UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-22487
DBX ETF Trust.
(Exact name of registrant as specified in charter)
875 Third Avenue
New York, NY 10022-6225
(Address of principal executive offices) (Zip code)
Freddi Klassen
DBX ETF Trust
875 Third Avenue
New York, NY 10022-6225
(Name and address of agent for service)
Registrant's telephone number, including area code: 212-454-4500
Date of fiscal year end: 05/31
Xtrackers Bloomberg Barclays US Investment Grade Corporate ESG ETF (formerly Xtrackers Investment Grade Bond – Interest Rate Hedged ETF)
Xtrackers Eurozone Equity ETF
Xtrackers Harvest CSI 300 China A-Shares ETF
Xtrackers Harvest CSI 500 China A-Shares Small Cap ETF
Xtrackers International Real Estate ETF
Xtrackers J.P. Morgan ESG Emerging Markets Sovereign ETF (formerly Xtrackers Emerging Markets Bond – Interest Rate Hedged ETF)
Xtrackers J.P. Morgan ESG USD High Yield Corporate Bond ETF (formerly Xtrackers High Yield Corporate Bond – Interest Rate Hedged ETF)
Xtrackers Japan JPX-Nikkei 400 Equity ETF
Xtrackers MSCI All China Equity ETF
Xtrackers MSCI All World ex US Hedged Equity ETF
Xtrackers MSCI All World ex US High Dividend Yield Equity ETF
Xtrackers MSCI China A Inclusion Equity ETF
Xtrackers MSCI EAFE Hedged Equity ETF
Xtrackers MSCI EAFE High Dividend Yield Equity ETF
Xtrackers MSCI Emerging Markets Hedged Equity ETF
Xtrackers MSCI Europe Hedged Equity ETF
Xtrackers MSCI Eurozone Hedged Equity ETF
Xtrackers MSCI Germany Hedged Equity ETF
Xtrackers MSCI Japan Hedged Equity ETF
Xtrackers MSCI Latin America Pacific Alliance ETF
Xtrackers Municipal Infrastructure Revenue Bond ETF
Date of fiscal year end: 08/31
Xtrackers FTSE Developed ex US Comprehensive Factor ETF
Xtrackers High Beta High Yield Bond ETF
Xtrackers Low Beta High Yield Bond ETF
Xtrackers MSCI ACWI ex USA ESG Leaders Equity ETF
Xtrackers MSCI EAFE ESG Leaders Equity ETF
Xtrackers MSCI Emerging Markets ESG Leaders Equity ETF
Xtrackers MSCI Kokusai Equity ETF
Xtrackers MSCI USA ESG Leaders Equity ETF
Xtrackers Russell 1000 Comprehensive Factor ETF
Xtrackers Russell 1000 US Quality at a Reasonable Price ETF
Xtrackers S&P 500 ESG ETF
Xtrackers Short Duration High Yield Bond ETF
Xtrackers USD High Yield Corporate Bond ETF
Date of reporting period: 7/1/19-6/30/20
******************************* FORM N-Px REPORT ******************************* ICA File Number: 811-22487 Reporting Period: 07/01/2019 - 06/30/2020 DBX ETF Trust ========= Xtrackers Bloomberg Barclays US Investment Grade Corporate ========== ========= ESG ETF ========== There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. ======================== Xtrackers Eurozone Equity ETF ========================= 1&1 DRILLISCH AG Ticker: DRI Security ID: D5934B101 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: APR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 0.05 per Share 3.1 Approve Discharge of Management Board For For Management Member Ralph Dommermuth for Fiscal 2019 3.2 Approve Discharge of Management Board For For Management Member Andre Driesen for Fiscal 2019 3.3 Approve Discharge of Management Board For For Management Member Markus Huhn for Fiscal 2019 3.4 Approve Discharge of Management Board For For Management Member Alessandro Nava for Fiscal 2019 3.5 Approve Discharge of Management Board For For Management Member Martin Witt for Fiscal 2019 4.1 Approve Discharge of Supervisory Board For For Management Member Michael Scheeren for Fiscal 2019 4.2 Approve Discharge of Supervisory Board For For Management Member Kai-Uwe Ricke for Fiscal 2019 4.3 Approve Discharge of Supervisory Board For For Management Member Claudia Borgas-Herold for Fiscal 2019 4.4 Approve Discharge of Supervisory Board For For Management Member Vlasios Choulidis for Fiscal 2019 4.5 Approve Discharge of Supervisory Board For For Management Member Kurt Dobitsch for Fiscal 2019 4.6 Approve Discharge of Supervisory Board For For Management Member Norbert Lang for Fiscal 2019 5 Ratify Ernst & Young GmbH as Auditors For For Management for Fiscal 2020 6 Amend Articles Re: AGM Location For For Management 7.1 Amend Articles Re: Supervisory Board For For Management Attendance at General Meetings 7.2 Amend Articles Re: Electronic For For Management Participation 7.3 Amend Articles Re: Postal Vote For For Management 8 Amend Articles Re: Insert a Clause For For Management Regarding the Interim Payment out of the Prospective Unappropriated Retained Earnings -------------------------------------------------------------------------------- A2A SPA Ticker: A2A Security ID: T0579B105 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAY 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Accept Financial Statements and For For Management Statutory Reports 1.2 Approve Allocation of Income For For Management 2.1 Approve Remuneration Policy For For Management 2.2 Approve Second Section of the For For Management Remuneration Report 3 Authorize Share Repurchase Program and For For Management Reissuance of Repurchased Shares 4 Approve Regulations on General Meetings For For Management 5.1.1 Slate Submitted by Municipalities of None Against Shareholder Brescia and Milan 5.1.2 Slate Submitted by Institutional None For Shareholder Investors (Assogestioni) 5.2 Approve Remuneration of Directors For For Management 6.1.1 Slate Submitted by Municipalities of None Against Shareholder Brescia and Milan 6.1.2 Slate Submitted by Institutional None For Shareholder Investors (Assogestioni) 6.2 Approve Internal Auditors' Remuneration None For Shareholder A Deliberations on Possible Legal Action None Against Management Against Directors if Presented by Shareholders -------------------------------------------------------------------------------- AALBERTS NV Ticker: AALB Security ID: N00089271 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAY 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Receive Annual Report None None Management 3.a Approve Remuneration Report For For Management 3.b Approve Consolidated Financial For For Management Statements and Statutory Reports 4.a Receive Explanation on Company's None None Management Reserves and Dividend Policy 4.b Approve Dividends of EUR 0.80 Per Share For For Management 5 Approve Discharge of Management Board For For Management 6 Approve Discharge of Supervisory Board For For Management 7 Reelect M.C.J. (Martin) van Pernis to For For Management Supervisory Board 8 Reelect P. (Piet) Veenema to For For Management Supervisory Board 9 Elect A. (Annette) Rinck to For For Management Supervisory Board 10.a Approve Remuneration Policy for For For Management Management Board 10.b Approve Remuneration Policy for For For Management Supervisory Board 11 Grant Board Authority to Issue Shares For For Management Up to 10 Percent of Issued Capital 12 Authorize Board to Exclude Preemptive For For Management Rights from Share Issuances 13 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 14 Ratify Deloitte as Auditors For For Management 15 Other Business (Non-Voting) None None Management 16 Close Meeting None None Management -------------------------------------------------------------------------------- ABN AMRO BANK NV Ticker: ABN Security ID: N0162C102 Meeting Date: DEC 17, 2019 Meeting Type: Special Record Date: NOV 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting and Announcements None None Management 2a Announce Vacancies on the Supervisory None None Management Board 2b Opportunity to Make Recommendations None None Management 2ci Announce Intention to Appoint Laetitia None None Management Griffith as Supervisory Board Member 2cii Opportunity for the Employee Council None None Management to Explain its Position 2ciii Verbal Explanation and Motivation by None None Management Laetitia Griffith 2civ Elect Laetitia Griffith to Supervisory For For Management Board 3 Close Meeting None None Management -------------------------------------------------------------------------------- ABN AMRO BANK NV Ticker: ABN Security ID: N0162C102 Meeting Date: APR 22, 2020 Meeting Type: Annual Record Date: MAR 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2.a Receive Report of Management Board None None Management (Non-Voting) 2.b Receive Report of Supervisory Board None None Management (Non-Voting) 2.c Receive Announcements from the None None Management Chairman of the Employee Council 2.d Discussion on Company's Corporate None None Management Governance Structure 2.e Approve Remuneration Report For For Management 2.f Opportunity to Ask Question to the None None Management External Auditor (Non-Voting) 2.g Adopt Financial Statements and For For Management Statutory Reports 3.a Receive Explanation on Dividend Policy None None Management 3.b Approve Dividends of EUR 1.28 Per Share For For Management 4.a Approve Discharge of Management Board For For Management 4.b Approve Discharge of Supervisory Board For For Management 5 Receive Auditors' Report (Non-Voting) None None Management 6.a Approve Remuneration Policy for For For Management Management Board 6.b Approve Remuneration Policy for For For Management Supervisory Board 7 Amend Articles of Association For For Management 8.a Approve Collective Supervisory Board For For Management Profile 8.b Announce Vacancies on the Supervisory None None Management Board 8.c Opportunity to Make Recommendations None None Management 8.d.1 Announce Intention to Reappoint Arjen None None Management Dorland, Jurgen Stegmann and Tjalling Tiemstra to the Supervisory Board 8.d.2 Reelect Arjen Dorland to Supervisory For For Management Board 8.d.3 Reelect Jurgen Stegmann to Supervisory For For Management Board 8.d.4 Reelect Tjalling Tiemstra to For For Management Supervisory Board 9.a Grant Board Authority to Issue Shares For For Management Up to 10 Percent of Issued Capital 9.b Authorize Board to Exclude Preemptive For For Management Rights from Share Issuances 9.c Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 10 Authorize Cancellation of Repurchased For For Management Shares 11 Discuss Introduction of Robert Swaak None None Management as Member of Executive Board 12 Other Business (Non-Voting) None None Management -------------------------------------------------------------------------------- ACCIONA SA Ticker: ANA Security ID: E0008Z109 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Consolidated and Standalone For For Management Financial Statements 1.2 Approve Consolidated and Standalone For For Management Management Reports 1.3 Approve Non-Financial Information For For Management Statement 1.4 Approve Sustainability Report For For Management 1.5 Approve Allocation of Income and For For Management Dividends 1.6 Renew Appointment of KPMG Auditores as For For Management Auditor 2.1 Reelect Karen Christiana Figueres For For Management Olsen as Director 2.2 Reelect Jeronimo Marcos Gerard Rivero For For Management as Director 3.1 Authorize Increase in Capital up to 50 For Against Management Percent via Issuance of Equity or Equity-Linked Securities, Excluding Preemptive Rights of up to 20 Percent 3.2 Authorize Issuance of Convertible For Against Management Bonds, Debentures, Warrants, and Other Debt Securities up to EUR 3 Billion with Exclusion of Preemptive Rights up to 20 Percent of Capital 3.3 Authorize Company to Call EGM with 21 For For Management Days' Notice 4.1 Approve Remuneration Policy For Against Management 4.2 Amend Settlement of the 2014 Stock and For For Management Option Plan 4.3 Approve Share Appreciation Rights Plan For Against Management 4.4 Advisory Vote on Remuneration Report For Against Management 5.1 Amend Article 18 Re: Right to Attend For For Management 5.2 Add Article 15 bis of General Meeting For For Management Regulations Re: Telematic Attendance 6 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- ACCOR SA Ticker: AC Security ID: F00189120 Meeting Date: JUN 30, 2020 Meeting Type: Annual/Special Record Date: JUN 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Absence of Dividends 4 Reelect Sebastien Bazin as Director For Against Management 5 Reelect Iris Knobloch as Director For For Management 6 Elect Bruno Pavlovsky as Director For For Management 7 Approve Transaction with SASP Paris For Against Management Saint-Germain Football Re: Partnership Agreement 8 Ratify Appointment of Ernst & Young et For For Management Autres as Auditor 9 Approve Compensation of Corporate For For Management Officers 10 Approve Compensation of Sebastien Bazin For Against Management 11 Approve Remuneration Policy of For Against Management Chairman and CEO 12 Approve Remuneration Policy of For For Management Directors 13 Authorize Repurchase of Up to 10 For Against Management Percent of Issued Share Capital 14 Authorize Capital Issuances for Use in For Against Management Employee Stock Purchase Plans 15 Amend Articles 12 and 15 of Bylaws Re: For For Management Employee Representatives; Board Members Deliberation via Written Consultation 16 Authorize Board to Issue Free Warrants For Against Management with Preemptive Rights During a Public Tender Offer 17 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- ACEA SPA Ticker: ACE Security ID: T0040K106 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: MAY 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income For For Management 3.1 Approve Remuneration Policy For Against Management 3.2 Approve Second Section of the For Against Management Remuneration Report 4.1 Fix Number of Directors None For Shareholder 4.2.1 Slate Submitted by Roma Capitale None Against Shareholder 4.2.2 Slate Submitted by Suez SA None Against Shareholder 4.2.3 Slate Submitted by FINCAL SpA None For Shareholder 4.3 Elect Michaela Castelli as Board Chair None For Shareholder 4.4 Approve Remuneration of Directors None For Shareholder A Deliberations on Possible Legal Action None Against Management Against Directors if Presented by Shareholders -------------------------------------------------------------------------------- ACKERMANS & VAN HAAREN NV Ticker: ACKB Security ID: B01165156 Meeting Date: MAY 25, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Directors' Reports (Non-Voting) None None Management 2 Receive Auditors' Reports (Non-Voting) None None Management 3 Approve Financial Statements and For For Management Allocation of Income 4.1 Approve Discharge of Alexia Bertrand For For Management as Director 4.2 Approve Discharge of Luc Bertrand as For For Management Director 4.3 Approve Discharge of Marion Debruyne For For Management BV, Represented by Marion Debruyne, as Director 4.4 Approve Discharge of Jacques Delen as For For Management Director 4.5 Approve Discharge of Pierre Macharis For For Management as Director 4.6 Approve Discharge of Julien Pestiaux For For Management as Director 4.7 Approve Discharge of Thierry van Baren For For Management as Director 4.8 Approve Discharge of Menlo Park BV, For For Management Represented by Victoria Vandeputte, as Director 4.9 Approve Discharge of Frederic van For For Management Haaren as Director 4.10 Approve Discharge of Pierre Willaert For For Management as Director 5 Approve Discharge of Auditor For For Management 6.1 Reelect Jacques Delen as Director For Against Management 6.2 Reelect Pierre Macharis as Director For Against Management 6.3 Reelect Pierre Willaert as Director For Against Management 6.4 Reelect Marion Debruyne BV, For For Management Represented by Marion Debruyne, as Director 7 Approve Remuneration Report For Against Management -------------------------------------------------------------------------------- ACS ACTIVIDADES DE CONSTRUCCION Y SERVICIOS SA Ticker: ACS Security ID: E7813W163 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: APR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Consolidated and Standalone For For Management Financial Statements 1.2 Approve Allocation of Income For For Management 2 Approve Non-Financial Information For For Management Statement 3 Approve Discharge of Board For For Management 4.1 Reelect Javier Echenique Landiribar as For Against Management Director 4.2 Reelect Mariano Hernandez Herreros as For Against Management Director 4.3 Fix Number of Directors at 16 For For Management 5 Approve Remuneration Policy For For Management 6 Advisory Vote on Remuneration Report For For Management 7.1 Amend Articles of General Meeting For For Management Regulations Re: Preliminary Title 7.2 Amend Articles of General Meeting For For Management Regulations Re: Title I 7.3 Amend Articles of General Meeting For For Management Regulations Re: Chapter I of Title II 7.4 Amend Articles of General Meeting For For Management Regulations Re: Chapter II of Title II 7.5 Amend Articles of General Meeting For For Management Regulations Re: Chapter I of Title III 7.6 Amend Articles of General Meeting For For Management Regulations Re: Chapter II of Title III 7.7 Amend Articles of General Meeting For For Management Regulations Re: Chapter III of Title III 7.8 Add Articles of General Meeting For For Management Regulations Re: Title VI 7.9 Approve Restated General Meeting For For Management Regulations 8 Approve Scrip Dividends and Approve For For Management Reduction in Share Capital via Amortization of Treasury Shares 9 Authorize Share Repurchase and Capital For For Management Reduction via Amortization of Repurchased Shares 10 Authorize Increase in Capital up to 50 For For Management Percent via Issuance of Equity or Equity-Linked Securities, Excluding Preemptive Rights of up to 20 Percent 11 Authorize Board to Ratify and Execute For For Management Approved Resolutions 12 Receive Amendments to Board of None None Management Directors Regulations -------------------------------------------------------------------------------- ADYEN NV Ticker: ADYEN Security ID: N3501V104 Meeting Date: DEC 06, 2019 Meeting Type: Special Record Date: NOV 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Mariette Bianca Swart to For For Management Management Board 3 Elect Kamran Zaki to Management Board For For Management 4 Close Meeting None None Management -------------------------------------------------------------------------------- ADYEN NV Ticker: ADYEN Security ID: N3501V104 Meeting Date: JAN 14, 2020 Meeting Type: Special Record Date: DEC 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting and Announcements None None Management 2 Elect Joep van Beurden to Supervisory For For Management Board 3 Close Meeting None None Management -------------------------------------------------------------------------------- ADYEN NV Ticker: ADYEN Security ID: N3501V104 Meeting Date: MAY 26, 2020 Meeting Type: Annual Record Date: APR 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2.a Receive Report of Management Board None None Management (Non-Voting) 2.b Approve Remuneration Report For For Management 2.c Adopt Annual Accounts For For Management 2.d Receive Explanation on Company's None None Management Reserves and Dividend Policy 2.e Approve Remuneration Policy for For For Management Management Board 2.f Approve Remuneration Policy for For For Management Supervisory Board 3 Approve Discharge of Management Board For For Management 4 Approve Discharge of Supervisory Board For For Management 5 Reelect Piero Overmars to Supervisory For For Management Board 6 Grant Board Authority to Issue Shares For For Management Up to 10 Percent of Issued Capital 7 Authorize Board to Exclude Preemptive For For Management Rights from Share Issuances 8 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 9 Ratify PWC as Auditors For For Management 10 Close Meeting None None Management -------------------------------------------------------------------------------- AEGON NV Ticker: AGN Security ID: N00927298 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Presentation on the Course of Business None None Management in 2019 3.1 Receive Report of Management Board None None Management (Non-Voting) 3.2 Discuss Financial Statements and None None Management Receive Auditors' Reports (Non-Voting) 3.3 Approve Remuneration Report For For Management 3.4 Adopt Financial Statements and For For Management Statutory Reports 3.5 Discuss Dividends of EUR 0.16 per None None Management Common Share and EUR 0.004 per Common Share B 4.1 Approve Discharge of Management Board For For Management 4.2 Approve Discharge of Supervisory Board For For Management 5.1 Approve Remuneration Policy for For For Management Management Board 5.2 Approve Remuneration Policy for For For Management Supervisory Board 6.1 Elect Thomas Wellauer to Supervisory For For Management Board 6.2 Elect Caroline Ramsay to Supervisory For For Management Board 7.1 Elect Lard Friese to Management Board For For Management 8.1 Approve Cancellation of Repurchased For For Management Shares 8.2 Grant Board Authority to Issue Shares For For Management Up To 10 Percent of Issued Capital and Exclude Pre-emptive Rights 8.3 Grant Board Authority to Issue Shares For For Management Up To 25 Percent of Issued Capital in Connection with a Rights Issue 8.4 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 9 Other Business (Non-Voting) None None Management 10 Close Meeting None None Management -------------------------------------------------------------------------------- AEROPORTS DE PARIS SA Ticker: ADP Security ID: F00882104 Meeting Date: MAY 12, 2020 Meeting Type: Annual/Special Record Date: MAY 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles 12, 19 and 21 of Bylaws For For Management to Comply with Legal Changes 2 Approve Financial Statements and For For Management Statutory Reports 3 Approve Consolidated Financial For For Management Statements and Statutory Reports 4 Approve Allocation of Income and For For Management Dividends of EUR 0.70 per Share 5 Approve Transaction with the French For For Management State 6 Approve Transaction with Musee Quai For For Management Branly-Jacques Chirac 7 Approve Transaction with Societe du For For Management Grand Paris 8 Approve Transaction with Grand Paris For For Management 9 Approve Transaction with Academies de For For Management Creteil, Versailles et Amiens 10 Approve Transaction with SNCF Reseau For For Management et la Caisse des Depots et Consignations 11 Approve Transaction Re: Pole de For For Management formation Georges Guynemer des metiers de l aerien du Pays de Meaux 12 Approve Transaction with Media For For Management Aeroports de Paris 13 Approve Transaction with Domaine For For Management national de Chambord 14 Approve Transaction with RATP For For Management 15 Authorize Repurchase of Up to 10 For Against Management Percent of Issued Share Capital 16 Approve Compensation of Corporate For For Management Officers 17 Approve Compensation of Augustin de For For Management Romanet, Chairman and CEO 18 Approve Remuneration Policy of Board For For Management Members 19 Approve Remuneration Policy of For For Management Chairman and CEO 20 Approve Remuneration of Directors in For For Management the Aggregate Amount of EUR 500,000 21 Add Preamble in Bylaws Re: Corporate For For Management Purpose 22 Amend Articles 9, 13 and 16 of Bylaws For For Management Re: Shares and Board Powers 23 Authorize Issuance of Equity or For Against Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 97 Million 24 Authorize Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 29 Million 25 Approve Issuance of Equity or For Against Management Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 29 Million 26 Authorize Board to Increase Capital in For Against Management the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above Under Items 23-25 27 Authorize Capitalization of Reserves For Against Management of Up to EUR 97 Million for Bonus Issue or Increase in Par Value 28 Authorize Capital Issuances for Use in For Against Management Employee Stock Purchase Plans 29 Authorize Capital Increase of Up to For Against Management EUR 29 Million for Future Exchange Offers 30 Authorize Capital Increase of up to 10 For Against Management Percent of Issued Capital for Contributions in Kind 31 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 32 Set Total Limit for Capital Increase For For Management to Result from Issuance Requests Under Items 23-26 and 28-30 at EUR 97 Million 33 Set Total Limit for Capital Increase For For Management to Result from Issuance Requests Under Items 23-26 at EUR 29 Million 34 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- AGEAS SA/NV Ticker: AGS Security ID: B0148L138 Meeting Date: MAY 20, 2020 Meeting Type: Annual/Special Record Date: MAY 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2.1.1 Receive Directors' and Auditors' None None Management Reports (Non-Voting) 2.1.2 Receive Consolidated Financial None None Management Statements and Statutory Reports (Non-Voting) 2.1.3 Approve Financial Statements and For For Management Allocation of Income 2.2.1 Receive Information on Company's None None Management Dividend Policy 2.2.2 Approve Dividends of EUR 0.27 Per Share For For Management 2.3.1 Approve Discharge of Directors For For Management 2.3.2 Approve Discharge of Auditor For For Management 3.1 Approve Remuneration Report For For Management 3.2 Approve Remuneration Policy For For Management 4.1 Reelect Jane Murphy as Independent For For Management Director 4.2 Reelect Lucrezia Reichlin as For For Management Independent Director 4.3 Reelect Yvonne Lang Ketterer as For For Management Independent Director 4.4 Reelect Richard Jackson as Independent For For Management Director 4.5 Reelect Antonio Cano as Director For For Management 5.1.1 Amend Article 1 Re: Definitions For For Management 5.1.2 Amend Article 2 Re: Name - Form For For Management 5.1.3 Amend Article 3 Re: Registered Office For For Management 5.1.4 Delete Article 6bis Re: Issue Premiums For For Management 5.1.5 Amend Article 7 Re: Form of the Shares For For Management 5.1.6 Amend Article 9 Re: Acquisition of Own For For Management Shares 5.1.7 Amend Article 10 Re: Board of Directors For For Management 5.1.8 Amend Article 11 Re: Board For For Management Deliberation and Decisions 5.1.9 Amend Article 12 Re: Executive For For Management Committee 51.10 Amend Article 13 Re: Representation For For Management 51.11 Amend Article 14 Re: Remuneration For For Management 51.12 Amend Article 15 Re: Ordinary Meeting For For Management of Shareholders 51.13 Amend Article 17 Re: Convocations For For Management 51.14 Amend Article 18 Re: Record Day and For For Management Proxies 51.15 Amend Article 19 Re: Procedure - For For Management Minutes of the Meeting 51.16 Amend Article 20 Re: Votes For For Management 51.17 Amend Article 22 Re: Annual Accounts For For Management 51.18 Amend Article 23 Re: Dividend For For Management 5.2 Approve Cancellation of Repurchased For For Management Shares 5.3.1 Receive Special Board Report Re: None None Management Authorized Capital 5.3.2 Renew Authorization to Increase Share For For Management Capital within the Framework of Authorized Capital 6 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 7 Close Meeting None None Management -------------------------------------------------------------------------------- AIR FRANCE-KLM SA Ticker: AF Security ID: F01699135 Meeting Date: MAY 26, 2020 Meeting Type: Annual/Special Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Treatment of Losses For For Management 4 Approve Auditors' Special Report on For For Management Related-Party Transactions 5 Reelect Anne-Marie Couderc as Director For For Management 6 Reelect Alexander R. Wynaendts as For For Management Director 7 Elect Dirk Jan van den Berg as Director For For Management 8 Ratify Appointment of Jian Wang as For For Management Director 9 Renew Appointment of KPMG Audit as For For Management Auditor 10 Appoint Salustro Reyde as Alternate For For Management Auditor 11 Approve Compensation Report of For For Management Corporate Officers 12 Approve Compensation of Anne-Marie For For Management Couderc, Chairman of the Board 13 Approve Compensation of Benjamin For For Management Smith, CEO 14 Approve Remuneration Policy of For For Management Chairman of the Board 15 Approve Remuneration Policy of For For Management Corporate Officers 16 Approve Remuneration Policy of CEO For For Management 17 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 18 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 214 Million 19 Authorize Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 214 Million, with a Binding Priority Right 20 Authorize Issuance of Equity or For For Management Equity-Linked Instruments without Preemptive Rights Including by Companies Owning over 50 Percent of the Company Share Capital up to Aggregate Nominal Amount of EUR 86 Million 21 Approve Issuance of Equity or For For Management Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 86 Million 22 Authorize Board to Increase Capital in For For Management the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above 23 Authorize Capital Increase of up to 10 For For Management Percent of Issued Capital for Contributions in Kind 24 Authorize Capitalization of Reserves For For Management of Up to EUR 214 Million for Bonus Issue or Increase in Par Value 25 Authorize Issuance of Equity or For Against Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 107 Million, Including in the Event of a Public Tender Offer 26 Authorize Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 107 Million, Including in the Event of a Public Tender Offer 27 Authorize Issuance of Equity or For Against Management Equity-Linked Instruments without Preemptive Rights Including by Companies Owning over 50 Percent of the Company Share Capital up to Aggregate Nominal Amount of EUR 43 Million, During Public Tender Offer 28 Approve Issuance of Equity or For Against Management Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 43 Million, Including in the Event of a Public Tender Offer 29 Authorize Board to Increase Capital in For Against Management the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above Under Items 25 to 28 30 Authorize Capital Increase of up to For Against Management Aggregate Nominal Amount of EUR 21 Million for Contributions in Kind 31 Authorize Capitalization of Reserves For Against Management of Up to EUR 107 Million for Bonus Issue or Increase in Par Value 32 Authorize Board to Set Issue Price for For Against Management 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights 33 Authorize Capital Issuances for Use in For Against Management Employee Stock Purchase Plans 34 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- AIR LIQUIDE SA Ticker: AI Security ID: F01764103 Meeting Date: MAY 05, 2020 Meeting Type: Annual/Special Record Date: APR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 2.70 per Share and an Extra of EUR 0.27 per Share to Long Term Registered Shares 4 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 5 Reelect Brian Gilvary as Director For For Management 6 Elect Anette Bronder as Director For For Management 7 Elect Kim Ann Mink as Director For For Management 8 Approve Auditors' Special Report on For For Management Related-Party Transactions Mentioning the Absence of New Transactions 9 Approve Compensation of Benoit Potier For Against Management 10 Approve Compensation Report for For For Management Corporate Officers 11 Approve Remuneration Policy of For Against Management Corporate Officers 12 Approve Remuneration of Directors in For For Management the Aggregate Amount of EUR 1.3 Million 13 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 14 Authorize Capitalization of Reserves For For Management of Up to EUR 300 Million for Bonus Issue or Increase in Par Value 15 Authorize Capital Issuances for Use in For Against Management Employee Stock Purchase Plans 16 Authorize Capital Issuances for Use in For Against Management Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries 17 Amend Article 11 of Bylaws Re: For For Management Employee Representative 18 Amend Article 15 of Bylaws Re: Board For For Management Powers 19 Amend Article 16 of Bylaws Re: Board For For Management Members Remuneration 20 Amend Article 9 of Bylaws Re: For For Management Shareholding Disclosure Thresholds 21 Amend Articles 15 and 19 of Bylaws Re: For For Management Delegate Power to Board Members 22 Amend Article 4 of Bylaws Re: Company For For Management Duration 23 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- AIRBUS SE Ticker: AIR Security ID: N0280G100 Meeting Date: APR 16, 2020 Meeting Type: Annual Record Date: MAR 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2.1 Discussion on Company's Corporate None None Management Governance Structure 2.2 Receive Report on Business and None None Management Financial Statements 2.3 Receive Explanation on Company's None None Management Reserves and Dividend Policy 3 Discussion of Agenda Items None None Management 4.1 Adopt Financial Statements For For Management 4.2 Approve Allocation of Income and None None Management Dividends of EUR of 1.80 per Share 4.3 Approve Discharge of Non-Executive For Against Management Members of the Board of Directors 4.4 Approve Discharge of Executive Members For Against Management of the Board of Directors 4.5 Ratify Ernst & Young as Auditors For For Management 4.6 Adopt Remuneration Policy For For Management 4.7 Approve Remuneration Report Containing For For Management Remuneration Policy 4.8 Elect Mark Dunkerley as Non-Executive For For Management Director 4.9 Elect Stephan Gemkow as Non-Executive For For Management Director 4.10 Reelect Ralph D. Crosby, Jr. as For For Management Non-Executive Director 4.11 Reelect Lord Drayson (Paul) as For For Management Non-Executive Director 4.12 Grant Board Authority to Issue Shares For For Management Up To 0.51 Percent of Issued Capital and Exclude Preemptive Rights Re: ESOP and LTIP Plans 4.13 Grant Board Authority to Issue Shares For For Management Up To 1.15 Percent of Issued Capital and Exclude Preemptive Rights Re: Company Funding 4.14 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 4.15 Approve Cancellation of Repurchased For For Management Shares 5 Close Meeting None None Management -------------------------------------------------------------------------------- AKZO NOBEL NV Ticker: AKZA Security ID: N01803308 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: MAR 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2.a Receive Report of Management Board None None Management (Non-Voting) 3.a Adopt Financial Statements For For Management 3.b Discuss on the Company's Dividend None None Management Policy 3.c Approve Dividends of EUR 1.90 Per Share For For Management 3.d Approve Remuneration Report For For Management 4.a Approve Discharge of Management Board For For Management 4.b Approve Discharge of Supervisory Board For For Management 5 Reelect P. Kirby to Supervisory Board For For Management 6.a Amend Remuneration Policy for For For Management Management Board 6.b Amend Remuneration Policy for For For Management Supervisory Board 7 Amend Articles Re: Implementation of For For Management the Act on the Conversion of Bearer Shares and the Dutch Provisions Implementing the Shareholder Rights Directive II 8.a Grant Board Authority to Issue Shares For For Management Up to 10 Percent of Issued Capital 8.b Authorize Board to Exclude Preemptive For For Management Rights from Share Issuances 9 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 10 Authorize Cancellation of Repurchased For For Management Shares 11 Close Meeting None None Management -------------------------------------------------------------------------------- ALLIANZ SE Ticker: ALV Security ID: D03080112 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 9.60 per Share 3 Approve Discharge of Management Board For For Management for Fiscal 2019 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2019 5 Approve Affiliation Agreement with For For Management Allianz Africa Holding GmbH -------------------------------------------------------------------------------- ALSTOM SA Ticker: ALO Security ID: F0259M475 Meeting Date: JUL 10, 2019 Meeting Type: Annual/Special Record Date: JUL 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 5.50 per Share 4 Reelect Henri Poupart-Lafarge as For Against Management Director 5 Reelect Sylvie Kande de Beaupuy as For For Management Director 6 Reelect Sylvie Rucar as Director For For Management 7 Approve Non-Compete Agreement with For For Management Henri Poupart-Lafarge 8 Approve Pension Scheme Agreement with For For Management Henri Poupart-Lafarge 9 Approve Compensation of Chairman and For Against Management CEO 10 Approve Remuneration Policy of For Against Management Chairman and CEO 11 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 12 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 13 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans Reserved for Employees of the Group's Subsidiaries 14 Authorize up to 5 Million Shares for For Against Management Use in Restricted Stock Plans 15 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- ALTEN SA Ticker: ATE Security ID: F02626103 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: JUN 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Absence of Dividends 4 Approve Auditors' Special Report on For For Management Related-Party Transactions 5 Reelect Evelyne Feldman as Director For For Management 6 Reelect Philippe Tribadeau as Director For For Management 7 Approve Remuneration of Directors in For For Management the Aggregate Amount of EUR 200,000 8 Approve Remuneration Policy of For For Management Directors 9 Approve Remuneration Policy of For For Management Chairman and CEO 10 Approve Remuneration Policy of For For Management Vice-CEOs 11 Approve Compensation Report of For For Management Corporate Officers 12 Approve Compensation of Simon Azoulay, For For Management Chairman and CEO 13 Approve Compensation of Gerald Attia, For For Management Vice-CEO 14 Approve Compensation of Pierre Marcel, For For Management Vice-CEO 15 Authorize Repurchase of Up to 7 For For Management Percent of Issued Share Capital 16 Authorize up to 650,000 Shares for Use For For Management in Restricted Stock Plans 17 Amend Article 16 of Bylaws Re: For For Management Employee Representative 18 Amend Article 18 of Bylaws Re: Written For For Management Consultation 19 Amend Articles 16 and 10 of Bylaws Re: For For Management Board Remuneration and Shareholders Identification 20 Textual References Regarding Change of For Against Management Codification 21 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- ALTICE EUROPE NV Ticker: ATC Security ID: N0R25F103 Meeting Date: NOV 06, 2019 Meeting Type: Special Record Date: OCT 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Appoint KPMG Accountants N.V. as For For Management Auditor 3 Amend Articles of Association For For Management 4 Other Business (Non-Voting) None None Management 5 Close Meeting None None Management -------------------------------------------------------------------------------- ALTICE EUROPE NV Ticker: ATC Security ID: N0R25F103 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAY 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2.a Receive Report of Management Board None None Management (Non-Voting) 2.b Receive Explanation on Company's None None Management Reserves and Dividend Policy 2.c Adopt Financial Statements and For For Management Statutory Reports 2.d Approve Remuneration Report For Against Management 3.a Approve Discharge of Executive Board For For Management Members 3.b Approve Discharge of Non-Executive For For Management Board Members 4.a Approve Executive Annual Cash Bonus For Against Management Plan for A. Weill 4.b Approve Executive Annual Cash Bonus For Against Management Plan for N. Marty 4.c Approve Interim Payment Under the Cash For Against Management Performance Bonus of N. Marty 4.d Amend Remuneration of N. Marty For Against Management 4.e Amend Remuneration Policy For Against Management 5.a Grant Board Authority to Issue Shares For Against Management and Restrict/Exclude Preemptive Rights 5.b Authorize Repurchase of Shares For Against Management 6 Approve Cancellation of Repurchased For For Management Shares 7 Amend Articles of Association and For Against Management Authorize Each Lawyer and Paralegal Employed by De Brauw to Execute the Deed of Amendment of the Articles of Association 8 Other Business (Non-Voting) None None Management 9 Close Meeting None None Management -------------------------------------------------------------------------------- AMADEUS IT GROUP SA Ticker: AMS Security ID: E04648114 Meeting Date: JUN 17, 2020 Meeting Type: Annual Record Date: JUN 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Consolidated and Standalone For For Management Financial Statements 2 Approve Non-Financial Information For For Management Statement 3 Approve Allocation of Income and For For Management Dividends 4 Approve Discharge of Board For For Management 5.1 Elect Xiaoqun Clever as Director For For Management 5.2 Reelect Jose Antonio Tazon Garcia as For Against Management Director 5.3 Reelect Luis Maroto Camino as Director For For Management 5.4 Reelect David Webster as Director For Against Management 5.5 Reelect Clara Furse as Director For Against Management 5.6 Reelect Nicolas Huss as Director For Against Management 5.7 Reelect Pierre-Henri Gourgeon as For Against Management Director 5.8 Reelect Francesco Loredan as Director For Against Management 6 Advisory Vote on Remuneration Report For For Management 7 Approve Remuneration of Directors For For Management 8 Authorize Increase in Capital up to 10 For For Management Percent via Issuance of Equity or Equity-Linked Securities without Preemptive Rights 9 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- AMPLIFON SPA Ticker: AMP Security ID: T0388E118 Meeting Date: APR 24, 2020 Meeting Type: Annual Record Date: APR 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Accept Financial Statements and For For Management Statutory Reports 1b Approve Allocation of Income For For Management 2 Approve Remuneration of Directors For For Management 3a Approve Remuneration Policy For Against Management 3b Approve Second Section of the For Against Management Remuneration Report 4 Authorize Share Repurchase Program and For Against Management Reissuance of Repurchased Shares -------------------------------------------------------------------------------- AMUNDI SA Ticker: AMUN Security ID: F0300Q103 Meeting Date: MAY 12, 2020 Meeting Type: Annual/Special Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Absence of Dividends 4 Approve Auditors' Special Report on For For Management Related-Party Transactions Mentioning the Absence of New Transactions 5 Approve Compensation Report For For Management 6 Approve Compensation of Yves Perrier, For For Management CEO 7 Approve Remuneration Policy of For For Management Directors 8 Approve Remuneration Policy of CEO For For Management 9 Approve Remuneration Policy of For For Management Chairman of the Board 10 Advisory Vote on the Aggregate For For Management Remuneration Granted in 2019 to Senior Management, Responsible Officers and Regulated Risk-Takers 11 Ratify Appointment of Henri Buecher as For For Management Director 12 Reelect Laurence Danon as Director For For Management 13 Reelect Helene Molinari as Director For For Management 14 Reelect Christian Rouchon as Director For Against Management 15 Reelect Andree Samat as Director For For Management 16 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 17 Amend Article 13 of Bylaws Re: Board For For Management Members Remuneration 18 Amend Article 14 of Bylaws Re: Board For For Management Members Deliberation via Written Consultation 19 Correction Regarding Items 18 and 19 For For Management of May 16, 2019 AGM: Item 18 to be Understood as an Increase in Capital by Public Offer; Item 19 to be Understood as Increase in Capital As Private Placement 20 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- ANHEUSER-BUSCH INBEV SA/NV Ticker: ABI Security ID: B639CJ108 Meeting Date: JUN 03, 2020 Meeting Type: Annual/Special Record Date: MAY 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor A1.a Amend Articles 24.4 Re: Participation For For Management and Decisions in a Meeting A1.b Amend Articles Re: Distributions of For For Management Interim Dividends A1.c Amend Articles of Association Re: For For Management Alignment on the Rules of Code on Companies and Associations B2 Receive Directors' Reports (Non-Voting) None None Management B3 Receive Auditors' Reports (Non-Voting) None None Management B4 Receive Consolidated Financial None None Management Statements and Statutory Reports (Non-Voting) B5 Approve Financial Statements, For For Management Allocation of Income, and Dividends of EUR 1.30 per Share B6 Approve Discharge of Directors For For Management B7 Approve Discharge of Auditors For For Management B8.a Reelect Michele Burns as Independent For For Management Director B8.b Reelect Elio Leoni Sceti as For For Management Independent Director B8.c Reelect Alexandre Van Damme as Director For Against Management B8.d Reelect Gregoire de Spoelberch as For Against Management Director B8.e Reelect Paul Cornet de Ways Ruart as For Against Management Director B8.f Reelect Paulo Lemann as Director For Against Management B8.g Reelect Maria Asuncion Aramburuzabala For Against Management as Director B8.h Elect Roberto Thompson Motta as For Against Management Director B8.i Reelect Martin J. Barrington as For Against Management Director B8.j Reelect William F. Gifford, Jr. as For Against Management Director B8.k Reelect Alejandro Santo Domingo Davila For Against Management as Director B9 Approve Remuneration Report For Against Management C10 Authorize Implementation of Approved For For Management Resolutions and Filing of Required Documents/Formalities at Trade Registry -------------------------------------------------------------------------------- ARCELORMITTAL SA Ticker: MT Security ID: L0302D210 Meeting Date: JUN 13, 2020 Meeting Type: Annual/Special Record Date: MAY 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Board's and Auditor's Reports None None Management I Approve Consolidated Financial For For Management Statements II Approve Financial Statements For For Management III Approve Omission of Dividends For For Management IV Approve Allocation of Income For For Management V Approve Remuneration Policy For For Management VI Approve Remuneration Report For For Management VII Approve Remuneration of the Directors, For For Management Members and Chairs of the Audit Committee, Members and Chairs of the Other Committee, and CEO VIII Approve Discharge of Directors For For Management IX Reelect Lakshmi N. Mittal as Director For Against Management X Reelect Bruno Lafont as Director For For Management XI Reelect Michel Wurth as Director For For Management XII Elect Aditya Mittal as Director For For Management XIII Elect Etienne Schneider as Director For For Management XIV Approve Share Repurchase For For Management XV Ratify Deloitte as Auditor For For Management XVI Approve Share Plan Grant Under the For For Management Performance Share Unit Plan 1 Increase Authorized Share Capital, For For Management Authorize Board to Limit or Suspend the Preferential Subscription Right of Existing Shareholders, and Amend Articles 5.2 and 5.5 of the Articles of Association -------------------------------------------------------------------------------- ARGENX SE Ticker: ARGX Security ID: N0610Q109 Meeting Date: NOV 25, 2019 Meeting Type: Special Record Date: OCT 28, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Amend Articles to Reflect Changes in For For Management Capital 3 Amend Argenx Option Plan For Against Management 4 Approve Stock Option Grants up to a For Against Management Maximum of 4 Percent of the Outstanding Capital 5 Other Business (Non-Voting) None None Management 6 Close Meeting None None Management -------------------------------------------------------------------------------- ARGENX SE Ticker: ARGX Security ID: N0610Q109 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Receive Report of Management Board None None Management (Non-Voting) 3 Adopt Remuneration Policy For Against Management 4 Approve Remuneration Report For Against Management 5.a Discuss Annual Report for FY 2019 None None Management 5.b Adopt Financial Statements and For For Management Statutory Reports 5.c Discussion on Company's Corporate None None Management Governance Structure 5.d Approve Allocation of Losses to the For For Management Retained Earnings of the Company 5.e Approve Discharge of Directors For For Management 6 Reelect Pamela Klein as Non-Executive For For Management Director 7 Grant Board Authority to Issue Shares For Against Management Up To 4 Percent of Outstanding Capital within the Limits of the Argenx Option Plan and Exclude Pre-emptive Rights 8 Grant Board Authority to Issue Shares For For Management Up To 10 Percent of Issued Capital and Exclude Pre-emptive Rights 9 Grant Board Authority to Issue For Against Management Additional Shares Up To 10 Percent of Issued Capital and Exclude Pre-emptive Rights 10 Ratify Deloitte as Auditors For For Management 11 Other Business (Non-Voting) None None Management 12 Close Meeting None None Management -------------------------------------------------------------------------------- ARKEMA SA Ticker: AKE Security ID: F0392W125 Meeting Date: MAY 19, 2020 Meeting Type: Annual/Special Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 2.20 per Share 4 Approve Auditors' Special Report on For For Management Related-Party Transactions Mentioning the Absence of New Transactions 5 Reelect Thierry Le Henaff as Director For Against Management 6 Approve Remuneration of Directors in For For Management the Aggregate Amount of EUR 0.8 Million 7 Approve Remuneration Policy of For Against Management Chairman and CEO 8 Approve Compensation Report of For For Management Corporate Officers 9 Approve Compensation of Thierry Le For Against Management Henaff, Chairman and CEO 10 Renew Appointment of KPMG Audit as For Against Management Auditor 11 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 12 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights up to 50 Percent of Issued Capital 13 Authorize Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights up to 10 Percent of Issued Capital 14 Approve Issuance of Equity or For For Management Equity-Linked Securities for Private Placements, up to 10 Percent of Issued Capital 15 Authorize Board to Set Issue Price for For For Management 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights 16 Authorize Capital Increase of up to 10 For For Management Percent of Issued Capital for Contributions in Kind 17 Authorize Board to Increase Capital in For For Management the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above 18 Set Total Limit for Capital Increase For For Management to Result from Issuance Requests Under Items 12-17 at 50 Percent of Issued Capital 19 Authorize Capital Issuances for Use in For Against Management Employee Stock Purchase Plans 20 Amend Articles 8, 10 and 12 of Bylaws For For Management to Comply with Legal Changes 21 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- AROUNDTOWN SA Ticker: AT1 Security ID: L0269F109 Meeting Date: DEC 16, 2019 Meeting Type: Special Record Date: DEC 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Ran Laufer as Director For For Management 2 Elect Simone Runge-Brandner as Director For For Management 3 Reelect Jelena Afxentiou as Director For For Management 4 Reelect Oschrie Massatschi as Director For For Management 5 Reelect Frank Roseen as Director For For Management 6 Reelect Markus Leininger as Director For For Management 7 Reelect Markus Kreuter as Director For For Management -------------------------------------------------------------------------------- AROUNDTOWN SA Ticker: AT1 Security ID: L0269F109 Meeting Date: DEC 16, 2019 Meeting Type: Special Record Date: DEC 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights and Amend Articles of Association -------------------------------------------------------------------------------- AROUNDTOWN SA Ticker: AT1 Security ID: L0269F109 Meeting Date: MAY 06, 2020 Meeting Type: Special Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Repurchase of Up to 20 For Against Management Percent of Issued Share Capital -------------------------------------------------------------------------------- AROUNDTOWN SA Ticker: AT1 Security ID: L0269F109 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: JUN 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Special Board Report Re: None None Management Statutory Financial Statements and Consolidated Financial Statements 2 Receive Special Auditor Report Re: None None Management Statutory Financial Statements and Consolidated Financial Statements 3 Approve Financial Statements For For Management 4 Approve Consolidated Financial For For Management Statements 5 Approve Allocation of Income For For Management 6 Approve Discharge of Directors For For Management 7 Renew Appointment of KPMG Luxembourg For For Management as Auditor 8 Approve Remuneration Report For Against Management 9 Approve Remuneration Policy For Against Management -------------------------------------------------------------------------------- ASM INTERNATIONAL NV Ticker: ASM Security ID: N07045201 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Receive Report of Management Board None None Management (Non-Voting) 3 Approve Remuneration Report For For Management 4 Approve Remuneration Policy For For Management 5 Adopt Financial Statements and For For Management Statutory Reports 6.a Approve Regular Dividend For For Management 6.b Approve Extra-Ordinary Dividend For For Management 7 Approve Discharge of Management Board For For Management 8 Approve Discharge of Supervisory Board For For Management 9 Elect Benjamin Gek Lim Loh to For For Management Management Board 10.a Elect Monica de Virgiliis to For For Management Supervisory Board 10.b Elect Didier Lamouche to Supervisory For For Management Board 10.c Reelect Martin van Pernis to For For Management Supervisory Board 11 Amend Article 34 Re: Implementation For For Management Act SRDII 12 Ratify KPMG as Auditors For For Management 13.a Grant Board Authority to Issue Shares For For Management Up to 10 Percent of Issued Capital 13.b Authorize Board to Exclude Preemptive For For Management Rights from Share Issuances 14 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 15 Approve Cancellation of Repurchased For For Management Shares 16 Other Business (Non-Voting) None None Management 17 Close Meeting None None Management -------------------------------------------------------------------------------- ASML HOLDING NV Ticker: ASML Security ID: N07059202 Meeting Date: APR 22, 2020 Meeting Type: Annual Record Date: MAR 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Discuss the Company's Business, None None Management Financial Situation and Sustainability 3.a Approve Remuneration Report For For Management 3.b Adopt Financial Statements and For For Management Statutory Reports 3.c Receive Clarification on Company's None None Management Reserves and Dividend Policy 3.d Approve Dividends of EUR 2.40 Per Share For For Management 4.a Approve Discharge of Management Board For For Management 4.b Approve Discharge of Supervisory Board For For Management 5 Approve Number of Shares for For For Management Management Board 6 Approve Certain Adjustments to the For For Management Remuneration Policy for Management Board 7 Approve Remuneration Policy for For For Management Supervisory Board 8.a Announce Vacancies on the Supervisory None None Management Board 8.b Opportunity to Make Recommendations None None Management 8.c Announce Intention to Reappoint A.P. None None Management Aris and Appoint D.W.A. East and D.M. Durcan to Supervisory Board 8.d Reelect A.P. (Annet) Aris to For For Management Supervisory Board 8.e Elect D.M. (Mark) Durcan to For For Management Supervisory Board 8.f Elect D.W.A. (Warren) East to For For Management Supervisory Board 8.g Receive Information on the Composition None None Management of the Supervisory Board 9 Ratify KPMG as Auditors For For Management 10.a Grant Board Authority to Issue Shares For For Management Up to 5 Percent of Issued Capital for General Purposes 10.b Authorize Board to Exclude Preemptive For For Management Rights from Share Issuances under Item 10.a 10.c Grant Board Authority to Issue or For For Management Grant Rights to Subscribe for Ordinary Shares Up to 5 Percent in Case of Merger or Acquisition 10.d Authorize Board to Exclude Preemptive For For Management Rights from Share Issuances under Item 10.c 11.a Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 11.b Authorize Additional Repurchase of Up For For Management to 10 Percent of Issued Share Capital 12 Authorize Cancellation of Repurchased For For Management Shares 13 Other Business (Non-Voting) None None Management 14 Close Meeting None None Management -------------------------------------------------------------------------------- ASR NEDERLAND NV Ticker: ASRNL Security ID: N0709G103 Meeting Date: OCT 30, 2019 Meeting Type: Special Record Date: OCT 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2a Announce Intention to Appoint Ingrid None None Management de Graaf-de Swart as Member of the Executive Board 3a Announce Intention to Appoint Gisella None None Management van Vollenhoven and Gerard van Olphen as Supervisory Board Members 3b Elect Gisella van Vollenhoven to For For Management Supervisory Board 3c Elect Gerard van Olphen to Supervisory For For Management Board 4 Allow Questions None None Management 5 Close Meeting None None Management -------------------------------------------------------------------------------- ASR NEDERLAND NV Ticker: ASRNL Security ID: N0709G103 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2.a Receive Report of Management Board None None Management (Non-Voting) 2.b Receive Report of Supervisory Board None None Management (Non-Voting) 2.c Discussion on Company's Corporate None None Management Governance Structure 2.d Approve Remuneration Report For For Management 3.a Adopt Financial Statements and For For Management Statutory Reports 3.b Receive Explanation on Company's None None Management Reserves and Dividend Policy 3.c Discuss Dividends None None Management 4.a Approve Discharge of Management Board For For Management 4.b Approve Discharge of Supervisory Board For For Management 5.a Grant Board Authority to Issue Shares For For Management Up to 10 Percent of Issued Capital 5.b Authorize Board to Exclude Preemptive For For Management Rights from Share Issuances 5.c Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 6 Announce Intention to Reappoint Jos None None Management Baeten to the Management Board 7.a Acknowledge Resignation of Cor van den None None Management Bos as Supervisory Board Member 7.b Reelect Herman Hintzen to Supervisory For For Management Board 8 Allow Questions None None Management 9 Close Meeting None None Management -------------------------------------------------------------------------------- ASSICURAZIONI GENERALI SPA Ticker: G Security ID: T05040109 Meeting Date: APR 27, 2020 Meeting Type: Annual/Special Record Date: APR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Accept Financial Statements and For For Management Statutory Reports 1b Approve Allocation of Income For For Management 2a.1 Slate Submitted by Mediobanca Spa None For Shareholder 2a.2 Slate Submitted by Institutional None Against Shareholder Investors (Assogestioni) 2b Approve Internal Auditors' Remuneration For For Management 3a Approve Remuneration Policy For Against Management 3b Approve Second Section of the For Against Management Remuneration Report 4a Approve Group Long Term Incentive Plan For For Management 4b Authorize Share Repurchase Program and For For Management Reissuance of Repurchased Shares to Service Group Long Term Incentive Plan 4c Authorize Board to Increase Capital to For For Management Service Group Long Term Incentive Plan 5a Approve Performance Share Plan For Against Management 5b Authorize Share Repurchase Program and For Against Management Reissuance of Repurchased Shares to Service Performance Share Plan 5c Authorize Board to Increase Capital to For Against Management Service Performance Share Plan 6a Amend Company Bylaws Re: Article 3.1 For For Management 6b Amend Company Bylaws Re: Article 9.1 For For Management 6c Amend Company Bylaws Re: Article 33.7 For For Management 6d Amend Company Bylaws Re: Article 28.1 For For Management 6e Amend Company Bylaws Re: Article 28.2 For For Management 6f Amend Company Bylaws Re: Articles 28. For For Management 4, 28.10, 28.13 6g Amend Company Bylaws Re: Articles 28.5 For For Management and 28.6 6h Amend Company Bylaws Re: Article 28.10 For For Management -------------------------------------------------------------------------------- ASTM SPA Ticker: AT Security ID: T0510N101 Meeting Date: MAY 25, 2020 Meeting Type: Annual Record Date: MAY 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income For For Management 3.1 Approve Remuneration Policy For Against Management 3.2 Approve Second Section of the For For Management Remuneration Report 4 Integrate Remuneration of External For For Management Auditors 5.1.1 Slate Submitted by Nuova Argo None Against Shareholder Finanziaria SpA 5.1.2 Slate Submitted by Institutional None For Shareholder Investors (Assogestioni) 5.2 Appoint Chairman of Internal Statutory None For Shareholder Auditors 5.3 Approve Internal Auditors' Remuneration None For Shareholder 6 Authorize Share Repurchase Program and For Against Management Reissuance of Repurchased Shares A Deliberations on Possible Legal Action None Against Management Against Directors if Presented by Shareholders -------------------------------------------------------------------------------- ATLANTIA SPA Ticker: ATL Security ID: T05404107 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: MAY 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements, For For Management Statutory Reports, and Allocation of Income 2 Approve Auditors and Authorize Board For For Management to Fix Their Remuneration 3 Elect Directors (Bundled) For Against Management 4 Revoke Authorization on Repurchase of For For Management Shares 5 Approve Free Share Scheme for For For Management Employees 2020 6.1 Approve Remuneration Policy For For Management 6.2 Approve Second Section of the For Against Management Remuneration Report A Deliberations on Possible Legal Action None Against Management Against Directors if Presented by Shareholders -------------------------------------------------------------------------------- ATOS SE Ticker: ATO Security ID: F06116101 Meeting Date: JUN 16, 2020 Meeting Type: Annual/Special Record Date: JUN 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Absence of Dividends 4 Ratify Appointment of Elie Girard as For For Management Director 5 Ratify Appointment of Cedrik Neike as For For Management Director 6 Reelect Nicolas Bazire as Director For Against Management 7 Reelect Valerie Bernis as Director For For Management 8 Reelect Colette Neuville as Director For For Management 9 Reelect Cedrik Neike as Director For For Management 10 Elect Jean Fleming as Representative For Against Management of Employee Shareholders to the Board 11 Renew Appointment of Grant Thornton as For Against Management Auditor 12 Acknowledge End of Mandate of IGEC as For For Management Alternate Auditor and Decision Not to Replace 13 Approve Transaction with Worldline Re: For For Management Separation Agreement 14 Approve Compensation of Thierry For Against Management Breton, Chairman and CEO Until Oct. 31, 2019 15 Approve Compensation of Bertrand For For Management Meunier, Chairman of the Board Since Nov. 1, 2019 16 Approve Compensation of Elie Girard, For Against Management Vice-CEO Since April 2, 2019 Until Oct. 31, 2019 17 Approve Compensation of Elie Girard, For Against Management CEO Since Nov. 1, 2019 18 Approve Compensation Report of For For Management Corporate Officers 19 Approve Remuneration Policy of For For Management Directors 20 Approve Remuneration Policy of For For Management Chairman of the Board 21 Approve Remuneration Policy of CEO For Against Management 22 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 23 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 24 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights up to 30 Percent of Issued Share Capital 25 Authorize Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights up to 10 Percent of Issued Share Capital 26 Approve Issuance of Equity or For For Management Equity-Linked Securities for up to 10 Percent of Issued Capital Per Year for Private Placements 27 Authorize Capital Increase of up to 10 For For Management Percent of Issued Capital for Contributions in Kind 28 Authorize Board to Increase Capital in For For Management the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above 29 Authorize Capitalization of Reserves For For Management of Up to EUR 5,111 Million for Bonus Issue or Increase in Par Value 30 Authorize Capital Issuances for Use in For Against Management Employee Stock Purchase Plans 31 Authorize Capital Issuances for Use in For Against Management Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries 32 Authorize up to 0.9 Percent of Issued For For Management Capital for Use in Restricted Stock Plans 33 Amend Article 16 of Bylaws Re: For For Management Employee Representative 34 Amend Articles 20 and 26 of Bylaws Re: For For Management Board Remuneration 35 Amend Article 18 of Bylaws Re: Written For For Management Consultation 36 Amend Article 10 of Bylaws Re: For For Management Shareholding Disclosure Thresholds 37 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- AXA SA Ticker: CS Security ID: F06106102 Meeting Date: JUN 30, 2020 Meeting Type: Annual/Special Record Date: JUN 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 0.73 per Share 4 Approve Compensation of Corporate For For Management Officers 5 Approve Compensation of Denis Duverne, For For Management Chairman of the Board 6 Approve Compensation of Thomas Buberl, For Against Management CEO 7 Approve Remuneration Policy of CEO For Against Management 8 Approve Remuneration Policy of For For Management Chairman of the Board 9 Approve Remuneration Policy of For For Management Directors 10 Approve Auditors' Special Report on For For Management Related-Party Transactions Mentioning the Absence of New Transactions 11 Reelect Angelien Kemna as Director For For Management 12 Reelect Irene Dorner as Director For For Management 13 Elect Isabel Hudson as Director For For Management 14 Elect Antoine Gosset-Grainville as For For Management Director 15 Elect Marie-France Tschudin as Director For For Management 16 Elect Helen Browne as Director For For Shareholder A Elect Jerome Amouyal as Director Against Against Shareholder B Elect Constance Reschke as Director Against Against Shareholder C Elect Bamba Sall as Director Against Against Shareholder D Elect Bruno Guy-Wasier as Director Against Against Shareholder E Elect Timothy Leary as Director Against Against Shareholder F Elect Ashitkumar Shah as Director Against Against Shareholder 17 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 18 Authorize Capital Issuances for Use in For Against Management Employee Stock Purchase Plans 19 Authorize Capital Issuances for Use in For Against Management Employee Stock Purchase Plans Reserved for Employees of the Group's Subsidiaries 20 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 21 Amend Article 10 of Bylaws Re: For For Management Employee Representatives 22 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- BANCA MEDIOLANUM SPA Ticker: BMED Security ID: T1R88K108 Meeting Date: APR 16, 2020 Meeting Type: Annual Record Date: APR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Accept Financial Statements and For For Management Statutory Reports 1.2 Approve Allocation of Income For For Management 2.1 Approve Remuneration Policy and Second For Against Management Section of the Remuneration Report 2.2 Approve Severance Payments Policy For For Management 3 Approve Executive Incentive Bonus Plan For For Management 4 Approve Phantom Shares Plan For Against Management A Deliberations on Possible Legal Action None Against Management Against Directors if Presented by Shareholders -------------------------------------------------------------------------------- BANCO BILBAO VIZCAYA ARGENTARIA SA Ticker: BBVA Security ID: E11805103 Meeting Date: MAR 13, 2020 Meeting Type: Annual Record Date: MAR 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Consolidated and Standalone For For Management Financial Statements 1.2 Approve Non-Financial Information For For Management Statement 1.3 Approve Allocation of Income and For For Management Dividends 1.4 Approve Discharge of Board For For Management 2.1 Reelect Lourdes Maiz Carro as Director For For Management 2.2 Reelect Susana Rodriguez Vidarte as For For Management Director 2.3 Elect Raul Catarino Galamba de For For Management Oliveira as Director 2.4 Elect Ana Leonor Revenga Shanklin as For For Management Director 2.5 Elect Carlos Vicente Salazar Lomelin For For Management as Director 3 Fix Maximum Variable Compensation Ratio For For Management 4 Renew Appointment of KPMG Auditores as For For Management Auditor 5 Authorize Board to Ratify and Execute For For Management Approved Resolutions 6 Advisory Vote on Remuneration Report For For Management -------------------------------------------------------------------------------- BANCO DE SABADELL SA Ticker: SAB Security ID: E15819191 Meeting Date: MAR 25, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Consolidated and Standalone For For Management Financial Statements and Discharge of Board 2 Approve Non-Financial Information For For Management Statement 3 Approve Allocation of Income and For For Management Dividends 4 Elect Mireya Gine Torrens as Director For For Management 5 Fix Maximum Variable Compensation For For Management Ratio of Designated Group Members 6 Authorize Board to Ratify and Execute For For Management Approved Resolutions 7 Advisory Vote on Remuneration Report For For Management -------------------------------------------------------------------------------- BANCO SANTANDER SA Ticker: SAN Security ID: E19790109 Meeting Date: JUL 22, 2019 Meeting Type: Special Record Date: JUL 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Shares in For For Management Connection with Acquisition of Shares of Banco Santander Mexico SA, Institucion de Banca Multiple, Grupo Financiero Santander Mexico 2 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- BANCO SANTANDER SA Ticker: SAN Security ID: E19790109 Meeting Date: APR 02, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.A Approve Consolidated and Standalone For For Management Financial Statements 1.B Approve Non-Financial Information For For Management Statement 1.C Approve Discharge of Board For For Management 2 Approve Allocation of Income and For For Management Dividends 3.A Fix Number of Directors at 15 For For Management 3.B Elect Luis Isasi Fernandez de For For Management Bobadilla as Director 3.C Elect Sergio Agapito Lires Rial as For For Management Director 3.D Ratify Appointment of and Elect Pamela For For Management Ann Walkden as Director 3.E Reelect Ana Patricia Botin-Sanz de For For Management Sautuola y O'Shea as Director 3.F Reelect Rodrigo Echenique Gordillo as For Against Management Director 3.G Reelect Esther Gimenez-Salinas i For For Management Colomer as Director 3.H Reelect Sol Daurella Comadran as For For Management Director 4 Ratify Appointment of For For Management PricewaterhouseCoopers as Auditor 5 Authorize Share Repurchase Program For For Management 6 Authorize Increase in Capital up to 50 For For Management Percent via Issuance of Equity or Equity-Linked Securities, Excluding Preemptive Rights of up to 10 Percent 7.A Approve Scrip Dividends For For Management 7.B Approve Scrip Dividends For For Management 8 Authorize Issuance of Non-Convertible For For Management Debt Securities up to EUR 50 Billion 9 Approve Remuneration Policy For For Management 10 Approve Remuneration of Directors For For Management 11 Fix Maximum Variable Compensation Ratio For For Management 12.A Approve Deferred Multiyear Objectives For For Management Variable Remuneration Plan 12.B Approve Deferred and Conditional For For Management Variable Remuneration Plan 12.C Approve Digital Transformation Award For For Management 12.D Approve Buy-out Policy For For Management 12.E Approve Employee Stock Purchase Plan For For Management 13 Authorize Board to Ratify and Execute For For Management Approved Resolutions 14 Advisory Vote on Remuneration Report For For Management -------------------------------------------------------------------------------- BANK OF IRELAND GROUP PLC Ticker: BIRG Security ID: G0756R109 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a Elect Eileen Fitzpatrick as Director For For Management 2b Elect Michele Greene as Director For For Management 2c Elect Myles O'Grady as Director For For Management 2d Re-elect Evelyn Bourke as Director For For Management 2e Re-elect Ian Buchanan as Director For For Management 2f Re-elect Richard Goulding as Director For For Management 2g Re-elect Patrick Haren as Director For For Management 2h Re-elect Patrick Kennedy as Director For For Management 2i Re-elect Francesca McDonagh as Director For For Management 2j Re-elect Fiona Muldoon as Director For For Management 2k Re-elect Patrick Mulvihill as Director For For Management 2l Re-elect Steve Pateman as Director For For Management 3 Ratify KPMG as Auditors For For Management 4 Authorise Board to Fix Remuneration of For For Management Auditors 5 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice 6 Approve Remuneration Report For For Management 7 Approve Remuneration Policy For For Management 8 Amend Articles of Association For For Management 9 Authorise Market Purchase of Ordinary For For Management Shares 10 Authorise Issue of Equity For For Management 11 Authorise Issue of Equity without For For Management Pre-emptive Rights 12 Authorise Issue of Equity in Relation For For Management to Additional Tier 1 Contingent Equity Conversion Notes 13 Authorise Issue of Equity without For For Management Pre-emptive Rights in Relation to Additional Tier 1 Contingent Equity Conversion Notes -------------------------------------------------------------------------------- BANKIA SA Ticker: BKIA Security ID: E2R23Z164 Meeting Date: MAR 27, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Standalone Financial Statements For For Management 1.2 Approve Consolidated Financial For For Management Statements 1.3 Approve Non-Financial Information For For Management Statement 1.4 Approve Discharge of Board For For Management 1.5 Approve Allocation of Income and For For Management Dividends 2.1 Fix Number of Directors at 13 For For Management 2.2 Elect Nuria Oliver Ramirez as Director For For Management 2.3 Reelect Jose Sevilla Alvarez as For For Management Director 2.4 Reelect Joaquin Ayuso Garcia as For For Management Director 2.5 Reelect Francisco Javier Campo Garcia For For Management as Director 2.6 Reelect Eva Castillo Sanz as Director For For Management 2.7 Reelect Antonio Greno Hidalgo as For For Management Director 3 Appoint KPMG Auditores as Auditor For For Management 4 Authorize Increase in Capital up to 50 For Against Management Percent via Issuance of Equity or Equity-Linked Securities, Excluding Preemptive Rights of up to 20 Percent 5 Authorize Issuance of Convertible For Against Management Bonds, Debentures, Warrants, and Other Debt Securities up to EUR 1.5 Billion with Exclusion of Preemptive Rights up to 20 Percent of Capital 6 Authorize Share Repurchase Program For For Management 7 Approve Dividends For For Management 8.1 Approve Shares-in-lieu-of-Bonus Plan For For Management as Part of the 2019 Annual Variable Remuneration of Executive Directors 8.2 Approve Shares-in-lieu-of-Bonus Plan For For Management as Part of the 2020 Annual Variable Remuneration of Executive Directors 9.1 Amend Articles Re: General Meetings For For Management and Notice of Meetings 9.2 Amend Articles Re: Available For For Management Information Prior to the Meetings, Right to Information, and Attendance, Proxy and Remove Voting Cards 9.3 Amend Articles Re: Right of For For Management Attendance, Means of Communication, Logistics and Constitution 9.4 Amend Articles Re: Information and For For Management Proposals 9.5 Amend Articles Re: Remote Voting, For For Management Voting of Proposed Resolutions and Documentation 9.6 Amend Articles Re: Provisional For For Management Suspension and Extension of the General Meeting 9.7 Amend Articles Re: Publication and For For Management Documentation of Resolutions 10 Authorize Board to Ratify and Execute For For Management Approved Resolutions 11 Advisory Vote on Remuneration Report For For Management 12 Receive Amendments to Board of None None Management Directors Regulations and Approval of the Appointments and Responsible Management Committee Regulations and Remuneration Committee Regulations -------------------------------------------------------------------------------- BANKINTER SA Ticker: BKT Security ID: E2116H880 Meeting Date: MAR 19, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Consolidated and Standalone For For Management Financial Statements 2 Approve Non-Financial Information For For Management Statement 3 Approve Discharge of Board For For Management 4 Approve Allocation of Income and For For Management Dividends 5 Renew Appointment of For For Management PricewaterhouseCoopers as Auditor 6.1 Elect Fernando Jose Frances Pons as For For Management Director 6.2 Fix Number of Directors at 11 For For Management 7 Approve Spin-Off of the Insurance For For Management Business Linea Directa Aseguradora 8 Approve Restricted Capitalization For For Management Reserve 9 Authorize Share Repurchase and Capital For For Management Reduction via Amortization of Repurchased Shares 10.1 Amend Remuneration Policy For For Management 10.2 Approve Delivery of Shares under FY For For Management 2019 Variable Pay Scheme 10.3 Fix Maximum Variable Compensation Ratio For For Management 11 Authorize Board to Ratify and Execute For For Management Approved Resolutions 12 Advisory Vote on Remuneration Report For For Management -------------------------------------------------------------------------------- BASF SE Ticker: BAS Security ID: D06216317 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 3.30 per Share 3 Approve Discharge of Supervisory Board For For Management for Fiscal 2019 4 Approve Discharge of Management Board For For Management for Fiscal 2019 5 Ratify KPMG AG as Auditors for Fiscal For For Management 2020 6 Elect Kurt Bock to the Supervisory For For Management Board 7 Approve Remuneration Policy for the For For Management Management Board 8 Amend Articles Re: Supervisory Board For For Management Term of Office 9 Amend Articles Re: Remuneration of For For Management Supervisory Board Members 10 Approve Remuneration of Supervisory For For Management Board -------------------------------------------------------------------------------- BAYER AG Ticker: BAYN Security ID: D0712D163 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and For For Management Statutory Reports; Approve Allocation of Income and Dividends of EUR 2.80 per Share for Fiscal 2019 2 Approve Discharge of Management Board For For Management for Fiscal 2019 3 Approve Discharge of Supervisory Board For For Management for Fiscal 2019 4.1 Elect Ertharin Cousin to the For For Management Supervisory Board 4.2 Elect Otmar Wiestler to the For For Management Supervisory Board 4.3 Elect Horst Baier to the Supervisory For For Management Board 5 Approve Remuneration Policy for the For For Management Management Board 6 Approve Remuneration Policy for the For For Management Supervisory Board 7 Amend Articles Re: Supervisory Board For For Management Term of Office 8 Ratify Deloitte GmbH as Auditors for For For Management Fiscal 2020 -------------------------------------------------------------------------------- BAYERISCHE MOTOREN WERKE AG Ticker: BMW Security ID: D12096109 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 2.50 per Ordinary Share and EUR 2.52 per Preferred Share 3 Approve Discharge of Management Board For For Management for Fiscal 2019 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2019 5 Ratify PricewaterhouseCoopers GmbH as For For Management Auditors for Fiscal 2020 6.1 Elect Norbert Reithofer to the For Against Management Supervisory Board 6.2 Elect Anke Schaeferkordt to the For For Management Supervisory Board 7 Approve Remuneration of Supervisory For For Management Board -------------------------------------------------------------------------------- BECHTLE AG Ticker: BC8 Security ID: D0873U103 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: MAY 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 1.20 per Share 3 Approve Discharge of Management Board For For Management for Fiscal 2019 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2019 5 Ratify Ernst & Young GmbH as Auditors For Against Management for Fiscal 2020 6 Authorize Share Repurchase Program and For For Management Reissuance or Cancellation of Repurchased Shares 7 Amend Articles of Association For For Management -------------------------------------------------------------------------------- BEIERSDORF AG Ticker: BEI Security ID: D08792109 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: APR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 0.70 per Share 3 Approve Discharge of Management Board For For Management for Fiscal 2019 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2019 5 Ratify Ernst & Young GmbH as Auditors For Against Management for Fiscal 2020 6 Approve Creation of EUR 42 Million For For Management Pool of Authorized Capital I with Partial Exclusion of Preemptive Rights 7 Approve Creation of EUR 25 Million For For Management Pool of Authorized Capital II with Partial Exclusion of Preemptive Rights 8 Approve Creation of EUR 25 Million For For Management Pool of Authorized Capital III with Partial Exclusion of Preemptive Rights 9 Approve Issuance of Warrants/Bonds For For Management with Warrants Attached/Convertible Bonds with Partial Exclusion of Preemptive Rights up to Aggregate Nominal Amount of EUR 1 Billion; Approve Creation of EUR 42 Million Pool of Capital to Guarantee Conversion Rights 10 Authorize Share Repurchase Program and For For Management Reissuance or Cancellation of Repurchased Shares 11 Amend Articles Re: Participation For For Management Requirements and Proof of Entitlement 12.1 Elect Wolfgang Herz to the Supervisory For For Management Board 12.2 Elect Beatrice Dreyfus as Alternate For For Management Supervisory Board Member -------------------------------------------------------------------------------- BIOMERIEUX SA Ticker: BIM Security ID: F1149Y232 Meeting Date: JUN 30, 2020 Meeting Type: Annual/Special Record Date: JUN 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Discharge of Directors For For Management 4 Approve Allocation of Income and For For Management Dividends of EUR 0.19 per Share 5 Approve Auditors' Special Report on For Against Management Related-Party Transactions Mentioning the Absence of New Transactions 6 Reelect Marie-Helene Habert-Dassault For For Management as Director 7 Reelect Harold Boel as Director For For Management 8 Approve Remuneration Policy of For For Management Corporate Officers 9 Approve Remuneration Policy of For Against Management Chairman and CEO 10 Approve Remuneration Policy of Vice-CEO For Against Management 11 Approve Remuneration Policy of For For Management Directors 12 Approve Compensation Report of For For Management Corporate Officers 13 Approve Compensation of Alexandre For For Management Merieux, Chairman and CEO 14 Authorize Repurchase of Up to 10 For Against Management Percent of Issued Share Capital 15 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 16 Authorize up to 10 Percent of Issued For Against Management Capital for Use in Restricted Stock Plans 17 Authorize up to 10 Percent of Issued For Against Management Capital for Use in Stock Option Plans 18 Authorize Capital Issuances for Use in For Against Management Employee Stock Purchase Plans 19 Eliminate Preemptive Rights Pursuant For For Management to Item 18 Above 20 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- BNP PARIBAS SA Ticker: BNP Security ID: F1058Q238 Meeting Date: MAY 19, 2020 Meeting Type: Annual/Special Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Absence of Dividends 4 Approve Auditors' Special Report on For For Management Related-Party Transactions 5 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 6 Reelect Jean Lemierre as Director For For Management 7 Reelect Jacques Aschenbroich as For For Management Director 8 Reelect Monique Cohen as Director For For Management 9 Reelect Daniela Schwarzer as Director For For Management 10 Reelect Fields Wicker-Miurin as For For Management Director 11 Approve Remuneration Policy of For For Management Directors 12 Approve Remuneration Policy of For For Management Chairman of the Board 13 Approve Remuneration Policy of CEO and For For Management Vice-CEO 14 Approve Compensation of Corporate For For Management Officers 15 Approve Compensation of Jean Lemierre, For For Management Chairman of the Board 16 Approve Compensation of Jean-Laurent For For Management Bonnafe, CEO 17 Approve Compensation of Philippe For For Management Bordenave, Vice-CEO 18 Approve the Overall Envelope of For For Management Compensation of Certain Senior Management, Responsible Officers and the Risk-takers 19 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 1 Billion 20 Authorize Capital Increase of Up to For For Management EUR 240 Million for Future Exchange Offers 21 Authorize Board to Set Issue Price for For For Management 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights 22 Set Total Limit for Capital Increase For For Management to Result from Issuance Requests Under Items 20-21 at EUR 240 Million 23 Authorize Capitalization of Reserves For For Management of Up to EUR 1 Billion for Bonus Issue or Increase in Par Value 24 Set Total Limit for Capital Increase For For Management to Result from Issuance Requests Under Items 19-21 at EUR 1 Billion 25 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 26 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 27 Amend Article 7 of Bylaws Re: Employee For For Management Shareholder Representative 28 Amend Article 15 of Bylaws Re: Board For For Management Members Deliberation via Written Consultation 29 Amend Articles 7, 10, 11, 19 of Bylaws For For Management to Comply with Legal Changes 30 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- BOLLORE SA Ticker: BOL Security ID: F10659260 Meeting Date: MAY 27, 2020 Meeting Type: Annual/Special Record Date: MAY 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Discharge Directors 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 0.06 per Share 4 Approve Auditors' Special Report on For Against Management Related-Party Transactions 5 Reelect Marie Bollore as Director For Against Management 6 Renew Appointment of Constantin For For Management Associes as Auditor 7 Renew Appointment of Cisane as For For Management Alternate Auditor 8 Authorize Repurchase of 291 Million For Against Management Shares 9 Approve Compensation Report For Against Management 10 Approve Compensation of Vincent For Against Management Bollore, Chairman and CEO Until March 14, 2019 11 Approve Compensation of Cyrille For Against Management Bollore, Vice-CEO Until March 14, 2019 12 Approve Compensation of Cyrille For Against Management Bollore, Chairman and CEO Since April 1, 2019 13 Approve Remuneration Policy of For For Management Directors 14 Approve Remuneration Policy of For Against Management Chairman and CEO 15 Authorize Filing of Required For For Management Documents/Other Formalities 1 Authorize Capital Increase of Up to For Against Management EUR 15 Million for Future Exchange Offers 2 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 3 Amend Article 12 of Bylaws Re: Board For For Management Composition 4 Amend Article 19 of Bylaws Re: GM For For Management Electronic Voting 5 Amend Article 16 of Bylaws Re: Board For For Management Members Remuneration 6 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- BOUYGUES SA Ticker: EN Security ID: F11487125 Meeting Date: APR 23, 2020 Meeting Type: Annual/Special Record Date: APR 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Absence of Dividend 4 Approve Auditors' Special Report on For Against Management Related-Party Transactions 5 Approve Remuneration Policy of For Against Management Corporate Officers 6 Approve Remuneration Policy of For For Management Directors 7 Approve Compensation Report of For For Management Corporate Officers 8 Approve Compensation of Martin Bouygues For Against Management 9 Approve Compensation of Olivier For Against Management Bouygues 10 Approve Compensation of Philippe Marien For Against Management 11 Approve Compensation of Olivier Roussat For Against Management 12 Reelect Alexandre de Rothschild as For For Management Director 13 Elect Benoit Maes as Director For For Management 14 Authorize Repurchase of Up to 10 For Against Management Percent of Issued Share Capital 15 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 16 Authorize Board to Issue Free Warrants For Against Management with Preemptive Rights During a Public Tender Offer 17 Amend Articles 4, 8, 13, 12, 14, 15 For For Management and 16 of Bylaws to Comply with Legal Changes 18 Delegate Power to the Board of For Against Management Directors to Amend the Bylaws to Comply with Legal Changes 19 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- BREMBO SPA Ticker: BRE Security ID: T2204N116 Meeting Date: JUL 29, 2019 Meeting Type: Special Record Date: JUL 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Daniele Schillaci as Director For For Management 2 Approve Remuneration of the Board For Against Management -------------------------------------------------------------------------------- BRENNTAG AG Ticker: BNR Security ID: D12459117 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 1.25 per Share 3 Approve Discharge of Management Board For For Management for Fiscal 2019 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2019 5 Ratify PricewaterhouseCoopers GmbH as For Against Management Auditors for Fiscal 2020 6.1 Elect Stefanie Berlinger to the For For Management Supervisory Board 6.2 Elect Andreas Rittstieg to the For For Management Supervisory Board 6.3 Elect Doreen Nowotne to the For For Management Supervisory Board 6.4 Elect Richard Ridinger to the For For Management Supervisory Board 7 Change of Corporate Form to Societas For For Management Europaea (SE) -------------------------------------------------------------------------------- BUREAU VERITAS SA Ticker: BVI Security ID: F96888114 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: JUN 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Absence of Dividends 4 Approve Auditors' Special Report on For For Management Related-Party Transactions Mentioning the Absence of New Transactions 5 Ratify Appointment of Jerome Michiels For Against Management as Director 6 Reelect Sian Herbert-Jones as Director For For Management 7 Reelect Stephanie Besnier as Director For For Management 8 Reelect Claude Ehlingeras Director For Against Management 9 Approve Remuneration Policy of For For Management Directors 10 Approve Remuneration Policy of For For Management Chairman of the Board 11 Approve Remuneration Policy of CEO For Against Management 12 Approve Compensation Report of For For Management Corporate Officers 13 Approve Compensation of Aldo Cardoso, For For Management Chairman of the board 14 Approve Compensation of Didier For Against Management Michaud-Daniel, CEO 15 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 16 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- BUZZI UNICEM SPA Ticker: BZU Security ID: T2320M109 Meeting Date: MAY 08, 2020 Meeting Type: Annual/Special Record Date: APR 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income For Against Management 3 Authorize Share Repurchase Program and For For Management Reissuance of Repurchased Shares 4.1 Fix Number of Directors None For Shareholder 4.2 Fix Board Terms for Directors None For Shareholder 4.3 Approve Remuneration of Directors None For Shareholder 4.4 Deliberations Pursuant to Article 2390 None Against Shareholder of Civil Code Re: Decisions Inherent to Authorization of Board Members to Assume Positions in Competing Companies 4.5.1 Slate 1 Submitted by Presa SpA and None Against Shareholder Fimedi SpA 4.5.2 Slate 2 Submitted by Institutional None For Shareholder Investors (Assogestioni) 5.1.1 Slate 1 Submitted by Presa SpA and None Against Shareholder Fimedi SpA 5.1.2 Slate 2 Submitted by Institutional None For Shareholder Investors (Assogestioni) 5.2 Approve Internal Auditors' Remuneration None For Shareholder 6.1 Approve Remuneration Policy For Against Management 6.2 Approve Second Section of the For Against Management Remuneration Report 1 Amend Article 3 Re: Corporate Purpose For For Management A Deliberations on Possible Legal Action None Against Management Against Directors if Presented by Shareholders -------------------------------------------------------------------------------- BUZZI UNICEM SPA Ticker: BZU Security ID: T2320M117 Meeting Date: MAY 08, 2020 Meeting Type: Special Record Date: APR 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Dario Trevisan as Representative None For Shareholder for Holders of Saving Shares 2 Approve Representative's Term None For Shareholder 3 Approve Remuneration of Saving None For Shareholder Shareholders' Representative -------------------------------------------------------------------------------- CAIXABANK SA Ticker: CABK Security ID: E2427M123 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Consolidated and Standalone For For Management Financial Statements 2 Approve Non-Financial Information For For Management Statement 3 Approve Discharge of Board For For Management 4 Approve Allocation of Income and For For Management Dividends 5 Renew Appointment of For For Management PricewaterhouseCoopers as Auditor 6.1 Reelect Maria Veronica Fisas Verges as For Against Management Director 6.2 Elect Francisco Javier Garcia Sanz as For Against Management Director 6.3 Fix Number of Directors at 15 For For Management 7 Authorize Increase in Capital up to 50 For For Management Percent via Issuance of Equity or Equity-Linked Securities, Excluding Preemptive Rights of up to 20 Percent 8 Authorize Share Repurchase Program For For Management 9 Approve Remuneration Policy For For Management 10 Amend Articles Re: Remote Attendance For For Management to the General Shareholders Meetings 11 Amend Articles of General Meeting For For Management Regulations Re: Remote Attendance 12 Authorize Board to Ratify and Execute For For Management Approved Resolutions 13 Advisory Vote on Remuneration Report For For Management -------------------------------------------------------------------------------- CAPGEMINI SE Ticker: CAP Security ID: F4973Q101 Meeting Date: MAY 20, 2020 Meeting Type: Annual/Special Record Date: MAY 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 1.35 per Share 4 Approve Auditors' Special Report on For For Management Related-Party Transactions 5 Approve Compensation of Paul Hermelin, For Against Management Chairman and CEO 6 Approve Compensation of Thierry For Against Management Delaporte, Vice-CEO 7 Approve Compensation of Aiman Ezzat, For Against Management Vice-CEO 8 Approve Compensation Report of For Against Management Corporate Officers 9 Approve Remuneration Policy of For Against Management Chairman and CEO 10 Approve Remuneration Policy of For Against Management Vice-CEOs 11 Approve Remuneration Policy of For For Management Chairman of the Board 12 Approve Remuneration Policy of CEO For Against Management 13 Approve Remuneration Policy of For For Management Directors 14 Reelect Sian Herbert-Jones as Director For For Management 15 Elect Belen Moscoso del Prado For For Management Lopez-Doriga as Director 16 Elect Aiman Ezzat as Director For For Management 17 Elect Lucia Sinapi-Thomas as Director For For Management Shareholder Representative 17A Elect Claire Sauvanaud as Director Against Against Management Shareholder Representative 18 Renew Appointment of For Against Management PricewaterhouseCoopers Audit as Auditor 19 Appoint Mazars as Auditor For For Management 20 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 21 Amend Articles 7 and 17 of Bylaws to For For Management Comply with Legal Changes 22 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 23 Authorize Capitalization of Reserves For For Management of Up to EUR 1.5 Billion for Bonus Issue or Increase in Par Value 24 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 540 Million 25 Authorize Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 135 Million 26 Approve Issuance of Equity or For For Management Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 135 Million 27 Authorize Board to Set Issue Price for For For Management 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights Under Items 25 and 26 28 Authorize Board to Increase Capital in For For Management the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above 29 Authorize Capital Increase of up to 10 For For Management Percent of Issued Capital for Contributions in Kind 30 Authorize up to 1.2 Percent of Issued For For Management Capital for Use in Restricted Stock Plans Under Performance Conditions Reserved for Employees and Executive Officers 31 Authorize Capital Issuances for Use in For Against Management Employee Stock Purchase Plans 32 Authorize Capital Issuances for Use in For Against Management Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries 33 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- CARREFOUR SA Ticker: CA Security ID: F13923119 Meeting Date: MAY 29, 2020 Meeting Type: Annual/Special Record Date: MAY 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 0.23 per Share 4 Approve Auditors' Special Report on For For Management Related-Party Transactions 5 Reelect Alexandre Arnault as Director For For Management 6 Reelect Marie-Laure Sauty de Chalon as For For Management Director 7 Approve Compensation Report of For For Management Corporate Officers 8 Approve Compensation of Alexandre For Against Management Bompard, Chairman and CEO 9 Approve Remuneration Policy of For Against Management Chairman and CEO 10 Approve Remuneration Policy of For For Management Directors 11 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 12 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 13 Amend Article 11 of Bylaws Re: Quorum For For Management 14 Amend Article 13 of Bylaws Re: Board For For Management Members Deliberation via Written Consultation 15 Amend Article 17 of Bylaws Re: Board For For Management Remuneration 16 Amend Article 19 of Bylaws Re: Auditors For For Management 17 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- CASINO, GUICHARD-PERRACHON SA Ticker: CO Security ID: F14133106 Meeting Date: JUN 17, 2020 Meeting Type: Annual/Special Record Date: JUN 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Treatment of Losses For For Management 4 Approve Compensation Report of For For Management Corporate Officers 5 Approve Compensation of Chairman and For Against Management CEO 6 Approve Exceptional Remuneration for For Against Management Chairman and CEO Re: FY 2019 7 Approve Remuneration Policy of For For Management Chairman and CEO 8 Approve Remuneration Policy of For For Management Directors 9 Reelect Euris as Director For Against Management 10 Reelect Fonciere Euris as Director For Against Management 11 Reelect Christiane Feral-Schuhl as For For Management Director 12 Reelect David de Rothschild as Director For Against Management 13 Reelect Frederic Saint-Geours as For Against Management Director 14 Elect Fimalac as Director For Against Management 15 Elect Saris as Director For Against Management 16 Authorize Repurchase of Up to 10 For Against Management Percent of Issued Share Capital 17 Authorize up to 2 Percent of Issued For Against Management Capital for Use in Restricted Stock Plans 18 Amend Article 11 of Bylaws Re: For For Management Shareholders Identification 19 Amend Article 14 of Bylaws Re: Board For For Management Composition 20 Amend Article 18 of Bylaws Re: Board For For Management Deliberation 21 Amend Articles 22 and 29 of Bylaws Re: For For Management Board Remuneration; AGM 22 Amend Articles 29 and 30 of Bylaws Re: For For Management AGM Quorum; EGM Quorum 23 Amend Article 24 of Bylaws Re: For For Management Alternate Auditor Nomination 24 Amend Article 19 of Bylaws Re: Board For For Management Power 25 Amend Article 29 of Bylaws Re: For For Management Amendment of Change Location of Registered Headquarters 26 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- CNP ASSURANCES SA Ticker: CNP Security ID: F1876N318 Meeting Date: APR 17, 2020 Meeting Type: Annual/Special Record Date: APR 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Absence of Dividends 4 Approve Transaction with Caixa For For Management Economica Federal, Caixa Seguridade, CSH and CNP Re: Brazil Partnership 5 Approve Transaction with BPCE and CNP For For Management Assurances RE: Extending their Partnership 6 Approve Auditors' Special Report on For For Management Related-Party Transactions 7 Approve Remuneration Policy of For For Management Chairman of the Board 8 Approve Remuneration Policy of CEO For For Management 9 Approve Remuneration Policy of For For Management Directors 10 Approve Compensation of Corporate For For Management Officers 11 Approve Compensation of Jean-Paul For For Management Faugere, Chairman of the Board 12 Approve Compensation of Antoine For For Management Lissowski, CEO 13 Reelect Marcia Campbell as Director For For Management 14 Reelect Stephane Pallez as Director For Against Management 15 Ratify Appointement of Christiane For For Management Marcellier as Director 16 Reelect Christiane Marcellier as For For Management Director 17 Ratify Appointement of Yves Brassart For For Management as Director 18 Ratify Appointement of Catherine For For Management Charrier-Leflaive as Director 19 Ratify Appointment of Francois Geronde For For Management as Director 20 Ratify Appointment of Sonia de For For Management Demandolx as Director 21 Reelect Sonia de Demandolx as Director For For Management 22 Ratify Appointment of Tony Blanco as For Against Management Director 23 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 24 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 137,324,000 25 Approve Issuance of Equity or For For Management Equity-Linked Securities for up to 10 Percent of Issued Capital Per Year for Private Placements 26 Authorize Capital Issuances for Use in For Against Management Employee Stock Purchase Plans 27 Amend Article 17 of Bylaws Re: Age For For Management Limit of Chairman of the Board Fixed at 70 28 Amend Article 18 of Bylaws Re: Board For For Management Members Deliberation via Written Consultation 29 Amend Article 15 of Bylaws Re: Board For For Management Composition 30 Amend Article 21 of Bylaws Re: Board For For Management Members Remuneration 31 Amend Article 23 of Bylaws Re: For For Management Related-Party Transactions 32 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- COFINIMMO SA Ticker: COFB Security ID: B25654136 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: APR 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Directors' Reports (Non-Voting) None None Management 2 Approve Remuneration Report For For Management 3 Approve Remuneration Policy For For Management 4 Receive Auditors' Reports (Non-Voting) None None Management 5 Approve Financial Statements, For For Management Allocation of Income, and Dividends of EUR 5.60 per Share 6 Receive Consolidated Financial None None Management Statements and Statutory Reports (Non-Voting) 7 Approve Discharge of Directors For For Management 8 Approve Discharge of Auditor For For Management 9.1 Reelect Olivier Chapelle as Director For For Management 9.2 Indicate Olivier Chapelle as For For Management Independent Director 9.3 Reelect Xavier de Walque as Director For For Management 9.4 Indicate Xavier de Walque as For For Management Independent Director 9.5 Reelect Maurice Gauchot as Director For For Management 9.6 Indicate Maurice Gauchot as For For Management Independent Director 9.7 Reelect Diana Monissen as Director For For Management 9.8 Indicate Diana Monissen as Independent For For Management Director 10.1 Ratify Deloitte, Represented by Rik For For Management Neckebroeck, as Auditor 10.2 Approve Auditors' Remuneration For For Management 11 Approve Change-of-Control Clause Re: For For Management Credit Agreements 12 Authorize Implementation of Approved For For Management Resolutions and Filing of Required Documents/Formalities at Trade Registry 13 Transact Other Business None None Management -------------------------------------------------------------------------------- COLRUYT SA Ticker: COLR Security ID: B26882231 Meeting Date: SEP 25, 2019 Meeting Type: Annual Record Date: SEP 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive and Approve Directors' and For For Management Auditors' Reports, and Report of the Works Council 2 Approve Remuneration Report For Against Management 3a Adopt Financial Statements For For Management 3b Accept Consolidated Financial For For Management Statements 4 Approve Dividends of EUR 1.31 Per Share For For Management 5 Approve Allocation of Income For For Management 6 Approve Profit Participation of For For Management Employees Through Allotment of Repurchased Shares of Colruyt 7 Approve Co-optation of Fast Forward For For Management Services BVBA, Permanently Represented by Rika Coppens, as Independent Director 8 Reelect 7 Capital SPRL, Permanently For For Management Represented by Chantal De Vrieze, as Independent Director 9 Ratify Ernst & Young as Auditors For For Management 10 Approve Discharge of Directors For For Management 11 Approve Discharge of Auditors For For Management 12 Transact Other Business None None Management -------------------------------------------------------------------------------- COLRUYT SA Ticker: COLR Security ID: B26882231 Meeting Date: OCT 10, 2019 Meeting Type: Special Record Date: SEP 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor I.1 Receive Special Board Report Re: None None Management Employee Stock Purchase Plan I.2 Receive Special Auditor Report Re: None None Management Employee Stock Purchase Plan I.3 Approve Employee Stock Purchase Plan For Against Management Up To 1,000,000 Shares I.4 Approve Fixing of Price of Shares to For Against Management Be Issued I.5 Eliminate Preemptive Rights Re: Item I. For Against Management 3 I.6 Approve Increase of Capital following For Against Management Issuance of Equity without Preemptive Rights Re: Item I.3 I.7 Approve Subscription Period Re: Item I. For Against Management 3 I.8 Authorize Implementation of Approved For For Management Resolutions and Filing of Required Documents/Formalities at Trade Registry II.a Receive Special Board Report Re: None None Management Authorization To Purchase Own Shares By the Company II.b Authorize Repurchase of Up to For For Management 27,610,148 Shares III Authorize Implementation of Approved For For Management Resolutions -------------------------------------------------------------------------------- COMMERZBANK AG Ticker: CBK Security ID: D172W1279 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: APR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019 (Non-Voting) 2 Approve Allocation of Income and For For Management Omission of Dividends 3 Approve Discharge of Management Board For For Management for Fiscal 2019 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2019 5.1 Ratify Ernst & Young GmbH as Auditors For For Management for Fiscal 2020 5.2 Ratify Ernst & Young GmbH as Auditors For For Management for the First Quarter of Fiscal 2021 6.1 Elect Jutta Doenges to the Supervisory For For Management Board 6.2 Elect Frank Czichowski to the For For Management Supervisory Board 7 Approve Remuneration Policy For For Management 8 Approve Remuneration of Supervisory For For Management Board 9 Authorize Share Repurchase Program and For For Management Reissuance or Cancellation of Repurchased Shares 10 Authorize Use of Financial Derivatives For For Management when Repurchasing Shares 11 Amend Articles Re: Special Rules for For For Management Convening a General Shareholders Meeting for the Purpose of a Recovery 12 Amend Articles Re: Participation and For For Management Voting Rights -------------------------------------------------------------------------------- COMPAGNIE DE SAINT-GOBAIN SA Ticker: SGO Security ID: F80343100 Meeting Date: JUN 04, 2020 Meeting Type: Annual/Special Record Date: JUN 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Absence of Dividends 4 Reelect Ieda Gomes Yell as Director For For Management 5 Reelect Jean-Dominique Senard as For For Management Director 6 Ratify Appointment of Sibylle Daunis For For Management as Representative of Employee Shareholders to the Board 7 Elect Jean-Francois Cirelli as Director For For Management 8 Approve Compensation of Pierre-Andre For Against Management de Chalendar, Chairman and CEO 9 Approve Compensation of Benoit Bazin, For Against Management Vice-CEO 10 Approve Compensation Report of For For Management Corporate Officers 11 Approve Remuneration Policy of For Against Management Chairman and CEO 12 Approve Remuneration Policy of Vice-CEO For Against Management 13 Approve Remuneration Policy of For For Management Directors 14 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 15 Ratify Change Location of Registered For For Management Office to Saint-Gobain Tower, 12 Place de l Iris, 92400 Courbevoie and Amend Article 4 of Bylaws Accordingly 16 Amend Article 9 of Bylaws Re: Employee For For Management Representative 17 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- COMPAGNIE GENERALE DES ETABLISSEMENTS MICHELIN SCA Ticker: ML Security ID: F61824144 Meeting Date: JUN 23, 2020 Meeting Type: Annual/Special Record Date: JUN 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income and For For Management Dividends of EUR 2 per Share 3 Approve Consolidated Financial For For Management Statements and Statutory Reports 4 Approve Auditors' Special Report on For For Management Related-Party Transactions Mentionning the Absence of New Transactions 5 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 6 Approve Remuneration Policy of General For Against Management Managers 7 Approve Remuneration Policy of For Against Management Supervisory Board Members 8 Approve Compensation Report of For For Management Corporate Officers 9 Approve Compensation of Florent For Against Management Menegaux, General Manager Since May 17, 2019 10 Approve Compensation of Yves Chapo, For Against Management Manager 11 Approve Compensation of Jean-Dominique For Against Management Senard, General Manager Until May 17, 2019 12 Approve Compensation of Michel For For Management Rollier, Chairman of Supervisory Board 13 Elect Anne-Sophie de La Bigne as For For Management Supervisory Board Member 14 Elect Jean-Pierre Duprieu as For For Management Supervisory Board Member 15 Elect Patrick de La Chevardiere as For For Management Supervisory Board Member 16 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 126 Million 17 Authorize Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 35 Million 18 Approve Issuance of Equity or For For Management Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 35 Million 19 Authorize Board to Increase Capital in For For Management the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above 20 Authorize Capitalization of Reserves For For Management of Up to EUR 80 Million for Bonus Issue or Increase in Par Value 21 Authorize Capital Increase of up to 10 For For Management Percent of Issued Capital for Contributions in Kind 22 Authorize Capital Issuances for Use in For Against Management Employee Stock Purchase Plans 23 Set Total Limit for Capital Increase For For Management to Result from All Issuance Requests at EUR 126 Million 24 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 25 Authorize up to 0.9 Percent of Issued For For Management Capital for Use in Restricted Stock Plans Within Performance Conditions Attached 26 Amend Article 15 of Bylaws Re: For For Management Employee Representatives 27 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- COVIVIO SA Ticker: COV Security ID: F2R22T119 Meeting Date: APR 22, 2020 Meeting Type: Annual/Special Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 4.80 per Share 4 Approve Stock Dividend Program For For Management 5 Approve Auditors' Special Report on For For Management Related-Party Transactions 6 Approve Remuneration Policy of For For Management Chairman of the Board 7 Approve Remuneration Policy of CEO For For Management 8 Approve Remuneration Policy of Vice-CEO For For Management 9 Approve Remuneration Policy of For For Management Directors 10 Approve Compensation Report of For For Management Corporate Officers 11 Approve Compensation of Jean Laurent, For For Management Chairman of the Board 12 Approve Compensation of Christophe For Against Management Kullmann, CEO 13 Approve Compensation of Olivier For For Management Esteve, Vice-CEO 14 Approve Compensation of Dominique For For Management Ozanne, Vice-CEO 15 Ratify Appointment of Alix d Ocagne as For For Management Director 16 Reelect Christophe Kullmann as Director For For Management 17 Reelect Patricia Savin as Director For For Management 18 Reelect Catherine Soubie as Director For For Management 19 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 20 Amend Articles 7, 16, 17, 20 of Bylaws For For Management to Comply with Legal Changes 21 Authorize Capitalization of Reserves For For Management of Up to EUR 26 Million for Bonus Issue or Increase in Par Value 22 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 23 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 65 Million 24 Authorize Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 26 Million 25 Authorize Capital Increase of up to 10 For For Management Percent of Issued Capital for Future Exchange Offers 26 Authorize Capital Increase of up to 10 For For Management Percent of Issued Capital for Contributions in Kind 27 Authorize Capital Issuances for Use in For Against Management Employee Stock Purchase Plans 28 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- CREDIT AGRICOLE SA Ticker: ACA Security ID: F22797108 Meeting Date: MAY 13, 2020 Meeting Type: Annual/Special Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Absence of Dividends 4 Approve Transaction with Credit For For Management Agricole CIB RE: Acquisition of 32,953 Preferred C Shares 5 Elect Marie-Claire Daveu as Director For For Management 6 Elect Pierre Cambefort as Director For Against Management 7 Elect Pascal Lheureux as Director For Against Management 8 Elect Philippe de Waal as Director For Against Management 9 Reelect Caroline Catoire as Director For For Management 10 Reelect Laurence Dors as Director For For Management 11 Reelect Francoise Gri as Director For For Management 12 Reelect Catherine Pourre as Director For For Management 13 Reelect Daniel Epron as Director For Against Management 14 Reelect Gerard Ouvrier-Buffet as For Against Management Director 15 Approve Remuneration Policy of For For Management Chairman of the Board 16 Approve Remuneration Policy of CEO For Against Management 17 Approve Remuneration Policy of Vice-CEO For Against Management 18 Approve Remuneration Policy of For For Management Directors 19 Approve Compensation of Dominique For For Management Lefebvre, Chairman of the Board 20 Approve Compensation of Philippe For For Management Brassac, CEO 21 Approve Compensation of Xavier Musca, For For Management Vice-CEO 22 Approve Compensation Report of For For Management Corporate Officers 23 Approve the Aggregate Remuneration For For Management Granted in 2019 to Senior Management, Responsible Officers and Regulated Risk-Takers 24 Fix Maximum Variable Compensation For For Management Ratio for Executives and Risk Takers 25 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 26 Amend Article 11 of Bylaws Re: Board For For Management Composition 27 Amend Articles 14 and 19 of Bylaws to For For Management Comply with Legal Changes 28 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 4.3 Billion 29 Approve Issuance of Equity or For For Management Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 870 Million 30 Authorize Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 870 Million 31 Authorize Board to Increase Capital in For For Management the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above 32 Authorize Capital Increase of up to 10 For For Management Percent of Issued Capital for Contributions in Kind 33 Authorize Board to Set Issue Price for For For Management 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights 34 Set Total Limit for Capital Increase For For Management to Result from Issuance Requests Under Items 28-32 and 36-37 at EUR 4.3 Billion 35 Authorize Capitalization of Reserves For For Management of Up to EUR 1 Billion for Bonus Issue or Increase in Par Value 36 Authorize Capital Issuances for Use in For Against Management Employee Stock Purchase Plans 37 Authorize Capital Issuances for Use in For Against Management Employee Stock Purchase Plans Reserved for Employees of the Group's Subsidiaries 38 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 39 Authorize up to 0.75 Percent of Issued For Against Management Capital for Use in Restricted Stock Plans with Performance Conditions Attached 40 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- CRH PLC Ticker: CRH Security ID: G25508105 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: APR 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Approve Remuneration Report For For Management 4a Re-elect Richie Boucher as Director For For Management 4b Elect Johan Karlstrom as Director For For Management 4c Elect Shaun Kelly as Director For For Management 4d Re-elect Heather McSharry as Director For For Management 4e Re-elect Albert Manifold as Director For For Management 4f Re-elect Senan Murphy as Director For For Management 4g Re-elect Gillian Platt as Director For For Management 4h Re-elect Mary Rhinehart as Director For For Management 4i Re-elect Lucinda Riches as Director For For Management 4j Re-elect Siobhan Talbot as Director For For Management 5 Authorise Board to Fix Remuneration of For For Management Auditors 6 Ratify Deloitte Ireland LLP as Auditors For For Management 7 Authorise Issue of Equity For For Management 8 Authorise Issue of Equity without For For Management Pre-emptive Rights 9 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 10 Authorise Market Purchase of Ordinary For For Management Shares 11 Authorise Reissuance of Treasury Shares For For Management 12 Approve Scrip Dividend For For Management -------------------------------------------------------------------------------- CTS EVENTIM AG & CO. KGAA Ticker: EVD Security ID: D1648T108 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: MAY 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019 (Non-Voting) 2 Accept Financial Statements and For For Management Statutory Reports for Fiscal 2019 3 Approve Allocation of Income and For For Management Omission of Dividends 4 Approve Discharge of Personally Liable For For Management Partner for Fiscal 2019 5 Approve Discharge of Supervisory Board For For Management for Fiscal 2019 6 Ratify KPMG AG as Auditors for Fiscal For Against Management 2020 7 Authorize Share Repurchase Program and For For Management Reissuance or Cancellation of Repurchased Shares 8 Approve Decrease in Size of For For Management Supervisory Board to Three Members 9 Amend Articles Re: Participation For For Management Requirements -------------------------------------------------------------------------------- DANONE SA Ticker: BN Security ID: F12033134 Meeting Date: JUN 26, 2020 Meeting Type: Annual/Special Record Date: JUN 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 2.10 per Share 4 Reelect Gregg L. Engles as Director For Against Management 5 Reelect Gaelle Olivier as Director For For Management 6 Reelect Isabelle Seillier as Director For For Management 7 Reelect Jean-Michel Severino as For For Management Director 8 Reelect Lionel Zinsou-Derlin as For For Management Director 9 Approve Compensation Report of For For Management Corporate Officers 10 Approve Compensation of Emmanuel For Against Management Faber, Chairman and CEO 11 Approve Remuneration Policy of For Against Management Corporate Officers 12 Approve Remuneration Policy of For For Management Directors 13 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 14 Authorize Capital Issuances for Use in For Against Management Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries 15 Authorize up to 0.2 Percent of Issued For For Management Capital for Use in Restricted Stock Plans 16 Amend Article 15 of Bylaws Re: For For Management Employee Representatives 17 Amend Article 19 of Bylaws Re: Related For For Management Parties Agreements 18 Amend Article 21 of Bylaws Re: For For Management Alternate Auditors 19 Amend Articles 20 and 27 of Bylaws Re: For For Management Directors Remuneration and Powers of General Meeting 20 Amend Article 1 of Bylaws Re: Adopt For For Management the French (Societe a Mission) Status 21 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- DASSAULT SYSTEMES SA Ticker: DSY Security ID: F2457H472 Meeting Date: MAY 26, 2020 Meeting Type: Annual/Special Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 0.70 per Share 4 Approve Auditors' Special Report on For For Management Related-Party Transactions Mentioning the Absence of New Transactions 5 Approve Remuneration Policy of For For Management Corporate Officers 6 Approve Compensation of Charles For For Management Edelstenne, Chairman of the Board 7 Approve Compensation of Bernard For Against Management Charles, Vice-Chairman and CEO 8 Approve Compensation Report of For For Management Corporate Officers 9 Reelect Marie-Helene Habert-Dassault For For Management as Director 10 Reelect Laurence Lescourret as Director For For Management 11 Approve Remuneration of Directors in For For Management the Aggregate Amount of EUR 800,000 12 Authorize Repurchase of Up to 5 For For Management Million Shares 13 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 14 Amend Articles 14, 16 and 19 of Bylaws For For Management to Comply with Legal Changes 15 Authorize up to 4 Percent of Issued For Against Management Capital for Use in Stock Option Plans 16 Authorize Capital Issuances for Use in For Against Management Employee Stock Purchase Plans 17 Delegate Power to the Board to Carry For Against Management Mergers by Absorption 18 Pursuant to Item 17 Above, Delegate For Against Management Power to the Board to Issue Shares in Connection with Mergers by Absorption 19 Delegate Power to the Board to Carry For Against Management Spin-Off Agreements 20 Pursuant to Item 19 Above, Delegate For Against Management Power to the Board to Issue Shares in Connection with Spin-Off Agreements 21 Delegate Power to the Board to Acquire For Against Management Certain Assets of Another Company 22 Pursuant to Item 21 Above, Delegate For Against Management Power to the Board to Issue Shares in Connection with Acquisitions 23 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- DAVIDE CAMPARI-MILANO SPA Ticker: CPR Security ID: T3490M150 Meeting Date: MAR 27, 2020 Meeting Type: Annual/Special Record Date: MAR 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Appoint Lisa Vascellari Dal Fiol as None For Shareholder Alternate Internal Statutory Auditor 2 Approve Financial Statements, For For Management Statutory Reports, and Allocation of Income 3i Approve Remuneration Policy For Against Management 3ii Approve Second Section of the For Against Management Remuneration Report 4 Approve Stock Option Plan For Against Management 5 Authorize Share Repurchase Program and For Against Management Reissuance of Repurchased Shares 6 Approve Change in the Location of the For Against Management Company's Registered Headquarters to Amsterdam (Netherlands); Adopt New Bylaws A Deliberations on Possible Legal Action None Against Management Against Directors if Presented by Shareholders -------------------------------------------------------------------------------- DELIVERY HERO SE Ticker: DHER Security ID: D1T0KZ103 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019 (Non-Voting) 2 Approve Allocation of Income and For For Management Omission of Dividends 3 Approve Discharge of Management Board For For Management for Fiscal 2019 4.1 Approve Discharge of Supervisory Board For For Management Member Martin Enderle for Fiscal 2019 4.2 Approve Discharge of Supervisory Board For For Management Member Hilary Gosher for Fiscal 2019 4.3 Approve Discharge of Supervisory Board For For Management Member Patrick Kolek for Fiscal 2019 4.4 Approve Discharge of Supervisory Board For For Management Member Bjoern Ljungberg for Fiscal 2019 4.5 Approve Discharge of Supervisory Board For For Management Member Vera Stachowiak for Fiscal 2019 4.6 Approve Discharge of Supervisory Board For For Management Member Christian Graf von Hardenberg for Fiscal 2019 4.7 Approve Discharge of Supervisory Board For For Management Member Semih Yalcin for Fiscal 2019 5 Ratify KPMG AG as Auditors for Fiscal For For Management 2020 6.1 Elect Jeanette Gorgas to the For For Management Supervisory Board as Shareholder Representative 6.2 Elect Martin Enderle to the For For Management Supervisory Board as Shareholder Representative 6.3 Elect Patrick Kolek to the Supervisory For Against Management Board as Shareholder Representative 6.4 Elect Nils Engvall to the Supervisory For For Management Board as Employee Representative 6.5 Elect Gabriella Ardbo to the For For Management Supervisory Board as Employee Representative 6.6 Elect Gerald Taylor to the Supervisory For For Management Board as Employee Representative 6.7 Elect Gabriela Chavez as Alternate For For Management Supervisory Board Member 6.8 Elect Vera Stachowiak as Alternate For For Management Supervisory Board Member 7 Approve Creation of EUR 20 Million For For Management Pool of Capital without Preemptive Rights 8 Approve Creation of EUR 18.7 Million For For Management Pool of Capital without Preemptive Rights 9 Approve Issuance of Warrants/Bonds For For Management with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 2 Billion; Approve Creation of EUR 20 Million Pool of Capital to Guarantee Conversion Rights 10 Amend Articles Re: Shareholder Register For For Management 11 Amend Articles Re: General Meeting For For Management Chairman 12 Amend Articles Re: Majority For For Management Requirement for Passing Resolutions at General Meetings 13 Authorize Share Repurchase Program and For For Management Reissuance or Cancellation of Repurchased Shares 14 Authorize Use of Financial Derivatives For Against Management when Repurchasing Shares 15 Approve Remuneration of the For For Management Supervisory Board Chairman -------------------------------------------------------------------------------- DEUTSCHE BANK AG Ticker: DBK Security ID: D18190898 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019 (Non-Voting) 2.1 Approve Discharge of Management Board For Abstain Management Member Christian Sewing for Fiscal 2019 2.2 Approve Discharge of Management Board For Abstain Management Member Karl von Rohr for Fiscal 2019 2.3 Approve Discharge of Management Board For Abstain Management Member Fabrizio Campelli (from Nov. 1, 2019) for Fiscal 2019 2.4 Approve Discharge of Management Board For Abstain Management Member Frank Kuhnke for Fiscal 2019 2.5 Approve Discharge of Management Board For Abstain Management Member Stuart Lewis for Fiscal 2019 2.6 Approve Discharge of Management Board For Abstain Management Member Sylvie Matherat (until July 31, 2019) for Fiscal 2019 2.7 Approve Discharge of Management Board For Abstain Management Member James von Moltke for Fiscal 2019 2.8 Approve Discharge of Management Board For Abstain Management Member Garth Ritchie (until July 31, 2019) for Fiscal 2019 2.9 Approve Discharge of Management Board For Abstain Management Member Werner Steinmueller for Fiscal 2019 2.10 Approve Discharge of Management Board For Abstain Management Member Frank Strauss (until July 31, 2019) for Fiscal 2019 3.1 Approve Discharge of Supervisory Board For Abstain Management Member Paul Achleitner for Fiscal 2019 3.2 Approve Discharge of Supervisory Board For Abstain Management Member Detlef Polaschek for Fiscal 2019 3.3 Approve Discharge of Supervisory Board For Abstain Management Member Ludwig Blomeyer - Bartenstein for Fiscal 2019 3.4 Approve Discharge of Supervisory Board For Abstain Management Member Frank Bsirske for Fiscal 2019 3.5 Approve Discharge of Supervisory Board For Abstain Management Member Mayree Clark for Fiscal 2019 3.6 Approve Discharge of Supervisory Board For Abstain Management Member Jan Duscheck for Fiscal 2019 3.7 Approve Discharge of Supervisory Board For Abstain Management Member Gerhard Eschelbeck for Fiscal 2019 3.8 Approve Discharge of Supervisory Board For Abstain Management Member Katherine Garrett-Cox for Fiscal 2019 3.9 Approve Discharge of Supervisory Board For Abstain Management Member Timo Heider for Fiscal 2019 3.10 Approve Discharge of Supervisory Board For Abstain Management Member Martina Klee for Fiscal 2019 3.11 Approve Discharge of Supervisory Board For Abstain Management Member Henriette Mark Fiscal 2019 3.12 Approve Discharge of Supervisory Board For Abstain Management Member Richard Meddings (until July 31,2019) for Fiscal 2019 3.13 Approve Discharge of Supervisory Board For Abstain Management Member Gabriele Platscher for Fiscal 2019 3.14 Approve Discharge of Supervisory Board For Abstain Management Member Bernd Rose for Fiscal 2019 3.15 Approve Discharge of Supervisory Board For Abstain Management Member Gerd Schuetz for Fiscal 2019 3.16 Approve Discharge of Supervisory Board For Abstain Management Member Stefan Simon (until July 31,2019) for Fiscal 2019 3.17 Approve Discharge of Supervisory Board For Abstain Management Member Stephan Szukalski for Fiscal 2019 3.18 Approve Discharge of Supervisory Board For Abstain Management Member John Alexander Thain for Fiscal 2019 3.19 Approve Discharge of Supervisory Board For Abstain Management Member Michele Trogni for Fiscal 2019 3.20 Approve Discharge of Supervisory Board For Abstain Management Member Dagmar Valcarcel (from August 1, 2019) for Fiscal 2019 3.21 Approve Discharge of Supervisory Board For Abstain Management Member Norbert Winkeljohann for Fiscal 2019 3.22 Approve Discharge of Supervisory Board For Abstain Management Member Juerg Zeltner (from August 20 until Dec. 15, 2019) for Fiscal 2019 4 Ratify Ernst & Young GmbH as Auditors For Abstain Management for Fiscal 2020 5 Authorize Share Repurchase Program and For Abstain Management Reissuance or Cancellation of Repurchased Shares 6 Authorize Use of Financial Derivatives For Abstain Management when Repurchasing Shares 7.1 Elect Sigmar Gabriel to the For Abstain Management Supervisory Board 7.2 Elect Dagmar Valcarcel to the For Abstain Management Supervisory Board 7.3 Elect Theodor Weimer to the For Abstain Management Supervisory Board 8 Amend Articles Re: AGM Location For Abstain Management 9 Dismiss Supervisory Board Member Paul Against Abstain Shareholder Achleitner 10 Dismiss Supervisory Board Member Against Abstain Shareholder Norbert Winkeljohann 11 Dismiss Supervisory Board Member Against Abstain Shareholder Gerd-Alexander Schuetz 12 Approve Vote of No Confidence Against Against Abstain Shareholder Management Board Members Christian Sewing, James von Moltke, Frank Kuhnke, and Karl von Rohr 13 Approve Remuneration of Supervisory Against Abstain Shareholder Board -------------------------------------------------------------------------------- DEUTSCHE BOERSE AG Ticker: DB1 Security ID: D1882G119 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 2.90 per Share 3 Approve Discharge of Management Board For For Management for Fiscal 2019 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2019 5 Elect Michael Ruediger to the For For Management Supervisory Board 6 Approve Creation of EUR 19 Million For For Management Pool of Capital without Preemptive Rights 7 Approve Creation of EUR 19 Million For For Management Pool of Capital with Preemptive Rights 8 Approve Remuneration Policy For For Management 9 Approve Remuneration of Supervisory For For Management Board Members 10 Amend Corporate Purpose For For Management 11 Ratify KPMG AG as Auditors for Fiscal For For Management 2020 -------------------------------------------------------------------------------- DEUTSCHE LUFTHANSA AG Ticker: LHA Security ID: D1908N106 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019 (Non-Voting) 2 Approve Allocation of Income and For For Management Omission of Dividends 3 Approve Discharge of Management Board For For Management for Fiscal 2019 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2019 5.1 Reelect Stephan Sturm to the For For Management Supervisory Board 5.2 Elect Erich Clementi to the For For Management Supervisory Board 5.3 Elect Thomas Enders to the Supervisory For For Management Board 5.4 Elect Harald Krueger to the For For Management Supervisory Board 5.5 Elect Astrid Stange to the Supervisory For For Management Board 6 Approve Remuneration Policy For For Management 7 Approve Issuance of Warrants/Bonds For For Management with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 1.5 Billion; Approve Creation of EUR 122.4 Million Pool of Capital to Guarantee Conversion Rights 8 Amend Articles Re: Exclusion of For For Management Preemptive Rights Against Contributions in Kind 9 Ratify Ernst & Young GmbH as Auditors For For Management for Fiscal 2020 -------------------------------------------------------------------------------- DEUTSCHE LUFTHANSA AG Ticker: LHA Security ID: D1908N106 Meeting Date: JUN 25, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve EUR 306 Million Increase in For For Management Share Capital for Private Placement -------------------------------------------------------------------------------- DEUTSCHE TELEKOM AG Ticker: DTE Security ID: D2035M136 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 0.60 per Share 3 Approve Discharge of Management Board For For Management for Fiscal 2019 4 Approve Discharge of Supervisory Board For Against Management for Fiscal 2019 5 Ratify PricewaterhouseCoopers GmbH as For For Management Auditors for Fiscal 2020 6 Elect Michael Kaschke to the For For Management Supervisory Board 7 Approve Spin-Off and Takeover For For Management Agreement with Telekom Deutschland GmbH 8 Ratify Ernst & Young GmbH as Auditors For For Management for the First Quarter of Fiscal 2021 -------------------------------------------------------------------------------- DEUTSCHE WOHNEN SE Ticker: DWNI Security ID: D2046U176 Meeting Date: JUN 05, 2020 Meeting Type: Annual Record Date: MAY 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 0.90 per Share 3 Approve Discharge of Management Board For For Management for Fiscal 2019 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2019 5 Ratify KPMG AG as Auditors for Fiscal For Against Management 2020 6.1 Elect Matthias Huenlein to the For Against Management Supervisory Board 6.2 Elect Kerstin Guenther to the For For Management Supervisory Board 7.1 Amend Articles Re: Information Sent by For For Management Registered Letter 7.2 Amend Articles Re: Transmission of For For Management Information by Electronic Means 7.3 Amend Articles Re: Proof of Entitlement For For Management -------------------------------------------------------------------------------- DIASORIN SPA Ticker: DIA Security ID: T3475Y104 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: JUN 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements, For For Management Statutory Reports, and Allocation of Income 2.1 Approve Remuneration Policy For Against Management 2.2 Approve Second Section of the For For Management Remuneration Report 3 Approve Stock Option Plan For For Management 4 Authorize Share Repurchase Program and For For Management Reissuance of Repurchased Shares A Deliberations on Possible Legal Action None Against Management Against Directors if Presented by Shareholders -------------------------------------------------------------------------------- E.ON SE Ticker: EOAN Security ID: D24914133 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 0.46 per Share 3 Approve Discharge of Management Board For For Management for Fiscal 2019 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2019 5.1 Ratify PricewaterhouseCoopers GmbH as For For Management Auditors for Fiscal 2020 5.2 Ratify PricewaterhouseCoopers GmbH as For For Management Auditors for Half-Year and Quarterly Reports 2020 5.3 Ratify KPMG AG as Auditors for the For For Management First Quarter of Fiscal 2021 6.1 Elect Ulrich Grillo to the Supervisory For For Management Board 6.2 Elect Rolf Martin Schmitz to the For For Management Supervisory Board 6.3 Elect Deborah Wilkens to the For For Management Supervisory Board 7 Approve Creation of EUR 528 Million For For Management Pool of Capital with Partial Exclusion of Preemptive Rights 8 Approve Issuance of Warrants/Bonds For For Management with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 6 Billion; Approve Creation of EUR 264 Million Pool of Capital to Guarantee Conversion Rights 9 Authorize Share Repurchase Program and For For Management Reissuance or Cancellation of Repurchased Shares 10 Authorize Use of Financial Derivatives For For Management when Repurchasing Shares -------------------------------------------------------------------------------- EDENRED SA Ticker: EDEN Security ID: F3192L109 Meeting Date: MAY 07, 2020 Meeting Type: Annual/Special Record Date: MAY 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 0.70 per Share 4 Approve Stock Dividend Program For For Management 5 Reelect Jean-Paul Bailly as Director For For Management 6 Reelect Dominique D Hinnin as Director For For Management 7 Elect Alexandre de Juniac as Director For For Management 8 Approve Remuneration Policy of For For Management Chairman and CEO 9 Approve Remuneration Policy of Board For For Management Members 10 Approve Remuneration of Directors in For For Management the Aggregate Amount of EUR 700,000 11 Approve Compensation Report of For For Management Corporate Officers 12 Approve Compensation of Bertrand For For Management Dumazy, Chairman and CEO 13 Approve Auditors' Special Report on For For Management Related-Party Transactions Mentioning the Absence of New Conventions 14 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 15 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 16 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 160,515,205 17 Authorize Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 24,320,485 18 Approve Issuance of Equity or For For Management Equity-Linked Securities for Qualified Investors, up to Aggregate Nominal Amount of EUR 24,320,485 19 Authorize Board to Increase Capital in For For Management the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above 20 Authorize Capital Increase of up to 5 For For Management Percent of Issued Capital for Contributions in Kind 21 Authorize Capitalization of Reserves For For Management of Up to EUR 160,515,205 for Bonus Issue or Increase in Par Value 22 Authorize Capital Issuances for Use in For Against Management Employee Stock Purchase Plans 23 Authorize up to 1.5 Percent of Issued For For Management Capital for Use in Restricted Stock Plans Within Performance Conditions Attached 24 Amend Article 15 of Bylaws Re: Board For For Management Deliberation 25 Amend Articles 1, 3, 4, 5, 7, 8, 9, For For Management 10, 12, 13, 14, 16, 17, 18, 19, 20, 21, 22, 23, 24, 26, 27 of Bylaws to Comply with Legal Changes 26 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- EDP-ENERGIAS DE PORTUGAL SA Ticker: EDP Security ID: X67925119 Meeting Date: APR 16, 2020 Meeting Type: Annual Record Date: APR 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Individual and Consolidated For For Management Financial Statements and Statutory Reports 2 Approve Allocation of Income For For Management 3.1 Appraise Management of Company and For For Management Approve Vote of Confidence to Management Board 3.2 Appraise Supervision of Company and For For Management Approve Vote of Confidence to Supervisory Board 3.3 Appraise Work Performed by Statutory For For Management Auditor and Approve Vote of Confidence to Statutory Auditor 4 Authorize Repurchase and Reissuance of For For Management Shares 5 Authorize Repurchase and Reissuance of For For Management Repurchased Debt Instruments 6 Authorize Increase in Capital up to 10 For For Management Percent via Issuance of Equity or Equity-Linked Securities with Preemptive Rights 7 Approve Statement on Remuneration For For Management Policy Applicable to Executive Board 8 Approve Statement on Remuneration For For Management Policy Applicable to Other Corporate Bodies -------------------------------------------------------------------------------- EIFFAGE SA Ticker: FGR Security ID: F2924U106 Meeting Date: APR 22, 2020 Meeting Type: Annual/Special Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Absence of Dividends 4 Approve Auditors' Special Report on For For Management Related-Party Transactions 5 Reelect Jean-Francois Roverato as For For Management Director 6 Reelect Jean Guenard as Director For For Management 7 Approve Remuneration Policy of Board For For Management Members 8 Approve Remuneration Policy of For Against Management Chairman and CEO 9 Approve Compensation Report For For Management 10 Approve Compensation of Benoit de For Against Management Ruffray, Chairman and CEO 11 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 12 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 13 Authorize Capitalization of Reserves For For Management of Up to EUR 80 Million for Bonus Issue or Increase in Par Value 14 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 156.8 Million 15 Authorize Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 39.2 Million 16 Approve Issuance of Equity or For For Management Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 39.2 Million 17 Authorize Board to Increase Capital in For For Management the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above Under Items 14-16 18 Authorize Capital Increase of up to 10 For For Management Percent of Issued Capital for Contributions in Kind 19 Set Total Limit for Capital Increase For For Management to Result from Issuance Requests Under Items 15, 16 and 18 at EUR 39.2 Million 20 Authorize Capital Issuances for Use in For Against Management Employee Stock Purchase Plans 21 Authorize up to 1 Million Shares for For Against Management Use in Stock Option Plans 22 Amend Article 17 of Bylaws Re: For For Management Employee Representatives 23 Amend Article 23 of Bylaws Re: Written For For Management Consultation 24 Amend Articles 20, 24, 26 and 30 of For For Management Bylaws Re: Board and Censor Remuneration, Chairman of the Board Power and Proxy Forms 25 Textual References Regarding Change of For Against Management Codification 26 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- ELIA GROUP SA/NV Ticker: ELI Security ID: B35656105 Meeting Date: MAY 19, 2020 Meeting Type: Annual/Special Record Date: MAY 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Directors' Reports (Non-Voting) None None Management 2 Receive Auditors' Reports (Non-Voting) None None Management 3 Approve Financial Statements and For For Management Allocation of Income 4 Approve Remuneration Report For Against Management 5 Receive Directors' Report on None None Management Consolidated Financial Statements 6 Receive Auditors' Report on None None Management Consolidated Financial Statements 7 Receive Consolidated Financial None None Management Statements and Statutory Reports (Non-Voting) 8 Approve Discharge of Directors For For Management 9 Approve Discharge of Auditor For For Management 10.1 Reelect Saskia Van Uffelen, Frank For Against Management Donck and Luc De Temmerman as Independent Directors 10.2 Elect Geert Versnick and Luc Hujoel as For For Management Directors 11 Elect Kris Peeters as Director For For Management 12 Ratify Ernst & Young as Auditors and For For Management Approve Auditors' Remuneration 13 Transact Other Business None None Management 1.1 Receive Special Board Report and None None Management Auditor Report Re: Section 7:179 and 7:191 of the Companies and Associations Code 1.2 Approve All Employee Share Plan up to For For Management EUR 6 million 1.3 Authorize Implementation of Approved For For Management Resolutions and Filing of Required Documents/Formalities at Trade Registry 2 Amend Article 24.1 and 27 Re: New For For Management Provisions of the Code of Companies and Associations -------------------------------------------------------------------------------- ELIA SYSTEM OPERATOR SA/NV Ticker: ELI Security ID: B35656105 Meeting Date: NOV 08, 2019 Meeting Type: Special Record Date: OCT 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Present Information Memorandum None None Management 2 Present Opinion Regarding the Transfer None None Management of Shares Held by the Company in Elia Asset NV/SA 3 Approve Transfer of Shares Held by the For For Management Company in Elia Asset NV/SA to Elia Transmission Belgium NV/SA 4 Amend Articles Re: Code of Companies For For Management and Associations and New Role Within Elia Group -------------------------------------------------------------------------------- ELIS SA Ticker: ELIS Security ID: F2976F106 Meeting Date: JUN 30, 2020 Meeting Type: Annual/Special Record Date: JUN 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Treatment of Losses For For Management 4 Approve Auditors' Special Report on For For Management Related-Party Transactions 5 Elect Fabrice Barthelemy as For For Management Supervisory Board Member 6 Elect Amy Flikerski as Supervisory For For Management Board Member 7 Approve Remuneration Policy of the For For Management Chairman of the Supervisory Board 8 Approve Remuneration Policy of For For Management Supervisory Board Members 9 Approve Remuneration Policy of the For For Management Chairman of the Management Board 10 Approve Remuneration Policy of Members For For Management of the Management Board 11 Approve Compensation of Report of For For Management Corporate Officers 12 Approve Compensation of Thierry Morin, For For Management Chairman of the Supervisory Board 13 Approve Compensation of Xavier For For Management Martire, Chairman of the Management Board 14 Approve Compensation of Louis Guyot, For For Management Management Board Member 15 Approve Compensation of Matthieu For For Management Lecharny, Management Board Member 16 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 17 Authorize Capitalization of Reserves For For Management of Up to EUR 130 Million for Bonus Issue or Increase in Par Value 18 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 110 Million 19 Authorize Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 22 Million or for Future Exchange Offers 20 Approve Issuance of Equity or For For Management Equity-Linked Securities for up to 10 Percent of Issued Capital Per Year for Private Placements 21 Authorize Board to Set Issue Price for For For Management 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights 22 Authorize Board to Increase Capital in For For Management the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above 23 Authorize Capital Increase of up to 10 For For Management Percent of Issued Capital for Contributions in Kind 24 Authorize Capital Issuances for Use in For Against Management Employee Stock Purchase Plans 25 Authorize Capital Issuances for Use in For Against Management Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries 26 Set Total Limit for Capital Increase For For Management to Result from Issuance Requests Under Items 18-20 and 22-23 at EUR 110 Million 27 Authorize up to 2.5 Percent of Issued For For Management Capital for Use in Restricted Stock Plans 28 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 29 Amend Article 17 of Bylaws Re: For For Management Supervisory Board Composition 30 Amend Article 19 of Bylaws Re: Written For For Management Consultation 31 Amend Article 21 of Bylaws Re: For For Management Supervisory Board Remuneration 32 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- ELISA OYJ Ticker: ELISA Security ID: X1949T102 Meeting Date: APR 02, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Call the Meeting to Order None None Management 3 Designate Inspector or Shareholder For For Management Representative(s) of Minutes of Meeting 4 Acknowledge Proper Convening of Meeting For For Management 5 Prepare and Approve List of For For Management Shareholders 6 Receive Financial Statements and None None Management Statutory Reports 7 Accept Financial Statements and For For Management Statutory Reports 8 Approve Allocation of Income and For For Management Dividends of EUR 1.85 Per Share 9 Approve Discharge of Board and For For Management President 10 Approve Remuneration Policy And Other For Against Management Terms of Employment For Executive Management 11 Approve Remuneration of Directors in For For Management the Amount of EUR 123,000 for Chairman, EUR 82,000 for Vice Chairman and the Chairman of the Committees, and EUR 67,000 for Other Directors; Approve Meeting Fees 12 Fix Number of Directors at Seven For For Management 13 Reelect Clarisse Berggardh (Vice For For Management Chair), Kim Ignatius, Seija Turunen, Anssi Vanjoki (Chair) and Antti Vasara as Directors; Elect Mr Topi Manner and Ms Eva-Lotta Sjostedt as New Directors 14 Approve Remuneration of Auditors For For Management 15 Ratify KPMG as Auditors For For Management 16 Amend Articles Re: General Meeting For For Management 17 Authorize Share Repurchase Program For For Management 18 Approve Issuance of up to 15 Million For For Management Shares without Preemptive Rights 19 Close Meeting None None Management -------------------------------------------------------------------------------- ENAGAS SA Ticker: ENG Security ID: E41759106 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: JUN 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Consolidated and Standalone For For Management Financial Statements 2 Approve Non-Financial Information For For Management Statement 3 Approve Allocation of Income and For For Management Dividends 4 Approve Dividends Charged Against For For Management Unrestricted Reserves 5 Approve Discharge of Board For For Management 6.1 Amend Article 27 Re: Meeting For For Management Attendance by Telematic Means 6.2 Amend Article 35 Re: Board Composition For For Management 6.3 Amend Article 39 Re: Board Meetings by For For Management Telematic Means 6.4 Amend Article 44 Re: Audit and For For Management Compliance Committee 6.5 Amend Articles Re: Appointments, For For Management Remuneration and Corporate Social Responsibility Committee 6.6 Add Article 53.bis Re: Dividend in Kind For For Management 7 Amend Articles of General Meeting For For Management Regulations Re: Attendance by Telematic Means 8.1 Reelect Sociedad Estatal de For Against Management Participaciones Industriales (SEPI) as Director 8.2 Elect Jose Blanco Lopez as Director For For Management 8.3 Elect Jose Montilla Aguilera as For For Management Director 8.4 Elect Cristobal Jose Gallego Castillo For For Management as Director 9 Authorize Share Repurchase Program For For Management 10 Amend Remuneration Policy For For Management 11 Advisory Vote on Remuneration Report For For Management 12 Receive Amendments to Board of None None Management Directors Regulations 13 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- ENDESA SA Ticker: ELE Security ID: E41222113 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: APR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Consolidated and Standalone For For Management Financial Statements 2 Approve Consolidated and Standalone For For Management Management Reports 3 Approve Non-Financial Information For For Management Statement 4 Approve Discharge of Board For For Management 5 Approve Allocation of Income and For For Management Dividends 6 Authorize Issuance of Convertible For For Management Bonds, Debentures, Warrants, and Other Debt Securities up to EUR 6 Billion with Exclusion of Preemptive Rights up to 10 Percent of Capital 7 Authorize Share Repurchase Program For For Management 8 Amend Articles Re: Board Committees For For Management 9 Amend Articles Re: General Meetings For Against Management 10 Amend Article 56 Re: Non-Financial For For Management Information Statement 11 Amend Article 6 of General Meeting For For Management Regulations Re: Non-Financial Information Statement 12 Amend Articles of General Meeting For Against Management Regulations Re: Minimum Number of Shares to Attend and Remote and Electronic Participation 13 Ratify Appointment of and Elect For For Management Antonio Cammisecra as Director 14 Elect Pilar Gonzalez de Frutos as For For Management Director 15 Elect Eugenia Bieto Caubet as Director For For Management 16 Elect Alicia Koplowitz y Romero de For For Management Juseu as Director 17 Fix Number of Directors at 13 For For Management 18 Approve Remuneration Report For For Management 19 Approve Remuneration Policy For For Management 20 Approve Strategic Incentive Plan For For Management 21 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- ENEL SPA Ticker: ENEL Security ID: T3679P115 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAY 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income For For Management 3 Authorize Share Repurchase Program and For For Management Reissuance of Repurchased Shares 4 Fix Number of Directors For For Management 5 Fix Board Terms for Directors For For Management 6.1 Slate 1 Submitted by Ministry of None Against Shareholder Economy and Finance 6.2 Slate 2 Submitted by Institutional None For Shareholder Investors (Assogestioni) 7 Elect Michele Alberto Fabiano None For Shareholder Crisostomo as Board Chair 8 Approve Remuneration of Directors For For Management 9 Approve Long Term Incentive Plan For For Management 10.1 Approve Remuneration Policy For Against Management 10.2 Approve Second Section of the For For Management Remuneration Report A Deliberations on Possible Legal Action None Against Management Against Directors if Presented by Shareholders -------------------------------------------------------------------------------- ENGIE SA Ticker: ENGI Security ID: F7629A107 Meeting Date: MAY 14, 2020 Meeting Type: Annual/Special Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Treatment of Losses For For Management 4 Approve Termination Package of For Against Management Isabelle Kocher, CEO Until Feb. 24, 2020 5 Approve Auditors' Special Report on For For Management Related-Party Transactions Mentioning the Absence of New Transactions 6 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 7 Reelect Fabrice Bregier as Director For For Management 8 Reelect Lord Peter Ricketts of For For Management Shortlands as Director 9 Renew Appointment of Ernst & Young et For Against Management Autres as Auditor 10 Renew Appointment of Deloitte & For Against Management Associes as Auditor 11 Approve Compensation Report of For For Management Corporate Officers 12 Approve Compensation of Jean-Pierre For For Management Clamadieu, Chairman of the Board 13 Approve Compensation of Isabelle For Against Management Kocher, CEO 14 Approve Remuneration Policy of For For Management Directors 15 Approve Remuneration Policy of For For Management Chairman of the Board 16 Approve Remuneration Policy of CEO For Against Management Until Feb. 24, 2020 17 Approve Remuneration Policy of CEO For For Against Management Transitional Period Since Feb. 24, 2020 Until Appointment of New CEO 18 Approve Remuneration Policy of New CEO For Against Management 19 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 225 Million 20 Authorize Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 225 Million 21 Approve Issuance of Equity or For For Management Equity-Linked Securities for Private Placements , up to Aggregate Nominal Amount of EUR 225 Million 22 Authorize Board to Increase Capital in For For Management the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above 23 Authorize Capital Increase of up to 10 For For Management Percent of Issued Capital for Contributions in Kind 24 Set Total Limit for Capital Increase For For Management to Result from Issuance Requests Under Items 19-23 and 27-28 at EUR 265 Million 25 Authorize Capitalization of Reserves For Against Management for Bonus Issue or Increase in Par Value 26 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 27 Authorize Capital Issuances for Use in For Against Management Employee Stock Purchase Plans 28 Authorize Capital Issuances for Use in For Against Management Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries 29 Amend Article 2 of Bylaws Re: Update For For Management Corporate Purpose 30 Add Corporate Purpose and Amend For For Management Article 2 of Bylaws Accordingly 31 Amend Articles 6, 13, 17 and 23 of For For Management Bylaws to Comply with Legal Changes 32 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- ENI SPA Ticker: ENI Security ID: T3643A145 Meeting Date: MAY 13, 2020 Meeting Type: Annual/Special Record Date: MAY 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income For For Management 3 Fix Number of Directors For For Management 4 Fix Board Terms for Directors For For Management 5.1 Slate Submitted by Ministry of Economy None For Shareholder and Finance 5.2 Slate Submitted by Institutional None Against Shareholder Investors (Assogestioni) 6 Elect Lucia Calvosa as Board Chair None For Shareholder 7 Approve Remuneration of Directors None For Shareholder 8.1 Slate Submitted by Ministry of Economy None For Shareholder and Finance 8.2 Slate Submitted by Institutional None Against Shareholder Investors (Assogestioni) 9 Appoint Chairman of Internal Statutory None For Shareholder Auditors 10 Approve Internal Auditors' Remuneration None For Shareholder 11 Approve Long Term Incentive Plan For For Management 2020-2022 12 Approve Remuneration Policy For For Management 13 Approve Second Section of the For For Management Remuneration Report 14 Authorize Cancellation of Treasury For For Management Shares without Reduction of Share Capital; Amend Article 5.1 A Deliberations on Possible Legal Action None Against Management Against Directors if Presented by Shareholders -------------------------------------------------------------------------------- ESSILORLUXOTTICA SA Ticker: EL Security ID: F31665106 Meeting Date: JUN 25, 2020 Meeting Type: Annual/Special Record Date: JUN 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Treatment of Losses For For Management 4 Ratify Appointment of Laurent Vacherot For For Management as Director 5 Ratify Appointment of Paul du Saillant For For Management as Director 6 Approve Auditors' Special Report on For Against Management Related-Party Transactions 7 Approve Compensation Report of For For Management Corporate Officers 8 Approve Compensation of Leonardo Del For Against Management Vecchio, Chairman and CEO 9 Approve Compensation of Hubert For Against Management Sagnieres, Vice-Chairman and Vice-CEO 10 Approve Remuneration Policy of For Against Management Corporate Officers 11 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 12 Authorize Capital Issuances for Use in For Against Management Employee Stock Purchase Plans 13 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 14 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- EURAZEO SE Ticker: RF Security ID: F3296A108 Meeting Date: APR 30, 2020 Meeting Type: Annual/Special Record Date: APR 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income and For For Management Absence of Dividends 3 Approve Consolidated Financial For For Management Statements and Statutory Reports 4 Approve Auditors' Special Report on For Against Management Related-Party Transactions 5 Reelect Jean-Charles Decaux as For Against Management Supervisory Board Member 6 Reelect Georges Pauget as Supervisory For For Management Board Member 7 Reelect Victoire de Margerie as For For Management Supervisory Board Member 8 Reelect Roland du Luart as Supervisory For Against Management Board Member 9 Approve Remuneration Policy of Members For For Management of Supervisory Board 10 Approve Remuneration Policy of Members For For Management of Management Board 11 Approve Compensation Report of For For Management Corporate Officers 12 Approve Compensation of Michel For For Management David-Weill, Chairman of the Supervisory Board 13 Approve Compensation of Virginie For Against Management Morgon, Chairman of the Management Board 14 Approve Compensation of Philippe For Against Management Audouin, Member of Management Board 15 Approve Compensation of Nicolas Huet, For Against Management Member of Management Board 16 Approve Compensation of Olivier For Against Management Millet, Member of Management Board 17 Renew Appointment of For For Management PricewaterhouseCoopers Audit as Auditor 18 Authorize Repurchase of Up to 10 For Against Management Percent of Issued Share Capital 19 Authorize Capitalization of Reserves For Against Management of Up to EUR 2 Billion for Bonus Issue or Increase in Par Value 20 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 110 Million 21 Authorize Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 24 Million 22 Approve Issuance of Equity or For For Management Equity-Linked Securities for Private Placements 23 Authorize Board to Set Issue Price for For For Management 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights 24 Authorize Board to Increase Capital in For For Management the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above 25 Authorize Capital Increase of up to 10 For For Management Percent of Issued Capital for Contributions in Kind 26 Set Total Limit for Capital Increase For For Management to Result from Issuance Requests Under Items 20-25 at EUR 110 Million and from All Issuance Requests without Preemptive Rights Above at EUR 24 Million 27 Amend Article 13 of Bylaws Re: Board For For Management Members Deliberation via Written Consultation 28 Amend Article 25 of Bylaws Re: Extra For Against Management Dividend for Long Term Registered Shares 29 Amend Articles 11, 15, 20 and 21 of For For Management Bylaws to Comply with Legal Changes Re: Supervisory and Management Boards 30 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- EUROFINS SCIENTIFIC SE Ticker: ERF Security ID: F3322K104 Meeting Date: JUN 26, 2020 Meeting Type: Annual/Special Record Date: JUN 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive and Approve Board's Reports For For Management 2 Receive and Approve Director's Special For For Management Reports Re: Operations Carried Out Under the Authorized Capital Established 3 Receive and Approve Auditor's Reports For For Management 4 Approve Consolidated Financial For For Management Statements and Statutory Reports 5 Approve Financial Statements For For Management 6 Approve Allocation of Income For For Management 7 Approve Discharge of Directors For For Management 8 Approve Discharge of Auditors For For Management 9 Approve Remuneration Policy For Against Management 10 Approve Remuneration Report For Against Management 11 Reelect Anthony Stuart Anderson as For For Management Director 12 Reelect Gilles Martin as Director For Against Management 13 Reelect Valerie Hanote as Director For For Management 14 Reelect Yves-Loic Martin as Director For For Management 15 Elect Pascal Rakovsky as Director For For Management 16 Renew Appointment of Deloitte Audit as For Against Management Auditor 17 Approve Remuneration of Directors For For Management 18 Acknowledge Information on Repurchase For For Management Program 19 Authorize Board to Ratify and Execute For For Management Approved Resolutions 1 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 2 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- EURONEXT NV Ticker: ENX Security ID: N3113K397 Meeting Date: OCT 08, 2019 Meeting Type: Special Record Date: SEP 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2a Elect Nathalie Rachou to Supervisory For For Management Board 2b Elect Morten Thorsrud to Supervisory For For Management Board 3a Reelect Stephane Boujnah to Management For For Management Board 3b Elect Havard Abrahamsen to Management For For Management Board 3c Elect Simone Huis in 't Veld to For For Management Management Board 4 Amend Remuneration Policy For Against Management 5 Other Business (Non-Voting) None None Management 6 Close Meeting None None Management -------------------------------------------------------------------------------- EURONEXT NV Ticker: ENX Security ID: N3113K397 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: APR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Presentation by CEO None None Management 3.a Receive Explanation on Company's None None Management Reserves and Dividend Policy 3.b Adopt Remuneration Report For For Management 3.c Adopt Financial Statements For For Management 3.d Approve Dividends of EUR 1.59 Per Share For For Management 3.e Approve Discharge of Management Board For For Management 3.f Approve Discharge of Supervisory Board For For Management 4.a Reelect Dick Sluimers to Supervisory For For Management Board 5.a Elect Oivind Amundsen to Management For For Management Board 5.b Elect Georges Lauchard to Management For For Management Board 6 Approve Remuneration Policy for For Against Management Management Board 7 Approve Remuneration Policy for For For Management Supervisory Board 8 Ratify Ernst & Young as Auditors For For Management 9.a Grant Board Authority to Issue Shares For For Management Up to 10 Percent of Issued Capital 9.b Authorize Board to Exclude Preemptive For For Management Rights from Share Issuances 10 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 11 Authorize Management or Supervisory For For Management Board to Grant Rights to French Beneficiaries 12 Other Business (Non-Voting) None None Management 13 Close Meeting None None Management -------------------------------------------------------------------------------- EUTELSAT COMMUNICATIONS SA Ticker: ETL Security ID: F3692M128 Meeting Date: NOV 07, 2019 Meeting Type: Annual/Special Record Date: NOV 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Auditors' Special Report on For For Management Related-Party Transactions 4 Approve Allocation of Income and For For Management Dividends of EUR 1.27 per Share 5 Elect Cynthia Gordon as Director For For Management 6 Reelect Ana Garcia Fau as Director For For Management 7 Approve Compensation of Dominique D For For Management Hinnin, Chairman of the Board 8 Approve Compensation of Rodolphe For For Management Belmer, CEO 9 Approve Compensation of Michel For For Management Azibert, Vice-CEO 10 Approve Compensation of Yohann Leroy, For For Management Vice-CEO 11 Approve Remuneration Policy of For For Management Chairman of the Board 12 Approve Remuneration Policy of CEO For For Management 13 Approve Remuneration Policy of For For Management Vice-CEOs 14 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 15 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 16 Authorize Capitalization of Reserves For For Management of Up to EUR 44 Million for Bonus Issue or Increase in Par Value 17 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 44 Million 18 Authorize Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 22 Million 19 Approve Issuance of Equity or For For Management Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 22 Million 20 Authorize Board to Set Issue Price for For For Management 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights 21 Authorize Board to Increase Capital in For For Management the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above 22 Authorize Capital Increase of Up to For For Management EUR 22 Million for Future Exchange Offers 23 Authorize Capital Increase of up to 10 For For Management Percent of Issued Capital for Contributions in Kind 24 Authorize Issuance of Equity upon For For Management Conversion of a Subsidiary's Equity-Linked Securities for Up to EUR 22 Million 25 Authorize Capital Issuances for Use in For Against Management Employee Stock Purchase Plans 26 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- EVOTEC SE Ticker: EVT Security ID: D1646D105 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: MAY 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019 (Non-Voting) 2 Approve Discharge of Management Board For For Management for Fiscal 2019 3 Approve Discharge of Supervisory Board For For Management for Fiscal 2019 4 Ratify Ernst & Young GmbH as Auditors For Against Management for Fiscal 2020 5 Elect Kasim Kutay to the Supervisory For For Management Board 6 Approve Restricted Share Plan; Approve For For Management Creation of EUR 1.2 Million Pool of Conditional Capital without Preemptive Rights 7 Amend Articles Re: Participation Right For For Management -------------------------------------------------------------------------------- EXOR NV Ticker: EXO Security ID: N3140A107 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2.a Receive Report of Board of Directors None None Management (Non-Voting) 2.b Approve Remuneration Report For Against Management 2.c Adopt Financial Statements For For Management 2.d Receive Explanation on Company's None None Management Dividend Policy 2.e Approve Dividends For For Management 3.a Ratify Ernst & Young as Auditors For For Management 3.b Amend Remuneration Policy For For Management 4.a Approve Discharge of Executive For For Management Directors 4.b Approve Discharge of Non-Executive For For Management Directors 5 Reelect John Elkann as Executive For For Management Director 6.a Reelect Marc Bolland as Non-Executive For For Management Director 6.b Reelect Alessandro Nasi as For For Management Non-Executive Director 6.c Reelect Andrea Agnelli as For For Management Non-Executive Director 6.d Reelect Ginevra Elkann as For For Management Non-Executive Director 6.e Reelect Antonio Horta-Osorio as For For Management Non-Executive Director 6.f Reelect Melissa Bethell as For For Management Non-Executive Director 6.g Reelect Laurence Debroux as For For Management Non-Executive Director 6.h Reelect Joseph Bae as Non-Executive For For Management Director 7.a Authorize Repurchase of Shares For For Management 7.b Approve Cancellation of Repurchased For For Management Shares 8 Close Meeting None None Management -------------------------------------------------------------------------------- FAURECIA SA Ticker: EO Security ID: F3445A108 Meeting Date: JUN 26, 2020 Meeting Type: Annual/Special Record Date: JUN 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Absence of Dividends 4 Approve Auditors' Special Report on For For Management Related-Party Transactions Mentioning the Absence of New Transactions 5 Approve Additional Pension Scheme For For Management Agreement with Patrick Koller, CEO 6 Reelect Michel de Rosen as Director For Against Management 7 Reelect Odile Desforges as Director For For Management 8 Reelect Linda Hasenfratz as Director For For Management 9 Reelect Olivia Larmaraud as Director For Against Management 10 Approve Remuneration of Directors in For For Management the Aggregate Amount of EUR 900,000 11 Approve Compensation Report of For For Management Corporate Officers 12 Approve Compensation of Michel de For For Management Rosen, Chairman of the Board 13 Approve Compensation of Patrick For Against Management Koller, CEO 14 Approve Remuneration Policy of For For Management Directors 15 Approve Remuneration Policy of For For Management Chairman of the Board 16 Approve Remuneration Policy of CEO For Against Management 17 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 18 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 290 Million 19 Authorize Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 95 Million 20 Approve Issuance of Equity or For For Management Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 95 Million 21 Authorize Board to Increase Capital in For For Management the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above 22 Authorize Capital Increase of up to 10 For For Management Percent of Issued Capital for Contributions in Kind 23 Authorize up to 2 Million Shares for For For Management Use in Restricted Stock Plans 24 Authorize Capital Issuances for Use in For Against Management Employee Stock Purchase Plans 25 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 26 Amend Articles 12, 16 and 23 of Bylaws For For Management Re: Executives, Board Remuneration and Transactions 27 Amend Article 17 of Bylaws Re: For For Management Chairman of the Board Age Limit 28 Amend Article 14 of Bylaws Re: Written For For Management Consultation 29 Amend Article 31 of Bylaws Re: For Against Management Shareholding Disclosure Thresholds 30 Delete Article 30 of Bylaws Re: For For Management Shareholders Identification 31 Textual References Regarding Change of For Against Management Codification 32 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- FERROVIAL SA Ticker: FER Security ID: E49512119 Meeting Date: APR 16, 2020 Meeting Type: Annual Record Date: APR 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Consolidated and Standalone For For Management Financial Statements 1.2 Approve Non-Financial Information For For Management Statement 2 Approve Allocation of Income For For Management 3 Approve Discharge of Board For For Management 4 Appoint Ernst & Young as Auditor For For Management 5.1 Reelect Philip Bowman as Director For Against Management 5.2 Reelect Hanne Birgitte Breinbjerb For Against Management Sorensen as Director 5.3 Ratify Appointment of and Elect For For Management Ignacio Madridejos Fernandez as Director 5.4 Ratify Appointment of and Elect Juan For For Management Hoyos Martinez de Irujo as Director 5.5 Ratify Appointment of and Elect For For Management Gonzalo Urquijo Fernandez de Araoz as Director 6 Approve Scrip Dividends For For Management 7 Approve Scrip Dividends For For Management 8 Approve Reduction in Share Capital via For For Management Amortization of Treasury Shares 9 Amend Remuneration Policy For Against Management 10 Approve Restricted Stock Plan For For Management 11 Authorize Board to Continue the Total For Against Management or Partial Sale of Assets of the Services Division of the Ferrovial Group 12 Authorize Board to Ratify and Execute For For Management Approved Resolutions 13 Advisory Vote on Remuneration Report For Against Management 14 Receive Amendments to Board of None None Management Directors Regulations -------------------------------------------------------------------------------- FIELMANN AG Ticker: FIE Security ID: D2617N114 Meeting Date: JUL 11, 2019 Meeting Type: Annual Record Date: JUN 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2018 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 1.90 per Share 3 Approve Discharge of Management Board For For Management for Fiscal 2018 4 Approve Discharge of Supervisory Board For Against Management for Fiscal 2018 5 Ratify Deloitte GmbH as Auditors for For Against Management Fiscal 2019 -------------------------------------------------------------------------------- FINECOBANK SPA Ticker: FBK Security ID: T4R999104 Meeting Date: FEB 18, 2020 Meeting Type: Special Record Date: FEB 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Andrea Zappia as Director For For Management 1 Amend Company Bylaws Re: Articles 13, For For Management 17, and 23 -------------------------------------------------------------------------------- FINECOBANK SPA Ticker: FBK Security ID: T4R999104 Meeting Date: APR 28, 2020 Meeting Type: Annual/Special Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income For For Management 3 Approve the Coverage of the Negative For For Management IFRS 9 Reserve 4a Fix Number of Directors For For Management 4b Fix Board Terms for Directors For For Management 4c.1 Slate 1 Submitted by Management For For Management 4c.2 Slate 2 Submitted by Institutional None Against Shareholder Investors (Assogestioni) 5 Approve Remuneration of Directors For For Management 6 Slate 1 Submitted by Institutional None For Shareholder Investors (Assogestioni) 7 Approve Internal Auditors' Remuneration None For Shareholder 8 Approve Remuneration Policy For For Management 9 Approve Second Section of the For For Management Remuneration Report 10 Approve 2020 Incentive System for For For Management Employees 11 Approve 2020 Incentive System for For For Management Personal Financial Advisors 12 Authorize Share Repurchase Program and For For Management Reissuance of Repurchased Shares to Service the 2020 PFA System 13 Amend Regulations on General Meetings For For Management 1 Authorize Board to Increase Capital to For For Management Service 2020 Incentive System 2 Authorize Board to Increase Capital to For For Management Service 2019 Incentive System 3 Approve Equity Plan Financing to For For Management Service 2018-2020 Long Term Incentive Plan A Deliberations on Possible Legal Action None Against Management Against Directors if Presented by Shareholders -------------------------------------------------------------------------------- FORTUM OYJ Ticker: FORTUM Security ID: X2978Z118 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: APR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Call the Meeting to Order None None Management 3 Designate Inspector or Shareholder For For Management Representative(s) of Minutes of Meeting 4 Acknowledge Proper Convening of Meeting For For Management 5 Prepare and Approve List of For For Management Shareholders 6 Receive Financial Statements and None None Management Statutory Reports 7 Accept Financial Statements and For For Management Statutory Reports 8 Approve Allocation of Income and For For Management Dividends of EUR 1.10 Per Share 9 Approve Discharge of Board and For For Management President 10 Receive Committee Chairmen's Review on None None Management the Remuneration Policy of the Company 11 Approve Remuneration Policy And Other For For Management Terms of Employment For Executive Management 12 Approve Remuneration of Directors in For For Management the Amount of EUR 77,200 for Chair, EUR 57,500 for Deputy Chair and EUR 40,400 for Other Directors; Approve Remuneration for Committee Work; Approve Meeting Fees 13 Fix Number of Directors at Nine For For Management 14 Reelect Eva Hamilton, Essimari For For Management Kairisto, Matti Lievonen (Chair), Klaus-Dieter Maubach (Vice Chair), Anja McAlister, Veli-Matti Reinikkala and Philipp Rosler as Directors; Elect Teppo Paavola and Annette Stube as New Directors 15 Approve Remuneration of Auditors For Against Management 16 Ratify Deloitte as Auditors For Against Management 17 Authorize Share Repurchase Program For For Management 18 Authorize Reissuance of Repurchased For For Management Shares 19 Approve Charitable Donations For For Management 20 Include Paris Agreement 1.5-degree Against Against Shareholder Celsius Target in Articles of Association 21 Close Meeting None None Management -------------------------------------------------------------------------------- FRAPORT AG FRANKFURT AIRPORT SERVICES WORLDWIDE Ticker: FRA Security ID: D3856U108 Meeting Date: MAY 26, 2020 Meeting Type: Annual Record Date: MAY 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019 (Non-Voting) 2 Approve Allocation of Income and For For Management Omission of Dividends 3 Approve Discharge of Management Board For For Management for Fiscal 2019 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2019 5 Ratify PricewaterhouseCoopers GmbH as For Against Management Auditors for Fiscal 2020 6 Elect Michael Boddenberg to the For Against Management Supervisory Board 7 Approve Remuneration Policy For For Management 8 Approve Remuneration of Supervisory For For Management Board 9.1 Amend Articles Re: Registration For For Management Deadline 9.2 Amend Articles Re: Proof of Entitlement For For Management 9.3 Amend Articles Re: Online Participation For For Management -------------------------------------------------------------------------------- FUCHS PETROLUB SE Ticker: FPE3 Security ID: D27462122 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 0.96 per Ordinary Share and EUR 0.97 per Preferred Share 3 Approve Discharge of Management Board For For Management for Fiscal 2019 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2019 5.1 Elect Kurt Bock to the Supervisory For For Management Board 5.2 Elect Christoph Loos to the For For Management Supervisory Board 5.3 Elect Susanne Fuchs to the Supervisory For Against Management Board 5.4 Elect Ingeborg Neumann to the For For Management Supervisory Board 6 Ratify PricewaterhouseCoopers GmbH as For For Management Auditors for Fiscal 2020 7 Authorize Share Repurchase Program and For For Management Reissuance or Cancellation of Repurchased Shares 8 Authorize Share Repurchase Program and For For Management Reissuance or Cancellation of Repurchased Shares 9 Approve Remuneration Policy For Against Management 10 Approve Remuneration of Supervisory For Against Management Board 11 Amend Corporate Purpose For For Management 12 Amend Articles Re: Participation Rights For For Management 13 Amend Articles of Association For For Management -------------------------------------------------------------------------------- FUCHS PETROLUB SE Ticker: FPE3 Security ID: D27462130 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 0.96 per Ordinary Share and EUR 0.97 per Preferred Share 3 Approve Discharge of Management Board For For Management for Fiscal 2019 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2019 5.1 Elect Kurt Bock to the Supervisory For For Management Board 5.2 Elect Christoph Loos to the For For Management Supervisory Board 5.3 Elect Susanne Fuchs to the Supervisory For Against Management Board 5.4 Elect Ingeborg Neumann to the For For Management Supervisory Board 6 Ratify PricewaterhouseCoopers GmbH as For For Management Auditors for Fiscal 2020 7 Authorize Share Repurchase Program and For For Management Reissuance or Cancellation of Repurchased Shares 8 Authorize Share Repurchase Program and For For Management Reissuance or Cancellation of Repurchased Shares 9 Approve Remuneration Policy For Against Management 10 Approve Remuneration of Supervisory For Against Management Board 11 Amend Corporate Purpose For For Management 12 Amend Articles Re: Participation Rights For For Management 13 Amend Articles of Association For For Management -------------------------------------------------------------------------------- GALAPAGOS NV Ticker: GLPG Security ID: B44170106 Meeting Date: OCT 22, 2019 Meeting Type: Special Record Date: OCT 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Daniel O'Day as Director For For Management 2 Elect Linda Higgins as Director For For Management 3 Approve Auditors' Remuneration For For Management 1 Receive Special Board Report Re: None None Management Issuance of Warrants 2 Receive Special Auditor Report Re: None None Management Issuance of Warrants 3 Approve Issuance of Warrants For For Management 4 Receive Special Board Report Re: None None Management Increase of Authorized Capital 5 Renew Authorization to Increase Share For Against Management Capital by Up to 20 Percent within the Framework of Authorized Capital -------------------------------------------------------------------------------- GALAPAGOS NV Ticker: GLPG Security ID: B44170106 Meeting Date: APR 28, 2020 Meeting Type: Annual/Special Record Date: APR 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Directors' and Auditors' None None Management Reports (Non-Voting) 2 Approve Financial Statements and For For Management Allocation of Income 3 Receive Auditors' Reports (Non-Voting) None None Management 4 Receive Consolidated Financial None None Management Statements and Statutory Reports (Non-Voting) 5 Approve Remuneration Policy For Against Management 6 Approve Remuneration Report For Against Management 7 Approve Discharge of Directors and For For Management Auditor 8 Acknowledge Information on Auditors' None None Management Remuneration 9 Ratify Deloitte as Auditor and Approve For For Management Auditors' Remuneration 10 Re-elect Mary Kerr as Independent For For Management Director 11 Elect Elisabeth Svanberg as For For Management Independent Director 12 Approve Remuneration of Directors For For Management 13 Approve Offer of 85,000 Subscription For Against Management Rights 1 Receive Special Board Report Re: None None Management Change Purpose of Company 2 Amend Corporate Purpose For For Management 3 Amend Articles Re: New Code of For For Management Companies and Associations 4 Elect Supervisory Board Members For For Management 5 Authorize Implementation of Approved For For Management Resolutions and Coordination of Article 6 Authorize Filing of Required For For Management Documents/Formalities at Trade Registry -------------------------------------------------------------------------------- GALP ENERGIA SGPS SA Ticker: GALP Security ID: X3078L108 Meeting Date: APR 24, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Individual and Consolidated For For Management Financial Statements and Statutory Reports 2 Approve Allocation of Income For For Management 3 Appraise Management of Company and For For Management Approve Vote of Confidence to Board of Directors 4 Appraise Supervision of Company and For For Management Approve Vote of Confidence to Fiscal Council 5 Appraise Work Performed by Statutory For For Management Auditor and Approve Vote of Confidence to Statutory Auditor 6 Approve Statement on Remuneration For For Management Policy 7 Authorize Repurchase and Reissuance of For For Management Shares and Bonds -------------------------------------------------------------------------------- GECINA SA Ticker: GFC Security ID: F4268U171 Meeting Date: APR 23, 2020 Meeting Type: Annual/Special Record Date: APR 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Transfer of Asset Revaluation For For Management Gap to Corresponding Reserves Account 4 Approve Allocation of Income and For For Management Dividends of EUR 5.30 per Share 5 Approve Stock Dividend Program Re: FY For For Management 2020 6 Approve Auditors' Special Report on For For Management Related-Party Transactions Mentioning the Absence of New Transactions 7 Approve Compensation of Corporate For For Management Officers 8 Approve Compensation of Chairman of For For Management the Board 9 Approve Compensation of CEO For Against Management 10 Approve Remuneration Policy of For For Management Directors 11 Approve Remuneration Policy of For For Management Chairman of the Board 12 Approve Remuneration Policy of CEO For Against Management 13 Ratify Appointment of Jerome Brunel as For For Management Censor 14 Reelect Ines Reinmann Toper as Director For For Management 15 Reelect Claude Gendron as Director For Against Management 16 Elect Jerome Brunel as Director For For Management 17 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 18 Approve Spin-Off Agreement with GEC 25 For For Management 19 Amend Article 7 of Bylaws Re: Shares For For Management 20 Amend Article 9 of Bylaws Re: For Against Management Shareholding Disclosure Thresholds 21 Amend Article 19 of Bylaws Re: For For Management Remuneration of Directors, Censors, Chairman of the Board, CEO and Vice-CEO 22 Amend Article 23 of Bylaws Re: For For Management Allocation of Income 23 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 100 Million 24 Authorize Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 50 Million 25 Authorize Capital Increase of Up to For For Management EUR 50 Million for Future Exchange Offers 26 Approve Issuance of Equity or For For Management Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 50 Million 27 Authorize Board to Increase Capital in For For Management the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above 28 Authorize Capital Increase of up to 10 For For Management Percent of Issued Capital for Contributions in Kind 29 Authorize Board to Set Issue Price for For For Management 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights 30 Authorize Capitalization of Reserves For For Management of Up to EUR 100 Million for Bonus Issue or Increase in Par Value 31 Authorize Capital Issuances for Use in For Against Management Employee Stock Purchase Plans 32 Authorize up to 0.5 Percent of Issued For For Management Capital for Use in Restricted Stock Plans 33 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 34 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- GETLINK SE Ticker: GET Security ID: F477AL114 Meeting Date: APR 30, 2020 Meeting Type: Annual/Special Record Date: APR 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income and For For Management Absence of Dividends 3 Approve Consolidated Financial For For Management Statements and Statutory Reports 4 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 5 Ratify Appointment of Giancarlo Guenzi For For Management as Director 6 Reelect Peter Levene as Director For For Management 7 Reelect Colette Lewiner as Director For For Management 8 Reelect Perrette Rey as Director For For Management 9 Reelect Jean-Pierre Trotignon as For For Management Director 10 Elect Jean-Marc Janaillac as Director For For Management 11 Elect Sharon Flood as Director For For Management 12 Approve Compensation Report of For For Management Corporate Officers 13 Approve Compensation of Jacques For For Management Gounon, Chairman and CEO 14 Approve Compensation of Francois For For Management Gauthey, Vice-CEO 15 Approve Remuneration Policy of For For Management Corporate Officer 16 Approve Remuneration Policy of For For Management Chairman and CEO 17 Approve Remuneration Policy of For For Management Chairman of the Board 18 Approve Remuneration Policy of CEO For For Management 19 Approve Remuneration Policy of For For Management Directors 20 Authorize up to 0.084 Percent of For For Management Issued Capital for Use in Restricted Stock Plans Reserved for Employees 21 Authorize up to 0.048 Percent of For For Management Issued Capital for Use in Restricted Stock Plans Reserved for Employees and Corporate Officers With Performance Conditions Attached 22 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 23 Authorize Capital Issuances for Use in For Against Management Employee Stock Purchase Plans 24 Amend Article 24 of Bylaws Re: For For Management Directors Remuneration 25 Amend Article 14 of Bylaws Re: For For Management Shareholders Identification 26 Amend Article 16 of Bylaws Re: Shares For For Management Hold by Directors 27 Amend Article 15 of Bylaws Re: For For Management Employee Representatives 28 Amend Article 17 of Bylaws Re: Board For For Management Members Reelection 29 Amend Article 20 of Bylaws Re: Board For For Management Members Deliberation via Written Consultation 30 Amend Article 37 of Bylaws Re: C Shares For For Management 31 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- GRAND CITY PROPERTIES SA Ticker: GYC Security ID: L4459Y100 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: JUN 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Board's Reports None None Management 2 Receive Auditor's Reports None None Management 3 Approve Financial Statements For For Management 4 Approve Consolidated Financial For For Management Statements and Statutory Reports 5 Approve Allocation of Income For For Management 6 Approve Discharge of Directors For For Management 7 Renew Appointment of KPMG Luxembourg For For Management as Auditor 8 Approve Dividends EUR 0.8238 Per Share For For Management 9 Approve Remuneration Report For Against Management 10 Approve Remuneration Policy For Against Management 11 Authorize Repurchase of Up to 20 For For Management Percent of Issued Share Capital -------------------------------------------------------------------------------- GREEK ORGANISATION OF FOOTBALL PROGNOSTICS SA Ticker: OPAP Security ID: X3232T104 Meeting Date: DEC 13, 2019 Meeting Type: Special Record Date: DEC 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Corporate Purpose For For Management 2 Ratify Director Appointments None None Management 3 Elect Director For For Management -------------------------------------------------------------------------------- GREEK ORGANISATION OF FOOTBALL PROGNOSTICS SA Ticker: OPAP Security ID: X3232T104 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: JUN 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Management of Company and For For Management Grant Discharge to Auditors 3 Approve Auditors and Fix Their For For Management Remuneration 4 Authorize Board to Participate in For For Management Companies with Similar Business Interests 5 Advisory Vote on Remuneration Report For For Management 6 Amend Company Articles For For Management 7 Approve Allocation of Income and For For Management Dividends 8 Approve Annual Bonus by Means of For For Management Profit Distribution to Executives and Key Personnel 9 Approve Profit Distribution to For For Management Executives and Key Personnel Under the Long-Term Incentive Plan 2017-2019 10 Approve New Long-Term Incentive Plan For For Management -------------------------------------------------------------------------------- GROUPE BRUXELLES LAMBERT SA Ticker: GBLB Security ID: B4746J115 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: APR 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Directors' and Auditors' None None Management Reports (Non-Voting) 2.1 Receive Consolidated Financial None None Management Statements and Statutory Reports (Non-Voting) 2.2 Adopt Financial Statements For For Management 3 Approve Discharge of Directors For For Management 4 Approve Discharge of Auditor For For Management 5 Reelect Ian Gallienne as Director For For Management 6 Approve Remuneration Policy For Against Management 7 Approve Remuneration of Non-Executive For For Management Directors 8 Approve Remuneration Report For Against Management 9.1 Approve Change-of-Control Clause Re: For Against Management Option Plan 9.2 Approve Special Board Report Re: For For Management Article 7:227 of the Company Code 9.3 Approve Guarantee to Acquire Shares For For Management under Stock Option Plan 10 Transact Other Business None None Management -------------------------------------------------------------------------------- GROUPE BRUXELLES LAMBERT SA Ticker: GBLB Security ID: B4746J115 Meeting Date: APR 28, 2020 Meeting Type: Special Record Date: APR 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1.1 Authorize Repurchase of Up to For Against Management 32,271,657 Shares 1.1.2 Authorize Reissuance of Repurchased For Against Management Shares 1.1.3 Authorize Board to Repurchase Shares For Against Management in the Event of a Serious and Imminent Harm and Under Normal Conditions 1.1.4 Amend Articles to Reflect Changes in For Against Management Capital Re: Items 1.1.1, 1.1.2 and 1.1. 3 2.1.1 Adopt Double Voting Rights for For For Management Shareholders 3.1.1 Receive Special Board Report Re: None None Management Authorized Capital 3.1.2 Renew Authorization to Increase Share For For Management Capital Up to EUR 125 Million within the Framework of Authorized Capital 3.1.3 Amend Articles to Reflect Changes in For For Management Capital Re: Item 3.1.2 3.1.4 Authorize Issuance of For For Management Warrants/Convertible Bonds/ Other Financial Instruments without Preemptive Rights 3.1.5 Amend Article 13 to Reflect Changes in For For Management Capital Re: Item 3.1.4 3.2.1 Amend Articles of Association Re: For For Management Alignment on Companies and Associations Code 3.2.2 Adopt Coordinated Version of the For For Management Articles of Association 4 Approve Coordination of Articles of For For Management Association and Filing of Required Documents/Formalities at Trade Registry -------------------------------------------------------------------------------- GRUPO CATALANA OCCIDENTE SA Ticker: GCO Security ID: E5701Q116 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Standalone Financial Statements For For Management 2 Approve Allocation of Income and For For Management Dividends 3.1 Approve Consolidated Financial For For Management Statements 3.2 Approve Non-Financial Information For For Management Statement 4 Approve Discharge of Board For For Management 5.1 Reelect Jose Maria Serra Farre as For Against Management Director 5.2 Reelect Federico Halpern Blasco as For Against Management Director 5.3 Elect Alberto Thiebaut Estrada as For Against Management Director 5.4 Elect Fernando Villavecchia Obregon as For Against Management Director 6 Receive Amendments to Board of For For Management Directors Regulations 7 Approve Remuneration Policy For For Management 8.1 Approve Remuneration of Directors For Against Management 8.2 Fix Board Meeting Attendance Fees For For Management 8.3 Approve Annual Maximum Remuneration For Against Management 9 Advisory Vote on Remuneration Report For For Management 10 Authorize Share Repurchase Program For For Management 11 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- HANNOVER RUECK SE Ticker: HNR1 Security ID: D3015J135 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 4.00 per Share and a Special Dividend of EUR 1.50 per Share 3 Approve Discharge of Management Board For For Management for Fiscal 2019 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2019 5 Authorize Share Repurchase Program and For For Management Reissuance or Cancellation of Repurchased Shares 6 Authorize Use of Financial Derivatives For For Management when Repurchasing Shares -------------------------------------------------------------------------------- HEIDELBERGCEMENT AG Ticker: HEI Security ID: D31709104 Meeting Date: JUN 04, 2020 Meeting Type: Annual Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 0.60 per Share 3.1 Approve Discharge of Management Board For For Management Member Bernd Scheifele for Fiscal 2019 3.2 Approve Discharge of Management Board For For Management Member Dominik von Achten for Fiscal 2019 3.3 Approve Discharge of Management Board For For Management Member Kevin Gluskie for Fiscal 2019 3.4 Approve Discharge of Management Board For For Management Member Hakan Gurdal for Fiscal 2019 3.5 Approve Discharge of Management Board For For Management Member Ernest Jelito for Fiscal 2019 3.6 Approve Discharge of Management Board For For Management Member Jon Morrish for Fiscal 2019 3.7 Approve Discharge of Management Board For For Management Member Lorenz Naeger for Fiscal 2019 3.8 Approve Discharge of Management Board For For Management Member Albert Scheuer for Fiscal 2019 3.9 Approve Discharge of Management Board For For Management Member Christopher Ward for Fiscal 2019 4.1 Approve Discharge of Supervisory Board For For Management Member Fritz-Juergen Heckmann for Fiscal 2019 4.2 Approve Discharge of Supervisory Board For For Management Member Heinz Schmitt for Fiscal 2019 4.3 Approve Discharge of Supervisory Board For For Management Member Barbara Breuninger for Fiscal 2019 4.4 Approve Discharge of Supervisory Board For For Management Member Josef Heumann for Fiscal 2019 4.5 Approve Discharge of Supervisory Board For For Management Member Birgit Jochens for Fiscal 2019 4.6 Approve Discharge of Supervisory Board For For Management Member Gabriele Kailing for Fiscal 2019 4.7 Approve Discharge of Supervisory Board For For Management Member Ludwig Merckle for Fiscal 2019 4.8 Approve Discharge of Supervisory Board For For Management Member Tobias Merckle for Fiscal 2019 4.9 Approve Discharge of Supervisory Board For For Management Member Luka Mucic for Fiscal 2019 4.10 Approve Discharge of Supervisory Board For For Management Member Ines Ploss for Fiscal 2019 4.11 Approve Discharge of Supervisory Board For For Management Member Peter Riedel for Fiscal 2019 4.12 Approve Discharge of Supervisory Board For For Management Member Juergen Schneider for Fiscal 2019 4.13 Approve Discharge of Supervisory Board For For Management Member Werner Schraeder for Fiscal 2019 4.14 Approve Discharge of Supervisory Board For For Management Member Margret Suckale for Fiscal 2019 4.15 Approve Discharge of Supervisory Board For For Management Member Stephan Wehning for Fiscal 2019 4.16 Approve Discharge of Supervisory Board For For Management Member Marion Weissenberger-Eibl for Fiscal 2019 5 Ratify PricewaterhouseCoopers GmbH as For For Management Auditors for Fiscal 2020 6 Approve Creation of EUR 178.5 Million For For Management Pool of Capital with Partial Exclusion of Preemptive Rights -------------------------------------------------------------------------------- HEINEKEN HOLDING NV Ticker: HEIO Security ID: N39338194 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: MAR 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Director's Board Report None None Management (Non-Voting) 2 Approve Remuneration Report For For Management 3 Adopt Financial Statements For For Management 4 Receive Explanation on Company's None None Management Reserves and Dividend Policy 5 Approve Discharge of Directors For For Management 6.a Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 6.b Grant Board Authority to Issue Shares For For Management Up To 10 Percent of Issued Capital 6.c Authorize Board to Exclude Preemptive For For Management Rights from Share Issuances 7 Approve Remuneration Policy For For Management 8 Ratify Deloitte as Auditors For For Management 9.a Amend Articles 7, 10 and 11 Paragraph For For Management 1 of the Articles of Association 9.b Amend Article 11 Paragraph 10 of the For Against Management Articles of Association 10 Elect Jean-Francois van Boxmeer as For For Management Non-Executive Director -------------------------------------------------------------------------------- HEINEKEN NV Ticker: HEIA Security ID: N39427211 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: MAR 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.a Receive Report of Management Board None None Management (Non-Voting) 1.b Approve Remuneration Report For For Management 1.c Adopt Financial Statements For For Management 1.d Receive Explanation on Dividend Policy None None Management 1.e Approve Dividends of EUR 1.68 Per Share For For Management 1.f Approve Discharge of Management Board For For Management 1.g Approve Discharge of Supervisory Board For For Management 2.a Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 2.b Grant Board Authority to Issue Shares For For Management Up To 10 Percent of Issued Capital 2.c Authorize Board to Exclude Preemptive For For Management Rights from Share Issuances under Item 2.b 3 Approve Remuneration Policy for For For Management Management Board 4 Approve Remuneration Policy for For For Management Supervisory Board 5 Ratify Deloitte as Auditors For For Management 6.a Amend Articles 7, 9, 10, 12, 13 For For Management Paragraph 1 and Article 18 of the Articles of Association 6.b Amend Article 13 Paragraph 10 of the For Against Management Articles of Association 7 Elect Dolf van den Brink to Management For For Management Board 8 Reelect Pamela Mars Wright to For For Management Supervisory Board 9 Close Meeting None None Management -------------------------------------------------------------------------------- HELLA GMBH & CO. KGAA Ticker: HLE Security ID: D3R112160 Meeting Date: SEP 27, 2019 Meeting Type: Annual Record Date: SEP 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal 2018/2019 2 Approve Allocation of Income and For For Management Dividends of EUR 3.35 per Share 3 Approve Discharge of Personally Liable For For Management Partner for Fiscal 2018/2019 4 Approve Discharge of Supervisory Board For Against Management for Fiscal 2018/2019 5 Approve Discharge of Shareholders' For Against Management Committee for Fiscal 2018/2019 6 Ratify PricewaterhouseCoopers GmbH as For Against Management Auditors for Fiscal 2019/2020 7.1 Elect Juergen Behrend to the For Against Management Shareholders' Committee 7.2 Elect Horst Binnig to the For Against Management Shareholders' Committee 7.3 Elect Samuel Christ to the For Against Management Shareholders' Committee 7.4 Elect Carl-Peter Forster to the For Against Management Shareholders' Committee 7.5 Elect Roland Hammerstein to the For Against Management Shareholders' Committee 7.6 Elect Klaus Kuehn to the Shareholders' For Against Management Committee 7.7 Elect Matthias Roepke to the For Against Management Shareholders' Committee 7.8 Elect Konstantin Thomas to the For Against Management Shareholders' Committee 8.1 Elect Dietrich Hueck to the For Against Management Supervisory Board 8.2 Elect Stephanie Hueck to the For Against Management Supervisory Board 8.3 Elect Tobias Hueck to the Supervisory For Against Management Board 8.4 Elect Klaus Kuehn to the Supervisory For Against Management Board 8.5 Elect Claudia Owen to the Supervisory For Against Management Board 8.6 Elect Thomas B. Paul to the For Against Management Supervisory Board 8.7 Elect Charlotte Soetje to the For Against Management Supervisory Board 8.8 Elect Christoph Thomas to the For Against Management Supervisory Board 9 Approve Remuneration of Shareholders' For For Management Committee 10 Approve Remuneration of Supervisory For For Management Board 11 Approve Creation of EUR 44 Million For Against Management Pool of Capital without Preemptive Rights 12 Authorize Share Repurchase Program and For For Management Reissuance or Cancellation of Repurchased Shares 13 Authorize Use of Financial Derivatives For For Management when Repurchasing Shares -------------------------------------------------------------------------------- HELLENIC TELECOMMUNICATIONS ORGANIZATION SA Ticker: HTO Security ID: X3258B102 Meeting Date: FEB 20, 2020 Meeting Type: Special Record Date: FEB 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Share Repurchase Program For For Management 2 Approve Cancellation of Repurchased For For Management Shares 3 Various Announcements None None Management -------------------------------------------------------------------------------- HELLENIC TELECOMMUNICATIONS ORGANIZATION SA Ticker: HTO Security ID: X3258B102 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: JUN 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements, For For Management Statutory Reports and Income Allocation 2 Receive Report on Activities of Audit None None Management Committee 3 Approve Management of Company and For For Management Grant Discharge to Auditors 4 Ratify Auditors For For Management 5 Approve Remuneration Policy For For Management 6 Approve Director Remuneration For For Management 7 Advisory Vote on Remuneration Report For For Management 8 Approve Director Liability and For For Management Indemnification 9 Announcement of Related Party None None Management Transactions 10 Amend Company Articles For For Management 11.1 Elect Amanda Sisson as Director For For Management 11.2 Elect a Shareholder-Nominee to the None Abstain Shareholder Board 11.3 Elect a Shareholder-Nominee to the None Abstain Shareholder Board 12.1 Elect Amanda Sisson as Audit Committee For For Management Member 12.2 Elect a Shareholder-Nominee to the None Abstain Shareholder Audit Committee 12.3 Elect a Shareholder-Nominee to the None Abstain Shareholder Audit Committee 13 Announcement of Director Appointments None None Management 14 Various Announcements None None Management -------------------------------------------------------------------------------- HENKEL AG & CO. KGAA Ticker: HEN3 Security ID: D3207M102 Meeting Date: JUN 17, 2020 Meeting Type: Annual Record Date: MAY 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income and For For Management Dividends of EUR 1.83 per Ordinary Share and EUR 1.85 per Preferred Share 3 Approve Discharge of Personally Liable For For Management Partner for Fiscal 2019 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2019 5 Approve Discharge of Shareholders' For For Management Committee for Fiscal 2019 6 Ratify PricewaterhouseCoopers GmbH as For For Management Auditors for Fiscal 2020 7.1 Elect Simone Bagel-Trah to the For Against Management Supervisory Board 7.2 Elect Lutz Bunnenberg to the For Against Management Supervisory Board 7.3 Elect Benedikt-Richard Freiherr von For Against Management Herman to the Supervisory Board 7.4 Elect Timotheus Hoettges to the For For Management Supervisory Board 7.5 Elect Michael Kaschke to the For Against Management Supervisory Board 7.6 Elect Barbara Kux to the Supervisory For For Management Board 7.7 Elect Simone Menne to the Supervisory For Against Management Board 7.8 Elect Philipp Scholz to the For Against Management Supervisory Board 8.1 Elect Paul Achleitner to the For Against Management Shareholders' Committee 8.2 Elect Simone Bagel-Trah to the For Against Management Shareholders' Committee 8.3 Elect Alexander Birken to the For Against Management Shareholders' Committee 8.4 Elect Johann-Christoph Frey to the For Against Management Shareholders' Committee 8.5 Elect Christoph Henkel to the For Against Management Shareholders' Committee 8.6 Elect Christoph Kneip to the For Against Management Shareholders' Committee 8.7 Elect Ulrich Lehner to the For Against Management Shareholders' Committee 8.8 Elect Norbert Reithofer to the For For Management Shareholders' Committee 8.9 Elect Konstantin von Unger to the For Against Management Shareholders' Committee 8.10 Elect Jean-Francois van Boxmeer to the For For Management Shareholders' Committee 9 Approve Remuneration Policy For For Management 10 Approve Creation of EUR 43.8 Million For Against Management Pool of Capital with Preemptive Rights 11 Amend Articles Re: Participation For For Management Requirements and Proof of Entitlement -------------------------------------------------------------------------------- HERA SPA Ticker: HER Security ID: T5250M106 Meeting Date: APR 29, 2020 Meeting Type: Annual/Special Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Company Bylaws Re: Articles 16, For For Management 26, and 34 2 Amend Company Bylaws Re: Article 17 For For Management 1 Approve Financial Statements, For For Management Statutory Reports, and Allocation of Income 2.1 Approve Remuneration Policy For For Management 2.2 Approve Second Section of the For Against Management Remuneration Report 3 Authorize Share Repurchase Program and For For Management Reissuance of Repurchased Shares 4.1 Slate 1 Submitted by the Shareholder None Against Shareholder Agreement (41.58 Percent of the Share Capital) 4.2 Slate 2 Submitted by Gruppo Societa None Against Shareholder Gas Rimini SpA 4.3 Slate 3 Submitted by Institutional None For Shareholder Investors (Assogestioni) 5 Approve Remuneration of Directors None For Shareholder 6.1 Slate 1 Submitted by the Shareholder None Against Shareholder Agreement (41.58 Percent of the Share Capital) 6.2 Slate 2 Submitted by Gruppo Societa None Against Shareholder Gas Rimini SpA 6.3 Slate 3 Submitted by Institutional None For Shareholder Investors (Assogestioni) 7 Approve Internal Auditors' Remuneration None For Shareholder A Deliberations on Possible Legal Action None Against Management Against Directors if Presented by Shareholders -------------------------------------------------------------------------------- HERMES INTERNATIONAL SCA Ticker: RMS Security ID: F48051100 Meeting Date: APR 24, 2020 Meeting Type: Annual/Special Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Discharge of General Managers For For Management 4 Approve Allocation of Income and For For Management Dividends of EUR 4.55 per Share 5 Approve Auditors' Special Report on For Against Management Related-Party Transactions 6 Authorize Repurchase of Up to 10 For Against Management Percent of Issued Share Capital 7 Approve Compensation of Corporate For Against Management Officers 8 Approve Compensation of Axel Dumas, For Against Management General Manager 9 Approve Compensation of Emile Hermes For Against Management SARL, General Manager 10 Approve Compensation of Eric de For For Management Seynes, Chairman of the Supervisory Board 11 Approve Remuneration Policy of General For Against Management Managers 12 Approve Remuneration Policy of For For Management Supervisory Board Members 13 Reelect Dorothee Altmayer as For Against Management Supervisory Board Member 14 Reelect Monique Cohen as Supervisory For For Management Board Member 15 Reelect Renaud Mommeja as Supervisory For Against Management Board Member 16 Reelect Eric de Seynes as Supervisory For Against Management Board Member 17 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 18 Authorize up to 2 Percent of Issued For Against Management Capital for Use in Stock Option Plans 19 Authorize up to 2 Percent of Issued For Against Management Capital for Use in Restricted Stock Plans 20 Amend Articles 18 and 22 of Bylaws Re: For For Management Employee Reprensentative and Supervisory Board Members Remuneration 21 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- HOCHTIEF AG Ticker: HOT Security ID: D33134103 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: APR 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 5.80 per Share 3 Approve Discharge of Management Board For For Management for Fiscal 2019 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2019 5 Ratify KPMG AG as Auditors for Fiscal For For Management 2020 6 Amend Articles Re: Participation For For Management Requirements and Proof of Entitlement 7 Authorize Share Repurchase Program and For For Management Reissuance or Cancellation of Repurchased Shares 8 Authorize Use of Financial Derivatives For For Management when Repurchasing Shares -------------------------------------------------------------------------------- HUHTAMAKI OYJ Ticker: HUH1V Security ID: X33752100 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Call the Meeting to Order None None Management 3 Designate Inspector or Shareholder For For Management Representative(s) of Minutes of Meeting 4 Acknowledge Proper Convening of Meeting For For Management 5 Prepare and Approve List of For For Management Shareholders 6 Receive Financial Statements and None None Management Statutory Reports 7 Accept Financial Statements and For For Management Statutory Reports 8 Approve Allocation of Income and For For Management Omission of Dividends 9 Approve Discharge of Board and For For Management President 10 Approve Remuneration Policy And Other For For Management Terms of Employment For Executive Management 11 Approve Remuneration of Directors in For For Management the Amount of EUR 120,000 for Chairman, EUR 68,000 for Vice Chairman, and EUR 57,000 for Other Directors; Approve Meeting Fees 12 Fix Number of Directors at Seven For For Management 13 Reelect Pekka Ala-Pietila (Chairman), For For Management Doug Baillie, William Barker, Anja Korhonen, Kerttu Tuomas (Vice Chairman), Sandra Turner and Ralf Wunderlich as Directors; 14 Approve Remuneration of Auditors For For Management 15 Ratify KPMG as Auditors For For Management 16 Authorize Share Repurchase Program For For Management 17 Approve Issuance of up to 10 Million For For Management New Shares and Conveyance of up to 4 Million Shares without Preemptive Rights 18 Establish Nominating Committee For For Management 19 Amend Articles Re: Establish For For Management Nominating Committee; Editorial Changes 20 Close Meeting None None Management -------------------------------------------------------------------------------- IBERDROLA SA Ticker: IBE Security ID: E6165F166 Meeting Date: APR 02, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Consolidated and Standalone For For Management Financial Statements 2 Approve Consolidated and Standalone For For Management Management Reports 3 Approve Non-Financial Information For For Management Statement 4 Approve Discharge of Board For For Management 5 Renew Appointment of KPMG Auditores as For For Management Auditor 6 Amend Articles Re: Corporate Interest For For Management and Social Dividend 7 Amend Article 8 Re: Compliance System For For Management and Compliance Unit 8 Amend Article 10 to Reflect Changes in For For Management Capital 9 Amend Article 9 of General Meeting For For Management Regulations Re: Shareholders' Power to Approve the Non-Financial Information Statement 10 Amend Articles of General Meeting For For Management Regulations Re: Right to Information and Remote Participation 11 Amend Articles of General Meeting For For Management Regulations Re: Technical Improvements 12 Approve Allocation of Income and For For Management Dividends 13 Approve Scrip Dividends For For Management 14 Approve Scrip Dividends For For Management 15 Advisory Vote on Remuneration Report For For Management 16 Approve Restricted Stock Plan For For Management 17 Elect Nicola Mary Brewer as Director For For Management 18 Elect Regina Helena Jorge Nunes as For For Management Director 19 Reelect Inigo Victor de Oriol Ibarra For For Management as Director 20 Reelect Samantha Barber as Director For For Management 21 Fix Number of Directors at 14 For For Management 22 Authorize Increase in Capital up to 50 For For Management Percent via Issuance of Equity or Equity-Linked Securities, Excluding Preemptive Rights of up to 10 Percent 23 Authorize Issuance of Convertible For For Management Bonds, Debentures, Warrants, and Other Debt Securities up to EUR 5 Billion with Exclusion of Preemptive Rights up to 10 Percent of Capital 24 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- ICADE SA Ticker: ICAD Security ID: F4931M119 Meeting Date: APR 24, 2020 Meeting Type: Annual/Special Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports and Approve Non-Deductible Expenses 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 4.01 per Share 4 Approve Auditors' Special Report on For For Management Related-Party Transactions Mentioning the Absence of New Transactions 5 Reelect Frederic Thomas as Director For Against Management 6 Reelect Georges Ralli as Director For For Management 7 Reelect Marie-Christine Lambert as For For Management Director 8 Reelect Florence Peronnau as Director For For Management 9 Ratify Appointment of Marianne For Against Management Louradour as Director 10 Ratify Appointment of Olivier Fabas as For Against Management Director 11 Ratify Appointment of Laurence For Against Management Giraudon as Director 12 Reelect Laurence Giraudon as Director For Against Management 13 Approve Remuneration Policy of For For Management Directors 14 Approve Remuneration Policy of For For Management Chairman of the Board 15 Approve Remuneration Policy of CEO For For Management 16 Approve Compensation Report For For Management 17 Approve Compensation of Andre For For Management Martinez, Chairman of the Board Until April 24, 2019 18 Approve Compensation of Frederic For For Management Thomas, Chairman of the Board Since April 24, 2019 19 Approve Compensation of Olivier For For Management Wigniolle, CEO 20 Authorize Repurchase of Up to 5 For For Management Percent of Issued Share Capital 21 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 22 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 38 Million 23 Authorize Capital Increase of up to 10 For For Management Percent of Issued Capital for Contributions in Kind 24 Authorize Capital Issuances for Use in For Against Management Employee Stock Purchase Plans 25 Add Corporate Purpose and Amend For For Management Article 1 of Bylaws Accordingly 26 Amend Article 10 of Bylaws Re: Written For For Management Consultation and Directors Mandate 27 Amend Articles 10 and 12 of Bylaws Re: For For Management Board Remuneration and Board Powers 28 Textual References Regarding Change of For Against Management Codification 29 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- ILIAD SA Ticker: ILD Security ID: F4958P102 Meeting Date: DEC 20, 2019 Meeting Type: Special Record Date: DEC 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Specific Buyback Program and For For Management Cancellation of Repurchased Shares 2 Authorize Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights of Up to 11,666,666 Shares, with a Binding Priority Right 3 Authorize Capital Issuances for Use in For Against Management Employee Stock Purchase Plans 4 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- IMCD NV Ticker: IMCD Security ID: N4447S106 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: JUN 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2.a Receive Report of Management Board None None Management (Non-Voting) 2.b Approve Remuneration Report For For Management 2.c Receive Auditors' Report (Non-Voting) None None Management 2.d Adopt Financial Statements For For Management 2.e Approve Dividends of EUR 0.90 Per Share For For Management 3.a Approve Discharge of Management Board For For Management 3.b Approve Discharge of Supervisory Board For For Management 4.a Approve Remuneration Policy for For For Management Management Board 4.b Approve Remuneration Policy for For For Management Supervisory Board 5.a Reelect Janus Smalbraak to Supervisory For For Management Board 5.b Elect Valerie Diele-Braun to For For Management Supervisory Board 5.c Elect Amy Hebert to Supervisory Board For For Management 6.a Grant Board Authority to Issue Shares For For Management Up to 10 Percent of Issued Capital 6.b Authorize Board to Exclude Preemptive For For Management Rights from Share Issuances 7 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 8 Other Business (Non-Voting) None None Management 9 Close Meeting None None Management -------------------------------------------------------------------------------- INDUSTRIA DE DISENO TEXTIL SA Ticker: ITX Security ID: E6282J125 Meeting Date: JUL 16, 2019 Meeting Type: Annual Record Date: JUL 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Standalone Financial Statements For For Management 2 Approve Consolidated Financial For For Management Statements 3 Approve Non-Financial Information For For Management Report 4 Approve Allocation of Income and For For Management Dividends 5 Fix Number of Directors at 11 For For Management 6.a Reelect Pablo Isla Alvarez de Tejera For For Management as Director 6.b Reelect Amancio Ortega Gaona as For For Management Director 6.c Elect Carlos Crespo Gonzalez as For For Management Director 6.d Reelect Emilio Saracho Rodriguez de For For Management Torres as Director 6.e Reelect Jose Luis Duran Schulz as For For Management Director 7.a Amend Article 13 Re: General Meetings For For Management 7.b Amend Articles Re: Board Committees For For Management 7.c Amend Articles Re: Annual Accounts and For For Management Allocation of Income 8 Renew Appointment of Deloitte as For For Management Auditor 9 Approve Restricted Stock Plan For For Management 10 Authorize Share Repurchase Program For For Management 11 Amend Remuneration Policy For For Management 12 Advisory Vote on Remuneration Report For For Management 13 Authorize Board to Ratify and Execute For For Management Approved Resolutions 14 Receive Amendments to Board of None None Management Directors Regulations -------------------------------------------------------------------------------- INFINEON TECHNOLOGIES AG Ticker: IFX Security ID: D35415104 Meeting Date: FEB 20, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 0.27 per Share 3 Approve Discharge of Management Board For For Management for Fiscal 2019 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2019 5 Ratify KPMG AG as Auditors for Fiscal For For Management 2020 6.1 Elect Xiaoqun Clever to the For For Management Supervisory Board 6.2 Elect Friedrich Eichiner to the For For Management Supervisory Board 6.3 Elect Hans-Ulrich Holdenried to the For For Management Supervisory Board 6.4 Elect Manfred Puffer to the For For Management Supervisory Board 6.5 Elect Ulrich Spiesshofer to the For For Management Supervisory Board 6.6 Elect Margret Suckale to the For For Management Supervisory Board 7 Approve Cancellation of Conditional For For Management Capital 2010/I 8 Approve Creation of EUR 750 Million For For Management Pool of Capital with Partial Exclusion of Preemptive Rights 9 Approve Issuance of Warrants/Bonds For For Management with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 4 Billion; Approve Creation of EUR 260 Million Pool of Capital to Guarantee Conversion Rights -------------------------------------------------------------------------------- INFRASTRUTTURE WIRELESS ITALIANE SPA Ticker: INW Security ID: T6032P102 Meeting Date: DEC 19, 2019 Meeting Type: Special Record Date: DEC 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger by Incorporation of For For Management Vodafone Towers Srl into INWIT SpA 2 Amend Company Bylaws Re: Articles 5, For Against Management 11, 13, 16, 18, 22, and 23 1 Elect Two Directors For For Management 2 Authorize Extraordinary Dividend For For Management -------------------------------------------------------------------------------- INFRASTRUTTURE WIRELESS ITALIANE SPA Ticker: INW Security ID: T6032P102 Meeting Date: MAR 20, 2020 Meeting Type: Special Record Date: MAR 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1.1 Slate Submitted by Telecom Italia SpA None Against Shareholder 1.1.2 Slate Submitted by Institutional None For Shareholder Investors (Assogestioni) 1.2 Fix Board Terms for Directors None For Shareholder 1.3 Approve Remuneration of Directors None For Shareholder -------------------------------------------------------------------------------- INFRASTRUTTURE WIRELESS ITALIANE SPA Ticker: INW Security ID: T6032P102 Meeting Date: APR 06, 2020 Meeting Type: Annual Record Date: MAR 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income For For Management 3 Approve Remuneration Policy and Second For For Management Section of the Remuneration Report -------------------------------------------------------------------------------- ING GROEP NV Ticker: INGA Security ID: N4578E595 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2.a Receive Report of Management Board None None Management (Non-Voting) 2.b Receive Announcements on Sustainability None None Management 2.c Receive Report of Supervisory Board None None Management (Non-Voting) 2.d Approve Remuneration Report For For Management 2.e Adopt Financial Statements and For For Management Statutory Reports 3.a Receive Explanation on Profit None None Management Retention and Distribution Policy 3.b Approve Dividends of EUR 0.69 Per Share None None Management 4.a Approve Discharge of Management Board For For Management 4.b Approve Discharge of Supervisory Board For For Management 5 Approve Remuneration Policy for For For Management Management Board 6 Approve Remuneration Policy for For For Management Supervisory Board 7 Amend Articles of Association For For Management 8.a Elect Juan Colombas to Supervisory For For Management Board 8.b Elect Herman Hulst to Supervisory Board For For Management 8.c Elect Harold Naus to Supervisory Board For For Management 9.a Grant Board Authority to Issue Shares For For Management 9.b Grant Board Authority to Issue Shares For For Management Up To 10 Percent of Issued Capital and Restricting/Excluding Preemptive Rights 10 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital -------------------------------------------------------------------------------- INMOBILIARIA COLONIAL SOCIMI SA Ticker: COL Security ID: E6451E105 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: JUN 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Consolidated Financial For For Management Statements 1.2 Approve Standalone Financial Statements For For Management 2.1 Approve Allocation of Income For For Management 2.2 Approve Dividends For For Management 3 Approve Discharge of Board For For Management 4 Renew Appointment of For For Management PricewaterhouseCoopers as Auditor 5 Authorize Company to Call EGM with 15 For For Management Days' Notice 6.1 Reelect Ali Jassim M. J. Al-Thani as For Against Management Director 6.2 Reelect Adnane Mousannif as Director For Against Management 6.3 Reelect Carlos Fernandez Gonzalez as For Against Management Director 7 Amend Restricted Stock Plan For Against Management 8 Advisory Vote on Remuneration Report For Against Management 9 Amend Article 19 Re: Right of For For Management Attendance 10.1 Amend Articles of General Meeting For For Management Regulations Re: Right of Information and Attendance 10.2 Add Article 12 bis of General Meeting For For Management Regulations Re: Telematic Attendance 11 Receive Amendments to Board of None None Management Directors Regulations 12 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- INTESA SANPAOLO SPA Ticker: ISP Security ID: T55067101 Meeting Date: APR 27, 2020 Meeting Type: Annual/Special Record Date: APR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Accept Financial Statements and For For Management Statutory Reports 1b Approve Allocation of Income For For Management 2a Elect Andrea Sironi as Director For For Management 2b Elect Roberto Franchini as Director None For Shareholder 3a Approve Remuneration Policy For For Management 3b Approve Second Section of the For For Management Remuneration Report 3c Approve Fixed-Variable Compensation For For Management Ratio 3d Approve 2019 and 2020 Annual Incentive For For Management Plans 4a Authorize Share Repurchase Program and For For Management Reissuance of Repurchased Shares to Service Annual Incentive Plan 4b Authorize Share Repurchase Program and For For Management Reissuance of Repurchased Shares 1 Approve Issuance of Shares to Be For For Management Subscribed through a Contribution in Kind of Shares of Unione di Banche Italiane SpA A Deliberations on Possible Legal Action None Against Management Against Directors if Presented by Shareholders -------------------------------------------------------------------------------- IPSEN SA Ticker: IPN Security ID: F5362H107 Meeting Date: MAY 29, 2020 Meeting Type: Annual/Special Record Date: MAY 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Treatment of Losses and For For Management Dividends of EUR 1 per Share 4 Approve Auditors' Special Report on For For Management Related-Party Transactions Mentioning the Absence of New Conventions 5 Approve Termination Package of Marc de For Against Management Garidel, Chairman of the Board 6 Approve Severance Agreement with David For For Management Meek, CEO Until Dec. 31, 2019 7 Ratify Appointment of Highrock as For For Management Director 8 Ratify Appointment of Beech Tree as For Against Management Director 9 Reelect Beech Tree as Director For Against Management 10 Reelect Carol Xueref as Director For Against Management 11 Approve Remuneration Policy of For For Management Directors 12 Approve Remuneration Policy of For For Management Chairman of the Board 13 Approve Remuneration Policy of CEO For Against Management 14 Approve Compensation Report of For For Management Corporate Officers 15 Approve Compensation of Marc de For For Management Garidel, Chairman of the Board 16 Approve Compensation of David Meek, For Against Management CEO Until Dec. 31, 2019 17 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 18 Authorize up to 3 Percent of Issued For Against Management Capital for Use in Restricted Stock Plans 19 Amend Article 12 of Bylaws Re: For For Management Employee Representatives 20 Amend Article 16 of Bylaws Re: Board For For Management Members Deliberation via Written Consultation 21 Amend Article 10 of Bylaws Re: For For Management Shareholding Disclosure Thresholds 22 Amend Articles 12 and 13 of Bylaws Re: For For Management Shares Held by Directors 23 Amend Article 17 of Bylaws Re: Board For For Management Powers 24 Amend Article 21 of Bylaws Re: AGM For For Management 25 Amend Articles 10, 19 and 26 of Bylaws For For Management to Comply with Legal Changes 26 Textual References Regarding Change of For Against Management Codification 27 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- IREN SPA Ticker: IRE Security ID: T5551Y106 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income For For Management 3 Approve Remuneration Policy For For Management 4 Approve Second Section of the For For Management Remuneration Report 5 Authorize Share Repurchase Program and For For Management Reissuance of Repurchased Shares -------------------------------------------------------------------------------- ITALGAS SPA Ticker: IG Security ID: T6R89Z103 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: APR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income For For Management 3 Revoke Auditors; Approve New Auditors For For Management and Authorize Board to Fix Their Remuneration 4.1 Approve Remuneration Policy For For Management 4.2 Approve Second Section of the For For Management Remuneration Report 5 Approve 2020-2022 Long-Term Monetary For For Management Incentive Plan A Deliberations on Possible Legal Action None Against Management Against Directors if Presented by Shareholders -------------------------------------------------------------------------------- JCDECAUX SA Ticker: DEC Security ID: F5333N100 Meeting Date: MAY 14, 2020 Meeting Type: Annual/Special Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Absence of Dividends 4 Acknowledge Auditors' Special Report For For Management on Related-Party Transactions 5 Reelect Benedicte Hautefort as For For Management Supervisory Board Member 6 Reelect Marie-Laure Sauty as For For Management Supervisory Board Member 7 Reelect Leila Turner as Supervisory For For Management Board Member 8 Reelect Jean-Pierre Decaux as For For Management Supervisory Board Member 9 Reelect Pierre Mutz as Supervisory For Against Management Board Member 10 Elect Jean-Sebastien Decaux as For For Management Supervisory Board Member 11 Elect Jean-Francois Ducrest as For For Management Supervisory Board Member 12 Approve Remuneration Policy of For Against Management Chairman of the Management Board and of Management Board Members 13 Approve Remuneration Policy of For For Management Chairman of the Supervisory Board and of Supervisory Board Members 14 Approve Compensation Report of For For Management Corporate Officers 15 Approve Compensation of Jean-Francois For Against Management Decaux, Chairman of the Management Board 16 Approve Compensation of Jean-Charles For Against Management Decaux, Jean-Sebastien Decaux, Emmanuel Bastide, David Bourg and Daniel Hofer, Management Board Members 17 Approve Compensation of Gerard For For Management Degonse, Chairman of the Supervisory Board 18 Authorize Repurchase of Up to 10 For Against Management Percent of Issued Share Capital 19 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 20 Authorize Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 2.3 Million 21 Approve Issuance of Equity or For Against Management Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 2.3 Million 22 Authorize Board to Set Issue Price for For Against Management 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights 23 Authorize Board to Increase Capital in For Against Management the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 20-21 Above and Item 18 of May 16, 2019 GM 24 Authorize Capital Issuances for Use in For Against Management Employee Stock Purchase Plans 25 Authorize Capital Issuances for Use in For Against Management Employee Stock Purchase Plans Reserved for Employees of the Group's Subsidiaries 26 Amend Articles of Bylaws to Comply For For Management with Legal Changes 27 Amend Articles 17 and 15 of Bylaws Re: For For Management Board Members Deliberation via Written Consultation 28 Amend Articles 16 and 22 of Bylaws Re: For For Management Board Composition 29 Amend Article 22 of Bylaws Re: General For For Management Meetings 30 Approve Change of Corporate Form to For For Management Societe Europeenne (SE) 31 Pursuant to Item 30 Above, Amend For For Management Bylaws Accordingly 32 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- JERONIMO MARTINS SGPS SA Ticker: JMT Security ID: X40338109 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: JUN 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Individual and Consolidated For For Management Financial Statements and Statutory Reports 2 Approve Allocation of Income For For Management 3 Appraise Management and Supervision of For For Management Company and Approve Vote of Confidence to Corporate Bodies 4 Approve Statement on Remuneration For For Management Policy 5 Approve Amendment of Clauses 1, 2 and None Against Shareholder 3 of the Retirement Fund Plan C of the Jeronimo Martins & Associadas Retirement Fund -------------------------------------------------------------------------------- JUST EAT TAKEAWAY.COM NV Ticker: TKWY Security ID: N4753E105 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: APR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2.a Receive Report of Management Board None None Management (Non-Voting) 2.b Approve Remuneration Report For For Management 2.c Adopt Financial Statements and For For Management Statutory Reports 3 Amend Remuneration Policy for For For Management Management Board 4 Approve Remuneration Policy for For For Management Supervisory Board 5.a Approve Discharge of Management Board For For Management 5.b Approve Discharge of Supervisory Board For For Management 6.a Reelect Jitse Groen to Management Board For For Management 6.b Reelect Brent Wissink to Management For For Management Board 6.c Reelect Jorg Gerbig to Management Board For For Management 7.a Reelect Adriaan Nuhn to Supervisory For Against Management Board 7.b Reelect Corinne Vigreux to Supervisory For Against Management Board 7.c Reelect Ron Teerlink to Supervisory For Against Management Board 7.d Reelect Gwyn Burr to Supervisory Board For For Management 7.e Reelect Jambu Palaniappan to For For Management Supervisory Board 8 Grant Board Authority to Issue Shares For For Management Up to 25 Percent of Issued Capital 9.a Authorize Board to Exclude Preemptive For For Management Rights from Share Issuances for General Corporate Purposes 9.b Authorize Board to Exclude Preemptive For For Management Rights from Share IssuancesAuthorize Board to Exclude Preemptive Rights from Share Issuances for Mergers, Acquisitions and/or Strategic Alliances 10 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 11 Other Business (Non-Voting) None None Management 12 Close Meeting None None Management -------------------------------------------------------------------------------- KBC GROUP SA/NV Ticker: KBC Security ID: B5337G162 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: APR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Directors' Reports (Non-Voting) None None Management 2 Receive Auditors' Reports (Non-Voting) None None Management 3 Receive Consolidated Financial None None Management Statements and Statutory Reports (Non-Voting) 4 Adopt Financial Statements For For Management 5a Approve Allocation of Income For For Management 5b Approve Dividends of EUR 1.00 Per Share For For Management 6 Approve Remuneration Report For For Management 7 Approve Discharge of Directors For For Management 8 Approve Discharge of Auditors For For Management 9 Approve Auditors' Remuneration For For Management 10a Indicate Koenraad Debackere as For For Management Independent Director 10b Elect Erik Clinck as Director For Against Management 10c Elect Liesbet Okkerse as Director For Against Management 10d Reelect Theodoros Roussis as Director For Against Management 10e Reelect Sonja De Becker as Director For Against Management 10f Reelect Johan Thijs as Director For For Management 10g Reelect Vladimira Papirnik as For For Management Independent Director 11 Transact Other Business None None Management -------------------------------------------------------------------------------- KERING SA Ticker: KER Security ID: F5433L103 Meeting Date: JUN 16, 2020 Meeting Type: Annual/Special Record Date: JUN 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 8 per Share 4 Reelect Jean-Pierre Denis as Director For Against Management 5 Reelect Ginevra Elkann as Director For Against Management 6 Reelect Sophie L Helias as Director For For Management 7 Elect Jean Liu as Director For For Management 8 Elect Tidjane Thiam as Director For For Management 9 Elect Emma Watson as Director For For Management 10 Approve Compensation of Corporate For Against Management Officers 11 Approve Compensation of Francois-Henri For Against Management Pinault, Chairman and CEO 12 Approve Compensation of Jean-Francois For Against Management Palus, Vice-CEO 13 Approve Remuneration Policy of For Against Management Executive Corporate Officers 14 Approve Remuneration Policy of For For Management Corporate Officers 15 Renew Appointments of Deloitte and For For Management Associes as Auditor and BEAS as Alternate Auditor 16 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 17 Authorize up to 1 Percent of Issued For Against Management Capital for Use in Restricted Stock Plans 18 Amend Article 10 of Bylaws Re: Shares For Against Management Hold by Directors and Employee Representative 19 Amend Article 11 of Bylaws Re: Board For For Management Power 20 Amend Article 13 of Bylaws Re: Board For For Management Members Deliberation via Written Consultation 21 Remove Article 18 of Bylaws Re: Censors For For Management 22 Amend Article 17 of Bylaws Re: Board For For Management Remuneration 23 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- KERRY GROUP PLC Ticker: KRZ Security ID: G52416107 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: APR 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Re-elect Gerry Behan as Director For For Management 3b Re-elect Dr Hugh Brady as Director For For Management 3c Re-elect Gerard Culligan as Director For For Management 3d Re-elect Dr Karin Dorrepaal as Director For For Management 3e Re-elect Joan Garahy as Director For For Management 3f Re-elect Marguerite Larkin as Director For For Management 3g Re-elect Tom Moran as Director For For Management 3h Re-elect Con Murphy as Director For For Management 3i Re-elect Christopher Rogers as Director For For Management 3j Re-elect Edmond Scanlon as Director For For Management 3k Re-elect Philip Toomey as Director For For Management 4 Authorise Board to Fix Remuneration of For For Management Auditors 5 Approve Remuneration Report For For Management 6 Authorise Issue of Equity For For Management 7 Authorise Issue of Equity without For For Management Pre-emptive Rights 8 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Specified Capital Investment 9 Authorise Market Purchase of A For For Management Ordinary Shares -------------------------------------------------------------------------------- KESKO OYJ Ticker: KESKOB Security ID: X44874109 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: APR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Call the Meeting to Order None None Management 3 Designate Inspector or Shareholder For For Management Representative(s) of Minutes of Meeting 4 Acknowledge Proper Convening of Meeting For For Management 5 Prepare and Approve List of For For Management Shareholders 6 Receive CEO's Review None None Management 7 Receive Financial Statements and None None Management Statutory Reports; Receive the Board's Report; Receive the Auditor's Report 8 Accept Financial Statements and For For Management Statutory Reports 9 Approve Allocation of Income and For For Management Dividends of EUR 2.52 Per Share 10 Approve Discharge of Board and For For Management President 11 Approve Remuneration Policy And Other For Against Management Terms of Employment For Executive Management 12 Approve Remuneration of Directors in For For Management the Amount of EUR 97,000 for Chairman; EUR 60,000 for Vice Chairman, and EUR 45,000 for Other Directors; Approve Meeting Fees; Approve Remuneration for Committee Work 13 Approve Remuneration of Auditors For For Management 14 Ratify Deloitte as Auditors For For Management 15 Approve Share Issue to the For For Management Shareholders without Payment in Proportion to their Holdings 16 Approve Issuance of up to 40 Million For For Management Class B Shares without Preemptive Rights 17 Establish Nominating Committee For For Management 18 Approve Charitable Donations of up to For For Management EUR 300,000 19 Close Meeting None None Management -------------------------------------------------------------------------------- KINGSPAN GROUP PLC Ticker: KRX Security ID: G52654103 Meeting Date: MAY 01, 2020 Meeting Type: Annual Record Date: APR 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For Abstain Management 3a Re-elect Eugene Murtagh as Director For Abstain Management 3b Re-elect Gene Murtagh as Director For For Management 3c Re-elect Geoff Doherty as Director For For Management 3d Re-elect Russell Shiels as Director For For Management 3e Re-elect Peter Wilson as Director For For Management 3f Re-elect Gilbert McCarthy as Director For For Management 3g Re-elect Linda Hickey as Director For For Management 3h Re-elect Michael Cawley as Director For For Management 3i Re-elect John Cronin as Director For For Management 3j Re-elect Bruce McLennan as Director For For Management 3k Re-elect Jost Massenberg as Director For For Management 3l Elect Anne Heraty as Director For For Management 4 Authorise Board to Fix Remuneration of For For Management Auditors 5 Approve Remuneration Report For For Management 6 Authorise Issue of Equity For For Management 7 Authorise Issue of Equity without For For Management Pre-emptive Rights 8 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 9 Authorise Market Purchase of Shares For For Management 10 Authorise Reissuance of Treasury Shares For For Management 11 Authorise the Company to Call EGM with For For Management Two Weeks' Notice -------------------------------------------------------------------------------- KLEPIERRE SA Ticker: LI Security ID: F5396X102 Meeting Date: APR 30, 2020 Meeting Type: Annual/Special Record Date: APR 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 2.20 per Share 4 Approve Auditors' Special Report on For For Management Related-Party Transactions 5 Approve Termination Package of For For Management Jean-Marc Jestin, Chairman of the Management Board 6 Approve Termination Package of For For Management Jean-Michel Gault, Vice-CEO 7 Reelect Catherine Simoni as For For Management Supervisory Board Member 8 Reelect Florence Von Erb as For For Management Supervisory Board Member 9 Reelect Stanley Shashoua as For Against Management Supervisory Board Member 10 Approve Remuneration Policy of For For Management Chairman of the Supervisory Board and Members 11 Approve Remuneration Policy of For For Management Chairman of the Management Board 12 Approve Remuneration Policy of For For Management Management Board Members 13 Approve Compensation Report of For For Management Chairman of the Supervisory Board and Members, Chairman of the Management Board and Members 14 Approve Compensation of Chairman of For For Management the Supervisory Board 15 Approve Compensation of Chairman of For For Management the Management Board 16 Approve Compensation of Vice-CEO For For Management 17 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 18 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 19 Amend Article 7 of Bylaws Re: For For Management Shareholding Disclosure Thresholds 20 Amend Article 15 of Bylaws Re: Board For For Management Members Deliberation via Written Consultation 21 Amend Article 17 of Bylaws Re: For For Management Supervisory Board Members Remuneration 22 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- KONE OYJ Ticker: KNEBV Security ID: X4551T105 Meeting Date: FEB 25, 2020 Meeting Type: Annual Record Date: FEB 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Call the Meeting to Order None None Management 3 Designate Inspector or Shareholder For For Management Representative(s) of Minutes of Meeting 4 Acknowledge Proper Convening of Meeting For For Management 5 Prepare and Approve List of For For Management Shareholders 6 Receive Financial Statements and None None Management Statutory Reports 7 Accept Financial Statements and For For Management Statutory Reports 8 Approve Allocation of Income and For For Management Dividends of EUR 1.6975 per Class A Share and EUR 1.70 per Class B Share 9 Approve Discharge of Board and For For Management President 10 Approve Remuneration Policy And Other For Against Management Terms of Employment For Executive Management 11 Approve Remuneration of Directors in For For Management the Amount of EUR 60,000 for Chairman, EUR 50,000 for Vice Chairman, and EUR 45,000 for Other Directors; Approve Attendance Fees for Board and Committee Work 12 Fix Number of Directors at Nine For For Management 13 Reelect Matti Alahuhta, Anne Brunila, For Against Management Antti Herlin, Iiris Herlin, Jussi Herlin, Ravi Kant, Juhani Kaskeala and Sirpa Pietikainen as Directors; Elect Susan Duinhoven as New Director 14 Amend Articles Re: Business Area; For For Management Auditors; General Meeting 15.a Approve Remuneration of Auditors For For Management 15.b Fix Number of Auditors at Two for For For Management Financial Year 2020 15.c Fix Number of Auditors at One for For For Management Financial Year 2021 15.d Ratify PricewaterhouseCoopers and For For Management Jouko Malinen as Auditors for Financial Year 2020 15.e Ratify Ernst & Young as Auditors for For For Management Financial Year 2021 16 Authorize Share Repurchase Program For For Management 17 Approve Issuance Shares without For For Management Preemptive Rights 18 Close Meeting None None Management -------------------------------------------------------------------------------- KONINKLIJKE DSM NV Ticker: DSM Security ID: N5017D122 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: APR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Receive Report of Management Board None None Management (Non-Voting) 3 Approve Remuneration Report For For Management 4 Adopt Financial Statements For For Management 5.a Receive Explanation on Company's None None Management Reserves and Dividend Policy 5.b Approve Dividends of EUR 2.40 Per Share For For Management 6.a Approve Discharge of Management Board For For Management 6.b Approve Discharge of Supervisory Board For For Management 7.a Reelect Rob Routs to Supervisory Board For For Management 7.b Reelect Eileen Kennedy to Supervisory For For Management Board 7.c Reelect Pradeep Pant to Supervisory For For Management Board 7.d Elect Thomas Leysen to Supervisory For For Management Board 8 Ratify KPMG as Auditors For For Management 9.a Grant Board Authority to Issue Shares For For Management Up To 10 Percent of Issued Capital and Exclude Pre-emptive Rights 9.b Grant Board Authority to Issue Shares For For Management Up To 10 Percent of Issued Capital in Connection with a Rights Issue 10 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 11 Approve Reduction in Share Capital For For Management through Cancellation of Shares 12 Other Business (Non-Voting) None None Management 13 Close Meeting None None Management -------------------------------------------------------------------------------- KONINKLIJKE PHILIPS NV Ticker: PHIA Security ID: N7637U112 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: APR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 President's Speech None None Management 2.a Receive Explanation on Company's None None Management Reserves and Dividend Policy 2.b Adopt Financial Statements and For For Management Statutory Reports 2.c Approve Dividends of EUR 0.85 Per Share For For Management 2.d Approve Remuneration Report For For Management 2.e Approve Discharge of Management Board For For Management 2.f Approve Discharge of Supervisory Board For For Management 3.a Approve Remuneration Policy for For For Management Management Board 3.b Approve Long Term Incentive Plan for For For Management Management Board Members 3.c Approve Remuneration Policy for For For Management Supervisory Board 4.a Reelect N. Dhawan to Supervisory Board For For Management 4.b Elect F. Sijbesma to Supervisory Board For For Management 4.c Elect P. Loscher to Supervisory Board For For Management 5.a Grant Board Authority to Issue Shares For For Management 5.b Authorize Board to Exclude Preemptive For For Management Rights from Share Issuances 6 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 7 Approve Cancellation of Repurchased For For Management Shares 8 Other Business (Non-Voting) None None Management -------------------------------------------------------------------------------- KONINKLIJKE PHILIPS NV Ticker: PHIA Security ID: N7637U112 Meeting Date: JUN 26, 2020 Meeting Type: Special Record Date: MAY 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Dividends of EUR 0.85 Per Share For For Management -------------------------------------------------------------------------------- L'OREAL SA Ticker: OR Security ID: F58149133 Meeting Date: JUN 30, 2020 Meeting Type: Annual/Special Record Date: JUN 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 3.85 per Share and an Extra of EUR 0.38 per Share to Long Term Registered Shares 4 Elect Nicolas Meyers as Director For For Management 5 Elect Ilham Kadri as Director For For Management 6 Reelect Beatrice Guillaume-Grabisch as For Against Management Director 7 Reelect Jean-Victor Meyers as Director For Against Management 8 Approve Compensation Report of For Against Management Corporate Officers 9 Approve Compensation of Jean-Paul For Against Management Agon, Chairman and CEO 10 Approve Remuneration Policy of For Against Management Corporate Officers 11 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 12 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 13 Authorize up to 0.6 Percent of Issued For For Management Capital for Use in Restricted Stock Plans 14 Authorize Capital Issuances for Use in For Against Management Employee Stock Purchase Plans 15 Authorize Capital Issuances for Use in For Against Management Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries 16 Amend Article 8 of Bylaws Re: Employee For For Management Reprensentatives 17 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- LEGRAND SA Ticker: LR Security ID: F56196185 Meeting Date: MAY 27, 2020 Meeting Type: Annual/Special Record Date: MAY 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 1.34 per Share 4 Approve Compensation Report of For For Management Corporate Officers 5 Approve Compensation of Gilles For For Management Schnepp, Chairman of the Board 6 Approve Compensation of Benoit For For Management Coquart, CEO 7 Approve Remuneration Policy of For For Management Chairman of the Board 8 Approve Remuneration Policy of CEO For For Management 9 Approve Remuneration Policy of Board For For Management Members 10 Approve Remuneration of Directors in For For Management the Aggregate Amount of EUR 1.2 Million 11 Reelect Isabelle Boccon-Gibod as For For Management Director 12 Reelect Christel Bories as Director For For Management 13 Reelect Angeles Garcia-Poveda as For For Management Director 14 Elect Benoit Coquart as Director For For Management 15 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 16 Amend Article 9 of Bylaws Re: For For Management Directors Length of Terms 17 Amend Article 9 of Bylaws Re: Employee For For Management Representative 18 Amend Article 9 of Bylaws Re: Board For For Management Members Deliberation via Written Consultation 19 Amend Article 9 of Bylaws Re: Board For For Management Powers 20 Amend Articles 10, 11 and 13 to Comply For For Management with Legal Changes 21 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 22 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 200 Million 23 Authorize Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 100 Million 24 Approve Issuance of Equity or For For Management Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 100 Million 25 Authorize Board to Increase Capital in For For Management the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above 26 Authorize Capitalization of Reserves For For Management of Up to EUR 100 Million for Bonus Issue or Increase in Par Value 27 Authorize Capital Issuances for Use in For Against Management Employee Stock Purchase Plans 28 Authorize Capital Increase of up to 5 For For Management Percent of Issued Capital for Contributions in Kind 29 Set Total Limit for Capital Increase For For Management to Result from Issuance Requests Under Items 22-25 and 27-28 at EUR 200 Million 30 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- LEONARDO SPA Ticker: LDO Security ID: T6S996112 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports of Sistemi Dinamici SpA 2 Approve Financial Statements, For For Management Statutory Reports, and Allocation of Income of Leonardo SpA 3 Fix Number of Directors For For Management 4 Fix Board Terms for Directors For For Management 5.1 Slate 1 Submitted by Ministry of None Against Shareholder Economy and Finance 5.2 Slate 2 Submitted by Institutional None For Shareholder Investors (Assogestioni) 6 Elect Luciano Carta as Board Chair None For Shareholder 7 Approve Remuneration of Directors For Against Management 8 Approve Remuneration Policy For For Management 9 Approve Second Section of the For Against Management Remuneration Report 10 Approve Auditors and Authorize Board For For Management to Fix Their Remuneration -------------------------------------------------------------------------------- LVMH MOET HENNESSY LOUIS VUITTON SE Ticker: MC Security ID: F58485115 Meeting Date: JUN 30, 2020 Meeting Type: Annual/Special Record Date: JUN 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 4.80 per Share 4 Approve Auditors' Special Report on For Against Management Related-Party Transactions 5 Reelect Delphine Arnault as Director For Against Management 6 Reelect Antonio Belloni as Director For Against Management 7 Reelect Diego Della Valle as Director For Against Management 8 Reelect Marie-Josee Kravis as Director For For Management 9 Reelect Marie-Laure Sauty de Chalon as For For Management Director 10 Elect Natacha Valla as Director For For Management 11 Appoint Lord Powell of Bayswater as For Against Management Censor 12 Approve Compensation Report of For Against Management Corporate Officers 13 Approve Compensation of Bernard For Against Management Arnault, Chairman and CEO 14 Approve Compensation of Antonio For Against Management Belloni, Vice-CEO 15 Approve Remuneration Policy of For Against Management Corporate Officers 16 Approve Remuneration Policy of For Against Management Chairman and CEO 17 Approve Remuneration Policy of Vice-CEO For Against Management 18 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 19 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 20 Authorize up to 1 Percent of Issued For Against Management Capital for Use in Restricted Stock Plans 21 Amend Article 11 of Bylaws Re: For For Management Employee Representative 22 Amend Article 13 of Bylaws Re: Board For For Management Members Deliberation via Written Consultation 23 Amend Article 14 of Bylaws Re: Board For For Management Powers 24 Amend Article 20, 21, 23 and 25 of For For Management Bylaws to Comply with Legal Changes -------------------------------------------------------------------------------- MAPFRE SA Ticker: MAP Security ID: E7347B107 Meeting Date: MAR 13, 2020 Meeting Type: Annual Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Consolidated and Standalone For For Management Financial Statements 2 Approve Integrated Report for Fiscal For For Management Year 2019 Including Consolidated Non-Financial Information Report 3 Approve Allocation of Income and For For Management Dividends 4 Approve Discharge of Board For For Management 5 Reelect Ignacio Baeza Gomez as Director For For Management 6 Reelect Jose Antonio Colomer Guiu as For For Management Director 7 Reelect Maria Leticia de Freitas Costa For For Management as Director 8 Ratify Appointment of and Elect Rosa For For Management Maria Garcia Garcia as Director 9 Approve Remuneration Policy For Against Management 10 Advisory Vote on Remuneration Report For Against Management 11 Authorize Board to Delegate the Powers For For Management Conferred by the General Meeting in Favor of the Executive Committee 12 Authorize Board to Ratify and Execute For For Management Approved Resolutions 13 Authorize Board to Clarify or For For Management Interpret Preceding Resolutions -------------------------------------------------------------------------------- MEDIOBANCA SPA Ticker: MB Security ID: T10584117 Meeting Date: OCT 28, 2019 Meeting Type: Annual Record Date: OCT 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements, For For Management Statutory Reports, and Allocation of Income 2a Approve Remuneration Policy For For Management 2b Approve Fixed-Variable Compensation For For Management Ratio 2c Approve Severance Payments Policy For For Management 3 Amend Performance Share Scheme For For Management A Deliberations on Possible Legal Action None Against Management Against Directors if Presented by Shareholders -------------------------------------------------------------------------------- MERCK KGAA Ticker: MRK Security ID: D5357W103 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019 (Non-Voting) 2 Accept Financial Statements and For For Management Statutory Reports for Fiscal 2019 3 Approve Allocation of Income and For For Management Dividends of EUR 1.30 per Share 4 Approve Discharge of Management Board For For Management for Fiscal 2019 5 Approve Discharge of Supervisory Board For For Management for Fiscal 2019 6 Ratify KPMG AG as Auditors for Fiscal For For Management 2020 7 Approve Affiliation Agreement with For For Management BSSN UG -------------------------------------------------------------------------------- MERLIN PROPERTIES SOCIMI SA Ticker: MRL Security ID: E7390Z100 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: JUN 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Consolidated and Standalone For For Management Financial Statements 2.1 Approve Allocation of Income and For For Management Dividends 2.2 Approve Dividends Charged to Reserves For For Management 3 Approve Discharge of Board For For Management 4 Renew Appointment of Deloitte as For For Management Auditor 5.1 Fix Number of Directors at 14 For For Management 5.2 Reelect Ismael Clemente Orrego as For For Management Director 5.3 Reelect George Donald Johnston as For For Management Director 5.4 Reelect Maria Luisa Jorda Castro as For For Management Director 5.5 Reelect Ana Maria Garcia Fau as For For Management Director 5.6 Reelect Fernando Javier Ortiz Vaamonde For For Management as Director 5.7 Reelect John Gomez-Hall as Director For For Management 5.8 Reelect Emilio Novela Berlin as For For Management Director 5.9 Elect Maria Ana Forner Beltran as For For Management Director 5.10 Reelect Miguel Ollero Barrera as For For Management Director 5.11 Elect Ignacio Gil-Casares Satrustegui For For Management as Director 6 Approve Remuneration of Directors For For Management 7 Approve Remuneration Policy For For Management 8 Advisory Vote on Remuneration Report For Against Management 9 Amend Article 38 Re: Director For For Management Remuneration 10 Authorize Issuance of Non-Convertible For For Management Bonds/Debentures and/or Other Debt Securities up to EUR 6 Billion and Issuance of Notes up to EUR 750 Million 11 Authorize Company to Call EGM with 15 For For Management Days' Notice 12 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- METSO OYJ Ticker: METSO Security ID: X53579102 Meeting Date: OCT 29, 2019 Meeting Type: Special Record Date: OCT 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Call the Meeting to Order None None Management 3 Designate Inspector or Shareholder For For Management Representative(s) of Minutes of Meeting 4 Acknowledge Proper Convening of Meeting For For Management 5 Prepare and Approve List of For For Management Shareholders 6 Approve Demerger Plan For For Management 7 Close Meeting None None Management -------------------------------------------------------------------------------- METSO OYJ Ticker: METSO Security ID: X53579102 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: JUN 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Call the Meeting to Order None None Management 3 Designate Inspector or Shareholder For For Management Representative(s) of Minutes of Meeting 4 Acknowledge Proper Convening of Meeting For For Management 5 Prepare and Approve List of For For Management Shareholders 6 Receive Financial Statements and None None Management Statutory Reports; Receive Board's Report; Receive Auditor's Report 7 Accept Financial Statements and For For Management Statutory Reports 8 Approve Allocation of Income and For For Management Dividends of EUR 1.47 Per Share 9 Approve Discharge of Board and For For Management President 10 Approve Remuneration Policy And Other For For Management Terms of Employment For Executive Management 11 Approve Remuneration of Directors in For For Management the Amount of EUR 120,000 for Chairman, EUR 66,000 for Vice Chairman and EUR 53,000 for Other Directors; Approve Remuneration for Committee Work; Approve Remuneration of Board of Neles Corporation; Approve Meeting Fees 12 Fix Number of Directors at Seven; Fix For For Management Number of Directors of Neles Corporation at Seven 13 Reelect Mikael Lilius (Chairman), For For Management Christer Gardell (Deputy Chairman), Lars Josefsson, Antti Makinen, Kari Stadigh and Arja Talma as Directors; Elect Emanuela Speranza as New Director; Elect Board of Directors of Neles Corporation 14 Approve Remuneration of Auditors For Against Management 15 Ratify Ernst & Young as Auditors For Against Management 16 Authorize Share Repurchase Program and For For Management Reissuance or Cancellation of Repurchased Shares 17 Approve Issuance of up to 10 Million For For Management Shares without Preemptive Rights 18 Close Meeting None None Management -------------------------------------------------------------------------------- MONCLER SPA Ticker: MONC Security ID: T6730E110 Meeting Date: JUN 11, 2020 Meeting Type: Annual/Special Record Date: JUN 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Accept Financial Statements and For For Management Statutory Reports 1.2 Approve Allocation of Income For For Management 2.1 Approve Remuneration Policy For For Management 2.2 Approve Second Section of the For For Management Remuneration Report 3.1.1 Slate Submitted by Ruffini None For Shareholder Partecipazioni Srl 3.1.2 Slate Submitted by Institutional None Against Shareholder Investors (Assogestioni) 3.2 Appoint Chairman of Internal Statutory None For Shareholder Auditors 3.3 Approve Internal Auditors' Remuneration None For Shareholder 4 Approve 2020 Performance Shares Plan For For Management 5 Authorize Share Repurchase Program and For For Management Reissuance of Repurchased Shares 1 Authorize Board to Increase Capital to For For Management Service 2020 Performance Shares Plan A Deliberations on Possible Legal Action None Against Management Against Directors if Presented by Shareholders -------------------------------------------------------------------------------- MORPHOSYS AG Ticker: MOR Security ID: D55040105 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: MAY 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019 (Non-Voting) 2 Approve Discharge of Management Board For For Management for Fiscal 2019 3 Approve Discharge of Supervisory Board For For Management for Fiscal 2019 4 Ratify PricewaterhouseCoopers GmbH as For For Management Auditors for Fiscal 2020 5 Approve Decrease in Size of For For Management Supervisory Board to Six Members 6.1 Elect Wendy Johnson to the Supervisory For For Management Board 6.2 Elect George Golumbeski to the For For Management Supervisory Board 6.3 Elect Michael Brosnan to the For For Management Supervisory Board 7 Amend Articles Re: Proof of Entitlement For For Management 8 Amend Articles Re: Supervisory Board For For Management Attendance at General Meetings 9 Approve Remuneration of Supervisory For For Management Board 10 Approve Creation of EUR 3.3 Million For For Management Pool of Capital without Preemptive Rights 11 Approve Stock Option Plan for Key For For Management Employees; Approve Creation of EUR 1.3 Million Pool of Conditional Capital to Guarantee Conversion Rights -------------------------------------------------------------------------------- MUENCHENER RUECKVERSICHERUNGS-GESELLSCHAFT AG Ticker: MUV2 Security ID: D55535104 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 9.80 per Share 3 Approve Discharge of Management Board For For Management for Fiscal 2019 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2019 5 Elect Carsten Spohr to the Supervisory For For Management Board 6 Authorize Share Repurchase Program and For For Management Reissuance or Cancellation of Repurchased Shares 7 Approve Issuance of Warrants/Bonds For For Management with Warrants Attached/Convertible Bonds with Partial Exclusion of Preemptive Rights up to Aggregate Nominal Amount of EUR 5 Billion; Approve Creation of EUR 117 Million Pool of Capital to Guarantee Conversion Rights 8.1 Amend Articles Re: Editorial Changes For For Management 8.2 Amend Articles Re: Editorial Changes For For Management 8.3 Amend Articles Re: Editorial Changes For For Management 8.4 Amend Articles Re: Editorial Changes For For Management 8.5 Amend Articles Re: Editorial Changes For For Management 8.6 Amend Articles Re: Editorial Changes For For Management 8.7 Amend Articles Re: Editorial Changes For For Management 8.8 Amend Articles Re: Editorial Changes For For Management 8.9 Amend Articles Re: Editorial Changes For For Management 8.10 Amend Articles Re: Editorial Changes For For Management -------------------------------------------------------------------------------- NATIXIS SA Ticker: KN Security ID: F6483L100 Meeting Date: MAY 20, 2020 Meeting Type: Annual/Special Record Date: MAY 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Absence of Dividends 4 Approve Auditors' Special Report on For For Management Related-Party Transactions 5 Approve Compensation Report of For For Management Corporate Officers 6 Approve Compensation of Laurent For For Management Mignon, Chairman of the Board 7 Approve Compensation of Francois Riah, For Against Management CEO 8 Approve Remuneration Policy of Laurent For For Management Mignon, Chairman of the Board 9 Approve Remuneration Policy of For Against Management Francois Riah, CEO 10 Approve Remuneration Policy of Board For For Management Members 11 Approve the Overall Envelope of For For Management Compensation of Certain Senior Management, Responsible Officers and the Risk-takers 12 Ratify Appointment of Dominique Duband For For Management as Director 13 Reelect Alain Condaminas as Director For Against Management 14 Reelect Nicole Etchegoinberry as For For Management Director 15 Reelect Sylvie Garcelon as Director For Against Management 16 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 17 Amend Article 12 of Bylaws Re: Board For For Management Power 18 Amend Articles 13, 14, 22, 29 of For For Management Bylaws to Comply with Legal Changes 19 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- NATURGY ENERGY GROUP SA Ticker: NTGY Security ID: E7S90S109 Meeting Date: MAY 26, 2020 Meeting Type: Annual Record Date: MAY 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Standalone Financial Statements For For Management 2 Approve Consolidated Financial For For Management Statements 3 Approve Consolidated Non-Financial For For Management Information Statement 4 Approve Transfer of Goodwill Reserves For For Management to Voluntary Reserves 5 Approve Discharge of Board For For Management 6.1 Reelect Helena Herrero Starkie as For Against Management Director 6.2 Reelect Marcelino Armenter Vidal as For Against Management Director 6.3 Reelect Rajaram Rao as Director For Against Management 6.4 Ratify Appointment of and Elect Rioja For Against Management S.a.r.l. as Director 6.5 Ratify Appointment of and Elect Isabel For Against Management Estape Tous as Director 6.6 Ratify Appointment of and Elect Lucy For Against Management Chadwick as Director 7 Approve Allocation of Income and For For Management Dividends 8 Authorize Share Repurchase and Capital For For Management Reduction via Amortization of Repurchased Shares 9 Approve Remuneration Policy For For Management 10 Advisory Vote on Remuneration Report For Against Management 11 Authorize Company to Call EGM with 15 For For Management Days' Notice 12.1 Amend Article 6 Section 3 Re: General For For Management Meeting 12.2 Amend Article 6 Section 2 Re: General For For Management Meeting 13.1 Amend Article 8 of General Meeting For For Management Regulations 13.2 Add Article 13 of General Meeting For For Management Regulations 14 Receive Amendments to Board of None None Management Directors Regulations 15 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- NEMETSCHEK SE Ticker: NEM Security ID: D56134105 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: JUN 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 0.28 per Share 3 Approve Discharge of Management Board For For Management for Fiscal 2019 4.1 Approve Discharge of Supervisory Board For For Management Member Kurt Dobitsch for Fiscal 2019 4.2 Approve Discharge of Supervisory Board For For Management Member Georg Nemetschek for Fiscal 2019 4.3 Approve Discharge of Supervisory Board For For Management Member Ruediger Herzog for Fiscal 2019 4.4 Approve Discharge of Supervisory Board For For Management Member Bill Krouch for Fiscal 2019 5 Ratify Ernst & Young GmbH as Auditors For Against Management for Fiscal 2020 6 Amend Articles Re: Online Participation For For Management -------------------------------------------------------------------------------- NESTE CORP. Ticker: NESTE Security ID: X5688A109 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: MAY 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Call the Meeting to Order None None Management 3 Designate Inspector or Shareholder For For Management Representative(s) of Minutes of Meeting 4 Acknowledge Proper Convening of Meeting For For Management 5 Prepare and Approve List of For For Management Shareholders 6 Receive Financial Statements and None None Management Statutory Reports; Receive Board's Report; Receive Auditor's Report 7 Accept Financial Statements and For For Management Statutory Reports 8 Approve Allocation of Income and For For Management Dividends of EUR 0.46 Per Share 9 Approve Discharge of Board and For For Management President 10 Approve Remuneration Policy And Other For For Management Terms of Employment For Executive Management 11 Approve Remuneration of Directors in None For Shareholder the Amount of EUR 67,900 for Chairman, EUR 49,600 for Vice Chairman, and EUR 35,700 for Other Directors; Approve Remuneration for Committee Work; Approve Meeting Fees 12 Fix Number of Directors at Eight For For Management 13 Reelect Matti Kahkonen (Chair), Sonat For For Management Burman Olsson, Martina Floel, Jean-Baptiste Renard, Jari Rosendal and Marco Wiren (Vice Chair) as Directors; Elect Nick Elmslie and Johanna Soderstrom as New Directors 14 Approve Remuneration of Auditors For Against Management 15 Ratify PricewaterhouseCoopers as For Against Management Auditors 16 Authorize Share Repurchase Program For For Management 17 Approve Issuance of up to 23 Million For For Management Shares without Preemptive Rights 18 Close Meeting None None Management -------------------------------------------------------------------------------- NEXI SPA Ticker: NEXI Security ID: T6S18J104 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: APR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements, For For Management Statutory Reports, and Allocation of Income 2.1 Approve Remuneration Policy For For Management 2.2 Approve Second Section of the For For Management Remuneration Report 3 Elect Director For For Management 4 Authorize Share Repurchase Program and For For Management Reissuance of Repurchased Shares A Deliberations on Possible Legal Action None Against Management Against Directors if Presented by Shareholders -------------------------------------------------------------------------------- NEXI SPA Ticker: NEXI Security ID: T6S18J104 Meeting Date: JUN 29, 2020 Meeting Type: Special Record Date: JUN 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize the Conversion of Bonds "EUR For For Management 500,000,000 1.75 per cent. Equity Linked Bonds due 2027" and Approve Capital Increase without Preemptive Rights to Service the Conversion of Bonds -------------------------------------------------------------------------------- NN GROUP NV Ticker: NN Security ID: N64038107 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: APR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Receive Annual Report None None Management 3.A Adopt Financial Statements and For For Management Statutory Reports 3.B Receive Explanation on Company's None None Management Reserves and Dividend Policy 4.A Approve Discharge of Management Board For For Management 4.B Approve Discharge of Supervisory Board For For Management 5 Discussion of Supervisory Board Profile None None Management 6.A Reelect Clara Streit to Supervisory For For Management Board 6.B Reelect Robert Jenkins to Supervisory For For Management Board 7.A Approve Remuneration Report For For Management 7.B Approve Remuneration Policy for For For Management Management Board 7.C Approve Remuneration Policy for For For Management Supervisory Board 7.D Amend Articles of Association For For Management 8.A.1 Grant Board Authority to Issue For For Management Ordinary Shares Up To 10 Percent of Issued Capital 8.A.2 Authorize Board to Exclude Preemptive For For Management Rights from Share Issuances Under Item 8.A.1 8.B Grant Board Authority to Issue Shares For For Management Up To 20 Percent of Issued Capital in Connection with a Rights Issue 9 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 10 Approve Reduction in Share Capital For For Management through Cancellation of Shares 11 Close Meeting None None Management -------------------------------------------------------------------------------- NOKIA OYJ Ticker: NOKIA Security ID: X61873133 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: MAY 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Call the Meeting to Order None None Management 3 Designate Inspector or Shareholder None None Management Representative(s) of Minutes of Meeting 4 Acknowledge Proper Convening of Meeting None None Management 5 Prepare and Approve List of None None Management Shareholders 6 Receive Financial Statements and None None Management Statutory Reports 7 Accept Financial Statements and For For Management Statutory Reports 8 Approve Allocation of Income and For For Management Omission of Dividends 9 Approve Discharge of Board and For For Management President 10 Approve Remuneration Policy And Other For For Management Terms of Employment For Executive Management 11 Approve Remuneration of Directors in For For Management the Amount of EUR 440,000 to Chair, EUR 185,000 to Vice Chair and EUR 160,000 to Other Directors; Approve Remuneration for Committee Work; Approve Meeting Fees 12 Fix Number of Directors at Nine For For Management 13 Reelect Sari Baldauf, Bruce Brown, For For Management Jeanette Horan, Edward Kozel, Elizabeth Nelson, Soren Skou, Carla Smits-Nusteling and Kari Stadigh as Directors, Elect Thomas Dannenfeldt as New Director 14 Ratify Deloitte as Auditors for For For Management Financial Year 2021 15 Approve Remuneration of Auditors For For Management 16 Authorize Share Repurchase Program For For Management 17 Authorize Issuance of up to 550 For For Management Million Shares without Preemptive Rights 18 Amend Articles Re: Number of Against Against Shareholder Directors; Age Limit of Directors; Strict Gender Balance in Board 19 Close Meeting None None Management -------------------------------------------------------------------------------- NOKIAN RENKAAT OYJ Ticker: TYRES Security ID: X5862L103 Meeting Date: APR 02, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Call the Meeting to Order None None Management 3 Designate Inspector or Shareholder For For Management Representative(s) of Minutes of Meeting 4 Acknowledge Proper Convening of Meeting For For Management 5 Prepare and Approve List of For For Management Shareholders 6 Receive Financial Statements and None None Management Statutory Reports 7 Accept Financial Statements and For For Management Statutory Reports 8 Approve Allocation of Income and For For Management Dividends of EUR 1.58 Per Share 9 Approve Discharge of Board and For For Management President 10 Approve Remuneration Policy And Other For For Management Terms of Employment For Executive Management 11 Approve Remuneration of Directors in For For Management the Amount of EUR 95,000 for Chairman, EUR 70,000 for Deputy Chairman and Audit Committee Chairman, and EUR 47,500 for Other Directors; Approve Meeting Fees 12 Fix Number of Directors at Eight For For Management 13 Reelect Heikki Allonen, Kari Jordan, For For Management Raimo Lind, Veronica Lindholm, Inka Mero, George Rietbergen and Pekka Vauramo as Directors; Elect Jukka Hienonen as New Director 14 Approve Remuneration of Auditors For Against Management 15 Ratify KPMG as Auditors For For Management 16 Authorize Share Repurchase Program For For Management 17 Approve Issuance of up to 13.8 Million For For Management Shares without Preemptive Rights 18 Establish Nominating Committee For For Management 19 Amend Articles Re: Board Consists of For For Management Maximum 9 Members; Annual General Meeting 20 Close Meeting None None Management -------------------------------------------------------------------------------- ORANGE SA Ticker: ORA Security ID: F6866T100 Meeting Date: MAY 19, 2020 Meeting Type: Annual/Special Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 0.50 per Share 4 Approve Auditors' Special Report on For For Management Related-Party Transactions 5 Elect Frederic Sanchez as Director For For Management 6 Reelect Christel Heydemann as Director For Against Management 7 Reelect Bernard Ramanantsoa as Director For For Management 8 Elect Laurence Dalboussiere as Director For For Management 9 Approve Compensation Report for For For Management Corporate Officers 10 Approve Compensation of Stephane For Against Management Richard, Chairman and CEO 11 Approve Compensation of Ramon For Against Management Fernandez, Vice-CEO 12 Approve Compensation of Gervais For Against Management Pellissier, Vice-CEO 13 Approve Remuneration Policy of For Against Management Chairman and CEO 14 Approve Remuneration Policy of For Against Management Vice-CEOs 15 Approve Remuneration Policy of For For Management Non-Executive Directors 16 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 17 Amend Article 2 of Bylaws Re: For For Management Corporate Purpose 18 Amend Article 13 of Bylaws Re: For For Management Employee Representative 19 Authorize up to 0.07 Percent of Issued For For Management Capital for Use in Restricted Stock Plans Reserved for Key Employees and Corporate Officers With Performance Conditions Attached 20 Authorize Capital Issuances for Use in For Against Management Employee Stock Purchase Plans 21 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 22 Amend Article 13 of Bylaws Re: For For Management Employee Shareholders 23 Approve Stock Dividend Program For For Management 24 Authorize Filing of Required For For Management Documents/Other Formalities A Amend Item 16: Authorize Repurchase of Against Against Shareholder Shares B Amend Article 13 of Bylaws Re: Against Against Shareholder Plurality of Directorships C Amend Item 19: Authorize Shares for Against Against Shareholder Use in Restricted Stock Plans Reserved for Key Employees and Corporate Officers With Performance Conditions Attached D Amend Employee Stock Purchase Plans in Against Against Shareholder Favor of Employees -------------------------------------------------------------------------------- ORION OYJ Ticker: ORNBV Security ID: X6002Y112 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: APR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Call the Meeting to Order None None Management 3 Designate Inspector or Shareholder For For Management Representative(s) of Minutes of Meeting 4 Acknowledge Proper Convening of Meeting For For Management 5 Prepare and Approve List of For For Management Shareholders 6 Receive Financial Statements and None None Management Statutory Reports 7 Accept Financial Statements and For For Management Statutory Reports 8 Approve Allocation of Income and For For Management Dividends of EUR 1.50 Per Share; Authorize Board to Donate up to EUR 250,000 9 Approve Discharge of Board and For For Management President 10 Approve Remuneration Policy And Other For Against Management Terms of Employment For Executive Management 11 Approve Remuneration of Directors in For For Management the Amount of EUR 84,000 for Chairman, EUR 55,000 for Vice Chairman, and EUR 42,000 for Other Directors; Approve Meeting Fees 12 Fix Number of Directors at Seven For For Management 13 Reelect Pia Kalsta, Ari Lehtoranta, For For Management Timo Maasilta, Hilpi Rautelin, Eija Ronkainen and Mikael Silvennoinen (Chairman) as Directors; Elect Kari Jussi Aho as New Director 14 Approve Remuneration of Auditors For For Management 15 Ratify KPMG as Auditors For For Management 16 Approve Forfeiture of Shares in Orion For For Management Corporation on Joint Account 17 Close Meeting None None Management -------------------------------------------------------------------------------- ORPEA SA Ticker: ORP Security ID: F69036105 Meeting Date: JUN 23, 2020 Meeting Type: Annual/Special Record Date: JUN 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Absence of Dividends 4 Approve Auditors' Special Report on For For Management Related-Party Transactions Mentioning the Absence of New Transactions 5 Reelect Laure Baume as Director For Against Management 6 Reelect Moritz Krautkramer as Director For For Management 7 Elect Corine de Bilbao as Director For For Management 8 Elect Pascale Richetta as Director For For Management 9 Approve Compensation of Board Members For For Management 10 Approve Compensation of Philippe For For Management Charrier, Chairman of the Board 11 Approve Compensation of Yves Le Masne, For For Management CEO 12 Approve Compensation of Jean-Claude For For Management Brdenk, Vice-CEO 13 Approve Remuneration of Directors in For For Management the Aggregate Amount of EUR 650,000 14 Approve Remuneration Policy of Board For For Management Members 15 Approve Remuneration Policy of For For Management Philippe Charrier, Chairman of the Board 16 Approve Remuneration Policy of Yves Le For For Management Masne, CEO 17 Approve Remuneration Policy of For For Management Jean-Claude Brdenk, Vice-CEO 18 Renew Appointment of SAINT HONORE BK&A For For Management as Auditor 19 Authorize Repurchase of Up to 10 For Against Management Percent of Issued Share Capital 20 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 21 Authorize Issuance of Equity or For Against Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 40 Million 22 Authorize Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 8,076,979 23 Approve Issuance of Equity or For Against Management Equity-Linked Securities for up to 20 Percent of Issued Capital Per Year for Private Placements 24 Authorize Board to Increase Capital in For Against Management the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote 25 Authorize Board to Set Issue Price for For Against Management 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights 26 Authorize Capital Increase of up to 10 For Against Management Percent of Issued Capital for Contributions in Kind 27 Authorize Capitalization of Reserves For Against Management of Up to EUR 30 Million for Bonus Issue or Increase in Par Value 28 Authorize up to 1 Percent of Issued For For Management Capital for Use in Restricted Stock Plans 29 Authorize Capital Issuances for Use in For Against Management Employee Stock Purchase Plans 30 Amend Article 2 of Bylaws Re: For For Management Corporate Purpose 31 Amend Article 4 of Bylaws Re: For For Management Headquarter 32 Amend Article 11 of Bylaws Re: For Against Management Shareholding Disclosure Thresholds 33 Adopt New Bylaws For Against Management 34 Delegate Powers to the Board to Amend For Against Management Bylaws to Comply with Legal Changes 35 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- PERNOD RICARD SA Ticker: RI Security ID: F72027109 Meeting Date: NOV 08, 2019 Meeting Type: Annual/Special Record Date: NOV 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 3.12 per Share 4 Approve Auditors' Special Report on For For Management Related-Party Transactions 5 Reelect Kory Sorenson as Director For For Management 6 Elect Esther Berrozpe Galindo as For For Management Director 7 Elect Philippe Petitcolin as Director For For Management 8 Approve Remuneration of Directors in For For Management the Aggregate Amount of EUR 1.25 Million 9 Approve Compensation of Alexandre For Against Management Ricard, Chairman and CEO 10 Approve Remuneration Policy for For Against Management Alexandre Ricard, Chairman and CEO 11 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 12 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 13 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 135 Million 14 Authorize Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 41 Million 15 Authorize Board to Increase Capital in For For Management the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above 16 Approve Issuance of Equity or For For Management Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 41 Million 17 Authorize Capital Increase of up to 10 For For Management Percent of Issued Capital for Contributions in Kind 18 Authorize Capital Increase of up to 10 For For Management Percent of Issued Capital for Future Exchange Offers 19 Authorize Capitalization of Reserves For For Management of Up to EUR 135 Million for Bonus Issue or Increase in Par Value 20 Authorize up to 1.5 Percent of Issued For Against Management Capital for Use in Restricted Stock Plans 21 Authorize up to 1.5 Percent of Issued For Against Management Capital for Use in Stock Option Plans 22 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 23 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans Reserved for Employees of the Group's Subsidiaries 24 Amend Article 16 of Bylaws Re: For For Management Employee Representative 25 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- PEUGEOT SA Ticker: UG Security ID: F72313111 Meeting Date: JUN 25, 2020 Meeting Type: Annual/Special Record Date: JUN 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Absence of Dividends 4 Ratify Appointment of Zhang Zutong as For Against Management Supervisory Board Member 5 Reelect Catherine Bradley as For For Management Supervisory Board Member 6 Approve Remuneration Policy of Carlos For Against Management Tavares, Chairman of the Management Board 7 Approve Remuneration Policy of Olivier For Against Management Bourges, Michael Lohscheller, Maxime Picat as Members of the Management Board 8 Approve Remuneration Policy of Louis For For Management Gallois, Chairman of the Supervisory Board 9 Approve Remuneration Policy of Members For For Management of the Supervisory Board 10 Approve Compensation Report of For For Management Corporate Officers 11 Approve Compensation of Carlos For Against Management Tavares, Chairman of the Management Board 12 Approve Compensation of Olivier For Against Management Bourges, Member of the Management Board Since March 1, 2019 13 Approve Compensation of Michael For Against Management Lohscheller, Member of the Management Board Since Sept. 1, 2019 14 Approve Compensation of Maxime Picat, For Against Management Member of the Management Board 15 Approve Compensation of For Against Management Jean-Christophe Quemard, Member of the Management Board Until Aug. 31, 2019 16 Approve Compensation of Louis Gallois, For For Management Chairman of the Supervisory Board 17 Approve Transaction with For For Management Etablissements Peugeot Freres and FFP Re: Engagement Letter 18 Approve Transaction with Bpifrance For For Management Participations and Lion Participations Re: Engagement Letter 19 Approve Transaction with Dongfeng For For Management Motor Group Re: Buyout Agreement 20 Waiver of the Establishment of a For For Management Special Negotiation Group Re: Merger Agreement Between Company and Fiat Chrysler Automobiles 21 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 22 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 23 Authorize Board to Issue Free Warrants For Against Management with Preemptive Rights During a Public Tender Offer 24 Authorize Capital Issuances for Use in For Against Management Employee Stock Purchase Plans 25 Amend Article 10 of Bylaws Re: For For Management Employee Representative 26 Amend Article 12 of Bylaws Re: Payment For For Management of Dividends 27 Ratify Change Location of Registered For For Management Office to Centre Technique de Velizy, Route de Gisy, 78140 Velizy-Villacoublay and Amend Article 4 of Bylaws Accordingly 28 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- PIRELLI & C. SPA Ticker: PIRC Security ID: T76434264 Meeting Date: JUN 18, 2020 Meeting Type: Annual/Special Record Date: JUN 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Accept Financial Statements and For For Management Statutory Reports 1.2 Approve Allocation of Income For For Management 2.1 Fix Number of Directors None For Shareholder 2.2.1 Slate 1 Submitted by Marco Polo None Against Shareholder International Italy Srl and Camfin SpA 2.2.2 Slate 2 Submitted by Institutional None For Shareholder Investors (Assogestioni) 2.3 Elect Ning Gaoning as Board Chair None Against Shareholder 2.4 Approve Remuneration of Directors None For Shareholder 3.1 Approve Remuneration Policy For Against Management 3.2 Approve Second Section of the For Against Management Remuneration Report 4 Approve Three-year Monetary Incentive For Against Management Plan 5 Approve Director, Officer, and For For Management Internal Auditors Liability and Indemnity Insurance 1 Amend Company Bylaws For For Management A Deliberations on Possible Legal Action None Against Management Against Directors if Presented by Shareholders -------------------------------------------------------------------------------- POSTE ITALIANE SPA Ticker: PST Security ID: T7S697106 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAY 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income For For Management 3 Fix Number of Directors For For Management 4 Fix Board Terms for Directors For For Management 5.1 Slate 1 Submitted by the Italian None Against Shareholder Ministry of Economy and Finance 5.2 Slate 2 Submitted by Institutional None For Shareholder Investors (Assogestioni) 6 Elect Maria Bianca Farina as Board None For Shareholder Chair 7 Approve Remuneration of Directors None For Shareholder 8 Approve Remuneration Policy For For Management 9 Approve Second Section of the For For Management Remuneration Report 10 Approve Equity-based Incentive Plan For For Management 11 Integrate Remuneration of External For For Management Auditors for 2019 A Deliberations on Possible Legal Action None Against Management Against Directors if Presented by Shareholders -------------------------------------------------------------------------------- PROXIMUS SA Ticker: PROX Security ID: B6951K109 Meeting Date: APR 15, 2020 Meeting Type: Annual Record Date: APR 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Directors' Reports (Non-Voting) None None Management 2 Receive Auditors' Reports (Non-Voting) None None Management 3 Receive Information from the Joint None None Management Committee 4 Receive Consolidated Financial None None Management Statements and Statutory Reports (Non-Voting) 5 Approve Financial Statements, For For Management Allocation of Income, and Dividends of EUR 1.50 per Share 6 Approve Remuneration Report For For Management 7 Approve Discharge of Directors For For Management 8 Approve Special Discharge of Guido J.M. For For Management Demuynck, Tanuja Randery, and Laurent Levaux For Fulfillment of Board Mandate 9 Approve Special Discharge of Dominique For For Management Leroy For Fulfillment of Board Mandate 10 Approve Discharge of Auditors For For Management 11 Approve Special Discharge of Michel For For Management Denayer, Representative of Deloitte SCRL, as Chairman and Member of the Board of Auditors 12 Approve Discharge of Deloitte SCRL, For For Management Represented by Geert Verstraeteen, and CDP Petit & Co SPRL, Represented by Damien Petit, as Independent Auditors 13 Approve Special Discharge of Michel For For Management Denayer and Nico Houthaeve, Representatives of Deloitte SCRL, as Auditors of Consolidated Accounts 14 Approve Co-optation of Guillaume For For Management Boutin as Director 15 Reelect Luc Van den hove as For For Management Independent Director 16 Approve Co-optation of Joachim Sonne For For Management Independent Director 17a Reelect Stefaan De Clerck as Director For Against Management 17b Reelect Martine Durez as Director For Against Management 17c Reelect Isabelle Santens as Director For For Management 17d Reelect Paul Van de Perre as Director For Against Management 17e Elect Director Proposed by the Belgian For Against Management State 18 Transact Other Business None None Management -------------------------------------------------------------------------------- PROXIMUS SA Ticker: PROX Security ID: B6951K109 Meeting Date: APR 15, 2020 Meeting Type: Special Record Date: APR 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Bylaws Re: Belgian Code of For For Management Companies and Associations 2 Approve Coordination of Articles of For For Management Association 3 Authorize Implementation of Approved For For Management Resolutions 4 Authorize Filing of Required For For Management Documents/Formalities at Trade Registry -------------------------------------------------------------------------------- PRYSMIAN SPA Ticker: PRY Security ID: T7630L105 Meeting Date: APR 28, 2020 Meeting Type: Annual/Special Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income For For Management 3 Authorize Share Repurchase Program and None None Management Reissuance of Repurchased Shares 4 Approve Long-term Incentive Plan For For Management 5 Approve Remuneration Policy For For Management 6 Approve Second Section of the For For Management Remuneration Report 1 Authorize Board to Increase Capital to For For Management Service the Long-term Incentive Plan A Deliberations on Possible Legal Action None Against Management Against Directors if Presented by Shareholders -------------------------------------------------------------------------------- PUBLICIS GROUPE SA Ticker: PUB Security ID: F7607Z165 Meeting Date: MAY 27, 2020 Meeting Type: Annual/Special Record Date: MAY 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 1.15 per Share 4 Approve Stock Dividend Program For For Management 5 Approve Auditors' Special Report on For For Management Related-Party Transactions Mentioning the Absence of New Transactions 6 Approve Remuneration Policy of For For Management Chairman of Supervisory Board 7 Approve Remuneration Policy of For For Management Supervisory Board Members 8 Approve Remuneration Policy of For For Management Chairman of Management Board 9 Approve Remuneration Policy of For For Management Management Board Members 10 Approve Compensation Report of For For Management Corporate Officers 11 Approve Compensation of Maurice Levy, For For Management Chairman of Supervisory Board 12 Approve Compensation of Arthur Sadoun, For For Management Chairman of the Management Board 13 Approve Compensation of Jean-Michel For For Management Etienne, Management Board Member 14 Approve Compensation of Anne-Gabrielle For For Management Heilbronner, Management Board Member 15 Approve Compensation of Steve King, For For Management Management Board Member 16 Reelect Sophie Dulac as Supervisory For For Management Board Member 17 Reelect Thomas H. Glocer as For For Management Supervisory Board Member 18 Reelect Marie-Josee Kravis as For For Management Supervisory Board Member 19 Reelect Andre Kudelski as Supervisory For For Management Board Member 20 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 21 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 30 Million 22 Authorize Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 9 Million 23 Approve Issuance of Equity or For For Management Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 9 Million 24 Authorize Board to Increase Capital in For For Management the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above 25 Authorize Board to Set Issue Price for For For Management 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights 26 Authorize Capitalization of Reserves For For Management of Up to EUR 30 Million for Bonus Issue or Increase in Par Value 27 Authorize Capital Increase of Up to For For Management EUR 9 Million for Future Exchange Offers 28 Authorize Capital Increase of up to 10 For For Management Percent of Issued Capital for Contributions in Kind 29 Authorize Capital Issuances for Use in For Against Management Employee Stock Purchase Plans 30 Authorize Capital Issuances for Use in For Against Management Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries 31 Amend Articles 6, 7 and 17 of Bylaws For For Management to Comply with Legal Changes 32 Amend Article 13 of Bylaws Re: For For Management Employee Representatives 33 Amend Article 15 of Bylaws Re: Board For For Management Members Deliberation via Written Consultation 34 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- PUMA SE Ticker: PUM Security ID: D62318148 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019 (Non-Voting) 2 Approve Allocation of Income and For For Management Omission of Dividends 3 Approve Discharge of Management Board For For Management for Fiscal 2019 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2019 5 Ratify Deloitte GmbH as Auditors for For Against Management Fiscal 2020 6 Authorize Share Repurchase Program and For For Management Reissuance or Cancellation of Repurchased Shares 7 Amend Articles Re: Annulment of the For For Management Variable Supervisory Board Remuneration Clause 8 Amend Articles Re: Proof of Entitlement For For Management -------------------------------------------------------------------------------- RANDSTAD NV Ticker: RAND Security ID: N7291Y137 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: MAY 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2a Receive Report of Executive Board and None None Management Supervisory Board (Non-Voting) 2b Approve Remuneration Report For For Management 2c Amend Articles of Association Re: For For Management Transitory Provision for the Dividend on the Preference Shares B 2d Adopt Financial Statements For For Management 2e Receive Explanation on Company's None None Management Reserves and Dividend Policy 3a Approve Discharge of Management Board For For Management 3b Approve Discharge of Supervisory Board For For Management 4a Approve Remuneration Policy for For For Management Management Board Members 4b Approve Remuneration Policy for For For Management Supervisory Board Members 5 Elect Rene Steenvoorden to Management For For Management Board 6a Elect Helene Auriol Potier to For For Management Supervisory Board 6b Reelect Wout Dekker to Supervisory For For Management Board 7a Grant Board Authority to Issue Shares For For Management Up To 10 Percent of Issued Capital and Restrict/Exclude Preemptive Rights 7b Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 7c Authorize Cancel Repurchase of Up to For For Management 10 Percent of Issued Share Capital under Item 7b 8 Reelect Sjoerd van Keulen as Board For For Management Member of Stichting Administratiekantoor Preferente Aandelen Randstad 9 Ratify Deloitte as Auditors For For Management 10 Other Business (Non-Voting) None None Management 11 Close Meeting None None Management -------------------------------------------------------------------------------- RATIONAL AG Ticker: RAA Security ID: D6349P107 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: JUN 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 5.70 per Share 3 Approve Discharge of Management Board For For Management for Fiscal 2019 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2019 5 Ratify PricewaterhouseCoopers GmbH as For Against Management Auditors for Fiscal 2020 6 Amend Articles Re: AGM Transmission, For For Management Electronic Participation, Communication and Voting -------------------------------------------------------------------------------- RECORDATI SPA Ticker: REC Security ID: T78458139 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Accept Financial Statements and For For Management Statutory Reports 1b Approve Allocation of Income For For Management 2a Fix Number of Directors For For Management 2b Elect Directors (Bundled) For Against Management 2c Approve Remuneration of Directors For Against Management 2d Deliberations Pursuant to Article 2390 For Against Management of Civil Code Re: Decisions Inherent to Authorization of Board Members to Assume Positions in Competing Companies 3a.1 Slate 1 Submitted by FIMEI SpA None Against Shareholder 3a.2 Slate 2 Submitted by Institutional None For Shareholder Investors (Assogestioni) 3b Approve Internal Auditors' Remuneration None For Shareholder 4 Approve Auditors and Authorize Board For For Management to Fix Their Remuneration 5a Approve Remuneration Policy For For Management 5b Approve Second Section of the For Against Management Remuneration Report 6 Authorize Share Repurchase Program and For For Management Reissuance of Repurchased Shares -------------------------------------------------------------------------------- RED ELECTRICA CORP. SA Ticker: REE Security ID: E42807110 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Standalone Financial Statements For For Management 2 Approve Consolidated Financial For For Management Statements 3 Approve Allocation of Income For For Management 4 Approve Non-Financial Information For For Management Statement 5 Approve Discharge of Board For For Management 6.1 Ratify Appointment of and Elect For For Management Beatriz Corredor Sierra as Director 6.2 Ratify Appointment of and Elect For For Management Roberto Garcia Merino as Director 6.3 Reelect Carmen Gomez de Barreda Tous For For Management de Monsalve as Director 7 Authorize Increase in Capital up to 50 For For Management Percent via Issuance of Equity or Equity-Linked Securities, Excluding Preemptive Rights of up to 10 Percent 8 Authorize Issuance of Non-Convertible For For Management and/or Convertible Bonds, Debentures, Warrants, and Other Debt Securities up to EUR 5 Billion with Exclusion of Preemptive Rights up to 10 Percent of Capital 9.1 Authorize Share Repurchase Program For For Management 9.2 Approve Stock-for-Salary Plan For For Management 9.3 Revoke All Previous Authorizations For For Management 10.1 Approve Remuneration Report For For Management 10.2 Approve Remuneration of Directors For For Management 11 Renew Appointment of KPMG Auditores as For For Management Auditor 12 Authorize Board to Ratify and Execute For For Management Approved Resolutions 13 Receive Corporate Governance Report None None Management 14 Receive Amendments to Board of None None Management Directors Regulations -------------------------------------------------------------------------------- REMY COINTREAU SA Ticker: RCO Security ID: F7725A100 Meeting Date: JUL 24, 2019 Meeting Type: Annual/Special Record Date: JUL 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 1.65 per Share 4 Approve Exceptional Dividends of EUR 1 For For Management per Share 5 Approve Auditors' Special Report on For Against Management Related-Party Transactions 6 Reelect Marc Heriard Dubreuil as For For Management Director 7 Reelect Olivier Jolivet as Director For For Management 8 Reelect ORPAR as Director For Against Management 9 Elect Helene Dubrule as Director For For Management 10 Elect Marie-Amelie Jacquet as Director For For Management 11 Approve Remuneration of Directors in For For Management the Aggregate Amount of EUR 620,000 12 Approve Remuneration Policy of For For Management Chairman of the Board 13 Approve Remuneration Policy of CEO For Against Management 14 Approve Compensation of Marc Heriard For For Management Dubreuil, Chairman of the Board 15 Approve Compensation of Valerie For Against Management Chapoulaud-Floquet, CEO 16 Authorize Repurchase of Up to 10 For Against Management Percent of Issued Share Capital 17 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 18 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- RENAULT SA Ticker: RNO Security ID: F77098105 Meeting Date: JUN 19, 2020 Meeting Type: Annual/Special Record Date: JUN 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Absence of Dividends 4 Receive Auditors' Report on Equity For For Management Securities Remuneration 5 Approve Auditors' Special Report on For For Management Related-Party Transactions Mentioning the Absence of New Transactions 6 Ratify Appointment of Joji Tagawa as For For Management Director 7 Renew Appointment of KPMG as Auditor For Against Management 8 Appoint Mazars as Auditor For For Management 9 Approve Compensation of Corporate For Against Management Officers 10 Approve Compensation of Jean-Dominique For For Management Senard, Chairman of the Board 11 Approve Compensation of Thierry For Against Management Bollore, CEO 12 Approve Compensation of Clotilde For Against Management Delbos, Interim-CEO 13 Approve Remuneration Policy of For For Management Chairman of the Board 14 Approve Remuneration Policy of CEO For Against Management 15 Approve Remuneration Policy of For Against Management Interim-CEO 16 Approve Remuneration Policy of For For Management Directors 17 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 18 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 19 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 350 Million 20 Authorize Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 120 Million 21 Approve Issuance of Equity or For For Management Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 60 Million 22 Authorize Capital Increase of Up to For For Management EUR 120 Million for Future Exchange Offers 23 Authorize Capital Increase of up to 10 For For Management Percent of Issued Capital for Contributions in Kind 24 Authorize Capitalization of Reserves For For Management of Up to EUR 1 Billion for Bonus Issue or Increase in Par Value 25 Authorize Capital Issuances for Use in For Against Management Employee Stock Purchase Plans 26 Amend Article 11 of Bylaws Re: For For Management Employee Shareholder Representative 27 Amend Article 20 of Bylaws Re: For For Management Alternate Auditors 28 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- REPSOL SA Ticker: REP Security ID: E8471S130 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAY 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Consolidated and Standalone For For Management Financial Statements 2 Approve Non-Financial Information For For Management Statement 3 Approve Treatment of Net Loss For For Management 4 Approve Creation of Reserves Not For For Management Arising from Profits and Approve Transfer of Reserves for the Transition to the 2007 Spanish General Accounting Plan Account to Voluntary Reserves 5 Approve Discharge of Board For For Management 6 Approve Scrip Dividends For For Management 7 Approve Scrip Dividends For For Management 8 Approve Reduction in Share Capital via For For Management Amortization of Treasury Shares 9 Approve Share Matching Program For For Management 10 Approve Long-Term Incentive Plan For For Management 11 Advisory Vote on Remuneration Report For For Management 12 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- RHEINMETALL AG Ticker: RHM Security ID: D65111102 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: APR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 2.40 per Share 3 Approve Discharge of Management Board For For Management for Fiscal 2019 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2019 5 Ratify Deloitte GmbH as Auditors for For For Management Fiscal 2020 6 Approve Remuneration Policy For Against Management -------------------------------------------------------------------------------- ROYAL AHOLD DELHAIZE NV Ticker: AD Security ID: N0074E105 Meeting Date: APR 08, 2020 Meeting Type: Annual Record Date: MAR 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Receive Report of Management Board None None Management (Non-Voting) 3 Receive Explanation on Company's None None Management Reserves and Dividend Policy 4 Adopt Financial Statements For For Management 5 Approve Dividends of EUR 0.76 Per Share For For Management 6 Approve Remuneration Report For For Management 7 Approve Discharge of Management Board For For Management 8 Approve Discharge of Supervisory Board For For Management 9 Approve Remuneration Policy for For For Management Management Board Members 10 Approve Remuneration Policy for For For Management Supervisory Board Members 11 Elect Frank van Zanten to Supervisory For For Management Board 12 Elect Helen Weir to Supervisory Board For For Management 13 Reelect Mary Anne Citrino to For For Management Supervisory Board 14 Reelect Dominique Leroy to Supervisory For For Management Board 15 Reelect Bill McEwan to Supervisory For For Management Board 16 Reelect Kevin Holt to Management Board For For Management 17 Elect Natalie Knight to Management For For Management Board 18 Ratify PricewaterhouseCoopers as For For Management Auditors 19 Grant Board Authority to Issue Shares For For Management Up to 10 Percent of Issued Capital 20 Authorize Board to Exclude Preemptive For For Management Rights from Share Issuances 21 Authorize Board to Acquire Common For For Management Shares 22 Approve Cancellation of Repurchased For For Management Shares 23 Close Meeting None None Management -------------------------------------------------------------------------------- ROYAL KPN NV Ticker: KPN Security ID: N4297B146 Meeting Date: APR 15, 2020 Meeting Type: Annual Record Date: MAR 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Receive Report of Management Board None None Management (Non-Voting) 3 Adopt Financial Statements For For Management 4 Approve Remuneration Report For For Management 5 Receive Explanation on Company's None None Management Reserves and Dividend Policy 6 Approve Dividends of EUR 12.5 Per Share For For Management 7 Approve Discharge of Management Board For For Management 8 Approve Discharge of Supervisory Board For For Management 9 Ratify Ernst & Young as Auditors For For Management 10 Opportunity to Make Recommendations None None Management 11 Elect C. Guillouard to Supervisory For For Management Board 12 Announce Vacancies on the Supervisory None None Management Board 13 Approve Remuneration Policy for For For Management Management Board 14 Approve Remuneration Policy for For For Management Supervisory Board 15 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 16 Approve Reduction in Share Capital For For Management through Cancellation of Shares 17 Grant Board Authority to Issue Shares For For Management up to 10 Percent of Issued Capital 18 Authorize Board to Exclude Preemptive For For Management Rights from Share Issuances 19 Other Business (Non-Voting) None None Management 20 Close Meeting None None Management -------------------------------------------------------------------------------- ROYAL VOPAK NV Ticker: VPK Security ID: N5075T159 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: MAR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Receive Report of Management Board None None Management (Non-Voting) 3 Approve Remuneration Report Containing For For Management Remuneration Policy 4 Adopt Financial Statements For For Management 5.a Receive Explanation on Company's None None Management Reserves and Dividend Policy 5.b Approve Dividends of EUR 1.15 Per Share For For Management 6 Approve Discharge of Management Board For For Management 7 Approve Discharge of Supervisory Board For For Management 8 Elect B.J. Noteboom to Supervisory For For Management Board 9.a Approve Remuneration Policy for For For Management Supervisory Board 9.b Approve Remuneration Policy for For For Management Management Board 10 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 11 Authorize Cancellation of Repurchased For For Management Shares 12 Ratify Deloitte as Auditors For For Management 13 Other Business (Non-Voting) None None Management 14 Close Meeting None None Management -------------------------------------------------------------------------------- RTL GROUP SA Ticker: RRTL Security ID: L80326108 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: JUN 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Board's and Auditor's Reports None None Management 2.1 Approve Financial Statements For For Management 2.2 Approve Consolidated Financial For For Management Statements 3 Approve Allocation of Income For For Management 4.1 Approve Remuneration Report For Against Management 4.2 Approve Remuneration of Directors For For Management 5 Approve Remuneration Policy For Against Management 6.1 Approve Discharge of Directors For For Management 6.2 Approve Discharge of Bert Habets as For For Management Director 6.3 Approve Discharge of Auditors For For Management 7.1 Elect Bettina Wulf as Director For Against Management 7.2 Appoint KPMG Luxembourg as Auditor For For Management 8 Transact Other Business (Non-Voting) None None Management -------------------------------------------------------------------------------- RUBIS SCA Ticker: RUI Security ID: F7686C152 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: JUN 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 1.75 per Share and of EUR 0.87 per Preferred Share 4 Approve Stock Dividend Program For For Management 5 Reelect Olivier Heckenroth as For For Management Supervisory Board Member 6 Appoint PricewaterhouseCoopers Audit For For Management as Auditor 7 Appoint Patrice Morot as Alternate For For Management Auditor 8 Approve Compensation of Corporate For For Management Officers 9 Approve Compensation of Gilles Gobin, For For Management General Manager 10 Approve Compensation of Sorgema SARL, For For Management General Manager 11 Approve Compensation of Agena SAS, For For Management General Manager 12 Approve Compensation of Olivier For For Management Heckenroth, Chairman of the Supervisory Board 13 Approve Remuneration Policy of General For For Management Management 14 Approve Remuneration Policy of For For Management Supervisory Board Members 15 Authorize Repurchase of Up to 1 For For Management Percent of Issued Share Capital 16 Approve Auditors' Special Report on For For Management Related-Party Transactions 17 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- RWE AG Ticker: RWE Security ID: D6629K109 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: JUN 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 0.80 per Share 3 Approve Discharge of Management Board For For Management for Fiscal 2019 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2019 5 Ratify PricewaterhouseCoopers GmbH as For Against Management Auditors for Fiscal 2020 6 Approve Affiliation Agreement with GBV For For Management Vierunddreissigste Gesellschaft fuer Beteiligungsverwaltung mbH -------------------------------------------------------------------------------- RYANAIR HOLDINGS PLC Ticker: RY4C Security ID: 783513203 Meeting Date: SEP 19, 2019 Meeting Type: Annual Record Date: AUG 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For Against Management 3a Re-elect David Bonderman as Director For Against Management 3b Re-elect Roisin Brennan as Director For Against Management 3c Re-elect Michael Cawley as Director For Against Management 3d Re-elect Emer Daly as Director For Against Management 3e Re-elect Stan McCarthy as Director For Against Management 3f Re-elect Kyran McLaughlin as Director For Against Management 3g Re-elect Howard Millar as Director For Against Management 3h Re-elect Dick Milliken as Director For Against Management 3i Re-elect Michael O'Brien as Director For Against Management 3j Re-elect Michael O'Leary as Director For For Management 3k Re-elect Julie O'Neill as Director For Against Management 3l Re-elect Louise Phelan as Director For Against Management 4 Authorise Board to Fix Remuneration of For For Management Auditors 5 Authorise Issue of Equity For For Management 6 Authorise Issue of Equity without For For Management Pre-emptive Rights 7 Authorise Market Purchase and/or For For Management Overseas Market Purchase of Ordinary Shares 8 Approve Long Term Incentive Plan For Against Management -------------------------------------------------------------------------------- SAFRAN SA Ticker: SAF Security ID: F4035A557 Meeting Date: MAY 28, 2020 Meeting Type: Annual/Special Record Date: MAY 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Absence of Dividends 4 Elect Patricia Bellinger as Director For For Management 5 Ratify Appointment of Saraiva as For For Management Representative of Employee Shareholders to the Board 6 Elect Marc Aubry as Representative of For For Management Employee Shareholders to the Board 7 Elect Anne Aubert as Representative of For For Management Employee Shareholders to the Board A Elect Fernanda Saraiva as Against Against Management Representative of Employee Shareholders to the Board B Elect Carlos Arvizuas as Against Against Management Representative of Employee Shareholders to the Board 8 Approve Compensation of Chairman of For For Management the Board 9 Approve Compensation of CEO For Against Management 10 Approve Compensation Report of For For Management Corporate Officers 11 Approve Remuneration of Directors in For For Management the Aggregate Amount of EUR 1.1 Million 12 Approve Remuneration Policy of For For Management Chairman of the Board 13 Approve Remuneration Policy of CEO For Against Management 14 Approve Remuneration Policy of For For Management Directors 15 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 16 Amend Article 14 of Bylaws Re: Board For For Management Composition 17 Amend Article 3 of Bylaws Re: For For Management Corporate Purpose 18 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- SAIPEM SPA Ticker: SPM Security ID: T82000208 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income For For Management 3 Elect Alessandra Ferone as Director None For Shareholder 4.1 Slate 1 Submitted by Eni SpA and CDP None Against Shareholder Industria SpA 4.2 Slate 2 Submitted by Institutional None For Shareholder Shareholders (Assogestioni) 5 Appoint Chairman of Internal Statutory None For Shareholder Auditors 6 Approve Internal Auditors' Remuneration None For Shareholder 7 Approve Remuneration Policy For For Management 8 Approve Second Section of the For For Management Remuneration Report 9 Approve Short Term Variable Incentive For For Management Plan 2021-2023 10 Authorize Share Repurchase Program and For For Management Reissuance of Repurchased Shares to Service 2021-2023 Short Term Variable Incentive Plan for 2021 Allocation 11 Authorize Share Repurchase Program and For For Management Reissuance of Repurchased Shares to Service 2019-2021 Long Term Incentive Plan for 2020 Allocation A Deliberations on Possible Legal Action None Against Management Against Directors if Presented by Shareholders -------------------------------------------------------------------------------- SAMPO OYJ Ticker: SAMPO Security ID: X75653109 Meeting Date: JUN 02, 2020 Meeting Type: Annual Record Date: MAY 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Call the Meeting to Order None None Management 3 Designate Inspector or Shareholder For For Management Representative(s) of Minutes of Meeting 4 Acknowledge Proper Convening of Meeting For For Management 5 Prepare and Approve List of For For Management Shareholders 6 Receive Financial Statements and None None Management Statutory Reports; Receive Board's Report; Receive Auditor's Report 7 Accept Financial Statements and For For Management Statutory Reports 8 Approve Allocation of Income and For For Management Dividends of EUR 1.50 Per Share 9 Approve Discharge of Board and For For Management President 10 Approve Remuneration Policy And Other For For Management Terms of Employment For Executive Management 11 Approve Remuneration of Directors in For For Management the Amount of EUR 180,000 for Chairman and EUR 93,000 for Other Directors; Approve Remuneration for Committee Work 12 Fix Number of Directors at Eight For For Management 13 Reelect Christian Clausen, Fiona For For Management Clutterbuck, Jannica Fagerholm, Johanna Lamminen, Risto Murto, Antti Makinen and Bjorn Wahlroos as Directors; Elect Georg Ehrnrooth as New Director 14 Approve Remuneration of Auditors For Against Management 15 Ratify Ernst & Young as Auditors For Against Management 16 Authorize Share Repurchase Program For For Management 17 Close Meeting None None Management -------------------------------------------------------------------------------- SANOFI Ticker: SAN Security ID: F5548N101 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Treatment of Losses and For For Management Dividends of EUR 3.15 per Share 4 Approve Auditors' Special Report on For For Management Related-Party Transactions 5 Ratify Appointment of Paul Hudson as For For Management Director 6 Reelect Laurent Attal as Director For For Management 7 Reelect Carole Piwnica as Director For For Management 8 Reelect Diane Souza as Director For For Management 9 Reelect Thomas Sudhof as Director For For Management 10 Elect Rachel Duan as Director For For Management 11 Elect Lise Kingo as Director For For Management 12 Approve Remuneration of Directors in For For Management the Aggregate Amount of EUR 2 Million 13 Approve Remuneration Policy of For For Management Directors 14 Approve Remuneration Policy of For For Management Chairman of the Board 15 Approve Remuneration Policy of CEO For Against Management 16 Approve Compensation Report of For For Management Corporate Officers 17 Approve Compensation of Serge For For Management Weinberg, Chairman of the Board 18 Approve Compensation of Paul Hudson, For Against Management CEO Since Sept. 1, 2019 19 Approve Compensation of Olivier For Against Management Brandicourt, CEO Until Aug. 31, 2019 20 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 21 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- SAP SE Ticker: SAP Security ID: D66992104 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 1.58 per Share 3 Approve Discharge of Management Board For For Management for Fiscal 2019 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2019 5 Ratify KPMG AG as Auditors for Fiscal For For Management 2020 6.1 Approve Creation of EUR 250 Million For For Management Pool of Capital with Preemptive Rights 6.2 Approve Creation of EUR 250 Million For For Management Pool of Capital with Partial Exclusion of Preemptive Rights 7 Approve Remuneration Policy for the For For Management Management Board 8 Approve Remuneration Policy for the For For Management Supervisory Board -------------------------------------------------------------------------------- SARTORIUS STEDIM BIOTECH SA Ticker: DIM Security ID: F8005V210 Meeting Date: JUN 24, 2020 Meeting Type: Annual/Special Record Date: JUN 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Discharge Directors 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 0.34 per Share 4 Approve Auditors' Special Report on For Against Management Related-Party Transactions 5 Approve Remuneration of Directors in For For Management the Aggregate Amount of EUR 249,353 6 Approve Compensation of Corporate For Against Management Officers 7 Approve Compensation of Joachim For Against Management Kreuzburg, Chairman and CEO 8 Approve Remuneration Policy of For Against Management Corporate Officers 9 Authorize Repurchase of Up to 10 For Against Management Percent of Issued Share Capital 10 Authorize Filing of Required For For Management Documents/Other Formalities 11 Authorize Issuance of Equity or For Against Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 4 Million 12 Authorize Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 4 Million 13 Approve Issuance of Equity or For For Management Equity-Linked Securities for Reserved for Specific Beneficiaries or Qualified Investors, up to Aggregate Nominal Amount of EUR 4 Million 14 Authorize Board to Increase Capital in For For Management the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above 15 Authorize Capital Increase of up to 10 For Against Management Percent of Issued Capital for Contributions in Kind 16 Authorize Capitalization of Reserves For Against Management of Up to EUR 4 Million for Bonus Issue or Increase in Par Value 17 Authorize Capital Issuances for Use in For Against Management Employee Stock Purchase Plans 18 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 19 Authorize up to 10 Percent of Issued For Against Management Capital for Use in Restricted Stock Plans Reserved for Employees and Corporate Officers 20 Amend Article 15 of Bylaws Re: For For Management Employee Representative 21 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- SBM OFFSHORE NV Ticker: SBMO Security ID: N7752F148 Meeting Date: APR 08, 2020 Meeting Type: Annual Record Date: MAR 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Receive Report of Management Board None None Management (Non-Voting) 3 Receive Report of Supervisory Board None None Management (Non-Voting) 4 Discussion on Company's Corporate None None Management Governance Structure 5.1 Approve Remuneration Report for For For Management Management Board Members 5.2 Approve Remuneration Report for For For Management Supervisory Board Members 6 Approve Remuneration Policy for For Against Management Management Board Members 7 Approve Remuneration Policy for For For Management Supervisory Board Members 8 Receive Report of Auditors (Non-Voting) None None Management 9 Adopt Financial Statements and For For Management Statutory Reports 10 Receive Explanation on Company's None None Management Dividend Policy 11 Approve Dividends of USD 0.76 Per Share For For Management 12 Approve Discharge of Management Board For For Management 13 Approve Discharge of Supervisory Board For For Management 14.1 Grant Board Authority to Issue Shares For For Management Up To 10 Percent of Issued Capital 14.2 Authorize Board to Exclude Preemptive For For Management Rights from Share Issuances 15.1 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 15.2 Approve Cancellation of Repurchased For For Management Shares 16 Reelect B.Y.R. Chabas to Management For For Management Board 17 Acknowledge Resignation of F.G.H. None None Management Deckers as Supervisory Board Member 18 Acknowledge Resignation of T.M.E. None None Management Ehret as Supervisory Board Member 19 Reelect F.R. Gugen to Supervisory Board For For Management 20 Elect A.R.D. Brown to Supervisory Board For For Management 21 Elect J.N. van Wiechen to Supervisory For For Management Board 22 Allow Questions None None Management 23 Close Meeting None None Management -------------------------------------------------------------------------------- SCHNEIDER ELECTRIC SE Ticker: SU Security ID: F86921107 Meeting Date: APR 23, 2020 Meeting Type: Annual/Special Record Date: APR 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 2.55 per Share 4 Approve Auditors' Special Report on For For Management Related-Party Transactions 5 Approve Termination Package of For For Management Emmanuel Babeau, Vice-CEO 6 Approve Compensation Report For For Management 7 Approve Compensation of Jean-Pascal For Against Management Tricoire, Chairman and CEO 8 Approve Compensation of Emmanuel For Against Management Babeau, Vice-CEO 9 Approve Remuneration Policy of For Against Management Chairman and CEO 10 Approve Remuneration Policy of For Against Management Emmanuel Babeau, Vice-CEO 11 Approve Remuneration Policy of Board For For Management Members 12 Reelect Leo Apotheker as Director For For Management 13 Reelect Cecile Cabanis as Director For For Management 14 Reelect Fred Kindle as Director For For Management 15 Reelect Willy Kissling as Director For For Management 16 Elect Jill Lee as Director For For Management 17 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 18 Amend Article 11 of Bylaws to Comply For For Management with New Regulation Re: Employee Representatives 19 Amend Articles 13 and 16 of Bylaws to For For Management Comply with New Regulation 20 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 21 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries 22 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- SCOR SE Ticker: SCR Security ID: F15561677 Meeting Date: JUN 16, 2020 Meeting Type: Annual/Special Record Date: JUN 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income and For For Management Absence of Dividends 3 Approve Consolidated Financial For For Management Statements and Statutory Reports 4 Approve Compensation Report of For For Management Corporate Officers 5 Approve Compensation of Denis Kessler, For For Management Chairman and CEO 6 Approve Remuneration Policy of For For Management Directors 7 Approve Remuneration Policy of Denis For For Management Kessler, Chairman and CEO 8 Reelect Vanessa Marquette as Director For For Management 9 Reelect Holding Malakoff Humanis as For For Management Director 10 Reelect Zhen Wang as Director For For Management 11 Elect Natacha Valla as Director For For Management 12 Appoint KPMG as Auditor For For Management 13 Renew Appointment of Mazars as Auditor For For Management 14 Acknowledge End of Mandate of Olivier For For Management Drion as Alternate Auditor and Decision Not to Replace 15 Acknowledge End of Mandate of Lionel For For Management Gotlib as Alternate Auditor and Decision Not to Replace 16 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 17 Authorize Capitalization of Reserves For For Management of Up to EUR 200 Million for Bonus Issue or Increase in Par Value 18 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 589,353,524 19 Authorize Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 147,338,381 20 Approve Issuance of Equity or For For Management Equity-Linked Securities for up to 10 Percent of Issued Capital Per Year for Qualified Investors 21 Authorize Capital Increase of Up to For For Management EUR 147,338,381 for Future Exchange Offers 22 Authorize Capital Increase of up to 10 For For Management Percent of Issued Capital for Contributions in Kind 23 Authorize Board to Increase Capital in For For Management the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above 24 Authorize Issuance of Warrants (Bons For For Management 2020 Contingents) without Preemptive Rights Reserved for Specific Beneficiaries up to Aggregate Nominal Amount of EUR 300 Million 25 Authorize Issuance of Warrants (Bons For For Management 2020 AOF) without Preemptive Rights Reserved for Specific Beneficiaries up to Aggregate Nominal Amount of EUR 300 Million 26 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 27 Authorize up to 1.5 Million Shares for For For Management Use in Stock Option Plans 28 Authorize up to 3 Million Shares for For Against Management Use in Restricted Stock Plans 29 Authorize Capital Issuances for Use in For Against Management Employee Stock Purchase Plans 30 Set Total Limit for Capital Increase For For Management to Result from Issuance Requests Under Items 18-25, 27 and 29 at EUR 772,138,280 31 Amend Article 7 of Bylaws Re: For For Management Shareholding Disclosure Thresholds 32 Amend Articles 7, 10, 11, 13, 15, 18 For For Management of Bylaws to Comply with Legal Changes 33 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- SCOUT24 AG Ticker: G24 Security ID: D345XT105 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 0.90 per Share 3 Approve Discharge of Management Board For For Management for Fiscal 2019 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2019 5 Ratify KPMG AG as Auditors for Fiscal For For Management 2020 6.1 Elect Hans-Holger Albrecht to the For For Management Supervisory Board 6.2 Elect Christoph Brand to the For For Management Supervisory Board 6.3 Elect Elke Frank to the Supervisory For For Management Board 6.4 Elect Frank Lutz to the Supervisory For For Management Board 6.5 Elect Peter Schwarzenbauer to the For For Management Supervisory Board 6.6 Elect Andre Schwaemmlein to the For For Management Supervisory Board 6.7 Vote Against Shareholder Election For For Management Proposals Submitted Prior to the AGM 7 Approve EUR 30 Million Reduction in For For Management Share Capital via Redemption Shares 8 Authorize Share Repurchase Program and For For Management Reissuance or Cancellation of Repurchased Shares 9 Approve Creation of EUR 32.3 Million For For Management Pool of Capital with Partial Exclusion of Preemptive Rights 10 Approve Affiliation Agreement with For For Management Scout24 Beteiligungs SE -------------------------------------------------------------------------------- SEB SA Ticker: SK Security ID: F82059100 Meeting Date: MAY 19, 2020 Meeting Type: Annual/Special Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 1.43 per Share 4 Reelect Thierry de La Tour d Artaise For Against Management as Director 5 Reelect Fonds Strategique de For For Management Participations as Director 6 Reelect Venelle Investissement as For Against Management Director 7 Reelect Jerome Lescure as Director For Against Management 8 Approve Termination Package of Thierry For Against Management de La Tour d Artaise, Chairman and CEO 9 Approve Remuneration Policy of For Against Management Corporate Officers 10 Approve Compensation Report of For For Management Corporate Officers 11 Approve Compensation of Chairman and For Against Management CEO 12 Approve Compensation of Vice-CEO For Against Management 13 Authorize Repurchase of Up to 10 For Against Management Percent of Issued Share Capital 14 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 15 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 5 Million 16 Authorize Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 5 Million 17 Approve Issuance of Equity or For For Management Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 5 Million 18 Set Total Limit for Capital Increase For For Management to Result from Issuance Requests Under Items 16-18 at EUR 10 Million 19 Authorize Capitalization of Reserves For Against Management of Up to EUR 10 Million for Bonus Issue or Increase in Par Value 20 Authorize up to 200,000 Shares for Use For Against Management in Restricted Stock Plans with Performance Conditions Attached 21 Authorize Capital Issuances for Use in For Against Management Employee Stock Purchase Plans 22 Amend Article 46 of Bylaws Re: For Against Management Distribution of Free Shares 23 Amend Article 16 of Bylaws Re: Board For For Management Parity 24 Amend Article 16 of Bylaws Re: For For Management Shareholder Employee Representatives 25 Amend Article 24 of Bylaws Re: For For Management Directors Remuneration 26 Amend Articles 33, 39, 41 of Bylaws to For For Management Comply with Legal Changes 27 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- SIEMENS AG Ticker: SIE Security ID: D69671218 Meeting Date: FEB 05, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2018/19 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 3.90 per Share 3.1 Approve Discharge of Management Board For For Management Member Joe Kaeser for Fiscal 2018/19 3.2 Approve Discharge of Management Board For For Management Member Roland Busch for Fiscal 2018/19 3.3 Approve Discharge of Management Board For For Management Member Lisa Davis for Fiscal 2018/19 3.4 Approve Discharge of Management Board For For Management Member Klaus Helmrich for Fiscal 2018/19 3.5 Approve Discharge of Management Board For For Management Member Janina Kugel for Fiscal 2018/19 3.6 Approve Discharge of Management Board For For Management Member Cedrik Neike for Fiscal 2018/19 3.7 Approve Discharge of Management Board For For Management Member Michael Sen for Fiscal 2018/19 3.8 Approve Discharge of Management Board For For Management Member Ralf Thomas for Fiscal 2018/19 4.1 Approve Discharge of Supervisory Board For For Management Member Jim Hagemann Snabe for Fiscal 2018/19 4.2 Approve Discharge of Supervisory Board For For Management Member Birgit Steinborn for Fiscal 2018/19 4.3 Approve Discharge of Supervisory Board For For Management Member Werner Wenning for Fiscal 2018/19 4.4 Approve Discharge of Supervisory Board For For Management Member Werner Brandt for Fiscal 2018/19 4.5 Approve Discharge of Supervisory Board For For Management Member Michael Diekmann for Fiscal 2018/19 4.6 Approve Discharge of Supervisory Board For For Management Member Andrea Fehrmann for Fiscal 2018/19 4.7 Approve Discharge of Supervisory Board For For Management Member Reinhard Hahn (until January 30, 2019) for Fiscal 2018/19 4.8 Approve Discharge of Supervisory Board For For Management Member Bettina Haller for Fiscal 2018/19 4.9 Approve Discharge of Supervisory Board For For Management Member Robert Kensbock for Fiscal 2018/19 4.10 Approve Discharge of Supervisory Board For For Management Member Harald Kern for Fiscal 2018/19 4.11 Approve Discharge of Supervisory Board For For Management Member Juergen Kerner for Fiscal 2018/19 4.12 Approve Discharge of Supervisory Board For For Management Member Nicola Leibinger-Kammueller for Fiscal 2018/19 4.13 Approve Discharge of Supervisory Board For For Management Member Benoit Potier for Fiscal 2018/19 4.14 Approve Discharge of Supervisory Board For For Management Member Hagen Reimer (from January 30, 2019) for Fiscal 2018/19 4.15 Approve Discharge of Supervisory Board For For Management Member Norbert Reithofer for Fiscal 2018/19 4.16 Approve Discharge of Supervisory Board For For Management Member Dame Shafik for Fiscal 2018/19 4.17 Approve Discharge of Supervisory Board For For Management Member Nathalie von Siemens for Fiscal 2018/19 4.18 Approve Discharge of Supervisory Board For For Management Member Michael Sigmund for Fiscal 2018/19 4.19 Approve Discharge of Supervisory Board For For Management Member Dorothea Simon for Fiscal 2018/19 4.20 Approve Discharge of Supervisory Board For For Management Member Matthias Zachert for Fiscal 2018/19 4.21 Approve Discharge of Supervisory Board For For Management Member Gunnar Zukunft for Fiscal 2018/19 5 Ratify Ernst & Young GmbH as Auditors For For Management for Fiscal 2019/20 6 Approve Remuneration Policy For For Management 7 Authorize Share Repurchase Program and For For Management Reissuance or Cancellation of Repurchased Shares 8 Authorize Use of Financial Derivatives For For Management when Repurchasing Shares 9 Approve Issuance of Warrants/Bonds For For Management with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 15 Billion; Approve Creation of EUR 180 Million Pool of Capital to Guarantee Conversion Rights 10 Approve Affiliation Agreement with For For Management Subsidiary Siemens Mobility GmbH -------------------------------------------------------------------------------- SIGNIFY NV Ticker: LIGHT Security ID: N8063K107 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: APR 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Presentation by CEO None None Management 2 Approve Remuneration Report For For Management 3 Receive Explanation on Company's None None Management Reserves and Dividend Policy 4 Adopt Financial Statements For For Management 5.a Approve Discharge of Management Board For For Management 5.b Approve Discharge of Supervisory Board For For Management 6.a Reelect Eric Rondolat to Management For For Management Board 6.b Reelect Rene van Schooten to For For Management Management Board 6.c Elect Maria Letizia Mariani to For For Management Management Board 7.a Reelect Arthur van der Poel to For For Management Supervisory Board 7.b Reelect Rita Lane to Supervisory Board For For Management 7.c Elect Frank Lubnau to Supervisory Board For For Management 7.d Elect Pamela Knapp to Supervisory Board For For Management 8.a Approve Remuneration Policy for For For Management Management Board 8.b Approve Remuneration Policy for For For Management Supervisory Board 9 Ratify Ernst & Young as Auditors For For Management 10.a Grant Board Authority to Issue Shares For For Management 10.b Authorize Board to Exclude Preemptive For For Management Rights from Share Issuances 11 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 12 Approve Cancellation of Repurchased For For Management Shares 13 Other Business (Non-Voting) None None Management -------------------------------------------------------------------------------- SIXT SE Ticker: SIX2 Security ID: D69899116 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: JUN 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 0.05 per Preferred Share 3 Approve Discharge of Management Board For For Management for Fiscal 2019 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2019 5 Ratify Deloitte GmbH as Auditors for For For Management Fiscal 2020 6.1 Elect Ralf Teckentrup to the For For Management Supervisory Board 6.2 Elect Daniel Terberger to the For For Management Supervisory Board 7 Authorize Share Repurchase Program and For For Management Reissuance or Cancellation of Repurchased Shares 8 Authorize Use of Financial Derivatives For For Management when Repurchasing Shares 9 Approve Creation of EUR 32.6 Million For Against Management Pool of Capital with Partial Exclusion of Preemptive Rights 10 Approve Creation of EUR 32.6 Million For Against Management Pool of Capital with Partial Exclusion of Preemptive Rights 11 Approve Issuance of Warrants/Bonds For Against Management with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 350 Million; Approve Creation of EUR 15.4 Million Pool of Capital to Guarantee Conversion Rights 12 Approve Issuance of Warrants/Bonds For Against Management with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 350 Million; Approve Creation of EUR 15.4 Million Pool of Capital to Guarantee Conversion Rights 13 Amend Articles Re: Electronic For For Management Transmission of Notifications 14 Amend Articles Re: Proof of Entitlement For For Management -------------------------------------------------------------------------------- SIXT SE Ticker: SIX2 Security ID: D6989S106 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: JUN 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 0.05 per Preferred Share 3 Approve Discharge of Management Board For For Management for Fiscal 2019 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2019 5 Ratify Deloitte GmbH as Auditors for For For Management Fiscal 2020 6.1 Elect Ralf Teckentrup to the For For Management Supervisory Board 6.2 Elect Daniel Terberger to the For For Management Supervisory Board 7 Authorize Share Repurchase Program and For For Management Reissuance or Cancellation of Repurchased Shares 8 Authorize Use of Financial Derivatives For For Management when Repurchasing Shares 9 Approve Creation of EUR 32.6 Million For Against Management Pool of Capital with Partial Exclusion of Preemptive Rights 10 Approve Creation of EUR 32.6 Million For Against Management Pool of Capital with Partial Exclusion of Preemptive Rights 11 Approve Issuance of Warrants/Bonds For Against Management with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 350 Million; Approve Creation of EUR 15.4 Million Pool of Capital to Guarantee Conversion Rights 12 Approve Issuance of Warrants/Bonds For Against Management with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 350 Million; Approve Creation of EUR 15.4 Million Pool of Capital to Guarantee Conversion Rights 13 Amend Articles Re: Electronic For For Management Transmission of Notifications 14 Amend Articles Re: Proof of Entitlement For For Management -------------------------------------------------------------------------------- SMURFIT KAPPA GROUP PLC Ticker: SKG Security ID: G8248F104 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: APR 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Final Dividend For Abstain Management 4 Elect Lourdes Melgar as Director For For Management 5a Re-elect Irial Finan as Director For For Management 5b Re-elect Anthony Smurfit as Director For For Management 5c Re-elect Ken Bowles as Director For For Management 5d Re-elect Anne Anderson as Director For For Management 5e Re-elect Frits Beurskens as Director For For Management 5f Re-elect Carol Fairweather as Director For For Management 5g Re-elect James Lawrence as Director For For Management 5h Re-elect John Moloney as Director For For Management 5i Re-elect Jorgen Rasmussen as Director For For Management 5j Re-elect Gonzalo Restrepo as Director For For Management 6 Authorise Board to Fix Remuneration of For For Management Auditors 7 Authorise Issue of Equity For For Management 8 Authorise Issue of Equity without For For Management Pre-emptive Rights 9 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 10 Authorise Market Purchase of Shares For For Management 11 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- SNAM SPA Ticker: SRG Security ID: T8578N103 Meeting Date: OCT 23, 2019 Meeting Type: Special Record Date: OCT 14, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Company Bylaws Re: Articles 13 For For Management and 20; Introduce Article 24 1 Revoke Auditors; Approve New Auditors For For Management and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- SNAM SPA Ticker: SRG Security ID: T8578N103 Meeting Date: JUN 18, 2020 Meeting Type: Annual/Special Record Date: JUN 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Cancellation of Treasury For For Management Shares without Reduction of Share Capital; Amend Article 5.1 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income For For Management 3 Authorize Share Repurchase Program and For For Management Reissuance of Repurchased Shares 4.1 Approve Remuneration Policy For For Management 4.2 Approve Second Section of the For For Management Remuneration Report 5 Approve 2020-2022 Long Term Share For For Management Incentive Plan 6 Elect Nicola Bedin as Director None For Shareholder 7 Elect Nicola Bedin as Board Chair None For Shareholder A Deliberations on Possible Legal Action None Against Management Against Directors if Presented by Shareholders -------------------------------------------------------------------------------- SOCIETE GENERALE SA Ticker: GLE Security ID: F8591M517 Meeting Date: MAY 19, 2020 Meeting Type: Annual/Special Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Consolidated Financial For For Management Statements and Statutory Reports 2 Approve Financial Statements and For For Management Statutory Reports 3 Approve Allocation of Income and For For Management Absence of Dividends 4 Approve Auditors' Special Report on For For Management Related-Party Transactions Mentioning the Absence of New Transactions 5 Approve Remuneration Policy of For For Management Chairman of the Board 6 Approve Remuneration Policy of CEO and For For Management Vice-CEOs 7 Approve Remuneration Policy of For For Management Directors 8 Approve Compensation Report of For For Management Corporate Officers 9 Approve Compensation of Lorenzo Bini For For Management Smaghi, Chairman of the Board 10 Approve Compensation of Frederic For For Management Oudea, CEO 11 Approve Compensation of Philippe For For Management Aymerich, Vice-CEO 12 Approve Compensation of Severin For For Management Cabannes, Vice-CEO 13 Approve Compensation of Philippe Heim, For For Management Vice-CEO 14 Approve Compensation of Diony Lebot, For For Management Vice-CEO 15 Approve the Aggregate Remuneration For For Management Granted in 2019 to Certain Senior Management, Responsible Officers, and Risk-Takers 16 Reelect Juan Maria Nin Genova as For For Management Director 17 Elect Annette Messemer as Director For For Management 18 Authorize Repurchase of Up to 5 For For Management Percent of Issued Share Capital 19 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 352 Million 20 Authorize Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 106.67 Million 21 Authorize Capital Increase of up to 10 For For Management Percent of Issued Capital for Contributions in Kind 22 Authorize Issuance of Convertible For For Management Bonds for Private Placements without Preemptive Rights, up to Aggregate Nominal Amount of EUR 106.67 Million 23 Authorize Capital Issuances for Use in For Against Management Employee Stock Purchase Plans 24 Authorize up to 1.2 Percent of Issued For For Management Capital for Use in Restricted Stock Plans Reserved for Regulated Persons 25 Authorize up to 0.5 Percent of Issued For For Management Capital for Use in Restricted Stock Plans 26 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 27 Amend Article 6 of Bylaws Re: For For Management Shareholding Disclosure Thresholds 28 Amend Article 6 of Bylaws Re: For For Management Employees Participation in Capital 29 Amend Article 7 of Bylaws Re: Board For For Management Composition 30 Amend Article 10 of Bylaws Re: Board For For Management Members Deliberation via Written Consultation 31 Amend Articles 1, 2, 3, 5, 6, 8, 11, For For Management 12, 13, 14, 15, 17, 18 and 20 of Bylaws to Compy with Legal Changes 32 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- SODEXO SA Ticker: SW Security ID: F84941123 Meeting Date: JAN 21, 2020 Meeting Type: Annual/Special Record Date: JAN 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 2.90 per Share and an Extra of EUR 0.29 per Share to Long Term Registered Shares 4 Elect Veronique Laury as Director For For Management 5 Elect Luc Messier as Director For For Management 6 Reelect Sophie Stabile as Director For For Management 7 Reelect Cecile Tandeau de Marsac as For For Management Director 8 Approve Compensation of Sophie Bellon, For For Management Chairman of the Board 9 Approve Compensation of Denis Machuel, For For Management CEO 10 Approve Remuneration Policy for For For Management Chairman of the Board 11 Approve Remuneration Policy for CEO For For Management 12 Approve Additional Pension Scheme For Against Management Agreement with Denis Machuel 13 Authorize Repurchase of Up to 5 For For Management Percent of Issued Share Capital 14 Delete Article 6 of Bylaws Re: For For Management Contribution 15 Amend Article 9.4 of Bylaws Re: For Against Management Shareholding Disclosure Thresholds 16 Amend Article 11.4 of Bylaws Re: For For Management Appointment of Directors Representing Employees 17 Amend Article 12 of Bylaws Re: Written For For Management Consultation 18 Amend Article 15 of Bylaws Re: Remove For For Management Appointment of Alternate Auditor 19 Amend Article 18 of Bylaws Re: For For Management Dividends 20 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 85 Million 21 Authorize Capitalization of Reserves For For Management of Up to EUR 85 Million for Bonus Issue or Increase in Par Value 22 Authorize Capital Issuances for Use in For Against Management Employee Stock Purchase Plans 23 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 24 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- SOFINA SA Ticker: SOF Security ID: B80925124 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: APR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Receive Directors' and Auditors' None None Management Reports (Non-Voting) 1.2 Receive Consolidated Financial None None Management Statements and Statutory Reports (Non-Voting) 1.3 Approve Financial Statements, For For Management Allocation of Income, and Dividends of EUR 2.90 per Share 2 Approve Remuneration Report For Against Management 3.1 Approve Discharge of Directors For For Management 3.2 Approve Discharge of Auditor For For Management 4.1 Reelect Charlotte Stromberg as For For Management Independent Director 4.2 Reelect Jacques Emsens as Director For For Management 5 Ratify Ernst & Young as Auditors and For For Management Approve Auditors' Remuneration 6 Approve Change-of-Control Clause Re: For For Management Revolving Credit Agreements with BNP Paribas Fortis SA 7 Transact Other Business None None Management -------------------------------------------------------------------------------- SOFINA SA Ticker: SOF Security ID: B80925124 Meeting Date: MAY 07, 2020 Meeting Type: Special Record Date: APR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association Re: For For Management Alignment on the Rules of Code on Companies and Associations 2 Authorize Implementation of Approved For For Management Resolutions and Approve Coordination of Articles of Association -------------------------------------------------------------------------------- SOLVAY SA Ticker: SOLB Security ID: B82095116 Meeting Date: MAY 12, 2020 Meeting Type: Annual/Special Record Date: APR 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Directors' and Auditors' None None Management Reports (Non-Voting) 2 Approve Remuneration Report For For Management 3 Receive Consolidated Financial None None Management Statements and Statutory Reports (Non-Voting) 4 Approve Financial Statements, For For Management Allocation of Income, and Dividends of EUR 3.75 per Share 5.1 Approve Discharge of Directors For For Management 5.2 Approve Discharge of Auditors For For Management 6 Approve Remuneration Policy For For Management 7a Receive Information on End of Mandate None None Management of Jean-Marie Solvay as Director 7b Receive Information on Resignation of None None Management Jean-Marie Solvay as Director 7c Elect Aude Thibaut de Maisieres as For For Management Director 7d Indicate Aude Thibaut de Maisieres as For Against Management Independent Board Member 8 Transact Other Business None None Management A.1 Receive Special Board Report Re: None None Management Article 7: 199 Paragraph 2 of Companies and Associations Code A.2 Renew Authorization to Increase Share For For Management Capital Up to EUR 158 Million and Amend Article 7 bis Accordingly B Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital and Amend Article 8 Accordingly C.a Amend Article 37 Re: Means of Voting For For Management at Shareholders' Meetings C..b Amend Articles of Association Re: For For Management Alignment on Companies and Associations Code -------------------------------------------------------------------------------- STMICROELECTRONICS NV Ticker: STM Security ID: N83574108 Meeting Date: JUN 17, 2020 Meeting Type: Annual Record Date: MAY 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Receive Report of Management Board None None Management (Non-Voting) 3 Receive Report of Supervisory Board None None Management (Non-Voting) 4.a Approve Remuneration Report For Against Management 4.b Approve Remuneration Policy for For For Management Supervisory Board 4.c Approve Remuneration Policy for For Against Management Management Board 4.d Adopt Financial Statements and For For Management Statutory Reports 4.e Approve Dividends For For Management 4.f Approve Discharge of Management Board For For Management 4.g Approve Discharge of Supervisory Board For For Management 4.h Ratify Ernst & Young as Auditors For For Management 5 Approve Restricted Stock Grants to For Against Management President and CEO 6 Elect Ana de Pro Gonzalo to For For Management Supervisory Board 7 Elect Yann Delabriere to Supervisory For For Management Board 8 Reelect Heleen Kersten to Supervisory For For Management Board 9 Reelect Alessandro Rivera to For For Management Supervisory Board 10 Reelect Frederic Sanchez to For For Management Supervisory Board 11 Reelect Maurizio Tamagnini to For For Management Supervisory Board 12 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 13.a Grant Board Authority to Issue Shares For Against Management Up To 10 Percent of Issued Capital and Exclude Pre-emptive Rights 13.b Grant Board Authority to Issue Shares For Against Management Up To 10 Percent of Issued Capital in Case of Merger or Acquisition and Exclude Pre-emptive Rights 14 Allow Questions None None Management 15 Close Meeting None None Management -------------------------------------------------------------------------------- STORA ENSO OYJ Ticker: STERV Security ID: X8T9CM113 Meeting Date: JUN 04, 2020 Meeting Type: Annual Record Date: MAY 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Call the Meeting to Order None None Management 3 Designate Inspector or Shareholder For For Management Representative(s) of Minutes of Meeting 4 Acknowledge Proper Convening of Meeting For For Management 5 Prepare and Approve List of For For Management Shareholders 6 Receive Financial Statements and None None Management Statutory Reports; Receive Board's Report; Receive Auditor's Report 7 Accept Financial Statements and For For Management Statutory Reports 8 Approve Allocation of Income and For For Management Dividends of EUR 0.15 Per Share; Authorize Board to Decide on the Distribution of Dividends of EUR 0.35 Per Share 9 Approve Discharge of Board and For For Management President 10 Approve Remuneration Policy And Other For For Management Terms of Employment For Executive Management 11 Approve Remuneration of Directors in For For Management the Amount of EUR 197,000 for Chairman, EUR 112,000 for Vice Chairman, and EUR 76,000 for Other Directors; Approve Remuneration for Committee Work 12 Fix Number of Directors at Nine For For Management 13 Reelect Jorma Eloranta (Chair), For Against Management Elisabeth Fleuriot, Hock Goh, Mikko Helander, Christiane Kuehne, Antti Makinen, Richard Nilsson, and Hans Straberg (Vice Chair) as Directors; Elect Hakan Buskhe as New Director 14 Approve Remuneration of Auditors For For Management 15 Ratify PricewaterhouseCoopers as For For Management Auditors 16 Authorize Share Repurchase Program and For For Management Reissuance or Cancellation of Repurchased Shares 17 Approve Issuance of up to 2 Million For For Management Class R Shares without Preemptive Rights 18 Presentation of Minutes of the Meeting None None Management 19 Close Meeting None None Management -------------------------------------------------------------------------------- SUEZ SA Ticker: SEV Security ID: F6327G101 Meeting Date: MAY 12, 2020 Meeting Type: Annual/Special Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 0.45 per Share 4 Reelect Miriem Bensalah-Chaqroun as For For Management Director 5 Reelect Delphine Ernotte Cunci as For For Management Director 6 Reelect Isidro Faine Casas as Director For Against Management 7 Reelect Guillaume Thivolle as Director For Against Management 8 Elect Philippe Varin as Director For For Management 9 Renew Appointment of Mazars as Auditor For For Management 10 Approve Auditors' Special Report on For For Management Related-Party Transactions 11 Approve Compensation Report of For For Management Corporate Officers 12 Approve Compensation of Gerard For For Management Mestrallet, Chairman of the Board Until May 14, 2019 13 Approve Compensation of Jean-Louis For For Management Chaussade, Chairman of the Board Since May 14, 2019 14 Approve Compensation of Jean-Louis For For Management Chaussade, CEO Until May 14, 2019 15 Approve Compensation of Bertrand For For Management Camus, CEO Since May 14, 2019 16 Approve Remuneration Policy of For For Management Jean-Louis Chaussade, Chairman of the Board Until May 12, 2020 17 Approve Remuneration Policy of For For Management Philippe Varin, Chairman of the Board Since May 12, 2020 18 Approve Remuneration Policy of CEO For For Management 19 Approve Remuneration Policy of For For Management Directors 20 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 21 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 22 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 500 Million 23 Authorize Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 250 Million 24 Approve Issuance of Equity or For For Management Equity-Linked Securities for Qualified Investors, up to Aggregate Nominal Amount of EUR 250 Million 25 Authorize Board to Increase Capital in For For Management the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above 26 Authorize Capital Increase of up to 10 For For Management Percent of Issued Capital for Contributions in Kind 27 Authorize Capital Increase of Up to For For Management EUR 250 Million for Future Exchange Offers 28 Authorize Capital Issuances for Use in For Against Management Employee Stock Purchase Plans 29 Authorize up to 0.5 Percent of Issued For For Management Capital for Use in Restricted Stock Plans Reserved for Employees With Performance Conditions Attached 30 Set Total Limit for Capital Increase For For Management to Result from Issuance Requests Under Items 22-29 at EUR 500 Million 31 Amend Article 10 of Bylaws Re: For For Management Employee Representatives 32 Amend Article 11 of Bylaws Re: Age For For Management Limit of Chairman of the Board 33 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- SYMRISE AG Ticker: SY1 Security ID: D827A1108 Meeting Date: JUN 17, 2020 Meeting Type: Annual Record Date: MAY 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 0.95 per Share 3 Approve Discharge of Management Board For For Management for Fiscal 2019 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2019 5 Ratify Ernst & Young GmbH as Auditors For Against Management for Fiscal 2020 6.1 Elect Michael Koenig to the For For Management Supervisory Board 6.2 Elect Peter Vanacker to the For For Management Supervisory Board 7 Authorize Share Repurchase Program and For For Management Reissuance or Cancellation of Repurchased Shares 8 Amend Articles Re: Participation and For For Management Voting Right -------------------------------------------------------------------------------- TAKEAWAY.COM NV Ticker: TKWY Security ID: N84437107 Meeting Date: JAN 09, 2020 Meeting Type: Special Record Date: DEC 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2a Approve Combination For For Management 2b Amend Articles Re: Combination For For Management 2c Grant Board Authority to Issue Shares For For Management in Connection with the Combination 2d Authorize Board to Exclude Preemptive For For Management Rights from Share Issuances 2e Elect Paul Harrison to Management Board For For Management 2f Elect Mike Evans to Supervisory Board For For Management 2g Elect Gwyneth Victoria Burr to For For Management Supervisory Board 2h Elect Jambu Palaniappan to Supervisory For For Management Board 2i Elect Roisin Jane Catherine Donnelly For For Management to Supervisory Board 2j Amend Remuneration Policy for For For Management Management Board 2k Approve Remuneration of Supervisory For For Management Board 3 Other Business (Non-Voting) None None Management 4 Close Meeting None None Management -------------------------------------------------------------------------------- TALANX AG Ticker: TLX Security ID: D82827110 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 1.50 per Share 3 Approve Discharge of Management Board For For Management for Fiscal 2019 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2019 -------------------------------------------------------------------------------- TEAMVIEWER AG Ticker: TMV Security ID: D8T895100 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: MAY 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019 (Non-Voting) 2 Approve Discharge of Management Board For For Management for Fiscal 2019 3 Approve Discharge of Supervisory Board For For Management for Fiscal 2019 4.1 Ratify Ernst & Young GmbH as Auditors For For Management for Fiscal 2020 4.2 Ratify Ernst & Young GmbH as Auditors For For Management for Fiscal 2021 until the Next AGM 5 Amend Articles Re: Proof of Entitlement For For Management -------------------------------------------------------------------------------- TELECOM ITALIA SPA Ticker: TIT Security ID: T92778108 Meeting Date: APR 23, 2020 Meeting Type: Annual/Special Record Date: APR 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Accept Financial Statements and For For Management Statutory Reports 1.2 Approve Allocation of Income For For Management 2.1 Elect Salvatore Rossi as Director For For Management 2.2 Elect Franck Cadoret as Director For For Management 3.1 Approve Remuneration Policy For For Management 3.2 Approve Second Section of the For For Management Remuneration Report 4 Approve Long Term Incentive Plan For Against Management 5 Authorize Board to Increase Capital to For Against Management Service Long Term Incentive Plan 6 Approve Employee Share Plan; Authorize For For Management Board to Increase Capital to Service Employee Share Plan 7 Amend Company Bylaws Re: Article 9 For For Management -------------------------------------------------------------------------------- TELEFONICA DEUTSCHLAND HOLDING AG Ticker: O2D Security ID: D8T9CK101 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 0.17 per Share 3 Approve Discharge of Management Board For For Management for Fiscal 2019 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2019 5.1 Ratify PricewaterhouseCoopers GmbH as For For Management Auditors for Fiscal 2020 5.2 Ratify PricewaterhouseCoopers GmbH as For For Management Auditors for the 2021 Interim Financial Statements Until the 2021 AGM 6 Elect Peter Loescher to the For Against Management Supervisory Board 7 Approve Remuneration of Supervisory For For Management Board 8.1 Amend Articles of Association For For Management 8.2 Amend Articles Re: AGM Location For For Management 8.3 Amend Articles Re: Editorial Changes For For Management -------------------------------------------------------------------------------- TELEFONICA SA Ticker: TEF Security ID: 879382109 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: JUN 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Consolidated and Standalone For For Management Financial Statements 1.2 Approve Non-Financial Information For For Management Statement 1.3 Approve Discharge of Board For For Management 2 Approve Allocation of Income For For Management 3 Renew Appointment of For For Management PricewaterhouseCoopers as Auditor 4.1 Reelect Isidro Faine Casas as Director For Against Management 4.2 Reelect Juan Ignacio Cirac Sasturain For Against Management as Director 4.3 Reelect Jose Javier Echenique For Against Management Landiribar as Director 4.4 Reelect Peter Erskine as Director For Against Management 4.5 Reelect Sabina Fluxa Thienemann as For Against Management Director 4.6 Reelect Peter Loscher as Director For Against Management 4.7 Ratify Appointment of and Elect For For Management Veronica Maria Pascual Boe as Director 4.8 Ratify Appointment of and Elect For For Management Claudia Sender Ramirez as Director 5.1 Approve Scrip Dividends For For Management 5.2 Approve Scrip Dividends For For Management 6 Authorize Increase in Capital up to 50 For For Management Percent via Issuance of Equity or Equity-Linked Securities, Excluding Preemptive Rights of up to 20 Percent 7 Authorize Issuance of Non-Convertible For For Management and/or Convertible Bonds, Debentures, Warrants, and Other Debt Securities up to EUR 25 Billion with Exclusion of Preemptive Rights up to 20 Percent of Capital 8 Authorize Board to Ratify and Execute For For Management Approved Resolutions 9 Advisory Vote on Remuneration Report For For Management -------------------------------------------------------------------------------- TELENET GROUP HOLDING NV Ticker: TNET Security ID: B89957110 Meeting Date: DEC 04, 2019 Meeting Type: Special Record Date: NOV 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Intermediate Dividends of EUR For For Management 0.57 Per Share 2 Authorize Implementation of Approved For For Management Resolution Re: Delegation of Powers -------------------------------------------------------------------------------- TELENET GROUP HOLDING NV Ticker: TNET Security ID: B89957110 Meeting Date: DEC 04, 2019 Meeting Type: Special Record Date: NOV 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Cancellation of Repurchased For For Management Shares -------------------------------------------------------------------------------- TELENET GROUP HOLDING NV Ticker: TNET Security ID: B89957110 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: APR 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Directors' and Auditors' None None Management Reports (Non-Voting) 2 Receive Consolidated Financial None None Management Statements and Statutory Reports (Non-Voting) 3 Approve Financial Statements, For For Management Allocation of Income, and Dividends of EUR 1.305 per Share 4 Approve Remuneration Report For Against Management 5a Approve Discharge of Bert De Graeve For For Management (IDw Consult BV) as Director 5b Approve Discharge of Jo Van Biesbroeck For For Management (JoVB BV) as Director 5c Approve Discharge of Christiane Franck For For Management as Director 5d Approve Discharge of John Porter as For For Management Director 5e Approve Discharge of Charles H. For For Management Bracken as Director 5f Approve Discharge of Manuel Kohnstamm For For Management as Director 5g Approve Discharge of Severina Pascu as For For Management Director 5h Approve Discharge of Amy Blair as For For Management Director 5i Approve Discharge of Enrique Rodriguez For For Management as Director 5j Approve Discharge of Diederik Karsten For For Management as Director 6 Approve Discharge of Auditor For For Management 7a Re-elect Charles H. Bracken as Director For For Management 7b Approve Remuneration of Charles H. For For Management Bracken as Director 8 Ratify KPMG as Auditor For For Management 9 Approve Change-of-Control Clause Re: For Against Management Performance Shares, Share Option, and Restricted Share Plans -------------------------------------------------------------------------------- TELENET GROUP HOLDING NV Ticker: TNET Security ID: B89957110 Meeting Date: APR 29, 2020 Meeting Type: Special Record Date: APR 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Change Location of Registered Office For For Management 2 Approve Cancellation of Repurchased For For Management Shares 3 Amend Articles of Association Re: For For Management Alignment on the Rules of Code on Companies and Associations -------------------------------------------------------------------------------- TELEPERFORMANCE SE Ticker: TEP Security ID: F9120F106 Meeting Date: OCT 01, 2019 Meeting Type: Special Record Date: SEP 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 2 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- TELEPERFORMANCE SE Ticker: TEP Security ID: F9120F106 Meeting Date: JUN 26, 2020 Meeting Type: Annual/Special Record Date: JUN 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 2.40 per Share 4 Approve Auditors' Special Report on For For Management Related-Party Transactions Mentioning the Absence of New Transactions 5 Approve Compensation of Corporate For For Management Officers 6 Approve Compensation of Daniel Julien, For For Management Chairman and CEO 7 Approve Compensation of Olivier For For Management Rigaudy, Vice-CEO 8 Approve Remuneration Policy of For For Management Directors 9 Approve Remuneration Policy of For For Management Chairman and CEO 10 Approve Remuneration Policy of Vice-CEO For For Management 11 Reelect Christobel Selecky as Director For For Management 12 Reelect Angela Maria Sierra-Moreno as For For Management Director 13 Reelect Jean Guez as Director For Against Management 14 Reelect Bernard Canetti as Director For Against Management 15 Reelect Philippe Dominati as Director For For Management 16 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 17 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 50 Million 18 Authorize Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 14.5 Million 19 Approve Issuance of Equity or For For Management Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 7.2 Million 20 Authorize Board to Increase Capital in For For Management the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above Under Items 17-19 21 Authorize Capital Issuances for Use in For Against Management Employee Stock Purchase Plans 22 Amend Article 14 of Bylaws Re: For For Management Employee Representatives 23 Amend Article 11 of Bylaws Re: For For Management Shareholding Disclosure Thresholds 24 Amend Article 13 of Bylaws Re: For For Management Shareholders Identification 25 Amend Article 14 of Bylaws Re: Shares For For Management Hold by Board Members 26 Amend Article 20 of Bylaws Re: For For Management Corporate Officers Remuneration 27 Amend Article 27 of Bylaws Re: For For Management Corporate Officers Remuneration 28 Amend Article 21 of Bylaws Re: For For Management Agreement Between Company and Corporate Officer 29 Amend Article 23 of Bylaws Re: For For Management Deadline of Notice of Meeting 30 Textual References Regarding Change of For Against Management Codification 31 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- TENARIS SA Ticker: TEN Security ID: L90272102 Meeting Date: JUL 29, 2019 Meeting Type: Special Record Date: JUL 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Delisting of Shares from For For Management Bolsas y Mercados Argentinos S.A. 2 Approve Share Repurchase For Against Management -------------------------------------------------------------------------------- TENARIS SA Ticker: TEN Security ID: L90272102 Meeting Date: JUN 02, 2020 Meeting Type: Annual/Special Record Date: MAY 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive and Approve Board's and For For Management Auditor's Reports Re: Consolidated Financial Statements and Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Financial Statements For For Management 4 Approve Allocation of Income and For For Management Dividends 5 Approve Discharge of Directors For For Management 6 Elect Directors (Bundled) For Against Management 7 Approve Remuneration Policy For Against Management 8 Approve Remuneration Report For Against Management 9 Appoint Auditor For For Management 10 Approve Share Repurchase For Against Management 11 Allow Electronic Distribution of For For Management Company Documents to Shareholders 1 Approve Renewal of the Share Capital For Against Management Authorization of the Company -------------------------------------------------------------------------------- TERNA RETE ELETTRICA NAZIONALE SPA Ticker: TRN Security ID: T9471R100 Meeting Date: MAY 18, 2020 Meeting Type: Annual/Special Record Date: MAY 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income For For Management 3 Fix Number of Directors None For Shareholder 4 Fix Board Terms for Directors None For Shareholder 5.1 Slate 1 Submitted by CDP Reti SpA None Against Shareholder 5.2 Slate 2 Submitted by Institutional None For Shareholder Investors (Assogestioni) 6 Elect Valentina Bosetti as Board Chair None For Shareholder 7 Approve Remuneration of Directors None For Shareholder 8.1 Slate 1 Submitted by CDP Reti SpA None For Shareholder 8.2 Slate 2 Submitted by Institutional None Against Shareholder Investors (Assogestioni) 9 Approve Internal Auditors' Remuneration None For Shareholder 10 Approve Long Term Incentive Plan For For Management 11 Authorize Share Repurchase Program and For For Management Reissuance of Repurchased Shares 12.1 Approve Remuneration Policy For For Management 12.2 Approve Second Section of the For For Management Remuneration Report 1 Amend Company Bylaws Re: Article 31 For For Management A Deliberations on Possible Legal Action None Against Management Against Directors if Presented by Shareholders -------------------------------------------------------------------------------- THALES SA Ticker: HO Security ID: F9156M108 Meeting Date: MAY 06, 2020 Meeting Type: Annual/Special Record Date: MAY 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Consolidated Financial For For Management Statements and Statutory Reports 2 Approve Financial Statements and For For Management Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 0.60 per Share 4 Elect Philippe Knoche as Director For For Management 5 Approve Compensation of Patrice Caine, For For Management Chairman and CEO 6 Approve Compensation Report of For For Management Corporate Officers 7 Approve Remuneration Policy of For For Management Chairman and CEO 8 Approve Remuneration Policy of Board For For Management Members 9 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 10 Authorize up to 1 Percent of Issued For Against Management Capital for Use in Restricted Stock Plans 11 Authorize Issuance of Equity or For Against Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 159 Million 12 Authorize Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 60 Million 13 Approve Issuance of Equity or For Against Management Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 60 Million 14 Authorize Board to Increase Capital in For Against Management the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above 15 Authorize Capital Increase of up to 10 For Against Management Percent of Issued Capital for Contributions in Kind 16 Set Total Limit for Capital Increase For For Management to Result from Issuance Requests Under Items 11-15 at EUR 180 Million 17 Authorize Capital Issuances for Use in For Against Management Employee Stock Purchase Plans 18 Amend Article 11 of Bylaws Re: Board For For Management Members Remuneration 19 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- THYSSENKRUPP AG Ticker: TKA Security ID: D8398Q119 Meeting Date: JAN 31, 2020 Meeting Type: Annual Record Date: JAN 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2018/19 (Non-Voting) 2 Approve Allocation of Income and For For Management Omission of Dividends 3 Approve Discharge of Management Board For For Management for Fiscal 2018/19 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2018/19 5 Ratify PricewaterhouseCoopers GmbH as For For Management Auditors for Fiscal 2019/20 6.1 Elect Birgit Behrendt to the For For Management Supervisory Board 6.2 Elect Wolfgang Colberg to the For For Management Supervisory Board 6.3 Elect Angelika Gifford to the For For Management Supervisory Board 6.4 Elect Bernhard Guenther to the For For Management Supervisory Board 6.5 Elect Friederike Helfer to the For For Management Supervisory Board 6.6 Elect Ingrid Hengster to the For For Management Supervisory Board 6.7 Elect Martina Merz to the Supervisory For For Management Board 6.8 Elect Siegfried Russwurm to the For For Management Supervisory Board 6.9 Elect Ingo Luge as Alternate For For Management Supervisory Board Member -------------------------------------------------------------------------------- TOTAL SA Ticker: FP Security ID: F92124100 Meeting Date: MAY 29, 2020 Meeting Type: Annual/Special Record Date: MAY 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 2.68 per Share and Option for Stock Dividend Program 4 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 5 Approve Auditors' Special Report on For For Management Related-Party Transactions Mentioning the Absence of New Transactions 6 Reelect Patricia Barbizet as Director For Against Management 7 Reelect Marie-Christine For For Management Coisne-Roquette as Director 8 Reelect Mark Cutifani as Director For For Management 9 Elect Jerome Contamine as Director For For Management 10 Approve Compensation Report of For For Management Corporate Officers 11 Approve Remuneration Policy of For For Management Directors 12 Approve Compensation of Patrick For Against Management Pouyanne, Chairman and CEO 13 Approve Remuneration Policy of For Against Management Chairman and CEO 14 Approve Change of Corporate Form to For For Management Societe Europeenne (SE) and Amend Bylaws Accordingly 15 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights and/or Capitalization of Reserves for Bonus Issue or Increase in Par Value, up to Aggregate Nominal Amount of EUR 2.5 Billion 16 Authorize Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 650 Million 17 Approve Issuance of Equity or For For Management Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 650 Million 18 Authorize Board to Increase Capital in For For Management the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above Under Items 16 and 17 19 Authorize Capital Increase of up to 10 For For Management Percent of Issued Capital for Contributions in Kind 20 Authorize Capital Issuances for Use in For Against Management Employee Stock Purchase Plans 21 Authorize up to 0.75 Percent of Issued For For Management Capital for Use in Stock Option Plans A Instruct Company to Set and Publish Against For Shareholder Targets for Greenhouse Gas (GHG) Emissions Aligned with the Goal of the Paris Climate Agreement and Amend Article 19 of Bylaws Accordingly -------------------------------------------------------------------------------- UBISOFT ENTERTAINMENT SA Ticker: UBI Security ID: F9396N106 Meeting Date: JUL 02, 2019 Meeting Type: Annual/Special Record Date: JUN 28, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income and For For Management Absence of Dividends 3 Approve Consolidated Financial For For Management Statements and Statutory Reports 4 Approve Auditors' Special Report on For For Management Related-Party Transactions 5 Approve Compensation of Yves For For Management Guillemot, Chairman and CEO 6 Approve Compensation of Claude For For Management Guillemot, Vice-CEO 7 Approve Compensation of Michel For For Management Guillemot, Vice-CEO 8 Approve Compensation of Gerard For For Management Guillemot, Vice-CEO 9 Approve Compensation of Christian For For Management Guillemot, Vice-CEO 10 Approve Remuneration Policy for For For Management Chairman and CEO 11 Approve Remuneration Policy for For For Management Vice-CEOs 12 Reelect Virginie Haas as Director For For Management 13 Reelect Corinne Fernandez-Handelsman For For Management as Director 14 Renew Appointment of KPMG SA as Auditor For For Management 15 Acknowledge End of Mandate of KPMG For For Management Audit IS SAS as Alternate Auditor and Decision to Neither Replace Nor Renew 16 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 17 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 18 Authorize Capitalization of Reserves For For Management of Up to EUR 10 Million for Bonus Issue or Increase in Par Value 19 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 1.45 Million 20 Authorize Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 850,000 21 Approve Issuance of Equity or For For Management Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 850,000 22 Authorize Board to Set Issue Price for For For Management 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights 23 Authorize Capital Increase of up to 10 For For Management Percent of Issued Capital for Contributions in Kind 24 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 25 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans (International Subsidiaries) 26 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans, Reserved for Employees and Corporate Officers of International Subsidiaries (Specific Countries) 27 Authorize up to 2 Percent of Issued For Against Management Capital for Use in Restricted Stock Plans 28 Set Total Limit for Capital Increase For For Management to Result from Issuance Requests Under Items 19 to 27 at EUR 4 Million 29 Amend Article 8 of Bylaws Re: Employee For For Management Representative 30 Amend Article 14 of Bylaws Re: Auditors For For Management 31 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- UCB SA Ticker: UCB Security ID: B93562120 Meeting Date: APR 30, 2020 Meeting Type: Annual/Special Record Date: APR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Directors' Reports (Non-Voting) None None Management 2 Receive Auditors' Reports (Non-Voting) None None Management 3 Receive Consolidated Financial None None Management Statements and Statutory Reports (Non-Voting) 4 Approve Financial Statements, For For Management Allocation of Income, and Dividends of EUR 1.24 per Share 5 Approve Remuneration Report For Against Management 6 Approve Remuneration Policy For Against Management 7 Approve Discharge of Directors For For Management 8 Approve Discharge of Auditors For For Management 9.1A Reelect Pierre Gurdjian as Director For For Management 9.1B Indicate Pierre Gurdjian as For For Management Independent Director 9.2A Reelect Ulf Wiinberg as Director For For Management 9.2B Indicate Ulf Wiinberg as Independent For For Management Director 9.3 Reelect Charles-Antoine Janssen as For Against Management Director 10 Approve Long-Term Incentive Plan For For Management 11.1 Approve Change-of-Control Clause Re: For For Management Renewal of EMTN Program 11.2 Approve Change-of-Control Clause Re: For For Management Term Facility Agreement 11.3 Approve Change-of-Control Clause Re: For For Management Revolving Facility Agreement 1 Amend Articles Re: New Belgian Code of For For Management Companies and Associations 2 Receive Special Board Report Re: None None Management Renewal of Authorized Capital 3 Renew Authorization to Increase Share For For Management Capital within the Framework of Authorized Capital 4 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital -------------------------------------------------------------------------------- UMICORE Ticker: UMI Security ID: B95505184 Meeting Date: APR 30, 2020 Meeting Type: Annual/Special Record Date: APR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Directors' and Auditors' None None Management Reports (Non-Voting) 2 Approve Remuneration Report For For Management 3 Approve Remuneration Policy For For Management 4 Approve Financial Statements, For For Management Allocation of Income, and Dividends of EUR 0.375 per Share 5 Receive Consolidated Financial None None Management Statements and Statutory Reports (Non-Voting) 6 Approve Discharge of Directors For For Management 7 Approve Discharge of Auditors For For Management 8.1 Reelect Ines Kolmsee as Independent For For Management Director 8.2 Reelect Liat Ben-Zur as Independent For For Management Director 8.3 Elect Mario Armero as Director For For Management 9 Approve Remuneration of Directors For For Management 10 Ratify PricewaterhouseCoopers as For For Management Auditor and Approve Auditors' Remuneration 1 Approve Change-of-Control Clause Re: For For Management Note Purchase Agreement 1 Amend Articles Re: Alignment on the For For Management Rules of Code on Companies and Associations 2 Elect Supervisory Board Members For For Management 3 Authorize Implementation of Approved For For Management Resolutions, Coordination of Articles of Association, and Filing of Required Documents/Formalities at Trade Registry -------------------------------------------------------------------------------- UNIBAIL-RODAMCO-WESTFIELD Ticker: URW Security ID: F95094581 Meeting Date: MAY 15, 2020 Meeting Type: Annual/Special Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 5.40 per Share 4 Approve Auditors' Special Report on For For Management Related-Party Transactions Mentioning the Absence of New Transactions 5 Approve Compensation of Christophe For For Management Cuvillier, Chairman of the Management Board 6 Approve Compensation of Jaap Tonckens, For For Management Member of the Management Board 7 Approve Compensation of Colin Dyer, For For Management Chairman of the Supervisory Board 8 Approve Compensation Report of For For Management Corporate Officers 9 Approve Remuneration Policy for For For Management Chairman of the Management Board 10 Approve Remuneration Policy for For For Management Management Board Members 11 Approve Remuneration Policy for For For Management Supervisory Board Members 12 Reelect Colin Dyer as Supervisory For For Management Board Member 13 Reelect Philippe Collombel as For For Management Supervisory Board Member 14 Reelect Dagmar Kollmann as Supervisory For For Management Board Member 15 Reelect Roderick Munsters as For For Management Supervisory Board Member 16 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 17 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 18 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 100 Million 19 Authorize Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 60 Million 20 Authorize Board to Increase Capital in For For Management the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above Under Items 18-19 21 Authorize Capital Increase of up to 10 For For Management Percent of Issued Capital for Contributions in Kind 22 Authorize Capital Issuances for Use in For Against Management Employee Stock Purchase Plans 23 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- UNICREDIT SPA Ticker: UCG Security ID: T9T23L642 Meeting Date: APR 09, 2020 Meeting Type: Annual/Special Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income For For Management 3 Approve Dividend Distribution For For Management 4 Approve Elimination of Negative For For Management Reserves 5.1 Approve Decrease in Size of Board For For Management 5.2 Elect Beatriz Lara Bartolome as For For Management Director 5.3 Elect Diego De Giorgi as Director For For Management 6 Approve Auditors and Authorize Board For For Management to Fix Their Remuneration 7 Approve 2020 Group Incentive System For For Management 8 Approve Remuneration Policy For For Management 9 Approve Second Section of the For For Management Remuneration Report 10 Approve Long-Term Incentive Plan For For Management 11 Authorize Share Repurchase Program For For Management 1 Authorize Board to Increase Capital to For For Management Service 2019 Group Incentive System 2 Authorize Board to Increase Capital to For For Management Service 2020 Group Incentive System 3 Amend Company Bylaws Re: Clause 6 For For Management 4 Authorize Cancellation of Repurchased For For Management Shares A Deliberations on Possible Legal Action None Against Management Against Directors if Presented by Shareholders -------------------------------------------------------------------------------- UNILEVER NV Ticker: UNA Security ID: N8981F289 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: APR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Discussion of the Annual Report and None None Management Accounts for the 2019 Financial Year 2 Approve Financial Statements and For For Management Allocation of Income 3 Approve Remuneration Report For For Management 4 Approve Discharge of Executive For For Management Directors 5 Approve Discharge of Non-Executive For For Management Directors 6 Reelect N Andersen as Non-Executive For For Management Director 7 Reelect L Cha as Non-Executive Director For For Management 8 Reelect V Colao as Non-Executive For For Management Director 9 Reelect J Hartmann as Non-Executive For For Management Director 10 Reelect A Jope as Executive Director For For Management 11 Reelect A Jung as Non-Executive For For Management Director 12 Reelect S Kilsby as Non-Executive For For Management Director 13 Reelect S Masiyiwa as Non-Executive For For Management Director 14 Reelect Y Moon as Non-Executive For For Management Director 15 Reelect G Pitkethly as Executive For For Management Director 16 Reelect J Rishton as Director For For Management 17 Reelect F Sijbesma as Director For For Management 18 Ratify KPMG as Auditors For For Management 19 Grant Board Authority to Issue Shares For For Management 20 Authorize Board to Exclude Preemptive For For Management Rights from Share Issuances for General Corporate Purposes 21 Authorize Board to Exclude Preemptive For For Management Rights from Share Issuances for Acquisition or Specified Capital Investment Purposes 22 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 23 Approve Reduction in Share Capital For For Management through Cancellation of Ordinary Shares -------------------------------------------------------------------------------- UNIPER SE Ticker: UN01 Security ID: D8530Z100 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 1.15 per Share 3 Approve Discharge of Management Board For For Management for Fiscal 2017 4 Approve Discharge of Management Board For For Management for Fiscal 2018 5 Approve Discharge of Management Board For For Management for Fiscal 2019 6 Approve Discharge of Supervisory Board For For Management for Fiscal 2019 7 Ratify PricewaterhouseCoopers GmbH as For For Management Auditors for Fiscal 2020 8.1 Elect Werner Brinker to the For For Management Supervisory Board 8.2 Elect Bernhard Guenther to the For For Management Supervisory Board 8.3 Elect Klaus-Dieter Maubach to the For Against Management Supervisory Board 8.4 Elect Sirpa-Helena Sormunen to the For Against Management Supervisory Board 8.5 Elect Tiina Tuomela to the Supervisory For Against Management Board -------------------------------------------------------------------------------- UNITED INTERNET AG Ticker: UTDI Security ID: D8542B125 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 0.50 per Share 3.1 Approve Discharge of Management Board For For Management Member Ralph Dommermuth for Fiscal 2019 3.2 Approve Discharge of Management Board For For Management Member Frank Krause for Fiscal 2019 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2019 5 Ratify Ernst & Young GmbH as Auditors For For Management for Fiscal 2020 6.1 Elect Claudia Borgas-Herold to the For For Management Supervisory Board 6.2 Elect Manuel del Castillo-Olivares to For For Management the Supervisory Board 6.3 Elect Kurt Dobitsch to the Supervisory For For Management Board 7.1 Approve Increase in Size of Board to For For Management Six Members 7.2 Approve Creation of Further Delegation For Against Management Right for Ralph Dommermuth 8.1 Elect Michael Scheeren to the For For Management Supervisory Board 8.2 Elect Philipp von Bismarck to the For For Management Supervisory Board 8.3 Elect Yasmin Weiss to the Supervisory For For Management Board 9.1 Approve Revocation of May 21, 2015 AGM For For Management Resolution on Remuneration 9.2 Approve Remuneration of Supervisory For For Management Board 10 Amend Articles Re: Annulment of the For For Management Clause Regarding the Form of the Transmission of AGM Convocation Notices to Credit Institutions 11.1 Amend Articles Re: Online Participation For For Management 11.2 Amend Articles Re: Absentee Vote For For Management 11.3 Amend Articles Re: General Meeting For For Management Chairman; Participation of Board Members 11.4 Amend Articles Re: Supervisory Board For For Management Attendance at General Meetings 12 Amend Articles Re: Interim Dividend For For Management 13 Approve Creation of EUR 77.5 Million For Against Management Pool of Capital with Partial Exclusion of Preemptive Rights 14 Approve Issuance of Warrants/Bonds For Against Management with Warrants Attached/Convertible Bonds with Partial Exclusion of Preemptive Rights up to Aggregate Nominal Amount of EUR 900 Million; Approve Creation of EUR 25 Million Pool of Capital to Guarantee Conversion Rights 15 Authorize Share Repurchase Program and For For Management Reissuance or Cancellation of Repurchased Shares -------------------------------------------------------------------------------- UPM-KYMMENE OYJ Ticker: UPM Security ID: X9518S108 Meeting Date: MAR 31, 2020 Meeting Type: Annual Record Date: MAR 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Call the Meeting to Order None None Management 3 Designate Inspector or Shareholder For For Management Representative(s) of Minutes of Meeting 4 Acknowledge Proper Convening of Meeting For For Management 5 Prepare and Approve List of For For Management Shareholders 6 Receive Financial Statements and None None Management Statutory Reports 7 Accept Financial Statements and For For Management Statutory Reports 8 Approve Allocation of Income and For For Management Dividends of EUR 1.30 Per Share 9 Approve Discharge of Board and For For Management President 10 Approve Remuneration Policy And Other For For Management Terms of Employment For Executive Management 11 Remuneration of Directors in the For For Management Amount of EUR 190,000 for Chairman, EUR 135,000 for Deputy Chairman and EUR 110,000 for Other Directors; Approve Compensation for Committee Work 12 Fix Number of Directors at Ten For For Management 13 Reelect Berndt Brunow, Henrik For For Management Ehrnrooth, Piia-Noora Kauppi, Marjan Oudeman, Ari Puheloinen, Veli-Matti Reinikkala, Kim Wahl and Bjorn Wahlroos as Directors; Elect Emma FitzGerald and Martin a Porta as New Directors 14 Approve Remuneration of Auditors For For Management 15 Ratify PricewaterhouseCoopers as For For Management Auditors 16 Approve Issuance of up to 25 Million For For Management Shares without Preemptive Rights 17 Authorize Share Repurchase Program For For Management 18 Authorize Charitable Donations For For Management 19 Close Meeting None None Management -------------------------------------------------------------------------------- VALEO SA Ticker: FR Security ID: F96221340 Meeting Date: JUN 25, 2020 Meeting Type: Annual/Special Record Date: JUN 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 0.20 per Share 4 Approve Auditors' Special Report on For For Management Related-Party Transactions 5 Ratify Appointment of Bpifrance For For Management Participations as Director 6 Ratify Appointment of Fonds For For Management Strategique de Participation as Director 7 Reelect Thierry Moulonguet as Director For For Management 8 Reelect Ulrike Steinhorst as Director For For Management 9 Reelect Fonds Strategique de For For Management Participation as Director 10 Approve Compensation Report of For For Management Corporate Officers 11 Approve Compensation of Jacques For Against Management Aschenbroich, Chairman and CEO 12 Approve Remuneration Policy of For For Management Directors 13 Approve Remuneration Policy of For Against Management Chairman and CEO 14 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 15 Delegate Powers to the Board to Amend For Against Management Bylaws to Comply with Legal Changes 16 Amend Articles 14, 16, 18 and 23 of For For Management Bylaws to Comply with Legal Changes 17 Approve Change of Corporate Form to For For Management Societe Europeenne (SE) 18 Pursuant to Item 17 Above, Adopt New For For Management Bylaws 19 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- VEOLIA ENVIRONNEMENT SA Ticker: VIE Security ID: F9686M107 Meeting Date: APR 22, 2020 Meeting Type: Annual/Special Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Non-Deductible Expenses For For Management 4 Approve Allocation of Income and For For Management Dividends of EUR 0.50 per Share 5 Approve Auditors' Special Report on For For Management Related-Party Transactions Mentioning the Absence of New Transactions 6 Reelect Jacques Aschenbroich as For Against Management Director 7 Reelect Isabelle Courville as Director For For Management 8 Reelect Nathalie Rachou as Director For For Management 9 Reelect Guillaume Texier as Director For For Management 10 Approve Compensation of Antoine For Against Management Frerot, Chairman and CEO 11 Approve Compensation Report of For For Management Corporate Officers 12 Approve Remuneration Policy of For Against Management Chairman and CEO 13 Approve Remuneration Policy of For For Management Corporate Officers 14 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 15 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 850 Million 16 Authorize Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 283 Million 17 Approve Issuance of Equity or For For Management Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 283 Million 18 Authorize Capital Increase of up to For For Management Aggregate Nominal Amount of EUR 283 Million for Contributions in Kind 19 Authorize Board to Increase Capital in For For Management the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote 20 Authorize Capitalization of Reserves For For Management of Up to EUR 400 Million for Bonus Issue or Increase in Par Value 21 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 22 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans Reserved for Employees of the Group's Subsidiaries 23 Authorize up to 0.5 Percent of Issued For Against Management Capital for Use in Restricted Stock Plans 24 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 25 Amend Articles 8, 11, 12, 15, 17, 18 For For Management and 20 of Bylaws Re: Shares, Board Composition, Chairman of the Board, Board Power, Remuneration of the Board, Censor and Vice-CEO 26 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- VERBUND AG Ticker: VER Security ID: A91460104 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: JUN 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 0.69 per Share 3 Approve Discharge of Management Board For For Management for Fiscal 2019 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2019 5 Ratify Deloitte GmbH as Auditors for For For Management Fiscal 2020 6 Approve Remuneration Policy For For Management 7.1 Elect Christine Catasta as Supervisory For Against Management Board Member 7.2 Elect Eckhardt Ruemmler as Supervisory For Against Management Board Member 7.3 Elect Juergen Roth as Supervisory For For Management Board Member 7.4 Elect Christa Schlager as Supervisory For Against Management Board Member 7.5 Elect Stefan Szyszkowitz as For Against Management Supervisory Board Member 7.6 Elect Peter Weinelt as Supervisory For Against Management Board Member 7.7 Elect Susan Hennersdorf as Supervisory For Against Management Board Member 7.8 Elect Barbara Praetorius as For Against Management Supervisory Board Member -------------------------------------------------------------------------------- VINCI SA Ticker: DG Security ID: F5879X108 Meeting Date: JUN 18, 2020 Meeting Type: Annual/Special Record Date: JUN 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Consolidated Financial For For Management Statements and Statutory Reports 2 Approve Financial Statements and For For Management Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 2.04 per Share 4 Approve Stock Dividend Program For For Management 5 Elect Benoit Bazin as Director For For Management 6 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 7 Approve Remuneration Policy of Board For Against Management Members 8 Approve Remuneration Policy of Xavier For Against Management Huillard, Chairman and CEO 9 Approve Compensation Report of For Against Management Corporate Officers 10 Approve Compensation of Xavier For Against Management Huillard, Chairman and CEO 11 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 12 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 13 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries 14 Authorize up to 1 Percent of Issued For Against Management Capital for Use in Restricted Stock Plans Reserved for Employees With Performance Conditions Attached 15 Amend Article 13 of Bylaws Re: Board For For Management Members Deliberation via Written Consultation 16 Amend Article 14 of Bylaws Re: Board For For Management Members Remuneration 17 Amend Article 15 of Bylaws Re: Board For For Management Powers 18 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- VIVENDI SA Ticker: VIV Security ID: F97982106 Meeting Date: APR 20, 2020 Meeting Type: Annual/Special Record Date: APR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 0.60 per Share 4 Reelect Yannick Bollore as Supervisory For Against Management Board Member 5 Elect Laurent Dassault as Supervisory For For Management Board Member 6 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 7 Approve Auditors' Special Report on For Against Management Related-Party Transactions 8 Approve Compensation Report of For Against Management Corporate Officers 9 Approve Compensation of Yannick For Against Management Bollore, Chairman of the Supervisory Board 10 Approve Compensation of Arnaud de For Against Management Puyfontaine, Chairman of the Management Board 11 Approve Compensation of Gilles Alix, For Against Management Management Board Member 12 Approve Compensation of Cedric de For Against Management Bailliencourt, Management Board Member 13 Approve Compensation of Frederic For Against Management Crepin, Management Board Member 14 Approve Compensation of Simon Gillham, For Against Management Management Board Member 15 Approve Compensation of Herve For Against Management Philippe, Management Board Member 16 Approve Compensation of Stephane For Against Management Roussel, Management Board Member 17 Approve Remuneration Policy of For Against Management Chairman and Members of Supervisory Board 18 Approve Remuneration Policy of For Against Management Chairman of Management Board 19 Approve Remuneration Policy of For Against Management Management Board Members 20 Approve Additional Pension Scheme For Against Management Agreement with Arnaud de Puyfontaine, Chairman of the Management Board 21 Approve Additional Pension Scheme For Against Management Agreement with Gilles Alix, Management Board Member 22 Approve Additional Pension Scheme For Against Management Agreement with Cedric de Bailliencourt, Management Board Member 23 Approve Additional Pension Scheme For Against Management Agreement with Frederic Crepin, Management Board Member 24 Approve Additional Pension Scheme For Against Management Agreement with Simon Gillham, Management Board Member 25 Approve Additional Pension Scheme For Against Management Agreement with Herve Philippe, Management Board Member 26 Approve Additional Pension Scheme For Against Management Agreement with Stephane Roussel, Management Board Member 27 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 28 Authorize Specific Buyback Program and For Against Management Cancellation of Repurchased Share 29 Amend Article 8 of Bylaws Re: Employee For For Management Representative 30 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- VOESTALPINE AG Ticker: VOE Security ID: A9101Y103 Meeting Date: JUL 03, 2019 Meeting Type: Annual Record Date: JUN 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2018/19 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 1.10 per Share 3 Approve Discharge of Management Board For For Management for Fiscal 2018/19 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2018/19 5 Ratify Deloitte as Auditors for Fiscal For For Management 2019/20 6.1 Elect Joachim Lemppenau as Supervisory For Against Management Board Member 6.2 Elect Franz Gasselsberger as For Against Management Supervisory Board Member 6.3 Elect Heinrich Schaller as Supervisory For Against Management Board Member 6.4 Elect Wolfgang Eder as Supervisory For Against Management Board Member 6.5 Elect Ingrid Joerg as Supervisory For For Management Board Member 6.6 Elect Florian Khol as Supervisory For Against Management Board Member 6.7 Elect Maria Kubitschek as Supervisory For For Management Board Member 6.8 Elect Elisabeth Stadler as Supervisory For For Management Board Member 7 Authorize Share Repurchase Program and For For Management Reissuance or Cancellation of Repurchased Shares 8 Approve Creation of EUR 64.9 Million For For Management Pool of Capital with Preemptive Rights 9 Approve Creation of EUR 32.4 Million For For Management Pool of Capital without Preemptive Rights 10 Approve Issuance of Warrants/Bonds For For Management with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 500 Million 11 Approve Creation of EUR 32.4 Million For For Management Pool of Capital to Guarantee Conversion Rights -------------------------------------------------------------------------------- VONOVIA SE Ticker: VNA Security ID: D9581T100 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 1.57 per Share 3 Approve Discharge of Management Board For For Management for Fiscal 2019 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2019 5 Ratify KPMG AG as Auditors for Fiscal For For Management 2020 -------------------------------------------------------------------------------- WAREHOUSES DE PAUW SCA Ticker: WDP Security ID: B9774V120 Meeting Date: SEP 11, 2019 Meeting Type: Special Record Date: AUG 28, 2019 # Proposal Mgt Rec Vote Cast Sponsor A1 Receive Special Board Report Re: None None Management Renewal and Expansion of Authorized Capital A2.1 Authorize Increase in Share Capital of For For Management up to 50 Percent of Authorized Capital With Preemptive Rights If Increase Is In Cash A2.2 Authorize Increase in Share Capital of For For Management up to 50 Percent of Authorized Capital If Increase is Within the Context of Paying an Optional Dividend A2.3 Authorize Increase in Share Capital of For For Management up to 10 Percent of Authorized Capital Without Preemptive Rights B3 Authorize Share Repurchase Program and For For Management Reissuance of Repurchased Shares C4 Voluntary Early Application of the None None Management Code of Companies and Associations C5a Change of Corporate Form For For Management C5b Approve Discharge of Statutory Manager For For Management C5c.1 Elect Rik Vandenberghe as Independent For For Management Director C5c.2 Elect Frank Meysman as Director For Against Management C5c.3 Elect Anne Leclercq as Independent For For Management Director C5c.4 Elect Cynthia Van Hulle as Independent For For Management Director C5c.5 Elect Jurgen Ingels as Independent For For Management Director C5c.6 Elect Tony De Pauw as Director For For Management C5c.7 Elect Joost Uwents as Director For For Management C5d Approve Remuneration of Directors For For Management D6 Approve 7:1 Stock Split For For Management E7 Authorize Implementation of Approved For For Management Resolutions and Filing of Required Documents/Formalities at Trade Registry -------------------------------------------------------------------------------- WAREHOUSES DE PAUW SCA Ticker: WDP Security ID: B9T59Z100 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: APR 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Directors' Reports on None None Management Statutory and Consolidated Financial Statements (Non-Voting) 2 Receive Auditors' Reports Re: Item 1 None None Management 3 Receive Directors' Reports on None None Management Statutory Financial Statements of De Pauw NV/SA (Non-Voting) 4 Receive Auditors' Reports Re: Item 3 None None Management 5 Receive Directors' Reports on None None Management Statutory Financial Statements of BST-Logistics NV/SA (Non-Voting) 6 Receive Auditors' Reports Re: Item 5 None None Management 7 Receive Explanation of Company's None None Management Dividend Policy 8 Approve Financial Statements and For For Management Allocation of Income 9 Approve Discharge of De Pauw NV/SA, For For Management Permanently Represented by Tony De Pauw as Statutory Manager 10 Approve Discharge of Directors For For Management 11 Approve Discharge of Auditor For For Management 12 Approve Financial Statements and For For Management Allocation of Income of De Pauw NV/SA 13 Approve Discharge of Directors of De For For Management Pauw NV/SA 14 Approve Discharge of Sole Director of For For Management De Pauw NV/SA 15 Approve Discharge of Auditor of De For For Management Pauw NV/SA 16 Approve Financial Statements and For For Management Allocation of Income of BST-Logistics NV/SA 17 Approve Discharge of Directors of For For Management BST-Logistics NV/SA 18 Approve Discharge of Auditor of For For Management BST-Logistics NV/SA 19 Ratify Deloitte as Auditor and Approve For For Management Auditors' Remuneration 20 Approve Remuneration Report For For Management 21 Approve Variable Remuneration of For For Management Co-CEOs and other Members of the Management Committee Re: Article 7:91 of the Code of Companies and Association 22 Approve Severance Agreements For For Management 23 Approve Remuneration Policy For For Management 24 Approve Remuneration of Non-Executive For For Management Directors 25.1 Approve Change-of-Control Clause Re: For For Management Term and Revolving Credit Loan Facility Agreement with Banque Europeenne du Credit Mutuel (BECM) 25.2 Approve Change-of-Control Clause Re: For For Management Term Credit Facility Agreement with Caisse d'epargne et de prevoyance hauts de France 25.3 Approve Change-of-Control Clause Re: For For Management Amendment to the Note Purchase and Private Shelf Agreement with MetLife Investment Management, LLC and MetLife Investment Management Limited 25.4 Approve Change-of-Control Clause Re: For For Management Every Clause Permitted Between the Date of the Convocation and the Effective Session of the General Meeting -------------------------------------------------------------------------------- WAREHOUSES DE PAUW SCA Ticker: WDP Security ID: B9T59Z100 Meeting Date: APR 29, 2020 Meeting Type: Special Record Date: APR 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor A1 Receive Special Board Report Re: None None Management Renewal of Authorized Capital A2.1 Authorize Increase in Share Capital of For For Management up to 50 Percent of Authorized Capital With Preemptive Rights by Cash Contributions A2.2 Authorize Increase in Share Capital of For For Management up to 50 Percent of Authorized Capital If Increase is Within the Context of Paying an Optional Dividend A2.3 Authorize Increase in Share Capital of For For Management up to 10 Percent of Authorized Capital Without Preemptive Rights B Authorize Implementation of Approved For For Management Resolutions and Filing of Required Documents/Formalities at Trade Registry -------------------------------------------------------------------------------- WARTSILA OYJ ABP Ticker: WRT1V Security ID: X98155116 Meeting Date: MAR 05, 2020 Meeting Type: Annual Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Call the Meeting to Order None None Management 3 Designate Inspector or Shareholder For For Management Representative(s) of Minutes of Meeting 4 Acknowledge Proper Convening of Meeting For For Management 5 Prepare and Approve List of For For Management Shareholders 6 Receive Financial Statements and None None Management Statutory Reports 7 Accept Financial Statements and For For Management Statutory Reports 8 Approve Allocation of Income and For For Management Dividends of EUR 0.48 hare 9 Approve Discharge of Board and For For Management President 10 Approve Remuneration Policy And Other For For Management Terms of Employment For Executive Management 11 Establish Nominating Committee For For Management 12 Approve Remuneration of Directors in For For Management the Amount of EUR 140,000 for Chairman, EUR 105,000 for Vice Chairman, and EUR 70,000 for Other Directors; Approve Meeting Fees; Approve Remuneration for Committee Work 13 Fix Number of Directors at Eight For For Management 14 Reelect Maarit Aarni-Sirvio, Karin For Against Management Falk, Johan Forssell, Tom Johnstone, Risto Murto and Markus Rauramo as Directors; Elect Karen Bomba and Mats Rahmstrom as New Directors 15 Approve Remuneration of Auditors For For Management 16 Ratify PricewaterhouseCoopers as For For Management auditor 17 Authorize Share Repurchase Program and For For Management Reissuance of Repurchased Shares 18 Approve Issuance of up to 57 Million For For Management Shares without Preemptive Rights 19 Close Meeting None None Management -------------------------------------------------------------------------------- WFD UNIBAIL-RODAMCO N.V. Ticker: Security ID: F95094581 Meeting Date: JUN 09, 2020 Meeting Type: Annual Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor i Discuss Annual Report None None Management 1 Approve Implementation of Remuneration For For Management Policy 2 Adopt Financial Statements and For For Management Statutory Reports ii Receive Explanation on Dividend Policy None None Management 3 Approve Discharge of Management Board For For Management 4 Approve Discharge of Supervisory Board For For Management 5 Ratify Ernst & Young Accountants LLP For For Management as Auditors 6 Approve Remuneration Policy for For For Management Management Board Members 7 Approve Remuneration Policy for For For Management Supervisory Board Members 8 Amend Articles Re: Change Name of For For Management Company to Unibail-Rodamco-Westfield N. V. 9 Authorize Repurchase of Shares For For Management 10 Approve Cancellation of Repurchased For For Management Shares -------------------------------------------------------------------------------- WOLTERS KLUWER NV Ticker: WKL Security ID: N9643A197 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: MAR 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2.a Receive Report of Management Board None None Management (Non-Voting) 2.b Receive Report of Supervisory Board None None Management (Non-Voting) 2.c Approve Remuneration Report For Against Management 3.a Adopt Financial Statements For For Management 3.b Receive Explanation on Dividend Policy None None Management 3.c Approve Dividends of EUR 1.18 Per Share For For Management 4.a Approve Discharge of Management Board For For Management 4.b Approve Discharge of Supervisory Board For For Management 5.a Reelect Jeanette Horan to Supervisory For For Management Board 5.b Elect Jack de Kreij to Supervisory For For Management Board 5.c Elect Sophie Vandebroek to Supervisory For For Management Board 6 Approve Remuneration Policy for For Against Management Management Board 7.a Approve Remuneration Policy for For For Management Supervisory Board 7.b Amend Remuneration of Supervisory For For Management Board Members 8.a Grant Board Authority to Issue Shares For For Management Up To 10 Percent of Issued Capital 8.b Authorize Board to Exclude Preemptive For For Management Rights from Share Issuances 9 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 10 Authorize Cancellation of Repurchased For For Management Shares 11 Other Business (Non-Voting) None None Management 12 Close Meeting None None Management -------------------------------------------------------------------------------- ZALANDO SE Ticker: ZAL Security ID: D98423102 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: JUN 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019 (Non-Voting) 2 Approve Allocation of Income and For For Management Omission of Dividends 3 Approve Discharge of Management Board For For Management for Fiscal 2019 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2019 5.1 Ratify Ernst & Young GmbH as Auditors For For Management for Fiscal 2020 5.2 Ratify Ernst & Young GmbH as Auditors For For Management Until the 2021 AGM 6.1 Elect Jennifer Hyman to the For For Management Supervisory Board as Shareholder Representative 6.2a1 Elect Matti Ahtiainen to the For For Management Supervisory Board as Employee Representative 6.2a2 Elect Jade Buddenberg to the For For Management Supervisory Board as Employee Representative 6.2a3 Elect Anika Mangelmann to the For For Management Supervisory Board as Employee Representative 6.2b1 Elect Anthony Brew to the Supervisory For For Management Board as Substitute to Employee Representative 6.2b2 Elect Margot Comon to the Supervisory For For Management Board as Substitute to Employee Representative 6.2b3 Elect Christine Loof to the For For Management Supervisory Board as Substitute to Employee Representative 7 Amend Articles Re: Proof of Entitlement For For Management 8 Authorize Share Repurchase Program and For For Management Reissuance or Cancellation of Repurchased Shares 9 Authorize Use of Financial Derivatives For For Management when Repurchasing Shares 10 Approve Creation of EUR 100.3 Million For For Management Pool of Capital with Partial Exclusion of Preemptive Rights 11 Approve Issuance of Warrants/Bonds For For Management with Warrants Attached/Convertible Bonds with Partial Exclusion of Preemptive Rights up to Aggregate Nominal Amount of EUR 2.4 Billion; Approve Creation of EUR 75.2 Million Pool of Capital to Guarantee Conversion Rights 12 Approve Reduction of Conditional For For Management Capital Authorization from EUR 5.1 Million to EUR 3.6 Million 13 Amend Stock Option Plan 2013 and 2014 For For Management =========== Xtrackers FTSE Developed ex US Comprehensive Factor ETF ============ 3I GROUP PLC Ticker: III Security ID: G88473148 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: JUN 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Remuneration Policy For For Management 4 Approve Final Dividend For For Management 5 Re-elect Jonathan Asquith as Director For For Management 6 Re-elect Caroline Banszky as Director For For Management 7 Re-elect Simon Borrows as Director For For Management 8 Re-elect Stephen Daintith as Director For For Management 9 Re-elect Peter Grosch as Director For For Management 10 Re-elect David Hutchison as Director For For Management 11 Re-elect Coline McConville as Director For For Management 12 Elect Alexandra Schaapveld as Director For For Management 13 Re-elect Simon Thompson as Director For For Management 14 Re-elect Julia Wilson as Director For For Management 15 Appoint KPMG LLP as Auditors For For Management 16 Authorise Board Acting Through the For For Management Audit and Compliance Committee to Fix Remuneration of Auditors 17 Authorise EU Political Donations and For For Management Expenditure 18 Authorise Issue of Equity For For Management 19 Approve Discretionary Share Plan For For Management 20 Authorise Issue of Equity without For For Management Pre-emptive Rights 21 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 22 Authorise Market Purchase of Ordinary For For Management Shares 23 Adopt New Articles of Association For For Management 24 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- A.P. MOLLER-MAERSK A/S Ticker: MAERSK.B Security ID: K0514G135 Meeting Date: MAR 23, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Report of Board None None Management 2 Accept Financial Statements and For For Management Statutory Reports 3 Approve Discharge of Management and For For Management Board 4 Approve Allocation of Income and For For Management Dividends of DKK 150 Per Share 5a Reelect Jim Hagemann Snabe as Director For For Management 5b Reelect Ane Maersk Mc-Kinney Uggla as For For Management Director 5c Reelect Robert Maersk Uggla as Director For Abstain Management 5d Reelect Jacob Andersen Sterling as For For Management Director 5e Reelect Thomas Lindegaard Madsen as For For Management Director 6 Ratify PricewaterhouseCoopers as For For Management Auditors 7a Authorize Board to Declare For For Management Extraordinary Dividend 7b Approve DKK 784.9 Million Reduction in For For Management Share Capital via Share Cancellation 7c Approve Guidelines for Incentive-Based For Against Management Compensation for Executive Management and Board 7d Amend Articles Re: Voting on the For For Management Company's Remuneration Report at Annual General Meetings -------------------------------------------------------------------------------- A2A SPA Ticker: A2A Security ID: T0579B105 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAY 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Accept Financial Statements and For For Management Statutory Reports 1.2 Approve Allocation of Income For For Management 2.1 Approve Remuneration Policy For For Management 2.2 Approve Second Section of the For For Management Remuneration Report 3 Authorize Share Repurchase Program and For For Management Reissuance of Repurchased Shares 4 Approve Regulations on General Meetings For For Management 5.1.1 Slate Submitted by Municipalities of None Against Shareholder Brescia and Milan 5.1.2 Slate Submitted by Institutional None For Shareholder Investors (Assogestioni) 5.2 Approve Remuneration of Directors For For Management 6.1.1 Slate Submitted by Municipalities of None Against Shareholder Brescia and Milan 6.1.2 Slate Submitted by Institutional None For Shareholder Investors (Assogestioni) 6.2 Approve Internal Auditors' Remuneration None For Shareholder A Deliberations on Possible Legal Action None Against Management Against Directors if Presented by Shareholders -------------------------------------------------------------------------------- AALBERTS NV Ticker: AALB Security ID: N00089271 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAY 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Receive Annual Report None None Management 3.a Approve Remuneration Report For For Management 3.b Approve Consolidated Financial For For Management Statements and Statutory Reports 4.a Receive Explanation on Company's None None Management Reserves and Dividend Policy 4.b Approve Dividends of EUR 0.80 Per Share For For Management 5 Approve Discharge of Management Board For For Management 6 Approve Discharge of Supervisory Board For For Management 7 Reelect M.C.J. (Martin) van Pernis to For For Management Supervisory Board 8 Reelect P. (Piet) Veenema to For For Management Supervisory Board 9 Elect A. (Annette) Rinck to For For Management Supervisory Board 10.a Approve Remuneration Policy for For For Management Management Board 10.b Approve Remuneration Policy for For For Management Supervisory Board 11 Grant Board Authority to Issue Shares For For Management Up to 10 Percent of Issued Capital 12 Authorize Board to Exclude Preemptive For For Management Rights from Share Issuances 13 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 14 Ratify Deloitte as Auditors For For Management 15 Other Business (Non-Voting) None None Management 16 Close Meeting None None Management -------------------------------------------------------------------------------- ABB LTD. Ticker: ABBN Security ID: H0010V101 Meeting Date: MAR 26, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management (Non-Binding) 3 Approve Discharge of Board and Senior For For Management Management 4 Approve Allocation of Income and For For Management Dividends of CHF 0.80 per Share 5 Amend Articles Re: Annual Report For For Management 6.1 Approve Remuneration of Directors in For For Management the Amount of CHF 4.7 Million 6.2 Approve Remuneration of Executive For For Management Committee in the Amount of CHF 39.5 Million 7.1 Reelect Matti Alahuhta as Director For For Management 7.2 Reelect Gunnar Brock as Director For For Management 7.3 Reelect David Constable as Director For For Management 7.4 Reelect Frederico Curado as Director For For Management 7.5 Reelect Lars Foerberg as Director For For Management 7.6 Reelect Jennifer Xin-Zhe Li as Director For For Management 7.7 Reelect Geraldine Matchett as Director For For Management 7.8 Reelect David Meline as Director For For Management 7.9 Reelect Satish Pai as Director For For Management 7.10 Reelect Jacob Wallenberg as Director For For Management 7.11 Reelect Peter Voser as Director and For For Management Board Chairman 8.1 Appoint David Constable as Member of For For Management the Compensation Committee 8.2 Appoint Frederico Curado as Member of For For Management the Compensation Committee 8.3 Appoint Jennifer Xin-Zhe Li as Member For For Management of the Compensation Committee 9 Designate Hans Zehnder as Independent For For Management Proxy 10 Ratify KPMG AG as Auditors For For Management 11 Transact Other Business (Voting) For Against Management -------------------------------------------------------------------------------- ABC-MART, INC. Ticker: 2670 Security ID: J00056101 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: FEB 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 85 2.1 Elect Director Noguchi, Minoru For For Management 2.2 Elect Director Katsunuma, Kiyoshi For For Management 2.3 Elect Director Kojima, Jo For For Management 2.4 Elect Director Kikuchi, Takashi For For Management 2.5 Elect Director Hattori, Kiichiro For For Management -------------------------------------------------------------------------------- ACCIONA SA Ticker: ANA Security ID: E0008Z109 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Consolidated and Standalone For For Management Financial Statements 1.2 Approve Consolidated and Standalone For For Management Management Reports 1.3 Approve Non-Financial Information For For Management Statement 1.4 Approve Sustainability Report For For Management 1.5 Approve Allocation of Income and For For Management Dividends 1.6 Renew Appointment of KPMG Auditores as For For Management Auditor 2.1 Reelect Karen Christiana Figueres For For Management Olsen as Director 2.2 Reelect Jeronimo Marcos Gerard Rivero For For Management as Director 3.1 Authorize Increase in Capital up to 50 For Against Management Percent via Issuance of Equity or Equity-Linked Securities, Excluding Preemptive Rights of up to 20 Percent 3.2 Authorize Issuance of Convertible For Against Management Bonds, Debentures, Warrants, and Other Debt Securities up to EUR 3 Billion with Exclusion of Preemptive Rights up to 20 Percent of Capital 3.3 Authorize Company to Call EGM with 21 For For Management Days' Notice 4.1 Approve Remuneration Policy For Against Management 4.2 Amend Settlement of the 2014 Stock and For For Management Option Plan 4.3 Approve Share Appreciation Rights Plan For Against Management 4.4 Advisory Vote on Remuneration Report For Against Management 5.1 Amend Article 18 Re: Right to Attend For For Management 5.2 Add Article 15 bis of General Meeting For For Management Regulations Re: Telematic Attendance 6 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- ACCOR SA Ticker: AC Security ID: F00189120 Meeting Date: JUN 30, 2020 Meeting Type: Annual/Special Record Date: JUN 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Absence of Dividends 4 Reelect Sebastien Bazin as Director For Against Management 5 Reelect Iris Knobloch as Director For For Management 6 Elect Bruno Pavlovsky as Director For For Management 7 Approve Transaction with SASP Paris For Against Management Saint-Germain Football Re: Partnership Agreement 8 Ratify Appointment of Ernst & Young et For For Management Autres as Auditor 9 Approve Compensation of Corporate For For Management Officers 10 Approve Compensation of Sebastien Bazin For Against Management 11 Approve Remuneration Policy of For Against Management Chairman and CEO 12 Approve Remuneration Policy of For For Management Directors 13 Authorize Repurchase of Up to 10 For Against Management Percent of Issued Share Capital 14 Authorize Capital Issuances for Use in For Against Management Employee Stock Purchase Plans 15 Amend Articles 12 and 15 of Bylaws Re: For For Management Employee Representatives; Board Members Deliberation via Written Consultation 16 Authorize Board to Issue Free Warrants For Against Management with Preemptive Rights During a Public Tender Offer 17 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- ACKERMANS & VAN HAAREN NV Ticker: ACKB Security ID: B01165156 Meeting Date: MAY 25, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Directors' Reports (Non-Voting) None None Management 2 Receive Auditors' Reports (Non-Voting) None None Management 3 Approve Financial Statements and For For Management Allocation of Income 4.1 Approve Discharge of Alexia Bertrand For For Management as Director 4.2 Approve Discharge of Luc Bertrand as For For Management Director 4.3 Approve Discharge of Marion Debruyne For For Management BV, Represented by Marion Debruyne, as Director 4.4 Approve Discharge of Jacques Delen as For For Management Director 4.5 Approve Discharge of Pierre Macharis For For Management as Director 4.6 Approve Discharge of Julien Pestiaux For For Management as Director 4.7 Approve Discharge of Thierry van Baren For For Management as Director 4.8 Approve Discharge of Menlo Park BV, For For Management Represented by Victoria Vandeputte, as Director 4.9 Approve Discharge of Frederic van For For Management Haaren as Director 4.10 Approve Discharge of Pierre Willaert For For Management as Director 5 Approve Discharge of Auditor For For Management 6.1 Reelect Jacques Delen as Director For Against Management 6.2 Reelect Pierre Macharis as Director For Against Management 6.3 Reelect Pierre Willaert as Director For Against Management 6.4 Reelect Marion Debruyne BV, For For Management Represented by Marion Debruyne, as Director 7 Approve Remuneration Report For Against Management -------------------------------------------------------------------------------- ACS ACTIVIDADES DE CONSTRUCCION Y SERVICIOS SA Ticker: ACS Security ID: E7813W163 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: APR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Consolidated and Standalone For For Management Financial Statements 1.2 Approve Allocation of Income For For Management 2 Approve Non-Financial Information For For Management Statement 3 Approve Discharge of Board For For Management 4.1 Reelect Javier Echenique Landiribar as For Against Management Director 4.2 Reelect Mariano Hernandez Herreros as For Against Management Director 4.3 Fix Number of Directors at 16 For For Management 5 Approve Remuneration Policy For For Management 6 Advisory Vote on Remuneration Report For For Management 7.1 Amend Articles of General Meeting For For Management Regulations Re: Preliminary Title 7.2 Amend Articles of General Meeting For For Management Regulations Re: Title I 7.3 Amend Articles of General Meeting For For Management Regulations Re: Chapter I of Title II 7.4 Amend Articles of General Meeting For For Management Regulations Re: Chapter II of Title II 7.5 Amend Articles of General Meeting For For Management Regulations Re: Chapter I of Title III 7.6 Amend Articles of General Meeting For For Management Regulations Re: Chapter II of Title III 7.7 Amend Articles of General Meeting For For Management Regulations Re: Chapter III of Title III 7.8 Add Articles of General Meeting For For Management Regulations Re: Title VI 7.9 Approve Restated General Meeting For For Management Regulations 8 Approve Scrip Dividends and Approve For For Management Reduction in Share Capital via Amortization of Treasury Shares 9 Authorize Share Repurchase and Capital For For Management Reduction via Amortization of Repurchased Shares 10 Authorize Increase in Capital up to 50 For For Management Percent via Issuance of Equity or Equity-Linked Securities, Excluding Preemptive Rights of up to 20 Percent 11 Authorize Board to Ratify and Execute For For Management Approved Resolutions 12 Receive Amendments to Board of None None Management Directors Regulations -------------------------------------------------------------------------------- ADECCO GROUP AG Ticker: ADEN Security ID: H00392318 Meeting Date: APR 16, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1.1 Accept Financial Statements and For For Management Statutory Reports 1.2 Approve Remuneration Report For For Management 2 Approve Allocation of Income and For For Management Dividends of CHF 2.50 per Share 3 Approve Discharge of Board and Senior For For Management Management 4.1 Approve Remuneration of Directors in For For Management the Amount of CHF 5.1 Million 4.2 Approve Remuneration of Executive For For Management Committee in the Amount of CHF 35 Million 5.1.1 Reelect Jean-Christophe Deslarzes as For For Management Director 5.1.2 Reelect Ariane Gorin as Director For For Management 5.1.3 Reelect Alexander Gut as Director For For Management 5.1.4 Reelect Didier Lamouche as Director For Against Management 5.1.5 Reelect David Prince as Director For For Management 5.1.6 Reelect Kathleen Taylor as Director For For Management 5.1.7 Reelect Regula Wallimann as Director For For Management 5.1.8 Elect Jean-Christophe Deslarzes as For For Management Board Chairman 5.1.9 Elect Rachel Duan as Director For For Management 5.2.1 Reappoint Kathleen Taylor as Member of For For Management the Compensation Committee 5.2.2 Reappoint Didier Lamouche as Member of For Against Management the Compensation Committee 5.2.3 Appoint Rachel Duan as Member of the For For Management Compensation Committee 5.3 Designate Keller KLG as Independent For For Management Proxy 5.4 Ratify Ernst & Young AG as Auditors For For Management 6 Approve Reduction in Share Capital via For For Management Cancellation of 220,000 Treasury Shares 7 Transact Other Business (Voting) For Against Management -------------------------------------------------------------------------------- ADEVINTA ASA Ticker: ADEA Security ID: R0000V110 Meeting Date: OCT 24, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Chairman of Meeting; Designate For Did Not Vote Management Inspector(s) of Minutes of Meeting 2 Approve Notice of Meeting and Agenda For Did Not Vote Management 3 Designate Inspector(s) of Minutes of For Did Not Vote Management Meeting 4 Approve Collapse of Company's Share For Did Not Vote Management Classes 5 Approve Creation of NOK 800,000 Pool For Did Not Vote Management of Capital by Way of a Rights Issue Towards Class A Shareholders 6 Approve Creation of NOK 7.5 Million For Did Not Vote Management Pool of Capital without Preemptive Rights -------------------------------------------------------------------------------- ADEVINTA ASA Ticker: ADE Security ID: R0000V110 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: APR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Notice of Meeting and Agenda For Did Not Vote Management 2 Elect Chairman of Meeting For Did Not Vote Management 3 Designate Inspector(s) of Minutes of For Did Not Vote Management Meeting 4 Accept Financial Statements and For Did Not Vote Management Statutory Reports 5 Approve Company's Corporate Governance For Did Not Vote Management Statement 6 Approve Remuneration Policy And Other For Did Not Vote Management Terms of Employment For Executive Management 7 Approve Remuneration of Auditors For Did Not Vote Management 8 Approve Remuneration of Directors in For Did Not Vote Management the Amount of NOK 1.06 Million for the Chairman and NOK 497,000 for the Other Directors; Approve Committee Fees 9.a Elect Trond Berger (Chair) as Member For Did Not Vote Management of Nominating Committee 9.b Elect Mette Krogsrud as Member of For Did Not Vote Management Nominating Committee 9.c Elect Chris Davies as Member of For Did Not Vote Management Nominating Committee 9.d Approve Remuneration of Nominating For Did Not Vote Management Committee 9.e Approve Instructions for Nominating For Did Not Vote Management Committee 10 Amend Articles Re: Advance Voting For Did Not Vote Management 11 Approve Creation of NOK 13.7 Million For Did Not Vote Management Pool of Capital without Preemptive Rights 12 Authorize Share Repurchase Program and For Did Not Vote Management Reissuance of Repurchased Shares 13 Approve Issuance of Convertible Bonds For Did Not Vote Management without Preemptive Rights -------------------------------------------------------------------------------- ADMIRAL GROUP PLC Ticker: ADM Security ID: G0110T106 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: APR 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Final Dividend For For Management 4 Re-elect David Stevens as Director For For Management 5 Re-elect Geraint Jones as Director For For Management 6 Re-elect Annette Court as Director For For Management 7 Re-elect Jean Park as Director For For Management 8 Re-elect George Manning Rountree as For For Management Director 9 Re-elect Owen Clarke as Director For For Management 10 Re-elect Justine Roberts as Director For For Management 11 Re-elect Andrew Crossley as Director For For Management 12 Re-elect Michael Brierley as Director For For Management 13 Re-elect Karen Green as Director For For Management 14 Reappoint Deloitte LLP as Auditors For For Management 15 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 16 Amend Discretionary Free Share Scheme For For Management 17 Authorise EU Political Donations and For For Management Expenditure 18 Authorise Issue of Equity For For Management 19 Authorise Issue of Equity without For For Management Pre-emptive Rights 20 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 21 Authorise Market Purchase of Ordinary For For Management Shares 22 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- ADVANTEST CORP. Ticker: 6857 Security ID: J00210104 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Yoshida, Yoshiaki For For Management 1.2 Elect Director Karatsu, Osamu For For Management 1.3 Elect Director Urabe, Toshimitsu For For Management 1.4 Elect Director Nicholas Benes For For Management 1.5 Elect Director Tsukakoshi, Soichi For For Management 1.6 Elect Director Fujita, Atsushi For For Management 1.7 Elect Director Tsukui, Koichi For For Management 1.8 Elect Director Douglas Lefever For For Management 2 Elect Director and Audit Committee For For Management Member Sumida, Sayaka -------------------------------------------------------------------------------- AEON CO., LTD. Ticker: 8267 Security ID: J00288100 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: FEB 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Okada, Motoya For Against Management 1.2 Elect Director Yoshida, Akio For For Management 1.3 Elect Director Yamashita, Akinori For For Management 1.4 Elect Director Tsukamoto, Takashi For Against Management 1.5 Elect Director Ono, Kotaro For For Management 1.6 Elect Director Peter Child For For Management 1.7 Elect Director Carrie Yu For For Management -------------------------------------------------------------------------------- AEON MALL CO., LTD. Ticker: 8905 Security ID: J10005106 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: FEB 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Iwamura, Yasutsugu For Abstain Management 1.2 Elect Director Chiba, Seiichi For Abstain Management 1.3 Elect Director Mishima, Akio For Abstain Management 1.4 Elect Director Fujiki, Mitsuhiro For Abstain Management 1.5 Elect Director Tamai, Mitsugu For Abstain Management 1.6 Elect Director Sato, Hisayuki For Abstain Management 1.7 Elect Director Okada, Motoya For Abstain Management 1.8 Elect Director Okamoto, Masahiko For Abstain Management 1.9 Elect Director Yokoyama, Hiroshi For Abstain Management 1.10 Elect Director Nakarai, Akiko For Abstain Management 1.11 Elect Director Hashimoto, Tatsuya For Abstain Management 1.12 Elect Director Kawabata, Masao For For Management 1.13 Elect Director Koshizuka, Kunihiro For For Management 1.14 Elect Director Yamashita, Yasuko For For Management 2 Appoint Statutory Auditor Nishimatsu, For For Management Masato -------------------------------------------------------------------------------- AEROPORTS DE PARIS SA Ticker: ADP Security ID: F00882104 Meeting Date: MAY 12, 2020 Meeting Type: Annual/Special Record Date: MAY 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles 12, 19 and 21 of Bylaws For For Management to Comply with Legal Changes 2 Approve Financial Statements and For For Management Statutory Reports 3 Approve Consolidated Financial For For Management Statements and Statutory Reports 4 Approve Allocation of Income and For For Management Dividends of EUR 0.70 per Share 5 Approve Transaction with the French For For Management State 6 Approve Transaction with Musee Quai For For Management Branly-Jacques Chirac 7 Approve Transaction with Societe du For For Management Grand Paris 8 Approve Transaction with Grand Paris For For Management 9 Approve Transaction with Academies de For For Management Creteil, Versailles et Amiens 10 Approve Transaction with SNCF Reseau For For Management et la Caisse des Depots et Consignations 11 Approve Transaction Re: Pole de For For Management formation Georges Guynemer des metiers de l aerien du Pays de Meaux 12 Approve Transaction with Media For For Management Aeroports de Paris 13 Approve Transaction with Domaine For For Management national de Chambord 14 Approve Transaction with RATP For For Management 15 Authorize Repurchase of Up to 10 For Against Management Percent of Issued Share Capital 16 Approve Compensation of Corporate For For Management Officers 17 Approve Compensation of Augustin de For For Management Romanet, Chairman and CEO 18 Approve Remuneration Policy of Board For For Management Members 19 Approve Remuneration Policy of For For Management Chairman and CEO 20 Approve Remuneration of Directors in For For Management the Aggregate Amount of EUR 500,000 21 Add Preamble in Bylaws Re: Corporate For For Management Purpose 22 Amend Articles 9, 13 and 16 of Bylaws For For Management Re: Shares and Board Powers 23 Authorize Issuance of Equity or For Against Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 97 Million 24 Authorize Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 29 Million 25 Approve Issuance of Equity or For Against Management Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 29 Million 26 Authorize Board to Increase Capital in For Against Management the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above Under Items 23-25 27 Authorize Capitalization of Reserves For Against Management of Up to EUR 97 Million for Bonus Issue or Increase in Par Value 28 Authorize Capital Issuances for Use in For Against Management Employee Stock Purchase Plans 29 Authorize Capital Increase of Up to For Against Management EUR 29 Million for Future Exchange Offers 30 Authorize Capital Increase of up to 10 For Against Management Percent of Issued Capital for Contributions in Kind 31 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 32 Set Total Limit for Capital Increase For For Management to Result from Issuance Requests Under Items 23-26 and 28-30 at EUR 97 Million 33 Set Total Limit for Capital Increase For For Management to Result from Issuance Requests Under Items 23-26 at EUR 29 Million 34 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- AGC, INC. (JAPAN) Ticker: 5201 Security ID: J0025W100 Meeting Date: MAR 27, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 60 2.1 Elect Director Ishimura, Kazuhiko For For Management 2.2 Elect Director Shimamura, Takuya For For Management 2.3 Elect Director Hirai, Yoshinori For For Management 2.4 Elect Director Miyaji, Shinji For For Management 2.5 Elect Director Hasegawa, Yasuchika For For Management 2.6 Elect Director Yanagi, Hiroyuki For For Management 2.7 Elect Director Honda, Keiko For For Management -------------------------------------------------------------------------------- AGEAS SA/NV Ticker: AGS Security ID: B0148L138 Meeting Date: MAY 20, 2020 Meeting Type: Annual/Special Record Date: MAY 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2.1.1 Receive Directors' and Auditors' None None Management Reports (Non-Voting) 2.1.2 Receive Consolidated Financial None None Management Statements and Statutory Reports (Non-Voting) 2.1.3 Approve Financial Statements and For For Management Allocation of Income 2.2.1 Receive Information on Company's None None Management Dividend Policy 2.2.2 Approve Dividends of EUR 0.27 Per Share For For Management 2.3.1 Approve Discharge of Directors For For Management 2.3.2 Approve Discharge of Auditor For For Management 3.1 Approve Remuneration Report For For Management 3.2 Approve Remuneration Policy For For Management 4.1 Reelect Jane Murphy as Independent For For Management Director 4.2 Reelect Lucrezia Reichlin as For For Management Independent Director 4.3 Reelect Yvonne Lang Ketterer as For For Management Independent Director 4.4 Reelect Richard Jackson as Independent For For Management Director 4.5 Reelect Antonio Cano as Director For For Management 5.1.1 Amend Article 1 Re: Definitions For For Management 5.1.2 Amend Article 2 Re: Name - Form For For Management 5.1.3 Amend Article 3 Re: Registered Office For For Management 5.1.4 Delete Article 6bis Re: Issue Premiums For For Management 5.1.5 Amend Article 7 Re: Form of the Shares For For Management 5.1.6 Amend Article 9 Re: Acquisition of Own For For Management Shares 5.1.7 Amend Article 10 Re: Board of Directors For For Management 5.1.8 Amend Article 11 Re: Board For For Management Deliberation and Decisions 5.1.9 Amend Article 12 Re: Executive For For Management Committee 51.10 Amend Article 13 Re: Representation For For Management 51.11 Amend Article 14 Re: Remuneration For For Management 51.12 Amend Article 15 Re: Ordinary Meeting For For Management of Shareholders 51.13 Amend Article 17 Re: Convocations For For Management 51.14 Amend Article 18 Re: Record Day and For For Management Proxies 51.15 Amend Article 19 Re: Procedure - For For Management Minutes of the Meeting 51.16 Amend Article 20 Re: Votes For For Management 51.17 Amend Article 22 Re: Annual Accounts For For Management 51.18 Amend Article 23 Re: Dividend For For Management 5.2 Approve Cancellation of Repurchased For For Management Shares 5.3.1 Receive Special Board Report Re: None None Management Authorized Capital 5.3.2 Renew Authorization to Increase Share For For Management Capital within the Framework of Authorized Capital 6 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 7 Close Meeting None None Management -------------------------------------------------------------------------------- AGL ENERGY LIMITED Ticker: AGL Security ID: Q01630195 Meeting Date: SEP 19, 2019 Meeting Type: Annual Record Date: SEP 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 2 Approve Remuneration Report For For Management 3a Elect Jacqueline Hey as Director For For Management 3b Elect Diane Smith-Gander as Director For For Management 3c Elect Patricia McKenzie as Director For For Management 4 Approve Grant of Performance Rights For Against Management under the AGL Long Term Incentive Plan to Brett Redman 5a Approve the Amendments to the Against Against Shareholder Company's Constitution 5b Approve Transition Planning Disclosure Against For Shareholder 6 Approve Public Health Risks of Coal Against Against Shareholder Operations -------------------------------------------------------------------------------- AICA KOGYO CO., LTD. Ticker: 4206 Security ID: J00252106 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 57 2 Amend Articles to Abolish Board For For Management Structure with Statutory Auditors - Adopt Board Structure with Audit Committee - Amend Provisions on Number of Directors - Authorize Directors to Execute Day to Day Operations without Full Board Approval 3.1 Elect Director Ono, Yuji For For Management 3.2 Elect Director Todo, Satoshi For For Management 3.3 Elect Director Iwase, Yukihiro For For Management 3.4 Elect Director Omura, Nobuyuki For For Management 3.5 Elect Director Mori, Ryoji For For Management 3.6 Elect Director Ebihara, Kenji For For Management 3.7 Elect Director Ogura, Kenji For For Management 3.8 Elect Director Shimizu, Ayako For For Management 4.1 Elect Director and Audit Committee For For Management Member Iwata, Terutoku 4.2 Elect Director and Audit Committee For For Management Member Katagiri, Kiyoshi 4.3 Elect Director and Audit Committee For For Management Member Miyamoto, Shoji 5 Elect Alternate Director and Audit For For Management Committee Member Haruma, Manabu 6 Approve Compensation Ceiling for For For Management Directors Who Are Not Audit Committee Members 7 Approve Compensation Ceiling for For For Management Directors Who Are Audit Committee Members -------------------------------------------------------------------------------- AIN HOLDINGS, INC. Ticker: 9627 Security ID: J00602102 Meeting Date: JUL 30, 2019 Meeting Type: Annual Record Date: APR 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 55 2 Elect Director Ito, Junro For For Management -------------------------------------------------------------------------------- AIR LIQUIDE SA Ticker: AI Security ID: F01764103 Meeting Date: MAY 05, 2020 Meeting Type: Annual/Special Record Date: APR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 2.70 per Share and an Extra of EUR 0.27 per Share to Long Term Registered Shares 4 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 5 Reelect Brian Gilvary as Director For For Management 6 Elect Anette Bronder as Director For For Management 7 Elect Kim Ann Mink as Director For For Management 8 Approve Auditors' Special Report on For For Management Related-Party Transactions Mentioning the Absence of New Transactions 9 Approve Compensation of Benoit Potier For Against Management 10 Approve Compensation Report for For For Management Corporate Officers 11 Approve Remuneration Policy of For Against Management Corporate Officers 12 Approve Remuneration of Directors in For For Management the Aggregate Amount of EUR 1.3 Million 13 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 14 Authorize Capitalization of Reserves For For Management of Up to EUR 300 Million for Bonus Issue or Increase in Par Value 15 Authorize Capital Issuances for Use in For Against Management Employee Stock Purchase Plans 16 Authorize Capital Issuances for Use in For Against Management Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries 17 Amend Article 11 of Bylaws Re: For For Management Employee Representative 18 Amend Article 15 of Bylaws Re: Board For For Management Powers 19 Amend Article 16 of Bylaws Re: Board For For Management Members Remuneration 20 Amend Article 9 of Bylaws Re: For For Management Shareholding Disclosure Thresholds 21 Amend Articles 15 and 19 of Bylaws Re: For For Management Delegate Power to Board Members 22 Amend Article 4 of Bylaws Re: Company For For Management Duration 23 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- AIR NEW ZEALAND LIMITED Ticker: AIR Security ID: Q0169V100 Meeting Date: SEP 25, 2019 Meeting Type: Annual Record Date: SEP 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Jan Dawson as Director For For Management 2 Elect Jonathan Mason as Director For For Management 3 Elect Dame Therese Walsh as Director For For Management 4 Approve Widebody Aircraft Transaction For For Management 5 Adopt New Constitution For For Management -------------------------------------------------------------------------------- AIR WATER INC. Ticker: 4088 Security ID: J00662114 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Toyoda, Masahiro For For Management 1.2 Elect Director Toyoda, Kikuo For For Management 1.3 Elect Director Imai, Yasuo For For Management 1.4 Elect Director Shirai, Kiyoshi For For Management 1.5 Elect Director Machida, Masato For For Management 1.6 Elect Director Karato, Yu For For Management 1.7 Elect Director Sakamoto, Yukiko For For Management 1.8 Elect Director Shimizu, Isamu For For Management 1.9 Elect Director Matsui, Takao For For Management 2.1 Appoint Statutory Auditor Yanagisawa, For For Management Hiromi 2.2 Appoint Statutory Auditor Hayashi, For For Management Atsushi 2.3 Appoint Statutory Auditor Ando, Yuji For For Management 2.4 Appoint Statutory Auditor Tsuneyoshi, For Against Management Kunihiko 2.5 Appoint Statutory Auditor Hayashi, For For Management Nobuo -------------------------------------------------------------------------------- AIRBUS SE Ticker: AIR Security ID: N0280G100 Meeting Date: APR 16, 2020 Meeting Type: Annual Record Date: MAR 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2.1 Discussion on Company's Corporate None None Management Governance Structure 2.2 Receive Report on Business and None None Management Financial Statements 2.3 Receive Explanation on Company's None None Management Reserves and Dividend Policy 3 Discussion of Agenda Items None None Management 4.1 Adopt Financial Statements For For Management 4.2 Approve Allocation of Income and None None Management Dividends of EUR of 1.80 per Share 4.3 Approve Discharge of Non-Executive For Against Management Members of the Board of Directors 4.4 Approve Discharge of Executive Members For Against Management of the Board of Directors 4.5 Ratify Ernst & Young as Auditors For For Management 4.6 Adopt Remuneration Policy For For Management 4.7 Approve Remuneration Report Containing For For Management Remuneration Policy 4.8 Elect Mark Dunkerley as Non-Executive For For Management Director 4.9 Elect Stephan Gemkow as Non-Executive For For Management Director 4.10 Reelect Ralph D. Crosby, Jr. as For For Management Non-Executive Director 4.11 Reelect Lord Drayson (Paul) as For For Management Non-Executive Director 4.12 Grant Board Authority to Issue Shares For For Management Up To 0.51 Percent of Issued Capital and Exclude Preemptive Rights Re: ESOP and LTIP Plans 4.13 Grant Board Authority to Issue Shares For For Management Up To 1.15 Percent of Issued Capital and Exclude Preemptive Rights Re: Company Funding 4.14 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 4.15 Approve Cancellation of Repurchased For For Management Shares 5 Close Meeting None None Management -------------------------------------------------------------------------------- AIRPORT CITY LTD. Ticker: ARPT Security ID: M0367L106 Meeting Date: OCT 03, 2019 Meeting Type: Special Record Date: SEP 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Discuss Financial Statements and the None None Management Report of the Board 2 Reappoint Somekh-Chaikin as Auditors For Against Management and Authorize Board to Fix Their Remuneration 3 Reelect Haim Tsuff as Director For For Management 4 Reelect Eitan Voloch as Director For For Management 5 Reelect Itamar Volkov as Director and For For Management Approve His Remuneration 6 Approve Compensation Policy for the For For Management Directors and Officers of the Company 7 Approve Amended Management Services For For Management Agreement with Haim Tsuff, Active Chairman A Vote FOR if you are a controlling None Against Management shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager B1 If you are an Interest Holder as None Against Management defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. B2 If you are a Senior Officer as defined None Against Management in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. B3 If you are an Institutional Investor None For Management as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. -------------------------------------------------------------------------------- AIRPORT CITY LTD. Ticker: ARPT Security ID: M0367L106 Meeting Date: MAY 27, 2020 Meeting Type: Annual/Special Record Date: APR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Discuss Financial Statements and the None None Management Report of the Board 2 Reappoint Somekh-Chaikin as Auditors For Against Management and Authorize Board to Fix Their Remuneration 3 Reelect Haim Tsuff as Director For For Management 4 Reelect Eitan Voloch as Director For For Management 5 Reelect Itamar Volkov as Director and For For Management Approve Director's Remuneration 6 Elect Boaz Mordechai Simmons as For For Management Director 7 Amend Articles Re: Number of Directors For For Management A Vote FOR if you are a controlling None Against Management shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager B1 If you are an Interest Holder as None Against Management defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. B2 If you are a Senior Officer as defined None Against Management in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. B3 If you are an Institutional Investor None For Management as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. -------------------------------------------------------------------------------- AISIN SEIKI CO., LTD. Ticker: 7259 Security ID: J00714105 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles to Change Company Name For For Management - Amend Business Lines - Clarify Director Authority on Shareholder Meetings - Amend Provisions on Director Titles 2.1 Elect Director Toyoda, Kanshiro For For Management 2.2 Elect Director Ise, Kiyotaka For For Management 2.3 Elect Director Mitsuya, Makoto For For Management 2.4 Elect Director Mizushima, Toshiyuki For For Management 2.5 Elect Director Ozaki, Kazuhisa For For Management 2.6 Elect Director Otake, Tetsuya For For Management 2.7 Elect Director Kobayashi, Toshio For For Management 2.8 Elect Director Haraguchi, Tsunekazu For For Management 2.9 Elect Director Hamada, Michiyo For For Management 3.1 Appoint Statutory Auditor Nagura, For For Management Toshikazu 3.2 Appoint Statutory Auditor Hotta, For For Management Masayoshi -------------------------------------------------------------------------------- AJINOMOTO CO., INC. Ticker: 2802 Security ID: J00882126 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 16 2 Amend Articles to Remove Some For For Management Provisions on Advisory Positions 3.1 Appoint Statutory Auditor Togashi, For For Management Yoichiro 3.2 Appoint Statutory Auditor Tanaka, For For Management Shizuo 3.3 Appoint Statutory Auditor Toki, Atsushi For For Management 3.4 Appoint Statutory Auditor Indo, Mami For For Management 4 Approve Trust-Type Equity Compensation For For Management Plan 5 Appoint KPMG AZSA LLC as New External For For Management Audit Firm -------------------------------------------------------------------------------- AKZO NOBEL NV Ticker: AKZA Security ID: N01803308 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: MAR 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2.a Receive Report of Management Board None None Management (Non-Voting) 3.a Adopt Financial Statements For For Management 3.b Discuss on the Company's Dividend None None Management Policy 3.c Approve Dividends of EUR 1.90 Per Share For For Management 3.d Approve Remuneration Report For For Management 4.a Approve Discharge of Management Board For For Management 4.b Approve Discharge of Supervisory Board For For Management 5 Reelect P. Kirby to Supervisory Board For For Management 6.a Amend Remuneration Policy for For For Management Management Board 6.b Amend Remuneration Policy for For For Management Supervisory Board 7 Amend Articles Re: Implementation of For For Management the Act on the Conversion of Bearer Shares and the Dutch Provisions Implementing the Shareholder Rights Directive II 8.a Grant Board Authority to Issue Shares For For Management Up to 10 Percent of Issued Capital 8.b Authorize Board to Exclude Preemptive For For Management Rights from Share Issuances 9 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 10 Authorize Cancellation of Repurchased For For Management Shares 11 Close Meeting None None Management -------------------------------------------------------------------------------- ALCON INC. Ticker: ALC Security ID: H01301128 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Discharge of Board and Senior For For Management Management 3 Approve Allocation of Income and For For Management Omission of Dividends 4.1 Approve Remuneration Report For For Management (Non-Binding) 4.2 Approve Remuneration of Directors in For For Management the Amount of CHF 3.3 Million 4.3 Approve Remuneration of Executive For For Management Committee in the Amount of CHF 35.3 Million 5.1 Reelect Michael Ball as Director For Against Management 5.2 Reelect Lynn Bleil as Director For For Management 5.3 Reelect Arthur Cummings as Director For For Management 5.4 Reelect David Endicott as Director For For Management 5.5 Reelect Thomas Glanzmann as Director For For Management 5.6 Reelect Keith Grossmann as Director For For Management 5.7 Reelect Scott Maw as Director For For Management 5.8 Reelect Karen May as Director For For Management 5.9 Reelect Ines Poeschel as Director For For Management 5.10 Reelect Dieter Spaelti as Director For For Management 6.1 Reappoint Thomas Glanzmann as Member For For Management of the Compensation Committee 6.2 Reappoint Keith Grossmann as Member of For For Management the Compensation Committee 6.3 Reappoint Karen May as Member of the For For Management Compensation Committee 6.4 Reappoint Ines Poeschel as Member of For For Management the Compensation Committee 7 Designate Hartmann Dreyer For For Management Attorneys-at-Law as Independent Proxy 8 Ratify PricewaterhouseCoopers SA as For For Management Auditors 9 Transact Other Business (Voting) For Against Management -------------------------------------------------------------------------------- ALFA LAVAL AB Ticker: ALFA Security ID: W04008152 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Chairman of Meeting For Did Not Vote Management 3 Prepare and Approve List of For Did Not Vote Management Shareholders 4 Approve Agenda of Meeting For Did Not Vote Management 5 Designate Inspector(s) of Minutes of For Did Not Vote Management Meeting 6 Acknowledge Proper Convening of Meeting For Did Not Vote Management 7 Receive President's Report None None Management 8 Receive Board's Report; Receive None None Management Committees' Report 9 Receive Financial Statements and None None Management Statutory Reports 10.a Accept Financial Statements and For Did Not Vote Management Statutory Reports 10.b Approve Allocation of Income and For Did Not Vote Management Omission of Dividends 10.c Approve Discharge of Board and For Did Not Vote Management President 11 Receive Nomination Committee's Report None None Management 12 Determine Number of Directors (8) and For Did Not Vote Management Deputy Directors (0) of Board; Fix Number of Auditors (2) and Deputy Auditors (2) 13 Approve Remuneration of Directors in For Did Not Vote Management the Amount of SEK 1.75 Million to the Chairman and SEK 585,000 to Other Directors; Approve Remuneration of Committee Work; Approve Remuneration of Auditors 14 Reelect Finn Rausing, Jorn Rausing, For Did Not Vote Management Ulf Wiinberg, Henrik Lange, Helene Mellquist and Maria Hanssen, and Elect Dennis Jonsson (Chair) and Ray Mauritsson as Directors; Ratify Staffan Landen and Karoline Tedeval as Auditors; Ratify Deputy Auditors 15 Approve Remuneration Policy And Other For Did Not Vote Management Terms of Employment For Executive Management 16 Amend Articles Re: Company Name; For Did Not Vote Management Participation at General Meeting; Share Registrar 17 Close Meeting None None Management -------------------------------------------------------------------------------- ALFRESA HOLDINGS CORP. Ticker: 2784 Security ID: J0109X107 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kubo, Taizo For For Management 1.2 Elect Director Arakawa, Ryuji For For Management 1.3 Elect Director Izumi, Yasuki For For Management 1.4 Elect Director Kishida, Seiichi For For Management 1.5 Elect Director Katsuki, Hisashi For For Management 1.6 Elect Director Shimada, Koichi For For Management 1.7 Elect Director Fukujin, Yusuke For For Management 1.8 Elect Director Yatsurugi, Yoichiro For For Management 1.9 Elect Director Hara, Takashi For For Management 1.10 Elect Director Kinoshita, Manabu For For Management 1.11 Elect Director Takeuchi, Toshie For For Management 2 Appoint Statutory Auditor Ozaki, For For Management Masakazu -------------------------------------------------------------------------------- ALIMENTATION COUCHE-TARD INC. Ticker: ATD.B Security ID: 01626P403 Meeting Date: SEP 18, 2019 Meeting Type: Annual Record Date: JUL 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 2.1 Elect Director Alain Bouchard For For Management 2.2 Elect Director Melanie Kau For For Management 2.3 Elect Director Jean Bernier For Withhold Management 2.4 Elect Director Nathalie Bourque For For Management 2.5 Elect Director Eric Boyko For For Management 2.6 Elect Director Jacques D'Amours For For Management 2.7 Elect Director Richard Fortin For For Management 2.8 Elect Director Brian Hannasch For For Management 2.9 Elect Director Marie Josee Lamothe For For Management 2.10 Elect Director Monique F. Leroux For For Management 2.11 Elect Director Real Plourde For For Management 2.12 Elect Director Daniel Rabinowicz For For Management 2.13 Elect Director Louis Tetu For For Management 3 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- ALLIANZ SE Ticker: ALV Security ID: D03080112 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 9.60 per Share 3 Approve Discharge of Management Board For For Management for Fiscal 2019 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2019 5 Approve Affiliation Agreement with For For Management Allianz Africa Holding GmbH -------------------------------------------------------------------------------- ALONY HETZ PROPERTIES & INVESTMENTS LTD. Ticker: ALHE Security ID: M0867F104 Meeting Date: DEC 26, 2019 Meeting Type: Annual Record Date: NOV 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Discuss Financial Statements and the None None Management Report of the Board 2 Reappoint Brightman Almagor Zohar as For Against Management Auditors and Report on Fees Paid to the Auditor 3.1 Reelect Aviram Wertheim as Director For For Management 3.2 Reelect Zvi Nathan Hetz Haitchook as For For Management Director 3.3 Reelect Adva Sharvit as Director For For Management 3.4 Reelect Gittit Guberman as Director For For Management 3.5 Reelect Amos Yadlin as Director For For Management A Vote FOR if you are a controlling None Against Management shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager B1 If you are an Interest Holder as None Against Management defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. B2 If you are a Senior Officer as defined None Against Management in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. B3 If you are an Institutional Investor None For Management as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. -------------------------------------------------------------------------------- ALPS ALPINE CO., LTD. Ticker: 6770 Security ID: J01176114 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 10 2.1 Elect Director Kuriyama, Toshihiro For For Management 2.2 Elect Director Komeya, Nobuhiko For For Management 2.3 Elect Director Kimoto, Takashi For For Management 2.4 Elect Director Endo, Koichi For For Management 2.5 Elect Director Sasao, Yasuo For For Management 2.6 Elect Director Saeki, Tetsuhiro For For Management 2.7 Elect Director Fujie, Naofumi For For Management 2.8 Elect Director Oki, Noriko For For Management 3.1 Elect Director and Audit Committee For For Management Member Umehara, Junichi 3.2 Elect Director and Audit Committee For For Management Member Iida, Takashi 3.3 Elect Director and Audit Committee For For Management Member Nakaya, Kazuya 3.4 Elect Director and Audit Committee For For Management Member Toyoshi, Yoko 3.5 Elect Director and Audit Committee For For Management Member Kobayashi, Toshinori 4 Approve Compensation Ceiling for For For Management Directors Who Are Not Audit Committee Members -------------------------------------------------------------------------------- ALS LIMITED Ticker: ALQ Security ID: Q0266A116 Meeting Date: JUL 31, 2019 Meeting Type: Annual Record Date: JUL 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Tonianne Dwyer as Director For For Management 2 Elect Siddhartha Kadia as Director For For Management 3 Approve Remuneration Report For For Management 4 Approve Grant of Performance Rights to For For Management Raj Naran 5 Approve Re-insertion of Proportional For For Management Takeover Provisions in the Constitution -------------------------------------------------------------------------------- ALSTOM SA Ticker: ALO Security ID: F0259M475 Meeting Date: JUL 10, 2019 Meeting Type: Annual/Special Record Date: JUL 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 5.50 per Share 4 Reelect Henri Poupart-Lafarge as For Against Management Director 5 Reelect Sylvie Kande de Beaupuy as For For Management Director 6 Reelect Sylvie Rucar as Director For For Management 7 Approve Non-Compete Agreement with For For Management Henri Poupart-Lafarge 8 Approve Pension Scheme Agreement with For For Management Henri Poupart-Lafarge 9 Approve Compensation of Chairman and For Against Management CEO 10 Approve Remuneration Policy of For Against Management Chairman and CEO 11 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 12 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 13 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans Reserved for Employees of the Group's Subsidiaries 14 Authorize up to 5 Million Shares for For Against Management Use in Restricted Stock Plans 15 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- ALTIUM LIMITED Ticker: ALU Security ID: Q0268D100 Meeting Date: DEC 06, 2019 Meeting Type: Annual Record Date: DEC 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 2 Approve Remuneration Report For For Management 3 Elect Raelene Murphy as Director For For Management 4 Approve Renewal of Proportional For For Management Takeover Provisions -------------------------------------------------------------------------------- ALUMINA LIMITED Ticker: AWC Security ID: Q0269M109 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 2 Approve Remuneration Report For For Management 3 Elect Peter Day as Director For For Management 4 Approve Grant of Performance Rights to For For Management Mike Ferraro -------------------------------------------------------------------------------- AMADA CO., LTD. Ticker: 6113 Security ID: J01218106 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 24 2.1 Elect Director Isobe, Tsutomu For For Management 2.2 Elect Director Kurihara, Toshinori For For Management 2.3 Elect Director Fukui, Yukihiro For For Management 2.4 Elect Director Miwa, Kazuhiko For For Management 2.5 Elect Director Okamoto, Mitsuo For For Management 2.6 Elect Director Mazuka, Michiyoshi For For Management 2.7 Elect Director Chino, Toshitake For For Management 2.8 Elect Director Miyoshi, Hidekazu For For Management 3 Appoint Alternate Statutory Auditor For For Management Murata, Makoto -------------------------------------------------------------------------------- AMADA HOLDINGS CO., LTD. Ticker: 6113 Security ID: J01218106 Meeting Date: DEC 12, 2019 Meeting Type: Special Record Date: SEP 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles to Change Company Name For For Management - Amend Business Lines - Clarify Director Authority on Board Meetings 2.1 Elect Director Kurihara, Toshinori For For Management 2.2 Elect Director Fukui, Yukihiro For For Management 3 Appoint Statutory Auditor Shibata, For For Management Kotaro -------------------------------------------------------------------------------- AMADEUS IT GROUP SA Ticker: AMS Security ID: E04648114 Meeting Date: JUN 17, 2020 Meeting Type: Annual Record Date: JUN 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Consolidated and Standalone For For Management Financial Statements 2 Approve Non-Financial Information For For Management Statement 3 Approve Allocation of Income and For For Management Dividends 4 Approve Discharge of Board For For Management 5.1 Elect Xiaoqun Clever as Director For For Management 5.2 Reelect Jose Antonio Tazon Garcia as For Against Management Director 5.3 Reelect Luis Maroto Camino as Director For For Management 5.4 Reelect David Webster as Director For Against Management 5.5 Reelect Clara Furse as Director For Against Management 5.6 Reelect Nicolas Huss as Director For Against Management 5.7 Reelect Pierre-Henri Gourgeon as For Against Management Director 5.8 Reelect Francesco Loredan as Director For Against Management 6 Advisory Vote on Remuneration Report For For Management 7 Approve Remuneration of Directors For For Management 8 Authorize Increase in Capital up to 10 For For Management Percent via Issuance of Equity or Equity-Linked Securities without Preemptive Rights 9 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- AMANO CORP. Ticker: 6436 Security ID: J01302108 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 56 2.1 Elect Director Ninomiya, Kirihito For For Management 2.2 Elect Director Tazo, Fujinori For For Management 3.1 Appoint Statutory Auditor Morita, For For Management Masahiko 3.2 Appoint Statutory Auditor Sasaya, For For Management Yasuhiro -------------------------------------------------------------------------------- AMCOR PLC Ticker: AMCR Security ID: G0250X123 Meeting Date: NOV 05, 2019 Meeting Type: Annual Record Date: SEP 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Graeme Liebelt For For Management 1b Elect Director Armin Meyer For For Management 1c Elect Director Ronald Delia For For Management 1d Elect Director Andrea Bertone For For Management 1e Elect Director Karen Guerra For For Management 1f Elect Director Nicholas (Tom) Long For For Management 1g Elect Director Arun Nayar For For Management 1h Elect Director Jeremy Sutcliffe For For Management 1i Elect Director David Szczupak For For Management 1j Elect Director Philip Weaver For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- AMOT INVESTMENTS LTD. Ticker: AMOT Security ID: M1035R103 Meeting Date: JAN 20, 2020 Meeting Type: Annual/Special Record Date: DEC 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Discuss Financial Statements and the None None Management Report of the Board 2 Reappoint Brightman Almagor Zohar & Co For For Management as Auditors and Report on Fees Paid to the Auditor 3.1 Reelect Nathan Hetz as Director For For Management 3.2 Reelect Aviram Wertheim as Director For For Management 3.3 Reelect Moti Barzili as Director For For Management 3.4 Reelect Amir Amar as Director For For Management 3.5 Reelect Eyal Gabbai as Director For For Management 3.6 Reelect Yechiel Gutman as Director For For Management 3.7 Reelect Yael Andorn Karni as Director For For Management 4 Approve Compensation Policy for the For For Management Directors and Officers of the Company A Vote FOR if you are a controlling None Against Management shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager B1 If you are an Interest Holder as None Against Management defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. B2 If you are a Senior Officer as defined None Against Management in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. B3 If you are an Institutional Investor None For Management as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. -------------------------------------------------------------------------------- AMPLIFON SPA Ticker: AMP Security ID: T0388E118 Meeting Date: APR 24, 2020 Meeting Type: Annual Record Date: APR 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Accept Financial Statements and For For Management Statutory Reports 1b Approve Allocation of Income For For Management 2 Approve Remuneration of Directors For For Management 3a Approve Remuneration Policy For Against Management 3b Approve Second Section of the For Against Management Remuneration Report 4 Authorize Share Repurchase Program and For Against Management Reissuance of Repurchased Shares -------------------------------------------------------------------------------- AMUNDI SA Ticker: AMUN Security ID: F0300Q103 Meeting Date: MAY 12, 2020 Meeting Type: Annual/Special Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Absence of Dividends 4 Approve Auditors' Special Report on For For Management Related-Party Transactions Mentioning the Absence of New Transactions 5 Approve Compensation Report For For Management 6 Approve Compensation of Yves Perrier, For For Management CEO 7 Approve Remuneration Policy of For For Management Directors 8 Approve Remuneration Policy of CEO For For Management 9 Approve Remuneration Policy of For For Management Chairman of the Board 10 Advisory Vote on the Aggregate For For Management Remuneration Granted in 2019 to Senior Management, Responsible Officers and Regulated Risk-Takers 11 Ratify Appointment of Henri Buecher as For For Management Director 12 Reelect Laurence Danon as Director For For Management 13 Reelect Helene Molinari as Director For For Management 14 Reelect Christian Rouchon as Director For Against Management 15 Reelect Andree Samat as Director For For Management 16 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 17 Amend Article 13 of Bylaws Re: Board For For Management Members Remuneration 18 Amend Article 14 of Bylaws Re: Board For For Management Members Deliberation via Written Consultation 19 Correction Regarding Items 18 and 19 For For Management of May 16, 2019 AGM: Item 18 to be Understood as an Increase in Capital by Public Offer; Item 19 to be Understood as Increase in Capital As Private Placement 20 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- ANA HOLDINGS INC. Ticker: 9202 Security ID: J0156Q112 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ito, Shinichiro For For Management 1.2 Elect Director Katanozaka, Shinya For For Management 1.3 Elect Director Ito, Yutaka For For Management 1.4 Elect Director Takada, Naoto For For Management 1.5 Elect Director Fukuzawa, Ichiro For For Management 1.6 Elect Director Shibata, Koji For For Management 1.7 Elect Director Hirako, Yuji For For Management 1.8 Elect Director Yamamoto, Ado For For Management 1.9 Elect Director Kobayashi, Izumi For For Management 1.10 Elect Director Katsu, Eijiro For For Management 2.1 Appoint Statutory Auditor Nagamine, For For Management Toyoyuki 2.2 Appoint Statutory Auditor Matsuo, For For Management Shingo -------------------------------------------------------------------------------- ANSELL LIMITED Ticker: ANN Security ID: Q04020105 Meeting Date: NOV 14, 2019 Meeting Type: Annual Record Date: NOV 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 2a Elect Christine Yan as Director For For Management 2b Elect Peter Day as Director For For Management 2c Elect Leslie A Desjardins as Director For For Management 3 Approve On-Market Buy-Back of Shares For For Management 4 Approve Grant of Performance Share For For Management Rights to Magnus Nicolin 5 Approve Remuneration Report For For Management -------------------------------------------------------------------------------- ANTOFAGASTA PLC Ticker: ANTO Security ID: G0398N128 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Remuneration Policy For For Management 4 Approve Final Dividend For For Management 5 Re-elect Jean-Paul Luksic as Director For For Management 6 Re-elect Ollie Oliveira as Director For For Management 7 Re-elect Ramon Jara as Director For For Management 8 Re-elect Juan Claro as Director For For Management 9 Re-elect Andronico Luksic as Director For For Management 10 Re-elect Vivianne Blanlot as Director For For Management 11 Re-elect Jorge Bande as Director For For Management 12 Re-elect Francisca Castro as Director For For Management 13 Re-elect Michael Anglin as Director For For Management 14 Elect Tony Jensen as Director For For Management 15 Reappoint PricewaterhouseCoopers LLP For For Management as Auditors 16 Authorise the Audit and Risk Committee For For Management to Fix Remuneration of Auditors 17 Authorise Issue of Equity For For Management 18 Authorise Issue of Equity without For For Management Pre-emptive Rights 19 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 20 Authorise Market Purchase of Ordinary For For Management Shares 21 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- APA GROUP Ticker: APA Security ID: Q0437B100 Meeting Date: OCT 24, 2019 Meeting Type: Annual Record Date: OCT 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Remuneration Report For For Management 2 Elect Steven Crane as Director For For Management 3 Elect Michael Fraser as Director For For Management 4 Elect James Fazzino as Director For For Management 5 Approve Grant of Performance Rights to For For Management Robert Wheals -------------------------------------------------------------------------------- ARIAKE JAPAN CO., LTD. Ticker: 2815 Security ID: J01964105 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 57 2.1 Elect Director Tagawa, Tomoki For For Management 2.2 Elect Director Iwaki, Katsutoshi For For Management 2.3 Elect Director Shirakawa, Naoki For For Management 2.4 Elect Director Uchida, Yoshikazu For For Management 2.5 Elect Director Matsumoto, Koichi For For Management 2.6 Elect Director Iwaki, Koji For For Management 3 Elect Director and Audit Committee For For Management Member Nishiki, Toru 4 Approve Annual Bonus For For Management -------------------------------------------------------------------------------- ARISTOCRAT LEISURE LIMITED Ticker: ALL Security ID: Q0521T108 Meeting Date: FEB 20, 2020 Meeting Type: Annual Record Date: FEB 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect KM Conlon as Director For For Management 2 Elect S Summers Couder as Director For For Management 3 Elect PJ Ramsey as Director For For Management 4 Elect PG Etienne as Director For For Management 5 Approve Grant of Performance Rights to For Against Management Trevor Croker 6 Approve SuperShare Plan For For Management 7 Approve Remuneration Report For For Management 8 Approve Renewal of Proportional For For Management Takeover Provisions -------------------------------------------------------------------------------- ARKEMA SA Ticker: AKE Security ID: F0392W125 Meeting Date: MAY 19, 2020 Meeting Type: Annual/Special Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 2.20 per Share 4 Approve Auditors' Special Report on For For Management Related-Party Transactions Mentioning the Absence of New Transactions 5 Reelect Thierry Le Henaff as Director For Against Management 6 Approve Remuneration of Directors in For For Management the Aggregate Amount of EUR 0.8 Million 7 Approve Remuneration Policy of For Against Management Chairman and CEO 8 Approve Compensation Report of For For Management Corporate Officers 9 Approve Compensation of Thierry Le For Against Management Henaff, Chairman and CEO 10 Renew Appointment of KPMG Audit as For Against Management Auditor 11 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 12 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights up to 50 Percent of Issued Capital 13 Authorize Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights up to 10 Percent of Issued Capital 14 Approve Issuance of Equity or For For Management Equity-Linked Securities for Private Placements, up to 10 Percent of Issued Capital 15 Authorize Board to Set Issue Price for For For Management 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights 16 Authorize Capital Increase of up to 10 For For Management Percent of Issued Capital for Contributions in Kind 17 Authorize Board to Increase Capital in For For Management the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above 18 Set Total Limit for Capital Increase For For Management to Result from Issuance Requests Under Items 12-17 at 50 Percent of Issued Capital 19 Authorize Capital Issuances for Use in For Against Management Employee Stock Purchase Plans 20 Amend Articles 8, 10 and 12 of Bylaws For For Management to Comply with Legal Changes 21 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- AROUNDTOWN SA Ticker: AT1 Security ID: L0269F109 Meeting Date: DEC 16, 2019 Meeting Type: Special Record Date: DEC 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Ran Laufer as Director For For Management 2 Elect Simone Runge-Brandner as Director For For Management 3 Reelect Jelena Afxentiou as Director For For Management 4 Reelect Oschrie Massatschi as Director For For Management 5 Reelect Frank Roseen as Director For For Management 6 Reelect Markus Leininger as Director For For Management 7 Reelect Markus Kreuter as Director For For Management -------------------------------------------------------------------------------- AROUNDTOWN SA Ticker: AT1 Security ID: L0269F109 Meeting Date: DEC 16, 2019 Meeting Type: Special Record Date: DEC 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights and Amend Articles of Association -------------------------------------------------------------------------------- AROUNDTOWN SA Ticker: AT1 Security ID: L0269F109 Meeting Date: MAY 06, 2020 Meeting Type: Special Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Repurchase of Up to 20 For Against Management Percent of Issued Share Capital -------------------------------------------------------------------------------- AROUNDTOWN SA Ticker: AT1 Security ID: L0269F109 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: JUN 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Special Board Report Re: None None Management Statutory Financial Statements and Consolidated Financial Statements 2 Receive Special Auditor Report Re: None None Management Statutory Financial Statements and Consolidated Financial Statements 3 Approve Financial Statements For For Management 4 Approve Consolidated Financial For For Management Statements 5 Approve Allocation of Income For For Management 6 Approve Discharge of Directors For For Management 7 Renew Appointment of KPMG Luxembourg For For Management as Auditor 8 Approve Remuneration Report For Against Management 9 Approve Remuneration Policy For Against Management -------------------------------------------------------------------------------- ASAHI GROUP HOLDINGS LTD. Ticker: 2502 Security ID: J02100113 Meeting Date: MAR 25, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 48 2.1 Elect Director Izumiya, Naoki For For Management 2.2 Elect Director Koji, Akiyoshi For For Management 2.3 Elect Director Katsuki, Atsushi For For Management 2.4 Elect Director Hemmi, Yutaka For For Management 2.5 Elect Director Taemin Park For For Management 2.6 Elect Director Tanimura, Keizo For For Management 2.7 Elect Director Kosaka, Tatsuro For For Management 2.8 Elect Director Shingai, Yasushi For For Management 2.9 Elect Director Christina L. Ahmadjian For For Management 3 Appoint Statutory Auditor Nishinaka, For For Management Naoko -------------------------------------------------------------------------------- ASAHI INTECC CO., LTD. Ticker: 7747 Security ID: J0279C107 Meeting Date: SEP 27, 2019 Meeting Type: Annual Record Date: JUN 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 21.61 2.1 Elect Director Miyata, Masahiko For For Management 2.2 Elect Director Miyata, Kenji For For Management 2.3 Elect Director Kato, Tadakazu For For Management 2.4 Elect Director Yugawa, Ippei For For Management 2.5 Elect Director Terai, Yoshinori For For Management 2.6 Elect Director Matsumoto, Munechika For For Management 2.7 Elect Director Ito, Mizuho For For Management 2.8 Elect Director Nishiuchi, Makoto For For Management 2.9 Elect Director Ito, Kiyomichi For For Management 2.10 Elect Director Shibazaki, Akinori For For Management 2.11 Elect Director Sato, Masami For For Management -------------------------------------------------------------------------------- ASAHI KASEI CORP. Ticker: 3407 Security ID: J0242P110 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kobori, Hideki For For Management 1.2 Elect Director Takayama, Shigeki For For Management 1.3 Elect Director Shibata, Yutaka For For Management 1.4 Elect Director Yoshida, Hiroshi For For Management 1.5 Elect Director Sakamoto, Shuichi For For Management 1.6 Elect Director Kawabata, Fumitoshi For For Management 1.7 Elect Director Shiraishi, Masumi For For Management 1.8 Elect Director Tatsuoka, Tsuneyoshi For For Management 1.9 Elect Director Okamoto, Tsuyoshi For For Management -------------------------------------------------------------------------------- ASCENDAS REAL ESTATE INVESTMENT TRUST Ticker: A17U Security ID: Y0205X103 Meeting Date: JUL 09, 2019 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Report of the Trustee, Statement For For Management by the Manager, Audited Financial Statements and Auditors' Report 2 Approve Ernst & Young LLP as Auditors For For Management and Authorize Manager to Fix Their Remuneration 3 Approve Issuance of Equity or For For Management Equity-Linked Securities with or without Preemptive Rights 4 Authorize Unit Repurchase Program For For Management -------------------------------------------------------------------------------- ASCENDAS REAL ESTATE INVESTMENT TRUST Ticker: A17U Security ID: Y0205X103 Meeting Date: NOV 27, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acquisitions of a Portfolio of For For Management United States Properties and Two Singapore Properties as Interested Person Transactions -------------------------------------------------------------------------------- ASCENDAS REAL ESTATE INVESTMENT TRUST Ticker: A17U Security ID: Y0205X103 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Report of the Trustee, Statement For For Management by the Manager, Audited Financial Statements and Auditors' Report 2 Approve Ernst & Young LLP as Auditors For For Management and Authorize Manager to Fix Their Remuneration 3 Approve Issuance of Equity or For For Management Equity-Linked Securities with or without Preemptive Rights 4 Authorize Unit Repurchase Program For For Management -------------------------------------------------------------------------------- ASCOTT RESIDENCE TRUST Ticker: HMN Security ID: Y0261Y177 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Report of the Trustee, Reports For For Management of the Manager and Trustee-Manager, Statement by the CEO of the Trustee-Manager, Audited Financial Statements and Auditors' Report 2 Approve KPMG LLP as Auditors and For For Management Authorize Manager to Fix Their Remuneration 3 Approve Issuance of Equity or For For Management Equity-Linked Securities with or without Preemptive Rights 4 Authorize Share Repurchase Program For For Management -------------------------------------------------------------------------------- ASHMORE GROUP PLC Ticker: ASHM Security ID: G0609C101 Meeting Date: OCT 18, 2019 Meeting Type: Annual Record Date: OCT 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Re-elect Mark Coombs as Director For For Management 4 Re-elect Tom Shippey as Director For For Management 5 Re-elect Clive Adamson as Director For For Management 6 Re-elect David Bennett as Director For For Management 7 Re-elect Jennifer Bingham as Director For For Management 8 Re-elect Dame Anne Pringle as Director For For Management 9 Approve Remuneration Report For For Management 10 Reappoint KPMG LLP as Auditors For For Management 11 Authorise the Audit and Risk Committee For For Management to Fix Remuneration of Auditors 12 Authorise EU Political Donations and For For Management Expenditure 13 Authorise Issue of Equity For For Management 14 Authorise Issue of Equity without For For Management Pre-emptive Rights 15 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 16 Authorise Market Purchase of Ordinary For For Management Shares 17 Approve Waiver on Tender-Bid For For Management Requirement 18 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- ASHTEAD GROUP PLC Ticker: AHT Security ID: G05320109 Meeting Date: SEP 10, 2019 Meeting Type: Annual Record Date: SEP 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Remuneration Policy For For Management 4 Approve Final Dividend For For Management 5 Re-elect Paul Walker as Director For For Management 6 Re-elect Brendan Horgan as Director For For Management 7 Re-elect Michael Pratt as Director For For Management 8 Elect Angus Cockburn as Director For For Management 9 Re-elect Lucinda Riches as Director For For Management 10 Re-elect Tanya Fratto as Director For For Management 11 Elect Lindsley Ruth as Director For For Management 12 Reappoint Deloitte LLP as Auditors For For Management 13 Authorise Board to Fix Remuneration of For For Management Auditors 14 Authorise Issue of Equity For For Management 15 Authorise Issue of Equity without For For Management Pre-emptive Rights 16 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 17 Authorise Market Purchase of Ordinary For For Management Shares 18 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- ASM INTERNATIONAL NV Ticker: ASM Security ID: N07045201 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Receive Report of Management Board None None Management (Non-Voting) 3 Approve Remuneration Report For For Management 4 Approve Remuneration Policy For For Management 5 Adopt Financial Statements and For For Management Statutory Reports 6.a Approve Regular Dividend For For Management 6.b Approve Extra-Ordinary Dividend For For Management 7 Approve Discharge of Management Board For For Management 8 Approve Discharge of Supervisory Board For For Management 9 Elect Benjamin Gek Lim Loh to For For Management Management Board 10.a Elect Monica de Virgiliis to For For Management Supervisory Board 10.b Elect Didier Lamouche to Supervisory For For Management Board 10.c Reelect Martin van Pernis to For For Management Supervisory Board 11 Amend Article 34 Re: Implementation For For Management Act SRDII 12 Ratify KPMG as Auditors For For Management 13.a Grant Board Authority to Issue Shares For For Management Up to 10 Percent of Issued Capital 13.b Authorize Board to Exclude Preemptive For For Management Rights from Share Issuances 14 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 15 Approve Cancellation of Repurchased For For Management Shares 16 Other Business (Non-Voting) None None Management 17 Close Meeting None None Management -------------------------------------------------------------------------------- ASM PACIFIC TECHNOLOGY LIMITED Ticker: 522 Security ID: G0535Q133 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAY 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Approve Deloitte Touche Tohmatsu as For For Management Auditors and Authorize Board to Fix Their Remuneration 4 Authorize Repurchase of Issued Share For For Management Capital 5 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 6 Authorize Reissuance of Repurchased For For Management Shares 7 Elect Robin Gerard Ng Cher Tat as For For Management Director 8 Elect Guenter Walter Lauber as Director For For Management 9 Authorize Board to Fix Remuneration of For For Management Directors -------------------------------------------------------------------------------- ASML HOLDING NV Ticker: ASML Security ID: N07059202 Meeting Date: APR 22, 2020 Meeting Type: Annual Record Date: MAR 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Discuss the Company's Business, None None Management Financial Situation and Sustainability 3.a Approve Remuneration Report For For Management 3.b Adopt Financial Statements and For For Management Statutory Reports 3.c Receive Clarification on Company's None None Management Reserves and Dividend Policy 3.d Approve Dividends of EUR 2.40 Per Share For For Management 4.a Approve Discharge of Management Board For For Management 4.b Approve Discharge of Supervisory Board For For Management 5 Approve Number of Shares for For For Management Management Board 6 Approve Certain Adjustments to the For For Management Remuneration Policy for Management Board 7 Approve Remuneration Policy for For For Management Supervisory Board 8.a Announce Vacancies on the Supervisory None None Management Board 8.b Opportunity to Make Recommendations None None Management 8.c Announce Intention to Reappoint A.P. None None Management Aris and Appoint D.W.A. East and D.M. Durcan to Supervisory Board 8.d Reelect A.P. (Annet) Aris to For For Management Supervisory Board 8.e Elect D.M. (Mark) Durcan to For For Management Supervisory Board 8.f Elect D.W.A. (Warren) East to For For Management Supervisory Board 8.g Receive Information on the Composition None None Management of the Supervisory Board 9 Ratify KPMG as Auditors For For Management 10.a Grant Board Authority to Issue Shares For For Management Up to 5 Percent of Issued Capital for General Purposes 10.b Authorize Board to Exclude Preemptive For For Management Rights from Share Issuances under Item 10.a 10.c Grant Board Authority to Issue or For For Management Grant Rights to Subscribe for Ordinary Shares Up to 5 Percent in Case of Merger or Acquisition 10.d Authorize Board to Exclude Preemptive For For Management Rights from Share Issuances under Item 10.c 11.a Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 11.b Authorize Additional Repurchase of Up For For Management to 10 Percent of Issued Share Capital 12 Authorize Cancellation of Repurchased For For Management Shares 13 Other Business (Non-Voting) None None Management 14 Close Meeting None None Management -------------------------------------------------------------------------------- ASR NEDERLAND NV Ticker: ASRNL Security ID: N0709G103 Meeting Date: OCT 30, 2019 Meeting Type: Special Record Date: OCT 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2a Announce Intention to Appoint Ingrid None None Management de Graaf-de Swart as Member of the Executive Board 3a Announce Intention to Appoint Gisella None None Management van Vollenhoven and Gerard van Olphen as Supervisory Board Members 3b Elect Gisella van Vollenhoven to For For Management Supervisory Board 3c Elect Gerard van Olphen to Supervisory For For Management Board 4 Allow Questions None None Management 5 Close Meeting None None Management -------------------------------------------------------------------------------- ASR NEDERLAND NV Ticker: ASRNL Security ID: N0709G103 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2.a Receive Report of Management Board None None Management (Non-Voting) 2.b Receive Report of Supervisory Board None None Management (Non-Voting) 2.c Discussion on Company's Corporate None None Management Governance Structure 2.d Approve Remuneration Report For For Management 3.a Adopt Financial Statements and For For Management Statutory Reports 3.b Receive Explanation on Company's None None Management Reserves and Dividend Policy 3.c Discuss Dividends None None Management 4.a Approve Discharge of Management Board For For Management 4.b Approve Discharge of Supervisory Board For For Management 5.a Grant Board Authority to Issue Shares For For Management Up to 10 Percent of Issued Capital 5.b Authorize Board to Exclude Preemptive For For Management Rights from Share Issuances 5.c Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 6 Announce Intention to Reappoint Jos None None Management Baeten to the Management Board 7.a Acknowledge Resignation of Cor van den None None Management Bos as Supervisory Board Member 7.b Reelect Herman Hintzen to Supervisory For For Management Board 8 Allow Questions None None Management 9 Close Meeting None None Management -------------------------------------------------------------------------------- ASSA ABLOY AB Ticker: ASSA.B Security ID: W0817X204 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: APR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Chairman of Meeting For Did Not Vote Management 3 Prepare and Approve List of For Did Not Vote Management Shareholders 4 Approve Agenda of Meeting For Did Not Vote Management 5 Designate Inspector(s) of Minutes of For Did Not Vote Management Meeting 6 Acknowledge Proper Convening of Meeting For Did Not Vote Management 7 Receive President's Report None None Management 8.a Receive Financial Statements and None None Management Statutory Reports 8.b Receive Auditor's Report on None None Management Application of Guidelines for Remuneration for Executive Management 8.c Receive Board's Proposal on None None Management Distribution of Profits 9.a Accept Financial Statements and For Did Not Vote Management Statutory Reports 9.b Approve Allocation of Income and For Did Not Vote Management Dividends of SEK 2.00 Per Share 9.c Approve Discharge of Board and For Did Not Vote Management President 10 Determine Number of Members (8) and For Did Not Vote Management Deputy Members (0) of Board 11.a Approve Remuneration of Directors in For Did Not Vote Management the Amount of SEK 2.35 million for Chairman, SEK 900,000 for Vice Chairman and SEK 685,000 for Other Directors; Approve Remuneration for Committee Work 11.b Approve Remuneration of Auditors For Did Not Vote Management 12.a Reelect Lars Renstrom (Chairman), Carl For Did Not Vote Management Douglas (Vice Chair), Eva Karlsson, Birgitta Klasen, Lena Olving, Sofia Schorling Hogberg and Jan Svensson as Directors; Elect Joakim Weidemanis as New Director 12.b Ratify Ernst & Young as Auditors For Did Not Vote Management 13 Approve Remuneration Policy And Other For Did Not Vote Management Terms of Employment For Executive Management 14 Authorize Class B Share Repurchase For Did Not Vote Management Program and Reissuance of Repurchased Shares 15 Approve Performance Share Matching For Did Not Vote Management Plan LTI 2020 16 Amend Articles of Association For Did Not Vote Management 17 Close Meeting None None Management -------------------------------------------------------------------------------- ASSICURAZIONI GENERALI SPA Ticker: G Security ID: T05040109 Meeting Date: APR 27, 2020 Meeting Type: Annual/Special Record Date: APR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Accept Financial Statements and For For Management Statutory Reports 1b Approve Allocation of Income For For Management 2a.1 Slate Submitted by Mediobanca Spa None For Shareholder 2a.2 Slate Submitted by Institutional None Against Shareholder Investors (Assogestioni) 2b Approve Internal Auditors' Remuneration For For Management 3a Approve Remuneration Policy For Against Management 3b Approve Second Section of the For Against Management Remuneration Report 4a Approve Group Long Term Incentive Plan For For Management 4b Authorize Share Repurchase Program and For For Management Reissuance of Repurchased Shares to Service Group Long Term Incentive Plan 4c Authorize Board to Increase Capital to For For Management Service Group Long Term Incentive Plan 5a Approve Performance Share Plan For Against Management 5b Authorize Share Repurchase Program and For Against Management Reissuance of Repurchased Shares to Service Performance Share Plan 5c Authorize Board to Increase Capital to For Against Management Service Performance Share Plan 6a Amend Company Bylaws Re: Article 3.1 For For Management 6b Amend Company Bylaws Re: Article 9.1 For For Management 6c Amend Company Bylaws Re: Article 33.7 For For Management 6d Amend Company Bylaws Re: Article 28.1 For For Management 6e Amend Company Bylaws Re: Article 28.2 For For Management 6f Amend Company Bylaws Re: Articles 28. For For Management 4, 28.10, 28.13 6g Amend Company Bylaws Re: Articles 28.5 For For Management and 28.6 6h Amend Company Bylaws Re: Article 28.10 For For Management -------------------------------------------------------------------------------- ASSOCIATED BRITISH FOODS PLC Ticker: ABF Security ID: G05600138 Meeting Date: DEC 06, 2019 Meeting Type: Annual Record Date: DEC 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Remuneration Policy For For Management 4 Approve Final Dividend For For Management 5 Re-elect Emma Adamo as Director For For Management 6 Re-elect Graham Allan as Director For For Management 7 Re-elect John Bason as Director For For Management 8 Re-elect Ruth Cairnie as Director For For Management 9 Re-elect Wolfhart Hauser as Director For For Management 10 Re-elect Michael McLintock as Director For For Management 11 Re-elect Richard Reid as Director For For Management 12 Re-elect George Weston as Director For For Management 13 Reappoint Ernst & Young LLP as Auditors For For Management 14 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 15 Authorise Political Donations and For For Management Expenditure 16 Authorise Issue of Equity For For Management 17 Authorise Issue of Equity without For For Management Pre-emptive Rights 18 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- ASTELLAS PHARMA, INC. Ticker: 4503 Security ID: J03393105 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Hatanaka, Yoshihiko For For Management 1.2 Elect Director Yasukawa, Kenji For For Management 1.3 Elect Director Okamura, Naoki For For Management 1.4 Elect Director Sekiyama, Mamoru For For Management 1.5 Elect Director Yamagami, Keiko For For Management 1.6 Elect Director Kawabe, Hiroshi For For Management 1.7 Elect Director Ishizuka, Tatsuro For For Management 2.1 Elect Director and Audit Committee For For Management Member Yoshimitsu, Toru 2.2 Elect Director and Audit Committee For For Management Member Sasaki, Hiro 2.3 Elect Director and Audit Committee For For Management Member Takahashi, Raita -------------------------------------------------------------------------------- ASTRAZENECA PLC Ticker: AZN Security ID: G0593M107 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: APR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividends For For Management 3 Reappoint PricewaterhouseCoopers LLP For For Management as Auditors 4 Authorise Board to Fix Remuneration of For For Management Auditors 5a Re-elect Leif Johansson as Director For For Management 5b Re-elect Pascal Soriot as Director For For Management 5c Re-elect Marc Dunoyer as Director For For Management 5d Re-elect Genevieve Berger as Director For For Management 5e Re-elect Philip Broadley as Director For For Management 5f Re-elect Graham Chipchase as Director For For Management 5g Elect Michel Demare as Director For For Management 5h Re-elect Deborah DiSanzo as Director For For Management 5i Re-elect Sheri McCoy as Director For For Management 5j Re-elect Tony Mok as Director For For Management 5k Re-elect Nazneen Rahman as Director For For Management 5l Re-elect Marcus Wallenberg as Director For For Management 6 Approve Remuneration Report For For Management 7 Approve Remuneration Policy For For Management 8 Authorise EU Political Donations and For For Management Expenditure 9 Authorise Issue of Equity For For Management 10 Authorise Issue of Equity without For For Management Pre-emptive Rights 11 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 12 Authorise Market Purchase of Ordinary For For Management Shares 13 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice 14 Approve Performance Share Plan For For Management -------------------------------------------------------------------------------- ASX LIMITED Ticker: ASX Security ID: Q0604U105 Meeting Date: SEP 24, 2019 Meeting Type: Annual Record Date: SEP 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 3a Elect Melinda Conrad as Director For For Management 3b Elect Ken Henry as Director For Against Management 3c Elect Peter Nash as Director For For Management 4 Approve Remuneration Report For For Management 5 Approve Grant of Performance Rights to For For Management Dominic Stevens -------------------------------------------------------------------------------- ATLANTIA SPA Ticker: ATL Security ID: T05404107 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: MAY 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements, For For Management Statutory Reports, and Allocation of Income 2 Approve Auditors and Authorize Board For For Management to Fix Their Remuneration 3 Elect Directors (Bundled) For Against Management 4 Revoke Authorization on Repurchase of For For Management Shares 5 Approve Free Share Scheme for For For Management Employees 2020 6.1 Approve Remuneration Policy For For Management 6.2 Approve Second Section of the For Against Management Remuneration Report A Deliberations on Possible Legal Action None Against Management Against Directors if Presented by Shareholders -------------------------------------------------------------------------------- ATLAS ARTERIA Ticker: ALX Security ID: Q06180105 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 2 Elect Debra Goodin as Director For For Management 3 Approve the Remuneration Report For For Management 4 Approve Grant of Performance Rights to For For Management Graeme Bevans 5 Approve Grant of Restricted Securities For For Management to Graeme Bevans 6 Ratify Past Issuance of ATLAX Shares For For Management to Existing Institutional Investors and New Institutional Investors 2 Appoint PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 3 Elect Fiona Beck as Director For For Management 4a Elect Jeffrey Conyers as Director For For Management 4b Elect Derek Stapley as Director For For Management 5 Ratify Past Issuance of ATLIX Shares For For Management to Existing Institutional Investors and New Institutional Investors 6 Approve Amendments to ATLIX Bye-Laws For For Management -------------------------------------------------------------------------------- ATLAS COPCO AB Ticker: ATCO.A Security ID: W1R924161 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Opening of Meeting; Elect Chairman of For Did Not Vote Management Meeting 2 Prepare and Approve List of For Did Not Vote Management Shareholders 3 Approve Agenda of Meeting For Did Not Vote Management 4 Designate Inspector(s) of Minutes of For Did Not Vote Management Meeting 5 Acknowledge Proper Convening of Meeting For Did Not Vote Management 6 Receive Financial Statements and None None Management Statutory Reports 7 Receive CEO's Report; Questions None None Management 8.a Accept Financial Statements and For Did Not Vote Management Statutory Reports 8.b Approve Discharge of Board and For Did Not Vote Management President 8.c Approve Allocation of Income and For Did Not Vote Management Dividends of SEK 3.50 Per Share 8.d Approve Record Date for Dividend For Did Not Vote Management Payment 9.a Determine Number of Members (9) and For Did Not Vote Management Deputy Members of Board (0) 9.b Determine Number of Auditors (1) and For Did Not Vote Management Deputy Auditors (0) 10.a Reelect Staffan Bohman, Tina For Did Not Vote Management Donikowski, Johan Forssell, Sabine Neuss, Mats Rahmstrom, Hans Straberg and Peter Wallenberg Jr as Directors; Elect Anna Ohlsson-Leijon and Gordon Riske as New Directors 10.b Elect Hans Straberg as Board Chairman For Did Not Vote Management 10.c Ratify Ernst & Young as Auditors For Did Not Vote Management 11.a Approve Remuneration of Directors in For Did Not Vote Management the Amount of SEK 2.3 Million to Chair and SEK 740,000 to Other Directors; Approve Remuneration for Committee Work; Approve Receiving Part of Remuneration in form of Synthetic Shares 11.b Approve Remuneration of Auditors For Did Not Vote Management 12.a Approve Remuneration Policy And Other For Did Not Vote Management Terms of Employment For Executive Management 12.b Approve Performance Based Stock Option For Did Not Vote Management Plan 2020 for Key Employees 13.a Acquire Class A Shares Related to For Did Not Vote Management Personnel Option Plan for 2020 13.b Acquire Class A Shares Related to For Did Not Vote Management Remuneration of Directors in the Form of Synthetic Shares 13.c Transfer Class A Shares Related to For Did Not Vote Management Personnel Option Plan for 2020 13.d Sell Class A Shares to Cover Costs For Did Not Vote Management Related to Synthetic Shares to the Board 13.e Sell Class A and B Shares to Cover For Did Not Vote Management Costs in Relation to the Performance Related Personnel Option Plans for 2015, 2016 and 2017 14 Close Meeting None None Management -------------------------------------------------------------------------------- ATLAS COPCO AB Ticker: ATCO.A Security ID: W1R924195 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Opening of Meeting; Elect Chairman of For Did Not Vote Management Meeting 2 Prepare and Approve List of For Did Not Vote Management Shareholders 3 Approve Agenda of Meeting For Did Not Vote Management 4 Designate Inspector(s) of Minutes of For Did Not Vote Management Meeting 5 Acknowledge Proper Convening of Meeting For Did Not Vote Management 6 Receive Financial Statements and None None Management Statutory Reports 7 Receive CEO's Report; Questions None None Management 8.a Accept Financial Statements and For Did Not Vote Management Statutory Reports 8.b Approve Discharge of Board and For Did Not Vote Management President 8.c Approve Allocation of Income and For Did Not Vote Management Dividends of SEK 3.50 Per Share 8.d Approve Record Date for Dividend For Did Not Vote Management Payment 9.a Determine Number of Members (9) and For Did Not Vote Management Deputy Members of Board (0) 9.b Determine Number of Auditors (1) and For Did Not Vote Management Deputy Auditors (0) 10.a Reelect Staffan Bohman, Tina For Did Not Vote Management Donikowski, Johan Forssell, Sabine Neuss, Mats Rahmstrom, Hans Straberg and Peter Wallenberg Jr as Directors; Elect Anna Ohlsson-Leijon and Gordon Riske as New Directors 10.b Elect Hans Straberg as Board Chairman For Did Not Vote Management 10.c Ratify Ernst & Young as Auditors For Did Not Vote Management 11.a Approve Remuneration of Directors in For Did Not Vote Management the Amount of SEK 2.3 Million to Chair and SEK 740,000 to Other Directors; Approve Remuneration for Committee Work; Approve Receiving Part of Remuneration in form of Synthetic Shares 11.b Approve Remuneration of Auditors For Did Not Vote Management 12.a Approve Remuneration Policy And Other For Did Not Vote Management Terms of Employment For Executive Management 12.b Approve Performance Based Stock Option For Did Not Vote Management Plan 2020 for Key Employees 13.a Acquire Class A Shares Related to For Did Not Vote Management Personnel Option Plan for 2020 13.b Acquire Class A Shares Related to For Did Not Vote Management Remuneration of Directors in the Form of Synthetic Shares 13.c Transfer Class A Shares Related to For Did Not Vote Management Personnel Option Plan for 2020 13.d Sell Class A Shares to Cover Costs For Did Not Vote Management Related to Synthetic Shares to the Board 13.e Sell Class A and B Shares to Cover For Did Not Vote Management Costs in Relation to the Performance Related Personnel Option Plans for 2015, 2016 and 2017 14 Close Meeting None None Management -------------------------------------------------------------------------------- ATOS SE Ticker: ATO Security ID: F06116101 Meeting Date: JUN 16, 2020 Meeting Type: Annual/Special Record Date: JUN 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Absence of Dividends 4 Ratify Appointment of Elie Girard as For For Management Director 5 Ratify Appointment of Cedrik Neike as For For Management Director 6 Reelect Nicolas Bazire as Director For Against Management 7 Reelect Valerie Bernis as Director For For Management 8 Reelect Colette Neuville as Director For For Management 9 Reelect Cedrik Neike as Director For For Management 10 Elect Jean Fleming as Representative For Against Management of Employee Shareholders to the Board 11 Renew Appointment of Grant Thornton as For Against Management Auditor 12 Acknowledge End of Mandate of IGEC as For For Management Alternate Auditor and Decision Not to Replace 13 Approve Transaction with Worldline Re: For For Management Separation Agreement 14 Approve Compensation of Thierry For Against Management Breton, Chairman and CEO Until Oct. 31, 2019 15 Approve Compensation of Bertrand For For Management Meunier, Chairman of the Board Since Nov. 1, 2019 16 Approve Compensation of Elie Girard, For Against Management Vice-CEO Since April 2, 2019 Until Oct. 31, 2019 17 Approve Compensation of Elie Girard, For Against Management CEO Since Nov. 1, 2019 18 Approve Compensation Report of For For Management Corporate Officers 19 Approve Remuneration Policy of For For Management Directors 20 Approve Remuneration Policy of For For Management Chairman of the Board 21 Approve Remuneration Policy of CEO For Against Management 22 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 23 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 24 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights up to 30 Percent of Issued Share Capital 25 Authorize Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights up to 10 Percent of Issued Share Capital 26 Approve Issuance of Equity or For For Management Equity-Linked Securities for up to 10 Percent of Issued Capital Per Year for Private Placements 27 Authorize Capital Increase of up to 10 For For Management Percent of Issued Capital for Contributions in Kind 28 Authorize Board to Increase Capital in For For Management the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above 29 Authorize Capitalization of Reserves For For Management of Up to EUR 5,111 Million for Bonus Issue or Increase in Par Value 30 Authorize Capital Issuances for Use in For Against Management Employee Stock Purchase Plans 31 Authorize Capital Issuances for Use in For Against Management Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries 32 Authorize up to 0.9 Percent of Issued For For Management Capital for Use in Restricted Stock Plans 33 Amend Article 16 of Bylaws Re: For For Management Employee Representative 34 Amend Articles 20 and 26 of Bylaws Re: For For Management Board Remuneration 35 Amend Article 18 of Bylaws Re: Written For For Management Consultation 36 Amend Article 10 of Bylaws Re: For For Management Shareholding Disclosure Thresholds 37 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- AUCKLAND INTERNATIONAL AIRPORT LTD. Ticker: AIA Security ID: Q06213146 Meeting Date: OCT 23, 2019 Meeting Type: Annual Record Date: OCT 21, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Christine Spring as Director For For Management 2 Elect Elizabeth Savage as Director For For Management 3 Approve Increase in the Fee Pool of For For Management Directors' Fees 4 Authorize Board to Fix Remuneration of For For Management the Auditors 1 Approve the Amendments to the For For Management Company's Constitution -------------------------------------------------------------------------------- AURIZON HOLDINGS LIMITED Ticker: AZJ Security ID: Q0695Q104 Meeting Date: OCT 17, 2019 Meeting Type: Annual Record Date: OCT 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 2a Elect Russell Caplan as Director For For Management 2b Elect Michael Fraser as Director For For Management 2c Elect Kate Vidgen as Director For For Management 3 Approve Grant of Performance Rights to For For Management Andrew Harding 4 Approve Remuneration Report For For Management -------------------------------------------------------------------------------- AUSNET SERVICES LTD. Ticker: AST Security ID: Q0708Q109 Meeting Date: JUL 18, 2019 Meeting Type: Annual Record Date: JUL 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 2a Elect Li Lequan as Director For For Management 2b Elect Tan Chee Meng as Director For For Management 2c Elect Peter Mason as Director For Against Management 3 Approve Remuneration Report For For Management 4a Approve Grant of Equity Awards to Nino For For Management Ficca 4b Approve Grant of Equity Awards to Tony For For Management Narvaez 5 Approve the Issuance of Up to 10 For For Management Percent of the Company's Issued Capital 6 Approve Issuance of Shares Under the For For Management Dividend Reinvestment Plan 7 Approve Issuance of Shares Under the For For Management Employee Incentive Scheme -------------------------------------------------------------------------------- AUSTRALIA & NEW ZEALAND BANKING GROUP LIMITED Ticker: ANZ Security ID: Q09504137 Meeting Date: DEC 17, 2019 Meeting Type: Annual Record Date: DEC 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 2a Elect Paul Dominic O'Sullivan as For For Management Director 2b Elect Graeme Richard Liebelt as For For Management Director 2c Elect Sarah Jane Halton as Director For For Management 3 Approve Remuneration Report For For Management 4 Approve the Spill Resolution Against Against Management 5 Approve Grant of Performance Rights to For For Management Shayne Elliott 6 Approve the Amendments to the Against Against Shareholder Company's Constitution 7 Approve Transition Planning Disclosure Against Against Shareholder 8 Approve Suspension of Memberships of Against Against Shareholder Industry Associations That Are Involved in Lobbying Inconsistent with the Goals of the Paris Agreement -------------------------------------------------------------------------------- AUTO TRADER GROUP PLC Ticker: AUTO Security ID: G06708104 Meeting Date: SEP 19, 2019 Meeting Type: Annual Record Date: SEP 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Final Dividend For For Management 4 Re-elect Ed Williams as Director For For Management 5 Re-elect Trevor Mather as Director For For Management 6 Re-elect Nathan Coe as Director For For Management 7 Re-elect David Keens as Director For For Management 8 Re-elect Jill Easterbrook as Director For For Management 9 Re-elect Jeni Mundy as Director For For Management 10 Elect Catherine Faiers as Director For For Management 11 Reappoint KPMG LLP as Auditors For For Management 12 Authorise Board to Fix Remuneration of For For Management Auditors 13 Authorise Issue of Equity For For Management 14 Authorise Issue of Equity without For For Management Pre-emptive Rights 15 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Specified Capital Investment 16 Authorise Market Purchase of Ordinary For For Management Shares 17 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- AUTOBACS SEVEN CO., LTD. Ticker: 9832 Security ID: J03507100 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 30 2.1 Elect Director Kobayashi, Kiomi For For Management 2.2 Elect Director Horii, Yugo For For Management 2.3 Elect Director Kumakura, Eiichi For For Management 2.4 Elect Director Takayama, Yoshiko For For Management -------------------------------------------------------------------------------- AVAST PLC Ticker: AVST Security ID: G0713S109 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAY 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Final Dividend For For Management 4 Re-elect John Schwarz as Director For For Management 5 Re-elect Ondrej Vlcek as Director For For Management 6 Re-elect Philip Marshall as Director For For Management 7 Re-elect Pavel Baudis as Director For For Management 8 Re-elect Eduard Kucera as Director For For Management 9 Re-elect Warren Finegold as Director For For Management 10 Re-elect Maggie Chan Jones as Director For For Management 11 Re-elect Ulf Claesson as Director For For Management 12 Re-elect Erwin Gunst as Director For For Management 13 Re-elect Tamara Minick-Scokalo as For For Management Director 14 Re-elect Belinda Richards as Director For For Management 15 Reappoint Ernst & Young LLP as Auditors For For Management 16 Authorise Board to Fix Remuneration of For For Management Auditors 17 Authorise EU Political Donations and For For Management Expenditure 18 Authorise Issue of Equity For For Management 19 Authorise Issue of Equity without For For Management Pre-emptive Rights 20 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 21 Authorise Market Purchase of Ordinary For For Management Shares 22 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- AVIVA PLC Ticker: AV Security ID: G0683Q109 Meeting Date: MAY 26, 2020 Meeting Type: Annual Record Date: MAY 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Final Dividend (Withdrawn) For Abstain Management 4 Elect Amanda Blanc as Director For For Management 5 Elect George Culmer as Director For For Management 6 Elect Patrick Flynn as Director For For Management 7 Elect Jason Windsor as Director For For Management 8 Re-elect Patricia Cross as Director For For Management 9 Re-elect Belen Romana Garcia as For For Management Director 10 Re-elect Michael Mire as Director For For Management 11 Re-elect Sir Adrian Montague as For For Management Director 12 Re-elect Maurice Tulloch as Director For For Management 13 Reappoint PricewaterhouseCoopers LLP For For Management as Auditors 14 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 15 Authorise EU Political Donations and For For Management Expenditure 16 Authorise Issue of Equity For For Management 17 Authorise Issue of Equity without For For Management Pre-emptive Rights 18 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 19 Authorise Issue of Equity in Relation For For Management to Any Issuance of SII Instruments 20 Authorise Issue of Equity without For For Management Pre-emptive Rights in Relation to Any Issuance of SII Instruments 21 Authorise Issue of Sterling New For For Management Preference Shares 22 Authorise Issue of Sterling New For For Management Preference Shares without Pre-emptive Rights 23 Authorise Market Purchase of Ordinary For For Management Shares 24 Authorise Market Purchase of 8 3/4 % For For Management Preference Shares 25 Authorise Market Purchase of 8 3/8 % For For Management Preference Shares 26 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- AZBIL CORP. Ticker: 6845 Security ID: J0370G106 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 25 2.1 Elect Director Sone, Hirozumi For For Management 2.2 Elect Director Yamamoto, Kiyohiro For For Management 2.3 Elect Director Yokota, Takayuki For For Management 2.4 Elect Director Iwasaki, Masato For For Management 2.5 Elect Director Hojo, Yoshimitsu For For Management 2.6 Elect Director Hamada, Kazuyasu For For Management 2.7 Elect Director Tanabe, Katsuhiko For For Management 2.8 Elect Director Ito, Takeshi For For Management 2.9 Elect Director Fujiso, Waka For For Management 2.10 Elect Director Nagahama, Mitsuhiro For For Management 2.11 Elect Director Anne Ka Tse Hung For For Management -------------------------------------------------------------------------------- AZRIELI GROUP LTD. Ticker: AZRG Security ID: M1571Q105 Meeting Date: AUG 11, 2019 Meeting Type: Annual/Special Record Date: JUL 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amended Compensation Policy For For Management for the Directors and Officers of the Company 2 Approve Amended Bonus Plan for CEO For For Management 3 Approve Amended Management Services For For Management Agreement with Company Owned by Danna Azrieli Hakim, Active Chairwoman 4.1 Elect Ehud Rassabi as External Director For For Management 4.2 Elect Joseph Shachak as External For For Management Director 5 Elect Dan Yitshak Gillerman as Director For For Management 6.1 Reelect Danna Azrieli Hakim as Director For For Management 6.2 Reelect Sharon Rachelle Azrieli as For For Management Director 6.3 Reelect Naomi Sara Azrieli as Director For For Management 6.4 Reelect Menachem Einan as Director For Against Management 6.5 Reelect Tzipora Carmon as Director For For Management 6.6 Reelect Oran Dror as Director For For Management 7 Reappoint Deloitte Brightman Almagor For Against Management Zohar as Auditors 8 Discuss Financial Statements and the None None Management Report of the Board for 2017 A Vote FOR if you are a controlling None Against Management shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager B1 If you are an Interest Holder as None Against Management defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. B2 If you are a Senior Officer as defined None Against Management in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. B3 If you are an Institutional Investor None For Management as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. -------------------------------------------------------------------------------- AZRIELI GROUP LTD. Ticker: AZRG Security ID: M1571Q105 Meeting Date: APR 30, 2020 Meeting Type: Special Record Date: APR 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Issue Extension of Indemnification and For For Management Exemption Agreements to Sharon Rachelle Azrieli and Naomi Sara Azrieli, Controllers and Directors A Vote FOR if you are a controlling None Against Management shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager B1 If you are an Interest Holder as None Against Management defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. B2 If you are a Senior Officer as defined None Against Management in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. B3 If you are an Institutional Investor None For Management as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. -------------------------------------------------------------------------------- B&M EUROPEAN VALUE RETAIL SA Ticker: BME Security ID: L1175H106 Meeting Date: JUL 26, 2019 Meeting Type: Annual Record Date: JUL 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Board Reports on the For For Management Consolidated and Unconsolidated Financial Statements and Annual Accounts 2 Receive Consolidated and For For Management Unconsolidated Financial Statements and Annual Accounts, and Auditors' Reports Thereon 3 Approve Consolidated Financial For For Management Statements and Annual Accounts 4 Approve Unconsolidated Financial For For Management Statements and Annual Accounts 5 Approve Allocation of Income For For Management 6 Approve Dividends For For Management 7 Approve Remuneration Report For For Management 8 Approve Discharge of Directors For For Management 9 Re-elect Peter Bamford as Director For For Management 10 Re-elect Simon Arora as Director For For Management 11 Re-elect Paul McDonald as Director For For Management 12 Re-elect Ron McMillan as Director For For Management 13 Re-elect Kathleen Guion as Director For For Management 14 Re-elect Tiffany Hall as Director For For Management 15 Elect Carolyn Bradley as Director For For Management 16 Elect Gilles Petit as Director For For Management 17 Approve Discharge of Auditors For For Management 18 Reappoint KPMG Luxembourg Societe For For Management Cooperative as Auditors 19 Authorise Board to Fix Remuneration of For For Management Auditors 20 Authorise Market Purchase of Ordinary For For Management Shares 21 Authorise Issue of Equity without For For Management Pre-emptive Rights 22 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment -------------------------------------------------------------------------------- BABCOCK INTERNATIONAL GROUP PLC Ticker: BAB Security ID: G0689Q152 Meeting Date: JUL 18, 2019 Meeting Type: Annual Record Date: JUL 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Final Dividend For For Management 4 Elect Ruth Cairnie as Director For For Management 5 Re-elect Sir David Omand as Director For For Management 6 Re-elect Victoire de Margerie as For For Management Director 7 Re-elect Ian Duncan as Director For For Management 8 Re-elect Lucy Dimes as Director For For Management 9 Re-elect Myles Lee as Director For For Management 10 Re-elect Kjersti Wiklund as Director For For Management 11 Re-elect Jeff Randall as Director For For Management 12 Re-elect Archie Bethel as Director For For Management 13 Re-elect Franco Martinelli as Director For For Management 14 Re-elect John Davies as Director For For Management 15 Reappoint PricewaterhouseCoopers LLP For For Management as Auditors 16 Authorise the Audit and Risk Committee For For Management to Fix Remuneration of Auditors 17 Authorise EU Political Donations and For For Management Expenditure 18 Authorise Issue of Equity For For Management 19 Approve Performance Share Plan For For Management 20 Authorise Issue of Equity without For For Management Pre-emptive Rights 21 Authorise Market Purchase of Ordinary For For Management Shares 22 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- BAE SYSTEMS PLC Ticker: BA Security ID: G06940103 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAY 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Policy For For Management 3 Approve Remuneration Report For For Management 4 Re-elect Revathi Advaithi as Director For For Management 5 Re-elect Sir Roger Carr as Director For For Management 6 Re-elect Dame Elizabeth Corley as For For Management Director 7 Re-elect Christopher Grigg as Director For For Management 8 Re-elect Paula Reynolds as Director For For Management 9 Re-elect Nicholas Rose as Director For For Management 10 Re-elect Ian Tyler as Director For For Management 11 Re-elect Charles Woodburn as Director For For Management 12 Elect Thomas Arseneault as Director For For Management 13 Elect Bradley Greve as Director For For Management 14 Elect Jane Griffiths as Director For For Management 15 Elect Stephen Pearce as Director For For Management 16 Elect Nicole Piasecki as Director For For Management 17 Reappoint Deloitte LLP as Auditors For For Management 18 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 19 Authorise EU Political Donations and For For Management Expenditure 20 Authorise Issue of Equity For For Management 21 Authorise Issue of Equity without For For Management Pre-emptive Rights 22 Authorise Market Purchase of Ordinary For For Management Shares 23 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- BALOISE HOLDING AG Ticker: BALN Security ID: H04530202 Meeting Date: APR 24, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Discharge of Board and Senior For For Management Management 3 Approve Allocation of Income and For For Management Dividends of CHF 6.40 per Share 4.1a Reelect Andreas Burckhardt as Director For For Management and Board Chairman 4.1b Reelect Andreas Beerli as Director For For Management 4.1c Reelect Christoph Gloor as Director For For Management 4.1d Reelect Hugo Lasat as Director For For Management 4.1e Reelect Christoph Maeder as Director For For Management 4.1f Reelect Markus Neuhaus as Director For For Management 4.1g Reelect Thomas von Planta as Director For For Management 4.1h Reelect Thomas Pleines as Director For For Management 4.1i Reelect Hans-Joerg Schmidt-Trenz as For For Management Director 4.1j Reelect Marie-Noelle Venturi - For For Management Zen-Ruffinen as Director 4.2.1 Appoint Christoph Maeder as Member of For For Management the Compensation Committee 4.2.2 Appoint Thomas Pleines as Member of For For Management the Compensation Committee 4.2.3 Appoint Hans-Joerg Schmidt-Trenz as For For Management Member of the Compensation Committee 4.2.4 Appoint Marie-Noelle For For Management Venturi-Zen-Ruffinen as Member of the Compensation Committee 4.3 Designate Christophe Sarasin as For For Management Independent Proxy 4.4 Ratify Ernst & Young AG as Auditors For For Management 5.1 Approve Remuneration of Directors in For For Management the Amount of CHF 3.4 Million 5.2.1 Approve Fixed Remuneration of For For Management Executive Committee in the Amount of CHF 4 Million 5.2.2 Approve Variable Remuneration of For For Management Executive Committee in the Amount of CHF 5.2 Million 6 Transact Other Business (Voting) For Against Management -------------------------------------------------------------------------------- BANCA MEDIOLANUM SPA Ticker: BMED Security ID: T1R88K108 Meeting Date: APR 16, 2020 Meeting Type: Annual Record Date: APR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Accept Financial Statements and For For Management Statutory Reports 1.2 Approve Allocation of Income For For Management 2.1 Approve Remuneration Policy and Second For Against Management Section of the Remuneration Report 2.2 Approve Severance Payments Policy For For Management 3 Approve Executive Incentive Bonus Plan For For Management 4 Approve Phantom Shares Plan For Against Management A Deliberations on Possible Legal Action None Against Management Against Directors if Presented by Shareholders -------------------------------------------------------------------------------- BANCO BILBAO VIZCAYA ARGENTARIA SA Ticker: BBVA Security ID: E11805103 Meeting Date: MAR 13, 2020 Meeting Type: Annual Record Date: MAR 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Consolidated and Standalone For For Management Financial Statements 1.2 Approve Non-Financial Information For For Management Statement 1.3 Approve Allocation of Income and For For Management Dividends 1.4 Approve Discharge of Board For For Management 2.1 Reelect Lourdes Maiz Carro as Director For For Management 2.2 Reelect Susana Rodriguez Vidarte as For For Management Director 2.3 Elect Raul Catarino Galamba de For For Management Oliveira as Director 2.4 Elect Ana Leonor Revenga Shanklin as For For Management Director 2.5 Elect Carlos Vicente Salazar Lomelin For For Management as Director 3 Fix Maximum Variable Compensation Ratio For For Management 4 Renew Appointment of KPMG Auditores as For For Management Auditor 5 Authorize Board to Ratify and Execute For For Management Approved Resolutions 6 Advisory Vote on Remuneration Report For For Management -------------------------------------------------------------------------------- BANDAI NAMCO HOLDINGS INC. Ticker: 7832 Security ID: Y0606D102 Meeting Date: JUN 22, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 112 2.1 Elect Director Taguchi, Mitsuaki For For Management 2.2 Elect Director Kawaguchi, Masaru For For Management 2.3 Elect Director Otsu, Shuji For For Management 2.4 Elect Director Asako, Yuji For For Management 2.5 Elect Director Miyakawa, Yasuo For For Management 2.6 Elect Director Hagiwara, Hitoshi For For Management 2.7 Elect Director Kawashiro, Kazumi For For Management 2.8 Elect Director Asanuma, Makoto For For Management 2.9 Elect Director Matsuda, Yuzuru For For Management 2.10 Elect Director Kuwabara, Satoko For For Management 2.11 Elect Director Noma, Mikiharu For For Management 2.12 Elect Director Kawana, Koichi For For Management -------------------------------------------------------------------------------- BANK HAPOALIM BM Ticker: POLI Security ID: M1586M115 Meeting Date: JUL 18, 2019 Meeting Type: Annual Record Date: JUN 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Discuss Financial Statements and the None None Management Report of the Board 2 Reappoint Somekh Chaikin and Ziv Haft For For Management as Joint Auditors 3 Amend Articles Re: Board-Related For For Management Matters 4.1 Elect David Avner as External Director For Did Not Vote Management 4.2 Elect Arie Orlev as External Director For For Management 5.1 Elect Noam Hanegbi as External Director For Abstain Management 5.2 Elect Israel Zichl as External Director For For Management 5.3 Reelect Ruben Krupik as External For For Management Director 6.1 Elect Tamar Bar Noy Gottlin as Director For Abstain Management 6.2 Reelect Oded Eran as Director For For Management 6.3 Elect David Zvilichovsky as Director For For Management A Vote FOR if you are a controlling None Against Management shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager B1 If you are an Interest Holder as None Against Management defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. B2 If you are a Senior Officer as defined None Against Management in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. B3 If you are an Institutional Investor None For Management as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. -------------------------------------------------------------------------------- BANK HAPOALIM BM Ticker: POLI Security ID: M1586M115 Meeting Date: DEC 26, 2019 Meeting Type: Special Record Date: NOV 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Temporary Extension of For For Management Compensation Policy for the Directors and Officers of the Company 2 Approve Amended Employment Terms of For For Management Oded Eran, Chairman 3 Approve Amended Employment Terms of For For Management Dov Kotler, CEO A Vote FOR if you are a controlling None Against Management shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager B1 If you are an Interest Holder as None Against Management defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. B2 If you are a Senior Officer as defined None Against Management in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. B3 If you are an Institutional Investor None For Management as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. -------------------------------------------------------------------------------- BANK LEUMI LE-ISRAEL LTD. Ticker: LUMI Security ID: M16043107 Meeting Date: JUL 18, 2019 Meeting Type: Annual/Special Record Date: JUN 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Discuss Financial Statements and the None None Management Report of the Board 2 Reappoint Somekh Chaikin and Kost For For Management Forer Gabbay and Kasierer as Joint Auditors and Authorize Board to Fix Their Remuneration 3 Appoint Somekh Chaikin and Brightman For For Management Almagor Zohar & Co. as Joint Auditors and Authorize Board to Fix Their Remuneration 4 Elect Irit Shlomi as Director For For Management 5 Elect Haim Yaakov Krupsky as Director For Did Not Vote Management 6 Approve Purchase of 12,364 Ordinary For For Management Shares by David Brodet, Chairman, in Connection with Share Offering by the State of Israel to the Bank's Employees A Vote FOR if you are a controlling None Against Management shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager B1 If you are an Interest Holder as None Against Management defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. B2 If you are a Senior Officer as defined None Against Management in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. B3 If you are an Institutional Investor None For Management as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. -------------------------------------------------------------------------------- BANK LEUMI LE-ISRAEL LTD. Ticker: LUMI Security ID: M16043107 Meeting Date: DEC 23, 2019 Meeting Type: Special Record Date: NOV 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Reelect Ytzhak Edelman as External For For Management Director 1.2 Elect Mordechai Rosen as External For Did Not Vote Management Director 2.1 Reelect Ester Dominissini as Director For For Management 2.2 Elect Ira Sobel as Director For Abstain Management 3 Approve Amended Compensation Policy For For Management for the Directors and Officers of the Company 4 Approve Employment Terms of Haj-Yehia For For Management Samer, Chairman 5 Approve Employment Terms of as Hanan For For Management Shmuel Friedman, CEO 6 Issue Updated Indemnification For For Management Agreements to Directors/Officers A Vote FOR if you are a controlling None Against Management shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager B1 If you are an Interest Holder as None Against Management defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. B2 If you are a Senior Officer as defined None Against Management in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. B3 If you are an Institutional Investor None For Management as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. -------------------------------------------------------------------------------- BANK OF MONTREAL Ticker: BMO Security ID: 063671101 Meeting Date: MAR 31, 2020 Meeting Type: Annual Record Date: FEB 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Janice M. Babiak For For Management 1.2 Elect Director Sophie Brochu For For Management 1.3 Elect Director Craig W. Broderick For For Management 1.4 Elect Director George A. Cope For For Management 1.5 Elect Director Christine A. Edwards For For Management 1.6 Elect Director Martin S. Eichenbaum For For Management 1.7 Elect Director Ronald H. Farmer For For Management 1.8 Elect Director David E. Harquail For For Management 1.9 Elect Director Linda S. Huber For For Management 1.10 Elect Director Eric R. La Fleche For For Management 1.11 Elect Director Lorraine Mitchelmore For For Management 1.12 Elect Director Darryl White For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote on Executive For For Management Compensation Approach 4 Amend Stock Option Plan For For Management 5 SP 1: Update Computer Systems to Against Against Shareholder Increase Competitiveness while Ensuring Greater Protection of Personal Information 6 SP 2: Set a Diversity Target of More Against For Shareholder than 40% of the Board Members for the Next Five Years 7 SP 3: Assess the Incongruities of Against For Shareholder Bank's Lending History and Financing Criteria Regarding Fossil Fuel Loans and Public Statements Regarding Sustainability and Climate Change -------------------------------------------------------------------------------- BANK OF QUEENSLAND LTD. Ticker: BOQ Security ID: Q12764116 Meeting Date: DEC 10, 2019 Meeting Type: Annual Record Date: DEC 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 2a Elect John Lorimer as Director For For Management 2b Elect Warwick Negus as Director For For Management 2c Elect Karen Penrose as Director For For Management 2d Elect Patrick Allaway as Director For For Management 2e Elect Kathleen Bailey-Lord as Director For For Management 3 Approve Grant of Performance Award For For Management Rights to George Frazis 4 Approve Remuneration Report For For Management -------------------------------------------------------------------------------- BANK POLSKA KASA OPIEKI SA Ticker: PEO Security ID: X0R77T117 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAY 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Meeting Chairman For For Management 3 Acknowledge Proper Convening of Meeting None None Management 4 Elect Members of Vote Counting For For Management Commission 5 Approve Agenda of Meeting For For Management 6 Receive Management Board Report on None None Management Company's Operations 7 Receive Financial Statements None None Management 8 Receive Management Board Report on None None Management Group's Operations 9 Receive Consolidated Financial None None Management Statements 10 Receive Management Board Proposal on None None Management Allocation of Income 11 Receive Supervisory Board Report None None Management 12.A Approve Management Board Report on For For Management Company's Operations 12.B Approve Financial Statements For For Management 12.C Approve Management Board Report on For For Management Group's Operations 12.D Approve Consolidated Financial For For Management Statements 12.E Approve Allocation of Income and For For Management Omission of Dividends 12.F Approve Supervisory Board Report For For Management 12.GA Approve Discharge of Michal Krupinski For For Management (CEO) 12.GB Approve Discharge of Tomasz Kubiak For For Management (Deputy CEO) 12.GC Approve Discharge of Michal Lehmann For For Management (Deputy CEO) 12.GD Approve Discharge of Marek Lusztyn For For Management (Deputy CEO) 12.GE Approve Discharge of Tomasz Styczynski For For Management (Deputy CEO) 12.GF Approve Discharge of Marek Tomczuk For For Management (Deputy CEO) 12.GG Approve Discharge of Magdalena For For Management Zmitrowicz (Deputy CEO) 12.GH Approve Discharge of Marcin Gadomski For For Management (Deputy CEO) 12.GI Approve Discharge of Grzegorz For For Management Olszewski (Management Board Member) 12.GJ Approve Discharge of Piotr Wetmanski For For Management (Management Board Member) 12.HA Approve Discharge of Pawel Surowka For For Management (Supervisory Board Chairman) 12.HB Approve Discharge of Joanna Dynysiuk For For Management (Supervisory Board Deputy Chairman) 12.HC Approve Discharge of Stanislaw For For Management Kaczoruk (Supervisory Board Deputy Chairman) 12.HD Approve Discharge of Pawel Stopczynski For For Management (Supervisory Board Secretary) 12.HE Approve Discharge of Grzegorz Janas For For Management (Supervisory Board Member) 12.HF Approve Discharge of Michal Kaszynski For For Management (Supervisory Board Member) 12.HG Approve Discharge of Justyna For For Management Glebikowska-Michalak (Supervisory Board Member) 12.HH Approve Discharge of Sabina For For Management Bigos-Jaworowska (Supervisory Board Member) 12.HI Approve Discharge of Marian Majcher For For Management (Supervisory Board Member) 12.IA Approve Discharge of Piotr Teleon (CEO For For Management of Centralny Dom Maklerski Pekao SA) 12.IB Approve Discharge of Katarzyna Burek For For Management (Management Board Member of Centralny Dom Maklerski Pekao SA) 12.JA Approve Discharge of Marek Tomczuk For For Management (Supervisory Board Chairman of Centralny Dom Maklerski Pekao SA) 12.JB Approve Discharge of Tomasy Styczynski For For Management (Supervisory Board Deputy Chairman of Centralny Dom Maklerski Pekao SA) 12.JC Approve Discharge of Piotr Kozlowski For For Management (Supervisory Board Member of Centralny Dom Maklerski Pekao SA) 12.JD Approve Discharge of Adam Hawryluk For For Management (Supervisory Board Member of Centralny Dom Maklerski Pekao SA) 12.JE Approve Discharge of Kamila For For Management Marchewska-Bartkowiak (Supervisory Board Member of Centralny Dom Maklerski Pekao SA) 12.JF Approve Discharge of Roza For For Management Milic-Czerniak (Supervisory Board Member of Centralny Dom Maklerski Pekao SA) 12.JG Approve Discharge of Slawomir For For Management Olszewski (Supervisory Board Member of Centralny Dom Maklerski Pekao SA) 13 Approve Supervisory Board Report on For For Management Remuneration Policy 14 Approve Remuneration Policy For Against Management 15 Receive Supervisory Board Report on None None Management Company's Compliance with Corporate Governance Principles for Supervised Institutions 16.A Recall Supervisory Board Member For Against Management 16.B Elect Supervisory Board Member For Against Management 17.A Amend Statute Re: Supervisory Board For For Management 17.B Amend Statute Re: Supervisory Board For For Management 17.C Amend Statute Re: Supervisory Board For For Management 18.A Amend Statute None Against Shareholder 18.B Amend Statute Re: Supervisory Board None Against Shareholder 18.C Amend Statute Re: Management and None Against Shareholder Supervisory Boards 19 Close Meeting None None Management -------------------------------------------------------------------------------- BANKINTER SA Ticker: BKT Security ID: E2116H880 Meeting Date: MAR 19, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Consolidated and Standalone For For Management Financial Statements 2 Approve Non-Financial Information For For Management Statement 3 Approve Discharge of Board For For Management 4 Approve Allocation of Income and For For Management Dividends 5 Renew Appointment of For For Management PricewaterhouseCoopers as Auditor 6.1 Elect Fernando Jose Frances Pons as For For Management Director 6.2 Fix Number of Directors at 11 For For Management 7 Approve Spin-Off of the Insurance For For Management Business Linea Directa Aseguradora 8 Approve Restricted Capitalization For For Management Reserve 9 Authorize Share Repurchase and Capital For For Management Reduction via Amortization of Repurchased Shares 10.1 Amend Remuneration Policy For For Management 10.2 Approve Delivery of Shares under FY For For Management 2019 Variable Pay Scheme 10.3 Fix Maximum Variable Compensation Ratio For For Management 11 Authorize Board to Ratify and Execute For For Management Approved Resolutions 12 Advisory Vote on Remuneration Report For For Management -------------------------------------------------------------------------------- BANQUE CANTONALE VAUDOISE Ticker: BCVN Security ID: H0482P863 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Accept Financial Statements and For For Management Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of CHF 36 per Share 4.1 Approve Fixed Remuneration of For For Management Directors in the Amount of CHF 1.4 Million 4.2 Approve Fixed Remuneration of For For Management Executive Committee in the Amount of CHF 5.9 Million 4.3 Approve Variable Remuneration of For For Management Executive Committee in the Amount of CHF 3.8 Million 4.4 Approve Long-Term Variable For For Management Remuneration of Executive Committee in Form of 1,480 Shares 5 Approve Discharge of Board and Senior For For Management Management 6 Approve 1:10 Stock Split For For Management 7 Amend Articles Re: Transfer of For For Management Registered Shares; Annual Accounts 8.1 Reelect Jack Clemons as Director For For Management 8.2 Elect Eftychia Fischer as Director For For Management 9 Designate Christophe Wilhelm as For For Management Independent Proxy 10 Ratify KPMG AG as Auditors For For Management 11 Transact Other Business (Voting) For Against Management -------------------------------------------------------------------------------- BARRATT DEVELOPMENTS PLC Ticker: BDEV Security ID: G08288105 Meeting Date: OCT 16, 2019 Meeting Type: Annual Record Date: OCT 14, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Final Dividend For For Management 4 Approve Special Dividend For For Management 5 Re-elect John Allan as Director For For Management 6 Re-elect David Thomas as Director For For Management 7 Re-elect Steven Boyes as Director For For Management 8 Re-elect Jessica White as Director For For Management 9 Re-elect Richard Akers as Director For For Management 10 Re-elect Nina Bibby as Director For For Management 11 Re-elect Jock Lennox as Director For For Management 12 Re-elect Sharon White as Director For For Management 13 Reappoint Deloitte LLP as Auditors For For Management 14 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 15 Authorise EU Political Donations and For For Management Expenditure 16 Authorise Issue of Equity For For Management 17 Authorise Issue of Equity without For For Management Pre-emptive Rights 18 Authorise Market Purchase of Ordinary For For Management Shares 19 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- BARRY CALLEBAUT AG Ticker: BARN Security ID: H05072105 Meeting Date: DEC 11, 2019 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports (Non-Voting) 2 Receive Auditor's Report (Non-Voting) None None Management 3.1 Accept Annual Report For For Management 3.2 Approve Remuneration Report For Against Management 3.3 Accept Financial Statements and For For Management Consolidated Financial Statements 4 Approve Allocation of Income and For For Management Dividends of CHF 26.00 per Share 5 Approve Discharge of Board and Senior For For Management Management 6.1.1 Reelect Patrick De Maeseneire as For For Management Director 6.1.2 Reelect Fernando Aguirre as Director For For Management 6.1.3 Reelect Suja Chandrasekaran as Director For For Management 6.1.4 Reelect Angela Wei Dong as Director For For Management 6.1.5 Reelect Nicolas Jacobs as Director For Against Management 6.1.6 Reelect Elio Sceti as Director For For Management 6.1.7 Reelect Timothy Minges as Director For For Management 6.1.8 Reelect Markus Neuhaus as Director For For Management 6.2 Elect Patrick De Maeseneire as Board For For Management Chairman 6.3.1 Appoint Fernando Aguirre as Member of For For Management the Compensation Committee 6.3.2 Appoint Suja Chandrasekaran as Member For For Management of the Compensation Committee 6.3.3 Appoint Elio Sceti as Member of the For For Management Compensation Committee 6.3.4 Appoint Timothy Minges as Member of For For Management the Compensation Committee 6.4 Designate Keller KLG as Independent For For Management Proxy 6.5 Ratify KPMG AG as Auditors For For Management 7.1 Approve Remuneration of Board of For For Management Directors in the Amount of CHF 2.2 Million and 2,190 Shares 7.2 Approve Fixed Remuneration of For For Management Executive Committee in the Amount of CHF 6.5 Million 7.3 Approve Variable Remuneration of For Against Management Executive Committee in the Amount of CHF 19.7 Million 8 Transact Other Business (Voting) For Against Management -------------------------------------------------------------------------------- BASF SE Ticker: BAS Security ID: D06216317 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 3.30 per Share 3 Approve Discharge of Supervisory Board For For Management for Fiscal 2019 4 Approve Discharge of Management Board For For Management for Fiscal 2019 5 Ratify KPMG AG as Auditors for Fiscal For For Management 2020 6 Elect Kurt Bock to the Supervisory For For Management Board 7 Approve Remuneration Policy for the For For Management Management Board 8 Amend Articles Re: Supervisory Board For For Management Term of Office 9 Amend Articles Re: Remuneration of For For Management Supervisory Board Members 10 Approve Remuneration of Supervisory For For Management Board -------------------------------------------------------------------------------- BAYER AG Ticker: BAYN Security ID: D0712D163 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and For For Management Statutory Reports; Approve Allocation of Income and Dividends of EUR 2.80 per Share for Fiscal 2019 2 Approve Discharge of Management Board For For Management for Fiscal 2019 3 Approve Discharge of Supervisory Board For For Management for Fiscal 2019 4.1 Elect Ertharin Cousin to the For For Management Supervisory Board 4.2 Elect Otmar Wiestler to the For For Management Supervisory Board 4.3 Elect Horst Baier to the Supervisory For For Management Board 5 Approve Remuneration Policy for the For For Management Management Board 6 Approve Remuneration Policy for the For For Management Supervisory Board 7 Amend Articles Re: Supervisory Board For For Management Term of Office 8 Ratify Deloitte GmbH as Auditors for For For Management Fiscal 2020 -------------------------------------------------------------------------------- BAYERISCHE MOTOREN WERKE AG Ticker: BMW Security ID: D12096109 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 2.50 per Ordinary Share and EUR 2.52 per Preferred Share 3 Approve Discharge of Management Board For For Management for Fiscal 2019 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2019 5 Ratify PricewaterhouseCoopers GmbH as For For Management Auditors for Fiscal 2020 6.1 Elect Norbert Reithofer to the For Against Management Supervisory Board 6.2 Elect Anke Schaeferkordt to the For For Management Supervisory Board 7 Approve Remuneration of Supervisory For For Management Board -------------------------------------------------------------------------------- BCE INC. Ticker: BCE Security ID: 05534B760 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Barry K. Allen For For Management 1.2 Elect Director Mirko Bibic For For Management 1.3 Elect Director Sophie Brochu - None None Management Withdrawn Resolution 1.4 Elect Director Robert E. Brown For For Management 1.5 Elect Director David F. Denison For For Management 1.6 Elect Director Robert P. Dexter For For Management 1.7 Elect Director Ian Greenberg For For Management 1.8 Elect Director Katherine Lee For For Management 1.9 Elect Director Monique F. Leroux For For Management 1.10 Elect Director Gordon M. Nixon For For Management 1.11 Elect Director Thomas E. Richards For For Management 1.12 Elect Director Calin Rovinescu For For Management 1.13 Elect Director Karen Sheriff For For Management 1.14 Elect Director Robert C. Simmonds For For Management 1.15 Elect Director Paul R. Weiss For For Management 2 Ratify Deloitte LLP as Auditors For For Management 3 Advisory Vote on Executive For For Management Compensation Approach 4 SP 1: Adopt a Diversity Target Higher Against For Shareholder than 40% for the Composition of the Board of Directors for the Next Five Years -------------------------------------------------------------------------------- BECHTLE AG Ticker: BC8 Security ID: D0873U103 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: MAY 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 1.20 per Share 3 Approve Discharge of Management Board For For Management for Fiscal 2019 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2019 5 Ratify Ernst & Young GmbH as Auditors For Against Management for Fiscal 2020 6 Authorize Share Repurchase Program and For For Management Reissuance or Cancellation of Repurchased Shares 7 Amend Articles of Association For For Management -------------------------------------------------------------------------------- BEIERSDORF AG Ticker: BEI Security ID: D08792109 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: APR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 0.70 per Share 3 Approve Discharge of Management Board For For Management for Fiscal 2019 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2019 5 Ratify Ernst & Young GmbH as Auditors For Against Management for Fiscal 2020 6 Approve Creation of EUR 42 Million For For Management Pool of Authorized Capital I with Partial Exclusion of Preemptive Rights 7 Approve Creation of EUR 25 Million For For Management Pool of Authorized Capital II with Partial Exclusion of Preemptive Rights 8 Approve Creation of EUR 25 Million For For Management Pool of Authorized Capital III with Partial Exclusion of Preemptive Rights 9 Approve Issuance of Warrants/Bonds For For Management with Warrants Attached/Convertible Bonds with Partial Exclusion of Preemptive Rights up to Aggregate Nominal Amount of EUR 1 Billion; Approve Creation of EUR 42 Million Pool of Capital to Guarantee Conversion Rights 10 Authorize Share Repurchase Program and For For Management Reissuance or Cancellation of Repurchased Shares 11 Amend Articles Re: Participation For For Management Requirements and Proof of Entitlement 12.1 Elect Wolfgang Herz to the Supervisory For For Management Board 12.2 Elect Beatrice Dreyfus as Alternate For For Management Supervisory Board Member -------------------------------------------------------------------------------- BELLWAY PLC Ticker: BWY Security ID: G09744155 Meeting Date: DEC 10, 2019 Meeting Type: Annual Record Date: DEC 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Final Dividend For For Management 4 Re-elect Paul Hampden Smith as Director For For Management 5 Re-elect Jason Honeyman as Director For For Management 6 Re-elect Keith Adey as Director For For Management 7 Re-elect Denise Jagger as Director For For Management 8 Re-elect Jill Caseberry as Director For For Management 9 Re-elect Ian McHoul as Director For For Management 10 Reappoint KPMG LLP as Auditors For For Management 11 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 12 Authorise Issue of Equity For For Management 13 Authorise Issue of Equity without For For Management Pre-emptive Rights 14 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 15 Authorise Market Purchase of Ordinary For For Management Shares 16 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- BENDIGO AND ADELAIDE BANK LIMITED Ticker: BEN Security ID: Q1458B102 Meeting Date: OCT 29, 2019 Meeting Type: Annual Record Date: OCT 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 2 Elect David Foster as Director For For Management 3 Elect Jan Harris as Director For For Management 4 Elect Robert Hubbard as Director For For Management 5 Elect David Matthews as Director For For Management 6 Approve Remuneration Report For For Management 7 Approve Participation of Marnie Baker For Against Management in the Employee Salary Sacrifice, Deferred Share and Performance Share Plan 8a Approve First Capital Reduction Scheme For For Management in Respect of Convertible Preference Shares 2 8b Approve Second Capital Reduction For For Management Scheme in Respect of Convertible Preference Shares 2 -------------------------------------------------------------------------------- BENESSE HOLDINGS, INC. Ticker: 9783 Security ID: J0429N102 Meeting Date: JUN 27, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles to Clarify Director For For Management Authority on Board Meetings 2.1 Elect Director Adachi, Tamotsu For For Management 2.2 Elect Director Kobayashi, Hitoshi For For Management 2.3 Elect Director Takiyama, Shinya For For Management 2.4 Elect Director Yamasaki, Masaki For For Management 2.5 Elect Director Okada, Haruna For For Management 2.6 Elect Director Ihara, Katsumi For For Management 2.7 Elect Director Fukutake, Hideaki For For Management 2.8 Elect Director Yasuda, Ryuji For For Management 2.9 Elect Director Iwai, Mutsuo For For Management 2.10 Elect Director Iwase, Daisuke For For Management -------------------------------------------------------------------------------- BERKELEY GROUP HOLDINGS PLC Ticker: BKG Security ID: G1191G120 Meeting Date: SEP 06, 2019 Meeting Type: Annual Record Date: SEP 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Policy For Against Management 3 Approve Remuneration Report For For Management 4 Re-elect Tony Pidgley as Director For For Management 5 Re-elect Rob Perrins as Director For For Management 6 Re-elect Richard Stearn as Director For For Management 7 Re-elect Karl Whiteman as Director For For Management 8 Re-elect Sean Ellis as Director For For Management 9 Re-elect Sir John Armitt as Director For For Management 10 Re-elect Dame Alison Nimmo as Director For For Management 11 Re-elect Veronica Wadley as Director For For Management 12 Re-elect Glyn Barker as Director For For Management 13 Re-elect Adrian Li as Director For For Management 14 Re-elect Andy Myers as Director For For Management 15 Re-elect Diana Brightmore-Armour as For For Management Director 16 Re-elect Justin Tibaldi as Director For For Management 17 Re-elect Paul Vallone as Director For For Management 18 Re-elect Peter Vernon as Director For For Management 19 Re-elect Rachel Downey as Director For For Management 20 Reappoint KPMG LLP as Auditors For For Management 21 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 22 Authorise Issue of Equity For For Management 23 Authorise Issue of Equity without For For Management Pre-emptive Rights 24 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 25 Authorise Market Purchase of Ordinary For For Management Shares 26 Authorise EU Political Donations and For For Management Expenditure 27 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice 28 Amend 2011 Long Term Incentive Plan For Against Management -------------------------------------------------------------------------------- BEZEQ THE ISRAELI TELECOMMUNICATION CORP. LTD. Ticker: BEZQ Security ID: M2012Q100 Meeting Date: FEB 06, 2020 Meeting Type: Special Record Date: JAN 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Issue Updated Indemnification and For For Management Exemption Agreements to Directors/Officers (subject to the Approval of Items 3 and 4) 2 Issue Updated Indemnification and For For Management Exemption Agreements to CEO (subject to the Approval of Items 3 and 4) 3 Amend Articles of Association For For Management 4 Approve Amended Compensation Policy For For Management for the Directors and Officers of the Company (Section 8.2) 5 Approve Amended Compensation Policy For For Management for the Directors and Officers of the Company (Section 1 and Section 7.2.1.6. 3 CEO - Definitions) 6 Approve Amended Compensation Policy For For Management for the Directors and Officers of the Company (Section 7.2.1.6.3 - CEO's Bonus Plan) 7 Elect Darren Glatt as Director For For Management 8 Elect Ran Forer (Affiliated Relative) For For Management as Director 9 Issue Indemnification and Exemption For For Management Agreements to Darren Glatt, Director 10 Issue Indemnification and Exemption For For Management Agreements to Ran Forer (Affiliated Relatives), Director A Vote FOR if you are a controlling None Against Management shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager B1 If you are an Interest Holder as None Against Management defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. B2 If you are a Senior Officer as defined None Against Management in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. B3 If you are an Institutional Investor None For Management as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. -------------------------------------------------------------------------------- BEZEQ THE ISRAELI TELECOMMUNICATION CORP. LTD. Ticker: BEZQ Security ID: M2012Q100 Meeting Date: MAY 14, 2020 Meeting Type: Annual/Special Record Date: APR 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Discuss Financial Statements and the None None Management Report of the Board 2 Reappoint Somekh Chaikin as Auditors For For Management and Authorize Board to Fix Their Remuneration 3 Reelect Shlomo Rodav as Director For For Management 4 Reelect Darren Glatt as Director For For Management 5 Reelect Ran Fuhrer as Director For For Management 6 Reelect David Granot as Director For For Management 7 Reelect Yossi Abergil as Director on For For Management Behalf of the Employees 8 Issue Indemnification and Exemption For For Management Agreements to Yossi Abergil, Director (Subject to Approval of Item 7) 9 Elect Tomer Rabad as Director None Against Shareholder 10 Approve Amended Compensation Policy For For Management for the Directors and Officers of the Company 11 Amend Articles of Association Against Against Shareholder A Vote FOR if you are a controlling None Against Management shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager B1 If you are an Interest Holder as None Against Management defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. B2 If you are a Senior Officer as defined None Against Management in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. B3 If you are an Institutional Investor None For Management as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. -------------------------------------------------------------------------------- BGF RETAIL CO., LTD. Ticker: 282330 Security ID: Y0R8SQ109 Meeting Date: MAR 25, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Lee Geon-joon as Inside Director For For Management 3.2 Elect Hong Jeong-guk as For For Management Non-Independent Non-Executive Director 3.3 Elect Kim Nan-doh as Outside Director For For Management 4 Elect Kim Nan-doh as a Member of Audit For For Management Committee 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- BHP GROUP LIMITED Ticker: BHP Security ID: Q1498M100 Meeting Date: NOV 07, 2019 Meeting Type: Annual Record Date: NOV 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Appoint Ernst & Young as Auditor of For For Management the Company 3 Authorize the Risk and Audit Committee For For Management to Fix Remuneration of the Auditors 4 Approve General Authority to Issue For For Management Shares in BHP Group Plc 5 Approve General Authority to Issue For For Management Shares in BHP Group Plc for Cash 6 Approve the Repurchase of Shares in For For Management BHP Group Plc 7 Approve Remuneration Policy For For Management 8 Approve Remuneration Report for UK Law For For Management Purposes 9 Approve Remuneration Report for For For Management Australian Law Purposes 10 Approve the Grant of Awards to Andrew For For Management Mackenzie 11 Elect Ian Cockerill as Director For For Management 12 Elect Susan Kilsby as Director For For Management 13 Elect Terry Bowen as Director For For Management 14 Elect Malcolm Broomhead as Director For For Management 15 Elect Anita Frew as Director For For Management 16 Elect Andrew Mackenzie as Director For For Management 17 Elect Lindsay Maxsted as Director For For Management 18 Elect John Mogford as Director For For Management 19 Elect Shriti Vadera as Director For For Management 20 Elect Ken MacKenzie as Director For For Management 21 Amend Constitution of BHP Group Limited Against Against Shareholder 22 Approve Suspension of Memberships of Against Against Shareholder Industry Associations That Are Involved in Lobbying Inconsistent with the Goals of the Paris Agreement -------------------------------------------------------------------------------- BHP GROUP PLC Ticker: BHP Security ID: G10877127 Meeting Date: OCT 17, 2019 Meeting Type: Annual Record Date: OCT 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Appoint Ernst & Young LLP as Auditors For For Management 3 Authorise the Risk and Audit Committee For For Management to Fix Remuneration of Auditors 4 Authorise Issue of Equity For For Management 5 Authorise Issue of Equity without For For Management Pre-emptive Rights 6 Authorise Market Purchase of Ordinary For For Management Shares 7 Approve Remuneration Policy For For Management 8 Approve Remuneration Report for UK Law For For Management Purposes 9 Approve Remuneration Report for For For Management Australian Law Purposes 10 Approve Grant of Awards under the For For Management Group's Incentive Plans to Andrew Mackenzie 11 Elect Ian Cockerill as Director For For Management 12 Elect Susan Kilsby as Director For For Management 13 Re-elect Terry Bowen as Director For For Management 14 Re-elect Malcolm Broomhead as Director For For Management 15 Re-elect Anita Frew as Director For For Management 16 Re-elect Andrew Mackenzie as Director For For Management 17 Re-elect Lindsay Maxsted as Director For For Management 18 Re-elect John Mogford as Director For For Management 19 Re-elect Shriti Vadera as Director For For Management 20 Re-elect Ken MacKenzie as Director For For Management 21 Amend Constitution of BHP Group Limited Against Against Shareholder 22 Approve Suspension of Memberships of Against Against Shareholder Industry Associations That Are Involved in Lobbying Inconsistent with the Goals of the Paris Agreement -------------------------------------------------------------------------------- BIC CAMERA, INC. Ticker: 3048 Security ID: J04516100 Meeting Date: NOV 15, 2019 Meeting Type: Annual Record Date: AUG 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 10 2.1 Elect Director Miyajima, Hiroyuki For For Management 2.2 Elect Director Kawamura, Hitoshi For For Management 2.3 Elect Director Abe, Toru For For Management 2.4 Elect Director Tamura, Eiji For For Management 2.5 Elect Director Akiho, Toru For For Management 2.6 Elect Director Nakagawa, Keiju For For Management 2.7 Elect Director Kimura, Kazuyoshi For For Management 2.8 Elect Director Ueno, Yoshiharu For For Management 2.9 Elect Director Sato, Masaaki For For Management 2.10 Elect Director Yamada, Noboru For For Management 2.11 Elect Director Nakai, Kamezo For For Management 3 Appoint Alternate Statutory Auditor For For Management Toshimitsu, Takeshi -------------------------------------------------------------------------------- BIOMERIEUX SA Ticker: BIM Security ID: F1149Y232 Meeting Date: JUN 30, 2020 Meeting Type: Annual/Special Record Date: JUN 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Discharge of Directors For For Management 4 Approve Allocation of Income and For For Management Dividends of EUR 0.19 per Share 5 Approve Auditors' Special Report on For Against Management Related-Party Transactions Mentioning the Absence of New Transactions 6 Reelect Marie-Helene Habert-Dassault For For Management as Director 7 Reelect Harold Boel as Director For For Management 8 Approve Remuneration Policy of For For Management Corporate Officers 9 Approve Remuneration Policy of For Against Management Chairman and CEO 10 Approve Remuneration Policy of Vice-CEO For Against Management 11 Approve Remuneration Policy of For For Management Directors 12 Approve Compensation Report of For For Management Corporate Officers 13 Approve Compensation of Alexandre For For Management Merieux, Chairman and CEO 14 Authorize Repurchase of Up to 10 For Against Management Percent of Issued Share Capital 15 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 16 Authorize up to 10 Percent of Issued For Against Management Capital for Use in Restricted Stock Plans 17 Authorize up to 10 Percent of Issued For Against Management Capital for Use in Stock Option Plans 18 Authorize Capital Issuances for Use in For Against Management Employee Stock Purchase Plans 19 Eliminate Preemptive Rights Pursuant For For Management to Item 18 Above 20 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- BLUESCOPE STEEL LIMITED Ticker: BSL Security ID: Q1415L177 Meeting Date: NOV 21, 2019 Meeting Type: Annual Record Date: NOV 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 2 Approve Remuneration Report For For Management 3 Elect Ewen Graham Wolseley Crouch as For For Management Director 4 Approve Grant of Share Rights to Mark For For Management Royce Vassella 5 Approve Grant of Alignment Rights to For For Management Mark Royce Vassella 6 Approve On-Market Buy-Back of Shares For For Management -------------------------------------------------------------------------------- BNK FINANCIAL GROUP, INC. Ticker: 138930 Security ID: Y0R7ZV102 Meeting Date: MAR 20, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Kim Ji-wan as Inside Director For For Management 2.2 Elect Cha Yong-gyu as Outside Director For For Management 2.3 Elect Moon Il-jae as Outside Director For For Management 2.4 Elect Jeong Gi-young as Outside For For Management Director 2.5 Elect Yoo Jeong-jun as Outside Director For For Management 2.6 Elect Son Gwang-ik as Outside Director For For Management 2.7 Elect Kim Chang-rok as Outside Director For For Management 3.1 Elect Moon Il-jae as a Member of Audit For For Management Committee 3.2 Elect Yoo Jeong-jun as a Member of For For Management Audit Committee 3.3 Elect Son Gwang-ik as a Member of For For Management Audit Committee 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- BOC AVIATION LIMITED Ticker: 2588 Security ID: Y09292106 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: MAY 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and For For Management Directors' and Auditors' Reports 2 Approve Final Dividend For For Management 3a Elect Zhang Xiaolu as Director For For Management 3b Elect Li Mang as Director For For Management 3c Elect Zhu Lin as Director For For Management 3d Elect Dai Deming as Director For For Management 3e Elect Antony Nigel Tyler as Director For For Management 4 Authorize Board to Fix Remuneration of For For Management Directors 5 Approve Ernst & Young LLP as Auditor For For Management and Authorize Board to Fix Their Remuneration 6 Authorize Repurchase of Issued Share For For Management Capital 7 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 8 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- BOLIDEN AB Ticker: BOL Security ID: W17218152 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Chairman of Meeting For Did Not Vote Management 3 Prepare and Approve List of For Did Not Vote Management Shareholders 4 Approve Agenda of Meeting For Did Not Vote Management 5 Designate Inspector(s) of Minutes of For Did Not Vote Management Meeting 6 Acknowledge Proper Convening of Meeting For Did Not Vote Management 7 Receive Financial Statements and None None Management Statutory Reports 8 Receive Report on Work of Board and None None Management its Committees 9 Receive President's Report None None Management 10 Receive Report on Audit Work None None Management 11 Accept Financial Statements and For Did Not Vote Management Statutory Reports 12 Approve Allocation of Income and For Did Not Vote Management Dividends of SEK 7 Per Share 13 Approve Discharge of Board and For Did Not Vote Management President 14 Determine Number of Directors (7) and For Did Not Vote Management Deputy Directors (0) of Board; Set Number of Auditors at One 15 Approve Remuneration of Directors in For Did Not Vote Management the Amount of SEK 1.75 Million for Chairman and SEK 580,000 for Other Directors; Approve Remuneration for Committee Work 16.a Elect Helene Bistrom as New Director For Did Not Vote Management 16.b Reelect Tom Erixon as Director For Did Not Vote Management 16.c Reelect Michael G:son Low as Director For Did Not Vote Management 16.d Reelect Perttu Louhiluoto as Director For Did Not Vote Management 16.e Reelect Elisabeth Nilsson as Director For Did Not Vote Management 16.f Reelect Pia Rudengren as Director For Did Not Vote Management 16.g Reelect Anders Ullberg as Director For Did Not Vote Management 16.h Reelect Anders Ullberg as Board For Did Not Vote Management Chairman 17 Approve Remuneration of Auditors For Did Not Vote Management 18 Ratify Deloitte as Auditors For Did Not Vote Management 19 Approve Remuneration Policy And Other For Did Not Vote Management Terms of Employment For Executive Management 20 Reelect Jan Andersson (Chairman), Lars For Did Not Vote Management Erik Forsgardh, Ola Peter Gjessing, Lilian Fossum Biner and Anders Ullberg as Members of Nominating Committee 21 Allow Questions None None Management 22 Close Meeting None None Management -------------------------------------------------------------------------------- BOLLORE SA Ticker: BOL Security ID: F10659260 Meeting Date: MAY 27, 2020 Meeting Type: Annual/Special Record Date: MAY 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Discharge Directors 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 0.06 per Share 4 Approve Auditors' Special Report on For Against Management Related-Party Transactions 5 Reelect Marie Bollore as Director For Against Management 6 Renew Appointment of Constantin For For Management Associes as Auditor 7 Renew Appointment of Cisane as For For Management Alternate Auditor 8 Authorize Repurchase of 291 Million For Against Management Shares 9 Approve Compensation Report For Against Management 10 Approve Compensation of Vincent For Against Management Bollore, Chairman and CEO Until March 14, 2019 11 Approve Compensation of Cyrille For Against Management Bollore, Vice-CEO Until March 14, 2019 12 Approve Compensation of Cyrille For Against Management Bollore, Chairman and CEO Since April 1, 2019 13 Approve Remuneration Policy of For For Management Directors 14 Approve Remuneration Policy of For Against Management Chairman and CEO 15 Authorize Filing of Required For For Management Documents/Other Formalities 1 Authorize Capital Increase of Up to For Against Management EUR 15 Million for Future Exchange Offers 2 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 3 Amend Article 12 of Bylaws Re: Board For For Management Composition 4 Amend Article 19 of Bylaws Re: GM For For Management Electronic Voting 5 Amend Article 16 of Bylaws Re: Board For For Management Members Remuneration 6 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- BORAL LIMITED Ticker: BLD Security ID: Q16969109 Meeting Date: NOV 06, 2019 Meeting Type: Annual Record Date: NOV 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 2.1 Elect Eileen Doyle as Director For For Management 2.2 Elect Karen Moses as Director For For Management 3 Approve Remuneration Report For For Management 4 Approve Grant of Long-Term Incentive For For Management Rights to Mike Kane -------------------------------------------------------------------------------- BOUYGUES SA Ticker: EN Security ID: F11487125 Meeting Date: APR 23, 2020 Meeting Type: Annual/Special Record Date: APR 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Absence of Dividend 4 Approve Auditors' Special Report on For Against Management Related-Party Transactions 5 Approve Remuneration Policy of For Against Management Corporate Officers 6 Approve Remuneration Policy of For For Management Directors 7 Approve Compensation Report of For For Management Corporate Officers 8 Approve Compensation of Martin Bouygues For Against Management 9 Approve Compensation of Olivier For Against Management Bouygues 10 Approve Compensation of Philippe Marien For Against Management 11 Approve Compensation of Olivier Roussat For Against Management 12 Reelect Alexandre de Rothschild as For For Management Director 13 Elect Benoit Maes as Director For For Management 14 Authorize Repurchase of Up to 10 For Against Management Percent of Issued Share Capital 15 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 16 Authorize Board to Issue Free Warrants For Against Management with Preemptive Rights During a Public Tender Offer 17 Amend Articles 4, 8, 13, 12, 14, 15 For For Management and 16 of Bylaws to Comply with Legal Changes 18 Delegate Power to the Board of For Against Management Directors to Amend the Bylaws to Comply with Legal Changes 19 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- BP PLC Ticker: BP Security ID: G12793108 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Remuneration Policy For For Management 4(a) Elect Bernard Looney as Director For For Management 4(b) Re-elect Brian Gilvary as Director For For Management 4(c) Re-elect Dame Alison Carnwath as For For Management Director 4(d) Re-elect Pamela Daley as Director For For Management 4(e) Re-elect Sir Ian Davis as Director For For Management 4(f) Re-elect Dame Ann Dowling as Director For For Management 4(g) Re-elect Helge Lund as Director For For Management 4(h) Re-elect Melody Meyer as Director For For Management 4(i) Re-elect Brendan Nelson as Director For For Management 4(j) Re-elect Paula Reynolds as Director For For Management 4(k) Re-elect Sir John Sawers as Director For For Management 5 Reappoint Deloitte LLP as Auditors For For Management 6 Authorise Audit Committee to Fix For For Management Remuneration of Auditors 7 Approve Executive Directors' Incentive For For Management Plan 8 Authorise EU Political Donations and For For Management Expenditure 9 Authorise Issue of Equity For For Management 10 Authorise Issue of Equity without For For Management Pre-emptive Rights 11 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 12 Authorise Market Purchase of Ordinary For For Management Shares 13 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- BRAMBLES LIMITED Ticker: BXB Security ID: Q6634U106 Meeting Date: OCT 10, 2019 Meeting Type: Annual Record Date: OCT 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 2 Approve Remuneration Report For For Management 3 Elect James Richard Miller as Director For For Management 4 Elect George El-Zoghbi as Director For For Management 5 Elect Anthony Grant Froggatt as For For Management Director 6 Approve Amendment of Brambles Limited For For Management Performance Share Plan 7 Approve Participation of Graham For For Management Chipchase in the Performance Share Plan or the Amended Performance Share Plan 8 Approve Participation of Nessa For For Management O'Sullivan in the Performance Share Plan or the Amended Performance Share Plan 9 Approve Participation of Graham For For Management Chipchase in the MyShare Plan 10 Approve the Capital Return to For For Management Shareholders 11 Approve Extension of On-Market Share For For Management Buy-Backs -------------------------------------------------------------------------------- BRENNTAG AG Ticker: BNR Security ID: D12459117 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 1.25 per Share 3 Approve Discharge of Management Board For For Management for Fiscal 2019 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2019 5 Ratify PricewaterhouseCoopers GmbH as For Against Management Auditors for Fiscal 2020 6.1 Elect Stefanie Berlinger to the For For Management Supervisory Board 6.2 Elect Andreas Rittstieg to the For For Management Supervisory Board 6.3 Elect Doreen Nowotne to the For For Management Supervisory Board 6.4 Elect Richard Ridinger to the For For Management Supervisory Board 7 Change of Corporate Form to Societas For For Management Europaea (SE) -------------------------------------------------------------------------------- BRIDGESTONE CORP. Ticker: 5108 Security ID: J04578126 Meeting Date: MAR 24, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 80 2.1 Elect Director Tsuya, Masaaki For For Management 2.2 Elect Director Ishibashi, Shuichi For For Management 2.3 Elect Director Eto, Akihiro For For Management 2.4 Elect Director Scott Trevor Davis For For Management 2.5 Elect Director Okina, Yuri For For Management 2.6 Elect Director Masuda, Kenichi For For Management 2.7 Elect Director Yamamoto, Kenzo For For Management 2.8 Elect Director Terui, Keiko For For Management 2.9 Elect Director Sasa, Seiichi For For Management 2.10 Elect Director Shiba, Yojiro For For Management 2.11 Elect Director Suzuki, Yoko For For Management 2.12 Elect Director Hara, Hideo For For Management 2.13 Elect Director Yoshimi, Tsuyoshi For For Management -------------------------------------------------------------------------------- BRITISH AMERICAN TOBACCO PLC Ticker: BATS Security ID: G1510J102 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: APR 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For Against Management 3 Reappoint KPMG LLP as Auditors For For Management 4 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 5 Re-elect Jack Bowles as Director For For Management 6 Re-elect Richard Burrows as Director For For Management 7 Re-elect Sue Farr as Director For For Management 8 Re-elect Dr Marion Helmes as Director For For Management 9 Re-elect Luc Jobin as Director For For Management 10 Re-elect Holly Koeppel as Director For For Management 11 Re-elect Savio Kwan as Director For For Management 12 Re-elect Dimitri Panayotopoulos as For For Management Director 13 Elect Jeremy Fowden as Director For For Management 14 Elect Tadeu Marroco as Director For For Management 15 Authorise Issue of Equity For For Management 16 Authorise Issue of Equity without For For Management Pre-emptive Rights 17 Authorise Market Purchase of Ordinary For For Management Shares 18 Approve Restricted Share Plan For For Management 19 Authorise EU Political Donations and For For Management Expenditure 20 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- BROOKFIELD ASSET MANAGEMENT INC. Ticker: BAM.A Security ID: 112585104 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: APR 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director M. Elyse Allan For For Management 1.2 Elect Director Angela F. Braly For For Management 1.3 Elect Director Murilo Ferreira For For Management 1.4 Elect Director Janice Fukakusa For For Management 1.5 Elect Director Frank J. McKenna For For Management 1.6 Elect Director Rafael Miranda For For Management 1.7 Elect Director Seek Ngee Huat For For Management 1.8 Elect Director Diana L. Taylor For For Management 2 Approve Deloitte LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 3 Advisory Vote on Executive For For Management Compensation Approach 4 SP 1: Assign an Oversight Against For Shareholder Responsibility for Human Capital Management to a Board Committee 5 SP 2: Amend Clawback Policy to Seek Against Against Shareholder Recoupment of Incentive or Equity-Based Compensation -------------------------------------------------------------------------------- BROTHER INDUSTRIES, LTD. Ticker: 6448 Security ID: 114813108 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Koike, Toshikazu For For Management 1.2 Elect Director Sasaki, Ichiro For For Management 1.3 Elect Director Ishiguro, Tadashi For For Management 1.4 Elect Director Kawanabe, Tasuku For For Management 1.5 Elect Director Kamiya, Jun For For Management 1.6 Elect Director Tada, Yuichi For For Management 1.7 Elect Director Fukaya, Koichi For For Management 1.8 Elect Director Takeuchi, Keisuke For For Management 1.9 Elect Director Shirai, Aya For For Management 1.10 Elect Director Uchida, Kazunari For For Management 1.11 Elect Director Hidaka, Naoki For For Management 2 Appoint Statutory Auditor Obayashi, For For Management Keizo 3 Approve Annual Bonus For For Management -------------------------------------------------------------------------------- BT GROUP PLC Ticker: BT.A Security ID: G16612106 Meeting Date: JUL 10, 2019 Meeting Type: Annual Record Date: JUL 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Final Dividend For For Management 4 Re-elect Jan du Plessis as Director For For Management 5 Re-elect Simon Lowth as Director For For Management 6 Re-elect Iain Conn as Director For For Management 7 Re-elect Tim Hottges as Director For For Management 8 Re-elect Isabel Hudson as Director For For Management 9 Re-elect Mike Inglis as Director For For Management 10 Re-elect Nick Rose as Director For For Management 11 Re-elect Jasmine Whitbread as Director For For Management 12 Elect Philip Jansen as Director For For Management 13 Elect Matthew Key as Director For For Management 14 Elect Allison Kirkby as Director For For Management 15 Reappoint KPMG LLP as Auditors For For Management 16 Authorise the Audit and Risk Committee For For Management to Fix Remuneration of Auditors 17 Authorise Issue of Equity For For Management 18 Authorise Issue of Equity without For For Management Pre-emptive Rights 19 Authorise Market Purchase of Ordinary For For Management Shares 20 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice 21 Authorise EU Political Donations and For For Management Expenditure -------------------------------------------------------------------------------- BUNZL PLC Ticker: BNZL Security ID: G16968110 Meeting Date: APR 15, 2020 Meeting Type: Annual Record Date: APR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For Abstain Management 3 Elect Peter Ventress as Director For For Management 4 Re-elect Frank van Zanten as Director For For Management 5 Elect Richard Howes as Director For For Management 6 Re-elect Vanda Murray as Director For For Management 7 Re-elect Lloyd Pitchford as Director For For Management 8 Re-elect Stephan Nanninga as Director For For Management 9 Reappoint PricewaterhouseCoopers LLP For For Management as Auditors 10 Authorise Board to Fix Remuneration of For For Management Auditors 11 Approve Remuneration Policy For For Management 12 Approve Remuneration Report For For Management 13 Authorise Issue of Equity For For Management 14 Authorise Issue of Equity without For For Management Pre-emptive Rights 15 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 16 Authorise Market Purchase of Ordinary For For Management Shares 17 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- BURBERRY GROUP PLC Ticker: BRBY Security ID: G1700D105 Meeting Date: JUL 17, 2019 Meeting Type: Annual Record Date: JUL 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Final Dividend For For Management 4 Re-elect Dr Gerry Murphy as Director For For Management 5 Re-elect Fabiola Arredondo as Director For For Management 6 Re-elect Jeremy Darroch as Director For For Management 7 Re-elect Ron Frasch as Director For For Management 8 Re-elect Matthew Key as Director For For Management 9 Re-elect Dame Carolyn McCall as For For Management Director 10 Re-elect Orna NiChionna as Director For For Management 11 Re-elect Marco Gobbetti as Director For For Management 12 Re-elect Julie Brown as Director For For Management 13 Reappoint PricewaterhouseCoopers LLP For For Management as Auditors 14 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 15 Authorise EU Political Donations and For For Management Expenditure 16 Authorise Issue of Equity For For Management 17 Authorise Issue of Equity without For For Management Pre-emptive Rights 18 Authorise Market Purchase of Ordinary For For Management Shares 19 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- BUREAU VERITAS SA Ticker: BVI Security ID: F96888114 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: JUN 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Absence of Dividends 4 Approve Auditors' Special Report on For For Management Related-Party Transactions Mentioning the Absence of New Transactions 5 Ratify Appointment of Jerome Michiels For Against Management as Director 6 Reelect Sian Herbert-Jones as Director For For Management 7 Reelect Stephanie Besnier as Director For For Management 8 Reelect Claude Ehlingeras Director For Against Management 9 Approve Remuneration Policy of For For Management Directors 10 Approve Remuneration Policy of For For Management Chairman of the Board 11 Approve Remuneration Policy of CEO For Against Management 12 Approve Compensation Report of For For Management Corporate Officers 13 Approve Compensation of Aldo Cardoso, For For Management Chairman of the board 14 Approve Compensation of Didier For Against Management Michaud-Daniel, CEO 15 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 16 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- BUZZI UNICEM SPA Ticker: BZU Security ID: T2320M109 Meeting Date: MAY 08, 2020 Meeting Type: Annual/Special Record Date: APR 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income For Against Management 3 Authorize Share Repurchase Program and For For Management Reissuance of Repurchased Shares 4.1 Fix Number of Directors None For Shareholder 4.2 Fix Board Terms for Directors None For Shareholder 4.3 Approve Remuneration of Directors None For Shareholder 4.4 Deliberations Pursuant to Article 2390 None Against Shareholder of Civil Code Re: Decisions Inherent to Authorization of Board Members to Assume Positions in Competing Companies 4.5.1 Slate 1 Submitted by Presa SpA and None Against Shareholder Fimedi SpA 4.5.2 Slate 2 Submitted by Institutional None For Shareholder Investors (Assogestioni) 5.1.1 Slate 1 Submitted by Presa SpA and None Against Shareholder Fimedi SpA 5.1.2 Slate 2 Submitted by Institutional None For Shareholder Investors (Assogestioni) 5.2 Approve Internal Auditors' Remuneration None For Shareholder 6.1 Approve Remuneration Policy For Against Management 6.2 Approve Second Section of the For Against Management Remuneration Report 1 Amend Article 3 Re: Corporate Purpose For For Management A Deliberations on Possible Legal Action None Against Management Against Directors if Presented by Shareholders -------------------------------------------------------------------------------- BUZZI UNICEM SPA Ticker: BZU Security ID: T2320M117 Meeting Date: MAY 08, 2020 Meeting Type: Special Record Date: APR 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Dario Trevisan as Representative None For Shareholder for Holders of Saving Shares 2 Approve Representative's Term None For Shareholder 3 Approve Remuneration of Saving None For Shareholder Shareholders' Representative -------------------------------------------------------------------------------- CAFE DE CORAL HOLDINGS LIMITED Ticker: 341 Security ID: G1744V103 Meeting Date: SEP 03, 2019 Meeting Type: Annual Record Date: AUG 28, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3.1 Elect Lo Hoi Kwong, Sunny as Director For For Management 3.2 Elect Choi Ngai Min, Michael as For For Management Director 3.3 Elect Li Kwok Sing, Aubrey as Director For For Management 3.4 Elect Lo Ming Shing, Ian as Director For For Management 4 Authorize Board to Fix Remuneration of For For Management Directors 5 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Authorize Repurchase of Issued Share For For Management Capital 8 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- CALBEE, INC. Ticker: 2229 Security ID: J05190103 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 50 2.1 Elect Director Ito, Shuji For For Management 2.2 Elect Director Ehara, Makoto For For Management 2.3 Elect Director Kikuchi, Koichi For For Management 2.4 Elect Director Mogi, Yuzaburo For For Management 2.5 Elect Director Takahara, Takahisa For For Management 2.6 Elect Director Fukushima, Atsuko For For Management 2.7 Elect Director Miyauchi, Yoshihiko For For Management 2.8 Elect Director Sylvia Dong For For Management 3 Appoint Statutory Auditor Oe, Nagako For For Management 4 Appoint Alternate Statutory Auditor For For Management Mataichi, Yoshio 5 Approve Annual Bonus For For Management 6 Approve Trust-Type Equity Compensation For For Management Plan -------------------------------------------------------------------------------- CALTEX AUSTRALIA LTD. Ticker: CTX Security ID: Q19884107 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Melinda Conrad as Director For For Management 2 Approve Remuneration Report For For Management 3 Approve the Change of Company Name to For For Management Ampol Limited -------------------------------------------------------------------------------- CANADIAN IMPERIAL BANK OF COMMERCE Ticker: CM Security ID: 136069101 Meeting Date: APR 08, 2020 Meeting Type: Annual Record Date: FEB 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Brent S. Belzberg For For Management 1.2 Elect Director Charles J. G. Brindamour For For Management 1.3 Elect Director Nanci E. Caldwell For For Management 1.4 Elect Director Michelle L. Collins For For Management 1.5 Elect Director Patrick D. Daniel For For Management 1.6 Elect Director Luc Desjardins For For Management 1.7 Elect Director Victor G. Dodig For For Management 1.8 Elect Director Kevin J. Kelly For For Management 1.9 Elect Director Christine E. Larsen For For Management 1.10 Elect Director Nicholas D. Le Pan For For Management 1.11 Elect Director John P. Manley For For Management 1.12 Elect Director Jane L. Peverett For For Management 1.13 Elect Director Katharine B. Stevenson For For Management 1.14 Elect Director Martine Turcotte For For Management 1.15 Elect Director Barry L. Zubrow For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote on Executive For For Management Compensation Approach 4 SP 1: Approve Disclosure of Against Against Shareholder Compensation Ratio 5 SP 2: Adopt a Diversity Target Higher Against For Shareholder than 40% for the Composition of the Board of Directors for the Next Five Years 6 SP 3: Update Computer Systems to Against Against Shareholder Increase Competitiveness while Enhancing Privacy Protection -------------------------------------------------------------------------------- CANADIAN NATIONAL RAILWAY COMPANY Ticker: CNR Security ID: 136375102 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Shauneen Bruder For For Management 1.2 Elect Director Donald J. Carty For For Management 1.3 Elect Director Gordon D. Giffin For For Management 1.4 Elect Director Julie Godin For For Management 1.5 Elect Director Edith E. Holiday For For Management 1.6 Elect Director V. Maureen Kempston For For Management Darkes 1.7 Elect Director Denis Losier For For Management 1.8 Elect Director Kevin G. Lynch For For Management 1.9 Elect Director James E. O'Connor For For Management 1.10 Elect Director Robert Pace For For Management 1.11 Elect Director Robert L. Phillips For For Management 1.12 Elect Director Jean-Jacques Ruest For For Management 1.13 Elect Director Laura Stein For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- CANADIAN NATURAL RESOURCES LIMITED Ticker: CNQ Security ID: 136385101 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Catherine M. Best For For Management 1.2 Elect Director M. Elizabeth Cannon For For Management 1.3 Elect Director N. Murray Edwards For For Management 1.4 Elect Director Christopher L. Fong For For Management 1.5 Elect Director Gordon D. Giffin For For Management 1.6 Elect Director Wilfred A. Gobert For For Management 1.7 Elect Director Steve W. Laut For For Management 1.8 Elect Director Tim S. McKay For For Management 1.9 Elect Director Frank J. McKenna For For Management 1.10 Elect Director David A. Tuer For For Management 1.11 Elect Director Annette M. Verschuren For For Management 2 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 3 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- CANADIAN PACIFIC RAILWAY LIMITED Ticker: CP Security ID: 13645T100 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Ratify Deloitte LLP as Auditors For For Management 2 Advisory Vote on Executive For For Management Compensation Approach 3.1 Elect Director John Baird For For Management 3.2 Elect Director Isabelle Courville For For Management 3.3 Elect Director Keith E. Creel For For Management 3.4 Elect Director Gillian (Jill) H. Denham For For Management 3.5 Elect Director Edward R. Hamberger For For Management 3.6 Elect Director Rebecca MacDonald For For Management 3.7 Elect Director Edward L. Monser For For Management 3.8 Elect Director Matthew H. Paull For For Management 3.9 Elect Director Jane L. Peverett For For Management 3.10 Elect Director Andrea Robertson For For Management 3.11 Elect Director Gordon T. Trafton For For Management -------------------------------------------------------------------------------- CANADIAN TIRE CORPORATION LIMITED Ticker: CTC.A Security ID: 136681202 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Diana Chant For For Management 1.2 Elect Director Norman Jaskolka For For Management 1.3 Elect Director Cynthia Trudell For For Management -------------------------------------------------------------------------------- CANON MARKETING JAPAN INC. Ticker: 8060 Security ID: J05166111 Meeting Date: MAR 26, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 30 2.1 Elect Director Sakata, Masahiro For For Management 2.2 Elect Director Adachi, Masachika For For Management 2.3 Elect Director Hamada, Shiro For For Management 2.4 Elect Director Hirukawa, Hatsumi For For Management 2.5 Elect Director Dobashi, Akio For For Management 2.6 Elect Director Osawa, Yoshio For For Management 3.1 Appoint Statutory Auditor Tanise, For For Management Masatoshi 3.2 Appoint Statutory Auditor Hashimoto, For Against Management Iwao 3.3 Appoint Statutory Auditor Matsumoto, For Against Management Nobutoshi 4 Appoint Deloitte Touche Tohmatsu LLC For For Management as New External Audit Firm 5 Approve Annual Bonus For For Management -------------------------------------------------------------------------------- CANON, INC. Ticker: 7751 Security ID: J05124144 Meeting Date: MAR 27, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 80 2.1 Elect Director Mitarai, Fujio For Against Management 2.2 Elect Director Maeda, Masaya For Against Management 2.3 Elect Director Tanaka, Toshizo For Against Management 2.4 Elect Director Homma, Toshio For Against Management 2.5 Elect Director Saida, Kunitaro For Against Management 2.6 Elect Director Kato, Haruhiko For Against Management 3 Appoint Statutory Auditor Ebinuma, For Abstain Management Ryuichi 4 Appoint Deloitte Touche Tohmatsu LLC For For Management as New External Audit Firm 5 Approve Annual Bonus For For Management -------------------------------------------------------------------------------- CAPCOM CO., LTD. Ticker: 9697 Security ID: J05187109 Meeting Date: JUN 17, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 25 2.1 Elect Director Tsujimoto, Kenzo For For Management 2.2 Elect Director Tsujimoto, Haruhiro For For Management 2.3 Elect Director Egawa, Yoichi For For Management 2.4 Elect Director Nomura, Kenkichi For For Management 2.5 Elect Director Sato, Masao For For Management 2.6 Elect Director Muranaka, Toru For For Management 2.7 Elect Director Mizukoshi, Yutaka For For Management 3.1 Elect Director and Audit Committee For For Management Member Hirao, Kazushi 3.2 Elect Director and Audit Committee For For Management Member Iwasaki, Yoshihiko 3.3 Elect Director and Audit Committee For For Management Member Matsuo, Makoto 4 Elect Alternate Director and Audit For For Management Committee Member Kanamori, Hitoshi -------------------------------------------------------------------------------- CAPGEMINI SE Ticker: CAP Security ID: F4973Q101 Meeting Date: MAY 20, 2020 Meeting Type: Annual/Special Record Date: MAY 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 1.35 per Share 4 Approve Auditors' Special Report on For For Management Related-Party Transactions 5 Approve Compensation of Paul Hermelin, For Against Management Chairman and CEO 6 Approve Compensation of Thierry For Against Management Delaporte, Vice-CEO 7 Approve Compensation of Aiman Ezzat, For Against Management Vice-CEO 8 Approve Compensation Report of For Against Management Corporate Officers 9 Approve Remuneration Policy of For Against Management Chairman and CEO 10 Approve Remuneration Policy of For Against Management Vice-CEOs 11 Approve Remuneration Policy of For For Management Chairman of the Board 12 Approve Remuneration Policy of CEO For Against Management 13 Approve Remuneration Policy of For For Management Directors 14 Reelect Sian Herbert-Jones as Director For For Management 15 Elect Belen Moscoso del Prado For For Management Lopez-Doriga as Director 16 Elect Aiman Ezzat as Director For For Management 17 Elect Lucia Sinapi-Thomas as Director For For Management Shareholder Representative 17A Elect Claire Sauvanaud as Director Against Against Management Shareholder Representative 18 Renew Appointment of For Against Management PricewaterhouseCoopers Audit as Auditor 19 Appoint Mazars as Auditor For For Management 20 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 21 Amend Articles 7 and 17 of Bylaws to For For Management Comply with Legal Changes 22 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 23 Authorize Capitalization of Reserves For For Management of Up to EUR 1.5 Billion for Bonus Issue or Increase in Par Value 24 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 540 Million 25 Authorize Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 135 Million 26 Approve Issuance of Equity or For For Management Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 135 Million 27 Authorize Board to Set Issue Price for For For Management 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights Under Items 25 and 26 28 Authorize Board to Increase Capital in For For Management the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above 29 Authorize Capital Increase of up to 10 For For Management Percent of Issued Capital for Contributions in Kind 30 Authorize up to 1.2 Percent of Issued For For Management Capital for Use in Restricted Stock Plans Under Performance Conditions Reserved for Employees and Executive Officers 31 Authorize Capital Issuances for Use in For Against Management Employee Stock Purchase Plans 32 Authorize Capital Issuances for Use in For Against Management Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries 33 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- CAPITALAND COMMERCIAL TRUST Ticker: C61U Security ID: Y1091N100 Meeting Date: SEP 06, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acquisition of 94.9 Percent For For Management Shares in Target Companies -------------------------------------------------------------------------------- CAPITALAND COMMERCIAL TRUST Ticker: C61U Security ID: Y1091N100 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Report of the Trustee, Statement For For Management by the Manager, and Audited Financial Statements and Auditors' Report 2 Approve KPMG LLP as Auditors and For For Management Authorize Manager to Fix Their Remuneration 3 Approve Issuance of Equity or For For Management Equity-Linked Securities with or without Preemptive Rights 4 Authorize Unit Repurchase Program For For Management -------------------------------------------------------------------------------- CAPITALAND LTD. Ticker: C31 Security ID: Y10923103 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and For For Management Directors' and Auditors' Reports 2 Approve First and Final Dividend For For Management 3 Approve Directors' Remuneration For For Management 4a Elect Chaly Mah Chee Kheong as Director For For Management 4b Elect Amirsham Bin A Aziz as Director For For Management 4c Elect Kee Teck Koon as Director For For Management 4d Elect Gabriel Lim Meng Liang as For For Management Director 5 Elect Miguel Ko as Director For For Management 6 Approve KPMG LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 7 Approve Issuance of Equity or For For Management Equity-Linked Securities with or without Preemptive Rights 8 Approve Grant of Awards and Issuance For For Management of Shares Under the CapitaLand Performance Share Plan 2020 and CapitaLand Restricted Share Plan 2020 9 Authorize Share Repurchase Program For For Management 10 Approve Issuance of Shares Pursuant to For For Management the CapitaLand Scrip Dividend Scheme 11 Amend Constitution For For Management -------------------------------------------------------------------------------- CAPITALAND MALL TRUST Ticker: C38U Security ID: Y1100L160 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Report of the Trustee, Statement For For Management by the Manager, and Audited Financial Statements and Auditors' Report 2 Approve KPMG LLP as Auditors and For For Management Authorize Manager to Fix Their Remuneration 3 Approve Issuance of Equity or For For Management Equity-Linked Securities with or without Preemptive Rights 4 Authorize Unit Repurchase Program For For Management -------------------------------------------------------------------------------- CARLSBERG A/S Ticker: CARL.B Security ID: K36628137 Meeting Date: MAR 16, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Report of Board None None Management 2 Accept Financial Statements and For Did Not Vote Management Statutory Reports; Approve Discharge of Management and Board 3 Approve Allocation of Income and For Did Not Vote Management Dividends of DKK 21 Per Share 4a Approve Guidelines for Incentive-Based For Did Not Vote Management Compensation for Executive Management and Board 4b Approve Remuneration of Directors For Did Not Vote Management 4c Approve DKK 88 Million Reduction in For Did Not Vote Management Share Capital via Share Cancellation 4d Amend Articles Re: Voting on the For Did Not Vote Management Company's Remuneration Report 4e Amend Articles Re: Change of Name and For Did Not Vote Management CVR Number of the Provider of Share Registration Services 5a Reelect Flemming Besenbacher as For Did Not Vote Management Director 5b Reelect Lars Fruergaard Jorgensen as For Did Not Vote Management Director 5c Reelect Carl Bache as Director For Did Not Vote Management 5d Reelect Magdi Batato as Director For Did Not Vote Management 5e Reelect Domitille Doat-Le Bigot as For Did Not Vote Management Director 5f Reelect Lilian Fossum Biner as Director For Did Not Vote Management 5g Reelect Richard Burrows as Director For Did Not Vote Management 5h Reelect Soren-Peter Fuchs Olesen as For Did Not Vote Management Director 5i Reelect Majken Schultz as Director For Did Not Vote Management 5j Reelect Lars Stemmerik as Director For Did Not Vote Management 6 Ratify PricewaterhouseCoopers as For Did Not Vote Management Auditors -------------------------------------------------------------------------------- CARNIVAL PLC Ticker: CCL Security ID: G19081101 Meeting Date: APR 06, 2020 Meeting Type: Annual Record Date: APR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Re-elect Micky Arison as Director of For For Management Carnival Corporation and as a Director of Carnival plc 2 Re-elect Sir Jonathon Band as Director For For Management of Carnival Corporation and as a Director of Carnival plc 3 Re-elect Jason Cahilly as Director of For For Management Carnival Corporation and as a Director of Carnival plc 4 Re-elect Helen Deeble as Director of For For Management Carnival Corporation and as a Director of Carnival plc 5 Re-elect Arnold Donald as Director of For For Management Carnival Corporation and as a Director of Carnival plc 6 Re-elect Richard Glasier as Director For Against Management of Carnival Corporation and as a Director of Carnival plc 7 Re-elect Katie Lahey as Director of For For Management Carnival Corporation and as a Director of Carnival plc 8 Re-elect Sir John Parker as Director For For Management of Carnival Corporation and as a Director of Carnival plc 9 Re-elect Stuart Subotnick as Director For Against Management of Carnival Corporation and as a Director of Carnival plc 10 Re-elect Laura Weil as Director of For Against Management Carnival Corporation and as a Director of Carnival plc 11 Re-elect Randall Weisenburger as For Against Management Director of Carnival Corporation and as a Director of Carnival plc 12 Advisory Vote to Approve Executive For For Management Compensation 13 Approve Remuneration Report For For Management 14 Approve Remuneration Policy For For Management 15 Reappoint PricewaterhouseCoopers LLP For For Management as Independent Auditors of Carnival plc; Ratify the Selection of the U.S. Firm of PricewaterhouseCoopers LLP as the Independent Registered Public Accounting Firm of Carnival Corporation 16 Authorise the Audit Committee of For For Management Carnival plc to Fix Remuneration of Auditors 17 Accept Financial Statements and For For Management Statutory Reports 18 Authorise Issue of Equity For For Management 19 Authorise Issue of Equity without For For Management Pre-emptive Rights 20 Authorise Market Purchase of Ordinary For For Management Shares 21 Approve Stock Plan For For Management 22 Approve UK Employee Share Purchase Plan For For Management -------------------------------------------------------------------------------- CARREFOUR SA Ticker: CA Security ID: F13923119 Meeting Date: MAY 29, 2020 Meeting Type: Annual/Special Record Date: MAY 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 0.23 per Share 4 Approve Auditors' Special Report on For For Management Related-Party Transactions 5 Reelect Alexandre Arnault as Director For For Management 6 Reelect Marie-Laure Sauty de Chalon as For For Management Director 7 Approve Compensation Report of For For Management Corporate Officers 8 Approve Compensation of Alexandre For Against Management Bompard, Chairman and CEO 9 Approve Remuneration Policy of For Against Management Chairman and CEO 10 Approve Remuneration Policy of For For Management Directors 11 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 12 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 13 Amend Article 11 of Bylaws Re: Quorum For For Management 14 Amend Article 13 of Bylaws Re: Board For For Management Members Deliberation via Written Consultation 15 Amend Article 17 of Bylaws Re: Board For For Management Remuneration 16 Amend Article 19 of Bylaws Re: Auditors For For Management 17 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- CASINO, GUICHARD-PERRACHON SA Ticker: CO Security ID: F14133106 Meeting Date: JUN 17, 2020 Meeting Type: Annual/Special Record Date: JUN 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Treatment of Losses For For Management 4 Approve Compensation Report of For For Management Corporate Officers 5 Approve Compensation of Chairman and For Against Management CEO 6 Approve Exceptional Remuneration for For Against Management Chairman and CEO Re: FY 2019 7 Approve Remuneration Policy of For For Management Chairman and CEO 8 Approve Remuneration Policy of For For Management Directors 9 Reelect Euris as Director For Against Management 10 Reelect Fonciere Euris as Director For Against Management 11 Reelect Christiane Feral-Schuhl as For For Management Director 12 Reelect David de Rothschild as Director For Against Management 13 Reelect Frederic Saint-Geours as For Against Management Director 14 Elect Fimalac as Director For Against Management 15 Elect Saris as Director For Against Management 16 Authorize Repurchase of Up to 10 For Against Management Percent of Issued Share Capital 17 Authorize up to 2 Percent of Issued For Against Management Capital for Use in Restricted Stock Plans 18 Amend Article 11 of Bylaws Re: For For Management Shareholders Identification 19 Amend Article 14 of Bylaws Re: Board For For Management Composition 20 Amend Article 18 of Bylaws Re: Board For For Management Deliberation 21 Amend Articles 22 and 29 of Bylaws Re: For For Management Board Remuneration; AGM 22 Amend Articles 29 and 30 of Bylaws Re: For For Management AGM Quorum; EGM Quorum 23 Amend Article 24 of Bylaws Re: For For Management Alternate Auditor Nomination 24 Amend Article 19 of Bylaws Re: Board For For Management Power 25 Amend Article 29 of Bylaws Re: For For Management Amendment of Change Location of Registered Headquarters 26 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- CASIO COMPUTER CO., LTD. Ticker: 6952 Security ID: J05250139 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 22.5 2.1 Elect Director Kashio, Kazuhiro For For Management 2.2 Elect Director Yamagishi, Toshiyuki For For Management 2.3 Elect Director Takano, Shin For For Management 2.4 Elect Director Kashio, Tetsuo For For Management 2.5 Elect Director Ozaki, Motoki For For Management -------------------------------------------------------------------------------- CASTELLUM AB Ticker: CAST Security ID: W2084X107 Meeting Date: MAR 19, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Chairman of Meeting For Did Not Vote Management 2 Prepare and Approve List of For Did Not Vote Management Shareholders 3 Approve Agenda of Meeting For Did Not Vote Management 4 Designate Inspector(s) of Minutes of For Did Not Vote Management Meeting 5 Acknowledge Proper Convening of Meeting For Did Not Vote Management 6.a Receive Financial Statements and None None Management Statutory Reports 6.b Receive Auditor's Report on None None Management Application of Guidelines for Remuneration for Executive Management 7 Accept Financial Statements and For Did Not Vote Management Statutory Reports 8 Approve Allocation of Income and For Did Not Vote Management Dividends of SEK 6.50 Per Share 9 Approve Discharge of Board and For Did Not Vote Management President 10 Amend Articles Re: Participation on For Did Not Vote Management General Meetings; Editorial Changes 11 Receive Nominating Committees Report None None Management 12 Determine Number of Directors (8) and For Did Not Vote Management Deputy Directors (0) of Board; Determine Number of Auditors (1) and Deputy Auditors (0) 13 Approve Remuneration of Directors in For Did Not Vote Management the Amount of SEK 1 Million to Chairman and SEK 425,000 to Other Board Members; Approve Remuneration for Committee Work; Approve Remuneration of Auditors 14.a Reelect Charlotte Stromberg as For Did Not Vote Management Director (Chairman) 14.b Reelect Per Berggren as Director For Did Not Vote Management 14.c Relect Anna-Karin Hatt as Director For Did Not Vote Management 14.d Releect Christer Jacobson as Director For Did Not Vote Management 14.e Reelect Christina Karlsson Kazeem as For Did Not Vote Management Director 14.f Reelect Nina Linander as Director For Did Not Vote Management 14.g Elect Sdravko Markovski as New Director For Did Not Vote Management 14.h Elect Joacim Sjoberg as New Director For Did Not Vote Management 15 Ratify Deloitte as Auditors For Did Not Vote Management 16 Authorize Representatives of Four of For Did Not Vote Management Company's Largest Shareholders to Serve on Nominating Committee 17 Approve Remuneration Policy And Other For Did Not Vote Management Terms of Employment For Executive Management 18 Approve Creation of Pool of Capital For Did Not Vote Management without Preemptive Rights 19 Authorize Share Repurchase Program and For Did Not Vote Management Reissuance of Repurchased Shares -------------------------------------------------------------------------------- CATHAY PACIFIC AIRWAYS LIMITED Ticker: 293 Security ID: Y11757104 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: JUN 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Song Zhiyong as Director For Against Management 1b Elect Merlin Bingham Swire as Director For Against Management 1c Elect Xiao Feng as Director For Against Management 1d Elect Patrick Healy as Director For For Management 1e Elect Lam Siu Por Ronald Director For Against Management 1f Elect Robert Aaron Milton as Director For For Management 1g Elect Tang Kin Wing Augustus as For For Management Director 1h Elect Zhang Zhuo Ping as Director For Against Management 2 Approve KPMG as Auditors and Authorize For For Management Board to Fix Their Remuneration 3 Authorize Repurchase of Issued Share For For Management Capital 4 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- CENTRAL JAPAN RAILWAY CO. Ticker: 9022 Security ID: J05523105 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 75 2.1 Elect Director Tsuge, Koei For Against Management 2.2 Elect Director Kaneko, Shin For Against Management 2.3 Elect Director Suyama, Yoshiki For Against Management 2.4 Elect Director Kosuge, Shunichi For Against Management 2.5 Elect Director Uno, Mamoru For Against Management 2.6 Elect Director Tanaka, Mamoru For Against Management 2.7 Elect Director Mizuno, Takanori For Against Management 2.8 Elect Director Mori, Atsuhito For Against Management 2.9 Elect Director Niwa, Shunsuke For Against Management 2.10 Elect Director Suzuki, Hiroshi For Against Management 2.11 Elect Director Oyama, Takayuki For Against Management 2.12 Elect Director Kobayashi, Hajime For Against Management 2.13 Elect Director Torkel Patterson For Against Management 2.14 Elect Director Saeki, Takashi For Against Management 2.15 Elect Director Kasama, Haruo For For Management 2.16 Elect Director Oshima, Taku For For Management 3 Appoint Statutory Auditor Yamada, For For Management Tatsuhiko -------------------------------------------------------------------------------- CENTRICA PLC Ticker: CNA Security ID: G2018Z143 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAY 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Elect Heidi Mottram as Director For For Management 4 Re-elect Joan Gillman as Director For For Management 5 Re-elect Stephen Hester as Director For For Management 6 Re-elect Richard Hookway as Director For For Management 7 Re-elect Pam Kaur as Director For For Management 8 Re-elect Kevin O'Byrne as Director For For Management 9 Re-elect Chris O'Shea as Director For For Management 10 Re-elect Sarwjit Sambhi as Director For For Management 11 Re-elect Scott Wheway as Director For For Management 12 Reappoint Deloitte LLP as Auditors For For Management 13 Authorise Board to Fix Remuneration of For For Management Auditors 14 Authorise EU Political Donations and For For Management Expenditure 15 Authorise Issue of Equity For For Management 16 Authorise Issue of Equity without For For Management Pre-emptive Rights 17 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 18 Authorise Market Purchase of Ordinary For For Management Shares 19 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- CGI INC. Ticker: GIB.A Security ID: 12532H104 Meeting Date: JAN 29, 2020 Meeting Type: Annual Record Date: DEC 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Alain Bouchard For For Management 1.2 Elect Director Sophie Brochu For For Management 1.3 Elect Director George A. Cope For For Management 1.4 Elect Director Paule Dore For For Management 1.5 Elect Director Richard B. Evans For For Management 1.6 Elect Director Julie Godin For For Management 1.7 Elect Director Serge Godin For For Management 1.8 Elect Director Timothy J. Hearn For For Management 1.9 Elect Director Andre Imbeau For For Management 1.10 Elect Director Gilles Labbe For For Management 1.11 Elect Director Michael B. Pedersen For For Management 1.12 Elect Director Alison Reed For For Management 1.13 Elect Director Michael E. Roach For For Management 1.14 Elect Director George D. Schindler For For Management 1.15 Elect Director Kathy N. Waller For For Management 1.16 Elect Director Joakim Westh For For Management 2 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 3 SP1: Disclosure of Voting Results by Against For Shareholder Class of Shares -------------------------------------------------------------------------------- CHAMPION REAL ESTATE INVESTMENT TRUST Ticker: 2778 Security ID: Y1292D109 Meeting Date: DEC 18, 2019 Meeting Type: Special Record Date: DEC 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Waiver Extension, New For For Management Annual Caps and Related Transaction -------------------------------------------------------------------------------- CHARTER HALL GROUP Ticker: CHC Security ID: Q2308A138 Meeting Date: NOV 13, 2019 Meeting Type: Annual/Special Record Date: NOV 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 2.1 Elect David Clarke as Director For For Management 2.2 Elect Karen Moses as Director For For Management 2.3 Elect Greg Paramor as Director For Against Management 3 Approve Remuneration Report For For Management 4 Approve Issuance of Service Rights to For For Management David Harrison 5 Approve Issuance of Performance Rights For For Management to David Harrison -------------------------------------------------------------------------------- CHEIL WORLDWIDE, INC. Ticker: 030000 Security ID: Y1296G108 Meeting Date: MAR 19, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Amend Articles of Incorporation For For Management (Business Objectives) 2.2 Amend Articles of Incorporation For For Management (Electronic Registration of Certificates) 3 Elect Jeong Hong-gu as Inside Director For For Management 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 5 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- CHINA MENGNIU DAIRY COMPANY LIMITED Ticker: 2319 Security ID: G21096105 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: MAY 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Jeffrey, Minfang Lu as Director For For Management and Authorize Board to Fix His Remuneration 3b Elect Jiao Shuge (alias Jiao Zhen) as For Against Management Director and Authorize Board to Fix His Remuneration 3c Elect Julian Juul Wolhardt as Director For Against Management and Authorize Board to Fix His Remuneration 3d Elect Meng Fanjie as Director and For For Management Authorize Board to Fix His Remuneration 4 Approve Ernst & Young as Auditors and For Against Management Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Issued Share For For Management Capital 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Approve the Amendment to the Terms of For For Management the Options Granted Under the Share Option Scheme -------------------------------------------------------------------------------- CHOCOLADEFABRIKEN LINDT & SPRUENGLI AG Ticker: LISN Security ID: H49983176 Meeting Date: APR 24, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For Against Management (Non-Binding) 3 Approve Discharge of Board and Senior For For Management Management 4.1 Approve Allocation of Income and For For Management Dividends of CHF 720 per Registered Share and CHF 72 per Participation Certificate and a Special Dividend of CHF 700 per Registered Share and CHF 70 per Participation Certificate 4.2 Approve Transfer of CHF 80.3 Million For For Management from Capital Contribution Reserves to Free Reserves and Dividends of CHF 330 per Registered Share and CHF 33 per Participation Certificate from Free Reserves 5 Approve CHF 43,600 Reduction in Share For For Management Capital and CHF 466,150 Reduction in Participation Capital via Cancellation of Repurchased Shares 6.1.1 Reelect Ernst Tanner as Director and For For Management Board Chairman 6.1.2 Reelect Antonio Bulgheroni as Director For For Management 6.1.3 Reelect Rudolf Spruengli as Director For For Management 6.1.4 Reelect Elisabeth Guertler as Director For For Management 6.1.5 Reelect Thomas Rinderknecht as Director For For Management 6.1.6 Reelect Silvio Denz as Director For For Management 6.2.1 Reappoint Rudolf Spruengli as Member For Against Management of the Compensation Committee 6.2.2 Reappoint Antonio Bulgheroni as Member For Against Management of the Compensation Committee 6.2.3 Appoint Silvio Denz as Member of the For For Management Compensation Committee 6.3 Designate Patrick Schleiffer as For For Management Independent Proxy 6.4 Ratify PricewaterhouseCoopers AG as For Against Management Auditors 7.1 Approve Remuneration of Directors in For For Management the Amount of CHF 3.2 Million 7.2 Approve Remuneration of Executive For Against Management Committee in the Amount of CHF 18 Million 8 Transact Other Business (Voting) For Against Management -------------------------------------------------------------------------------- CHR. HANSEN HOLDING A/S Ticker: CHR Security ID: K1830B107 Meeting Date: NOV 27, 2019 Meeting Type: Annual Record Date: NOV 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Board Report None None Management 2 Accept Financial Statements and For For Management Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of DKK 7.07 Per Share 4 Approve Remuneration of Directors in For For Management the Amount of DKK 1.2 Million for Chair, DKK 800,000 for Vice-Chair and DKK 400,000 for Other Directors; Approve Remuneration for Committee Work 5 Approve Revised Remuneration For For Management Guidelines for Executive Management and Board 6a Reelect Dominique Reiniche (Chair) as For For Management Director 6b.a Reelect Jesper Brandgaard as Director For For Management 6b.b Reelect Luis Cantarell as Director For For Management 6b.c Reelect Heidi Kleinbach-Sauter as For For Management Director 6b.d Elect Niels Peder Nielsen as New For For Management Director 6b.e Reelect Kristian Villumsen as Director For For Management 6b.f Reelect Mark Wilson as Director For For Management 7 Reelect PricewaterhouseCoopers as For Abstain Management Auditor 8 Authorize Editorial Changes to Adopted For For Management Resolutions in Connection with Registration with Danish Authorities -------------------------------------------------------------------------------- CHUBU ELECTRIC POWER CO., INC. Ticker: 9502 Security ID: J06510101 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 25 2 Amend Articles to Amend Business Lines For For Management 3.1 Elect Director Katsuno, Satoru For For Management 3.2 Elect Director Hayashi, Kingo For For Management 3.3 Elect Director Kurata, Chiyoji For For Management 3.4 Elect Director Hiraiwa, Yoshiro For For Management 3.5 Elect Director Mizutani, Hitoshi For For Management 3.6 Elect Director Otani, Shinya For For Management 3.7 Elect Director Hashimoto, Takayuki For For Management 3.8 Elect Director Shimao, Tadashi For For Management 3.9 Elect Director Kurihara, Mitsue For For Management 4.1 Appoint Statutory Auditor Kataoka, For For Management Akinori 4.2 Appoint Statutory Auditor Nagatomi, For For Management Fumiko 4.3 Appoint Statutory Auditor Takada, For For Management Hiroshi 5 Amend Articles to Exit from Nuclear Against Against Shareholder Power Generation Business 6 Amend Articles to Prohibit Financial Against Against Shareholder Support to Japan Atomic Power Company 7 Amend Articles to Terminate Contracts Against Against Shareholder to Purchase Electricity Generated with Nuclear Power from Other Companies 8 Amend Articles to Ban Reprocessing of Against For Shareholder Spent Nuclear Fuels 9 Amend Articles to Ban Procurement of Against For Shareholder Electricity Generated with Coal-Fired Power -------------------------------------------------------------------------------- CHUGAI PHARMACEUTICAL CO., LTD. Ticker: 4519 Security ID: J06930101 Meeting Date: MAR 30, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 92 2.1 Elect Director Kosaka, Tatsuro For For Management 2.2 Elect Director Ueno, Moto For For Management 2.3 Elect Director Okuda, Osamu For For Management 2.4 Elect Director Momoi, Mariko For For Management 3.1 Appoint Statutory Auditor Nimura, For For Management Takaaki 3.2 Appoint Statutory Auditor Masuda, For For Management Kenichi 4 Approve Compensation Ceiling for For For Management Statutory Auditors -------------------------------------------------------------------------------- CITIZEN WATCH CO., LTD. Ticker: 7762 Security ID: J0793Q103 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Sato, Toshihiko For For Management 1.2 Elect Director Takeuchi, Norio For For Management 1.3 Elect Director Furukawa, Toshiyuki For For Management 1.4 Elect Director Nakajima, Keiichi For For Management 1.5 Elect Director Shirai, Shinji For For Management 1.6 Elect Director Oji, Yoshitaka For For Management 1.7 Elect Director Miyamoto, Yoshiaki For For Management 1.8 Elect Director Terasaka, Fumiaki For For Management 1.9 Elect Director Kuboki, Toshiko For For Management 1.10 Elect Director Osawa, Yoshio For For Management -------------------------------------------------------------------------------- CITY DEVELOPMENTS LIMITED Ticker: C09 Security ID: V23130111 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and For For Management Directors' and Auditors' Reports 2 Approve Final and Special Dividend For For Management 3 Approve Directors' Fees For For Management 4a Elect Kwek Leng Beng as Director For For Management 4b Elect Tan Yee Peng as Director For For Management 4c Elect Koh Thiam Hock as Director For For Management 5 Elect Sherman Kwek Eik Tse as Director For For Management 6 Approve KPMG LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 7 Approve Issuance of Equity or For For Management Equity-Linked Securities with or without Preemptive Rights 8 Authorize Share Repurchase Program For For Management 9 Approve Mandate for Transactions with For For Management Related Parties -------------------------------------------------------------------------------- CJ CHEILJEDANG CORP. Ticker: 097950 Security ID: Y16691126 Meeting Date: MAR 27, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Choi Eun-seok as Inside Director For For Management 2.2 Elect Yoon-Jeong-hwan as Director For For Management 3 Elect Yoon Jeong-hwan as a Member of For For Management Audit Committee 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- CJ LOGISTICS CORP. Ticker: 000120 Security ID: Y166AE100 Meeting Date: MAR 30, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Elect Two Inside Directors (Bundled) For For Management 3 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- CK ASSET HOLDINGS LIMITED Ticker: 1113 Security ID: G2177B101 Meeting Date: OCT 09, 2019 Meeting Type: Special Record Date: OCT 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Proposed Recommended Cash For For Management Acquisition of the Entire Issued and to be Issued Share Capital of Greene King Plc -------------------------------------------------------------------------------- CK ASSET HOLDINGS LIMITED Ticker: 1113 Security ID: G2177B101 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3.1 Elect Li Tzar Kuoi, Victor as Director For Against Management 3.2 Elect Chiu Kwok Hung, Justin as For For Management Director 3.3 Elect Cheong Ying Chew, Henry as For For Management Director 3.4 Elect Hung Siu-lin, Katherine as For For Management Director 3.5 Elect Colin Stevens Russel as Director For For Management 4 Approve Deloitte Touche Tohmatsu as For For Management Auditor and Authorize Board to Fix Their Remuneration 5.1 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 5.2 Authorize Repurchase of Issued Share For For Management Capital 6 Amend Articles of Association For For Management -------------------------------------------------------------------------------- CK HUTCHISON HOLDINGS LIMITED Ticker: 1 Security ID: G21765105 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Fok Kin Ning, Canning as Director For Against Management 3b Elect Kam Hing Lam as Director For Against Management 3c Elect Edith Shih as Director For Against Management 3d Elect Chow Kun Chee, Roland as Director For Against Management 3e Elect Leung Siu Hon as Director For Against Management 3f Elect Cheng Hoi Chuen, Vincent as For For Management Director 4 Approve PricewaterhouseCoopers as For Against Management Auditor and Authorize Board to Fix Their Remuneration 5.1 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 5.2 Authorize Repurchase of Issued Share For For Management Capital 6 Amend Articles of Association For For Management -------------------------------------------------------------------------------- CK INFRASTRUCTURE HOLDINGS LIMITED Ticker: 1038 Security ID: G2178K100 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAY 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3.1 Elect Li Tzar Kuoi, Victor as Director For For Management 3.2 Elect Chan Loi Shun as Director For Against Management 3.3 Elect Chen Tsien Hua as Director For Against Management 3.4 Elect Sng Sow-mei alias Poon Sow Mei For For Management as Director 3.5 Elect Colin Stevens Russel as Director For For Management 3.6 Elect Paul Joseph Tighe as Director For For Management 4 Approve Deloitte Touche Tohmatsu as For For Management Auditor and Authorize Board to Fix Their Remuneration 5.1 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 5.2 Authorize Repurchase of Issued Share For For Management Capital 5.3 Authorize Reissuance of Repurchased For Against Management Shares 6 Amend Bye-Laws For For Management -------------------------------------------------------------------------------- CLARIANT AG Ticker: CLN Security ID: H14843165 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1.1 Accept Financial Statements and For For Management Statutory Reports 1.2 Approve Remuneration Report For For Management 2 Approve Discharge of Board and Senior For For Management Management 3 Approve Allocation of Income For For Management 4 Approve Extraordinary Dividends of CHF For For Management 3.00 per Share 5.1.a Reelect Abdullah Alissa as Director For Against Management 5.1.b Reelect Guenter von Au as Director For For Management 5.1.c Reelect Hariolf Kottmann as Director For Against Management 5.1.d Reelect Calum MacLean as Director For Against Management 5.1.e Reelect Geoffery Merszei as Director For For Management 5.1.f Reelect Eveline Saupper as Director For For Management 5.1.g Reelect Peter Steiner as Director For For Management 5.1.h Reelect Claudia Dyckerhoff as Director For For Management 5.1.i Reelect Susanne Wamsler as Director For For Management 5.1.j Reelect Konstantin Winterstein as For For Management Director 5.1.k Elect Nader Alwehibi as Director For For Management 5.1.l Elect Thilo Mannhardt as Director For For Management 5.2 Reelect Hariolf Kottmann as Board For Against Management Chairman 5.3.1 Reappoint Abdullah Alissa as Member of For Against Management the Compensation Committee 5.3.2 Reappoint Eveline Saupper as Member of For For Management the Compensation Committee 5.3.3 Reappoint Claudia Dyckerhoff as Member For For Management of the Compensation Committee 5.3.4 Reappoint Susanne Wamsler as Member of For For Management the Compensation Committee 5.4 Designate Balthasar Settelen as For For Management Independent Proxy 5.5 Ratify PricewaterhouseCoopers AG as For For Management Auditors 6.1 Approve Remuneration of Directors in For For Management the Amount of CHF 5 Million 6.2 Approve Fixed and Variable For For Management Remuneration of Executive Committee in the Amount of CHF 16 Million 7.1 Additional Voting Instructions - Board For Against Management of Directors Proposals (Voting) 7.2 Additional Voting Instructions - None Against Management Shareholder Proposals (Voting) -------------------------------------------------------------------------------- CLEANAWAY WASTE MANAGEMENT LIMITED Ticker: CWY Security ID: Q2506H109 Meeting Date: OCT 25, 2019 Meeting Type: Annual Record Date: OCT 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 2 Approve Remuneration Report For For Management 3a Elect Mike Harding as Director For Against Management 3b Elect Mark Chellew as Director For For Management 4a Approve Grant of Performance Rights to For For Management Vik Bansal Under the Cleanaway Waste Management Limited Long-Term Incentive Plan 4b Approve Grant of Performance Rights to For For Management Vik Bansal Under the Cleanaway Waste Management Limited Deferred Equity Plan -------------------------------------------------------------------------------- CLP HOLDINGS LTD. Ticker: 2 Security ID: Y1660Q104 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: MAY 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a Elect Michael Kadoorie as Director For For Management 2b Elect William Elkin Mocatta as Director For For Management 2c Elect Roderick Ian Eddington as For For Management Director 3 Approve PricewaterhouseCoopers as For Against Management Auditor and Authorize Board to Fix Their Remuneration 4 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 5 Authorize Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- CNH INDUSTRIAL NV Ticker: CNHI Security ID: N20944109 Meeting Date: APR 16, 2020 Meeting Type: Annual Record Date: MAR 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2.a Receive Explanation on Company's None None Management Reserves and Dividend Policy 2.b Adopt Financial Statements and For For Management Statutory Reports 2.c Approve Dividends of EUR 0.18 Per Share For For Management 2.d Approve Discharge of Directors For For Management 3.a Approve Remuneration Report For For Management 3.b Amend Remuneration Policy For For Management 3.c Approve Long Term Incentive Plan For For Management 4.a Reelect Suzanne Heywood as Executive For Against Management Director 4.b Reelect Hubertus M. Muhlhauser as None None Management Executive Director 4.c Reelect Leo W. Houle as Non-Executive For Against Management Director 4.d Reelect John B. Lanaway as For Against Management Non-Executive Director 4.e Reelect Alessandro Nasi as For Against Management Non-Executive Director 4.f Reelect Lorenzo Simonelli as For Against Management Non-Executive Director 4.g Reelect Jacqueline A. Tammenoms Bakker For Against Management as Non-Executive Director 4.h Reelect Jacques Theurillat as For Against Management Non-Executive Director 4.i Elect Howard Buffett as Non-Executive For For Management Director 4.j Elect Nelda (Janine) Connors as For For Management Non-Executive Director 4.k Elect Tufan Erginbilgic as For For Management Non-Executive Director 4.l Elect Vagn Sorensen as Non-Executive For For Management Director 5 Ratify Ernst & Young as Auditors For For Management 6 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 7 Close Meeting None None Management -------------------------------------------------------------------------------- COBHAM PLC Ticker: COB Security ID: G41440143 Meeting Date: SEP 16, 2019 Meeting Type: Court Record Date: SEP 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Scheme of Arrangement For For Management -------------------------------------------------------------------------------- COBHAM PLC Ticker: COB Security ID: G41440143 Meeting Date: SEP 16, 2019 Meeting Type: Special Record Date: SEP 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve the Recommended Cash For For Management Acquisition of Cobham plc by AI Convoy Bidco Limited; Amend Articles of Association 2 Approve Re-registration of the Company For For Management as a Private Limited Company by the Name of Cobham Limited -------------------------------------------------------------------------------- COCA-COLA AMATIL LTD. Ticker: CCL Security ID: Q2594P146 Meeting Date: MAY 26, 2020 Meeting Type: Annual Record Date: MAY 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 2 Approve Remuneration Report For For Management 3a Elect Krishnakumar Thirumalai as For For Management Director 3b Elect Paul Dominic O'Sullivan as For For Management Director 3c Elect Penelope Ann Winn as Director For For Management 4 Approve Grant of Performance Shares For For Management Rights to Alison Mary Watkins -------------------------------------------------------------------------------- COCA-COLA BOTTLERS JAPAN HOLDINGS, INC. Ticker: 2579 Security ID: J0815C108 Meeting Date: MAR 26, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 25 2 Amend Articles to Change Location of For For Management Head Office 3.1 Elect Director Calin Dragan For Against Management 3.2 Elect Director Bjorn Ivar Ulgenes For For Management 3.3 Elect Director Yoshioka, Hiroshi For For Management 3.4 Elect Director Wada, Hiroko For For Management 3.5 Elect Director Yamura, Hirokazu For For Management 4 Elect Director and Audit Committee For Against Management Member Enrique Rapetti 5 Approve Compensation Ceiling for For For Management Directors Who Are Not Audit Committee Members and Restricted Stock Plan -------------------------------------------------------------------------------- COCA-COLA HBC AG Ticker: CCH Security ID: H1512E100 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2.1 Approve Allocation of Income For For Management 2.2 Approve Dividend from Reserves For For Management 3 Approve Discharge of Board and Senior For For Management Management 4.1.1 Re-elect Anastassis David as Director For For Management and as Board Chairman 4.1.2 Re-elect Zoran Bogdanovic as Director For For Management 4.1.3 Re-elect Charlotte Boyle as Director For For Management and as Member of the Remuneration Committee 4.1.4 Re-elect Reto Francioni as Director For For Management and as Member of the Remuneration Committee 4.1.5 Re-elect Olusola David-Borha as For For Management Director 4.1.6 Re-elect William Douglas III as For For Management Director 4.1.7 Re-elect Anastasios Leventis as For For Management Director 4.1.8 Re-elect Christodoulos Leventis as For For Management Director 4.1.9 Re-elect Alexandra Papalexopoulou as For For Management Director 4.1.A Re-elect Jose Octavio Reyes as Director For For Management 4.1.B Re-elect Alfredo Rivera as Director For Against Management 4.1.C Re-elect Ryan Rudolph as Director For For Management 4.2 Elect Anna Diamantopoulou as Director For For Management and as Member of the Remuneration Committee 5 Designate Ines Poeschel as Independent For For Management Proxy 6.1 Reappoint PricewaterhouseCoopers AG as For For Management Auditors 6.2 Advisory Vote on Reappointment of the For For Management Independent Registered Public Accounting Firm PricewaterhouseCoopers SA for UK Purposes 7 Approve UK Remuneration Report For For Management 8 Approve Remuneration Policy For For Management 9 Approve Swiss Remuneration Report For For Management 10.1 Approve Maximum Aggregate Amount of For For Management Remuneration for Directors 10.2 Approve Maximum Aggregate Amount of For For Management Remuneration for the Operating Committee 11 Authorise Market Purchase of Ordinary For For Management Shares -------------------------------------------------------------------------------- COCHLEAR LIMITED Ticker: COH Security ID: Q25953102 Meeting Date: OCT 22, 2019 Meeting Type: Annual Record Date: OCT 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Financial Statements and For For Management Reports of the Directors and Auditors 2.1 Approve Remuneration Report For For Management 3.1 Elect Yasmin Allen as Director For For Management 3.2 Elect Donal O'Dwyer as Director For For Management 3.3 Elect Abbas Hussain as Director For For Management 3.4 Elect Rick Holliday-Smith as Director For For Management 4.1 Approve Grant of Options and For For Management Performance Rights to Dig Howitt -------------------------------------------------------------------------------- COLES GROUP LIMITED Ticker: COL Security ID: Q26203408 Meeting Date: NOV 13, 2019 Meeting Type: Annual Record Date: NOV 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 2.1 Elect James Graham as Director For For Management 2.2 Elect Jacqueline Chow as Director For For Management 3 Approve Remuneration Report For For Management 4 Approve Grant of Performance Rights to For For Management Steven Cain 5 Appoint Ernst & Young as Auditor of For For Management the Company 6a Approve the Amendments to the Against Against Shareholder Company's Constitution 6b Improve Human Rights Management in Against Against Shareholder Fresh Food Supply Chains -------------------------------------------------------------------------------- COLOPLAST A/S Ticker: COLO.B Security ID: K16018192 Meeting Date: DEC 05, 2019 Meeting Type: Annual Record Date: NOV 28, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Report of Board None None Management 2 Accept Financial Statements and For For Management Statutory Reports 3 Approve Allocation of Income and For For Management Dividends 4 Approve Remuneration Report For For Management 5.1 Approve Remuneration of Directors in For For Management the Amount of DKK 1.35 Million for Chairman, DKK 787,500 for Deputy Chairman, and DKK 450,000 for Other Directors; Approve Remuneration for Committee Work 5.2 Approve Update of the Company's For Against Management Overall Guidelines for Incentive Pay to the Executive Management 5.3 Amend Articles Re: Annual General For For Management Meeting Agenda 5.4 Amend Articles Re: Participation on For For Management General Meetings 5.5 Authorize Share Repurchase Program For For Management 6.1 Reelect Lars Soren Rasmussen as For Abstain Management Director 6.2 Reelect Niels Peter Louis-Hansen as For Abstain Management Director 6.3 Reelect Birgitte Nielsen as Director For For Management 6.4 Reelect Carsten Hellmann as Director For For Management 6.5 Reelect Jette Nygaard-Andersen as For For Management Director 6.6 Reelect Jorgen Tang-Jensen as Director For Abstain Management 7 Ratify PricewaterhouseCoopers as For Abstain Management Auditors 8 Other Business None None Management -------------------------------------------------------------------------------- COLRUYT SA Ticker: COLR Security ID: B26882231 Meeting Date: SEP 25, 2019 Meeting Type: Annual Record Date: SEP 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive and Approve Directors' and For For Management Auditors' Reports, and Report of the Works Council 2 Approve Remuneration Report For Against Management 3a Adopt Financial Statements For For Management 3b Accept Consolidated Financial For For Management Statements 4 Approve Dividends of EUR 1.31 Per Share For For Management 5 Approve Allocation of Income For For Management 6 Approve Profit Participation of For For Management Employees Through Allotment of Repurchased Shares of Colruyt 7 Approve Co-optation of Fast Forward For For Management Services BVBA, Permanently Represented by Rika Coppens, as Independent Director 8 Reelect 7 Capital SPRL, Permanently For For Management Represented by Chantal De Vrieze, as Independent Director 9 Ratify Ernst & Young as Auditors For For Management 10 Approve Discharge of Directors For For Management 11 Approve Discharge of Auditors For For Management 12 Transact Other Business None None Management -------------------------------------------------------------------------------- COLRUYT SA Ticker: COLR Security ID: B26882231 Meeting Date: OCT 10, 2019 Meeting Type: Special Record Date: SEP 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor I.1 Receive Special Board Report Re: None None Management Employee Stock Purchase Plan I.2 Receive Special Auditor Report Re: None None Management Employee Stock Purchase Plan I.3 Approve Employee Stock Purchase Plan For Against Management Up To 1,000,000 Shares I.4 Approve Fixing of Price of Shares to For Against Management Be Issued I.5 Eliminate Preemptive Rights Re: Item I. For Against Management 3 I.6 Approve Increase of Capital following For Against Management Issuance of Equity without Preemptive Rights Re: Item I.3 I.7 Approve Subscription Period Re: Item I. For Against Management 3 I.8 Authorize Implementation of Approved For For Management Resolutions and Filing of Required Documents/Formalities at Trade Registry II.a Receive Special Board Report Re: None None Management Authorization To Purchase Own Shares By the Company II.b Authorize Repurchase of Up to For For Management 27,610,148 Shares III Authorize Implementation of Approved For For Management Resolutions -------------------------------------------------------------------------------- COMFORTDELGRO CORPORATION LIMITED Ticker: C52 Security ID: Y1690R106 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and For For Management Directors' and Auditors' Reports 2 Approve Final Dividend For For Management 3 Approve Directors' Fees For For Management 4 Elect Yang Ban Seng as Director For For Management 5 Elect Lee Khai Fatt, Kyle as Director For For Management 6 Elect Wang Kai Yuen as Director For For Management 7 Approve Deloitte & Touche LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 8 Approve Issuance of Shares Under the For For Management ComfortDelGro Executive Share Award Scheme 9 Authorize Share Repurchase Program For For Management -------------------------------------------------------------------------------- COMMONWEALTH BANK OF AUSTRALIA Ticker: CBA Security ID: Q26915100 Meeting Date: OCT 16, 2019 Meeting Type: Annual Record Date: OCT 14, 2019 # Proposal Mgt Rec Vote Cast Sponsor 2a Elect Shirish Apte as Director For For Management 2b Elect Mary Padbury as Director For For Management 2c Elect Genevieve Bell as Director For For Management 2d Elect Paul O'Malley as Director For For Management 3 Approve Remuneration Report For For Management 4 Approve Grant of Rights to Matt Comyn For For Management 5 Adopt New Constitution For For Management -------------------------------------------------------------------------------- COMPAGNIE DE SAINT-GOBAIN SA Ticker: SGO Security ID: F80343100 Meeting Date: JUN 04, 2020 Meeting Type: Annual/Special Record Date: JUN 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Absence of Dividends 4 Reelect Ieda Gomes Yell as Director For For Management 5 Reelect Jean-Dominique Senard as For For Management Director 6 Ratify Appointment of Sibylle Daunis For For Management as Representative of Employee Shareholders to the Board 7 Elect Jean-Francois Cirelli as Director For For Management 8 Approve Compensation of Pierre-Andre For Against Management de Chalendar, Chairman and CEO 9 Approve Compensation of Benoit Bazin, For Against Management Vice-CEO 10 Approve Compensation Report of For For Management Corporate Officers 11 Approve Remuneration Policy of For Against Management Chairman and CEO 12 Approve Remuneration Policy of Vice-CEO For Against Management 13 Approve Remuneration Policy of For For Management Directors 14 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 15 Ratify Change Location of Registered For For Management Office to Saint-Gobain Tower, 12 Place de l Iris, 92400 Courbevoie and Amend Article 4 of Bylaws Accordingly 16 Amend Article 9 of Bylaws Re: Employee For For Management Representative 17 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- COMPAGNIE FINANCIERE RICHEMONT SA Ticker: CFR Security ID: H25662182 Meeting Date: SEP 11, 2019 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income and For For Management Dividends of CHF 2.00 per Registered A Share and CHF 0.20 per Registered B Share 3 Approve Discharge of Board and Senior For For Management Management 4.1 Reelect Johann Rupert as Director and For Against Management Board Chairman 4.2 Reelect Josua Malherbe as Director For Against Management 4.3 Reelect Nikesh Arora as Director For Against Management 4.4 Reelect Nicolas Bos as Director For For Management 4.5 Reelect Clay Brendish as Director For For Management 4.6 Reelect Jean-Blaise Eckert as Director For Against Management 4.7 Reelect Burkhart Grund as Director For For Management 4.8 Reelect Sophie Guieysse as Director For For Management 4.9 Reelect Keyu Jin as Director For For Management 4.10 Reelect Jerome Lambert as Director For For Management 4.11 Reelect Ruggero Magnoni as Director For Against Management 4.12 Reelect Jeff Moss as Director For For Management 4.13 Reelect Vesna Nevistic as Director For For Management 4.14 Reelect Guillaume Pictet as Director For For Management 4.15 Reelect Alan Quasha as Director For Against Management 4.16 Reelect Maria Ramos as Director For For Management 4.17 Reelect Anton Rupert as Director For Against Management 4.18 Reelect Jan Rupert as Director For Against Management 4.19 Reelect Gary Saage as Director For Against Management 4.20 Reelect Cyrille Vigneron as Director For For Management 5.1 Reappoint Clay Brendish as Member of For For Management the Compensation Committee 5.2 Reppoint Keyu Jin as Member of the For For Management Compensation Committee 5.3 Reappoint Guillaume Pictet as Member For For Management of the Compensation Committee 5.4 Reappoint Maria Ramos as Member of the For For Management Compensation Committee 6 Ratify PricewaterhouseCoopers as For For Management Auditors 7 Designate Etude Gampert & Demierre as For For Management Independent Proxy 8.1 Approve Remuneration of Directors in For For Management the Amount of CHF 9.2 Million 8.2 Approve Fixed Remuneration of For For Management Executive Committee in the Amount of CHF 15.8 Million 8.3 Approve Variable Remuneration of For For Management Executive Committee in the Amount of CHF 19.1 Million 9 Transact Other Business (Voting) For Against Management -------------------------------------------------------------------------------- COMPAGNIE GENERALE DES ETABLISSEMENTS MICHELIN SCA Ticker: ML Security ID: F61824144 Meeting Date: JUN 23, 2020 Meeting Type: Annual/Special Record Date: JUN 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income and For For Management Dividends of EUR 2 per Share 3 Approve Consolidated Financial For For Management Statements and Statutory Reports 4 Approve Auditors' Special Report on For For Management Related-Party Transactions Mentionning the Absence of New Transactions 5 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 6 Approve Remuneration Policy of General For Against Management Managers 7 Approve Remuneration Policy of For Against Management Supervisory Board Members 8 Approve Compensation Report of For For Management Corporate Officers 9 Approve Compensation of Florent For Against Management Menegaux, General Manager Since May 17, 2019 10 Approve Compensation of Yves Chapo, For Against Management Manager 11 Approve Compensation of Jean-Dominique For Against Management Senard, General Manager Until May 17, 2019 12 Approve Compensation of Michel For For Management Rollier, Chairman of Supervisory Board 13 Elect Anne-Sophie de La Bigne as For For Management Supervisory Board Member 14 Elect Jean-Pierre Duprieu as For For Management Supervisory Board Member 15 Elect Patrick de La Chevardiere as For For Management Supervisory Board Member 16 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 126 Million 17 Authorize Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 35 Million 18 Approve Issuance of Equity or For For Management Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 35 Million 19 Authorize Board to Increase Capital in For For Management the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above 20 Authorize Capitalization of Reserves For For Management of Up to EUR 80 Million for Bonus Issue or Increase in Par Value 21 Authorize Capital Increase of up to 10 For For Management Percent of Issued Capital for Contributions in Kind 22 Authorize Capital Issuances for Use in For Against Management Employee Stock Purchase Plans 23 Set Total Limit for Capital Increase For For Management to Result from All Issuance Requests at EUR 126 Million 24 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 25 Authorize up to 0.9 Percent of Issued For For Management Capital for Use in Restricted Stock Plans Within Performance Conditions Attached 26 Amend Article 15 of Bylaws Re: For For Management Employee Representatives 27 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- COMPASS GROUP PLC Ticker: CPG Security ID: G23296208 Meeting Date: FEB 06, 2020 Meeting Type: Annual Record Date: FEB 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Final Dividend For For Management 4 Elect Karen Witts as Director For For Management 5 Re-elect Dominic Blakemore as Director For For Management 6 Re-elect Gary Green as Director For For Management 7 Re-elect Carol Arrowsmith as Director For For Management 8 Re-elect John Bason as Director For For Management 9 Re-elect Stefan Bomhard as Director For For Management 10 Re-elect John Bryant as Director For For Management 11 Re-elect Anne-Francoise Nesmes as For For Management Director 12 Re-elect Nelson Silva as Director For For Management 13 Re-elect Ireena Vittal as Director For For Management 14 Re-elect Paul Walsh as Director For For Management 15 Reappoint KPMG LLP as Auditors For For Management 16 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 17 Authorise EU Political Donations and For For Management Expenditure 18 Approve Payment of Fees to For For Management Non-executive Directors 19 Authorise Issue of Equity For For Management 20 Authorise Issue of Equity without For For Management Pre-emptive Rights 21 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 22 Authorise Market Purchase of Ordinary For For Management Shares 23 Authorise the Company to Call General For For Management Meeting with 14 Working Days' Notice -------------------------------------------------------------------------------- COMPUTERSHARE LIMITED Ticker: CPU Security ID: Q2721E105 Meeting Date: NOV 13, 2019 Meeting Type: Annual Record Date: NOV 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 2 Elect Simon Jones as Director For For Management 3 Elect Tiffany Fuller as Director For For Management 4 Approve Remuneration Report For For Management 5 Approve Grant of Performance Rights to For For Management Stuart Irving 6 Approve Conditional Spill Resolution Against Against Management -------------------------------------------------------------------------------- COMSYS HOLDINGS CORP. Ticker: 1721 Security ID: J5890P106 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 40 2.1 Elect Director Kagaya, Takashi For For Management 2.2 Elect Director Omura, Yoshihisa For For Management 2.3 Elect Director Sakamoto, Shigemi For For Management 2.4 Elect Director Tamamura, Satoshi For For Management 2.5 Elect Director Kumagai, Hitoshi For For Management 2.6 Elect Director Sato, Kenichi For For Management 2.7 Elect Director Ozaki, Hidehiko For For Management 2.8 Elect Director Noike, Hideyuki For For Management 2.9 Elect Director Uchide, Kunihiko For For Management 3 Approve Restricted Stock Plan For For Management 4 Approve Stock Option Plan For For Management -------------------------------------------------------------------------------- CONSTELLATION SOFTWARE INC. Ticker: CSU Security ID: 21037X100 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: APR 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jeff Bender For For Management 1.2 Elect Director Lawrence Cunningham For For Management 1.3 Elect Director Susan Gayner For For Management 1.4 Elect Director Robert Kittel For For Management 1.5 Elect Director Mark Leonard For For Management 1.6 Elect Director Paul McFeeters For For Management 1.7 Elect Director Mark Miller For For Management 1.8 Elect Director Lori O'Neill For For Management 1.9 Elect Director Stephen R. Scotchmer For For Management 1.10 Elect Director Robin Van Poelje For For Management 1.11 Elect Director Dexter Salna For For Management 2 Approve KPMG LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 3 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- CONTACT ENERGY LIMITED Ticker: CEN Security ID: Q2818G104 Meeting Date: NOV 13, 2019 Meeting Type: Annual Record Date: NOV 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Elena Trout as Director For For Management 2 Authorize Board to Fix Remuneration of For For Management the Auditors 3 Adopt New Constitution For For Management -------------------------------------------------------------------------------- CONVATEC GROUP PLC Ticker: CTEC Security ID: G23969101 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAY 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Remuneration Policy For For Management 4 Approve Final Dividend For For Management 5 Elect Dr John McAdam as Director For For Management 6 Elect Karim Bitar as Director For For Management 7 Elect Brian May as Director For For Management 8 Re-elect Frank Schulkes as Director For For Management 9 Re-elect Margaret Ewing as Director For For Management 10 Re-elect Rick Anderson as Director For For Management 11 Re-elect Dr Regina Benjamin as Director For For Management 12 Re-elect Dr Ros Rivaz as Director For For Management 13 Re-elect Sten Scheibye as Director For For Management 14 Reappoint Deloitte LLP as Auditors For For Management 15 Authorise Board to Fix Remuneration of For For Management Auditors 16 Authorise EU Political Donations and For For Management Expenditure 17 Authorise Issue of Equity For For Management 18 Authorise Issue of Equity without For For Management Pre-emptive Rights 19 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 20 Authorise Market Purchase of Ordinary For For Management Shares 21 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- COSMOS PHARMACEUTICAL CORP. Ticker: 3349 Security ID: J08959108 Meeting Date: AUG 23, 2019 Meeting Type: Annual Record Date: MAY 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 55 2.1 Elect Director Uno, Masateru For Against Management 2.2 Elect Director Yokoyama, Hideaki For Against Management 2.3 Elect Director Iwashita, Masahiro For For Management 2.4 Elect Director Takemori, Motoi For For Management 2.5 Elect Director Shibata, Futoshi For For Management 2.6 Elect Director Uno, Yukitaka For For Management 3.1 Elect Director and Audit Committee For For Management Member Kosaka, Michiyoshi 3.2 Elect Director and Audit Committee For For Management Member Kino, Tetsuo 3.3 Elect Director and Audit Committee For For Management Member Ueta, Masao 4 Elect Alternate Director and Audit For Against Management Committee Member Nagahara, Go -------------------------------------------------------------------------------- COVIVIO SA Ticker: COV Security ID: F2R22T119 Meeting Date: APR 22, 2020 Meeting Type: Annual/Special Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 4.80 per Share 4 Approve Stock Dividend Program For For Management 5 Approve Auditors' Special Report on For For Management Related-Party Transactions 6 Approve Remuneration Policy of For For Management Chairman of the Board 7 Approve Remuneration Policy of CEO For For Management 8 Approve Remuneration Policy of Vice-CEO For For Management 9 Approve Remuneration Policy of For For Management Directors 10 Approve Compensation Report of For For Management Corporate Officers 11 Approve Compensation of Jean Laurent, For For Management Chairman of the Board 12 Approve Compensation of Christophe For Against Management Kullmann, CEO 13 Approve Compensation of Olivier For For Management Esteve, Vice-CEO 14 Approve Compensation of Dominique For For Management Ozanne, Vice-CEO 15 Ratify Appointment of Alix d Ocagne as For For Management Director 16 Reelect Christophe Kullmann as Director For For Management 17 Reelect Patricia Savin as Director For For Management 18 Reelect Catherine Soubie as Director For For Management 19 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 20 Amend Articles 7, 16, 17, 20 of Bylaws For For Management to Comply with Legal Changes 21 Authorize Capitalization of Reserves For For Management of Up to EUR 26 Million for Bonus Issue or Increase in Par Value 22 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 23 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 65 Million 24 Authorize Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 26 Million 25 Authorize Capital Increase of up to 10 For For Management Percent of Issued Capital for Future Exchange Offers 26 Authorize Capital Increase of up to 10 For For Management Percent of Issued Capital for Contributions in Kind 27 Authorize Capital Issuances for Use in For Against Management Employee Stock Purchase Plans 28 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- COWAY CO., LTD. Ticker: 021240 Security ID: Y1786S109 Meeting Date: MAR 30, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Approve Total Remuneration of Inside For Against Management Directors and Outside Directors -------------------------------------------------------------------------------- CRH PLC Ticker: CRH Security ID: G25508105 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: APR 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Approve Remuneration Report For For Management 4a Re-elect Richie Boucher as Director For For Management 4b Elect Johan Karlstrom as Director For For Management 4c Elect Shaun Kelly as Director For For Management 4d Re-elect Heather McSharry as Director For For Management 4e Re-elect Albert Manifold as Director For For Management 4f Re-elect Senan Murphy as Director For For Management 4g Re-elect Gillian Platt as Director For For Management 4h Re-elect Mary Rhinehart as Director For For Management 4i Re-elect Lucinda Riches as Director For For Management 4j Re-elect Siobhan Talbot as Director For For Management 5 Authorise Board to Fix Remuneration of For For Management Auditors 6 Ratify Deloitte Ireland LLP as Auditors For For Management 7 Authorise Issue of Equity For For Management 8 Authorise Issue of Equity without For For Management Pre-emptive Rights 9 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 10 Authorise Market Purchase of Ordinary For For Management Shares 11 Authorise Reissuance of Treasury Shares For For Management 12 Approve Scrip Dividend For For Management -------------------------------------------------------------------------------- CRODA INTERNATIONAL PLC Ticker: CRDA Security ID: G25536155 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: APR 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Policy For For Management 3 Approve Remuneration Report For For Management 4 Approve Final Dividend For For Management 5 Re-elect Roberto Cirillo as Director For For Management 6 Re-elect Jacqui Ferguson as Director For For Management 7 Re-elect Steve Foots as Director For For Management 8 Re-elect Anita Frew as Director For For Management 9 Re-elect Helena Ganczakowski as For For Management Director 10 Re-elect Keith Layden as Director For For Management 11 Re-elect Jez Maiden as Director For For Management 12 Elect John Ramsay as Director For For Management 13 Reappoint KPMG LLP as Auditors For For Management 14 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 15 Authorise EU Political Donations and For For Management Expenditure 16 Authorise Issue of Equity For For Management 17 Authorise Issue of Equity without For For Management Pre-emptive Rights 18 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 19 Authorise Market Purchase of Ordinary For For Management Shares 20 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice 21 Amend Performance Share Plan 2014 For For Management -------------------------------------------------------------------------------- CROWN RESORTS LIMITED Ticker: CWN Security ID: Q3015N108 Meeting Date: OCT 24, 2019 Meeting Type: Annual Record Date: OCT 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 2a Elect John Poynton as Director For For Management 2b Elect Helen Coonan as Director For Against Management 2c Elect Andrew Demetriou as Director For For Management 2d Elect Harold Mitchell as Director For Against Management 3 Approve Remuneration Report For Against Management -------------------------------------------------------------------------------- CSL LIMITED Ticker: CSL Security ID: Q3018U109 Meeting Date: OCT 16, 2019 Meeting Type: Annual Record Date: OCT 14, 2019 # Proposal Mgt Rec Vote Cast Sponsor 2a Elect Marie McDonald as Director For For Management 2b Elect Megan Clark AC as Director For For Management 3 Approve Remuneration Report For For Management 4a Approve Grant of Performance Share For For Management Units to Paul Perreault 4b Approve Grant of Performance Share For For Management Units to Andrew Cuthbertson AO -------------------------------------------------------------------------------- CSR LIMITED Ticker: CSR Security ID: Q30297115 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: JUN 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 2a Elect Christine Holman as Director For For Management 2b Elect Mike Ihlein as Director For For Management 3 Elect Julie Coates as Director For For Management 4 Approve Remuneration Report For For Management 5 Approve Grant of Performance Rights to For For Management Julie Coates 6 Approve Conditional Spill Resolution Against Against Management -------------------------------------------------------------------------------- CTS EVENTIM AG & CO. KGAA Ticker: EVD Security ID: D1648T108 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: MAY 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019 (Non-Voting) 2 Accept Financial Statements and For For Management Statutory Reports for Fiscal 2019 3 Approve Allocation of Income and For For Management Omission of Dividends 4 Approve Discharge of Personally Liable For For Management Partner for Fiscal 2019 5 Approve Discharge of Supervisory Board For For Management for Fiscal 2019 6 Ratify KPMG AG as Auditors for Fiscal For Against Management 2020 7 Authorize Share Repurchase Program and For For Management Reissuance or Cancellation of Repurchased Shares 8 Approve Decrease in Size of For For Management Supervisory Board to Three Members 9 Amend Articles Re: Participation For For Management Requirements -------------------------------------------------------------------------------- CYFROWY POLSAT SA Ticker: CPS Security ID: X1809Y100 Meeting Date: MAY 25, 2020 Meeting Type: Special Record Date: MAY 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Meeting Chairman For For Management 3 Acknowledge Proper Convening of Meeting None None Management 4.1 Elect Member of Vote Counting For For Management Commission 4.2 Elect Member of Vote Counting For For Management Commission 4.3 Elect Member of Vote Counting For For Management Commission 5 Approve Agenda of Meeting For For Management 6 Amend Statute None Against Shareholder 7 Close Meeting None None Management -------------------------------------------------------------------------------- DAELIM INDUSTRIAL CO., LTD. Ticker: 000210 Security ID: Y1860N109 Meeting Date: OCT 16, 2019 Meeting Type: Special Record Date: SEP 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Bae Won-bok as Inside Director For For Management -------------------------------------------------------------------------------- DAELIM INDUSTRIAL CO., LTD. Ticker: 000210 Security ID: Y1860N109 Meeting Date: MAR 27, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Elect Lee Chung-hun as Outside Director For For Management 4 Elect Lee Chung-hun as a Member of For For Management Audit Committee 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 6 Approve Spin-Off Agreement For For Management -------------------------------------------------------------------------------- DAEWOO ENGINEERING & CONSTRUCTION CO. LTD. Ticker: 047040 Security ID: Y1888W107 Meeting Date: SEP 19, 2019 Meeting Type: Special Record Date: AUG 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect One Inside Director and One For For Management Outside Director (Bundled) 2 Amend Articles of Incorporation For For Management -------------------------------------------------------------------------------- DAI NIPPON PRINTING CO., LTD. Ticker: 7912 Security ID: J10584142 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 32 2.1 Elect Director Kitajima, Yoshitoshi For For Management 2.2 Elect Director Kitajima, Yoshinari For For Management 2.3 Elect Director Wada, Masahiko For For Management 2.4 Elect Director Miya, Kenji For For Management 2.5 Elect Director Inoue, Satoru For For Management 2.6 Elect Director Hashimoto, Hirofumi For For Management 2.7 Elect Director Tsukada, Tadao For For Management 2.8 Elect Director Miyajima, Tsukasa For For Management 2.9 Elect Director Tomizawa, Ryuichi For For Management 2.10 Elect Director Sasajima, Kazuyuki For For Management -------------------------------------------------------------------------------- DAI-ICHI LIFE HOLDINGS, INC. Ticker: 8750 Security ID: J09748112 Meeting Date: JUN 22, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 62 2.1 Elect Director Watanabe, Koichiro For For Management 2.2 Elect Director Inagaki, Seiji For For Management 2.3 Elect Director Tsuyuki, Shigeo For For Management 2.4 Elect Director Teramoto, Hideo For For Management 2.5 Elect Director Tsutsumi, Satoru For For Management 2.6 Elect Director Sakurai, Kenji For For Management 2.7 Elect Director Kikuta, Tetsuya For For Management 2.8 Elect Director George Olcott For For Management 2.9 Elect Director Maeda, Koichi For For Management 2.10 Elect Director Inoue, Yuriko For For Management 2.11 Elect Director Shingai, Yasushi For For Management 3.1 Elect Director and Audit Committee For For Management Member Nagahama, Morinobu 3.2 Elect Director and Audit Committee For For Management Member Kondo, Fusakazu 3.3 Elect Director and Audit Committee For For Management Member Sato, Rieko 3.4 Elect Director and Audit Committee For For Management Member Shu, Ungyon 3.5 Elect Director and Audit Committee For For Management Member Masuda, Koichi 4 Elect Alternate Director and Audit For For Management Committee Member Tsuchiya, Fumiaki -------------------------------------------------------------------------------- DAICEL CORP. Ticker: 4202 Security ID: J08484149 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For Abstain Management Final Dividend of JPY 18 2.1 Elect Director Fudaba, Misao For For Management 2.2 Elect Director Ogawa, Yoshimi For For Management 2.3 Elect Director Sugimoto, Kotaro For For Management 2.4 Elect Director Sakaki, Yasuhiro For For Management 2.5 Elect Director Takabe, Akihisa For For Management 2.6 Elect Director Nogimori, Masafumi For For Management 2.7 Elect Director Kitayama, Teisuke For For Management 2.8 Elect Director Hatchoji, Sonoko For For Management 2.9 Elect Director Asano, Toshio For For Management 2.10 Elect Director Furuichi, Takeshi For For Management 3.1 Appoint Statutory Auditor Imanaka, For For Management Hisanori 3.2 Appoint Statutory Auditor Makuta, Hideo For For Management -------------------------------------------------------------------------------- DAIDO STEEL CO., LTD. Ticker: 5471 Security ID: J08778110 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 15 2.1 Elect Director Shimao, Tadashi For For Management 2.2 Elect Director Ishiguro, Takeshi For For Management 2.3 Elect Director Nishimura, Tsukasa For For Management 2.4 Elect Director Shimizu, Tetsuya For For Management 2.5 Elect Director Toshimitsu, Kazuhiro For For Management 2.6 Elect Director Yamashita, Toshiaki For For Management 2.7 Elect Director Kajita, Akihito For For Management 2.8 Elect Director Soma, Shuji For For Management 2.9 Elect Director Tanemura, Hitoshi For For Management 2.10 Elect Director Jimbo, Mutsuko For For Management 3 Appoint Alternate Statutory Auditor For For Management Kawabe, Nobuyasu 4 Approve Annual Bonus For For Management -------------------------------------------------------------------------------- DAIFUKU CO., LTD. Ticker: 6383 Security ID: J08988107 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles to Amend Business Lines For For Management 2.1 Elect Director Geshiro, Hiroshi For Abstain Management 2.2 Elect Director Honda, Shuichi For Abstain Management 2.3 Elect Director Sato, Seiji For Abstain Management 2.4 Elect Director Hayashi, Toshiaki For Abstain Management 2.5 Elect Director Ozawa, Yoshiaki For Abstain Management 2.6 Elect Director Sakai, Mineo For Abstain Management 2.7 Elect Director Kato, Kaku For For Management 2.8 Elect Director Kaneko, Keiko For For Management 3 Appoint Statutory Auditor Aihara, For For Management Ryosuke -------------------------------------------------------------------------------- DAIICHIKOSHO CO., LTD. Ticker: 7458 Security ID: J0962F102 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 57 2.1 Appoint Statutory Auditor Arichika, For For Management Masumi 2.2 Appoint Statutory Auditor Shibano, For For Management Hiroyoshi -------------------------------------------------------------------------------- DAIKIN INDUSTRIES LTD. Ticker: 6367 Security ID: J10038115 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 80 2 Amend Articles to Reduce Directors' For For Management Term 3.1 Elect Director Inoue, Noriyuki For Abstain Management 3.2 Elect Director Togawa, Masanori For Abstain Management 3.3 Elect Director Terada, Chiyono For For Management 3.4 Elect Director Kawada, Tatsuo For For Management 3.5 Elect Director Makino, Akiji For Abstain Management 3.6 Elect Director Torii, Shingo For For Management 3.7 Elect Director Tayano, Ken For Abstain Management 3.8 Elect Director Minaka, Masatsugu For Abstain Management 3.9 Elect Director Tomita, Jiro For Abstain Management 3.10 Elect Director Kanwal Jeet Jawa For Abstain Management 3.11 Elect Director Matsuzaki, Takashi For Abstain Management 4 Appoint Statutory Auditor Nagashima, For For Management Toru 5 Appoint Alternate Statutory Auditor For For Management Ono, Ichiro 6 Approve Compensation Ceiling for For For Management Directors -------------------------------------------------------------------------------- DAIRY FARM INTERNATIONAL HOLDINGS LTD. Ticker: D01 Security ID: G2624N153 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Elect Clem Constantine as Director For For Management 4 Re-elect Yiu Kai (Y.K.) Pang as For Against Management Director 5 Re-elect Jeremy Parr as Director For Against Management 6 Re-elect John Witt as Director For Against Management 7 Ratify Auditors and Authorise Their For For Management Remuneration 8 Authorise Issue of Shares For For Management -------------------------------------------------------------------------------- DAITO TRUST CONSTRUCTION CO., LTD. Ticker: 1878 Security ID: J11151107 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 345 -------------------------------------------------------------------------------- DAIWA HOUSE INDUSTRY CO., LTD. Ticker: 1925 Security ID: J11508124 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 60 2.1 Elect Director Yoshii, Keiichi For Abstain Management 2.2 Elect Director Ishibashi, Tamio For Abstain Management 2.3 Elect Director Kosokabe, Takeshi For Abstain Management 2.4 Elect Director Otomo, Hirotsugu For Abstain Management 2.5 Elect Director Urakawa, Tatsuya For Abstain Management 2.6 Elect Director Dekura, Kazuhito For Abstain Management 2.7 Elect Director Ariyoshi, Yoshinori For Abstain Management 2.8 Elect Director Shimonishi, Keisuke For Abstain Management 2.9 Elect Director Ichiki, Nobuya For Abstain Management 2.10 Elect Director Kimura, Kazuyoshi For For Management 2.11 Elect Director Shigemori, Yutaka For For Management 2.12 Elect Director Yabu, Yukiko For Abstain Management 2.13 Elect Director Kuwano, Yukinori For For Management 2.14 Elect Director Seki, Miwa For For Management 3 Appoint Statutory Auditor Watanabe, For For Management Akihisa 4 Approve Annual Bonus For For Management 5 Appoint Ernst & Young ShinNihon LLC as For For Management New External Audit Firm -------------------------------------------------------------------------------- DAIWA SECURITIES GROUP INC. Ticker: 8601 Security ID: J11718111 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Hibino, Takashi For For Management 1.2 Elect Director Nakata, Seiji For For Management 1.3 Elect Director Matsui, Toshihiro For For Management 1.4 Elect Director Tashiro, Keiko For For Management 1.5 Elect Director Ogino, Akihiko For For Management 1.6 Elect Director Hanaoka, Sachiko For For Management 1.7 Elect Director Kawashima, Hiromasa For For Management 1.8 Elect Director Ogasawara, Michiaki For Against Management 1.9 Elect Director Takeuchi, Hirotaka For For Management 1.10 Elect Director Nishikawa, Ikuo For For Management 1.11 Elect Director Kawai, Eriko For For Management 1.12 Elect Director Nishikawa, Katsuyuki For For Management 1.13 Elect Director Iwamoto, Toshio For For Management -------------------------------------------------------------------------------- DANONE SA Ticker: BN Security ID: F12033134 Meeting Date: JUN 26, 2020 Meeting Type: Annual/Special Record Date: JUN 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 2.10 per Share 4 Reelect Gregg L. Engles as Director For Against Management 5 Reelect Gaelle Olivier as Director For For Management 6 Reelect Isabelle Seillier as Director For For Management 7 Reelect Jean-Michel Severino as For For Management Director 8 Reelect Lionel Zinsou-Derlin as For For Management Director 9 Approve Compensation Report of For For Management Corporate Officers 10 Approve Compensation of Emmanuel For Against Management Faber, Chairman and CEO 11 Approve Remuneration Policy of For Against Management Corporate Officers 12 Approve Remuneration Policy of For For Management Directors 13 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 14 Authorize Capital Issuances for Use in For Against Management Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries 15 Authorize up to 0.2 Percent of Issued For For Management Capital for Use in Restricted Stock Plans 16 Amend Article 15 of Bylaws Re: For For Management Employee Representatives 17 Amend Article 19 of Bylaws Re: Related For For Management Parties Agreements 18 Amend Article 21 of Bylaws Re: For For Management Alternate Auditors 19 Amend Articles 20 and 27 of Bylaws Re: For For Management Directors Remuneration and Powers of General Meeting 20 Amend Article 1 of Bylaws Re: Adopt For For Management the French (Societe a Mission) Status 21 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- DASSAULT AVIATION SA Ticker: AM Security ID: F24539102 Meeting Date: MAY 12, 2020 Meeting Type: Annual/Special Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Absence of Dividends 4 Approve Compensation of Directors For Against Management 5 Approve Compensation of Eric Trappier, For Against Management Chairman and CEO 6 Approve Compensation of Loik Segalen, For Against Management Vice-CEO 7 Approve Remuneration Policy of For For Management Directors 8 Approve Remuneration Policy of For Against Management Chairman and CEO 9 Approve Remuneration Policy of Vice-CEO For Against Management 10 Reelect Catherine Dassault as Director For Against Management 11 Reelect Mathilde Lemoine as Director For For Management 12 Appoint PricewaterhouseCoopers as For For Management Auditor 13 Renew Appointment of Mazars as Auditor For For Management 14 Authorize Repurchase of Up to 10 For Against Management Percent of Issued Share Capital 15 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 16 Amend Article 13 of Bylaws Re: For For Management Employee Representative 17 Amend Article 25 of Bylaws Re: For For Management Appointment of Alternate Auditor -------------------------------------------------------------------------------- DASSAULT SYSTEMES SA Ticker: DSY Security ID: F2457H472 Meeting Date: MAY 26, 2020 Meeting Type: Annual/Special Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 0.70 per Share 4 Approve Auditors' Special Report on For For Management Related-Party Transactions Mentioning the Absence of New Transactions 5 Approve Remuneration Policy of For For Management Corporate Officers 6 Approve Compensation of Charles For For Management Edelstenne, Chairman of the Board 7 Approve Compensation of Bernard For Against Management Charles, Vice-Chairman and CEO 8 Approve Compensation Report of For For Management Corporate Officers 9 Reelect Marie-Helene Habert-Dassault For For Management as Director 10 Reelect Laurence Lescourret as Director For For Management 11 Approve Remuneration of Directors in For For Management the Aggregate Amount of EUR 800,000 12 Authorize Repurchase of Up to 5 For For Management Million Shares 13 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 14 Amend Articles 14, 16 and 19 of Bylaws For For Management to Comply with Legal Changes 15 Authorize up to 4 Percent of Issued For Against Management Capital for Use in Stock Option Plans 16 Authorize Capital Issuances for Use in For Against Management Employee Stock Purchase Plans 17 Delegate Power to the Board to Carry For Against Management Mergers by Absorption 18 Pursuant to Item 17 Above, Delegate For Against Management Power to the Board to Issue Shares in Connection with Mergers by Absorption 19 Delegate Power to the Board to Carry For Against Management Spin-Off Agreements 20 Pursuant to Item 19 Above, Delegate For Against Management Power to the Board to Issue Shares in Connection with Spin-Off Agreements 21 Delegate Power to the Board to Acquire For Against Management Certain Assets of Another Company 22 Pursuant to Item 21 Above, Delegate For Against Management Power to the Board to Issue Shares in Connection with Acquisitions 23 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- DAVIDE CAMPARI-MILANO SPA Ticker: CPR Security ID: T3490M150 Meeting Date: MAR 27, 2020 Meeting Type: Annual/Special Record Date: MAR 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Appoint Lisa Vascellari Dal Fiol as None For Shareholder Alternate Internal Statutory Auditor 2 Approve Financial Statements, For For Management Statutory Reports, and Allocation of Income 3i Approve Remuneration Policy For Against Management 3ii Approve Second Section of the For Against Management Remuneration Report 4 Approve Stock Option Plan For Against Management 5 Authorize Share Repurchase Program and For Against Management Reissuance of Repurchased Shares 6 Approve Change in the Location of the For Against Management Company's Registered Headquarters to Amsterdam (Netherlands); Adopt New Bylaws A Deliberations on Possible Legal Action None Against Management Against Directors if Presented by Shareholders -------------------------------------------------------------------------------- DB INSURANCE CO., LTD. Ticker: 005830 Security ID: Y2096K109 Meeting Date: MAR 13, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Elect One Inside Director and Two For For Management Outside Directors (Bundled) 3 Elect Lee Seung-woo as Outside For For Management Director to Serve as an Audit Committee Member 4 Elect Two Members of Audit Committee For For Management (Bundled) 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- DBS GROUP HOLDINGS LTD. Ticker: D05 Security ID: Y20246107 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and For For Management Directors' and Auditors' Reports 2 Approve Final Dividend For For Management 3 Approve Directors' Fees For For Management 4 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 5 Elect Peter Seah Lim Huat as Director For Against Management 6 Elect Ho Tian Yee as Director For For Management 7 Elect Olivier Lim Tse Ghow as Director For For Management 8 Elect Ow Foong Pheng as Director For Against Management 9 Approve Grant of Awards and Issuance For For Management of Shares Under the DBSH Share Plan 10 Approve Grant of Awards and Issuance For For Management of Shares Under the California Sub-Plan to the DBSH Share Plan 11 Approve Issuance of Equity or For For Management Equity-Linked Securities with or without Preemptive Rights 12 Approve Issuance of Shares Pursuant to For For Management the DBSH Scrip Dividend Scheme 13 Authorize Share Repurchase Program For For Management -------------------------------------------------------------------------------- DCC PLC Ticker: DCC Security ID: G2689P101 Meeting Date: JUL 12, 2019 Meeting Type: Annual Record Date: JUL 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Approve Remuneration Report For For Management 4(a) Elect Mark Breuer as Director For For Management 4(b) Elect Caroline Dowling as Director For For Management 4(c) Re-elect David Jukes as Director For For Management 4(d) Re-elect Pamela Kirby as Director For For Management 4(e) Re-elect Jane Lodge as Director For For Management 4(f) Re-elect Cormac McCarthy as Director For For Management 4(g) Re-elect John Moloney as Director For For Management 4(h) Re-elect Donal Murphy as Director For For Management 4(i) Re-elect Fergal O'Dwyer as Director For For Management 4(j) Re-elect Mark Ryan as Director For For Management 4(k) Re-elect Leslie Van de Walle as For For Management Director 5 Authorise Board to Fix Remuneration of For For Management Auditors 6 Approve Increase in the Aggregate Sum For For Management of Fees Payable to Non-executive Directors 7 Authorise Issue of Equity For For Management 8 Authorise Issue of Equity without For For Management Pre-emptive Rights 9 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 10 Authorise Market Purchase of Shares For For Management 11 Authorise Reissuance Price Range of For For Management Treasury Shares -------------------------------------------------------------------------------- DELEK GROUP LTD. Ticker: DLEKG Security ID: M27635107 Meeting Date: AUG 07, 2019 Meeting Type: Annual/Special Record Date: JUL 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Discuss Financial Statements and the None None Management Report of the Board 2 Reappoint Kost Forer Gabbay & Kasierer For Against Management as Auditors 3 Amend Articles Re: Indemnification & For For Management Insurance of Directors and Officers 4 Approve Amended Compensation Policy For For Management for the Directors and Officers of the Company 5 Approve Compensation Terms of Asaf For For Management (Joseph) Bartfeld, CEO A Vote FOR if you are a controlling None Against Management shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager B1 If you are an Interest Holder as None Against Management defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. B2 If you are a Senior Officer as defined None Against Management in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. B3 If you are an Institutional Investor None For Management as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. -------------------------------------------------------------------------------- DELEK GROUP LTD. Ticker: DLEKG Security ID: M27635107 Meeting Date: FEB 24, 2020 Meeting Type: Special Record Date: JAN 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Employment Terms of Idan For Against Management Vales, CEO A Vote FOR if you are a controlling None Against Management shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager B1 If you are an Interest Holder as None Against Management defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. B2 If you are a Senior Officer as defined None Against Management in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. B3 If you are an Institutional Investor None For Management as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. -------------------------------------------------------------------------------- DEMANT A/S Ticker: DEMANT Security ID: K3008M105 Meeting Date: MAR 10, 2020 Meeting Type: Annual Record Date: MAR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Report of Board None None Management 2 Accept Financial Statements and For For Management Statutory Reports 3 Approve Remuneration of Directors in For For Management the Amount of DKK 1.05 Million for Chairman, DKK 700,000 for Vice Chairman, and DKK 350,000 for Other Directors 4 Approve Allocation of Income and For For Management Omission of Dividends 5a Reelect Niels B. Christiansen as For Abstain Management Director 5b Reelect Niels Jacobsen as Director For For Management 5c Reelect Benedikte Leroy as Director For For Management 5d Reelect Lars Rasmussen as Director For For Management 5e Elect Anja Madsen as New Director For For Management 6 Ratify Deloitte as Auditors For Abstain Management 7a Approve DKK 919.173,40 Reduction in For For Management Share Capital 7b Authorize Share Repurchase Program For For Management 7c Approve Guidelines for Incentive-Based For Against Management Compensation for Executive Management and Board 7d Authorize Editorial Changes to Adopted For For Management Resolutions in Connection with Registration with Danish Authorities 8 Other Business None None Management -------------------------------------------------------------------------------- DENA CO., LTD. Ticker: 2432 Security ID: J1257N107 Meeting Date: JUN 20, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 20 2.1 Elect Director Namba, Tomoko For For Management 2.2 Elect Director Moriyasu, Isao For For Management 2.3 Elect Director Okamura, Shingo For For Management 2.4 Elect Director Funatsu, Koji For For Management 2.5 Elect Director Asami, Hiroyasu For For Management -------------------------------------------------------------------------------- DENKA CO., LTD. Ticker: 4061 Security ID: J1257Q100 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 65 2.1 Elect Director Yoshitaka, Shinsuke For For Management 2.2 Elect Director Yamamoto, Manabu For For Management 2.3 Elect Director Shimizu, Norihiro For For Management 2.4 Elect Director Suzuki, Masaharu For For Management 2.5 Elect Director Imai, Toshio For For Management 2.6 Elect Director Yamamoto, Akio For For Management 2.7 Elect Director Fujihara, Tatsutsugu For For Management 3 Elect Alternate Director and Audit For Against Management Committee Member Yamamoto, Akio -------------------------------------------------------------------------------- DENSO CORP. Ticker: 6902 Security ID: J12075107 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Arima, Koji For For Management 1.2 Elect Director Yamanaka, Yasushi For For Management 1.3 Elect Director Wakabayashi, Hiroyuki For For Management 1.4 Elect Director Usui, Sadahiro For For Management 1.5 Elect Director Toyoda, Akio For For Management 1.6 Elect Director George Olcott For For Management 1.7 Elect Director Kushida, Shigeki For For Management 1.8 Elect Director Mitsuya, Yuko For For Management 2 Appoint Alternate Statutory Auditor For For Management Kitagawa, Hiromi 3 Approve Annual Bonus For For Management 4 Approve Cash Compensation Ceiling for For For Management Directors and Restricted Stock Plan -------------------------------------------------------------------------------- DENTSU GROUP, INC. Ticker: 4324 Security ID: J1207N108 Meeting Date: MAR 27, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles to Amend Business Lines For For Management 2 Amend Articles to Amend Provisions on For For Management Number of Directors 3.1 Elect Director Yamamoto, Toshihiro For For Management 3.2 Elect Director Sakurai, Shun For For Management 3.3 Elect Director Timothy Andree For For Management 3.4 Elect Director Igarashi, Hiroshi For For Management 3.5 Elect Director Soga, Arinobu For For Management 3.6 Elect Director Nick Priday For For Management 3.7 Elect Director Matsui, Gan For For Management 4.1 Elect Director and Audit Committee For For Management Member Okoshi, Izumi 4.2 Elect Director and Audit Committee For For Management Member Hasegawa, Toshiaki 4.3 Elect Director and Audit Committee For For Management Member Koga, Kentaro 4.4 Elect Director and Audit Committee For For Management Member Katsu, Etsuko 4.5 Elect Director and Audit Committee For For Management Member Simon Laffin -------------------------------------------------------------------------------- DERWENT LONDON PLC Ticker: DLN Security ID: G27300105 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Policy For For Management 3 Approve Remuneration Report For For Management 4 Approve Final Dividend For For Management 5 Re-elect John Burns as Director For For Management 6 Re-elect Claudia Arney as Director For For Management 7 Re-elect Lucinda Bell as Director For For Management 8 Re-elect Richard Dakin as Director For For Management 9 Re-elect Simon Fraser as Director For For Management 10 Re-elect Nigel George as Director For For Management 11 Re-elect Helen Gordon as Director For For Management 12 Re-elect Simon Silver as Director For For Management 13 Re-elect David Silverman as Director For For Management 14 Re-elect Cilla Snowball as Director For For Management 15 Re-elect Paul Williams as Director For For Management 16 Re-elect Damian Wisniewski as Director For For Management 17 Reappoint PricewaterhouseCoopers LLP For For Management as Auditors 18 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 19 Authorise Issue of Equity For For Management 20 Authorise Issue of Equity without For For Management Pre-emptive Rights 21 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 22 Authorise Market Purchase of Ordinary For For Management Shares 23 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- DEUTSCHE BOERSE AG Ticker: DB1 Security ID: D1882G119 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 2.90 per Share 3 Approve Discharge of Management Board For For Management for Fiscal 2019 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2019 5 Elect Michael Ruediger to the For For Management Supervisory Board 6 Approve Creation of EUR 19 Million For For Management Pool of Capital without Preemptive Rights 7 Approve Creation of EUR 19 Million For For Management Pool of Capital with Preemptive Rights 8 Approve Remuneration Policy For For Management 9 Approve Remuneration of Supervisory For For Management Board Members 10 Amend Corporate Purpose For For Management 11 Ratify KPMG AG as Auditors for Fiscal For For Management 2020 -------------------------------------------------------------------------------- DEUTSCHE LUFTHANSA AG Ticker: LHA Security ID: D1908N106 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019 (Non-Voting) 2 Approve Allocation of Income and For For Management Omission of Dividends 3 Approve Discharge of Management Board For For Management for Fiscal 2019 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2019 5.1 Reelect Stephan Sturm to the For For Management Supervisory Board 5.2 Elect Erich Clementi to the For For Management Supervisory Board 5.3 Elect Thomas Enders to the Supervisory For For Management Board 5.4 Elect Harald Krueger to the For For Management Supervisory Board 5.5 Elect Astrid Stange to the Supervisory For For Management Board 6 Approve Remuneration Policy For For Management 7 Approve Issuance of Warrants/Bonds For For Management with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 1.5 Billion; Approve Creation of EUR 122.4 Million Pool of Capital to Guarantee Conversion Rights 8 Amend Articles Re: Exclusion of For For Management Preemptive Rights Against Contributions in Kind 9 Ratify Ernst & Young GmbH as Auditors For For Management for Fiscal 2020 -------------------------------------------------------------------------------- DEUTSCHE LUFTHANSA AG Ticker: LHA Security ID: D1908N106 Meeting Date: JUN 25, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve EUR 306 Million Increase in For For Management Share Capital for Private Placement -------------------------------------------------------------------------------- DEUTSCHE TELEKOM AG Ticker: DTE Security ID: D2035M136 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 0.60 per Share 3 Approve Discharge of Management Board For For Management for Fiscal 2019 4 Approve Discharge of Supervisory Board For Against Management for Fiscal 2019 5 Ratify PricewaterhouseCoopers GmbH as For For Management Auditors for Fiscal 2020 6 Elect Michael Kaschke to the For For Management Supervisory Board 7 Approve Spin-Off and Takeover For For Management Agreement with Telekom Deutschland GmbH 8 Ratify Ernst & Young GmbH as Auditors For For Management for the First Quarter of Fiscal 2021 -------------------------------------------------------------------------------- DEUTSCHE WOHNEN SE Ticker: DWNI Security ID: D2046U176 Meeting Date: JUN 05, 2020 Meeting Type: Annual Record Date: MAY 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 0.90 per Share 3 Approve Discharge of Management Board For For Management for Fiscal 2019 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2019 5 Ratify KPMG AG as Auditors for Fiscal For Against Management 2020 6.1 Elect Matthias Huenlein to the For Against Management Supervisory Board 6.2 Elect Kerstin Guenther to the For For Management Supervisory Board 7.1 Amend Articles Re: Information Sent by For For Management Registered Letter 7.2 Amend Articles Re: Transmission of For For Management Information by Electronic Means 7.3 Amend Articles Re: Proof of Entitlement For For Management -------------------------------------------------------------------------------- DEXUS Ticker: DXS Security ID: Q3190P134 Meeting Date: OCT 30, 2019 Meeting Type: Annual Record Date: OCT 28, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Remuneration Report For For Management 2 Approve Grant of Performance Rights to For For Management Darren Steinberg 3.1 Elect Mark Ford as Director For For Management 3.2 Elect Nicola Roxon as Director For For Management 4.1 Ratify Past Issuance of Securities to For For Management Institutional and Sophisticated Investors 4.2 Ratify Past Issuance of Exchangeable For For Management Notes to Professional and Sophisticated Investors -------------------------------------------------------------------------------- DIAGEO PLC Ticker: DGE Security ID: G42089113 Meeting Date: SEP 19, 2019 Meeting Type: Annual Record Date: SEP 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Final Dividend For For Management 4 Elect Debra Crew as Director For For Management 5 Re-elect Lord Davies as Director For For Management 6 Re-elect Javier Ferran as Director For For Management 7 Re-elect Susan Kilsby as Director For For Management 8 Re-elect Ho KwonPing as Director For For Management 9 Re-elect Nicola Mendelsohn as Director For For Management 10 Re-elect Ivan Menezes as Director For For Management 11 Re-elect Kathryn Mikells as Director For For Management 12 Re-elect Alan Stewart as Director For For Management 13 Reappoint PricewaterhouseCoopers LLP For For Management as Auditors 14 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 15 Authorise EU Political Donations and For For Management Expenditure 16 Authorise Issue of Equity For For Management 17 Approve Irish Sharesave Scheme For Against Management 18 Authorise Issue of Equity without For For Management Pre-emptive Rights 19 Authorise Market Purchase of Ordinary For For Management Shares 20 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice 21 Adopt New Articles of Association For For Management -------------------------------------------------------------------------------- DIASORIN SPA Ticker: DIA Security ID: T3475Y104 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: JUN 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements, For For Management Statutory Reports, and Allocation of Income 2.1 Approve Remuneration Policy For Against Management 2.2 Approve Second Section of the For For Management Remuneration Report 3 Approve Stock Option Plan For For Management 4 Authorize Share Repurchase Program and For For Management Reissuance of Repurchased Shares A Deliberations on Possible Legal Action None Against Management Against Directors if Presented by Shareholders -------------------------------------------------------------------------------- DIC CORP. Ticker: 4631 Security ID: J1280G103 Meeting Date: MAR 26, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 40 2.1 Elect Director Nakanishi, Yoshiyuki For For Management 2.2 Elect Director Ino, Kaoru For For Management 2.3 Elect Director Saito, Masayuki For For Management 2.4 Elect Director Kawamura, Yoshihisa For For Management 2.5 Elect Director Tamaki, Toshifumi For For Management 2.6 Elect Director Tsukahara, Kazuo For For Management 2.7 Elect Director Tamura, Yoshiaki For For Management 2.8 Elect Director Shoji, Kuniko For For Management 3 Appoint Statutory Auditor Ikushima, For For Management Akihiro -------------------------------------------------------------------------------- DIRECT LINE INSURANCE GROUP PLC Ticker: DLG Security ID: G2871V114 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Remuneration Policy For For Management 4 Re-elect Mike Biggs as Director For For Management 5 Re-elect Danuta Gray as Director For For Management 6 Re-elect Mark Gregory as Director For For Management 7 Re-elect Jane Hanson as Director For For Management 8 Elect Tim Harris as Director For For Management 9 Re-elect Penny James as Director For For Management 10 Re-elect Sebastian James as Director For For Management 11 Re-elect Fiona McBain as Director For For Management 12 Re-elect Gregor Stewart as Director For For Management 13 Re-elect Richard Ward as Director For For Management 14 Reappoint Deloitte LLP as Auditors For For Management 15 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 16 Authorise EU Political Donations and For For Management Expenditure 17 Approve Long Term Incentive Plan For For Management 18 Approve Deferred Annual Incentive Plan For For Management 19 Authorise Issue of Equity For For Management 20 Authorise Issue of Equity without For For Management Pre-emptive Rights 21 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 22 Authorise Market Purchase of Ordinary For For Management Shares 23 Authorise Issue of Equity in Relation For For Management to an Issue of RT1 Instruments 24 Authorise Issue of Equity without For For Management Pre-emptive Rights in Relation to an Issue of RT1 Instruments 25 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice 26 Adopt New Articles of Association For For Management -------------------------------------------------------------------------------- DISCO CORP. Ticker: 6146 Security ID: J12327102 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 347 -------------------------------------------------------------------------------- DKSH HOLDING AG Ticker: DKSH Security ID: H2012M121 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income and For For Management Dividends of CHF 1.90 per Share 3 Approve Discharge of Board and Senior For For Management Management 4.1 Approve Remuneration of Directors in For For Management the Amount of CHF 2.8 Million 4.2 Approve Remuneration of Executive For For Management Committee in the Amount of CHF 18.5 Million 5.1.1 Reelect Wolfgang Baier as Director For For Management 5.1.2 Reelect Jack Clemons as Director For For Management 5.1.3 Reelect Marco Gadola as Director For For Management 5.1.4 Reelect Frank Gulich as Director For For Management 5.1.5 Reelect Adrian Keller as Director For Against Management 5.1.6 Reelect Andreas Keller as Director For For Management 5.1.7 Reelect Annette Koehler as Director For For Management 5.1.8 Reelect Hans Tanner as Director For For Management 5.1.9 Reelect Eunice Zehnder-Lai as Director For For Management 5.2 Elect Marco Gadola as Board Chairman For For Management 5.3.1 Reappoint Frank Gulich as Member of For For Management the Nomination and Compensation Committee 5.3.2 Reappoint Eunice Zehnder-Lai as Member For For Management of the Nomination and Compensation Committee 5.3.3 Appoint Adrian Keller as Member of the For Against Management Nomination and Compensation Committee 6 Ratify Ernst & Young AG as Auditors For For Management 7 Designate Ernst Widmer as Independent For For Management Proxy 8 Transact Other Business (Voting) For Against Management -------------------------------------------------------------------------------- DNB ASA Ticker: DNB Security ID: R1640U124 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: JUN 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting; Elect Chairman of Meeting None None Management 2 Approve Notice of Meeting and Agenda For Did Not Vote Management 3 Designate Inspector(s) of Minutes of For Did Not Vote Management Meeting 4 Accept Financial Statements and For Did Not Vote Management Statutory Reports 5a Approve Remuneration Policy And Other For Did Not Vote Management Terms of Employment For Executive Management (Advisory) 5b Approve Remuneration Policy And Other For Did Not Vote Management Terms of Employment For Executive Management (Binding) 6 Approve Company's Corporate Governance For Did Not Vote Management Statement 7 Approve Remuneration of Auditors For Did Not Vote Management 8 Approve Reduction in Share Capital via For Did Not Vote Management Share Cancellation 9 Amend Articles For Did Not Vote Management 10 Authorize Board to Raise Subordinated For Did Not Vote Management Loan 11 Elect Directors For Did Not Vote Management 12 Elect Members of Nominating Committee For Did Not Vote Management 13 Approve Remuneration of Directors and For Did Not Vote Management Nominating Committee -------------------------------------------------------------------------------- DOLLARAMA INC. Ticker: DOL Security ID: 25675T107 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: APR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Joshua Bekenstein For For Management 1B Elect Director Gregory David For For Management 1C Elect Director Elisa D. Garcia C. For For Management 1D Elect Director Stephen Gunn For For Management 1E Elect Director Kristin Mugford For For Management 1F Elect Director Nicholas Nomicos For For Management 1G Elect Director Neil Rossy For For Management 1H Elect Director Richard Roy For For Management 1I Elect Director Huw Thomas For For Management 2 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 3 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- DOMINO'S PIZZA ENTERPRISES LIMITED Ticker: DMP Security ID: Q32503106 Meeting Date: OCT 28, 2019 Meeting Type: Annual Record Date: OCT 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Remuneration Report None For Management 2 Elect Ursula Schreiber as Director For For Management 3 Elect John James Cowin as Director For Against Management 4 Approve Renewal of Proportional For For Management Takeover Bid Provisions -------------------------------------------------------------------------------- DOOSAN BOBCAT, INC. Ticker: 241560 Security ID: Y2103B100 Meeting Date: MAR 24, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Elect Park Sung-chull as Inside For For Management Director 3 Elect Choi Ji-gwang as Outside Director For For Management 4 Elect Choi Ji-gwang as a Member of For For Management Audit Committee 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- DOOSAN CORP. Ticker: 000150 Security ID: Y2100N107 Meeting Date: AUG 13, 2019 Meeting Type: Special Record Date: JUN 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Spin-Off Agreement For For Management -------------------------------------------------------------------------------- DOOSAN CORP. Ticker: 000150 Security ID: Y2100N107 Meeting Date: MAR 30, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Elect Kim Hyeong-ju as Outside Director For For Management 4 Elect Kim Hyeong-ju as a Member of For For Management Audit Committee 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- DOOSAN FUEL CELL CO., LTD. Ticker: 336260 Security ID: Y2103X102 Meeting Date: MAR 25, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Approve Total Remuneration of Inside For Against Management Directors and Outside Directors -------------------------------------------------------------------------------- DOOSAN SOLUS CO. LTD. Ticker: 336370 Security ID: Y2R06Q106 Meeting Date: MAR 25, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- DOWA HOLDINGS CO., LTD. Ticker: 5714 Security ID: J12432225 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Yamada, Masao For For Management 1.2 Elect Director Sekiguchi, Akira For For Management 1.3 Elect Director Mitsune, Yutaka For For Management 1.4 Elect Director Matsushita, Katsuji For For Management 1.5 Elect Director Kagaya, Susumu For For Management 1.6 Elect Director Kawaguchi, Jun For For Management 1.7 Elect Director Hosoda, Eiji For For Management 1.8 Elect Director Koizumi, Yoshiko For For Management 2 Appoint Statutory Auditor Kinoshita, For For Management Hiroshi 3 Appoint Alternate Statutory Auditor For For Management Oba, Koichiro -------------------------------------------------------------------------------- DOWNER EDI LIMITED Ticker: DOW Security ID: Q32623151 Meeting Date: NOV 07, 2019 Meeting Type: Annual Record Date: NOV 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 2a Elect Peter Watson as Director For For Management 2b Elect Teresa Handicott as Director For For Management 2c Elect Charles Grant Thorne as Director For For Management 3 Approve Remuneration Report For Against Management 4 Approve Grant of Performance Rights to For Against Management Grant Fenn 5 Approve Reinsertion of the For For Management Proportional Takeover Provisions -------------------------------------------------------------------------------- DS SMITH PLC Ticker: SMDS Security ID: G2848Q123 Meeting Date: SEP 03, 2019 Meeting Type: Annual Record Date: SEP 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Approve Remuneration Report For For Management 4 Re-elect Gareth Davis as Director For For Management 5 Re-elect Miles Roberts as Director For For Management 6 Re-elect Adrian Marsh as Director For For Management 7 Re-elect Chris Britton as Director For For Management 8 Re-elect Kathleen O'Donovan as Director For For Management 9 Elect David Robbie as Director For For Management 10 Re-elect Louise Smalley as Director For For Management 11 Elect Rupert Soames as Director For For Management 12 Reappoint Deloitte LLP as Auditors For For Management 13 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 14 Authorise Issue of Equity For For Management 15 Authorise Issue of Equity without For For Management Pre-emptive Rights 16 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 17 Authorise Market Purchase of Ordinary For For Management Shares 18 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- DSV A/S Ticker: DSV Security ID: K3013J154 Meeting Date: SEP 24, 2019 Meeting Type: Special Record Date: SEP 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Change Company Name to DSV Panalpina For For Management A/S; Add DSV A/S as Secondary Name 2 Elect Beat Walti as New Director For For Management 3 Approve Creation of DKK 48.3 Million For Against Management Pool of Capital without Preemptive Rights 4 Approve DKK 6.5 Million Reduction in For For Management Share Capital via Share Cancellation 5 Amend Articles Re: In Addition to For For Management Danish, Make English Corporate Language 6 Amend Articles Re: General Meetings For For Management Can be Held in Danish or English; Documents in Connection with General Meetings and Company Announcements will be in English Only -------------------------------------------------------------------------------- DSV PANALPINA A/S Ticker: DSV Security ID: K3013J154 Meeting Date: MAR 16, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Report of Board None None Management 2 Accept Financial Statements and For For Management Statutory Reports 3 Approve Remuneration of Directors in For For Management the Amount of DKK 500,000 for Ordinary Directors 4 Approve Allocation of Income and For For Management Dividends of DKK 2.50 Per Share 5.1 Reelect Thomas Plenborg as Director For For Management 5.2 Reelect Jorgen Moller as Director For Abstain Management 5.3 Reelect Birgit Norgaard as Director For For Management 5.4 Reelect Annette Sadolin as Director For For Management 5.5 Reelect Malou Aamund as Director For For Management 5.6 Reelect Beat Walti as Director For For Management 5.7 Elect Niels Smedegaard as New Director For For Management 6 Ratify PricewaterhouseCoopers as For For Management Auditors 7.1 Approve DKK 5 Million Reduction in For For Management Share Capital via Share Cancellation 7.2 Authorize Share Repurchase Program For For Management 7.3 Approve Guidelines for Incentive-Based For For Management Compensation for Executive Management and Board 7.4 Amend Articles Re: Agenda of Annual For For Management General Meeting 7.5 Amend Articles Re: Editorial Changes For For Management 8 Other Business None None Management -------------------------------------------------------------------------------- DUFRY AG Ticker: DUFN Security ID: H2082J107 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Yves Gerster as Chairman of For For Management Meeting 2.1 Accept Financial Statements and For For Management Statutory Reports 2.2 Approve Remuneration Report For For Management (Non-Binding) 3 Approve Treatment of Net Loss For For Management 4 Approve Discharge of Board and Senior For For Management Management 5 Approve Increase in Conditional For For Management Capital Pool to CHF 63.5 Million to Cover Exercise of Convertible Bonds 6.1 Reelect Juan Carretero as Director and For For Management Board Chairman 6.2.1 Reelect Jorge Born as Director For For Management 6.2.2 Reelect Claire Chiang as Director For For Management 6.2.3 Reelect Julian Gonzalez as Director For For Management 6.2.4 Reelect Heekyung Min as Director For For Management 6.2.6 Reelect Luis Camino as Director For For Management 6.2.7 Reelect Steven Tadler as Director For For Management 6.2.8 Reelect Lynda Tyler-Cagni as Director For For Management 6.2.9 Elect Mary Guilfoile as Director For For Management 7.1 Appoint Claire Chiang as Member of the For For Management Compensation Committee 7.2 Appoint Heekyung Min as Member of the For For Management Compensation Committee 7.3 Appoint Jorge Born as Member of the For For Management Compensation Committee 8 Ratify Ernst & Young Ltd as Auditors For For Management 9 Designate Altenburger Ltd as For For Management Independent Proxy 10.1 Approve Remuneration of Directors in For For Management the Amount of CHF 8.5 Million 10.2 Approve Remuneration of Executive For For Management Committee in the Amount of CHF 34 Million 11 Transact Other Business (Voting) For Against Management -------------------------------------------------------------------------------- DULUXGROUP LIMITED Ticker: DLX Security ID: Q32914105 Meeting Date: JUL 31, 2019 Meeting Type: Court Record Date: JUL 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Scheme of Arrangement in For For Management Relation to the Proposed Acquisition of the Company by Nippon Paint Holdings Co., Ltd. -------------------------------------------------------------------------------- E-MART, INC. Ticker: 139480 Security ID: Y228A3102 Meeting Date: MAR 25, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Kang Hui-seok as Inside Director For For Management 3.2 Elect Kweon Hyeuk-goo as Inside For For Management Director 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- E.ON SE Ticker: EOAN Security ID: D24914133 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 0.46 per Share 3 Approve Discharge of Management Board For For Management for Fiscal 2019 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2019 5.1 Ratify PricewaterhouseCoopers GmbH as For For Management Auditors for Fiscal 2020 5.2 Ratify PricewaterhouseCoopers GmbH as For For Management Auditors for Half-Year and Quarterly Reports 2020 5.3 Ratify KPMG AG as Auditors for the For For Management First Quarter of Fiscal 2021 6.1 Elect Ulrich Grillo to the Supervisory For For Management Board 6.2 Elect Rolf Martin Schmitz to the For For Management Supervisory Board 6.3 Elect Deborah Wilkens to the For For Management Supervisory Board 7 Approve Creation of EUR 528 Million For For Management Pool of Capital with Partial Exclusion of Preemptive Rights 8 Approve Issuance of Warrants/Bonds For For Management with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 6 Billion; Approve Creation of EUR 264 Million Pool of Capital to Guarantee Conversion Rights 9 Authorize Share Repurchase Program and For For Management Reissuance or Cancellation of Repurchased Shares 10 Authorize Use of Financial Derivatives For For Management when Repurchasing Shares -------------------------------------------------------------------------------- EAST JAPAN RAILWAY CO. Ticker: 9020 Security ID: J1257M109 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 82.5 2 Amend Articles to Reduce Directors' For For Management Term 3.1 Elect Director Tomita, Tetsuro For Abstain Management 3.2 Elect Director Fukasawa, Yuji For Abstain Management 3.3 Elect Director Nishino, Fumihisa For Abstain Management 3.4 Elect Director Maekawa, Tadao For Abstain Management 3.5 Elect Director Ota, Tomomichi For Abstain Management 3.6 Elect Director Akaishi, Ryoji For Abstain Management 3.7 Elect Director Kise, Yoichi For Abstain Management 3.8 Elect Director Sakai, Kiwamu For Abstain Management 3.9 Elect Director Ito, Motoshige For For Management 3.10 Elect Director Amano, Reiko For For Management 3.11 Elect Director Sakuyama, Masaki For Abstain Management 3.12 Elect Director Kawamoto, Hiroko For Abstain Management 4 Appoint Statutory Auditor Kanetsuki, For For Management Seishi -------------------------------------------------------------------------------- EASYJET PLC Ticker: EZJ Security ID: G3030S109 Meeting Date: FEB 06, 2020 Meeting Type: Annual Record Date: FEB 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Final Dividend For For Management 4 Re-elect John Barton as Director For For Management 5 Re-elect Johan Lundgren as Director For For Management 6 Re-elect Andrew Findlay as Director For For Management 7 Re-elect Charles Gurassa as Director For For Management 8 Re-elect Dr Andreas Bierwirth as For For Management Director 9 Re-elect Moya Greene as Director For For Management 10 Re-elect Dr Anastassia Lauterbach as For For Management Director 11 Re-elect Nick Leeder as Director For For Management 12 Re-elect Andy Martin as Director For For Management 13 Re-elect Julie Southern as Director For For Management 14 Elect Catherine Bradley as Director For For Management 15 Reappoint PricewaterhouseCoopers LLP For For Management as Auditors 16 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 17 Authorise EU Political Donations and For For Management Expenditure 18 Authorise Issue of Equity For For Management 19 Authorise Issue of Equity without For For Management Pre-emptive Rights 20 Authorise Market Purchase of Ordinary For For Management Shares 21 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- EASYJET PLC Ticker: EZJ Security ID: G3030S109 Meeting Date: MAY 22, 2020 Meeting Type: Special Record Date: MAY 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Remove John Barton as Director Against Against Shareholder 2 Remove Johan Lundgren as Director Against Against Shareholder 3 Remove Andrew Findlay as Director Against Against Shareholder 4 Remove Dr Andreas Bierwirth as Director Against Against Shareholder -------------------------------------------------------------------------------- EBARA CORP. Ticker: 6361 Security ID: J12600128 Meeting Date: MAR 27, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 30 2.1 Elect Director Maeda, Toichi For For Management 2.2 Elect Director Asami, Masao For For Management 2.3 Elect Director Uda, Sakon For For Management 2.4 Elect Director Sawabe, Hajime For For Management 2.5 Elect Director Yamazaki, Shozo For For Management 2.6 Elect Director Oeda, Hiroshi For For Management 2.7 Elect Director Hashimoto, Masahiro For For Management 2.8 Elect Director Nishiyama, Junko For For Management 2.9 Elect Director Fujimoto, Mie For For Management 2.10 Elect Director Fujimoto, Tetsuji For For Management -------------------------------------------------------------------------------- EDENRED SA Ticker: EDEN Security ID: F3192L109 Meeting Date: MAY 07, 2020 Meeting Type: Annual/Special Record Date: MAY 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 0.70 per Share 4 Approve Stock Dividend Program For For Management 5 Reelect Jean-Paul Bailly as Director For For Management 6 Reelect Dominique D Hinnin as Director For For Management 7 Elect Alexandre de Juniac as Director For For Management 8 Approve Remuneration Policy of For For Management Chairman and CEO 9 Approve Remuneration Policy of Board For For Management Members 10 Approve Remuneration of Directors in For For Management the Aggregate Amount of EUR 700,000 11 Approve Compensation Report of For For Management Corporate Officers 12 Approve Compensation of Bertrand For For Management Dumazy, Chairman and CEO 13 Approve Auditors' Special Report on For For Management Related-Party Transactions Mentioning the Absence of New Conventions 14 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 15 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 16 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 160,515,205 17 Authorize Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 24,320,485 18 Approve Issuance of Equity or For For Management Equity-Linked Securities for Qualified Investors, up to Aggregate Nominal Amount of EUR 24,320,485 19 Authorize Board to Increase Capital in For For Management the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above 20 Authorize Capital Increase of up to 5 For For Management Percent of Issued Capital for Contributions in Kind 21 Authorize Capitalization of Reserves For For Management of Up to EUR 160,515,205 for Bonus Issue or Increase in Par Value 22 Authorize Capital Issuances for Use in For Against Management Employee Stock Purchase Plans 23 Authorize up to 1.5 Percent of Issued For For Management Capital for Use in Restricted Stock Plans Within Performance Conditions Attached 24 Amend Article 15 of Bylaws Re: Board For For Management Deliberation 25 Amend Articles 1, 3, 4, 5, 7, 8, 9, For For Management 10, 12, 13, 14, 16, 17, 18, 19, 20, 21, 22, 23, 24, 26, 27 of Bylaws to Comply with Legal Changes 26 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- EDP RENOVAVEIS SA Ticker: EDPR Security ID: E3847K101 Meeting Date: MAR 26, 2020 Meeting Type: Annual Record Date: MAR 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Consolidated and Standalone For For Management Financial Statements 2 Approve Treatment of Net Loss For For Management 3 Approve Dividends For For Management 4 Approve Consolidated and Standalone For For Management Management Reports, and Corporate Governance Report 5 Approve Non-Financial Information For For Management Statement 6 Appraise Management of Company and For For Management Approve Vote of Confidence to Board of Directors and Executive Committee 7 Ratify Appointment of and Elect Rui For For Management Manuel Rodrigues Lopes Teixeira as Director 8 Authorize Share Repurchase Program For For Management 9 Authorize Issuance of Non-Convertible For For Management and/or Convertible Bonds, Debentures, Warrants, and Other Debt Securities without Preemptive Rights up to EUR 300 Million 10 Approve Remuneration Policy For For Management 11 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- EDP-ENERGIAS DE PORTUGAL SA Ticker: EDP Security ID: X67925119 Meeting Date: APR 16, 2020 Meeting Type: Annual Record Date: APR 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Individual and Consolidated For For Management Financial Statements and Statutory Reports 2 Approve Allocation of Income For For Management 3.1 Appraise Management of Company and For For Management Approve Vote of Confidence to Management Board 3.2 Appraise Supervision of Company and For For Management Approve Vote of Confidence to Supervisory Board 3.3 Appraise Work Performed by Statutory For For Management Auditor and Approve Vote of Confidence to Statutory Auditor 4 Authorize Repurchase and Reissuance of For For Management Shares 5 Authorize Repurchase and Reissuance of For For Management Repurchased Debt Instruments 6 Authorize Increase in Capital up to 10 For For Management Percent via Issuance of Equity or Equity-Linked Securities with Preemptive Rights 7 Approve Statement on Remuneration For For Management Policy Applicable to Executive Board 8 Approve Statement on Remuneration For For Management Policy Applicable to Other Corporate Bodies -------------------------------------------------------------------------------- EIFFAGE SA Ticker: FGR Security ID: F2924U106 Meeting Date: APR 22, 2020 Meeting Type: Annual/Special Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Absence of Dividends 4 Approve Auditors' Special Report on For For Management Related-Party Transactions 5 Reelect Jean-Francois Roverato as For For Management Director 6 Reelect Jean Guenard as Director For For Management 7 Approve Remuneration Policy of Board For For Management Members 8 Approve Remuneration Policy of For Against Management Chairman and CEO 9 Approve Compensation Report For For Management 10 Approve Compensation of Benoit de For Against Management Ruffray, Chairman and CEO 11 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 12 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 13 Authorize Capitalization of Reserves For For Management of Up to EUR 80 Million for Bonus Issue or Increase in Par Value 14 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 156.8 Million 15 Authorize Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 39.2 Million 16 Approve Issuance of Equity or For For Management Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 39.2 Million 17 Authorize Board to Increase Capital in For For Management the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above Under Items 14-16 18 Authorize Capital Increase of up to 10 For For Management Percent of Issued Capital for Contributions in Kind 19 Set Total Limit for Capital Increase For For Management to Result from Issuance Requests Under Items 15, 16 and 18 at EUR 39.2 Million 20 Authorize Capital Issuances for Use in For Against Management Employee Stock Purchase Plans 21 Authorize up to 1 Million Shares for For Against Management Use in Stock Option Plans 22 Amend Article 17 of Bylaws Re: For For Management Employee Representatives 23 Amend Article 23 of Bylaws Re: Written For For Management Consultation 24 Amend Articles 20, 24, 26 and 30 of For For Management Bylaws Re: Board and Censor Remuneration, Chairman of the Board Power and Proxy Forms 25 Textual References Regarding Change of For Against Management Codification 26 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- ELBIT SYSTEMS LTD. Ticker: ESLT Security ID: M3760D101 Meeting Date: NOV 20, 2019 Meeting Type: Annual/Special Record Date: OCT 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Reelect Michael Federmann as Director For For Management 1.2 Reelect Rina Baum as Director For For Management 1.3 Reelect Yoram Ben-Zeev as Director For For Management 1.4 Reelect David Federmann as Director For For Management 1.5 Reelect Dov Ninveh as Director For For Management 1.6 Reelect Ehood (Udi) Nisan as Director For For Management 1.7 Reelect Yuli Tamir as Director For For Management 2 Elect Bilha (Billy) Shapira as For For Management External Director 3 Reappoint Kost, Forer,Gabbay & For For Management Kasierer as Auditors A Vote FOR if you are a controlling None Against Management shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager -------------------------------------------------------------------------------- ELBIT SYSTEMS LTD. Ticker: ESLT Security ID: M3760D101 Meeting Date: FEB 26, 2020 Meeting Type: Special Record Date: JAN 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amended Compensation Policy For For Management for the Directors and Officers of the Company A Vote FOR if you are a controlling None Against Management shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager B1 If you are an Interest Holder as None Against Management defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. B2 If you are a Senior Officer as defined None Against Management in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. B3 If you are an Institutional Investor None For Management as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. -------------------------------------------------------------------------------- ELBIT SYSTEMS LTD. Ticker: ESLT Security ID: M3760D101 Meeting Date: MAR 17, 2020 Meeting Type: Special Record Date: FEB 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Moshe Kaplinsky as External For For Management Director A Vote FOR if you are a controlling None Against Management shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager B1 If you are an Interest Holder as None Against Management defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. B2 If you are a Senior Officer as defined None Against Management in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. B3 If you are an Institutional Investor None For Management as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. -------------------------------------------------------------------------------- ELECTRIC POWER DEVELOPMENT CO., LTD. Ticker: 9513 Security ID: J12915104 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 40 2.1 Elect Director Murayama, Hitoshi For For Management 2.2 Elect Director Watanabe, Toshifumi For For Management 2.3 Elect Director Urashima, Akihito For For Management 2.4 Elect Director Onoi, Yoshiki For For Management 2.5 Elect Director Minaminosono, Hiromi For For Management 2.6 Elect Director Honda, Makoto For For Management 2.7 Elect Director Sugiyama, Hiroyasu For For Management 2.8 Elect Director Kanno, Hitoshi For For Management 2.9 Elect Director Shimada, Yoshikazu For For Management 2.10 Elect Director Sasatsu, Hiroshi For For Management 2.11 Elect Director Kajitani, Go For For Management 2.12 Elect Director Ito, Tomonori For For Management 2.13 Elect Director John Buchanan For For Management 3 Appoint Statutory Auditor Fukuda, Naori For For Management -------------------------------------------------------------------------------- ELECTRICITE DE FRANCE SA Ticker: EDF Security ID: F2940H113 Meeting Date: MAY 07, 2020 Meeting Type: Annual/Special Record Date: MAY 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Article 20 of Bylaws to Comply For For Management with Legal Changes Re: Quorum 2 Amend Article 13 and 16 of Bylaws Re: For For Management Remuneration of Directors and Board Powers 3 Amend Article 15 of Bylaws Re: Board For For Management Members Deliberation via Written Consultation 4 Amend Article 2 of Bylaws Re: For For Management Corporate Purpose 5 Approve Financial Statements and For For Management Statutory Reports 6 Approve Consolidated Financial For For Management Statements and Statutory Reports 7 Approve Allocation of Income and For For Management Dividends of EUR 0.15 per Share 8 Approve Stock Dividend Program For For Management 9 Approve Transaction with French State For For Management RE: Compensation 10 Approve Amendment of Transaction with For For Management Areva and Areva NP Re: Share Transfer of New NP 11 Approve Transaction with French State For For Management RE: Employee Advantages 12 Approve Auditors' Special Report on For For Management Related-Party Transactions 13 Approve Compensation of Jean-Bernard For For Management Levy, Chairman and CEO 14 Approve Compensation Report of For For Management Corporate Officers 15 Approve Remuneration Policy of For For Management Chairman and CEO 16 Approve Remuneration Policy of For For Management Directors 17 Approve Remuneration of Directors in For For Management the Aggregate Amount of EUR 440,000 18 Reelect Claire Pedini as Director For For Management 19 Ratify Appointment of Francois For Against Management Delattre as Director 20 Ratify Appointment of Veronique For Against Management Bedague-Hamilius as Director 21 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 22 Authorize Issuance of Equity or For Against Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 365 Million 23 Authorize Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 290 Million 24 Approve Issuance of Equity or For Against Management Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 290 Million 25 Authorize Board to Increase Capital in For Against Management the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above 26 Authorize Capitalization of Reserves For For Management of Up to EUR 1 Billion for Bonus Issue or Increase in Par Value 27 Authorize Capital Increase of Up to For Against Management EUR 145 Million for Future Exchange Offers 28 Authorize Capital Increase of up to 10 For Against Management Percent of Issued Capital for Contributions in Kind 29 Authorize Capital Issuances for Use in For Against Management Employee Stock Purchase Plans 30 Authorize Capital Issuances for Use in For Against Management Employee Stock Purchase Plans Reserved for Employees of the Group's Subsidiaries 31 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 32 Authorize Filing of Required For For Management Documents/Other Formalities 33 Approve Cancelation of Extra Dividends For For Management per Share for FY 2019 A Approve Allocation of Income and Against Against Shareholder Dividends of EUR 0.15 Per Share -------------------------------------------------------------------------------- ELECTROLUX AB Ticker: ELUX.B Security ID: W24713120 Meeting Date: FEB 21, 2020 Meeting Type: Special Record Date: FEB 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Chairman of Meeting For Did Not Vote Management 2 Prepare and Approve List of For Did Not Vote Management Shareholders 3 Approve Agenda of Meeting For Did Not Vote Management 4 Designate Inspector(s) of Minutes of For Did Not Vote Management Meeting 5 Acknowledge Proper Convening of Meeting For Did Not Vote Management 6 Approve Spin-Off of Subsidiary For Did Not Vote Management Electrolux Professional and Distribution of Shares to Shareholders 7 Close Meeting None None Management -------------------------------------------------------------------------------- ELECTROLUX AB Ticker: ELUX.B Security ID: W24713120 Meeting Date: MAR 31, 2020 Meeting Type: Annual Record Date: MAR 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Chairman of Meeting For Did Not Vote Management 2 Prepare and Approve List of For Did Not Vote Management Shareholders 3 Approve Agenda of Meeting For Did Not Vote Management 4 Designate Inspector(s) of Minutes of For Did Not Vote Management Meeting 5 Acknowledge Proper Convening of Meeting For Did Not Vote Management 6 Receive Financial Statements and None None Management Statutory Reports 7 Receive President's Report None None Management 8 Accept Financial Statements and For Did Not Vote Management Statutory Reports 9 Approve Discharge of Board and For Did Not Vote Management President 10 Approve Allocation of Income and For Did Not Vote Management Dividends of SEK 8.50 Per Share 11 Determine Number of Members (9) and For Did Not Vote Management Deputy Members (0) of Board 12 Approve Remuneration of Directors in For Did Not Vote Management the Amount SEK 2.3 Million for Chairman and SEK 660,000 for Other Directors; Approve Remuneration of Committee Work; Approve Remuneration of Auditor 13.a Reelect Staffan Bohman as Director For Did Not Vote Management 13.b Reelect Petra Hedengran as Director For Did Not Vote Management 13.c Elect Henrik Henriksson as New Director For Did Not Vote Management 13.d Reelect Ulla Litzen as Director For Did Not Vote Management 13.e Elect Karin Overbeck as New Director For Did Not Vote Management 13.f Reelect Fredrik Persson as Director For Did Not Vote Management 13.g Reelect David Porter as Director For Did Not Vote Management 13.h Reelect Jonas Samuelson as Director For Did Not Vote Management 13.i Reelect Kai Warn as Director For Did Not Vote Management 13.j Reelect Staffan Bohman as Board For Did Not Vote Management Chairman 14 Ratify Deloitte as Auditors For Did Not Vote Management 15 Approve Remuneration Policy And Other For Did Not Vote Management Terms of Employment For Executive Management 16 Approve Performance Based Long-Term For Did Not Vote Management Incentive Plan (Share Program 2020) 17.a Authorize Share Repurchase Program For Did Not Vote Management 17.b Authorize Reissuance of Repurchased For Did Not Vote Management Shares 17.c Authorize a Transfer of Maximum 25,000 For Did Not Vote Management Class B Shares in Connection with 2018 Share Program 18 Close Meeting None None Management -------------------------------------------------------------------------------- ELEKTA AB Ticker: EKTA.B Security ID: W2479G107 Meeting Date: AUG 22, 2019 Meeting Type: Annual Record Date: AUG 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Chairman of Meeting For Did Not Vote Management 3 Prepare and Approve List of For Did Not Vote Management Shareholders 4 Approve Agenda of Meeting For Did Not Vote Management 5 Designate Inspector(s) of Minutes of For Did Not Vote Management Meeting 6 Acknowledge Proper Convening of Meeting For Did Not Vote Management 7 Receive Financial Statements and None None Management Statutory Reports 8 Receive President's Report None None Management 9 Accept Financial Statements and For Did Not Vote Management Statutory Reports 10 Approve Allocation of Income and For Did Not Vote Management Dividends of SEK 1.80 Per Share 11 Approve Discharge of Board and For Did Not Vote Management President 12 Receive Nominating Committee's Report None None Management 13 Determine Number of Members (8) and For Did Not Vote Management Deputy Members (0) of Board 14 Approve Remuneration of Directors in For Did Not Vote Management the Aggregate Amount of SEK 5.1 Million; Approve Remuneration of Auditors 15 Reelect Laurent Leksell, Caroline For Did Not Vote Management Leksell Cooke, Johan Malmqvist, Tomas Puusepp, Wolfgang Reim, Jan Secher, Birgitta Stymne Goransson and Cecilia Wikstrom as Directors 16 Ratify Ernst & Young as Auditors For Did Not Vote Management 17 Approve Remuneration Policy And Other For Did Not Vote Management Terms of Employment For Executive Management 18.a Approve Performance Share Plan 2019 For Did Not Vote Management 18.b Approve Equity Plan Financing For Did Not Vote Management 19 Approve Equity Plan Financing of 2017 For Did Not Vote Management and 2018 Performance Share Plans 20.a Authorize Share Repurchase Program For Did Not Vote Management 20.b Authorize Reissuance of Repurchased For Did Not Vote Management Shares 21 Authorize Chairman of Board and For Did Not Vote Management Representatives of Four of Company's Largest Shareholders to Serve on Nominating Committee 22.a Eliminate Differentiated Voting Rights None Did Not Vote Shareholder 22.b Delete Following Paragraphs in Article None Did Not Vote Shareholder 5 22.c Convert All Shares of Series A and None Did Not Vote Shareholder Series B into Shares without Serial Designation 22.d Instruct Board to Work for the Swedish None Did Not Vote Shareholder Companies Act to be Amended so that the Possibility of Differentiation of Voting Rights is Abolished 22.e Instruct Board to Present Proposal to None Did Not Vote Shareholder Represent Small and Middle-sized Shareholders in Board and Nominating Committee 23 Close Meeting None None Management -------------------------------------------------------------------------------- ELIA GROUP SA/NV Ticker: ELI Security ID: B35656105 Meeting Date: MAY 19, 2020 Meeting Type: Annual/Special Record Date: MAY 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Directors' Reports (Non-Voting) None None Management 2 Receive Auditors' Reports (Non-Voting) None None Management 3 Approve Financial Statements and For For Management Allocation of Income 4 Approve Remuneration Report For Against Management 5 Receive Directors' Report on None None Management Consolidated Financial Statements 6 Receive Auditors' Report on None None Management Consolidated Financial Statements 7 Receive Consolidated Financial None None Management Statements and Statutory Reports (Non-Voting) 8 Approve Discharge of Directors For For Management 9 Approve Discharge of Auditor For For Management 10.1 Reelect Saskia Van Uffelen, Frank For Against Management Donck and Luc De Temmerman as Independent Directors 10.2 Elect Geert Versnick and Luc Hujoel as For For Management Directors 11 Elect Kris Peeters as Director For For Management 12 Ratify Ernst & Young as Auditors and For For Management Approve Auditors' Remuneration 13 Transact Other Business None None Management 1.1 Receive Special Board Report and None None Management Auditor Report Re: Section 7:179 and 7:191 of the Companies and Associations Code 1.2 Approve All Employee Share Plan up to For For Management EUR 6 million 1.3 Authorize Implementation of Approved For For Management Resolutions and Filing of Required Documents/Formalities at Trade Registry 2 Amend Article 24.1 and 27 Re: New For For Management Provisions of the Code of Companies and Associations -------------------------------------------------------------------------------- ELIS SA Ticker: ELIS Security ID: F2976F106 Meeting Date: JUN 30, 2020 Meeting Type: Annual/Special Record Date: JUN 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Treatment of Losses For For Management 4 Approve Auditors' Special Report on For For Management Related-Party Transactions 5 Elect Fabrice Barthelemy as For For Management Supervisory Board Member 6 Elect Amy Flikerski as Supervisory For For Management Board Member 7 Approve Remuneration Policy of the For For Management Chairman of the Supervisory Board 8 Approve Remuneration Policy of For For Management Supervisory Board Members 9 Approve Remuneration Policy of the For For Management Chairman of the Management Board 10 Approve Remuneration Policy of Members For For Management of the Management Board 11 Approve Compensation of Report of For For Management Corporate Officers 12 Approve Compensation of Thierry Morin, For For Management Chairman of the Supervisory Board 13 Approve Compensation of Xavier For For Management Martire, Chairman of the Management Board 14 Approve Compensation of Louis Guyot, For For Management Management Board Member 15 Approve Compensation of Matthieu For For Management Lecharny, Management Board Member 16 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 17 Authorize Capitalization of Reserves For For Management of Up to EUR 130 Million for Bonus Issue or Increase in Par Value 18 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 110 Million 19 Authorize Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 22 Million or for Future Exchange Offers 20 Approve Issuance of Equity or For For Management Equity-Linked Securities for up to 10 Percent of Issued Capital Per Year for Private Placements 21 Authorize Board to Set Issue Price for For For Management 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights 22 Authorize Board to Increase Capital in For For Management the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above 23 Authorize Capital Increase of up to 10 For For Management Percent of Issued Capital for Contributions in Kind 24 Authorize Capital Issuances for Use in For Against Management Employee Stock Purchase Plans 25 Authorize Capital Issuances for Use in For Against Management Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries 26 Set Total Limit for Capital Increase For For Management to Result from Issuance Requests Under Items 18-20 and 22-23 at EUR 110 Million 27 Authorize up to 2.5 Percent of Issued For For Management Capital for Use in Restricted Stock Plans 28 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 29 Amend Article 17 of Bylaws Re: For For Management Supervisory Board Composition 30 Amend Article 19 of Bylaws Re: Written For For Management Consultation 31 Amend Article 21 of Bylaws Re: For For Management Supervisory Board Remuneration 32 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- ELISA OYJ Ticker: ELISA Security ID: X1949T102 Meeting Date: APR 02, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Call the Meeting to Order None None Management 3 Designate Inspector or Shareholder For For Management Representative(s) of Minutes of Meeting 4 Acknowledge Proper Convening of Meeting For For Management 5 Prepare and Approve List of For For Management Shareholders 6 Receive Financial Statements and None None Management Statutory Reports 7 Accept Financial Statements and For For Management Statutory Reports 8 Approve Allocation of Income and For For Management Dividends of EUR 1.85 Per Share 9 Approve Discharge of Board and For For Management President 10 Approve Remuneration Policy And Other For Against Management Terms of Employment For Executive Management 11 Approve Remuneration of Directors in For For Management the Amount of EUR 123,000 for Chairman, EUR 82,000 for Vice Chairman and the Chairman of the Committees, and EUR 67,000 for Other Directors; Approve Meeting Fees 12 Fix Number of Directors at Seven For For Management 13 Reelect Clarisse Berggardh (Vice For For Management Chair), Kim Ignatius, Seija Turunen, Anssi Vanjoki (Chair) and Antti Vasara as Directors; Elect Mr Topi Manner and Ms Eva-Lotta Sjostedt as New Directors 14 Approve Remuneration of Auditors For For Management 15 Ratify KPMG as Auditors For For Management 16 Amend Articles Re: General Meeting For For Management 17 Authorize Share Repurchase Program For For Management 18 Approve Issuance of up to 15 Million For For Management Shares without Preemptive Rights 19 Close Meeting None None Management -------------------------------------------------------------------------------- EMS-CHEMIE HOLDING AG Ticker: EMSN Security ID: H22206199 Meeting Date: AUG 10, 2019 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Acknowledge Proper Convening of Meeting None None Management 3.1 Accept Financial Statements and For For Management Statutory Reports 3.2.1 Approve Remuneration of Board of For For Management Directors in the Amount of CHF 835,884 3.2.2 Approve Remuneration of Executive For Against Management Committee in the Amount of CHF 3.1 Million 4 Approve Allocation of Income and For For Management Ordinary Dividends of CHF 15.50 per Share and Special Dividends of CHF 4. 25 per Share 5 Approve Discharge of Board and Senior For For Management Management 6.1.1 Reelect Ulf Berg as Director, Board For Against Management Chairman, and Member of the Compensation Committee 6.1.2 Reelect Magdelena Martullo as Director For For Management 6.1.3 Reelect Joachim Streu as Director For For Management 6.1.4 Reelect Bernhard Merki as Director and For Against Management Member of the Compensation Committee 6.1.5 Reelect Christoph Maeder as Director For Against Management and Member of the Compensation Committee 6.2 Ratify Ernst & Young AG as Auditors For For Management 6.3 Designate Robert Daeppen as For For Management Independent Proxy 7 Transact Other Business (Voting) For Against Management -------------------------------------------------------------------------------- ENAGAS SA Ticker: ENG Security ID: E41759106 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: JUN 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Consolidated and Standalone For For Management Financial Statements 2 Approve Non-Financial Information For For Management Statement 3 Approve Allocation of Income and For For Management Dividends 4 Approve Dividends Charged Against For For Management Unrestricted Reserves 5 Approve Discharge of Board For For Management 6.1 Amend Article 27 Re: Meeting For For Management Attendance by Telematic Means 6.2 Amend Article 35 Re: Board Composition For For Management 6.3 Amend Article 39 Re: Board Meetings by For For Management Telematic Means 6.4 Amend Article 44 Re: Audit and For For Management Compliance Committee 6.5 Amend Articles Re: Appointments, For For Management Remuneration and Corporate Social Responsibility Committee 6.6 Add Article 53.bis Re: Dividend in Kind For For Management 7 Amend Articles of General Meeting For For Management Regulations Re: Attendance by Telematic Means 8.1 Reelect Sociedad Estatal de For Against Management Participaciones Industriales (SEPI) as Director 8.2 Elect Jose Blanco Lopez as Director For For Management 8.3 Elect Jose Montilla Aguilera as For For Management Director 8.4 Elect Cristobal Jose Gallego Castillo For For Management as Director 9 Authorize Share Repurchase Program For For Management 10 Amend Remuneration Policy For For Management 11 Advisory Vote on Remuneration Report For For Management 12 Receive Amendments to Board of None None Management Directors Regulations 13 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- ENBRIDGE INC. Ticker: ENB Security ID: 29250N105 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Pamela L. Carter For For Management 1.2 Elect Director Marcel R. Coutu For For Management 1.3 Elect Director Susan M. Cunningham For For Management 1.4 Elect Director Gregory L. Ebel For Withhold Management 1.5 Elect Director J. Herb England For For Management 1.6 Elect Director Charles W. Fischer For For Management 1.7 Elect Director Gregory J. Goff For For Management 1.8 Elect Director V. Maureen Kempston For For Management Darkes 1.9 Elect Director Teresa S. Madden For For Management 1.10 Elect Director Al Monaco For For Management 1.11 Elect Director Dan C. Tutcher For For Management 2 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 3 Approve Shareholder Rights Plan For Against Management 4 Amend By-Law No. 1 of Enbridge For For Management 5 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- ENDESA SA Ticker: ELE Security ID: E41222113 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: APR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Consolidated and Standalone For For Management Financial Statements 2 Approve Consolidated and Standalone For For Management Management Reports 3 Approve Non-Financial Information For For Management Statement 4 Approve Discharge of Board For For Management 5 Approve Allocation of Income and For For Management Dividends 6 Authorize Issuance of Convertible For For Management Bonds, Debentures, Warrants, and Other Debt Securities up to EUR 6 Billion with Exclusion of Preemptive Rights up to 10 Percent of Capital 7 Authorize Share Repurchase Program For For Management 8 Amend Articles Re: Board Committees For For Management 9 Amend Articles Re: General Meetings For Against Management 10 Amend Article 56 Re: Non-Financial For For Management Information Statement 11 Amend Article 6 of General Meeting For For Management Regulations Re: Non-Financial Information Statement 12 Amend Articles of General Meeting For Against Management Regulations Re: Minimum Number of Shares to Attend and Remote and Electronic Participation 13 Ratify Appointment of and Elect For For Management Antonio Cammisecra as Director 14 Elect Pilar Gonzalez de Frutos as For For Management Director 15 Elect Eugenia Bieto Caubet as Director For For Management 16 Elect Alicia Koplowitz y Romero de For For Management Juseu as Director 17 Fix Number of Directors at 13 For For Management 18 Approve Remuneration Report For For Management 19 Approve Remuneration Policy For For Management 20 Approve Strategic Incentive Plan For For Management 21 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- ENEL SPA Ticker: ENEL Security ID: T3679P115 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAY 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income For For Management 3 Authorize Share Repurchase Program and For For Management Reissuance of Repurchased Shares 4 Fix Number of Directors For For Management 5 Fix Board Terms for Directors For For Management 6.1 Slate 1 Submitted by Ministry of None Against Shareholder Economy and Finance 6.2 Slate 2 Submitted by Institutional None For Shareholder Investors (Assogestioni) 7 Elect Michele Alberto Fabiano None For Shareholder Crisostomo as Board Chair 8 Approve Remuneration of Directors For For Management 9 Approve Long Term Incentive Plan For For Management 10.1 Approve Remuneration Policy For Against Management 10.2 Approve Second Section of the For For Management Remuneration Report A Deliberations on Possible Legal Action None Against Management Against Directors if Presented by Shareholders -------------------------------------------------------------------------------- ENGIE SA Ticker: ENGI Security ID: F7629A107 Meeting Date: MAY 14, 2020 Meeting Type: Annual/Special Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Treatment of Losses For For Management 4 Approve Termination Package of For Against Management Isabelle Kocher, CEO Until Feb. 24, 2020 5 Approve Auditors' Special Report on For For Management Related-Party Transactions Mentioning the Absence of New Transactions 6 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 7 Reelect Fabrice Bregier as Director For For Management 8 Reelect Lord Peter Ricketts of For For Management Shortlands as Director 9 Renew Appointment of Ernst & Young et For Against Management Autres as Auditor 10 Renew Appointment of Deloitte & For Against Management Associes as Auditor 11 Approve Compensation Report of For For Management Corporate Officers 12 Approve Compensation of Jean-Pierre For For Management Clamadieu, Chairman of the Board 13 Approve Compensation of Isabelle For Against Management Kocher, CEO 14 Approve Remuneration Policy of For For Management Directors 15 Approve Remuneration Policy of For For Management Chairman of the Board 16 Approve Remuneration Policy of CEO For Against Management Until Feb. 24, 2020 17 Approve Remuneration Policy of CEO For For Against Management Transitional Period Since Feb. 24, 2020 Until Appointment of New CEO 18 Approve Remuneration Policy of New CEO For Against Management 19 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 225 Million 20 Authorize Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 225 Million 21 Approve Issuance of Equity or For For Management Equity-Linked Securities for Private Placements , up to Aggregate Nominal Amount of EUR 225 Million 22 Authorize Board to Increase Capital in For For Management the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above 23 Authorize Capital Increase of up to 10 For For Management Percent of Issued Capital for Contributions in Kind 24 Set Total Limit for Capital Increase For For Management to Result from Issuance Requests Under Items 19-23 and 27-28 at EUR 265 Million 25 Authorize Capitalization of Reserves For Against Management for Bonus Issue or Increase in Par Value 26 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 27 Authorize Capital Issuances for Use in For Against Management Employee Stock Purchase Plans 28 Authorize Capital Issuances for Use in For Against Management Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries 29 Amend Article 2 of Bylaws Re: Update For For Management Corporate Purpose 30 Add Corporate Purpose and Amend For For Management Article 2 of Bylaws Accordingly 31 Amend Articles 6, 13, 17 and 23 of For For Management Bylaws to Comply with Legal Changes 32 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- ENI SPA Ticker: ENI Security ID: T3643A145 Meeting Date: MAY 13, 2020 Meeting Type: Annual/Special Record Date: MAY 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income For For Management 3 Fix Number of Directors For For Management 4 Fix Board Terms for Directors For For Management 5.1 Slate Submitted by Ministry of Economy None For Shareholder and Finance 5.2 Slate Submitted by Institutional None Against Shareholder Investors (Assogestioni) 6 Elect Lucia Calvosa as Board Chair None For Shareholder 7 Approve Remuneration of Directors None For Shareholder 8.1 Slate Submitted by Ministry of Economy None For Shareholder and Finance 8.2 Slate Submitted by Institutional None Against Shareholder Investors (Assogestioni) 9 Appoint Chairman of Internal Statutory None For Shareholder Auditors 10 Approve Internal Auditors' Remuneration None For Shareholder 11 Approve Long Term Incentive Plan For For Management 2020-2022 12 Approve Remuneration Policy For For Management 13 Approve Second Section of the For For Management Remuneration Report 14 Authorize Cancellation of Treasury For For Management Shares without Reduction of Share Capital; Amend Article 5.1 A Deliberations on Possible Legal Action None Against Management Against Directors if Presented by Shareholders -------------------------------------------------------------------------------- EPIROC AB Ticker: EPI.A Security ID: W25918108 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAY 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting; Elect Chairman of Meeting For Did Not Vote Management 2 Prepare and Approve List of For Did Not Vote Management Shareholders 3 Approve Agenda of Meeting For Did Not Vote Management 4 Designate Inspector(s) of Minutes of For Did Not Vote Management Meeting 5 Acknowledge Proper Convening of Meeting For Did Not Vote Management 6 Receive Financial Statements and None None Management Statutory Reports 7 Receive President's Report None None Management 8.a Accept Financial Statements and For Did Not Vote Management Statutory Reports 8.b Approve Discharge of Board and For Did Not Vote Management President 8.c Approve Allocation of Income and For Did Not Vote Management Dividends of SEK 1.20 Per Share 8.d Approve Record Date for Dividend For Did Not Vote Management Payment 9.a Determine Number of Members (9) and For Did Not Vote Management Deputy Members of Board 9.b Determine Number of Auditors (1) and For Did Not Vote Management Deputy Auditors 10.a Reelect Lennart Evrell, Johan For Did Not Vote Management Forssell, Jeane Hull, Ronnie Leten, Ulla Litzen, Astrid Skarheim Onsum and Anders Ullberg as Directors; Elect Sigurd Mareels and Helena Hedblom as New Directors 10.b Reelect Ronnie Leten as Board Chairman For Did Not Vote Management 10.c Ratify Deloitte as Auditors For Did Not Vote Management 11.a Approve Remuneration of Directors in For Did Not Vote Management the Amount of SEK 2.05 Million for Chair and SEK 640,000 for Other Directors; Approve Partly Remuneration in Synthetic Shares; Approve Remuneration for Committee Work 11.b Approve Remuneration of Auditors For Did Not Vote Management 12.a Approve Remuneration Policy And Other For Did Not Vote Management Terms of Employment For Executive Management 12.b Approve Stock Option Plan 2020 for Key For Did Not Vote Management Employees 13.a Approve Equity Plan Financing Through For Did Not Vote Management Repurchase of Class A Shares 13.b Approve Repurchase of Shares to Pay 50 For Did Not Vote Management Per cent of Director's Remuneration in Synthetic Shares 13.c Approve Equity Plan Financing Through For Did Not Vote Management Transfer of Class A Shares to Participants 13.d Approve Sale of Class A Shares to For Did Not Vote Management Finance Director Remuneration in Synthetic Shares 13.e Approve Sale of Class A Shares to For Did Not Vote Management Finance Stock Option Plan 2015, 2016 and 2017 14 Close Meeting None None Management -------------------------------------------------------------------------------- EPIROC AB Ticker: EPI.A Security ID: W25918116 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAY 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting; Elect Chairman of Meeting For Did Not Vote Management 2 Prepare and Approve List of For Did Not Vote Management Shareholders 3 Approve Agenda of Meeting For Did Not Vote Management 4 Designate Inspector(s) of Minutes of For Did Not Vote Management Meeting 5 Acknowledge Proper Convening of Meeting For Did Not Vote Management 6 Receive Financial Statements and None None Management Statutory Reports 7 Receive President's Report None None Management 8.a Accept Financial Statements and For Did Not Vote Management Statutory Reports 8.b Approve Discharge of Board and For Did Not Vote Management President 8.c Approve Allocation of Income and For Did Not Vote Management Dividends of SEK 1.20 Per Share 8.d Approve Record Date for Dividend For Did Not Vote Management Payment 9.a Determine Number of Members (9) and For Did Not Vote Management Deputy Members of Board 9.b Determine Number of Auditors (1) and For Did Not Vote Management Deputy Auditors 10.a Reelect Lennart Evrell, Johan For Did Not Vote Management Forssell, Jeane Hull, Ronnie Leten, Ulla Litzen, Astrid Skarheim Onsum and Anders Ullberg as Directors; Elect Sigurd Mareels and Helena Hedblom as New Directors 10.b Reelect Ronnie Leten as Board Chairman For Did Not Vote Management 10.c Ratify Deloitte as Auditors For Did Not Vote Management 11.a Approve Remuneration of Directors in For Did Not Vote Management the Amount of SEK 2.05 Million for Chair and SEK 640,000 for Other Directors; Approve Partly Remuneration in Synthetic Shares; Approve Remuneration for Committee Work 11.b Approve Remuneration of Auditors For Did Not Vote Management 12.a Approve Remuneration Policy And Other For Did Not Vote Management Terms of Employment For Executive Management 12.b Approve Stock Option Plan 2020 for Key For Did Not Vote Management Employees 13.a Approve Equity Plan Financing Through For Did Not Vote Management Repurchase of Class A Shares 13.b Approve Repurchase of Shares to Pay 50 For Did Not Vote Management Per cent of Director's Remuneration in Synthetic Shares 13.c Approve Equity Plan Financing Through For Did Not Vote Management Transfer of Class A Shares to Participants 13.d Approve Sale of Class A Shares to For Did Not Vote Management Finance Director Remuneration in Synthetic Shares 13.e Approve Sale of Class A Shares to For Did Not Vote Management Finance Stock Option Plan 2015, 2016 and 2017 14 Close Meeting None None Management -------------------------------------------------------------------------------- EQUINOR ASA Ticker: EQNR Security ID: R2R90P103 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Registration of Attending Shareholders None None Management and Proxies 3 Elect Chairman of Meeting; Designate For Did Not Vote Management Inspector(s) of Minutes of Meeting 4 Approve Notice of Meeting and Agenda For Did Not Vote Management 5 Designate Inspector(s) of Minutes of For Did Not Vote Management Meeting 6 Accept Financial Statements and For Did Not Vote Management Statutory Reports; Approve Allocation of Income and Dividends of USD 0.27 Per Share 7 Approve Board to Distribute Dividends For Did Not Vote Management 8 Approve NOK 202.4 Million Reduction in For Did Not Vote Management Share Capital via Share Cancellation 9 Instruct Company to Set and Publish Against Did Not Vote Shareholder Targets Aligned with the Goal of the Paris Climate Agreement to Limit Global Warming 10 Instruct Company to Stop all Against Did Not Vote Shareholder Exploration Activity and Test Drilling for Fossil Energy resources 11 Instruct Company to Consider the Against Did Not Vote Shareholder Health Effects of Global Warming due to Fossil Energy in the Company's Further Strategy 12 Instruct Company to Refrain from Oil Against Did Not Vote Shareholder and Gas Exploration and Production Activities in Certain Areas 13 Instruct Company to Stop All Oil and Against Did Not Vote Shareholder Gas Activities Outside the Norwegian Continental Shelf 14 Instruct Board to Present New Against Did Not Vote Shareholder Direction for the Company Including Phasing Out of All Exploration Activities Within Two Years 15 Approve Company's Corporate Governance For Did Not Vote Management Statement 16.1 Approve Remuneration Policy And Other For Did Not Vote Management Terms of Employment For Executive Management (Advisory) 16.2 Approve Remuneration Policy And Other For Did Not Vote Management Terms of Employment For Executive Management (Binding) 17 Approve Remuneration of Auditors For Did Not Vote Management 18 Elect All Members and Deputy Members For Did Not Vote Management of Corporate Assembly Bundled 18.1 Reelect Tone Lunde Bakker (Chair) as For Did Not Vote Management Member of Corporate Assembly 18.2 Reelect Nils Bastiansen (Vice Chair) For Did Not Vote Management as Member of Corporate Assembly 18.3 Reelect Greger Mannsverk as Member of For Did Not Vote Management Corporate Assembly 18.4 Reelect Terje Venold as Member of For Did Not Vote Management Corporate Assembly 18.5 Reelect Kjersti Kleven as Member of For Did Not Vote Management Corporate Assembly 18.6 Reelect Finn Kinserdal as Member of For Did Not Vote Management Corporate Assembly 18.7 Reelect Jarle Roth as Member of For Did Not Vote Management Corporate Assembly 18.8 Reelect Kari Skeidsvoll Moe as Member For Did Not Vote Management of Corporate Assembly 18.9 Elect Kjerstin Fyllingen as Member of For Did Not Vote Management Corporate Assembly 18.10 Elect Kjerstin Rasmussen Braathen as For Did Not Vote Management Member of Corporate Assembly 18.11 Elect Mari Rege as Member of Corporate For Did Not Vote Management Assembly 18.12 Elect Brynjar Kristian Forbergskog as For Did Not Vote Management Member of Corporate Assembly 18.13 Elect Knut Nesse as 1st Deputy Member For Did Not Vote Management of Corporate Assembly 18.14 Elect Trond Straume as 2nd Deputy For Did Not Vote Management Member of Corporate Assembly 18.15 Reelect Nina Kivijervi Jonassen as 3rd For Did Not Vote Management Deputy Member of Corporate Assembly 18.16 Reelect Martin Wien Fjell as 4th For Did Not Vote Management Deputy Member of Corporate Assembly 19 Approve Remuneration of Corporate For Did Not Vote Management Assembly 20 Elect All Members of Nominating For Did Not Vote Management Committee Bundled 20.1 Reelect Tone Lunde Bakker (Chair) as For Did Not Vote Management Member of Nominating Committee 20.2 Elect Bjorn Stale Haavik as Member of For Did Not Vote Management Nominating Committee with Personal Deputy Andreas Hilding Eriksen 20.3 Reelect Jarle Roth as Member of For Did Not Vote Management Nominating Committee 20.4 Reelect Berit L. Henriksen as Member For Did Not Vote Management of Nominating Committee 21 Approve Remuneration of Nominating For Did Not Vote Management Committee 22 Approve Equity Plan Financing For Did Not Vote Management 23 Authorize Share Repurchase Program For Did Not Vote Management -------------------------------------------------------------------------------- ESSITY AB Ticker: ESSITY.B Security ID: W3R06F100 Meeting Date: APR 02, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting; Elect Chairman of Meeting For Did Not Vote Management 2 Prepare and Approve List of For Did Not Vote Management Shareholders 3 Designate Inspector(s) of Minutes of For Did Not Vote Management Meeting 4 Acknowledge Proper Convening of Meeting For Did Not Vote Management 5 Approve Agenda of Meeting For Did Not Vote Management 6 Receive Financial Statements and None None Management Statutory Reports 7 Receive President's Report None None Management 8.a Accept Financial Statements and For Did Not Vote Management Statutory Reports 8.b Approve Allocation of Income and For Did Not Vote Management Dividends of SEK 6.25 Per Share 8.c Approve Discharge of Board and For Did Not Vote Management President 9 Determine Number of Members (9) and For Did Not Vote Management Deputy Members (0) of Board 10 Determine Number of Auditors (1) and For Did Not Vote Management Deputy Auditors (0) 11 Approve Remuneration of Directors in For Did Not Vote Management the Amount of SEK 2.4 Million for Chairman and SEK 800,000 for Other Directors; Approve Remuneration for Committee Work; Approve Remuneration of Auditors 12.a Reelect Ewa Bjorling as Director For Did Not Vote Management 12.b Reelect Par Boman as Director For Did Not Vote Management 12.c Reelect Maija-Liisa Friman as Director For Did Not Vote Management 12.d Reelect Annemarie Gardshol as Director For Did Not Vote Management 12.e Reelect Magnus Groth as Director For Did Not Vote Management 12.f Reelect Bert Nordberg as Director For Did Not Vote Management 12.g Reelect Louise Svanberg as Director For Did Not Vote Management 12.h Reelect Lars Rebien Sorensen as For Did Not Vote Management Director 12.i Reelect Barbara M. Thoralfsson as For Did Not Vote Management Director 13 Reelect Par Boman as Board Chairman For Did Not Vote Management 14 Ratify Ernst & Young as Auditors For Did Not Vote Management 15 Authorize Chairman of Board and For Did Not Vote Management Representatives of Four of Company's Largest Shareholders to Serve on Nominating Committee 16 Approve Remuneration Policy And Other For Did Not Vote Management Terms of Employment For Executive Management 17 Amend Articles of Association Re: For Did Not Vote Management Participation in the General Meeting 18 Close Meeting None None Management -------------------------------------------------------------------------------- EURAZEO SE Ticker: RF Security ID: F3296A108 Meeting Date: APR 30, 2020 Meeting Type: Annual/Special Record Date: APR 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income and For For Management Absence of Dividends 3 Approve Consolidated Financial For For Management Statements and Statutory Reports 4 Approve Auditors' Special Report on For Against Management Related-Party Transactions 5 Reelect Jean-Charles Decaux as For Against Management Supervisory Board Member 6 Reelect Georges Pauget as Supervisory For For Management Board Member 7 Reelect Victoire de Margerie as For For Management Supervisory Board Member 8 Reelect Roland du Luart as Supervisory For Against Management Board Member 9 Approve Remuneration Policy of Members For For Management of Supervisory Board 10 Approve Remuneration Policy of Members For For Management of Management Board 11 Approve Compensation Report of For For Management Corporate Officers 12 Approve Compensation of Michel For For Management David-Weill, Chairman of the Supervisory Board 13 Approve Compensation of Virginie For Against Management Morgon, Chairman of the Management Board 14 Approve Compensation of Philippe For Against Management Audouin, Member of Management Board 15 Approve Compensation of Nicolas Huet, For Against Management Member of Management Board 16 Approve Compensation of Olivier For Against Management Millet, Member of Management Board 17 Renew Appointment of For For Management PricewaterhouseCoopers Audit as Auditor 18 Authorize Repurchase of Up to 10 For Against Management Percent of Issued Share Capital 19 Authorize Capitalization of Reserves For Against Management of Up to EUR 2 Billion for Bonus Issue or Increase in Par Value 20 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 110 Million 21 Authorize Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 24 Million 22 Approve Issuance of Equity or For For Management Equity-Linked Securities for Private Placements 23 Authorize Board to Set Issue Price for For For Management 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights 24 Authorize Board to Increase Capital in For For Management the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above 25 Authorize Capital Increase of up to 10 For For Management Percent of Issued Capital for Contributions in Kind 26 Set Total Limit for Capital Increase For For Management to Result from Issuance Requests Under Items 20-25 at EUR 110 Million and from All Issuance Requests without Preemptive Rights Above at EUR 24 Million 27 Amend Article 13 of Bylaws Re: Board For For Management Members Deliberation via Written Consultation 28 Amend Article 25 of Bylaws Re: Extra For Against Management Dividend for Long Term Registered Shares 29 Amend Articles 11, 15, 20 and 21 of For For Management Bylaws to Comply with Legal Changes Re: Supervisory and Management Boards 30 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- EUROFINS SCIENTIFIC SE Ticker: ERF Security ID: F3322K104 Meeting Date: JUN 26, 2020 Meeting Type: Annual/Special Record Date: JUN 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive and Approve Board's Reports For For Management 2 Receive and Approve Director's Special For For Management Reports Re: Operations Carried Out Under the Authorized Capital Established 3 Receive and Approve Auditor's Reports For For Management 4 Approve Consolidated Financial For For Management Statements and Statutory Reports 5 Approve Financial Statements For For Management 6 Approve Allocation of Income For For Management 7 Approve Discharge of Directors For For Management 8 Approve Discharge of Auditors For For Management 9 Approve Remuneration Policy For Against Management 10 Approve Remuneration Report For Against Management 11 Reelect Anthony Stuart Anderson as For For Management Director 12 Reelect Gilles Martin as Director For Against Management 13 Reelect Valerie Hanote as Director For For Management 14 Reelect Yves-Loic Martin as Director For For Management 15 Elect Pascal Rakovsky as Director For For Management 16 Renew Appointment of Deloitte Audit as For Against Management Auditor 17 Approve Remuneration of Directors For For Management 18 Acknowledge Information on Repurchase For For Management Program 19 Authorize Board to Ratify and Execute For For Management Approved Resolutions 1 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 2 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- EURONEXT NV Ticker: ENX Security ID: N3113K397 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: APR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Presentation by CEO None None Management 3.a Receive Explanation on Company's None None Management Reserves and Dividend Policy 3.b Adopt Remuneration Report For For Management 3.c Adopt Financial Statements For For Management 3.d Approve Dividends of EUR 1.59 Per Share For For Management 3.e Approve Discharge of Management Board For For Management 3.f Approve Discharge of Supervisory Board For For Management 4.a Reelect Dick Sluimers to Supervisory For For Management Board 5.a Elect Oivind Amundsen to Management For For Management Board 5.b Elect Georges Lauchard to Management For For Management Board 6 Approve Remuneration Policy for For Against Management Management Board 7 Approve Remuneration Policy for For For Management Supervisory Board 8 Ratify Ernst & Young as Auditors For For Management 9.a Grant Board Authority to Issue Shares For For Management Up to 10 Percent of Issued Capital 9.b Authorize Board to Exclude Preemptive For For Management Rights from Share Issuances 10 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 11 Authorize Management or Supervisory For For Management Board to Grant Rights to French Beneficiaries 12 Other Business (Non-Voting) None None Management 13 Close Meeting None None Management -------------------------------------------------------------------------------- EUTELSAT COMMUNICATIONS SA Ticker: ETL Security ID: F3692M128 Meeting Date: NOV 07, 2019 Meeting Type: Annual/Special Record Date: NOV 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Auditors' Special Report on For For Management Related-Party Transactions 4 Approve Allocation of Income and For For Management Dividends of EUR 1.27 per Share 5 Elect Cynthia Gordon as Director For For Management 6 Reelect Ana Garcia Fau as Director For For Management 7 Approve Compensation of Dominique D For For Management Hinnin, Chairman of the Board 8 Approve Compensation of Rodolphe For For Management Belmer, CEO 9 Approve Compensation of Michel For For Management Azibert, Vice-CEO 10 Approve Compensation of Yohann Leroy, For For Management Vice-CEO 11 Approve Remuneration Policy of For For Management Chairman of the Board 12 Approve Remuneration Policy of CEO For For Management 13 Approve Remuneration Policy of For For Management Vice-CEOs 14 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 15 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 16 Authorize Capitalization of Reserves For For Management of Up to EUR 44 Million for Bonus Issue or Increase in Par Value 17 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 44 Million 18 Authorize Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 22 Million 19 Approve Issuance of Equity or For For Management Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 22 Million 20 Authorize Board to Set Issue Price for For For Management 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights 21 Authorize Board to Increase Capital in For For Management the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above 22 Authorize Capital Increase of Up to For For Management EUR 22 Million for Future Exchange Offers 23 Authorize Capital Increase of up to 10 For For Management Percent of Issued Capital for Contributions in Kind 24 Authorize Issuance of Equity upon For For Management Conversion of a Subsidiary's Equity-Linked Securities for Up to EUR 22 Million 25 Authorize Capital Issuances for Use in For Against Management Employee Stock Purchase Plans 26 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- EXOR NV Ticker: EXO Security ID: N3140A107 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2.a Receive Report of Board of Directors None None Management (Non-Voting) 2.b Approve Remuneration Report For Against Management 2.c Adopt Financial Statements For For Management 2.d Receive Explanation on Company's None None Management Dividend Policy 2.e Approve Dividends For For Management 3.a Ratify Ernst & Young as Auditors For For Management 3.b Amend Remuneration Policy For For Management 4.a Approve Discharge of Executive For For Management Directors 4.b Approve Discharge of Non-Executive For For Management Directors 5 Reelect John Elkann as Executive For For Management Director 6.a Reelect Marc Bolland as Non-Executive For For Management Director 6.b Reelect Alessandro Nasi as For For Management Non-Executive Director 6.c Reelect Andrea Agnelli as For For Management Non-Executive Director 6.d Reelect Ginevra Elkann as For For Management Non-Executive Director 6.e Reelect Antonio Horta-Osorio as For For Management Non-Executive Director 6.f Reelect Melissa Bethell as For For Management Non-Executive Director 6.g Reelect Laurence Debroux as For For Management Non-Executive Director 6.h Reelect Joseph Bae as Non-Executive For For Management Director 7.a Authorize Repurchase of Shares For For Management 7.b Approve Cancellation of Repurchased For For Management Shares 8 Close Meeting None None Management -------------------------------------------------------------------------------- EXPERIAN PLC Ticker: EXPN Security ID: G32655105 Meeting Date: JUL 24, 2019 Meeting Type: Annual Record Date: JUL 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Re-elect Dr Ruba Borno as Director For For Management 4 Re-elect Brian Cassin as Director For For Management 5 Re-elect Caroline Donahue as Director For For Management 6 Re-elect Luiz Fleury as Director For For Management 7 Re-elect Deirdre Mahlan as Director For For Management 8 Re-elect Lloyd Pitchford as Director For For Management 9 Re-elect Mike Rogers as Director For For Management 10 Re-elect George Rose as Director For For Management 11 Re-elect Kerry Williams as Director For For Management 12 Reappoint KPMG LLP as Auditors For For Management 13 Authorise Board to Fix Remuneration of For For Management Auditors 14 Authorise Issue of Equity For For Management 15 Authorise Issue of Equity without For For Management Pre-emptive Rights 16 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 17 Authorise Market Purchase of Ordinary For For Management Shares -------------------------------------------------------------------------------- EZAKI GLICO CO., LTD. Ticker: 2206 Security ID: J13314109 Meeting Date: MAR 24, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles to Amend Business Lines For For Management 2.1 Elect Director Ezaki, Katsuhisa For For Management 2.2 Elect Director Ezaki, Etsuro For For Management 2.3 Elect Director Kuriki, Takashi For For Management 2.4 Elect Director Honzawa, Yutaka For For Management 2.5 Elect Director Masuda, Tetsuo For For Management 2.6 Elect Director Kato, Takatoshi For For Management 2.7 Elect Director Oishi, Kanoko For For Management 2.8 Elect Director Hara, Joji For For Management 3 Appoint Statutory Auditor Miyamoto, For For Management Matao 4 Approve Compensation Ceilings for For For Management Directors and Statutory Auditors -------------------------------------------------------------------------------- FAIRFAX FINANCIAL HOLDINGS LIMITED Ticker: FFH Security ID: 303901102 Meeting Date: APR 16, 2020 Meeting Type: Annual Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Anthony F. Griffiths For For Management 1.2 Elect Director Robert J. Gunn For For Management 1.3 Elect Director Karen L. Jurjevich For For Management 1.4 Elect Director R. William McFarland For For Management 1.5 Elect Director Christine N. McLean For For Management 1.6 Elect Director Timothy R. Price For For Management 1.7 Elect Director Brandon W. Sweitzer For For Management 1.8 Elect Director Lauren C. Templeton For For Management 1.9 Elect Director Benjamin P. Watsa For For Management 1.10 Elect Director V. Prem Watsa For For Management 1.11 Elect Director William C. Weldon For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- FAMILYMART CO., LTD. Ticker: 8028 Security ID: J1340R107 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: FEB 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Takayanagi, Koji For For Management 1.2 Elect Director Sawada, Takashi For For Management 1.3 Elect Director Kato, Toshio For For Management 1.4 Elect Director Kubo, Isao For For Management 1.5 Elect Director Tsukamoto, Naoyoshi For For Management 1.6 Elect Director Inoue, Atsushi For For Management 1.7 Elect Director Takahashi, Jun For For Management 1.8 Elect Director Nishiwaki, Mikio For For Management 1.9 Elect Director Izawa, Tadashi For For Management 1.10 Elect Director Takaoka, Mika For For Management 1.11 Elect Director Sekine, Chikako For For Management 1.12 Elect Director Aonuma, Takayuki For For Management 2 Appoint Statutory Auditor Nakade, For For Management Kunihiro -------------------------------------------------------------------------------- FANCL CORP. Ticker: 4921 Security ID: J1341M107 Meeting Date: JUN 20, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles to Amend Provisions on For For Management Number of Statutory Auditors 2.1 Elect Director Shimada, Kazuyuki For For Management 2.2 Elect Director Yamaguchi, Tomochika For For Management 2.3 Elect Director Yanagisawa, Akihiro For For Management 2.4 Elect Director Sumida, Yasushi For For Management 2.5 Elect Director Fujita, Shinro For For Management 2.6 Elect Director Nakakubo, Mitsuaki For For Management 2.7 Elect Director Hashimoto, Keiichiro For For Management 2.8 Elect Director Matsumoto, Akira For For Management 2.9 Elect Director Tsuboi, Junko For For Management 3.1 Appoint Statutory Auditor Takahashi, For For Management Seiichiro 3.2 Appoint Statutory Auditor Maruo, Naoya For For Management -------------------------------------------------------------------------------- FANUC CORP. Ticker: 6954 Security ID: J13440102 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 174.65 2.1 Elect Director Inaba, Yoshiharu For For Management 2.2 Elect Director Yamaguchi, Kenji For For Management 2.3 Elect Director Uchida, Hiroyuki For For Management 2.4 Elect Director Gonda, Yoshihiro For For Management 2.5 Elect Director Saito, Yutaka For For Management 2.6 Elect Director Inaba, Kiyonori For For Management 2.7 Elect Director Noda, Hiroshi For For Management 2.8 Elect Director Michael J. Cicco For For Management 2.9 Elect Director Tsukuda, Kazuo For For Management 2.10 Elect Director Imai, Yasuo For For Management 2.11 Elect Director Ono, Masato For For Management 2.12 Elect Director Yamazaki, Naoko For For Management 3 Appoint Statutory Auditor Tomita, Mieko For For Management -------------------------------------------------------------------------------- FAST RETAILING CO., LTD. Ticker: 9983 Security ID: J1346E100 Meeting Date: NOV 28, 2019 Meeting Type: Annual Record Date: AUG 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles to Amend Provisions on For For Management Number of Statutory Auditors 2.1 Elect Director Yanai, Tadashi For Against Management 2.2 Elect Director Hambayashi, Toru For Against Management 2.3 Elect Director Hattori, Nobumichi For Against Management 2.4 Elect Director Shintaku, Masaaki For Against Management 2.5 Elect Director Nawa, Takashi For Against Management 2.6 Elect Director Ono, Naotake For Against Management 2.7 Elect Director Okazaki, Takeshi For Against Management 2.8 Elect Director Yanai, Kazumi For Against Management 2.9 Elect Director Yanai, Koji For Against Management 3 Appoint Statutory Auditor Mizusawa, For For Management Masumi 4 Approve Compensation Ceiling for For Against Management Directors -------------------------------------------------------------------------------- FASTIGHETS AB BALDER Ticker: BALD.B Security ID: W30316116 Meeting Date: MAY 11, 2020 Meeting Type: Annual Record Date: MAY 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Chairman of Meeting For Did Not Vote Management 3 Prepare and Approve List of For Did Not Vote Management Shareholders 4 Designate Inspector(s) of Minutes of For Did Not Vote Management Meeting 5 Acknowledge Proper Convening of Meeting For Did Not Vote Management 6 Approve Agenda of Meeting For Did Not Vote Management 7 Receive Financial Statements and None None Management Statutory Reports 8.a Accept Financial Statements and For Did Not Vote Management Statutory Reports 8.b Approve Allocation of Income and For Did Not Vote Management Omission of Dividends 8.c Approve Discharge of Board and For Did Not Vote Management President 9 Determine Number of Members (5) and For Did Not Vote Management Deputy Members (0) of Board 10 Approve Remuneration of Directors in For Did Not Vote Management the Aggregate Amount of SEK 560,000; Approve Remuneration of Auditors 11 Reelect Christina Rogestam For Did Not Vote Management (Chairperson), Erik Selin, Fredrik Svensson, Sten Duner and Anders Wennergren as Directors; Ratify Auditors 12 Authorize Lars Rasin and For Did Not Vote Management Representatives of Two of Company's Largest Shareholders to Serve on Nominating Committee 13 Approve Remuneration Policy And Other For Did Not Vote Management Terms of Employment For Executive Management 14 Amend Articles Re: Participation at For Did Not Vote Management General Meeting; Postal Vote; Power of Attorney 15 Approve Issuance of up to 20 Million For Did Not Vote Management Class B Shares without Preemptive Rights 16 Authorize Class B Share Repurchase For Did Not Vote Management Program and Reissuance of Repurchased Shares 17 Close Meeting None None Management -------------------------------------------------------------------------------- FAURECIA SA Ticker: EO Security ID: F3445A108 Meeting Date: JUN 26, 2020 Meeting Type: Annual/Special Record Date: JUN 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Absence of Dividends 4 Approve Auditors' Special Report on For For Management Related-Party Transactions Mentioning the Absence of New Transactions 5 Approve Additional Pension Scheme For For Management Agreement with Patrick Koller, CEO 6 Reelect Michel de Rosen as Director For Against Management 7 Reelect Odile Desforges as Director For For Management 8 Reelect Linda Hasenfratz as Director For For Management 9 Reelect Olivia Larmaraud as Director For Against Management 10 Approve Remuneration of Directors in For For Management the Aggregate Amount of EUR 900,000 11 Approve Compensation Report of For For Management Corporate Officers 12 Approve Compensation of Michel de For For Management Rosen, Chairman of the Board 13 Approve Compensation of Patrick For Against Management Koller, CEO 14 Approve Remuneration Policy of For For Management Directors 15 Approve Remuneration Policy of For For Management Chairman of the Board 16 Approve Remuneration Policy of CEO For Against Management 17 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 18 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 290 Million 19 Authorize Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 95 Million 20 Approve Issuance of Equity or For For Management Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 95 Million 21 Authorize Board to Increase Capital in For For Management the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above 22 Authorize Capital Increase of up to 10 For For Management Percent of Issued Capital for Contributions in Kind 23 Authorize up to 2 Million Shares for For For Management Use in Restricted Stock Plans 24 Authorize Capital Issuances for Use in For Against Management Employee Stock Purchase Plans 25 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 26 Amend Articles 12, 16 and 23 of Bylaws For For Management Re: Executives, Board Remuneration and Transactions 27 Amend Article 17 of Bylaws Re: For For Management Chairman of the Board Age Limit 28 Amend Article 14 of Bylaws Re: Written For For Management Consultation 29 Amend Article 31 of Bylaws Re: For Against Management Shareholding Disclosure Thresholds 30 Delete Article 30 of Bylaws Re: For For Management Shareholders Identification 31 Textual References Regarding Change of For Against Management Codification 32 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- FERGUSON PLC Ticker: FERG Security ID: G3421J106 Meeting Date: NOV 21, 2019 Meeting Type: Annual Record Date: NOV 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For Against Management 3 Approve Remuneration Policy For Against Management 4 Approve Final Dividend For For Management 5 Re-elect Tessa Bamford as Director For For Management 6 Re-elect Gareth Davis as Director For For Management 7 Elect Geoff Drabble as Director For For Management 8 Elect Catherine Halligan as Director For For Management 9 Re-elect Kevin Murphy as Director For For Management 10 Re-elect Alan Murray as Director For For Management 11 Re-elect Michael Powell as Director For For Management 12 Elect Tom Schmitt as Director For For Management 13 Re-elect Dr Nadia Shouraboura as For For Management Director 14 Re-elect Jacqueline Simmonds as For For Management Director 15 Reappoint Deloitte LLP as Auditors For For Management 16 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 17 Authorise EU Political Donations and For For Management Expenditure 18 Authorise Issue of Equity For For Management 19 Amend Long Term Incentive Plan 2019 For Against Management 20 Authorise Issue of Equity without For For Management Pre-emptive Rights 21 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 22 Authorise Market Purchase of Ordinary For For Management Shares -------------------------------------------------------------------------------- FERRARI NV Ticker: RACE Security ID: N3167Y103 Meeting Date: APR 16, 2020 Meeting Type: Annual Record Date: MAR 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2.a Receive Director's Board Report None None Management (Non-Voting) 2.b Receive Explanation on Company's None None Management Reserves and Dividend Policy 2.c Approve Remuneration Report For For Management 2.d Adopt Financial Statements and For For Management Statutory Reports 2.e Approve Dividends of EUR 1.13 Per Share For For Management 2.f Approve Discharge of Directors For For Management 3.a Reelect John Elkann as Executive For For Management Director 3.b Reelect Louis C. Camilleri as For For Management Executive Director 3.c Reelect Piero Ferrari as Non-Executive For For Management Director 3.d Reelect Delphine Arnault as For Against Management Non-Executive Director 3.e Reelect Eduardo H. Cue as For For Management Non-Executive Director 3.f Reelect Sergio Duca as Non-Executive For For Management Director 3.g Reelect Maria Patrizia Grieco as For For Management Non-Executive Director 3.h Reelect Adam Keswick as Non-Executive For For Management Director 3.i Elect Francesca Bellettini as For For Management Non-Executive Director 3.j Elect Roberto Cingolani as For For Management Non-Executive Director 3.k Elect John Galantic as Non-Executive For For Management Director 4 Appoint Ernst & Young Accountants LLP For For Management as Auditors 5 Amend Remuneration Policy For Against Management 6.1 Grant Board Authority to Issue Shares For For Management Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger 6.2 Authorize Board to Exclude Preemptive For For Management Rights from Share Issuances 6.3 Grant Board Authority to Issue Special For Against Management Voting Shares 7 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 8 Approve Awards to Chairman For For Management 9 Close Meeting None None Management -------------------------------------------------------------------------------- FERROVIAL SA Ticker: FER Security ID: E49512119 Meeting Date: APR 16, 2020 Meeting Type: Annual Record Date: APR 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Consolidated and Standalone For For Management Financial Statements 1.2 Approve Non-Financial Information For For Management Statement 2 Approve Allocation of Income For For Management 3 Approve Discharge of Board For For Management 4 Appoint Ernst & Young as Auditor For For Management 5.1 Reelect Philip Bowman as Director For Against Management 5.2 Reelect Hanne Birgitte Breinbjerb For Against Management Sorensen as Director 5.3 Ratify Appointment of and Elect For For Management Ignacio Madridejos Fernandez as Director 5.4 Ratify Appointment of and Elect Juan For For Management Hoyos Martinez de Irujo as Director 5.5 Ratify Appointment of and Elect For For Management Gonzalo Urquijo Fernandez de Araoz as Director 6 Approve Scrip Dividends For For Management 7 Approve Scrip Dividends For For Management 8 Approve Reduction in Share Capital via For For Management Amortization of Treasury Shares 9 Amend Remuneration Policy For Against Management 10 Approve Restricted Stock Plan For For Management 11 Authorize Board to Continue the Total For Against Management or Partial Sale of Assets of the Services Division of the Ferrovial Group 12 Authorize Board to Ratify and Execute For For Management Approved Resolutions 13 Advisory Vote on Remuneration Report For Against Management 14 Receive Amendments to Board of None None Management Directors Regulations -------------------------------------------------------------------------------- FIAT CHRYSLER AUTOMOBILES NV Ticker: FCA Security ID: N31738102 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAY 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2.a Receive Director's Report (Non-Voting) None None Management 2.b Receive Explanation on Company's None None Management Reserves and Dividend Policy 2.c Approve Remuneration Report For For Management 2.d Adopt Financial Statements and For For Management Statutory Reports 2.e Approve Discharge of Directors For For Management 3.a Reelect John Elkann as Executive For For Management Director 3.b Reelect Michael Manley as Executive For For Management Director 3.c Reelect Richard K. Palmer as Executive For For Management Director 4.a Reelect Ronald L. Thompson as For For Management Non-Executive Director 4.b Reelect John Abbott as Non-Executive For For Management Director 4.c Reelect Andrea Agnelli as For For Management Non-Executive Director 4.d Reelect Tiberto Brandolini d'Adda as For For Management Non-Executive Director 4.e Reelect Glenn Earle as Non-Executive For For Management Director 4.f Reelect Valerie A. Mars as For For Management Non-Executive Director 4.g Reelect Michelangelo A. Volpi as For For Management Non-Executive Director 4.h Reelect Patience Wheatcroft as For For Management Non-Executive Director 4.i Reelect Ermenegildo Zegna as For For Management Non-Executive Director 5 Ratify Ernst & Young Accountants LLP For For Management as Auditors 6.1 Grant Board Authority to Issue Shares For Against Management Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Merger or Acquisition 6.2 Authorize Board to Exclude Preemptive For Against Management Rights from Share Issuances 6.3 Grant Board Authority to Issue Special For Against Management Voting Shares and Right to Subscription Up to Maximum Aggregate Special Voting Shares 7 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 8 Amend Remuneration Policy For For Management 9 Amend Special Voting Shares' Terms and For For Management Conditions 10 Close Meeting None None Management -------------------------------------------------------------------------------- FIELMANN AG Ticker: FIE Security ID: D2617N114 Meeting Date: JUL 11, 2019 Meeting Type: Annual Record Date: JUN 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2018 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 1.90 per Share 3 Approve Discharge of Management Board For For Management for Fiscal 2018 4 Approve Discharge of Supervisory Board For Against Management for Fiscal 2018 5 Ratify Deloitte GmbH as Auditors for For Against Management Fiscal 2019 -------------------------------------------------------------------------------- FILA HOLDINGS CORP. Ticker: 081660 Security ID: Y2484W103 Meeting Date: MAR 27, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Elect Two Inside Directors (Bundled) For For Management 3 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 4 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- FILA KOREA LTD. Ticker: 081660 Security ID: Y2484W103 Meeting Date: NOV 15, 2019 Meeting Type: Special Record Date: OCT 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Spin-Off Agreement For For Management 2 Amend Articles of Incorporation For For Management -------------------------------------------------------------------------------- FIRST PACIFIC COMPANY LIMITED Ticker: 142 Security ID: G34804107 Meeting Date: NOV 15, 2019 Meeting Type: Special Record Date: NOV 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Share Subscription Agreement, For For Management Exchangeable Bond Subscription Agreement and Related Transactions -------------------------------------------------------------------------------- FIRST PACIFIC COMPANY LIMITED Ticker: 142 Security ID: G34804107 Meeting Date: DEC 16, 2019 Meeting Type: Special Record Date: DEC 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Renewal of Indofood Group's For For Management Noodles Business, New Annual Caps and Related Transaction 2 Approve Renewal of Indofood Group's For For Management Plantations Business, New Annual Caps and Related Transaction 3 Approve Indofood Group's Distribution For For Management Business, New Annual Caps and Related Transaction 4 Approve Indofood Group's Flour For For Management Business, New Annual Caps and Related Transaction -------------------------------------------------------------------------------- FIRST PACIFIC COMPANY LIMITED Ticker: 142 Security ID: G34804107 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: JUN 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Final Cash Distribution For For Management 3 Approve Ernst & Young as Independent For For Management Auditor and Authorize Board or Audit and Risk Management Committee to Fix Their Remuneration 4.1 Elect Benny S. Santoso as Director For For Management 4.2 Elect Blair Chilton Pickerell as For For Management Director 4.3 Elect Axton Salim as Director For Against Management 4.4 Elect Tedy Djuhar as Director For Against Management 5 Authorize Board or Remuneration For For Management Committee to Fix Remuneration of Directors 6 Authorize Board to Appoint Additional For For Management Directors 7 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 8 Authorize Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- FISHER & PAYKEL HEALTHCARE CORPORATION LIMITED Ticker: FPH Security ID: Q38992105 Meeting Date: AUG 28, 2019 Meeting Type: Annual Record Date: AUG 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Lewis Gradon as Director For For Management 2 Elect Donal O'Dwyer as Director For For Management 3 Elect Neville Mitchell as Director For For Management 4 Authorize Board to Fix Remuneration of For For Management the Auditors 5 Approve Issuance of Performance Share For For Management Rights to Lewis Gradon 6 Approve Issuance of Options to Lewis For For Management Gradon 7 Revoke Company's Existing Constitution For For Management and Adopt a New Constitution -------------------------------------------------------------------------------- FLETCHER BUILDING LTD. Ticker: FBU Security ID: Q3915B105 Meeting Date: NOV 28, 2019 Meeting Type: Annual Record Date: NOV 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Peter Crowley as Director For For Management 2 Authorize Board to Fix Remuneration of For For Management the Auditors 3 Adopt New Constitution For For Management -------------------------------------------------------------------------------- FLIGHT CENTRE TRAVEL GROUP LIMITED Ticker: FLT Security ID: Q39175106 Meeting Date: NOV 07, 2019 Meeting Type: Annual Record Date: NOV 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Gary Smith as Director For For Management 2 Approve Remuneration Report For For Management -------------------------------------------------------------------------------- FLUGHAFEN ZUERICH AG Ticker: FHZN Security ID: H26552135 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports (Non-Voting) 2 Receive Auditor's Report (Non-Voting) None None Management 3 Accept Financial Statements and For For Management Statutory Reports 4 Approve Remuneration Report For Against Management (Non-Binding) 5 Approve Discharge of Board of Directors For For Management 6 Approve Allocation of Income and For For Management Omission of Dividends 7.1 Approve Remuneration of Board of For For Management Directors in the Amount of CHF 1.7 Million 7.2 Approve Remuneration of Executive For For Management Committee in the Amount of CHF 4.5 Million 8.1.1 Reelect Guglielmo Brentel as Director For For Management 8.1.2 Reelect Josef Felder as Director For For Management 8.1.3 Reelect Stephan Gemkow as Director For For Management 8.1.4 Reelect Corine Mauch as Director For Against Management 8.1.5 Reelect Andreas Schmid as Director For Against Management 8.2 Elect Andreas Schmid as Board Chairman For Against Management 8.3.1 Appoint Vincent Albers as Member of For Against Management the Nomination and Compensation Committee 8.3.2 Appoint Guglielmo Brentel as Member of For For Management the Nomination and Compensation Committee 8.3.3 Appoint Eveline Saupper as Member of For Against Management the Nomination and Compensation Committee 8.3.4 Appoint Andreas Schmid as Non-Voting For Against Management Member of the Nomination and Compensation Committee 8.4 Designate Marianne Sieger as For For Management Independent Proxy 8.5 Ratify Ernst & Young AG as Auditors For For Management 9 Transact Other Business (Voting) For Against Management -------------------------------------------------------------------------------- FLUTTER ENTERTAINMENT PLC Ticker: FLTR Security ID: G3643J108 Meeting Date: APR 21, 2020 Meeting Type: Special Record Date: APR 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve All-share Combination of For For Management Flutter Entertainment plc and The Stars Group Inc 2 Authorise Issue of Equity in For For Management Connection with the Combination 3 Increase the Maximum Number of For For Management Directors to Fifteen 4 Approve Capitalisation of Merger For For Management Reserve 5 Approve Capital Reduction For For Management 6 Amend Articles of Association Re: For For Management Quorum Requirements -------------------------------------------------------------------------------- FLUTTER ENTERTAINMENT PLC Ticker: FLTR Security ID: G3643J108 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Remuneration Policy For For Management I Elect Nancy Cruickshank as Director For For Management II Elect Andrew Higginson as Director For For Management III Re-elect Jan Bolz as Director For For Management IV Re-elect Zillah Byng-Thorne as Director For For Management V Re-elect Michael Cawley as Director For For Management VI Re-elect Ian Dyson as Director For For Management VII Re-elect Jonathan Hill as Director For For Management VIII Re-elect Peter Jackson as Director For For Management IX Re-elect Gary McGann as Director For For Management X Re-elect Peter Rigby as Director For For Management XI Re-elect Emer Timmons as Director For For Management I Elect Rafael Ashkenazi as Director For For Management II Elect Nancy Cruickshank as Director For For Management III Elect Richard Flint as Director For For Management IV Elect Divyesh Gadhia as Director For For Management V Elect Andrew Higginson as Director For For Management VI Elect Alfred Hurley Jr as Director For For Management VII Elect David Lazzarato as Director For For Management VIII Elect Mary Turner as Director For For Management IX Re-elect Zillah Byng-Thorne as Director For For Management X Re-elect Michael Cawley as Director For For Management XI Re-elect Ian Dyson as Director For For Management XII Re-elect Jonathan Hill as Director For For Management XIII Re-elect Peter Jackson as Director For For Management XIV Re-elect Gary McGann as Director For For Management XV Re-elect Peter Rigby as Director For For Management 5 Approve Increase in the Aggregate Fees For For Management Payable to Directors 6 Authorise Board to Fix Remuneration of For For Management Auditors 7 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice 8 Approve Increase in Authorised Share For For Management Capital 9 Authorise Issue of Equity For For Management 10A Authorise Issue of Equity without For For Management Pre-emptive Rights 10B Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Specified Capital Investment 11 Authorise Market Purchase of Ordinary For For Management Shares 12 Authorise the Company to Determine the For For Management Price Range at which Treasury Shares may be Re-issued Off-Market 13 Approve Restricted Share Plan For For Management 14 Approve Bonus Issue of Shares For For Management -------------------------------------------------------------------------------- FORTIS INC. Ticker: FTS Security ID: 349553107 Meeting Date: MAY 07, 2020 Meeting Type: Annual/Special Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Tracey C. Ball For For Management 1.2 Elect Director Pierre J. Blouin For For Management 1.3 Elect Director Paul J. Bonavia For For Management 1.4 Elect Director Lawrence T. Borgard For For Management 1.5 Elect Director Maura J. Clark For For Management 1.6 Elect Director Margarita K. Dilley For For Management 1.7 Elect Director Julie A. Dobson For For Management 1.8 Elect Director Douglas J. Haughey For For Management 1.9 Elect Director Barry V. Perry For For Management 1.10 Elect Director Jo Mark Zurel For For Management 2 Approve Deloitte LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 3 Approve Advance Notice Requirement For For Management 4 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- FORTUM OYJ Ticker: FORTUM Security ID: X2978Z118 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: APR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Call the Meeting to Order None None Management 3 Designate Inspector or Shareholder For For Management Representative(s) of Minutes of Meeting 4 Acknowledge Proper Convening of Meeting For For Management 5 Prepare and Approve List of For For Management Shareholders 6 Receive Financial Statements and None None Management Statutory Reports 7 Accept Financial Statements and For For Management Statutory Reports 8 Approve Allocation of Income and For For Management Dividends of EUR 1.10 Per Share 9 Approve Discharge of Board and For For Management President 10 Receive Committee Chairmen's Review on None None Management the Remuneration Policy of the Company 11 Approve Remuneration Policy And Other For For Management Terms of Employment For Executive Management 12 Approve Remuneration of Directors in For For Management the Amount of EUR 77,200 for Chair, EUR 57,500 for Deputy Chair and EUR 40,400 for Other Directors; Approve Remuneration for Committee Work; Approve Meeting Fees 13 Fix Number of Directors at Nine For For Management 14 Reelect Eva Hamilton, Essimari For For Management Kairisto, Matti Lievonen (Chair), Klaus-Dieter Maubach (Vice Chair), Anja McAlister, Veli-Matti Reinikkala and Philipp Rosler as Directors; Elect Teppo Paavola and Annette Stube as New Directors 15 Approve Remuneration of Auditors For Against Management 16 Ratify Deloitte as Auditors For Against Management 17 Authorize Share Repurchase Program For For Management 18 Authorize Reissuance of Repurchased For For Management Shares 19 Approve Charitable Donations For For Management 20 Include Paris Agreement 1.5-degree Against Against Shareholder Celsius Target in Articles of Association 21 Close Meeting None None Management -------------------------------------------------------------------------------- FP CORP. Ticker: 7947 Security ID: J13671102 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Sato, Morimasa For Against Management 1.2 Elect Director Takahashi, Masanobu For For Management 1.3 Elect Director Nagai, Nobuyuki For For Management 1.4 Elect Director Ikegami, Isao For For Management 1.5 Elect Director Yasuda, Kazuyuki For For Management 1.6 Elect Director Oka, Koji For For Management 1.7 Elect Director Nishimura, Kimiko For For Management 1.8 Elect Director Sato, Osamu For For Management 1.9 Elect Director Nagao, Hidetoshi For For Management 1.10 Elect Director Kobayashi, Kenji For For Management 1.11 Elect Director Tawara, Takehiko For For Management 1.12 Elect Director Fukiyama, Iwao For For Management 1.13 Elect Director Ogawa, Hiroshi For For Management 2.1 Elect Director and Audit Committee For Against Management Member Sueyoshi, Takejiro 2.2 Elect Director and Audit Committee For For Management Member Midorikawa, Masahiro 2.3 Elect Director and Audit Committee For Against Management Member Matsumoto, Shuichi 2.4 Elect Director and Audit Committee For For Management Member Otaki, Morihiko 3 Approve Director Retirement Bonus For Against Management 4 Approve Restricted Stock Plan For For Management -------------------------------------------------------------------------------- FRANCO-NEVADA CORPORATION Ticker: FNV Security ID: 351858105 Meeting Date: MAY 06, 2020 Meeting Type: Annual/Special Record Date: MAR 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David Harquail For Withhold Management 1.2 Elect Director Paul Brink For For Management 1.3 Elect Director Tom Albanese For For Management 1.4 Elect Director Derek W. Evans For For Management 1.5 Elect Director Catharine Farrow For For Management 1.6 Elect Director Louis Gignac For For Management 1.7 Elect Director Maureen Jensen For For Management 1.8 Elect Director Jennifer Maki For For Management 1.9 Elect Director Randall Oliphant For For Management 1.10 Elect Director David R. Peterson For For Management 1.11 Elect Director Elliott Pew For For Management 2 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 3 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- FRASERS PROPERTY LIMITED Ticker: TQ5 Security ID: Y2620E108 Meeting Date: JAN 29, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and For For Management Directors' and Auditors' Reports 2 Approve Final Dividend For For Management 3a Elect Chan Heng Wing as Director For For Management 3b Elect Tan Pheng Hock as Director For For Management 3c Elect Wee Joo Yeow as Director For For Management 3d Elect Sithichai Chaikriangkrai as For Against Management Director 4 Approve Directors' Fees For For Management 5 Approve KPMG LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities with or without Preemptive Rights 7 Approve Grant of Awards and Issuance For Against Management of Shares Under the FPL Restricted Share Plan and/or the FPL Performance Share Plan 8 Approve Mandate for Interested Person For For Management Transactions 9 Authorize Share Repurchase Program For For Management -------------------------------------------------------------------------------- FUCHS PETROLUB SE Ticker: FPE3 Security ID: D27462122 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 0.96 per Ordinary Share and EUR 0.97 per Preferred Share 3 Approve Discharge of Management Board For For Management for Fiscal 2019 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2019 5.1 Elect Kurt Bock to the Supervisory For For Management Board 5.2 Elect Christoph Loos to the For For Management Supervisory Board 5.3 Elect Susanne Fuchs to the Supervisory For Against Management Board 5.4 Elect Ingeborg Neumann to the For For Management Supervisory Board 6 Ratify PricewaterhouseCoopers GmbH as For For Management Auditors for Fiscal 2020 7 Authorize Share Repurchase Program and For For Management Reissuance or Cancellation of Repurchased Shares 8 Authorize Share Repurchase Program and For For Management Reissuance or Cancellation of Repurchased Shares 9 Approve Remuneration Policy For Against Management 10 Approve Remuneration of Supervisory For Against Management Board 11 Amend Corporate Purpose For For Management 12 Amend Articles Re: Participation Rights For For Management 13 Amend Articles of Association For For Management -------------------------------------------------------------------------------- FUCHS PETROLUB SE Ticker: FPE3 Security ID: D27462130 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 0.96 per Ordinary Share and EUR 0.97 per Preferred Share 3 Approve Discharge of Management Board For For Management for Fiscal 2019 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2019 5.1 Elect Kurt Bock to the Supervisory For For Management Board 5.2 Elect Christoph Loos to the For For Management Supervisory Board 5.3 Elect Susanne Fuchs to the Supervisory For Against Management Board 5.4 Elect Ingeborg Neumann to the For For Management Supervisory Board 6 Ratify PricewaterhouseCoopers GmbH as For For Management Auditors for Fiscal 2020 7 Authorize Share Repurchase Program and For For Management Reissuance or Cancellation of Repurchased Shares 8 Authorize Share Repurchase Program and For For Management Reissuance or Cancellation of Repurchased Shares 9 Approve Remuneration Policy For Against Management 10 Approve Remuneration of Supervisory For Against Management Board 11 Amend Corporate Purpose For For Management 12 Amend Articles Re: Participation Rights For For Management 13 Amend Articles of Association For For Management -------------------------------------------------------------------------------- FUJI MEDIA HOLDINGS, INC. Ticker: 4676 Security ID: J15477102 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 22 2 Amend Articles to Amend Business Lines For For Management - Adopt Board Structure with Audit Committee - Amend Provisions on Number of Directors - Authorize Directors to Execute Day to Day Operations without Full Board Approval 3.1 Elect Director Miyauchi, Masaki For For Management 3.2 Elect Director Kanemitsu, Osamu For For Management 3.3 Elect Director Wagai, Takashi For For Management 3.4 Elect Director Habara, Tsuyoshi For For Management 3.5 Elect Director Shimizu, Kenji For For Management 3.6 Elect Director Hieda, Hisashi For For Management 3.7 Elect Director Endo, Ryunosuke For For Management 3.8 Elect Director Kiyohara, Takehiko For For Management 3.9 Elect Director Shimatani, Yoshishige For For Management 3.10 Elect Director Miki, Akihiro For For Management 4.1 Elect Director and Audit Committee For For Management Member Onoe, Kiyoshi 4.2 Elect Director and Audit Committee For For Management Member Seta, Hiroshi 4.3 Elect Director and Audit Committee For Against Management Member Mogi, Yuzaburo 4.4 Elect Director and Audit Committee For Against Management Member Minami, Nobuya 4.5 Elect Director and Audit Committee For For Management Member Okushima, Takayasu 5 Elect Alternate Director and Audit For Against Management Committee Member Iizuka, Hirohiko 6 Approve Compensation Ceiling for For For Management Directors Who Are Not Audit Committee Members 7 Approve Compensation Ceiling for For For Management Directors Who Are Audit Committee Members -------------------------------------------------------------------------------- FUJIFILM HOLDINGS CORP. Ticker: 4901 Security ID: J14208102 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 47.5 2.1 Elect Director Komori, Shigetaka For Abstain Management 2.2 Elect Director Sukeno, Kenji For Abstain Management 2.3 Elect Director Tamai, Koichi For Abstain Management 2.4 Elect Director Iwasaki, Takashi For Abstain Management 2.5 Elect Director Ishikawa, Takatoshi For Abstain Management 2.6 Elect Director Okada, Junji For Abstain Management 2.7 Elect Director Goto, Teiichi For Abstain Management 2.8 Elect Director Kawada, Tatsuo For For Management 2.9 Elect Director Kitamura, Kunitaro For Abstain Management 2.10 Elect Director Eda, Makiko For For Management 2.11 Elect Director Shimada, Takashi For For Management 3.1 Appoint Statutory Auditor Hanada, Nobuo For For Management 3.2 Appoint Statutory Auditor Inagawa, For For Management Tatsuya -------------------------------------------------------------------------------- FUJITSU GENERAL LTD. Ticker: 6755 Security ID: J15624109 Meeting Date: JUN 17, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 14 2.1 Elect Director Saito, Etsuro For For Management 2.2 Elect Director Niwayama, Hiroshi For For Management 2.3 Elect Director Sakamaki, Hisashi For For Management 2.4 Elect Director Terasaka, Fumiaki For For Management 2.5 Elect Director Kuwayama, Mieko For For Management 2.6 Elect Director Yamaguchi, Hirohisa For For Management 2.7 Elect Director Kosuda, Tsunenao For For Management 2.8 Elect Director Hasegawa, Tadashi For For Management 2.9 Elect Director Yokoyama, Hiroyuki For For Management 2.10 Elect Director Sugiyama, Masaki For For Management 3 Appoint Statutory Auditor Hirose, For Against Management Yoichi 4 Appoint Alternate Statutory Auditor For For Management Nishimura, Yasuo 5 Approve Annual Bonus For For Management 6 Approve Restricted Stock Plan For For Management -------------------------------------------------------------------------------- FUJITSU LTD. Ticker: 6702 Security ID: J15708159 Meeting Date: JUN 22, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Tokita, Takahito For For Management 1.2 Elect Director Furuta, Hidenori For For Management 1.3 Elect Director Isobe, Takeshi For For Management 1.4 Elect Director Yamamoto, Masami For For Management 1.5 Elect Director Yokota, Jun For For Management 1.6 Elect Director Mukai, Chiaki For For Management 1.7 Elect Director Abe, Atsushi For For Management 1.8 Elect Director Kojo, Yoshiko For For Management 1.9 Elect Director Scott Callon For For Management 2.1 Appoint Statutory Auditor Yamamuro, For For Management Megumi 2.2 Appoint Statutory Auditor Makuta, Hideo For For Management 3 Appoint Alternate Statutory Auditor For For Management Namba, Koichi -------------------------------------------------------------------------------- FUKUYAMA TRANSPORTING CO., LTD. Ticker: 9075 Security ID: J16212136 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Komaru, Shigehiro For For Management 1.2 Elect Director Kumano, Hiroyuki For For Management 1.3 Elect Director Nagahara, Eiju For For Management 1.4 Elect Director Kusaka, Shingo For For Management 1.5 Elect Director Maeda, Miho For For Management 1.6 Elect Director Nonaka, Tomoko For For Management 1.7 Elect Director Yoshida, Yoshinori For For Management 1.8 Elect Director Tomimura, Kazumitsu For For Management 1.9 Elect Director Shigeda, Toyoei For For Management 1.10 Elect Director Omoto, Takushi For For Management 2 Appoint Statutory Auditor Murai, For Against Management Hiroyuki 3 Approve Takeover Defense Plan (Poison For Against Management Pill) -------------------------------------------------------------------------------- G4S PLC Ticker: GFS Security ID: G39283109 Meeting Date: JUN 17, 2020 Meeting Type: Annual Record Date: JUN 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Policy For For Management 3 Approve Remuneration Report For For Management 4 Elect Michel van der Bel as Director For For Management 5 Elect Clare Chapman as Director For For Management 6 Re-elect Ashley Almanza as Director For For Management 7 Re-elect John Connolly as Director For For Management 8 Re-elect Elisabeth Fleuriot as Director For For Management 9 Re-elect Winnie Kin Wah Fok as Director For For Management 10 Re-elect Steve Mogford as Director For For Management 11 Re-elect John Ramsay as Director For For Management 12 Re-elect Barbara Thoralfsson as For For Management Director 13 Re-elect Tim Weller as Director For For Management 14 Reappoint PricewaterhouseCoopers LLP For For Management as Auditors 15 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 16 Authorise EU Political Donations and For For Management Expenditure 17 Authorise Issue of Equity For For Management 18 Authorise Issue of Equity without For For Management Pre-emptive Rights 19 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 20 Authorise Market Purchase of Ordinary For For Management Shares 21 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- GALP ENERGIA SGPS SA Ticker: GALP Security ID: X3078L108 Meeting Date: APR 24, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Individual and Consolidated For For Management Financial Statements and Statutory Reports 2 Approve Allocation of Income For For Management 3 Appraise Management of Company and For For Management Approve Vote of Confidence to Board of Directors 4 Appraise Supervision of Company and For For Management Approve Vote of Confidence to Fiscal Council 5 Appraise Work Performed by Statutory For For Management Auditor and Approve Vote of Confidence to Statutory Auditor 6 Approve Statement on Remuneration For For Management Policy 7 Authorize Repurchase and Reissuance of For For Management Shares and Bonds -------------------------------------------------------------------------------- GEBERIT AG Ticker: GEBN Security ID: H2942E124 Meeting Date: APR 01, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2.1 Approve Transfer of CHF 21.5 Million For For Management from Capital Contribution Reserves to Free Reserves 2.2 Approve Allocation of Income and For For Management Dividends of CHF 11.30 per Share 3 Approve Discharge of Board and Senior For For Management Management 4.1.1 Reelect Albert Baehny as Director and For For Management as Board Chairman 4.1.2 Reelect Felix Ehrat as Director For For Management 4.1.3 Reelect Bernadette Koch as Director For For Management 4.1.4 Reelect Hartmut Reuter as Director For Against Management 4.1.5 Reelect Eunice Zehnder-Lai as Director For For Management 4.1.6 Elect Werner Karlen as Director For Against Management 4.2.1 Reappoint Hartmut Reuter as Member of For Against Management the Compensation Committee 4.2.2 Reappoint Eunice Zehnder-Lai as Member For For Management of the Compensation Committee 4.2.3 Appoint Werner Karlen as Member of the For Against Management Compensation Committee 5 Designate Roger Mueller as Independent For For Management Proxy 6 Ratify PricewaterhouseCoopers AG as For For Management Auditors 7.1 Approve Remuneration Report For For Management 7.2 Approve Remuneration of Directors in For For Management the Amount of CHF 2.4 Million 7.3 Approve Remuneration of Executive For For Management Committee in the Amount of CHF 11.5 Million 8 Transact Other Business (Voting) For Against Management -------------------------------------------------------------------------------- GECINA SA Ticker: GFC Security ID: F4268U171 Meeting Date: APR 23, 2020 Meeting Type: Annual/Special Record Date: APR 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Transfer of Asset Revaluation For For Management Gap to Corresponding Reserves Account 4 Approve Allocation of Income and For For Management Dividends of EUR 5.30 per Share 5 Approve Stock Dividend Program Re: FY For For Management 2020 6 Approve Auditors' Special Report on For For Management Related-Party Transactions Mentioning the Absence of New Transactions 7 Approve Compensation of Corporate For For Management Officers 8 Approve Compensation of Chairman of For For Management the Board 9 Approve Compensation of CEO For Against Management 10 Approve Remuneration Policy of For For Management Directors 11 Approve Remuneration Policy of For For Management Chairman of the Board 12 Approve Remuneration Policy of CEO For Against Management 13 Ratify Appointment of Jerome Brunel as For For Management Censor 14 Reelect Ines Reinmann Toper as Director For For Management 15 Reelect Claude Gendron as Director For Against Management 16 Elect Jerome Brunel as Director For For Management 17 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 18 Approve Spin-Off Agreement with GEC 25 For For Management 19 Amend Article 7 of Bylaws Re: Shares For For Management 20 Amend Article 9 of Bylaws Re: For Against Management Shareholding Disclosure Thresholds 21 Amend Article 19 of Bylaws Re: For For Management Remuneration of Directors, Censors, Chairman of the Board, CEO and Vice-CEO 22 Amend Article 23 of Bylaws Re: For For Management Allocation of Income 23 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 100 Million 24 Authorize Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 50 Million 25 Authorize Capital Increase of Up to For For Management EUR 50 Million for Future Exchange Offers 26 Approve Issuance of Equity or For For Management Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 50 Million 27 Authorize Board to Increase Capital in For For Management the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above 28 Authorize Capital Increase of up to 10 For For Management Percent of Issued Capital for Contributions in Kind 29 Authorize Board to Set Issue Price for For For Management 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights 30 Authorize Capitalization of Reserves For For Management of Up to EUR 100 Million for Bonus Issue or Increase in Par Value 31 Authorize Capital Issuances for Use in For Against Management Employee Stock Purchase Plans 32 Authorize up to 0.5 Percent of Issued For For Management Capital for Use in Restricted Stock Plans 33 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 34 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- GENMAB A/S Ticker: GMAB Security ID: K3967W102 Meeting Date: MAR 26, 2020 Meeting Type: Annual Record Date: MAR 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Report of Board None None Management 2 Accept Financial Statements and For Did Not Vote Management Statutory Reports; Approve Discharge of Management and Board 3 Approve Allocation of Income and For Did Not Vote Management Omission of Dividends 4a Reelect Deirdre P. Connelly as Director For Did Not Vote Management 4b Reelect Pernille Erenbjerg as Director For Did Not Vote Management 4c Reelect Rolf Hoffmann as Director For Did Not Vote Management 4d Reelect Paolo Paoletti as Director For Did Not Vote Management 4e Reelect Anders Gersel Pedersen as For Did Not Vote Management Director 4f Elect Jonathan Peacock as New Director For Did Not Vote Management 5 Ratify PricewaterhouseCoopers as For Did Not Vote Management Auditors 6a Approve Guidelines for Incentive-Based For Did Not Vote Management Compensation for Executive Management and Board 6b Approve Remuneration of Directors in For Did Not Vote Management the Amount of DKK 1.2 Million for Chairman, DKK 800,000 for Vice Chairman, and DKK 400,000 for Other Directors; Approve Remuneration for Committee Work; Approve Meeting Fees 6c Amend Articles Re: Editorial Changes For Did Not Vote Management due to Merger of VP Securities A/S and VP Services A/S 7 Authorize Editorial Changes to Adopted For Did Not Vote Management Resolutions in Connection with Registration with Danish Authorities 8 Other Business None None Management -------------------------------------------------------------------------------- GENTING SINGAPORE LIMITED Ticker: G13 Security ID: Y2692C139 Meeting Date: FEB 04, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Proposed Bid for Integrated For For Management Resort Project in Japan 2 Approve Proposed Grant of Special For Against Management Incentive Awards to Non-Executive Directors 3 Approve Proposed Increase in Limit of For Against Management PSS Share Awards to Chairman -------------------------------------------------------------------------------- GENTING SINGAPORE LIMITED Ticker: G13 Security ID: Y2692C139 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and For For Management Directors' and Auditors' Reports 2 Approve Final Dividend For For Management 3 Elect Tan Hee Teck as Director For For Management 4 Elect Koh Seow Chuan as Director For For Management 5 Approve Directors' Fees For For Management 6 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 7 Approve Mandate for Interested Person For For Management Transactions 8 Authorize Share Repurchase Program For For Management -------------------------------------------------------------------------------- GEORG FISCHER AG Ticker: FI.N Security ID: H26091142 Meeting Date: APR 15, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1.1 Accept Financial Statements and For For Management Statutory Reports 1.2 Approve Remuneration Report For For Management 2 Approve Allocation of Income and For For Management Dividends of CHF 25 per Share 3 Approve Discharge of Board and Senior For For Management Management 4.1 Approve Creation of CHF 400,000 Pool For For Management of Share Capital without Preemptive Rights 4.2 Amend Articles to Reflect Changes in For For Management Capital 4.3 Amend Articles Re: Annulment of the For For Management Issuance of Bearer Shares Clause 5.1 Reelect Hubert Achermann as Director For For Management 5.2 Reelect Riet Cadonau as Director For For Management 5.3 Reelect Roger Michaelis as Director For For Management 5.4 Reelect Eveline Saupper as Director For For Management 5.5 Reelect Yves Serra as Director For Against Management 5.6 Reelect Jasmin Staiblin as Director For For Management 5.7 Reelect Zhiqiang Zhang as Director For For Management 5.8 Elect Peter Hackel as Director For For Management 6.1 Elect Yves Serra as Board Chairman For Against Management 6.2.1 Appoint Riet Cadonau as Member of the For For Management Compensation Committee 6.2.2 Reappoint Eveline Saupper as Member of For For Management the Compensation Committee 6.2.3 Appoint Zhiqiang Zhang as Member of For For Management the Compensation Committee 7 Approve Remuneration of Directors in For For Management the Amount of CHF 3.5 Million 8 Approve Remuneration of Executive For For Management Committee in the Amount of CHF 10.5 Million 9 Ratify PricewaterhouseCoopers AG as For For Management Auditors 10 Designate Christoph Vaucher as For For Management Independent Proxy 11 Transact Other Business (Voting) For Against Management -------------------------------------------------------------------------------- GEORGE WESTON LIMITED Ticker: WN Security ID: 961148509 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Paviter S. Binning For For Management 1.2 Elect Director Andrew A. Ferrier For For Management 1.3 Elect Director Nancy H. O. Lockhart For For Management 1.4 Elect Director Sarabjit S. Marwah For For Management 1.5 Elect Director Gordon M. Nixon For For Management 1.6 Elect Director J. Robert S. Prichard For For Management 1.7 Elect Director Robert Sawyer For For Management 1.8 Elect Director Christi Strauss For For Management 1.9 Elect Director Barbara Stymiest For For Management 1.10 Elect Director Galen G. Weston For For Management 2 Approve KPMG LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 3 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- GETLINK SE Ticker: GET Security ID: F477AL114 Meeting Date: APR 30, 2020 Meeting Type: Annual/Special Record Date: APR 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income and For For Management Absence of Dividends 3 Approve Consolidated Financial For For Management Statements and Statutory Reports 4 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 5 Ratify Appointment of Giancarlo Guenzi For For Management as Director 6 Reelect Peter Levene as Director For For Management 7 Reelect Colette Lewiner as Director For For Management 8 Reelect Perrette Rey as Director For For Management 9 Reelect Jean-Pierre Trotignon as For For Management Director 10 Elect Jean-Marc Janaillac as Director For For Management 11 Elect Sharon Flood as Director For For Management 12 Approve Compensation Report of For For Management Corporate Officers 13 Approve Compensation of Jacques For For Management Gounon, Chairman and CEO 14 Approve Compensation of Francois For For Management Gauthey, Vice-CEO 15 Approve Remuneration Policy of For For Management Corporate Officer 16 Approve Remuneration Policy of For For Management Chairman and CEO 17 Approve Remuneration Policy of For For Management Chairman of the Board 18 Approve Remuneration Policy of CEO For For Management 19 Approve Remuneration Policy of For For Management Directors 20 Authorize up to 0.084 Percent of For For Management Issued Capital for Use in Restricted Stock Plans Reserved for Employees 21 Authorize up to 0.048 Percent of For For Management Issued Capital for Use in Restricted Stock Plans Reserved for Employees and Corporate Officers With Performance Conditions Attached 22 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 23 Authorize Capital Issuances for Use in For Against Management Employee Stock Purchase Plans 24 Amend Article 24 of Bylaws Re: For For Management Directors Remuneration 25 Amend Article 14 of Bylaws Re: For For Management Shareholders Identification 26 Amend Article 16 of Bylaws Re: Shares For For Management Hold by Directors 27 Amend Article 15 of Bylaws Re: For For Management Employee Representatives 28 Amend Article 17 of Bylaws Re: Board For For Management Members Reelection 29 Amend Article 20 of Bylaws Re: Board For For Management Members Deliberation via Written Consultation 30 Amend Article 37 of Bylaws Re: C Shares For For Management 31 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- GIVAUDAN SA Ticker: GIVN Security ID: H3238Q102 Meeting Date: MAR 25, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Allocation of Income and For For Management Dividends of CHF 62 per Share 4 Approve Discharge of Board and Senior For For Management Management 5.1.1 Reelect Victor Balli as Director For For Management 5.1.2 Reelect Werner Bauer as Director For For Management 5.1.3 Reelect Lilian Biner as Director For For Management 5.1.4 Reelect Michael Carlos as Director For For Management 5.1.5 Reelect Ingrid Deltenre as Director For For Management 5.1.6 Reelect Calvin Grieder as Director For For Management 5.1.7 Reelect Thomas Rufer as Director For For Management 5.2.1 Elect Olivier Filliol as Director For For Management 5.2.2 Elect Sophie Gasperment as Director For For Management 5.3 Reelect Calvin Grieder as Board For For Management Chairman 5.4.1 Reappoint Werner Bauer as Member of For For Management the Compensation Committee 5.4.2 Reappoint Ingrid Deltenre as Member of For For Management the Compensation Committee 5.4.3 Reappoint Victor Balli as Member of For For Management the Compensation Committee 5.5 Designate Manuel Isler as Independent For For Management Proxy 5.6 Ratify Deloitte AG as Auditors For For Management 6.1 Approve Remuneration of Directors in For For Management the Amount of CHF 3.4 Million 6.2.1 Approve Short Term Variable For For Management Remuneration of Executive Committee in the Amount of CHF 4.3 Million 6.2.2 Approve Fixed and Long Term Variable For For Management Remuneration of Executive Committee in the Amount of CHF 15.3 Million 7 Transact Other Business (Voting) For Against Management -------------------------------------------------------------------------------- GJENSIDIGE FORSIKRING ASA Ticker: GJF Security ID: R2763X101 Meeting Date: MAY 25, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Chairman of Meeting None None Management 3 Registration of Attending Shareholders None None Management and Proxies 4 Approve Notice of Meeting and Agenda For Did Not Vote Management 5 Designate Inspector(s) of Minutes of None None Management Meeting 6 Accept Financial Statements and For Did Not Vote Management Statutory Reports; Approve Allocation of Income and Omission of Dividends 7a Approve Remuneration Statement For Did Not Vote Management 7b Approve Remuneration Guidelines For For Did Not Vote Management Executive Management (Advisory) 7c Approve Binding Guidelines for For Did Not Vote Management Allocation of Shares and Subscription Rights 8a Authorize the Board to Decide on For Did Not Vote Management Distribution of Dividends 8b Approve Equity Plan Financing Through For Did Not Vote Management Share Repurchase Program 8c Authorize Share Repurchase Program and For Did Not Vote Management Reissuance of Repurchased Shares 8d Approve Creation of NOK 100 Million For Did Not Vote Management Pool of Capital without Preemptive Rights 8e Authorize Board to Raise Subordinated For Did Not Vote Management Loans and Other External Financing 9a Reelect Gisele Marchand (Chair), For Did Not Vote Management Vibeke Krag, Terje Seljeseth, Hilde Merete Nafstad and Eivind Elnan as Directors; Elect Tor Magne Lonnum and Gunnar Robert Sellaeg as New Directors 9b1 Elect Trine Riis Groven (Chair) as New For Did Not Vote Management Member of Nominating Committee 9b2 Elect Iwar Arnstad as New Member of For Did Not Vote Management Nominating Committee 9b3 Reelect Marianne Ribe as Member of For Did Not Vote Management Nominating Committee 9b4 Reelect Pernille Moen as Member of For Did Not Vote Management Nominating Committee 9b5 Elect Henrik Bachke Madsen as New For Did Not Vote Management Member of Nominating Committee 9c Ratify Deloitte as Auditors For Did Not Vote Management 10 Approve Remuneration of Directors and For Did Not Vote Management Auditors; Approve Remuneration for Committee Work -------------------------------------------------------------------------------- GLANBIA PLC Ticker: GL9 Security ID: G39021103 Meeting Date: APR 22, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports and Review the Company's Affairs 2 Approve Final Dividend For For Management 3a Re-elect Patsy Ahern as Director For For Management 3b Re-elect Mark Garvey as Director For For Management 3c Re-elect Vincent Gorman as Director For For Management 3d Re-elect Brendan Hayes as Director For For Management 3e Re-elect Martin Keane as Director For For Management 3f Re-elect John Murphy as Director For For Management 3g Re-elect Patrick Murphy as Director For For Management 3h Re-elect Siobhan Talbot as Director For For Management 3i Re-elect Patrick Coveney as Director For For Management 3j Elect John Daly as Director For For Management 3k Re-elect Donard Gaynor as Director For For Management 3l Elect Mary Minnick as Director For For Management 3m Re-elect Dan O'Connor as Director For For Management 4 Authorise Board to Fix Remuneration of For For Management Auditors 5 Approve Remuneration Report For For Management 6 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice 7 Authorise Issue of Equity For For Management 8 Authorise Issue of Equity without For For Management Pre-emptive Rights 9 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 10 Authorise Market Purchase of Shares For For Management 11 Determine Price Range for Reissuance For For Management of Treasury Shares 12 Approve Rule 37 Waiver Resolution in None Against Management Respect of Market Purchases of the Company's Own Shares 13 Approve Rule 9 Waiver Resolution in None Against Management Respect of the Company's Employees' Share Schemes 14 Approve Rule 9 Waiver Resolution in None For Management Respect of Share Acquisitions by Directors -------------------------------------------------------------------------------- GLAXOSMITHKLINE PLC Ticker: GSK Security ID: G3910J112 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAY 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Remuneration Policy For Abstain Management 4 Elect Sir Jonathan Symonds as Director For For Management 5 Elect Charles Bancroft as Director For For Management 6 Re-elect Emma Walmsley as Director For For Management 7 Re-elect Vindi Banga as Director For For Management 8 Re-elect Dr Hal Barron as Director For For Management 9 Re-elect Dr Vivienne Cox as Director For For Management 10 Re-elect Lynn Elsenhans as Director For For Management 11 Re-elect Dr Laurie Glimcher as Director For For Management 12 Re-elect Dr Jesse Goodman as Director For For Management 13 Re-elect Judy Lewent as Director For For Management 14 Re-elect Iain Mackay as Director For For Management 15 Re-elect Urs Rohner as Director For For Management 16 Reappoint Deloitte LLP as Auditors For For Management 17 Authorise the Audit & Risk Committee For For Management to Fix Remuneration of Auditors 18 Authorise EU Political Donations and For For Management Expenditure 19 Authorise Issue of Equity For For Management 20 Authorise Issue of Equity without For For Management Pre-emptive Rights 21 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 22 Authorise Market Purchase of Ordinary For For Management Shares 23 Approve the Exemption from Statement For For Management of the Name of the Senior Statutory Auditor in Published Copies of the Auditors' Reports 24 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- GLORY LTD. Ticker: 6457 Security ID: J17304130 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 34 2 Amend Articles to Adopt Board For For Management Structure with Audit Committee - Amend Provisions on Number of Directors - Indemnify Directors - Authorize Board to Determine Income Allocation 3.1 Elect Director Onoe, Hirokazu For For Management 3.2 Elect Director Miwa, Motozumi For For Management 3.3 Elect Director Onoe, Hideo For For Management 3.4 Elect Director Mabuchi, Shigetoshi For For Management 3.5 Elect Director Kotani, Kaname For For Management 3.6 Elect Director Harada, Akihiro For For Management 3.7 Elect Director Iki, Joji For For Management 3.8 Elect Director Uchida, Junji For For Management 4.1 Elect Director and Audit Committee For For Management Member Fujita, Toru 4.2 Elect Director and Audit Committee For For Management Member Hamada, Satoshi 4.3 Elect Director and Audit Committee For For Management Member Kato, Keiichi 5 Approve Compensation Ceiling for For For Management Directors Who Are Not Audit Committee Members 6 Approve Compensation Ceiling for For For Management Directors Who Are Audit Committee Members 7 Approve Trust-Type Equity Compensation For For Management Plan -------------------------------------------------------------------------------- GN STORE NORD A/S Ticker: GN Security ID: K4001S214 Meeting Date: MAR 11, 2020 Meeting Type: Annual Record Date: MAR 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Report of Board None None Management 2 Accept Financial Statements and For For Management Statutory Reports 3 Approve Discharge of Management and For For Management Board 4 Approve Allocation of Income and For For Management Dividends of DKK 1.45 Per Share 5 Approve Remuneration of Directors in For For Management the Amount of DKK 870,000 for Chairman, DKK 580,000 for Vice Chairman, and DKK 290,000 for Other Members; Approve Remuneration for Committee Work; Approve Meeting Fees 6.1 Reelect Per Wold-Olsen as Director For Abstain Management 6.2 Reelect Wolfgang Reim as Director For For Management 6.3 Reelect Helene Barnekow as Director For For Management 6.4 Reelect Ronica Wang as Director For For Management 6.5 Elect Jukka Pekka Pertola as New For For Management Director 6.6 Elect Montserrat Maresch Pascual as For For Management New Director 6.7 Elect Anette Weber as New Director For For Management 7 Ratify PricewaterhouseCoopers as For For Management Auditors 8.1 Authorize Share Repurchase Program For For Management 8.2 Approve DKK 16.7 Million Reduction in For For Management Share Capital via Share Cancellation 8.3 Approve Guidelines for Incentive-Based For For Management Compensation for Executive Management and Board 8.4 Amend Articles Re: Advisory Vote on For For Management Remuneration Report on Annual General Meetings 9 Other Business (Non-Voting) None None Management -------------------------------------------------------------------------------- GOODMAN GROUP Ticker: GMG Security ID: Q4229W132 Meeting Date: NOV 20, 2019 Meeting Type: Annual Record Date: NOV 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Appoint KPMG as Auditors of Goodman For For Management Logistics (HK) Limited and Authorize the Board to Fix Their Remuneration 2 Elect Phillip Pryke as Director For Against Management 3 Elect Anthony Rozic as Director For For Management 4 Elect Chris Green as Director For For Management 5 Approve Remuneration Report For For Management 6 Approve Issuance of Performance Rights For For Management to Gregory Goodman 7 Approve Issuance of Performance Rights For For Management to Danny Peeters 8 Approve Issuance of Performance Rights For For Management to Anthony Rozic 9 Approve the Spill Resolution Against Against Management -------------------------------------------------------------------------------- GRANDVISION NV Ticker: GVNV Security ID: N36915200 Meeting Date: NOV 04, 2019 Meeting Type: Special Record Date: OCT 07, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting and Receive Announcements None None Management 2 Amend Remuneration Policy For Against Management 3 Close Meeting None None Management -------------------------------------------------------------------------------- GRANDVISION NV Ticker: GVNV Security ID: N36915200 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: JUN 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2.a Discuss Report of Management and None None Management Supervisory Board Including Corporate Governance 2.b Approve Remuneration Report For Against Management 2.c Adopt Financial Statements and For For Management Statutory Reports 3 Receive Explanation on Company's None None Management Reserves and Dividend Policy 4.a Approve Discharge of Management Board For For Management 4.b Approve Discharge of Supervisory Board For For Management 5 Elect Grita Loebsack to Supervisory For For Management Board 6 Elect Sara Francescutto to Supervisory For For Management Board 7 Elect Claudia Giganti to Supervisory For For Management Board 8 Elect Eric Leonard to Supervisory Board For For Management 9 Ratify PricewaterhouseCoopers as For For Management Auditors 10.a Grant Board Authority to Issue Shares For For Management up to 10 Percent of Issued Capital 10.b Authorize Board to Exclude Preemptive For For Management Rights from Share Issuances 11 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 12 Close Meeting None None Management -------------------------------------------------------------------------------- GREAT-WEST LIFECO INC. Ticker: GWO Security ID: 39138C106 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael R. Amend For For Management 1.2 Elect Director Deborah J. Barrett For For Management 1.3 Elect Director Robin Bienfait For For Management 1.4 Elect Director Heather E. Conway For For Management 1.5 Elect Director Marcel R. Coutu For For Management 1.6 Elect Director Andre Desmarais For For Management 1.7 Elect Director Paul Desmarais, Jr. For Withhold Management 1.8 Elect Director Gary A. Doer For For Management 1.9 Elect Director David G. Fuller For For Management 1.10 Elect Director Claude Genereux For For Management 1.11 Elect Director J. David A. Jackson For For Management 1.12 Elect Director Elizabeth C. Lempres For For Management 1.13 Elect Director Paula B. Madoff For For Management 1.14 Elect Director Paul A. Mahon For For Management 1.15 Elect Director Susan J. McArthur For For Management 1.16 Elect Director R. Jeffrey Orr For For Management 1.17 Elect Director T. Timothy Ryan For For Management 1.18 Elect Director Jerome J. Selitto For For Management 1.19 Elect Director James M. Singh For For Management 1.20 Elect Director Gregory D. Tretiak For For Management 1.21 Elect Director Siim A. Vanaselja For For Management 1.22 Elect Director Brian E. Walsh For For Management 2 Ratify Deloitte LLP as Auditors For For Management -------------------------------------------------------------------------------- GRUPA LOTOS SA Ticker: LTS Security ID: X32440103 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: JUN 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Meeting Chairman For For Management 3 Acknowledge Proper Convening of Meeting None None Management 4 Approve Agenda of Meeting For For Management 5 Receive Financial Statements None None Management 6 Receive Consolidated Financial None None Management Statements 7 Receive Management Board Report on None None Management Company's and Group's Operations 8 Receive Supervisory Board Report None None Management 9 Receive Management Board Report on None None Management Entertainment Expenses, Legal Expenses, Marketing Costs, Public Relations, Social Communication Expenses, and Management Consultancy Fees in 2019 10 Approve Financial Statements For For Management 11 Approve Consolidated Financial For For Management Statements 12 Approve Management Board Report on For For Management Company's and Group's Operations 13 Approve Allocation of Income and For For Management Dividends of PLN 1 per Share 14.1 Approve Discharge of Jaroslaw For For Management Wittstock (Deputy CEO) 14.2 Approve Discharge of Jaroslaw Kawula For For Management (Deputy CEO) 14.3 Approve Discharge of Marian Krzeminski For For Management (Deputy CEO) 14.4 Approve Discharge of Zofia Paryla For For Management (Deputy CEO) 14.5 Approve Discharge of Patryk Demski For For Management (Deputy CEO) 14.6 Approve Discharge of Robert Sobkow For For Management (Deputy CEO) 14.7 Approve Discharge of Mateusz Bonca For For Management (CEO) 15.1 Approve Discharge of Beata For For Management Kozlowska-Chyla (Supervisory Board Chairman) 15.2 Approve Discharge of Piotr Ciach For For Management (Supervisory Board Deputy Chairman) 15.3 Approve Discharge of Katarzyna For For Management Lewandowska (Supervisory Board Secretary) 15.4 Approve Discharge of Dariusz Figura For For Management (Supervisory Board Member) 15.5 Approve Discharge of Mariusz Golecki For For Management (Supervisory Board Member) 15.6 Approve Discharge of Adam Lewandowski For For Management (Supervisory Board Member) 15.7 Approve Discharge of Agnieszka For For Management Szklarczyk-Mierzwa (Supervisory Board Member) 15.8 Approve Discharge of Grzegorz Rybicki For For Management (Supervisory Board Member) 16 Approve Remuneration Policy For Against Management 17 Approve Acquisition of Shares in For Against Management Increased Share Capital of Grupa Azoty Polyolefins SA 18 Fix Number of Supervisory Board Members For For Management 19.1 Elect Chairman of Supervisory Board For Against Management 19.2 Elect Supervisory Board Member For Against Management 20 Close Meeting None None Management -------------------------------------------------------------------------------- GS ENGINEERING & CONSTRUCTION CORP. Ticker: 006360 Security ID: Y2901E108 Meeting Date: MAR 27, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Huh Chang-soo as Inside Director For For Management 3.2 Elect Heo Jin-su as Non-Independent For For Management Non-Executive Director 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- GS HOLDINGS CORP. Ticker: 078930 Security ID: Y2901P103 Meeting Date: MAR 27, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Elect Two Inside Directors, One For For Management Non-Independent Non-Executive Director and One Outside Director (Bundled) 3 Elect Yang Seung-woo as a Member of For For Management Audit Committee 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- GS RETAIL CO., LTD. Ticker: 007070 Security ID: Y2915J101 Meeting Date: MAR 20, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Lim Choon-seong as Outside For For Management Director 2.2 Elect Choi Hyo-seong as Outside For For Management Director 2.3 Elect Shin Dong-yoon as Outside For For Management Director 2.4 Elect Kim Seok-hwan as Non-Independent For Against Management Non-Executive Director 3.1 Elect Lim Choon-seong as a Member of For For Management Audit Committee 3.2 Elect Choi Hyo-seongas a Member of For For Management Audit Committee 3.3 Elect Shin Dong-yoon as a Member of For For Management Audit Committee 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- GS YUASA CORP. Ticker: 6674 Security ID: J1770L109 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 35 2.1 Elect Director Murao, Osamu For For Management 2.2 Elect Director Nakagawa, Toshiyuki For For Management 2.3 Elect Director Furukawa, Akio For For Management 2.4 Elect Director Fukuoka, Kazuhiro For For Management 2.5 Elect Director Otani, Ikuo For For Management 2.6 Elect Director Matsunaga, Takayoshi For For Management 2.7 Elect Director Nonogaki, Yoshiko For For Management 3 Appoint KPMG AZSA LLC as New External For For Management Audit Firm 4 Approve Annual Bonus For For Management -------------------------------------------------------------------------------- H. LUNDBECK A/S Ticker: LUN Security ID: K4406L129 Meeting Date: MAR 24, 2020 Meeting Type: Annual Record Date: MAR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Report of Board None None Management 2 Accept Financial Statements and For For Management Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of DKK 4.10 Per Share 4a Reelect Lars Rasmussen as Director For For Management 4b Reelect Lene Skole-Sorensen as Director For Abstain Management 4c Reelect Lars Holmqvist as Director For Abstain Management 4d Reelect Jeremy Levin as Director For For Management 4e Reelect Jeffrey Berkowitz as Director For For Management 4f Reelect Henrik Andersen as Director For For Management 5 Approve Remuneration of Directors in For For Management the Amount of DKK 1.2 million for Chairman, DKK 800,000 for Vice Chairman and DKK 400,000 for Other Directors; Approve Fees for Committee Work 6 Ratify PricewaterhouseCoopers as For For Management Auditors 7a Authorize Share Repurchase Program For For Management 7b Approve Guidelines for Incentive-Based For Against Management Compensation for Executive Management and Board 7c Approve Creation of DKK 100 Million For For Management Pool of Capital without Preemptive Rights 7d Amend Articles Re: Voting on the For For Management Company's Remuneration Report at Annual General Meetings 7e Authorize Editorial Changes to Adopted For For Management Resolutions in Connection with Registration with Danish Authorities 8 Other Business None None Management -------------------------------------------------------------------------------- H.I.S. CO., LTD. Ticker: 9603 Security ID: J20087102 Meeting Date: JAN 29, 2020 Meeting Type: Annual Record Date: OCT 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 33 2 Approve Adoption of Holding Company For For Management Structure and Transfer of Operations to Wholly Owned Subsidiary 3 Amend Articles to Change Company Name For Against Management - Amend Business Lines - Change Location of Head Office - Amend Provisions on Director Titles 4.1 Elect Director Sawada, Hideo For Against Management 4.2 Elect Director Nakamori, Tatsuya For For Management 4.3 Elect Director Oda, Masayuki For For Management 4.4 Elect Director Nakatani, Shigeru For For Management 4.5 Elect Director Yamanobe, Atsushi For For Management 4.6 Elect Director Gomi, Mutsumi For For Management 4.7 Elect Director Yada, Motoshi For For Management 4.8 Elect Director Sawada, Hidetaka For For Management 5.1 Elect Director and Audit Committee For For Management Member Umeda, Tsunekazu 5.2 Elect Director and Audit Committee For For Management Member Katsura, Yasuo 5.3 Elect Director and Audit Committee For For Management Member Sekita, Sonoko 6 Approve Annual Bonus For For Management -------------------------------------------------------------------------------- HAKUHODO DY HOLDINGS, INC. Ticker: 2433 Security ID: J19174101 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 15 2.1 Elect Director Toda, Hirokazu For For Management 2.2 Elect Director Mizushima, Masayuki For For Management 2.3 Elect Director Yajima, Hirotake For For Management 2.4 Elect Director Matsuzaki, Mitsumasa For For Management 2.5 Elect Director Imaizumi, Tomoyuki For For Management 2.6 Elect Director Nakatani, Yoshitaka For For Management 2.7 Elect Director Nishioka, Masanori For For Management 2.8 Elect Director Ochiai, Hiroshi For For Management 2.9 Elect Director Fujinuma, Daisuke For For Management 2.10 Elect Director Matsuda, Noboru For For Management 2.11 Elect Director Hattori, Nobumichi For For Management 2.12 Elect Director Yamashita, Toru For For Management 3 Appoint Statutory Auditor Tomoda, For For Management Kazuhiko -------------------------------------------------------------------------------- HALMA PLC Ticker: HLMA Security ID: G42504103 Meeting Date: JUL 25, 2019 Meeting Type: Annual Record Date: JUL 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Approve Remuneration Report For For Management 4 Re-elect Paul Walker as Director For For Management 5 Re-elect Andrew Williams as Director For For Management 6 Re-elect Adam Meyers as Director For For Management 7 Re-elect Daniela Barone Soares as For For Management Director 8 Re-elect Roy Twite as Director For For Management 9 Re-elect Tony Rice as Director For For Management 10 Re-elect Carole Cran as Director For For Management 11 Re-elect Jo Harlow as Director For For Management 12 Re-elect Jennifer Ward as Director For For Management 13 Re-elect Marc Ronchetti as Director For For Management 14 Reappoint PricewaterhouseCoopers LLP For For Management as Auditors 15 Authorise Board to Fix Remuneration of For For Management Auditors 16 Authorise Issue of Equity For For Management 17 Authorise Issue of Equity without For For Management Pre-emptive Rights 18 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 19 Authorise Market Purchase of Ordinary For For Management Shares 20 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- HAMAMATSU PHOTONICS KK Ticker: 6965 Security ID: J18270108 Meeting Date: DEC 20, 2019 Meeting Type: Annual Record Date: SEP 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 20 2.1 Elect Director Hiruma, Akira For For Management 2.2 Elect Director Suzuki, Kenji For For Management 2.3 Elect Director Yamamoto, Koei For For Management 2.4 Elect Director Hara, Tsutomu For For Management 2.5 Elect Director Yoshida, Kenji For For Management 2.6 Elect Director Toriyama, Naofumi For For Management 2.7 Elect Director Mori, Kazuhiko For For Management 2.8 Elect Director Maruno, Tadashi For For Management 2.9 Elect Director Suzuki, Takayuki For For Management 2.10 Elect Director Kato, Hisaki For For Management 2.11 Elect Director Saito, Minoru For For Management 2.12 Elect Director Kodate, Kashiko For For Management 2.13 Elect Director Koibuchi, Ken For For Management 3 Approve Restricted Stock Plan For For Management -------------------------------------------------------------------------------- HANA FINANCIAL GROUP, INC. Ticker: 086790 Security ID: Y29975102 Meeting Date: MAR 20, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Yoon Sung-bock as Outside For For Management Director 3.2 Elect Park Won-koo as Outside Director For For Management 3.3 Elect Paik Tae-seung as Outside For For Management Director 3.4 Elect Kim Hong-jin as Outside Director For For Management 3.5 Elect Yang Dong-hoon as Outside For For Management Director 3.6 Elect Heo Yoon as Outside Director For For Management 3.7 Elect Lee Jung-won as Outside Director For For Management 4 Elect Chah Eun-young as Outside For For Management Director to Serve as Audit Committee Member 5.1 Elect Yoon Sung-bock as a Member of For For Management Audit Committee 5.2 Elect Kim Hong-jin as a Member of For For Management Audit Committee 5.3 Elect Yang Dong-hoon as a Member of For For Management Audit Committee 6 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- HANG LUNG GROUP LIMITED Ticker: 10 Security ID: Y30148111 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: APR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Gerald Lokchung Chan as Director For Against Management 3b Elect Lap-Chee Tsui as Director For For Management 3c Elect Martin Cheung Kong Liao as For For Management Director 3d Elect Adriel Wenbwo Chan as Director For For Management 3e Authorize Board to Fix Remuneration of For For Management Directors 4 Approve KPMG as Auditors and Authorize For For Management Board to Fix Their Remuneration 5 Authorize Repurchase of Issued Share For For Management Capital 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- HANG LUNG PROPERTIES LTD. Ticker: 101 Security ID: Y30166105 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: APR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Nelson Wai Leung Yuen as Director For For Management 3b Elect Andrew Ka Ching Chan as Director For For Management 3c Elect Hsin Kang Chang as Director For For Management 3d Elect Adriel Wenbwo Chan as Director For For Management 3e Authorize Board to Fix Remuneration of For For Management Directors 4 Approve KPMG as Auditor and Authorize For Against Management Board to Fix Their Remuneration 5 Authorize Repurchase of Issued Share For For Management Capital 6 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- HANG SENG BANK LTD. Ticker: 11 Security ID: Y30327103 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAY 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a Elect Raymond K F Ch'ien as Director For For Management 2b Elect L Y Chiang as Director For For Management 2c Elect Kathleen C H Gan as Director For For Management 2d Elect Kenneth S Y Ng as Director For For Management 2e Elect Michael W K Wu as Director For For Management 3 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve PricewaterhouseCoopers as For Against Management Auditor and Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Issued Share For For Management Capital 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- HANKOOK TIRE & TECHNOLOGY CO., LTD. Ticker: 161390 Security ID: Y3R57J108 Meeting Date: MAR 27, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Amend Articles of Incorporation For For Management (Business Objectives) 2.2 Amend Articles of Incorporation For For Management (Company Address Change) 3 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- HANKYU HANSHIN HOLDINGS, INC. Ticker: 9042 Security ID: J18439109 Meeting Date: JUN 17, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 25 2 Amend Articles to Abolish Board For For Management Structure with Statutory Auditors - Adopt Board Structure with Audit Committee - Amend Provisions on Number of Directors - Authorize Directors to Execute Day to Day Operations without Full Board Approval 3.1 Elect Director Sumi, Kazuo For For Management 3.2 Elect Director Sugiyama, Takehiro For For Management 3.3 Elect Director Shin, Masao For For Management 3.4 Elect Director Inoue, Noriyuki For For Management 3.5 Elect Director Endo, Noriko For For Management 3.6 Elect Director Shimatani, Yoshishige For For Management 3.7 Elect Director Araki, Naoya For For Management 3.8 Elect Director Tsuru, Yuki For For Management 4.1 Elect Director and Audit Committee For For Management Member Ishibashi, Masayoshi 4.2 Elect Director and Audit Committee For For Management Member Ishii, Junzo 4.3 Elect Director and Audit Committee For For Management Member Komiyama, Michiari 5 Elect Alternate Director and Audit For For Management Committee Member Tsuru, Yuki 6 Approve Compensation Ceiling for For For Management Directors Who Are Not Audit Committee Members 7 Approve Compensation Ceiling for For For Management Directors Who Are Audit Committee Members 8 Approve Trust-Type Equity Compensation For For Management Plan -------------------------------------------------------------------------------- HANNOVER RUECK SE Ticker: HNR1 Security ID: D3015J135 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 4.00 per Share and a Special Dividend of EUR 1.50 per Share 3 Approve Discharge of Management Board For For Management for Fiscal 2019 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2019 5 Authorize Share Repurchase Program and For For Management Reissuance or Cancellation of Repurchased Shares 6 Authorize Use of Financial Derivatives For For Management when Repurchasing Shares -------------------------------------------------------------------------------- HANON SYSTEMS Ticker: 018880 Security ID: Y29874107 Meeting Date: MAR 25, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Approve Stock Option Grants For For Management 3 Elect Four Outside Directors and One For Against Management NI-NED (Bundled) 4 Elect Two Members of Audit Committee For For Management (Bundled) 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 6 Amend Articles of Incorporation For For Management -------------------------------------------------------------------------------- HANWHA CORP. Ticker: 000880 Security ID: Y3065M100 Meeting Date: MAR 25, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Ock Gyeong-seok as Inside For For Management Director 3.2 Elect Seo Gwang-myeong as Inside For For Management Director 3.3 Elect Kim Seung-heon as Outside For For Management Director 3.4 Elect Lee Seok-jae as Outside Director For For Management 4.1 Elect Park Jun-seon as a Member of For For Management Audit Committee 4.2 Elect Kim Seung-heon as a Member of For For Management Audit Committee 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- HAREL INSURANCE INVESTMENTS & FINANCIAL SERVICES LTD. Ticker: HARL Security ID: M52635105 Meeting Date: OCT 31, 2019 Meeting Type: Special Record Date: OCT 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Management Services Agreement For For Management with Michel Siboni, CEO A Vote FOR if you are a controlling None Against Management shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager B1 If you are an Interest Holder as None Against Management defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. B2 If you are a Senior Officer as defined None Against Management in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. B3 If you are an Institutional Investor None For Management as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. -------------------------------------------------------------------------------- HAREL INSURANCE INVESTMENTS & FINANCIAL SERVICES LTD. Ticker: HARL Security ID: M52635105 Meeting Date: MAY 31, 2020 Meeting Type: Annual/Special Record Date: APR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Discuss Financial Statements and the None None Management Report of the Board 2 Reappoint Somekh Chaikin as Auditors For For Management and Authorize Board to Fix Their Remuneration 3.1 Reelect Yair Hamburger as Director For For Management 3.2 Reelect Ben Hamburger as Director For For Management 3.3 Reelect Gideon Hamburger as Director For For Management 3.4 Reelect Yoav Manor as Director For For Management 3.5 Reelect Doron Cohen as Director For Against Management 3.6 Reelect Joseph Itzhar Ciechanover as For For Management Director 3.7 Reelect Eliahu Defes as Director For Against Management 4 Approve Compensation of Ben Hamburger, For For Management Vice Chairman 5 Elect Na'im Najar as External Director For For Management A Vote FOR if you are a controlling None Against Management shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager B1 If you are an Interest Holder as None Against Management defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. B2 If you are a Senior Officer as defined None Against Management in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. B3 If you are an Institutional Investor None For Management as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. -------------------------------------------------------------------------------- HARGREAVES LANSDOWN PLC Ticker: HL Security ID: G43940108 Meeting Date: OCT 10, 2019 Meeting Type: Annual Record Date: OCT 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Approve Remuneration Report For For Management 4 Reappoint PricewaterhouseCoopers LLP For For Management as Auditors 5 Authorise Board to Fix Remuneration of For For Management Auditors 6 Elect Dan Olley as Director For For Management 7 Re-elect Deanna Oppenheimer as Director For For Management 8 Re-elect Christopher Hill as Director For For Management 9 Re-elect Philip Johnson as Director For For Management 10 Re-elect Shirley Garrood as Director For For Management 11 Re-elect Stephen Robertson as Director For For Management 12 Re-elect Fiona Clutterbuck as Director For For Management 13 Re-elect Roger Perkin as Director For For Management 14 Authorise Market Purchase or Ordinary For For Management Shares 15 Authorise Issue of Equity For For Management 16 Authorise Issue of Equity without For For Management Pre-emptive Rights 17 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice 18 Authorise EU Political Donations and For For Management Expenditure 19 Approve Savings Related Share Option For Against Management Scheme -------------------------------------------------------------------------------- HARVEY NORMAN HOLDINGS LIMITED Ticker: HVN Security ID: Q4525E117 Meeting Date: NOV 27, 2019 Meeting Type: Annual Record Date: NOV 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 2 Approve Remuneration Report For For Management 3 Elect Kay Lesley Page as Director For For Management 4 Elect David Matthew Ackery as Director For Against Management 5 Elect Kenneth William Gunderson-Briggs For Against Management as Director 6 Elect Maurice John Craven as Director For For Management 7 Elect Stephen Mayne as Director Against For Shareholder 8 Approve the Spill Resolution None Against Management -------------------------------------------------------------------------------- HASEKO CORP. Ticker: 1808 Security ID: J18984153 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 50 2.1 Elect Director Tsuji, Noriaki For For Management 2.2 Elect Director Ikegami, Kazuo For For Management 2.3 Elect Director Tani, Junichi For For Management 2.4 Elect Director Tani, Nobuhiro For For Management 2.5 Elect Director Murakawa, Toshiyuki For For Management 2.6 Elect Director Naraoka, Shoji For For Management 2.7 Elect Director Koizumi, Masahito For For Management 2.8 Elect Director Kumano, Satoshi For For Management 2.9 Elect Director Takahashi, Osamu For For Management 2.10 Elect Director Ichimura, Kazuhiko For For Management 2.11 Elect Director Kogami, Tadashi For For Management 2.12 Elect Director Nagasaki, Mami For For Management 2.13 Elect Director Ogura, Toshikatsu For For Management 3 Appoint Statutory Auditor Takuma, For For Management Hiroyuki -------------------------------------------------------------------------------- HEIDELBERGCEMENT AG Ticker: HEI Security ID: D31709104 Meeting Date: JUN 04, 2020 Meeting Type: Annual Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 0.60 per Share 3.1 Approve Discharge of Management Board For For Management Member Bernd Scheifele for Fiscal 2019 3.2 Approve Discharge of Management Board For For Management Member Dominik von Achten for Fiscal 2019 3.3 Approve Discharge of Management Board For For Management Member Kevin Gluskie for Fiscal 2019 3.4 Approve Discharge of Management Board For For Management Member Hakan Gurdal for Fiscal 2019 3.5 Approve Discharge of Management Board For For Management Member Ernest Jelito for Fiscal 2019 3.6 Approve Discharge of Management Board For For Management Member Jon Morrish for Fiscal 2019 3.7 Approve Discharge of Management Board For For Management Member Lorenz Naeger for Fiscal 2019 3.8 Approve Discharge of Management Board For For Management Member Albert Scheuer for Fiscal 2019 3.9 Approve Discharge of Management Board For For Management Member Christopher Ward for Fiscal 2019 4.1 Approve Discharge of Supervisory Board For For Management Member Fritz-Juergen Heckmann for Fiscal 2019 4.2 Approve Discharge of Supervisory Board For For Management Member Heinz Schmitt for Fiscal 2019 4.3 Approve Discharge of Supervisory Board For For Management Member Barbara Breuninger for Fiscal 2019 4.4 Approve Discharge of Supervisory Board For For Management Member Josef Heumann for Fiscal 2019 4.5 Approve Discharge of Supervisory Board For For Management Member Birgit Jochens for Fiscal 2019 4.6 Approve Discharge of Supervisory Board For For Management Member Gabriele Kailing for Fiscal 2019 4.7 Approve Discharge of Supervisory Board For For Management Member Ludwig Merckle for Fiscal 2019 4.8 Approve Discharge of Supervisory Board For For Management Member Tobias Merckle for Fiscal 2019 4.9 Approve Discharge of Supervisory Board For For Management Member Luka Mucic for Fiscal 2019 4.10 Approve Discharge of Supervisory Board For For Management Member Ines Ploss for Fiscal 2019 4.11 Approve Discharge of Supervisory Board For For Management Member Peter Riedel for Fiscal 2019 4.12 Approve Discharge of Supervisory Board For For Management Member Juergen Schneider for Fiscal 2019 4.13 Approve Discharge of Supervisory Board For For Management Member Werner Schraeder for Fiscal 2019 4.14 Approve Discharge of Supervisory Board For For Management Member Margret Suckale for Fiscal 2019 4.15 Approve Discharge of Supervisory Board For For Management Member Stephan Wehning for Fiscal 2019 4.16 Approve Discharge of Supervisory Board For For Management Member Marion Weissenberger-Eibl for Fiscal 2019 5 Ratify PricewaterhouseCoopers GmbH as For For Management Auditors for Fiscal 2020 6 Approve Creation of EUR 178.5 Million For For Management Pool of Capital with Partial Exclusion of Preemptive Rights -------------------------------------------------------------------------------- HEINEKEN HOLDING NV Ticker: HEIO Security ID: N39338194 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: MAR 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Director's Board Report None None Management (Non-Voting) 2 Approve Remuneration Report For For Management 3 Adopt Financial Statements For For Management 4 Receive Explanation on Company's None None Management Reserves and Dividend Policy 5 Approve Discharge of Directors For For Management 6.a Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 6.b Grant Board Authority to Issue Shares For For Management Up To 10 Percent of Issued Capital 6.c Authorize Board to Exclude Preemptive For For Management Rights from Share Issuances 7 Approve Remuneration Policy For For Management 8 Ratify Deloitte as Auditors For For Management 9.a Amend Articles 7, 10 and 11 Paragraph For For Management 1 of the Articles of Association 9.b Amend Article 11 Paragraph 10 of the For Against Management Articles of Association 10 Elect Jean-Francois van Boxmeer as For For Management Non-Executive Director -------------------------------------------------------------------------------- HEINEKEN NV Ticker: HEIA Security ID: N39427211 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: MAR 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.a Receive Report of Management Board None None Management (Non-Voting) 1.b Approve Remuneration Report For For Management 1.c Adopt Financial Statements For For Management 1.d Receive Explanation on Dividend Policy None None Management 1.e Approve Dividends of EUR 1.68 Per Share For For Management 1.f Approve Discharge of Management Board For For Management 1.g Approve Discharge of Supervisory Board For For Management 2.a Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 2.b Grant Board Authority to Issue Shares For For Management Up To 10 Percent of Issued Capital 2.c Authorize Board to Exclude Preemptive For For Management Rights from Share Issuances under Item 2.b 3 Approve Remuneration Policy for For For Management Management Board 4 Approve Remuneration Policy for For For Management Supervisory Board 5 Ratify Deloitte as Auditors For For Management 6.a Amend Articles 7, 9, 10, 12, 13 For For Management Paragraph 1 and Article 18 of the Articles of Association 6.b Amend Article 13 Paragraph 10 of the For Against Management Articles of Association 7 Elect Dolf van den Brink to Management For For Management Board 8 Reelect Pamela Mars Wright to For For Management Supervisory Board 9 Close Meeting None None Management -------------------------------------------------------------------------------- HEIWA CORP. Ticker: 6412 Security ID: J19194109 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 40 2.1 Elect Director Minei, Katsuya For Against Management 2.2 Elect Director Moromizato, Toshinobu For For Management 2.3 Elect Director Miyara, Mikio For For Management 2.4 Elect Director Sagehashi, Takashi For For Management 2.5 Elect Director Ota, Yutaka For For Management 2.6 Elect Director Yoshino, Toshio For For Management 2.7 Elect Director Nakada, Katsumasa For For Management 2.8 Elect Director Katsumata, Nobuki For For Management 2.9 Elect Director Arai, Hisao For For Management 2.10 Elect Director Mizushima, Yuji For For Management 2.11 Elect Director Kaneshi, Tamiki For For Management 2.12 Elect Director Yamaguchi, Kota For For Management -------------------------------------------------------------------------------- HELLA GMBH & CO. KGAA Ticker: HLE Security ID: D3R112160 Meeting Date: SEP 27, 2019 Meeting Type: Annual Record Date: SEP 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal 2018/2019 2 Approve Allocation of Income and For For Management Dividends of EUR 3.35 per Share 3 Approve Discharge of Personally Liable For For Management Partner for Fiscal 2018/2019 4 Approve Discharge of Supervisory Board For Against Management for Fiscal 2018/2019 5 Approve Discharge of Shareholders' For Against Management Committee for Fiscal 2018/2019 6 Ratify PricewaterhouseCoopers GmbH as For Against Management Auditors for Fiscal 2019/2020 7.1 Elect Juergen Behrend to the For Against Management Shareholders' Committee 7.2 Elect Horst Binnig to the For Against Management Shareholders' Committee 7.3 Elect Samuel Christ to the For Against Management Shareholders' Committee 7.4 Elect Carl-Peter Forster to the For Against Management Shareholders' Committee 7.5 Elect Roland Hammerstein to the For Against Management Shareholders' Committee 7.6 Elect Klaus Kuehn to the Shareholders' For Against Management Committee 7.7 Elect Matthias Roepke to the For Against Management Shareholders' Committee 7.8 Elect Konstantin Thomas to the For Against Management Shareholders' Committee 8.1 Elect Dietrich Hueck to the For Against Management Supervisory Board 8.2 Elect Stephanie Hueck to the For Against Management Supervisory Board 8.3 Elect Tobias Hueck to the Supervisory For Against Management Board 8.4 Elect Klaus Kuehn to the Supervisory For Against Management Board 8.5 Elect Claudia Owen to the Supervisory For Against Management Board 8.6 Elect Thomas B. Paul to the For Against Management Supervisory Board 8.7 Elect Charlotte Soetje to the For Against Management Supervisory Board 8.8 Elect Christoph Thomas to the For Against Management Supervisory Board 9 Approve Remuneration of Shareholders' For For Management Committee 10 Approve Remuneration of Supervisory For For Management Board 11 Approve Creation of EUR 44 Million For Against Management Pool of Capital without Preemptive Rights 12 Authorize Share Repurchase Program and For For Management Reissuance or Cancellation of Repurchased Shares 13 Authorize Use of Financial Derivatives For For Management when Repurchasing Shares -------------------------------------------------------------------------------- HELVETIA HOLDING AG Ticker: HELN Security ID: H3701P102 Meeting Date: APR 24, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Discharge of Board and Senior For For Management Management 3 Approve Allocation of Income and For For Management Dividends of CHF 5.00 per Share 4.1 Reelect Doris Schurter as Director and For For Management Board Chairman 4.2.1 Reelect Beat Fellmann as Director For For Management 4.2.2 Reelect Jean-Rene Fournier as Director For Against Management 4.2.3 Reelect Ivo Furrer as Director For For Management 4.2.4 Reelect Hans Kuenzle as Director For For Management 4.2.5 Reelect Christoph Lechner as Director For For Management 4.2.6 Reelect Gabriela Payer as Director For For Management 4.2.7 Reelect Thomas Schmueckli as Director For For Management 4.2.8 Reelect Andreas von Planta as Director For For Management 4.2.9 Reelect Regula Wallimann as Director For For Management 4.3.1 Appoint Jean-Rene Fournier as Member For Against Management of the Nomination and Compensation Committee 4.3.2 Reappoint Gabriela Payer as Member of For For Management the Nomination and Compensation Committee 4.3.3 Reappoint Andreas von Planta as Member For For Management of the Nomination and Compensation Committee 4.3.4 Reappoint Regula Wallimann as Member For For Management of the Nomination and Compensation Committee 5 Approve Creation of CHF 149,177 Pool For Against Management of Authorized Capital without Preemptive Rights 6.1 Approve Fixed Remuneration of For For Management Directors in the Amount of CHF 3 Million 6.2 Approve Fixed Remuneration of For For Management Executive Committee in the Amount of CHF 7.8 Million 6.3 Approve Variable Remuneration of For For Management Executive Committee in the Amount of CHF 5.5 Million 7 Designate Schmuki Bachmann as For For Management Independent Proxy 8 Ratify KPMG AG as Auditors For For Management 9 Transact Other Business (Voting) For Against Management -------------------------------------------------------------------------------- HENDERSON LAND DEVELOPMENT COMPANY LIMITED Ticker: 12 Security ID: Y31476107 Meeting Date: JUN 08, 2020 Meeting Type: Annual Record Date: JUN 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3.1 Elect Lee Ka Kit as Director For For Management 3.2 Elect Lee Ka Shing as Director For For Management 3.3 Elect Suen Kwok Lam as Director For For Management 3.4 Elect Fung Lee Woon King as Director For For Management 3.5 Elect Lee Pui Ling, Angelina as For For Management Director 4 Approve KPMG as Auditor and Authorize For Against Management Board to Fix Their Remuneration 5A Authorize Repurchase of Issued Share For For Management Capital 5B Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 5C Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- HENKEL AG & CO. KGAA Ticker: HEN3 Security ID: D3207M102 Meeting Date: JUN 17, 2020 Meeting Type: Annual Record Date: MAY 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income and For For Management Dividends of EUR 1.83 per Ordinary Share and EUR 1.85 per Preferred Share 3 Approve Discharge of Personally Liable For For Management Partner for Fiscal 2019 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2019 5 Approve Discharge of Shareholders' For For Management Committee for Fiscal 2019 6 Ratify PricewaterhouseCoopers GmbH as For For Management Auditors for Fiscal 2020 7.1 Elect Simone Bagel-Trah to the For Against Management Supervisory Board 7.2 Elect Lutz Bunnenberg to the For Against Management Supervisory Board 7.3 Elect Benedikt-Richard Freiherr von For Against Management Herman to the Supervisory Board 7.4 Elect Timotheus Hoettges to the For For Management Supervisory Board 7.5 Elect Michael Kaschke to the For Against Management Supervisory Board 7.6 Elect Barbara Kux to the Supervisory For For Management Board 7.7 Elect Simone Menne to the Supervisory For Against Management Board 7.8 Elect Philipp Scholz to the For Against Management Supervisory Board 8.1 Elect Paul Achleitner to the For Against Management Shareholders' Committee 8.2 Elect Simone Bagel-Trah to the For Against Management Shareholders' Committee 8.3 Elect Alexander Birken to the For Against Management Shareholders' Committee 8.4 Elect Johann-Christoph Frey to the For Against Management Shareholders' Committee 8.5 Elect Christoph Henkel to the For Against Management Shareholders' Committee 8.6 Elect Christoph Kneip to the For Against Management Shareholders' Committee 8.7 Elect Ulrich Lehner to the For Against Management Shareholders' Committee 8.8 Elect Norbert Reithofer to the For For Management Shareholders' Committee 8.9 Elect Konstantin von Unger to the For Against Management Shareholders' Committee 8.10 Elect Jean-Francois van Boxmeer to the For For Management Shareholders' Committee 9 Approve Remuneration Policy For For Management 10 Approve Creation of EUR 43.8 Million For Against Management Pool of Capital with Preemptive Rights 11 Amend Articles Re: Participation For For Management Requirements and Proof of Entitlement -------------------------------------------------------------------------------- HENNES & MAURITZ AB Ticker: HM.B Security ID: W41422101 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: APR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Chairman of Meeting For Did Not Vote Management 3 Prepare and Approve List of For Did Not Vote Management Shareholders 4 Approve Agenda of Meeting For Did Not Vote Management 5 Designate Inspector(s) of Minutes of For Did Not Vote Management Meeting 6 Acknowledge Proper Convening of Meeting For Did Not Vote Management 7 Receive Financial Statements and None None Management Statutory Reports 8.a Accept Financial Statements and For Did Not Vote Management Statutory Reports 8.b Approve Allocation of Income and For Did Not Vote Management Omission of Dividends 8.c Approve Discharge of Board and For Did Not Vote Management President 9 Determine Number of Members (8) and For Did Not Vote Management Deputy Members (0) of Board; Determine Number of Auditors (1) and Deputy Auditors (0) 10 Approve Remuneration of Directors in For Did Not Vote Management the Amount of SEK 1.7 Million for Chairman, and SEK 650,000 for Other Directors; Approve Remuneration for Committee Work; Approve Remuneration of Auditors 11.a Reelect Stina Bergfors as Director For Did Not Vote Management 11.b Reelect Anders Dahlvig as Director For Did Not Vote Management 11.c Reelect Danica Kragic Jensfelt as For Did Not Vote Management Director 11.d Reelect Lena Patriksson Keller as For Did Not Vote Management Director 11.e Reelect Christian Sievert as Director For Did Not Vote Management 11.f Reelect Erica Wiking Hager as Director For Did Not Vote Management 11.g Reelect Niklas Zennstrom as Director For Did Not Vote Management 11.h Elect Karl-Johan Persson (Chairman) as For Did Not Vote Management New Director 12 Ratify Ernst & Young as Auditors For Did Not Vote Management 13 Approve Procedures for Nominating For Did Not Vote Management Committee 14.a Approve Remuneration Policy And Other For Did Not Vote Management Terms of Employment For Executive Management 14.b Disclose Sustainability Targets to be None Did Not Vote Shareholder Achieved in order for Senior Executives to be Paid Variable Remuneration; Report on the Performance of Senior Executives About Sustainability Targets 15 Amend Articles of Association Re: For Did Not Vote Management Company Name; Participation of General Meeting; Agenda of Annual Meeting; Share Registrar 16 Eliminate Differentiated Voting Rights None Did Not Vote Shareholder 17 Examination of Various Aspects of the None Did Not Vote Shareholder Company's Collection of Data about the Personnel 18 Close Meeting None None Management -------------------------------------------------------------------------------- HERA SPA Ticker: HER Security ID: T5250M106 Meeting Date: APR 29, 2020 Meeting Type: Annual/Special Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Company Bylaws Re: Articles 16, For For Management 26, and 34 2 Amend Company Bylaws Re: Article 17 For For Management 1 Approve Financial Statements, For For Management Statutory Reports, and Allocation of Income 2.1 Approve Remuneration Policy For For Management 2.2 Approve Second Section of the For Against Management Remuneration Report 3 Authorize Share Repurchase Program and For For Management Reissuance of Repurchased Shares 4.1 Slate 1 Submitted by the Shareholder None Against Shareholder Agreement (41.58 Percent of the Share Capital) 4.2 Slate 2 Submitted by Gruppo Societa None Against Shareholder Gas Rimini SpA 4.3 Slate 3 Submitted by Institutional None For Shareholder Investors (Assogestioni) 5 Approve Remuneration of Directors None For Shareholder 6.1 Slate 1 Submitted by the Shareholder None Against Shareholder Agreement (41.58 Percent of the Share Capital) 6.2 Slate 2 Submitted by Gruppo Societa None Against Shareholder Gas Rimini SpA 6.3 Slate 3 Submitted by Institutional None For Shareholder Investors (Assogestioni) 7 Approve Internal Auditors' Remuneration None For Shareholder A Deliberations on Possible Legal Action None Against Management Against Directors if Presented by Shareholders -------------------------------------------------------------------------------- HERMES INTERNATIONAL SCA Ticker: RMS Security ID: F48051100 Meeting Date: APR 24, 2020 Meeting Type: Annual/Special Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Discharge of General Managers For For Management 4 Approve Allocation of Income and For For Management Dividends of EUR 4.55 per Share 5 Approve Auditors' Special Report on For Against Management Related-Party Transactions 6 Authorize Repurchase of Up to 10 For Against Management Percent of Issued Share Capital 7 Approve Compensation of Corporate For Against Management Officers 8 Approve Compensation of Axel Dumas, For Against Management General Manager 9 Approve Compensation of Emile Hermes For Against Management SARL, General Manager 10 Approve Compensation of Eric de For For Management Seynes, Chairman of the Supervisory Board 11 Approve Remuneration Policy of General For Against Management Managers 12 Approve Remuneration Policy of For For Management Supervisory Board Members 13 Reelect Dorothee Altmayer as For Against Management Supervisory Board Member 14 Reelect Monique Cohen as Supervisory For For Management Board Member 15 Reelect Renaud Mommeja as Supervisory For Against Management Board Member 16 Reelect Eric de Seynes as Supervisory For Against Management Board Member 17 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 18 Authorize up to 2 Percent of Issued For Against Management Capital for Use in Stock Option Plans 19 Authorize up to 2 Percent of Issued For Against Management Capital for Use in Restricted Stock Plans 20 Amend Articles 18 and 22 of Bylaws Re: For For Management Employee Reprensentative and Supervisory Board Members Remuneration 21 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- HEXAGON AB Ticker: HEXA.B Security ID: W40063104 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: APR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Chairman of Meeting For Did Not Vote Management 3 Prepare and Approve List of For Did Not Vote Management Shareholders 4 Approve Agenda of Meeting For Did Not Vote Management 5 Designate Inspector(s) of Minutes of For Did Not Vote Management Meeting 6 Acknowledge Proper Convening of Meeting For Did Not Vote Management 7 Receive President's Report None None Management 8.a Receive Financial Statements and None None Management Statutory Reports 8.b Receive Auditor's Report on None None Management Application of Guidelines for Remuneration for Executive Management 8.c Receive the Board's Dividend Proposal None None Management 9.a Accept Financial Statements and For Did Not Vote Management Statutory Reports 9.b Approve Allocation of Income and For Did Not Vote Management Omission of Dividends 9.c Approve Discharge of Board and For Did Not Vote Management President 10 Determine Number of Members (8) and For Did Not Vote Management Deputy Members (0) of Board 11 Approve Remuneration of Directors in For Did Not Vote Management the Amount of SEK 1.85 Million for Chairman, and SEK 615,000 for Other Directors; Approve Remuneration for Committee Work; Approve Remuneration of Auditors 12 Reelect Ola Rollen, Gun Nilsson For Did Not Vote Management (Chair), Ulrika Francke, John Brandon, Henrik Henriksson, Sofia Schorling Hogberg and Marta Schorling Andreen as Directors; Elect Patrick Soderlund as New Director; Ratify Ernst & Young as Auditors 13 Reelect Mikael Ekdahl, Jan Andersson For Did Not Vote Management and Johan Strandberg, and Elect Anders Oscarsson as Members of Nominating Committee 14 Approve Remuneration Policy And Other For Did Not Vote Management Terms of Employment For Executive Management 15 Amend Articles of Association Re: For Did Not Vote Management Company Name; Participation at General Meeting; Share Registrar 16 Close Meeting None None Management -------------------------------------------------------------------------------- HIKARI TSUSHIN, INC. Ticker: 9435 Security ID: J1949F108 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Shigeta, Yasumitsu For Against Management 1.2 Elect Director Wada, Hideaki For Against Management 1.3 Elect Director Tamamura, Takeshi For For Management 1.4 Elect Director Gido, Ko For For Management 1.5 Elect Director Takahashi, Masato For For Management -------------------------------------------------------------------------------- HIKMA PHARMACEUTICALS PLC Ticker: HIK Security ID: G4576K104 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: APR 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Reappoint PricewaterhouseCoopers LLP For For Management as Auditors 4 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 5 Elect Cynthia Schwalm as Director For For Management 6 Re-elect Said Darwazah as Director For For Management 7 Re-elect Siggi Olafsson as Director For For Management 8 Re-elect Mazen Darwazah as Director For For Management 9 Re-elect Robert Pickering as as For For Management Director 10 Re-elect Ali Al-Husry as Director For For Management 11 Re-elect Patrick Butler as Director For For Management 12 Re-elect Dr Pamela Kirby as Director For For Management 13 Re-elect Dr Jochen Gann as Director For For Management 14 Re-elect John Castellani as Director For For Management 15 Re-elect Nina Henderson as Director For For Management 16 Approve Remuneration Policy For For Management 17 Approve Remuneration Report For For Management 18 Authorise Issue of Equity For For Management 19 Authorise Issue of Equity without For For Management Pre-emptive Rights 20 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 21 Authorise Market Purchase of Ordinary For For Management Shares 22 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- HINO MOTORS, LTD. Ticker: 7205 Security ID: 433406105 Meeting Date: JUN 22, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ichihashi, Yasuhiko For Abstain Management 1.2 Elect Director Shimo, Yoshio For Abstain Management 1.3 Elect Director Hisada, Ichiro For Abstain Management 1.4 Elect Director Nakane, Taketo For Abstain Management 1.5 Elect Director Sato, Shinichi For Abstain Management 1.6 Elect Director Hagiwara, Toshitaka For For Management 1.7 Elect Director Yoshida, Motokazu For Abstain Management 1.8 Elect Director Muto, Koichi For For Management 1.9 Elect Director Terashi, Shigeki For Abstain Management 2.1 Appoint Statutory Auditor Kimura, Iwao For For Management 2.2 Appoint Statutory Auditor Inoue, Tomoko For For Management 2.3 Appoint Statutory Auditor Nakajima, For For Management Masahiro 3 Appoint Alternate Statutory Auditor For For Management Natori, Katsuya -------------------------------------------------------------------------------- HIROSE ELECTRIC CO., LTD. Ticker: 6806 Security ID: J19782101 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 120 2 Amend Articles to Change Location of For For Management Head Office 3.1 Elect Director Ishii, Kazunori For For Management 3.2 Elect Director Nakamura, Mitsuo For For Management 3.3 Elect Director Kiriya, Yukio For For Management 3.4 Elect Director Fukumoto, Hiroshi For For Management 3.5 Elect Director Sato, Hiroshi For For Management 3.6 Elect Director Sang-Yeob Lee For For Management 3.7 Elect Director Hotta, Kensuke For For Management 3.8 Elect Director Motonaga, Tetsuji For For Management 3.9 Elect Director Nishimatsu, Masanori For For Management 4 Appoint Statutory Auditor Sugishima, For For Management Terukazu -------------------------------------------------------------------------------- HITACHI CHEMICAL CO., LTD. Ticker: 4217 Security ID: J20160107 Meeting Date: JUN 05, 2020 Meeting Type: Special Record Date: APR 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Reverse Stock Split to Squeeze For For Management Out Minority Shareholders 2 Amend Articles to Decrease Authorized For For Management Capital - Delete References to Record Date -------------------------------------------------------------------------------- HITACHI METALS, LTD. Ticker: 5486 Security ID: J20538112 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Nishiie, Kenichi For For Management 1.2 Elect Director Uenoyama, Makoto For For Management 1.3 Elect Director Oka, Toshiko For For Management 1.4 Elect Director Fukuo, Koichi For For Management 1.5 Elect Director Nishiyama, Mitsuaki For For Management 1.6 Elect Director Morita, Mamoru For For Management -------------------------------------------------------------------------------- HITACHI TRANSPORT SYSTEM, LTD. Ticker: 9086 Security ID: J2076M106 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Aoki, Miho For For Management 1.2 Elect Director Izumoto, Sayoko For For Management 1.3 Elect Director Urano, Mitsudo For For Management 1.4 Elect Director Nishijima, Takashi For For Management 1.5 Elect Director Fusayama, Tetsu For For Management 1.6 Elect Director Maruta, Hiroshi For For Management 1.7 Elect Director Watanabe, Hajime For For Management 1.8 Elect Director Jinguji, Takashi For For Management 1.9 Elect Director Nakatani, Yasuo For For Management -------------------------------------------------------------------------------- HITEJINRO CO., LTD. Ticker: 000080 Security ID: Y3R2AY108 Meeting Date: MAR 20, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Elect One Inside Director and One For Against Management Outside Director (Bundled) 3 Elect Lee Gu-yeon as a Member of Audit For For Management Committee 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 5 Approve regulation that grants the For For Management privilege of director's formal post -------------------------------------------------------------------------------- HOCHTIEF AG Ticker: HOT Security ID: D33134103 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: APR 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 5.80 per Share 3 Approve Discharge of Management Board For For Management for Fiscal 2019 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2019 5 Ratify KPMG AG as Auditors for Fiscal For For Management 2020 6 Amend Articles Re: Participation For For Management Requirements and Proof of Entitlement 7 Authorize Share Repurchase Program and For For Management Reissuance or Cancellation of Repurchased Shares 8 Authorize Use of Financial Derivatives For For Management when Repurchasing Shares -------------------------------------------------------------------------------- HOKURIKU ELECTRIC POWER CO. Ticker: 9505 Security ID: J22050108 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 10 2 Amend Articles to Amend Business Lines For For Management 3.1 Elect Director Ataka, Tateki For For Management 3.2 Elect Director Ishiguro, Nobuhiko For For Management 3.3 Elect Director Onishi, Kenji For For Management 3.4 Elect Director Kanai, Yutaka For For Management 3.5 Elect Director Kawada, Tatsuo For For Management 3.6 Elect Director Kyuwa, Susumu For For Management 3.7 Elect Director Shiotani, Seisho For For Management 3.8 Elect Director Takagi, Shigeo For For Management 3.9 Elect Director Hirata, Wataru For For Management 3.10 Elect Director Matsuda, Koji For For Management 3.11 Elect Director Mizutani, Kazuhisa For For Management 4.1 Appoint Statutory Auditor Akiba, Etsuko For For Management 4.2 Appoint Statutory Auditor Ito, Tadaaki For Against Management 4.3 Appoint Statutory Auditor Eda, Akitaka For For Management 4.4 Appoint Statutory Auditor Hosokawa, For For Management Toshihiko 4.5 Appoint Statutory Auditor Mizukami, For For Management Yasuhito 5 Amend Articles to Decommission Shika Against Against Shareholder Nuclear Power Plant 6 Amend Articles to Comprehensively Against Against Shareholder Review Operations of Nuclear Power Generation Department 7 Amend Articles to Withdraw from Against For Shareholder Nuclear Fuel Recycling Business 8 Amend Articles to Add Provision on Against Against Shareholder Proactive Information Disclosure and Dialogue 9 Amend Articles to Require Individual Against For Shareholder Compensation Disclosure for Directors, Statutory Auditors and Senior Advisers 10 Amend Articles to Reduce Board Size, Against Against Shareholder Require Female Directors, Abolish Senior Adviser System, and Prohibit Former Directors from Serving as Statutory Auditors -------------------------------------------------------------------------------- HONDA MOTOR CO., LTD. Ticker: 7267 Security ID: J22302111 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mikoshiba, Toshiaki For For Management 1.2 Elect Director Hachigo, Takahiro For For Management 1.3 Elect Director Kuraishi, Seiji For For Management 1.4 Elect Director Takeuchi, Kohei For For Management 1.5 Elect Director Mibe, Toshihiro For For Management 1.6 Elect Director Koide, Hiroko For For Management 1.7 Elect Director Kokubu, Fumiya For For Management 1.8 Elect Director Ito, Takanobu For For Management -------------------------------------------------------------------------------- HONG KONG AND CHINA GAS COMPANY LIMITED Ticker: 3 Security ID: Y33370100 Meeting Date: JUN 05, 2020 Meeting Type: Annual Record Date: JUN 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3.1 Elect Lee Ka-kit as Director For Against Management 3.2 Elect David Li Kwok-po as Director For Against Management 3.3 Elect Alfred Chan Wing-kin as Director For For Management 4 Approve PricewaterhouseCoopers as For Against Management Auditor and Authorize Board to Fix Their Remuneration 5.1 Approve Issuance of Bonus Shares For For Management 5.2 Authorize Repurchase of Issued Share For For Management Capital 5.3 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 5.4 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- HONG KONG EXCHANGES & CLEARING LTD. Ticker: 388 Security ID: Y3506N139 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: APR 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a Elect Cheah Cheng Hye as Director For For Management 2b Elect Leung Pak Hon, Hugo as Director For For Management 3 Approve PricewaterhouseCoopers as For Against Management Auditor and Authorize Board to Fix Their Remuneration 4 Authorize Repurchase of Issued Share For For Management Capital 5 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- HONGKONG LAND HOLDINGS LTD. Ticker: H78 Security ID: G4587L109 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Re-elect Robert Wong as Director For For Management 4 Re-elect Simon Dixon as Director For For Management 5 Re-elect Yiu Kai Pang as Director For Against Management 6 Ratify Auditors and Authorise Their For For Management Remuneration 7 Authorise Issue of Equity For For Management -------------------------------------------------------------------------------- HORIBA, LTD. Ticker: 6856 Security ID: J22428106 Meeting Date: MAR 28, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Horiba, Atsushi For For Management 1.2 Elect Director Saito, Juichi For For Management 1.3 Elect Director Adachi, Masayuki For For Management 1.4 Elect Director Okawa, Masao For For Management 1.5 Elect Director Nagano, Takashi For For Management 1.6 Elect Director Sugita, Masahiro For For Management 1.7 Elect Director Higashifushimi, Jiko For For Management 1.8 Elect Director Takeuchi, Sawako For For Management 2.1 Appoint Statutory Auditor Nakamine, For For Management Atsushi 2.2 Appoint Statutory Auditor Yamada, Keiji For Against Management 2.3 Appoint Statutory Auditor Tanabe, For Against Management Tomoko 3.1 Appoint Alternate Statutory Auditor For For Management Yoshida, Kazumasa 3.2 Appoint Alternate Statutory Auditor For For Management Yoneda, Aritoshi -------------------------------------------------------------------------------- HOSHIZAKI CORP. Ticker: 6465 Security ID: J23254105 Meeting Date: MAR 26, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Sakamoto, Seishi For For Management 1.2 Elect Director Kobayashi, Yasuhiro For For Management 1.3 Elect Director Tomozoe, Masanao For For Management 1.4 Elect Director Yoshimatsu, Masuo For For Management 1.5 Elect Director Maruyama, Satoru For For Management 1.6 Elect Director Kurimoto, Katsuhiro For For Management 1.7 Elect Director Ieta, Yasushi For For Management 1.8 Elect Director Yaguchi, Kyo For For Management 2 Elect Director and Audit Committee For For Management Member Motomatsu, Shigeru 3.1 Elect Alternate Director and Audit For For Management Committee Member Suzuki, Takeshi 3.2 Elect Alternate Director and Audit For For Management Committee Member Suzuki, Tachio -------------------------------------------------------------------------------- HOUSE FOODS GROUP INC. Ticker: 2810 Security ID: J22680102 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 23 2.1 Elect Director Urakami, Hiroshi For For Management 2.2 Elect Director Matsumoto, Keiji For For Management 2.3 Elect Director Hiroura, Yasukatsu For For Management 2.4 Elect Director Kudo, Masahiko For For Management 2.5 Elect Director Osawa, Yoshiyuki For For Management 2.6 Elect Director Miyaoku, Yoshiyuki For For Management 2.7 Elect Director Yamaguchi, Tatsumi For For Management 2.8 Elect Director Kawasaki, Kotaro For For Management 2.9 Elect Director Saito, Kyuzo For For Management 2.10 Elect Director Fujii, Junsuke For For Management 3.1 Appoint Statutory Auditor Koike, Akira For For Management 3.2 Appoint Statutory Auditor Okajima, For For Management Atsuko -------------------------------------------------------------------------------- HOWDEN JOINERY GROUP PLC Ticker: HWDN Security ID: G4647J102 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAY 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Final Dividend For Abstain Management 4 Elect Louise Fowler as Director For For Management 5 Re-elect Karen Caddick as Director For For Management 6 Re-elect Andrew Cripps as Director For For Management 7 Re-elect Geoff Drabble as Director For For Management 8 Re-elect Andrew Livingston as Director For For Management 9 Re-elect Richard Pennycook as Director For For Management 10 Re-elect Mark Robson as Director For For Management 11 Re-elect Debbie White as Director For For Management 12 Reappoint Deloitte LLP as Auditors For For Management 13 Authorise Board to Fix Remuneration of For For Management Auditors 14 Authorise EU Political Donations and For For Management Expenditure 15 Authorise Issue of Equity For For Management 16 Authorise Issue of Equity without For For Management Pre-emptive Rights 17 Authorise Market Purchase of Ordinary For For Management Shares 18 Adopt New Articles of Association For For Management 19 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- HOYA CORP. Ticker: 7741 Security ID: J22848105 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Uchinaga, Yukako For For Management 1.2 Elect Director Urano, Mitsudo For For Management 1.3 Elect Director Takasu, Takeo For For Management 1.4 Elect Director Kaihori, Shuzo For For Management 1.5 Elect Director Yoshihara, Hiroaki For For Management 1.6 Elect Director Suzuki, Hiroshi For For Management -------------------------------------------------------------------------------- HUGO BOSS AG Ticker: BOSS Security ID: D34902102 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 0.04 per Share 3 Approve Discharge of Management Board For For Management for Fiscal 2019 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2019 5.1 Elect Iris Epple-Righi to the For For Management Supervisory Board 5.2 Elect Gaetano Marzotto to the For For Management Supervisory Board 5.3 Elect Luca Marzotto to the Supervisory For Against Management Board 5.4 Elect Christina Rosenberg to the For For Management Supervisory Board 5.5 Elect Robin Stalker to the Supervisory For For Management Board 5.6 Elect Hermann Waldemer to the For For Management Supervisory Board 6 Ratify Ernst & Young GmbH as Auditors For For Management for Fiscal 2020 7 Approve Remuneration of Supervisory For For Management Board 8 Amend Articles Re: Online For For Management Participation; Absentee Vote; Supervisory Board Attendance at General Meetings 9 Authorize Share Repurchase Program and For For Management Reissuance or Cancellation of Repurchased Shares 10 Authorize Use of Financial Derivatives For For Management when Repurchasing Shares -------------------------------------------------------------------------------- HUHTAMAKI OYJ Ticker: HUH1V Security ID: X33752100 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Call the Meeting to Order None None Management 3 Designate Inspector or Shareholder For For Management Representative(s) of Minutes of Meeting 4 Acknowledge Proper Convening of Meeting For For Management 5 Prepare and Approve List of For For Management Shareholders 6 Receive Financial Statements and None None Management Statutory Reports 7 Accept Financial Statements and For For Management Statutory Reports 8 Approve Allocation of Income and For For Management Omission of Dividends 9 Approve Discharge of Board and For For Management President 10 Approve Remuneration Policy And Other For For Management Terms of Employment For Executive Management 11 Approve Remuneration of Directors in For For Management the Amount of EUR 120,000 for Chairman, EUR 68,000 for Vice Chairman, and EUR 57,000 for Other Directors; Approve Meeting Fees 12 Fix Number of Directors at Seven For For Management 13 Reelect Pekka Ala-Pietila (Chairman), For For Management Doug Baillie, William Barker, Anja Korhonen, Kerttu Tuomas (Vice Chairman), Sandra Turner and Ralf Wunderlich as Directors; 14 Approve Remuneration of Auditors For For Management 15 Ratify KPMG as Auditors For For Management 16 Authorize Share Repurchase Program For For Management 17 Approve Issuance of up to 10 Million For For Management New Shares and Conveyance of up to 4 Million Shares without Preemptive Rights 18 Establish Nominating Committee For For Management 19 Amend Articles Re: Establish For For Management Nominating Committee; Editorial Changes 20 Close Meeting None None Management -------------------------------------------------------------------------------- HULIC CO., LTD. Ticker: 3003 Security ID: J23594112 Meeting Date: MAR 24, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 17.5 2.1 Elect Director Nishiura, Saburo For Abstain Management 2.2 Elect Director Yoshidome, Manabu For Abstain Management 2.3 Elect Director Shiga, Hidehiro For Abstain Management 2.4 Elect Director Kobayashi, Hajime For Abstain Management 2.5 Elect Director Maeda, Takaya For Abstain Management 2.6 Elect Director Nakajima, Tadashi For Abstain Management 2.7 Elect Director Miyajima, Tsukasa For For Management 2.8 Elect Director Yamada, Hideo For For Management 2.9 Elect Director Fukushima, Atsuko For For Management 2.10 Elect Director Takahashi, Kaoru For Abstain Management 3.1 Appoint Statutory Auditor Nezu, Koichi For Abstain Management 3.2 Appoint Statutory Auditor Kobayashi, For For Management Nobuyuki 3.3 Appoint Statutory Auditor Sekiguchi, For Abstain Management Kenichi 4 Approve Compensation Ceiling for For For Management Directors 5 Approve Trust-Type Equity Compensation For For Management Plan -------------------------------------------------------------------------------- HUSQVARNA AB Ticker: HUSQ.B Security ID: W4235G116 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: JUN 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Chairman of Meeting For Did Not Vote Management 3 Prepare and Approve List of None None Management Shareholders 4 Approve Agenda of Meeting For Did Not Vote Management 5.a Designate Ricard Wennerklint as For Did Not Vote Management Inspector of Minutes of Meeting 5.b Designate Henrik Didner as Inspector For Did Not Vote Management of Minutes of Meeting 6 Acknowledge Proper Convening of Meeting For Did Not Vote Management 7.a Accept Financial Statements and For Did Not Vote Management Statutory Reports 7.b Approve Allocation of Income and For Did Not Vote Management Omission of Dividends 7.c1 Approve Discharge of Board Member Tom For Did Not Vote Management Johnstone 7.c2 Approve Discharge of Board Member Ulla For Did Not Vote Management Litzen 7.c3 Approve Discharge of Board Member For Did Not Vote Management Katarina Martinson 7.c4 Approve Discharge of Board Member For Did Not Vote Management Bertrand Neuschwander 7.c5 Approve Discharge of Board Member For Did Not Vote Management Daniel Nodhall 7.c6 Approve Discharge of Board Member Lars For Did Not Vote Management Pettersson 7.c7 Approve Discharge of Board Member For Did Not Vote Management Christine Robins 7.c8 Approve Discharge of CEO Kai Warn For Did Not Vote Management 8.a Determine Number of Members (8) and For Did Not Vote Management Deputy Members (0) of Board 8.b Determine Number of Auditors (1) and For Did Not Vote Management Deputy Auditors 9 Approve Remuneration of Directors in For Did Not Vote Management the Amount of SEK 2 Million to Chairman and SEK 580,000 to Other Directors; Approve Remuneration for Committee Work; Approve Meeting Fees 10.a Reelect Tom Johnstone as Director For Did Not Vote Management 10.b Reelect Ulla Litzen as Director For Did Not Vote Management 10.c Reelect Katarina Martinson as Director For Did Not Vote Management 10.d Reelect Bertrand Neuschwander as For Did Not Vote Management Director 10.e Reelect Daniel Nodhall as Director For Did Not Vote Management 10.f Reelect Lars Pettersson as Director For Did Not Vote Management 10.g Reelect Christine Robins as Director For Did Not Vote Management 10.h Elect Henric Andersson as New Director For Did Not Vote Management 10.i Appoint Tom Johnstone as Board Chairman For Did Not Vote Management 11.a Ratify Ernst & Young as Auditors For Did Not Vote Management 11.b Approve Remuneration of Auditors For Did Not Vote Management 12 Approve Remuneration Policy And Other For Did Not Vote Management Terms of Employment For Executive Management 13 Approve Performance Share Incentive For Did Not Vote Management Program LTI 2020 14 Approve Equity Swap Arrangement to For Did Not Vote Management Cover Obligations Under LTI 2020 15 Approve Issuance of 57.6 Million Class For Did Not Vote Management B Shares without Preemptive Rights 16 Close Meeting None None Management -------------------------------------------------------------------------------- HUTCHISON PORT HOLDINGS TRUST Ticker: NS8U Security ID: Y3780D104 Meeting Date: JUN 08, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Trustee's Report, Statement by For For Management the Manager, Audited Financial Statements and Auditors' Report 2 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Directors of Trustee Manager to Fix Their Remuneration 3 Approve Issuance of Equity or For For Management Equity-Linked Securities with or without Preemptive Rights 4 Amend Trust Deed For For Management -------------------------------------------------------------------------------- HYDRO ONE LIMITED Ticker: H Security ID: 448811208 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Cherie Brant For For Management 1.2 Elect Director Blair Cowper-Smith For For Management 1.3 Elect Director David Hay For For Management 1.4 Elect Director Timothy Hodgson For For Management 1.5 Elect Director Jessica McDonald For For Management 1.6 Elect Director Mark Poweska For For Management 1.7 Elect Director Russel Robertson For For Management 1.8 Elect Director William Sheffield For For Management 1.9 Elect Director Melissa Sonberg For For Management 1.10 Elect Director Susan Wolburgh Jenah For For Management 2 Approve KPMG LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 3 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- HYSAN DEVELOPMENT COMPANY LIMITED Ticker: 14 Security ID: Y38203124 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAY 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2.1 Elect Lee Irene Yun-Lien as Director For For Management 2.2 Elect Fan Yan Hok Philip as Director For For Management 2.3 Elect Lee Tze Hau Michael as Director For For Management 3 Approve Deloitte Touche Tohmatsu as For For Management Auditor and Authorize Board to Fix Their Remuneration 4 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 5 Authorize Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- HYUNDAI DEPARTMENT STORE CO., LTD. Ticker: 069960 Security ID: Y38306109 Meeting Date: MAR 25, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Jeong Ji-seon as Inside Director For For Management 3.2 Elect Kim Hyeong-jong as Inside For For Management Director 3.3 Elect Jang Ho-jin as Inside Director For For Management 3.4 Elect Noh Min-gi as Outside Director For For Management 3.5 Elect Ko Bong-chan as Outside Director For For Management 4 Elect Ko Bong-chan as a Member of For For Management Audit Committee 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 6 Approve Terms of Retirement Pay For For Management -------------------------------------------------------------------------------- HYUNDAI GLOVIS CO., LTD. Ticker: 086280 Security ID: Y27294100 Meeting Date: MAR 19, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Jeon Geum-bae as Inside Director For Against Management 3.2 Elect Kim Jun-gyu as Outside Director For For Management 3.3 Elect Lim Chang-gyu as Outside Director For Against Management 4.1 Elect Kim Jun-gyu as a Member of Audit For For Management Committee 4.2 Elect Lim Chang-gyu as a Member of For Against Management Audit Committee 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- HYUNDAI HEAVY INDUSTRIES HOLDINGS CO., LTD. Ticker: 267250 Security ID: Y3R3C9109 Meeting Date: MAR 25, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Approve Spin-Off Agreement For For Management 3.1 Elect Ga Sam-hyeon as Inside Director For For Management 3.2 Elect Shin Jae-yong as Outside Director For Against Management 4 Elect Shin Jae-yong as a Member of For Against Management Audit Committee 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- HYUNDAI MOBIS CO., LTD. Ticker: 012330 Security ID: Y3849A109 Meeting Date: MAR 18, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Appropriation of Income For For Management 3.1.1 Elect Karl-Thomas Neumann as Outside For For Management Director 3.1.2 Elect Jang Young-woo as Outside For For Management Director 3.2 Elect Chung Eui-sun as Inside Director For For Management 4.1 Elect Karl-Thomas Neumann as a Member For For Management of Audit Committee 4.2 Elect Jang Young-woo as a Member of For For Management Audit Committee 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- HYUNDAI MOTOR CO., LTD. Ticker: 005380 Security ID: Y38472109 Meeting Date: MAR 19, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Choi Eun-su as Outside Director For Against Management 3.2 Elect Kim Sang-hyeon as Inside Director For Against Management 4 Elect Choi Eun-su as a Member of Audit For Against Management Committee 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- HYUNDAI STEEL CO. Ticker: 004020 Security ID: Y38383108 Meeting Date: MAR 25, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Seo Myeong-jin as Inside Director For For Management 2.2 Elect Park Jong-seong as Inside For For Management Director 2.3 Elect Park Ui-man as Outside Director For Against Management 2.4 Elect Lee Eun-taek as Outside Director For Against Management 3 Elect Park Ui-man as a Member of Audit For Against Management Committee 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 5 Approve Spin-Off Agreement For For Management -------------------------------------------------------------------------------- IBERDROLA SA Ticker: IBE Security ID: E6165F166 Meeting Date: APR 02, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Consolidated and Standalone For For Management Financial Statements 2 Approve Consolidated and Standalone For For Management Management Reports 3 Approve Non-Financial Information For For Management Statement 4 Approve Discharge of Board For For Management 5 Renew Appointment of KPMG Auditores as For For Management Auditor 6 Amend Articles Re: Corporate Interest For For Management and Social Dividend 7 Amend Article 8 Re: Compliance System For For Management and Compliance Unit 8 Amend Article 10 to Reflect Changes in For For Management Capital 9 Amend Article 9 of General Meeting For For Management Regulations Re: Shareholders' Power to Approve the Non-Financial Information Statement 10 Amend Articles of General Meeting For For Management Regulations Re: Right to Information and Remote Participation 11 Amend Articles of General Meeting For For Management Regulations Re: Technical Improvements 12 Approve Allocation of Income and For For Management Dividends 13 Approve Scrip Dividends For For Management 14 Approve Scrip Dividends For For Management 15 Advisory Vote on Remuneration Report For For Management 16 Approve Restricted Stock Plan For For Management 17 Elect Nicola Mary Brewer as Director For For Management 18 Elect Regina Helena Jorge Nunes as For For Management Director 19 Reelect Inigo Victor de Oriol Ibarra For For Management as Director 20 Reelect Samantha Barber as Director For For Management 21 Fix Number of Directors at 14 For For Management 22 Authorize Increase in Capital up to 50 For For Management Percent via Issuance of Equity or Equity-Linked Securities, Excluding Preemptive Rights of up to 10 Percent 23 Authorize Issuance of Convertible For For Management Bonds, Debentures, Warrants, and Other Debt Securities up to EUR 5 Billion with Exclusion of Preemptive Rights up to 10 Percent of Capital 24 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- IBIDEN CO., LTD. Ticker: 4062 Security ID: J23059116 Meeting Date: JUN 17, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Takenaka, Hiroki For For Management 1.2 Elect Director Aoki, Takeshi For For Management 1.3 Elect Director Kodama, Kozo For For Management 1.4 Elect Director Ikuta, Masahiko For For Management 1.5 Elect Director Yamaguchi, Chiaki For For Management 1.6 Elect Director Mita, Toshio For For Management 1.7 Elect Director Asai, Noriko For For Management -------------------------------------------------------------------------------- ICA GRUPPEN AB Ticker: ICA Security ID: W4241E105 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: APR 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Chairman of Meeting For Did Not Vote Management 3 Prepare and Approve List of For Did Not Vote Management Shareholders 4 Approve Agenda of Meeting For Did Not Vote Management 5 Designate Inspector(s) of Minutes of For Did Not Vote Management Meeting 6 Acknowledge Proper Convening of Meeting For Did Not Vote Management 7 Receive Report on Operations None None Management 8 Receive Report on Board's Work None None Management 9 Receive Financial Statements and None None Management Statutory Reports 10 Accept Financial Statements and For Did Not Vote Management Statutory Reports 11 Approve Allocation of Income and For Did Not Vote Management Dividends of SEK 12.00 Per Share 12 Approve Discharge of Board and For Did Not Vote Management President 13 Receive Report on Nominating None None Management Committee's Work 14 Determine Number of Members (10) and For Did Not Vote Management Deputy Members (0) of Board; Determine Number of Auditors (1) and Deputy Auditors (0) 15 Approve Remuneration of Directors in For Did Not Vote Management the Amount of SEK 1.2 Million for Chairman and SEK 580,000 for Other Directors; Approve Remuneration for Committee Work; Approve Remuneration of Auditors 16 Reelect Cecilia Daun Wennborg, Lennart For Did Not Vote Management Evrell, Andrea Gisle Joosen, Fredrik Hagglund, Jeanette Jager, Magnus Moberg, Fredrik Persson, Bo Sandstrom, Claes-Goran Sylven (Chair) and Anette Wiotti as Directors 17 Ratify KPMG as Auditors For Did Not Vote Management 18 Authorize Chairman of Board and For Did Not Vote Management Representatives of Three of Company's Largest Shareholders to Serve on Nominating Committee 19 Approve Remuneration Policy And Other For Did Not Vote Management Terms of Employment For Executive Management 20 Amend Articles of Association For Did Not Vote Management 21 Close Meeting None None Management -------------------------------------------------------------------------------- ICADE SA Ticker: ICAD Security ID: F4931M119 Meeting Date: APR 24, 2020 Meeting Type: Annual/Special Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports and Approve Non-Deductible Expenses 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 4.01 per Share 4 Approve Auditors' Special Report on For For Management Related-Party Transactions Mentioning the Absence of New Transactions 5 Reelect Frederic Thomas as Director For Against Management 6 Reelect Georges Ralli as Director For For Management 7 Reelect Marie-Christine Lambert as For For Management Director 8 Reelect Florence Peronnau as Director For For Management 9 Ratify Appointment of Marianne For Against Management Louradour as Director 10 Ratify Appointment of Olivier Fabas as For Against Management Director 11 Ratify Appointment of Laurence For Against Management Giraudon as Director 12 Reelect Laurence Giraudon as Director For Against Management 13 Approve Remuneration Policy of For For Management Directors 14 Approve Remuneration Policy of For For Management Chairman of the Board 15 Approve Remuneration Policy of CEO For For Management 16 Approve Compensation Report For For Management 17 Approve Compensation of Andre For For Management Martinez, Chairman of the Board Until April 24, 2019 18 Approve Compensation of Frederic For For Management Thomas, Chairman of the Board Since April 24, 2019 19 Approve Compensation of Olivier For For Management Wigniolle, CEO 20 Authorize Repurchase of Up to 5 For For Management Percent of Issued Share Capital 21 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 22 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 38 Million 23 Authorize Capital Increase of up to 10 For For Management Percent of Issued Capital for Contributions in Kind 24 Authorize Capital Issuances for Use in For Against Management Employee Stock Purchase Plans 25 Add Corporate Purpose and Amend For For Management Article 1 of Bylaws Accordingly 26 Amend Article 10 of Bylaws Re: Written For For Management Consultation and Directors Mandate 27 Amend Articles 10 and 12 of Bylaws Re: For For Management Board Remuneration and Board Powers 28 Textual References Regarding Change of For Against Management Codification 29 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- ICL-ISRAEL CHEMICALS LTD. Ticker: ICL Security ID: M5920A109 Meeting Date: JAN 30, 2020 Meeting Type: Special Record Date: JAN 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Framework D&O Liability For For Management Insurance Policy to Directors/Officers A Vote FOR if you are a controlling None Against Management shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager B1 If you are an Interest Holder as None Against Management defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. B2 If you are a Senior Officer as defined None Against Management in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. B3 If you are an Institutional Investor None For Management as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. -------------------------------------------------------------------------------- ICL-ISRAEL CHEMICALS LTD. Ticker: ICL Security ID: M5920A109 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: MAR 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Reelect Yoav Doppelt as Director For For Management 1.2 Reelect Aviad Kaufman as Director For For Management 1.3 Reelect Avisar Paz as Director For For Management 1.4 Reelect Sagi Kabla as Director For For Management 1.5 Reelect Ovadia Eli as Director For For Management 1.6 Reelect Reem Aminoach as Director For For Management 1.7 Reelect Lior Reitblatt as Director For For Management 1.8 Reelect Tzipi Ozer Armon as Director For For Management 2 Reappoint Somekh Chaikin as Auditors For For Management 3 Approve Grants of Equity-Based Awards For For Management to Company's Non-Employee Directors 4 Approve Name Change to ICL Ltd. or Any For For Management Other Name That Will Be Approved and Amend Articles of Association Accordingly to Facilitate a Change in the Company's Formal Name to ICL 5 Discuss Financial Statements and the None None Management Report of the Board A Vote FOR if you are a controlling None Against Management shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager B1 If you are an Interest Holder as None Against Management defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. B2 If you are a Senior Officer as defined None Against Management in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. B3 If you are an Institutional Investor None For Management as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. -------------------------------------------------------------------------------- IDEMITSU KOSAN CO., LTD. Ticker: 5019 Security ID: J2388K103 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kito, Shunichi For For Management 1.2 Elect Director Matsushita, Takashi For For Management 1.3 Elect Director Nibuya, Susumu For For Management 1.4 Elect Director Shindome, Katsuaki For For Management 1.5 Elect Director Hirano, Atsuhiko For For Management 1.6 Elect Director Idemitsu, Masakazu For For Management 1.7 Elect Director Kubohara, Kazunari For For Management 1.8 Elect Director Kikkawa, Takeo For For Management 1.9 Elect Director Mackenzie Clugston For For Management 1.10 Elect Director Otsuka, Norio For For Management 1.11 Elect Director Yasuda, Yuko For For Management 1.12 Elect Director Koshiba, Mitsunobu For For Management 2 Appoint Statutory Auditor Ito, Taigi For For Management 3 Appoint Alternate Statutory Auditor For For Management Kai, Junko -------------------------------------------------------------------------------- IDP EDUCATION LIMITED Ticker: IEL Security ID: Q48215109 Meeting Date: OCT 22, 2019 Meeting Type: Annual Record Date: OCT 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 2a Elect Gregory West as Director For For Management 2b Elect Peter Polson as Director For For Management 3 Approve Remuneration Report For For Management -------------------------------------------------------------------------------- IGM FINANCIAL INC. Ticker: IGM Security ID: 449586106 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: MAR 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Marc A. Bibeau For For Management 1.2 Elect Director Jeffrey R. Carney For For Management 1.3 Elect Director Marcel R. Coutu For For Management 1.4 Elect Director Andre Desmarais For For Management 1.5 Elect Director Paul Desmarais, Jr. For Withhold Management 1.6 Elect Director Gary Doer For For Management 1.7 Elect Director Susan Doniz For For Management 1.8 Elect Director Claude Genereux For For Management 1.9 Elect Director Sharon Hodgson For For Management 1.10 Elect Director Sharon MacLeod For For Management 1.11 Elect Director Susan J. McArthur For For Management 1.12 Elect Director John McCallum For For Management 1.13 Elect Director R. Jeffrey Orr For For Management 1.14 Elect Director Gregory D. Tretiak For For Management 1.15 Elect Director Beth Wilson For For Management 2 Ratify Deloitte LLP as Auditors For For Management 3 Amend By-Law No. 1 For For Management -------------------------------------------------------------------------------- IHI CORP. Ticker: 7013 Security ID: J2398N113 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 20 2.1 Elect Director Mitsuoka, Tsugio For For Management 2.2 Elect Director Yamada, Takeshi For For Management 2.3 Elect Director Shikina, Tomoharu For For Management 2.4 Elect Director Nagano, Masafumi For For Management 2.5 Elect Director Murakami, Koichi For For Management 2.6 Elect Director Fujiwara, Taketsugu For For Management 2.7 Elect Director Ishimura, Kazuhiko For For Management 2.8 Elect Director Ide, Hiroshi For For Management 2.9 Elect Director Kawakami, Takeshi For For Management 2.10 Elect Director Shigegaki, Yasuhiro For For Management 2.11 Elect Director Nakanishi, Yoshiyuki For For Management 2.12 Elect Director Matsuda, Chieko For For Management 3.1 Appoint Statutory Auditor Niimura, For For Management Takashi 3.2 Appoint Statutory Auditor Sekine, Aiko For For Management -------------------------------------------------------------------------------- IIDA GROUP HOLDINGS CO., LTD. Ticker: 3291 Security ID: J23426109 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 31 2 Appoint Statutory Auditor Fujita, Koji For For Management 3.1 Appoint Alternate Statutory Auditor For For Management Sasaki, Shinichi 3.2 Appoint Alternate Statutory Auditor For Against Management Shimazaki, Makoto -------------------------------------------------------------------------------- ILIAD SA Ticker: ILD Security ID: F4958P102 Meeting Date: DEC 20, 2019 Meeting Type: Special Record Date: DEC 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Specific Buyback Program and For For Management Cancellation of Repurchased Shares 2 Authorize Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights of Up to 11,666,666 Shares, with a Binding Priority Right 3 Authorize Capital Issuances for Use in For Against Management Employee Stock Purchase Plans 4 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- ILUKA RESOURCES LIMITED Ticker: ILU Security ID: Q4875J104 Meeting Date: APR 09, 2020 Meeting Type: Annual Record Date: APR 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Susie Corlett as Director For For Management 2 Elect Lynne Saint as Director For For Management 3 Elect Marcelo Bastos as Director For For Management 4 Approve Remuneration Report For For Management 5 Approve Conditional Spill Resolution Against Against Management -------------------------------------------------------------------------------- IMERYS SA Ticker: NK Security ID: F49644101 Meeting Date: MAY 04, 2020 Meeting Type: Annual/Special Record Date: APR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 1.72 per Share 4 Approve Stock Dividend Program For For Management 5 Approve Auditors' Special Report on For For Management Related-Party Transactions 6 Approve Remuneration Policy of For Against Management Corporate Officers 7 Approve Remuneration Policy of For For Management Directors 8 Approve Compensation Report of For For Management Corporate Officers 9 Approve Compensation of Conrad For Against Management Keijzer, Vice-CEO Since March 8, 2018 Until May 4, 2018 then CEO Since May 4, 2018 Until October 21, 2019 10 Approve Compensation of Gilles Michel, For Against Management Chairman and CEO Until May 4, 2018 then Chairman of the Board Until June 25, 2019 11 Approve Compensation of Patrick Kron, For For Management Chairman of the Board Since June 25, 2019 12 Ratify Appointment of Patrick Kron as For For Management Director 13 Reellect Aldo Cardoso as Director For Against Management 14 Reelect Paul Desmarais III as Director For For Management 15 Reelect Colin Hall as Director For Against Management 16 Elect Annette Messemer as Director For For Management 17 Elect Veronique Saubot as Director For For Management 18 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 19 Authorize Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 15 Million 20 Approve Issuance of Equity or For For Management Equity-Linked Securities for Qualified Investors, up to 10 Percent of Issued Capital 21 Set Total Limit for Capital Increase For For Management to Result from Issuance Requests Under Items 19-20 Above and Items 13, 16, 18 and 19 of May 19, 2019 GM at EUR 75 Million 22 Authorize up to 3 Percent of Issued For Against Management Capital for Use in Stock Option Plans 23 Authorize up to 3 Percent of Issued For Against Management Capital for Use in Restricted Stock Plans 24 Authorize Capital Issuances for Use in For Against Management Employee Stock Purchase Plans 25 Amend Articles 4, 12, 14, 15, 16, 17, For For Management 18, 19, 20, 21, 22, 23 and 29 of Bylaws to Comply with Legal Changes 26 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- IMI PLC Ticker: IMI Security ID: G47152114 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAY 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Re-elect Lord Smith of Kelvin as For For Management Director 4 Re-elect Thomas Thune Andersen as For For Management Director 5 Elect Caroline Dowling as Director For For Management 6 Re-elect Carl-Peter Forster as Director For For Management 7 Re-elect Katie Jackson as Director For For Management 8 Re-elect Isobel Sharp as Director For For Management 9 Re-elect Daniel Shook as Director For For Management 10 Re-elect Roy Twite as Director For For Management 11 Reappoint Ernst & Young LLP as Auditors For For Management 12 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 13 Authorise Issue of Equity For For Management 14 Authorise EU Political Donations and For For Management Expenditure A Authorise Issue of Equity without For For Management Pre-emptive Rights B Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment C Authorise Market Purchase of Ordinary For For Management Shares D Authorise the Company to Call General For For Management Meeting with 14 Working Days' Notice -------------------------------------------------------------------------------- IMPERIAL BRANDS PLC Ticker: IMB Security ID: G4720C107 Meeting Date: FEB 05, 2020 Meeting Type: Annual Record Date: FEB 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Final Dividend For For Management 4 Re-elect Susan Clark as Director For For Management 5 Re-elect Alison Cooper as Director For For Management 6 Re-elect Therese Esperdy as Director For For Management 7 Re-elect Simon Langelier as Director For For Management 8 Re-elect Matthew Phillips as Director For For Management 9 Re-elect Steven Stanbrook as Director For For Management 10 Elect Jonathan Stanton as Director For For Management 11 Re-elect Oliver Tant as Director For For Management 12 Re-elect Karen Witts as Director For For Management 13 Appoint Ernst & Young LLP as Auditors For For Management 14 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 15 Authorise EU Political Donations and For For Management Expenditure 16 Authorise Issue of Equity For For Management 17 Authorise Issue of Equity without For For Management Pre-emptive Rights 18 Authorise Market Purchase of Ordinary For For Management Shares 19 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- IMPERIAL OIL LTD. Ticker: IMO Security ID: 453038408 Meeting Date: MAY 01, 2020 Meeting Type: Annual Record Date: MAR 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 2.1 Elect Director D.C. (David) Brownell For For Management 2.2 Elect Director D.W. (David) Cornhill For For Management 2.3 Elect Director B.W. (Bradley) Corson For For Management 2.4 Elect Director K.T. (Krystyna) Hoeg For For Management 2.5 Elect Director M.C. (Miranda) Hubbs For For Management 2.6 Elect Director J.M. (Jack) Mintz For For Management 2.7 Elect Director D.S. (David) Sutherland For For Management -------------------------------------------------------------------------------- INCHCAPE PLC Ticker: INCH Security ID: G47320208 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAY 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Remuneration Policy For For Management 4 Approve Final Dividend For Abstain Management 5 Re-elect Stefan Bomhard as Director For For Management 6 Re-elect Jerry Buhlmann as Director For For Management 7 Elect Gijsbert de Zoeten as Director For For Management 8 Re-elect Rachel Empey as Director For For Management 9 Elect Alexandra Jensen as Director For For Management 10 Re-elect Jane Kingston as Director For For Management 11 Re-elect John Langston as Director For For Management 12 Re-elect Nigel Stein as Director For For Management 13 Re-elect Till Vestring as Director For For Management 14 Reappoint Deloitte LLP as Auditors For For Management 15 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 16 Authorise Issue of Equity For For Management 17 Authorise Issue of Equity without For For Management Pre-emptive Rights 18 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 19 Authorise Market Purchase of Ordinary For For Management Shares 20 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- INCITEC PIVOT LIMITED Ticker: IPL Security ID: Q4887E101 Meeting Date: DEC 20, 2019 Meeting Type: Annual Record Date: DEC 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 2a Elect Xiaoling Liu as Director For For Management 2b Elect Gregory Robinson as Director For For Management 3 Approve Remuneration Report For For Management 4 Approve Grant of Performance Rights to For Against Management Jeanne Johns -------------------------------------------------------------------------------- INDUSTRIA DE DISENO TEXTIL SA Ticker: ITX Security ID: E6282J125 Meeting Date: JUL 16, 2019 Meeting Type: Annual Record Date: JUL 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Standalone Financial Statements For For Management 2 Approve Consolidated Financial For For Management Statements 3 Approve Non-Financial Information For For Management Report 4 Approve Allocation of Income and For For Management Dividends 5 Fix Number of Directors at 11 For For Management 6.a Reelect Pablo Isla Alvarez de Tejera For For Management as Director 6.b Reelect Amancio Ortega Gaona as For For Management Director 6.c Elect Carlos Crespo Gonzalez as For For Management Director 6.d Reelect Emilio Saracho Rodriguez de For For Management Torres as Director 6.e Reelect Jose Luis Duran Schulz as For For Management Director 7.a Amend Article 13 Re: General Meetings For For Management 7.b Amend Articles Re: Board Committees For For Management 7.c Amend Articles Re: Annual Accounts and For For Management Allocation of Income 8 Renew Appointment of Deloitte as For For Management Auditor 9 Approve Restricted Stock Plan For For Management 10 Authorize Share Repurchase Program For For Management 11 Amend Remuneration Policy For For Management 12 Advisory Vote on Remuneration Report For For Management 13 Authorize Board to Ratify and Execute For For Management Approved Resolutions 14 Receive Amendments to Board of None None Management Directors Regulations -------------------------------------------------------------------------------- INDUSTRIAL BANK OF KOREA Ticker: 024110 Security ID: Y3994L108 Meeting Date: MAR 25, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Approve Total Remuneration of Inside For Against Management Directors and Outside Directors 3 Authorize Board to Fix Remuneration of For Against Management Internal Auditor(s) -------------------------------------------------------------------------------- INDUSTRIVARDEN AB Ticker: INDU.A Security ID: W45430100 Meeting Date: APR 24, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Chairman of Meeting For Did Not Vote Management 3 Prepare and Approve List of For Did Not Vote Management Shareholders 4 Approve Agenda of Meeting For Did Not Vote Management 5 Designate Inspector(s) of Minutes of For Did Not Vote Management Meeting 6 Acknowledge Proper Convening of Meeting For Did Not Vote Management 7.a Receive Financial Statements and None None Management Statutory Reports 7.b Receive Auditor's Report on None None Management Application of Guidelines for Remuneration for Executive Management 7.c Receive Board's Proposal on Allocation None None Management of Income and Dividends 8 Receive President's Report None None Management 9.a Accept Financial Statements and For Did Not Vote Management Statutory Reports 9.b Approve Allocation of Income and For Did Not Vote Management Omission of Dividends 9.c Approve Record Date for Dividend For Did Not Vote Management Payment 9.d Approve Discharge of Board and For Did Not Vote Management President 10 Determine Number of Members (8) and For Did Not Vote Management Deputy Members (0) of Board 11 Approve Remuneration of Directors in For Did Not Vote Management the Amount of SEK 2.1 Million for Chairman, SEK 1.3 Million for Vice Chair and SEK 640,000 for Other Directors 12.a Reelect Par Boman as Director For Did Not Vote Management 12.b Reelect Christian Caspar as Director For Did Not Vote Management 12.c Elect Marika Fredriksson as New For Did Not Vote Management Director 12.d Reelect Bengt Kjell as Director For Did Not Vote Management 12.e Reelect Fredrik Lundberg as Director For Did Not Vote Management 12.f Reelect Annika Lundius as Director For Did Not Vote Management 12.g Reelect Lars Pettersson as Director For Did Not Vote Management 12.h Reelect Helena Stjernholm as Director For Did Not Vote Management 12.i Reelect Fredrik Lundberg as Board For Did Not Vote Management Chairman 13 Determine Number of Auditors (1) and For Did Not Vote Management Deputy Auditors (0) 14 Approve Remuneration of Auditors For Did Not Vote Management 15 Ratify Deloitte as Auditors For Did Not Vote Management 16 Approve Remuneration Policy And Other For Did Not Vote Management Terms of Employment For Executive Management 17 Approve Performance Share Matching Plan For Did Not Vote Management 18.a Eliminate Differentiated Voting Rights None Did Not Vote Shareholder 18.b Amend Articles Re: Delete Article 6 None Did Not Vote Shareholder 18.c Instruct Board to Work for the Swedish None Did Not Vote Shareholder Companies Act to be Amended so the Possibility of Differentiation of Voting Rights is Abolished 18.d Instruct Board to Prepare a Proposal None Did Not Vote Shareholder for Representation of Small and Medium-Sized Shareholders in the Board and Nominating Committee 19 Close Meeting None None Management -------------------------------------------------------------------------------- INDUSTRIVARDEN AB Ticker: INDU.A Security ID: W45430126 Meeting Date: APR 24, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Chairman of Meeting For Did Not Vote Management 3 Prepare and Approve List of For Did Not Vote Management Shareholders 4 Approve Agenda of Meeting For Did Not Vote Management 5 Designate Inspector(s) of Minutes of For Did Not Vote Management Meeting 6 Acknowledge Proper Convening of Meeting For Did Not Vote Management 7.a Receive Financial Statements and None None Management Statutory Reports 7.b Receive Auditor's Report on None None Management Application of Guidelines for Remuneration for Executive Management 7.c Receive Board's Proposal on Allocation None None Management of Income and Dividends 8 Receive President's Report None None Management 9.a Accept Financial Statements and For Did Not Vote Management Statutory Reports 9.b Approve Allocation of Income and For Did Not Vote Management Omission of Dividends 9.c Approve Record Date for Dividend For Did Not Vote Management Payment 9.d Approve Discharge of Board and For Did Not Vote Management President 10 Determine Number of Members (8) and For Did Not Vote Management Deputy Members (0) of Board 11 Approve Remuneration of Directors in For Did Not Vote Management the Amount of SEK 2.1 Million for Chairman, SEK 1.3 Million for Vice Chair and SEK 640,000 for Other Directors 12.a Reelect Par Boman as Director For Did Not Vote Management 12.b Reelect Christian Caspar as Director For Did Not Vote Management 12.c Elect Marika Fredriksson as New For Did Not Vote Management Director 12.d Reelect Bengt Kjell as Director For Did Not Vote Management 12.e Reelect Fredrik Lundberg as Director For Did Not Vote Management 12.f Reelect Annika Lundius as Director For Did Not Vote Management 12.g Reelect Lars Pettersson as Director For Did Not Vote Management 12.h Reelect Helena Stjernholm as Director For Did Not Vote Management 12.i Reelect Fredrik Lundberg as Board For Did Not Vote Management Chairman 13 Determine Number of Auditors (1) and For Did Not Vote Management Deputy Auditors (0) 14 Approve Remuneration of Auditors For Did Not Vote Management 15 Ratify Deloitte as Auditors For Did Not Vote Management 16 Approve Remuneration Policy And Other For Did Not Vote Management Terms of Employment For Executive Management 17 Approve Performance Share Matching Plan For Did Not Vote Management 18.a Eliminate Differentiated Voting Rights None Did Not Vote Shareholder 18.b Amend Articles Re: Delete Article 6 None Did Not Vote Shareholder 18.c Instruct Board to Work for the Swedish None Did Not Vote Shareholder Companies Act to be Amended so the Possibility of Differentiation of Voting Rights is Abolished 18.d Instruct Board to Prepare a Proposal None Did Not Vote Shareholder for Representation of Small and Medium-Sized Shareholders in the Board and Nominating Committee 19 Close Meeting None None Management -------------------------------------------------------------------------------- INFINEON TECHNOLOGIES AG Ticker: IFX Security ID: D35415104 Meeting Date: FEB 20, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 0.27 per Share 3 Approve Discharge of Management Board For For Management for Fiscal 2019 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2019 5 Ratify KPMG AG as Auditors for Fiscal For For Management 2020 6.1 Elect Xiaoqun Clever to the For For Management Supervisory Board 6.2 Elect Friedrich Eichiner to the For For Management Supervisory Board 6.3 Elect Hans-Ulrich Holdenried to the For For Management Supervisory Board 6.4 Elect Manfred Puffer to the For For Management Supervisory Board 6.5 Elect Ulrich Spiesshofer to the For For Management Supervisory Board 6.6 Elect Margret Suckale to the For For Management Supervisory Board 7 Approve Cancellation of Conditional For For Management Capital 2010/I 8 Approve Creation of EUR 750 Million For For Management Pool of Capital with Partial Exclusion of Preemptive Rights 9 Approve Issuance of Warrants/Bonds For For Management with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 4 Billion; Approve Creation of EUR 260 Million Pool of Capital to Guarantee Conversion Rights -------------------------------------------------------------------------------- INFORMA PLC Ticker: INF Security ID: G4770L106 Meeting Date: MAY 04, 2020 Meeting Type: Special Record Date: APR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Capital Raising For For Management -------------------------------------------------------------------------------- INFORMA PLC Ticker: INF Security ID: G4770L106 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: JUN 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Re-elect Derek Mapp as Director For For Management 2 Re-elect Stephen Carter as Director For For Management 3 Re-elect Gareth Wright as Director For For Management 4 Re-elect Gareth Bullock as Director For For Management 5 Re-elect Stephen Davidson as Director For For Management 6 Re-elect David Flaschen as Director For For Management 7 Re-elect Mary McDowell as Director For For Management 8 Re-elect Helen Owers as Director For For Management 9 Re-elect John Rishton as Director For For Management 10 Elect Gill Whitehead as Director For For Management 11 Accept Financial Statements and For For Management Statutory Reports 12 Approve Remuneration Report For For Management 13 Approve Remuneration Policy For Against Management 14 Reappoint Deloitte LLP as Auditors For For Management 15 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 16 Authorise EU Political Donations and For For Management Expenditure 17 Authorise Issue of Equity For For Management 18 Authorise Issue of Equity without For For Management Pre-emptive Rights 19 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 20 Authorise Market Purchase of Ordinary For For Management Shares 21 Adopt New Articles of Association For For Management 22 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- INFRASTRUTTURE WIRELESS ITALIANE SPA Ticker: INW Security ID: T6032P102 Meeting Date: DEC 19, 2019 Meeting Type: Special Record Date: DEC 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger by Incorporation of For For Management Vodafone Towers Srl into INWIT SpA 2 Amend Company Bylaws Re: Articles 5, For Against Management 11, 13, 16, 18, 22, and 23 1 Elect Two Directors For For Management 2 Authorize Extraordinary Dividend For For Management -------------------------------------------------------------------------------- INFRASTRUTTURE WIRELESS ITALIANE SPA Ticker: INW Security ID: T6032P102 Meeting Date: MAR 20, 2020 Meeting Type: Special Record Date: MAR 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1.1 Slate Submitted by Telecom Italia SpA None Against Shareholder 1.1.2 Slate Submitted by Institutional None For Shareholder Investors (Assogestioni) 1.2 Fix Board Terms for Directors None For Shareholder 1.3 Approve Remuneration of Directors None For Shareholder -------------------------------------------------------------------------------- INFRASTRUTTURE WIRELESS ITALIANE SPA Ticker: INW Security ID: T6032P102 Meeting Date: APR 06, 2020 Meeting Type: Annual Record Date: MAR 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income For For Management 3 Approve Remuneration Policy and Second For For Management Section of the Remuneration Report -------------------------------------------------------------------------------- ING GROEP NV Ticker: INGA Security ID: N4578E595 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2.a Receive Report of Management Board None None Management (Non-Voting) 2.b Receive Announcements on Sustainability None None Management 2.c Receive Report of Supervisory Board None None Management (Non-Voting) 2.d Approve Remuneration Report For For Management 2.e Adopt Financial Statements and For For Management Statutory Reports 3.a Receive Explanation on Profit None None Management Retention and Distribution Policy 3.b Approve Dividends of EUR 0.69 Per Share None None Management 4.a Approve Discharge of Management Board For For Management 4.b Approve Discharge of Supervisory Board For For Management 5 Approve Remuneration Policy for For For Management Management Board 6 Approve Remuneration Policy for For For Management Supervisory Board 7 Amend Articles of Association For For Management 8.a Elect Juan Colombas to Supervisory For For Management Board 8.b Elect Herman Hulst to Supervisory Board For For Management 8.c Elect Harold Naus to Supervisory Board For For Management 9.a Grant Board Authority to Issue Shares For For Management 9.b Grant Board Authority to Issue Shares For For Management Up To 10 Percent of Issued Capital and Restricting/Excluding Preemptive Rights 10 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital -------------------------------------------------------------------------------- INGENICO GROUP SA Ticker: ING Security ID: F5276G104 Meeting Date: JUN 11, 2020 Meeting Type: Annual/Special Record Date: JUN 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Auditors' Special Report on For For Management Related-Party Transactions Mentioning the Absence of New Conventions 4 Reelect Bernard Bourigeaud as Director For Against Management 5 Reelect Caroline Parot as Director For For Management 6 Reelect Nazan Somer Ozelgin as Director For For Management 7 Approve Compensation Report of For For Management Corporate Officers 8 Approve Compensation of Bernard For For Management Bourigeaud, Chairman of the Board 9 Approve Compensation of Nicolas Huss, For Against Management CEO 10 Approve Remuneration Policy of For For Management Directors 11 Approve Remuneration Policy of For For Management Chairman of the Board 12 Approve Remuneration Policy of CEO For Against Management 13 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 14 Approve Allocation of Income and For For Management Absence of Dividends 15 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 16 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 30 Million 17 Authorize Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 6,371,304 18 Approve Issuance of Equity or For For Management Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 6,371,304 19 Authorize Board to Increase Capital in For For Management the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above 20 Authorize Capital Increase of up to 10 For For Management Percent of Issued Capital for Contributions in Kind 21 Set Total Limit for Capital Increase For For Management to Result from Issuance Requests Under Items 17-20 at 10 Percent of Issued Capital 22 Authorize Capital Issuances for Use in For Against Management Employee Stock Purchase Plans 23 Authorize Capital Issuances for Use in For Against Management Employee Stock Purchase Plans Reserved for Employees of the Group's Subsidiaries 24 Amend Article 12 of Bylaws Re: For For Management Employee Representatives 25 Amend Article 12 of Bylaws Re: Board For For Management Members Deliberation via Written Consultation 26 Amend Articles 11, 14, 15, 19 of For For Management Bylaws to Comply with Legal Changes 27 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- INMOBILIARIA COLONIAL SOCIMI SA Ticker: COL Security ID: E6451E105 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: JUN 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Consolidated Financial For For Management Statements 1.2 Approve Standalone Financial Statements For For Management 2.1 Approve Allocation of Income For For Management 2.2 Approve Dividends For For Management 3 Approve Discharge of Board For For Management 4 Renew Appointment of For For Management PricewaterhouseCoopers as Auditor 5 Authorize Company to Call EGM with 15 For For Management Days' Notice 6.1 Reelect Ali Jassim M. J. Al-Thani as For Against Management Director 6.2 Reelect Adnane Mousannif as Director For Against Management 6.3 Reelect Carlos Fernandez Gonzalez as For Against Management Director 7 Amend Restricted Stock Plan For Against Management 8 Advisory Vote on Remuneration Report For Against Management 9 Amend Article 19 Re: Right of For For Management Attendance 10.1 Amend Articles of General Meeting For For Management Regulations Re: Right of Information and Attendance 10.2 Add Article 12 bis of General Meeting For For Management Regulations Re: Telematic Attendance 11 Receive Amendments to Board of None None Management Directors Regulations 12 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- INPEX CORP. Ticker: 1605 Security ID: J2467E101 Meeting Date: MAR 25, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 18 2.1 Elect Director Kitamura, Toshiaki For For Management 2.2 Elect Director Ueda, Takayuki For For Management 2.3 Elect Director Ito, Seiya For For Management 2.4 Elect Director Ikeda, Takahiko For For Management 2.5 Elect Director Yajima, Shigeharu For For Management 2.6 Elect Director Kittaka, Kimihisa For For Management 2.7 Elect Director Sase, Nobuharu For For Management 2.8 Elect Director Yamada, Daisuke For For Management 2.9 Elect Director Yanai, Jun For For Management 2.10 Elect Director Iio, Norinao For For Management 2.11 Elect Director Nishimura, Atsuko For For Management 2.12 Elect Director Kimura, Yasushi For For Management 2.13 Elect Director Ogino, Kiyoshi For For Management 2.14 Elect Director Nishikawa, Tomo For For Management 3 Approve Annual Bonus For For Management -------------------------------------------------------------------------------- INSURANCE AUSTRALIA GROUP LTD. Ticker: IAG Security ID: Q49361100 Meeting Date: OCT 25, 2019 Meeting Type: Annual Record Date: OCT 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve the Remuneration Report For For Management 2 Approve Grant of Deferred Award Rights For For Management and Executive Performance Rights to Peter Harmer 3 Elect George Savvides as Director For For Management 4 Elect Helen Marion Nugent as Director For For Management 5 Elect Thomas William Pockett as For For Management Director 6 Ratify Past Issuance of Subordinated For For Management Medium Term Notes to Institutional Investors 7a Approve the Amendments to the Against Against Shareholder Company's Constitution 7b Approve Fossil Fuel Investment Against Against Shareholder Exposure Reduction Targets -------------------------------------------------------------------------------- INTACT FINANCIAL CORPORATION Ticker: IFC Security ID: 45823T106 Meeting Date: MAY 06, 2020 Meeting Type: Annual/Special Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Charles Brindamour For For Management 1.2 Elect Director Janet De Silva For For Management 1.3 Elect Director Claude Dussault For For Management 1.4 Elect Director Jane E. Kinney For For Management 1.5 Elect Director Robert G. Leary For For Management 1.6 Elect Director Sylvie Paquette For For Management 1.7 Elect Director Timothy H. Penner For For Management 1.8 Elect Director Stuart J. Russell For For Management 1.9 Elect Director Frederick Singer For For Management 1.10 Elect Director Stephen G. Snyder For For Management 1.11 Elect Director Carol Stephenson For For Management 1.12 Elect Director William L. Young For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Approve Shareholder Rights Plan For Against Management 4 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- INTER PIPELINE LTD. Ticker: IPL Security ID: 45833V109 Meeting Date: MAY 07, 2020 Meeting Type: Annual/Special Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard Shaw For For Management 1.2 Elect Director Christian Bayle For For Management 1.3 Elect Director Peter Cella For For Management 1.4 Elect Director Julie Dill For For Management 1.5 Elect Director Duane Keinick For For Management 1.6 Elect Director Arthur Korpach For For Management 1.7 Elect Director Alison Taylor Love For For Management 1.8 Elect Director Margaret McKenzie For For Management 1.9 Elect Director Brant Sangster For For Management 1.10 Elect Director Shelley Brown For For Management 1.11 Elect Director Wayne Smith For For Management 2 Approve Ernst & Young LLP as Auditors For For Management and Authorize Board to Fix Their Remuneration 3 Advisory Vote on Executive For For Management Compensation Approach 4 Approve Shareholder Rights Plan For Against Management 5 Approve Reduction in Stated Capital For For Management -------------------------------------------------------------------------------- INTERCONTINENTAL HOTELS GROUP PLC Ticker: IHG Security ID: G4804L163 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAY 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Policy For Against Management 3 Approve Remuneration Report For For Management 4a Elect Arthur de Haast as Director For For Management 4b Re-elect Keith Barr as Director For For Management 4c Re-elect Anne Busquet as Director For For Management 4d Re-elect Patrick Cescau as Director For For Management 4e Re-elect Ian Dyson as Director For For Management 4f Re-elect Paul Edgecliffe-Johnson as For For Management Director 4g Re-elect Jo Harlow as Director For For Management 4h Re-elect Elie Maalouf as Director For For Management 4i Re-elect Luke Mayhew as Director For For Management 4j Re-elect Jill McDonald as Director For For Management 4k Re-elect Dale Morrison as Director For For Management 5 Reappoint Ernst & Young LLP as Auditors For For Management 6 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 7 Authorise EU Political Donations and For For Management Expenditure 8 Amend Long Term Incentive Plan For Against Management 9 Authorise Issue of Equity For For Management 10 Authorise Issue of Equity without For For Management Pre-emptive Rights 11 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 12 Authorise Market Purchase of Ordinary For For Management Shares 13 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice 14 Adopt New Articles of Association For For Management -------------------------------------------------------------------------------- INTERTEK GROUP PLC Ticker: ITRK Security ID: G4911B108 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAY 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Policy For Against Management 3 Approve Remuneration Report For For Management 4 Approve Final Dividend For For Management 5 Re-elect Sir David Reid as Director For For Management 6 Re-elect Andre Lacroix as Director For For Management 7 Re-elect Ross McCluskey as Director For For Management 8 Re-elect Graham Allan as Director For For Management 9 Re-elect Gurnek Bains as Director For For Management 10 Re-elect Dame Louise Makin as Director For For Management 11 Re-elect Andrew Martin as Director For For Management 12 Re-elect Gill Rider as Director For For Management 13 Re-elect Jean-Michel Valette as For For Management Director 14 Re-elect Lena Wilson as Director For For Management 15 Reappoint PricewaterhouseCoopers LLP For For Management as Auditors 16 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 17 Authorise Issue of Equity For For Management 18 Authorise EU Political Donations and For For Management Expenditure 19 Approve Long Term Incentive Plan For For Management 20 Authorise Issue of Equity without For For Management Pre-emptive Rights 21 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 22 Authorise Market Purchase of Ordinary For For Management Shares 23 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- INVESTEC PLC Ticker: INVP Security ID: G49188116 Meeting Date: AUG 08, 2019 Meeting Type: Annual Record Date: AUG 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Re-elect Zarina Bassa as Director For For Management 2 Re-elect Peregrine Crosthwaite as For For Management Director 3 Re-elect Hendrik du Toit as Director For For Management 4 Re-elect David Friedland as Director For For Management 5 Re-elect Philip Hourquebie as Director For For Management 6 Re-elect Charles Jacobs as Director For For Management 7 Re-elect Ian Kantor as Director For For Management 8 Re-elect Lord Malloch-Brown as Director For For Management 9 Re-elect Khumo Shuenyane as Director For For Management 10 Re-elect Fani Titi as Director For For Management 11 Elect Kim McFarland as Director For For Management 12 Elect Nishlan Samujh as Director For For Management 13 Approve Remuneration Report including For For Management Implementation Report 14 Approve Remuneration Policy For For Management 15 Authorise Board to Ratify and Execute For For Management Approved Resolutions 16 Present the Financial Statements and None None Management Statutory Reports for the Year Ended 31 March 2019 17 Sanction the Interim Dividend on the For For Management Ordinary Shares 18 Sanction the Interim Dividend on the For For Management Dividend Access (South African Resident) Redeemable Preference Share 19 Approve Final Dividend on the Ordinary For For Management Shares and the Dividend Access (South African Resident) Redeemable Preference Share 20 Reappoint Ernst & Young Inc as Joint For For Management Auditors of the Company 21 Reappoint KPMG Inc as Joint Auditors For For Management of the Company 22 Place Unissued Variable Rate, For For Management Cumulative, Redeemable Preference Shares and Unissued Non-Redeemable, Non-Cumulative, Non-Participating Preference Shares Under Control of Directors 23 Place Unissued Unissued Special For For Management Convertible Redeemable Preference Shares Under Control of Directors 24 Authorise Repurchase of Issued For For Management Ordinary Shares 25 Authorise Repurchase of Any For For Management Redeemable, Non-Participating Preference Shares and Non-Redeemable, Non-Cumulative, Non-Participating Preference Shares 26 Approve Financial Assistance to For For Management Subsidiaries and Directors 27 Approve Non-executive Directors' For For Management Remuneration 28 Accept Financial Statements and For For Management Statutory Reports 29 Sanction the Interim Dividend on the For For Management Ordinary Shares 30 Approve Final Dividend For For Management 31 Reappoint Ernst & Young LLP as Auditors For For Management 32 Authorise Board to Fix Remuneration of For For Management Auditors 33 Authorise Issue of Equity For For Management 34 Authorise Market Purchase of Ordinary For For Management Shares 35 Authorise Market Purchase of For For Management Preference Shares 36 Authorise EU Political Donations and For For Management Expenditure -------------------------------------------------------------------------------- INVESTEC PLC Ticker: INVP Security ID: G49188116 Meeting Date: FEB 10, 2020 Meeting Type: Special Record Date: FEB 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Matters Relating to the For For Management Demerger of Ninety One from Investec Group 2 Approve Matters Relating to the Share For For Management Premium Account and Capital Reduction -------------------------------------------------------------------------------- INVESTEC PLC Ticker: INVP Security ID: G49188116 Meeting Date: FEB 10, 2020 Meeting Type: Court Record Date: FEB 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Scheme of Arrangement For For Management -------------------------------------------------------------------------------- INVESTMENT AB LATOUR Ticker: LATO.B Security ID: W5R10B108 Meeting Date: MAY 11, 2020 Meeting Type: Annual Record Date: MAY 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Chairman of Meeting For Did Not Vote Management 3 Prepare and Approve List of For Did Not Vote Management Shareholders 4 Approve Agenda of Meeting For Did Not Vote Management 5 Designate Inspector(s) of Minutes of For Did Not Vote Management Meeting 6 Acknowledge Proper Convening of Meeting For Did Not Vote Management 7 Receive Financial Statements and None None Management Statutory Reports 8 Receive President's Report None None Management 9.a Accept Financial Statements and For Did Not Vote Management Statutory Reports 9.b Approve Allocation of Income and For Did Not Vote Management Dividends of SEK 2.75 Per Share 9.c Approve Discharge of Board and For Did Not Vote Management President 10 Determine Number of Members (8) and For Did Not Vote Management Deputy Members (0) of Board 11 Approve Remuneration of Directors in For Did Not Vote Management the Aggregate Amount of SEK 8.2 Million; Approve Remuneration of Auditors 12 Reelect Mariana Burenstam Linder, For Did Not Vote Management Anders Boos, Carl Douglas, Eric Douglas, Johan Hjertonsson, Olle Nordstrom (Chairman), Lena Olving and Joakim Rosengren as Directors 13 Ratify Ernst & Young as Auditors For Did Not Vote Management 14 Amend Articles Re: Editorial Changes; For Did Not Vote Management Powers of Attorney 15 Authorize Share Repurchase Program and For Did Not Vote Management Reissuance of Repurchased Shares 16 Approve Remuneration Policy And Other For Did Not Vote Management Terms of Employment For Executive Management 17 Approve Stock Option Plan for Key For Did Not Vote Management Employees 18 Close Meeting None None Management -------------------------------------------------------------------------------- INVESTOR AB Ticker: INVE.B Security ID: W48102102 Meeting Date: JUN 17, 2020 Meeting Type: Annual Record Date: JUN 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Chairman of Meeting For Did Not Vote Management 2.a Designate Marianne Nilsson, Swedbank For Did Not Vote Management Robur Fonder as Inspector of Minutes of Meeting 2.b Designate Javiera Ragnartz, SEB For Did Not Vote Management Investment Management as Inspector of Minutes of Meeting 3 Prepare and Approve List of For Did Not Vote Management Shareholders 4 Approve Agenda of Meeting For Did Not Vote Management 5 Acknowledge Proper Convening of Meeting For Did Not Vote Management 6 Receive Financial Statements and None None Management Statutory Reports 7 Accept Financial Statements and For Did Not Vote Management Statutory Reports 8.a Approve Discharge of Gunnar Brock For Did Not Vote Management 8.b Approve Discharge of Johan Forssell For Did Not Vote Management 8.c Approve Discharge of Magdalena Gerger For Did Not Vote Management 8.d Approve Discharge of Tom Johnstone, CBE For Did Not Vote Management 8.e Approve Discharge of Sara Mazur For Did Not Vote Management 8.f Approve Discharge of Grace Reksten For Did Not Vote Management Skaugen 8.g Approve Discharge of Hans Straberg For Did Not Vote Management 8.h Approve Discharge of Lena Treschow For Did Not Vote Management Torell 8.i Approve Discharge of Jacob Wallenberg For Did Not Vote Management 8.j Approve Discharge of Marcus Wallenberg For Did Not Vote Management 8.k Approve Discharge of Dominic Barton For Did Not Vote Management 9 Approve Allocation of Income and For Did Not Vote Management Dividends of SEK 9 Per Share 10.a Determine Number of Members (10) and For Did Not Vote Management Deputy Members (0) of Board 10.b Determine Number of Auditors (1) and For Did Not Vote Management Deputy Auditors 11.a Approve Remuneration of Directors in For Did Not Vote Management the Aggregate Amount of SEK 11 Million 11.b Approve Remuneration of Auditors For Did Not Vote Management 12.a Reelect Gunnar Brock as Director For Did Not Vote Management 12.b Reelect Johan Forssell as Director For Did Not Vote Management 12.c Reelect Magdalena Gerger as Director For Did Not Vote Management 12.d Reelect Tom Johnstone as Director For Did Not Vote Management 12.e Reelect Sara Mazur as Director For Did Not Vote Management 12.f Reelect Grace Reksten Skaugen as For Did Not Vote Management Director 12.g Reelect Hans Straberg as Director For Did Not Vote Management 12.h Reelect Lena Treschow Torell as For Did Not Vote Management Director 12.i Reelect Jacob Wallenberg as Director For Did Not Vote Management 12.j Reelect Marcus Wallenberg as Director For Did Not Vote Management 13 Reelect Jacob Wallenberg as Board For Did Not Vote Management Chairman 14 Ratify Deloitte as Auditors For Did Not Vote Management 15 Approve Remuneration Policy And Other For Did Not Vote Management Terms of Employment For Executive Management 16.a Approve Performance Share Matching For Did Not Vote Management Plan for Employees in Investor 16.b Approve Performance Share Matching For Did Not Vote Management Plan for Employees in Patricia Industries 17.a Authorize Share Repurchase Program For Did Not Vote Management 17.b Approve Equity Plan Financing For Did Not Vote Management 18 Amend Articles of Association Re: For Did Not Vote Management Company Name; Participation at General Meeting; Powers of Attorney and Postal Voting 19.a Amend Articles Re: Introduce Equal None Did Not Vote Shareholder Voting Rights of Class A and Class B Shares 19.b Instruct Board to Work for the Swedish None Did Not Vote Shareholder Companies Act to Abolish Weighted Voting, by Contacting the Government 19.c Instruct Board to Prepare Proposal for None Did Not Vote Shareholder Representation of Small and Medium-Sized Shareholders on the Company's Board and Nomination Committee, to be Submitted to AGM 2021 -------------------------------------------------------------------------------- INVESTOR AB Ticker: INVE.B Security ID: W48102128 Meeting Date: JUN 17, 2020 Meeting Type: Annual Record Date: JUN 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Chairman of Meeting For Did Not Vote Management 2.a Designate Marianne Nilsson, Swedbank For Did Not Vote Management Robur Fonder as Inspector of Minutes of Meeting 2.b Designate Javiera Ragnartz, SEB For Did Not Vote Management Investment Management as Inspector of Minutes of Meeting 3 Prepare and Approve List of For Did Not Vote Management Shareholders 4 Approve Agenda of Meeting For Did Not Vote Management 5 Acknowledge Proper Convening of Meeting For Did Not Vote Management 6 Receive Financial Statements and None None Management Statutory Reports 7 Accept Financial Statements and For Did Not Vote Management Statutory Reports 8.a Approve Discharge of Gunnar Brock For Did Not Vote Management 8.b Approve Discharge of Johan Forssell For Did Not Vote Management 8.c Approve Discharge of Magdalena Gerger For Did Not Vote Management 8.d Approve Discharge of Tom Johnstone, CBE For Did Not Vote Management 8.e Approve Discharge of Sara Mazur For Did Not Vote Management 8.f Approve Discharge of Grace Reksten For Did Not Vote Management Skaugen 8.g Approve Discharge of Hans Straberg For Did Not Vote Management 8.h Approve Discharge of Lena Treschow For Did Not Vote Management Torell 8.i Approve Discharge of Jacob Wallenberg For Did Not Vote Management 8.j Approve Discharge of Marcus Wallenberg For Did Not Vote Management 8.k Approve Discharge of Dominic Barton For Did Not Vote Management 9 Approve Allocation of Income and For Did Not Vote Management Dividends of SEK 9 Per Share 10.a Determine Number of Members (10) and For Did Not Vote Management Deputy Members (0) of Board 10.b Determine Number of Auditors (1) and For Did Not Vote Management Deputy Auditors 11.a Approve Remuneration of Directors in For Did Not Vote Management the Aggregate Amount of SEK 11 Million 11.b Approve Remuneration of Auditors For Did Not Vote Management 12.a Reelect Gunnar Brock as Director For Did Not Vote Management 12.b Reelect Johan Forssell as Director For Did Not Vote Management 12.c Reelect Magdalena Gerger as Director For Did Not Vote Management 12.d Reelect Tom Johnstone as Director For Did Not Vote Management 12.e Reelect Sara Mazur as Director For Did Not Vote Management 12.f Reelect Grace Reksten Skaugen as For Did Not Vote Management Director 12.g Reelect Hans Straberg as Director For Did Not Vote Management 12.h Reelect Lena Treschow Torell as For Did Not Vote Management Director 12.i Reelect Jacob Wallenberg as Director For Did Not Vote Management 12.j Reelect Marcus Wallenberg as Director For Did Not Vote Management 13 Reelect Jacob Wallenberg as Board For Did Not Vote Management Chairman 14 Ratify Deloitte as Auditors For Did Not Vote Management 15 Approve Remuneration Policy And Other For Did Not Vote Management Terms of Employment For Executive Management 16.a Approve Performance Share Matching For Did Not Vote Management Plan for Employees in Investor 16.b Approve Performance Share Matching For Did Not Vote Management Plan for Employees in Patricia Industries 17.a Authorize Share Repurchase Program For Did Not Vote Management 17.b Approve Equity Plan Financing For Did Not Vote Management 18 Amend Articles of Association Re: For Did Not Vote Management Company Name; Participation at General Meeting; Powers of Attorney and Postal Voting 19.a Amend Articles Re: Introduce Equal None Did Not Vote Shareholder Voting Rights of Class A and Class B Shares 19.b Instruct Board to Work for the Swedish None Did Not Vote Shareholder Companies Act to Abolish Weighted Voting, by Contacting the Government 19.c Instruct Board to Prepare Proposal for None Did Not Vote Shareholder Representation of Small and Medium-Sized Shareholders on the Company's Board and Nomination Committee, to be Submitted to AGM 2021 -------------------------------------------------------------------------------- ISETAN MITSUKOSHI HOLDINGS LTD. Ticker: 3099 Security ID: J25038100 Meeting Date: JUN 15, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 6 2 Amend Articles to Adopt Board For For Management Structure with Three Committees - Restore Shareholder Authority to Vote on Share Buybacks - Amend Provisions on Number of Directors - Restore Shareholder Authority to Vote on Income Allocation 3.1 Elect Director Akamatsu, Ken For For Management 3.2 Elect Director Sugie, Toshihiko For For Management 3.3 Elect Director Takeuchi, Toru For For Management 3.4 Elect Director Igura, Hidehiko For For Management 3.5 Elect Director Nishiyama, Shigeru For For Management 3.6 Elect Director Shirai, Toshinori For For Management 3.7 Elect Director Kuboyama, Michiko For For Management 3.8 Elect Director Iijima, Masami For Against Management 3.9 Elect Director Doi, Miwako For For Management 3.10 Elect Director Oyamada, Takashi For Against Management 3.11 Elect Director Hirata, Takeo For For Management 3.12 Elect Director Furukawa, Hidetoshi For Against Management 3.13 Elect Director Hashimoto, Fukutaka For For Management -------------------------------------------------------------------------------- ISRAEL CORP. LTD. Ticker: ILCO Security ID: M8785N109 Meeting Date: OCT 29, 2019 Meeting Type: Special Record Date: SEP 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amended Compensation Policy For For Management for the Directors and Officers of the Company 2 Issue Indemnification Agreements to For For Management Tali Bellish-Michaud, Director 3 Reelect Jacob Amidror as External For For Management Director and Approve His Remuneration A Vote FOR if you are a controlling None Against Management shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager B1 If you are an Interest Holder as None Against Management defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. B2 If you are a Senior Officer as defined None Against Management in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. B3 If you are an Institutional Investor None For Management as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. -------------------------------------------------------------------------------- ISRAEL CORP. LTD. Ticker: ILCO Security ID: M8785N109 Meeting Date: JAN 30, 2020 Meeting Type: Special Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amended Compensation Policy For For Management for the Directors and Officers of the Company A Vote FOR if you are a controlling None Against Management shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager B1 If you are an Interest Holder as None Against Management defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. B2 If you are a Senior Officer as defined None Against Management in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. B3 If you are an Institutional Investor None For Management as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. -------------------------------------------------------------------------------- ISRAEL CORP. LTD. Ticker: ILCO Security ID: M8785N109 Meeting Date: FEB 13, 2020 Meeting Type: Annual Record Date: JAN 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Discuss Financial Statements and the None None Management Report of the Board 2 Reappoint Somekh Chaikin (KPMG) as For Against Management Auditors and Authorize Board to Fix Their Remuneration 3.1 Reelect Aviad Kaufman as Director For For Management 3.2 Reelect Amnon Lion as Director For For Management 3.3 Reelect Dan Suesskind as Director For For Management 3.4 Reelect Yair Caspi as Director For For Management 3.5 Reelect Tali Bellish-Michaud as For For Management Director A Vote FOR if you are a controlling None Against Management shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager B1 If you are an Interest Holder as None Against Management defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. B2 If you are a Senior Officer as defined None Against Management in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. B3 If you are an Institutional Investor None For Management as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. -------------------------------------------------------------------------------- ISRAEL DISCOUNT BANK LTD. Ticker: DSCT Security ID: 465074201 Meeting Date: SEP 16, 2019 Meeting Type: Annual Record Date: AUG 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Discuss Financial Statements and the None None Management Report of the Board 2 Approve Dividend Distribution For For Management 3 Reappoint Ziv Haft & Co. and Somekh For For Management Chaikin as Joint Auditors and Authorize Board to Fix Their Remuneration 4.1 Elect Tamar Bar-Noy Gotlin as External For For Management Director 4.2 Reelect Miriam Katz as External For Did Not Vote Management Director 5 Approve Temporary Compensation Policy For For Management for the Directors and Officers of the Company A Vote FOR if you are a controlling None Against Management shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager B1 If you are an Interest Holder as None Against Management defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. B2 If you are a Senior Officer as defined None Against Management in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. B3 If you are an Institutional Investor None For Management as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. -------------------------------------------------------------------------------- ISRAEL DISCOUNT BANK LTD. Ticker: DSCT Security ID: 465074201 Meeting Date: MAR 18, 2020 Meeting Type: Special Record Date: FEB 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Compensation Policy for the For For Management Directors and Officers of the Company 2 Approve Employment Terms of Uri Levin, For For Management CEO 3 Approve Amended Employment Terms of For For Management Shaul Kobrinsky, Chairman A Vote FOR if you are a controlling None Against Management shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager B1 If you are an Interest Holder as None Against Management defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. B2 If you are a Senior Officer as defined None Against Management in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. B3 If you are an Institutional Investor None For Management as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. -------------------------------------------------------------------------------- ISS A/S Ticker: ISS Security ID: K5591Y107 Meeting Date: APR 02, 2020 Meeting Type: Annual Record Date: MAR 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Report of Board None None Management 2 Accept Financial Statements and For For Management Statutory Reports 3 Approve Allocation of Income and For For Management Omission of Dividends 4 Approve Discharge of Management and For For Management Board 5 Authorize Share Repurchase Program For For Management 6 Approve Remuneration of Directors in For For Management the Amount of DKK 1.3 Million for Chair, DKK 654,000 for Vice Chair and DKK 436,000 for Other Directors; Approve Remuneration for Committee Work 7a Reelect Lord Allen of Kensington Kt For For Management CBE as Director 7b Elect Valerie Beaulieu as New Director For For Management 7c Reelect Claire Chiang as Director For For Management 7d Reelect Henrik Poulsen as Director For For Management 7e Elect Soren Thorup Sorensen as New For For Management Director 7f Reelect Ben Stevens as Director For For Management 7g Elect Cynthia Mary Trudell as Director For For Management 8 Ratify Ernst & Young as Auditors For For Management 9 Approve Guidelines for Incentive-Based For For Management Compensation for Executive Management and Board 10 Other Business None None Management -------------------------------------------------------------------------------- ISUZU MOTORS LTD. Ticker: 7202 Security ID: J24994113 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 19 2.1 Elect Director Minami, Shinsuke For For Management 2.2 Elect Director Sugimoto, Shigeji For For Management 2.3 Elect Director Shibata, Mitsuyoshi For For Management 2.4 Elect Director Nakayama, Kozue For For Management 3 Appoint Statutory Auditor Miyazaki, For For Management Kenji -------------------------------------------------------------------------------- ITALGAS SPA Ticker: IG Security ID: T6R89Z103 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: APR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income For For Management 3 Revoke Auditors; Approve New Auditors For For Management and Authorize Board to Fix Their Remuneration 4.1 Approve Remuneration Policy For For Management 4.2 Approve Second Section of the For For Management Remuneration Report 5 Approve 2020-2022 Long-Term Monetary For For Management Incentive Plan A Deliberations on Possible Legal Action None Against Management Against Directors if Presented by Shareholders -------------------------------------------------------------------------------- ITO EN, LTD. Ticker: 2593 Security ID: J25027103 Meeting Date: JUL 24, 2019 Meeting Type: Annual Record Date: APR 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Accounting Transfers For For Management 2 Approve Allocation of Income, With a For For Management Final Dividend of JPY 20 3 Elect Director Tanaka, Yutaka For For Management 4.1 Appoint Statutory Auditor Nakagomi, For For Management Shuji 4.2 Appoint Statutory Auditor Miyajima, For Against Management Takashi -------------------------------------------------------------------------------- ITOCHU CORP. Ticker: 8001 Security ID: J2501P104 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 42.5 2.1 Elect Director Okafuji, Masahiro For For Management 2.2 Elect Director Suzuki, Yoshihisa For For Management 2.3 Elect Director Yoshida, Tomofumi For For Management 2.4 Elect Director Fukuda, Yuji For For Management 2.5 Elect Director Kobayashi, Fumihiko For For Management 2.6 Elect Director Hachimura, Tsuyoshi For For Management 2.7 Elect Director Muraki, Atsuko For For Management 2.8 Elect Director Mochizuki, Harufumi For For Management 2.9 Elect Director Kawana, Masatoshi For For Management 2.10 Elect Director Nakamori, Makiko For For Management 3 Appoint Statutory Auditor Kyoda, Makoto For For Management -------------------------------------------------------------------------------- ITOCHU TECHNO-SOLUTIONS CORP. Ticker: 4739 Security ID: J25022104 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 30.5 2.1 Elect Director Kikuchi, Satoshi For For Management 2.2 Elect Director Tsuge, Ichiro For For Management 2.3 Elect Director Okubo, Tadataka For For Management 2.4 Elect Director Iwasaki, Naoko For For Management 2.5 Elect Director Motomura, Aya For For Management 2.6 Elect Director Kajiwara, Hiroshi For For Management 3.1 Appoint Statutory Auditor Takada, For For Management Hiroshi 3.2 Appoint Statutory Auditor Tada, For For Management Toshiaki -------------------------------------------------------------------------------- ITOHAM YONEKYU HOLDINGS, INC. Ticker: 2296 Security ID: J25898107 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ogawa, Hiromichi For For Management 1.2 Elect Director Miyashita, Isao For For Management 1.3 Elect Director Shibayama, Ikuro For For Management 1.4 Elect Director Horiuchi, Akihisa For For Management 1.5 Elect Director Ito, Katsuhiro For For Management 1.6 Elect Director Yoneda, Masayuki For For Management 1.7 Elect Director Koyama, Takeshi For For Management 1.8 Elect Director Ichige, Yumiko For For Management 1.9 Elect Director Ito, Aya For For Management 2.1 Appoint Statutory Auditor Matsuzaki, For For Management Yoshiro 2.2 Appoint Statutory Auditor Umebayashi, For For Management Kei 3 Appoint Alternate Statutory Auditor For For Management Uryu, Kentaro -------------------------------------------------------------------------------- ITV PLC Ticker: ITV Security ID: G4984A110 Meeting Date: APR 24, 2020 Meeting Type: Annual Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Remuneration Policy For For Management 4 Re-elect Salman Amin as Director For For Management 5 Re-elect Peter Bazalgette as Director For For Management 6 Re-elect Edward Bonham Carter as For For Management Director 7 Re-elect Margaret Ewing as Director For For Management 8 Re-elect Roger Faxon as Director For For Management 9 Re-elect Mary Harris as Director For For Management 10 Re-elect Chris Kennedy as Director For For Management 11 Re-elect Anna Manz as Director For For Management 12 Re-elect Carolyn McCall as Director For For Management 13 Re-elect Duncan Painter as Director For For Management 14 Reappoint KPMG LLP as Auditors For For Management 15 Authorise Board to Fix Remuneration of For For Management Auditors 16 Authorise EU Political Donations and For For Management Expenditure 17 Authorise Issue of Equity For For Management 18 Authorise Issue of Equity without For For Management Pre-emptive Rights 19 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 20 Authorise Market Purchase of Ordinary For For Management Shares 21 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- J SAINSBURY PLC Ticker: SBRY Security ID: G77732173 Meeting Date: JUL 04, 2019 Meeting Type: Annual Record Date: JUL 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Final Dividend For For Management 4 Elect Martin Scicluna as Director For For Management 5 Re-elect Matt Brittin as Director For For Management 6 Re-elect Brian Cassin as Director For For Management 7 Re-elect Mike Coupe as Director For For Management 8 Re-elect Jo Harlow as Director For For Management 9 Re-elect David Keens as Director For For Management 10 Re-elect Kevin O'Byrne as Director For For Management 11 Re-elect Dame Susan Rice as Director For For Management 12 Re-elect John Rogers as Director For For Management 13 Re-elect Jean Tomlin as Director For For Management 14 Reappoint Ernst & Young LLP as Auditors For For Management 15 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 16 Authorise Issue of Equity For For Management 17 Authorise Issue of Equity without For For Management Pre-emptive Rights 18 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 19 Authorise EU Political Donations and For For Management Expenditure 20 Authorise Market Purchase Ordinary For For Management Shares 21 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- J. FRONT RETAILING CO., LTD. Ticker: 3086 Security ID: J28711109 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: FEB 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Yamamoto, Ryoichi For For Management 1.2 Elect Director Tsutsumi, Hiroyuki For For Management 1.3 Elect Director Murata, Soichi For For Management 1.4 Elect Director Ishii, Yasuo For For Management 1.5 Elect Director Nishikawa, Koichiro For For Management 1.6 Elect Director Uchida, Akira For For Management 1.7 Elect Director Sato, Rieko For For Management 1.8 Elect Director Seki, Tadayuki For For Management 1.9 Elect Director Yago, Natsunosuke For For Management 1.10 Elect Director Yoshimoto, Tatsuya For For Management 1.11 Elect Director Sawada, Taro For For Management 1.12 Elect Director Makiyama, Kozo For For Management 1.13 Elect Director Wakabayashi, Hayato For For Management -------------------------------------------------------------------------------- JAMES HARDIE INDUSTRIES PLC Ticker: JHX Security ID: G4253H119 Meeting Date: AUG 09, 2019 Meeting Type: Annual Record Date: AUG 07, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve the Remuneration Report For For Management 3a Elect Anne Lloyd as Director For For Management 3b Elect Rada Rodriguez as Director For For Management 3c Elect Jack Truong as Director For For Management 3d Elect David Harrison as Director For For Management 4 Authorize Board to Fix Remuneration of For For Management Auditors 5 Approve the Increase in Non-Executive None For Management Directors' Fee Pool 6 Approve the Grant of Fiscal Year 2020 For For Management Return on Capital Employed Restricted Stock Units to Jack Truong 7 Approve the Grant of Fiscal Year 2020 For For Management Relative Total Shareholder Return Restricted Stock Units to Jack Truong 8 Approve Supplemental Grant of Fiscal For For Management Year 2019 Return on Capital Employed Restricted Stock Units and Relative Total Shareholder Return Restricted Stock Units to Jack Truong 9 Approve Renewal of Authority for For For Management Directors to Allot and Issue Shares -------------------------------------------------------------------------------- JAPAN AIRLINES CO., LTD. Ticker: 9201 Security ID: J25979121 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ueki, Yoshiharu For For Management 1.2 Elect Director Fujita, Tadashi For For Management 1.3 Elect Director Akasaka, Yuji For For Management 1.4 Elect Director Shimizu, Shinichiro For For Management 1.5 Elect Director Kikuyama, Hideki For For Management 1.6 Elect Director Toyoshima, Ryuzo For For Management 1.7 Elect Director Kitada, Yuichi For For Management 1.8 Elect Director Kobayashi, Eizo For For Management 1.9 Elect Director Ito, Masatoshi For For Management 1.10 Elect Director Hatchoji, Sonoko For For Management 2.1 Appoint Statutory Auditor Suzuka, For For Management Yasushi 2.2 Appoint Statutory Auditor Kamo, Osamu For For Management 2.3 Appoint Statutory Auditor Okada, Joji For For Management -------------------------------------------------------------------------------- JAPAN PETROLEUM EXPLORATION CO., LTD. Ticker: 1662 Security ID: J2740Q103 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 25 2 Amend Articles to Reduce Directors' For For Management Term 3.1 Elect Director Watanabe, Osamu For For Management 3.2 Elect Director Fujita, Masahiro For For Management 3.3 Elect Director Higai, Yosuke For For Management 3.4 Elect Director Ozeki, Kazuhiko For For Management 3.5 Elect Director Ishii, Yoshitaka For For Management 3.6 Elect Director Ito, Hajime For For Management 3.7 Elect Director Hirata, Toshiyuki For For Management 3.8 Elect Director Yamashita, Michiro For For Management 3.9 Elect Director Kojima, Akira For For Management 3.10 Elect Director Ito, Tetsuo For For Management 3.11 Elect Director Yamashita, Yukari For For Management 3.12 Elect Director Kawasaki, Hideichi For For Management 4 Approve Annual Bonus For For Management 5 Approve Trust-Type Equity Compensation For For Management Plan 6 Approve Takeover Defense Plan (Poison For Against Management Pill) -------------------------------------------------------------------------------- JAPAN TOBACCO INC. Ticker: 2914 Security ID: J27869106 Meeting Date: MAR 19, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 77 2 Amend Articles to Amend Provisions on For For Management Director Titles 3.1 Elect Director Tango, Yasutake For Abstain Management 3.2 Elect Director Iwai, Mutsuo For Abstain Management 3.3 Elect Director Terabatake, Masamichi For Abstain Management 3.4 Elect Director Minami, Naohiro For Abstain Management 3.5 Elect Director Hirowatari, Kiyohide For Abstain Management 3.6 Elect Director Yamashita, Kazuhito For Abstain Management 3.7 Elect Director Koda, Main For For Management 3.8 Elect Director Watanabe, Koichiro For Abstain Management 3.9 Elect Director Nagashima, Yukiko For For Management 4 Approve Restricted Stock Plan and For For Management Performance Share Plan -------------------------------------------------------------------------------- JARDINE CYCLE & CARRIAGE LIMITED Ticker: C07 Security ID: Y43703100 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and For For Management Directors' and Auditors' Reports 2 Approve Final Dividend For For Management 3 Approve Directors' Fees For For Management 4a Elect Mark Greenberg as Director For Against Management 4b Elect Vimala Menon as Director For For Management 4c Elect Anthony Nightingale as Director For Against Management 4d Elect Michael Kok as Director For Against Management 5 Elect Benjamin Birks as Director For For Management 6 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 7a Approve Issuance of Equity or For Against Management Equity-Linked Securities with or without Preemptive Rights 7b Authorize Share Repurchase Program For For Management 7c Approve Mandate for Interested Person For For Management Transactions -------------------------------------------------------------------------------- JARDINE MATHESON HOLDINGS LTD. Ticker: J36 Security ID: G50736100 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Re-elect David Hsu as Director For For Management 4 Re-elect Adam Keswick as Director For Against Management 5 Re-elect Anthony Nightingale as For Against Management Director 6 Re-elect John Witt as Director For For Management 7 Ratify Auditors and Authorise Their For For Management Remuneration 8 Authorise Issue of Equity For For Management -------------------------------------------------------------------------------- JARDINE STRATEGIC HOLDINGS LTD. Ticker: J37 Security ID: G50764102 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Re-elect David Hsu as Director For For Management 4 Re-elect Adam Keswick as Director For Against Management 5 Elect Lincoln Leong as Director For For Management 6 Ratify Auditors and Authorise Their For For Management Remuneration 7 Authorise Issue of Equity For For Management -------------------------------------------------------------------------------- JCDECAUX SA Ticker: DEC Security ID: F5333N100 Meeting Date: MAY 14, 2020 Meeting Type: Annual/Special Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Absence of Dividends 4 Acknowledge Auditors' Special Report For For Management on Related-Party Transactions 5 Reelect Benedicte Hautefort as For For Management Supervisory Board Member 6 Reelect Marie-Laure Sauty as For For Management Supervisory Board Member 7 Reelect Leila Turner as Supervisory For For Management Board Member 8 Reelect Jean-Pierre Decaux as For For Management Supervisory Board Member 9 Reelect Pierre Mutz as Supervisory For Against Management Board Member 10 Elect Jean-Sebastien Decaux as For For Management Supervisory Board Member 11 Elect Jean-Francois Ducrest as For For Management Supervisory Board Member 12 Approve Remuneration Policy of For Against Management Chairman of the Management Board and of Management Board Members 13 Approve Remuneration Policy of For For Management Chairman of the Supervisory Board and of Supervisory Board Members 14 Approve Compensation Report of For For Management Corporate Officers 15 Approve Compensation of Jean-Francois For Against Management Decaux, Chairman of the Management Board 16 Approve Compensation of Jean-Charles For Against Management Decaux, Jean-Sebastien Decaux, Emmanuel Bastide, David Bourg and Daniel Hofer, Management Board Members 17 Approve Compensation of Gerard For For Management Degonse, Chairman of the Supervisory Board 18 Authorize Repurchase of Up to 10 For Against Management Percent of Issued Share Capital 19 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 20 Authorize Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 2.3 Million 21 Approve Issuance of Equity or For Against Management Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 2.3 Million 22 Authorize Board to Set Issue Price for For Against Management 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights 23 Authorize Board to Increase Capital in For Against Management the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 20-21 Above and Item 18 of May 16, 2019 GM 24 Authorize Capital Issuances for Use in For Against Management Employee Stock Purchase Plans 25 Authorize Capital Issuances for Use in For Against Management Employee Stock Purchase Plans Reserved for Employees of the Group's Subsidiaries 26 Amend Articles of Bylaws to Comply For For Management with Legal Changes 27 Amend Articles 17 and 15 of Bylaws Re: For For Management Board Members Deliberation via Written Consultation 28 Amend Articles 16 and 22 of Bylaws Re: For For Management Board Composition 29 Amend Article 22 of Bylaws Re: General For For Management Meetings 30 Approve Change of Corporate Form to For For Management Societe Europeenne (SE) 31 Pursuant to Item 30 Above, Amend For For Management Bylaws Accordingly 32 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- JD SPORTS FASHION PLC Ticker: JD Security ID: G5144Y112 Meeting Date: JUL 03, 2019 Meeting Type: Annual Record Date: JUL 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For Against Management 3 Approve Final Dividend For For Management 4 Re-elect Peter Cowgill as Director For Against Management 5 Re-elect Neil Greenhalgh as Director For For Management 6 Re-elect Andrew Leslie as Director For Against Management 7 Re-elect Martin Davies as Director For For Management 8 Re-elect Heather Jackson as Director For For Management 9 Re-elect Kath Smith as Director For For Management 10 Re-elect Andrew Rubin as Director For For Management 11 Approve Grant of Special Bonus to For Against Management Peter Cowgill 12 Reappoint KPMG LLP as Auditors For For Management 13 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 14 Authorise EU Political Donations and For For Management Expenditure 15 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- JERONIMO MARTINS SGPS SA Ticker: JMT Security ID: X40338109 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: JUN 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Individual and Consolidated For For Management Financial Statements and Statutory Reports 2 Approve Allocation of Income For For Management 3 Appraise Management and Supervision of For For Management Company and Approve Vote of Confidence to Corporate Bodies 4 Approve Statement on Remuneration For For Management Policy 5 Approve Amendment of Clauses 1, 2 and None Against Shareholder 3 of the Retirement Fund Plan C of the Jeronimo Martins & Associadas Retirement Fund -------------------------------------------------------------------------------- JOHN WOOD GROUP PLC Ticker: WG Security ID: G9745T118 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: JUN 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Remuneration Policy For For Management 4 Re-elect Roy Franklin as Director For For Management 5 Re-elect Thomas Botts as Director For For Management 6 Re-elect Jacqui Ferguson as Director For For Management 7 Re-elect Mary Shafer-Malicki as For For Management Director 8 Re-elect Robin Watson as Director For For Management 9 Re-elect David Kemp as Director For For Management 10 Elect Adrian Marsh as Director For For Management 11 Elect Birgitte Brinch Madsen as For For Management Director 12 Elect Nigel Mills as Director For For Management 13 Reappoint KPMG LLP as Auditors For For Management 14 Authorise Board to Fix Remuneration of For For Management Auditors 15 Authorise Issue of Equity For For Management 16 Authorise Issue of Equity without For For Management Pre-emptive Rights 17 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 18 Authorise Market Purchase of Ordinary For For Management Shares 19 Adopt New Articles of Association For For Management 20 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- JOHNSON MATTHEY PLC Ticker: JMAT Security ID: G51604166 Meeting Date: JUL 17, 2019 Meeting Type: Annual Record Date: JUL 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Final Dividend For For Management 4 Elect Xiaozhi Liu as Director For For Management 5 Re-elect Alan Ferguson as Director For For Management 6 Re-elect Jane Griffiths as Director For For Management 7 Re-elect Robert MacLeod as Director For For Management 8 Re-elect Anna Manz as Director For For Management 9 Re-elect Chris Mottershead as Director For For Management 10 Re-elect John O'Higgins as Director For For Management 11 Re-elect Patrick Thomas as Director For For Management 12 Re-elect John Walker as Director For For Management 13 Reappoint PricewaterhouseCoopers LLP For For Management as Auditors 14 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 15 Authorise EU Political Donations and For For Management Expenditure 16 Authorise Issue of Equity For For Management 17 Authorise Issue of Equity without For For Management Pre-emptive Rights 18 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 19 Authorise Market Purchase of Ordinary For For Management Shares 20 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice 21 Amend Articles of Association For For Management -------------------------------------------------------------------------------- JSR CORP. Ticker: 4185 Security ID: J2856K106 Meeting Date: JUN 17, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 30 2.1 Elect Director Eric Johnson For For Management 2.2 Elect Director Kawahashi, Nobuo For For Management 2.3 Elect Director Koshiba, Mitsunobu For For Management 2.4 Elect Director Kawasaki, Koichi For For Management 2.5 Elect Director Miyazaki, Hideki For For Management 2.6 Elect Director Nakayama, Mika For For Management 2.7 Elect Director Matsuda, Yuzuru For For Management 2.8 Elect Director Sugata, Shiro For For Management 2.9 Elect Director Seki, Tadayuki For For Management 3 Appoint Statutory Auditor Iwabuchi, For For Management Tomoaki 4.1 Appoint Alternate Statutory Auditor For For Management Doi, Makoto 4.2 Appoint Alternate Statutory Auditor For For Management Chiba, Akira -------------------------------------------------------------------------------- JTEKT CORP. Ticker: 6473 Security ID: J2946V104 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 16 2.1 Elect Director Kaijima, Hiroyuki For For Management 2.2 Elect Director Yamamoto, Katsumi For For Management 2.3 Elect Director Matsumoto, Takumi For For Management 2.4 Elect Director Sano, Makoto For For Management 2.5 Elect Director Kato, Shinji For For Management 2.6 Elect Director Matsuoka, Hirofumi For For Management 2.7 Elect Director Makino, Kazuhisa For For Management 2.8 Elect Director Miyatani, Takao For For Management 2.9 Elect Director Okamoto, Iwao For For Management 2.10 Elect Director Uchiyamada, Takeshi For For Management 2.11 Elect Director Sato, Kazuhiro For For Management 2.12 Elect Director Takahashi, Tomokazu For For Management 2.13 Elect Director Segawa, Haruhiko For For Management -------------------------------------------------------------------------------- JUSTSYSTEMS CORP. Ticker: 4686 Security ID: J28783108 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 5 2.1 Elect Director Sekinada, Kyotaro For For Management 2.2 Elect Director Tajiki, Masayuki For For Management 2.3 Elect Director Miki, Masayuki For For Management 2.4 Elect Director Kurihara, Manabu For For Management 2.5 Elect Director Kuwayama, Katsuhiko For For Management 3 Appoint Alternate Statutory Auditor For For Management Wakabayashi, Norio -------------------------------------------------------------------------------- JXTG HOLDINGS, INC. Ticker: 5020 Security ID: J29699105 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 11 2 Amend Articles to Change Company Name For For Management 3.1 Elect Director Sugimori, Tsutomu For For Management 3.2 Elect Director Ota, Katsuyuki For For Management 3.3 Elect Director Adachi, Hiroji For For Management 3.4 Elect Director Hosoi, Hiroshi For For Management 3.5 Elect Director Murayama, Seiichi For For Management 3.6 Elect Director Yokoi, Yoshikazu For For Management 3.7 Elect Director Iwase, Junichi For For Management 3.8 Elect Director Yatabe, Yasushi For For Management 3.9 Elect Director Ota, Hiroko For For Management 3.10 Elect Director Otsuka, Mutsutake For For Management 3.11 Elect Director Miyata, Yoshiiku For For Management 4.1 Elect Director and Audit Committee For For Management Member Kato, Hitoshi 4.2 Elect Director and Audit Committee For For Management Member Ouchi, Yoshiaki 4.3 Elect Director and Audit Committee For For Management Member Nishioka, Seiichiro 4.4 Elect Director and Audit Committee For Against Management Member Oka, Toshiko 5 Approve Trust-Type Equity Compensation For For Management Plan -------------------------------------------------------------------------------- K'S HOLDINGS CORP. Ticker: 8282 Security ID: J3672R101 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 15 2.1 Elect Director Hiramoto, Tadashi For For Management 2.2 Elect Director Suzuki, Kazuyoshi For For Management 2.3 Elect Director Osaka, Naoto For For Management 2.4 Elect Director Mizuno, Keiichi For For Management 2.5 Elect Director Yoshihara, Yuji For For Management 2.6 Elect Director Mizutani, Taro For For Management 2.7 Elect Director Yuasa, Tomoyuki For For Management 3 Approve Restricted Stock Plan For For Management 4 Approve Stock Option Plan For For Management -------------------------------------------------------------------------------- KAGOME CO., LTD. Ticker: 2811 Security ID: J29051109 Meeting Date: MAR 27, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Terada, Naoyuki For For Management 1.2 Elect Director Yamaguchi, Satoshi For For Management 1.3 Elect Director Watanabe, Yoshihide For For Management 1.4 Elect Director Miwa, Katsuyuki For For Management 1.5 Elect Director Kobayashi, Hirohisa For For Management 1.6 Elect Director Hashimoto, Takayuki For For Management 1.7 Elect Director Sato, Hidemi For For Management 1.8 Elect Director Arakane, Kumi For For Management 2.1 Elect Director and Audit Committee For For Management Member Kodama, Hirohito 2.2 Elect Director and Audit Committee For For Management Member Endo, Tatsuya 2.3 Elect Director and Audit Committee For For Management Member Yamagami, Asako 3 Elect Alternate Director and Audit For For Management Committee Member Murata, Morihiro 4 Approve Trust-Type Equity Compensation For For Management Plan 5 Approve Disposal of Treasury Shares For Against Management for a Private Placement -------------------------------------------------------------------------------- KAJIMA CORP. Ticker: 1812 Security ID: J29223120 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 25 2 Amend Articles to Amend Provisions on For For Management Number of Directors - Reduce Directors' Term 3.1 Elect Director Oshimi, Yoshikazu For For Management 3.2 Elect Director Atsumi, Naoki For For Management 3.3 Elect Director Koizumi, Hiroyoshi For For Management 3.4 Elect Director Kayano, Masayasu For For Management 3.5 Elect Director Ishikawa, Hiroshi For For Management 3.6 Elect Director Uchida, Ken For For Management 3.7 Elect Director Hiraizumi, Nobuyuki For For Management 3.8 Elect Director Kajima, Shoichi For For Management 3.9 Elect Director Furukawa, Koji For For Management 3.10 Elect Director Sakane, Masahiro For For Management 3.11 Elect Director Saito, Kiyomi For For Management 3.12 Elect Director Machida, Yukio For For Management 4.1 Appoint Statutory Auditor Kumano, For For Management Takashi 4.2 Appoint Statutory Auditor Fujikawa, For For Management Yukiko -------------------------------------------------------------------------------- KAKAKU.COM, INC. Ticker: 2371 Security ID: J29258100 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 20 2.1 Elect Director Hayashi, Kaoru For For Management 2.2 Elect Director Hata, Shonosuke For For Management 2.3 Elect Director Murakami, Atsuhiro For For Management 2.4 Elect Director Yuki, Shingo For For Management 2.5 Elect Director Miyazaki, Kanako For For Management 2.6 Elect Director Kato, Tomoharu For For Management 2.7 Elect Director Miyajima, Kazuyoshi For For Management 2.8 Elect Director Kinoshita, Masayuki For For Management 2.9 Elect Director Tada, Kazukuni For For Management -------------------------------------------------------------------------------- KAKEN PHARMACEUTICAL CO., LTD. Ticker: 4521 Security ID: J29266103 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 75 2.1 Elect Director Onuma, Tetsuo For For Management 2.2 Elect Director Horiuchi, Hiroyuki For For Management 2.3 Elect Director Watanabe, Fumihiro For For Management 2.4 Elect Director Tanabe, Yoshio For For Management 2.5 Elect Director Matsura, Masahiro For For Management 2.6 Elect Director Ota, Minoru For For Management 2.7 Elect Director Enomoto, Eiki For For Management 2.8 Elect Director Kamibeppu, Kiyoko For For Management 2.9 Elect Director Takagi, Shoichiro For For Management 3 Approve Annual Bonus For For Management -------------------------------------------------------------------------------- KAMIGUMI CO., LTD. Ticker: 9364 Security ID: J29438165 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 23 2.1 Elect Director Kubo, Masami For For Management 2.2 Elect Director Fukai, Yoshihiro For For Management 2.3 Elect Director Tahara, Norihito For For Management 2.4 Elect Director Horiuchi, Toshihiro For For Management 2.5 Elect Director Murakami, Katsumi For For Management 2.6 Elect Director Hiramatsu, Koichi For For Management 2.7 Elect Director Nagata, Yukihiro For For Management 2.8 Elect Director Shiino, Kazuhisa For For Management 2.9 Elect Director Ishibashi, Nobuko For For Management 2.10 Elect Director Suzuki, Mitsuo For For Management 3.1 Appoint Statutory Auditor Kobayashi, For For Management Yasuo 3.2 Appoint Statutory Auditor Nakao, Takumi For For Management 4 Appoint Alternate Statutory Auditor For For Management Saeki, Kuniharu 5 Approve Compensation Ceilings for For For Management Directors and Statutory Auditors -------------------------------------------------------------------------------- KANDENKO CO., LTD. Ticker: 1942 Security ID: J29653102 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 13 2.1 Elect Director Goto, Kiyoshi For For Management 2.2 Elect Director Morito, Yoshimi For For Management 2.3 Elect Director Nakama, Toshio For For Management 2.4 Elect Director Takaoka, Shigenori For For Management 2.5 Elect Director Kashiwabara, Shoichiro For For Management 2.6 Elect Director Kitayama, Shinichiro For For Management 2.7 Elect Director Miyauchi, Shinichi For For Management 2.8 Elect Director Ueda, Yuji For For Management 2.9 Elect Director Tsuru, Koji For For Management 2.10 Elect Director Iida, Nobuhiro For For Management 2.11 Elect Director Sugizaki, Hitoshi For For Management 2.12 Elect Director Uchino, Takashi For For Management 2.13 Elect Director Ishizuka, Masataka For For Management 2.14 Elect Director Saito, Hajime For For Management 3.1 Appoint Statutory Auditor Yukimura, For For Management Toru 3.2 Appoint Statutory Auditor Tanaka, For For Management Hidekazu 3.3 Appoint Statutory Auditor Okawa, For For Management Sumihito 3.4 Appoint Statutory Auditor Suetsuna, For For Management Takashi 3.5 Appoint Statutory Auditor Muto, Shoichi For Against Management 4 Approve Annual Bonus For For Management -------------------------------------------------------------------------------- KANEKA CORP. Ticker: 4118 Security ID: J2975N106 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Sugawara, Kimikazu For For Management 1.2 Elect Director Tanaka, Minoru For For Management 1.3 Elect Director Fujii, Kazuhiko For For Management 1.4 Elect Director Kametaka, Shinichiro For For Management 1.5 Elect Director Ishihara, Shinobu For For Management 1.6 Elect Director Doro, Katsunobu For For Management 1.7 Elect Director Enoki, Jun For For Management 1.8 Elect Director Kadokura, Mamoru For For Management 1.9 Elect Director Inokuchi, Takeo For For Management 1.10 Elect Director Mori, Mamoru For For Management 1.11 Elect Director Kusakari, Takao For For Management 1.12 Elect Director Yokota, Jun For For Management 2.1 Appoint Statutory Auditor Matsui, For For Management Hideyuki 2.2 Appoint Statutory Auditor Uozumi, For For Management Yasuhiro 3 Appoint Alternate Statutory Auditor For For Management Nakahigashi, Masafumi 4 Approve Annual Bonus For For Management -------------------------------------------------------------------------------- KANGWON LAND, INC. Ticker: 035250 Security ID: Y4581L105 Meeting Date: JAN 10, 2020 Meeting Type: Special Record Date: DEC 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Appoint Moon Tae-gohn as Temporary Against Against Shareholder Chairman of the Board 2 Approve Remission of Directors' Against Against Shareholder Liabilities -------------------------------------------------------------------------------- KANGWON LAND, INC. Ticker: 035250 Security ID: Y4581L105 Meeting Date: MAR 30, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Elect Kim Ju-il as a Member of Audit For For Management Committee 3 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- KANSAI PAINT CO., LTD. Ticker: 4613 Security ID: J30255129 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 15 2.1 Elect Director Mori, Kunishi For For Management 2.2 Elect Director Furukawa, Hidenori For For Management 2.3 Elect Director Teraoka, Naoto For For Management 2.4 Elect Director Yoshida, Kazuhiro For For Management 2.5 Elect Director Nishibayashi, Hitoshi For For Management 2.6 Elect Director Yoshikawa, Keiji For For Management 2.7 Elect Director Ando, Tomoko For For Management 2.8 Elect Director John P. Durkin For For Management 3.1 Appoint Statutory Auditor Aoyagi, Akira For For Management 3.2 Appoint Statutory Auditor Hasebe, For For Management Hideshi 4 Appoint Alternate Statutory Auditor For For Management Nakai, Hiroe -------------------------------------------------------------------------------- KAO CORP. Ticker: 4452 Security ID: J30642169 Meeting Date: MAR 25, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 65 2 Amend Articles to Amend Provisions on For For Management Director Titles 3.1 Elect Director Sawada, Michitaka For For Management 3.2 Elect Director Takeuchi, Toshiaki For For Management 3.3 Elect Director Hasebe, Yoshihiro For For Management 3.4 Elect Director Matsuda, Tomoharu For For Management 3.5 Elect Director Kadonaga, Sonosuke For For Management 3.6 Elect Director Shinobe, Osamu For For Management 3.7 Elect Director Mukai, Chiaki For For Management 3.8 Elect Director Hayashi, Nobuhide For For Management 4 Appoint Statutory Auditor Nakazawa, For For Management Takahiro -------------------------------------------------------------------------------- KAWASAKI HEAVY INDUSTRIES, LTD. Ticker: 7012 Security ID: J31502131 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles to Amend Business Lines For For Management - Adopt Board Structure with Audit Committee - Amend Provisions on Number of Directors - Authorize Directors to Execute Day to Day Operations without Full Board Approval - Indemnify Directors 2.1 Elect Director Kanehana, Yoshinori For For Management 2.2 Elect Director Namiki, Sukeyuki For For Management 2.3 Elect Director Hashimoto, Yasuhiko For For Management 2.4 Elect Director Yamamoto, Katsuya For For Management 2.5 Elect Director Nakatani, Hiroshi For For Management 2.6 Elect Director Tamura, Yoshiaki For For Management 2.7 Elect Director Jenifer Rogers For For Management 2.8 Elect Director Tsujimura, Hideo For For Management 3.1 Elect Director and Audit Committee For For Management Member Fukuma, Katsuyoshi 3.2 Elect Director and Audit Committee For For Management Member Nekoshima, Akio 3.3 Elect Director and Audit Committee For For Management Member Kodera, Satoru 3.4 Elect Director and Audit Committee For For Management Member Ishii, Atsuko 3.5 Elect Director and Audit Committee For For Management Member Saito, Ryoichi 4 Elect Alternate Director and Audit For For Management Committee Member Tsukui, Susumu 5 Approve Compensation Ceiling for For For Management Directors Who Are Not Audit Committee Members 6 Approve Compensation Ceiling for For For Management Directors Who Are Audit Committee Members -------------------------------------------------------------------------------- KB FINANCIAL GROUP, INC. Ticker: 105560 Security ID: Y46007103 Meeting Date: MAR 20, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Hur Yin as Non-Independent For For Management Non-Executive Director 3.2 Elect Stuart B. Solomon as Outside For For Management Director 3.3 Elect Sonu Suk-ho as Outside Director For For Management 3.4 Elect Choi Myung-hee as Outside For For Management Director 3.5 Elect Jeong Kou-whan as Outside For For Management Director 3.6 Elect Kwon Seon-ju as Outside Director For For Management 4 Elect Oh Gyu-taek as Outside Director For For Management to serve as an Audit Committee Member 5.1 Elect Choi Myung-hee as a Member of For For Management Audit Committee 5.2 Elect Jeong Kou-whan as a Member of For For Management Audit Committee 5.3 Elect Kim Gyeong-ho as a Member of For For Management Audit Committee 6 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- KBC GROUP SA/NV Ticker: KBC Security ID: B5337G162 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: APR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Directors' Reports (Non-Voting) None None Management 2 Receive Auditors' Reports (Non-Voting) None None Management 3 Receive Consolidated Financial None None Management Statements and Statutory Reports (Non-Voting) 4 Adopt Financial Statements For For Management 5a Approve Allocation of Income For For Management 5b Approve Dividends of EUR 1.00 Per Share For For Management 6 Approve Remuneration Report For For Management 7 Approve Discharge of Directors For For Management 8 Approve Discharge of Auditors For For Management 9 Approve Auditors' Remuneration For For Management 10a Indicate Koenraad Debackere as For For Management Independent Director 10b Elect Erik Clinck as Director For Against Management 10c Elect Liesbet Okkerse as Director For Against Management 10d Reelect Theodoros Roussis as Director For Against Management 10e Reelect Sonja De Becker as Director For Against Management 10f Reelect Johan Thijs as Director For For Management 10g Reelect Vladimira Papirnik as For For Management Independent Director 11 Transact Other Business None None Management -------------------------------------------------------------------------------- KCC CORP. Ticker: 002380 Security ID: Y45945105 Meeting Date: NOV 13, 2019 Meeting Type: Special Record Date: OCT 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Spin-Off Agreement For For Management 2 Elect Min Byeong-sam as Inside Director For For Management -------------------------------------------------------------------------------- KCC CORP. Ticker: 002380 Security ID: Y45945105 Meeting Date: MAR 27, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Han Mu-geun as Outside Director For For Management 1.2 Elect Jang Seong-wan as Outside For For Management Director 1.3 Elect Yoon Seok-hwa as Outside Director For For Management 2 Elect Jang Seong-wan as a Member of For For Management Audit Committee 3 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- KDDI CORP. Ticker: 9433 Security ID: J31843105 Meeting Date: JUN 17, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 60 2.1 Elect Director Tanaka, Takashi For Abstain Management 2.2 Elect Director Takahashi, Makoto For Abstain Management 2.3 Elect Director Shoji, Takashi For Abstain Management 2.4 Elect Director Muramoto, Shinichi For Abstain Management 2.5 Elect Director Mori, Keiichi For Abstain Management 2.6 Elect Director Morita, Kei For Abstain Management 2.7 Elect Director Amamiya, Toshitake For Abstain Management 2.8 Elect Director Takeyama, Hirokuni For Abstain Management 2.9 Elect Director Yoshimura, Kazuyuki For Abstain Management 2.10 Elect Director Yamaguchi, Goro For Abstain Management 2.11 Elect Director Yamamoto, Keiji For Abstain Management 2.12 Elect Director Oyagi, Shigeo For For Management 2.13 Elect Director Kano, Riyo For For Management 2.14 Elect Director Goto, Shigeki For For Management 3.1 Appoint Statutory Auditor Takagi, For For Management Kenichiro 3.2 Appoint Statutory Auditor Honto, Shin For For Management 3.3 Appoint Statutory Auditor Matsumiya, For For Management Toshihiko 3.4 Appoint Statutory Auditor Karube, Jun For For Management -------------------------------------------------------------------------------- KEIHAN HOLDINGS CO., LTD. Ticker: 9045 Security ID: J31975121 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 17.5 2.1 Elect Director Kato, Yoshifumi For For Management 2.2 Elect Director Ishimaru, Masahiro For For Management 2.3 Elect Director Miura, Tatsuya For For Management 2.4 Elect Director Inachi, Toshihiko For For Management 2.5 Elect Director Nakano, Michio For For Management 2.6 Elect Director Ueno, Masaya For For Management 2.7 Elect Director Murao, Kazutoshi For For Management 2.8 Elect Director Hashizume, Shinya For For Management -------------------------------------------------------------------------------- KEIKYU CORP. Ticker: 9006 Security ID: J3217R111 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 8 2.1 Elect Director Ishiwata, Tsuneo For For Management 2.2 Elect Director Harada, Kazuyuki For For Management 2.3 Elect Director Ogura, Toshiyuki For For Management 2.4 Elect Director Michihira, Takashi For For Management 2.5 Elect Director Honda, Toshiaki For For Management 2.6 Elect Director Urabe, Kazuo For For Management 2.7 Elect Director Watanabe, Shizuyoshi For For Management 2.8 Elect Director Kawamata, Yukihiro For For Management 2.9 Elect Director Sato, Kenji For For Management 2.10 Elect Director Tomonaga, Michiko For For Management 2.11 Elect Director Terajima, Yoshinori For For Management 2.12 Elect Director Kakizaki, Tamaki For For Management 3.1 Appoint Statutory Auditor Suetsuna, For For Management Takashi 3.2 Appoint Statutory Auditor Sudo, Osamu For For Management 4 Approve Trust-Type Equity Compensation For For Management Plan -------------------------------------------------------------------------------- KEIO CORP. Ticker: 9008 Security ID: J32190126 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 27.5 2 Amend Articles to Adopt Board For For Management Structure with Audit Committee - Amend Provisions on Number of Directors - Authorize Directors to Execute Day to Day Operations without Full Board Approval 3.1 Elect Director Nagata, Tadashi For Against Management 3.2 Elect Director Komura, Yasushi For Against Management 3.3 Elect Director Nakaoka, Kazunori For Against Management 3.4 Elect Director Kawase, Akinobu For Against Management 3.5 Elect Director Minami, Yoshitaka For Against Management 3.6 Elect Director Terada, Yuichiro For Against Management 3.7 Elect Director Takahashi, Atsushi For Against Management 3.8 Elect Director Furuichi, Takeshi For Against Management 3.9 Elect Director Komada, Ichiro For Against Management 3.10 Elect Director Maruyama, So For Against Management 3.11 Elect Director Wakabayashi, Katsuyoshi For Against Management 4.1 Elect Director and Audit Committee For Against Management Member Ito, Shunji 4.2 Elect Director and Audit Committee For Against Management Member Takekawa, Hiroshi 4.3 Elect Director and Audit Committee For For Management Member Kitamura, Keiko 4.4 Elect Director and Audit Committee For For Management Member Kaneko, Masashi 5 Approve Compensation Ceiling for For For Management Directors Who Are Not Audit Committee Members 6 Approve Compensation Ceiling for For For Management Directors Who Are Audit Committee Members 7 Approve Trust-Type Equity Compensation For For Management Plan -------------------------------------------------------------------------------- KEISEI ELECTRIC RAILWAY CO., LTD. Ticker: 9009 Security ID: J32233108 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 8.5 2.1 Elect Director Saigusa, Norio For For Management 2.2 Elect Director Kobayashi, Toshiya For For Management 2.3 Elect Director Muroya, Masahiro For For Management 2.4 Elect Director Amano, Takao For For Management 2.5 Elect Director Kawasumi, Makoto For For Management 2.6 Elect Director Toshima, Susumu For For Management 2.7 Elect Director Tanaka, Tsuguo For For Management 2.8 Elect Director Kaneko, Shokichi For For Management 2.9 Elect Director Furukawa, Yasunobu For For Management 2.10 Elect Director Tochigi, Shotaro For For Management 2.11 Elect Director Ito, Yukihiro For For Management 2.12 Elect Director Kikuchi, Misao For For Management 3.1 Appoint Statutory Auditor Matsuyama, For Against Management Yasuomi 3.2 Appoint Statutory Auditor Hirose, For Against Management Masashi -------------------------------------------------------------------------------- KEPCO PLANT SERVICE & ENGINEERING CO., LTD. Ticker: 051600 Security ID: Y7076A104 Meeting Date: MAR 26, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Approve Total Remuneration of Inside For Against Management Directors and Outside Directors 4 Authorize Board to Fix Remuneration of For Against Management Internal Auditor(s) -------------------------------------------------------------------------------- KEPCO PLANT SERVICE & ENGINEERING CO., LTD. Ticker: 051600 Security ID: Y7076A104 Meeting Date: JUN 09, 2020 Meeting Type: Special Record Date: MAY 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Incorporation For For Management 2 Elect Bae Il-jin as Outside Director For For Management 3 Appoint Moon Tae-ryong as Internal For For Management Auditor -------------------------------------------------------------------------------- KEPPEL CORPORATION LIMITED Ticker: BN4 Security ID: Y4722Z120 Meeting Date: JUN 02, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and For For Management Directors' and Auditors' Reports 2 Approve Final Dividend For For Management 3 Elect Danny Teoh as Director For For Management 4 Elect Veronica Eng as Director For For Management 5 Elect Till Vestring as Director For For Management 6 Elect Teo Siong Seng as Director For For Management 7 Elect Tham Sai Choy as Director For For Management 8 Elect Penny Goh as Director For For Management 9 Approve Directors' Fees for FY 2019 For For Management 10 Approve Directors' Fees for FY 2020 For For Management 11 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 12 Approve Issuance of Equity or For For Management Equity-Linked Securities with or without Preemptive Rights 13 Authorize Share Repurchase Program For For Management 14 Approve Mandate for Interested Person For For Management Transactions 15 Adopt KCL Restricted Share Plan 2020 For For Management and Approve Grant of Awards and Issuance of Shares Under the Plan 16 Adopt KCL Performance Share Plan 2020 For For Management and Approve Grant of Awards and Issuance of Shares Under the Plan -------------------------------------------------------------------------------- KEPPEL REIT Ticker: K71U Security ID: Y4740G104 Meeting Date: JUN 04, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Trustee's Report, Statement by For For Management the Manager, Audited Financial Statements and Auditors' Report 2 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Manager to Fix Their Remuneration 3 Elect Penny Goh as Director For For Management 4 Elect Christina Tan as Director For Against Management 5 Elect Tan Swee Yiow as Director For For Management 6 Elect Ian Roderick Mackie as Director For For Management 7 Approve Issuance of Equity or For For Management Equity-Linked Securities with or without Preemptive Rights 8 Authorize Unit Repurchase Program For For Management -------------------------------------------------------------------------------- KERING SA Ticker: KER Security ID: F5433L103 Meeting Date: JUN 16, 2020 Meeting Type: Annual/Special Record Date: JUN 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 8 per Share 4 Reelect Jean-Pierre Denis as Director For Against Management 5 Reelect Ginevra Elkann as Director For Against Management 6 Reelect Sophie L Helias as Director For For Management 7 Elect Jean Liu as Director For For Management 8 Elect Tidjane Thiam as Director For For Management 9 Elect Emma Watson as Director For For Management 10 Approve Compensation of Corporate For Against Management Officers 11 Approve Compensation of Francois-Henri For Against Management Pinault, Chairman and CEO 12 Approve Compensation of Jean-Francois For Against Management Palus, Vice-CEO 13 Approve Remuneration Policy of For Against Management Executive Corporate Officers 14 Approve Remuneration Policy of For For Management Corporate Officers 15 Renew Appointments of Deloitte and For For Management Associes as Auditor and BEAS as Alternate Auditor 16 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 17 Authorize up to 1 Percent of Issued For Against Management Capital for Use in Restricted Stock Plans 18 Amend Article 10 of Bylaws Re: Shares For Against Management Hold by Directors and Employee Representative 19 Amend Article 11 of Bylaws Re: Board For For Management Power 20 Amend Article 13 of Bylaws Re: Board For For Management Members Deliberation via Written Consultation 21 Remove Article 18 of Bylaws Re: Censors For For Management 22 Amend Article 17 of Bylaws Re: Board For For Management Remuneration 23 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- KERRY GROUP PLC Ticker: KRZ Security ID: G52416107 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: APR 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Re-elect Gerry Behan as Director For For Management 3b Re-elect Dr Hugh Brady as Director For For Management 3c Re-elect Gerard Culligan as Director For For Management 3d Re-elect Dr Karin Dorrepaal as Director For For Management 3e Re-elect Joan Garahy as Director For For Management 3f Re-elect Marguerite Larkin as Director For For Management 3g Re-elect Tom Moran as Director For For Management 3h Re-elect Con Murphy as Director For For Management 3i Re-elect Christopher Rogers as Director For For Management 3j Re-elect Edmond Scanlon as Director For For Management 3k Re-elect Philip Toomey as Director For For Management 4 Authorise Board to Fix Remuneration of For For Management Auditors 5 Approve Remuneration Report For For Management 6 Authorise Issue of Equity For For Management 7 Authorise Issue of Equity without For For Management Pre-emptive Rights 8 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Specified Capital Investment 9 Authorise Market Purchase of A For For Management Ordinary Shares -------------------------------------------------------------------------------- KERRY LOGISTICS NETWORK LIMITED Ticker: 636 Security ID: G52418103 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: MAY 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Elect Cheung Ping Chuen Vicky as For For Management Director 4 Elect Tong Shao Ming as Director For For Management 5 Elect Khoo Shulamite N K as Director For For Management 6 Elect Yeo Philip Liat Kok as Director For For Management 7 Elect Zhang Yi Kevin as Director For For Management 8 Authorize Board to Fix Remuneration of For For Management Directors 9 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 10A Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 10B Authorize Repurchase of Issued Share For For Management Capital 10C Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- KERRY PROPERTIES LIMITED Ticker: 683 Security ID: G52440107 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Wong Siu Kong as Director For For Management 3b Elect Kuok Khoon Hua as Director For For Management 4 Approve Directors' Fees For For Management 5 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 6A Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6B Authorize Repurchase of Issued Share For For Management Capital 6C Authorize Reissuance of Repurchased For Against Management Shares 6D Adopt New Share Option Scheme and For Against Management Terminate Existing Share Option Scheme -------------------------------------------------------------------------------- KESKO OYJ Ticker: KESKOB Security ID: X44874109 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: APR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Call the Meeting to Order None None Management 3 Designate Inspector or Shareholder For For Management Representative(s) of Minutes of Meeting 4 Acknowledge Proper Convening of Meeting For For Management 5 Prepare and Approve List of For For Management Shareholders 6 Receive CEO's Review None None Management 7 Receive Financial Statements and None None Management Statutory Reports; Receive the Board's Report; Receive the Auditor's Report 8 Accept Financial Statements and For For Management Statutory Reports 9 Approve Allocation of Income and For For Management Dividends of EUR 2.52 Per Share 10 Approve Discharge of Board and For For Management President 11 Approve Remuneration Policy And Other For Against Management Terms of Employment For Executive Management 12 Approve Remuneration of Directors in For For Management the Amount of EUR 97,000 for Chairman; EUR 60,000 for Vice Chairman, and EUR 45,000 for Other Directors; Approve Meeting Fees; Approve Remuneration for Committee Work 13 Approve Remuneration of Auditors For For Management 14 Ratify Deloitte as Auditors For For Management 15 Approve Share Issue to the For For Management Shareholders without Payment in Proportion to their Holdings 16 Approve Issuance of up to 40 Million For For Management Class B Shares without Preemptive Rights 17 Establish Nominating Committee For For Management 18 Approve Charitable Donations of up to For For Management EUR 300,000 19 Close Meeting None None Management -------------------------------------------------------------------------------- KEWPIE CORP. Ticker: 2809 Security ID: J33097106 Meeting Date: FEB 27, 2020 Meeting Type: Annual Record Date: NOV 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Nakashima, Amane For Abstain Management 1.2 Elect Director Chonan, Osamu For Abstain Management 1.3 Elect Director Saito, Kengo For Abstain Management 1.4 Elect Director Katsuyama, Tadaaki For Abstain Management 1.5 Elect Director Inoue, Nobuo For Abstain Management 1.6 Elect Director Sato, Seiya For Abstain Management 1.7 Elect Director Hamachiyo, Yoshinori For Abstain Management 1.8 Elect Director Himeno, Minoru For Abstain Management 1.9 Elect Director Shinohara, Masato For Abstain Management 1.10 Elect Director Uchida, Kazunari For For Management 1.11 Elect Director Urushi, Shihoko For For Management 2 Appoint Statutory Auditor Kumahira, For For Management Mika 3 Approve Annual Bonus For For Management 4 Approve Takeover Defense Plan (Poison For Against Management Pill) -------------------------------------------------------------------------------- KEYENCE CORP. Ticker: 6861 Security ID: J32491102 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 100 2.1 Elect Director Takizaki, Takemitsu For Abstain Management 2.2 Elect Director Nakata, Yu For Abstain Management 2.3 Elect Director Kimura, Keiichi For Abstain Management 2.4 Elect Director Yamaguchi, Akiji For Abstain Management 2.5 Elect Director Miki, Masayuki For Abstain Management 2.6 Elect Director Yamamoto, Akinori For Abstain Management 2.7 Elect Director Kanzawa, Akira For Abstain Management 2.8 Elect Director Tanabe, Yoichi For For Management 2.9 Elect Director Taniguchi, Seiichi For For Management 3.1 Appoint Statutory Auditor Takeda, For For Management Hidehiko 3.2 Appoint Statutory Auditor Indo, Hiroji For For Management 4 Appoint Alternate Statutory Auditor For For Management Yamamoto, Masaharu -------------------------------------------------------------------------------- KGHM POLSKA MIEDZ SA Ticker: KGH Security ID: X45213109 Meeting Date: DEC 19, 2019 Meeting Type: Special Record Date: DEC 03, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Meeting Chairman For For Management 3 Acknowledge Proper Convening of Meeting None None Management 4 Approve Agenda of Meeting For For Management 5.1 Amend Statute Re: Management Board None Against Shareholder 5.2 Amend Statute Re: Supervisory Board None Against Shareholder 5.3 Amend Statute Re: General Meeting None Against Shareholder 5.4 Amend Statute Re: Disposal of Fixed None Against Shareholder Assets 5.5 Amend Statute Re: Management Board None Against Shareholder 6.1 Approve Disposal of Fixed Assets None Against Shareholder 6.2 Approve Regulations on Disposal of None Against Shareholder Assets 6.3 Approve Regulations on Agreements for None Against Shareholder Legal Services, Marketing Services, Public Relations Services, and Social Communication Services 6.4 Approve Regulations on Report on Best None For Shareholder Practices 6.5 Approve Implementation of Act on State None Against Shareholder Property Management Principles in Company's Subsidiaries 7.1 Recall Supervisory Board Member None Against Shareholder 7.2 Elect Supervisory Board Member None Against Shareholder 8 Close Meeting None None Management -------------------------------------------------------------------------------- KGHM POLSKA MIEDZ SA Ticker: KGH Security ID: X45213109 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: JUN 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Meeting Chairman For For Management 3 Acknowledge Proper Convening of Meeting None None Management 4 Approve Agenda of Meeting For For Management 5.1 Receive Financial Statements None None Management 5.2 Receive Consolidated Financial None None Management Statements 5.3 Receive Management Board Report on None None Management Company's and Group's Operations 6 Receive Management Board Proposal on None None Management Allocation of Income 7 Receive Management Board Report on None None Management Expenses Related to Representation, Legal Services, Marketing Services, Public Relations Services, Social Communication Services, and Management Advisory Services 8 Receive Supervisory Board Report on None None Management Review of Standalone and Consolidated Financial Statements, Management Board Reports on Company's and Group's Operations 9 Receive Supervisory Board Report on None None Management Management Board Proposal on Allocation of Income 10.1 Receive Supervisory Board Report on None None Management Company's Standing, Internal Control System, Risk Management, Compliance, and Internal Audit Function 10.2 Receive Supervisory Board Report on None None Management Its Activities 11.1 Approve Financial Statements For For Management 11.2 Approve Consolidated Financial For For Management Statements 11.3 Approve Management Board Report on For For Management Company's and Group's Operations 11.4 Approve Allocation of Income and For For Management Omission of Dividends 12.1a Approve Discharge of Adam Bugajczuk For For Management (Management Board Member) 12.1b Approve Discharge of Marcin Chudzinski For For Management (Management Board Member) 12.1c Approve Discharge of Pawel Gruza For For Management (Management Board Member) 12.1d Approve Discharge of Katarzyna For For Management Kreczmanska-Gigol (Management Board Member) 12.1e Approve Discharge of Radoslaw Stach For For Management (Management Board Member) 12.2a Approve Discharge of Leszek Banaszak For For Management (Supervisory Board Member) 12.2b Approve Discharge of Jozef Czyczerski For For Management (Supervisory Board Member) 12.2c Approve Discharge of Jaroslaw Janas For For Management (Supervisory Board Member) 12.2d Approve Discharge of Andrzej For For Management Kisilewicz (Supervisory Board Member) 12.2e Approve Discharge of Janusz Kowalski For For Management (Supervisory Board Member) 12.2f Approve Discharge of Ireneusz Pasis For For Management (Supervisory Board Member) 12.2g Approve Discharge of Bartosz Piechota For For Management (Supervisory Board Member) 12.2h Approve Discharge of Marek Pietrzak For For Management (Supervisory Board Member) 12.2i Approve Discharge of Boguslaw Szarek For For Management (Supervisory Board Member) 12.2j Approve Discharge of Agnieszka For For Management Winnik-Kalemba (Supervisory Board Member) 13 Approve Remuneration Policy For Against Management 14 Amend Statute Re: Management Board For For Management 15.1 Recall Supervisory Board Member None Against Shareholder 15.2 Elect Supervisory Board Member None Against Shareholder 16 Close Meeting None None Management -------------------------------------------------------------------------------- KIA MOTORS CORP. Ticker: 000270 Security ID: Y47601102 Meeting Date: MAR 24, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Ju Woo-jeong as Inside Director For Against Management 3.2 Elect Kim Deok-joong as Outside For Against Management Director 3.3 Elect Kim Dong-won as Outside Director For For Management 4 Elect Kim Deok-joong as a Member of For Against Management Audit Committee 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- KIA MOTORS CORP. Ticker: 000270 Security ID: Y47601102 Meeting Date: JUN 10, 2020 Meeting Type: Special Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Song Ho-seong as Inside Director For Against Management -------------------------------------------------------------------------------- KIKKOMAN CORP. Ticker: 2801 Security ID: J32620106 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 21 2.1 Elect Director Mogi, Yuzaburo For Abstain Management 2.2 Elect Director Horikiri, Noriaki For Abstain Management 2.3 Elect Director Yamazaki, Koichi For Abstain Management 2.4 Elect Director Nakano, Shozaburo For Abstain Management 2.5 Elect Director Shimada, Masanao For Abstain Management 2.6 Elect Director Mogi, Osamu For Abstain Management 2.7 Elect Director Matsuyama, Asahi For Abstain Management 2.8 Elect Director Fukui, Toshihiko For For Management 2.9 Elect Director Ozaki, Mamoru For For Management 2.10 Elect Director Inokuchi, Takeo For Abstain Management 2.11 Elect Director Iino, Masako For For Management 3 Appoint Statutory Auditor Mori, Koichi For For Management 4 Appoint Alternate Statutory Auditor For For Management Endo, Kazuyoshi 5 Approve Compensation Ceiling for For For Management Directors -------------------------------------------------------------------------------- KINDEN CORP. Ticker: 1944 Security ID: J33093105 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 17 2 Approve Annual Bonus For For Management 3.1 Elect Director Ikoma, Masao For For Management 3.2 Elect Director Maeda, Yukikazu For For Management 3.3 Elect Director Uesaka, Takao For For Management 3.4 Elect Director Yukawa, Hidehiko For For Management 3.5 Elect Director Amisaki, Masaya For For Management 3.6 Elect Director Hayashi, Hiroyuki For For Management 3.7 Elect Director Tanaka, Hideo For For Management 3.8 Elect Director Nishimura, Hiroshi For For Management 3.9 Elect Director Sato, Moriyoshi For For Management 3.10 Elect Director Yoshida, Harunori For For Management 3.11 Elect Director Toriyama, Hanroku For For Management 3.12 Elect Director Takamatsu, Keiji For For Management 3.13 Elect Director Morikawa, Keizo For For Management 4.1 Appoint Statutory Auditor Mizumoto, For For Management Masataka 4.2 Appoint Statutory Auditor Sakata, For For Management Nobuhiro 4.3 Appoint Statutory Auditor Yoshioka, For For Management Masami 4.4 Appoint Statutory Auditor Kamakura, For For Management Toshimitsu 4.5 Appoint Statutory Auditor Osa, Isamu For For Management -------------------------------------------------------------------------------- KINGFISHER PLC Ticker: KGF Security ID: G5256E441 Meeting Date: JUL 09, 2019 Meeting Type: Annual Record Date: JUL 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For Against Management 3 Approve Remuneration Policy For For Management 4 Approve Final Dividend For For Management 5 Elect Claudia Arney as Director For For Management 6 Elect Sophie Gasperment as Director For For Management 7 Re-elect Andrew Cosslett as Director For For Management 8 Re-elect Jeff Carr as Director For For Management 9 Re-elect Pascal Cagni as Director For For Management 10 Re-elect Clare Chapman as Director For For Management 11 Re-elect Rakhi Goss-Custard as Director For For Management 12 Re-elect Veronique Laury as Director For For Management 13 Re-elect Mark Seligman as Director For For Management 14 Reappoint Deloitte LLP as Auditors For For Management 15 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 16 Authorise EU Political Donations and For For Management Expenditure 17 Authorise Issue of Equity For For Management 18 Authorise Issue of Equity without For For Management Pre-emptive Rights 19 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 20 Authorise Market Purchase of Ordinary For For Management Shares 21 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- KINGSPAN GROUP PLC Ticker: KRX Security ID: G52654103 Meeting Date: MAY 01, 2020 Meeting Type: Annual Record Date: APR 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For Abstain Management 3a Re-elect Eugene Murtagh as Director For Abstain Management 3b Re-elect Gene Murtagh as Director For For Management 3c Re-elect Geoff Doherty as Director For For Management 3d Re-elect Russell Shiels as Director For For Management 3e Re-elect Peter Wilson as Director For For Management 3f Re-elect Gilbert McCarthy as Director For For Management 3g Re-elect Linda Hickey as Director For For Management 3h Re-elect Michael Cawley as Director For For Management 3i Re-elect John Cronin as Director For For Management 3j Re-elect Bruce McLennan as Director For For Management 3k Re-elect Jost Massenberg as Director For For Management 3l Elect Anne Heraty as Director For For Management 4 Authorise Board to Fix Remuneration of For For Management Auditors 5 Approve Remuneration Report For For Management 6 Authorise Issue of Equity For For Management 7 Authorise Issue of Equity without For For Management Pre-emptive Rights 8 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 9 Authorise Market Purchase of Shares For For Management 10 Authorise Reissuance of Treasury Shares For For Management 11 Authorise the Company to Call EGM with For For Management Two Weeks' Notice -------------------------------------------------------------------------------- KINNEVIK AB Ticker: KINV.B Security ID: W5139V265 Meeting Date: MAY 11, 2020 Meeting Type: Annual Record Date: MAY 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Chairman of Meeting For Did Not Vote Management 3 Prepare and Approve List of For Did Not Vote Management Shareholders 4 Approve Agenda of Meeting For Did Not Vote Management 5 Designate Inspector(s) of Minutes of For Did Not Vote Management Meeting 6 Acknowledge Proper Convening of Meeting For Did Not Vote Management 7 Receive Financial Statements and None None Management Statutory Reports 8 Accept Financial Statements and For Did Not Vote Management Statutory Reports 9 Approve Allocation of Income and For Did Not Vote Management Omission of Dividends 10 Approve Discharge of Board and For Did Not Vote Management President 11 Determine Number of Members (7) and For Did Not Vote Management Deputy Members of Board 12 Approve Remuneration of Directors in For Did Not Vote Management the Aggregate Amount of SEK 8.5 Million; Approve Remuneration of Auditors 13.a Reelect Susanna Campbell as Director For Did Not Vote Management 13.b Reelect Dame Amelia Fawcett as Director For Did Not Vote Management 13.c Reelect Wilhelm Klingspor as Director For Did Not Vote Management 13.d Reelect Brian McBride as Director For Did Not Vote Management 13.e Reelect Henrik Poulsen as Director For Did Not Vote Management 13.f Reelect Charlotte Stromberg as Director For Did Not Vote Management 13.g Elect Cecilia Qvist as New Director For Did Not Vote Management 14 Reelect Dame Amelia Fawcett as Board For Did Not Vote Management Chairman 15 Approve Remuneration Policy And Other For Did Not Vote Management Terms of Employment For Executive Management 16.a Approve Performance Based Share Plan For Did Not Vote Management LTIP 2020 16.b Introduce Two New Sub-Ordinated Share For Did Not Vote Management Classes 16.c Approve Equity Plan Financing Through For Did Not Vote Management Issuance of Shares 16.d Approve Equity Plan Financing Through For Did Not Vote Management Repurchase of Shares 16.e Approve Equity Plan Financing Through For Did Not Vote Management Transfer of Shares to Participants 17 Approve Financing of Previously For Did Not Vote Management Resolved Long-Term Incentive Plans 18 Authorize Share Repurchase Program For Did Not Vote Management 19 Amend Articles of Association Re: For Did Not Vote Management Article 1 and 7 20.a Amend Articles Re: All Shares Entitle None Did Not Vote Shareholder to One (1) Vote 20.b Instruct Board to Work for the Swedish None Did Not Vote Shareholder Companies Act to Abolish Differentiated Voting Powers, firstly by Approaching the Swedish Government 20.c Instruct Board to Prepare Proposal for None Did Not Vote Shareholder Representation of Small and Medium-Sized Shareholders on the Company's Board and Nomination Committee, to be Submitted to AGM 2021 20.d Instruct Board to Work Towards A None Did Not Vote Shareholder Corresponding Change to be Effectuated in the Swedish National Rulebook, firstly by Approaching the Swedish Government 20.e Instruct Board to Prepare a Proposal None Did Not Vote Shareholder for an Ethical Code, to be Resolved upon by the AGM 2021 21 Close Meeting None None Management -------------------------------------------------------------------------------- KINTETSU GROUP HOLDINGS CO., LTD. Ticker: 9041 Security ID: J3S955116 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 50 2.1 Elect Director Kobayashi, Tetsuya For For Management 2.2 Elect Director Yasumoto, Yoshihiro For For Management 2.3 Elect Director Shirakawa, Masaaki For For Management 2.4 Elect Director Murai, Hiroyuki For For Management 2.5 Elect Director Wakai, Takashi For For Management 2.6 Elect Director Tsuji, Takashi For For Management 2.7 Elect Director Kurahashi, Takahisa For For Management 2.8 Elect Director Okamoto, Kunie For For Management 2.9 Elect Director Murata, Ryuichi For For Management 2.10 Elect Director Yanagi, Masanori For For Management 2.11 Elect Director Ogura, Toshihide For For Management 2.12 Elect Director Hara, Shiro For For Management 2.13 Elect Director Nishimura, Takashi For For Management 3.1 Appoint Statutory Auditor Tabuchi, For For Management Hirohisa 3.2 Appoint Statutory Auditor Maeda, For For Management Masahiro 3.3 Appoint Statutory Auditor Suzuki, For For Management Kazumi 3.4 Appoint Statutory Auditor Katayama, For For Management Toshiko 3.5 Appoint Statutory Auditor Tada, Hitoshi For For Management -------------------------------------------------------------------------------- KIRIN HOLDINGS CO., LTD. Ticker: 2503 Security ID: 497350108 Meeting Date: MAR 27, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 32.5 2.1 Elect Director Isozaki, Yoshinori For For Management 2.2 Elect Director Nishimura, Keisuke For For Management 2.3 Elect Director Miyoshi, Toshiya For Against Management 2.4 Elect Director Yokota, Noriya For For Management 2.5 Elect Director Kobayashi, Noriaki For For Management 2.6 Elect Director Arakawa, Shoshi For For Management 2.7 Elect Director Mori, Masakatsu For For Management 2.8 Elect Director Yanagi, Hiroyuki For For Management 2.9 Elect Director Matsuda, Chieko For For Management 2.10 Elect Director Shiono, Noriko For For Management 2.11 Elect Director Rod Eddington For For Management 2.12 Elect Director George Olcott For For Management 3 Appoint Statutory Auditor Kashima, For For Management Kaoru 4 Approve Trust-Type Equity Compensation For Against Management Plan and Phantom Stock Plan 5 Approve Compensation Ceiling for For For Management Directors 6 Initiate Share Repurchase Program Against Against Shareholder 7 Approve Restricted Stock Plan Against For Shareholder 8 Reduce Cash Compensation Celling for Against Against Shareholder Directors to JPY 600 Million per Year 9.1 Elect Shareholder Director Nominee Against For Shareholder Nicholas E Benes 9.2 Elect Shareholder Director Nominee Against Against Shareholder Kikuchi, Kanako -------------------------------------------------------------------------------- KISSEI PHARMACEUTICAL CO., LTD. Ticker: 4547 Security ID: J33652108 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 26 2.1 Elect Director Kanzawa, Mutsuo For For Management 2.2 Elect Director Furihata, Yoshio For For Management 2.3 Elect Director Sato, Hiroe For For Management 2.4 Elect Director Fukushima, Keiji For For Management 2.5 Elect Director Takehana, Yasuo For For Management 2.6 Elect Director Morozumi, Masaki For For Management 2.7 Elect Director Takayama, Tetsu For For Management 2.8 Elect Director Matsushita, Eiichi For For Management 2.9 Elect Director Kikuchi, Shinji For For Management 2.10 Elect Director Sagara, Suminori For For Management 2.11 Elect Director Kitahara, Takahide For For Management 2.12 Elect Director Shimizu, Shigetaka For For Management 2.13 Elect Director Nomura, Minoru For For Management 2.14 Elect Director Uchikawa, Sayuri For For Management 3 Appoint Statutory Auditor Iwabuchi, For Against Management Michio 4 Appoint Alternate Statutory Auditor For For Management Kubota, Akio 5 Approve Annual Bonus For For Management -------------------------------------------------------------------------------- KIWI PROPERTY GROUP LIMITED Ticker: KPG Security ID: Q5349C104 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: JUN 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Mark Ford as Director For For Management 2 Elect Richard Didsbury as Director For For Management 3 Elect Simon Shakesheff as Director For For Management 4 Authorize Board to Fix Remuneration of For For Management the Auditors -------------------------------------------------------------------------------- KLEPIERRE SA Ticker: LI Security ID: F5396X102 Meeting Date: APR 30, 2020 Meeting Type: Annual/Special Record Date: APR 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 2.20 per Share 4 Approve Auditors' Special Report on For For Management Related-Party Transactions 5 Approve Termination Package of For For Management Jean-Marc Jestin, Chairman of the Management Board 6 Approve Termination Package of For For Management Jean-Michel Gault, Vice-CEO 7 Reelect Catherine Simoni as For For Management Supervisory Board Member 8 Reelect Florence Von Erb as For For Management Supervisory Board Member 9 Reelect Stanley Shashoua as For Against Management Supervisory Board Member 10 Approve Remuneration Policy of For For Management Chairman of the Supervisory Board and Members 11 Approve Remuneration Policy of For For Management Chairman of the Management Board 12 Approve Remuneration Policy of For For Management Management Board Members 13 Approve Compensation Report of For For Management Chairman of the Supervisory Board and Members, Chairman of the Management Board and Members 14 Approve Compensation of Chairman of For For Management the Supervisory Board 15 Approve Compensation of Chairman of For For Management the Management Board 16 Approve Compensation of Vice-CEO For For Management 17 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 18 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 19 Amend Article 7 of Bylaws Re: For For Management Shareholding Disclosure Thresholds 20 Amend Article 15 of Bylaws Re: Board For For Management Members Deliberation via Written Consultation 21 Amend Article 17 of Bylaws Re: For For Management Supervisory Board Members Remuneration 22 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- KNORR-BREMSE AG Ticker: KBX Security ID: D4S43E114 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: JUN 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 1.80 per Share 3 Approve Discharge of Management Board For For Management for Fiscal 2019 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2019 5 Ratify KPMG AG as Auditors for Fiscal For Against Management 2020 6 Approve Remuneration Policy For Against Management 7 Approve Remuneration of Supervisory For For Management Board 8.1 Elect Thomas Enders to the Supervisory For Against Management Board 8.2 Elect Heinz Thiele to the Supervisory For Against Management Board 8.3 Elect Theodor Weimer to the For Against Management Supervisory Board 9 Amend Articles Re: Proof of Entitlement For For Management -------------------------------------------------------------------------------- KOBAYASHI PHARMACEUTICAL CO., LTD. Ticker: 4967 Security ID: J3430E103 Meeting Date: MAR 27, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles to Amend Provisions on For For Management Number of Statutory Auditors 2.1 Elect Director Kobayashi, Kazumasa For For Management 2.2 Elect Director Kobayashi, Akihiro For For Management 2.3 Elect Director Yamane, Satoshi For For Management 2.4 Elect Director Tsuji, Haruo For For Management 2.5 Elect Director Ito, Kunio For For Management 2.6 Elect Director Sasaki, Kaori For For Management 3 Appoint Statutory Auditor Ariizumi, For For Management Chiaki -------------------------------------------------------------------------------- KOEI TECMO HOLDINGS CO., LTD. Ticker: 3635 Security ID: J8239A103 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 61 2.1 Elect Director Erikawa, Keiko For Against Management 2.2 Elect Director Erikawa, Yoichi For Against Management 2.3 Elect Director Koinuma, Hisashi For For Management 2.4 Elect Director Asano, Kenjiro For For Management 2.5 Elect Director Hayashi, Yosuke For For Management 2.6 Elect Director Sakaguchi, Kazuyoshi For For Management 2.7 Elect Director Erikawa, Mei For For Management 2.8 Elect Director Kakihara, Yasuharu For For Management 2.9 Elect Director Tejima, Masao For For Management 2.10 Elect Director Kobayashi, Hiroshi For For Management 2.11 Elect Director Sato, Tatsuo For For Management 3 Approve Stock Option Plan For For Management -------------------------------------------------------------------------------- KOITO MANUFACTURING CO., LTD. Ticker: 7276 Security ID: J34899104 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 20 2.1 Appoint Statutory Auditor Kikuchi, For Against Management Mitsuo 2.2 Appoint Statutory Auditor Kawaguchi, For Against Management Yohei 2.3 Appoint Statutory Auditor Suzuki, For Against Management Yukinobu -------------------------------------------------------------------------------- KOKUYO CO., LTD. Ticker: 7984 Security ID: J35544105 Meeting Date: MAR 27, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 20.5 2 Amend Articles to Remove Provisions on For For Management Takeover Defense 3.1 Elect Director Kuroda, Hidekuni For For Management 3.2 Elect Director Morikawa, Takuya For For Management 3.3 Elect Director Miyagaki, Nobuyuki For For Management 3.4 Elect Director Sakagami, Kozo For For Management 3.5 Elect Director Hamada, Hiroshi For For Management 3.6 Elect Director Fujiwara, Taketsugu For For Management 3.7 Elect Director Masuyama, Mika For For Management 4 Appoint Statutory Auditor Toyoshi, Yoko For For Management 5 Appoint Alternate Statutory Auditor For For Management Takahashi, Akito -------------------------------------------------------------------------------- KOMATSU LTD. Ticker: 6301 Security ID: J35759125 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 39 2.1 Elect Director Ohashi, Tetsuji For Against Management 2.2 Elect Director Ogawa, Hiroyuki For Against Management 2.3 Elect Director Moriyama, Masayuki For Against Management 2.4 Elect Director Mizuhara, Kiyoshi For Against Management 2.5 Elect Director Urano, Kuniko For Against Management 2.6 Elect Director Kigawa, Makoto For Against Management 2.7 Elect Director Kunibe, Takeshi For Against Management 2.8 Elect Director Arthur M. Mitchell For For Management 3 Appoint Statutory Auditor Sasaki, For For Management Terumi -------------------------------------------------------------------------------- KONAMI HOLDINGS CORP. Ticker: 9766 Security ID: J3600L101 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles to Change Location of For For Management Head Office 2.1 Elect Director Kozuki, Kagemasa For For Management 2.2 Elect Director Higashio, Kimihiko For For Management 2.3 Elect Director Hayakawa, Hideki For For Management 2.4 Elect Director Okita, Katsunori For For Management 2.5 Elect Director Matsura, Yoshihiro For For Management 2.6 Elect Director Gemma, Akira For For Management 2.7 Elect Director Yamaguchi, Kaori For For Management 2.8 Elect Director Kubo, Kimito For For Management -------------------------------------------------------------------------------- KONE OYJ Ticker: KNEBV Security ID: X4551T105 Meeting Date: FEB 25, 2020 Meeting Type: Annual Record Date: FEB 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Call the Meeting to Order None None Management 3 Designate Inspector or Shareholder For For Management Representative(s) of Minutes of Meeting 4 Acknowledge Proper Convening of Meeting For For Management 5 Prepare and Approve List of For For Management Shareholders 6 Receive Financial Statements and None None Management Statutory Reports 7 Accept Financial Statements and For For Management Statutory Reports 8 Approve Allocation of Income and For For Management Dividends of EUR 1.6975 per Class A Share and EUR 1.70 per Class B Share 9 Approve Discharge of Board and For For Management President 10 Approve Remuneration Policy And Other For Against Management Terms of Employment For Executive Management 11 Approve Remuneration of Directors in For For Management the Amount of EUR 60,000 for Chairman, EUR 50,000 for Vice Chairman, and EUR 45,000 for Other Directors; Approve Attendance Fees for Board and Committee Work 12 Fix Number of Directors at Nine For For Management 13 Reelect Matti Alahuhta, Anne Brunila, For Against Management Antti Herlin, Iiris Herlin, Jussi Herlin, Ravi Kant, Juhani Kaskeala and Sirpa Pietikainen as Directors; Elect Susan Duinhoven as New Director 14 Amend Articles Re: Business Area; For For Management Auditors; General Meeting 15.a Approve Remuneration of Auditors For For Management 15.b Fix Number of Auditors at Two for For For Management Financial Year 2020 15.c Fix Number of Auditors at One for For For Management Financial Year 2021 15.d Ratify PricewaterhouseCoopers and For For Management Jouko Malinen as Auditors for Financial Year 2020 15.e Ratify Ernst & Young as Auditors for For For Management Financial Year 2021 16 Authorize Share Repurchase Program For For Management 17 Approve Issuance Shares without For For Management Preemptive Rights 18 Close Meeting None None Management -------------------------------------------------------------------------------- KONINKLIJKE DSM NV Ticker: DSM Security ID: N5017D122 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: APR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Receive Report of Management Board None None Management (Non-Voting) 3 Approve Remuneration Report For For Management 4 Adopt Financial Statements For For Management 5.a Receive Explanation on Company's None None Management Reserves and Dividend Policy 5.b Approve Dividends of EUR 2.40 Per Share For For Management 6.a Approve Discharge of Management Board For For Management 6.b Approve Discharge of Supervisory Board For For Management 7.a Reelect Rob Routs to Supervisory Board For For Management 7.b Reelect Eileen Kennedy to Supervisory For For Management Board 7.c Reelect Pradeep Pant to Supervisory For For Management Board 7.d Elect Thomas Leysen to Supervisory For For Management Board 8 Ratify KPMG as Auditors For For Management 9.a Grant Board Authority to Issue Shares For For Management Up To 10 Percent of Issued Capital and Exclude Pre-emptive Rights 9.b Grant Board Authority to Issue Shares For For Management Up To 10 Percent of Issued Capital in Connection with a Rights Issue 10 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 11 Approve Reduction in Share Capital For For Management through Cancellation of Shares 12 Other Business (Non-Voting) None None Management 13 Close Meeting None None Management -------------------------------------------------------------------------------- KONINKLIJKE PHILIPS NV Ticker: PHIA Security ID: N7637U112 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: APR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 President's Speech None None Management 2.a Receive Explanation on Company's None None Management Reserves and Dividend Policy 2.b Adopt Financial Statements and For For Management Statutory Reports 2.c Approve Dividends of EUR 0.85 Per Share For For Management 2.d Approve Remuneration Report For For Management 2.e Approve Discharge of Management Board For For Management 2.f Approve Discharge of Supervisory Board For For Management 3.a Approve Remuneration Policy for For For Management Management Board 3.b Approve Long Term Incentive Plan for For For Management Management Board Members 3.c Approve Remuneration Policy for For For Management Supervisory Board 4.a Reelect N. Dhawan to Supervisory Board For For Management 4.b Elect F. Sijbesma to Supervisory Board For For Management 4.c Elect P. Loscher to Supervisory Board For For Management 5.a Grant Board Authority to Issue Shares For For Management 5.b Authorize Board to Exclude Preemptive For For Management Rights from Share Issuances 6 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 7 Approve Cancellation of Repurchased For For Management Shares 8 Other Business (Non-Voting) None None Management -------------------------------------------------------------------------------- KONINKLIJKE PHILIPS NV Ticker: PHIA Security ID: N7637U112 Meeting Date: JUN 26, 2020 Meeting Type: Special Record Date: MAY 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Dividends of EUR 0.85 Per Share For For Management -------------------------------------------------------------------------------- KOREA ELECTRIC POWER CORP. Ticker: 015760 Security ID: Y48406105 Meeting Date: MAR 27, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 3 Amend Articles of Incorporation For For Management -------------------------------------------------------------------------------- KOREA GAS CORP. Ticker: 036460 Security ID: Y48861101 Meeting Date: JUL 03, 2019 Meeting Type: Special Record Date: MAY 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Kim Young-du as Inside Director For For Management (CEO) 1.2 Elect Chae Hui-bong as Inside Director For Did Not Vote Management (CEO) 2 Amend Articles of Incorporation For For Management -------------------------------------------------------------------------------- KOREA GAS CORP. Ticker: 036460 Security ID: Y48861101 Meeting Date: NOV 19, 2019 Meeting Type: Special Record Date: OCT 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Seong Yong-gyu as Inside Director For For Management 2 Elect Ahn Hong-bok as Outside Director For For Management -------------------------------------------------------------------------------- KOREA GAS CORP. Ticker: 036460 Security ID: Y48861101 Meeting Date: JAN 07, 2020 Meeting Type: Special Record Date: OCT 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Nam Young-ju as Inside Director For For Management 2 Elect Nam Young-ju as a Member of For Against Management Audit Committee -------------------------------------------------------------------------------- KOREA GAS CORP. Ticker: 036460 Security ID: Y48861101 Meeting Date: MAR 27, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Approve Total Remuneration of Inside For Against Management Directors and Outside Directors -------------------------------------------------------------------------------- KOREA ZINC CO., LTD. Ticker: 010130 Security ID: Y4960Y108 Meeting Date: MAR 20, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Choi Yoon-beom as Inside Director For For Management 2.2 Elect Jang Hyeong-jin as For For Management Non-Independent Non-Executive Director 2.3 Elect Seong Yong-rak as Outside For For Management Director 2.4 Elect Lee Jong-gwang as Outside For For Management Director 2.5 Elect Kim Doh-hyeon as Outside Director For For Management 3.1 Elect Lee Jong-gwang as a Member of For For Management Audit Committee 3.2 Elect Kim Doh-hyeon as a Member of For For Management Audit Committee 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- KOREAN AIR LINES CO., LTD. Ticker: 003490 Security ID: Y4936S102 Meeting Date: MAR 27, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Amend Articles of Incorporation For For Management (Chairman of the Board) 2.2 Amend Articles of Incorporation For For Management (Director Election) 2.3 Amend Articles of Incorporation For For Management (Method of Public Notice) 3.1 Elect Woo Gi-hong as Inside Director For Against Management 3.2 Elect Lee Su-geun as Inside Director For Against Management 3.3 Elect Jeong Gap-young as Outside For For Management Director 3.4 Elect Cho Myeong-hyeon as Outside For For Management Director 3.5 Elect Park Hyeon-ju as Outside Director For For Management 4 Elect Park Hyeon-ju as a Member of For For Management Audit Committee 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- KT&G CORP. Ticker: 033780 Security ID: Y49904108 Meeting Date: MAR 31, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Ko Yoon-seong as Outside Director For For Management 2.2 Elect Kim Myeong-cheol as Outside For For Management Director 2.3 Elect Hong Hyeon-jong as Outside For For Management Director 3.1 Elect Ko Yoon-seong as a Member of For For Management Audit Committee 3.2 Elect Kim Myeong-cheol as a Member of For For Management Audit Committee 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- KUBOTA CORP. Ticker: 6326 Security ID: J36662138 Meeting Date: MAR 19, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kimata, Masatoshi For For Management 1.2 Elect Director Kitao, Yuichi For For Management 1.3 Elect Director Yoshikawa, Masato For For Management 1.4 Elect Director Sasaki, Shinji For For Management 1.5 Elect Director Kurosawa, Toshihiko For For Management 1.6 Elect Director Watanabe, Dai For For Management 1.7 Elect Director Matsuda, Yuzuru For For Management 1.8 Elect Director Ina, Koichi For For Management 1.9 Elect Director Shintaku, Yutaro For For Management 2 Appoint Statutory Auditor Yamada, For For Management Yuichi 3 Approve Annual Bonus For For Management 4 Approve Restricted Stock Plan For For Management -------------------------------------------------------------------------------- KUEHNE + NAGEL INTERNATIONAL AG Ticker: KNIN Security ID: H4673L145 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income and For For Management Omission of Dividends 3 Approve Discharge of Board and Senior For For Management Management 4.1.1 Reelect Renato Fassbind as Director For For Management 4.1.2 Reelect Karl Gernandt as Director For Against Management 4.1.3 Reelect David Kamenetzky as Director For For Management 4.1.4 Reelect Klaus-Michael Kuehne as For Against Management Director 4.1.5 Reelect Hauke Stars as Director For For Management 4.1.6 Reelect Martin Wittig as Director For For Management 4.1.7 Reelect Joerg Wolle as Director For Against Management 4.2 Elect Dominik Buergy as Director For For Management 4.3 Reelect Joerg Wolle as Board Chairman For Against Management 4.4.1 Appoint Karl Gernandt as Member of the For Against Management Compensation Committee 4.4.2 Appoint Klaus-Michael Kuehne as Member For Against Management of the Compensation Committee 4.4.3 Appoint Hauke Stars as Member of the For For Management Compensation Committee 4.5 Designate Investarit AG as Independent For For Management Proxy 4.6 Ratify Ernst & Young AG as Auditors For For Management 5 Approve Creation of CHF 20 Million For Against Management Pool of Capital without Preemptive Rights 6 Approve Remuneration Report For Against Management 7.1 Approve Remuneration of Directors in For Against Management the Amount of CHF 5 Million 7.2 Approve Remuneration of Executive For Against Management Committee in the Amount of CHF 20 Million 8 Transact Other Business (Voting) For Against Management -------------------------------------------------------------------------------- KUMHO PETROCHEMICAL CO., LTD. Ticker: 011780 Security ID: Y5S159113 Meeting Date: MAR 13, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Elect Lee Jae-gyeong as Outside For For Management Director 3 Elect Lee Jae-gyeong as a Member of For For Management Audit Committee 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- KURARAY CO., LTD. Ticker: 3405 Security ID: J37006137 Meeting Date: MAR 26, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 22 2.1 Elect Director Ito, Masaaki For For Management 2.2 Elect Director Hayase, Hiroaya For For Management 2.3 Elect Director Sano, Yoshimasa For For Management 2.4 Elect Director Abe, Kenichi For For Management 2.5 Elect Director Kawahara, Hitoshi For For Management 2.6 Elect Director Taga, Keiji For For Management 2.7 Elect Director Matthias Gutweiler For For Management 2.8 Elect Director Takai, Nobuhiko For For Management 2.9 Elect Director Hamaguchi, Tomokazu For For Management 2.10 Elect Director Hamano, Jun For For Management 2.11 Elect Director Murata, Keiko For For Management 2.12 Elect Director Tanaka, Satoshi For For Management 3 Appoint Statutory Auditor Nakayama, For For Management Kazuhiro -------------------------------------------------------------------------------- KURITA WATER INDUSTRIES LTD. Ticker: 6370 Security ID: J37221116 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 31 2.1 Elect Director Kadota, Michiya For For Management 2.2 Elect Director Ito, Kiyoshi For For Management 2.3 Elect Director Yamada, Yoshio For For Management 2.4 Elect Director Ejiri, Hirohiko For For Management 2.5 Elect Director Suzuki, Yasuo For For Management 2.6 Elect Director Kobayashi, Toshimi For For Management 2.7 Elect Director Moriwaki, Tsuguto For For Management 2.8 Elect Director Sugiyama, Ryoko For For Management 2.9 Elect Director Tanaka, Keiko For For Management 3.1 Appoint Statutory Auditor Kobayashi, For For Management Kenjiro 3.2 Appoint Statutory Auditor Tada, For For Management Toshiaki 4 Appoint Alternate Statutory Auditor For For Management Nagasawa, Tetsuya -------------------------------------------------------------------------------- KYOCERA CORP. Ticker: 6971 Security ID: J37479110 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 80 2.1 Appoint Statutory Auditor Harada, For For Management Itsuki 2.2 Appoint Statutory Auditor Sakata, For For Management Hitoshi 2.3 Appoint Statutory Auditor Akiyama, For For Management Masaaki 2.4 Appoint Statutory Auditor Koyama, For For Management Shigeru -------------------------------------------------------------------------------- KYOWA EXEO CORP. Ticker: 1951 Security ID: J38232104 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 40 2 Amend Articles to Amend Business Lines For For Management 3.1 Elect Director Mino, Koichi For For Management 3.2 Elect Director Asano, Kenji For For Management 3.3 Elect Director Mochizuki, Tatsushi For For Management 4.1 Appoint Statutory Auditor Aramaki, For For Management Tomoko 4.2 Appoint Statutory Auditor Sakuyama, For For Management Yuki 4.3 Appoint Statutory Auditor Yamada, For For Management Shinnosuke 5 Appoint Alternate Statutory Auditor For For Management Takahashi, Kimiko -------------------------------------------------------------------------------- KYOWA KIRIN CO., LTD. Ticker: 4151 Security ID: J38296117 Meeting Date: MAR 19, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 22 2 Amend Articles to Clarify Director For For Management Authority on Board Meetings 3.1 Elect Director Miyamoto, Masashi For For Management 3.2 Elect Director Osawa, Yutaka For For Management 3.3 Elect Director Mikayama, Toshifumi For For Management 3.4 Elect Director Yokota, Noriya For For Management 3.5 Elect Director Uryu, Kentaro For For Management 3.6 Elect Director Morita, Akira For For Management 3.7 Elect Director Haga, Yuko For For Management 4 Appoint Statutory Auditor Ueno, Masaki For Against Management 5 Approve Restricted Stock Plan For For Management -------------------------------------------------------------------------------- KYUDENKO CORP. Ticker: 1959 Security ID: J38425104 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Nishimura, Matsuji For For Management 1.2 Elect Director Sato, Naofumi For For Management 1.3 Elect Director Takei, Hideki For For Management 1.4 Elect Director Ishibashi, Kazuyuki For For Management 1.5 Elect Director Jono, Masaaki For For Management 1.6 Elect Director Yamamoto, Yasuhiro For For Management 1.7 Elect Director Kashima, Yasuhiro For For Management 1.8 Elect Director Fukui, Keizo For For Management 1.9 Elect Director Hokahori, Takahiro For For Management 1.10 Elect Director Suyama, Kazuhiro For For Management 1.11 Elect Director Watanabe, Akiyoshi For For Management 1.12 Elect Director Kuratomi, Sumio For For Management 2.1 Appoint Statutory Auditor Ogata, Isamu For For Management 2.2 Appoint Statutory Auditor Uriu, For Against Management Michiaki -------------------------------------------------------------------------------- KYUSHU ELECTRIC POWER CO., INC. Ticker: 9508 Security ID: J38468104 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 1,052,877 for Class A Preferred Shares and JPY 15 for Ordinary Shares 2.1 Elect Director Uriu, Michiaki For For Management 2.2 Elect Director Ikebe, Kazuhiro For For Management 2.3 Elect Director Yakushinji, Hideomi For For Management 2.4 Elect Director Fujii, Ichiro For For Management 2.5 Elect Director Toyoma, Makoto For For Management 2.6 Elect Director Osa, Nobuya For For Management 2.7 Elect Director Toyoshima, Naoyuki For For Management 2.8 Elect Director Ogura, Yoshio For For Management 2.9 Elect Director Akiyama, Yasuji For For Management 2.10 Elect Director Watanabe, Akiyoshi For For Management 2.11 Elect Director Sakie Fukushima For For Management Tachibana 3.1 Elect Director and Audit Committee For For Management Member Koga, Kazutaka 3.2 Elect Director and Audit Committee For For Management Member Fujita, Kazuko 3.3 Elect Director and Audit Committee For For Management Member Tani, Hiroko 4 Amend Articles to Add Provision on Against For Shareholder Abolition of Advisory Positions 5 Amend Articles to Establish Against Against Shareholder Investigation Committee on Illegal Funding concerning Nuclear Power Generation and Related Businesses 6 Amend Articles to Establish Tritium Against Against Shareholder Contamination Investigation Committee 7 Amend Articles to Add Provision Against Against Shareholder concerning Employment of Nuclear Site Workers 8 Amend Articles to Add Provision Against Against Shareholder concerning Duration of Operation of Nuclear Power Plants 9 Amend Articles to Suspend Operation of Against Against Shareholder Nuclear Power Plants in Genkai Town and Sendai City -------------------------------------------------------------------------------- KYUSHU RAILWAY CO. Ticker: 9142 Security ID: J41079104 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 46.5 2.1 Elect Director Karaike, Koji For For Management 2.2 Elect Director Aoyagi, Toshihiko For For Management 2.3 Elect Director Tanaka, Ryuji For For Management 2.4 Elect Director Furumiya, Yoji For For Management 2.5 Elect Director Mori, Toshihiro For For Management 2.6 Elect Director Fukunaga, Hiroyuki For For Management 2.7 Elect Director Nuki, Masayoshi For For Management 2.8 Elect Director Kuwano, Izumi For Against Management 2.9 Elect Director Ichikawa, Toshihide For For Management 2.10 Elect Director Asatsuma, Shinji For For Management 2.11 Elect Director Muramatsu, Kuniko For For Management 3.1 Elect Director and Audit Committee For For Management Member Kuga, Eiichi 3.2 Elect Director and Audit Committee For For Management Member Hirokawa, Masaya 3.3 Elect Director and Audit Committee For For Management Member Ide, Kazuhide 3.4 Elect Director and Audit Committee For For Management Member Eto, Yasunori 4 Amend Articles to Disclose Revenues, Against Against Shareholder EBITDA, Net Operating Income and Appraised Cap Rate for Each Commercial and Residential Real Estate Assets 5 Elect Shareholder Director Nominee Against For Shareholder Takei, Fumiyo 6 Elect Shareholder Director Nominee Against For Shareholder Motoyoshi, Daizo 7 Elect Shareholder Director Nominee Against Against Shareholder Nagao, Yoshiko -------------------------------------------------------------------------------- L'OCCITANE INTERNATIONAL S.A. Ticker: 973 Security ID: L6071D109 Meeting Date: SEP 25, 2019 Meeting Type: Annual Record Date: SEP 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3.1 Elect Valerie Irene Amelie Monique For For Management Bernis as Director 3.2 Elect Pierre Maurice Georges Milet as For For Management Director 4A Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 4B Authorize Repurchase of Issued Share For For Management Capital 4C Authorize Reissuance of Repurchased For Against Management Shares 5 Approve PricewaterhouseCoopers as For For Management Statutory Auditor 6 Approve PricewaterhouseCoopers as For For Management External Auditor 7 Authorize Board to Fix Remuneration of For For Management Directors 8 Approve Discharge of Directors For For Management 9 Approve Discharge of Statutory Auditor For For Management 10 Approve PricewaterhouseCoopers' For For Management Remuneration as Statutory Auditor -------------------------------------------------------------------------------- L'OREAL SA Ticker: OR Security ID: F58149133 Meeting Date: JUN 30, 2020 Meeting Type: Annual/Special Record Date: JUN 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 3.85 per Share and an Extra of EUR 0.38 per Share to Long Term Registered Shares 4 Elect Nicolas Meyers as Director For For Management 5 Elect Ilham Kadri as Director For For Management 6 Reelect Beatrice Guillaume-Grabisch as For Against Management Director 7 Reelect Jean-Victor Meyers as Director For Against Management 8 Approve Compensation Report of For Against Management Corporate Officers 9 Approve Compensation of Jean-Paul For Against Management Agon, Chairman and CEO 10 Approve Remuneration Policy of For Against Management Corporate Officers 11 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 12 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 13 Authorize up to 0.6 Percent of Issued For For Management Capital for Use in Restricted Stock Plans 14 Authorize Capital Issuances for Use in For Against Management Employee Stock Purchase Plans 15 Authorize Capital Issuances for Use in For Against Management Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries 16 Amend Article 8 of Bylaws Re: Employee For For Management Reprensentatives 17 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- LAFARGEHOLCIM LTD. Ticker: LHN Security ID: H4768E105 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1.1 Accept Financial Statements and For For Management Statutory Reports 1.2 Approve Remuneration Report For For Management 2 Approve Discharge of Board and Senior For For Management Management 3.1 Approve Allocation of Income For For Management 3.2 Approve Dividends of CHF 2.00 per For For Management Share from Capital Contribution Reserves 4.1a Reelect Beat Hess as Director and For For Management Board Chairmann 4.1b Reelect Oscar Fanjul as Director For For Management 4.1c Reelect Colin Hall as Director For For Management 4.1d Reelect Naina Kidwai as Director For For Management 4.1e Reelect Patrick Kron as Director For For Management 4.1f Reelect Adrian Loader as Director For Against Management 4.1g Reelect Juerg Oleas as Director For For Management 4.1h Reelect Claudia Ramirez as Director For For Management 4.1i Reelect Hanne Sorensen as Director For For Management 4.1j Reelect Dieter Spaelti as Director For Against Management 4.2.1 Elect Philippe Block as Director For For Management 4.2.2 Elect Kim Fausing as Director For For Management 4.3.1 Reappoint Oscar Fanjul as Member of For For Management the Nomination, Compensation and Governance Committee 4.3.2 Reappoint Adrian Loader as Member of For Against Management the Nomination, Compensation and Governance Committee 4.3.3 Reappoint Hanne Sorensen as Member of For For Management the Nomination, Compensation and Governance Committee 4.4.1 Appoint Colin Hall as Member of the For For Management Nomination, Compensation and Governance Committee 4.4.2 Appoint Claudia Ramirez as Member of For For Management the Nomination, Compensation and Governance Committee 4.5.1 Ratify Deloitte AG as Auditors For For Management 4.5.2 Designate Sabine Burkhalter For For Management Kaimakliotis as Independent Proxy 5.1 Approve Remuneration of Directors in For For Management the Amount of CHF 5.4 Million 5.2 Approve Remuneration of Executive For For Management Committee in the Amount of CHF 42.5 Million 6 Transact Other Business (Voting) For Against Management -------------------------------------------------------------------------------- LAWSON, INC. Ticker: 2651 Security ID: J3871L103 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: FEB 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 75 2 Amend Articles to Amend Provisions on For For Management Number of Statutory Auditors 3.1 Elect Director Takemasu, Sadanobu For For Management 3.2 Elect Director Imada, Katsuyuki For For Management 3.3 Elect Director Nakaniwa, Satoshi For For Management 3.4 Elect Director Kyoya, Yutaka For For Management 3.5 Elect Director Hayashi, Keiko For For Management 3.6 Elect Director Nishio, Kazunori For For Management 3.7 Elect Director Iwamura, Miki For For Management 3.8 Elect Director Suzuki, Satoko For For Management 4.1 Appoint Statutory Auditor Imagawa, For For Management Shuichi 4.2 Appoint Statutory Auditor Yoshida, For For Management Keiko 5 Approve Compensation Ceiling for For For Management Statutory Auditors -------------------------------------------------------------------------------- LE LUNDBERGFORETAGEN AB Ticker: LUND.B Security ID: W54114108 Meeting Date: JUN 04, 2020 Meeting Type: Annual Record Date: MAY 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Chairman of Meeting For Did Not Vote Management 3 Prepare and Approve List of For Did Not Vote Management Shareholders 4 Designate Inspector(s) of Minutes of For Did Not Vote Management Meeting 5 Approve Agenda of Meeting For Did Not Vote Management 6 Acknowledge Proper Convening of Meeting For Did Not Vote Management 7 Receive President's Report None None Management 8.a Receive Financial Statements and None None Management Statutory Reports 8.b Receive Auditor's Report on None None Management Application of Guidelines for Remuneration for Executive Management 9.a Accept Financial Statements and For Did Not Vote Management Statutory Reports 9.b Approve Discharge of Board and For Did Not Vote Management President 9.c Approve Allocation of Income and For Did Not Vote Management Omission of Dividends 10 Determine Number of Members (9) and For Did Not Vote Management Deputy Members (0) of Board 11 Approve Remuneration of Directors in For Did Not Vote Management the Amount of SEK 840,000 for Chairman and SEK 280,000 for other Directors; Approve Remuneration of Auditors 12 Reelect Carl Bennet, Lilian Biner, For Did Not Vote Management Mats Guldbrand (Chairman), Louise Lindh, Fredrik Lundberg, Katarina Martinson, Sten Peterson and Lars Pettersson as Directors; Elect Bo Selling as New Director 13 Ratify KPMG as Auditors For Did Not Vote Management 14 Approve Remuneration Policy And Other For Did Not Vote Management Terms of Employment For Executive Management 15 Authorize Share Repurchase Program For Did Not Vote Management 16 Close Meeting None None Management -------------------------------------------------------------------------------- LEGAL & GENERAL GROUP PLC Ticker: LGEN Security ID: G54404127 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAY 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Elect Michelle Scrimgeour as Director For For Management 4 Re-elect Henrietta Baldock as Director For For Management 5 Re-elect Philip Broadley as Director For For Management 6 Re-elect Jeff Davies as Director For For Management 7 Re-elect Sir John Kingman as Director For For Management 8 Re-elect Lesley Knox as Director For For Management 9 Re-elect George Lewis as Director For For Management 10 Re-elect Kerrigan Procter as Director For For Management 11 Re-elect Toby Strauss as Director For For Management 12 Re-elect Julia Wilson as Director For For Management 13 Re-elect Nigel Wilson as Director For For Management 14 Reappoint KPMG LLP as Auditors For For Management 15 Authorise Board to Fix Remuneration of For For Management Auditors 16 Approve Remuneration Policy For For Management 17 Approve Remuneration Report For For Management 18 Authorise Issue of Equity For For Management 19 Authorise Issue of Equity in For For Management Connection with the Issue of Contingent Convertible Securities 20 Authorise EU Political Donations and For For Management Expenditure 21 Authorise Issue of Equity without For For Management Pre-emptive Rights 22 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 23 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with the Issue of Contingent Convertible Securities 24 Authorise Market Purchase of Ordinary For For Management Shares 25 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- LEGRAND SA Ticker: LR Security ID: F56196185 Meeting Date: MAY 27, 2020 Meeting Type: Annual/Special Record Date: MAY 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 1.34 per Share 4 Approve Compensation Report of For For Management Corporate Officers 5 Approve Compensation of Gilles For For Management Schnepp, Chairman of the Board 6 Approve Compensation of Benoit For For Management Coquart, CEO 7 Approve Remuneration Policy of For For Management Chairman of the Board 8 Approve Remuneration Policy of CEO For For Management 9 Approve Remuneration Policy of Board For For Management Members 10 Approve Remuneration of Directors in For For Management the Aggregate Amount of EUR 1.2 Million 11 Reelect Isabelle Boccon-Gibod as For For Management Director 12 Reelect Christel Bories as Director For For Management 13 Reelect Angeles Garcia-Poveda as For For Management Director 14 Elect Benoit Coquart as Director For For Management 15 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 16 Amend Article 9 of Bylaws Re: For For Management Directors Length of Terms 17 Amend Article 9 of Bylaws Re: Employee For For Management Representative 18 Amend Article 9 of Bylaws Re: Board For For Management Members Deliberation via Written Consultation 19 Amend Article 9 of Bylaws Re: Board For For Management Powers 20 Amend Articles 10, 11 and 13 to Comply For For Management with Legal Changes 21 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 22 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 200 Million 23 Authorize Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 100 Million 24 Approve Issuance of Equity or For For Management Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 100 Million 25 Authorize Board to Increase Capital in For For Management the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above 26 Authorize Capitalization of Reserves For For Management of Up to EUR 100 Million for Bonus Issue or Increase in Par Value 27 Authorize Capital Issuances for Use in For Against Management Employee Stock Purchase Plans 28 Authorize Capital Increase of up to 5 For For Management Percent of Issued Capital for Contributions in Kind 29 Set Total Limit for Capital Increase For For Management to Result from Issuance Requests Under Items 22-25 and 27-28 at EUR 200 Million 30 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- LENDLEASE GROUP Ticker: LLC Security ID: Q55368114 Meeting Date: NOV 20, 2019 Meeting Type: Annual/Special Record Date: NOV 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 2a Elect David Craig as Director For Against Management 2b Elect Nicola Wakefield Evans as For For Management Director 3 Approve Remuneration Report For Against Management 4 Approve Issuance of Performance Rights For Against Management to Stephen McCann -------------------------------------------------------------------------------- LEONARDO SPA Ticker: LDO Security ID: T6S996112 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports of Sistemi Dinamici SpA 2 Approve Financial Statements, For For Management Statutory Reports, and Allocation of Income of Leonardo SpA 3 Fix Number of Directors For For Management 4 Fix Board Terms for Directors For For Management 5.1 Slate 1 Submitted by Ministry of None Against Shareholder Economy and Finance 5.2 Slate 2 Submitted by Institutional None For Shareholder Investors (Assogestioni) 6 Elect Luciano Carta as Board Chair None For Shareholder 7 Approve Remuneration of Directors For Against Management 8 Approve Remuneration Policy For For Management 9 Approve Second Section of the For Against Management Remuneration Report 10 Approve Auditors and Authorize Board For For Management to Fix Their Remuneration -------------------------------------------------------------------------------- LEROY SEAFOOD GROUP ASA Ticker: LSG Security ID: R4279D108 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting; Registration of None None Management Attending Shareholders and Proxies 2 Elect Chairman of Meeting; Designate None None Management Inspector(s) of Minutes of Meeting 3 Approve Notice of Meeting and Agenda For Did Not Vote Management 4 Approve Remuneration Policy And Other For Did Not Vote Management Terms of Employment For Executive Management 5a Accept Financial Statements and For Did Not Vote Management Statutory Reports; Approve Allocation of Income and Dividends of NOK 1.50 Per Share 5b Authorize Board to Distribute Dividends For Did Not Vote Management 6a Approve Remuneration of Directors in For Did Not Vote Management the Amount of NOK 400,000 for Chairman and NOK 250,000 for Other Directors 6b Approve Remuneration of Nominating For Did Not Vote Management Committee 6c Approve Remuneration of Audit Committee For Did Not Vote Management 6d Approve Remuneration of Auditors for For Did Not Vote Management 2019 7 Discuss Company's Corporate Governance None None Management Statement 8a Reelect Helge Singelstad (Chair) as For Did Not Vote Management Director 8b Reelect Arne Mogster as Director For Did Not Vote Management 8c Reelect Siri Lill Mannes as Director For Did Not Vote Management 8d Reelect Helge Mogster (Chair) as For Did Not Vote Management Member of Nominating Committee 8e Reelect Benedicte Schilbred Fasmer as For Did Not Vote Management Member of Nominating Committee 8f Reelect Aksel Linchausen as Member of For Did Not Vote Management Nominating Committee 9 Authorize Share Repurchase Program For Did Not Vote Management 10 Approve Creation of NOK 5 Million Pool For Did Not Vote Management of Capital without Preemptive Rights -------------------------------------------------------------------------------- LG CHEM LTD. Ticker: 051910 Security ID: Y52758102 Meeting Date: MAR 20, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Kwon Young-soo as For Against Management Non-Independent Non-Executive Director 2.2 Elect Cha Dong-seok as Inside Director For Against Management 2.3 Elect Jeong Dong-min as Outside For Against Management Director 3 Elect Jeong Dong-min as a Member of For Against Management Audit Committee 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- LG CORP. Ticker: 003550 Security ID: Y52755108 Meeting Date: MAR 27, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Kwon Young-soo as Inside Director For For Management 2.2 Elect Cho Seong-wook as Outside For For Management Director 3 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- LG ELECTRONICS, INC. Ticker: 066570 Security ID: Y5275H177 Meeting Date: MAR 26, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Elect two Inside Directors and one For Against Management Outside Director (Bundled) 4 Elect Baek Yong-ho as a Member of For Against Management Audit Committee 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- LG HOUSEHOLD & HEALTH CARE LTD. Ticker: 051900 Security ID: Y5275R100 Meeting Date: MAR 20, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Kim Jae-wook as Outside Director For Against Management 2.2 Elect Kim Gi-young as Outside Director For Against Management 3 Elect Kim Jae-wook as a Member of For Against Management Audit Committee 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- LG UPLUS CORP. Ticker: 032640 Security ID: Y5293P102 Meeting Date: MAR 20, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Elect Lee Jae-ho as Outside Director For For Management 4 Elect Lee Jae-ho as a Member of Audit For For Management Committee 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 6 Approve Spin-Off Agreement For For Management -------------------------------------------------------------------------------- LINK REAL ESTATE INVESTMENT TRUST Ticker: 823 Security ID: Y5281M111 Meeting Date: JUL 24, 2019 Meeting Type: Annual Record Date: JUL 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Note the Financial Statements and None None Management Statutory Reports 2 Note the Appointment of Auditor and None None Management Fixing of Their Remuneration 3.1 Elect Ed Chan Yiu Cheong as Director For For Management 3.2 Elect Blair Chilton Pickerell as For For Management Director 3.3 Elect May Siew Boi Tan as Director For For Management 4 Authorize Repurchase of Issued Units For For Management -------------------------------------------------------------------------------- LINTEC CORP. Ticker: 7966 Security ID: J13776109 Meeting Date: JUN 22, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ouchi, Akihiko For For Management 1.2 Elect Director Hattori, Makoto For For Management 1.3 Elect Director Kawamura, Gohei For For Management 1.4 Elect Director Mochizuki, Tsunetoshi For For Management 1.5 Elect Director Kaiya, Takeshi For For Management 1.6 Elect Director Kakehashi, Hiroya For For Management 1.7 Elect Director Okushima, Akiko For For Management -------------------------------------------------------------------------------- LION CORP. Ticker: 4912 Security ID: J38933107 Meeting Date: MAR 27, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Hama, Itsuo For For Management 1.2 Elect Director Kikukawa, Masazumi For For Management 1.3 Elect Director Kobayashi, Kenjiro For For Management 1.4 Elect Director Sakakibara, Takeo For For Management 1.5 Elect Director Kume, Yugo For For Management 1.6 Elect Director Noritake, Fumitomo For For Management 1.7 Elect Director Uchida, Kazunari For For Management 1.8 Elect Director Shiraishi, Takashi For For Management 1.9 Elect Director Sugaya, Takako For For Management 2 Appoint Alternate Statutory Auditor For For Management Sunaga, Akemi -------------------------------------------------------------------------------- LIXIL GROUP CORP. Ticker: 5938 Security ID: J3893W103 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles to Change Company Name For For Management 2.1 Elect Director Seto, Kinya For For Management 2.2 Elect Director Matsumoto, Sachio For For Management 2.3 Elect Director Hwa Jin Song Montesano For For Management 2.4 Elect Director Uchibori, Tamio For For Management 2.5 Elect Director Onimaru, Kaoru For For Management 2.6 Elect Director Suzuki, Teruo For For Management 2.7 Elect Director Nishiura, Yuji For For Management 2.8 Elect Director Hamaguchi, Daisuke For For Management 2.9 Elect Director Matsuzaki, Masatoshi For For Management -------------------------------------------------------------------------------- LOBLAW COMPANIES LIMITED Ticker: L Security ID: 539481101 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Paviter S. Binning For For Management 1.2 Elect Director Scott B. Bonham For For Management 1.3 Elect Director Warren Bryant For For Management 1.4 Elect Director Christie J.B. Clark For For Management 1.5 Elect Director Daniel Debow For For Management 1.6 Elect Director William A. Downe For For Management 1.7 Elect Director Janice Fukakusa For For Management 1.8 Elect Director M. Marianne Harris For For Management 1.9 Elect Director Claudia Kotchka For For Management 1.10 Elect Director Beth Pritchard For For Management 1.11 Elect Director Sarah Raiss For For Management 1.12 Elect Director Galen G. Weston For For Management 2 Approve KPMG LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 3 Advisory Vote on Executive For For Management Compensation Approach 4 SP 1: Enhance the Mandate of the Risk Against For Shareholder and Compliance Committee to Assign it with Specific Responsibility for Human Rights Risk Assessment, Mitigation and Prevention, Policy Formulation and Adoption -------------------------------------------------------------------------------- LOGITECH INTERNATIONAL S.A. Ticker: LOGN Security ID: H50430232 Meeting Date: SEP 04, 2019 Meeting Type: Annual Record Date: AUG 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Appropriation of Retained Earnings and For For Management Declaration of Dividend 4 Approve Discharge of Board and Senior For For Management Management 5A Elect Director Patrick Aebischer For For Management 5B Elect Director Wendy Becker For For Management 5C Elect Director Edouard Bugnion For For Management 5D Elect Director Bracken Darrell For For Management 5E Elect Director Guerrino De Luca For For Management 5F Elect Director Didier Hirsch For For Management 5G Elect Director Neil Hunt For For Management 5H Elect Director Marjorie Lao For For Management 5I Elect Director Neela Montgomery For For Management 5J Elect Director Guy Gecht For For Management 5K Elect Director Michael Polk For For Management 6 Elect Wendy Becker as Board Chairman For For Management 7A Appoint Edouard Bugnion as Member of For For Management the Compensation Committee 7B Appoint Neil Hunt as Member of the For For Management Compensation Committee 7C Appoint Michael Polk as Member of the For For Management Compensation Committee 8 Approve Remuneration of Board of For For Management Directors in the Amount of CHF 4,900,000 9 Approve Remuneration of the Group For For Management Management Team in the Amount of USD 28,600,000 10 Ratify KPMG AG as Auditors and Ratify For For Management KPMG LLP as Independent Registered Public Accounting Firm for Fiscal Year 2020 11 Designate Etude Regina Wenger & Sarah For For Management Keiser-Wuger as Independent Representative A Authorize Independent Representative For Against Management to Vote on Any Amendment to Previous Resolutions -------------------------------------------------------------------------------- LONDON STOCK EXCHANGE GROUP PLC Ticker: LSE Security ID: G5689U103 Meeting Date: NOV 26, 2019 Meeting Type: Special Record Date: NOV 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acquisition of Refinitiv For For Management 2 Authorise Issue of Equity in For For Management Connection with the Acquisition -------------------------------------------------------------------------------- LONDON STOCK EXCHANGE GROUP PLC Ticker: LSE Security ID: G5689U103 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Approve Remuneration Report For For Management 4 Approve Remuneration Policy For For Management 5 Re-elect Jacques Aigrain as Director For For Management 6 Re-elect Marshall Bailey as Director For For Management 7 Re-elect Kathleen DeRose as Director For For Management 8 Re-elect Cressida Hogg as Director For For Management 9 Re-elect Raffaele Jerusalmi as Director For For Management 10 Re-elect Stephen O'Connor as Director For For Management 11 Re-elect Val Rahmani as Director For For Management 12 Re-elect Don Robert as Director For For Management 13 Re-elect David Schwimmer as Director For For Management 14 Re-elect Andrea Sironi as Director For For Management 15 Re-elect David Warren as Director For For Management 16 Elect Dominic Blakemore as Director For For Management 17 Reappoint Ernst & Young LLP as Auditors For For Management 18 Authorise Board to Fix Remuneration of For For Management Auditors 19 Authorise Issue of Equity For For Management 20 Authorise EU Political Donations and For For Management Expenditure 21 Approve Deferred Bonus Plan For For Management 22 Authorise Issue of Equity without For For Management Pre-emptive Rights 23 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 24 Authorise Market Purchase of Ordinary For For Management Shares 25 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- LONZA GROUP AG Ticker: LONN Security ID: H50524133 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Discharge of Board and Senior For For Management Management 4 Approve Allocation of Income and For For Management Dividends of CHF 2.75 per Share 5.1.1 Reelect Werner Bauer as Director For For Management 5.1.2 Reelect Albert Baehny as Director For For Management 5.1.3 Reelect Angelica Kohlmann as Director For For Management 5.1.4 Reelect Christoph Maeder as Director For For Management 5.1.5 Reelect Barbara Richmond as Director For For Management 5.1.6 Reelect Juergen Steinemann as Director For For Management 5.1.7 Reelect Olivier Verscheure as Director For For Management 5.2.1 Elect Dorothee Deuring as Director For For Management 5.2.2 Elect Moncef Slaoui as Director For For Management 5.3 Reelect Albert Baehny as Board Chairman For For Management 5.4.1 Reappoint Angelica Kohlmann as Member For For Management of the Nomination and Compensation Committee 5.4.2 Reappoint Christoph Maeder as Member For For Management of the Nomination and Compensation Committee 5.4.3 Reappoint Juergen Steinemann as Member For For Management of the Nomination and Compensation Committee 6 Ratify KPMG Ltd as Auditors For Against Management 7 Designate ThomannFischer as For For Management Independent Proxy 8 Approve Remuneration of Directors in For For Management the Amount of CHF 2.9 Million 9.1 Approve Fixed Remuneration of For For Management Executive Committee in the Amount of CHF 5.8 Million for the Period July 1, 2020 - June 30, 2021 9.2 Approve Variable Short-Term For For Management Remuneration of Executive Committee in the Amount of CHF 4 Million for Fiscal 2019 9.3 Approve Variable Long-Term For For Management Remuneration of Executive Committee in the Amount of CHF 12 Million for Fiscal 2020 10 Transact Other Business (Voting) For Against Management -------------------------------------------------------------------------------- LOTTE CHEMICAL CORP. Ticker: 011170 Security ID: Y5336U100 Meeting Date: MAR 25, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Elect One Inside Director, Five For Against Management Outside Directors and One NI-NED (Bundled) 4 Elect Two Members of Audit Committee For For Management (Bundled) 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 6 Approve Terms of Retirement Pay For For Management -------------------------------------------------------------------------------- LOTTE FINE CHEMICAL CO., LTD. Ticker: 004000 Security ID: Y7472W106 Meeting Date: MAR 24, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Elect Two Inside Directors and One For For Management Outside Director (Bundled) 3 Elect Kim Ho-jung as a Member of Audit For For Management Committee 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 5 Approve Terms of Retirement Pay For For Management -------------------------------------------------------------------------------- LPP SA Ticker: LPP Security ID: X5053G103 Meeting Date: SEP 13, 2019 Meeting Type: Special Record Date: AUG 28, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting; Elect Meeting Chairman For For Management 2 Acknowledge Proper Convening of Meeting None None Management 3 Approve Agenda of Meeting For For Management 4 Approve Issuance of Bonds For Against Management 5 Approve Merger by Absorption with For For Management Gothals Limited 6 Amend Statute Re: Corporate Purpose For For Management 7 Close Meeting None None Management -------------------------------------------------------------------------------- LUNDIN PETROLEUM AB Ticker: LUPE Security ID: W64566107 Meeting Date: JUL 31, 2019 Meeting Type: Special Record Date: JUL 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Chairman of Meeting For Did Not Vote Management 3 Prepare and Approve List of For Did Not Vote Management Shareholders 4 Approve Agenda of Meeting For Did Not Vote Management 5 Designate Inspector(s) of Minutes of For Did Not Vote Management Meeting 6 Acknowledge Proper Convening of Meeting For Did Not Vote Management 7 Approve Share Swap Agreement; Approve For Did Not Vote Management SEK 556,594 Reduction in Share Capital via Share Cancellation; Approve Capitalization of Reserves of SEK 556,594 8 Approve Subsidiary Lundin Norway AS' For Did Not Vote Management Sale of 2.6 Percent of Johan Sverdrup unit to Equinor Energy AS 9 Close Meeting None None Management -------------------------------------------------------------------------------- LUNDIN PETROLEUM AB Ticker: LUPE Security ID: W64566107 Meeting Date: MAR 31, 2020 Meeting Type: Annual Record Date: MAR 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Chairman of Meeting For Did Not Vote Management 3 Prepare and Approve List of For Did Not Vote Management Shareholders 4 Approve Agenda of Meeting For Did Not Vote Management 5 Designate Inspector(s) of Minutes of For Did Not Vote Management Meeting 6 Acknowledge Proper Convening of Meeting For Did Not Vote Management 7 Receive Financial Statements and None None Management Statutory Reports 8 Accept Financial Statements and For Did Not Vote Management Statutory Reports 9 Approve Allocation of Income and For Did Not Vote Management Dividends of USD 1.80 Per Share 10 Approve Discharge of Board and For Did Not Vote Management President 11.a Amend Policy on Remuneration of Group Against Did Not Vote Shareholder Management to Introduce a Recoupment Policy 11.b Instruct Board to Urge Group Against Did Not Vote Shareholder Management to Promptly Disclose Certain Information and to Take Certain Actions 12 Receive Nomination Committee's Report None None Management 13 Determine Number of Members (9) and For Did Not Vote Management Deputy Members (0) of Board 14 Approve Remuneration of Directors in For Did Not Vote Management the Amount of USD 130,000 for Chairman and USD 62,000 for Other Directors; Approve Remuneration for Committee Work 15.a Reelect Peggy Bruzelius as Director For Did Not Vote Management 15.b Reelect Ashley Heppenstall as Director For Did Not Vote Management 15.c Reelect Ian Lundin as Director For Did Not Vote Management 15.d Reelect Lukas Lundin as Director For Did Not Vote Management 15.e Reelect Grace Skaugen as Director For Did Not Vote Management 15.f Reelect Torstein Sanness as Director For Did Not Vote Management 15.g Reelect Alex Schneiter as Director For Did Not Vote Management 15.h Reelect Jakob Thomasen as Director For Did Not Vote Management 15.i Reelect Cecilia Vieweg as Director For Did Not Vote Management 15.j Reelect Ian Lundin as Board Chairman For Did Not Vote Management 16 Approve Remuneration of Auditors For Did Not Vote Management 17 Ratify Ernst & Young as Auditors For Did Not Vote Management 18 Approve Remuneration Policy And Other For Did Not Vote Management Terms of Employment For Executive Management 19 Approve Performance Share Incentive For Did Not Vote Management Plan LTIP 2020 20 Approve Equity Plan Financing of LTIPs For Did Not Vote Management 2017, 2018 and 2019 21 Approve Equity Plan Financing of LTIP For Did Not Vote Management 2020 22 Approve Issuance of up to 28.5 Million For Did Not Vote Management Shares without Preemptive Rights 23 Authorize Share Repurchase Program and For Did Not Vote Management Reissuance of Repurchased Shares 24 Authorize Chairman of Board and For Did Not Vote Management Representatives of Minimum Three and Maximum Four of Company's Largest Shareholders to Serve on Nominating Committee 25 Change Company Name to Lundin Energy For Did Not Vote Management AB; Approve Other Article Amendments 26 Receive President's Report None None Management 27 Close Meeting None None Management -------------------------------------------------------------------------------- M3, INC. Ticker: 2413 Security ID: J4697J108 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Tanimura, Itaru For Abstain Management 1.2 Elect Director Tomaru, Akihiko For Abstain Management 1.3 Elect Director Tsuchiya, Eiji For Abstain Management 1.4 Elect Director Izumiya, Kazuyuki For Abstain Management 1.5 Elect Director Urae, Akinori For Abstain Management 1.6 Elect Director Yoshida, Kenichiro For Abstain Management 1.7 Elect Director Mori, Kenichi For Abstain Management 2.1 Elect Director and Audit Committee For For Management Member Ii, Masako 2.2 Elect Director and Audit Committee For For Management Member Yamazaki, Mayuka 2.3 Elect Director and Audit Committee For For Management Member Toyama, Ryoko -------------------------------------------------------------------------------- MABUCHI MOTOR CO., LTD. Ticker: 6592 Security ID: J39186101 Meeting Date: MAR 27, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 68 2.1 Elect Director Okoshi, Hiro For For Management 2.2 Elect Director Itokawa, Masato For For Management 2.3 Elect Director Katayama, Hirotaro For For Management 2.4 Elect Director Taniguchi, Shinichi For For Management 2.5 Elect Director Iyoda, Tadahito For For Management 2.6 Elect Director Uenishi, Eiji For For Management 2.7 Elect Director Mitarai, Naoki For For Management 2.8 Elect Director Tsutsumi, Kazuhiko For For Management 2.9 Elect Director Jody L. Ono For For Management -------------------------------------------------------------------------------- MACQUARIE GROUP LIMITED Ticker: MQG Security ID: Q57085286 Meeting Date: JUL 25, 2019 Meeting Type: Annual Record Date: JUL 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 2a Elect Michael J Hawker as Director For For Management 2b Elect Michael J Coleman as Director For For Management 2c Elect Philip M Coffey as Director For For Management 2d Elect Jillian R Broadbent as Director For For Management 3 Approve Remuneration Report For For Management 4 Approve Participation of Shemara For For Management Wikramanayake in the Macquarie Group Employee Retained Equity Plan 5 Approve the Increase in Maximum For For Management Aggregate Remuneration of Non-Executive Directors 6 Approve Issuance of Macquarie Group For For Management Capital Notes 4 -------------------------------------------------------------------------------- MAEDA ROAD CONSTRUCTION CO., LTD. Ticker: 1883 Security ID: J39401104 Meeting Date: APR 14, 2020 Meeting Type: Special Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, With a For For Management Special Dividend of JPY 650 -------------------------------------------------------------------------------- MAEDA ROAD CONSTRUCTION CO., LTD. Ticker: 1883 Security ID: J39401104 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 100 2.1 Elect Director Fukuta, Kojiro For For Management 2.2 Elect Director Imaizumi, Yasuhiko For For Management 2.3 Elect Director Takekawa, Hideya For For Management 2.4 Elect Director Nishikawa, Hirotaka For For Management 2.5 Elect Director Nagumo, Masaji For For Management 2.6 Elect Director Onishi, Kunio For For Management 2.7 Elect Director Watanabe, Akira For For Management 2.8 Elect Director Moriya, Koichi For For Management 2.9 Elect Director Ohori, Ryusuke For For Management 2.10 Elect Director Kawaguchi, Mitsunori For For Management 3.1 Appoint Statutory Auditor Hashimoto, For For Management Keiichiro 3.2 Appoint Statutory Auditor Otawara, For For Management Yoshitaka 3.3 Appoint Statutory Auditor Nakano, For For Management Yukiko 4 Approve Compensation Ceiling for For For Management Statutory Auditors -------------------------------------------------------------------------------- MAGELLAN FINANCIAL GROUP LTD. Ticker: MFG Security ID: Q5713S107 Meeting Date: OCT 24, 2019 Meeting Type: Annual Record Date: OCT 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 2 Approve Remuneration Report For For Management 3a Elect Hamish Douglass as Director For For Management 3b Elect Hamish McLennan as Director For For Management 4a Approve Issuance of Shares to Brett For For Management Cairns Under the Share Purchase Plan 4b Approve Grant of Related Party For For Management Benefits to Brett Cairns -------------------------------------------------------------------------------- MAGNA INTERNATIONAL INC. Ticker: MG Security ID: 559222401 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Scott B. Bonham For For Management 1.2 Elect Director Peter G. Bowie For For Management 1.3 Elect Director Mary S. Chan For For Management 1.4 Elect Director V. Peter Harder For For Management 1.5 Elect Director Kurt J. Lauk For For Management 1.6 Elect Director Robert F. MacLellan For For Management 1.7 Elect Director Cynthia A. Niekamp For For Management 1.8 Elect Director William A. Ruh For For Management 1.9 Elect Director Indira V. Samarasekera For For Management 1.10 Elect Director Donald J. Walker For For Management 1.11 Elect Director Lisa S. Westlake For For Management 1.12 Elect Director William L. Young For For Management 2 Approve Deloitte LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 3 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- MAKITA CORP. Ticker: 6586 Security ID: J39584107 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 43 2.1 Appoint Statutory Auditor Wakayama, For For Management Mitsuhiko 2.2 Appoint Statutory Auditor Kodama, Akira For For Management 2.3 Appoint Statutory Auditor Inoue, Shoji For For Management 3 Approve Annual Bonus For For Management -------------------------------------------------------------------------------- MANDO CORP. Ticker: 204320 Security ID: Y5762B113 Meeting Date: MAR 20, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Chung Mong-won as Inside Director For For Management 2.2 Elect Kim Kwang-heon as Inside Director For For Management 2.3 Elect Kim Han-cheol as Outside Director For For Management 2.4 Elect Kim Kyung-soo as Outside Director For For Management 2.5 Elect Lee In-hyung as Outside Director For For Management 2.6 Elect Park Ki-chan as Outside Director For For Management 3.1 Elect Kim Han-cheol as a Member of For For Management Audit Committee 3.2 Elect Kim Kyung-soo as a Member of For For Management Audit Committee 3.3 Elect Lee In-hyung as a Member of For For Management Audit Committee 3.4 Elect Park Ki-chan as a Member of For Abstain Management Audit Committee (This agenda will be lapsed if item 3.1-3.3 are approved) 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 5 Amend Articles of Incorporation For For Management -------------------------------------------------------------------------------- MANULIFE FINANCIAL CORP. Ticker: MFC Security ID: 56501R106 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ronalee H. Ambrose For For Management 1.2 Elect Director Guy L.T. Bainbridge For For Management 1.3 Elect Director Joseph P. Caron For For Management 1.4 Elect Director John M. Cassaday For For Management 1.5 Elect Director Susan F. Dabarno For For Management 1.6 Elect Director Julie E. Dickson For For Management 1.7 Elect Director Sheila S. Fraser For For Management 1.8 Elect Director Roy Gori For For Management 1.9 Elect Director Tsun-yan Hsieh For For Management 1.10 Elect Director Donald R. Lindsay For For Management 1.11 Elect Director John R.V. Palmer For For Management 1.12 Elect Director C. James Prieur For For Management 1.13 Elect Director Andrea S. Rosen For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- MAPFRE SA Ticker: MAP Security ID: E7347B107 Meeting Date: MAR 13, 2020 Meeting Type: Annual Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Consolidated and Standalone For For Management Financial Statements 2 Approve Integrated Report for Fiscal For For Management Year 2019 Including Consolidated Non-Financial Information Report 3 Approve Allocation of Income and For For Management Dividends 4 Approve Discharge of Board For For Management 5 Reelect Ignacio Baeza Gomez as Director For For Management 6 Reelect Jose Antonio Colomer Guiu as For For Management Director 7 Reelect Maria Leticia de Freitas Costa For For Management as Director 8 Ratify Appointment of and Elect Rosa For For Management Maria Garcia Garcia as Director 9 Approve Remuneration Policy For Against Management 10 Advisory Vote on Remuneration Report For Against Management 11 Authorize Board to Delegate the Powers For For Management Conferred by the General Meeting in Favor of the Executive Committee 12 Authorize Board to Ratify and Execute For For Management Approved Resolutions 13 Authorize Board to Clarify or For For Management Interpret Preceding Resolutions -------------------------------------------------------------------------------- MAPLETREE COMMERCIAL TRUST Ticker: N2IU Security ID: Y5759T101 Meeting Date: JUL 24, 2019 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Report of the Trustee, Statement For For Management by the Manager, Audited Financial Statements and Auditors' Report 2 Approve PricewaterhouseCoopers LLP as For For Management Auditor and Authorize Manager to Fix Their Remuneration 3 Approve Issuance of Equity or For For Management Equity-Linked Securities with or without Preemptive Rights -------------------------------------------------------------------------------- MAPLETREE COMMERCIAL TRUST Ticker: N2IU Security ID: Y5759T101 Meeting Date: OCT 15, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Proposed Acquisition For For Management 2 Approve Issuance of New Units Under For For Management the Equity Fund Raising 3 Approve Whitewash Resolution For For Management -------------------------------------------------------------------------------- MAPLETREE INDUSTRIAL TRUST Ticker: ME8U Security ID: Y5759S103 Meeting Date: JUL 16, 2019 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Report of the Trustee, Statement For For Management by the Manager, Audited Financial Statements and Auditors' Report 2 Approve PricewaterhouseCoopers LLP as For For Management Auditor and Authorize the Manager to Fix Their Remuneration 3 Approve Issuance of Equity or For For Management Equity-Linked Securities with or without Preemptive Rights -------------------------------------------------------------------------------- MAPLETREE LOGISTICS TRUST Ticker: M44U Security ID: Y5759Q107 Meeting Date: JUL 15, 2019 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Report of the Trustee, Statement For For Management by the Manager, Audited Financial Statements and Auditors' Report 2 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Manager to Fix Their Remuneration 3 Approve Issuance of Equity or For For Management Equity-Linked Securities with or without Preemptive Rights -------------------------------------------------------------------------------- MAPLETREE LOGISTICS TRUST Ticker: M44U Security ID: Y5759Q107 Meeting Date: NOV 20, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Proposed Acquisitions of the For For Management Properties as Interested Person Transactions -------------------------------------------------------------------------------- MAPLETREE LOGISTICS TRUST Ticker: M44U Security ID: Y5759Q107 Meeting Date: FEB 21, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Proposed Acquisition For For Management -------------------------------------------------------------------------------- MAPLETREE NORTH ASIA COMMERCIAL TRUST Ticker: RW0U Security ID: Y5759X102 Meeting Date: JUL 17, 2019 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Report of the Trustee, Statement For For Management by the Manager, Audited Financial Statements and Auditors' Report 2 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize the Manager to Fix Their Remuneration 3 Approve Issuance of Equity or For For Management Equity-Linked Securities with or without Preemptive Rights -------------------------------------------------------------------------------- MAPLETREE NORTH ASIA COMMERCIAL TRUST Ticker: RW0U Security ID: Y5759X102 Meeting Date: JAN 20, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acquisitions of Two Office For For Management Properties in Greater Tokyo 2 Approve Issuance of Transaction Units For For Management to Suffolk Assets Pte. Ltd. 3 Approve Whitewash Resolution For For Management -------------------------------------------------------------------------------- MARKS & SPENCER GROUP PLC Ticker: MKS Security ID: G5824M107 Meeting Date: JUL 09, 2019 Meeting Type: Annual Record Date: JUL 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Final Dividend For For Management 4 Re-elect Archie Norman as Director For For Management 5 Re-elect Steve Rowe as Director For For Management 6 Re-elect Humphrey Singer as Director For For Management 7 Re-elect Katie Bickerstaffe as Director For For Management 8 Re-elect Alison Brittain as Director For For Management 9 Re-elect Andrew Fisher as Director For For Management 10 Re-elect Andy Halford as Director For For Management 11 Re-elect Pip McCrostie as Director For For Management 12 Elect Justin King as Director For For Management 13 Reappoint Deloitte LLP as Auditors For For Management 14 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 15 Authorise Issue of Equity For For Management 16 Authorise Issue of Equity without For For Management Pre-emptive Rights 17 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 18 Authorise Market Purchase of Ordinary For For Management Shares 19 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice 20 Authorise EU Political Donations and For For Management Expenditure 21 Approve ROI Sharesave Plan For Against Management -------------------------------------------------------------------------------- MARUBENI CORP. Ticker: 8002 Security ID: J39788138 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles to Change Location of For For Management Head Office 2.1 Elect Director Kokubu, Fumiya For For Management 2.2 Elect Director Takahara, Ichiro For For Management 2.3 Elect Director Kakinoki, Masumi For For Management 2.4 Elect Director Ishizuki, Mutsumi For For Management 2.5 Elect Director Oikawa, Kenichiro For For Management 2.6 Elect Director Furuya, Takayuki For For Management 2.7 Elect Director Kitabata, Takao For For Management 2.8 Elect Director Takahashi, Kyohei For For Management 2.9 Elect Director Okina, Yuri For For Management 2.10 Elect Director Hatchoji, Takashi For For Management 2.11 Elect Director Kitera, Masato For For Management 3.1 Appoint Statutory Auditor Kikuchi, For For Management Yoichi 3.2 Appoint Statutory Auditor Nishiyama, For For Management Shigeru 4 Approve Compensation Ceiling for For For Management Directors -------------------------------------------------------------------------------- MARUI GROUP CO., LTD. Ticker: 8252 Security ID: J40089104 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 22 2.1 Elect Director Aoi, Hiroshi For For Management 2.2 Elect Director Okajima, Etsuko For For Management 2.3 Elect Director Taguchi, Yoshitaka For For Management 2.4 Elect Director Muroi, Masahiro For For Management 2.5 Elect Director Nakamura, Masao For For Management 2.6 Elect Director Kato, Hirotsugu For For Management 2.7 Elect Director Aoki, Masahisa For For Management 2.8 Elect Director Ito, Yuko For For Management 3.1 Appoint Statutory Auditor Kawai, For For Management Hitoshi 3.2 Appoint Statutory Auditor Takagi, For For Management Takehiko 3.3 Appoint Statutory Auditor Suzuki, Yoko For For Management 4 Appoint Alternate Statutory Auditor For For Management Nozaki, Akira -------------------------------------------------------------------------------- MARUICHI STEEL TUBE LTD. Ticker: 5463 Security ID: J40046104 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Suzuki, Hiroyuki For For Management 1.2 Elect Director Yoshimura, Yoshinori For For Management 1.3 Elect Director Horikawa, Daiji For For Management 1.4 Elect Director Kadono, Minoru For For Management 1.5 Elect Director Nakano, Kenjiro For For Management 1.6 Elect Director Ushino, Kenichiro For For Management 1.7 Elect Director Fujioka, Yuka For For Management -------------------------------------------------------------------------------- MATSUMOTOKIYOSHI HOLDINGS CO., LTD. Ticker: 3088 Security ID: J41208109 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 35 2.1 Elect Director Matsumoto, Namio For For Management 2.2 Elect Director Matsumoto, Kiyo For For Management 2.3 Elect Director Matsumoto, Takashi For For Management 2.4 Elect Director Ota, Takao For For Management 2.5 Elect Director Obe, Shingo For For Management 2.6 Elect Director Ishibashi, Akio For For Management 2.7 Elect Director Matsushita, Isao For For Management 2.8 Elect Director Omura, Hiro For For Management 2.9 Elect Director Kimura, Keiji For For Management 2.10 Elect Director Okiyama, Tomoko For For Management 3.1 Appoint Statutory Auditor Koike, Noriko For For Management 3.2 Appoint Statutory Auditor Watanabe, For For Management Shoichi 4 Appoint Alternate Statutory Auditor For For Management Seno, Yoshiaki -------------------------------------------------------------------------------- MAZDA MOTOR CORP. Ticker: 7261 Security ID: J41551110 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 20 2.1 Elect Director Kogai, Masamichi For For Management 2.2 Elect Director Marumoto, Akira For For Management 2.3 Elect Director Fujiwara, Kiyoshi For For Management 2.4 Elect Director Shobuda, Kiyotaka For For Management 2.5 Elect Director Ono, Mitsuru For For Management 2.6 Elect Director Koga, Akira For For Management 2.7 Elect Director Moro, Masahiro For For Management 2.8 Elect Director Sato, Kiyoshi For For Management 2.9 Elect Director Ogawa, Michiko For For Management -------------------------------------------------------------------------------- MEDIBANK PRIVATE LIMITED Ticker: MPL Security ID: Q5921Q109 Meeting Date: NOV 14, 2019 Meeting Type: Annual Record Date: NOV 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 2 Elect David Grahame Fagan as Director For For Management 3 Elect Linda Bardo Nicholls as Director For For Management 4 Approve Remuneration Report For Against Management 5 Approve Grant of Performance Rights to For For Management Craig Drummond -------------------------------------------------------------------------------- MEDIOBANCA SPA Ticker: MB Security ID: T10584117 Meeting Date: OCT 28, 2019 Meeting Type: Annual Record Date: OCT 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements, For For Management Statutory Reports, and Allocation of Income 2a Approve Remuneration Policy For For Management 2b Approve Fixed-Variable Compensation For For Management Ratio 2c Approve Severance Payments Policy For For Management 3 Amend Performance Share Scheme For For Management A Deliberations on Possible Legal Action None Against Management Against Directors if Presented by Shareholders -------------------------------------------------------------------------------- MEDIPAL HOLDINGS CORP. Ticker: 7459 Security ID: J4189T101 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Watanabe, Shuichi For For Management 1.2 Elect Director Chofuku, Yasuhiro For For Management 1.3 Elect Director Yoda, Toshihide For For Management 1.4 Elect Director Sakon, Yuji For For Management 1.5 Elect Director Hasegawa, Takuro For For Management 1.6 Elect Director Watanabe, Shinjiro For For Management 1.7 Elect Director Kasutani, Seiichi For For Management 1.8 Elect Director Kagami, Mitsuko For For Management 1.9 Elect Director Asano, Toshio For For Management 1.10 Elect Director Shoji, Kuniko For For Management 1.11 Elect Director Mimura, Koichi For For Management -------------------------------------------------------------------------------- MEGGITT PLC Ticker: MGGT Security ID: G59640105 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: APR 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Policy For For Management 3 Approve Remuneration Report For For Management 4 Approve Final Dividend For Abstain Management 5 Re-elect Sir Nigel Rudd as Director For For Management 6 Re-elect Tony Wood as Director For For Management 7 Re-elect Guy Berruyer as Director For For Management 8 Re-elect Louisa Burdett as Director For For Management 9 Re-elect Colin Day as Director For For Management 10 Re-elect Nancy Gioia as Director For For Management 11 Re-elect Alison Goligher as Director For For Management 12 Re-elect Guy Hachey as Director For For Management 13 Re-elect Caroline Silver as Director For For Management 14 Reappoint PricewaterhouseCoopers LLP For For Management as Auditors 15 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 16 Authorise Issue of Equity For For Management 17 Authorise Issue of Equity without For For Management Pre-emptive Rights 18 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 19 Authorise EU Political Donations and For For Management Expenditure 20 Authorise Market Purchase of Ordinary For For Management Shares 21 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- MEGMILK SNOW BRAND CO., LTD. Ticker: 2270 Security ID: J41966102 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Nishio, Keiji For For Management 1.2 Elect Director Nishibaba, Shigeru For For Management 1.3 Elect Director Motoi, Hideki For For Management 1.4 Elect Director Itabashi, Toshio For For Management 1.5 Elect Director Inoue, Takehiko For For Management 1.6 Elect Director Anan, Hisa For For Management 2.1 Elect Director and Audit Committee For For Management Member Kosaka, Shinya 2.2 Elect Director and Audit Committee For For Management Member Nishikawa, Ikuo 2.3 Elect Director and Audit Committee For For Management Member Hattori, Akito 3.1 Elect Alternate Director and Audit For For Management Committee Member Omori, Setsuya 3.2 Elect Alternate Director and Audit For For Management Committee Member Manabe, Tomohiko 4 Approve Compensation Ceiling for For For Management Directors Who Are Not Audit Committee Members 5 Approve Trust-Type Equity Compensation For For Management Plan -------------------------------------------------------------------------------- MEHADRIN LTD. Ticker: MEDN Security ID: M6899L100 Meeting Date: OCT 29, 2019 Meeting Type: Special Record Date: SEP 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Sale of Company Properties For Against Management A Vote FOR if you are a controlling None Against Management shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager B1 If you are an Interest Holder as None Against Management defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. B2 If you are a Senior Officer as defined None Against Management in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. B3 If you are an Institutional Investor None For Management as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. -------------------------------------------------------------------------------- MEIJI HOLDINGS CO., LTD. Ticker: 2269 Security ID: J41729104 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kawamura, Kazuo For Abstain Management 1.2 Elect Director Kobayashi, Daikichiro For Abstain Management 1.3 Elect Director Matsuda, Katsunari For Abstain Management 1.4 Elect Director Shiozaki, Koichiro For Abstain Management 1.5 Elect Director Furuta, Jun For Abstain Management 1.6 Elect Director Iwashita, Tomochika For Abstain Management 1.7 Elect Director Murayama, Toru For For Management 1.8 Elect Director Matsumura, Mariko For For Management 2 Appoint Alternate Statutory Auditor For For Management Imamura, Makoto -------------------------------------------------------------------------------- MELISRON LTD. Ticker: MLSR Security ID: M5128G106 Meeting Date: NOV 11, 2019 Meeting Type: Special Record Date: OCT 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Employment Terms of Ofir For Against Management Sarid, Incoming CEO A Vote FOR if you are a controlling None Against Management shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager B1 If you are an Interest Holder as None Against Management defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. B2 If you are a Senior Officer as defined None Against Management in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. B3 If you are an Institutional Investor None For Management as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. -------------------------------------------------------------------------------- MELISRON LTD. Ticker: MLSR Security ID: M5128G106 Meeting Date: DEC 12, 2019 Meeting Type: Annual Record Date: DEC 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Discuss Financial Statements and the None None Management Report of the Board 2 Reappoint BDO Ziv Haft as Auditors For Against Management 3.1 Reelect Liora Ofer as Director For For Management 3.2 Reelect Shaul (Shai) Weinberg as For For Management Director 3.3 Reelect Itzhak Nodary Zizov as Director For For Management 3.4 Reelect Oded Shamir as Director For For Management 3.5 Reelect Shouky (Yehoshua) Oren as For For Management Director A Vote FOR if you are a controlling None Against Management shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager B1 If you are an Interest Holder as None Against Management defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. B2 If you are a Senior Officer as defined None Against Management in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. B3 If you are an Institutional Investor None For Management as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. -------------------------------------------------------------------------------- MELISRON LTD. Ticker: MLSR Security ID: M5128G106 Meeting Date: APR 01, 2020 Meeting Type: Special Record Date: MAR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Reelect Shlomo Sherf as External For For Management Director A Vote FOR if you are a controlling None Against Management shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager B1 If you are an Interest Holder as None Against Management defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. B2 If you are a Senior Officer as defined None Against Management in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. B3 If you are an Institutional Investor None For Management as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. -------------------------------------------------------------------------------- MELISRON LTD. Ticker: MLSR Security ID: M5128G106 Meeting Date: JUN 25, 2020 Meeting Type: Special Record Date: MAY 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amended Compensation Policy For For Management for the Directors and Officers of the Company A Vote FOR if you are a controlling None Against Management shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager B1 If you are an Interest Holder as None Against Management defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. B2 If you are a Senior Officer as defined None Against Management in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. B3 If you are an Institutional Investor None For Management as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. -------------------------------------------------------------------------------- MERCK KGAA Ticker: MRK Security ID: D5357W103 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019 (Non-Voting) 2 Accept Financial Statements and For For Management Statutory Reports for Fiscal 2019 3 Approve Allocation of Income and For For Management Dividends of EUR 1.30 per Share 4 Approve Discharge of Management Board For For Management for Fiscal 2019 5 Approve Discharge of Supervisory Board For For Management for Fiscal 2019 6 Ratify KPMG AG as Auditors for Fiscal For For Management 2020 7 Approve Affiliation Agreement with For For Management BSSN UG -------------------------------------------------------------------------------- MERCURY NZ LIMITED Ticker: MCY Security ID: Q5971Q108 Meeting Date: SEP 27, 2019 Meeting Type: Annual Record Date: SEP 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect James Miller as Director For For Management 2 Approve the Amendments to the For For Management Company's Constitution -------------------------------------------------------------------------------- MERIDIAN ENERGY LIMITED Ticker: MEL Security ID: Q5997E121 Meeting Date: OCT 17, 2019 Meeting Type: Annual Record Date: OCT 14, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Jan Dawson as Director For For Management 2 Elect Julia Hoare as Director For For Management 3 Elect Michelle Henderson as Director For For Management 4 Elect Nagaja Sanatkumar as Director For For Management 5 Adopt New Constitution For For Management -------------------------------------------------------------------------------- MERLIN ENTERTAINMENTS PLC Ticker: MERL Security ID: G6019W108 Meeting Date: SEP 03, 2019 Meeting Type: Court Record Date: AUG 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Scheme of Arrangement For For Management -------------------------------------------------------------------------------- MERLIN ENTERTAINMENTS PLC Ticker: MERL Security ID: G6019W108 Meeting Date: SEP 03, 2019 Meeting Type: Special Record Date: AUG 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve the Recommended Cash For For Management Acquisition of Merlin Entertainments plc by Motion Acquisition Limited; Amend Articles of Association -------------------------------------------------------------------------------- MERLIN PROPERTIES SOCIMI SA Ticker: MRL Security ID: E7390Z100 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: JUN 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Consolidated and Standalone For For Management Financial Statements 2.1 Approve Allocation of Income and For For Management Dividends 2.2 Approve Dividends Charged to Reserves For For Management 3 Approve Discharge of Board For For Management 4 Renew Appointment of Deloitte as For For Management Auditor 5.1 Fix Number of Directors at 14 For For Management 5.2 Reelect Ismael Clemente Orrego as For For Management Director 5.3 Reelect George Donald Johnston as For For Management Director 5.4 Reelect Maria Luisa Jorda Castro as For For Management Director 5.5 Reelect Ana Maria Garcia Fau as For For Management Director 5.6 Reelect Fernando Javier Ortiz Vaamonde For For Management as Director 5.7 Reelect John Gomez-Hall as Director For For Management 5.8 Reelect Emilio Novela Berlin as For For Management Director 5.9 Elect Maria Ana Forner Beltran as For For Management Director 5.10 Reelect Miguel Ollero Barrera as For For Management Director 5.11 Elect Ignacio Gil-Casares Satrustegui For For Management as Director 6 Approve Remuneration of Directors For For Management 7 Approve Remuneration Policy For For Management 8 Advisory Vote on Remuneration Report For Against Management 9 Amend Article 38 Re: Director For For Management Remuneration 10 Authorize Issuance of Non-Convertible For For Management Bonds/Debentures and/or Other Debt Securities up to EUR 6 Billion and Issuance of Notes up to EUR 750 Million 11 Authorize Company to Call EGM with 15 For For Management Days' Notice 12 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- METCASH LIMITED Ticker: MTS Security ID: Q6014C106 Meeting Date: AUG 28, 2019 Meeting Type: Annual Record Date: AUG 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 2a Elect Peter Birtles as Director For For Management 2b Elect Wai Tang as Director For For Management 2c Elect Helen Nash as Director For For Management 3 Approve Remuneration Report For For Management 4 Approve Issuance of Performance Rights For For Management to Jeffery Adams -------------------------------------------------------------------------------- METRO AG Ticker: B4B Security ID: D5S17Q116 Meeting Date: FEB 14, 2020 Meeting Type: Annual Record Date: JAN 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2018/19 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 0.70 per Ordinary Share and EUR 0.70 per Preferred Share 3 Approve Discharge of Management Board For For Management for Fiscal 2018/19 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2018/19 5 Ratify KPMG AG as Auditors for Fiscal For Against Management 2019/20 6.1 Elect Marco Arcelli to the Supervisory For For Management Board 6.2 Elect Gwyn Burr to the Supervisory For For Management Board 6.3 Elect Edgar Ernst to the Supervisory For For Management Board 6.4 Elect Liliana Solomon to the For For Management Supervisory Board 7 Amend Articles Re: Participation Right For For Management -------------------------------------------------------------------------------- METRO INC. Ticker: MRU Security ID: 59162N109 Meeting Date: JAN 28, 2020 Meeting Type: Annual Record Date: DEC 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Maryse Bertrand For For Management 1.2 Elect Director Pierre Boivin For For Management 1.3 Elect Director Francois J. Coutu For For Management 1.4 Elect Director Michel Coutu For For Management 1.5 Elect Director Stephanie Coyles For For Management 1.6 Elect Director Claude Dussault For For Management 1.7 Elect Director Russell Goodman For For Management 1.8 Elect Director Marc Guay For For Management 1.9 Elect Director Christian W.E. Haub For For Management 1.10 Elect Director Eric R. La Fleche For For Management 1.11 Elect Director Christine Magee For For Management 1.12 Elect Director Real Raymond For For Management 1.13 Elect Director Line Rivard For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- METSO OYJ Ticker: METSO Security ID: X53579102 Meeting Date: OCT 29, 2019 Meeting Type: Special Record Date: OCT 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Call the Meeting to Order None None Management 3 Designate Inspector or Shareholder For For Management Representative(s) of Minutes of Meeting 4 Acknowledge Proper Convening of Meeting For For Management 5 Prepare and Approve List of For For Management Shareholders 6 Approve Demerger Plan For For Management 7 Close Meeting None None Management -------------------------------------------------------------------------------- METSO OYJ Ticker: METSO Security ID: X53579102 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: JUN 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Call the Meeting to Order None None Management 3 Designate Inspector or Shareholder For For Management Representative(s) of Minutes of Meeting 4 Acknowledge Proper Convening of Meeting For For Management 5 Prepare and Approve List of For For Management Shareholders 6 Receive Financial Statements and None None Management Statutory Reports; Receive Board's Report; Receive Auditor's Report 7 Accept Financial Statements and For For Management Statutory Reports 8 Approve Allocation of Income and For For Management Dividends of EUR 1.47 Per Share 9 Approve Discharge of Board and For For Management President 10 Approve Remuneration Policy And Other For For Management Terms of Employment For Executive Management 11 Approve Remuneration of Directors in For For Management the Amount of EUR 120,000 for Chairman, EUR 66,000 for Vice Chairman and EUR 53,000 for Other Directors; Approve Remuneration for Committee Work; Approve Remuneration of Board of Neles Corporation; Approve Meeting Fees 12 Fix Number of Directors at Seven; Fix For For Management Number of Directors of Neles Corporation at Seven 13 Reelect Mikael Lilius (Chairman), For For Management Christer Gardell (Deputy Chairman), Lars Josefsson, Antti Makinen, Kari Stadigh and Arja Talma as Directors; Elect Emanuela Speranza as New Director; Elect Board of Directors of Neles Corporation 14 Approve Remuneration of Auditors For Against Management 15 Ratify Ernst & Young as Auditors For Against Management 16 Authorize Share Repurchase Program and For For Management Reissuance or Cancellation of Repurchased Shares 17 Approve Issuance of up to 10 Million For For Management Shares without Preemptive Rights 18 Close Meeting None None Management -------------------------------------------------------------------------------- MINEBEA MITSUMI, INC. Ticker: 6479 Security ID: J42884130 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kainuma, Yoshihisa For Abstain Management 1.2 Elect Director Moribe, Shigeru For Abstain Management 1.3 Elect Director Iwaya, Ryozo For Abstain Management 1.4 Elect Director Tsuruta, Tetsuya For Abstain Management 1.5 Elect Director None, Shigeru For Abstain Management 1.6 Elect Director Kagami, Michiya For Abstain Management 1.7 Elect Director Yoshida, Katsuhiko For Abstain Management 1.8 Elect Director Aso, Hiroshi For Abstain Management 1.9 Elect Director Murakami, Koshi For For Management 1.10 Elect Director Matsumura, Atsuko For For Management 1.11 Elect Director Haga, Yuko For For Management 1.12 Elect Director Matsuoka, Takashi For Abstain Management 2 Approve Trust-Type Equity Compensation For For Management Plan -------------------------------------------------------------------------------- MIRVAC GROUP Ticker: MGR Security ID: Q62377108 Meeting Date: NOV 19, 2019 Meeting Type: Annual/Special Record Date: NOV 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 2.1 Elect John Mulcahy as Director For For Management 2.2 Elect James M. Millar as Director For For Management 2.3 Elect Jane Hewitt as Director For For Management 2.4 Elect Peter Nash as Director For For Management 3 Approve Remuneration Report For For Management 4.1 Approve Long-Term Performance Plan For For Management 4.2 Approve General Employee Exemption Plan For For Management 5 Approve Participation of Susan For For Management Lloyd-Hurwitz in the Long-Term Performance Plan 6 Ratify Past Issuance of Stapled For For Management Securities to Institutional, Professional and Other Wholesale Investors -------------------------------------------------------------------------------- MISUMI GROUP INC. Ticker: 9962 Security ID: J43293109 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 7.04 2.1 Elect Director Nishimoto, Kosuke For For Management 2.2 Elect Director Ono, Ryusei For For Management 2.3 Elect Director Ikeguchi, Tokuya For For Management 2.4 Elect Director Otokozawa, Ichiro For For Management 2.5 Elect Director Sato, Toshinari For For Management 2.6 Elect Director Ogi, Takehiko For For Management 2.7 Elect Director Nakano, Yoichi For For Management 2.8 Elect Director Shimizu, Arata For For Management -------------------------------------------------------------------------------- MITSUBISHI CHEMICAL HOLDINGS CORP. Ticker: 4188 Security ID: J44046100 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kobayashi, Yoshimitsu For For Management 1.2 Elect Director Ochi, Hitoshi For For Management 1.3 Elect Director Date, Hidefumi For For Management 1.4 Elect Director Fujiwara, Ken For For Management 1.5 Elect Director Glenn H. Fredrickson For For Management 1.6 Elect Director Kobayashi, Shigeru For For Management 1.7 Elect Director Katayama, Hiroshi For For Management 1.8 Elect Director Kunii, Hideko For For Management 1.9 Elect Director Hashimoto, Takayuki For For Management 1.10 Elect Director Hodo, Chikatomo For For Management 1.11 Elect Director Kikuchi, Kiyomi For For Management 1.12 Elect Director Yamada, Tatsumi For For Management -------------------------------------------------------------------------------- MITSUBISHI CORP. Ticker: 8058 Security ID: J43830116 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 68 2.1 Elect Director Kobayashi, Ken For For Management 2.2 Elect Director Kakiuchi, Takehiko For For Management 2.3 Elect Director Masu, Kazuyuki For For Management 2.4 Elect Director Yoshida, Shinya For For Management 2.5 Elect Director Murakoshi, Akira For For Management 2.6 Elect Director Sakakida, Masakazu For For Management 2.7 Elect Director Nishiyama, Akihiko For For Management 2.8 Elect Director Saiki, Akitaka For For Management 2.9 Elect Director Tatsuoka, Tsuneyoshi For For Management 2.10 Elect Director Miyanaga, Shunichi For For Management 2.11 Elect Director Akiyama, Sakie For For Management 3.1 Appoint Statutory Auditor Takayama, For For Management Yasuko 3.2 Appoint Statutory Auditor Sato, Rieko For For Management 3.3 Appoint Statutory Auditor Nakao, For For Management Takeshi -------------------------------------------------------------------------------- MITSUBISHI ELECTRIC CORP. Ticker: 6503 Security ID: J43873116 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Sakuyama, Masaki For Against Management 1.2 Elect Director Sugiyama, Takeshi For Against Management 1.3 Elect Director Sagawa, Masahiko For For Management 1.4 Elect Director Harada, Shinji For Against Management 1.5 Elect Director Kawagoishi, Tadashi For For Management 1.6 Elect Director Sakamoto, Takashi For For Management 1.7 Elect Director Uruma, Kei For For Management 1.8 Elect Director Yabunaka, Mitoji For For Management 1.9 Elect Director Obayashi, Hiroshi For For Management 1.10 Elect Director Watanabe, Kazunori For For Management 1.11 Elect Director Koide, Hiroko For For Management 1.12 Elect Director Oyamada, Takashi For For Management -------------------------------------------------------------------------------- MITSUBISHI ESTATE CO., LTD. Ticker: 8802 Security ID: J43916113 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 18 2.1 Elect Director Sugiyama, Hirotaka For For Management 2.2 Elect Director Yoshida, Junichi For For Management 2.3 Elect Director Tanisawa, Junichi For For Management 2.4 Elect Director Arimori, Tetsuji For For Management 2.5 Elect Director Katayama, Hiroshi For For Management 2.6 Elect Director Naganuma, Bunroku For For Management 2.7 Elect Director Kato, Jo For For Management 2.8 Elect Director Okusa, Toru For For Management 2.9 Elect Director Okamoto, Tsuyoshi For For Management 2.10 Elect Director Ebihara, Shin For For Management 2.11 Elect Director Narukawa, Tetsuo For For Management 2.12 Elect Director Shirakawa, Masaaki For For Management 2.13 Elect Director Nagase, Shin For For Management 2.14 Elect Director Egami, Setsuko For For Management 2.15 Elect Director Taka, Iwao For For Management -------------------------------------------------------------------------------- MITSUBISHI GAS CHEMICAL CO., INC. Ticker: 4182 Security ID: J43959113 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kurai, Toshikiyo For For Management 1.2 Elect Director Fujii, Masashi For For Management 1.3 Elect Director Inari, Masato For For Management 1.4 Elect Director Ariyoshi, Nobuhisa For For Management 1.5 Elect Director Okubo, Tomohiko For For Management 1.6 Elect Director Kato, Kenji For For Management 1.7 Elect Director Kosaka, Yasushi For For Management 1.8 Elect Director Nagaoka, Naruyuki For For Management 1.9 Elect Director Tanigawa, Kazuo For For Management 1.10 Elect Director Sato, Tsugio For For Management 1.11 Elect Director Hirose, Haruko For For Management 1.12 Elect Director Suzuki, Toru For For Management 2.1 Appoint Statutory Auditor Sugita, For For Management Katsuhiko 2.2 Appoint Statutory Auditor Mizukami, For For Management Masamichi -------------------------------------------------------------------------------- MITSUBISHI HEAVY INDUSTRIES, LTD. Ticker: 7011 Security ID: J44002178 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 75 2.1 Elect Director Miyanaga, Shunichi For For Management 2.2 Elect Director Izumisawa, Seiji For For Management 2.3 Elect Director Mishima, Masahiko For For Management 2.4 Elect Director Kozawa, Hisato For For Management 2.5 Elect Director Shinohara, Naoyuki For For Management 2.6 Elect Director Kobayashi, Ken For For Management 2.7 Elect Director Morikawa, Noriko For For Management 3 Elect Director and Audit Committee For For Management Member Okura, Koji -------------------------------------------------------------------------------- MITSUBISHI LOGISTICS CORP. Ticker: 9301 Security ID: J44561108 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 30 2.1 Elect Director Fujikura, Masao For For Management 2.2 Elect Director Ohara, Yoshiji For For Management 2.3 Elect Director Wakabayashi, Hitoshi For For Management 2.4 Elect Director Saito, Yasushi For For Management 2.5 Elect Director Kimura, Shinji For For Management 2.6 Elect Director Naraba, Saburo For For Management 2.7 Elect Director Nishikawa, Hiroshi For For Management 2.8 Elect Director Wakabayashi, Tatsuo For For Management 2.9 Elect Director Kitazawa, Toshifumi For For Management 2.10 Elect Director Nakashima, Tatsushi For For Management 2.11 Elect Director Yamao, Akira For For Management 2.12 Elect Director Miura, Akio For For Management 2.13 Elect Director Naito, Tadaaki For For Management 2.14 Elect Director Maekawa, Masanori For For Management 3.1 Appoint Statutory Auditor Yamada, For For Management Yonosuke 3.2 Appoint Statutory Auditor Sato, Takao For Against Management 3.3 Appoint Statutory Auditor Miura, Junya For For Management 4 Approve Annual Bonus For For Management 5 Approve Restricted Stock Plan For For Management 6 Initiate Share Repurchase Program Against For Shareholder 7 Appoint Shareholder Director Nominee Against For Shareholder Arai, Satoshi 8 Appoint Shareholder Director Nominee Against For Shareholder Yamakawa, Taketo 9 Amend Articles to Adopt Board Against For Shareholder Structure with Three Committees 10 Amend Articles to Add Provision on Against For Shareholder Abolition of Advisory Positions -------------------------------------------------------------------------------- MITSUBISHI MATERIALS CORP. Ticker: 5711 Security ID: J44024107 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Takeuchi, Akira For For Management 1.2 Elect Director Ono, Naoki For For Management 1.3 Elect Director Shibata, Makoto For For Management 1.4 Elect Director Yasui, Yoshikazu For For Management 1.5 Elect Director Tokuno, Mariko For For Management 1.6 Elect Director Watanabe, Hiroshi For For Management 1.7 Elect Director Sugi, Hikaru For For Management 1.8 Elect Director Sato, Hiroshi For Against Management 1.9 Elect Director Wakabayashi, Tatsuo For Against Management 1.10 Elect Director Igarashi, Koji For For Management -------------------------------------------------------------------------------- MITSUBISHI SHOKUHIN CO., LTD. Ticker: 7451 Security ID: J4445N104 Meeting Date: JUN 22, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 25 2 Amend Articles to Clarify Director For For Management Authority on Shareholder Meetings - Amend Provisions on Director Titles 3.1 Elect Director Moriyama, Toru For For Management 3.2 Elect Director Furuya, Toshiki For For Management 3.3 Elect Director Enomoto, Koichi For For Management 3.4 Elect Director Yamana, Kazuaki For For Management 3.5 Elect Director Yamamoto, Yasuo For For Management 3.6 Elect Director Tamura, Koji For For Management 3.7 Elect Director Kakizaki, Tamaki For For Management 3.8 Elect Director Teshima, Nobuyuki For For Management 3.9 Elect Director Yoshikawa, Masahiro For For Management -------------------------------------------------------------------------------- MITSUI & CO., LTD. Ticker: 8031 Security ID: J44690139 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 40 2.1 Elect Director Iijima, Masami For For Management 2.2 Elect Director Yasunaga, Tatsuo For For Management 2.3 Elect Director Takebe, Yukio For For Management 2.4 Elect Director Uchida, Takakazu For For Management 2.5 Elect Director Hori, Kenichi For For Management 2.6 Elect Director Fujiwara, Hirotatsu For For Management 2.7 Elect Director Kometani, Yoshio For For Management 2.8 Elect Director Omachi, Shinichiro For For Management 2.9 Elect Director Yoshikawa, Miki For For Management 2.10 Elect Director Kobayashi, Izumi For For Management 2.11 Elect Director Jenifer Rogers For For Management 2.12 Elect Director Samuel Walsh For For Management 2.13 Elect Director Uchiyamada, Takeshi For For Management 2.14 Elect Director Egawa, Masako For For Management -------------------------------------------------------------------------------- MITSUI CHEMICALS, INC. Ticker: 4183 Security ID: J4466L136 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 50 2.1 Elect Director Tannowa, Tsutomu For For Management 2.2 Elect Director Hashimoto, Osamu For For Management 2.3 Elect Director Matsuo, Hideki For For Management 2.4 Elect Director Shimogori, Takayoshi For For Management 2.5 Elect Director Nakajima, Hajime For For Management 2.6 Elect Director Kuroda, Yukiko For For Management 2.7 Elect Director Bada, Hajime For For Management 2.8 Elect Director Yoshimaru, Yukiko For For Management 3 Appoint Statutory Auditor Kubo, For For Management Masaharu -------------------------------------------------------------------------------- MITSUI FUDOSAN CO., LTD. Ticker: 8801 Security ID: J4509L101 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 22 2 Amend Articles to Amend Business Lines For For Management 3 Elect Director Ueda, Takashi For Abstain Management 4.1 Appoint Statutory Auditor Ishigami, For For Management Hiroyuki 4.2 Appoint Statutory Auditor Ozeki, Yukimi For For Management 5 Approve Annual Bonus For For Management 6 Approve Restricted Stock Plan For For Management -------------------------------------------------------------------------------- MITSUI O.S.K. LINES, LTD. Ticker: 9104 Security ID: J45013133 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 35 2.1 Elect Director Ikeda, Junichiro For For Management 2.2 Elect Director Hashimoto, Takeshi For For Management 2.3 Elect Director Ono, Akihiko For For Management 2.4 Elect Director Maruyama, Takashi For For Management 2.5 Elect Director Tanaka, Toshiaki For For Management 2.6 Elect Director Fujii, Hideto For For Management 2.7 Elect Director Katsu, Etsuko For For Management 2.8 Elect Director Onishi, Masaru For For Management 3 Appoint Alternate Statutory Auditor For For Management Toda, Atsuji 4 Approve Stock Option Plan For For Management -------------------------------------------------------------------------------- MIURA CO., LTD. Ticker: 6005 Security ID: J45593100 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 21 2.1 Elect Director Takahashi, Yuji For For Management 2.2 Elect Director Miyauchi, Daisuke For For Management 2.3 Elect Director Nishihara, Masakatsu For For Management 2.4 Elect Director Takechi, Noriyuki For For Management 2.5 Elect Director Kojima, Yoshihiro For For Management 2.6 Elect Director Yoneda, Tsuyoshi For For Management 2.7 Elect Director Ochi, Yasuo For For Management 2.8 Elect Director Higuchi, Tateshi For For Management -------------------------------------------------------------------------------- MIZRAHI TEFAHOT BANK LTD. Ticker: MZTF Security ID: M7031A135 Meeting Date: AUG 20, 2019 Meeting Type: Special Record Date: JUL 21, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Yosef Fellus External Director For For Management A Vote FOR if you are a controlling None Against Management shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager B4 If you do not fall under any of the None Against Management categories mentioned under items B1 through B3, vote FOR. Otherwise, vote against. B1 If you are an Interest Holder as None Against Management defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. B2 If you are a Senior Officer as defined None Against Management in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. B3 If you are an Institutional Investor None For Management as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. -------------------------------------------------------------------------------- MIZRAHI TEFAHOT BANK LTD. Ticker: MZTF Security ID: M7031A135 Meeting Date: DEC 18, 2019 Meeting Type: Annual Record Date: NOV 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Discuss Financial Statements and the None None Management Report of the Board 2.1 Reelect Moshe Vidman as Director For For Management 2.2 Reelect Ron Gazit as Director For For Management 2.3 Reelect Jonathan Kaplan as Director For For Management 2.4 Reelect Avraham Zeldman as Director For Against Management 2.5 Reelect Ilan Kremer as Director For For Management 2.6 Reelect Eli Alroy as Director For For Management 3 Reappoint Brightman, Almagor, Zohar & For For Management Co. as Auditors. Report on Fees Paid to the Auditor for 2018 4 Approve Amended Compensation Policy For For Management for the Directors and Officers of the Company 5 Approve Amended Employment Terms of For For Management Eldad Fresher, CEO A Vote FOR if you are a controlling None Against Management shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager B1 If you are an Interest Holder as None Against Management defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. B2 If you are a Senior Officer as defined None Against Management in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. B3 If you are an Institutional Investor None For Management as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. -------------------------------------------------------------------------------- MIZRAHI TEFAHOT BANK LTD. Ticker: MZTF Security ID: M7031A135 Meeting Date: MAR 25, 2020 Meeting Type: Special Record Date: FEB 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Liability Insurance Policy to For For Management Directors/Officers Including Bank's Primary Internal Auditor A Vote FOR if you are a controlling None Against Management shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager B1 If you are an Interest Holder as None Against Management defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. B2 If you are a Senior Officer as defined None Against Management in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. B3 If you are an Institutional Investor None For Management as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. -------------------------------------------------------------------------------- MOCHIDA PHARMACEUTICAL CO., LTD. Ticker: 4534 Security ID: J46152104 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 40 2.1 Elect Director Mochida, Naoyuki For For Management 2.2 Elect Director Sakata, Chu For For Management 2.3 Elect Director Sagisaka, Keiichi For For Management 2.4 Elect Director Kono, Yoichi For For Management 2.5 Elect Director Sakaki, Junichi For For Management 2.6 Elect Director Mizuguchi, Kiyoshi For For Management 2.7 Elect Director Kawakami, Yutaka For For Management 2.8 Elect Director Hashimoto, Yoshiharu For For Management 2.9 Elect Director Kugisawa, Tomo For For Management 2.10 Elect Director Sogawa, Hirokuni For For Management 3 Appoint Statutory Auditor Wagai, For For Management Kyosuke -------------------------------------------------------------------------------- MONCLER SPA Ticker: MONC Security ID: T6730E110 Meeting Date: JUN 11, 2020 Meeting Type: Annual/Special Record Date: JUN 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Accept Financial Statements and For For Management Statutory Reports 1.2 Approve Allocation of Income For For Management 2.1 Approve Remuneration Policy For For Management 2.2 Approve Second Section of the For For Management Remuneration Report 3.1.1 Slate Submitted by Ruffini None For Shareholder Partecipazioni Srl 3.1.2 Slate Submitted by Institutional None Against Shareholder Investors (Assogestioni) 3.2 Appoint Chairman of Internal Statutory None For Shareholder Auditors 3.3 Approve Internal Auditors' Remuneration None For Shareholder 4 Approve 2020 Performance Shares Plan For For Management 5 Authorize Share Repurchase Program and For For Management Reissuance of Repurchased Shares 1 Authorize Board to Increase Capital to For For Management Service 2020 Performance Shares Plan A Deliberations on Possible Legal Action None Against Management Against Directors if Presented by Shareholders -------------------------------------------------------------------------------- MONDI PLC Ticker: MNDI Security ID: G6258S107 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAY 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Policy For For Management 3 Approve Remuneration Report For For Management 4 Approve Final Dividend For Abstain Management 5 Elect Enoch Godongwana as Director For For Management 6 Elect Philip Yea as Director For For Management 7 Re-elect Tanya Fratto as Director For For Management 8 Re-elect Stephen Harris as Director For For Management 9 Re-elect Andrew King as Director For For Management 10 Re-elect Dominique Reiniche as Director For For Management 11 Re-elect Stephen Young as Director For For Management 12 Reappoint PricewaterhouseCoopers LLP For For Management as Auditors 13 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 14 Authorise Issue of Equity For For Management 15 Authorise Issue of Equity without For For Management Pre-emptive Rights 16 Authorise Market Purchase of Ordinary For For Management Shares 17 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- MORINAGA & CO., LTD. Ticker: 2201 Security ID: J46367108 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 72 2 Amend Articles to Remove Provisions on For For Management Takeover Defense - Remove All Provisions on Advisory Positions - Recognize Validity of Board Resolutions in Written or Electronic Format 3.1 Elect Director Ota, Eijiro For For Management 3.2 Elect Director Miyai, Machiko For For Management 3.3 Elect Director Hirakue, Takashi For For Management 3.4 Elect Director Uchiyama, Shinichi For For Management 3.5 Elect Director Sakai, Toshiyuki For For Management 3.6 Elect Director Mori, Shinya For For Management 3.7 Elect Director Fujii, Daisuke For For Management 3.8 Elect Director Takano, Shiho For For Management 3.9 Elect Director Eto, Naomi For For Management 3.10 Elect Director Hoshi, Shuichi For For Management 4 Appoint Statutory Auditor Sakaguchi, For For Management Koichi -------------------------------------------------------------------------------- MORINAGA MILK INDUSTRY CO., LTD. Ticker: 2264 Security ID: J46410114 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 60 2.1 Elect Director Miyahara, Michio For For Management 2.2 Elect Director Okawa, Teiichiro For For Management 2.3 Elect Director Onuki, Yoichi For For Management 2.4 Elect Director Minato, Tsuyoshi For For Management 2.5 Elect Director Kusano, Shigemi For For Management 2.6 Elect Director Ohara, Kenichi For For Management 2.7 Elect Director Kawakami, Shoji For For Management 2.8 Elect Director Yoneda, Takatomo For For Management 2.9 Elect Director Tominaga, Yukari For For Management 3.1 Appoint Statutory Auditor Saito, For For Management Mitsumasa 3.2 Appoint Statutory Auditor Ikaga, For For Management Masahiko 4 Appoint Alternate Statutory Auditor For For Management Fujiwara, Hiroshi -------------------------------------------------------------------------------- MOWI ASA Ticker: MOWI Security ID: R4S04H101 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Chairman of Meeting; Designate For Did Not Vote Management Inspector(s) of Minutes of Meeting 2 Approve Notice of Meeting and Agenda For Did Not Vote Management 3 Receive Briefing on the Business None None Management 4 Accept Financial Statements and For Did Not Vote Management Statutory Reports; Approve Allocation of Income 5 Discuss Company's Corporate Governance None None Management Statement 6 Approve Remuneration Policy And Other For Did Not Vote Management Terms of Employment For Executive Management 7 Approval of the Guidelines for For Did Not Vote Management Allocation of Options 8 Approve Remuneration of Directors in For Did Not Vote Management the Amount of NOK 1.2 Million for Chair, NOK 675,000 for Vice Chair and NOK 500,000 for Other Directors; Approve Remuneration for Audit Committee 9 Approve Remuneration of Nomination For Did Not Vote Management Committee 10 Approve Remuneration of Auditors For Did Not Vote Management 11a Elect Alf-Helge Aarskog (Vice Chair) For Did Not Vote Management as New Director 11b Elect Bjarne Tellmann as New Director For Did Not Vote Management 11c Elect Solveig Strand as New Director For Did Not Vote Management 11d Reelect Cecilie Fredriksen as Director For Did Not Vote Management 12 Elect Anne Lise Ellingsen Gryte as New For Did Not Vote Management Member and Chair of Nominating Committee 13 Authorize Board to Distribute Dividends For Did Not Vote Management 14 Authorize Share Repurchase Program and For Did Not Vote Management Reissuance of Repurchased Shares 15a Approve Creation of NOK 387.8 Million For Did Not Vote Management Pool of Capital without Preemptive Rights 15b Authorize Issuance of Convertible For Did Not Vote Management Bonds without Preemptive Rights up to Aggregate Nominal Amount of NOK 3.2 Billion; Approve Creation of NOK 387.8 Million Pool of Capital to Guarantee Conversion Rights 16 Approval of an Application to be For Did Not Vote Management Exempt from the Obligation to Establish a Corporate Assembly -------------------------------------------------------------------------------- MS&AD INSURANCE GROUP HOLDINGS, INC. Ticker: 8725 Security ID: J4687C105 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 75 2.1 Elect Director Karasawa, Yasuyoshi For For Management 2.2 Elect Director Kanasugi, Yasuzo For For Management 2.3 Elect Director Hara, Noriyuki For For Management 2.4 Elect Director Higuchi, Tetsuji For For Management 2.5 Elect Director Tamura, Satoru For For Management 2.6 Elect Director Fukuda, Masahito For For Management 2.7 Elect Director Suzuki, Hisahito For For Management 2.8 Elect Director Bando, Mariko For For Management 2.9 Elect Director Arima, Akira For For Management 2.10 Elect Director Ikeo, Kazuhito For For Management 2.11 Elect Director Tobimatsu, Junichi For For Management 2.12 Elect Director Rochelle Kopp For For Management 3 Appoint Statutory Auditor Chiyoda, For For Management Kunio -------------------------------------------------------------------------------- MTR CORPORATION LIMITED Ticker: 66 Security ID: Y6146T101 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Andrew Clifford Winawer Brandler For For Management as Director 3b Elect Pamela Chan Wong Shui as Director For For Management 3c Elect Dorothy Chan Yuen Tak-fai as For For Management Director 3d Elect Johannes Zhou Yuan as Director For For Management 4 Elect Bunny Chan Chung-bun as Director For For Management 5 Approve KPMG as Auditors and Authorize For For Management Board to Fix Their Remuneration 6 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 7 Authorize Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- MUENCHENER RUECKVERSICHERUNGS-GESELLSCHAFT AG Ticker: MUV2 Security ID: D55535104 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 9.80 per Share 3 Approve Discharge of Management Board For For Management for Fiscal 2019 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2019 5 Elect Carsten Spohr to the Supervisory For For Management Board 6 Authorize Share Repurchase Program and For For Management Reissuance or Cancellation of Repurchased Shares 7 Approve Issuance of Warrants/Bonds For For Management with Warrants Attached/Convertible Bonds with Partial Exclusion of Preemptive Rights up to Aggregate Nominal Amount of EUR 5 Billion; Approve Creation of EUR 117 Million Pool of Capital to Guarantee Conversion Rights 8.1 Amend Articles Re: Editorial Changes For For Management 8.2 Amend Articles Re: Editorial Changes For For Management 8.3 Amend Articles Re: Editorial Changes For For Management 8.4 Amend Articles Re: Editorial Changes For For Management 8.5 Amend Articles Re: Editorial Changes For For Management 8.6 Amend Articles Re: Editorial Changes For For Management 8.7 Amend Articles Re: Editorial Changes For For Management 8.8 Amend Articles Re: Editorial Changes For For Management 8.9 Amend Articles Re: Editorial Changes For For Management 8.10 Amend Articles Re: Editorial Changes For For Management -------------------------------------------------------------------------------- MURATA MANUFACTURING CO. LTD. Ticker: 6981 Security ID: J46840104 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 50 2.1 Elect Director Murata, Tsuneo For Abstain Management 2.2 Elect Director Nakajima, Norio For Abstain Management 2.3 Elect Director Iwatsubo, Hiroshi For Abstain Management 2.4 Elect Director Takemura, Yoshito For Abstain Management 2.5 Elect Director Ishitani, Masahiro For Abstain Management 2.6 Elect Director Miyamoto, Ryuji For Abstain Management 2.7 Elect Director Minamide, Masanori For Abstain Management 2.8 Elect Director Shigematsu, Takashi For For Management 2.9 Elect Director Yasuda, Yuko For For Management 3.1 Elect Director and Audit Committee For Abstain Management Member Ozawa, Yoshiro 3.2 Elect Director and Audit Committee For For Management Member Kambayashi, Hiyo 3.3 Elect Director and Audit Committee For Abstain Management Member Yamamoto, Takatoshi 3.4 Elect Director and Audit Committee For For Management Member Munakata, Naoko -------------------------------------------------------------------------------- NABTESCO CORP. Ticker: 6268 Security ID: J4707Q100 Meeting Date: MAR 24, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 37 2.1 Elect Director Teramoto, Katsuhiro For For Management 2.2 Elect Director Juman, Shinji For For Management 2.3 Elect Director Hakoda, Daisuke For For Management 2.4 Elect Director Akita, Toshiaki For For Management 2.5 Elect Director Naoki, Shigeru For For Management 2.6 Elect Director Kimura, Kazumasa For For Management 2.7 Elect Director Fujiwara, Yutaka For For Management 2.8 Elect Director Uchida, Norio For For Management 2.9 Elect Director Iizuka, Mari For For Management 2.10 Elect Director Mizukoshi, Naoko For For Management 3.1 Appoint Statutory Auditor Shimizu, Isao For For Management 3.2 Appoint Statutory Auditor Sasaki, Zenzo For For Management 3.3 Appoint Statutory Auditor Nagasaka, For For Management Takemi -------------------------------------------------------------------------------- NAGACORP LTD. Ticker: 3918 Security ID: G6382M109 Meeting Date: AUG 08, 2019 Meeting Type: Special Record Date: AUG 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guaranteed Maximum Sum Design, For For Management Build Agreement and Related Transactions 2 Approve Subscription Agreement and For For Management Related Transactions -------------------------------------------------------------------------------- NAGACORP LTD. Ticker: 3918 Security ID: G6382M109 Meeting Date: APR 24, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3.1 Elect Timothy Patrick McNally as For For Management Director 3.2 Elect Philip Lee Wai Tuck as Director For For Management 4 Elect Lim Mun Kee as Director For For Management 5 Authorize Board to Fix Remuneration of For For Management Directors 6 Approve BDO Limited as Auditors and For For Management Authorize Board to Fix Their Remuneration 7A Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7B Authorize Repurchase of Issued Share For For Management Capital 7C Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- NAGASE & CO., LTD. Ticker: 8012 Security ID: J47270103 Meeting Date: JUN 22, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 22 2.1 Elect Director Nagase, Hiroshi For For Management 2.2 Elect Director Nagase, Reiji For For Management 2.3 Elect Director Asakura, Kenji For For Management 2.4 Elect Director Wakabayashi, Ichiro For For Management 2.5 Elect Director Ikemoto, Masaya For For Management 2.6 Elect Director Kemori, Nobumasa For For Management 2.7 Elect Director Ijichi, Takahiko For For Management 2.8 Elect Director Nonomiya, Ritsuko For For Management 3 Appoint Statutory Auditor Shirafuji, For Against Management Nobuyuki 4 Appoint Alternate Statutory Auditor For For Management Miyaji, Hidekado 5 Approve Compensation Ceiling for For For Management Directors -------------------------------------------------------------------------------- NAGOYA RAILROAD CO., LTD. Ticker: 9048 Security ID: J47399118 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 25 2 Elect Director Naito, Hiroyasu For For Management 3.1 Appoint Statutory Auditor Iwagaya, For For Management Mitsuharu 3.2 Appoint Statutory Auditor Mita, Toshio For For Management 3.3 Appoint Statutory Auditor Sassa, Kazuo For Against Management 3.4 Appoint Statutory Auditor Matsushita, For For Management Akira -------------------------------------------------------------------------------- NANKAI ELECTRIC RAILWAY CO., LTD. Ticker: 9044 Security ID: J48431134 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 17.5 2.1 Elect Director Achikita, Teruhiko For For Management 2.2 Elect Director Takagi, Toshiyuki For For Management 2.3 Elect Director Ashibe, Naoto For For Management 2.4 Elect Director Uraji, Koyo For For Management 2.5 Elect Director Kajitani, Satoshi For For Management 2.6 Elect Director Sono, Kiyoshi For For Management 2.7 Elect Director Tsunekage, Hitoshi For For Management 2.8 Elect Director Koezuka, Miharu For For Management 3.1 Appoint Statutory Auditor Urai, Keiji For For Management 3.2 Appoint Statutory Auditor Arao, Kozo For For Management 3.3 Appoint Statutory Auditor Kunibe, For Against Management Takeshi -------------------------------------------------------------------------------- NATIONAL AUSTRALIA BANK LIMITED Ticker: NAB Security ID: Q65336119 Meeting Date: DEC 18, 2019 Meeting Type: Annual Record Date: DEC 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 2 Approve Remuneration Report For For Management 3 Approve the Spill Resolution Against Against Management 4a Elect Philip Chronican as Director For For Management 4b Elect Douglas McKay as Director For For Management 4c Elect Kathryn Fagg as Director For For Management 5a Approve Selective Capital Reduction of For For Management Convertible Preference Shares Under the CPS II Terms 5b Approve Selective Capital Reduction of For For Management Convertible Preference Shares Outside the CPS II Terms 6a Approve the Amendments to the Against Against Shareholder Company's Constitution 6b Approve Transition Planning Disclosure Against Against Shareholder 7 Approve Lobbying Inconsistent with the Against Against Shareholder Goals of the Paris Agreement -------------------------------------------------------------------------------- NATIONAL BANK OF CANADA Ticker: NA Security ID: 633067103 Meeting Date: APR 24, 2020 Meeting Type: Annual Record Date: FEB 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Raymond Bachand For For Management 1.2 Elect Director Maryse Bertrand For For Management 1.3 Elect Director Pierre Blouin For For Management 1.4 Elect Director Pierre Boivin For For Management 1.5 Elect Director Manon Brouillette For For Management 1.6 Elect Director Yvon Charest For For Management 1.7 Elect Director Patricia Curadeau-Grou For For Management 1.8 Elect Director Jean Houde For For Management 1.9 Elect Director Karen Kinsley For For Management 1.10 Elect Director Rebecca McKillican For For Management 1.11 Elect Director Robert Pare For For Management 1.12 Elect Director Lino A. Saputo, Jr. For For Management 1.13 Elect Director Andree Savoie For For Management 1.14 Elect Director Pierre Thabet For For Management 1.15 Elect Director Louis Vachon For For Management 2 Advisory Vote on Executive For For Management Compensation Approach 3 Ratify Deloitte LLP as Auditors For For Management 4 SP 1: Disclosure of the Equity Ratio Against Against Shareholder Used by the Compensation Committee -------------------------------------------------------------------------------- NATIONAL GRID PLC Ticker: NG Security ID: G6S9A7120 Meeting Date: JUL 29, 2019 Meeting Type: Annual Record Date: JUL 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Re-elect Sir Peter Gershon as Director For For Management 4 Re-elect John Pettigrew as Director For For Management 5 Elect Andy Agg as Director For For Management 6 Re-elect Dean Seavers as Director For For Management 7 Re-elect Nicola Shaw as Director For For Management 8 Re-elect Jonathan Dawson as Director For For Management 9 Re-elect Therese Esperdy as Director For For Management 10 Re-elect Paul Golby as Director For For Management 11 Re-elect Amanda Mesler as Director For For Management 12 Elect Earl Shipp as Director For For Management 13 Elect Jonathan Silver as Director For For Management 14 Re-elect Mark Williamson as Director For For Management 15 Reappoint Deloitte LLP as Auditors For For Management 16 Authorise Board to Fix Remuneration of For For Management Auditors 17 Approve Remuneration Policy For For Management 18 Approve Remuneration Report For For Management 19 Authorise EU Political Donations and For For Management Expenditure 20 Authorise Issue of Equity For For Management 21 Approve Scrip Dividend Scheme For For Management 22 Authorise Directors to Capitalise the For For Management Appropriate Nominal Amounts of New Shares of the Company Allotted Pursuant to the Company's Scrip Dividend Scheme 23 Authorise Issue of Equity without For For Management Pre-emptive Rights 24 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 25 Authorise Market Purchase of Ordinary For For Management Shares 26 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- NATURGY ENERGY GROUP SA Ticker: NTGY Security ID: E7S90S109 Meeting Date: MAY 26, 2020 Meeting Type: Annual Record Date: MAY 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Standalone Financial Statements For For Management 2 Approve Consolidated Financial For For Management Statements 3 Approve Consolidated Non-Financial For For Management Information Statement 4 Approve Transfer of Goodwill Reserves For For Management to Voluntary Reserves 5 Approve Discharge of Board For For Management 6.1 Reelect Helena Herrero Starkie as For Against Management Director 6.2 Reelect Marcelino Armenter Vidal as For Against Management Director 6.3 Reelect Rajaram Rao as Director For Against Management 6.4 Ratify Appointment of and Elect Rioja For Against Management S.a.r.l. as Director 6.5 Ratify Appointment of and Elect Isabel For Against Management Estape Tous as Director 6.6 Ratify Appointment of and Elect Lucy For Against Management Chadwick as Director 7 Approve Allocation of Income and For For Management Dividends 8 Authorize Share Repurchase and Capital For For Management Reduction via Amortization of Repurchased Shares 9 Approve Remuneration Policy For For Management 10 Advisory Vote on Remuneration Report For Against Management 11 Authorize Company to Call EGM with 15 For For Management Days' Notice 12.1 Amend Article 6 Section 3 Re: General For For Management Meeting 12.2 Amend Article 6 Section 2 Re: General For For Management Meeting 13.1 Amend Article 8 of General Meeting For For Management Regulations 13.2 Add Article 13 of General Meeting For For Management Regulations 14 Receive Amendments to Board of None None Management Directors Regulations 15 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- NAVER CORP. Ticker: 035420 Security ID: Y62579100 Meeting Date: SEP 20, 2019 Meeting Type: Special Record Date: AUG 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Spin-Off Agreement For For Management -------------------------------------------------------------------------------- NAVER CORP. Ticker: 035420 Security ID: Y62579100 Meeting Date: MAR 27, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Elect Han Seong-sook as Inside Director For For Management 4 Elect Byeon Dae-gyu as Non-Independent For For Management Non-Executive Director 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 6 Approve Stock Option Grants For For Management 7 Approve Stock Option Grants For For Management -------------------------------------------------------------------------------- NCSOFT CORP. Ticker: 036570 Security ID: Y6258Y104 Meeting Date: MAR 25, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Jo Gook-hyeon as Outside Director For For Management 2.2 Elect Choi Young-ju as Outside Director For For Management 3 Elect Jo Gook-hyeon as a Member of For For Management Audit Committee 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- NEC CORP. Ticker: 6701 Security ID: J48818207 Meeting Date: JUN 22, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Endo, Nobuhiro For For Management 1.2 Elect Director Niino, Takashi For For Management 1.3 Elect Director Morita, Takayuki For For Management 1.4 Elect Director Ishiguro, Norihiko For For Management 1.5 Elect Director Matsukura, Hajime For For Management 1.6 Elect Director Nishihara, Moto For For Management 1.7 Elect Director Seto, Kaoru For For Management 1.8 Elect Director Iki, Noriko For For Management 1.9 Elect Director Ito, Masatoshi For For Management 1.10 Elect Director Nakamura, Kuniharu For For Management 1.11 Elect Director Ota, Jun For For Management 2 Appoint Statutory Auditor Nitta, Masami For For Management -------------------------------------------------------------------------------- NEMETSCHEK SE Ticker: NEM Security ID: D56134105 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: JUN 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 0.28 per Share 3 Approve Discharge of Management Board For For Management for Fiscal 2019 4.1 Approve Discharge of Supervisory Board For For Management Member Kurt Dobitsch for Fiscal 2019 4.2 Approve Discharge of Supervisory Board For For Management Member Georg Nemetschek for Fiscal 2019 4.3 Approve Discharge of Supervisory Board For For Management Member Ruediger Herzog for Fiscal 2019 4.4 Approve Discharge of Supervisory Board For For Management Member Bill Krouch for Fiscal 2019 5 Ratify Ernst & Young GmbH as Auditors For Against Management for Fiscal 2020 6 Amend Articles Re: Online Participation For For Management -------------------------------------------------------------------------------- NESTE CORP. Ticker: NESTE Security ID: X5688A109 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: MAY 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Call the Meeting to Order None None Management 3 Designate Inspector or Shareholder For For Management Representative(s) of Minutes of Meeting 4 Acknowledge Proper Convening of Meeting For For Management 5 Prepare and Approve List of For For Management Shareholders 6 Receive Financial Statements and None None Management Statutory Reports; Receive Board's Report; Receive Auditor's Report 7 Accept Financial Statements and For For Management Statutory Reports 8 Approve Allocation of Income and For For Management Dividends of EUR 0.46 Per Share 9 Approve Discharge of Board and For For Management President 10 Approve Remuneration Policy And Other For For Management Terms of Employment For Executive Management 11 Approve Remuneration of Directors in None For Shareholder the Amount of EUR 67,900 for Chairman, EUR 49,600 for Vice Chairman, and EUR 35,700 for Other Directors; Approve Remuneration for Committee Work; Approve Meeting Fees 12 Fix Number of Directors at Eight For For Management 13 Reelect Matti Kahkonen (Chair), Sonat For For Management Burman Olsson, Martina Floel, Jean-Baptiste Renard, Jari Rosendal and Marco Wiren (Vice Chair) as Directors; Elect Nick Elmslie and Johanna Soderstrom as New Directors 14 Approve Remuneration of Auditors For Against Management 15 Ratify PricewaterhouseCoopers as For Against Management Auditors 16 Authorize Share Repurchase Program For For Management 17 Approve Issuance of up to 23 Million For For Management Shares without Preemptive Rights 18 Close Meeting None None Management -------------------------------------------------------------------------------- NESTLE SA Ticker: NESN Security ID: H57312649 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1.1 Accept Financial Statements and For For Management Statutory Reports 1.2 Approve Remuneration Report For For Management 2 Approve Discharge of Board and Senior For For Management Management 3 Approve Allocation of Income and For For Management Dividends of CHF 2.70 per Share 4.1.a Reelect Paul Bulcke as Director and For Against Management Board Chairman 4.1.b Reelect Ulf Schneider as Director For For Management 4.1.c Reelect Henri de Castries as Director For Against Management 4.1.d Reelect Renato Fassbind as Director For Against Management 4.1.e Reelect Ann Veneman as Director For Against Management 4.1.f Reelect Eva Cheng as Director For Against Management 4.1.g Reelect Patrick Aebischer as Director For Against Management 4.1.h Reelect Ursula Burns as Director For Against Management 4.1.i Reelect Kasper Rorsted as Director For Against Management 4.1.j Reelect Pablo Isla as Director For Against Management 4.1.k Reelect Kimberly Ross as Director For Against Management 4.1.l Reelect Dick Boer as Director For Against Management 4.1.m Reelect Dinesh Paliwal as Director For Against Management 4.2 Elect Hanne Jimenez de Mora as Director For For Management 4.3.1 Appoint Patrick Aebischer as Member of For Against Management the Compensation Committee 4.3.2 Appoint Ursula Burns as Member of the For Against Management Compensation Committee 4.3.3 Appoint Pablo Isla as Member of the For Against Management Compensation Committee 4.3.4 Appoint Dick Boer as Member of the For Against Management Compensation Committee 4.4 Ratify Ernst & Young AG as Auditors For For Management 4.5 Designate Hartmann Dreyer as For For Management Independent Proxy 5.1 Approve Remuneration of Directors in For For Management the Amount of CHF 10 Million 5.2 Approve Remuneration of Executive For For Management Committee in the Amount of CHF 55 Million 6 Approve CHF 9.5 Million Reduction in For For Management Share Capital via Cancellation of Repurchased Shares 7 Transact Other Business (Voting) Against Against Management -------------------------------------------------------------------------------- NEW WORLD DEVELOPMENT CO. LTD. Ticker: 17 Security ID: Y63084126 Meeting Date: NOV 19, 2019 Meeting Type: Annual Record Date: NOV 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Cheng Chi-Kong Adrian as Director For For Management 3b Elect Yeung Ping-Leung, Howard as For Against Management Director 3c Elect Ho Hau-Hay, Hamilton as Director For For Management 3d Elect Lee Luen-Wai, John as Director For For Management 3e Elect Cheng Chi-Heng as Director For For Management 3f Elect Au Tak-Cheong as Director For For Management 3g Authorize Board to Fix Remuneration of For For Management Directors 4 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Issued Share For For Management Capital 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Approve Grant of Options Under the For Against Management Share Option Scheme -------------------------------------------------------------------------------- NEW WORLD DEVELOPMENT CO. LTD. Ticker: 17 Security ID: Y63084126 Meeting Date: JUN 19, 2020 Meeting Type: Special Record Date: JUN 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Share Consolidation For For Management -------------------------------------------------------------------------------- NEW WORLD DEVELOPMENT COMPANY LIMITED Ticker: 17 Security ID: Y63084126 Meeting Date: JUN 19, 2020 Meeting Type: Special Record Date: JUN 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Services Group Master Services For For Management Agreement, Services Group Transactions, Services Group Annual Caps and Related Transactions -------------------------------------------------------------------------------- NEWCREST MINING LTD. Ticker: NCM Security ID: Q6651B114 Meeting Date: NOV 12, 2019 Meeting Type: Annual Record Date: NOV 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 2a Elect Peter Hay as Director For For Management 2b Elect Vickki McFadden as Director For For Management 3a Approve Grant of Performance Rights to For For Management Sandeep Biswas 3b Approve Grant of Performance Rights to For For Management Gerard Bond 4 Approve Remuneration Report For For Management -------------------------------------------------------------------------------- NEXI SPA Ticker: NEXI Security ID: T6S18J104 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: APR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements, For For Management Statutory Reports, and Allocation of Income 2.1 Approve Remuneration Policy For For Management 2.2 Approve Second Section of the For For Management Remuneration Report 3 Elect Director For For Management 4 Authorize Share Repurchase Program and For For Management Reissuance of Repurchased Shares A Deliberations on Possible Legal Action None Against Management Against Directors if Presented by Shareholders -------------------------------------------------------------------------------- NEXI SPA Ticker: NEXI Security ID: T6S18J104 Meeting Date: JUN 29, 2020 Meeting Type: Special Record Date: JUN 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize the Conversion of Bonds "EUR For For Management 500,000,000 1.75 per cent. Equity Linked Bonds due 2027" and Approve Capital Increase without Preemptive Rights to Service the Conversion of Bonds -------------------------------------------------------------------------------- NEXON CO., LTD. Ticker: 3659 Security ID: J4914X104 Meeting Date: MAR 25, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Owen Mahoney For For Management 1.2 Elect Director Uemura, Shiro For For Management 1.3 Elect Director Patrick Soderlund For For Management 2.1 Elect Director and Audit Committee For For Management Member Hongwoo Lee 2.2 Elect Director and Audit Committee For For Management Member Honda, Satoshi 2.3 Elect Director and Audit Committee For For Management Member Kuniya, Shiro 3 Approve Stock Option Plan For For Management -------------------------------------------------------------------------------- NEXT PLC Ticker: NXT Security ID: G6500M106 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Policy For For Management 3 Approve Remuneration Report For For Management 4 Re-elect Jonathan Bewes as Director For For Management 5 Re-elect Tristia Harrison as Director For For Management 6 Re-elect Amanda James as Director For For Management 7 Re-elect Richard Papp as Director For For Management 8 Re-elect Michael Roney as Director For For Management 9 Re-elect Francis Salway as Director For For Management 10 Re-elect Jane Shields as Director For For Management 11 Re-elect Dame Dianne Thompson as For For Management Director 12 Re-elect Lord Wolfson as Director For For Management 13 Reappoint PricewaterhouseCoopers LLP For For Management as Auditors 14 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 15 Amend Long Term Incentive Plan For For Management 16 Approve Share Matching Plan For For Management 17 Approve Sharesave Plan For Against Management 18 Approve Management Share Option Plan For For Management 19 Authorise Issue of Equity For For Management 20 Authorise Issue of Equity without For For Management Pre-emptive Rights 21 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 22 Authorise Market Purchase of Ordinary For For Management Shares 23 Authorise Off-Market Purchase of For For Management Ordinary Shares 24 Approve Increase in Borrowing Powers For For Management 25 Adopt New Articles of Association For For Management 26 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- NGK INSULATORS, LTD. Ticker: 5333 Security ID: J49076110 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 25 2.1 Elect Director Oshima, Taku For For Management 2.2 Elect Director Kanie, Hiroshi For For Management 2.3 Elect Director Niwa, Chiaki For For Management 2.4 Elect Director Sakabe, Susumu For For Management 2.5 Elect Director Iwasaki, Ryohei For For Management 2.6 Elect Director Ishikawa, Shuhei For For Management 2.7 Elect Director Saji, Nobumitsu For For Management 2.8 Elect Director Matsuda, Atsushi For For Management 2.9 Elect Director Kobayashi, Shigeru For For Management 2.10 Elect Director Nanataki, Tsutomu For For Management 2.11 Elect Director Kamano, Hiroyuki For For Management 2.12 Elect Director Hamada, Emiko For For Management 2.13 Elect Director Furukawa, Kazuo For For Management -------------------------------------------------------------------------------- NGK SPARK PLUG CO., LTD. Ticker: 5334 Security ID: J49119100 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Odo, Shinichi For Abstain Management 1.2 Elect Director Kawai, Takeshi For Abstain Management 1.3 Elect Director Matsui, Toru For Abstain Management 1.4 Elect Director Kato, Mikihiko For Abstain Management 1.5 Elect Director Kojima, Takio For Abstain Management 1.6 Elect Director Isobe, Kenji For Abstain Management 1.7 Elect Director Maeda, Hiroyuki For Abstain Management 1.8 Elect Director Otaki, Morihiko For For Management 1.9 Elect Director Yasui, Kanemaru For Abstain Management 1.10 Elect Director Mackenzie Donald For For Management Clugston 1.11 Elect Director Doi, Miwako For For Management 2 Appoint Alternate Statutory Auditor For For Management Ando, Toshihiro -------------------------------------------------------------------------------- NH FOODS LTD. Ticker: 2282 Security ID: J4929Q102 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Hata, Yoshihide For For Management 1.2 Elect Director Kito, Tetsuhiro For For Management 1.3 Elect Director Ikawa, Nobuhisa For For Management 1.4 Elect Director Miyagai, Sadanori For For Management 1.5 Elect Director Kono, Yasuko For For Management 1.6 Elect Director Iwasaki, Atsushi For For Management 1.7 Elect Director Arase, Hideo For For Management 1.8 Elect Director Maeda, Fumio For For Management 2 Approve Trust-Type Equity Compensation For For Management Plan -------------------------------------------------------------------------------- NHK SPRING CO., LTD. Ticker: 5991 Security ID: J49162126 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 5 2.1 Elect Director Tamamura, Kazumi For For Management 2.2 Elect Director Kayamoto, Takashi For For Management 2.3 Elect Director Sugiyama, Toru For For Management 2.4 Elect Director Kammei, Kiyohiko For For Management 2.5 Elect Director Uemura, Kazuhisa For For Management 2.6 Elect Director Sue, Keiichiro For For Management 2.7 Elect Director Tanaka, Katsuko For For Management 2.8 Elect Director Tamakoshi, Hiromi For For Management 3.1 Appoint Statutory Auditor Shimizu, For For Management Kenji 3.2 Appoint Statutory Auditor Ebihara, For For Management Ichiro 3.3 Appoint Statutory Auditor Ashizawa, For For Management Michiko 4 Appoint Alternate Statutory Auditor For For Management Mukai, Nobuaki -------------------------------------------------------------------------------- NIBE INDUSTRIER AB Ticker: NIBE.B Security ID: W57113149 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Chairman of Meeting For Did Not Vote Management 3 Prepare and Approve List of For Did Not Vote Management Shareholders 4 Approve Agenda of Meeting For Did Not Vote Management 5 Designate Inspector(s) of Minutes of For Did Not Vote Management Meeting 6 Acknowledge Proper Convening of Meeting For Did Not Vote Management 7 Receive President's Report None None Management 8 Receive Financial Statements and None None Management Statutory Reports; Receive Auditor's Report on Application of Guidelines for Remuneration for Executive Management 9.a Accept Financial Statements and For Did Not Vote Management Statutory Reports 9.b Approve Allocation of Income For Did Not Vote Management 9.c Approve Discharge of Board and For Did Not Vote Management President 10 Determine Number of Members (6) and For Did Not Vote Management Deputy Members (0) of Board 11 Determine Number of Auditors (1) and For Did Not Vote Management Deputy Auditors (0) 12 Approve Remuneration of Directors in For Did Not Vote Management the Aggregate Amount of SEK 2.5 Million; Approve Remuneration of Auditors 13 Reelect Georg Brunstam, Gerteric For Did Not Vote Management Lindquist, Hans Linnarson (Chair), Anders Palsson and Jenny Sjodahl as Directors; Elect Jenny Larsson as New Director 14 Ratify KPMG as Auditors For Did Not Vote Management 15a Amend Articles of Association Re: For Did Not Vote Management Participation at General Meeting 15b Amend Articles Re: Post-Transfer None Did Not Vote Shareholder Acquisition Right of Class A Shares 16 Approve Issuance of Class B Shares up For Did Not Vote Management to 10 Percent of Issued Shares without Preemptive Rights 17 Approve Remuneration Policy And Other For Did Not Vote Management Terms of Employment For Executive Management 18 Close Meeting None None Management -------------------------------------------------------------------------------- NICE LTD. (ISRAEL) Ticker: NICE Security ID: M7494X101 Meeting Date: SEP 18, 2019 Meeting Type: Annual Record Date: AUG 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Reelect David Kostman as Director For For Management 1.2 Reelect Rimon Ben-Shaoul as Director For For Management 1.3 Reelect Yehoshua (Shuki) Ehrlich as For For Management Director 1.4 Reelect Leo Apotheker as Director For For Management 1.5 Reelect Joseph (Joe) Cowan as Director For For Management 2.1 Reelect Dan Falk as External Director For For Management 2.2 Reelect Yocheved Dvir as External For For Management Director 3 Approve Amendments to the Equity-Based For For Management Compensation for Executive 4 Approve Amendments to the Equity-Based For For Management Compensation for Non-Executive Directors 5 Reappoint Kost Forer Gabay & Kasierer For For Management as Auditors and Authorize Board to Fix Their Remuneration 6 Discuss Financial Statements and the None None Management Report of the Board for 2016 A Vote FOR if you are a controlling None Against Management shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager B1 If you are an Interest Holder as None Against Management defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. B2 If you are a Senior Officer as defined None Against Management in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. B3 If you are an Institutional Investor None For Management as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. -------------------------------------------------------------------------------- NICHIREI CORP. Ticker: 2871 Security ID: J49764145 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 21 2.1 Elect Director Otani, Kunio For For Management 2.2 Elect Director Okushi, Kenya For For Management 2.3 Elect Director Taguchi, Takumi For For Management 2.4 Elect Director Kaneko, Yoshifumi For For Management 2.5 Elect Director Kawasaki, Junji For For Management 2.6 Elect Director Umezawa, Kazuhiko For For Management 2.7 Elect Director Takenaga, Masahiko For For Management 2.8 Elect Director Uzawa, Shizuka For For Management 2.9 Elect Director Wanibuchi, Mieko For For Management 2.10 Elect Director Shoji, Kuniko For For Management 3.1 Appoint Statutory Auditor Asahina, For For Management Kiyoshi 3.2 Appoint Statutory Auditor Kiyota, For Against Management Muneaki -------------------------------------------------------------------------------- NIDEC CORP. Ticker: 6594 Security ID: J52968104 Meeting Date: JUN 17, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles to Adopt Board For For Management Structure with Audit Committee - Amend Provisions on Number of Directors - Authorize Directors to Execute Day to Day Operations without Full Board Approval - Indemnify Directors 2.1 Elect Director Nagamori, Shigenobu For For Management 2.2 Elect Director Seki, Jun For For Management 2.3 Elect Director Sato, Teiichi For For Management 2.4 Elect Director Shimizu, Osamu For For Management 3.1 Elect Director and Audit Committee For For Management Member Murakami, Kazuya 3.2 Elect Director and Audit Committee For For Management Member Ochiai, Hiroyuki 3.3 Elect Director and Audit Committee For For Management Member Nakane, Takeshi 3.4 Elect Director and Audit Committee For For Management Member Yamada, Aya 3.5 Elect Director and Audit Committee For For Management Member Sakai, Takako 4 Elect Alternate Director and Audit For For Management Committee Member Watanabe, Junko 5 Approve Compensation Ceiling for For For Management Directors Who Are Not Audit Committee Members 6 Approve Compensation Ceiling for For For Management Directors Who Are Audit Committee Members 7 Approve Trust-Type Equity Compensation For For Management Plan -------------------------------------------------------------------------------- NIFCO, INC. Ticker: 7988 Security ID: 654101104 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 31 2.1 Elect Director Yamamoto, Toshiyuki For For Management 2.2 Elect Director Shibao, Masaharu For For Management 2.3 Elect Director Iwasaki, Fukuo For For Management 2.4 Elect Director Yauchi, Toshiki For For Management 2.5 Elect Director Tachikawa, Keiji For For Management 2.6 Elect Director Nonogaki, Yoshiko For For Management 2.7 Elect Director Brian K. Heywood For For Management 3 Appoint Alternate Statutory Auditor For For Management Wakabayashi, Masakazu -------------------------------------------------------------------------------- NIHON KOHDEN CORP. Ticker: 6849 Security ID: J50538115 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 18 2.1 Elect Director Ogino, Hirokazu For For Management 2.2 Elect Director Tamura, Takashi For For Management 2.3 Elect Director Hasegawa, Tadashi For For Management 2.4 Elect Director Yanagihara, Kazuteru For For Management 2.5 Elect Director Hirose, Fumio For For Management 2.6 Elect Director Tanaka, Eiichi For For Management 2.7 Elect Director Yoshitake, Yasuhiro For For Management 2.8 Elect Director Obara, Minoru For For Management 2.9 Elect Director Muraoka, Kanako For For Management 3.1 Elect Director and Audit Committee For For Management Member Ikuta, Kazuhiko 3.2 Elect Director and Audit Committee For For Management Member Kawatsuhara, Shigeru 3.3 Elect Director and Audit Committee For For Management Member Shimizu, Kazuo 4 Elect Alternate Director and Audit For For Management Committee Member Moriwaki, Sumio 5 Approve Restricted Stock Plan For For Management -------------------------------------------------------------------------------- NIHON M&A CENTER INC. Ticker: 2127 Security ID: J50883107 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 15 2.1 Elect Director Wakebayashi, Yasuhiro For For Management 2.2 Elect Director Miyake, Suguru For For Management 2.3 Elect Director Naraki, Takamaro For For Management 2.4 Elect Director Otsuki, Masahiko For For Management 2.5 Elect Director Takeuchi, Naoki For For Management 2.6 Elect Director Watanabe, Tsuneo For For Management 2.7 Elect Director Kumagai, Hideyuki For For Management 2.8 Elect Director Mori, Tokihiko For For Management 2.9 Elect Director Anna Dingley For For Management 2.10 Elect Director Takeuchi, Minako For For Management 3.1 Elect Director and Audit Committee For For Management Member Hirayama, Iwao 3.2 Elect Director and Audit Committee For For Management Member Kinoshita, Naoki 3.3 Elect Director and Audit Committee For For Management Member Yamada, Yoshinori 4 Elect Alternate Director and Audit For For Management Committee Member Shiga, Katsumasa -------------------------------------------------------------------------------- NIHON UNISYS, LTD. Ticker: 8056 Security ID: J51097103 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 37.5 2.1 Elect Director Hiraoka, Akiyoshi For For Management 2.2 Elect Director Saito, Noboru For For Management 2.3 Elect Director Katsuya, Koji For For Management 2.4 Elect Director Nagai, Kazuo For For Management 2.5 Elect Director Sugimoto, Toshiki For For Management 2.6 Elect Director Kawada, Go For For Management 2.7 Elect Director Sonoda, Ayako For For Management 2.8 Elect Director Sato, Chie For For Management 3 Appoint Statutory Auditor Teranishi, For For Management Yuji 4 Approve Deep Discount Stock Option Plan For For Management -------------------------------------------------------------------------------- NIKON CORP. Ticker: 7731 Security ID: 654111103 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 10 2.1 Elect Director Ushida, Kazuo For For Management 2.2 Elect Director Umatate, Toshikazu For For Management 2.3 Elect Director Odajima, Takumi For For Management 2.4 Elect Director Tokunari, Muneaki For For Management 2.5 Elect Director Negishi, Akio For For Management 2.6 Elect Director Murayama, Shigeru For For Management 3.1 Elect Director and Audit Committee For For Management Member Tsurumi, Atsushi 3.2 Elect Director and Audit Committee For Against Management Member Ishihara, Kunio 3.3 Elect Director and Audit Committee For For Management Member Hiruta, Shiro 3.4 Elect Director and Audit Committee For For Management Member Yamagami, Asako -------------------------------------------------------------------------------- NIPPO CORP. Ticker: 1881 Security ID: J5192P101 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 60 2.1 Elect Director Iwata, Hiromi For Against Management 2.2 Elect Director Yoshikawa, Yoshikazu For Against Management 2.3 Elect Director Arishige, Satoshi For For Management 2.4 Elect Director Miyazaki, Masahiro For For Management 2.5 Elect Director Hashimoto, Yuji For For Management 2.6 Elect Director Numajiri, Osamu For For Management 2.7 Elect Director Kimura, Tsutomu For For Management 2.8 Elect Director Ueda, Muneaki For For Management 2.9 Elect Director Kashihara, Takashi For For Management 3 Appoint Statutory Auditor Ito, For For Management Shoichiro -------------------------------------------------------------------------------- NIPPON ELECTRIC GLASS CO., LTD. Ticker: 5214 Security ID: J53247110 Meeting Date: MAR 27, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 50 2.1 Elect Director Arioka, Masayuki For Against Management 2.2 Elect Director Matsumoto, Motoharu For Against Management 2.3 Elect Director Takeuchi, Hirokazu For For Management 2.4 Elect Director Saeki, Akihisa For For Management 2.5 Elect Director Tsuda, Koichi For For Management 2.6 Elect Director Yamazaki, Hiroki For For Management 2.7 Elect Director Mori, Shuichi For For Management 2.8 Elect Director Urade, Reiko For For Management 2.9 Elect Director Ito, Hiroyuki For For Management 3 Appoint Alternate Statutory Auditor For For Management Watanabe, Toru -------------------------------------------------------------------------------- NIPPON EXPRESS CO., LTD. Ticker: 9062 Security ID: ADPV45415 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 80 2.1 Elect Director Watanabe, Kenji For For Management 2.2 Elect Director Saito, Mitsuru For For Management 2.3 Elect Director Ishii, Takaaki For For Management 2.4 Elect Director Akita, Susumu For For Management 2.5 Elect Director Horikiri, Satoshi For For Management 2.6 Elect Director Masuda, Takashi For For Management 2.7 Elect Director Sugiyama, Masahiro For For Management 2.8 Elect Director Nakayama, Shigeo For For Management 2.9 Elect Director Yasuoka, Sadako For For Management 3.1 Appoint Statutory Auditor Arima, For For Management Shigeki 3.2 Appoint Statutory Auditor Nojiri, For Against Management Toshiaki 3.3 Appoint Statutory Auditor Aoki, Yoshio For For Management 4 Approve Annual Bonus For For Management -------------------------------------------------------------------------------- NIPPON KAYAKU CO., LTD. Ticker: 4272 Security ID: J54236112 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 15 2 Amend Articles to Amend Business Lines For For Management 3.1 Elect Director Wakumoto, Atsuhiro For For Management 3.2 Elect Director Tachibana, Yukio For For Management 3.3 Elect Director Shibuya, Tomo For For Management 3.4 Elect Director Oizumi, Masaru For For Management 3.5 Elect Director Mikami, Hiroshi For For Management 3.6 Elect Director Ishida, Yoshitsugu For For Management 3.7 Elect Director Koizumi, Kazuto For For Management 3.8 Elect Director Ota, Yo For For Management 3.9 Elect Director Fujishima, Yasuyuki For For Management 3.10 Elect Director Fusamura, Seiichi For For Management 4.1 Appoint Statutory Auditor Higashi, For Against Management Katsuji 4.2 Appoint Statutory Auditor Osaki, For For Management Yasuhiro -------------------------------------------------------------------------------- NIPPON PAINT HOLDINGS CO., LTD. Ticker: 4612 Security ID: J55053128 Meeting Date: MAR 26, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 23 2 Amend Articles to Adopt Board For For Management Structure with Three Committees - Clarify Director Authority on Shareholder Meetings - Amend Provisions on Director Titles - Clarify Director Authority on Board Meetings - Indemnify Directors 3.1 Elect Director Tanaka, Masaaki For For Management 3.2 Elect Director Goh Hup Jin For For Management 3.3 Elect Director Minami, Manabu For For Management 3.4 Elect Director Hara, Hisashi For For Management 3.5 Elect Director Tsutsui, Takashi For Against Management 3.6 Elect Director Morohoshi, Toshio For For Management 3.7 Elect Director Nakamura, Masayoshi For Against Management 3.8 Elect Director Mitsuhashi, Masataka For For Management 3.9 Elect Director Koezuka, Miharu For For Management -------------------------------------------------------------------------------- NIPPON PAPER INDUSTRIES CO., LTD. Ticker: 3863 Security ID: J28583169 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 30 2.1 Elect Director Manoshiro, Fumio For For Management 2.2 Elect Director Nozawa, Toru For For Management 2.3 Elect Director Yamasaki, Kazufumi For For Management 2.4 Elect Director Utsumi, Akihiro For For Management 2.5 Elect Director Konno, Takeo For For Management 2.6 Elect Director Iizuka, Masanobu For For Management 2.7 Elect Director Fujioka, Makoto For For Management 2.8 Elect Director Hatta, Yoko For For Management 2.9 Elect Director Kunigo, Yutaka For For Management 3 Appoint Statutory Auditor Okuda, For For Management Takafumi 4 Appoint Alternate Statutory Auditor For For Management Otsuka, Akio -------------------------------------------------------------------------------- NIPPON SHINYAKU CO., LTD. Ticker: 4516 Security ID: J55784102 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 43 2.1 Elect Director Maekawa, Shigenobu For For Management 2.2 Elect Director Matsura, Akira For For Management 2.3 Elect Director Sano, Shozo For For Management 2.4 Elect Director Saito, Hitoshi For For Management 2.5 Elect Director Kobayashi, Kenro For For Management 2.6 Elect Director Takaya, Takashi For For Management 2.7 Elect Director Edamitsu, Takanori For For Management 2.8 Elect Director Nakai, Toru For For Management 2.9 Elect Director Sugiura, Yukio For For Management 2.10 Elect Director Sakata, Hitoshi For For Management 2.11 Elect Director Sakurai, Miyuki For For Management 2.12 Elect Director Wada, Yoshinao For For Management 3.1 Appoint Statutory Auditor Kuwabara, For For Management Kenji 3.2 Appoint Statutory Auditor Kondo, For For Management Tsuyoshi -------------------------------------------------------------------------------- NIPPON SHOKUBAI CO., LTD. Ticker: 4114 Security ID: J55806103 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 90 2.1 Elect Director Goto, Yujiro For For Management 2.2 Elect Director Yamada, Koichiro For For Management 2.3 Elect Director Iriguchi, Jiro For For Management 2.4 Elect Director Noda, Kazuhiro For For Management 2.5 Elect Director Takagi, Kuniaki For For Management 2.6 Elect Director Hasebe, Shinji For For Management 2.7 Elect Director Setoguchi, Tetsuo For For Management 2.8 Elect Director Sakurai, Miyuki For For Management 3 Appoint Statutory Auditor Takahashi, For For Management Tsukasa 4 Approve Annual Bonus For For Management -------------------------------------------------------------------------------- NIPPON STEEL CORP. Ticker: 5401 Security ID: J55678106 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles to Adopt Board For For Management Structure with Audit Committee - Amend Provisions on Number of Directors - Authorize Directors to Execute Day to Day Operations without Full Board Approval 2.1 Elect Director Shindo, Kosei For For Management 2.2 Elect Director Hashimoto, Eiji For For Management 2.3 Elect Director Tanimoto, Shinji For For Management 2.4 Elect Director Nakamura, Shinichi For For Management 2.5 Elect Director Miyamoto, Katsuhiro For For Management 2.6 Elect Director Migita, Akio For For Management 2.7 Elect Director Onoyama, Shuhei For For Management 2.8 Elect Director Imai, Tadashi For For Management 2.9 Elect Director Iki, Noriko For For Management 2.10 Elect Director Tomita, Tetsuro For For Management 2.11 Elect Director Kitera, Masato For For Management 3.1 Elect Director and Audit Committee For For Management Member Matsuno, Masato 3.2 Elect Director and Audit Committee For For Management Member Furumoto, Shozo 3.3 Elect Director and Audit Committee For For Management Member Miyoshi, Nobuhiro 3.4 Elect Director and Audit Committee For For Management Member Obayashi, Hiroshi 3.5 Elect Director and Audit Committee For For Management Member Makino, Jiro 3.6 Elect Director and Audit Committee For For Management Member Azuma, Seiichiro 3.7 Elect Director and Audit Committee For For Management Member Yoshikawa, Hiroshi 4 Approve Compensation Ceiling for For For Management Directors Who Are Not Audit Committee Members 5 Approve Compensation Ceiling for For For Management Directors Who Are Audit Committee Members 6 Amend Articles to Change Company Name Against Against Shareholder 7 Amend Articles to Limit Board of Against Against Shareholder Directors to 6 with Equal Number from Each of Two Partners to a 2012 Merger -------------------------------------------------------------------------------- NIPPON TELEGRAPH & TELEPHONE CORP. Ticker: 9432 Security ID: J59396101 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 47.5 2.1 Elect Director Shinohara, Hiromichi For For Management 2.2 Elect Director Sawada, Jun For For Management 2.3 Elect Director Shimada, Akira For For Management 2.4 Elect Director Shibutani, Naoki For For Management 2.5 Elect Director Shirai, Katsuhiko For For Management 2.6 Elect Director Sakakibara, Sadayuki For For Management 2.7 Elect Director Sakamura, Ken For For Management 2.8 Elect Director Takegawa, Keiko For For Management 3 Appoint Statutory Auditor Takahashi, For For Management Kanae -------------------------------------------------------------------------------- NIPPON TELEVISION HOLDINGS, INC. Ticker: 9404 Security ID: J56171101 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 25 2.1 Elect Director Okubo, Yoshio For Against Management 2.2 Elect Director Sugiyama, Yoshikuni For For Management 2.3 Elect Director Kosugi, Yoshinobu For For Management 2.4 Elect Director Ishizawa, Akira For For Management 2.5 Elect Director Ichimoto, Hajime For For Management 2.6 Elect Director Tamai, Tadayuki For For Management 2.7 Elect Director Watanabe, Tsuneo For Against Management 2.8 Elect Director Yamaguchi, Toshikazu For For Management 2.9 Elect Director Imai, Takashi For For Management 2.10 Elect Director Sato, Ken For For Management 2.11 Elect Director Kakizoe, Tadao For For Management 2.12 Elect Director Manago, Yasushi For For Management 3 Appoint Alternate Statutory Auditor For For Management Nose, Yasuhiro -------------------------------------------------------------------------------- NIPPON YUSEN KK Ticker: 9101 Security ID: J56515232 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 20 2 Amend Articles to Amend Business Lines For For Management - Clarify Director Authority on Shareholder Meetings - Clarify Director Authority on Board Meetings 3.1 Elect Director Naito, Tadaaki For For Management 3.2 Elect Director Nagasawa, Hitoshi For For Management 3.3 Elect Director Takahashi, Eiichi For For Management 3.4 Elect Director Harada, Hiroki For For Management 3.5 Elect Director Higurashi, Yutaka For For Management 3.6 Elect Director Katayama, Yoshihiro For For Management 3.7 Elect Director Kuniya, Hiroko For For Management 3.8 Elect Director Tanabe, Eiichi For For Management 4.1 Appoint Statutory Auditor Nakaso, For For Management Hiroshi 4.2 Appoint Statutory Auditor Kuwabara, For For Management Satoko 5 Appoint Alternate Statutory Auditor For Against Management Matsui, Michio -------------------------------------------------------------------------------- NIPRO CORP. Ticker: 8086 Security ID: J56655103 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Sano, Yoshihiko For For Management 1.2 Elect Director Yoshioka, Kiyotaka For For Management 1.3 Elect Director Masuda, Toshiaki For For Management 1.4 Elect Director Kobayashi, Kyoetsu For For Management 1.5 Elect Director Minora, Kimihito For For Management 1.6 Elect Director Yamazaki, Tsuyoshi For For Management 1.7 Elect Director Sano, Kazuhiko For For Management 1.8 Elect Director Nishida, Kenichi For For Management 1.9 Elect Director Oyama, Yasushi For For Management 1.10 Elect Director Yogo, Takehito For For Management 1.11 Elect Director Ueda, Mitsutaka For For Management 1.12 Elect Director Sawada, Yozo For For Management 1.13 Elect Director Nakamura, Hideto For For Management 1.14 Elect Director Kutsukawa, Yasushi For For Management 1.15 Elect Director Ito, Masayuki For For Management 1.16 Elect Director Iwasa, Masanobu For For Management 1.17 Elect Director Akasaki, Itsuo For For Management 1.18 Elect Director Yoshida, Toyoshi For For Management 1.19 Elect Director Fujita, Kenju For For Management 1.20 Elect Director Sudo, Hiroshi For For Management 1.21 Elect Director Yoshida, Hiroshi For For Management 1.22 Elect Director Shirasu, Akio For For Management 1.23 Elect Director Hatakeyama, Koki For For Management 1.24 Elect Director Kai, Toshiya For For Management 1.25 Elect Director Miyazumi, Goichi For For Management 1.26 Elect Director Sadahiro, Kaname For For Management 1.27 Elect Director Tanaka, Yoshiko For For Management 1.28 Elect Director Omizu, Minako For For Management 2 Appoint Alternate Statutory Auditor For For Management Yanagase, Shigeru 3 Approve Trust-Type Equity Compensation For For Management Plan -------------------------------------------------------------------------------- NISHI-NIPPON RAILROAD CO., LTD. Ticker: 9031 Security ID: J56816101 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 17.5 2.1 Elect Director Takeshima, Kazuyuki For For Management 2.2 Elect Director Kuratomi, Sumio For For Management 2.3 Elect Director Hiya, Yuji For For Management 2.4 Elect Director Kitamura, Shinji For For Management 2.5 Elect Director Shimizu, Nobuhiko For For Management 2.6 Elect Director Okaku, Sunao For For Management 2.7 Elect Director Hayashida, Koichi For For Management 2.8 Elect Director Yoshimura, Tatsuya For For Management 2.9 Elect Director Matsufuji, Satoru For For Management 2.10 Elect Director Yoshimatsu, Tamio For For Management 2.11 Elect Director Matsuoka, Kyoko For For Management 3.1 Elect Director and Audit Committee For For Management Member Fujita, Hironobu 3.2 Elect Director and Audit Committee For For Management Member Saishoji, Kiyoshi 3.3 Elect Director and Audit Committee For Against Management Member Shibato, Takashige 3.4 Elect Director and Audit Committee For Against Management Member Kitamura, Madoka 3.5 Elect Director and Audit Committee For Against Management Member Fujii, Ichiro 4 Approve Trust-Type Equity Compensation For For Management Plan -------------------------------------------------------------------------------- NISSAN CHEMICAL CORP. Ticker: 4021 Security ID: J56988108 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 48 2.1 Elect Director Kinoshita, Kojiro For For Management 2.2 Elect Director Miyazaki, Junichi For For Management 2.3 Elect Director Yagi, Shinsuke For For Management 2.4 Elect Director Miyaji, Katsuaki For For Management 2.5 Elect Director Honda, Takashi For For Management 2.6 Elect Director Suzuki, Hitoshi For For Management 2.7 Elect Director Oe, Tadashi For For Management 2.8 Elect Director Obayashi, Hidehito For For Management 2.9 Elect Director Kataoka, Kazunori For For Management 3 Appoint Statutory Auditor Suzuki, For For Management Norihiro -------------------------------------------------------------------------------- NISSAN MOTOR CO., LTD. Ticker: 7201 Security ID: J57160129 Meeting Date: FEB 18, 2020 Meeting Type: Special Record Date: DEC 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Uchida, Makoto For For Management 1.2 Elect Director Ashwani Gupta For For Management 1.3 Elect Director Sakamoto, Hideyuki For For Management 1.4 Elect Director Pierre Fleuriot For For Management -------------------------------------------------------------------------------- NISSAN SHATAI CO., LTD. Ticker: 7222 Security ID: J57289100 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 6.5 2 Elect Director Yoshimura, Haruhiko For For Management 3 Appoint Statutory Auditor Hamaji, For For Management Toshikatsu 4 Appoint Alternate Statutory Auditor For For Management Ito, Tomonori -------------------------------------------------------------------------------- NISSHIN SEIFUN GROUP INC. Ticker: 2002 Security ID: J57633109 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kemmoku, Nobuki For For Management 1.2 Elect Director Takizawa, Michinori For For Management 1.3 Elect Director Mori, Akira For For Management 1.4 Elect Director Iwasaki, Koichi For For Management 1.5 Elect Director Yamada, Takao For For Management 1.6 Elect Director Koike, Yuji For For Management 1.7 Elect Director Mimura, Akio For For Management 1.8 Elect Director Fushiya, Kazuhiko For For Management 1.9 Elect Director Nagai, Moto For For Management 1.10 Elect Director Odaka, Satoshi For For Management -------------------------------------------------------------------------------- NISSIN FOODS HOLDINGS CO., LTD. Ticker: 2897 Security ID: J58063124 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 55 2 Amend Articles to Amend Provision on For For Management Shareholder Meeting Venue 3.1 Elect Director Ando, Koki For For Management 3.2 Elect Director Ando, Noritaka For For Management 3.3 Elect Director Yokoyama, Yukio For For Management 3.4 Elect Director Kobayashi, Ken For For Management 3.5 Elect Director Okafuji, Masahiro For For Management 3.6 Elect Director Mizuno, Masato For For Management 3.7 Elect Director Nakagawa, Yukiko For For Management 3.8 Elect Director Sakuraba, Eietsu For For Management -------------------------------------------------------------------------------- NITORI HOLDINGS CO., LTD. Ticker: 9843 Security ID: J58214131 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: FEB 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Nitori, Akio For For Management 1.2 Elect Director Shirai, Toshiyuki For For Management 1.3 Elect Director Sudo, Fumihiro For For Management 1.4 Elect Director Matsumoto, Fumiaki For For Management 1.5 Elect Director Takeda, Masanori For For Management 1.6 Elect Director Sakakibara, Sadayuki For For Management 1.7 Elect Director Miyauchi, Yoshihiko For For Management 2.1 Elect Director and Audit Committee For For Management Member Kubo, Takao 2.2 Elect Director and Audit Committee For For Management Member Ando, Takaharu 2.3 Elect Director and Audit Committee For For Management Member Suzuki, Kazuhiro 2.4 Elect Director and Audit Committee For For Management Member Tatsuoka, Tsuneyoshi -------------------------------------------------------------------------------- NITTO DENKO CORP. Ticker: 6988 Security ID: J58472119 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 100 2 Approve Annual Bonus For For Management 3.1 Elect Director Takasaki, Hideo For For Management 3.2 Elect Director Todokoro, Nobuhiro For For Management 3.3 Elect Director Miki, Yosuke For For Management 3.4 Elect Director Iseyama, Yasuhiro For For Management 3.5 Elect Director Furuse, Yoichiro For For Management 3.6 Elect Director Hatchoji, Takashi For For Management 3.7 Elect Director Fukuda, Tamio For For Management 3.8 Elect Director Wong Lai Yong For For Management 4.1 Appoint Statutory Auditor Teranishi, For Against Management Masashi 4.2 Appoint Statutory Auditor Shiraki, For For Management Mitsuhide 5 Approve Compensation Ceiling for For For Management Directors -------------------------------------------------------------------------------- NN GROUP NV Ticker: NN Security ID: N64038107 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: APR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Receive Annual Report None None Management 3.A Adopt Financial Statements and For For Management Statutory Reports 3.B Receive Explanation on Company's None None Management Reserves and Dividend Policy 4.A Approve Discharge of Management Board For For Management 4.B Approve Discharge of Supervisory Board For For Management 5 Discussion of Supervisory Board Profile None None Management 6.A Reelect Clara Streit to Supervisory For For Management Board 6.B Reelect Robert Jenkins to Supervisory For For Management Board 7.A Approve Remuneration Report For For Management 7.B Approve Remuneration Policy for For For Management Management Board 7.C Approve Remuneration Policy for For For Management Supervisory Board 7.D Amend Articles of Association For For Management 8.A.1 Grant Board Authority to Issue For For Management Ordinary Shares Up To 10 Percent of Issued Capital 8.A.2 Authorize Board to Exclude Preemptive For For Management Rights from Share Issuances Under Item 8.A.1 8.B Grant Board Authority to Issue Shares For For Management Up To 20 Percent of Issued Capital in Connection with a Rights Issue 9 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 10 Approve Reduction in Share Capital For For Management through Cancellation of Shares 11 Close Meeting None None Management -------------------------------------------------------------------------------- NOEVIR HOLDINGS CO., LTD. Ticker: 4928 Security ID: J5877N108 Meeting Date: DEC 05, 2019 Meeting Type: Annual Record Date: SEP 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Okura, Hiroshi For For Management 1.2 Elect Director Okura, Takashi For For Management 1.3 Elect Director Yoshida, Ikko For For Management 1.4 Elect Director Kaiden, Yasuo For For Management 1.5 Elect Director Nakano, Masataka For For Management 1.6 Elect Director Tanaka, Sanae For For Management 1.7 Elect Director Kinami, Maho For For Management 1.8 Elect Director Abe, Emima For For Management 2 Appoint Statutory Auditor Hamaguchi, For For Management Masayuki -------------------------------------------------------------------------------- NOF CORP. Ticker: 4403 Security ID: J58934100 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 39 2 Amend Articles to Indemnify Directors For For Management - Indemnify Statutory Auditors 3.1 Elect Director Miyaji, Takeo For Against Management 3.2 Elect Director Maeda, Kazuhito For Against Management 3.3 Elect Director Inoue, Kengo For Against Management 3.4 Elect Director Sakahashi, Hideaki For Against Management 3.5 Elect Director Miyo, Masanobu For Against Management 3.6 Elect Director Arima, Yasuyuki For Against Management 3.7 Elect Director Ito, Kunimitsu For For Management 4 Appoint Statutory Auditor Hayashi, For For Management Izumi 5 Appoint Alternate Statutory Auditor For For Management Sagara, Yuriko -------------------------------------------------------------------------------- NOK CORP. Ticker: 7240 Security ID: J54967104 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 12.5 2.1 Elect Director Tsuru, Masato For For Management 2.2 Elect Director Doi, Kiyoshi For For Management 2.3 Elect Director Iida, Jiro For For Management 2.4 Elect Director Kuroki, Yasuhiko For For Management 2.5 Elect Director Watanabe, Akira For For Management 2.6 Elect Director Nagasawa, Shinji For For Management 2.7 Elect Director Tsuru, Masao For For Management 2.8 Elect Director Hogen, Kensaku For For Management 2.9 Elect Director Fujioka, Makoto For For Management 3.1 Appoint Statutory Auditor Maehara, For For Management Nozomu 3.2 Appoint Statutory Auditor Watanabe, For For Management Hideki 3.3 Appoint Statutory Auditor Kobayashi, For For Management Osamu 3.4 Appoint Statutory Auditor Ogawa, Hideki For For Management 3.5 Appoint Statutory Auditor Kajitani, For For Management Atsushi -------------------------------------------------------------------------------- NOKIAN RENKAAT OYJ Ticker: TYRES Security ID: X5862L103 Meeting Date: APR 02, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Call the Meeting to Order None None Management 3 Designate Inspector or Shareholder For For Management Representative(s) of Minutes of Meeting 4 Acknowledge Proper Convening of Meeting For For Management 5 Prepare and Approve List of For For Management Shareholders 6 Receive Financial Statements and None None Management Statutory Reports 7 Accept Financial Statements and For For Management Statutory Reports 8 Approve Allocation of Income and For For Management Dividends of EUR 1.58 Per Share 9 Approve Discharge of Board and For For Management President 10 Approve Remuneration Policy And Other For For Management Terms of Employment For Executive Management 11 Approve Remuneration of Directors in For For Management the Amount of EUR 95,000 for Chairman, EUR 70,000 for Deputy Chairman and Audit Committee Chairman, and EUR 47,500 for Other Directors; Approve Meeting Fees 12 Fix Number of Directors at Eight For For Management 13 Reelect Heikki Allonen, Kari Jordan, For For Management Raimo Lind, Veronica Lindholm, Inka Mero, George Rietbergen and Pekka Vauramo as Directors; Elect Jukka Hienonen as New Director 14 Approve Remuneration of Auditors For Against Management 15 Ratify KPMG as Auditors For For Management 16 Authorize Share Repurchase Program For For Management 17 Approve Issuance of up to 13.8 Million For For Management Shares without Preemptive Rights 18 Establish Nominating Committee For For Management 19 Amend Articles Re: Board Consists of For For Management Maximum 9 Members; Annual General Meeting 20 Close Meeting None None Management -------------------------------------------------------------------------------- NOMURA REAL ESTATE HOLDINGS, INC. Ticker: 3231 Security ID: J5893B104 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles to Amend Provisions on For For Management Number of Directors 2.1 Elect Director Yoshikawa, Atsushi For For Management 2.2 Elect Director Kutsukake, Eiji For For Management 2.3 Elect Director Miyajima, Seiichi For For Management 2.4 Elect Director Seki, Toshiaki For For Management 2.5 Elect Director Haga, Makoto For For Management 2.6 Elect Director Higashi, Tetsuro For For Management 2.7 Elect Director Nagamatsu, Shoichi For For Management 3 Elect Director and Audit Committee For For Management Member Takahashi, Tetsu 4 Approve Compensation Ceiling for For For Management Directors Who Are Audit Committee Members -------------------------------------------------------------------------------- NOMURA RESEARCH INSTITUTE LTD. Ticker: 4307 Security ID: J5900F106 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Konomoto, Shingo For For Management 1.2 Elect Director Momose, Hironori For For Management 1.3 Elect Director Ueno, Ayumu For For Management 1.4 Elect Director Fukami, Yasuo For For Management 1.5 Elect Director Shimamoto, Tadashi For For Management 1.6 Elect Director Funakura, Hiroshi For For Management 1.7 Elect Director Matsuzaki, Masatoshi For For Management 1.8 Elect Director Omiya, Hideaki For For Management 1.9 Elect Director Sakata, Shinoi For For Management 2 Appoint Statutory Auditor Sakata, For For Management Takuhito -------------------------------------------------------------------------------- NONGSHIM CO., LTD. Ticker: 004370 Security ID: Y63472107 Meeting Date: MAR 20, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- NORSK HYDRO ASA Ticker: NHY Security ID: R61115102 Meeting Date: MAY 11, 2020 Meeting Type: Annual Record Date: MAY 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Notice of Meeting and Agenda For Did Not Vote Management 2 Designate Inspector(s) of Minutes of For Did Not Vote Management Meeting 3 Accept Financial Statements and For Did Not Vote Management Statutory Reports 4 Authorize Board to Distribute For Did Not Vote Management Dividends of NOK 1.25 Per Share 5 Approve Remuneration of Auditors For Did Not Vote Management 6 Discuss Company's Corporate Governance None None Management Statement 7.1 Approve Remuneration Policy And Other For Did Not Vote Management Terms of Employment For Executive Management (Advisory) 7.2 Approve Remuneration Policy And Other For Did Not Vote Management Terms of Employment For Executive Management (Binding) 8 Ratify KPMG as Auditors For Did Not Vote Management 9 Elect Terje Venold (Chair), Morten For Did Not Vote Management Stromgren, Berit Ledel Henriksen and Nils Bastiansen as Members of Nominating Committee 10 Elect Members and Deputy Members of For Did Not Vote Management Corporate Assembly 11.1 Approve Remuneration of Corporate For Did Not Vote Management Assembly 11.2 Approve Remuneration of Nomination For Did Not Vote Management Committee -------------------------------------------------------------------------------- NOVARTIS AG Ticker: NOVN Security ID: H5820Q150 Meeting Date: FEB 28, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Discharge of Board and Senior For For Management Management 3 Approve Allocation of Income and For For Management Dividends of CHF 2.95 per Share 4 Approve CHF 30.2 Million Reduction in For For Management Share Capital via Cancellation of Repurchased Shares 5.1 Approve Remuneration of Directors in For For Management the Amount of CHF 9 Million 5.2 Approve Maximum Remuneration of For For Management Executive Committee in the Amount of CHF 93 Million 5.3 Approve Remuneration Report For For Management 6.1 Reelect Joerg Reinhardt as Director For For Management and Board Chairman 6.2 Reelect Nancy Andrews as Director For For Management 6.3 Reelect Ton Buechner as Director For For Management 6.4 Reelect Patrice Bula as Director For For Management 6.5 Reelect Srikant Datar as Director For For Management 6.6 Reelect Elizabeth Doherty as Director For For Management 6.7 Reelect Ann Fudge as Director For For Management 6.8 Reelect Frans van Houten as Director For For Management 6.9 Reelect Andreas von Planta as Director For For Management 6.10 Reelect Charles Sawyers as Director For For Management 6.11 Reelect Enrico Vanni as Director For For Management 6.12 Reelect William Winters as Director For For Management 6.13 Elect Bridgette Heller as Director For For Management 6.14 Elect Simon Moroney as Director For For Management 7.1 Reappoint Patrice Bula as Member of For For Management the Compensation Committee 7.2 Reappoint Srikant Datar as Member of For For Management the Compensation Committee 7.3 Reappoint Enrico Vanni as Member of For For Management the Compensation Committee 7.4 Reappoint William Winters as Member of For For Management the Compensation Committee 7.5 Appoint Bridgette Heller as Member of For For Management the Compensation Committee 8 Ratify PricewaterhouseCoopers AG as For For Management Auditors 9 Designate Peter Zahn as Independent For For Management Proxy 10 Transact Other Business (Voting) For Against Management -------------------------------------------------------------------------------- NOVO NORDISK A/S Ticker: NOVO.B Security ID: K72807132 Meeting Date: MAR 26, 2020 Meeting Type: Annual Record Date: MAR 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Report of Board None None Management 2 Accept Financial Statements and For Did Not Vote Management Statutory Reports 3.1 Receive Remuneration Report 2019 None None Management 3.2a Approve Remuneration of Directors for For Did Not Vote Management 2019 in the Aggregate Amount of DKK 19. 4 Million 3.2b Approve Remuneration of Directors for For Did Not Vote Management 2020 in the Amount of DKK 2.2 Million for the Chairman, DKK 1.4 Million for the Vice Chairman, and DKK 720,000 for Other Directors; Approve Remuneration for Committee Work 3.3 Approve Guidelines for Incentive-Based For Did Not Vote Management Compensation for Executive Management and Board 3.4 Amend Articles Re: Voting on the For Did Not Vote Management Company's Remuneration Report at Annual General Meetings 4 Approve Allocation of Income and For Did Not Vote Management Dividends 5.1 Reelect Helge Lund as Director and For Did Not Vote Management Chairman 5.2 Reelect Jeppe Christiansen as Director For Did Not Vote Management and Deputy Chairman 5.3a Reelect Brian Daniels as Director For Did Not Vote Management 5.3b Reelect Laurence Debroux as Director For Did Not Vote Management 5.3c Reelect Andreas Fibig as Director For Did Not Vote Management 5.3d Reelect Sylvie Gregoire as Director For Did Not Vote Management 5.3e Reelect Liz Hewitt as Director For Did Not Vote Management 5.3f Reelect Kasim Kutay as Director For Did Not Vote Management 5.3g Reelect Martin Mackay as Director For Did Not Vote Management 6 Ratify PricewaterhouseCoopers as For Did Not Vote Management Auditors 7.1 Approve DKK 10 Million Reduction in For Did Not Vote Management Share Capital via B Share Cancellation 7.2 Authorize Share Repurchase Program For Did Not Vote Management 7.3a Approve Creation of Pool of Capital For Did Not Vote Management for the Benefit of Employees 7.3b Approve Creation of Pool of Capital For Did Not Vote Management with Preemptive Rights 7.3c Approve Creation of Pool of Capital For Did Not Vote Management without Preemptive Rights 7.4 Approve Donation to the World Diabetes For Did Not Vote Management Foundation 8 Disclosure of the Ratio between Against Did Not Vote Shareholder Executive and Employee Remuneration in the Annual Reports 9 Other Business None None Management -------------------------------------------------------------------------------- NOVOZYMES A/S Ticker: NZYM.B Security ID: K7317J133 Meeting Date: FEB 26, 2020 Meeting Type: Annual Record Date: FEB 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Report of Board None None Management 2 Accept Financial Statements and For Did Not Vote Management Statutory Reports 3 Approve Allocation of Income and For Did Not Vote Management Dividends of DKK 5.25 Per Share 4 Approve Remuneration of Directors in For Did Not Vote Management the Amount of DKK 1.5 Million for Chairman, DKK 1 Million for Vice Chairman and DKK 500,000 for Other Directors; Approve Remuneration for Committee Work 5 Reelect Jorgen Buhl Rasmussen For Did Not Vote Management (Chairman) as Director 6 Elect Cornelis de Jong (Vice Chairman) For Did Not Vote Management as Director 7a Reelect Kasim Kutay as Director For Did Not Vote Management 7b Reelect Kim Stratton as Director For Did Not Vote Management 7c Reelect Mathias Uhlen as Director For Did Not Vote Management 7d Elect Sharon James as Director For Did Not Vote Management 7e Elect Heine Dalsgaard as Director For Did Not Vote Management 8 Ratify PricewaterhouseCoopers as For Did Not Vote Management Auditors 9a Approve Guidelines for Incentive-Based For Did Not Vote Management Compensation for Executive Management and Board 9b Approve Creation of DKK 57 Million For Did Not Vote Management Pool of Capital in B Shares without Preemptive Rights; DKK 58.2 Million Pool of Capital with Preemptive Rights; and Pool of Capital in Warrants without Preemptive Rights 9c Approve DKK 12 Million Reduction in For Did Not Vote Management Share Capital via Share Cancellation 9d Authorize Share Repurchase Program For Did Not Vote Management 9e Amend Articles For Did Not Vote Management 9f Authorize Editorial Changes to Adopted For Did Not Vote Management Resolutions in Connection with Registration with Danish Authorities 10 Other Business None None Management -------------------------------------------------------------------------------- NS SOLUTIONS CORP. Ticker: 2327 Security ID: J59332106 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles to Change Location of For For Management Head Office 2.1 Elect Director Morita, Hiroyuki For Against Management 2.2 Elect Director Kondo, Kazumasa For For Management 2.3 Elect Director Oshiro, Takashi For For Management 2.4 Elect Director Matsumura, Atsuki For For Management 2.5 Elect Director Fukushima, Tetsuji For For Management 2.6 Elect Director Tamaoki, Kazuhiko For For Management 2.7 Elect Director Yoshida, Katsuhiko For For Management 2.8 Elect Director Aoshima, Yaichi For For Management 2.9 Elect Director Ishii, Atsuko For For Management 2.10 Elect Director Ishii, Ichiro For For Management 3 Appoint Statutory Auditor Sato, Akira For For Management -------------------------------------------------------------------------------- NSK LTD. Ticker: 6471 Security ID: J55505101 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Uchiyama, Toshihiro For For Management 1.2 Elect Director Nogami, Saimon For For Management 1.3 Elect Director Ichii, Akitoshi For For Management 1.4 Elect Director Enomoto, Toshihiko For For Management 1.5 Elect Director Bada, Hajime For For Management 1.6 Elect Director Mochizuki, Akemi For For Management 1.7 Elect Director Iwamoto, Toshio For For Management 1.8 Elect Director Fujita, Yoshitaka For For Management 1.9 Elect Director Nagahama, Mitsuhiro For For Management 2 Approve Takeover Defense Plan (Poison For Against Management Pill) -------------------------------------------------------------------------------- NTT DATA CORP. Ticker: 9613 Security ID: J59031104 Meeting Date: JUN 17, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 9 2 Amend Articles to Abolish Board For For Management Structure with Statutory Auditors - Adopt Board Structure with Audit Committee - Amend Provisions on Number of Directors - Authorize Directors to Execute Day to Day Operations without Full Board Approval 3.1 Elect Director Homma, Yo For For Management 3.2 Elect Director Yamaguchi, Shigeki For For Management 3.3 Elect Director Fujiwara, Toshi For For Management 3.4 Elect Director Nishihata, Kazuhiro For For Management 3.5 Elect Director Matsunaga, Hisashi For For Management 3.6 Elect Director Suzuki, Masanori For For Management 3.7 Elect Director Hirano, Eiji For For Management 3.8 Elect Director Fujii, Mariko For For Management 3.9 Elect Director Patrizio Mapelli For For Management 3.10 Elect Director Arimoto, Takeshi For For Management 3.11 Elect Director Ike, Fumihiko For For Management 4.1 Elect Director and Audit Committee For Against Management Member Yamaguchi, Tetsuro 4.2 Elect Director and Audit Committee For Against Management Member Obata, Tetsuya 4.3 Elect Director and Audit Committee For For Management Member Sakurada, Katsura 4.4 Elect Director and Audit Committee For For Management Member Sato, Rieko 5 Approve Compensation Ceiling for For For Management Directors Who Are Not Audit Committee Members 6 Approve Compensation Ceiling for For For Management Directors Who Are Audit Committee Members -------------------------------------------------------------------------------- NTT DOCOMO, INC. Ticker: 9437 Security ID: J59399121 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 60 2 Amend Articles to Abolish Board For For Management Structure with Statutory Auditors - Adopt Board Structure with Audit Committee - Amend Provisions on Number of Directors - Authorize Directors to Execute Day to Day Operations without Full Board Approval 3.1 Elect Director Yoshizawa, Kazuhiro For For Management 3.2 Elect Director Ii, Motoyuki For For Management 3.3 Elect Director Maruyama, Seiji For For Management 3.4 Elect Director Fujiwara, Michio For For Management 3.5 Elect Director Hiroi, Takashi For For Management 3.6 Elect Director Tateishi, Mayumi For For Management 3.7 Elect Director Shintaku, Masaaki For For Management 3.8 Elect Director Endo, Noriko For For Management 3.9 Elect Director Kikuchi, Shin For For Management 3.10 Elect Director Kuroda, Katsumi For For Management 4.1 Elect Director and Audit Committee For For Management Member Suto, Shoji 4.2 Elect Director and Audit Committee For For Management Member Sagae, Hironobu 4.3 Elect Director and Audit Committee For For Management Member Nakata, Katsumi 4.4 Elect Director and Audit Committee For For Management Member Kajikawa, Mikio 4.5 Elect Director and Audit Committee For For Management Member Tsujiyama, Eiko 5 Approve Compensation Ceiling for For For Management Directors Who Are Not Audit Committee Members 6 Approve Compensation Ceiling for For For Management Directors Who Are Audit Committee Members -------------------------------------------------------------------------------- NUTRIEN LTD. Ticker: NTR Security ID: 67077M108 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Christopher M. Burley For For Management 1.2 Elect Director Maura J. Clark For For Management 1.3 Elect Director David C. Everitt For For Management 1.4 Elect Director Russell K. Girling For For Management 1.5 Elect Director Miranda C. Hubbs For For Management 1.6 Elect Director Alice D. Laberge For For Management 1.7 Elect Director Consuelo E. Madere For For Management 1.8 Elect Director Charles V. Magro For For Management 1.9 Elect Director Keith G. Martell For For Management 1.10 Elect Director Aaron W. Regent For For Management 1.11 Elect Director Mayo M. Schmidt For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- NWS HOLDINGS LIMITED Ticker: 659 Security ID: G66897110 Meeting Date: NOV 18, 2019 Meeting Type: Annual Record Date: NOV 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Cheng Chi Kong, Adrian as For For Management Director 3b Elect Cheng Chi Ming, Brian as Director For For Management 3c Elect Tsang Yam Pui as Director For Against Management 3d Elect Kwong Che Keung, Gordon as For Against Management Director 3e Elect Shek Lai Him, Abraham as Director For Against Management 3f Elect Oei Fung Wai Chi, Grace as For For Management Director 3g Authorize Board to Fix Remuneration of For For Management Directors 4 Approve PricewaterhouseCoopers as For Against Management Auditor and Authorize Board to Fix Their Remuneration 5.1 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 5.2 Authorize Repurchase of Issued Share For For Management Capital 5.3 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- NWS HOLDINGS LIMITED Ticker: 659 Security ID: G66897110 Meeting Date: JUN 18, 2020 Meeting Type: Special Record Date: JUN 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve New NWD Master Services For For Management Agreement, Proposed Annual Caps and Related Transactions 2 Approve New DOO Master Services For For Management Agreement, Proposed Annual Caps and Related Transactions -------------------------------------------------------------------------------- OBAYASHI CORP. Ticker: 1802 Security ID: J59826107 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 16 2.1 Elect Director Obayashi, Takeo For Abstain Management 2.2 Elect Director Hasuwa, Kenji For Abstain Management 2.3 Elect Director Ura, Shingo For Abstain Management 2.4 Elect Director Sato, Takehito For Abstain Management 2.5 Elect Director Kotera, Yasuo For Abstain Management 2.6 Elect Director Murata, Toshihiko For Abstain Management 2.7 Elect Director Sato, Toshimi For Abstain Management 2.8 Elect Director Otake, Shinichi For Abstain Management 2.9 Elect Director Koizumi, Shinichi For For Management 2.10 Elect Director Izumiya, Naoki For Abstain Management 2.11 Elect Director Kobayashi, Yoko For Abstain Management 2.12 Elect Director Orii, Masako For For Management 3 Appoint Statutory Auditor Saito, For For Management Masahiro -------------------------------------------------------------------------------- OBIC CO., LTD. Ticker: 4684 Security ID: J5946V107 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 90 2.1 Elect Director Noda, Masahiro For For Management 2.2 Elect Director Tachibana, Shoichi For For Management 2.3 Elect Director Kawanishi, Atsushi For For Management 2.4 Elect Director Noda, Mizuki For For Management 2.5 Elect Director Fujimoto, Takao For For Management 2.6 Elect Director Ida, Hideshi For For Management 2.7 Elect Director Ueno, Takemitsu For For Management 2.8 Elect Director Gomi, Yasumasa For For Management 2.9 Elect Director Ejiri, Takashi For For Management -------------------------------------------------------------------------------- OC OERLIKON CORP. AG Ticker: OERL Security ID: H59187106 Meeting Date: APR 07, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income and For For Management Dividends of CHF 1.00 per Share 3 Approve Discharge of Board and Senior For For Management Management 4.1.1 Reelect Michael Suess as Director and For For Management Board Chairman 4.1.2 Reelect Paul Adams as Director For For Management 4.1.3 Reelect Geoffery Merszei as Director For For Management 4.1.4 Reelect Alexey Moskov as Director For For Management 4.1.5 Reelect Gerhard Pegam as Director For For Management 4.1.6 Reelect Suzanne Thoma as Director For For Management 4.2 Elect Irina Matveeva as Director For For Management 5.1 Reappoint Michael Suess as Member of For For Management the Human Resources Committee 5.2 Reappoint Geoffery Merszei as Member For For Management of the Human Resources Committee 5.3 Reappoint Alexey Moskov as Member of For For Management the Human Resources Committee 5.4 Reappoint Gerhard Pegam as Member of For For Management the Human Resources Committee 5.5 Reappoint Suzanne Thoma as Member of For For Management the Human Resources Committee 6 Ratify PricewaterhouseCoopers AG as For For Management Auditors 7 Designate Proxy Voting Services GmbH For For Management as Independent Proxy 8 Approve Remuneration Report For For Management 9 Approve Remuneration of Directors in For For Management the Amount of CHF 2.6 Million from the 2020 AGM Until 2021 AGM 10 Approve Fixed Remuneration of For For Management Executive Committee in the Amount of CHF 4 Million for the Period July 1, 2020 - June 30, 2021 11 Approve Variable Remuneration of For For Management Executive Committee in the Amount of CHF 5.1 Million for the Period Jan. 1 - Dec. 31, 2019 12 Transact Other Business (Voting) For Against Management -------------------------------------------------------------------------------- ODAKYU ELECTRIC RAILWAY CO., LTD. Ticker: 9007 Security ID: J59568139 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 10 2.1 Elect Director Hoshino, Koji For Against Management 2.2 Elect Director Ogawa, Mikio For Against Management 2.3 Elect Director Shimoka, Yoshihiko For Against Management 2.4 Elect Director Arakawa, Isamu For Against Management 2.5 Elect Director Igarashi, Shu For Against Management 2.6 Elect Director Hayama, Takashi For Against Management 2.7 Elect Director Nagano, Shinji For Against Management 2.8 Elect Director Kuroda, Satoshi For Against Management 2.9 Elect Director Nomakuchi, Tamotsu For Against Management 2.10 Elect Director Nakayama, Hiroko For For Management 2.11 Elect Director Tateyama, Akinori For Against Management 2.12 Elect Director Ohara, Toru For Against Management 2.13 Elect Director Itonaga, Takehide For Against Management 3.1 Appoint Statutory Auditor Ito, Masataka For Abstain Management 3.2 Appoint Statutory Auditor Yamamoto, For Abstain Management Toshiro 3.3 Appoint Statutory Auditor Onimaru, For For Management Kaoru 3.4 Appoint Statutory Auditor Hayashi, For Abstain Management Takeshi -------------------------------------------------------------------------------- OIL REFINERIES LTD. Ticker: ORL Security ID: M7521B106 Meeting Date: AUG 15, 2019 Meeting Type: Special Record Date: JUL 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Grant of Option to Ovadia Eli, For For Management Chairman A Vote FOR if you are a controlling None Against Management shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager B1 If you are an Interest Holder as None Against Management defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. B2 If you are a Senior Officer as defined None Against Management in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. B3 If you are an Institutional Investor None For Management as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. -------------------------------------------------------------------------------- OIL REFINERIES LTD. Ticker: ORL Security ID: M7521B106 Meeting Date: OCT 03, 2019 Meeting Type: Special Record Date: SEP 03, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Dividend Distribution For For Management A Vote FOR if you are a controlling None Against Management shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager B1 If you are an Interest Holder as None Against Management defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. B2 If you are a Senior Officer as defined None Against Management in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. B3 If you are an Institutional Investor None For Management as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. -------------------------------------------------------------------------------- OIL REFINERIES LTD. Ticker: ORL Security ID: M7521B106 Meeting Date: JAN 26, 2020 Meeting Type: Annual/Special Record Date: DEC 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Discuss Financial Statements and the None None Management Report of the Board 2 Reappoint Somekh Chaikin as Auditors For For Management and Authorize Board to Fix Their Remuneration 3.1 Reelect Ovadia Eli as Director For For Management 3.2 Reelect David Federman as Director For For Management 3.3 Reelect Guy Eldar as Director For For Management 3.4 Reelect Maya Alchech Kaplan as Director For For Management 3.5 Reelect Jacob Gottenstein as Director For For Management 3.6 Reelect Arie Ovadia as Director For Against Management 3.7 Reelect Avisar Paz as Director For For Management 3.8 Reelect Alexander Passal as Director For For Management 3.9 Reelect Sagi Kabla as Director For For Management 4 Reelect Mordechai Peled as External For For Management Director A Vote FOR if you are a controlling None Against Management shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager B1 If you are an Interest Holder as None Against Management defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. B2 If you are a Senior Officer as defined None Against Management in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. B3 If you are an Institutional Investor None For Management as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. -------------------------------------------------------------------------------- OIL REFINERIES LTD. Ticker: ORL Security ID: M7521B106 Meeting Date: APR 23, 2020 Meeting Type: Special Record Date: MAR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Issue Renewal of Framework D&O For For Management Liability Insurance Policy Including Directors/Officers Who Are Controllers of the Company A Vote FOR if you are a controlling None Against Management shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager B1 If you are an Interest Holder as None Against Management defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. B2 If you are a Senior Officer as defined None Against Management in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. B3 If you are an Institutional Investor None For Management as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. -------------------------------------------------------------------------------- OIL SEARCH LTD. Ticker: OSH Security ID: Y64695110 Meeting Date: MAY 01, 2020 Meeting Type: Annual Record Date: APR 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 2 Elect Fiona Harris as Director For For Management 3 Elect Kostas Constantinou as Director For For Management 1 Approve Issuance of Performance Rights For For Management to Keiran Wulff 2 Approve Issuance of Restricted Shares For For Management to Keiran Wulff 3 Approve Non-Executive Director Share For For Management Acquisition Plan -------------------------------------------------------------------------------- OJI HOLDINGS CORP. Ticker: 3861 Security ID: J6031N109 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Yajima, Susumu For For Management 1.2 Elect Director Kaku, Masatoshi For For Management 1.3 Elect Director Koseki, Yoshiki For For Management 1.4 Elect Director Kisaka, Ryuichi For For Management 1.5 Elect Director Kamada, Kazuhiko For For Management 1.6 Elect Director Isono, Hiroyuki For For Management 1.7 Elect Director Ishida, Koichi For For Management 1.8 Elect Director Shindo, Fumio For For Management 1.9 Elect Director Aoki, Shigeki For For Management 1.10 Elect Director Nara, Michihiro For For Management 1.11 Elect Director Takata, Toshihisa For For Management 1.12 Elect Director Ai, Sachiko For For Management 2 Appoint Deloitte Touche Tohmatsu LLC For For Management as New External Audit Firm 3 Approve Takeover Defense Plan (Poison For Against Management Pill) -------------------------------------------------------------------------------- OKUMA CORP. Ticker: 6103 Security ID: J60966116 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 65 2.1 Elect Director Hanaki, Yoshimaro For For Management 2.2 Elect Director Ieki, Atsushi For For Management 2.3 Elect Director Ryoki, Masato For For Management 2.4 Elect Director Horie, Chikashi For For Management 2.5 Elect Director Yamamoto, Takeshi For For Management 2.6 Elect Director Ishimaru, Osamu For For Management 2.7 Elect Director Senda, Harumitsu For For Management 2.8 Elect Director Komura, Kinya For For Management 2.9 Elect Director Asahi, Yasuhiro For For Management 2.10 Elect Director Okaya, Tokuichi For For Management 2.11 Elect Director Ozawa, Masatoshi For For Management 3 Appoint Statutory Auditor Saijo, Koichi For For Management -------------------------------------------------------------------------------- OLAM INTERNATIONAL LIMITED Ticker: O32 Security ID: Y6421B106 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and For For Management Directors' and Auditors' Reports 2 Approve Second and Final Dividend For For Management 3 Elect Nihal Vijaya Devadas Kaviratne For For Management as Director 4 Elect Sunny George Verghese as Director For For Management 5 Elect Ajai Puri as Director For For Management 6 Elect Joerg Wolle as Director For For Management 7 Elect Nagi Adel Hamiyeh as Director For For Management 8 Approve Directors' Fees For For Management 9 Approve Ernst & Young LLP as Auditors For For Management and Authorize Board to Fix Their Remuneration 10 Elect Norio Saigusa as Director For For Management 11 Approve Issuance of Equity or For For Management Equity-Linked Securities with or without Preemptive Rights 12 Authorize Share Repurchase Program For For Management 13 Approve Amendment to the Olam Share For For Management Grant Plan 14 Approve Grant of Awards and Issuance For For Management of Shares Under the Olam Share Grant Plan 15 Approve Mandate for Interested Person For For Management Transactions -------------------------------------------------------------------------------- OMRON CORP. Ticker: 6645 Security ID: J61374120 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 42 2.1 Elect Director Tateishi, Fumio For For Management 2.2 Elect Director Yamada, Yoshihito For For Management 2.3 Elect Director Miyata, Kiichiro For For Management 2.4 Elect Director Nitto, Koji For For Management 2.5 Elect Director Ando, Satoshi For For Management 2.6 Elect Director Kobayashi, Eizo For For Management 2.7 Elect Director Kamigama, Takehiro For For Management 2.8 Elect Director Kobayashi, Izumi For For Management 3 Appoint Statutory Auditor Uchiyama, For For Management Hideyo 4 Appoint Alternate Statutory Auditor For For Management Watanabe, Toru -------------------------------------------------------------------------------- ONO PHARMACEUTICAL CO., LTD. Ticker: 4528 Security ID: J61546115 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 22.5 2.1 Elect Director Sagara, Gyo For For Management 2.2 Elect Director Awata, Hiroshi For For Management 2.3 Elect Director Ono, Isao For For Management 2.4 Elect Director Tsujinaka, Toshihiro For For Management 2.5 Elect Director Takino, Toichi For For Management 2.6 Elect Director Kurihara, Jun For For Management 2.7 Elect Director Nomura, Masao For For Management 2.8 Elect Director Okuno, Akiko For For Management 3.1 Appoint Statutory Auditor Nishimura, For For Management Katsuyoshi 3.2 Appoint Statutory Auditor Hishiyama, For For Management Yasuo 3.3 Appoint Statutory Auditor Tanabe, Akiko For For Management -------------------------------------------------------------------------------- ORACLE CORP JAPAN Ticker: 4716 Security ID: J6165M109 Meeting Date: AUG 20, 2019 Meeting Type: Annual Record Date: MAY 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Frank Obermeier For For Management 1.2 Elect Director Minato, Koji For For Management 1.3 Elect Director Krishna Sivaraman For For Management 1.4 Elect Director Edward Paterson For For Management 1.5 Elect Director Kimberly Woolley For For Management 1.6 Elect Director Fujimori, Yoshiaki For For Management 1.7 Elect Director John L. Hall For Against Management 1.8 Elect Director Natsuno, Takeshi For For Management -------------------------------------------------------------------------------- ORANGE SA Ticker: ORA Security ID: F6866T100 Meeting Date: MAY 19, 2020 Meeting Type: Annual/Special Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 0.50 per Share 4 Approve Auditors' Special Report on For For Management Related-Party Transactions 5 Elect Frederic Sanchez as Director For For Management 6 Reelect Christel Heydemann as Director For Against Management 7 Reelect Bernard Ramanantsoa as Director For For Management 8 Elect Laurence Dalboussiere as Director For For Management 9 Approve Compensation Report for For For Management Corporate Officers 10 Approve Compensation of Stephane For Against Management Richard, Chairman and CEO 11 Approve Compensation of Ramon For Against Management Fernandez, Vice-CEO 12 Approve Compensation of Gervais For Against Management Pellissier, Vice-CEO 13 Approve Remuneration Policy of For Against Management Chairman and CEO 14 Approve Remuneration Policy of For Against Management Vice-CEOs 15 Approve Remuneration Policy of For For Management Non-Executive Directors 16 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 17 Amend Article 2 of Bylaws Re: For For Management Corporate Purpose 18 Amend Article 13 of Bylaws Re: For For Management Employee Representative 19 Authorize up to 0.07 Percent of Issued For For Management Capital for Use in Restricted Stock Plans Reserved for Key Employees and Corporate Officers With Performance Conditions Attached 20 Authorize Capital Issuances for Use in For Against Management Employee Stock Purchase Plans 21 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 22 Amend Article 13 of Bylaws Re: For For Management Employee Shareholders 23 Approve Stock Dividend Program For For Management 24 Authorize Filing of Required For For Management Documents/Other Formalities A Amend Item 16: Authorize Repurchase of Against Against Shareholder Shares B Amend Article 13 of Bylaws Re: Against Against Shareholder Plurality of Directorships C Amend Item 19: Authorize Shares for Against Against Shareholder Use in Restricted Stock Plans Reserved for Key Employees and Corporate Officers With Performance Conditions Attached D Amend Employee Stock Purchase Plans in Against Against Shareholder Favor of Employees -------------------------------------------------------------------------------- ORICA LTD. Ticker: ORI Security ID: Q7160T109 Meeting Date: DEC 17, 2019 Meeting Type: Annual Record Date: DEC 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 2.1 Elect Maxine Brenner as Director For For Management 2.2 Elect Gene Tilbrook as Director For For Management 2.3 Elect Karen Moses as Director For For Management 2.4 Elect Boon Swan Foo as Director For For Management 3 Approve Remuneration Report For For Management 4 Approve Grant of Performance Rights to For For Management Alberto Calderon 5 Approve the Increase in Maximum None For Management Aggregate Remuneration of Non-Executive Directors 6 Approve Proportional Takeover For For Management Provisions -------------------------------------------------------------------------------- ORIENTAL LAND CO., LTD. Ticker: 4661 Security ID: J6174U100 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 22 2.1 Appoint Statutory Auditor Suzuki, For Abstain Management Shigeru 2.2 Appoint Statutory Auditor Kainaka, For For Management Tatsuo 2.3 Appoint Statutory Auditor Saigusa, For Abstain Management Norio 2.4 Appoint Statutory Auditor Yonekawa, For Abstain Management Kosei -------------------------------------------------------------------------------- ORIGIN ENERGY LIMITED Ticker: ORG Security ID: Q71610101 Meeting Date: OCT 16, 2019 Meeting Type: Annual Record Date: OCT 14, 2019 # Proposal Mgt Rec Vote Cast Sponsor 2 Elect Greg Lalicker as Director For For Management 3 Elect Gordon Cairns as Director For For Management 4 Elect Bruce Morgan as Director For For Management 5 Approve Remuneration Report For For Management 6 Aprove Grant of Restricted Shares and For For Management Performance Share Rights to Frank Calabria 7 Approve Renewal of Proportional For For Management Takeover Provisions 8 Appoint Ernst & Young as Auditor of For For Management the Company 9a Approve the Amendments to the Against Against Shareholder Company's Constitution 9b Approve Transition Planning Disclosure Against Against Shareholder 9c Approve Informed Consent Relating to Against Against Shareholder the Company's Proposed Fracking Activities in the Beetaloo SubBasin 9d Approve Public Health Risks of Coal Against Against Shareholder Operations 9e Approve Paris Goals and Targets Against Against Shareholder 9f Approve Disclosure of Lobbying Against Against Shareholder -------------------------------------------------------------------------------- ORION OYJ Ticker: ORNBV Security ID: X6002Y112 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: APR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Call the Meeting to Order None None Management 3 Designate Inspector or Shareholder For For Management Representative(s) of Minutes of Meeting 4 Acknowledge Proper Convening of Meeting For For Management 5 Prepare and Approve List of For For Management Shareholders 6 Receive Financial Statements and None None Management Statutory Reports 7 Accept Financial Statements and For For Management Statutory Reports 8 Approve Allocation of Income and For For Management Dividends of EUR 1.50 Per Share; Authorize Board to Donate up to EUR 250,000 9 Approve Discharge of Board and For For Management President 10 Approve Remuneration Policy And Other For Against Management Terms of Employment For Executive Management 11 Approve Remuneration of Directors in For For Management the Amount of EUR 84,000 for Chairman, EUR 55,000 for Vice Chairman, and EUR 42,000 for Other Directors; Approve Meeting Fees 12 Fix Number of Directors at Seven For For Management 13 Reelect Pia Kalsta, Ari Lehtoranta, For For Management Timo Maasilta, Hilpi Rautelin, Eija Ronkainen and Mikael Silvennoinen (Chairman) as Directors; Elect Kari Jussi Aho as New Director 14 Approve Remuneration of Auditors For For Management 15 Ratify KPMG as Auditors For For Management 16 Approve Forfeiture of Shares in Orion For For Management Corporation on Joint Account 17 Close Meeting None None Management -------------------------------------------------------------------------------- ORIX CORP. Ticker: 8591 Security ID: J61933123 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Inoue, Makoto For For Management 1.2 Elect Director Irie, Shuji For For Management 1.3 Elect Director Taniguchi, Shoji For For Management 1.4 Elect Director Matsuzaki, Satoru For For Management 1.5 Elect Director Stan Koyanagi For For Management 1.6 Elect Director Suzuki, Yoshiteru For For Management 1.7 Elect Director Yasuda, Ryuji For For Management 1.8 Elect Director Takenaka, Heizo For For Management 1.9 Elect Director Michael Cusumano For For Management 1.10 Elect Director Akiyama, Sakie For For Management 1.11 Elect Director Watanabe, Hiroshi For Against Management 1.12 Elect Director Sekine, Aiko For For Management -------------------------------------------------------------------------------- ORKLA ASA Ticker: ORK Security ID: R67787102 Meeting Date: APR 16, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Chairman of Meeting For Did Not Vote Management 2 Accept Financial Statements and For Did Not Vote Management Statutory Reports; Approve Allocation of Income and Dividends of NOK 2.60 Per Share 3a Receive Information on Remuneration None None Management Policy And Other Terms of Employment For Executive Management 3b Approve Remuneration Policy And Other For Did Not Vote Management Terms of Employment For Executive Management (Advisory) 3c Approve Guidelines for Incentive-Based For Did Not Vote Management Compensation for Executive Management (Binding) 4 Discuss Company's Corporate Governance None None Management Statement 5a Authorize Repurchase of Shares for Use For Did Not Vote Management in Employee Incentive Programs 5b Authorize Share Repurchase Program and For Did Not Vote Management Cancellation of Repurchased Shares 6 Adopt New Articles of Association For Did Not Vote Management 7 Amend Instructions for Nominating For Did Not Vote Management Committee 8a Reelect Stein Hagen as Director For Did Not Vote Management 8b Reelect Ingrid Blank as Director For Did Not Vote Management 8c Reelect Nils Selte as Director For Did Not Vote Management 8d Reelect Liselott Kilaas as Director For Did Not Vote Management 8e Reelect Peter Agnefjall as Director For Did Not Vote Management 8f Elect Anna Mossberg as New Director For Did Not Vote Management 8g Elect Anders Kristiansen as New For Did Not Vote Management Director 8h Reelect Caroline Kjos as Deputy For Did Not Vote Management Director 9a Elect Anders Christian Stray Ryssdal For Did Not Vote Management as Member of Nominating Committee 9b Elect Kjetil Houg as Member of For Did Not Vote Management Nominating Committee 9c Elect Rebekka Glasser Herlofsen as For Did Not Vote Management Member of Nominating Committee 10 Elect Anders Christian Stray Ryssdal For Did Not Vote Management as Nominating Committee Chairman 11 Approve Remuneration of Directors For Did Not Vote Management 12 Approve Remuneration of Nominating For Did Not Vote Management Committee 13 Approve Remuneration of Auditors For Did Not Vote Management -------------------------------------------------------------------------------- ORORA LIMITED Ticker: ORA Security ID: Q7142U109 Meeting Date: OCT 15, 2019 Meeting Type: Annual Record Date: OCT 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 2a Elect Sam Lewis as Director For For Management 2b Elect Rob Sindel as Director For For Management 2c Elect Tom Gorman as Director For For Management 3a Approve Grant of Deferred Performance For For Management Rights to Brian Lowe 3b Approve Grant of Performance Rights to For For Management Brian Lowe 4 Approve Remuneration Report For For Management -------------------------------------------------------------------------------- ORORA LIMITED Ticker: ORA Security ID: Q7142U109 Meeting Date: JUN 16, 2020 Meeting Type: Special Record Date: JUN 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Capital Return For For Management 2 Approve Share Consolidation For For Management -------------------------------------------------------------------------------- ORPEA SA Ticker: ORP Security ID: F69036105 Meeting Date: JUN 23, 2020 Meeting Type: Annual/Special Record Date: JUN 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Absence of Dividends 4 Approve Auditors' Special Report on For For Management Related-Party Transactions Mentioning the Absence of New Transactions 5 Reelect Laure Baume as Director For Against Management 6 Reelect Moritz Krautkramer as Director For For Management 7 Elect Corine de Bilbao as Director For For Management 8 Elect Pascale Richetta as Director For For Management 9 Approve Compensation of Board Members For For Management 10 Approve Compensation of Philippe For For Management Charrier, Chairman of the Board 11 Approve Compensation of Yves Le Masne, For For Management CEO 12 Approve Compensation of Jean-Claude For For Management Brdenk, Vice-CEO 13 Approve Remuneration of Directors in For For Management the Aggregate Amount of EUR 650,000 14 Approve Remuneration Policy of Board For For Management Members 15 Approve Remuneration Policy of For For Management Philippe Charrier, Chairman of the Board 16 Approve Remuneration Policy of Yves Le For For Management Masne, CEO 17 Approve Remuneration Policy of For For Management Jean-Claude Brdenk, Vice-CEO 18 Renew Appointment of SAINT HONORE BK&A For For Management as Auditor 19 Authorize Repurchase of Up to 10 For Against Management Percent of Issued Share Capital 20 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 21 Authorize Issuance of Equity or For Against Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 40 Million 22 Authorize Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 8,076,979 23 Approve Issuance of Equity or For Against Management Equity-Linked Securities for up to 20 Percent of Issued Capital Per Year for Private Placements 24 Authorize Board to Increase Capital in For Against Management the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote 25 Authorize Board to Set Issue Price for For Against Management 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights 26 Authorize Capital Increase of up to 10 For Against Management Percent of Issued Capital for Contributions in Kind 27 Authorize Capitalization of Reserves For Against Management of Up to EUR 30 Million for Bonus Issue or Increase in Par Value 28 Authorize up to 1 Percent of Issued For For Management Capital for Use in Restricted Stock Plans 29 Authorize Capital Issuances for Use in For Against Management Employee Stock Purchase Plans 30 Amend Article 2 of Bylaws Re: For For Management Corporate Purpose 31 Amend Article 4 of Bylaws Re: For For Management Headquarter 32 Amend Article 11 of Bylaws Re: For Against Management Shareholding Disclosure Thresholds 33 Adopt New Bylaws For Against Management 34 Delegate Powers to the Board to Amend For Against Management Bylaws to Comply with Legal Changes 35 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- ORSTED A/S Ticker: ORSTED Security ID: K7653Q105 Meeting Date: MAR 02, 2020 Meeting Type: Annual Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Report of Board None None Management 2 Accept Financial Statements and For For Management Statutory Reports 3 Approve Remuneration Report (Advisory For For Management Vote) 4 Approve Discharge of Management and For For Management Board 5 Approve Allocation of Income and For For Management Dividends of DKK 10.5 Per Share 6 Authorize Share Repurchase Program None None Management (The Board is Not Requesting Any Authorization) 7.1 Approve Guidelines for Incentive-Based For For Management Compensation for Executive Management and Board 7.2 Amend Articles Re: Agenda of Annual For For Management General Meeting 7.3 Authorize Editorial Changes to Adopted For For Management Resolutions in Connection with Registration with Danish Authorities 8 Other Proposals Shareholders (None None None Management Submitted) 9.1 Reelect Thomas Thune Andersen (Chair) For For Management as Director 9.2 Reelect Lene Skole (Vice Chair) as For For Management Director 9.3a Reelect Lynda Armstrong as Director For For Management 9.3b Reelect Jorgen Kildah as Director For For Management 9.3c Reelect Peter Korsholm as Director For For Management 9.3d Reelect Dieter Wemmer as Director For For Management 10 Approve Remuneration of Directors; For For Management Approve Remuneration for Committee Work 11 Ratify PricewaterhouseCoopers as For Abstain Management Auditors 12 Other Business None None Management -------------------------------------------------------------------------------- OSAKA GAS CO., LTD. Ticker: 9532 Security ID: J62320130 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 25 2.1 Elect Director Ozaki, Hiroshi For Abstain Management 2.2 Elect Director Honjo, Takehiro For Abstain Management 2.3 Elect Director Fujiwara, Masataka For Abstain Management 2.4 Elect Director Miyagawa, Tadashi For Abstain Management 2.5 Elect Director Matsui, Takeshi For Abstain Management 2.6 Elect Director Tasaka, Takayuki For Abstain Management 2.7 Elect Director Miyahara, Hideo For For Management 2.8 Elect Director Murao, Kazutoshi For For Management 2.9 Elect Director Kijima, Tatsuo For Abstain Management 3.1 Appoint Statutory Auditor Yoneyama, For For Management Hisaichi 3.2 Appoint Statutory Auditor Sasaki, For For Management Shigemi -------------------------------------------------------------------------------- OSG CORP. (6136) Ticker: 6136 Security ID: J63137103 Meeting Date: FEB 22, 2020 Meeting Type: Annual Record Date: NOV 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 24 2.1 Elect Director Ishikawa, Norio For For Management 2.2 Elect Director Osawa, Nobuaki For For Management 3.1 Elect Director and Audit Committee For For Management Member Osawa, Gohei 3.2 Elect Director and Audit Committee For For Management Member Nakagawa, Takeo 3.3 Elect Director and Audit Committee For Against Management Member Ono, Kyoshiro 3.4 Elect Director and Audit Committee For For Management Member Sakaki, Yoshiyuki 3.5 Elect Director and Audit Committee For For Management Member Takahashi, Akito 3.6 Elect Director and Audit Committee For For Management Member Hara, Kunihiko 4 Elect Alternate Director and Audit For For Management Committee Member Yamashita, Kayoko 5 Approve Annual Bonus For For Management -------------------------------------------------------------------------------- OSRAM LICHT AG Ticker: OSR Security ID: D5963B113 Meeting Date: FEB 18, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2018/19 (Non-Voting) 2 Approve Allocation of Income and For For Management Omission of Dividends 3.1 Approve Discharge of Management Board For For Management Member Olaf Berlien for Fiscal 2018/19 3.2 Approve Discharge of Management Board For For Management Member Ingo Bank for Fiscal 2018/19 3.3 Approve Discharge of Management Board For For Management Member Stefan Kampmann for Fiscal 2018/19 4.1 Approve Discharge of Supervisory Board For For Management Member Peter Bauer for Fiscal 2018/19 4.2 Approve Discharge of Supervisory Board For For Management Member Klaus Abel (from May 7, 2019) for Fiscal 2018/19 4.3 Approve Discharge of Supervisory Board For For Management Member Roland Busch for Fiscal 2018/19 4.4 Approve Discharge of Supervisory Board For For Management Member Christine Bortenlaenger for Fiscal 2018/19 4.5 Approve Discharge of Supervisory Board For For Management Member Margarete Haase for Fiscal 2018/19 4.6 Approve Discharge of Supervisory Board For For Management Member Michael Knuth (until May 7, 2019) for Fiscal 2018/19 4.7 Approve Discharge of Supervisory Board For For Management Member Frank Lakerveld for Fiscal 2018/19 4.8 Approve Discharge of Supervisory Board For For Management Member Arunjai Mittal for Fiscal 2018/19 4.9 Approve Discharge of Supervisory Board For For Management Member Alexander Mueller for Fiscal 2018/19 4.10 Approve Discharge of Supervisory Board For For Management Member Ulrike Salb for Fiscal 2018/19 4.11 Approve Discharge of Supervisory Board For For Management Member Irene Schulz for Fiscal 2018/19 4.12 Approve Discharge of Supervisory Board For For Management Member Irene Weininger for Fiscal 2018/19 4.13 Approve Discharge of Supervisory Board For For Management Member Thomas Wetzel for Fiscal 2018/19 5 Ratify Ernst & Young GmbH as Auditors For For Management for Fiscal 2019/20 -------------------------------------------------------------------------------- OTSUKA CORP. Ticker: 4768 Security ID: J6243L115 Meeting Date: MAR 27, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 110 2.1 Appoint Statutory Auditor Nakai, For Against Management Kazuhiko 2.2 Appoint Statutory Auditor Hada, Etsuo For For Management 2.3 Appoint Statutory Auditor Minagawa, For For Management Katsumasa -------------------------------------------------------------------------------- OTSUKA HOLDINGS CO., LTD. Ticker: 4578 Security ID: J63117105 Meeting Date: MAR 27, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Otsuka, Ichiro For For Management 1.2 Elect Director Higuchi, Tatsuo For For Management 1.3 Elect Director Matsuo, Yoshiro For For Management 1.4 Elect Director Makino, Yuko For For Management 1.5 Elect Director Takagi, Shuichi For For Management 1.6 Elect Director Tobe, Sadanobu For For Management 1.7 Elect Director Kobayashi, Masayuki For For Management 1.8 Elect Director Tojo, Noriko For For Management 1.9 Elect Director Inoue, Makoto For For Management 1.10 Elect Director Matsutani, Yukio For For Management 1.11 Elect Director Sekiguchi, Ko For For Management 1.12 Elect Director Aoki, Yoshihisa For For Management 1.13 Elect Director Mita, Mayo For For Management -------------------------------------------------------------------------------- OTTOGI CORP. Ticker: 007310 Security ID: Y65883103 Meeting Date: MAR 27, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Appropriation of Income For For Management 3 Amend Articles of Incorporation For For Management 4.1 Elect Ham Young-jun as Inside Director For Against Management 4.2 Elect Lee Gang-hun as Inside Director For Against Management 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 6 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- OVERSEA-CHINESE BANKING CORPORATION LIMITED Ticker: O39 Security ID: Y64248209 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and For For Management Directors' and Auditors' Reports 2a Elect Ooi Sang Kuang as Director For For Management 2b Elect Lee Tih Shih as Director For For Management 2c Elect Wee Joo Yeow as Director For For Management 3a Elect Koh Beng Seng as Director For For Management 3b Elect Tan Yen Yen as Director For For Management 4 Approve Final Dividend For For Management 5a Approve Directors' Remuneration For For Management 5b Approve Issuance of 6,000 Shares to For For Management Each Non-Executive Director for the Year Ended Dec. 31, 2019 6 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 7 Approve Issuance of Equity or For For Management Equity-Linked Securities with or without Preemptive Rights 8 Approve Grant of Options and/or Rights For For Management and Issuance of Shares Pursuant to the OCBC Share Option Scheme 2001 and OCBC Employee Share Purchase Plan 9 Approve Issuance of Shares Pursuant to For For Management the Oversea-Chinese Banking Corporation Limited Scrip Dividend Scheme 10 Authorize Share Repurchase Program For For Management -------------------------------------------------------------------------------- OZ MINERALS LTD. Ticker: OZL Security ID: Q7161P122 Meeting Date: APR 17, 2020 Meeting Type: Annual Record Date: APR 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 2a Elect Rebecca McGrath as Director For For Management 2b Elect Tonianne Dwyer as Director For For Management 2c Elect Richard Seville as Director For For Management 3 Approve Remuneration Report For For Management 4a Approve Grant of 128,287 Performance For For Management Rights to Andrew Cole 4b Approve Grant of 25,319 Performance For For Management Rights to Andrew Cole 5 Approve Renewal of the Company's For For Management Proportional Takeover Approval Provisions -------------------------------------------------------------------------------- PALTAC CORP. Ticker: 8283 Security ID: J6349W106 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mikita, Kunio For For Management 1.2 Elect Director Kasutani, Seiichi For For Management 1.3 Elect Director Noma, Masahiro For For Management 1.4 Elect Director Moriya, Akiyoshi For For Management 1.5 Elect Director Shimada, Masaharu For For Management 1.6 Elect Director Yogo, Katsutoshi For For Management 1.7 Elect Director Oishi, Kaori For For Management 1.8 Elect Director Asada, Katsumi For For Management 2.1 Appoint Statutory Auditor Kanaoka, For For Management Yukihiro 2.2 Appoint Statutory Auditor Kotera, Yohei For For Management -------------------------------------------------------------------------------- PAN PACIFIC INTERNATIONAL HOLDINGS CORP. Ticker: 7532 Security ID: J1235L108 Meeting Date: SEP 25, 2019 Meeting Type: Annual Record Date: JUN 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For Against Management Final Dividend of JPY 30 2.1 Elect Director Yoshida, Naoki For For Management 2.2 Elect Director Matsumoto, Kazuhiro For For Management 2.3 Elect Director Nishii, Takeshi For For Management 2.4 Elect Director Sakakibara, Ken For For Management 2.5 Elect Director Sekiguchi, Kenji For For Management 2.6 Elect Director Maruyama, Tetsuji For For Management 2.7 Elect Director Ishii, Yuji For For Management 2.8 Elect Director Abe, Hiroshi For For Management 2.9 Elect Director Yasuda, Takao For For Management 3.1 Elect Director and Audit Committee For For Management Member Nishitani, Jumpei 3.2 Elect Director and Audit Committee For For Management Member Yoshino, Masaki -------------------------------------------------------------------------------- PANASONIC CORP. Ticker: 6752 Security ID: J6354Y104 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Nagae, Shusaku For For Management 1.2 Elect Director Tsuga, Kazuhiro For For Management 1.3 Elect Director Sato, Mototsugu For For Management 1.4 Elect Director Higuchi, Yasuyuki For For Management 1.5 Elect Director Homma, Tetsuro For For Management 1.6 Elect Director Tsutsui, Yoshinobu For For Management 1.7 Elect Director Ota, Hiroko For For Management 1.8 Elect Director Toyama, Kazuhiko For For Management 1.9 Elect Director Noji, Kunio For For Management 1.10 Elect Director Umeda, Hirokazu For For Management 1.11 Elect Director Laurence W.Bates For For Management 1.12 Elect Director Sawada, Michitaka For For Management 1.13 Elect Director Kawamoto, Yuko For For Management 2.1 Appoint Statutory Auditor Fujii, Eiji For For Management 2.2 Appoint Statutory Auditor Yufu, Setsuko For For Management -------------------------------------------------------------------------------- PANDORA AS Ticker: PNDORA Security ID: K7681L102 Meeting Date: DEC 04, 2019 Meeting Type: Special Record Date: NOV 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Peter A. Ruzicka as New Director For For Management 2 Authorize Editorial Changes to Adopted For For Management Resolutions in Connection with Registration with Danish Authorities -------------------------------------------------------------------------------- PANDORA AS Ticker: PNDORA Security ID: K7681L102 Meeting Date: MAR 11, 2020 Meeting Type: Annual Record Date: MAR 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Report of Board None None Management 2 Accept Financial Statements and For For Management Statutory Reports 3 Approve Remuneration of Directors for For For Management 2020 in the Amount of DKK 1.5 Million for Chairman, DKK 750,000 for Vice Chairman, and DKK 500,000 for Other Directors; Approve Remuneration for Committee Work 4 Approve Allocation of Income and For For Management Dividends of DKK 9 Per Share 5.1 Reelect Peter A. Ruzicka (Chair) as For For Management Director 5.2 Reelect Christian Frigast (Vice Chair) For For Management as Director 5.3 Reelect Andrea Dawn Alvey as Director For For Management 5.4 Reelect Ronica Wang as Director For For Management 5.5 Reelect Birgitta Stymne Goransson as For Abstain Management Director 5.6 Reelect Isabelle Parize as Director For For Management 5.7 Elect Catherine Spindler as New For For Management Director 5.8 Elect Marianne Kirkegaard as New For For Management Director 6 Ratify Ernst & Young as Auditor For For Management 7 Approve Discharge of Management and For For Management Board 8.1 Approve DKK 8 Million Reduction in For For Management Share Capital via Share Cancellation 8.2 Amend Articles Re: Agenda of Annual For For Management General Meeting 8.3 Authorize Share Repurchase Program For For Management 8.4 Approve Guidelines for Incentive-Based For Against Management Compensation for Executive Management and Board 8.5 Authorize Editorial Changes to Adopted For For Management Resolutions in Connection with Registration with Danish Authorities 9 Other Business None None Management -------------------------------------------------------------------------------- PARGESA HOLDING SA Ticker: PARG Security ID: H60477207 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For Did Not Vote Management Statutory Reports 2 Approve Allocation of Income and For Did Not Vote Management Dividends of CHF 2.63 per Bearer Share and CHF 0.26 per Registered Share 3 Approve Discharge of Board and Senior For Did Not Vote Management Management 4.1.a Reelect Bernard Daniel as Director For Did Not Vote Management 4.1.b Reelect Victor Delloye as Director For Did Not Vote Management 4.1.c Reelect Andre Desmarais as Director For Did Not Vote Management 4.1.d Reelect Paul Desmarais Jr as Director For Did Not Vote Management 4.1.e Reelect Paul Desmarais III as Director For Did Not Vote Management 4.1.f Reelect Cedric Frere as Director For Did Not Vote Management 4.1.g Reelect Gerald Frere as Director For Did Not Vote Management 4.1.h Reelect Segolene Gallienne as Director For Did Not Vote Management 4.1.i Reelect Jean-Luc Herbez as Director For Did Not Vote Management 4.1.j Reelect Barbara Kux as Director For Did Not Vote Management 4.1.k Reelect Xavier Le Clef as Director For Did Not Vote Management 4.1.l Reelect Jocelyn Lefebvre as Director For Did Not Vote Management 4.1.m Reelect Michel Pebereau as Director For Did Not Vote Management 4.1.n Reelect Amaury de Seze as Director For Did Not Vote Management 4.2 Reelect Paul Desmarais Jr as Board For Did Not Vote Management Chairman 4.3.1 Reappoint Bernard Daniel as Member of For Did Not Vote Management the Compensation Committee 4.3.2 Reappoint Jean-Luc Herbez as Member of For Did Not Vote Management the Compensation Committee 4.3.3 Reappoint Barbara Kux as Member of the For Did Not Vote Management Compensation Committee 4.3.4 Reappoint Xavier Le Clef as Member of For Did Not Vote Management the Compensation Committee 4.3.5 Reappoint Amaury de Seze as Member of For Did Not Vote Management the Compensation Committee 4.4 Designate Valerie Marti as Independent For Did Not Vote Management Proxy 4.5 Ratify Deloitte SA as Auditors For Did Not Vote Management 5.1 Approve Remuneration of Directors in For Did Not Vote Management the Amount of CHF 6 Million 5.2 Approve Remuneration of Executive For Did Not Vote Management Committee in the Amount of CHF 1.5 Million 6 Approve Creation of CHF 253 Million For Did Not Vote Management Pool of Capital without Preemptive Rights 7 Transact Other Business (Voting) For Did Not Vote Management -------------------------------------------------------------------------------- PARK24 CO., LTD. Ticker: 4666 Security ID: J63581102 Meeting Date: JAN 30, 2020 Meeting Type: Annual Record Date: OCT 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 70 2.1 Elect Director Nishikawa, Koichi For Abstain Management 2.2 Elect Director Sasaki, Kenichi For Abstain Management 2.3 Elect Director Kawakami, Norifumi For Abstain Management 2.4 Elect Director Kawasaki, Keisuke For Abstain Management 2.5 Elect Director Yamanaka, Shingo For Abstain Management 2.6 Elect Director Oura, Yoshimitsu For Abstain Management 2.7 Elect Director Nagasaka, Takashi For Abstain Management 3.1 Elect Director and Audit Committee For Abstain Management Member Sasakawa, Akifumi 3.2 Elect Director and Audit Committee For For Management Member Takeda, Tsunekazu 3.3 Elect Director and Audit Committee For For Management Member Niunoya, Miho -------------------------------------------------------------------------------- PARTNERS GROUP HOLDING AG Ticker: PGHN Security ID: H6120A101 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income and For For Management Dividends of CHF 25.50 per Share 3 Approve Discharge of Board and Senior For For Management Management 4 Amend Articles Re: Remuneration of the For For Management Board of Directors and Executive Committee 5 Approve Remuneration Report For Against Management 6.1 Approve Short-Term Remuneration of For For Management Directors in the Amount of CHF 3 Million 6.2 Approve Long-Term Remuneration of For For Management Directors in the Amount of CHF 4.5 Million 6.3 Approve Technical Non-Financial For For Management Remuneration of Directors in the Amount of CHF 5.7 Million 6.4 Approve Short-Term Remuneration of For For Management Executive Committee in the Amount of CHF 7.5 Million 6.5 Approve Long-Term Remuneration of For For Management Executive Committee in the Amount of CHF 16.5 Million 6.6 Approve Technical Non-Financial For For Management Remuneration of Executive Committee in the Amount of CHF 10,000 7.1.1 Elect Steffen Meister as Director and For For Management as Board Chairman 7.1.2 Elect Marcel Erni as Director For For Management 7.1.3 Elect Alfred Gantner as Director For For Management 7.1.4 Elect Lisa Hook as Director For For Management 7.1.5 Elect Grace del Rosario-Castano as For Against Management Director 7.1.6 Elect Martin Strobel as Director For Against Management 7.1.7 Elect Eric Strutz as Director For Against Management 7.1.8 Elect Urs Wietlisbach as Director For For Management 7.2.1 Appoint Lisa Hook as Member of the For For Management Nomination and Compensation Committee 7.2.2 Appoint Grace del Rosario-Castano as For Against Management Member of the Nomination and Compensation Committee 7.2.3 Appoint Martin Strobel as Member of For Against Management the Nomination and Compensation Committee 7.3 Designate Hotz & Goldmann as For For Management Independent Proxy 7.4 Ratify KPMG AG as Auditors For For Management 8 Transact Other Business (Voting) For Against Management -------------------------------------------------------------------------------- PAZ OIL CO. LTD. Ticker: PZOL Security ID: M7846U102 Meeting Date: AUG 01, 2019 Meeting Type: Special Record Date: JUN 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles Re: Election of For For Management Directors Procedures 2 Approve Employment Terms of Avraham For For Management Bigger, Chairman A Vote FOR if you are a controlling None Against Management shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager B1 If you are an Interest Holder as None Against Management defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. B2 If you are a Senior Officer as defined None Against Management in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. B3 If you are an Institutional Investor None For Management as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. -------------------------------------------------------------------------------- PAZ OIL CO. LTD. Ticker: PZOL Security ID: M7846U102 Meeting Date: OCT 30, 2019 Meeting Type: Special Record Date: OCT 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amended Compensation Policy For For Management for the Directors and Officers of the Company 2 Approve Special Retirement Bonus to For Against Management Yona Fogel, Former CEO A Vote FOR if you are a controlling None Against Management shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager B1 If you are an Interest Holder as None Against Management defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. B2 If you are a Senior Officer as defined None Against Management in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. B3 If you are an Institutional Investor None For Management as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. -------------------------------------------------------------------------------- PAZ OIL CO. LTD. Ticker: PZOL Security ID: M7846U102 Meeting Date: DEC 30, 2019 Meeting Type: Annual/Special Record Date: DEC 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Reappoint Somekh Chaikin & Co. as For For Management Auditors and Authorize Board to Fix Their Remuneration 2 Report on Fees Paid to the Auditor for None None Management 2018 3 Discuss Financial Statements and the None None Management Report of the Board A Vote FOR if you are a controlling None Against Management shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager B1 If you are an Interest Holder as None Against Management defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. B2 If you are a Senior Officer as defined None Against Management in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. B3 If you are an Institutional Investor None For Management as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. -------------------------------------------------------------------------------- PAZ OIL CO. LTD. Ticker: PZOL Security ID: M7846U102 Meeting Date: APR 01, 2020 Meeting Type: Special Record Date: MAR 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amended Compensation Policy For For Management for the Directors and Officers of the Company 2 Approve Employment Terms of Nir For For Management Sztern, CEO 3 Approve Compensation for Directors For For Management A Vote FOR if you are a controlling None Against Management shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager B1 If you are an Interest Holder as None Against Management defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. B2 If you are a Senior Officer as defined None Against Management in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. B3 If you are an Institutional Investor None For Management as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. -------------------------------------------------------------------------------- PCCW LIMITED Ticker: 8 Security ID: Y6802P120 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: MAY 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Srinivas Bangalore Gangaiah as For For Management Director 3b Elect Hui Hon Hing, Susanna as Director For For Management 3c Elect Lee Chi Hong, Robert as Director For For Management 3d Elect Li Fushen as Director For Against Management 3e Elect Mai Yanzhouas Director For For Management 3f Elect David Christopher Chance as For For Management Director 3g Authorize Board to Fix Remuneration of For For Management Directors 4 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- PEARSON PLC Ticker: PSON Security ID: G69651100 Meeting Date: APR 24, 2020 Meeting Type: Annual Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Elect Sherry Coutu as Director For For Management 4 Elect Sally Johnson as Director For For Management 5 Elect Graeme Pitkethly as Director For For Management 6 Re-elect Elizabeth Corley as Director For For Management 7 Re-elect Vivienne Cox as Director For For Management 8 Re-elect John Fallon as Director For For Management 9 Re-elect Linda Lorimer as Director For For Management 10 Re-elect Michael Lynton as Director For For Management 11 Re-elect Tim Score as Director For For Management 12 Re-elect Sidney Taurel as Director For For Management 13 Re-elect Lincoln Wallen as Director For For Management 14 Approve Remuneration Policy For For Management 15 Approve Remuneration Report For For Management 16 Approve Long Term Incentive Plan For For Management 17 Reappoint PricewaterhouseCoopers LLP For For Management as Auditors 18 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 19 Authorise Issue of Equity For For Management 20 Authorise Issue of Equity without For For Management Pre-emptive Rights 21 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 22 Authorise Market Purchase of Ordinary For For Management Shares 23 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- PEMBINA PIPELINE CORPORATION Ticker: PPL Security ID: 706327103 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: MAR 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Anne-Marie N. Ainsworth For For Management 1.2 Elect Director Michael (Mick) H. Dilger For For Management 1.3 Elect Director Randall J. Findlay For For Management 1.4 Elect Director Robert G. Gwin For For Management 1.5 Elect Director Maureen E. Howe For For Management 1.6 Elect Director Gordon J. Kerr For For Management 1.7 Elect Director David M.B. LeGresley For For Management 1.8 Elect Director Leslie A. O'Donoghue For For Management 1.9 Elect Director Bruce D. Rubin For For Management 1.10 Elect Director Henry W. Sykes For For Management 2 Approve KPMG LLP Auditors and For For Management Authorize Board to Fix Their Remuneration 3 Amend Bylaws For For Management 4 Approve Advance Notice Requirement For For Management 5 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- PENNON GROUP PLC Ticker: PNN Security ID: G8295T213 Meeting Date: JUL 25, 2019 Meeting Type: Annual Record Date: JUL 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Approve Remuneration Report For For Management 4 Re-elect Sir John Parker as Director For For Management 5 Re-elect Neil Cooper as Director For For Management 6 Re-elect Susan Davy as Director For For Management 7 Elect Iain Evans as Director For For Management 8 Re-elect Christopher Loughlin as For For Management Director 9 Re-elect Gill Rider as Director For For Management 10 Reappoint Ernst & Young LLP as Auditors For For Management 11 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 12 Authorise EU Political Donations and For For Management Expenditure 13 Authorise Issue of Equity For For Management 14 Authorise Issue of Equity without For For Management Pre-emptive Rights 15 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Specified Capital Investment 16 Authorise Market Purchase of Ordinary For For Management Shares 17 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice 18 Amend Articles of Association For For Management 19 Approve Issuance of WaterShare+ Share For For Management in Connection with the WaterShare+ Scheme of South West Water Limited -------------------------------------------------------------------------------- PENNON GROUP PLC Ticker: PNN Security ID: G8295T213 Meeting Date: MAY 28, 2020 Meeting Type: Special Record Date: MAY 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Matters Relating to the For For Management Disposal by the Company of the Viridor Business -------------------------------------------------------------------------------- PENTA-OCEAN CONSTRUCTION CO., LTD. Ticker: 1893 Security ID: J63653109 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 24 2.1 Elect Director Shimizu, Takuzo For For Management 2.2 Elect Director Ueda, Kazuya For For Management 2.3 Elect Director Noguchi, Tetsushi For For Management 2.4 Elect Director Tahara, Ryoji For For Management 2.5 Elect Director Watanabe, Hiroshi For For Management 2.6 Elect Director Katsumura, Junji For For Management 2.7 Elect Director Yamashita, Tomoyuki For For Management 2.8 Elect Director Kawashima, Yasuhiro For For Management 2.9 Elect Director Takahashi, Hidenori For For Management 2.10 Elect Director Furuya, Naoki For For Management 3.1 Appoint Statutory Auditor Kuraishi, For Against Management Hideaki 3.2 Appoint Statutory Auditor Suganami, For Against Management Shin -------------------------------------------------------------------------------- PERNOD RICARD SA Ticker: RI Security ID: F72027109 Meeting Date: NOV 08, 2019 Meeting Type: Annual/Special Record Date: NOV 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 3.12 per Share 4 Approve Auditors' Special Report on For For Management Related-Party Transactions 5 Reelect Kory Sorenson as Director For For Management 6 Elect Esther Berrozpe Galindo as For For Management Director 7 Elect Philippe Petitcolin as Director For For Management 8 Approve Remuneration of Directors in For For Management the Aggregate Amount of EUR 1.25 Million 9 Approve Compensation of Alexandre For Against Management Ricard, Chairman and CEO 10 Approve Remuneration Policy for For Against Management Alexandre Ricard, Chairman and CEO 11 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 12 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 13 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 135 Million 14 Authorize Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 41 Million 15 Authorize Board to Increase Capital in For For Management the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above 16 Approve Issuance of Equity or For For Management Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 41 Million 17 Authorize Capital Increase of up to 10 For For Management Percent of Issued Capital for Contributions in Kind 18 Authorize Capital Increase of up to 10 For For Management Percent of Issued Capital for Future Exchange Offers 19 Authorize Capitalization of Reserves For For Management of Up to EUR 135 Million for Bonus Issue or Increase in Par Value 20 Authorize up to 1.5 Percent of Issued For Against Management Capital for Use in Restricted Stock Plans 21 Authorize up to 1.5 Percent of Issued For Against Management Capital for Use in Stock Option Plans 22 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 23 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans Reserved for Employees of the Group's Subsidiaries 24 Amend Article 16 of Bylaws Re: For For Management Employee Representative 25 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- PERPETUAL LIMITED Ticker: PPT Security ID: Q9239H108 Meeting Date: OCT 17, 2019 Meeting Type: Annual Record Date: OCT 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Remuneration Report For For Management 2 Elect Greg Cooper as Director For For Management 3 Approve Grant of Share Rights and For For Management Performance Rights to Rob Adams -------------------------------------------------------------------------------- PERSIMMON PLC Ticker: PSN Security ID: G70202109 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: APR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For Abstain Management 3 Approve Remuneration Policy For For Management 4 Approve Remuneration Report For For Management 5 Re-elect Roger Devlin as Director For For Management 6 Re-elect David Jenkinson as Director For For Management 7 Re-elect Michael Killoran as Director For For Management 8 Re-elect Nigel Mills as Director For For Management 9 Re-elect Rachel Kentleton as Director For For Management 10 Re-elect Simon Litherland as Director For For Management 11 Re-elect Marion Sears as Director For For Management 12 Elect Joanna Place as Director For For Management 13 Reappoint Ernst & Young LLP as Auditors For For Management 14 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 15 Authorise Issue of Equity For For Management 16 Authorise Issue of Equity without For For Management Pre-emptive Rights 17 Authorise Market Purchase of Ordinary For For Management Shares 18 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- PERSOL HOLDINGS CO., LTD. Ticker: 2181 Security ID: J6367Q106 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 15 2.1 Elect Director Mizuta, Masamichi For For Management 2.2 Elect Director Wada, Takao For For Management 2.3 Elect Director Takahashi, Hirotoshi For For Management 2.4 Elect Director Tamakoshi, Ryosuke For For Management 2.5 Elect Director Nishiguchi, Naohiro For For Management 2.6 Elect Director Yamauchi, Masaki For For Management 3.1 Elect Director and Audit Committee For Against Management Member Enomoto, Chisa 3.2 Elect Director and Audit Committee For For Management Member Tomoda, Kazuhiko 4 Elect Alternate Director and Audit For For Management Committee Member Tsukamoto, Hideo 5 Approve Compensation Ceiling for For For Management Directors Who Are Not Audit Committee Members 6 Approve Trust-Type Equity Compensation For For Management Plan 7 Approve Trust-Type Equity Compensation For For Management Plan -------------------------------------------------------------------------------- PEUGEOT SA Ticker: UG Security ID: F72313111 Meeting Date: JUN 25, 2020 Meeting Type: Annual/Special Record Date: JUN 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Absence of Dividends 4 Ratify Appointment of Zhang Zutong as For Against Management Supervisory Board Member 5 Reelect Catherine Bradley as For For Management Supervisory Board Member 6 Approve Remuneration Policy of Carlos For Against Management Tavares, Chairman of the Management Board 7 Approve Remuneration Policy of Olivier For Against Management Bourges, Michael Lohscheller, Maxime Picat as Members of the Management Board 8 Approve Remuneration Policy of Louis For For Management Gallois, Chairman of the Supervisory Board 9 Approve Remuneration Policy of Members For For Management of the Supervisory Board 10 Approve Compensation Report of For For Management Corporate Officers 11 Approve Compensation of Carlos For Against Management Tavares, Chairman of the Management Board 12 Approve Compensation of Olivier For Against Management Bourges, Member of the Management Board Since March 1, 2019 13 Approve Compensation of Michael For Against Management Lohscheller, Member of the Management Board Since Sept. 1, 2019 14 Approve Compensation of Maxime Picat, For Against Management Member of the Management Board 15 Approve Compensation of For Against Management Jean-Christophe Quemard, Member of the Management Board Until Aug. 31, 2019 16 Approve Compensation of Louis Gallois, For For Management Chairman of the Supervisory Board 17 Approve Transaction with For For Management Etablissements Peugeot Freres and FFP Re: Engagement Letter 18 Approve Transaction with Bpifrance For For Management Participations and Lion Participations Re: Engagement Letter 19 Approve Transaction with Dongfeng For For Management Motor Group Re: Buyout Agreement 20 Waiver of the Establishment of a For For Management Special Negotiation Group Re: Merger Agreement Between Company and Fiat Chrysler Automobiles 21 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 22 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 23 Authorize Board to Issue Free Warrants For Against Management with Preemptive Rights During a Public Tender Offer 24 Authorize Capital Issuances for Use in For Against Management Employee Stock Purchase Plans 25 Amend Article 10 of Bylaws Re: For For Management Employee Representative 26 Amend Article 12 of Bylaws Re: Payment For For Management of Dividends 27 Ratify Change Location of Registered For For Management Office to Centre Technique de Velizy, Route de Gisy, 78140 Velizy-Villacoublay and Amend Article 4 of Bylaws Accordingly 28 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- PGE POLSKA GRUPA ENERGETYCZNA SA Ticker: PGE Security ID: X6447Z104 Meeting Date: DEC 02, 2019 Meeting Type: Special Record Date: NOV 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Meeting Chairman For For Management 3 Acknowledge Proper Convening of Meeting None None Management 4 Approve Agenda of Meeting For For Management 5 Resolve Not to Elect Members of Vote For For Management Counting Commission 6 Cancel Dec. 14, 2016, EGM, Resolution None Against Shareholder and June 27, 2017, AGM Resolutions; Amend Dec. 14, 2016, EGM, Resolution Re: Approve Remuneration Policy for Management Board Members; Approve Remuneration Policy for Management Board Members 7 Amend Dec. 14, 2016, EGM, Resolution None Against Shareholder Re: Approve Remuneration Policy for Supervisory Board Members 8 Approve Decision on Covering Costs of None Against Shareholder Convocation of General Meeting of Shareholders 9 Close Meeting None None Management -------------------------------------------------------------------------------- PHOENIX GROUP HOLDINGS PLC Ticker: PHNX Security ID: G7S8MZ109 Meeting Date: FEB 13, 2020 Meeting Type: Special Record Date: FEB 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acquisition of ReAssure Group For For Management plc 2 Authorise Issue of Equity in For For Management Connection with the Acquisition -------------------------------------------------------------------------------- PHOENIX GROUP HOLDINGS PLC Ticker: PHNX Security ID: G7S8MZ109 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Remuneration Policy For For Management 4 Approve Final Dividend For For Management 5 Re-elect Alastair Barbour as Director For For Management 6 Elect Andy Briggs as a Director For For Management 7 Re-elect Campbell Fleming as Director For For Management 8 Re-elect Karen Green as Director For For Management 9 Re-elect Nicholas Lyons as Director For For Management 10 Re-elect Wendy Mayall as Director For For Management 11 Re-elect John Pollock as Director For For Management 12 Re-elect Belinda Richards as Director For For Management 13 Re-elect Nicholas Shott as Director For For Management 14 Re-elect Kory Sorenson as Director For For Management 15 Elect Rakesh Thakrar as a Director For For Management 16 Elect Mike Tumilty as a Director For For Management 17 Reappoint Ernst & Young LLP as Auditors For For Management 18 Authorise Board to Fix Remuneration of For For Management Auditors 19 Authorise issue of Equity For For Management 20 Approve EU Political Donations For For Management 21 Authorise Issue of Equity without For For Management Pre-emptive Rights 22 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 23 Authorise Shares for Market Purchase For For Management of Ordinary Shares 24 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice 25 Authorise issue of Equity in For For Management connection with the acquisition of ReAssure Group plc. 26 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with the acquisition of ReAssure Group plc. 27 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an acquisition or other capital investment conditional upon the acquisition of ReAssure Group plc. 28 Authorise Shares for Market Purchase For For Management in Connection with the acquisition of ReAssure Group plc. -------------------------------------------------------------------------------- PHOENIX HOLDINGS LTD. Ticker: PHOE Security ID: M7918D145 Meeting Date: AUG 06, 2019 Meeting Type: Annual/Special Record Date: JUL 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Discuss Financial Statements and the None None Management Report of the Board 2 Reappoint Kost Forer Gabbay & Kasierer For For Management as Auditors and Authorize Board to Fix Their Remuneration 3 Elect Uri Rosenberg as Director For For Management 4 Approve Amended Compensation Policy For For Management for the Directors and Officers of the Company 5 Approve Employment Terms of Eyal Ben For For Management Simon, CEO 6 Approve Amended Employment Terms of For For Management Roy Yakir, Deputy CEO & Investment Manager, CEO of Subsidary Company A Vote FOR if you are a controlling None Against Management shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager B1 If you are an Interest Holder as None Against Management defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. B2 If you are a Senior Officer as defined None Against Management in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. B3 If you are an Institutional Investor None For Management as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. -------------------------------------------------------------------------------- PHOENIX HOLDINGS LTD. Ticker: PHOE Security ID: M7918D145 Meeting Date: MAR 24, 2020 Meeting Type: Special Record Date: FEB 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Issue Updated Indemnification For For Management Agreements to Directors/Officers Including CEO 2 Issue Updated Exemption Agreements to For For Management Directors/Officers Including CEO 3 Approve Expense reimbursement to For For Management Directors Who Lives Outside of Israel 4 Approve Compensation Policy for the For Against Management Directors and Officers of the Company 5 Amend Articles Re: Exemption, For For Management Indemnification to Directors/Officers 6 Elect Rachel Levine as External For For Management Director A Vote FOR if you are a controlling None Against Management shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager B1 If you are an Interest Holder as None Against Management defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. B2 If you are a Senior Officer as defined None Against Management in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. B3 If you are an Institutional Investor None For Management as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. -------------------------------------------------------------------------------- PIGEON CORP. Ticker: 7956 Security ID: J63739106 Meeting Date: MAR 27, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 35 2 Amend Articles to Amend Provisions on For For Management Number of Directors - Indemnify Directors - Indemnify Statutory Auditors 3.1 Elect Director Nakata, Yoichi For For Management 3.2 Elect Director Yamashita, Shigeru For For Management 3.3 Elect Director Kitazawa, Norimasa For For Management 3.4 Elect Director Akamatsu, Eiji For For Management 3.5 Elect Director Itakura, Tadashi For For Management 3.6 Elect Director Kurachi, Yasunori For For Management 3.7 Elect Director Kevin Vyse-Peacock For For Management 3.8 Elect Director Nitta, Takayuki For For Management 3.9 Elect Director Hatoyama, Rehito For For Management 3.10 Elect Director Okada, Erika For For Management 3.11 Elect Director Hayashi, Chiaki For For Management 3.12 Elect Director Yamaguchi, Eriko For For Management 4 Appoint Statutory Auditor Matsunaga, For For Management Tsutomu -------------------------------------------------------------------------------- PIRELLI & C. SPA Ticker: PIRC Security ID: T76434264 Meeting Date: JUN 18, 2020 Meeting Type: Annual/Special Record Date: JUN 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Accept Financial Statements and For For Management Statutory Reports 1.2 Approve Allocation of Income For For Management 2.1 Fix Number of Directors None For Shareholder 2.2.1 Slate 1 Submitted by Marco Polo None Against Shareholder International Italy Srl and Camfin SpA 2.2.2 Slate 2 Submitted by Institutional None For Shareholder Investors (Assogestioni) 2.3 Elect Ning Gaoning as Board Chair None Against Shareholder 2.4 Approve Remuneration of Directors None For Shareholder 3.1 Approve Remuneration Policy For Against Management 3.2 Approve Second Section of the For Against Management Remuneration Report 4 Approve Three-year Monetary Incentive For Against Management Plan 5 Approve Director, Officer, and For For Management Internal Auditors Liability and Indemnity Insurance 1 Amend Company Bylaws For For Management A Deliberations on Possible Legal Action None Against Management Against Directors if Presented by Shareholders -------------------------------------------------------------------------------- PLASTIC OMNIUM SA Ticker: POM Security ID: F73325106 Meeting Date: APR 23, 2020 Meeting Type: Annual/Special Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income and For For Management Dividends of EUR 0.49 per Share 3 Approve Transaction with Sofiparc For For Management 4 Approve Transaction with Jerome Gallot For For Management Re: Exceptional Remuneration 5 Approve Amendment of Transaction with For Against Management Burelle 6 Approve Auditors' Special Report on For Against Management Related-Party Transactions 7 Approve Consolidated Financial For For Management Statements and Statutory Reports 8 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 9 Ratify Appointment of Laurent Favre as For For Management Director 10 Reelect Felicie Burelle as Director For For Management 11 Reelect Anne Asensio as Director For For Management 12 Reelect Cecile Moutet as Director For For Management 13 Reelect Vincent Labruyere as Director For Against Management 14 Approve Remuneration Policy of For Against Management Corporate Officers 15 Approve Remuneration Policy of For For Management Corporate Officers Non-Executives 16 Approve Compensation Report for For For Management Corporate Officers 17 Approve Compensation of Laurent For Against Management Burelle, Chairman and CEO 18 Approve Compensation of Paul Henry For Against Management Lemarie, Vice-CEO 19 Approve Compensation of Jean-Michel For Against Management Szczerba, CEO and Vice-CEO Until Sep. 24, 2019 20 Approve Remuneration of Directors in For For Management the Aggregate Amount of EUR 790,000 21 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 22 Authorize Issuance of Equity or For Against Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 4 Million 23 Authorize Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 4 Million 24 Approve Issuance of Equity or For Against Management Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 1.7 Million 25 Authorize Board to Increase Capital in For Against Management the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above 26 Authorize Capital Issuances for Use in For Against Management Employee Stock Purchase Plans 27 Delegate Power to the Board to Amend For Against Management the Bylaws to Comply with Legal Changes 28 Amend Articles 7, 11, 11 bis, 15, 17 For For Management of Bylaws to Comply with Legal Changes 29 Amend Article 12 of Bylaws Re: Board For For Management Members Deliberation via Written Consultation 30 Amend Article 13 of Bylaws Re: Related For For Management Party Transaction 31 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- PLATINUM ASSET MANAGEMENT LTD. Ticker: PTM Security ID: Q7587R108 Meeting Date: NOV 20, 2019 Meeting Type: Annual Record Date: NOV 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 2a Elect Anne Loveridge as Director For Against Management 2b Elect Kerr Neilson as Director For For Management 2c Elect Elizabeth Norman as Director For Against Management 3 Approve Remuneration Report For For Management -------------------------------------------------------------------------------- POLSKI KONCERN NAFTOWY ORLEN SA Ticker: PKN Security ID: X6922W204 Meeting Date: MAR 05, 2020 Meeting Type: Special Record Date: FEB 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Meeting Chairman For For Management 3 Acknowledge Proper Convening of Meeting None None Management 4 Approve Agenda of Meeting For For Management 5 Elect Members of Vote Counting For For Management Commission 6 Fix Number of Supervisory Board Members For For Management 7.1 Recall Supervisory Board Member For Against Shareholder 7.2 Elect Supervisory Board Member For Against Shareholder 7.3 Elect Supervisory Board Chairman For Against Shareholder 8 Close Meeting None None Management -------------------------------------------------------------------------------- POLSKI KONCERN NAFTOWY ORLEN SA Ticker: PKN Security ID: X6922W204 Meeting Date: JUN 05, 2020 Meeting Type: Annual Record Date: MAY 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Meeting Chairman For For Management 3 Acknowledge Proper Convening of Meeting None None Management 4 Approve Agenda of Meeting For For Management 5 Elect Members of Vote Counting For For Management Commission 6 Receive Management Board Report on None None Management Company's and Group's Operations 7 Receive Financial Statements and None None Management Management Board Proposal on Allocation of Income 8 Receive Consolidated Financial None None Management Statements 9 Receive Supervisory Board Report None None Management 10 Receive Management Board Report on None None Management Expenses Related to Representation, Legal Services, Marketing Services, Public Relations Services, Social Communication Services, and Management Advisory Services 11 Approve Management Board Report on For For Management Company's and Group's Operations 12 Approve Financial Statements For For Management 13 Approve Consolidated Financial For For Management Statements 14 Approve Allocation of Income and For For Management Dividends of PLN 1 per Share 15.1 Approve Discharge of Daniel Obajtek For For Management (CEO) 15.2 Approve Discharge of Armen Artwich For For Management (Management Board Member) 15.3 Approve Discharge of Patrycja Klarecka For For Management (Management Board Member) 15.4 Approve Discharge of Zbigniew For For Management Leszczynski (Management Board Member) 15.5 Approve Discharge of Wieslaw For For Management Protasewicz (Management Board Member) 15.6 Approve Discharge of Michal Rog For For Management (Management Board Member) 15.7 Approve Discharge of Jozef Wegrecki For For Management (Management Board Member) 16.1 Approve Discharge of Izabela For For Management Felczak-Poturnicka (Supervisory Board Chairman) 16.2 Approve Discharge of Andrzej Szumanski For For Management (Supervisory Board Member and Deputy Chairman) 16.3 Approve Discharge of Radoslaw For For Management Kwasnicki (Supervisory Board Deputy Chairman) 16.4 Approve Discharge of Mateusz Bochacik For For Management (Supervisory Board Secretary) 16.5 Approve Discharge of Agnieszka For For Management Biernat-Wiatrak (Supervisory Board Member) 16.6 Approve Discharge of Andrzej Kapala For For Management (Supervisory Board Member) 16.7 Approve Discharge of Wojciech Krynski For For Management (Supervisory Board Member) 16.8 Approve Discharge of Jadwiga Lesisz For For Management (Supervisory Board Member) 16.9 Approve Discharge of Malgorzata For For Management Niezgoda (Supervisory Board Member) 16.10 Approve Discharge of Anna Wojcik For For Management (Supervisory Board Member) 16.11 Approve Discharge of Barbara For For Management Jarzembowska (Supervisory Board Member) 16.12 Approve Discharge of Michal For For Management Klimaszewski (Supervisory Board Member) 16.13 Approve Discharge of Anna For For Management Sakowicz-Kacz (Supervisory Board Member) 16.14 Approve Discharge of Roman Kusz For For Management (Supervisory Board Member) 17 Approve Remuneration Policy For Against Management 18.1 Amend Statute For For Management 18.2 Amend Statute Re: General Meeting For For Management 18.3 Amend Statute Re: Supervisory Board For For Management 18.4 Amend Statute Re: Supervisory Board For For Management 18.5 Amend Statute For Against Management 18.6 Approve Consolidated Text of Statute For Against Management 19 Close Meeting None None Management -------------------------------------------------------------------------------- POLSKIE GORNICTWO NAFTOWE I GAZOWNICTWO SA Ticker: PGN Security ID: X6582S105 Meeting Date: JUL 31, 2019 Meeting Type: Special Record Date: JUL 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Meeting Chairman For For Management 3 Acknowledge Proper Convening of Meeting None None Management 4 Prepare List of Shareholders None None Management 5 Approve Agenda of Meeting For For Management 6 Approve Acquisition of 10,000 Shares For For Management of PGNiG Upstream Norway AS 7 Amend Statute None Against Shareholder 8 Close Meeting None None Management -------------------------------------------------------------------------------- POLSKIE GORNICTWO NAFTOWE I GAZOWNICTWO SA Ticker: PGN Security ID: X6582S105 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: JUN 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Meeting Chairman For For Management 3 Acknowledge Proper Convening of Meeting None None Management 4 Prepare List of Shareholders None None Management 5 Approve Agenda of Meeting For For Management 6 Approve Financial Statements For For Management 7 Approve Management Board Report on For For Management Company's and Group's Operations; and Consolidated Financial Statements 8.1 Approve Discharge of Piotr Wozniak For For Management (CEO) 8.2 Approve Discharge of Radoslaw Bartosik For For Management (Deputy CEO) 8.3 Approve Discharge of Lukasz Kroplewski For For Management (Deputy CEO) 8.4 Approve Discharge of Michal Pietrzyk For For Management (Deputy CEO) 8.5 Approve Discharge of Maciej Wozniak For For Management (Deputy CEO) 8.6 Approve Discharge of Magdalena For For Management Zegarska (Deputy CEO) 8.7 Approve Discharge of Robert Perkowski For For Management (Deputy CEO) 9.1 Approve Discharge of Bartlomiej Nowak For For Management (Supervisory Board Chairman) 9.2 Approve Discharge of Piotr Sprzaczak For For Management (Supervisory Board Deputy Chairman) 9.3 Approve Discharge of Slawomir Borowiec For For Management (Supervisory Board Member) 9.4 Approve Discharge of Piotr Broda For For Management (Supervisory Board Member) 9.5 Approve Discharge of Andrzej Gonet For For Management (Supervisory Board Member) 9.6 Approve Discharge of Mieczyslaw For For Management Kawecki (Supervisory Board Member) 9.7 Approve Discharge of Stanislaw For For Management Sieradzki (Supervisory Board Member) 9.8 Approve Discharge of Grzegorz Tchorek For For Management (Supervisory Board Member) 9.9 Approve Discharge of Roman Gabrowski For For Management (Supervisory Board Member) 10.1 Recall Supervisory Board Member For Against Management 10.2 Elect Supervisory Board Member For Against Management 11 Approve Allocation of Income and For For Management Dividends of PLN 0.09 per Share 12 Approve Remuneration Policy For Against Management 13 Amend Statute None Against Shareholder 14 Close Meeting None None Management -------------------------------------------------------------------------------- POLYMETAL INTERNATIONAL PLC Ticker: POLY Security ID: G7179S101 Meeting Date: APR 27, 2020 Meeting Type: Annual Record Date: APR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Remuneration Policy For For Management 4 Approve Final Dividend For For Management 5 Elect Italia Boninelli as Director For For Management 6 Elect Victor Flores as Director For For Management 7 Elect Andrea Abt as Director For For Management 8 Re-elect Ian Cockerill as Director For For Management 9 Re-elect Vitaly Nesis as Director For For Management 10 Re-elect Konstantin Yanakov as Director For For Management 11 Re-elect Tracey Kerr as Director For For Management 12 Re-elect Giacomo Baizini as Director For For Management 13 Re-elect Manuel (Ollie) De For For Management Sousa-Oliveira as Director 14 Reappoint Deloitte LLP as Auditors For For Management 15 Authorise Board to Fix Remuneration of For For Management Auditors 16 Authorise Issue of Equity For For Management 17 Authorise Issue of Equity without For For Management Pre-emptive Rights 18 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 19 Authorise Market Purchase of Ordinary For For Management Shares -------------------------------------------------------------------------------- POSCO Ticker: 005490 Security ID: Y70750115 Meeting Date: MAR 27, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Chang In-hwa as Inside Director For For Management 2.2 Elect Chon Jung-son as Inside Director For Against Management 2.3 Elect Kim Hak-dong as Inside Director For Against Management 2.4 Elect Jeong Tak as Inside Director For Against Management 3 Elect Chang Seung-wha as Outside For Against Management Director 4 Elect Park Heui-jae as a Member of For Against Management Audit Committee 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- POSCO INTERNATIONAL CORP. Ticker: 047050 Security ID: Y1911C102 Meeting Date: MAR 30, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1.1 Elect Ju Si-bo as Inside Director For For Management 2.1.2 Elect Noh Min-yong as Inside Director For Against Management 2.2 Elect Jeong Tak as Non-Independent For Against Management Non-Executive Director 2.3.1 Elect Hong Jong-ho as Outside Director For For Management 2.3.2 Elect Shim In-suk as Outside Director For For Management 3.1 Elect Hong Jong-ho as a Member of For For Management Audit Committee 3.2 Elect Shim In-suk as a Member of Audit For For Management Committee 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 5 Approve Spin-Off Agreement For For Management -------------------------------------------------------------------------------- POSTE ITALIANE SPA Ticker: PST Security ID: T7S697106 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAY 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income For For Management 3 Fix Number of Directors For For Management 4 Fix Board Terms for Directors For For Management 5.1 Slate 1 Submitted by the Italian None Against Shareholder Ministry of Economy and Finance 5.2 Slate 2 Submitted by Institutional None For Shareholder Investors (Assogestioni) 6 Elect Maria Bianca Farina as Board None For Shareholder Chair 7 Approve Remuneration of Directors None For Shareholder 8 Approve Remuneration Policy For For Management 9 Approve Second Section of the For For Management Remuneration Report 10 Approve Equity-based Incentive Plan For For Management 11 Integrate Remuneration of External For For Management Auditors for 2019 A Deliberations on Possible Legal Action None Against Management Against Directors if Presented by Shareholders -------------------------------------------------------------------------------- POWER ASSETS HOLDINGS LIMITED Ticker: 6 Security ID: Y7092Q109 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAY 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Andrew John Hunter as Director For Against Management 3b Elect Ip Yuk-keung, Albert as Director For For Management 3c Elect Li Tzar Kuoi, Victor as Director For Against Management 3d Elect Tsai Chao Chung, Charles as For Against Management Director 3e Elect Lui Wai Yu, Albert as Director For For Management 4 Approve KPMG as Auditor and Authorize For Against Management Board to Fix Their Remuneration 5 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For Against Management Shares 8 Amend Articles of Association For For Management -------------------------------------------------------------------------------- POWER CORPORATION OF CANADA Ticker: POW Security ID: 739239101 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAR 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Pierre Beaudoin For For Management 1.2 Elect Director Marcel R. Coutu For For Management 1.3 Elect Director Andre Desmarais For Withhold Management 1.4 Elect Director Paul Desmarais, Jr. For Withhold Management 1.5 Elect Director Gary A. Doer For For Management 1.6 Elect Director Anthony R. Graham For For Management 1.7 Elect Director J. David A. Jackson For For Management 1.8 Elect Director Paula B. Madoff For For Management 1.9 Elect Director Isabelle Marcoux For For Management 1.10 Elect Director Christian Noyer For For Management 1.11 Elect Director R. Jeffrey Orr For For Management 1.12 Elect Director T. Timothy Ryan, Jr. For For Management 1.13 Elect Director Siim A. Vanaselja For For Management 2 Ratify Deloitte LLP as Auditors For For Management 3 Amend Stock Option Plan For For Management 4 Amend Bylaws For For Management -------------------------------------------------------------------------------- POWER FINANCIAL CORPORATION Ticker: PWF Security ID: 73927C100 Meeting Date: FEB 11, 2020 Meeting Type: Special Record Date: DEC 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Reorganization Plan For Against Management -------------------------------------------------------------------------------- POWSZECHNA KASA OSZCZEDNOSCI BANK POLSKI SA Ticker: PKO Security ID: X6919X108 Meeting Date: SEP 17, 2019 Meeting Type: Special Record Date: SEP 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Meeting Chairman For For Management 3 Acknowledge Proper Convening of Meeting None None Management 4 Approve Agenda of Meeting For For Management 5 Amend Statute None For Shareholder 6 Amend March 13, 2017, EGM, Resolution None For Shareholder Re: Approve Remuneration Policy for Management Board Members 7 Amend March 13, 2017, EGM, Resolution None For Shareholder Re: Approve Remuneration Policy for Supervisory Board Members 8 Approve Regulations on Supervisory None For Shareholder Board 9.1 Recall Supervisory Board Member None Against Shareholder 9.2 Elect Supervisory Board Member None Against Shareholder 10 Close Meeting None None Management -------------------------------------------------------------------------------- POWSZECHNY ZAKLAD UBEZPIECZEN SA Ticker: PZU Security ID: X6919T107 Meeting Date: SEP 06, 2019 Meeting Type: Special Record Date: AUG 21, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Meeting Chairman For For Management 3 Acknowledge Proper Convening of Meeting None None Management 4 Approve Agenda of Meeting For For Management 5 Amend Statute For Against Management 6 Amend Statute For Against Management 7 Amend Statute For For Management 8 Amend Statute Re: Sale of Fixed Assets For For Management 9 Amend Statute Re: Management Board For For Management 10 Close Meeting None None Management -------------------------------------------------------------------------------- POWSZECHNY ZAKLAD UBEZPIECZEN SA Ticker: PZU Security ID: X6919T107 Meeting Date: MAY 26, 2020 Meeting Type: Annual Record Date: MAY 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Meeting Chairman For For Management 3 Acknowledge Proper Convening of Meeting None None Management 4 Approve Agenda of Meeting For For Management 5 Receive Financial Statements None None Management 6 Receive Consolidated Financial None None Management Statements 7 Receive Management Board Report on None None Management Company's, Group's Operations, and Non-Financial Information 8 Receive Supervisory Board Reports on None None Management Its Review of Financial Statements, Management Board Report, and Management Board Proposal on Allocation of Income 9 Receive Supervisory Board Report on None None Management Its Activities 10 Approve Management Board Report on For For Management Expenses Related to Representation, Legal Services, Marketing Services, Public Relations Services, Social Communication Services, and Management Advisory Services 11 Approve Financial Statements For For Management 12 Approve Consolidated Financial For For Management Statements 13 Approve Management Board Report on For For Management Company's, Group's Operations, and Non-Financial Information 14 Approve Allocation of Income and For For Management Omission of Dividends 15.1 Approve Discharge of Aleksandra For For Management Agatowska (Management Board Member) 15.2 Approve Discharge of Adam Brzozowski For For Management (Management Board Member) 15.3 Approve Discharge of Roger Hodgkiss For For Management (Management Board Member) 15.4 Approve Discharge of Marcin Eckert For For Management (Management Board Member) 15.5 Approve Discharge of Elzbieta For For Management Haeuser-Schoeneich (Management Board Member) 15.6 Approve Discharge of Tomasz Kulik For For Management (Management Board Member) 15.7 Approve Discharge of Maciej Rapkiewicz For For Management (Management Board Member) 15.8 Approve Discharge of Malgorzata For For Management Sadurska (Management Board Member) 15.9 Approve Discharge of Pawel Surowka For For Management (Management Board Member) 16.1 Approve Discharge of Marcin For For Management Chludzinski (Supervisory Board Member) 16.2 Approve Discharge of Pawel Gorecki For For Management (Supervisory Board Member) 16.3 Approve Discharge of Agata Gornicka For For Management (Supervisory Board Member) 16.4 Approve Discharge of Robert For For Management Jastrzebski (Supervisory Board Member) 16.5 Approve Discharge of Tomasz Kuczur For For Management (Supervisory Board Member) 16.6 Approve Discharge of Katarzyna For For Management Lewandowska (Supervisory Board Member) 16.7 Approve Discharge of Maciej Lopinski For For Management (Supervisory Board Member) 16.8 Approve Discharge of Elzbieta For For Management Maczynska-Ziemacka (Supervisory Board Member) 16.9 Approve Discharge of Alojzy Nowak For For Management (Supervisory Board Member) 16.10 Approve Discharge of Krzysztof Opolski For For Management (Supervisory Board Member) 16.11 Approve Discharge of Robert Snitko For For Management (Supervisory Board Member) 16.12 Approve Discharge of Maciej Zaborowski For For Management (Supervisory Board Member) 17.1 Recall Supervisory Board Member For Against Management 17.2 Elect Supervisory Board Member For Against Management 18 Amend Statute Re: General Meeting, For Against Management Supervisory Board 19 Amend Statute Re: Supervisory Board For For Management 20 Amend Statute Re: General Meeting, For Against Management Supervisory Board 21 Amend Statute Re: General Meeting, For For Management Supervisory Board 22 Amend Statute Re: Corporate Purpose For For Management 23 Amend Statute Re: General Meeting, For For Management Supervisory Board, Management Board 24 Approve Remuneration Policy For Against Management 25 Close Meeting None None Management -------------------------------------------------------------------------------- PROSIEBENSAT.1 MEDIA SE Ticker: PSM Security ID: D6216S143 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019 (Non-Voting) 2 Approve Allocation of Income and For For Management Omission of Dividends 3 Approve Discharge of Management Board For For Management for Fiscal 2019 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2019 5 Ratify Ernst & Young GmbH as Auditors For For Management for Fiscal 2020 6 Elect Antonella Mei-Pochtler to the For For Management Supervisory Board 7 Amend Articles Re: Transmission of For For Management Notifications -------------------------------------------------------------------------------- PROXIMUS SA Ticker: PROX Security ID: B6951K109 Meeting Date: APR 15, 2020 Meeting Type: Annual Record Date: APR 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Directors' Reports (Non-Voting) None None Management 2 Receive Auditors' Reports (Non-Voting) None None Management 3 Receive Information from the Joint None None Management Committee 4 Receive Consolidated Financial None None Management Statements and Statutory Reports (Non-Voting) 5 Approve Financial Statements, For For Management Allocation of Income, and Dividends of EUR 1.50 per Share 6 Approve Remuneration Report For For Management 7 Approve Discharge of Directors For For Management 8 Approve Special Discharge of Guido J.M. For For Management Demuynck, Tanuja Randery, and Laurent Levaux For Fulfillment of Board Mandate 9 Approve Special Discharge of Dominique For For Management Leroy For Fulfillment of Board Mandate 10 Approve Discharge of Auditors For For Management 11 Approve Special Discharge of Michel For For Management Denayer, Representative of Deloitte SCRL, as Chairman and Member of the Board of Auditors 12 Approve Discharge of Deloitte SCRL, For For Management Represented by Geert Verstraeteen, and CDP Petit & Co SPRL, Represented by Damien Petit, as Independent Auditors 13 Approve Special Discharge of Michel For For Management Denayer and Nico Houthaeve, Representatives of Deloitte SCRL, as Auditors of Consolidated Accounts 14 Approve Co-optation of Guillaume For For Management Boutin as Director 15 Reelect Luc Van den hove as For For Management Independent Director 16 Approve Co-optation of Joachim Sonne For For Management Independent Director 17a Reelect Stefaan De Clerck as Director For Against Management 17b Reelect Martine Durez as Director For Against Management 17c Reelect Isabelle Santens as Director For For Management 17d Reelect Paul Van de Perre as Director For Against Management 17e Elect Director Proposed by the Belgian For Against Management State 18 Transact Other Business None None Management -------------------------------------------------------------------------------- PROXIMUS SA Ticker: PROX Security ID: B6951K109 Meeting Date: APR 15, 2020 Meeting Type: Special Record Date: APR 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Bylaws Re: Belgian Code of For For Management Companies and Associations 2 Approve Coordination of Articles of For For Management Association 3 Authorize Implementation of Approved For For Management Resolutions 4 Authorize Filing of Required For For Management Documents/Formalities at Trade Registry -------------------------------------------------------------------------------- PRYSMIAN SPA Ticker: PRY Security ID: T7630L105 Meeting Date: APR 28, 2020 Meeting Type: Annual/Special Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income For For Management 3 Authorize Share Repurchase Program and None None Management Reissuance of Repurchased Shares 4 Approve Long-term Incentive Plan For For Management 5 Approve Remuneration Policy For For Management 6 Approve Second Section of the For For Management Remuneration Report 1 Authorize Board to Increase Capital to For For Management Service the Long-term Incentive Plan A Deliberations on Possible Legal Action None Against Management Against Directors if Presented by Shareholders -------------------------------------------------------------------------------- PSP SWISS PROPERTY AG Ticker: PSPN Security ID: H64687124 Meeting Date: APR 09, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management (Non-Binding) 3 Approve Allocation of Income and For For Management Dividends of CHF 3.60 per Share 4 Approve Discharge of Board and Senior For For Management Management 5.1 Reelect Luciano Gabriel as Director For For Management 5.2 Reelect Corinne Denzler as Director For For Management 5.3 Reelect Adrian Dudle as Director For For Management 5.4 Reelect Peter Forstmoser as Director For For Management 5.5 Reelect Nathan Hetz as Director For Against Management 5.6 Reelect Josef Stadler as Director For For Management 5.7 Reelect Aviram Wertheim as Director For For Management 5.8 Elect Henrik Saxborn as Director For For Management 6 Relect Luciano Gabriel as Board For For Management Chairman 7.1 Reappoint Peter Forstmoser as Member For For Management of the Compensation Committee 7.2 Reappoint Adrian Dudle as Member of For For Management the Compensation Committee 7.3 Reappoint Nathan Hetz as Member of the For Against Management Compensation Committee 7.4 Reappoint Josef Stadler as Member of For For Management the Compensation Committee 8 Approve Remuneration of Directors in For For Management the Amount of CHF 1 Million 9 Approve Remuneration of Executive For For Management Committee in the Amount of CHF 4.2 Million 10 Ratify Ernst & Young AG as Auditors For For Management 11 Designate Proxy Voting Services GmbH For For Management as Independent Proxy 12 Transact Other Business (Voting) For Against Management -------------------------------------------------------------------------------- PUBLICIS GROUPE SA Ticker: PUB Security ID: F7607Z165 Meeting Date: MAY 27, 2020 Meeting Type: Annual/Special Record Date: MAY 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 1.15 per Share 4 Approve Stock Dividend Program For For Management 5 Approve Auditors' Special Report on For For Management Related-Party Transactions Mentioning the Absence of New Transactions 6 Approve Remuneration Policy of For For Management Chairman of Supervisory Board 7 Approve Remuneration Policy of For For Management Supervisory Board Members 8 Approve Remuneration Policy of For For Management Chairman of Management Board 9 Approve Remuneration Policy of For For Management Management Board Members 10 Approve Compensation Report of For For Management Corporate Officers 11 Approve Compensation of Maurice Levy, For For Management Chairman of Supervisory Board 12 Approve Compensation of Arthur Sadoun, For For Management Chairman of the Management Board 13 Approve Compensation of Jean-Michel For For Management Etienne, Management Board Member 14 Approve Compensation of Anne-Gabrielle For For Management Heilbronner, Management Board Member 15 Approve Compensation of Steve King, For For Management Management Board Member 16 Reelect Sophie Dulac as Supervisory For For Management Board Member 17 Reelect Thomas H. Glocer as For For Management Supervisory Board Member 18 Reelect Marie-Josee Kravis as For For Management Supervisory Board Member 19 Reelect Andre Kudelski as Supervisory For For Management Board Member 20 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 21 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 30 Million 22 Authorize Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 9 Million 23 Approve Issuance of Equity or For For Management Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 9 Million 24 Authorize Board to Increase Capital in For For Management the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above 25 Authorize Board to Set Issue Price for For For Management 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights 26 Authorize Capitalization of Reserves For For Management of Up to EUR 30 Million for Bonus Issue or Increase in Par Value 27 Authorize Capital Increase of Up to For For Management EUR 9 Million for Future Exchange Offers 28 Authorize Capital Increase of up to 10 For For Management Percent of Issued Capital for Contributions in Kind 29 Authorize Capital Issuances for Use in For Against Management Employee Stock Purchase Plans 30 Authorize Capital Issuances for Use in For Against Management Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries 31 Amend Articles 6, 7 and 17 of Bylaws For For Management to Comply with Legal Changes 32 Amend Article 13 of Bylaws Re: For For Management Employee Representatives 33 Amend Article 15 of Bylaws Re: Board For For Management Members Deliberation via Written Consultation 34 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- PUMA SE Ticker: PUM Security ID: D62318148 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019 (Non-Voting) 2 Approve Allocation of Income and For For Management Omission of Dividends 3 Approve Discharge of Management Board For For Management for Fiscal 2019 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2019 5 Ratify Deloitte GmbH as Auditors for For Against Management Fiscal 2020 6 Authorize Share Repurchase Program and For For Management Reissuance or Cancellation of Repurchased Shares 7 Amend Articles Re: Annulment of the For For Management Variable Supervisory Board Remuneration Clause 8 Amend Articles Re: Proof of Entitlement For For Management -------------------------------------------------------------------------------- QANTAS AIRWAYS LIMITED Ticker: QAN Security ID: Q77974550 Meeting Date: OCT 25, 2019 Meeting Type: Annual Record Date: OCT 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 2.1 Elect Richard Goyder as Director For For Management 2.2 Elect Paul Rayner as Director For For Management 2.3 Elect Todd Sampson as Director For For Management 2.4 Elect Barbara Ward as Director For For Management 3 Approve Participation of Alan Joyce in For For Management the Long Term Incentive Plan 4 Approve Remuneration Report For For Management 5.1 Approve the Amendments to the Against Against Shareholder Company's Constitution 5.2 Approve Human Rights Risks Against For Shareholder -------------------------------------------------------------------------------- QBE INSURANCE GROUP LIMITED Ticker: QBE Security ID: Q78063114 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAY 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 2 Approve Remuneration Report For For Management 3 Approve Grant of Conditional Rights For For Management Under the 2020 QBE LTI Plan to Patrick Regan 4a Elect K Lisson as Director For For Management 4b Elect M Wilkins as Director For For Management 5a Approve the Amendments to the Against Against Shareholder Company's Constitution Promoted by Market Forces and Australian Ethical 5b Approve Exposure Reduction Targets Against For Shareholder 6a Approve the Amendments to the Against Against Shareholder Company's Constitution Promoted by The Colong Foundation for Wilderness Ltd 6b Approve QBE World Heritage Policy Against For Shareholder -------------------------------------------------------------------------------- QIAGEN NV Ticker: QGEN Security ID: N72482123 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: JUN 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Receive Report of Management Board None None Management (Non-Voting) 3 Receive Report of Supervisory Board None None Management (Non-Voting) 4 Adopt Financial Statements and For For Management Statutory Reports 5 Approve Remuneration Report For Against Management 6 Receive Explanation on Company's None None Management Reserves and Dividend Policy 7 Approve Discharge of Management Board For For Management 8 Approve Discharge of Supervisory Board For For Management 9.a Reelect Stephane Bancel to Supervisory For For Management Board 9.b Reelect Hakan Bjorklund to Supervisory For For Management Board 9.c Reelect Metin Colpan to Supervisory For For Management Board 9.d Reelect Ross L. Levine to Supervisory For For Management Board 9.e Reelect Elaine Mardis to Supervisory For For Management Board 9.f Reelect Lawrence A. Rosen to For For Management Supervisory Board 9.g Reelect Elizabeth E. Tallett to For For Management Supervisory Board 10.a Reelect Roland Sackers to Management For For Management Board 10.b Reelect Thierry Bernard to Management For For Management Board 11 Adopt Remuneration Policy for For Against Management Management Board 12.a Adopt Remuneration Policy for For For Management Supervisory Board 12.b Approve Remuneration of Supervisory For For Management Board 13 Ratify KPMG as Auditors For For Management 14.a Grant Board Authority to Issue Shares For For Management 14.b Authorize Board to Exclude Preemptive For For Management Rights from Share Issuances 14.c Authorize Board to Exclude Preemptive For For Management Rights from Share Issuances in Connection to Mergers, Acquisitions or Strategic Alliances 15 Authorize Repurchase of Issued Share For For Management Capital 16 Receive Explanation on the Recommended None None Management Offer Made by Thermo Fisher through Quebec B.V 17 Amend Articles of Association (Part I) For For Management 18 Approve Conditional Back-End Resolution For For Management 19.a Approve Conditional Reappointment of For For Management Hakan Bjorklund to Supervisory Board 19.b Approve Conditional Reappointment of For For Management Michael A. Boxer to Supervisory Board 19.c Approve Conditional Reappointment of For For Management Paul G. Parker to Supervisory Board 19.d Approve Conditional Reappointment of For For Management Gianluca Pettiti to Supervisory Board 19.e Approve Conditional Reappointment of For For Management Anthony H. Smith to Supervisory Board 19.f Approve Conditional Reappointment of For For Management Barbara W. Wall to Supervisory Board 19.g Approve Conditional Reappointment of For For Management Stefan Wolf to Supervisory Board 20 Accept Conditional Resignation and For For Management Discharge of Supervisory Board Members 21 Amend Articles of Association (Part For For Management III) 22 Allow Questions None None Management 23 Close Meeting None None Management -------------------------------------------------------------------------------- QUBE HOLDINGS LIMITED Ticker: QUB Security ID: Q7834B112 Meeting Date: NOV 21, 2019 Meeting Type: Annual Record Date: NOV 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Allan Davies as Director For For Management 2 Elect Alan Miles as Director For For Management 3 Elect John Stephen Mann as Director For For Management 4 Approve Remuneration Report For For Management 5 Approve Grant of Share Appreciation For For Management Rights to Maurice James 6 Approve Qube Long Term Incentive (SAR) For For Management Plan 7 Approve Grant of Financial Assistance For For Management in Relation to the MCS Acquisition -------------------------------------------------------------------------------- RAKUTEN, INC. Ticker: 4755 Security ID: J64264104 Meeting Date: MAR 27, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles to Indemnify Directors For For Management - Indemnify Statutory Auditors 2.1 Elect Director Mikitani, Hiroshi For For Management 2.2 Elect Director Hosaka, Masayuki For For Management 2.3 Elect Director Charles B. Baxter For For Management 2.4 Elect Director Kutaragi, Ken For For Management 2.5 Elect Director Sarah J. M. Whitley For For Management 2.6 Elect Director Mitachi, Takashi For For Management 2.7 Elect Director Murai, Jun For For Management 3.1 Appoint Statutory Auditor Yamaguchi, For For Management Katsuyuki 3.2 Appoint Statutory Auditor Nishikawa, For For Management Yoshiaki 4 Approve Two Types of Deep Discount For Against Management Stock Option Plans -------------------------------------------------------------------------------- RAMSAY HEALTH CARE LIMITED Ticker: RHC Security ID: Q7982Y104 Meeting Date: NOV 14, 2019 Meeting Type: Annual Record Date: NOV 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 2 Approve Remuneration Report For Against Management 3.1 Elect Catriona Alison Deans as Director For For Management 3.2 Elect James Malcolm McMurdo as Director For For Management 4.1 Approve Grant of FY2020 Performance For For Management Rights to Craig Ralph McNally 4.2 Approve Grant of FY2019 Performance For For Management Rights to Craig Ralph McNally -------------------------------------------------------------------------------- RANDSTAD NV Ticker: RAND Security ID: N7291Y137 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: MAY 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2a Receive Report of Executive Board and None None Management Supervisory Board (Non-Voting) 2b Approve Remuneration Report For For Management 2c Amend Articles of Association Re: For For Management Transitory Provision for the Dividend on the Preference Shares B 2d Adopt Financial Statements For For Management 2e Receive Explanation on Company's None None Management Reserves and Dividend Policy 3a Approve Discharge of Management Board For For Management 3b Approve Discharge of Supervisory Board For For Management 4a Approve Remuneration Policy for For For Management Management Board Members 4b Approve Remuneration Policy for For For Management Supervisory Board Members 5 Elect Rene Steenvoorden to Management For For Management Board 6a Elect Helene Auriol Potier to For For Management Supervisory Board 6b Reelect Wout Dekker to Supervisory For For Management Board 7a Grant Board Authority to Issue Shares For For Management Up To 10 Percent of Issued Capital and Restrict/Exclude Preemptive Rights 7b Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 7c Authorize Cancel Repurchase of Up to For For Management 10 Percent of Issued Share Capital under Item 7b 8 Reelect Sjoerd van Keulen as Board For For Management Member of Stichting Administratiekantoor Preferente Aandelen Randstad 9 Ratify Deloitte as Auditors For For Management 10 Other Business (Non-Voting) None None Management 11 Close Meeting None None Management -------------------------------------------------------------------------------- RATIONAL AG Ticker: RAA Security ID: D6349P107 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: JUN 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 5.70 per Share 3 Approve Discharge of Management Board For For Management for Fiscal 2019 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2019 5 Ratify PricewaterhouseCoopers GmbH as For Against Management Auditors for Fiscal 2020 6 Amend Articles Re: AGM Transmission, For For Management Electronic Participation, Communication and Voting -------------------------------------------------------------------------------- REA GROUP LIMITED Ticker: REA Security ID: Q8051B108 Meeting Date: NOV 19, 2019 Meeting Type: Annual Record Date: NOV 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 2 Approve Remuneration Report For For Management 3a Elect Tracey Fellows as Director For For Management 3b Elect Richard Freudenstein as Director For For Management 3c Elect Michael Miller as Director For For Management 4 Approve Grant of Performance Rights to For For Management Owen Wilson -------------------------------------------------------------------------------- RECKITT BENCKISER GROUP PLC Ticker: RB Security ID: G74079107 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAY 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Final Dividend For For Management 4 Re-elect Andrew Bonfield as Director For For Management 5 Re-elect Nicandro Durante as Director For For Management 6 Re-elect Mary Harris as Director For For Management 7 Re-elect Mehmood Khan as Director For For Management 8 Re-elect Pam Kirby as Director For For Management 9 Re-elect Chris Sinclair as Director For For Management 10 Re-elect Elane Stock as Director For For Management 11 Elect Jeff Carr as Director For For Management 12 Elect Sara Mathew as Director For For Management 13 Elect Laxman Narasimhan as Director For For Management 14 Reappoint KPMG LLP as Auditors For For Management 15 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 16 Authorise EU Political Donations and For For Management Expenditure 17 Authorise Issue of Equity For For Management 18 Authorise Issue of Equity without For For Management Pre-emptive Rights 19 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 20 Authorise Market Purchase of Ordinary For For Management Shares 21 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- RECORDATI SPA Ticker: REC Security ID: T78458139 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Accept Financial Statements and For For Management Statutory Reports 1b Approve Allocation of Income For For Management 2a Fix Number of Directors For For Management 2b Elect Directors (Bundled) For Against Management 2c Approve Remuneration of Directors For Against Management 2d Deliberations Pursuant to Article 2390 For Against Management of Civil Code Re: Decisions Inherent to Authorization of Board Members to Assume Positions in Competing Companies 3a.1 Slate 1 Submitted by FIMEI SpA None Against Shareholder 3a.2 Slate 2 Submitted by Institutional None For Shareholder Investors (Assogestioni) 3b Approve Internal Auditors' Remuneration None For Shareholder 4 Approve Auditors and Authorize Board For For Management to Fix Their Remuneration 5a Approve Remuneration Policy For For Management 5b Approve Second Section of the For Against Management Remuneration Report 6 Authorize Share Repurchase Program and For For Management Reissuance of Repurchased Shares -------------------------------------------------------------------------------- RECRUIT HOLDINGS CO., LTD. Ticker: 6098 Security ID: J6433A101 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Minegishi, Masumi For For Management 1.2 Elect Director Idekoba, Hisayuki For For Management 1.3 Elect Director Senaha, Ayano For For Management 1.4 Elect Director Rony Kahan For For Management 1.5 Elect Director Izumiya, Naoki For For Management 1.6 Elect Director Totoki, Hiroki For For Management 2.1 Appoint Statutory Auditor Nagashima, For For Management Yukiko 2.2 Appoint Statutory Auditor Ogawa, For For Management Yoichiro 2.3 Appoint Statutory Auditor Natori, For For Management Katsuya 2.4 Appoint Alternate Statutory Auditor For For Management Tanaka, Miho -------------------------------------------------------------------------------- RED ELECTRICA CORP. SA Ticker: REE Security ID: E42807110 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Standalone Financial Statements For For Management 2 Approve Consolidated Financial For For Management Statements 3 Approve Allocation of Income For For Management 4 Approve Non-Financial Information For For Management Statement 5 Approve Discharge of Board For For Management 6.1 Ratify Appointment of and Elect For For Management Beatriz Corredor Sierra as Director 6.2 Ratify Appointment of and Elect For For Management Roberto Garcia Merino as Director 6.3 Reelect Carmen Gomez de Barreda Tous For For Management de Monsalve as Director 7 Authorize Increase in Capital up to 50 For For Management Percent via Issuance of Equity or Equity-Linked Securities, Excluding Preemptive Rights of up to 10 Percent 8 Authorize Issuance of Non-Convertible For For Management and/or Convertible Bonds, Debentures, Warrants, and Other Debt Securities up to EUR 5 Billion with Exclusion of Preemptive Rights up to 10 Percent of Capital 9.1 Authorize Share Repurchase Program For For Management 9.2 Approve Stock-for-Salary Plan For For Management 9.3 Revoke All Previous Authorizations For For Management 10.1 Approve Remuneration Report For For Management 10.2 Approve Remuneration of Directors For For Management 11 Renew Appointment of KPMG Auditores as For For Management Auditor 12 Authorize Board to Ratify and Execute For For Management Approved Resolutions 13 Receive Corporate Governance Report None None Management 14 Receive Amendments to Board of None None Management Directors Regulations -------------------------------------------------------------------------------- RELO GROUP, INC. Ticker: 8876 Security ID: J6436W118 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Sasada, Masanori For For Management 1.2 Elect Director Nakamura, Kenichi For For Management 1.3 Elect Director Kadota, Yasushi For For Management 1.4 Elect Director Koshinaga, Kenji For For Management 1.5 Elect Director Kawano, Takeshi For For Management 1.6 Elect Director Onogi, Takashi For For Management 1.7 Elect Director Udagawa, Kazuya For For Management 2.1 Appoint Statutory Auditor Koyama, For For Management Katsuhiko 2.2 Appoint Statutory Auditor Kuboya, For For Management Michio 2.3 Appoint Statutory Auditor Sakurai, For For Management Masao 2.4 Appoint Statutory Auditor Dai, Tsuyoshi For For Management -------------------------------------------------------------------------------- RELX PLC Ticker: REL Security ID: G7493L105 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: APR 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Policy For For Management 3 Approve Remuneration Report For For Management 4 Approve Final Dividend For For Management 5 Reappoint Ernst & Young LLP as Auditors For For Management 6 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 7 Elect Charlotte Hogg as Director For For Management 8 Re-elect Erik Engstrom as Director For For Management 9 Re-elect Sir Anthony Habgood as For For Management Director 10 Re-elect Wolfhart Hauser as Director For For Management 11 Re-elect Marike van Lier Lels as For For Management Director 12 Re-elect Nick Luff as Director For For Management 13 Re-elect Robert MacLeod as Director For For Management 14 Re-elect Linda Sanford as Director For For Management 15 Re-elect Andrew Sukawaty as Director For For Management 16 Re-elect Suzanne Wood as Director For For Management 17 Authorise Issue of Equity For For Management 18 Authorise Issue of Equity without For For Management Pre-emptive Rights 19 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 20 Authorise Market Purchase of Ordinary For For Management Shares 21 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- RELX PLC Ticker: REL Security ID: G7493L105 Meeting Date: MAY 26, 2020 Meeting Type: Special Record Date: MAY 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Increase in Borrowing Limit For For Management Under the Company's Articles of Association -------------------------------------------------------------------------------- REMY COINTREAU SA Ticker: RCO Security ID: F7725A100 Meeting Date: JUL 24, 2019 Meeting Type: Annual/Special Record Date: JUL 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 1.65 per Share 4 Approve Exceptional Dividends of EUR 1 For For Management per Share 5 Approve Auditors' Special Report on For Against Management Related-Party Transactions 6 Reelect Marc Heriard Dubreuil as For For Management Director 7 Reelect Olivier Jolivet as Director For For Management 8 Reelect ORPAR as Director For Against Management 9 Elect Helene Dubrule as Director For For Management 10 Elect Marie-Amelie Jacquet as Director For For Management 11 Approve Remuneration of Directors in For For Management the Aggregate Amount of EUR 620,000 12 Approve Remuneration Policy of For For Management Chairman of the Board 13 Approve Remuneration Policy of CEO For Against Management 14 Approve Compensation of Marc Heriard For For Management Dubreuil, Chairman of the Board 15 Approve Compensation of Valerie For Against Management Chapoulaud-Floquet, CEO 16 Authorize Repurchase of Up to 10 For Against Management Percent of Issued Share Capital 17 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 18 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- RENGO CO., LTD. Ticker: 3941 Security ID: J64382104 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Otsubo, Kiyoshi For For Management 1.2 Elect Director Kawamoto, Yosuke For For Management 1.3 Elect Director Maeda, Moriaki For For Management 1.4 Elect Director Ishida, Shigechika For For Management 1.5 Elect Director Hasegawa, Ichiro For For Management 1.6 Elect Director Baba, Yasuhiro For For Management 1.7 Elect Director Sambe, Hiromi For For Management 1.8 Elect Director Inoue, Sadatoshi For For Management 1.9 Elect Director Sato, Yoshio For For Management 1.10 Elect Director Oku, Masayuki For For Management 1.11 Elect Director Sakai, Shinya For For Management 2.1 Appoint Statutory Auditor Shoju, For For Management Tsutomu 2.2 Appoint Statutory Auditor Tsunekage, For Against Management Hitoshi 3 Approve Compensation Ceiling for For For Management Directors 4 Approve Trust-Type Equity Compensation For For Management Plan -------------------------------------------------------------------------------- RENISHAW PLC Ticker: RSW Security ID: G75006117 Meeting Date: OCT 24, 2019 Meeting Type: Annual Record Date: OCT 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Final Dividend For For Management 4 Re-elect Sir David McMurtry as Director For For Management 5 Re-elect John Deer as Director For For Management 6 Re-elect Will Lee as Director For For Management 7 Re-elect Allen Roberts as Director For For Management 8 Re-elect Carol Chesney as Director For For Management 9 Re-elect Catherine Glickman as Director For For Management 10 Re-elect Sir David Grant as Director For For Management 11 Re-elect John Jeans as Director For For Management 12 Reappoint Ernst & Young LLP as Auditors For For Management 13 Authorise the Audit Committee of the For For Management Board to Fix Remuneration of Auditors 14 Authorise Market Purchase of Ordinary For For Management Shares -------------------------------------------------------------------------------- RENTOKIL INITIAL PLC Ticker: RTO Security ID: G7494G105 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Elect Cathy Turner as Director For For Management 4 Re-elect John Pettigrew as Director For For Management 5 Re-elect Andy Ransom as Director For For Management 6 Re-elect Angela Seymour-Jackson as For For Management Director 7 Re-elect Richard Solomons as Director For For Management 8 Re-elect Julie Southern as Director For For Management 9 Re-elect Jeremy Townsend as Director For For Management 10 Re-elect Linda Yueh as Director For For Management 11 Reappoint KPMG LLP as Auditors For For Management 12 Authorise Board to Fix Remuneration of For For Management Auditors 13 Authorise Issue of Equity For For Management 14 Authorise Issue of Equity without For For Management Pre-emptive Rights 15 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 16 Authorise Market Purchase of Ordinary For For Management Shares 17 Authorise EU Political Donations and For For Management Expenditure 18 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- REPSOL SA Ticker: REP Security ID: E8471S130 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAY 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Consolidated and Standalone For For Management Financial Statements 2 Approve Non-Financial Information For For Management Statement 3 Approve Treatment of Net Loss For For Management 4 Approve Creation of Reserves Not For For Management Arising from Profits and Approve Transfer of Reserves for the Transition to the 2007 Spanish General Accounting Plan Account to Voluntary Reserves 5 Approve Discharge of Board For For Management 6 Approve Scrip Dividends For For Management 7 Approve Scrip Dividends For For Management 8 Approve Reduction in Share Capital via For For Management Amortization of Treasury Shares 9 Approve Share Matching Program For For Management 10 Approve Long-Term Incentive Plan For For Management 11 Advisory Vote on Remuneration Report For For Management 12 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- RESONA HOLDINGS, INC. Ticker: 8308 Security ID: J6448E106 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Higashi, Kazuhiro For For Management 1.2 Elect Director Minami, Masahiro For For Management 1.3 Elect Director Noguchi, Mikio For For Management 1.4 Elect Director Kawashima, Takahiro For For Management 1.5 Elect Director Urano, Mitsudo For For Management 1.6 Elect Director Matsui, Tadamitsu For For Management 1.7 Elect Director Sato, Hidehiko For For Management 1.8 Elect Director Baba, Chiharu For For Management 1.9 Elect Director Iwata, Kimie For For Management 1.10 Elect Director Egami, Setsuko For For Management -------------------------------------------------------------------------------- RESORTTRUST, INC. Ticker: 4681 Security ID: J6448M108 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 17 2.1 Elect Director Ito, Yoshiro For For Management 2.2 Elect Director Ito, Katsuyasu For For Management 2.3 Elect Director Fushimi, Ariyoshi For For Management 2.4 Elect Director Iuchi, Katsuyuki For For Management 2.5 Elect Director Shintani, Atsuyuki For For Management 2.6 Elect Director Uchiyama, Toshihiko For For Management 2.7 Elect Director Takagi, Naoshi For For Management 2.8 Elect Director Hanada, Shinichiro For For Management 2.9 Elect Director Ogino, Shigetoshi For For Management 2.10 Elect Director Furukawa, Tetsuya For For Management 2.11 Elect Director Nonaka, Tomoyo For For Management 2.12 Elect Director Terazawa, Asako For For Management -------------------------------------------------------------------------------- RESTAURANT BRANDS INTERNATIONAL INC. Ticker: QSR Security ID: 76131D103 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: APR 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Alexandre Behring For For Management 1.2 Elect Director Joao M. Castro-Neves For For Management 1.3 Elect Director Maximilien de Limburg For For Management Stirum 1.4 Elect Director Paul J. Fribourg For For Management 1.5 Elect Director Neil Golden For For Management 1.6 Elect Director Ali Hedayat For For Management 1.7 Elect Director Golnar Khosrowshahi For For Management 1.8 Elect Director Giovanni (John) Prato For For Management 1.9 Elect Director Daniel S. Schwartz For For Management 1.10 Elect Director Carlos Alberto Sicupira For For Management 1.11 Elect Director Roberto Moses Thompson For For Management Motta 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve KPMG LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 4 Report on Minimum Requirements and Against For Shareholder Standards Related to Workforce Practices 5 Report on Comprehensive Policy on Against For Shareholder Plastic Pollution and Sustainable Packaging -------------------------------------------------------------------------------- REXEL SA Ticker: RXL Security ID: F7782J366 Meeting Date: JUN 25, 2020 Meeting Type: Annual/Special Record Date: JUN 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Absence of Dividends 4 Approve Auditors' Special Report on For For Management Related-Party Transactions 5 Approve Additional Pension Scheme For For Management Agreement with Patrick Berard, CEO 6 Approve Remuneration Policy of For For Management Chairman of the Board 7 Approve Remuneration Policy of For For Management Directors 8 Approve Remuneration Policy of CEO For Against Management 9 Approve Compensation Report of For For Management Corporate Officers 10 Approve Compensation of Ian Meakins, For For Management Chairman of the Board 11 Approve Compensation of Patrick For Against Management Berard, CEO 12 Ratify Appointment of Brigitte For For Management Cantaloube as Director 13 Reelect Brigitte Cantaloube as Director For For Management 14 Reelect Ian Meakins as Director For For Management 15 Reelect Patrick Berard as Director For For Management 16 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 17 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 18 Authorize up to 1.4 Percent of Issued For For Management Capital for Use in Restricted Stock Plans Reserved for Employees and Corporate Officers With Performance Conditions Attached 19 Authorize up to 0.3 Percent of Issued For For Management Capital for Use in Restricted Stock Plans Reserved for Employees and Corporate Officers 20 Authorize Capital Issuances for Use in For Against Management Employee Stock Purchase Plans 21 Authorize Capital Issuances for Use in For Against Management Employee Stock Purchase Plans for International Employees 22 Amend Article 10 of Bylaws Re: For For Management Shareholding Disclosure Thresholds 23 Amend Article 14 of Bylaws Re: Board For For Management Composition 24 Amend Article 17 of Bylaws Re: Board For For Management Members Deliberation via Written Consultation 25 Amend Article 19 of Bylaws Re: Age For For Management Limit of CEO 26 Amend Article 20 of Bylaws Re: For For Management Directors Remuneration 27 Amend Article 22 of Bylaws Re: Related For For Management Party Transaction 28 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- RHEINMETALL AG Ticker: RHM Security ID: D65111102 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: APR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 2.40 per Share 3 Approve Discharge of Management Board For For Management for Fiscal 2019 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2019 5 Ratify Deloitte GmbH as Auditors for For For Management Fiscal 2020 6 Approve Remuneration Policy For Against Management -------------------------------------------------------------------------------- RICOH CO., LTD. Ticker: 7752 Security ID: J64683105 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 13 2.1 Elect Director Yamashita, Yoshinori For For Management 2.2 Elect Director Inaba, Nobuo For For Management 2.3 Elect Director Matsuishi, Hidetaka For For Management 2.4 Elect Director Sakata, Seiji For For Management 2.5 Elect Director Iijima, Masami For For Management 2.6 Elect Director Hatano, Mutsuko For For Management 2.7 Elect Director Mori, Kazuhiro For For Management 2.8 Elect Director Yoko, Keisuke For For Management 3 Approve Annual Bonus For For Management 4.1 Appoint Statutory Auditor Tsuji, For For Management Kazuhiro 4.2 Appoint Statutory Auditor Kobayashi, For For Management Shoji 4.3 Appoint Statutory Auditor Furukawa, For For Management Yasunobu -------------------------------------------------------------------------------- RIGHTMOVE PLC Ticker: RMV Security ID: G7565D106 Meeting Date: MAY 04, 2020 Meeting Type: Annual Record Date: APR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Remuneration Policy For For Management 4 Approve Final Dividend (Resolution None None Management Withdrawn) 5 Reappoint KPMG LLP as Auditors For For Management 6 Authorise Board to Fix Remuneration of For For Management Auditors 7 Elect Andrew Fisher as Director For For Management 8 Elect Amit Tiwari as Director For For Management 9 Re-elect Peter Brooks-Johnson as For For Management Director 10 Re-elect Robyn Perriss as Director For For Management 11 Re-elect Jacqueline de Rojas as For For Management Director 12 Re-elect Rakhi Goss-Custard as Director For For Management 13 Re-elect Andrew Findlay as Director For For Management 14 Re-elect Lorna Tilbian as Director For For Management 15 Authorise Issue of Equity For For Management 16 Authorise Issue of Equity without For For Management Pre-emptive Rights 17 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 18 Authorise Market Purchase of Ordinary For For Management Shares 19 Authorise EU Political Donations and For For Management Expenditure 20 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice 21 Approve Performance Share Plan For For Management -------------------------------------------------------------------------------- RINNAI CORP. Ticker: 5947 Security ID: J65199101 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 50 2.1 Elect Director Hayashi, Kenji For For Management 2.2 Elect Director Naito, Hiroyasu For For Management 2.3 Elect Director Narita, Tsunenori For For Management 2.4 Elect Director Kosugi, Masao For For Management 2.5 Elect Director Kondo, Yuji For For Management 2.6 Elect Director Matsui, Nobuyuki For For Management 2.7 Elect Director Kamio, Takashi For For Management 3.1 Appoint Statutory Auditor Ishikawa, For For Management Haruhiko 3.2 Appoint Statutory Auditor Shinji, For For Management Katsuhiko 3.3 Appoint Statutory Auditor Matsuoka, For Against Management Masaaki 3.4 Appoint Statutory Auditor Watanabe, For For Management Ippei 4 Appoint Alternate Statutory Auditor For For Management Ishikawa, Yoshiro -------------------------------------------------------------------------------- RIO TINTO LIMITED Ticker: RIO Security ID: Q81437107 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAY 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report for UK Law For For Management Purposes 3 Approve Remuneration Report for For For Management Australian Law Purposes 4 Approve the Potential Termination of For For Management Benefits for Australian Law Purposes 5 Elect Hinda Gharbi as Director For For Management 6 Elect Jennifer Nason as Director For For Management 7 Elect Ngaire Woods as Director For For Management 8 Elect Megan Clark as Director For For Management 9 Elect David Constable as Director For For Management 10 Elect Simon Henry as Director For For Management 11 Elect Jean-Sebastien Jacques as For For Management Director 12 Elect Sam Laidlaw as Director For For Management 13 Elect Michael L'Estrange as Director For For Management 14 Elect Simon McKeon as Director For For Management 15 Elect Jakob Stausholm as Director For For Management 16 Elect Simon Thompson as Director For For Management 17 Appoint KPMG LLP as Auditors For For Management 18 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 19 Authorise EU Political Donations and For For Management Expenditure 20 Amend Articles of Association Re: For For Management General Updates and Changes 21 Amend Articles of Association Re: For For Management Hybrid and Contemporaneous General Meetings 22 Approve the Renewal of Off-Market and For For Management On-Market Share Buyback Authorities 23 Approve the Amendments to the Against Against Shareholder Company's Constitution 24 Approve Emissions Targets Against For Shareholder -------------------------------------------------------------------------------- RIO TINTO PLC Ticker: RIO Security ID: G75754104 Meeting Date: APR 08, 2020 Meeting Type: Annual Record Date: APR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report for UK Law For For Management Purposes 3 Approve Remuneration Report for For For Management Australian Law Purposes 4 Approve the Potential Termination of For For Management Benefits for Australian Law Purposes 5 Elect Hinda Gharbi as Director For For Management 6 Elect Jennifer Nason as Director For For Management 7 Elect Ngaire Woods as Director For For Management 8 Re-elect Megan Clark as Director For For Management 9 Re-elect David Constable as Director For For Management 10 Re-elect Simon Henry as Director For For Management 11 Re-elect Jean-Sebastien Jacques as For For Management Director 12 Re-elect Sam Laidlaw as Director For For Management 13 Re-elect Michael L'Estrange as Director For For Management 14 Re-elect Simon McKeon as Director For For Management 15 Re-elect Jakob Stausholm as Director For For Management 16 Re-elect Simon Thompson as Director For For Management 17 Appoint KPMG LLP as Auditors For For Management 18 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 19 Authorise EU Political Donations and For For Management Expenditure 20 Amend Articles of Association Re: For For Management General Updates and Changes 21 Amend Articles of Association Re: For For Management Hybrid and Contemporaneous General Meetings 22 Authorise Issue of Equity For For Management 23 Authorise Issue of Equity without For For Management Pre-emptive Rights 24 Authorise Market Purchase of Ordinary For For Management Shares 25 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- RIOCAN REAL ESTATE INVESTMENT TRUST Ticker: REI.UN Security ID: 766910103 Meeting Date: JUN 02, 2020 Meeting Type: Annual/Special Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Trustee Bonnie Brooks For For Management 1.2 Elect Trustee Richard Dansereau For For Management 1.3 Elect Trustee Paul Godfrey For For Management 1.4 Elect Trustee Dale H. Lastman For For Management 1.5 Elect Trustee Jane Marshall For For Management 1.6 Elect Trustee Sharon Sallows For For Management 1.7 Elect Trustee Edward Sonshine For For Management 1.8 Elect Trustee Siim A. Vanaselja For For Management 1.9 Elect Trustee Charles M. Winograd For For Management 2 Approve Ernst & Young LLP as Auditors For For Management and Authorize Trustees to Fix Their Remuneration 3 Amend Declaration of Trust For For Management 4 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- ROCKWOOL INTERNATIONAL A/S Ticker: ROCK.B Security ID: K8254S144 Meeting Date: APR 01, 2020 Meeting Type: Annual Record Date: MAR 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Report of Board None None Management 2 Receive Annual Report and Auditor's None None Management Report 3 Accept Financial Statements and For For Management Statutory Reports; Approve Discharge of Management and Board 4 Approve Remuneration of Directors for For For Management 2020/2021 5 Approve Allocation of Income and For For Management Dividends of DKK 32.00 Per Share 6a Reelect Carsten Bjerg as Director For For Management 6b Elect Rebekka Glasser Herlofsen as New For For Management Director 6c Reelect Soren Kahler as Director For Abstain Management 6d Reelect Thomas Kahler as Director For For Management 6e Reelect Andreas Ronken as Director For For Management 6f Reelect Jorgen Tang-Jensen as Director For For Management 7 Ratify PricewaterhouseCoopers as For For Management Auditors 8a Authorize Share Repurchase Program For For Management 8b Approve Guidelines for Incentive-Based For Against Management Compensation for Executive Management and Board 8c Assess Environmental and Community Against For Shareholder Impacts from Siting of Manufacturing Facilities and Use of Water 9 Other Business None None Management -------------------------------------------------------------------------------- ROHM CO., LTD. Ticker: 6963 Security ID: J65328122 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 75 2.1 Elect Director Matsumoto, Isao For For Management 2.2 Elect Director Azuma, Katsumi For For Management 2.3 Elect Director Yamazaki, Masahiko For For Management 2.4 Elect Director Uehara, Kunio For For Management 2.5 Elect Director Tateishi, Tetsuo For For Management 2.6 Elect Director Nishioka, Koichi For For Management 2.7 Elect Director Ino, Kazuhide For For Management 3 Approve Restricted Stock Plan For For Management -------------------------------------------------------------------------------- ROHTO PHARMACEUTICAL CO., LTD. Ticker: 4527 Security ID: J65371106 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles to Clarify Provisions For For Management on Alternate Statutory Auditors 2.1 Elect Director Yamada, Kunio For For Management 2.2 Elect Director Sugimoto, Masashi For For Management 2.3 Elect Director Saito, Masaya For For Management 2.4 Elect Director Kunisaki, Shinichi For For Management 2.5 Elect Director Takakura, Chiharu For For Management 2.6 Elect Director Hiyama, Atsushi For For Management 2.7 Elect Director Torii, Shingo For For Management 2.8 Elect Director Iriyama, Akie For For Management 2.9 Elect Director Mera, Haruka For For Management 3.1 Appoint Statutory Auditor Kimura, For For Management Masanori 3.2 Appoint Statutory Auditor Uemura, For For Management Hideto 3.3 Appoint Statutory Auditor Amano, For For Management Katsusuke 3.4 Appoint Statutory Auditor Tani, For For Management Yasuhiro 4 Appoint Alternate Statutory Auditor For For Management Kodama, Masafumi 5 Approve Compensation Ceiling for For For Management Statutory Auditors -------------------------------------------------------------------------------- ROYAL AHOLD DELHAIZE NV Ticker: AD Security ID: N0074E105 Meeting Date: APR 08, 2020 Meeting Type: Annual Record Date: MAR 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Receive Report of Management Board None None Management (Non-Voting) 3 Receive Explanation on Company's None None Management Reserves and Dividend Policy 4 Adopt Financial Statements For For Management 5 Approve Dividends of EUR 0.76 Per Share For For Management 6 Approve Remuneration Report For For Management 7 Approve Discharge of Management Board For For Management 8 Approve Discharge of Supervisory Board For For Management 9 Approve Remuneration Policy for For For Management Management Board Members 10 Approve Remuneration Policy for For For Management Supervisory Board Members 11 Elect Frank van Zanten to Supervisory For For Management Board 12 Elect Helen Weir to Supervisory Board For For Management 13 Reelect Mary Anne Citrino to For For Management Supervisory Board 14 Reelect Dominique Leroy to Supervisory For For Management Board 15 Reelect Bill McEwan to Supervisory For For Management Board 16 Reelect Kevin Holt to Management Board For For Management 17 Elect Natalie Knight to Management For For Management Board 18 Ratify PricewaterhouseCoopers as For For Management Auditors 19 Grant Board Authority to Issue Shares For For Management Up to 10 Percent of Issued Capital 20 Authorize Board to Exclude Preemptive For For Management Rights from Share Issuances 21 Authorize Board to Acquire Common For For Management Shares 22 Approve Cancellation of Repurchased For For Management Shares 23 Close Meeting None None Management -------------------------------------------------------------------------------- ROYAL BANK OF CANADA Ticker: RY Security ID: 780087102 Meeting Date: APR 08, 2020 Meeting Type: Annual Record Date: FEB 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Andrew A. Chisholm For For Management 1.2 Elect Director Jacynthe Cote For For Management 1.3 Elect Director Toos N. Daruvala For For Management 1.4 Elect Director David F. Denison For For Management 1.5 Elect Director Alice D. Laberge For For Management 1.6 Elect Director Michael H.McCain For For Management 1.7 Elect Director David McKay For For Management 1.8 Elect Director Heather Munroe-Blum For For Management 1.9 Elect Director Kathleen Taylor For For Management 1.10 Elect Director Maryann Turcke For For Management 1.11 Elect Director Bridget A. van Kralingen For For Management 1.12 Elect Director Thierry Vandal For For Management 1.13 Elect Director Frank Vettese For For Management 1.14 Elect Director Jeffery Yabuki For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote on Executive For For Management Compensation Approach 4 SP 1: Update Computer Systems to Against Against Shareholder Increase Competitiveness while Enhancing Privacy Protection 5 SP 2: Adopt a Diversity Target Higher Against For Shareholder than 40% for the Composition of the Board of Directors for the Next Five Years -------------------------------------------------------------------------------- ROYAL DUTCH SHELL PLC Ticker: RDSB Security ID: G7690A100 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Policy For For Management 3 Approve Remuneration Report For For Management 4 Elect Dick Boer as Director For For Management 5 Elect Andrew Mackenzie as Director For For Management 6 Elect Martina Hund-Mejean as Director For For Management 7 Re-elect Ben van Beurden as Director For For Management 8 Re-elect Neil Carson as Director For For Management 9 Re-elect Ann Godbehere as Director For For Management 10 Re-elect Euleen Goh as Director For For Management 11 Re-elect Charles Holliday as Director For For Management 12 Re-elect Catherine Hughes as Director For For Management 13 Re-elect Sir Nigel Sheinwald as For For Management Director 14 Re-elect Jessica Uhl as Director For For Management 15 Re-elect Gerrit Zalm as Director For For Management 16 Reappoint Ernst & Young LLP as Auditors For For Management 17 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 18 Authorise Issue of Equity For For Management 19 Authorise Issue of Equity without For For Management Pre-emptive Rights 20 Authorise Market Purchase of Ordinary For For Management Shares 21 Request Shell to Set and Publish Against For Shareholder Targets for Greenhouse Gas (GHG) Emissions -------------------------------------------------------------------------------- ROYAL DUTCH SHELL PLC Ticker: RDSB Security ID: G7690A118 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Policy For For Management 3 Approve Remuneration Report For For Management 4 Elect Dick Boer as Director For For Management 5 Elect Andrew Mackenzie as Director For For Management 6 Elect Martina Hund-Mejean as Director For For Management 7 Re-elect Ben van Beurden as Director For For Management 8 Re-elect Neil Carson as Director For For Management 9 Re-elect Ann Godbehere as Director For For Management 10 Re-elect Euleen Goh as Director For For Management 11 Re-elect Charles Holliday as Director For For Management 12 Re-elect Catherine Hughes as Director For For Management 13 Re-elect Sir Nigel Sheinwald as For For Management Director 14 Re-elect Jessica Uhl as Director For For Management 15 Re-elect Gerrit Zalm as Director For For Management 16 Reappoint Ernst & Young LLP as Auditors For For Management 17 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 18 Authorise Issue of Equity For For Management 19 Authorise Issue of Equity without For For Management Pre-emptive Rights 20 Authorise Market Purchase of Ordinary For For Management Shares 21 Request Shell to Set and Publish Against For Shareholder Targets for Greenhouse Gas (GHG) Emissions -------------------------------------------------------------------------------- ROYAL KPN NV Ticker: KPN Security ID: N4297B146 Meeting Date: APR 15, 2020 Meeting Type: Annual Record Date: MAR 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Receive Report of Management Board None None Management (Non-Voting) 3 Adopt Financial Statements For For Management 4 Approve Remuneration Report For For Management 5 Receive Explanation on Company's None None Management Reserves and Dividend Policy 6 Approve Dividends of EUR 12.5 Per Share For For Management 7 Approve Discharge of Management Board For For Management 8 Approve Discharge of Supervisory Board For For Management 9 Ratify Ernst & Young as Auditors For For Management 10 Opportunity to Make Recommendations None None Management 11 Elect C. Guillouard to Supervisory For For Management Board 12 Announce Vacancies on the Supervisory None None Management Board 13 Approve Remuneration Policy for For For Management Management Board 14 Approve Remuneration Policy for For For Management Supervisory Board 15 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 16 Approve Reduction in Share Capital For For Management through Cancellation of Shares 17 Grant Board Authority to Issue Shares For For Management up to 10 Percent of Issued Capital 18 Authorize Board to Exclude Preemptive For For Management Rights from Share Issuances 19 Other Business (Non-Voting) None None Management 20 Close Meeting None None Management -------------------------------------------------------------------------------- ROYAL MAIL PLC Ticker: RMG Security ID: G7368G108 Meeting Date: JUL 18, 2019 Meeting Type: Annual Record Date: JUL 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Remuneration Policy For For Management 4 Approve Final Dividend For For Management 5 Re-elect Keith Williams as Director For For Management 6 Re-elect Rico Back as Director For For Management 7 Re-elect Stuart Simpson as Director For For Management 8 Elect Maria da Cunha as Director For For Management 9 Elect Michael Findlay as Director For For Management 10 Re-elect Rita Griffin as Director For For Management 11 Re-elect Simon Thompson as Director For For Management 12 Reappoint KPMG LLP as Auditors For For Management 13 Authorise the Audit and Risk Committee For For Management to Fix Remuneration of Auditors 14 Authorise EU Political Donations and For For Management Expenditure 15 Authorise Issue of Equity For For Management 16 Authorise Issue of Equity without For For Management Pre-emptive Rights 17 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 18 Authorise Market Purchase of Ordinary For For Management Shares 19 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- ROYAL VOPAK NV Ticker: VPK Security ID: N5075T159 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: MAR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Receive Report of Management Board None None Management (Non-Voting) 3 Approve Remuneration Report Containing For For Management Remuneration Policy 4 Adopt Financial Statements For For Management 5.a Receive Explanation on Company's None None Management Reserves and Dividend Policy 5.b Approve Dividends of EUR 1.15 Per Share For For Management 6 Approve Discharge of Management Board For For Management 7 Approve Discharge of Supervisory Board For For Management 8 Elect B.J. Noteboom to Supervisory For For Management Board 9.a Approve Remuneration Policy for For For Management Supervisory Board 9.b Approve Remuneration Policy for For For Management Management Board 10 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 11 Authorize Cancellation of Repurchased For For Management Shares 12 Ratify Deloitte as Auditors For For Management 13 Other Business (Non-Voting) None None Management 14 Close Meeting None None Management -------------------------------------------------------------------------------- RSA INSURANCE GROUP PLC Ticker: RSA Security ID: G7705H157 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAY 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Policy For For Management 3 Approve Remuneration Report For For Management 4 Approve Final Dividend For Abstain Management 5 Re-elect Martin Scicluna as Director For For Management 6 Re-elect Stephen Hester as Director For For Management 7 Re-elect Scott Egan as Director For For Management 8 Elect Charlotte Jones as Director For For Management 9 Re-elect Alastair Barbour as Director For For Management 10 Re-elect Sonia Baxendale as Director For For Management 11 Elect Clare Bousfield as Director For For Management 12 Re-elect Kath Cates as Director For For Management 13 Re-elect Enrico Cucchiani as Director For For Management 14 Re-elect Martin Strobel as Director For For Management 15 Reappoint KPMG LLP as Auditors For For Management 16 Authorise Board to Fix Remuneration of For For Management Auditors 17 Authorise EU Political Donations and For For Management Expenditure 18 Approve Increase in the Maximum For For Management Aggregate Fees Payable to Non-executive Directors 19 Authorise Issue of Equity For For Management 20 Authorise Issue of Equity without For For Management Pre-emptive Rights 21 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 22 Authorise Issue of Equity in For For Management Connection with the Issue of Mandatory Convertible Securities 23 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with the Issue of Mandatory Convertible Securities 24 Authorise Market Purchase of Ordinary For For Management Shares 25 Adopt New Articles of Association For For Management 26 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- RTL GROUP SA Ticker: RRTL Security ID: L80326108 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: JUN 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Board's and Auditor's Reports None None Management 2.1 Approve Financial Statements For For Management 2.2 Approve Consolidated Financial For For Management Statements 3 Approve Allocation of Income For For Management 4.1 Approve Remuneration Report For Against Management 4.2 Approve Remuneration of Directors For For Management 5 Approve Remuneration Policy For Against Management 6.1 Approve Discharge of Directors For For Management 6.2 Approve Discharge of Bert Habets as For For Management Director 6.3 Approve Discharge of Auditors For For Management 7.1 Elect Bettina Wulf as Director For Against Management 7.2 Appoint KPMG Luxembourg as Auditor For For Management 8 Transact Other Business (Non-Voting) None None Management -------------------------------------------------------------------------------- RUBIS SCA Ticker: RUI Security ID: F7686C152 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: JUN 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 1.75 per Share and of EUR 0.87 per Preferred Share 4 Approve Stock Dividend Program For For Management 5 Reelect Olivier Heckenroth as For For Management Supervisory Board Member 6 Appoint PricewaterhouseCoopers Audit For For Management as Auditor 7 Appoint Patrice Morot as Alternate For For Management Auditor 8 Approve Compensation of Corporate For For Management Officers 9 Approve Compensation of Gilles Gobin, For For Management General Manager 10 Approve Compensation of Sorgema SARL, For For Management General Manager 11 Approve Compensation of Agena SAS, For For Management General Manager 12 Approve Compensation of Olivier For For Management Heckenroth, Chairman of the Supervisory Board 13 Approve Remuneration Policy of General For For Management Management 14 Approve Remuneration Policy of For For Management Supervisory Board Members 15 Authorize Repurchase of Up to 1 For For Management Percent of Issued Share Capital 16 Approve Auditors' Special Report on For For Management Related-Party Transactions 17 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- RWE AG Ticker: RWE Security ID: D6629K109 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: JUN 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 0.80 per Share 3 Approve Discharge of Management Board For For Management for Fiscal 2019 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2019 5 Ratify PricewaterhouseCoopers GmbH as For Against Management Auditors for Fiscal 2020 6 Approve Affiliation Agreement with GBV For For Management Vierunddreissigste Gesellschaft fuer Beteiligungsverwaltung mbH -------------------------------------------------------------------------------- RYMAN HEALTHCARE LIMITED Ticker: RYM Security ID: Q8203F106 Meeting Date: JUL 25, 2019 Meeting Type: Annual Record Date: JUL 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 2 Approve the Amendments to the For For Management Company's Constitution 3.1 Elect Anthony Leighs as Director For For Management 3.2 Elect George Savvides as Director For For Management 3.3 Elect David Kerr as Director For For Management 4 Authorize Board to Fix Remuneration of For For Management the Auditors -------------------------------------------------------------------------------- RYOHIN KEIKAKU CO., LTD. Ticker: 7453 Security ID: J6571N105 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: FEB 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 18.2 2 Amend Articles to Change Fiscal Year For For Management End 3.1 Elect Director Kanai, Masaaki For For Management 3.2 Elect Director Suzuki, Kei For For Management 3.3 Elect Director Yagyu, Masayoshi For For Management 3.4 Elect Director Yoshikawa, Atsushi For For Management 4.1 Appoint Statutory Auditor Hattori, For For Management Masaru 4.2 Appoint Statutory Auditor Arai, Jun For For Management -------------------------------------------------------------------------------- S-1 CORP. (KOREA) Ticker: 012750 Security ID: Y75435100 Meeting Date: MAR 19, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Elect Four Inside Directors and One For For Management NI-NED (Bundled) 3 Appoint Ishida Shozaburo as Internal For For Management Auditor 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 5 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- S-OIL CORP. Ticker: 010950 Security ID: Y80710109 Meeting Date: MAR 26, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Hussain A. Al-Qahtani as Inside For For Management Director 2.2 Elect A.M.Al-Judaimi as For For Management Non-Independent Non-Executive Director 2.3 Elect S.A.Al-Hadrami as For For Management Non-Independent Non-Executive Director 2.4 Elect S.M.Al-Hereagi as For For Management Non-Independent Non-Executive Director 2.5 Elect Ziad T. Al-Murshed as For For Management Non-Independent Non-Executive Director 2.6 Elect Kim Cheol-su as Outside Director For For Management 2.7 Elect Lee Seung-won as Outside Director For For Management 2.8 Elect Hong Seok-woo as Outside Director For For Management 2.9 Elect Hwang In-tae as Outside Director For For Management 2.10 Elect Shin Mi-nam as Outside Director For For Management 2.11 Elect Jungsoon Janice Lee as Outside For For Management Director 3.1 Elect Lee Seung-won as a Member of For For Management Audit Committee 3.2 Elect Hong Seok-woo as a Member of For For Management Audit Committee 3.3 Elect Hwang In-tae as a Member of For For Management Audit Committee 3.4 Elect Shin Mi-nam as a Member of Audit For For Management Committee 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- SAAB AB Ticker: SAAB.B Security ID: W72838118 Meeting Date: APR 01, 2020 Meeting Type: Annual Record Date: MAR 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Chairman of Meeting For For Management 2 Prepare and Approve List of For For Management Shareholders 3 Approve Agenda of Meeting For For Management 4 Designate Inspector(s) of Minutes of For For Management Meeting 5 Acknowledge Proper Convening of Meeting For For Management 6 Receive Financial Statements and None None Management Statutory Reports 7 Receive President's Report None None Management 8.a Accept Financial Statements and For For Management Statutory Reports 8.b Approve Allocation of Income and For For Management Dividends of SEK 4.70 Per Share 8.c Approve Discharge of Board and For For Management President 9 Determine Number of Members (11) and For For Management Deputy Members (0) of Board 10 Approve Remuneration of Directors in For For Management the Amount of SEK 1.97 Million to Chairman, SEK 725,000 for Vice Chairman, and SEK 645,000 for Other Directors; Approve Remuneration for Committee Work; Approve Remuneration of Auditors 11.a Elect Micael Johansson as New Director For For Management 11.b Reelect Sten Jakobsson as Director For Against Management 11.c Reelect Danica Kragic Jensfelt as For For Management Director 11.d Reelect Sara Mazur as Director For For Management 11.e Reelect Johan Menckel as Director For For Management 11.f Reelect Daniel Nodhall as Director For Against Management 11.g Reelect Bert Nordberg as Director For For Management 11.h Reelect Cecilia Stego Chilo as Director For For Management 11.i Reelect Erika Soderberg Johnson as For For Management Director 11.j Reelect Marcus Wallenberg as Director For Against Management 11.k Reelect Joakim Westh as Director For For Management 11.l Reelect Marcus Wallenberg as Board For Against Management Chairman 12 Approve Remuneration Policy And Other For For Management Terms of Employment For Executive Management 13.a Approve 2021 Share Matching Plan for For Against Management All Employees; Approve 2021 Performance Share Program for Key Employees; Approve Special Projects 2021 Incentive Plan 13.b Approve Equity Plan Financing For Against Management 13.c Approve Third Party Swap Agreement as For Against Management Alternative Equity Plan Financing 14.a Authorize Share Repurchase Program For For Management 14.b Authorize Reissuance of Repurchased For For Management Shares 14.c Approve Transfer of Shares for For Against Management Previous Year's Incentive Programs 15 End Sale and Delivery of Military None Against Shareholder Technology and Equipment to Belligerent Countries in Accordance with Agenda 2030 goal 16 to Reduce all Forms of Violence and Deadly Violence 16 Close Meeting None None Management -------------------------------------------------------------------------------- SAFRAN SA Ticker: SAF Security ID: F4035A557 Meeting Date: MAY 28, 2020 Meeting Type: Annual/Special Record Date: MAY 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Absence of Dividends 4 Elect Patricia Bellinger as Director For For Management 5 Ratify Appointment of Saraiva as For For Management Representative of Employee Shareholders to the Board 6 Elect Marc Aubry as Representative of For For Management Employee Shareholders to the Board 7 Elect Anne Aubert as Representative of For For Management Employee Shareholders to the Board A Elect Fernanda Saraiva as Against Against Management Representative of Employee Shareholders to the Board B Elect Carlos Arvizuas as Against Against Management Representative of Employee Shareholders to the Board 8 Approve Compensation of Chairman of For For Management the Board 9 Approve Compensation of CEO For Against Management 10 Approve Compensation Report of For For Management Corporate Officers 11 Approve Remuneration of Directors in For For Management the Aggregate Amount of EUR 1.1 Million 12 Approve Remuneration Policy of For For Management Chairman of the Board 13 Approve Remuneration Policy of CEO For Against Management 14 Approve Remuneration Policy of For For Management Directors 15 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 16 Amend Article 14 of Bylaws Re: Board For For Management Composition 17 Amend Article 3 of Bylaws Re: For For Management Corporate Purpose 18 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- SALMAR ASA Ticker: SALM Security ID: R7445C102 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Chairman of Meeting; Designate For Did Not Vote Management Inspector(s) of Minutes of Meeting 2 Approve Notice of Meeting and Agenda For Did Not Vote Management 3 Receive Presentation of the Business None None Management 4 Accept Financial Statements and For Did Not Vote Management Statutory Reports; Approve Allocation of Income and Omission of Dividends 5 Approve Remuneration of Directors; For Did Not Vote Management Approve Remuneration for Committee Work; Approve Remuneration of Nominating Committee 6 Approve Remuneration of Auditors For Did Not Vote Management 7 Approve Company's Corporate Governance For Did Not Vote Management Statement 8 Approve Share-Based Incentive Plan For Did Not Vote Management 9 Approve Remuneration Policy And Other For Did Not Vote Management Terms of Employment For Executive Management (Advisory) 10 Approve Remuneration Policy And Other For Did Not Vote Management Terms of Employment For Executive Management (Binding) 11.1 Elect Tonje E. Foss as New Director For Did Not Vote Management 11.2 Elect Leif Inge Nordhammer as New For Did Not Vote Management Director 11.3 Elect Linda L. Aase as New Director For Did Not Vote Management 12 Reelect Endre Kolbjornsen as Member of For Did Not Vote Management Nominating Committee 13 Approve Creation of NOK 2.8 Million For Did Not Vote Management Pool of Capital without Preemptive Rights 14 Authorize Share Repurchase Program and For Did Not Vote Management Reissuance of Repurchased Shares 15 Approve Issuance of Convertible Loans For Did Not Vote Management without Preemptive Rights up to Aggregate Nominal Amount of NOK 2 Billion; Approve Creation of NOK 2.8 Million Pool of Capital to Guarantee Conversion Rights -------------------------------------------------------------------------------- SALVATORE FERRAGAMO SPA Ticker: SFER Security ID: T80736100 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: APR 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income For For Management 3.1 Slate Submitted by Ferragamo None Against Shareholder Finanziaria SpA 3.2 Slate Submitted by Institutional None For Shareholder Shareholders (Assogestioni) 4 Appoint Chairman of Internal Statutory None For Shareholder Auditors 5 Approve Internal Auditors' Remuneration None For Shareholder 6 Authorize Share Repurchase Program and For For Management Reissuance of Repurchased Shares 7 Approve Remuneration Policy For Against Management 8 Approve Second Section of the For Against Management Remuneration Report A Deliberations on Possible Legal Action None Against Management Against Directors if Presented by Shareholders -------------------------------------------------------------------------------- SAMPO OYJ Ticker: SAMPO Security ID: X75653109 Meeting Date: JUN 02, 2020 Meeting Type: Annual Record Date: MAY 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Call the Meeting to Order None None Management 3 Designate Inspector or Shareholder For For Management Representative(s) of Minutes of Meeting 4 Acknowledge Proper Convening of Meeting For For Management 5 Prepare and Approve List of For For Management Shareholders 6 Receive Financial Statements and None None Management Statutory Reports; Receive Board's Report; Receive Auditor's Report 7 Accept Financial Statements and For For Management Statutory Reports 8 Approve Allocation of Income and For For Management Dividends of EUR 1.50 Per Share 9 Approve Discharge of Board and For For Management President 10 Approve Remuneration Policy And Other For For Management Terms of Employment For Executive Management 11 Approve Remuneration of Directors in For For Management the Amount of EUR 180,000 for Chairman and EUR 93,000 for Other Directors; Approve Remuneration for Committee Work 12 Fix Number of Directors at Eight For For Management 13 Reelect Christian Clausen, Fiona For For Management Clutterbuck, Jannica Fagerholm, Johanna Lamminen, Risto Murto, Antti Makinen and Bjorn Wahlroos as Directors; Elect Georg Ehrnrooth as New Director 14 Approve Remuneration of Auditors For Against Management 15 Ratify Ernst & Young as Auditors For Against Management 16 Authorize Share Repurchase Program For For Management 17 Close Meeting None None Management -------------------------------------------------------------------------------- SAMSUNG C&T CORP. Ticker: 028260 Security ID: Y7T71K106 Meeting Date: MAR 20, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Cancellation of Treasury Shares For For Management 3.1 Elect Janice Lee as Outside Director For For Management 3.2 Elect Chung Byung-suk as Outside For For Management Director 3.3 Elect Yi Sang-seung as Outside Director For For Management 4.1 Elect Janice Lee as a Member of Audit For For Management Committee 4.2 Elect Chung Byung-suk as a Member of For For Management Audit Committee 4.3 Elect Yi Sang-seung as a Member of For For Management Audit Committee 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- SAMSUNG ELECTRO-MECHANICS CO., LTD. Ticker: 009150 Security ID: Y7470U102 Meeting Date: MAR 18, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For Against Management Allocation of Income 2.1 Elect Yoo Ji-beom as Outside Director For For Management 2.2 Elect Kim Joon-kyung as Outside For For Management Director 2.3 Elect Yuh Yoon-kyung as Outside For For Management Director 2.4 Elect Kyung Kye-hyun as Inside Director For For Management 2.5 Elect Kang Bong-yong as Inside Director For For Management 3.1 Elect Kim Joon-kyung as a Member of For For Management Audit Committee 3.2 Elect Yuh Yoon-kyung as a Member of For For Management Audit Committee 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 5.1 Amend Articles of Incorporation For For Management (Electronic Registration of Certificates) 5.2 Amend Articles of Incorporation For For Management (Method of Public Notice) -------------------------------------------------------------------------------- SAMSUNG ELECTRONICS CO., LTD. Ticker: 005930 Security ID: Y74718100 Meeting Date: MAR 18, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Han Jong-hee as Inside Director For For Management 2.2 Elect Choi Yoon-ho as Inside Director For For Management 3 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- SAMSUNG FIRE & MARINE INSURANCE CO., LTD. Ticker: 000810 Security ID: Y7473H108 Meeting Date: MAR 20, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Jang Deok-hui as Inside Director For For Management 2.2 Elect Park Dae-dong as Outside Director For Against Management 3 Elect Park Se-min as Outside Director For Against Management to Serve as Audit Committee Member 4 Elect Kim Seong-jin as a Member of For Against Management Audit Committee 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- SAMSUNG SDI CO., LTD. Ticker: 006400 Security ID: Y74866107 Meeting Date: MAR 18, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For Against Management Allocation of Income 2.1 Elect Jun Young-hyun as Inside Director For Against Management 2.2 Elect Kwon Oh-kyung as Outside Director For For Management 2.3 Elect Kim Duk-hyun as Outside Director For For Management 2.4 Elect Park Tae-ju as Outside Director For For Management 2.5 Elect Choi Won-wook as Outside Director For For Management 3.1 Elect Kwon Oh-kyung as a Member of For For Management Audit Committee 3.2 Elect Kim Duk-hyun as a Member of For For Management Audit Committee 3.3 Elect Park Tae-ju as a Member of Audit For For Management Committee 3.4 Elect Choi Won-wook as a Member of For For Management Audit Committee 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- SANDS CHINA LTD. Ticker: 1928 Security ID: G7800X107 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: JUN 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a Elect Sheldon Gary Adelson as Director For For Management 2b Elect Charles Daniel Forman as Director For For Management 2c Elect Victor Patrick Hoog Antink as For For Management Director 2d Authorize Board to Fix Remuneration of For For Management Directors 3 Approve Deloitte Touche Tohmatsu as For For Management Auditor and Authorize Board to Fix Their Remuneration 4 Authorize Repurchase of Issued Share For For Management Capital 5 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6 Authorize Reissuance of Repurchased For Against Management Shares 7 Approve the Amendment Agreement to the For For Management Service Contract of Dr. Wong Ying Wai (Wilfred) -------------------------------------------------------------------------------- SANDVIK AKTIEBOLAG Ticker: SAND Security ID: W74857165 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Chairman of Meeting For Did Not Vote Management 3 Prepare and Approve List of For Did Not Vote Management Shareholders 4 Designate Inspector(s) of Minutes of For Did Not Vote Management Meeting 5 Approve Agenda of Meeting For Did Not Vote Management 6 Acknowledge Proper Convening of Meeting For Did Not Vote Management 7 Receive Financial Statements and None None Management Statutory Reports 8 Accept Financial Statements and For Did Not Vote Management Statutory Reports 9 Approve Discharge of Board and For Did Not Vote Management President 10 Approve Allocation of Income and For Did Not Vote Management Omission of Dividends 11 Determine Number of Directors (8) and For Did Not Vote Management Deputy Directors (0) of Board; Determine Number of Auditors (1) and Deputy Auditors 12 Approve Remuneration of Directors in For Did Not Vote Management the Amount of SEK 2.55 Million for Chairman and SEK 690,000 for Other Directors; Approve Remuneration for Committee Work; Approve Remuneration for Auditor 13.1 Elect Stefan Widing as New Director For Did Not Vote Management 13.2 Elect Kai Warn as New Director For Did Not Vote Management 13.3 Reelect Jennifer Allerton as Director For Did Not Vote Management 13.4 Reelect Claes Boustedt as Director For Did Not Vote Management 13.5 Reelect Marika Fredriksson as Director For Did Not Vote Management 13.6 Reelect Johan Karlstrom as Director For Did Not Vote Management 13.7 Reelect Johan Molin as Director For Did Not Vote Management 13.8 Reelect Helena Stjernholm as Director For Did Not Vote Management 14 Reelect Johan Molin as Chairman of the For Did Not Vote Management Board 15 Ratify PricewaterhouseCoopers as For Did Not Vote Management Auditors 16 Authorize Chairman of Board and For Did Not Vote Management Representatives of Four of Company's Largest Shareholders to Serve on Nominating Committee 17 Approve Remuneration Policy And Other For Did Not Vote Management Terms of Employment For Executive Management 18 Approve Performance Share Matching For Did Not Vote Management Plan LTI 2020 19 Authorize Share Repurchase Program For Did Not Vote Management 20 Close Meeting None None Management -------------------------------------------------------------------------------- SANKYO CO., LTD. Ticker: 6417 Security ID: J67844100 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 75 2 Amend Articles to Reduce Directors' For For Management Term 3.1 Elect Director Busujima, Hideyuki For For Management 3.2 Elect Director Tsutsui, Kimihisa For For Management 3.3 Elect Director Tomiyama, Ichiro For For Management 3.4 Elect Director Ishihara, Akihiko For For Management 3.5 Elect Director Kitani, Taro For For Management 3.6 Elect Director Yamasaki, Hiroyuki For For Management -------------------------------------------------------------------------------- SANKYU INC. Ticker: 9065 Security ID: J68037100 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 50 2.1 Elect Director Ogawa, Takashi For For Management 2.2 Elect Director Inoue, Masao For For Management 2.3 Elect Director Yuki, Toshio For For Management 2.4 Elect Director Otobe, Hiroshi For For Management 2.5 Elect Director Okahashi, Terukazu For For Management 2.6 Elect Director Arima, Toshiaki For For Management 2.7 Elect Director Ogawa, Makoto For For Management 3 Appoint Alternate Statutory Auditor For For Management Nishi, Yoshihiro -------------------------------------------------------------------------------- SANOFI Ticker: SAN Security ID: F5548N101 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Treatment of Losses and For For Management Dividends of EUR 3.15 per Share 4 Approve Auditors' Special Report on For For Management Related-Party Transactions 5 Ratify Appointment of Paul Hudson as For For Management Director 6 Reelect Laurent Attal as Director For For Management 7 Reelect Carole Piwnica as Director For For Management 8 Reelect Diane Souza as Director For For Management 9 Reelect Thomas Sudhof as Director For For Management 10 Elect Rachel Duan as Director For For Management 11 Elect Lise Kingo as Director For For Management 12 Approve Remuneration of Directors in For For Management the Aggregate Amount of EUR 2 Million 13 Approve Remuneration Policy of For For Management Directors 14 Approve Remuneration Policy of For For Management Chairman of the Board 15 Approve Remuneration Policy of CEO For Against Management 16 Approve Compensation Report of For For Management Corporate Officers 17 Approve Compensation of Serge For For Management Weinberg, Chairman of the Board 18 Approve Compensation of Paul Hudson, For Against Management CEO Since Sept. 1, 2019 19 Approve Compensation of Olivier For Against Management Brandicourt, CEO Until Aug. 31, 2019 20 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 21 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- SANTEN PHARMACEUTICAL CO., LTD. Ticker: 4536 Security ID: J68467109 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 14 2.1 Elect Director Kurokawa, Akira For For Management 2.2 Elect Director Taniuchi, Shigeo For For Management 2.3 Elect Director Ito, Takeshi For For Management 2.4 Elect Director Oishi, Kanoko For For Management 2.5 Elect Director Shintaku, Yutaro For For Management 2.6 Elect Director Minakawa, Kunihito For For Management 3 Appoint Statutory Auditor Isaka, For For Management Hiroshi -------------------------------------------------------------------------------- SANWA HOLDINGS CORP. Ticker: 5929 Security ID: J6858G104 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 17 2.1 Elect Director Takayama, Toshitaka For For Management 2.2 Elect Director Takayama, Yasushi For For Management 2.3 Elect Director Fujisawa, Hiroatsu For For Management 2.4 Elect Director Yamazaki, Hiroyuki For For Management 2.5 Elect Director Takayama, Meiji For For Management 2.6 Elect Director Yokota, Masanaka For For Management 3.1 Elect Director and Audit Committee For For Management Member Zaima, Teiko 3.2 Elect Director and Audit Committee For For Management Member Yonezawa, Tsunekatsu 3.3 Elect Director and Audit Committee For For Management Member Gokita, Akira 4 Elect Alternate Director and Audit For For Management Committee Member Yokota, Masanaka -------------------------------------------------------------------------------- SAP SE Ticker: SAP Security ID: D66992104 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 1.58 per Share 3 Approve Discharge of Management Board For For Management for Fiscal 2019 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2019 5 Ratify KPMG AG as Auditors for Fiscal For For Management 2020 6.1 Approve Creation of EUR 250 Million For For Management Pool of Capital with Preemptive Rights 6.2 Approve Creation of EUR 250 Million For For Management Pool of Capital with Partial Exclusion of Preemptive Rights 7 Approve Remuneration Policy for the For For Management Management Board 8 Approve Remuneration Policy for the For For Management Supervisory Board -------------------------------------------------------------------------------- SAPPORO HOLDINGS LTD. Ticker: 2501 Security ID: J69413193 Meeting Date: MAR 27, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 42 2 Amend Articles to Abolish Board For For Management Structure with Statutory Auditors - Adopt Board Structure with Audit Committee - Amend Provisions on Number of Directors - Authorize Directors to Execute Day to Day Operations without Full Board Approval 3.1 Elect Director Oga, Masaki For Against Management 3.2 Elect Director Iwata, Yoshihiro For For Management 3.3 Elect Director Fukuhara, Mayumi For For Management 3.4 Elect Director Ohira, Yasuyuki For For Management 3.5 Elect Director Uzawa, Shizuka For For Management 3.6 Elect Director Mackenzie Clugston For For Management 3.7 Elect Director Fukuda, Shuji For For Management 4.1 Elect Director and Audit Committee For For Management Member Mizokami, Toshio 4.2 Elect Director and Audit Committee For Against Management Member Sugie, Kazuo 4.3 Elect Director and Audit Committee For For Management Member Yamamoto, Kotaro 5 Elect Alternate Director and Audit For For Management Committee Member Iizuka, Takanori 6 Approve Compensation Ceiling for For For Management Directors Who Are Not Audit Committee Members 7 Approve Compensation Ceiling for For For Management Directors Who Are Audit Committee Members 8 Approve Trust-Type Equity Compensation For For Management Plan 9 Approve Takeover Defense Plan (Poison For Against Management Pill) -------------------------------------------------------------------------------- SAPUTO INC. Ticker: SAP Security ID: 802912105 Meeting Date: AUG 08, 2019 Meeting Type: Annual Record Date: JUN 14, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Lino A. Saputo, Jr. For For Management 1.2 Elect Director Louis-Philippe Carriere For For Management 1.3 Elect Director Henry E. Demone For For Management 1.4 Elect Director Anthony M. Fata For For Management 1.5 Elect Director Annalisa King For For Management 1.6 Elect Director Karen Kinsley For For Management 1.7 Elect Director Tony Meti For For Management 1.8 Elect Director Diane Nyisztor For For Management 1.9 Elect Director Franziska Ruf For For Management 1.10 Elect Director Annette Verschuren For For Management 2 Approve Deloitte LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 3 Advisory Vote on Executive For For Management Compensation Approach 4 SP 1: Incorporation of Environmental, Against For Shareholder Social and Governance (ESG) Factors in Executive Compensation 5 SP 2: Determination of Director Against Against Shareholder Independence 6 SP 3: Advisory Vote on Executive Against Against Shareholder Officers' Compensation 7 SP 4: Report on the Environmental and Against For Shareholder Social Impacts of Food Waste -------------------------------------------------------------------------------- SARTORIUS STEDIM BIOTECH SA Ticker: DIM Security ID: F8005V210 Meeting Date: JUN 24, 2020 Meeting Type: Annual/Special Record Date: JUN 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Discharge Directors 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 0.34 per Share 4 Approve Auditors' Special Report on For Against Management Related-Party Transactions 5 Approve Remuneration of Directors in For For Management the Aggregate Amount of EUR 249,353 6 Approve Compensation of Corporate For Against Management Officers 7 Approve Compensation of Joachim For Against Management Kreuzburg, Chairman and CEO 8 Approve Remuneration Policy of For Against Management Corporate Officers 9 Authorize Repurchase of Up to 10 For Against Management Percent of Issued Share Capital 10 Authorize Filing of Required For For Management Documents/Other Formalities 11 Authorize Issuance of Equity or For Against Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 4 Million 12 Authorize Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 4 Million 13 Approve Issuance of Equity or For For Management Equity-Linked Securities for Reserved for Specific Beneficiaries or Qualified Investors, up to Aggregate Nominal Amount of EUR 4 Million 14 Authorize Board to Increase Capital in For For Management the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above 15 Authorize Capital Increase of up to 10 For Against Management Percent of Issued Capital for Contributions in Kind 16 Authorize Capitalization of Reserves For Against Management of Up to EUR 4 Million for Bonus Issue or Increase in Par Value 17 Authorize Capital Issuances for Use in For Against Management Employee Stock Purchase Plans 18 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 19 Authorize up to 10 Percent of Issued For Against Management Capital for Use in Restricted Stock Plans Reserved for Employees and Corporate Officers 20 Amend Article 15 of Bylaws Re: For For Management Employee Representative 21 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- SATS LTD. Ticker: S58 Security ID: Y7992U101 Meeting Date: JUL 18, 2019 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and For For Management Directors' and Auditors' Reports 2 Approve Final Dividend For For Management 3 Elect Euleen Goh Yiu Kiang as Director For For Management 4 Elect Yap Chee Meng as Director For For Management 5 Elect Michael Kok Pak Kuan as Director For For Management 6 Elect Jenny Lee Hong Wei as Director For For Management 7 Approve Directors' Fees For For Management 8 Approve KPMG LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 9 Approve Issuance of Equity or For For Management Equity-Linked Securities with or without Preemptive Rights 10 Approve Alterations to the SATS For For Management Restricted Share Plan 11 Approve Mandate for Interested Person For For Management Transactions 12 Authorize Share Repurchase Program For For Management -------------------------------------------------------------------------------- SAWAI PHARMACEUTICAL CO., LTD. Ticker: 4555 Security ID: J69811107 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 65 2 Amend Articles to Clarify Provisions For For Management on Alternate Statutory Auditors 3.1 Elect Director Sawai, Mitsuo For For Management 3.2 Elect Director Sawai, Kenzo For For Management 3.3 Elect Director Sueyoshi, Kazuhiko For For Management 3.4 Elect Director Terashima, Toru For For Management 3.5 Elect Director Ohara, Masatoshi For For Management 3.6 Elect Director Todo, Naomi For For Management 4 Appoint Statutory Auditor Tomohiro, For For Management Takanobu 5.1 Appoint Alternate Statutory Auditor For For Management Somi, Satoshi 5.2 Appoint Alternate Statutory Auditor For For Management Nishimura, Yoshitsugu -------------------------------------------------------------------------------- SCENTRE GROUP Ticker: SCG Security ID: Q8351E109 Meeting Date: APR 08, 2020 Meeting Type: Annual Record Date: APR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 2 Approve Remuneration Report For Against Management 3 Elect Andrew Harmos as Director For For Management 4 Elect Michael Wilkins as Director For For Management 5 Approve Grant of Performance Rights to For Against Management Peter Allen 6 Approve Change to Terms of Grant of For Against Management Performance Rights to Peter Allen -------------------------------------------------------------------------------- SCHIBSTED ASA Ticker: SCHA Security ID: R75677105 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: APR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Chairman of Meeting For Did Not Vote Management 2 Approve Notice of Meeting and Agenda For Did Not Vote Management 3 Designate Inspector(s) of Minutes of For Did Not Vote Management Meeting 4 Accept Financial Statements and For Did Not Vote Management Statutory Reports 5 Approve Remuneration of Auditors For Did Not Vote Management 6a Approve Remuneration Policy And Other For Did Not Vote Management Terms of Employment For Executive Management (Advisory) 6b Approve Remuneration Policy And Other For Did Not Vote Management Terms of Employment For Executive Management (Binding) 7 Receive Report from Nominating None None Management Committee 8a Elect Ole Jacob Sunde (Chair) as For Did Not Vote Management Director 8b Elect Christian Ringnes as Director For Did Not Vote Management 8c Elect Birger Steen as Director For Did Not Vote Management 8d Elect Eugenie van Wiechen as Director For Did Not Vote Management 8e Elect Philippe Vimard as Director For Did Not Vote Management 8f Elect Anna Mossberg as Director For Did Not Vote Management 8.g Elect Satu Huber as Director For Did Not Vote Management 8.h Elect Karl-Christian Agerup as Director For Did Not Vote Management 9 Approve Remuneration of Directors in For Did Not Vote Management the Amount of NOK 1.1 Million for Chairman and NOK 517,000 for Other Directors; Approve Additional Fees; Approve Remuneration for Committee Work 10 Approve Remuneration of Nominating For Did Not Vote Management Committee in the Amount of NOK 139,000 for Chairman and NOK 86,000 for Other Members 11 Grant Power of Attorney to Board For Did Not Vote Management Pursuant to Article 7 of Articles of Association 12 Approve NOK 2.2 Million Reduction in For Did Not Vote Management Share Capital via Share Cancellation 13 Authorize Share Repurchase Program and For Did Not Vote Management Reissuance of Repurchased Shares 14 Approve Creation of NOK 6.5 Million For Did Not Vote Management Pool of Capital without Preemptive Rights -------------------------------------------------------------------------------- SCHIBSTED ASA Ticker: SCHA Security ID: R75677147 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: APR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Chairman of Meeting For Did Not Vote Management 2 Approve Notice of Meeting and Agenda For Did Not Vote Management 3 Designate Inspector(s) of Minutes of For Did Not Vote Management Meeting 4 Accept Financial Statements and For Did Not Vote Management Statutory Reports 5 Approve Remuneration of Auditors For Did Not Vote Management 6a Approve Remuneration Policy And Other For Did Not Vote Management Terms of Employment For Executive Management (Advisory) 6b Approve Remuneration Policy And Other For Did Not Vote Management Terms of Employment For Executive Management (Binding) 7 Receive Report from Nominating None None Management Committee 8a Elect Ole Jacob Sunde (Chair) as For Did Not Vote Management Director 8b Elect Christian Ringnes as Director For Did Not Vote Management 8c Elect Birger Steen as Director For Did Not Vote Management 8d Elect Eugenie van Wiechen as Director For Did Not Vote Management 8e Elect Philippe Vimard as Director For Did Not Vote Management 8f Elect Anna Mossberg as Director For Did Not Vote Management 8.g Elect Satu Huber as Director For Did Not Vote Management 8.h Elect Karl-Christian Agerup as Director For Did Not Vote Management 9 Approve Remuneration of Directors in For Did Not Vote Management the Amount of NOK 1.1 Million for Chairman and NOK 517,000 for Other Directors; Approve Additional Fees; Approve Remuneration for Committee Work 10 Approve Remuneration of Nominating For Did Not Vote Management Committee in the Amount of NOK 139,000 for Chairman and NOK 86,000 for Other Members 11 Grant Power of Attorney to Board For Did Not Vote Management Pursuant to Article 7 of Articles of Association 12 Approve NOK 2.2 Million Reduction in For Did Not Vote Management Share Capital via Share Cancellation 13 Authorize Share Repurchase Program and For Did Not Vote Management Reissuance of Repurchased Shares 14 Approve Creation of NOK 6.5 Million For Did Not Vote Management Pool of Capital without Preemptive Rights -------------------------------------------------------------------------------- SCHINDLER HOLDING AG Ticker: SCHP Security ID: H7258G233 Meeting Date: MAR 19, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income and For For Management Dividends of CHF 4.00 per Share and Participation Certificate 3 Approve Discharge of Board and Senior For For Management Management 4.1 Approve Variable Remuneration of For Against Management Directors in the Amount of CHF 3.9 Million 4.2 Approve Variable Remuneration of For For Management Executive Committee in the Amount of CHF 11.3 Million 4.3 Approve Fixed Remuneration of For For Management Directors in the Amount of CHF 7 Million 4.4 Approve Fixed Remuneration of For For Management Executive Committee in the Amount of CHF 11.6 Million 5.1 Reelect Silvio Napoli as Director and For For Management Board Chairman 5.2 Elect Orit Gadiesh as Director For For Management 5.3.1 Reelect Alfred Schindler as Director For For Management 5.3.2 Reelect Pius Baschera as Director For Against Management 5.3.3 Reelect Erich Ammann as Director For Against Management 5.3.4 Reelect Luc Bonnard as Director For For Management 5.3.5 Reelect Patrice Bula as Director For For Management 5.3.6 Reelect Monika Buetler as Director For For Management 5.3.7 Reelect Rudolf Fischer as Director For Against Management 5.3.8 Reelect Tobias Staehelin as Director For For Management 5.3.9 Reelect Carole Vischer as Director For Against Management 5.4.1 Reappoint Pius Baschera as Member of For Against Management the Compensation Committee 5.4.2 Reappoint Patrice Bula as Member of For For Management the Compensation Committee 5.4.3 Reappoint Rudolf Fischer as Member of For Against Management the Compensation Committee 5.5 Designate Adrian von Segesser as For For Management Independent Proxy 5.6 Ratify PricewaterhouseCoopers AG as For For Management Auditors 6 Transact Other Business (Voting) For Against Management -------------------------------------------------------------------------------- SCHNEIDER ELECTRIC SE Ticker: SU Security ID: F86921107 Meeting Date: APR 23, 2020 Meeting Type: Annual/Special Record Date: APR 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 2.55 per Share 4 Approve Auditors' Special Report on For For Management Related-Party Transactions 5 Approve Termination Package of For For Management Emmanuel Babeau, Vice-CEO 6 Approve Compensation Report For For Management 7 Approve Compensation of Jean-Pascal For Against Management Tricoire, Chairman and CEO 8 Approve Compensation of Emmanuel For Against Management Babeau, Vice-CEO 9 Approve Remuneration Policy of For Against Management Chairman and CEO 10 Approve Remuneration Policy of For Against Management Emmanuel Babeau, Vice-CEO 11 Approve Remuneration Policy of Board For For Management Members 12 Reelect Leo Apotheker as Director For For Management 13 Reelect Cecile Cabanis as Director For For Management 14 Reelect Fred Kindle as Director For For Management 15 Reelect Willy Kissling as Director For For Management 16 Elect Jill Lee as Director For For Management 17 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 18 Amend Article 11 of Bylaws to Comply For For Management with New Regulation Re: Employee Representatives 19 Amend Articles 13 and 16 of Bylaws to For For Management Comply with New Regulation 20 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 21 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries 22 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- SCHRODERS PLC Ticker: SDR Security ID: G78602136 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: APR 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Approve Remuneration Report For For Management 4 Approve Remuneration Policy For For Management 5 Approve Long Term Incentive Plan For For Management 6 Approve Deferred Award Plan For For Management 7 Elect Matthew Westerman as Director For For Management 8 Elect Claire Fitzalan as Director For For Management 9 Re-elect Michael Dobson as Director For For Management 10 Re-elect Peter Harrison as Director For For Management 11 Re-elect Richard Keers as Director For For Management 12 Re-elect Ian King as Director For For Management 13 Re-elect Sir Damon Buffini as Director For For Management 14 Re-elect Rhian Davies as Director For For Management 15 Re-elect Rakhi Goss-Custard as Director For For Management 16 Re-elect Deborah Waterhouse as Director For For Management 17 Re-elect Leonie Schroder as Director For For Management 18 Reappoint Ernst & Young LLP as Auditors For For Management 19 Authorise the Audit and Risk Committee For For Management to Fix Remuneration of Auditors 20 Approve EU Political Donations and For For Management Expenditure 21 Authorise Issue of Equity For For Management 22 Authorise Issue of Equity without For For Management Pre-emptive Rights 23 Authorise Market Purchase of For For Management Non-Voting Ordinary Shares 24 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- SCOR SE Ticker: SCR Security ID: F15561677 Meeting Date: JUN 16, 2020 Meeting Type: Annual/Special Record Date: JUN 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income and For For Management Absence of Dividends 3 Approve Consolidated Financial For For Management Statements and Statutory Reports 4 Approve Compensation Report of For For Management Corporate Officers 5 Approve Compensation of Denis Kessler, For For Management Chairman and CEO 6 Approve Remuneration Policy of For For Management Directors 7 Approve Remuneration Policy of Denis For For Management Kessler, Chairman and CEO 8 Reelect Vanessa Marquette as Director For For Management 9 Reelect Holding Malakoff Humanis as For For Management Director 10 Reelect Zhen Wang as Director For For Management 11 Elect Natacha Valla as Director For For Management 12 Appoint KPMG as Auditor For For Management 13 Renew Appointment of Mazars as Auditor For For Management 14 Acknowledge End of Mandate of Olivier For For Management Drion as Alternate Auditor and Decision Not to Replace 15 Acknowledge End of Mandate of Lionel For For Management Gotlib as Alternate Auditor and Decision Not to Replace 16 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 17 Authorize Capitalization of Reserves For For Management of Up to EUR 200 Million for Bonus Issue or Increase in Par Value 18 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 589,353,524 19 Authorize Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 147,338,381 20 Approve Issuance of Equity or For For Management Equity-Linked Securities for up to 10 Percent of Issued Capital Per Year for Qualified Investors 21 Authorize Capital Increase of Up to For For Management EUR 147,338,381 for Future Exchange Offers 22 Authorize Capital Increase of up to 10 For For Management Percent of Issued Capital for Contributions in Kind 23 Authorize Board to Increase Capital in For For Management the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above 24 Authorize Issuance of Warrants (Bons For For Management 2020 Contingents) without Preemptive Rights Reserved for Specific Beneficiaries up to Aggregate Nominal Amount of EUR 300 Million 25 Authorize Issuance of Warrants (Bons For For Management 2020 AOF) without Preemptive Rights Reserved for Specific Beneficiaries up to Aggregate Nominal Amount of EUR 300 Million 26 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 27 Authorize up to 1.5 Million Shares for For For Management Use in Stock Option Plans 28 Authorize up to 3 Million Shares for For Against Management Use in Restricted Stock Plans 29 Authorize Capital Issuances for Use in For Against Management Employee Stock Purchase Plans 30 Set Total Limit for Capital Increase For For Management to Result from Issuance Requests Under Items 18-25, 27 and 29 at EUR 772,138,280 31 Amend Article 7 of Bylaws Re: For For Management Shareholding Disclosure Thresholds 32 Amend Articles 7, 10, 11, 13, 15, 18 For For Management of Bylaws to Comply with Legal Changes 33 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- SCOUT24 AG Ticker: G24 Security ID: D345XT105 Meeting Date: AUG 30, 2019 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2018 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 0.64 per Share 3 Approve Discharge of Management Board For For Management for Fiscal 2018 4 Approve Discharge of Supervisory Board For Against Management for Fiscal 2018 5 Ratify KPMG AG as Auditors for Fiscal For Against Management 2019 6.1 Elect Mathias Hedlund to the For For Management Supervisory Board 6.2 Elect Andre Schwaemmlein to the For For Management Supervisory Board 6.3 Elect Frank Lutz to the Supervisory For For Management Board 7.1 Approve Affiliation Agreement with For For Management Consumer First Services GmbH 7.2.1 Amend Affiliation Agreement with For For Management Immobilien Scout GmbH 7.2.2 Approve Affiliation Agreement with For For Management AutoScout24 GmbH 8 Voting Instructions for Motions or None Against Management Nominations by Shareholders that are not Made Accessible Before the AGM and that are Made or Amended in the Course of the AGM -------------------------------------------------------------------------------- SCOUT24 AG Ticker: G24 Security ID: D345XT105 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 0.90 per Share 3 Approve Discharge of Management Board For For Management for Fiscal 2019 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2019 5 Ratify KPMG AG as Auditors for Fiscal For For Management 2020 6.1 Elect Hans-Holger Albrecht to the For For Management Supervisory Board 6.2 Elect Christoph Brand to the For For Management Supervisory Board 6.3 Elect Elke Frank to the Supervisory For For Management Board 6.4 Elect Frank Lutz to the Supervisory For For Management Board 6.5 Elect Peter Schwarzenbauer to the For For Management Supervisory Board 6.6 Elect Andre Schwaemmlein to the For For Management Supervisory Board 6.7 Vote Against Shareholder Election For For Management Proposals Submitted Prior to the AGM 7 Approve EUR 30 Million Reduction in For For Management Share Capital via Redemption Shares 8 Authorize Share Repurchase Program and For For Management Reissuance or Cancellation of Repurchased Shares 9 Approve Creation of EUR 32.3 Million For For Management Pool of Capital with Partial Exclusion of Preemptive Rights 10 Approve Affiliation Agreement with For For Management Scout24 Beteiligungs SE -------------------------------------------------------------------------------- SCSK CORP. Ticker: 9719 Security ID: J70081104 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Tabuchi, Masao For Abstain Management 1.2 Elect Director Tanihara, Toru For Abstain Management 1.3 Elect Director Fukunaga, Tetsuya For Abstain Management 1.4 Elect Director Kato, Kei For Abstain Management 1.5 Elect Director Tamura, Tatsuro For Abstain Management 1.6 Elect Director Haga, Bin For Abstain Management 1.7 Elect Director Matsuda, Kiyoto For Abstain Management 2 Elect Director and Audit Committee For For Management Member Shiraishi, Kazuko -------------------------------------------------------------------------------- SEB SA Ticker: SK Security ID: F82059100 Meeting Date: MAY 19, 2020 Meeting Type: Annual/Special Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 1.43 per Share 4 Reelect Thierry de La Tour d Artaise For Against Management as Director 5 Reelect Fonds Strategique de For For Management Participations as Director 6 Reelect Venelle Investissement as For Against Management Director 7 Reelect Jerome Lescure as Director For Against Management 8 Approve Termination Package of Thierry For Against Management de La Tour d Artaise, Chairman and CEO 9 Approve Remuneration Policy of For Against Management Corporate Officers 10 Approve Compensation Report of For For Management Corporate Officers 11 Approve Compensation of Chairman and For Against Management CEO 12 Approve Compensation of Vice-CEO For Against Management 13 Authorize Repurchase of Up to 10 For Against Management Percent of Issued Share Capital 14 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 15 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 5 Million 16 Authorize Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 5 Million 17 Approve Issuance of Equity or For For Management Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 5 Million 18 Set Total Limit for Capital Increase For For Management to Result from Issuance Requests Under Items 16-18 at EUR 10 Million 19 Authorize Capitalization of Reserves For Against Management of Up to EUR 10 Million for Bonus Issue or Increase in Par Value 20 Authorize up to 200,000 Shares for Use For Against Management in Restricted Stock Plans with Performance Conditions Attached 21 Authorize Capital Issuances for Use in For Against Management Employee Stock Purchase Plans 22 Amend Article 46 of Bylaws Re: For Against Management Distribution of Free Shares 23 Amend Article 16 of Bylaws Re: Board For For Management Parity 24 Amend Article 16 of Bylaws Re: For For Management Shareholder Employee Representatives 25 Amend Article 24 of Bylaws Re: For For Management Directors Remuneration 26 Amend Articles 33, 39, 41 of Bylaws to For For Management Comply with Legal Changes 27 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- SECOM CO., LTD. Ticker: 9735 Security ID: J69972107 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 85 2.1 Elect Director Iida, Makoto For For Management 2.2 Elect Director Nakayama, Yasuo For For Management 2.3 Elect Director Ozeki, Ichiro For For Management 2.4 Elect Director Yoshida, Yasuyuki For For Management 2.5 Elect Director Fuse, Tatsuro For For Management 2.6 Elect Director Izumida, Tatsuya For For Management 2.7 Elect Director Kurihara, Tatsushi For For Management 2.8 Elect Director Hirose, Takaharu For For Management 2.9 Elect Director Kawano, Hirobumi For For Management 2.10 Elect Director Watanabe, Hajime For For Management 2.11 Elect Director Hara, Miri For For Management -------------------------------------------------------------------------------- SECURITAS AB Ticker: SECU.B Security ID: W7912C118 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: APR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Chairman of Meeting For Did Not Vote Management 3 Prepare and Approve List of For Did Not Vote Management Shareholders 4 Approve Agenda of Meeting For Did Not Vote Management 5 Designate Inspector(s) of Minutes of For Did Not Vote Management Meeting 6 Acknowledge Proper Convening of Meeting For Did Not Vote Management 7 Receive President's Report None None Management 8.a Receive Financial Statements and None None Management Statutory Reports 8.b Receive Auditor's Report on None None Management Application of Guidelines for Remuneration for Executive Management 8.c Receive Board's Dividend Proposal None None Management 9.a Accept Financial Statements and For Did Not Vote Management Statutory Reports 9.b Approve Allocation of Income and For Did Not Vote Management Dividends of SEK 4.80 Per Share 9.c Approve May 11, 2020, as Record Date For Did Not Vote Management for Dividend Payment 9.d Approve Discharge of Board and For Did Not Vote Management President 10 Determine Number of Directors (8) and For Did Not Vote Management Deputy Directors (0) of Board 11 Approve Remuneration of Directors in For Did Not Vote Management the Amount of SEK 2.3 Million for Chairman, SEK 870,000 for Vice Chairman, and SEK 700,000 for Other Directors; Approve Remuneration for Committee Work; Approve Remuneration of Auditors 12 Reelect Ingrid Bonde, John Brandon, For Did Not Vote Management Anders Boos, Fredrik Cappelen, Carl Douglas, Marie Ehrling (Chairman), Sofia Schorling Hogberg and Dick Seger as Directors 13 Ratify PricewaterhouseCoopers as For Did Not Vote Management Auditors 14 Approve Remuneration Policy And Other For Did Not Vote Management Terms of Employment For Executive Management 15 Authorize Share Repurchase Program and For Did Not Vote Management Reissuance of Repurchased Shares 16 Approve 2020 Incentive Scheme and For Did Not Vote Management Related Hedging Measures 17 Approve Performance Share Program LTI For Did Not Vote Management 2020/2022 for Key Employees and Related Financing 18 Close Meeting None None Management -------------------------------------------------------------------------------- SEEK LIMITED Ticker: SEK Security ID: Q8382E102 Meeting Date: NOV 26, 2019 Meeting Type: Annual Record Date: NOV 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 2 Approve Remuneration Report For Against Management 3a Elect Denise Bradley as Director For For Management 3b Elect Leigh Jasper as Director For For Management 4 Approve Grant of Equity Right to For Against Management Andrew Bassat 5 Approve Grant of Wealth Sharing Plan For Against Management Options and Wealth Sharing Plan Rights to Andrew Bassat -------------------------------------------------------------------------------- SEGA SAMMY HOLDINGS, INC. Ticker: 6460 Security ID: J7028D104 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Satomi, Hajime For For Management 1.2 Elect Director Satomi, Haruki For For Management 1.3 Elect Director Tsurumi, Naoya For For Management 1.4 Elect Director Fukazawa, Koichi For For Management 1.5 Elect Director Yoshizawa, Hideo For For Management 1.6 Elect Director Natsuno, Takeshi For For Management 1.7 Elect Director Katsukawa, Kohei For For Management 1.8 Elect Director Melanie Brock For For Management 2 Appoint Alternate Statutory Auditor For For Management Inaoka, Kazuaki -------------------------------------------------------------------------------- SEGRO PLC Ticker: SGRO Security ID: G80277141 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Approve Remuneration Report For For Management 4 Re-elect Gerald Corbett as Director For For Management 5 Re-elect Mary Barnard as Director For For Management 6 Re-elect Sue Clayton as Director For For Management 7 Re-elect Soumen Das as Director For For Management 8 Re-elect Carol Fairweather as Director For For Management 9 Re-elect Christopher Fisher as Director For For Management 10 Re-elect Andy Gulliford as Director For For Management 11 Re-elect Martin Moore as Director For For Management 12 Re-elect David Sleath as Director For For Management 13 Reappoint PricewaterhouseCoopers LLP For For Management as Auditors 14 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 15 Authorise EU Political Donations and For For Management Expenditure 16 Authorise Issue of Equity For For Management 17 Authorise Issue of Equity without For For Management Pre-emptive Rights 18 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 19 Authorise Market Purchase of Ordinary For For Management Shares 20 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice 21 Adopt New Articles of Association For For Management -------------------------------------------------------------------------------- SEIBU HOLDINGS, INC. Ticker: 9024 Security ID: J7030Q119 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 15 2.1 Elect Director Goto, Takashi For For Management 2.2 Elect Director Takahashi, Kaoru For For Management 2.3 Elect Director Nishii, Tomoyuki For For Management 2.4 Elect Director Nishiyama, Ryuichiro For For Management 2.5 Elect Director Kitamura, Kimio For For Management 2.6 Elect Director Koyama, Masahiko For For Management 2.7 Elect Director Uwano, Akihisa For For Management 2.8 Elect Director Tsujihiro, Masafumi For For Management -------------------------------------------------------------------------------- SEIKO EPSON CORP. Ticker: 6724 Security ID: J7030F105 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 31 2.1 Elect Director Usui, Minoru For For Management 2.2 Elect Director Ogawa, Yasunori For For Management 2.3 Elect Director Kubota, Koichi For For Management 2.4 Elect Director Seki, Tatsuaki For For Management 2.5 Elect Director Kawana, Masayuki For For Management 2.6 Elect Director Takahata, Toshiya For For Management 2.7 Elect Director Omiya, Hideaki For For Management 2.8 Elect Director Matsunaga, Mari For For Management 3.1 Elect Director and Audit Committee For For Management Member Shigemoto, Taro 3.2 Elect Director and Audit Committee For For Management Member Shirai, Yoshio 3.3 Elect Director and Audit Committee For For Management Member Murakoshi, Susumu 3.4 Elect Director and Audit Committee For For Management Member Otsuka, Michiko 4 Approve Annual Bonus For For Management -------------------------------------------------------------------------------- SEINO HOLDINGS CO., LTD. Ticker: 9076 Security ID: J70316138 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 28 2.1 Elect Director Taguchi, Yoshitaka For For Management 2.2 Elect Director Taguchi, Takao For For Management 2.3 Elect Director Maruta, Hidemi For For Management 2.4 Elect Director Furuhashi, Harumi For For Management 2.5 Elect Director Nozu, Nobuyuki For For Management 2.6 Elect Director Yamada, Meyumi For For Management 2.7 Elect Director Takai, Shintaro For For Management 2.8 Elect Director Ichimaru, Yoichiro For For Management 2.9 Elect Director Kotera, Yasuhisa For For Management 3.1 Appoint Statutory Auditor Terada, For For Management Shingo 3.2 Appoint Statutory Auditor Ito, Nobuhiko For For Management 3.3 Appoint Statutory Auditor Kasamatsu, For For Management Eiji 3.4 Appoint Statutory Auditor Masuda, For For Management Hiroyuki -------------------------------------------------------------------------------- SEKISUI CHEMICAL CO., LTD. Ticker: 4204 Security ID: J70703137 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 23 2.1 Elect Director Koge, Teiji For For Management 2.2 Elect Director Kato, Keita For For Management 2.3 Elect Director Hirai, Yoshiyuki For For Management 2.4 Elect Director Kamiyoshi, Toshiyuki For For Management 2.5 Elect Director Kamiwaki, Futoshi For For Management 2.6 Elect Director Taketomo, Hiroyuki For For Management 2.7 Elect Director Shimizu, Ikusuke For For Management 2.8 Elect Director Kase, Yutaka For For Management 2.9 Elect Director Oeda, Hiroshi For For Management 2.10 Elect Director Ishikura, Yoko For For Management 3 Appoint Statutory Auditor Fukunaga, For For Management Toshitaka -------------------------------------------------------------------------------- SEKISUI HOUSE, LTD. Ticker: 1928 Security ID: J70746136 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: JAN 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 41 2 Amend Articles to Amend Business Lines For For Management - Reduce Directors' Term - Remove All Provisions on Advisory Positions 3.1 Elect Director Abe, Toshinori For Against Management 3.2 Elect Director Inagaki, Shiro For Against Management 3.3 Elect Director Nakai, Yoshihiro For For Management 3.4 Elect Director Uchida, Takashi For For Management 3.5 Elect Director Wakui, Shiro For For Management 3.6 Elect Director Yoshimaru, Yukiko For For Management 3.7 Elect Director Kitazawa, Toshifumi For For Management 3.8 Elect Director Tanaka, Satoshi For For Management 3.9 Elect Director Nishida, Kumpei For For Management 3.10 Elect Director Horiuchi, Yosuke For For Management 3.11 Elect Director Miura, Toshiharu For For Management 3.12 Elect Director Ishii, Toru For For Management 4 Appoint Statutory Auditor Wada, For For Management Yoritomo 5 Approve Annual Bonus For For Management 6 Approve Performance-Based Annual Bonus For For Management Ceiling for Directors 7 Approve Performance Share Plan and For For Management Restricted Stock Plan 8.1 Elect Shareholder Director Nominee Against For Shareholder Christopher Douglas Brady 8.2 Elect Shareholder Director Nominee Against Against Shareholder Pamela Fennel Jacobs 8.3 Elect Shareholder Director Nominee Against Against Shareholder Okada, Yasushi 8.4 Elect Shareholder Director Nominee Against Against Shareholder Saeki, Terumichi 8.5 Elect Shareholder Director Nominee Against For Shareholder Iwasaki, Jiro 8.6 Elect Shareholder Director Nominee Against Against Shareholder Saito, Makoto 8.7 Elect Shareholder Director Nominee Against Against Shareholder Kato, Hitomi 8.8 Elect Shareholder Director Nominee Against Against Shareholder Suguro, Fumiyasu 8.9 Elect Shareholder Director Nominee Against Against Shareholder Fujiwara, Motohiko 8.10 Elect Shareholder Director Nominee Against Against Shareholder Yamada, Koji 8.11 Elect Shareholder Director Nominee Against Against Shareholder Wada, Isami -------------------------------------------------------------------------------- SEMBCORP INDUSTRIES LTD. Ticker: U96 Security ID: Y79711159 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and For For Management Directors' and Auditors' Reports 2 Approve Final Dividend For For Management 3 Elect Ang Kong Hua as Director For For Management 4 Elect Yap Chee Keong as Director For For Management 5 Elect Nagi Hamiyeh as Director For For Management 6 Approve Directors' Fees For For Management 7 Approve KPMG LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 8 Approve Issuance of Equity or For For Management Equity-Linked Securities with or without Preemptive Rights 9 Approve Renewal of Mandate for For For Management Interested Person Transactions 10 Authorize Share Repurchase Program For For Management 11 Adopt Sembcorp Industries Performance For For Management Share Plan 2020 and Approve Grant of Awards and Issuance of Shares Under the Plan 12 Adopt Sembcorp Industries Restricted For For Management Share Plan 2020 and Approve Grant of Awards and Issuance of Shares Under the Plan -------------------------------------------------------------------------------- SES SA Ticker: SESG Security ID: L8300G135 Meeting Date: APR 02, 2020 Meeting Type: Annual Record Date: MAR 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Attendance List, Quorum, and Adoption None None Management of Agenda 2 Accept Nomination of One Secretary and None None Management Two Meeting Scrutineers 3 Receive Board's Report None None Management 4 Receive Explanations on Main None None Management Developments During 2019 and Perspectives 5 Receive Information on 2019 Financial None None Management Results 6 Receive Auditor's Reports None None Management 7 Approve Financial Statements For For Management 8 Approve Allocation of Income For For Management 9 Approve Discharge of Directors For For Management 10 Fix Number of Directors at Twelve For For Management 11.1 Elect Paul Konsbruck as B Director For For Management 11.2 Elect Marc Serres as B Director For For Management 11.3 Elect Frank Esser as A Director For For Management 12.1 Reelect Ramu Potarazu as A Director For For Management 12.2 Reelect Kaj-Erik Relander as A Director For For Management 12.3 Reelect Anne-Catherine Ries as B For For Management Director 12.4 Elect Beatrice de Clermont-Tonnerre as For For Management A Director 12.5 Elect Peter van Bommel as A Director For For Management 13 Approve Remuneration Policy For Against Management 14 Approve Remuneration of Directors For For Management 15 Approve Remuneration Report For Against Management 16 Approve Auditors and Authorize Board For For Management to Fix Their Remuneration 17 Approve Share Repurchase For For Management 18 Transact Other Business (Non-Voting) None None Management -------------------------------------------------------------------------------- SEVEN & I HOLDINGS CO., LTD. Ticker: 3382 Security ID: J7165H108 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: FEB 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 51 2 Amend Articles to Amend Provisions on For For Management Number of Directors - Clarify Director Authority on Board Meetings 3.1 Elect Director Isaka, Ryuichi For For Management 3.2 Elect Director Goto, Katsuhiro For For Management 3.3 Elect Director Ito, Junro For For Management 3.4 Elect Director Yamaguchi, Kimiyoshi For For Management 3.5 Elect Director Maruyama, Yoshimichi For For Management 3.6 Elect Director Nagamatsu, Fumihiko For For Management 3.7 Elect Director Kimura, Shigeki For For Management 3.8 Elect Director Joseph M. DePinto For For Management 3.9 Elect Director Tsukio, Yoshio For For Management 3.10 Elect Director Ito, Kunio For For Management 3.11 Elect Director Yonemura, Toshiro For For Management 3.12 Elect Director Higashi, Tetsuro For For Management 3.13 Elect Director Rudy, Kazuko For For Management -------------------------------------------------------------------------------- SEVERN TRENT PLC Ticker: SVT Security ID: G8056D159 Meeting Date: JUL 17, 2019 Meeting Type: Annual Record Date: JUL 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Amend Long Term Incentive Plan 2014 For For Management 4 Approve Sharesave Scheme For For Management 5 Approve Final Dividend For For Management 6 Re-elect Kevin Beeston as Director For For Management 7 Re-elect James Bowling as Director For For Management 8 Re-elect John Coghlan as Director For For Management 9 Re-elect Andrew Duff as Director For For Management 10 Re-elect Olivia Garfield as Director For For Management 11 Re-elect Dominique Reiniche as Director For For Management 12 Re-elect Philip Remnant as Director For For Management 13 Re-elect Angela Strank as Director For For Management 14 Reappoint Deloitte LLP as Auditors For For Management 15 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 16 Authorise EU Political Donations and For For Management Expenditure 17 Authorise Issue of Equity For For Management 18 Authorise Issue of Equity without For For Management Pre-emptive Rights 19 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 20 Authorise Market Purchase of Ordinary For For Management Shares 21 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- SG HOLDINGS CO., LTD. Ticker: 9143 Security ID: J7134P108 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kuriwada, Eiichi For For Management 1.2 Elect Director Araki, Hideo For For Management 1.3 Elect Director Nakajima, Shunichi For For Management 1.4 Elect Director Motomura, Masahide For For Management 1.5 Elect Director Kawanago, Katsuhiro For For Management 1.6 Elect Director Matsumoto, Hidekazu For For Management 1.7 Elect Director Takaoka, Mika For For Management 1.8 Elect Director Sagisaka, Osami For For Management 1.9 Elect Director Akiyama, Masato For For Management 2 Appoint Statutory Auditor Tajima, For For Management Satoshi -------------------------------------------------------------------------------- SGS SA Ticker: SGSN Security ID: H7485A108 Meeting Date: MAR 24, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1.1 Accept Financial Statements and For For Management Statutory Reports 1.2 Approve Remuneration Report For For Management (Non-Binding) 2 Approve Discharge of Board and Senior For For Management Management 3 Approve Allocation of Income and For For Management Dividends of CHF 80.00 per Share 4.1a Reelect Paul Desmarais as Director For For Management 4.1b Reelect August Francois von Finck as For For Management Director 4.1c Reelect Ian Gallienne as Director For Against Management 4.1d Reelect Calvin Grieder as Director For For Management 4.1e Reelect Cornelius Grupp as Director For For Management 4.1f Reelect Gerard Lamarche as Director For For Management 4.1g Reelect Shelby du Pasquier as Director For Against Management 4.1h Reelect Kory Sorenson as Director For For Management 4.1i Elect Sami Atiya as Director For For Management 4.1j Elect Tobias Hartmann as Director For For Management 4.2 Elect Calvin Grieder as Board Chairman For For Management 4.3.1 Appoint Ian Gallienne as Member of the For Against Management Compensation Committee 4.3.2 Appoint Shelby du Pasquier as Member For Against Management of the Compensation Committee 4.3.3 Appoint Kory Sorenson as Member of the For For Management Compensation Committee 4.4 Ratify Deloitte SA as Auditors For For Management 4.5 Designate Jeandin & Defacqz as For For Management Independent Proxy 5.1 Approve Remuneration of Directors in For For Management the Amount of CHF 2.3 Million 5.2 Approve Fixed Remuneration of For For Management Executive Committee in the Amount of CHF 14 Million 5.3 Approve Variable Remuneration of For For Management Executive Committee in the Amount of CHF 7 Million 6 Transact Other Business (Voting) For Against Management -------------------------------------------------------------------------------- SHIKOKU ELECTRIC POWER CO., INC. Ticker: 9507 Security ID: J72079106 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 15 2.1 Elect Director Saeki, Hayato For For Management 2.2 Elect Director Nagai, Keisuke For For Management 2.3 Elect Director Manabe, Nobuhiko For For Management 2.4 Elect Director Yamada, Kenji For For Management 2.5 Elect Director Shirai, Hisashi For For Management 2.6 Elect Director Nishizaki, Akifumi For For Management 2.7 Elect Director Kobayashi, Isao For For Management 2.8 Elect Director Yamasaki, Tassei For For Management 3 Elect Director and Audit Committee For For Management Member Takahata, Fujiko 4.1 Remove Incumbent Director Saeki, Hayato Against Against Shareholder 4.2 Remove Incumbent Director Nagai, Against Against Shareholder Keisuke 4.3 Remove Incumbent Director Manabe, Against Against Shareholder Nobuhiko 4.4 Remove Incumbent Director Yamada, Kenji Against Against Shareholder 4.5 Remove Incumbent Director Shirai, Against Against Shareholder Hisashi 4.6 Remove Incumbent Director Nishizaki, Against Against Shareholder Akifumi 4.7 Remove Incumbent Director Kobayashi, Against Against Shareholder Isao 4.8 Remove Incumbent Director Yamasaki, Against Against Shareholder Tassei 4.9 Remove Incumbent Director and Audit Against Against Shareholder Committee Member Arai, Hiroshi 4.10 Remove Incumbent Director and Audit Against Against Shareholder Committee Member Kawahara, Hiroshi 4.11 Remove Incumbent Director and Audit Against Against Shareholder Committee Member Morita, Koji 4.12 Remove Incumbent Director and Audit Against Against Shareholder Committee Member Ihara, Michiyo 4.13 Remove Incumbent Director and Audit Against Against Shareholder Committee Member Takeuchi, Katsuyuki 4.14 Remove Incumbent Director and Audit Against Against Shareholder Committee Member Kagawa, Ryohei 5 Amend Articles to Completely Exit from Against Against Shareholder Nuclear Power Generation Business 6 Amend Articles to Increase Electricity Against Against Shareholder Generation Using Renewable Energy to at least 70 Percent of Total Power Generation 7 Amend Articles to Ban Retention of Against Against Shareholder Spent Nuclear Fuel in Ikata Nuclear Power Plant Site -------------------------------------------------------------------------------- SHIMACHU CO., LTD. Ticker: 8184 Security ID: J72122104 Meeting Date: NOV 28, 2019 Meeting Type: Annual Record Date: AUG 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 40 2.1 Elect Director Okano, Takaaki For Against Management 2.2 Elect Director Kushida, Shigeyuki For For Management 2.3 Elect Director Oshima, Koichiro For For Management 2.4 Elect Director Hosokawa, Tadahiro For For Management 2.5 Elect Director Orimoto, Kazuya For For Management 3.1 Elect Director and Audit Committee For For Management Member Tajima, Koji 3.2 Elect Director and Audit Committee For For Management Member Kubomura, Yasushi 3.3 Elect Director and Audit Committee For For Management Member Imai, Hikari 3.4 Elect Director and Audit Committee For For Management Member Nishikawa, Hidehiko 4 Approve Restricted Stock Plan For For Management -------------------------------------------------------------------------------- SHIMADZU CORP. Ticker: 7701 Security ID: J72165129 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 15 2.1 Elect Director Nakamoto, Akira For For Management 2.2 Elect Director Ueda, Teruhisa For For Management 2.3 Elect Director Miura, Yasuo For For Management 2.4 Elect Director Kitaoka, Mitsuo For For Management 2.5 Elect Director Yamamoto, Yasunori For For Management 2.6 Elect Director Sawaguchi, Minoru For For Management 2.7 Elect Director Wada, Hiroko For For Management 2.8 Elect Director Hanai, Nobuo For For Management 3 Appoint Statutory Auditor Nishimoto, For For Management Tsuyoshi 4 Appoint Alternate Statutory Auditor For For Management Shimadera, Motoi -------------------------------------------------------------------------------- SHIMAMURA CO., LTD. Ticker: 8227 Security ID: J72208101 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: FEB 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 100 2 Elect Director Fujiwara, Hidejiro For For Management 3.1 Appoint Statutory Auditor Yoshioka, For For Management Hideyuki 3.2 Appoint Statutory Auditor Shimamura, For For Management Hiroyuki 3.3 Appoint Statutory Auditor Horinokita, For Against Management Shigehisa 3.4 Appoint Statutory Auditor Omi, Tetsuya For Against Management 4 Approve Statutory Auditor Retirement For Against Management Bonus -------------------------------------------------------------------------------- SHIMANO, INC. Ticker: 7309 Security ID: J72262108 Meeting Date: MAR 26, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 77.5 2.1 Elect Director Shimano, Yozo For Abstain Management 2.2 Elect Director Shimano, Taizo For Abstain Management 2.3 Elect Director Toyoshima, Takashi For Abstain Management 2.4 Elect Director Tsuzaki, Masahiro For Abstain Management 2.5 Elect Director Tarutani, Kiyoshi For Abstain Management 2.6 Elect Director Matsui, Hiroshi For Abstain Management 2.7 Elect Director Otake, Masahiro For Abstain Management 2.8 Elect Director Kiyotani, Kinji For Abstain Management 2.9 Elect Director Kanai, Takuma For Abstain Management 3 Appoint Statutory Auditor Hirata, For For Management Yoshihiro 4 Appoint Alternate Statutory Auditor For For Management Kondo, Yukihiro -------------------------------------------------------------------------------- SHIMIZU CORP. Ticker: 1803 Security ID: J72445117 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 20 2.1 Elect Director Miyamoto, Yoichi For Abstain Management 2.2 Elect Director Inoue, Kazuyuki For Abstain Management 2.3 Elect Director Imaki, Toshiyuki For Abstain Management 2.4 Elect Director Yamaji, Toru For Abstain Management 2.5 Elect Director Yamanaka, Tsunehiko For Abstain Management 2.6 Elect Director Fujimura, Hiroshi For Abstain Management 2.7 Elect Director Handa, Kimio For Abstain Management 2.8 Elect Director Shimizu, Motoaki For Abstain Management 2.9 Elect Director Iwamoto, Tamotsu For Abstain Management 2.10 Elect Director Murakami, Aya For For Management 2.11 Elect Director Tamura, Mayumi For For Management 3.1 Appoint Statutory Auditor Matsuoka, For For Management Koichi 3.2 Appoint Statutory Auditor Ishikawa, For For Management Kaoru 4 Approve Annual Bonus Ceiling for For For Management Directors -------------------------------------------------------------------------------- SHIN-ETSU CHEMICAL CO., LTD. Ticker: 4063 Security ID: J72810120 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 110 2.1 Elect Director Kanagawa, Chihiro For Against Management 2.2 Elect Director Akiya, Fumio For Against Management 2.3 Elect Director Todoroki, Masahiko For Against Management 2.4 Elect Director Akimoto, Toshiya For Against Management 2.5 Elect Director Arai, Fumio For Against Management 2.6 Elect Director Ikegami, Kenji For Against Management 2.7 Elect Director Mori, Shunzo For Against Management 2.8 Elect Director Komiyama, Hiroshi For For Management 2.9 Elect Director Shiobara, Toshio For Against Management 2.10 Elect Director Takahashi, Yoshimitsu For Against Management 2.11 Elect Director Yasuoka, Kai For Against Management 2.12 Elect Director Nakamura, Kuniharu For Against Management 3 Approve Stock Option Plan For For Management -------------------------------------------------------------------------------- SHINHAN FINANCIAL GROUP CO., LTD. Ticker: 055550 Security ID: Y7749X101 Meeting Date: MAR 26, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Cho Yong-byoung as Inside For Against Management Director 3.2 Elect Philippe Avril as For Against Management Non-Independent Non-Executive Director 3.3 Elect Park An-soon as Outside Director For For Management 3.4 Elect Park Cheul as Outside Director For Against Management 3.5 Elect Yoon Jae-won as Outside Director For For Management 3.6 Elect Jin Hyun-duk as Outside Director For For Management 3.7 Elect Choi Kyong-rok as Outside For For Management Director 3.8 Elect as Yuki Hirakawa Outside Director For Against Management 4.1 Elect Yoon Jae-won as a Member of For For Management Audit Committee 4.2 Elect Lee Yoon-jae as a Member of For For Management Audit Committee 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- SHIONOGI & CO., LTD. Ticker: 4507 Security ID: J74229105 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 53 2.1 Elect Director Teshirogi, Isao For For Management 2.2 Elect Director Sawada, Takuko For For Management 2.3 Elect Director Ando, Keiichi For For Management 2.4 Elect Director Ozaki, Hiroshi For For Management 2.5 Elect Director Takatsuki, Fumi For For Management 3.1 Appoint Statutory Auditor Kato, Ikuo For For Management 3.2 Appoint Statutory Auditor Okuhara, For For Management Shuichi -------------------------------------------------------------------------------- SHIP HEALTHCARE HOLDINGS, INC. Ticker: 3360 Security ID: J7T445100 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 75 2.1 Elect Director Furukawa, Kunihisa For Abstain Management 2.2 Elect Director Konishi, Kenzo For Abstain Management 2.3 Elect Director Ogawa, Hirotaka For Abstain Management 2.4 Elect Director Ohashi, Futoshi For Abstain Management 2.5 Elect Director Okimoto, Koichi For Abstain Management 2.6 Elect Director Kobayashi, Hiroyuki For Abstain Management 2.7 Elect Director Yokoyama, Hiroshi For Abstain Management 2.8 Elect Director Shimada, Shoji For Abstain Management 2.9 Elect Director Umino, Atsushi For Abstain Management 2.10 Elect Director Sano, Seiichiro For For Management 2.11 Elect Director Imabeppu, Toshio For For Management 2.12 Elect Director Ito, Fumiyo For For Management -------------------------------------------------------------------------------- SHISEIDO CO., LTD. Ticker: 4911 Security ID: J74358144 Meeting Date: MAR 25, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 30 2.1 Elect Director Uotani, Masahiko For For Management 2.2 Elect Director Shimatani, Yoichi For For Management 2.3 Elect Director Suzuki, Yukari For For Management 2.4 Elect Director Tadakawa, Norio For For Management 2.5 Elect Director Fujimori, Yoshiaki For For Management 2.6 Elect Director Ishikura, Yoko For For Management 2.7 Elect Director Iwahara, Shinsaku For For Management 2.8 Elect Director Oishi, Kanoko For For Management 3 Appoint Statutory Auditor Nonomiya, For For Management Ritsuko 4 Approve Performance Share Plan For For Management -------------------------------------------------------------------------------- SHO-BOND HOLDINGS CO., LTD. Ticker: 1414 Security ID: J7447D107 Meeting Date: SEP 26, 2019 Meeting Type: Annual Record Date: JUN 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 85 2.1 Elect Director Kishimoto, Tatsuya For For Management 2.2 Elect Director Takeo, Koyo For For Management 2.3 Elect Director Tojo, Shunya For For Management 2.4 Elect Director Sekiguchi, Yasuhiro For For Management 2.5 Elect Director Naraoka, Shigeru For For Management 3.1 Elect Director and Audit Committee For For Management Member Suzuki, Shigeaki 3.2 Elect Director and Audit Committee For For Management Member Hongo, Akira 3.3 Elect Director and Audit Committee For For Management Member Miura, Satoru 3.4 Elect Director and Audit Committee For For Management Member Kuwano, Reiko -------------------------------------------------------------------------------- SHOPPING CENTRES AUSTRALASIA PROPERTY GROUP RE LTD. Ticker: SCP Security ID: Q8501T105 Meeting Date: NOV 20, 2019 Meeting Type: Annual Record Date: NOV 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Remuneration Report For For Management 2 Elect Belinda Robson as Director For For Management 3 Elect Steven Crane as Director For For Management 4 Elect Beth Laughton as Director For For Management 5 Approve Executive Incentive Plan For For Management 6 Approve Issuance of Short Term For For Management Incentive Rights to Anthony Mellowes 7 Approve Issuance of Long Term For For Management Incentive Rights to Anthony Mellowes 8 Approve Issuance of Short Term For For Management Incentive Rights to Mark Fleming 9 Approve Issuance of Long Term For For Management Incentive Rights to Mark Fleming -------------------------------------------------------------------------------- SHUFERSAL LTD. Ticker: SAE Security ID: M8411W101 Meeting Date: JUL 16, 2019 Meeting Type: Special Record Date: JUN 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amended Compensation Policy For For Management for the Directors and Officers of the Company 2 Approve Amended Employment Terms of For For Management Itzhak Aberkohen, CEO 3 Approve Amended Compensation Terms of For For Management Mauricio Wior, Chairman A Vote FOR if you are a controlling None Against Management shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager B1 If you are an Interest Holder as None Against Management defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. B2 If you are a Senior Officer as defined None Against Management in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. B3 If you are an Institutional Investor None For Management as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. -------------------------------------------------------------------------------- SHUFERSAL LTD. Ticker: SAE Security ID: M8411W101 Meeting Date: FEB 27, 2020 Meeting Type: Annual Record Date: JAN 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Discuss Financial Statements and the None None Management Report of the Board 2 Reappoint Kesselman & Kesselman as For Against Management Auditors and Report on Fees Paid to the Auditor 3.1 Reelect mauricio Wior as Director For For Management 3.2 Reelect Diana Ingrid Elsztain Dan as For For Management Director 3.3 Reelect Ayelet Ben Ezer as Director For For Management 3.4 Reelect Ran Gottfried as Director For For Management 3.5 Reelect Eran Saar as Director For For Management A Vote FOR if you are a controlling None Against Management shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager B1 If you are an Interest Holder as None Against Management defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. B2 If you are a Senior Officer as defined None Against Management in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. B3 If you are an Institutional Investor None For Management as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. -------------------------------------------------------------------------------- SHUN TAK HOLDINGS LIMITED Ticker: 242 Security ID: Y78567107 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: JUN 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3.1 Elect Ho Chiu King, Pansy Catilina as For For Management Director 3.2 Elect Ho Hau Chong, Norman as Director For For Management 4 Approve Directors' Fees For For Management 5 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 6 Authorize Repurchase of Issued Share For For Management Capital 7 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 8 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- SIA ENGINEERING COMPANY LIMITED Ticker: S59 Security ID: Y78599100 Meeting Date: JUL 19, 2019 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and For For Management Directors' and Auditors' Reports 2 Approve Final Dividend For For Management 3.1 Elect Christina Hon Kwee Fong For For Management (Christina Ong) as Director 3.2 Elect Raj Thampuran as Director For For Management 3.3 Elect Ng Chin Hwee as Director For For Management 4 Elect Chin Yau Seng as Director For For Management 5 Approve Directors' Fee For For Management 6 Approve KPMG LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 7.1 Approve Issuance of Equity or For For Management Equity-Linked Securities with or without Preemptive Rights 7.2 Approve Grant of Awards and Issuance For For Management of Shares Under the SIAEC Performance Share Plan 2014 and/or SIAEC Restricted Share Plan 2014 7.3 Approve Mandate for Interested Person For For Management Transactions 7.4 Authorize Share Repurchase Program For For Management -------------------------------------------------------------------------------- SIEMENS AG Ticker: SIE Security ID: D69671218 Meeting Date: FEB 05, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2018/19 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 3.90 per Share 3.1 Approve Discharge of Management Board For For Management Member Joe Kaeser for Fiscal 2018/19 3.2 Approve Discharge of Management Board For For Management Member Roland Busch for Fiscal 2018/19 3.3 Approve Discharge of Management Board For For Management Member Lisa Davis for Fiscal 2018/19 3.4 Approve Discharge of Management Board For For Management Member Klaus Helmrich for Fiscal 2018/19 3.5 Approve Discharge of Management Board For For Management Member Janina Kugel for Fiscal 2018/19 3.6 Approve Discharge of Management Board For For Management Member Cedrik Neike for Fiscal 2018/19 3.7 Approve Discharge of Management Board For For Management Member Michael Sen for Fiscal 2018/19 3.8 Approve Discharge of Management Board For For Management Member Ralf Thomas for Fiscal 2018/19 4.1 Approve Discharge of Supervisory Board For For Management Member Jim Hagemann Snabe for Fiscal 2018/19 4.2 Approve Discharge of Supervisory Board For For Management Member Birgit Steinborn for Fiscal 2018/19 4.3 Approve Discharge of Supervisory Board For For Management Member Werner Wenning for Fiscal 2018/19 4.4 Approve Discharge of Supervisory Board For For Management Member Werner Brandt for Fiscal 2018/19 4.5 Approve Discharge of Supervisory Board For For Management Member Michael Diekmann for Fiscal 2018/19 4.6 Approve Discharge of Supervisory Board For For Management Member Andrea Fehrmann for Fiscal 2018/19 4.7 Approve Discharge of Supervisory Board For For Management Member Reinhard Hahn (until January 30, 2019) for Fiscal 2018/19 4.8 Approve Discharge of Supervisory Board For For Management Member Bettina Haller for Fiscal 2018/19 4.9 Approve Discharge of Supervisory Board For For Management Member Robert Kensbock for Fiscal 2018/19 4.10 Approve Discharge of Supervisory Board For For Management Member Harald Kern for Fiscal 2018/19 4.11 Approve Discharge of Supervisory Board For For Management Member Juergen Kerner for Fiscal 2018/19 4.12 Approve Discharge of Supervisory Board For For Management Member Nicola Leibinger-Kammueller for Fiscal 2018/19 4.13 Approve Discharge of Supervisory Board For For Management Member Benoit Potier for Fiscal 2018/19 4.14 Approve Discharge of Supervisory Board For For Management Member Hagen Reimer (from January 30, 2019) for Fiscal 2018/19 4.15 Approve Discharge of Supervisory Board For For Management Member Norbert Reithofer for Fiscal 2018/19 4.16 Approve Discharge of Supervisory Board For For Management Member Dame Shafik for Fiscal 2018/19 4.17 Approve Discharge of Supervisory Board For For Management Member Nathalie von Siemens for Fiscal 2018/19 4.18 Approve Discharge of Supervisory Board For For Management Member Michael Sigmund for Fiscal 2018/19 4.19 Approve Discharge of Supervisory Board For For Management Member Dorothea Simon for Fiscal 2018/19 4.20 Approve Discharge of Supervisory Board For For Management Member Matthias Zachert for Fiscal 2018/19 4.21 Approve Discharge of Supervisory Board For For Management Member Gunnar Zukunft for Fiscal 2018/19 5 Ratify Ernst & Young GmbH as Auditors For For Management for Fiscal 2019/20 6 Approve Remuneration Policy For For Management 7 Authorize Share Repurchase Program and For For Management Reissuance or Cancellation of Repurchased Shares 8 Authorize Use of Financial Derivatives For For Management when Repurchasing Shares 9 Approve Issuance of Warrants/Bonds For For Management with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 15 Billion; Approve Creation of EUR 180 Million Pool of Capital to Guarantee Conversion Rights 10 Approve Affiliation Agreement with For For Management Subsidiary Siemens Mobility GmbH -------------------------------------------------------------------------------- SIEMENS HEALTHINEERS AG Ticker: SHL Security ID: D6T479107 Meeting Date: FEB 12, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 0.80 per Share 3.1 Approve Discharge of Management Board For For Management Member Bernhard Montag for Fiscal 2019 3.2 Approve Discharge of Management Board For For Management Member Jochen Schmitz for Fiscal 2019 3.3 Approve Discharge of Management Board For For Management Member Michael Reitermann (until Sep. 30, 2019) for Fiscal 2019 4.1 Approve Discharge of Supervisory Board For For Management Member Ralf Thomas for Fiscal 2019 4.2 Approve Discharge of Supervisory Board For For Management Member Michael Sen for Fiscal 2019 4.3 Approve Discharge of Supervisory Board For For Management Member Norbert Gaus for Fiscal 2019 4.4 Approve Discharge of Supervisory Board For For Management Member Marion Helmes for Fiscal 2019 4.5 Approve Discharge of Supervisory Board For For Management Member Andreas Hoffmann for Fiscal 2019 4.6 Approve Discharge of Supervisory Board For For Management Member Philipp Roesler for Fiscal 2019 4.7 Approve Discharge of Supervisory Board For For Management Member Nathalie Von Siemens for Fiscal 2019 4.8 Approve Discharge of Supervisory Board For For Management Member Gregory Sorensen for Fiscal 2019 4.9 Approve Discharge of Supervisory Board For For Management Member Karl-Heinz Streibich for Fiscal 2019 5 Ratify Ernst & Young GmbH as Auditors For Against Management for Fiscal 2020 6 Elect Roland Busch to the Supervisory For Against Management Board 7 Approve Remuneration of Supervisory For For Management Board -------------------------------------------------------------------------------- SIGNIFY NV Ticker: LIGHT Security ID: N8063K107 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: APR 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Presentation by CEO None None Management 2 Approve Remuneration Report For For Management 3 Receive Explanation on Company's None None Management Reserves and Dividend Policy 4 Adopt Financial Statements For For Management 5.a Approve Discharge of Management Board For For Management 5.b Approve Discharge of Supervisory Board For For Management 6.a Reelect Eric Rondolat to Management For For Management Board 6.b Reelect Rene van Schooten to For For Management Management Board 6.c Elect Maria Letizia Mariani to For For Management Management Board 7.a Reelect Arthur van der Poel to For For Management Supervisory Board 7.b Reelect Rita Lane to Supervisory Board For For Management 7.c Elect Frank Lubnau to Supervisory Board For For Management 7.d Elect Pamela Knapp to Supervisory Board For For Management 8.a Approve Remuneration Policy for For For Management Management Board 8.b Approve Remuneration Policy for For For Management Supervisory Board 9 Ratify Ernst & Young as Auditors For For Management 10.a Grant Board Authority to Issue Shares For For Management 10.b Authorize Board to Exclude Preemptive For For Management Rights from Share Issuances 11 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 12 Approve Cancellation of Repurchased For For Management Shares 13 Other Business (Non-Voting) None None Management -------------------------------------------------------------------------------- SIKA AG Ticker: SIKA Security ID: H7631K273 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income and For For Management Dividends of CHF 2.30 per Share 3 Approve Discharge of Board of Directors For For Management 4.1.1 Reelect Paul Haelg as Director For For Management 4.1.2 Reelect Frits van Dijk as Director For For Management 4.1.3 Reelect Monika Ribar as Director For For Management 4.1.4 Reelect Daniel Sauter as Director For For Management 4.1.5 Reelect Christoph Tobler as Director For For Management 4.1.6 Reelect Justin Howell as Director For For Management 4.1.7 Reelect Thierry Vanlancker as Director For For Management 4.1.8 Reelect Viktor Balli as Director For For Management 4.2 Reelect Paul Haelg as Board Chairman For For Management 4.3.1 Appoint Daniel Sauter as Member of the For For Management Nomination and Compensation Committee 4.3.2 Appoint Justin Howell as Member of the For For Management Nomination and Compensation Committee 4.3.3 Appoint Thierry Vanlancker as Member For For Management of the Nomination and Compensation Committee 4.4 Ratify Ernst & Young AG as Auditors For For Management 4.5 Designate Jost Windlin as Independent For For Management Proxy 5.1 Approve Remuneration Report For For Management (Non-Binding) 5.2 Approve Remuneration of Directors in For For Management the Amount of CHF 3.3 Million 5.3 Approve Remuneration of Executive For For Management Committee in the Amount of CHF 19.5 Million for Fiscal 2021 6 Transact Other Business (Voting) For Against Management -------------------------------------------------------------------------------- SIMS METAL MANAGEMENT LIMITED Ticker: SGM Security ID: Q8505L116 Meeting Date: NOV 14, 2019 Meeting Type: Annual Record Date: NOV 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Deborah O'Toole as Director For For Management 2 Elect Mike Kane as Director None None Management ***Withdrawn Resolution*** 3 Elect Hiroyuki Kato as Director For For Management 4 Approve Renewal of Proportional For For Management Takeover Provisions in the Constitution 5 Approve Remuneration Report For For Management 6 Approve Grant of Performance Rights to For For Management Alistair Field 7 Approve the Change of Company Name to For For Management Sims Limited -------------------------------------------------------------------------------- SINGAPORE AIRLINES LIMITED Ticker: C6L Security ID: Y7992P128 Meeting Date: APR 30, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Renounceable Rights Issue For For Management 2 Approve Issuance of Additional For For Management Mandatory Convertible Bonds and Additional Conversion Shares -------------------------------------------------------------------------------- SINGAPORE AIRLINES LTD. Ticker: C6L Security ID: Y7992P128 Meeting Date: JUL 29, 2019 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and For For Management Directors' and Auditors' Reports 2 Approve Final Dividend For For Management 3a Elect Peter Seah Lim Huat as Director For For Management 3b Elect Dominic Ho Chiu Fai as Director For For Management 3c Elect Lee Kim Shin as Director For For Management 4a Elect David John Gledhill as Director For For Management 4b Elect Goh Swee Chen as Director For For Management 5 Approve Directors' Emoluments For For Management 6 Approve KPMG LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 7 Approve Issuance of Equity or For For Management Equity-Linked Securities with or without Preemptive Rights 8 Approve Grant of Awards and Issuance For For Management of Shares Under the SIA Performance Share Plan 2014 and the SIA Restricted Share Plan 2014 9 Approve Mandate for Interested Person For For Management Transactions 10 Authorize Share Repurchase Program For For Management 11 Approve Issuance of ASA Shares For For Management -------------------------------------------------------------------------------- SINGAPORE EXCHANGE LIMITED Ticker: S68 Security ID: Y79946102 Meeting Date: OCT 03, 2019 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and For For Management Directors' and Auditors' Reports 2 Approve Final Dividend For For Management 3a Elect Chew Gek Khim as Director For For Management 3b Elect Jane Diplock as Director For For Management 3c Elect Lim Sok Hui as Director For For Management 4 Approve Directors' Fees to be Paid to For For Management the Chairman 5 Approve Directors' Fees to be Paid to For For Management All Directors (Other than the Chief Executive Officer) 6 Approve KPMG LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 7 Approve Issuance of Equity or For For Management Equity-Linked Securities with or without Preemptive Rights 8 Authorize Share Repurchase Program For For Management -------------------------------------------------------------------------------- SINGAPORE POST LTD. Ticker: S08 Security ID: Y8120Z103 Meeting Date: JUL 18, 2019 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and For For Management Directors' and Auditors' Reports 2 Approve Final Dividend For For Management 3 Elect Chu Swee Yeok as Director For For Management 4 Elect Chen Jun as Director For For Management 5 Elect Elizabeth Kong Sau Wai as For For Management Director 6 Elect Bob Tan Beng Hai as Director For For Management 7 Approve Directors' Fees For For Management 8 Approve Deloitte & Touche LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 9 Approve Issuance of Equity or For For Management Equity-Linked Securities with or without Preemptive Rights 10 Approve Grant of Options and Issuance For For Management of Shares Pursuant to the Singapore Post Share Option Scheme 2012 and Grant of Awards and Issuance of Shares Pursuant to the Singapore Post Restricted Share Plan 2013 11 Approve Mandate for Interested Person For For Management Transactions 12 Authorize Share Repurchase Program For For Management -------------------------------------------------------------------------------- SINGAPORE PRESS HOLDINGS LTD. Ticker: T39 Security ID: Y7990F106 Meeting Date: NOV 29, 2019 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and For For Management Directors' and Auditors' Reports 2 Approve Final Dividend and Special For For Management Dividend 3i Elect Ng Yat Chung as Director For For Management 3ii Elect Tan Yen Yen as Director For For Management 4 Elect Lim Ming Yan as Director For For Management 5 Approve Directors' Fees For For Management 6 Approve Auditors and Authorize Board For For Management to Fix Their Remuneration 7i Approve Issuance of Equity or For For Management Equity-Linked Securities with or without Preemptive Rights 7ii Approve Grant of Awards and Issuance For For Management of Shares Under the SPH Performance Share Plan 2016 7iii Authorize Share Repurchase Program For For Management -------------------------------------------------------------------------------- SINGAPORE TECHNOLOGIES ENGINEERING LTD. Ticker: S63 Security ID: Y7996W103 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and For For Management Directors' and Auditors' Reports 2 Approve Final Dividend For For Management 3 Elect Kwa Chong Seng as Director For For Management 4 Elect Quek Gim Pew as Director For For Management 5 Elect Quek See Tiat as Director For For Management 6 Elect Joseph Leong Weng Keong as For For Management Director 7 Approve Directors' Remuneration For For Management 8 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 9 Approve Issuance of Equity or For For Management Equity-Linked Securities with or without Preemptive Rights 10 Approve Mandate for Interested Person For For Management Transactions 11 Authorize Share Repurchase Program For For Management 12 Adopt Singapore Technologies For For Management Engineering Performance Share Plan 2020 and Approve Grant of Awards and Issuance of Shares Under the Plan 13 Adopt Singapore Technologies For For Management Engineering Restricted Share Plan 2020 and Approve Grant of Awards and Issuance of Shares Under the Plan -------------------------------------------------------------------------------- SINGAPORE TELECOMMUNICATIONS LIMITED Ticker: Z74 Security ID: Y79985209 Meeting Date: JUL 23, 2019 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and For For Management Directors' and Auditors' Reports 2 Approve Final Dividend For For Management 3 Elect Christina Hon Kwee Fong For For Management (Christina Ong) as Director 4 Elect Simon Claude Israel as Director For For Management 5 Elect Dominic Stephen Barton as For For Management Director 6 Elect Bradley Joseph Horowitz as For For Management Director 7 Elect Gail Patricia Kelly as Director For For Management 8 Approve Directors' Fees For For Management 9 Approve Auditors and Authorize Board For For Management to Fix Their Remuneration 10 Approve Issuance of Equity or For For Management Equity-Linked Securities with or without Preemptive Rights 11 Approve Grant of Awards and Issuance For For Management of Shares Under the Singtel Performance Share Plan 2012 12 Authorize Share Repurchase Program For For Management -------------------------------------------------------------------------------- SINO LAND COMPANY LIMITED Ticker: 83 Security ID: Y80267126 Meeting Date: OCT 24, 2019 Meeting Type: Annual Record Date: OCT 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3.1 Elect Daryl Ng Win Kong as Director For Against Management 3.2 Elect Ringo Chan Wing Kwong as Director For For Management 3.3 Elect Gordon Lee Ching Keung as For For Management Director 3.4 Elect Velencia Lee as Director For For Management 3.5 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Deloitte Touche Tohmatsu as For Against Management Auditor and Authorize Board to Fix Their Remuneration 5.1 Authorize Repurchase of Issued Share For For Management Capital 5.2 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 5.3 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- SITC INTERNATIONAL HOLDINGS COMPANY LIMITED Ticker: 1308 Security ID: G8187G105 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: APR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Elect Yang Shaopeng as Director For For Management 4 Elect Xue Peng as Director For For Management 5 Elect Tsui Yung Kwok as Director For For Management 6 Elect Yeung Kwok On as Director For For Management 7 Elect Lo Wing Yan, William as Director For For Management 8 Elect Ngai Wai Fung as Director For Against Management 9 Authorize Board to Fix Remuneration of For For Management Directors 10 Approve Ernst & Young as Auditors and For For Management Authorize Board to Fix Their Remuneration 11 Authorize Repurchase of Issued Share For For Management Capital 12 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 13 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- SK HOLDINGS CO., LTD. Ticker: 034730 Security ID: Y8T642129 Meeting Date: MAR 25, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Jang Dong-hyun as Inside Director For Against Management 3.2 Elect Park Sung-ha as Inside Director For For Management 3.3 Elect Jang Yong-suk as Outside Director For Against Management 4 Elect Jang Yong-suk as a Member of For Against Management Audit Committee 5 Approve Stock Option Grants For For Management 6 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 7 Approve Terms of Retirement Pay For For Management -------------------------------------------------------------------------------- SK HYNIX, INC. Ticker: 000660 Security ID: Y8085F100 Meeting Date: MAR 20, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Elect Lee Seok-hee as Inside Director For For Management 4 Elect Park Jung-ho as Non-Independent For Against Management Non-Executive Director 5.1 Elect Shin Chang-hwan as Outside For Against Management Director 5.2 Elect Han Ae-ra as Outside Director For For Management 6.1 Elect Ha Young-gu as a Member of Audit For Against Management Committee 6.2 Elect Shin Chang-hwan as a Member of For Against Management Audit Committee 6.3 Elect Han Ae-ra as a Member of Audit For For Management Committee 7 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 8 Approve Stock Option Grants For Against Management 9 Approve Stock Option Grants For Against Management 10 Approve Terms of Retirement Pay For For Management -------------------------------------------------------------------------------- SK INNOVATION CO., LTD. Ticker: 096770 Security ID: Y8063L103 Meeting Date: MAR 26, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Kim Jun as Inside Director For For Management 3.2 Elect Yu Jeong-jun as Non-Independent For For Management Non-Executive Director 3.3 Elect Kim Jong-hoon as Outside Director For For Management 4 Elect Kim Jong-hoon as a Member of For For Management Audit Committee 5 Approve Terms of Retirement Pay For For Management 6 Approve Stock Option Grants For For Management 7 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- SK TELECOM CO., LTD. Ticker: 017670 Security ID: Y4935N104 Meeting Date: MAR 26, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Approve Stock Option Grants For For Management 3.2 Approve Stock Option Grants For For Management 4.1 Elect Park Jung-ho as Inside Director For For Management 4.2 Elect Cho Dae-sik as Non-Independent For Against Management Non-Executive Director 4.3 Elect Kim Yong-hak as Outside Director For For Management 4.4 Elect Kim Jun-mo as Outside Director For For Management 4.5 Elect Ahn Jeong-ho as Outside Director For For Management 5.1 Elect Kim Yong-hak as a Member of For For Management Audit Committee 5.2 Elect Ahn Jeong-ho as a Member of For For Management Audit Committee 6 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 7 Approve Terms of Retirement Pay For For Management -------------------------------------------------------------------------------- SKANDINAVISKA ENSKILDA BANKEN AB Ticker: SEB.A Security ID: W25381141 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: JUN 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Chairman of Meeting For Did Not Vote Management 3 Designate Inspector(s) of Minutes of For Did Not Vote Management Meeting 4 Prepare and Approve List of For Did Not Vote Management Shareholders 5 Approve Agenda of Meeting For Did Not Vote Management 6 Acknowledge Proper Convening of Meeting For Did Not Vote Management 7 Receive Financial Statements and None None Management Statutory Reports 8 Accept Financial Statements and For Did Not Vote Management Statutory Reports 9 Approve Allocation of Income and For Did Not Vote Management Omission of Dividends 10.1 Approve Discharge of Johan H. Andresen For Did Not Vote Management 10.2 Approve Discharge of Signhild Arnegard For Did Not Vote Management Hansen 10.3 Approve Discharge of Anne-Catherine For Did Not Vote Management Berner 10.4 Approve Discharge of Samir Brikho For Did Not Vote Management 10.5 Approve Discharge of Winnie Fok For Did Not Vote Management 10.6 Approve Discharge of Anna-Karin For Did Not Vote Management Glimstrom 10.7 Approve Discharge of Annika Dahlberg For Did Not Vote Management 10.8 Approve Discharge of Charlotta Lindholm For Did Not Vote Management 10.9 Approve Discharge of Tomas Nicolin For Did Not Vote Management 10.10 Approve Discharge of Sven Nyman For Did Not Vote Management 10.11 Approve Discharge of Lars Ottersgard For Did Not Vote Management 10.12 Approve Discharge of Jesper Ovesen For Did Not Vote Management 10.13 Approve Discharge of Helena Saxon For Did Not Vote Management 10.14 Approve Discharge of Johan Torgeby (as For Did Not Vote Management Board Member) 10.15 Approve Discharge of Marcus Wallenberg For Did Not Vote Management 10.16 Approve Discharge of Hakan Westerberg For Did Not Vote Management 10.17 Approve Discharge of Johan Torgeby (as For Did Not Vote Management CEO) 11 Determine Number of Members (9) and For Did Not Vote Management Deputy Members of Board 12 Determine Number of Auditors (1) and For Did Not Vote Management Deputy Auditors 13.1 Approve Remuneration of Directors; For Did Not Vote Management Approve Remuneration for Committee Work 13.2 Approve Remuneration of Auditors For Did Not Vote Management 14.1 Reelect Signhild Arnegard Hansen as For Did Not Vote Management Director 14.2 Reelect Anne-Catherine Berner as New For Did Not Vote Management Director 14.3 Reelect Winnie Fok as Director For Did Not Vote Management 14.4 Reelect Sven Nyman as Director For Did Not Vote Management 14.5 Reelect Lars Ottersgard as Director For Did Not Vote Management 14.6 Reelect Jesper Ovesen as Director For Did Not Vote Management 14.7 Reelect Helena Saxon as Director For Did Not Vote Management 14.8 Reelect Johan Torgeby as Director For Did Not Vote Management 14.9 Reelect Marcus Wallenberg as Director For Did Not Vote Management 14.10 Reelect Marcus Wallenberg as Chairman For Did Not Vote Management of the Board 15 Ratify Ernst & Young as Auditors For Did Not Vote Management 16 Approve Remuneration Policy And Other For Did Not Vote Management Terms of Employment For Executive Management 17.1 Approve SEB All Employee Program 2020 For Did Not Vote Management 17.2 Approve Share Programme 2020 for For Did Not Vote Management Senior Managers and Key Employees 17.3 Approve Conditional Share Programme For Did Not Vote Management 2020 for Senior Managers and Key Employees 18.1 Authorize Share Repurchase Program For Did Not Vote Management 18.2 Authorize Repurchase of Class A and/or For Did Not Vote Management Class C Shares and Reissuance of Repurchased Shares Inter Alia in for Capital Purposes and Long-Term Incentive Plans 18.3 Approve Transfer of Class A Shares to For Did Not Vote Management Participants in 2020 Long-Term Equity Programs 19 Approve Issuance of Convertible Bonds For Did Not Vote Management without Preemptive Rights 20 Approve Proposal Concerning the For Did Not Vote Management Appointment of Auditors in Foundations Without Own Management 21 Amend Articles Re: Proxies and Postal For Did Not Vote Management Voting 22 Amend Articles Re: Introduce Equal None Did Not Vote Shareholder Voting Rights of Class A and Class C Shares; Instruct Board to Prepare a Proposal for further Amendments of the Articles 23 Instruct Board to Work for the Swedish None Did Not Vote Shareholder Companies Act to Abolish Weighted Voting; and to Prepare a Proposal for Representation of Small and Medium-Sized Shareholders in the Board and Nomination Committee 24 Close Meeting None None Management -------------------------------------------------------------------------------- SKANSKA AB Ticker: SKA.B Security ID: W83567110 Meeting Date: MAR 26, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Chairman of Meeting For Did Not Vote Management 3 Prepare and Approve List of For Did Not Vote Management Shareholders 4 Approve Agenda of Meeting For Did Not Vote Management 5 Designate Inspectors of Minutes of For Did Not Vote Management Meeting 6 Acknowledge Proper Convening of Meeting For Did Not Vote Management 7 Receive Chairman's and President's None None Management Report 8 Receive Financial Statements and None None Management Statutory Reports 9 Accept Financial Statements and For Did Not Vote Management Statutory Reports 10 Approve Allocation of Income and For Did Not Vote Management Dividends of SEK 6.25 Per Share 11 Approve Discharge of Board and For Did Not Vote Management President 12 Determine Number of Members (7) and For Did Not Vote Management Deputy Members (0) of Board 13 Approve Remuneration of Directors in For Did Not Vote Management the Amount of SEK 2.2 Million for Chairman and SEK 720,000 for Other Directors; Approve Remuneration for Committee Work; Approve Remuneration of Auditors 14.a Reelect Hans Biorck as Director For Did Not Vote Management 14.b Reelect Par Boman as Director For Did Not Vote Management 14.c Reelect Jan Gurander as Director For Did Not Vote Management 14.d Reelect Fredrik Lundberg as Director For Did Not Vote Management 14.e Reelect Catherine Marcus as Director For Did Not Vote Management 14.f Reelect Jayne McGivern as Director For Did Not Vote Management 14.g Elect Asa Soderstrom Winberg as New For Did Not Vote Management Director 14.h Reelect Hans Biorck as Chairman of the For Did Not Vote Management Board 15 Ratify Ernst & Young as Auditors For Did Not Vote Management 16 Approve Remuneration Policy And Other For Did Not Vote Management Terms of Employment For Executive Management 17 Approve Equity Plan Financing For Did Not Vote Management 18 Close Meeting None None Management -------------------------------------------------------------------------------- SKC CO., LTD. Ticker: 011790 Security ID: Y8065Z100 Meeting Date: NOV 11, 2019 Meeting Type: Special Record Date: SEP 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Spin-Off Agreement For For Management -------------------------------------------------------------------------------- SKC CO., LTD. Ticker: 011790 Security ID: Y8065Z100 Meeting Date: MAR 30, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Jang Dong-hyeon as For For Management Non-Independent Non-Executive Director 3.2 Elect Bae Jong-seo as Outside Director For For Management 3.3 Elect Lee Gwan-seop as Outside Director For For Management 4 Elect Bae Jong-seo as a Member of For For Management Audit Committee 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 6 Approve Stock Option Grants For For Management 7 Approve Terms of Retirement Pay For For Management -------------------------------------------------------------------------------- SKF AB Ticker: SKF.B Security ID: W84237143 Meeting Date: MAR 26, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Chairman of Meeting For Did Not Vote Management 3 Prepare and Approve List of For Did Not Vote Management Shareholders 4 Approve Agenda of Meeting For Did Not Vote Management 5 Designate Inspector(s) of Minutes of For Did Not Vote Management Meeting 6 Acknowledge Proper Convening of Meeting For Did Not Vote Management 7 Receive Financial Statements and None None Management Statutory Reports 8 Receive President's Report None None Management 9 Accept Financial Statements and For Did Not Vote Management Statutory Reports 10 Approve Allocation of Income and For Did Not Vote Management Dividends of SEK 6.25 Per Share 11 Approve Discharge of Board and For Did Not Vote Management President 12 Determine Number of Members (9) and For Did Not Vote Management Deputy Members (0) of Board 13 Approve Remuneration of Directors in For Did Not Vote Management the Amount of SEK 2.2 Million for Chairman and SEK 760,000 for Other Directors; Approve Remuneration for Committee Work 14.1 Reelect Hans Straberg as Director For Did Not Vote Management 14.2 Reelect Hock Goh as Director For Did Not Vote Management 14.3 Reelect Alrik Danielson as Director For Did Not Vote Management 14.4 Reelect Ronnie Leten as Director For Did Not Vote Management 14.5 Reelect Barb Samardzich as Director For Did Not Vote Management 14.6 Reelect Colleen Repplier as Director For Did Not Vote Management 14.7 Reelect Geert Follens as Director For Did Not Vote Management 14.8 Elect Hakan Buskhe as New Director For Did Not Vote Management 14.9 Elect Susanna Schneeberger as New For Did Not Vote Management Director 15 Elect Hans Straberg as Board Chairman For Did Not Vote Management 16 Approve Remuneration Policy And Other For Did Not Vote Management Terms of Employment For Executive Management 17 Approve 2020 Performance Share Program For Did Not Vote Management 18 Authorize Chairman of Board and For Did Not Vote Management Representatives of Four of Company's Largest Shareholders to Serve on Nominating Committee -------------------------------------------------------------------------------- SKYCITY ENTERTAINMENT GROUP LIMITED Ticker: SKC Security ID: Q8513Z115 Meeting Date: OCT 18, 2019 Meeting Type: Annual Record Date: OCT 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve the Amendments to the For For Management Company's Constitution 2 Authorize Board to Fix Remuneration of For For Management the Auditors -------------------------------------------------------------------------------- SKYLARK HOLDINGS CO., LTD. Ticker: 3197 Security ID: J75605121 Meeting Date: MAR 27, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Tani, Makoto For For Management 1.2 Elect Director Kanaya, Minoru For For Management 1.3 Elect Director Sakita, Haruyoshi For For Management 1.4 Elect Director Okawara, Toshiaki For For Management 1.5 Elect Director Nishijo, Atsushi For For Management 1.6 Elect Director Tahara, Fumio For For Management 1.7 Elect Director Sano, Ayako For For Management -------------------------------------------------------------------------------- SMC CORP. (JAPAN) Ticker: 6273 Security ID: J75734103 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 200 2.1 Elect Director Maruyama, Katsunori For Abstain Management 2.2 Elect Director Takada, Yoshiki For Abstain Management 2.3 Elect Director Kosugi, Seiji For Abstain Management 2.4 Elect Director Satake, Masahiko For Abstain Management 2.5 Elect Director Isoe, Toshio For Abstain Management 2.6 Elect Director Ota, Masahiro For Abstain Management 2.7 Elect Director Maruyama, Susumu For Abstain Management 2.8 Elect Director Samuel Neff For Abstain Management 2.9 Elect Director Kaizu, Masanobu For For Management 2.10 Elect Director Kagawa, Toshiharu For For Management 3 Approve Director Retirement Bonus For For Management 4 Approve Bonus Related to Retirement For For Management Bonus System Abolition 5 Approve Trust-Type Equity Compensation For For Management Plan -------------------------------------------------------------------------------- SMITH & NEPHEW PLC Ticker: SN Security ID: G82343164 Meeting Date: APR 09, 2020 Meeting Type: Annual Record Date: APR 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Policy For For Management 3 Approve Remuneration Report For For Management 4 Approve Final Dividend For For Management 5 Re-elect Graham Baker as Director For For Management 6 Re-elect Vinita Bali as Director For For Management 7 Re-elect Baroness Virginia Bottomley For For Management as Director 8 Re-elect Roland Diggelmann as Director For For Management 9 Re-elect Erik Engstrom as Director For For Management 10 Re-elect Robin Freestone as Director For For Management 11 Re-elect Marc Owen as Director For For Management 12 Re-elect Angie Risley as Director For For Management 13 Re-elect Roberto Quarta as Director For For Management 14 Reappoint KPMG LLP as Auditors For For Management 15 Authorise Board to Fix Remuneration of For For Management Auditors 16 Approve Global Share Plan 2020 For For Management 17 Authorise Issue of Equity For For Management 18 Authorise Issue of Equity without For For Management Pre-emptive Rights 19 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 20 Authorise Market Purchase of Ordinary For For Management Shares 21 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- SMITHS GROUP PLC Ticker: SMIN Security ID: G82401111 Meeting Date: NOV 13, 2019 Meeting Type: Annual Record Date: NOV 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Final Dividend For For Management 4 Re-elect Bruno Angelici as Director For For Management 5 Re-elect Olivier Bohuon as Director For For Management 6 Re-elect Sir George Buckley as Director For For Management 7 Re-elect Dame Ann Dowling as Director For For Management 8 Re-elect Tanya Fratto as Director For For Management 9 Re-elect William Seeger as Director For For Management 10 Re-elect Mark Seligman as Director For For Management 11 Re-elect John Shipsey as Director For For Management 12 Re-elect Andrew Reynolds Smith as For For Management Director 13 Re-elect Noel Tata as Director For Against Management 14 Appoint KPMG LLP as Auditors For For Management 15 Authorise Board to Fix Remuneration of For For Management Auditors 16 Authorise Issue of Equity For For Management 17 Authorise Issue of Equity without For For Management Pre-emptive Rights 18 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 19 Authorise Market Purchase of Ordinary For For Management Shares 20 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice 21 Authorise EU Political Donations and For For Management Expenditure -------------------------------------------------------------------------------- SMURFIT KAPPA GROUP PLC Ticker: SKG Security ID: G8248F104 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: APR 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Final Dividend For Abstain Management 4 Elect Lourdes Melgar as Director For For Management 5a Re-elect Irial Finan as Director For For Management 5b Re-elect Anthony Smurfit as Director For For Management 5c Re-elect Ken Bowles as Director For For Management 5d Re-elect Anne Anderson as Director For For Management 5e Re-elect Frits Beurskens as Director For For Management 5f Re-elect Carol Fairweather as Director For For Management 5g Re-elect James Lawrence as Director For For Management 5h Re-elect John Moloney as Director For For Management 5i Re-elect Jorgen Rasmussen as Director For For Management 5j Re-elect Gonzalo Restrepo as Director For For Management 6 Authorise Board to Fix Remuneration of For For Management Auditors 7 Authorise Issue of Equity For For Management 8 Authorise Issue of Equity without For For Management Pre-emptive Rights 9 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 10 Authorise Market Purchase of Shares For For Management 11 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- SNAM SPA Ticker: SRG Security ID: T8578N103 Meeting Date: OCT 23, 2019 Meeting Type: Special Record Date: OCT 14, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Company Bylaws Re: Articles 13 For For Management and 20; Introduce Article 24 1 Revoke Auditors; Approve New Auditors For For Management and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- SNAM SPA Ticker: SRG Security ID: T8578N103 Meeting Date: JUN 18, 2020 Meeting Type: Annual/Special Record Date: JUN 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Cancellation of Treasury For For Management Shares without Reduction of Share Capital; Amend Article 5.1 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income For For Management 3 Authorize Share Repurchase Program and For For Management Reissuance of Repurchased Shares 4.1 Approve Remuneration Policy For For Management 4.2 Approve Second Section of the For For Management Remuneration Report 5 Approve 2020-2022 Long Term Share For For Management Incentive Plan 6 Elect Nicola Bedin as Director None For Shareholder 7 Elect Nicola Bedin as Board Chair None For Shareholder A Deliberations on Possible Legal Action None Against Management Against Directors if Presented by Shareholders -------------------------------------------------------------------------------- SODEXO SA Ticker: SW Security ID: F84941123 Meeting Date: JAN 21, 2020 Meeting Type: Annual/Special Record Date: JAN 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 2.90 per Share and an Extra of EUR 0.29 per Share to Long Term Registered Shares 4 Elect Veronique Laury as Director For For Management 5 Elect Luc Messier as Director For For Management 6 Reelect Sophie Stabile as Director For For Management 7 Reelect Cecile Tandeau de Marsac as For For Management Director 8 Approve Compensation of Sophie Bellon, For For Management Chairman of the Board 9 Approve Compensation of Denis Machuel, For For Management CEO 10 Approve Remuneration Policy for For For Management Chairman of the Board 11 Approve Remuneration Policy for CEO For For Management 12 Approve Additional Pension Scheme For Against Management Agreement with Denis Machuel 13 Authorize Repurchase of Up to 5 For For Management Percent of Issued Share Capital 14 Delete Article 6 of Bylaws Re: For For Management Contribution 15 Amend Article 9.4 of Bylaws Re: For Against Management Shareholding Disclosure Thresholds 16 Amend Article 11.4 of Bylaws Re: For For Management Appointment of Directors Representing Employees 17 Amend Article 12 of Bylaws Re: Written For For Management Consultation 18 Amend Article 15 of Bylaws Re: Remove For For Management Appointment of Alternate Auditor 19 Amend Article 18 of Bylaws Re: For For Management Dividends 20 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 85 Million 21 Authorize Capitalization of Reserves For For Management of Up to EUR 85 Million for Bonus Issue or Increase in Par Value 22 Authorize Capital Issuances for Use in For Against Management Employee Stock Purchase Plans 23 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 24 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- SOFINA SA Ticker: SOF Security ID: B80925124 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: APR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Receive Directors' and Auditors' None None Management Reports (Non-Voting) 1.2 Receive Consolidated Financial None None Management Statements and Statutory Reports (Non-Voting) 1.3 Approve Financial Statements, For For Management Allocation of Income, and Dividends of EUR 2.90 per Share 2 Approve Remuneration Report For Against Management 3.1 Approve Discharge of Directors For For Management 3.2 Approve Discharge of Auditor For For Management 4.1 Reelect Charlotte Stromberg as For For Management Independent Director 4.2 Reelect Jacques Emsens as Director For For Management 5 Ratify Ernst & Young as Auditors and For For Management Approve Auditors' Remuneration 6 Approve Change-of-Control Clause Re: For For Management Revolving Credit Agreements with BNP Paribas Fortis SA 7 Transact Other Business None None Management -------------------------------------------------------------------------------- SOFINA SA Ticker: SOF Security ID: B80925124 Meeting Date: MAY 07, 2020 Meeting Type: Special Record Date: APR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association Re: For For Management Alignment on the Rules of Code on Companies and Associations 2 Authorize Implementation of Approved For For Management Resolutions and Approve Coordination of Articles of Association -------------------------------------------------------------------------------- SOFTBANK CORP. Ticker: 9434 Security ID: J75963132 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Son, Masayoshi For For Management 1.2 Elect Director Miyauchi, Ken For For Management 1.3 Elect Director Shimba, Jun For For Management 1.4 Elect Director Imai, Yasuyuki For For Management 1.5 Elect Director Miyakawa, Junichi For For Management 1.6 Elect Director Fujihara, Kazuhiko For For Management 1.7 Elect Director Kawabe, Kentaro For For Management 1.8 Elect Director Horiba, Atsushi For For Management 1.9 Elect Director Kamigama, Takehiro For For Management 1.10 Elect Director Oki, Kazuaki For For Management 1.11 Elect Director Uemura, Kyoko For For Management 2 Approve Restricted Stock Plan For For Management -------------------------------------------------------------------------------- SOHGO SECURITY SERVICES CO., LTD. Ticker: 2331 Security ID: J7607Z104 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 35.5 2.1 Elect Director Murai, Atsushi For Abstain Management 2.2 Elect Director Aoyama, Yukiyasu For Abstain Management 2.3 Elect Director Kayaki, Ikuji For Abstain Management 2.4 Elect Director Hokari, Hirohisa For Abstain Management 2.5 Elect Director Murai, Tsuyoshi For Abstain Management 2.6 Elect Director Nomura, Shigeki For Abstain Management 2.7 Elect Director Suzuki, Motohisa For Abstain Management 2.8 Elect Director Kishimoto, Koji For Abstain Management 2.9 Elect Director Ono, Seiei For For Management 2.10 Elect Director Kadowaki, Hideharu For Abstain Management 2.11 Elect Director Ando, Toyoaki For For Management 2.12 Elect Director Suetsugu, Hirotomo For For Management 3 Appoint Statutory Auditor Nagasawa, For For Management Michiko -------------------------------------------------------------------------------- SOJITZ CORP. Ticker: 2768 Security ID: J7608R101 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 8.5 2 Amend Articles to Clarify Director For For Management Authority on Shareholder Meetings - Amend Provisions on Director Titles - Clarify Director Authority on Board Meetings 3.1 Elect Director Fujimoto, Masayoshi For For Management 3.2 Elect Director Tanaka, Seiichi For For Management 3.3 Elect Director Hirai, Ryutaro For For Management 3.4 Elect Director Goto, Masao For For Management 3.5 Elect Director Naito, Kayoko For For Management 3.6 Elect Director Otsuka, Norio For For Management 3.7 Elect Director Saiki, Naoko For For Management 4.1 Appoint Statutory Auditor Hamatsuka, For For Management Junichi 4.2 Appoint Statutory Auditor Kushibiki, For For Management Masaaki 4.3 Appoint Statutory Auditor Nagasawa, For For Management Michiko -------------------------------------------------------------------------------- SOLVAY SA Ticker: SOLB Security ID: B82095116 Meeting Date: MAY 12, 2020 Meeting Type: Annual/Special Record Date: APR 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Directors' and Auditors' None None Management Reports (Non-Voting) 2 Approve Remuneration Report For For Management 3 Receive Consolidated Financial None None Management Statements and Statutory Reports (Non-Voting) 4 Approve Financial Statements, For For Management Allocation of Income, and Dividends of EUR 3.75 per Share 5.1 Approve Discharge of Directors For For Management 5.2 Approve Discharge of Auditors For For Management 6 Approve Remuneration Policy For For Management 7a Receive Information on End of Mandate None None Management of Jean-Marie Solvay as Director 7b Receive Information on Resignation of None None Management Jean-Marie Solvay as Director 7c Elect Aude Thibaut de Maisieres as For For Management Director 7d Indicate Aude Thibaut de Maisieres as For Against Management Independent Board Member 8 Transact Other Business None None Management A.1 Receive Special Board Report Re: None None Management Article 7: 199 Paragraph 2 of Companies and Associations Code A.2 Renew Authorization to Increase Share For For Management Capital Up to EUR 158 Million and Amend Article 7 bis Accordingly B Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital and Amend Article 8 Accordingly C.a Amend Article 37 Re: Means of Voting For For Management at Shareholders' Meetings C..b Amend Articles of Association Re: For For Management Alignment on Companies and Associations Code -------------------------------------------------------------------------------- SOMPO HOLDINGS, INC. Ticker: 8630 Security ID: J7621A101 Meeting Date: JUN 22, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 75 2.1 Elect Director Sakurada, Kengo For For Management 2.2 Elect Director Tsuji, Shinji For For Management 2.3 Elect Director Hanada, Hidenori For For Management 2.4 Elect Director Nohara, Sawako For For Management 2.5 Elect Director Scott Trevor Davis For For Management 2.6 Elect Director Higashi, Kazuhiro For For Management 2.7 Elect Director Nawa, Takashi For For Management 2.8 Elect Director Shibata, Misuzu For For Management 2.9 Elect Director Yanagida, Naoki For For Management 2.10 Elect Director Uchiyama, Hideyo For For Management 2.11 Elect Director Muraki, Atsuko For For Management 2.12 Elect Director Endo, Isao For For Management -------------------------------------------------------------------------------- SONIC HEALTHCARE LIMITED Ticker: SHL Security ID: Q8563C107 Meeting Date: NOV 19, 2019 Meeting Type: Annual Record Date: NOV 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Jane Wilson as Director For For Management 2 Elect Philip Dubois as Director For For Management 3 Approve Remuneration Report For Against Management 4 Approve Grant of Long-Term Incentives For Against Management to Colin Goldschmidt 5 Approve Grant of Long-Term Incentives For Against Management to Chris Wilks -------------------------------------------------------------------------------- SONOVA HOLDING AG Ticker: SOON Security ID: H8024W106 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1.1 Accept Financial Statements and For For Management Statutory Reports 1.2 Approve Remuneration Report For For Management (Non-Binding) 2 Approve Allocation of Income and For For Management Issuance of Scrip Dividend 3 Approve Discharge of Board and Senior For For Management Management 4.1.1 Reelect Robert Spoerry as Director and For Against Management Board Chairman 4.1.2 Reelect Beat Hess as Director For For Management 4.1.3 Reelect Lynn Bleil as Director For For Management 4.1.4 Reelect Lukas Braunschweiler as For For Management Director 4.1.5 Reelect Michael Jacobi as Director For Against Management 4.1.6 Reelect Stacy Seng as Director For For Management 4.1.7 Reelect Ronald van der Vis as Director For For Management 4.1.8 Reelect Jinlong Wang as Director For For Management 4.2 Elect Adrian Widmer as Director For For Management 4.3.1 Reappoint Robert Spoerry as Member of For Against Management the Nomination and Compensation Committee 4.3.2 Reappoint Beat Hess as Member of the For For Management Nomination and Compensation Committee 4.3.3 Reappoint Stacy Seng as Member of the For For Management Nomination and Compensation Committee 4.4 Ratify Ernst & Young AG as Auditors For Against Management 4.5 Designate Keller KLG as Independent For For Management Proxy 5.1 Approve Remuneration of Directors in For For Management the Amount of CHF 2.6 Million 5.2 Approve Remuneration of Executive For For Management Committee in the Amount of CHF 15.2 Million 6 Approve Creation of CHF 321,990.65 For For Management Pool of Capital without Preemptive Rights 7 Transact Other Business (Voting) For Against Management -------------------------------------------------------------------------------- SONY CORP. Ticker: 6758 Security ID: J76379106 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles to Change Company Name For For Management 2.1 Elect Director Yoshida, Kenichiro For For Management 2.2 Elect Director Totoki, Hiroki For For Management 2.3 Elect Director Sumi, Shuzo For For Management 2.4 Elect Director Tim Schaaff For For Management 2.5 Elect Director Matsunaga, Kazuo For For Management 2.6 Elect Director Oka, Toshiko For For Management 2.7 Elect Director Akiyama, Sakie For For Management 2.8 Elect Director Wendy Becker For For Management 2.9 Elect Director Hatanaka, Yoshihiko For For Management 2.10 Elect Director Adam Crozier For For Management 2.11 Elect Director Kishigami, Keiko For For Management 2.12 Elect Director Joseph A. Kraft Jr For For Management 3 Approve Stock Option Plan For For Management -------------------------------------------------------------------------------- SONY FINANCIAL HOLDINGS, INC. Ticker: 8729 Security ID: J76337104 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 70 2.1 Elect Director Oka, Masashi For For Management 2.2 Elect Director Kiyomiya, Hiroaki For For Management 2.3 Elect Director Tsubota, Hiroyuki For For Management 2.4 Elect Director Totoki, Hiroki For For Management 2.5 Elect Director Kambe, Shiro For For Management 2.6 Elect Director Matsuoka, Naomi For For Management 2.7 Elect Director Kuniya, Shiro For For Management 2.8 Elect Director Ito, Takatoshi For For Management 2.9 Elect Director Ikeuchi, Shogo For For Management 2.10 Elect Director Takahashi, Kaoru For For Management 3 Appoint Alternate Statutory Auditor For For Management Saegusa, Takaharu -------------------------------------------------------------------------------- SOTETSU HOLDINGS, INC. Ticker: 9003 Security ID: J76434109 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 25 2.1 Elect Director Hayashi, Hidekazu For For Management 2.2 Elect Director Takizawa, Hideyuki For For Management 2.3 Elect Director Hirano, Masayuki For For Management 2.4 Elect Director Kagami, Mitsuko For For Management 2.5 Elect Director Yoshida, Osamu For For Management 2.6 Elect Director Onji, Yoshimitsu For For Management 2.7 Elect Director Fujikawa, Yukiko For For Management 3 Appoint Statutory Auditor Hashimoto, For For Management Akihiko -------------------------------------------------------------------------------- SOUTH32 LTD. Ticker: S32 Security ID: Q86668102 Meeting Date: OCT 24, 2019 Meeting Type: Annual Record Date: OCT 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 2a Elect Wayne Osborn as Director For For Management 2b Elect Keith Rumble as Director For For Management 3 Approve Remuneration Report For For Management 4 Approve Grant to Graham Kerr For For Management -------------------------------------------------------------------------------- SPARK NEW ZEALAND LTD. Ticker: SPK Security ID: Q8619N107 Meeting Date: NOV 07, 2019 Meeting Type: Annual Record Date: NOV 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Board to Fix Remuneration of For For Management the Auditors 2 Elect Justine Smyth as Director For For Management 3 Elect Warwick Bray as Director For For Management 4 Elect Jolie Hodson as Director For For Management 5 Adopt New Constitution For For Management -------------------------------------------------------------------------------- SPIRAX-SARCO ENGINEERING PLC Ticker: SPX Security ID: G83561129 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Policy For For Management 3 Amend Performance Share Plan For For Management 4 Approve Remuneration Report For For Management 5 Approve Final Dividend For For Management 6 Reappoint Deloitte LLP as Auditors For For Management 7 Authorise Board to Fix Remuneration of For For Management Auditors 8 Re-elect Jamie Pike as Director For For Management 9 Re-elect Nicholas Anderson as Director For For Management 10 Re-elect Kevin Boyd as Director For For Management 11 Re-elect Neil Daws as Director For For Management 12 Re-elect Dr Trudy Schoolenberg as For For Management Director 13 Re-elect Peter France as Director For For Management 14 Re-elect Caroline Johnstone as Director For For Management 15 Re-elect Jane Kingston as Director For For Management 16 Elect Kevin Thompson as Director For For Management 17 Authorise Issue of Equity For For Management 18 Approve Scrip Dividend Alternative For For Management 19 Authorise Issue of Equity without For For Management Pre-emptive Rights 20 Authorise Market Purchase of Ordinary For For Management Shares -------------------------------------------------------------------------------- SQUARE ENIX HOLDINGS CO., LTD. Ticker: 9684 Security ID: J7659R109 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Matsuda, Yosuke For For Management 1.2 Elect Director Chida, Yukinobu For For Management 1.3 Elect Director Yamamura, Yukihiro For For Management 1.4 Elect Director Nishiura, Yuji For For Management 1.5 Elect Director Ogawa, Masato For For Management 1.6 Elect Director Okamoto, Mitsuko For For Management 2.1 Elect Director and Audit Committee For For Management Member Kobayashi, Ryoichi 2.2 Elect Director and Audit Committee For For Management Member Toyoshima, Tadao 2.3 Elect Director and Audit Committee For For Management Member Shinji, Hajime 3 Elect Alternate Director and Audit For For Management Committee Member Fujii, Satoshi -------------------------------------------------------------------------------- SSE PLC Ticker: SSE Security ID: G8842P102 Meeting Date: JUL 18, 2019 Meeting Type: Annual Record Date: JUL 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Remuneration Policy For For Management 4 Approve Final Dividend For For Management 5 Re-elect Gregor Alexander as Director For For Management 6 Re-elect Sue Bruce as Director For For Management 7 Re-elect Tony Cocker as Director For For Management 8 Re-elect Crawford Gillies as Director For For Management 9 Re-elect Richard Gillingwater as For For Management Director 10 Re-elect Peter Lynas as Director For For Management 11 Re-elect Helen Mahy as Director For For Management 12 Re-elect Alistair Phillips-Davies as For For Management Director 13 Re-elect Martin Pibworth as Director For For Management 14 Elect Melanie Smith as Director For For Management 15 Appoint Ernst & Young LLP as Auditors For For Management 16 Authorise Audit Committee to Fix For For Management Remuneration of Auditors 17 Authorise Issue of Equity For For Management 18 Authorise Issue of Equity without For For Management Pre-emptive Rights 19 Authorise Market Purchase of Ordinary For For Management Shares 20 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- ST. JAMES'S PLACE PLC Ticker: STJ Security ID: G5005D124 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAY 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Re-elect Iain Cornish as Director For For Management 4 Re-elect Andrew Croft as Director For For Management 5 Re-elect Ian Gascoigne as Director For For Management 6 Re-elect Craig Gentle as Director For For Management 7 Re-elect Simon Jeffreys as Director For For Management 8 Re-elect Patience Wheatcroft as For For Management Director 9 Re-elect Roger Yates as Director For For Management 10 Elect Emma Griffin as Director For For Management 11 Elect Rosemary Hilary as Director For For Management 12 Elect Helena Morrissey as Director For For Management 13 Approve Remuneration Report For For Management 14 Approve Remuneration Policy For For Management 15 Reappoint PricewaterhouseCoopers LLP For For Management (PwC) as Auditors 16 Authorise Board to Fix Remuneration of For For Management Auditors 17 Authorise Issue of Equity For For Management 18 Approve Share Incentive Plan For For Management 19 Approve Sharesave Option Plan For Against Management 20 Approve Company Share Option Plan For For Management 21 Approve Performance Share Plan For For Management 22 Approve Deferred Bonus Plan For For Management 23 Authorise Issue of Equity without For For Management Pre-emptive Rights 24 Authorise Market Purchase of Ordinary For For Management Shares 25 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice 26 Adopt New Articles of Association For For Management -------------------------------------------------------------------------------- STANDARD LIFE ABERDEEN PLC Ticker: SLA Security ID: G84246118 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAY 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Reappoint KPMG LLP as Auditors For For Management 4 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 5 Approve Remuneration Report For For Management 6 Approve Remuneration Policy For For Management 7A Re-elect Sir Douglas Flint as Director For For Management 7B Re-elect Stephanie Bruce as Director For For Management 7C Re-elect John Devine as Director For For Management 7D Re-elect Melanie Gee as Director For For Management 7E Re-elect Martin Pike as Director For For Management 7F Re-elect Cathleen Raffaeli as Director For For Management 7G Re-elect Jutta af Rosenborg as Director For For Management 7H Re-elect Keith Skeoch as Director For For Management 8A Elect Jonathan Asquith as Director For For Management 8B Elect Brian McBride as Director For For Management 8C Elect Cecilia Reyes as Director For For Management 9 Authorise EU Political Donations and For For Management Expenditures 10 Authorise Issue of Equity For For Management 11 Authorise Issue of Equity without For For Management Pre-emptive Rights 12 Authorise Market Purchase of Ordinary For For Management Shares 13 Authorise Issue of Equity in Relation For For Management to the Issue of Convertible Bonds 14 Authorise Issue of Equity without For For Management Pre-Emptive Rights in Relation to the Issue of Convertible Bonds 15 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice 16 Adopt New Articles of Association For For Management -------------------------------------------------------------------------------- STANLEY ELECTRIC CO., LTD. Ticker: 6923 Security ID: J76637115 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kitano, Takanori For For Management 1.2 Elect Director Hiratsuka, Yutaka For For Management 1.3 Elect Director Tanabe, Toru For For Management 1.4 Elect Director Iino, Katsutoshi For For Management 1.5 Elect Director Yoneya, Mitsuhiro For For Management 1.6 Elect Director Kaizumi, Yasuaki For For Management 1.7 Elect Director Ueda, Keisuke For For Management 1.8 Elect Director Mori, Masakatsu For For Management 1.9 Elect Director Kono, Hirokazu For For Management 1.10 Elect Director Takeda, Yozo For For Management -------------------------------------------------------------------------------- STARHUB LTD. Ticker: CC3 Security ID: Y8152F132 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and For For Management Directors' and Auditors' Reports 2 Elect Steven Terrell Clontz as Director For For Management 3 Elect Teo Ek Tor as Director For For Management 4 Elect Stephen Geoffrey Miller as For For Management Director 5 Approve Directors' Remuneration For For Management 6 Approve Final Dividend For For Management 7 Approve KPMG LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 8 Approve Issuance of Equity or For Against Management Equity-Linked Securities with or without Preemptive Rights 9 Approve Grant of Awards and Issuance For For Management of Shares Under the StarHub Performance Share Plan 2014 and/or the StarHub Restricted Stock Plan 2014 -------------------------------------------------------------------------------- STARHUB LTD. Ticker: CC3 Security ID: Y8152F132 Meeting Date: MAY 22, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Share Repurchase Program For For Management 2 Approve Mandate for Interested Person For For Management Transactions -------------------------------------------------------------------------------- STMICROELECTRONICS NV Ticker: STM Security ID: N83574108 Meeting Date: JUN 17, 2020 Meeting Type: Annual Record Date: MAY 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Receive Report of Management Board None None Management (Non-Voting) 3 Receive Report of Supervisory Board None None Management (Non-Voting) 4.a Approve Remuneration Report For Against Management 4.b Approve Remuneration Policy for For For Management Supervisory Board 4.c Approve Remuneration Policy for For Against Management Management Board 4.d Adopt Financial Statements and For For Management Statutory Reports 4.e Approve Dividends For For Management 4.f Approve Discharge of Management Board For For Management 4.g Approve Discharge of Supervisory Board For For Management 4.h Ratify Ernst & Young as Auditors For For Management 5 Approve Restricted Stock Grants to For Against Management President and CEO 6 Elect Ana de Pro Gonzalo to For For Management Supervisory Board 7 Elect Yann Delabriere to Supervisory For For Management Board 8 Reelect Heleen Kersten to Supervisory For For Management Board 9 Reelect Alessandro Rivera to For For Management Supervisory Board 10 Reelect Frederic Sanchez to For For Management Supervisory Board 11 Reelect Maurizio Tamagnini to For For Management Supervisory Board 12 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 13.a Grant Board Authority to Issue Shares For Against Management Up To 10 Percent of Issued Capital and Exclude Pre-emptive Rights 13.b Grant Board Authority to Issue Shares For Against Management Up To 10 Percent of Issued Capital in Case of Merger or Acquisition and Exclude Pre-emptive Rights 14 Allow Questions None None Management 15 Close Meeting None None Management -------------------------------------------------------------------------------- STOCKLAND Ticker: SGP Security ID: Q8773B105 Meeting Date: OCT 21, 2019 Meeting Type: Annual/Special Record Date: OCT 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 2 Elect Barry Neil as Director For For Management 3 Elect Stephen Newton as Director For For Management 4 Approve Remuneration Report For For Management 5 Approve Grant of Performance Rights to For For Management Mark Steinert -------------------------------------------------------------------------------- STORA ENSO OYJ Ticker: STERV Security ID: X8T9CM113 Meeting Date: JUN 04, 2020 Meeting Type: Annual Record Date: MAY 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Call the Meeting to Order None None Management 3 Designate Inspector or Shareholder For For Management Representative(s) of Minutes of Meeting 4 Acknowledge Proper Convening of Meeting For For Management 5 Prepare and Approve List of For For Management Shareholders 6 Receive Financial Statements and None None Management Statutory Reports; Receive Board's Report; Receive Auditor's Report 7 Accept Financial Statements and For For Management Statutory Reports 8 Approve Allocation of Income and For For Management Dividends of EUR 0.15 Per Share; Authorize Board to Decide on the Distribution of Dividends of EUR 0.35 Per Share 9 Approve Discharge of Board and For For Management President 10 Approve Remuneration Policy And Other For For Management Terms of Employment For Executive Management 11 Approve Remuneration of Directors in For For Management the Amount of EUR 197,000 for Chairman, EUR 112,000 for Vice Chairman, and EUR 76,000 for Other Directors; Approve Remuneration for Committee Work 12 Fix Number of Directors at Nine For For Management 13 Reelect Jorma Eloranta (Chair), For Against Management Elisabeth Fleuriot, Hock Goh, Mikko Helander, Christiane Kuehne, Antti Makinen, Richard Nilsson, and Hans Straberg (Vice Chair) as Directors; Elect Hakan Buskhe as New Director 14 Approve Remuneration of Auditors For For Management 15 Ratify PricewaterhouseCoopers as For For Management Auditors 16 Authorize Share Repurchase Program and For For Management Reissuance or Cancellation of Repurchased Shares 17 Approve Issuance of up to 2 Million For For Management Class R Shares without Preemptive Rights 18 Presentation of Minutes of the Meeting None None Management 19 Close Meeting None None Management -------------------------------------------------------------------------------- STRAUMANN HOLDING AG Ticker: STMN Security ID: H8300N119 Meeting Date: APR 07, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1.1 Accept Financial Statements and For For Management Statutory Reports 1.2 Approve Remuneration Report For Against Management 2 Approve Allocation of Income and For For Management Dividends of CHF 5.75 per Share 3 Approve Discharge of Board and Senior For For Management Management 4 Approve Fixed Remuneration of For For Management Directors in the Amount of CHF 2.7 Million 5.1 Approve Fixed Remuneration of For For Management Executive Committee in the Amount of CHF 9.2 Million 5.2 Approve Long-Term Variable For For Management Remuneration of Executive Committee in the Amount of CHF 3.2 Million 5.3 Approve Short-Term Variable For For Management Remuneration of Executive Committee in the Amount of CHF 6.1 Million 6.1 Reelect Gilbert Achermann as Director For For Management and as Board Chairman 6.2 Reelect Monique Bourquin as Director For For Management 6.3 Reelect Sebastian Burckhardt as For For Management Director 6.4 Reelect Juan-Jose Gonzalez as Director For Against Management 6.5 Reelect Beat Luethi as Director For Against Management 6.6 Reelect Thomas Straumann as Director For For Management 6.7 Reelect Regula Wallimann as Director For Against Management 6.8 Elect Marco Gadola as Director For For Management 7.1 Appoint Monique Bourquin as Member of For For Management the Compensation Committee 7.2 Appoint Beat Luethi as Member of the For Against Management Compensation Committee 7.3 Appoint Regula Wallimann as Member of For Against Management the Compensation Committee 8 Designate Neovius AG as Independent For For Management Proxy 9 Ratify Ernst & Young AG as Auditors For Against Management 10 Transact Other Business (Voting) For Against Management -------------------------------------------------------------------------------- STRAUSS GROUP LTD. Ticker: STRS Security ID: M8553H110 Meeting Date: AUG 13, 2019 Meeting Type: Special Record Date: JUL 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Dorit Salinger as External For For Management Director 1.2 Elect Dalia Lev as External Director For For Management A Vote FOR if you are a controlling None Against Management shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager B1 If you are an Interest Holder as None Against Management defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. B2 If you are a Senior Officer as defined None Against Management in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. B3 If you are an Institutional Investor None For Management as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. -------------------------------------------------------------------------------- STRAUSS GROUP LTD. Ticker: STRS Security ID: M8553H110 Meeting Date: SEP 26, 2019 Meeting Type: Annual/Special Record Date: AUG 28, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Discuss Financial Statements and the None None Management Report of the Board 2 Reappoint Somekh Chaikin as Auditors For Against Management and Authorize Board to Fix Their Remuneration 3.1 Reelect Ofra Strauss as Director For For Management 3.2 Reelect Ronit Haimovitz as Director For For Management 3.3 Reelect David Moshevitz as Director For Against Management 4 Approve Employment Terms of Ofra For For Management Strauss, Chairman 5 Approve Amended Compensation Policy For For Management for the Directors and Officers of the Company 6 Renew Indemnification Agreements to For For Management Adi Nathan Strauss, Director and Controller's Relative A Vote FOR if you are a controlling None Against Management shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager B1 If you are an Interest Holder as None Against Management defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. B2 If you are a Senior Officer as defined None Against Management in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. B3 If you are an Institutional Investor None For Management as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. -------------------------------------------------------------------------------- STRAUSS GROUP LTD. Ticker: STRS Security ID: M8553H110 Meeting Date: JAN 29, 2020 Meeting Type: Special Record Date: DEC 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Reelect Dalia Narkys as External For For Management Director A Vote FOR if you are a controlling None Against Management shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager B1 If you are an Interest Holder as None Against Management defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. B2 If you are a Senior Officer as defined None Against Management in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. B3 If you are an Institutional Investor None For Management as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. -------------------------------------------------------------------------------- SUBARU CORP. Ticker: 7270 Security ID: J7676H100 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 28 2.1 Elect Director Yoshinaga, Yasuyuki For For Management 2.2 Elect Director Nakamura, Tomomi For For Management 2.3 Elect Director Hosoya, Kazuo For For Management 2.4 Elect Director Okada, Toshiaki For For Management 2.5 Elect Director Kato, Yoichi For For Management 2.6 Elect Director Onuki, Tetsuo For For Management 2.7 Elect Director Abe, Yasuyuki For For Management 2.8 Elect Director Yago, Natsunosuke For For Management 2.9 Elect Director Doi, Miwako For For Management 3 Appoint Statutory Auditor Tsutsumi, For For Management Hiromi 4 Appoint Alternate Statutory Auditor For For Management Ryu, Hirohisa -------------------------------------------------------------------------------- SUBSEA 7 SA Ticker: SUBC Security ID: L8882U106 Meeting Date: APR 07, 2020 Meeting Type: Annual Record Date: MAR 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Board's and Auditor's Reports None None Management 2 Approve Financial Statements For For Management 3 Approve Consolidated Financial For For Management Statements 4 Approve Allocation of Income For For Management 5 Approve Discharge of Directors For For Management 6 Renew Appointment of Ernst & Young as For For Management Auditor 7 Reelect Jean Cahuzac as Director For For Management 8 Reelect Niels Kirk as Director For For Management 9 Reelect David Mullen as Director For For Management -------------------------------------------------------------------------------- SUEDZUCKER AG Ticker: SZU Security ID: D82781101 Meeting Date: JUL 18, 2019 Meeting Type: Annual Record Date: JUN 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2018/19 (Non-Voting) 2 Approve Allocation of Income and For Against Management Dividends of EUR 0.20 per Share 3 Approve Discharge of Management Board For Against Management for Fiscal 2018/19 4 Approve Discharge of Supervisory Board For Against Management for Fiscal 2018/19 5 Elect Walter Manz to the Supervisory For Against Management Board 6 Ratify PricewaterhouseCoopers GmbH as For For Management Auditors for Fiscal 2019/20 7 Approve Creation of EUR 20 Million For For Management Pool of Capital without Preemptive Rights 8 Authorize Share Repurchase Program and For For Management Reissuance or Cancellation of Repurchased Shares 9 Authorize Use of Financial Derivatives For Against Management when Repurchasing Shares -------------------------------------------------------------------------------- SUEZ SA Ticker: SEV Security ID: F6327G101 Meeting Date: MAY 12, 2020 Meeting Type: Annual/Special Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 0.45 per Share 4 Reelect Miriem Bensalah-Chaqroun as For For Management Director 5 Reelect Delphine Ernotte Cunci as For For Management Director 6 Reelect Isidro Faine Casas as Director For Against Management 7 Reelect Guillaume Thivolle as Director For Against Management 8 Elect Philippe Varin as Director For For Management 9 Renew Appointment of Mazars as Auditor For For Management 10 Approve Auditors' Special Report on For For Management Related-Party Transactions 11 Approve Compensation Report of For For Management Corporate Officers 12 Approve Compensation of Gerard For For Management Mestrallet, Chairman of the Board Until May 14, 2019 13 Approve Compensation of Jean-Louis For For Management Chaussade, Chairman of the Board Since May 14, 2019 14 Approve Compensation of Jean-Louis For For Management Chaussade, CEO Until May 14, 2019 15 Approve Compensation of Bertrand For For Management Camus, CEO Since May 14, 2019 16 Approve Remuneration Policy of For For Management Jean-Louis Chaussade, Chairman of the Board Until May 12, 2020 17 Approve Remuneration Policy of For For Management Philippe Varin, Chairman of the Board Since May 12, 2020 18 Approve Remuneration Policy of CEO For For Management 19 Approve Remuneration Policy of For For Management Directors 20 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 21 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 22 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 500 Million 23 Authorize Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 250 Million 24 Approve Issuance of Equity or For For Management Equity-Linked Securities for Qualified Investors, up to Aggregate Nominal Amount of EUR 250 Million 25 Authorize Board to Increase Capital in For For Management the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above 26 Authorize Capital Increase of up to 10 For For Management Percent of Issued Capital for Contributions in Kind 27 Authorize Capital Increase of Up to For For Management EUR 250 Million for Future Exchange Offers 28 Authorize Capital Issuances for Use in For Against Management Employee Stock Purchase Plans 29 Authorize up to 0.5 Percent of Issued For For Management Capital for Use in Restricted Stock Plans Reserved for Employees With Performance Conditions Attached 30 Set Total Limit for Capital Increase For For Management to Result from Issuance Requests Under Items 22-29 at EUR 500 Million 31 Amend Article 10 of Bylaws Re: For For Management Employee Representatives 32 Amend Article 11 of Bylaws Re: Age For For Management Limit of Chairman of the Board 33 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- SUGI HOLDINGS CO., LTD. Ticker: 7649 Security ID: J7687M106 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: FEB 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Sugiura, Hirokazu For For Management 1.2 Elect Director Sakakibara, Eiichi For For Management 1.3 Elect Director Sugiura, Katsunori For For Management 1.4 Elect Director Sugiura, Shinya For For Management 1.5 Elect Director Kamino, Shigeyuki For For Management 1.6 Elect Director Hayama, Yoshiko For For Management 1.7 Elect Director Hori, Michiko For For Management 2.1 Appoint Statutory Auditor Sakamoto, For For Management Toshihiko 2.2 Appoint Statutory Auditor Kamiya, For For Management Makoto -------------------------------------------------------------------------------- SULZER AG Ticker: SUN Security ID: H83580284 Meeting Date: APR 15, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1.1 Accept Financial Statements and For For Management Statutory Reports 1.2 Approve Remuneration Report For For Management (Non-Binding) 2 Approve Allocation of Income and For For Management Dividends of CHF 4.00 per Share 3 Approve Discharge of Board and Senior For For Management Management 4.1 Approve Remuneration of Directors in For For Management the Amount of CHF 3 Million 4.2 Approve Remuneration of Executive For For Management Committee in the Amount of CHF 19.5 Million 5.1 Reelect Peter Loescher as Director and For For Management Board Chairman 5.2.1 Reelect Hanne Sorensen as Director For For Management 5.2.2 Reelect Matthias Bichsel as Director For For Management 5.2.3 Reelect Lukas Braunschweiler as For For Management Director 5.2.4 Reelect Mikhail Lifshitz as Director For For Management 5.2.5 Reelect Marco Musetti as Director For For Management 5.2.6 Reelect Gerhard Roiss as Director For For Management 5.3 Elect Alexey Moskov as Director For For Management 6.1.1 Reappoint Hanne Sorensen as Member of For For Management the Compensation Committee 6.1.2 Reappoint Marco Musetti as Member of For For Management the Compensation Committee 6.1.3 Reappoint Gerhard Roiss as Member of For For Management the Compensation Committee 7 Ratify KPMG AG as Auditors For For Management 8 Designate Proxy Voting Services GmbH For For Management as Independent Proxy 9 Transact Other Business (Voting) For Against Management -------------------------------------------------------------------------------- SUMITOMO BAKELITE CO., LTD. Ticker: 4203 Security ID: J77024115 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 30 2.1 Elect Director Hayashi, Shigeru For For Management 2.2 Elect Director Fujiwara, Kazuhiko For For Management 2.3 Elect Director Inagaki, Masayuki For For Management 2.4 Elect Director Asakuma, Sumitoshi For For Management 2.5 Elect Director Nakamura, Takashi For For Management 2.6 Elect Director Kuwaki, Goichiro For For Management 2.7 Elect Director Kobayashi, Takashi For For Management 2.8 Elect Director Deguchi, Toshihisa For For Management 2.9 Elect Director Abe, Hiroyuki For For Management 2.10 Elect Director Matsuda, Kazuo For For Management 3 Appoint Alternate Statutory Auditor For For Management Yufu, Setsuko -------------------------------------------------------------------------------- SUMITOMO CHEMICAL CO., LTD. Ticker: 4005 Security ID: J77153120 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Tokura, Masakazu For Abstain Management 1.2 Elect Director Iwata, Keiichi For Abstain Management 1.3 Elect Director Takeshita, Noriaki For Abstain Management 1.4 Elect Director Matsui, Masaki For Abstain Management 1.5 Elect Director Akahori, Kingo For Abstain Management 1.6 Elect Director Ueda, Hiroshi For Abstain Management 1.7 Elect Director Niinuma, Hiroshi For Abstain Management 1.8 Elect Director Shigemori, Takashi For Abstain Management 1.9 Elect Director Mito, Nobuaki For Abstain Management 1.10 Elect Director Ikeda, Koichi For Abstain Management 1.11 Elect Director Tomono, Hiroshi For For Management 1.12 Elect Director Ito, Motoshige For For Management 1.13 Elect Director Muraki, Atsuko For For Management -------------------------------------------------------------------------------- SUMITOMO CORP. Ticker: 8053 Security ID: J77282119 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 35 2.1 Elect Director Nakamura, Kuniharu For For Management 2.2 Elect Director Hyodo, Masayuki For For Management 2.3 Elect Director Nambu, Toshikazu For For Management 2.4 Elect Director Yamano, Hideki For For Management 2.5 Elect Director Seishima, Takayuki For For Management 2.6 Elect Director Shiomi, Masaru For For Management 2.7 Elect Director Ehara, Nobuyoshi For For Management 2.8 Elect Director Ishida, Koji For For Management 2.9 Elect Director Iwata, Kimie For For Management 2.10 Elect Director Yamazaki, Hisashi For For Management 2.11 Elect Director Ide, Akiko For For Management 3.1 Appoint Statutory Auditor Nagai, Toshio For For Management 3.2 Appoint Statutory Auditor Kato, For For Management Yoshitaka 4 Approve Annual Bonus For For Management -------------------------------------------------------------------------------- SUMITOMO ELECTRIC INDUSTRIES LTD. Ticker: 5802 Security ID: J77411114 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 16 2 Amend Articles to Reduce Directors' For For Management Term - Reflect Changes in Law 3.1 Elect Director Matsumoto, Masayoshi For Abstain Management 3.2 Elect Director Inoue, Osamu For Abstain Management 3.3 Elect Director Nishida, Mitsuo For Abstain Management 3.4 Elect Director Ushijima, Nozomi For Abstain Management 3.5 Elect Director Kasui, Yoshitomo For Abstain Management 3.6 Elect Director Nishimura, Akira For Abstain Management 3.7 Elect Director Hato, Hideo For Abstain Management 3.8 Elect Director Shirayama, Masaki For Abstain Management 3.9 Elect Director Kobayashi, Nobuyuki For Abstain Management 3.10 Elect Director Sato, Hiroshi For For Management 3.11 Elect Director Tsuchiya, Michihiro For For Management 3.12 Elect Director Christina Ahmadjian For For Management 4 Appoint Statutory Auditor Uehara, For For Management Michiko 5 Approve Annual Bonus For For Management -------------------------------------------------------------------------------- SUMITOMO FORESTRY CO., LTD. Ticker: 1911 Security ID: J77454122 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 20 2 Amend Articles to Reduce Directors' For For Management Term - Change Fiscal Year End 3.1 Elect Director Ichikawa, Akira For For Management 3.2 Elect Director Mitsuyoshi, Toshiro For For Management 3.3 Elect Director Sasabe, Shigeru For For Management 3.4 Elect Director Sato, Tatsuru For For Management 3.5 Elect Director Kawata, Tatsumi For For Management 3.6 Elect Director Kawamura, Atsushi For For Management 3.7 Elect Director Hirakawa, Junko For For Management 3.8 Elect Director Yamashita, Izumi For For Management 4.1 Appoint Statutory Auditor Fukuda, For For Management Akihisa 4.2 Appoint Statutory Auditor Minagawa, For Against Management Yoshitsugu 5 Approve Annual Bonus For For Management -------------------------------------------------------------------------------- SUMITOMO HEAVY INDUSTRIES, LTD. Ticker: 6302 Security ID: J77497170 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 35 2.1 Elect Director Betsukawa, Shunsuke For For Management 2.2 Elect Director Shimomura, Shinji For For Management 2.3 Elect Director Okamura, Tetsuya For For Management 2.4 Elect Director Tanaka, Toshiharu For For Management 2.5 Elect Director Suzuki, Hideo For For Management 2.6 Elect Director Hiraoka, Kazuo For For Management 2.7 Elect Director Kojima, Eiji For For Management 2.8 Elect Director Takahashi, Susumu For For Management 2.9 Elect Director Kojima, Hideo For For Management 2.10 Elect Director Hamaji, Akio For For Management 3.1 Appoint Statutory Auditor Takaishi, For For Management Yuji 3.2 Appoint Statutory Auditor Wakae, Takeo For For Management 4 Appoint Alternate Statutory Auditor For For Management Kato, Tomoyuki -------------------------------------------------------------------------------- SUMITOMO METAL MINING CO., LTD. Ticker: 5713 Security ID: J77712180 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 39 2.1 Elect Director Nakazato, Yoshiaki For Abstain Management 2.2 Elect Director Nozaki, Akira For Abstain Management 2.3 Elect Director Asahi, Hiroshi For Abstain Management 2.4 Elect Director Matsumoto, Nobuhiro For Abstain Management 2.5 Elect Director Higo, Toru For Abstain Management 2.6 Elect Director Nakano, Kazuhisa For For Management 2.7 Elect Director Ishii, Taeko For For Management 2.8 Elect Director Kinoshita, Manabu For Abstain Management 3.1 Appoint Statutory Auditor Ino, Kazushi For Against Management 3.2 Appoint Statutory Auditor Nakayama, For Against Management Yasuyuki 3.3 Appoint Statutory Auditor Yoshida, For Against Management Wataru 4 Appoint Alternate Statutory Auditor For For Management Mishina, Kazuhiro 5 Approve Annual Bonus For For Management -------------------------------------------------------------------------------- SUMITOMO MITSUI FINANCIAL GROUP, INC. Ticker: 8316 Security ID: J7771X109 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 100 2.1 Elect Director Kunibe, Takeshi For For Management 2.2 Elect Director Ota, Jun For For Management 2.3 Elect Director Takashima, Makoto For For Management 2.4 Elect Director Nagata, Haruyuki For For Management 2.5 Elect Director Nakashima, Toru For For Management 2.6 Elect Director Inoue, Atsuhiko For For Management 2.7 Elect Director Mikami, Toru For For Management 2.8 Elect Director Shimizu, Yoshihiko For For Management 2.9 Elect Director Matsumoto, Masayuki For For Management 2.10 Elect Director Arthur M. Mitchell For For Management 2.11 Elect Director Yamazaki, Shozo For For Management 2.12 Elect Director Kono, Masaharu For For Management 2.13 Elect Director Tsutsui, Yoshinobu For For Management 2.14 Elect Director Shimbo, Katsuyoshi For For Management 2.15 Elect Director Sakurai, Eriko For For Management -------------------------------------------------------------------------------- SUMITOMO OSAKA CEMENT CO., LTD. Ticker: 5232 Security ID: J77734101 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 60 2.1 Elect Director Sekine, Fukuichi For For Management 2.2 Elect Director Onishi, Toshihiko For For Management 2.3 Elect Director Doi, Ryoji For For Management 2.4 Elect Director Konishi, Mikio For For Management 2.5 Elect Director Morohashi, Hirotsune For For Management 2.6 Elect Director Aoki, Hideki For For Management 2.7 Elect Director Saida, Kunitaro For For Management 2.8 Elect Director Makino, Mitsuko For For Management 3.1 Appoint Statutory Auditor Ito, Kaname For For Management 3.2 Appoint Statutory Auditor Suzuki, Kazuo For Against Management 3.3 Appoint Statutory Auditor Mitsui, Taku For For Management 4 Approve Trust-Type Equity Compensation For For Management Plan -------------------------------------------------------------------------------- SUMITOMO REALTY & DEVELOPMENT CO., LTD. Ticker: 8830 Security ID: J77841112 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 19 2 Amend Articles to Amend Business Lines For For Management 3 Appoint Statutory Auditor Terada, For Against Management Chiyono 4 Appoint Alternate Statutory Auditor For For Management Uno, Kozo -------------------------------------------------------------------------------- SUMITOMO RUBBER INDUSTRIES, LTD. Ticker: 5110 Security ID: J77884112 Meeting Date: MAR 26, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 30 2.1 Elect Director Ikeda, Ikuji For For Management 2.2 Elect Director Yamamoto, Satoru For For Management 2.3 Elect Director Nishi, Minoru For For Management 2.4 Elect Director Kinameri, Kazuo For For Management 2.5 Elect Director Ii, Yasutaka For For Management 2.6 Elect Director Ishida, Hiroki For For Management 2.7 Elect Director Kuroda, Yutaka For For Management 2.8 Elect Director Harada, Naofumi For For Management 2.9 Elect Director Tanigawa, Mitsuteru For For Management 2.10 Elect Director Kosaka, Keizo For For Management 2.11 Elect Director Murakami, Kenji For For Management 2.12 Elect Director Kobayashi, Nobuyuki For For Management 3.1 Appoint Statutory Auditor Murata, For For Management Morihiro 3.2 Appoint Statutory Auditor Yasuhara, For For Management Hirofumi -------------------------------------------------------------------------------- SUN ART RETAIL GROUP LIMITED Ticker: 6808 Security ID: Y8184B109 Meeting Date: SEP 27, 2019 Meeting Type: Special Record Date: SEP 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Supply Agreements, Revised For For Management Annual Caps and Related Transactions -------------------------------------------------------------------------------- SUN ART RETAIL GROUP LIMITED Ticker: 6808 Security ID: Y8184B109 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAY 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Huang Ming-Tuan as Director For For Management 3b Elect Xavier, Marie, Alain Delom de For For Management Mezerac as Director 3c Elect Benoit, Claude, Francois, Marie, For Against Management Joseph Leclercq as as Director 3d Elect Isabelle, Claudine, Francoise For For Management Blonde ep. Bouvier as Director 3e Elect He Yi as Director For For Management 3f Elect Dieter Yih as Director For For Management 3g Authorize Board to Fix Remuneration of For For Management Directors 4 Approve KPMG as Auditors and Authorize For For Management Board to Fix Their Remuneration 5 Authorize Repurchase of Issued Share For For Management Capital 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- SUN HUNG KAI PROPERTIES LIMITED Ticker: 16 Security ID: Y82594121 Meeting Date: NOV 07, 2019 Meeting Type: Annual Record Date: NOV 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3.1a Elect Kwok Kai-Chun, Geoffrey as For For Management Director 3.1b Elect Wu Xiang-Dong as Director For For Management 3.1c Elect Kwok Ping-Luen, Raymond as For Against Management Director 3.1d Elect Wong Chik-Wing, Mike as Director For For Management 3.1e Elect Li Ka-Cheung, Eric as Director For For Management 3.1f Elect Leung Ko May-Yee, Margaret as For For Management Director 3.1g Elect Kwok Kai-Wang, Christopher as For For Management Director 3.1h Elect Tung Chi-Ho, Eric as Director For For Management 3.2 Approve Directors' Fees For For Management 4 Approve Deloitte Touche Tohmatsu as For Against Management Auditor and Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Issued Share For For Management Capital 6 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- SUN LIFE FINANCIAL INC. Ticker: SLF Security ID: 866796105 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William D. Anderson For For Management 1.2 Elect Director Dean A. Connor For For Management 1.3 Elect Director Stephanie L. Coyles For For Management 1.4 Elect Director Martin J. G. Glynn For For Management 1.5 Elect Director Ashok K. Gupta For For Management 1.6 Elect Director M. Marianne Harris For For Management 1.7 Elect Director Sara Grootwassink Lewis For For Management 1.8 Elect Director James M. Peck For For Management 1.9 Elect Director Scott F. Powers For For Management 1.10 Elect Director Hugh D. Segal For For Management 1.11 Elect Director Barbara G. Stymiest For For Management 2 Ratify Deloitte LLP as Auditors For For Management 3 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- SUNCOR ENERGY INC. Ticker: SU Security ID: 867224107 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Patricia M. Bedient For For Management 1.2 Elect Director Mel E. Benson For For Management 1.3 Elect Director John D. Gass For For Management 1.4 Elect Director Dennis M. Houston For For Management 1.5 Elect Director Mark S. Little For For Management 1.6 Elect Director Brian P. MacDonald For For Management 1.7 Elect Director Maureen McCaw For For Management 1.8 Elect Director Lorraine Mitchelmore For For Management 1.9 Elect Director Eira M. Thomas For For Management 1.10 Elect Director Michael M. Wilson For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- SUNCORP GROUP LIMITED Ticker: SUN Security ID: Q88040110 Meeting Date: SEP 26, 2019 Meeting Type: Annual Record Date: SEP 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Remuneration Report For For Management 2 Approve Grant of Performance Rights to For For Management Steve Johnston 3a Elect Sally Herman as Director For For Management 3b Elect Ian Hammond as Director For For Management 4 Approve Return of Capital to Ordinary For For Management Shareholders 5 Approve Consolidation of Ordinary For For Management Shares 6 Approve Selective Capital Reduction in For For Management Relation to SUNPE 7 Approve Reinsertion of Proportional For For Management Takeover Provisions in the Constitution 8 Approve Insertion of Additional Notice For For Management Provision in the Constitution 9a Approve the Amendments to the Against Against Shareholder Company's Constitution 9b Approve Fossil Fuel Exposure Reduction Against Against Shareholder Targets -------------------------------------------------------------------------------- SUNDRUG CO., LTD. Ticker: 9989 Security ID: J78089109 Meeting Date: JUN 20, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 34 2.1 Elect Director Saitsu, Tatsuro For For Management 2.2 Elect Director Sadakata, Hiroshi For For Management 2.3 Elect Director Tada, Naoki For For Management 2.4 Elect Director Tada, Takashi For For Management 2.5 Elect Director Sugiura, Nobuhiko For For Management 2.6 Elect Director Matsumoto, Masato For For Management 2.7 Elect Director Tsuji, Tomoko For For Management 3.1 Appoint Statutory Auditor Ozawa, For For Management Tetsuro 3.2 Appoint Statutory Auditor Shinohara, For For Management Kazuma -------------------------------------------------------------------------------- SUNTEC REAL ESTATE INVESTMENT TRUST Ticker: T82U Security ID: Y82954101 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Report of the Trustee, Statement For For Management by the Manager, and Audited Financial Statements and Auditors' Report 2 Approve KPMG LLP as Auditors and For For Management Authorize Manager to Fix Their Remuneration 3 Approve Issuance of Equity or For For Management Equity-Linked Securities with or without Preemptive Rights 4 Authorize Unit Repurchase Program For For Management -------------------------------------------------------------------------------- SUNTORY BEVERAGE & FOOD LTD. Ticker: 2587 Security ID: J78186103 Meeting Date: MAR 27, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 39 2 Amend Articles to Change Location of For For Management Head Office 3.1 Elect Director Kogo, Saburo For For Management 3.2 Elect Director Saito, Kazuhiro For For Management 3.3 Elect Director Yamazaki, Yuji For For Management 3.4 Elect Director Kimura, Josuke For For Management 3.5 Elect Director Torii, Nobuhiro For For Management 3.6 Elect Director Inoue, Yukari For For Management 4 Elect Director and Audit Committee For For Management Member Chiji, Kozo 5 Elect Alternate Director and Audit For For Management Committee Member Amitani, Mitsuhiro -------------------------------------------------------------------------------- SUZUKEN CO., LTD. Ticker: 9987 Security ID: J78454105 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Bessho, Yoshiki For For Management 1.2 Elect Director Miyata, Hiromi For For Management 1.3 Elect Director Asano, Shigeru For For Management 1.4 Elect Director Tamura, Hisashi For For Management 1.5 Elect Director Tanaka, Hirofumi For For Management 1.6 Elect Director Someya, Akihiko For For Management 1.7 Elect Director Takahashi, Chie For For Management 1.8 Elect Director Ueda, Keisuke For For Management 1.9 Elect Director Iwatani, Toshiaki For For Management 1.10 Elect Director Usui, Yasunori For For Management -------------------------------------------------------------------------------- SUZUKI MOTOR CORP. Ticker: 7269 Security ID: J78529138 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 48 2.1 Elect Director Suzuki, Osamu For Against Management 2.2 Elect Director Harayama, Yasuhito For Against Management 2.3 Elect Director Suzuki, Toshihiro For Against Management 2.4 Elect Director Honda, Osamu For Against Management 2.5 Elect Director Nagao, Masahiko For Against Management 2.6 Elect Director Suzuki, Toshiaki For Against Management 2.7 Elect Director Kawamura, Osamu For For Management 2.8 Elect Director Domichi, Hideaki For Against Management 2.9 Elect Director Kato, Yuriko For Against Management 3.1 Appoint Statutory Auditor Sugimoto, For For Management Toyokazu 3.2 Appoint Statutory Auditor Kasai, Masato For For Management 3.3 Appoint Statutory Auditor Tanaka, Norio For For Management 3.4 Appoint Statutory Auditor Araki, For For Management Nobuyuki 3.5 Appoint Statutory Auditor Nagano, For For Management Norihisa 4 Approve Restricted Stock Plan For For Management -------------------------------------------------------------------------------- SVENSKA CELLULOSA AB Ticker: SCA.B Security ID: W90152120 Meeting Date: MAR 31, 2020 Meeting Type: Annual Record Date: MAR 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting; Elect Chairman of Meeting For Did Not Vote Management 2 Prepare and Approve List of For Did Not Vote Management Shareholders 3 Designate Inspector(s) of Minutes of For Did Not Vote Management Meeting 4 Acknowledge Proper Convening of Meeting For Did Not Vote Management 5 Approve Agenda of Meeting For Did Not Vote Management 6 Receive Financial Statements and None None Management Statutory Reports 7 Receive President's Report None None Management 8.a Accept Financial Statements and For Did Not Vote Management Statutory Reports 8.b Approve Allocation of Income and For Did Not Vote Management Dividends of SEK 2 Per Share 8.c Approve Discharge of Board and For Did Not Vote Management President 9 Determine Number of Directors (10) and For Did Not Vote Management Deputy Directors (0) of Board 10 Determine Number of Auditors (1) and For Did Not Vote Management Deputy Auditors (0) 11 Approve Remuneration of Directors in For Did Not Vote Management the Amount of SEK 1,935,000 for Chairman and SEK 645,000 for Other Directors; Approve Remuneration for Committee Work; Approve Remuneration of Auditors 12.a Reelect Charlotte Bengtsson as Director For Did Not Vote Management 12.b Reelect Par Boman as Director For Did Not Vote Management 12.c Reelect Lennart Evrell as Director For Did Not Vote Management 12.d Reelect Annemarie Gardshol as Director For Did Not Vote Management 12.e Reelect Ulf Larsson as Director For Did Not Vote Management 12.f Reelect Martin Lindqvist as Director For Did Not Vote Management 12.g Reelect Lotta Lyra as Director For Did Not Vote Management 12.h Reelect Bert Nordberg as Director For Did Not Vote Management 12.i Reelect Anders Sundstrom as Director For Did Not Vote Management 12.j Reelect Barbara Thoralfsson as Director For Did Not Vote Management 13 Elect Par Boman as Board Chair For Did Not Vote Management 14 Ratify Ernst & Young as Auditors For Did Not Vote Management 15 Approve Remuneration Policy And Other For Did Not Vote Management Terms of Employment For Executive Management 16 Close Meeting None None Management -------------------------------------------------------------------------------- SVENSKA HANDELSBANKEN AB Ticker: SHB.A Security ID: W9112U104 Meeting Date: MAR 25, 2020 Meeting Type: Annual Record Date: MAR 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Chairman of Meeting For Did Not Vote Management 3 Prepare and Approve List of For Did Not Vote Management Shareholders 4 Approve Agenda of Meeting For Did Not Vote Management 5 Designate Inspector(s) of Minutes of For Did Not Vote Management Meeting 6 Acknowledge Proper Convening of Meeting For Did Not Vote Management 7 Receive Financial Statements and None None Management Statutory Reports 8 Accept Financial Statements and For Did Not Vote Management Statutory Reports 9 Approve Allocation of Income and For Did Not Vote Management Dividends of SEK 5.50 Per Share 10 Approve Discharge of Board and For Did Not Vote Management President 11 Authorize Repurchase of up to 120 For Did Not Vote Management Million Class A and/or B Shares and Reissuance of Repurchased Shares 12 Authorize Share Repurchase Program For Did Not Vote Management 13 Approve Issuance of Convertible For Did Not Vote Management Capital Instruments Corresponding to a Maximum of 198 Million Shares without Preemptive Rights 14 Determine Number of Directors (9) For Did Not Vote Management 15 Determine Number of Auditors (2) For Did Not Vote Management 16 Approve Remuneration of Directors in For Did Not Vote Management the Amount of SEK 3.5 Million for Chairman, SEK 985,000 for Vice Chairman, and SEK 700,000 for Other Directors; Approve Remuneration for Committee Work; Approve Remuneration of Auditors 17a Reelect Jon-Fredrik Baksaas as Director For Did Not Vote Management 17b Reelect Hans Biorck as Director For Did Not Vote Management 17c Reelect Par Boman as Director For Did Not Vote Management 17d Reelect Kerstin Hessius as Director For Did Not Vote Management 17e Reelect Lise Kaae as Director For Did Not Vote Management 17f Reelect Fredrik Lundberg as Director For Did Not Vote Management 17g Elect Ulf Riese as New Director For Did Not Vote Management 17h Elect Arja Taaveniku as New Director For Did Not Vote Management 17i Reelect Carina Akerstrom as Director For Did Not Vote Management 18 Reelect Par Boman as Board Chairman For Did Not Vote Management 19 Ratify Ernst & Young and For Did Not Vote Management PricewaterhouseCoopers as Auditors 20 Approve Remuneration Policy And Other For Did Not Vote Management Terms of Employment For Executive Management 21 Approve Proposal Concerning the For Did Not Vote Management Appointment of Auditors in Foundations Without Own Management 22 Eliminate Differentiated Voting Rights None Did Not Vote Shareholder 23 Instruct Board to Work for the None Did Not Vote Shareholder Abolishment of Different Levels of Voting Rights for Shares in the Swedish Companies Act 24 Instruct Board to Prepare Proposal for None Did Not Vote Shareholder Representation of Small and Medium-Sized Shareholders on the Company's Board and Nomination Committee, to be Submitted to AGM 2021 25 Require a Special Examination None Did Not Vote Shareholder Regarding Introduction of Negative Interest Rates and Review of Code of Ethics 26 Close Meeting None None Management -------------------------------------------------------------------------------- SWEDBANK AB Ticker: SWED.A Security ID: W94232100 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting and Elect Chairman of For Did Not Vote Management Meeting 2 Prepare and Approve List of For Did Not Vote Management Shareholders 3.a Authorize Board to Decide on For Did Not Vote Management Entitlement of Attending the Meeting 3.b Approve that Employees of the Swedish None Did Not Vote Shareholder Television Company Should Not be Allowed to Attend the AGM 3.c Approve that Shareholders Shall be None Did Not Vote Shareholder Given the Opportunity to Present Supporting Documents for Decisions on a Big Screen at the AGM 3.d Approve Broadcasting of Meeting Over For Did Not Vote Management Web Link 4 Approve Agenda of Meeting For Did Not Vote Management 5 Designate Inspector(s) of Minutes of For Did Not Vote Management Meeting 6 Acknowledge Proper Convening of Meeting For Did Not Vote Management 7.a Receive Financial Statements and None None Management Statutory Reports 7.b Receive Auditor's Report None None Management 7.c Receive President's Report None None Management 8 Accept Financial Statements and For Did Not Vote Management Statutory Reports 9 Approve Allocation of Income and For Did Not Vote Management Omission of Dividends 10.a Approve Discharge of Annika Poutiainen For Did Not Vote Management as Ordinary Board Member 10.b Approve Discharge of Lars Idermark as For Did Not Vote Management Ordinary Board Member 10.c Approve Discharge of Ulrika Francke as For Did Not Vote Management Ordinary Board Member 10.d Approve Discharge of Peter Norman as For Did Not Vote Management Ordinary Board Member 10.e Approve Discharge of Siv Svensson as For Did Not Vote Management Ordinary Board Member 10.f Approve Discharge of Bodil Eriksson as For Did Not Vote Management Ordinary Board Member 10.g Approve Discharge of Mats Granryd as For Did Not Vote Management Ordinary Board Member 10.h Approve Discharge of Bo Johansson as For Did Not Vote Management Ordinary Board Member 10.i Approve Discharge of Anna Mossberg as For Did Not Vote Management Ordinary Board Member 10.j Approve Discharge of Magnus Uggla as For Did Not Vote Management Ordinary Board Member 10.k Approve Discharge of Kerstin For Did Not Vote Management Hermansson as Ordinary Board Member 10.l Approve Discharge of Josefin For Did Not Vote Management Lindstrand as Ordinary Board Member 10.m Approve Discharge of Bo Magnusson as For Did Not Vote Management Ordinary Board Member 10.n Approve Discharge of Goran Persson as For Did Not Vote Management Ordinary Board Member 10.o Approve Discharge of Birgitte Bonnesen For Did Not Vote Management as CEO Until 28 March 2019 10.p Approve Discharge of Anders Karlsson For Did Not Vote Management as CEO Until 1 October 2019 10.q Approve Discharge of Jens Henriksson For Did Not Vote Management as CEO as of 1 October 2019 10.r Approve Discharge of Camilla Linder as For Did Not Vote Management Ordinary Employee Representative 10.s Approve Discharge of Roger Ljung as For Did Not Vote Management Ordinary Employee Representative 10.t Approve Discharge of Henrik Joelsson For Did Not Vote Management as Deputy Employee Representative 10.u Approve Discharge of Ake Skoglund as For Did Not Vote Management Deputy Employee Representative 11 Determine Number of Directors (10) For Did Not Vote Management 12 Approve Remuneration of Directors in For Did Not Vote Management the Amount of SEK 2.63 Million for Chairman, SEK 885,000 for Vice Chairman and SEK 605,000 for Other Directors; Approve Remuneration for Committee Work; Approve Remuneration of Auditors 13.a Elect Bo Bengtsson as New Director For Did Not Vote Management 13.b Elect Goran Bengtsson as New Director For Did Not Vote Management 13.c Elect Hans Eckerstrom as New Director For Did Not Vote Management 13.d Elect Bengt Erik Lindgren as New For Did Not Vote Management Director 13.e Elect Biljana Pehrsson as New Director For Did Not Vote Management 13.f Reelect Kerstin Hermansson as Director For Did Not Vote Management 13.g Reelect Josefin Lindstrand as Director For Did Not Vote Management 13.h Reelect Bo Magnusson as Director For Did Not Vote Management 13.i Reelect Anna Mossberg as Director For Did Not Vote Management 13.j Reelect Goran Persson as Director For Did Not Vote Management 14 Elect Goran Persson as Board Chairman For Did Not Vote Management 15 Authorize Chairman of Board and For Did Not Vote Management Representatives of Five of Company's Largest Shareholders to Serve on Nominating Committee 16 Approve Remuneration Policy And Other For Did Not Vote Management Terms of Employment For Executive Management 17 Authorize Repurchase Authorization for For Did Not Vote Management Trading in Own Shares 18 Authorize General Share Repurchase For Did Not Vote Management Program 19 Approve Issuance of Convertibles For Did Not Vote Management without Preemptive Rights 20.a Approve Common Deferred Share Bonus For Did Not Vote Management Plan (Eken 2020) 20.b Approve Deferred Share Bonus Plan for For Did Not Vote Management Key Employees (IP 2020) 20.c Approve Equity Plan Financing to For Did Not Vote Management Participants of 2020 and Previous Programs 21 Instruct Board to Work for the Swedish None Did Not Vote Shareholder Companies Act to be Amended so the Possibility of Differentiation of Voting Rights is Abolished 22 Instruct Board to Prepare Proposal for None Did Not Vote Shareholder Representation of Small and Medium-Sized Shareholders on the Company's Board and Nomination Committee, to be Submitted to AGM 2021 23 Appoint Special Examination of the None Did Not Vote Shareholder Auditors' Actions 24 Close Meeting None None Management -------------------------------------------------------------------------------- SWEDISH MATCH AB Ticker: SWMA Security ID: W92277115 Meeting Date: APR 02, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting; Elect Chairman of Meeting For Did Not Vote Management 2 Prepare and Approve List of For Did Not Vote Management Shareholders 3 Designate Inspector(s) of Minutes of For Did Not Vote Management Meeting 4 Acknowledge Proper Convening of Meeting For Did Not Vote Management 5 Approve Agenda of Meeting For Did Not Vote Management 6 Receive Financial Statements and None None Management Statutory Reports; Receive Chairman's Report; Receive CEO's Report; Receive Auditors Report 7 Accept Financial Statements and For Did Not Vote Management Statutory Reports 8 Approve Allocation of Income and For Did Not Vote Management Dividends of SEK 12.50 Per Share 9 Approve Discharge of Board and For Did Not Vote Management President 10 Determine Number of Members (8) and For Did Not Vote Management Deputy Members (0) of Board 11 Approve Remuneration of Directors in For Did Not Vote Management the Amount of SEK 2.17 million to Chair, SEK 1 Million to Vice Chair and SEK 865,000 to Other Directors; Approve Remuneration for Committee Work 12 Reelect Charles Blixt, Andrew Cripps For Did Not Vote Management (Vice Chairman), Jacqueline Hoogerbrugge, Conny Karlsson (Chairman), Pauline Lindwall, Wenche Rolfsen and Joakim Westh as Directors; Elect Alexander Lacik as New Director 13 Determine Number of Auditors (1) and For Did Not Vote Management Deputy Auditors (0) 14 Approve Remuneration of Auditors For Did Not Vote Management 15 Ratify Deloitte as Auditors For Did Not Vote Management 16 Approve Remuneration Policy And Other For Did Not Vote Management Terms of Employment For Executive Management 17 Approve up to SEK 19.7 Million For Did Not Vote Management Reduction in Share Capital via Share Cancellation for Allocation to Unrestricted Equity; Approve Capitalization of Reserves of Minimum Equivalent Nominal Value as the Share Capital Reduction 18 Authorize Share Repurchase Program For Did Not Vote Management 19 Authorize Reissuance of Repurchased For Did Not Vote Management Shares 20 Approve Issuance of Shares up to 10 For Did Not Vote Management Per cent of Share Capital without Preemptive Rights 21.a Instruct Board to Work for the Swedish None Did Not Vote Shareholder Companies Act to be Amended so the Possibility of Differentiation of Voting Rights is Abolished 21.b Instruct Board to Prepare a Proposal None Did Not Vote Shareholder for Representation of Small and Medium-Sized Shareholders in the Board and Nominating Committee -------------------------------------------------------------------------------- SWIRE PACIFIC LIMITED Ticker: 19 Security ID: Y83310105 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: JUN 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Paul Kenneth Etchells as Director For For Management 1b Elect Timothy George Freshwater as For For Management Director 1c Elect Chien Lee as Director For For Management 1d Elect Zhuo Ping Zhang as Director For Against Management 2 Approve PricewaterhouseCoopers as For For Management Auditors and Authorize Board to Fix Their Remuneration 3 Authorize Repurchase of Issued Share For For Management Capital 4 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- SWIRE PACIFIC LIMITED Ticker: 19 Security ID: Y83310113 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: JUN 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Paul Kenneth Etchells as Director For For Management 1b Elect Timothy George Freshwater as For For Management Director 1c Elect Chien Lee as Director For For Management 1d Elect Zhuo Ping Zhang as Director For Against Management 2 Approve PricewaterhouseCoopers as For For Management Auditors and Authorize Board to Fix Their Remuneration 3 Authorize Repurchase of Issued Share For For Management Capital 4 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- SWIRE PROPERTIES LTD. Ticker: 1972 Security ID: Y83191109 Meeting Date: JUN 22, 2020 Meeting Type: Annual Record Date: JUN 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Cheng Lily Ka Lai as Director For For Management 1b Elect Lim Siang Keat Raymond as For For Management Director 1c Elect Low Mei Shuen Michelle as For For Management Director 1d Elect Wu May Yihong as Director For For Management 1e Elect Choi Tak Kwan Thomas as Director For For Management 1f Elect Wang Jinlong as Director For For Management 2 Approve PricewaterhouseCoopers as For For Management Auditors and Authorize Board to Fix Their Remuneration 3 Authorize Repurchase of Issued Share For For Management Capital 4 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- SWISS LIFE HOLDING AG Ticker: SLHN Security ID: H8404J162 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1.1 Accept Financial Statements and For For Management Statutory Reports 1.2 Approve Remuneration Report For For Management 2.1 Approve Allocation of Income and For For Management Dividends of CHF 15.00 per Share 2.2 Approve Reduction of Share Capital via For For Management Reduction in Nominal Value and Repayment of CHF 5.00 per Share 3 Approve Discharge of Board of Directors For For Management 4.1 Approve Fixed Remuneration of For For Management Directors in the Amount of CHF 3.2 Million 4.2 Approve Short-Term Variable For For Management Remuneration of Executive Committee in the Amount of CHF 4.3 Million 4.3 Approve Fixed and Long-Term Variable For For Management Remuneration of Executive Committee in the Amount of CHF 13.8 Million 5.1 Reelect Rolf Doerig as Director and For For Management Board Chairman 5.2 Reelect Thomas Buess as Director For For Management 5.3 Reelect Adrienne Fumagalli as Director For For Management 5.4 Reelect Ueli Dietiker as Director For For Management 5.5 Reelect Damir Filipovic as Director For For Management 5.6 Reelect Frank Keuper as Director For For Management 5.7 Reelect Stefan Loacker as Director For For Management 5.8 Reelect Henry Peter as Director For For Management 5.9 Reelect Martin Schmid as Director For For Management 5.10 Reelect Frank Schnewlin as Director For For Management 5.11 Reelect Franziska Sauber as Director For For Management 5.12 Reelect Klaus Tschuetscher as Director For For Management 5.13 Reappoint Frank Schnewlin as Member of For For Management the Compensation Committee 5.14 Reappoint Franziska Sauber as Member For For Management of the Compensation Committee 5.15 Reappoint Klaus Tschuetscher as Member For For Management of the Compensation Committee 6 Designate Andreas Zuercher as For For Management Independent Proxy 7 Ratify PricewaterhouseCoopers AG as For Against Management Auditors 8 Approve Reduction in Share Capital via For For Management Cancellation of Repurchased Shares 9 Transact Other Business (Voting) For Against Management -------------------------------------------------------------------------------- SWISS PRIME SITE AG Ticker: SPSN Security ID: H8403W107 Meeting Date: MAR 24, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Discharge of Board and Senior For For Management Management 4 Approve Allocation of Income and For For Management Dividends of CHF 3.80 per Registered Share 5.1 Approve Remuneration of Directors in For For Management the Amount of CHF 1.8 Million 5.2 Approve Fixed and Variable For For Management Remuneration of Executive Committee in the Amount of CHF 8.3 Million 6.1.1 Reelect Christopher Chambers as For For Management Director 6.1.2 Reelect Barbara Frei-Spreiter as For For Management Director 6.1.3 Reelect Rudolf Huber as Director For Against Management 6.1.4 Reelect Gabrielle Nater-Bass as For For Management Director 6.1.5 Reelect Mario Seris as Director For For Management 6.1.6 Reelect Thomas Studhalter as Director For For Management 6.1.7 Elect Ton Buechner as Director For For Management 6.2 Elect Ton Buechner as Board Chairman For For Management 6.3.1 Reappoint Christopher Chambers as For For Management Member of the Nomination and Compensation Committee 6.3.2 Reappoint Barbara Frei-Spreiter as For For Management Member of the Nomination and Compensation Committee 6.3.3 Reappoint Gabrielle Nater-Bass as For For Management Member of the Nomination and Compensation Committee 6.4 Designate Paul Wiesli as Independent For For Management Proxy 6.5 Ratify KPMG AG as Auditors For For Management 7 Transact Other Business (Voting) For Against Management -------------------------------------------------------------------------------- SWISS RE AG Ticker: SREN Security ID: H8431B109 Meeting Date: APR 17, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Remuneration Report For For Management 1.2 Accept Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income and For For Management Dividends of CHF 5.90 per Share 3 Approve Variable Short-Term For For Management Remuneration of Executive Committee in the Amount of CHF 14.1 Million 4 Approve Discharge of Board and Senior For For Management Management 5.1.a Reelect Walter Kielholz as Director For Against Management and Board Chairman 5.1.b Reelect Raymond Ch'ien as Director For Against Management 5.1.c Reelect Renato Fassbind as Director For Against Management 5.1.d Reelect Karen Gavan as Director For Against Management 5.1.e Reelect Jay Ralph as Director For Against Management 5.1.f Reelect Joerg Reinhardt as Director For Against Management 5.1.g Reelect Philip Ryan as Director For Against Management 5.1.h Reelect Paul Tucker as Director For Against Management 5.1.i Reelect Jacques de Vaucleroy as For Against Management Director 5.1.j Reelect Susan Wagner as Director For Against Management 5.1.k Reelect Larry Zimpleman as Director For Against Management 5.1.l Elect Sergio Ermotti as Director For For Management 5.1.m Elect Joachim Oechslin as Director For For Management 5.1.n Elect Deanna Ong as Director For For Management 5.2.1 Reappoint Raymond Ch'ien as Member of For Against Management the Compensation Committee 5.2.2 Reappoint Renato Fassbind as Member of For Against Management the Compensation Committee 5.2.3 Reappoint Joerg Reinhardt as Member of For Against Management the Compensation Committee 5.2.4 Reappoint Jacques de Vaucleroy as For Against Management Member of the Compensation Committee 5.2.5 Appoint Karen Gavan as Member of the For Against Management Compensation Committee 5.3 Designate Proxy Voting Services GmbH For For Management as Independent Proxy 5.4.1 Ratify PricewaterhouseCoopers Ltd as For For Management Auditors for Fiscal 2020 5.4.2 Ratify KPMG Ltd as Auditors for Fiscal For For Management 2021 6.1 Approve Remuneration of Directors in For For Management the Amount of CHF 10.3 Million 6.2 Approve Fixed and Variable Long-Term For For Management Remuneration of Executive Committee in the Amount of CHF 37.7 Million 7 Approve CHF 990,739 Reduction in Share For For Management Capital via Cancellation of Registered Shares 8 Authorize Repurchase of up to CHF 1 For For Management Billion of Issued Share Capital 9 Transact Other Business (Voting) For Against Management -------------------------------------------------------------------------------- SWISSCOM AG Ticker: SCMN Security ID: H8398N104 Meeting Date: APR 06, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1.1 Accept Financial Statements and For For Management Statutory Reports 1.2 Approve Remuneration Report For For Management 2 Approve Allocation of Income and For For Management Dividends of CHF 22 per Share 3 Approve Discharge of Board and Senior For For Management Management 4.1 Reelect Roland Abt as Director For For Management 4.2 Reelect Alain Carrupt as Director For For Management 4.3 Reelect Frank Esser as Director For For Management 4.4 Reelect Barbara Frei as Director For For Management 4.5 Reelect Sandra Lathion-Zweifel as For Against Management Director 4.6 Reelect Anna Mossberg as Director For For Management 4.7 Reelect Michael Rechsteiner as Director For Against Management 4.8 Reelect Hansueli Loosli as Director For Against Management 4.9 Reelect Hansueli Loosli as Board For Against Management Chairman 5.1 Reappoint Roland Abt as Member of the For For Management Compensation Committee 5.2 Reappoint Frank Esser as Member of the For For Management Compensation Committee 5.3 Reappoint Barbara Frei as Member of For For Management the Compensation Committee 5.4 Reappoint Hansueli Loosli as Member of For Against Management the Compensation Committee 5.5 Reappoint Renzo Simoni as Member of For Against Management the Compensation Committee 6.1 Approve Remuneration of Directors in For For Management the Amount of CHF 2.5 Million 6.2 Approve Remuneration of Executive For For Management Committee in the Amount of CHF 8.7 Million 7 Designate Reber Rechtsanwaelte KIG as For For Management Independent Proxy 8 Ratify PricewaterhouseCoopers AG as For For Management Auditors 9 Transact Other Business (Voting) For Against Management -------------------------------------------------------------------------------- SYDNEY AIRPORT Ticker: SYD Security ID: Q8808P103 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAY 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Remuneration Report For For Management 2 Elect Ann Sherry as Director For For Management 3 Elect Stephen Ward as Director For For Management 4 Approve Grant of Rights to Geoff For For Management Culbert 1 Elect Anne Rozenauers as Director For For Management 2 Elect Patrick Gourley as Director For For Management -------------------------------------------------------------------------------- SYMRISE AG Ticker: SY1 Security ID: D827A1108 Meeting Date: JUN 17, 2020 Meeting Type: Annual Record Date: MAY 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 0.95 per Share 3 Approve Discharge of Management Board For For Management for Fiscal 2019 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2019 5 Ratify Ernst & Young GmbH as Auditors For Against Management for Fiscal 2020 6.1 Elect Michael Koenig to the For For Management Supervisory Board 6.2 Elect Peter Vanacker to the For For Management Supervisory Board 7 Authorize Share Repurchase Program and For For Management Reissuance or Cancellation of Repurchased Shares 8 Amend Articles Re: Participation and For For Management Voting Right -------------------------------------------------------------------------------- SYSMEX CORP. Ticker: 6869 Security ID: J7864H102 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 36 2.1 Elect Director Ietsugu, Hisashi For For Management 2.2 Elect Director Nakajima, Yukio For For Management 2.3 Elect Director Asano, Kaoru For For Management 2.4 Elect Director Tachibana, Kenji For For Management 2.5 Elect Director Yamamoto, Junzo For For Management 2.6 Elect Director Matsui, Iwane For For Management 2.7 Elect Director Kanda, Hiroshi For For Management 2.8 Elect Director Takahashi, Masayo For For Management 2.9 Elect Director Ota, Kazuo For For Management 3.1 Elect Director and Audit Committee For For Management Member Kamao, Yukitoshi 3.2 Elect Director and Audit Committee For For Management Member Hashimoto, Kazumasa 3.3 Elect Director and Audit Committee For For Management Member Iwasa, Michihide -------------------------------------------------------------------------------- T&D HOLDINGS, INC. Ticker: 8795 Security ID: J86796109 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 22 2 Amend Articles to Abolish Board For For Management Structure with Statutory Auditors - Adopt Board Structure with Audit Committee - Amend Provisions on Number of Directors - Authorize Directors to Execute Day to Day Operations without Full Board Approval 3.1 Elect Director Uehara, Hirohisa For Abstain Management 3.2 Elect Director Morinaka, Kanaya For Abstain Management 3.3 Elect Director Nagata, Mitsuhiro For Abstain Management 3.4 Elect Director Tanaka, Yoshihisa For Abstain Management 3.5 Elect Director Ogo, Naoki For For Management 3.6 Elect Director Watanabe, Kensaku For For Management 3.7 Elect Director Soejima, Naoki For Abstain Management 3.8 Elect Director Kudo, Minoru For Abstain Management 3.9 Elect Director Itasaka, Masafumi For Abstain Management 4.1 Elect Director and Audit Committee For Abstain Management Member Yanai, Junichi 4.2 Elect Director and Audit Committee For Abstain Management Member Teraoka, Yasuo 4.3 Elect Director and Audit Committee For For Management Member Matsuyama, Haruka 4.4 Elect Director and Audit Committee For Abstain Management Member Higaki, Seiji 4.5 Elect Director and Audit Committee For For Management Member Yamada, Shinnosuke 5 Elect Alternate Director and Audit For For Management Committee Member Shimma, Yuichiro 6 Approve Compensation Ceiling for For For Management Directors Who Are Not Audit Committee Members 7 Approve Compensation Ceiling for For For Management Directors Who Are Audit Committee Members 8 Approve Trust-Type Equity Compensation For For Management Plan -------------------------------------------------------------------------------- TABCORP HOLDINGS LIMITED Ticker: TAH Security ID: Q8815D101 Meeting Date: OCT 24, 2019 Meeting Type: Annual Record Date: OCT 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 2a Elect Paula Dwyer as Director For Against Management 2b Elect Justin Milne as Director For For Management 3 Approve Remuneration Report For For Management 4 Approve Grant of Performance Rights to For Against Management David Attenborough 5 Approve the Spill Resolution Against Against Management -------------------------------------------------------------------------------- TAIHEIYO CEMENT CORP. Ticker: 5233 Security ID: J7923L128 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 30 2 Amend Articles to Clarify Director For For Management Authority on Shareholder Meetings - Amend Provisions on Number of Directors - Amend Provisions on Director Titles 3.1 Elect Director Fukuda, Shuji For For Management 3.2 Elect Director Fushihara, Masafumi For For Management 3.3 Elect Director Kitabayashi, Yuichi For For Management 3.4 Elect Director Karino, Masahiro For For Management 3.5 Elect Director Ando, Kunihiro For For Management 3.6 Elect Director Koizumi, Yoshiko For For Management 3.7 Elect Director Emori, Shinhachiro For For Management 4 Appoint Alternate Statutory Auditor For For Management Aoki, Toshihito -------------------------------------------------------------------------------- TAISEI CORP. Ticker: 1801 Security ID: J79561148 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 65 2.1 Elect Director Yamauchi, Takashi For Abstain Management 2.2 Elect Director Murata, Yoshiyuki For Abstain Management 2.3 Elect Director Sakurai, Shigeyuki For Abstain Management 2.4 Elect Director Tanaka, Shigeyoshi For Abstain Management 2.5 Elect Director Yaguchi, Norihiko For Abstain Management 2.6 Elect Director Shirakawa, Hiroshi For Abstain Management 2.7 Elect Director Aikawa, Yoshiro For Abstain Management 2.8 Elect Director Kimura, Hiroshi For Abstain Management 2.9 Elect Director Nishimura, Atsuko For For Management 2.10 Elect Director Murakami, Takao For Abstain Management 2.11 Elect Director Otsuka, Norio For Abstain Management 2.12 Elect Director Kokubu, Fumiya For For Management 3.1 Appoint Statutory Auditor Sato, For For Management Yasuhiro 3.2 Appoint Statutory Auditor Higuchi, For For Management Tateshi 3.3 Appoint Statutory Auditor Tashiro, For For Management Seishi 3.4 Appoint Statutory Auditor Ohara, Keiko For For Management 4 Approve Trust-Type Equity Compensation For For Management Plan -------------------------------------------------------------------------------- TAISHO PHARMACEUTICAL HOLDINGS CO., LTD. Ticker: 4581 Security ID: J79885109 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 60 2 Appoint Statutory Auditor Matsuo, For For Management Makoto -------------------------------------------------------------------------------- TAIYO NIPPON SANSO CORP. Ticker: 4091 Security ID: J80143100 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 14 2 Approve Adoption of Holding Company For For Management Structure and Transfer of Operations to Wholly Owned Subsidiary 3 Amend Articles to Change Company Name For For Management - Amend Business Lines 4.1 Elect Director Ichihara, Yujiro For Against Management 4.2 Elect Director Hamada, Toshihiko For For Management 4.3 Elect Director Nagata, Kenji For For Management 4.4 Elect Director Futamata, Kazuyuki For For Management 4.5 Elect Director Thomas Scott Kallman For For Management 4.6 Elect Director Eduardo Gil Elejoste For For Management 4.7 Elect Director Yamada, Akio For For Management 4.8 Elect Director Katsumaru, Mitsuhiro For For Management 4.9 Elect Director Date, Hidefumi For For Management 5.1 Appoint Statutory Auditor Osada, For Against Management Masahiro 5.2 Appoint Statutory Auditor Kobayashi, For Against Management Kazuya -------------------------------------------------------------------------------- TAKASHIMAYA CO., LTD. Ticker: 8233 Security ID: J81195125 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: FEB 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 12 2 Amend Articles to Amend Business Lines For For Management 3.1 Elect Director Suzuki, Koji For Against Management 3.2 Elect Director Murata, Yoshio For Against Management 3.3 Elect Director Awano, Mitsuaki For For Management 3.4 Elect Director Yamaguchi, Takeo For For Management 3.5 Elect Director Okabe, Tsuneaki For For Management 3.6 Elect Director Kameoka, Tsunekata For For Management 3.7 Elect Director Inoue, Yoshiko For For Management 3.8 Elect Director Takaku, Mitsuru For For Management 3.9 Elect Director Goto, Akira For For Management 3.10 Elect Director Torigoe, Keiko For For Management 3.11 Elect Director Yoko, Keisuke For For Management 3.12 Elect Director Arima, Atsumi For For Management 4 Appoint Statutory Auditor Kataoka, For For Management Fujie 5 Appoint Alternate Statutory Auditor For For Management Sugahara, Kunihiko 6 Approve Annual Bonus For For Management 7 Approve Compensation Ceiling for For For Management Directors -------------------------------------------------------------------------------- TALANX AG Ticker: TLX Security ID: D82827110 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 1.50 per Share 3 Approve Discharge of Management Board For For Management for Fiscal 2019 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2019 -------------------------------------------------------------------------------- TATE & LYLE PLC Ticker: TATE Security ID: G86838128 Meeting Date: JUL 25, 2019 Meeting Type: Annual Record Date: JUL 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Final Dividend For For Management 4 Re-elect Dr Gerry Murphy as Director For For Management 5 Re-elect Nick Hampton as Director For For Management 6 Elect Imran Nawaz as Director For For Management 7 Re-elect Paul Forman as Director For For Management 8 Re-elect Lars Frederiksen as Director For For Management 9 Re-elect Anne Minto as Director For For Management 10 Elect Kimberly Nelson as Director For For Management 11 Re-elect Dr Ajai Puri as Director For For Management 12 Re-elect Sybella Stanley as Director For For Management 13 Elect Warren Tucker as Director For For Management 14 Reappoint Ernst & Young LLP as Auditors For For Management 15 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 16 Authorise EU Political Donations and For For Management Expenditure 17 Authorise Issue of Equity For For Management 18 Authorise Issue of Equity without For For Management Pre-emptive Rights 19 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 20 Authorise Market Purchase of Ordinary For For Management Shares 21 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice 22 Adopt New Articles of Association For For Management -------------------------------------------------------------------------------- TAYLOR WIMPEY PLC Ticker: TW Security ID: G86954107 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: APR 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For Abstain Management 3 Approve Special Dividend For Abstain Management 4 Elect Irene Dorner as Director For For Management 5 Re-elect Pete Redfern as Director For For Management 6 Re-elect Chris Carney as Director For For Management 7 Re-elect Jennie Daly as Director For For Management 8 Re-elect Kate Barker as Director For For Management 9 Re-elect Gwyn Burr as Director For For Management 10 Re-elect Angela Knight as Director For For Management 11 Elect Robert Noel as Director For For Management 12 Re-elect Humphrey Singer as Director For For Management 13 Reappoint Deloitte LLP as Auditors For For Management 14 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 15 Authorise Issue of Equity For For Management 16 Authorise Issue of Equity without For For Management Pre-emptive Rights 17 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 18 Authorise Market Purchase of Ordinary For For Management Shares 19 Approve Remuneration Report For For Management 20 Approve Remuneration Policy For For Management 21 Authorise EU Political Donations and For For Management Expenditure 22 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- TC ENERGY CORPORATION Ticker: TRP Security ID: 87807B107 Meeting Date: MAY 01, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Stephan Cretier For For Management 1.2 Elect Director Michael R. Culbert For For Management 1.3 Elect Director Russell K. Girling For For Management 1.4 Elect Director Susan C. Jones For For Management 1.5 Elect Director Randy Limbacher For For Management 1.6 Elect Director John E. Lowe For For Management 1.7 Elect Director David MacNaughton For For Management 1.8 Elect Director Una Power For For Management 1.9 Elect Director Mary Pat Salomone For For Management 1.10 Elect Director Indira V. Samarasekera For For Management 1.11 Elect Director D. Michael G. Stewart For For Management 1.12 Elect Director Siim A. Vanaselja For For Management 1.13 Elect Director Thierry Vandal For For Management 1.14 Elect Director Steven W. Williams For For Management 2 Approve KPMG LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 3 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- TDK CORP. Ticker: 6762 Security ID: J82141136 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 90 2.1 Elect Director Ishiguro, Shigenao For For Management 2.2 Elect Director Yamanishi, Tetsuji For For Management 2.3 Elect Director Sumita, Makoto For For Management 2.4 Elect Director Osaka, Seiji For For Management 2.5 Elect Director Ishimura, Kazuhiko For For Management 2.6 Elect Director Yagi, Kazunori For For Management 2.7 Elect Director Nakayama, Kozue For For Management 3 Approve Restricted Stock Plan and For For Management Performance Share Plan 4 Approve Compensation Ceiling for For For Management Statutory Auditors -------------------------------------------------------------------------------- TEAMVIEWER AG Ticker: TMV Security ID: D8T895100 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: MAY 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019 (Non-Voting) 2 Approve Discharge of Management Board For For Management for Fiscal 2019 3 Approve Discharge of Supervisory Board For For Management for Fiscal 2019 4.1 Ratify Ernst & Young GmbH as Auditors For For Management for Fiscal 2020 4.2 Ratify Ernst & Young GmbH as Auditors For For Management for Fiscal 2021 until the Next AGM 5 Amend Articles Re: Proof of Entitlement For For Management -------------------------------------------------------------------------------- TECHNOPRO HOLDINGS, INC. Ticker: 6028 Security ID: J82251109 Meeting Date: SEP 27, 2019 Meeting Type: Annual Record Date: JUN 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 84 2 Amend Articles to Amend Business Lines For For Management 3.1 Elect Director Nishio, Yasuji For For Management 3.2 Elect Director Shimaoka, Gaku For For Management 3.3 Elect Director Asai, Koichiro For For Management 3.4 Elect Director Yagi, Takeshi For For Management 3.5 Elect Director Hagiwara, Toshihiro For For Management 3.6 Elect Director Watabe, Tsunehiro For For Management 3.7 Elect Director Yamada, Kazuhiko For For Management 3.8 Elect Director Sakamoto, Harumi For For Management 4.1 Appoint Statutory Auditor Madarame, For For Management Hitoshi 4.2 Appoint Statutory Auditor Mikami, Akira For For Management -------------------------------------------------------------------------------- TECHTRONIC INDUSTRIES CO., LTD. Ticker: 669 Security ID: Y8563B159 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Horst Julius Pudwill as Director For Against Management 3b Elect Joseph Galli Jr. as Director For For Management 3c Elect Vincent Ting Kau Cheung as For For Management Director 3d Elect Johannes-Gerhard Hesse as For For Management Director 3e Elect Robert Hinman Getz as Director For For Management 3f Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Deloitte Touche Tohmatsu as For Against Management Auditors and Authorize Board to Fix Their Remuneration 5a Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights (for Cash) 5b Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights (for Consideration Other Than Cash) 6 Authorize Repurchase of Issued Share For For Management Capital 7a Authorize Reissuance of Repurchased For For Management Shares (Pursuant to Resolution 5a) 7b Authorize Reissuance of Repurchased For For Management Shares (Pursuant to Resolution 5b) -------------------------------------------------------------------------------- TEIJIN LTD. Ticker: 3401 Security ID: J82270117 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Suzuki, Jun For For Management 1.2 Elect Director Sonobe, Yoshihisa For For Management 1.3 Elect Director Nabeshima, Akihisa For For Management 1.4 Elect Director Koyama, Toshiya For For Management 1.5 Elect Director Ogawa, Eiji For For Management 1.6 Elect Director Otsubo, Fumio For For Management 1.7 Elect Director Uchinaga, Yukako For For Management 1.8 Elect Director Suzuki, Yoichi For For Management 1.9 Elect Director Onishi, Masaru For For Management 2.1 Appoint Statutory Auditor Nakaishi, For For Management Akio 2.2 Appoint Statutory Auditor Arima, Jun For For Management -------------------------------------------------------------------------------- TELE2 AB Ticker: TEL2.B Security ID: W95878166 Meeting Date: AUG 22, 2019 Meeting Type: Special Record Date: AUG 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Chairman of Meeting For Did Not Vote Management 3 Prepare and Approve List of For Did Not Vote Management Shareholders 4 Approve Agenda of Meeting For Did Not Vote Management 5 Designate Inspector(s) of Minutes of For Did Not Vote Management Meeting 6 Acknowledge Proper Convening of Meeting For Did Not Vote Management 7 Approve Special Dividends of SEK 6 Per For Did Not Vote Management Share 8 Close Meeting None None Management -------------------------------------------------------------------------------- TELE2 AB Ticker: TEL2.B Security ID: W95878166 Meeting Date: MAY 11, 2020 Meeting Type: Annual Record Date: MAY 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Chairman of Meeting For Did Not Vote Management 3 Prepare and Approve List of For Did Not Vote Management Shareholders 4 Approve Agenda of Meeting For Did Not Vote Management 5 Designate Inspector(s) of Minutes of For Did Not Vote Management Meeting 6 Acknowledge Proper Convening of Meeting For Did Not Vote Management 7 Receive Financial Statements and None None Management Statutory Reports 8 Accept Financial Statements and For Did Not Vote Management Statutory Reports 9 Approve Allocation of Income and For Did Not Vote Management Ordinary Dividends of SEK 5.50 Per Share 10 Approve Discharge of Board and For Did Not Vote Management President 11 Determine Number of Members (7) and For Did Not Vote Management Deputy Members of Board 12 Approve Remuneration of Directors in For Did Not Vote Management the Aggregate Amount of SEK 6.5 Million; Approve Remuneration of Auditors 13.a Reelect Andrew Barron as Director For Did Not Vote Management 13.b Reelect Anders Bjorkman as Director For Did Not Vote Management 13.c Reelect Georgi Ganev as Director For Did Not Vote Management 13.d Reelect Cynthia Gordon as Director For Did Not Vote Management 13.e Reelect Eva Lindqvist as Director For Did Not Vote Management 13.f Reelect Lars-Ake Norling as Director For Did Not Vote Management 13.g Reelect Carla Smits-Nusteling as For Did Not Vote Management Director 14 Reelect Carla Smits-Nusteling as Board For Did Not Vote Management Chairman 15 Ratify Deloitte as Auditors For Did Not Vote Management 16 Approve Remuneration Policy And Other For Did Not Vote Management Terms of Employment For Executive Management 17.a Approve Performance Based Share Plan For Did Not Vote Management LTI 2020 17.b Approve Equity Plan Financing Through For Did Not Vote Management Issuance of Shares 17.c Approve Equity Plan Financing Through For Did Not Vote Management Repurchase of Shares 17.d Approve Equity Plan Financing Through For Did Not Vote Management Transfer of Shares to Participants 17.e Approve Equity Plan Financing Through For Did Not Vote Management Reissuance of Shares 18 Authorize Share Repurchase Program For Did Not Vote Management 19 Amend Articles of Association Re: For Did Not Vote Management (Routine) 20.a Investigate if Current Board Members None Did Not Vote Shareholder and Leadership Team Fulfil Relevant Legislative and Regulatory Requirements, as well as the Demands of the Public Opinions' Ethical Values 20.b In the Event that the Investigation None Did Not Vote Shareholder Clarifies that there is Need, Relevant Measures Shall be Taken to Ensure that the Requirements are Fulfilled 20.c The Investigation and Any Measures None Did Not Vote Shareholder Should be Presented as soon as possible, however Not Later than AGM 2021 21.a Amend Articles Re: Eliminate None Did Not Vote Shareholder Differentiated Voting Rights 21.b Amend Articles Re: Notice of General None Did Not Vote Shareholder Meetings 21.c Instruct Board to Prepare Proposal to None Did Not Vote Shareholder Implement the Elimination of Differentiated Voting Rights 21.d Instruct Board to Work for the Swedish None Did Not Vote Shareholder Companies Act to be Amended so the Possibility of Differentiation of Voting Rights is Abolished 21.e Instruct Board to Prepare Proposal for None Did Not Vote Shareholder Representation of Small and Medium-Sized Shareholders on the Company's Board and Nomination Committee, to be Submitted to AGM 2021 21.f Instruct Board to Work Towards A None Did Not Vote Shareholder Corresponding Change to be Effectuated in the Swedish Regulatory Framework, primarily by Approaching the Swedish Government 22 Close Meeting None None Management -------------------------------------------------------------------------------- TELECOM ITALIA SPA Ticker: TIT Security ID: T92778108 Meeting Date: APR 23, 2020 Meeting Type: Annual/Special Record Date: APR 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Accept Financial Statements and For For Management Statutory Reports 1.2 Approve Allocation of Income For For Management 2.1 Elect Salvatore Rossi as Director For For Management 2.2 Elect Franck Cadoret as Director For For Management 3.1 Approve Remuneration Policy For For Management 3.2 Approve Second Section of the For For Management Remuneration Report 4 Approve Long Term Incentive Plan For Against Management 5 Authorize Board to Increase Capital to For Against Management Service Long Term Incentive Plan 6 Approve Employee Share Plan; Authorize For For Management Board to Increase Capital to Service Employee Share Plan 7 Amend Company Bylaws Re: Article 9 For For Management -------------------------------------------------------------------------------- TELEFONAKTIEBOLAGET LM ERICSSON Ticker: ERIC.B Security ID: W26049119 Meeting Date: MAR 31, 2020 Meeting Type: Annual Record Date: MAR 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Chairman of Meeting For Did Not Vote Management 2 Prepare and Approve List of For Did Not Vote Management Shareholders 3 Approve Agenda of Meeting For Did Not Vote Management 4 Acknowledge Proper Convening of Meeting For Did Not Vote Management 5 Designate Inspector(s) of Minutes of For Did Not Vote Management Meeting 6 Receive Financial Statements and None None Management Statutory Reports 7 Receive President's Report None None Management 8.1 Accept Financial Statements and For Did Not Vote Management Statutory Reports 8.2 Approve Discharge of Board and For Did Not Vote Management President 8.3 Approve Allocation of Income and For Did Not Vote Management Dividends of SEK 1.50 Per Share 9 Determine Number of Directors (10) and For Did Not Vote Management Deputy Directors (0) of Board 10 Approve Remuneration of Directors in For Did Not Vote Management the Amount of SEK 4.2 Million for Chairman and SEK 1.05 Million for Other Directors, Approve Remuneration for Committee Work 11.1 Reelect Jon Baksaas as Director For Did Not Vote Management 11.2 Reelect Jan Carlson as Director For Did Not Vote Management 11.3 Reelect Nora Denzel as Director For Did Not Vote Management 11.4 Reelect Borje Ekholm as Director For Did Not Vote Management 11.5 Reelect Eric A. Elzvik as Director For Did Not Vote Management 11.6 Reelect Kurt Jofs as Director For Did Not Vote Management 11.7 Reelect Ronnie Leten as Director For Did Not Vote Management 11.8 Reelect Kristin S. Rinne as Director For Did Not Vote Management 11.9 Reelect Helena Stjernholm as Director For Did Not Vote Management 11.10 Reelect Jacob Wallenberg as Director For Did Not Vote Management 12 Reelect Ronnie Leten as Board Chairman For Did Not Vote Management 13 Determine Number of Auditors (1) and For Did Not Vote Management Deputy Auditors (0) 14 Approve Remuneration of Auditors For Did Not Vote Management 15 Ratify Deloitte as Auditors For Did Not Vote Management 16 Approve Remuneration Policy And Other For Did Not Vote Management Terms of Employment For Executive Management 17.1 Approve Long-Term Variable For Did Not Vote Management Compensation Program 2020 (LTV 2020) 17.2 Approve Equity Plan Financing of LTV For Did Not Vote Management 2020 17.3 Approve Alternative Equity Plan For Did Not Vote Management Financing of LTV 2020 18 Approve Equity Plan Financing of LTV For Did Not Vote Management 2018 and 2019 19 Approve Equity Plan Financing of LTV For Did Not Vote Management 2016 and 2017 20.1 Eliminate Differentiated Voting Rights None Did Not Vote Shareholder 20.2 Amend Articles Re: Editorial Changes None Did Not Vote Shareholder 21.1 Instruct Board to Work for the Swedish None Did Not Vote Shareholder Companies Act to be Amended so the Possibility of Differentiation of Voting Rights is Abolished 21.2 Instruct Board to Prepare a Proposal None Did Not Vote Shareholder for Representation of Small and Medium-Sized Shareholders in the Board and Nomination Committee 22 Appoint Special Examination of the None Did Not Vote Shareholder Company's and the Auditors' Actions 23 Instruct the Board to Propose Equal None Did Not Vote Shareholder Voting Rights for All Shares on Annual Meeting 2021 24 Close Meeting None None Management -------------------------------------------------------------------------------- TELEFONICA DEUTSCHLAND HOLDING AG Ticker: O2D Security ID: D8T9CK101 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 0.17 per Share 3 Approve Discharge of Management Board For For Management for Fiscal 2019 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2019 5.1 Ratify PricewaterhouseCoopers GmbH as For For Management Auditors for Fiscal 2020 5.2 Ratify PricewaterhouseCoopers GmbH as For For Management Auditors for the 2021 Interim Financial Statements Until the 2021 AGM 6 Elect Peter Loescher to the For Against Management Supervisory Board 7 Approve Remuneration of Supervisory For For Management Board 8.1 Amend Articles of Association For For Management 8.2 Amend Articles Re: AGM Location For For Management 8.3 Amend Articles Re: Editorial Changes For For Management -------------------------------------------------------------------------------- TELEFONICA SA Ticker: TEF Security ID: 879382109 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: JUN 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Consolidated and Standalone For For Management Financial Statements 1.2 Approve Non-Financial Information For For Management Statement 1.3 Approve Discharge of Board For For Management 2 Approve Allocation of Income For For Management 3 Renew Appointment of For For Management PricewaterhouseCoopers as Auditor 4.1 Reelect Isidro Faine Casas as Director For Against Management 4.2 Reelect Juan Ignacio Cirac Sasturain For Against Management as Director 4.3 Reelect Jose Javier Echenique For Against Management Landiribar as Director 4.4 Reelect Peter Erskine as Director For Against Management 4.5 Reelect Sabina Fluxa Thienemann as For Against Management Director 4.6 Reelect Peter Loscher as Director For Against Management 4.7 Ratify Appointment of and Elect For For Management Veronica Maria Pascual Boe as Director 4.8 Ratify Appointment of and Elect For For Management Claudia Sender Ramirez as Director 5.1 Approve Scrip Dividends For For Management 5.2 Approve Scrip Dividends For For Management 6 Authorize Increase in Capital up to 50 For For Management Percent via Issuance of Equity or Equity-Linked Securities, Excluding Preemptive Rights of up to 20 Percent 7 Authorize Issuance of Non-Convertible For For Management and/or Convertible Bonds, Debentures, Warrants, and Other Debt Securities up to EUR 25 Billion with Exclusion of Preemptive Rights up to 20 Percent of Capital 8 Authorize Board to Ratify and Execute For For Management Approved Resolutions 9 Advisory Vote on Remuneration Report For For Management -------------------------------------------------------------------------------- TELENET GROUP HOLDING NV Ticker: TNET Security ID: B89957110 Meeting Date: DEC 04, 2019 Meeting Type: Special Record Date: NOV 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Intermediate Dividends of EUR For For Management 0.57 Per Share 2 Authorize Implementation of Approved For For Management Resolution Re: Delegation of Powers -------------------------------------------------------------------------------- TELENET GROUP HOLDING NV Ticker: TNET Security ID: B89957110 Meeting Date: DEC 04, 2019 Meeting Type: Special Record Date: NOV 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Cancellation of Repurchased For For Management Shares -------------------------------------------------------------------------------- TELENET GROUP HOLDING NV Ticker: TNET Security ID: B89957110 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: APR 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Directors' and Auditors' None None Management Reports (Non-Voting) 2 Receive Consolidated Financial None None Management Statements and Statutory Reports (Non-Voting) 3 Approve Financial Statements, For For Management Allocation of Income, and Dividends of EUR 1.305 per Share 4 Approve Remuneration Report For Against Management 5a Approve Discharge of Bert De Graeve For For Management (IDw Consult BV) as Director 5b Approve Discharge of Jo Van Biesbroeck For For Management (JoVB BV) as Director 5c Approve Discharge of Christiane Franck For For Management as Director 5d Approve Discharge of John Porter as For For Management Director 5e Approve Discharge of Charles H. For For Management Bracken as Director 5f Approve Discharge of Manuel Kohnstamm For For Management as Director 5g Approve Discharge of Severina Pascu as For For Management Director 5h Approve Discharge of Amy Blair as For For Management Director 5i Approve Discharge of Enrique Rodriguez For For Management as Director 5j Approve Discharge of Diederik Karsten For For Management as Director 6 Approve Discharge of Auditor For For Management 7a Re-elect Charles H. Bracken as Director For For Management 7b Approve Remuneration of Charles H. For For Management Bracken as Director 8 Ratify KPMG as Auditor For For Management 9 Approve Change-of-Control Clause Re: For Against Management Performance Shares, Share Option, and Restricted Share Plans -------------------------------------------------------------------------------- TELENET GROUP HOLDING NV Ticker: TNET Security ID: B89957110 Meeting Date: APR 29, 2020 Meeting Type: Special Record Date: APR 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Change Location of Registered Office For For Management 2 Approve Cancellation of Repurchased For For Management Shares 3 Amend Articles of Association Re: For For Management Alignment on the Rules of Code on Companies and Associations -------------------------------------------------------------------------------- TELENOR ASA Ticker: TEL Security ID: R21882106 Meeting Date: MAY 11, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Open Meeting; Registration of None None Management Attending Shareholders and Proxies 3 Approve Notice of Meeting and Agenda For Did Not Vote Management 4 Designate Inspector(s) of Minutes of None None Management Meeting 5 Receive Chairman's Report None None Management 6 Accept Financial Statements and For Did Not Vote Management Statutory Reports; Approve Allocation of Income and Dividends of NOK 8.70 Per Share 7 Approve Remuneration of Auditors For Did Not Vote Management 8 Approve Company's Corporate Governance For Did Not Vote Management Statement 9.1 Approve Remuneration Policy And Other For Did Not Vote Management Terms of Employment For Executive Management (Advisory) 9.2 Approve Remuneration Policy And Other For Did Not Vote Management Terms of Employment For Executive Management (Binding) 10 Approve NOK 258 Million Reduction in For Did Not Vote Management Share Capital via Share Cancellation and Redemption of Shares Owned by the Norwegian State 11 Amend Articles Re: Editorial Changes; For Did Not Vote Management Share Capital; Signatory Power; Corporate Assembly; Participation at General Meeting; General Meeting; Nominating Committee 12 Approve Instructions for Nominating For Did Not Vote Management Committee 13.1 Elect Lars Tronsgaard as Member of For Did Not Vote Management Nominating Committee 13.2 Elect Heidi Algarheim as Member of For Did Not Vote Management Nominating Committee 14 Approve Remuneration of Corporate For Did Not Vote Management Assembly and Nominating Committee 15 Close Meeting None None Management -------------------------------------------------------------------------------- TELEPERFORMANCE SE Ticker: TEP Security ID: F9120F106 Meeting Date: OCT 01, 2019 Meeting Type: Special Record Date: SEP 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 2 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- TELEPERFORMANCE SE Ticker: TEP Security ID: F9120F106 Meeting Date: JUN 26, 2020 Meeting Type: Annual/Special Record Date: JUN 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 2.40 per Share 4 Approve Auditors' Special Report on For For Management Related-Party Transactions Mentioning the Absence of New Transactions 5 Approve Compensation of Corporate For For Management Officers 6 Approve Compensation of Daniel Julien, For For Management Chairman and CEO 7 Approve Compensation of Olivier For For Management Rigaudy, Vice-CEO 8 Approve Remuneration Policy of For For Management Directors 9 Approve Remuneration Policy of For For Management Chairman and CEO 10 Approve Remuneration Policy of Vice-CEO For For Management 11 Reelect Christobel Selecky as Director For For Management 12 Reelect Angela Maria Sierra-Moreno as For For Management Director 13 Reelect Jean Guez as Director For Against Management 14 Reelect Bernard Canetti as Director For Against Management 15 Reelect Philippe Dominati as Director For For Management 16 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 17 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 50 Million 18 Authorize Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 14.5 Million 19 Approve Issuance of Equity or For For Management Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 7.2 Million 20 Authorize Board to Increase Capital in For For Management the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above Under Items 17-19 21 Authorize Capital Issuances for Use in For Against Management Employee Stock Purchase Plans 22 Amend Article 14 of Bylaws Re: For For Management Employee Representatives 23 Amend Article 11 of Bylaws Re: For For Management Shareholding Disclosure Thresholds 24 Amend Article 13 of Bylaws Re: For For Management Shareholders Identification 25 Amend Article 14 of Bylaws Re: Shares For For Management Hold by Board Members 26 Amend Article 20 of Bylaws Re: For For Management Corporate Officers Remuneration 27 Amend Article 27 of Bylaws Re: For For Management Corporate Officers Remuneration 28 Amend Article 21 of Bylaws Re: For For Management Agreement Between Company and Corporate Officer 29 Amend Article 23 of Bylaws Re: For For Management Deadline of Notice of Meeting 30 Textual References Regarding Change of For Against Management Codification 31 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- TELIA CO. AB Ticker: TELIA Security ID: W95890104 Meeting Date: NOV 26, 2019 Meeting Type: Special Record Date: NOV 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Chairman of Meeting For Did Not Vote Management 2 Prepare and Approve List of For Did Not Vote Management Shareholders 3 Approve Agenda of Meeting For Did Not Vote Management 4 Designate Inspector(s) of Minutes of For Did Not Vote Management Meeting 5 Acknowledge Proper Convening of Meeting For Did Not Vote Management 6 Elect Lars-Johan Jarnheimer as Director For Did Not Vote Management 7 Elect Lars-Johan Jarnheimer as Board For Did Not Vote Management Chair 8.a Instruct Board to Work for the Swedish None Did Not Vote Shareholder Companies Act to be Amended so the Possibility of Differentiation of Voting Rights is Abolished 8.b Instruct Board to Prepare a Proposal None Did Not Vote Shareholder for Representation of Small and Medium-Sized Shareholders in the Board and Nomination Committee, to be Submitted to AGM 2020, and to write the Government to Update the Swedish Companies Act Regarding the same Issue 9 Close Meeting None None Management -------------------------------------------------------------------------------- TELIA CO. AB Ticker: TELIA Security ID: W95890104 Meeting Date: APR 02, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Chairman of Meeting For Did Not Vote Management 2 Prepare and Approve List of For Did Not Vote Management Shareholders 3 Approve Agenda of Meeting For Did Not Vote Management 4 Designate Inspector(s) of Minutes of For Did Not Vote Management Meeting 5 Acknowledge Proper Convening of Meeting For Did Not Vote Management 6 Receive Financial Statements and None None Management Statutory Reports; Receive Report by Chairman of the Board; Receive CEO's report 7 Accept Financial Statements and For Did Not Vote Management Statutory Reports 8 Approve Allocation of Income and For Did Not Vote Management Dividends of SEK 2.45 Per Share 9 Approve Discharge of Board and For Did Not Vote Management President 10 Determine Number of Directors (9) and For Did Not Vote Management Deputy Directors (0) of Board 11 Approve Remuneration of Directors in For Did Not Vote Management the Amount of SEK 1.9 Million to Chair, SEK 890,000 to Vice Chair and SEK 630,000 to Other Directors; Approve Remuneration for Committee Work 12.1 Elect Ingrid Bonde as New Director For Did Not Vote Management 12.2 Reelect Rickard Gustafson as Director For Did Not Vote Management 12.3 Reelect Lars-Johan Jarnheimer as For Did Not Vote Management Director 12.4 Elect Jeanette Jager as New Director For Did Not Vote Management 12.5 Reelect Nina Linander as Director For Did Not Vote Management 12.6 Reelect Jimmy Maymann as Director For Did Not Vote Management 12.7 Reelect Anna Settman as Director For Did Not Vote Management 12.8 Reelect Olaf Swantee as Director For Did Not Vote Management 12.9 Reelect Martin Tiveus as Director For Did Not Vote Management 13.1 Reelect Lars-Johan Jarnheimer as Board For Did Not Vote Management Chairman 13.2 Elect Ingrid Bonde as Vice Chairman For Did Not Vote Management 14 Determine Number of Auditors (1) and For Did Not Vote Management Deputy Auditors (0) 15 Approve Remuneration of Auditors For Did Not Vote Management 16 Ratify Deloitte as Auditors For Did Not Vote Management 17 Elect Daniel Kristiansson, Jan For Did Not Vote Management Andersson, Patricia Hedelius and Javiera Ragnartz as Members of Nominating Committee 18 Approve Remuneration Policy And Other For Did Not Vote Management Terms of Employment For Executive Management 19 Authorize Share Repurchase Program and For Did Not Vote Management Reissuance of Repurchased Shares 20.1 Approve Performance Share Program For Did Not Vote Management 2020/2023 for Key Employees 20.2 Approve Transfer of Shares in For Did Not Vote Management Connection with Performance Share Program 21 Approve up to SEK 394.7 Million For Did Not Vote Management Reduction in Share Capital via Share Cancellation; Approve Capitalization of Reserves of SEK 394.7 Million 22 Company Shall Review its Routines None Did Not Vote Shareholder around that Letters Shall be Answered within Two Months from the Date of Receipt 23.1 Instruct Board to Work for the Swedish None Did Not Vote Shareholder Companies Act to be Amended so the Possibility of Differentiation of Voting Rights is Abolished 23.2 Instruct Board to Prepare a Proposal None Did Not Vote Shareholder for Representation of Small and Medium-Sized Shareholders in the Board and Nominating Committee 24 Close Meeting None None Management -------------------------------------------------------------------------------- TELSTRA CORPORATION LIMITED Ticker: TLS Security ID: Q8975N105 Meeting Date: OCT 15, 2019 Meeting Type: Annual Record Date: OCT 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 3a Elect Eelco Blok as Director For For Management 3b Elect Craig Dunn as Director For For Management 3c Elect Nora Scheinkestel as Director For For Management 4a Approve Grant of Restricted Shares to For For Management Andrew Penn 4b Approve Grant of Performance Rights to For For Management Andrew Penn 5 Approve Remuneration Report For For Management 6 Approve Spill Resolution Against Against Management -------------------------------------------------------------------------------- TELUS CORPORATION Ticker: T Security ID: 87971M103 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director R.H. (Dick) Auchinleck For For Management 1.2 Elect Director Raymond T. Chan For For Management 1.3 Elect Director Stockwell Day For For Management 1.4 Elect Director Lisa de Wilde For For Management 1.5 Elect Director Darren Entwistle For For Management 1.6 Elect Director Thomas E. Flynn For For Management 1.7 Elect Director Mary Jo Haddad For For Management 1.8 Elect Director Kathy Kinloch For For Management 1.9 Elect Director Christine Magee For For Management 1.10 Elect Director John Manley For For Management 1.11 Elect Director David Mowat For For Management 1.12 Elect Director Marc Parent For For Management 1.13 Elect Director Denise Pickett For For Management 2 Approve Deloitte LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 3 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- TEMENOS AG Ticker: TEMN Security ID: H8547Q107 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income and For For Management Dividends of CHF 0.85 per Share 3 Approve Discharge of Board and Senior For For Management Management 4.1 Approve Remuneration of Directors in For For Management the Amount of USD 7.8 Million 4.2 Approve Remuneration of Executive For For Management Committee in the Amount of USD 28.4 Million 5.1.1 Elect Homaira Akbari as Director For For Management 5.1.2 Elect Maurizio Carli as Director For For Management 5.2.1 Reelect Andreas Andreades as Director For For Management and Board Chairman 5.2.2 Reelect Thibault de Tersant as Director For Against Management 5.2.3 Reelect Ian Cookson as Director For Against Management 5.2.4 Reelect Erik Hansen as Director For Against Management 5.2.5 Reelect Peter Spenser as Director For Against Management 6.1 Appoint Homaira Akbari as Member of For For Management the Compensation Committee 6.2 Reappoint Ian Cookson as Member of the For Against Management Compensation Committee 6.3 Appoint Peter Spenser as Member of the For Against Management Compensation Committee 6.4 Appoint Maurizio Carli as Member of For For Management the Compensation Committee 7 Designate Perreard de Boccard SA as For For Management Independent Proxy 8 Ratify PricewaterhouseCoopers SA as For Against Management Auditors 9 Transact Other Business (Voting) For Against Management -------------------------------------------------------------------------------- TENARIS SA Ticker: TEN Security ID: L90272102 Meeting Date: JUL 29, 2019 Meeting Type: Special Record Date: JUL 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Delisting of Shares from For For Management Bolsas y Mercados Argentinos S.A. 2 Approve Share Repurchase For Against Management -------------------------------------------------------------------------------- TENARIS SA Ticker: TEN Security ID: L90272102 Meeting Date: JUN 02, 2020 Meeting Type: Annual/Special Record Date: MAY 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive and Approve Board's and For For Management Auditor's Reports Re: Consolidated Financial Statements and Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Financial Statements For For Management 4 Approve Allocation of Income and For For Management Dividends 5 Approve Discharge of Directors For For Management 6 Elect Directors (Bundled) For Against Management 7 Approve Remuneration Policy For Against Management 8 Approve Remuneration Report For Against Management 9 Appoint Auditor For For Management 10 Approve Share Repurchase For Against Management 11 Allow Electronic Distribution of For For Management Company Documents to Shareholders 1 Approve Renewal of the Share Capital For Against Management Authorization of the Company -------------------------------------------------------------------------------- TERNA RETE ELETTRICA NAZIONALE SPA Ticker: TRN Security ID: T9471R100 Meeting Date: MAY 18, 2020 Meeting Type: Annual/Special Record Date: MAY 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income For For Management 3 Fix Number of Directors None For Shareholder 4 Fix Board Terms for Directors None For Shareholder 5.1 Slate 1 Submitted by CDP Reti SpA None Against Shareholder 5.2 Slate 2 Submitted by Institutional None For Shareholder Investors (Assogestioni) 6 Elect Valentina Bosetti as Board Chair None For Shareholder 7 Approve Remuneration of Directors None For Shareholder 8.1 Slate 1 Submitted by CDP Reti SpA None For Shareholder 8.2 Slate 2 Submitted by Institutional None Against Shareholder Investors (Assogestioni) 9 Approve Internal Auditors' Remuneration None For Shareholder 10 Approve Long Term Incentive Plan For For Management 11 Authorize Share Repurchase Program and For For Management Reissuance of Repurchased Shares 12.1 Approve Remuneration Policy For For Management 12.2 Approve Second Section of the For For Management Remuneration Report 1 Amend Company Bylaws Re: Article 31 For For Management A Deliberations on Possible Legal Action None Against Management Against Directors if Presented by Shareholders -------------------------------------------------------------------------------- TERUMO CORP. Ticker: 4543 Security ID: J83173104 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 14 2.1 Elect Director Mimura, Takayoshi For For Management 2.2 Elect Director Sato, Shinjiro For For Management 2.3 Elect Director Takagi, Toshiaki For For Management 2.4 Elect Director Hatano, Shoji For For Management 2.5 Elect Director Nishikawa, Kyo For For Management 2.6 Elect Director Ueda, Ryuzo For For Management 2.7 Elect Director Kuroda, Yukiko For For Management 2.8 Elect Director Nishi, Hidenori For For Management 3 Elect Alternate Director and Audit For For Management Committee Member Sakaguchi, Koichi -------------------------------------------------------------------------------- TESCO PLC Ticker: TSCO Security ID: G87621101 Meeting Date: MAY 14, 2020 Meeting Type: Special Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Matters Relating to the For For Management Disposal of the Asia Business to C.P. Retail Development Company Limited -------------------------------------------------------------------------------- TESCO PLC Ticker: TSCO Security ID: G87621101 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: JUN 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For Against Management 3 Approve Final Dividend For For Management 4 Re-elect John Allan as Director For For Management 5 Re-elect Mark Armour as Director For For Management 6 Re-elect Melissa Bethell as Director For For Management 7 Re-elect Stewart Gilliland as Director For For Management 8 Re-elect Steve Golsby as Director For For Management 9 Re-elect Byron Grote as Director For For Management 10 Re-elect Dave Lewis as Director For For Management 11 Re-elect Mikael Olsson as Director For For Management 12 Re-elect Deanna Oppenheimer as Director For For Management 13 Re-elect Simon Patterson as Director For For Management 14 Re-elect Alison Platt as Director For For Management 15 Re-elect Lindsey Pownall as Director For For Management 16 Re-elect Alan Stewart as Director For For Management 17 Elect Ken Murphy as Director For For Management 18 Reappoint Deloitte LLP as Auditors For For Management 19 Authorise Board to Fix Remuneration of For For Management Auditors 20 Approve Share Incentive Plan For For Management 21 Authorise Issue of Equity For For Management 22 Authorise Issue of Equity without For For Management Pre-emptive Rights 23 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 24 Authorise Market Purchase of Ordinary For For Management Shares 25 Authorise EU Political Donations and For For Management Expenditure 26 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- THALES SA Ticker: HO Security ID: F9156M108 Meeting Date: MAY 06, 2020 Meeting Type: Annual/Special Record Date: MAY 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Consolidated Financial For For Management Statements and Statutory Reports 2 Approve Financial Statements and For For Management Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 0.60 per Share 4 Elect Philippe Knoche as Director For For Management 5 Approve Compensation of Patrice Caine, For For Management Chairman and CEO 6 Approve Compensation Report of For For Management Corporate Officers 7 Approve Remuneration Policy of For For Management Chairman and CEO 8 Approve Remuneration Policy of Board For For Management Members 9 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 10 Authorize up to 1 Percent of Issued For Against Management Capital for Use in Restricted Stock Plans 11 Authorize Issuance of Equity or For Against Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 159 Million 12 Authorize Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 60 Million 13 Approve Issuance of Equity or For Against Management Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 60 Million 14 Authorize Board to Increase Capital in For Against Management the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above 15 Authorize Capital Increase of up to 10 For Against Management Percent of Issued Capital for Contributions in Kind 16 Set Total Limit for Capital Increase For For Management to Result from Issuance Requests Under Items 11-15 at EUR 180 Million 17 Authorize Capital Issuances for Use in For Against Management Employee Stock Purchase Plans 18 Amend Article 11 of Bylaws Re: Board For For Management Members Remuneration 19 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- THE BANK OF NOVA SCOTIA Ticker: BNS Security ID: 064149107 Meeting Date: APR 07, 2020 Meeting Type: Annual Record Date: FEB 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Nora A. Aufreiter For For Management 1.2 Elect Director Guillermo E. Babatz For For Management 1.3 Elect Director Scott B. Bonham For For Management 1.4 Elect Director Charles H. Dallara For For Management 1.5 Elect Director Tiff Macklem For For Management 1.6 Elect Director Michael D. Penner For For Management 1.7 Elect Director Brian J. Porter For For Management 1.8 Elect Director Una M. Power For For Management 1.9 Elect Director Aaron W. Regent For For Management 1.10 Elect Director Indira V. Samarasekera For For Management 1.11 Elect Director Susan L. Segal For For Management 1.12 Elect Director L. Scott Thomson For For Management 1.13 Elect Director Benita M. Warmbold For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote on Executive For For Management Compensation Approach 4 SP 1: Disclose the Compensation Ratio Against Against Shareholder (Equity Ratio) Used by the Compensation Committee 5 SP 2: Upgrade Computer Systems to Against Against Shareholder Increase Competitiveness while Ensuring Greater Protection of Personal Information 6 SP 3: Set a Diversity Target of More Against For Shareholder than 40% of the Board Members for the Next Five Years 7 SP 4: Revise Human Rights Policies Against For Shareholder -------------------------------------------------------------------------------- THE BRITISH LAND CO. PLC Ticker: BLND Security ID: G15540118 Meeting Date: JUL 19, 2019 Meeting Type: Annual Record Date: JUL 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Remuneration Policy For For Management 4 Approve Final Dividend For For Management 5 Re-elect Simon Carter as Director For For Management 6 Re-elect Lynn Gladden as Director For For Management 7 Re-elect Chris Grigg as Director For For Management 8 Re-elect Alastair Hughes as Director For For Management 9 Re-elect William Jackson as Director For For Management 10 Re-elect Nicholas Macpherson as For For Management Director 11 Re-elect Preben Prebensen as Director For For Management 12 Re-elect Tim Score as Director For For Management 13 Re-elect Laura Wade-Gery as Director For For Management 14 Re-elect Rebecca Worthington as For For Management Director 15 Reappoint PricewaterhouseCoopers LLP For For Management as Auditors 16 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 17 Authorise EU Political Donations and For For Management Expenditure 18 Approve Scrip Dividends For For Management 19 Authorise Issue of Equity For For Management 20 Authorise Issue of Equity without For For Management Pre-emptive Rights 21 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 22 Authorise Market Purchase of Ordinary For For Management Shares 23 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- THE CHUGOKU ELECTRIC POWER CO., INC. Ticker: 9504 Security ID: J07098106 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 25 2.1 Elect Director Karita, Tomohide For Against Management 2.2 Elect Director Shimizu, Mareshige For Against Management 2.3 Elect Director Ashitani, Shigeru For For Management 2.4 Elect Director Shigeto, Takafumi For For Management 2.5 Elect Director Takimoto, Natsuhiko For For Management 2.6 Elect Director Yamashita, Masahiro For For Management 2.7 Elect Director Kitano, Tatsuo For For Management 2.8 Elect Director Takaba, Toshio For For Management 2.9 Elect Director Furuse, Makoto For For Management 3.1 Elect Director and Audit Committee For For Management Member Tamura, Norimasa 3.2 Elect Director and Audit Committee For For Management Member Uchiyamada, Kunio 3.3 Elect Director and Audit Committee For For Management Member Nosohara, Etsuko 3.4 Elect Director and Audit Committee For For Management Member Otani, Noriko 4 Amend Articles to Add Provision on Against For Shareholder Abolition of Advisory Positions 5 Amend Articles to Decommission Shimane Against Against Shareholder Nuclear Power Plant and Cancel Kaminoseki Nuclear Power Plant Construction Plan 6 Amend Articles to Seek Agreement from Against Against Shareholder Residents on Nuclear Power Plant Operation 7 Amend Articles to Establish Evacuation Against Against Shareholder Plan and Conduct Evacuation Drills for Nuclear Power Plant Accidents 8 Amend Articles to Promote Energy Against Against Shareholder Systems Using Renewable Energy -------------------------------------------------------------------------------- THE FIRST INTERNATIONAL BANK OF ISRAEL LTD. Ticker: FIBI Security ID: M1648G106 Meeting Date: DEC 22, 2019 Meeting Type: Annual Record Date: DEC 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Report Regarding Incumbent Directors None None Management Who Continue To Hold Office 2 Discuss Financial Statements and the None None Management Report of the Board 3 Report on Fees Paid to the Auditor for None None Management 2018 4 Reappoint Somekh Chaikin as Auditors For For Management and Authorize Board to Fix Their Remuneration A Vote FOR if you are a controlling None Against Management shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager B1 If you are an Interest Holder as None Against Management defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. B2 If you are a Senior Officer as defined None Against Management in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. B3 If you are an Institutional Investor None For Management as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. -------------------------------------------------------------------------------- THE FIRST INTERNATIONAL BANK OF ISRAEL LTD. Ticker: FIBI Security ID: M1648G106 Meeting Date: FEB 26, 2020 Meeting Type: Special Record Date: JAN 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Compensation Policy for the For For Management Directors and Officers of the Company A Vote FOR if you are a controlling None Against Management shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager B1 If you are an Interest Holder as None Against Management defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. B2 If you are a Senior Officer as defined None Against Management in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. B3 If you are an Institutional Investor None For Management as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. -------------------------------------------------------------------------------- THE GPT GROUP Ticker: GPT Security ID: Q4252X155 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Gene Tilbrook as Director For For Management 2 Elect Mark Menhinnitt as Director For For Management 3 Approve Remuneration Report For For Management -------------------------------------------------------------------------------- THE KANSAI ELECTRIC POWER CO., INC. Ticker: 9503 Security ID: J30169106 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 25 2 Amend Articles to Adopt Board For For Management Structure with Three Committees - Clarify Director Authority on Shareholder Meetings - Amend Provisions on Director Titles - Clarify Director Authority on Board Meetings - Indemnify Directors 3.1 Elect Director Sakakibara, Sadayuki For For Management 3.2 Elect Director Okihara, Takamune For Against Management 3.3 Elect Director Kobayashi, Tetsuya For Against Management 3.4 Elect Director Sasaki, Shigeo For For Management 3.5 Elect Director Kaga, Atsuko For For Management 3.6 Elect Director Tomono, Hiroshi For For Management 3.7 Elect Director Takamatsu, Kazuko For For Management 3.8 Elect Director Naito, Fumio For For Management 3.9 Elect Director Morimoto, Takashi For Against Management 3.10 Elect Director Misono, Toyokazu For Against Management 3.11 Elect Director Inada, Koji For Against Management 3.12 Elect Director Sugimoto, Yasushi For Against Management 3.13 Elect Director Yamaji, Susumu For For Management 4 Amend Articles to Add Provision that Against Against Shareholder Utility will Operate to Realize Energy Safety and Sustainability 5 Amend Articles to Keep Shareholder Against Against Shareholder Meeting Minutes and Disclose Them to Public 6 Amend Articles to Add Provisions Against Against Shareholder Concerning Management Based on CSR (Information Disclosure and Dialogue) 7 Amend Articles to Add Provisions Against Against Shareholder Concerning Management Based on CSR (Facility Safety Enhancement) 8 Amend Articles to Add Provisions Against Against Shareholder Concerning Management Based on CSR (Withdrawal from Coal-Fired Power Generation Business) 9 Amend Articles to Add Provision on Against Against Shareholder Appropriate Bidding Process for Procurement and Subcontracting 10 Abolish Equity Compensation System for Against Against Shareholder Directors 11 Approve Alternative Allocation of Against Against Shareholder Income, with a Final Dividend of JPY 1 Higher Than Management Proposal 12 Remove Incumbent Director Morimoto, Against For Shareholder Takashi 13 Amend Articles to Require Individual Against For Shareholder Compensation Disclosure for Directors 14 Amend Articles to Add Provision on Against For Shareholder Abolition of Advisory Positions 15 Amend Articles to Establish Donation Against For Shareholder Committee 16 Amend Articles to Prohibit Financial Against Against Shareholder Support to Nuclear Power Generation Business at Other Companies 17 Amend Articles to Ban Reprocessing of Against For Shareholder Spent Nuclear Fuels 18 Amend Articles to Ban Acceptance of Against Against Shareholder Gift Items and Business Entertainment beyond Commercial Practice 19 Amend Articles to Establish Promotion Against Against Shareholder Committee on Nuclear Power Phase-Out 20 Amend Articles to Promote Maximum Against Against Shareholder Disclosure to Gain Trust from Society 21 Amend Articles to Require Individual Against For Shareholder Compensation Disclosure for Directors 22 Amend Articles to Encourage Dispersed Against Against Shareholder Renewable Energy 23 Amend Articles to Request the Against Against Shareholder Government to Develop Necessary Legal System to Stabilize Electricity Rate 24 Amend Articles to Demolish All Nuclear Against Against Shareholder Power Plants 25 Amend Articles to Establish Work Against Against Shareholder Environment where Employees Think About Safety of Nuclear Power Generation 26 Amend Articles to Ban Hiring or Against Against Shareholder Service on the Board or at the Company by Former Government Officials 27 Amend Articles to Reduce Maximum Board Against Against Shareholder Size and Require Majority Outsider Board 28 Amend Articles to Require Individual Against For Shareholder Disclosure of Compensation Received after Directors' Departure from the Board 29 Amend Articles to End Reliance on Against Against Shareholder Nuclear Power -------------------------------------------------------------------------------- THE SAGE GROUP PLC Ticker: SGE Security ID: G7771K142 Meeting Date: FEB 25, 2020 Meeting Type: Annual Record Date: FEB 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Final Dividend For For Management 4 Elect Dr John Bates as Director For For Management 5 Elect Jonathan Bewes as Director For For Management 6 Elect Annette Court as Director For For Management 7 Re-elect Sir Donald Brydon as Director For For Management 8 Re-elect Drummond Hall as Director For For Management 9 Re-elect Steve Hare as Director For For Management 10 Re-elect Jonathan Howell as Director For For Management 11 Re-elect Cath Keers as Director For For Management 12 Reappoint Ernst & Young LLP as Auditors For For Management 13 Authorise the Audit and Risk Committee For For Management to Fix Remuneration of Auditors 14 Authorise EU Political Donations and For For Management Expenditure 15 Authorise Issue of Equity For For Management 16 Authorise Issue of Equity without For For Management Pre-emptive Rights 17 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 18 Authorise Market Purchase of Ordinary For For Management Shares 19 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- THE STAR ENTERTAINMENT GROUP LIMITED Ticker: SGR Security ID: Q8719T103 Meeting Date: OCT 24, 2019 Meeting Type: Annual Record Date: OCT 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 2 Elect Gerard Bradley as Director For For Management 3 Elect Richard Sheppard as Director For For Management 4 Approve Remuneration Report For For Management 5 Approve Grant of Performance Rights to For For Management Matt Bekier -------------------------------------------------------------------------------- THE SWATCH GROUP AG Ticker: UHR Security ID: H83949141 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For Did Not Vote Management Statutory Reports 2 Approve Discharge of Board and Senior For Did Not Vote Management Management 3 Approve Allocation of Income and For Did Not Vote Management Dividends of CHF 1.10 per Registered Share and CHF 5.50 per Bearer Share 4.1.1 Approve Fixed Remuneration of For Did Not Vote Management Non-Executive Directors in the Amount of CHF 780,000 4.1.2 Approve Fixed Remuneration of For Did Not Vote Management Executive Directors in the Amount of CHF 2.5 Million 4.2 Approve Fixed Remuneration of For Did Not Vote Management Executive Committee in the Amount of CHF 5.7 Million 4.3 Approve Variable Remuneration of For Did Not Vote Management Executive Directors in the Amount of CHF 6.6 Million 4.4 Approve Variable Remuneration of For Did Not Vote Management Executive Committee in the Amount of CHF 15.1 Million 5.1 Reelect Nayla Hayek as Director For Did Not Vote Management 5.2 Reelect Ernst Tanner as Director For Did Not Vote Management 5.3 Reelect Daniela Aeschlimann as Director For Did Not Vote Management 5.4 Reelect Georges Hayek as Director For Did Not Vote Management 5.5 Reelect Claude Nicollier as Director For Did Not Vote Management 5.6 Reelect Jean-Pierre Roth as Director For Did Not Vote Management 5.7 Reelect Nayla Hayek as Board Chairman For Did Not Vote Management 6.1 Reappoint Nayla Hayek as Member of the For Did Not Vote Management Compensation Committee 6.2 Reappoint Ernst Tanner as Member of For Did Not Vote Management the Compensation Committee 6.3 Reappoint Daniela Aeschlimann as For Did Not Vote Management Member of the Compensation Committee 6.4 Reappoint Georges Hayek as Member of For Did Not Vote Management the Compensation Committee 6.5 Reappoint Claude Nicollier as Member For Did Not Vote Management of the Compensation Committee 6.6 Reappoint Jean-Pierre Roth as Member For Did Not Vote Management of the Compensation Committee 7 Designate Bernhard Lehmann as For Did Not Vote Management Independent Proxy 8 Ratify PricewaterhouseCoopers AG as For Did Not Vote Management Auditors 9 Transact Other Business (Voting) For Did Not Vote Management -------------------------------------------------------------------------------- THE SWATCH GROUP AG Ticker: UHR Security ID: H83949133 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Discharge of Board and Senior For For Management Management 3 Approve Allocation of Income and For For Management Dividends of CHF 1.10 per Registered Share and CHF 5.50 per Bearer Share 4.1.1 Approve Fixed Remuneration of For For Management Non-Executive Directors in the Amount of CHF 780,000 4.1.2 Approve Fixed Remuneration of For For Management Executive Directors in the Amount of CHF 2.5 Million 4.2 Approve Fixed Remuneration of For For Management Executive Committee in the Amount of CHF 5.7 Million 4.3 Approve Variable Remuneration of For Against Management Executive Directors in the Amount of CHF 6.6 Million 4.4 Approve Variable Remuneration of For Against Management Executive Committee in the Amount of CHF 15.1 Million 5.1 Reelect Nayla Hayek as Director For Against Management 5.2 Reelect Ernst Tanner as Director For Against Management 5.3 Reelect Daniela Aeschlimann as Director For Against Management 5.4 Reelect Georges Hayek as Director For Against Management 5.5 Reelect Claude Nicollier as Director For Against Management 5.6 Reelect Jean-Pierre Roth as Director For Against Management 5.7 Reelect Nayla Hayek as Board Chairman For Against Management 6.1 Reappoint Nayla Hayek as Member of the For Against Management Compensation Committee 6.2 Reappoint Ernst Tanner as Member of For Against Management the Compensation Committee 6.3 Reappoint Daniela Aeschlimann as For Against Management Member of the Compensation Committee 6.4 Reappoint Georges Hayek as Member of For Against Management the Compensation Committee 6.5 Reappoint Claude Nicollier as Member For Against Management of the Compensation Committee 6.6 Reappoint Jean-Pierre Roth as Member For Against Management of the Compensation Committee 7 Designate Bernhard Lehmann as For For Management Independent Proxy 8 Ratify PricewaterhouseCoopers AG as For For Management Auditors 9 Transact Other Business (Voting) For Against Management -------------------------------------------------------------------------------- THE TORONTO-DOMINION BANK Ticker: TD Security ID: 891160509 Meeting Date: APR 02, 2020 Meeting Type: Annual Record Date: FEB 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Amy W. Brinkley For For Management 1.2 Elect Director Brian C. Ferguson For For Management 1.3 Elect Director Colleen A. Goggins For For Management 1.4 Elect Director Jean-Rene Halde For For Management 1.5 Elect Director David E. Kepler For For Management 1.6 Elect Director Brian M. Levitt For For Management 1.7 Elect Director Alan N. MacGibbon For For Management 1.8 Elect Director Karen E. Maidment For For Management 1.9 Elect Director Bharat B. Masrani For For Management 1.10 Elect Director Irene R. Miller For For Management 1.11 Elect Director Nadir H. Mohamed For For Management 1.12 Elect Director Claude Mongeau For For Management 1.13 Elect Director S. Jane Rowe For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote on Executive For For Management Compensation Approach 4 SP A: Disclose Equity Ratio Used By Against Against Shareholder the Compensation Committee In Determining Compensation 5 SP B: Set a Diversity Target of More Against For Shareholder than 40% for the Composition of its Board of Directors for the Next Five Years 6 SP C: Request to Adopt Targets for Against For Shareholder Reducing Greenhouse Gas (GHG) Emissions Associated with the Company's Underwriting and Lending Activities -------------------------------------------------------------------------------- THE WHARF (HOLDINGS) LIMITED Ticker: 4 Security ID: Y8800U127 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: MAY 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a Elect Andrew On Kiu Chow as Director For For Management 2b Elect Paul Yiu Cheung Tsui as Director For For Management 2c Elect Kevin Kwok Pong Chan as Director For For Management 2d Elect Vincent Kang Fang as Director For For Management 3 Approve KPMG as Auditors and Authorize For For Management Board to Fix Their Remuneration 4 Authorize Repurchase of Issued Share For For Management Capital 5 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- THE YOKOHAMA RUBBER CO., LTD. Ticker: 5101 Security ID: J97536171 Meeting Date: MAR 27, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 33 2.1 Elect Director Yamaishi, Masataka For For Management 2.2 Elect Director Mikami, Osamu For For Management 2.3 Elect Director Noro, Masaki For For Management 2.4 Elect Director Matsuo, Gota For For Management 2.5 Elect Director Nakamura, Toru For For Management 2.6 Elect Director Nitin Mantri For For Management 2.7 Elect Director Okada, Hideichi For For Management 2.8 Elect Director Takenaka, Nobuo For For Management 2.9 Elect Director Kono, Hirokazu For For Management 2.10 Elect Director Yamane, Takashi For For Management 2.11 Elect Director Hori, Masatoshi For For Management -------------------------------------------------------------------------------- THK CO., LTD. Ticker: 6481 Security ID: J83345108 Meeting Date: MAR 20, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 8 2.1 Elect Director Teramachi, Akihiro For Abstain Management 2.2 Elect Director Teramachi, Toshihiro For Abstain Management 2.3 Elect Director Imano, Hiroshi For Abstain Management 2.4 Elect Director Maki, Nobuyuki For Abstain Management 2.5 Elect Director Teramachi, Takashi For Abstain Management 2.6 Elect Director Shimomaki, Junji For Abstain Management 2.7 Elect Director Sakai, Junichi For Abstain Management 2.8 Elect Director Kainosho, Masaaki For Abstain Management 3.1 Elect Director and Audit Committee For Abstain Management Member Hioki, Masakatsu 3.2 Elect Director and Audit Committee For For Management Member Omura, Tomitoshi 3.3 Elect Director and Audit Committee For For Management Member Ueda, Yoshiki 4 Elect Alternate Director and Audit For For Management Committee Member Toriumi, Tetsuro -------------------------------------------------------------------------------- THOMSON REUTERS CORPORATION Ticker: TRI Security ID: 884903709 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: APR 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David Thomson For For Management 1.2 Elect Director Steve Hasker For For Management 1.3 Elect Director Kirk E. Arnold For For Management 1.4 Elect Director David W. Binet For For Management 1.5 Elect Director W. Edmund Clark For For Management 1.6 Elect Director Michael E. Daniels For For Management 1.7 Elect Director Kirk Koenigsbauer For For Management 1.8 Elect Director Vance K. Opperman For For Management 1.9 Elect Director Kim M. Rivera For For Management 1.10 Elect Director Barry Salzberg For For Management 1.11 Elect Director Peter J. Thomson For For Management 1.12 Elect Director Wulf von Schimmelmann For For Management 2 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 3 Advisory Vote on Executive For For Management Compensation Approach 4 SP 1: Produce a Human Rights Risk Against For Shareholder Report at Reasonable Cost and Omitting Proprietary Information -------------------------------------------------------------------------------- TINGYI (CAYMAN ISLANDS) HOLDING CORP. Ticker: 322 Security ID: G8878S103 Meeting Date: JAN 16, 2020 Meeting Type: Special Record Date: JAN 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Supply Agreement, Relevant For For Management Annual Caps and Related Transactions -------------------------------------------------------------------------------- TINGYI (CAYMAN ISLANDS) HOLDING CORP. Ticker: 322 Security ID: G8878S103 Meeting Date: JUN 08, 2020 Meeting Type: Annual Record Date: JUN 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Approve Special Dividend For For Management 4 Elect Junichiro Ida as Director and For For Management Authorize Board to Fix His Remuneration 5 Elect Yuko Takahashi as Director and For For Management Authorize Board to Fix His Remuneration 6 Elect Tseng Chien as Director and For For Management Authorize Board to Fix Her Remuneration 7 Elect Hiromu Fukada as Director and For For Management Authorize Board to Fix His Remuneration 8 Approve Mazars CPA Limited as Auditors For For Management and Authorize Board to Fix Their Remuneration 9 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 10 Authorize Repurchase of Issued Share For For Management Capital 11 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- TIS, INC. (JAPAN) Ticker: 3626 Security ID: J2563B100 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 60 2 Amend Articles to Clarify Director For For Management Authority on Shareholder Meetings - Amend Provisions on Director Titles 3.1 Elect Director Kuwano, Toru For Abstain Management 3.2 Elect Director Adachi, Masahiko For Abstain Management 3.3 Elect Director Okamoto, Yasushi For Abstain Management 3.4 Elect Director Yanai, Josaku For Abstain Management 3.5 Elect Director Kitaoka, Takayuki For Abstain Management 3.6 Elect Director Shinkai, Akira For Abstain Management 3.7 Elect Director Sano, Koichi For For Management 3.8 Elect Director Tsuchiya, Fumio For For Management 3.9 Elect Director Mizukoshi, Naoko For Abstain Management 4.1 Appoint Statutory Auditor Asano, For For Management Tetsuya 4.2 Appoint Statutory Auditor Matsuoka, For For Management Tatsufumi 4.3 Appoint Statutory Auditor Funakoshi, For For Management Sadahei 4.4 Appoint Statutory Auditor Ono, Yukio For For Management 4.5 Appoint Statutory Auditor Yamakawa, For For Management Akiko -------------------------------------------------------------------------------- TOBU RAILWAY CO., LTD. Ticker: 9001 Security ID: J84162148 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 20 2.1 Elect Director Nezu, Yoshizumi For For Management 2.2 Elect Director Miwa, Hiroaki For For Management 2.3 Elect Director Sekiguchi, Koichi For For Management 2.4 Elect Director Ojiro, Akihiro For For Management 2.5 Elect Director Onodera, Toshiaki For For Management 2.6 Elect Director Yamamoto, Tsutomu For For Management 2.7 Elect Director Shibata, Mitsuyoshi For For Management 2.8 Elect Director Ando, Takaharu For For Management 2.9 Elect Director Yokota, Yoshimi For For Management 2.10 Elect Director Shigeta, Atsushi For For Management 2.11 Elect Director Yagasaki, Noriko For For Management 2.12 Elect Director Yanagi, Masanori For For Management 3.1 Appoint Statutory Auditor Nakajima, For For Management Naotaka 3.2 Appoint Statutory Auditor Mogi, For For Management Yuzaburo 3.3 Appoint Statutory Auditor Otsuka, For For Management Hiroya 3.4 Appoint Statutory Auditor Fukuda, Shuji For For Management 3.5 Appoint Statutory Auditor Hayashi, For Against Management Nobuhide 4 Approve Compensation Ceiling for For For Management Directors -------------------------------------------------------------------------------- TOHO CO., LTD. (9602) Ticker: 9602 Security ID: J84764117 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: FEB 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 37.5 2.1 Elect Director Shimatani, Yoshishige For Against Management 2.2 Elect Director Tako, Nobuyuki For For Management 2.3 Elect Director Ichikawa, Minami For For Management 2.4 Elect Director Seta, Kazuhiko For For Management 2.5 Elect Director Matsuoka, Hiroyasu For For Management 2.6 Elect Director Sumi, Kazuo For For Management 2.7 Elect Director Ikeda, Atsuo For For Management 2.8 Elect Director Ota, Keiji For For Management 2.9 Elect Director Ikeda, Takayuki For For Management 2.10 Elect Director Biro, Hiroshi For For Management 2.11 Elect Director Kato, Harunori For For Management 2.12 Elect Director Wada, Kunichiro For For Management 2.13 Elect Director Honda, Taro For For Management 3.1 Elect Director and Audit Committee For For Management Member Okimoto, Tomoyasu 3.2 Elect Director and Audit Committee For For Management Member Kobayashi, Takashi 3.3 Elect Director and Audit Committee For For Management Member Ando, Satoshi 4 Elect Alternate Director and Audit For For Management Committee Member Ota, Taizo 5 Approve Restricted Stock Plan For For Management 6 Approve Performance-Based Annual Bonus For For Management Ceiling for Directors Who Are Not Audit Committee Members -------------------------------------------------------------------------------- TOHO GAS CO., LTD. Ticker: 9533 Security ID: J84850114 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 27.5 2.1 Elect Director Yasui, Koichi For For Management 2.2 Elect Director Tominari, Yoshiro For For Management 2.3 Elect Director Niwa, Shinji For For Management 2.4 Elect Director Kodama, Mitsuhiro For For Management 2.5 Elect Director Senda, Shinichi For For Management 2.6 Elect Director Masuda, Nobuyuki For For Management 2.7 Elect Director Miyahara, Koji For For Management 2.8 Elect Director Hattori, Tetsuo For For Management 2.9 Elect Director Hamada, Michiyo For For Management 3 Appoint Statutory Auditor Ikeda, Keiko For For Management 4 Approve Annual Bonus For For Management -------------------------------------------------------------------------------- TOHOKU ELECTRIC POWER CO., INC. Ticker: 9506 Security ID: J85108108 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 20 2 Amend Articles to Amend Business Lines For For Management 3.1 Elect Director Kaiwa, Makoto For For Management 3.2 Elect Director Higuchi, Kojiro For For Management 3.3 Elect Director Okanobu, Shinichi For For Management 3.4 Elect Director Masuko, Jiro For For Management 3.5 Elect Director Yamamoto, Shunji For For Management 3.6 Elect Director Abe, Toshinori For For Management 3.7 Elect Director Yashiro, Hirohisa For For Management 3.8 Elect Director Ito, Hirohiko For For Management 3.9 Elect Director Kondo, Shiro For For Management 3.10 Elect Director Kamijo, Tsutomu For For Management 3.11 Elect Director Kawanobe, Osamu For For Management 4.1 Elect Director and Audit Committee For For Management Member Kato, Koki 4.2 Elect Director and Audit Committee For Against Management Member Baba, Chiharu 4.3 Elect Director and Audit Committee For Against Management Member Kobayashi, Kazuo 5 Approve Compensation Ceiling for For For Management Directors Who Are Not Audit Committee Members 6 Approve Trust-Type Equity Compensation For For Management Plan 7 Amend Articles to Ban Nuclear Power Against Against Shareholder Generation Business 8 Amend Articles to Ban Nuclear Power Against Against Shareholder Plant Construction 9 Amend Articles to Add Provision on the Against Against Shareholder Utility's Responsibility for Nuclear Radioactive Waste 10 Amend Articles to Add Provision on the Against Against Shareholder Utility's Responsibility for Nuclear Accident Countermeasures 11 Amend Articles to Request Miyagi Against Against Shareholder Prefecture to Conduct Referendum Concerning Resumption of No. 2 Reactor at Onagawa Nuclear Plant and Follow the Result 12 Amend Articles to Ban Financial Against Against Shareholder Support for Other Nuclear Power Generation Companies -------------------------------------------------------------------------------- TOKAI RIKA CO., LTD. Ticker: 6995 Security ID: J85968105 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 30 2 Amend Articles to Amend Business Lines For For Management 3.1 Elect Director Ninoyu, Hiroyoshi For For Management 3.2 Elect Director Sato, Koki For For Management 3.3 Elect Director Noguchi, Kazuhiko For For Management 3.4 Elect Director Nishida, Hiroshi For For Management 3.5 Elect Director Yamanaka, Yasushi For For Management 3.6 Elect Director Fujioka, Kei For For Management 4.1 Appoint Statutory Auditor Hotta, Masato For For Management 4.2 Appoint Statutory Auditor Chida, Minoru For Against Management 5 Approve Annual Bonus For For Management 6 Approve Compensation Ceiling for For For Management Directors 7 Approve Restricted Stock Plan For For Management -------------------------------------------------------------------------------- TOKIO MARINE HOLDINGS, INC. Ticker: 8766 Security ID: J86298106 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 95 2.1 Elect Director Nagano, Tsuyoshi For Abstain Management 2.2 Elect Director Komiya, Satoru For Abstain Management 2.3 Elect Director Yuasa, Takayuki For Abstain Management 2.4 Elect Director Harashima, Akira For Abstain Management 2.5 Elect Director Okada, Kenji For Abstain Management 2.6 Elect Director Hirose, Shinichi For Abstain Management 2.7 Elect Director Mimura, Akio For Abstain Management 2.8 Elect Director Egawa, Masako For For Management 2.9 Elect Director Mitachi, Takashi For For Management 2.10 Elect Director Endo, Nobuhiro For For Management 2.11 Elect Director Katanozaka, Shinya For Abstain Management 2.12 Elect Director Handa, Tadashi For Abstain Management 2.13 Elect Director Endo, Yoshinari For Abstain Management 3 Appoint Statutory Auditor Fujita, For For Management Hirokazu -------------------------------------------------------------------------------- TOKYO BROADCASTING SYSTEM HOLDINGS, INC. Ticker: 9401 Security ID: J86656105 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 17 2 Approve Accounting Transfers For For Management 3 Amend Articles to Change Company Name For For Management 4.1 Elect Director Takeda, Shinji For Against Management 4.2 Elect Director Sasaki, Takashi For Against Management 4.3 Elect Director Kawai, Toshiaki For For Management 4.4 Elect Director Sugai, Tatsuo For For Management 4.5 Elect Director Watanabe, Shoichi For For Management 4.6 Elect Director Chisaki, Masaya For For Management 4.7 Elect Director Kashiwaki, Hitoshi For For Management 4.8 Elect Director Yagi, Yosuke For For Management 4.9 Elect Director Haruta, Makoto For For Management 5.1 Appoint Statutory Auditor Nishino, For For Management Tomohiko 5.2 Appoint Statutory Auditor Ichikawa, For For Management Tetsuya 5.3 Appoint Statutory Auditor Kitayama, For Against Management Teisuke 5.4 Appoint Statutory Auditor Fujimoto, Mie For For Management 5.5 Appoint Statutory Auditor Takehara, For For Management Somitsu -------------------------------------------------------------------------------- TOKYO ELECTRIC POWER CO. HOLDINGS, INC. Ticker: 9501 Security ID: J86914108 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Utsuda, Shoei For For Management 1.2 Elect Director Kunii, Hideko For For Management 1.3 Elect Director Takaura, Hideo For For Management 1.4 Elect Director Annen, Junji For For Management 1.5 Elect Director Oyagi, Shigeo For For Management 1.6 Elect Director Onishi, Shoichiro For For Management 1.7 Elect Director Tanaka, Kotaro For For Management 1.8 Elect Director Kobayakawa, Tomoaki For For Management 1.9 Elect Director Fubasami, Seiichi For For Management 1.10 Elect Director Moriya, Seiji For For Management 1.11 Elect Director Akimoto, Nobuhide For For Management 1.12 Elect Director Makino, Shigenori For For Management 1.13 Elect Director Morishita, Yoshihito For For Management 2 Amend Articles to Concentrate Against Against Shareholder Managerial Resources on Decommissioning of Fukushima Daiichi Nuclear Power Plant 3 Amend Articles to Establish Against Against Shareholder Investigation Committee on Nuclear Contamination Resulting from Fukushima Nuclear Accident 4 Amend Articles to Withdraw from Coal Against Against Shareholder Fired Power Generation 5 Amend Articles to Promote Small-Scale Against Against Shareholder Electricity Transmission System Factoring in Local Characteristics 6 Amend Articles to Ban Construction of Against Against Shareholder Higashidori Nuclear Power Plant 7 Amend Articles to Expedite Nuclear Against Against Shareholder Damage Compensation Payment Related to Fukushima Nuclear Accident 8 Amend Articles to Establish Against Against Shareholder Investigation Committee on Managerial Matters Deemed Detrimental to Shareholders 9 Amend Articles to Require Individual Against For Shareholder Compensation Disclosure for Directors and Executive Officers 10 Amend Articles to Add Provision on Against For Shareholder Abolition of Advisory Positions -------------------------------------------------------------------------------- TOKYO ELECTRON LTD. Ticker: 8035 Security ID: J86957115 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Tsuneishi, Tetsuo For Abstain Management 1.2 Elect Director Kawai, Toshiki For Abstain Management 1.3 Elect Director Sasaki, Sadao For Abstain Management 1.4 Elect Director Nunokawa, Yoshikazu For Abstain Management 1.5 Elect Director Nagakubo, Tatsuya For Abstain Management 1.6 Elect Director Sunohara, Kiyoshi For Abstain Management 1.7 Elect Director Ikeda, Seisu For Abstain Management 1.8 Elect Director Mitano, Yoshinobu For Abstain Management 1.9 Elect Director Charles D Lake II For For Management 1.10 Elect Director Sasaki, Michio For For Management 1.11 Elect Director Eda, Makiko For Abstain Management 2.1 Appoint Statutory Auditor Hama, For For Management Masataka 2.2 Appoint Statutory Auditor Miura, Ryota For For Management 3 Approve Annual Bonus For For Management 4 Approve Deep Discount Stock Option Plan For For Management 5 Approve Deep Discount Stock Option Plan For For Management 6 Approve Trust-Type Equity Compensation For For Management Plan -------------------------------------------------------------------------------- TOKYO GAS CO., LTD. Ticker: 9531 Security ID: J87000113 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 30 2.1 Elect Director Hirose, Michiaki For For Management 2.2 Elect Director Uchida, Takashi For For Management 2.3 Elect Director Takamatsu, Masaru For For Management 2.4 Elect Director Nohata, Kunio For For Management 2.5 Elect Director Sasayama, Shinichi For For Management 2.6 Elect Director Saito, Hitoshi For For Management 2.7 Elect Director Takami, Kazunori For For Management 2.8 Elect Director Edahiro, Junko For For Management 2.9 Elect Director Indo, Mami For For Management 3 Appoint Statutory Auditor Ono, For For Management Hiromichi -------------------------------------------------------------------------------- TOKYO TATEMONO CO., LTD. Ticker: 8804 Security ID: J88333133 Meeting Date: MAR 25, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 22 2.1 Appoint Statutory Auditor Yoshino, For For Management Takashi 2.2 Appoint Statutory Auditor Hieda, Sayaka For For Management 3 Appoint Alternate Statutory Auditor For For Management Uehara, Masahiro -------------------------------------------------------------------------------- TOKYU CORP. Ticker: 9005 Security ID: J88720149 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 11 2 Amend Articles to Amend Business Lines For For Management 3.1 Elect Director Nomoto, Hirofumi For For Management 3.2 Elect Director Takahashi, Kazuo For For Management 3.3 Elect Director Tomoe, Masao For For Management 3.4 Elect Director Hoshino, Toshiyuki For For Management 3.5 Elect Director Fujiwara, Hirohisa For For Management 3.6 Elect Director Takahashi, Toshiyuki For For Management 3.7 Elect Director Hamana, Setsu For For Management 3.8 Elect Director Kanazashi, Kiyoshi For For Management 3.9 Elect Director Konaga, Keiichi For For Management 3.10 Elect Director Kanise, Reiko For For Management 3.11 Elect Director Okamoto, Kunie For For Management 3.12 Elect Director Miyazaki, Midori For For Management 4.1 Appoint Statutory Auditor Shimamoto, For For Management Takehiko 4.2 Appoint Statutory Auditor Akimoto, For For Management Naohisa 4.3 Appoint Statutory Auditor Ishihara, For For Management Kunio 4.4 Appoint Statutory Auditor Tsuyuki, For Against Management Shigeo 5 Appoint Alternate Statutory Auditor For For Management Matsumoto, Taku -------------------------------------------------------------------------------- TOKYU FUDOSAN HOLDINGS CORP. Ticker: 3289 Security ID: J88764105 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 8 2 Amend Articles to Amend Provisions on For For Management Director Titles 3.1 Elect Director Kanazashi, Kiyoshi For For Management 3.2 Elect Director Okuma, Yuji For For Management 3.3 Elect Director Nishikawa, Hironori For For Management 3.4 Elect Director Uemura, Hitoshi For For Management 3.5 Elect Director Saiga, Katsuhide For For Management 3.6 Elect Director Okada, Masashi For For Management 3.7 Elect Director Kimura, Shohei For For Management 3.8 Elect Director Ota, Yoichi For For Management 3.9 Elect Director Nomoto, Hirofumi For For Management 3.10 Elect Director Iki, Koichi For For Management 3.11 Elect Director Kaiami, Makoto For For Management 3.12 Elect Director Arai, Saeko For For Management 3.13 Elect Director Ogasawara, Michiaki For For Management 4 Appoint Alternate Statutory Auditor For For Management Nagao, Ryo -------------------------------------------------------------------------------- TORAY INDUSTRIES, INC. Ticker: 3402 Security ID: J89494116 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 8 2.1 Elect Director Nikkaku, Akihiro For For Management 2.2 Elect Director Abe, Koichi For For Management 2.3 Elect Director Deguchi, Yukichi For For Management 2.4 Elect Director Oya, Mitsuo For For Management 2.5 Elect Director Adachi, Kazuyuki For For Management 2.6 Elect Director Hagiwara, Satoru For For Management 2.7 Elect Director Yoshinaga, Minoru For For Management 2.8 Elect Director Okamoto, Masahiko For For Management 2.9 Elect Director Ito, Kunio For For Management 2.10 Elect Director Noyori, Ryoji For For Management 2.11 Elect Director Kaminaga, Susumu For For Management 2.12 Elect Director Futagawa, Kazuo For For Management 3 Appoint Statutory Auditor Fukasawa, For For Management Toru 4 Approve Annual Bonus For For Management 5 Amend Articles to Disclose Listed Against Against Shareholder Subsidiary Management in Corporate Governance Report -------------------------------------------------------------------------------- TOSHIBA TEC CORP. Ticker: 6588 Security ID: J89903108 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles to Recognize Validity For For Management of Board Resolutions in Written or Electronic Format 2.1 Elect Director Nishikori, Hironobu For For Management 2.2 Elect Director Uchiyama, Masami For For Management 2.3 Elect Director Inoue, Yukio For For Management 2.4 Elect Director Yamada, Masahiro For For Management 2.5 Elect Director Kaneda, Hitoshi For For Management 2.6 Elect Director Yamaguchi, Naohiro For For Management 2.7 Elect Director Takei, Junichi For For Management 2.8 Elect Director Kuwahara, Michio For For Management 2.9 Elect Director Nagase, Shin For For Management 2.10 Elect Director Kamo, Masaharu For For Management 2.11 Elect Director Morishita, Hirotaka For For Management 2.12 Elect Director Aoki, Miho For For Management 3.1 Appoint Statutory Auditor Tomisawa, For For Management Koki 3.2 Appoint Statutory Auditor Umeha, For For Management Yoshihiro 4 Appoint Alternate Statutory Auditor For For Management Sagaya, Tsuyoshi 5 Approve Restricted Stock Plan and For For Management Performance Share Plan -------------------------------------------------------------------------------- TOSOH CORP. Ticker: 4042 Security ID: J90096132 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles to Amend Provisions on For For Management Number of Directors - Recognize Validity of Board Resolutions in Written or Electronic Format - Amend Provisions on Number of Statutory Auditors 2.1 Elect Director Yamamoto, Toshinori For Against Management 2.2 Elect Director Tashiro, Katsushi For Against Management 2.3 Elect Director Yamada, Masayuki For Against Management 2.4 Elect Director Kuwada, Mamoru For Against Management 2.5 Elect Director Adachi, Toru For Against Management 2.6 Elect Director Abe, Tsutomu For Against Management 2.7 Elect Director Miura, Keiichi For Against Management 2.8 Elect Director Hombo, Yoshihiro For Against Management 2.9 Elect Director Hidaka, Mariko For For Management 3.1 Appoint Alternate Statutory Auditor For For Management Tanaka, Yasuhiko 3.2 Appoint Alternate Statutory Auditor For For Management Nagao, Kenta 4 Approve Compensation Ceiling for For For Management Directors 5 Approve Restricted Stock Plan For For Management -------------------------------------------------------------------------------- TOTAL SA Ticker: FP Security ID: F92124100 Meeting Date: MAY 29, 2020 Meeting Type: Annual/Special Record Date: MAY 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 2.68 per Share and Option for Stock Dividend Program 4 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 5 Approve Auditors' Special Report on For For Management Related-Party Transactions Mentioning the Absence of New Transactions 6 Reelect Patricia Barbizet as Director For Against Management 7 Reelect Marie-Christine For For Management Coisne-Roquette as Director 8 Reelect Mark Cutifani as Director For For Management 9 Elect Jerome Contamine as Director For For Management 10 Approve Compensation Report of For For Management Corporate Officers 11 Approve Remuneration Policy of For For Management Directors 12 Approve Compensation of Patrick For Against Management Pouyanne, Chairman and CEO 13 Approve Remuneration Policy of For Against Management Chairman and CEO 14 Approve Change of Corporate Form to For For Management Societe Europeenne (SE) and Amend Bylaws Accordingly 15 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights and/or Capitalization of Reserves for Bonus Issue or Increase in Par Value, up to Aggregate Nominal Amount of EUR 2.5 Billion 16 Authorize Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 650 Million 17 Approve Issuance of Equity or For For Management Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 650 Million 18 Authorize Board to Increase Capital in For For Management the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above Under Items 16 and 17 19 Authorize Capital Increase of up to 10 For For Management Percent of Issued Capital for Contributions in Kind 20 Authorize Capital Issuances for Use in For Against Management Employee Stock Purchase Plans 21 Authorize up to 0.75 Percent of Issued For For Management Capital for Use in Stock Option Plans A Instruct Company to Set and Publish Against For Shareholder Targets for Greenhouse Gas (GHG) Emissions Aligned with the Goal of the Paris Climate Agreement and Amend Article 19 of Bylaws Accordingly -------------------------------------------------------------------------------- TOTO LTD. Ticker: 5332 Security ID: J90268103 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kitamura, Madoka For For Management 1.2 Elect Director Kiyota, Noriaki For For Management 1.3 Elect Director Shirakawa, Satoshi For For Management 1.4 Elect Director Abe, Soichi For For Management 1.5 Elect Director Hayashi, Ryosuke For For Management 1.6 Elect Director Taguchi, Tomoyuki For For Management 1.7 Elect Director Tamura, Shinya For For Management 1.8 Elect Director Kuga, Toshiya For For Management 1.9 Elect Director Shimizu, Takayuki For For Management 1.10 Elect Director Shimono, Masatsugu For For Management 1.11 Elect Director Tsuda, Junji For For Management 1.12 Elect Director Yamauchi, Shigenori For For Management 2 Appoint Statutory Auditor Inoue, For For Management Shigeki -------------------------------------------------------------------------------- TOYO SEIKAN GROUP HOLDINGS LTD. Ticker: 5901 Security ID: J92289107 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 7 2.1 Elect Director Otsuka, Ichio For For Management 2.2 Elect Director Sumida, Hirohiko For For Management 2.3 Elect Director Soejima, Masakazu For For Management 2.4 Elect Director Murohashi, Kazuo For For Management 2.5 Elect Director Ogasawara, Koki For For Management 2.6 Elect Director Katayama, Tsutao For For Management 2.7 Elect Director Asatsuma, Kei For For Management 2.8 Elect Director Suzuki, Hiroshi For For Management 2.9 Elect Director Taniguchi, Mami For For Management 2.10 Elect Director Nakamura, Takuji For For Management 2.11 Elect Director Koike, Toshikazu For For Management 3.1 Appoint Statutory Auditor Hako, For For Management Fuminari 3.2 Appoint Statutory Auditor Gobun, For For Management Masashi 3.3 Appoint Statutory Auditor Akamatsu, For For Management Ikuko -------------------------------------------------------------------------------- TOYO SUISAN KAISHA, LTD. Ticker: 2875 Security ID: 892306101 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 40 2.1 Elect Director Tsutsumi, Tadasu For For Management 2.2 Elect Director Imamura, Masanari For For Management 2.3 Elect Director Sumimoto, Noritaka For For Management 2.4 Elect Director Oki, Hitoshi For For Management 2.5 Elect Director Makiya, Rieko For For Management 2.6 Elect Director Mochizuki, Masahisa For For Management 2.7 Elect Director Murakami, Osamu For For Management 2.8 Elect Director Murayama, Ichiro For For Management 2.9 Elect Director Yazaki, Hirokazu For For Management 2.10 Elect Director Hayama, Tomohide For For Management 2.11 Elect Director Yachi, Hiroyasu For For Management 2.12 Elect Director Mineki, Machiko For For Management 2.13 Elect Director Yazawa, Kenichi For For Management 2.14 Elect Director Chino, Isamu For For Management 3 Appoint Statutory Auditor Takahashi, For For Management Kiyoshi 4 Appoint Alternate Statutory Auditor For For Management Ushijima, Tsutomu 5 Approve Annual Bonus For For Management -------------------------------------------------------------------------------- TOYODA GOSEI CO., LTD. Ticker: 7282 Security ID: J91128108 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 30 2.1 Elect Director Miyazaki, Naoki For For Management 2.2 Elect Director Koyama, Toru For For Management 2.3 Elect Director Yamada, Tomonobu For For Management 2.4 Elect Director Yasuda, Hiroshi For For Management 2.5 Elect Director Oka, Masaki For For Management 2.6 Elect Director Ishikawa, Takashi For For Management 2.7 Elect Director Tsuchiya, Sojiro For For Management 2.8 Elect Director Yamaka, Kimio For For Management 2.9 Elect Director Matsumoto, Mayumi For For Management 3.1 Appoint Statutory Auditor Oiso, Kenji For For Management 3.2 Appoint Statutory Auditor Kako, Chika For Against Management 4 Approve Annual Bonus For For Management 5 Approve Compensation Ceiling for For For Management Directors 6 Approve Restricted Stock Plan For For Management -------------------------------------------------------------------------------- TOYOTA INDUSTRIES CORP. Ticker: 6201 Security ID: J92628106 Meeting Date: JUN 09, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Toyoda, Tetsuro For Abstain Management 1.2 Elect Director Onishi, Akira For Abstain Management 1.3 Elect Director Sasaki, Kazue For Abstain Management 1.4 Elect Director Sasaki, Takuo For Abstain Management 1.5 Elect Director Mizuno, Yojiro For Abstain Management 1.6 Elect Director Ishizaki, Yuji For Abstain Management 1.7 Elect Director Sumi, Shuzo For For Management 1.8 Elect Director Yamanishi, Kenichiro For For Management 1.9 Elect Director Kato, Mitsuhisa For Abstain Management 2.1 Appoint Statutory Auditor Mizuno, For For Management Akihisa 2.2 Appoint Statutory Auditor Watanabe, For Abstain Management Toru 3 Appoint Alternate Statutory Auditor For For Management Furusawa, Hitoshi 4 Approve Annual Bonus For For Management -------------------------------------------------------------------------------- TOYOTA MOTOR CORP. Ticker: 7203 Security ID: J92676113 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Uchiyamada, Takeshi For Against Management 1.2 Elect Director Hayakawa, Shigeru For Against Management 1.3 Elect Director Toyoda, Akio For Against Management 1.4 Elect Director Kobayashi, Koji For Against Management 1.5 Elect Director Terashi, Shigeki For Against Management 1.6 Elect Director James Kuffner For Against Management 1.7 Elect Director Sugawara, Ikuro For For Management 1.8 Elect Director Sir Philip Craven For Against Management 1.9 Elect Director Kudo, Teiko For Against Management 2 Appoint Alternate Statutory Auditor For For Management Sakai, Ryuji 3 Amend Articles to Amend Business Lines For For Management -------------------------------------------------------------------------------- TOYOTA TSUSHO CORP. Ticker: 8015 Security ID: J92719111 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 50 2.1 Elect Director Karube, Jun For For Management 2.2 Elect Director Kashitani, Ichiro For For Management 2.3 Elect Director Yanase, Hideki For For Management 2.4 Elect Director Kondo, Takahiro For For Management 2.5 Elect Director Fujisawa, Kumi For For Management 2.6 Elect Director Komoto, Kunihito For For Management 2.7 Elect Director Didier Leroy For For Management 2.8 Elect Director Inoue, Yukari For For Management 3.1 Appoint Statutory Auditor Miyazaki, For For Management Kazumasa 3.2 Appoint Statutory Auditor Toyoda, For Against Management Shuhei 3.3 Appoint Statutory Auditor Kuwano, For For Management Yuichiro 4 Approve Annual Bonus For For Management 5 Approve Restricted Stock Plan For For Management 6 Approve Compensation Ceiling for For For Management Directors -------------------------------------------------------------------------------- TPG TELECOM LIMITED Ticker: TPM Security ID: Q9159A117 Meeting Date: DEC 04, 2019 Meeting Type: Annual Record Date: DEC 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Remuneration Report For Against Management 2 Elect Joseph Pang as Director For Against Management -------------------------------------------------------------------------------- TPG TELECOM LIMITED Ticker: TPM Security ID: Q9159A117 Meeting Date: JUN 24, 2020 Meeting Type: Court Record Date: JUN 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Scheme of Arrangement in For For Management Relation to the Proposed Merger of TPG Telecom Limited and Vodafone Hutchison Australia Limited -------------------------------------------------------------------------------- TPG TELECOM LIMITED Ticker: TPM Security ID: Q9159A117 Meeting Date: JUN 24, 2020 Meeting Type: Special Record Date: JUN 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve the Change of Company Name to For For Management TPG Corporation Limited -------------------------------------------------------------------------------- TRANSURBAN GROUP LTD. Ticker: TCL Security ID: Q9194A106 Meeting Date: OCT 10, 2019 Meeting Type: Annual Record Date: OCT 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 2a Elect Lindsay Maxsted as Director For For Management 2b Elect Samantha Mostyn as Director For For Management 2c Elect Peter Scott as Director For For Management 3 Approve the Remuneration Report For For Management 4 Approve Grant of Performance Awards to For For Management Scott Charlton -------------------------------------------------------------------------------- TRAVIS PERKINS PLC Ticker: TPK Security ID: G90202105 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Remuneration Policy For For Management 4 Elect Marianne Culver as Director For For Management 5 Elect Blair Illingworth as Director For For Management 6 Elect Nick Roberts as Director For For Management 7 Re-elect Stuart Chambers as Director For For Management 8 Re-elect Coline McConville as Director For For Management 9 Re-elect Pete Redfern as Director For For Management 10 Re-elect Christopher Rogers as Director For For Management 11 Re-elect John Rogers as Director For For Management 12 Re-elect Alan Williams as Director For For Management 13 Reappoint KPMG LLP as Auditors For For Management 14 Authorise Audit Committee to Fix For For Management Remuneration of Auditors 15 Authorise Issue of Equity For For Management 16 Authorise Issue of Equity without For For Management Pre-emptive Rights 17 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 18 Authorise Market Purchase of Ordinary For For Management Shares 19 Adopt New Articles of Association For For Management 20 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- TREASURY WINE ESTATES LIMITED Ticker: TWE Security ID: Q9194S107 Meeting Date: OCT 16, 2019 Meeting Type: Annual Record Date: OCT 14, 2019 # Proposal Mgt Rec Vote Cast Sponsor 2a Elect Louisa Cheang as Director For For Management 2b Elect Ed Chan as Director For For Management 2c Elect Warwick Every-Burns as Director For For Management 2d Elect Garry Hounsell as Director For For Management 2e Elect Colleen Jay as Director For For Management 2f Elect Lauri Shanahan as Director For For Management 2g Elect Paul Rayner as Director For For Management 3 Approve Proportional Takeover Provision For For Management 4 Approve Remuneration Report For For Management 5 Approve Grant of Performance Rights to For For Management Michael Clarke -------------------------------------------------------------------------------- TRELLEBORG AB Ticker: TREL.B Security ID: W96297101 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting; Elect Chairman of Meeting For Did Not Vote Management 2 Prepare and Approve List of For Did Not Vote Management Shareholders 3 Designate Inspector(s) of Minutes of For Did Not Vote Management Meeting 4 Acknowledge Proper Convening of Meeting For Did Not Vote Management 5 Approve Agenda of Meeting For Did Not Vote Management 6 Receive President's Report None None Management 7 Receive Financial Statements and None None Management Statutory Reports 8 Receive Board's Report None None Management 9.a Accept Financial Statements and For Did Not Vote Management Statutory Reports 9.b Approve Allocation of Income and For Did Not Vote Management Dividends of SEK 2.40 Per Share 9.c Approve Discharge of Board and For Did Not Vote Management President 10 Receive Nominating Committee's Report None None Management 11 Determine Number of Members (7) and For Did Not Vote Management Deputy Members (0) of Board 12 Approve Remuneration of Directors in For Did Not Vote Management the Amount of SEK 1.75 Million for Chairman and SEK 600,000 for Other Directors; Approve Remuneration for Committee Work; Approve Remuneration of Auditors 13 Reelect Hans Biorck (Chairman), For Did Not Vote Management Gunilla Fransson, Johan Malmquist, Peter Nilsson, Anne Mette Olesen, Susanne Pahlen Aklundh and Jan Stahlberg as Directors; Ratify Deloitte as Auditors 14 Approve Remuneration Policy And Other For Did Not Vote Management Terms of Employment For Executive Management 15 Close Meeting None None Management -------------------------------------------------------------------------------- TREND MICRO, INC. Ticker: 4704 Security ID: J9298Q104 Meeting Date: MAR 26, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 160 -------------------------------------------------------------------------------- TRYG A/S Ticker: TRYG Security ID: K9640A110 Meeting Date: MAR 30, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Report of Board None None Management 2 Accept Financial Statements and For Did Not Vote Management Statutory Reports 3 Approve Allocation of Income and For Did Not Vote Management Dividends of DKK 8.45 Per Share 4 Approve Discharge of Management and For Did Not Vote Management Board 5 Approve Remuneration of Directors in For Did Not Vote Management the Amount of DKK 1.17 Million for Chairman, DKK 780,000 for Vice Chairman, and DKK 390,000 for Other Directors; Approve Remuneration for Committee Work 6a1 Approve Creation of DKK 151 Million For Did Not Vote Management Pool of Capital without Preemptive Rights 6a2 Approve Equity Plan Financing For Did Not Vote Management 6b Authorize Share Repurchase Program For Did Not Vote Management 6c Amend Corporate Purpose For Did Not Vote Management 6d Amend Articles Re: Editorial Changes For Did Not Vote Management due to Merger of VP Securities A/S and VP Services A/S 6e Amend Articles Re: Change of Standard For Did Not Vote Management Agenda for Annual General Meeting 6f Approve Guidelines for Incentive-Based For Did Not Vote Management Compensation for Executive Management and Board 7a Reelect Jukka Pertola as Member of For Did Not Vote Management Board 7b Reelect Torben Nielsen as Member of For Did Not Vote Management Board 7c Reelect Lene Skole as Member of Board For Did Not Vote Management 7d Reelect Mari Tjomoe as Member of Board For Did Not Vote Management 7e Reelect Carl-Viggo Ostlund as Member For Did Not Vote Management of Board 8 Ratify Deloitte as Auditors For Did Not Vote Management 9 Authorize Editorial Changes to Adopted For Did Not Vote Management Resolutions in Connection with Registration with Danish Authorities 10 Other Business None None Management -------------------------------------------------------------------------------- TS TECH CO., LTD. Ticker: 7313 Security ID: J9299N100 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 43 2 Amend Articles to Clarify Director For For Management Authority on Board Meetings 3.1 Elect Director Yasuda, Masanari For For Management 3.2 Elect Director Nakajima, Yoshitaka For For Management 3.3 Elect Director Hasegawa, Kenichi For For Management 3.4 Elect Director Hayashi, Akihiko For For Management 3.5 Elect Director Arai, Yutaka For For Management 3.6 Elect Director Igaki, Atsushi For For Management 3.7 Elect Director Toba, Eiji For For Management 3.8 Elect Director Kobori, Takahiro For For Management 3.9 Elect Director Suzaki, Yasushi For For Management 3.10 Elect Director Mutaguchi, Teruyasu For For Management 3.11 Elect Director Ogita, Takeshi For For Management 4.1 Appoint Statutory Auditor Sekine, For For Management Tatsuo 4.2 Appoint Statutory Auditor Hayashi, For For Management Hajime 5 Appoint Alternate Statutory Auditor For For Management Yamada, Hideo -------------------------------------------------------------------------------- TSURUHA HOLDINGS, INC. Ticker: 3391 Security ID: J9348C105 Meeting Date: AUG 09, 2019 Meeting Type: Annual Record Date: MAY 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Tsuruha, Tatsuru For Abstain Management 1.2 Elect Director Horikawa, Masashi For Abstain Management 1.3 Elect Director Tsuruha, Jun For Abstain Management 1.4 Elect Director Goto, Teruaki For Abstain Management 1.5 Elect Director Abe, Mitsunobu For Abstain Management 1.6 Elect Director Mitsuhashi, Shinya For Abstain Management 1.7 Elect Director Ogawa, Hisaya For Abstain Management 1.8 Elect Director Okada, Motoya For Abstain Management 1.9 Elect Director Yamada, Eiji For Abstain Management 1.10 Elect Director Murakami, Shoichi For Abstain Management 1.11 Elect Director Atsumi, Fumiaki For Abstain Management 1.12 Elect Director Fujii, Fumiyo For For Management 1.13 Elect Director Sato, Harumi For For Management 2 Appoint Alternate Statutory Auditor For For Management Yamazaki, Mikine -------------------------------------------------------------------------------- TUI AG Ticker: TUI Security ID: D8484K166 Meeting Date: FEB 11, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2018/19 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 0.54 per Share 3.1 Approve Discharge of Management Board For For Management Member Friedrich Joussen for Fiscal 2018/19 3.2 Approve Discharge of Management Board For For Management Member Birgit Conix for Fiscal 2018/19 3.3 Approve Discharge of Management Board For For Management Member David Burling for Fiscal 2018/19 3.4 Approve Discharge of Management Board For For Management Member Sebastian Ebel for Fiscal 2018/19 3.5 Approve Discharge of Management Board For For Management Member Elke Eller for Fiscal 2018/19 3.6 Approve Discharge of Management Board For For Management Member Frank Rosenberger for Fiscal 2018/19 4.1 Approve Discharge of Supervisory Board For For Management Member Dieter Zetsche for Fiscal 2018/19 4.2 Approve Discharge of Supervisory Board For For Management Member Frank Jakobi for Fiscal 2018/19 4.3 Approve Discharge of Supervisory Board For For Management Member Peter Long for Fiscal 2018/19 4.4 Approve Discharge of Supervisory Board For For Management Member Andreas Barczewski for Fiscal 2018/19 4.5 Approve Discharge of Supervisory Board For For Management Member Peter Bremme for Fiscal 2018/19 4.6 Approve Discharge of Supervisory Board For For Management Member Edgar Ernst for Fiscal 2018/19 4.7 Approve Discharge of Supervisory Board For For Management Member Wolfgang Flintermann for Fiscal 2018/19 4.8 Approve Discharge of Supervisory Board For For Management Member Angelika Gifford for Fiscal 2018/19 4.9 Approve Discharge of Supervisory Board For For Management Member Valerie Gooding for Fiscal 2018/19 4.10 Approve Discharge of Supervisory Board For For Management Member Dierk Hirschel for Fiscal 2018/19 4.11 Approve Discharge of Supervisory Board For For Management Member Janis Kong for Fiscal 2018/19 4.12 Approve Discharge of Supervisory Board For For Management Member Vladimir Lukin for Fiscal 2018/19 4.13 Approve Discharge of Supervisory Board For For Management Member Klaus Mangold for Fiscal 2018/19 4.14 Approve Discharge of Supervisory Board For For Management Member Coline McConville for Fiscal 2018/19 4.15 Approve Discharge of Supervisory Board For For Management Member Alexey Mordashov for Fiscal 2018/19 4.16 Approve Discharge of Supervisory Board For For Management Member Michael Poenipp for Fiscal 2018/19 4.17 Approve Discharge of Supervisory Board For For Management Member Carmen Gueell for Fiscal 2018/19 4.18 Approve Discharge of Supervisory Board For For Management Member Carola Schwirn for Fiscal 2018/19 4.19 Approve Discharge of Supervisory Board For For Management Member Anette Strempel for Fiscal 2018/19 4.20 Approve Discharge of Supervisory Board For For Management Member Ortwin Strubelt for Fiscal 2018/19 4.21 Approve Discharge of Supervisory Board For For Management Member Joan Riu for Fiscal 2018/19 4.22 Approve Discharge of Supervisory Board For For Management Member Stefan Weinhofer for Fiscal 2018/19 5 Ratify Deloitte GmbH as Auditors for For For Management Fiscal 2019/20 6 Authorize Share Repurchase Program and For For Management Reissuance or Cancellation of Repurchased Shares 7 Amend Articles of Association For For Management 8.1 Elect Vladimir Lukin to the For For Management Supervisory Board 8.2 Elect Coline McConville to the For For Management Supervisory Board 8.3 Elect Maria Corces to the Supervisory For For Management Board 8.4 Elect Ingrid-Helen Arnold to the For For Management Supervisory Board 9 Approve Remuneration Policy For For Management -------------------------------------------------------------------------------- TV ASAHI HOLDINGS CORP. Ticker: 9409 Security ID: J93646107 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 20 2.1 Elect Director Hayakawa, Hiroshi For Against Management 2.2 Elect Director Yoshida, Shinichi For Against Management 2.3 Elect Director Sunami, Gengo For For Management 2.4 Elect Director Fujinoki, Masaya For For Management 2.5 Elect Director Kameyama, Keiji For For Management 2.6 Elect Director Takeda, Toru For For Management 2.7 Elect Director Shinozuka, Hiroshi For For Management 2.8 Elect Director Hamashima, Satoshi For For Management 2.9 Elect Director Itabashi, Junji For For Management 2.10 Elect Director Nishi, Arata For For Management 2.11 Elect Director Okada, Tsuyoshi For For Management 2.12 Elect Director Watanabe, Masataka For For Management 2.13 Elect Director Oba, Hiroshi For For Management 2.14 Elect Director Konishi, Miwako For For Management 2.15 Elect Director Takada, Satoru For For Management 2.16 Elect Director Yamamoto, Shinya For For Management 3 Initiate Share Repurchase Program Against For Shareholder -------------------------------------------------------------------------------- UBE INDUSTRIES LTD. Ticker: 4208 Security ID: J93796159 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 45 2.1 Elect Director Yamamoto, Yuzuru For For Management 2.2 Elect Director Izumihara, Masato For For Management 2.3 Elect Director Koyama, Makoto For For Management 2.4 Elect Director Fujii, Masayuki For For Management 2.5 Elect Director Terui, Keiko For For Management 2.6 Elect Director Higashi, Tetsuro For For Management 3 Elect Alternate Director and Audit For For Management Committee Member Terui, Keiko -------------------------------------------------------------------------------- UBISOFT ENTERTAINMENT SA Ticker: UBI Security ID: F9396N106 Meeting Date: JUL 02, 2019 Meeting Type: Annual/Special Record Date: JUN 28, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income and For For Management Absence of Dividends 3 Approve Consolidated Financial For For Management Statements and Statutory Reports 4 Approve Auditors' Special Report on For For Management Related-Party Transactions 5 Approve Compensation of Yves For For Management Guillemot, Chairman and CEO 6 Approve Compensation of Claude For For Management Guillemot, Vice-CEO 7 Approve Compensation of Michel For For Management Guillemot, Vice-CEO 8 Approve Compensation of Gerard For For Management Guillemot, Vice-CEO 9 Approve Compensation of Christian For For Management Guillemot, Vice-CEO 10 Approve Remuneration Policy for For For Management Chairman and CEO 11 Approve Remuneration Policy for For For Management Vice-CEOs 12 Reelect Virginie Haas as Director For For Management 13 Reelect Corinne Fernandez-Handelsman For For Management as Director 14 Renew Appointment of KPMG SA as Auditor For For Management 15 Acknowledge End of Mandate of KPMG For For Management Audit IS SAS as Alternate Auditor and Decision to Neither Replace Nor Renew 16 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 17 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 18 Authorize Capitalization of Reserves For For Management of Up to EUR 10 Million for Bonus Issue or Increase in Par Value 19 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 1.45 Million 20 Authorize Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 850,000 21 Approve Issuance of Equity or For For Management Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 850,000 22 Authorize Board to Set Issue Price for For For Management 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights 23 Authorize Capital Increase of up to 10 For For Management Percent of Issued Capital for Contributions in Kind 24 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 25 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans (International Subsidiaries) 26 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans, Reserved for Employees and Corporate Officers of International Subsidiaries (Specific Countries) 27 Authorize up to 2 Percent of Issued For Against Management Capital for Use in Restricted Stock Plans 28 Set Total Limit for Capital Increase For For Management to Result from Issuance Requests Under Items 19 to 27 at EUR 4 Million 29 Amend Article 8 of Bylaws Re: Employee For For Management Representative 30 Amend Article 14 of Bylaws Re: Auditors For For Management 31 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- UCB SA Ticker: UCB Security ID: B93562120 Meeting Date: APR 30, 2020 Meeting Type: Annual/Special Record Date: APR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Directors' Reports (Non-Voting) None None Management 2 Receive Auditors' Reports (Non-Voting) None None Management 3 Receive Consolidated Financial None None Management Statements and Statutory Reports (Non-Voting) 4 Approve Financial Statements, For For Management Allocation of Income, and Dividends of EUR 1.24 per Share 5 Approve Remuneration Report For Against Management 6 Approve Remuneration Policy For Against Management 7 Approve Discharge of Directors For For Management 8 Approve Discharge of Auditors For For Management 9.1A Reelect Pierre Gurdjian as Director For For Management 9.1B Indicate Pierre Gurdjian as For For Management Independent Director 9.2A Reelect Ulf Wiinberg as Director For For Management 9.2B Indicate Ulf Wiinberg as Independent For For Management Director 9.3 Reelect Charles-Antoine Janssen as For Against Management Director 10 Approve Long-Term Incentive Plan For For Management 11.1 Approve Change-of-Control Clause Re: For For Management Renewal of EMTN Program 11.2 Approve Change-of-Control Clause Re: For For Management Term Facility Agreement 11.3 Approve Change-of-Control Clause Re: For For Management Revolving Facility Agreement 1 Amend Articles Re: New Belgian Code of For For Management Companies and Associations 2 Receive Special Board Report Re: None None Management Renewal of Authorized Capital 3 Renew Authorization to Increase Share For For Management Capital within the Framework of Authorized Capital 4 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital -------------------------------------------------------------------------------- UMICORE Ticker: UMI Security ID: B95505184 Meeting Date: APR 30, 2020 Meeting Type: Annual/Special Record Date: APR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Directors' and Auditors' None None Management Reports (Non-Voting) 2 Approve Remuneration Report For For Management 3 Approve Remuneration Policy For For Management 4 Approve Financial Statements, For For Management Allocation of Income, and Dividends of EUR 0.375 per Share 5 Receive Consolidated Financial None None Management Statements and Statutory Reports (Non-Voting) 6 Approve Discharge of Directors For For Management 7 Approve Discharge of Auditors For For Management 8.1 Reelect Ines Kolmsee as Independent For For Management Director 8.2 Reelect Liat Ben-Zur as Independent For For Management Director 8.3 Elect Mario Armero as Director For For Management 9 Approve Remuneration of Directors For For Management 10 Ratify PricewaterhouseCoopers as For For Management Auditor and Approve Auditors' Remuneration 1 Approve Change-of-Control Clause Re: For For Management Note Purchase Agreement 1 Amend Articles Re: Alignment on the For For Management Rules of Code on Companies and Associations 2 Elect Supervisory Board Members For For Management 3 Authorize Implementation of Approved For For Management Resolutions, Coordination of Articles of Association, and Filing of Required Documents/Formalities at Trade Registry -------------------------------------------------------------------------------- UNI-PRESIDENT CHINA HOLDINGS LTD. Ticker: 220 Security ID: G9222R106 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Lo Chih-Hsien as Director For For Management 3b Elect Liu Xinhua as Director For For Management 3c Elect Su Tsung-Ming as Director For For Management 4 Authorize Board to Fix the For For Management Remuneration of Directors 5 Approve PricewaterhouseCoopers as For For Management Auditors and Authorize Board to Fix Their Remuneration 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Authorize Repurchase of Issued Share For For Management Capital 8 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- UNI-PRESIDENT CHINA HOLDINGS LTD. Ticker: 220 Security ID: G9222R106 Meeting Date: MAY 22, 2020 Meeting Type: Special Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2020 Framework Purchase For For Management Agreement and Annual Caps -------------------------------------------------------------------------------- UNIBAIL-RODAMCO-WESTFIELD Ticker: URW Security ID: F95094581 Meeting Date: MAY 15, 2020 Meeting Type: Annual/Special Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 5.40 per Share 4 Approve Auditors' Special Report on For For Management Related-Party Transactions Mentioning the Absence of New Transactions 5 Approve Compensation of Christophe For For Management Cuvillier, Chairman of the Management Board 6 Approve Compensation of Jaap Tonckens, For For Management Member of the Management Board 7 Approve Compensation of Colin Dyer, For For Management Chairman of the Supervisory Board 8 Approve Compensation Report of For For Management Corporate Officers 9 Approve Remuneration Policy for For For Management Chairman of the Management Board 10 Approve Remuneration Policy for For For Management Management Board Members 11 Approve Remuneration Policy for For For Management Supervisory Board Members 12 Reelect Colin Dyer as Supervisory For For Management Board Member 13 Reelect Philippe Collombel as For For Management Supervisory Board Member 14 Reelect Dagmar Kollmann as Supervisory For For Management Board Member 15 Reelect Roderick Munsters as For For Management Supervisory Board Member 16 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 17 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 18 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 100 Million 19 Authorize Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 60 Million 20 Authorize Board to Increase Capital in For For Management the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above Under Items 18-19 21 Authorize Capital Increase of up to 10 For For Management Percent of Issued Capital for Contributions in Kind 22 Authorize Capital Issuances for Use in For Against Management Employee Stock Purchase Plans 23 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- UNICHARM CORP. Ticker: 8113 Security ID: J94104114 Meeting Date: MAR 25, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Takahara, Takahisa For For Management 1.2 Elect Director Ishikawa, Eiji For For Management 1.3 Elect Director Mori, Shinji For For Management 2 Approve Restricted Stock Plan For For Management -------------------------------------------------------------------------------- UNILEVER NV Ticker: UNA Security ID: N8981F289 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: APR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Discussion of the Annual Report and None None Management Accounts for the 2019 Financial Year 2 Approve Financial Statements and For For Management Allocation of Income 3 Approve Remuneration Report For For Management 4 Approve Discharge of Executive For For Management Directors 5 Approve Discharge of Non-Executive For For Management Directors 6 Reelect N Andersen as Non-Executive For For Management Director 7 Reelect L Cha as Non-Executive Director For For Management 8 Reelect V Colao as Non-Executive For For Management Director 9 Reelect J Hartmann as Non-Executive For For Management Director 10 Reelect A Jope as Executive Director For For Management 11 Reelect A Jung as Non-Executive For For Management Director 12 Reelect S Kilsby as Non-Executive For For Management Director 13 Reelect S Masiyiwa as Non-Executive For For Management Director 14 Reelect Y Moon as Non-Executive For For Management Director 15 Reelect G Pitkethly as Executive For For Management Director 16 Reelect J Rishton as Director For For Management 17 Reelect F Sijbesma as Director For For Management 18 Ratify KPMG as Auditors For For Management 19 Grant Board Authority to Issue Shares For For Management 20 Authorize Board to Exclude Preemptive For For Management Rights from Share Issuances for General Corporate Purposes 21 Authorize Board to Exclude Preemptive For For Management Rights from Share Issuances for Acquisition or Specified Capital Investment Purposes 22 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 23 Approve Reduction in Share Capital For For Management through Cancellation of Ordinary Shares -------------------------------------------------------------------------------- UNILEVER PLC Ticker: ULVR Security ID: G92087165 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: APR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Re-elect Nils Andersen as Director For For Management 4 Re-elect Laura Cha as Director For For Management 5 Re-elect Vittorio Colao as Director For For Management 6 Re-elect Dr Judith Hartmann as Director For For Management 7 Re-elect Alan Jope as Director For For Management 8 Re-elect Andrea Jung as Director For For Management 9 Re-elect Susan Kilsby as Director For For Management 10 Re-elect Strive Masiyiwa as Director For For Management 11 Re-elect Youngme Moon as Director For For Management 12 Re-elect Graeme Pitkethly as Director For For Management 13 Re-elect John Rishton as Director For For Management 14 Re-elect Feike Sijbesma as Director For For Management 15 Reappoint KPMG LLP as Auditors For For Management 16 Authorise Board to Fix Remuneration of For For Management Auditors 17 Authorise EU Political Donations and For For Management Expenditure 18 Authorise Issue of Equity For For Management 19 Authorise Issue of Equity without For For Management Pre-emptive Rights 20 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 21 Authorise Market Purchase of Ordinary For For Management Shares 22 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- UNIPER SE Ticker: UN01 Security ID: D8530Z100 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 1.15 per Share 3 Approve Discharge of Management Board For For Management for Fiscal 2017 4 Approve Discharge of Management Board For For Management for Fiscal 2018 5 Approve Discharge of Management Board For For Management for Fiscal 2019 6 Approve Discharge of Supervisory Board For For Management for Fiscal 2019 7 Ratify PricewaterhouseCoopers GmbH as For For Management Auditors for Fiscal 2020 8.1 Elect Werner Brinker to the For For Management Supervisory Board 8.2 Elect Bernhard Guenther to the For For Management Supervisory Board 8.3 Elect Klaus-Dieter Maubach to the For Against Management Supervisory Board 8.4 Elect Sirpa-Helena Sormunen to the For Against Management Supervisory Board 8.5 Elect Tiina Tuomela to the Supervisory For Against Management Board -------------------------------------------------------------------------------- UNIPOLSAI ASSICURAZIONI SPA Ticker: US Security ID: T9647G103 Meeting Date: APR 29, 2020 Meeting Type: Annual/Special Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements, For For Management Statutory Reports, and Allocation of Income 2 Elect Roberto Pittalis as Director None For Shareholder 3.1 Approve Remuneration Policy For Against Management 3.2 Approve Second Section of the For Against Management Remuneration Report 4 Authorize Share Repurchase Program and For Against Management Reissuance of Repurchased Shares 1 Amend Company Bylaws Re: Articles 5, For Against Management 6, 7, 10, and 15 A Deliberations on Possible Legal Action None Against Management Against Directors if Presented by Shareholders -------------------------------------------------------------------------------- UNITED INTERNET AG Ticker: UTDI Security ID: D8542B125 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 0.50 per Share 3.1 Approve Discharge of Management Board For For Management Member Ralph Dommermuth for Fiscal 2019 3.2 Approve Discharge of Management Board For For Management Member Frank Krause for Fiscal 2019 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2019 5 Ratify Ernst & Young GmbH as Auditors For For Management for Fiscal 2020 6.1 Elect Claudia Borgas-Herold to the For For Management Supervisory Board 6.2 Elect Manuel del Castillo-Olivares to For For Management the Supervisory Board 6.3 Elect Kurt Dobitsch to the Supervisory For For Management Board 7.1 Approve Increase in Size of Board to For For Management Six Members 7.2 Approve Creation of Further Delegation For Against Management Right for Ralph Dommermuth 8.1 Elect Michael Scheeren to the For For Management Supervisory Board 8.2 Elect Philipp von Bismarck to the For For Management Supervisory Board 8.3 Elect Yasmin Weiss to the Supervisory For For Management Board 9.1 Approve Revocation of May 21, 2015 AGM For For Management Resolution on Remuneration 9.2 Approve Remuneration of Supervisory For For Management Board 10 Amend Articles Re: Annulment of the For For Management Clause Regarding the Form of the Transmission of AGM Convocation Notices to Credit Institutions 11.1 Amend Articles Re: Online Participation For For Management 11.2 Amend Articles Re: Absentee Vote For For Management 11.3 Amend Articles Re: General Meeting For For Management Chairman; Participation of Board Members 11.4 Amend Articles Re: Supervisory Board For For Management Attendance at General Meetings 12 Amend Articles Re: Interim Dividend For For Management 13 Approve Creation of EUR 77.5 Million For Against Management Pool of Capital with Partial Exclusion of Preemptive Rights 14 Approve Issuance of Warrants/Bonds For Against Management with Warrants Attached/Convertible Bonds with Partial Exclusion of Preemptive Rights up to Aggregate Nominal Amount of EUR 900 Million; Approve Creation of EUR 25 Million Pool of Capital to Guarantee Conversion Rights 15 Authorize Share Repurchase Program and For For Management Reissuance or Cancellation of Repurchased Shares -------------------------------------------------------------------------------- UNITED OVERSEAS BANK LIMITED (SINGAPORE) Ticker: U11 Security ID: Y9T10P105 Meeting Date: JUN 05, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and For For Management Directors' and Auditors' Reports 2 Approve Final and Special Dividend For For Management 3 Approve Directors' Fees For For Management 4 Approve Ernst & Young LLP as Auditors For For Management and Authorize Directors to Fix Their Remuneration 5 Elect Wee Ee Cheong as Director For For Management 6 Elect Alexander Charles Hungate as For For Management Director 7 Elect Michael Lien Jown Leam as For For Management Director 8 Elect Steven Phan Swee Kim as Director For For Management 9 Approve Issuance of Equity or For For Management Equity-Linked Securities with or without Preemptive Rights 10 Approve Issuance of Shares Pursuant to For For Management the UOB Scrip Dividend Scheme 11 Authorize Share Repurchase Program For For Management -------------------------------------------------------------------------------- UNITED UTILITIES GROUP PLC Ticker: UU Security ID: G92755100 Meeting Date: JUL 26, 2019 Meeting Type: Annual Record Date: JUL 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Approve Remuneration Report For For Management 4 Approve Remuneration Policy For For Management 5 Re-elect Dr John McAdam as Director For For Management 6 Re-elect Steve Mogford as Director For For Management 7 Re-elect Russ Houlden as Director For For Management 8 Re-elect Steve Fraser as Director For For Management 9 Re-elect Mark Clare as Director For For Management 10 Re-elect Sara Weller as Director For For Management 11 Re-elect Brian May as Director For For Management 12 Re-elect Stephen Carter as Director For For Management 13 Re-elect Alison Goligher as Director For For Management 14 Re-elect Paulette Rowe as Director For For Management 15 Elect Sir David Higgins as Director For For Management 16 Reappoint KPMG LLP as Auditors For For Management 17 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 18 Authorise Issue of Equity For For Management 19 Authorise Issue of Equity without For For Management Pre-emptive Rights 20 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 21 Authorise Market Purchase of Ordinary For For Management Shares 22 Authorise the Company to Call General For For Management Meeting with 14 Working Days' Notice 23 Authorise EU Political Donations and For For Management Expenditure -------------------------------------------------------------------------------- UOL GROUP LIMITED Ticker: U14 Security ID: Y9299W103 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and For For Management Directors' and Auditors' Reports 2 Approve First and Final Dividend For For Management 3 Approve Directors' Fees For For Management 4 Elect Low Weng Keong as Director For Against Management 5 Elect Tan Tiong Cheng as Director For Against Management 6 Elect Poon Hon Thang Samuel as Director For Against Management 7 Elect Lee Chin Yong Francis as Director For For Management 8 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 9 Approve Grant of Options and Issuance For Against Management of Shares Under the UOL 2012 Share Option Scheme 10 Approve Issuance of Equity or For For Management Equity-Linked Securities with or without Preemptive Rights 11 Authorize Share Repurchase Program For For Management -------------------------------------------------------------------------------- UPM-KYMMENE OYJ Ticker: UPM Security ID: X9518S108 Meeting Date: MAR 31, 2020 Meeting Type: Annual Record Date: MAR 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Call the Meeting to Order None None Management 3 Designate Inspector or Shareholder For For Management Representative(s) of Minutes of Meeting 4 Acknowledge Proper Convening of Meeting For For Management 5 Prepare and Approve List of For For Management Shareholders 6 Receive Financial Statements and None None Management Statutory Reports 7 Accept Financial Statements and For For Management Statutory Reports 8 Approve Allocation of Income and For For Management Dividends of EUR 1.30 Per Share 9 Approve Discharge of Board and For For Management President 10 Approve Remuneration Policy And Other For For Management Terms of Employment For Executive Management 11 Remuneration of Directors in the For For Management Amount of EUR 190,000 for Chairman, EUR 135,000 for Deputy Chairman and EUR 110,000 for Other Directors; Approve Compensation for Committee Work 12 Fix Number of Directors at Ten For For Management 13 Reelect Berndt Brunow, Henrik For For Management Ehrnrooth, Piia-Noora Kauppi, Marjan Oudeman, Ari Puheloinen, Veli-Matti Reinikkala, Kim Wahl and Bjorn Wahlroos as Directors; Elect Emma FitzGerald and Martin a Porta as New Directors 14 Approve Remuneration of Auditors For For Management 15 Ratify PricewaterhouseCoopers as For For Management Auditors 16 Approve Issuance of up to 25 Million For For Management Shares without Preemptive Rights 17 Authorize Share Repurchase Program For For Management 18 Authorize Charitable Donations For For Management 19 Close Meeting None None Management -------------------------------------------------------------------------------- USHIO, INC. Ticker: 6925 Security ID: J94456118 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 26 2.1 Elect Director Naito, Koji For For Management 2.2 Elect Director Kawamura, Naoki For For Management 2.3 Elect Director Kamiyama, Kazuhisa For For Management 2.4 Elect Director Ushio, Jiro For For Management 2.5 Elect Director Ushio, Shiro For For Management 2.6 Elect Director Hara, Yoshinari For For Management 2.7 Elect Director Kanemaru, Yasufumi For For Management 2.8 Elect Director Sakie Tachibana For For Management Fukushima 2.9 Elect Director Sasaki, Toyonari For For Management 3.1 Elect Director and Audit Committee For For Management Member Kobayashi, Nobuyuki 3.2 Elect Director and Audit Committee For For Management Member Sugihara, Rei 3.3 Elect Director and Audit Committee For For Management Member Sunaga, Akemi -------------------------------------------------------------------------------- USS CO., LTD. Ticker: 4732 Security ID: J9446Z105 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 29.8 2.1 Elect Director Ando, Yukihiro For For Management 2.2 Elect Director Seta, Dai For For Management 2.3 Elect Director Yamanaka, Masafumi For For Management 2.4 Elect Director Akase, Masayuki For For Management 2.5 Elect Director Ikeda, Hiromitsu For For Management 2.6 Elect Director Tamura, Hitoshi For For Management 2.7 Elect Director Kato, Akihiko For For Management 2.8 Elect Director Takagi, Nobuko For For Management -------------------------------------------------------------------------------- VALEO SA Ticker: FR Security ID: F96221340 Meeting Date: JUN 25, 2020 Meeting Type: Annual/Special Record Date: JUN 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 0.20 per Share 4 Approve Auditors' Special Report on For For Management Related-Party Transactions 5 Ratify Appointment of Bpifrance For For Management Participations as Director 6 Ratify Appointment of Fonds For For Management Strategique de Participation as Director 7 Reelect Thierry Moulonguet as Director For For Management 8 Reelect Ulrike Steinhorst as Director For For Management 9 Reelect Fonds Strategique de For For Management Participation as Director 10 Approve Compensation Report of For For Management Corporate Officers 11 Approve Compensation of Jacques For Against Management Aschenbroich, Chairman and CEO 12 Approve Remuneration Policy of For For Management Directors 13 Approve Remuneration Policy of For Against Management Chairman and CEO 14 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 15 Delegate Powers to the Board to Amend For Against Management Bylaws to Comply with Legal Changes 16 Amend Articles 14, 16, 18 and 23 of For For Management Bylaws to Comply with Legal Changes 17 Approve Change of Corporate Form to For For Management Societe Europeenne (SE) 18 Pursuant to Item 17 Above, Adopt New For For Management Bylaws 19 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- VENTURE CORPORATION LIMITED Ticker: V03 Security ID: Y9361F111 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and For For Management Directors' and Auditors' Reports 2 Approve Final Dividend For For Management 3 Elect Jonathan S. Huberman as Director For For Management 4 Elect Han Thong Kwang as Director For For Management 5 Approve Directors' Fees For For Management 6 Approve Deloitte & Touche LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 7 Approve Issuance of Equity or For For Management Equity-Linked Securities with or without Preemptive Rights 8 Approve Grant of Options and Issuance For For Management of Shares Under the Venture Corporation Executives' Share Option Scheme 2015 9 Authorize Share Repurchase Program For For Management -------------------------------------------------------------------------------- VEOLIA ENVIRONNEMENT SA Ticker: VIE Security ID: F9686M107 Meeting Date: APR 22, 2020 Meeting Type: Annual/Special Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Non-Deductible Expenses For For Management 4 Approve Allocation of Income and For For Management Dividends of EUR 0.50 per Share 5 Approve Auditors' Special Report on For For Management Related-Party Transactions Mentioning the Absence of New Transactions 6 Reelect Jacques Aschenbroich as For Against Management Director 7 Reelect Isabelle Courville as Director For For Management 8 Reelect Nathalie Rachou as Director For For Management 9 Reelect Guillaume Texier as Director For For Management 10 Approve Compensation of Antoine For Against Management Frerot, Chairman and CEO 11 Approve Compensation Report of For For Management Corporate Officers 12 Approve Remuneration Policy of For Against Management Chairman and CEO 13 Approve Remuneration Policy of For For Management Corporate Officers 14 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 15 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 850 Million 16 Authorize Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 283 Million 17 Approve Issuance of Equity or For For Management Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 283 Million 18 Authorize Capital Increase of up to For For Management Aggregate Nominal Amount of EUR 283 Million for Contributions in Kind 19 Authorize Board to Increase Capital in For For Management the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote 20 Authorize Capitalization of Reserves For For Management of Up to EUR 400 Million for Bonus Issue or Increase in Par Value 21 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 22 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans Reserved for Employees of the Group's Subsidiaries 23 Authorize up to 0.5 Percent of Issued For Against Management Capital for Use in Restricted Stock Plans 24 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 25 Amend Articles 8, 11, 12, 15, 17, 18 For For Management and 20 of Bylaws Re: Shares, Board Composition, Chairman of the Board, Board Power, Remuneration of the Board, Censor and Vice-CEO 26 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- VERBUND AG Ticker: VER Security ID: A91460104 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: JUN 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 0.69 per Share 3 Approve Discharge of Management Board For For Management for Fiscal 2019 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2019 5 Ratify Deloitte GmbH as Auditors for For For Management Fiscal 2020 6 Approve Remuneration Policy For For Management 7.1 Elect Christine Catasta as Supervisory For Against Management Board Member 7.2 Elect Eckhardt Ruemmler as Supervisory For Against Management Board Member 7.3 Elect Juergen Roth as Supervisory For For Management Board Member 7.4 Elect Christa Schlager as Supervisory For Against Management Board Member 7.5 Elect Stefan Szyszkowitz as For Against Management Supervisory Board Member 7.6 Elect Peter Weinelt as Supervisory For Against Management Board Member 7.7 Elect Susan Hennersdorf as Supervisory For Against Management Board Member 7.8 Elect Barbara Praetorius as For Against Management Supervisory Board Member -------------------------------------------------------------------------------- VESTAS WIND SYSTEMS A/S Ticker: VWS Security ID: K9773J128 Meeting Date: APR 07, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Report of Board None None Management 2 Accept Financial Statements and For Did Not Vote Management Statutory Reports 3 Approve Allocation of Income and For Did Not Vote Management Dividends of DKK 7.93 Per Share 4.a Elect Anders Runevad as New Director For Did Not Vote Management 4.b Reelect Bert Nordberg as Director For Did Not Vote Management 4.c Reelect Bruce Grant as Director For Did Not Vote Management 4.d Reelect Carsten Bjerg as Director For Did Not Vote Management 4.e Reelect Eva Merete Sofelde Berneke as For Did Not Vote Management Director 4.f Reelect Helle Thorning-Schmidt as For Did Not Vote Management Director 4.g Elect Karl-Henrik Sundstrom as New For Did Not Vote Management Director 4.h Reelect Lars Josefsson as Director For Did Not Vote Management 5.1 Approve Remuneration of Directors for For Did Not Vote Management 2019 5.2 Approve Remuneration of Directors for For Did Not Vote Management 2020 at DKK 1.28 Million for Chairman, DKK 850,000 for Vice Chairman, and DKK 425,000 for Other Directors; Approve Remuneration for Committee Work 6 Ratify PricewaterhouseCoopers as For Did Not Vote Management Auditors 7.1 Approve Guidelines for Incentive-Based For Did Not Vote Management Compensation for Executive Management and Board 7.2 Amend Articles Re: Change of Standard For Did Not Vote Management Agenda for Annual General Meeting 7.3 Approve DKK 1.9 Million Reduction in For Did Not Vote Management Share Capital via Share Cancellation 7.4 Authorize Share Repurchase Program For Did Not Vote Management 8 Authorize Editorial Changes to Adopted For Did Not Vote Management Resolutions in Connection with Registration with Danish Authorities 9 Other Business None None Management -------------------------------------------------------------------------------- VICINITY CENTRES Ticker: VCX Security ID: Q9395F102 Meeting Date: NOV 14, 2019 Meeting Type: Annual/Special Record Date: NOV 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 2 Approve Remuneration Report For For Management 3a Elect Trevor Gerber as Director For For Management 3b Elect David Thurin as Director For For Management 4 Approve Grant of Performance Rights to For For Management Grant Kelley -------------------------------------------------------------------------------- VIFOR PHARMA AG Ticker: VIFN Security ID: H9150Q103 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Discharge of Board and Senior For For Management Management 3 Approve Allocation of Income and For For Management Dividends of CHF 2.00 per Share 4 Approve Remuneration Report For For Management 5.1 Approve Remuneration of Directors in For For Management the Amount of CHF 4 Million 5.2 Approve Remuneration of Executive For For Management Committee in the Amount of CHF 18.5 Million 6 Approve Creation of CHF 65,000 Pool of For For Management Capital without Preemptive Rights 7.1.1 Reelect Jacques Theurillat as Director For Against Management and Board Chairman 7.1.2 Reelect Romeo Cerutti as Director For Against Management 7.1.3 Reelect Michel Burnier as Director For Against Management 7.1.4 Reelect Sue Mahony as Director For Against Management 7.1.5 Reelect Kim Stratton as Director For Against Management 7.1.6 Reelect Gianni Zampieri as Director For Against Management 7.1.7 Elect Gilbert Achermann as Director For For Management 7.2.1 Reappoint Sue Mahony as Member of the For Against Management Compensation Committee 7.2.2 Reappoint Michel Burnier as Member of For Against Management the Compensation Committee 7.2.3 Reappoint Romeo Cerutti as Member of For Against Management the Compensation Committee 7.3 Designate Walder Wyss AG as For For Management Independent Proxy 7.4 Ratify Ernst & Young AG as Auditors For For Management 8 Transact Other Business (Voting) For Against Management -------------------------------------------------------------------------------- VINCI SA Ticker: DG Security ID: F5879X108 Meeting Date: JUN 18, 2020 Meeting Type: Annual/Special Record Date: JUN 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Consolidated Financial For For Management Statements and Statutory Reports 2 Approve Financial Statements and For For Management Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 2.04 per Share 4 Approve Stock Dividend Program For For Management 5 Elect Benoit Bazin as Director For For Management 6 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 7 Approve Remuneration Policy of Board For Against Management Members 8 Approve Remuneration Policy of Xavier For Against Management Huillard, Chairman and CEO 9 Approve Compensation Report of For Against Management Corporate Officers 10 Approve Compensation of Xavier For Against Management Huillard, Chairman and CEO 11 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 12 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 13 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries 14 Authorize up to 1 Percent of Issued For Against Management Capital for Use in Restricted Stock Plans Reserved for Employees With Performance Conditions Attached 15 Amend Article 13 of Bylaws Re: Board For For Management Members Deliberation via Written Consultation 16 Amend Article 14 of Bylaws Re: Board For For Management Members Remuneration 17 Amend Article 15 of Bylaws Re: Board For For Management Powers 18 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- VITASOY INTERNATIONAL HOLDINGS LIMITED Ticker: 345 Security ID: Y93794108 Meeting Date: SEP 04, 2019 Meeting Type: Annual Record Date: AUG 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3A1 Elect Winston Yau-Lai Lo as Director For For Management 3A2 Elect Paul Jeremy Brough as Director For Against Management 3A3 Elect Roberto Guidetti as Director For For Management 3B Authorize Board to Fix Remuneration of For For Management Directors 4 Approve KPMG as Auditors and Authorize For Against Management Board to Fix Their Remuneration 5A Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 5B Authorize Repurchase of Issued Share For For Management Capital 5C Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- VIVENDI SA Ticker: VIV Security ID: F97982106 Meeting Date: APR 20, 2020 Meeting Type: Annual/Special Record Date: APR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 0.60 per Share 4 Reelect Yannick Bollore as Supervisory For Against Management Board Member 5 Elect Laurent Dassault as Supervisory For For Management Board Member 6 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 7 Approve Auditors' Special Report on For Against Management Related-Party Transactions 8 Approve Compensation Report of For Against Management Corporate Officers 9 Approve Compensation of Yannick For Against Management Bollore, Chairman of the Supervisory Board 10 Approve Compensation of Arnaud de For Against Management Puyfontaine, Chairman of the Management Board 11 Approve Compensation of Gilles Alix, For Against Management Management Board Member 12 Approve Compensation of Cedric de For Against Management Bailliencourt, Management Board Member 13 Approve Compensation of Frederic For Against Management Crepin, Management Board Member 14 Approve Compensation of Simon Gillham, For Against Management Management Board Member 15 Approve Compensation of Herve For Against Management Philippe, Management Board Member 16 Approve Compensation of Stephane For Against Management Roussel, Management Board Member 17 Approve Remuneration Policy of For Against Management Chairman and Members of Supervisory Board 18 Approve Remuneration Policy of For Against Management Chairman of Management Board 19 Approve Remuneration Policy of For Against Management Management Board Members 20 Approve Additional Pension Scheme For Against Management Agreement with Arnaud de Puyfontaine, Chairman of the Management Board 21 Approve Additional Pension Scheme For Against Management Agreement with Gilles Alix, Management Board Member 22 Approve Additional Pension Scheme For Against Management Agreement with Cedric de Bailliencourt, Management Board Member 23 Approve Additional Pension Scheme For Against Management Agreement with Frederic Crepin, Management Board Member 24 Approve Additional Pension Scheme For Against Management Agreement with Simon Gillham, Management Board Member 25 Approve Additional Pension Scheme For Against Management Agreement with Herve Philippe, Management Board Member 26 Approve Additional Pension Scheme For Against Management Agreement with Stephane Roussel, Management Board Member 27 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 28 Authorize Specific Buyback Program and For Against Management Cancellation of Repurchased Share 29 Amend Article 8 of Bylaws Re: Employee For For Management Representative 30 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- VODAFONE GROUP PLC Ticker: VOD Security ID: G93882192 Meeting Date: JUL 23, 2019 Meeting Type: Annual Record Date: JUL 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Elect Sanjiv Ahuja as Director For For Management 3 Elect David Thodey as Director For For Management 4 Re-elect Gerard Kleisterlee as Director For For Management 5 Re-elect Nick Read as Director For For Management 6 Re-elect Margherita Della Valle as For For Management Director 7 Re-elect Sir Crispin Davis as Director For For Management 8 Re-elect Michel Demare as Director For For Management 9 Re-elect Dame Clara Furse as Director For For Management 10 Re-elect Valerie Gooding as Director For For Management 11 Re-elect Renee James as Director For For Management 12 Re-elect Maria Amparo Moraleda For For Management Martinez as Director 13 Re-elect David Nish as Director For For Management 14 Approve Final Dividend For For Management 15 Approve Remuneration Report For For Management 16 Appoint Ernst & Young LLP as Auditors For For Management 17 Authorise the Audit and Risk Committee For For Management to Fix Remuneration of Auditors 18 Authorise Issue of Equity For For Management 19 Authorise Issue of Equity without For For Management Pre-emptive Rights 20 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 21 Authorise Market Purchase of Ordinary For For Management Shares 22 Authorise EU Political Donations and For For Management Expenditure 23 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- VOESTALPINE AG Ticker: VOE Security ID: A9101Y103 Meeting Date: JUL 03, 2019 Meeting Type: Annual Record Date: JUN 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2018/19 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 1.10 per Share 3 Approve Discharge of Management Board For For Management for Fiscal 2018/19 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2018/19 5 Ratify Deloitte as Auditors for Fiscal For For Management 2019/20 6.1 Elect Joachim Lemppenau as Supervisory For Against Management Board Member 6.2 Elect Franz Gasselsberger as For Against Management Supervisory Board Member 6.3 Elect Heinrich Schaller as Supervisory For Against Management Board Member 6.4 Elect Wolfgang Eder as Supervisory For Against Management Board Member 6.5 Elect Ingrid Joerg as Supervisory For For Management Board Member 6.6 Elect Florian Khol as Supervisory For Against Management Board Member 6.7 Elect Maria Kubitschek as Supervisory For For Management Board Member 6.8 Elect Elisabeth Stadler as Supervisory For For Management Board Member 7 Authorize Share Repurchase Program and For For Management Reissuance or Cancellation of Repurchased Shares 8 Approve Creation of EUR 64.9 Million For For Management Pool of Capital with Preemptive Rights 9 Approve Creation of EUR 32.4 Million For For Management Pool of Capital without Preemptive Rights 10 Approve Issuance of Warrants/Bonds For For Management with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 500 Million 11 Approve Creation of EUR 32.4 Million For For Management Pool of Capital to Guarantee Conversion Rights -------------------------------------------------------------------------------- VOLVO AB Ticker: VOLV.B Security ID: 928856301 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: JUN 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Chairman of Meeting For Did Not Vote Management 2.1 Designate Erik Sjoman as Inspector of For Did Not Vote Management Minutes of Meeting 2.2 Designate Martin Jonasson as Inspector For Did Not Vote Management of Minutes of Meeting 3 Prepare and Approve List of For Did Not Vote Management Shareholders 4 Approve Agenda of Meeting For Did Not Vote Management 5 Acknowledge Proper Convening of Meeting For Did Not Vote Management 6 Receive Financial Statements and None None Management Statutory Reports; Receive President's Report 7 Accept Financial Statements and For Did Not Vote Management Statutory Reports 8 Approve Allocation of Income and For Did Not Vote Management Omission of Dividends 9.1 Approve Discharge of Matti Alahuhta For Did Not Vote Management 9.2 Approve Discharge of Eckhard Cordes For Did Not Vote Management 9.3 Approve Discharge of Eric Elzvik For Did Not Vote Management 9.4 Approve Discharge of James W. Griffith For Did Not Vote Management 9.5 Approve Discharge of Martin Lundstedt For Did Not Vote Management (as Board Member) 9.6 Approve Discharge of Kathryn V. For Did Not Vote Management Marinello 9.7 Approve Discharge of Martina Merz For Did Not Vote Management 9.8 Approve Discharge of Hanne de Mora For Did Not Vote Management 9.9 Approve Discharge of Helena Stjernholm For Did Not Vote Management 9.10 Approve Discharge of Carl-Henric For Did Not Vote Management Svanberg 9.11 Approve Discharge of Lars Ask For Did Not Vote Management (Employee Representative) 9.12 Approve Discharge of Mats Henning For Did Not Vote Management (Employee Representative) 9.13 Approve Discharge of Mikael Sallstrom For Did Not Vote Management (Employee Representative) 9.14 Approve Discharge of Camilla Johansson For Did Not Vote Management (Deputy Employee Representative) 9.15 Approve Discharge of Mari Larsson For Did Not Vote Management (Deputy Employee Representative) 9.16 Approve Discharge of Martin Lundstedt For Did Not Vote Management (as CEO) 10.1 Determine Number of Members (11) of For Did Not Vote Management Board 10.2 Determine Number of Deputy Members (0) For Did Not Vote Management of Board 11 Approve Remuneration of Directors in For Did Not Vote Management the Amount of SEK 3.6 Million for Chairman and SEK 1.1 Million for Other Directors except CEO; Approve Remuneration for Committee Work 12.1 Reelect Matti Alahuhta as Director For Did Not Vote Management 12.2 Reelect Eckhard Cordes as Director For Did Not Vote Management 12.3 Reelect Eric Elzvik as Director For Did Not Vote Management 12.4 Reelect James Griffith as Director For Did Not Vote Management 12.5 Elect Kurt Jofs as new Director For Did Not Vote Management 12.6 Reelect Martin Lundstedt as Director For Did Not Vote Management 12.7 Reelect Kathryn Marinello as Director For Did Not Vote Management 12.8 Reelect Martina Merz as Director For Did Not Vote Management 12.9 Reelect Hanne de Mora as Director For Did Not Vote Management 12.10 Reelect Helena Stjernholm as Director For Did Not Vote Management 12.11 Reelect Carl-Henric Svenberg as For Did Not Vote Management Director 13 Reelect Carl-Henric Svanberg as Board For Did Not Vote Management Chairman 14.1 Elect Bengt Kjell to Serve on For Did Not Vote Management Nomination Committee 14.2 Elect Anders Oscarsson to Serve on For Did Not Vote Management Nomination Committee 14.3 Elect Ramsay Brufer to Serve on For Did Not Vote Management Nomination Committee 14.4 Elect Carine Smith Ihenacho to Serve For Did Not Vote Management on Nomination Committee 14.5 Elect Chairman of the Board to Serve For Did Not Vote Management on Nomination Committee 15 Approve Remuneration Policy And Other For Did Not Vote Management Terms of Employment For Executive Management 16 Amend Articles Re: Editorial Changes For Did Not Vote Management to Company Name; Notification of Participation in the General Meeting; Powers of Attorney and Postal Voting; Share Registrar 17 Approve SEK 114 Million Reduction in For Did Not Vote Management Share Capital via Share Cancellation for Allocation to Non-Restricted Equity; Approve Capitalization of Reserves of SEK 122 Million for a Bonus Issue 18 Limit Contributions to Chalmers None Did Not Vote Shareholder University of Technology Foundation to a Maximum of SEK 4 Million Per Year -------------------------------------------------------------------------------- VONOVIA SE Ticker: VNA Security ID: D9581T100 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 1.57 per Share 3 Approve Discharge of Management Board For For Management for Fiscal 2019 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2019 5 Ratify KPMG AG as Auditors for Fiscal For For Management 2020 -------------------------------------------------------------------------------- VTECH HOLDINGS LTD. Ticker: 303 Security ID: G9400S132 Meeting Date: JUL 12, 2019 Meeting Type: Annual Record Date: JUL 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Allan Wong Chi Yun as Director For For Management 3b Elect Andy Leung Hon Kwong as Director For For Management 3c Elect Patrick Wang Shui Chung as For For Management Director 3d Approve Directors' Fee For For Management 4 Approve KPMG as Auditor and Authorize For For Management Board to Fix Their Remuneration 5 Authorize Repurchase of Issued Share For For Management Capital 6 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- WACOAL HOLDINGS CORP. Ticker: 3591 Security ID: J94632122 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Tsukamoto, Yoshikata For For Management 1.2 Elect Director Yasuhara, Hironobu For For Management 1.3 Elect Director Yamaguchi, Masashi For For Management 1.4 Elect Director Ito, Tomoyasu For For Management 1.5 Elect Director Miyagi, Akira For For Management 1.6 Elect Director Mayuzumi, Madoka For For Management 1.7 Elect Director Saito, Shigeru For For Management 1.8 Elect Director Iwai, Tsunehiko For For Management 2 Appoint Statutory Auditor Kitagawa, For For Management Shinichi 3 Approve Annual Bonus For For Management -------------------------------------------------------------------------------- WANT WANT CHINA HOLDINGS LIMITED Ticker: 151 Security ID: G9431R103 Meeting Date: AUG 20, 2019 Meeting Type: Annual Record Date: AUG 14, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a Approve Final Dividend For For Management 2b Approve Special Dividend For For Management 3a1 Elect Tsai Shao-Chung as Director For Against Management 3a2 Elect Huang Yung-Sung as Director For For Management 3a3 Elect Chu Chi-Wen as Director For For Management 3a4 Elect Tsai Ming-Hui as Director For For Management 3a5 Elect Lai Hong Yee as Director For For Management 3a6 Elect Cheng Wen-Hsien as Director For For Management 3a7 Elect Pei Kerwei as Director For Against Management 3b Authorize Board to Fix Remuneration of For For Management Directors 4 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Issued Share For For Management Capital 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- WARTSILA OYJ ABP Ticker: WRT1V Security ID: X98155116 Meeting Date: MAR 05, 2020 Meeting Type: Annual Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Call the Meeting to Order None None Management 3 Designate Inspector or Shareholder For For Management Representative(s) of Minutes of Meeting 4 Acknowledge Proper Convening of Meeting For For Management 5 Prepare and Approve List of For For Management Shareholders 6 Receive Financial Statements and None None Management Statutory Reports 7 Accept Financial Statements and For For Management Statutory Reports 8 Approve Allocation of Income and For For Management Dividends of EUR 0.48 hare 9 Approve Discharge of Board and For For Management President 10 Approve Remuneration Policy And Other For For Management Terms of Employment For Executive Management 11 Establish Nominating Committee For For Management 12 Approve Remuneration of Directors in For For Management the Amount of EUR 140,000 for Chairman, EUR 105,000 for Vice Chairman, and EUR 70,000 for Other Directors; Approve Meeting Fees; Approve Remuneration for Committee Work 13 Fix Number of Directors at Eight For For Management 14 Reelect Maarit Aarni-Sirvio, Karin For Against Management Falk, Johan Forssell, Tom Johnstone, Risto Murto and Markus Rauramo as Directors; Elect Karen Bomba and Mats Rahmstrom as New Directors 15 Approve Remuneration of Auditors For For Management 16 Ratify PricewaterhouseCoopers as For For Management auditor 17 Authorize Share Repurchase Program and For For Management Reissuance of Repurchased Shares 18 Approve Issuance of up to 57 Million For For Management Shares without Preemptive Rights 19 Close Meeting None None Management -------------------------------------------------------------------------------- WASHINGTON H. SOUL PATTINSON AND COMPANY LIMITED Ticker: SOL Security ID: Q85717108 Meeting Date: DEC 06, 2019 Meeting Type: Annual Record Date: DEC 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 2 Approve Remuneration Report For For Management 3a Elect Robert Dobson Millner as Director For For Management 3b Elect Warwick Martin Negus as Director For For Management 4 Approve Grant of Performance Rights to For For Management Todd James Barlow -------------------------------------------------------------------------------- WASTE CONNECTIONS, INC. Ticker: WCN Security ID: 94106B101 Meeting Date: MAY 15, 2020 Meeting Type: Annual/Special Record Date: MAR 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ronald J. Mittelstaedt For For Management 1.2 Elect Director Edward E. "Ned" Guillet For For Management 1.3 Elect Director Michael W. Harlan For For Management 1.4 Elect Director Larry S. Hughes For For Management 1.5 Elect Director Worthing F. Jackman For For Management 1.6 Elect Director Elise L. Jordan For For Management 1.7 Elect Director Susan "Sue" Lee For For Management 1.8 Elect Director William J. Razzouk For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Grant Thornton LLP as Auditors For For Management and Authorize Board to Fix Their Remuneration 4 Approve Qualified Employee Stock For For Management Purchase Plan -------------------------------------------------------------------------------- WELCIA HOLDINGS CO., LTD. Ticker: 3141 Security ID: J9505A108 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: FEB 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ikeno, Takamitsu For Abstain Management 1.2 Elect Director Mizuno, Hideharu For Abstain Management 1.3 Elect Director Matsumoto, Tadahisa For Abstain Management 1.4 Elect Director Sato, Norimasa For Abstain Management 1.5 Elect Director Nakamura, Juichi For Abstain Management 1.6 Elect Director Abe, Takashi For Abstain Management 1.7 Elect Director Hata, Kazuhiko For Abstain Management 1.8 Elect Director Okada, Motoya For Abstain Management 1.9 Elect Director Narita, Yukari For For Management 1.10 Elect Director Nakai, Tomoko For For Management 2 Appoint Statutory Auditor Kagami, For For Management Hirohisa 3 Approve Cash Compensation Ceiling for For For Management Directors and Trust-Type Equity Compensation Plan -------------------------------------------------------------------------------- WESFARMERS LIMITED Ticker: WES Security ID: Q95870103 Meeting Date: NOV 14, 2019 Meeting Type: Annual Record Date: NOV 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 2a Elect Vanessa Miscamble Wallace as For For Management Director 2b Elect Jennifer Anne Westacott as For For Management Director 2c Elect Michael (Mike) Roche as Director For For Management 2d Elect Sharon Lee Warburton as Director For For Management 3 Approve Remuneration Report For Against Management 4 Approve Grant of Restricted Shares and For For Management Performance Shares to Robert Scott -------------------------------------------------------------------------------- WEST JAPAN RAILWAY CO. Ticker: 9021 Security ID: J95094108 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 87.5 2 Amend Articles to Amend Provisions on For For Management Number of Statutory Auditors 3.1 Elect Director Manabe, Seiji For Abstain Management 3.2 Elect Director Kijima, Tatsuo For Abstain Management 3.3 Elect Director Saito, Norihiko For For Management 3.4 Elect Director Miyahara, Hideo For For Management 3.5 Elect Director Takagi, Hikaru For For Management 3.6 Elect Director Tsutsui, Yoshinobu For Abstain Management 3.7 Elect Director Nozaki, Haruko For For Management 3.8 Elect Director Hasegawa, Kazuaki For Abstain Management 3.9 Elect Director Ogata, Fumito For Abstain Management 3.10 Elect Director Hirano, Yoshihisa For Abstain Management 3.11 Elect Director Sugioka, Atsushi For Abstain Management 3.12 Elect Director Kurasaka, Shoji For Abstain Management 3.13 Elect Director Nakamura, Keijiro For Abstain Management 3.14 Elect Director Kawai, Tadashi For Abstain Management 3.15 Elect Director Nakanishi, Yutaka For Abstain Management 4.1 Appoint Statutory Auditor Tanaka, Fumio For For Management 4.2 Appoint Statutory Auditor Ogura, Maki For Against Management 4.3 Appoint Statutory Auditor Hazama, Emiko For For Management 5 Approve Compensation Ceiling for For For Management Statutory Auditors -------------------------------------------------------------------------------- WESTPAC BANKING CORP. Ticker: WBC Security ID: Q97417101 Meeting Date: DEC 12, 2019 Meeting Type: Annual Record Date: DEC 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 2a Elect Nerida Caesar as Director For Against Management 2b ***Withdrawn Resolution*** Elect Ewen None None Management Crouch as Director 2c Elect Steven Harker as Director For For Management 2d Elect Peter Marriott as Director For Against Management 2e Elect Margaret Seale as Director For For Management 3 ***Withdrawn Resolution*** Approve None None Management Grant of Performance Share Rights to Brian Hartzer 4 Approve Remuneration Report For Against Management 5 Approve Conditional Spill Resolution Against Against Management 6a Approve the Amendments to the Against Against Shareholder Company's Constitution 6b Approve Disclosure of Strategies and Against Against Shareholder Targets for Reduction in Fossil Fuel Exposure -------------------------------------------------------------------------------- WFD UNIBAIL-RODAMCO N.V. Ticker: Security ID: F95094581 Meeting Date: JUN 09, 2020 Meeting Type: Annual Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor i Discuss Annual Report None None Management 1 Approve Implementation of Remuneration For For Management Policy 2 Adopt Financial Statements and For For Management Statutory Reports ii Receive Explanation on Dividend Policy None None Management 3 Approve Discharge of Management Board For For Management 4 Approve Discharge of Supervisory Board For For Management 5 Ratify Ernst & Young Accountants LLP For For Management as Auditors 6 Approve Remuneration Policy for For For Management Management Board Members 7 Approve Remuneration Policy for For For Management Supervisory Board Members 8 Amend Articles Re: Change Name of For For Management Company to Unibail-Rodamco-Westfield N. V. 9 Authorize Repurchase of Shares For For Management 10 Approve Cancellation of Repurchased For For Management Shares -------------------------------------------------------------------------------- WH GROUP LIMITED Ticker: 288 Security ID: G96007102 Meeting Date: JUN 02, 2020 Meeting Type: Annual Record Date: MAY 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a Elect Jiao Shuge as Director For For Management 2b Elect Huang Ming as Director For For Management 2c Elect Lau, Jin Tin Don as Director For For Management 3 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Ernst & Young as Auditor and For For Management Authorize Board to Fix Their Remuneration 5 Approve Final Dividend For For Management 6 Authorize Repurchase of Issued Share For For Management Capital 7 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 8 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- WHARF REAL ESTATE INVESTMENT COMPANY LIMITED Ticker: 1997 Security ID: G9593A104 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: APR 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a Elect Kevin Chung Ying Hui as Director For For Management 2b Elect Alexander Siu Kee Au as Director For For Management 2c Elect Richard Gareth Williams as For For Management Director 2d Elect Eng Kiong Yeoh as Director For For Management 3 Approve KPMG as Auditors and Authorize For Against Management Board to Fix Their Remuneration 4 Authorize Repurchase of Issued Share For For Management Capital 5 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- WHEATON PRECIOUS METALS CORP. Ticker: WPM Security ID: 962879102 Meeting Date: MAY 14, 2020 Meeting Type: Annual/Special Record Date: MAR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor a1 Elect Director George L. Brack For For Management a2 Elect Director John A. Brough For For Management a3 Elect Director R. Peter Gillin For For Management a4 Elect Director Chantal Gosselin For For Management a5 Elect Director Douglas M. Holtby For For Management a6 Elect Director Glenn Ives For For Management a7 Elect Director Charles A. Jeannes For For Management a8 Elect Director Eduardo Luna For For Management a9 Elect Director Marilyn Schonberner For For Management a10 Elect Director Randy V. J. Smallwood For For Management b Approve Deloitte LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration c Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- WHEELOCK & CO. LIMITED Ticker: 20 Security ID: Y9553V106 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: JUN 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a Elect Douglas C. K. Woo as Director For For Management 2b Elect Ricky K.Y. Wong as Director For For Management 2c Elect Horace W. C. Lee as Director For For Management 2d Elect Winston K. W. Leong as Director For For Management 2e Elect Richard Y. S. Tang as Director For For Management 2f Elect Glenn S. Yee as Director For For Management 3 Approve KPMG as Auditors and Authorize For For Management Board to Fix Their Remuneration 4 Authorize Repurchase of Issued Share For For Management Capital 5 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6 Authorize Reissuance of Repurchased For Against Management Shares 7 Approve Scheme of Arrangement, For For Management Reduction and Increase in Share Capital, Issuance and Allotment of Shares to Admiral Power Holdings Limited, Withdrawal of Listing of Shares on The Stock Exchange of Hong Kong Limited and Related Transactions -------------------------------------------------------------------------------- WHEELOCK & CO. LIMITED Ticker: 20 Security ID: Y9553V106 Meeting Date: JUN 16, 2020 Meeting Type: Court Record Date: JUN 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Proposal for The Privatization For For Management of the Company by Admiral Power Holdings Limited by Way of a Scheme of Arrangement and Related Transactions -------------------------------------------------------------------------------- WHITBREAD PLC Ticker: WTB Security ID: G9606P197 Meeting Date: DEC 06, 2019 Meeting Type: Special Record Date: DEC 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Remuneration Policy For Against Management 2 Approve Restricted Share Plan For Against Management -------------------------------------------------------------------------------- WILMAR INTERNATIONAL LIMITED Ticker: F34 Security ID: Y9586L109 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and For For Management Directors' and Auditors' Reports 2 Approve Final Dividend For For Management 3 Approve Directors' Fees For For Management 4 Elect Kwah Thiam Hock as Director For For Management 5 Approve Kwah Thiam Hock to Continue For For Management Office as Independent Director 6 Elect Tay Kah Chye as Director For For Management 7 Approve Tay Kah Chye to Continue For For Management Office as Independent Director 8 Elect Kuok Khoon Hua as Director For For Management 9 Elect Kuok Khoon Ean as Director For For Management 10 Elect Teo Siong Seng as Director For For Management 11 Elect Soh Gim Teik as Director For For Management 12 Approve Ernst & Young LLP as Auditors For For Management and Authorize Board to Fix Their Remuneration 13 Approve Issuance of Equity or For Against Management Equity-Linked Securities with or without Preemptive Rights 14 Approve Grant of Options and Issuance For Against Management of Shares Under the Wilmar Executives Share Option Scheme 2019 15 Approve Mandate for Interested Person For For Management Transactions 16 Authorize Share Repurchase Program For For Management -------------------------------------------------------------------------------- WM MORRISON SUPERMARKETS PLC Ticker: MRW Security ID: G62748119 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: JUN 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Remuneration Policy For Against Management 4 Approve Final Dividend For For Management 5 Approve 2020 Sharesave Scheme For Against Management 6 Re-elect Andrew Higginson as Director For For Management 7 Re-elect David Potts as Director For For Management 8 Re-elect Trevor Strain as Director For For Management 9 Elect Michael Gleeson as Director For For Management 10 Re-elect Rooney Anand as Director For For Management 11 Re-elect Kevin Havelock as Director For For Management 12 Re-elect Belinda Richards as Director For For Management 13 Re-elect Paula Vennells as Director For For Management 14 Reappoint PricewaterhouseCoopers LLP For For Management as Auditors 15 Authorise Board to Fix Remuneration of For For Management Auditors 16 Authorise EU Political Donations and For For Management Expenditure 17 Authorise Issue of Equity For For Management 18 Authorise Issue of Equity without For For Management Pre-emptive Rights 19 Authorise Market Purchase of Ordinary For For Management Shares 20 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- WOLTERS KLUWER NV Ticker: WKL Security ID: N9643A197 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: MAR 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2.a Receive Report of Management Board None None Management (Non-Voting) 2.b Receive Report of Supervisory Board None None Management (Non-Voting) 2.c Approve Remuneration Report For Against Management 3.a Adopt Financial Statements For For Management 3.b Receive Explanation on Dividend Policy None None Management 3.c Approve Dividends of EUR 1.18 Per Share For For Management 4.a Approve Discharge of Management Board For For Management 4.b Approve Discharge of Supervisory Board For For Management 5.a Reelect Jeanette Horan to Supervisory For For Management Board 5.b Elect Jack de Kreij to Supervisory For For Management Board 5.c Elect Sophie Vandebroek to Supervisory For For Management Board 6 Approve Remuneration Policy for For Against Management Management Board 7.a Approve Remuneration Policy for For For Management Supervisory Board 7.b Amend Remuneration of Supervisory For For Management Board Members 8.a Grant Board Authority to Issue Shares For For Management Up To 10 Percent of Issued Capital 8.b Authorize Board to Exclude Preemptive For For Management Rights from Share Issuances 9 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 10 Authorize Cancellation of Repurchased For For Management Shares 11 Other Business (Non-Voting) None None Management 12 Close Meeting None None Management -------------------------------------------------------------------------------- WOODSIDE PETROLEUM LTD. Ticker: WPL Security ID: 980228100 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: APR 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 2a Elect Ian Macfarlane as Director For For Management 2b Elect Larry Archibald as Director For For Management 2c Elect Swee Chen Goh as Director For For Management 3 Approve Remuneration Report For Against Management 4a Approve the Amendments to the Against Against Shareholder Company's Constitution 4b Approve Paris Goals and Targets Against For Shareholder 4c Approve Climate Related Lobbying Against For Shareholder 4d Approve Reputation Advertising Against For Shareholder Activities -------------------------------------------------------------------------------- WOOLWORTHS GROUP LTD. Ticker: WOW Security ID: Q98418108 Meeting Date: DEC 16, 2019 Meeting Type: Annual/Special Record Date: DEC 14, 2019 # Proposal Mgt Rec Vote Cast Sponsor 2a Elect Holly Kramer as Director For For Management 2b Elect Siobhan McKenna as Director For For Management 2c Elect Kathryn Tesija as Director For For Management 2d Elect Jennifer Carr-Smith as Director For For Management 3 Approve Remuneration Report For For Management 4 Approve Grant of Performance Rights to For For Management Brad Banducci 5 Approve US Non-Executive Directors For For Management Equity Plan 6 Approve the Amendments to the For For Management Company's Constitution 1 Approve Restructure Scheme For For Management -------------------------------------------------------------------------------- WOONGJIN COWAY CO., LTD. Ticker: 021240 Security ID: Y1786S109 Meeting Date: FEB 07, 2020 Meeting Type: Special Record Date: JAN 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Bang Jun-hyeok as Inside Director For For Management 1.2 Elect Lee Hae-seon as Inside Director For For Management 1.3 Elect Seo Jang-won as Inside Director For For Management 1.4 Elect Kim Jin-bae as Outside Director For For Management 1.5 Elect Kim Gyu-ho as Outside Director For For Management 1.6 Elect Yoon Bu-hyeon as Outside Director For For Management 1.7 Elect Lee Da-woo as Outside Director For For Management 2.1 Elect Kim Jin-bae as a Member of Audit For For Management Committee 2.2 Elect Yoon Bu-hyeon as a Member of For For Management Audit Committee 2.3 Elect Lee Da-woo as a Member of Audit For For Management Committee 3 Amend Articles of Incorporation For For Management -------------------------------------------------------------------------------- WOORI FINANCIAL GROUP, INC. Ticker: 316140 Security ID: Y972JZ105 Meeting Date: MAR 25, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Cheom Moon-ak as Outside Director For For Management 3.2 Elect Kim Hong-tae as Non-Independent For For Management Non-Executive Director 3.3 Elect Lee Won-deok as Inside Director For For Management 3.4 Elect Son Tae-seung as Inside Director For Against Management 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- WORLDLINE SA Ticker: WLN Security ID: F9867T103 Meeting Date: JUN 09, 2020 Meeting Type: Annual/Special Record Date: JUN 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Treatment of Losses For For Management 4 Approve Transaction with Atos Re: For For Management Separation Agreement 5 Approve Transaction with SIX Group AG For For Management Re: Voting Agreement 6 Approve Transaction with SIX Group AG For For Management Re: Participation 7 Approve Remuneration of Directors in For For Management the Aggregate Amount of EUR 1.2 Million 8 Reelect Gilles Grapinet as Director For For Management 9 Reelect Aldo Cardoso as Director For Against Management 10 Reelect Giulia Fitzpatrick as Director For Against Management 11 Ratify Appointment of Daniel Schmucki For Against Management as Director 12 Ratify Appointment of Johannes For Against Management Dijsselhof as Censor 13 Ratify Appointment of Gilles Arditti For For Management as Censor 14 Ratify Appointment of Pierre Barnabe For For Management as Censor 15 Elect Gilles Arditti as Director For For Management 16 Elect Bernard Bourigeaud as Director For Against Management 17 Elect Thierry Sommelet as Director For Against Management 18 Elect Michael Stollarz as Director For Against Management 19 Elect Caroline Parot as Director For Against Management 20 Elect Agnes Audier as Director For Against Management 21 Elect Nazan Somer Ozelgin as Director For Against Management 22 Renew Appointment of Grant Thornton as For For Management Auditor 23 Acknowledge End of Mandate of IGEC as For For Management Alternate Auditor and Decision Not to Replace 24 Approve Compensation Report of For For Management Corporate Officers 25 Approve Compensation of Gilles For Against Management Grapinet, Chairman and CEO 26 Approve Compensation of Marc-Henri For Against Management Desportes, Vice-CEO 27 Approve Remuneration Policy of For For Management Non-Executive Directors 28 Approve Remuneration Policy of For Against Management Chairman and CEO 29 Approve Remuneration Policy of Vice-CEO For Against Management 30 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 31 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 32 Authorize Capital Increase of Up to For For Management EUR 72.5 Million for Future Exchange Offers Re: Ingenico Shares 33 Approve Issuance of Equity or For For Management Equity-Linked Securities Reserved for Specific Beneficiaries, up to Aggregate Nominal Amount of EUR 1.5 million 34 Authorize Capital Increase of up to 10 For For Management Percent of Issued Capital for Contributions in Kind 35 Authorize up to 0.43 Percent of Issued For For Management Capital for Use in Restricted Stock Plans Re: Ingenico Employees and Corporate Officers 36 Amend Article 19 of Bylaws Re: For For Management Chairman Age Limit 37 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights Up to 50 Percent of Issued Capital 38 Authorize Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights Up to 10 Percent of Issued Capital 39 Approve Issuance of Equity or For For Management Equity-Linked Securities for Up to 10 Percent of Issued Capital Per Year for Private Placements 40 Authorize Board to Increase Capital in For For Management the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above 41 Authorize Capitalization of Reserves For For Management of Up to EUR 500 Million for Bonus Issue or Increase in Par Value 42 Authorize Capital Issuances for Use in For Against Management Employee Stock Purchase Plans 43 Authorize up to 1 Percent of Issued For For Management Capital for Use in Stock Option Plans 44 Authorize up to 0.035 Percent of For For Management Issued Capital for Use in Restricted Stock Plans 45 Amend Article 2 of Bylaws Re: For For Management Corporate Purpose 46 Amend Article 16 of Bylaws Re: For For Management Employee Representative 47 Amend Article 17 of Bylaws Re: Board For For Management Powers 48 Amend Article 20 of Bylaws Re: Board For For Management Remuneration 49 Amend Article 26 of Bylaws Re: Censors For For Management 50 Amend Article 18 of Bylaws Re: Written For For Management Consultation 51 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- WPP PLC Ticker: WPP Security ID: G9788D103 Meeting Date: OCT 24, 2019 Meeting Type: Special Record Date: OCT 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Matters Relating to the Sale For For Management by the Company of 60 Percent of their Kantar Business -------------------------------------------------------------------------------- WPP PLC Ticker: WPP Security ID: G9788D103 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: JUN 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Remuneration Policy For For Management 4 Elect John Rogers as Director For For Management 5 Elect Sandrine Dufour as Director For For Management 6 Elect Keith Weed as Director For For Management 7 Elect Jasmine Whitbread as Director For For Management 8 Re-elect Roberto Quarta as Director For For Management 9 Re-elect Dr Jacques Aigrain as Director For For Management 10 Re-elect Tarek Farahat as Director For For Management 11 Re-elect Mark Read as Director For For Management 12 Re-elect Cindy Rose as Director For For Management 13 Re-elect Nicole Seligman as Director For For Management 14 Re-elect Sally Susman as Director For For Management 15 Reappoint Deloitte LLP as Auditors For For Management 16 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 17 Authorise Issue of Equity For For Management 18 Authorise Market Purchase of Ordinary For For Management Shares 19 Authorise Issue of Equity without For For Management Pre-emptive Rights -------------------------------------------------------------------------------- XERO LIMITED Ticker: XRO Security ID: Q98665104 Meeting Date: AUG 15, 2019 Meeting Type: Annual Record Date: AUG 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Board to Fix Remuneration of For For Management the Auditors 2 Elect Susan Peterson as Director For For Management 3 Elect David Thodey as Director For For Management 4 Approve the Increase in Maximum None For Management Aggregate Remuneration of Non-Executive Directors 5 Approve Issuance of Shares to Lee For For Management Hatton -------------------------------------------------------------------------------- XINYI GLASS HOLDINGS LTD. Ticker: 868 Security ID: G9828G108 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3A1 Elect Lee Yin Yee as Director For For Management 3A2 Elect Lee Shing Kan as Director For For Management 3A3 Elect Li Ching Wai as Director For For Management 3A4 Elect Lam Kwong Siu as Director For For Management 3A5 Elect Wong Chat Chor, Samuel as For For Management Director 3B Authorize Board to Fix Remuneration of For For Management Directors 4 Approve PricewaterhouseCoopers as For For Management Auditors and Authorize Board to Fix Their Remuneration 5A Authorize Repurchase of Issued Share For For Management Capital 5B Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 5C Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- YAKULT HONSHA CO., LTD. Ticker: 2267 Security ID: J95468120 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Negishi, Takashige For Abstain Management 1.2 Elect Director Narita, Hiroshi For Abstain Management 1.3 Elect Director Wakabayashi, Hiroshi For Abstain Management 1.4 Elect Director Ishikawa, Fumiyasu For Abstain Management 1.5 Elect Director Ito, Masanori For Abstain Management 1.6 Elect Director Doi, Akifumi For Abstain Management 1.7 Elect Director Hayashida, Tetsuya For Abstain Management 1.8 Elect Director Hirano, Susumu For Abstain Management 1.9 Elect Director Imada, Masao For Abstain Management 1.10 Elect Director Richard Hall For Abstain Management 1.11 Elect Director Yasuda, Ryuji For For Management 1.12 Elect Director Fukuoka, Masayuki For For Management 1.13 Elect Director Maeda, Norihito For Abstain Management 1.14 Elect Director Pascal Yves De Petrini For Abstain Management 1.15 Elect Director Tobe, Naoko For For Management 2.1 Appoint Statutory Auditor Yamakami, For For Management Hiroshi 2.2 Appoint Statutory Auditor Tanigawa, For Against Management Seijuro 2.3 Appoint Statutory Auditor Tezuka, Seno For Against Management 2.4 Appoint Statutory Auditor Kawana, For For Management Hideyuki 2.5 Appoint Statutory Auditor Machida, Emi For Against Management -------------------------------------------------------------------------------- YAMADA DENKI CO., LTD. Ticker: 9831 Security ID: J95534103 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 10 2 Approve Adoption of Holding Company For For Management Structure and Transfer of Operations to Wholly Owned Subsidiary 3 Amend Articles to Change Company Name For For Management - Amend Business Lines - Amend Provisions on Number of Directors - Amend Provisions on Director Titles 4.1 Elect Director Yamada, Noboru For For Management 4.2 Elect Director Mishima, Tsuneo For For Management 4.3 Elect Director Kobayashi, Tatsuo For For Management 4.4 Elect Director Ueno, Yoshinori For For Management 4.5 Elect Director Kogure, Megumi For For Management 4.6 Elect Director Fukui, Akira For For Management 4.7 Elect Director Fukuda, Takayuki For For Management 4.8 Elect Director Murasawa, Atsushi For For Management 4.9 Elect Director Tokuhira, Tsukasa For For Management 4.10 Elect Director Mitsunari, Miki For For Management 5.1 Appoint Statutory Auditor Okamoto, Jun For For Management 5.2 Appoint Statutory Auditor Iimura, For For Management Somuku -------------------------------------------------------------------------------- YAMAHA CORP. Ticker: 7951 Security ID: J95732103 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 33 2.1 Elect Director Nakata, Takuya For For Management 2.2 Elect Director Yamahata, Satoshi For For Management 2.3 Elect Director Nakajima, Yoshimi For For Management 2.4 Elect Director Fukui, Taku For For Management 2.5 Elect Director Hidaka, Yoshihiro For For Management 2.6 Elect Director Fujitsuka, Mikio For For Management 2.7 Elect Director Paul Candland For For Management -------------------------------------------------------------------------------- YAMATO HOLDINGS CO., LTD. Ticker: 9064 Security ID: J96612114 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles to Amend Provisions on For For Management Number of Statutory Auditors 2.1 Elect Director Yamauchi, Masaki For For Management 2.2 Elect Director Nagao, Yutaka For For Management 2.3 Elect Director Kanda, Haruo For For Management 2.4 Elect Director Shibasaki, Kenichi For For Management 2.5 Elect Director Mori, Masakatsu For For Management 2.6 Elect Director Tokuno, Mariko For For Management 2.7 Elect Director Kobayashi, Yoichi For For Management 2.8 Elect Director Sugata, Shiro For For Management 2.9 Elect Director Kuga, Noriyuki For For Management 3.1 Appoint Statutory Auditor Matsuda, For For Management Ryuji 3.2 Appoint Statutory Auditor Shimoyama, For For Management Yoshihide 4 Approve Fixed Cash Compensation For For Management Ceiling and Performance-Based Cash Compensation Ceiling for Directors 5 Approve Trust-Type Equity Compensation For For Management Plan -------------------------------------------------------------------------------- YAMATO KOGYO CO., LTD. Ticker: 5444 Security ID: J96524111 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 50 2 Amend Articles to Authorize Public For For Management Announcements in Electronic Format 3.1 Elect Director Kobayashi, Mikio For For Management 3.2 Elect Director Yamauchi, Yasuhiko For For Management 3.3 Elect Director Akamatsu, Kiyoshige For For Management 4 Appoint Statutory Auditor Nakaya, Kengo For For Management -------------------------------------------------------------------------------- YAMAZAKI BAKING CO., LTD. Ticker: 2212 Security ID: 984632109 Meeting Date: MAR 27, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 20 2 Amend Articles to Amend Business Lines For For Management - Amend Provisions on Director Titles 3.1 Elect Director Iijima, Nobuhiro For For Management 3.2 Elect Director Iijima, Mikio For For Management 3.3 Elect Director Iijima, Sachihiko For For Management 3.4 Elect Director Yokohama, Michio For For Management 3.5 Elect Director Aida, Masahisa For For Management 3.6 Elect Director Inutsuka, Isamu For For Management 3.7 Elect Director Sekine, Osamu For For Management 3.8 Elect Director Fukasawa, Tadashi For For Management 3.9 Elect Director Sonoda, Makoto For For Management 3.10 Elect Director Shoji, Yoshikazu For For Management 3.11 Elect Director Yoshidaya, Ryoichi For For Management 3.12 Elect Director Yamada, Yuki For For Management 3.13 Elect Director Arakawa, Hiroshi For For Management 3.14 Elect Director Shimada, Hideo For For Management 3.15 Elect Director Hatae, Keiko For For Management 4 Appoint Statutory Auditor Sato, Kenji For For Management 5 Approve Statutory Auditor Retirement For Against Management Bonus -------------------------------------------------------------------------------- YAOKO CO., LTD. Ticker: 8279 Security ID: J96832100 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 35 2 Amend Articles to Authorize Board to For Against Management Determine Income Allocation 3.1 Elect Director Kawano, Yukio For For Management 3.2 Elect Director Kawano, Sumito For For Management 3.3 Elect Director Kobayashi, Masao For For Management 3.4 Elect Director Kamiike, Masanobu For For Management 3.5 Elect Director Kozawa, Mitsuo For For Management 3.6 Elect Director Ishizuka, Takanori For For Management 3.7 Elect Director Togawa, Shinichi For For Management 3.8 Elect Director Yagihashi, Hiroaki For For Management 3.9 Elect Director Kurokawa, Shigeyuki For For Management 3.10 Elect Director Yano, Asako For For Management 3.11 Elect Director Sakamaki, Hisashi For For Management 4.1 Appoint Statutory Auditor Wakabayashi, For For Management Takao 4.2 Appoint Statutory Auditor Sato, Yukio For For Management 4.3 Appoint Statutory Auditor Hashimoto, For For Management Katsuhiro 4.4 Appoint Statutory Auditor Ikarashi, For For Management Tsuyoshi -------------------------------------------------------------------------------- YARA INTERNATIONAL ASA Ticker: YAR Security ID: R9900C106 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting; Approve Notice of For Did Not Vote Management Meeting and Agenda 2 Elect Chairman of Meeting; Designate For Did Not Vote Management Inspector(s) of Minutes of Meeting 3 Accept Financial Statements and For Did Not Vote Management Statutory Reports; Approve Allocation of Income and Dividends of NOK 15.00 Per Share 4.1 Approve Remuneration Policy And Other For Did Not Vote Management Terms of Employment For Executive Management (Advisory) 4.2 Approve Remuneration Policy And Other For Did Not Vote Management Terms of Employment For Executive Management (Binding) 5 Approve Company's Corporate Governance For Did Not Vote Management Statement 6 Approve Remuneration of Auditors For Did Not Vote Management 7 Approve Remuneration of Directors in For Did Not Vote Management the Amount of NOK 669,000 for the Chairman, NOK 400,000 for the Vice Chairman, and NOK 352,000 for the Other Directors; Approve Committee Fees 8 Approve Remuneration of Nominating For Did Not Vote Management Committee 9 Elect Trond Berger, Hakon Reistad For Did Not Vote Management Fure, Kimberly Lein-Mathisen, Adele Bugge Norman Pran, John Thuestad and Birgitte Ringstad Vartdal as Directors 10 Reelect Otto Soberg, Thorunn Kathrine For Did Not Vote Management Bakke, Ann Kristin Brautaset and Ottar Ertzeid as Members of Nominating Committee 11 Approve NOK 7.3 Million Reduction in For Did Not Vote Management Share Capital via Share Cancellation and Redemption; Amend Articles of Association Accordingly 12 Authorize Share Repurchase Program For Did Not Vote Management -------------------------------------------------------------------------------- YASKAWA ELECTRIC CORP. Ticker: 6506 Security ID: J9690T102 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: FEB 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Tsuda, Junji For For Management 1.2 Elect Director Ogasawara, Hiroshi For For Management 1.3 Elect Director Murakami, Shuji For For Management 1.4 Elect Director Minami, Yoshikatsu For For Management 1.5 Elect Director Takamiya, Koichi For For Management 1.6 Elect Director Ogawa, Masahiro For For Management 2.1 Elect Director and Audit Committee For For Management Member Sasaki, Junko 2.2 Elect Director and Audit Committee For For Management Member Kato, Yuichiro 3 Approve Compensation Ceiling for For For Management Directors Who Are Audit Committee Members -------------------------------------------------------------------------------- YOKOGAWA ELECTRIC CORP. Ticker: 6841 Security ID: J97272124 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 17 2.1 Elect Director Nishijima, Takashi For For Management 2.2 Elect Director Nara, Hitoshi For For Management 2.3 Elect Director Anabuki, Junichi For For Management 2.4 Elect Director Dai, Yu For For Management 2.5 Elect Director Uji, Noritaka For For Management 2.6 Elect Director Seki, Nobuo For For Management 2.7 Elect Director Sugata, Shiro For For Management 2.8 Elect Director Uchida, Akira For For Management 3.1 Appoint Statutory Auditor Watanabe, For For Management Hajime 3.2 Appoint Statutory Auditor Ono, Masaru For For Management -------------------------------------------------------------------------------- YUE YUEN INDUSTRIAL (HOLDINGS) LTD. Ticker: 551 Security ID: G98803144 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: MAY 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3.1 Elect Lu Chin Chu as Director For For Management 3.2 Elect Tsai Pei Chun, Patty as Director For For Management 3.3 Elect Hu Dien Chien as Director For For Management 3.4 Elect Yen Mun-Gie (Teresa Yen) as For For Management Director 3.5 Elect Chen Chia-Shen as Director For For Management 3.6 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Deloitte Touche Tohmatsu as For For Management Auditors and Authorize Board to Fix Their Remuneration 5A Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 5B Authorize Repurchase of Issued Share For For Management Capital 5C Authorize Reissuance of Repurchased For Against Management Shares 6.1 Elect Yu Huan-Chang as Director For For Management 6.2 Authorize Board to Fix Remuneration of For For Management Yu Huan-Chang -------------------------------------------------------------------------------- YUHAN CORP. Ticker: 000100 Security ID: Y9873D109 Meeting Date: MAR 20, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For Against Management 3.1 Elect Lee Cheol as Outside Director For For Management 3.2 Elect Ji Seong-gil as Outside Director For For Management 3.3 Elect Park Dong-jin as Outside Director For For Management 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 5 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- Z HOLDINGS CORP. Ticker: 4689 Security ID: J95402103 Meeting Date: MAR 17, 2020 Meeting Type: Special Record Date: JAN 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Share Exchange Agreement with For For Management LINE Demerger Preparatory Company 2 Amend Articles to Amend Provisions on For For Management Number of Directors -------------------------------------------------------------------------------- Z HOLDINGS CORP. Ticker: 4689 Security ID: J9894K105 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kawabe, Kentaro For For Management 1.2 Elect Director Ozawa, Takao For For Management 1.3 Elect Director Oketani, Taku For For Management 1.4 Elect Director Son, Masayoshi For For Management 1.5 Elect Director Miyauchi, Ken For For Management 1.6 Elect Director Fujihara, Kazuhiko For For Management 2.1 Elect Director Idezawa, Takeshi For For Management 2.2 Elect Director Shin, Junho For For Management 2.3 Elect Director Masuda, Jun For For Management 3.1 Elect Director and Audit Committee For For Management Member Hasumi, Maiko 3.2 Elect Director and Audit Committee For For Management Member Kunihiro, Tadashi 3.3 Elect Director and Audit Committee For For Management Member Hatoyama, Rehito 4 Elect Alternate Director and Audit For For Management Committee Member Tobita, Hiroshi -------------------------------------------------------------------------------- ZALANDO SE Ticker: ZAL Security ID: D98423102 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: JUN 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019 (Non-Voting) 2 Approve Allocation of Income and For For Management Omission of Dividends 3 Approve Discharge of Management Board For For Management for Fiscal 2019 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2019 5.1 Ratify Ernst & Young GmbH as Auditors For For Management for Fiscal 2020 5.2 Ratify Ernst & Young GmbH as Auditors For For Management Until the 2021 AGM 6.1 Elect Jennifer Hyman to the For For Management Supervisory Board as Shareholder Representative 6.2a1 Elect Matti Ahtiainen to the For For Management Supervisory Board as Employee Representative 6.2a2 Elect Jade Buddenberg to the For For Management Supervisory Board as Employee Representative 6.2a3 Elect Anika Mangelmann to the For For Management Supervisory Board as Employee Representative 6.2b1 Elect Anthony Brew to the Supervisory For For Management Board as Substitute to Employee Representative 6.2b2 Elect Margot Comon to the Supervisory For For Management Board as Substitute to Employee Representative 6.2b3 Elect Christine Loof to the For For Management Supervisory Board as Substitute to Employee Representative 7 Amend Articles Re: Proof of Entitlement For For Management 8 Authorize Share Repurchase Program and For For Management Reissuance or Cancellation of Repurchased Shares 9 Authorize Use of Financial Derivatives For For Management when Repurchasing Shares 10 Approve Creation of EUR 100.3 Million For For Management Pool of Capital with Partial Exclusion of Preemptive Rights 11 Approve Issuance of Warrants/Bonds For For Management with Warrants Attached/Convertible Bonds with Partial Exclusion of Preemptive Rights up to Aggregate Nominal Amount of EUR 2.4 Billion; Approve Creation of EUR 75.2 Million Pool of Capital to Guarantee Conversion Rights 12 Approve Reduction of Conditional For For Management Capital Authorization from EUR 5.1 Million to EUR 3.6 Million 13 Amend Stock Option Plan 2013 and 2014 For For Management -------------------------------------------------------------------------------- ZARDOYA OTIS SA Ticker: ZOT Security ID: E9853W160 Meeting Date: JUN 15, 2020 Meeting Type: Annual Record Date: JUN 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Consolidated and Standalone For For Management Financial Statements 2 Approve Allocation of Income and For For Management Dividends 3 Approve Discharge of Directors and For For Management Ratify Dividends Paid in FY 2019 4 Approve Dividends Charged Against For For Management Reserves 5 Approve Non-Financial Information For For Management Statement 6 Renew Appointment of For For Management PriceWaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration for FY 2020 7 Appoint KPMG Auditores as Auditors and For For Management Authorize Board to Fix Their Remuneration for FY 2021, 2022 and 2023 8 Advisory Vote on Remuneration Report For Against Management 9 Approve Remuneration Policy For Against Management 10 Determine Profit Sharing Remuneration For Against Management 11 Decrease Board Size to 7 For For Management 12.1 Reelect Bernardo Calleja Fernandez as For Against Management Director 12.2 Acknowledge Alberto Zardoya Arana as For Against Management New Representative of Legal Entity Director Euro Syns SA 12.3 Acknowledge Richard Markus Eubanks as For Against Management New Representative of Legal Entity Director Otis Elevator Company 12.4 Ratify Appointment of and Elect Stacy For Against Management Lynn Petrosky as Director 13 Authorize Board to Ratify and Execute For For Management Approved Resolutions 14 Allow Questions None None Management 15 Approve Minutes of Meeting For For Management -------------------------------------------------------------------------------- ZENKOKU HOSHO CO., LTD. Ticker: 7164 Security ID: J98829104 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 95 2.1 Elect Director Ishikawa, Eiji For For Management 2.2 Elect Director Yamaguchi, Takashi For For Management 2.3 Elect Director Aoki, Yuichi For For Management 2.4 Elect Director Asada, Keiichi For For Management 2.5 Elect Director Kamijo, Masahito For For Management 2.6 Elect Director Nagashima, Yoshiro For For Management 2.7 Elect Director Imado, Tomoe For For Management 3.1 Appoint Statutory Auditor Fujino, For For Management Mamoru 3.2 Appoint Statutory Auditor Sato, For For Management Takafumi 3.3 Appoint Statutory Auditor Suzuki, For For Management Hidehiko 3.4 Appoint Statutory Auditor Itagaki, Eri For For Management -------------------------------------------------------------------------------- ZENSHO HOLDINGS CO., LTD. Ticker: 7550 Security ID: J9885X108 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 10 2.1 Elect Director Ogawa, Kentaro For For Management 2.2 Elect Director Takei, Koichi For For Management 2.3 Elect Director Ogawa, Kazumasa For For Management 2.4 Elect Director Kunii, Yoshiro For For Management 2.5 Elect Director Imamura, Masashi For For Management 2.6 Elect Director Hirano, Makoto For For Management 2.7 Elect Director Ogawa, Yohei For For Management 2.8 Elect Director Nonoshita, Shinya For For Management 2.9 Elect Director Hagiwara, Toshitaka For For Management 2.10 Elect Director Ito, Chiaki For For Management 2.11 Elect Director Ando, Takaharu For For Management 2.12 Elect Director Hayama, Yoshiko For For Management -------------------------------------------------------------------------------- ZEON CORP. Ticker: 4205 Security ID: J9886P104 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 10 2.1 Elect Director Tanaka, Kimiaki For Against Management 2.2 Elect Director Hirakawa, Hiroyuki For Against Management 2.3 Elect Director Nishijima, Toru For Against Management 2.4 Elect Director Matsura, Kazuyoshi For Against Management 2.5 Elect Director Ito, Haruo For Against Management 2.6 Elect Director Kitabata, Takao For For Management 2.7 Elect Director Nagumo, Tadanobu For Against Management 3 Appoint Statutory Auditor Kimura, For Against Management Hiroki 4 Approve Takeover Defense Plan (Poison For Against Management Pill) -------------------------------------------------------------------------------- ZURICH INSURANCE GROUP AG Ticker: ZURN Security ID: H9870Y105 Meeting Date: APR 01, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1.1 Accept Financial Statements and For For Management Statutory Reports 1.2 Approve Remuneration Report For For Management (Non-binding) 2 Approve Allocation of Income and For For Management Dividends of CHF 20 per Share 3 Approve Discharge of Board and Senior For For Management Management 4.1a Reelect Michel Lies as Director and For For Management Chairman 4.1b Reelect Joan Amble as Director For For Management 4.1c Reelect Catherine Bessant as Director For For Management 4.1d Reelect Dame Carnwath as Director For For Management 4.1e Reelect Christoph Franz as Director For For Management 4.1f Reelect Michael Halbherr as Director For For Management 4.1g Reelect Jeffrey Hayman as Director For For Management 4.1h Reelect Monica Maechler as Director For For Management 4.1i Reelect Kishore Mahbubani as Director For For Management 4.1j Reelect Jasmin Staiblin as Director For For Management 4.1k Reelect Barry Stowe as Director For For Management 4.2.1 Reappoint Michel Lies as Member of the For For Management Compensation Committee 4.2.2 Reappoint Catherine Bessant as Member For For Management of the Compensation Committee 4.2.3 Reappoint Christoph Franz as Member of For For Management the Compensation Committee 4.2.4 Reappoint Kishore Mahbubani as Member For For Management of the Compensation Committee 4.2.5 Reappoint Jasmin Staiblin as Member of For For Management the Compensation Committee 4.3 Designate Keller KLG as Independent For For Management Proxy 4.4 Ratify PricewaterhouseCoopers AG as For For Management Auditors 5.1 Approve Remuneration of Directors in For For Management the Amount of CHF 5.7 Million 5.2 Approve Remuneration of Executive For For Management Committee in the Amount of CHF 78.2 Million 6 Approve Creation of CHF 4.5 Million For For Management Pool of Authorized Capital with Partial Exclusion of Preemptive Rights and CHF 3 Million Pool of Conditional Capital without Preemptive Rights 7 Amend Articles of Association For For Management 8 Transact Other Business (Voting) For Against Management ================= Xtrackers Harvest CSI 300 China A-Shares ETF ================= 360 SECURITY TECHNOLOGY, INC. Ticker: 601360 Security ID: Y444T7106 Meeting Date: AUG 05, 2019 Meeting Type: Special Record Date: JUL 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of Registered Address For For Management 2 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- 360 SECURITY TECHNOLOGY, INC. Ticker: 601360 Security ID: Y444T7106 Meeting Date: APR 03, 2020 Meeting Type: Special Record Date: MAR 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Target Subscribers and For For Management Subscription Method 1.2 Approve Issue Price and Pricing For For Management Principles 1.3 Approve Lock-up Period For For Management 1.4 Approve Resolution Validity Period and For For Management Shareholders' Meeting Authorization Period 2 Approve Plan on Private Placement of For For Management Shares (Second Revision) 3 Approve Revised Impact of Dilution of For For Management Current Returns on Major Financial Indicators and the Relevant Measures to be Taken 4 Approve Purchase of Liability For Against Management Insurance for Directors, Supervisors and Senior Management Members 5.1 Elect Xu Jingchang as Independent For For Management Director -------------------------------------------------------------------------------- 360 SECURITY TECHNOLOGY, INC. Ticker: 601360 Security ID: Y444T7106 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAY 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Financial Statements For For Management 3 Approve Profit Distribution For For Management 4 Approve Report of the Board of For For Management Directors 5 Approve Report of the Board of For For Management Supervisors 6 Approve Remuneration of Directors For For Management 7 Approve Remuneration of Supervisors For For Management 8 Approve Appointment of Financial For For Management Report Auditor and Internal Control Auditor 9 Approve Daily Related-party For For Management Transactions 10 Approve Provision of Guarantee for For For Management Company and Subsidiary -------------------------------------------------------------------------------- 360 SECURITY TECHNOLOGY, INC. Ticker: 601360 Security ID: Y444T7106 Meeting Date: JUN 22, 2020 Meeting Type: Special Record Date: JUN 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Investment in Tianjin Jincheng For For Management Bank Co., Ltd. 2 Approve Signing of Transfer Agreement For For Management 3 Approve the Issuance of Statement and For For Management Commitment of Investing in Tianjin Jincheng Bank and External Guarantee -------------------------------------------------------------------------------- AECC AVIATION POWER CO. LTD. Ticker: 600893 Security ID: Y9730A108 Meeting Date: AUG 05, 2019 Meeting Type: Special Record Date: JUL 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Capital Injection Agreement For For Management with Specific Investors and Related Party Transactions -------------------------------------------------------------------------------- AECC AVIATION POWER CO. LTD. Ticker: 600893 Security ID: Y9730A108 Meeting Date: SEP 12, 2019 Meeting Type: Special Record Date: SEP 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Additional Financing Amount For For Management and Authorizations for Relevant Agreement Signing -------------------------------------------------------------------------------- AECC AVIATION POWER CO. LTD. Ticker: 600893 Security ID: Y9730A108 Meeting Date: JAN 22, 2020 Meeting Type: Special Record Date: JAN 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Estimated Implementation of For Against Management Continuing Connected Transactions in 2019 2 Approve 2020 Continuing Connected For Against Management Transactions 3 Approve External Guarantee For Against Management 4 Approve Financing Amount and For For Management Authorization Matters -------------------------------------------------------------------------------- AECC AVIATION POWER CO. LTD. Ticker: 600893 Security ID: Y9730A108 Meeting Date: FEB 24, 2020 Meeting Type: Special Record Date: FEB 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For Against Management Acquisition by Issuance of Shares 2 Approve Transaction Constitutes as For Against Management Related-party Transaction 3.1 Approve Target Assets and Payment For Against Management Method 3.2 Approve Transaction Parties For Against Management 3.3 Approve Transaction Price For Against Management 3.4 Approve Share Type, Par Value and For Against Management Listing Exchange 3.5 Approve Pricing Method and Price For Against Management 3.6 Approve Issue Price Adjustment For Against Management Mechanism 3.7 Approve Amount of Asset Purchase, For Against Management Payment Consideration and Issue Scale 3.8 Approve Lock-Up Period Arrangement For Against Management 3.9 Approve Attribution of Profit and Loss For Against Management During the Transition Period and Distribution Arrangement of Undistributed Earnings After Completion of the Transaction 3.10 Approve Delivery Arrangements and For Against Management Liability for Breach of Contract 3.11 Approve Resolution Validity Period For Against Management 4 Approve Report (Draft) and Summary on For Against Management Company's Asset Purchase by Issuance of Shares and Related Party Transactions 5 Approve Signing of Conditional Equity For Against Management Acquisition Agreement and Its Supplementary Agreement 6 Approve Transaction Does Not For Against Management Constitute as Major Asset Restructuring 7 Approve This Transaction Does Not For Against Management Constitute as Major Restructure Listing 8 Approve Relevant Financial Report and For Against Management Asset Evaluation Report 9 Approve Completeness and Compliance of For Against Management Implementation of Legal Proceedings of the Transactions and Validity of the Submitted Legal Documents Regarding this Transaction 10 Approve Impact of Dilution of Current For Against Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 11 Approve Undertakings of Remedial For Against Management Measures by the Relevant Parties in Relation to the Dilution of Current Returns 12 Approve Authorization of the Board to For Against Management Handle All Related Matters 13 Amend the Relevant Provisions of the For Against Management Financial Services Agreement and Related Party Transactions -------------------------------------------------------------------------------- AECC AVIATION POWER CO. LTD. Ticker: 600893 Security ID: Y9730A108 Meeting Date: APR 16, 2020 Meeting Type: Special Record Date: APR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Zhang Zi as Non-independent For For Shareholder Director 1.2 Elect Jia Dafeng as Non-independent For For Shareholder Director 2.1 Elect Mou Xin as Supervisor For For Shareholder -------------------------------------------------------------------------------- AECC AVIATION POWER CO. LTD. Ticker: 600893 Security ID: Y9730A108 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Report of the Independent For For Management Directors 5 Approve Financial Statements For For Management 6 Approve Shareholder Return Plan For For Management 7 Approve Profit Distribution For For Management 8 Approve Financial Budget Report For For Management 9 Approve Related Party Transactions For Against Management 10 Approve Issuance of Shares and Raising For For Management Supporting Funds as well as Special Report on the Deposit and Usage of Raised Funds 11 Approve Remuneration of Directors and For For Management Senior Management Members 12 Approve Appointment of Auditor For For Management 13 Approve Related Party Transactions in For For Management Connection with Transfer of Land Use Rights and Its Property 14 Elect Yan Jianxing as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- AGRICULTURAL BANK OF CHINA Ticker: 1288 Security ID: Y00289101 Meeting Date: DEC 13, 2019 Meeting Type: Special Record Date: NOV 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Final Remuneration Plan for For For Management Directors of the Bank for 2018 2 Approve Final Remuneration Plan for For For Management Supervisors of the Bank for 2018 3 Elect Zhang Qingsong as Director For For Management 4 Approve Additional Special Budget of For For Management Poverty Alleviation Donations for 2019 -------------------------------------------------------------------------------- AGRICULTURAL BANK OF CHINA Ticker: 1288 Security ID: Y00289101 Meeting Date: FEB 28, 2020 Meeting Type: Special Record Date: JAN 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Fixed Assets Investment Budget For For Management for 2020 2 Approve Issuance Plan of Write-Down For For Management Undated Capital Bonds of the Bank 3 Approve Issuance Plan of Write-Down For For Management Eligible Tier-2 Capital Instruments of the Bank -------------------------------------------------------------------------------- AIER EYE HOSPITAL GROUP CO., LTD. Ticker: 300015 Security ID: Y0029J108 Meeting Date: NOV 28, 2019 Meeting Type: Special Record Date: NOV 21, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Chen Bang as Non-Independent For For Management Director 1.2 Elect Li Li as Non-Independent Director For For Management 1.3 Elect Wu Shijun as Non-Independent For For Management Director 1.4 Elect Han Zhong as Non-Independent For For Management Director 2.1 Elect Chen Shou as Independent Director For For Management 2.2 Elect Guo Yuemei as Independent For For Management Director 2.3 Elect Zheng Yuanmin as Independent For For Management Director 3.1 Elect Cao Qinqin as Supervisor For For Management 3.2 Elect Li Xian as Supervisor For For Management -------------------------------------------------------------------------------- AIER EYE HOSPITAL GROUP CO., LTD. Ticker: 300015 Security ID: Y0029J108 Meeting Date: FEB 03, 2020 Meeting Type: Special Record Date: JAN 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Acquisition by Cash and Issuance of Shares as well as Raising Supporting Funds 2 Approve This Transaction Constitutes For For Management as Major Asset Restructure 3.1 Approve Overall Transaction Plan For For Management 3.2 Approve Share Type and Par Value For For Management 3.3 Approve Target Subscribers and Issue For For Management Manner 3.4 Approve Issue Price and Pricing For For Management Principle 3.5 Approve Issue Size For For Management 3.6 Approve Lock-up Period Arrangement For For Management 3.7 Approve Issue Price Adjustment For For Management Mechanism 3.8 Approve Asset Acquisition by Cash For For Management Payment 3.9 Approve Transitional Profit or Loss For For Management Arrangement 3.10 Approve Distribution Arrangement of For For Management Undistributed Earnings 3.11 Approve Performance Commitment and For For Management Compensation Arrangements 3.12 Approve Resolution Validity Period For For Management 3.13 Approve Issuance of Shares to Raise For For Management Supporting Funds 3.14 Approve Share Type and Par Value on For For Management Raising Supporting Funds 3.15 Approve Target Subscribers and Issue For For Management Manner on Raising Supporting Funds 3.16 Approve Issue Price and Pricing For For Management Principle on Raising Supporting Funds 3.17 Approve Issue Size on Raising For For Management Supporting Funds 3.18 Approve Lock-up Period Arrangement on For For Management Raising Supporting Funds 3.19 Approve Use of Proceeds For For Management 3.20 Approve Distribution Arrangement of For For Management Undistributed Earnings on Raising Supporting Funds 3.21 Approve Resolution Validity Period on For For Management Raising Supporting Funds 4 Approve Transaction Adjustment Does For For Management Not Constitute Major Adjustment 5 Approve Report (Draft) and Summary on For For Management Acquisition by Cash and Issuance of Shares as well as Raising Supporting Funds 6 Approve Signing of Relevant Agreements For For Management for this Transaction 7 Approve Signing of Supplementary For For Management Agreement with Related Parties 8 Approve Transaction Does Not For For Management Constitute as Related Party Transaction 9 Approve This Transaction Does Not For For Management Constitute as Major Restructure Listing 10 Approve Transaction Complies with For For Management Article 4 of Provisions on Several Issues Regulating the Major Asset Restructuring of Listed Companies 11 Approve Transaction Complies with For For Management Article 11 of the Management Approach Regarding Major Asset Restructuring of Listed Companies 12 Approve Transaction Complies with For For Management Article 43 of the Management Approach Regarding Major Asset Restructuring of Listed Companies 13 Approve Independence of Appraiser, the For For Management Validity of Hypothesis, the Relevance of Valuation Purpose and Approach as Well as the Fairness of Pricing 14 Approve Basis and Fairness of Pricing For For Management for This Transaction 15 Approve Relevant Audit Report, Pro For For Management Forma Review Report, Asset Evaluation Report 16 Approve Completeness and Compliance of For For Management Implementation of Legal Proceedings of the Transactions and Validity of the Submitted Legal Documents Regarding this Transaction 17 Approve the Notion that the Stock For For Management Price Volatility Did Not Reach the Relevant Standards in the Articles 5 of Notice Regulating the Information Disclosure of Listed Companies and the Acts of All the Related Parties 18 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 19 Approve Shareholder Return Plan For For Management 20 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- AIER EYE HOSPITAL GROUP CO., LTD. Ticker: 300015 Security ID: Y0029J108 Meeting Date: MAR 23, 2020 Meeting Type: Special Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Target Subscribers and Issue For For Management Manner 1.2 Approve Issue Price and Pricing Basis For For Management 1.3 Approve Lock-Up Period Arrangement For For Management -------------------------------------------------------------------------------- AIER EYE HOSPITAL GROUP CO., LTD. Ticker: 300015 Security ID: Y0029J108 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Financial Statements For For Management 4 Approve Equity Distribution Plan For For Management 5 Approve Appointment of Auditor For For Management 6 Approve Social Responsibility Report For For Management 7 Approve Remuneration of Directors For For Management 8 Amend Articles of Association For For Management 9 Approve Increase in Registered For For Management Capital, Amend Articles of Association and Business Registration Change 10 Approve Comprehensive Credit Line Bank For For Management Application 11 Approve Report of the Board of For For Management Supervisors 12 Approve Remuneration of Supervisors For For Management -------------------------------------------------------------------------------- AIR CHINA LIMITED Ticker: 753 Security ID: Y002A6138 Meeting Date: DEC 19, 2019 Meeting Type: Special Record Date: NOV 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve the Framework Agreement For For Management between the Company and Air China Cargo Co., Ltd., Annual Caps and Related Transactions 2 Approve the Framework Agreement For For Management between the Company and China National Aviation Corporation (Group) Limited, Annual Caps and Related Transactions 3 Elect Patrick Healy as Director For For Shareholder 4 Elect Zhao Xiaohang as Supervisor For For Shareholder -------------------------------------------------------------------------------- AIR CHINA LIMITED Ticker: 753 Security ID: Y002A6138 Meeting Date: MAY 26, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Work Report of the Board For For Management of Directors 2 Approve 2019 Work Report of the For For Management Supervisory Committee 3 Elect Feng Gang as Director For For Management 4 Approve 2019 Audited Consolidated For For Management Financial Statements 5 Approve 2019 Profit Distribution For For Management Proposal 6 Approve Deloitte Touche Tohmatsu as For For Management the International Auditor and Deloitte Touche Tohmatsu Certified Public Accountants LLP as the Domestic Auditor and Internal Control Auditor and Authorize Board to Fix Their Remuneration 7 Approve Grant of General Mandate to For Against Management the Board to Issue Debt Financing Instruments 8 Elect Duan Hongyi as Director and For For Shareholder Authorize Board to Fix His Remuneration -------------------------------------------------------------------------------- AISINO CORP. Ticker: 600271 Security ID: Y0017G124 Meeting Date: DEC 25, 2019 Meeting Type: Special Record Date: DEC 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Approve Repurchase and Cancellation of For For Management Performance Shares 3 Approve Change in Convertible For For Management Corporate Bonds for Raised Funds Investment Project 4 Approve Downward Adjustment of For Against Management Convertible Bond Conversion Price -------------------------------------------------------------------------------- ALUMINUM CORPORATION OF CHINA LIMITED Ticker: 2600 Security ID: Y0094N125 Meeting Date: DEC 10, 2019 Meeting Type: Special Record Date: NOV 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association, Rules For For Management and Procedures Regarding General Meetings of Shareholders, Board and Supervisory Committee 2 Approve Proposed Subscription for the For Against Shareholder A Shares of Yunnan Aluminum to be Issued Through Non-Public Offering 3.1 Elect Ou Xiaowu as Supervisor For For Shareholder -------------------------------------------------------------------------------- ALUMINUM CORPORATION OF CHINA LIMITED Ticker: 2600 Security ID: Y0094N125 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Supervisory For For Management Committee 3 Approve 2019 Independent Auditor's For For Management Report and Audited Financial Reports 4 Approve 2019 Profit Distribution For For Management Proposal 5 Approve Provision of Financing For For Management Guarantees by the Company to Chalco Hong Kong Investment 6 Approve Provision of Financing For For Management Guarantees by the Company and Chalco Shandong to Xinghua Technology 7 Approve Resolution in Relation to For Against Management Matters on Guarantees of Ningxia Energy and Its Subsidiaries 8 Approve 2020 Remuneration of Directors For For Management and Supervisors 9 Approve Renewal of Liability Insurance For For Management for Directors, Supervisors and Senior Management Members 10 Approve PricewaterhouseCoopers Zhong For For Management Tian LLP as Domestic Auditors and PricewaterhouseCoopers as International Auditors and Authorize Board to Fix Their Remuneration 11 Approve Issuance of Domestic Bonds For For Management 12 Approve Issuance of Overseas Bonds For For Management 13 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights for H Shares -------------------------------------------------------------------------------- ANGANG STEEL CO., LTD. Ticker: 347 Security ID: Y0132F100 Meeting Date: MAR 16, 2020 Meeting Type: Special Record Date: FEB 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Li Zhongwu as Director For For Management 2 Elect Wang Wanglin as Director For For Management 3.1 Elect Wang Baojun as Supervisor For For Management 3.2 Elect Li Wenbing as Supervisor For For Management 4 Amend Articles of Association For For Management -------------------------------------------------------------------------------- ANGANG STEEL COMPANY LIMITED Ticker: 347 Security ID: Y0132F100 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAY 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Supervisory For For Management Committee 3 Approve 2019 Annual Report and Its For For Management Extracts 4 Approve 2019 Auditors' Report For For Management 5 Approve 2019 Profit Distribution Plan For For Management 6 Approve 2019 Remuneration of Directors For For Management and Supervisors 7 Approve ShineWing Certified Public For For Management Accountants LLP as Auditor and Authorize Board to Fix Their Remuneration 8 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 9 Approve Issuance of Ultra-Short-Term For For Management Financing Bills of the Company in the Inter-bank Bond Market 10 Approve Issuance of Short-Term For For Management Financing Bills of the Company in the Inter-bank Bond Market 11 Approve Issuance of Medium-term Notes For For Management of the Company in the Inter-bank Bond Market -------------------------------------------------------------------------------- ANHUI CONCH CEMENT COMPANY LIMITED Ticker: 914 Security ID: Y01373110 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: APR 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Supervisory For For Management Committee 3 Approve 2019 Audited Financial Reports For For Management 4 Approve KPMG Huazhen LLP as PRC and For Against Management Internal Control Auditor, KPMG as International Financial Auditor, and Authorize Board to Fix Their Remuneration 5 Approve 2019 Profit Appropriation For For Management Proposal and Declaration of Final Dividend 6 Approve Provision of Guarantee to For For Management Subsidiaries and Invested Companies 7 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 8 Approve Amendments to Articles of For For Management Association 9 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- ANHUI GUJING DISTILLERY CO., LTD. Ticker: 200596 Security ID: Y0137M118 Meeting Date: SEP 27, 2019 Meeting Type: Special Record Date: SEP 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Wang Ruihua as Independent For For Management Director -------------------------------------------------------------------------------- ANHUI GUJING DISTILLERY CO., LTD. Ticker: 200596 Security ID: Y0137M118 Meeting Date: NOV 26, 2019 Meeting Type: Special Record Date: NOV 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of Auditor For For Management -------------------------------------------------------------------------------- ANHUI GUJING DISTILLERY CO., LTD. Ticker: 200596 Security ID: Y0137M118 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: JUN 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Financial Budget Report For For Management 6 Approve Allocation of Income and For For Management Dividends 7 Approve Appointment of Auditor For For Management 8 Approve Amendments to Articles of For For Management Association 9 Approve Investment in Winery For For Management Production through Intelligent Technology Transformation Project 10.1 Elect Liang Jinhui as Non-Independent For For Shareholder Director 10.2 Elect Li Peihui as Non-Independent For For Shareholder Director 10.3 Elect Zhou Qingwu as Non-Independent For For Shareholder Director 10.4 Elect Yan Lijun as Non-Independent For For Shareholder Director 10.5 Elect Xu Peng as Non-Independent For For Shareholder Director 10.6 Elect Ye Changqing as Non-Independent For For Shareholder Director 11.1 Elect Zhang Guiping as Independent For For Shareholder Director 11.2 Elect Wang Ruihua as Independent For For Shareholder Director 11.3 Elect Xu Zhihao as Independent Director For For Shareholder 12.1 Elect Sun Wanhua as Supervisor For For Shareholder 12.2 Elect Yang Xiaofan as Supervisor For For Shareholder 12.3 Elect Lu Duicang as Supervisor For For Shareholder -------------------------------------------------------------------------------- AVARY HOLDING (SHENZHEN) CO., LTD. Ticker: 002938 Security ID: Y0R9JY100 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: APR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Financial Budget Report For For Management 6 Approve Profit Distribution For For Management 7 Approve Related Party Transactions For For Management 8 Approve to Appoint Auditor For For Management 9 Approve Remuneration of Directors and For For Management Supervisors 10 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 11 Approve Amendments to Articles of For For Management Association 12 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 13.1 Elect Shen Qingfang as Non-Independent For For Management Director 13.2 Elect You Zhehong as Non-Independent For For Management Director 13.3 Elect Huang Chongxing as For For Management Non-Independent Director 13.4 Elect Long Long as Non-Independent For For Management Director 14.1 Elect Xu Renshou as Independent For For Management Director 14.2 Elect Zhang Bo as Independent Director For For Management 14.3 Elect Zhao Tianyang as Independent For For Management Director 15.1 Elect Ke Chengen as Supervisor For For Management 15.2 Elect Zang Xiuqing as Supervisor For For Management -------------------------------------------------------------------------------- AVIC AIRCRAFT CO. LTD. Ticker: 000768 Security ID: Y9723E109 Meeting Date: AUG 23, 2019 Meeting Type: Special Record Date: AUG 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Wu Zhipeng as Non-independent For For Shareholder Director 2 Elect Yu Feng as Supervisor For For Shareholder -------------------------------------------------------------------------------- AVIC AIRCRAFT CO. LTD. Ticker: 000768 Security ID: Y9723E109 Meeting Date: NOV 14, 2019 Meeting Type: Special Record Date: NOV 07, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For Against Management 2 Approve Adjustment on 2019 Daily For For Management Related-party Transaction 3 Approve 2020 Daily Related-party For For Management Transaction 4 Approve Continued Signing of For For Management Related-party Framework Agreement 5 Approve Financial Business For Against Management -------------------------------------------------------------------------------- AVIC AIRCRAFT CO. LTD. Ticker: 000768 Security ID: Y9723E109 Meeting Date: JAN 07, 2020 Meeting Type: Special Record Date: DEC 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related-party Transaction in For For Management Connection to Provision of Counter Guarantee 2 Approve Termination of Partial Raised For For Management Funds Investment Project and Use of Remaining Raised Funds to Replenish Working Capital -------------------------------------------------------------------------------- AVIC AIRCRAFT CO. LTD. Ticker: 000768 Security ID: Y9723E109 Meeting Date: MAR 27, 2020 Meeting Type: Special Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee for For For Management Bank Loan of Xi'an Aircraft Aluminum Industry Co., Ltd. 2 Approve Use of Credit Line by XAIC For For Management Tech (Xi'an) Industry and Trade Co., Ltd. and Provision of Gurantee -------------------------------------------------------------------------------- AVIC AIRCRAFT CO. LTD. Ticker: 000768 Security ID: Y9723E109 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: APR 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Financial Budget Report For For Management 6 Approve Profit Distribution For For Management 7 Approve Capital Injection For For Shareholder -------------------------------------------------------------------------------- AVIC CAPITAL CO., LTD. Ticker: 600705 Security ID: Y07709101 Meeting Date: JUL 25, 2019 Meeting Type: Special Record Date: JUL 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 2 Approve Participation in the For For Management Establishment of Beijing Zhonghang Phase 1 Aviation Industry Investment Fund -------------------------------------------------------------------------------- AVIC CAPITAL CO., LTD. Ticker: 600705 Security ID: Y07709101 Meeting Date: OCT 29, 2019 Meeting Type: Special Record Date: OCT 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Profit Distribution For For Management 2 Approve Participation in Private For Against Management Equity Fund Investment -------------------------------------------------------------------------------- AVIC CAPITAL CO., LTD. Ticker: 600705 Security ID: Y07709101 Meeting Date: FEB 25, 2020 Meeting Type: Special Record Date: FEB 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of For Against Management Performance Shares Incentive Plan 1.1 Approve Purpose of Performance Shares For Against Management Incentive Plan 1.2 Approve Management Agency of For Against Management Performance Shares Incentive Plan 1.3 Approve Duration and Incentives of For Against Management Performance Shares Incentive Plan 1.4 Approve Target Parties of Performance For Against Management Shares Incentive Plan 1.5 Approve Source, Total and Distribution For Against Management of Performance Shares Incentive Plan 1.6 Approve Grant Price Determination For Against Management Method of Performance Shares Incentive Plan 1.7 Approve Principles for Determining the For Against Management Grant date, Lock-up Period and Unlock Period of Incentive Plan 1.8 Approve Conditions for Granting and For Against Management Unlocking Performance Shares 1.9 Approve Procedures for Granting and For Against Management Unlocking Performance Shares 1.10 Approve Rights and Obligations of the For Against Management Company and the Incentive Object and the Dispute Resolution Mechanism 1.11 Approve Handling of Special Situations For Against Management 1.12 Approve Changes and Termination of For Against Management Performance Shares 1.13 Approve Repurchase Cancellation For Against Management Principle 1.14 Approve Other Matters For Against Management 2 Approve Amended Draft and Summary of For Against Management Performance Shares Incentive Plan (First Phase) 2.1 Approve Purpose For Against Management 2.2 Approve Governing Body of Incentive For Against Management Plan 2.3 Approve Incentive Object For Against Management 2.4 Approve Performance Shares Source, For Against Management Scale and Distribution 2.5 Approve Performance Shares Grant Price For Against Management and Determination Method 2.6 Approve Performance Shares Validity For Against Management Period, Grant Date, Lock-up Period and Unlock Period 2.7 Approve Conditions for Granting and For Against Management Unlocking Performance Shares 2.8 Approve Procedures for Granting and For Against Management Unlocking Performance Shares 2.9 Approve Rights and Obligations of the For Against Management Plan Participants and the Company and Dispute Resolution Mechanism 2.10 Approve Accounting Treatment of For Against Management Performance Shares and Impact on Performance 2.11 Approve Handling of Special Situation For Against Management 2.12 Approve Changes and Termination of For Against Management Incentive Plan 2.13 Approve Repurchase and Cancellation For Against Management Principle 2.14 Approve Other Important Matters For Against Management 3 Approve Measures for the Management of For Against Management Company Equity Incentives 4 Approve Methods to Assess the For Against Management Performance of Plan Participants 5 Approve Authorization of the Board to For Against Management Handle All Related Matters 6 Approve Authorization of the Board to For Against Management Handle All Related Matters for Phase One Performance Shares Plan 7 Approve Issue of Overseas Bonds by For For Management Newly-established SPV Companies 8 Approve Provision of Guarantee For For Management 9 Approve Application of Credit Lines For For Management 10.1 Elect Hong Haibo as Non-independent For For Management Director -------------------------------------------------------------------------------- AVIC HELICOPTER CO., LTD. Ticker: 600038 Security ID: Y2981F108 Meeting Date: JUL 29, 2019 Meeting Type: Special Record Date: JUL 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 3 Approve Daily Related Party Transaction For Against Management 4 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- AVIC HELICOPTER CO., LTD. Ticker: 600038 Security ID: Y2981F108 Meeting Date: OCT 24, 2019 Meeting Type: Special Record Date: OCT 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Zhang Yanqun as Supervisor For For Shareholder -------------------------------------------------------------------------------- AVIC HELICOPTER CO., LTD. Ticker: 600038 Security ID: Y2981F108 Meeting Date: DEC 13, 2019 Meeting Type: Special Record Date: DEC 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For Against Management -------------------------------------------------------------------------------- AVIC JONHON OPTRONIC TECHNOLOGY CO., LTD. Ticker: 002179 Security ID: Y14228103 Meeting Date: AUG 15, 2019 Meeting Type: Special Record Date: AUG 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Share Repurchase Plan For For Management 2 Approve Authorization of Board to For For Management Handle All Related Matters Regarding Share Repurchase 3 Approve Guarantee For For Management -------------------------------------------------------------------------------- AVIC JONHON OPTRONIC TECHNOLOGY CO., LTD. Ticker: 002179 Security ID: Y14228103 Meeting Date: DEC 25, 2019 Meeting Type: Special Record Date: DEC 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Revised Draft and Summary of A For Against Management Shares Performance Share Incentive Plan (Phase 2) 2 Approve Methods to Assess the For Against Management Performance of Plan Participants 3 Approve Authorization of Board to For Against Management Handle All Matters Related to A Shares Performance Share Incentive Plan (Phase 2) 4 Approve Termination of Share For For Management Repurchase Plan -------------------------------------------------------------------------------- AVIC JONHON OPTRONIC TECHNOLOGY CO., LTD. Ticker: 002179 Security ID: Y14228103 Meeting Date: FEB 11, 2020 Meeting Type: Special Record Date: FEB 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Guo Zeyi as Non-Independent For For Management Director 1.2 Elect Li Sen as Non-Independent For For Management Director 1.3 Elect Liu Yang as Non-Independent For For Management Director 1.4 Elect Han Feng as Non-Independent For For Management Director 1.5 Elect Wang Bo as Non-Independent For For Management Director 1.6 Elect He Yimin as Non-Independent For For Management Director 2.1 Elect Fu Guicui as Independent Director For For Management 2.2 Elect Wang Huilan as Independent For For Management Director 2.3 Elect Luo Qinghua as Independent For For Management Director 3.1 Elect Zhao Yong as Supervisor For For Management 3.2 Elect Xia Wu as Supervisor For For Management 3.3 Elect Lu Shuangcheng as Supervisor For For Management -------------------------------------------------------------------------------- AVIC JONHON OPTRONIC TECHNOLOGY CO., LTD. Ticker: 002179 Security ID: Y14228103 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: APR 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Daily Related Party For Against Management Transactions 6 Approve Annual Report and Summary For For Management 7 Approve Financial Budget For For Management 8 Approve Appointment of Auditor For For Management 9 Approve Repurchase and Cancellation of For For Management Performance Shares 10 Approve Amendments to Articles of For Against Management Association 11 Approve Shareholder Return Plan For For Management 12 Amend Asset Write-off Management System For For Management -------------------------------------------------------------------------------- AVIC SHENYANG AIRCRAFT CO. LTD. Ticker: 600760 Security ID: Y7683G106 Meeting Date: SEP 25, 2019 Meeting Type: Special Record Date: SEP 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Zhang Yanqun as Supervisor For For Management 2 Approve Adjustment on the For For Management Implementation Progress of the Fundraising Investment Project -------------------------------------------------------------------------------- AVIC SHENYANG AIRCRAFT CO. LTD. Ticker: 600760 Security ID: Y7683G106 Meeting Date: DEC 19, 2019 Meeting Type: Special Record Date: DEC 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management 2 Amend Articles of Association For Against Management -------------------------------------------------------------------------------- AVIC SHENYANG AIRCRAFT CO. LTD. Ticker: 600760 Security ID: Y7683G106 Meeting Date: FEB 28, 2020 Meeting Type: Special Record Date: FEB 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Li Juwen as Non-independent For For Management Director -------------------------------------------------------------------------------- AVICOPTER PLC Ticker: 600038 Security ID: Y2981F108 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: JUN 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report of the Independent For For Management Directors 4 Approve Financial Statements For For Management 5 Approve Allocation of Income and For For Management Dividends 6 Approve Annual Report and Summary For For Management 7 Approve Daily Related Party For Against Management Transactions 8 Approve Internal Control Evaluation For For Management Report 9 Approve Internal Control Audit Report For For Management 10 Approve Appointment of Auditor For For Management 11 Approve Guarantee Provision to Loan of For For Management Wholly-owned Subsidiary 12 Approve Amendments to Articles of For Against Management Association 13 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 14 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 15.1 Elect Wang Xuejun as Non-Independent For For Management Director 15.2 Elect Zhang Jichao as Non-Independent For For Management Director 15.3 Elect Xu Depeng as Non-Independent For For Management Director 15.4 Elect Gan Liwei as Non-Independent For For Management Director 16.1 Elect Wang Zhengxi as Independent For For Management Director 16.2 Elect Rong Jian as Independent Director For For Management 16.3 Elect Wang Meng as Independent Director For For Management 17.1 Elect Tao Guofei as Supervisor For For Management -------------------------------------------------------------------------------- BAIC BLUEPARK NEW ENERGY TECHNOLOGY CO., LTD. Ticker: 600733 Security ID: Y1306F108 Meeting Date: JUL 16, 2019 Meeting Type: Special Record Date: JUL 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Use of Idle Raised Funds to For Against Management Invest in Structured Deposits -------------------------------------------------------------------------------- BAIC BLUEPARK NEW ENERGY TECHNOLOGY CO., LTD. Ticker: 600733 Security ID: Y1306F108 Meeting Date: NOV 15, 2019 Meeting Type: Special Record Date: NOV 07, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Additional Daily Related-party For Against Management Transactions 2 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members -------------------------------------------------------------------------------- BAIC BLUEPARK NEW ENERGY TECHNOLOGY CO., LTD. Ticker: 600733 Security ID: Y1306F108 Meeting Date: DEC 17, 2019 Meeting Type: Special Record Date: DEC 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Subsidiary's Investment in For For Management Joint Venture Project -------------------------------------------------------------------------------- BAIC BLUEPARK NEW ENERGY TECHNOLOGY CO., LTD. Ticker: 600733 Security ID: Y1306F108 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Profit Distribution For For Management 3 Approve Annual Report and Summary For For Management 4 Approve Internal Control Evaluation For For Management Report 5 Approve Report of the Board of For For Management Directors 6 Approve Report of the Independent For For Management Directors 7 Approve Report of the Board of For For Management Supervisors 8 Approve Daily Related Party For Against Management Transactions 9 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor 10 Elect Liu Rui as Non-Independent For For Shareholder Director 11 Approve Continued Use of Idle Own For For Management Funds to Purchase Structured Deposits -------------------------------------------------------------------------------- BAIYIN NONFERROUS METAL (GROUP) CO. LTD. Ticker: 601212 Security ID: Y8077W103 Meeting Date: AUG 02, 2019 Meeting Type: Special Record Date: JUL 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2 Approve Change in Registered Capital For For Management 3.1 Elect Zhang Jinlin as Non-independent For For Shareholder Director 3.2 Elect Wang Pugong as Non-independent For For Shareholder Director 3.3 Elect Liu Xin as Non-independent For For Shareholder Director 3.4 Elect Xia Guilan as Non-independent For For Shareholder Director 3.5 Elect Luo Ning as Non-independent For For Shareholder Director 3.6 Elect Wang Meng as Non-independent For For Shareholder Director 3.7 Elect Wang Qiangzhong as For For Shareholder Non-independent Director 3.8 Elect Zhang Jiangxue as For For Shareholder Non-independent Director 4.1 Elect Sun Jilu as Independent Director For For Management 4.2 Elect Man Li as Independent Director For For Management 4.3 Elect Zhang Chuanfu as Independent For For Management Director 4.4 Elect Cui Shaohua as Independent For For Management Director 4.5 Elect Chen Jingshan as Independent For For Management Director 4.6 Elect Zhang Youquan as Independent For For Management Director 5.1 Elect Wen Xian as Supervisor For For Shareholder 5.2 Elect Xu Qi as Supervisor For For Shareholder 5.3 Elect Wang Lei as Supervisor For For Shareholder 5.4 Elect Wang Liyong as Supervisor For For Shareholder -------------------------------------------------------------------------------- BAIYIN NONFERROUS METAL (GROUP) CO. LTD. Ticker: 601212 Security ID: Y8077W103 Meeting Date: NOV 29, 2019 Meeting Type: Special Record Date: NOV 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Overseas Issuance of Bonds For For Management 2 Approve Merger by Absorption For For Management -------------------------------------------------------------------------------- BAIYIN NONFERROUS METAL (GROUP) CO. LTD. Ticker: 601212 Security ID: Y8077W103 Meeting Date: JAN 10, 2020 Meeting Type: Special Record Date: JAN 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve External Guarantee Provision For Against Management 2.1 Approve Increase the Related Party For For Management Transactions with Related Parties 2.2 Approve Related Party Transaction with For For Management Baiyin Nonferrous Industry Group Co., Ltd. and its Subsidiaries 2.3 Approve Related Party Transaction with For For Management CITIC Guoan Group Corporation and Subsidiaries of China CITIC Group Co., Ltd. 2.4 Approve Related Party Transaction with For For Management Subsidiaries of Gansu Xinye Asset Management Co., Ltd. 2.5 Approve Other Related Party For For Management Transactions 3 Approve Application of Comprehensive For Against Management Credit Lines -------------------------------------------------------------------------------- BAIYIN NONFERROUS METAL (GROUP) CO. LTD. Ticker: 601212 Security ID: Y8077W103 Meeting Date: APR 30, 2020 Meeting Type: Special Record Date: APR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management 2 Approve Shareholder Return Plan For For Management -------------------------------------------------------------------------------- BAIYIN NONFERROUS METAL (GROUP) CO. LTD. Ticker: 601212 Security ID: Y8077W103 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: MAY 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report of the Independent For For Management Directors 4 Approve Financial Statements For For Management 5 Approve Financial Budget Report For For Management 6 Approve Provision for Asset Impairment For For Management 7 Approve Changes in Accounting Policies For For Management 8 Approve Profit Distribution For For Management 9 Approve Annual Report and Summary For For Management 10 Approve Remuneration of Directors, For For Management Supervisors and Senior Management Members 11 Approve Appointment of Auditor For For Management -------------------------------------------------------------------------------- BANK OF BEIJING CO., LTD. Ticker: 601169 Security ID: Y06958113 Meeting Date: DEC 19, 2019 Meeting Type: Special Record Date: DEC 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Praveen Khurana as For For Management Non-Independent Director 1.2 Elect Peng Jihai as Non-Independent For For Management Director 1.3 Elect Wang Ruihua as Independent For For Management Director 1.4 Elect Liu Hongyu as Independent For For Management Director 2.1 Elect Gao Jinbo as Supervisor For For Management 2.2 Elect Qu Qiang as Supervisor For For Management -------------------------------------------------------------------------------- BANK OF BEIJING CO., LTD. Ticker: 601169 Security ID: Y06958113 Meeting Date: APR 03, 2020 Meeting Type: Special Record Date: MAR 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Non Fixed Term Capital Bonds For For Management Issuance -------------------------------------------------------------------------------- BANK OF BEIJING CO., LTD. Ticker: 601169 Security ID: Y06958113 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Report For For Management 4 Approve Financial Budget Report For Against Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Related-party Credit Line to For For Management Beijing State-owned Assets Management Co., Ltd 8 Approve Related-party Credit Line to For For Management Beijing Energy Holding Co., Ltd. 9 Approve Related-party Credit Line to For For Management China Three Gorges Corporation 10 Approve Related-party Transaction For Against Management Special Report -------------------------------------------------------------------------------- BANK OF CHANGSHA CO., LTD. Ticker: 601577 Security ID: Y0R95D101 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: JUN 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements and For Against Management Financial Budget Report 5 Approve Profit Distribution For For Management 6 Approve Issuance of Secondary Capital For For Management Bonds 7 Approve Special Report of Related For For Management Party Transactions 8 Approve Daily Related Party For For Management Transactions 9 Approve Amendments to Articles of For For Management Association 10 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 11 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 12 Approve Company's Eligibility for For For Management Private Placement of Common Shares 13.1 Approve Share Type and Par Value For For Management 13.2 Approve Issue Manner For For Management 13.3 Approve Scale and Use of Proceeds For For Management 13.4 Approve Target Subscribers and For For Management Subscription Method 13.5 Approve Issue Price and Pricing Basis For For Management 13.6 Approve Issue Size For For Management 13.7 Approve Lock-up Period For For Management 13.8 Approve Listing Exchange For For Management 13.9 Approve Distribution Arrangement of For For Management Undistributed Earnings 13.10 Approve Resolution Validity Period For For Management 14 Approve Plan for Private Placement of For For Management Common Shares 15 Approve Report on the Deposit and For For Management Usage of Raised Funds 16 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 17 Approve Signing of Subscription For For Management Agreement 18 Approve Related Party Transactions in For For Management Connection to Private Placement 19 Approve Change in Registered Capital For For Management and Amend Articles of Association after the Completion of Private Placement of Common Shares 20 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 21 Approve Authorization of Board to For For Management Handle All Related Matters 22 Approve Capital Management Planning For For Management 23 Approve Shareholder Return Plan For For Management 24 Approve Appointment of Auditor For For Management 25 Approve Performance Evaluation Report For For Management of Directors 26 Approve Performance Evaluation Report For For Management of Supervisors 27 Approve Performance Evaluation Report For For Management of Senior Management Members -------------------------------------------------------------------------------- BANK OF CHINA LIMITED Ticker: 3988 Security ID: Y13905107 Meeting Date: DEC 31, 2019 Meeting Type: Special Record Date: DEC 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2018 Remuneration Distribution For For Management Plan for Chairman of the Board of Directors and Executive Directors 2 Approve 2018 Remuneration Distribution For For Management Plan of Supervisors 3 Approve Improving the Remuneration For For Management Plan of Independent Non-executive Directors 4 Elect Chen Chunhua as Director For For Management 5 Elect Chui Sai Peng Jose as Director For For Management 6 Approve Application for Provisional For For Management Authorization of Outbound Donations 7 Elect Wang Jiang as Director For For Shareholder -------------------------------------------------------------------------------- BANK OF CHINA LIMITED Ticker: 3988 Security ID: Y13905107 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: JUN 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Work Report of Board of For For Management Directors 2 Approve 2019 Work Report of Board of For For Management Supervisors 3 Approve 2019 Annual Financial Report For For Management 4 Approve 2019 Profit Distribution Plan For For Management 5 Approve 2020 Annual Budget for Fixed For For Management Assets Investment 6 Approve Ernst & Young Hua Ming LLP as For For Management Domestic and External Auditor and Ernst & Young as International Auditor 7.1 Elect Zhao Jie as Director For For Management 7.2 Elect Xiao Lihong as Director For For Management 7.3 Elect Wang Xiaoya as Director For For Management 8 Elect Chen Jianbo as Director For For Management 9 Approve 2019 Remuneration Distribution For For Management Plan of Supervisors 10 Approve the Application for For For Management Provisional Authorization of Outbound Donations 11 Approve the Bond Issuance Plan For For Management 12 Approve the Issuance of Write-down For For Management Undated Capital Bonds 13 Approve the Issuance of Qualified For For Management Write-down Tier 2 Capital Instruments 14 Elect Wang Wei as Director For For Shareholder -------------------------------------------------------------------------------- BANK OF COMMUNICATIONS CO., LTD. Ticker: 3328 Security ID: Y06988110 Meeting Date: MAR 10, 2020 Meeting Type: Special Record Date: FEB 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2018 Remuneration Plan of the For For Management Directors 2 Approve 2018 Remuneration Plan of the For For Management Supervisors 3 Approve Issuance of Undated Capital For For Management Bonds 4 Approve Capital Increase of For For Management Wholly-owned Subsidiary 5 Elect Li Longcheng as Director For For Management 6 Elect Zhang Minsheng as Supervisor For For Management -------------------------------------------------------------------------------- BANK OF COMMUNICATIONS CO., LTD. Ticker: 3328 Security ID: Y06988110 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: MAY 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Supervisory For For Management Committee 3 Approve 2019 Financial Report For For Management 4 Approve 2019 Profit Distribution Plan For For Management 5 Approve 2020 Fixed Assets Investment For For Management Plan 6 Approve PricewaterhouseCoopers as For For Management International Auditor and PricewaterhouseCoopers Zhong Tian LLP as Domestic Auditor and Authorize Board to Determine and Enter Into Respective Engagement with Them 7 Approve 2020 Increase in the Amount of For For Management External Donations 8 Elect Liao Yijian as Director For For Management 9 Elect Zhang Xiangdong as Director For For Management 10 Elect Li Xiaohui as Director For For Management 11 Elect Ju Jiandong as Supervisor For For Management 12 Elect Liu Jun as Director For For Shareholder 13 Approve Issuance of Special Financial For For Shareholder Bonds for Loans to Small and Micro Enterprises -------------------------------------------------------------------------------- BANK OF GUIYANG CO., LTD. Ticker: 601997 Security ID: Y0694A101 Meeting Date: JUL 25, 2019 Meeting Type: Special Record Date: JUL 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Zhang Zhenghai as For For Management Non-Independent Director 2 Elect Xia Yulin as Non-Independent For For Management Director 3 Elect Yu Shirong as Non-Independent For For Management Director 4 Approve Change of Registered Address For Against Management and Amend Articles of Association 5 Approve Extension of Resolution For Against Management Validity Period and Authorization Period of Issuance of Green Financial Bonds -------------------------------------------------------------------------------- BANK OF GUIYANG CO., LTD. Ticker: 601997 Security ID: Y0694A101 Meeting Date: FEB 13, 2020 Meeting Type: Special Record Date: JAN 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Subscription For For Management Method 2.3 Approve Pricing Reference Date, Issue For For Management Price and Pricing Principle 2.4 Approve Scale and Usage of Raised Funds For For Management 2.5 Approve Issue Size For For Management 2.6 Approve Target Subscribers and For For Management Subscription Situation 2.7 Approve Lock-up Period For For Management 2.8 Approve Listing Exchange For For Management 2.9 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.10 Approve Resolution Validity Period For For Management 3 Approve Plan for Private Placement of For For Management Shares 4 Approve Report on the Usage of For For Management Previously Raised Funds 5 Approve Feasibility Analysis Report on For For Management the Intended Usage of Raised Funds 6 Approve Signing of Conditional Share For For Management Subscription Agreement 7 Approve Amendments to Articles of For For Management Association 8 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 9 Approve Private Placement of Shares For For Management Constitutes as Related Party Transaction 10 Approve Capital Management Plan For For Management 11 Approve Shareholder Return Plan For For Management 12 Approve Authorization of Board to For For Management Handle All Related Matters 13 Elect Wang Yong as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- BANK OF GUIYANG CO., LTD. Ticker: 601997 Security ID: Y0694A101 Meeting Date: MAR 18, 2020 Meeting Type: Special Record Date: MAR 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Subscription For For Management Method 2.3 Approve Pricing Reference Date, Issue For For Management Price and Pricing Basis 2.4 Approve Scale and Use of Proceeds For For Management 2.5 Approve Issue Size For For Management 2.6 Approve Target Subscribers and For For Management Subscription Situation 2.7 Approve Lock-up Period For For Management 2.8 Approve Listing Location For For Management 2.9 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.10 Approve Resolution Validity Period For For Management 3 Approve Private Placement of Shares For For Management 4 Approve Signing of Supplementary For For Management Agreement of Share Subscription Agreement 5 Approve Related Party Transactions in For For Management Connection to Private Placement -------------------------------------------------------------------------------- BANK OF GUIYANG CO., LTD. Ticker: 601997 Security ID: Y0694A101 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements and For Against Management Financial Budget Report 4 Approve Profit Distribution For For Management 5 Approve to Appoint Auditor For For Management 6 Amend Authorization Plan of the Board For Against Management of Directors on Shareholder Meetings 7 Approve Special Report on Daily For For Management Related-party Transactions 8.1 Approve Related Party Transaction For For Management Between Guiyang Investment Holding Group Co., Ltd. and Related Parties 8.2 Approve Related Party Transaction For For Management Between Guizhou Wujiang Energy Investment Co., Ltd. and Related Parties 8.3 Approve Related Party Transaction For For Management Between Guizhou Shenqi Investment Co., Ltd. and Related Parties 8.4 Approve Related Party Transaction For For Management Between Guizhou Gas Group Co., Ltd. and Related Parties 8.5 Approve Related Party Transaction with For For Management Guizhou Steel Rope (Group) Co., Ltd. 8.6 Approve Related Party Transaction with For For Management Qianhai Life Insurance Co., Ltd. 8.7 Approve Related Party Transaction with For For Management Related Natural Persons 9 Elect Zhang Ruixin as Supervisor For For Management 10 Approve Performance Evaluation Report For For Management of Board of Directors and Senior Management 11 Approve Performance Evaluation Report For For Management of Board of Supervisors -------------------------------------------------------------------------------- BANK OF HANGZHOU CO., LTD. Ticker: 600926 Security ID: Y0R98A104 Meeting Date: AUG 22, 2019 Meeting Type: Special Record Date: AUG 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner For For Management 2.3 Approve Issue Price and Pricing Basis For For Management 2.4 Approve Issue Size For For Management 2.5 Approve Target Subscribers and For For Management Subscription Method 2.6 Approve Amount and Usage of Raised For For Management Funds 2.7 Approve Lock-up Period For For Management 2.8 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.9 Approve Listing Exchange For For Management 2.10 Approve Resolution Validity Period For For Management 3 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 4 Approve Report on the Usage of For For Management Previously Raised Funds 5 Approve Private Placement of Shares For For Management and Related-party Transactions 6 Approve Impact of Dilution on Current For For Management Returns and the Relevant Measures to be Taken 7 Approve Authorization of Board to For For Management Handle All Matters Related with Private Placement of Shares 8 Approve Shareholder Return Plan For For Management 9 Approve Capital Management Plan For For Management -------------------------------------------------------------------------------- BANK OF HANGZHOU CO., LTD. Ticker: 600926 Security ID: Y0R98A104 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: JUN 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Performance Evaluation Report For For Management of Directors, Supervisors and Senior Management Members 4 Approve Financial Statements and For For Management Financial Budget Plan 5 Approve Profit Distribution For For Management 6 Approve Special Report on For Against Management Related-Party Transactions 7 Approve Special Financial Loan Bonds For For Management for Small and Micro Enterprises 8 Approve Daily Related Party Transaction For For Management 9 Approve Appointment of Auditor For For Management 10 Amend Articles of Association For Against Management 11 ELECT NON-INDEPENDENT DIRECTORS AND For For Management INDEPENDENT DIRECTORS 12 Elect Chen Zhenshan as Non-Independent For For Management Director 13 Elect Song Jianbin as Non-Independent For For Management Director 14 Elect Ian Park as Non-Independent For For Management Director 15 Elect Wu Jianmin as Non-Independent For For Management Director 16 Elect Zhang Xiaohua as Non-Independent For For Management Director 17 Elect Xu Yunhe as Non-Independent For Against Management Director 18 Elect Wang Ping as Non-Independent For Against Management Director 19 Elect Zhao Ying as Non-Independent For For Management Director 20 Elect Wang Hongwei as Independent For For Management Director 21 Elect Fan Qingwu as Independent For For Management Director 22 Elect Liu Shuzhe as Independent For For Management Director 23 Elect Yan Yan as Independent Director For For Management 24 Elect Tang Ronghan as Independent For For Management Director 25 Elect Supervisors For For Management 26 Elect Lv Hanquan as Supervisor For For Management 27 Elect Miao Xin as Supervisor For For Management 28 Elect Chai Jiedan as Supervisor For For Management 29 Elect Han Linglong as Supervisor For For Management 30 Elect Chen Xiaming as Supervisor For For Management 31 Elect Lv Hong as Supervisor For For Management -------------------------------------------------------------------------------- BANK OF JIANGSU CO., LTD. Ticker: 600919 Security ID: Y0698M101 Meeting Date: SEP 06, 2019 Meeting Type: Special Record Date: AUG 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustments on 2019 Daily For For Management Related-party Transactions 2 Approve Issuance of Sannong Financial For Against Management Bond 3 Approve Issuance of Shuangchuang For Against Management Financial Bond 4 Approve Issuance of Microfinance Bond For Against Management -------------------------------------------------------------------------------- BANK OF JIANGSU CO., LTD. Ticker: 600919 Security ID: Y0698M101 Meeting Date: NOV 15, 2019 Meeting Type: Special Record Date: NOV 07, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Perpetual Bonds For For Management 2 Elect Ren Tong as Non-independent For For Management Director 3 Elect Xiang Rong as Supervisor For For Management -------------------------------------------------------------------------------- BANK OF JIANGSU CO., LTD. Ticker: 600919 Security ID: Y0698M101 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: APR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Performance Evaluation Report For For Management on Directors and Senior Management Members 4 Approve Performance Evaluation Report For For Management on Supervisors 5 Approve Report of the Independent For For Management Directors 6 Approve Financial Statements and For For Management Financial Budget Report 7 Approve Profit Distribution For For Management 8 Approve 2019 Related Party Transactions For For Management 9.1 Approve Related-party Transaction with For For Management Jiangsu International Trust Co., Ltd. 9.2 Approve Related-party Transaction with For For Management Huatai Securities Co., Ltd. 9.3 Approve Related-party Transaction with For For Management Wuxi Construction Development Investment Co., Ltd. 9.4 Approve Related-party Transaction with For For Management Suzhou International Development Group Co., Ltd. 9.5 Approve Related-party Transaction with For For Management Jiangsu Shagang Group Co., Ltd. 9.6 Approve Related-party Transaction with For For Management Dongxing Securities Co., Ltd. 9.7 Approve Related-party Transaction with For For Management Wuxi Rural Commercial Bank Co., Ltd. 9.8 Approve Related-party Transaction with For For Management Suzhou Bank Co., Ltd. 9.9 Approve Related-party Transaction with For For Management Soochow Securities Co., Ltd 9.10 Approve Related-party Transaction with For For Management Huatai Securities (Shanghai) Asset Management Co., Ltd. 9.11 Approve Related-party Transaction with For For Management Dalian Bank Co., Ltd. 9.12 Approve Related-party Transaction with For For Management Jiangsu Zijin Rural Commercial Bank Co. , Ltd. 9.13 Approve Related-party Transaction with For For Management Suyin Financial Leasing Co., Ltd. 9.14 Approve Related-party Transaction with For For Management Jiangsu Financial Leasing Co., Ltd 9.15 Approve Related-party Transaction with For For Management China Orient Asset Management Co., Ltd. 9.16 Approve Related-party Transaction with For For Management Jiangsu Communication Holdings Group Finance Co., Ltd. 9.17 Approve Related-party Transaction with For For Management Jiangsu Communication Holdings Co., Ltd. 9.18 Approve Related-party Transaction with For For Management Wuxi Taihu Xincheng Development Group Co., Ltd. 9.19 Approve Related-party Transaction with For For Management Wuxi Taihu International Technology Park Investment Development Co., Ltd. 9.20 Approve Related-party Transaction with For For Management Jiangsu Guoxin Group Co., Ltd. 9.21 Approve Related-party Transaction with For For Management Jiangsu Rugao Rural Commercial Bank Co. , Ltd. 9.22 Approve Related-party Transaction with For For Management Jiangsu Nantong Rural Commercial Bank Co., Ltd. 9.23 Approve Related-party Transaction with For For Management Jiangsu Haimen Rural Commercial Bank Co., Ltd. 9.24 Approve Related-party Transaction with For For Management Jiangsu Ninghu Expressway Co., Ltd. 9.25 Approve Related-party Transaction with For For Management Eastern Airport Group Co., Ltd. 9.26 Approve Related-party Transaction with For For Management China Life City Development Industrial Investment Enterprise 9.27 Approve Related-party Transaction with For For Management Jiangsu Guoxin Co., Ltd. 9.28 Approve Related-party Transaction with For For Management Jiangsu Guoxin Group Finance Co., Ltd. 9.29 Approve Related-party Transaction with For For Management Jiangsu Railway Group Co., Ltd. 9.30 Approve Related-party Transaction with For For Management Jiangsu Zhangjiagang Rural Commercial Bank Co., Ltd. 9.31 Approve Related-party Transaction with For For Management Suzhou Trust Co., Ltd. 9.32 Approve Related-party Transaction with For For Management Wuxi Metro Group Co., Ltd. 9.33 Approve Related-party Transaction with For For Management Wuxi Sunan International Airport Group Co., Ltd. 9.34 Approve Related-party Transaction with For For Management Jiangsu Yixing Rural Commercial Bank Co., Ltd. 9.35 Approve Related-party Transaction with For For Management Related Natural Persons 10 Approve to Appoint Auditor For For Management 11 Approve to Postpone the Election of For For Management Board of Directors 12 Approve to Postpone the Election of For For Management the Supervisory Board -------------------------------------------------------------------------------- BANK OF NANJING CO., LTD. Ticker: 601009 Security ID: Y0698E109 Meeting Date: AUG 19, 2019 Meeting Type: Special Record Date: AUG 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Subscription For For Management Method 2.3 Approve Issue Price and Pricing Basis For For Management 2.4 Approve Issue Amount For For Management 2.5 Approve Target Subscribers and For For Management Subscription Method 2.6 Approve Amount and Use of Proceeds For For Management 2.7 Approve Lock-up Period Arrangements For For Management 2.8 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.9 Approve Listing Exchange For For Management 2.10 Approve Resolution Validity Period For For Management 3 Approve Related Party Transactions in For For Management Connection to Private Placement 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Report on the Usage of For For Management Previously Raised Funds 6 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 7 Approve Authorization of Board to For For Management Handle All Related Matters Regarding Private Placement of Shares 8 Approve Issuance of Tier 2 Capital Bond For For Management 9 Approve Issuance of Financial Bonds For For Management -------------------------------------------------------------------------------- BANK OF NANJING CO., LTD. Ticker: 601009 Security ID: Y0698E109 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAY 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements and For For Management Financial Budget Report 4 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 5 Approve Special Report on Related For For Management Party Transactions 6 Approve Related Party Transaction For For Management 7 Approve to Appoint Auditor For For Management 8 Approve to Appoint Internal Auditor For For Management 9 Approve Capital Planning For For Management 10 Approve Credit Asset Securitization For For Management Business 11 Approve Amendments to Articles of For For Management Association 12 Approve External Supervisory System For For Management 13 Elect Lin Jingran as Non-Independent For For Management Director 14 Elect Guo Zhiyi as Non-Independent For For Management Director 15 Approve Evaluation Report on the For For Management Performance Report of the Supervisors 16 Approve Evaluation Report of the Board For For Management of Supervisors on the Performance of Directors and Senior Management Members -------------------------------------------------------------------------------- BANK OF NINGBO CO., LTD. Ticker: 002142 Security ID: Y0698G104 Meeting Date: SEP 16, 2019 Meeting Type: Special Record Date: SEP 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Tier 2 Capital Bond For For Management 2 Elect Liu Jianguang as Supervisor For For Management -------------------------------------------------------------------------------- BANK OF NINGBO CO., LTD. Ticker: 002142 Security ID: Y0698G104 Meeting Date: FEB 10, 2020 Meeting Type: Special Record Date: FEB 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Proposal on Election of Board For For Management of Directors 2.1 Elect Shi Tingjun as Non-independent For For Management Director 2.2 Elect Wei Xuemei as Non-independent For For Management Director 2.3 Elect Chen Shouping as Non-independent For For Management Director 2.4 Elect Lian Wenhui as Non-independent For For Management Director 2.5 Elect Liu Xinyu as Non-independent For For Management Director 2.6 Elect Zhang Kaidong as Non-independent For For Management Director 2.7 Elect Lu Huayu as Non-independent For For Management Director 2.8 Elect Luo Mengbo as Non-independent For For Management Director 2.9 Elect Feng Peijiong as Non-independent For For Management Director 2.10 Elect Zhuang Lingjun as For For Management Non-independent Director 3.1 Elect Hu Pingxi as Independent Director For For Management 3.2 Elect Bei Duoguang as Independent For For Management Director 3.3 Elect Li Hao as Independent Director For For Management 3.4 Elect Hong Peili as Independent For For Management Director 3.5 Elect Wang Weian as Independent For For Management Director 4 Approve Proposal on Election of Board For For Management of Supervisors 5.1 Elect Shu Guoping as Supervisor For For Management 5.2 Elect Hu Songsong as Supervisor For For Management 5.3 Elect Ding Yuanyao as Supervisor For For Management 5.4 Elect Liu Jianguang as Supervisor For For Management 6 Approve Related Party Transaction For For Management -------------------------------------------------------------------------------- BANK OF NINGBO CO., LTD. Ticker: 002142 Security ID: Y0698G104 Meeting Date: MAR 06, 2020 Meeting Type: Special Record Date: MAR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Issue Type and Par Value For For Management 1.2 Approve Issue Manner For For Management 1.3 Approve Target Parties and For For Management Subscription Method 1.4 Approve Issue Price and Pricing For For Management Principles 1.5 Approve Issue Scale For For Management 1.6 Approve Amount of Raised Funds and For For Management Usage of Raised Funds 1.7 Approve Lock-up Period For For Management 1.8 Approve Listing Location For For Management 1.9 Approve Distribution Arrangement of For For Management Undistributed Earnings 1.10 Approve Resolution Validity Period For For Management 2 Approve Related Party Transactions in For For Management Connection to Private Placement 3 Approve Signing of Agreement on For For Management Private Placement -------------------------------------------------------------------------------- BANK OF NINGBO CO., LTD. Ticker: 002142 Security ID: Y0698G104 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Annual Report and Summary For For Management 3 Approve Financial Statements and For For Management Financial Budget Report 4 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 5 Approve to Appoint Auditor For For Management 6 Approve Amendments to Articles of For For Management Association 7 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 8 Amend Related-Party Transaction For For Management Management System 9 Approve 2019 Daily Related Party For For Management Transaction and 2020 Daily Related Party Transactions 10 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 11 Approve Remuneration Management System For For Management of Directors 12 Approve Remuneration Management System For For Management of Chairman and Vice Chairman 13 Approve Remuneration Management System For For Management of Supervisors 14 Approve Remuneration Management System For For Management of Board of Supervisors 15 Approve Report of the Board of For For Management Supervisors 16 Approve Performance Report of the For For Management Board of Directors and Directors 17 Approve Performance Report of the For For Management Board of Supervisors and Supervisors 18 Approve Performance Report of the For For Management Senior Management and Senior Management Members 19 Approve Performance Report of the For For Management Capital Management -------------------------------------------------------------------------------- BANK OF SHANGHAI CO., LTD. Ticker: 601229 Security ID: Y0R98R107 Meeting Date: DEC 12, 2019 Meeting Type: Special Record Date: DEC 03, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Issuance of Convertible Bonds 2.1 Approve Issue Type For For Management 2.2 Approve Issue Size For For Management 2.3 Approve Par Value and Issue Price For For Management 2.4 Approve Bond Maturity For For Management 2.5 Approve Bond Interest Rate For For Management 2.6 Approve Term and Method of Interest For For Management Payment 2.7 Approve Conversion Period For For Management 2.8 Approve Method for Determining the For For Management Number of Shares for Conversion 2.9 Approve Determination and Adjustment For For Management of Conversion Price 2.10 Approve Terms for Downward Adjustment For For Management of Conversion Price 2.11 Approve Ownership of Dividends During For For Management the Conversion Year 2.12 Approve Terms of Redemption For For Management 2.13 Approve Terms of Sell-Back For For Management 2.14 Approve Issue Manner and Target For For Management Subscribers 2.15 Approve Placing Arrangement for For For Management Shareholders 2.16 Approve Bondholders and Bondholders For For Management Meeting 2.17 Approve Usage of Raised Funds For For Management 2.18 Approve Guarantee Matters For For Management 2.19 Approve Resolution Validity Period For For Management 2.20 Approve Authorization Matters For For Management 3 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 4 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 5 Approve Report on the Usage of For For Management Previously Raised Funds 6 Approve Capital Management Plan For Against Management 7 Approve Shareholder Return Plan For Against Management 8 Elect Gu Jinshan as Non-Independent For For Management Director -------------------------------------------------------------------------------- BANK OF SHANGHAI CO., LTD. Ticker: 601229 Security ID: Y0R98R107 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: JUN 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements and For For Management Financial Budget Report 4 Approve Allocation of Income and For For Management Dividends 5 Approve Performance Evaluation Report For For Management of Directors 6 Approve Performance Evaluation Report For For Management of Supervisors 7 Approve Appointment of Auditor For Against Management 8 Approve Report on the Usage of For For Management Previously Raised Funds 9.1 Amend Articles of Association For Against Management 9.2 Amend Rules and Procedures Regarding For Against Management General Meetings of Shareholders 9.3 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 10 Amend Authorization Plan of the Board For Against Management of Directors on General Meetings of Shareholders -------------------------------------------------------------------------------- BANK OF XI'AN CO., LTD. Ticker: 600928 Security ID: Y0R9AW103 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: APR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For Against Management Financial Budget Report 2 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 3 Approve Report of the Board of For For Management Directors 4 Approve Report of the Board of For For Management Supervisors 5 Approve to Appoint Auditor For For Management 6 Approve 2019 Related Party Transaction For For Management 7 Approve 2020 Related Party Transaction For For Management -------------------------------------------------------------------------------- BAOSHAN IRON & STEEL CO., LTD. Ticker: 600019 Security ID: Y0698U103 Meeting Date: SEP 09, 2019 Meeting Type: Special Record Date: AUG 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Approve Changes in Shareholders' For For Management Commitments 3 Elect Wang Qiangmin as Non-Independent For For Management Director 4 Elect Tian Yong as Independent Director For For Management 5 Elect Wang Zhen as Supervisor For For Management -------------------------------------------------------------------------------- BAOSHAN IRON & STEEL CO., LTD. Ticker: 600019 Security ID: Y0698U103 Meeting Date: JAN 21, 2020 Meeting Type: Special Record Date: JAN 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase and Cancellation of For For Management Performance Shares 2 Elect Luo Jianchuan as Non-independent For For Management Director -------------------------------------------------------------------------------- BAOSHAN IRON & STEEL CO., LTD. Ticker: 600019 Security ID: Y0698U103 Meeting Date: MAR 23, 2020 Meeting Type: Special Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Yao Linlong as Non-independent For For Management Director -------------------------------------------------------------------------------- BAOSHAN IRON & STEEL CO., LTD. Ticker: 600019 Security ID: Y0698U103 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Remuneration of Directors, For For Management Supervisors and Senior Management 7 Approve Related Party Transaction For Against Management 8 Approve 2020 Annual Budget For For Management 9 Approve Appointment of Independent For For Management Accountant and Internal Control Auditor -------------------------------------------------------------------------------- BBMG CORPORATION Ticker: 2009 Security ID: Y076A3113 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Supervisory For For Management Board 3 Approve 2019 Audited Accounts For For Management 4 Approve 2019 Profit Distribution For For Management Proposal 5 Appoint Ernst & Young Hua Ming For For Management Certified Public Accountants as Auditor and Authorize Board to Fix Their Remuneration 6 Approve Remuneration of Directors For For Management 7 Approve 2020 Guarantee Authorization For Against Management to Subsidiaries 8 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights for A Shares and H Shares 9 Approve Qualifying Conditions for For For Management Public Issuance of Corporate Bonds 10.01 Approve Type of Securities Under this For For Management Public Issuance 10.02 Approve Size of the Issuance For For Management 10.03 Approve Par Value and Price of Issuance For For Management 10.04 Approve Term and Types of the Bonds For For Management 10.05 Approve Coupon Rate of the Bonds For For Management 10.06 Approve Method and Target Investors of For For Management Issuance 10.07 Approve Use of Proceeds For For Management 10.08 Approve Arrangements of Placement for For For Management Shareholders of the Company 10.09 Approve Place of Listing For For Management 10.10 Approve Arrangement of Guarantee For For Management 10.11 Approve Measures for Protection of For For Management Repayment 10.12 Approve Validity Period of the Proposal For For Management 11 Authorize the Board to Handle Relevant For For Management Matters in Connection with the Public Issuance of Corporate Bonds 12 Approve Application for Centralized For For Management Registration and Issuance of Various Debt Financing Instruments ("DFI") of Non-Financial Enterprises 13 Authorize the Board or Executive For For Management Directors to Complete the Application for Centralized Registration and Issuance of Various Debt Financing Instruments (DFI) of Non-Financial Enterprises and Related Matters 14 Amend Articles of Association and For For Management Related Transactions -------------------------------------------------------------------------------- BEIJING ENLIGHT MEDIA CO., LTD. Ticker: 300251 Security ID: Y0773B103 Meeting Date: NOV 12, 2019 Meeting Type: Special Record Date: NOV 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Li Jie as Non-independent For For Shareholder Director 2 Approve Amendments to Articles of For For Management Association 3 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 4 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders -------------------------------------------------------------------------------- BEIJING NEW BUILDING MATERIALS PUBLIC CO., LTD. Ticker: 000786 Security ID: Y07708103 Meeting Date: AUG 16, 2019 Meeting Type: Special Record Date: AUG 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Full Reconciliation of For For Management Subsidiary's Multi-regional Merger Litigation -------------------------------------------------------------------------------- BEIJING NEW BUILDING MATERIALS PUBLIC CO., LTD. Ticker: 000786 Security ID: Y07708103 Meeting Date: APR 17, 2020 Meeting Type: Annual Record Date: APR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Financial Statements For For Management 4 Approve Allocation of Income and For For Management Dividends 5 Approve Payment of Remuneration and For For Management Appointment of Auditor 6 Approve Daily Related-Party For For Management Transactions 7 Approve Credit Line Application For For Management 8 Approve Provision of Guarantee For For Management 9 Approve Issuance of Debt Financing For For Management Instruments 10 Approve Financial Services Agreement For Against Management 11 Approve Report of the Board of For For Management Supervisors -------------------------------------------------------------------------------- BEIJING NEW BUILDING MATERIALS PUBLIC CO., LTD. Ticker: 000786 Security ID: Y07708103 Meeting Date: MAY 18, 2020 Meeting Type: Special Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Corporate Bond Issuance 2.1 Approve Issue Scale For For Management 2.2 Approve Par Value and Issue Price For For Management 2.3 Approve Issue Manner and Target For For Management Subscribers 2.4 Approve Variety and Bond Maturity For For Management 2.5 Approve Bond Interest Rate and Payment For For Management Method 2.6 Approve Guarantee Method For For Management 2.7 Approve Use of Proceeds For For Management 2.8 Approve Listing Arrangement For For Management 2.9 Approve Safeguard Measures of Debts For For Management Repayment 2.10 Approve Underwriting Manner For For Management 2.11 Approve Resolution Validity Period For For Management 2.12 Approve Authorization Matters For For Management -------------------------------------------------------------------------------- BEIJING ORIENT LANDSCAPE & ENVIRONMENT CO., LTD. Ticker: 002310 Security ID: Y0772D100 Meeting Date: OCT 09, 2019 Meeting Type: Special Record Date: SEP 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Corporate Bond Issuance 2.1 Approve Issue Size For For Management 2.2 Approve Par Value and Issue Price For For Management 2.3 Approve Target Subscribers For For Management 2.4 Approve Bond Maturity and Type For For Management 2.5 Approve Bond Interest Rate For For Management 2.6 Approve Guarantee Method For For Management 2.7 Approve Issue Manner For For Management 2.8 Approve Use of Proceeds For For Management 2.9 Approve Establishment of Raised Funds For For Management Special Account and Debt Protection Special Account 2.10 Approve Safeguard Measures of Debts For For Management Repayment 2.11 Approve Trading of the Bonds For For Management 2.12 Approve Resolution Validity Period For For Management 3 Approve Authorization of Board to For For Management Handle All Related Matters Regarding Issuance of Corporate Bonds 4 Approve Amendment of Issuance of For For Management Corporate Bond Plan -------------------------------------------------------------------------------- BEIJING ORIENT LANDSCAPE & ENVIRONMENT CO., LTD. Ticker: 002310 Security ID: Y0772D100 Meeting Date: OCT 28, 2019 Meeting Type: Special Record Date: OCT 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Mu Yingjie as Non-Independent For For Management Director 1.2 Elect Zhao Dong as Non-Independent For For Management Director 1.3 Elect Liu Weijie as Non-Independent For For Management Director 1.4 Elect Tang Kai as Non-Independent For For Management Director 1.5 Elect Cheng Xianghong as For For Management Non-Independent Director 1.6 Elect Chen Ying as Non-Independent For For Management Director 2.1 Elect Hu Jihua as Independent Director For For Management 2.2 Elect Liu Xueliang as Independent For For Management Director 2.3 Elect Sun Yanping as Independent For For Management Director 3.1 Elect Wang Yan as Supervisor For For Management 3.2 Elect He Qiaoling as Supervisor For For Management 4 Amend Articles of Association and For Against Management Related Company Systems 5 Approve Change of Business Scope For For Management -------------------------------------------------------------------------------- BEIJING ORIENTAL YUHONG WATERPROOF TECHNOLOGY CO., LTD. Ticker: 002271 Security ID: Y07729109 Meeting Date: JUL 29, 2019 Meeting Type: Special Record Date: JUL 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Li Weiguo as Non-Independent For For Management Director 1.2 Elect Xu Limin as Non-Independent For For Management Director 1.3 Elect Xiang Jinming as Non-Independent For For Management Director 1.4 Elect Zhang Zhiping as Non-Independent For For Management Director 1.5 Elect Zhang Ying as Non-Independent For For Management Director 1.6 Elect Zhang Hongtao as Non-Independent For For Management Director 1.7 Elect Yang Haocheng as Non-Independent For For Management Director 1.8 Elect Wang Xiaoxia as Non-Independent For For Management Director 2.1 Elect Hu Xiaoyuan as Independent For For Management Director 2.2 Elect Huang Qinglin as Independent For For Management Director 2.3 Elect Chen Guangjin as Independent For For Management Director 2.4 Elect Qu Peihua as Independent Director For For Management 3.1 Elect Wang Jing as Supervisor For For Management 3.2 Elect Zou Menglan as Supervisor For For Management 4 Approve Change the Usage of For For Management Repurchased Shares -------------------------------------------------------------------------------- BEIJING ORIENTAL YUHONG WATERPROOF TECHNOLOGY CO., LTD. Ticker: 002271 Security ID: Y07729109 Meeting Date: OCT 15, 2019 Meeting Type: Special Record Date: OCT 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Criteria to Select Plan For For Management Participants 1.2 Approve Type, Number, Source, and For For Management Allocation of Underlying Stocks 1.3 Approve Duration, Grant Date, For For Management Unlocking Period, Arrangements for Unlocking, and Lock-up Period 1.4 Approve Grant Price and Price-setting For For Management Basis 1.5 Approve Grant and Release Restrictions For For Management 1.6 Approve Methods and Procedures to For For Management Adjust the Incentive Plan 1.7 Approve Accounting Treatment For For Management 1.8 Approve Implementation, Grant, Unlock, For For Management Change, and Termination Procedures for Performance Shares Incentive Plan 1.9 Approve Rights and Obligations of the For For Management Plan Participants and the Company 1.10 Approve Methods in Implementing the For For Management Incentive Plan for Changes between the Company and Incentive Party 1.11 Approve Principle of Repurchase and For For Management Cancellation 2 Approve Revised Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of the Board to For For Management Handle All Matters Related to Performance Share Incentive Plan 4 Approve Ending of Fundraising Project For For Management and Replenishment of Capital by Raised Funds 5 Approve External Guarantee Provision For For Management -------------------------------------------------------------------------------- BEIJING ORIENTAL YUHONG WATERPROOF TECHNOLOGY CO., LTD. Ticker: 002271 Security ID: Y07729109 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Financial Budget Report For For Management 5 Approve Profit Distribution For For Management 6 Approve Annual Report and Summary For For Management 7 Approve to Appoint Auditor For For Management 8 Approve Remuneration of Directors For For Management 9 Approve Remuneration of Supervisors For For Management 10 Approve Application of Comprehensive For For Management Credit Lines 11 Approve Provision of Guarantee For For Management 12 Approve Issuance of Super Short-term For For Management Commercial Papers 13 Approve External Guarantee For For Management 14 Approve Use of Idle Own Funds for Cash For Against Management Management 15 Approve Change of Registered Capital For For Management and Amend Articles of Association -------------------------------------------------------------------------------- BEIJING ORIGINWATER TECHNOLOGY CO. LTD. Ticker: 300070 Security ID: Y0772Q101 Meeting Date: JUL 01, 2019 Meeting Type: Special Record Date: JUN 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee for For For Management Liuan OriginWater Decheng Water Environment Management Co., Ltd. 2 Approve Provision of Guarantee for For For Management Pingtan OriginWater Water Co., Ltd. 3 Approve Provision of Guarantee for For For Management Mulei County Kefa Zaisheng Water Co., Ltd. 4 Approve Early Termination of Provision For For Management of Guarantee for Beijing Bishui Jingliang Water Co., Ltd. (I) 5 Approve Early Termination of Provision For For Management of Guarantee for Beijing Bishui Jingliang Water Co., Ltd. (II) 6 Approve Provision of Guarantee for For For Management Jiyang OriginWater Environment Management Co., Ltd. 7 Approve Provision of Guarantee for For For Management Alukeerqinqi OriginWater Water Co., Ltd. 8 Approve Early Termination of Provision For For Management of Guarantee for Beijing OriginWater Boda Water Technology Co., Ltd. 9 Approve Early Termination of Provision For For Management of Guarantee for Xi'an Biyuan Water Co. , Ltd. 10 Approve Early Termination of Provision For For Management of Guarantee for Qitai County Bishui Sunshine Water Co., Ltd. -------------------------------------------------------------------------------- BEIJING ORIGINWATER TECHNOLOGY CO. LTD. Ticker: 300070 Security ID: Y0772Q101 Meeting Date: AUG 12, 2019 Meeting Type: Special Record Date: AUG 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee for For For Management Dongfang OriginWater Water Co., Ltd. 2 Approve Provision of Guarantee for For For Management Beijing Shunzheng OriginWater Environmental Technology Co., Ltd. 3 Approve Provision of Guarantee for For For Management Xinjiang OriginWater Environmental Resources Co., Ltd. 4 Approve Amendments to Articles of For Against Management Association 5 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 6.1 Elect Liu Tao as Non-Independent For For Shareholder Director 6.2 Elect Kong Weijian as Non-Independent For For Shareholder Director 7.1 Elect Zheng Guangfeng as Supervisor For For Management 7.2 Elect Ha Chengyun as Supervisor For For Management 8 Approve Provision of Guarantee for For For Management Wuwei Bishui New Village Environmental Development Co., Ltd. 9 Approve Provision of Guarantee for For For Management Meishan Biyuan Environmental Protection Technology Co., Ltd. 10 Approve Provision of Guarantee for For For Management Dehui OriginWater Environmental Engineering Co., Ltd. 11 Approve Provision of Guarantee for For For Management Chuzhou OriginWater Water Co., Ltd. 12 Approve Provision of Guarantee for For For Management Shandong Lubei OriginWater Seawater Desalination Co., Ltd. 13 Approve Provision of Guarantee for For For Management Beijing Bitong Taima Water Environmental Treatment Co., Ltd. 14 Approve Provision of Guarantee for For For Management Beijing Liangye Environmental Technology Co., Ltd. (1) 15 Approve Provision of Guarantee for For For Management Beijing Liangye Environmental Technology Co., Ltd. (2) 16 Approve Pre-termination of Guarantee For For Management Provision for Hanzhong Hanyuan City Construction Development Co., Ltd. 17 Approve Pre-termination of Guarantee For For Management Provision for Chifeng Jinyuan Environmental Protection Technology Co. , Ltd. 18 Approve Pre-termination of Guarantee For For Management Provision for Fenyang OriginWater Municipal Engineering Co., Ltd. 19 Approve Pre-termination of Guarantee For For Management Provision for Fenyang OriginWater Water Co., Ltd. 20 Approve Pre-termination of Guarantee For For Management Provision for Shandong Lubei OriginWater Seawater Desalination Co., Ltd. 21 Approve Pre-termination of Guarantee For For Management Provision for Pingtan OriginWater Water Co., Ltd. 22 Approve Guarantee Provision for Wuyuan For For Shareholder Bihai Environmental Protection Technology Co., Ltd. 23 Approve Guarantee Provision for For For Shareholder Guizhou Anlong Shunyuan Water Co., Ltd. 24 Approve Guarantee Provision for Deling For For Shareholder Haxin Water Source Water Co., Ltd. -------------------------------------------------------------------------------- BEIJING ORIGINWATER TECHNOLOGY CO. LTD. Ticker: 300070 Security ID: Y0772Q101 Meeting Date: OCT 08, 2019 Meeting Type: Special Record Date: SEP 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustment on Compensation and For For Management Performance Incentives in Connection to Performance Commitments of External Investment 2 Approve Provision of Guarantee to For For Management Pingyao OriginWater Water Co., Ltd. 3 Approve Provision of Guarantee to For For Management De'an OriginWater Environmental Protection Technology Co., Ltd. 4 Approve Provision of Guarantee to For For Management Changtai OriginWater Environmental Protection Technology Co., Ltd. 5 Approve Provision of Guarantee to For For Management Ji'an Liangye Lighting Technology Co., Ltd. 6 Approve Adjustment on Provision of For For Management Guarantee to Wuyang County OriginWater Technology Co., Ltd. 7 Approve Pre-termination of Guarantee For For Management Provision for Guizhou Anlong Shunyuan Water Co., Ltd. 8 Approve Issuance of Short-term For For Management Commercial Papers -------------------------------------------------------------------------------- BEIJING ORIGINWATER TECHNOLOGY CO. LTD. Ticker: 300070 Security ID: Y0772Q101 Meeting Date: NOV 27, 2019 Meeting Type: Special Record Date: NOV 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee to For For Management Ningde Bishuiyuan Lisheng Environmental Protection Co., Ltd. 2 Approve Provision of Guarantee to ZTE For For Management Instrument (Shenzhen) Co., Ltd. (1) 3 Approve Provision of Guarantee to ZTE For For Management Instrument (Shenzhen) Co., Ltd. (2) 4 Approve Provision of Guarantee to For For Management Chishui Bishui Qingyuan Environmental Technology Co., Ltd. 5 Approve Provision of Guarantee to For For Management Jiangsu Lingyuan Water Co., Ltd. 6 Approve Provision of Guarantee to For For Management Beijing Jiu'an Construction Investment Group Co., Ltd. 7 Approve Provision of Guarantee to For For Management Taihe County Bishuiyuan Water Co., Ltd. -------------------------------------------------------------------------------- BEIJING ORIGINWATER TECHNOLOGY CO. LTD. Ticker: 300070 Security ID: Y0772Q101 Meeting Date: JAN 16, 2020 Meeting Type: Special Record Date: JAN 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee to For For Management Beijing Liangye Environmental Technology Co., Ltd. 2 Approve Provision of Guarantee to For For Management Hebei Zhengding Jingyuan Environmental Technology Co., Ltd. 3 Approve Provision of Guarantee to For For Management Pingdingshan Yuyuan Water Technology Co., Ltd. -------------------------------------------------------------------------------- BEIJING ORIGINWATER TECHNOLOGY CO. LTD. Ticker: 300070 Security ID: Y0772Q101 Meeting Date: FEB 28, 2020 Meeting Type: Special Record Date: FEB 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Xie Zhihua as Independent For For Management Director 2 Approve Provision of Guarantee For For Management 3 Approve Issuance of Green Corporate For For Management Bonds 4.1 Approve Issue Scale For For Management 4.2 Approve Par Value and Issue Price For For Management 4.3 Approve Bond Period For For Management 4.4 Approve Interest Rate and For For Management Determination Method 4.5 Approve Repayment Method For For Management 4.6 Approve Issue Manner For For Management 4.7 Approve Target Parties For For Management 4.8 Approve Placement Arrangement to For For Management Shareholders 4.9 Approve Guarantee Matters For For Management 4.10 Approve Usage of Raised Funds For For Management 4.11 Approve Transaction and Circulation of For For Management Bond 4.12 Approve Safeguard Measures of Debts For For Management Repayment 4.13 Approve Resolution Validity Period For For Management 4.14 Approve Underwriting Method For For Management 5 Approve Authorization of the Board to For For Management Handle All Related Matters 6 Approve Provision of Guarantee for For For Shareholder Ningbo Liangqi Guangyi Environmental Technology Co., Ltd. -------------------------------------------------------------------------------- BEIJING ORIGINWATER TECHNOLOGY CO., LTD. Ticker: 300070 Security ID: Y0772Q101 Meeting Date: MAY 06, 2020 Meeting Type: Special Record Date: APR 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve External Provision of Counter For For Management Guarantee (1) 2 Approve External Provision of Counter For For Management Guarantee (2) 3 Approve Early Termination of Guarantee For For Management Provision for Zhangjiajie Bishuiyuan Water Technology Co., Ltd. 4 Approve Early Termination of Guarantee For For Management Provision for Qitai County Bishuiyuan Industrial Water Treatment Co., Ltd. 5 Approve Early Termination of Guarantee For For Management Provision for Pingdingshan Yuyuan Water Technology Co., Ltd. 6 Approve Early Termination of Guarantee For For Management Provision for Shanghe Shangtong Bishui Environmental Protection Technology Co. , Ltd. 7 Approve Early Termination of Guarantee For For Management Provision for De'an Bishuiyuan Environmental Protection Technology Co. , Ltd. 8 Approve Early Termination of Guarantee For For Management Provision for Zhongxing Instrument (Shenzhen) Co., Ltd. (1) 9 Approve Early Termination of Guarantee For For Management Provision for Zhongxing Instrument (Shenzhen) Co., Ltd. (2) 10 Approve Guarantee Provision for For For Management Dongfang Bishuiyuan Water Co., Ltd. 11 Approve Guarantee Provision for Dalian For For Management Bishuiyuan Renewable Water Technology Co., Ltd. 12 Approve Guarantee Provision for For For Management Dangshan Qingyuan Environmental Technology Co., Ltd. 13 Approve Guarantee Provision for For For Management Linzhou Bishuiyuan Water Treatment Co. , Ltd. 14 Approve Guarantee Provision for Xi'an For For Management Bishuiyuan Environmental Protection Technology Co., Ltd. 15 Approve Guarantee Provision for For For Management Beijing Bitong Taima Water Environmental Treatment Co., Ltd. -------------------------------------------------------------------------------- BEIJING ORIGINWATER TECHNOLOGY CO., LTD. Ticker: 300070 Security ID: Y0772Q101 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6.1 Approve Related Party Transaction with For For Management Deyang Jinghui Investment Co., Ltd. 6.2 Approve Related Party Transaction with For For Management Fujian Zhangfa Bishuiyuan Technology Co., Ltd. 6.3 Approve Related Party Transaction with For For Management Guangdong Haiyuan Environmental Protection Technology Co., Ltd. 6.4 Approve Related Party Transaction with For For Management Guizhou Bishuiyuan Environmental Technology Co., Ltd. 6.5 Approve Related Party Transaction with For For Management Guizhou Guishui Investment Development Co., Ltd. 6.6 Approve Related Party Transaction with For For Management Jilin Bishuiyuan Water Technology Co., Ltd. 6.7 Approve Related Party Transaction with For For Management Nanjing Urban Construction Environmental Protection Water Co., Ltd. 6.8 Approve Related Party Transaction with For For Management Qingdao Water Affairs Bishuiyuan Technology Development Co., Ltd. 6.9 Approve Related Party Transaction with For For Management Tianjin Bihai Sponge City Co., Ltd. 6.10 Approve Related Party Transaction with For For Management Xinjiang Bishuiyuan Environmental Resources Co., Ltd. 6.11 Approve Related Party Transaction with For For Management China Urban and Rural Holdings Group Co., Ltd. 6.12 Approve Related Party Transaction with For For Management ZTE Instrument (Shenzhen) Co., Ltd. 6.13 Approve Related Party Transaction with For For Management Beijing North Drainage Investment Co., Ltd. 7 Approve Appointment of Auditor For For Management 8 Approve Guarantee Provision to For For Management Dingyuan Bishuiyuan Environmental Protection Technology Co., Ltd. 9 Approve Guarantee Provision to Henan For For Management Bishuiyuan Ecological Technology Co., Ltd. 10 Approve Guarantee Provision to Beijing For For Management Deqingyuan Agricultural Technology Co. , Ltd. (1) 11 Approve Guarantee Provision to Beijing For For Management Deqingyuan Agricultural Technology Co. , Ltd. (2) 12 Approve Guarantee Provision to Beijing For For Management Deqingyuan Agricultural Technology Co. , Ltd. (3) 13 Approve Guarantee Provision to Beijing For For Management Deqingyuan Agricultural Technology Co. , Ltd. (4) -------------------------------------------------------------------------------- BEIJING SANJU ENVIRONMENTAL PROTECTION & NEW MATERIALS CO LTD. Ticker: 300072 Security ID: Y0773K103 Meeting Date: JUL 30, 2019 Meeting Type: Special Record Date: JUL 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Yang Gang as Non-Independent For For Shareholder Director 1.2 Elect Wang Ningsheng as For For Shareholder Non-Independent Director 2 Approve Guarantee Provision between For For Management Subsidiaries 3 Approve Guarantee Provision Plan For For Management -------------------------------------------------------------------------------- BEIJING SANJU ENVIRONMENTAL PROTECTION & NEW MATERIALS CO LTD. Ticker: 300072 Security ID: Y0773K103 Meeting Date: AUG 27, 2019 Meeting Type: Special Record Date: AUG 21, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Transfer of Equity and Related For For Management Party Transactions 2 Approve Provision of Guarantee by For For Management Subsidiary for Penglai Jutao Offshore Engineering Heavy Industries Co., Ltd. 3 Approve Provision of Guarantee to For For Management Wholly-Owned Subsidiary -------------------------------------------------------------------------------- BEIJING SANJU ENVIRONMENTAL PROTECTION & NEW MATERIALS CO LTD. Ticker: 300072 Security ID: Y0773K103 Meeting Date: OCT 09, 2019 Meeting Type: Special Record Date: SEP 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Major Change in Cooperation For For Management Contract and Related-party Transactions 2 Approve Guarantee Provision For For Management -------------------------------------------------------------------------------- BEIJING SANJU ENVIRONMENTAL PROTECTION & NEW MATERIALS CO LTD. Ticker: 300072 Security ID: Y0773K103 Meeting Date: NOV 13, 2019 Meeting Type: Special Record Date: NOV 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision to For For Management Shenyang Sanju Kate Catalyst Co., Ltd. 2 Approve Guarantee Provision to For For Management Shenzhen Jutao Machinery Equipment Co. , Ltd. -------------------------------------------------------------------------------- BEIJING SHIJI INFORMATION TECHNOLOGY CO., LTD. Ticker: 002153 Security ID: Y0772L102 Meeting Date: DEC 02, 2019 Meeting Type: Special Record Date: NOV 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Li Zhongchu as Non-Independent For For Management Director 1.2 Elect Lai Deyuan as Non-Independent For For Management Director 1.3 Elect Li Diankun as Non-Independent For For Management Director 1.4 Elect Li Shaohua as Non-Independent For For Management Director 2.1 Elect Ye Jinfu as Independent Director For For Management 2.2 Elect Liu Jianfeng as Independent For For Management Director 2.3 Elect Tao Tao as Independent Director For For Management 3.1 Elect Guo Ming as Supervisor For For Management 3.2 Elect Zhang Guangjie as Supervisor For For Management 4 Approve Allowance of Independent For For Management Directors -------------------------------------------------------------------------------- BEIJING SHIJI INFORMATION TECHNOLOGY CO., LTD. Ticker: 002153 Security ID: Y0772L102 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: JUN 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Allocation of Income and For For Management Dividends 5 Approve Financial Statements For For Management 6 Approve Remuneration of Senior For For Management Management Members 7 Approve Appointment of Auditor For For Management 8 Approve Shareholder Return Plan For For Management 9 Amend Articles of Association For For Management 10 Approve Increase in Registered Capital For For Management 11 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 12 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 13 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 14 Amend Working System for Independent For For Management Directors -------------------------------------------------------------------------------- BEIJING TONGRENTANG CO., LTD. Ticker: 600085 Security ID: Y0771B105 Meeting Date: NOV 19, 2019 Meeting Type: Special Record Date: NOV 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Dividends For For Management 2 Approve Amendments to Articles of For Against Management Association -------------------------------------------------------------------------------- BEIJING TONGRENTANG CO., LTD. Ticker: 600085 Security ID: Y0771B105 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: JUN 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Profit Distribution For For Management 3 Approve Report of the Board of For For Management Directors 4 Approve Report of the Board of For For Management Supervisors 5 Approve Annual Report and Summary For For Management 6 Approve Appointment of Auditor and For For Management Payment of Remuneration 7 Elect Wen Kaiting as Non-Independent For For Shareholder Director 8 Elect Wang Jixiong as Supervisor For For Shareholder 9 Approve Signing of Procurement For For Management Framework Agreement and Annual Quota Proposal with Related Parties 10 Approve Signing of Sales Framework For For Management Agreement and Annual Quota Proposal with Related Parties 11 Amend Articles of Association For For Management -------------------------------------------------------------------------------- BEIJING XINWEI TECHNOLOGY GROUP CO., LTD. Ticker: 600485 Security ID: Y07723102 Meeting Date: AUG 30, 2019 Meeting Type: Special Record Date: AUG 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee for For For Management Chongqing Xinwei Communication Technology Co., Ltd. 2 Approve Provision of Guarantee for For For Management Beijing Xinwei Technology Group Co., Ltd. -------------------------------------------------------------------------------- BEIJING-SHANGHAI HIGH-SPEED RAILWAY CO., LTD. Ticker: 601816 Security ID: Y0S031107 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: JUN 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Financial Budget For Against Management 5 Approve Allocation of Income and For For Management Dividends 6 Approve Annual Report and Summary For For Management 7 Approve Related Party Transaction For Against Management 8 Approve Comprehensive Service For For Management Framework Agreement 9 Approve to Appoint Financial Auditor For For Management and Internal Control Auditor -------------------------------------------------------------------------------- BLUESTAR ADISSEO CO. Ticker: 600299 Security ID: Y9722Y106 Meeting Date: AUG 08, 2019 Meeting Type: Special Record Date: AUG 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acquisition of Equity and For For Management Related Party Transactions -------------------------------------------------------------------------------- BLUESTAR ADISSEO CO. Ticker: 600299 Security ID: Y9722Y106 Meeting Date: DEC 06, 2019 Meeting Type: Special Record Date: NOV 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Third Quarter Profit For For Management Distribution 2 Approve Equity Acquisition and Related For For Shareholder Party Transactions -------------------------------------------------------------------------------- BLUESTAR ADISSEO CO. Ticker: 600299 Security ID: Y9722Y106 Meeting Date: APR 27, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Financial Statements For For Management 3 Approve Report of the Board of For For Management Directors 4 Approve Report of the Board of For For Management Supervisors 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditor and For For Management Internal Control Auditor 7 Approve Renewal of Liability Insurance For For Management for Directors, Supervisors and Senior Management 8 Elect Wu Jingwan as Non-Independent For For Management Director -------------------------------------------------------------------------------- BOE TECHNOLOGY GROUP CO., LTD. Ticker: 200725 Security ID: Y0920M101 Meeting Date: SEP 12, 2019 Meeting Type: Special Record Date: SEP 03, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Renewable Corporate Bond Issuance 2.1 Approve Issue Size and Par Value For For Management 2.2 Approve Bond Maturity For For Management 2.3 Approve Bond Interest Rate and Method For For Management of Determination 2.4 Approve Issue Manner For For Management 2.5 Approve Guarantee Matters For For Management 2.6 Approve Terms of Redemption or Terms For For Management of Sell-Back 2.7 Approve Method of Payment of Capital For For Management and Interest 2.8 Approve Interest Deferred Payment Terms For For Management 2.9 Approve Restrictions of Mandatory For For Management Interest Payment and Deferred Payment of Interest 2.10 Approve Use of Proceeds For For Management 2.11 Approve Target Subscribers and Placing For For Management Arrangement for Shareholders 2.12 Approve Underwriting Manner and For For Management Listing Arrangement 2.13 Approve Safeguard Measures of Debts For For Management Repayment 2.14 Approve Resolution Validity Period For For Management 3 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- BOE TECHNOLOGY GROUP CO., LTD. Ticker: 200725 Security ID: Y0920M101 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: MAY 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements and For For Management Business Plan 5 Approve Profit Distribution For For Management 6 Approve Loan And Credit Line For For Management 7 Approve Development of For For Management Principal-guaranteed Financial Products or Structure Deposits 8 Approve Provision of Guarantee to For For Management Chengdu BOE Hospital Co., Ltd. 9 Approve Provision of Guarantee to For For Management Chongqing BOE Display Technology Co., Ltd. 10 Approve Appointment of Auditor For For Management 11 Elect Tang Shoulian as Independent For For Management Director 12 Amend Articles of Association For For Management 13 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors -------------------------------------------------------------------------------- BOHAI LEASING CO., LTD. Ticker: 000415 Security ID: Y9722D102 Meeting Date: AUG 15, 2019 Meeting Type: Special Record Date: AUG 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Issuance of Preferred Shares 2 Approve Company's Plan for Issuance of For For Management Preferred Shares 3.1 Approve Type For For Management 3.2 Approve Issue Size and Scale For For Management 3.3 Approve Issuance Method and Target For For Management Subscribers 3.4 Approve Par Value and Issue Price For For Management 3.5 Approve Existence Period For For Management 3.6 Approve Preferred Shareholder For For Management Participation in the Plan of Distribution of Profits 3.7 Approve Terms of Repurchase For For Management 3.8 Approve Limitation and Recovery of For For Management Voting Rights 3.9 Approve Liquidation Order and For For Management Liquidation Method 3.10 Approve Credit Rating and Tracking For For Management Rating Arrangements 3.11 Approve Method and Subject of Guarantee For For Management 3.12 Approve Listing or Transfer of For For Management Preferred Shares Arrangements 3.13 Approve Use of Proceeds For For Management 3.14 Approve Resolution Validity Period For For Management 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 6 Approve Amendments to Articles of For For Management Association 7 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 8 Approve Shareholder Return Plan For For Management 9 Approve Authorization of Board to For For Management Handle All Related Matters to Issuance of Preferred Shares -------------------------------------------------------------------------------- BOHAI LEASING CO., LTD. Ticker: 000415 Security ID: Y9722D102 Meeting Date: SEP 17, 2019 Meeting Type: Special Record Date: SEP 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustments on Daily For For Management Related-party Transactions -------------------------------------------------------------------------------- BOHAI LEASING CO., LTD. Ticker: 000415 Security ID: Y9722D102 Meeting Date: APR 02, 2020 Meeting Type: Special Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Termination of Controlling For For Management Shareholder's Capital Injection Plan 2 Approve to Appoint Auditor For For Management 3 Approve Appointment of Internal For For Management Control Auditor -------------------------------------------------------------------------------- BOHAI LEASING CO., LTD. Ticker: 000415 Security ID: Y9722D102 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAY 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Financial Budget Report For Against Management 6 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 7 Approve Provision for Asset Impairment For For Management 8 Approve Asset Write-off For For Management 9 Approve Internal Control Evaluation For For Management Report 10 Approve Related Party Transaction For For Management 11 Approve Provision of Loan For For Management 12 Approve Escrow Management Agreement For For Management 13 Approve Adjustment of Lease Rate For For Management 14 Approve Loan For For Management 15 Approve Guarantee For Against Management 16 Approve Derivatives Trading For For Management 17 Amend Management System for Providing For For Management External Guarantees 18 Approve Remuneration of Directors and For For Management Supervisors 19 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members -------------------------------------------------------------------------------- BYD COMPANY LIMITED Ticker: 1211 Security ID: Y1045E107 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: JUN 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Supervisory For For Management Committee 3 Approve 2019 Audited Financial For For Management Statements 4 Approve 2019 Annual Reports and Its For For Management Summary 5 Approve 2019 Profit Distribution Plan For For Management 6 Approve Ernst & Young Hua Ming LLP as For For Management PRC Auditor and Internal Control Audit Institution and Ernst & Young as Auditor Outside the PRC and Authorize Board to Fix Their Remuneration 7 Approve Provision of Guarantee by the For Against Management Group 8 Approve Provision of Repurchase or For For Management Guarantee by the Company and Its Subsidiaries for External Parties 9 Approve Estimated Cap of Ordinary For For Management Connected Transactions for the Year 2020 10 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights for H Shares 11 Approve Issuance by BYD Electronic For Against Management (International) Company Limited of Equity or Equity-Linked Securities without Preemptive Rights 12 Approve Use of Internal Short-Term For For Management Intermittent Funds for Entrusted Wealth Management and Related Transactions 13 Approve Use of Internal Funds of the For Against Management Company and Its Subsidiaries for Risk-Related Investments and Related Transactions 14 Approve Provision of Phased Guarantee For For Management for Mortgage-Backed Car Buyers to BYD Auto Finance Company Limited 15 Amend Articles of Association For For Management 16 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 17 Approve Authorization to the Board to For Against Management Determine the Proposed Plan for the Issuance of Debt Financing Instruments -------------------------------------------------------------------------------- CAITONG SECURITIES CO., LTD. Ticker: 601108 Security ID: Y1072S102 Meeting Date: NOV 11, 2019 Meeting Type: Special Record Date: NOV 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Approve Allowance of Independent For For Management Directors 3 Approve to Appoint Auditor and For For Management Internal Control Auditor 4 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 5.1 Elect Lu Jianqiang as Non-independent For For Management Director 5.2 Elect Ruan Qi as Non-independent For For Management Director 5.3 Elect Xu Aihua as Non-independent For For Shareholder Director 5.4 Elect Wang Jian as Non-independent For For Management Director 5.5 Elect Li Yuan as Non-independent For For Management Director 6.1 Elect Wang Wei as Independent Director For For Management 6.2 Elect Yu Jianxing as Independent For For Management Director 6.3 Elect Chen Geng as Independent Director For For Management 7.1 Elect Ye Yuanzu as Supervisor For For Management 7.2 Elect Zhou Zhiwei as Supervisor For For Management -------------------------------------------------------------------------------- CAITONG SECURITIES CO., LTD. Ticker: 601108 Security ID: Y1072S102 Meeting Date: JAN 22, 2020 Meeting Type: Special Record Date: JAN 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustment on Authorization of For For Management the Board on Convertible Bond Matters 2 Approve Adjustment on Resolution of For For Management the Board on Convertible Bond Matters -------------------------------------------------------------------------------- CHANGCHUN HIGH & NEW TECHNOLOGY INDUSTRIES (GROUP), INC. Ticker: 000661 Security ID: Y1293Q109 Meeting Date: DEC 30, 2019 Meeting Type: Special Record Date: DEC 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Approve Use of Idle Funds for For Against Management Non-capital-guaranteed Low-risk Cash Management -------------------------------------------------------------------------------- CHANGCHUN HIGH & NEW TECHNOLOGY INDUSTRIES (GROUP), INC. Ticker: 000661 Security ID: Y1293Q109 Meeting Date: APR 16, 2020 Meeting Type: Annual Record Date: APR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 6 Approve to Appoint Auditor For For Management 7 Approve Appoint of Internal Control For For Management Auditor 8 Approve Amendments to Articles of For For Management Association 9 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 10 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 11 Amend Working System for Independent For For Management Directors 12 Elect Zhang Yuzhi as Non-Independent For For Shareholder Director 13 Approve Change of 2016 Raised Funds For For Management Usage -------------------------------------------------------------------------------- CHANGCHUN HIGH & NEW TECHNOLOGY INDUSTRIES (GROUP), INC. Ticker: 000661 Security ID: Y1293Q109 Meeting Date: JUN 15, 2020 Meeting Type: Special Record Date: JUN 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Matters Related to the For For Management Adjustment of Conversion Price -------------------------------------------------------------------------------- CHANGCHUN HIGH & NEW TECHNOLOGY INDUSTRIES (GROUP), INC. Ticker: 000661 Security ID: Y1293Q109 Meeting Date: JUN 29, 2020 Meeting Type: Special Record Date: JUN 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Spin-off of Subsidiary on SSE For For Management STAR Market in Accordance with Relevant Laws and Regulations 2.1 Approve Type For For Management 2.2 Approve Par Value For For Management 2.3 Approve Issue Amount For For Management 2.4 Approve Issue Manner For For Management 2.5 Approve Target Subscribers For For Management 2.6 Approve Manner of Pricing For For Management 2.7 Approve Use of Proceeds For For Management 2.8 Approve Underwriting Manner For For Management 2.9 Approve Listing Exchange and Section For For Management 2.10 Approve Issue and Listing Time For For Management 2.11 Approve Increase of Registered Capital For For Management 2.12 Approve Issuance Expense For For Management 2.13 Approve Resolution Validity Period For For Management 3 Approve Spin-off of Subsidiary on SSE For For Management STAR Market (Revised Draft) 4 Approve Compliance with Provisions on For For Management Pilot Domestic Listing of Subsidiaries of Listed Companies 5 Approve Listing to Safeguard the For For Management Legitimate Rights and Interests of Shareholders and Creditors 6 Approve Company's Maintaining For For Management Independence and Continuous Operation Ability 7 Approve Corresponding Standard For For Management Operation Ability 8 Approve Completeness and Compliance of For For Management Implementation of Legal Proceedings of the Transactions and Validity of the Submitted Legal Documents Regarding this Transaction 9 Approve Purpose, Commercial For For Management Rationality, Necessity and Feasibility Analysis of this Transaction 10 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- CHANGJIANG SECURITIES CO., LTD. Ticker: 000783 Security ID: Y1314J100 Meeting Date: NOV 01, 2019 Meeting Type: Special Record Date: OCT 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Tian Xuan as Independent Director For Against Management 1.2 Elect Shi Zhanzhong as Independent For For Management Director 1.3 Elect Yu Zhen as Independent Director For For Management 1.4 Elect Pan Hongbo as Independent For For Management Director 1.5 Elect Li Xinhua as Non-independent For For Management Director 1.6 Elect Jin Caijiu as Non-independent For For Management Director 1.7 Elect Chen Jia as Non-independent For For Management Director 1.8 Elect Huang Xueqiang as For For Management Non-independent Director 1.9 Elect Chen Wenbin as Non-independent For For Management Director 1.10 Elect Tian Zexin as Non-independent For For Management Director 1.11 Elect Qu Dingyuan as Non-independent For For Management Director 1.12 Elect Liu Yuanrui as Non-independent For For Management Director 2.1 Elect Yu Feng as Supervisor For For Management 2.2 Elect Deng Tao as Supervisor For For Management 2.3 Elect Yang Xing as Supervisor For For Management 3 Approve Semi-annual Risk Control For For Management Indicator Report -------------------------------------------------------------------------------- CHANGJIANG SECURITIES CO., LTD. Ticker: 000783 Security ID: Y1314J100 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Appointment of Auditor For For Management 6 Approve Profit Distribution For For Management 7.1 Approve Related Party Transaction with For For Management Guohua Life Insurance Co., Ltd. and Related Enterprises 7.2 Approve Related Party Transaction with For For Management Three Gorges Capital Holdings Co., Ltd. and Related Enterprises 7.3 Approve Related Party Transaction with For For Management Changxin Fund Management Co., Ltd. 7.4 Approve Related Party Transaction with For For Management Other Related Parties 8 Approve Risk Control Indicators Report For For Management 9 Approve 2020 Risk Appetite For For Management Authorization 10 Approve Remuneration and Assessment of For For Management Directors 11 Approve Remuneration and Assessment of For For Management Supervisors 12 Approve Remuneration and Assessment of For For Management Senior Management 13 Approve Shareholder Return Plan in the For For Management Next Three Years 14 Elect Zhao Lin as Non-independent For For Management Director 15 Approve Amendments to Articles of For Against Management Association 16 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 17 Amend Rules and Procedures Regarding For For Management Meetings of Supervisory Committee 18 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders -------------------------------------------------------------------------------- CHAOZHOU THREE-CIRCLE (GROUP) CO., LTD. Ticker: 300408 Security ID: Y1R99A101 Meeting Date: JAN 10, 2020 Meeting Type: Special Record Date: JAN 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase and Cancellation of For For Management Performance Shares 2 Approve Change in Registered Capital For For Management 3 Amend Articles of Association For For Management -------------------------------------------------------------------------------- CHAOZHOU THREE-CIRCLE (GROUP) CO., LTD. Ticker: 300408 Security ID: Y1R99A101 Meeting Date: MAR 20, 2020 Meeting Type: Special Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Issue Time For For Management 2.3 Approve Price Reference Date, Issue For For Management Price and Pricing Principle 2.4 Approve Issue Size For For Management 2.5 Approve Target Subscribers and For For Management Subscription Method 2.6 Approve Lock-up Period For For Management 2.7 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.8 Approve Listing Exchange For For Management 2.9 Approve Amount and Use of Proceeds For For Management 2.10 Approve Resolution Validity Period For For Management 3 Approve Plan on Private Placement of For For Management Shares 4 Approve Demonstration Analysis Report For For Management in Connection to Private Placement 5 Approve Feasibility Analysis Report on For For Management the Intended Usage of Raised Funds 6 Approve the Notion that the Company For For Management Does Not Need to Prepare a Report on the Usage of Previously Raised Funds 7 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 8 Approve Undertakings of Remedial For For Management Measures by the Relevant Parties in Relation to the Dilution of Current Returns as a Result of the Private Placement 9 Approve Authorization of the Board and For For Management Its Authorized Persons to Handle All Related Matters -------------------------------------------------------------------------------- CHAOZHOU THREE-CIRCLE (GROUP) CO., LTD. Ticker: 300408 Security ID: Y1R99A101 Meeting Date: APR 13, 2020 Meeting Type: Annual Record Date: APR 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Allocation of Income and For For Management Dividends 6 Approve to Appoint Auditor For For Management 7 Approve Remuneration of Directors, For For Management Supervisors 8 Approve Repurchase and Cancellation of For For Management Performance Shares 9 Approve Change in Registered Capital For For Management 10 Amend Articles of Association For For Management 11.1 Elect Zhang Wanzhen as Non-independent For For Management Director 11.2 Elect Li Gang as Non-independent For For Management Director 11.3 Elect Huang Xueyun as Non-independent For For Management Director 11.4 Elect Qiu Jihua as Non-independent For For Management Director 12.1 Elect Gu Qun as Independent Director For For Management 12.2 Elect Huang Weikun as Independent For For Management Director 12.3 Elect Xu Yejun as Independent Director For For Management 13.1 Elect Zheng Kecheng as Supervisor For For Management 13.2 Elect Zhang Xichong as Supervisor For For Management -------------------------------------------------------------------------------- CHAOZHOU THREE-CIRCLE (GROUP) CO., LTD. Ticker: 300408 Security ID: Y1R99A101 Meeting Date: MAY 22, 2020 Meeting Type: Special Record Date: MAY 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Chen Guixu as Supervisor For For Management -------------------------------------------------------------------------------- CHENGDU KANGHONG PHARMACEUTICAL GROUP CO., LTD. Ticker: 002773 Security ID: Y130A3100 Meeting Date: DEC 27, 2019 Meeting Type: Special Record Date: DEC 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Ke Zunhong as Non-independent For For Management Director 1.2 Elect Ke Xiao as Non-independent For For Management Director 1.3 Elect Wang Lin as Non-independent For For Management Director 1.4 Elect Zhong Jianrong as For For Management Non-independent Director 1.5 Elect Yin Jinqun as Non-independent For For Management Director 1.6 Elect Chen Su as Non-independent For For Management Director 2.1 Elect Zhang Qiang as Independent For For Management Director 2.2 Elect Qu Sancai as Independent Director For For Management 2.3 Elect Zhang Yu as Independent Director For For Management 3.1 Elect Gong Wenxian as Supervisor For For Management 3.2 Elect Yang Jianqun as Supervisor For For Management 4 Approve Remuneration of Directors For For Management 5 Approve Remuneration of Supervisors For For Management -------------------------------------------------------------------------------- CHENGDU KANGHONG PHARMACEUTICAL GROUP CO., LTD. Ticker: 002773 Security ID: Y130A3100 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 7 Approve Financial Budget Report For For Management 8 Approve to Appoint Auditor For For Management 9 Approve Use of Own Funds to Purchase For For Management Financial Products -------------------------------------------------------------------------------- CHINA AVIONICS SYSTEMS CO., LTD. Ticker: 600372 Security ID: Y44456104 Meeting Date: SEP 16, 2019 Meeting Type: Special Record Date: SEP 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 2 Elect Zhang Jinchang as Independent For For Management Director -------------------------------------------------------------------------------- CHINA AVIONICS SYSTEMS CO., LTD. Ticker: 600372 Security ID: Y44456104 Meeting Date: DEC 20, 2019 Meeting Type: Special Record Date: DEC 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change in Usage of Partial For For Management Raised Funds and Permanently Replenish Working Capital 2 Approve Equity Transfer and Related For For Management Party Transactions 3 Approve Amendments to Articles of For Against Management Association -------------------------------------------------------------------------------- CHINA AVIONICS SYSTEMS CO., LTD. Ticker: 600372 Security ID: Y44456104 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: JUN 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Financial Budget For For Management 6 Approve Annual Report and Summary For For Management 7 Approve Daily Related-Party For Against Management Transactions 8 Approve Internal Control Evaluation For For Management Report 9 Approve Internal Control Audit Report For For Management 10 Approve Social Responsibility Report For For Management 11 Approve Report of the Board of For For Management Independent Directors 12 Approve Appointment of Auditor For Against Management 13 Approve Change in Usage of Raise Funds For For Management to Replenish Working Capital -------------------------------------------------------------------------------- CHINA CITIC BANK CORPORATION LIMITED Ticker: 998 Security ID: Y1434M108 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Annual Report For For Management 2 Approve 2019 Financial Report For For Management 3 Approve 2019 Profit Distribution Plan For For Management 4 Approve 2020 Financial Budget Plan For For Management 5 Approve 2020 Engagement of Accounting For For Management Firms and Their Fees 6 Approve 2019 Special Report of Related For For Management Party Transactions 7 Approve 2019 Report of the Board of For For Management Directors 8 Approve 2019 Report of the Board of For For Management Supervisors 9 Approve Amendments to Articles of For Against Management Association 10 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 11 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 12 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 13 Approve Wei Guobin as an External For For Management Supervisor 14 Approve Improvement of Management on For For Management the Remuneration of Independent Directors 15 Approve Improvement of Management on For For Management the Remuneration of External Supervisor 16 Approve Change of Office and Residence For For Management and Amendments to the Related Terms of the Articles of Association 17 Approve Extension of the Authorization For For Management Period to the Board of Directors for Handling Matters in Relation to the Non-public Offering of Preference Shares by the General Meeting -------------------------------------------------------------------------------- CHINA CITIC BANK CORPORATION LIMITED Ticker: 998 Security ID: Y1434M108 Meeting Date: MAY 20, 2020 Meeting Type: Special Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 17 Approve Extension of the Authorization For For Management Period to the Board of Directors for Handling Matters in Relation to the Non-public Offering of Preference Shares by the General Meeting -------------------------------------------------------------------------------- CHINA COAL ENERGY COMPANY LIMITED Ticker: 1898 Security ID: Y1434L118 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Supervisory For For Management Committee 3 Approve 2019 Audited Financial For For Management Statements 4 Approve 2019 Profit Distribution Plan For For Management and Distribution of Final Dividends 5 Approve Capital Expenditure Budget for For Against Management the Year 2020 6 Approve Deloitte Touche Tohmatsu For For Management Certified Public Accountants LLP as Domestic Auditor and Deloitte Touche Tohmatsu as International Auditor and Authorize Board to Fix Their Remuneration 7 Approve Emoluments of Directors and For For Management Supervisors 8.1 Approve 2021 Coal Supply Framework For For Management Agreement, Annual Caps and Related Transactions 8.2 Approve 2021 Integrated Materials and For For Management Services Mutual Provision Framework Agreement, Annual Caps and Related Transactions 8.3 Approve 2021 Project Design, For For Management Construction and General Contracting Services Framework Agreement, Annual Caps and Related Transactions 8.4 Approve 2021 Financial Services For Against Management Framework Agreement, Annual Caps and Related Transactions -------------------------------------------------------------------------------- CHINA COMMUNICATIONS CONSTRUCTION COMPANY LIMITED Ticker: 1800 Security ID: Y1R36A107 Meeting Date: AUG 05, 2019 Meeting Type: Special Record Date: JUL 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Share Transfer, Capital For For Management Increase Agreement and Related Transactions -------------------------------------------------------------------------------- CHINA COMMUNICATIONS CONSTRUCTION COMPANY LIMITED Ticker: 1800 Security ID: Y1R36A107 Meeting Date: NOV 15, 2019 Meeting Type: Special Record Date: OCT 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Grant of General Mandate to For For Management Repurchase H Shares -------------------------------------------------------------------------------- CHINA COMMUNICATIONS CONSTRUCTION COMPANY LIMITED Ticker: 1800 Security ID: Y1R36A107 Meeting Date: NOV 15, 2019 Meeting Type: Special Record Date: OCT 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Grant of General Mandate to For For Management Repurchase H Shares -------------------------------------------------------------------------------- CHINA COMMUNICATIONS CONSTRUCTION COMPANY LIMITED Ticker: 1800 Security ID: Y1R36A107 Meeting Date: JUN 09, 2020 Meeting Type: Annual Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Audited Consolidated For For Management Financial Statements 2 Approve 2019 Profit Distribution Plan For For Management and Final Dividend 3 Approve Ernst & Young as International For For Management Auditor and Ernst & Young Hua Ming LLP as Domestic Auditor and Authorize Board to Fix Their Remuneration 4 Approve 2019 Report of the Board For For Management 5 Approve 2019 Report of the Supervisory For For Management Committee 6 Approve Launch of Asset-Backed For For Management Securitization by the Group and Authorize Liu Qitao, Song Hailiang, Zhu Hongbiao to Deal with All Relevant Matters in Relation to Deal With Matters in Relation to the Asset-Backed Securitization 7 Approve 2020 Estimated Cap for For Against Management Internal Guarantees of the Group 8 Approve Issuance of Debt Financing For Against Management Instruments and Authorize Liu Qitao, Song Hailiang, Zhu Hongbiao to Deal with All Relevant Matters in Relation to the Issuance of Debt Financing Instruments 9 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights for A Shares and/or H Shares and/or Preference Shares 10 Approve Proposed Issuance of Medium For For Management and Long-Term Bonds by the Company and Authorize Liu Qitao, Song Hailiang, Zhu Hongbiao to Deal with All Relevant Matters in Relation to the Issuance of Medium and Long-Term Bonds 11 Approve Report on the Use of the For For Management Previously Raised Proceeds 12 Approve Grant of General Mandate to For For Management the Board to Repurchase H Shares 13 Approve Project Contracting Services For For Management Under the Mutual Project Contracting Framework Agreement and the Revised Annual Cap 14 Approve Extension of the Validity For For Management Period of the General Meeting Resolution in Relation to the A Share Convertible Bonds and Extension of the Validity Period of the Corresponding Board Authorization 15 Approve Connected Transaction in For For Management Relation to the Possible Subscription for A Share Convertible Bonds by China Communications Construction Group (Limited) 16 Amend Articles of Association For For Shareholder 17 Amend Rules and Procedures Regarding For Against Shareholder General Meetings of Shareholders and Amend Rules and Procedures Regarding Meetings of Board of Directors and Supervisory Committee -------------------------------------------------------------------------------- CHINA COMMUNICATIONS CONSTRUCTION COMPANY LIMITED Ticker: 1800 Security ID: Y1R36A107 Meeting Date: JUN 09, 2020 Meeting Type: Special Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Grant of General Mandate to For For Management the Board to Repurchase H Shares -------------------------------------------------------------------------------- CHINA CONSTRUCTION BANK CORPORATION Ticker: 939 Security ID: Y1397N119 Meeting Date: OCT 30, 2019 Meeting Type: Special Record Date: SEP 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Wang Yongqing as Supervisor For For Management 2 Elect Michel Madelain as Director For For Management 3 Approve Remuneration Distribution and For For Management Settlement Plan for Directors of the Bank in 2018 4 Approve Remuneration Distribution and For For Management Settlement Plan for Supervisors of the Bank in 2018 5 Approve Authorization for Additional For For Management Temporary Limit on Poverty Alleviation Donations -------------------------------------------------------------------------------- CHINA CONSTRUCTION BANK CORPORATION Ticker: 939 Security ID: Y1397N119 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: MAY 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Board of For For Management Supervisors 3 Approve 2019 Final Financial Accounts For For Management 4 Approve 2019 Profit Distribution Plan For For Management 5 Approve 2020 Budget for Fixed Assets For For Management Investment 6 Elect Tian Guoli as Director For For Management 7 Elect Feng Bing as Director For For Management 8 Elect Zhang Qi as Director For For Management 9 Elect Xu Jiandong as Director For For Management 10 Elect Malcolm Christopher McCarthy as For For Management Director 11 Elect Yang Fenglai as Supervisor For For Management 12 Elect Liu Huan as Supervisor For For Management 13 Elect Ben Shenglin as Supervisor For For Management 14 Approve Ernst & Young Hua Ming LLP as For Against Management Domestic Auditor and Ernst & Young as International Auditor and Authorize Board to Fix Their Remuneration 15 Approve Authorization for Temporary For For Management Limit on Charitable Donations for 2020 16 Approve Capital Plan of China For For Management Construction Bank for 2021 to 2023 -------------------------------------------------------------------------------- CHINA EASTERN AIRLINES CORPORATION LIMITED Ticker: 670 Security ID: Y1407D101 Meeting Date: DEC 31, 2019 Meeting Type: Special Record Date: NOV 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 3 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisory Committee 4.01 Approve Daily Connected Transactions For Against Management on Financial Services of the Company 4.02 Approve Daily Connected Transactions For For Management on Import and Export Services of the Company 4.03 Approve Daily Connected Transactions For For Management on Flight Complementary Services of the Company 4.04 Approve Daily Connected Transactions For For Management on Catering Supply Services of the Company 4.05 Approve Daily Connected Transactions For For Management on Property Leasing Services of the Company 4.06 Approve Daily Connected Transactions For For Management on Advertising Agency Services of the Company 4.07 Approve Daily Connected Transactions For For Management on Aircraft Finance Lease Services of the Company 4.08 Approve Daily Connected Transactions For For Management on Aircraft and Aircraft Engine Operating Lease Services of the Company 4.09 Approve Daily Connected Transactions For For Management on Freight Logistics Support Services and Cargo Terminal Business Support Services of the Company 4.10 Approve Daily Connected Transactions For For Management on Bellyhold Space Services of the Company 5.1 Elect Liu Shaoyong as Director For For Shareholder 5.2 Elect Li Yangmin as Director For For Shareholder 5.3 Elect Tang Bing as Director For For Shareholder 5.4 Elect Wang Junjin as Director For For Shareholder 6.1 Elect Lin Wanli as Director For For Shareholder 6.2 Elect Shao Ruiqing as Director For For Shareholder 6.3 Elect Cai Hongping as Director For For Shareholder 6.4 Elect Dong Xuebo as Director For For Shareholder 7.1 Elect Xi Sheng as Supervisor For For Shareholder 7.2 Elect Fang Zhaoya as Supervisor For For Management -------------------------------------------------------------------------------- CHINA EASTERN AIRLINES CORPORATION LIMITED Ticker: 670 Security ID: Y1407D101 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Supervisory For For Management Committee 3 Approve 2019 Financial Reports For For Management 4 Approve 2019 Profit Distribution For For Management Proposal 5 Approve Appointment of PRC Domestic For For Management Auditors, International Auditors for Financial Reporting and Auditors for Internal Control 6 Approve Grant of General Mandate to For Against Management Issue Bonds 7 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights for A Shares and H Shares -------------------------------------------------------------------------------- CHINA EVERBRIGHT BANK COMPANY LIMITED Ticker: 6818 Security ID: Y1477U116 Meeting Date: JUL 30, 2019 Meeting Type: Special Record Date: JUN 28, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Li Xiaopeng as Director For For Shareholder 1.2 Elect Ge Haijiao as Director For For Shareholder 1.3 Elect Cai Yunge as Director For Against Shareholder 1.4 Elect Lu Hong as Director For For Shareholder 1.5 Elect Fu Dong as Director For For Shareholder 1.6 Elect Shi Yongyan as Director For For Shareholder 1.7 Elect Wang Xiaolin as Director For For Shareholder 1.8 Elect Dou Hongquan as Director For For Shareholder 1.9 Elect He Haibin as Director For For Shareholder 1.10 Elect Liu Chong as Director For For Shareholder 1.11 Elect Yu Chunling as Director For For Shareholder 1.12 Elect Fok Oi Ling Catherine as Director For For Management 1.13 Elect Xu Hongcai as Director For For Management 1.14 Elect Wang Liguo as Director For For Management 1.15 Elect Hong Yongmiao as Director For For Management 1.16 Elect Shao Ruiqing as Director For For Management 1.17 Elect Lu Zhengfei as Director For For Management 2.1 Elect Li Xin as Supervisor For For Management 2.2 Elect Yin Lianchen as Supervisor For For Management 2.3 Elect Wu Junhao as Supervisor For For Management 2.4 Elect Wu Gaolian as Supervisor For For Management 2.5 Elect Wang Zhe as Supervisor For For Management 2.6 Elect Qiao Zhimin as Supervisor For For Management 3 Approve Resolution on Formulating the For For Management Provisional Measures on Administration of Equities -------------------------------------------------------------------------------- CHINA EVERBRIGHT BANK COMPANY LIMITED Ticker: 6818 Security ID: Y1477U116 Meeting Date: DEC 20, 2019 Meeting Type: Special Record Date: NOV 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Wu Lijun as Director For For Shareholder 2 Approve Remuneration of the Chairman For For Management of the Board of Supervisors for 2018 3 Elect Liu Jin as Director For For Shareholder -------------------------------------------------------------------------------- CHINA EVERBRIGHT BANK COMPANY LIMITED Ticker: 6818 Security ID: Y1477U116 Meeting Date: MAR 26, 2020 Meeting Type: Special Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Amend Articles of Association For For Management 1.2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 1.3 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 1.4 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 2 Elect Li Yinquan as Director For For Management 3 Approve Adjustment to the Remuneration For For Management Standard of Independent Non-Executive Directors 4 Approve Adjustment to the Remuneration For For Management Standard of External Supervisors -------------------------------------------------------------------------------- CHINA EVERBRIGHT BANK COMPANY LIMITED Ticker: 6818 Security ID: Y1477U116 Meeting Date: JUN 05, 2020 Meeting Type: Annual Record Date: APR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Work Report of the Board For For Management of Directors 2 Approve 2019 Work Report of the Board For For Management of Supervisors 3 Approve 2020 Budget Plan of Fixed For For Management Asset Investment 4 Approve 2019 Audited Accounts Report For For Management 5 Approve 2019 Profit Distribution Plan For For Management 6 Approve Appointment of Accounting Firm For For Management in 2020 7 Approve Remuneration of Directors For For Management 8 Approve Remuneration of Supervisors For For Management 9 Approve Issuance of Financial Bonds For For Management 10 Approve 2020 Poverty Alleviation in For For Management Designated Areas and External Donation Quota for Unexpected Emergencies -------------------------------------------------------------------------------- CHINA FILM CO., LTD. Ticker: 600977 Security ID: Y1R8AC107 Meeting Date: SEP 26, 2019 Meeting Type: Special Record Date: SEP 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Jiao Hongfen as Non-Independent For For Management Director 1.2 Elect Fu Ruoqing as Non-Independent For For Management Director 1.3 Elect Zhao Haicheng as Non-Independent For For Management Director 1.4 Elect Gu Qin as Non-Independent For For Management Director 1.5 Elect Ren Yue as Non-Independent For For Management Director 1.6 Elect Zhou Baolin as Non-Independent For For Management Director 2.1 Elect Yu Zengbiao as Independent For For Management Director 2.2 Elect Xie Taifeng as Independent For For Management Director 2.3 Elect Yang Youhong as Independent For For Management Director 2.4 Elect Gao Sheng as Independent Director For For Management 3.1 Elect Yuan Linmin as Supervisor For For Shareholder 3.2 Elect Wang Bei as Supervisor For For Shareholder -------------------------------------------------------------------------------- CHINA FILM CO., LTD. Ticker: 600977 Security ID: Y1R8AC107 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: JUN 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Remuneration of Directors and For For Management Supervisors 8 Approve to Adjust the Allowance of For For Management Independent Directors 9 Approve Related Party Transactions For For Management 10 Approve Change in Raised Funds For For Management Investment Project 11 Approve Shareholder Return Plan For For Management 12 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- CHINA FORTUNE LAND DEVELOPMENT CO., LTD. Ticker: 600340 Security ID: Y98912101 Meeting Date: JUL 16, 2019 Meeting Type: Special Record Date: JUL 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Financial Support For For Management and Related Party Transactions -------------------------------------------------------------------------------- CHINA FORTUNE LAND DEVELOPMENT CO., LTD. Ticker: 600340 Security ID: Y98912101 Meeting Date: AUG 20, 2019 Meeting Type: Special Record Date: AUG 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Cancellation of Stock Options For For Management and Repurchase Cancellation of Performance Shares 2 Approve Guarantee Provision For For Management -------------------------------------------------------------------------------- CHINA FORTUNE LAND DEVELOPMENT CO., LTD. Ticker: 600340 Security ID: Y98912101 Meeting Date: SEP 03, 2019 Meeting Type: Special Record Date: AUG 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Cooperative Real Estate For For Management Project and Related-party Transaction 2 Approve Adjustment on Guarantee For Against Management Provision Plan -------------------------------------------------------------------------------- CHINA FORTUNE LAND DEVELOPMENT CO., LTD. Ticker: 600340 Security ID: Y98912101 Meeting Date: SEP 12, 2019 Meeting Type: Special Record Date: SEP 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee I For For Management 2 Approve Provision of Guarantee II For For Shareholder -------------------------------------------------------------------------------- CHINA FORTUNE LAND DEVELOPMENT CO., LTD. Ticker: 600340 Security ID: Y98912101 Meeting Date: SEP 23, 2019 Meeting Type: Special Record Date: SEP 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- CHINA FORTUNE LAND DEVELOPMENT CO., LTD. Ticker: 600340 Security ID: Y98912101 Meeting Date: OCT 10, 2019 Meeting Type: Special Record Date: SEP 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Asset Securitization Plan For For Management 2 Approve Provision of Guarantees For For Management -------------------------------------------------------------------------------- CHINA FORTUNE LAND DEVELOPMENT CO., LTD. Ticker: 600340 Security ID: Y98912101 Meeting Date: NOV 05, 2019 Meeting Type: Special Record Date: OCT 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision Plan For For Management -------------------------------------------------------------------------------- CHINA FORTUNE LAND DEVELOPMENT CO., LTD. Ticker: 600340 Security ID: Y98912101 Meeting Date: NOV 22, 2019 Meeting Type: Special Record Date: NOV 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Capital Injection Agreement For For Management 2 Approve Guarantee Provision Plan For For Management 3 Approve Cancellation of Partial Stock For For Management Options and Repurchase Cancellation of Performance Shares -------------------------------------------------------------------------------- CHINA FORTUNE LAND DEVELOPMENT CO., LTD. Ticker: 600340 Security ID: Y98912101 Meeting Date: DEC 20, 2019 Meeting Type: Special Record Date: DEC 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Establishment of Subsidiary For Against Management and Capital Increase in Subsidiary 2 Approve Guarantee Provision for First For Against Management Half of 2020 3 Approve Related-party Transaction in For For Management Connection to Deposit and Clearing Business in Bank of Langfang 4 Approve Provision of Guarantee For For Shareholder 5 Approve Issuance of Overseas Bonds and For For Shareholder Provision of Its Guarantee -------------------------------------------------------------------------------- CHINA FORTUNE LAND DEVELOPMENT CO., LTD. Ticker: 600340 Security ID: Y98912101 Meeting Date: MAR 09, 2020 Meeting Type: Special Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Corporate Bond Issuance 2.1 Approve Par Value and Issue Scale For For Management 2.2 Approve Bond Period For For Management 2.3 Approve Interest Rate and Repayment For For Management Manner 2.4 Approve Issue Manner For For Management 2.5 Approve Guarantee Arrangement For For Management 2.6 Approve Redemption and Resale Terms For For Management 2.7 Approve Usage of Raised Funds For For Management 2.8 Approve Target Parties and Placement For For Management Arrangement for Shareholders 2.9 Approve Underwriting Method and For For Management Listing Arrangement 2.10 Approve Credit Status and Safeguard For For Management Measures of Debts Repayment 2.11 Approve Resolution Validity Period For For Management 3 Approve Authorization of the Board to For For Management Handle All Related Matters 4 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- CHINA FORTUNE LAND DEVELOPMENT CO., LTD. Ticker: 600340 Security ID: Y98912101 Meeting Date: APR 10, 2020 Meeting Type: Special Record Date: APR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Debt Financing For For Management Instruments -------------------------------------------------------------------------------- CHINA FORTUNE LAND DEVELOPMENT CO., LTD. Ticker: 600340 Security ID: Y98912101 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report of the Independent For For Management Directors 4 Approve Annual Report and Summary For For Management 5 Approve Financial Statements For For Management 6 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 7 Approve to Appoint Auditor For For Management 8 Approve Remuneration of Directors For For Management 9 Approve Remuneration of Supervisors For For Management 10 Approve Allowance of Independent For For Management Directors 11 Approve Repurchase and Cancellation of For For Management Performance Shares 12 Approve Estimated Purchase of For Against Shareholder Operational Land from May to June 2020 13.1 Elect Wang Wenxue as Non-independent For For Shareholder Director 13.2 Elect Wu Xiangdong as Non-independent For For Shareholder Director 13.3 Elect Meng Jing as Non-independent For For Shareholder Director 13.4 Elect Zhao Hongjing as Non-independent For For Shareholder Director 13.5 Elect Meng Sen as Non-independent For For Shareholder Director 13.6 Elect Wang Wei as Non-independent For For Shareholder Director 14.1 Elect Chen Shimin as Independent For For Shareholder Director 14.2 Elect Chen Qi as Independent Director For For Shareholder 14.3 Elect Xie Jichuan as Independent For For Shareholder Director 15.1 Elect Chang Dongjuan as Supervisor For For Shareholder 15.2 Elect Zhang Yi as Supervisor For For Shareholder -------------------------------------------------------------------------------- CHINA FORTUNE LAND DEVELOPMENT CO., LTD. Ticker: 600340 Security ID: Y98912101 Meeting Date: JUN 30, 2020 Meeting Type: Special Record Date: JUN 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision Plan For For Management 2 Approve Change in Registered Capital, For For Management Total Shares and Amend Articles of Association 3 Approve Purchase of Operational Land For Against Shareholder in the 3rd Quarter 4 Approve Cancellation of Stock Option For For Shareholder and Repurchase and Cancellation of Performance Shares -------------------------------------------------------------------------------- CHINA GALAXY SECURITIES CO., LTD. Ticker: 6881 Security ID: Y1R92J117 Meeting Date: DEC 20, 2019 Meeting Type: Special Record Date: DEC 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Chen Liang as Director For For Management -------------------------------------------------------------------------------- CHINA GEZHOUBA GROUP CO., LTD. Ticker: 600068 Security ID: Y1495L114 Meeting Date: OCT 29, 2019 Meeting Type: Special Record Date: OCT 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For Against Management Association 2 Approve to Appoint Financial and For For Management Internal Control Auditor -------------------------------------------------------------------------------- CHINA GEZHOUBA GROUP CO., LTD. Ticker: 600068 Security ID: Y1495L114 Meeting Date: NOV 20, 2019 Meeting Type: Special Record Date: NOV 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Xin Xiaoguang as Non-Independent For For Management Director 2 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- CHINA GEZHOUBA GROUP CO., LTD. Ticker: 600068 Security ID: Y1495L114 Meeting Date: MAR 27, 2020 Meeting Type: Special Record Date: JAN 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Song Ling as Non-independent For For Management Director 2 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors -------------------------------------------------------------------------------- CHINA GEZHOUBA GROUP CO., LTD. Ticker: 600068 Security ID: Y1495L114 Meeting Date: JUN 03, 2020 Meeting Type: Special Record Date: MAY 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Issue Size and Issue Manner For For Management 1.2 Approve Bond Type, Bond Maturity, For For Management Repayment of Capital and Interest and Other Specific Arrangements 1.3 Approve Bond Interest Rate and Method For For Management of Determination 1.4 Approve Deferred Interest Payment and For For Management Restrictions on Deferred Interest Payment 1.5 Approve Compulsory Interest Payment For For Management 1.6 Approve Target Subscribers For For Management 1.7 Approve Placing Arrangement for For For Management Shareholders 1.8 Approve Use of Proceeds For For Management 1.9 Approve Safeguard Measures of Debts For For Management Repayment 1.10 Approve Guarantee Arrangement For For Management 1.11 Approve Listing Arrangement For For Management 1.12 Approve Underwriting Manner For For Management 1.13 Approve Resolution Validity Period For For Management 1.14 Approve Authorization Matters For For Management -------------------------------------------------------------------------------- CHINA GEZHOUBA GROUP CO., LTD. Ticker: 600068 Security ID: Y1495L114 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: JUN 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report For For Management 2 Approve Financial Statements For For Management 3 Approve Report of the Board of For For Management Directors 4 Approve Report of the Independent For For Management Directors 5 Approve Report of the Board of For For Management Supervisors 6 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 7 Approve Provision of Guarantee For Against Management 8 Approve Financial Services Agreement For Against Management 9 Approve Daily Operations Related Party For For Management Transaction Agreement -------------------------------------------------------------------------------- CHINA GRAND AUTOMOTIVE SERVICES GROUP CO., LTD. Ticker: 600297 Security ID: Y1495U106 Meeting Date: JUL 22, 2019 Meeting Type: Special Record Date: JUL 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor 2 Approve Company's Eligibility for For For Management Issuance of Convertible Bonds 3.1 Approve Bond Type For For Shareholder 3.2 Approve Issue Size For For Shareholder 3.3 Approve Par Value and Issue Price For For Shareholder 3.4 Approve Bond Maturity For For Shareholder 3.5 Approve Bond Interest Rate For For Shareholder 3.6 Approve Term and Method of Principal For For Shareholder and Interest Payment 3.7 Approve Conversion Period For For Shareholder 3.8 Approve Determination and Adjustment For For Shareholder of Conversion Price 3.9 Approve Terms for Downward Adjustment For For Shareholder of Conversion Price 3.10 Approve Method for Determining the For For Shareholder Number of Shares for Conversion 3.11 Approve Attributable Relevant Dividend For For Shareholder During the Year of Conversion 3.12 Approve Terms of Redemption For For Shareholder 3.13 Approve Terms of Sell-Back For For Shareholder 3.14 Approve Issue Manner and Target For For Shareholder Subscribers 3.15 Approve Placing Arrangements for For For Shareholder Shareholders 3.16 Approve Bondholders and Bondholders For For Shareholder Meeting 3.17 Approve Usage of Raised Funds For For Shareholder 3.18 Approve Guarantee in Relation to Bond For For Shareholder Issuance 3.19 Approve Deposit of Raised Funds For For Shareholder 3.20 Approve Resolution Validity Period For For Shareholder 4 Approve Issuance of Convertible Bonds For For Shareholder (Revised) 5 Approve Feasibility Analysis Report on For For Shareholder the Use of Proceeds (Revised) 6 Approve Impact of Dilution on Current For For Shareholder Returns and the Relevant Measures and Commitments to be Taken 7 Approve Rules and Procedures Regarding For For Management Meetings of Convertible Bondholders 8 Approve Authorization of Board to For For Management Handle All Matters Related to Issuance of Convertible Bonds 9 Elect Zhou Yali as Supervisor None For Shareholder -------------------------------------------------------------------------------- CHINA GRAND AUTOMOTIVE SERVICES GROUP CO., LTD. Ticker: 600297 Security ID: Y1495U106 Meeting Date: NOV 26, 2019 Meeting Type: Special Record Date: NOV 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Employee Share Purchase Plan For Against Management (Draft) and Summary 2 Approve Management System of Employee For Against Management Share Purchase Plan 3 Approve Authorization of the Board to For Against Management Handle All Matters Related to Employee Share Purchase Plan -------------------------------------------------------------------------------- CHINA GRAND AUTOMOTIVE SERVICES GROUP CO., LTD. Ticker: 600297 Security ID: Y1495U106 Meeting Date: MAR 05, 2020 Meeting Type: Special Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Termination of 2018 For For Management Performance Shares Incentive Plan and Repurchase Cancellation of Performance Shares -------------------------------------------------------------------------------- CHINA GRAND AUTOMOTIVE SERVICES GROUP CO., LTD. Ticker: 600297 Security ID: Y1495U106 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAY 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Report of the Independent For For Management Directors 5 Approve Financial Statements For For Management 6 Approve Profit Distribution For For Management 7 Approve Authorization on Guarantee For Against Management Provision Plan 8 Approve Authorization on Internal For For Management Financing Plan 9 Approve Use of Own Funds to Conduct For Against Management Entrusted Asset Management 10 Approve Remuneration of Directors and For For Management Senior Management Members 11 Approve Remuneration of Supervisors For For Management 12 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 13 Approve to Appoint Financial Auditor For For Management and Internal Control Auditor 14 Approve Report on the Usage of For For Management Previously Raised Funds 15 Approve Termination of Employee Share For For Management Purchase Plan -------------------------------------------------------------------------------- CHINA GREAT WALL SECURITIES CO., LTD. Ticker: 002939 Security ID: Y14394103 Meeting Date: OCT 08, 2019 Meeting Type: Special Record Date: SEP 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Appointment of Auditor For For Management 2 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 3 Amend Articles of Association For For Management -------------------------------------------------------------------------------- CHINA GREAT WALL SECURITIES CO., LTD. Ticker: 002939 Security ID: Y14394103 Meeting Date: DEC 27, 2019 Meeting Type: Special Record Date: DEC 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2 Approve Authorization to Issue Debt For For Management Financing Instruments -------------------------------------------------------------------------------- CHINA GREAT WALL SECURITIES CO., LTD. Ticker: 002939 Security ID: Y14394103 Meeting Date: JUN 22, 2020 Meeting Type: Annual Record Date: JUN 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report For For Management 4 Approve Financial Statements For For Management 5 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 6.1 Approve Daily Related-Party For For Management Transactions with Various Companies 6.2 Approve Daily Related-Party For For Management Transactions with Great Wall Fund Management Co., Ltd., Invesco Great Wall Fund Management Co., Ltd. 6.3 Approve Daily Related-Party For For Management Transactions with Shenzhen Energy Group Co., Ltd. 6.4 Approve Daily Related-Party For For Management Transactions with Shenzhen Xinjiangnan Investment Co., Ltd. 6.5 Approve Daily Related-Party For For Management Transactions with Morgan Stanley Huaxin Fund Management Co., Ltd. 6.6 Approve Daily Related-Party For For Management Transactions with China Merchants Securities Co., Ltd. 6.7 Approve Daily Related-Party For For Management Transactions with Huaxia Bank Co., Ltd. 6.8 Approve Daily Related-Party For For Management Transactions with Xingyin Fund Management Co., Ltd. 6.9 Approve Daily Related-Party For For Management Transactions with Bosera Asset Management Co., Ltd 6.10 Approve Daily Related-Party For For Management Transactions with Minmetals Securities Co., Ltd. 6.11 Approve Daily Related-Party For For Management Transactions with Other Related Legal Person and Associated Natural Person 7 Elect Duan Yiping as Non-Independent For For Management Director -------------------------------------------------------------------------------- CHINA INTERNATIONAL TRAVEL SERVICE CORP. LTD. Ticker: 601888 Security ID: Y149A3100 Meeting Date: AUG 01, 2019 Meeting Type: Special Record Date: JUL 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Investment in the Construction For For Management of Haikou International Duty Free City Project 2 Approve Signing of Financial Services For Against Management Agreement -------------------------------------------------------------------------------- CHINA INTERNATIONAL TRAVEL SERVICE CORP. LTD. Ticker: 601888 Security ID: Y149A3100 Meeting Date: SEP 18, 2019 Meeting Type: Special Record Date: SEP 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Chen Guoqiang as Non-Independent For For Shareholder Director 1.2 Elect Xue Jun as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- CHINA INTERNATIONAL TRAVEL SERVICE CORP. LTD. Ticker: 601888 Security ID: Y149A3100 Meeting Date: FEB 18, 2020 Meeting Type: Special Record Date: FEB 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management 2 Approve to Appoint Internal Auditor For For Management 3 Elect Zhang Yin as Non-independent For For Shareholder Director 4 Elect Liu Defu as Supervisor For For Shareholder -------------------------------------------------------------------------------- CHINA INTERNATIONAL TRAVEL SERVICE CORP. LTD. Ticker: 601888 Security ID: Y149A3100 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAY 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report of the Independent For For Management Directors 4 Approve Financial Statements For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Profit Distribution For For Management 7 Elect Liu Defu as Supervisor For For Shareholder 8 Approve Equity Acquisition For For Shareholder 9.1 Elect Peng Hui as Non-Independent For For Shareholder Director 9.2 Elect Chen Guoqiang as Non-Independent For For Shareholder Director 9.3 Elect Xue Jun as Non-Independent For For Shareholder Director 9.4 Elect Zhang Yin as Non-Independent For For Shareholder Director 10.1 Elect Zhang Rungang as Independent For For Shareholder Director 10.2 Elect Wang Bin as Independent Director For For Shareholder 10.3 Elect Liu Yan as Independent Director For For Shareholder -------------------------------------------------------------------------------- CHINA INTERNATIONAL TRAVEL SERVICE CORP. LTD. Ticker: 601888 Security ID: Y149A3100 Meeting Date: JUN 09, 2020 Meeting Type: Special Record Date: JUN 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change in Company Name For For Management 2 Approve Amendments to Articles of For Against Management Association 3 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 4 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 5 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 6 Amend Working System for Independent For For Management Directors 7 Approve Adjustment of Allowance of For For Management Independent Directors 8 Amend Measures for Management of For For Management Remuneration of Independent Directors 9 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- CHINA JUSHI CO. LTD. Ticker: 600176 Security ID: Y5642X103 Meeting Date: NOV 11, 2019 Meeting Type: Special Record Date: NOV 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Corporate Bond Issuance 2.1 Approve Par Value and Issue Scale For For Management 2.2 Approve Issue Price and Bond Interest For For Management Rate 2.3 Approve Bond Period and Repayment For For Management Method 2.4 Approve Issue Manner and Target For For Management Subscribers 2.5 Approve Guarantee Situation For For Management 2.6 Approve Redemption and Resale Terms For For Management 2.7 Approve Usage of Raised Funds For For Management 2.8 Approve Safeguard Measures of Debts For For Management Repayment 2.9 Approve Underwriting Method, Listing For For Management and Resolution Validity Period 2.10 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- CHINA JUSHI CO. LTD. Ticker: 600176 Security ID: Y5642X103 Meeting Date: FEB 07, 2020 Meeting Type: Special Record Date: FEB 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Listing for Transfer of Equity For For Management -------------------------------------------------------------------------------- CHINA JUSHI CO. LTD. Ticker: 600176 Security ID: Y5642X103 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: APR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Cash Dividend Distribution For For Management from Capital Reserve 7 Approve Appointment of Auditor and For For Management Internal Control Auditor as well as Payment of Remuneration for Auditor 8.1 Approve Daily Related-Party For For Management Transactions with CNBM International Corporation 8.2 Approve Daily Related-Party For For Management Transactions with Lianyungang Zhongfu Lianzhong Composites Group Co., Ltd. 8.3 Approve Daily Related-Party For For Management Transactions with CNBM Technology Co., Ltd. 8.4 Approve Related Party Transactions For For Management with Zhenshi Holding Group Co., Ltd. and Its Direct and Indirect Controlling Company 8.5 Approve Daily Related-Party For For Management Transactions with Zhejiang Hengshi Fiber Base Industry Co., Ltd. and Its Direct and Indirect Controlling Company 9 Approve Financing Credit For Against Management 10 Approve Provision of Guarantee For Against Management 11 Approve Issuance of Corporate Bonds For Against Management and Debt Financing Instruments 12 Approve Forward Foreign Exchange For Against Management Transactions, Currency Interest Rate Swaps, and and Precious Metals Futures Trading Business -------------------------------------------------------------------------------- CHINA JUSHI CO. LTD. Ticker: 600176 Security ID: Y5642X103 Meeting Date: MAY 22, 2020 Meeting Type: Special Record Date: MAY 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change in the Number of For For Management Members of the Board of Supervisors 2 Amend Articles of Association For For Management -------------------------------------------------------------------------------- CHINA LIFE INSURANCE COMPANY LIMITED Ticker: 2628 Security ID: Y1477R220 Meeting Date: DEC 19, 2019 Meeting Type: Special Record Date: DEC 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Zhao Peng as Director For For Shareholder 2 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 3.1 Approve Company Framework Agreement, For For Management Pension Company Framework Agreement, Annual Caps and Related Transactions 3.2 Approve CLIC Framework Agreement, For For Management CLP&C Framework Agreement, CLI Framework Agreement, Annual Caps and Related Transactions 4 Approve Renewal of the Framework For For Management Agreement for Daily Connected Transactions between the Company and China Guangfa Bank Co., Ltd. 5 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- CHINA LIFE INSURANCE COMPANY LIMITED Ticker: 2628 Security ID: Y1477R220 Meeting Date: FEB 20, 2020 Meeting Type: Special Record Date: FEB 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Investment by the Company in For For Management China Life Aged-care Industry Investment Fund -------------------------------------------------------------------------------- CHINA LIFE INSURANCE COMPANY LIMITED Ticker: 2628 Security ID: Y1477R220 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: JUN 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Board of For For Management Supervisors 3 Approve 2019 Financial Report For For Management 4 Approve 2019 Profit Distribution Plan For For Management 5 Approve Remuneration of Directors and For For Management Supervisors 6 Elect Lam Chi Kuen as Director For For Management 7 Approve Ernst & Young Hua Ming LLP as For For Management the PRC Auditor and the Auditor for US Form 20-F and Ernst & Young as the Hong Kong Auditor and Authorize Board to Fix Their Remuneration 8 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights for H Shares -------------------------------------------------------------------------------- CHINA MERCHANTS BANK CO., LTD. Ticker: 3968 Security ID: Y14896107 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: JUN 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Work Report of the Board For For Management of Directors 2 Approve 2019 Work Report of the Board For For Management of Supervisors 3 Approve 2019 Annual Report For For Management 4 Approve 2019 Audited Financial For For Management Statements 5 Approve 2019 Profit Appropriation Plan For For Management 6 Approve 2020 Engagement of Accounting For For Management Firms 7 Approve 2019 Related Party Transaction For For Management Report 8 Approve the 2020-2022 Mid-term Capital For For Management Management Plan 9 Approve Extension of the General For For Management Mandate to Issue Financial Bonds and Certificates of Deposit (CD) 10 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- CHINA MERCHANTS SECURITIES CO., LTD. Ticker: 6099 Security ID: Y14904109 Meeting Date: SEP 09, 2019 Meeting Type: Special Record Date: SEP 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Framework Agreement, For For Management Proposed Annual Caps and Related Transactions 2 Approve Provision of Guarantees by For For Shareholder China Merchants Securities International Company Limited for Its Wholly-Owned Subsidiaries -------------------------------------------------------------------------------- CHINA MERCHANTS SECURITIES CO., LTD. Ticker: 6099 Security ID: Y14904109 Meeting Date: JAN 15, 2020 Meeting Type: Special Record Date: JAN 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Employee Stock Ownership For For Management Scheme of China Merchants Securities Co., Ltd. (Draft) and its Summary 2 Authorize Board to Handle Related For For Management Matters of the Employee Stock Ownership Scheme 3 Elect Gao Hong as Director For For Shareholder 4 Approve Determining the Price of For For Shareholder Purchasing Repurchased Shares Under and the Expected Scale of the Employee Stock Ownership Scheme of the Company -------------------------------------------------------------------------------- CHINA MERCHANTS SECURITIES CO., LTD. Ticker: 6099 Security ID: Y14904109 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Working Report of the For For Management Board 2 Approve 2019 Working Report of the For For Management Supervisory Committee 3 Approve 2019 Duty Report of For For Management Independent Directors 4 Approve 2019 Annual Report For For Management 5 Approve 2019 Final Accounts Report For For Management 6 Approve 2020 Budget for Proprietary For For Management Investment 7.01 Approve Contemplated Ordinary Related For For Management Party Transactions with China Merchants Bank Co., Ltd. 7.02 Approve Contemplated Ordinary Related For For Management Party Transactions with China Merchants Group Limited and Its Associates 7.03 Approve Contemplated Ordinary Related For For Management Party Transactions with China Merchants Fund Management Co., Ltd. 7.04 Approve Contemplated Ordinary Related For For Management Party Transactions with Bosera Asset Management Co., Ltd. 7.05 Approve Contemplated Ordinary Related For For Management Party Transactions with Great Wall Securities Co., Ltd. 7.06 Approve Contemplated Ordinary Related For For Management Party Transactions with China COSCO Shipping Corporation Limited Its Concerted Parties and Related Parties Where Huang Jian, Wang Daxiong Being the Director and Senior Management 7.07 Approve Contemplated Ordinary Related For For Management Party Transactions with PICC Life Insurance Company Limited and China-US Insurance Advisory Co., Ltd. 7.08 Approve Contemplated Ordinary Related For For Management Party Transactions with Connected Person 7.09 Approve Contemplated Ordinary Related For For Management Party Transactions with Other Related Parties 8 Approve Appointment of Auditors For For Management 9 Approve Provision of Guarantees by For For Management China Merchants Securities International Company Limited for Its Wholly-Owned Subsidiaries 10 Amend Articles of Association For Against Management 11 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 12 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 13 Amend Rules and Procedures Regarding For For Management Meetings of Supervisory Committee 14 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights for Additional H Shares 15.01 Approve Issuer of Debt Financing For For Management Instruments 15.02 Approve Issue Size of Debt Financing For For Management Instruments 15.03 Approve Type of Debt Financing For For Management Instruments 15.04 Approve Maturity of Debt Financing For For Management Instruments 15.05 Approve Interest Rate of Debt For For Management Financing Instruments 15.06 Approve Security and Other Credit For For Management Enhancement Arrangements 15.07 Approve Use of Proceeds For For Management 15.08 Approve Issue Price For For Management 15.09 Approve Issue Target For For Management 15.10 Approve Listing of Debt Financing For For Management Instruments 15.11 Approve Guarantee Measures for For For Management Repayment of Debt Financing Instruments 15.12 Approve Authorization for Issuance of For For Management the Company's Onshore and Offshore Debt Financing Instruments 15.13 Approve Validity Period of the For For Management Resolution 16 Approve 2019 Profit Distribution Plan For For Management 17 Approve Extension of the Validity For For Management Period of the Resolution on the Rights Issue Plan 18 Approve Extension of the Validity For For Management Period of the Full Authorization to the Board to Deal with Relevant Matters in Relation to the Rights Issue Plan 19 Approve Use of Previous Proceeds For For Shareholder -------------------------------------------------------------------------------- CHINA MERCHANTS SECURITIES CO., LTD. Ticker: 6099 Security ID: Y14904109 Meeting Date: MAY 19, 2020 Meeting Type: Special Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extension of the Validity For For Management Period of the Resolution on the Rights Issue Plan 2 Approve Extension of the Validity For For Management Period of the Full Authorization to the Board to Deal with Relevant Matters in Relation to the Rights Issue Plan -------------------------------------------------------------------------------- CHINA MERCHANTS SHEKOU INDUSTRIAL ZONE HOLDINGS CO., LTD. Ticker: 001979 Security ID: Y14907102 Meeting Date: NOV 11, 2019 Meeting Type: Special Record Date: NOV 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For Against Management Association 2 Approve Adjustment to Company's For For Management Initial Stock Option Granted 3.1 Elect Jiang Tiefeng as Non-Independent For Against Management Director 3.2 Elect Zhu Wenkai as Non-Independent For Against Management Director -------------------------------------------------------------------------------- CHINA MERCHANTS SHEKOU INDUSTRIAL ZONE HOLDINGS CO., LTD. Ticker: 001979 Security ID: Y14907102 Meeting Date: DEC 17, 2019 Meeting Type: Special Record Date: DEC 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acceptance of Financial For For Management Assistance and Financial Assistance Provision as well as Related Party Transactions -------------------------------------------------------------------------------- CHINA MERCHANTS SHEKOU INDUSTRIAL ZONE HOLDINGS CO., LTD. Ticker: 001979 Security ID: Y14907102 Meeting Date: DEC 30, 2019 Meeting Type: Special Record Date: DEC 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction in For For Management Connection to Donate Charity Funds to China Merchants Charitable Foundation 2.1 Approve Target Assets For For Shareholder 2.2 Approve Transaction Parties For For Shareholder 2.3 Approve Transaction Manners For For Shareholder 2.4 Approve Price Situation of Target For For Shareholder Assets 2.5 Approve Joint Venture Company, For For Shareholder Registered Capital and Organizational Form 2.6 Approve Profit and Loss During the For For Shareholder Transition Period 2.7 Approve Contractual Obligations and For For Shareholder Liability for Breach of the Transfer of the Underlying Asset Ownership 2.8 Approve Resolution Validity Period For For Shareholder 3 Approve Major Asset Restructuring is For For Shareholder in Accordance with the Relevant Laws and Regulations 4 Approve Transaction Complies with For For Shareholder Article IV of Provisions on Several Issues Regulating the Major Asset Restructuring of Listed Companies 5 Approve Completeness and Compliance of For For Shareholder Implementation of Legal Proceedings of the Transactions and Validity of the Submitted Legal Documents Regarding this Transaction 6 Approve Relevant Entities Does Not For For Shareholder Participate in Major Asset Restructure of Listed Companies and Does Not Have Article 13 of Strengthening the Supervision over Abnormal Stock Trading Related to the Material Asset Reorganizations of Listed Companies 7 Approve Transaction Complies with For For Shareholder Article 11 of the Management Approach Regarding Major Asset Restructuring of Listed Companies 8 Approve Transaction Constitute as For For Shareholder Major Asset Restructuring 9 Approve Transaction Does Not For For Shareholder Constitute as Related-party Transaction 10 Approve Transaction Does Not For For Shareholder Constitute as Restructure for Listing 11 Approve Signing of Capital Injection For For Shareholder Agreement, and Supplemental Agreement of Capital Injection Agreement I 12 Approve Report (Draft) and Summary on For For Shareholder Company's Major Assets Restructuring 13 Approve Relevant Audit Report, Review For For Shareholder Report and Evaluation Report of the Transaction 14 Approve Independence of Appraiser, the For For Shareholder Validity of Hypothesis, the Relevance of Valuation Purpose and Approach as Well as the Fairness of Pricing 15 Approve Pricing Basis of the For For Shareholder Transaction and Its Fairness 16 Approve Self-inspection Report on For For Shareholder Company's Real Estate Business 17 Approve Change in the Usage of Raised For For Shareholder Funds for Capital Injection 18 Approve Stock Price Volatility Does For For Shareholder Not Achieve the Standard of Article 5 Notice on Regulating the Information Disclosure of Listed Companies and the Behavior of Related Parties 19 Approve Authorization of Board to For For Shareholder Handle All Related Matters Regarding to Major Asset Restructure Plan -------------------------------------------------------------------------------- CHINA MERCHANTS SHEKOU INDUSTRIAL ZONE HOLDINGS CO., LTD. Ticker: 001979 Security ID: Y14907102 Meeting Date: MAR 05, 2020 Meeting Type: Special Record Date: FEB 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Kong Ying as Independent Director For For Shareholder -------------------------------------------------------------------------------- CHINA MERCHANTS SHEKOU INDUSTRIAL ZONE HOLDINGS CO., LTD. Ticker: 001979 Security ID: Y14907102 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: JUN 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Report For For Management 4 Approve Allocation of Income and For For Management Dividends 5 Approve Annual Report and Summary For For Management 6 Approve Appointment of External Auditor For Against Management 7 Approve Daily Related-Party For For Management Transactions 8 Approve General Authorization on For For Management Issuance of Bond Products 9 Approve Deposits and Loans from China For For Management Merchants Bank 10 Approve Guarantee Provision to For For Management Controlled Subsidiary 11 Approve Guarantee Provision Limit to For Against Management Controlled Subsidiary 12 Approve Guarantee Provision to Joint For For Management Venture Company 13 Approve Provision of Financial For For Management Assistance for Associate Company 14 Approve Provision of Authorized For For Management Financial Assistance 15 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members -------------------------------------------------------------------------------- CHINA MINSHENG BANKING CORP., LTD. Ticker: 1988 Security ID: Y1495M104 Meeting Date: APR 20, 2020 Meeting Type: Special Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Postponement of the Change of For For Management Session of the Board of Directors 2 Approve Postponement of the Change of For For Management Session of the Supervisory Board -------------------------------------------------------------------------------- CHINA MINSHENG BANKING CORP., LTD. Ticker: 1988 Security ID: Y1495M104 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: MAY 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Annual Report For For Management 2 Approve 2019 Final Financial Report For For Management 3 Approve 2019 Profit Distribution Plan For For Management 4 Approve 2020 Annual Budgets For For Management 5 Approve 2019 Work Report of the Board For For Management 6 Approve 2019 Work Report of the Board For For Management of Supervisors 7 Approve 2019 Report of Remuneration of For For Management Directors 8 Approve 2019 Report of Remuneration of For For Management Supervisors 9 Approve PricewaterhouseCoopers Zhong For Against Management Tian LLP and PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration 10 Approve Issuance of Undated Capital For For Management Bonds in the Next Three Years 11 Approve Extension of the Validity For For Management Period of the Resolutions on the Public Issuance of A Share Convertible Corporate Bonds and Related Transactions 12 Approve Report on Utilization of For For Management Proceeds from the Previous Issuance 13 Approve Shareholder Return Plan for For For Management 2019 to 2021 14 Approve Impacts on Dilution of Current For For Management Returns of the Public Issuance of A Share Convertible Corporate Bonds and the Remedial Measures 15 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 16 Approve Issuance of Financial Bonds For Against Management and Tier-2 Capital Bonds in the Next Three Years 17 Approve Change of Registered Capital For For Management 18 Amend Articles of Association For For Management 19 Elect Gao Yingxin as Director For For Shareholder -------------------------------------------------------------------------------- CHINA MINSHENG BANKING CORP., LTD. Ticker: 1988 Security ID: Y1495M104 Meeting Date: JUN 29, 2020 Meeting Type: Special Record Date: MAY 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extension of the Validity For For Management Period of the Resolutions on the Public Issuance of A Share Convertible Corporate Bonds and Related Transactions -------------------------------------------------------------------------------- CHINA MOLYBDENUM CO., LTD. Ticker: 3993 Security ID: Y1503Z113 Meeting Date: DEC 27, 2019 Meeting Type: Special Record Date: NOV 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee by the For For Management Company to Its Joint-Stock Company Huayue Nickel Cobalt 2 Approve Provision of Financing For For Shareholder Guarantee Among Direct or Indirect Wholly-Owned Subsidiaries of the Company 3 Approve Provision of Supply Chain For For Shareholder Financing Guarantee by by IXM, an Indirect Wholly-Owned Subsidiary of the Company, to Its Suppliers -------------------------------------------------------------------------------- CHINA NATIONAL CHEMICAL ENGINEERING CO., LTD. Ticker: 601117 Security ID: Y1504G106 Meeting Date: JUL 24, 2019 Meeting Type: Special Record Date: JUL 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Dai Hegen as Non-Independent For For Management Director 1.2 Elect Liu Jiaqiang as Non-Independent For For Management Director 1.3 Elect Hu Haiyin as Non-Independent For For Management Director 2.1 Elect Liu Jie as Independent Director For For Management 2.2 Elect Yang Youhong as Independent For For Management Director 2.3 Elect Lan Chunjie as Independent For For Management Director 3.1 Elect Dun Yilan as Supervisor For For Management 3.2 Elect Hu Yonghong as Supervisor For For Management -------------------------------------------------------------------------------- CHINA NATIONAL CHEMICAL ENGINEERING CO., LTD. Ticker: 601117 Security ID: Y1504G106 Meeting Date: DEC 06, 2019 Meeting Type: Special Record Date: DEC 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2.1 Elect Xu Wanming as Supervisor For For Shareholder 2.2 Elect Fan Junsheng as Supervisor For For Shareholder -------------------------------------------------------------------------------- CHINA NATIONAL CHEMICAL ENGINEERING CO., LTD. Ticker: 601117 Security ID: Y1504G106 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAY 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Financial Budget Report For For Management 3 Approve Profit Distribution For For Management 4 Approve Guarantee Provision Plan For Against Management 5 Approve Appointment of Auditor and For For Management Payment of Remuneration 6 Approve Annual Report For For Management 7 Approve Investment Plan For Against Management 8 Amend Articles of Association For For Management 9 Approve Report of the Board of For For Management Directors 10 Approve Report of the Board of For For Management Supervisors 11 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 12 Approve Company's Eligibility for For For Management Private Placement of Shares 13 Approve Related Party Transactions in For For Management Connection to Private Placement 14.1 Approve Share Type and Par Value For For Management 14.2 Approve Issue Manner and Issue Time For For Management 14.3 Approve Target Subscribers and For For Management Subscription Method 14.4 Approve Pricing Reference Date, Issue For For Management Price and Pricing Principles 14.5 Approve Issue Size For For Management 14.6 Approve Lock-up Period For For Management 14.7 Approve Distribution Arrangement of For For Management Undistributed Earnings 14.8 Approve Listing Location For For Management 14.9 Approve Raised Funds Amount and For For Management Investment Project 14.10 Approve Resolution Validity Period For For Management 15 Approve Plan for Private Placement of For For Management New Shares 16 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 17 Approve Subscription Agreement For For Management 18 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 19 Approve the Notion that the Company For For Management Does Not Need to Prepare Report on the Usage of Previously Raised Funds 20 Approve Shareholder Return Plan For For Management 21 Approve Authorization of Board and Its For For Management Authorized Persons to Handle All Related Matters -------------------------------------------------------------------------------- CHINA NATIONAL NUCLEAR POWER CO., LTD. Ticker: 601985 Security ID: Y1507R109 Meeting Date: APR 03, 2020 Meeting Type: Special Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Investment Plan For Against Management 2 Approve Financial Budget Report For Against Management 3.1 Approve Issue Scale For For Management 3.2 Approve Issue Manner For For Management 3.3 Approve Target Parties For For Management 3.4 Approve Issue Period and Type For For Management 3.5 Approve Usage of Raised Funds For For Management 3.6 Approve Underwriting Method and For For Management Listing Arrangement 3.7 Approve Issue Price For For Management 3.8 Approve Guarantee Matters For For Management 3.9 Approve Bond Interest Rate and For For Management Determination Manner 3.10 Approve Issuer Renewal Options For For Management 3.11 Approve Deferred Payment of Interest For For Management 3.12 Approve Mandatory Interest Payment For For Management 3.13 Approve Restrictions Under Interest For For Management Deferral 3.14 Approve Redemption Clause For For Management 3.15 Approve Resolution Validity Period For For Management 3.16 Approve Authorization Matters For For Management 4.1 Elect Liu Xiuhong as Non-independent For For Shareholder Director 4.2 Elect Wu Hanjing as Non-independent For For Shareholder Director 5.1 Elect Fan Mengren as Supervisor For For Shareholder -------------------------------------------------------------------------------- CHINA NORTHERN RARE EARTH (GROUP) HIGH-TECH CO., LTD. Ticker: 600111 Security ID: Y40840103 Meeting Date: SEP 09, 2019 Meeting Type: Special Record Date: SEP 03, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Zhou Hua as Independent Director For For Management 2.1 Approve Issue Size For For Management 2.2 Approve Par Value and Issue Price For For Management 2.3 Approve Bond Maturity and Type For For Management 2.4 Approve Bond Interest Rate For For Management 2.5 Approve Guarantee in Relation to Bond For For Management Issuance 2.6 Approve Usage of Raised Funds For For Management 2.7 Approve Issue Manner For For Management 2.8 Approve Terms of Redemption and For For Management Sell-Back 2.9 Approve Target Subscribers and For For Management Arrangements for Placing Bonds with Shareholders 2.10 Approve Underwriting Manner For For Management 2.11 Approve Listing Exchange For For Management 2.12 Approve Company's Credit Status and For For Management Debt Repayment Guarantee Measures 2.13 Approve Resolution Validity Period For For Management 3 Approve Authorization of Board to For For Management Handle All Matters Related to Bond Issuance 4 Approve Issuance of Medium-term Notes For For Management -------------------------------------------------------------------------------- CHINA NORTHERN RARE EARTH (GROUP) HIGH-TECH CO., LTD. Ticker: 600111 Security ID: Y40840103 Meeting Date: APR 09, 2020 Meeting Type: Special Record Date: APR 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association to Expand Business Scope -------------------------------------------------------------------------------- CHINA OILFIELD SERVICES LIMITED Ticker: 2883 Security ID: Y15002119 Meeting Date: DEC 18, 2019 Meeting Type: Special Record Date: NOV 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Revision of the Annual Cap of For For Management the Continuing Connected Transactions of 2019 Under the Master Services Framework Agreement for 2017-2019 2 Approve Annual Caps of the Continuing For For Management Connected Transactions for the Upcoming Three Years 3 Approve US Dollar Loan by the Overseas For For Management Subsidiary and the Provision of Guarantee by the Company 4 Approve Provision of Guarantee for the For For Management Issuance of US Dollar Bonds by an Overseas Subsidiary 5 Approve Issuance of US Dollar Bonds by For For Management an Overseas Subsidiary in 2020 -------------------------------------------------------------------------------- CHINA OILFIELD SERVICES LIMITED Ticker: 2883 Security ID: Y15002119 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Financial Statements and For For Management Statutory Reports 2 Approve 2019 Profit Distribution Plan For For Management and Annual Dividend Plan 3 Approve 2019 Report of the Directors For For Management 4 Approve 2019 Report of the Supervisory For For Management Committee 5 Approve Deloitte Touche Tohmatsu For For Management Certified Public Accountants LLP as Domestic Auditors and Deloitte Touche Tohmatsu as International Auditors and Authorize Board to Fix Their Remuneration 6 Approve Provision of Guarantees for For Against Management Other Parties 7 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights for H Shares 8 Authorize Repurchase of Issued A and H For For Management Share Capital 9.1 Elect Lin Boqiang as Director For For Management -------------------------------------------------------------------------------- CHINA OILFIELD SERVICES LIMITED Ticker: 2883 Security ID: Y15002119 Meeting Date: MAY 28, 2020 Meeting Type: Special Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Repurchase of Issued A and H For For Management Share Capital -------------------------------------------------------------------------------- CHINA PACIFIC INSURANCE (GROUP) CO. LTD. Ticker: 2601 Security ID: Y1505Z111 Meeting Date: NOV 08, 2019 Meeting Type: Special Record Date: NOV 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance and Admission of GDRs For For Management 2 Approve Validity Period of the For For Management Resolutions in Respect of the Issuance and Admission of GDRs 3 Authorize Board to Deal with All For For Management Matters in Relation to the Issuance and Admission of GDRs 4 Approve Distribution of Accumulated For For Management Profits Prior to the Issuance and Admission of GDRs 5 Approve Plan for the Use of Proceeds For For Management from the Issuance and Admission of GDRs 6 Approve Purchase of Prospectus For For Management Liability Insurance for Directors, Supervisors and Senior Management Members -------------------------------------------------------------------------------- CHINA PACIFIC INSURANCE (GROUP) CO. LTD. Ticker: 2601 Security ID: Y1505Z111 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAY 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Board of For For Management Supervisors 3 Approve 2019 Annual Report of A shares For For Management 4 Approve 2019 Annual Report of H Shares For For Management 5 Approve 2019 Financial Statements and For For Management Report 6 Approve 2019 Profit Distribution Plan For For Management 7 Approve PricewaterhouseCoopers Zhong For For Management Tian LLP as PRC Auditor and Internal Control Auditor and to PricewaterhouseCoopers as Hong Kong Auditor 8 Approve 2019 Due Diligence Report For For Management 9 Approve 2019 Report on Performance of For For Management Independent Directors 10 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 11 Approve Amendments to Articles of For For Management Association 12 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 13 Approve Related Party Transaction For For Management 14 Approve 2020-2022 Development Plan For For Management 15 Approve 2020 Donations For For Management 16.1 Elect Kong Qingwei as Director For For Management 16.2 Elect Fu Fan as Director For For Management 16.3 Elect Wang Tayu as Director For For Management 16.4 Elect Wu Junhao as Director For For Management 16.5 Elect Zhou Donghui as Director For For Management 16.6 Elect Huang Dinan as Director For For Management 16.7 Elect Lu Qiaoling as Director For For Management 16.8 Elect Liu Xiaodan as Director For For Management 16.9 Elect Chen Jizhong as Director For For Management 16.10 Elect Lam Tyng Yih, Elizabeth as For For Management Director 16.11 Elect Woo Ka Biu, Jackson as Director For For Management 16.12 Elect Jiang Xuping as Director For For Management 17.1 Elect Lu Ning as Supervisor For For Management 17.2 Elect Lu Guofeng as Supervisor For For Management 18 Elect Zhu Yonghong as Supervisor For For Shareholder -------------------------------------------------------------------------------- CHINA PETROLEUM & CHEMICAL CORP. Ticker: 386 Security ID: Y15010112 Meeting Date: MAR 25, 2020 Meeting Type: Special Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Zhang Yuzhuo as Director For For Management -------------------------------------------------------------------------------- CHINA PETROLEUM & CHEMICAL CORP. Ticker: 386 Security ID: Y15010112 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Board of For For Management Supervisors 3 Approve 2019 Audited Financial Reports For For Management 4 Approve 2019 Profit Distribution Plan For For Management of Sinopec Corp. 5 Approve 2020 Interim Profit For For Management Distribution Plan of Sinopec Corp. 6 Approve PricewaterhouseCoopers Zhong For Against Management Tian LLP and PricewaterhouseCoopers as External Auditors and Authorize Board to Fix Their Remuneration 7 Approve Issuance of Debt Financing For For Management Instruments 8 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights for New Domestic Shares and/or Overseas-Listed Foreign Shares 9 Elect Liu Hongbin as Director For For Management 10 Approve Provision of External For For Shareholder Guarantees -------------------------------------------------------------------------------- CHINA RAILWAY CONSTRUCTION CORPORATION LIMITED Ticker: 1186 Security ID: Y1508P102 Meeting Date: DEC 18, 2019 Meeting Type: Special Record Date: NOV 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- CHINA RAILWAY CONSTRUCTION CORPORATION LIMITED Ticker: 1186 Security ID: Y1508P102 Meeting Date: MAR 10, 2020 Meeting Type: Special Record Date: FEB 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders -------------------------------------------------------------------------------- CHINA RAILWAY CONSTRUCTION CORPORATION LIMITED Ticker: 1186 Security ID: Y1508P102 Meeting Date: APR 28, 2020 Meeting Type: Special Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Initial Public Offering and For For Management Listing of China Railway Construction Heavy Industry Corporation Limited on the Science and Technology Innovation Board of Shanghai Stock Exchange 2 Approve Spin-Off and Listing of the For For Management Subsidiary of the Company Continuously in Compliance with the Relevant Conditions Under Certain Provisions on Pilot Domestic Listing of Spin-Off Subsidiaries of Listed Companies 3 Approve Spin-Off of China Railway For For Management Construction Heavy Industry Corporation Limited on the Science and Technology Innovation Board which Benefits the Safeguarding of Legal Rights and Interests of Shareholders and Creditors 4 Approve Ability to Maintain For For Management Independence and Sustainable Operation Ability of the Company 5 Approve Corresponding Standardized For For Management Operation Ability of China Railway Construction Heavy Industry Corporation Limited 6 Approve Spin-Off and Listing of For For Management Subsidiary on the Science and Technology Innovation Board in Compliance with Relevant Laws and Regulations 7 Approve Explanation of the For For Management Completeness and Compliance of Statutory Procedures and the Validity of the Legal Documents Submitted in the Spin-Off 8 Approve Objective, Business For For Management Reasonableness, Necessity and Feasibility of the Spin-Off 9 Approve Consideration and Approval of For For Management the Plan for the Spin-Off and Listing of China Railway Construction Heavy Industry Corporation Limited on the Science and Technology Innovation Board of China Railway Construction Corporation Limited (Revised) 10 Approve Authorization to the Board and For For Management Its Authorized Persons to Deal with Matters Relating to the Listing of CRCHI on the Science and Technology Innovation Board at their Full Discretion -------------------------------------------------------------------------------- CHINA RAILWAY CONSTRUCTION CORPORATION LIMITED Ticker: 1186 Security ID: Y1508P102 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: JUN 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Work Report of the Board For For Management of Directors 2 Approve 2019 Work Report of the For For Management Supervisory Committee 3 Approve 2019 Audited Financial For For Management Statements 4 Approve 2019 Profit Distribution Plan For For Management 5 Approve 2019 Annual Report and Its For For Management Summary 6 Approve Determination of the Caps for For Against Management Guarantees for Wholly-Owned and Holding Subsidiaries of the Company for 2020 7 Approve Deloitte Touche Tohmatsu For For Management Certified Public Accountants LLP as External Auditors and Payment of 2019 Audit Fee 8 Approve Remuneration of Directors and For For Management Supervisors 9 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights for A Shares and/or H Shares -------------------------------------------------------------------------------- CHINA RAILWAY GROUP LIMITED Ticker: 390 Security ID: Y1509D108 Meeting Date: OCT 30, 2019 Meeting Type: Special Record Date: OCT 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Chen Yun as Director For For Management 2 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisory Committee 3 Amend Articles of Association For For Shareholder -------------------------------------------------------------------------------- CHINA RAILWAY GROUP LIMITED Ticker: 390 Security ID: Y1509D108 Meeting Date: APR 29, 2020 Meeting Type: Special Record Date: APR 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Wang Shiqi as Director For For Management -------------------------------------------------------------------------------- CHINA RAILWAY GROUP LIMITED Ticker: 390 Security ID: Y1509D108 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: JUN 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Supervisory For For Management Committee 3 Approve 2019 Work Report of For For Management Independent Directors 4 Approve 2019 A Share Annual Report and For For Management the Abstract, H Share Annual Report and Results Announcement 5 Approve 2019 Audited Consolidated For For Management Financial Statements 6 Approve 2019 Profit Distribution Plan For For Management 7 Approve PricewaterhouseCoopers as For For Management International Auditors and PricewaterhouseCoopers Zhong Tian LLP as Domestic Auditors and to Fix Their Remuneration 8 Approve PricewaterhouseCoopers Zhong For For Management Tian LLP as Internal Control Auditors and to Fix Their Remuneration 9 Approve Remuneration of Directors and For For Management Supervisors 10 Approve Purchase of Liabilities For For Management Insurance for Directors, Supervisors and Senior Management of the Company 11 Approve Provision of External For Against Management Guarantee by the Company 12 Approve Issuance of Domestic and For Against Management Overseas Debt Financing Instruments 13 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 14 Amend Articles of Association For Against Management 15 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders -------------------------------------------------------------------------------- CHINA SATELLITE COMMUNICATIONS CO., LTD. Ticker: 601698 Security ID: ADPV45264 Meeting Date: DEC 25, 2019 Meeting Type: Special Record Date: DEC 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of Financial Report For For Management Auditor and Internal Control Auditor -------------------------------------------------------------------------------- CHINA SATELLITE COMMUNICATIONS CO., LTD. Ticker: 601698 Security ID: Y1R121105 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Financial Budget Report For Against Management 6 Approve Financial Services Agreement For Against Management and Related Party Transactions 7 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor 8 Approve Report of the Independent For For Management Directors 9 Approve Daily Related-Party For For Management Transactions 10 Approve Allocation of Income and For For Management Dividends -------------------------------------------------------------------------------- CHINA SHENHUA ENERGY COMPANY LIMITED Ticker: 1088 Security ID: Y1504C121 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: APR 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Supervisory For For Management Committee 3 Approve 2019 Audited Financial For For Management Statements 4 Approve 2019 Profit Distribution Plan For For Management and Final Dividend 5 Approve 2019 Remuneration of Directors For For Management and Supervisors 6 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management 7 Approve KPMG as International Auditors For For Management and KPMG Huazhen LLP as PRC Auditors and Authorize Directors' Committee to Fix Their Remuneration 8 Approve Entering into the Shenhua For For Management Finance Capital Increase Agreement with Shuohuang Railway, Zhunge'er Energy, Baoshen Railway, China Energy and Shenhua Finance and Related Transactions 9 Approve Entering into the Termination For Against Management Agreement of the Existing Financial Services Agreement with China Energy, Entering into the New Financial Services Agreement with Shenhua Finance and the Terms, Annual Caps and Related Transactions 10 Approve the Increase of Cash Dividend For For Management Percentage for 2019-2021 11 Amend Articles of Association For Against Management Regarding Party Committee 12 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 13 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 14 Amend Rules and Procedures Regarding For For Management Meetings of Supervisory Committee 15.01 Elect Wang Xiangxi as Director For For Shareholder 15.02 Elect Yang Jiping as Director For For Shareholder 15.03 Elect Xu Mingjun as Director For For Shareholder 15.04 Elect Jia Jinzhong as Director For For Shareholder 15.05 Elect Zhao Yongfeng as Director For For Shareholder 16.01 Elect Yuen Kwok Keung as Director For For Shareholder 16.02 Elect Bai Chong-En as Director For For Shareholder 16.03 Elect Chen Hanwen as Director For For Shareholder 17.01 Elect Luo Meijian as Supervisor For For Shareholder 17.02 Elect Zhou Dayu as Supervisor For For Shareholder -------------------------------------------------------------------------------- CHINA SHENHUA ENERGY COMPANY LIMITED Ticker: 1088 Security ID: Y1504C121 Meeting Date: MAY 29, 2020 Meeting Type: Special Record Date: APR 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For Against Management Regarding Party Committee -------------------------------------------------------------------------------- CHINA SHIPBUILDING INDUSTRY CO., LTD. Ticker: 601989 Security ID: Y1504X109 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: JUN 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor 7.1 Approve Related Party Transaction on For For Management Signing of 2020 Product Purchase and Sale Principle Agreement and 2020 Projected Transaction Limit 7.2 Approve Related Party Transaction on For For Management Signing of 2020 Service Provision Principle Agreement and 2020 Projected Transaction Limit 7.3 Approve Related Party Transaction on For Against Management Projected Deposit/Loan Business Cap 7.4 Approve Related Party Transaction on For For Management Daily Entrusted Loan Balance 8 Approve Guarantee Provision Plan For Against Management 9 Approve Provision of Guarantee to For Against Management Related Parties 10.1 Elect Yao Zuhui as Non-Independent For For Shareholder Director 10.2 Elect Ke Wangjun as Non-Independent For For Shareholder Director 10.3 Elect Yang Zhizhong as Non-Independent For For Shareholder Director 10.4 Elect Chen Qing as Non-Independent For For Shareholder Director 11.1 Elect Cheng Jingmin as Supervisor For For Shareholder 11.2 Elect Xu Jian as Supervisor For For Shareholder 11.3 Elect Yu Hao as Supervisor For For Shareholder -------------------------------------------------------------------------------- CHINA SHIPBUILDING INDUSTRY GROUP POWER CO., LTD. Ticker: 600482 Security ID: Y2481T111 Meeting Date: SEP 17, 2019 Meeting Type: Special Record Date: AUG 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Shareholder Acquisition by Cash and Issuance of Shares and Convertible Bonds as well as Raising Supporting Funds 2.1 Approve Share Type, Par Value and For For Shareholder Listing Location in Connection to Issuance of Common Shares 2.2 Approve Target Subscribers in For For Shareholder Connection to Issuance of Common Shares 2.3 Approve Target Assets and Payment For For Shareholder Method in Connection to Issuance of Common Shares 2.4 Approve Pricing Method and Price in For For Shareholder Connection to Issuance of Common Shares 2.5 Approve Issue Size in Connection to For For Shareholder Issuance of Common Shares 2.6 Approve Issue Price Adjustment For For Shareholder Mechanism in Connection to Issuance of Common Shares 2.7 Approve Lock-up Period Arrangement in For For Shareholder Connection to Issuance of Common Shares 2.8 Approve Profit and Loss Attribution For For Shareholder During the Transition Period as well as Distribution Arrangement of Undistributed Earnings 2.9 Approve Subject and Type in Connection For For Shareholder to Issuance of Convertible Bonds 2.10 Approve Target Subscribers in For For Shareholder Connection to Issuance of Convertible Bonds 2.11 Approve Target Assets and Payment For For Shareholder Method in Connection to Issuance of Convertible Bonds 2.12 Approve Par Value and Issue Price in For For Shareholder Connection to Issuance of Convertible Bonds 2.13 Approve Issue Size in Connection to For For Shareholder Issuance of Convertible Bonds 2.14 Approve Bond Maturity in Connection to For For Shareholder Issuance of Convertible Bonds 2.15 Approve Bond Interest Rate in For For Shareholder Connection to Issuance of Convertible Bonds 2.16 Approve Period and Manner of Repayment For For Shareholder of Capital and Interest in Connection to Issuance of Convertible Bonds 2.17 Approve Conversion Period in For For Shareholder Connection to Issuance of Convertible Bonds 2.18 Approve Adjustment and Calculation For For Shareholder Method of Conversion Price in Connection to Issuance of Convertible Bonds 2.19 Approve Terms for Downward Adjustment For For Shareholder of Conversion Price in Connection to Issuance of Convertible Bonds 2.20 Approve Number of Shares for For For Shareholder Conversion in Connection to Issuance of Convertible Bonds 2.21 Approve Terms of Redemption in For For Shareholder Connection to Issuance of Convertible Bonds 2.22 Approve Terms of Sell-Back in For For Shareholder Connection to Issuance of Convertible Bonds 2.23 Approve Lock-up Period Arrangement in For For Shareholder Connection to Issuance of Convertible Bonds 2.24 Approve Guarantee Matters in For For Shareholder Connection to Issuance of Convertible Bonds 2.25 Approve Rating Matters in Connection For For Shareholder to Issuance of Convertible Bonds 2.26 Approve Source of Convertible Shares For For Shareholder in Connection to Issuance of Convertible Bonds 2.27 Approve Conversion of Annual Dividends For For Shareholder in Connection to Issuance of Convertible Bonds 2.28 Approve Matters Relating to Meetings For For Shareholder of Bond Holders in Connection to Issuance of Convertible Bonds 2.29 Approve Price Adjustment Plan Target For For Shareholder in Connection to Issuance of Convertible Bonds 2.30 Approve Price Adjustment Plan For For Shareholder Effective Conditions in Connection to Issuance of Convertible Bonds 2.31 Approve Adjustable Price Period in For For Shareholder Connection to Issuance of Convertible Bonds 2.32 Approve Triggering Conditions in For For Shareholder Connection to Issuance of Convertible Bonds 2.33 Approve Price Adjustment Date in For For Shareholder Connection to Issuance of Convertible Bonds 2.34 Approve Adjustment Mechanism in For For Shareholder Connection to Issuance of Convertible Bonds 2.35 Approve to Adjust the Number of Shares For For Shareholder Issued in Connection to Issuance of Convertible Bonds 2.36 Approve Price Adjustment Date to Issue For For Shareholder Date Exclusion and Ex-Dividend Issues in Connection to Issuance of Convertible Bonds 2.37 Approve Raising Supporting Funds For For Shareholder 2.38 Approve Use of Proceeds For For Shareholder 3 Approve Amended Draft and Summary of For For Shareholder Issuance of Shares and Convertible Bonds for Asset Acquisition and Raising Supporting Funds and Related Party Transaction 4 Approve Signing of Conditional Asset For For Management Acquisition by Issuance of Shares and Convertible Bonds Agreement 5 Approve Signing of Supplemental For For Shareholder Conditional Asset Acquisition by Issuance of Shares and Convertible Bonds Agreement 6 Approve Adjustment of the Company's For For Shareholder Major Asset Restructuring Plan Does Not Constitute a Major Adjustment 7 Approve Transaction Constitute as For For Shareholder Related-Party Transaction 8 Approve Transaction Constitute as For For Shareholder Major Asset Restructure 9 Approve Transaction Does Not For For Shareholder Constitute as Reorganization Listing 10 Approve Audit Report, Profit Forecast For For Shareholder Report and Appraisal Report of the Transaction 11 Approve Report on Previously Raised For For Shareholder Funds 12 Approve Impact of Dilution of Current For For Shareholder Returns on Major Financial Indicators and the Relevant Measures to be Taken 13 Approve Formulation of Rules and For For Management Procedures Regarding Private Issuance of Convertible Corporate Bondholders Meeting 14 Approve Authorization of the Board to For For Management Handle All Related Matters 15 Approve Capital Injection Agreement For For Management and Related Party Transactions 16 Approve Change in Registered Capital, For For Shareholder Amend Articles of Association and Handling Business Registration -------------------------------------------------------------------------------- CHINA SHIPBUILDING INDUSTRY GROUP POWER CO., LTD. Ticker: 600482 Security ID: Y2481T111 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Report of the Independent For For Management Directors 7.1 Approve Daily Related-party For Against Management Transactions 7.2 Approve Commodity Supply Framework For For Management Agreement with and Sales Transaction 7.3 Approve Commodity Supply Framework For For Management Agreement and Purchase Transaction 7.4 Approve Comprehensive Financial For Against Management Services Framework Agreement and other Related Transactions 7.5 Approve Other Daily Related-party For For Management Transactions 8.1 Approve Provision of Guarantee to For Against Management Subsidiaries Including Wholly-owned Subsidiaries and Some Controlled Indirect Subsidiaries 8.2 Approve Provision of Guarantee of For Against Management Wholly-owned Subsidiaries to its Subsidiaries 9 Approve Provision of Counter For For Management Guarantees to Related Parties 10 Approve Remuneration of Directors and For For Management Supervisors 11 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor 12 Approve Changes in Accounting Policies For For Management 13.1 Approve Issue Size and Quantity For For Management 13.2 Approve Conversion Period For For Management 13.3 Approve Determination and Adjustment For For Management to Conversion Price 13.4 Approve Restriction Period Arrangement For For Management -------------------------------------------------------------------------------- CHINA SHIPBUILDING INDUSTRY GROUP POWER CO., LTD. Ticker: 600482 Security ID: Y2481T111 Meeting Date: JUN 15, 2020 Meeting Type: Special Record Date: JUN 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Zhou Zongzi as Non-Independent For For Shareholder Director 2.1 Elect Chen Weiyang as Supervisor For For Management -------------------------------------------------------------------------------- CHINA SOUTHERN AIRLINES COMPANY LIMITED Ticker: 1055 Security ID: Y1R16E111 Meeting Date: DEC 27, 2019 Meeting Type: Special Record Date: NOV 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Services Framework For Against Management Agreement Entered into Between the Company and Southern Airlines Group Finance Company Limited 2 Approve 2020-2022 Finance and Lease For For Management Service Framework Agreement Entered into Between the Company and China Southern Air Leasing Company Limited 3 Approve Satisfaction of the Conditions For For Shareholder of the Non-Public Issue of A Shares 4 Approve Feasibility Report on the Use For For Shareholder of Proceeds from the Non-Public Issue of A Shares 5 Approve Impacts of Dilution of Current For For Shareholder Returns of the Non-Public Issue of Shares and the Remedial Returns Measures and the Undertakings from Controlling Shareholder, Directors and Senior Management on the Relevant Measures 6 Approve Plan of Shareholders' Return For For Shareholder of China Southern Airlines Company Limited (2020-2022) 7 Approve Report on Use of Proceeds from For For Shareholder Previous Fund Raising Activities 8.01 Approve Types of Shares to be Issued For For Shareholder and the Par Value 8.02 Approve Issue Method and Period For For Shareholder 8.03 Approve Targeted Subscriber and For For Shareholder Subscription Method 8.04 Approve Issue Price For For Shareholder 8.05 Approve Number of Shares to be Issued For For Shareholder 8.06 Approve Lock-up Period For For Shareholder 8.07 Approve Proceeds Raised and the Use of For For Shareholder Proceeds 8.08 Approve Place of Listing For For Shareholder 8.09 Approve Arrangement for the For For Shareholder Distribution of Undistributed Profits Accumulated Before the Non-Public Issue of A Shares 8.10 Approve Validity Period of this For For Shareholder Resolution Regarding the Non-Public Issuance of A Shares 9.01 Approve Types of Shares to be Issued For For Shareholder and the Par Value 9.02 Approve Issue Method and Period For For Shareholder 9.03 Approve Targeted Subscriber and For For Shareholder Subscription Method 9.04 Approve Issue Price For For Shareholder 9.05 Approve Issue Size and Number of For For Shareholder Shares to be Issued 9.06 Approve Lock-up Period For For Shareholder 9.07 Approve Use of Proceeds For For Shareholder 9.08 Approve Listing Arrangement For For Shareholder 9.09 Approve Arrangement for the For For Shareholder Distribution of Undistributed Profits Accumulated Before the Non-Public Issue of H Shares 9.10 Approve Validity Period of this For For Shareholder Resolution Regarding the Non-Public Issuance of H Shares 10 Approve Preliminary Proposal of the For For Shareholder Non-Public Issue of A Shares 11 Approve Connected Transactions For For Shareholder Involved in the Non-Public Issue of A Shares 12 Approve Connected Transactions For For Shareholder Involved in the Non-Public Issue of H Shares 13 Approve Conditional Subscription For For Shareholder Agreement Relating to the Subscription of the A Shares Under the Non-Public Issue of A Shares 14 Approve Conditional Subscription For For Shareholder Agreement Relating to the Subscription of the H Shares Under the Non-Public Issue of H Shares 15 Approve Amendments to Articles of For For Shareholder Association 16 Authorize Board to Deal with All For For Shareholder Matters Relating to the Non-Public Issue of A Shares and the Non-Public Issue of H Shares -------------------------------------------------------------------------------- CHINA SOUTHERN AIRLINES COMPANY LIMITED Ticker: 1055 Security ID: Y1R16E111 Meeting Date: DEC 27, 2019 Meeting Type: Special Record Date: NOV 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.01 Approve Types of Shares to be Issued For For Shareholder and the Par Value 1.02 Approve Issue Method and Period For For Shareholder 1.03 Approve Targeted Subscriber and For For Shareholder Subscription Method 1.04 Approve Issue Price For For Shareholder 1.05 Approve Number of Shares to be Issued For For Shareholder 1.06 Approve Lock-up Period For For Shareholder 1.07 Approve Proceeds Raised and the Use of For For Shareholder Proceeds 1.08 Approve Place of Listing For For Shareholder 1.09 Approve Arrangement for the For For Shareholder Distribution of Undistributed Profits Accumulated Before the Non-Public Issue of A Shares 1.10 Approve Validity Period of this For For Shareholder Resolution Regarding the Non-Public Issuance of A Shares 2 Approve Preliminary Proposal of the For For Shareholder Non-Public Issue of A Shares 3 Approve Connected Transactions For For Shareholder Involved in the Non-Public Issue of A Shares 4 Approve Conditional Subscription For For Shareholder Agreement Relating to the Subscription of the A Shares Under the Non-Public Issue of A Shares -------------------------------------------------------------------------------- CHINA SPACESAT CO., LTD. Ticker: 600118 Security ID: Y1500D107 Meeting Date: SEP 23, 2019 Meeting Type: Special Record Date: SEP 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Approve Appointments of Financial For For Management Auditor and Internal Control Auditor 3 Approve Capital Injection Agreement For For Management -------------------------------------------------------------------------------- CHINA SPACESAT CO., LTD. Ticker: 600118 Security ID: Y1500D107 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Report of the Independent For For Management Directors 5 Approve Financial Statements For For Management 6 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 7 Approve Financial Services Agreement For Against Management 8 Approve Related Party Transaction For For Management 9 Approve Appointment of Auditor and For For Management Internal Control Auditor -------------------------------------------------------------------------------- CHINA STATE CONSTRUCTION ENGINEERING CORP. LTD. Ticker: 601668 Security ID: Y1R16Z106 Meeting Date: OCT 09, 2019 Meeting Type: Special Record Date: SEP 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Zhou Naixiang as Non-Independent For For Shareholder Director 2 Approve Signing of Financial Services For Against Management Framework Supplementary Agreement -------------------------------------------------------------------------------- CHINA STATE CONSTRUCTION ENGINEERING CORP. LTD. Ticker: 601668 Security ID: Y1R16Z106 Meeting Date: NOV 12, 2019 Meeting Type: Special Record Date: NOV 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For Against Management Association 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 3 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 4 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors -------------------------------------------------------------------------------- CHINA STATE CONSTRUCTION ENGINEERING CORP. LTD. Ticker: 601668 Security ID: Y1R16Z106 Meeting Date: FEB 19, 2020 Meeting Type: Special Record Date: FEB 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase of Performance For For Management Shares 2 Approve Redemption Terms of Private For For Management Placement of Preferred Shares 3 Approve Amendments to Articles of For For Management Association 4 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders -------------------------------------------------------------------------------- CHINA STATE CONSTRUCTION ENGINEERING CORP. LTD. Ticker: 601668 Security ID: Y1R16Z106 Meeting Date: MAY 25, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Independent For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Annual Report For For Management 7 Approve Financial Budget Report For For Management 8 Approve Investment Budget Report For Against Management 9 Approve Daily Related-Party For Against Management Transactions 10 Approve Appointment of Financial For For Management Auditor 11 Approve Appointment of Internal For For Management Control Auditor 12 Approve Guarantee For Against Management 13 Approve Issuance of Domestic Bonds For Against Management 14 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 15 Amend Rules and Procedures Regarding For For Shareholder Meetings of Board of Directors -------------------------------------------------------------------------------- CHINA UNITED NETWORK COMMUNICATIONS LTD. Ticker: 600050 Security ID: Y15075107 Meeting Date: SEP 09, 2019 Meeting Type: Special Record Date: SEP 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Zhang Jianfeng as For For Shareholder Non-independent Director 2 Elect Li Chong as Supervisor For For Shareholder -------------------------------------------------------------------------------- CHINA UNITED NETWORK COMMUNICATIONS LTD. Ticker: 600050 Security ID: Y15075107 Meeting Date: DEC 06, 2019 Meeting Type: Special Record Date: NOV 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction For Against Management 2 Elect Wang Haifeng as Non-independent For For Shareholder Director 3 Approve Repurchase and Cancellation of For For Management Performance Shares 4 Approve Reduce Registered Capital, For For Management Amend Articles of Association and Handle Business Registration Matters -------------------------------------------------------------------------------- CHINA UNITED NETWORK COMMUNICATIONS LTD. Ticker: 600050 Security ID: Y15075107 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAY 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Profit Distribution For For Management 3 Approve Appointment of Auditor For For Management 4 Approve Report of the Board of For For Management Directors 5 Approve Report of the Board of For For Management Supervisors 6 Approve Annual Report and Summary For For Management 7.1 Approve Profit Distribution Matters For For Management 7.2 Approve Election of Directors and For For Management Authorize the Board to Determine the Director's Remuneration 7.3 Approve Authorization of Board to For For Management Handle All Related Matters Regarding the Repurchase of Shares in Accordance with All Applicable Laws on the to Hong Kong Stock Exchange 7.4 Approve Authorization of Board to For Against Management Handle All Related Matters Regarding the Exercise Allotment During the Period, Power to Reissue and Handle Additional Shares 8 Approve Postponement on Partial Raised For For Management Funds Investment Project 9 Approve Repurchase and Cancellation of For For Management Performance Shares 10.1 Approve Related Party Transactions For For Management with China Tower Co., Ltd. 10.2 Approve Related Party Transactions For For Management with China Guangfa Bank Co., Ltd. 11 Approve Decrease in Registered Capital For For Management and Amend Articles of Association -------------------------------------------------------------------------------- CHINA VANKE CO., LTD. Ticker: 2202 Security ID: Y77421116 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: JUN 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Supervisory For For Management Committee 3 Approve 2019 Annual Report For For Management 4 Approve 2019 Dividend Distribution Plan For For Management 5 Approve Appointment of Auditors For Against Management 6 Approve Authorization of the Company For For Management and Its Majority-Owned Subsidiaries to Provide Financial Assistance to Third Parties 7 Approve Authorization of Guarantee by For Against Management the Company to Its Majority-Owned Subsidiaries 8 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights for H Shares 9 Authorize Repurchase of Issued Share For For Management Capital 10 Amend Articles of Association For For Management 11 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 12 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 13 Amend Rules and Procedures Regarding For For Management Meetings of Supervisory Committee 14.1 Elect Hu Guobin as Director For For Management 14.2 Elect Li Qiangqiang as Director For For Management 14.3 Elect Tang Shaojie as Director For For Management 14.4 Elect Wang Haiwu as Director For For Management 14.5 Elect Xin Jie as Director For For Management 14.6 Elect Yu Liang as Director For For Management 14.7 Elect Zhu Jiusheng as Director For For Management 15.1 Elect Zhang Yichen as Director For For Shareholder 15.2 Elect Kang Dian as Director For For Management 15.3 Elect Liu Shuwei as Director For Against Management 15.4 Elect Ng Kar Ling, Johnny as Director For Against Management 16.1 Elect Li Miao as Supervisor For For Management 16.2 Elect Xie Dong as Supervisor For For Management -------------------------------------------------------------------------------- CHINA VANKE CO., LTD. Ticker: 2202 Security ID: Y77421116 Meeting Date: JUN 30, 2020 Meeting Type: Special Record Date: JUN 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- CHINA YANGTZE POWER CO., LTD. Ticker: 600900 Security ID: Y1516Q142 Meeting Date: AUG 21, 2019 Meeting Type: Special Record Date: AUG 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2.1 Elect Teng Weiheng as Supervisor For For Management -------------------------------------------------------------------------------- CHINA YANGTZE POWER CO., LTD. Ticker: 600900 Security ID: Y1516Q142 Meeting Date: OCT 15, 2019 Meeting Type: Special Record Date: OCT 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision For For Management 2 Approve Investment to Power For For Shareholder Distribution Project 3 Approve Authorization of Board to For For Shareholder Handle All Related Matters Regarding Acquisition of Power Distribution -------------------------------------------------------------------------------- CHINA YANGTZE POWER CO., LTD. Ticker: 600900 Security ID: Y1516Q142 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Financial Auditor For Against Management 6 Approve Internal Control Auditor For For Management 7 Approve Short-term Fixed Income For Against Management Investment 8 Approve Issuance of Debt Financing For For Management Instruments 9.1 Elect Li Qinghua as Non-Independent For For Management Director -------------------------------------------------------------------------------- CHINA YANGTZE POWER CO., LTD. Ticker: 600900 Security ID: Y1516Q142 Meeting Date: JUN 30, 2020 Meeting Type: Special Record Date: JUN 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of GDR and Listing on For For Management London Stock Exchange as well as Conversion to an Overseas Fundraising Company 2.1 Approve Issue Type and Par Value For For Management 2.2 Approve Issue Time For For Management 2.3 Approve Issue Manner For For Management 2.4 Approve Issue Size For For Management 2.5 Approve Scale of GDR in its Lifetime For For Management 2.6 Approve Conversion Rate of GDR and For For Management Underlying A Shares 2.7 Approve Manner of Pricing For For Management 2.8 Approve Target Subscribers For For Management 2.9 Approve Conversion Restriction Period For For Management of GDR and Underlying Securities A Shares 2.10 Approve Underwriting Manner For For Management 3 Approve Report on the Deposit and For For Management Usage of Raised Funds 4 Approve Issuance of GDR for For For Management Fund-raising Use Plan 5 Approve Resolution Validity Period For For Management 6 Approve Authorization of Board to For For Management Handle All Related Matters 7 Approve Distribution Plan of For For Management Roll-forward Profits 8 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 9 Approve Amendments to Articles of For For Management Association 10 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 11 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 12 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors -------------------------------------------------------------------------------- CHINALIN SECURITIES CO., LTD. Ticker: 002945 Security ID: Y1R02S108 Meeting Date: NOV 08, 2019 Meeting Type: Special Record Date: NOV 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Issuance of Convertible Bonds 2.1 Approve Issue Type For For Management 2.2 Approve Issue Scale For For Management 2.3 Approve Par Value and Issue Price For For Management 2.4 Approve Bond Maturity For For Management 2.5 Approve Bond Interest Rate For For Management 2.6 Approve Term and Method of Interest For For Management Payment 2.7 Approve Bond Term For For Management 2.8 Approve Determination of the For For Management Conversion Price and Adjustment 2.9 Approve Terms for Downward Adjustment For For Management of Conversion Price 2.10 Approve Determination Manner of For For Management Conversion Shares 2.11 Approve Terms of Redemption For For Management 2.12 Approve Terms of Sell-Back For For Management 2.13 Approve Dividend Distribution Post For For Management Conversion 2.14 Approve Issue Manner and Target Parties For For Management 2.15 Approve Placing Arrangement for For For Management Shareholders 2.16 Approve Matters Relating to Meetings For For Management of Bond Holders 2.17 Approve Usage of Raised Funds For For Management 2.18 Approve Guarantee Matters For For Management 2.19 Approve Deposit and Management of For For Management Raised Funds 2.20 Approve Resolution Validity Period For For Management 2.21 Approve Authorization Matters For For Management 3 Approve Plan on Convertible Bond For For Management Issuance 4 Approve Principle on Bondholders For For Management Meeting 5 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 6 Approve Shareholder Return Plan For For Management 7 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 8 Approve Report on the Usage of Raised For For Management Funds 9 Approve Amendments to Articles of For For Management Association 10 Approve Issuance of Commercial Papers For For Management -------------------------------------------------------------------------------- CHINALIN SECURITIES CO., LTD. Ticker: 002945 Security ID: Y1R02S108 Meeting Date: NOV 28, 2019 Meeting Type: Special Record Date: NOV 21, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Xue Meimei as Supervisor For For Shareholder -------------------------------------------------------------------------------- CHINALIN SECURITIES CO., LTD. Ticker: 002945 Security ID: Y1R02S108 Meeting Date: FEB 26, 2020 Meeting Type: Special Record Date: FEB 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Li Huaqiang as Non-Independent For For Shareholder Director 2 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- CHINALIN SECURITIES CO., LTD. Ticker: 002945 Security ID: Y1R02S108 Meeting Date: MAY 11, 2020 Meeting Type: Annual Record Date: APR 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Annual Report and Summary For For Management 3 Approve Financial Statements For For Management 4 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 5 Approve Related Party Transaction For For Management 6 Approve Corporate Bond Issuance For For Management 7 Approve Report of the Board of For For Management Supervisors 8 Amend Management System for Providing For For Management External Guarantees 9 Amend Related-Party Transaction For For Management Management System 10 Amend Management System of Raised Funds For For Management -------------------------------------------------------------------------------- CHONGQING CHANGAN AUTOMOBILE CO. LTD. Ticker: 200625 Security ID: Y1R84W100 Meeting Date: JAN 13, 2020 Meeting Type: Special Record Date: JAN 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Capital Injection and Waiver For For Management of Pre-emptive Right 2 Approve Amendments to Articles of For For Management Association to Expand Business Scope 3 Approve Equity Disposal For For Shareholder -------------------------------------------------------------------------------- CHONGQING CHANGAN AUTOMOBILE CO. LTD. Ticker: 200625 Security ID: Y1R84W100 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements and For For Management Financial Budget Report 5 Approve Profit Distribution For For Management 6 Approve Daily Related-party For For Management Transactions 7 Approve Investment Plan For For Management 8 Approve Bill Pool Business For Against Management 9 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor 10 Approve Company's Eligibility for For For Management Private Placement of Shares 11.1 Approve Share Type and Par Value For For Management 11.2 Approve Issue Manner and Issue Time For For Management 11.3 Approve Target Subscriber and Method For For Management of Subscription 11.4 Approve Pricing Reference Date, Issue For For Management Price and Pricing Basis 11.5 Approve Issue Size For For Management 11.6 Approve Amount and Use of Proceeds For For Management 11.7 Approve Lock-up Period For For Management 11.8 Approve Distribution Arrangement of For For Management Cumulative Earnings 11.9 Approve Listing Exchange For For Management 11.10 Approve Resolution Validity Period For For Management 12 Approve Private Placement of Shares For For Management 13 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 14 Approve Report on the Usage of For For Management Previously Raised Funds 15 Approve Related Party Transactions in For For Management Connection to Private Placement 16 Approve Whitewash Waiver and Related For For Management Transactions 17 Approve Share Subscription Agreement For For Management 18 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 19 Approve Undertakings by the For For Management Controlling Shareholder, Actual Controller, Directors and Senior Management of the Company to the Implementation of the Remedial Measures 20 Approve Shareholder Return Plan For For Management 21 Approve Authorization of Board to For For Management Handle All Related Matters 22 Amend Management System of Raised Funds For For Management -------------------------------------------------------------------------------- CHONGQING CHANGAN AUTOMOBILE CO. LTD. Ticker: 200625 Security ID: Y1R84W100 Meeting Date: JUN 22, 2020 Meeting Type: Special Record Date: JUN 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendment of Management Method For For Management of Non-routine Business Classification Authorization 2.1 Elect Zhu Huarong as Non-Independent For For Management Director 2.2 Elect Tan Xiaogang as Non-Independent For For Management Director 2.3 Elect Feng Changjun as Non-Independent For For Management Director 2.4 Elect Lv Laisheng as Non-Independent For For Management Director 2.5 Elect Zhou Zhiping as Non-Independent For For Management Director 2.6 Elect Wang Jun as Non-Independent For For Management Director 2.7 Elect Zhang Deyong as Non-Independent For For Management Director 3.1 Elect Liu Jipeng as Independent For For Management Director 3.2 Elect Li Qingwen as Independent For For Management Director 3.3 Elect Chen Quanshi as Independent For For Management Director 3.4 Elect Ren Xiaochang as Independent For For Management Director 3.5 Elect Pang Yong as Independent Director For For Management 3.6 Elect Tan Xiaosheng as Independent For For Management Director 3.7 Elect Wei Xinjiang as Independent For For Management Director 3.8 Elect Cao Xingquan as Independent For For Management Director 4.1 Elect Yan Ming as Supervisor For For Management 4.2 Elect Sun Dahong as Supervisor For For Management 4.3 Elect Zhao Jun as Supervisor For For Management -------------------------------------------------------------------------------- CHONGQING ZHIFEI BIOLOGICAL PRODUCTS CO., LTD. Ticker: 300122 Security ID: Y1601T100 Meeting Date: NOV 18, 2019 Meeting Type: Special Record Date: NOV 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Application of Bank Credit For For Management Lines 2 Approve Appointment of Auditor For For Management 3 Amend Business Scope For For Management 4 Approve Amendments to Articles of For For Management Association 5 Approve Capital Injection for Beijing For For Management Zhifei Green Bamboo Bio-Pharmaceutical Co., Ltd. 6 Approve Capital Injection for Anhui For For Management Zhifei Long Kema Biological Pharmaceutical Co., Ltd. 7 Approve Extension of Resolution For For Management Validity Period for Private Placement of Shares -------------------------------------------------------------------------------- CHONGQING ZHIFEI BIOLOGICAL PRODUCTS CO., LTD. Ticker: 300122 Security ID: Y1601T100 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: JUN 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Audited Financial Report For For Management 6 Approve Allocation of Income and For For Management Dividends 7 Approve Credit Line Bank Application For For Management 8 Approve Capital Injection to Associate For For Management Company and Related Transactions 9 Approve Appointment of Auditor For For Management 10 Amend Articles of Association For For Management 11 Elect Deng Gang as Independent Director For For Shareholder -------------------------------------------------------------------------------- CITIC SECURITIES CO., LTD. Ticker: 6030 Security ID: Y1639N109 Meeting Date: DEC 31, 2019 Meeting Type: Special Record Date: DEC 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.01 Elect Zhang Youjun as Director For For Shareholder 1.02 Elect Yang Minghui as Director For For Shareholder 1.03 Elect Liu Ke as Director For Against Shareholder 1.04 Elect Liu Shouying as Director For For Shareholder 1.05 Elect He Jia as Director For Against Shareholder 1.06 Elect Zhou Zhonghui as Director For For Shareholder 2.01 Elect Guo Zhao as Supervisor For For Shareholder 2.02 Elect Rao Geping as Supervisor For For Shareholder 3 Amend Articles of Association For For Management 4 Approve Proposed Renewal of Securities For For Management and Financial Products Transactions, Services Framework Agreement, the Proposed Annual Caps, and Related Transactions -------------------------------------------------------------------------------- CITIC SECURITIES CO., LTD. Ticker: 6030 Security ID: Y1639N109 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: JUN 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Work Report of the Board For For Management of Directors 2 Approve 2019 Work Report of the For For Management Supervisory Committee 3 Approve 2019 Annual Report For For Management 4 Approve 2019 Profit Distribution Plan For For Management 5 Approve PricewaterhouseCoopers Zhong For Against Management Tian LLP and PricewaterhouseCoopers as External Auditors and PricewaterhouseCoopers Zhong Tian LLP as Internal Control Auditor and Fix Their Remuneration 6 Approve 2020 Estimated Investment For For Management Amount for Proprietary Business 7 Approve Remuneration of Directors and For For Management Supervisors 8.01 Approve Contemplated Related For For Management Party/Connected Transactions Between the Company and Its Subsidiaries and the CITIC Group and Its Subsidiaries and Associates 8.02 Approve Contemplated Related Party For For Management Transactions Between the Company and Its Subsidiaries and Companies in Which the Directors, Supervisors and Senior Management of the Company Hold Positions as Directors or Senior Management 8.03 Approve Contemplated Related For For Management Party/Connected Transactions Between the Company and Its Subsidiaries and Companies Holding More Than 10% Equity Interest in an Important Subsidiary 8.04 Approve Contemplated Related Party For For Management Transactions Between the Company and Its Subsidiaries and Companies Holding More Than 5% Equity Interest 9 Elect Wang Shuhui as Director For For Shareholder 10 Elect Zhang Changyi as Supervisor For For Shareholder -------------------------------------------------------------------------------- CNOOC ENERGY TECHNOLOGY & SERVICES LTD. Ticker: 600968 Security ID: Y1R6MD106 Meeting Date: MAR 05, 2020 Meeting Type: Special Record Date: FEB 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction For Against Management 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 3 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 4 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors -------------------------------------------------------------------------------- CNOOC ENERGY TECHNOLOGY & SERVICES LTD. Ticker: 600968 Security ID: Y1R6MD106 Meeting Date: JUN 05, 2020 Meeting Type: Annual Record Date: MAY 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Annual Report and Summary For For Management 3 Approve Change of Raised Funds For For Management Investment Project 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Remuneration of Directors For For Management 7 Approve Appointment of Auditor For For Management 8 Approve External Guarantee Plan For For Management 9 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 10 Approve Report of the Board of For For Management Supervisors 11 Approve Remuneration of Supervisors For For Management 12.1 Elect Zhu Lei as Non-Independent For For Management Director -------------------------------------------------------------------------------- COSCO SHIPPING HOLDINGS CO., LTD. Ticker: 1919 Security ID: Y1839M117 Meeting Date: OCT 09, 2019 Meeting Type: Special Record Date: SEP 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Yang Zhijian as Director For For Shareholder 1.2 Elect Feng Boming as Director For For Shareholder -------------------------------------------------------------------------------- COSCO SHIPPING HOLDINGS CO., LTD. Ticker: 1919 Security ID: Y1839M117 Meeting Date: DEC 20, 2019 Meeting Type: Special Record Date: NOV 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve the Financial Services For Against Management Agreement Entered into by the Company and China COSCO Shipping Corporation Limited and Proposed Annual Caps 1.2 Approve the Master General Services For For Management Agreement Entered into by the Company and China COSCO Shipping Corporation Limited and Proposed Annual Caps 1.3 Approve the Master Shipping Services For For Management Agreement Entered into by the Company and China COSCO Shipping Corporation Limited and Proposed Annual Caps 1.4 Approve the Master Port Services For For Management Agreement Entered into by the Company and China COSCO Shipping Corporation Limited and Proposed Annual Caps 1.5 Approve the Master Vessel and For For Shareholder Container Asset Services Agreement Entered into by the Company and China COSCO Shipping Corporation Limited and Proposed Annual Caps 1.6 Approve the Trademark Licence For For Management Agreement Entered into by the Company and China COSCO Shipping Corporation Limited and Proposed Annual Caps 2 Approve the Master Shipping and For For Management Terminal Services Agreement Entered into by the Company and Pacific International Lines Pte Ltd and Proposed Annual Caps 3.1 Approve the Shipping and Terminal For For Management Services Framework Agreement Entered into by the Company and Shanghai International Port (Group) Co., Ltd. on February 27, 2019 and the Proposed Annual Cap for the Financial Year Ending December 31, 2019 3.2 Approve the Shipping and Terminal For For Management Services Framework Agreement Entered into by the Company and Shanghai International Port (Group) Co., Ltd. on October 30, 2019 and the Proposed Annual Caps for the Three Financial Years Ending December 31, 2022 4 Approve the Shipping and Terminal For For Management Services Framework Agreement Entered into by the Company and Qingdao Port International Co., Ltd and Proposed Annual Caps -------------------------------------------------------------------------------- COSCO SHIPPING HOLDINGS CO., LTD. Ticker: 1919 Security ID: Y1839M117 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board For For Management 2 Approve 2019 Report of the Supervisory For For Management Committee 3 Approve 2019 Financial Statements and For For Management Statutory Report 4 Approve 2019 Profit Distribution Plan For For Management 5 Approve Guarantees Mandate to the For For Management Company and Its Subsidiaries for the 2019 Provision of External Guarantees 6 Approve PricewaterhouseCoopers as For For Management International Auditors and ShineWing Certified Public Accountants as Domestic Auditors and Authorize Board to Fix Their Remuneration 7 Approve Five Shipbuilding Contracts For For Management 8 Approve Proposed Amendments to the For For Management Share Option Incentive Scheme and Summary Thereof Regarding the Scope of the Participants 9 Approve Proposed Amendments to the For For Management Appraisal Measures on the Share Option Incentive Scheme -------------------------------------------------------------------------------- COSCO SHIPPING HOLDINGS CO., LTD. Ticker: 1919 Security ID: Y1839M117 Meeting Date: MAY 18, 2020 Meeting Type: Special Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Proposed Amendments to the For For Management Share Option Incentive Scheme and Summary Thereof Regarding the Scope of the Participants 2 Approve Proposed Amendments to the For For Management Appraisal Measures on the Share Option Incentive Scheme -------------------------------------------------------------------------------- CRRC CORPORATION LIMITED Ticker: 1766 Security ID: Y1R16T100 Meeting Date: DEC 27, 2019 Meeting Type: Special Record Date: DEC 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Chen Xiaoyi as Supervisor For For Management 2 Elect Lou Qiliang as Director For For Shareholder -------------------------------------------------------------------------------- CSC FINANCIAL CO., LTD. Ticker: 6066 Security ID: Y1R11K104 Meeting Date: APR 09, 2020 Meeting Type: Special Record Date: APR 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extension of the Validity For For Management Period of the Plan for the Non-Public Issuance of A Shares 2 Approve Extension of the Validity For For Management Period of Full Authorization to the Board to Deal with Relevant Matters in Relation to the Non-Public Issuance 3 Approve General Mandate to Issue For For Management Onshore and Offshore Debt Financing Instruments 4 Amend Articles of Association For For Management -------------------------------------------------------------------------------- CSC FINANCIAL CO., LTD. Ticker: 6066 Security ID: Y1R11K104 Meeting Date: APR 09, 2020 Meeting Type: Special Record Date: APR 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extension of the Validity For For Management Period of the Plan for the Non-Public Issuance of A Shares 2 Approve Extension of the Validity For For Management Period of Full Authorization to the Board to Deal with Relevant Matters in Relation to the Non-Public Issuance -------------------------------------------------------------------------------- DAQIN RAILWAY CO., LTD. Ticker: 601006 Security ID: Y1997H108 Meeting Date: OCT 17, 2019 Meeting Type: Special Record Date: OCT 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Investment in Mengxi Huazhong For For Management Railway Co., Ltd. -------------------------------------------------------------------------------- DAQIN RAILWAY CO., LTD. Ticker: 601006 Security ID: Y1997H108 Meeting Date: DEC 26, 2019 Meeting Type: Special Record Date: DEC 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Comprehensive Service Agreement For For Management -------------------------------------------------------------------------------- DAQIN RAILWAY CO., LTD. Ticker: 601006 Security ID: Y1997H108 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements and For For Management Financial Budget Report 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Appointment of Financial For For Management Auditor 7 Approve Appointment of Internal For For Management Control Auditor 8 Approve Company's Eligibility for For For Management Issuance of Convertible Bonds 9.1 Approve Type For For Management 9.2 Approve Issue Size For For Management 9.3 Approve Par Value and Issue Price For For Management 9.4 Approve Bond Maturity For For Management 9.5 Approve Bond Interest Rate For For Management 9.6 Approve Period and Manner of Repayment For For Management of Capital and Interest 9.7 Approve Conversion Period For For Management 9.8 Approve Determination and Adjustment For For Management of Conversion Price 9.9 Approve Terms for Downward Adjustment For For Management of Conversion Price 9.10 Approve Method on Handling Fractional For For Management Shares Upon Conversion 9.11 Approve Terms of Redemption For For Management 9.12 Approve Terms of Sell-Back For For Management 9.13 Approve Attribution of Dividends For For Management During the Conversion Year 9.14 Approve Issue Manner and Target For For Management Subscribers 9.15 Approve Placing Arrangement for For For Management Shareholders 9.16 Approve Matters Relating to Meetings For For Management of Bondholders 9.17 Approve Use of Proceeds For For Management 9.18 Approve Rating Matters For For Management 9.19 Approve Guarantee Matters For For Management 9.20 Approve Depository of Raised Funds For For Management 9.21 Approve Resolution Validity Period For For Management 10 Approve Issuance of Convertible Bonds For For Management 11 Approve Issuance of Convertible Bonds For For Management to Raise Funds for the Acquisition of the Authorized Land Use Rights and Signing of Land Use Right Transfer Agreement 12 Approve Issuance of Convertible Bonds For For Management to Raise Funds for the Acquisition of 51% Equity of Taiyuan Railway Hub Southwest Loop Co., Ltd. and Signing of Equity Transfer Agreement 13 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 14 Approve There is No Need to Prepare For For Management for Report on the Deposit and Usage of Raised Funds 15 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 16 Approve Shareholder Return Plan For For Management 17 Approve Principles of Bondholders For For Management Meeting 18 Approve Authorization of the Board to For For Management Handle All Related Matters 19.1 Elect Cheng Xiandong as For For Shareholder Non-Independent Director 19.2 Elect Bi Shoufeng as Non-Independent For For Shareholder Director 19.3 Elect Han Hongchen as Non-Independent For For Shareholder Director 19.4 Elect Tian Huimin as Non-Independent For For Shareholder Director 19.5 Elect Zhang Lirong as Non-Independent For For Shareholder Director 19.6 Elect Yang Wensheng as Non-Independent For For Shareholder Director 20.1 Elect Li Menggang as Independent For For Management Director 20.2 Elect Yang Wandong as Independent For For Management Director 20.3 Elect Zan Zhihong as Independent For For Management Director 20.4 Elect Chen Lei as Independent Director For For Management 21.1 Elect Zheng Jirong as Supervisor For For Management 21.2 Elect Zhang Yongqing as Supervisor For For Management 21.3 Elect Yang Jie as Supervisor For For Management 21.4 Elect Gu Tianye as Supervisor For For Management -------------------------------------------------------------------------------- DAWNING INFORMATION INDUSTRY CO., LTD. Ticker: 603019 Security ID: Y2022K108 Meeting Date: APR 20, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Profit Distribution For For Management 3 Approve Application of Comprehensive For For Management Bank Credit Lines 4 Approve Daily Related Party For For Management Transactions 5 Approve Financial Statements and For For Management Financial Budget Report 6 Approve Appointment of Auditor For For Management 7 Approve Report of the Board of For For Management Directors 8 Approve Report of the Board of For For Management Supervisors 9 Amend Articles of Association For For Management 10.1 Elect Li Guojie as Non-Independent For For Management Director 10.2 Elect Xu Zhiwei as Non-Independent For For Management Director 10.3 Elect Li Jun as Non-Independent For For Management Director 10.4 Elect Xu Wenchao as Non-Independent For For Management Director 11.1 Elect Liu Feng as Independent Director For For Management 11.2 Elect Chen Lei as Independent Director For For Management 11.3 Elect Yan Bingqi as Independent For For Management Director 12.1 Elect Yin Yuli as Supervisor For For Management 12.2 Elect Fang Xinwo as Supervisor For For Management -------------------------------------------------------------------------------- DAWNING INFORMATION INDUSTRY CO., LTD. Ticker: 603019 Security ID: Y2022K108 Meeting Date: JUN 05, 2020 Meeting Type: Special Record Date: JUN 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Issue Time For For Management 2.3 Approve Pricing Objects and For For Management Subscription Methods 2.4 Approve Issue Size For For Management 2.5 Approve Pricing Principles and Issue For For Management Price 2.6 Approve Lock-up Period For For Management 2.7 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.8 Approve Listing Exchange For For Management 2.9 Approve Resolution Validity Period For For Management 2.10 Approve Use of Proceeds For For Management 3 Approve Plan on Private Placement of For For Management Shares 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Report on the Usage of For For Management Previously Raised Funds 6 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 7 Approve Shareholder Return Plan For For Management 8 Approve Authorization of Board and its For For Management Authorized Persons to Handle All Related Matters -------------------------------------------------------------------------------- DHC SOFTWARE CO., LTD. Ticker: 002065 Security ID: Y2080B107 Meeting Date: SEP 16, 2019 Meeting Type: Special Record Date: SEP 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Subscription to Private For For Management Placement of Shares -------------------------------------------------------------------------------- DONG-E-E-JIAO CO., LTD. Ticker: 000423 Security ID: Y7689C109 Meeting Date: DEC 03, 2019 Meeting Type: Special Record Date: NOV 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Han Yuewei as Non-Independent For For Shareholder Director 1.2 Elect Weng Jingwen as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- DONG-E-E-JIAO CO., LTD. Ticker: 000423 Security ID: Y7689C109 Meeting Date: MAY 26, 2020 Meeting Type: Annual Record Date: MAY 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 6 Approve Performance Report of the For For Management Independent Directors 7 Approve to Appoint Auditor For For Management 8 Elect Gao Dengfeng as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- DONGXING SECURITIES CO., LTD. Ticker: 601198 Security ID: Y209G1100 Meeting Date: OCT 15, 2019 Meeting Type: Special Record Date: OCT 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For Against Management 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 3 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 4 Amend Working System for Independent For For Management Directors 5.1 Elect Zhou Liang as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- DONGXING SECURITIES CO., LTD. Ticker: 601198 Security ID: Y209G1100 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: MAY 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Securities Investment Scale For For Management 7.1 Approve Related Party Transaction with For For Management China Orient Asset Management Co., Ltd and Other Enterprises Under Its Control 7.2 Approve Related Party Transactions For For Management with Other Related Legal Persons 7.3 Approve Related Party Transaction with For For Management Related Natural Persons 8 Amend Articles of Association For For Management 9 Amend Management System of External For For Management Donations 10.1 Elect Wei Qinghua as Non-Independent For For Shareholder Director 10.2 Elect Zhang Tao as Non-Independent For For Shareholder Director 10.3 Elect Tan Shihao as Non-Independent For For Shareholder Director 10.4 Elect Zhang Jun as Non-Independent For For Shareholder Director 10.5 Elect Jiang Yueming as Non-Independent For For Shareholder Director 10.6 Elect Zeng Tao as Non-Independent For For Shareholder Director 10.7 Elect Dong Yuping as Non-Independent For For Shareholder Director 10.8 Elect Zhou Liang as Non-Independent For For Shareholder Director 11.1 Elect Zheng Zhenlong as Independent For For Management Director 11.2 Elect Zhang Wei as Independent Director For For Management 11.3 Elect Gong Sukang as Independent For For Management Director 11.4 Elect Sun Guangliang as Independent For For Management Director 12.1 Elect Qin Bin as Supervisor For For Shareholder 12.2 Elect Zhang Wei as Supervisor For For Shareholder 12.3 Elect Ye Shuyu as Supervisor For For Shareholder -------------------------------------------------------------------------------- DONGXU OPTOELECTRONIC TECHNOLOGY CO., LTD. Ticker: 200413 Security ID: Y7789C116 Meeting Date: JUL 15, 2019 Meeting Type: Special Record Date: JUL 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision Plan For For Management 2 Approve Provision of Guarantee by For For Shareholder Wholly-owned Subsidiary -------------------------------------------------------------------------------- DONGXU OPTOELECTRONIC TECHNOLOGY CO., LTD. Ticker: 200413 Security ID: Y7789C116 Meeting Date: JUL 26, 2019 Meeting Type: Special Record Date: JUL 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Wang Lipeng as Non-Independent For For Management Director 1.2 Elect Guo Xuan as Non-Independent For For Management Director 1.3 Elect Zhou Yongjie as Non-Independent For For Management Director 1.4 Elect Wang Zhong as Non-Independent For For Management Director 2.1 Elect Shi Jingmin as Independent For For Management Director 2.2 Elect Lu Guihua as Independent Director For For Management 2.3 Elect Han Zhiguo as Independent For For Management Director 3.1 Elect Zeng Weihai as Supervisor For For Management 3.2 Elect Xie Juwen as Supervisor For For Management 3.3 Elect Chen Dewei as Supervisor For For Management 4 Approve Remuneration of Directors and For For Management Independent Directors 5 Approve Remuneration of Supervisors For For Management -------------------------------------------------------------------------------- EAST MONEY INFORMATION CO., LTD. Ticker: 300059 Security ID: Y2234B102 Meeting Date: OCT 10, 2019 Meeting Type: Special Record Date: SEP 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report on the Usage of For For Management Previously Raised Funds 2 Amend Working System for Independent For For Management Directors 3 Amend External Guarantee Management For For Management Method 4 Amend External Investment Management For For Management System 5 Amend Related Party Transaction For For Management Decision-making System -------------------------------------------------------------------------------- EAST MONEY INFORMATION CO., LTD. Ticker: 300059 Security ID: Y2234B102 Meeting Date: JAN 20, 2020 Meeting Type: Special Record Date: JAN 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change in Business Scope For For Management 2 Approve Amendments to Articles of For For Management Association 3 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 4 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 5.1 Elect Qi Shi as Non-independent For For Management Director 5.2 Elect Chen Kai as Non-independent For For Management Director 5.3 Elect Shi Jia as Non-independent For For Management Director 5.4 Elect Lu Wei as Non-independent For For Management Director 6.1 Elect Chen Gui as Independent Director For For Management 6.2 Elect Xia Lijun as Independent Director For For Management 7.1 Elect Bao Yiqing as Supervisor For For Management 7.2 Elect Huang Liming as Supervisor For For Management -------------------------------------------------------------------------------- EAST MONEY INFORMATION CO., LTD. Ticker: 300059 Security ID: Y2234B102 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Appointment of Auditor For For Management 6 Approve Capitalization of Capital For For Management Reserves and Profit Distribution 7 Approve Formulation of Shareholder For For Management Dividend Return Plan 8 Approve Guarantee Provision Plan For For Management -------------------------------------------------------------------------------- EVE ENERGY CO., LTD. Ticker: 300014 Security ID: Y2303F109 Meeting Date: JUN 29, 2020 Meeting Type: Special Record Date: JUN 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Phase 2 Equity Incentive Plan For For Management Company Performance Evaluation Indicators 2 Approve Guarantee Provision Plan For For Management 3 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- EVERBRIGHT SECURITIES COMPANY LIMITED Ticker: 6178 Security ID: Y2357S106 Meeting Date: DEC 16, 2019 Meeting Type: Special Record Date: DEC 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Engagement of External For For Management Auditors for the Year 2019 -------------------------------------------------------------------------------- EVERBRIGHT SECURITIES COMPANY LIMITED Ticker: 6178 Security ID: Y2357S106 Meeting Date: MAR 03, 2020 Meeting Type: Special Record Date: FEB 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Liu Qiuming as Director For For Shareholder -------------------------------------------------------------------------------- EVERBRIGHT SECURITIES COMPANY LIMITED Ticker: 6178 Security ID: Y2357S106 Meeting Date: JUN 02, 2020 Meeting Type: Annual Record Date: MAY 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Supervisory For For Management Committee 3 Approve 2019 Annual Report and Its For For Management Summary 4 Approve 2019 Profit Distribution Plan For For Management 5 Approve 2020 Expected Ordinary Related For For Management Party/Connected Transactions 6 Approve Proposal of Proprietary For For Management Trading Business Scale in 2020 -------------------------------------------------------------------------------- FANGDA CARBON NEW MATERIAL CO., LTD. Ticker: 600516 Security ID: Y51720103 Meeting Date: JUL 17, 2019 Meeting Type: Special Record Date: JUL 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Cancellation of Stock Options For For Management and Repurchase Cancellation of Performance Shares 2 Approve Appointment of Auditor For For Management -------------------------------------------------------------------------------- FANGDA CARBON NEW MATERIAL CO., LTD. Ticker: 600516 Security ID: Y51720103 Meeting Date: DEC 23, 2019 Meeting Type: Special Record Date: DEC 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- FANGDA CARBON NEW MATERIAL CO., LTD. Ticker: 600516 Security ID: Y51720103 Meeting Date: JAN 14, 2020 Meeting Type: Special Record Date: JAN 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Use of Idle Funds to Invest in For Against Management Financial Products and Securities Investments -------------------------------------------------------------------------------- FANGDA CARBON NEW MATERIAL CO., LTD. Ticker: 600516 Security ID: Y51720103 Meeting Date: MAR 05, 2020 Meeting Type: Special Record Date: FEB 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change in the Investment For For Management Project of the Raised Funds for Equity Acquisition 2 Approve Comprehensive Credit Line For For Management Business Application -------------------------------------------------------------------------------- FANGDA CARBON NEW MATERIAL CO., LTD. Ticker: 600516 Security ID: Y51720103 Meeting Date: APR 16, 2020 Meeting Type: Special Record Date: APR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transactions For For Management -------------------------------------------------------------------------------- FANGDA CARBON NEW MATERIAL CO., LTD. Ticker: 600516 Security ID: Y51720103 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 7.1 Elect Qiu Yapeng as Non-Independent For For Management Director -------------------------------------------------------------------------------- FIBERHOME TELECOMMUNICATION TECHNOLOGIES CO., LTD. Ticker: 600498 Security ID: Y2482T102 Meeting Date: SEP 17, 2019 Meeting Type: Special Record Date: SEP 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Approve to Appoint Auditor For For Management 3.1 Elect Liu Huiya as Non-independent For For Management Director 3.2 Elect Chen Shanzhi as Non-independent For For Management Director 3.3 Elect Ge Jun as Non-independent For For Management Director -------------------------------------------------------------------------------- FIBERHOME TELECOMMUNICATION TECHNOLOGIES CO., LTD. Ticker: 600498 Security ID: Y2482T102 Meeting Date: JAN 07, 2020 Meeting Type: Special Record Date: JAN 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- FIBERHOME TELECOMMUNICATION TECHNOLOGIES CO., LTD. Ticker: 600498 Security ID: Y2482T102 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAY 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report of the Independent For For Management Directors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Daily Related Party Transaction For For Management 7 Approve Annual Report and Summary For For Management -------------------------------------------------------------------------------- FINANCIAL STREET HOLDINGS CO., LTD. Ticker: 000402 Security ID: Y2496E109 Meeting Date: AUG 27, 2019 Meeting Type: Special Record Date: AUG 21, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of CMBS For For Management 2 Approve Issuance of Non-Financial For For Management Corporate Debt Financing Instruments 3 Approve Signing of Financial Service For Against Management Agreement -------------------------------------------------------------------------------- FINANCIAL STREET HOLDINGS CO., LTD. Ticker: 000402 Security ID: Y2496E109 Meeting Date: DEC 09, 2019 Meeting Type: Special Record Date: DEC 03, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Assistance Provision For For Management -------------------------------------------------------------------------------- FOCUS MEDIA INFORMATION TECHNOLOGY CO., LTD. Ticker: 002027 Security ID: Y29327106 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAY 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Financial For For Management Report Auditor 7 Approve Use of Idle Own Funds to For Against Management Purchase Financial Products 8 Approve Change in Registered Address For For Management 9 Approve Amendments to Articles of For For Management Association 10 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 11 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 12 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 13 Amend Working System for Independent For For Management Directors 14 Amend Working Rules of President of For For Management the Company -------------------------------------------------------------------------------- FOSHAN HAITIAN FLAVOURING & FOOD CO., LTD. Ticker: 603288 Security ID: Y23840104 Meeting Date: NOV 22, 2019 Meeting Type: Special Record Date: NOV 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Pang Kang as Non-Independent For Against Management Director 1.2 Elect Cheng Xue as Non-Independent For For Management Director 1.3 Elect Chen Junyang as Non-Independent For For Management Director 1.4 Elect Wen Zhizhou as Non-Independent For For Management Director 1.5 Elect He Tingwei as Non-Independent For For Management Director 1.6 Elect Huang Shuliang as For For Management Non-Independent Director 2.1 Elect Zhu Tao as Independent Director For For Management 2.2 Elect Sun Zhanli as Independent For For Management Director 2.3 Elect Chao Gang as Independent Director For For Management 3.1 Elect Chen Min as Supervisor For For Management 3.2 Elect Li Jun as Supervisor For For Management -------------------------------------------------------------------------------- FOSHAN HAITIAN FLAVOURING & FOOD CO., LTD. Ticker: 603288 Security ID: Y23840104 Meeting Date: APR 16, 2020 Meeting Type: Annual Record Date: APR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Financial Budget Report For For Management 6 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 7 Approve Remuneration of Director and For For Management Supervisors 8 Approve to Appoint Auditor For For Management 9 Approve Use of Idle Funds for For Against Management Entrusted Asset Management 10 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- FOUNDER SECURITIES CO., LTD. Ticker: 601901 Security ID: Y261GX101 Meeting Date: DEC 16, 2019 Meeting Type: Special Record Date: DEC 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Shi Hua as Non-Independent For For Shareholder Director 2 Elect Gao Li as Non-Independent For For Shareholder Director 3 Elect He Yagang as Non-Independent For For Shareholder Director 4 Elect Liao Hang as Non-Independent For For Shareholder Director 5 Elect Wang Huiwen as Non-Independent For For Shareholder Director 6 Elect Hu Bin as Non-Independent For For Shareholder Director 7 Elect Ye Lin as Independent Director For For Shareholder 8 Elect Li Minggao as Independent For For Shareholder Director 9 Elect Lv Wendong as Independent For For Shareholder Director 10 Elect Yong Ping as Supervisor For For Shareholder 11 Elect Zeng Yuan as Supervisor For For Shareholder -------------------------------------------------------------------------------- FOUNDER SECURITIES CO., LTD. Ticker: 601901 Security ID: Y261GX101 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Independent For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Annual Report For For Management 5 Approve Financial Statements For For Management 6 Approve Profit Distribution For For Management 7 Approve Performance Assessment and For For Management Remuneration of Directors 8 Approve Performance Assessment and For For Management Remuneration of Supervisors 9 Approve Performance Assessment and For For Management Remuneration of Senior Management Members 10 Approve Credit Line Applications from For Against Management Various Financial Institutions 11 Approve to Appoint Auditor and For For Management Internal Control Auditor 12 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 13 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- FOXCONN INDUSTRIAL INTERNET CO., LTD. Ticker: 601138 Security ID: Y2620V100 Meeting Date: NOV 08, 2019 Meeting Type: Special Record Date: NOV 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Zhou Taiyu as Non-Independent For For Management Director -------------------------------------------------------------------------------- FOXCONN INDUSTRIAL INTERNET CO., LTD. Ticker: 601138 Security ID: Y2620V100 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAY 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Allocation of Income and For For Management Dividends 6 Approve to Appoint Auditor For For Management 7 Approve Related Party Transaction For For Management 8 Approve Repurchase and Cancellation of For For Management Performance Shares and Stock Options 9 Approve Cancellation of Stock Option For For Shareholder and Performance Shares as well as Repurchase and Cancellation of Performance Shares 10 Approve Authorization of Board to For For Shareholder Handle All Related Matters -------------------------------------------------------------------------------- FUYAO GLASS INDUSTRY GROUP CO., LTD. Ticker: 3606 Security ID: Y26783103 Meeting Date: OCT 30, 2019 Meeting Type: Special Record Date: SEP 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Ye Shu as Director For For Management 2 Elect Ma Weihua as Supervisor For For Management 3.01 Elect Liu Jing as Director For For Management 3.02 Elect Qu Wenzhou as Director For For Management -------------------------------------------------------------------------------- FUYAO GLASS INDUSTRY GROUP CO., LTD. Ticker: 3606 Security ID: Y26783103 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: MAY 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Work Report of the Board For For Management of Directors 2 Approve 2019 Work Report of the For For Management Supervisory Committee 3 Approve 2019 Final Financial Report For For Management 4 Approve 2019 Profit Distribution Plan For For Management 5 Approve 2019 Annual Report and Its For For Management Summary 6 Approve PricewaterhouseCoopers Zhong For For Management Tian LLP (Special General Partnership) as Domestic Audit Institution and Internal Control Audit Institution for 2020 7 Approve PricewaterhouseCoopers as For For Management Overseas Audit Institution for 2020 8 Approve 2019 Work Report of the For For Management Independent Non-Executive Directors 9 Approve Entrusted Wealth Management For For Management with Self-Owned Funds -------------------------------------------------------------------------------- GANFENG LITHIUM CO., LTD. Ticker: 1772 Security ID: Y444B3104 Meeting Date: AUG 13, 2019 Meeting Type: Special Record Date: AUG 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Satisfaction of the Conditions For For Management of the Proposed Issuance of A Share Convertible Bonds 2 Approve Preliminary Plan of the For For Management Proposed Issuance of A Share Convertible Bonds 3 Approve Resolutions in Relation to the For For Management Proposed Issuance of A Share Convertible Bonds and Grant of Specific Mandate to Issue A Shares Upon the Conversion of A Share Convertible Bonds 3.01 Approve Type of Securities to be Issued For For Management 3.02 Approve Size of Issuance For For Management 3.03 Approve Par Value and Issue Price For For Management 3.04 Approve Term For For Management 3.05 Approve Interest Rate For For Management 3.06 Approve Method and Timing of Interest For For Management Payment and Repayment of the Principal 3.07 Approve Conversion Period For For Management 3.08 Approve Determination and Adjustment For For Management of the Conversion Price 3.09 Approve Terms of Downward Adjustment For For Management to the Conversion Price 3.10 Approve Method of Determining the For For Management Number of Shares for Conversion and Resolving the Situation When the A Share Convertible Bonds are Insufficient to be Converted into One Share 3.11 Approve Terms of Redemption For For Management 3.12 Approve Terms of Sale Back For For Management 3.13 Approve Entitlement to Dividend in the For For Management Year of Conversion 3.14 Approve Method of Issue and Targeted For For Management Subscribers 3.15 Approve Subscription Arrangement for For For Management the Existing A Shareholders 3.16 Approve Matters Relating to A Share For For Management Convertible Bond Holders' Meeting 3.17 Approve Use of Proceeds For For Management 3.18 Approve Guarantee and Security For For Management 3.19 Approve Deposit Account for Proceeds For For Management Raised 3.20 Approve Validity Period of the A Share For For Management Convertible Bond Issuance Plan 4 Approve Report on the Use of the For For Management Previously Raised Proceeds 5 Approve Feasibility Report on the Use For For Management of Proceeds Raised from the Proposed Issuance of A Share Convertible Bonds 6 Approve Impact on the Company's Key For For Management Financial Indicators from Dilution of Immediate Returns by the Proposed Issuance of A Share Convertible Bonds and the Remedial Measures to be Adopted by the Company 7 Approve Rules and Procedures Regarding For For Management Meetings of A Share Convertible Bondholders 8 Approve Shareholders' Return Plan for For For Management Three Years of 2019 to 2021 9 Approve Opening Special Account for For For Management Proceeds Raised 10 Approve Authorization of Board to Deal For For Management with All Matters in Relation to the Proposed Issuance of A Share Convertible Bonds 11 Approve Possible Subscription for A For For Management Share Convertible Bonds by Connected Persons 12 Approve Resolutions in Relation to the For Against Management Proposed Issuance of H Shares Under Specific Mandate and Connected Transaction 12.01 Approve Class and Nominal Value of the For Against Management Shares to be Issued 12.02 Approve Method and Date of Issue For Against Management 12.03 Approve Target Subscribers For Against Management 12.04 Approve Number of Shares to be Issued For Against Management 12.05 Approve Method of Pricing For Against Management 12.06 Approve Use of Proceeds For Against Management 12.07 Approve Related Party Relationship, For Against Management Connected Relationship, Related Party Transactions, Connected Transactions and Shareholders to Abstain from Voting 12.08 Approve Lock-Up Period For Against Management 12.09 Approve Validity Period of the For Against Management Resolution in Relation to the Issuance of H Shares 13 Approve Proposed Grant of Specific For Against Management Mandate 14 Approve Report on the Use of Proceeds For Against Management Previously Raised Overseas -------------------------------------------------------------------------------- GANFENG LITHIUM CO., LTD. Ticker: 1772 Security ID: Y444B3104 Meeting Date: AUG 13, 2019 Meeting Type: Special Record Date: AUG 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Satisfaction of the Conditions For For Management of the Proposed Issuance of A Share Convertible Bonds 2 Approve Preliminary Plan of the For For Management Proposed Issuance of A Share Convertible Bonds 3 Approve Resolutions in Relation to the For For Management Proposed Issuance of A Share Convertible Bonds and Grant of Specific Mandate to Issue A Shares Upon the Conversion of A Share Convertible Bonds 3.01 Approve Type of Securities to be Issued For For Management 3.02 Approve Size of Issuance For For Management 3.03 Approve Par Value and Issue Price For For Management 3.04 Approve Term For For Management 3.05 Approve Interest Rate For For Management 3.06 Approve Method and Timing of Interest For For Management Payment and Repayment of the Principal 3.07 Approve Conversion Period For For Management 3.08 Approve Determination and Adjustment For For Management of the Conversion Price 3.09 Approve Terms of Downward Adjustment For For Management to the Conversion Price 3.10 Approve Method of Determining the For For Management Number of Shares for Conversion and Resolving the Situation When the A Share Convertible Bonds are Insufficient to be Converted into One Share 3.11 Approve Terms of Redemption For For Management 3.12 Approve Terms of Sale Back For For Management 3.13 Approve Entitlement to Dividend in the For For Management Year of Conversion 3.14 Approve Method of Issue and Targeted For For Management Subscribers 3.15 Approve Subscription Arrangement for For For Management the Existing A Shareholders 3.16 Approve Matters Relating to A Share For For Management Convertible Bond Holders' Meeting 3.17 Approve Use of Proceeds For For Management 3.18 Approve Guarantee and Security For For Management 3.19 Approve Deposit Account for Proceeds For For Management Raised 3.20 Approve Validity Period of the A Share For For Management Convertible Bond Issuance Plan 4 Approve Report on the Use of the For For Management Previously Raised Proceeds 5 Approve Feasibility Report on the Use For For Management of Proceeds Raised from the Proposed Issuance of A Share Convertible Bonds 6 Approve Impact on the Company's Key For For Management Financial Indicators from Dilution of Immediate Returns by the Proposed Issuance of A Share Convertible Bonds and the Remedial Measures to be Adopted by the Company 7 Approve Rules and Procedures Regarding For For Management Meetings of A Share Convertible Bondholders 8 Approve Shareholders' Return Plan for For For Management Three Years of 2019 to 2021 9 Approve Opening Special Account for For For Management Proceeds Raised 10 Approve Authorization of Board to Deal For For Management with All Matters in Relation to the Proposed Issuance of A Share Convertible Bonds 11 Approve Possible Subscription for A For For Management Share Convertible Bonds by Connected Persons 12 Approve Resolutions in Relation to the For Against Management Proposed Issuance of H Shares Under Specific Mandate and Connected Transaction 12.01 Approve Class and Nominal Value of the For Against Management Shares to be Issued 12.02 Approve Method and Date of Issue For Against Management 12.03 Approve Target Subscribers For Against Management 12.04 Approve Number of Shares to be Issued For Against Management 12.05 Approve Method of Pricing For Against Management 12.06 Approve Use of Proceeds For Against Management 12.07 Approve Related Party Relationship, For Against Management Connected Relationship, Related Party Transactions, Connected Transactions and Shareholders to Abstain from Voting 12.08 Approve Lock-Up Period For Against Management 12.09 Approve Validity Period of the For Against Management Resolution in Relation to the Issuance of H Shares 13 Approve Proposed Grant of Specific For Against Management Mandate 14 Approve Report on the Use of Proceeds For Against Management Previously Raised Overseas -------------------------------------------------------------------------------- GANFENG LITHIUM CO., LTD. Ticker: 1772 Security ID: Y444B3104 Meeting Date: JAN 07, 2020 Meeting Type: Special Record Date: DEC 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Application for Bank For For Management Facilities and Provision of Guarantees by the Company and Its Wholly-Owned Subsidiary 2 Approve Reduction of Registered Capital For For Management 3 Amend Articles of Association For For Management -------------------------------------------------------------------------------- GANFENG LITHIUM CO., LTD. Ticker: 1772 Security ID: Y444B3104 Meeting Date: MAR 24, 2020 Meeting Type: Special Record Date: MAR 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Capital Increase in For For Management Austria-Based RIM Company and Related Party Transaction 2 Approve Capital Increase of the For For Management Wholly-Owned Subsidiary GFL International in its Wholly-Owned Subsidiary Netherlands Ganfeng 3 Approve Subscription of Certain Equity For Against Management Involving Investment in Mining Rights and Capital Increase in Argentina Minera Exar by the Wholly-Owned Subsidiary of GFL International Netherlands Ganfeng and Related Party Transaction 4 Approve Subscription of Certain Equity For Against Management in Exar Capital, Provision of Financial Assistance by the Wholly-Owned Subsidiary GFL International and Related Party Transaction 5.01 Elect Li Liangbin as Director For For Management 5.02 Elect Wang Xiaoshen as Director For For Management 5.03 Elect Deng Zhaonan as Director For For Management 5.04 Elect Ge Zhimin as Director For For Management 5.05 Elect Yu Jianguo as Director For For Management 5.06 Elect Yang Juanjuan as Director For For Management 6.01 Elect Liu Jun as Director For For Management 6.02 Elect Wong Sze Wing as Director For For Management 6.03 Elect Xu Yixin as Director For For Management 6.04 Elect Xu Guanghua as Director For For Management 7.01 Elect Zou Jian as Supervisor For For Management 7.02 Elect Guo Huaping as Supervisor For For Management 8 Approve Establishment of For For Management Sustainability Committee -------------------------------------------------------------------------------- GANFENG LITHIUM CO., LTD. Ticker: 1772 Security ID: Y444B3104 Meeting Date: MAY 26, 2020 Meeting Type: Special Record Date: MAY 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2 Approve Proposed Change to the For For Management Validity Period of the A Share Convertible Bonds Issuance Plan -------------------------------------------------------------------------------- GANFENG LITHIUM CO., LTD. Ticker: 1772 Security ID: Y444B3104 Meeting Date: MAY 26, 2020 Meeting Type: Special Record Date: MAY 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve the Proposed Change to the For For Management Validity Period of the A Share Convertible Bonds Issuance Plan -------------------------------------------------------------------------------- GANFENG LITHIUM CO., LTD. Ticker: 1772 Security ID: Y444B3104 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: JUN 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Work Report of the Board For For Management of Directors 2 Approve 2019 Work Report of the Board For For Management of Supervisors 3 Approve 2019 Annual Report, Summary of For For Management the Annual Report and Annual Results Announcement 4 Approve 2019 Financial Report For For Management 5 Approve Ernst & Young Hua Ming as For For Management Domestic Auditor and Internal Control Auditor and Ernst & Young as Overseas Auditor 6 Approve Determination of Directors' For For Management and Senior Management Members Emoluments 7 Approve Determination of Supervisors' For For Management Emoluments 8 Approve 2019 Profit Distribution For For Management Proposal 9 Approve 2020 Continuing Related-Party For For Management Transactions 10 Approve Foreign Exchange Hedging For For Management Business by the Company and Its Subsidiaries 11 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 12 Approve General Mandate to Issue For Against Management Domestic and Overseas Debt Financing Instruments 13 Approve Industrial Investment For For Management Conducted by Havelock Mining Investment Limited 14 Approve Application for Bank For Against Management Facilities and Provision of Guarantees by the Company and Its Subsidiaries -------------------------------------------------------------------------------- GD POWER DEVELOPMENT CO., LTD. Ticker: 600795 Security ID: Y2685C112 Meeting Date: OCT 09, 2019 Meeting Type: Special Record Date: SEP 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Application for Liquidation For For Management -------------------------------------------------------------------------------- GD POWER DEVELOPMENT CO., LTD. Ticker: 600795 Security ID: Y2685C112 Meeting Date: NOV 29, 2019 Meeting Type: Special Record Date: NOV 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Application for Bankruptcy For For Management Liquidation of Guodian Xuanwei Power Generation Co.,Ltd. 2 Approve Bankruptcy Reorganization Plan For For Management of Guodian Xuanwei Power Generation Co. ,Ltd. -------------------------------------------------------------------------------- GD POWER DEVELOPMENT CO., LTD. Ticker: 600795 Security ID: Y2685C112 Meeting Date: FEB 11, 2020 Meeting Type: Special Record Date: FEB 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Liu Guoyue as Non-independent For For Management Director 1.2 Elect Lv Zhiren as Non-independent For For Management Director 1.3 Elect Xiao Chuangying as For For Management Non-independent Director 1.4 Elect Luan Baoxing as Non-independent For For Management Director 1.5 Elect Liu Yan as Non-independent For For Management Director 2.1 Elect Liu Xuehai as Supervisor For For Management 2.2 Elect Wang Dong as Supervisor For For Management -------------------------------------------------------------------------------- GD POWER DEVELOPMENT CO., LTD. Ticker: 600795 Security ID: Y2685C112 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: APR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Provision for Asset Impairment For For Management 4 Approve Financial Statements and For For Management Financial Budget Report 5 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 6 Approve Report of the Independent For For Management Directors 7 Approve Daily Related Party Transaction For Against Management 8 Approve Appointment of Auditor For For Management 9 Approve Provision of Financing For For Management Guarantee 10 Approve Financing from Financial For For Management Institutions 11 Approve Financing of Company's Unit For For Management from Financial Institutions 12 Approve Issuance of Debt Financing For Against Management Instruments 13 Approve Amendments to Articles of For For Management Association 14 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 15 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Supervisors -------------------------------------------------------------------------------- GD POWER DEVELOPMENT CO., LTD. Ticker: 600795 Security ID: Y2685C112 Meeting Date: JUN 24, 2020 Meeting Type: Special Record Date: JUN 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- GEMDALE CORP. Ticker: 600383 Security ID: Y2685G105 Meeting Date: AUG 02, 2019 Meeting Type: Special Record Date: JUL 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Hu Yebi as Independent Director For For Management -------------------------------------------------------------------------------- GEMDALE CORP. Ticker: 600383 Security ID: Y2685G105 Meeting Date: DEC 20, 2019 Meeting Type: Special Record Date: DEC 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change in Registered Address For For Management and Amend Articles of Association -------------------------------------------------------------------------------- GEMDALE CORP. Ticker: 600383 Security ID: Y2685G105 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Appointment of Auditor For For Management 6 Approve Annual Report For For Management 7 Approve External Guarantee For Against Management 8 Approve Issuance of Debt Financing For Against Management Instruments -------------------------------------------------------------------------------- GEMDALE CORP. Ticker: 600383 Security ID: Y2685G105 Meeting Date: MAY 26, 2020 Meeting Type: Special Record Date: MAY 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Ling Ke as Non-Independent For For Management Director 1.2 Elect Huang Juncan as Non-Independent For For Management Director 1.3 Elect Chen Aihong as Non-Independent For For Management Director 1.4 Elect Chen Bi'an as Non-Independent For For Management Director 1.5 Elect Sun Juyi as Non-Independent For For Management Director 1.6 Elect Xu Jiajun as Non-Independent For For Management Director 1.7 Elect Lin Shengde as Non-Independent For For Management Director 1.8 Elect Luo Sheng as Non-Independent For For Management Director 1.9 Elect Wei Chuanjun as Non-Independent For For Management Director 1.10 Elect Chen Jin as Independent Director For For Management 1.11 Elect Wang Tianguang as Independent For For Management Director 1.12 Elect Hu Yebi as Independent Director For For Management 1.13 Elect Gu Feng as Independent Director For For Management 1.14 Elect Lv Zhiwei as Independent Director For For Management 2.1 Elect Hu Xiangqun as Supervisor For For Management 2.2 Elect Xu Qian as Supervisor For For Management 2.3 Elect Xi You as Supervisor For For Management -------------------------------------------------------------------------------- GF SECURITIES CO., LTD. Ticker: 1776 Security ID: Y270AF107 Meeting Date: OCT 22, 2019 Meeting Type: Special Record Date: OCT 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Interim Profit For For Management Distribution Plan -------------------------------------------------------------------------------- GF SECURITIES CO., LTD. Ticker: 1776 Security ID: Y270AF107 Meeting Date: JUN 09, 2020 Meeting Type: Annual Record Date: JUN 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Directors' Report For For Management 2 Approve 2019 Supervisory Committee's For For Management Report 3 Approve 2019 Final Financial Report For For Management 4 Approve 2019 Annual Report For For Management 5 Approve 2019 Profit Distribution Plan For For Management 6 Approve Ernst & Young Hua Ming LLP For For Management (Special General Partnership) as PRC Domestic Auditor and Ernst & Young as Overseas Auditor and to Authorize Management to Fix Their Remuneration 7 Approve 2020 Proprietary Investment For For Management Quota 8 Approve 2020 Expected Daily Related For For Management Party Transactions 9 Amend Working System for Independent For For Management Directors 10 Approve Amendments to Articles of For For Management Association 11 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 12 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 13 Amend Rules and Procedures Regarding For For Management Meetings of Supervisory Committee 14.1 Elect Li Xiulin as Director For For Shareholder 14.2 Elect Shang Shuzhi as Director For For Shareholder 14.3 Elect Liu Xuetao as Director For For Shareholder 14.4 Elect Fan Lifu as Director For Against Shareholder 14.5 Elect Hu Bin as Director For For Shareholder 14.6 Elect Leung Shek Ling Olivia as For For Shareholder Director 14.7 Elect Li Wenjing as Director For For Shareholder 14.8 Elect Sun Shuming as Director For For Shareholder 14.9 Elect Qin Li as Director For For Shareholder 14.10 Elect Sun Xiaoyan as Director For For Shareholder 15.1 Elect Lai Jianhuang as Supervisor For For Management 15.2 Elect Xie Shisong as Supervisor For For Management 15.3 Elect Lu Xin as Supervisor For For Management -------------------------------------------------------------------------------- GIANT NETWORK GROUP CO. LTD. Ticker: 002558 Security ID: Y1593Y109 Meeting Date: OCT 08, 2019 Meeting Type: Special Record Date: SEP 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Capital Injection and Related For For Management Party Transactions -------------------------------------------------------------------------------- GIANT NETWORK GROUP CO. LTD. Ticker: 002558 Security ID: Y1593Y109 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAY 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Daily Related Party Transaction For For Management 8 Amend Articles of Association For For Shareholder 9 Amend Rules and Procedures Regarding For For Shareholder General Meetings of Shareholders 10 Amend Rules and Procedures Regarding For For Shareholder Meetings of Board of Directors 11 Amend Rules and Procedures Regarding For For Shareholder Meetings of Board of Supervisors 12 Approve Allowance of Independent For For Shareholder Directors 13.1 Elect Shi Yuzhu as Non-Independent For For Shareholder Director 13.2 Elect Liu Wei as Non-Independent For For Shareholder Director 13.3 Elect Qu Fabing as Non-Independent For For Shareholder Director 13.4 Elect Ying Wei as Non-Independent For For Shareholder Director 14.1 Elect Hu Jianji as Independent Director For For Shareholder 14.2 Elect Zhang Yongye as Independent For For Shareholder Director 14.3 Elect Gong Yan as Independent Director For For Shareholder 15.1 Elect Zhu Yongming as Supervisor For For Shareholder 15.2 Elect Zeng Zheng as Supervisor For For Shareholder -------------------------------------------------------------------------------- GIGADEVICE SEMICONDUCTOR (BEIJING), INC. Ticker: 603986 Security ID: Y270BL103 Meeting Date: SEP 12, 2019 Meeting Type: Special Record Date: SEP 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management 2 Approve Use of Idle Raised Funds to For For Management Conduct Cash Management 3 Approve Change in Registered Capital For For Management and Amend Articles of Association -------------------------------------------------------------------------------- GIGADEVICE SEMICONDUCTOR (BEIJING), INC. Ticker: 603986 Security ID: Y270BL103 Meeting Date: OCT 23, 2019 Meeting Type: Special Record Date: OCT 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Issue Type and Par Value For For Management 2.2 Approve Issue Manner For For Management 2.3 Approve Pricing Reference Date, Issue For For Management Price and Pricing Basis 2.4 Approve Target Subscribers and For For Management Subscription Method 2.5 Approve Issue Amount For For Management 2.6 Approve Lock-up Period For For Management 2.7 Approve Amount and Use of Proceeds For For Management 2.8 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.9 Approve Listing Exchange For For Management 2.10 Approve Resolution Validity Period For For Management 3 Approve Private Placement of Shares For For Management 4 Approve Feasibility Study Report on For For Management the Use of Proceeds 5 Approve Report on the Usage of For For Management Previously Raised Funds 6 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 7 Approve Undertakings of Remedial For For Management Measures by the Relevant Parties in Relation to the Dilution of Current Returns 8 Approve Shareholder Return Plan For For Management 9 Approve Authorization of Board to For For Management Handle All Related Matters Regarding Private Placement of Shares 10 Approve Zhu Yiming as the Chairman of For For Management the Board and Chief Executive of ChangXin Memory Technologies, Inc. -------------------------------------------------------------------------------- GIGADEVICE SEMICONDUCTOR (BEIJING), INC. Ticker: 603986 Security ID: Y270BL103 Meeting Date: MAR 20, 2020 Meeting Type: Special Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner For For Management 2.3 Approve Pricing Reference Date, Issue For For Management Price and Pricing Basis 2.4 Approve Target Subscribers and For For Management Subscription Method 2.5 Approve Issue Size For For Management 2.6 Approve Lock-up Period For For Management 2.7 Approve Amount and Use of Proceeds For For Management 2.8 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.9 Approve Listing Location For For Management 2.10 Approve Resolution Validity Period For For Management 3 Approve Private Placement of Shares For For Management 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Impact of Dilution of Current For For Management Returns and the Relevant Measures to be Taken 6 Amend Articles of Association For For Management -------------------------------------------------------------------------------- GIGADEVICE SEMICONDUCTOR (BEIJING), INC. Ticker: 603986 Security ID: Y270BL103 Meeting Date: APR 20, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 6 Approve Annual Report and Summary For For Management 7 Approve Use of Idle Raised Funds to For For Management Conduct Cash Management 8 Approve Use of Idle Own Funds to For Against Management Conduct Cash Management 9 Approve Daily Related-Party For For Management Transaction Framework Agreement and Relevant Daily Related-Party Transaction Limits 10 Elect Cheng Taiyi as Non-Independent For For Shareholder Director 11 Approve Change of Registered Capital For For Management and Amend Articles of Association 12 Approve Report on the Usage of For For Shareholder Previously Raised Funds -------------------------------------------------------------------------------- GLODON CO., LTD. Ticker: 002410 Security ID: Y2726S100 Meeting Date: NOV 14, 2019 Meeting Type: Special Record Date: NOV 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Issue Type and Par Value For For Management 2.2 Approve Issue Manner For For Management 2.3 Approve Target Subscribers and For For Management Subscription Method 2.4 Approve Issue Scale For For Management 2.5 Approve Issue Price and Pricing Basis For For Management 2.6 Approve Restricted Period For For Management 2.7 Approve Distribution Arrangement of For For Management Cumulative Earnings 2.8 Approve Listing Location For For Management 2.9 Approve Resolution Validity Period For For Management 2.10 Approve Usage of Raised Funds For For Management 3 Approve Plan on Private Placement of For For Management Shares 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Proposal That There is No Need For For Management for Report on the Deposit and Usage of Raised Funds 6 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 7 Approve Shareholder Return Plan For For Management 8 Approve Authorization of Board to For For Management Handle All Related Matters 9 Approve to Appoint Auditor For For Management 10 Approve Change in Registered Capital For For Management and Amend Articles of Association -------------------------------------------------------------------------------- GLODON CO., LTD. Ticker: 002410 Security ID: Y2726S100 Meeting Date: FEB 03, 2020 Meeting Type: Special Record Date: JAN 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustment on Resolution For For Management Validity Period in Connection to Private Placement of Shares 2 Approve Adjustment on Authorization For For Management Period in Connection to Private Placement of Shares -------------------------------------------------------------------------------- GLODON CO., LTD. Ticker: 002410 Security ID: Y2726S100 Meeting Date: MAR 27, 2020 Meeting Type: Special Record Date: MAR 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Target Subscribers and For For Management Subscription Method 1.2 Approve Issue Price and Pricing Basis For For Management 1.3 Approve Lock-up Period For For Management 2 Approve Private Placement of Shares For For Management 3 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken -------------------------------------------------------------------------------- GLODON CO., LTD. Ticker: 002410 Security ID: Y2726S100 Meeting Date: APR 22, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve to Appoint Auditor For For Management 6 Approve Allocation of Income and For For Management Dividends 7 Approve Repurchase and Cancellation of For For Management Performance Shares 8 Approve Change in Registered Capital, For For Management Change in Business Scope and Amend Articles of Association 9.1 Elect Diao Zhizhong as Non-independent For For Management Director 9.2 Elect Yuan Zhenggang as For For Management Non-independent Director 9.3 Elect Wang Aihua as Non-independent For For Management Director 9.4 Elect Liu Qian as Non-independent For For Management Director 9.5 Elect He Ping as Non-independent For For Management Director 9.6 Elect Wu Zuomin as Non-independent For For Management Director 10.1 Elect Guo Xinping as Independent For For Management Director 10.2 Elect Ma Yongyi as Independent Director For For Management 10.3 Elect Chai Mingang as Independent For For Management Director 11.1 Elect Wang Jinhong as Supervisor For For Shareholder 11.2 Elect Liao Lianghan as Supervisor For For Shareholder -------------------------------------------------------------------------------- GOERTEK INC. Ticker: 002241 Security ID: Y27360109 Meeting Date: AUG 14, 2019 Meeting Type: Special Record Date: AUG 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- GOERTEK INC. Ticker: 002241 Security ID: Y27360109 Meeting Date: SEP 27, 2019 Meeting Type: Special Record Date: SEP 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Issuance of Convertible Bonds 2.1 Approve Type For For Management 2.2 Approve Issue Size For For Management 2.3 Approve Par Value and Issue Price For For Management 2.4 Approve Bond Maturity For For Management 2.5 Approve Bond Interest Rate For For Management 2.6 Approve Period and Manner of Repayment For For Management of Interest 2.7 Approve Conversion Period For For Management 2.8 Approve Determination and Adjustment For For Management of Conversion Price 2.9 Approve Terms for Downward Adjustment For For Management of Conversion Price 2.10 Approve Method for Determining the For For Management Number of Shares for Conversion 2.11 Approve Terms of Redemption For For Management 2.12 Approve Terms of Sell-Back For For Management 2.13 Approve Attribution of Profit and Loss For For Management During the Conversion Period 2.14 Approve Issue Manner and Target For For Management Subscribers 2.15 Approve Placing Arrangement for For For Management Shareholders 2.16 Approve Matters Relating to Meetings For For Management of Bondholders 2.17 Approve Use of Proceeds For For Management 2.18 Approve Guarantee Matters For For Management 2.19 Approve Depository of Raised Funds For For Management 2.20 Approve Resolution Validity Period For For Management 3 Approve Issuance of Convertible Bonds For For Management 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Report on the Usage of For For Management Previously Raised Funds 6 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 7 Approve Rules and Procedures Regarding For For Management General Meetings of Convertible Bondholders 8 Approve Authorization of Board to For For Management Handle All Related Matters Regarding Issuance of Convertible Bonds 9 Approve Shareholder Return Plan For For Management -------------------------------------------------------------------------------- GOERTEK INC. Ticker: 002241 Security ID: Y27360109 Meeting Date: NOV 08, 2019 Meeting Type: Special Record Date: NOV 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Jiang Bin as Non-Independent For For Management Director 1.2 Elect Jiang Long as Non-Independent For For Management Director 1.3 Elect Duan Huilu as Non-Independent For For Management Director 1.4 Elect Liu Chengmin as Non-Independent For For Management Director 2.1 Elect Xia Shanhong as Independent For For Management Director 2.2 Elect Wang Tianmiao as Independent For For Management Director 2.3 Elect Wang Kun as Independent Director For For Management 3 Approve Remuneration of Directors and For For Management Allowance of Independent Directors 4 Elect Sun Hongbin as Supervisor For For Management -------------------------------------------------------------------------------- GOERTEK INC. Ticker: 002241 Security ID: Y27360109 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: APR 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 6 Approve Comprehensive Credit Line For For Management Application 7 Approve Provision of Internal For For Management Insurance and External Loans 8 Approve Financial Derivate Trading For For Management Business 9 Approve to Appoint Auditor For For Management 10 Approve Report on the Deposit and For For Management Usage of Raised Funds 11 Approve Employee Share Purchase Plan For For Shareholder (Draft) and Summary 12 Approve Methods to Assess the For For Shareholder Performance of Plan Participants 13 Approve Authorization of Board to For For Shareholder Handle All Related Matters -------------------------------------------------------------------------------- GREAT WALL MOTOR COMPANY LIMITED Ticker: 2333 Security ID: Y28741109 Meeting Date: AUG 09, 2019 Meeting Type: Special Record Date: JUL 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Deposits and Related Party For Against Management Transaction under Listing Rules of Shanghai Stock Exchange -------------------------------------------------------------------------------- GREAT WALL MOTOR COMPANY LIMITED Ticker: 2333 Security ID: Y28741109 Meeting Date: OCT 25, 2019 Meeting Type: Special Record Date: SEP 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Restricted Share and For Against Shareholder Share Option Incentive Scheme (Draft) of Great Wall Motor Company Limited and Its Summary 2 Approve Appraisal Measures for For Against Shareholder Implementation of the 2019 Restricted Share and Share Option Incentive Scheme of Great Wall Motor Company Limited 3 Authorize Board to Deal With All For Against Shareholder Matters in Relation to the 2019 Restricted Share and the Share Option Incentive Scheme of the Company -------------------------------------------------------------------------------- GREAT WALL MOTOR COMPANY LIMITED Ticker: 2333 Security ID: Y28741109 Meeting Date: OCT 25, 2019 Meeting Type: Special Record Date: SEP 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Restricted Share and For Against Shareholder Share Option Incentive Scheme (Draft) of Great Wall Motor Company Limited and Its Summary 2 Approve Appraisal Measures for For Against Shareholder Implementation of the 2019 Restricted Share and Share Option Incentive Scheme of Great Wall Motor Company Limited 3 Authorize Board to Deal With All For Against Shareholder Matters in Relation to the 2019 Restricted Share and the Share Option Incentive Scheme of the Company -------------------------------------------------------------------------------- GREAT WALL MOTOR COMPANY LIMITED Ticker: 2333 Security ID: Y28741109 Meeting Date: APR 15, 2020 Meeting Type: Special Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2020 Restricted Share and For For Shareholder Share Option Incentive Scheme (the First Revised Draft) of Great Wall Motor Company Limited and Its Summary 2 Approve Appraisal Measures for For For Shareholder Implementation of the 2020 Restricted Share and Share Option Incentive Scheme (Revised) of Great Wall Motor Company Limited 3 Authorize Board to Deal with All For For Management Matters in Relation to the 2020 Restricted Share and Share Option Incentive Scheme of the Company 4 Approve Expected Amount of Guarantee For Against Shareholder Provided by the Company to Its Holding Subsidiaries -------------------------------------------------------------------------------- GREAT WALL MOTOR COMPANY LIMITED Ticker: 2333 Security ID: Y28741109 Meeting Date: APR 15, 2020 Meeting Type: Special Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2020 Restricted Share and For For Shareholder Share Option Incentive Scheme (the First Revised Draft) of Great Wall Motor Company Limited and Its Summary 2 Approve Appraisal Measures for For For Shareholder Implementation of the 2020 Restricted Share and Share Option Incentive Scheme (Revised) of Great Wall Motor Company Limited 3 Authorize Board to Deal with All For For Management Matters in Relation to the 2020 Restricted Share and Share Option Incentive Scheme of the Company -------------------------------------------------------------------------------- GREAT WALL MOTOR COMPANY LIMITED Ticker: 2333 Security ID: Y28741109 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Audited Financial Report For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Adjustments to the Profit For For Shareholder Distribution Proposal 4 Approve Annual Report and Its Summary For For Management Report 5 Approve Report of the Independent For For Management Directors 6 Approve Report of the Supervisory For For Management Committee 7 Approve Operating Strategies For For Management 8 Approve Deloitte Touche Tohmatsu For Against Management Certified Public Accountants LLP as External Auditor and Authorize Board to Fix Their Remuneration 9 Elect Wei Jian Jun as Director, Enter For For Shareholder into Service Agreement with Him and Authorize Board to Fix His Remuneration 10 Elect Wang Feng Ying as Director, For For Shareholder Enter into Service Agreement with Her and Authorize Board to Fix Her Remuneration 11 Elect Yang Zhi Juan as Director, Enter For For Shareholder into Service Agreement with Her and Authorize Board to Fix Her Remuneration 12 Elect He Ping as Director, Enter into For Against Shareholder Appointment Letter with Him and Authorize Board to Fix His Remuneration 13 Elect Yue Ying as Director, Enter into For For Management Appointment Letter with Her and Authorize Board to Fix Her Remuneration 14 Elect Li Wan Jun as Director, Enter For Against Management into Appointment Letter with Him and Authorize Board to Fix His Remuneration 15 Elect Ng Chi Kit as Director, Enter For Against Management into Appointment Letter with Him and Authorize Board to Fix His Remuneration 16 Elect Zong Yi Xiang as Supervisor, For For Management Enter into Service Agreement with Her and Authorize Supervisory Committee to Fix Her Remuneration 17 Elect Liu Qian as Supervisor, Enter For For Management into Service Agreement with Her and Authorize Supervisory Committee to Fix Her Remuneration 18 Amend Rules and Procedures Regarding For Against Management General Meetings of Shareholders 19 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 20 Amend Rules for the Administration of For Against Management External Guarantees 21 Amend Rules for the Administration of For Against Management External Investment 22 Authorize Repurchase of Issued Share For For Management Capital 23 Amend Articles of Association For For Management -------------------------------------------------------------------------------- GREAT WALL MOTOR COMPANY LIMITED Ticker: 2333 Security ID: Y28741109 Meeting Date: JUN 12, 2020 Meeting Type: Special Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- GREE ELECTRIC APPLIANCES, INC. OF ZHUHAI Ticker: 000651 Security ID: Y2882R102 Meeting Date: NOV 18, 2019 Meeting Type: Special Record Date: NOV 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders -------------------------------------------------------------------------------- GREE ELECTRIC APPLIANCES, INC. OF ZHUHAI Ticker: 000651 Security ID: Y2882R102 Meeting Date: MAR 17, 2020 Meeting Type: Special Record Date: MAR 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Debt Financing For For Management Instruments -------------------------------------------------------------------------------- GREE ELECTRIC APPLIANCES, INC. OF ZHUHAI Ticker: 000651 Security ID: Y2882R102 Meeting Date: JUN 01, 2020 Meeting Type: Annual Record Date: MAY 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Report For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Special Report on Foreign For For Management Exchange Derivatives Trading Business 8 Approve Use of Own Idle Funds for For Against Management Investment in Financial Products 9 Approve Daily Related-Party For For Management Transactions 10 Amend Articles of Association For For Management -------------------------------------------------------------------------------- GREENLAND HOLDINGS CORP. LTD. Ticker: 600606 Security ID: Y2883S109 Meeting Date: DEC 04, 2019 Meeting Type: Special Record Date: NOV 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management 2 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- GREENLAND HOLDINGS CORP. LTD. Ticker: 600606 Security ID: Y2883S109 Meeting Date: MAR 27, 2020 Meeting Type: Special Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Adjustment to Target Parties For For Management and Subscription Method 1.2 Approve Adjustment to Issue Price and For For Management Pricing Basis 1.3 Approve Adjustment to Restriction For For Management Period 2 Approve Amend Private Placement of For For Management Shares 3 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 4 Approve Shareholder Return Plan For For Management 5 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 6 Approve Extension of Resolution For For Management Validity Period 7 Approve Extension of Authorization of For For Management the Board to Handle Related Matters -------------------------------------------------------------------------------- GREENLAND HOLDINGS CORP. LTD. Ticker: 600606 Security ID: Y2883S109 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve to Appoint Auditor For Against Management 7 Approve Investment Amount of the For Against Management Company's Real Estate Reserves 8 Approve Guarantee Provision For Against Management 9 Elect Liu Yanping as Non-independent For For Shareholder Director 10 Elect Chen Hua as Supervisor For For Shareholder -------------------------------------------------------------------------------- GUANGDONG HAID GROUP CO., LTD. Ticker: 002311 Security ID: Y29255109 Meeting Date: JUL 16, 2019 Meeting Type: Special Record Date: JUL 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Xue Hua as Non-Independent For For Management Director 1.2 Elect Xu Yingzhuo as Non-Independent For For Management Director 1.3 Elect Tian Li as Non-Independent For For Management Director 1.4 Elect Cheng Qi as Non-Independent For For Management Director 2.1 Elect Gui Jianfang as Independent For For Management Director 2.2 Elect He Jianguo as Independent For For Management Director 2.3 Elect Liu Yunguo as Independent For For Management Director 3.1 Elect Wang Jing as Supervisor For For Management 3.2 Elect Chen Jia as Supervisor For For Management 4 Approve External Guarantee Provision For For Management 5 Approve Amendments to Articles of For For Management Association 6 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 7 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 8 Amend the Work System of Independent For For Management Directors 9 Amend Management System of Special For For Management Reserves and Use of Raised Funds 10 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors -------------------------------------------------------------------------------- GUANGDONG HAID GROUP CO., LTD. Ticker: 002311 Security ID: Y29255109 Meeting Date: AUG 06, 2019 Meeting Type: Special Record Date: JUL 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- GUANGDONG HAID GROUP CO., LTD. Ticker: 002311 Security ID: Y29255109 Meeting Date: AUG 23, 2019 Meeting Type: Special Record Date: AUG 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Public Issuance of Convertible Bonds 2.1 Approve Issue Type For For Management 2.2 Approve Issue Scale For For Management 2.3 Approve Par Value and Issue Price For For Management 2.4 Approve Bond Maturity For For Management 2.5 Approve Bond Interest Rate For For Management 2.6 Approve Method and Term for the For For Management Repayment of Principal and Interest 2.7 Approve Guarantee Matters For For Management 2.8 Approve Conversion Period For For Management 2.9 Approve Determination and Adjustment For For Management of Conversion Price 2.10 Approve Terms for Downward Adjustment For For Management of Conversion Price 2.11 Approve Method for Determining the For For Management Number of Shares for Conversion 2.12 Approve Terms of Redemption For For Management 2.13 Approve Terms of Sell-Back For For Management 2.14 Approve Dividend Distribution Post For For Management Conversion 2.15 Approve Issue Manner and Target For For Management Subscribers 2.16 Approve Placing Arrangement for For For Management Shareholders 2.17 Approve Bondholders and Bondholders' For For Management Meetings 2.18 Approve Use of Proceeds For For Management 2.19 Approve Raised Funds Deposit Account For For Management 2.20 Approve Resolution Validity Period For For Management 3 Approve Plan for Public Issuance of For For Management Convertible Bonds 4 Approve Feasibility Analysis Report on For For Management the Intended Usage of Raised Funds 5 Approve that the Company Does Not Need For For Management to Produce a Report on the Usage of Previously Raised Funds 6 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken as well as Related Commitment 7 Approve Rules and Procedures Regarding For For Management Convertible Corporate Bondholders Meeting 8 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- GUANGDONG HAID GROUP CO., LTD. Ticker: 002311 Security ID: Y29255109 Meeting Date: DEC 16, 2019 Meeting Type: Special Record Date: DEC 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase and Cancellation of For For Management Performance Shares 2 Approve Use of Own Funds to Purchase For Against Management Financial Products 3 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- GUANGDONG HAID GROUP CO., LTD. Ticker: 002311 Security ID: Y29255109 Meeting Date: MAY 11, 2020 Meeting Type: Annual Record Date: APR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve External Guarantee For For Management 2 Approve Application of Comprehensive For Against Management Bank Credit Lines 3 Approve Development of Hedging Business For For Management 4 Amend Special Reserve and Use For For Management Management System of Raised Funds 5 Approve Annual Report and Summary For For Management 6 Approve Report of the Board of For For Management Directors 7 Approve Report of the Board of For For Management Supervisors 8 Approve Financial Statements For For Management 9 Approve Profit Distribution For For Management 10 Approve Related Party Transaction For For Management 11 Approve Repurchase Cancellation of For For Management Performance Shares 12 Approve Use of Idle Raised Funds and For Against Management Own Funds for Cash Management -------------------------------------------------------------------------------- GUANGZHOU AUTOMOBILE GROUP CO. LTD. Ticker: 2238 Security ID: Y2931M112 Meeting Date: AUG 06, 2019 Meeting Type: Special Record Date: JUL 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Appointment of Auditors For For Management 2 Approve Appointment of Internal For For Management Control Auditors -------------------------------------------------------------------------------- GUANGZHOU AUTOMOBILE GROUP CO., LTD. Ticker: 2238 Security ID: Y2931M112 Meeting Date: MAR 20, 2020 Meeting Type: Special Record Date: FEB 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.01 Elect Chen Xiaomu as Director For For Management -------------------------------------------------------------------------------- GUANGZHOU AUTOMOBILE GROUP CO., LTD. Ticker: 2238 Security ID: Y2931M112 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: APR 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Annual Report and Its For For Management Summary Report 2 Approve 2019 Work Report of the Board For For Management of Directors 3 Approve 2019 Work Report of the For For Management Supervisory Committee 4 Approve 2019 Financial Report For For Management 5 Approve 2019 Profit Distribution For For Management 6 Approve Appointment of Auditors For For Management 7 Approve Appointment of Internal For For Management Control Auditors 8 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 9 Authorize Board of Directors to Issue For Against Management Debt Financing Instruments 10 Approve Utilization of the Remaining For For Management Proceeds of an Investment Project Raised From Non-Public Issuance of A Shares for Permanent Replenishment of Working Capital 11 Amend Articles of Association For Against Management Regarding Party Committee 12 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 13.01 Elect Zhao Fuquan as Director For For Management 13.02 Elect Xiao Shengfang as Director For For Management 13.03 Elect Wong Hakkun as Director For For Management 13.04 Elect Song Tiebo as Director For For Management -------------------------------------------------------------------------------- GUANGZHOU BAIYUN INTERNATIONAL AIRPORT CO., LTD. Ticker: 600004 Security ID: Y2930J102 Meeting Date: DEC 26, 2019 Meeting Type: Special Record Date: DEC 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Asset Swap and Related Party For For Management Transactions -------------------------------------------------------------------------------- GUANGZHOU BAIYUN INTERNATIONAL AIRPORT CO., LTD. Ticker: 600004 Security ID: Y2930J102 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: JUN 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Financial For For Management Auditor 7 Approve Appointment of Internal For For Management Control Auditor 8 Approve Change in Business Scope and For For Management Amend Articles of Association 9.1 Elect Zhong Ming as Non-Independent For For Shareholder Director 9.2 Elect Wang Xiaoyong as Non-Independent For For Shareholder Director 10.1 Elect Qin Zhanggao as Independent For For Shareholder Director 10.2 Elect Xing Yiqiang as Independent For For Shareholder Director -------------------------------------------------------------------------------- GUANGZHOU BAIYUNSHAN PHARMACEUTICAL HOLDINGS CO. LTD. Ticker: 874 Security ID: Y2932P114 Meeting Date: NOV 12, 2019 Meeting Type: Special Record Date: OCT 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guangzhou Pharmaceuticals For For Management Corporation, a Subsidiary of the Company, to Conduct Asset-Backed Securitization of Accounts Receivable 2 Approve Guangzhou Pharmaceuticals For For Management Corporation, a Subsidiary of the Company, to Apply for Additional General Banking Facilities 3 Approve Emoluments to be Paid to Cai For For Shareholder Ruiyu for Year 2019 -------------------------------------------------------------------------------- GUANGZHOU BAIYUNSHAN PHARMACEUTICAL HOLDINGS CO., LTD. Ticker: 874 Security ID: Y2932P114 Meeting Date: JAN 13, 2020 Meeting Type: Special Record Date: DEC 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 2 Approve to Appoint Auditor For For Management 3 Approve to Appoint Internal Auditor For For Management 4 Approve Amendments to Articles of For For Management Association 5.1 Elect Yang Jun as Director and For For Management Authorize Board to Fix His Remuneration 6.1 Elect Cheng Jinyuan as Supervisor and For For Management Authorize Board to Fix His Remuneration -------------------------------------------------------------------------------- GUANGZHOU BAIYUNSHAN PHARMACEUTICAL HOLDINGS CO., LTD. Ticker: 874 Security ID: Y2932P114 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: MAY 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 3 Approve 2019 Annual Report and Its For For Management Summary 4 Approve 2019 Report of the Board of For For Management Directors 5 Approve 2019 Report of the Supervisory For For Management Committee 6 Approve 2019 Financial Report For For Management 7 Approve 2019 Auditors' Report For For Management 8 Approve 2019 Profit Distribution and For For Management Dividend Payment 9.1 Approve Emoluments of Li Chuyuan For For Management 9.2 Approve Emoluments of Cheng Ning For For Management 9.3 Approve Emoluments of Yang Jun For For Management 9.4 Approve Emoluments of Liu Juyan For For Management 9.5 Approve Emoluments of Li Hong For For Management 9.6 Approve Emoluments of Wu Changhai For For Management 9.7 Approve Emoluments of Zhang Chunbo For For Management 9.8 Approve Emoluments of Chu Xiaoping For For Management 9.9 Approve Emoluments of Jiang Wenqi For For Management 9.10 Approve Emoluments of Wong Hin Wing For For Management 9.11 Approve Emoluments of Wang Weihong For For Management 10.1 Approve Emoluments of Cai Ruiyu For For Management 10.2 Approve Emoluments of Gao Yanzhu For For Management 10.3 Approve Emoluments of Cheng Jinyuan For For Management 11 Approve Amounts of Guarantees to For For Management Secure Bank Loans for Subsidiaries 12 Approve Application for General For For Management Banking Facilities 13 Approve Entrusted Borrowing and Loans For Against Management Business Between the Company and its Subsidiaries 14 Approve Amounts of Bank Borrowing by For For Management Guangzhou Pharmaceutical Corporation 15 Approve Cash Management of Part of the For For Management Temporary Internal Idle Funds of the Company and its Subsidiaries 16 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 17 Approve Emoluments of Cai Ruiyu as For For Shareholder Supervisor 18.1 Elect Li Chuyuan as Director and For For Shareholder Approve the Emoluments to be Paid to him 18.2 Elect Yang Jun as Director and Approve For For Shareholder the Emoluments to be Paid to him 18.3 Elect Cheng Ning as Director and For For Shareholder Approve the Emoluments to be Paid to her 18.4 Elect Liu Juyan as Director and For For Shareholder Approve the Emoluments to be Paid to her 18.5 Elect Li Hong as Director and Approve For For Shareholder the Emoluments to be Paid to him 18.6 Elect Wu Changhai as Director and For For Shareholder Approve the Emoluments to be Paid to him 18.7 Elect Zhang Chunbo as Director and For For Shareholder Approve the Emoluments to be Paid to him 19.1 Elect Wong Hin Wing as Director and For For Shareholder Approve the Emoluments to be Paid to him 19.2 Elect Wang Weihong as Director and For For Shareholder Approve the Emoluments to be Paid to her 19.3 Elect Chen Yajin as Director and For For Shareholder Approve the Emoluments to be Paid to him 19.4 Elect Huang Min as Director and For For Shareholder Approve the Emoluments to be Paid to him 20.1 Elect Gao Yanzhu as Supervisor and For For Shareholder Approve the Emoluments to be Paid to her 20.2 Elect Cheng Jinyuan as Supervisor and For For Shareholder Approve the Emoluments to be Paid to him -------------------------------------------------------------------------------- GUANGZHOU BAIYUNSHAN PHARMACEUTICAL HOLDINGS CO., LTD. Ticker: 874 Security ID: Y2932P114 Meeting Date: JUN 29, 2020 Meeting Type: Special Record Date: MAY 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders -------------------------------------------------------------------------------- GUANGZHOU PORT CO., LTD. Ticker: 601228 Security ID: Y2R39Z107 Meeting Date: NOV 19, 2019 Meeting Type: Special Record Date: NOV 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Huang Bo as Non-Independent For For Management Director -------------------------------------------------------------------------------- GUANGZHOU SHIYUAN ELECTRONIC TECHNOLOGY CO. LTD. Ticker: 002841 Security ID: Y29355107 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Application of Comprehensive For For Management Bank Credit Lines 8 Approve Foreign Exchange Hedging For For Management Business 9 Approve Use of Idle Own Funds to For Against Management Purchase Low-risk Financial Products 10 Approve Repurchase and Cancellation of For For Management Performance Shares 11 Approve Shareholder Dividend Return For For Management Plan 12 Approve Decrease in Registered Capital For For Management and Amend Articles of Association 13 Amend Company System For For Management 14 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members -------------------------------------------------------------------------------- GUOSEN SECURITIES CO., LTD. Ticker: 002736 Security ID: Y295A2103 Meeting Date: DEC 12, 2019 Meeting Type: Special Record Date: DEC 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extension of Resolution For For Management Validity Period of Private Placement of Shares 2 Approve Authorization of Board to For For Management Handle All Related Matters Regarding Extension of Resolution Validity Period of Private Placement of Shares 3 Approve Amendments to Articles of For For Management Association 4 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- GUOSEN SECURITIES CO., LTD. Ticker: 002736 Security ID: Y295A2103 Meeting Date: MAR 19, 2020 Meeting Type: Special Record Date: MAR 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Issue Manner and Issue Time For For Management 2.2 Approve Issue Price and Pricing Basis For For Management 2.3 Approve Target Subscribers and For For Management Subscription Method 2.4 Approve Lock-up Period For For Management 3 Approve Plan for Private Placement of For For Management New Shares (Revised Draft) 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds (Revised Draft) 5 Approve Supplemental Shares For For Management Subscription Agreement with Target Parties and Related Party Transactions 6 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken (Revised Draft) 7 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- GUOSEN SECURITIES CO., LTD. Ticker: 002736 Security ID: Y295A2103 Meeting Date: APR 10, 2020 Meeting Type: Annual Record Date: APR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Allocation of Income and For For Management Dividends 3 Approve Report of the Board of For For Management Directors 4 Approve Report of the Board of For For Management Supervisors 5 Approve Annual Report and Summary For For Management 6.1 Approve Related Party Transaction with For For Management State-owned Assets Supervision and Administration Commission of Shenzhen Municipal People's Government, Shenzhen Investment Holdings Co., Ltd. and Other Affiliated Companies 6.2 Approve Related Party Transaction with For For Management China Resources Shenzhen State Investment Trust Co., Ltd. 6.3 Approve Related Party Transaction with For For Management Yunnan Hopewell (Group) Co., Ltd. 6.4 Approve Related Party Transaction with For For Management Penghua Fund Management Co., Ltd. 6.5 Approve Related Party Transaction with For For Management Other Related Parties 7 Approve to Appoint Auditors and to Fix For For Management Their Remuneration 8 Approve Self-Operated Investments For For Management 9 Approve Provision of Guarantee to For For Management Wholly-owned Subsidiary by Guoxin Securities (Hong Kong) Financial Holdings Limited 10 Amend Related-Party Transaction For For Management Management System -------------------------------------------------------------------------------- GUOSEN SECURITIES CO., LTD. Ticker: 002736 Security ID: Y295A2103 Meeting Date: MAY 15, 2020 Meeting Type: Special Record Date: MAY 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- GUOSEN SECURITIES CO., LTD. Ticker: 002736 Security ID: Y295A2103 Meeting Date: JUN 15, 2020 Meeting Type: Special Record Date: JUN 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Deng Ge as Non-Independent For For Management Director -------------------------------------------------------------------------------- GUOTAI JUNAN SECURITIES CO., LTD. Ticker: 2611 Security ID: Y2R614107 Meeting Date: NOV 11, 2019 Meeting Type: Special Record Date: NOV 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect He Qing as Director For For Management 1.2 Elect An Hongjun as Director For For Management -------------------------------------------------------------------------------- GUOTAI JUNAN SECURITIES CO., LTD. Ticker: 2611 Security ID: Y2R614107 Meeting Date: JUN 15, 2020 Meeting Type: Annual Record Date: JUN 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Work Report of the Board For For Management of Directors 2 Approve 2019 Work Report of the For For Management Supervisory Committee 3 Approve 2019 Profit Distribution Plan For For Management 4 Approve KPMG Huazhen LLP and KPMG as For For Management External Auditors 5 Approve 2019 Annual Report For For Management 6.1 Approve Potential Related Party For For Management Transactions Between the Group and International Group and Its Related Enterprises 6.2 Approve Potential Related Party For For Management Transactions Between the Group and Shenzhen Investment Holdings and Its Related Enterprises 6.3 Approve Potential Related Party For For Management Transactions Between the Group and the Related Enterprises of Any Director, Supervisor or Senior Management of the Company 6.4 Approve Potential Related Party For For Management Transactions Between the Group and the Related Natural Persons 7 Approve the Resolution on the General For Against Management Mandate for the Provision of Corporate Debt Related External Guarantee 8 Elect Liu Xinyi as Director For For Management 9 Elect Li Zhongning as Supervisor For For Management 10.1 Approve the Adjustment to the Validity For For Management Periods of the Relevant Resolution on General Mandate to Issue Onshore and Offshore Debt Financing Instruments 10.2 Approve the Adjustment to the Validity For For Management Periods of the Relevant Resolution on General Mandate to Issue Assets-Backed Securities 11 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights for A Shares and H Shares 12 Amend Articles of Association For Against Management -------------------------------------------------------------------------------- GUOYUAN SECURITIES CO., LTD. Ticker: 000728 Security ID: Y0771H102 Meeting Date: OCT 30, 2019 Meeting Type: Special Record Date: OCT 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Profit Distribution For For Management 2 Approve Company's Eligibility for For For Management Rights Issue 3.1 Approve Issue Type and Par Value For For Management 3.2 Approve Issue Manner For For Management 3.3 Approve Base, Proportion and Number of For For Management Shares 3.4 Approve Pricing Principle and Share For For Management Price 3.5 Approve Placement Target For For Management 3.6 Approve Distribution Arrangement of For For Management Undistributed Earnings 3.7 Approve Issue Period For For Management 3.8 Approve Underwriting Method For For Management 3.9 Approve Raised Funds Investment For For Management 3.10 Approve Resolution Validity Period For For Management 3.11 Approve Listing Location For For Management 4 Approve Proposal on Rights issue Scheme For For Management 5 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 6 Approve Report on the Usage of For For Management Previously Raised Funds 7 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 8 Approve Authorization of Board to For For Management Handle All Related Matters 9.1 Approve Implementing Party, For For Management Distribution Method and Scale 9.2 Approve Issue Type For For Management 9.3 Approve Issue Period For For Management 9.4 Approve Interest Rate For For Management 9.5 Approve Guarantee and Other Arrangement For For Management 9.6 Approve Usage of Raised Funds For For Management 9.7 Approve Issue Price For For Management 9.8 Approve Target Subscribers and Placing For For Management Arrangement for Shareholders 9.9 Approve Listing and Transfer of Debt For For Management Financing 9.10 Approve Safeguard Measures of Debts For For Management Repayment 9.11 Approve Sale of Underlying Assets For For Management Involved in Financial Debt Assets 9.12 Approve Resolution Validity Period For For Management 9.13 Approve Authorization of Debt For For Management Financing Instruments -------------------------------------------------------------------------------- GUOYUAN SECURITIES CO., LTD. Ticker: 000728 Security ID: Y0771H102 Meeting Date: JAN 15, 2020 Meeting Type: Special Record Date: JAN 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Yu Shixin as Non-Independent For For Management Director 1.2 Elect Xu Bin as Non-Independent For For Management Director 1.3 Elect Chen Xin as Non-Independent For For Management Director 1.4 Elect Xu Zhi as Non-Independent For For Management Director 1.5 Elect Wei Xiang as Non-Independent For For Management Director 1.6 Elect Zhou Hong as Non-Independent For For Management Director 1.7 Elect Zhu Yicun as Non-Independent For For Management Director 1.8 Elect Zuo Jiang as Non-Independent For For Management Director 2.1 Elect Zhou Shihong as Independent For For Management Director 2.2 Elect Wei Jiuchang as Independent For For Management Director 2.3 Elect Xu Zhihan as Independent Director For For Management 2.4 Elect Zhang Benzhao as Independent For For Management Director 2.5 Elect Zhou Zejiang as Independent For For Management Director 3.1 Elect Jiang Ximin as Supervisor For For Management 3.2 Elect Wu Fusheng as Supervisor For For Management 3.3 Elect Xu Mingyu as Supervisor For For Management -------------------------------------------------------------------------------- GUOYUAN SECURITIES CO., LTD. Ticker: 000728 Security ID: Y0771H102 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: APR 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Allocation of Income and For For Management Dividends 3 Approve Report of the Board of For For Management Directors 4 Approve Report of the Board of For For Management Supervisors 5 Approve Annual Report and Summary For For Management 6 Approve Remuneration of Directors and For For Management Special Assessment Report 7 Approve Remuneration of Supervisors For For Management and Special Assessment Report 8 Approve Remuneration of Senior For For Management Management Members and Special Assessment Report 9 Amend Articles of Association For Against Management 10 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 11 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 12 Approve Appointment of Auditor For For Management 13 Approve Report on the Usage of For For Management Previously Raised Funds 14.1 Approve Related Party Transaction with For For Management Anhui Guoyuan Financial Holding Group Co., Ltd. and Its Controlled Entities 14.2 Approve Related Party Transaction with For For Management Jian'an Investment Holding Group Co., Ltd. and Its Controlled Entities 14.3 Approve Related Party Transaction with For For Management Changsheng Fund Management Co., Ltd. 14.4 Approve Related Party Transaction with For For Management Huishang Bank Co., Ltd. 14.5 Approve Related Party Transaction with For For Management Other Affiliates -------------------------------------------------------------------------------- HAIER SMART HOME CO., LTD. Ticker: 600690 Security ID: Y7166P102 Meeting Date: MAR 31, 2020 Meeting Type: Special Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders -------------------------------------------------------------------------------- HAIER SMART HOME CO., LTD. Ticker: 600690 Security ID: Y7166P102 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: MAY 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Annual Report and Summary For For Management 3 Approve Report of the Board of For For Management Directors 4 Approve Report of the Board of For For Management Supervisors 5 Approve Internal Control Audit Report For For Management 6 Approve Profit Distribution For For Management 7 Approve Appointment of Auditor For For Management 8 Approve Daily Related-Party For Against Management Transactions 9 Approve Provision of Guarantee For For Management 10 Approve Forward Foreign Exchange For For Management Transactions 11 Approve Completed Fund-raising For For Management Investment Project and Use Its Remaining Raised Funds to Replenish Working Capital 12 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 13 Approve Change in Asset Injection For For Management Commitment 14 Approve Fiduciary Management For For Management 15 Amend Articles of Association For For Management 16 Approve Issuance of Debt Financing For For Management Instruments 17.1 Elect Wang Keqin as Independent For For Management Director -------------------------------------------------------------------------------- HAINAN AIRLINES HOLDING CO., LTD. Ticker: 900945 Security ID: Y2981E119 Meeting Date: JUL 10, 2019 Meeting Type: Special Record Date: JUL 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change in Commitment and For For Management Extension of Commitment Period of HNA Group Co., Ltd. (Capital Aviation) 2 Approve Change in Commitment and For For Management Extension of Commitment Period of HNA Group Co., Ltd. (Western Airlines) 3 Elect Liu Weijing as Non-Independent For For Management Director -------------------------------------------------------------------------------- HAINAN AIRLINES HOLDING CO., LTD. Ticker: 900945 Security ID: Y2981E119 Meeting Date: JUL 23, 2019 Meeting Type: Special Record Date: JUL 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Equity Transfer Agreement For For Management 2 Amend Articles of Association None For Shareholder -------------------------------------------------------------------------------- HAINAN AIRLINES HOLDING CO., LTD. Ticker: 900945 Security ID: Y2981E119 Meeting Date: OCT 16, 2019 Meeting Type: Special Record Date: OCT 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Zhang Ying as Independent For For Management Director 2 Approve to Adjust the Allowance of For For Management Independent Directors 3 Approve Disposal of Planes For For Management 4 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members -------------------------------------------------------------------------------- HAINAN AIRLINES HOLDING CO., LTD. Ticker: 900945 Security ID: Y2981E119 Meeting Date: NOV 01, 2019 Meeting Type: Special Record Date: OCT 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Equity Disposal Agreement For For Management -------------------------------------------------------------------------------- HAINAN AIRLINES HOLDING CO., LTD. Ticker: 900945 Security ID: Y2981E119 Meeting Date: NOV 15, 2019 Meeting Type: Special Record Date: NOV 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Daily Related-party For For Management Transactions 2 Approve Overseas Issuance of Private For For Management Equity Dollar Bond by Hainan Airlines (Hong Kong) Co., Ltd. 3 Approve Bond Issuance by Yunnan For For Management Xiangpeng Aviation Co., Ltd. 4.1 Elect Xu Jun as Non-Independent For For Management Director 4.2 Elect Liu Weijing as Non-Independent For For Management Director 4.3 Elect Chen Ming as Non-Independent For For Management Director 4.4 Elect Wu Xiaoxi as Non-Independent For For Management Director 4.5 Elect Zhang Zhigang as Non-Independent For For Management Director 4.6 Elect Liu Jichun as Non-Independent For For Management Director 5.1 Elect Xu Jingchang as Independent For For Management Director 5.2 Elect Zhang Ying as Independent For For Management Director 5.3 Elect Lin Zeming as Independent For For Management Director 6.1 Elect Cao Fenggang as Supervisor For For Management 6.2 Elect Guo Haiyong as Supervisor For For Management 6.3 Elect Wang Yuanfei as Supervisor For For Management -------------------------------------------------------------------------------- HAINAN AIRLINES HOLDING CO., LTD. Ticker: 900945 Security ID: Y2981E119 Meeting Date: DEC 03, 2019 Meeting Type: Special Record Date: NOV 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acquisition of Equity of For For Management Controlled Subsidiary -------------------------------------------------------------------------------- HAINAN AIRLINES HOLDING CO., LTD. Ticker: 900945 Security ID: Y2981E119 Meeting Date: DEC 30, 2019 Meeting Type: Special Record Date: DEC 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Overseas Issuance of US-Dollar For For Management Bonds by Wholly-owned Subsidiary 2 Approve Mutual Guarantee For For Management -------------------------------------------------------------------------------- HAINAN AIRLINES HOLDING CO., LTD. Ticker: 900945 Security ID: Y2981E119 Meeting Date: FEB 26, 2020 Meeting Type: Special Record Date: FEB 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Li Rui as Supervisor For For Management 1.2 Elect Xiao Fei as Supervisor For For Management 1.3 Elect Cao Jingfei as Supervisor For For Management -------------------------------------------------------------------------------- HAINAN AIRLINES HOLDING CO., LTD. Ticker: 900945 Security ID: Y2981E119 Meeting Date: APR 30, 2020 Meeting Type: Special Record Date: APR 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Transfer of Equity For For Management -------------------------------------------------------------------------------- HAINAN AIRLINES HOLDING CO., LTD. Ticker: 900945 Security ID: Y2981E119 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Financial Report and Financial For For Management Work Plan 3 Approve Report of the Board of For For Management Directors 4 Approve Report of the Board of For For Management Supervisors 5 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 6 Approve Remuneration of Directors, For For Management Supervisors and Senior Management Members 7 Approve to Appoint Auditors and to Fix For For Management Their Remuneration 8 Approve Daily Productive Related Party For Against Management Agreement 9 Approve Mutual Guarantee with For For Management Controlled Subsidiary 10 Approve Mutual Guarantee with Related For For Management Party 11 Approve Report of the Independent For For Management Directors 12 Approve Provision for Asset Impairment For For Management and Write off Bad Debts -------------------------------------------------------------------------------- HAINAN AIRLINES HOLDING CO., LTD. Ticker: 900945 Security ID: Y2981E119 Meeting Date: JUN 11, 2020 Meeting Type: Special Record Date: JUN 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report on the Cancellation of For For Management Partial Aircraft Disposal 2 Approve Equity Transfer Agreement For For Management Report 3 Approve Report on the Capital For For Management Injection of Wholly-Owned Subsidiary -------------------------------------------------------------------------------- HAITONG SECURITIES CO. LTD. Ticker: 6837 Security ID: Y7443K108 Meeting Date: APR 15, 2020 Meeting Type: Special Record Date: APR 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Satisfaction of the Conditions For For Management of the Non-Public Issue of A Shares of the Company 2.01 Approve Class and Nominal Value of For For Management Shares to be Issued 2.02 Approve Method and Time of the Issuance For For Management 2.03 Approve Target Subscribers and For For Management Subscription Method 2.04 Approve Number of Shares to be Issued For For Management and Amount of Proceeds to be Raised 2.05 Approve Issuance Price and Pricing For For Management Principle 2.06 Approve Use of Proceeds For For Management 2.07 Approve Lock-Up Period For For Management 2.08 Approve Place of Listing For For Management 2.09 Approve Arrangement for the Retained For For Management Profits of the Company Prior to the Issuance 2.10 Approve Validity Period of the For For Management Resolution 3 Approve Non-Public Issue of A Shares For For Management of the Company (Second Revision Proof) 4.01 Approve Supplemental Agreement to the For For Management Subscription Agreement Entered into Between Shanghai Guosheng Group Assets Co., Ltd. and Haitong Securities Co., Ltd. 4.02 Approve Supplemental Agreement to the For For Management Subscription Agreement Entered into Between Shanghai Haiyan Investment Management Company Limited and Haitong Securities Co., Ltd. 4.03 Approve Supplemental Agreement to the For For Management Subscription Agreement Entered into Between Bright Food (Group) Co., Ltd. and Haitong Securities Co., Ltd. 4.04 Approve Supplemental Agreement to the For For Management Subscription Agreement Entered into Between Shanghai Electric (Group) Corporation and Haitong Securities Co. , Ltd. 5 Approve Related Party Transactions For For Management Involved in the Company's Non-Public Issue of A Shares 6 Approve Dilution of Current Returns of For For Management the Non-Public Issuance of A Shares of the Company and the Remedial Measures (Second Revision Proof) 7 Authorize Board to Deal with All For For Management Matters in Relation to the Non-Public Issue of A Shares of the Company -------------------------------------------------------------------------------- HAITONG SECURITIES CO. LTD. Ticker: 6837 Security ID: Y7443K108 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: JUN 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Supervisory For For Management Committee 3 Approve 2019 Annual Report For For Management 4 Approve 2019 Final Accounts Report For For Management 5 Approve 2019 Profit Distribution For For Management Proposal 6 Approve 2020 Appointment of Auditing For For Management Firms 7 Elect Zhou Donghui as Director For For Shareholder 8 Elect Li Zhenghao as Supervisor For For Shareholder 9.01 Approve Related Party Transactions For For Management with Shanghai Guosheng Group Co., Ltd. And Shanghai Guosheng Group Asset Co., Ltd. 9.02 Approve Related Party Transactions For For Management with BNP Paribas Investment Partners BE Holding SA and Its Related Companies 9.03 Approve Related Party Transactions For For Management with Shanghai Shengyuan Real Estate (Group) Co., Ltd. 9.04 Approve Related Party Transaction with For For Management the Companies (Other than the Company and Its Subsidiaries) Where the Company's Directors, Supervisors and Senior Management Hold Positions as Directors or Senior Management, and Other Related Corporate Entities 9.05 Approve Related Party Transaction with For For Management Related Natural Persons 10 Amend Articles of Association For For Management 11 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights for A Shares and/or H Shares -------------------------------------------------------------------------------- HAN'S LASER TECHNOLOGY INDUSTRY GROUP CO., LTD. Ticker: 002008 Security ID: Y3063F107 Meeting Date: SEP 05, 2019 Meeting Type: Special Record Date: SEP 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Stock Option Incentive Plan For Against Management and Its Summary 2 Approve Methods to Assess the For Against Management Performance of Plan Participants 3 Approve Authorization of the Board to For Against Management Handle All Related Matters -------------------------------------------------------------------------------- HAN'S LASER TECHNOLOGY INDUSTRY GROUP CO., LTD. Ticker: 002008 Security ID: Y3063F107 Meeting Date: DEC 27, 2019 Meeting Type: Special Record Date: DEC 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- HAN'S LASER TECHNOLOGY INDUSTRY GROUP CO., LTD. Ticker: 002008 Security ID: Y3063F107 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: JUN 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Use of Funds for Financial For For Management Products 7 Approve Appointment of Auditor For For Management 8 Amend Articles of Association For For Management 9 Approve Use of Raised Funds for Cash For For Management Management -------------------------------------------------------------------------------- HANGZHOU HIKVISION DIGITAL TECHNOLOGY CO., LTD. Ticker: 002415 Security ID: Y3038Z105 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAY 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Internal Control For For Management Self-Evaluation Report 7 Approve to Appoint Auditor For Against Management 8 Approve Related Party Transaction For For Management 9 Approve Application of Credit Lines For For Management 10 Approve Provision of Guarantee For Against Management 11 Approve Financial Services Agreement For Against Management 12 Approve Provision of Guarantee to For For Management Controlled Subsidiary 13 Approve Repurchase and Cancellation of For For Management Performance Shares 14 Approve Foreign Exchange Hedging For For Management Transactions 15 Approve to Adjust the Third Unlocking For For Management Period Performance Evaluation Benchmarking Enterprise in Connection to Performance Share Incentive Plan 16 Amend the Company's Performance For For Management Evaluation Indicators in Connection to Performance Share Incentive Plan 17 Approve Financial Assistance Provision For Against Management 18 Approve Provision of Guarantee by For For Management Controlled Subsidiary -------------------------------------------------------------------------------- HANGZHOU ROBAM APPLIANCES CO., LTD. Ticker: 002508 Security ID: Y3041Z100 Meeting Date: NOV 14, 2019 Meeting Type: Special Record Date: NOV 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- HANGZHOU ROBAM APPLIANCES CO., LTD. Ticker: 002508 Security ID: Y3041Z100 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Financial Budget Report For Against Management 5 Approve Annual Report and Summary For For Management 6 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 7 Approve Investment in Financial For Against Management Products 8 Approve Comprehensive Credit Line Bank For For Management Application 9 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- HANGZHOU TIGERMED CONSULTING CO., LTD. Ticker: 300347 Security ID: Y3043G100 Meeting Date: DEC 27, 2019 Meeting Type: Special Record Date: DEC 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase and Cancellation of For For Management Performance Shares 2 Amend Articles of Association For For Management -------------------------------------------------------------------------------- HANGZHOU TIGERMED CONSULTING CO., LTD. Ticker: 300347 Security ID: Y3043G100 Meeting Date: FEB 07, 2020 Meeting Type: Special Record Date: FEB 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase and Cancellation of For For Management Performance Shares 2 Amend Articles of Association For For Management -------------------------------------------------------------------------------- HANGZHOU TIGERMED CONSULTING CO., LTD. Ticker: 300347 Security ID: Y3043G100 Meeting Date: MAR 13, 2020 Meeting Type: Special Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase and Cancellation of For For Management Performance Shares 2 Amend Articles of Association For For Management -------------------------------------------------------------------------------- HANGZHOU TIGERMED CONSULTING CO., LTD. Ticker: 300347 Security ID: Y3043G100 Meeting Date: APR 02, 2020 Meeting Type: Special Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of H Shares and For For Management Listing on Main Board of Hong Kong Stock Exchange 2.1 Approve Issue Type and Par Value For For Management 2.2 Approve Issue Period For For Management 2.3 Approve Issue Manner For For Management 2.4 Approve Issue Scale For For Management 2.5 Approve Pricing Method For For Management 2.6 Approve Target Parties For For Management 2.7 Approve Offer Sale Principles For For Management 3 Approve Resolution Validity Period For For Management 4 Approve Report on the Usage of For For Management Previously Raised Funds 5 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 6 Approve Authorization of Board to For For Management Handle All Related Matters 7 Approve Distribution Arrangement of For For Management Cumulative Earnings 8 Approve Liability Insurance for For For Management Directors, Supervisors and Senior Managers 9 Amend Articles of Association For For Management 10 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 11 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 12 Amend Working System for Independent For For Management Directors 13 Amend Related-Party Transaction For For Management Management System 14 Amend Management System for Providing For For Management External Guarantees 15 Amend Management System for External For For Management Investment 16 Amend Management System of Raised Funds For For Management 17 Amend Management System of Investment For For Management Decision 18 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors -------------------------------------------------------------------------------- HANGZHOU TIGERMED CONSULTING CO., LTD. Ticker: 300347 Security ID: Y3043G100 Meeting Date: APR 22, 2020 Meeting Type: Special Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend External Investment Management For For Management System 2 Amend Investment Decision Management For For Management System 3 Approve Remuneration of Directors For For Management 4 Approve Remuneration of Supervisors For For Management 5 Approve Repurchase and Cancellation of For For Management Performance Shares 6 Amend Articles of Association For For Management 7.1 Elect Chen Zhimin as Supervisor For For Management 7.2 Elect Zhang Binghui as Supervisor For For Management 8.1 Elect Ye Xiaoping as Non-Independent For For Management Director 8.2 Elect Cao Xiaochun as Non-Independent For For Management Director 8.3 Elect ZHUAN YIN as Non-Independent For For Management Director 9.1 Elect Yang Bo as Independent Director For For Management 9.2 Elect Zheng Biyun as Independent For For Management Director 9.3 Elect Liao Qiyu as Independent Director For For Management -------------------------------------------------------------------------------- HANGZHOU TIGERMED CONSULTING CO., LTD. Ticker: 300347 Security ID: Y3043G100 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAY 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Profit Distribution For For Management 4 Approve Financial Statements For For Management 5 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 6 Approve Appointment of Auditor For For Management 7 Approve Comprehensive Credit Line Bank For For Management Application 8 Approve Use of Own Idle Funds to For For Management Purchase Short-term Bank Guaranteed Financial Products 9 Approve Report of the Board of For For Management Supervisors -------------------------------------------------------------------------------- HEBEI YANGYUAN ZHIHUI BEVERAGE CO., LTD. Ticker: 603156 Security ID: Y311CN100 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: APR 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Use of Idle Own Funds to For Against Management Conduct Cash Management 7 Approve Use of Idle Raised Funds to For For Management Conduct Cash Management 8 Approve Confirmation of 2019 Annual For For Management Audit Fees and 2020 Appointment of Auditors 9 Approve Change of Registered Capital For For Management and Amend Articles of Association 10 Elect Huang Xinkuan as Supervisor and For For Management Determine Its Remuneration -------------------------------------------------------------------------------- HENAN SHUANGHUI INVESTMENT & DEVELOPMENT CO., LTD. Ticker: 000895 Security ID: Y3121R101 Meeting Date: DEC 03, 2019 Meeting Type: Special Record Date: NOV 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For Against Management Association 2 Approve Additional Daily Related Party For For Management Transactions 3 Approve Remuneration Standard of For For Management Chairman of the Supervisory Board -------------------------------------------------------------------------------- HENAN SHUANGHUI INVESTMENT & DEVELOPMENT CO., LTD. Ticker: 000895 Security ID: Y3121R101 Meeting Date: FEB 10, 2020 Meeting Type: Special Record Date: FEB 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Daily Related Party Transaction For For Management -------------------------------------------------------------------------------- HENAN SHUANGHUI INVESTMENT & DEVELOPMENT CO., LTD. Ticker: 000895 Security ID: Y3121R101 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Annual Report and Summary For For Management 3 Approve Report of the Board of For For Management Supervisors 4 Approve Profit Distribution For For Management 5 Approve Appointment of Financial For For Management Auditor 6 Approve Appointment of Internal For For Management Control Auditor 7 Approve Equity Acquisition For For Management 8 Approve Company's Eligibility for For For Shareholder Private Placement of Shares 9.1 Approve Share Type and Par Value For For Shareholder 9.2 Approve Issue Manner and Issue Time For For Shareholder 9.3 Approve Target Subscribers and For For Shareholder Subscription Method 9.4 Approve Pricing Reference Date, Issue For For Shareholder Price and Pricing Basis 9.5 Approve Issue Size For For Shareholder 9.6 Approve Lock-up Period Arrangements For For Shareholder 9.7 Approve Listing Exchange For For Shareholder 9.8 Approve Use of Proceeds For For Shareholder 9.9 Approve Distribution Arrangement of For For Shareholder Undistributed Earnings 9.10 Approve Resolution Validity Period For For Shareholder 10 Approve Private Placement of Shares For For Shareholder 11 Approve Feasibility Analysis Report on For For Shareholder the Use of Proceeds 12 Approve Report on the Usage of For For Shareholder Previously Raised Funds 13 Approve Authorization of Board to For For Shareholder Handle All Related Matters 14 Approve Impact of Dilution of Current For For Shareholder Returns on Major Financial Indicators and the Relevant Measures to be Taken 15 Approve Shareholder Return Plan For For Shareholder 16 Approve Self-inspection Report on For For Shareholder Company's Real Estate Business -------------------------------------------------------------------------------- HENGLI PETROCHEMICAL CO., LTD. Ticker: 600346 Security ID: Y1963X103 Meeting Date: JUL 18, 2019 Meeting Type: Special Record Date: JUL 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change in Registered Capital For For Management and Amend Articles of Association 2 Approve 3rd Phase of Employee Share For Against Management Purchase Plan (Draft) and Summary (Revised) 3 Approve 3rd Phase Employee Share For Against Management Purchase Plan Management Method (Revised) 4 Approve Authorization of Board to For Against Management Handle All Related Matters Regarding Employee Share Purchase Plan 5 Approve Signing of 3rd Phase of the For Against Management Employee Share Purchase Collective Fund Trust Plan Trust Contract -------------------------------------------------------------------------------- HENGLI PETROCHEMICAL CO., LTD. Ticker: 600346 Security ID: Y1963X103 Meeting Date: OCT 10, 2019 Meeting Type: Special Record Date: SEP 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association to Expand Business Scope 2 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- HENGLI PETROCHEMICAL CO., LTD. Ticker: 600346 Security ID: Y1963X103 Meeting Date: DEC 23, 2019 Meeting Type: Special Record Date: DEC 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Employee Share Purchase Plan For Against Management (Draft) and Summary 2 Approve Methods to Assess the For Against Management Performance of Plan Participants 3 Approve Authorization of Board to For Against Management Handle All Related Matters -------------------------------------------------------------------------------- HENGLI PETROCHEMICAL CO., LTD. Ticker: 600346 Security ID: Y1963X103 Meeting Date: FEB 04, 2020 Meeting Type: Special Record Date: JAN 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Plan For Against Management 2 Approve Comprehensive Credit Line For Against Management Application -------------------------------------------------------------------------------- HENGTONG OPTIC-ELECTRIC CO., LTD. Ticker: 600487 Security ID: Y3174C100 Meeting Date: NOV 22, 2019 Meeting Type: Special Record Date: NOV 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Downward Adjustment of For Against Management Conversion Price on Convertible Bonds 2 Approve Company's Eligibility for For For Management Acquisition by Issuance of Shares and Cash Payment 3.1 Approve Transaction Parties For For Management 3.2 Approve Target Assets For For Management 3.3 Approve Pricing Principle and For For Management Transaction Price of the Underlying Assets 3.4 Approve Payment Manner For For Management 3.5 Approve Share Type and Par Value For For Management 3.6 Approve Issue Manner and Subscription For For Management Method 3.7 Approve Pricing Basis, Pricing For For Management Reference Date, and Issue Price 3.8 Approve Issue Size For For Management 3.9 Approve Attribution of Profit and Loss For For Management During the Transition Period 3.10 Approve Distribution Arrangement of For For Management Undistributed Earnings 4 Approve Draft and Summary Report on For For Management Company's Acquisition by Issuance of Shares and Cash Payment as well as Related Party Transactions 5 Approve Signing of Agreement on For For Management Acquisition by Issuance of Shares and Cash Payment 6 Approve Transaction Constitutes as For For Management Related-party Transaction 7 Approve Transaction Complies with For For Management Article 4 of Provisions on Several Issues Regulating the Major Asset Restructuring of Listed Companies 8 Approve Transaction does not For For Management Constitute Article 13 of the Management Approach Regarding Major Asset Restructuring of Listed Companies 9 Approve Impact of Dilution on Current For For Management Returns and the Relevant Measures to be Taken 10 Approve Transaction Does Not For For Management Constitute as Major Asset Restructuring 11 Approve Relevant Audit Report, Review For For Management Report, and Asset Evaluation Report of the Transaction 12 Approve Independence of Appraiser, For For Management Validity of Hypothesis, Relevance of Valuation Purpose and Approach, as Well as the Fairness of Pricing for this Transaction 13 Approve Basis and Fairness of Pricing For For Management for This Transaction 14 Approve Completeness and Compliance of For For Management Implementation of Legal Proceedings of the Transactions and Validity of the Submitted Legal Documents Regarding this Transaction 15 Approve Authorization of Board to For For Management Handle All Matters Related to Acquisition by Issuance of Shares and Cash Payment -------------------------------------------------------------------------------- HENGTONG OPTIC-ELECTRIC CO., LTD. Ticker: 600487 Security ID: Y3174C100 Meeting Date: MAR 18, 2020 Meeting Type: Special Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 and 2020 Daily Related For For Management Party Transactions 2 Approve Application of Comprehensive For For Management Credit Lines 3 Approve Guarantee Provision Plan For Against Management 4 Approve Commodity Futures Hedging For For Management Business 5 Approve Forward Foreign Exchange For For Management Business 6 Approve Bill Pool Business For Against Management 7 Approve Shareholder Return Plan For For Management 8 Approve Company's Eligibility for For For Management Private Placement of Shares 9 Approve Adjustment on Private For For Management Placement of Shares 10 Approve Plan for Private Placement of For For Management Shares (Revised) 11 Approve Feasibility Analysis Report on For For Management the Intended Usage of Raised Funds (Revised) 12 Approve Signing of Conditional Share For For Management Subscription Agreement and Supplementary Agreement 13 Approve Related Party Transactions in For For Management Connection to Private Placement 14 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken (Revised) 15 Approve Report on the Usage of For For Management Previously Raised Funds 16 Approve Extension of Resolution For For Management Validity Period in Connection to Private Placement -------------------------------------------------------------------------------- HENGTONG OPTIC-ELECTRIC CO., LTD. Ticker: 600487 Security ID: Y3174C100 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAY 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Report of the Independent For For Management Directors 7 Approve Remuneration of Directors and For For Management Supervisors 8 Approve Financial Service Agreement For Against Management 9 Approve to Appoint Auditor For For Management 10 Approve Increase in Registered Capital For For Management and Amend Articles of Association 11.1 Elect Tan Huiliang as Non-independent For For Management Director -------------------------------------------------------------------------------- HENGYI PETROCHEMICAL CO., LTD. Ticker: 000703 Security ID: Y3183A103 Meeting Date: SEP 16, 2019 Meeting Type: Special Record Date: SEP 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Related Party Transaction in For For Management Connection to Sales of Auxiliary Materials and Energy Products 1.2 Approve Related Party Transaction in For For Management Connection to Providing Logistics and Transportation Services 1.3 Approve Related Party Transaction in For For Management Connection to Purchasing Polyester Products 2 Approve Provision of Related Entrusted For For Management Loan -------------------------------------------------------------------------------- HENGYI PETROCHEMICAL CO., LTD. Ticker: 000703 Security ID: Y3183A103 Meeting Date: OCT 10, 2019 Meeting Type: Special Record Date: SEP 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Entrusted Loan to For For Management Associate Company 2 Approve Provision of Additional For Against Management Guarantee -------------------------------------------------------------------------------- HENGYI PETROCHEMICAL CO., LTD. Ticker: 000703 Security ID: Y3183A103 Meeting Date: FEB 07, 2020 Meeting Type: Special Record Date: FEB 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Purchase of Raw Materials For For Management 1.2 Approve Procurement of Fuel, Power and For For Management Commodities 1.3 Approve Sale of Goods and Products For For Management 1.4 Approve Provision of Labor Service For For Management 2 Approve Guarantee and Mutual Guarantee For Against Management 3 Approve Foreign Exchange Forward For For Management Transactions 4 Approve Hedging Business For For Management 5 Approve Loan and Related Party For For Management Transactions 6 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 7 Approve Equity Acquisition For For Management -------------------------------------------------------------------------------- HENGYI PETROCHEMICAL CO., LTD. Ticker: 000703 Security ID: Y3183A103 Meeting Date: MAR 23, 2020 Meeting Type: Special Record Date: MAR 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- HENGYI PETROCHEMICAL CO., LTD. Ticker: 000703 Security ID: Y3183A103 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Internal Control For For Management Self-Evaluation Report 7 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 8 Approve Appointment of Auditor For For Management 9 Approve Performance Commitments and For For Management Performance Compensation Plan in Connection to Acquisition by Issuance of Shares and Related Party Transactions 10 Approve Authorization of the Board to For For Management Handle All Related Matters 11 Approve Guarantee Provision Plan For For Management 12 Approve Extension of Resolution For For Management Validity Period in Connection to Convertible Bonds Issuance 13 Approve Extension in Authorization for For For Management Board to Handle All Matters Related to Convertible Bonds Issuance 14 Approve Related Party Transaction For Against Management 15 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- HENGYI PETROCHEMICAL CO., LTD. Ticker: 000703 Security ID: Y3183A103 Meeting Date: JUN 29, 2020 Meeting Type: Special Record Date: JUN 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management -------------------------------------------------------------------------------- HESTEEL CO., LTD. Ticker: 000709 Security ID: Y85343104 Meeting Date: JUL 23, 2019 Meeting Type: Special Record Date: JUL 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Yu Yong as Non-Independent For For Management Director 1.2 Elect Peng Zhaofeng as Non-Independent For For Management Director 1.3 Elect Wang Xindong as Non-Independent For For Management Director 1.4 Elect Wang Zhumin as Non-Independent For For Management Director 1.5 Elect Liu Zhensuo as Non-Independent For For Management Director 1.6 Elect Wang Lanyu as Non-Independent For For Management Director 1.7 Elect Hu Zhigang as Non-Independent For For Management Director 2.1 Elect Zhang Yuzhu as Independent For For Management Director 2.2 Elect Cang Daqiang as Independent For For Management Director 2.3 Elect Gao Dongzhang as Independent For For Management Director 2.4 Elect Ma Li as Independent Director For For Management 3.1 Elect Dong Weijun as Supervisor For For Management 3.2 Elect Li Yiren as Supervisor For For Management -------------------------------------------------------------------------------- HESTEEL CO., LTD. Ticker: 000709 Security ID: Y85343104 Meeting Date: NOV 19, 2019 Meeting Type: Special Record Date: NOV 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Adjust the Allowance of For For Management Independent Directors 2 Approve to Expand Business Scope For For Management 3 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- HESTEEL CO., LTD. Ticker: 000709 Security ID: Y85343104 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: APR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 5 Approve Annual Report and Summary For For Management 6 Approve Related Party Transaction For For Management 7 Approve Financial Business For Against Management 8 Approve to Appoint Auditor For For Management 9 Approve Amendments to Articles of For For Management Association 10.1 Elect Liu Jian as Non-Independent For For Management Director 10.2 Elect Xu Bin as Non-Independent For For Management Director 10.3 Elect Guo Jingrui as Non-Independent For For Management Director 10.4 Elect Geng Litang as Non-Independent For For Management Director 10.5 Elect Zhu Huaming as Non-Independent For For Management Director 10.6 Elect Chang Guangshen as For For Management Non-Independent Director -------------------------------------------------------------------------------- HESTEEL CO., LTD. Ticker: 000709 Security ID: Y85343104 Meeting Date: JUN 15, 2020 Meeting Type: Special Record Date: JUN 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extension of Resolution For For Management Validity Period in Connection to the Rights Issuance 2 Approve Extension of Authorization of For For Management Board and Board Authorized Person to Handle All Related Matters -------------------------------------------------------------------------------- HITHINK ROYALFLUSH INFORMATION NETWORK CO., LTD. Ticker: 300033 Security ID: Y3181P102 Meeting Date: MAR 17, 2020 Meeting Type: Annual Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Using Idle Funds for For Against Management Securities Investment 8.1 Elect Yi Zheng as Non-Independent For For Management Director 8.2 Elect Ye Qiongjiu as Non-Independent For For Management Director 8.3 Elect Wu Qiang as Non-Independent For For Management Director 8.4 Elect Zhu Zhifeng as Non-Independent For For Management Director 8.5 Elect Wang Jin as Non-Independent For For Management Director 8.6 Elect Yu Haomiao as Non-Independent For For Management Director 9.1 Elect Han Shijun as Independent For For Management Director 9.2 Elect Zhao Xuqiang as Independent For For Management Director 9.3 Elect Ni Yifan as Independent Director For For Management 10.1 Elect Guo Xin as Supervisor For For Management 10.2 Elect Xia Wei as Supervisor For For Management -------------------------------------------------------------------------------- HLA CORP. LTD. Ticker: 600398 Security ID: Y1081Q105 Meeting Date: AUG 08, 2019 Meeting Type: Special Record Date: AUG 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve the Purpose and Usage of the For For Management Shares to Be Repurchased 1.2 Approve Type of the Share Repurchase For For Management 1.3 Approve Manner of Share Repurchase For For Management 1.4 Approve Price of the Share Repurchase For For Management 1.5 Approve Number,Proportion of the Total For For Management Share Capital and the Total Capital of Share Repurchase 1.6 Approve Capital Source Used for the For For Management Share Repurchase 1.7 Approve Period of the Share Repurchase For For Management 1.8 Approve Resolution Validity Period For For Management 2 Approve Authorization of Board to For For Management Handle All Related Matters 3 Approve Amendments to Articles of For For Management Association 4 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 5 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 6 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 7 Amend Working System for Independent For For Management Directors 8 Approve Related Party Transaction For For Management Decision System -------------------------------------------------------------------------------- HLA CORP. LTD. Ticker: 600398 Security ID: Y1081Q105 Meeting Date: OCT 08, 2019 Meeting Type: Special Record Date: SEP 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change in Usage of Raised For For Management Funds and Replenish Working Capital -------------------------------------------------------------------------------- HLA CORP. LTD. Ticker: 600398 Security ID: Y1081Q105 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor and Fix Their Remuneration 7 Approve Remuneration of Directors, For For Management Supervisors and Senior Management Members 8 Amend Articles of Association For For Management 9.1 Elect Zhou Jianping as Non-Independent For For Shareholder Director 9.2 Elect Zhou Lichen as Non-Independent For For Shareholder Director 9.3 Elect Gu Dongsheng as Non-Independent For For Shareholder Director 9.4 Elect Qian Yaping as Non-Independent For For Shareholder Director 9.5 Elect Xu Qinghua as Non-Independent For For Shareholder Director 9.6 Elect Huang Kai as Non-Independent For For Shareholder Director 10.1 Elect Jin Jian as Independent Director For For Management 10.2 Elect Sha Die as Independent Director For For Management 10.3 Elect Liu Gang as Independent Director For For Management 11.1 Elect Tan Longying as Supervisor For For Management 11.2 Elect Zhu Yun as Supervisor For For Management -------------------------------------------------------------------------------- HONGTA SECURITIES CO., LTD. Ticker: 601236 Security ID: Y3507C108 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: APR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Allocation of Income and For For Management Dividends 5 Approve Annual Report and Summary For For Management 6 Approve Shareholder Return Plan For For Management 7.1 Approve Related Party Transaction with For For Management Yunnan Hopewell (Group) Co., Ltd. 7.2 Approve Related Party Transaction with For For Management Hongta Tobacco (Group) Co., Ltd. 7.3 Approve Related Party Transaction with For For Management Yunnan Tobacco Industry Co., Ltd. 7.4 Approve Related Party Transaction with For For Management Other Legal Persons or Other Organizations Holding More Than 5% of the Company's Shares 7.5 Approve Related Party Transaction with For For Management Other Related Legal Persons 7.6 Approve Related Party Transaction with For For Management Related Natural Persons 7.7 Approve Related Party Transaction with For For Management Other Related Parties 8 Approve to Appoint Auditor For For Management 9 Approve Authorization and For For Management Implementation of Debt Financing 10 Approve Debt Financing Involving For For Management Related Party 11 Elect Hua Shiguo as Non-independent For For Management Director 12 Elect Wei Feng as Independent Director For For Management -------------------------------------------------------------------------------- HUA XIA BANK CO., LTD. Ticker: 600015 Security ID: Y37467118 Meeting Date: APR 21, 2020 Meeting Type: Special Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Wang Hongjun as Non-independent For For Management Director 1.2 Elect Zou Libin as Non-independent For For Management Director 1.3 Elect Luo Qianyi as Non-independent For For Management Director 1.4 Elect Ma Xiaoyan as Non-independent For For Management Director 1.5 Elect Xie Yiqun as Non-independent For For Management Director 1.6 Elect Zhang Wei as Non-independent For For Management Director 1.7 Elect Zou Xiulian as Non-independent For For Management Director 1.8 Elect Li Minji as Non-independent For For Management Director 1.9 Elect Zhang Jianhua as Non-independent For For Management Director 1.10 Elect Guan Wenjie as Non-independent For For Management Director 1.11 Elect Wang Yiping as Non-independent For For Management Director 1.12 Elect Song Jiqing as Non-independent For For Management Director 1.13 Elect Ding Yi as Independent Director For For Management 1.14 Elect Guo Qingwang as Independent For For Management Director 1.15 Elect Zhao Hong as Independent Director For For Management 1.16 Elect Gong Zhiqiang as Independent For For Management Director 1.17 Elect Lv Wendong as Independent For For Management Director 2.1 Elect Hua Shiguo as Supervisor For For Management 2.2 Elect Ding Shaohua as Supervisor For For Management 2.3 Elect Lin Xin as Supervisor For For Management 2.4 Elect Wu Changqi as Supervisor For For Management 2.5 Elect Ma Yuanju as Supervisor For For Management 2.6 Elect Zhu Xiaofang as Supervisor For For Management 2.7 Elect Zhao Xijun as Supervisor For For Management 3 Approve Amendments to Articles of For For Management Association 4 Approve Formulation of Remuneration For For Management Measures of Directors 5 Approve Formulation of Remuneration For For Management Measures of Supervisors 6 Approve Formulation of Equity For Against Management Management Measures -------------------------------------------------------------------------------- HUA XIA BANK CO., LTD. Ticker: 600015 Security ID: Y37467118 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAY 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Allocation of Income and For For Management Dividends 5 Approve Financial Budget Report For Against Management 6 Approve Appointment of Auditor and For For Management Payment of Remuneration 7 Approve Issuance of Financial Bonds For For Management and Related Authorizations 8 Approve Report on the Implementation For For Management of the Related Party Transaction Management System and Related Party Transactions 9.1 Approve Related Party Transactions For For Management with Shougang Group Co., Ltd. 9.2 Approve Related Party Transactions For For Management with State Grid Yingda International Holdings Group Co., Ltd. 9.3 Approve Related Party Transactions For For Management with People's Insurance Company of China Co., Ltd. 9.4 Approve Related Party Transactions For For Management with Beijing Infrastructure Investment Co., Ltd. 9.5 Approve Related Party Transactions For For Management with Huaxia Financial Leasing Co., Ltd. 10 Approve Report of the Board of For For Management Supervisors on the Evaluation of the Performance of the Board of Directors and its Members 11 Approve Report of the Board of For For Management Supervisors on the Performance Evaluation of Supervisors -------------------------------------------------------------------------------- HUADIAN POWER INTERNATIONAL CORP. LTD. Ticker: 1071 Security ID: Y3738Y119 Meeting Date: DEC 24, 2019 Meeting Type: Special Record Date: NOV 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Purchase of Fuel and the For For Management Annual Cap 1.2 Approve Provision of Engineering For For Management Equipments, Systems, Products, Engineering and Construction Contracting, Environmental Protection System Renovation Project, Miscellaneous and Relevant Services and the Annual Cap 1.3 Approve Sales of Fuel and Provision of For For Management Relevant Services and the Annual Cap -------------------------------------------------------------------------------- HUADIAN POWER INTERNATIONAL CORPORATION LIMITED Ticker: 1071 Security ID: Y3738Y119 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: MAY 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 2 Approve Issuance of Debt Financing For Against Management Instruments 3 Amend Articles of Association For For Management 4 Approve 2019 Report of the Board of For For Management Directors 5 Approve 2019 Report of the Supervisory For For Management Committee 6 Approve 2019 Audited Financial Reports For For Management 7 Approve 2019 Profit Distribution For For Management Proposal 8.1 Approve BDO China Shu Lun Pan For For Management Certified Public Accountants LLP (Special General Partnership) and BDO Limited as Domestic Auditor and Overseas Auditor, Respectively, and Authorize Board to Fix Their Remuneration 8.2 Approve BDO China Shu Lun Pan For For Management Certified Public Accountants LLP (Special General Partnership) as Internal Control Auditor and Authorize Board to Fix Their Remuneration 9 Approve 2019 Performance Report of the For For Management Independent Directors 10 Approve 2019 Remuneration of Directors For For Management and Supervisors 11 Approve Proposed Finance Lease For For Management Framework Agreement, Maximum Financing Balance and Related Transactions 12.1 Elect Wang Xuxiang as Director and For For Management Authorize Board to Fix His Remuneration 12.2 Elect Luo Xiaoqian as Director and For For Shareholder Authorize Board to Fix His Remuneration 12.3 Elect Ni Shoumin as Director and For For Management Authorize Board to Fix His Remuneration 12.4 Elect Peng Xingyu as Director and For For Management Authorize Board to Fix His Remuneration 12.5 Elect Gou Wei as Director and For For Management Authorize Board to Fix His Remuneration 12.6 Elect Hao Bin as Director and For For Management Authorize Board to Fix His Remuneration 12.7 Elect Wang Xiaobo as Director and For For Management Authorize Board to Fix His Remuneration 12.8 Elect Feng Rong as Director and For For Management Authorize Board to Fix His Remuneration 13.1 Elect Wang Dashu as Director and For For Management Authorize Board to Fix His Remuneration 13.2 Elect Zong Wenlong as Director and For For Management Authorize Board to Fix His Remuneration 13.3 Elect Feng Zhenping as Director and For For Management Authorize Board to Fix His Remuneration 13.4 Elect Li Xingchun as Director and For For Management Authorize Board to Fix His Remuneration 14.1 Elect Chen Wei as Supervisor For For Management 14.2 Elect Ma Jing'an as Supervisor For For Management -------------------------------------------------------------------------------- HUADONG MEDICINE CO., LTD. Ticker: 000963 Security ID: Y3740R102 Meeting Date: JUN 05, 2020 Meeting Type: Annual Record Date: JUN 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6.1 Approve Daily Related-party For For Management Transactions with Yuanda Group 6.2 Approve Daily Related-party For For Management Transactions with Huadong Group 6.3 Approve Daily Related-party For For Management Transactions with Other Related Parties 7 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor 8 Approve Provision of Guarantee For For Management 9 Amend Articles of Association For For Management -------------------------------------------------------------------------------- HUALAN BIOLOGICAL ENGINEERING, INC. Ticker: 002007 Security ID: Y3737H125 Meeting Date: APR 15, 2020 Meeting Type: Annual Record Date: APR 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 6 Approve Use of Own Funds to Invest in For Against Management Financial Products 7 Approve to Appoint Auditor For For Management 8 Approve Waiver of Pre-emptive Right For For Shareholder 9.1 Elect Wang Yunlong as Independent For For Management Director 9.2 Elect Liu Wanli as Independent Director For For Management -------------------------------------------------------------------------------- HUANENG LANCANG RIVER HYDROPOWER INC. Ticker: 600025 Security ID: Y3R3DJ106 Meeting Date: JUL 08, 2019 Meeting Type: Special Record Date: JUN 28, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Corporate Bond Issuance For For Management 2 Approve Investment in Project For For Management -------------------------------------------------------------------------------- HUANENG LANCANG RIVER HYDROPOWER INC. Ticker: 600025 Security ID: Y3R3DJ106 Meeting Date: SEP 10, 2019 Meeting Type: Special Record Date: SEP 03, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Perpetual Bond For For Management 2 Approve Financial Insurance Service For Against Management Framework Agreement 3.1 Elect Yang Yong as Independent Director For For Management -------------------------------------------------------------------------------- HUANENG POWER INTERNATIONAL, INC. Ticker: 902 Security ID: Y3744A113 Meeting Date: DEC 17, 2019 Meeting Type: Special Record Date: NOV 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Continuing Connected For For Management Transactions for 2020 Between the Company and Huaneng Group 2 Approve Continuing Connected For Against Management Transactions (from 2020 to 2022) Between the Company and Huaneng Finance 3 Approve Continuing Connected For For Management Transactions (from 2020 to 2022) Between the Company and Tiancheng Leasing -------------------------------------------------------------------------------- HUANENG POWER INTERNATIONAL, INC. Ticker: 902 Security ID: Y3744A113 Meeting Date: MAR 05, 2020 Meeting Type: Special Record Date: FEB 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of Part of the For For Management Fundraising Investment Projects 2 Elect Zhao Keyu as Director For For Management 3 Approve Increase of the Amount of the For For Management General Mandate to Issue Domestic and/or Overseas Debt Financing Instruments -------------------------------------------------------------------------------- HUANENG POWER INTERNATIONAL, INC. Ticker: 902 Security ID: Y3744A113 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: MAY 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Work Report of Board of For For Management Directors 2 Approve 2019 Work Report of For For Management Supervisory Committee 3 Approve Financial Statements For For Management 4 Approve 2019 Profit Distribution Plan For For Management 5 Approve Appointment of Auditors For For Management 6.01 Approve Issuance of Short-term For For Management Debentures 6.02 Approve Issuance of Super Short-term For For Management Debentures 6.03 Approve Issuance of Debt Financing For For Management Instruments 7 Approve Grant of General Mandate to For For Management Issue Domestic and/or Overseas Debt Financing Instruments 8 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights for Domestic Shares and/or Overseas Listed Foreign Shares 9 Approve Provision of Guarantee by For For Management Shandong Company to Its Subsidiary 10.01 Elect Zhao Keyu as Director For For Management 10.02 Elect Zhao Ping as Director For For Management 10.03 Elect Huang Jian as Director For For Management 10.04 Elect Wang Kui as Director For For Management 10.05 Elect Lu Fei as Director For For Management 10.06 Elect Teng Yu as Director For For Management 10.07 Elect Mi Dabin as Director For For Management 10.08 Elect Cheng Heng as Director For For Management 10.09 Elect Guo Hongbo as Director For Against Management 10.10 Elect Lin Chong as Director For For Management 11.01 Elect Xu Mengzhou as Director For For Management 11.02 Elect Liu Jizhen as Director For For Management 11.03 Elect Xu Haifeng as Director For For Management 11.04 Elect Zhang Xianzhi as Director For For Management 11.05 Elect Xia Qing as Director For For Management 12.01 Elect Li Shuqing as Supervisor For For Management 12.02 Elect Mu Xuan as Supervisor For For Management 12.03 Elect Ye Cai as Supervisor For For Management 12.04 Elect Gu Jianguo as Supervisor For For Management -------------------------------------------------------------------------------- HUATAI SECURITIES CO., LTD. Ticker: 6886 Security ID: Y37426106 Meeting Date: DEC 16, 2019 Meeting Type: Special Record Date: DEC 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of Use of Partial For For Management Proceeds from Non-Public Issuance of A Shares 2.1 Elect Zhang Wei as Director For For Management 2.2 Elect Zhou Yi as Director For Against Management 2.3 Elect Ding Feng as Director For For Shareholder 2.4 Elect Chen Yongbing as Director For For Shareholder 2.5 Elect Xu Qing as Director For For Shareholder 2.6 Elect Hu Xiao as Director For For Management 2.7 Elect Wang Tao as Director For For Management 2.8 Elect Zhu Xuebo as Director For For Management 3.1 Elect Chen Chuanming as Director For For Management 3.2 Elect Lee Chi Ming as Director For For Management 3.3 Elect Liu Yan as Director For For Management 3.4 Elect Chen Zhibin as Director For For Management 3.5 Elect Ma Qun as Director For For Management 4.1 Elect Zhang Ming as Supervisor For For Shareholder 4.2 Elect Yu Lanying as Supervisor For For Shareholder 4.3 Elect Zhang Xiaohong as Supervisor For For Shareholder 4.4 Elect Fan Chunyan as Supervisor For For Management -------------------------------------------------------------------------------- HUAYU AUTOMOTIVE SYSTEMS CO., LTD. Ticker: 600741 Security ID: Y3750U102 Meeting Date: SEP 25, 2019 Meeting Type: Special Record Date: SEP 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Wang Xiaoqiu as Non-Independent For For Management Director 2 Elect Zhuang Jingxiong as Supervisor For For Management -------------------------------------------------------------------------------- HUAYU AUTOMOTIVE SYSTEMS CO., LTD. Ticker: 600741 Security ID: Y3750U102 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: JUN 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report of the Independent For For Management Directors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Annual Report and Summary For For Management 7 Approve Daily Related Party For Against Management Transactions 8 Approve Credit Line Bank Application For For Management and Guarantee Provision 9 Approve Provision of Guarantee For For Management 10 Approve Appointment of Financial For For Management Auditor 11 Approve Appointment of Internal For For Management Control Auditor -------------------------------------------------------------------------------- HUBEI BIOCAUSE PHARMACEUTICAL CO., LTD. Ticker: 000627 Security ID: Y3746X103 Meeting Date: SEP 17, 2019 Meeting Type: Special Record Date: SEP 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Profit Distribution For For Management -------------------------------------------------------------------------------- HUBEI BIOCAUSE PHARMACEUTICAL CO., LTD. Ticker: 000627 Security ID: Y3746X103 Meeting Date: DEC 27, 2019 Meeting Type: Special Record Date: DEC 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Establishment of Asset For For Management Management Company -------------------------------------------------------------------------------- HUBEI BIOCAUSE PHARMACEUTICAL CO., LTD. Ticker: 000627 Security ID: Y3746X103 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: APR 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 6 Approve Payment of Audit Fees of For For Management Financial Auditor and Internal Control Auditor 7 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor 8 Approve Report on the Deposit and For For Management Usage of Raised Funds 9 Approve Related Party Transaction For Against Management -------------------------------------------------------------------------------- HUBEI BIOCAUSE PHARMACEUTICAL CO., LTD. Ticker: 000627 Security ID: Y3746X103 Meeting Date: JUN 12, 2020 Meeting Type: Special Record Date: JUN 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Zhou Wenxia as Non-Independent For For Management Director 1.2 Elect Chen Dali as Non-Independent For For Management Director 1.3 Elect Long Fei as Non-Independent For For Management Director -------------------------------------------------------------------------------- HUBEI JUMPCAN PHARMACEUTICAL CO., LTD. Ticker: 600566 Security ID: Y3120L105 Meeting Date: MAR 02, 2020 Meeting Type: Special Record Date: FEB 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Downward Adjustment on For Against Management Conversion Price of Convertible Bonds 2 Approve Authorization of the Board to For Against Management Handle All Related Matters 3 Approve Amendments to Articles of For For Management Association 4 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 5 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 6 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 7 Amend Management System of Raised Funds For For Management 8 Approve Formulation of On-site Working For For Management System for Independent Directors 9 Approve Implementing Rules for For For Management Cumulative Voting System 10.1 Elect Cao Longxiang as Non-Independent For For Management Director 10.2 Elect Cao Fei as Non-Independent For For Management Director 10.3 Elect Huang Qurong as Non-Independent For For Management Director 10.4 Elect Liu Jun as Non-Independent For For Management Director 11.1 Elect Yao Hong as Independent Director For For Management 11.2 Elect Lu Chaojun as Independent For For Management Director 11.3 Elect Zhu Siyi as Independent Director For For Management 12.1 Elect Sun Rong as Supervisor For For Management 12.2 Elect Zhou Xinchun as Supervisor For For Management -------------------------------------------------------------------------------- HUBEI JUMPCAN PHARMACEUTICAL CO., LTD. Ticker: 600566 Security ID: Y3120L105 Meeting Date: APR 02, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Report of the Independent For For Management Directors 5 Approve Financial Statements For For Management 6 Approve Profit Distribution For For Management 7 Approve Remuneration of Directors and For Against Management Supervisors 8 Approve Shareholder Return Plan For For Management 9 Approve Company's Eligibility for For For Management Private Placement of Shares 10.1 Approve Share Type and Par Value For For Management 10.2 Approve Issue Manner and Issue Time For For Management 10.3 Approve Target Subscribers and For For Management Subscription Method 10.4 Approve Pricing Reference Date, Issue For For Management Price and Pricing Principles 10.5 Approve Issue Scale For For Management 10.6 Approve Lock-up Period For For Management 10.7 Approve Raised Funds Investment For For Management 10.8 Approve Distribution Arrangement of For For Management Undistributed Earnings 10.9 Approve Resolution Validity Period For For Management 10.10 Approve Listing Location For For Management 11 Approve Plan for Private Placement of For For Management New Shares 12 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 13 Approve Report on the Usage of For For Management Previously Raised Funds 14 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 15 Approve Authorization of the Board and For For Management Board Authorized Person to Handle All Related Matters 16 Approve Completion of Raised Funds For For Management Investment Project and Use Excess Raised Funds to Supplement Working Capital -------------------------------------------------------------------------------- HUNDSUN TECHNOLOGIES, INC. Ticker: 600570 Security ID: Y3041V109 Meeting Date: APR 21, 2020 Meeting Type: Special Record Date: APR 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Wang Xiangyao as Independent For For Management Director -------------------------------------------------------------------------------- HUNDSUN TECHNOLOGIES, INC. Ticker: 600570 Security ID: Y3041V109 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Internal Control For For Management Self-Evaluation Report 6 Approve Profit Distribution For For Management 7 Approve Appointment of Auditor and Its For For Management Remuneration 8 Approve Construction and Development For For Management of the Second Phase Project 9 Approve Related Party Transaction in For For Management Connection to Merger by Absorption 10 Approve Application of Liquidation For For Management 11 Approve Related Party Transaction For For Management 12 Approve Application of Comprehensive For For Management Credit Lines 13 Approve Overall Plan for Financial For Against Management Products Investment -------------------------------------------------------------------------------- HUNDSUN TECHNOLOGIES, INC. Ticker: 600570 Security ID: Y3041V109 Meeting Date: JUN 29, 2020 Meeting Type: Special Record Date: JUN 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- IFLYTEK CO., LTD. Ticker: 002230 Security ID: Y013A6101 Meeting Date: AUG 07, 2019 Meeting Type: Special Record Date: JUL 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Use of Idle Raised Funds for For For Management Cash Management 2 Approve Repurchase and Cancellation of For For Management Performance Shares 3 Amend Articles of Association For For Management -------------------------------------------------------------------------------- IFLYTEK CO., LTD. Ticker: 002230 Security ID: Y013A6101 Meeting Date: SEP 09, 2019 Meeting Type: Special Record Date: SEP 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Profit Distribution For For Management 2 Approve Issuance of Medium-term Notes For For Management 3 Approve Authorization of Board to For For Management Handle All Related Matters to Issuance of Medium-term Notes -------------------------------------------------------------------------------- IFLYTEK CO., LTD. Ticker: 002230 Security ID: Y013A6101 Meeting Date: JAN 09, 2020 Meeting Type: Special Record Date: JAN 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Liu Qingfeng as Non-Independent For For Management Director 1.2 Elect Liu Xin as Non-Independent For For Management Director 1.3 Elect Wang Bing as Non-Independent For For Management Director 1.4 Elect Chen Tao as Non-Independent For For Management Director 1.5 Elect Wu Xiaoru as Non-Independent For For Management Director 1.6 Elect Hu Yu as Non-Independent Director For For Management 1.7 Elect Nie Xiaolin as Non-Independent For For Management Director 2.1 Elect Zhang Benzhao as Independent For For Management Director 2.2 Elect Zhao Huifang as Independent For For Management Director 2.3 Elect Liu Jianhua as Independent For For Management Director 2.4 Elect Zhao Xudong as Independent For For Management Director 3.1 Elect Gao Lingling as Supervisor For For Management 3.2 Elect Zhang Lan as Supervisor For For Management -------------------------------------------------------------------------------- IFLYTEK CO., LTD. Ticker: 002230 Security ID: Y013A6101 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAY 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 5 Approve Remuneration of Directors, For For Management Supervisors and Senior Management Members 6 Approve Related Party Transaction For For Management 7 Approve Annual Report and Summary For For Management 8 Approve to Appoint Auditor For For Management 9 Approve Provision of Guarantee For Against Management 10 Approve Repurchase and Cancellation of For For Management Performance Shares 11 Approve Amendments to Articles of For For Management Association 12 Amend Management System of Raised Funds For For Management -------------------------------------------------------------------------------- INDUSTRIAL & COMMERCIAL BANK OF CHINA LIMITED Ticker: 1398 Security ID: Y3990B104 Meeting Date: NOV 22, 2019 Meeting Type: Special Record Date: OCT 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Gu Shu as Director For For Management 2 Approve Payment Plan of Remuneration For For Management to Directors for 2018 3 Approve Payment Plan of Remuneration For For Management to Supervisors for 2018 4 Approve Application for Provisional For For Management Authorization Limit on External Donations 5 Elect Cao Liqun as Director For For Shareholder 6 Elect Feng Weidong as Director For For Shareholder -------------------------------------------------------------------------------- INDUSTRIAL & COMMERCIAL BANK OF CHINA LIMITED Ticker: 1398 Security ID: Y3990B104 Meeting Date: JAN 08, 2020 Meeting Type: Special Record Date: DEC 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Yang Guozhong as Supervisor For For Shareholder -------------------------------------------------------------------------------- INDUSTRIAL & COMMERCIAL BANK OF CHINA LIMITED Ticker: 1398 Security ID: Y3990B104 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: JUN 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Work Report of the Board For For Management of Directors 2 Approve 2019 Work Report of the Board For For Management of Supervisors 3 Approve 2019 Audited Accounts For For Management 4 Approve 2019 Profit Distribution Plan For For Management 5 Approve 2020 Fixed Asset Investment For For Management Budget 6 Approve KPMG Huazhen LLP and KPMG as For For Management Domestic External Auditors and KPMG as Domestic External Auditors 7 Elect Shen Si as Director For For Management 8 Approve Issuance of Undated Additional For For Management Tier 1 Capital Bonds and Eligible Tier 2 Capital Instruments 9 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 10 Approve Issuance of Eligible Tier 2 For For Shareholder Capital Instruments 11 Approve Application for Authorization For For Shareholder Limit for Special Donations for COVID-19 Pandemic Prevention and Control 12 Elect Liao Lin as Director For For Shareholder -------------------------------------------------------------------------------- INDUSTRIAL BANK CO., LTD. Ticker: 601166 Security ID: Y3990D100 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: JUN 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements and For For Management Financial Budget Report 5 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 6 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- INDUSTRIAL SECURITIES CO., LTD. Ticker: 601377 Security ID: Y3994T101 Meeting Date: APR 15, 2020 Meeting Type: Special Record Date: APR 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Approve Guarantee Provision Plan For Against Management -------------------------------------------------------------------------------- INDUSTRIAL SECURITIES CO., LTD. Ticker: 601377 Security ID: Y3994T101 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: JUN 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Securities Investment Scale For For Management 7 Approve Authorization of Company For For Management Regarding Domestic Debt Financing Scale 8 Approve to Appoint Auditor For For Management 9 Approve Related Party Transaction For For Management 10 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 11 Approve Performance Evaluation and For For Management Remuneration of Directors 12 Approve Performance Evaluation and For For Management Remuneration of Supervisors -------------------------------------------------------------------------------- INNER MONGOLIA BAOTOU STEEL UNION CO. LTD. Ticker: 600010 Security ID: Y4084T100 Meeting Date: OCT 23, 2019 Meeting Type: Special Record Date: OCT 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For Against Management 2 Approve Issuance of High Quality For For Management Corporate Bond 3.1 Approve Issue Size For For Management 3.2 Approve Issue Manner For For Management 3.3 Approve Par Value and Issue Price For For Management 3.4 Approve Bond Maturity For For Management 3.5 Approve Bond Interest Rate For For Management 3.6 Approve Use of Raised Funds For For Management 3.7 Approve Underwriters and Trustees For For Management 3.8 Approve Target Subscribers For For Management 3.9 Approve Guarantee Arrangements For For Management 3.10 Approve Safeguard Measures of Debts For For Management Repayment 3.11 Approve Listing Arrangements For For Management 3.12 Approve Payment of Capital and Interest For For Management 3.13 Approve Resolution Validity Period For For Management 4 Approve Authorization of Board to For For Management Handle All Related Matters Regarding Issuance of Green Corporate Bonds 5.1 Approve Issue Size For For Management 5.2 Approve Par Value and Issue Price For For Management 5.3 Approve Bond Maturity and Type For For Management 5.4 Approve Bond Interest Rate For For Management 5.5 Approve Guarantee Matters For For Management 5.6 Approve Use of Proceeds For For Management 5.7 Approve Issue Manner For For Management 5.8 Approve Terms of Sell-Back For For Management 5.9 Approve Target Subscribers and Placing For For Management Arrangement for Shareholders 5.10 Approve Underwriting Manner For For Management 5.11 Approve Listing Arrangements For For Management 5.12 Approve Company Credit Status and For For Management Safeguard Measures of Debts Repayment 5.13 Approve Resolution Validity Period For For Management 6 Approve Authorization of Board to For For Management Handle All Related Matters Regarding Issuance of Corporate Bonds 7 Approve Investors to Implement Market For For Management Oriented Debt-to-Equity and Signing of Related Agreements -------------------------------------------------------------------------------- INNER MONGOLIA BAOTOU STEEL UNION CO. LTD. Ticker: 600010 Security ID: Y4084T100 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAY 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report of the Independent For For Management Directors 4 Approve Annual Report and Summary For For Management 5 Approve Financial Statements For For Management 6 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 7 Approve Related Party Transaction For Against Management 8 Approve Shareholder Return Plan For For Management 9 Approve to Appoint Auditor For Against Management 10 Approve Signing of Rare Earth For For Management Concentrate Related Party Agreement 11 Approve Financial Services Agreement For Against Management 12 Approve Purchase Agreement For For Management 13 Approve Allowance of Independent For For Management Directors 14.1 Approve Issue Size For For Management 14.2 Approve Par Value and Issue Price For For Management 14.3 Approve Bond Maturity and Type For For Management 14.4 Approve Bond Interest Rate For For Management 14.5 Approve Guarantee Matters For For Management 14.6 Approve Use of Proceeds For For Management 14.7 Approve Issue Manner For For Management 14.8 Approve Terms of Sell-Back For For Management 14.9 Approve Target Subscribers and Placing For For Management Arrangement for Shareholders 14.10 Approve Underwriting Manner For For Management 14.11 Approve Listing Transfer Arrangement For For Management 14.12 Approve Company Credit Status and For For Management Safeguard Measures of Debts Repayment 14.13 Approve Resolution Validity Period For For Management 14.14 Approve Authorization of Board to For For Management Handle All Related Matters 15 Approve Financial Budget Report For For Management 16 Approve Credit Line Application For For Management 17.1 Elect Li Degang as Non-Independent For For Shareholder Director 17.2 Elect Wang Shengping as For For Shareholder Non-Independent Director 17.3 Elect Shi Kai as Non-Independent For Against Shareholder Director 17.4 Elect Liu Zhengang as Non-Independent For For Shareholder Director 17.5 Elect Li Xiao as Non-Independent For For Shareholder Director 17.6 Elect Song Longtang as Non-Independent For For Shareholder Director 17.7 Elect Zhai Jinjie as Non-Independent For For Shareholder Director 17.8 Elect Lang Jilong as Non-Independent For For Shareholder Director 17.9 Elect Bai Baosheng as Non-Independent For For Shareholder Director 18.1 Elect Wu Zhenping as Independent For For Shareholder Director 18.2 Elect Dong Fang as Independent Director For Against Shareholder 18.3 Elect Cheng Mingwang as Independent For For Shareholder Director 18.4 Elect Sun Hao as Independent Director For For Shareholder 18.5 Elect Wei Zheyan as Independent For For Shareholder Director 19.1 Elect Hu Yongcheng as Supervisor For For Shareholder 19.2 Elect Xing Liguang as Supervisor For For Shareholder 19.3 Elect Zhang Weijiang as Supervisor For For Shareholder -------------------------------------------------------------------------------- INNER MONGOLIA BAOTOU STEEL UNION CO. LTD. Ticker: 600010 Security ID: Y4084T100 Meeting Date: JUN 29, 2020 Meeting Type: Special Record Date: JUN 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve China (Shanghai) Pilot Free For For Management Trade Zone and Overseas Issuance of Bonds 2 Approve Issuance of Foreign Bonds For For Management -------------------------------------------------------------------------------- INNER MONGOLIA JUNZHENG ENERGY & CHEMICAL GROUP CO., LTD. Ticker: 601216 Security ID: Y40887104 Meeting Date: AUG 07, 2019 Meeting Type: Special Record Date: AUG 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Major Assets Restructuring 2.1 Approve Transaction Parties For For Management 2.2 Approve Target Assets For For Management 2.3 Approve Transaction Manners For For Management 2.4 Approve Transaction Consideration For For Management 2.5 Approve Payment of Transaction For For Management Consideration 2.6 Approve Period Attributed to Profit For For Management and Loss as well as Distribution of Undistributed Earnings 2.7 Approve Resolution Validity Period For For Management 3 Approve Signing of Related Transaction For For Management Agreement of Major Asset Acquisition 4 Approve Signing of Supplementary For For Management Agreement of Major Asset Acquisition Agreement 5 Approve Report (Draft) and Summary on For For Management Company's Major Assets Acquisition 6 Approve Transaction Does Not For For Management Constitute as Related-party Transaction 7 Approve Transaction Complies with For For Management Article IV of Provisions on Several Issues Regulating the Major Asset Restructuring of Listed Companies 8 Approve Transaction Complies with For For Management Article 11 of the Management Approach Regarding Major Asset Restructuring of Listed Companies 9 Approve Transaction Does Not Comply For For Management with Article 13 of the Management Approach Regarding Major Asset Restructuring of Listed Companies 10 Approve Stock Price Volatility For For Management Achieves the Standard of Article 5 (Zhengjian Company No. [2007] No. 128) Notice on Regulating the Information Disclosure of Listed Companies and the Behavior of Related Parties 11 Approve Completeness and Compliance of For For Management Implementation of Legal Proceedings of the Transactions and Validity of the Submitted Legal Documents Regarding this Transaction 12 Approve Independence of Appraiser, the For For Management Validity of Hypothesis, the Relevance of Valuation Purpose and Approach as Well as the Fairness of Pricing 13 Approve Review Report of Evaluation For For Management Report, Audit Report, Pro Forma Financial Statement Issued by Various Professional Institutions 14 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 15 Approve Authorization of Board to For For Management Handle All Related Matters 16 Approve Shareholder Return Plan For For Management -------------------------------------------------------------------------------- INNER MONGOLIA JUNZHENG ENERGY & CHEMICAL GROUP CO., LTD. Ticker: 601216 Security ID: Y40887104 Meeting Date: DEC 13, 2019 Meeting Type: Special Record Date: DEC 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Disposal Agreement For For Management 2 Approve Signing of Equity Transfer For For Management Agreement 3 Approve Signing of Agreement on Intent For For Management to Purchase Shares -------------------------------------------------------------------------------- INNER MONGOLIA JUNZHENG ENERGY & CHEMICAL GROUP CO., LTD. Ticker: 601216 Security ID: Y40887104 Meeting Date: JAN 20, 2020 Meeting Type: Special Record Date: JAN 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Termination of Raised Funds For For Management Project and Use Remaining Funds to Replenish Working Capital -------------------------------------------------------------------------------- INNER MONGOLIA JUNZHENG ENERGY & CHEMICAL GROUP CO., LTD. Ticker: 601216 Security ID: Y40887104 Meeting Date: APR 17, 2020 Meeting Type: Special Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction in For For Management Connection to Capital Injection Agreement -------------------------------------------------------------------------------- INNER MONGOLIA JUNZHENG ENERGY & CHEMICAL GROUP CO., LTD. Ticker: 601216 Security ID: Y40887104 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAY 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report of the Independent For For Management Directors 4 Approve Annual Report and Summary For For Management 5 Approve Financial Statements For For Management 6 Approve Profit Distribution For For Management 7 Approve to Appoint Auditor For For Management 8 Approve Guarantee Provision Plan For Against Management 9 Approve Amendments to Articles of For For Management Association to Expand Business Scope -------------------------------------------------------------------------------- INNER MONGOLIA YILI INDUSTRIAL GROUP CO., LTD. Ticker: 600887 Security ID: Y408DG116 Meeting Date: SEP 27, 2019 Meeting Type: Special Record Date: SEP 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change the Usage of the Shares For For Management Repurchased 2 Approve Revised Draft and Summary of For Against Management Performance Shares Incentive Plan 3 Approve Methods to Assess the For Against Management Performance of Plan Participants 4 Approve Authorization of the Board to For Against Management Handle All Matters Related to Performance Shares Incentive Plan 5 Amend Articles of Association For For Management -------------------------------------------------------------------------------- INNER MONGOLIA YILI INDUSTRIAL GROUP CO., LTD. Ticker: 600887 Security ID: Y408DG116 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Operating Strategy and For For Management Investment Plan 5 Approve Financial Statements and For For Management Financial Budget Report 6 Approve Profit Distribution For For Management 7.1 Elect Pan Gang as Non-Independent For For Management Director 7.2 Elect Zhao Chengxia as Non-Independent For For Management Director 7.3 Elect Yan Junrong as Non-Independent For For Management Director 7.4 Elect Wang Xiaogang as Non-Independent For For Management Director 7.5 Elect Yang Huicheng as Non-Independent For For Management Director 7.6 Elect Zhang Junping as Non-Independent For For Management Director 7.7 Elect Lv Gang as Non-Independent For For Management Director 7.8 Elect Peng Heping as Independent For For Management Director 7.9 Elect Ji Shao as Independent Director For For Management 7.10 Elect Cai Yuanming as Independent For For Management Director 7.11 Elect Shi Fang as Independent Director For For Management 8.1 Elect Gao Debu as Supervisor For For Management 8.2 Elect Zhang Xinling as Supervisor For For Management 9 Approve Allowance of Directors For For Management 10 Approve Allowance of Supervisors For For Management 11 Approve Report of the Independent For For Management Directors 12 Approve Guarantee Provision Plan For For Management 13 Approve Issuance of Super-short-term For For Management Commercial Papers and Medium-term Notes 14 Approve Provision of Guarantee For For Management 15 Approve Cancellation of Partial Stock For For Management Options and Repurchase Cancellation of Performance Shares 16 Approve 2019 Repurchase and For For Management Cancellation of Performance Shares 17 Amend Articles of Association For For Management 18 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- JIANGSU HENGRUI MEDICINE CO., LTD. Ticker: 600276 Security ID: Y4446S105 Meeting Date: JAN 16, 2020 Meeting Type: Special Record Date: JAN 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Sun Piaoyang as Non-Independent For For Shareholder Director 1.2 Elect Zhou Yunshu as Non-Independent For For Shareholder Director 1.3 Elect Zhang Lianshan as For For Shareholder Non-Independent Director 1.4 Elect Sun Jieping as Non-Independent For For Shareholder Director 1.5 Elect Dai Hongbin as Non-Independent For For Shareholder Director 1.6 Elect Guo Congzhao as Non-Independent For For Shareholder Director 1.7 Elect Li Yuanchao as Independent For For Shareholder Director 1.8 Elect Wang Qian as Independent Director For For Shareholder 1.9 Elect Xue Shuang as Independent For For Shareholder Director 2.1 Elect Dong Wei as Supervisor For For Management 2.2 Elect Xiong Guoqiang as Supervisor For For Management 3 Approve Repurchase and Cancellation of For For Management Shares -------------------------------------------------------------------------------- JIANGSU HENGRUI MEDICINE CO., LTD. Ticker: 600276 Security ID: Y4446S105 Meeting Date: APR 16, 2020 Meeting Type: Annual Record Date: APR 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Allocation of Income and For For Management Dividends 6 Approve Appointment of Auditor and For Against Management Internal Control Auditor as well as Fix Remuneration 7 Amend Articles of Association For For Management 8 Approve Remuneration of Independent For For Management Directors -------------------------------------------------------------------------------- JIANGSU YANGHE BREWERY JOINT-STOCK CO., LTD. Ticker: 002304 Security ID: Y444AE101 Meeting Date: SEP 20, 2019 Meeting Type: Special Record Date: SEP 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- JIANGSU YANGHE BREWERY JOINT-STOCK CO., LTD. Ticker: 002304 Security ID: Y444AE101 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAY 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Financial For For Management Auditor 7 Approve Use of Funds for Financial For Against Management Products 8 Elect Li Minfu as Non-Independent For For Management Director -------------------------------------------------------------------------------- JIANGSU ZHONGNAN CONSTRUCTION GROUP CO., LTD. Ticker: 000961 Security ID: Y4451G103 Meeting Date: JUL 10, 2019 Meeting Type: Special Record Date: JUL 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Increase in Corporate Bond For For Management Issuance by Subsidiary 2 Approve Authorization of Board to For For Management Handle All Matters Related to Increase in Corporate Bond Issuance 3 Approve Amendments to Articles of For For Management Association 4 Approve Guarantee Provision For For Management -------------------------------------------------------------------------------- JIANGSU ZHONGNAN CONSTRUCTION GROUP CO., LTD. Ticker: 000961 Security ID: Y4451G103 Meeting Date: AUG 06, 2019 Meeting Type: Special Record Date: JUL 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Additional Daily Related Party For For Management Transactions 2.1 Approve Additional Guarantee Provision For Against Management Plan 2.2 Approve Provision of Guarantee to For Against Management Nanjing Zhongnan New Jincheng -------------------------------------------------------------------------------- JIANGSU ZHONGNAN CONSTRUCTION GROUP CO., LTD. Ticker: 000961 Security ID: Y4451G103 Meeting Date: AUG 21, 2019 Meeting Type: Special Record Date: AUG 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- JIANGSU ZHONGNAN CONSTRUCTION GROUP CO., LTD. Ticker: 000961 Security ID: Y4451G103 Meeting Date: SEP 17, 2019 Meeting Type: Special Record Date: SEP 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- JIANGSU ZHONGNAN CONSTRUCTION GROUP CO., LTD. Ticker: 000961 Security ID: Y4451G103 Meeting Date: OCT 31, 2019 Meeting Type: Special Record Date: OCT 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction in For For Management Connection to Disposal Agreement 2 Approve Related Party Transaction in For For Management Connection to Equity Acquisition Agreement 3 Approve Guarantee Provision for Xi'an For For Management Chongfeng Real Estate Co., Ltd. and Other Companies 4.1 Approve Increase in Guarantee For For Management Provision for Hangzhou Jinyu Real Estate Co., Ltd. and Other 17 Companies 4.2 Approve Provision of Guarantee to For For Management Jieshou City Zhongnan Construction Development Co., Ltd. -------------------------------------------------------------------------------- JIANGSU ZHONGNAN CONSTRUCTION GROUP CO., LTD. Ticker: 000961 Security ID: Y4451G103 Meeting Date: DEC 06, 2019 Meeting Type: Special Record Date: DEC 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction in For For Management Connection to Equity Acquisition Agreement 2 Approve Financial Assistance Related For For Management Matters 3.1 Approve Provision of Guarantee to For For Management Huai'an Jinxi Real Estate and Other 4 Companies 3.2 Approve Provision of Guarantee to For For Management Ningbo Hesheng Investment Management Co., Ltd. -------------------------------------------------------------------------------- JIANGSU ZHONGNAN CONSTRUCTION GROUP CO., LTD. Ticker: 000961 Security ID: Y4451G103 Meeting Date: DEC 30, 2019 Meeting Type: Special Record Date: DEC 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Authorization Matters for For For Management Daily Related Party Transactions 2.1 Approve Provision of Guarantee to For For Management Wuhan Zhongnan Jinyue Real Estate Development Co., Ltd. and Other 2 Companies 2.2 Approve Provision of Guarantee to For For Management Nantong Zhongnan Construction Equipment Installation Co., Ltd. 2.3 Approve Provision of Guarantee to For For Management Nanjing Xingrun Real Estate Co., Ltd. -------------------------------------------------------------------------------- JIANGSU ZHONGNAN CONSTRUCTION GROUP CO., LTD. Ticker: 000961 Security ID: Y4451G103 Meeting Date: MAR 02, 2020 Meeting Type: Special Record Date: FEB 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjusted the Usage of Raised For For Management Funds for Corporate Bonds Issuance to Qualified Investors 2 Approve Guarantee Provision Plan For For Management -------------------------------------------------------------------------------- JIANGSU ZHONGNAN CONSTRUCTION GROUP CO., LTD. Ticker: 000961 Security ID: Y4451G103 Meeting Date: MAR 16, 2020 Meeting Type: Special Record Date: MAR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Corporate Bond Issuance 2.1 Approve Issue Scale For For Management 2.2 Approve Issue Manner For For Management 2.3 Approve Bond Period For For Management 2.4 Approve Usage of Raised Funds For For Management 2.5 Approve Resolution Validity Period For For Management 3 Approve Authorization of the Board to For For Management Handle All Related Matters 4 Approve Acquisition For For Management 5.1 Approve Provision of Guarantee to For For Management Deqing Yujin and Others 5.2 Approve Provision of Guarantee to For For Management Tengzhou Gongxin -------------------------------------------------------------------------------- JIANGSU ZHONGNAN CONSTRUCTION GROUP CO., LTD. Ticker: 000961 Security ID: Y4451G103 Meeting Date: APR 17, 2020 Meeting Type: Special Record Date: APR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Loan For For Management 2 Approve Provision of Guarantee For For Management 3 Approve Issuance of Debt Financing For For Management Instruments -------------------------------------------------------------------------------- JIANGSU ZHONGNAN CONSTRUCTION GROUP CO., LTD. Ticker: 000961 Security ID: Y4451G103 Meeting Date: MAY 15, 2020 Meeting Type: Special Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision Plan For For Management 2 Approve Provision of Loan For For Management -------------------------------------------------------------------------------- JIANGSU ZHONGNAN CONSTRUCTION GROUP CO., LTD. Ticker: 000961 Security ID: Y4451G103 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: JUN 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Report For For Management 4 Approve Profit and Dividend For For Management Distribution 5 Approve Remuneration of Directors and For For Management Supervisors 6 Approve Annual Report For For Management 7 Approve Appointment of Auditor For For Management 8 Approve Authorization of Entrusted For Against Management Asset Management 9 Amend Articles of Association For For Management 10.1 Elect Huang Feng as Independent For For Management Director 10.2 Elect Cao Yitang as Independent For For Management Director 10.3 Elect Shi Jun as Independent Director For For Management 10.4 Elect Hua Zhiwei as Independent For For Management Director 11.1 Elect Chen Jinshi as Non-Independent For For Management Director 11.2 Elect Chen Yuhan as Non-Independent For For Management Director 11.3 Elect Xin Qi as Non-Independent For For Management Director 11.4 Elect Bai Lizhong as Non-Independent For For Management Director 11.5 Elect Yao Ke as Non-Independent For For Management Director 11.6 Elect Tang Xiaodong as Non-Independent For For Management Director 11.7 Elect Hu Hongwei as Non-Independent For For Management Director 12.1 Elect Qian Jun as Supervisor For For Management 12.2 Elect Zhang Jianbing as Supervisor For For Management 13.1 Approve to Increase the Guarantee For For Management Amount of 10 Companies Including Shenyang Metro Yurui Project Management Co., Ltd. 13.2 Approve Provision of Guarantee to For Against Management Fuzhou Tangmei Real Estate Co., Ltd. -------------------------------------------------------------------------------- JIANGSU ZHONGTIAN TECHNOLOGY CO., LTD. Ticker: 600522 Security ID: Y444E8100 Meeting Date: SEP 17, 2019 Meeting Type: Special Record Date: SEP 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Additional Daily Related Party For For Management Transactions 2 Approve Completed Fund-raising For For Management Investment Project and Use Its Remaining Raised Funds to Replenish Working Capital -------------------------------------------------------------------------------- JIANGSU ZHONGTIAN TECHNOLOGY CO., LTD. Ticker: 600522 Security ID: Y444E8100 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: JUN 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report For For Management 4 Approve Annual Report Summary For For Management 5 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 6 Approve Report of the Independent For For Management Directors 7 Approve Internal Control Evaluation For For Management Report 8 Approve Financial Statements For For Management 9 Approve Profit Distribution For For Management 10 Approve Appointment of Auditor For For Management 11 Approve Remuneration of Senior For For Management Management Members 12 Approve Daily Related Party For For Management Transactions 13 Approve Guarantee Provision Plan For Against Management 14 Approve Completion of Raised Funds For For Management Investment Project and Use of Remaining Raised Funds to Replenish Working Capital 15 Approve Change in Registered Capital For For Management 16 Approve to Increase Business Scope For For Management 17 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- JIANGXI COPPER COMPANY LIMITED Ticker: 358 Security ID: Y4446C118 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: MAY 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Proposed Issuance of Bonds and For For Management Related Transactions 2 Amend Articles of Association and For For Management Related Transactions 3 Approve 2019 Report of the Board of For For Management Directors 4 Approve 2019 Report of the Supervisory For For Management Committee 5 Approve 2019 Audited Financial For For Management Statements and Auditors' Report 6 Approve 2019 Profit Distribution For For Management 7 Approve Proposed Provision of For For Management Guarantees to Subsidiaries 8 Approve Ernst & Young Hua Ming LLP as For For Management Domestic Auditor and Ernst & Young as Overseas Auditor and Authorize Board to Fix Their Remuneration 9 Elect Liu Fangyun as Director and For For Shareholder Authorize Board to Fix His Remuneration 10 Approve Remuneration Scheme of All the For For Management Directors, Supervisors and Senior Management 11 Approve Cessation of Dong Jiahui to For For Management Act as Director 12 Approve Resignation of Hu Qingwen as For For Management Supervisor 13 Approve Resignation of Liao Shengsen For For Management as Supervisor 14.1 Elect Wu Donghua as a Supervisor and For For Management Authorize Board to Fix His Remuneration 14.2 Elect Guan Yongmin as a Supervisor and For For Management Authorize Board to Fix His Remuneration -------------------------------------------------------------------------------- JIANGXI COPPER COMPANY LIMITED Ticker: 358 Security ID: Y4446C118 Meeting Date: JUN 10, 2020 Meeting Type: Special Record Date: MAY 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association and For For Management Related Transactions -------------------------------------------------------------------------------- JINKE PROPERTY GROUP CO., LTD. Ticker: 000656 Security ID: Y4463Q107 Meeting Date: JUL 23, 2019 Meeting Type: Special Record Date: JUL 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision For For Management 2 Approve Allocation of Controlled For For Management Subsidiary's Surplus Funds -------------------------------------------------------------------------------- JINKE PROPERTY GROUP CO., LTD. Ticker: 000656 Security ID: Y4463Q107 Meeting Date: AUG 14, 2019 Meeting Type: Special Record Date: AUG 07, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Termination of Partial Real For For Management Estate Project Guarantee and Provision of Additional Guarantee 2 Approve Provision of Loan According to For For Management Equity Ratio -------------------------------------------------------------------------------- JINKE PROPERTY GROUP CO., LTD. Ticker: 000656 Security ID: Y4463Q107 Meeting Date: AUG 28, 2019 Meeting Type: Special Record Date: AUG 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Issuance of Corporate Bonds 2.1 Approve Issue Scale For For Management 2.2 Approve Issue Time and Method For For Management 2.3 Approve Issuance Period and Type For For Management 2.4 Approve Use of Proceeds For For Management 2.5 Approve Par Value and Determination For For Management Method 2.6 Approve Target Subscribers For For Management 2.7 Approve Terms of Redemption or For For Management Sell-back 2.8 Approve Guarantor and Guarantee Method For For Management 2.9 Approve Listing Exchange For For Management 2.10 Approve Safeguard Measures for Debt For For Management Repayment 2.11 Approve Resolution Validity Period For For Management 3 Approve Authorization of Board to For For Management Handle All Related Matters to Issuance of Corporate Bonds 4 Approve Company's Eligibility for For For Management Issuance of Debt Financing Instruments 5.1 Approve Issue Scale For For Management 5.2 Approve Issue Time and Method For For Management 5.3 Approve Issuance Period and Type For For Management 5.4 Approve Use of Proceeds For For Management 5.5 Approve Cost of Issuance For For Management 5.6 Approve Resolution Validity Period For For Management 6 Approve Authorization of Board to For For Management Handle All Related Matters to Issuance of Debt Financing Instruments -------------------------------------------------------------------------------- JINKE PROPERTY GROUP CO., LTD. Ticker: 000656 Security ID: Y4463Q107 Meeting Date: SEP 27, 2019 Meeting Type: Special Record Date: SEP 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Additional Guarantee Provision For For Management to Jinke New Energy Co., Ltd. 2 Approve Guarantee Provision for For For Management Participation in Real Estate Projects 3 Approve Proportion of Surplus Funds For For Management -------------------------------------------------------------------------------- JINKE PROPERTY GROUP CO., LTD. Ticker: 000656 Security ID: Y4463Q107 Meeting Date: NOV 15, 2019 Meeting Type: Special Record Date: NOV 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Cancellation of Amount For For Management Guaranteed for Real Estate Projects and New Amount of Guarantee 2 Approve Transfer of the Surplus Funds For For Management of the Controlled Subsidiary According to the Equity Ratio -------------------------------------------------------------------------------- JINKE PROPERTY GROUP CO., LTD. Ticker: 000656 Security ID: Y4463Q107 Meeting Date: DEC 20, 2019 Meeting Type: Special Record Date: DEC 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Additional Provision of For For Management Guarantee 2 Approve Cancellation of Guarantee to For For Management Some Controlled and Associated Real Estate Project Companies and to Increase Guarantee Limits 3 Approve Use of Surplus Funds of For For Management Subsidiary by the Company and its Partners According to Shareholding Equity 4 Approve Employee Share Purchase Plan For For Shareholder (Draft) and Summary -------------------------------------------------------------------------------- JINKE PROPERTY GROUP CO., LTD. Ticker: 000656 Security ID: Y4463Q107 Meeting Date: JAN 13, 2020 Meeting Type: Special Record Date: JAN 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision Plan For For Management -------------------------------------------------------------------------------- JINKE PROPERTY GROUP CO., LTD. Ticker: 000656 Security ID: Y4463Q107 Meeting Date: FEB 03, 2020 Meeting Type: Special Record Date: JAN 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Use of Surplus Funds of For For Management Subsidiary by the Company and its Partners According to Their Shareholding -------------------------------------------------------------------------------- JINKE PROPERTY GROUP CO., LTD. Ticker: 000656 Security ID: Y4463Q107 Meeting Date: FEB 19, 2020 Meeting Type: Special Record Date: FEB 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Cancellation of Guarantee of For For Management Some Companies Participating in Real Estate Project and Increase in Guarantee 2 Approve Provision of Shareholder Loans For For Management According to Equity Ownership -------------------------------------------------------------------------------- JINKE PROPERTY GROUP CO., LTD. Ticker: 000656 Security ID: Y4463Q107 Meeting Date: APR 29, 2020 Meeting Type: Special Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Debt Financing For For Management Instruments 2.1 Approve Issue Size For For Management 2.2 Approve Issue Manner and Issue Time For For Management 2.3 Approve Issue Period and Type For For Management 2.4 Approve Use of Proceeds For For Management 2.5 Approve Issue Cost For For Management 2.6 Approve Resolution Validity Period For For Management 3 Approve Authorization of Board to For For Management Handle All Related Matters Regarding Issuance of Debt Financing Instruments 4 Approve Use of Surplus Funds of For For Management Subsidiary by the Company and its Partners According to Shareholding Equity 5 Approve Cancellation of Guarantee of For For Management Companies Participating in Real Estate Projects and New Guarantee Amount 6 Approve Employee Share Purchase Plan For Against Shareholder (Draft) and Summary -------------------------------------------------------------------------------- JINKE PROPERTY GROUP CO., LTD. Ticker: 000656 Security ID: Y4463Q107 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Remuneration of Chairman of For For Management the Board 5 Approve Annual Report and Summary For For Management 6 Approve Profit Distribution For For Management 7 Approve Appointment of Financial and For For Management Internal Control Auditor 8 Approve Additional Guarantee Provision For For Management to Controlled Subsidiary 9 Approve Additional Guarantee Provision For For Management Plan -------------------------------------------------------------------------------- JINKE PROPERTY GROUP CO., LTD. Ticker: 000656 Security ID: Y4463Q107 Meeting Date: MAY 14, 2020 Meeting Type: Special Record Date: MAY 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Overseas Listing of Company's For For Management Subsidiary Complies with Circular on Issues Relevant to Regulating the Subsidiaries of Domestic Listed Companies to List Overseas 2 Approve Overseas Listing of Company's For For Management Subsidiary Jinke Property Services Group Co., Ltd. 3 Approve Application for Full For For Management Circulation of Shares 4 Approve Company to Maintain For For Management Independent Listing 5 Approve Description of Sustainable For For Management Profitability and Prospects 6 Approve Authorization of the Board for For For Management Overseas Listing of Subsidiary 7 Approve Directors and Senior For For Management Executives to Hold Shares in Jinke Property Services Group Co., Ltd. 8 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- JINKE PROPERTY GROUP CO., LTD. Ticker: 000656 Security ID: Y4463Q107 Meeting Date: JUN 01, 2020 Meeting Type: Special Record Date: MAY 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Additional Guarantee For For Management 2 Approve Allocation of Controlled For For Management Subsidiary's Surplus Funds -------------------------------------------------------------------------------- JINKE PROPERTY GROUP CO., LTD. Ticker: 000656 Security ID: Y4463Q107 Meeting Date: JUN 29, 2020 Meeting Type: Special Record Date: JUN 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Increase in Guarantee Provision For For Management 2 Approve Company and Partners to For For Management Transfer of Surplus Funds in Controlled Subsidiary in Proportion to Equity Holding -------------------------------------------------------------------------------- JOINTOWN PHARMACEUTICAL GROUP CO., LTD. Ticker: 600998 Security ID: Y444BD102 Meeting Date: JUL 26, 2019 Meeting Type: Special Record Date: JUL 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Purpose of Share Repurchase For For Management 1.2 Approve Type of the Share Repurchase For For Management 1.3 Approve Manner of Share Repurchase For For Management 1.4 Approve Price of the Share Repurchase For For Management 1.5 Approve Total Capital and Number for For For Management the Share Repurchase 1.6 Approve Capital Source Used for the For For Management Share Repurchase 1.7 Approve the Usage of the Shares to Be For For Management Repurchased 1.8 Approve Period of the Share Repurchase For For Management 2 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- JOINTOWN PHARMACEUTICAL GROUP CO., LTD. Ticker: 600998 Security ID: Y444BD102 Meeting Date: SEP 16, 2019 Meeting Type: Special Record Date: SEP 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Issuance of Preferred Stock 2.1 Approve Type and Quantity For For Management 2.2 Approve Whether the Issue Manner, For For Management Target Subscriber or Scope of Target Subscriber and Placing Arrangement for Shareholders is Distributed Separately 2.3 Approve Par Value and Issue Price or For For Management Pricing Basis 2.4 Approve Coupon Dividend Rate or For For Management Determination Principle 2.5 Approve Preferred Shareholder For For Management Participation in the Plan of Distribution of Profits 2.6 Approve Repurchase For For Management 2.7 Approve Limitation and Recovery of For For Management Voting Rights 2.8 Approve Liquidation Order and For For Management Liquidation Method 2.9 Approve Credit Rating and Tracking For For Management Rating Arrangements 2.10 Approve Guarantee Method and Guarantee For For Management Subject 2.11 Approve Post-Issuance of Listing For For Management Transaction or Transfer Arrangement 2.12 Approve Use of Proceeds For For Management 2.13 Approve Resolution Validity Period For For Management 3 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 4 Approve Report on the Usage of For For Management Previously Raised Funds 5 Approve Issuance of Preferred Stocks For For Management 6 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 7 Approve Amendments to Articles of For For Management Association 8 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 9 Approve Authorization of Board to For For Management Handle All Related Matters Regarding Issuance of Preferred Stocks 10 Approve Securitization of Company's For For Management Accounts Receivable 11 Approve Increase in Comprehensive For For Management Credit Plan Application 12 Approve Provision of Guarantee For Against Management -------------------------------------------------------------------------------- JOINTOWN PHARMACEUTICAL GROUP CO., LTD. Ticker: 600998 Security ID: Y444BD102 Meeting Date: JAN 07, 2020 Meeting Type: Special Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Comprehensive Credit Line For For Management Application 2 Approve Provision of Guarantee For Against Management 3 Approve Issuance of Super Short-term For For Management Commercial Papers 4 Approve Use of Idle Funds for For Against Management Entrusted Asset Management 5 Amend Articles of Association For For Management 6.1 Elect Wu Xuesong as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- JOINTOWN PHARMACEUTICAL GROUP CO., LTD. Ticker: 600998 Security ID: Y444BD102 Meeting Date: MAR 20, 2020 Meeting Type: Special Record Date: MAR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Issuance of Renewable Corporate Bonds 2.1 Approve Issue Scale and Issue Manner For For Management 2.2 Approve Par Value and Issue Price For For Management 2.3 Approve Bond Period For For Management 2.4 Approve Bond Interest Rate and For For Management Determination 2.5 Approve Payment Manner of Capital and For For Management Interest 2.6 Approve Target Subscribers For For Management 2.7 Approve Issuer Renewal Options For For Management 2.8 Approve Deferred Interest Payment For For Management Clause 2.9 Approve Mandatory Interest Payment For For Management Event 2.10 Approve Restrictions Under Interest For For Management Deferral 2.11 Approve Redemption Option For For Management 2.12 Approve Use of Proceeds For For Management 2.13 Approve Safeguard Measures of Debts For For Management Repayment 2.14 Approve Guarantee Situation For For Management 2.15 Approve Underwriting Manner For For Management 2.16 Approve Listing Transfer Place For For Management 2.17 Approve Resolution Validity Period For For Management 3 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- JOINTOWN PHARMACEUTICAL GROUP CO., LTD. Ticker: 600998 Security ID: Y444BD102 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Profit Distribution For For Management 3 Approve Report of the Board of For For Management Directors 4 Approve Report of the Independent For For Management Directors 5 Approve Report of the Supervisors For For Management 6 Approve Annual Report and Summary For For Management 7 Approve to Appoint Auditor For For Management 8 Approve Change in Usage of Share For For Management Repurchase 9.1 Approve Remuneration of Directors and For For Management Senior Management 9.2 Approve Remuneration of Supervisors For For Management 10 Approve Issuance of Medium-term Notes For For Management 11 Approve to Carry-out Online For For Management Non-recovery Factoring Business 12 Approve Amendments to Articles of For For Management Association to Expand Business Scope -------------------------------------------------------------------------------- KWEICHOW MOUTAI CO., LTD. Ticker: 600519 Security ID: Y5070V116 Meeting Date: MAR 20, 2020 Meeting Type: Special Record Date: MAR 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Gao Weidong as Non-Independent For For Management Director 2 Elect You Yalin as Supervisor For For Shareholder -------------------------------------------------------------------------------- KWEICHOW MOUTAI CO., LTD. Ticker: 600519 Security ID: Y5070V116 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: JUN 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Financial Budget Report For For Management 6 Approve Profit Distribution For For Management 7 Approve Report of the Independent For For Management Directors 8 Approve to Appoint Financial and For Against Management Internal Control Auditor 9.1 Elect Gao Weidong as Non-Independent For For Management Director 9.2 Elect Li Jingren as Non-Independent For For Management Director 9.3 Elect Wang Yan as Non-Independent For For Management Director 10.1 Elect Li Botan as Independent Director For For Management 10.2 Elect Lu Jinhai as Independent Director For For Management 10.3 Elect Xu Dingbo as Independent Director For For Management 10.4 Elect Zhang Jingzhong as Independent For For Management Director 11.1 Elect You Yalin as Supervisor For For Management 11.2 Elect Che Xingyu as Supervisor For For Management -------------------------------------------------------------------------------- LENS TECHNOLOGY CO., LTD. Ticker: 300433 Security ID: Y5227A106 Meeting Date: AUG 29, 2019 Meeting Type: Special Record Date: AUG 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Tang Jun as Supervisor For For Shareholder -------------------------------------------------------------------------------- LENS TECHNOLOGY CO., LTD. Ticker: 300433 Security ID: Y5227A106 Meeting Date: DEC 06, 2019 Meeting Type: Special Record Date: NOV 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- LENS TECHNOLOGY CO., LTD. Ticker: 300433 Security ID: Y5227A106 Meeting Date: APR 28, 2020 Meeting Type: Special Record Date: APR 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Issue Type and Par Value For For Management 2.2 Approve Issue Manner and Issue Period For For Management 2.3 Approve Pricing Reference Date, Issue For For Management Price and Pricing Principles 2.4 Approve Target Parties and For For Management Subscription Manner 2.5 Approve Issue Scale For For Management 2.6 Approve Restriction Period For For Management 2.7 Approve Amount and Usage of Raised For For Management Funds 2.8 Approve Listing Location For For Management 2.9 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.10 Approve Resolution Validity Period For For Management 3 Approve Plan on Private Placement of For For Management Shares 4 Approve Demonstration Analysis Report For For Management in Connection to Private Placement 5 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 6 Approve Report on the Usage of For For Management Previously Raised Funds 7 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 8 Approve Shareholder Return Plan For For Management 9 Approve Authorization of Board to For For Management Handle All Related Matters 10 Approve Change in Business Scope For For Management 11 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- LENS TECHNOLOGY CO., LTD. Ticker: 300433 Security ID: Y5227A106 Meeting Date: JUN 05, 2020 Meeting Type: Annual Record Date: MAY 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 6 Approve Profit Distribution For For Management 7 Approve Appointment of External Auditor For For Management 8 Approve Remuneration of Directors and For For Management Senior Management Members 9 Approve Remuneration of Supervisors For For Management 10 Approve Provision of Guarantee For For Management 11 Approve Lease of Office Space by For For Management Subsidiary from Ultimate Controlling Shareholder 12 Amend Articles of Association For For Management -------------------------------------------------------------------------------- LEPU MEDICAL TECHNOLOGY (BEIJING) CO., LTD. Ticker: 300003 Security ID: Y52384107 Meeting Date: JUL 26, 2019 Meeting Type: Special Record Date: JUL 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extension of Resolution For For Management Validity Period of Issuance of Convertible Bonds 2 Approve Authorization of Board to For For Management Handle All Related Matters Regarding Extension of Resolution Validity Period of Issuance of Convertible Bonds -------------------------------------------------------------------------------- LEPU MEDICAL TECHNOLOGY (BEIJING) CO., LTD. Ticker: 300003 Security ID: Y52384107 Meeting Date: OCT 16, 2019 Meeting Type: Special Record Date: OCT 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustment on Public Issuance For For Management of Convertible Bonds 2 Approve Company's Plan for Public For For Management Issuance of Convertible Bonds (Second Revision) 3 Approve Demonstration Analysis Report For For Management on Public Issuance of Convertible Bonds (Second Revision) 4 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken as well as Related Commitment (Second Revision) 5 Approve Feasibility Analysis Report on For For Management the Use of Proceeds (Second Revision) -------------------------------------------------------------------------------- LEPU MEDICAL TECHNOLOGY (BEIJING) CO., LTD. Ticker: 300003 Security ID: Y52384107 Meeting Date: NOV 11, 2019 Meeting Type: Special Record Date: NOV 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Application of Overseas For For Management Syndicated Loan 2 Approve Guarantee Provision Plan For For Management -------------------------------------------------------------------------------- LEPU MEDICAL TECHNOLOGY (BEIJING) CO., LTD. Ticker: 300003 Security ID: Y52384107 Meeting Date: JAN 22, 2020 Meeting Type: Special Record Date: JAN 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Pu Zhongjie as Non-Independent For For Management Director 1.2 Elect Liu Yanjiang as Non-Independent For For Management Director 1.3 Elect Xu Yang as Non-Independent For For Management Director 1.4 Elect Pu Fei as Non-Independent For For Management Director 2.1 Elect Gan Liang as Independent Director For For Management 2.2 Elect Cao Lu as Independent Director For For Management 2.3 Elect Zhi Yi as Independent Director For For Management 3.1 Elect Wang Xinglin as Supervisor For For Management 3.2 Elect Wang Jun as Supervisor For For Management -------------------------------------------------------------------------------- LEPU MEDICAL TECHNOLOGY (BEIJING) CO., LTD. Ticker: 300003 Security ID: Y52384107 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: APR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Allowance of Directors For For Management 7 Approve Allowance of Supervisors For For Management 8 Approve Appointment of Auditor For For Management 9 Approve Company's Eligibility for For For Management Private Placement of Shares 10.1 Approve Share Type and Par Value For For Management 10.2 Approve Issuance Manner For For Management 10.3 Approve Target Subscribers and For For Management Subscription Method 10.4 Approve Issue Size For For Management 10.5 Approve Issue Price and Pricing For For Management Principles 10.6 Approve Usage of Raised Funds For For Management 10.7 Approve Lock-up Period For For Management 10.8 Approve Distribution Arrangement of For For Management Undistributed Earnings 10.9 Approve Listing Exchange For For Management 10.10 Approve Resolution Validity Period For For Management 11 Approve Plan on Private Placement of For For Management Shares 12 Approve Demonstration Analysis Report For For Management in Connection to Private Placement 13 Approve Feasibility Analysis Report on For For Management the Intended Usage of Raised Funds 14 Approve Report on the Usage of For For Management Previously Raised Funds 15.1 Approve Signing of Conditional Share For For Management Subscription Agreement and Strategic Cooperation Agreement with Guoxin Investment Co., Ltd. 15.2 Approve Signing of Conditional Share For For Management Subscription Agreement and Strategic Cooperation Agreement with Guoxin Central Enterprise Operation (Guangzhou) Investment Fund (Limited Partnership) 15.3 Approve Signing of Conditional Share For For Management Subscription Agreement and Strategic Cooperation Agreement with Government of Singapore Investment Corporation (GIC Private Limited) 15.4 Approve Signing of Conditional Share For For Management Subscription Agreement and Strategic Cooperation Agreement with Runhui Investment Management Hong Kong Limited 15.5 Approve Signing of Conditional Share For For Management Subscription Agreement and Strategic Cooperation Agreement with Qingdao Minhe Zhiwei Investment Center (Limited Partnership) 15.6 Approve Signing of Conditional Share For For Management Subscription Agreement and Strategic Cooperation Agreement with Suzhou Yipu Suxu Investment Partnership (Limited Partnership) 15.7 Approve Signing of Conditional Share For For Management Subscription Agreement and Strategic Cooperation Agreement with Shenzhen Capital Group Co., Ltd. 16 Approve Authorization of Board to For For Management Handle All Related Matters 17 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 18 Approve Shareholder Return Plan For For Management 19.1 Elect Wang Lihua as Independent For For Management Director 20 Approve Capital Injection and Waiver For For Shareholder of Pre-emptive Right as well as Related Party Transactions -------------------------------------------------------------------------------- LEYARD OPTOELECTRONIC CO., LTD. Ticker: 300296 Security ID: Y5171W104 Meeting Date: JUL 22, 2019 Meeting Type: Special Record Date: JUL 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Participation in the For For Management Construction Project of the Third Project of Grid Image Information System -------------------------------------------------------------------------------- LEYARD OPTOELECTRONIC CO., LTD. Ticker: 300296 Security ID: Y5171W104 Meeting Date: AUG 19, 2019 Meeting Type: Special Record Date: AUG 14, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Application of Bank Credit For For Management Lines and Loans and Provision of Guarantee and Counter Guarantee to Company by Related Party, and Related-party Transactions -------------------------------------------------------------------------------- LEYARD OPTOELECTRONIC CO., LTD. Ticker: 300296 Security ID: Y5171W104 Meeting Date: SEP 05, 2019 Meeting Type: Special Record Date: AUG 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision by Related For For Management Party for the Company's Bank Credit Line Application 2 Approve Provision of Guarantee by For For Shareholder Wholly-owned Subsidiary to Affiliate Company -------------------------------------------------------------------------------- LOMON BILLIONS GROUP CO., LTD. Ticker: 002601 Security ID: Y3122W109 Meeting Date: NOV 13, 2019 Meeting Type: Special Record Date: NOV 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Profit Distribution For For Management 2 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- LOMON BILLIONS GROUP CO., LTD. Ticker: 002601 Security ID: Y3122W109 Meeting Date: DEC 23, 2019 Meeting Type: Special Record Date: DEC 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Comprehensive Credit Line Bank For Against Management Application 2 Approve Provision of Guarantee For Against Management -------------------------------------------------------------------------------- LOMON BILLIONS GROUP CO., LTD. Ticker: 002601 Security ID: Y3122W109 Meeting Date: JAN 13, 2020 Meeting Type: Special Record Date: JAN 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Formulation of Remuneration For For Management Management System for Chairman, Chairman of the Supervisory Board and Senior Management 2 Approve Amendments to Articles of For For Management Association 3 Approve Guarantee Provision Plan and For For Management Related Party Transactions -------------------------------------------------------------------------------- LOMON BILLIONS GROUP CO., LTD. Ticker: 002601 Security ID: Y3122W109 Meeting Date: APR 14, 2020 Meeting Type: Annual Record Date: APR 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Allocation of Income and For For Management Dividends 6 Approve Internal Control For For Management Self-Evaluation Report 7 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- LOMON BILLIONS GROUP CO., LTD. Ticker: 002601 Security ID: Y3122W109 Meeting Date: APR 22, 2020 Meeting Type: Special Record Date: APR 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Xu Gang as Non-Independent For For Shareholder Director 1.2 Elect Tan Ruiqing as Non-Independent For For Shareholder Director 1.3 Elect Chang Yili as Non-Independent For For Shareholder Director 1.4 Elect Yang Minyue as Non-Independent For For Shareholder Director 1.5 Elect He Benliu as Non-Independent For For Shareholder Director 1.6 Elect Shen Qingfei as Non-Independent For For Shareholder Director 1.7 Elect Zhang Qibin as Non-Independent For For Shareholder Director 1.8 Elect Zhou Xiaokui as Non-Independent For For Shareholder Director 2.1 Elect Qiu Guanzhou as Independent For For Management Director 2.2 Elect Yu Xiaohong as Independent For For Management Director 2.3 Elect Lin Suyue as Independent Director For For Management 2.4 Elect Li Li as Independent Director For For Management 3.1 Elect Feng Jun as Supervisor For For Management 3.2 Elect Du Weili as Supervisor For For Management -------------------------------------------------------------------------------- LOMON BILLIONS GROUP CO., LTD. Ticker: 002601 Security ID: Y3122W109 Meeting Date: MAY 28, 2020 Meeting Type: Special Record Date: MAY 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For Against Management Private Placement of Shares 2.1 Approve Share Type and Par Value For Against Management 2.2 Approve Issue Manner and Time For Against Management 2.3 Approve Issue Size and Subscription For Against Management Amount 2.4 Approve Issue Price and Pricing Basis For Against Management 2.5 Approve Lock-up Period For Against Management 2.6 Approve Amount and Use of Proceeds For Against Management 2.7 Approve Distribution Arrangement of For Against Management Cumulative Earnings 2.8 Approve Listing Exchange For Against Management 2.9 Approve Resolution Validity Period For Against Management 3 Approve Private Placement of Shares For Against Management 4 Approve Feasibility Analysis Report on For Against Management the Use of Proceeds 5 Approve Impact of Dilution of Current For Against Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 6 Approve Authorization of Board to For Against Management Handle All Related Matters 7 Approve Report on the Usage of For Against Management Previously Raised Funds 8 Approve Verification Report on the For Against Management Usage of Previously Raised Funds 9 Approve Signing of Share Subscription For Against Management Agreement 10.1 Approve Signing of Strategic For Against Management Cooperation Agreement with Jinlian (Tianjin) Asset Management Co., Ltd. 10.2 Approve Signing of Strategic For Against Management Cooperation Agreement with Henan Asset Management Co., Ltd. 10.3 Approve Signing of Strategic For Against Management Cooperation Agreement with Guangzhou Xuanyuan Investment Management Co., Ltd. 11 Approve Related Party Transactions in For Against Management Connection to Private Placement 12 Approve Shareholder Return Plan For For Management 13 Amend Management System of the Usage For For Management of Raised Funds 14 Approve Profit Distribution for the For For Management 1st Quarter -------------------------------------------------------------------------------- LOMON BILLIONS GROUP CO., LTD. Ticker: 002601 Security ID: Y3122W109 Meeting Date: JUN 03, 2020 Meeting Type: Special Record Date: MAY 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Medium-term Notes For For Management -------------------------------------------------------------------------------- LONGI GREEN ENERGY TECHNOLOGY CO., LTD. Ticker: 601012 Security ID: Y9727F102 Meeting Date: AUG 14, 2019 Meeting Type: Special Record Date: AUG 07, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management 2 Approve Carry Out Supply Chain Finance For For Management Business and Provision of Guarantee for Wholly Owned Subsidiary 3 Approve Change in Registered Capital For For Management and Amend Articles of Association 4 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 5 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 6 Amend External Guarantee Measures For For Management -------------------------------------------------------------------------------- LONGI GREEN ENERGY TECHNOLOGY CO., LTD. Ticker: 601012 Security ID: Y9727F102 Meeting Date: SEP 16, 2019 Meeting Type: Special Record Date: SEP 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustment of Amount and For For Management Repurchase Price of Performance Shares Incentive Plan 2 Approve Repurchase and Cancellation of For For Management Performance Shares -------------------------------------------------------------------------------- LONGI GREEN ENERGY TECHNOLOGY CO., LTD. Ticker: 601012 Security ID: Y9727F102 Meeting Date: NOV 11, 2019 Meeting Type: Special Record Date: NOV 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Issuance of Convertible Bonds 2.1 Approve Issue Type For For Management 2.2 Approve Issue Scale For For Management 2.3 Approve Par Value and Issue Price For For Management 2.4 Approve Bond Maturity For For Management 2.5 Approve Bond Interest Rate For For Management 2.6 Approve Term and Method of Interest For For Management Payment 2.7 Approve Guarantee Matters For For Management 2.8 Approve Bond Period For For Management 2.9 Approve Determination and Adjustment For For Management of Conversion Price 2.10 Approve Terms for Downward Adjustment For For Management of Conversion Price 2.11 Approve Determination of Number of For For Management Shares to be Converted 2.12 Approve Terms of Redemption For For Management 2.13 Approve Terms of Sell-Back For For Management 2.14 Approve Ownership of Dividends During For For Management the Conversion Year 2.15 Approve Issue Manner and Target For For Management Subscribers 2.16 Approve Placing Arrangement for For For Management Shareholders 2.17 Approve Matters Relating to Meetings For For Management of Bond Holders 2.18 Approve Usage of Raised Funds For For Management 2.19 Approve Deposit Account of Raised Funds For For Management 2.20 Approve Resolution Validity Period For For Management 3 Approve Plan on Convertible Bond For For Management Issuance 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Report on the Usage of For For Management Previously Raised Funds 6 Approve Authorization of Board to For For Management Handle All Related Matters 7 Approve Shareholder Return Plan For For Management 8 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 9 Approve Matters Relating to Meetings For For Management of Bond Holders 10 Elect Bai Zhongxue as Non-independent For For Management Director -------------------------------------------------------------------------------- LONGI GREEN ENERGY TECHNOLOGY CO., LTD. Ticker: 601012 Security ID: Y9727F102 Meeting Date: JAN 08, 2020 Meeting Type: Special Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee to For For Management Wholly-owned Subsidiary 2 Approve Related Party Transaction For For Management 3 Approve 2020 Provision of Guarantee For Against Management 4 Approve Change in Registered Capital For For Management and Amend Articles of Association -------------------------------------------------------------------------------- LONGI GREEN ENERGY TECHNOLOGY CO., LTD. Ticker: 601012 Security ID: Y9727F102 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAY 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Report of the Independent For For Management Directors 6 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 7 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 8 Approve to Appoint Auditor For For Management 9 Approve Remuneration of Directors and For For Management Supervisors 10 Approve Adjustment on the Quantity and For For Management Repurchase Price of Performance Shares 11 Approve Repurchase and Cancellation of For For Management Performance Shares 12 Approve Additional Guarantee For For Management 13 Approve Report on the Usage of For For Management Previously Raised Funds -------------------------------------------------------------------------------- LUXSHARE PRECISION INDUSTRY CO. LTD. Ticker: 002475 Security ID: Y7744X106 Meeting Date: AUG 02, 2019 Meeting Type: Special Record Date: JUL 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Issuance of Convertible Bonds 2.1 Approve Type of Securities For For Management 2.2 Approve Issue Scale For For Management 2.3 Approve Bond Maturity For For Management 2.4 Approve Par Value and Issuance Price For For Management 2.5 Approve Bond Interest Rate For For Management 2.6 Approve Period and Method of Principal For For Management Repayment and Interest Payment 2.7 Approve Conversion Period For For Management 2.8 Approve Determination of Conversion For For Management Price 2.9 Approve Adjustment on Conversion Price For For Management and Its Calculation Method 2.10 Approve Downward Adjustment of Share For For Management Conversion 2.11 Approve Determination Method for Size For For Management of Share Conversion 2.12 Approve Terms of Redemption For For Management 2.13 Approve Terms of Sell-back For For Management 2.14 Approve Attribution of Profit and Loss For For Management During the Conversion Period 2.15 Approve Issuance Method and Target For For Management Subscribers 2.16 Approve Placing Arrangements for For For Management Shareholders 2.17 Approve Meeting of the Bondholders For For Management 2.18 Approve Use of Proceeds For For Management 2.19 Approve Guarantees For For Management 2.20 Approve Depository of Raised Funds For For Management 2.21 Approve Resolution Validity Period For For Management 3 Approve Issuance of Convertible Bonds For For Management 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Rules and Procedures Regarding For For Management the Meeting of the Convertible Bondholders 6 Approve Report on the Usage of For For Management Previously Raised Funds 7 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 8 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- LUXSHARE PRECISION INDUSTRY CO. LTD. Ticker: 002475 Security ID: Y7744X106 Meeting Date: NOV 11, 2019 Meeting Type: Special Record Date: NOV 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Termination of Fundraising For For Management Project 2 Approve Use of Remaining Raised Funds For For Management to Replenish Working Capital 3 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- LUXSHARE PRECISION INDUSTRY CO. LTD. Ticker: 002475 Security ID: Y7744X106 Meeting Date: DEC 16, 2019 Meeting Type: Special Record Date: DEC 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Termination of Partial Raised For For Management Funds Investment Project 2 Approve Change in partial Raised Funds For For Management Implementation Party and Location -------------------------------------------------------------------------------- LUXSHARE PRECISION INDUSTRY CO. LTD. Ticker: 002475 Security ID: Y7744X106 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAY 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 6 Approve Report of the Independent For For Management Directors 7 Approve to Appoint Auditor For For Management 8 Approve Provision of Guarantee For For Management 9 Approve Comprehensive Credit Line For For Management 10 Approve Use of Funds to Purchase For Against Management Financial Products 11 Approve Issuance of Super Short-term For For Management Commercial Papers 12 Approve Issuance of Medium-term Notes For For Management 13 Approve Shareholder Return Plan For For Management 14 Amend Articles of Association For For Management -------------------------------------------------------------------------------- LUZHOU LAOJIAO CO., LTD. Ticker: 000568 Security ID: Y5347R104 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: JUN 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Allocation of Income and For For Management Dividends 6 Approve Appointment of Auditor For For Management 7 Approve Increase in Winery Engineering For For Management Technical Transformation Project -------------------------------------------------------------------------------- MANGO EXCELLENT MEDIA CO., LTD. Ticker: 300413 Security ID: Y306B1109 Meeting Date: SEP 19, 2019 Meeting Type: Special Record Date: SEP 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Cash Dividend Distribution For For Management from Capital Reserve 2 Approve Amendments to Articles of For For Management Association 3 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 4.1 Elect Luo Weixiong as Non-Independent For For Shareholder Director 4.2 Elect Liu Xin as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- MANGO EXCELLENT MEDIA CO., LTD. Ticker: 300413 Security ID: Y306B1109 Meeting Date: DEC 19, 2019 Meeting Type: Special Record Date: DEC 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Completion of Raised Funds For For Management Investment Project and Use of Remaining Raised Funds to Replenish Working Capital 2 Amend Articles of Association For For Management 3 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- MANGO EXCELLENT MEDIA CO., LTD. Ticker: 300413 Security ID: Y306B1109 Meeting Date: JUN 22, 2020 Meeting Type: Annual Record Date: JUN 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Profit Distribution For For Management 5 Approve Daily Related Party For For Management Transactions 6 Approve Application of Bank Credit For For Management Lines 7 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- MEINIAN ONEHEALTH HEALTHCARE HOLDINGS CO., LTD. Ticker: 002044 Security ID: Y44424110 Meeting Date: DEC 25, 2019 Meeting Type: Special Record Date: DEC 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of Auditor For For Management 2 Approve Guarantee Provision Plan For For Management 3 Approve Use of Idle Raised Funds to For For Management Conduct Cash Management 4 Approve Amendments to Articles of For For Management Association 5.1 Elect Zeng Songbai as Non-Independent For For Management Director 5.2 Elect Xu Hong as Non-Independent For For Management Director 5.3 Elect Xu Panhua as Non-Independent For For Management Director -------------------------------------------------------------------------------- MEINIAN ONEHEALTH HEALTHCARE HOLDINGS CO., LTD. Ticker: 002044 Security ID: Y44424110 Meeting Date: MAR 10, 2020 Meeting Type: Special Record Date: MAR 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Daily Related Party Transaction For For Management -------------------------------------------------------------------------------- MEINIAN ONEHEALTH HEALTHCARE HOLDINGS CO., LTD. Ticker: 002044 Security ID: Y5S4DH102 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAY 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Financial Budget Report For Against Management 6 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 7 Approve to Appoint Auditor For For Management 8 Approve Provision for Goodwill For For Management Impairment 9 Approve Performance Commitments and For For Management Performance Compensation Plan 10 Approve Related Party Transaction For For Management 11 Approve Credit Line Application and For For Management Provision of Guarantee 12 Approve Provision of Guarantee For For Management 13 Elect Zhu Shunyan as Non-Independent For For Management Director -------------------------------------------------------------------------------- METALLURGICAL CORP. OF CHINA LTD. Ticker: 1618 Security ID: Y5949Y101 Meeting Date: APR 29, 2020 Meeting Type: Special Record Date: FEB 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Ng Kar Ling, Johnny as Director For For Shareholder 2 Approve Adjustment to the Remuneration For For Management of Independent Non-executive Directors -------------------------------------------------------------------------------- METALLURGICAL CORP. OF CHINA LTD. Ticker: 1618 Security ID: Y5949Y101 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: MAY 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Work Report of the Board For For Management 2 Approve 2019 Work Report of the For For Management Supervisory Committee 3 Approve 2019 Final Accounts Report For For Management 4 Approve 2019 Profit Distribution Plan For For Management 5 Approve Remuneration of Directors and For For Management Supervisors 6 Approve 2020 Guarantee Plan For Against Management 7 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 8 Amend Articles of Association and the For For Management Rules of Procedure for General Meetings 9 Approve WUYIGE Certified Public For For Shareholder Accountants LLP as the Auditor and the Internal Control Auditor and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- MIDEA GROUP CO. LTD. Ticker: 000333 Security ID: Y6S40V103 Meeting Date: NOV 18, 2019 Meeting Type: Special Record Date: NOV 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Employee Share Purchase Plan For Against Management of Subsidiary -------------------------------------------------------------------------------- MIDEA GROUP CO. LTD. Ticker: 000333 Security ID: Y6S40V103 Meeting Date: MAR 13, 2020 Meeting Type: Special Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Debt Financing For For Management Instruments -------------------------------------------------------------------------------- MIDEA GROUP CO. LTD. Ticker: 000333 Security ID: Y6S40V103 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Draft and Summary on Stock For For Management Option Incentive Plan 7 Approve Methods to Assess the For For Management Performance of Stock Option Incentive Plan Participants 8 Approve Authorization of the Board to For For Management Handle All Related Matters to Stock Option Incentive Plan 9 Approve Draft and Summary on For For Management Performance Share Incentive Plan 10 Approve Methods to Assess the For For Management Performance of Performance Share Incentive Plan Participants 11 Approve Authorization of the Board to For For Management Handle All Related Matters to Performance Share Incentive Plan 12 Approve Share Purchase Plan (Draft) For For Management and Summary Phase VI 13 Approve Authorization of the Board to For For Management Handle All Related Matters to Share Purchase Plan Phase VI 14 Approve Draft and Summary on Share For For Management Purchase Plan Phase III 15 Approve Authorization of the Board to For For Management Handle All Related Matters to Share Purchase Plan Phase III 16 Approve Provision of Guarantee For For Management 17 Approve Related Party Transaction For For Management 18 Approve to Appoint Auditor For For Management 19 Approve Amendments to Articles of For For Management Association 20 Approve Management System of Raised For For Management Funds 21 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members -------------------------------------------------------------------------------- MIDEA GROUP CO. LTD. Ticker: 000333 Security ID: Y6S40V103 Meeting Date: JUN 22, 2020 Meeting Type: Special Record Date: JUN 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Application for Unified For Against Management Registration of Varieties of Debt Financing Instruments 2 Approve 2017 Repurchase and For For Shareholder Cancellation of Performance Share Incentive Plan 3 Approve 2018 Repurchase and For For Shareholder Cancellation of Performance Share Incentive Plan 4 Approve 2019 Repurchase and For For Shareholder Cancellation of Performance Share Incentive Plan -------------------------------------------------------------------------------- MINMETALS CAPITAL CO., LTD. Ticker: 600390 Security ID: Y4796R103 Meeting Date: JUL 15, 2019 Meeting Type: Special Record Date: JUL 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Assistance Accepted For For Management by Wholly-owned Subsidiary 2 Approve Additional Daily Related-party For Against Management Transactions -------------------------------------------------------------------------------- MINMETALS CAPITAL CO., LTD. Ticker: 600390 Security ID: Y4796R103 Meeting Date: AUG 26, 2019 Meeting Type: Special Record Date: AUG 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 2 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- MINMETALS CAPITAL CO., LTD. Ticker: 600390 Security ID: Y4796R103 Meeting Date: SEP 16, 2019 Meeting Type: Special Record Date: SEP 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 2 Approve Increase the Type and Amount For For Management of Daily Related Party Transactions 3 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- MINMETALS CAPITAL CO., LTD. Ticker: 600390 Security ID: Y4796R103 Meeting Date: DEC 30, 2019 Meeting Type: Special Record Date: DEC 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor -------------------------------------------------------------------------------- MINMETALS CAPITAL CO., LTD. Ticker: 600390 Security ID: Y4796R103 Meeting Date: APR 10, 2020 Meeting Type: Special Record Date: APR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Corporate Bonds, For For Management Super Short-term Commercial Papers and Commercial Papers of Securities Companies -------------------------------------------------------------------------------- MINMETALS CAPITAL CO., LTD. Ticker: 600390 Security ID: Y4796R103 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 5 Approve Social Responsibility Report For For Management 6 Approve Annual Report and Summary For For Management 7 Approve Related Party Transaction For Against Management 8 Approve Use of Funds for Entrusted For Against Management Asset Management 9 Approve Credit Line Bank Application For For Management -------------------------------------------------------------------------------- MINMETALS CAPITAL CO., LTD. Ticker: 600390 Security ID: Y4796R103 Meeting Date: MAY 27, 2020 Meeting Type: Special Record Date: MAY 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Ren Zhufeng as Non-Independent For For Shareholder Director 1.2 Elect Mo Chunlei as Non-Independent For For Shareholder Director 1.3 Elect Zhao Ligong as Non-Independent For For Shareholder Director 1.4 Elect Ren Jianhua as Non-Independent For For Shareholder Director 1.5 Elect Liu Yi as Non-Independent For For Shareholder Director 1.6 Elect Wu Lixian as Non-Independent For For Shareholder Director 2.1 Elect Shan Feiyue as Independent For For Shareholder Director 2.2 Elect Li Ming as Independent Director For For Shareholder 2.3 Elect Cheng Fengchao as Independent For For Shareholder Director 3.1 Elect Du Weiwu as Supervisor For For Management 3.2 Elect Tang Xiaojin as Supervisor For For Management 3.3 Elect Yan Lijun as Supervisor For For Management -------------------------------------------------------------------------------- MUYUAN FOODS CO., LTD. Ticker: 002714 Security ID: Y6149B107 Meeting Date: AUG 28, 2019 Meeting Type: Special Record Date: AUG 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Additional Daily Related-party For For Management Transactions -------------------------------------------------------------------------------- MUYUAN FOODS CO., LTD. Ticker: 002714 Security ID: Y6149B107 Meeting Date: NOV 25, 2019 Meeting Type: Special Record Date: NOV 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Approve Draft and Summary of For Against Management Performance Shares Incentive Plan 3 Approve Methods to Assess the For Against Management Performance of Plan Participants 4 Approve Authorization of the Board to For Against Management Handle All Related Matters 5 Approve Provision of Guarantee to For Against Management Controlled Subsidiary 6 Approve Signing of Strategic For For Management Cooperation 7 Approve Authorization of the Board on For For Management Strategic Cooperation 8 Approve Set-up of Joint Venture For For Management Company in Neixiang County 9 Approve Set-up of Joint Venture For For Management Company in Huimin County -------------------------------------------------------------------------------- MUYUAN FOODS CO., LTD. Ticker: 002714 Security ID: Y6149B107 Meeting Date: DEC 26, 2019 Meeting Type: Special Record Date: DEC 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Development of Supply Chain For For Management Accounts Payable Asset Securitization 2 Approve Authorization of the For For Management Management to Handle All Related Matters Regarding Supply Chain Accounts Payable Asset Securitization 3 Approve Related Party Transaction For For Management 4 Approve Signing of Strategic For For Management Cooperation Framework Agreement 5 Approve Authorization of the Board to For For Management Handle All Matters Related to the Cooperation with SDIC Chuangyi Industry Fund Management Co., Ltd. 6 Approve Use of Own Idle Funds to For Against Management Conduct Entrusted Asset Management -------------------------------------------------------------------------------- MUYUAN FOODS CO., LTD. Ticker: 002714 Security ID: Y6149B107 Meeting Date: MAR 09, 2020 Meeting Type: Special Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 3 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 4 Approve Provision of Guarantee For Against Management 5 Elect Su Danglin as Supervisor For For Shareholder -------------------------------------------------------------------------------- MUYUAN FOODS CO., LTD. Ticker: 002714 Security ID: Y6149B107 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Financial Budget For For Management 6 Approve Profit Distribution For For Management 7 Approve Report on the Deposit and For For Management Usage of Raised Funds 8 Approve Application of Bank Credit For For Management Lines 9 Approve Financial Leasing For For Management 10 Approve Provision of Guarantee For Against Management 11 Approve Remuneration of Directors, For For Management Supervisors and Senior Management Members 12 Approve Appointment of Auditor For For Management 13 Approve Loan from Shareholder For For Management 14 Approve Issuance of Overseas Bonds For For Management 15 Approve Authorization on Issuance of For For Management Overseas Bonds 16 Approve Provision of Guarantee to For For Management Overseas Bonds 17 Approve Company's Eligibility for For For Management Renewable Corporate Bond Issuance 18 Approve Issuance of Renewable For For Management Corporate Bond Issuance 19 Approve Authorization of the Board to For For Management Handle All Related Matters on Issuance of Renewable Corporate Bond Issuance 20 Approve to Carry-out Accounts Payable For For Management Asset Backed Business 21 Approve Authorization of the Board to For For Management Handle All Related Matters on Accounts Payable Asset Backed Business 22 Approve Issuance of Medium-term Notes For For Management 23 Approve Authorization of the Board to For For Management Handle All Related Matters on Issuance of Medium-term Notes 24 Approve Issuance of Short-term For For Management Commercial Papers 25 Approve Authorization of the Board to For For Management Handle All Related Matters on Issuance of Short-term Commercial Papers 26 Approve Repurchase and Cancellation of For For Management Performance Shares 27 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- MUYUAN FOODS CO., LTD. Ticker: 002714 Security ID: Y6149B107 Meeting Date: JUN 23, 2020 Meeting Type: Special Record Date: JUN 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Capital Increase in Subsidiary For For Management Using Own Funds 2 Approve Related Party Transaction For For Management 3 Approve Provision of External Loan For For Management Guarantee 4 Approve Company's Eligibility for For For Management Short-term Corporate Bonds 5 Approve Issuance of Short-term For For Management Corporate Bonds 6 Approve Authorization of Management to For For Management Handle Matters on Short-term Corporate Bonds 7 Approve Company's Eligibility for For For Management Corporate Bonds 8 Approve Issuance for Corporate Bonds For For Management 9 Approve Authorization of Management to For For Management Handle Matters on Corporate Bonds 10 Approve Repurchase and Cancellation of For For Management Performance Shares 11 Amend Articles of Association For For Management -------------------------------------------------------------------------------- NARI TECHNOLOGY CO., LTD. Ticker: 600406 Security ID: Y6S99Q112 Meeting Date: NOV 08, 2019 Meeting Type: Special Record Date: NOV 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustment of Raised Fund For For Management Implementation Entity 2 Approve Repurchase and Cancellation of For For Management Performance Shares and Adjustment of Repurchase Price 3 Amend Articles of Association to For For Management Change Registered Capital -------------------------------------------------------------------------------- NARI TECHNOLOGY CO., LTD. Ticker: 600406 Security ID: Y6S99Q112 Meeting Date: DEC 24, 2019 Meeting Type: Special Record Date: DEC 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Additional Daily Related Party For For Management Transactions 2 Approve Use of Short-term Idle Own For For Management Funds to Conduct Entrusted Asset Management -------------------------------------------------------------------------------- NARI TECHNOLOGY CO., LTD. Ticker: 600406 Security ID: Y6S99Q112 Meeting Date: MAY 26, 2020 Meeting Type: Annual Record Date: MAY 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Profit Distribution For For Management 3 Approve Report of the Independent For For Management Directors 4 Approve Report of the Board of For For Management Directors 5 Approve Report of the Board of For For Management Supervisors 6 Approve Annual Report and Summary For For Management 7 Approve Financial Budget Report For For Management 8 Approve Entrusted Loan Application For For Management 9 Approve Daily Related Party For Against Management Transactions 10 Approve Entrusted Loans Application For For Management and Related Party Transactions 11 Approve Appointment of Financial and For Against Management Internal Control Auditor -------------------------------------------------------------------------------- NEW CHINA LIFE INSURANCE CO., LTD. Ticker: 1336 Security ID: Y625A4107 Meeting Date: OCT 18, 2019 Meeting Type: Special Record Date: SEP 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Li Quan as Director For For Shareholder 2 Elect Gao Lizhi as Supervisor For For Shareholder 3 Approve Remuneration of the Executive For For Management Director, Chief Executive Officer and President of the Company 4 Approve Amendments to Measures for the For For Management Administration of the Independent Directors of New China Life Insurance Company Ltd. -------------------------------------------------------------------------------- NEW CHINA LIFE INSURANCE COMPANY LTD. Ticker: 1336 Security ID: Y625A4107 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board For For Management 2 Approve 2019 Report of the Board of For For Management Supervisors 3 Approve 2019 Annual Report and Its For For Management Summary 4 Approve 2019 Annual Financial Report For For Management 5 Approve 2019 Profit Distribution Plan For For Management 6 Approve 2019 Report of Performance of For For Management the Directors 7 Approve 2019 Report of Performance of For For Management the Independent Non-executive Directors 8 Approve Ernst & Young Hua Ming LLP as For For Management Domestic Auditor and Ernst & Young as International Auditor 9 Approve the Proposal on Amendment to For For Management the Administrative Measures on Related Party Transactions 10 Approve the Proposal on Amendment to For For Management the Plan on Authorization to the Board Granted by the General Meeting 11 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 12 Amend Articles of Association For Against Management Regarding Party Committee 13 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 14 Amend Rules of Procedures of the Board For Against Management of Directors Regarding Party Committee 15 Amend Rules and Procedures Regarding For For Management Meetings of Supervisors -------------------------------------------------------------------------------- NEW HOPE LIUHE CO., LTD. Ticker: 000876 Security ID: Y7933V101 Meeting Date: OCT 24, 2019 Meeting Type: Special Record Date: OCT 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Medium-term Notes For For Management 2 Approve Additional Guarantee Provision For For Management -------------------------------------------------------------------------------- NEW HOPE LIUHE CO., LTD. Ticker: 000876 Security ID: Y7933V101 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: APR 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Profit Distribution For For Management 5 Approve Appointment of Financial For For Management Auditor 6 Amend Articles of Association For For Management 7 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 8 Approve Provision of Guarantee for Raw For For Management Material Procurement 9 Approve Financial Guarantee For For Management 10 Approve Related Party Transaction with For For Management Xinwang Financial Leasing (Tianjin) Co. , Ltd. 11 Approve Related Party Transaction with For For Management Xinxiwang (Tianjin) Commercial Factoring Co., Ltd. 12 Approve Issuance of Medium-term Notes For For Management 13 Approve Signing of Daily Related Party For For Management Transaction Agreement 14 Approve Company's Eligibility for For For Management Issuance of Renewable Corporate Bonds 15.1 Approve Issue Size For For Management 15.2 Approve Bond Maturity For For Management 15.3 Approve Bond Interest Rate and Method For For Management of Determination 15.4 Approve Deferred Payment of Interests For For Management 15.5 Approve Mandatory Interest Payment For For Management 15.6 Approve Deferred Interest Restrictions For For Management 15.7 Approve Redemption Option For For Management 15.8 Approve Repayment Order For For Management 15.9 Approve Par Value and Issue Price For For Management 15.10 Approve Issue Manner, Target For For Management Subscribers and Placement Regulation 15.11 Approve Payment of Capital and Interest For For Management 15.12 Approve Use of Proceeds For For Management 15.13 Approve Guarantee Method For For Management 15.14 Approve Underwriting Manner and For For Management Listing Arrangement 15.15 Approve Safeguard Measures of Debts For For Management Repayment 15.16 Approve Resolution Validity Period For For Management 16 Approve Authorization of Board to For For Management Handle All Related Matters Regarding Renewable Corporate Bonds 17 Approve Company's Eligibility for For Against Management Private Placement of Shares 18.1 Approve Share Type and Par Value For Against Management 18.2 Approve Issue Manner and Time For Against Management 18.3 Approve Target Subscribers and For Against Management Subscription Method 18.4 Approve Pricing Reference Date, Issue For Against Management Price and Pricing Basis 18.5 Approve Issue Size For Against Management 18.6 Approve Lock-up Period For Against Management 18.7 Approve Use of Proceeds For Against Management 18.8 Approve Deposit Account of Raised Funds For Against Management 18.9 Approve Distribution Arrangement of For Against Management Cumulative Earnings 18.10 Approve Listing Exchange For Against Management 18.11 Approve Resolution Validity Period For Against Management 19 Approve Plan for Private Placement of For Against Management New Shares 20 Approve Report on the Usage of For Against Management Previously Raised Funds 21 Approve Feasibility Analysis Report on For Against Management the Use of Proceeds 22 Approve Authorization of Board to For Against Management Handle All Related Matters Regarding Private Placement of New Shares 23 Approve Impact of Dilution of Current For Against Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 24 Approve Signing of Shares Subscription For Against Management Agreement 25 Approve Related Party Transactions in For Against Management Connection to Private Placement 26 Approve Authorization of Board to For Against Management Handle All Related Matters Regarding Share Repurchase Plan -------------------------------------------------------------------------------- NINGBO ZHOUSHAN PORT CO., LTD. Ticker: 601018 Security ID: Y6298E100 Meeting Date: FEB 28, 2020 Meeting Type: Special Record Date: FEB 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Issue Time For For Management 2.3 Approve Target Subscribers and For For Management Subscription Method 2.4 Approve Price Reference Date, Issuance For For Management Price and Pricing Method 2.5 Approve Issue Size For For Management 2.6 Approve Lock-up Period For For Management 2.7 Approve Listing Exchange For For Management 2.8 Approve Amount and Usage of Raised For For Management Funds 2.9 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.10 Approve Resolution Validity Period For For Management 3 Approve Plan for Private Placement of For For Management Shares 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Report on the Usage of For For Management Previously Raised Funds 6 Approve Related Party Transactions in For For Management Connection to Private Placement 7 Approve Subscription Agreement and For For Management Related Transactions with Ningbo Zhoushan Port Group Co., Ltd. 8 Approve Subscription Agreement and For For Management Related Transactions with Shanghai International Port (Group) Co., Ltd. 9 Approve Establishment of Special For For Management Account for Proceeds 10 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 11 Approve Undertakings of Remedial For For Management Measures by the Relevant Parties in Relation to the Dilution of Current Returns as a Result of the Private Placement 12 Approve Shareholder Return Plan For For Management 13 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- NINGBO ZHOUSHAN PORT CO., LTD. Ticker: 601018 Security ID: Y6298E100 Meeting Date: APR 10, 2020 Meeting Type: Special Record Date: APR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Introduction to Matters For For Management Relating to Strategic Investors -------------------------------------------------------------------------------- NINGBO ZHOUSHAN PORT CO., LTD. Ticker: 601018 Security ID: Y6298E100 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: JUN 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Remuneration of Directors For For Management 5 Approve Remuneration of Supervisors For For Management 6 Approve Financial Statements For For Management 7 Approve Profit Distribution For For Management 8 Approve Financial Budget Report For For Management 9 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor 10 Approve Daily Related Party For Against Management Transactions 11 Approve Application of Debt Financing For For Management 12 Approve Amendments to Articles of For For Management Association 13 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 14 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 15 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 16.1 Elect Mao Jianhong as Non-Independent For For Shareholder Director 16.2 Elect Gong Liming as Non-Independent For For Shareholder Director 16.3 Elect Jin Xing as Non-Independent For For Shareholder Director 16.4 Elect Jiang Tao as Non-Independent For For Shareholder Director 16.5 Elect Shi Huanting as Non-Independent For For Shareholder Director 16.6 Elect Sheng Yongxiao as For For Shareholder Non-Independent Director 16.7 Elect Zheng Shaoping as For For Shareholder Non-Independent Director 16.8 Elect Chen Zhiang as Non-Independent For For Shareholder Director 17.1 Elect Xu Yongbin as Independent For For Shareholder Director 17.2 Elect Lv Jing as Independent Director For For Shareholder 17.3 Elect Feng Bo as Independent Director For For Shareholder 17.4 Elect Zhao Yongqing as Independent For For Shareholder Director 18.1 Elect Xu Yuanfeng as Supervisor For For Shareholder 18.2 Elect Jin Guoping as Supervisor For For Shareholder 18.3 Elect Pan Xizhong as Supervisor For For Shareholder -------------------------------------------------------------------------------- NINGXIA BAOFENG ENERGY GROUP CO., LTD. Ticker: 600989 Security ID: Y6S057109 Meeting Date: DEC 30, 2019 Meeting Type: Special Record Date: DEC 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Remuneration of Directors and For For Management Allowance of Independent Directors 2 Approve Amendments to Articles of For For Management Association 3 Amend Rules and Procedures Regarding For Against Management General Meetings of Shareholders 4 Amend Management System of Raised Funds For Against Management 5.1 Elect Dang Yanbao as Non-independent For For Management Director 5.2 Elect Liu Yuanguan as Non-independent For For Management Director 5.3 Elect Lu Jun as Non-independent For For Management Director 5.4 Elect Gao Jianjun as Non-independent For For Management Director 5.5 Elect Yong Wu as Non-independent For For Management Director 5.6 Elect Gao Yu as Non-independent For For Management Director 6.1 Elect Liang Longhu as Independent For For Management Director 6.2 Elect Guo Ruiqin as Independent For For Management Director 6.3 Elect Zhao Enhui as Independent For For Management Director 7.1 Elect Xia Yun as Supervisor For For Management 7.2 Elect Liu Huaibao as Supervisor For For Management -------------------------------------------------------------------------------- NINGXIA BAOFENG ENERGY GROUP CO., LTD. Ticker: 600989 Security ID: Y6S057109 Meeting Date: APR 07, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements and For For Management Financial Budget Report 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Appointment of Auditor and For For Management Payment of Remuneration -------------------------------------------------------------------------------- OFFCN EDUCATION TECHNOLOGY CO., LTD. Ticker: 002607 Security ID: Y9717Y103 Meeting Date: JAN 06, 2020 Meeting Type: Special Record Date: DEC 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management 2 Approve Amendments to Articles of For Against Management Association -------------------------------------------------------------------------------- OFFCN EDUCATION TECHNOLOGY CO., LTD. Ticker: 002607 Security ID: Y9717Y103 Meeting Date: MAR 30, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Entrusted Wealth Management For Against Management Business 7 Approve Remuneration of Directors, For For Management Supervisors and Senior Management Members 8 Approve Appointment of Auditor For For Management 9 Approve Comprehensive Credit Line Bank For For Management Application -------------------------------------------------------------------------------- OFFSHORE OIL ENGINEERING CO., LTD. Ticker: 600583 Security ID: Y6440J106 Meeting Date: SEP 04, 2019 Meeting Type: Special Record Date: AUG 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision for Impairment For For Management -------------------------------------------------------------------------------- OFFSHORE OIL ENGINEERING CO., LTD. Ticker: 600583 Security ID: Y6440J106 Meeting Date: JAN 08, 2020 Meeting Type: Special Record Date: JAN 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extension of Guarantee For For Management Provision Plan -------------------------------------------------------------------------------- OFFSHORE OIL ENGINEERING CO., LTD. Ticker: 600583 Security ID: Y6440J106 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Provision for Impairment For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Annual Report and Summary For For Management 7 Approve Appointment of Financial and For For Management Internal Control Auditor 8 Approve Amendments to Articles of For For Management Association 9 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors -------------------------------------------------------------------------------- OFILM GROUP CO., LTD. Ticker: 002456 Security ID: Y7744T105 Meeting Date: JUL 09, 2019 Meeting Type: Special Record Date: JUL 03, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Credit Line Application and For Against Management Its Relevant Guarantee Provision 2 Approve Credit Line Application and For Against Management Its Relevant Guarantee Provision as well as Bill Pool Business -------------------------------------------------------------------------------- OFILM GROUP CO., LTD. Ticker: 002456 Security ID: Y7744T105 Meeting Date: AUG 22, 2019 Meeting Type: Special Record Date: AUG 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Pledging of Wholly-Owned For For Management Subsidiary's Equity 2 Approve Bank Credit Line and Guarantees For For Management 3 Approve Foreign Exchange Derivatives For For Management Trading 4 Approve Repurchase Cancellation of For For Management Performance Shares 5 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- OFILM GROUP CO., LTD. Ticker: 002456 Security ID: Y7744T105 Meeting Date: SEP 30, 2019 Meeting Type: Special Record Date: SEP 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee to For For Management Wholly-owned Subsidiary 2 Approve Bank Credit Line and Guarantee For Against Management Matters -------------------------------------------------------------------------------- OFILM GROUP CO., LTD. Ticker: 002456 Security ID: Y7744T105 Meeting Date: OCT 16, 2019 Meeting Type: Special Record Date: OCT 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision For For Management -------------------------------------------------------------------------------- OFILM GROUP CO., LTD. Ticker: 002456 Security ID: Y7744T105 Meeting Date: OCT 31, 2019 Meeting Type: Special Record Date: OCT 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Bank Credit Line and Guarantee For Against Management Provision -------------------------------------------------------------------------------- OFILM GROUP CO., LTD. Ticker: 002456 Security ID: Y7744T105 Meeting Date: NOV 11, 2019 Meeting Type: Special Record Date: NOV 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management 2 Amend Articles of Association For For Shareholder -------------------------------------------------------------------------------- OFILM GROUP CO., LTD. Ticker: 002456 Security ID: Y7744T105 Meeting Date: DEC 05, 2019 Meeting Type: Special Record Date: NOV 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Equity Disposal and Related For For Management Party Transactions 2 Approve Bank Credit Line and Guarantee For For Management -------------------------------------------------------------------------------- OFILM GROUP CO., LTD. Ticker: 002456 Security ID: Y7744T105 Meeting Date: JAN 06, 2020 Meeting Type: Special Record Date: DEC 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Li Shuiping as Non-Independent For Against Shareholder Director 2 Approve Bank Credit and Guarantee For Against Management Matters 3 Approve Amendments to Articles of For Against Management Association -------------------------------------------------------------------------------- OFILM GROUP CO., LTD. Ticker: 002456 Security ID: Y7744T105 Meeting Date: MAR 13, 2020 Meeting Type: Special Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction For For Management 2 Approve Bank Credit Line and Guarantee For Against Management Matters -------------------------------------------------------------------------------- OPPEIN HOME GROUP, INC. Ticker: 603833 Security ID: Y6440T104 Meeting Date: SEP 27, 2019 Meeting Type: Special Record Date: SEP 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allowance of Independent For For Management Directors 2 Approve Formulation of Remuneration For For Management and Performance Appraisal Management Method of Directors and Senior Management Members 3 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 4 Approve Adjustment of Use of Own Funds For Against Management for Entrusted Financial Management 5.1 Elect Yao Liangsong as Non-Independent For For Management Director 5.2 Elect Tan Qinxing as Non-Independent For For Management Director 5.3 Elect Yao Liangbo as Non-Independent For For Management Director 6.1 Elect Qin Shuo as Independent Director For For Management 6.2 Elect Chu Xiaoping as Independent For For Management Director 6.3 Elect Jiang Qi as Independent Director For For Management 7.1 Elect Zhong Huawen as Supervisor For For Management 7.2 Elect Xie Hang as Supervisor For For Management -------------------------------------------------------------------------------- OPPEIN HOME GROUP, INC. Ticker: 603833 Security ID: Y6440T104 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: MAY 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Financial Budget Report For Against Management 6 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 7 Approve Termination of IPO Fundraising For For Management Project and Use Remaining Raised Funds to Replenish Working Capital 8 Approve Comprehensive Credit Line Bank For For Management Application 9 Approve External Guarantee For Against Management 10.1 Approve Remuneration of Yao Liangsong For For Management 10.2 Approve Remuneration of Tan Qinxing For For Management 10.3 Approve Remuneration of Yao Liangbai For For Management 11 Approve Appointment of Auditor For For Management -------------------------------------------------------------------------------- ORIENT SECURITIES CO., LTD. Ticker: 3958 Security ID: Y6S79P100 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of Supervisory For For Management Committee 3 Approve 2019 Final Accounts Report For For Management 4 Approve 2019 Profit Distribution For For Management Proposal 5 Approve 2019 Annual Report For For Management 6 Approve 2020 Company Proprietary For For Management Business Scale 7.1 Approve Issue Size of the Debt For For Management Financing Instruments 7.2 Approve Issue Type of the Debt For For Management Financing Instruments 7.3 Approve Issue Term of the Debt For For Management Financing Instruments 7.4 Approve Interest Rate and Basis of For For Management Determination of the Debt Financing Instruments 7.5 Approve Issue Method and Issue Target For For Management 7.6 Approve Use of Proceeds For For Management 7.07 Approve Authorization Matters For For Management 7.08 Approve Validity Period of Resolution For For Management 8 Approve Conduction of Asset-Backed For For Management Securitization Business with the Company's Credit Assets from Its Financing Businesses 9.1 Approve Routine Related-Party For For Management Transactions with Shenergy (Group) Company Limited and Its Related Companies 9.2 Approve Routine Related-Party For For Management Transactions with Other Related Parties 10 Approve 2020 Provision of Guarantees For For Management 11 Approve 2020 Appointment of Auditors For For Management 12 Amend Articles of Association For For Management 13 Elect Zhou Donghui as Director For For Management 14 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights for Additional A and/or H Shares 15 Approve Shareholder Return Plan For For Management -------------------------------------------------------------------------------- ORIENTAL PEARL MEDIA CO. LTD. Ticker: 600637 Security ID: Y0875J103 Meeting Date: NOV 22, 2019 Meeting Type: Special Record Date: NOV 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Signing of Audio-visual For For Management Content Authorized Operation Agreement 2 Approve Repurchase and Cancellation of For For Management Performance Shares Which Have Been Granted But Not Yet Unlocked -------------------------------------------------------------------------------- ORIENTAL PEARL MEDIA CO. LTD. Ticker: 600637 Security ID: Y0875J103 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: JUN 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 6 Approve Financial Budget Report For Against Management 7 Approve Related Party Transaction For For Management 8 Approve to Appoint Auditors and to Fix For For Management Their Remuneration 9 Approve Use of Funds for Cash For Against Management Management 10 Approve External Guarantee Plan For For Management 11 Approve Financial Services Agreement For Against Management -------------------------------------------------------------------------------- PANGANG GROUP VANADIUM TITANIUM & RESOURCES CO., LTD. Ticker: 000629 Security ID: Y67251101 Meeting Date: JUL 18, 2019 Meeting Type: Special Record Date: JUL 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Duan Xiangdong as For For Shareholder Non-Independent Director 1.2 Elect Zhang Zhijie as Non-Independent For For Shareholder Director 1.3 Elect Li Zhongwu as Non-Independent For For Shareholder Director 1.4 Elect Chen Yong as Non-Independent For For Shareholder Director 1.5 Elect Zhang Jingfan as Non-Independent For For Shareholder Director 1.6 Elect Yang Xiuliang as Non-Independent For For Shareholder Director 2.1 Elect Zhang Qiang as Independent For For Management Director 2.2 Elect Yan Hong as Independent Director For For Management 2.3 Elect Mi Tuo as Independent Director For For Management 3.1 Elect Shen Zhangchun as Supervisor For For Shareholder 3.2 Elect Xiao Mingxiong as Supervisor For For Shareholder 3.3 Elect Li Shunjian as Supervisor For For Shareholder 4 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- PANGANG GROUP VANADIUM TITANIUM & RESOURCES CO., LTD. Ticker: 000629 Security ID: Y67251101 Meeting Date: DEC 13, 2019 Meeting Type: Special Record Date: DEC 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Fulfillment of Horizontal For For Management Competition of Controlling Shareholder and Ultimate Controlling Shareholder 2 Approve Company's Eligibility for For For Management Major Assets Restructuring 3 Approve Major Asset Acquisition For For Management Constitutes as Related Party Transaction 4.1 Approve Transaction Parties For For Management 4.2 Approve Target Assets For For Management 4.3 Approve Pricing Basis and Transaction For For Management Price 4.4 Approve Transaction Payment Arrangement For For Management 4.5 Approve Profit and Loss Arrangement For For Management 4.6 Approve Contractual Obligations and For For Management Liability for Breach of the Transfer of the Underlying Asset Ownership 4.7 Approve Arrangement of Employees For For Management 4.8 Approve Performance Commitment and For For Management Compensation, Incentive Arrangements 4.9 Approve Resolution Validity Period For For Management 5 Approve Proposal on Financial Report For For Management and Assets Evaluation Report on the Purchase of Major Assets 6 Approve Independence of Appraiser, the For For Management Validity of Hypothesis, the Relevance of Valuation Purpose and Approach as Well as the Fairness of Pricing 7 Approve Signing of Conditions for For For Management Significant Asset Purchase Agreement and Profit Prediction Compensation Agreement 8 Approve Purchase of Major Assets and For For Management Related Transactions of Draft and its Summary 9 Approve Transaction Complies with For For Management Article IV of Provisions on Several Issues Regulating the Major Asset Restructuring of Listed Companies 10 Approve Transaction Does Not For For Management Constitute as Reorganization as Stipulated in Article 13 of the Measures for the Administration of Major Assets Restructuring of Listed Companies 11 Approve Completeness and Compliance of For For Management Implementation of Legal Proceedings of the Transactions and Validity of the Submitted Legal Documents Regarding this Transaction 12 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 13 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- PANGANG GROUP VANADIUM TITANIUM & RESOURCES CO., LTD. Ticker: 000629 Security ID: Y67251101 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAY 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Financial Budget For For Management 5 Approve Allocation of Income and For For Management Dividends 6 Approve Annual Report and Summary For For Management 7 Approve Investment Plan Draft For For Management 8 Approve to Appoint Auditor For For Management 9 Approve Allowance of Independent For For Management Directors 10 Elect Chen Liexi as Supervisor For For Shareholder 11.1 Elect Xie Junyong as Non-independent For For Shareholder Director 11.2 Elect Shen Changchun as For For Shareholder Non-independent Director -------------------------------------------------------------------------------- PEOPLE'S INSURANCE CO. (GROUP) OF CHINA LIMITED Ticker: 1339 Security ID: Y6800A117 Meeting Date: JAN 06, 2020 Meeting Type: Special Record Date: DEC 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve the Remuneration Scheme for For For Management Directors and Supervisors 2 Elect Huang Liangbo as Supervisor For For Management -------------------------------------------------------------------------------- PERFECT WORLD CO., LTD. Ticker: 002624 Security ID: Y988BN106 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: MAY 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 6 Approve Appointment of Auditor For For Management 7 Approve Use of Funds for Entrusted For Against Management Asset Management 8 Approve Daily Related-Party For For Management Transactions 9 Approve Guarantee Provision For For Management 10 Amend Articles of Association For For Management 11 Approve Authorization of Board to For For Management Handle All Related Matters Regarding Amending Articles of Association 12.1 Elect Feng Zhiming as Supervisor For For Shareholder 12.2 Elect Zhang Dan as Supervisor For For Management -------------------------------------------------------------------------------- PETROCHINA COMPANY LIMITED Ticker: 857 Security ID: Y6883Q138 Meeting Date: MAR 25, 2020 Meeting Type: Special Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Dai Houliang as Director For For Shareholder 1.2 Elect Lv Bo as Director For For Shareholder 1.3 Elect Li Fanrong as Director For For Shareholder -------------------------------------------------------------------------------- PETROCHINA COMPANY LIMITED Ticker: 857 Security ID: Y6883Q138 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: JUN 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Supervisory For For Management Committee 3 Approve 2019 Financial Report For For Management 4 Approve Final Dividend For For Management 5 Authorize Board to Determine the For For Management Distribution of Interim Dividends 6 Approve KPMG Huazhen as Domestic For Against Management Auditors and KPMG as International Auditors and Authorize Board to Fix Their Remuneration 7 Approve the Guarantees to be Provided For Against Management to the Subsidiaries and Affiliated Companies of the Company and Relevant Authorization to the Board 8 Approve Unconditionally Grant a For For Management General Mandate to the Board to Determine and Deal with the Issue of Debt Financing Instruments 9 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights for Domestic Shares and H shares 10 Approve Amendments to the Business For For Shareholder Scope and Amendments to the Articles of Association 11.1 Elect Liu Yuezhen as Director For Abstain Management 11.2 Elect Duan Liangwei as Director For For Management 12.1 Elect Elsie Leung Oi-sie as Director For Against Management 12.2 Elect Tokuchi Tatsuhito as Director For For Management 12.3 Elect Simon Henry as Director For For Management 12.4 Elect Cai Jinyong as Director For For Management 12.5 Elect Jiang, Simon X. as Director For For Management 13.1 Elect Xu Wenrong as Supervisor For For Shareholder 13.2 Elect Zhang Fengshan as Supervisor For For Shareholder 13.3 Elect Jiang Lifu as Supervisor For For Shareholder 13.4 Elect Lu Yaozhong as Supervisor For For Shareholder 13.5 Elect Wang Liang as Supervisor For For Shareholder -------------------------------------------------------------------------------- PING AN BANK CO., LTD. Ticker: 000001 Security ID: Y6896T103 Meeting Date: NOV 07, 2019 Meeting Type: Special Record Date: OCT 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board of Directors For For Management 2.1 Elect Xie Yonglin as Non-Executive For For Management Director 2.2 Elect Chen Xinying as Non-Executive For For Management Director 2.3 Elect Yao Bo as Non-Executive Director For For Management 2.4 Elect Ye Sulan as Non-Executive For For Management Director 2.5 Elect Cai Fangfang as Non-Executive For For Management Director 2.6 Elect Guo Jian as Non-Executive For For Management Director 3.1 Elect Hu Yuefei as Executive Director For For Management 3.2 Elect Yang Zhiqun as Executive Director For For Management 3.3 Elect Guo Shibang as Executive Director For For Management 3.4 Elect Xiang Youzhi as Executive For For Management Director 4.1 Elect Guo Tianyong as Independent For For Management Director 4.2 Elect Yang Rusheng as Independent For For Management Director 4.3 Elect Yang Jun as Independent Director For For Management 4.4 Elect Li Jiashi as Independent Director For For Management 4.5 Elect Ai Chunrong as Independent For For Management Director 4.6 Elect Cai Hongbin as Independent For For Management Director 5 Approve Issuance of Financial Bonds For For Management -------------------------------------------------------------------------------- PING AN BANK CO., LTD. Ticker: 000001 Security ID: Y6896T103 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAY 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements and For For Management Financial Budget Report 5 Approve Profit Distribution For For Management 6 Approve Related Party Transactions and For For Management Implementation of Related Party Transaction Management System 7 Approve to Appoint Auditor For For Management 8 Approve Composition of Board of the For For Management Supervisory Committee 9 Elect Che Guobao as Supervisor For For Management 10.1 Elect Wang Chunhan as Supervisor For For Management 10.2 Elect Wang Songqi as Supervisor For For Management 10.3 Elect Han Xiaojing as Supervisor For For Management -------------------------------------------------------------------------------- PING AN INSURANCE (GROUP) CO. OF CHINA LTD. Ticker: 2318 Security ID: Y69790114 Meeting Date: DEC 10, 2019 Meeting Type: Special Record Date: NOV 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.01 Elect Xie Yonglin as Director For For Management 1.02 Elect Tan Sin Yin as Director For For Management 2 Amend Articles of Association For For Management -------------------------------------------------------------------------------- PING AN INSURANCE (GROUP) CO. OF CHINA LTD. Ticker: 2318 Security ID: Y69790114 Meeting Date: APR 09, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Supervisory For For Management Committee 3 Approve 2019 Annual Report and Its For For Management Summary 4 Approve 2019 Financial Statements and For For Management Statutory Reports 5 Approve 2019 Profit Distribution Plan For For Management and Distribution of Final Dividends 6 Approve PricewaterhouseCoopers Zhong For Against Management Tian LLP as PRC Auditor and PricewaterhouseCoopers as International Auditor and Authorize Board to Fix Their Remuneration 7 Approve 2019 Performance Evaluation of For For Management Independent Non-Executive Directors 8 Approve Issuance of Debt Financing For For Management Instruments 9 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights for H Shares 10 Amend Articles of Association For For Management 11 Elect Lu Min as Director For For Shareholder -------------------------------------------------------------------------------- POLY DEVELOPMENTS & HOLDINGS GROUP CO., LTD. Ticker: 600048 Security ID: Y7000Q100 Meeting Date: OCT 31, 2019 Meeting Type: Special Record Date: OCT 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transactions For Against Management with Poly Finance Co., Ltd. 2.1 Elect Song Guangju as Non-Independent For For Shareholder Director 2.2 Elect Zhang Zhengao as Non-Independent For For Shareholder Director 2.3 Elect Fu Junyuan as Non-Independent For For Shareholder Director 2.4 Elect Zhang Wanshun as Non-Independent For For Shareholder Director 2.5 Elect Liu Ping as Non-Independent For For Shareholder Director 2.6 Elect Xing Yi as Non-Independent For For Shareholder Director 3.1 Elect Zhu Zhengfu as Independent For For Management Director 3.2 Elect Li Fei as Independent Director For For Management 3.3 Elect Dai Deming as Independent For For Management Director 4.1 Elect Fu Jun as Supervisor For For Shareholder 4.2 Elect Liu Juncai as Supervisor For For Shareholder -------------------------------------------------------------------------------- POLY DEVELOPMENTS & HOLDINGS GROUP CO., LTD. Ticker: 600048 Security ID: Y7000Q100 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: APR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Investment Plan For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Annual Report and Summary For For Management 7 Approve Appointment of Auditor For Against Management 8 Approve External Guarantees For Against Management 9 Approve Loan Application and Guarantees For For Management 10 Approve Related Party Transactions For Against Management 11 Approve Issuance of Medium-term Notes For For Management 12 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members -------------------------------------------------------------------------------- POWER CONSTRUCTION CORPORATION OF CHINA, LTD. Ticker: 601669 Security ID: Y7999Z103 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAY 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Preferred Stock Dividend For For Management Distribution Plan 7 Approve Redemption of Preferred Stock For For Management 8 Approve Financial Budget Report For For Management 9 Approve Investment Plan For For Management 10 Approve Guarantee Plan For Against Management 11 Approve Financial Plan For Against Management 12 Approve 2020 Daily Related Party For Against Management Transactions Plan and Signing of Daily Related Party Transactions Agreement 13 Approve Appointment of Auditor and For For Management Internal Control Auditor 14 Approve Issuance of Asset For For Management Securitization and Related Credit Increase Matters 15 Approve Authorization on Issuance of For Against Management Debt Financing Instruments 16 Approve Remuneration of Directors For Against Management 17 Approve Remuneration of Supervisors For Against Management 18 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 19 Elect Ding Yanzhang as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- QINGDAO RURAL COMMERCIAL BANK CORP. Ticker: 002958 Security ID: Y7S663102 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAY 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements and For For Management Financial Budget Report 4 Approve Profit Distribution For For Management 5.1 Approve Related Party Transaction with For For Management Qingdao International Airport Group Co. , Ltd. and its Affiliates 5.2 Approve Related Party Transaction with For For Management Qingdao Guoxin Development (Group) Co. , Ltd. and its Affiliates 5.3 Approve Related Party Transaction with For For Management Ballon International Group Limited and its Affiliates 5.4 Approve Related Party Transaction with For For Management Rizhao Steel Holding Group Co., Ltd. and its Affiliates 5.5 Approve Related Party Transaction with For For Management Qingdao Jifa Group Co., Ltd. and its Affiliates 5.6 Approve Related Party Transaction with For For Management Qingdao Global Wealth Center Development and Construction Co., Ltd. and its Affiliates 5.7 Approve Related Party Transaction with For For Management Qingdao Yunhao Real Estate Co., Ltd. and its Affiliates 5.8 Approve Related Party Transaction with For For Management Qingdao Jieneng Steam Turbine Group Co. , Ltd. and its Affiliates 5.9 Approve Related Party Transaction with For For Management Qingdao Haichuang Development Construction Investment Co., Ltd. 5.10 Approve Related Party Transaction with For For Management Yantai Rural Commercial Bank Co., Ltd. 5.11 Approve Related Party Transaction with For For Management Bank of Suzhou Co., Ltd. 5.12 Approve Related Party Transaction with For For Management Weihai City Commercial Bank Co., Ltd. 5.13 Approve Related Party Transaction with For For Management Jinan Rural Commercial Bank Co., Ltd. 5.14 Approve Related Party Transaction with For For Management Weifang Rural Commercial Bank Co., Ltd. 5.15 Approve Related Party Transaction with For For Management Rizhao Lanhai Village Bank Co., Ltd. 5.16 Approve Related Party Transaction with For For Management Shenzhen Luohu Blue Ocean Village Bank Co., Ltd. 5.17 Approve Related Party Transaction with For For Management Pingyin Blue Ocean Community Bank Co., Ltd. 5.18 Approve Related Party Transaction with For For Management Yiyang Blue Ocean Community Bank Co., Ltd. 5.19 Approve Related Party Transaction with For For Management Shandong Yinan Blue Ocean Rural Bank Co., Ltd. 5.20 Approve Related Party Transaction with For For Management Dexing Blue Ocean Community Bank Co., Ltd. 5.21 Approve Related Party Transaction with For For Management Shandong Jinxiang Blue Ocean Community Bank Co., Ltd. 6 Approve to Appoint Auditor For For Management 7 Approve Extension of Resolution For For Management Validity Period and Authorization Period of Convertible Bonds Issuance 8 Approve Issuance of Capital Bonds and For For Management Special Authorization within the Limits 9 Approve Issuance of Non-Capital For For Management Financial Bonds and Transfer Authorization to Management 10 Approve Report on the Usage of For For Management Previously Raised Funds 11 Elect Wang Shaofei as Independent For For Management Director 12 Elect An Jie as Supervisor For For Management -------------------------------------------------------------------------------- RED STAR MACALLINE GROUP CO., LTD. Ticker: 1528 Security ID: Y7S99R118 Meeting Date: OCT 16, 2019 Meeting Type: Special Record Date: SEP 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2.1 Elect Jing Jie as Director For For Shareholder 2.2 Elect Xu Hong as Director For For Shareholder -------------------------------------------------------------------------------- RED STAR MACALLINE GROUP CO., LTD. Ticker: 1528 Security ID: Y7S99R118 Meeting Date: DEC 27, 2019 Meeting Type: Special Record Date: NOV 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Shareholder 2 Amend Rules and Procedures Regarding For For Shareholder General Meetings of Shareholders 3.1 Elect Che Jianxing as Director For For Shareholder 3.2 Elect Che Jianfang as Director For For Shareholder 3.3 Elect Chen Shuhong as Director For For Shareholder 3.4 Elect Xu Guofeng as Director For For Shareholder 3.5 Elect Jiang Xiaozhong as Director For For Shareholder 3.6 Elect Guo Binghe as Director For For Shareholder 3.7 Elect Xu Hong as Director For For Shareholder 3.8 Elect Jing Jie as Director For For Shareholder 4.1 Elect Lee, Kwan Hung Eddie as Director For Against Shareholder 4.2 Elect Qian Shizheng as Director For Against Shareholder 4.3 Elect Wang Xiao as Director For For Shareholder 4.4 Elect Zhao Chongyi as Director For For Shareholder 5.1 Elect Chen Gang as Supervisor For For Shareholder 5.2 Elect Zheng Hongtao as Supervisor For For Shareholder -------------------------------------------------------------------------------- RED STAR MACALLINE GROUP CORPORATION LTD. Ticker: 1528 Security ID: Y7S99R118 Meeting Date: APR 21, 2020 Meeting Type: Special Record Date: APR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2020 Share Option Incentive For Against Management Scheme of Red Star Macalline Group Corporation Ltd. (Draft) and Its Summary 2 Approve Assessment Measures in Respect For Against Management of the the Implementation of the 2020 Share Option Incentive Scheme 3 Authorize Board to Deal with All For Against Management Matters in Relation to the 2020 Share Option Incentive Scheme 4 Approve Grant of Options and Issuance For Against Management of Shares Under the 2020 Share Option Incentive Scheme -------------------------------------------------------------------------------- RED STAR MACALLINE GROUP CORPORATION LTD. Ticker: 1528 Security ID: Y7S99R118 Meeting Date: APR 21, 2020 Meeting Type: Special Record Date: APR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2020 Share Option Incentive For Against Management Scheme of Red Star Macalline Group Corporation Ltd. (Draft) and Its Summary 2 Approve Assessment Measures in Respect For Against Management of the Implementation of the 2020 Share Option Incentive Scheme 3 Authorize Board to Deal with All For Against Management Matters in Relation to the 2020 Share Option Incentive Scheme 4 Approve Grant of Options and Issuance For Against Management of Shares Under 2020 the Share Option Incentive Scheme -------------------------------------------------------------------------------- RED STAR MACALLINE GROUP CORPORATION LTD. Ticker: 1528 Security ID: Y7S99R118 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: JUN 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Work Report of the Board For For Management of Directors 2 Approve 2019 Work Report of the For For Management Supervisory Committee 3 Approve 2019 Final Account Report For For Management 4 Approve 2020 Financial Budget Report For For Management 5 Approve 2019 Annual Report and Annual For For Management Results 6 Approve 2019 Profit Distribution Plan For For Management 7 Approve Remuneration of Directors For For Management 8 Approve Remuneration of Supervisors For For Management 9 Approve Ernst & Young Hua Ming LLP as For For Management External Auditor and BDO China Shu Lun Pan Certified Public Accountants LLP as Internal Control Consultant and Authorize Board to Fix Their Remuneration 10 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors, Senior Management and the Company 11 Approve 2020 Non-Public Issuance of A For For Shareholder Shares of the Company 12.1 Approve Issue Type and Par Value For For Shareholder 12.2 Approve Issue Manner and Issue Time For For Shareholder 12.3 Approve Pricing Reference Date, Issue For For Shareholder Price and Pricing Basis 12.4 Approve Amount of Proceeds For For Shareholder 12.5 Approve Target Subscribers and For For Shareholder Subscription Method 12.6 Approve Issue Size For For Shareholder 12.7 Approve Lock-up Period For For Shareholder 12.8 Approve Distribution Arrangement of For For Shareholder Undistributed Earnings 12.9 Approve Listing Exchange For For Shareholder 12.10 Approve Use of Proceeds For For Shareholder 12.11 Approve Resolution Validity Period For For Shareholder 13 Approve Private Placement of Shares For For Shareholder 14 Approve Feasibility Analysis Report on For For Shareholder the Use of Proceeds from the Non-Public Issuance of A Shares of the Company 15 Approve Report on the Use of Proceeds For For Shareholder Previously Raised 16 Approve Impact of Dilution of Current For For Shareholder Returns on Major Financial Indicators and the Relevant Measures to be Taken 17 Approve Shareholder's Return Plan of For For Shareholder the Company for the Next Three Years (from 2020 to 2022) 18 Approve Authorization to the Board to For For Shareholder Deal with Relevant Matters in Relation to the 2020 Non-Public Issuance of A Shares of the Company with Full Discretion -------------------------------------------------------------------------------- RED STAR MACALLINE GROUP CORPORATION LTD. Ticker: 1528 Security ID: Y7S99R118 Meeting Date: JUN 18, 2020 Meeting Type: Special Record Date: JUN 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Profit Distribution Plan For For Management 2.1 Approve Issue Type and Par Value For For Shareholder 2.2 Approve Issue Manner and Issue Time For For Shareholder 2.3 Approve Pricing Reference Date, Issue For For Shareholder Price and Pricing Basis 2.4 Approve Amount of Proceeds For For Shareholder 2.5 Approve Target Subscribers and For For Shareholder Subscription Method 2.6 Approve Issue Size For For Shareholder 2.7 Approve Lock-up Period For For Shareholder 2.8 Approve Distribution Arrangement of For For Shareholder Undistributed Earnings 2.9 Approve Listing Exchange For For Shareholder 2.10 Approve Use of Proceeds For For Shareholder 2.11 Approve Resolution Validity Period For For Shareholder 3 Approve Private Placement of Shares For For Shareholder 4 Approve Feasibility Analysis Report on For For Shareholder the Use of Proceeds from the Non-Public Issuance of A Shares of the Company 5 Approve Report on the Use of Proceeds For For Shareholder Previously Raised 6 Approve Impact of Dilution of Current For For Shareholder Returns on Major Financial Indicators and the Relevant Measures to be Taken 7 Approve Shareholder's Return Plan of For For Shareholder the Company for the Next Three Years (from 2020 to 2022) 8 Approve Authorization to the Board to For For Shareholder Deal with Relevant Matters in Relation to the 2020 Non-Public Issuance of A Shares of the Company with Full Discretion -------------------------------------------------------------------------------- RISESUN REAL ESTATE DEVELOPMENT CO., LTD. Ticker: 002146 Security ID: Y7286J101 Meeting Date: JUL 29, 2019 Meeting Type: Special Record Date: JUL 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision For For Management 2 Approve Extension of Validity Period For For Management for the Resolution on Private Placement of Shares 3 Approve Authorization of Board to For For Management Handle All Matters Related to the Extension of Validity Period for the Resolution on Private Placement of Shares -------------------------------------------------------------------------------- RISESUN REAL ESTATE DEVELOPMENT CO., LTD. Ticker: 002146 Security ID: Y7286J101 Meeting Date: SEP 18, 2019 Meeting Type: Special Record Date: SEP 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management 2 Approve Provision of Differential For For Management Compensation for the Borrowing of Labor Companies Under the Company's Real Estate Projects -------------------------------------------------------------------------------- RISESUN REAL ESTATE DEVELOPMENT CO., LTD. Ticker: 002146 Security ID: Y7286J101 Meeting Date: NOV 25, 2019 Meeting Type: Special Record Date: NOV 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee for For For Management Haimen Shenghong New Real Estate Development Co., Ltd. 2 Approve Provision of Guarantee for For For Management Shaoxing Chenyue Real Estate Co., Ltd. -------------------------------------------------------------------------------- RISESUN REAL ESTATE DEVELOPMENT CO., LTD. Ticker: 002146 Security ID: Y7286J101 Meeting Date: JAN 14, 2020 Meeting Type: Special Record Date: JAN 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee for For For Management Non-public Issuance of Corporate Bonds 2 Approve Authorization for 2020 For For Management Expected Guarantees of Subsidiaries and Associated Companies 3 Approve 2020 Related Party Transaction For For Management -------------------------------------------------------------------------------- RISESUN REAL ESTATE DEVELOPMENT CO., LTD. Ticker: 002146 Security ID: Y7286J101 Meeting Date: APR 03, 2020 Meeting Type: Special Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Issue Scale For For Management 1.2 Approve Issue Type and Period For For Management 1.3 Approve Bond Interest Rate and Payment For For Management Method 1.4 Approve Usage of Raised Funds For For Management 1.5 Approve Issue Manner and Target Parties For For Management 1.6 Approve Guarantee Arrangement For For Management 1.7 Approve Placement Arrangement to For For Management Shareholders 1.8 Approve Listing Transfer Method For For Management 1.9 Approve Safeguard Measures of Debts For For Management Repayment 1.10 Approve Resolution Validity Period For For Management 2 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- RISESUN REAL ESTATE DEVELOPMENT CO., LTD. Ticker: 002146 Security ID: Y7286J101 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements and Audit For For Management Report 5 Approve Financial Statements For For Management 6 Approve Allocation of Income and For For Management Dividends 7 Approve Financial Budget Report For For Management 8 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor 9 Approve Provision of Guarantee for For For Shareholder Chengdu Tianhe Real Estate Development Co., Ltd. 10 Approve Provision of Guarantee for For For Shareholder Rongsheng Xingcheng (Tangshan) Yuanqu Construction Development Co., Ltd. 11 Approve Company's Overseas Listing in For For Shareholder Compliance with the Notice Governing Overseas Listing of Enterprises Subordinate to Companies Listed in China 12 Approve Scheme for the Above Company's For For Shareholder Oversea Listing 13 Approve Commitment of Upholding the For For Shareholder Independent Listing Status 14 Approve Statement on and Prospect of For For Shareholder the Continuing Profitability 15 Approve Authorization of the Board to For For Shareholder Handle All Related Matters Regarding Scheme for the Above Company's Oversea Listing 16 Approve Full Circulation Application For For Shareholder -------------------------------------------------------------------------------- RISESUN REAL ESTATE DEVELOPMENT CO., LTD. Ticker: 002146 Security ID: Y7286J101 Meeting Date: JUN 05, 2020 Meeting Type: Special Record Date: MAY 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Establishment of Asset-backed For For Management Notes 2 Approve Provision of Supplemental For For Management Credit for Asset-backed Notes 3 Approve Authorization of Board to For For Management Handle All Related Matters Regarding Asset-backed Notes 4 Approve Issuance of Debt Financing For For Management Instruments 5 Approve Authorization of Board to For For Management Handle All Related Matters Regarding Issuance of Debt Financing Instruments 6 Approve Provision of Repurchase For For Management Obligation Commitment -------------------------------------------------------------------------------- RONGSHENG PETROCHEMICAL CO., LTD. Ticker: 002493 Security ID: Y7324B102 Meeting Date: JUL 15, 2019 Meeting Type: Special Record Date: JUL 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustment to Resolution For For Management Validity Period of Private Placement 2 Approve Share Issuance via Private For For Management Placement (Revised Draft) -------------------------------------------------------------------------------- RONGSHENG PETROCHEMICAL CO., LTD. Ticker: 002493 Security ID: Y7324B102 Meeting Date: AUG 26, 2019 Meeting Type: Special Record Date: AUG 21, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Additional Daily Related-party For For Management Transactions -------------------------------------------------------------------------------- RONGSHENG PETROCHEMICAL CO., LTD. Ticker: 002493 Security ID: Y7324B102 Meeting Date: OCT 08, 2019 Meeting Type: Special Record Date: SEP 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction in For For Management Connection to External Guarantee Provision -------------------------------------------------------------------------------- RONGSHENG PETROCHEMICAL CO., LTD. Ticker: 002493 Security ID: Y7324B102 Meeting Date: JAN 16, 2020 Meeting Type: Special Record Date: JAN 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Mutual Guarantee For For Management -------------------------------------------------------------------------------- RONGSHENG PETROCHEMICAL CO., LTD. Ticker: 002493 Security ID: Y7324B102 Meeting Date: MAR 13, 2020 Meeting Type: Special Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Target Parties For For Management 1.2 Approve Issue Price For For Management 1.3 Approve Lock-up Period For For Management 2 Approve Plan on Private Placement of For For Management Shares 3 Approve Adjustment on Authorization of For For Management the Board on Private Placement 4 Approve Adjustment on Resolution For For Management Validity Period on Private Placement 5 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken -------------------------------------------------------------------------------- RONGSHENG PETROCHEMICAL CO., LTD. Ticker: 002493 Security ID: Y7324B102 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Profit Distribution For For Management 4 Approve Financial Statements For For Management 5 Approve Appointment of Auditor For For Management 6 Approve Annual Report and Summary For For Management 7.1 Approve Signing of Purchase and Sale For For Management Contract with Ningbo Hengyi Trading Co. , Ltd. 7.2 Approve Signing of Purchase Contract For For Management with Zhejiang Rongsheng Holding Group Co., Ltd. 7.3 Approve Signing of Purchase and Sale For For Management Contract with Zhejiang Yisheng Petrochemical Co., Ltd. 7.4 Approve Signing of Purchase and Sale For For Management Contract with Hainan Yisheng Petrochemical Co., Ltd. 7.5 Approve Signing of Purchase and Sale For For Management Contract with Zhejiang Refined Oil Trading Co., Ltd. 7.6 Approve Signing of Housing and Parking For For Management Contract with Daishan Chenyu Real Estate Co., Ltd. 7.7 Approve Signing of Cargo For For Management Transportation Contract with Zhejiang Rongtong Logistics Co., Ltd. 7.8 Approve Signing of Purchase Contract For For Management with Suzhou Shenghui Equipment Co., Ltd. 7.9 Approve Handling of Deposits, Credits For For Management and Settlements in Zhejiang Xiaoshan Rural Commercial Bank Co., Ltd. 7.10 Approve Loan from Controlling For For Management Shareholder 8 Approve Provision of Guarantee and For For Management Related Party Transactions 9 Approve Futures Hedging Business For For Management 10 Approve Foreign Exchange Derivatives For For Management Trading Business 11 Approve Report on the Usage of For For Management Previously Raised Funds -------------------------------------------------------------------------------- S.F. HOLDING CO., LTD. Ticker: 002352 Security ID: Y7T80Y105 Meeting Date: DEC 27, 2019 Meeting Type: Special Record Date: DEC 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Wang Wei as Non-Independent For For Management Director 1.2 Elect Lin Zheying as Non-Independent For For Management Director 1.3 Elect Zhang Yichen as Non-Independent For For Management Director 1.4 Elect Deng Weidong as Non-Independent For For Management Director 1.5 Elect Liu Chengwei as Non-Independent For For Management Director 1.6 Elect Chen Fei as Non-Independent For For Management Director 1.7 Elect Luo Shili as Non-Independent For For Management Director 1.8 Elect Wu Weiting as Non-Independent For For Management Director 2.1 Elect Zhou Zhonghui as Independent For For Management Director 2.2 Elect Jin Li as Independent Director For For Management 2.3 Elect Ye Diqi as Independent Director For For Management 2.4 Elect Zhou Yongjian as Independent For For Management Director 3.1 Elect Sun Xun as Supervisor For For Management 3.2 Elect Cen Ziliang as Supervisor For For Management 3.3 Elect Liu Jilu as Supervisor For For Management 4 Approve Adjustment to Allowance of For For Management Independent Directors 5 Approve Repurchase and Cancellation of For For Management Performance Shares 6 Approve Daily Related Party Transaction For For Management 7 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- S.F. HOLDING CO., LTD. Ticker: 002352 Security ID: Y7T80Y105 Meeting Date: APR 15, 2020 Meeting Type: Annual Record Date: APR 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Auditor For For Management 7 Approve External Guarantee Provision For Against Management Plan 8 Approve Use of Own Funds to Invest in For For Management Financial Products 9 Approve Use of Idle Raised Funds to For For Management Conduct Cash Management 10 Approve Repurchase and Cancellation of For For Management Performance Shares -------------------------------------------------------------------------------- SAIC MOTOR CORP. LTD. Ticker: 600104 Security ID: Y7443N102 Meeting Date: AUG 09, 2019 Meeting Type: Special Record Date: AUG 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Wang Xiaoqiu as Non-Independent For For Management Director 2 Elect Shen Xiaosu as Supervisor For For Management 3.1 Approve Par Value and Issue Size For For Management 3.2 Approve Bond Interest Rate and Method For For Management of Determination 3.3 Approve Bond Maturity and Bond Type For For Management 3.4 Approve Usage of Proceeds For For Management 3.5 Approve Issue Manner, Target For For Management Subscribers, and Arrangements for Placing Bonds with Shareholders 3.6 Approve Guarantee in Relation to Bond For For Management Issuance 3.7 Approve Terms of Redemption or For For Management Sell-Back 3.8 Approve Company's Credit Status and For For Management Debt Repayment Guarantee Measures 3.9 Approve Underwriting Manner For For Management 3.10 Approve Listing Exchange For For Management 3.11 Approve Resolution Validity Period For For Management 4 Approve Authorization of the Board to For For Management Handle All Matters Related to Shelf Issuance of Corporate Bond -------------------------------------------------------------------------------- SAIC MOTOR CORP. LTD. Ticker: 600104 Security ID: Y7443N102 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: JUN 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report of the Independent For For Management Directors 4 Approve Allocation of Income and For For Management Dividends 5 Approve Financial Statements For For Management 6 Approve Annual Report and Summary For For Management 7 Approve Signing of Daily Related Party For For Management Transactions Framework Agreement and 2020 Daily Related Party Transactions 8 Approve Provision of Guarantee to SAIC For Against Management General Motors Financial Co., Ltd. 9 Approve Provision of Guarantee by For For Management Global Car Sharing and Rental Co., Ltd. 10 Approve Provision of Guarantee by For For Management Huayu Automotive Systems Co., Ltd. to Huayuan Korben Schmidt Aluminum Technology Co., Ltd. 11 Approve Provision of Guarantee by For For Management Huayu Automotive Systems Co., Ltd. to its Subsidiaries 12 Approve Appointment of Financial For For Management Auditor 13 Approve Appointment of Internal For For Management Control Auditor 14 Approve Participation of Directors in For Against Management Incentive Fund Plan 15 Amend Articles of Association For Against Management -------------------------------------------------------------------------------- SANAN OPTOELECTRONICS CO. LTD. Ticker: 600703 Security ID: Y7478M102 Meeting Date: NOV 27, 2019 Meeting Type: Special Record Date: NOV 21, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares to Specific Targets 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Issue Time For For Management 2.3 Approve Target Subscribers and For For Management Subscription Method 2.4 Approve Issue Price, Pricing Reference For For Management Date and Pricing Principles 2.5 Approve Issue Size For For Management 2.6 Approve Lock-up Period For For Management 2.7 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.8 Approve Listing Exchange For For Management 2.9 Approve Resolution Validity Period For For Management 2.10 Approve Use of Proceeds For For Management 3 Approve Plan for Private Placement of For For Management Shares 4 Approve Feasibility Analysis Report on For For Management the Intended Usage of Raised Funds 5 Approve Report on the Usage of For For Management Previously Raised Funds 6 Approve Related Party Transactions in For For Management Connection to Private Placement 7 Approve Shareholder Return Plan For For Management 8 Approve Signing of Share Subscription For For Management Contract 9 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 10 Approve Authorization of the Board to For For Management Handle All Related Matters 11 Amend Articles of Association For For Management -------------------------------------------------------------------------------- SANAN OPTOELECTRONICS CO. LTD. Ticker: 600703 Security ID: Y7478M102 Meeting Date: DEC 26, 2019 Meeting Type: Special Record Date: DEC 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 3 Elect Lin Zhidong as Non-independent For For Management Director 4.1 Elect Huang Xingluan as Independent For For Management Director 4.2 Elect Mu Zhirong as Independent For For Management Director 4.3 Elect Kang Junyong as Independent For For Management Director -------------------------------------------------------------------------------- SANAN OPTOELECTRONICS CO. LTD. Ticker: 600703 Security ID: Y7478M102 Meeting Date: MAR 04, 2020 Meeting Type: Special Record Date: FEB 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares to Specific Targets 2.1 Approve Amendments to Issuance Time For For Management 2.2 Approve Amendments to Issuance Price, For For Management Price Reference Date and Pricing Principles 2.3 Approve Amendments to Issuance Size For For Management 2.4 Approve Amendments to Lock-up Period For For Management 3 Approve Plan for Private Placement of For For Management Shares (First Revision) 4 Approve Signing of Supplementary For For Management Agreement 1 to the Conditional Share Subscription Contract 5 Approve Signing of Supplementary For For Management Agreement 2 to the Conditional Share Subscription Contract 6 Approve Amendments to Impact of For For Management Dilution of Current Returns on Major Financial Indicators and the Relevant Measures to be Taken -------------------------------------------------------------------------------- SANAN OPTOELECTRONICS CO. LTD. Ticker: 600703 Security ID: Y7478M102 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAY 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Report on the Usage of For For Management Previously Raised Funds 6 Approve Annual Report and Summary For For Management 7 Approve to Adjust the Allowance of For Against Management Independent Directors -------------------------------------------------------------------------------- SANY HEAVY INDUSTRY CO., LTD. Ticker: 600031 Security ID: Y75268105 Meeting Date: AUG 30, 2019 Meeting Type: Special Record Date: AUG 21, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 3.1 Elect Liang Wengen as Non-Independent For For Management Director 3.2 Elect Tang Xiuguo as Non-Independent For For Management Director 3.3 Elect Xiang Wenbo as Non-Independent For For Management Director 3.4 Elect Yi Xiaogang as Non-Independent For For Management Director 3.5 Elect Liang Zaizhong as For For Management Non-Independent Director 3.6 Elect Huang Jianlong as For For Management Non-Independent Director 4.1 Elect Su Zimeng as Independent Director For For Management 4.2 Elect Tang Ya as Independent Director For For Management 4.3 Elect Ma Guangyuan as Independent For For Management Director 4.4 Elect Zhou Hua as Independent Director For For Management 5.1 Elect Liu Daojun as Supervisor For For Management 5.2 Elect Yao Chuanda as Supervisor For For Management -------------------------------------------------------------------------------- SANY HEAVY INDUSTRY CO., LTD. Ticker: 600031 Security ID: Y75268105 Meeting Date: NOV 15, 2019 Meeting Type: Special Record Date: NOV 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Mortgage and Finance Lease For For Management Business 2 Approve Use of Own Idle Funds to For Against Management Invest in Financial Products 3 Approve Deposit, Loan and Other For For Management Financial Business with Related-party Bank 4 Approve Adjustments on Daily For For Management Related-party Transactions -------------------------------------------------------------------------------- SANY HEAVY INDUSTRY CO., LTD. Ticker: 600031 Security ID: Y75268105 Meeting Date: DEC 02, 2019 Meeting Type: Special Record Date: NOV 21, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of Auditor For For Management -------------------------------------------------------------------------------- SANY HEAVY INDUSTRY CO., LTD. Ticker: 600031 Security ID: Y75268105 Meeting Date: DEC 30, 2019 Meeting Type: Special Record Date: DEC 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Carry Out Mortgage and For For Management Financing Lease Business 2 Approve Provision of Guarantee For Against Management 3 Approve Acquisition of Equity For For Management -------------------------------------------------------------------------------- SANY HEAVY INDUSTRY CO., LTD. Ticker: 600031 Security ID: Y75268105 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: JUN 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Remuneration Assessment of For For Management Directors and Supervisors 7 Approve Provision of Guarantee For For Management 8 Approve Credit Line Bank Application For For Management 9 Approve Daily Related-Party For For Management Transactions 10 Approve Appointment of Auditor For For Management 11 Approve Report of the Independent For For Management Directors 12 Approve Financial Derivatives Business For For Management 13 Approve Futures Hedging Business For For Management 14 Approve Bill Pool Business For Against Management 15 Approve Issuance of Medium-term Notes For For Management 16 Approve Shareholder Return Plan For For Management 17 Approve Use of Idle Own Funds to For Against Management Purchase Financial Products 18 Approve Cancellation of Partial Stock For For Management Options as well as Repurchase and Cancellation of Performance Shares 19 Approve Issuance of Asset-backed Notes For For Shareholder -------------------------------------------------------------------------------- SDIC CAPITAL CO., LTD. Ticker: 600061 Security ID: Y8045P107 Meeting Date: JUL 18, 2019 Meeting Type: Special Record Date: JUL 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Ye Baishou as Non-Independent For For Management Director 1.2 Elect Zou Baozhong as Non-Independent For For Management Director 1.3 Elect Yang Kuiyan as Non-Independent For For Management Director 1.4 Elect Ge Yi as Non-Independent Director For For Management 1.5 Elect Zhou Yunfu as Non-Independent For For Management Director 1.6 Elect Li Ying as Non-Independent For For Management Director 2.1 Elect Ji Xiaolong as Independent For For Management Director 2.2 Elect Chen Songsheng as Independent For For Management Director 2.3 Elect Cheng Li as Independent Director For For Management 3.1 Elect Qu Lixin as Supervisor For For Management 3.2 Elect Zhang Wenxiong as Supervisor For For Management 3.3 Elect Wang Jingyu as Supervisor For For Management -------------------------------------------------------------------------------- SDIC CAPITAL CO., LTD. Ticker: 600061 Security ID: Y8045P107 Meeting Date: SEP 26, 2019 Meeting Type: Special Record Date: SEP 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Zhang Min as Independent Director For For Management -------------------------------------------------------------------------------- SDIC CAPITAL CO., LTD. Ticker: 600061 Security ID: Y8045P107 Meeting Date: OCT 28, 2019 Meeting Type: Special Record Date: OCT 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Issuance of Convertible Bonds 2.1 Approve Type of Securities For For Management 2.2 Approve Issue Scale For For Management 2.3 Approve Par Value and Issuance Price For For Management 2.4 Approve Bond Maturity For For Management 2.5 Approve Bond Interest Rate For For Management 2.6 Approve Method and Term for the For For Management Repayment of Principal and Interest 2.7 Approve Conversion Period For For Management 2.8 Approve Determination and Adjustment For For Management of Conversion Price 2.9 Approve Terms for Downward Adjustment For For Management of Conversion Price 2.10 Approve Method for Determining the For For Management Number of Shares for Conversion 2.11 Approve Dividend Distribution Post For For Management Conversion 2.12 Approve Terms of Redemption For For Management 2.13 Approve Terms of Sell-back For For Management 2.14 Approve Issue Manner and Target For For Management Subscribers 2.15 Approve Placing Arrangement for For For Management Shareholders 2.16 Approve Convertible Bondholders and For For Management Convertible Bondholders Meeting 2.17 Approve Use of Proceeds For For Management 2.18 Approve Rating Matters For For Management 2.19 Approve Guarantee Matters For For Management 2.20 Approve Raised Funds Deposit Account For For Management 2.21 Approve Resolution Validity Period For For Management 3 Approve Company's Plan for Issuance of For For Management Convertible Bonds 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Report on the Usage of For For Management Previously Raised Funds 6 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 7 Approve Commitment from Controlling For For Management Shareholder, Directors, Senior Management Regarding Counter-dilution Measures in Connection to Convertible Bonds Issuance 8 Approve Formulation of Rules and For For Management Procedures Regarding Convertible Corporate Bondholders Meeting 9 Approve Authorization of Board to For For Management Handle All Related Matters 10 Approve Shareholder Dividend Return For For Management Plan 11 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor -------------------------------------------------------------------------------- SDIC POWER HOLDINGS CO., LTD. Ticker: 600886 Security ID: Y3746G100 Meeting Date: JUL 15, 2019 Meeting Type: Special Record Date: JUL 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 3 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 4 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- SDIC POWER HOLDINGS CO., LTD. Ticker: 600886 Security ID: Y3746G100 Meeting Date: JUL 19, 2019 Meeting Type: Special Record Date: JUL 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision For For Management -------------------------------------------------------------------------------- SDIC POWER HOLDINGS CO., LTD. Ticker: 600886 Security ID: Y3746G100 Meeting Date: AUG 12, 2019 Meeting Type: Special Record Date: JUL 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of GDR and Listed on For For Management the London Stock Exchange as well as Conversion of Company to Foreign Fund-Raising Company 2.1 Approve Issue Type For For Management 2.2 Approve Issue Time For For Management 2.3 Approve Issue Manner For For Management 2.4 Approve Issue Scale For For Management 2.5 Approve the Scale of GDR During the For For Management Duration 2.6 Approve Conversion Rate of GDR and For For Management Underlying Securities A Shares 2.7 Approve Pricing Method For For Management 2.8 Approve Target Subscribers For For Management 2.9 Approve Conversion Limit Period of GDR For For Management and Underlying Securities A Shares 2.10 Approve Underwriting Manner For For Management 3 Approve Proposal that there is No Need For For Management to Prepare a Report on Previous Usage of Raised Funds 4 Approve Use of Proceeds For For Management 5 Approve Resolution Validity Period For For Management 6 Approve Authorization of the Board to For For Management Handle All Related Matters 7 Approve Distribution of Cumulative For For Management Earnings 8 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 9 Approve Amendments to Articles of For For Management Association 10 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 11 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 12 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors -------------------------------------------------------------------------------- SDIC POWER HOLDINGS CO., LTD. Ticker: 600886 Security ID: Y3746G100 Meeting Date: AUG 16, 2019 Meeting Type: Special Record Date: AUG 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Super Short-term For Against Management Commercial Papers 2 Approve Authorization of Board to For Against Management Handle All Matters Related to Issuance of Super Short-term Commercial Papers -------------------------------------------------------------------------------- SDIC POWER HOLDINGS CO., LTD. Ticker: 600886 Security ID: Y3746G100 Meeting Date: SEP 06, 2019 Meeting Type: Special Record Date: AUG 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Work Report of Board For For Management Remuneration and Appraisal Committee 2.1 Elect Zhu Jiwei as Non-Independent For For Shareholder Director 2.2 Elect Luo Shaoxiang as Non-Independent For For Shareholder Director 2.3 Elect Jiang Hua as Non-Independent For For Shareholder Director 2.4 Elect Zhang Yuanling as For For Shareholder Non-Independent Director 2.5 Elect Zhan Pingyuan as Non-Independent For Against Shareholder Director 3.1 Elect Zeng Ming as Independent Director For For Management 3.2 Elect Shao Lvwei as Independent For For Management Director 3.3 Elect Yu Yingmin as Independent For Against Management Director 4.1 Elect Qu Lixin as Supervisor For For Shareholder 4.2 Elect Zhang Haijuan as Supervisor For Against Shareholder -------------------------------------------------------------------------------- SDIC POWER HOLDINGS CO., LTD. Ticker: 600886 Security ID: Y3746G100 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: JUN 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Operations Plan For For Management 5 Approve Profit Distribution For For Management 6 Approve Shareholder Return Plan For For Management 7 Approve Related Party Transaction For Against Management -------------------------------------------------------------------------------- SEAZEN HOLDINGS CO. LTD. Ticker: 601155 Security ID: Y267C9105 Meeting Date: NOV 11, 2019 Meeting Type: Special Record Date: NOV 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Chen Songxi as Independent For For Management Director 2 Elect Non-independent Director For For Management 3 Approve Adjusting Company's 2019 For Against Management Guarantee Plan 4 Approve Draft and Summary of Stock For Against Management Option Plan and Performance Share Incentive Plan 5 Approve Methods to Assess the For Against Management Performance of Plan Participants 6 Approve Authorization of the Board to For Against Management Handle All Related Matters -------------------------------------------------------------------------------- SEAZEN HOLDINGS CO. LTD. Ticker: 601155 Security ID: Y267C9105 Meeting Date: MAR 19, 2020 Meeting Type: Special Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extension of Resolution For For Management Validity Period of Private Placement of Shares 2 Approve Authorization of Board to For For Management Handle All Related Matters Regarding Extension of Resolution Validity Period of Private Placement of Shares 3 Approve Amendments to Articles of For For Management Association 4 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 5 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 6 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 7 Amend Working System for Independent For For Management Directors 8 Amend Related-Party Transaction For For Management Management System 9 Approve External Investment Management For For Management System 10 Approve Direct Financing For For Management -------------------------------------------------------------------------------- SEAZEN HOLDINGS CO. LTD. Ticker: 601155 Security ID: Y267C9105 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Appointment of Auditor For For Management 6 Approve Allocation of Income and For For Management Dividends 7 Approve Remuneration of Directors, For For Management Supervisors and Senior Management Members 8 Approve Guarantee Plan For Against Management 9 Approve Investment Plan For Against Management 10 Approve Loan from Related Party For For Management 11 Approve Daily Related-Party For For Management Transactions -------------------------------------------------------------------------------- SHAANXI COAL INDUSTRY CO., LTD. Ticker: 601225 Security ID: Y7679D109 Meeting Date: NOV 07, 2019 Meeting Type: Special Record Date: NOV 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For Against Management Association 2 Approve Guarantee Provision For For Management 3 Approve Adjustment on the Amount of For For Management Daily Related-party Transaction 4 Approve Additional Related-party For For Management Transactions 5.1 Elect Li Xianfeng as Non-Independent For Against Shareholder Director -------------------------------------------------------------------------------- SHAANXI COAL INDUSTRY CO., LTD. Ticker: 601225 Security ID: Y7679D109 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 5 Approve Related Party Transaction For Against Management 6 Approve to Appoint Auditor For For Management 7 Approve Provision of Guarantee For For Shareholder 8.1 Elect Dan Yong as Independent Director For Against Management 9.1 Elect Yang Zhaoqian as Non-Independent For Against Shareholder Director 10.1 Elect Che Jianhong as Supervisor For For Shareholder -------------------------------------------------------------------------------- SHANDONG BUCHANG PHARMACEUTICALS CO., LTD. Ticker: 603858 Security ID: Y767AS104 Meeting Date: DEC 20, 2019 Meeting Type: Special Record Date: DEC 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Shareholder Return Plan For For Management 2 Approve Adjustment in Profit For For Management Distribution, Increase in Registered Capital and Amendments to Articles of Association 3 Approve Corporate Bond Issuance For For Management 4.1 Approve Issue Scale For For Management 4.2 Approve Par Value, Issue Price For For Management 4.3 Approve Bond Period and Type For For Management 4.4 Approve Target Parties and Placement For For Management Arrangement to Shareholders 4.5 Approve Interest Rate and For For Management Determination Method 4.6 Approve Guarantee Manner For For Management 4.7 Approve Issue Manner For For Management 4.8 Approve Redemption and Resale Terms For For Management 4.9 Approve Usage of Raised Funds For For Management 4.10 Approve Safeguard Measures of Debts For For Management Repayment 4.11 Approve Underwriting Method and For For Management Listing Arrangement 4.12 Approve Special Raised Funds Account For For Management 4.13 Approve Resolution Validity Period For For Management 5 Approve Authorization of the Board to For For Management Handle All Related Matters 6 Approve Issuance of Corporate Bonds For For Management via Private Placement 7.1 Approve Issue Scale of Corporate Bond For For Management via Private Placement 7.2 Approve Target Parties and Placement For For Management Arrangement to Shareholders of Corporate Bond via Private Placement 7.3 Approve Bond Term and Type of For For Management Corporate Bond via Private Placement 7.4 Approve Par Value and Issue Price of For For Management Corporate Bond via Private Placement 7.5 Approve Interest Rate and For For Management Determination Method of Corporate Bond via Private Placement 7.6 Approve Repayment of Interest Rate of For For Management Corporate Bond via Private Placement 7.7 Approve Underwriting Method of For For Management Corporate Bond via Private Placement 7.8 Approve Usage of Raised Funds of For For Management Corporate Bond via Private Placement 7.9 Approve Issue Manner of Corporate Bond For For Management via Private Placement 7.10 Approve Guarantee Arrangement of For For Management Corporate Bond via Private Placement 7.11 Approve Resale and Redemption Terms of For For Management Corporate Bond via Private Placement 7.12 Approve Trading and Listing Location For For Management of Corporate Bond via Private Placement 7.13 Approve Resolution Validity Period of For For Management Corporate Bond via Private Placement 7.14 Approve Safeguard Measures of Debts For For Management Repayment of Corporate Bond via Private Placement 8 Approve Authorization of the Board to For For Management Handle All Related Matters of Corporate Bond via Private Placement 9.1 Approve Registration and Scale For For Management 9.2 Approve Duration For For Management 9.3 Approve Par Value For For Management 9.4 Approve Issue Manner For For Management 9.5 Approve Target Parties For For Management 9.6 Approve Usage of Raised Funds For For Management 9.7 Approve Resolution Validity Period For For Management 9.8 Approve Authorization of the Board to For For Management Handle All Related Matters on Medium Term Notes 10 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- SHANDONG GOLD MINING CO., LTD. Ticker: 1787 Security ID: Y76831109 Meeting Date: AUG 23, 2019 Meeting Type: Special Record Date: AUG 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acquisition of Equity Interest For For Management of SD Gold Capital Management Co., Ltd. 2 Approve Estimated New Daily Connected For For Management Transactions After the Acquisition of the Equity Interest of SD Gold Capital Management Co., Ltd. 3 Amend Articles of Association For For Management 4 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights for H Shares -------------------------------------------------------------------------------- SHANDONG GOLD MINING CO., LTD. Ticker: 1787 Security ID: Y76831109 Meeting Date: SEP 27, 2019 Meeting Type: Special Record Date: SEP 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Ultra Short-term For For Management Financing Bonds 2 Authorize Board to Deal with All For For Management Matters in Relation to the Issuance of Ultra Short-term Financing Bonds -------------------------------------------------------------------------------- SHANDONG GOLD MINING CO., LTD. Ticker: 1787 Security ID: Y76831109 Meeting Date: FEB 24, 2020 Meeting Type: Special Record Date: FEB 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2 Approve Provision of Guarantee for the For For Management Financing of an Overseas Subsidiary of the Company 3 Approve Shinewing (HK) CPA Limited as For For Management Auditor 4 Elect Luan Bo as Supervisor For For Management -------------------------------------------------------------------------------- SHANDONG GOLD MINING CO., LTD. Ticker: 1787 Security ID: Y76831109 Meeting Date: FEB 24, 2020 Meeting Type: Special Record Date: FEB 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management -------------------------------------------------------------------------------- SHANDONG GOLD MINING CO., LTD. Ticker: 1787 Security ID: Y76831109 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: JUN 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Work Report of the Board For For Management of Directors 2 Approve 2019 Work Report of the For For Management Supervisory Committee 3 Approve 2019 Work Report of the For For Management Independent Non-executive Directors 4 Approve 2019 Final Financial Report For For Management 5 Approve 2020 Financial Budget Report For For Management 6 Approve 2019 Annual Report and Its For For Management Extracts 7 Approve 2019 Profit Distribution Plan For For Management and Issuance of Bonus Shares by Way of Conversion of Capital Reserve 8 Amend Articles of Association For For Management 9 Approve Expected Connected For For Management Transactions During the Ordinary Course of Business in 2020 10 Approve 2020 Appointment of Accounting For For Management Firms and Audit Service Fees 11 Approve 2020 Appointment of Internal For For Management Control Auditing Firm and Audit Service Fees 12 Approve 2019 Appraisal Report on For For Management Internal Control 13 Approve 2019 Social Responsibility For For Management Report 14 Approve Special Report on the Deposit For For Management and Use of Proceeds in 2019 15 Approve Impairment Testing on the For For Management Subject Assets of Material Assets Restructuring of the Company 16 Approve Financial Services Framework For Against Management Agreement with Shandong Gold Group Finance Co., Limited 17 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights for H Shares 18 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 19 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors -------------------------------------------------------------------------------- SHANDONG GOLD MINING CO., LTD. Ticker: 1787 Security ID: Y76831109 Meeting Date: JUN 24, 2020 Meeting Type: Special Record Date: JUN 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Profit Distribution Plan For For Management and Issuance of Bonus Shares by Way of Conversion of Capital Reserve 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders -------------------------------------------------------------------------------- SHANDONG NANSHAN ALUMINUM CO., LTD. Ticker: 600219 Security ID: Y7680L108 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAY 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Work Report of the General For For Management Manager 3 Approve Report of the Independent For For Management Directors 4 Approve Financial Statements For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Profit Distribution For For Management 7 Approve Appointment of Auditor and For For Management Payment of Remuneration 8 Approve Remuneration of Directors and For For Management Senior Management Members 9 Approve Report of the Board of For For Management Supervisors 10 Approve Remuneration of Supervisors For For Management 11 Approve Guarantee Provision Plan For For Management 12 Approve Comprehensive Service For For Management Agreement Schedule and Daily Related Party Transactions 13 Approve Daily Related Party For Against Management Transactions with Financial Companies 14 Approve Increase in the Amount of For For Management Guarantee Provision -------------------------------------------------------------------------------- SHANDONG NANSHAN ALUMINUM CO., LTD. Ticker: 600219 Security ID: Y7680L108 Meeting Date: JUN 30, 2020 Meeting Type: Special Record Date: JUN 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Corporate Bond Issuance 2.1 Approve Issue Size For For Management 2.2 Approve Par Value and Issue Price For For Management 2.3 Approve Bond Maturity For For Management 2.4 Approve Bond Interest Rate and For For Management Repayment of Capital and Interest 2.5 Approve Issue Manner For For Management 2.6 Approve Target Subscribers and Placing For For Management Arrangement for Shareholders 2.7 Approve Use of Proceeds For For Management 2.8 Approve Guarantee Matters For For Management 2.9 Approve Terms of Sell-Back or Terms of For For Management Redemption 2.10 Approve Company Credit Status and For For Management Safeguard Measures of Debts Repayment 2.11 Approve Underwriting Manner For For Management 2.12 Approve Listing of the Bonds For For Management 2.13 Approve Resolution Validity Period For For Management 3 Approve Authorization of Board to For For Management Handle All Related Matters 4.1 Elect Cheng Rence as Non-Independent For For Management Director 4.2 Elect Song Jianbo as Non-Independent For For Management Director 4.3 Elect Lv Zhengfeng as Non-Independent For For Management Director 4.4 Elect Liu Chunlei as Non-Independent For For Management Director 4.5 Elect Sui Xindong as Non-Independent For For Management Director 4.6 Elect Han Yanhong as Non-Independent For For Management Director 5.1 Elect Li Jinshan as Independent For For Management Director 5.2 Elect Liang Shinian as Independent For For Management Director 5.3 Elect Huang Liqun as Independent For For Management Director 6.1 Elect Liu Qiang as Supervisor For For Management 6.2 Elect Ma Zhengqing as Supervisor For For Management 6.3 Elect Zhang Hua as Supervisor For For Management -------------------------------------------------------------------------------- SHANGHAI CONSTRUCTION GROUP CO., LTD. Ticker: 600170 Security ID: Y7680W104 Meeting Date: NOV 20, 2019 Meeting Type: Special Record Date: NOV 14, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Medium-term Notes For For Management 2 Approve Amendments to Articles of For For Management Association 3.1 Approve Purpose and Usage of the For For Management Shares to Be Repurchased 3.2 Approve Type of the Shares to Be For For Management Repurchased 3.3 Approve Manner of Share Repurchase For For Management 3.4 Approve Total Capital for the Share For For Management Repurchase and Number of the Shares to Be Repurchased 3.5 Approve Repurchase Price of the Shares For For Management to Be Repurchased 3.6 Approve Source of Funds for the Share For For Management Repurchase 3.7 Approve Period of the Share Repurchase For For Management 3.8 Approve Authorization of Board to For For Management Handle All Matters Related to Share Repurchase 4.1 Elect Fan Xiping as Non-Independent For For Shareholder Director 4.2 Elect Pan Jiuwen as Non-Independent For For Shareholder Director 5.1 Elect Shao Zhemin as Supervisor For For Shareholder -------------------------------------------------------------------------------- SHANGHAI CONSTRUCTION GROUP CO., LTD. Ticker: 600170 Security ID: Y7680W104 Meeting Date: FEB 25, 2020 Meeting Type: Special Record Date: FEB 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Overseas Issuance of Bonds For For Management -------------------------------------------------------------------------------- SHANGHAI CONSTRUCTION GROUP CO., LTD. Ticker: 600170 Security ID: Y7680W104 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: JUN 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements and For For Management Financial Budget Report 5 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 6 Approve Related Party Transaction For For Management 7 Approve Guarantee For For Management 8 Approve Investment Plan For For Management 9 Approve Issuance of Debt Financing For For Management Instruments 10 Approve to Appoint Auditor For For Management 11 Approve Acquisition of Guarantee For For Management 12 Approve Employee Share Purchase Plan For For Management 13 Approve Authorization of Board to For For Management Handle All Related Matters Regarding Employee Share Purchase Plan 14 Approve Initial Public Offering and For For Management Listing on Shanghai Stock Exchange 15 Approve Spin-off of Subsidiary on For For Management Shanghai Stock Exchange 16 Approve Compliance with Provisions on For For Management Pilot Domestic Listing of Subsidiaries of Listed Companies 17 Approve Listing to Safeguard the For For Management Legitimate Rights and Interests of Shareholders and Creditors 18 Approve Company's Maintaining For For Management Independence and Continuous Operation Ability 19 Approve Corresponding Standard For For Management Operation Ability 20 Approve Spin-off of Subsidiary on For For Management Shanghai Stock Exchange in Accordance with Relevant Laws and Regulations 21 Approve Completeness and Compliance of For For Management Implementation of Legal Proceedings of the Transactions and Validity of the Submitted Legal Documents Regarding this Transaction 22 Approve Purpose, Commercial For For Management Rationality, Necessity and Feasibility Analysis of this Transaction 23 Approve Authorization of Board to For For Management Handle All Related Matters Regarding Listing 24 Approve Issuance of Pilot Free Trade For For Shareholder Zone and Overseas Bonds -------------------------------------------------------------------------------- SHANGHAI ELECTRIC GROUP COMPANY LIMITED Ticker: 2727 Security ID: Y76824112 Meeting Date: NOV 14, 2019 Meeting Type: Special Record Date: OCT 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Proposed Change in Use of For For Management Proceeds 2 Amend Articles of Association For For Shareholder 3 Approve Adjustment of Maximum For Against Shareholder Outstanding Amount for Provision of External Guarantees 4.1 Elect Xu Jianxin as Director For For Shareholder -------------------------------------------------------------------------------- SHANGHAI ELECTRIC GROUP COMPANY LIMITED Ticker: 2727 Security ID: Y76824112 Meeting Date: NOV 14, 2019 Meeting Type: Special Record Date: OCT 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Proposed Change in Use of For For Management Proceeds -------------------------------------------------------------------------------- SHANGHAI ELECTRIC GROUP COMPANY LIMITED Ticker: 2727 Security ID: Y76824112 Meeting Date: DEC 27, 2019 Meeting Type: Special Record Date: DEC 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Connected Transactions and For For Management Proposed Annual Caps Under the SEC Framework Deposit Agreement 2 Approve Connected Transactions and For Against Management Proposed Annual Caps Under the SEC Framework Loan Agreement 3 Approve Connected Transactions and For For Management Proposed Annual Caps Under the MESMEE Framework Purchase Agreement -------------------------------------------------------------------------------- SHANGHAI ELECTRIC GROUP COMPANY LIMITED Ticker: 2727 Security ID: Y76824112 Meeting Date: MAY 07, 2020 Meeting Type: Special Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2 Approve Maximum Outstanding Amount for For Against Shareholder Provision of External Guarantees 3 Approve Compliance of the Spin-Off and For For Shareholder Listing of Subsidiary on the Science and Technology Innovation Board with Relevant Laws and Regulations 4 Approve Plan on the Spin-Off and For For Shareholder Listing of Shanghai Electric Wind Power Group Co., Ltd. on the Science and Technology Innovation Board 5 Approve Proposal of the Spin-Off and For For Shareholder Listing of Shanghai Electric Wind Power Group Co., Ltd. on the Science and Technology Innovation Board by Shanghai Electric (Revised Version) 6 Approve Compliance of Spin-Off and For For Shareholder Listing of Subsidiary on the Science and Technology Innovation Board Under Certain Provisions 7 Approve Spin-Off and Listing of a For For Shareholder Subsidiary on the Science and Technology Innovation Board which Benefits the Safeguarding of Legal Rights and Interests of Shareholders and Creditors 8 Approve Ability to Maintain For For Shareholder Independence and Sustainable Operation of the Company 9 Approve Affirmation of Capability of For For Shareholder Shanghai Electric Wind Power Group Co. , Ltd. to Implement Regulated Operation 10 Approve Explanation of the For For Shareholder Completeness of and Compliance with Statutory Procedures of the Spin-Off and the Validity of Legal Documents Submitted 11 Approve Analysis on the Objectives, For For Shareholder Commercial Reasonableness, Necessity and Feasibility of the Spin-Off 12 Approve Authorization by the General For For Shareholder Meeting to the Board and Its Authorized Persons to Deal with Matters Relating to the Spin-Off of the Company -------------------------------------------------------------------------------- SHANGHAI ELECTRIC GROUP COMPANY LIMITED Ticker: 2727 Security ID: Y76824112 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: JUN 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Annual Report For For Management 2 Approve 2019 Report of the Board For For Management 3 Approve 2019 Report of the Supervisory For For Management Committee 4 Approve 2019 Report of the Financial For For Management Results 5 Approve 2019 Profit Distribution Plan For For Management 6 Approve the Alignment in the For For Management Preparation of Financial Statements in Accordance with the China Accounting Standards for Business Enterprises and Cessation of Appointment of the International Auditor 7 Approve PwC Zhong Tian as Auditor and For For Management Authorize Board to Fix Their Remuneration 8 Approve Ratification of Emoluments For For Management Paid to Directors and Supervisors for the Year of 2019 and Approve Emoluments of Directors and Supervisors for the Year of 2020 9 Approve Renewal of Liability Insurance For For Management for Directors, Supervisors and Senior Management 10 Approve the Related-Party Transactions For For Management between the Company and SINOMEC Engineering Group Co., Ltd. 11 Amend Articles of Association For For Management 12 Authorize Repurchase of Issued H Share For For Management Capital 13 Approve the Repurchase and For For Management Cancellation of Certain Restricted A Shares 14 Approve Change of Business Scope and For For Management Amend Articles of Association -------------------------------------------------------------------------------- SHANGHAI ELECTRIC GROUP COMPANY LIMITED Ticker: 2727 Security ID: Y76824112 Meeting Date: JUN 29, 2020 Meeting Type: Special Record Date: JUN 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Repurchase of Issued H Share For For Management Capital 2 Approve the Repurchase and For For Management Cancellation of Certain Restricted A Shares -------------------------------------------------------------------------------- SHANGHAI FOSUN PHARMACEUTICAL (GROUP) CO., LTD. Ticker: 2196 Security ID: Y7687D117 Meeting Date: OCT 21, 2019 Meeting Type: Special Record Date: OCT 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Transaction Agreement, For For Management Rollover Agreement and Related Transactions 2 Approve Renewal of Continuing For Against Management Connected Transactions -------------------------------------------------------------------------------- SHANGHAI FOSUN PHARMACEUTICAL (GROUP) CO., LTD. Ticker: 2196 Security ID: Y7687D117 Meeting Date: DEC 30, 2019 Meeting Type: Special Record Date: DEC 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Compliance of the Overseas For For Management Listing of Gland Pharma with the Circular on Issues in Relation to Regulating Overseas Listing of Subsidiaries of Domestic Listed Companies 2.1 Approve Issuing Entity For For Management 2.2 Approve Placing of Listing For For Management 2.3 Approve Type of Securities to be Listed For For Management 2.4 Approve Nominal Value For For Management 2.5 Approve Target Subscribers For For Management 2.6 Approve Listing Date For For Management 2.7 Approve Method of Issuance For For Management 2.8 Approve Size of Issuance For For Management 2.9 Approve Pricing Method For For Management 2.10 Approve Underwriting For For Management 2.11 Approve Use of Proceeds For For Management 2.12 Approve Public Offering Arrangement of For For Management the Shares of Gland Pharma Held by the Company 3 Approve Undertaking of Maintaining For For Management Independent Listing Status 4 Approve Description of the Sustainable For For Management Profitability and Prospects 5 Authorize Board and its Authorized For For Management Persons to Deal with Full Discretion with the Overseas Listing of Gland Pharma and Related Matters -------------------------------------------------------------------------------- SHANGHAI FOSUN PHARMACEUTICAL (GROUP) CO., LTD. Ticker: 2196 Security ID: Y7687D117 Meeting Date: MAY 28, 2020 Meeting Type: Special Record Date: MAY 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 3.1 Approve Issuing Entity For For Management 3.2 Approve Type of Securities to be Issued For For Management 3.3 Approve Par Value of Shares For For Management 3.4 Approve Size of Issuance For For Management 3.5 Approve Target Subscribers For For Management 3.6 Approve Issuance Price and Pricing For For Management Methodology 3.7 Approve Method of Issuance For For Management 3.8 Approve Place of Listing For For Management 3.9 Approve Time of Issuance and Listing For For Management 3.10 Approve Use of Proceeds of the Issuance For For Management 4 Authorize Board to Deal with All For For Management Matters in Relation to the Proposed Shanghai Henlius Listing 5 Approve Mutual Supply Framework For For Management Agreement and Related Transactions 6 Approve Estimates of Ongoing Related For Against Management Party Transactions for 2020 -------------------------------------------------------------------------------- SHANGHAI FOSUN PHARMACEUTICAL (GROUP) CO., LTD. Ticker: 2196 Security ID: Y7687D117 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: JUN 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Annual Report For For Management 2 Approve 2019 Work Report of the Board For For Management 3 Approve 2019 Work Report of the For For Management Supervisory Committee 4 Approve 2019 Final Accounts Report For For Management 5 Approve 2019 Profit Distribution For For Management Proposal 6 Approve Ernst & Young Hua Ming LLP as For For Management PRC Financial Report and Internal Control Report Auditors and Ernst & Young as International Financial Report Auditors and Authorize Board to Fix Their Remuneration 7 Approve 2019 Appraisal Results and For For Management Remuneration of Directors 8 Approve 2020 Appraisal Program of For For Management Directors 9 Approve Renewed and Additional For For Management Entrusted Loan/Borrowing Quota of the Group 10 Approve Additional Bank Credit For For Management Applications 11 Approve Mandate to Issue Interbank For For Management Market Debt Financing Instruments 12 Authorize Management to Dispose of the For For Management Shares of the Listed Companies Held by the Group 13 Approve Renewed and Additional For For Management Guarantee Quota of the Group 14 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights for A Shares and/or H Shares 15 Authorize Repurchase of Issued H Share For For Management Capital 16 Authorize Repurchase of Issued A Share For For Management Capital 17.1 Elect Gong Ping as Director For For Management 17.2 Elect Pan Donghui as Director For For Management -------------------------------------------------------------------------------- SHANGHAI FOSUN PHARMACEUTICAL (GROUP) CO., LTD. Ticker: 2196 Security ID: Y7687D117 Meeting Date: JUN 30, 2020 Meeting Type: Special Record Date: JUN 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Repurchase of Issued H Share For For Management Capital 2 Authorize Repurchase of Issued A Share For For Management Capital -------------------------------------------------------------------------------- SHANGHAI INTERNATIONAL AIRPORT CO., LTD. Ticker: 600009 Security ID: Y7682X100 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: JUN 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 5 Approve Appointment of Auditor For Against Management 6 Approve Appoint of Internal Control For For Management Auditor 7 Approve Issuance of Super Short-term For For Management Commercial Papers -------------------------------------------------------------------------------- SHANGHAI INTERNATIONAL PORT (GROUP) CO., LTD. Ticker: 600018 Security ID: Y7683N101 Meeting Date: JUL 29, 2019 Meeting Type: Special Record Date: JUL 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association, Rules For For Management and Procedures Regarding General Meetings of Shareholders and Rules and Procedures Regarding Meetings of Board of Directors 2.1 Elect Gu Jinshan as Non-Independent For For Management Director 2.2 Elect Bai Jingtao as Non-Independent For For Management Director 2.3 Elect Yan Jun as Non-Independent For For Management Director 2.4 Elect Wang Erzhang as Non-Independent For For Management Director 2.5 Elect Zheng Shaoping as For For Management Non-Independent Director 2.6 Elect Wang Haimin as Non-Independent For For Management Director 3.1 Elect Li Yifan as Independent Director For For Management 3.2 Elect Zhang Jianwei as Independent For For Management Director 3.3 Elect Shao Ruiqing as Independent For For Management Director 3.4 Elect Qu Linchi as Independent Director For For Management 4.1 Elect Gao Kang as Supervisor For For Management 4.2 Elect Tang Shifang as Supervisor For For Management 4.3 Elect Wen Ling as Supervisor For For Management -------------------------------------------------------------------------------- SHANGHAI INTERNATIONAL PORT (GROUP) CO., LTD. Ticker: 600018 Security ID: Y7683N101 Meeting Date: OCT 18, 2019 Meeting Type: Special Record Date: OCT 14, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issue of Letter of Guarantee For Against Management -------------------------------------------------------------------------------- SHANGHAI INTERNATIONAL PORT (GROUP) CO., LTD. Ticker: 600018 Security ID: Y7683N101 Meeting Date: DEC 23, 2019 Meeting Type: Special Record Date: DEC 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Service Agreement and Related For For Management Party Transaction -------------------------------------------------------------------------------- SHANGHAI LINGANG HOLDINGS CORP. LTD. Ticker: 900928 Security ID: Y7679S114 Meeting Date: MAR 10, 2020 Meeting Type: Special Record Date: FEB 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2 Approve Company's Eligibility for For For Management Corporate Bond Issuance 3.1 Approve Par Value and Issue Scale For For Management 3.2 Approve Bond Period For For Management 3.3 Approve Bond Interest Rate and For For Management Principal Payment Method 3.4 Approve Issue Manner For For Management 3.5 Approve Target Parties and Placement For For Management Arrangement for Shareholders 3.6 Approve Guarantee Arrangement For For Management 3.7 Approve Redemption and Resale Terms For For Management 3.8 Approve Usage of Raised Funds For For Management 3.9 Approve Underwriting Method and For For Management Listing Arrangement 3.10 Approve Credit Status and Debt For For Management Repayment Measures 3.11 Approve Resolution Validity Period For For Management 4 Approve Set-up of Special Raised Funds For For Management Account 5 Approve Audit Report on Issuance of For For Management Corporate Bond 6 Approve Authorization of the Board to For For Management Handle All Related Matters 7.1 Elect Zhao Ying as Non-independent For For Shareholder Directors -------------------------------------------------------------------------------- SHANGHAI LINGANG HOLDINGS CORP. LTD. Ticker: 900928 Security ID: Y7679S114 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAY 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements and For Against Management Financial Budget Report 5 Approve Profit Distribution For For Management 6 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 7 Approve Application for Comprehensive For Against Management Credit Lines 8 Approve Guarantee Plan For For Management 9 Approve 2019 Daily Related Party For For Management Transactions and 2020 Daily Related Party Transactions 10 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor 11 Approve Waiver of Pre-emptive Right For For Management -------------------------------------------------------------------------------- SHANGHAI LUJIAZUI FINANCE & TRADE ZONE DEVELOPMENT CO., LTD. Ticker: 900932 Security ID: Y7686Q101 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: APR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors, Work Report and Work Plan Report 3 Approve Report of the Board of For For Management Supervisors 4 Approve Report of the Independent For For Management Directors 5 Approve Financial Statements For For Management 6 Approve Financial Budget For For Management 7 Approve Financing Amount For For Management 8 Approve Allocation of Income and For For Management Dividends 9 Approve Accept Loans from Controlling For For Management Shareholder 10 Approve Related Party Transaction For For Management 11 Approve to Appoint Financial Auditor For For Management and Internal Control Auditor 12 Approve Remuneration of Directors and For For Management Supervisors 13 Approve Shareholder Return Plan For For Management 14 Approve Change in Registered Capital For For Management and Amend Articles of Association 15 Approve Company's Eligibility for For For Management Corporate Bond Issuance 16.1 Approve Issue Scale For For Management 16.2 Approve Par Value and Issue Price For For Management 16.3 Approve Issue Type and Period For For Management 16.4 Approve Target Parties For For Management 16.5 Approve Bond Interest Rate and For For Management Determination Manner 16.6 Approve Guarantee Arrangement For For Management 16.7 Approve Redemption and Resale Terms For For Management 16.8 Approve Usage of Raised Funds For For Management 16.9 Approve Issue Manner For For Management 16.10 Approve Listing Location For For Management 16.11 Approve Underwriter and Underwriting For For Management Method 16.12 Approve Safeguard Measures of Debts For For Management Repayment 16.13 Approve Resolution Validity Period For For Management 17 Approve Authorization of the Board to For For Management Handle All Related Matters 18 Elect Guo Rong as Non-independent For For Management Director 19 Elect Li Minkun as Supervisor For For Shareholder -------------------------------------------------------------------------------- SHANGHAI M&G STATIONERY, INC. Ticker: 603899 Security ID: Y7689W105 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: APR 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve 2019 Daily Related Party For For Management Transactions and 2020 Daily Related Party Transactions 7 Approve Financial Budget Report For For Management 8 Approve Remuneration of Directors For Against Management 9 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor 10 Approve Shareholder Return Plan For For Management 11 Amend Articles of Association For For Management 12 Approve Allowance of Independent For For Management Directors 13 Approve Draft and Summary of For Against Management Performance Shares Incentive Plan 14 Approve Methods to Assess the For Against Management Performance of Plan Participants 15 Approve Authorization of the Board to For Against Management Handle All Related Matters 16.1 Elect Chen Huwen as Non-Independent For For Management Director 16.2 Elect Chen Huxiong as Non-Independent For For Management Director 16.3 Elect Chen Xueling as Non-Independent For For Management Director 16.4 Elect Fu Chang as Non-Independent For For Management Director 17.1 Elect Zhang Jingzhong as Independent For For Management Director 17.2 Elect Chen Jingfeng as Independent For For Management Director 17.3 Elect Cheng Bo as Independent Director For For Management 18.1 Elect Zhu Yiping as Supervisor For For Management 18.2 Elect Han Lianhua as Supervisor For For Management -------------------------------------------------------------------------------- SHANGHAI M&G STATIONERY, INC. Ticker: 603899 Security ID: Y7689W105 Meeting Date: JUN 29, 2020 Meeting Type: Special Record Date: JUN 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management -------------------------------------------------------------------------------- SHANGHAI PHARMACEUTICALS HOLDING CO., LTD. Ticker: 2607 Security ID: Y7685S116 Meeting Date: DEC 18, 2019 Meeting Type: Special Record Date: DEC 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Share Option Scheme For For Management 2 Approve Assessment Measure for the For For Management Implementation of the 2019 Share Option Scheme 3 Authorize Board to Deal with All For For Management Matters in Relation to the 2019 Share Option Scheme -------------------------------------------------------------------------------- SHANGHAI PHARMACEUTICALS HOLDING CO., LTD. Ticker: 2607 Security ID: Y7685S116 Meeting Date: DEC 18, 2019 Meeting Type: Special Record Date: DEC 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Share Option Scheme For For Management 2 Approve Assessment Management Measures For For Management for the Implementation of the 2019 Share Option Scheme 3 Authorize Board to Deal with All For For Management Matters in Relation to the 2019 Share Option Scheme -------------------------------------------------------------------------------- SHANGHAI PUDONG DEVELOPMENT BANK CO., LTD. Ticker: 600000 Security ID: Y7689F102 Meeting Date: DEC 16, 2019 Meeting Type: Special Record Date: DEC 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Zheng Yang as Director For For Management 1.2 Elect Pan Weidong as Director For For Management 1.3 Elect Chen Zheng'an as Director For For Management 1.4 Elect Liu Yiyan as Director For For Management 1.5 Elect Liu Xinyi as Director For For Shareholder 1.6 Elect Guan Wei as Director For For Shareholder 1.7 Elect Wang Hongmei as Director For For Shareholder 1.8 Elect Zhang Dong as Director For For Shareholder 1.9 Elect Liu Peifeng as Director For For Shareholder 1.10 Elect Wang Zhe as Independent Director For For Management 1.11 Elect Zhang Ming as Independent For For Management Director 1.12 Elect Yuan Zhigang as Independent For For Management Director 1.13 Elect Cai Hongping as Independent For For Management Director 1.14 Elect Wu Hong as Independent Director For For Management 2.1 Elect Sun Wei as Supervisor For For Management 2.2 Elect Cao Yijian as Supervisor For For Management 2.3 Elect Li Qingfeng as Supervisor For For Management 2.4 Elect Sun Jianping as External For For Management Supervisor 2.5 Elect Wu Jian as External Supervisor For For Management 2.6 Elect Wang Yuetang as External For For Management Supervisor 3 Approve Issuance of Capital Bonds and For For Management Relevant Authorizations 4 Approve Issuance of Bonds and Relevant For For Management Authorizations -------------------------------------------------------------------------------- SHANGHAI PUDONG DEVELOPMENT BANK CO., LTD. Ticker: 600000 Security ID: Y7689F102 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: JUN 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements and For Against Management Financial Budget Report 4 Approve Profit Distribution For For Management 5 Approve Appointment of Auditor For Against Management 6 Amend Articles of Association For Against Management 7 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 8 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Supervisors 9 Approve Investment in National Green For For Management Development Fund 10 Approve Establishment of Financial For For Management Asset Investment Company -------------------------------------------------------------------------------- SHANGHAI RAAS BLOOD PRODUCTS CO., LTD. Ticker: 002252 Security ID: Y7687Z100 Meeting Date: JAN 20, 2020 Meeting Type: Special Record Date: JAN 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- SHANGHAI RAAS BLOOD PRODUCTS CO., LTD. Ticker: 002252 Security ID: Y7687Z100 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Increase in Registered Capital For For Management 8 Approve Amendments to Articles of For For Management Association 9.1 Elect Chen Jie as Non-independent For For Management Director 9.2 Elect Zheng Yuewen as Non-independent For For Management Director 9.3 Elect Tomas Daga Gelabert as For For Management Non-independent Director 9.4 Elect David Ian Bell as For For Management Non-independent Director 9.5 Elect Tommy Trong Hoang as For For Management Non-independent Director 9.6 Elect Xu Jun as Non-independent For For Management Director 10.1 Elect Yang Cuihua as Independent For For Management Director 10.2 Elect Tan Jinsong as Independent For For Management Director 10.3 Elect Peng Ling as Independent Director For For Management 11.1 Elect Binh Hoang as Supervisor For For Management 11.2 Elect Li Yao as Supervisor For For Management -------------------------------------------------------------------------------- SHANGHAI RAAS BLOOD PRODUCTS CO., LTD. Ticker: 002252 Security ID: Y7687Z100 Meeting Date: JUN 09, 2020 Meeting Type: Special Record Date: JUN 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 3 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 4 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 5 Amend Management System of Raised Funds For For Management 6 Approve Remuneration and Assessment For For Management System for Directors and Supervisors 7 Amend Working System for Independent For For Management Directors 8 Amend Related-Party Transaction For For Management Management System 9 Amend Management System for Providing For For Management External Guarantees -------------------------------------------------------------------------------- SHANGHAI YUYUAN TOURIST MART GROUP CO., LTD. Ticker: 600655 Security ID: Y7710N108 Meeting Date: DEC 27, 2019 Meeting Type: Special Record Date: DEC 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Wang Jiping as Non-Independent For For Shareholder Director 1.2 Elect Shi Kun as Non-Independent For For Shareholder Director 1.3 Elect Zhu Lixin as Non-Independent For For Shareholder Director 1.4 Elect Liu Bin as Non-Independent For For Shareholder Director 1.5 Elect Li Zhiqiang as Non-Independent For For Shareholder Director 1.6 Elect Xu Xiaoliang as Non-Independent For For Shareholder Director 1.7 Elect Gong Ping as Non-Independent For For Shareholder Director 1.8 Elect Huang Zhen as Non-Independent For For Shareholder Director 2.1 Elect Wang Hongxiang as Independent For For Shareholder Director 2.2 Elect Wang Zhe as Independent Director For For Shareholder 2.3 Elect Ni Jing as Independent Director For For Shareholder 2.4 Elect Xie Youping as Independent For For Shareholder Director 3.1 Elect Zhou Wenyi as Supervisor For For Management 3.2 Elect Huang Jie as Supervisor For For Management -------------------------------------------------------------------------------- SHANGHAI YUYUAN TOURIST MART GROUP CO., LTD. Ticker: 600655 Security ID: Y7710N108 Meeting Date: APR 22, 2020 Meeting Type: Annual Record Date: APR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements and For For Management Financial Budget Report 5 Approve Profit Distribution For For Management 6 Approve Loan and Provision of Guarantee For Against Management 7 Approve Appointment of Auditor and For For Management Payment of Remuneration 8 Approve Appointment of Internal For For Management Control Auditor and Payment of Remuneration 9 Approve Authorization for Total For Against Management Investment in Composite Real Estate Business 10 Approve 2019 Daily Related Party For Against Management Transactions in Relation to Sale and Purchase of Goods, Provision and Acceptance of Services, Rent and Lease, Deposits and Loans of Related Companies and 2020 Daily Related Party Transactions 11 Approve 2019 Daily Related Party For For Management Transactions Relating to Property Lease and 2020 Daily Related Party Transactions 12 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 13 Approve Equity Acquisition For For Management 14 Approve White Wash Waiver and Related For For Management Transactions 15 Approve Authorization of Board to For For Management Handle All Related Matters Regarding White Wash Waiver and Related Transactions 16 Approve Company's Eligibility for For For Management Corporate Bond Issuance 17.1 Approve Issue Size For For Management 17.2 Approve Issue Manner For For Management 17.3 Approve Bond Maturity and Type For For Management 17.4 Approve Par Value, Issue Price and For For Management Bond Coupon Rate 17.5 Approve Use of Proceeds For For Management 17.6 Approve Guarantee Manner For For Management 17.7 Approve Safeguard Measures of Debts For For Management Repayment 17.8 Approve Target Subscribers For For Management 17.9 Approve Listing Arrangement For For Management 17.10 Approve Authorization Matters For For Management 17.11 Approve Resolution Validity Period For For Management 18 Approve Use of Short-term Idle Funds For Against Management for Integrated Management 19 Approve Signing of Management For For Management Incentive Agreement -------------------------------------------------------------------------------- SHANGHAI YUYUAN TOURIST MART GROUP CO., LTD. Ticker: 600655 Security ID: Y7710N108 Meeting Date: JUN 19, 2020 Meeting Type: Special Record Date: JUN 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acquisition of Equity For For Management 2 Approve Capital Increase in Phase I For For Management Fosun Consumer and Technology Fund -------------------------------------------------------------------------------- SHANXI MEIJIN ENERGY CO., LTD. Ticker: 000723 Security ID: Y769A4103 Meeting Date: JAN 22, 2020 Meeting Type: Special Record Date: JAN 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Issuance of Convertible Bonds 2.1 Approve Type For For Management 2.2 Approve Issue Size For For Management 2.3 Approve Par Value and Issue Price For For Management 2.4 Approve Bond Maturity For For Management 2.5 Approve Bond Interest Rate For For Management 2.6 Approve Period and Manner of Repayment For For Management of Interest 2.7 Approve Conversion Period For For Management 2.8 Approve Method for Determining the For For Management Number of Shares for Conversion 2.9 Approve Determination and Its For For Management Adjustment of Conversion Price 2.10 Approve Terms for Downward Adjustment For For Management of Conversion Price 2.11 Approve Terms of Redemption For For Management 2.12 Approve Terms of Sell-Back For For Management 2.13 Approve Dividend Distribution Post For For Management Conversion 2.14 Approve Issue Manner and Target For For Management Subscriber 2.15 Approve Placing Arrangement for For For Management Shareholders 2.16 Approve Matters Relating to Meetings For For Management of Bondholders 2.17 Approve Use of Proceeds and For For Management Implementation Method 2.18 Approve Guarantee Matters For For Management 2.19 Approve Depository of Raised Funds and For For Management Deposit Account 2.20 Approve Resolution Validity Period For For Management 3 Approve Issuance of Convertible Bonds For For Management 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Report on the Usage of For For Management Previously Raised Funds 6 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 7 Approve Formulation of Rules and For For Management Procedures Regarding General Meetings of Convertible Bondholders 8 Approve Authorization of Board to For For Management Handle All Related Matters 9 Approve Shareholder Return Plan For For Management 10 Approve Appointment of Special Auditor For For Management for Convertible Corporate Bonds 11 Approve to Appoint Auditor For For Management 12 Approve Provision of Guarantee for For For Management Controlled Subsidiary I 13 Approve Provision of Guarantee for For For Management Controlled Subsidiary II -------------------------------------------------------------------------------- SHANXI MEIJIN ENERGY CO., LTD. Ticker: 000723 Security ID: Y769A4103 Meeting Date: MAY 07, 2020 Meeting Type: Special Record Date: APR 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Pricing Reference Date, For For Management Pricing Principle and Issue Price 2.3 Approve Issue Manner and Issue Time For For Management 2.4 Approve Target Subscribers and For For Management Subscription Method 2.5 Approve Issue Size For For Management 2.6 Approve Lock-up Period Arrangement For For Management 2.7 Approve Amount and Usage of Raised For For Management Funds 2.8 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.9 Approve Listing Exchange For For Management 2.10 Approve Resolution Validity Period For For Management 3 Approve Plan on Private Placement of For For Management Shares 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 6 Approve Authorization of Board and Its For For Management Authorized Persons to Handle All Related Matters 7 Approve Report on the Usage of For For Management Previously Raised Funds 8 Approve Shareholder Return Plan For For Management -------------------------------------------------------------------------------- SHANXI MEIJIN ENERGY CO., LTD. Ticker: 000723 Security ID: Y769A4103 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Report of the Independent For For Management Directors 5 Approve Financial Statements For For Management 6 Approve Profit Distribution For For Management 7 Approve Daily Related-party For For Management Transactions 8 Approve Appointment of Auditor For For Management -------------------------------------------------------------------------------- SHANXI MEIJIN ENERGY CO., LTD. Ticker: 000723 Security ID: Y769A4103 Meeting Date: MAY 27, 2020 Meeting Type: Special Record Date: MAY 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase and Cancellation of For For Management Performance Shares 2 Approve Amendments to Articles of For For Management Association 3 Approve Guarantee Provision for For For Management Wholly-Owned Subsidiary 4 Approve Guarantee Provision for For For Management Controlled Subsidiary -------------------------------------------------------------------------------- SHANXI XINGHUACUN FEN WINE FACTORY CO., LTD. Ticker: 600809 Security ID: Y77013103 Meeting Date: AUG 12, 2019 Meeting Type: Special Record Date: AUG 07, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustment on 2018 Profit For For Management Distribution -------------------------------------------------------------------------------- SHANXI XINGHUACUN FEN WINE FACTORY CO., LTD. Ticker: 600809 Security ID: Y77013103 Meeting Date: DEC 11, 2019 Meeting Type: Special Record Date: DEC 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Equity Acquisition of Shanxi For For Management Xinghuacun Fenjiu Group Co.,Ltd. Fenqing Branch 2 Approve Asset Acquisition of Shanxi For For Management Xinghuacun Fenjiu Group Co.,Ltd. 3 Approve Equity Acquisition of Shanxi For For Management Xinghuacun Fenjiu Sales Co.,Ltd. 4 Approve Equity Acquisition of Shanxi For For Management Xinghuacun Bamboo Leaf Green Wine Marketing Co., Ltd. 5 Approve Asset Acquisition of Shanxi For For Management Xinghuacun Fenjiu Group Baoquan Welfare Co., Ltd. 6 Approve Acquisition of Land Use Rights For For Management of Shanxi Xinghuacun Fenjiu Group Co. ,Ltd. 7 Approve Asset Acquisition of Shanxi For For Management Xinghuacun Yiquanyong Wine Co., Ltd. 8.1 Elect Li Qiuxi as Non-Independent For For Shareholder Director 8.2 Elect Tan Zhongbao as Non-Independent For For Shareholder Director 8.3 Elect Jian Yi as Non-Independent For For Shareholder Director 8.4 Elect Liu Weihua as Non-Independent For For Shareholder Director 8.5 Elect Yang Jianfeng as Non-Independent For For Shareholder Director 8.6 Elect Chang Jianwei as Non-Independent For For Shareholder Director 8.7 Elect Li Mingqiang as Non-Independent For For Shareholder Director 8.8 Elect Gao Ming as Non-Independent For For Shareholder Director 8.9 Elect Yang Bo as Non-Independent For For Shareholder Director 8.10 Elect Hou Xiaohai as Non-Independent For For Shareholder Director 9.1 Elect Du Wenguang as Independent For For Shareholder Director 9.2 Elect Li Yumin as Independent Director For For Shareholder 9.3 Elect Wang Chaocheng as Independent For For Shareholder Director 9.4 Elect Fan Sanxing as Independent For For Shareholder Director 9.5 Elect Jia Ruidong as Independent For For Shareholder Director 9.6 Elect Wang Chaoqun as Independent For For Shareholder Director 9.7 Elect Zhang Yuantang as Independent For For Shareholder Director 10.1 Elect Shuang Lifeng as Supervisor For For Shareholder 10.2 Elect Song Yapeng as Supervisor For For Shareholder 10.3 Elect Li Peijie as Supervisor For For Shareholder 10.4 Elect Wu Aimin as Supervisor For For Shareholder -------------------------------------------------------------------------------- SHANXI XINGHUACUN FEN WINE FACTORY CO., LTD. Ticker: 600809 Security ID: Y77013103 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report of the Independent For For Management Directors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Annual Report and Summary For For Management 7 Approve Daily Related-party For For Management Transactions 8 Approve Appointment of Auditors, For For Management Internal Control Auditors and Payment of Audit Fees -------------------------------------------------------------------------------- SHENGYI TECHNOLOGY CO., LTD. Ticker: 600183 Security ID: Y20965102 Meeting Date: MAR 10, 2020 Meeting Type: Special Record Date: MAR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2.1 Elect Li Jing as Non-independent For For Shareholder Director -------------------------------------------------------------------------------- SHENGYI TECHNOLOGY CO., LTD. Ticker: 600183 Security ID: Y20965102 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: APR 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Profit Distribution For For Management 3 Approve Annual Report and Summary For For Management 4 Approve Report of the Board of For For Management Directors 5 Approve Report of the Board of For For Management Supervisors 6 Approve Report of the Independent For For Management Directors 7 Approve Appointment of Auditor and For For Management Payment of Remuneration 8 Approve Appointment of Internal For For Management Control Auditor and Payment of Remuneration 9.1 Approve Daily Related-Party For For Management Transactions with Yangzhou Tianqi, Dongguan Wanrong, Miluo Wanrong and Yongxing Pengkun 9.2 Approve Daily Related-Party For For Management Transactions with Lianrui New Materials 10 Approve Issuance of Medium-term Notes For For Management 11 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- SHENGYI TECHNOLOGY CO., LTD. Ticker: 600183 Security ID: Y20965102 Meeting Date: MAY 07, 2020 Meeting Type: Special Record Date: APR 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve the Spin-off of Subsidiaries For For Management to be Listed on the Science and Technology Board in Compliance with Relevant Laws and Regulations 2 Approve to Spin-off the Subsidiary For For Management Shengyi Electronics Co., Ltd. to the Science and Technology Board Listing Plan 3 Approve the Spin-off Plan of the For For Management Subsidiary Shengyi Electronics Co., Ltd. to be Listed on the Science and Technology Board (Revised Draft) 4 Approve the Spin-off of the For For Management Subsidiary's Listing Complies with the "Several Provisions on the Pilot Domestic Listing of Subsidiaries of Listed Companies" 5 Approve to Spin-off the Listing of Its For For Management Subsidiaries to the Science and Technology Board is Conducive to Safeguarding the Legitimate Rights and Interests of Shareholders and Creditors 6 Approve the Company's Ability to For For Management Maintain Independence and Continuous Operation 7 Approve Shengyi Electronics Co., Ltd. For For Management has the Corresponding Standard Operation Capabilities 8 Approve Completeness and Compliance of For For Management Implementation of Legal Proceedings of the Transactions and Validity of the Submitted Legal Documents Regarding this Transaction 9 Approve the Purpose, Commercial For For Management Rationality, Necessity and Feasibility Analysis of this Spin-off 10 Approve Authorization of the Board and For For Management Its Authorized Persons to Handle All Related Matters 11 Approve Change of Business Scope and For For Management Amend Articles of Association -------------------------------------------------------------------------------- SHENNAN CIRCUITS CO., LTD. Ticker: 002916 Security ID: Y774D3102 Meeting Date: APR 10, 2020 Meeting Type: Annual Record Date: APR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Financial Statements For For Management 3 Approve Financial Budget Report For For Management 4 Approve Report of the Board of For For Management Directors 5 Approve Report of the Board of For For Management Supervisors 6 Approve Profit Distribution For For Management 7 Approve Provision of Guarantee For For Management 8 Approve Adjustment to Allowance of For For Management Independent Directors 9.1 Elect Zheng Chunyang as Supervisor For For Shareholder -------------------------------------------------------------------------------- SHENNAN CIRCUITS CO., LTD. Ticker: 002916 Security ID: Y774D3102 Meeting Date: MAY 29, 2020 Meeting Type: Special Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management 2 Approve Repurchase and Cancellation of For For Management Performance Shares 3 Amend Articles of Association For For Management -------------------------------------------------------------------------------- SHENWAN HONGYUAN GROUP CO., LTD. Ticker: 6806 Security ID: Y774B4102 Meeting Date: OCT 25, 2019 Meeting Type: Special Record Date: OCT 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Appointment of KPMG and KPMG For For Management Huazhen LLP as Auditors 2 Elect Xu Yiyang as Supervisor For For Shareholder -------------------------------------------------------------------------------- SHENWAN HONGYUAN GROUP CO., LTD. Ticker: 6806 Security ID: Y774B4102 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: JUN 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Work Report of the Board For For Management of Directors 2 Approve 2019 Work Report of the Board For For Management of Supervisors 3 Approve 2019 Annual Financial Report For For Management 4 Approve 2019 Profit Distribution Plan For For Management 5 Approve 2019 Annual Report For For Management 6.1 Approve Ordinary Related Party For For Management Transactions with China Jianyin Investment Ltd. and Its Subsidiaries 6.2 Approve Ordinary Related Party For For Management Transactions with Shanghai Jiushi (Group) Co., Ltd. 6.3 Approve Ordinary Related Party For For Management Transactions with Other Related Parties 7 Approve Proposed Amendments to the For For Management Annual Caps of Continuing Connected Transactions of the Company for 2020 and 2021 8 Approve Appointment of Auditors For For Management 9 Amend Articles of Association For For Management 10 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 11.1 Elect Xu Zhibin as Director For For Management 11.2 Elect Zhang Yigang as Director For Against Management -------------------------------------------------------------------------------- SHENZHEN GOODIX TECHNOLOGY CO., LTD. Ticker: 603160 Security ID: Y774BW100 Meeting Date: DEC 19, 2019 Meeting Type: Special Record Date: DEC 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of For For Management Performance Shares Incentive Plan 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of Board to For For Management Handle All Related Matters Regarding Performance Shares Incentive Plan 4 Approve Use of Own Funds for Cash For Against Management Management 5 Approve Amendments to Articles of For For Management Association 6 Approve Shareholder Return Plan For For Management -------------------------------------------------------------------------------- SHENZHEN GOODIX TECHNOLOGY CO., LTD. Ticker: 603160 Security ID: Y774BW100 Meeting Date: MAR 20, 2020 Meeting Type: Special Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management 2.1 Elect Liu Yang as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- SHENZHEN GOODIX TECHNOLOGY CO., LTD. Ticker: 603160 Security ID: Y774BW100 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Financial Statements For For Management 3 Approve Profit Distribution For For Management 4 Approve Report of the Board of For For Management Directors 5 Approve Report of the Board of For For Management Supervisors 6 Approve Report of the Board of For For Management Independent Directors -------------------------------------------------------------------------------- SHENZHEN GOODIX TECHNOLOGY CO., LTD. Ticker: 603160 Security ID: Y774BW100 Meeting Date: JUN 03, 2020 Meeting Type: Special Record Date: MAY 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of Stock For For Management Options and Performance Share Incentive Plan 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- SHENZHEN INOVANCE TECHNOLOGY CO., LTD. Ticker: 300124 Security ID: Y7744Z101 Meeting Date: OCT 09, 2019 Meeting Type: Special Record Date: SEP 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management 2 Amend Financial Management System For For Management 3 Approve to Appoint Auditor For For Management 4 Approve Repurchase and Cancellation of For For Management Partial Performance Shares (1) 5 Approve Repurchase and Cancellation of For For Management Partial Performance Shares (2) 6 Approve Decrease in Registered Capital For For Management and Amend Articles of Association -------------------------------------------------------------------------------- SHENZHEN INOVANCE TECHNOLOGY CO., LTD. Ticker: 300124 Security ID: Y7744Z101 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Profit Distribution For For Management 5 Approve Financial Budget For For Management 6 Approve Change in Registered Capital For For Management and Amend Articles of Association 7 Approve Repurchase and Cancellation of For For Management Performance Shares (1) 8 Approve Repurchase and Cancellation of For For Management Performance Shares (2) 9 Approve Adjustment of Implementation For For Management Progress of Technology Center Project Using Excess Raised Funds -------------------------------------------------------------------------------- SHENZHEN OVERSEAS CHINESE TOWN CO., LTD. Ticker: 000069 Security ID: Y7582E103 Meeting Date: DEC 12, 2019 Meeting Type: Special Record Date: DEC 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- SHENZHEN OVERSEAS CHINESE TOWN CO., LTD. Ticker: 000069 Security ID: Y7582E103 Meeting Date: APR 08, 2020 Meeting Type: Special Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Duan Xiannian as Non-independent For For Management Director 1.2 Elect Yao Jun as Non-independent For For Management Director 1.3 Elect Wang Xiaowen as Non-independent For For Management Director 2.1 Elect Wang Yijiang as Independent For For Management Director 2.2 Elect Sha Zhenquan as Independent For For Management Director 2.3 Elect Song Ding as Independent Director For For Management 2.4 Elect Zhang Yuming as Independent For For Management Director 3.1 Elect Chen Yuehua as Supervisor For For Management 3.2 Elect Pan Fengwen as Supervisor For For Management -------------------------------------------------------------------------------- SHENZHEN OVERSEAS CHINESE TOWN CO., LTD. Ticker: 000069 Security ID: Y7582E103 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Allocation of Income and For For Management Dividends 5 Approve Application of Credit Lines For Against Management 6 Approve Application of Entrusted Loans For For Management 7 Approve Provision of Guarantee For For Management 8 Approve Provision of Financial Aid to For For Management Associate Company 9 Approve Provision of Financial Aid to For For Management Project Company 10 Approve Daily Related Party Transaction For For Management 11 Approve to Appoint Auditor For For Management 12 Approve Amendments to Articles of For Against Management Association 13 Approve Development of Independent For Against Management Director Compensation and Treatment Standards -------------------------------------------------------------------------------- SHENZHEN SALUBRIS PHARMACEUTICALS CO., LTD. Ticker: 002294 Security ID: Y77443102 Meeting Date: OCT 25, 2019 Meeting Type: Special Record Date: OCT 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association to Expand Business Scope 2 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- SHENZHEN SALUBRIS PHARMACEUTICALS CO., LTD. Ticker: 002294 Security ID: Y77443102 Meeting Date: JAN 10, 2020 Meeting Type: Special Record Date: JAN 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Ye Chenghai as Non-independent For For Management Director 1.2 Elect Kevin Sing Ye as Non-independent For For Management Director 1.3 Elect Yan Jie as Non-independent For For Management Director 1.4 Elect Ye Yuyun as Non-independent For For Management Director 1.5 Elect Wen Zhongyi as Non-independent For For Management Director 1.6 Elect Yang Jianfeng as Non-independent For For Management Director 2.1 Elect He Suying as Independent Director For For Management 2.2 Elect Liu Laiping as Independent For For Management Director 2.3 Elect Zhang Meng as Independent For For Management Director 3.1 Elect Li Aizhen as Supervisor For For Management 3.2 Elect Tang Ji as Supervisor For For Management 4 Approve Allowance of Independent For For Management Directors -------------------------------------------------------------------------------- SHENZHEN SALUBRIS PHARMACEUTICALS CO., LTD. Ticker: 002294 Security ID: Y77443102 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: APR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 5 Approve to Appoint Auditor For For Management 6 Approve Amendments to Articles of For For Management Association to Expand Business Scope -------------------------------------------------------------------------------- SHENZHEN SUNWAY COMMUNICATION CO., LTD. Ticker: 300136 Security ID: Y77453101 Meeting Date: SEP 19, 2019 Meeting Type: Special Record Date: SEP 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of Stock For Against Management Option Incentive Plan 2 Approve Methods to Assess the For Against Management Performance of Plan Participants 3 Approve Authorization of the Board to For Against Management Handle All Matters Related to Stock Option Incentive Plan 4 Approve Foreign Exchange Hedging For For Management Business -------------------------------------------------------------------------------- SHENZHEN SUNWAY COMMUNICATION CO., LTD. Ticker: 300136 Security ID: Y77453101 Meeting Date: MAR 30, 2020 Meeting Type: Special Record Date: MAR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Issuance of Private Placement 2.1 Approve Type and Par Value For For Management 2.2 Approve Issue Manner and Issue Time For For Management 2.3 Approve Target Subscribers and For For Management Subscription Method 2.4 Approve Pricing Reference Date, For For Management Pricing Basis and Issue Price 2.5 Approve Issue Size For For Management 2.6 Approve Lock-up Period For For Management 2.7 Approve Amount and Use of Proceeds For For Management 2.8 Approve Listing Exchange For For Management 2.9 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.10 Approve Resolution Validity Period For For Management 3 Approve Private Placement of Shares For For Management 4 Approve Demonstration Analysis Report For For Management in Connection with Private Placement 5 Approve Feasibility Analysis Report on For For Management the Use of Proceeds in Connection with Private Placement 6 Approve Shareholder Return Plan For For Management 7 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators, Relevant Measures to be Taken and Related Commitments 8 Approve Commitment from Directors, For For Management Senior Management Regarding Counter-dilution Measures in Connection to the Private Placement 9 Approve Report on the Usage of For For Management Previously Raised Funds 10 Approve Amendments to Articles of For For Management Association 11 Approve Authorization of Board to For For Management Handle All Related Matters 12 Approve Authorization of Related For For Management Persons to Handle All Related Matters 13 Approve Use of Idle Funds to Purchase For Against Management Financial Products 14 Approve Capital Increase in Associate For For Management Company 15 Approve External Investment of For For Management Wholly-owned Subsidiary 16 Approve Capital Increase in Deqing For For Management Huaying -------------------------------------------------------------------------------- SIASUN ROBOT & AUTOMATION CO., LTD. Ticker: 300024 Security ID: Y7912E104 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 5 Approve Financial Statements For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Credit Line Bank Application For For Management 8 Amend Articles of Association For Against Management 9 Elect Zhao Liguo as Non-Independent For For Management Director 10 Approve Amendments to Articles of For For Management Association to Expand Business Scope -------------------------------------------------------------------------------- SICHUAN CHUANTOU ENERGY CO., LTD. Ticker: 600674 Security ID: Y7925C103 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Production and Operation Plan For Against Management and Financial Budget Report 5 Approve Profit Distribution For For Management 6 Approve Shareholder Return Plan For For Management 7 Approve Annual Report and Summary For For Management 8 Approve Proposal Report for Financing For Against Management of Company Headquarters 9 Approve Appointment of Auditor and For For Management Payment of Remuneration 10 Approve Amendments to Articles of For For Management Association 11 Elect Zhang Hao as Non-independent For For Management Director 12 Elect Gong Yuan as Non-independent For For Management Director -------------------------------------------------------------------------------- SICHUAN KELUN PHARMACEUTICAL CO., LTD. Ticker: 002422 Security ID: Y7931Q104 Meeting Date: JUL 24, 2019 Meeting Type: Special Record Date: JUL 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Rights Issue 2 Approve Plan for Rights Issue For For Management 2.1 Approve Issue Type and Par Value For For Management 2.2 Approve Issue Manner For For Management 2.3 Approve Base, Proportion and Number of For For Management Shares 2.4 Approve Pricing Principles and Share For For Management Price 2.5 Approve Target Subscriber For For Management 2.6 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.7 Approve Time of Issuance For For Management 2.8 Approve Underwriting Method For For Management 2.9 Approve Use of Proceeds For For Management 2.10 Approve Resolution Validity Period For For Management 2.11 Approve Listing Transfer For For Management 3 Approve Plan on Rights Issue Scheme For For Management via Public Offering 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Proposal on Not Requiring the For For Management Preparation of the Report on the Use of the Previous Raised Funds 6 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 7 Approve Shareholder Return Plan For For Management 8 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- SICHUAN KELUN PHARMACEUTICAL CO., LTD. Ticker: 002422 Security ID: Y7931Q104 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 6 Approve to Appoint Auditor For For Management 7 Approve 2019 Daily Related Party For For Management Transaction and 2020 Daily Related Party Transactions 8 Approve Repurchase and Cancellation of For For Management Performance Shares that Has been Granted but not Lifted the Restriction 9 Approve Repurchase and Cancellation of For For Management Performance Shares 10 Amend Articles of Association For For Management 11 Approve Financing For For Management 12 Approve Issuance of Debt Financing For For Management Instruments 13 Approve Provision of Guarantee For For Management 14 Approve Extension of Resolution For For Management Validity Period of Corporate Bonds Issuance 15 Approve Additional Financial Assistance For For Management -------------------------------------------------------------------------------- SINOLINK SECURITIES CO., LTD. Ticker: 600109 Security ID: Y8004P106 Meeting Date: MAY 11, 2020 Meeting Type: Annual Record Date: APR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Allocation of Income and For For Management Dividends 6 Approve to Appoint Auditor For For Management 7.1 Approve Related Party Transactions For For Management with Changsha Yongjin (Group) Co., Ltd. , Yongjin Investment Holding Co., Ltd. , Yunnan International Trust Co., Ltd. and the Ultimate Controlling Shareholder 7.2 Approve Related Party Transactions For For Management with National Gold Fund Management Co. , Ltd., Guojin Yongfu Asset Management Co., Ltd. and Joint Venture Companies 7.3 Approve Related Party Transactions For For Management with Directors, Supervisors, Senior Management and Related Natural Persons 8 Approve Special Report on the For For Management Remuneration of Directors 9 Approve Special Report on the For For Management Remuneration of Supervisors 10 Amend Articles of Association For For Management -------------------------------------------------------------------------------- SINOPEC SHANGHAI PETROCHEMICAL COMPANY LIMITED Ticker: 338 Security ID: Y80373114 Meeting Date: DEC 10, 2019 Meeting Type: Special Record Date: NOV 07, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Mutual Product Supply and Sale For For Management Services Framework Agreement (2020-2022), Continuing Connected Transactions, Annual Caps and Related Transactions 2 Approve Comprehensive Services For For Management Framework Agreement (2020- 2022), Continuing Connected Transactions, Annual Caps and Related Transactions -------------------------------------------------------------------------------- SONGCHENG PERFORMANCE DEVELOPMENT CO., LTD. Ticker: 300144 Security ID: Y30421104 Meeting Date: AUG 08, 2019 Meeting Type: Special Record Date: JUL 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Huang Qiaoling as For For Management Non-Independent Director 1.2 Elect Huang Qiaolong as For For Management Non-Independent Director 1.3 Elect Zhang Xian as Non-Independent For For Management Director 1.4 Elect Zhang Jiankun as Non-Independent For For Management Director 1.5 Elect Huang Hongming as For For Management Non-Independent Director 1.6 Elect Shang Lingxia as Non-Independent For For Management Director 2.1 Elect Lan Ke as Independent Director For For Management 2.2 Elect Liu Shuzhe as Independent For For Management Director 2.3 Elect Yu Qinyi as Independent Director For For Management 3.1 Elect Zhu Hualu as Supervisor For For Management 3.2 Elect Xu Jie as Supervisor For For Management -------------------------------------------------------------------------------- SONGCHENG PERFORMANCE DEVELOPMENT CO., LTD. Ticker: 300144 Security ID: Y30421104 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 3 Approve Annual Report and Summary For For Management 4 Approve Audit Report For For Management 5 Approve Report of the Board of For For Management Directors 6 Approve Report of the Board of For For Management Supervisors 7 Approve Appointment of Auditor For For Management -------------------------------------------------------------------------------- SOOCHOW SECURITIES CO., LTD. Ticker: 601555 Security ID: Y8074Z117 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Daily Related-party For Against Management Transactions 7 Approve Proprietary Investment Scale For For Management 8 Approve Amendments to Articles of For For Management Association 9 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 10 Approve Implementing Rules for For For Management Cumulative Voting System 11 Elect Liu Fan as Director For For Management 12.1 Approve Issue Scale For For Management 12.2 Approve Placing Arrangements for For For Management Shareholders 12.3 Approve Bond Maturity For For Management 12.4 Approve Bond Interest Rate and For For Management Determination Method 12.5 Approve Use of Proceeds For For Management 12.6 Approve Listing Exchange For For Management 12.7 Approve Guarantee Matters For For Management 12.8 Approve Resolution Validity Period For For Management 12.9 Approve Authorization Matters For For Management 12.10 Approve Safeguard Measures for Debt For For Management Repayment -------------------------------------------------------------------------------- SOOCHOW SECURITIES CO., LTD. Ticker: 601555 Security ID: Y8074Z117 Meeting Date: JUN 29, 2020 Meeting Type: Special Record Date: JUN 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management 2.1 Approve Issuance Scale For For Management 2.2 Approve Bond Maturity For For Management 3 Approve to Change the Company's For For Management Subordinated Bonds Issuance Method and Target Subscribers 4 Elect Chen Zhongyang as Independent For For Management Director -------------------------------------------------------------------------------- SOUTHWEST SECURITIES CO., LTD. Ticker: 600369 Security ID: Y8103U105 Meeting Date: SEP 20, 2019 Meeting Type: Special Record Date: SEP 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Remuneration and Assessment For Against Management Management Method of Directors and Supervisors 2 Approve Company's Eligibility for For For Management Issuance of Shares 3.1 Approve Type and Par Value For For Management 3.2 Approve Issuance Method and Issuance For For Management Time 3.3 Approve Target Subscribers and For For Management Subscription Method 3.4 Approve Issue Size For For Management 3.5 Approve Issue Price and Pricing For For Management Principles 3.6 Approve Lock-up Period Arrangements For For Management 3.7 Approve Amount and Use of Proceeds For For Management 3.8 Approve Distribution Arrangement of For For Management Undistributed Earnings 3.9 Approve Listing Exchange For For Management 3.10 Approve Resolution Validity Period For For Management 4 Approve Company's Plan for Issuance of For For Management Shares 5 Approve Report on the Usage of For For Management Previously Raised Funds 6 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 7.1 Approve Signing of Conditional Share For For Management Subscription Agreement with Chongqing Yufu Asset Management Group Co., Ltd. 7.2 Approve Signing of Conditional Share For For Management Subscription Agreement with Chongqing Urban Construction Investment (Group) Co., Ltd. 7.3 Approve Signing of Conditional Share For For Management Subscription Agreement with Chongqing Real Estate Group Co., Ltd. 7.4 Approve Signing of Conditional Share For For Management Subscription Agreement with Chongqing Development Investment Co., Ltd. 8 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 9 Approve Shareholder Return Plan For For Management 10 Approve Related-party Transactions in For For Management Connection to Issuance of Shares 11 Approve Authorization of Board to For For Management Handle All Related Matters Regarding Issuance of Shares 12 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Supervisors -------------------------------------------------------------------------------- SOUTHWEST SECURITIES CO., LTD. Ticker: 600369 Security ID: Y8103U105 Meeting Date: DEC 13, 2019 Meeting Type: Special Record Date: DEC 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For Against Management 2 Approve Appointment of Internal For For Management Control Auditor 3 Approve Adjustment of Remuneration of For For Management External Directors 4 Approve Adjustment of Remuneration of For For Management External Supervisors -------------------------------------------------------------------------------- SOUTHWEST SECURITIES CO., LTD. Ticker: 600369 Security ID: Y8103U105 Meeting Date: FEB 19, 2020 Meeting Type: Special Record Date: FEB 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Charitable Donations For For Management -------------------------------------------------------------------------------- SOUTHWEST SECURITIES CO., LTD. Ticker: 600369 Security ID: Y8103U105 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 5 Approve Annual Report and Summary For For Management 6 Approve Proprietary Investment Scale For For Management 7.1 Approve Related Party Transactions For For Management with Various Companies 7.2 Approve Related Party Transactions For For Management with Chongqing Jiangbeizui Central Business District Investment Group Co. , Ltd. 7.3 Approve Related Party Transactions For For Management with China Jianyin Investment 7.4 Approve Related Party Transactions For For Management with Chongqing City Construction Investment (Group) Co., Ltd. 7.5 Approve Related Party Transactions For For Management with Chongqing Expressway Group Company Ltd. 7.6 Approve Related Party Transactions For For Management with Other Related Party not mentioned above 8.1 Elect Liao Qingxuan as Non-Independent For For Shareholder Director 8.2 Elect Wu Jian as Non-Independent For For Shareholder Director 8.3 Elect Zhang Chunyong as For For Shareholder Non-Independent Director 8.4 Elect Peng Zuofu as Non-Independent For For Shareholder Director 8.5 Elect Zhang Gang as Non-Independent For For Shareholder Director 8.6 Elect Wan Shubin as Non-Independent For For Shareholder Director 8.7 Elect Zhao Rubing as Independent For For Shareholder Director 8.8 Elect Luo Wei as Independent Director For For Shareholder 8.9 Elect Fu Daqing as Independent Director For For Shareholder 9.1 Elect Ni Yuemin as Supervisor For For Shareholder 9.2 Elect Xu Ping as Supervisor For For Shareholder -------------------------------------------------------------------------------- SPRING AIRLINES CO., LTD. Ticker: 601021 Security ID: Y8131G102 Meeting Date: SEP 23, 2019 Meeting Type: Special Record Date: SEP 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Framework Agreement for For For Management Related-party Transactions 2 Approve Draft and Summary of the For For Management Employee Share Purchase Plan 3 Approve Management System of Employee For For Management Share Purchase Plan 4 Approve Authorization of the Board to For For Management Handle All Matters Related to Employee Share Purchase Plan -------------------------------------------------------------------------------- SPRING AIRLINES CO., LTD. Ticker: 601021 Security ID: Y8131G102 Meeting Date: MAR 05, 2020 Meeting Type: Special Record Date: FEB 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Corporate Bond Issuance 2.1 Approve Par Value and Issue Size For For Management 2.2 Approve Target Subscribers and Issue For For Management Manner 2.3 Approve Bond Maturity and Type For For Management 2.4 Approve Bond Interest Rate For For Management 2.5 Approve Guarantee Method For For Management 2.6 Approve Terms of Redemption or Terms For For Management of Sell-Back 2.7 Approve Use of Proceeds For For Management 2.8 Approve Special Account for Raised For For Management Funds 2.9 Approve Company Credit Status and For For Management Safeguard Measures of Debts Repayment 2.10 Approve Underwriting Manner and Listing For For Management 2.11 Approve Resolution Validity Period For For Management 3 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- SPRING AIRLINES CO., LTD. Ticker: 601021 Security ID: Y8131G102 Meeting Date: JUN 09, 2020 Meeting Type: Annual Record Date: JUN 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Remuneration of Directors and For For Management Senior Management Members 7 Approve Remuneration of Supervisors For For Management 8 Approve Daily Related-Party For For Management Transactions 9 Approve External Guarantee Provision For For Management Plan 10 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor 11 Approve General Authorization on For For Management Issuance of Overseas Debt Financing Instruments 12.1 Elect Wang Zhenghua as Non-Independent For For Shareholder Director 12.2 Elect Zhang Xiuzhi as Non-Independent For For Shareholder Director 12.3 Elect Wang Yu as Non-Independent For For Shareholder Director 12.4 Elect Wang Zhijie as Non-Independent For For Shareholder Director 12.5 Elect Yang Suying as Non-Independent For For Shareholder Director 13.1 Elect Qian Shizheng as Independent For For Management Director 13.2 Elect Chen Naiwei as Independent For For Management Director 13.3 Elect Jin Ming as Independent Director For For Management 14.1 Elect Xu Guoping as Supervisor For For Management 14.2 Elect Tang Fang as Supervisor For For Management -------------------------------------------------------------------------------- SUNING.COM CO., LTD. Ticker: 002024 Security ID: Y82211106 Meeting Date: JUL 15, 2019 Meeting Type: Special Record Date: JUL 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Daily Related-party For For Management Transactions 2 Approve Adjustment on Usage of Raised For For Management Funds 3 Approve Amendments to Articles of For For Management Association to Expand Business Scope -------------------------------------------------------------------------------- SUNING.COM CO., LTD. Ticker: 002024 Security ID: Y82211106 Meeting Date: OCT 16, 2019 Meeting Type: Special Record Date: OCT 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Daily Related-party For For Management Transactions 2 Approve Guarantee Provision For For Management 3 Approve Financial Assistance Provision For Against Management -------------------------------------------------------------------------------- SUNING.COM CO., LTD. Ticker: 002024 Security ID: Y82211106 Meeting Date: MAR 09, 2020 Meeting Type: Special Record Date: MAR 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Zhang Jindong as Non-Independent For For Management Director 1.2 Elect Sun Weimin as Non-Independent For For Management Director 1.3 Elect Ren Jun as Non-Independent For For Management Director 1.4 Elect Meng Xiangsheng as For For Management Non-Independent Director 1.5 Elect Xu Hong as Non-Independent For For Management Director 1.6 Elect Yang Guang as Non-Independent For For Management Director 2.1 Elect Liu Shiping as Independent For For Management Director 2.2 Elect Fang Xianming as Independent For For Management Director 2.3 Elect Chen Zhenyu as Independent For For Management Director 3.1 Elect Wang Xiaoling as Supervisor For For Management 3.2 Elect Li Jianying as Supervisor For For Management 4 Approve Establishment of Special For For Management Committee under the Board of Directors 5 Approve Change in the Use of Proceeds For For Management -------------------------------------------------------------------------------- SUNING.COM CO., LTD. Ticker: 002024 Security ID: Y82211106 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 7 Approve Appointment of Auditor For Against Management 8 Amend Articles of Association to For For Management Expand Business Scope -------------------------------------------------------------------------------- SUZHOU GOLD MANTIS CONSTRUCTION & DECORATION CO., LTD. Ticker: 002081 Security ID: Y8315V107 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Credit Line Application For For Management 7 Approve Provision of Guarantee for For Against Management Subsidiaries within the Scope of Consolidated Statements 8 Approve Provision of Guarantee for For For Management Business Undertake of Subsidiary 9 Approve Provision of Guarantee for For For Management Loan of Singapore Gold Mantis Pte. Ltd. 10 Approve Bill Pool Business For Against Management 11 Approve Accounts Receivable Factoring For For Management Business 12 Approve Financial Asset Transfer and For For Management Repurchase Business 13 Approve Use of Own Funds to Purchase For Against Management Financial and Trust Products 14 Approve to Appoint Financial Auditor For Against Management 15 Elect Zhang Xinhong as Non-Independent For For Shareholder Director 16 Approve Repurchase and Cancellation of For For Management Performance Shares 17 Approve Change of Registered Capital For For Management and Amend Articles of Association 18 Approve Merger by Absorption For For Management -------------------------------------------------------------------------------- TCL CORP. Ticker: 000100 Security ID: Y8549C107 Meeting Date: NOV 15, 2019 Meeting Type: Special Record Date: NOV 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Debt Financing For For Management Instruments 2 Approve Additional Daily Related-party For Against Management Transactions 3 Amend Articles of Association For For Management -------------------------------------------------------------------------------- TCL CORP. Ticker: 000100 Security ID: Y8549C107 Meeting Date: DEC 04, 2019 Meeting Type: Special Record Date: NOV 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related-party Transaction in For For Management Connection to Participation in Equity Investment Funds -------------------------------------------------------------------------------- TCL CORP. Ticker: 000100 Security ID: Y8549C107 Meeting Date: FEB 03, 2020 Meeting Type: Special Record Date: JAN 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of Company Name and For For Management Security Abbreviation 2 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- TCL TECHNOLOGY GROUP CORP. Ticker: 000100 Security ID: Y8549C107 Meeting Date: MAR 16, 2020 Meeting Type: Special Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For Against Management Association 2 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 3 Amend Rules and Procedures Regarding For Against Management General Meetings of Shareholders 4 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors -------------------------------------------------------------------------------- TCL TECHNOLOGY GROUP CORP. Ticker: 000100 Security ID: Y8549C107 Meeting Date: APR 20, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Report For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Appointment of Auditor For For Management 6 Approve Profit Distribution For For Management 7 Approve Shareholder Dividend Return For For Management Plan 8 Approve Daily Related Party For Against Management Transactions 9 Approve Guarantee Provision Plan For For Management 10 Approve Related Party Transaction in For Against Management Connection to Provision of Financial Services and Renewed Financial Services Agreement 11 Approve Repurchase and Cancellation of For For Management Performance Shares -------------------------------------------------------------------------------- TCL TECHNOLOGY GROUP CORP. Ticker: 000100 Security ID: Y8549C107 Meeting Date: JUN 15, 2020 Meeting Type: Special Record Date: JUN 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve the Notion that Company's Plan For For Management for Acquisition by Cash Payment and Issuance of Shares and Convertible Corporate Bonds as well as Raising Supporting Funds Complies with Relevant Laws and Regulations 2.1 Approve Transaction Parties For For Management 2.2 Approve Target Assets For For Management 2.3 Approve Pricing Basis and Issue Price For For Management 2.4 Approve Payment Method For For Management 2.5 Approve Type, Par Value and Listing For For Management Location 2.6 Approve Target Subscribers and For For Management Subscription Method 2.7 Approve Pricing Reference Date and For For Management Issue Price 2.8 Approve Issue Size For For Management 2.9 Approve Lock-Up Period Arrangement For For Management 2.10 Approve Type, Par Value and Listing For For Management Location after Conversion 2.11 Approve Target Subscribers and For For Management Subscription Manner 2.12 Approve Issuance Method For For Management 2.13 Approve Issue Number For For Management 2.14 Approve Conversion Price For For Management 2.15 Approve Source of Conversion Shares For For Management 2.16 Approve Bond Maturity For For Management 2.17 Approve Bond Interest Rates For For Management 2.18 Approve Conversion Price For For Management 2.19 Approve Lock-Up Period For For Management 2.20 Approve Method for Determining the For For Management Number of Shares for Conversion and Method on Handling Fractional Shares Upon Conversion 2.21 Approve Principal and Interest Payments For For Management 2.22 Approve Conditional Mandatory For For Management Conversion Clause 2.23 Approve Conditional Resale Clause For For Management 2.24 Approve Terms for Downward Adjustment For For Management of Conversion Price 2.25 Approve Terms for Upward Adjustment of For For Management Conversion Price 2.26 Approve Conditional Redemption Clause For For Management 2.27 Approve Guarantee and Rating For For Management 2.28 Approve Other Matters For For Management 2.29 Approve Acquisition by Cash Payment For For Management 2.30 Approve Resolution Validity Period For For Management 3.1 Approve Overview of Raising Supporting For For Management Funds 3.2 Approve Type, Par Value and Listing For For Management Location 3.3 Approve Target Subscribers For For Management 3.4 Approve Pricing Reference Date and For For Management Issue Price 3.5 Approve Issue Manner For For Management 3.6 Approve Issue Size For For Management 3.7 Approve Lock-Up Period Arrangement For For Management 3.8 Approve Type, Par Value and Listing For For Management Location after Conversion 3.9 Approve Target Subscriber For For Management 3.10 Approve Issuance Method For For Management 3.11 Approve Issue Number For For Management 3.12 Approve Conversion Price For For Management 3.13 Approve Source of Conversion Shares For For Management 3.14 Approve Bond Maturity For For Management 3.15 Approve Bond Interest Rates For For Management 3.16 Approve Conversion Period For For Management 3.17 Approve Lock-Up Period For For Management 3.18 Approve Method for Determining the For For Management Number of Shares for Conversion and Method on Handling Fractional Shares Upon Conversion 3.19 Approve Principal and Interest Payments For For Management 3.20 Approve Conditional Mandatory For For Management Conversion Clause 3.21 Approve Conditional Resale Clause For For Management 3.22 Approve Terms for Downward Adjustment For For Management of Conversion Price 3.23 Approve Terms for Upward Adjustment of For For Management Conversion Price 3.24 Approve Conditional Redemption Clause For For Management 3.25 Approve Guarantee and Rating For For Management 3.26 Approve Other Matters For For Management 3.27 Approve Use of Proceeds For For Management 3.28 Approve Resolution Validity Period For For Management 4 Approve Draft and Summary of For For Management Acquisition by Cash Payment and Issuance of Shares and Convertible Corporate Bonds as well as Raising Supporting Funds 5 Approve the Notion that the For For Management Transaction Does not Constitute as Major Asset Restructuring and Article 13 of the Management Approach Regarding Major Asset Restructuring of Listed Companies 6 Approve Transaction Complies with For For Management Article 11 and Article 43 of the Management Approach Regarding Major Asset Restructuring of Listed Companies 7 Approve Transaction Complies with For For Management Article 4 of Provisions on Several Issues Regulating the Major Asset Restructuring of Listed Companies 8 Approve Signing of Conditional For For Management Agreement for the Acquisition by Cash Payment and Issuance of Shares and Convertible Corporate Bonds (1) 9 Approve Signing of Conditional For For Management Supplementary Agreement for the Acquisition by Cash Payment and Issuance of Shares and Convertible Corporate Bonds 10 Approve Signing of Conditional Share For For Management Subscription Agreement and Convertible Corporate Bond Subscription Agreement 11 Approve Signing of Conditional For For Management Supplementary Agreement for the Share Subscription Agreement (1) and Convertible Corporate Bond Subscription Agreement (1) 12 Approve Introduction of Strategic For For Management Investors and Signing of Strategic Cooperation Agreement 13 Approve Completeness and Compliance of For For Management Implementation of Legal Proceedings of the Transactions and Validity of the Submitted Legal Documents Regarding this Transaction 14 Approve Authorization of Board and For For Management Board Authorized Persons to Handle All Related Matters 15 Approve Independence of Appraiser, the For For Management Validity of Hypothesis, the Relevance of Valuation Purpose and Approach as Well as the Fairness of Pricing 16 Approve Relevant Audit Report, Remarks For For Management Review Report and Evaluation Report 17 Approve Basis and Fairness of Pricing For For Management for This Transaction 18 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 19 Approve Extension of Resolution For For Management Validity Period in Connection to Issuance of Foreign USD Bonds -------------------------------------------------------------------------------- TEBIAN ELECTRIC APPARATUS STOCK CO., LTD. Ticker: 600089 Security ID: Y8550D101 Meeting Date: SEP 02, 2019 Meeting Type: Special Record Date: AUG 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management 2 Elect Xu Ying as Non-Independent For For Management Director -------------------------------------------------------------------------------- TEBIAN ELECTRIC APPARATUS STOCK CO., LTD. Ticker: 600089 Security ID: Y8550D101 Meeting Date: DEC 09, 2019 Meeting Type: Special Record Date: DEC 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Investment in a Project For For Management -------------------------------------------------------------------------------- TEBIAN ELECTRIC APPARATUS STOCK CO., LTD. Ticker: 600089 Security ID: Y8550D101 Meeting Date: JAN 13, 2020 Meeting Type: Special Record Date: JAN 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction with For Against Management Xinjiang Zhonghe Co., Ltd. 2 Approve Provision of Guarantee to For For Management Wholly-owned Subsidiary by Controlling Shareholder -------------------------------------------------------------------------------- TEBIAN ELECTRIC APPARATUS STOCK CO., LTD. Ticker: 600089 Security ID: Y8550D101 Meeting Date: MAR 09, 2020 Meeting Type: Special Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- TEBIAN ELECTRIC APPARATUS STOCK CO., LTD. Ticker: 600089 Security ID: Y8550D101 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: APR 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 5 Approve Report of the Independent For For Management Directors 6 Approve Annual Report and Summary For For Management 7 Approve to Appoint Auditor For For Management 8 Approve Hedging and Forward Foreign For For Management Exchange Transactions 9 Approve Related Party Transaction For For Management -------------------------------------------------------------------------------- TIANFENG SECURITIES CO., LTD. Ticker: 601162 Security ID: Y8817L102 Meeting Date: JUL 22, 2019 Meeting Type: Special Record Date: JUL 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Equity Acquisition Agreement For For Management 2 Approve Company's Eligibility for For For Management Direct or Indirect Issuance of Overseas Bonds 3.1 Approve Size and Currency For For Management 3.2 Approve Issue Manner and Target For For Management Subscribers 3.3 Approve Bond Maturity For For Management 3.4 Approve Use of Proceeds For For Management 3.5 Approve Resolution Validity Period For For Management 3.6 Approve Bond Coupon Rate and For For Management Determination Method 3.7 Approve Guarantee and Other Ways to For For Management Increase Credit 3.8 Approve Credit Status and Safeguard For For Management Measures of Debts Repayment 3.9 Approve Extension and Interest Rate For For Management Adjustment 4 Approve Authorization of the Board or For For Management the Management to Handle All Related Matters 5 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- TIANFENG SECURITIES CO., LTD. Ticker: 601162 Security ID: Y8817L102 Meeting Date: JAN 15, 2020 Meeting Type: Special Record Date: JAN 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 3 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 4.1 Elect Yang Jie as Non-independent For For Management Director -------------------------------------------------------------------------------- TIANFENG SECURITIES CO., LTD. Ticker: 601162 Security ID: Y8817L102 Meeting Date: MAR 10, 2020 Meeting Type: Special Record Date: MAR 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Financial Bond Issuance 2.1 Approve Bond Nature For For Management 2.2 Approve Issue Scale For For Management 2.3 Approve Issue Manner For For Management 2.4 Approve Bond Period For For Management 2.5 Approve Amount and Usage of Raised For For Management Funds 2.6 Approve Resolution Validity Period For For Management 2.7 Approve Bond Interest Rate For For Management 2.8 Approve Guarantee Manner For For Management 2.9 Approve Safeguard Measures of Debts For For Management Repayment 3 Approve Authorization of the Board to For For Management Handle All Related Matters 4 Approve Company's Eligibility for For For Management Corporate Bond Issuance 5.1 Approve Issue Scale For For Management 5.2 Approve Issue Manner For For Management 5.3 Approve Bond Period For For Management 5.4 Approve Amount and Usage of Raised For For Management Funds 5.5 Approve Resolution Validity Period For For Management 5.6 Approve Bond Interest Rate For For Management 5.7 Approve Guarantee Manner For For Management 5.8 Approve Credit Status and Safeguard For For Management Measures of Debts Repayment 6 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- TIANFENG SECURITIES CO., LTD. Ticker: 601162 Security ID: Y8817L102 Meeting Date: MAY 13, 2020 Meeting Type: Special Record Date: MAY 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Variety For For Management 1.2 Approve Term For For Management 1.3 Approve Interest Rate For For Management 1.4 Approve Issue Subject, Issuance Method For For Management and Issuance Scale 1.5 Approve Issue Price For For Management 1.6 Approve Guarantees and Other Credit For For Management Enhancement Arrangements 1.7 Approve Use of Proceeds For For Management 1.8 Approve Target Subscribers and Placing For For Management Arrangement for Shareholders 1.9 Approve Safeguard Measures of Debts For For Management Repayment 1.10 Approve Resolution Validity Period For For Management 1.11 Approve Authorization Matters For For Management -------------------------------------------------------------------------------- TIANFENG SECURITIES CO., LTD. Ticker: 601162 Security ID: Y8817L102 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: MAY 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Daily Related Party For For Management Transactions 8 Approve Proprietary Investment Scale For For Management 9 Approve Remuneration of Directors For For Management 10 Approve Remuneration of Supervisors For For Management -------------------------------------------------------------------------------- TIANQI LITHIUM INDUSTRIES, INC. Ticker: 002466 Security ID: Y79327105 Meeting Date: JUL 19, 2019 Meeting Type: Special Record Date: JUL 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustment in Resolution For For Management Validity Period of Rights Issue Scheme 2 Approve Amendments to the Rights Issue For For Management Scheme 3 Approve Amendments to Articles of For For Management Association 4 Approve Provision of Guarantee to the For For Management US Dollar Bond Issuance of Wholly-owned Subsidiary 5 Approve Authorization of the Board to For For Management Handle Matters on Issuance of US Dollar Bonds 6 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- TIANQI LITHIUM INDUSTRIES, INC. Ticker: 002466 Security ID: Y79327105 Meeting Date: OCT 25, 2019 Meeting Type: Special Record Date: OCT 21, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee to For For Management Wholly-owned Subsidiary -------------------------------------------------------------------------------- TIANQI LITHIUM INDUSTRIES, INC. Ticker: 002466 Security ID: Y79327105 Meeting Date: FEB 05, 2020 Meeting Type: Special Record Date: JAN 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee for For For Management Loan of Wholly-Owned Subsidiary 2 Approve Provision of Guarantee for For For Management Credit Line Bank Application of Wholly-Owned Subsidiary 3 Approve Finance Lease for Wholly-owned For For Management Subsidiary and Provision of Guarantee 4 Approve Financial Assistance and For For Management Related Party Transactions 5 Amend Articles of Association For For Management -------------------------------------------------------------------------------- TIANQI LITHIUM INDUSTRIES, INC. Ticker: 002466 Security ID: Y79327105 Meeting Date: FEB 28, 2020 Meeting Type: Special Record Date: FEB 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Jiang Weiping as Non-Independent For For Shareholder Director 1.2 Elect Jiang Anqi as Non-Independent For For Shareholder Director 1.3 Elect Wu Wei as Non-Independent For For Management Director 1.4 Elect Zou Jun as Non-Independent For For Management Director 2.1 Elect Du Kunlun as Independent Director For For Management 2.2 Elect Pan Ying as Independent Director For For Management 2.3 Elect Xiang Chuan as Independent For For Management Director 3.1 Elect Yan Jin as Supervisor For For Management 3.2 Elect Yang Qing as Supervisor For For Shareholder -------------------------------------------------------------------------------- TIANQI LITHIUM INDUSTRIES, INC. Ticker: 002466 Security ID: Y79327105 Meeting Date: MAR 30, 2020 Meeting Type: Special Record Date: MAR 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision Plan For For Management 2 Approve Provision for Asset Impairment For For Management -------------------------------------------------------------------------------- TIANQI LITHIUM INDUSTRIES, INC. Ticker: 002466 Security ID: Y79327105 Meeting Date: MAY 26, 2020 Meeting Type: Annual Record Date: MAY 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For Against Management 4 Approve Financial Statements For Against Management 5 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 6 Approve Report on the Deposit and For For Management Usage of Raised Funds 7 Approve Amendments to Articles of For For Management Association 8 Approve Provision for Asset Impairment For For Management -------------------------------------------------------------------------------- TONGHUA DONGBAO PHARMACEUTICAL CO., LTD. Ticker: 600867 Security ID: Y8864T107 Meeting Date: DEC 23, 2019 Meeting Type: Special Record Date: DEC 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2.1 Approve Share Repurchase Purpose For For Management 2.2 Approve Share Repurchase Type For For Management 2.3 Approve Share Repurchase Manner For For Management 2.4 Approve Period of the Share Repurchase For For Management 2.5 Approve Share Repurchase Usage, For For Management Number, Proportion of the Company's Total Share Capital and Total Funds 2.6 Approve Share Repurchase Price For For Management 2.7 Approve Total Amount and Source of For For Management Funds Used for the Share Repurchase 3 Approve Authorization of Board to For For Management Handle All Related Matters 4 Approve Amendments to Articles of For For Shareholder Association to Expand Business Scope -------------------------------------------------------------------------------- TONGHUA DONGBAO PHARMACEUTICAL CO., LTD. Ticker: 600867 Security ID: Y8864T107 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: APR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 6 Approve Appointment of Financial and For For Management Internal Control Auditor 7 Approve 2019 Daily Related Party For For Management Transaction and 2020 Daily Related Party Transactions 8.1 Elect Leng Chunsheng as For For Shareholder Non-Independent Director 8.2 Elect Li Jiahong as Non-Independent For For Shareholder Director 8.3 Elect Wang Junye as Non-Independent For For Shareholder Director 8.4 Elect Zhang Guodong as Non-Independent For For Shareholder Director 8.5 Elect Zhang Wenhai as Non-Independent For For Shareholder Director 8.6 Elect Chang Xiaohui as Non-Independent For For Shareholder Director 9.1 Elect Shi Wei as Independent Director For For Shareholder 9.2 Elect Wang Yanming as Independent For For Shareholder Director 9.3 Elect An Yaren as Independent Director For For Shareholder 10.1 Elect Cheng Jianqiu as Supervisor For For Shareholder 10.2 Elect Cao Fubo as Supervisor For For Shareholder -------------------------------------------------------------------------------- TONGLING NONFERROUS METALS GROUP CO., LTD. Ticker: 000630 Security ID: Y8883H118 Meeting Date: OCT 31, 2019 Meeting Type: Special Record Date: OCT 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Capital Injection into Sister For For Management Company and Related Party Transactions -------------------------------------------------------------------------------- TONGLING NONFERROUS METALS GROUP CO., LTD. Ticker: 000630 Security ID: Y8883H118 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAY 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report on the 2019 Financial For For Management Budget Implementation and 2020 Financial Budget Arrangements 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Application of Comprehensive For For Management Bank Credit Lines 7 Approve Foreign Exchange Trading For For Management Business 8 Approve Appointment of Auditor For For Management 9 Approve Daily Related Party For For Management Transactions 10 Approve Amendments to Articles of For For Management Association to Expand Business Scope 11 Approve Signing of Financial Services For Against Management Agreement and Continued Related Party Transactions 12 Approve Provision for Asset Impairment For For Management 13.1 Elect Yang Jun as Non-independent For For Management Director 13.2 Elect Gong Huadong as Non-independent For For Management Director 13.3 Elect Xu Wuqi as Non-independent For For Management Director 13.4 Elect Hu Xinfu as Non-independent For For Management Director 13.5 Elect Ding Shiqi as Non-independent For For Management Director 13.6 Elect Jiang Peijin as Non-independent For For Management Director 13.7 Elect Zhou Jun as Non-independent For For Management Director 13.8 Elect Wu Heping as Non-independent For For Management Director 14.1 Elect Yao Lushi as Independent Director For For Management 14.2 Elect Wang Chang as Independent For For Management Director 14.3 Elect Wang Li as Independent Director For For Management 14.4 Elect Liu Fanglai as Independent For For Management Director 15.1 Elect Chen Mingyong as Supervisor For For Management 15.2 Elect Wang Nongsheng as Supervisor For For Management 15.3 Elect Xie Shuorong as Supervisor For For Management -------------------------------------------------------------------------------- TONGLING NONFERROUS METALS GROUP CO., LTD. Ticker: 000630 Security ID: Y8883H118 Meeting Date: MAY 18, 2020 Meeting Type: Special Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Increase Allowance of For For Management Independent Directors -------------------------------------------------------------------------------- TONGLING NONFERROUS METALS GROUP CO., LTD. Ticker: 000630 Security ID: Y8883H118 Meeting Date: JUN 05, 2020 Meeting Type: Special Record Date: MAY 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Services Agreement For Against Management -------------------------------------------------------------------------------- TONGWEI CO., LTD. Ticker: 600438 Security ID: Y8884V108 Meeting Date: SEP 02, 2019 Meeting Type: Special Record Date: AUG 28, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Green Corporate Bond 2.1 Approve Issue Size For For Management 2.2 Approve Par Value and Issue Price For For Management 2.3 Approve Bond Maturity For For Management 2.4 Approve Bond Interest Rate, Method of For For Management Determination, and Pricing Process 2.5 Approve Method of Repayment of Capital For For Management and Interest 2.6 Approve Bond Form For For Management 2.7 Approve Issue Manner and Target For For Management Subscribers 2.8 Approve Guarantee and Other Credit For For Management Enhancement Measures 2.9 Approve Safeguard Measures of Debts For For Management Repayment 2.10 Approve Use of Proceeds For For Management 2.11 Approve Placing Arrangement for For For Management Shareholders 2.12 Approve Listing and Transfer For For Management 2.13 Approve Resolution Validity Period For For Management 3 Approve Authorization of Board to For For Management Handle All Matters Related to Private Placement of Green Corporate Bond -------------------------------------------------------------------------------- TONGWEI CO., LTD. Ticker: 600438 Security ID: Y8884V108 Meeting Date: FEB 27, 2020 Meeting Type: Special Record Date: FEB 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve High-Purity Crystalline For For Management Silicon and Solar Cell Business Development Plan 2 Approve Investment in the Construction For For Management of 30GW High-Efficiency Solar Cells and Supporting Projects -------------------------------------------------------------------------------- TONGWEI CO., LTD. Ticker: 600438 Security ID: Y8884V108 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAY 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 6 Approve Report of the Independent For For Management Directors 7 Approve to Appoint Auditor For For Management 8 Approve Comprehensive Credit Line For For Management Application 9 Approve Provision of Guarantee For Against Management 10 Approve Provision of Guarantee for For For Management Company Customer 11 Approve Bill Pool Business For Against Management 12 Approve Use Funds for Financial For Against Management Management 13 Approve Hedging Plan For For Management 14 Approve Loan Related Transactions For For Management 15 Approve Super Short-term Commercial For For Management Papers 16 Amend Articles of Association For For Management 17 Approve Company's Eligibility for For For Management Private Placement of Shares 18.1 Approve Type, Par Value and Listing For For Management Exchange 18.2 Approve Issue Manner and Issue Time For For Management 18.3 Approve Target Subscribers and For For Management Subscription Method 18.4 Approve Issue Size For For Management 18.5 Approve Issue Price and Pricing Basis For For Management 18.6 Approve Lock-up Period For For Management 18.7 Approve Amount and Use of Proceeds For For Management 18.8 Approve Distribution Arrangement of For For Management Undistributed Earnings 18.9 Approve Resolution Validity Period For For Management 19 Approve Private Placement of Shares For For Management 20 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 21 Approve Report on the Usage of For For Management Previously Raised Funds 22 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 23 Approve Authorization of Board to For For Management Handle All Related Matters 24.1 Elect Ding Yi as Non-Independent For For Management Director -------------------------------------------------------------------------------- TRANSFAR ZHILIAN CO., LTD. Ticker: 002010 Security ID: Y98924106 Meeting Date: DEC 25, 2019 Meeting Type: Special Record Date: DEC 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Public Issuance of Corporate Bonds to Qualified Investors 2.1 Approve Issue Size For For Management 2.2 Approve Issue Manner For For Management 2.3 Approve Bond Maturity and Type For For Management 2.4 Approve Par Value and Issue Price For For Management 2.5 Approve Use of Proceeds For For Management 2.6 Approve Bond Interest Rate as well as For For Management Method for Principal Repayment and Interest Payment 2.7 Approve Guarantee Method For For Management 2.8 Approve Adjustment on Coupon Rate For For Management Option as well as Arrangement on Redemption and Sale-back 2.9 Approve Underwriting and Listing For For Management 2.10 Approve Target Subscribers For For Management 2.11 Approve Safeguard Measures of Debts For For Management Repayment 2.12 Approve Resolution Validity Period For For Management 3 Approve Authorization of the Board to For For Management Handle All Related Matters 4 Approve Guarantee Provision Plan For For Management 5 Approve Adjustment of Implementing For For Management Entity for Fund-raising Investment Projects -------------------------------------------------------------------------------- TSINGHUA TONGFANG CO., LTD. Ticker: 600100 Security ID: Y8997R119 Meeting Date: DEC 02, 2019 Meeting Type: Special Record Date: NOV 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of Auditor For For Management -------------------------------------------------------------------------------- TSINGHUA TONGFANG CO., LTD. Ticker: 600100 Security ID: Y8997R119 Meeting Date: FEB 24, 2020 Meeting Type: Special Record Date: FEB 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Huang Mingang as Non-Independent For For Shareholder Director 1.2 Elect Zhou Liye as Non-Independent For For Shareholder Director 1.3 Elect Yang Zhaowen as Non-Independent For For Shareholder Director 1.4 Elect Wang Zirui as Non-Independent For For Shareholder Director 2.1 Elect Wang Huacheng as Independent For For Shareholder Director 2.2 Elect Hou Zhiqin as Independent For For Shareholder Director 2.3 Elect Sun Hanhong as Independent For For Shareholder Director 3.1 Elect Li Ling as Supervisor For For Shareholder 3.2 Elect Zhang Wenjuan as Supervisor For For Shareholder -------------------------------------------------------------------------------- TSINGHUA TONGFANG CO., LTD. Ticker: 600100 Security ID: Y8997R119 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Independent For For Management Directors 4 Approve Report of the Board of For For Management Supervisors 5 Approve Financial Statements For For Management 6 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 7 Approve Appointment of Auditor and For For Management Payment of Remuneration 8.1 Approve Application of Comprehensive For For Management Credit Lines 8.2 Approve Provision of Guarantee for For Against Management Comprehensive Credit Line Application of Subsidiary 8.3 Approve Provision of Guarantee for For Against Management Subsidiaries 9.1 Approve Provision of Guarantee for For Against Management Subsidiary 9.2 Approve to Authorize the Company's For Against Management Chairman or President to Implement Specific Guarantees 10 Approve Signing of Financial Services For Against Management Agreement 11.1 Approve Issuance of Super Short-term For For Management Commercial Papers 11.2 Approve Issuance of Medium-term Notes For For Management 12 Approve Authorization of Management to For For Management Dispose of Stock Financial Assets -------------------------------------------------------------------------------- UNISPLENDOUR CO., LTD. Ticker: 000938 Security ID: Y8997B106 Meeting Date: SEP 09, 2019 Meeting Type: Special Record Date: SEP 03, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision For For Management 2 Approve Amendments to Articles of For For Management Association 3 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 4 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors -------------------------------------------------------------------------------- UNISPLENDOUR CO., LTD. Ticker: 000938 Security ID: Y8997B106 Meeting Date: NOV 25, 2019 Meeting Type: Special Record Date: NOV 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management 2 Approve Use of Remaining Raised Funds For For Management to Supplement Working Capital 3 Approve Joint Bid of Land with For For Management Affiliates and Set-up Project Company -------------------------------------------------------------------------------- UNISPLENDOUR CO., LTD. Ticker: 000938 Security ID: Y8997B106 Meeting Date: MAR 23, 2020 Meeting Type: Special Record Date: MAR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Daily Related Party Transaction For For Management -------------------------------------------------------------------------------- UNISPLENDOUR CO., LTD. Ticker: 000938 Security ID: Y8997B106 Meeting Date: JUN 22, 2020 Meeting Type: Special Record Date: JUN 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Type and Par Value For For Management 2.2 Approve Issue Manner and Time For For Management 2.3 Approve Target Subscribers and For For Management Subscription Method 2.4 Approve Manner of Pricing and Issue For For Management Price 2.5 Approve Issue Size For For Management 2.6 Approve Lock-Up Period For For Management 2.7 Approve Amount and Use of Proceeds For For Management 2.8 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.9 Approve Listing Exchange For For Management 2.10 Approve Resolution Validity Period For For Management 3 Approve Plan for Private Placement of For For Management New Shares 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Report on the Usage of For For Management Previously Raised Funds 6 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 7 Approve Undertakings of Remedial For For Management Measures by the Relevant Parties in Relation to the Dilution of Current Returns as a Result of the Private Placement 8 Approve Authorization of the Board to For For Management Handle All Related Matters 9 Approve Shareholder Return Plan For For Management -------------------------------------------------------------------------------- UNISPLENDOUR CO., LTD. Ticker: 000938 Security ID: Y8997B106 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: JUN 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 6 Approve Appointment of Financial For For Management Report and Internal Control Auditor as well as Payment of Remuneration 7 Approve Signing of Financial Services For Against Management Agreement and Provision of Guarantee 8 Approve Provision of Guarantee for For For Management Comprehensive Credit Line Application of Subsidiary 9 Approve Provision of Guarantee for For For Management Credit Line Application of Subsidiary 10 Amend Articles of Association For Against Management -------------------------------------------------------------------------------- WALVAX BIOTECHNOLOGY CO., LTD. Ticker: 300142 Security ID: Y9486E106 Meeting Date: AUG 12, 2019 Meeting Type: Special Record Date: AUG 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Li Yunchun as Non-Independent For For Management Director 1.2 Elect Jiang Runsheng as For For Management Non-Independent Director 1.3 Elect Huang Zhen as Non-Independent For For Management Director 1.4 Elect Xu Wansheng as Non-Independent For For Management Director 1.5 Elect Zhang Jiansheng as For For Management Non-Independent Director 1.6 Elect Dong Ying as Non-Independent For For Management Director 2.1 Elect Na Chaohong as Independent For For Management Director 2.2 Elect Huang Weimin as Independent For For Management Director 2.3 Elect Zhong Bin as Independent Director For For Management 3 Elect Wei Aixue as Supervisor For For Management 4 Approve Use of Idle Raised Funds and For For Management Interest Income from Raised Funds Deposit for Replenishment of Working Capital 5 Approve Signing of Equity Transfer For For Management Agreement -------------------------------------------------------------------------------- WALVAX BIOTECHNOLOGY CO., LTD. Ticker: 300142 Security ID: Y9486E106 Meeting Date: FEB 12, 2020 Meeting Type: Special Record Date: FEB 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change in Use of Raised Funds For For Management -------------------------------------------------------------------------------- WALVAX BIOTECHNOLOGY CO., LTD. Ticker: 300142 Security ID: Y9486E106 Meeting Date: APR 13, 2020 Meeting Type: Annual Record Date: APR 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Audited Financial Report For For Management 4 Approve Financial Statements For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Profit Distribution For For Management 7 Approve Appointment of Auditor For For Management -------------------------------------------------------------------------------- WALVAX BIOTECHNOLOGY CO., LTD. Ticker: 300142 Security ID: Y9486E106 Meeting Date: MAY 28, 2020 Meeting Type: Special Record Date: MAY 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management -------------------------------------------------------------------------------- WANDA FILM HOLDING CO., LTD. Ticker: 002739 Security ID: Y94885103 Meeting Date: DEC 19, 2019 Meeting Type: Special Record Date: DEC 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- WANDA FILM HOLDING CO., LTD. Ticker: 002739 Security ID: Y94885103 Meeting Date: MAR 26, 2020 Meeting Type: Special Record Date: MAR 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Debt Financing For For Management Instruments 2 Approve Guarantee Provision Plan For For Management -------------------------------------------------------------------------------- WANDA FILM HOLDING CO., LTD. Ticker: 002739 Security ID: Y94885103 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAY 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 7 Approve Internal Control Evaluation For For Management Report 8 Approve Daily Related Party For For Management Transactions 9 Approve Provision for Asset Impairment For For Management 10 Approve Realization of Performance For For Management Commitments and Performance Compensation Plan in Connection to Acquisition by Issuance of Shares as well as Repurchase Cancellation of Corresponding Compensation Shares 11 Amend Management System of Raised Funds For For Management 12 Approve Company's Eligibility for For For Management Private Placement of Shares 13.1 Approve Share Type and Par Value For For Management 13.2 Approve Issue Manner and Issue Time For For Management 13.3 Approve Target Subscribers and For For Management Subscription Method 13.4 Approve Pricing Reference Date, Issue For For Management Price and Pricing Principle 13.5 Approve Issue Size For For Management 13.6 Approve Amount and Usage of Raised For For Management Funds 13.7 Approve Lock-up Period For For Management 13.8 Approve Listing Exchange For For Management 13.9 Approve Distribution Arrangement of For For Management Undistributed Earnings 13.10 Approve Resolution Validity Period For For Management 14 Approve Plan on Private Placement of For For Management Shares 15 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 16 Approve Report on the Usage of For For Management Previously Raised Funds 17 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 18 Approve Shareholder Return Plan For For Management 19 Approve Authorization of Board to For For Management Handle All Related Matters 20 Approve Appointment of Auditor For For Shareholder -------------------------------------------------------------------------------- WANGSU SCIENCE & TECHNOLOGY CO., LTD. Ticker: 300017 Security ID: Y7689Q108 Meeting Date: NOV 07, 2019 Meeting Type: Special Record Date: OCT 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustment on Incentive Object For For Management and Number of Stock Options Granted on the Initial Stock Option and Performance Shares Incentive Plan as well as Repurchase and Cancellation of Performance Shares (I) 2 Approve Adjustment on Incentive Object For For Management and Amount of Stock Options Granted on Stock Option and Performance Shares Incentive Plan as well as Repurchase and Cancellation of Peroformance Shares 3 Approve Adjustment on Incentive Object For For Management and Number of Stock Options Granted on the Initial Stock Option and Performance Shares Incentive Plan as well as Repurchase and Cancellation of Performance Shares (II) 4 Approve Amendments to Articles of For For Management Association 5 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- WANGSU SCIENCE & TECHNOLOGY CO., LTD. Ticker: 300017 Security ID: Y7689Q108 Meeting Date: DEC 31, 2019 Meeting Type: Special Record Date: DEC 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction For For Management -------------------------------------------------------------------------------- WANGSU SCIENCE & TECHNOLOGY CO., LTD. Ticker: 300017 Security ID: Y7689Q108 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Adjustment on Number of For For Management Incentive Objects and Scale of Grant of 2017 Stock Options and Performance Shares and Repurchase and Cancellation of Performance Shares 7 Approve Repurchase and Cancellation of For For Management 2017 Stock Option and Performance Shares, Exercise Period, Unlocking Period Has Not Reached the Right to Exercise, Unlocking Conditions Corresponding to Stock Options and Performance Shares 8 Approve Repurchase and Cancellation of For For Management 2017 Stock Option and Performance Shares, Reservation of Exercise Period, Unlocking Period Has Not Reached the Right to Exercise, Unlocking Conditions Corresponding to Stock Options and Performance Shares 9 Approve Change in Registered Capital For For Management and Amendments to Articles of Association 10 Approve Provision for Asset Impairment For For Management and Write-off -------------------------------------------------------------------------------- WANGSU SCIENCE & TECHNOLOGY CO., LTD. Ticker: 300017 Security ID: Y7689Q108 Meeting Date: JUN 12, 2020 Meeting Type: Special Record Date: JUN 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Criteria to Select Plan For For Management Participants 1.2 Approve Source, Quantity and For For Management Distribution 1.3 Approve Exercise Rights/Price-setting For For Management Basis and Its Determination Method 1.4 Approve Validity, Grant Date, Waiting For For Management Period/Restriction Period, Exercise Date/Locking Arrangement and Lock-Up Period 1.5 Approve Stock Option Authorized For For Management Benefit and Exercise Conditions as well as Performance Share Grant and Release Conditions 1.6 Approve Methods and Procedures to For For Management Adjust the Incentive Plan 1.7 Approve Accounting Treatment For For Management 1.8 Approve Implementation Procedures For For Management 1.9 Approve Rights and Obligations of the For For Management Plan Participants and the Company 1.10 Approve How to Implement the For For Management Restricted Stock Incentive Plan When There Are Changes for the Company and Incentive Objects 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of the Board to For For Management Handle All Related Matters 4.1 Elect Liu Chengyan as Non-Independent For For Management Director 4.2 Elect Hong Ke as Non-Independent For For Management Director 4.3 Elect Yan Yongchun as Non-Independent For For Management Director 4.4 Elect Zhou Liping as Non-Independent For For Management Director 5.1 Elect Huang Siying as Independent For For Management Director 5.2 Elect Feng Jinfeng as Independent For For Management Director 5.3 Elect Lu Jiaxing as Independent For For Management Director 6.1 Elect Zhang Haiyan as Supervisor For For Management 6.2 Elect Yao Baojing as Supervisor For For Management -------------------------------------------------------------------------------- WANHUA CHEMICAL GROUP CO. LTD. Ticker: 600309 Security ID: Y9520G109 Meeting Date: APR 27, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Profit Distribution For For Management 3 Approve 2019 Investment Plan and 2020 For Against Management Investment Plan 4 Approve Annual Report and Summary For For Management 5 Approve Report of the Board of For For Management Directors 6 Approve Report of the Board of For For Management Supervisors 7 Approve Report of the Independent For For Management Directors 8 Approve Payment of Remuneration to For For Management Auditors 9 Approve Appointment of Auditor For For Management 10 Approve Daily Related-Party For For Management Transactions 11 Approve Provision of Guarantee to For Against Management Subsidiaries and Mutual Guarantees between Subsidiaries 12 Approve Guarantee Provision Plan For For Management 13 Approve Amendments to Articles of For For Management Association 14 Approve Increase in Super Short-term For For Management Commercial Papers Registration Limit 15 Elect Sun Xiao as External Supervisor For For Management 16 Elect Liu Zhijun as Supervisor For For Management 17.1 Elect Liao Zengtai as Non-Independent For For Management Director 17.2 Elect Kou Guangwu as Non-Independent For For Management Director 17.3 Elect Hua Weiqi as Non-Independent For For Management Director 17.4 Elect Rong Feng as Non-Independent For For Management Director 17.5 Elect Chen Dianxin as Non-Independent For For Management Director 17.6 Elect Qi Guishan as Non-Independent For For Management Director 17.7 Elect Guo Xingtian as Non-Independent For For Management Director 18.1 Elect Bao Yongjian as Independent For For Management Director 18.2 Elect Zhang Xiaorong as Independent For For Management Director 18.3 Elect Zhang Wanbin as Independent For For Management Director 18.4 Elect Li Zhongxiang as Independent For For Management Director -------------------------------------------------------------------------------- WEICHAI POWER CO., LTD. Ticker: 2338 Security ID: Y9531A117 Meeting Date: SEP 24, 2019 Meeting Type: Special Record Date: SEP 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee to For For Management Weichai Power Hong Kong International Development Co., Limited in Respect of Certain Loans and the Relevant Interest Rate Swap Transactions 2 Approve Weichai Holdings General For For Management Services Agreement and the Chongqing Weichai General Services Agreement and the Relevant New Caps 3 Approve Weichai Purchase and For For Management Processing Services Agreement and the Relevant New Caps 4 Approve Shaanxi Zhongqi Purchase For For Management Agreement and the Relevant New Caps 5 Approve Shaanxi Zhongqi Sale Agreement For For Management and the Relevant New Caps -------------------------------------------------------------------------------- WEICHAI POWER CO., LTD. Ticker: 2338 Security ID: Y9531A117 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: JUN 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Annual Report and Summary For For Management 2 Approve 2019 Report of the Board of For For Management Directors 3 Approve 2019 Report of the Supervisory For For Management Committee 4 Approve 2019 Audited Financial For For Management Statements and Auditors' Report 5 Approve 2019 Final Financial Report For For Management 6 Approve 2020 Financial Budget Report For Against Management 7 Approve 2019 Profit Distribution For For Management 8 Approve Interim Dividend For For Management 9 Approve Deloitte Touche Tohmatsu For For Management Certified Public Accountants LLP as Auditors and Authorize Board to Fix Their Remuneration 10 Approve Hexin Accountants LLP as For For Management Internal Control Auditors 11 Amend Articles of Association For For Management 12 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 13 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 14 Elect Zhang Liangfu as Director For For Management 15.1 Elect Jiang Yan as Director For For Management 15.2 Elect Yu Zhuoping as Director For For Management 15.3 Elect Zhao Huifang as Director For For Shareholder -------------------------------------------------------------------------------- WEN'S FOODSTUFF GROUP CO., LTD. Ticker: 300498 Security ID: Y2R30P108 Meeting Date: NOV 08, 2019 Meeting Type: Special Record Date: OCT 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustment on Issuance of For For Management Commercial Papers 2 Approve Adjustment on Related Party For For Management Transaction 3 Approve Repurchase and Cancellation of For For Management Performance Share Plan 4 Approve Changes in Registered Capital For For Management and Amend Articles of Association -------------------------------------------------------------------------------- WEN'S FOODSTUFF GROUP CO., LTD. Ticker: 300498 Security ID: Y2R30P108 Meeting Date: MAR 23, 2020 Meeting Type: Special Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Management System of External For For Management Donations 2 Approve Donations to Support the For For Management Prevention and Control of the Novel Coronavirus Pneumonia Epidemic 3 Approve Donations to Beiying Charity For Against Management Foundation of Xinxing County, Guangdong Province 4 Approve Donations to Xinxingxian Liuzu For Against Management Charity Association 5 Approve the Confirmation of Previously For Against Management Entrusted Asset Management 6 Approve Use of Temporary Excess Idle For For Management Raised Funds and Remaining Raised Funds for Cash Management -------------------------------------------------------------------------------- WEN'S FOODSTUFF GROUP CO., LTD. Ticker: 300498 Security ID: Y2R30P108 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAY 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Internal Control For For Management Self-Evaluation Report 6 Approve Report on the Deposit and For For Management Usage of Raised Funds 7 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 8 Approve Related Party Transaction For For Management 9 Approve Provision of Guarantee For Against Management 10 Approve Remuneration of Directors and For For Management Supervisors 11 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 12 Approve to Appoint Auditor For Against Management -------------------------------------------------------------------------------- WEN'S FOODSTUFFS GROUP CO., LTD. Ticker: 300498 Security ID: Y2R30P108 Meeting Date: JUL 03, 2019 Meeting Type: Special Record Date: JUN 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase and Cancellation of For For Management Performance Shares 2 Approve Change in Registered Capital For For Management and Amendments to Articles of Association -------------------------------------------------------------------------------- WEN'S FOODSTUFFS GROUP CO., LTD. Ticker: 300498 Security ID: Y2R30P108 Meeting Date: AUG 15, 2019 Meeting Type: Special Record Date: AUG 07, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of Auditor For For Management 2 Approve Adjustment on Assessment For Against Management Standard for Performance Share Incentive Plan 3 Elect Yin Yulong as Independent For For Management Director -------------------------------------------------------------------------------- WEN'S FOODSTUFFS GROUP CO., LTD. Ticker: 300498 Security ID: Y2R30P108 Meeting Date: SEP 06, 2019 Meeting Type: Special Record Date: AUG 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Profit Distribution For For Management 2 Approve Donation to Beiying Charity For Against Management Foundation in Xinxing County, Guangdong Province 3 Approve Donation to Guangdong Province For For Management Foundation and Applied Basic Research Fund Committee -------------------------------------------------------------------------------- WESTERN SECURITIES CO., LTD. Ticker: 002673 Security ID: Y9382Q104 Meeting Date: JUL 25, 2019 Meeting Type: Special Record Date: JUL 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision for Asset Impairment For For Management 2 Approve Detailed Rules for Online For For Management Voting of the Shareholders General Meeting -------------------------------------------------------------------------------- WESTERN SECURITIES CO., LTD. Ticker: 002673 Security ID: Y9382Q104 Meeting Date: AUG 13, 2019 Meeting Type: Special Record Date: AUG 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- WESTERN SECURITIES CO., LTD. Ticker: 002673 Security ID: Y9382Q104 Meeting Date: NOV 14, 2019 Meeting Type: Special Record Date: NOV 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Zhou Dongsheng as For For Management Non-Independent Director 2 Approve Provision for Asset Impairment For For Management -------------------------------------------------------------------------------- WESTERN SECURITIES CO., LTD. Ticker: 002673 Security ID: Y9382Q104 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Profit Distribution For For Management 5 Approve Investment Business Scale and For For Management Risk Limit 6.1 Approve Related Party Transactions For For Management with Shaanxi Investment Group Co., Ltd. 6.2 Approve Related Party Transactions For For Management with Shaanxi Huaqin Investment Group Co., Ltd. 6.3 Approve Related Party Transactions For For Management with Western Trust Co., Ltd. 6.4 Approve Related Party Transactions For For Management with Shaanxi Jintai Hengye Real Estate Co., Ltd. and Shanghai Jinshan Industrial Development Co., Ltd. 6.5 Approve Related Party Transactions For For Management with Xi'an Renmin Dasha Co., Ltd. 6.6 Approve Related Party Transactions For For Management with Sofitel Xian Renmin Hotel 6.7 Approve Related Party Transactions For For Management with Shaanxi Jinxin Industry Development Co., Ltd. 6.8 Approve Related Party Transactions For For Management with Shaanxi Jinxin Catering Management Co., Ltd. 6.9 Approve Related Party Transactions For For Management with Shaanxi Huashan Venture Co., Ltd. and Its Subsidiary 6.10 Approve Related Party Transactions For For Management with Macau Huashan Venture International Economic and Technical Cooperation and Trade Co., Ltd. 6.11 Approve Related Party Transactions For For Management with Shaanxi Shantou Capital Management Co., Ltd. 6.12 Approve Related Party Transactions For For Management with Shaanxi Coalfield Geology Group Co., Ltd. 6.13 Approve Related Party Transactions For For Management with Shaanxi Coalfield Wutan Surveying And Mapping Co., Ltd. 6.14 Approve Related Party Transactions For For Management with Shaanxi Aviation Industry Development Corporation 6.15 Approve Related Party Transactions For For Management with Shaanxi Energy Zhaoshipan Coal and Electricity Co., Ltd. 6.16 Approve Related Party Transactions For For Management with Shaanxi Hydroelectric Power Development Co., Ltd. 6.17 Approve Related Party Transactions For For Management with Shaanxi Huisen Coal Industry Transportation Co., Ltd. 6.18 Approve Related Party Transactions For For Management with Shaanxi Investment Group International Trade Co., Ltd. 6.19 Approve Related Party Transactions For For Management with Shaanxi Investment Group Finance Co., Ltd. 6.20 Approve Related Party Transactions For For Management with Shaanxi Juncheng Financial Leasing Co., Ltd. 6.21 Approve Related Party Transactions For For Management with Shaanxi Electric Power Construction Investment Development Company 6.22 Approve Related Party Transactions For For Management with Shaanxi Aviation Industry Asset Management Co., Ltd. 6.23 Approve Related Party Transactions For For Management with Shaanxi Qinlong Electric Power Co. , Ltd. 7 Approve Appointment of Auditor For For Management 8 Approve Company's Eligibility for For For Management Private Placement of Shares 9.1 Approve Type and Par Value For For Management 9.2 Approve Issue Manner and Time For For Management 9.3 Approve Issue Price and Pricing Basis For For Management 9.4 Approve Target Subscribers and For For Management Subscription Method 9.5 Approve Issue Size For For Management 9.6 Approve Lock-up Period For For Management 9.7 Approve Raised Funds Investment For For Management 9.8 Approve Distribution Arrangement of For For Management Cumulative Earnings 9.9 Approve Listing Exchange For For Management 9.10 Approve Resolution Validity Period For For Management 10 Approve Plan for Private Placement of For For Management New Shares 11 Approve Transaction Constitute as For For Management Related-Party Transaction and Signing of Shares Subscription Agreement 12 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 13 Approve Report on the Usage of For For Management Previously Raised Funds 14 Approve White Wash Waiver For For Management 15 Approve Shareholder Return Plan For For Management 16 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 17 Approve Authorization of Board to For For Management Handle All Related Matters Regarding Private Placement of New Shares -------------------------------------------------------------------------------- WILL SEMICONDUCTOR CO., LTD. SHANGHAI Ticker: 603501 Security ID: Y9584K103 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: JUN 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Auditor and For For Management Internal Control Auditor 7 Approve 2019 Related Party For For Management Transactions and 2020 Daily Related Party Transactions 8 Approve Comprehensive Credit Line Bank For For Management Application and Authorized Signing of Related Bank Loans 9 Approve Provision of Guarantee For For Management 10 Approve 2019 and 2020 Remuneration of For For Management Directors, Supervisors and Senior Management Members 11 Approve Shareholder Return Plan For For Management 12 Amend Articles of Association For For Management 13 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 14 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 15 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 16.1 Elect Hongli Yang as Non-Independent For For Management Director 16.2 Elect Lv Dalong as Non-Independent For For Management Director 16.3 Elect Liu Yue as Non-Independent For For Management Director 17.1 Elect Zhou Shuyang as Supervisor For For Management -------------------------------------------------------------------------------- WUCHAN ZHONGDA GROUP CO., LTD. Ticker: 600704 Security ID: Y9890U100 Meeting Date: SEP 12, 2019 Meeting Type: Special Record Date: SEP 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management 2 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- WUCHAN ZHONGDA GROUP CO., LTD. Ticker: 600704 Security ID: Y9890U100 Meeting Date: DEC 06, 2019 Meeting Type: Special Record Date: NOV 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For Against Management 2.1 Elect Zhang Zuoxue as Non-Independent For For Management Director 2.2 Elect Lin Ruijin as Non-Independent For For Management Director -------------------------------------------------------------------------------- WUHU SHUNRONG SANQI INTERACTIVE ENTERTAINMENT CO., LTD. Ticker: 002555 Security ID: Y9717X105 Meeting Date: JUL 05, 2019 Meeting Type: Special Record Date: JUN 28, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary on Third For For Management Phase Employee Share Purchase Plan 2 Approve Management Method of Third For For Management Phase Employee Share Purchase Plan 3 Approve Authorization of Board to For For Management Handle All Related Matters Regarding Third Phase Employee Share Purchase Plan 4 Elect Zeng Kaitian as Non-Independent For For Management Director 5 Approve Provision of Guarantee For For Management 6 Approve Additional Bank Credit Line For For Management Applications -------------------------------------------------------------------------------- WUHU SHUNRONG SANQI INTERACTIVE ENTERTAINMENT CO., LTD. Ticker: 002555 Security ID: Y9717X105 Meeting Date: SEP 12, 2019 Meeting Type: Special Record Date: SEP 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Profit Distribution For For Management 2 Approve Changes in Business Scope and For For Management Amend Articles of Association -------------------------------------------------------------------------------- WUHU SHUNRONG SANQI INTERACTIVE ENTERTAINMENT CO., LTD. Ticker: 002555 Security ID: Y9717X105 Meeting Date: NOV 18, 2019 Meeting Type: Special Record Date: NOV 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Additional Bank Credit Line For For Management 2 Approve Guarantee Provision For For Management -------------------------------------------------------------------------------- WUHU SHUNRONG SANQI INTERACTIVE ENTERTAINMENT CO., LTD. Ticker: 002555 Security ID: Y9717X105 Meeting Date: DEC 24, 2019 Meeting Type: Special Record Date: DEC 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management 2 Approve Use of Own Funds for For Against Management Securities Investment and Entrusted Asset Management 3.1 Elect Li Yang as Independent Director For For Shareholder 3.2 Elect Ye Xin as Independent Director For For Shareholder 3.3 Elect Liu Guangqiang as Independent For For Shareholder Director -------------------------------------------------------------------------------- WUHU SHUNRONG SANQI INTERACTIVE ENTERTAINMENT CO., LTD. Ticker: 002555 Security ID: Y9717X105 Meeting Date: APR 22, 2020 Meeting Type: Annual Record Date: APR 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Financial For For Management Report Auditor and Internal Control Auditor 7 Approve Guarantee Provision Between For For Management Company and Subsidiaries 8 Approve Company's Eligibility for For For Management Private Placement of Shares 9.1 Approve Share Type and Par Value For For Management 9.2 Approve Issue Manner and Issue Time For For Management 9.3 Approve Issue Price and Pricing For For Management Principle 9.4 Approve Issue Size For For Management 9.5 Approve Target Subscribers and For For Management Subscription Method 9.6 Approve Use of Proceeds For For Management 9.7 Approve Lock-up Period For For Management 9.8 Approve Listing Exchange For For Management 9.9 Approve Distribution Arrangement of For For Management Undistributed Earnings 9.10 Approve Validity Period For For Management 10 Approve Plan on Private Placement of For For Management Shares 11 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 12 Approve Report on the Usage of For For Management Previously Raised Funds 13 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 14 Approve Shareholder Dividend Return For For Management Plan 15 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- WUHU SHUNRONG SANQI INTERACTIVE ENTERTAINMENT CO., LTD. Ticker: 002555 Security ID: Y9717X105 Meeting Date: MAY 15, 2020 Meeting Type: Special Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Approve to Adjust the Remuneration For For Management Plan of Directors -------------------------------------------------------------------------------- WULIANGYE YIBIN CO., LTD. Ticker: 000858 Security ID: Y9718N106 Meeting Date: SEP 27, 2019 Meeting Type: Special Record Date: SEP 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 3 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 4 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 5 Elect Zeng Congqin as Non-Independent For For Management Director -------------------------------------------------------------------------------- WULIANGYE YIBIN CO., LTD. Ticker: 000858 Security ID: Y9718N106 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Daily Related-party For Against Management Transactions 7 Approve Appointment of Auditor For For Management 8 Approve Amendments to Articles of For For Management Association 9 Approve Change in Usage and For For Management Implementing Party of Raised Funds Investment Project 10 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 11 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 12 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 13 Approve Comprehensive Budget Plan For For Management 14.1 Elect Liu Feng as Supervisor For For Management 14.2 Elect Yang Ling as Supervisor For For Management -------------------------------------------------------------------------------- WUXI APPTEC CO., LTD. Ticker: 2359 Security ID: Y971B1100 Meeting Date: SEP 20, 2019 Meeting Type: Special Record Date: SEP 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 A Share Incentive Plan For Against Management 2 Approve Grant of Restricted A Shares For Against Management to the Connected Participants 3 Approve List of Grantees Under the For Against Management Initial Grant of the 2019 A Share Incentive Plan 4 Approve 2019 Share Appreciation Scheme For For Management 5 Approve Adoption of the Administrative For Against Management Measures for Appraisal System of the 2019 Share Incentive Schemes 6 Authorize Board to Handle Matters For Against Management Pertaining to the 2019 Share Incentive Schemes 7 Approve Change of Registered Capital For For Management 8 Approve Amendments to the Business For For Management Scope 9 Amend Articles of Association For For Management -------------------------------------------------------------------------------- WUXI APPTEC CO., LTD. Ticker: 2359 Security ID: Y971B1100 Meeting Date: SEP 20, 2019 Meeting Type: Special Record Date: SEP 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 A Share Incentive Plan For Against Management 2 Approve Grant of Restricted A Shares For Against Management to the Connected Participants 3 Approve List of Grantees Under the For Against Management Initial Grant of the 2019 A Share Incentive Plan 4 Approve Adoption of the Administrative For Against Management Measures for Appraisal System of the 2019 Share Incentive Schemes 5 Authorize Board to Handle Matters For Against Management Pertaining to the 2019 Share Incentive Schemes -------------------------------------------------------------------------------- WUXI APPTEC CO., LTD. Ticker: 2359 Security ID: Y971B1100 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Supervisory For For Management Committee 3 Approve 2019 Annual Report, Annual For For Management Report Summary and Annual Results Announcements 4 Approve 2019 Financial Report For For Management 5 Approve 2019 Profit Distribution Plan For For Management 6 Approve Provision of External For Against Management Guarantees for Subsidiaries 7 Approve Deloitte Touche Tohmatsu (a For Against Management Special General Partnership) as PRC Financial Report and Internal Control Report Auditors and Deloitte Touche Tohmatsu as Offshore Financial Report Auditors and Authorize Board to Fix their Remuneration 8 Approve Foreign Exchange Hedging Limit For For Management 9 Approve Increase in Registered Capital For For Management 10 Approve Amendments to Articles of For For Management Association 11 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 12 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 13 Approve Remuneration of Directors For For Management 14 Approve Remuneration of Supervisors For For Management 15 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights for A Shares and/or H Shares 16 Authorize Repurchase of Issued A and H For For Management Share Capital 17 Approve the Proposal in Relation to For For Management the Compliance with Conditions for the Proposed Non-Public Issuance of A Shares 18.1 Approve Class and Par Value of Shares For For Management to be Issued 18.2 Approve Method and Time of Issuance For For Management 18.3 Approve Target Subscribers and Method For For Management of Subscription 18.4 Approve Issue Price and Pricing For For Management Principles 18.5 Approve Number of A Shares to be Issued For For Management 18.6 Approve Lock-up Period For For Management 18.7 Approve Place of Listing For For Management 18.8 Approve Arrangement for the Retained For For Management Undistributed Profits Prior to the Proposed Non-Public Issuance of A Shares 18.9 Approve Validity Period of the For For Management Resolutions in Relation to the Proposed Non-Public Issuance of A Shares 18.10 Approve Amount and Use of Proceeds For For Management 19 Approve Feasibility Report For For Management 20 Approve the Report on the Use of For For Management Proceeds from Previous Fund Raising 21 Approve the Remedial Measures For For Management Regarding Dilution on Returns for the Current Period Due to the Proposed Non-Public Issuance of A Shares 22 Approve the Shareholders' Dividend and For For Management Return Plan (2020-2022) 23 Approve the Authorization to the For For Management Board, the Chairman and/or Authorized Persons of the Chairman in Relation to the Proposed Non-Public Issuance of A Shares 24 Approve the Proposed Issuance of H For For Management Shares Under Specific Mandate 25.1 Elect Ge Li as Director For Against Management 25.2 Elect Edward Hu as Director For For Management 25.4 Elect Zhaohui Zhang as Director For For Management 25.5 Elect Ning Zhao as Director For For Management 25.6 Elect Xiaomeng Tong as Director For For Management 25.7 Elect Yibing Wu as Director For For Management 25.3 Elect Steve Qing Yang as Director For For Management 26.1 Elect Jiangnan Cai as Director For For Management 26.2 Elect Yan Liu as Director For For Management 26.3 Elect Hetong Lou as Director For For Management 26.4 Elect Xiaotong Zhang as Director For For Management 26.5 Elect Dai Feng as Director For For Management 27.1 Approve Harry Liang He as Supervisor For For Management 27.2 Approve Jichao Wang as Supervisor For For Management -------------------------------------------------------------------------------- WUXI APPTEC CO., LTD. Ticker: 2359 Security ID: Y971B1100 Meeting Date: MAY 15, 2020 Meeting Type: Special Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Profit Distribution Plan For For Management 2 Authorize Repurchase of Issued A and H For For Management Share Capital 3 Approve the Proposed Issuance of H For For Management Shares Under Specific Mandate -------------------------------------------------------------------------------- XCMG CONSTRUCTION MACHINERY CO., LTD. Ticker: 000425 Security ID: Y9T17R112 Meeting Date: DEC 26, 2019 Meeting Type: Special Record Date: DEC 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Sale of Materials or Products For For Management 1.2 Approve Rental of Houses, Equipment For For Management and Products 1.3 Approve Accept Related Party Services For For Management 2.1 Approve Purchase of Materials or For For Management Products 2.2 Approve Selling Materials or Products For For Management 2.3 Approve Rent or Lease of Properties, For For Management Equipment and Products 2.4 Approve Use of Licensing Trademark For For Management 2.5 Approve Cooperative Technology For For Management Development 2.6 Approve Provision or Acceptance of For For Management Services 2.7 Approve Entrust Operations to Related For For Management Parties 3 Approve Amendments to Articles of For Against Management Association 4 Approve Guarantee Provision to For For Management Subsidiary 5.1 Approve Guarantee Provision for For For Management Mortgage Business 5.2 Approve Guarantee Provision for For For Management Financial Leasing Business 6 Approve Application of Credit Lines For For Management 7 Approve Write-off of Assets For For Management -------------------------------------------------------------------------------- XCMG CONSTRUCTION MACHINERY CO., LTD. Ticker: 000425 Security ID: Y9T17R112 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Financial Budget Report For For Management 6 Approve Amendments to Articles of For For Management Association to Expand Business Scope 7 Approve to Appoint Auditors and For For Management Payment of Their Remuneration 8 Approve Annual Report and Summary For For Management -------------------------------------------------------------------------------- XIAMEN CD INC. Ticker: 600153 Security ID: Y9721Y107 Meeting Date: NOV 12, 2019 Meeting Type: Special Record Date: NOV 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Commercial Papers For For Management 2 Approve Issuance of Medium-term Notes For For Management 3 Approve Provision of Guarantee For For Management 4 Approve to Adjust the Allowance of For For Management Independent Directors -------------------------------------------------------------------------------- XIAMEN CD INC. Ticker: 600153 Security ID: Y9721Y107 Meeting Date: JUN 09, 2020 Meeting Type: Annual Record Date: MAY 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements and For For Management Financial Budget Report 5 Approve Allocation of Income and For For Management Dividends 6 Approve Provision of Guarantee For Against Management 7 Approve Daily Related-Party For For Management Transactions 8 Approve Related Party Transaction with For For Management Financial Institutions 9 Approve Use of Idle Funds to Invest in For Against Management Financial Products 10 Approve Property Lease Agreement For For Management 11 Approve Commodity Derivatives Business For For Management 12 Approve Foreign Exchange Derivatives For For Management 13 Approve Appointment of Auditor For For Management 14 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 15 Approve Amendments to Articles of For For Management Association 16 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 17 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 18 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders -------------------------------------------------------------------------------- XIAMEN INTRETECH, INC. Ticker: 002925 Security ID: Y972FZ109 Meeting Date: SEP 25, 2019 Meeting Type: Special Record Date: SEP 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Cancellation of Part of the For For Management Incentive Target that has been Granted but not yet Exercised Stock Options and Repurchase Cancellation of Performance Shares 2 Approve Change of Auditor For For Management 3 Approve Change in Registered Capital For For Management and Amend Articles of Association -------------------------------------------------------------------------------- XINHU ZHONGBAO CO., LTD. Ticker: 600208 Security ID: Y9724T105 Meeting Date: AUG 01, 2019 Meeting Type: Special Record Date: JUL 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- XINHU ZHONGBAO CO., LTD. Ticker: 600208 Security ID: Y9724T105 Meeting Date: AUG 07, 2019 Meeting Type: Special Record Date: AUG 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- XINHU ZHONGBAO CO., LTD. Ticker: 600208 Security ID: Y9724T105 Meeting Date: DEC 25, 2019 Meeting Type: Special Record Date: DEC 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision Plan For For Management -------------------------------------------------------------------------------- XINHU ZHONGBAO CO., LTD. Ticker: 600208 Security ID: Y9724T105 Meeting Date: JAN 23, 2020 Meeting Type: Special Record Date: JAN 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Participation in Purchase of For For Management Assets 2 Approve Xinhu Holdings to Participate For For Management in the Purchase of Assets -------------------------------------------------------------------------------- XINHU ZHONGBAO CO., LTD. Ticker: 600208 Security ID: Y9724T105 Meeting Date: MAY 13, 2020 Meeting Type: Special Record Date: MAY 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management 2 Approve Subscription to H Shares For For Management -------------------------------------------------------------------------------- XINHU ZHONGBAO CO., LTD. Ticker: 600208 Security ID: Y9724T105 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Financial Budget Report For For Management 6 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 7 Approve Provision of Guarantee for For Against Management Subsidiary 8 Approve Provision of Guarantee for For For Management Franchise 9 Approve Provision of Guarantee for For For Management Associate Company 10 Approve to Appoint Auditors and to Fix For For Management Their Remuneration 11 Approve Remuneration of Directors and For For Management Supervisors 12 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- XINJIANG GOLDWIND SCIENCE & TECHNOLOGY CO., LTD. Ticker: 2208 Security ID: Y97237104 Meeting Date: DEC 20, 2019 Meeting Type: Special Record Date: DEC 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Approve Continuing Connected For For Management Transactions (A Shares) with China Three Gorges (Group) Co, Ltd. and the Annual Cap -------------------------------------------------------------------------------- XINJIANG GOLDWIND SCIENCE & TECHNOLOGY CO., LTD. Ticker: 2208 Security ID: Y97237104 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: JUN 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Supervisory For For Management Committee 3 Approve 2019 Audited Consolidated For For Management Financial Statements and Auditors' Report 4 Approve 2019 Final Dividend For For Management Distribution 5 Approve 2019 Annual Report For For Management 6 Approve Provision of Letter of For Against Management Guarantee by the Company for the Benefit of Its Subsidiaries 7 Approve Provision of New Guarantees by For Against Management the Company for Its Subsidiaries 8 Approve the Proposed Operation of For For Management Exchange Rate Hedging Business 9 Approve Deloitte Touche Tohmatsu For For Management Certified Public Accountants LLP as the PRC Auditors and Deloitte Touche Tohmatsu as the International Auditors and Authorize Board to Fix Their Remuneration 10 Approve the Proposed Authorization of For For Management the Board of Directors of Goldwind Investment Holding Co., Ltd, a Wholly-Owned Subsidiary of the Company, to Dispose of Shares in JL MAG RareEarth Co., Ltd. -------------------------------------------------------------------------------- YANAN BICON PHARMACEUTICAL LISTED CO. Ticker: 002411 Security ID: Y4441M103 Meeting Date: AUG 23, 2019 Meeting Type: Special Record Date: AUG 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Progress of Fundraising For For Management Investment Projects and Partial Production Lines Continue to be Postponed or Terminated -------------------------------------------------------------------------------- YANAN BICON PHARMACEUTICAL LISTED CO. Ticker: 002411 Security ID: Y4441M103 Meeting Date: SEP 12, 2019 Meeting Type: Special Record Date: SEP 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Termination and Cancellation For For Management of Related Party Investment in the Establishment of M&A funds 2 Approve Termination on Share Capital For For Management Increase Plan of Directors, Supervisors and Senior Management 3 Approve Amendments to Articles of For Against Management Association 4 Approve Related-party Transaction For For Management Decision-making System 5 Approve External Guarantee For For Shareholder -------------------------------------------------------------------------------- YANAN BICON PHARMACEUTICAL LISTED CO. Ticker: 002411 Security ID: Y4441M103 Meeting Date: NOV 15, 2019 Meeting Type: Special Record Date: NOV 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve External Guarantee For Against Management -------------------------------------------------------------------------------- YANAN BICON PHARMACEUTICAL LISTED CO. Ticker: 002411 Security ID: Y4441M103 Meeting Date: JAN 15, 2020 Meeting Type: Special Record Date: JAN 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- YANAN BICON PHARMACEUTICAL LISTED CO. Ticker: 002411 Security ID: Y4441M103 Meeting Date: MAR 04, 2020 Meeting Type: Special Record Date: FEB 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Corporate Bond Issuance 2.1 Approve Issue Size For For Management 2.2 Approve Bond Interest Rate For For Management 2.3 Approve Bond Type and Maturity For For Management 2.4 Approve Repayment Arrangements For For Management 2.5 Approve Use of Proceeds For For Management 2.6 Approve Issuance Method and Target For For Management Subscribers 2.7 Approve Trading Place For For Management 2.8 Approve Resolution Validity Period For For Management 3 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- YANAN BICON PHARMACEUTICAL LISTED CO. Ticker: 002411 Security ID: Y4441M103 Meeting Date: MAR 25, 2020 Meeting Type: Special Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Gu Xiaojia as Non-Independent For For Shareholder Director 1.2 Elect Li Jingkun as Non-Independent For For Shareholder Director 1.3 Elect Deng Qing as Non-Independent For For Shareholder Director 1.4 Elect He Yudong as Non-Independent For For Shareholder Director 1.5 Elect Wang Dong as Non-Independent For For Shareholder Director 2.1 Elect Huang Hui as Independent Director For For Shareholder 2.2 Elect Du Jie as Independent Director For For Shareholder 2.3 Elect Dang Changshui as Independent For For Shareholder Director 3.1 Elect Chen Junming as Supervisor For For Shareholder 3.2 Elect Chen Liang as Supervisor For For Shareholder 4 Approve Guarantee Provision Plan For Against Management -------------------------------------------------------------------------------- YANAN BICON PHARMACEUTICAL LISTED CO. Ticker: 002411 Security ID: Y4441M103 Meeting Date: MAY 15, 2020 Meeting Type: Special Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Increase of Credit Increase For For Management Measures for Debt and Change of Debt Service Arrangements -------------------------------------------------------------------------------- YANAN BICON PHARMACEUTICAL LISTED CO. Ticker: 002411 Security ID: Y4441M103 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: JUN 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Comprehensive Credit Line Bank For For Management Application 7 Approve External Guarantee For Against Management 8 Approve Equity Acquisition For For Shareholder -------------------------------------------------------------------------------- YANGO GROUP CO., LTD. Ticker: 000671 Security ID: Y2653W108 Meeting Date: JUL 08, 2019 Meeting Type: Special Record Date: JUL 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee to For For Management Beijing Hongbo Taicheng Real Estate Development Co., Ltd. 2 Approve Provision of Guarantee to For For Management Ganzhou Xuguang Real Estate Development Co., Ltd. 3 Approve Provision of Guarantee to For For Management Guigang Runjia Real Estate Co., Ltd. 4 Approve Provision of Guarantee to For For Management Tongren Jiahao Real Estate Development Co., Ltd. 5 Approve Provision of Guarantee to For For Management Xuchang Shengguang Real Estate Development Co., Ltd. 6 Approve Provision of Guarantee to For For Management Qixing Guanhongji Real Estate Development Co., Ltd. 7 Approve Provision of Guarantee to For For Management Associate Subsidiary -------------------------------------------------------------------------------- YANGO GROUP CO., LTD. Ticker: 000671 Security ID: Y2653W108 Meeting Date: AUG 05, 2019 Meeting Type: Special Record Date: JUL 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee to For For Management Beihai Yucheng Real Estate Development Co., Ltd. 2 Approve Provision of Guarantee to For For Management Chengdu Fujingguang Real Estate Co., Ltd. 3 Approve Provision of Guarantee to For For Management Changxing Wanyi Investment Co., Ltd. 4 Approve Provision of Guarantee to For For Management Fuzhou Likangteng Real Estate Development Co., Ltd. 5 Approve Provision of Guarantee to For For Management Zhanjiang Chikan District Sunshine City Real Estate Development Co., Ltd. -------------------------------------------------------------------------------- YANGO GROUP CO., LTD. Ticker: 000671 Security ID: Y2653W108 Meeting Date: AUG 12, 2019 Meeting Type: Special Record Date: AUG 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Equity Acquisition and Related For For Management Party Transactions 2 Approve Guarantee Provision For For Management -------------------------------------------------------------------------------- YANGO GROUP CO., LTD. Ticker: 000671 Security ID: Y2653W108 Meeting Date: AUG 30, 2019 Meeting Type: Special Record Date: AUG 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee to For For Management Jinhua Ruixiang Real Estate Development Co., Ltd. 2 Approve Provision of Guarantee to For For Management Meizhou Guangyao Real Estate Development Co., Ltd. 3 Approve Purchase of Receivables for For For Management Financing of Basic Assets -------------------------------------------------------------------------------- YANGO GROUP CO., LTD. Ticker: 000671 Security ID: Y2653W108 Meeting Date: SEP 23, 2019 Meeting Type: Special Record Date: SEP 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee for For For Management Changxing Wanyi Investment Co., Ltd. 2 Approve Provision of Guarantee for For For Management Chengdu Xixiangguang Real Estate Co., Ltd. 3 Approve Provision of Guarantee for For For Management Fuzhou Rongxingtai Real Estate Development Co., Ltd. 4 Approve Provision of Guarantee for For For Management Kunming Tongying Real Estate Development Co., Ltd. 5 Approve Provision of Guarantee for For For Management Tian'an Zhigu (Shanghai) Construction Development Co., Ltd. 6 Approve Provision of Guarantee for For For Management Jiangxi Juguang Real Estate Co., Ltd. 7 Approve Provision of Guarantee for For For Management Zhangpu Zhenyang Real Estate Development Co., Ltd. -------------------------------------------------------------------------------- YANGO GROUP CO., LTD. Ticker: 000671 Security ID: Y2653W108 Meeting Date: OCT 08, 2019 Meeting Type: Special Record Date: SEP 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Foreign Exchange Hedging For For Management Business 2 Approve Guarantee Provision For For Management -------------------------------------------------------------------------------- YANGO GROUP CO., LTD. Ticker: 000671 Security ID: Y2653W108 Meeting Date: OCT 09, 2019 Meeting Type: Special Record Date: SEP 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee for For For Management Jingdezhen Yuguang Real Estate Co., Ltd. 2 Approve Provision of Guarantee for For For Management Zhongda Real Estate Group Nanchang Co. , Ltd. 3 Approve Provision of Guarantee for For For Management Jiangxi Haoguang Real Estate Co., Ltd. -------------------------------------------------------------------------------- YANGO GROUP CO., LTD. Ticker: 000671 Security ID: Y2653W108 Meeting Date: OCT 28, 2019 Meeting Type: Special Record Date: OCT 21, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee for For For Management Fuzhou Guangxuyang Real Estate Development Co., Ltd. 2 Approve Provision of Guarantee for For For Management Yangguang Cheng (Liaoning) Real Estate Development Co., Ltd. 3 Approve Provision of Guarantee for For For Management Ji'an Jinchen Real Estate Co., Ltd. 4 Approve Provision of Guarantee for For For Management Shenzhen Junling Investment Development Co., Ltd. 5 Approve Provision of Guarantee for For For Management Fuzhou Lanjun Real Estate Co., Ltd. -------------------------------------------------------------------------------- YANGO GROUP CO., LTD. Ticker: 000671 Security ID: Y2653W108 Meeting Date: NOV 11, 2019 Meeting Type: Special Record Date: NOV 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee to For For Management Taizhou Jiaojiang Fangyuanrong Resettlement Co., Ltd. 2 Approve Provision of Guarantee to Yiwu For For Management Lianding Real Estate Co., Ltd. -------------------------------------------------------------------------------- YANGO GROUP CO., LTD. Ticker: 000671 Security ID: Y2653W108 Meeting Date: NOV 25, 2019 Meeting Type: Special Record Date: NOV 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Mortgage Receivables for For For Management Financing 2 Approve Provision of Guarantee for For For Management Shaanxi Xuzhiguang Real Estate Co., Ltd. 3 Approve Provision of Guarantee for For For Management Sunshine City Group Guangxi Co., Ltd. -------------------------------------------------------------------------------- YANGO GROUP CO., LTD. Ticker: 000671 Security ID: Y2653W108 Meeting Date: DEC 09, 2019 Meeting Type: Special Record Date: DEC 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee for For For Management Shanghai Hanxin Enterprise Management Co., Ltd. 2 Approve Provision of Guarantee for For For Management Fuzhou Haiguang Rongchuang Real Estate Co., Ltd. 3 Approve Provision of Guarantee for For For Management Jurong Xuanyin Real Estate Co., Ltd. 4 Approve Purchase Receivables for For For Management Financing of Fundamental Assets -------------------------------------------------------------------------------- YANGO GROUP CO., LTD. Ticker: 000671 Security ID: Y2653W108 Meeting Date: DEC 23, 2019 Meeting Type: Special Record Date: DEC 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee for For For Management Subsidiary 2 Approve Provision of Guarantee for For For Management Associate Subsidiary -------------------------------------------------------------------------------- YANGO GROUP CO., LTD. Ticker: 000671 Security ID: Y2653W108 Meeting Date: DEC 30, 2019 Meeting Type: Special Record Date: DEC 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Wu Xiangdong as Independent For For Management Director -------------------------------------------------------------------------------- YANGO GROUP CO., LTD. Ticker: 000671 Security ID: Y2653W108 Meeting Date: JAN 06, 2020 Meeting Type: Special Record Date: DEC 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee for For For Management Fuzhou Zhentai Real Estate Co., Ltd. 2 Approve Provision of Guarantee for For For Management Guangxi Yangtangmao Real Estate Co., Ltd. 3 Approve Provision of Guarantee for For For Management Hangzhou Linguang Real Estate Development Co., Ltd. 4 Approve Provision of Guarantee for For For Management Nanping Shiyangda Real Estate Co., Ltd. 5 Approve Provision of Guarantee for For For Management Qidong Guangxun Real Estate Development Co., Ltd. 6 Approve Mortgage Receivables for For For Management Financing -------------------------------------------------------------------------------- YANGO GROUP CO., LTD. Ticker: 000671 Security ID: Y2653W108 Meeting Date: JAN 15, 2020 Meeting Type: Special Record Date: JAN 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee to For For Management Bengbu Guangrui Real Estate Development Co., Ltd. 2 Approve Provision of Guarantee to For For Management Liaoning College Logistics Group Real Estate Development Co.,Ltd. 3 Approve Provision of Guarantee to For For Management Shantou Yangguang Fengsheng Real Estate Development Co., Ltd. 4 Approve Provision of Guarantee to For For Management Tianjin Ruiguang Real Estate Development Co., Ltd. 5 Approve Provision of Guarantee to For For Management Xinjiang Shengtaijia Real Estate Development Co., Ltd. 6 Approve Provision of Guarantee to For For Management Ningbo Zhongjiao Meilu Real Estate Co. , Ltd. -------------------------------------------------------------------------------- YANGO GROUP CO., LTD. Ticker: 000671 Security ID: Y2653W108 Meeting Date: FEB 07, 2020 Meeting Type: Special Record Date: FEB 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Approve Provision of Guarantee For For Management 3 Approve Asset Management of Mortgage For For Management Receivables 4 Approve Asset Management of Mortgage For For Management Receivables of Regional Companies -------------------------------------------------------------------------------- YANGO GROUP CO., LTD. Ticker: 000671 Security ID: Y2653W108 Meeting Date: MAR 27, 2020 Meeting Type: Special Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee to For For Management Shanghai Guangye Real Estate 2 Approve Provision of Guarantee to For For Management Hangzhou Biguang Real Estate -------------------------------------------------------------------------------- YANGO GROUP CO., LTD. Ticker: 000671 Security ID: Y2653W108 Meeting Date: APR 13, 2020 Meeting Type: Special Record Date: APR 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management 2 Approve Supply Chain Assets for Asset For For Management Management -------------------------------------------------------------------------------- YANGO GROUP CO., LTD. Ticker: 000671 Security ID: Y2653W108 Meeting Date: APR 24, 2020 Meeting Type: Special Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee to For For Management Hangzhou Biguang Real Estate Development Co., Ltd. 2 Approve Provision of Guarantee to For For Management Xuchang Tiantu Real Estate Co., Ltd. 3 Approve Provision of Guarantee to For For Management Qixing Guanhongji Real Estate Development Co., Ltd. 4 Approve Establishment of CMBN Asset For For Management Backed Notes 5 Approve Debt Financing For For Management -------------------------------------------------------------------------------- YANGO GROUP CO., LTD. Ticker: 000671 Security ID: Y2653W108 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Financial Budget Report For For Management 7 Approve Appointment of Financial and For For Management Internal Control Auditor 8 Approve Remuneration of Directors, For For Management Supervisors and Senior Management Members 9 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 10 Approve Credit Line Bank Application For For Management 11 Approve Authorization of the Board to For For Management Handle All Related Matters Regarding Bidding for Land 12 Approve Guarantee Plan For For Management 13 Approve Provision of Shareholder Loans For For Management to Some Real Estate Project Companies 14.1 Elect Lin Tengjiao as Non-independent For For Management Director 14.2 Elect Zhu Rongbin as Non-independent For For Management Director 14.3 Elect He Mei as Non-independent For For Management Director 14.4 Elect Lin Yihui as Non-independent For For Management Director 14.5 Elect Liao Jianfeng as Non-independent For For Management Director 14.6 Elect Zhong Changhao as For For Management Non-independent Director 15.1 Elect Lu Xiaoma as Independent Director For For Management 15.2 Elect Liu Jingdong as Independent For For Management Director 15.3 Elect Wu Xiangdong as Independent For For Management Director 15.4 Elect Guo Yongqing as Independent For For Management Director 16.1 Elect Wu Jie as Supervisor For For Management 16.2 Elect Yu Meng as Supervisor For For Management -------------------------------------------------------------------------------- YANGO GROUP CO., LTD. Ticker: 000671 Security ID: Y2653W108 Meeting Date: MAY 18, 2020 Meeting Type: Special Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee to For For Management Affiliate Company Guangzhou Dangdai Tengxin 2 Approve Provision of Guarantee to For For Management Subsidiary Guangzhou Libihuize Real Estate 3 Approve Provision of Guarantee to For For Management Subsidiary Kunming Tongying Real Estate 4 Approve Provision of Guarantee to For For Management Subsidiary Nanning Yangzheng Shengguang Real Estate 5 Approve Provision of Guarantee to For For Management Subsidiary Yichang Tengshun Real Estate 6 Approve Provision of Guarantee to For For Management Subsidiaries Bengbu Guangrui Real Estate and Hangzhou Biguang Real Estate -------------------------------------------------------------------------------- YANGO GROUP CO., LTD. Ticker: 000671 Security ID: Y2653W108 Meeting Date: JUN 12, 2020 Meeting Type: Special Record Date: JUN 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Plan to Use Partial For For Management Mortgage Receivable Claims for Asset Management -------------------------------------------------------------------------------- YANZHOU COAL MINING CO., LTD. Ticker: 1171 Security ID: Y97417110 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: MAY 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Working Report of the For For Management Board 2 Approve 2019 Working Report of the For For Management Supervisory Committee 3 Approve 2019 Audited Financial For For Management Statements 4 Approve 2019 Profit Distribution Plan For For Management and Authorize Board to Distribute Cash Dividend 5 Approve Remuneration of Directors and For For Management Supervisors 6 Approve Renewal of Liability Insurance For For Management of Directors, Supervisors and Senior Officers 7 Approve External Auditing Firm and to For For Management Fix Their Remuneration 8 Approve Provision of Financial For Against Management Guarantees to Subsidiaries and Grant of Authorization to Yancoal Australia Limited and Its Subsidiaries to Provide Guarantees in Relation to Daily Operations to the Subsidiaries of the Company in Australia 9 Authorize the Company to Carry Out For For Management Domestic and Overseas Financing Businesses 10 Amend Articles of Association and For For Management Rules and Procedures Regarding General Meetings of Shareholders 11 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights for H Shares 12 Authorize Repurchase of Issued H Share For For Management Capital 13.01 Elect Li Xiyong as Director For For Management 13.02 Elect Li Wei as Director For For Management 13.03 Elect Wu Xiangqian as Director For For Management 13.04 Elect Liu Jian as Director For For Management 13.05 Elect Zhao Qingchun as Director For For Management 13.06 Elect He Jing as Director For For Management 14.01 Elect Tian Hui as Director For For Management 14.02 Elect Cai Chang as Director For For Management 14.03 Elect Poon Chiu Kwok as Director For Against Management 14.04 Elect Zhu Limin as Director For For Management 15.01 Elect Gu Shisheng as Supervisor For For Management 15.02 Elect Zhou Hong as Supervisor For For Management 15.03 Elect Li Shipeng as Supervisor For For Management 15.04 Elect Qin Yanpo as Supervisor For For Management -------------------------------------------------------------------------------- YANZHOU COAL MINING CO., LTD. Ticker: 1171 Security ID: Y97417110 Meeting Date: JUN 19, 2020 Meeting Type: Special Record Date: MAY 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association and For For Management Rules and Procedures Regarding General Meetings of Shareholders 2 Authorize Repurchase of Issued H Share For For Management Capital -------------------------------------------------------------------------------- YANZHOU COAL MINING COMPANY LIMITED Ticker: 1171 Security ID: Y97417110 Meeting Date: NOV 01, 2019 Meeting Type: Special Record Date: SEP 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Interim Profit For For Management Distribution Plan 2 Approve Financial Services Agreement, For Against Management Major and Continuing Connected Transactions, Annual Caps and Related Transactions -------------------------------------------------------------------------------- YONGHUI SUPERSTORES CO., LTD. Ticker: 601933 Security ID: Y9841N106 Meeting Date: SEP 16, 2019 Meeting Type: Special Record Date: SEP 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Additional Related-party For Against Management Transactions 2 Approve Appointment of Auditor and For For Management Payment of Remuneration 3 Approve Additional Credit Line For For Management Application 4 Approve Asset Securitization Plan For For Management -------------------------------------------------------------------------------- YONGHUI SUPERSTORES CO., LTD. Ticker: 601933 Security ID: Y9841N106 Meeting Date: MAR 06, 2020 Meeting Type: Special Record Date: FEB 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 3 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors -------------------------------------------------------------------------------- YONGHUI SUPERSTORES CO., LTD. Ticker: 601933 Security ID: Y9841N106 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements and For For Management Financial Budget Report 5 Approve Profit Distribution For For Management 6 Approve Daily Related Party For For Management Transactions 7 Approve Issuance of Debt Financing For For Management Instruments 8 Approve 2019 Credit Line and Loan and For For Management 2020 Credit Line Application 9 Approve Capital Injection Agreement For For Management 10 Approve 2019 and 2020 Remuneration of For For Management Directors and Supervisors 11 Approve Report of the Independent For For Management Directors 12 Approve Repurchase and Cancellation of For For Management Performance Shares 13 Approve Decrease in Registered Capital For For Management and Amend Articles of Association -------------------------------------------------------------------------------- YONYOU NETWORK TECHNOLOGY CO., LTD. Ticker: 600588 Security ID: Y9042R104 Meeting Date: AUG 29, 2019 Meeting Type: Special Record Date: AUG 21, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary on Stock For Against Management Option and Performance Shares Incentive Plan 2 Approve Methods to Assess the For Against Management Performance of Plan Participants 3 Approve Authorization of Board to For Against Management Handle All Related Matters 4 Approve Invalidation of Granted Stock For For Management Options and Repurchase Cancellation of Performance Shares 5 Approve Cancellation of Repurchased For For Management Performance Shares -------------------------------------------------------------------------------- YONYOU NETWORK TECHNOLOGY CO., LTD. Ticker: 600588 Security ID: Y9042R104 Meeting Date: APR 20, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Cash Dividend Distribution For For Management from Capital Reserve 6 Approve Annual Report and Summary For For Management 7 Approve to Appoint Auditor For For Management 8 Approve Appointment of Internal For For Management Control Auditor 9 Approve 2019 Remuneration of Directors For For Management and 2020 Remuneration Plan 10 Approve 2019 Remuneration of For For Management Supervisors and 2020 Remuneration Plan 11 Approve Change in Registered Capital For For Management 12 Amend Articles of Association For For Management 13.1 Elect Wang Wenjing as Non-Independent For For Management Director 13.2 Elect Guo Xinping as Non-Independent For For Management Director 13.3 Elect Wu Zhengping as Non-Independent For For Management Director 13.4 Elect Chen Qiangbing as For For Management Non-Independent Director 14.1 Elect Zhang Weiguo as Independent For For Management Director 14.2 Elect Zhou Jian as Independent Director For For Management 14.3 Elect Wang Feng as Independent Director For For Management 15.1 Elect Zhang Ke as Supervisor For For Shareholder 15.2 Elect Gao Zhiyong as Supervisor For For Shareholder -------------------------------------------------------------------------------- YONYOU NETWORK TECHNOLOGY CO., LTD. Ticker: 600588 Security ID: Y9042R104 Meeting Date: JUN 08, 2020 Meeting Type: Special Record Date: JUN 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of Stock For Against Management Option and Performance Share Incentive Plan 2 Approve Methods to Assess the For Against Management Performance of Plan Participants 3 Approve Authorization of the Board to For Against Management Handle All Related Matters -------------------------------------------------------------------------------- YOUNGOR GROUP CO., LTD. Ticker: 600177 Security ID: Y9858M108 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Financial Statements For For Management 3 Approve Report of the Board of For For Management Supervisors 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve to Appoint Financial Auditor For For Management and Internal Control Auditor 7 Approve Related Party Transaction in For Against Management Connection to Bank Business 8 Approve Authorization on Disposal of For Against Management Financial Assets 9 Approve Authorization of Management to For For Management Exercise Decision-Making Power on the Acquisition of Project Reserves 10 Approve Authorization of the Chairman For Against Management to Handle Bank Credit Application 11.1 Elect Li Rucheng as Non-Independent For For Shareholder Director 11.2 Elect Li Hanqiong as Non-Independent For For Shareholder Director 11.3 Elect Hu Ganggao as Non-Independent For For Shareholder Director 11.4 Elect Shao Hongfeng as Non-Independent For For Shareholder Director 11.5 Elect Xu Peng as Non-Independent For For Shareholder Director 11.6 Elect Yang Ke as Non-Independent For For Shareholder Director 12.1 Elect Yang Baiyin as Independent For For Shareholder Director 12.2 Elect Lv Changjiang as Independent For For Shareholder Director 12.3 Elect Song Xiangqian as Independent For For Shareholder Director 13 Approve Remuneration and Allowance of For For Management Directors 14.1 Elect Li Ruxiang as Supervisor For For Shareholder 14.2 Elect Liu Jianting as Supervisor For For Shareholder 14.3 Elect Yu Minxia as Supervisor For For Shareholder 15 Approve Remuneration and Allowance of For For Management Supervisors 16 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- YTO EXPRESS GROUP CO., LTD. Ticker: 600233 Security ID: Y1963V107 Meeting Date: OCT 16, 2019 Meeting Type: Special Record Date: OCT 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Remuneration Plan of Directors For For Management 2 Approve Remuneration Plan of For For Management Supervisors 3 Approve to Appoint Auditor For For Management 4.1 Elect Yu Huijiao as Non-Independent For For Management Director 4.2 Elect Zhang Xiaojuan as For For Management Non-Independent Director 4.3 Elect Pan Shuimiao as Non-Independent For For Management Director 4.4 Elect Zhang Yizhong as Non-Independent For For Management Director 4.5 Elect Wan Lin as Non-Independent For For Management Director 4.6 Elect Huang Xin as Non-Independent For For Management Director 5.1 Elect Huang Yajun as Independent For For Management Director 5.2 Elect He Weiping as Independent For For Management Director 5.3 Elect Dong Jing as Independent Director For For Management 6.1 Elect Wang Yanming as Supervisor For For Management 6.2 Elect Huang Min as Supervisor For For Management -------------------------------------------------------------------------------- YTO EXPRESS GROUP CO., LTD. Ticker: 600233 Security ID: Y1963V107 Meeting Date: DEC 23, 2019 Meeting Type: Special Record Date: DEC 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Use of Own Funds to Replace For For Management Some Convertible Corporate Bonds to Raise Funds and Change of Raised Funds Investment Projects -------------------------------------------------------------------------------- YTO EXPRESS GROUP CO., LTD. Ticker: 600233 Security ID: Y1963V107 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Provision of External For For Management Guarantees 7 Approve 2019 Daily Related-party For For Management Transaction Situation and 2020 Daily Related-party Transactions 8.1 Approve The Purpose and Principle of For For Management the Incentive Plan 8.2 Approve Management Agency For For Management 8.3 Approve Criteria to Select Plan For For Management Participants 8.4 Approve Source and Number of For For Management Underlying Stocks 8.5 Approve Duration, Grant Date, Waiting For For Management Period, Exercise Date and Lock-Up Period 8.6 Approve Exercise Price and For For Management Price-setting Basis 8.7 Approve Stock Option Grant and For For Management Exercise Conditions 8.8 Approve Methods and Procedures to For For Management Adjust the Incentive Plan 8.9 Approve Accounting Treatment and the For For Management Impact on Performance 8.10 Approve Procedures for Implementing For For Management the Incentive Plan 8.11 Approve Rights and Obligations of the For For Management Plan Participants and the Company 8.12 Approve How to Implement the Incentive For For Management Plan When There Are Changes for the Company and Incentive Objects 9 Approve Methods to Assess the For For Management Performance of Plan Participants 10 Approve Authorization of the Board to For For Management Handle All Related Matters 11 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- YUNDA HOLDING CO., LTD. Ticker: 002120 Security ID: Y62996106 Meeting Date: AUG 12, 2019 Meeting Type: Special Record Date: AUG 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase of Performance For For Management Shares Phase 2 That Have Been Granted But Not Yet Unlocked 2 Approve Amendments to Articles of For For Management Association 3 Approve Adjustment of Use of Own Funds For Against Management for Investment Scope of Financial Products 4 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- YUNDA HOLDING CO., LTD. Ticker: 002120 Security ID: Y62996106 Meeting Date: AUG 23, 2019 Meeting Type: Special Record Date: AUG 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- YUNDA HOLDING CO., LTD. Ticker: 002120 Security ID: Y62996106 Meeting Date: MAR 17, 2020 Meeting Type: Special Record Date: MAR 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Nie Tengyun as Non-Independent For For Management Director 1.2 Elect Chen Liying as Non-Independent For For Management Director 1.3 Elect Nie Zhangqing as Non-Independent For For Management Director 1.4 Elect Zhou Baigen as Non-Independent For For Management Director 1.5 Elect Lai Shiqiang as Non-Independent For For Management Director 1.6 Elect Yang Zhoulong as Non-Independent For For Management Director 1.7 Elect Fu Qin as Non-Independent For For Management Director 2.1 Elect Zhang Darui as Independent For For Management Director 2.2 Elect Liu Yu as Independent Director For For Management 2.3 Elect Lou Guanghua as Independent For For Management Director 2.4 Elect Zhang Guanqun as Independent For For Management Director 2.5 Elect Xiao Anhua as Independent For For Management Director 3.1 Elect Lai Xuejun as Supervisor For For Management 3.2 Elect Tang Caixia as Supervisor For For Management 4 Approve Amendments to Articles of For For Management Association 5 Approve Allowance of Independent For For Management Directors -------------------------------------------------------------------------------- YUNDA HOLDING CO., LTD. Ticker: 002120 Security ID: Y62996106 Meeting Date: APR 02, 2020 Meeting Type: Special Record Date: MAR 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of For Against Management Performance Shares Incentive Plan 2 Approve Methods to Assess the For Against Management Performance of Plan Participants 3 Approve Authorization of the Board to For Against Management Handle All Related Matters -------------------------------------------------------------------------------- YUNNAN BAIYAO GROUP CO., LTD. Ticker: 000538 Security ID: Y9879F108 Meeting Date: AUG 21, 2019 Meeting Type: Special Record Date: AUG 14, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Approve Use of Own Funds for For Against Management Adjustment on Securities Investment 3.1 Elect Chen Fashu as Non-Independent For Against Management Director 3.2 Elect Chen Yanhui as Non-Independent For Against Management Director 3.3 Elect Wang Rong as Non-Independent For Against Management Director 3.4 Elect Na Pengjie as Non-Independent For Against Management Director 3.5 Elect Li Shuangyou as Non-Independent For Against Management Director 3.6 Elect Wang Minghui as Non-Independent For Against Management Director 3.7 Elect Yang Changhong as For Against Management Non-Independent Director 4.1 Elect Yin Xiaobing as Independent For For Management Director 4.2 Elect Dai Yang as Independent Director For For Management 4.3 Elect Zhang Yongliang as Independent For For Management Director 5.1 Elect You Guanghui as Supervisor For For Shareholder 5.2 Elect Zhong Jie as Supervisor For For Shareholder 5.3 Elect Song Chengli as Supervisor For For Shareholder 5.4 Elect Wu Qun as Supervisor For For Shareholder -------------------------------------------------------------------------------- YUNNAN BAIYAO GROUP CO., LTD. Ticker: 000538 Security ID: Y9879F108 Meeting Date: OCT 29, 2019 Meeting Type: Special Record Date: OCT 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Employee Share Purchase Plan For Against Management (Draft) and Summary 2 Approve Authorization of the Board to For Against Management Handle All Matters Related to Employee Share Purchase Plan 3 Approve Draft of Employee Share For Against Management Purchase Plan Management Method 4 Approve Incentive Fund Management For For Management Method 5 Approve Working Rules of the For For Management Remuneration and Evaluation Management System of Board of Directors, Supervisors and Core Personnel -------------------------------------------------------------------------------- YUNNAN BAIYAO GROUP CO., LTD. Ticker: 000538 Security ID: Y9879F108 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: APR 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Auditor and For For Management Internal Control Auditor 7 Approve Draft and Summary of Stock For Against Management Option Incentive Plan 8 Approve Assessment and Management For Against Management Measures of the Stock Option Incentive Plan 9 Approve Company Shares Repurchase to For For Management Implement Employee Incentive Plan 10 Approve Authorization of Board to For Against Management Handle All Matters Related to the Stock Option Incentive Plan 11 Approve Authorize Board to Deal with For For Management All Matters in Relation to the Share Repurchase -------------------------------------------------------------------------------- ZANGGE HOLDING CO., LTD. Ticker: 000408 Security ID: Y9885K117 Meeting Date: AUG 16, 2019 Meeting Type: Special Record Date: AUG 07, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Cao Bangjun as Non-Independent For For Shareholder Director 1.2 Elect Xiao Yao as Non-Independent For For Shareholder Director 1.3 Elect Wang Jubao as Non-Independent For For Shareholder Director 1.4 Elect Huang Peng as Non-Independent For For Shareholder Director 1.5 Elect Fang Li as Non-Independent For For Shareholder Director 1.6 Elect Zhang Ping as Non-Independent For For Shareholder Director 2.1 Elect Zhu Yong as Independent Director For For Management 2.2 Elect Wang Didi as Independent Director For For Management 2.3 Elect Qi Zhaoying as Independent For For Management Director 3.1 Elect Shao Jing as Supervisor For For Management 3.2 Elect Hou Xuanming as Supervisor For For Management -------------------------------------------------------------------------------- ZANGGE HOLDING CO., LTD. Ticker: 000408 Security ID: Y9885K117 Meeting Date: SEP 16, 2019 Meeting Type: Special Record Date: SEP 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extend Period of Performance For For Management Related Guarantees of Tibet Julong Copper Co., Ltd. and Commitment Change -------------------------------------------------------------------------------- ZHEJIANG CENTURY HUATONG GROUP CO., LTD. Ticker: 002602 Security ID: Y988BH109 Meeting Date: SEP 11, 2019 Meeting Type: Special Record Date: SEP 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management -------------------------------------------------------------------------------- ZHEJIANG CENTURY HUATONG GROUP CO., LTD. Ticker: 002602 Security ID: Y988BH109 Meeting Date: OCT 29, 2019 Meeting Type: Special Record Date: OCT 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Termination of Raised Funds For For Management Project and Use Remaining Raised Funds for Working Capital -------------------------------------------------------------------------------- ZHEJIANG CENTURY HUATONG GROUP CO., LTD. Ticker: 002602 Security ID: Y988BH109 Meeting Date: DEC 31, 2019 Meeting Type: Special Record Date: DEC 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- ZHEJIANG CENTURY HUATONG GROUP CO., LTD. Ticker: 002602 Security ID: Y988BH109 Meeting Date: MAR 05, 2020 Meeting Type: Special Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extension of Resolution For Against Management Validity Period and Authorization Period of Board to Handle All Related Matters in Connection to Major Asset Restructuring 2.1 Approve Target Subscribers For Against Shareholder 2.2 Approve Issue Price For Against Shareholder 2.3 Approve Maximum Issue Amount For Against Shareholder 2.4 Approve Lock-Up Period Arrangement For Against Shareholder -------------------------------------------------------------------------------- ZHEJIANG CENTURY HUATONG GROUP CO., LTD. Ticker: 002602 Security ID: Y988BH109 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: JUN 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 6 Approve Use of Idle Own Funds for For Against Management Entrusted Asset Management 7 Approve Application of Credit Lines For For Management 8 Approve to Adjust the Allowance of For For Management Independent Directors 9 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- ZHEJIANG CHINA COMMODITIES CITY GROUP CO., LTD. Ticker: 600415 Security ID: Y98916102 Meeting Date: AUG 08, 2019 Meeting Type: Special Record Date: AUG 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision For For Management 2 Approve Charitable Donations For For Management -------------------------------------------------------------------------------- ZHEJIANG CHINA COMMODITIES CITY GROUP CO., LTD. Ticker: 600415 Security ID: Y98916102 Meeting Date: AUG 27, 2019 Meeting Type: Special Record Date: AUG 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Zhao Wenge as Non-Independent For For Management Director 1.2 Elect Wang Dong as Non-Independent For For Management Director 1.3 Elect Wang Chunming as Non-Independent For For Management Director 1.4 Elect Li Chengqun as Non-Independent For For Management Director 1.5 Elect Xu Hang as Non-Independent For For Management Director 1.6 Elect Zhu Hang as Non-Independent For For Management Director 2.1 Elect Liu Zhiyuan as Independent For For Management Director 2.2 Elect Ma Shuzhong as Independent For For Management Director 2.3 Elect Wu Yabin as Independent Director For For Management 3.1 Elect Huang Ping as Supervisor For For Management 3.2 Elect Jin Xiaojia as Supervisor For For Management 3.3 Elect Wang Gaiying as Supervisor For For Management -------------------------------------------------------------------------------- ZHEJIANG CHINA COMMODITIES CITY GROUP CO., LTD. Ticker: 600415 Security ID: Y98916102 Meeting Date: NOV 20, 2019 Meeting Type: Special Record Date: NOV 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- ZHEJIANG CHINT ELECTRICS CO., LTD. Ticker: 601877 Security ID: Y988AY103 Meeting Date: SEP 27, 2019 Meeting Type: Special Record Date: SEP 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2.1 Approve Purpose and Usage of the For For Management Shares to Be Repurchased 2.2 Approve Type of the Share Repurchase For For Management 2.3 Approve Manner of Share Repurchase For For Management 2.4 Approve Period of the Share Repurchase For For Management 2.5 Approve Number and Proportion to the For For Management Total Capital of the Share Repurchase 2.6 Approve Price of the Share Repurchase For For Management 2.7 Approve Total Capital and Capital For For Management Source Used for the Share Repurchase 2.8 Approve Resolution Validity Period For For Management 3 Approve Authorization of Board to For For Management Handle All Matters Related to Repurchasing of Share 4 Approve Provision of Guarantee For For Shareholder 5 Approve Foreign Exchange Derivatives For For Shareholder Trading Business Management System 6 Approve Foreign Exchange Derivatives For For Shareholder Trading Business -------------------------------------------------------------------------------- ZHEJIANG CHINT ELECTRICS CO., LTD. Ticker: 601877 Security ID: Y988AY103 Meeting Date: APR 13, 2020 Meeting Type: Special Record Date: APR 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Employee Share Purchase Plan For Against Management Draft and Summary 2 Approve Management Method of Employee For Against Management Share Purchase Plan 3 Approve Authorization of the Board to For Against Management Handle All Matters Related to Employee Share Purchase Plan -------------------------------------------------------------------------------- ZHEJIANG CHINT ELECTRICS CO., LTD. Ticker: 601877 Security ID: Y988AY103 Meeting Date: JUN 01, 2020 Meeting Type: Annual Record Date: MAY 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Completion or Termination of For For Management Fundraising Projects and Use Excess Raised Funds to Replenish Working Capital 7 Approve Daily Related Party Transaction For For Management 8 Approve Appointment of Auditor For For Management 9 Approve External Guarantee For Against Management -------------------------------------------------------------------------------- ZHEJIANG DAHUA TECHNOLOGY CO. LTD. Ticker: 002236 Security ID: Y988AP102 Meeting Date: NOV 21, 2019 Meeting Type: Special Record Date: NOV 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary on For Against Management Performance Share Incentive Plan (Revised) 2 Approve Repurchase and Cancellation of For For Management Performance Shares 3 Approve Adjustment on Guarantee For Against Management Provision for Subsidiary -------------------------------------------------------------------------------- ZHEJIANG DAHUA TECHNOLOGY CO. LTD. Ticker: 002236 Security ID: Y988AP102 Meeting Date: JAN 16, 2020 Meeting Type: Special Record Date: JAN 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase and Cancellation of For For Management Performance Shares 2 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- ZHEJIANG DAHUA TECHNOLOGY CO. LTD. Ticker: 002236 Security ID: Y988AP102 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: APR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Allocation of Income and For For Management Dividends 6 Approve Remuneration of Directors and For For Management Supervisors 7 Approve Appointment of Auditor For For Management 8 Approve Forward Foreign Exchange For For Management Hedging Transactions 9 Approve Credit Line Bank Application For Against Management and Bill Pool Business 10 Approve Provision of Guarantee For Against Management 11 Approve Repurchase and Cancellation of For For Management Performance Shares 12 Amend Articles of Association to For For Management Reduce Registered Capital 13 Approve Draft and Summary of For For Shareholder Performance Shares Incentive Plan 14 Approve Methods to Assess the For For Shareholder Performance of Plan Participants 15 Approve Authorization of Board to For For Shareholder Handle All Related Matters -------------------------------------------------------------------------------- ZHEJIANG HUAYOU COBALT CO., LTD. Ticker: 603799 Security ID: Y9898D100 Meeting Date: SEP 02, 2019 Meeting Type: Special Record Date: AUG 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Changes in Registered Capital For For Management and Amend Articles of Association -------------------------------------------------------------------------------- ZHEJIANG HUAYOU COBALT CO., LTD. Ticker: 603799 Security ID: Y9898D100 Meeting Date: NOV 13, 2019 Meeting Type: Special Record Date: NOV 07, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Acquisition by For Against Management Issuance of Shares and Raising Supporting Funds as well as Related Party Transactions is in Compliance with Relevant Laws and Regulations 2.1 Approve Transaction Overview For Against Management 2.2 Approve Transaction Parties For Against Management 2.3 Approve Target Assets For Against Management 2.4 Approve Transaction Manner For Against Management 2.5 Approve Transaction Price For Against Management 2.6 Approve Share Type and Par Value For Against Management 2.7 Approve Issue Manner and Target For Against Management Subscribers 2.8 Approve Price Reference Date, Pricing For Against Management Basis and Issuance Price 2.9 Approve Issue Size For Against Management 2.10 Approve Lock-up Period For Against Management 2.11 Approve Profit and Loss Attribution For Against Management During the Transition Period 2.12 Approve Listing Exchange For Against Management 2.13 Approve Transfer of Ownership of the For Against Management Underlying Asset and the Liability for Breach of Contractual Obligations 2.14 Approve Issue Type and Par Value in For Against Management Connection to Raising Supporting Funds 2.15 Approve Target Subscriber and Issue For Against Management Manner in Connection to Raising Supporting Funds 2.16 Approve Issue Price in Connection to For Against Management Raising Supporting Funds 2.17 Approve Raising Supporting Funds and For Against Management Issue Amount in Connection to Raising Supporting Funds 2.18 Approve Listing Location in Connection For Against Management to Raising Supporting Funds 2.19 Approve Lock-up Period in Connection For Against Management to Raising Supporting Funds 2.20 Approve Use of Proceeds For Against Management 2.21 Approve Transaction Does Not For Against Management Constitute as Major Asset Restructuring 2.22 Approve Resolution Validity Period For Against Management 3 Approve Transaction Constitutes as For Against Management Related-party Transaction 4 Approve Report (Draft) and Summary on For Against Management Company's Related-party Transaction in Connection to Acquisition by Issuance of Shares as well as Raising Supporting Funds 5 Approve Signing of Conditional For Against Management Supplemental Agreement for the Acquisition by Issuance of Shares 6 Approve the Notion that the For Against Management Transaction Complies with Article 11 of the Management Approach Regarding Major Asset Restructuring of Listed Companies and Article 4 of Provisions on Several Issues Regulating the Major Asset Restructuring of Listed Companies 7 Approve Transaction Complies with For Against Management Article 43 of the Management Approach Regarding Major Asset Restructuring of Listed Companies and Measures for the Administration of Securities Issuance of Listed Companies 8 Approve Transaction Does Not For Against Management Constitute with Article 13 of the Management Approach Regarding Major Asset Restructuring of Listed Companies 9 Approve Completeness and Compliance of For Against Management Implementation of Legal Proceedings of the Transactions and Validity of the Submitted Legal Documents Regarding this Transaction 10 Approve Relevant Audit Report, Pro For Against Management Forma Review Report and Asset Assessment Report 11 Approve Independence of Appraiser, the For Against Management Validity of Hypothesis, the Relevance of Valuation Purpose and Approach as Well as the Fairness of Pricing 12 Approve Impact of Dilution of Current For Against Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 13 Approve Undertakings of Remedial For Against Management Measures by the Relevant Parties in Relation to the Dilution of Current Returns as a Result of this Transaction 14 Approve Appointment of Agency to For Against Management Provide Services for this Transaction 15 Approve Authorization of the Board to For Against Management Handle All Related Matters -------------------------------------------------------------------------------- ZHEJIANG HUAYOU COBALT CO., LTD. Ticker: 603799 Security ID: Y9898D100 Meeting Date: NOV 25, 2019 Meeting Type: Special Record Date: NOV 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Investment in Huayue Nickel For For Management Cobalt Company -------------------------------------------------------------------------------- ZHEJIANG HUAYOU COBALT CO., LTD. Ticker: 603799 Security ID: Y9898D100 Meeting Date: JAN 06, 2020 Meeting Type: Special Record Date: DEC 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Fang Qixue as Non-Independent For For Management Director -------------------------------------------------------------------------------- ZHEJIANG HUAYOU COBALT CO., LTD. Ticker: 603799 Security ID: Y9898D100 Meeting Date: MAR 16, 2020 Meeting Type: Special Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustment to Issuance of For Against Management Shares to Purchase Assets and Raising Supporting Funds and Related Party Transactions 1.1 Approve Raising Supporting Funds For Against Management 1.2 Approve Target Parties and Issue Manner For Against Management 1.3 Approve Issue Price For Against Management 1.4 Approve Lock-up Period For Against Management -------------------------------------------------------------------------------- ZHEJIANG HUAYOU COBALT CO., LTD. Ticker: 603799 Security ID: Y9898D100 Meeting Date: APR 17, 2020 Meeting Type: Annual Record Date: APR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve 2019 Review of Related Party For For Management Transactions 6 Approve 2020 Daily Related Party For For Management Transactions 7 Approve Profit Distribution For For Management 8 Approve Remuneration of Directors, For For Management Supervisors and Senior Management Members 9 Approve Appointment of Auditor For For Management 10 Approve 2020 Financing Credit For Against Management 11 Approve Provision of Guarantee For Against Management 12 Approve Issuance of Non-financial For Against Management Corporate Debt Financing Instruments 13 Approve Forward Foreign Exchange For Against Management Transactions, Currency Swaps, Foreign Exchange Options and Other Business Transactions 14 Approve Report of the Independent For For Management Directors 15 Approve Acceptance of Financial For For Management Assistance from Related Parties 16.1 Elect Chen Xuehua as Non-Independent For For Management Director 16.2 Elect Chen Hongliang as For For Management Non-Independent Director 16.3 Elect Fang Qixue as Non-Independent For For Management Director 16.4 Elect Qian Xiaoping as Non-Independent For For Management Director 17.1 Elect Zhu Guang as Independent Director For For Management 17.2 Elect Yu Weiping as Independent For For Management Director 17.3 Elect Qian Bolin as Independent For For Management Director 18.1 Elect Yuan Zhong as Supervisor For For Management -------------------------------------------------------------------------------- ZHEJIANG HUAYOU COBALT CO., LTD. Ticker: 603799 Security ID: Y9898D100 Meeting Date: JUN 08, 2020 Meeting Type: Special Record Date: JUN 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For Against Management Private Placement of Shares 2.1 Approve Share Type and Par Value For Against Management 2.2 Approve Issue Manner and Issue Time For Against Management 2.3 Approve Target Subscribers and For Against Management Subscription Method 2.4 Approve Pricing Reference Date and For Against Management Issue Price 2.5 Approve Issue Size For Against Management 2.6 Approve Lock-up Period For Against Management 2.7 Approve Distribution Arrangement of For Against Management Undistributed Earnings 2.8 Approve Resolution Validity Period For Against Management 2.9 Approve Listing Exchange For Against Management 2.10 Approve Use of Proceeds For Against Management 2.11 Approve Implementation Subject of For Against Management Raised Funds 3 Approve Plan on Private Placement of For Against Management Shares 4 Approve Feasibility Analysis Report on For Against Management the Use of Proceeds 5 Approve Report on the Usage of For Against Management Previously Raised Funds 6 Approve Impact of Dilution of Current For Against Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 7 Approve Draft and Summary of Phase 1 For Against Management Employee Share Purchase Plan 8 Approve Management Method of Employee For Against Management Share Purchase Plan 9 Approve Signing of Conditional Share For Against Management Subscription Agreement 10 Approve Shareholder Dividend Return For Against Management Plan 11 Approve Authorization of Board and Its For Against Management Authorized Person to Handle All Related Matters 12 Approve White Wash Waiver and Related For Against Management Transactions -------------------------------------------------------------------------------- ZHEJIANG LONGSHENG GROUP CO., LTD. Ticker: 600352 Security ID: Y98918108 Meeting Date: MAR 30, 2020 Meeting Type: Special Record Date: MAR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Corporate Bond Issuance 2.1 Approve Issue Size For For Management 2.2 Approve Bond Maturity For For Management 2.3 Approve Bond Interest Rate and Method For For Management of Determination 2.4 Approve Target Subscribers and Issue For For Management Manner 2.5 Approve Guarantee Matters For For Management 2.6 Approve Terms of Redemption or Terms For For Management of Sell-Back 2.7 Approve Listing Arrangements For For Management 2.8 Approve Use of Proceeds For For Management 2.9 Approve Resolution Validity Period For For Management 3 Approve Authorization of Board to For For Management Handle All Related Matters Regarding Issuance of Corporate Bonds 4 Approve Authorization of Board to For For Management Handle All Related Matters Regarding Principal and Interest of the Bond Cannot be Paid on Time or Repayment Guarantee Measures are Taken When The Principal and Interest of the Bond are not Paid on Time -------------------------------------------------------------------------------- ZHEJIANG LONGSHENG GROUP CO., LTD. Ticker: 600352 Security ID: Y98918108 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Financial Budget Report For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 7 Approve Remuneration of Directors and For For Management Supervisors 8 Approve Guarantee For Against Management 9 Approve to Appoint Auditor For For Management 10 Approve Employee Share Purchase Plan For Against Shareholder (Draft) and Summary 11 Approve Methods to Assess the For Against Shareholder Performance of Plan Participants 12 Approve Authorization of Board to For Against Shareholder Handle All Related Matters -------------------------------------------------------------------------------- ZHEJIANG NHU CO. LTD. Ticker: 002001 Security ID: Y98910105 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAY 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Use of Raised Funds for Cash For For Management Management 7 Approve Bill Pool Business For Against Management 8 Approve Provision of Guarantee For For Management 9 Approve Change in Registered Address For For Management 10 Approve Amendments to Articles of For For Management Association 11 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 12 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 13 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 14 Amend Working System for Independent For For Management Directors 15 Amend Information Disclosure For For Management Management System 16 Amend Management System for Providing For For Management External Guarantees 17 Amend Related-Party Transaction For For Management Management System 18 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- ZHEJIANG SANHUA INTELLIGENT CONTROLS CO., LTD. Ticker: 002050 Security ID: Y9890L126 Meeting Date: NOV 11, 2019 Meeting Type: Special Record Date: NOV 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Approve Repurchase and Cancellation of For For Management Performance Shares -------------------------------------------------------------------------------- ZHEJIANG SANHUA INTELLIGENT CONTROLS CO., LTD. Ticker: 002050 Security ID: Y9890L126 Meeting Date: FEB 10, 2020 Meeting Type: Special Record Date: JAN 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Approve Draft and Summary of For Against Management Performance Shares Incentive Plan 3 Approve Methods to Assess the For Against Management Performance of Plan Participants 4 Approve Authorization of Board to For Against Management Handle All Related Matters Regarding Performance Shares Incentive Plan -------------------------------------------------------------------------------- ZHEJIANG SANHUA INTELLIGENT CONTROLS CO., LTD. Ticker: 002050 Security ID: Y9890L126 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Application of Comprehensive For For Management Credit Lines 7 Approve Bill Pool Business For Against Management 8 Approve Provision of Guarantee For For Management 9 Approve to Appoint Auditor For For Management 10 Approve Use Remaining Raised Funds to For For Management Replenish Working Capital 11 Approve Adjustment of Remuneration and For For Management Allowance of Directors 12 Approve Revision of Terms of For Against Management Performance Shares Incentive Plan 13.1 Elect Shi Jianhui as Independent For For Management Director 13.2 Elect Zhu Hongjun as Independent For For Management Director -------------------------------------------------------------------------------- ZHEJIANG SANHUA INTELLIGENT CONTROLS CO., LTD. Ticker: 002050 Security ID: Y9890L126 Meeting Date: JUN 22, 2020 Meeting Type: Special Record Date: JUN 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Approve Adjustment on 2018 Performance For Against Management Evaluation Indicators of the Performance Share Incentive Plan 3 Approve Adjustment on 2018 Performance For Against Management Evaluation Indicators of the Stock Appreciation Rights Incentive Plan 4 Approve Adjustment on 2020 Performance For Against Management Evaluation Indicators of the Performance Share Incentive Plan 5 Amend Implementation Assessment For Against Management Management Method of Equity Incentive Plan 6 Amend Implementation Assessment For Against Management Management Method of Performance Share Incentive Plan -------------------------------------------------------------------------------- ZHEJIANG SUPOR CO., LTD. Ticker: 002032 Security ID: Y98925103 Meeting Date: SEP 23, 2019 Meeting Type: Special Record Date: SEP 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Profit Distribution For For Management 2.1 Approve Purpose and Usage of Share For For Management Repurchase Plan 2.2 Approve Manner of Share Repurchase For For Management 2.3 Approve Price and Pricing Principle of For For Management the Share Repurchase 2.4 Approve Type, Scale and Proportion to For For Management Share Capital 2.5 Approve Total Funds for Share For For Management Repurchase 2.6 Approve Source of Funds for Share For For Management Repurchase 2.7 Approve Implementation Period for the For For Management Share Repurchase 2.8 Approve Resolution Validity Period For For Management -------------------------------------------------------------------------------- ZHEJIANG SUPOR CO., LTD. Ticker: 002032 Security ID: Y98925103 Meeting Date: NOV 18, 2019 Meeting Type: Special Record Date: NOV 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Nathalie Lomon as For For Management Non-Independent Director -------------------------------------------------------------------------------- ZHEJIANG SUPOR CO., LTD. Ticker: 002032 Security ID: Y98925103 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 6 Approve to Appoint Auditor For For Management 7 Approve Related Party Transaction For For Management 8 Approve Use of Funds for Short-term For Against Management Financial Products 9 Approve Repurchase and Cancellation of For For Management Performance Shares 10 Amend Articles of Association For For Management 11 Elect Philippe SUMEIRE as Supervisor For For Management 12.1 Elect Thierry de LA TOUR D'ARTAISE as For For Management Non-Independent Director 12.2 Elect Harry TOURET as Non-Independent For For Management Director 12.3 Elect Stanislas de GRAMONT as For For Management Non-Independent Director 12.4 Elect Nathalie LOMON as For For Management Non-Independent Director 12.5 Elect Dai Huaizong as Non-Independent For For Management Director 12.6 Elect Su Xianze as Non-Independent For For Management Director 13.1 Elect Herve MACHENAUD as Independent For For Shareholder Director 13.2 Elect Jean-Michel PIVETEAU as For For Shareholder Independent Director 13.3 Elect Chen Jun as Independent Director For For Management -------------------------------------------------------------------------------- ZHEJIANG ZHENENG ELECTRIC POWER CO., LTD. Ticker: 600023 Security ID: Y9897X107 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: JUN 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Financial Budget Report For Against Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Financial For For Management Auditor 7 Approve Appointment of Internal For For Management Control Auditor 8 Approve Annual Report and Summary For For Management 9 Approve Daily Related-Party For Against Management Transactions 10.1 Elect Zhang Qin as Non-Independent For For Shareholder Director 10.2 Elect Fang Zhixing as Non-Independent For For Shareholder Director 11.1 Elect Cheng Jinhua as Independent For For Shareholder Director -------------------------------------------------------------------------------- ZHENGZHOU YUTONG BUS CO., LTD. Ticker: 600066 Security ID: Y98913109 Meeting Date: APR 27, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Daily Related Party Transaction For Against Management 6 Approve Annual Report and Summary For For Management 7 Approve Payment of Remuneration and For For Management Appointment of Auditor 8 Amend Articles of Association For For Management 9.1 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 9.2 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 9.3 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 9.4 Amend Rules and Procedures of For For Management Independent Directors 9.5 Amend Management System of Raised Funds For For Management 10 Approve Financing Authorization For Against Management 11 Approve Provision of Repurchase For For Management Liability 12.1 Elect Tang Yuxiang as Non-Independent For For Management Director 12.2 Elect Cao Jianwei as Non-Independent For For Management Director 12.3 Elect Yu Li as Non-Independent Director For For Management 12.4 Elect Lu Xinlei as Non-Independent For For Management Director 13.1 Elect Li Keqiang as Independent For For Management Director 13.2 Elect Yin Xiaohua as Independent For For Management Director 13.3 Elect Gu Xiujuan as Independent For For Management Director 14.1 Elect Zhang Tao as Supervisor For For Management 14.2 Elect Zhang Guohui as Supervisor For For Management 14.3 Elect Wei Yihui as Supervisor For For Management -------------------------------------------------------------------------------- ZHESHANG SECURITIES CO., LTD. Ticker: 601878 Security ID: Y989BG109 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: APR 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4.1 Approve Transactions with Controlling For For Management Shareholder and Its Related Party 4.2 Approve Transactions with Other For For Management Related Party 4.3 Approve Transactions with Related For For Management Natural Person 5 Approve Amendments to Articles of For For Management Association 6 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 7.1 Approve Debtor and Debt Method For For Management 7.2 Approve Type and Issue Size For For Management 7.3 Approve Term For For Management 7.4 Approve Issue Price and Interest Rate For For Management 7.5 Approve Guarantee and Other Credit For For Management Enhancement Arrangements 7.6 Approve Use of Proceeds For For Management 7.7 Approve Target Subscribers Placing For For Management Arrangement for Shareholders 7.8 Approve Appointment of Issuing Related For For Management Institutions and Handling of Other Related Matters 7.9 Approve Safeguard Measures of Debts For For Management Repayment 7.10 Approve Listing Exchange For For Management 7.11 Approve Resolution Validity Period For For Management 8 Approve Financial Investment Scale For For Management Control 9 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- ZHESHANG SECURITIES CO., LTD. Ticker: 601878 Security ID: Y989BG109 Meeting Date: JUN 24, 2020 Meeting Type: Special Record Date: JUN 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Issue Type and Par Value For For Management 2.2 Approve Issue Manner and Period For For Management 2.3 Approve Issue Price and Pricing Basis For For Management 2.4 Approve Target Parties and For For Management Subscription Manner 2.5 Approve Issue Scale For For Management 2.6 Approve Restriction Period Arrangement For For Management 2.7 Approve Scale and Usage of Raised Funds For For Management 2.8 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.9 Approve Listing Location For For Management 2.10 Approve Resolution Validity Period For For Management 3 Approve Plan on Private Placement of For For Management Shares 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Report on the Usage of For For Management Previously Raised Funds 6 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 7 Approve Shareholder Return Plan For For Management 8 Approve Authorization of Board to For For Management Handle All Related Matters 9 Approve Extend Deadline for Fulfilment For For Management of Commitment to Solve the Competition in the Same Industry for Ultimate Controlling Shareholder -------------------------------------------------------------------------------- ZHONGJIN GOLD CORP. LTD. Ticker: 600489 Security ID: Y9890R107 Meeting Date: APR 01, 2020 Meeting Type: Special Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Management Method of Stock For For Management Option Incentive Plan 2 Approve Authorization of Board to For For Management Handle All Matters Related to the Stock Option Incentive Plan 3 Approve Revised Draft and Summary of For For Management Stock Option Incentive Plan 4 Approve Methods to Assess the For For Management Performance of Plan Participants (Revised) -------------------------------------------------------------------------------- ZHONGJIN GOLD CORP. LTD. Ticker: 600489 Security ID: Y9890R107 Meeting Date: APR 17, 2020 Meeting Type: Special Record Date: APR 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Lu Jin as Non-independent For For Shareholder Director -------------------------------------------------------------------------------- ZHONGJIN GOLD CORP. LTD. Ticker: 600489 Security ID: Y9890R107 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: JUN 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report of the Independent For For Management Directors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Annual Report and Summary For For Management 7 Approve Daily Related Party For Against Management Transactions 8 Approve Appointment of Auditor For For Management 9 Approve Registration and Issue of Debt For For Management Financing Bonds 10 Approve Authorization of the Board to For For Management Handle Matters on Debt Financing Bonds 11 Approve Provision of Loan Guarantee For For Management for Hebei Yuerya Gold Mining Co., Ltd. 12 Approve Provision of Loan Guarantee For For Management for China Gold Group Jiapigou Mining Co., Ltd. 13 Approve Provision of Loan Guarantee For For Management for Zhongjin Songxian Songyuan Gold Smelting Co., Ltd. 14 Approve Provision of Loan Guarantee For For Management for Songxian Jinniu Co., Ltd. 15 Approve Adjustment to Issuance of For For Management Shares and Cash Payment to Purchase Assets and Raise Supporting Funds -------------------------------------------------------------------------------- ZIJIN MINING GROUP CO., LTD. Ticker: 2899 Security ID: Y9892H115 Meeting Date: DEC 30, 2019 Meeting Type: Special Record Date: NOV 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 3 Approve Remuneration and Assessment For For Management Proposal of Directors and Supervisors 4.1 Elect Chen Jinghe as Director For Against Management 4.2 Elect Lan Fusheng as Director For For Management 4.3 Elect Zou Laichang as Director For For Management 4.4 Elect Lin Hongfu as Director For For Management 4.5 Elect Lin Hongying as Director For For Management 4.6 Elect Xie Xionghui as Director For For Management 4.7 Elect Li Jian as Director For For Management 5.1 Elect Zhu Guang as Director For For Management 5.2 Elect Mao Jingwen as Director For For Management 5.3 Elect Li Changqing as Director For For Management 5.4 Elect He Fulong as Director For For Management 5.5 Elect Suen, Stephen Man Tak as Director For For Management 6.1 Elect Lin Shuiqing as Supervisor For For Management 6.2 Elect Fan Wensheng as Supervisor For For Management 6.3 Elect Xu Qiang as Supervisor For For Management -------------------------------------------------------------------------------- ZIJIN MINING GROUP CO., LTD. Ticker: 2899 Security ID: Y9892H115 Meeting Date: FEB 04, 2020 Meeting Type: Special Record Date: JAN 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change in Registered Capital For For Management and Amend Articles of Association 2 Amend Articles of Association For For Management -------------------------------------------------------------------------------- ZIJIN MINING GROUP CO., LTD. Ticker: 2899 Security ID: Y9892H115 Meeting Date: FEB 04, 2020 Meeting Type: Special Record Date: JAN 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management -------------------------------------------------------------------------------- ZIJIN MINING GROUP CO., LTD. Ticker: 2899 Security ID: Y9892H115 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: JUN 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Debt Financing For For Management Instruments 2 Approve Arrangement of Guarantees to For For Management Company's Subsidiaries, Joint Venture and Associate 3 Approve Provision of Counter-Guarantee For For Management for Finance to Makeng Mining 4 Approve 2019 Report of the Board of For For Management Directors 5 Approve 2019 Report of the Independent For For Management Directors 6 Approve 2019 Report of the Supervisory For For Management Committee 7 Approve 2019 Financial Report For For Management 8 Approve 2019 Annual Report and Summary For For Management Report 9 Approve 2019 Profit Distribution Plan For For Management 10 Approve 2019 Remuneration of Executive For For Management Directors and Chairman of Supervisory Committee 11 Approve Ernst & Young Hua Ming LLP as For Against Management Auditor and Authorize Chairman of the Board, President and Financial Controller to Fix Their Remuneration -------------------------------------------------------------------------------- ZOOMLION HEAVY INDUSTRY SCIENCE & TECHNOLOGY CO. LTD. Ticker: 1157 Security ID: Y1293Y102 Meeting Date: JAN 06, 2020 Meeting Type: Special Record Date: DEC 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Stock Ownership Plan For For Management 2 Approve Adoption of the Management For For Management Rules of the Stock Ownership Plan 3 Authorize Board to Deal With All For For Management Matters in Relation to the Stock Ownership Plan 4 Approve Amendments to Articles of For For Management Association to Expand Business Scope 5 Approve Merger by Absorption and For For Management Related Transactions 6 Approve Provision of a Guarantee by For For Shareholder the Company in Favour of Zoomlion Finance and Leasing (Beijing) Co., Ltd. and Related Transactions 7 Approve Proposed Registration by the For For Shareholder Company for the Issue of Asset-Back Securities and Related Transactions -------------------------------------------------------------------------------- ZOOMLION HEAVY INDUSTRY SCIENCE AND TECHNOLOGY CO., LTD. Ticker: 1157 Security ID: Y1293Y102 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: JUN 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Supervisory For For Management Board 3 Approve 2019 Report of Settlement For For Management Accounts 4 Approve 2019 Full Text and Summary of For For Management the Annual Report of A Shares 5 Approve 2019 Annual Report of H Shares For For Management 6 Approve 2019 Profit Distribution Plan For For Management 7 Approve Provisions for Asset Impairment For For Management 8 Approve Application to Financial For For Management Institutions for General Credit Facilities and Financing with a Credit Limit and Authorize Zhan Chunxin to Execute Facility Agreements and Other Relevant Financing Documents and to Allocate the Credit Limit Available 9 Approve Authorization to the Company For For Management to Provide Buy-Back Guarantees in Respect of Third-Party Finance Leasing Business and to Provide Guarantees for the Factoring Financing 10 Approve Authorization to the Company For For Management to Continue to Develop and Provide Buy-Back Guarantees in Respect of Its Mortgage-Funded Business 11 Approve Authorization to Zoomlion For For Management Industrial Vehicles to Engage in Business with Its Distributors Through Banker's Acceptance Secured by Goods and Authorize the Management of Zoomlion Industrial Vehicles to Execute the Relevant Cooperation Agreements 12 Approve Authorization to Zoomlion For For Management Heavy Machinery Co., Ltd. to Engage in Business with Its Distributors Through Banker's Acceptance Secured by Goods and Authorize the Management of Zoomlion Heavy Machinery to Execute the Relevant Cooperation Agreements 13 Approve Provision of Guarantees in For Against Management Favour of 35 Subsidiaries and Authorize Board to Adjust the Available Guarantee Amount Between the Guaranteed Parties 14 Approve Carrying Out of Low Risk For Against Management Investments and Financial Management and Authorize the Chairman to Make All Investment Decisions and Execute Relevant Contracts and Agreements 15 Approve Investment in Financial For For Management Derivatives and Authorize the Chairman and His Authorized Persons to Make All Investment Decisions and Execute Relevant Contracts and Agreements 16 Approve Authorization to Hunan For For Management Zhicheng Financing And Guarantee Co., Ltd. to Engage in Business of Providing Guarantees 17.1 Approve Related Party Transactions For For Management with Infore Environment in Relation to the Sales of Spare Parts and Components for Environmental Sanitation Equipment 17.2 Approve Related Party Transactions For Against Management with Infore Environment in Relation to the Provision of Financial Services 17.3 Approve Related Party Transactions For For Management with Infore Environment in Relation to the Procurement of Products Including Spare Parts and Components for Environmental Sanitation Equipment and Modified Vehicles for Environmental Sanitation 18.1 Approve Baker Tilly China Certified For For Management Public Accountants Co., Ltd. as Domestic Auditor and Internal Control Auditor 18.2 Approve KPMG as International Auditor For For Management 18.3 Authorize Audit Committee of the Board For For Management to Determine the Principles of Fixing the Remuneration of Domestic and International Auditors and Authorize Company's Management to Determine Their Actual Remuneration Based on the Agreed Principles 19 Approve Merger by Absorption of For For Management Wholly-Owned Subsidiary 20 Amend Articles of Association For For Management 21 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 22 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights for A Shares 23 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights for H Shares 24 Amend Articles of Association to For For Shareholder Change the Business Nature Referred to in the Business Licence -------------------------------------------------------------------------------- ZTE CORPORATION Ticker: 763 Security ID: Y0004F121 Meeting Date: JUL 29, 2019 Meeting Type: Special Record Date: JUN 28, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.00 Approve Amendments to Articles of For For Management Association, the Rules of Procedure for General Meetings of Shareholders and the Rules of Procedure for Board of Directors Meetings 2.00 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisory Committee 3.00 Approve Execution of a Supplemental For For Shareholder Agreement with Shenzhen Vanke Development Co., Ltd. on the Shenzhen Bay Super Headquarters Base -------------------------------------------------------------------------------- ZTE CORPORATION Ticker: 763 Security ID: Y0004F121 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: MAY 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.00 Approve 2019 Annual Report For For Management 2.00 Approve 2019 Report of the Board of For For Management Directors 3.00 Approve 2019 Report of the Supervisory For For Management Committee 4.00 Approve 2019 Report of the President For For Management 5.00 Approve 2019 Final Financial Accounts For For Management 6.00 Approve 2019 Profit Distribution For For Management 7.00 Approve Application for Derivative For For Management Investment Limits 8.00 Approve Provision of Performance For For Management Guarantee for Overseas Wholly-owned Subsidiaries 9.00 Approve ZTE Channel Cooperation For For Management Framework Agreement 2020 - General Distributor 10.00 Approve Proposed Registration and For For Management Issue of Medium Term Notes 11.01 Approve Application of Composite For For Management Credit Facility to Bank of China Limited 11.02 Approve Application of Composite For For Management Credit Facility to China Development Bank, Shenzhen Branch 12.01 Approve Ernst & Young Hua Ming LLP as For For Management PRC Auditor and Authorize Board to Fix Their Remuneration 12.02 Approve Ernst & Young as Hong Kong For For Management Auditor and Authorize Board to Fix Their Remuneration 12.03 Approve Ernst & Young Hua Ming LLP as For For Management Internal Control Auditor and Authorize Board to Fix Their Remuneration 13.00 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 14.00 Authorize Repurchase of Issued A Share For For Management Capital 15.00 Amend Articles of Association, Amend For For Management Rules and Procedures Regarding General Meetings of Shareholders and Amend Rules and Procedures Regarding Meetings of Board of Directors 16.00 Elect Zhuang Jiansheng as Director For For Shareholder ============ Xtrackers Harvest CSI 500 China A-Shares Small Cap ETF ============ ACCELINK TECHNOLOGIES CO., LTD. Ticker: 002281 Security ID: Y00060106 Meeting Date: SEP 12, 2019 Meeting Type: Special Record Date: SEP 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 2 Approve to Appoint Auditor For For Management 3.1 Elect Yu Shaohua as Non-independent For For Management Director 3.2 Elect Wu Haibo as Non-independent For For Management Director 3.3 Elect Luo Feng as Non-independent For For Management Director 3.4 Elect Hu Guangwen as Non-independent For For Management Director 3.5 Elect Jin Zhengwang as Non-independent For For Management Director 3.6 Elect Jiang Boping as Non-independent For For Management Director 3.7 Elect Lu Yansheng as Non-independent For For Management Director 4.1 Elect Liu Quan as Independent Director For For Management 4.2 Elect Zheng Chunmei as Independent For For Management Director 4.3 Elect Xiao Yongping as Independent For For Management Director 4.4 Elect Ran Mingdong as Independent For For Management Director 5.1 Elect Chen Jianhua as Supervisor For For Management 5.2 Elect Zhang Jijun as Supervisor For For Management 5.3 Elect Ren Ming as Supervisor For For Management -------------------------------------------------------------------------------- ACCELINK TECHNOLOGIES CO., LTD. Ticker: 002281 Security ID: Y00060106 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAY 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Daily Related Party Transaction For For Management 6 Approve Profit Distribution For For Management 7 Approve Use Remaining Raised Funds to For For Management Supplement Working Capital 8 Approve Application of Credit Quota For For Management 9 Approve to Appoint Auditor For For Management 10 Approve Amendments to Articles of For For Management Association 11 Amend Management System of Raised Funds For For Management 12 Approve Repurchase and Cancellation of For For Management Performance Shares 13 Elect Gao Yongdong as Supervisor For For Shareholder -------------------------------------------------------------------------------- ADAMA LTD. Ticker: 200553 Security ID: Y3746E105 Meeting Date: MAR 30, 2020 Meeting Type: Special Record Date: MAR 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Remuneration of For For Management Non-Independent Director 2 Approve Guarantee Provision Plan For For Management -------------------------------------------------------------------------------- ADAMA LTD. Ticker: 200553 Security ID: Y3746E105 Meeting Date: APR 09, 2020 Meeting Type: Special Record Date: APR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Erik Fyrwald as Non-Independent For For Shareholder Director 1.2 Elect Chen Lichtenstein as For For Management Non-Independent Director -------------------------------------------------------------------------------- ADAMA LTD. Ticker: 200553 Security ID: Y3746E105 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Financial Statements For For Management 3 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 4 Approve Report of the Board of For For Management Directors 5 Approve Appointment of Auditor and For For Management Internal Control Auditor 6 Approve Related Party Transaction For For Management 7 Approve Report of the Board of For For Management Supervisors 8 Approve Performance Compensation For For Management 9 Approve Repurchase and Cancellation of For For Management Shares 10 Approve Amendments to Articles of For For Management Association 11 Approve Terminate the Use of Raised For For Management Funds for Specific Investment Projects 12 Approve Company's Eligibility for For For Management Corporate Bond Issuance 13.1 Approve Issue Size For For Management 13.2 Approve Issue Manner For For Management 13.3 Approve Bond Maturity and Type For For Management 13.4 Approve Par Value and Issue Price For For Management 13.5 Approve Use of Proceeds For For Management 13.6 Approve Bond Interest Rate and Payment For For Management of Capital and Interest 13.7 Approve Guarantee Manner For For Management 13.8 Approve Adjustment of Coupon Option, For For Management Terms of Redemption or Terms of Sell-Back 13.9 Approve Underwriting Manner For For Management 13.10 Approve Target Subscribers For For Management 13.11 Approve Safeguard Measures of Debts For For Management Repayment 13.12 Approve Resolution Validity Period For For Management 14 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- ADDSINO CO., LTD. Ticker: 000547 Security ID: Y26525108 Meeting Date: SEP 16, 2019 Meeting Type: Special Record Date: SEP 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustment of Raised Funds For For Management Investment Structure -------------------------------------------------------------------------------- ADDSINO CO., LTD. Ticker: 000547 Security ID: Y26525108 Meeting Date: DEC 18, 2019 Meeting Type: Special Record Date: DEC 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Huang Hui as Non-Independent For For Shareholder Director 2 Approve Additional Daily Related Party For For Management Transactions 3 Approve Provision of External Guarantee For For Management 4 Approve Change of Auditor For For Management -------------------------------------------------------------------------------- ADDSINO CO., LTD. Ticker: 000547 Security ID: Y26525108 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: MAY 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Daily Related-party For For Management Transactions 7 Approve Unfulfilled Performance For For Management Commitment and Compensation Plan 8 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor 9 Approve Amendments to Articles of For Against Management Association 10 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 11 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 12 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 13 Amend Working System for Independent For For Management Directors 14 Amend Related Party Transaction For For Management Decision-making System 15 Amend Management System for Providing For For Management External Guarantees 16 Amend Management System of Raised Funds For For Management -------------------------------------------------------------------------------- AECC AERO-ENGINE CONTROL CO., LTD. Ticker: 000738 Security ID: Y6203U108 Meeting Date: NOV 15, 2019 Meeting Type: Special Record Date: NOV 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For Against Management 2 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 3 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 4 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 5 Elect Du Pengjie as Non-Independent For For Management Director 6.1 Elect Han Shupeng as Supervisor For For Management 6.2 Elect Wang Lutang as Supervisor For For Management -------------------------------------------------------------------------------- AECC AERO-ENGINE CONTROL CO., LTD. Ticker: 000738 Security ID: Y6203U108 Meeting Date: DEC 25, 2019 Meeting Type: Special Record Date: DEC 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Liu Hao as Non-Independent For For Management Director 1.2 Elect Peng Jianwu as Non-Independent For For Management Director 1.3 Elect Wu Guijiang as Non-Independent For For Management Director 1.4 Elect Ma Chuanli as Non-Independent For For Management Director 1.5 Elect Xia Fengchun as Non-Independent For For Management Director 2 Elect Di Xueyun as Independent Director For For Management 3 Approve Daily Related Party For For Management Transactions 4 Approve Related-party Transaction in For For Management Connection to Loan from Related Party 5 Approve Financial Services Agreement For Against Management -------------------------------------------------------------------------------- AECC AERO-ENGINE CONTROL CO., LTD. Ticker: 000738 Security ID: Y6203U108 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Financial Budget Report For For Management 6 Approve Allocation of Income and For For Management Dividends 7 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor 8 Elect Miao Zhongming as For For Management Non-independent Director 9 Amend Articles of Association For For Shareholder -------------------------------------------------------------------------------- AN HUI WENERGY CO., LTD. Ticker: 000543 Security ID: Y0138J106 Meeting Date: AUG 29, 2019 Meeting Type: Special Record Date: AUG 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders -------------------------------------------------------------------------------- AN HUI WENERGY CO., LTD. Ticker: 000543 Security ID: Y0138J106 Meeting Date: SEP 17, 2019 Meeting Type: Special Record Date: SEP 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Chen Xinyi as Supervisor For For Management 2 Amend Articles of Association For Against Management -------------------------------------------------------------------------------- AN HUI WENERGY CO., LTD. Ticker: 000543 Security ID: Y0138J106 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAY 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Daily Related-party Transaction For Against Management 7 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- ANHUI ANKE BIOTECHNOLOGY (GROUP) CO., LTD. Ticker: 300009 Security ID: Y01398109 Meeting Date: DEC 26, 2019 Meeting Type: Special Record Date: DEC 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Song Lihua as Non-Independent For For Management Director 1.2 Elect Song Liming as Non-Independent For For Management Director 1.3 Elect Wang Ronghai as Non-Independent For For Management Director 1.4 Elect Fu Yongbiao as Non-Independent For For Management Director 1.5 Elect Zhao Hui as Non-Independent For For Management Director 1.6 Elect Zheng Weiguo as Non-Independent For For Management Director 1.7 Elect Song Shewu as Non-Independent For For Management Director 1.8 Elect Xu Zhenshan as Non-Independent For For Management Director 1.9 Elect Zhang Benshan as Independent For For Management Director 1.10 Elect Liu Guangfu as Independent For For Management Director 1.11 Elect Zhu Weidong as Independent For For Management Director 1.12 Elect Chen Mingjia as Independent For For Management Director 2.1 Elect Du Xianyu as Supervisor For For Management 2.2 Elect Jiang Junpei as Supervisor For For Management 3 Approve Amendments to Articles of For For Management Association 4 Approve Authorization of the Board to For For Management Handle All Matters Related to Revision of the Company's Various Management Systems 5 Approve Cancellation of Performance For For Management Shares 6 Approve Decrease in Registered Capital For For Management and Amend Articles of Association -------------------------------------------------------------------------------- ANHUI ANKE BIOTECHNOLOGY (GROUP) CO., LTD. Ticker: 300009 Security ID: Y01398109 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: APR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Remuneration of Directors and For For Management Senior Management Members 8 Approve Remuneration of Supervisors For For Management 9 Amend Articles of Association For For Management 10 Approve Comprehensive Credit Line Bank For For Management Application 11 Approve Use of Idle Own Funds and Idle For Against Management Raised Funds to Conduct Cash Management 12 Approve Partial Equity Acquistion and For For Management Related Party Transactions -------------------------------------------------------------------------------- ANHUI ZHONGDING SEALING PARTS CO., LTD. Ticker: 000887 Security ID: Y01379109 Meeting Date: NOV 06, 2019 Meeting Type: Special Record Date: OCT 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change in Partial Raised Funds For For Management Investment Project 2 Approve Change in Usage of Raised For For Management Funds to Acquire Equity and Capital Increase 3 Approve Guarantee Provision Plan For For Management -------------------------------------------------------------------------------- ANHUI ZHONGDING SEALING PARTS CO., LTD. Ticker: 000887 Security ID: Y01379109 Meeting Date: DEC 05, 2019 Meeting Type: Special Record Date: NOV 28, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change in Company Address, For For Management Business Scope and Amend Articles of Association -------------------------------------------------------------------------------- ANHUI ZHONGDING SEALING PARTS CO., LTD. Ticker: 000887 Security ID: Y01379109 Meeting Date: JUN 10, 2020 Meeting Type: Special Record Date: JUN 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction For For Management 2 Approve Application of Credit Lines For For Management 3 Approve Foreign Exchange Hedging For For Management Business 4 Approve Use of Idle Raised Funds and For Against Management Own Funds for Cash Management 5 Approve Guarantee Provision Plan For For Management -------------------------------------------------------------------------------- ASYMCHEM LABORATORIES (TIANJIN) CO., LTD. Ticker: 002821 Security ID: Y0370S103 Meeting Date: MAR 03, 2020 Meeting Type: Special Record Date: FEB 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Issue Type and Par Value For For Management 2.2 Approve Issue Manner and Period For For Management 2.3 Approve Target Subscriber and For For Management Subscription Method 2.4 Approve Issue Price and Pricing For For Management Principle 2.5 Approve Issue Scale For For Management 2.6 Approve Restricted Period For For Management 2.7 Approve Scale and Usage of Raised Funds For For Management 2.8 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.9 Approve Listing Location For For Management 2.10 Approve Resolution Validity Period For For Management 3 Approve Plan on Private Placement of For For Management Shares 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Related Party Transactions in For For Management Connection to Private Placement 6 Approve Signing of Conditional Share For For Management Subscription Agreement Between Company and Subscribers 7 Approve Special Report on the Usage of For For Management Previously Raised Funds 8 Approve Verification Report on the For For Management Usage of Previously Raised Funds 9 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 10 Approve Shareholder Return Plan For For Management 11 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- ASYMCHEM LABORATORIES (TIANJIN) CO., LTD. Ticker: 002821 Security ID: Y0370S103 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: APR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Allocation of Income and For For Management Dividends 6 Approve to Appoint Auditor For For Management 7 Approve Remuneration of Directors, For For Management Supervisors and Senior Management 8 Approve Internal Control Evaluation For For Management Report 9 Approve Implementation of Self-check For For Management Internal Control Rules 10 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 11 Approve Repurchase and Cancellation of For For Management 2016 Performance Shares 12 Approve Repurchase and Cancellation of For For Management 2018 Performance Shares 13 Approve Repurchase and Cancellation of For For Management 2019 Performance Shares 14 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- ASYMCHEM LABORATORIES (TIANJIN) CO., LTD. Ticker: 002821 Security ID: Y0370S103 Meeting Date: MAY 28, 2020 Meeting Type: Special Record Date: MAY 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Introduction of Strategic For For Management Investors 2 Approve Signing of Conditional For For Management Strategic Cooperation Agreement 3 Approve Signing of Supplemental For For Management Agreement to the Conditional Share Subscription Agreement 4 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- AVIC ELECTROMECHANICAL SYSTEMS CO., LTD. Ticker: 002013 Security ID: Y37456111 Meeting Date: DEC 20, 2019 Meeting Type: Special Record Date: DEC 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acquisition of Equity For For Management 2 Approve Increase Capital and Invest in For For Management Hongguang Airborne Equipment Co., Ltd. 3 Approve Termination of Raised Funds For For Management Project and Use Excess Raised Funds to Supplement Working Capital 4 Approve Transfer of Equity For For Management 5 Approve Amendments to Articles of For Against Management Association -------------------------------------------------------------------------------- AVIC ELECTROMECHANICAL SYSTEMS CO., LTD. Ticker: 002013 Security ID: Y37456111 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: JUN 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Allocation of Income and For For Management Dividends 6 Approve Comprehensive Credit Line For For Management Verification and Authorization 7 Approve Financial Budget For For Management 8 Approve Signing of Daily Related Party For Against Management Transactions Framework Agreement 9 Approve Daily Related-Party For Against Management Transactions 10 Approve External Guarantee Provision For Against Management 11 Approve Audit Work Report and For For Management Appointment of Auditor 12 Approve Capital Injection For For Management 13 Amend Articles of Association For Against Management -------------------------------------------------------------------------------- BANK OF QINGDAO CO., LTD. Ticker: 3866 Security ID: Y069A1112 Meeting Date: OCT 15, 2019 Meeting Type: Special Record Date: SEP 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Tingjie Zhang as Director For For Management 2 Elect He Liangjun as Supervisor For For Management -------------------------------------------------------------------------------- BANK OF QINGDAO CO., LTD. Ticker: 3866 Security ID: Y069A1112 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: APR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Work Report of the Board For For Management of Directors 2 Approve 2019 Work Report of the Board For For Management of Supervisors 3 Approve 2019 Financial Accounts For For Management 4 Approve 2019 Profit Distribution Plan For For Management 5 Approve to Appoint External Auditors For For Management and to Fix Their Remuneration 6 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 7 Approve 2019 Related Party Transactions For For Management 8 Approve 2020 Related Party Transactions For For Management 9 Approve Amendments to Articles of For For Management Association 10 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- BANK OF ZHENGZHOU CO., LTD. Ticker: 6196 Security ID: Y0R99B119 Meeting Date: SEP 03, 2019 Meeting Type: Special Record Date: AUG 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Satisfaction of the Criteria For For Management for Non-Public Issuance of A Shares 2 Approve Feasibility Report on the Use For For Management of Proceeds from the Non-Public Issuance of A Shares 3 Approve Report on the Use of For For Management Previously Raised Proceeds 4 Approve Dilution of Current Returns by For For Management the Non-Public Issuance of A Shares and the Remedial Measures 5 Approve Shareholder Return Plan for For For Management the Next Three Years (2019 to 2021) 6 Approve Related Party For For Management Transactions/Connected Transactions Involved in the Non-Public Issuance of A Shares 7 Approve Execution of the Conditional For For Management Share Subscription Agreements with Specific Subscribers 8.1 Approve Class and Par Value of the For For Management Shares to be Issued under the Non-Public Issuance 8.2 Approve Issuance Method and Time For For Management 8.3 Approve Target Subscribers and For For Management Subscription Method 8.4 Approve Price Determination Date, For For Management Issue Price and Principles for Determining the Issue Price 8.5 Approve Number of A Shares to be Issued For For Management 8.6 Approve Lock-up Period For For Management 8.7 Approve Amount and Use of Proceeds For For Management 8.8 Approve Arrangement for the For For Management Accumulated Undistributed Profits before the Completion of the Non-Public Issuance 8.9 Approve Place of Listing For For Management 8.10 Approve Validity Period of the For For Management Resolution Regarding the Non-Public Issuance 9 Approve Proposal for the Non-Public For For Management Issuance of A Shares 10 Authorize Board to Deal with Relevant For For Management Matters Involved in the Non-Public Issuance of A Shares -------------------------------------------------------------------------------- BANK OF ZHENGZHOU CO., LTD. Ticker: 6196 Security ID: Y0R99B119 Meeting Date: SEP 03, 2019 Meeting Type: Special Record Date: AUG 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Class and Par Value of the For For Management Shares to be Issued under the Non-Public Issuance 1.2 Approve Issuance Method and Time For For Management 1.3 Approve Target Subscribers and For For Management Subscription Method 1.4 Approve Price Determination Date, For For Management Issue Price and Principles for Determining the Issue Price 1.5 Approve Number of A Shares to be Issued For For Management 1.6 Approve Lock-up Period For For Management 1.7 Approve Amount and Use of Proceeds For For Management 1.8 Approve Arrangement for the For For Management Accumulated Undistributed Profits Before the Completion of the Non-Public Issuance 1.9 Approve Place of Listing For For Management 1.10 Approve Validity Period of the For For Management Resolution Regarding the Non-Public Issuance 2 Approve Proposal for the Non-Public For For Management Issuance of A Shares 3 Authorize Board to Deal with Relevant For For Management Matters Involved in the Non-Public Issuance of A Shares -------------------------------------------------------------------------------- BANK OF ZHENGZHOU CO., LTD. Ticker: 6196 Security ID: Y0R99B119 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Board of For For Management Supervisors 3 Approve 2019 Annual Financial For For Management Statements 4 Approve 2019 Annual Report For For Management 5 Approve 2020 Financial Budget For For Management 6 Approve KPMG as Overseas Auditor and For For Management KPMG Huazhen LLP as Domestic Auditor and Authorize Board to Fix Their Remuneration 7 Approve 2019 Special Report on Related For For Management Party Transactions 8.1 Approve Estimated Quota on Related For For Management Party Transactions with Zhengzhou Development Investment Group Co., Ltd. and its Associated Corporations 8.2 Approve Estimated Quota on Related For For Management Party Transactions with Zhengzhou Construction Investment Group Co., Ltd. and its Associated Corporations 8.3 Approve Estimated Quota on Related For For Management Party Transactions with Zhengzhou Traffic Construction Investment Limited Company and its Associated Corporations 8.4 Approve Estimated Quota on Related For For Management Party Transactions with Zhengzhou Municipal Engineering Corporation and its Associated Corporations 8.5 Approve Estimated Quota on Related For For Management Party Transactions with Henan Investment Group Co., Ltd. and its Associated Corporations 8.6 Approve Estimated Quota on Related For For Management Party Transactions with Henan Zhengyang Construction Engineering Group Co., Ltd. and its Associated Corporations 8.7 Approve Estimated Quota on Related For For Management Party Transactions with Henan Huida Jiarui Real Estate Co., Ltd. and its Associated Corporations 8.8 Approve Estimated Quota on Related For For Management Party Transactions with Zhengzhou Zhongrongchuang Industry Investment Co. , Ltd. and its Associated Corporations 8.9 Approve Estimated Quota on Related For For Management Party Transactions with Zhongyuan Trust Co., Ltd. and its Associated Corporations 8.10 Approve Estimated Quota on Related For For Management Party Transactions with Bridge Trust & Investment Co., Ltd. and its Associated Corporations 8.11 Approve Estimated Quota on Related For For Management Party Transactions with Henan Asset Management Co., Ltd. and its Associated Corporations 8.12 Approve Estimated Quota on Related For For Management Party Transactions with Great Wall Fund Management Co., Ltd. 8.13 Approve Estimated Quota on Related For For Management Party Transactions with Green Fund Management Co., Ltd. 8.14 Approve Estimated Quota on Related For For Management Party Transactions with Bank of Lanzhou Co., Ltd. 8.15 Approve Estimated Quota on Related For For Management Party Transactions with Bank Of Guizhou Co., Ltd. 8.16 Approve Estimated Quota on Related For For Management Party Transactions with Central China Securities Co., Ltd. 8.17 Approve Estimated Quota on Related For For Management Party Transactions with Subsidiaries of the Bank 8.18 Approve Estimated Quota on Related For For Management Party Transactions with Related Natural Persons of the Bank 9 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 10 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 11 Approve Satisfaction of the Criteria For Against Management for the Revised Non-Public Issuance of A Shares 12 Approve Report on the Use of For Against Management Previously Raised Proceeds for 2019 13 Approve Dilution of Current Returns by For Against Management the Revised Non-Public Issuance of A Shares and Remedial Measures 14 Approve Shareholder Return Plan for For For Management the Next Three Years (2020-2022) 15 Approve Related Party For Against Management Transactions/Connected Transactions Involved in the Revised Non-Public Issuance of A Shares 16 Approve Execution of the Supplemental For Against Management Subscription Agreements with Specific Subscribers 17 Approve 2019 Profit Distribution and For For Management Capital Reserve Capitalization Plan 18 Approve Amendments to Articles of For For Management Association 19 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 20.1 Approve Class and Par Value of the For Against Management Shares to be Issued Under the Non-Public Issuance 20.2 Approve Issuance Method and Time For Against Management 20.3 Approve Target Subscribers and For Against Management Subscription Method 20.4 Approve Price Determination Date, For Against Management Issue Price and Principles for Determining the Issue Price 20.5 Approve Number of A Shares to be Issued For Against Management 20.6 Approve Lock-Up Period For Against Management 20.7 Approve Amount and Use of Proceeds For Against Management 20.8 Approve Arrangement for the For Against Management Accumulated Undistributed Profits Before the Completion of the Non-Public Issuance 20.9 Approve Place of Listing For Against Management 20.10 Approve Validity Period of the For Against Management Resolutions Regarding the Non-Public Issuance 21 Approve Proposal for the Revised For Against Management Non-Public Issuance of A Shares 22 Approve Authorization to the Board and For Against Management Its Authorized Persons to Deal with Relevant Matters Involved in the Revised Non-Public Issuance of A Shares 23 Approve Proposal of the Bank's For For Management Issuance of Financial Bonds 24 Approve Authorization to the Board For For Management Granted by the General Meeting 25 Elect Xia Hua as Director For For Shareholder -------------------------------------------------------------------------------- BANK OF ZHENGZHOU CO., LTD. Ticker: 6196 Security ID: Y0R99B119 Meeting Date: MAY 20, 2020 Meeting Type: Special Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Profit Distribution and For For Management Capital Reserve Capitalization Plan 2 Approve Amendments to Articles of For For Management Association 3.1 Approve Class and Par Value of the For Against Management Shares to be Issued Under the Non-Public Issuance 3.2 Approve Issuance Method and Time For Against Management 3.3 Approve Target Subscribers and For Against Management Subscription Method 3.4 Approve Price Determination Date, For Against Management Issue Price and Principles for Determining the Issue Price 3.5 Approve Number of A Shares to be Issued For Against Management 3.6 Approve Lock-Up Period For Against Management 3.7 Approve Amount and Use of Proceeds For Against Management 3.8 Approve Arrangement for the For Against Management Accumulated Undistributed Profits Before the Completion of the Non-Public Issuance 3.9 Approve Place of Listing For Against Management 3.10 Approve Validity Period of the For Against Management Resolutions Regarding the Non-Public Issuance 4 Approve Proposal for the Revised For Against Management Non-Public Issuance of A Shares 5 Approve Authorization to the Board and For Against Management Its Authorized Persons to Deal with Relevant Matters Involved in the Revised Non-Public Issuance of A Shares -------------------------------------------------------------------------------- BEIJING DABEINONG TECHNOLOGY GROUP CO., LTD. Ticker: 002385 Security ID: Y0772N108 Meeting Date: AUG 12, 2019 Meeting Type: Special Record Date: AUG 07, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Development of Supply Chain For For Management Accounts Payable Asset Securitization 2 Approve Provision of Guarantee for For For Management Associate Company 3 Approve Provision of Guarantee by For Against Management Controlled Subsidiary 4 Approve Provision of Counter-guarantee For For Management for Associate Company 5 Approve Provision of Raw Material For Against Management Procurement Performance Guarantee for Controlled Subsidiary 6 Approve Provision Estimated Guarantee For Against Management for Controlled Subsidiary -------------------------------------------------------------------------------- BEIJING DABEINONG TECHNOLOGY GROUP CO., LTD. Ticker: 002385 Security ID: Y0772N108 Meeting Date: OCT 09, 2019 Meeting Type: Special Record Date: SEP 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Takeover of Shandong Rongchang For For Management Breeding Co., Ltd. and Termination of Original Performance Commitment Plan -------------------------------------------------------------------------------- BEIJING DABEINONG TECHNOLOGY GROUP CO., LTD. Ticker: 002385 Security ID: Y0772N108 Meeting Date: NOV 06, 2019 Meeting Type: Special Record Date: NOV 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee and For For Management Related Party Transactions -------------------------------------------------------------------------------- BEIJING DABEINONG TECHNOLOGY GROUP CO., LTD. Ticker: 002385 Security ID: Y0772N108 Meeting Date: NOV 21, 2019 Meeting Type: Special Record Date: NOV 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management 2 Approve Termination of Acquiring For For Management Controlled Subsidiary's Minority Interests -------------------------------------------------------------------------------- BEIJING DABEINONG TECHNOLOGY GROUP CO., LTD. Ticker: 002385 Security ID: Y0772N108 Meeting Date: DEC 12, 2019 Meeting Type: Special Record Date: DEC 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Profit Distribution for For For Management First Three Quarters 2 Approve Appointment of Auditor For For Shareholder 3 Approve Provision of Guarantee For For Shareholder -------------------------------------------------------------------------------- BEIJING DABEINONG TECHNOLOGY GROUP CO., LTD. Ticker: 002385 Security ID: Y0772N108 Meeting Date: JAN 13, 2020 Meeting Type: Special Record Date: JAN 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Application of Bank Credit For For Management Lines and Asset Mortgage -------------------------------------------------------------------------------- BEIJING DABEINONG TECHNOLOGY GROUP CO., LTD. Ticker: 002385 Security ID: Y0772N108 Meeting Date: MAR 20, 2020 Meeting Type: Special Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Shao Genhuo as Non-Independent For For Management Director 1.2 Elect Zhang Lizhong as Non-Independent For For Management Director 1.3 Elect Song Weiping as Non-Independent For For Management Director 1.4 Elect Zhou Yejun as Non-Independent For For Management Director 2.1 Elect Wang Liyan as Independent For For Management Director 2.2 Elect Li Xuan as Independent Director For For Management 2.3 Elect Fu Wenge as Independent Director For For Management 3 Elect Tan Songlin as Supervisor For For Management 4 Approve Provision of Guarantee to For For Management Associate Company 5 Approve Continued Authorization on For For Management Guarantee Provision for Customers 6 Approve Provision of Mortgage For For Management Guarantees -------------------------------------------------------------------------------- BEIJING DABEINONG TECHNOLOGY GROUP CO., LTD. Ticker: 002385 Security ID: Y0772N108 Meeting Date: APR 07, 2020 Meeting Type: Special Record Date: APR 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee for For For Management Controlled Subsidiary 2 Approve Provision Mortgage Guarantee For For Management by Controlled Subsidiary 3 Approve Provision of Guarantee for For For Management Controlled Subsidiary by Controlled Subsidiary 4 Approve Provision of Guarantee and For For Management Related Party Transactions for Associate Company 5 Approve Daily Related Party Transaction For For Management 6 Amend Articles of Association For For Management -------------------------------------------------------------------------------- BEIJING DABEINONG TECHNOLOGY GROUP CO., LTD. Ticker: 002385 Security ID: Y0772N108 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Audit Report For For Management 5 Approve Financial Statements For For Management 6 Approve Profit Distribution For For Management 7 Approve to Appoint Auditor For For Management 8 Approve Authorization to the Chairman For Against Management of the Board 9 Approve Provision of Guarantee For Against Management 10 Approve Continued Use of Own Idle For Against Management Funds to Purchase Low-risk Financial Products -------------------------------------------------------------------------------- BEIJING E-HUALU INFORMATION TECHNOLOGY CO., LTD. Ticker: 300212 Security ID: Y07737102 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: JUN 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Daily Related Party For For Management Transactions 6 Approve Appointment of Auditor For For Management 7 Approve Repurchase and Cancellation of For For Management Performance Shares 8 Approve Profit Distribution For For Management 9 Amend Articles of Association For For Management 10 Approve Change in Registered Capital For For Management 11 Elect Guo Jian as Supervisor For For Shareholder -------------------------------------------------------------------------------- BEIJING ENLIGHT MEDIA CO., LTD. Ticker: 300251 Security ID: Y0773B103 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: APR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Use of Idle Own Funds to For Against Management Invest in Financial Products 8 Approve Remuneration of Directors For For Management 9 Approve Remuneration of Supervisors For For Management -------------------------------------------------------------------------------- BEIJING ENLIGHT MEDIA CO., LTD. Ticker: 300251 Security ID: Y0773B103 Meeting Date: MAY 15, 2020 Meeting Type: Special Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Employee Share Purchase Plan For For Management Draft and Summary 2 Approve Management Method of Employee For For Management Share Purchase Plan 3 Approve Authorization of the Board to For For Management Handle All Matters Related to Employee Share Purchase Plan -------------------------------------------------------------------------------- BEIJING JETSEN TECHNOLOGY CO., LTD. Ticker: 300182 Security ID: Y07734109 Meeting Date: JUL 17, 2019 Meeting Type: Special Record Date: JUL 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Termination of Implementation For For Management of Shareholding Increase Plan -------------------------------------------------------------------------------- BEIJING JETSEN TECHNOLOGY CO., LTD. Ticker: 300182 Security ID: Y07734109 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Financial For For Management Auditor 7 Approve Remuneration of Directors For For Management 8 Approve Remuneration of Supervisors For For Management 9 Approve Provision for Asset Impairment For For Management 10 Approve Related-party Transaction in For For Management Connection to Loan Application 11 Elect Shi Lei as Supervisor For For Management -------------------------------------------------------------------------------- BEIJING JETSEN TECHNOLOGY CO., LTD. Ticker: 300182 Security ID: Y07734109 Meeting Date: MAY 21, 2020 Meeting Type: Special Record Date: MAY 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Issue Time For For Management 2.3 Approve Target Subscribers and For For Management Subscription Method 2.4 Approve Issue Price and Pricing Basis For For Management 2.5 Approve Issue Size For For Management 2.6 Approve Lock-Up Period Arrangement For For Management 2.7 Approve Listing Exchange For For Management 2.8 Approve Raised Funds Investment For For Management 2.9 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.10 Approve Resolution Validity Period For For Management 3 Approve Private Placement of Shares For For Management 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Demonstration Analysis Report For For Management in Connection to Private Placement 6 Approve Report on the Usage of For For Management Previously Raised Funds 7 Approve Shareholder Return Plan For For Management 8 Approve Authorization of Board to For For Management Handle All Related Matters 9 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken -------------------------------------------------------------------------------- BEIJING JETSEN TECHNOLOGY CO., LTD. Ticker: 300182 Security ID: Y07734109 Meeting Date: JUN 29, 2020 Meeting Type: Special Record Date: JUN 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Waiver of Pre-emptive Right in For For Management the Capital Increase of Wholly-Owned Subsidiary and Signing of Capital Increase Agreement 2 Approve Guarantee Provision Plan For For Management -------------------------------------------------------------------------------- BEIJING KUNLUN TECH CO., LTD. Ticker: 300418 Security ID: Y0R7Z5109 Meeting Date: AUG 15, 2019 Meeting Type: Special Record Date: AUG 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve that the Overseas Listing of For Against Management Grindr Inc. or its Listed Entities Complies with the Notice Governing Overseas Listing of Enterprises Subordinate to Companies Listed in China 2.1 Approve Issue Subject For Against Management 2.2 Approve Listing Exchange For Against Management 2.3 Approve Share Type For Against Management 2.4 Approve Target Subscribers For Against Management 2.5 Approve Listing Time For Against Management 2.6 Approve Issue Manner For Against Management 2.7 Approve Pricing Method For Against Management 2.8 Approve Underwriting Manner For Against Management 2.9 Approve Use of Proceeds For Against Management 3 Approve Commitment of Upholding the For Against Management Independent Listing Status 4 Approve Description and Prospect of For Against Management Company's Sustaining of Profitability 5 Approve Authorization of Board to For Against Management Handle All Related Matters 6 Approve Application of Bank Credit For For Shareholder Lines and Provision of Guarantee by Controlling Shareholder -------------------------------------------------------------------------------- BEIJING KUNLUN TECH CO., LTD. Ticker: 300418 Security ID: Y0R7Z5109 Meeting Date: SEP 04, 2019 Meeting Type: Special Record Date: AUG 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Li Yifei as Supervisor For For Management -------------------------------------------------------------------------------- BEIJING KUNLUN TECH CO., LTD. Ticker: 300418 Security ID: Y0R7Z5109 Meeting Date: SEP 23, 2019 Meeting Type: Special Record Date: SEP 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Decrease in Registered Capital For For Management 2 Amend Articles of Association For For Management -------------------------------------------------------------------------------- BEIJING KUNLUN TECH CO., LTD. Ticker: 300418 Security ID: Y0R7Z5109 Meeting Date: NOV 18, 2019 Meeting Type: Special Record Date: NOV 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision by For For Management Controlling Shareholder for Company's Bank Credit Line Application 2 Amend Articles of Association For For Management -------------------------------------------------------------------------------- BEIJING KUNLUN TECH CO., LTD. Ticker: 300418 Security ID: Y0R7Z5109 Meeting Date: DEC 23, 2019 Meeting Type: Special Record Date: DEC 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustment of Performance For Against Management Commitment of the Transferor in Equity Investment Transactions 2 Approve Guarantee Provision by For For Shareholder Controlling Shareholder for Company's Bank Credit Line Application -------------------------------------------------------------------------------- BEIJING KUNLUN TECH CO., LTD. Ticker: 300418 Security ID: Y0R7Z5109 Meeting Date: FEB 24, 2020 Meeting Type: Special Record Date: FEB 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Credit Line and Provision of For For Management Guarantee -------------------------------------------------------------------------------- BEIJING KUNLUN TECH CO., LTD. Ticker: 300418 Security ID: Y0R7Z5109 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3.1 Approve Report of Zhao Baoqing For For Management 3.2 Approve Report of Chen Hao For For Management 3.3 Approve Report of Xue Lei For For Management 4 Approve Report of the Board of For For Management Supervisors 5 Approve Financial Statements For For Management 6 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 7 Approve to Appoint Auditor For For Management 8 Amend Articles of Association For For Management 9 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 10 Elect Zhang Donghai as Supervisor For For Shareholder -------------------------------------------------------------------------------- BEIJING KUNLUN TECH CO., LTD. Ticker: 300418 Security ID: Y0R7Z5109 Meeting Date: MAY 29, 2020 Meeting Type: Special Record Date: MAY 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Equity Transfer Agreement For For Management -------------------------------------------------------------------------------- BEIJING LANXUM TECHNOLOGY CO., LTD. Ticker: 300010 Security ID: Y07724100 Meeting Date: FEB 11, 2020 Meeting Type: Special Record Date: FEB 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Zhao Boqi as Non-independent For For Management Director 1.2 Elect Quan Tingting as Non-independent For For Management Director 2 Approve to Appoint Auditor For For Management 3 Approve Amendments to Articles of For For Management Association to Expand Business Scope -------------------------------------------------------------------------------- BEIJING LANXUM TECHNOLOGY CO., LTD. Ticker: 300010 Security ID: Y07724100 Meeting Date: MAR 06, 2020 Meeting Type: Special Record Date: MAR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Issue Time For For Management 2.3 Approve Pricing Reference Date, Issue For For Management Price and Pricing Basis 2.4 Approve Target Subscribers and For For Management Subscription Method 2.5 Approve Issue Amount For For Management 2.6 Approve Lock-up Period For For Management 2.7 Approve Listing Exchange For For Management 2.8 Approve Use of Proceeds For For Management 2.9 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.10 Approve Resolution Validity Period For For Management 3 Approve Related Party Transactions in For For Management Connection to Private Placement 4 Approve Demonstration Analysis Report For For Management in Connection to Private Placement 5 Approve Private Placement of Shares For For Management 6 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 7 Approve Report on the Usage of For For Management Previously Raised Funds 8 Approve Subscription Agreement For For Management 9 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 10 Approve Undertakings of Remedial For For Management Measures by the Relevant Parties in Relation to the Dilution of Current Returns as a Result of the Private Placement 11 Approve Shareholder Return Plan For For Management 12 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- BEIJING LANXUM TECHNOLOGY CO., LTD. Ticker: 300010 Security ID: Y07724100 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve to Appoint Auditor For For Management 6 Approve Remuneration of Directors and For For Management Supervisors 7 Approve Profit Distribution For For Management -------------------------------------------------------------------------------- BEIJING PHILISENSE TECHNOLOGY CO., LTD. Ticker: 300287 Security ID: Y0774E106 Meeting Date: SEP 23, 2019 Meeting Type: Special Record Date: SEP 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Changes in Fund-raising For For Management Investment Project and Use Its Funds to Replenish Working Capital -------------------------------------------------------------------------------- BEIJING SANJU ENVIRONMENTAL PROTECTION & NEW MATERIALS CO LTD. Ticker: 300072 Security ID: Y0773K103 Meeting Date: DEC 26, 2019 Meeting Type: Special Record Date: DEC 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee to For For Management Beijing Sanju Green Energy Technology Co., Ltd. 2 Approve Provision of Guarantee to For For Management Daqing Sanju Energy Purification Co., Ltd. 3 Approve Accounts Receivable Transfer For For Shareholder and Related Party Transactions 4 Approve Provision of Guarantee by For For Shareholder Shenzhen Jutao Machinery Equipment Co. , Ltd. 5 Approve Provision of Guarantee by For For Shareholder Company and Zhuhai Jutao Offshore Oil Service Co., Ltd. -------------------------------------------------------------------------------- BEIJING SANJU ENVIRONMENTAL PROTECTION & NEW MATERIALS CO LTD. Ticker: 300072 Security ID: Y0773K103 Meeting Date: FEB 11, 2020 Meeting Type: Special Record Date: FEB 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Property Lease and Related For For Management Party Transactions 2 Approve Payment of Guarantee Fees and For For Management Related Party Transactions 3 Elect Gao Zhiqiang as Non-Independent For For Shareholder Director 4 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- BEIJING SANJU ENVIRONMENTAL PROTECTION & NEW MATERIALS CO LTD. Ticker: 300072 Security ID: Y0773K103 Meeting Date: MAR 31, 2020 Meeting Type: Special Record Date: MAR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee to For For Management Hebei Huachen Petrochemical Co., Ltd. 2 Approve Provision of Guarantee to For For Management Penglai Jutao Offshore Engineering Heavy Industry Co., Ltd. -------------------------------------------------------------------------------- BEIJING SANJU ENVIRONMENTAL PROTECTION & NEW MATERIALS CO LTD. Ticker: 300072 Security ID: Y0773K103 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 5 Approve Annual Report and Summary For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Guarantee Provision to Penglai For For Management Jutao Offshore Engineering Heavy Industry Co., Ltd. 8 Approve Provision of Guarantee to For For Management Inner Mongolia Sanju Jiajing New Energy Co., Ltd. 9 Elect Sun Yanhong as Non-independent For For Shareholder Director -------------------------------------------------------------------------------- BEIJING SHOUGANG CO., LTD. Ticker: 000959 Security ID: Y07713103 Meeting Date: DEC 23, 2019 Meeting Type: Special Record Date: DEC 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Approve Waiver of Pre-emptive Right For For Management 3 Approve Daily Related Party For For Management Transactions 4 Approve Related Party Transactions in For Against Management Connection to Development of Financial Business 5 Approve Related Party Transactions in For Against Management Connection to Financial Services Agreement 6 Approve Related Party Transactions in For Against Management Connection to Risk Assessment Audit Report 7 Approve Related Party Transactions in For Against Management Connection to Risk Disposal Plan for Deposit and Loan Business 8.1 Elect Zhao Minge as Non-Independent For For Management Director 8.2 Elect Liu Jianhui as Non-Independent For For Management Director 8.3 Elect Qiu Yinfu as Non-Independent For For Management Director 8.4 Elect Wu Dongying as Non-Independent For For Management Director 9.1 Elect Tang Di as Independent Director For For Management 9.2 Elect Zhang Bin as Independent Director For For Management 9.3 Elect Yin Tian as Independent Director For For Management 9.4 Elect Ye Lin as Independent Director For For Management 9.5 Elect Yang Guipeng as Independent For For Management Director 10.1 Elect Shao Wence as Supervisor For For Management 10.2 Elect Guo Liyan as Supervisor For For Management 10.3 Elect Yang Mulin as Supervisor For For Management -------------------------------------------------------------------------------- BEIJING SHOUGANG CO., LTD. Ticker: 000959 Security ID: Y07713103 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: JUN 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Allocation of Income and For For Management Dividends 6 Approve Financial Budget Report For For Management 7 Approve to Appoint Auditor For For Management 8 Approve Daily Related-party For For Management Transactions 9 Approve to Conduct Financial Services For Against Management with Shougang Group Finance Co., Ltd. 10 Approve Contract Agreement for the For Against Management Financial Service with Shougang Group Finance Co., Ltd. 11 Approve Risk Assessment Audit Report For For Management 12 Approve Risk Disposal Plan for the For Against Management Deposit and Loans with Shougang Group Finance Co., Ltd. 13 Approve Asset Swap and Related Party For For Shareholder Transactions as well as Signing of Asset Swap Agreement 14 Approve Company's Eligibility for For For Management Corporate Bond Issuance, Renewable Corporate Bonds and Short-term Commercial Papers 15.1 Approve Issue Size For For Management 15.2 Approve Par Value and Issue Price For For Management 15.3 Approve Issue Manner and Target For For Management Subscribers 15.4 Approve Bond Maturity and Bond Type For For Management 15.5 Approve Bond Interest Rate and For For Management Repayment Method of Interest 15.6 Approve Use of Proceeds For For Management 15.7 Approve Method to Increase Bond For For Management Creditability 15.8 Approve Adjustment of Bond Interest For For Management Rate, Redemption or Sell-Back Terms 15.9 Approve Underwriting Manner For For Management 15.10 Approve Listing Exchange Arrangement For For Management 15.11 Approve Safeguard Measures of Debts For For Management Repayment 15.12 Approve Resolution Validity Period For For Management 16.1 Approve Issue Size For For Management 16.2 Approve Par Value and Issue Price For For Management 16.3 Approve Issue Manner and Target For For Management Subscribers 16.4 Approve Bond Maturity and Bond Type For For Management 16.5 Approve Deferred Interest Payment For For Management 16.6 Approve Mandatory Interest Payment For For Management 16.7 Approve Restrictions Under Deferred For For Management Interest 16.8 Approve Redemption Option For For Management 16.9 Approve Payment Method of Bond For For Management Interest Rate and Interest 16.10 Approve Use of Proceeds For For Management 16.11 Approve Credit Enhancement For For Management 16.12 Approve Underwriting Manner For For Management 16.13 Approve Listing Exchange Arrangement For For Management 16.14 Approve Resolution Validity Period For For Management 17.1 Approve Issue Size Registration For For Management 17.2 Approve Bond Maturity For For Management 17.3 Approve Target Subscribers For For Management 17.4 Approve Issue Manner For For Management 17.5 Approve Bond Interest Rate For For Management 17.6 Approve Use of Proceeds For For Management 17.7 Approve Credit Enhancement For For Management 17.8 Approve Underwriting Manner For For Management 17.9 Approve Resolution Validity Period For For Management 18 Approve Authorization of the Board to For For Management Handle All Related Matters 19 Amend Articles of Associatio For For Management 20 Approve Adjustment to the Allowance of For For Management Independent Directors 21.1 Elect Liu Shen as Independent Director For For Management 21.2 Elect Peng Feng as Independent Director For For Management -------------------------------------------------------------------------------- BEIJING SHUNXIN AGRICULTURE CO., LTD. Ticker: 000860 Security ID: Y0771P104 Meeting Date: DEC 06, 2019 Meeting Type: Special Record Date: NOV 28, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2.1 Elect Li Yinglin as Non-independent For For Management Director 2.2 Elect Wang Jinming as Non-independent For For Management Director 2.3 Elect Song Kewei as Non-independent For For Management Director 2.4 Elect Li Qiusheng as Non-independent For For Management Director 2.5 Elect Lin Jinkai as Non-independent For For Management Director 2.6 Elect Kang Tao as Non-independent For For Management Director 3.1 Elect Lu Guihua as Independent Director For For Management 3.2 Elect Chen Yixin as Independent For For Management Director 3.3 Elect Zhan Feiyang as Independent For For Management Director 4.1 Elect Yuan Zhende as Supervisor For For Management 4.2 Elect Zeng Shuping as Supervisor For For Management -------------------------------------------------------------------------------- BEIJING SINNET TECHNOLOGY CO., LTD. Ticker: 300383 Security ID: Y0R7V6101 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: APR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Issue Time For For Management 2.3 Approve Target Subscribers and For For Management Subscription Method 2.4 Approve Pricing Method and Issue Price For For Management 2.5 Approve Issue Size For For Management 2.6 Approve Lock-up Period For For Management 2.7 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.8 Approve Listing Exchange For For Management 2.9 Approve Resolution Validity Period For For Management 2.10 Approve Amount and Usage of Raised For For Management Funds 3 Approve Demonstration Analysis Report For For Management in Connection to Private Placement 4 Approve Plan on Private Placement of For For Management Shares 5 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 6 Approve Report on the Usage of For For Management Previously Raised Funds 7 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 8 Approve Undertakings of Remedial For For Management Measures by the Relevant Parties in Relation to the Dilution of Current Returns as a Result of the Private Placement 9 Approve Authorization of Board to For For Management Handle All Related Matters 10 Approve Shareholder Return Plan For For Management 11 Approve Capital Injection Agreement For For Management 12 Approve Independence of Appraiser, the For For Management Validity of Hypothesis, the Relevance of Valuation Purpose and Approach as Well as the Fairness of Pricing 13 Approve Audit Report and Asset For For Management Assessment Report Related to this Capital Increase 14 Approve Annual Report and Summary For For Management 15 Approve Financial Statements For For Management 16 Approve Report of the Board of For For Management Directors 17 Approve Report of the Board of For For Management Supervisors 18 Approve Profit Distribution For For Management 19 Approve Remuneration Incentive System For For Management of Directors and Supervisors 20 Approve Appointment of Auditor For For Management 21 Approve Change in Registered Capital For For Management and Amend Articles of Association -------------------------------------------------------------------------------- BEIJING SL PHARMACEUTICAL CO., LTD. Ticker: 002038 Security ID: Y0773L119 Meeting Date: SEP 11, 2019 Meeting Type: Special Record Date: SEP 03, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management -------------------------------------------------------------------------------- BEIJING SL PHARMACEUTICAL CO., LTD. Ticker: 002038 Security ID: Y0773L119 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAY 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Daily Related-party For For Management Transactions 8 Approve Investment in Short-Term Risk For Against Management Investment -------------------------------------------------------------------------------- BEIJING SPC ENVIRONMENT PROTECTION TECH CO., LTD. Ticker: 002573 Security ID: Y0773P102 Meeting Date: JAN 17, 2020 Meeting Type: Special Record Date: JAN 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For Against Management -------------------------------------------------------------------------------- BEIJING SPC ENVIRONMENT PROTECTION TECH CO., LTD. Ticker: 002573 Security ID: Y0773P102 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Finance Lease Business For For Management 8 Approve Application of Bank Credit For For Management Lines 9 Approve Foreign Loan Business For For Management 10 Approve Provision of Loan For For Management -------------------------------------------------------------------------------- BEIJING ULTRAPOWER SOFTWARE CO., LTD. Ticker: 300002 Security ID: Y0775T102 Meeting Date: AUG 08, 2019 Meeting Type: Special Record Date: AUG 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Shen Yang as Independent Director For For Management -------------------------------------------------------------------------------- BEIJING ULTRAPOWER SOFTWARE CO., LTD. Ticker: 300002 Security ID: Y0775T102 Meeting Date: OCT 11, 2019 Meeting Type: Special Record Date: OCT 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of Business Scope For For Management 2 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- BEIJING ULTRAPOWER SOFTWARE CO., LTD. Ticker: 300002 Security ID: Y0775T102 Meeting Date: MAR 30, 2020 Meeting Type: Special Record Date: MAR 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Capital Injection and Waiver For For Management of Pre-emptive Right -------------------------------------------------------------------------------- BEIJING ULTRAPOWER SOFTWARE CO., LTD. Ticker: 300002 Security ID: Y0775T102 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 6 Approve to Appoint Auditor For For Management 7 Approve Entrusted Asset Management For For Management -------------------------------------------------------------------------------- BEIJING ULTRAPOWER SOFTWARE CO., LTD. Ticker: 300002 Security ID: Y0775T102 Meeting Date: JUN 17, 2020 Meeting Type: Special Record Date: JUN 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Common Shares 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Time For For Management 2.3 Approve Target Subscribers and For For Management Subscription Method 2.4 Approve Pricing Reference Date, Issue For For Management Price and Pricing Method 2.5 Approve Issue Size and Number of For For Management Subscriptions 2.6 Approve Lock-up Period Arrangement For For Management 2.7 Approve Listing Exchange For For Management 2.8 Approve Use of Proceeds For For Management 2.9 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.10 Approve Resolution Validity Period For For Management 3 Approve Plan for Private Placement of For For Management Shares 4 Approve Demonstration Analysis Report For For Management in Connection to Private Placement 5 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 6 Approve the Notion that the Company For For Management Does Not Need to Prepare Report on the Usage of Previously Raised Funds 7 Approve Special Account for Raised For For Management Funds 8 Approve Authorization of the Board to For For Management Handle All Related Matters 9 Approve Shareholder Dividend Return For For Management Plan 10 Approve Commitment on Impact of For For Management Dilution of Current Returns on Major Financial Indicators and the Relevant Measures to be Taken -------------------------------------------------------------------------------- BEIJING WATER BUSINESS DOCTOR CO., LTD. Ticker: 300055 Security ID: Y07760104 Meeting Date: OCT 10, 2019 Meeting Type: Special Record Date: SEP 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Approve Provision of Gurantee For For Management -------------------------------------------------------------------------------- BEIJING WATER BUSINESS DOCTOR CO., LTD. Ticker: 300055 Security ID: Y07760104 Meeting Date: NOV 21, 2019 Meeting Type: Special Record Date: NOV 14, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Equity Disposal Agreement For For Management -------------------------------------------------------------------------------- BEIJING WATERTEK INFORMATION TECHNOLOGY CO., LTD. Ticker: 300324 Security ID: Y0774W106 Meeting Date: SEP 06, 2019 Meeting Type: Special Record Date: SEP 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of Stock For Against Management Option Plan and Performance Share Incentive Plan 2 Approve Methods to Assess the For Against Management Performance of Plan Participants 3 Approve Authorization of the Board to For Against Management Handle All Related Matters 4 Approve Signing the Letter of Intent For For Shareholder for Equity Acquisition -------------------------------------------------------------------------------- BEIJING WATERTEK INFORMATION TECHNOLOGY CO., LTD. Ticker: 300324 Security ID: Y0774W106 Meeting Date: OCT 31, 2019 Meeting Type: Special Record Date: OCT 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Equity Acquisition Agreement For For Management -------------------------------------------------------------------------------- BEIJING WATERTEK INFORMATION TECHNOLOGY CO., LTD. Ticker: 300324 Security ID: Y0774W106 Meeting Date: DEC 18, 2019 Meeting Type: Special Record Date: DEC 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision Plan For For Management 2 Approve to Appoint Auditor For For Management 3 Approve Change in Registered Capital For For Management and Amend Articles of Association -------------------------------------------------------------------------------- BEIJING WATERTEK INFORMATION TECHNOLOGY CO., LTD. Ticker: 300324 Security ID: Y0774W106 Meeting Date: JAN 09, 2020 Meeting Type: Special Record Date: JAN 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Cancellation of Stock Options For For Management and Performance Share Incentive Plan 2 Approve Guarantee Provision Plan For For Management -------------------------------------------------------------------------------- BEIJING WATERTEK INFORMATION TECHNOLOGY CO., LTD. Ticker: 300324 Security ID: Y0774W106 Meeting Date: MAR 13, 2020 Meeting Type: Special Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Jiang Ping as Non-Independent For For Management Director 2 Approve Remuneration of Director For For Management 3 Approve Amendments to Articles of For For Management Association 4 Elect Song Jie as Supervisor For For Management 5.1 Approve Remuneration of Xia Lin For For Management 5.2 Approve Remuneration of Yan Xiaopin For For Management 5.3 Approve Remuneration of Song Jie For For Management -------------------------------------------------------------------------------- BEIJING WATERTEK INFORMATION TECHNOLOGY CO., LTD. Ticker: 300324 Security ID: Y0774W106 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Independent For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 6 Approve Annual Report and Summary For For Management 7 Approve to Appoint Auditor For For Management 8 Amend Articles of Association For For Management 9 Approve Cancellation of Stock Option For For Management and Performance Share Incentive Plan 10 Approve Adjustment of Remuneration of For For Management Chairman of the Board -------------------------------------------------------------------------------- BEIJING WATERTEK INFORMATION TECHNOLOGY CO., LTD. Ticker: 300324 Security ID: Y0774W106 Meeting Date: JUN 12, 2020 Meeting Type: Special Record Date: JUN 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change in Usage of Raised For For Management Funds to Replenish Working Capital -------------------------------------------------------------------------------- BEIJING YANJING BREWERY CO., LTD. Ticker: 000729 Security ID: Y0771Z102 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Auditor and For For Management Payment of Remuneration 7 Approve Appoint of Internal Control For For Management Auditor and Payment of Remuneration 8 Approve Amendments to Articles of For For Management Association 9 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders -------------------------------------------------------------------------------- BEIJING ZHONGKE SANHUAN HIGH-TECH CO., LTD. Ticker: 000970 Security ID: Y07728101 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Provision of Guarantees to For For Management Controlled Subsidiaries 7 Approve Provision of External For For Management Guarantees by Ningbo Keningda Industry Co., Ltd. 8 Approve Daily Related-party Transaction For For Management 9 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor 10 Approve Amendments to Articles of For Against Management Association 11 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 12 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 13 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 14.1 Elect Wang Zhenxi as Non-independent For For Management Director 14.2 Elect Zhang Guohong as Non-independent For For Management Director 14.3 Elect Li Ling as Non-independent For For Management Director 14.4 Elect Hu Baiping as Non-independent For For Management Director 14.5 Elect Zhong Huijing as Non-independent For For Management Director 14.6 Elect David Li as Non-independent For For Management Director 15.1 Elect Shen Baogen as Independent For For Management Director 15.2 Elect Wang Ruihua as Independent For For Management Director 15.3 Elect Shi Cuijun as Independent For For Management Director 16.1 Elect Zhang Wei as Supervisor For For Management 16.2 Elect Zhao Yugang as Supervisor For For Management -------------------------------------------------------------------------------- BENGANG STEEL PLATES CO., LTD. Ticker: 200761 Security ID: Y0782V108 Meeting Date: AUG 30, 2019 Meeting Type: Special Record Date: AUG 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction in For For Management Connection to Acquisition Agreement -------------------------------------------------------------------------------- BENGANG STEEL PLATES CO., LTD. Ticker: 200761 Security ID: Y0782V108 Meeting Date: NOV 14, 2019 Meeting Type: Special Record Date: NOV 07, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustment on Convertible Bond For For Management Issuance Plan 2 Approve Plan on Convertible Bond For For Management Issuance (Second Amended Draft) 3 Approve Report on the Deposit and For For Management Usage of Raised Funds -------------------------------------------------------------------------------- BENGANG STEEL PLATES CO., LTD. Ticker: 200761 Security ID: Y0782V108 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Investment Framework Plan For For Management 8 Approve Daily Related-party For For Management Transactions 9 Approve Re-signing of Raw Materials For For Management and Service Supply Agreement 10 Approve Use of Short-term Circulating For Against Management Idle Funds to Conduct Entrusted Asset Management 11 Elect Yuan Zhizhu as Independent For For Management Director 12 Approve Extension of Resolution For For Shareholder Validity Period on Issuance of Convertible Bonds 13 Approve Authorization of Board to For For Shareholder Handle All Related Matters Regarding Extension of Resolution Validity Period on Issuance of Convertible Bonds -------------------------------------------------------------------------------- BETTER LIFE COMMERCIAL CHAIN SHARE CO., LTD. Ticker: 002251 Security ID: Y08812102 Meeting Date: JUL 05, 2019 Meeting Type: Special Record Date: JUN 28, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Equity Acquisition from For For Management Related Party -------------------------------------------------------------------------------- BETTER LIFE COMMERCIAL CHAIN SHARE CO., LTD. Ticker: 002251 Security ID: Y08812102 Meeting Date: SEP 17, 2019 Meeting Type: Special Record Date: SEP 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Expand Business Scope and For For Management Amend Articles of Association 2 Approve Conversion of Construction in For For Management Progress and Self-use Real Estate into Investment in Real Estate and Measurement Using Fair Value Model -------------------------------------------------------------------------------- BETTER LIFE COMMERCIAL CHAIN SHARE CO., LTD. Ticker: 002251 Security ID: Y08812102 Meeting Date: NOV 14, 2019 Meeting Type: Special Record Date: NOV 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Wang Jing as Non-Independent For For Management Director 2 Approve Amendments to Articles of For For Management Association to Expand Business Scope -------------------------------------------------------------------------------- BLUE SAIL MEDICAL CO., LTD. Ticker: 002382 Security ID: Y767A7100 Meeting Date: OCT 10, 2019 Meeting Type: Special Record Date: SEP 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Issuance of Convertible Bonds 2.1 Approve Type For For Management 2.2 Approve Issue Size For For Management 2.3 Approve Par Value and Issue Price For For Management 2.4 Approve Bond Maturity For For Management 2.5 Approve Bond Interest Rate For For Management 2.6 Approve Period and Manner of Repayment For For Management of Capital and Interest 2.7 Approve Conversion Period For For Management 2.8 Approve Determination and Adjustment For For Management of Conversion Price 2.9 Approve Method for Determining the For For Management Number of Shares for Conversion 2.10 Approve Terms for Downward Adjustment For For Management of Conversion Price 2.11 Approve Terms of Redemption For For Management 2.12 Approve Terms of Sell-Back For For Management 2.13 Approve Dividend Distribution Post For For Management Conversion 2.14 Approve Issue Manner and Target For For Management Subscribers 2.15 Approve Placing Arrangement for For For Management Shareholders 2.16 Approve Bondholder and Meetings of For For Management Bondholders 2.17 Approve Use of Proceeds For For Management 2.18 Approve Raised Funds Special Storage For For Management Account 2.19 Approve Guarantee Matters For For Management 2.20 Approve Resolution Validity Period For For Management 3 Approve Revised Draft of Plan on For For Management Issuance of Convertible Bonds 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Report on the Usage of For For Management Previously Raised Funds 6 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 7 Approve Undertakings of Remedial For For Management Measures by the Relevant Parties in Relation to the Dilution of Current Returns 8 Approve Formulation of Rules and For For Management Procedures Regarding General Meetings of Convertible Bondholders 9 Approve Independence of Appraiser, the For For Management Validity of Hypothesis, the Relevance of Valuation Purpose and Approach as Well as the Fairness of Pricing 10 Approve Authorization of Board to For For Management Handle All Related Matters Regarding Issuance of Convertible Bonds 11 Approve Related Party Transactions in For For Management Connection to Convertible Bonds 12 Approve Equity Acquisition and Signing For For Management of Equity Purchase Agreement 13 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- BLUE SAIL MEDICAL CO., LTD. Ticker: 002382 Security ID: Y767A7100 Meeting Date: DEC 30, 2019 Meeting Type: Special Record Date: DEC 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transactions For For Management 2 Approve Application of Bank Credit For For Management Lines and Related Authorizations 3 Approve Guarantee Provision Plan For For Management 4 Approve Financial Derivative Trading For For Management Business -------------------------------------------------------------------------------- BLUE SAIL MEDICAL CO., LTD. Ticker: 002382 Security ID: Y767A7100 Meeting Date: FEB 24, 2020 Meeting Type: Special Record Date: FEB 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management 2.1 Approve Issue Size and Issue Manner For For Shareholder 2.2 Approve Target Subscribers and Placing For For Shareholder Arrangement for Shareholders 2.3 Approve Bond Maturity and Type For For Shareholder 2.4 Approve Bond Interest Rate and Method For For Shareholder of Determination 2.5 Approve Use of Proceeds For For Shareholder 2.6 Approve Guarantee Matters For For Shareholder 2.7 Approve Resolution Validity Period For For Shareholder 3 Approve Authorization of Board to For For Shareholder Handle All Related Matters -------------------------------------------------------------------------------- BLUE SAIL MEDICAL CO., LTD. Ticker: 002382 Security ID: Y767A7100 Meeting Date: MAR 12, 2020 Meeting Type: Special Record Date: MAR 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Additional Guarantees For For Management -------------------------------------------------------------------------------- BLUE SAIL MEDICAL CO., LTD. Ticker: 002382 Security ID: Y767A7100 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: APR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Internal Control For For Management Self-Evaluation Report 8 Approve Major Asset Restructuring Plan For For Management and Special Instruction on the Difference Between the Cumulative Realized Net Profit and the Committed Net Profit 9 Approve Special Report on Usage of For For Management Previously Raised Funds 10.1 Approve Remuneration of For For Management Non-Independent Directors 10.2 Approve Remuneration of Independent For For Management Directors 10.3 Approve Remuneration of Supervisors For For Management 10.4 Approve Remuneration of Senior For For Management Management Members 11 Approve Amendments to Articles of For Against Management Association 12 Amend Rules and Procedures Regarding For Against Management General Meetings of Shareholders 13 Amend Working System for Independent For For Management Directors 14.1 Elect Liu Wenjing as Non-Independent For For Management Director 14.2 Elect Li Zhenping as Non-Independent For For Management Director 14.3 Elect Sun Chuanzhi as Non-Independent For For Management Director 14.4 Elect Zhong Shuqiao as Non-Independent For For Management Director 15.1 Elect Liu Shengjun as Independent For For Management Director 15.2 Elect Dong Shukui as Independent For For Management Director 15.3 Elect Gong Bengao as Independent For For Management Director 16.1 Elect Zhu Jianhong as Supervisor For For Management 16.2 Elect Zhou Zhiwei as Supervisor For For Management -------------------------------------------------------------------------------- BLUEDON INFORMATION SECURITY TECHNOLOGIES CO., LTD. Ticker: 300297 Security ID: Y0774K102 Meeting Date: AUG 28, 2019 Meeting Type: Special Record Date: AUG 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- BLUEDON INFORMATION SECURITY TECHNOLOGIES CO., LTD. Ticker: 300297 Security ID: Y0774K102 Meeting Date: MAR 16, 2020 Meeting Type: Special Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner For For Management 2.3 Approve Target Subscribers and For For Management Subscription Method 2.4 Approve Pricing Reference Date, Issue For For Management Price and Pricing Basis 2.5 Approve Issue Amount For For Management 2.6 Approve Lock-Up Period Arrangement For For Management 2.7 Approve Arrangements on Roll-forward For For Management Profits 2.8 Approve Listing Exchange For For Management 2.9 Approve Resolution Validity Period For For Management 2.10 Approve Use of Proceeds For For Management 3 Approve Private Placement of Shares For For Management 4 Approve Demonstration Analysis Report For For Management in Connection to Private Placement 5 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 6 Approve Report on the Usage of For For Management Previously Raised Funds 7 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 8 Approve Undertakings of Remedial For For Management Measures by the Relevant Parties in Relation to the Dilution of Current Returns 9 Approve Shareholder Return Plan For For Management 10 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- BLUEDON INFORMATION SECURITY TECHNOLOGIES CO., LTD. Ticker: 300297 Security ID: Y0774K102 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Credit Line and Guarantee For For Management Provision 8 Approve Amendments to Articles of For For Management Association 9 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 10 Amend Implementing Rules for For For Management Cumulative Voting System -------------------------------------------------------------------------------- BLUEFOCUS INTELLIGENT COMMUNICATIONS GROUP CO. LTD. Ticker: 300058 Security ID: Y091AZ103 Meeting Date: DEC 30, 2019 Meeting Type: Special Record Date: DEC 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee for For For Management Overseas Wholly-owned Subsidiary 2 Approve Provision of Guarantee for For For Management Wholly-owned Subsidiary 3 Approve Change in Registered Capital For For Management 4 Approve Amendments to Articles of For For Management Association 5 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders -------------------------------------------------------------------------------- BLUEFOCUS INTELLIGENT COMMUNICATIONS GROUP CO. LTD. Ticker: 300058 Security ID: Y091AZ103 Meeting Date: MAR 20, 2020 Meeting Type: Special Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association to For For Management Expand Business Scope -------------------------------------------------------------------------------- BLUEFOCUS INTELLIGENT COMMUNICATIONS GROUP CO. LTD. Ticker: 300058 Security ID: Y091AZ103 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Remuneration of Directors and For For Management Supervisors 8 Approve Amendments to Articles of For For Management Association 9 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 10 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 11 Amend Working System for Independent For For Management Directors 12.1 Elect Zhao Wenquan as Non-Independent For For Shareholder Director 12.2 Elect Xiong Jian as Non-Independent For For Shareholder Director 12.3 Elect Zheng Hong as Non-Independent For For Shareholder Director 12.4 Elect Chen Jianhong as Non-Independent For For Shareholder Director 12.5 Elect Zhao Xinge as Non-Independent For For Shareholder Director 12.6 Elect Ouyang Xu as Non-Independent For For Shareholder Director 13.1 Elect Wu Zhipan as Independent Director For For Shareholder 13.2 Elect Yan Mei as Independent Director For For Shareholder 13.3 Elect Xu Wenbo as Independent Director For For Shareholder 14.1 Elect Feng Xiao as Supervisor For For Management 14.2 Elect Zhu Yunyang as Supervisor For For Management -------------------------------------------------------------------------------- BUSINESS-INTELLIGENCE OF ORIENTAL NATIONS CORP. LTD. Ticker: 300166 Security ID: Y0918A101 Meeting Date: JUL 31, 2019 Meeting Type: Special Record Date: JUL 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger by Absorption of For For Management Beijing Donghua Xintong Information Technology Co., Ltd. 2 Approve Merger by Absorption of For For Management Beijing Puze Chuangzhi Data Technology Co., Ltd. -------------------------------------------------------------------------------- BUSINESS-INTELLIGENCE OF ORIENTAL NATIONS CORP. LTD. Ticker: 300166 Security ID: Y0918A101 Meeting Date: DEC 23, 2019 Meeting Type: Special Record Date: DEC 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2 Approve Provision of Guarantee For For Management 3 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- BUSINESS-INTELLIGENCE OF ORIENTAL NATIONS CORP. LTD. Ticker: 300166 Security ID: Y0918A101 Meeting Date: MAR 23, 2020 Meeting Type: Special Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision Plan For Against Management -------------------------------------------------------------------------------- BUSINESS-INTELLIGENCE OF ORIENTAL NATIONS CORP. LTD. Ticker: 300166 Security ID: Y0918A101 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Company's Eligibility for For For Management Private Placement of Shares 7.1 Approve Type and Par Value For For Management 7.2 Approve Issuance Method and Time For For Management 7.3 Approve Pricing Method and Issue Price For For Management 7.4 Approve Issue Number For For Management 7.5 Approve Target Parties and For For Management Subscription Methods 7.6 Approve Lock-up Period Arrangement For For Management 7.7 Approve Place of Listing For For Management 7.8 Approve Use of Raised Funds For For Management 7.9 Approve Distribution Arrangement of For For Management Undistributed Earnings 7.10 Approve Resolution Validity Period For For Management 8 Approve Demonstration Analysis Report For For Management in Connection to Private Placement 9 Approve Plan on Private Placement of For For Management Shares 10 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 11 Approve Report on the Usage of For For Management Previously Raised Funds 12 Approve Commitment Regarding For For Management Counter-dilution Measures in Connection to the Private Placement 13 Approve Shareholder Return Plan For For Management 14 Approve Authorization of Board to For For Management Handle All Related Matters 15 Approve to Appoint Auditor For For Management 16 Approve Remuneration of Directors, For For Management Supervisors and Senior Management 17 Approve Use of Idle Raised Funds and For Against Management Own Funds for Cash Management 18 Approve Amendments to Articles of For For Management Association to Change Business Scope 19 Approve Application of Bank Credit For For Management Lines 20 Approve Related Party Transaction For For Management -------------------------------------------------------------------------------- CCOOP GROUP CO., LTD. Ticker: 000564 Security ID: Y97225109 Meeting Date: DEC 30, 2019 Meeting Type: Special Record Date: DEC 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acquisition of Equity of For For Management Changchun Saide Shopping Center Co., Ltd. 2 Approve Acquisition of Equity of Huayu For For Management Warehousing Co., Ltd. 3.1 Elect Chen Tong as Non-Independent For For Management Director 3.2 Elect Hu Mingzhe as Non-Independent For For Management Director -------------------------------------------------------------------------------- CCOOP GROUP CO., LTD. Ticker: 000564 Security ID: Y97225109 Meeting Date: APR 10, 2020 Meeting Type: Special Record Date: APR 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Related Party Transaction with For For Management HNA Commercial Holdings Co., Ltd. 1.2 Approve Related Party Transaction with For For Management New Cooperative Commerce Chain Group Co., Ltd. -------------------------------------------------------------------------------- CCOOP GROUP CO., LTD. Ticker: 000564 Security ID: Y97225109 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: JUN 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Profit Distribution For For Management 3 Approve to Appoint Auditor For For Management 4 Approve Financing Credit Line For For Management Application 5 Approve Mutual Guarantee For For Management 6 Approve Major Asset Restructuring and For For Management Performance Compensation Plan 7 Approve Report of the Board of For For Management Directors 8 Approve Report of the Board of For For Management Supervisors 9 Approve Annual Report and Summary For For Management 10 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 11 Elect Wu Keqin as Supervisor For For Management -------------------------------------------------------------------------------- CENTRE TESTING INTERNATIONAL GROUP CO., LTD. Ticker: 300012 Security ID: Y1252N105 Meeting Date: MAY 11, 2020 Meeting Type: Annual Record Date: APR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- CHENGDU FUSEN NOBLE-HOUSE INDUSTRIAL CO., LTD. Ticker: 002818 Security ID: Y1308N109 Meeting Date: SEP 20, 2019 Meeting Type: Special Record Date: SEP 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Profit Distribution For For Management 2.1 Approve Purpose and Usage of the For For Management Shares to Be Repurchased 2.2 Approve Manner of Share Repurchase For For Management 2.3 Approve Price Range of the Share For For Management Repurchase 2.4 Approve Type, Number, and Total For For Management Capital to be Used for the Share Repurchase 2.5 Approve Capital Source to be Used for For For Management the Share Repurchase 2.6 Approve Implementation Period for the For For Management Share Repurchase 2.7 Approve Resolution Validity Period For For Management 3 Approve Authorization of Board to For For Management Handle All Matters Related to Repurchasing of Shares 4 Amend Articles of Association to For For Management Increase Registered Capital -------------------------------------------------------------------------------- CHENGDU FUSEN NOBLE-HOUSE INDUSTRIAL CO., LTD. Ticker: 002818 Security ID: Y1308N109 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: APR 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 5 Approve Annual Report and Summary For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Remuneration of Directors For For Management 8 Approve Remuneration of Supervisors For For Management 9 Approve Shareholder Return Plan For For Management -------------------------------------------------------------------------------- CHENGDU FUSEN NOBLE-HOUSE INDUSTRIAL CO., LTD. Ticker: 002818 Security ID: Y1308N109 Meeting Date: JUN 17, 2020 Meeting Type: Special Record Date: JUN 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Cheng Liang as Supervisor For For Management -------------------------------------------------------------------------------- CHENGDU WESTONE INFORMATION INDUSTRY, INC. Ticker: 002268 Security ID: Y95366103 Meeting Date: AUG 16, 2019 Meeting Type: Special Record Date: AUG 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association to Expand Business Scope 2 Elect Ren Liyong as Independent For For Management Director -------------------------------------------------------------------------------- CHENGDU WESTONE INFORMATION INDUSTRY, INC. Ticker: 002268 Security ID: Y95366103 Meeting Date: DEC 20, 2019 Meeting Type: Special Record Date: DEC 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management 2 Approve Amendments to Articles of For For Management Association 3 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders -------------------------------------------------------------------------------- CHENGDU WESTONE INFORMATION INDUSTRY, INC. Ticker: 002268 Security ID: Y95366103 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Daily Related Party Transaction For For Management -------------------------------------------------------------------------------- CHENGDU XINGRONG ENVIRONMENT CO., LTD. Ticker: 000598 Security ID: Y1R189102 Meeting Date: SEP 02, 2019 Meeting Type: Special Record Date: AUG 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Jiang Yumei as Independent For For Management Director -------------------------------------------------------------------------------- CHENGDU XINGRONG ENVIRONMENT CO., LTD. Ticker: 000598 Security ID: Y1R189102 Meeting Date: NOV 12, 2019 Meeting Type: Special Record Date: NOV 07, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- CHENGDU XINGRONG ENVIRONMENT CO., LTD. Ticker: 000598 Security ID: Y1R189102 Meeting Date: JAN 17, 2020 Meeting Type: Special Record Date: JAN 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Medium-term Notes For For Management 2 Amend Management System for Providing For For Management External Guarantees 3 Amend Management System of For For Management Related-party Transactions -------------------------------------------------------------------------------- CHENGDU XINGRONG ENVIRONMENT CO., LTD. Ticker: 000598 Security ID: Y1R189102 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Financial Budget Report For For Management 6 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 7 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 8 Approve Provision of Guarantee For For Management 9 Approve Daily Related Party Transaction For For Management -------------------------------------------------------------------------------- CHENGZHI CO., LTD. Ticker: 000990 Security ID: Y1307C104 Meeting Date: NOV 04, 2019 Meeting Type: Special Record Date: OCT 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Super Short-term For For Management Commercial Papers 2 Approve Issuance of Medium-term Notes For For Management -------------------------------------------------------------------------------- CHENGZHI CO., LTD. Ticker: 000990 Security ID: Y1307C104 Meeting Date: DEC 06, 2019 Meeting Type: Special Record Date: DEC 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Profit Distribution for For For Management First Three Quarters -------------------------------------------------------------------------------- CHENGZHI CO., LTD. Ticker: 000990 Security ID: Y1307C104 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Provision for Asset Impairment For For Management 7.1 Approve Provision of Guarantee for For For Management Comprehensive Credit Line Application to China Construction Bank Corporation 7.2 Approve Provision of Guarantee for For For Management Comprehensive Credit Line Application to Industrial and Commercial Bank of China 7.3 Approve Provision of Guarantee for For For Management Comprehensive Credit Line Application to China CITIC Bank 8.1 Approve Provision of Guarantee for For For Management Comprehensive Credit Line Application to Bank of Ningbo 8.2 Approve Provision of Guarantee for For For Management Comprehensive Credit Line Application to Bank of China 8.3 Approve Provision of Guarantee for For For Management Comprehensive Credit Line Application to China CITIC Bank 8.4 Approve Provision of Guarantee for For For Management Comprehensive Credit Line Application to Bank of Communications 8.5 Approve Provision of Guarantee for For For Management Comprehensive Credit Line Application to Shanghai Pudong Development Bank 8.6 Approve Provision of Guarantee for For For Management Comprehensive Credit Line Application to Agricultural Bank of China 8.7 Approve Provision of Guarantee by For For Management Nanjing Chengzhi Chemical Trading Co., Ltd. for Comprehensive Credit Line Application to China CITIC Bank 8.8 Approve Provision of Guarantee by For For Management Nanjing Chengzhi Chemical Trading Co., Ltd. for Comprehensive Credit Line Application to Shanghai Pudong Development Bank 9 Approve Use of Funds for Entrusted For Against Management Asset Management 10 Approve Daily Related-Party For For Management Transactions 11 Approve Shareholder Return Plan For For Management -------------------------------------------------------------------------------- CHENGZHI CO., LTD. Ticker: 000990 Security ID: Y1307C104 Meeting Date: JUN 03, 2020 Meeting Type: Special Record Date: MAY 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Gu Sihai as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- CHINA BAOAN GROUP CO., LTD. Ticker: 000009 Security ID: Y1394W104 Meeting Date: JAN 20, 2020 Meeting Type: Special Record Date: JAN 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Medium-term Notes For For Management 2 Approve Issuance of Super-short-term For For Management Commercial Papers 3 Elect Zhang Deguan as Non-Independent For For Management Director -------------------------------------------------------------------------------- CHINA BAOAN GROUP CO., LTD. Ticker: 000009 Security ID: Y1394W104 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: JUN 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Equity Distribution For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Use of Own Funds for Entrusted For Against Management Asset Management 8 Approve Equity Transfer Agreement For For Management 9 Approve Incremental Incentives Plan For For Management 10 Elect Zou Xiaofeng as Supervisor For For Management -------------------------------------------------------------------------------- CHINA CAMC ENGINEERING CO., LTD. Ticker: 002051 Security ID: Y1R252116 Meeting Date: JUL 08, 2019 Meeting Type: Special Record Date: JUL 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision For For Management 2 Approve Financial Assistance Provision For Against Management -------------------------------------------------------------------------------- CHINA CAMC ENGINEERING CO., LTD. Ticker: 002051 Security ID: Y1R252116 Meeting Date: SEP 10, 2019 Meeting Type: Special Record Date: SEP 03, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision For For Management -------------------------------------------------------------------------------- CHINA CAMC ENGINEERING CO., LTD. Ticker: 002051 Security ID: Y1R252116 Meeting Date: APR 09, 2020 Meeting Type: Special Record Date: APR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Wang Bo as Non-Independent For For Management Director 1.2 Elect Wang Yuhang as Non-Independent For For Management Director -------------------------------------------------------------------------------- CHINA CAMC ENGINEERING CO., LTD. Ticker: 002051 Security ID: Y1R252116 Meeting Date: APR 27, 2020 Meeting Type: Special Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association to Expand Business Scope -------------------------------------------------------------------------------- CHINA CAMC ENGINEERING CO., LTD. Ticker: 002051 Security ID: Y1R252116 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: JUN 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Allocation of Income and For For Management Dividends 5 Approve Annual Report and Summary For For Management 6 Approve Comprehensive Credit Line Bank For Against Management Application 7 Approve Appointment of Auditor and For For Management Payment of Remuneration 8 Approve Remuneration of Directors For For Management 9 Approve Daily Related Party For For Management Transactions 10 Amend Articles of Association For For Management 11 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 12 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 13 Amend Working System for Independent For For Management Directors 14 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors -------------------------------------------------------------------------------- CHINA GREATWALL TECHNOLOGY GROUP CO., LTD. Ticker: 000066 Security ID: Y14392107 Meeting Date: SEP 12, 2019 Meeting Type: Special Record Date: SEP 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Li Guomin as Independent Director For For Management 2 Approve Equity Acquisition and Related For Against Management Party Transactions 3 Approve Adjustment of Deposit and Loan For Against Management on Comprehensive Financial Cooperation Agreement as well as Extension of Term Agreement and Related Party Transactions 4 Approve to Appoint Auditor For For Management 5 Approve Credit Line Application For For Management 6 Approve Provision of Guarantee For For Management 7 Approve Provision of Guarantee to For For Shareholder Mortgage Loan Customers for Purchase of CLP Great Wall Building Project 8 Approve Completion of Partial Raised For For Shareholder Funds and Use Raised Funds to Replenish Working Capital -------------------------------------------------------------------------------- CHINA GREATWALL TECHNOLOGY GROUP CO., LTD. Ticker: 000066 Security ID: Y14392107 Meeting Date: NOV 15, 2019 Meeting Type: Special Record Date: NOV 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Corporate Bond Issuance 2.1 Approve Issue Scale For For Management 2.2 Approve Issue Type and Term For For Management 2.3 Approve Placing Arrangement for For For Management Shareholders 2.4 Approve Guarantee Matters For For Management 2.5 Approve Usage of Raised Funds For For Management 2.6 Approve Issue Manner For For Management 2.7 Approve Interest Rate and For For Management Determination Method 2.8 Approve Listing of Bonds For For Management 2.9 Approve Safeguard Measures of Debts For For Management Repayment 2.10 Approve Underwriting Method For For Management 2.11 Approve Resolution Validity Period For For Management 3 Approve Authorization of the Board to For For Management Handle All Related Matters 4 Approve Issuance of Medium-term Notes For For Management 5 Approve Authorization of the Board to For For Management Handle All Related Matters on Issuance of Medium Term Notes -------------------------------------------------------------------------------- CHINA GREATWALL TECHNOLOGY GROUP CO., LTD. Ticker: 000066 Security ID: Y14392107 Meeting Date: DEC 30, 2019 Meeting Type: Special Record Date: DEC 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Signing of Daily Related Party For For Management Transaction Framework Agreement (Supplementary Agreement) 2 Approve Related Party Transaction in For For Management Connection to Signing of Entrusted Loan Extension Agreement -------------------------------------------------------------------------------- CHINA GREATWALL TECHNOLOGY GROUP CO., LTD. Ticker: 000066 Security ID: Y14392107 Meeting Date: FEB 12, 2020 Meeting Type: Special Record Date: FEB 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Guo Hanbing as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- CHINA GREATWALL TECHNOLOGY GROUP CO., LTD. Ticker: 000066 Security ID: Y14392107 Meeting Date: MAR 12, 2020 Meeting Type: Special Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Loan Application For For Management 2 Approve Entrusted Loan Application and For For Management Related Party Transactions -------------------------------------------------------------------------------- CHINA GREATWALL TECHNOLOGY GROUP CO., LTD. Ticker: 000066 Security ID: Y14392107 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Financial Budget Report For For Management 5 Approve Profit Distribution For For Management 6 Approve Annual Report and Summary For For Management 7 Approve Application of Bank Credit For For Management Lines and Its Guarantee Provision 8 Approve Guarantee Provision Plan For For Management 9 Approve Provision of Guarantees to For For Management Customers 10 Approve Application of Entrusted Loan For For Management to Controlling Shareholder and Use Equity in Subsidiary as Pledge Guarantee 11 Approve Use of Own Idle Funds for Cash For Against Management Management 12.1 Approve Daily Related-party For For Management Transaction with China Electronics Corporation 12.2 Approve Daily Related-party For For Management Transaction with Hunan Great Wall Galaxy Technology Co., Ltd. 12.3 Approve Daily Related-party For For Management Transaction with China Super Cloud (Beijing) Technology Co., Ltd. 12.4 Approve Daily Related-party For For Management Transaction with CLP Data Service Co., Ltd. 12.5 Approve Daily Related-party For For Management Transaction with Scutech Corporation 13 Approve Handling of Factoring Business For For Management and Related Transaction of Accounts Receivable 14 Elect Liu Chenhui as Supervisor For For Shareholder 15 Approve Adjustment of Stock Incentive For For Management Plan to Target Enterprises -------------------------------------------------------------------------------- CHINA HIGH-SPEED RAILWAY TECHNOLOGY CO., LTD. Ticker: 000008 Security ID: Y1R9C1107 Meeting Date: JUL 24, 2019 Meeting Type: Special Record Date: JUL 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change Use of Proceeds For For Management -------------------------------------------------------------------------------- CHINA HIGH-SPEED RAILWAY TECHNOLOGY CO., LTD. Ticker: 000008 Security ID: Y1R9C1107 Meeting Date: AUG 29, 2019 Meeting Type: Special Record Date: AUG 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- CHINA HIGH-SPEED RAILWAY TECHNOLOGY CO., LTD. Ticker: 000008 Security ID: Y1R9C1107 Meeting Date: OCT 28, 2019 Meeting Type: Special Record Date: OCT 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of Stock For Against Management Option Incentive Plan 2 Approve Methods to Assess the For Against Management Performance of Plan Participants 3 Approve Authorization of Board to For Against Management Handle All Related Matters -------------------------------------------------------------------------------- CHINA HIGH-SPEED RAILWAY TECHNOLOGY CO., LTD. Ticker: 000008 Security ID: Y1R9C1107 Meeting Date: NOV 06, 2019 Meeting Type: Special Record Date: OCT 28, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustment on the Partnership For For Management Investment Plan -------------------------------------------------------------------------------- CHINA HIGH-SPEED RAILWAY TECHNOLOGY CO., LTD. Ticker: 000008 Security ID: Y1R9C1107 Meeting Date: DEC 30, 2019 Meeting Type: Special Record Date: DEC 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For Against Management Association 2 Approve Guarantee Provision Plan For For Management -------------------------------------------------------------------------------- CHINA HIGH-SPEED RAILWAY TECHNOLOGY CO., LTD. Ticker: 000008 Security ID: Y1R9C1107 Meeting Date: JAN 06, 2020 Meeting Type: Special Record Date: DEC 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Corporate Bond Issuance 2.1 Approve Issue Entity For For Management 2.2 Approve Name of Bond For For Management 2.3 Approve Issue Scale For For Management 2.4 Approve Bond Period For For Management 2.5 Approve Determination and Adjustment For For Management of Bond Interest Rate 2.6 Approve Issue Manner, Issue Party and For For Management Placement Arrangement 2.7 Approve Par Value and Issue Price For For Management 2.8 Approve Bond Form For For Management 2.9 Approve Repayment Method For For Management 2.10 Approve Credit Rating and Credit For For Management Rating Agencies 2.11 Approve Guarantee Situation For For Management 2.12 Approve Lead Underwriter For For Management 2.13 Approve Co-Lead Underwriter For For Management 2.14 Approve Bond Trustee For For Management 2.15 Approve Underwriting Method For For Management 2.16 Approve Usage of Raised Funds For For Management 2.17 Approve Pledge Repurchase Agreement For For Management 2.18 Approve Listing Location For For Management 2.19 Approve Resolution Validity Period For For Management 3 Approve Authorization of Board to For For Management Handle All Related Matters 4 Approve Related Party Transaction with For For Management Anson Securities Co., Ltd., and SDIC Finance Co., Ltd. 5 Approve Guarantee Method on Public For For Management Issuance of Bonds 6 Approve Signing a Guarantee Agreement For For Management with China Investment and Financing Guarantee Co., Ltd. and Paying the Guarantee Fee 7 Approve Counter Guarantee For For Management -------------------------------------------------------------------------------- CHINA HIGH-SPEED RAILWAY TECHNOLOGY CO., LTD. Ticker: 000008 Security ID: Y1R9C1107 Meeting Date: MAR 16, 2020 Meeting Type: Special Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Credit, Deposit and Loan For Against Management Transactions with SDIC Finance Co., Ltd. 2 Approve Adjustment to Investment in For For Management Zhongguancun Fund -------------------------------------------------------------------------------- CHINA HIGH-SPEED RAILWAY TECHNOLOGY CO., LTD. Ticker: 000008 Security ID: Y1R9C1107 Meeting Date: APR 08, 2020 Meeting Type: Special Record Date: APR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transactions For For Management -------------------------------------------------------------------------------- CHINA HIGH-SPEED RAILWAY TECHNOLOGY CO., LTD. Ticker: 000008 Security ID: Y1R9C1107 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAY 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Guarantee Provision Plan For For Management -------------------------------------------------------------------------------- CHINA HIGH-SPEED RAILWAY TECHNOLOGY CO., LTD. Ticker: 000008 Security ID: Y1R9C1107 Meeting Date: JUN 15, 2020 Meeting Type: Special Record Date: JUN 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Issuance Scale For For Management 1.2 Approve Issue Period For For Management 1.3 Approve Interest Rate and Method of For For Management Determination 1.4 Approve Issue Manner For For Management 1.5 Approve Target Subscribers For For Management 1.6 Approve Guarantee Arrangements For For Management 1.7 Approve Underwriting Manner For For Management 1.8 Approve Use of Proceeds For For Management 1.9 Approve Resolution Validity Period For For Management 2 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- CHINA INTERNATIONAL MARINE CONTAINERS (GROUP) CO., LTD. Ticker: 2039 Security ID: Y1457J115 Meeting Date: NOV 25, 2019 Meeting Type: Special Record Date: NOV 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Resolution Regarding the For For Management Matters Relating to Qianhai Land Preparation 2 Approve Updates of the Credit For For Management Guarantee Provided by CIMC Vehicles (Group) Co., Ltd. and Its Holding Subsidiaries to their Distributors and Customers in 2019 3 Approve Updates of the Credit For For Management Guarantee Provided by CIMC Enric Holdings Limited and Its Holding Subsidiaries to their Customers in 2019 4 Approve Registration and Issuance of For For Shareholder Private Placement Notes (PPN) by Shenzhen CIMC Skyspace Real Estate Development Co., Ltd. 5 Approve Updates of the Financial For Against Management Institutions Facility and Project Guarantee Provided to the Subsidiaries of the Company in 2019 -------------------------------------------------------------------------------- CHINA INTERNATIONAL MARINE CONTAINERS (GROUP) CO., LTD. Ticker: 2039 Security ID: Y1457J115 Meeting Date: DEC 16, 2019 Meeting Type: Special Record Date: DEC 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Continuing Connected For For Management Transaction/Ordinary Related-Party Transactions with Cosco Shipping Development Co., Ltd. 2 Approve Acceptance and Provision of For For Management Financial Assistance of Connected/Related Party by the Controlling Subsidiaries of Shenzhen CIMC Skyspace Real Estate Development Co., Ltd. -------------------------------------------------------------------------------- CHINA INTERNATIONAL MARINE CONTAINERS (GROUP) CO., LTD. Ticker: 2039 Security ID: Y1457J115 Meeting Date: JUN 01, 2020 Meeting Type: Annual Record Date: MAY 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Work Report of the Board For For Management of Directors 2 Approve 2019 Work Report of the For For Management Supervisory Committee 3 Approve 2019 Annual Report For For Management 4 Approve 2019 Profit Distribution and For For Management Dividend Distribution Proposal 5 Approve Appointment of Accounting Firm For For Management in 2020 6 Approve Provision of Mortgage Loan For For Management Credit Guarantees by Shenzhen CIMC Skyspace Real Estate Development Co., Ltd. and Its Holding Subsidiaries to Buyers of Commercial Housings 7 Approve Provision of Credit Guarantees For For Management by CIMC Vehicles (Group) Co., Ltd. and Its Holding Subsidiaries for Its Distributors and Clients 8 Approve Application by CIMC Finance For Against Management Company Limited to Provide External Guarantees Business for the Group's Subsidiaries 9 Approve Provision of Credit Guarantees For For Management by C&C Trucks Co. Ltd. and Its Holding Subsidiaries for Its Distributors and Clients 10 Approve Provision of Buyer Financing For For Management by CIMC Enric Holdings Limited and Its Holding Subsidiaries for Its Clients and Minority Shareholders 11 Approve Provision of Credit Guarantees For For Management by CIMC Modern Logistics Development Co., Ltd. and Its Holding Subsidiaries for Its Clients 12 Approve Provision of Buyer Credit by For For Management CIMC Container Holding Co., Ltd. and Its Holding Subsidiaries for Its Clients 13 Approve Provision of Credit Guarantee For For Management by Shaanxi CIMC Vehicle Industrial Park Investment and Development Co., Ltd. for Its Clients 14 Approve Provision of Credit Guarantee For For Management by Shenyang CIMC Industrial Park Investment and Development Co., Ltd. for Its Clients 15 Approve Guarantee Provided by Shenzhen For Against Management CIMC Skyspace Real Estate Development Co., Ltd. to Qujing Project Company 16 Approve Guarantee Provided by Shenzhen For Against Management CIMC Skyspace Real Estate Development Co., Ltd. to Shangrong Real Estate and Shangtai Real Estate 17 Approve Credit Guarantee Provided by For For Management CIMC Financing and Leasing Co., Ltd. and Its Holding Subsidiaries to their Customers 18 Approve Fund Operation of Bonus For For Management Balance under the Profit Sharing Scheme 19 Approve Provision of Financial For For Management Assistance to a Connected Party by a Controlling Subsidiary of Shenzhen CIMC Skyspace Real Estate Development Co., Ltd. 20.1 Approve Satisfaction of the Conditions For For Management for Public Issuance of Corporate Bonds to Qualified Investors 20.2 Approve Scheme for Public Issuance of For For Management Corporate Bonds to Qualified Investors 20.3 Approve Authorization to the Board by For For Management the General Meeting and Authorization to the Persons by the Board to Handle All the Matters Relating to the Public Issuance of Corporate Bonds to Qualified Investors in their Discretion 21 Approve Amendments to the Articles of For For Management Association 22 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 23 Approve Registration and Issuance of For For Management Medium-Term Notes (including Perpetual Medium Term Notes) and Super & Short-Term Commercial Papers 24 Approve Resolution Regarding Financial For For Management Institutions Facility and Project Guarantee Provided to the Subsidiaries of the Company in 2020 25 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 26 Authorize Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- CHINA INTERNATIONAL MARINE CONTAINERS (GROUP) CO., LTD. Ticker: 2039 Security ID: Y1457J115 Meeting Date: JUN 01, 2020 Meeting Type: Special Record Date: MAY 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- CHINA MERCHANTS PORT GROUP CO., LTD. Ticker: 201872 Security ID: Y1565S114 Meeting Date: FEB 03, 2020 Meeting Type: Special Record Date: JAN 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Basis and Purpose For Against Management 1.2 Approve Criteria to Select Plan For Against Management Participants 1.3 Approve Incentive Tools and Underlying For Against Management Stock Sources 1.4 Approve Number and Value of Stock For Against Management Options Granted 1.5 Approve Exercise Price of Stock Options For Against Management 1.6 Approve Effective Date and Validity of For Against Management Stock Option Plan 1.7 Approve Grant of Equity Options For Against Management 1.8 Approve Effectiveness and Exercise of For Against Management Stock Options 1.9 Approve Non-transferable Provisions For Against Management for Stock Options 1.10 Approve Treatment Under Special For Against Management Circumstances 1.11 Approve Methods and Procedures to For Against Management Adjust the Incentive Plan 1.12 Approve Rights and Obligations of the For Against Management Plan Participants and the Company 1.13 Approve Management, Revision and For Against Management Termination of the Plan 1.14 Approve Information Disclosure For Against Management 1.15 Approve Supplementary Clause For Against Management 2.1 Approve General Rules For Against Management 2.2 Approve Criteria to Select Plan For Against Management Participants 2.3 Approve Incentive Tools, Underlying For Against Management Stocks and Sources 2.4 Approve Grant Amount and Distribution For Against Management 2.5 Approve Grant of Stock Options For Against Management 2.6 Approve Effectiveness and Exercise of For Against Management Stock Options 2.7 Approve Accounting Treatment of Stock For Against Management Options and its Impact on Company Performance 2.8 Approve Non-transferable Provisions For Against Management for Stock Options 2.9 Approve Treatment Under Special For Against Management Circumstances 2.10 Approve Methods and Procedures to For Against Management Adjust the Incentive Plan 2.11 Approve Grant and Exercise Procedures For Against Management for Stock Options 2.12 Approve Rights and Obligations of the For Against Management Plan Participants and the Company 2.13 Approve Revision and Termination of For Against Management this Incentive Plan 2.14 Approve Information Disclosure For Against Management 2.15 Approve Supplementary Clause For Against Management 3 Approve Management Method of Stock For Against Management Option Incentive Plan 4 Approve Methods to Assess the For Against Management Performance of Plan Participants 5 Approve Authorization of Board to For Against Management Handle All Related Matters -------------------------------------------------------------------------------- CHINA MERCHANTS PROPERTY OPERATION & SERVICE CO., LTD. Ticker: 001914 Security ID: Y8345C103 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: JUN 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Adjustment of Remuneration of For For Management Financial Auditor and Internal Control Auditor 7 Approve Comprehensive Credit Line Bank For For Management Application 8 Approve Deposit and Loan Business For For Management 9 Approve Provision of Guarantee For For Management 10 Approve Daily Related Party For For Management Transactions with China Merchants Group 11 Approve Daily Related Party For For Management Transactions with AVIC International 12 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 13 Approve Signing of Financial Services For Against Management Agreement -------------------------------------------------------------------------------- CHINA NATIONAL ACCORD MEDICINES CORP. LTD. Ticker: 200028 Security ID: Y77422114 Meeting Date: SEP 12, 2019 Meeting Type: Special Record Date: SEP 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustment of Credit Line and For For Management Guarantees 2 Approve Financial Leasing from Related For For Management Party -------------------------------------------------------------------------------- CHINA NATIONAL ACCORD MEDICINES CORP. LTD. Ticker: 200028 Security ID: Y77422114 Meeting Date: NOV 13, 2019 Meeting Type: Special Record Date: NOV 07, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acquisition of Equity of For For Management Shanghai Dingqun Enterprise Management Consulting Co., Ltd. 2 Approve Acquisition of Equity of For For Management Pudong New Area of Shanghai Pharmaceutical Medicine Ltd. -------------------------------------------------------------------------------- CHINA NATIONAL ACCORD MEDICINES CORP. LTD. Ticker: 200028 Security ID: Y77422114 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Profit Distribution For For Management 5 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor 6 Approve Provision of Guarantee For For Management 7 Approve Provision of Guarantee by For For Management Controlled Subsidiary to its Wholly-owned Subsidiary 8 Approve Daily Related Party Transaction For For Management 9 Approve Provision of Financial Services For Against Management -------------------------------------------------------------------------------- CHINA NONFERROUS METAL INDUSTRY'S FOREIGN ENG. & CONSTR. Ticker: 000758 Security ID: Y1499Z101 Meeting Date: NOV 20, 2019 Meeting Type: Special Record Date: NOV 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Approve Guarantee Provision For For Management 3 Elect Yang Qi as Non-Independent For For Shareholder Director 4 Elect Liang Lei as Supervisor For For Shareholder 5 Approve to Appoint Auditor For For Management 6 Approve Loan Application For For Management -------------------------------------------------------------------------------- CHINA NONFERROUS METAL INDUSTRY'S FOREIGN ENG. & CONSTR. Ticker: 000758 Security ID: Y1499Z101 Meeting Date: DEC 25, 2019 Meeting Type: Special Record Date: DEC 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Application of Bankruptcy For For Management Reorganization of Controlled Subsidiary -------------------------------------------------------------------------------- CHINA NONFERROUS METAL INDUSTRY'S FOREIGN ENG. & CONSTR. Ticker: 000758 Security ID: Y1499Z101 Meeting Date: MAR 30, 2020 Meeting Type: Special Record Date: MAR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Services Agreement For Against Management 2 Approve Internal Risk Assessment For Against Management Description Audit Report 3 Approve Risk Disposal Plan for For Against Management Financial Services Business -------------------------------------------------------------------------------- CHINA NONFERROUS METAL INDUSTRY'S FOREIGN ENG. & CONSTR. Ticker: 000758 Security ID: Y1499Z101 Meeting Date: MAY 15, 2020 Meeting Type: Special Record Date: MAY 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Acquisition by Issuance of Shares as well as Raising Supporting Funds 2 Approve Company's Issuance of Shares For For Management to Acquire Asset Constitutes as Major Assets Restructuring 3 Approve Transaction Constitutes as a For For Management Related-Party Transaction 4.1 Approve Overall Transaction Plan For For Management 4.2 Approve Transaction Parties and Target For For Management Assets 4.3 Approve Transaction Price and Payment For For Management Method 4.4 Approve Par Value, Issue Type and For For Management Listing Exchange 4.5 Approve Pricing Reference Date, For For Management Pricing Basis and Issue Price 4.6 Approve Target Subscribers, Issue For For Management Manner and Issue Amount 4.7 Approve Lock-Up Period Arrangement For For Management 4.8 Approve Distribution Arrangement of For For Management Cumulative Earnings 4.9 Approve Profit and Loss During the For For Management Transition Period 4.10 Approve Profit Commitment and For For Management Compensation 4.11 Approve Resolution Validity Period For For Management 4.12 Approve Raised Funds Amount of Raising For For Management Supporting Funds 4.13 Approve Par Value, Issue Type and For For Management Listing Exchange of Raising Supporting Funds 4.14 Approve Pricing Reference Date and For For Management Pricing Basis of Raising Supporting Funds 4.15 Approve Target Subscribers, Issue For For Management Manner and Issue Amount of Raising Supporting Funds 4.16 Approve Lock-Up Period Arrangement of For For Management Raising Supporting Funds 4.17 Approve Use of Proceeds of Raising For For Management Supporting Funds 4.18 Approve Resolution Validity Period of For For Management Raising Supporting Funds 5 Approve Report (Draft) and Summary on For For Management Company's Acquisition by Issuance of Shares as well as Raising Supporting Funds 6 Approve Audit Report, Pro Forma Review For For Management report, and Wealth Assessment Report 7 Approve Signing of Conditional For For Management Agreement on Issuance of Shares to Acquire Asset 8 Approve Signing of Supplementary For For Management Agreement on Issuance of Shares to Acquire Asset Agreement and Profit Forecast Compensation Agreement 9 Approve White Wash Waiver For For Management 10 Approve Transaction Complies with For For Management Article IV of Provisions on Issues Concerning Regulating the Material Asset Reorganizations of Listed Companies 11 Approve Transaction Complies with For For Management Article 11 of the Administrative Measures for the Material Asset Reorganizations of Listed Companies 12 Approve Transaction Complies with For For Management Article 43 of the Administrative Measures for the Material Asset Reorganizations of Listed Companies 13 Approve Restructure Complies with For For Management Measures for the Administration of Securities Issuance of Listed Companies of Relevant Non-public Offering 14 Approve Transaction Does Not For For Management Constitute Conditions Stipulated in Article 13 of the Administrative Measures for the Material Asset Reorganizations of Listed Companies 15 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 16 Approve Shareholder Return Plan For For Management 17 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- CHINA NONFERROUS METAL INDUSTRY'S FOREIGN ENG. & CONSTR. Ticker: 000758 Security ID: Y1499Z101 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 6 Approve 2020 Daily Related-Party For For Management Transaction 7 Approve Related Party Transactions For For Management with Fifteen Metallurgical Engineering Co., Ltd. -------------------------------------------------------------------------------- CHINA RESOURCES SANJIU MEDICAL & PHARMACEUTICAL CO., LTD. Ticker: 000999 Security ID: Y7503B105 Meeting Date: DEC 13, 2019 Meeting Type: Special Record Date: DEC 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Equity Acquisition Agreement For For Management 2.1 Elect Han Yuewei as Non-Independent For For Shareholder Director 2.2 Elect Deng Ronghui as Non-Independent For For Shareholder Director 3.1 Elect Weng Jingwen as Supervisor For For Shareholder -------------------------------------------------------------------------------- CHINA RESOURCES SANJIU MEDICAL & PHARMACEUTICAL CO., LTD. Ticker: 000999 Security ID: Y7503B105 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAY 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 3 Approve Report of the Board of For For Management Directors 4 Approve Report of the Board of For For Management Supervisors 5 Approve Annual Report and Summary For For Management 6 Approve Related Party Transaction For For Management 7 Approve Business Cooperation For Against Management -------------------------------------------------------------------------------- CHINA TRANSINFO TECHNOLOGY CO., LTD. Ticker: 002373 Security ID: Y8310S109 Meeting Date: JUL 25, 2019 Meeting Type: Special Record Date: JUL 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change on the Use of Raised For For Management Funds 2 Elect Xu Shijun as Non-Independent For For Management Director -------------------------------------------------------------------------------- CHINA TRANSINFO TECHNOLOGY CO., LTD. Ticker: 002373 Security ID: Y8310S109 Meeting Date: MAR 20, 2020 Meeting Type: Special Record Date: MAR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Issue Manner For For Management 2.2 Approve Share Type and Par Value For For Management 2.3 Approve Issue Size For For Management 2.4 Approve Target Subscribers For For Management 2.5 Approve Subscription Method For For Management 2.6 Approve Listing Exchange For For Management 2.7 Approve Issue Price and Pricing For For Management Principles 2.8 Approve Lock-up Period For For Management 2.9 Approve Use of Proceeds For For Management 2.10 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.11 Approve Resolution Validity Period For For Management 3 Approve Plan on Private Placement of For For Management Shares 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Authorization of Board to For For Management Handle All Related Matters 6 Approve Report on the Usage of For For Management Previously Raised Funds 7 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 8 Approve Shareholder Return Plan For For Management -------------------------------------------------------------------------------- CHINA TRANSINFO TECHNOLOGY CO., LTD. Ticker: 002373 Security ID: Y8310S109 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: APR 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Annual Report and Summary For For Management 3 Approve Financial Statements For For Management 4 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 5 Approve Comprehensive Credit Line For For Management 6 Approve External Guarantee For Against Management 7.1 Approve Daily Related Party For For Management Transactions with Alibaba (China) Network Technology Co., Ltd. 7.2 Approve Daily Related Party For For Management Transactions with Other Related Parties 8 Approve to Appoint Auditor For For Management 9 Amend Articles of Association For For Management 10 Approve Use of Funds for Foreign For For Management Exchange Hedging Business 11 Approve Use of Funds For Investment For Against Management and Wealth Management 12 Approve Report of the Board of For For Management Supervisors -------------------------------------------------------------------------------- CHINA TRANSINFO TECHNOLOGY CO., LTD. Ticker: 002373 Security ID: Y8310S109 Meeting Date: MAY 29, 2020 Meeting Type: Special Record Date: MAY 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Repurchase and Cancellation of For For Management Performance Shares (April 2019) 1.2 Approve Repurchase and Cancellation of For For Management Performance Shares (July 2019) 1.3 Approve Repurchase and Cancellation of For For Management Performance Shares (October 2019) 1.4 Approve Repurchase and Cancellation of For For Management Performance Shares (December 2019) 1.5 Approve Repurchase and Cancellation of For For Management Performance Shares (May 2020) 2 Approve Decrease in Registered Capital For For Management and Amend Articles of Association 3 Approve Report on the Usage of For For Management Previously Raised Funds -------------------------------------------------------------------------------- CHINA WEST CONSTRUCTION CO., LTD. Ticker: 002302 Security ID: Y97252103 Meeting Date: SEP 10, 2019 Meeting Type: Special Record Date: SEP 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Services Agreement For Against Management 2 Approve Change on the Usage of Raised For For Management Funds -------------------------------------------------------------------------------- CHINA WEST CONSTRUCTION CO., LTD. Ticker: 002302 Security ID: Y97252103 Meeting Date: DEC 25, 2019 Meeting Type: Special Record Date: DEC 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Remuneration of Auditor For For Management 2 Approve Related-party Transaction in For Against Management Connection to Deposit and Clearing Business 3 Approve Non-recourse Accounts For For Management Receivable Factoring Business and Related Party Transactions -------------------------------------------------------------------------------- CHINA WEST CONSTRUCTION CO., LTD. Ticker: 002302 Security ID: Y97252103 Meeting Date: DEC 30, 2019 Meeting Type: Special Record Date: DEC 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Capital Injection to Implement For For Management Market-oriented Debt-to-equity Swaps -------------------------------------------------------------------------------- CHINA WEST CONSTRUCTION CO., LTD. Ticker: 002302 Security ID: Y97252103 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: APR 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Allocation of Income and For For Management Dividends 6 Approve Special Report on the Usage of For For Management Previously Raised Funds 7 Approve Financing from Financial For For Management Institutions 8 Approve Provision of Guarantee For For Management 9 Approve Amendments to Articles of For For Management Association 10 Approve Financing Credit from China For For Management Construction Finance Co., Ltd. 11 Approve Related Party Transaction For For Management -------------------------------------------------------------------------------- CHINA WEST CONSTRUCTION CO., LTD. Ticker: 002302 Security ID: Y97252103 Meeting Date: JUN 24, 2020 Meeting Type: Special Record Date: JUN 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management 2 Approve Financial Budget For For Management 3 Approve Supply Chain Asset For For Management Securitization 4 Approve CNY Factoring Business For For Management Non-recourse Receivables -------------------------------------------------------------------------------- CHONGQING FULING ZHACAI GROUP CO., LTD. Ticker: 002507 Security ID: Y1588V102 Meeting Date: NOV 22, 2019 Meeting Type: Special Record Date: NOV 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- CHONGQING FULING ZHACAI GROUP CO., LTD. Ticker: 002507 Security ID: Y1588V102 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: APR 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Financial Budget Report For For Management 6 Approve Allocation of Income and For For Management Dividends 7 Approve to Appoint Auditor For For Management 8 Elect Li Jing as Non-independent For For Shareholder Director -------------------------------------------------------------------------------- CHOW TAI SENG JEWELRY CO. LTD. Ticker: 002867 Security ID: Y16024104 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAY 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Financial Budget Report For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Remuneration of Directors, For For Management Supervisors and Senior Management Members 8 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 9 Approve Adjustment to Raised Funds For For Management Investment Project and Use Remaining Raised Funds to Supplement Working Capital 10 Approve Annual Report and Summary For For Management 11 Approve Repurchase Cancellation of For For Management Performance Shares 12 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 13 Amend Management System of Raised Funds For For Management 14 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- COFCO BIOCHEMICAL (ANHUI) CO., LTD. Ticker: 000930 Security ID: Y0137R109 Meeting Date: JUL 10, 2019 Meeting Type: Special Record Date: JUL 03, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision For For Management -------------------------------------------------------------------------------- COFCO BIOCHEMICAL (ANHUI) CO., LTD. Ticker: 000930 Security ID: Y0137R109 Meeting Date: AUG 26, 2019 Meeting Type: Special Record Date: AUG 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of Company Name, For For Management Security Abbreviation and Registered Address 2.1 Amend Article 4 For For Management 2.2 Amend Article 13 For For Management 2.3 Amend Article 23 For For Management 2.4 Amend Article 24 For For Management 2.5 Amend Article 25 For For Management 2.6 Amend Article 67 For For Management 2.7 Amend Article 79 For For Management 2.8 Amend Article 106 For For Management 2.9 Amend Article 112 For For Management 2.10 Amend Article 114 For For Management 3 Approve to Adjust the Allowance of For For Management Independent Directors 4 Approve to Adjust the Allowance of For For Management External Non Related-party Directors 5.1 Elect Shi Bi as Non-Independent For For Management Director 5.2 Elect Zhang Changxin as For For Management Non-Independent Director 6.1 Elect Li Shihui as Independent Director For For Management -------------------------------------------------------------------------------- COFCO BIOCHEMICAL (ANHUI) CO., LTD. Ticker: 000930 Security ID: Y0137R109 Meeting Date: SEP 20, 2019 Meeting Type: Special Record Date: SEP 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Sun Dengbao as Supervisor For For Management -------------------------------------------------------------------------------- COFCO BIOTECHNOLOGY CO., LTD. Ticker: 000930 Security ID: Y0137R109 Meeting Date: DEC 26, 2019 Meeting Type: Special Record Date: DEC 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of For Against Management Performance Share Incentive Plan 2 Approve Methods to Assess the For Against Management Performance of Plan Participants 3 Approve Authorization of Board to For Against Management Handle All Matters Related to Performance Share Incentive Plan 4 Approve Guarantee Provision Plan For For Management -------------------------------------------------------------------------------- COFCO BIOTECHNOLOGY CO., LTD. Ticker: 000930 Security ID: Y0137R109 Meeting Date: APR 09, 2020 Meeting Type: Special Record Date: APR 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Increase in Registered Capital For For Management 1.2 Approve Amendments to Articles of For For Management Association to Expand Business Scope -------------------------------------------------------------------------------- COFCO BIOTECHNOLOGY CO., LTD. Ticker: 000930 Security ID: Y0137R109 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements and For Against Management Financial Budget Report 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Related Party Transaction For For Management 7 Approve Application of Comprehensive For For Management Credit Line 8 Approve to Appoint Financial Report For For Management Auditor and Internal Control Auditor -------------------------------------------------------------------------------- COFCO CAPITAL HOLDINGS CO., LTD. Ticker: 002423 Security ID: Y98943106 Meeting Date: DEC 27, 2019 Meeting Type: Special Record Date: DEC 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Hu Xiaolei as Independent For For Management Director -------------------------------------------------------------------------------- COFCO CAPITAL HOLDINGS CO., LTD. Ticker: 002423 Security ID: Y98943106 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Financial Report For For Management and Internal Control Auditor 7 Approve Related Party Transaction in For Against Management Connection to Handling of Deposit and Loan Business 8 Approve Related Party Transaction For For Management 9 Approve Remuneration of Independent For For Management Directors 10.1 Approve Amendments to Articles of For For Management Association 10.2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 10.3 Amend Cash Dividends Management System For For Management 10.4 Amend Working System for Independent For For Management Directors 10.5 Amend Management System of Raised Funds For For Management 10.6 Amend the Company's Controlling For For Management Shareholder Code of Conduct System 11.1 Elect Da Zhaohui as Non-Independent For For Management Director 12.1 Elect Yang Lijun as Supervisor For For Management -------------------------------------------------------------------------------- CPT TECHNOLOGY (GROUP) CO., LTD. Ticker: 000536 Security ID: Y1772P101 Meeting Date: JUL 24, 2019 Meeting Type: Special Record Date: JUL 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Lin Jun as Non-Independent For For Shareholder Director 1.2 Elect Wu Junqin as Non-Independent For For Shareholder Director 1.3 Elect Hu Jianrong as Non-Independent For For Shareholder Director 1.4 Elect Lu Hui as Non-Independent For For Shareholder Director 2.1 Elect Zheng Xinzhi as Independent For For Management Director 2.2 Elect Chen Zhuang as Independent For For Management Director 2.3 Elect Xu Ping as Independent Director For For Management 2.4 Elect Wang Zhiqiang as Independent For For Management Director 2.5 Elect Lin Jintang as Independent For For Management Director 2.6 Elect Xiao Yang as Independent Director For For Management 2.7 Elect Wang Min as Independent Director For For Management -------------------------------------------------------------------------------- CPT TECHNOLOGY (GROUP) CO., LTD. Ticker: 000536 Security ID: Y1772P101 Meeting Date: NOV 19, 2019 Meeting Type: Special Record Date: NOV 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Ending of Fundraising Project For For Management and Replenishment of Capital by Raised Funds 2 Approve Sale of Equity and Signing of For For Management Conditional Equity Transfer Agreement -------------------------------------------------------------------------------- CPT TECHNOLOGY (GROUP) CO., LTD. Ticker: 000536 Security ID: Y1772P101 Meeting Date: JAN 14, 2020 Meeting Type: Special Record Date: JAN 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Deng Naiwen as Independent For For Management Director 2 Approve Signing of Sales Framework For For Management Agreement and Related Party Transactions -------------------------------------------------------------------------------- CPT TECHNOLOGY (GROUP) CO., LTD. Ticker: 000536 Security ID: Y1772P101 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Financial Budget Report For For Management 6 Approve Profit Distribution For For Management 7 Approve Remuneration of Directors and For For Management Supervisors 8 Approve Comprehensive Bank Credit Line For For Management Application 9 Approve Daily Related Party For For Management Transactions 10 Approve Appointment of Auditor For For Management 11.1 Elect Lin Zhe as Non-Independent For For Management Director -------------------------------------------------------------------------------- CSG HOLDING CO., LTD. Ticker: 200012 Security ID: Y1823S104 Meeting Date: AUG 21, 2019 Meeting Type: Special Record Date: AUG 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change in Registered Capital For For Management and Amend Articles of Association 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 3 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 4 Approve Allowance of External Directors For For Management 5 Approve Allowance of External For For Management Supervisors -------------------------------------------------------------------------------- CSG HOLDING CO., LTD. Ticker: 200012 Security ID: Y1823S104 Meeting Date: OCT 10, 2019 Meeting Type: Special Record Date: SEP 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase and Cancellation of For For Management Performance Shares -------------------------------------------------------------------------------- CSG HOLDING CO., LTD. Ticker: 200012 Security ID: Y1823S104 Meeting Date: DEC 26, 2019 Meeting Type: Special Record Date: DEC 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- CSG HOLDING CO., LTD. Ticker: 200012 Security ID: Y1823S104 Meeting Date: MAR 12, 2020 Meeting Type: Special Record Date: MAR 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Company's Eligibility for For For Management Corporate Bond Issuance 1.2 Approve Par Value, Issue Price and For For Management Issue Size 1.3 Approve Target Subscribers and Placing For For Management Arrangement for Shareholders 1.4 Approve Bond Maturity and Type For For Management 1.5 Approve Bond Interest Rate and For For Management Determination, and Payment Method of Capital and Interest 1.6 Approve Guarantee Method For For Management 1.7 Approve Issue Manner For For Management 1.8 Approve Use of Proceeds For For Management 1.9 Approve Safeguard Measures of Debts For For Management Repayment 1.10 Approve Listing Exchange For For Management 1.11 Approve Terms of Redemption or Terms For For Management of Sell-Back 1.12 Approve Authorization of Board to For For Management Handle All Related Matters 1.13 Approve Resolution Validity Period For For Management -------------------------------------------------------------------------------- CSG HOLDING CO., LTD. Ticker: 200012 Security ID: Y1823S104 Meeting Date: APR 16, 2020 Meeting Type: Special Record Date: APR 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner For For Management 2.3 Approve Target Subscribers and For For Management Subscription Method 2.4 Approve Pricing Principle and Issue For For Management Price 2.5 Approve Issue Size For For Management 2.6 Approve Lock-up Period For For Management 2.7 Approve Amount and Use of Proceeds For For Management 2.8 Approve Distribution Arrangement of For For Management Cumulative Earnings 2.9 Approve Resolution Validity Period For For Management 2.10 Approve Listing Exchange For For Management 3 Approve Plan on Private Placement of For For Management Shares 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve the Notion that the Company For For Management Does Not Need to Prepare Report on the Usage of Previously Raised Funds 6 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 7 Approve Shareholder Return Plan For For Management 8 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- CSG HOLDING CO., LTD. Ticker: 200012 Security ID: Y1823S104 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision for Asset Impairment For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Annual Report and Summary For For Management 5 Approve Financial Statements For For Management 6 Approve Profit Distribution For For Management 7 Approve Repurchase and Cancellation of For For Management Performance Shares 8 Approve Repurchase and Cancellation of For For Management Performance Shares that Has Not Reached the Unlocking Condition 9.1 Elect Chen Lin as Non-independent For For Management Director 9.2 Elect Wang Jian as Non-independent For For Management Director 9.3 Elect Zhang Jinshun as Non-independent For For Management Director 9.4 Elect Cheng Xibao as Non-independent For For Management Director 9.5 Elect Cheng Jinggang as For For Management Non-independent Director 9.6 Elect Yao Zhuanghe as Non-independent For For Management Director 10.1 Elect Zhu Guilong as Independent For For Management Directors 10.2 Elect Zhu Qianyu as Independent For For Management Directors 10.3 Elect Xu Nianxing as Independent For For Management Directors 11.1 Elect Meng Lili as Supervisor For For Shareholder -------------------------------------------------------------------------------- CSG HOLDING CO., LTD. Ticker: 200012 Security ID: Y1823S104 Meeting Date: JUN 15, 2020 Meeting Type: Special Record Date: JUN 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Super Short-term For For Management Commercial Papers and Medium-term Notes -------------------------------------------------------------------------------- DA AN GENE CO. LTD. OF SUN YET-SEN UNIVERSITY Ticker: 002030 Security ID: Y1856D107 Meeting Date: JUL 04, 2019 Meeting Type: Special Record Date: JUN 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Termination of Listing of For For Management Associate Subsidiary on National Equities Exchange and Quotations -------------------------------------------------------------------------------- DA AN GENE CO. LTD. OF SUN YET-SEN UNIVERSITY Ticker: 002030 Security ID: Y1856D107 Meeting Date: JUL 29, 2019 Meeting Type: Special Record Date: JUL 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Termination of Listing of For For Management Associate Subsidiary on National Equities Exchange and Quotations -------------------------------------------------------------------------------- DA AN GENE CO., LTD. OF SUN YAT-SEN UNIVERSITY Ticker: 002030 Security ID: Y1856D107 Meeting Date: SEP 16, 2019 Meeting Type: Special Record Date: SEP 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Termination of Listing of For For Management Associate Indirect Company on National Equities Exchange and Quotations -------------------------------------------------------------------------------- DA AN GENE CO., LTD. OF SUN YAT-SEN UNIVERSITY Ticker: 002030 Security ID: Y1856D107 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Daily Related-party For For Management Transactions 8 Approve Financial Budget For For Management 9 Approve Use of Funds for Financial For Against Management Products -------------------------------------------------------------------------------- DA AN GENE CO., LTD. OF SUN YAT-SEN UNIVERSITY Ticker: 002030 Security ID: Y1856D107 Meeting Date: JUN 18, 2020 Meeting Type: Special Record Date: JUN 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Use of Idle Own Funds to For For Management Purchase Structured Deposits and Guaranteed Financial Products -------------------------------------------------------------------------------- DEZHAN HEALTHCARE CO., LTD. Ticker: 000813 Security ID: Y97245107 Meeting Date: JAN 02, 2020 Meeting Type: Special Record Date: DEC 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Capital Increase For For Management -------------------------------------------------------------------------------- DEZHAN HEALTHCARE CO., LTD. Ticker: 000813 Security ID: Y97245107 Meeting Date: JAN 13, 2020 Meeting Type: Special Record Date: JAN 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Adjust the Scale of For For Management Investment Projects and Use Remaining Raised Funds to Replenish Working Capital -------------------------------------------------------------------------------- DEZHAN HEALTHCARE CO., LTD. Ticker: 000813 Security ID: Y97245107 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAY 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Financial Budget Report For For Management 6 Approve Annual Report and Summary For For Management 7 Approve Appointment of Auditor For For Management 8 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 9 Approve Internal Control For For Management Self-Evaluation Report 10 Approve Shareholder Return Plan For For Management 11 Approve Use of Funds for Cash For Against Management Management -------------------------------------------------------------------------------- DHC SOFTWARE CO., LTD. Ticker: 002065 Security ID: Y2080B107 Meeting Date: FEB 10, 2020 Meeting Type: Special Record Date: FEB 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1.1 Elect Xue Xiangdong as Non-Independent For For Management Director 1.1.2 Elect Lv Bo as Non-Independent Director For For Management 1.1.3 Elect Li Jianguo as Non-Independent For For Management Director 1.1.4 Elect Yang Jian as Non-Independent For For Management Director 1.1.5 Elect Zheng Xiaoqing as For For Management Non-Independent Director 1.1.6 Elect Xu Deli as Non-Independent For For Management Director 1.2.1 Elect Li Yan as Independent Director For For Management 1.2.2 Elect Luan Dalong as Independent For For Management Director 1.2.3 Elect Wang Yipeng as Independent For For Management Director 1.2.4 Elect Liu Erkui as Independent Director For For Management 2.1 Elect Guo Yujie as Supervisor For For Management 3 Amend Articles of Association For For Management -------------------------------------------------------------------------------- DHC SOFTWARE CO., LTD. Ticker: 002065 Security ID: Y2080B107 Meeting Date: MAR 30, 2020 Meeting Type: Special Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision Plan For For Management 2 Approve Change in Auditor and For For Management Appointment of Auditor 3 Approve Bank Credits and Guarantees (2) For For Management -------------------------------------------------------------------------------- DHC SOFTWARE CO., LTD. Ticker: 002065 Security ID: Y2080B107 Meeting Date: APR 23, 2020 Meeting Type: Special Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Termination of Ultimate For For Management Controller's Capital Injection Plan -------------------------------------------------------------------------------- DHC SOFTWARE CO., LTD. Ticker: 002065 Security ID: Y2080B107 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Bank Credit and Guarantee For For Management Matters (1) -------------------------------------------------------------------------------- DHC SOFTWARE CO., LTD. Ticker: 002065 Security ID: Y2080B107 Meeting Date: JUN 01, 2020 Meeting Type: Special Record Date: MAY 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Issue Time For For Management 2.3 Approve Target Subscribers For For Management 2.4 Approve Pricing Reference Date, Issue For For Management Price and Pricing Method 2.5 Approve Issue Size and Subscription For For Management Method 2.6 Approve Lock-up Period Arrangement For For Management 2.7 Approve Listing Arrangement For For Management 2.8 Approve Amount and Use of Proceeds For For Management 2.9 Approve Distribution Arrangement of For For Management Cumulative Earnings 2.10 Approve Resolution Validity Period For For Management 3 Approve Plan on Private Placement of For For Management Shares 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Report on the Usage of For For Management Previously Raised Funds 6 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 7 Approve Authorization of Board to For For Management Handle All Related Matters 8 Approve Shareholder Return Plan For For Management 9 Approve Related Party Transactions For For Shareholder -------------------------------------------------------------------------------- DIAN DIAGNOSTICS GROUP CO. LTD. Ticker: 300244 Security ID: Y988BG101 Meeting Date: SEP 27, 2019 Meeting Type: Special Record Date: SEP 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Guo Sanhui as Non-independent For For Management Director 2 Approve Credit Line and Guarantee For For Management -------------------------------------------------------------------------------- DIAN DIAGNOSTICS GROUP CO. LTD. Ticker: 300244 Security ID: Y988BG101 Meeting Date: FEB 10, 2020 Meeting Type: Special Record Date: FEB 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- DIAN DIAGNOSTICS GROUP CO. LTD. Ticker: 300244 Security ID: Y988BG101 Meeting Date: FEB 27, 2020 Meeting Type: Special Record Date: FEB 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Special Credit Line For For Management Application and Guarantee 2 Approve Company's Eligibility for For For Shareholder Corporate Bond Issuance 3.1 Approve Issue Size For For Shareholder 3.2 Approve Par Value and Issue Price For For Shareholder 3.3 Approve Type and Term For For Shareholder 3.4 Approve Bond Interest Rate For For Shareholder 3.5 Approve Guarantee Arrangements For For Shareholder 3.6 Approve Terms of Redemption or Terms For For Shareholder of Sell-Back 3.7 Approve Use of Proceeds For For Shareholder 3.8 Approve Special Accounts of Raised For For Shareholder Funds 3.9 Approve Issue Manner For For Shareholder 3.10 Approve Placing Arrangement for For For Shareholder Shareholders 3.11 Approve Listing Exchange For For Shareholder 3.12 Approve Company Credit Status, For For Shareholder Safeguard Measures of Debts Repayment 3.13 Approve Resolution Validity Period For For Shareholder 4 Approve Authorization of Board to For For Shareholder Handle All Related Matters Regarding Issuance of Corporate Bonds 5 Approve Issuance of Super Short-term For For Shareholder Commercial Papers 6 Approve Authorization of Board to For For Shareholder Handle All Related Matters Regarding Issuance of Super Short-term Commercial Papers -------------------------------------------------------------------------------- DIAN DIAGNOSTICS GROUP CO. LTD. Ticker: 300244 Security ID: Y988BG101 Meeting Date: MAR 16, 2020 Meeting Type: Special Record Date: MAR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Capital Injection and For For Management Introduction of Investors 2 Elect Ye Xiaoping as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- DIAN DIAGNOSTICS GROUP CO. LTD. Ticker: 300244 Security ID: Y988BG101 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: MAY 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Remuneration of Directors and For For Management Senior Management Members 8 Approve Application of Bank Credit For For Management Lines and Provision of Loan Guarantees 9 Approve Daily Related-party For For Management Transactions 10 Approve Remuneration of Supervisors For For Management -------------------------------------------------------------------------------- DO-FLUORIDE CHEMICALS CO., LTD. Ticker: 002407 Security ID: Y2090T106 Meeting Date: NOV 01, 2019 Meeting Type: Special Record Date: OCT 28, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee to For Against Management Controlled Subsidiary -------------------------------------------------------------------------------- DO-FLUORIDE CHEMICALS CO., LTD. Ticker: 002407 Security ID: Y2090T106 Meeting Date: JAN 16, 2020 Meeting Type: Special Record Date: JAN 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Li Shijiang as Non-Independent For For Management Director 1.2 Elect Li Lingyun as Non-Independent For For Management Director 1.3 Elect Li Yunfeng as Non-Independent For For Management Director 1.4 Elect Gu Zhengyan as Non-Independent For For Management Director 1.5 Elect Han Shijun as Non-Independent For For Management Director 1.6 Elect Chen Yan as Non-Independent For For Management Director 2.1 Elect Liang Lijuan as Independent For For Management Director 2.2 Elect Li Chunyan as Independent For For Management Director 2.3 Elect Sun Dunsheng as Independent For For Management Director 3.1 Elect Chen Xiangju as Supervisor For For Management 3.2 Elect Gao Yonglin as Supervisor For For Management 3.3 Elect Tian Feiyan as Supervisor For For Management -------------------------------------------------------------------------------- DO-FLUORIDE CHEMICALS CO., LTD. Ticker: 002407 Security ID: Y2090T106 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAY 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Application of Bank Credit For For Management Lines 7 Approve Related Party Transaction For For Management 8 Approve Remuneration of Directors, For For Management Supervisors and Senior Management 9 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- DO-FLUORIDE CHEMICALS CO., LTD. Ticker: 002407 Security ID: Y2090T106 Meeting Date: MAY 18, 2020 Meeting Type: Special Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of For Against Management Performance Shares Incentive Plan 2 Approve Methods to Assess the For Against Management Performance of Plan Participants 3 Approve Authorization of the Board to For Against Management Handle All Related Matters -------------------------------------------------------------------------------- DONGJIANG ENVIRONMENTAL COMPANY LIMITED Ticker: 895 Security ID: Y1973Q106 Meeting Date: SEP 10, 2019 Meeting Type: Special Record Date: SEP 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 3 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 4 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisory Committee -------------------------------------------------------------------------------- DONGJIANG ENVIRONMENTAL COMPANY LIMITED Ticker: 895 Security ID: Y1973Q106 Meeting Date: FEB 11, 2020 Meeting Type: Special Record Date: FEB 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Registration and Issue of For For Management Medium-Term Notes 2 Amend Articles of Association For For Management 3 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders -------------------------------------------------------------------------------- DONGJIANG ENVIRONMENTAL COMPANY LIMITED Ticker: 895 Security ID: Y1973Q106 Meeting Date: MAY 12, 2020 Meeting Type: Special Record Date: MAY 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Estimation of Routine For For Management Connected Transactions for 2020 2 Approve Financial Service Agreement For Against Management and Related Party Transactions 3 Approve Formulation of the Chairman's For For Management Salary and Evaluation Plan 4 Approve Satisfaction by the Company of For For Management the Conditions for Issuing Corporate Bonds 5.1 Approve Principal Amount, Issuing For For Management Price and Issuing Size 5.2 Approve Issuing Method For For Management 5.3 Approve Issuing Targets, Methods of For For Management Subscription and Placing Arrangements to Shareholders of the Company 5.4 Approve Maturity and Type of Bonds For For Management 5.5 Approve Interests and Interest Payment For For Management Method of Bonds 5.6 Approve Use of Proceeds For For Management 5.7 Approve Place of Listing of Bonds For For Management 5.8 Approve Guarantee For For Management 5.9 Approve Terms of Adjustment of For For Management Principal Interest Rate, Redemption or Repurchase 5.10 Approve Underwriting Method For For Management 5.11 Approve Guarantee of Repayment Measures For For Management 5.12 Approve Validity of Resolution For For Management 6 Authorize Board or Its Authorized For For Management Persons to Handle Matters in Relation to the Issuance of Corporate Bonds -------------------------------------------------------------------------------- EAST GROUP CO., LTD. Ticker: 300376 Security ID: Y2925R101 Meeting Date: AUG 13, 2019 Meeting Type: Special Record Date: AUG 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of Business Scope and For For Management Amendments to Articles of Association 2 Approve External Investment and For For Management Acceptance of Related Party Guarantee -------------------------------------------------------------------------------- EAST GROUP CO., LTD. Ticker: 300376 Security ID: Y2925R101 Meeting Date: OCT 30, 2019 Meeting Type: Special Record Date: OCT 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee to For For Management Associate Company 2 Approve Change in Registered Capital For For Management and Amend Articles of Association -------------------------------------------------------------------------------- EAST GROUP CO., LTD. Ticker: 300376 Security ID: Y2925R101 Meeting Date: JAN 09, 2020 Meeting Type: Special Record Date: JAN 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Exemption on Fulfillment of For For Management Commitment by Controlling Shareholders and Ultimate Controlling Shareholder in Connection to Locked Shares 2 Approve Related-party Transaction in For For Management Connection to Debt Transfer 3 Approve Borrowings from Controlling For For Management Shareholder and Related-party Transaction 4 Approve Termination of Issuance of For For Management Preferred Shares 5 Approve Guarantee Provision Plan For For Management -------------------------------------------------------------------------------- EAST GROUP CO., LTD. Ticker: 300376 Security ID: Y2925R101 Meeting Date: MAR 23, 2020 Meeting Type: Special Record Date: MAR 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Issue Type and Par Value For For Management 2.2 Approve Issue Manner and Issue Period For For Management 2.3 Approve Issue Price and Pricing Manner For For Management 2.4 Approve Issue Scale For For Management 2.5 Approve Target Parties For For Management 2.6 Approve Restricted Period For For Management 2.7 Approve Amount and Usage of Raised For For Management Funds 2.8 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.9 Approve Listing Location For For Management 2.10 Approve Resolution Validity Period For For Management 3 Approve Plan on Private Placement of For For Management Shares 4 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 5 Approve Demonstration Analysis Report For For Management in Connection to Private Placement 6 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 7 Approve Report on the Usage of For For Management Previously Raised Funds 8 Approve Shareholder Return Plan For For Management 9 Approve Authorization of Board to For For Management Handle All Related Matters 10 Approve Provision of Repurchase For For Management Guarantee -------------------------------------------------------------------------------- EAST GROUP CO., LTD. Ticker: 300376 Security ID: Y2925R101 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAY 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Financial Statements For For Management 3 Approve Annual Report and Summary For For Management 4 Approve Profit Distribution For For Management 5 Approve Comprehensive Credit Line For For Management Application 6 Approve Use of Own Funds to Purchase For Against Management Financial Products 7 Approve Related Party Guarantee For For Management Acceptance and Related Party Transactions 8 Approve Loan from Shareholder and For For Management Related Party Transactions 9.1 Approve Remuneration of Chairman He Jia For For Management 9.2 Approve Remuneration of Director and For For Management Vice President Xu Haibo 9.3 Approve Remuneration of Director and For For Management Vice President Yu Wei 9.4 Approve Remuneration of Director Dai For For Management Baofeng 9.5 Approve Allowance of Independent For For Management Director Gao Xianglin 9.6 Approve Allowance of Independent For For Management Director Wei Long 9.7 Approve Allowance of Independent For For Management Director Zhou Runshu 10 Approve Appointment of Auditor For For Management 11 Approve Report of the Board of For For Management Supervisors 12 Approve Remuneration of Supervisors For For Management 13 Approve Repurchase and Cancellation of For For Shareholder Performance Shares 14 Amend Articles of Association For For Shareholder 15 Approve Provision of Guarantee For For Shareholder -------------------------------------------------------------------------------- EAST GROUP CO., LTD. Ticker: 300376 Security ID: Y2925R101 Meeting Date: JUN 23, 2020 Meeting Type: Special Record Date: JUN 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of Stock For Against Management Option Incentive Plan 2 Approve Methods to Assess the For Against Management Performance of Plan Participants 3 Approve Authorization of Board to For Against Management Handle All Related Matters 4 Approve Financial Leasing Business and For For Management Provision of Its Guarantee -------------------------------------------------------------------------------- ETERNAL ASIA SUPPLY CHAIN MANAGEMENT LTD. Ticker: 002183 Security ID: Y2346W101 Meeting Date: JUL 04, 2019 Meeting Type: Special Record Date: JUN 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision to For For Management Shenzhen Qianhai Yayatong Supply Chain Co., Ltd. 2 Approve Guarantee Provision to For For Management Shenzhen Yiyatong Deep Supply Chain Management Co., Ltd. 3 Approve Company's Application of Bank For For Management Credit Lines and Receive Guarantee from Wholly-Owned Subsidiaries 4 Approve Guarantee Provision to Dalian For For Management Wanda Supply Chain Management Co., Ltd. 5 Approve Guarantee Provision to Suzhou For Against Management Jieya Yitong Supply Chain Management Co., Ltd. 6 Approve Guarantee Provision to For For Management Shaoxing Jishi Network Technology Co., Ltd. 7 Approve Guarantee Provision to Yunnan For For Management Yiyatong Deep Supply Chain Management Co., Ltd. 8 Approve Guarantee Provision to Jiangsu For For Management Yiyatong Deep Supply Chain Management Co., Ltd. 9 Approve Guarantee Provision to Shaanxi For For Management Yimei Trading Co., Ltd. 10 Approve Guarantee Provision to For Against Management Shenzhen Zhuoyou Data Technology Co., Ltd. 11 Approve Guarantee Provision to Lianyi For For Management International (Hong Kong) Co., Ltd. 12 Approve Guarantee Provision to Shaanxi For For Management Yiyatong Deep Supply Chain Management Co., Ltd. 13 Approve Guarantee Provision to Jilin For For Management Shunfu Supply Chain Management Co., Ltd. 14 Approve Guarantee Provision from For For Management Shenzhen Qianhai Yiyatong Supply Chain Co., Ltd. to Shenzhen Yihehui Technology Co., Ltd., Shenzhen Tengfei Health Life Industrial Co., Ltd., and Dalian Yiyatong Supply Chain Co., Ltd. 15 Approve Financial Derivatives Trading For For Management 16 Approve Investment in Financial For Against Management Products -------------------------------------------------------------------------------- ETERNAL ASIA SUPPLY CHAIN MANAGEMENT LTD. Ticker: 002183 Security ID: Y2346W101 Meeting Date: JUL 25, 2019 Meeting Type: Special Record Date: JUL 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Zhou Guohui as Non-Independent For For Management Director 1.2 Elect Chen Weimin as Non-Independent For For Management Director 1.3 Elect Yao Fei as Non-Independent For For Management Director 2.1 Elect Li Luoli as Independent Director For For Management 2.2 Elect Zhang Shunhe as Independent For For Management Director 2.3 Elect Zhang Xiang as Independent For For Management Director 2.4 Elect Bi Xiaoting as Independent For For Management Director 3.1 Elect Xu Sijing as Supervisor For For Shareholder 3.2 Elect Lin Shanxian as Supervisor For For Shareholder 4 Approve Remuneration of Directors and For For Management Allowance of Independent Directors 5 Approve Guarantee Provision to Shaanxi For Against Management Yimei Trading Co., Ltd. 6 Approve Guarantee Provision to For Against Management Shenyang Baiyi Supply Chain Management Co., Ltd. 7 Approve Guarantee Provision to Henan For For Management Yiyatong Deep Supply Chain Management Co., Ltd. 8 Approve Guarantee Provision to Wuhan For Against Management Meili Meisheng Business Development Co. , Ltd. 9 Approve Guarantee Provision to Nantong For Against Management Xinmengsheng Network Technology Co., Ltd. 10 Approve Guarantee Provision to For For Management Shenzhen Anxinyuan Trading Co., Ltd. 11 Approve Guarantee Provision to Huizhou For For Management Anxinyuan Industrial Co., Ltd. -------------------------------------------------------------------------------- ETERNAL ASIA SUPPLY CHAIN MANAGEMENT LTD. Ticker: 002183 Security ID: Y2346W101 Meeting Date: AUG 19, 2019 Meeting Type: Special Record Date: AUG 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Termination of Stock Option For For Management Incentive Plan and Cancellation of Stock Option That Has Been Granted 2 Approve Comprehensive Credit Line For For Management Application of Wholly-owned Subsidiary Henan Yiyatong Shendu Supply Chain Management Co., Ltd. and Provision of Its Guarantee by Company 3 Approve Comprehensive Credit Line For Against Management Application of Controlled Subsidiary Zhejiang Jingcheng Network Technology Co., Ltd. and Provision of Its Guarantee by Company and Controlled Subsidiary Zhejiang Baicheng Group Co. , Ltd. 4 Approve Comprehensive Credit Line For Against Management Application of Controlled Subsidiary Zhejiang Guoda Trading Co., Ltd. and Provision of Its Guarantee by Company and Controlled Subsidiary Zhejiang Baicheng Group Co., Ltd. 5 Approve Comprehensive Credit Line For Against Management Application of Controlled Subsidiary Zhejiang Zhuocheng Digital Appliance Co., Ltd. and Provision of Its Guarantee by Company and Controlled Subsidiary Zhejiang Baicheng Group Co. , Ltd. 6 Approve Comprehensive Credit Line For Against Management Application of Controlled Subsidiary Zhejiang Baicheng Network Technology Development Co., Ltd. and Provision of Its Guarantee by Company and Controlled Subsidiary Zhejiang Baicheng Group Co., Ltd. 7 Approve Comprehensive Credit Line For Against Management Application of Controlled Subsidiary Zhejiang Five Star Electric Co., Ltd. and Provision of Its Guarantee by Company 8 Approve Comprehensive Credit Line For Against Management Application of Controlled Subsidiary Zhejiang Baicheng Wulai Environmental Integration Co., Ltd. and Provision of Its Guarantee by Company 9 Approve Comprehensive Credit Line For Against Management Application of Controlled Subsidiary Hangzhou Suojia Trading Co., Ltd. and Provision of Its Guarantee by Company 10 Approve Comprehensive Credit Line For Against Management Application of Controlled Subsidiary Zhejiang Qiancheng Electric Co., Ltd. and Provision of Its Guarantee by Company 11 Approve Comprehensive Credit Line For Against Management Application of Controlled Subsidiary Zhejiang Baicheng Audio Engineering Co. , Ltd. and Provision of Its Guarantee by Company 12 Approve Comprehensive Credit Line For For Management Application of Wholly-owned Subsidiary Sichuan Jiaheng Food Co., Ltd. and Provision of Its Guarantee by Company 13 Approve Comprehensive Credit Line For For Management Application of Controlled Subsidiary Chengdu Yiyatong Xianhu Supply Chain Management Co., Ltd. and Provision of Its Guarantee by Company 14 Approve Comprehensive Credit Line For Against Management Application of Controlled Subsidiary Ningbo Junlong Supply Chain Management Co., Ltd. and Provision of Its Guarantee by Company 15 Approve Comprehensive Credit Line For For Management Application and Provision of Its Guarantee by Wholly-owned Subsidiary 16 Approve Comprehensive Credit Line For Against Management Application of Controlled Subsidiary Liaoning and Lejin Kaida Supermarket Management Co., Ltd. and Provision of Its Guarantee by Company -------------------------------------------------------------------------------- ETERNAL ASIA SUPPLY CHAIN MANAGEMENT LTD. Ticker: 002183 Security ID: Y2346W101 Meeting Date: SEP 16, 2019 Meeting Type: Special Record Date: SEP 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee for For Against Management Qingdao Yitong Zhonghe Economic Development Co., Ltd. 2 Approve Provision of Guarantee for For Against Management Shenzhen Anxinyuan Trading Co., Ltd. 3 Approve Provision of Guarantee for For Against Management Shandong Yining Supply Chain Management Co., Ltd. 4 Approve Provision of Guarantee for For Against Management Beijing Zhuoyou Yunzhi Technology Co., Ltd. 5 Approve Provision of Guarantee for For For Management Wuhan Dahongyan Supply Chain Management Co., Ltd. 6 Approve Provision of Guarantee for For For Management Comprehensive Credit Line Application of Xiamen Diwei Yixin Supply Chain Management Co., Ltd. from Bank of Ganzhou Co., Ltd. 7 Approve Provision of Guarantee for For For Management Comprehensive Credit Line Application of Xiamen Diwei Yixin Supply Chain Management Co., Ltd. from China Construction Bank 8 Approve Provision of Guarantee for For Against Management Guangxi Eternal Asia Daze Shendu Supply Chain Management Co., Ltd. 9 Approve Provision of Guarantee for For Against Management Comprehensive Credit Line Application of Shenzhen Qianhai Xintong Construction Supply Chain Co., Ltd. from China Bohai Bank 10 Approve Provision of Guarantee for For Against Management Comprehensive Credit Line Application of Shenzhen Qianhai Xintong Construction Supply Chain Co., Ltd. from Bank of Communications 11 Approve Provision of Guarantee for For For Management Chongqing Eternal Asia Shendu Supply Chain Management Co., Ltd. 12 Approve Provision of Guarantee for For For Management Wuhan Deyan Supply Chain Management Co. , Ltd. 13 Approve Provision of Guarantee for For For Management Chengdu Eternal Asia Xianhu Supply Chain Management Co., Ltd. 14 Approve Bank Guarantee for Shanxi For Against Management Yixinde Supply Chain Management Co., Ltd. -------------------------------------------------------------------------------- ETERNAL ASIA SUPPLY CHAIN MANAGEMENT LTD. Ticker: 002183 Security ID: Y2346W101 Meeting Date: OCT 08, 2019 Meeting Type: Special Record Date: SEP 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee to For For Management Shenzhen Yushang Microfinance Co., Ltd. 2 Approve Expansion of Business Scope For For Management and Amend Articles of Association 3 Approve Provision of Guarantee to For Against Management Xinjiang Jiaheng Supply Chain Management Co., Ltd. 4 Approve Provision of Guarantee to For Against Management Xinjiang Chengshuo Supply Chain Management Co., Ltd. 5 Approve Provision of Guarantee to For For Management Xinjiang Yiyatong Deep Supply Chain Management Co., Ltd. 6 Approve Provision of Guarantee to For Against Management Shanghai New Century Daily-Use Chemicals Co., Ltd. 7 Approve Provision of Guarantee to For For Management Jiangsu Yiyatong Deep Supply Chain Management Co., Ltd. -------------------------------------------------------------------------------- ETERNAL ASIA SUPPLY CHAIN MANAGEMENT LTD. Ticker: 002183 Security ID: Y2346W101 Meeting Date: NOV 13, 2019 Meeting Type: Special Record Date: NOV 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee to For For Management Company by Wholly-Owned Subsidiary 2 Approve Provision of Guarantee to For For Management Guizhou Yiyatong Deep Supply Chain Management Co., Ltd. 3 Approve Provision of Guarantee to For Against Management Shanghai Runcheng Industrial Development Co., Ltd. 4 Approve Provision of Guarantee to For For Management Eastwell Supply Chain Management Co., Ltd. 5 Approve Provision of Guarantee to For For Management Shenzhen Yiyatong Deep Supply Chain Management Co., Ltd. 6 Approve Provision of Guarantee to For Against Management Zhejiang Baicheng Group Co., Ltd. 7 Approve Provision of Guarantee to For Against Management Guangxi Youcheng Heye Supply Chain Management Co., Ltd. 8 Approve Provision of Guarantee to For Against Management Shanxi Yiyatong Xinde Supply Chain Management Co., Ltd. 9 Approve Provision of Guarantee to For For Management Henan Yima Food Co., Ltd. 10 Approve Provision of Guarantee to For For Management Xinjiang Yiyatong Deep Supply Chain Management Co., Ltd. 11 Approve Provision of Guarantee to For For Management Zhengzhou Fenghetong Supply Chain Management Co., Ltd. 12 Approve Provision of Financial For For Management Assistance to the Company and Its Subsidiaries by the Company's Controlling Shareholder and Its Related Parties 13 Approve Provision of Financial For For Management Assistance to the Company and Its Subsidiaries by the Company's Second Largest Shareholder and Its Related Parties 14 Approve Related Party Transaction with For For Management Sichuan Tianyuan Yiyatong Supply Chain Co., Ltd. 15 Approve Related Party Transaction with For For Management Guangxi Dongrong Yiyatong Supply Chain Co., Ltd. 16 Approve Related Party Transaction with For For Management Guangxi Ronggui Yiyatong Supply Chain Co., Ltd. 17 Approve Related Party Transaction with For For Management Shandong Jiaoyun Yiyatong Supply Chain Management Co., Ltd. 18 Approve Zhongrong-Zhenhuitong Series For For Management Collective Fund Trust Plan -------------------------------------------------------------------------------- ETERNAL ASIA SUPPLY CHAIN MANAGEMENT LTD. Ticker: 002183 Security ID: Y2346W101 Meeting Date: DEC 04, 2019 Meeting Type: Special Record Date: NOV 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Corporate Bond Issuance 2 Approve Medium-term Notes For For Management 3 Approve Authorization of Zhou Guohui For For Management to Handle All Related Matters Regarding Medium-term Notes -------------------------------------------------------------------------------- ETERNAL ASIA SUPPLY CHAIN MANAGEMENT LTD. Ticker: 002183 Security ID: Y2346W101 Meeting Date: DEC 20, 2019 Meeting Type: Special Record Date: DEC 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Termination of Raised Funds For For Management from Private Placement and Use Remaining Raised Funds to Replenish Working Capital 2 Approve Non-recourse Factoring For For Management Business in Accounts Receivable 3 Approve Credit Line of Hangzhou For Against Management Wanhong Supply Chain Management Co., Ltd. and Provision of Guarantee 4 Approve Credit Line of Zhejiang Yiyuan For Against Management Honglei Supply Chain Management Co., Ltd. and Provision of Guarantee 5 Approve Credit Line of Zhejiang Yiyuan For Against Management Honglei Supply Chain Management Co., Ltd. and Provision of Guarantee 6 Approve Credit Line of Hefei Guangshuo For Against Management Trading Company and Provision of Guarantee 7 Approve Credit Line of Anhui Yicheng For For Management Deep Supply Chain Management Co., Ltd. and Provision of Guarantee 8 Approve Credit Line of Anqing Yida For Against Management In-depth Supply Chain Management Co., Ltd. and Provision of Guarantee 9 Approve Credit Line of Hefei Jinyan For For Management Food Co., Ltd. and Provision of Guarantee 10 Approve Credit Line of Anhui Yiyatong For For Management Deep Supply Chain Management Co., Ltd. and Provision of Guarantee 11 Approve Credit Line of Liaoning For For Management Yiyatong Deep Supply Chain Management Co., Ltd. and Provision of Guarantee 12 Approve Credit Line of Hainan Yiyatong For Against Management Lianshun Supply Chain Management Co., Ltd. and Provision of Guarantee 13 Approve Credit Line of Zhejiang Guoda For Against Management Trading Company and Provision of Guarantee 14 Approve Credit Line of Zhejiang Wuxing For Against Management Electric Co., Ltd. and Provision of Guarantee 15 Approve Credit Line of Zhejiang For Against Management Baicheng Audio Engineering Co., Ltd. and Provision of Guarantee 16 Approve Credit Line of Zhejiang For Against Management Zhuocheng Digital Electric Co., Ltd. and Provision of Guarantee 17 Approve Credit Line of Hangzhou Suojia For Against Management Trading Co., Ltd. and Provision of Guarantee 18 Approve Credit Line of Zhejiang For Against Management Xincheng Electric Co., Ltd. and Provision of Guarantee 19 Approve Credit Line of Zhejiang For Against Management Baicheng Weilai Environmental Integration Co., Ltd. and Provision of Guarantee 20 Approve Credit Line of Zhejiang For Against Management Baicheng Network Technology Development Co., Ltd. and Provision of Guarantee 21 Approve Credit Line of Zhejiang For For Management Qiancheng Electric Co., Ltd. and Provision of Guarantee 22 Approve Credit Line of Zhejiang For For Management Century Baicheng Electric Chain Co., Ltd. and Provision of Guarantee 23 Approve Credit Line of Zhejiang For For Management Jingcheng Network Technology Co., Ltd. and Provision of Guarantee 24 Approve Credit Line of Zhejiang For For Management Baicheng Group Co., Ltd. and Provision of Guarantee 25 Approve Credit Line of Fujian For Against Management Yishengtong Supply Chain Co., Ltd. and Provision of Guarantee 26 Approve Credit Line of Fujian For Against Management Yishengtong Supply Chain Co., Ltd. and Provision of Guarantee 27 Approve Credit Line of Longyan Jingbo For Against Management Yatong Trading Co., Ltd. and Provision of Guarantee 28 Approve Credit Line of Chongqing For For Management Yiyatong Deep Supply Chain Management Co., Ltd. and Provision of Guarantee 29 Approve Credit Line of Chongqing Yifei For Against Management Alcohol Marketing Co., Ltd. and Provision of Guarantee 30 Approve Credit Line of Guangxi For Against Management Yiyatong Daze Deep Supply Chain Management Co., Ltd. and Provision of Guarantee 31 Approve Credit Line of Guangxi For Against Management Yiyatong Daze Deep Supply Chain Management Co., Ltd. and Provision of Guarantee 32 Approve Credit Line of Guangxi For Against Management Yiyatong Daze Deep Supply Chain Management Co., Ltd. and Provision of Guarantee 33 Approve Credit Line of Guangxi Yijia For Against Management Weili Trading Co., Ltd. and Provision of Guarantee 34 Approve Credit Line of Henan Yima Food For Against Management Co., Ltd. and Provision of Guarantee 35 Approve Credit Line of Beijing Zhuoyou For Against Management Yunzhi Technology Co., Ltd. and Provision of Guarantee 36 Approve Credit Line of Beijing Zhuoyou For Against Management Yunzhi Technology Co., Ltd. and Provision of Guarantee 37 Approve Credit Line of Shenzhen For For Management Qianhai Xintong Construction Supply Chain Co., Ltd. and Counter Guarantee by Shareholders 38 Approve Credit Line of Shenzhen For For Management Qianhai Xintong Construction Supply Chain Co., Ltd. and Counter Guarantee by Shareholders 39 Approve Credit Line of Longyan Jingbo For Against Management Yatong Trading Co., Ltd. and Provision of Guarantee 40 Approve Credit Line of Guangyuan Yifei For Against Management Supply Chain Management Co., Ltd. and Provision of Guarantee 41 Approve Credit Line of Anhui Yiyatong For For Management Deep Supply Chain Management Co., Ltd. and Provision of Guarantee 42 Approve Shanghai Lunhe Digital For Against Management Technology Co., Ltd. Application for Bank Guarantee 43 Approve Bengbu Jiahua Fast Moving For For Management Consumer Goods Trading Co., Ltd. Application for Bank Guarantee 44 Approve Comprehensive Credit Line For For Shareholder Application -------------------------------------------------------------------------------- ETERNAL ASIA SUPPLY CHAIN MANAGEMENT LTD. Ticker: 002183 Security ID: Y2346W101 Meeting Date: DEC 30, 2019 Meeting Type: Special Record Date: DEC 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Application of Credit Lines For Against Management 2 Approve Application of Credit Lines by For For Management Hong Kong Wholly-owned Subsidiary 3 Approve Provision of Guarantee by For For Management Company and Related Subsidiaries to the Credit Line of Hong Kong Wholly-owned Subsidiary 4 Approve Provision of Guarantee to For For Management Shanghai Yiyatong Supply Chain Co., Ltd. 5 Approve Provision of Guarantee to For For Management Shanghai Yiyatong Supply Chain Management Co., Ltd. 6 Approve Provision of Guarantee to For For Management Guangxi Rongguiyi Yatong Supply Chain Co., Ltd. 7 Approve Provision of Guarantee to For Against Management Liuzhou Youcheng Heye Supply Chain Management Co., Ltd. 8 Approve Provision of Guarantee to For Against Management Beijing Yijia Yongsheng E-Commerce Co. , Ltd. 9 Approve Provision of Guarantee to For Against Management Beijing Yitong Yongsheng Trading Company 10 Approve Provision of Guarantee to For Against Management Beijing Jinyuanzi Trading Company 11 Approve Provision of Guarantee to For Against Management Beijing Yitong Yu's Trading Company 12 Approve Provision of Guarantee to For Against Management Beijing Yifu Kangbao Trading Company 13 Approve Provision of Guarantee to For Against Management Henan Yima Food Co., Ltd. 14 Approve Provision of Guarantee to For Against Management Zhumadian Huatongyuan Supply Chain Management Co., Ltd. 15 Approve Provision of Guarantee to For For Management Jiangxi Meixin Trading Company 16 Approve Provision of Guarantee to For For Management Nanchang Zunmei Trading Company -------------------------------------------------------------------------------- ETERNAL ASIA SUPPLY CHAIN MANAGEMENT LTD. Ticker: 002183 Security ID: Y2346W101 Meeting Date: FEB 12, 2020 Meeting Type: Special Record Date: FEB 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Corporate Bond Issuance 2 Approve Corporate Bond Issuance For For Management 3 Approve Authorization of the Board to For For Management Handle All Related Matters 4 Approve Guarantee Provision for For For Management Xinjiang Yiyatong Deep Supply Chain Management Co., Ltd. 5 Approve Guarantee Provision for For For Management Shanghai Shenyi Supply Chain Management Co., Ltd. 6 Approve Guarantee Provision for For Against Management Shenyang Huibang Supply Chain Management Co., Ltd. 7 Approve Guarantee Provision for For For Management Guangxi Youcheng Heye Supply Chain Management Co., Ltd. 8 Approve Guarantee Provision for the For Against Management Comprehensive Credit Line Application of Kunming Yuexin Trading Co. Ltd. from Industrial Bank Co., Ltd. 9 Approve Guarantee Provision for the For For Management Comprehensive Credit Line Application of Kunming Yuexin Trading Co. Ltd. from Fudian Bank Co., Ltd. 10 Approve Guarantee Provision for For For Management Shanghai Yiyatong Warehouse & Logistics Co., Ltd. 11 Approve Guarantee Provision for For Against Management Huaihua Xinxinghuo Supply Chain Co., Ltd. 12 Approve Guarantee Provision for For For Management Shaanxi Yiyatong Deep Supply Chain Management Co., Ltd. 13 Approve Guarantee Provision for For Against Management Yiyatong Yihe (Shanghai) Supply Chain Management Co., Ltd. 14 Approve Guarantee Provision for Henan For For Management Yiyatong Deep Supply Chain Management Co., Ltd. 15 Approve Guarantee Provision for For Against Management Zhejiang Baicheng Group Co., Ltd. 16 Approve Guarantee Provision for Fujian For For Management Yishengtong Supply Chain Co., Ltd. 17 Approve Change of Registered Address For For Management and Amend Articles of Association 18 Approve Amendments to Articles of For For Management Association to Expand Business Scope -------------------------------------------------------------------------------- ETERNAL ASIA SUPPLY CHAIN MANAGEMENT LTD. Ticker: 002183 Security ID: Y2346W101 Meeting Date: APR 08, 2020 Meeting Type: Special Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee to For Against Management Credit Line of Controlled Subsidiary from Bank of China Co., Ltd. Hangzhou Kaiyuan Branch 2 Approve Provision of Guarantee to For Against Management Credit Line of Controlled Subsidiary from Industrial and Commercial Bank of China Co., Ltd. Hangzhou Yangbatou Branch 3 Approve Provision of Guarantee to For Against Management Credit Line of Controlled Subsidiary from Bank of Shanghai Co., Ltd. Hangzhou Branch 4 Approve Provision of Guarantee to For Against Management Credit Line of Controlled Subsidiary from Bank of China Co., Ltd. Hangzhou Kaiyuan Branch 5 Approve Provision of Guarantee to For Against Management Credit Line of Controlled Subsidiary Zhejiang Zhuocheng Digital Electric Co. , Ltd. from Bank of Shanghai Co., Ltd. Hangzhou Branch 6 Approve Provision of Guarantee to For Against Management Credit Line of Controlled Subsidiary Zhejiang Guoda Trading Co., Ltd. from Bank of Shanghai Co., Ltd. Hangzhou Branch 7 Approve Provision of Guarantee to For Against Management Credit Line of Controlled Subsidiary Zhejiang Baicheng Network Technology Development Co., Ltd. from Bank of Shanghai Co., Ltd. Hangzhou Branch 8 Approve Provision of Counter Guarantee For For Management to Affiliate Company 9 Approve Provision of Guarantee to For For Management Affiliate Company Guangxi Rongguiyi Yatong Supply Chain Co., Ltd. 10 Approve Provision of Guarantee to For For Management Affiliate Company Henan Xinggang Yiyatong Supply Chain Service Co., Ltd. 11 Approve Provision of Guarantee to For For Management Affiliate Company Qingdao Chengfa Yiyatong Supply Chain Service Co., Ltd. 12 Approve Related Party Transaction with For For Management Sichuan Tianyuan Yiyatong Supply Chain Co., Ltd. 13 Approve Related Party Transaction with For For Management of Wholly-owned Subsidiary with Sichuan Tianyuan Yiyatong Supply Chain Co., Ltd. 14 Approve Related Party Transaction with For For Management Guangxi Dongrong Yiyatong Supply Chain Co., Ltd. 15 Approve Related Party Transaction with For For Management Guangxi Rongguiyi Yatong Supply Chain Co., Ltd. 16 Approve Related Party Transaction with For For Management Shandong Jiaoyun Yiyatong Supply Chain Management Co., Ltd. 17 Approve Application for Entrusted Loans For For Management -------------------------------------------------------------------------------- ETERNAL ASIA SUPPLY CHAIN MANAGEMENT LTD. Ticker: 002183 Security ID: Y2346W101 Meeting Date: APR 30, 2020 Meeting Type: Special Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision for For For Management Changsha Yiyatong Supply Chain Co., Ltd. 2 Approve Guarantee Provision for the For For Management Comprehensive Credit Line Application of Liaoning Yiyatong Deep Supply Chain Management Co., Ltd. from Industrial Bank Co., Ltd. 3 Approve Guarantee Provision for the For For Management Comprehensive Credit Line Application of Liaoning Yiyatong Deep Supply Chain Management Co., Ltd. from China Construction Bank 4 Approve Guarantee Provision for Yunnan For For Management Yiyatong Deep Supply Chain Management Co., Ltd. 5 Approve Guarantee Provision for For Against Management Qingdao Yitong Zhonghe Economic and Trade Development Co., Ltd. 6 Approve Guarantee Provision for For Against Management Qingdao Changzhuo Network Technology Co., Ltd. 7 Approve Guarantee Provision for the For For Management Comprehensive Credit Line Application of Anhui Yicheng Deep Supply Chain Management Co., Ltd. from Bank of Communications 8 Approve Guarantee Provision for the For For Management Comprehensive Credit Line Application of Anhui Yicheng Deep Supply Chain Management Co., Ltd. from Huishang Bank 9 Approve Guarantee Provision for the For For Management Comprehensive Credit Line Application of Anhui Yiyatong Deep Supply Chain Management Co., Ltd. from Bank of Communications 10 Approve Guarantee Provision for the For For Management Comprehensive Credit Line Application of Anhui Yiyatong Deep Supply Chain Management Co., Ltd. from Huishang Bank 11 Approve Guarantee Provision for Hefei For For Management Jinyan Food Co., Ltd. 12 Approve Guarantee Provision for Anhui For Against Management Haoshun Business Development Co., Ltd. 13 Approve Guarantee Provision for Hefei For Against Management Guangshuo Trading Co., Ltd. 14 Approve Guarantee Provision for For Against Management Zhejiang Yiyuan Honglei Supply Chain Management Co., Ltd. 15 Approve Guarantee Provision for For Against Management Chongqing Yifei Liquor Marketing Co., Ltd. 16 Approve Guarantee Provision for For Against Management Chongqing Yihetian Food Marketing Co., Ltd. 17 Approve Guarantee Provision for For Against Management Chongqing Wanhe Food Co., Ltd. 18 Approve Guarantee Provision for For Against Management Chongqing Gaole Trade Development Co., Ltd. 19 Approve Guarantee Provision for For For Management Beijing Yiyatong Supply Chain Management Co., Ltd. 20 Approve Guarantee Provision for For For Management Beijing Yifu Kangbao Trading Company 21 Approve Guarantee Provision by Beijing For For Management Yiyatong Supply Chain Management Co., Ltd. for Beijing Yifu Kangbao Trading Company 22 Approve Guarantee Provision for Yunnan For For Management Tengrui Pharmaceutical Co., Ltd. 23 Approve Guarantee Provision for For For Management Zhumadian Huatongyuan Supply Chain Management Co., Ltd. 24 Approve Guarantee Provision for For For Management Zhengzhou Fenghetong Supply Chain Management Co., Ltd. 25 Approve Guarantee Provision for the For For Management Comprehensive Credit Line Application of Xinjiang Yiyatong Deep Supply Chain Management Co., Ltd. from Bank of Kunlun Co., Ltd. 26 Approve Guarantee Provision for the For For Management Comprehensive Credit Line Application of Xinjiang Yiyatong Deep Supply Chain Management Co., Ltd. from Industrial Bank Co., Ltd. 27 Approve Guarantee Provision for For Against Management Yangzhou Hanjiang Pengcheng Department Store Co., Ltd. 28 Approve Guarantee Provision for Shanxi For Against Management Yiyatong Xinde Supply Chain Management Co., Ltd. -------------------------------------------------------------------------------- ETERNAL ASIA SUPPLY CHAIN MANAGEMENT LTD. Ticker: 002183 Security ID: Y2346W101 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: APR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Allocation of Income and For For Management Dividends 6 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 7 Approve Internal Control For For Management Self-Evaluation Report 8 Approve Appointment of Auditor For For Management -------------------------------------------------------------------------------- ETERNAL ASIA SUPPLY CHAIN MANAGEMENT LTD. Ticker: 002183 Security ID: Y2346W101 Meeting Date: JUN 01, 2020 Meeting Type: Special Record Date: MAY 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision by For For Management Wholly-Owned Subsidiary for the Company 2 Approve Guarantee Provision for Jilin For For Management Shunfu Supply Chain Management Co., Ltd. 3 Approve Guarantee Provision for For For Management Liuzhou Youcheng Heye Supply Chain Management Co., Ltd. 4 Approve Guarantee Provision for Yunnan For For Management Yiyatong Deep Supply Chain Management Co., Ltd. 5 Approve Guarantee Provision for For Against Management Shanghai Yiyatong Ruihui Supply Chain Management Co., Ltd. 6 Approve Guarantee Provision for For Against Management Shanghai Yiyatong Shenniu Supply Chain Management Co., Ltd. 7 Approve Guarantee Provision by the For For Management Company's Eight Wholly-Owned Subsidiaries 8 Approve Guarantee Provision for For For Management Zhengzhou Riritong Supply Chain Management Co., Ltd. 9 Approve Guarantee Provision for For For Management Jiangsu Yiyatong Deep Supply Chain Management Co., Ltd. 10 Approve Guarantee Provision for Anhui For For Management Yiyatong Deep Supply Chain Management Co., Ltd. 11 Approve Guarantee Provision for the For For Management Comprehensive Credit Line Application of Shandong Yiyatong Deep Supply Chain Management Co., Ltd. from China Minsheng Bank 12 Approve Guarantee Provision for the For For Management Comprehensive Credit Line Application of Shandong Yiyatong Deep Supply Chain Management Co., Ltd. from Qishang Bank 13 Approve Guarantee Provision for the For Against Management Comprehensive Credit Line Application of Shandong Yifangyuan Supply Chain Management Co., Ltd. from Qishang Bank 14 Approve Guarantee Provision for the For Against Management Comprehensive Credit Line Application of Shandong Yifangyuan Supply Chain Management Co., Ltd. from Qilu Bank Co. , Ltd. 15 Approve Guarantee Provision for For Against Management Shandong Yien Supply Chain Management Co., Ltd. 16 Approve Guarantee Provision for Zibo For Against Management Yiyatong Zhongxing Supply Chain Co., Ltd. 17 Approve Guarantee Provision for the For Against Management Comprehensive Credit Line Application of Shandong Yimeitang Supply Chain Management Co., Ltd. from Qishang Bank 18 Approve Guarantee Provision for the For Against Management Comprehensive Credit Line Application of Shandong Yimeitang Supply Chain Management Co., Ltd. from Qilu Bank Co. , Ltd. 19 Approve Guarantee Provision for For Against Management Shandong Yikun Supply Chain Management Co., Ltd. 20 Approve Guarantee Provision for For Against Management Shandong Shunxing Network Technology Co., Ltd. 21 Approve Guarantee Provision for the For Against Management Comprehensive Credit Line Application of Qingdao Yitong Zhonghe Economic and Trade Development Co., Ltd. from Qishang Bank 22 Approve Guarantee Provision for the For Against Management Comprehensive Credit Line Application of Qingdao Yitong Zhonghe Economic and Trade Development Co., Ltd. from Bank of China 23 Approve Guarantee Provision for For For Management Jiangsu Yiyatong Xinpeng Supply Chain Management Co., Ltd. 24 Approve Guarantee Provision for For For Management Yangzhou Hanjiang Pengcheng Department Store Co., Ltd. 25 Approve Guarantee Provision for Yunnan For Against Management Tengrui Pharmaceutical Co., Ltd. 26 Approve Guarantee Provision by For For Management Wholly-Owned Subsidiary for Beijing Jinyuanzi Trading Company 27 Approve Guarantee Provision by the For For Management Company's Two Wholly-Owned Subsidiaries 28 Approve Guarantee Provision for For Against Management ETERNAL ASIA (S) PTE LIMITED 29 Approve Financial Derivatives For For Management Transaction 30 Approve to Purchase Low-risk Bank For Against Management Financial Products 31 Approve Related Party Transaction in For Against Management Connection to Guarantee Provision for the Financing Business 32 Approve Related Party Transaction in For For Management Connection to Signing of Business Contracts -------------------------------------------------------------------------------- EVE ENERGY CO., LTD. Ticker: 300014 Security ID: Y2303F109 Meeting Date: MAR 24, 2020 Meeting Type: Special Record Date: MAR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Issue Type and Par Value For For Management 2.2 Approve Issue Manner For For Management 2.3 Approve Basis of Pricing and Issue For For Management Price 2.4 Approve Issue Amount For For Management 2.5 Approve Target Subscribers and For For Management Subscription Method 2.6 Approve Lock-up Period For For Management 2.7 Approve Listing Exchange For For Management 2.8 Approve Amount and Use of Proceeds For For Management 2.9 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.10 Approve Resolution Validity Period For For Management 3 Approve Private Placement of Shares For For Management 4 Approve Demonstration Analysis Report For For Management in Connection to Private Placement 5 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 6 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 7 Approve Commitment from Directors, For For Management Senior Management, Controlling Shareholder, Actual Controller Regarding Counter-dilution Measures in Connection to the Private Placement 8 Approve Shareholder Return Plan For For Management 9 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 10 Approve Verification Report on the For For Management Usage of Previously Raised Funds 11 Approve Establishment of Special For For Management Account for Raised Funds 12 Approve Authorization of Board to For For Management Handle All Related Matters Regarding Issuance of Private Placement of Shares 13 Approve External Loan For For Management 14 Approve Provision of Guarantee For For Management 15 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- EVE ENERGY CO., LTD. Ticker: 300014 Security ID: Y2303F109 Meeting Date: APR 27, 2020 Meeting Type: Special Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision Plan For For Management -------------------------------------------------------------------------------- EVE ENERGY CO., LTD. Ticker: 300014 Security ID: Y2303F109 Meeting Date: MAY 11, 2020 Meeting Type: Annual Record Date: MAY 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Audit Report For For Management 4 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 5 Approve Financial Statements For For Management 6 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 7 Approve Special Report Usage of Raised For For Management Funds 8 Approve Verification Report on the For For Management Usage of Previously Raised Funds 9 Approve Assessment Plan and For For Management Remuneration of Directors and Senior Management Members 10 Approve to Appoint Auditor For For Management 11 Approve Related Party Transaction For For Management 12 Approve Repurchase and Cancellation of For For Management Stock Option and Performance Shares 13 Amend Articles of Association For For Management 14 Approve Report of the Board of For For Management Supervisors 15 Approve Remuneration of Supervisors For For Management 16 Approve Provision of Guarantee For For Shareholder -------------------------------------------------------------------------------- FAW JIEFANG GROUP CO., LTD. Ticker: 000800 Security ID: Y24745104 Meeting Date: JUN 23, 2020 Meeting Type: Special Record Date: JUN 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Increase Capital For Against Management 2 Approve Financial Service Agreement For Against Management 3.1 Elect Zhang Guohua as Non-independent For For Shareholder Director 3.2 Elect Liu Changqing as Non-independent For For Shareholder Director -------------------------------------------------------------------------------- FINANCIAL STREET HOLDINGS CO., LTD. Ticker: 000402 Security ID: Y2496E109 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report For For Management 6 Approve Guarantee Provision Plan For For Management 7 Approve Provision of Financial For For Management Assistance 8 Approve Issuance of Corporate Bonds For For Management 9 Approve Issuance of Debt Financing For For Management Instruments 10 Approve Related Party Transaction For For Management 11 Approve Financial Service Agreement For Against Management 12 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor -------------------------------------------------------------------------------- FIRST CAPITAL SECURITIES CO., LTD. Ticker: 002797 Security ID: Y2R9TR100 Meeting Date: SEP 09, 2019 Meeting Type: Special Record Date: SEP 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- FIRST CAPITAL SECURITIES CO., LTD. Ticker: 002797 Security ID: Y2R9TR100 Meeting Date: APR 22, 2020 Meeting Type: Annual Record Date: APR 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Proprietary Investment Scale For For Management Application 8 Approve Issuance of Commercial Papers For For Management 9.1 Approve Related Party Transactions For For Management with Beijing Capital Group Co., Ltd. and Related Parties 9.2 Approve Related Party Transactions For For Management with Huaxi Xinyu Investment Co., Ltd. and Related Parties 9.3 Approve Related Party Transactions For For Management with Zhejiang Hangmin Industry Group Co., Ltd. and Related Parties 9.4 Approve Related Party Transactions For For Management with Nenking Holding Group Co., Ltd. and Related Parties 9.5 Approve Related Party Transactions For For Management with Yinhua Fund Management Co., Ltd. and Its Subsidiaries within the Scope of Consolidated Statements 9.6 Approve Related Party Transactions For For Management with Other Related Parties 10 Approve Remuneration of Directors For For Management 11 Approve Remuneration of Supervisors For For Management 12 Approve Implementation of Long-Term For Against Management Incentive and Restraint Mechanism 13 Approve Company's Eligibility for For For Management Private Placement of Shares 14.1 Approve Target Subscribers and For For Management Subscription Method 14.2 Approve Pricing Reference Date, Issue For For Management Price and Pricing Method 14.3 Approve Lock-up Period Arrangement For For Management 15 Approve Plan for Private Placement of For For Management New Shares (Revised) 16 Approve Signing of Supplementary For For Management Agreement of Share Subscription Agreement 17 Approve Related Party Transactions in For For Management Connection to Private Placement 18 Approve Feasibility Analysis Draft For For Management Report on the Use of Proceeds (Revised) 19 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken (Revised) 20 Approve Extension of Resolution For For Management Validity Period in Connection to Private Placement 21 Approve Extension in Authorization for For For Management Board and Management to Handle All Matters Related to Private Placement -------------------------------------------------------------------------------- FOSHAN ELECTRICAL & LIGHTING CO., LTD. Ticker: 200541 Security ID: Y2618V104 Meeting Date: DEC 03, 2019 Meeting Type: Special Record Date: NOV 28, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of Implementation of For For Management Horizontal Competition Preventive Commitment of Controlling Shareholder and Its Concerted Person -------------------------------------------------------------------------------- FUJIAN SUNNER DEVELOPMENT CO., LTD. Ticker: 002299 Security ID: Y2655H109 Meeting Date: AUG 26, 2019 Meeting Type: Special Record Date: AUG 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- GANSU JINGYUAN COAL INDUSTRY & ELECTRICITY POWER CO., LTD. Ticker: 000552 Security ID: Y2681L108 Meeting Date: AUG 09, 2019 Meeting Type: Special Record Date: AUG 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Capital Increase in Controlled For For Management Subsidiary and Construction of Baiyanzi Mine Project -------------------------------------------------------------------------------- GCI SCIENCE & TECHNOLOGY CO., LTD. Ticker: 002544 Security ID: Y26858103 Meeting Date: APR 13, 2020 Meeting Type: Special Record Date: APR 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of For Against Management Performance Shares Long-term Incentive Plan 2 Approve Methods to Assess the For Against Management Performance of Plan Participants 3 Approve Authorization of Board to For Against Management Handle All Related Matters -------------------------------------------------------------------------------- GCI SCIENCE & TECHNOLOGY CO., LTD. Ticker: 002544 Security ID: Y26858103 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Daily Related Party For For Management Transactions 8 Approve Performance Compensation For For Management Proposal Under the Major Asset Restructuring 9 Approve Authorization of the Board to For Against Management Handle Matters on Share Repurchase 10 Approve Reduction of Registered Capital For For Management 11 Amend Articles of Association For Against Management -------------------------------------------------------------------------------- GCL SYSTEM INTEGRATION TECHNOLOGY CO., LTD. Ticker: 002506 Security ID: Y7684Q103 Meeting Date: SEP 17, 2019 Meeting Type: Special Record Date: SEP 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Management System of Raised Funds For For Management 2 Approve Cancellation of Stock Option For For Management and Performance Share Incentive Plan as well as Repurchase Cancellation of Performance Shares 3 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- GCL SYSTEM INTEGRATION TECHNOLOGY CO., LTD. Ticker: 002506 Security ID: Y7684Q103 Meeting Date: DEC 12, 2019 Meeting Type: Special Record Date: DEC 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Additional Guarantee Provision For For Management Plan 2 Approve Extension of Resolution For For Management Validity Period in Connection to Private Placement 3 Approve Extension in Authorization for For For Management Board to Handle All Matters Related to Private Placement -------------------------------------------------------------------------------- GEM CO., LTD. Ticker: 002340 Security ID: Y7744C102 Meeting Date: AUG 13, 2019 Meeting Type: Special Record Date: AUG 07, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee for For For Management Credit Line 2 Approve Provision of Guarantee for For For Management Financial Leasing -------------------------------------------------------------------------------- GEM CO., LTD. Ticker: 002340 Security ID: Y7744C102 Meeting Date: MAR 06, 2020 Meeting Type: Special Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Issue Time For For Management 2.3 Approve Pricing Reference Date, Issue For For Management Price and Pricing Basis 2.4 Approve Target Subscribers For For Management 2.5 Approve Issue Size and Subscription For For Management Method 2.6 Approve Lock-up Period For For Management 2.7 Approve Listing Exchange For For Management 2.8 Approve Amount and Use of Proceeds For For Management 2.9 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.10 Approve Resolution Validity Period For For Management 3 Approve Private Placement of Shares For For Management 4 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 5 Approve Authorization of Board to For For Management Handle All Related Matters 6 Approve Daily Related Party Transaction For For Management 7 Approve Credit Line Bank Application For For Management 8 Approve Provision of Guarantee for For Against Management Credit Line Bank Application of Subsidiary 9 Approve Finance Lease Application and For For Management Provision of Its Guarantee -------------------------------------------------------------------------------- GEM CO., LTD. Ticker: 002340 Security ID: Y7744C102 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Report on the Deposit and For For Management Usage of Raised Funds 7 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- GLOBAL TOP E-COMMERCE CO., LTD. Ticker: 002640 Security ID: Y7699W103 Meeting Date: AUG 14, 2019 Meeting Type: Special Record Date: AUG 07, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Termination of Performance For For Management Share Incentive Plan 2 Approve Provision of Guarantee For For Management 3 Amend Management and Utilization For For Management System of Raised Funds -------------------------------------------------------------------------------- GLOBAL TOP E-COMMERCE CO., LTD. Ticker: 002640 Security ID: Y7699W103 Meeting Date: AUG 30, 2019 Meeting Type: Special Record Date: AUG 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- GLOBAL TOP E-COMMERCE CO., LTD. Ticker: 002640 Security ID: Y7699W103 Meeting Date: NOV 21, 2019 Meeting Type: Special Record Date: NOV 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Li Zhongxuan as Independent For For Management Director 1.2 Elect Zheng Tingying as Independent For For Management Director 2.1 Elect Liang Ye as Non-Independent For For Management Director 2.2 Elect Ren Ting as Non-Independent For For Management Director 2.3 Elect Zhang Bo as Non-Independent For For Management Director -------------------------------------------------------------------------------- GLOBAL TOP E-COMMERCE CO., LTD. Ticker: 002640 Security ID: Y7699W103 Meeting Date: DEC 31, 2019 Meeting Type: Special Record Date: DEC 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Working Capital Loan For For Management -------------------------------------------------------------------------------- GLOBAL TOP E-COMMERCE CO., LTD. Ticker: 002640 Security ID: Y7699W103 Meeting Date: MAR 31, 2020 Meeting Type: Special Record Date: MAR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Extend the Implementation For For Management Period of the Company's Shareholding Plan 2 Approve Provision of Guarantee For For Management 3.1 Elect Fang Jianhui as Non-Independent For For Shareholder Director 3.2 Elect Lin Yiwei as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- GLOBAL TOP E-COMMERCE CO., LTD. Ticker: 002640 Security ID: Y7699W103 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: JUN 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Provision of Guarantee For For Management 8 Amend Articles of Association For For Management 9 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 10 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 11 Amend Working System for Independent For For Management Directors 12 Amend Management System for Providing For For Management External Guarantees 13 Amend Related-Party Transaction For For Management Management System 14 Amend Management and Usage System of For For Management Raised Funds 15 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 16 Approve Provision of Guarantee by For For Shareholder Wholly-owned Subsidiary 17 Amend Articles of Association (II) For Against Shareholder -------------------------------------------------------------------------------- GRANDJOY HOLDINGS GROUP CO., LTD. Ticker: 000031 Security ID: Y7740B108 Meeting Date: OCT 21, 2019 Meeting Type: Special Record Date: OCT 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Amend Article 7 For For Management 1.2 Amend Article 45 For For Management 1.3 Amend Article 103 For For Management 1.4 Amend Article 133 For For Management 2 Approve Provision of External Guarantee For For Management 3 Approve Financial Assistance Provision For For Management to Associate Company 4 Approve Financial Assistance Provision For For Management by Controlled Subsidiary to Its Shareholder Shanghai Qiantan International Business District Investment (Group) Co., Ltd. 5 Approve Financial Assistance Provision For For Management by Controlled Subsidiary Nanjing Zhuohongcheng Real Estate Development Co., Ltd. to Its Shareholder 6 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members -------------------------------------------------------------------------------- GRANDJOY HOLDINGS GROUP CO., LTD. Ticker: 000031 Security ID: Y7740B108 Meeting Date: MAR 23, 2020 Meeting Type: Special Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Amend Article 6 For For Management 1.2 Amend Article 20 For For Management 1.3 Amend Article 44 For For Management 1.4 Amend Article 113 For For Management 2.1 Elect Zhu Laibin as Non-Independent For For Management Director 2.2 Elect Zhang Zuoxue as Non-Independent For For Management Director -------------------------------------------------------------------------------- GRANDJOY HOLDINGS GROUP CO., LTD. Ticker: 000031 Security ID: Y7740B108 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAY 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Audited Financial Report and For For Management Audit Report 4 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 5 Approve Annual Report and Summary For For Management 6 Approve Application of Loan Credit For For Management Lines 7 Approve Provision of Guarantees to For For Management Subsidiary 8 Approve Provision of Guarantees to For For Management Joint Venture Real Estate Project 9 Approve External Financial Assistance For For Management Provision 10 Approve Authorization to Provide For For Management Financial Assistance to a Project Company 11 Approve Daily Related-party For For Management Transactions 12 Approve Deposit and Loans Related For Against Management Party Transactions with Finance Company 13 Approve Loan Application from COFCO For For Management Land Management Co., Ltd. and Other Related Matters 14 Approve Loan Application from Yu Chuan For For Management Co., Ltd. and Other Related Matters 15 Approve Loan Application from Pengli For For Management International Group Co., Ltd. and Other Related Matters 16 Approve Financing Cooperation with For For Management China Taiping Insurance Group 17 Approve Financial Derivatives Trading For For Management Business 18 Approve Authorization for Issuance of For For Management Debt Financing Instruments 19 Approve Appointment of Financial For Against Management Auditor and Internal Control Auditor 20.1 Elect Zhou Zheng as Non-independent For Against Management Director 20.2 Elect Ma Dewei as Non-independent For Against Management Director 20.3 Elect Zhu Laibin as Non-independent For For Management Director 20.4 Elect Jiang Yong as Non-independent For Against Management Director 20.5 Elect Zhang Zuoxue as Non-independent For For Management Director 20.6 Elect Cao Ronggen as Non-independent For For Management Director 20.7 Elect Li Jinyang as Non-independent For For Management Director 21.1 Elect Liu Hongyu as Independent For For Management Director 21.2 Elect Wang Yong as Independent Director For For Management 21.3 Elect Liu Yuan as Independent Director For For Management 21.4 Elect Yuan Chun as Independent Director For For Management 22.1 Elect Yu Fuping as Supervisor For For Management 22.2 Elect Wu Lipeng as Supervisor For For Management -------------------------------------------------------------------------------- GRG BANKING EQUIPMENT CO., LTD. Ticker: 002152 Security ID: Y2889S103 Meeting Date: JUL 04, 2019 Meeting Type: Special Record Date: JUN 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change in Usage of Raised Funds For For Management -------------------------------------------------------------------------------- GRG BANKING EQUIPMENT CO., LTD. Ticker: 002152 Security ID: Y2889S103 Meeting Date: NOV 11, 2019 Meeting Type: Special Record Date: NOV 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change in Usage of Raised For For Management Funds and Construction of Guangdian Yuntong Phase IV Core Technology Industrialization Upgrade and Expansion Project -------------------------------------------------------------------------------- GRG BANKING EQUIPMENT CO., LTD. Ticker: 002152 Security ID: Y2889S103 Meeting Date: JAN 16, 2020 Meeting Type: Special Record Date: JAN 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change in the Use of Raised For For Management Funds and Construction of Broadcast and Television Artificial Intelligence Shenzhen Innovation Center -------------------------------------------------------------------------------- GRG BANKING EQUIPMENT CO., LTD. Ticker: 002152 Security ID: Y2889S103 Meeting Date: APR 20, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 7 Approve to Appoint Auditor For For Management 8 Approve Provision for Asset Impairment For For Management 9 Approve Guarantee Provision Plan For For Management 10 Elect Zhang Xiaoli as Supervisor For For Management -------------------------------------------------------------------------------- GRG BANKING EQUIPMENT CO., LTD. Ticker: 002152 Security ID: Y2889S103 Meeting Date: MAY 15, 2020 Meeting Type: Special Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of Business Scope For For Management 2 Approve Amendments to Articles of For For Management Association to Expand Business Scope -------------------------------------------------------------------------------- GUANGDONG BAOLIHUA NEW ENERGY STOCK CO., LTD. Ticker: 000690 Security ID: Y2921Q107 Meeting Date: DEC 27, 2019 Meeting Type: Special Record Date: DEC 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Signing of Supplementary For For Management Agreement and Announcement of Waiver of Related Rights Related Transactions -------------------------------------------------------------------------------- GUANGDONG BAOLIHUA NEW ENERGY STOCK CO., LTD. Ticker: 000690 Security ID: Y2921Q107 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAY 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements and For For Management Profit Distribution 4 Approve Business Plan For For Management 5 Approve Annual Report and Summary For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Authorization of Board to For For Management Handle All Related Matters Regarding Provision of Guarantee for Short-term Financing 8 Approve Related Party Transactions in For For Management Connection with Deposit and Settlement Business -------------------------------------------------------------------------------- GUANGDONG FENGHUA ADVANCED TECHNOLOGY (HOLDING) CO., LTD. Ticker: 000636 Security ID: Y29249102 Meeting Date: JUL 25, 2019 Meeting Type: Special Record Date: JUL 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Listing for Transfer of Equity For For Management of Netron Soft-Tech (Zhuahi) Co., Ltd. -------------------------------------------------------------------------------- GUANGDONG FENGHUA ADVANCED TECHNOLOGY (HOLDING) CO., LTD. Ticker: 000636 Security ID: Y29249102 Meeting Date: DEC 19, 2019 Meeting Type: Special Record Date: DEC 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- GUANGDONG FENGHUA ADVANCED TECHNOLOGY (HOLDING) CO., LTD. Ticker: 000636 Security ID: Y29249102 Meeting Date: MAR 30, 2020 Meeting Type: Special Record Date: MAR 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Investment in the Construction For For Management of Xianghe Industrial Park High-end Capacitor Base Project -------------------------------------------------------------------------------- GUANGDONG FENGHUA ADVANCED TECHNOLOGY (HOLDING) CO., LTD. Ticker: 000636 Security ID: Y29249102 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Financial Budget Report For Against Management 7 Approve Issuance of Super Short-term For For Management Commercial Papers and Medium-term Notes 8 Approve Financial Services Agreement For Against Management -------------------------------------------------------------------------------- GUANGDONG FENGHUA ADVANCED TECHNOLOGY (HOLDING) CO., LTD. Ticker: 000636 Security ID: Y29249102 Meeting Date: JUN 15, 2020 Meeting Type: Special Record Date: JUN 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Xu Jing as Non-Independent For For Management Director 2 Approve Adjustment to Allowance of For For Management Independent Directors 3 Elect Wang Xuehua as Supervisor For For Management -------------------------------------------------------------------------------- GUANGDONG GOLDEN DRAGON DEVELOPMENT, INC. Ticker: 000712 Security ID: Y2926P104 Meeting Date: DEC 23, 2019 Meeting Type: Special Record Date: DEC 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Loan Application to Ping An For For Management Bank 2 Approve Loan Application to Dongguan For For Management Trust Co., Ltd. -------------------------------------------------------------------------------- GUANGDONG GOLDEN DRAGON DEVELOPMENT, INC. Ticker: 000712 Security ID: Y2926P104 Meeting Date: JAN 20, 2020 Meeting Type: Special Record Date: JAN 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Comprehensive Credit Line For For Management Application to Guangdong Huaxing Bank Co., Ltd. 2 Approve Loan Application to China For For Management Resources Shenzhen International Trust 3 Approve Loan and Related Party For For Management Transactions -------------------------------------------------------------------------------- GUANGDONG GOLDEN DRAGON DEVELOPMENT, INC. Ticker: 000712 Security ID: Y2926P104 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: JUN 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Remuneration of Directors, For For Management Supervisors and Senior Management Members 8 Approve Remuneration of Independent For For Management Directors 9 Elect Wang Tianguang as For For Management Non-independent Director -------------------------------------------------------------------------------- GUANGDONG TAPAI GROUP CO. LTD. Ticker: 002233 Security ID: Y2931B108 Meeting Date: AUG 21, 2019 Meeting Type: Special Record Date: AUG 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Profit Distribution For For Management 2 Approve Company Supporting the For For Management Construction of Internal Staff Housing -------------------------------------------------------------------------------- GUANGDONG TAPAI GROUP CO. LTD. Ticker: 002233 Security ID: Y2931B108 Meeting Date: SEP 06, 2019 Meeting Type: Special Record Date: AUG 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve the Purpose and Usage of the For For Management Shares to Be Repurchased 1.2 Approve Type of the Share Repurchase For For Management 1.3 Approve Manner of Share Repurchase For For Management 1.4 Approve Price Range of the Share For For Management Repurchase 1.5 Approve Total Capital and Capital For For Management Source Used for the Share Repurchase 1.6 Approve Number and Proportion of the For For Management Total Share Repurchase 1.7 Approve Implementation Period For For Management 1.8 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- GUANGDONG TAPAI GROUP CO. LTD. Ticker: 002233 Security ID: Y2931B108 Meeting Date: JAN 15, 2020 Meeting Type: Special Record Date: JAN 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Zhong Zhaohui as Non-Independent For For Management Director 1.2 Elect Zhong Jianwei as Non-Independent For For Management Director 1.3 Elect Lai Hongfei as Non-Independent For For Management Director 1.4 Elect He Kunhuang as Non-Independent For For Management Director 2.1 Elect Li Lijiao as Independent Director For For Management 2.2 Elect Xu Xiaowu as Independent Director For For Management 2.3 Elect Jiang Chunbo as Independent For For Management Director 3.1 Elect Chen Yuzhan as Supervisor For For Management 3.2 Elect Zhong Yuan as Supervisor For For Management -------------------------------------------------------------------------------- GUANGDONG TAPAI GROUP CO. LTD. Ticker: 002233 Security ID: Y2931B108 Meeting Date: APR 08, 2020 Meeting Type: Annual Record Date: APR 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Related Party Transaction in For For Management Connection with Handling Deposit and Settlement Business 8 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members -------------------------------------------------------------------------------- GUANGDONG ZHONGSHENG PHARMACEUTICAL CO., LTD. Ticker: 002317 Security ID: Y2931F109 Meeting Date: DEC 27, 2019 Meeting Type: Special Record Date: DEC 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Chen Yonghong as Non-independent For For Management Director 1.2 Elect Long Chaofeng as Non-independent For For Management Director 1.3 Elect Long Chunhua as Non-independent For For Management Director 1.4 Elect Zhang Yuchong as Non-independent For For Management Director 1.5 Elect Shan Pengan as Non-independent For For Management Director 1.6 Elect Tan Wen as Non-independent For For Management Director 2.1 Elect Deng Yan as Independent Director For For Management 2.2 Elect Lin Ruichao as Independent For For Management Director 2.3 Elect Wu Qinggong as Independent For For Management Director 3.1 Elect Luo Rikang as Supervisor For For Management 3.2 Elect Li Suxian as Supervisor For For Management 4 Approve Amendments to Articles of For For Management Association 5 Approve Management System for For For Management Remuneration of Directors, Supervisors -------------------------------------------------------------------------------- GUANGDONG ZHONGSHENG PHARMACEUTICAL CO., LTD. Ticker: 002317 Security ID: Y2931F109 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 4 Approve Annual Report and Summary For For Management 5 Approve to Appoint Auditor For For Management 6 Approve Provision of Guarantee For Against Management -------------------------------------------------------------------------------- GUANGXI LIUGONG MACHINERY CO. LTD. Ticker: 000528 Security ID: Y29302109 Meeting Date: NOV 22, 2019 Meeting Type: Special Record Date: NOV 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Appointment of Financial and For For Management Internal Control Auditor -------------------------------------------------------------------------------- GUANGXI LIUGONG MACHINERY CO. LTD. Ticker: 000528 Security ID: Y29302109 Meeting Date: JAN 17, 2020 Meeting Type: Special Record Date: JAN 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Plan For Against Management 2 Approve Annual Budget For Against Management 3.1 Approve Procurement of Goods and For For Management Services as well as Sales of Goods and Provision of Services to Guangxi Liugong Group and Its Subsidiaries 3.2 Approve Procurement of Goods and For For Management Services as well as Sales of Goods and Provision of Labor Services to Guangxi Cummins Industrial Power Co., Ltd. 3.3 Approve Procurement of Goods and For For Management Services as well as Sales of Goods and Provision of Labor Services to Liuzhou ZF Machinery Co., Ltd. 3.4 Approve Procurement of Goods and For For Management Services as well as Sales of Goods and Provision of Labor Services to Liugong Meizhuo Construction Equipment (Changzhou) Co., Ltd. 3.5 Approve Procurement of Goods and For For Management Services as well as Sales of Goods and Provision of Labor Services to Guangxi Weixiang Machinery Co., Ltd. 4 Approve Guarantee For For Management -------------------------------------------------------------------------------- GUANGXI LIUGONG MACHINERY CO. LTD. Ticker: 000528 Security ID: Y29302109 Meeting Date: MAY 25, 2020 Meeting Type: Annual Record Date: MAY 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Amendments to Articles of For For Management Association 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Provision of Guarantee For For Management 7 Approve Issuance of Debt Financing For For Management Instruments 8 Approve Appointments of Financial For For Management Auditor and Internal Control Auditor -------------------------------------------------------------------------------- GUANGZHOU HAIGE COMMUNICATIONS GROUP INC. CO. Ticker: 002465 Security ID: Y29328104 Meeting Date: SEP 03, 2019 Meeting Type: Special Record Date: AUG 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Super Short-term For For Management Commercial Papers 2 Approve Issuance of Medium-term Notes For For Management 3.1 Elect Yang Haizhou as Non-Independent For For Management Director 3.2 Elect Yu Qingsong as Non-Independent For For Management Director 3.3 Elect Yang Wenfeng as Non-Independent For For Management Director 3.4 Elect Deng Jiaqing as Non-Independent For For Management Director 3.5 Elect Xiao Xunyong as Non-Independent For For Management Director 3.6 Elect Yang Haiming as Non-Independent For For Management Director 4.1 Elect Li Xinchun as Independent For For Management Director 4.2 Elect Li Yingzhao as Independent For For Management Director 4.3 Elect Hu Pengxiang as Independent For For Management Director 5.1 Elect Tian Yunyi as Supervisor For For Management 5.2 Elect Zhu Gang as Supervisor For For Management -------------------------------------------------------------------------------- GUANGZHOU HAIGE COMMUNICATIONS GROUP INC. CO. Ticker: 002465 Security ID: Y29328104 Meeting Date: DEC 10, 2019 Meeting Type: Special Record Date: DEC 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Li Tiegang as Non-independent For For Management Director 1.2 Elect Liu Yan as Non-independent For For Management Director 2 Approve Amendments to Articles of For For Management Association to Expand Business Scope -------------------------------------------------------------------------------- GUANGZHOU HAIGE COMMUNICATIONS GROUP INC. CO. Ticker: 002465 Security ID: Y29328104 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAY 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Use of Idle Funds to Invest in For For Management Low-risk Short-term Financial Products 8 Approve Termination of Raised Funds For For Management Investment Project and Replenish Working Capital 9 Approve Compensation of Shares and For For Management Handling of Cancellation and Capital Reduction 10 Amend Articles of Association For For Management -------------------------------------------------------------------------------- GUANGZHOU TINCI MATERIALS TECHNOLOGY CO., LTD. Ticker: 002709 Security ID: Y2R33P105 Meeting Date: SEP 12, 2019 Meeting Type: Special Record Date: SEP 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Termination of Raised Fund For For Management Project and to Replenish Working Capital as well as Change Raised Fund Investment Project -------------------------------------------------------------------------------- GUANGZHOU TINCI MATERIALS TECHNOLOGY CO., LTD. Ticker: 002709 Security ID: Y2R33P105 Meeting Date: JAN 17, 2020 Meeting Type: Special Record Date: JAN 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Investment and Construction of For For Management 150,000 Tons of Lithium Battery Materials Project 2 Approve Investment and Construction of For For Management 20,000 Tons of Electrolyte Basic Materials and 5,800 Tons of New Lithium Electrolyte Project 3 Elect Han Heng as Non-independent For For Management Director 4 Approve Investment and Construction of For For Management an Annual Output of 185,000 Tons of Daily Chemical New Materials Project -------------------------------------------------------------------------------- GUANGZHOU TINCI MATERIALS TECHNOLOGY CO., LTD. Ticker: 002709 Security ID: Y2R33P105 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Audit Report For For Management 5 Approve Financial Statements For For Management 6 Approve Profit Distribution For For Management 7 Approve to Appoint Auditor For For Management 8 Approve Financing Application from For For Management Financial Institution 9 Approve Provision of Guarantee For Against Management 10 Approve Repurchase and Cancellation of For For Management Performance Shares 11 Approve Decrease in Registered Capital For For Management and Amend Articles of Association 12.1 Elect Xu Jinfu as Non-Independent For For Management Director 12.2 Elect Gu Bin as Non-Independent For For Management Director 12.3 Elect Xu Sanshan as Non-Independent For For Management Director 12.4 Elect Zhao Jingwei as Non-Independent For For Management Director 12.5 Elect Han Heng as Non-Independent For For Management Director 13.1 Elect Chen Limei as Independent For For Management Director 13.2 Elect Nan Junmin as Independent For For Management Director 13.3 Elect Zhang Mingqiu as Independent For For Management Director 13.4 Elect Li Zhijuan as Independent For For Management Director 14.1 Elect Lu Xiaocui as Supervisor For For Management 14.2 Elect He Guilan as Supervisor For For Management 15 Approve Remuneration (Allowance) of For For Management Directors and Senior Management 16 Approve Remuneration (Allowance) of For For Management Supervisors 17 Approve Investment and Construction of For For Management Electrolyte Projects 18 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 19 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 20 Amend Management System of Raised Funds For For Management -------------------------------------------------------------------------------- GUANGZHOU YUEXIU FINANCIAL HOLDINGS GROUP CO., LTD. Ticker: 000987 Security ID: Y29314104 Meeting Date: OCT 24, 2019 Meeting Type: Special Record Date: OCT 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Corporate Bond Issuance For For Management -------------------------------------------------------------------------------- GUANGZHOU YUEXIU FINANCIAL HOLDINGS GROUP CO., LTD. Ticker: 000987 Security ID: Y29314104 Meeting Date: DEC 13, 2019 Meeting Type: Special Record Date: DEC 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Fund Lending and Related Party For For Management Transactions 2 Approve Financial Assistance Provision For Against Management to Guangzhou Yuexiu Financial Leasing Co., Ltd. 3 Approve Financial Assistance Provision For Against Management to Guangzhou Yuexiu Financial Holdings Capital Management Co., Ltd. 4 Approve Issuance of Short-term For For Management Commercial Papers 5 Approve to Appoint Auditor For For Management 6 Approve Daily Related Party Transaction For For Management -------------------------------------------------------------------------------- GUANGZHOU YUEXIU FINANCIAL HOLDINGS GROUP CO., LTD. Ticker: 000987 Security ID: Y29314104 Meeting Date: MAR 27, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Report For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve External Guarantee Provision For Against Management 7 Approve Use of Idle Own Funds to For Against Management Conduct Entrusted Asset Management 8 Approve General Authorization for the For For Management Issuance of Debt Financing Instruments 9 Approve Accounts Receivable For For Management Asset-backed Securities Business 10 Approve Accounts Receivable For For Management Asset-backed Notes Business 11 Approve Issuance of Super Short-term For For Management Commercial Papers 12 Approve Signing of Supplemental For For Management Agreement on Acquisition via Issuance of Shares 13 Approve Asset Impairment Compensation For For Management in Connection to Major Asset Disposal -------------------------------------------------------------------------------- GUANGZHOU YUEXIU FINANCIAL HOLDINGS GROUP CO., LTD. Ticker: 000987 Security ID: Y29314104 Meeting Date: MAY 14, 2020 Meeting Type: Special Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Corporate Bonds For For Management 2 Approve Borrowing Funds from the For For Management Controlling Shareholder 3 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members -------------------------------------------------------------------------------- GUIZHOU BAILING GROUP PHARMACEUTICAL CO., LTD. Ticker: 002424 Security ID: Y2945M108 Meeting Date: AUG 05, 2019 Meeting Type: Special Record Date: JUL 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Capital Injection Agreement For For Management -------------------------------------------------------------------------------- GUIZHOU BAILING GROUP PHARMACEUTICAL CO., LTD. Ticker: 002424 Security ID: Y2945M108 Meeting Date: OCT 30, 2019 Meeting Type: Special Record Date: OCT 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Sun Xuchen as Supervisor For For Management -------------------------------------------------------------------------------- GUIZHOU BAILING GROUP PHARMACEUTICAL CO., LTD. Ticker: 002424 Security ID: Y2945M108 Meeting Date: FEB 07, 2020 Meeting Type: Special Record Date: JAN 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Signing of Exclusive Agency For For Management Contract and Daily Related Party Transactions -------------------------------------------------------------------------------- GUIZHOU BAILING GROUP PHARMACEUTICAL CO., LTD. Ticker: 002424 Security ID: Y2945M108 Meeting Date: FEB 24, 2020 Meeting Type: Special Record Date: FEB 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association to Expand Business Scope -------------------------------------------------------------------------------- GUIZHOU BAILING GROUP PHARMACEUTICAL CO., LTD. Ticker: 002424 Security ID: Y2945M108 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Appointment of Auditor For For Management 5 Approve Financial Statements For For Management 6 Approve Financial Budget Report For For Management 7 Approve Profit Distribution For For Management 8.1 Elect Jiang Wei as Non-Independent For For Management Director 8.2 Elect Jiang Yong as Non-Independent For For Management Director 8.3 Elect Niu Min as Non-Independent For For Management Director 8.4 Elect Chen Pei as Non-Independent For For Management Director 8.5 Elect Kuang Xunhua as Non-Independent For For Management Director 9.1 Elect Zhong Guoyue as Independent For For Management Director 9.2 Elect Hu Jian as Independent Director For For Management 9.3 Elect Liu Shengqiang as Independent For For Management Director 9.4 Elect Wang Yu as Independent Director For For Management 10.1 Elect Xia Wen as Supervisor For For Management 10.2 Elect Sun Xuchen as Supervisor For For Management 10.3 Elect Long Dong as Supervisor For For Management -------------------------------------------------------------------------------- GUIZHOU XINBANG PHARMACEUTICAL CO., LTD. Ticker: 002390 Security ID: Y2945K102 Meeting Date: OCT 30, 2019 Meeting Type: Special Record Date: OCT 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Additional Comprehensive For For Management Credit Line Application and Its Relevant Guarantee Provision -------------------------------------------------------------------------------- GUIZHOU XINBANG PHARMACEUTICAL CO., LTD. Ticker: 002390 Security ID: Y2945K102 Meeting Date: DEC 16, 2019 Meeting Type: Special Record Date: DEC 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of Company Type For For Management 2 Approve Change of Auditor For For Management -------------------------------------------------------------------------------- GUIZHOU XINBANG PHARMACEUTICAL CO., LTD. Ticker: 002390 Security ID: Y2945K102 Meeting Date: FEB 20, 2020 Meeting Type: Special Record Date: FEB 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Termination of Raised Funds For For Management Investment Project and Replenish Working Capital 2 Approve Reduction of Capital in For For Management Wholly-owned Subsidiary 3 Amend Management System of Raised Funds For For Management -------------------------------------------------------------------------------- GUIZHOU XINBANG PHARMACEUTICAL CO., LTD. Ticker: 002390 Security ID: Y2945K102 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve to Appoint Auditor For For Management 7.1 Approve Related Party Transaction with For For Management Yuheng Pharmaceutical 7.2 Approve Related Party Transaction with For For Management Guangzheng Pharmaceutical 7.3 Approve Related Party Transaction with For For Management Wudang Hospital 8 Approve Credit Line and Guarantee For For Management Provision 9 Approve Provision of Financial For Against Management Assistance to Subsidiary -------------------------------------------------------------------------------- GUIZHOU XINBANG PHARMACEUTICAL CO., LTD. Ticker: 002390 Security ID: Y2945K102 Meeting Date: JUN 30, 2020 Meeting Type: Special Record Date: JUN 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Equity Disposal Agreement and For For Management Related Party Transactions 2 Amend Articles of Association For For Management 3 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 4 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 5 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors -------------------------------------------------------------------------------- GUOMAI TECHNOLOGIES, INC. Ticker: 002093 Security ID: Y2652R100 Meeting Date: SEP 10, 2019 Meeting Type: Special Record Date: SEP 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management 2 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors -------------------------------------------------------------------------------- GUOMAI TECHNOLOGIES, INC. Ticker: 002093 Security ID: Y2652R100 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAY 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 5 Approve Use of Raised Funds for Cash For For Management Management 6 Approve Use of Funds for Financial For Against Management Product 7 Approve Financial Assistance For For Management 8 Approve Provision of Guarantee For For Management 9 Approve to Appoint Auditor For For Management 10 Approve Termination of Raised Fund For For Management Investment Project -------------------------------------------------------------------------------- GUOSHENG FINANCIAL HOLDING INC. Ticker: 002670 Security ID: Y2976X106 Meeting Date: DEC 26, 2019 Meeting Type: Special Record Date: DEC 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- GUOSHENG FINANCIAL HOLDING INC. Ticker: 002670 Security ID: Y2976X106 Meeting Date: FEB 10, 2020 Meeting Type: Special Record Date: FEB 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- GUOSHENG FINANCIAL HOLDING INC. Ticker: 002670 Security ID: Y2976X106 Meeting Date: APR 10, 2020 Meeting Type: Special Record Date: APR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Du Li as Non-Independent Director For For Management 1.2 Elect Zhang Wei as Non-Independent For For Management Director 1.3 Elect Zhao Cen as Non-Independent For For Management Director 1.4 Elect Li Yingming as Non-Independent For For Management Director 1.5 Elect Li E as Non-Independent Director For For Management 1.6 Elect Yang Zhiping as Non-Independent For For Management Director 2.1 Elect Xu Qiangguo as Independent For For Shareholder Director 2.2 Elect Shao Bin as Independent Director For For Shareholder 2.3 Elect Fu Jijun as Independent Director For For Shareholder 3.1 Elect Ye Qiang as Supervisor For For Management 3.2 Elect Wang Xiaolong as Supervisor For For Management 4 Approve Allowance of Directors and For For Management Supervisors -------------------------------------------------------------------------------- GUOSHENG FINANCIAL HOLDING INC. Ticker: 002670 Security ID: Y2976X106 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: JUN 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For Against Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For Against Management 6 Approve Use of Funds to Invest in For For Management Financial Products 7 Amend Articles of Association For For Management -------------------------------------------------------------------------------- GUOXUAN HIGH-TECH CO., LTD. Ticker: 002074 Security ID: Y4439F110 Meeting Date: AUG 06, 2019 Meeting Type: Special Record Date: JUL 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision For For Management -------------------------------------------------------------------------------- GUOXUAN HIGH-TECH CO., LTD. Ticker: 002074 Security ID: Y4439F110 Meeting Date: DEC 20, 2019 Meeting Type: Special Record Date: DEC 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Li Zhen as Non-independent For For Management Director 1.2 Elect Wang Qiang as Non-independent For For Management Director 1.3 Elect Steven Cai as Non-independent For For Management Director 1.4 Elect Lei Guang as Non-independent For For Management Director 1.5 Elect Zhang Hongli as Non-independent For For Management Director 1.6 Elect Rao Yuanyuan as Non-independent For For Management Director 2.1 Elect Wang Zhitai as Independent For For Management Director 2.2 Elect Sheng Yang as Independent For For Management Director 2.3 Elect Qiao Yun as Independent Director For For Management 3.1 Elect Li Yan as Supervisor For For Management 3.2 Elect Wang Qisui as Supervisor For For Management 4 Approve Extension of Resolution For For Management Validity Period of Convertible Bond Issuance 5 Approve Extension of Authorization For For Management Validity Period of Convertible Bond Issuance 6 Approve Provision of External Guarantee For Against Management 7 Approve External Guarantee to For For Management Wholly-owned Subsidiary -------------------------------------------------------------------------------- GUOXUAN HIGH-TECH CO., LTD. Ticker: 002074 Security ID: Y4439F110 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAY 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Report on the Deposit and For For Management Usage of Raised Funds 6 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 7 Approve Credit Line Application For For Management 8 Approve Guarantee For For Management 9 Approve Related Party Transaction For For Management 10 Approve Provision for Asset Impairment For For Management 11 Approve Change of Company Name For For Management 12.1 Approve Amendments to Articles of For For Management Association 12.2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 12.3 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 12.4 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 12.5 Amend Management System of Raised Funds For For Management -------------------------------------------------------------------------------- GUOXUAN HIGH-TECH CO., LTD. Ticker: 002074 Security ID: Y4439F110 Meeting Date: JUN 16, 2020 Meeting Type: Special Record Date: JUN 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2 Approve Introduction of Strategic For For Management Investors 3.1 Approve Share Type and Par Value For For Management 3.2 Approve Issue Manner and Issue Time For For Management 3.3 Approve Issue Size For For Management 3.4 Approve Target Subscribers and For For Management Subscription Method 3.5 Approve Manner of Pricing and Issue For For Management Price 3.6 Approve Lock-up Period For For Management 3.7 Approve Listing Exchange For For Management 3.8 Approve Distribution Arrangement of For For Management Undistributed Earnings 3.9 Approve Total Funds and Use of Proceeds For For Management 3.10 Approve Resolution Validity Period For For Management 4 Approve Private Placement of Shares For For Management 5 Approve Related Party Transactions in For For Management Connection to Private Placement 6 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 7 Approve Report on the Usage of For For Management Previously Raised Funds 8 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 9 Approve Undertakings of Remedial For For Management Measures by the Relevant Parties in Relation to the Dilution of Current Returns 10 Approve Share Subscription and For For Management Strategic Cooperation Agreement 11 Approve Shareholder Return Plan For For Management 12 Approve Authorization of Board to For For Management Handle All Related Matters 13 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- HAISCO PHARMACEUTICAL GROUP CO., LTD. Ticker: 002653 Security ID: Y9726U100 Meeting Date: DEC 18, 2019 Meeting Type: Special Record Date: DEC 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase Cancellation of For For Management Performance Shares 2 Approve Change of Auditor For For Management 3 Approve Cancellation of Repurchased For For Shareholder Shares and Reduction of Registered Capital -------------------------------------------------------------------------------- HAISCO PHARMACEUTICAL GROUP CO., LTD. Ticker: 002653 Security ID: Y9726U100 Meeting Date: APR 14, 2020 Meeting Type: Special Record Date: APR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner For For Management 2.3 Approve Target Subscribers and For For Management Subscription Method 2.4 Approve Pricing Reference Date, Issue For For Management Price and Pricing Basis 2.5 Approve Issue Scale For For Management 2.6 Approve Lock-up Period For For Management 2.7 Approve Listing Location For For Management 2.8 Approve Raised Funds Investment For For Management 2.9 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.10 Approve Resolution Validity Period For For Management 3 Approve Plan for Private Placement of For For Management New Shares 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 6 Approve Shareholder Return Plan For For Management 7 Approve Report on the Usage of For For Management Previously Raised Funds 8 Approve Termination of Convertible For For Management Bonds Issuance 9 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- HAISCO PHARMACEUTICAL GROUP CO., LTD. Ticker: 002653 Security ID: Y9726U100 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Annual Report and Summary For For Management 3 Approve Appointment of Financial For For Management Auditor 4 Approve Profit Distribution For For Management 5 Approve Report of the Board of For For Management Supervisors 6 Approve Use of Own Funds to Invest in For Against Management Non-Guaranteed Financial Products 7 Approve Use of Own Funds to Invest in For For Management Guaranteed Financial Products 8 Approve Termination of the Company For For Management Share Repurchase Plan 9 Approve Repurchase and Cancellation of For For Management Performance Shares 10 Approve Change in Registered Capital For For Management and Amend Articles of Association 11 Approve Related-party Transactions of For For Shareholder the Last Three Years 12.1 Elect Wang Junmin as Non-Independent For For Shareholder Director 12.2 Elect Fan Xiulian as Non-Independent For For Shareholder Director 12.3 Elect Zheng Wei as Non-Independent For For Shareholder Director 12.4 Elect Shen Hong as Non-Independent For For Shareholder Director 13.1 Elect Le Jun as Independent Director For For Shareholder 13.2 Elect TENG BING SHENG as Independent For For Shareholder Director 13.3 Elect YAN JONATHAN JUN as Independent For For Shareholder Director 14.1 Elect Tan Hong as Supervisor For For Shareholder 14.2 Elect Wang Zhengzheng as Supervisor For For Shareholder -------------------------------------------------------------------------------- HANG ZHOU GREAT STAR INDUSTRIAL CO. LTD. Ticker: 002444 Security ID: Y3037V105 Meeting Date: OCT 14, 2019 Meeting Type: Special Record Date: OCT 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Target Assets For For Management 1.2 Approve Transaction Parties For For Management 1.3 Approve Price Reference Date, Pricing For For Management Basis and Transaction Price 1.4 Approve Transaction Method For For Management 1.5 Approve Contractual Obligations and For For Management Liability for Breach of the Transfer of the Underlying Asset Ownership as well as Cash Payment Period 1.6 Approve Attributable Transitional For For Management Profit or Loss 1.7 Approve Profit Compensation Arrangement For For Management 1.8 Approve Resolution Validity Period For For Management 2 Approve Company's Eligibility for For For Management Major Asset Restructure 3 Approve This Major Asset Restructure For For Management Constitutes as Related-party Transaction 4 Approve Signing of Profit Compensation For For Management Agreement of Asset Acquisition by Cash and Supplementary Agreement of Profit Compensation Agreement of Asset Acquisition by Cash 5 Approve Signing of Capital Injection For For Management Subscription Supplementary Agreement and Capital Injection Subscription Supplementary Agreement (II) 6 Approve Capital Injection and For For Management Related-party Transaction 7 Approve Report and Draft on Major For For Management Asset Acquisition and Related-party Transaction 8 Approve Relevant Audit Report, Review For For Management Report and Evaluation Report 9 Approve Completeness and Compliance of For For Management Implementation of Legal Proceedings of the Transactions and Validity of the Submitted Legal Documents Regarding this Transaction 10 Approve Authorization of Board to For For Management Handle All Related Matters Regarding Major Asset Restructure Plan 11 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 12 Approve Transaction Complies with For For Management Article IV of Provisions on Several Issues Regulating the Major Asset Restructuring of Listed Companies 13 Approve This Transaction Does Not For For Management Comply with Article 13 of Strengthening the Supervision over Abnormal Stock Trading Related to the Material Asset Reorganizations of Listed Companies 14 Approve This Transaction Does Not For For Management Constitute as Major Listing of Article 13 Management Approach Regarding Major Asset Restructuring of Listed Companies 15 Approve Extension of Resolution For For Management Validity Period of Issuance of Convertible Bonds 16 Approve Authorization of Board to For For Management Handle All Related Matters Regarding Extension of Resolution Validity of Issuance of Convertible Bonds 17 Approve Signing of Asset Acquisition For For Management by Cash Agreement and Supplementary Agreement of Asset Acquisition by Cash 18 Approve Independence of Appraiser, the For For Management Validity of Hypothesis, the Relevance of Valuation Purpose and Approach as Well as the Fairness of Pricing 19 Approve Basis and Fairness of Pricing For For Management for This Transaction 20 Approve Appointment of Intermediaries For For Management for This Transaction 22 Approve Whether Company's Stock Price For For Management Volatility Had Achieved the Standards of Article 5 Regulating the Information Disclosure of Listed Companies and the Acts of All the Related Parties -------------------------------------------------------------------------------- HANG ZHOU GREAT STAR INDUSTRIAL CO. LTD. Ticker: 002444 Security ID: Y3037V105 Meeting Date: NOV 14, 2019 Meeting Type: Special Record Date: NOV 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Profit Distribution For For Management 2 Approve Adjustment on Time of Foreign For For Management Exchange Derivatives Trading 3 Approve Authorization of Board to For For Management Handle All Related Matters to Foreign Exchange Derivatives Trading -------------------------------------------------------------------------------- HANG ZHOU GREAT STAR INDUSTRIAL CO. LTD. Ticker: 002444 Security ID: Y3037V105 Meeting Date: APR 07, 2020 Meeting Type: Special Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association to Expand Business Scope -------------------------------------------------------------------------------- HANG ZHOU GREAT STAR INDUSTRIAL CO. LTD. Ticker: 002444 Security ID: Y3037V105 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAY 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Remuneration of Directors For For Management 5 Approve Remuneration of Supervisors For For Management 6 Approve Financial Statements For For Management 7 Approve Profit Distribution For For Management 8 Approve Bank Credit Line Application For For Management 9 Approve Appointment of Financial For For Management Auditor 10 Approve Financial Assistance Provision For For Management 11 Approve Report on the Usage of For For Shareholder Previously Raised Funds -------------------------------------------------------------------------------- HANGZHOU BINJIANG REAL ESTATE GROUP CO., LTD. Ticker: 002244 Security ID: Y30328101 Meeting Date: AUG 30, 2019 Meeting Type: Special Record Date: AUG 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Authorization of Board to For For Management Handle All Related Matters Regarding Provision of Guarantee for Controlled Subsidiary 2 Approve Authorization of Board to For For Management Handle All Related Matters Regarding Provision of Guarantee for Associate Company 3 Approve Guarantee Provision for For For Shareholder Hangzhou Xinda Aoti Real Estate Co., Ltd. -------------------------------------------------------------------------------- HANGZHOU BINJIANG REAL ESTATE GROUP CO., LTD. Ticker: 002244 Security ID: Y30328101 Meeting Date: JAN 09, 2020 Meeting Type: Special Record Date: JAN 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Authorization of the Board to For For Management Handle All Matters Related to Guarantee Provision Plan -------------------------------------------------------------------------------- HANGZHOU BINJIANG REAL ESTATE GROUP CO., LTD. Ticker: 002244 Security ID: Y30328101 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Provision of Guarantee to For For Management Controlled Subsidiary 8 Approve Provision of Guarantee to For For Management Associate Company 9 Approve Provision of Financial For For Management Assistance by Controlled Subsidiary for Its Shareholders 10 Approve Provision of Financial For For Management Assistance to Associate Company 11 Approve Issuance of Medium-term Notes For For Management and Commercial Papers -------------------------------------------------------------------------------- HANGZHOU LIAISON INTERACTIVE INFORMATION TECHNOLOGY CO., LTD. Ticker: 002280 Security ID: Y3041Y103 Meeting Date: SEP 18, 2019 Meeting Type: Special Record Date: SEP 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change in Company Type For For Management 2 Approve Provision of Guarantee to For Against Management Associate Company 3 Approve Provision of External Guarantee For For Management -------------------------------------------------------------------------------- HANGZHOU LIAISON INTERACTIVE INFORMATION TECHNOLOGY CO., LTD. Ticker: 002280 Security ID: Y3041Y103 Meeting Date: NOV 12, 2019 Meeting Type: Special Record Date: NOV 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- HANGZHOU SHUNWANG TECHNOLOGY CO., LTD. Ticker: 300113 Security ID: Y30419108 Meeting Date: NOV 19, 2019 Meeting Type: Special Record Date: NOV 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- HANGZHOU SHUNWANG TECHNOLOGY CO., LTD. Ticker: 300113 Security ID: Y30419108 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 6 Approve to Appoint Auditor For For Management 7 Approve Use of Funds for Cash For Against Management Management 8 Amend Articles of Association For For Management 9 Elect Li Dehong as Non-Independent For For Management Director 10 Elect Zhang Meihua as Independent For For Management Director -------------------------------------------------------------------------------- HANGZHOU SHUNWANG TECHNOLOGY CO., LTD. Ticker: 300113 Security ID: Y30419108 Meeting Date: JUN 10, 2020 Meeting Type: Special Record Date: JUN 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Issuance of Convertible Bonds 2.1 Approve Issue Type For For Management 2.2 Approve Issue Scale For For Management 2.3 Approve Par Value and Issue Price For For Management 2.4 Approve Bond Period For For Management 2.5 Approve Interest Rate For For Management 2.6 Approve Repayment Period and Manner For For Management 2.7 Approve Conversion Period For For Management 2.8 Approve Method on Handling Fractional For For Management Shares Upon Conversion 2.9 Approve Determination and Adjustment For For Management of Conversion Price 2.10 Approve Terms for Downward Adjustment For For Management of Conversion Price 2.11 Approve Terms of Redemption For For Management 2.12 Approve Terms of Sell-Back For For Management 2.13 Approve Dividend Distribution Post For For Management Conversion 2.14 Approve Issue Manner and Target Parties For For Management 2.15 Approve Placing Arrangement for For For Management Shareholders 2.16 Approve Matters Relating to Meetings For For Management of Bond Holders 2.17 Approve Usage of Raised Funds For For Management 2.18 Approve Raised Funds Deposit Management For For Management 2.19 Approve Guarantee Matters For For Management 2.20 Approve Resolution Validity Period For For Management 3 Approve Plan on Convertible Bond For For Management Issuance 4 Approve Demonstration Analysis Report For For Management in Connection to Convertible Bond Issuance 5 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 6 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 7 Approve Commitment from Directors, For For Management Senior Management, Controlling Shareholder and Ultimate Controlling Shareholder Regarding Counter-dilution Measures 8 Approve Report on the Usage of For For Management Previously Raised Funds 9 Approve Principles of Bondholders For For Management Meeting 10 Approve Shareholder Return Plan For For Management 11 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- HARBIN GLORIA PHARMACEUTICALS CO., LTD. Ticker: 002437 Security ID: Y30688108 Meeting Date: DEC 13, 2019 Meeting Type: Special Record Date: DEC 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Equity Disposal For For Management 2 Elect Zeng Lili as Supervisor For For Management -------------------------------------------------------------------------------- HARBIN GLORIA PHARMACEUTICALS CO., LTD. Ticker: 002437 Security ID: Y30688108 Meeting Date: MAR 16, 2020 Meeting Type: Special Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Dong Qi as Independent Director For For Shareholder -------------------------------------------------------------------------------- HARBIN GLORIA PHARMACEUTICALS CO., LTD. Ticker: 002437 Security ID: Y30688108 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Profit Distribution For For Management 5 Approve Shareholder Return Plan For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Financial Statements For For Management 8 Approve 2019 Remuneration of Directors For For Management and Supervisors 9 Approve 2020 Remuneration of Directors For For Management and Supervisors 10 Approve of the Unrecovered Loss For For Management Reaching 1/3 of Total Paid-in Capital 11.1 Elect Zhu Jiman as Non-Independent For For Shareholder Director 11.2 Elect Wang Dongxu as Non-Independent For For Shareholder Director 11.3 Elect Wang Yu as Non-Independent For For Shareholder Director 11.4 Elect Diao Xiuqiang as Non-Independent For For Shareholder Director 12.1 Elect Dong Qi as Independent Director For For Shareholder 12.2 Elect Xue Hui as Independent Director For For Shareholder 12.3 Elect Yang Huarong as Independent For For Shareholder Director 13.1 Elect Hao Bingyuan as Supervisor For For Shareholder 13.2 Elect Zeng Lili as Supervisor For For Shareholder -------------------------------------------------------------------------------- HE BEI CHENG DE LOLO CO., LTD. Ticker: 000848 Security ID: Y3120K107 Meeting Date: APR 20, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Profit Distribution For For Management 5 Approve Financial Statements For For Management 6 Approve Signing of Financial Services For Against Management Framework Agreement 7 Approve Financial and Internal Control For For Management Auditor 8 Amend Articles of Association For For Management -------------------------------------------------------------------------------- HE BEI CHENG DE LOLO CO., LTD. Ticker: 000848 Security ID: Y3120K107 Meeting Date: MAY 15, 2020 Meeting Type: Special Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Liang Qichao as Non-Independent For For Management Director 1.2 Elect Ding Xingxian as Non-Independent For For Management Director 1.3 Elect Ma Xiang as Non-Independent For For Management Director 1.4 Elect Zeng Bo as Non-Independent For For Management Director 1.5 Elect Yang Dongshi as Non-Independent For For Management Director 1.6 Elect Liu Zhigang as Non-Independent For For Management Director 2.1 Elect Dong Guoyun as Independent For For Management Director 2.2 Elect Wang Jianming as Independent For For Management Director 2.3 Elect Huang Jianfeng as Independent For For Management Director 3.1 Elect Huang Min as Supervisor For For Management 3.2 Elect Liu Jian as Supervisor For For Management -------------------------------------------------------------------------------- HEFEI MEIYA OPTOELECTRONIC TECHNOLOGY INC. Ticker: 002690 Security ID: Y3123L102 Meeting Date: SEP 10, 2019 Meeting Type: Special Record Date: SEP 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Investment in Financial For Against Management Products -------------------------------------------------------------------------------- HEFEI MEIYA OPTOELECTRONIC TECHNOLOGY INC. Ticker: 002690 Security ID: Y3123L102 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAY 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Financial Budget Report For For Management 6 Approve Allocation of Income and For For Management Dividends 7 Approve Remuneration of Directors, For For Management Supervisors and Senior Management Members 8 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 9 Amend Articles of Association and For For Management Amend Rules and Procedures Regarding Meetings of Board of Directors 10 Approve Appointment of Auditor For For Management 11 Approve Credit Line Bank Application For For Management 12 Approve Use of Idle Raised Funds and For Against Management Own Funds to Conduct Cash Management 13.1 Elect Tian Ming as Non-Independent For For Management Director 13.2 Elect Shen Haibin as Non-Independent For For Management Director 13.3 Elect Hao Xianjin as Non-Independent For For Management Director 14.1 Elect Zhang Benzhao as Independent For For Management Director 14.2 Elect Chu Yuming as Independent For For Management Director 14.3 Elect Yang Morong as Independent For For Management Director 15.1 Elect Han Liming as Supervisor For For Management 15.2 Elect Ni Yingjiu as Supervisor For For Management -------------------------------------------------------------------------------- HENAN SENYUAN ELECTRIC CO., LTD. Ticker: 002358 Security ID: Y3122L103 Meeting Date: OCT 08, 2019 Meeting Type: Special Record Date: SEP 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association to Expand Business Scope 2 Approve Equity Acquisition For For Shareholder -------------------------------------------------------------------------------- HENAN SENYUAN ELECTRIC CO., LTD. Ticker: 002358 Security ID: Y3122L103 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Daily Related Party For For Management Transactions 7 Approve Application of Comprehensive For For Management Bank Credit Lines -------------------------------------------------------------------------------- HENGDIAN GROUP DMEGC MAGNETICS CO., LTD. Ticker: 002056 Security ID: Y3158L100 Meeting Date: APR 02, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Financial Budget Report For For Management 6 Approve Allocation of Income and For For Management Dividends 7 Approve Appointment of Auditor For For Management 8 Approve Daily Related-Party For For Management Transactions 9 Approve Use of Idle Funds to Purchase For Against Management Financial Products 10.1 Elect He Shijin as Non-Independent For For Management Director 10.2 Elect Xu Wencai as Non-Independent For For Management Director 10.3 Elect Hu Tiangao as Non-Independent For For Management Director 10.4 Elect Ren Hailiang as Non-Independent For For Management Director 11.1 Elect Yang Liuyong as Independent For For Management Director 11.2 Elect Lv Yan as Independent Director For For Management 11.3 Elect Liu Baoyu as Independent Director For For Management 12.1 Elect Li Guoping as Supervisor For For Management 12.2 Elect Wu Weimin as Supervisor For For Management -------------------------------------------------------------------------------- HOLITECH TECHNOLOGY CO. LTD. Ticker: 002217 Security ID: Y7677V101 Meeting Date: AUG 19, 2019 Meeting Type: Special Record Date: AUG 14, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Su Kangjian as Non-Independent For For Management Director 2 Approve Company's Eligibility for For For Management Corporate Bond Issuance 3.1 Approve Issue Size, and Issue Manner For For Management 3.2 Approve Target Subscribers For For Management 3.3 Approve Bond Maturity For For Management 3.4 Approve Use of Proceeds For For Management 3.5 Approve Par Value and Issue Price For For Management 3.6 Approve Method of Principal and For For Management Interest Payment 3.7 Approve Bond Interest Rate and Method For For Management of Determination 3.8 Approve Terms of Redemption For For Management 3.9 Approve Guarantee in Relation to Bond For For Management Issuance 3.10 Approve Underwriting Manner For For Management 3.11 Approve Arrangements for Placing Bonds For For Management with Shareholders 3.12 Approve Listing of the Bonds For For Management 3.13 Approve Safeguard Measures of Debts For For Management Repayment 3.14 Approve Resolution Validity Period For For Management 4 Approve Authorization of the Board to For For Management Handle All Matters Related to Corporate Bond Issuance 5 Approve Cooperation Agreement with For For Management Local Government -------------------------------------------------------------------------------- HOLITECH TECHNOLOGY CO. LTD. Ticker: 002217 Security ID: Y7677V101 Meeting Date: NOV 19, 2019 Meeting Type: Special Record Date: NOV 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Additional Related-party For For Management Transactions -------------------------------------------------------------------------------- HOLITECH TECHNOLOGY CO. LTD. Ticker: 002217 Security ID: Y7677V101 Meeting Date: DEC 27, 2019 Meeting Type: Special Record Date: DEC 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management 2 Approve Corporate Bonds For For Shareholder 3 Approve Asset-backed Plan For For Shareholder 4 Approve Provision of Guarantee For For Shareholder -------------------------------------------------------------------------------- HOLITECH TECHNOLOGY CO. LTD. Ticker: 002217 Security ID: Y7677V101 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Internal Control For For Management Self-evaluation Report 4 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 5 Approve Authorization of Chairman to For For Management Handle Application of Loan from Financial Institution 6 Approve Provision of Guarantee For For Management 7 Approve Profit Distribution for First For For Shareholder Quarter 8 Approve Use of Idle Own Funds to For For Management Invest in Financial Products 9 Approve Daily Related-party For For Management Transactions 10 Approve Financial Statements For For Management 11 Approve Authorization of Chairman to For For Management Handle the Borrowings from Shareholder and Related-party Transaction 12 Approve Report of the Board of For For Management Supervisors 13.1 Elect Chen Guisheng as Non-independent For For Shareholder Director 13.2 Elect Huang Xuhui as Non-independent For For Shareholder Director 13.3 Elect Zheng Shu as Non-independent For For Shareholder Director 13.4 Elect Lin Weijie as Non-independent For For Shareholder Director 13.5 Elect Su Qiying as Non-independent For For Shareholder Director 13.6 Elect Ma Xiaojun as Non-independent For For Shareholder Director 13.7 Elect Wang Yongyong as Non-independent For For Management Director 14.1 Elect Li Lu as Independent Director For For Management 14.2 Elect Xu Bo as Independent Director For For Management 14.3 Elect Lin Liyong as Independent For For Management Director 14.4 Elect Yan Hui as Independent Director For For Management 15.1 Elect Wang Zuo as Supervisor For For Shareholder 15.2 Elect Wu Binbin as Supervisor For For Shareholder 16 Approve Profit Distribution For For Shareholder -------------------------------------------------------------------------------- HONGDA XINGYE CO., LTD. Ticker: 002002 Security ID: Y44450115 Meeting Date: AUG 21, 2019 Meeting Type: Special Record Date: AUG 14, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee for For For Management Wholly-Owned Subsidiary (1) 2 Approve Provision of Guarantee for For For Management Wholly-Owned Subsidiary (2) -------------------------------------------------------------------------------- HONGDA XINGYE CO., LTD. Ticker: 002002 Security ID: Y44450115 Meeting Date: SEP 16, 2019 Meeting Type: Special Record Date: SEP 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Zhou Yifeng as Non-Independent For For Management Director 1.2 Elect Wang Yuyue as Non-Independent For For Management Director 1.3 Elect Cai Hongbing as Non-Independent For For Management Director 1.4 Elect Lin Junjie as Non-Independent For For Management Director 1.5 Elect Lin Shaohan as Non-Independent For For Management Director 1.6 Elect Hao Haibing as Non-Independent For For Management Director 2.1 Elect Cui Yi as Independent Director For For Management 2.2 Elect Wen He as Independent Director For For Management 2.3 Elect Liao Ruihao as Independent For For Management Director 3.1 Elect Xu Zeng as Supervisor For For Management 3.2 Elect Zhang Peng as Supervisor For For Management 3.3 Elect Zhou Mingyue as Supervisor For For Management 4 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- HONGDA XINGYE CO., LTD. Ticker: 002002 Security ID: Y44450115 Meeting Date: NOV 15, 2019 Meeting Type: Special Record Date: NOV 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- HONGDA XINGYE CO., LTD. Ticker: 002002 Security ID: Y44450115 Meeting Date: DEC 02, 2019 Meeting Type: Special Record Date: NOV 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extension of Validity Period For For Management for Convertible Bond Issuance 2 Approve Authorization of Board to For For Management Handle Extension of Validity Period for Convertible Bond Issuance -------------------------------------------------------------------------------- HONGDA XINGYE CO., LTD. Ticker: 002002 Security ID: Y44450115 Meeting Date: MAR 25, 2020 Meeting Type: Special Record Date: MAR 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Issue Time For For Management 2.3 Approve Target Subscribers and For For Management Subscription Method 2.4 Approve Issue Size and Amount of For For Management Proceeds 2.5 Approve Pricing Reference Date and For For Management Issue Price 2.6 Approve Lock-up Period For For Management 2.7 Approve Distribution Arrangement For For Management Before Issuance of Cumulative Earnings 2.8 Approve Resolution Validity Period For For Management 2.9 Approve Listing Exchange For For Management 2.10 Approve Use of Proceeds For For Management 3 Approve Private Placement of Shares For For Management 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Report on the Usage of For For Management Previously Raised Funds 6 Approve Signing of Share Subscription For For Management Contract 7 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 8 Approve Commitment from Directors, For For Management Senior Management, Controlling Shareholder, and Ultimate Controller Regarding Counter-dilution Measures in Connection to the Private Placement 9 Approve Related Party Transactions in For For Management Connection to Private Placement 10 Approve Authorization of Board to For For Management Handle All Related Matters 11 Approve Provision of Guarantee for For For Management Wholly-owned Subsidiary 12 Approve Provision of Guarantee by For For Management Wholly-owned Subsidiary -------------------------------------------------------------------------------- HONGDA XINGYE CO., LTD. Ticker: 002002 Security ID: Y44450115 Meeting Date: APR 22, 2020 Meeting Type: Special Record Date: APR 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- HONGDA XINGYE CO., LTD. Ticker: 002002 Security ID: Y44450115 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 7 Approve Remuneration of Auditor For For Management 8 Approve to Appoint Auditor For For Management 9 Approve Daily Related-party For For Management Transactions 10 Approve Special Report on the Usage of For For Management Previously Raised Funds 11 Approve Guarantee Provision Plan For For Management 12 Elect Zheng Bodian as Supervisor For For Management -------------------------------------------------------------------------------- HUAFON MICROFIBRE (SHANGHAI) CO., LTD. Ticker: 300180 Security ID: Y3735L102 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Appointment of Auditor For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Profit Distribution For For Management 7 Approve Remuneration of Directors, For For Management Supervisors and Senior Management Members -------------------------------------------------------------------------------- HUAFON MICROFIBRE (SHANGHAI) CO., LTD. Ticker: 300180 Security ID: Y3735L102 Meeting Date: JUN 05, 2020 Meeting Type: Special Record Date: MAY 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Target Subscribers and For For Management Subscription Method 1.2 Approve Issue Price and Pricing Basis For For Management 1.3 Approve Issue Size For For Management 1.4 Approve Lock-up Period For For Management 2 Approve Private Placement of Shares For For Management 3 Approve Demonstration Analysis Report For For Management in Connection to Private Placement 4 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 5 Approve External Investment Management For For Management System 6 Elect Chu Li as Non-Independent For For Management Director -------------------------------------------------------------------------------- HUAGONG TECH CO., LTD. Ticker: 000988 Security ID: Y3740C105 Meeting Date: JUL 09, 2019 Meeting Type: Special Record Date: JUL 03, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Authorization on Disposal of For For Management Financial Assets -------------------------------------------------------------------------------- HUAGONG TECH CO., LTD. Ticker: 000988 Security ID: Y3740C105 Meeting Date: DEC 20, 2019 Meeting Type: Special Record Date: DEC 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Changes and Postponement of For For Management Partial Raised Fund Investment Project -------------------------------------------------------------------------------- HUAGONG TECH CO., LTD. Ticker: 000988 Security ID: Y3740C105 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: APR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Financial Budget Report For For Management 6 Approve Remuneration of Directors For For Management 7 Approve Remuneration of Supervisors For For Management 8 Approve to Appoint Auditor For For Management 9 Approve Allocation of Income and For For Management Dividends 10 Approve Provision of Guarantees For For Management -------------------------------------------------------------------------------- HUAPONT LIFE SCIENCES CO., LTD. Ticker: 002004 Security ID: Y15896114 Meeting Date: SEP 06, 2019 Meeting Type: Special Record Date: SEP 03, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Amend Decision-making System of For For Management Related-party Transactions 3 Amend Management System of External For For Management Guarantees 4 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors -------------------------------------------------------------------------------- HUAPONT LIFE SCIENCES CO., LTD. Ticker: 002004 Security ID: Y15896114 Meeting Date: DEC 30, 2019 Meeting Type: Special Record Date: DEC 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Credit Line Bank Application For Against Management and Guarantee 2 Approve Additional 2019 Daily Related For For Management Party Transactions and 2020 Daily Related Party Transactions 3 Approve Foreign Exchange Forward For For Management Transactions and Foreign Exchange Option Portfolio and Other Businesses -------------------------------------------------------------------------------- HUAPONT LIFE SCIENCES CO., LTD. Ticker: 002004 Security ID: Y15896114 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 7 Approve Appointment of Auditor For For Management 8 Amend Articles of Association For For Management 9 Amend Provision of Financial For For Management Assistance Management Method 10 Amend Management System of Usage of For For Management Raised Funds 11 Amend Management System for Providing For For Management External Guarantees 12 Approve Provision of Guarantee For For Management 13 Approve Provision of Financial For For Management Assistance 14 Approve Issuance of Medium-term Notes For For Management 15 Approve Overseas Issuance of Bonds For Against Management -------------------------------------------------------------------------------- HUAPONT LIFE SCIENCES CO., LTD. Ticker: 002004 Security ID: Y15896114 Meeting Date: JUN 12, 2020 Meeting Type: Special Record Date: JUN 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve the Spin-off of Its Subsidiary For For Management Shandong Kaisheng New Materials Co., Ltd. to the ChiNext Listing to Comply with Relevant Laws and Regulations 2 Approve Spin-off of Shandong Kaisheng For For Management New Materials Co., Ltd. Initial Public Offering and Listing on ChiNext 3 Approve the Plan for the Spin-off of For For Management the Subsidiary Shandong Kaisheng New Materials Co., Ltd. to the ChiNext Listing (Revised Draft) 4 Approve the Spin-off and Listing of For For Management Shandong Kaisheng New Materials Co., Ltd. Complies with the "Several Provisions on the Pilot Domestic Listing of Subsidiaries of Listed Companies" 5 Approve the Spin-off of Shandong For For Management Kaisheng New Materials Co., Ltd. Listing on ChiNext is Conducive to Safeguarding the Legitimate Rights and Interests of Shareholders and Creditors 6 Approve the Company's Ability to For For Management Maintain Independence and Continuous Operation 7 Approve Shandong Kaisheng New For For Management Materials Co., Ltd. has the Corresponding Standard Operation Capabilities 8 Approve Authorization of the Board and For For Management the Chairman to Handle All Related Matters -------------------------------------------------------------------------------- HUAXI SECURITIES CO., LTD. Ticker: 002926 Security ID: Y374D7102 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: JUN 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Remuneration of Directors For For Management 8 Approve Remuneration of Supervisors For For Management 9 Amend Articles of Association For For Management 10 Approve Related Party Transactions For For Management 11 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members -------------------------------------------------------------------------------- HUAYI BROTHERS MEDIA CORP. Ticker: 300027 Security ID: Y3743R109 Meeting Date: JUL 19, 2019 Meeting Type: Special Record Date: JUL 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- HUAYI BROTHERS MEDIA CORP. Ticker: 300027 Security ID: Y3743R109 Meeting Date: SEP 18, 2019 Meeting Type: Special Record Date: SEP 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Application of Loan by For For Management Wholly-owned Subsidiary 2 Approve Application of Bank Credit For For Management Lines 3 Approve Provision of Domestic Pledge For For Management for Overseas Loans of Wholly-Owned Subsidiary -------------------------------------------------------------------------------- HUAYI BROTHERS MEDIA CORP. Ticker: 300027 Security ID: Y3743R109 Meeting Date: SEP 19, 2019 Meeting Type: Special Record Date: SEP 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction in For For Management Connection to Disposal Agreement -------------------------------------------------------------------------------- HUAYI BROTHERS MEDIA CORP. Ticker: 300027 Security ID: Y3743R109 Meeting Date: NOV 29, 2019 Meeting Type: Special Record Date: NOV 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Application of Comprehensive For For Management Bank Credit Lines 2 Approve Provision of Guarantee to For For Management Company 3 Approve Change of Auditor For For Management -------------------------------------------------------------------------------- HUAYI BROTHERS MEDIA CORP. Ticker: 300027 Security ID: Y3743R109 Meeting Date: JAN 16, 2020 Meeting Type: Special Record Date: JAN 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Application of Comprehensive For For Management Credit Lines from China Merchants Bank 2 Approve Related Party Transaction in For For Management Connection to Provision of Pledge Guarantee 3 Approve Application of Comprehensive For For Management Credit Lines from China Zheshang Bank 4 Approve Related Party Transaction in For For Management Connection to Guarantee Provision Plan 5 Approve Related Party Transaction in For For Management Connection to Changes in Loan Guarantee -------------------------------------------------------------------------------- HUAYI BROTHERS MEDIA CORP. Ticker: 300027 Security ID: Y3743R109 Meeting Date: FEB 20, 2020 Meeting Type: Special Record Date: FEB 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Supplementary Guarantee for For For Management the Company's Comprehensive Credit Line Application 2 Approve Supplementary Guarantee for For For Management the Company's Bank Loan -------------------------------------------------------------------------------- HUAYI BROTHERS MEDIA CORP. Ticker: 300027 Security ID: Y3743R109 Meeting Date: MAR 16, 2020 Meeting Type: Special Record Date: MAR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Loan and Related Party For For Management Transactions -------------------------------------------------------------------------------- HUAYI BROTHERS MEDIA CORP. Ticker: 300027 Security ID: Y3743R109 Meeting Date: MAY 11, 2020 Meeting Type: Special Record Date: MAY 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Transfer of Equity Income For For Management Rights and Repurchase Extension as well as Guarantee Period Extension -------------------------------------------------------------------------------- HUAYI BROTHERS MEDIA CORP. Ticker: 300027 Security ID: Y3743R109 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For Against Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisor 4 Approve Financial Statements For Against Management 5 Approve Financial Report For Against Management 6 Approve Profit Distribution For For Management 7 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 8 Approve Related Party Transaction For For Management 9 Approve Remuneration of Directors For For Management 10 Approve Remuneration of Supervisors For For Management 11 Approve Changes in Accounting Policies For For Management 12 Elect Gao Hui as Non-Independent For For Management Director 13 Approve Repurchase and Cancellation of For For Management Performance Shares 14 Approve Change in Usage of Raise Funds For For Management to Permanently Replenish Company's Working Capital 15 Approve Company's Eligibility for For For Management Private Placement of Shares 16.1 Approve Share Type and Par Value For For Management 16.2 Approve Issue Manner For For Management 16.3 Approve Pricing Method and Issue Price For For Management 16.4 Approve Issue Size For For Management 16.5 Approve Target Subscribers and For For Management Subscription Method 16.6 Approve Lock-up Period For For Management 16.7 Approve Listing Exchange For For Management 16.8 Approve Resolution Validity Period For For Management 16.9 Approve Distribution Arrangement of For For Management Undistributed Earnings 16.10 Approve Amount and Use of Proceeds For For Management 17 Approve Plan on Private Placement of For For Management Shares 18 Approve Demonstration Analysis Report For For Management in Connection to Private Placement 19 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 20 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 21 Approve Shareholder Return Plan For For Management 22 Approve Report on the Usage of For For Management Previously Raised Funds 23 Approve to Establish a Special Deposit For For Management Account for Raised Funds 24.1 Approve Conditional Share Subscription For For Management Agreement with Zhejiang Dongyang Alibaba Pictures Co., Ltd. 24.2 Approve Conditional Share Subscription For For Management Agreement with Shenzhen Tencent Computer System Co., Ltd. 24.3 Approve Conditional Share Subscription For For Management Agreement with Sunshine Life Insurance Co., Ltd. 24.4 Approve Conditional Share Subscription For For Management Agreement with Xiangshan Dacheng Tianxia Cultural Development Co., Ltd. 24.5 Approve Conditional Share Subscription For For Management Agreement with Shanghai Yuyuan Tourist Mall (Group) Co., Ltd. 24.6 Approve Conditional Share Subscription For For Management Agreement with Beijing Minghe Investment Group Co., Ltd. 24.7 Approve Conditional Share Subscription For For Management Agreement with Xintai Life Insurance Co., Ltd. 24.8 Approve Conditional Share Subscription For For Management Agreement with Ningbo Sanli Jingkong Industrial Co., Ltd. 24.9 Approve Conditional Share Subscription For For Management Agreement with Shandong Jingda Technology Industry Development Co., Ltd. 25.1 Approve Signing of Conditional For For Management Strategic Cooperation Framework Agreement with Zhejiang Dongyang Alibaba Pictures Co., Ltd. 25.2 Approve Signing of Conditional For For Management Strategic Cooperation Framework Agreement with Shenzhen Tencent Computer System Co., Ltd. 25.3 Approve Signing of Conditional For For Management Strategic Cooperation Framework Agreement with Sunshine Life Insurance Co., Ltd. 25.4 Approve Signing of Conditional For For Management Strategic Cooperation Framework Agreement with Xiangshan Dacheng Tianxia Cultural Development Co., Ltd. 25.5 Approve Signing of Conditional For For Management Strategic Cooperation Framework Agreement with Shanghai Yuyuan Tourist Mall (Group) Co., Ltd. 25.6 Approve Signing of Conditional For For Management Strategic Cooperation Framework Agreement with Beijing Minghe Investment Group Co., Ltd. 25.7 Approve Signing of Conditional For For Management Strategic Cooperation Framework Agreement with Xintai Life Insurance Co., Ltd. 25.8 Approve Signing of Conditional For For Management Strategic Cooperation Framework Agreement with Ningbo Sanli Jingkong Industrial Co., Ltd. 25.9 Approve Signing of Conditional For For Management Strategic Cooperation Framework Agreement with Shandong Jingda Technology Industry Development Co., Ltd. 26 Approve Authorization of the Board to For For Management Handle All Related Matters 27 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- HUAYI BROTHERS MEDIA CORP. Ticker: 300027 Security ID: Y3743R109 Meeting Date: MAY 22, 2020 Meeting Type: Special Record Date: MAY 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extension of Entrusted Loan For For Management Application, Guarantee Pledge Provision and Provision of Guarantee by Related Natural Person -------------------------------------------------------------------------------- HUBEI ENERGY GROUP CO., LTD. Ticker: 000883 Security ID: Y3747A102 Meeting Date: OCT 09, 2019 Meeting Type: Special Record Date: SEP 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Tian Zexin as Non-Independent For For Management Director 2 Approve Appointment of Auditor For For Management -------------------------------------------------------------------------------- HUBEI ENERGY GROUP CO., LTD. Ticker: 000883 Security ID: Y3747A102 Meeting Date: OCT 25, 2019 Meeting Type: Special Record Date: OCT 21, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Loan Application For For Management -------------------------------------------------------------------------------- HUBEI ENERGY GROUP CO., LTD. Ticker: 000883 Security ID: Y3747A102 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAY 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Internal Control For For Management Auditor 2 Approve Financial Statements For For Management 3 Approve Allocation of Income and For For Management Dividends 4 Approve Report of the Board of For For Management Directors 5 Approve Report of the Board of For For Management Supervisors 6 Approve Annual Report and Summary For For Management 7 Approve to Appoint Auditor For For Management 8 Approve Deposit and Loan Related For Against Management Transaction 9 Approve Issuance of Super Short-term For For Management Commercial Papers -------------------------------------------------------------------------------- HUBEI ENERGY GROUP CO., LTD. Ticker: 000883 Security ID: Y3747A102 Meeting Date: JUN 19, 2020 Meeting Type: Special Record Date: JUN 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Tian Zexin as Non-Independent For For Management Director 1.2 Elect Wen Zhenfu as Non-Independent For For Management Director 1.3 Elect Chen Zhixiang as Non-Independent For For Management Director 1.4 Elect Guan Jielin as Non-Independent For For Management Director 1.5 Elect Huang Zhongchu as For For Management Non-Independent Director 1.6 Elect Zhong Ruyao as Non-Independent For For Management Director 2.1 Elect Li Xiyuan as Independent Director For For Management 2.2 Elect Yang Hanming as Independent For For Management Director 2.3 Elect Li Yinxiang as Independent For For Management Director 3.1 Elect Yang Guifang as Supervisor For For Shareholder 3.2 Elect Guo Jianan as Supervisor For For Shareholder 3.3 Elect Zhang Tangrong as Supervisor For For Shareholder -------------------------------------------------------------------------------- HUBEI FUXING SCIENCE & TECHNOLOGY CO., LTD. Ticker: 000926 Security ID: Y3747K100 Meeting Date: SEP 16, 2019 Meeting Type: Special Record Date: SEP 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Approve Repurchase of the Company's For For Management Shares 3 Approve Authorization of Board to For For Management Handle All Related Matters Regarding Repurchase of the Company's Shares -------------------------------------------------------------------------------- HUNAN DAKANG INTERNATIONAL FOOD & AGRICULTURE CO., LTD. Ticker: 002505 Security ID: Y3759G104 Meeting Date: JUL 17, 2019 Meeting Type: Special Record Date: JUL 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve New Guarantee For Against Management -------------------------------------------------------------------------------- HUNAN DAKANG INTERNATIONAL FOOD & AGRICULTURE CO., LTD. Ticker: 002505 Security ID: Y3759G104 Meeting Date: JAN 31, 2020 Meeting Type: Special Record Date: JAN 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extension of Resolution For Against Management Validity Period in Connection to Private Placement 2 Approve Extension in Authorization for For Against Management Board to Handle All Matters Related to Private Placement -------------------------------------------------------------------------------- HUNAN DAKANG INTERNATIONAL FOOD & AGRICULTURE CO., LTD. Ticker: 002505 Security ID: Y3759G104 Meeting Date: MAR 16, 2020 Meeting Type: Special Record Date: MAR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For Against Management Private Placement of Shares 2.1 Approve Issue Price and Pricing Manner For Against Management 2.2 Approve Lock-up Period For Against Management 2.3 Approve Resolution Validity Period For Against Management 3 Approve Plan on Private Placement of For Against Management Shares 4 Approve Feasibility Analysis Report on For Against Management the Use of Proceeds 5 Approve Impact of Dilution of Current For Against Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 6 Approve Shareholder Return Plan For Against Management 7 Approve Related Party Transactions in For Against Management Connection to Private Placement 8 Approve Signing of Supplemental For Against Management Subscription Agreement -------------------------------------------------------------------------------- HUNAN DAKANG INTERNATIONAL FOOD & AGRICULTURE CO., LTD. Ticker: 002505 Security ID: Y3759G104 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements and For For Management Financial Budget Report 5 Approve Profit Distribution For For Management 6 Approve Daily Related-party For For Management Transactions 7 Approve Guarantee Provision Plan For Against Management 8 Approve to Appoint Auditor For For Management 9 Approve Remuneration of Directors, For For Management Supervisors and Senior Management 10 Amend Management System of Providing For For Management External Guarantees 11 Approve Financial Derivatives For For Management Transaction Management System 12 Approve Amendments to Articles of For For Management Association 13 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 14 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 15 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 16.1 Elect Ge Junjie as Non-Independent For For Shareholder Director 16.2 Elect Shen Weiping as Non-Independent For For Shareholder Director 16.3 Elect Yan Dongming as Non-Independent For For Shareholder Director 16.4 Elect Zhang Fuqiang as Non-Independent For For Shareholder Director 17.1 Elect Huang Zemin as Independent For For Shareholder Director 17.2 Elect Jiang Bailing as Independent For For Shareholder Director 17.3 Elect Wang Qishan as Independent For For Shareholder Director 18.1 Elect Xu Honglin as Supervisor For For Shareholder 18.2 Elect Ruan Jiemin as Supervisor For For Shareholder -------------------------------------------------------------------------------- HUNAN DAKANG INTERNATIONAL FOOD & AGRICULTURE CO., LTD. Ticker: 002505 Security ID: Y3759G104 Meeting Date: JUN 10, 2020 Meeting Type: Special Record Date: JUN 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Management System of Raised Funds For For Management 2 Approve Change of Registered Capital For For Management and Amend Articles of Association -------------------------------------------------------------------------------- HUNAN DAKANG INTERNATIONAL FOOD & AGRICULTURE CO., LTD. Ticker: 002505 Security ID: Y3759G104 Meeting Date: JUN 22, 2020 Meeting Type: Special Record Date: JUN 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors -------------------------------------------------------------------------------- HUNAN GOLD CORP. LTD. Ticker: 002155 Security ID: Y1328M107 Meeting Date: AUG 22, 2019 Meeting Type: Special Record Date: AUG 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Corporate Bond Issuance 2.1 Approve Issue Size For For Management 2.2 Approve Interest Rate and Method of For For Management Determination 2.3 Approve Target Subscribers For For Management 2.4 Approve Bond Maturity For For Management 2.5 Approve Usage of Raised Funds For For Management 2.6 Approve Listing Exchange For For Management 2.7 Approve Issue Manner For For Management 2.8 Approve Guarantee Provision For For Management 2.9 Approve Resolution Validity Period For For Management 3 Approve Authorization of the Board to For For Management Handle All Matters Related to Corporate Bond Issuance -------------------------------------------------------------------------------- HUNAN GOLD CORP. LTD. Ticker: 002155 Security ID: Y1328M107 Meeting Date: APR 27, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements and For For Management Financial Budget Report 5 Approve 2019 Investment Plan and 2020 For For Management Investment Plan Arrangement 6 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 7 Approve Appointment of Auditor For For Management 8 Approve Debt Financing Plan For For Management 9 Approve Daily Related-Party For For Management Transactions 10 Approve Development of Gold Leasing For For Management Business 11 Amend Articles of Association For Against Management 12 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 13 Approve Special Report on the Deposit For For Management and Usage of Raised Funds -------------------------------------------------------------------------------- HUNAN VALIN STEEL CO., LTD. Ticker: 000932 Security ID: Y3767Q102 Meeting Date: SEP 24, 2019 Meeting Type: Special Record Date: SEP 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Zhao Junwu as Independent For For Shareholder Director 2 Approve Amendments to Articles of For For Management Association 3 Amend Rules and Procedures Regarding For Against Management General Meetings of Shareholders 4 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 5 Amend the Work System of Independent For For Management Directors 6 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 7 Amend Working Rules of the For For Management Remuneration and Evaluation Management System of Board of Senior Management Members 8 Approve Equity Acquisition Agreement For For Management -------------------------------------------------------------------------------- HUNAN VALIN STEEL CO., LTD. Ticker: 000932 Security ID: Y3767Q102 Meeting Date: DEC 18, 2019 Meeting Type: Special Record Date: DEC 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Appointment of Financial For For Management Auditor 2 Approve Appointment of Internal For For Management Control Auditor -------------------------------------------------------------------------------- HUNAN VALIN STEEL CO., LTD. Ticker: 000932 Security ID: Y3767Q102 Meeting Date: APR 08, 2020 Meeting Type: Annual Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Daily Related-Party For Against Management Transactions 7 Approve Fixed Assets Investment Plan For For Management 8 Amend Articles of Association For For Management 9 Elect Huang Shaoming as For For Shareholder Non-Independent Director -------------------------------------------------------------------------------- HUNAN VALIN STEEL CO., LTD. Ticker: 000932 Security ID: Y3767Q102 Meeting Date: MAY 21, 2020 Meeting Type: Special Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Issuance of Convertible Bonds 2.1 Approve Issue Type For For Management 2.2 Approve Issue Scale For For Management 2.3 Approve Par Value and Issue Price For For Management 2.4 Approve Bond Maturity For For Management 2.5 Approve Bond Interest Rate For For Management 2.6 Approve Method and Term for the For For Management Repayment of Principal and Interest 2.7 Approve Guarantee Matters For For Management 2.8 Approve Conversion Period For For Management 2.9 Approve Determination and Adjustment For For Management of Conversion Price 2.10 Approve Terms for Downward Adjustment For For Management of Conversion Price 2.11 Approve Method for Determining the For For Management Number of Shares for Conversion 2.12 Approve Terms of Redemption For For Management 2.13 Approve Terms of Sell-Back For For Management 2.14 Approve Dividend Distribution Post For For Management Conversion 2.15 Approve Issue Manner and Target For For Management Subscribers 2.16 Approve Placing Arrangement for For For Management Shareholders 2.17 Approve Matters Related to Bondholders For For Management Meeting 2.18 Approve Use of Proceeds For For Management 2.19 Approve Safekeeping of Raised Funds For For Management 2.20 Approve Validity Period For For Management 3 Approve Plan for Issuance of For For Management Convertible Bonds 4 Approve Feasibility Analysis Report on For For Management the Intended Usage of Raised Funds 5 Approve Report on the Usage of For For Management Previously Raised Funds 6 Approve Formulation of Rules and For For Management Procedures Regarding Convertible Corporate Bondholders Meeting 7 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 8 Approve Authorization of Board and Its For For Management Authorized Persons to Handle All Related Matters -------------------------------------------------------------------------------- HUOLINHE OPENCUT COAL INDUSTRY CORP. LTD. OF INNER MONGOLIA Ticker: 002128 Security ID: Y3772Z105 Meeting Date: JUL 08, 2019 Meeting Type: Special Record Date: JUL 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related-party Transaction For For Management 2 Approve Provision of Entrusted Loan to For For Management Subsidiary 3 Approve Extension of Validity Period For For Management for Resolution on Major Asset Restructuring and Authorize Board to Handle Related Matters -------------------------------------------------------------------------------- HUOLINHE OPENCUT COAL INDUSTRY CORP. LTD. OF INNER MONGOLIA Ticker: 002128 Security ID: Y3772Z105 Meeting Date: AUG 27, 2019 Meeting Type: Special Record Date: AUG 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Incorporation of Tongliao For For Management Tongfa New Energy Co., Ltd. 2 Approve Incorporation of Inner For For Management Mongolia Alashan New Energy Co., Ltd. -------------------------------------------------------------------------------- HUOLINHE OPENCUT COAL INDUSTRY CORP. LTD. OF INNER MONGOLIA Ticker: 002128 Security ID: Y3772Z105 Meeting Date: SEP 10, 2019 Meeting Type: Special Record Date: SEP 03, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Approve Interim Profit Distribution For For Management 3 Approve Daily Related-party For For Management Transactions -------------------------------------------------------------------------------- HUOLINHE OPENCUT COAL INDUSTRY CORP. LTD. OF INNER MONGOLIA Ticker: 002128 Security ID: Y3772Z105 Meeting Date: SEP 27, 2019 Meeting Type: Special Record Date: SEP 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Aluminum Futures Hedging For For Management Business -------------------------------------------------------------------------------- HUOLINHE OPENCUT COAL INDUSTRY CORP. LTD. OF INNER MONGOLIA Ticker: 002128 Security ID: Y3772Z105 Meeting Date: NOV 19, 2019 Meeting Type: Special Record Date: NOV 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management 2 Approve Adjustment on Investment Plan For For Management 3.1 Elect Wang Xueyuan as Non-Independent For For Management Director 3.2 Elect Shen Rui as Non-Independent For For Management Director 3.3 Elect Zhang Wenfeng as Non-Independent For For Management Director -------------------------------------------------------------------------------- HUOLINHE OPENCUT COAL INDUSTRY CORP. LTD. OF INNER MONGOLIA Ticker: 002128 Security ID: Y3772Z105 Meeting Date: DEC 13, 2019 Meeting Type: Special Record Date: DEC 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Transfer of Equity For For Management 2 Approve Provision and Receipt of For Against Management Entrusted Loans and Related Party Transactions -------------------------------------------------------------------------------- HUOLINHE OPENCUT COAL INDUSTRY CORP. LTD. OF INNER MONGOLIA Ticker: 002128 Security ID: Y3772Z105 Meeting Date: DEC 26, 2019 Meeting Type: Special Record Date: DEC 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision for Asset Impairment For For Management 2 Approve Asset Disposal For For Management -------------------------------------------------------------------------------- HUOLINHE OPENCUT COAL INDUSTRY CORP. LTD. OF INNER MONGOLIA Ticker: 002128 Security ID: Y3772Z105 Meeting Date: DEC 30, 2019 Meeting Type: Special Record Date: DEC 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Investment and Construction of For For Management Tongliao Power Plant Comprehensive Management of Ecological Environment in Ash Storage Yard Photovoltaic Power Project 2 Approve Investment and Construction of For For Management Alashan Zuoqi Photovoltaic Power Project 3 Approve Investment and Construction of For For Management Dalate Photovoltaic Power Generation Incentive Base Project 4 Approve Additional Daily Related Party For For Management Transactions 5 Approve Acceptance of Entrusted Loan For For Management and Related Party Transactions -------------------------------------------------------------------------------- HUOLINHE OPENCUT COAL INDUSTRY CORP. LTD. OF INNER MONGOLIA Ticker: 002128 Security ID: Y3772Z105 Meeting Date: MAR 02, 2020 Meeting Type: Special Record Date: FEB 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Daily Related Party Transaction For For Management 2 Approve Acceptance of Entrusted Loans For Against Management from Related Party -------------------------------------------------------------------------------- HUOLINHE OPENCUT COAL INDUSTRY CORP. LTD. OF INNER MONGOLIA Ticker: 002128 Security ID: Y3772Z105 Meeting Date: APR 20, 2020 Meeting Type: Special Record Date: APR 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management -------------------------------------------------------------------------------- HUOLINHE OPENCUT COAL INDUSTRY CORP. LTD. OF INNER MONGOLIA Ticker: 002128 Security ID: Y3772Z105 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Business Plan For For Management 6 Approve Financial Budget For For Management 7 Approve Investment Plan For For Management 8 Approve Related Party Transaction For For Management 9 Approve Application of Domestic For For Management Factoring Business 10 Approve Factoring Business with For For Management National Nuclear Commercial Factoring Co., Ltd. 11 Approve Application of Credit Lines For For Management 12 Approve Carry-out Hedging Business of For For Management Aluminum Futures 13 Approve Annual Report and Summary For For Management -------------------------------------------------------------------------------- HYBIO PHARMACEUTICAL CO.. LTD. Ticker: 300199 Security ID: Y3813D105 Meeting Date: JAN 16, 2020 Meeting Type: Special Record Date: JAN 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Approve Change in Fund-raising For For Management Investment Project and Completion of Projects 3.1 Elect Zeng Shaobin as Non-Independent For For Management Director 3.2 Elect PINXIANG YU as Non-Independent For For Management Director -------------------------------------------------------------------------------- HYBIO PHARMACEUTICAL CO.. LTD. Ticker: 300199 Security ID: Y3813D105 Meeting Date: MAR 10, 2020 Meeting Type: Special Record Date: MAR 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Credit Line and Guarantee For For Management Provision -------------------------------------------------------------------------------- HYBIO PHARMACEUTICAL CO.. LTD. Ticker: 300199 Security ID: Y3813D105 Meeting Date: MAR 23, 2020 Meeting Type: Special Record Date: MAR 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Time For For Management 2.3 Approve Target Subscribers and For For Management Subscription Method 2.4 Approve Issue Price and Pricing Basis For For Management 2.5 Approve Issue Size For For Management 2.6 Approve Lock-up Period For For Management 2.7 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.8 Approve Use of Proceeds For For Management 2.9 Approve Listing Exchange For For Management 2.10 Approve Resolution Validity Period For For Management 3 Approve Private Placement of Shares For For Management 4 Approve Demonstration Analysis Report For For Management in Connection to Private Placement 5 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 6 Approve Report on the Usage of For For Management Previously Raised Funds 7 Approve Signing of Share Subscription For For Management Agreement 8 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 9 Approve Shareholder Return Plan For For Management 10 Approve Authorization of Board to For For Management Handle All Related Matters 11 Elect Huang Zhenqiong as Supervisor For For Shareholder -------------------------------------------------------------------------------- HYBIO PHARMACEUTICAL CO.. LTD. Ticker: 300199 Security ID: Y3813D105 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: MAY 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Equity Distribution Plan For For Management 6 Approve Appointment of Auditor For For Management -------------------------------------------------------------------------------- HYTERA COMMUNICATIONS CORP. LTD. Ticker: 002583 Security ID: Y3815M103 Meeting Date: JUL 25, 2019 Meeting Type: Special Record Date: JUL 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Corporate Bond Issuance 2.1 Approve Issue Size For For Management 2.2 Approve Par Value and Issue Price For For Management 2.3 Approve Issue Manner For For Management 2.4 Approve Bond Maturity For For Management 2.5 Approve Bond Interest Rate and Method For For Management of Determination 2.6 Approve Target Subscribers and Placing For For Management Arrangement for Shareholders 2.7 Approve Terms of Redemption or Terms For For Management of Sell-Back 2.8 Approve Guarantee Matters For For Management 2.9 Approve Use of Proceeds For For Management 2.10 Approve Safeguard Measures of Debts For For Management Repayment 2.11 Approve Listing of the Bonds For For Management 2.12 Approve Underwriting Manner For For Management 2.13 Approve Resolution Validity Period For For Management 2.14 Approve Raised Funds Account For For Management 3 Approve Authorization of Board to For For Management Handle All Related Matters Regarding Issuance of Corporate Bond 4 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- HYTERA COMMUNICATIONS CORP. LTD. Ticker: 002583 Security ID: Y3815M103 Meeting Date: SEP 11, 2019 Meeting Type: Special Record Date: SEP 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Commercial Papers For For Management and Medium-term Notes 2 Authorization of the Board for For For Management Issuance of Commercial Papers and Medium-term Notes 3 Approve Repurchase and Cancellation of For For Management Performance Share Plan 4 Amend Articles of Association For For Management -------------------------------------------------------------------------------- HYTERA COMMUNICATIONS CORP. LTD. Ticker: 002583 Security ID: Y3815M103 Meeting Date: DEC 06, 2019 Meeting Type: Special Record Date: NOV 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Chen Qingzhou as Non-Independent For For Shareholder Director 1.2 Elect Jiang Yelin as Non-Independent For For Shareholder Director 1.3 Elect Zeng Hua as Non-Independent For For Shareholder Director 1.4 Elect Wu Mei as Non-Independent For For Shareholder Director 1.5 Elect Xu Nuo as Non-Independent For For Shareholder Director 1.6 Elect Peng Jianfeng as Non-Independent For For Shareholder Director 2.1 Elect Kong Xiangyun as Independent For For Shareholder Director 2.2 Elect Chen Zhi as Independent Director For For Shareholder 2.3 Elect Kong Ying as Independent Director For For Shareholder 3.1 Elect Wang Zhuo as Supervisor For For Shareholder 3.2 Elect Luo Junping as Supervisor For For Shareholder 4 Approve Appointment of Auditor For For Shareholder 5 Approve Transfer of Equity and Related For For Shareholder Party Transactions -------------------------------------------------------------------------------- HYTERA COMMUNICATIONS CORP. LTD. Ticker: 002583 Security ID: Y3815M103 Meeting Date: DEC 23, 2019 Meeting Type: Special Record Date: DEC 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendment of Performance For Against Management Shares Incentive Plan Phase 1 -------------------------------------------------------------------------------- HYTERA COMMUNICATIONS CORP. LTD. Ticker: 002583 Security ID: Y3815M103 Meeting Date: MAR 31, 2020 Meeting Type: Special Record Date: MAR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management 2 Approve Change in Project Content of For For Management Partial Raised Funds 3 Approve Repurchase and Cancellation of For For Management Performance Shares -------------------------------------------------------------------------------- HYTERA COMMUNICATIONS CORP. LTD. Ticker: 002583 Security ID: Y3815M103 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAY 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Remuneration of Directors, For Against Management Supervisors and Senior Management Members 7 Approve Application of Bank Credit For For Management Lines 8 Approve Provision of Guarantees to For For Management Subsidiaries 9 Amend Articles of Association For For Management 10.1 Elect Wei Dong as Non-independent For For Shareholder Director 10.2 Elect Sun Pengfei as Non-independent For For Shareholder Director -------------------------------------------------------------------------------- INFORE ENVIRONMENT TECHNOLOGY GROUP CO., LTD. Ticker: 000967 Security ID: Y98909107 Meeting Date: DEC 26, 2019 Meeting Type: Special Record Date: DEC 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Ma Gang as Non-Independent For For Management Director 1.2 Elect Kuang Guangxiong as For For Shareholder Non-Independent Director 1.3 Elect Shen Ke as Non-Independent For For Shareholder Director 1.4 Elect Chen Peiliang as Non-Independent For For Management Director 2.1 Elect Zhang Yu as Independent Director For For Management 2.2 Elect Li Ruidong as Independent For For Management Director 2.3 Elect Shi Shuiping as Independent For For Management Director 3.1 Elect Jiao Wanjiang as Supervisor For For Management 3.2 Elect Liu Kan as Supervisor For For Management -------------------------------------------------------------------------------- INFORE ENVIRONMENT TECHNOLOGY GROUP CO., LTD. Ticker: 000967 Security ID: Y98909107 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Use of Own Funds to Carry Out For Against Management Entrusted Asset Management 7 Approve Guarantee Provision Plan For For Management 8 Approve Provision of Guarantee to For For Management Clients 9 Approve Additional Bill Pool Business For Against Management 10 Approve Application of Comprehensive For For Management Bank Credit Lines and Authorize the Chairman to Sign the Bank Credit Contract 11 Approve Related Party Transactions For For Management 12 Approve to Appoint Auditor For For Management 13 Approve Company's Eligibility for For For Management Issuance of Convertible Bonds 14.1 Approve Issue Type For For Management 14.2 Approve Issue Scale For For Management 14.3 Approve Par Value and Issue Price For For Management 14.4 Approve Bond Maturity For For Management 14.5 Approve Bond Interest Rate For For Management 14.6 Approve Method and Term for the For For Management Repayment of Principal and Interest 14.7 Approve Conversion Period For For Management 14.8 Approve Determination and Adjustment For For Management of Conversion Price 14.9 Approve Terms for Downward Adjustment For For Management of Conversion Price 14.10 Approve Method on Handling Fractional For For Management Shares Upon Conversion 14.11 Approve Terms of Redemption For For Management 14.12 Approve Terms of Sell-Back For For Management 14.13 Approve Dividend Distribution Post For For Management Conversion 14.14 Approve Issue Manner and Target For For Management Subscribers 14.15 Approve Placing Arrangement for For For Management Shareholders 14.16 Approve Matters Related to Bondholders For For Management Meeting 14.17 Approve Use of Proceeds For For Management 14.18 Approve Safekeeping of Raised Funds For For Management 14.19 Approve Guarantee Matters For For Management 14.20 Approve Validity Period For For Management 15 Approve Plan for Issuance of For For Management Convertible Bonds 16 Approve Feasibility Analysis Report on For For Management the Intended Usage of Raised Funds 17 Approve Verification Report on the For For Management Usage of Previously Raised Funds 18 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 19 Approve Formulation of Rules and For For Management Procedures Regarding Convertible Corporate Bondholders Meeting 20 Approve Authorization of Board and Its For For Management Authorized Person to Handle All Related Matters 21 Approve Formulation of Shareholder For For Management Return Plan 22 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- INNER MONGOLIA XINGYE MINING CO., LTD. Ticker: 000426 Security ID: Y13689107 Meeting Date: DEC 30, 2019 Meeting Type: Special Record Date: DEC 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Sale of Equity of Chen Baerhu For For Management Qi Tiantong Mining Co., Ltd. 2 Approve Sale of Equity of Chifeng For For Management Fusheng Mining Co., Ltd. 3 Approve Sale of Equity of Balin Youqi For For Management Juyuan Mining Co., Ltd. -------------------------------------------------------------------------------- INNER MONGOLIA XINGYE MINING CO., LTD. Ticker: 000426 Security ID: Y13689107 Meeting Date: MAY 11, 2020 Meeting Type: Special Record Date: APR 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Debt Financing For For Management Plan or Trust Loans 2 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members -------------------------------------------------------------------------------- INNER MONGOLIA XINGYE MINING CO., LTD. Ticker: 000426 Security ID: Y13689107 Meeting Date: MAY 29, 2020 Meeting Type: Special Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Major Asset Restructure For For Management Performance Compensation Plan and Repurchase and Cancellation of Shares -------------------------------------------------------------------------------- JAFRON BIOMEDICAL CO., LTD. Ticker: 300529 Security ID: Y417B8109 Meeting Date: JAN 02, 2020 Meeting Type: Special Record Date: DEC 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extension of Use of Idle Funds For Against Management for Cash Management -------------------------------------------------------------------------------- JAFRON BIOMEDICAL CO., LTD. Ticker: 300529 Security ID: Y417B8109 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Financial Report For For Management 6 Approve Profit Distribution For For Management 7 Approve Remuneration of Directors and For For Management Senior Management Members 8 Approve Remuneration of Independent For For Management Directors 9 Approve Remuneration of Non-Employee For For Management Representative Supervisors 10 Approve Remuneration of Employee For For Management Representative Supervisors 11 Approve Appointment of Auditor For For Management 12 Approve Signing of Medical Device For For Management Industry (Blood Purification) Project Investment Cooperation Agreement 13.1 Elect Dong Fan as Non-Independent For For Management Director 13.2 Elect Lei Wen as Non-Independent For For Management Director 13.3 Elect Tang Xianmin as Non-Independent For For Management Director 13.4 Elect Zhang Guanghai as For For Management Non-Independent Director 13.5 Elect Zeng Kai as Non-Independent For For Management Director 13.6 Elect Li Feng as Non-Independent For For Management Director 14.1 Elect Cui Songning as Independent For For Management Director 14.2 Elect Zhou Linghong as Independent For For Management Director 14.3 Elect Yang Bai as Independent Director For For Management 15.1 Elect Peng Xiaohong as Supervisor For For Management 15.2 Elect Fang Lihua as Supervisor For For Management -------------------------------------------------------------------------------- JAFRON BIOMEDICAL CO., LTD. Ticker: 300529 Security ID: Y417B8109 Meeting Date: MAY 28, 2020 Meeting Type: Special Record Date: MAY 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Issue Type For For Management 1.2 Approve Issue Scale For For Management 1.3 Approve Existence Period For For Management 1.4 Approve Par Value and Issue Price For For Management 1.5 Approve Coupon Rate For For Management 1.6 Approve Method and Term for the For For Management Repayment of Principal and Interest 1.7 Approve Conversion Period For For Management 1.8 Approve Determination of Initial For For Management Conversion Price 1.9 Approve Conversion Price Adjustment For For Management and Calculation Method 1.10 Approve Terms for Downward Adjustment For For Management of Conversion Price 1.11 Approve Method for Determining the For For Management Number of Shares for Conversion 1.12 Approve Terms of Redemption For For Management 1.13 Approve Terms of Sell-Back For For Management 1.14 Approve Dividend Distribution Post For For Management Conversion 1.15 Approve Issue Manner and Target For For Management Subscribers 1.16 Approve Placing Arrangement for For For Management Shareholders 1.17 Approve Matters Related to Bondholders For For Management Meeting 1.18 Approve Use of Proceeds For For Management 1.19 Approve Guarantee Matters For For Management 1.20 Approve Safekeeping of Raised Funds For For Management 1.21 Approve Resolution Validity Period For For Management 2 Approve Company's Eligibility for For For Management Issuance of Convertible Bonds 3 Approve Plan for Issuance of For For Management Convertible Bonds 4 Approve Demonstration Analysis Report For For Management in Connection to Convertible Bonds Issuance 5 Approve Feasibility Analysis Report on For For Management the Intended Usage of Raised Funds 6 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 7 Approve Rules and Procedures Regarding For For Management Convertible Corporate Bondholders Meeting 8 Approve Report on the Usage of For For Management Previously Raised Funds 9 Approve Shareholder Dividend Return For For Management Plan 10 Approve Authorization of Board to For For Management Handle All Related Matters 11 Approve Appointment of Relevant For For Management Intermediary for this Transaction 12 Approve Internal Control For For Management Self-Evaluation Report 13 Approve Verification Report on For For Management Convertible Bonds Issuance -------------------------------------------------------------------------------- JIANGSU EASTERN SHENGHONG CO., LTD. Ticker: 000301 Security ID: Y9717R108 Meeting Date: SEP 17, 2019 Meeting Type: Special Record Date: SEP 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- JIANGSU EASTERN SHENGHONG CO., LTD. Ticker: 000301 Security ID: Y9717R108 Meeting Date: JAN 13, 2020 Meeting Type: Special Record Date: JAN 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Medium-term Notes For For Management 2 Approve Provision of Loan by Related For For Management Party for the Company and Related Party Transactions -------------------------------------------------------------------------------- JIANGSU EASTERN SHENGHONG CO., LTD. Ticker: 000301 Security ID: Y9717R108 Meeting Date: FEB 24, 2020 Meeting Type: Special Record Date: FEB 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Miao Hangen as Non-Independent For For Management Director 1.2 Elect Ji Gaoxiong as Non-Independent For For Management Director 1.3 Elect Qiu Hairong as Non-Independent For For Management Director 1.4 Elect Luo Yukun as Non-Independent For For Management Director 2.1 Elect Wan Jieqiu as Independent For For Management Director 2.2 Elect Zhang Xiangjian as Independent For For Management Director 2.3 Elect Zhang Songxun as Independent For For Management Director 3.1 Elect Li Wei as Supervisor For For Shareholder 3.2 Elect Feng Qin as Supervisor For For Shareholder 3.3 Elect Chen Jian as Supervisor For For Shareholder -------------------------------------------------------------------------------- JIANGSU EASTERN SHENGHONG CO., LTD. Ticker: 000301 Security ID: Y9717R108 Meeting Date: MAR 16, 2020 Meeting Type: Special Record Date: MAR 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Issue Price For For Management 1.2 Approve Target Subscribers For For Management 1.3 Approve Lock-Up Period Arrangement For For Management 2 Approve Private Placement of Shares For For Management 3 Approve Signing of Supplementary For For Management Agreement of Subscription Agreement (II) 4 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 5 Approve Extension and Authorization of For For Management Resolution Validity Period -------------------------------------------------------------------------------- JIANGSU EASTERN SHENGHONG CO., LTD. Ticker: 000301 Security ID: Y9717R108 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements and For For Management Financial Budget Report 4 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 5 Approve Annual Report and Summary For For Management 6 Approve to Appoint Financial and For For Management Internal Control Auditor 7 Approve Daily Related Party Transaction For For Management -------------------------------------------------------------------------------- JIANGSU EASTERN SHENGHONG CO., LTD. Ticker: 000301 Security ID: Y9717R108 Meeting Date: MAY 07, 2020 Meeting Type: Special Record Date: APR 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of Employee For Against Management Share Purchase Plan (Revised) 2 Approve Management System of Employee For Against Management Share Purchase Plan (Revised) 3 Approve Authorization of the Board to For Against Management Handle All Matters Related to Employee Share Purchase Plan -------------------------------------------------------------------------------- JIANGSU JIANGYIN RURAL COMMERCIAL BANK CO., LTD. Ticker: 002807 Security ID: Y444QB100 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: MAY 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements and For For Management Financial Budget Report 5 Approve Evaluation Report by the Board For For Management of Supervisors in Connection to the Duty Performance of Directors, Supervisors and Senior Management 6 Approve Profit Distribution For For Management 7 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 8 Amendments Articles of Association For For Management 9 Approve 2019 Related Party Transactions For For Management 10.1 Approve Related-party Transaction with For For Management Jiangyin Shanchi International Trade Co., Ltd. 10.2 Approve Related-party Transaction with For For Management Jiangyin Zhenhong Printing and Dyeing Co., Ltd. 10.3 Approve Related-party Transaction with For For Management Jiangyin Yifei Clothing Co., Ltd. 10.4 Approve Related-party Transaction with For For Management Jiangyin Yuanbo Knitted Garment Co., Ltd. 10.5 Approve Related-party Transaction with For For Management Jiangyin Shuangma Clothing Co., Ltd. 10.6 Approve Related-party Transaction with For For Management Jiangyin Benda Clothing Co., Ltd. 10.7 Approve Related-party Transaction with For For Management Jiangyin Fuxiang Machinery Co., Ltd. 10.8 Approve Related-party Transaction with For For Management Industrial Bank Co., Ltd. 10.9 Approve Related-party Transaction with For For Management Jiangsu Jingjiang Rural Commercial Bank Co., Ltd. 10.10 Approve Related-party Transaction with For For Management Jiangsu Jiangyan Rural Commercial Bank Co., Ltd. 10.11 Approve Related-party Transaction with For For Management Associated Natural Persons 11 Approve Appointment of Auditor For For Management 12 Approve Board of Directors General For For Management Election 13.1 Elect Sun Wei as Non-Independent For For Management Director 13.2 Elect Song Ping as Non-Independent For For Management Director 13.3 Elect Bian Danjuan as Non-Independent For For Management Director 13.4 Elect Fan Xinfeng as Non-Independent For For Management Director 13.5 Elect Gong Xiufen as Non-Independent For For Management Director 13.6 Elect Chen Qiang as Non-Independent For For Management Director 13.7 Elect Chen Xiedong as Non-Independent For For Management Director 14.1 Elect Zhu Qing as Independent Director For For Management 14.2 Elect Le Yiren as Independent Director For For Management 14.3 Elect Lin Lei as Independent Director For For Management 14.4 Elect Zhou Kai as Independent Director For For Management 15 Approve Board of Supervisors General For For Management Election 16.1 Elect Chu Jianjian as Supervisor For For Management 16.2 Elect Yang Weidong as Supervisor For For Management 16.3 Elect Tang Miaomiao as Supervisor For For Management 16.4 Elect Tao Lei as Supervisor For For Management 16.5 Elect Xu Weiying as Supervisor For For Management 16.6 Elect Wang Jun as Supervisor For For Management -------------------------------------------------------------------------------- JIANGSU SHAGANG CO., LTD. Ticker: 002075 Security ID: Y26824113 Meeting Date: SEP 02, 2019 Meeting Type: Special Record Date: AUG 28, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Elect Yu Xuehua as Independent Director For For Shareholder 3 Approve Adjustment of Daily For For Management Related-party Transactions 4 Approve Use of Idle Own Funds to For Against Management Purchase Financial Product and Related-party Transactions -------------------------------------------------------------------------------- JIANGSU SHAGANG CO., LTD. Ticker: 002075 Security ID: Y26824113 Meeting Date: NOV 08, 2019 Meeting Type: Special Record Date: NOV 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Use of Idle Own Funds for For Against Management Venture Capital 2 Approve Appointment of Financial For For Management Auditor -------------------------------------------------------------------------------- JIANGSU SHAGANG CO., LTD. Ticker: 002075 Security ID: Y26824113 Meeting Date: MAR 23, 2020 Meeting Type: Special Record Date: MAR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect He Chunsheng as Non-independent For For Management Director 1.2 Elect Nie Wei as Non-independent For For Management Director 1.3 Elect Qian Zheng as Non-independent For For Management Director 1.4 Elect Yang Hua as Non-independent For For Management Director 2.1 Elect Yu Beifang as Independent For For Management Director 2.2 Elect Xu Guohui as Independent Director For For Management 2.3 Elect Yu Xuehua as Independent Director For For Management 3.1 Elect Lian Guizhi as Supervisor For For Management 3.2 Elect Zhu Jianhong as Supervisor For For Management 3.3 Elect Wang Fang as Supervisor For For Management -------------------------------------------------------------------------------- JIANGSU SHAGANG CO., LTD. Ticker: 002075 Security ID: Y26824113 Meeting Date: APR 20, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 6 Approve Daily Related-party For For Management Transactions 7 Approve Comprehensive Bank Credit Line For For Management Applications -------------------------------------------------------------------------------- JIANGSU YUYUE MEDICAL EQUIPMENT & SUPPLY CO., LTD. Ticker: 002223 Security ID: Y4449E103 Meeting Date: SEP 17, 2019 Meeting Type: Special Record Date: SEP 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Partial Changes on the Usage For For Management of Raised Funds 2 Approve Merger and Absorption of For For Management Wholly-owned Subsidiary -------------------------------------------------------------------------------- JIANGSU YUYUE MEDICAL EQUIPMENT & SUPPLY CO., LTD. Ticker: 002223 Security ID: Y4449E103 Meeting Date: MAY 11, 2020 Meeting Type: Annual Record Date: MAY 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements and For For Management Financial Budget Report 4 Approve Annual Report and Summary For For Management 5 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 6 Approve to Appoint Auditor For For Management 7 Approve Amendments to Articles of For For Management Association to Expand Business Scope -------------------------------------------------------------------------------- JIANGSU ZHANGJIAGANG RURAL COMMERCIAL BANK CO., LTD. Ticker: 002839 Security ID: Y444RL107 Meeting Date: NOV 11, 2019 Meeting Type: Special Record Date: NOV 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management 2 Amend Articles of Association For For Management -------------------------------------------------------------------------------- JIANGSU ZHANGJIAGANG RURAL COMMERCIAL BANK CO., LTD. Ticker: 002839 Security ID: Y444RL107 Meeting Date: JUN 05, 2020 Meeting Type: Annual Record Date: JUN 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements and For For Management Financial Budget Report 5 Approve Allocation of Income and For For Management Dividends 6 Approve Performance Evaluation Report For For Management of Board of Directors on Directors and Senior Management Members 7 Approve Performance Evaluation Report For For Management of Board of Supervisors on the Board of Directors and Senior Management Members 8 Approve Performance Evaluation Report For For Management of Board of Supervisors on Supervisors 9 Approve Special Report of Related For For Management Party Transactions 10.1 Approve Daily Related Party For For Management Transactions with Jiangsu Shagang Group Co., Ltd. 10.2 Approve Daily Related Party For For Management Transactions with Jiangsu Guotai International Group Co., Ltd. 10.3 Approve Daily Related Party For For Management Transactions with Zhangjiagang City Public Asset Management Co., Ltd. 10.4 Approve Daily Related Party For For Management Transactions with Jiangsu Lianfeng Industrial Co., Ltd. 10.5 Approve Daily Related Party For For Management Transactions with Zhangjiagang City Public Industrial Asset Management Co. , Ltd. 10.6 Approve Daily Related Party For For Management Transactions with Jiangsu Xinfang Technology Group Co., Ltd. 10.7 Approve Daily Related Party For For Management Transactions with Changjiang Runfa Group Co., Ltd. 10.8 Approve Daily Related Party For For Management Transactions with Jiangsu Xinghua Rural Commercial Bank Co., Ltd. 10.9 Approve Daily Related Party For For Management Transactions with Jiangsu Taixing Rural Commercial Bank Co., Ltd. 10.10 Approve Daily Related Party For For Management Transactions with Related Natural Persons 11 Approve Issuance Extension of For For Management Financial Bonds and Authorization Period 12 Approve Issuance Extension of For For Management Non-Fixed term Capital Bonds and Authorization Period 13 Approve Shareholder Return Plan For For Management 14 Approve Appointment of Auditor and For For Management Internal Control Auditor 15 Amend Related Party Transaction For For Management Management System 16 Approve General Election of the Board For For Management of Directors 17.1 Elect Ji Ying as Non-Independent For For Management Director 17.2 Elect Wu Kai as Non-Independent For For Management Director 17.3 Elect Huang Yongbin as Non-Independent For For Management Director 17.4 Elect Zhang Ping as Non-Independent For For Management Director 17.5 Elect Zhu Jianhong as Non-Independent For For Management Director 17.6 Elect He Shengqi as Non-Independent For For Management Director 17.7 Elect Zhou Jian'e as Non-Independent For For Management Director 17.8 Elect Chen Jianxing as Non-Independent For For Management Director 18.1 Elect Li Xiaolei as Independent For For Management Director 18.2 Elect Jin Shijiang as Independent For For Management Director 18.3 Elect Pei Ping as Independent Director For For Management 18.4 Elect Wang Zebin as Independent For For Management Director 18.5 Elect Yang Xiangning as Independent For For Management Director 19 Approve General Election of the Board For For Management of Supervisors 20.1 Elect Chen Yuming as Supervisor For For Management 20.2 Elect Jiang Zhengping as Supervisor For For Management 20.3 Elect Gao Fuxing as Supervisor For For Management 20.4 Elect Li Xinghua as Supervisor For For Management 21 Approve Director Remuneration For Against Management Management System 22 Approve Supervisor Remuneration For Against Management Management System 23 Amend Articles of Association For For Management -------------------------------------------------------------------------------- JIANGXI SPECIAL ELECTRIC MOTOR CO., LTD. Ticker: 002176 Security ID: Y4448B100 Meeting Date: AUG 08, 2019 Meeting Type: Special Record Date: AUG 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision For For Management 2.1 Elect Zhu Jun as Non-Independent For For Management Director 2.2 Elect Lu Shunmin as Non-Independent For For Management Director 2.3 Elect Luo Qinghua as Non-Independent For For Management Director 2.4 Elect Cao Shaopeng as Non-Independent For For Management Director 3.1 Elect Liu Ping as Independent Director For For Management 3.2 Elect Chen Weihua as Independent For For Management Director 3.3 Elect Yan Gang as Independent Director For For Management 4.1 Elect Zhang Xiaoying as Supervisor For For Shareholder 4.2 Elect Zhang Pingsen as Supervisor For For Shareholder -------------------------------------------------------------------------------- JIANGXI SPECIAL ELECTRIC MOTOR CO., LTD. Ticker: 002176 Security ID: Y4448B100 Meeting Date: SEP 26, 2019 Meeting Type: Special Record Date: SEP 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Corporate Bond Issuance 2.1 Approve Issue Size and Par Value For For Management 2.2 Approve Par Value and Issue Price For For Management 2.3 Approve Bond Type and Maturity For For Management 2.4 Approve Bond Interest Rate and Its For For Management Determination Method 2.5 Approve Use of Proceeds For For Management 2.6 Approve Guarantees For For Management 2.7 Approve Underwriter For For Management 2.8 Approve Issuance Method For For Management 2.9 Approve Target Subscribers For For Management 2.10 Approve Listing Exchange For For Management 2.11 Approve Safeguard Measures of Debts For For Management Repayment 2.12 Approve Resolution Validity Period For For Management 3 Approve Authorization of Board to For For Management Handle All Related Matters 4 Approve Counter Guarantee Provision by For For Management Controlling Shareholders and Ultimate Controllers for Company's Bonds Issuance 5 Approve Provision of Counter Guarantee For For Management for Company's Bonds Issuance 6 Approve Entrusted Loans and For For Management Related-party Transaction 7 Approve Guarantee Provision by For For Management Controlling Shareholders and Ultimate Controllers for Company's Entrusted Loan 8 Approve Guarantee Provision for For For Management Company's Entrusted Loan 9 Amend Articles of Association For For Management -------------------------------------------------------------------------------- JIANGXI SPECIAL ELECTRIC MOTOR CO., LTD. Ticker: 002176 Security ID: Y4448B100 Meeting Date: NOV 26, 2019 Meeting Type: Special Record Date: NOV 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change in the Use and For For Management Implementation Entity of the Raised Funds Investment Project -------------------------------------------------------------------------------- JIANGXI SPECIAL ELECTRIC MOTOR CO., LTD. Ticker: 002176 Security ID: Y4448B100 Meeting Date: DEC 23, 2019 Meeting Type: Special Record Date: DEC 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Equity Disposal For For Management -------------------------------------------------------------------------------- JIANGXI SPECIAL ELECTRIC MOTOR CO., LTD. Ticker: 002176 Security ID: Y4448B100 Meeting Date: JAN 06, 2020 Meeting Type: Special Record Date: DEC 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- JIANGXI ZHENGBANG TECHNOLOGY CO., LTD. Ticker: 002157 Security ID: Y4448A102 Meeting Date: JUL 29, 2019 Meeting Type: Special Record Date: JUL 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Capital Injection in Subsidiary For For Management 2 Approve Repurchase Cancellation of For For Management 2017 and 2018 Performance Shares 3 Approve Company's Eligibility for For For Shareholder Public Issuance of Convertible Bonds 4.1 Approve Issue Type For For Shareholder 4.2 Approve Issue Scale For For Shareholder 4.3 Approve Par Value and Issue Price For For Shareholder 4.4 Approve Bond Maturity For For Shareholder 4.5 Approve Bond Interest Rate For For Shareholder 4.6 Approve Method and Term for the For For Shareholder Repayment of Principal and Interest 4.7 Approve Conversion Period For For Shareholder 4.8 Approve Determination and Adjustment For For Shareholder of Conversion Price 4.9 Approve Terms for Downward Adjustment For For Shareholder of Conversion Price 4.10 Approve Method for Determining the For For Shareholder Number of Shares for Conversion 4.11 Approve Terms of Redemption For For Shareholder 4.12 Approve Terms of Sell-Back For For Shareholder 4.13 Approve Dividend Distribution Post For For Shareholder Conversion 4.14 Approve Issue Manner and Target For For Shareholder Subscribers 4.15 Approve Placing Arrangement for For For Shareholder Shareholders 4.16 Approve Bondholders and Bondholders' For For Shareholder Meetings 4.17 Approve Use of Proceeds For For Shareholder 4.18 Approve Guarantee Matters For For Shareholder 4.19 Approve Raised Funds Management and For For Shareholder Special Accounts 4.20 Approve Resolution Validity Period For For Shareholder 5 Approve Plan for Public Issuance of For For Shareholder Convertible Bonds (Revised Draft) 6 Approve Feasibility Analysis Report on For For Shareholder the Intended Usage of Raised Funds (Revised Draft) 7 Approve Authorization of Board to For For Shareholder Handle All Related Matters 8 Approve Impact of Dilution of Current For For Shareholder Returns on Major Financial Indicators and the Relevant Measures to be Taken as well as Related Commitment 9 Approve Rules and Procedures Regarding For For Shareholder Convertible Corporate Bondholders Meeting 10 Approve Waiver of Public Issuance of For For Shareholder CNY 1.17 Billion Corporate Bonds 11 Approve Provision of Guarantee to For For Shareholder Subsidiary 12 Approve Guarantee Provision Plan For For Shareholder 13 Approve Shareholder Dividend Return For For Shareholder Plan -------------------------------------------------------------------------------- JIANGXI ZHENGBANG TECHNOLOGY CO., LTD. Ticker: 002157 Security ID: Y4448A102 Meeting Date: SEP 11, 2019 Meeting Type: Special Record Date: SEP 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendment on Equity Transfer For For Management Agreement 2 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- JIANGXI ZHENGBANG TECHNOLOGY CO., LTD. Ticker: 002157 Security ID: Y4448A102 Meeting Date: NOV 08, 2019 Meeting Type: Special Record Date: NOV 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Lin Yinsun as Non-Independent For For Management Director 1.2 Elect Cheng Fangui as Non-Independent For For Management Director 1.3 Elect LIEW KENNETH THOW JIUN as For For Management Non-Independent Director 2.1 Elect Huang Xinjian as Independent For For Management Director 2.2 Elect Li Hanguo as Independent Director For For Management 3.1 Elect Huang Jianjun as Supervisor For For Management 3.2 Elect Wu Youfa as Supervisor For For Management 4 Approve Guarantee Provision to For Against Management Subsidiaries 5 Approve Amendments to Articles of For For Management Association 6 Approve Repurchase and Cancellation of For For Shareholder Performance Shares 7 Approve Guarantee Provision to For For Shareholder Shaoguan Zhengbang Animal Husbandry Development Co., Ltd. -------------------------------------------------------------------------------- JIANGXI ZHENGBANG TECHNOLOGY CO., LTD. Ticker: 002157 Security ID: Y4448A102 Meeting Date: DEC 04, 2019 Meeting Type: Special Record Date: NOV 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Increase in Loan Plan and For For Management Related Party Transactions 2 Approve Guarantee Provision Plan For Against Management 3 Approve Daily Related Party For For Shareholder Transactions 4 Approve Establishment of Shandong For For Shareholder Zhengbang New and Old Kinetic Energy Conversion Equity Investment Fund Partnership (Limited Partnership) -------------------------------------------------------------------------------- JILIN AODONG PHARMACEUTICAL GROUP CO., LTD. Ticker: 000623 Security ID: Y4451E108 Meeting Date: APR 10, 2020 Meeting Type: Special Record Date: APR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Purpose, Manner and Price For For Management Range of Share Repurchase 1.2 Approve Type, Usage, Size, Proportion For For Management to Share Capital and Total Funds to be Used for Share Repurchase 1.3 Approve Source of Funds of Share For For Management Repurchase 1.4 Approve Implementation Period of Share For For Management Repurchase 1.5 Approve Resolution Validity Period For For Management 1.6 Approve Relevant Arrangements for For For Management Cancellation or Transfer According to Law After Repurchase of Shares and Arrangements for Preventing Infringements on the Interests of Creditors 1.7 Approve Authorization of Board and For For Management Company's Management to Handle All Related Matters -------------------------------------------------------------------------------- JILIN AODONG PHARMACEUTICAL GROUP CO., LTD. Ticker: 000623 Security ID: Y4451E108 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Report of the Finance Auditor For For Management 5 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 6 Approve Change in Raised Funds For For Management Investment Project and Use of Remaining Funds and Interest to Replenish Working Capital 7 Approve to Appoint Auditor For For Management 8 Approve Amendments to Articles of For For Management Association 9 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 10 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders -------------------------------------------------------------------------------- JILIN ZIXIN PHARMACEUTICAL INDUSTRIAL CO., LTD. Ticker: 002118 Security ID: Y4S43P116 Meeting Date: FEB 05, 2020 Meeting Type: Special Record Date: JAN 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For Against Management Association 2 Elect Tian Feng as Non-independent For For Management Director 3 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- JILIN ZIXIN PHARMACEUTICAL INDUSTRIAL CO., LTD. Ticker: 002118 Security ID: Y4S43P116 Meeting Date: FEB 19, 2020 Meeting Type: Special Record Date: FEB 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association to Expand Business Scope -------------------------------------------------------------------------------- JILIN ZIXIN PHARMACEUTICAL INDUSTRIAL CO., LTD. Ticker: 002118 Security ID: Y4S43P116 Meeting Date: MAY 26, 2020 Meeting Type: Annual Record Date: MAY 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Auditor For For Management 7 Elect Sun Lili as Supervisor For For Management 8 Approve Shareholder Return Plan For For Management -------------------------------------------------------------------------------- JINZHOU CIHANG GROUP CO., LTD. Ticker: 000587 Security ID: Y2930Q106 Meeting Date: NOV 29, 2019 Meeting Type: Special Record Date: NOV 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Xu Jing as Non-independent For For Management Director 2.1 Elect Dong Zhoujiang as Independent For For Management Director 2.2 Elect Wu Yanyun as Independent Director For For Management 2.3 Elect Cui Wei as Independent Director For For Management -------------------------------------------------------------------------------- JIONTO ENERGY INVESTMENT CO., LTD. HEBEI Ticker: 000600 Security ID: Y444BH103 Meeting Date: NOV 14, 2019 Meeting Type: Special Record Date: NOV 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- JIONTO ENERGY INVESTMENT CO., LTD. HEBEI Ticker: 000600 Security ID: Y444BH103 Meeting Date: DEC 30, 2019 Meeting Type: Special Record Date: DEC 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Wang Shuanghai as For For Management Non-independent Director 2.1 Elect Li Jian as Supervisor For For Management -------------------------------------------------------------------------------- JIONTO ENERGY INVESTMENT CO., LTD. HEBEI Ticker: 000600 Security ID: Y444BH103 Meeting Date: JAN 08, 2020 Meeting Type: Special Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Loan Provision For For Management 2 Approve Amendments to Articles of For For Management Association to Expand Business Scope -------------------------------------------------------------------------------- JIONTO ENERGY INVESTMENT CO., LTD. HEBEI Ticker: 000600 Security ID: Y444BH103 Meeting Date: APR 15, 2020 Meeting Type: Annual Record Date: APR 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Related Financial Services For Against Management with Hebei Jionto Group Finance Co., Ltd. -------------------------------------------------------------------------------- JIZHONG ENERGY RESOURCES CO., LTD. Ticker: 000937 Security ID: Y4450C103 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: JUN 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Daily Related Party For For Management Transactions 7 Approve Appointment of Auditor and For For Management Payment of Remuneration 8 Approve Issuance of Super Short-term For For Management Commercial Papers 9.1 Elect Xie Hong as Independent Director For For Shareholder 10.1 Elect Liu Cunyu as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- JOYOUNG CO., LTD. Ticker: 002242 Security ID: Y4466H104 Meeting Date: SEP 11, 2019 Meeting Type: Special Record Date: SEP 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Profit Distribution For For Management 2 Approve Repurchase and Cancellation of For For Management Performance Shares 3 Amend Articles of Association to For For Management Reduce Registered Capital -------------------------------------------------------------------------------- JOYOUNG CO., LTD. Ticker: 002242 Security ID: Y4466H104 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: APR 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Use of Funds to Purchase For Against Management Financial Products 8 Approve Remuneration of Directors For For Management 9 Approve Remuneration of Supervisors For For Management 10 Approve Daily Related Party Transaction For For Management 11 Approve Repurchase and Cancellation of For For Management Performance Shares 12 Approve Adjustment of Performance For Against Management Indicator for Performance Share Incentive Plan 13 Approve Decrease in Registered Capital For For Management 14 Amend Articles of Association For For Management 15 Approve Allowance of Independent For For Management Directors 16.1 Elect Wang Xuning as Non-Independent For For Management Director 16.2 Elect Jiang Guangyong as For For Management Non-Independent Director 16.3 Elect Yang Ningning as Non-Independent For For Management Director 16.4 Elect Han Run as Non-Independent For For Management Director 17.1 Elect Han Shiyuan as Independent For For Management Director 17.2 Elect Liu Hongxia as Independent For For Management Director 17.3 Elect Wu Aiqi as Independent Director For For Management 18.1 Elect Zhu Hongtao as Supervisor For For Management 18.2 Elect Zhu Zechun as Supervisor For For Management -------------------------------------------------------------------------------- KINGENTA ECOLOGICAL ENGINEERING GROUP CO., LTD. Ticker: 002470 Security ID: Y7684A108 Meeting Date: AUG 19, 2019 Meeting Type: Special Record Date: AUG 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision For For Management -------------------------------------------------------------------------------- KINGENTA ECOLOGICAL ENGINEERING GROUP CO., LTD. Ticker: 002470 Security ID: Y7684A108 Meeting Date: DEC 19, 2019 Meeting Type: Special Record Date: DEC 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustment of Investment For Against Management Structure and Related Party Transactions of Controlled Subsidiary -------------------------------------------------------------------------------- KINGENTA ECOLOGICAL ENGINEERING GROUP CO., LTD. Ticker: 002470 Security ID: Y7684A108 Meeting Date: FEB 11, 2020 Meeting Type: Special Record Date: FEB 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Termination of Repurchase of For For Management Company Shares 2 Elect Chen Guofu as Independent For For Management Director 3 Approve Additional Provision of For For Management Guarantee 4 Approve Provision of Guarantee to For For Management Wholly-Owned Subsidiary -------------------------------------------------------------------------------- KINGNET NETWORK CO., LTD. Ticker: 002517 Security ID: Y8421B102 Meeting Date: JUL 29, 2019 Meeting Type: Special Record Date: JUL 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Amend Management System for Allowance For For Management Independent Directors 3 Approve Adjustment to Allowance of For For Management Independent Directors 4.1 Elect Qin Wei as Supervisor For For Management 4.2 Elect Xiao Xuan as Supervisor For For Management -------------------------------------------------------------------------------- KINGNET NETWORK CO., LTD. Ticker: 002517 Security ID: Y8421B102 Meeting Date: OCT 11, 2019 Meeting Type: Special Record Date: SEP 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Investment Management System For For Management 2 Approve Signing of Supplemental For For Management Agreement on Equity Transfer 3 Approve Amendments to Articles of For For Management Association 4.1 Elect Shen Liang as Non-independent For For Management Director 4.2 Elect Qian Junfa as Non-independent For For Management Director -------------------------------------------------------------------------------- KUANG-CHI TECHNOLOGIES CO., LTD. Ticker: 002625 Security ID: Y9895R102 Meeting Date: JAN 20, 2020 Meeting Type: Special Record Date: JAN 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Use of Idle Raised Funds for For For Management Cash Management -------------------------------------------------------------------------------- KUANG-CHI TECHNOLOGIES CO., LTD. Ticker: 002625 Security ID: Y9895R102 Meeting Date: MAR 16, 2020 Meeting Type: Special Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management 2 Elect Ji Chunlin as Non-Independent For For Shareholder Director 3 Elect Zhang Zhengzheng as Supervisor For For Shareholder -------------------------------------------------------------------------------- KUANG-CHI TECHNOLOGIES CO., LTD. Ticker: 002625 Security ID: Y9895R102 Meeting Date: JUN 10, 2020 Meeting Type: Special Record Date: JUN 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Equity Acquisition Agreement For For Management -------------------------------------------------------------------------------- LEO GROUP CO., LTD. Ticker: 002131 Security ID: Y9892V106 Meeting Date: SEP 10, 2019 Meeting Type: Special Record Date: SEP 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Changes in Registered Capital For For Management and Amend Articles of Association -------------------------------------------------------------------------------- LEO GROUP CO., LTD. Ticker: 002131 Security ID: Y9892V106 Meeting Date: DEC 19, 2019 Meeting Type: Special Record Date: DEC 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Performance Compensation For For Management -------------------------------------------------------------------------------- LEO GROUP CO., LTD. Ticker: 002131 Security ID: Y9892V106 Meeting Date: JAN 13, 2020 Meeting Type: Special Record Date: JAN 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Performance Compensation of For For Management Jixiang Information Technology (Shanghai) Co., Ltd. 2 Approve Impairment Testing of Target For For Management Assets of the Major Asset Restructuring -------------------------------------------------------------------------------- LEO GROUP CO., LTD. Ticker: 002131 Security ID: Y9892V106 Meeting Date: MAR 23, 2020 Meeting Type: Special Record Date: MAR 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Termination of Partial Raised For For Management Funds Investment Project and Use of Remaining Raised Funds to Replenish Working Capital -------------------------------------------------------------------------------- LEO GROUP CO., LTD. Ticker: 002131 Security ID: Y9892V106 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 7 Approve Summary Report of Audit work For For Management and Appointment of Auditor 8 Approve Credit Scale and External For For Management Guarantee 9 Approve Change of Registered Capital For For Management and Amend Articles of Association 10 Approve Use of Idle Own Funds for Cash For For Management Management 11 Approve Usage of Funds by Controlling For For Management Shareholder and Other Related Parties -------------------------------------------------------------------------------- LEYARD OPTOELECTRONIC CO., LTD. Ticker: 300296 Security ID: Y5171W104 Meeting Date: DEC 27, 2019 Meeting Type: Special Record Date: DEC 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjust the Number of Board For For Management Seats and Amendments to Articles of Association 2 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 3 Amend Working System for Independent For For Management Directors 4 Approve Company's Credit Line and Loan For For Management from Banks and Guarantee Provision of Related Party 5.1 Elect Li Jun as Non-independent For For Management Director 5.2 Elect Li Nannan as Non-independent For For Management Director 5.3 Elect Fu Channi as Non-independent For For Management Director 6.1 Elect Wang Jinyong as Independent For For Management Director 6.2 Elect Ye Jinfu as Independent Director For For Management 7.1 Elect Bai Jianjun as Supervisor For For Management 7.2 Elect Wang Jiazhi as Supervisor For For Management -------------------------------------------------------------------------------- LEYARD OPTOELECTRONIC CO., LTD. Ticker: 300296 Security ID: Y5171W104 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Application of Bank Credit For For Management Lines and Loans as well as Guarantee Provision by Related Parties for the Company 8 Approve Remuneration of Directors, For For Management Supervisors and Senior Management 9 Approve Amendments to Articles of For For Management Association 10 Amend Management System for External For For Management Investment 11 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 12 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 13 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors -------------------------------------------------------------------------------- LEYARD OPTOELECTRONIC CO., LTD. Ticker: 300296 Security ID: Y5171W104 Meeting Date: JUN 09, 2020 Meeting Type: Special Record Date: JUN 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Bank Credit Line Application For For Management and Provision of Guarantee by Related Party 2 Approve Capital Reduction and Equity For For Management Transfer 3 Amend External Investment Management For For Management System 4 Approve Provision of Guarantee by For For Shareholder Related Person -------------------------------------------------------------------------------- LIANHE CHEMICAL TECHNOLOGY CO., LTD. Ticker: 002250 Security ID: Y5257D103 Meeting Date: SEP 25, 2019 Meeting Type: Special Record Date: SEP 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Wang Ping as Non-Independent For For Management Director 1.2 Elect Peng Yinsheng as Non-Independent For For Management Director 1.3 Elect George Lane Poe as For For Management Non-Independent Director 1.4 Elect Andreas Winterfeldt as For For Management Non-Independent Director 2.1 Elect Jin Jianhai as Independent For For Management Director 2.2 Elect Jiang Meng as Independent For For Management Director 2.3 Elect Yu Shouyun as Independent For For Management Director 3.1 Elect Wang Xiaohui as Supervisor For For Shareholder 3.2 Elect Yu Zhenying as Supervisor For For Shareholder 4 Approve to Adjust the Allowance of For For Management Independent Directors 5 Approve Guarantee Provision For For Management -------------------------------------------------------------------------------- LIANHE CHEMICAL TECHNOLOGY CO., LTD. Ticker: 002250 Security ID: Y5257D103 Meeting Date: OCT 31, 2019 Meeting Type: Special Record Date: OCT 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Phased Guarantee For For Management -------------------------------------------------------------------------------- LIANHE CHEMICAL TECHNOLOGY CO., LTD. Ticker: 002250 Security ID: Y5257D103 Meeting Date: DEC 16, 2019 Meeting Type: Special Record Date: DEC 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustment of Guarantee within For For Management the Scope of Consolidated Report 2 Approve Bill Pool Business For Against Management -------------------------------------------------------------------------------- LIANHE CHEMICAL TECHNOLOGY CO., LTD. Ticker: 002250 Security ID: Y5257D103 Meeting Date: MAR 09, 2020 Meeting Type: Special Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Feng Yuhai as Supervisor For For Shareholder -------------------------------------------------------------------------------- LIANHE CHEMICAL TECHNOLOGY CO., LTD. Ticker: 002250 Security ID: Y5257D103 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: MAY 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Allocation of Income and For For Management Dividends 6 Approve Appointment of Auditor For For Management 7 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 8 Approve Guarantee Matters Within the For For Management Scope of Consolidated Statements 9 Approve Bill Pool Business For Against Management 10 Approve Forward Foreign Exchange For For Management Hedging Transactions 11 Approve Repurchase and Cancellation of For For Management Performance Shares 12 Amend Articles of Association For For Management -------------------------------------------------------------------------------- LIANHE CHEMICAL TECHNOLOGY CO., LTD. Ticker: 002250 Security ID: Y5257D103 Meeting Date: JUN 29, 2020 Meeting Type: Special Record Date: JUN 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Transfer of Industrial Plant For For Management of Lianhua Small and Micro Venture Park 2 Elect He Chun as Non-independent For For Shareholder Director 3 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members -------------------------------------------------------------------------------- LIVZON PHARMACEUTICAL GROUP INC. Ticker: 1513 Security ID: Y9890T111 Meeting Date: OCT 15, 2019 Meeting Type: Special Record Date: OCT 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Three-Year Continuing For For Management Connected Transactions Framework Agreement for 2020-2022, Related Annual Caps and Related Transactions 2.1 Elect Tian Qiusheng as Director For For Management 2.2 Elect Wong Kam Wa as Director For For Management 3 Approve Increase in Registered Capital For For Management 4 Amend Articles of Association For For Management -------------------------------------------------------------------------------- LIVZON PHARMACEUTICAL GROUP INC. Ticker: 1513 Security ID: Y9890T111 Meeting Date: DEC 09, 2019 Meeting Type: Special Record Date: DEC 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Grant Thornton (Special For For Management General Partnership) as Auditor and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- LIVZON PHARMACEUTICAL GROUP INC. Ticker: 1513 Security ID: Y9890T111 Meeting Date: FEB 11, 2020 Meeting Type: Special Record Date: FEB 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Medium to Long-Term Business For Against Management Partner Share Ownership Scheme (Draft) of the Company and Its Summary 2 Approve Granting Mandate to the Board For Against Management of Directors to Deal with Matters Regarding the Medium to Long-Term Business Partner Share Ownership Scheme of the Company 3 Approve Shareholders' Return Plan for For For Management the Three Years (2019-2021) 4 Amend Articles of Association For For Management 5 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders -------------------------------------------------------------------------------- LIVZON PHARMACEUTICAL GROUP INC. Ticker: 1513 Security ID: Y9890T111 Meeting Date: MAR 26, 2020 Meeting Type: Special Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Purpose of the Share Repurchase For For Management 1.2 Approve Price Range of Shares to be For For Management Repurchased 1.3 Approve Type, Number and Percentage of For For Management Shares to be Repurchased 1.4 Approve Aggregate Amount of Funds Used For For Management for the Repurchase and the Source of Funds 1.5 Approve Share Repurchase Period For For Management 1.6 Approve Validity Period of the For For Management Resolution on the Share Repurchase 1.7 Authorize Board to Deal with All For For Management Matters in Relation to the Share Repurchase -------------------------------------------------------------------------------- LIVZON PHARMACEUTICAL GROUP INC. Ticker: 1513 Security ID: Y9890T111 Meeting Date: MAR 26, 2020 Meeting Type: Special Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Purpose of the Share Repurchase For For Management 1.2 Approve Price Range of Shares to be For For Management Repurchased 1.3 Approve Type, Number and Percentage of For For Management Shares to be Repurchased 1.4 Approve Aggregate Amount of Funds Used For For Management for the Repurchase and the Source of Funds 1.5 Approve Share Repurchase Period For For Management 1.6 Approve Validity Period of the For For Management Resolution on the Share Repurchase 1.7 Authorize Board to Deal with All For For Management Matters in Relation to the Share Repurchase -------------------------------------------------------------------------------- LIVZON PHARMACEUTICAL GROUP INC. Ticker: 1513 Security ID: Y9890T111 Meeting Date: MAY 25, 2020 Meeting Type: Annual Record Date: MAY 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Work Report of the Board For For Management 2 Approve 2019 Work Report of the For For Management Supervisory Committee 3 Approve 2019 Financial Accounts Report For For Management 4 Approve 2019 Annual Report For For Management 5 Approve Grant Thornton (Special For For Management General Partnership) as Auditor and Authorize Board to Fix Their Remuneration 6 Approve Alteration to Certain Projects For For Management Invested with Proceeds and Adjustment to Investment Plan and Utilization of Part of Proceeds for Permanent Replenishment of Working Capital 7 Approve 2019 Annual Profit For For Management Distribution Plan 8 Approve Facility Financing and For For Management Provision of Financing Guarantees to Its Subsidiaries 9 Approve Provision of Financing For For Management Guarantees to Livzon MAB 10 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 11.1 Approve the Purpose of the Share For For Management Repurchase 11.2 Approve the Price Range of Shares to For For Management be Repurchased 11.3 Approve the Type, Number and For For Management Percentage of Shares to be Repurchased 11.4 Approve the Aggregate Amount of Funds For For Management Used for the Repurchase and the Source of Funds 11.5 Approve the Share Repurchase Period For For Management 11.6 Approve the Validity Period of the For For Management Resolution on the Share Repurchase 11.7 Approve Specific Authorization for the For For Management Board of Directors to Handle Matters Relating to the Share Repurchase -------------------------------------------------------------------------------- LIVZON PHARMACEUTICAL GROUP INC. Ticker: 1513 Security ID: Y9890T111 Meeting Date: MAY 25, 2020 Meeting Type: Special Record Date: MAY 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve the Purpose of the Share For For Management Repurchase 1.2 Approve the Price Range of Shares to For For Management be Repurchased 1.3 Approve the Type, Number and For For Management Percentage of Shares to be Repurchased 1.4 Approve the Aggregate Amount of Funds For For Management Used for the Repurchase and the Source of Funds 1.5 Approve the Share Repurchase Period For For Management 1.6 Approve the Validity Period of the For For Management Resolution on the Share Repurchase 1.7 Approve Specific Authorization for the For For Management Board of Directors to Handle Matters Relating to the Share Repurchase -------------------------------------------------------------------------------- LIVZON PHARMACEUTICAL GROUP INC. Ticker: 1513 Security ID: Y9890T111 Meeting Date: JUN 30, 2020 Meeting Type: Special Record Date: JUN 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Zhu Baoguo as Director For For Management 1.2 Elect Tao Desheng as Director For For Management 1.3 Elect Qiu Qingfeng as Director For For Management 1.4 Elect Yu Xiong as Director For For Management 1.5 Elect Tang Yanggang as Director For For Management 1.6 Elect Xu Guoxiang as Director For For Management 2.1 Elect Bai Hua as Director For For Management 2.2 Elect Zheng Zhihua as Director For For Management 2.3 Elect Xie Yun as Director For For Management 2.4 Elect Tian Qiusheng as Director For For Management 2.5 Elect Wong Kam Wa as Director For For Management 3.1 Elect Huang Huamin as Supervisor For For Management 3.2 Elect Tang Yin as Supervisor For For Management 4 Approve the Director's Fee For For Management 5 Approve the Supervisor's Fee For For Management -------------------------------------------------------------------------------- LUXI CHEMICAL GROUP CO., LTD. Ticker: 000830 Security ID: Y7680K100 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: APR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Daily Related Party Transaction For For Management 3 Approve Financial Statements For For Management 4 Approve Provision of Guarantee For For Management 5 Approve Appointment of Auditor and For For Management Payment of Remuneration 6 Approve Comprehensive Credit Line For For Management Application 7 Approve Report of the Board of For For Management Directors 8 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 9 Approve Report of the Board of For For Management Supervisors 10 Approve Financial Assistance Provision For For Management 11 Approve Amendments to Articles of For For Management Association 12 Approve Change of Registered Address For For Management 13 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors, Supervisors and Rules and Procedures Regarding General Meetings of Shareholders -------------------------------------------------------------------------------- MEISHENG CULTURAL & CREATIVE CORP., LTD. Ticker: 002699 Security ID: Y5S4AM104 Meeting Date: DEC 09, 2019 Meeting Type: Special Record Date: DEC 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Zhu Yanyi as Non-Independent For For Management Director 1.2 Elect Ding Xiuping as Non-Independent For For Management Director 1.3 Elect Zhang Lihong as Non-Independent For For Management Director 1.4 Elect Shi Danfeng as Non-Independent For For Management Director 2.1 Elect Li Maosheng as Independent For For Management Director 2.2 Elect Gao Chuang as Independent For For Management Director 2.3 Elect Lei Xintu as Independent Director For For Management 3.1 Elect Zhao Fengyun as Supervisor For For Management 3.2 Elect Xu Qiuling as Supervisor For For Management -------------------------------------------------------------------------------- MLS CO., LTD. Ticker: 002745 Security ID: Y603AS101 Meeting Date: JUL 08, 2019 Meeting Type: Special Record Date: JUL 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision For For Management -------------------------------------------------------------------------------- MLS CO., LTD. Ticker: 002745 Security ID: Y603AS101 Meeting Date: SEP 05, 2019 Meeting Type: Special Record Date: AUG 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Sun Qinghuan as Non-Independent For For Management Director 1.2 Elect Yi Yanan as Non-Independent For For Management Director 1.3 Elect Zheng Mingbo as Non-Independent For For Management Director 1.4 Elect Zhou Lihong as Non-Independent For For Management Director 1.5 Elect Guo Nianzu as Non-Independent For For Management Director 1.6 Elect Wang Xiao as Non-Independent For For Management Director 2.1 Elect Zhang Hong as Independent For For Management Director 2.2 Elect Chen Guoyao as Independent For For Management Director 2.3 Elect Tang Guoqing as Independent For For Management Director 3.1 Elect Lin Yushan as Supervisor For For Management 3.2 Elect Liu Tianming as Supervisor For For Management 4 Approve Additional Guarantee Provision For Against Management 5 Approve Amendments to Articles of For For Management Association 6 Approve Report on the Usage of Raised For For Shareholder Funds -------------------------------------------------------------------------------- MLS CO., LTD. Ticker: 002745 Security ID: Y603AS101 Meeting Date: SEP 17, 2019 Meeting Type: Special Record Date: SEP 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Signing of Investment Shares For For Management Agreement -------------------------------------------------------------------------------- MLS CO., LTD. Ticker: 002745 Security ID: Y603AS101 Meeting Date: NOV 15, 2019 Meeting Type: Special Record Date: NOV 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management 2 Approve Extension of Resolution For For Management Validity Period of Convertible Bonds 3 Approve Extension of Authorization of For For Management the Board on Convertible Bonds -------------------------------------------------------------------------------- MLS CO., LTD. Ticker: 002745 Security ID: Y603AS101 Meeting Date: JAN 14, 2020 Meeting Type: Special Record Date: JAN 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transactions For For Management 2 Approve Application of Comprehensive For For Management Credit Exposure from Bank and Relevant Authorization 3 Approve Guarantee Provision Plan For Against Management 4 Approve Guarantee Provision by For For Management Controlling Shareholder for the Bank Credit Line Application of the Company and Related Party Transactions 5 Approve Appointment of Auditor For For Shareholder -------------------------------------------------------------------------------- MLS CO., LTD. Ticker: 002745 Security ID: Y603AS101 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAY 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve to Appoint Auditor For For Management 6 Approve Report on the Deposit and For For Management Usage of Raised Funds 7 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 8 Approve Finance Lease For For Management 9 Approve Use of Funds for Entrusted For Against Management Asset Management 10 Approve External Guarantee For For Management 11 Approve Loan For For Management -------------------------------------------------------------------------------- NANJI E-COMMERCE CO., LTD. Ticker: 002127 Security ID: Y4447Q108 Meeting Date: OCT 08, 2019 Meeting Type: Special Record Date: SEP 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Zheng Dingxia as Supervisor For For Management -------------------------------------------------------------------------------- NANJI E-COMMERCE CO., LTD. Ticker: 002127 Security ID: Y4447Q108 Meeting Date: OCT 14, 2019 Meeting Type: Special Record Date: OCT 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Purpose of Implementing the For Against Management Stock Option Incentive Plan 1.2 Approve Criteria to Select Plan For Against Management Participants 1.3 Approve Plan Participants Name List For Against Management and Allocation 1.4 Approve Type, Source and Number of For Against Management Underlying Stocks in Connection to the Stock Option Incentive Plan 1.5 Approve Duration, Grant Date, Waiting For Against Management Period, Exercise Date, Exercise Proportion and Lock-Up Period in Connection to the Stock Option Incentive Plan 1.6 Approve Exercise Price and For Against Management Price-setting Basis in Connection to the Stock Option Incentive Plan 1.7 Approve Conditions for Granting and For Against Management Exercising 1.8 Approve Procedures to Grant and For Against Management Exercise the Stock Options 1.9 Approve Method and Procedures to For Against Management Adjust the Incentive Plan 1.10 Approve Accounting Treatment in For Against Management Connection to the Stock Option Incentive Plan 1.11 Approve Rights and Obligations of the For Against Management Plan Participants and the Company 1.12 Approve Conditions to Change or For Against Management Terminate the Stock Option Incentive Plan 1.13 Approve Related Dispute Between For Against Management Company and Incentive Targets or Dispute Resolution Mechanism 2 Approve Methods to Assess the For Against Management Performance of Plan Participants 3 Approve Authorization of the Board to For Against Management Handle All Related Matters -------------------------------------------------------------------------------- NANJI E-COMMERCE CO., LTD. Ticker: 002127 Security ID: Y4447Q108 Meeting Date: NOV 04, 2019 Meeting Type: Special Record Date: OCT 28, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustment on Additional Usage For Against Management of Idle Own Funds to Invest in Financial Products -------------------------------------------------------------------------------- NANJI E-COMMERCE CO., LTD. Ticker: 002127 Security ID: Y4447Q108 Meeting Date: FEB 12, 2020 Meeting Type: Special Record Date: FEB 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Investment to Establish a For For Management Company and Related Party Transactions 2 Elect Lu Lining as Non-Independent For For Shareholder Director, Member of the Special Committee of the Board 3 Approve Change of Registered Address For For Management and Amend Articles of Association 4 Approve Authorization of Board to For For Management Handle All Related Matters Regarding Business Changes -------------------------------------------------------------------------------- NANJI E-COMMERCE CO., LTD. Ticker: 002127 Security ID: Y4447Q108 Meeting Date: MAR 25, 2020 Meeting Type: Special Record Date: MAR 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Investment for the For For Management Establishment of Company and Related Party Transactions -------------------------------------------------------------------------------- NANJI E-COMMERCE CO., LTD. Ticker: 002127 Security ID: Y4447Q108 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: APR 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Remuneration of Directors and For For Management Supervisors 6 Approve to Appoint Auditor For For Management 7 Approve Annual Report and Summary For For Management 8 Approve Application of Comprehensive For For Management Credit Lines -------------------------------------------------------------------------------- NANJING HUADONG ELECTRONICS INFORMATION & TECHNOLOGY CO., LTD. Ticker: 000727 Security ID: Y6203X102 Meeting Date: MAR 19, 2020 Meeting Type: Special Record Date: MAR 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 and 2020 Daily Related For For Management Party Transactions -------------------------------------------------------------------------------- NANJING HUADONG ELECTRONICS INFORMATION & TECHNOLOGY CO., LTD. Ticker: 000727 Security ID: Y6203X102 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements and For For Management Financial Budget Report 5 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 6 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor 7 Amend Articles of Association For Against Management 8 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 9 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 10 Approve Signing of Loan Agreement For For Management 11 Approve Forward Foreign Exchange For For Management Transactions 12 Approve Accounts Receivable of For For Management Factoring Business -------------------------------------------------------------------------------- NANYANG TOPSEC TECHNOLOGIES GROUP, INC. Ticker: 002212 Security ID: Y2931A100 Meeting Date: JUL 08, 2019 Meeting Type: Special Record Date: JUL 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Wu Jianhua as Independent For For Management Director -------------------------------------------------------------------------------- NANYANG TOPSEC TECHNOLOGIES GROUP, INC. Ticker: 002212 Security ID: Y2931A100 Meeting Date: DEC 09, 2019 Meeting Type: Special Record Date: DEC 03, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- NANYANG TOPSEC TECHNOLOGIES GROUP, INC. Ticker: 002212 Security ID: Y2931A100 Meeting Date: APR 24, 2020 Meeting Type: Special Record Date: APR 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Comprehensive Credit Line Bank For For Management Application -------------------------------------------------------------------------------- NANYANG TOPSEC TECHNOLOGIES GROUP, INC. Ticker: 002212 Security ID: Y2931A100 Meeting Date: JUN 02, 2020 Meeting Type: Annual Record Date: MAY 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Remuneration of Directors For For Management 7 Approve Remuneration of Supervisors For For Management 8 Approve Repurchase and Cancellation of For For Management Performance Shares -------------------------------------------------------------------------------- NAURA TECHNOLOGY GROUP CO., LTD. Ticker: 002371 Security ID: Y0772M100 Meeting Date: AUG 02, 2019 Meeting Type: Special Record Date: JUL 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report on the Usage of For For Management Previously Raised Funds -------------------------------------------------------------------------------- NAURA TECHNOLOGY GROUP CO., LTD. Ticker: 002371 Security ID: Y0772M100 Meeting Date: DEC 06, 2019 Meeting Type: Special Record Date: NOV 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 3 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 4 Amend Investment Decision Management For For Management System 5 Amend Related-Party Transaction For For Management Management System 6 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 7.1 Elect Zhao Jinrong as Non-Independent For For Management Director 7.2 Elect Pan Jinfeng as Non-Independent For For Management Director 7.3 Elect Tao Haihong as Non-Independent For For Management Director 7.4 Elect Xu Tao as Non-Independent For For Management Director 7.5 Elect Zhang Jianhui as Non-Independent For For Management Director 7.6 Elect Yang Zhengfan as Non-Independent For For Management Director 7.7 Elect Wang Liang as Non-Independent For For Management Director 7.8 Elect Liu Yue as Independent Director For For Management 7.9 Elect Wu Xibin as Independent Director For For Management 7.10 Elect Chen Shenghua as Independent For For Management Director 7.11 Elect Wu Hanming as Independent For For Management Director 8.1 Elect Zhao Xuexin as Supervisor For For Shareholder 8.2 Elect Lv Yumei as Supervisor For For Shareholder 9 Approve Allowance of Independent For For Management Directors -------------------------------------------------------------------------------- NAURA TECHNOLOGY GROUP CO., LTD. Ticker: 002371 Security ID: Y0772M100 Meeting Date: JAN 13, 2020 Meeting Type: Special Record Date: JAN 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustment of Stock Option For For Management Incentive Plan (Draft) 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3.1 Approve Purpose of Implementing the For Against Management Incentive Plan 3.2 Approve Management Agency For Against Management 3.3 Approve Criteria to Select Plan For Against Management Participants 3.4 Approve Equity Incentive Plan Details For Against Management 3.5 Approve Implementation, Grant, For Against Management Exercise Procedures and Unlocking Procedures 3.6 Approve Rights and Obligations of the For Against Management Plan Participants and the Company 3.7 Approve How to Implement the Incentive For Against Management Plan When There Are Changes for the Company and Incentive Objects 4 Approve Management Method of Stock For Against Management Options and Performance Share Incentive Plan 5 Approve Authorization of the Board to For Against Management Handle All Related Matters -------------------------------------------------------------------------------- NAURA TECHNOLOGY GROUP CO., LTD. Ticker: 002371 Security ID: Y0772M100 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 6 Approve Appointment of Auditor For For Management 7 Approve Daily Related Party For For Management Transactions 8 Approve Comprehensive Credit Line For For Management Application 9 Approve Guarantee Provision Plan For For Management 10 Approve Issuance of Super Short-term For For Management Commercial Papers and Medium-term Notes -------------------------------------------------------------------------------- NAVINFO CO., LTD. Ticker: 002405 Security ID: Y62121101 Meeting Date: NOV 11, 2019 Meeting Type: Special Record Date: NOV 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase and Cancellation of For For Management Performance Shares 2 Approve Change of Registered Capital For For Management to Increase Business Scope and Amend Articles of Association -------------------------------------------------------------------------------- NEW HOPE DAIRY CO., LTD. Ticker: 002946 Security ID: Y6S60S105 Meeting Date: AUG 05, 2019 Meeting Type: Special Record Date: JUL 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Foreign Investment thru For For Management Subscription and Purchase of Shares with Signed Agreement -------------------------------------------------------------------------------- NEW HOPE DAIRY CO., LTD. Ticker: 002946 Security ID: Y6S60S105 Meeting Date: APR 03, 2020 Meeting Type: Special Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Borrowings from Related For For Management Parties and Related Party Transactions -------------------------------------------------------------------------------- NEW HOPE DAIRY CO., LTD. Ticker: 002946 Security ID: Y6S60S105 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: JUN 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Related Party Transactions For For Management 5 Approve Financing Guarantee For Against Management 6 Approve Application of Comprehensive For Against Management Credit Lines 7 Approve Profit Distribution For For Management 8 Approve to Appoint Auditor For For Management 9 Approve Remuneration of Directors and For Against Management Supervisors 10 Approve Annual Report and Summary For For Management 11 Approve Company's Eligibility for For For Management Major Asset Acquisition 12.1 Approve Transaction Parties For For Management 12.2 Approve Target Assets For For Management 12.3 Approve Pricing Principles and For For Management Transaction Price 12.4 Approve Consideration Payment For For Management 12.5 Approve Arrangements During the For For Management Transition Period 12.6 Approve Delivery Arrangements For For Management 12.7 Approve Arrangements after the For For Management Completion of this Transaction 12.8 Approve Resolution Validity Period For For Management 13 Approve Draft Report and Summary on For For Management Major Asset Acquisition 14 Approve Signing of Conditional Asset For For Management Purchase Agreement 15 Approve Transaction Constitutes as For For Management Major Asset Restructuring 16 Approve This Transaction Does Not For For Management Constitute as Related-party Transaction 17 Approve the Notion that the For For Management Transaction Does not Constitute as Article 13 of the Management Approach Regarding Major Asset Restructuring of Listed Companies 18 Approve the Notion that the For For Management Transaction Complies with Article 4 of Provisions on Several Issues Regulating the Major Asset Restructuring of Listed Companies 19 Approve Transaction Complies with For For Management Article 11 of the Management Approach Regarding Major Asset Restructuring of Listed Companies 20 Approve Relevant Audit Reports and For For Management Asset Assessment Reports 21 Approve Independence of Appraiser, the For For Management Validity of Hypothesis, the Relevance of Valuation Purpose and Approach as Well as the Fairness of Pricing 22 Approve Basis and Fairness of Pricing For For Management for This Transaction 23 Approve the Explanation on Whether or For For Management Not the Stock Price Volatility Achieve the Relevant Standards in Article 5 Stated in the Notice Regulating the Information Disclosure of Listed Companies and the Acts of All the Related Parties 24 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 25 Approve the Completeness and For For Management Compliance of Implementation of Legal Proceedings of the Transactions and Validity of the Submitted Legal Documents Regarding this Transaction 26 Approve Authorization of the Board to For For Management Handle All Related Matters 27 Approve Company's Eligibility for For For Management Issuance of Convertible Bonds 28.1 Approve Issue Type For For Management 28.2 Approve Issue Scale For For Management 28.3 Approve Par Value and Issue Price For For Management 28.4 Approve Bond Maturity For For Management 28.5 Approve Bond Interest Rate For For Management 28.6 Approve Method and Term for the For For Management Repayment of Principal and Interest 28.7 Approve Guarantee Matters For For Management 28.8 Approve Conversion Period For For Management 28.9 Approve Determination and Adjustment For For Management of Conversion Price 28.10 Approve Terms for Downward Adjustment For For Management of Conversion Price 28.11 Approve Method for Determining the For For Management Number of Shares for Conversion 28.12 Approve Terms of Redemption For For Management 28.13 Approve Terms of Sell-Back For For Management 28.14 Approve Dividend Distribution Post For For Management Conversion 28.15 Approve Issue Manner and Target For For Management Subscribers 28.16 Approve Placing Arrangement for For For Management Shareholders 28.17 Approve Bondholders and Bondholders For For Management Meeting 28.18 Approve Use of Proceeds For For Management 28.19 Approve Raised Funds Deposit Account For For Management 28.20 Approve Validity Period For For Management 29 Approve Plan for Issuance of For For Management Convertible Bonds 30 Approve Feasibility Analysis Report on For For Management the Intended Usage of Raised Funds 31 Approve Signing of Asset Purchase For For Management Agreement 32 Approve Report on the Usage of For For Management Previously Raised Funds 33 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 34 Approve Rules and Procedures Regarding For For Management Convertible Corporate Bondholders Meeting 35 Approve Authorization of Board and Its For For Management Authorized Person to Handle All Matters Related to Convertible Bonds Issuance 36.1 Elect Xi Gang as Non-Independent For For Management Director 36.2 Elect Liu Chang as Non-Independent For For Management Director 36.3 Elect Li Jianxiong as Non-Independent For For Management Director 36.4 Elect Zhu Chuan as Non-Independent For For Management Director 36.5 Elect Cao Liqin as Non-Independent For For Management Director 37.1 Elect Shen Yiwen as Independent For For Management Director 37.2 Elect Huang Yongqing as Independent For For Management Director 37.3 Elect Yang Zhida as Independent For For Management Director 38.1 Elect Yang Fang as Supervisor For For Management 38.2 Elect Li Hongmei as Supervisor For For Management -------------------------------------------------------------------------------- NEWLAND DIGITAL TECHNOLOGY CO., LTD. Ticker: 000997 Security ID: Y2654K103 Meeting Date: NOV 27, 2019 Meeting Type: Special Record Date: NOV 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of Auditor For For Management 2 Approve Amendments to Articles of For For Management Association 3 Approve Guarantee Provision Plan For For Management 4 Approve Repurchase and Cancellation of For For Management Performance Shares 5 Amend Articles of Association to For For Management Reduce Registered Capital -------------------------------------------------------------------------------- NEWLAND DIGITAL TECHNOLOGY CO., LTD. Ticker: 000997 Security ID: Y2654K103 Meeting Date: JUN 17, 2020 Meeting Type: Annual Record Date: JUN 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Allocation of Income and For For Management Dividends 6 Approve Appointment of Auditor For For Management 7 Approve Repurchase and Cancellation of For For Management Performance Shares 8 Approve Change in Registered Capital For For Management and Amend Articles of Association 9 Approve Daily Related Party For For Management Transactions 10 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- NINESTAR CORP. Ticker: 002180 Security ID: Y9892Z107 Meeting Date: MAR 18, 2020 Meeting Type: Special Record Date: MAR 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Derivate Trading For For Management Business 2 Approve Use of Idle Funds for Cash For For Management Management 3 Approve Provision of Bank Credit For For Management Guarantee 4 Approve Signing of Supplementary For For Management Agreement of Loan Agreement and Related Party Transactions -------------------------------------------------------------------------------- NINESTAR CORP. Ticker: 002180 Security ID: Y9892Z107 Meeting Date: APR 22, 2020 Meeting Type: Special Record Date: APR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management 2 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- NINESTAR CORP. Ticker: 002180 Security ID: Y9892Z107 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 7 Approve Internal Control For For Management Self-Evaluation Report 8 Approve Daily Related-party For For Management Transactions 9 Approve Appointment of Auditor For For Management 10 Approve Provision of Guarantee For For Management 11 Approve Termination of Fund-raising For For Management Investment Project and Use Its Remaining Raised Funds to Replenish Working Capital -------------------------------------------------------------------------------- NINESTAR CORP. Ticker: 002180 Security ID: Y9892Z107 Meeting Date: JUN 18, 2020 Meeting Type: Special Record Date: JUN 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Transaction Parties For For Management 1.2 Approve Target Assets For For Management 1.3 Approve Pricing Principles and For For Management Transaction Price 1.4 Approve Consideration Payment Method For For Management 1.5 Approve Issue Manner For For Management 1.6 Approve Share Type and Par Value Per For For Management Share 1.7 Approve Target Subscribers For For Management 1.8 Approve Pricing Reference Date and For For Management Issue Price 1.9 Approve Issue Size For For Management 1.10 Approve Price Adjustment Mechanism For For Management 1.11 Approve Listing Exchange For For Management 1.12 Approve Lock-up Period For For Management 1.13 Approve Transitional Profit or Loss For For Management Arrangement 1.14 Approve Distribution of Cumulative For For Management Earnings 1.15 Approve Delivery of the Underlying For For Management Assets and Liability for Breach of Contract 1.16 Approve Resolution Validity Period For For Management 2 Approve Company's Plan for Acquisition For For Management by Issuance of Shares Complies with Relevant Laws and Regulations 3 Approve the Notion that the For For Management Transaction Complies with Article 43 of the Management Approach Regarding Major Asset Restructuring of Listed Companies 4 Approve Transaction Does Not For For Management Constitute as Related-party Transaction 5 Approve This Transaction Does Not For For Management Constitute as Major Asset Restructure and Major Restructure Listing 6 Approve the Notion that the For For Management Transaction Complies with Article 4 of Provisions on Several Issues Regulating the Major Asset Restructuring of Listed Companies 7 Approve Draft Report and Summary on For For Management Acquisition by Issuance of Shares 8 Approve Signing of Conditional For For Management Acquisition by Issuance of Shares 9 Approve the Notion that the Stock For For Management Price Volatility Did Not Reach the Relevant Standards in the Articles 5 of Notice Regulating the Information Disclosure of Listed Companies and the Acts of All the Related Parties 10 Approve Transaction Complies with For For Management Article 11 of the Management Approach Regarding Major Asset Restructuring of Listed Companies 11 Approve The Main Body of This For For Management Transaction Does Not Exist Strengthening the Supervision over Abnormal Stock Trading Related to the Major Asset Reorganizations of Listed Companies Article 13 12 Approve Completeness and Compliance of For For Management Implementation of Legal Proceedings of the Transactions and Validity of the Submitted Legal Documents Regarding this Transaction 13 Approve Authorization of the Board to For For Management Handle All Related Matters 14 Approve Appointment of Relevant For For Management Intermediaries for This Transaction 15 Approve Signing of Supplementary and For For Management Cancellation Agreement on Conditional Acquisition by Issuance of Shares 16 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 17 Approve Relevant Audit Report, Review For For Management report and Evaluation report 18 Approve Independence of Appraiser, the For For Management Validity of Hypothesis, the Relevance of Valuation Purpose and Approach as Well as the Fairness of Pricing -------------------------------------------------------------------------------- NINGBO HUAXIANG ELECTRONIC CO. LTD. Ticker: 002048 Security ID: Y62983104 Meeting Date: MAR 05, 2020 Meeting Type: Special Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Zhou Xiaofeng as Non-independent For For Management Director 1.2 Elect Li Jinghua as Non-independent For For Management Director 1.3 Elect Wang Shiping as Non-independent For For Management Director 2.1 Elect Yang Shaojie as Independent For For Management Director 2.2 Elect Liu Tiefan as Independent For For Management Director 3.1 Elect Yu Shuli as Supervisor For For Management 3.2 Elect Wang Lei as Supervisor For For Management 4 Approve Allowance of Independent For For Management Directors and External Directors 5 Approve Allowance of External For For Management Supervisors 6 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- NINGBO HUAXIANG ELECTRONIC CO. LTD. Ticker: 002048 Security ID: Y62983104 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 6 Approve to Appoint Auditor For For Management 7 Approve Related Party Transaction For For Management 8 Approve Change of Raised Funds For For Management Investment Project 9 Amend Business Period in the Company's For For Management Business License 10 Approve Increase or Disposal of Shares For For Management 11 Approve Partial Change in the Raised For For Shareholder Funds Investment Project 12 Approve Use of Excess and Interest of For For Shareholder Raised Funds to Replenish Working Capital -------------------------------------------------------------------------------- NORTH INDUSTRIES GROUP RED ARROW CO., LTD. Ticker: 000519 Security ID: Y13068104 Meeting Date: AUG 13, 2019 Meeting Type: Special Record Date: AUG 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Yang Shoujie as Non-Independent For For Management Director 2 Approve Adjustments on Deposit and For Against Management Loan and Re-signing of Financial Service Agreement 3 Approve Increase in 2019 Fixed Asset For For Management Investment Plan of Wholly-owned Subsidiary -------------------------------------------------------------------------------- NORTH INDUSTRIES GROUP RED ARROW CO., LTD. Ticker: 000519 Security ID: Y13068104 Meeting Date: OCT 29, 2019 Meeting Type: Special Record Date: OCT 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change in the Use of Raised For For Management Funds Investment Project -------------------------------------------------------------------------------- NORTH INDUSTRIES GROUP RED ARROW CO., LTD. Ticker: 000519 Security ID: Y13068104 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 14, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Financial Budget (Draft) For For Management 6 Approve Profit Distribution For For Management 7.1 Approve Report of Independent Director For For Management Wu Zhong 7.2 Approve Report of Independent Director For For Management Dong Min 7.3 Approve Report of Independent Director For For Management Han Chifeng 8 Approve Remuneration of For For Management Non-Independent Directors and Senior Management 9 Approve Remuneration of Supervisors For For Management 10 Approve Fixed Asset Investment Plan For For Management 11 Approve Related Party Transaction For Against Management 12 Approve Application of Credit Lines For Against Management 13 Approve Provision of Guarantee For For Management 14 Approve to Adjust the Construction For For Management Content of the Fund-raising Investment Projects 15 Approve to Appoint Financial Report For For Management Auditor and Internal Control Auditor 16 Approve to Adjust the Deposit and Loan For Against Management Limits as well as Re-signing of Financial Services Agreement -------------------------------------------------------------------------------- NORTHEAST SECURITIES CO., LTD. Ticker: 000686 Security ID: Y6411E102 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 7.1 Approve Related Party Transaction with For For Management Yinhua Fund Management Co., Ltd. 7.2 Approve Related Party Transaction with For For Management Bank of Jilin 8 Approve to Appoint Auditor For For Management 9.1 Elect Li Fuchun as Non-Independent For For Management Director 9.2 Elect He Junyan as Non-Independent For For Management Director 9.3 Elect Cui Wei as Non-Independent For For Management Director 9.4 Elect Song Shanglong as For For Management Non-Independent Director 9.5 Elect Sun Xiaofeng as Non-Independent For For Management Director 9.6 Elect Liu Shusen as Non-Independent For For Management Director 9.7 Elect Tai Ge as Non-Independent For For Management Director 9.8 Elect Zhang Hongdong as For For Management Non-Independent Director 10.1 Elect Shi Jichun as Independent For For Management Director 10.2 Elect Li Dongfang as Independent For For Management Director 10.3 Elect Cui Jun as Independent Director For For Management 10.4 Elect Wang Wensheng as Independent For For Management Director 10.5 Elect Ren Chong as Independent Director For For Management 11.1 Elect Yang Shucai as Supervisor For For Management 11.2 Elect Wang Huamin as Supervisor For For Management 11.3 Elect Tian Kuiwu as Supervisor For For Management 11.4 Elect Qin Yin as Supervisor For For Management 11.5 Elect Cui Xuebin as Supervisor For For Management 11.6 Elect Wei Yihua as Supervisor For For Management -------------------------------------------------------------------------------- OFFCN EDUCATION TECHNOLOGY CO., LTD. Ticker: 002607 Security ID: Y9717Y103 Meeting Date: JUL 22, 2019 Meeting Type: Special Record Date: JUL 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Application of Comprehensive For For Management Bank Credit Lines 2 Approve Amendments to Articles of For Against Management Association 3 Amend Rules and Procedures Regarding For Against Management General Meetings of Shareholders 4 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 5 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 6 Elect Yu Hongwei as Supervisor For For Management -------------------------------------------------------------------------------- ORG TECHNOLOGY CO., LTD. Ticker: 002701 Security ID: Y6S74V102 Meeting Date: JUL 22, 2019 Meeting Type: Special Record Date: JUL 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Equity Acquisition Agreement For For Management and Related Party Transactions 2 Approve Draft and Summary on For Against Management Performance Share Incentive Plan 3 Approve Methods to Assess the For Against Management Performance of Plan Participants 4 Approve Authorization of the Board to For Against Management Handle All Related Matters -------------------------------------------------------------------------------- ORG TECHNOLOGY CO., LTD. Ticker: 002701 Security ID: Y6S74V102 Meeting Date: SEP 12, 2019 Meeting Type: Special Record Date: SEP 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Profit Distribution For For Management -------------------------------------------------------------------------------- ORG TECHNOLOGY CO., LTD. Ticker: 002701 Security ID: Y6S74V102 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAY 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 6 Approve Related Party Transaction For For Management 7 Approve Credit Line Application For For Management 8 Approve to Appoint Auditor For For Management 9 Approve Guarantee For Against Management 10 Approve Repurchase and Cancellation of For For Management Performance Shares 11 Approve Decrease in Capital For For Management -------------------------------------------------------------------------------- ORIENTAL ENERGY CO., LTD. Ticker: 002221 Security ID: Y988AN107 Meeting Date: AUG 29, 2019 Meeting Type: Special Record Date: AUG 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase and Cancellation of For For Management Performance Shares 2 Approve Amendments to Articles of For For Management Association to Expand Business Scope -------------------------------------------------------------------------------- ORIENTAL ENERGY CO., LTD. Ticker: 002221 Security ID: Y988AN107 Meeting Date: OCT 24, 2019 Meeting Type: Special Record Date: OCT 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Approve Extension on Period of Cash For For Management Management 3 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- ORIENTAL ENERGY CO., LTD. Ticker: 002221 Security ID: Y988AN107 Meeting Date: FEB 28, 2020 Meeting Type: Special Record Date: FEB 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Construction of Donghua Energy For For Management (Maoming) Comprehensive Utilization of Paraffin Resources (Phase 1) Project 2 Approve Authorization of the Board of For For Management Donghua Energy (Maoming) Co., Ltd. to Handle All Related Matters 3 Approve Equity Transfer of Guangxi For For Management Tiansheng Port Affairs Co., Ltd. 4 Approve Equity Transfer of Qinzhou For Against Management Donghua Energy Co., Ltd. 5 Approve Related Party Transaction in For For Management Connection to Signing of LPG Sales Framework Agreement 6 Approve Related Party Transaction in For For Management Connection to Signing of LPG Storage and Transfer Agreement -------------------------------------------------------------------------------- ORIENTAL ENERGY CO., LTD. Ticker: 002221 Security ID: Y988AN107 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of Director For For Management 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Operating Related Party For For Management Transactions 7 Approve to Appoint Auditor For For Management 8 Approve Year-End Bonus of Chairman of For For Management the Board -------------------------------------------------------------------------------- OURPALM CO., LTD. Ticker: 300315 Security ID: Y6298P105 Meeting Date: OCT 09, 2019 Meeting Type: Special Record Date: SEP 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Liu Huicheng as Non-independent For For Management Director 1.2 Elect Huang Yingchun as For For Management Non-independent Director 1.3 Elect Wang Ping as Non-independent For For Management Director 1.4 Elect Jia Tangli as Non-independent For For Management Director 1.5 Elect Shang Jin as Non-independent For For Management Director 1.6 Elect Liu Zhigang as Non-independent For For Management Director 2.1 Elect Luo Yibing as Independent For For Management Director 2.2 Elect Liu Shoubao as Independent For For Management Director 2.3 Elect Li Junfeng as Independent For For Management Director 3.1 Elect Cui Meiling as Supervisor For For Management 3.2 Elect Wu Yangchun as Supervisor For For Management 4 Approve Amendments to Articles of For For Management Association 5 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 6 Amend Working System for Independent For For Management Directors -------------------------------------------------------------------------------- OURPALM CO., LTD. Ticker: 300315 Security ID: Y6298P105 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 6 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- PALM ECO-TOWN DEVELOPMENT CO., LTD. Ticker: 002431 Security ID: Y2931P107 Meeting Date: JUL 05, 2019 Meeting Type: Special Record Date: JUL 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Corporate Bond Issuance 2.1 Approve Issue Size For For Management 2.2 Approve Issue Manner For For Management 2.3 Approve Target Subscribers For For Management 2.4 Approve Bond Type and Maturity For For Management 2.5 Approve Use of Proceeds For For Management 2.6 Approve Bond Interest Rate and Method For For Management of Determination 2.7 Approve Safeguard Measures of Debts For For Management Repayment 2.8 Approve Guarantee Matters For For Management 2.9 Approve Trading of the Bonds For For Management 2.10 Approve Terms of Redemption or Terms For For Management of Sell-Back 2.11 Approve Resolution Validity Period For For Management 3 Approve Authorization of Board to For For Management Handle All Related Matters Regarding Issuance of Corporate Bonds 4 Amend Articles Board-Related and Rules For For Management and Procedures Regarding Meetings of Board of Directors 5.1 Elect Wang Gengchao as Non-Independent For For Shareholder Director 5.2 Elect Hou Jie as Non-Independent For For Shareholder Director 5.3 Elect Wang Haigang as Non-Independent For For Shareholder Director 5.4 Elect Tang Qun as Non-Independent For For Shareholder Director 6 Elect Liu Jinquan as Independent For For Shareholder Director 7.1 Elect Lei Dong as Supervisor For For Shareholder 7.2 Elect Tang Liang as Supervisor For For Shareholder -------------------------------------------------------------------------------- PALM ECO-TOWN DEVELOPMENT CO., LTD. Ticker: 002431 Security ID: Y2931P107 Meeting Date: AUG 26, 2019 Meeting Type: Special Record Date: AUG 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Counter Guarantee For For Management -------------------------------------------------------------------------------- PALM ECO-TOWN DEVELOPMENT CO., LTD. Ticker: 002431 Security ID: Y2931P107 Meeting Date: SEP 27, 2019 Meeting Type: Special Record Date: SEP 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management 2 Approve Loan Application For For Management -------------------------------------------------------------------------------- PALM ECO-TOWN DEVELOPMENT CO., LTD. Ticker: 002431 Security ID: Y2931P107 Meeting Date: OCT 10, 2019 Meeting Type: Special Record Date: SEP 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee to For For Management Project Company Laiyang Zonglu Wulonghe Ecological Town Development Co., Ltd. 2 Approve Provision of Guarantee to For For Management Project Company Ningbo Shiguang Haiwan Scenic Development Co., Ltd. -------------------------------------------------------------------------------- PALM ECO-TOWN DEVELOPMENT CO., LTD. Ticker: 002431 Security ID: Y2931P107 Meeting Date: NOV 22, 2019 Meeting Type: Special Record Date: NOV 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Equity Transfer of Meizhou For For Management Palm Huayin Culture Tourism Development Co., Ltd. 2 Approve Equity Transfer of Meizhou For For Management Palm Guilin Palm Qiankun Culture Tourism Investment Co., Ltd. 3 Approve Equity Transfer of Gui'an New For For Management District Palm Culture Real Estate Co., Ltd. 4 Approve Financial Assistance Provision For For Management 5 Approve Financial Assistance Provision For For Management to Gui'an New District Palm Culture Real Estate Co., Ltd. and Related Party Transactions -------------------------------------------------------------------------------- QINGDAO TGOOD ELECTRIC CO., LTD. Ticker: 300001 Security ID: Y71637105 Meeting Date: NOV 26, 2019 Meeting Type: Special Record Date: NOV 21, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For Against Management -------------------------------------------------------------------------------- QINGDAO TGOOD ELECTRIC CO., LTD. Ticker: 300001 Security ID: Y71637105 Meeting Date: DEC 27, 2019 Meeting Type: Special Record Date: DEC 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Application of Credit Lines For Against Management 2 Approve Provision of Guarantee For Against Management 3 Approve Capital Injection by Qingdao For For Shareholder Jinyang Equity Investment Partnership (Limited Partnership) and Qingdao Honggu Equity Investment Partnership (Limited Partnership) 4 Approve Capital Injection by Company For For Shareholder -------------------------------------------------------------------------------- QINGDAO TGOOD ELECTRIC CO., LTD. Ticker: 300001 Security ID: Y71637105 Meeting Date: FEB 11, 2020 Meeting Type: Special Record Date: FEB 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- QINGDAO TGOOD ELECTRIC CO., LTD. Ticker: 300001 Security ID: Y71637105 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: MAY 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution Plan For For Management 6 Approve Provision for Asset Impairment For For Management 7 Approve Appointment of Auditor For For Management 8 Approve Company's Eligibility for For For Shareholder Private Placement of Shares 9.1 Approve Share Type and Par Value For For Shareholder 9.2 Approve Issue Manner and Issue Time For For Shareholder 9.3 Approve Target Subscribers and For For Shareholder Subscription Method 9.4 Approve Pricing Reference Date and For For Shareholder Issue Price 9.5 Approve Issue Size For For Shareholder 9.6 Approve Lock-up Period For For Shareholder 9.7 Approve Raised Funds Investment For For Shareholder 9.8 Approve Listing Exchange For For Shareholder 9.9 Approve Distribution Arrangement of For For Shareholder Undistributed Earnings 9.10 Approve Resolution Validity Period For For Shareholder 10 Approve Private Placement of Shares For For Shareholder 11 Approve Demonstration Analysis Report For For Shareholder in Connection to Private Placement 12 Approve Feasibility Analysis Report on For For Shareholder the Use of Proceeds 13 Approve Report on the Usage of For For Shareholder Previously Raised Funds 14.1 Approve Three Gorges Capital Holdings For For Shareholder Co., Ltd. as Strategic Investor 14.2 Approve Shandong Railway Development For For Shareholder Fund Co., Ltd. as Strategic Investor 14.3 Approve Three Gorges Jinshi (Wuhan) For For Shareholder Equity Investment Fund Partnership (Limited Partnership) as Strategic Investor 14.4 Approve Three Gorges Green Industry For For Shareholder (Shandong) Equity Investment Partnership (Limited Partnership) as Strategic Investor 14.5 Approve Dongfang Electric (Chengdu) For For Shareholder Qingneng Equity Investment Fund Partnership (Limited Partnership) as Strategic Investor 15 Approve Signing of Strategic For For Shareholder Cooperation Agreement 16 Approve Subscription Agreement For For Shareholder 17 Approve Impact of Dilution of Current For For Shareholder Returns on Major Financial Indicators and the Relevant Measures to be Taken 18 Approve Authorization of Board to For For Shareholder Handle All Related Matters 19 Approve Shareholder Return Plan For For Shareholder -------------------------------------------------------------------------------- RAINBOW DEPARTMENT STORE CO., LTD. Ticker: 002419 Security ID: Y71751104 Meeting Date: JUL 08, 2019 Meeting Type: Special Record Date: JUL 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For Against Management Association 2 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 3 Amend Decision-Making Procedures and For For Management Rules for Foreign Investments 4 Amend Management System for For For Management Related-Party Transactions -------------------------------------------------------------------------------- RAINBOW DEPARTMENT STORE CO., LTD. Ticker: 002419 Security ID: Y71751104 Meeting Date: SEP 19, 2019 Meeting Type: Special Record Date: SEP 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Gao Shulin as Non-independent For For Management Director 1.2 Elect Huang Junkang as Non-independent For For Management Director 1.3 Elect Zhang Xuhua as Non-independent For For Management Director 1.4 Elect Wang Mingchuan as For For Management Non-independent Director 1.5 Elect Li Shijia as Non-independent For For Management Director 1.6 Elect Xiao Zhanglin as Non-independent For For Management Director 2.1 Elect Chen Shaohua as Independent For For Management Director 2.2 Elect Liang Guangcai as Independent For For Management Director 2.3 Elect Fu Xilin as Independent Director For For Management 3 Approve to Appoint External and For For Management Internal Control Auditor 4 Approve Provision of Counter Guarantee For For Management 5.1 Elect Wang Baoying as Supervisor For For Management 5.2 Elect Luo Wenjun as Supervisor For For Management -------------------------------------------------------------------------------- RAINBOW DEPARTMENT STORE CO., LTD. Ticker: 002419 Security ID: Y71751104 Meeting Date: DEC 24, 2019 Meeting Type: Special Record Date: DEC 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction in For For Management Connection to Leasing of AVIC Project 2 Approve Related Party Transaction in For For Management Connection to Leasing of China Aerospace Yi Garden Project 3 Approve Application of Bank Credit For For Management Lines 4 Approve Amendments to Articles of For Against Management Association -------------------------------------------------------------------------------- RAINBOW DEPARTMENT STORE CO., LTD. Ticker: 002419 Security ID: Y71751104 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Annual Report and Summary For For Management 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 6 Approve Daily Related-party For For Management Transactions 7 Approve Remuneration of Chairman of For For Management the Board 8 Approve Report of the Board of For For Management Supervisors 9 Approve Guarantee Provision Plan For For Management -------------------------------------------------------------------------------- RAINBOW DEPARTMENT STORE CO., LTD. Ticker: 002419 Security ID: Y71751104 Meeting Date: JUN 17, 2020 Meeting Type: Special Record Date: JUN 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of Company Name For For Management 2 Approve Amendments to Articles of For For Management Association 3 Elect Liang Ruichi as Non-Independent For For Management Director -------------------------------------------------------------------------------- REALCAN PHARMACEUTICAL GROUP CO., LTD. Ticker: 002589 Security ID: Y7685B105 Meeting Date: JUL 22, 2019 Meeting Type: Special Record Date: JUL 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision Plan For For Management -------------------------------------------------------------------------------- REALCAN PHARMACEUTICAL GROUP CO., LTD. Ticker: 002589 Security ID: Y7685B105 Meeting Date: AUG 23, 2019 Meeting Type: Special Record Date: AUG 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Corporate Bonds 2.1 Approve Issue Size For For Management 2.2 Approve Par Value and Issue Price For For Management 2.3 Approve Type and Term For For Management 2.4 Approve Bond Interest Rate and Method For For Management of Determination 2.5 Approve Use of Proceeds For For Management 2.6 Approve Guarantee Arrangements For For Management 2.7 Approve Issue Manner For For Management 2.8 Approve Target Subscribers For For Management 2.9 Approve Listing Exchange For For Management 2.10 Approve Security Measures for Debt For For Management Repayment 2.11 Approve Resolution Validity Period For For Management 3 Approve Authorization of Board to For For Management Handle All Related Matters Regarding Private Placement of Corporate Bonds 4 Approve Provision of Guarantee for For For Management Wholly-owned and Controlled Subsidiary as well as Mutual Guarantee Between Wholly-owned and Controlled Subsidiary 5 Approve Amendments to Articles of For For Management Association to Expand Business Scope -------------------------------------------------------------------------------- REALCAN PHARMACEUTICAL GROUP CO., LTD. Ticker: 002589 Security ID: Y7685B105 Meeting Date: OCT 08, 2019 Meeting Type: Special Record Date: SEP 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of Company Type For For Management 2 Approve Guarantee Provision Plan For For Management 3 Approve Termination of Partial Raised For For Management Funds Investment Project 4 Approve Provision of Credit Support For For Management for Asset-backed Plan 5.1 Elect Han Xu as Non-Independent For For Management Director 5.2 Elect Zhang Renhua as Non-Independent For For Management Director 5.3 Elect Zhou Yun as Non-Independent For For Management Director 5.4 Elect Han Chunlin as Non-Independent For For Management Director 5.5 Elect Yang Bo as Non-Independent For For Management Director 5.6 Elect Feng Hongtao as Non-Independent For For Management Director 6.1 Elect Wu Bin as Independent Director For For Management 6.2 Elect Quan Yuhua as Independent For For Management Director 6.3 Elect Yu Jianqing as Independent For For Management Director 7.1 Elect Wu Liyan as Supervisor For For Management 7.2 Elect Tao Chunfang as Supervisor For For Management -------------------------------------------------------------------------------- REALCAN PHARMACEUTICAL GROUP CO., LTD. Ticker: 002589 Security ID: Y7685B105 Meeting Date: NOV 15, 2019 Meeting Type: Special Record Date: NOV 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For Against Management Association 2 Approve Company's Eligibility for For For Management Corporate Bond Issuance 3.1 Approve Issue Size and Issue Manner For For Management 3.2 Approve Par Value and Issue Price For For Management 3.3 Approve Issue Manner and Target For For Management Subscribers 3.4 Approve Listing Transfer Method - For For Management Listing of Issued Bonds 3.5 Approve Bond Type and Term For For Management 3.6 Approve Bond Interest Rate and Method For For Management of Determination 3.7 Approve Repayment Method For For Management 3.8 Approve Use of Proceeds For For Management 3.9 Approve Underwriting Manner For For Management 3.10 Approve Guarantee Arrangements For For Management 3.11 Approve Raised Funds Special Account For For Management 3.12 Approve Security Measures for Debt For For Management Repayment 3.13 Approve Resolution Validity Period For For Management 4 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- REALCAN PHARMACEUTICAL GROUP CO., LTD. Ticker: 002589 Security ID: Y7685B105 Meeting Date: DEC 20, 2019 Meeting Type: Special Record Date: DEC 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association to Expand Business Scope -------------------------------------------------------------------------------- REALCAN PHARMACEUTICAL GROUP CO., LTD. Ticker: 002589 Security ID: Y7685B105 Meeting Date: FEB 27, 2020 Meeting Type: Special Record Date: FEB 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision Plan For For Management 2.1 Approve Issue Scale For For Management 2.2 Approve Issue Period For For Management 2.3 Approve Issuance Rate For For Management 2.4 Approve Target Subscribers For For Management 2.5 Approve Issue Manner For For Management 2.6 Approve Resolution Validity Period For For Management 3 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- REALCAN PHARMACEUTICAL GROUP CO., LTD. Ticker: 002589 Security ID: Y7685B105 Meeting Date: MAR 09, 2020 Meeting Type: Special Record Date: MAR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Liu Xijun as Independent Director For For Management 2 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- REALCAN PHARMACEUTICAL GROUP CO., LTD. Ticker: 002589 Security ID: Y7685B105 Meeting Date: APR 22, 2020 Meeting Type: Special Record Date: APR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- REALCAN PHARMACEUTICAL GROUP CO., LTD. Ticker: 002589 Security ID: Y7685B105 Meeting Date: MAY 25, 2020 Meeting Type: Annual Record Date: MAY 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Annual Report and Summary For For Management 3 Approve Financial Statements and For For Management Financial Budget Report 4 Approve Profit Distribution Plan For For Management 5 Approve Report of the Board of For For Management Supervisors -------------------------------------------------------------------------------- SANSTEEL MINGUANG CO. LTD. Ticker: 002110 Security ID: Y75035108 Meeting Date: AUG 27, 2019 Meeting Type: Special Record Date: AUG 21, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change in Registered Capital For For Management and Amend Articles of Association 2 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- SANSTEEL MINGUANG CO. LTD. Ticker: 002110 Security ID: Y75035108 Meeting Date: JAN 15, 2020 Meeting Type: Special Record Date: JAN 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Li Lizhang as Non-independent For For Management Director 1.2 Elect Zhang Ling as Non-independent For For Management Director 1.3 Elect Lu Fangying as Non-independent For For Management Director 1.4 Elect Li Peng as Non-independent For For Management Director 1.5 Elect Li Xianfeng as Non-independent For For Management Director 2.1 Elect Wang Jianhua as Independent For For Management Director 2.2 Elect Zhang Xuan as Independent For For Management Director 2.3 Elect Zheng Xixin as Independent For For Management Director 3.1 Elect Huang Biaocai as Supervisor For For Management 3.2 Elect Lin Xueling as Supervisor For For Management 3.3 Elect Xie Jingrong as Supervisor For For Management 4 Approve Application of Comprehensive For For Management Credit Lines 5 Approve Application of Credit Lines of For For Management Fujian Quanzhou Minguang Iron and Steel Co., Ltd. 6 Approve Application of Credit Lines of For For Management Fujian Minguang Yunshang Co., Ltd. 7 Approve Carry-out Bill Pool Business For Against Management 8 Approve Provision of Guarantee For For Management 9 Approve Use of Idle Funds to Invest in For For Management Financial Products -------------------------------------------------------------------------------- SANSTEEL MINGUANG CO., LTD. Ticker: 002110 Security ID: Y75035108 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: APR 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements and For For Management Financial Budget Report 4 Approve Profit Distribution For For Management 5 Approve Investment Plan (Draft) For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Annual Report and Summary For For Management 8 Approve Related Party Transaction with For For Management Fujian Sangang (Group) Co., Ltd. and Its Subsidiaries 9 Approve Related Party Transaction with For For Management Associate Company 10 Approve Related Party Transaction with For For Management Fujian Metallurgical (Holding) Co., Ltd. and Its Subsidiaries 11 Approve Related Party Transaction with For For Management Fujian San'an Group Co., Ltd. and Its Subsidiaries -------------------------------------------------------------------------------- SANSTEEL MINGUANG CO., LTD., FUJIAN Ticker: 002110 Security ID: Y75035108 Meeting Date: JUN 19, 2020 Meeting Type: Special Record Date: JUN 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Equity Acquisition Agreement For For Management and Related Party Transactions -------------------------------------------------------------------------------- SEALAND SECURITIES CO., LTD. Ticker: 000750 Security ID: Y2941X108 Meeting Date: AUG 22, 2019 Meeting Type: Special Record Date: AUG 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Approve External Donation Method For For Management -------------------------------------------------------------------------------- SEALAND SECURITIES CO., LTD. Ticker: 000750 Security ID: Y2941X108 Meeting Date: DEC 09, 2019 Meeting Type: Special Record Date: DEC 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extension of Resolution For For Management Validity Period of Rights Issuance 2 Approve Extension of Authorization For For Management Period of Board to Handle All Matters Related to the Rights Issuance -------------------------------------------------------------------------------- SEALAND SECURITIES CO., LTD. Ticker: 000750 Security ID: Y2941X108 Meeting Date: APR 27, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Securities Investment Scale For For Management and Risk Limit 7 Approve Daily Related-Party For For Management Transactions 8 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor 9 Amend Related-Party Transaction For For Management Management System 10 Elect Wang Hongping as Supervisor For For Shareholder -------------------------------------------------------------------------------- SGIS SONGSHAN CO., LTD. Ticker: 000717 Security ID: Y7676V102 Meeting Date: SEP 18, 2019 Meeting Type: Special Record Date: SEP 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 3 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 4 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 5 Approve Remuneration of Directors For For Management -------------------------------------------------------------------------------- SGIS SONGSHAN CO., LTD. Ticker: 000717 Security ID: Y7676V102 Meeting Date: NOV 05, 2019 Meeting Type: Special Record Date: OCT 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- SGIS SONGSHAN CO., LTD. Ticker: 000717 Security ID: Y7676V102 Meeting Date: DEC 25, 2019 Meeting Type: Special Record Date: DEC 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Stock Option Incentive Plan For Against Management Draft and Its Summary 2 Approve Methods to Assess the For Against Management Performance of Plan Participants 3 Approve Authorization of the Board to For Against Management Handle All Related Matters -------------------------------------------------------------------------------- SGIS SONGSHAN CO., LTD. Ticker: 000717 Security ID: Y7676V102 Meeting Date: MAR 16, 2020 Meeting Type: Special Record Date: MAR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Approve Application of Credit Lines For For Management 3 Approve Financial Derivatives For For Management Investment Plan 4 Elect Xie Qi as Non-independent For For Shareholder Director 5 Approve Investment Framework Plan for For For Management Infrastructure Technology Reform Projects -------------------------------------------------------------------------------- SGIS SONGSHAN CO., LTD. Ticker: 000717 Security ID: Y7676V102 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: APR 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Allocation of Income and For For Management Dividends 6 Approve Financial Service Agreement For Against Management 7 Approve Financial Budget For For Management 8 Approve Related Party Transaction For For Management -------------------------------------------------------------------------------- SHAANXI INTERNATIONAL TRUST CO., LTD. Ticker: 000563 Security ID: Y7700Z103 Meeting Date: JUL 10, 2019 Meeting Type: Special Record Date: JUL 03, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Xue Jimin as Non-Independent For For Management Director 1.2 Elect Yao Weidong as Non-Independent For For Management Director 1.3 Elect Gui Quanhai as Non-Independent For For Management Director 1.4 Elect Zhuo Guoquan as Non-Independent For For Management Director 1.5 Elect Zhao Zhongqi as Non-Independent For For Management Director 2.1 Elect Zhao Xijun as Independent For For Management Director 2.2 Elect Guan Qingyou as Independent For For Management Director 2.3 Elect Zhang Junrui as Independent For For Management Director 3.1 Elect Wang Xiaofang as Supervisor For For Management 3.2 Elect Tian Zhejun as Supervisor For For Management 4 Approve Investment Trust Plan For For Management 5 Approve the Allowance of External For For Management Supervisors -------------------------------------------------------------------------------- SHAANXI INTERNATIONAL TRUST CO., LTD. Ticker: 000563 Security ID: Y7700Z103 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Profit Distribution For For Management 3 Approve Annual Report and Summary For For Management 4 Approve Report of the Board of For For Management Directors 5 Approve Report of the Board of For For Management Supervisors 6 Approve Appointment of Auditor For For Management 7 Elect Yin Xingmin as Supervisor For For Management 8 Approve Amendments to Articles of For For Management Association 9 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 10 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 11 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Supervisors -------------------------------------------------------------------------------- SHANDONG CHENMING PAPER HOLDINGS LIMITED Ticker: 200488 Security ID: Y7682V112 Meeting Date: SEP 03, 2019 Meeting Type: Special Record Date: AUG 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 2 Approve Remuneration of Directors and For For Management Supervisors 3 Approve Acceptance of Financial For For Management Subsidy and Connected Transaction -------------------------------------------------------------------------------- SHANDONG CHENMING PAPER HOLDINGS LIMITED Ticker: 200488 Security ID: Y7682V112 Meeting Date: OCT 23, 2019 Meeting Type: Special Record Date: OCT 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extension of Time in Purchase For For Management of Shares of the Company by the Controlling Shareholder 2 Approve Change of the Auditors of the For For Shareholder Company -------------------------------------------------------------------------------- SHANDONG CHENMING PAPER HOLDINGS LIMITED Ticker: 200488 Security ID: Y7682V112 Meeting Date: DEC 03, 2019 Meeting Type: Special Record Date: NOV 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee to a For Against Management Subsidiary of the Company 2 Approve Acceptance of Financial For For Shareholder Subsidy and Related Party Transaction 3 Amend Articles of Association For For Shareholder 4 Amend Rules and Procedures Regarding For For Shareholder General Meetings of Shareholders -------------------------------------------------------------------------------- SHANDONG CHENMING PAPER HOLDINGS LIMITED Ticker: 200488 Security ID: Y7682V112 Meeting Date: MAR 09, 2020 Meeting Type: Special Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve the Extension of Time in For For Management Purchase of Shares of the Company by the Controlling Shareholder -------------------------------------------------------------------------------- SHANDONG CHENMING PAPER HOLDINGS LIMITED Ticker: 200488 Security ID: Y7682V112 Meeting Date: MAY 15, 2020 Meeting Type: Special Record Date: MAY 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2020 Restricted Share For Against Management Incentive Scheme (Draft) of Shandong Chenming Paper Holdings Limited (Draft) and Its Summary 2 Approve Assessment Management Measures For Against Management for the Implementation of the 2020 Restricted Share Incentive Scheme (Draft) of Shandong Chenming Paper Holdings Limited 3 Authorize Board to Deal with All For Against Management Matters in Relation to the Share Incentive Scheme of the Company -------------------------------------------------------------------------------- SHANDONG CHENMING PAPER HOLDINGS LIMITED Ticker: 200488 Security ID: Y7682V112 Meeting Date: MAY 15, 2020 Meeting Type: Special Record Date: MAY 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2020 Restricted Share For Against Management Incentive Scheme (Draft) of Shandong Chenming Paper Holdings Limited (Draft) and Its Summary 2 Approve Assessment Management Measures For Against Management for the Implementation of the 2020 Restricted Share Incentive Scheme (Draft) of Shandong Chenming Paper Holdings Limited 3 Authorize Board to Deal with All For Against Management Matters in Relation to the Share Incentive Scheme of the Company -------------------------------------------------------------------------------- SHANDONG CHENMING PAPER HOLDINGS LIMITED Ticker: 200488 Security ID: Y7682V112 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: JUN 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Supervisory For For Management Committee 3 Approve Report of the Independent For For Management Directors 4 Approve Annual Report and Its Summary For For Management 5 Approve Financial Report For For Management 6 Approve Profit Appropriation Proposal For For Management 7 Elect Li Feng as Director For For Management 8 Approve Annual Remuneration Scheme of For For Management Directors, Supervisors and Senior Management 9 Approve Appointment of Auditors For For Management 10 Approve Amendment to the Decision For For Management Making System to External Guarantee 11 Approve Application to Financial For Against Management Institutions for General Credit Lines 12 Approve Cancellation of Guarantee For For Management Amount for Certain Subsidiaries and an Expected Increase in New Guarantee Amount 13 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 14.1 Approve Size For For Management 14.2 Approve Issue Target and Issue Method For For Management 14.3 Approve Maturity and Class of the Bonds For For Management 14.4 Approve Interest Rate of the Bonds and For For Management Its Determination 14.5 Approve Use of Proceeds For For Management 14.6 Approve Guarantee of the Bonds For For Management 14.7 Approve Measures to Ensure Repayment For For Management 14.8 Approve Term of Validity of the For For Management Resolution 14.9 Approve Authorization in Relation to For For Management the Public Issue of Corporate Bonds 15.1 Approve Size For For Management 15.2 Approve Issue Target and Issue Method For For Management 15.3 Approve Maturity and Class of the Bonds For For Management 15.4 Approve Interest Rate of the Bonds and For For Management its Determination 15.5 Approve Use of Proceeds For For Management 15.6 Approve Guarantee of the Bonds For For Management 15.7 Approve Measures to Ensure Repayment For For Management 15.8 Approve Term of Validity of the For For Management Resolution 15.9 Approve Authorization in Relation to For For Management the Non-Public Issue of Corporate Bonds 16.1 Approve Size For For Management 16.2 Approve Term For For Management 16.3 Approve Coupon Rate For For Management 16.4 Approve Issue Target For For Management 16.5 Approve Use of Proceeds For For Management 16.6 Approve Term of Validity of the For For Management Resolution 16.7 Approve Authorization in Relation to For For Management the Issue of Medium-Term Notes -------------------------------------------------------------------------------- SHANDONG SINOCERA FUNCTIONAL MATERIAL CO., LTD. Ticker: 300285 Security ID: Y76867103 Meeting Date: APR 08, 2020 Meeting Type: Annual Record Date: APR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Allocation of Income and For For Management Dividends 5 Approve Director and Supervisor For For Management Remuneration Management System 6 Approve Annual Report and Summary For For Management 7 Approve 2019 Daily Related Party For For Management Transactions and 2020 Daily Related Party Transactions 8 Approve Appointment of Auditor For For Management -------------------------------------------------------------------------------- SHANDONG SUNPAPER CO., LTD. Ticker: 002078 Security ID: Y7681V105 Meeting Date: AUG 16, 2019 Meeting Type: Special Record Date: AUG 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For Against Management Association 2 Approve Change of Auditor For For Management -------------------------------------------------------------------------------- SHANDONG SUNPAPER CO., LTD. Ticker: 002078 Security ID: Y7681V105 Meeting Date: MAR 05, 2020 Meeting Type: Special Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Application of Credit Lines For For Management 2 Approve Repurchase and Cancellation of For For Management Performance Shares 3 Amend Articles of Association For For Management -------------------------------------------------------------------------------- SHANDONG SUNPAPER CO., LTD. Ticker: 002078 Security ID: Y7681V105 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Annual Report and Summary For For Management 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Daily Related-party For For Management Transactions 6.1 Approve Daily Related-party For For Management Transaction with Shandong Sun Plaza International Hotel Co., Ltd. 6.2 Approve Daily Related-party For For Management Transaction with Wanguo Sun Paper White Cardboard Co., Ltd. 6.3 Approve Daily Related-party For For Management Transaction with Shandong International Sun Paper Paperboard Co. , Ltd. 6.4 Approve Daily Related-party For For Management Transaction with Shandong Wanguo Sun Food Packaging Materials Co., Ltd. 7 Approve to Appoint Auditor For For Management 8 Approve Amendments to Articles of For For Management Association 9 Approve Investment and Construction of For For Management Guangxi Beihai 3.5 Million Tons Forest-pulp-paper Integration (Phase I) Project -------------------------------------------------------------------------------- SHANGHAI 2345 NETWORK HOLDING GROUP CO., LTD. Ticker: 002195 Security ID: Y7683P106 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Financial Statements For For Management 3 Approve Report of the Board of For For Management Directors 4 Approve Report of the Board of For For Management Supervisors 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Repurchase and Cancellation of For For Management Performance Shares That Has Been Granted But Not Yet Unlocked 8 Approve Change of Registered Capital For For Management and Amendments to Articles of Association 9 Approve 2016 Repurchase Cancellation For For Management of Performance Shares 10 Approve Change in Registered Capital For For Management and Amend Articles of Association 11 Approve 2017 Repurchase Cancellation For For Management of Performance Shares 12 Amend Articles of Association For Against Management 13 Amend Related Party Transaction For For Management Management System and Working System for Independent Directors 14 Approve Guarantee Provision Plan For For Management 15 Elect Shi Jian as Supervisor For For Management -------------------------------------------------------------------------------- SHANXI MEIJIN ENERGY CO., LTD. Ticker: 000723 Security ID: Y769A4103 Meeting Date: SEP 19, 2019 Meeting Type: Special Record Date: SEP 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Li Yumin as Independent Director For For Management 2 Approve Amendments to Articles of For Against Management Association -------------------------------------------------------------------------------- SHANXI SECURITIES CO., LTD. Ticker: 002500 Security ID: Y7700J109 Meeting Date: DEC 30, 2019 Meeting Type: Special Record Date: DEC 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change the Use of Remaining For For Management Raised Funds to Permanently Replenish Working Capital 2 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- SHANXI SECURITIES CO., LTD. Ticker: 002500 Security ID: Y7700J109 Meeting Date: FEB 14, 2020 Meeting Type: Special Record Date: FEB 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association to Expand Business Scope -------------------------------------------------------------------------------- SHANXI SECURITIES CO., LTD. Ticker: 002500 Security ID: Y7700J109 Meeting Date: MAR 30, 2020 Meeting Type: Special Record Date: MAR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Issue Subject, Issuance Scale For For Management and Issuance Method 1.2 Approve Type of Debt Financing For For Management Instruments 1.3 Approve Duration of Debt Financing For For Management Instruments 1.4 Approve Interest Rates on Debt For For Management Financing Instruments 1.5 Approve Guarantee and Other For For Management Arrangements 1.6 Approve Use of Proceeds For For Management 1.7 Approve Issue Price For For Management 1.8 Approve Target Subscribers and Placing For For Management Arrangement for Shareholders 1.9 Approve Listing and Listing Transfer For For Management Arrangements of Debt Financing Instruments 1.10 Approve Safeguard Measures of Debts For For Management Repayment 1.11 Approve Resolution Validity Period For For Management 1.12 Approve Authorizations for Issuance of For For Management Domestic and Foreign Debt Financing Instruments -------------------------------------------------------------------------------- SHANXI SECURITIES CO., LTD. Ticker: 002500 Security ID: Y7700J109 Meeting Date: MAY 07, 2020 Meeting Type: Special Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extension of Resolution For For Management Validity Period and Authorization of the Board on Rights Issue Scheme -------------------------------------------------------------------------------- SHANXI SECURITIES CO., LTD. Ticker: 002500 Security ID: Y7700J109 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 5.1 Approve Related Party Transaction with For For Management Shanxi Financial Investment Holdings Ltd. 5.2 Approve Related Party Transaction with For For Management Taiyuan Iron and Steel Group and Shanxi International Electricity Group Co., Ltd. 5.3 Approve Related Party Transaction with For For Management Deutsche Bank 5.4 Approve Related Party Transaction with For For Management Related Natural Person and Related Natural Persons Directly or Indirectly Controlled, or Directors and Senior Management Members 5.5 Approve Related Party Transaction with For For Management Legal Persons or Natural Persons 6 Approve to Appoint Auditor For For Management 7 Approve Report on the Usage of For For Management Previously Raised Funds 8 Approve Remuneration of Directors For For Management 9 Approve Remuneration of Supervisors For For Management 10 Approve Remuneration of Senior For For Management Management Members 11 Amend Articles of Association For Against Management 12 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 13 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 14 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 15 Approve Detailed Rules for Online For For Management Voting of the Shareholders General Meeting -------------------------------------------------------------------------------- SHANXI TAIGANG STAINLESS STEEL CO., LTD. Ticker: 000825 Security ID: Y8481S102 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 6 Approve Full Budget Report For For Management 7 Approve Fixed Asset Investment Budget For For Management Plan 8 Approve to Appoint Financial Auditor For For Management 9 Approve to Appoint Internal Control For For Management Auditor 10 Approve Signing of Major Raw Materials For For Management Supply Agreement 11 Approve Signing of Comprehensive For For Management Service Agreement 12 Approve Signing of Land Use Right For For Management Lease Agreement 13 Approve Signing of Import Business For For Management Agency Agreement 14 Approve Related Party Transaction For Against Management 15 Approve Financial Derivatives Hedging For For Management Scheme 16 Approve Finance Lease Business For For Management 17 Approve Guarantee Provision Plan For For Management 18.1 Approve Issue Scale For For Management 18.2 Approve Target Subscribers For For Management 18.3 Approve Issue Manner For For Management 18.4 Approve Issue Period For For Management 18.5 Approve Use of Proceeds For For Management 18.6 Approve Listing Arrangement For For Management 18.7 Approve Guarantee Arrangements For For Management 18.8 Approve Bond Interest Rate and Method For For Management of Determination 18.9 Approve Resolution Validity Period For For Management 18.10 Approve Authorization Matters For For Management 19 Approve Issuance of Medium-term Notes For For Management -------------------------------------------------------------------------------- SHANXI XISHAN COAL & ELECTRICITY POWER CO., LTD. Ticker: 000983 Security ID: Y7701C103 Meeting Date: JUL 01, 2019 Meeting Type: Special Record Date: JUN 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Bidding of Equity For For Management -------------------------------------------------------------------------------- SHANXI XISHAN COAL & ELECTRICITY POWER CO., LTD. Ticker: 000983 Security ID: Y7701C103 Meeting Date: NOV 15, 2019 Meeting Type: Special Record Date: NOV 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee to For For Management Wuxiang Xishan Power Generation Company 2 Approve Provision of Guarantee to For For Management Wholly-owned Subsidiary -------------------------------------------------------------------------------- SHANXI XISHAN COAL & ELECTRICITY POWER CO., LTD. Ticker: 000983 Security ID: Y7701C103 Meeting Date: APR 16, 2020 Meeting Type: Special Record Date: APR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Guo Wencang as Non-independent For For Shareholder Director 1.2 Elect Li Jian as Non-independent For For Shareholder Director 2 Elect Chen Gang as Supervisor For For Shareholder -------------------------------------------------------------------------------- SHANXI XISHAN COAL & ELECTRICITY POWER CO., LTD. Ticker: 000983 Security ID: Y7701C103 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAY 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve 2019 Daily Related-Party For For Management Transactions 7 Approve 2020 Daily Related-Party For For Management Transactions 8 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor 9 Approve Provision of Entrusted Loan For For Management -------------------------------------------------------------------------------- SHENNAN CIRCUITS CO., LTD. Ticker: 002916 Security ID: Y774D3102 Meeting Date: NOV 19, 2019 Meeting Type: Special Record Date: NOV 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 2 Amend Working System for Independent For For Management Directors 3 Amend Management System of Raised Funds For For Management 4 Approve Change of Registered Address For Against Management and Amendments to Articles of Association 5 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders -------------------------------------------------------------------------------- SHENZHEN AGRICULTURAL PRODUCTS GROUP CO., LTD. Ticker: 000061 Security ID: Y7741H104 Meeting Date: JUL 26, 2019 Meeting Type: Special Record Date: JUL 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Loan Provision to Associate For For Management Company -------------------------------------------------------------------------------- SHENZHEN AGRICULTURAL PRODUCTS GROUP CO., LTD. Ticker: 000061 Security ID: Y7741H104 Meeting Date: SEP 12, 2019 Meeting Type: Special Record Date: SEP 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Loan for For For Management Associate Company -------------------------------------------------------------------------------- SHENZHEN AGRICULTURAL PRODUCTS GROUP CO., LTD. Ticker: 000061 Security ID: Y7741H104 Meeting Date: DEC 16, 2019 Meeting Type: Special Record Date: DEC 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Listing for Transfer of Equity For For Management of Guilin Haijixing Agricultural Products Group Co., Ltd. 2 Approve Listing for Transfer of Equity For For Management of Shenzhen Sinoagri E-Commerce Co., Ltd. -------------------------------------------------------------------------------- SHENZHEN AGRICULTURAL PRODUCTS GROUP CO., LTD. Ticker: 000061 Security ID: Y7741H104 Meeting Date: MAR 09, 2020 Meeting Type: Special Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Extension of Loan For For Management by Wholly-owned Subsidiary -------------------------------------------------------------------------------- SHENZHEN AGRICULTURAL PRODUCTS GROUP CO., LTD. Ticker: 000061 Security ID: Y7741H104 Meeting Date: APR 03, 2020 Meeting Type: Special Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Implementation of Preferential For For Management Measures -------------------------------------------------------------------------------- SHENZHEN AGRICULTURAL PRODUCTS GROUP CO., LTD. Ticker: 000061 Security ID: Y7741H104 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Report For For Management 2 Approve Profit Distribution For For Management 3 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 4 Approve Report of the Board of For For Management Directors 5 Approve Report of the Board of For For Management Supervisors 6 Approve Remuneration of Directors For For Management 7 Approve Remuneration of Supervisors For For Management 8 Approve Annual Report and Summary For For Management -------------------------------------------------------------------------------- SHENZHEN AIRPORT CO., LTD. Ticker: 000089 Security ID: Y7741V103 Meeting Date: JAN 17, 2020 Meeting Type: Special Record Date: JAN 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction on For For Management Entrusted Management of Information Business 2 Approve Cooperation on International For For Management Transit General Cargo Operation Business 3 Approve Provision of Financial For For Management Assistance of Controlling Shareholder to Company -------------------------------------------------------------------------------- SHENZHEN AIRPORT CO., LTD. Ticker: 000089 Security ID: Y7741V103 Meeting Date: MAR 16, 2020 Meeting Type: Special Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Lin Xiaolong as Non-Independent For For Management Director 1.2 Elect Xie Yousong as Non-Independent For For Management Director 1.3 Elect Zhang Yan as Non-Independent For For Management Director 2.1 Elect Ye Wenhua as Supervisor For For Management 2.2 Elect Shi Xiaomei as Supervisor For For Management -------------------------------------------------------------------------------- SHENZHEN AIRPORT CO., LTD. Ticker: 000089 Security ID: Y7741V103 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: APR 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Daily Related-Party For For Management Transactions 7 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor -------------------------------------------------------------------------------- SHENZHEN AISIDI CO., LTD. Ticker: 002416 Security ID: Y77227109 Meeting Date: OCT 18, 2019 Meeting Type: Special Record Date: OCT 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Application of Bank Credit For For Management Lines 2 Approve Provision of Guarantee to For For Management Wholly-owned Subsidiary 3 Approve Bill Pool Business For Against Management 4 Approve Provision of Guarantee to For For Management Controlled Subsidiary 5 Approve Transfer of Equity For For Management 6.1 Elect Huang Wenhui as Non-independent For For Management Director 6.2 Elect Zhou Youmeng as Non-independent For For Management Director 6.3 Elect Huang Shaowu as Non-independent For For Management Director 6.4 Elect Yu Zida as Non-independent For For Management Director 7.1 Elect Lv Tingjie as Independent For For Management Director 7.2 Elect Deng Peng as Independent Director For For Management 7.3 Elect Zhang Rui as Independent Director For For Management 8.1 Elect Zhu Weijia as Supervisor For For Management 8.2 Elect Li Qin as Supervisor For For Management -------------------------------------------------------------------------------- SHENZHEN AISIDI CO., LTD. Ticker: 002416 Security ID: Y77227109 Meeting Date: DEC 30, 2019 Meeting Type: Special Record Date: DEC 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Management System of Raised Funds For For Management 2 Amend Working System for Independent For For Management Directors 3 Approve to Appoint Auditor For For Management 4 Approve Use of Own Funds to Conduct For Against Management Integrated Management 5 Approve Application of Bank Credit For Against Management Lines 6 Approve Provision of Guarantee to For For Management Shenzhen Youyou Supply Chain Co., Ltd. 7 Approve Provision of Guarantee to For For Management Shenzhen Youyou Internet Co., Ltd. 8 Approve Provision of Guarantee to For For Management Shenzhen Youyou Communication Equipment Company 9 Approve Provision of Guarantee to For For Management China Supply Chain Financial Services Ltd. 10 Approve Provision of Guarantee to For For Management Aisidi (Hong Kong) Co., Ltd. 11 Approve Provision of Guarantee to For For Management Shenzhen Kudong Digital Co., Ltd. 12 Approve Provision of Guarantee to For For Management Tibet Kuai Communication Co., Ltd. 13 Approve Provision of Guarantee by For For Management Tibet Kuai Communication Co., Ltd. for Aisidi (Hong Kong) Co., Ltd. -------------------------------------------------------------------------------- SHENZHEN AISIDI CO., LTD. Ticker: 002416 Security ID: Y77227109 Meeting Date: JAN 16, 2020 Meeting Type: Special Record Date: JAN 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee to For For Management Controlled Subsidiary 2 Approve Provision of Guarantee by For For Management Controlled Subsidiary to its Controlled Subsidiaries 3 Approve Provision of Guarantee to For For Management China Supply Chain Financial Services Ltd. -------------------------------------------------------------------------------- SHENZHEN AISIDI CO., LTD. Ticker: 002416 Security ID: Y77227109 Meeting Date: MAR 23, 2020 Meeting Type: Special Record Date: MAR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Comprehensive For For Management Financial Guarantee to Shenzhen Youyou Internet Co., Ltd. 2 Approve Provision of Bank Guarantee to For For Management Shenzhen Youyou Communication Equipment Co., Ltd. 3 Approve Provision of Increase in For For Management Performance Guarantee to Shenzhen Shifeng Technology Co., Ltd. -------------------------------------------------------------------------------- SHENZHEN AISIDI CO., LTD. Ticker: 002416 Security ID: Y77227109 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Remuneration of Chairman and For For Management Vice Chairman 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 6 Approve Related Party Transaction For For Management 7 Approve Report of the Board of For For Management Supervisors 8 Amend Management System of Raised Funds For For Management 9 Approve Company's Eligibility for For Against Management Private Placement of Shares 10.1 Approve Share Type and Par Value For Against Management 10.2 Approve Issue Manner and Issue Time For Against Management 10.3 Approve Target Subscribers and For Against Management Subscription Method 10.4 Approve Issue Price and Pricing Basis For Against Management 10.5 Approve Issue Size For Against Management 10.6 Approve Lock-up Period For Against Management 10.7 Approve Amount and Use of Proceeds For Against Management 10.8 Approve Distribution Arrangement of For Against Management Undistributed Earnings 10.9 Approve Listing Exchange For Against Management 10.10 Approve Resolution Validity Period For Against Management 11 Approve Private Placement of Shares For Against Management 12 Approve Feasibility Analysis Report on For Against Management the Use of Proceeds 13 Approve Related Party Transactions in For Against Management Connection to Private Placement 14 Approve Introduction of Strategic For Against Management Investors 15 Approve Signing of Shares Subscription For Against Management Agreement 16 Approve Signing of Strategic For Against Management Cooperation Agreement 17 Approve Joint Investment to Establish For Against Management Joint Venture Company and Related Party Transactions 18 Approve Report on the Usage of For Against Management Previously Raised Funds 19 Approve Impact of Dilution of Current For Against Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 20 Approve Shareholder Return Plan For Against Management 21 Approve Authorization of Board to For Against Management Handle All Related Matters -------------------------------------------------------------------------------- SHENZHEN AISIDI CO., LTD. Ticker: 002416 Security ID: Y77227109 Meeting Date: JUN 11, 2020 Meeting Type: Special Record Date: JUN 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change in Usage of Raised For For Management Funds and Permanently Supplement Working Capital -------------------------------------------------------------------------------- SHENZHEN COLIBRI TECHNOLOGIES CO., LTD. Ticker: 002957 Security ID: Y774F0106 Meeting Date: JAN 17, 2020 Meeting Type: Special Record Date: JAN 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- SHENZHEN COLIBRI TECHNOLOGIES CO., LTD. Ticker: 002957 Security ID: Y774F0106 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Financial Budget Report For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 7 Approve to Appoint Auditor For For Management 8 Approve Shareholder Return Plan For For Management 9 Approve Adjustment of the Use of For Against Management Raised Funds and Own Funds for Cash Management 10 Approve Remuneration of Directors, For For Management Senior Management Members and Core Technical Staff 11 Approve Remuneration of Supervisors For For Management 12 Approve Amendments to Articles of For For Management Association 13 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 14 Amend Management System of Raised Funds For For Management 15 Approve External Investment Management For For Management System -------------------------------------------------------------------------------- SHENZHEN COLIBRI TECHNOLOGIES CO., LTD. Ticker: 002957 Security ID: Y774F0106 Meeting Date: JUN 16, 2020 Meeting Type: Special Record Date: JUN 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association to Expand Business Scope -------------------------------------------------------------------------------- SHENZHEN ENERGY GROUP CO., LTD. Ticker: 000027 Security ID: Y7740R103 Meeting Date: JUL 10, 2019 Meeting Type: Special Record Date: JUL 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Li Yingfeng as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- SHENZHEN ENERGY GROUP CO., LTD. Ticker: 000027 Security ID: Y7740R103 Meeting Date: SEP 10, 2019 Meeting Type: Special Record Date: SEP 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Zhang Qian as Supervisor For For Shareholder 2 Approve Capital Injection for Newton For For Management Company 3 Approve Change on the Implementation For For Management of Shenzhen Nanshan Energy Industrial Estate Urban Renewal Project 4 Approve Debt Financing Plan For For Management 5 Approve Issuance of Medium-term Notes For For Management -------------------------------------------------------------------------------- SHENZHEN ENERGY GROUP CO., LTD. Ticker: 000027 Security ID: Y7740R103 Meeting Date: DEC 26, 2019 Meeting Type: Special Record Date: DEC 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Construction Investment of For For Management Wind Power Project and Provision of Guarantee 2 Approve Establishment of Shenneng For For Management Financial Leasing Co., Ltd. 3 Approve Capital Injection For Against Management -------------------------------------------------------------------------------- SHENZHEN ENERGY GROUP CO., LTD. Ticker: 000027 Security ID: Y7740R103 Meeting Date: JAN 09, 2020 Meeting Type: Special Record Date: JAN 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Participate in the Equity For For Management Auction of Jinchuan Group -------------------------------------------------------------------------------- SHENZHEN ENERGY GROUP CO., LTD. Ticker: 000027 Security ID: Y7740R103 Meeting Date: JAN 15, 2020 Meeting Type: Special Record Date: JAN 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Formulation of Long-term For For Management Incentive and Constraint Plan for the Company 2 Approve Signing of Shenzhen Nanshan For For Management Energy Industrial Community Urban Renewal Project Supplementary agreement -------------------------------------------------------------------------------- SHENZHEN ENERGY GROUP CO., LTD. Ticker: 000027 Security ID: Y7740R103 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: MAY 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Provision for Asset Impairment For For Management 4 Approve Financial Report and Profit For For Management Distribution 5 Approve Annual Report and Summary For For Management 6 Approve Annual Budget Plan For For Management 7 Approve to Appoint Auditor For For Management 8 Approve Capital Injection in Newton For For Management Industrial Limited -------------------------------------------------------------------------------- SHENZHEN EVERWIN PRECISION TECHNOLOGY CO., LTD. Ticker: 300115 Security ID: Y7744V100 Meeting Date: MAR 20, 2020 Meeting Type: Special Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Issue Time For For Management 2.3 Approve Target Subscribers For For Management 2.4 Approve Issue Price and Pricing For For Management Principle 2.5 Approve Issue Size For For Management 2.6 Approve Subscription Method For For Management 2.7 Approve Lock-up Period For For Management 2.8 Approve Listing Exchange For For Management 2.9 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.10 Approve Use of Proceeds For For Management 2.11 Approve Resolution Validity Period For For Management 3 Approve Plan for Private Placement of For For Management Shares 4 Approve Demonstration Analysis Report For For Management in Connection to Private Placement 5 Approve Feasibility Analysis Report on For For Management the Intended Usage of Raised Funds 6 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 7 Approve Report on the Usage of For For Management Previously Raised Funds 8 Approve Shareholder Return Plan For For Management 9 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- SHENZHEN EVERWIN PRECISION TECHNOLOGY CO., LTD. Ticker: 300115 Security ID: Y7744V100 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Audited Financial Report For For Management 5 Approve Financial Statements For For Management 6 Approve Allocation of Income and For For Management Dividends 7 Approve Special Report on the Usage of For For Management Previously Raised Funds 8 Approve to Appoint Auditor For For Management 9 Approve Application of Bank Credit For For Management Lines 10 Approve Provision of Guarantee For Against Management 11 Approve Forward Foreign Exchange For For Management Settlement and Sales 12 Approve Amendments to Articles of For For Management Association to Expand Business Scope -------------------------------------------------------------------------------- SHENZHEN EVERWIN PRECISION TECHNOLOGY CO., LTD. Ticker: 300115 Security ID: Y7744V100 Meeting Date: MAY 15, 2020 Meeting Type: Special Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Chen Qixing as Non-independent For For Management Director 1.2 Elect Chen Xiaoshuo as Non-independent For For Management Director 1.3 Elect Zhu Shouli as Non-independent For For Management Director 1.4 Elect Peng Jianchun as Non-independent For For Management Director 2.1 Elect Zhan Weizai as Independent For For Management Director 2.2 Elect Liang Rong as Independent For For Management Director 2.3 Elect Kong Xiangyun as Independent For For Management Director 3.1 Elect Chen Hang as Supervisor For For Management 3.2 Elect Zhan Min as Supervisor For For Management -------------------------------------------------------------------------------- SHENZHEN FENDA TECHNOLOGY CO., LTD. Ticker: 002681 Security ID: Y7746N106 Meeting Date: OCT 31, 2019 Meeting Type: Special Record Date: OCT 28, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Bonds 2.1 Approve Issue Size and Issue Manner For For Management 2.2 Approve Arrangements for Placing Bond For For Management with Shareholders 2.3 Approve Bond Maturity For For Management 2.4 Approve Bond Interest Rate and Method For For Management of Determination 2.5 Approve Target Subscribers For For Management 2.6 Approve Usage of Raised Funds For For Management 2.7 Approve Method to Increase Bond For For Management Creditability 2.8 Approve Bond Trading For For Management 2.9 Approve Safeguard Measures of Debts For For Management Repayment 2.10 Approve Resolution Validity Period For For Management 3 Approve Authorization of Board to For For Management Handle All Matters Related to Private Placement of Bonds 4 Approve Guarantee in Relation to Bond For For Management Issuance 5 Amend Articles of Association For For Management 6 Approve Decrease in Registered Capital For For Management -------------------------------------------------------------------------------- SHENZHEN FENDA TECHNOLOGY CO., LTD. Ticker: 002681 Security ID: Y7746N106 Meeting Date: NOV 29, 2019 Meeting Type: Special Record Date: NOV 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Xiao Fen as Non-Independent For For Management Director 1.2 Elect Wen Zhongze as Non-Independent For For Management Director 1.3 Elect Xiao Yong as Non-Independent For For Management Director 1.4 Elect Dong Xiaolin as Non-Independent For For Management Director 1.5 Elect Xie Yuping as Non-Independent For For Management Director 1.6 Elect Xiao Yun as Non-Independent For For Management Director 2.1 Elect Zhou Yuhua as Independent For For Shareholder Director 2.2 Elect Ning Qinghua as Independent For For Shareholder Director 2.3 Elect Wang Yan as Independent Director For For Shareholder 3.1 Elect Guo Xuesong as Supervisor For For Management 3.2 Elect Huang Hanlong as Supervisor For For Management 4 Approve Allowance of Independent For For Management Directors 5 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- SHENZHEN FENDA TECHNOLOGY CO., LTD. Ticker: 002681 Security ID: Y7746N106 Meeting Date: JAN 13, 2020 Meeting Type: Special Record Date: JAN 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of Registered Capital For For Management and Amend Articles of Association -------------------------------------------------------------------------------- SHENZHEN FENDA TECHNOLOGY CO., LTD. Ticker: 002681 Security ID: Y7746N106 Meeting Date: FEB 28, 2020 Meeting Type: Special Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Dismissal of Wen Zhongze as For Against Shareholder Non-Independent Director 2 Approve Retention of Wen Zhongze as For For Shareholder Non-Independent Director 3 Approve Dismissal of Dong Xiaolin as For Against Shareholder Non-Independent Director 4 Approve Retention of Dong Xiaolin as For For Shareholder Non-Independent Director 5 Amend Articles of Association For Against Management 6 Approve Retention of 9 Position for For For Shareholder the Size of Board 7 Approve Dismissal of Xiao Fen as For Against Shareholder Non-Independent Director 8 Approve Dismissal of Xiao Yong as For Against Shareholder Non-Independent Director 9 Approve Dismissal of Xiao Yun as For Against Shareholder Non-Independent Director -------------------------------------------------------------------------------- SHENZHEN FENDA TECHNOLOGY CO., LTD. Ticker: 002681 Security ID: Y7746N106 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAY 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For Against Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For Against Management 5 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 6 Approve Performance Commitments For For Management 7.1 Approve Remuneration of Xiao Fen For For Management 7.2 Approve Remuneration of Xiao Yong For For Management 7.3 Approve Remuneration of Xie Yuping For For Management 7.4 Approve Remuneration of Xiao Yun For For Management 7.5 Approve Remuneration of Zhou Yuhua For For Management 7.6 Approve Remuneration of Ning Qinghua For For Management 7.7 Approve Remuneration of Wang Yan For For Management 7.8 Approve Remuneration of Xiao Xiao For For Management 8 Approve Repurchase and Cancellation of For For Management Performance Shares and Stock Option 9 Approve Disputes Over Performance For For Shareholder Compensation and Performance Compensation Obligor as well as Signing of Agreement 10 Approve Repurchase and Cancellation of For For Shareholder Compensation Shares 11 Approve Authorization of Board to For For Shareholder Handle All Related Matters Regarding Repurchase and Cancellation of Compensation Shares -------------------------------------------------------------------------------- SHENZHEN GRANDLAND GROUP CO., LTD. Ticker: 002482 Security ID: Y7744Y104 Meeting Date: JUL 15, 2019 Meeting Type: Special Record Date: JUL 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management 2 Approve Issuance of Short-term For For Management Financing Bills -------------------------------------------------------------------------------- SHENZHEN GRANDLAND GROUP CO., LTD. Ticker: 002482 Security ID: Y7744Y104 Meeting Date: NOV 01, 2019 Meeting Type: Special Record Date: OCT 28, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Approve to Appoint Auditor For For Management 3 Approve Provision of Guarantee to For For Management Wholly-owned Subsidiary -------------------------------------------------------------------------------- SHENZHEN GRANDLAND GROUP CO., LTD. Ticker: 002482 Security ID: Y7744Y104 Meeting Date: APR 24, 2020 Meeting Type: Special Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision Plan For For Management 2 Approve Performance Commitment For For Management Compensation Plan 3 Elect Bai Tao as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- SHENZHEN GRANDLAND GROUP CO., LTD. Ticker: 002482 Security ID: Y7744Y104 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAY 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Remuneration of For For Management Non-Independent Directors 7 Approve Remuneration of Supervisors For For Management 8 Approve Comprehensive Credit Line For For Management Application 9 Approve Provision of Guarantee For Against Management -------------------------------------------------------------------------------- SHENZHEN HEPALINK PHARMACEUTICAL GROUP CO., LTD. Ticker: 002399 Security ID: Y7744K104 Meeting Date: JUL 08, 2019 Meeting Type: Special Record Date: JUL 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- SHENZHEN HEPALINK PHARMACEUTICAL GROUP CO., LTD. Ticker: 002399 Security ID: Y7744K104 Meeting Date: SEP 12, 2019 Meeting Type: Special Record Date: SEP 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management 2 Approve Use of Excess Raised Funds to For For Management Replenish Working Capital 3 Approve Credit Line Application and For For Management Provision of Asset Collateral -------------------------------------------------------------------------------- SHENZHEN HEPALINK PHARMACEUTICAL GROUP CO., LTD. Ticker: 002399 Security ID: Y7744K104 Meeting Date: DEC 18, 2019 Meeting Type: Special Record Date: DEC 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of H Shares and For For Management Listing in Hong Kong Stock Exchange as well as Conversion of Company to Foreign Fund-Raising Company 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Time For For Management 2.3 Approve Issue Manner For For Management 2.4 Approve Issue Size For For Management 2.5 Approve Pricing Method For For Management 2.6 Approve Target Subscribers For For Management 2.7 Approve Principles of Offering For For Management 3 Approve Resolution Validity Period For For Management 4 Approve Authorization of Board to For For Management Handle All Related Matters 5 Approve Distribution Arrangement of For For Management Cumulative Earnings 6 Approve Usage of Raised Funds For For Management 7 Approve Lv Chuan as Independent For For Management Director 8 Approve Appointment of Financial and For For Management Internal Control Auditor 9 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 10 Approve Amendments to Articles of For For Management Association 11 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 12 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 13 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 14 Amend Related Party Transaction For For Management Decision-making System 15 Amend Major Investment Decision For For Management Management System 16 Amend Management System for Providing For For Management External Guarantees 17 Amend Working System for Independent For For Management Directors 18 Approve Provision of Counter Guarantee For For Management -------------------------------------------------------------------------------- SHENZHEN HEPALINK PHARMACEUTICAL GROUP CO., LTD. Ticker: 002399 Security ID: Y7744K104 Meeting Date: FEB 27, 2020 Meeting Type: Special Record Date: FEB 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Adjust the Board Structure For For Management and Amend Articles of Association 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 3 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 4 Elect Sun Xuan as Non-Independent For For Management Director 5 Approve Provision of Counter Guarantee For For Management -------------------------------------------------------------------------------- SHENZHEN HEPALINK PHARMACEUTICAL GROUP CO., LTD. Ticker: 002399 Security ID: Y7744K104 Meeting Date: APR 15, 2020 Meeting Type: Special Record Date: APR 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Application of Bank Credit For For Management Lines and Provision of Guarantee -------------------------------------------------------------------------------- SHENZHEN HEPALINK PHARMACEUTICAL GROUP CO., LTD. Ticker: 002399 Security ID: Y7744K104 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 6 Approve Provision of Guarantee For For Management 7 Approve Scheme for the Above Company's For For Management Oversea Listing -------------------------------------------------------------------------------- SHENZHEN HUAQIANG INDUSTRY CO., LTD. Ticker: 000062 Security ID: Y7741A109 Meeting Date: DEC 05, 2019 Meeting Type: Special Record Date: DEC 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Signing of Financial Services For Against Management Agreement and Related Party Transactions 2 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- SHENZHEN HUAQIANG INDUSTRY CO., LTD. Ticker: 000062 Security ID: Y7741A109 Meeting Date: MAR 13, 2020 Meeting Type: Special Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- SHENZHEN HUAQIANG INDUSTRY CO., LTD. Ticker: 000062 Security ID: Y7741A109 Meeting Date: APR 15, 2020 Meeting Type: Annual Record Date: APR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Amendments to Articles of For For Management Association 6 Approve Appointment of Auditor For For Management -------------------------------------------------------------------------------- SHENZHEN JINJIA GROUP CO., LTD. Ticker: 002191 Security ID: Y7743D101 Meeting Date: DEC 16, 2019 Meeting Type: Special Record Date: DEC 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Signing of Strategic For For Management Cooperation Agreement 2 Approve Change of Auditor For For Management 3 Approve Amendments to Articles of For For Management Association 4 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders -------------------------------------------------------------------------------- SHENZHEN JINJIA GROUP CO., LTD. Ticker: 002191 Security ID: Y7743D101 Meeting Date: MAY 11, 2020 Meeting Type: Annual Record Date: APR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Qiao Luyu as Non-Independent For For Management Director 1.2 Elect Hou Xudong as Non-Independent For For Management Director 1.3 Elect Li Dehua as Non-Independent For For Management Director 1.4 Elect Li Xiaohua as Non-Independent For For Management Director 1.5 Elect Long Long as Non-Independent For For Management Director 1.6 Elect Bai Tao as Non-Independent For For Management Director 2.1 Elect Wang Yanmei as Independent For For Management Director 2.2 Elect Sun Jinshan as Independent For For Management Director 2.3 Elect Xie Lanjun as Independent For For Management Director 3.1 Elect Li Qingshan as Supervisor For For Management 3.2 Elect Ma Xiaohui as Supervisor For For Management 4 Approve Remuneration of For For Management Non-Independent Directors 5 Approve Allowance of Independent For For Management Directors 6 Approve Remuneration of Supervisors For For Management 7 Approve Annual Report and Summary For For Management 8 Approve Report of the Board of For For Management Directors 9 Approve Report of the Board of For For Management Supervisors 10 Approve Financial Statements For For Management 11 Approve Profit Distribution For For Management 12 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 13 Approve Daily Related-Party Transaction For For Management 14 Approve Appointment of Auditor For For Management 15 Amend Articles of Association For Against Management 16 Approve Use of Idle Raised Funds to For For Management Conduct Cash Management -------------------------------------------------------------------------------- SHENZHEN KAIFA TECHNOLOGY CO., LTD. Ticker: 000021 Security ID: Y7740Z105 Meeting Date: DEC 13, 2019 Meeting Type: Special Record Date: DEC 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor 2 Approve Derivatives Business For For Management 3 Approve Comprehensive Credit Line Bank For Against Management Application 4 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- SHENZHEN KAIFA TECHNOLOGY CO., LTD. Ticker: 000021 Security ID: Y7740Z105 Meeting Date: JAN 08, 2020 Meeting Type: Special Record Date: DEC 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Zhou Jian as Non-Independent For For Management Director 1.2 Elect Zheng Guorong as Non-Independent For For Management Director 1.3 Elect Li Gang as Non-Independent For For Management Director 1.4 Elect Liu Yanwu as Non-Independent For For Management Director 1.5 Elect Chen Zhujiang as Non-Independent For For Management Director 1.6 Elect Dong Dawei as Non-Independent For For Management Director 2.1 Elect Qiu Daliang as Independent For For Management Director 2.2 Elect Song Chunlei as Independent For For Management Director 2.3 Elect Bai Junjiang as Independent For For Management Director 3.1 Elect Gao Muqun as Supervisor For For Shareholder 3.2 Elect Chen Yang as Supervisor For For Shareholder 4 Approve Allowance of Directors For For Management 5 Approve Allowance of Supervisors For For Management -------------------------------------------------------------------------------- SHENZHEN KAIFA TECHNOLOGY CO., LTD. Ticker: 000021 Security ID: Y7740Z105 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve to Appoint Financial and For For Management Internal Control Auditor 7 Approve Comprehensive Credit Line Bank For For Management Application 8 Approve Guarantee Provision Plan For For Management -------------------------------------------------------------------------------- SHENZHEN NEPTUNUS BIOENGINEERING CO., LTD. Ticker: 000078 Security ID: Y7741K107 Meeting Date: JUL 12, 2019 Meeting Type: Special Record Date: JUL 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Issuance of Shares 2.1 Approve Issue Type and Par Value For For Management 2.2 Approve Issuance Method and Issuance For For Management Time 2.3 Approve Issue Size For For Management 2.4 Approve Target Subscribers For For Management 2.5 Approve Price Reference Date For For Management 2.6 Approve Price Method or Price Range For For Management 2.7 Approve Lock-up Period For For Management 2.8 Approve Subscription Method For For Management 2.9 Approve Listing Exchange For For Management 2.10 Approve Amount and Use of Proceeds For For Management 2.11 Approve Distribution of Cumulative For For Management Earnings 2.12 Approve Resolution Validity Period For For Management 3 Approve Related Party Transactions in For For Management Connection to Private Placement 4 Approve Company's Plan for Issuance of For For Management Shares 5 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 6 Approve Report on the Usage of For For Management Previously Raised Funds 7 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 8 Approve Signing of Conditional Share For For Management Subscription Agreement 9 Approve Signing of Conditional For For Management Supplementary Share Subscription Agreement 10 Approve Authorization of Board to For For Management Handle All Related Matters 11 Approve Whitewash Waiver and Related For For Management Transactions 12 Approve Shareholder Return Plan For For Management 13 Approve External Guarantee For For Management 14 Approve Adjustment on Implementing For For Management Equity Incentive Plan -------------------------------------------------------------------------------- SHENZHEN NEPTUNUS BIOENGINEERING CO., LTD. Ticker: 000078 Security ID: Y7741K107 Meeting Date: OCT 14, 2019 Meeting Type: Special Record Date: OCT 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Remuneration of Directors For For Management 2 Approve Remuneration of Supervisors For For Management 3 Amend Articles of Association and For For Management Rules and Procedures Regarding Meetings of Board of Directors 4.1 Elect Zhang Simin as Non-Independent For For Shareholder Director 4.2 Elect Liu Zhanjun as Non-Independent For For Shareholder Director 4.3 Elect Zhang Feng as Non-Independent For For Shareholder Director 4.4 Elect Che Hanshu as Non-Independent For For Shareholder Director 4.5 Elect Zhao Wenliang as Non-Independent For For Shareholder Director 4.6 Elect Shen Dakai as Non-Independent For For Shareholder Director 5.1 Elect Liu Laiping as Independent For For Management Director 5.2 Elect Gu Yang as Independent Director For For Management 5.3 Elect Zhang Weidong as Independent For For Management Director 6.1 Elect Huang He as Supervisor For For Shareholder 6.2 Elect Wang Xingquan as Supervisor For For Shareholder -------------------------------------------------------------------------------- SHENZHEN NEPTUNUS BIOENGINEERING CO., LTD. Ticker: 000078 Security ID: Y7741K107 Meeting Date: MAR 10, 2020 Meeting Type: Special Record Date: MAR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Capital Injection For For Management 2 Approve Issuance of Corporate Bonds For For Management and Private Issuance of Short-term Corporate Bonds 3 Approve Issuance of Corporate Bonds For For Management 4 Approve Issuance of Private Issuance For For Management of Short-term Corporate Bonds 5 Approve Authorization of the Board to For For Management Handle All Related Matters 6 Approve Comprehensive Credit Line Bank For For Management Application 7 Approve Provision of Guarantees to For For Management Controlled Subsidiaries 8 Approve Provision of Guarantees to For For Management Associate Company 9 Approve Loan Application For For Management -------------------------------------------------------------------------------- SHENZHEN NEPTUNUS BIOENGINEERING CO., LTD. Ticker: 000078 Security ID: Y7741K107 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: JUN 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Daily Related Party For For Management Transactions 8 Amend Management System of Raised Funds For For Management -------------------------------------------------------------------------------- SHENZHEN TAGEN GROUP CO., LTD. Ticker: 000090 Security ID: Y7743F106 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAY 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 5 Approve Annual Report and Summary For For Management 6 Approve Financial Budget Report For For Management 7 Approve Comprehensive Credit Line and For Against Management Guarantee 8 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor as well as Payment of Remuneration 9 Approve Issuance of Super Short-term For For Management Commercial Papers 10 Approve Issuance of Medium-term Notes For For Management 11 Approve Implementation of Long-term For For Management Incentive and Restraint Plan for Key Employees 12 Approve Shareholder Return Plan For For Management 13 Approve Amendments to Articles of For For Management Association 14 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 15 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 16 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 17.1 Elect He Yunwu as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- SHENZHEN TAT FOOK TECHNOLOGY CO., LTD. Ticker: 300134 Security ID: Y77452103 Meeting Date: FEB 10, 2020 Meeting Type: Special Record Date: JAN 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management 2 Approve Change of Company Name and For For Management Registered Address 3 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- SHENZHEN TAT FOOK TECHNOLOGY CO., LTD. Ticker: 300134 Security ID: Y77452103 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 7 Approve Bank Credit Line Application For For Management as well as Its Relevant Authorizations 8 Approve Shenzhen Guangming R & D For For Management Center Construction Project 9 Approve Bengbu Headquarters For For Management Construction Project 10 Approve Amendments to Articles of For For Management Association 11 Approve Provision for Asset Impairment For For Management -------------------------------------------------------------------------------- SHENZHEN TECHAND ECOLOGY & ENVIRONMENT CO., LTD. Ticker: 300197 Security ID: Y7745H100 Meeting Date: JUL 17, 2019 Meeting Type: Special Record Date: JUL 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision For For Management -------------------------------------------------------------------------------- SHENZHEN TECHAND ECOLOGY & ENVIRONMENT CO., LTD. Ticker: 300197 Security ID: Y7745H100 Meeting Date: SEP 12, 2019 Meeting Type: Special Record Date: SEP 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change Usage of Raised Funds For For Management and Use Remaining Raised Funds to Replenish Working Capital 2 Approve Application for Issuance of For For Management Bank Acceptance Bills to Banks in 2019 via Margin Pledged Method 3 Approve Provision of Counter Guarantee For For Management for Company's Super Short-term Commercial Papers -------------------------------------------------------------------------------- SHENZHEN TECHAND ECOLOGY & ENVIRONMENT CO., LTD. Ticker: 300197 Security ID: Y7745H100 Meeting Date: FEB 10, 2020 Meeting Type: Special Record Date: FEB 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- SHENZHEN TECHAND ECOLOGY & ENVIRONMENT CO., LTD. Ticker: 300197 Security ID: Y7745H100 Meeting Date: MAY 06, 2020 Meeting Type: Special Record Date: APR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Issue Time For For Management 2.3 Approve Target Subscribers and For For Management Subscription Method 2.4 Approve Pricing Method and Issue Price For For Management 2.5 Approve Issue Size For For Management 2.6 Approve Lock-up Period For For Management 2.7 Approve Amount and Usage of Raised For For Management Funds 2.8 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.9 Approve Listing Exchange For For Management 2.10 Approve Resolution Validity Period For For Management 3 Approve Plan on Private Placement of For For Management Shares 4 Approve Related Party Transactions in For For Management Connection to Private Placement 5 Approve Demonstration Analysis Report For For Management in Connection to Private Placement 6 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 7 Approve Signing of Conditional Share For For Management Subscription Agreement 8 Approve Signing of Strategic For For Management Cooperation Agreement 9 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 10 Approve Undertakings of Remedial For For Management Measures by the Relevant Parties in Relation to the Dilution of Current Returns as a Result of the Private Placement 11 Approve Authorization of Board to For For Management Handle All Related Matters 12 Approve Establishment of Special For For Management Raised Funds Account 13 Approve Report on the Usage of For For Management Previously Raised Funds 14 Approve Shareholder Return Plan For For Management -------------------------------------------------------------------------------- SHENZHEN TECHAND ECOLOGY & ENVIRONMENT CO., LTD. Ticker: 300197 Security ID: Y7745H100 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: MAY 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Financial Budget Report For For Management 3 Approve Report of the Board of For For Management Directors 4 Approve Profit Distribution For For Management 5 Approve Distribution of Preferred For For Management Stock Dividends 6 Approve Annual Report and Summary For For Management 7 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 8 Approve Internal Control For For Management Self-Evaluation Report 9 Approve Report of the Board of For For Management Supervisors 10 Approve Appointment of Auditor For For Management 11 Approve External Guarantee For Against Management 12 Approve Daily Related-Party For For Management Transactions 13 Approve Comprehensive Credit Line Bank For For Management Application 14 Approve Bank Acceptance Bill and For For Management Domestic Letter of Credit Application in the Form of Deposit Pledge 15 Approve Comprehensive Credit Line For For Management Application for PPP Project Company 16 Approve Company's Eligibility for For For Management Corporate Bond Issuance 17.1 Approve Issue Size For For Management 17.2 Approve Par Value and Issue Price For For Management 17.3 Approve Bond Maturity and Bond Type For For Management 17.4 Approve Bond Interest Rate and Payment For For Management method 17.5 Approve Guarantee Matters For For Management 17.6 Approve Use of Proceeds For For Management 17.7 Approve Issue Manner For For Management 17.8 Approve Target Subscribers and Placing For For Management Arrangement for Shareholders 17.9 Approve Terms of Redemption or For For Management Sell-Back 17.10 Approve Safeguard Measures of Debts For For Management Repayment 17.11 Approve Underwriting Manner For For Management 17.12 Approve Listing of the Bonds For For Management 17.13 Approve Resolution Validity Period For For Management 18 Approve Authorization of the Board to For For Management Handle All Related Matters Regarding Issuance of Corporate Bonds 19 Approve Company's Eligibility for For For Management Private Issuance of Corporate Bond 20.1 Approve Issue Size For For Management 20.2 Approve Par Value and Issue Price For For Management 20.3 Approve Bond Maturity and Bond Type For For Management 20.4 Approve Bond Interest Rate and Method For For Management of Determination 20.5 Approve Guarantee Matters For For Management 20.6 Approve Use of Proceeds For For Management 20.7 Approve Issue Manner For For Management 20.8 Approve Target Subscribers and Placing For For Management Arrangement for Shareholders 20.9 Approve Terms of Redemption or For For Management Sell-Back 20.10 Approve Safeguard Measures of Debts For For Management Repayment 20.11 Approve Underwriting Manner For For Management 20.12 Approve Listing and Trading Exchange For For Management 20.13 Approve Resolution Validity Period For For Management 21 Approve Authorization of the Board to For For Management Handle All Related Matters Regarding Private Issuance of Corporate Bonds 22 Approve Additional Comprehensive For For Shareholder Credit Line Application 23 Approve Change and Exemption of Waiver For For Shareholder of Voluntary Share Transfer Restriction Commitment 24.1 Approve Signing of Strategic For For Shareholder Cooperation Agreement with China Energy Conservation and Environmental Protection Group 24.2 Approve Signing of Strategic For For Shareholder Cooperation Agreement with Shenzhen Investment Konggongying Equity Investment Fund Partnership Enterprise (Limited Partnership) -------------------------------------------------------------------------------- SHENZHEN TELLUS HOLDING CO., LTD. Ticker: 200025 Security ID: Y7741Y115 Meeting Date: SEP 17, 2019 Meeting Type: Special Record Date: SEP 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Investment in Project For For Management 2 Approve Fixed Asset Loan Application For For Management 3 Approve Amendments to Articles of For Against Management Association 4 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 5 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors -------------------------------------------------------------------------------- SHENZHEN TELLUS HOLDING CO., LTD. Ticker: 200025 Security ID: Y7741Y115 Meeting Date: NOV 18, 2019 Meeting Type: Special Record Date: NOV 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- SHENZHEN TELLUS HOLDING CO., LTD. Ticker: 200025 Security ID: Y7741Y115 Meeting Date: MAR 23, 2020 Meeting Type: Special Record Date: MAR 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members -------------------------------------------------------------------------------- SHENZHEN TELLUS HOLDING CO., LTD. Ticker: 200025 Security ID: Y7741Y115 Meeting Date: APR 24, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management (Domestic and Foreign Versions) 4 Approve Profit Distribution For For Management 5 Approve Financial Statements For For Management 6 Approve Financial Budget Report For Against Management 7 Approve Use of Idle Own Funds to For Against Management Invest in Bank Financial Products 8 Approve Credit Line Bank Application For For Management 9 Approve Shareholder Return Plan For For Management -------------------------------------------------------------------------------- SHENZHEN TELLUS HOLDING CO., LTD. Ticker: 200025 Security ID: Y7741Y115 Meeting Date: JUN 17, 2020 Meeting Type: Special Record Date: JUN 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Equity Transfer Agreement and For For Management Major Asset Restructuring -------------------------------------------------------------------------------- SHENZHEN WORLDUNION GROUP, INC. Ticker: 002285 Security ID: Y77440108 Meeting Date: SEP 23, 2019 Meeting Type: Special Record Date: SEP 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Strategic Cooperation For For Management Framework Agreement and Daily Related-party Transaction -------------------------------------------------------------------------------- SHENZHEN WORLDUNION GROUP, INC. Ticker: 002285 Security ID: Y77440108 Meeting Date: OCT 09, 2019 Meeting Type: Special Record Date: SEP 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2.1 Elect Chen Jinsong as Non-Independent For For Management Director 2.2 Elect Zhu Min as Non-Independent For For Management Director 2.3 Elect Wang Zhengyu as Non-Independent For For Management Director 2.4 Elect Ren Kelei as Non-Independent For For Management Director 2.5 Elect Zheng Weihe as Non-Independent For For Management Director 2.6 Elect Zhong Qingyu as Non-Independent For For Management Director 3.1 Elect Fu Xilin as Independent Director For For Management 3.2 Elect Yang Yi as Independent Director For For Management 3.3 Elect Zhang Jianping as Independent For For Management Director 4.1 Elect Yuan Hongchang as Supervisor For For Management 4.2 Elect Ji Rujin as Supervisor For For Management -------------------------------------------------------------------------------- SHENZHEN WORLDUNION GROUP, INC. Ticker: 002285 Security ID: Y77440108 Meeting Date: DEC 12, 2019 Meeting Type: Special Record Date: DEC 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Super-short-term For For Management Commercial Papers -------------------------------------------------------------------------------- SHENZHEN WORLDUNION GROUP, INC. Ticker: 002285 Security ID: Y77440108 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: APR 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements and For For Management Financial Budget Report 5 Approve Profit Distribution For For Management 6 Approve Report on the Deposit and For For Management Usage of Raised Funds 7 Approve to Appoint Auditor For For Management 8 Approve Remuneration of Directors and For For Management Senior Management 9 Approve Remuneration of Supervisors For For Management 10 Approve Purchase of Liability For For Management Insurance for Directors and Senior Management 11 Approve Purchase of Liability For For Management Insurance for Supervisors 12 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- SHENZHEN YUTO PACKAGING TECHNOLOGY CO., LTD. Ticker: 002831 Security ID: Y7T460102 Meeting Date: JUN 02, 2020 Meeting Type: Annual Record Date: MAY 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Annual Report and Summary For For Management 3 Approve Report of the Board of For For Management Directors 4 Approve Report of the Board of For For Management Supervisors 5 Approve Report of the Board of For For Management Independent Directors 6 Approve Internal Control For For Management Self-evaluation Report 7 Approve Profit Distribution For For Management 8 Approve Credit Line and Adjustment of For For Management Guarantee 9 Approve Appointment of Auditor For For Management 10 Approve Change in the Implementation For For Management Manner of the Raised Funds Investment Project 11.1 Elect Wang Huajun as Non-Independent For For Management Director 11.2 Elect Wu Lanlan as Non-Independent For For Management Director 11.3 Elect Liu Zongliu as Non-Independent For For Management Director 11.4 Elect Liu Zhongqing as Non-Independent For For Management Director 12.1 Elect Hu Min as Independent Director For For Management 12.2 Elect Wang Lijie as Independent For For Management Director 12.3 Elect Deng Yun as Independent Director For For Management 13.1 Elect Deng Qin as Supervisor For For Management 13.2 Elect Tang Ziwei as Supervisor For For Management -------------------------------------------------------------------------------- SHENZHEN ZHENYE (GROUP) CO., LTD. Ticker: 000006 Security ID: Y77425109 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report For For Management 4 Approve Financial Statements For For Management 5 Approve Allocation of Income and For For Management Dividends 6 Approve Provision of Guarantee For For Management 7 Approve Appointment of Auditor For For Management -------------------------------------------------------------------------------- SHENZHEN ZHENYE (GROUP) CO., LTD. Ticker: 000006 Security ID: Y77425109 Meeting Date: JUN 16, 2020 Meeting Type: Special Record Date: JUN 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Mao Yongmei as Non-independent For For Shareholder Director -------------------------------------------------------------------------------- SHENZHEN ZHONGJIN LINGNAN NONFEMET CO., LTD. Ticker: 000060 Security ID: Y77458100 Meeting Date: SEP 16, 2019 Meeting Type: Special Record Date: SEP 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Use of Remaining 2015 Raised For For Management Funds to Replenish Working Capital 2 Approve Use of Remaining 2017 Raised For For Management Funds to Replenish Working Capital -------------------------------------------------------------------------------- SHENZHEN ZHONGJIN LINGNAN NONFEMET CO., LTD. Ticker: 000060 Security ID: Y77458100 Meeting Date: DEC 11, 2019 Meeting Type: Special Record Date: DEC 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- SHENZHEN ZHONGJIN LINGNAN NONFEMET CO., LTD. Ticker: 000060 Security ID: Y77458100 Meeting Date: DEC 27, 2019 Meeting Type: Special Record Date: DEC 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Issuance of Convertible Bonds 2.1 Approve Issue Type For For Management 2.2 Approve Issue Scale For For Management 2.3 Approve Par Value and Issue Price For For Management 2.4 Approve Bond Term For For Management 2.5 Approve Interest Rate For For Management 2.6 Approve Period and Manner of Repayment For For Management of Interest 2.7 Approve Conversion Period For For Management 2.8 Approve Guarantee Matters For For Management 2.9 Approve Adjustment and Determination For For Management of Conversion Price 2.10 Approve Terms for Downward Adjustment For For Management of Conversion Price 2.11 Approve Determination of Number of For For Management Shares to be Converted 2.12 Approve Redemption Terms For For Management 2.13 Approve Resale Terms For For Management 2.14 Approve Vesting of Relevant Dividends For For Management in the Year of Conversion 2.15 Approve Issue Manner and Target Parties For For Management 2.16 Approve Placing Arrangement for For For Management Shareholders 2.17 Approve Matters Relating to Meetings For For Management of Bond Holders 2.18 Approve Usage of Raised Funds For For Management 2.19 Approve Raised Funds Management and For For Management Deposit Account 2.20 Approve Resolution Validity Period For For Management 3 Approve Plan on Issuance of For For Management Convertible Bonds 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Report on the Usage of For For Management Previously Raised Funds 6 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 7 Approve Commitment Regarding For For Management Counter-dilution Measures 8 Approve Authorization of Board to For For Management Handle All Related Matters 9 Approve Shareholder Return Plan For For Management 10 Approve Special Self-inspection Report For For Management on Company's Real Estate Business 11 Approve Proposal Letter from the For For Management Company's Directors, Supervisors, Senior Management, and Controlling Shareholders on Matters Relating to the Special Self-examination of the Real Estate Business 12 Approve Principles on Convertible For For Management Bondholders Meeting -------------------------------------------------------------------------------- SHENZHEN ZHONGJIN LINGNAN NONFEMET CO., LTD. Ticker: 000060 Security ID: Y77458100 Meeting Date: MAR 31, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Profit Distribution For For Management 4 Approve Financial Statements For For Management 5 Approve Report on the Usage of For For Management Previously Raised Funds 6 Approve Comprehensive Credit Line For For Management Application 7 Approve Annual Report and Summary For For Management 8 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 9 Approve Appointment of Auditor For Against Management 10 Amend Articles of Association For For Management -------------------------------------------------------------------------------- SHENZHEN ZHONGJIN LINGNAN NONFEMET CO., LTD. Ticker: 000060 Security ID: Y77458100 Meeting Date: MAY 15, 2020 Meeting Type: Special Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Wang Weidong as Non-Independent For For Management Director -------------------------------------------------------------------------------- SHIJIAZHUANG CHANGSHAN BEIMING TECHNOLOGY CO., LTD. Ticker: 000158 Security ID: Y7789J103 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Provision for Asset Impairment For For Management 4 Approve Annual Report For For Management 5 Approve Financial Statements For For Management 6 Approve Profit Distribution For For Management 7 Approve to Appoint Financial Auditor For For Management and Internal Control Auditor 8 Approve Daily Related-party For For Management Transactions 9 Approve Provision of Guarantee For For Management 10 Amend Remuneration Management System For For Management of Directors, Supervisors and Senior Management Members 11 Approve Remuneration of Directors, For For Management Supervisors and Senior Management Members 12 Approve Amendments to Articles of For For Management Association 13 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 14 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 15 Approve Termination of Construction of For For Management Comprehensive Textile and Apparel Project -------------------------------------------------------------------------------- SHIJIAZHUANG YILING PHARMACEUTICAL CO., LTD. Ticker: 002603 Security ID: Y7745S106 Meeting Date: DEC 03, 2019 Meeting Type: Special Record Date: NOV 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Investment and Construction of For For Management Modern Chinese Medicine Industrialization Project 2 Approve Increase in Registered Capital For For Management 3 Amend Articles of Association For For Management -------------------------------------------------------------------------------- SHIJIAZHUANG YILING PHARMACEUTICAL CO., LTD. Ticker: 002603 Security ID: Y7745S106 Meeting Date: JAN 16, 2020 Meeting Type: Special Record Date: JAN 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Wu Yiling as Non-independent For For Management Director 1.2 Elect Wu Xiangjun as Non-independent For For Management Director 1.3 Elect Wu Rui as Non-independent For For Management Director 1.4 Elect Li Chenguang as Non-independent For For Management Director 1.5 Elect Xu Weidong as Non-independent For For Management Director 1.6 Elect Zhang Qiulian as Non-independent For For Management Director 2.1 Elect Liu Xiaohan as Independent For For Management Director 2.2 Elect Wang Zhen as Independent Director For For Management 2.3 Elect Gao Peiyong as Independent For For Management Director 3.1 Elect Gao Xuedong as Supervisor For For Management 3.2 Elect Liu Genwu as Supervisor For For Management 4 Approve Remuneration of Directors and For Against Management Supervisors 5 Approve Reduction of Registered Capital For For Management 6 Amend Articles of Association For For Management -------------------------------------------------------------------------------- SHIJIAZHUANG YILING PHARMACEUTICAL CO., LTD. Ticker: 002603 Security ID: Y7745S106 Meeting Date: APR 13, 2020 Meeting Type: Special Record Date: APR 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change in Usage of Raised Funds For For Management -------------------------------------------------------------------------------- SHIJIAZHUANG YILING PHARMACEUTICAL CO., LTD. Ticker: 002603 Security ID: Y7745S106 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 6 Approve to Appoint Auditor For For Management 7 Approve Amendments to Articles of For Against Management Association -------------------------------------------------------------------------------- SHIJIAZHUANG YILING PHARMACEUTICAL CO., LTD. Ticker: 002603 Security ID: Y7745S106 Meeting Date: JUN 03, 2020 Meeting Type: Special Record Date: MAY 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Super Short-term For For Management Commercial Papers -------------------------------------------------------------------------------- SHOUHANG HIGH-TECH ENERGY CO., LTD. Ticker: 002665 Security ID: Y0774L100 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 6 Approve Annual Report and Summary For For Management 7 Approve to Appoint Auditor For For Management 8 Approve Internal Control For For Management Self-Evaluation Report 9 Approve Amendments to Articles of For Against Management Association -------------------------------------------------------------------------------- SIEYUAN ELECTRIC CO., LTD. Ticker: 002028 Security ID: Y7688J105 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: MAY 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Appointment of Auditor For For Management 7.1 Elect Dong Zengping as Non-Independent For For Shareholder Director 7.2 Elect Chen Bangdong as Non-Independent For For Shareholder Director 7.3 Elect Peter QuanXiong as For For Shareholder Non-Independent Director 7.4 Elect Zhang Jiarong as Non-Independent For For Shareholder Director 8.1 Elect Qin Zhengyu as Independent For For Shareholder Director 8.2 Elect Zhao Shijun as Independent For For Shareholder Director 8.3 Elect Ye Feng as Independent Director For For Shareholder 9.1 Elect Zheng Dianfu as Supervisor For For Shareholder 9.2 Elect Chen Haiyan as Supervisor For For Shareholder 10 Approve Allowance of Directors and For For Management Supervisors -------------------------------------------------------------------------------- SOU YU TE GROUP CO., LTD. Ticker: 002503 Security ID: Y209B8100 Meeting Date: OCT 08, 2019 Meeting Type: Special Record Date: SEP 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Expansion of Business Scope For For Management 2 Approve Amendments to Articles of For For Management Association 3.1 Elect Gu Shang as Non-Independent For For Management Director 3.2 Elect Lin Chaoqiang as Non-Independent For For Management Director 4 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 5 Amend Working System for Independent For For Management Directors -------------------------------------------------------------------------------- SOU YU TE GROUP CO., LTD. Ticker: 002503 Security ID: Y209B8100 Meeting Date: DEC 19, 2019 Meeting Type: Special Record Date: DEC 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association to Expand Business Scope 2 Amend Articles of Association For For Management -------------------------------------------------------------------------------- SOU YU TE GROUP CO., LTD. Ticker: 002503 Security ID: Y209B8100 Meeting Date: JAN 16, 2020 Meeting Type: Special Record Date: JAN 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 2 Amend Cash Dividends Management System For For Management 3 Amend Related-Party Transaction For For Management Management System 4 Amend Information Disclosure For For Management Management System 5 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- SOU YU TE GROUP CO., LTD. Ticker: 002503 Security ID: Y209B8100 Meeting Date: MAR 06, 2020 Meeting Type: Special Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management 2 Elect Xu Wenni as Non-Independent For For Management Director -------------------------------------------------------------------------------- SOU YU TE GROUP CO., LTD. Ticker: 002503 Security ID: Y209B8100 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Internal Control For For Management Self-Evaluation Report 5 Approve Financial Statements For For Management 6 Approve Financial Budget Report For For Management 7 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 8 Approve to Appoint Auditor For For Management 9 Approve Remuneration of Directors and For For Management Supervisors 10 Approve Report on the Deposit and For For Management Usage of Raised Funds 11 Approve Use of Funds for Cash For Against Management Management 12 Approve Credit Line Bank Application For For Management 13 Approve Guarantee For Against Management -------------------------------------------------------------------------------- SOU YU TE GROUP CO., LTD. Ticker: 002503 Security ID: Y209B8100 Meeting Date: JUN 24, 2020 Meeting Type: Special Record Date: JUN 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Expansion of Business Scope For For Management 2 Approve Amendments to Articles of For For Management Association 3 Amend Management System of Raised Funds For For Management -------------------------------------------------------------------------------- SUNGROW POWER SUPPLY CO., LTD. Ticker: 300274 Security ID: Y8211M102 Meeting Date: SEP 03, 2019 Meeting Type: Special Record Date: AUG 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Replenishment of Working For For Management Capital by Raised Funds 2 Approve Repurchase and Cancellation of For For Management Performance Shares 3 Approve Amendments to Articles of For For Management Association 4 Approve Guarantee Provision For For Management -------------------------------------------------------------------------------- SUNGROW POWER SUPPLY CO., LTD. Ticker: 300274 Security ID: Y8211M102 Meeting Date: NOV 22, 2019 Meeting Type: Special Record Date: NOV 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase and Cancellation of For For Management Performance Shares 2 Amend Articles of Association to For For Management Reduce Registered Capital 3 Approve Guarantee Provision For For Management -------------------------------------------------------------------------------- SUNGROW POWER SUPPLY CO., LTD. Ticker: 300274 Security ID: Y8211M102 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Application of Comprehensive For For Management Bank Credit Lines 7 Approve Remuneration of Directors, For For Management Supervisors and Senior Management Members 8 Approve Continued Development of For For Management Foreign Exchange Hedging Business 9 Approve Repurchase Cancellation of For For Management Performance Shares 10 Approve Decrease in Registered Capital For For Management and Amend Articles of Association 11 Approve Guarantee Provision Plan For For Management 12 Approve Use of Idle Own Funds to For Against Management Invest in Financial Products 13 Approve Guarantee Provision to For For Management Overseas Subsidiaries 14 Elect Tao Gaozhou as Supervisor For For Management 15.1 Elect Cao Renxian as Non-Independent For For Management Director 15.2 Elect Zhao Wei as Non-Independent For For Management Director 15.3 Elect Zheng Guibiao as Non-Independent For For Management Director 15.4 Elect Zhang Xucheng as Non-Independent For For Management Director 15.5 Elect Liu Zhen as Non-Independent For For Management Director 16.1 Elect Li Baoshan as Independent For For Management Director 16.2 Elect Gu Guang as Independent Director For For Management 16.3 Elect Li Mingfa as Independent Director For For Management -------------------------------------------------------------------------------- SUNING UNIVERSAL CO., LTD. Ticker: 000718 Security ID: Y8234T100 Meeting Date: NOV 13, 2019 Meeting Type: Special Record Date: NOV 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Issuance of Corporate Bonds 2.1 Approve Issue Scale and Issuance Method For For Management 2.2 Approve Bond Maturity and Type For For Management 2.3 Approve Par Value and Issuance Price For For Management 2.4 Approve Bond Interest Rate and For For Management Determination Method 2.5 Approve Period and Method of Principal For For Management Repayment and Interest Payment 2.6 Approve Use of Proceeds For For Management 2.7 Approve Target Subscribers For For Management 2.8 Approve Terms of Redemption or For For Management Sell-back 2.9 Approve Guarantees For For Management 2.10 Approve Special Accounts for Proceeds For For Management 2.11 Approve Listing Exchange For For Management 2.12 Approve Safeguard Measures for Debt For For Management Repayment 2.13 Approve Underwriting Method For For Management 2.14 Approve Resolution Validity Period For For Management 3 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- SUNING UNIVERSAL CO., LTD. Ticker: 000718 Security ID: Y8234T100 Meeting Date: DEC 23, 2019 Meeting Type: Special Record Date: DEC 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Jiang Libo as Non-Independent For For Management Director 2 Elect Shi Zhen as Supervisor For For Management -------------------------------------------------------------------------------- SUNING UNIVERSAL CO., LTD. Ticker: 000718 Security ID: Y8234T100 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: APR 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 6 Approve to Appoint Auditor For For Management 7 Approve to Appoint Internal Auditor For For Management 8 Approve Provision of Guarantee For For Management 9 Approve Daily Related Party Transaction For For Management -------------------------------------------------------------------------------- SUNTAK TECHNOLOGY CO., LTD. Ticker: 002815 Security ID: Y774CC103 Meeting Date: JUL 24, 2019 Meeting Type: Special Record Date: JUL 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase Cancellation of For For Management Performance Shares 2 Approve Change in Registered Capital For For Management and Amend Articles of Association -------------------------------------------------------------------------------- SUNTAK TECHNOLOGY CO., LTD. Ticker: 002815 Security ID: Y774CC103 Meeting Date: NOV 28, 2019 Meeting Type: Special Record Date: NOV 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Jiang Xuefei as Non-Independent For For Management Director 1.2 Elect Zhu Xuehua as Non-Independent For For Management Director 1.3 Elect Yu Zhong as Non-Independent For For Management Director 1.4 Elect Peng Weihong as Non-Independent For For Management Director 2.1 Elect Li Zehong as Independent Director For For Management 2.2 Elect Zhong Mingxia as Independent For For Management Director 2.3 Elect Zhou Junxiang as Independent For For Management Director 3.1 Elect Yang Lin as Supervisor For For Management 3.2 Elect Liu Baohai as Supervisor For For Management 4 Approve Change in Registered Capital For For Management and Amend Articles of Association 5 Approve Bank Credit Line and Guarantees For Against Management 6 Approve Change of Auditor For For Management 7 Approve Repurchase and Cancellation of For For Management Performance Shares -------------------------------------------------------------------------------- SUNTAK TECHNOLOGY CO., LTD. Ticker: 002815 Security ID: Y774CC103 Meeting Date: DEC 27, 2019 Meeting Type: Special Record Date: DEC 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Issue Type For For Management 1.2 Approve Issue Scale For For Management 1.3 Approve Par Value and Issue Price For For Management 1.4 Approve Bond Term For For Management 1.5 Approve Interest Rate For For Management 1.6 Approve Period and Manner of Repayment For For Management of Interest 1.7 Approve Conversion Period For For Management 1.8 Approve Determination of Number of For For Management Shares to be Converted 1.9 Approve Determination and Adjustment For For Management of Conversion Price 1.10 Approve Terms for Downward Adjustment For For Management of Conversion Price 1.11 Approve Terms of Redemption For For Management 1.12 Approve Terms of Sell-Back For For Management 1.13 Approve Vesting of Relevant Dividends For For Management in the Year of Conversion 1.14 Approve Issue Manner and Target Parties For For Management 1.15 Approve Placement Arrangement to For For Management Shareholders 1.16 Approve Matters Relating to Meetings For For Management of Bond Holders 1.17 Approve Usage of Raised Funds For For Management 1.18 Approve Guarantee Matters For For Management 1.19 Approve Deposit Account for Raised For For Management Funds 1.20 Approve Resolution Validity Period For For Management 2 Approve Company's Eligibility for For For Management Issuance of Convertible Bonds 3 Approve Plan on Issuance of For For Management Convertible Bonds 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Report on the Usage of For For Management Previously Raised Funds 6 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 7 Approve Principles of Bondholders For For Management Meeting 8 Approve Authorization of Board to For For Management Handle All Related Matters 9 Approve Shareholder Return Plan For For Management -------------------------------------------------------------------------------- SUNTAK TECHNOLOGY CO., LTD. Ticker: 002815 Security ID: Y774CC103 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAY 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Profit Distribution For For Management 5 Approve Financial Statements For For Management 6 Approve Report on the Usage of For For Management Previously Raised Funds 7 Approve Increase in Usage of Own Idle For For Management Funds and Idle Raised Funds for Cash Management 8 Approve Provision of Guarantee to For For Management Wholly-owned Subsidiary and Controlled Subsidiary 9 Approve Provision of Guarantee to For For Management Affiliate Company -------------------------------------------------------------------------------- SUNTAK TECHNOLOGY CO., LTD. Ticker: 002815 Security ID: Y774CC103 Meeting Date: JUN 30, 2020 Meeting Type: Special Record Date: JUN 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase and Cancellation of For For Management Performance Shares 2 Amend Articles of Association For For Management 3 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- SUNWODA ELECTRONIC CO., LTD. Ticker: 300207 Security ID: Y8309D105 Meeting Date: JUL 16, 2019 Meeting Type: Special Record Date: JUL 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Issuance of Convertible Bonds 2.1 Approve Bond Type For For Management 2.2 Approve Issue Size For For Management 2.3 Approve Par Value and Issue Price For For Management 2.4 Approve Existing Period For For Management 2.5 Approve Bond Interest Rate For For Management 2.6 Approve Term and Method of Principal For For Management and Interest Payment 2.7 Approve Conversion Period For For Management 2.8 Approve Method for Determining the For For Management Number of Shares for Conversion 2.9 Approve Determination and Adjustment For For Management of Conversion Price 2.10 Approve Terms for Downward Adjustment For For Management of Conversion Price 2.11 Approve Terms of Redemption For For Management 2.12 Approve Terms of Sell-Back For For Management 2.13 Approve Attributable Relevant Dividend For For Management After Conversion 2.14 Approve Issue Manner and Target For For Management Subscribers 2.15 Approve Arrangements for Placing For For Management Shares with Former Shareholders 2.16 Approve Matters Relating to Meetings For For Management of Bond Holders 2.17 Approve Usage of Raised Funds For For Management 2.18 Approve Guarantee in Relation to Bond For For Management Issuance 2.19 Approve Management and Deposit Account For For Management for Raised Funds 2.20 Approve Resolution Validity Period For For Management 3 Approve Issuance of Convertible Bonds For For Management 4 Approve Demonstration Analysis Report For For Management in Connection Issuance of Convertible Bonds 5 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 6 Approve Rules and Procedures Regarding For For Management Meetings of Convertible Bondholders 7 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures and Commitments to be Taken 8 Approve Authorization of Board to For For Management Handle All Matters Related to Issuance of Convertible Bonds 9 Approve Report on the Usage of For For Management Previously Raised Funds 10 Approve Shareholder Return Plan For For Management 11 Elect Liu Rongbo as Supervisor For For Management -------------------------------------------------------------------------------- SUNWODA ELECTRONIC CO., LTD. Ticker: 300207 Security ID: Y8309D105 Meeting Date: OCT 14, 2019 Meeting Type: Special Record Date: OCT 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- SUNWODA ELECTRONIC CO., LTD. Ticker: 300207 Security ID: Y8309D105 Meeting Date: DEC 11, 2019 Meeting Type: Special Record Date: DEC 03, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Governing Body of Incentive For Against Management Plan 1.2 Approve Determination Basis and Scope For Against Management of Incentive Objects 1.3 Approve Source, Scale and Proportion For Against Management 1.4 Approve Validity Period, Grant Date, For Against Management Restricted Sale Period, Lifting of Restriction Arrangement and Lock-up Period 1.5 Approve Method for Determining the For Against Management Price and the Price of the Grant 1.6 Approve Grant Conditions and For Against Management Conditions for Lifting Restrictions 1.7 Approve Adjustment Methods and For Against Management Procedures for this Incentive Plan 1.8 Approve Accounting Treatment For Against Management 1.9 Approve Implementation, Grant and For Against Management Unlock Procedures 1.10 Approve Rights and Obligations of the For Against Management Company and the Incentive Object 1.11 Approve How to Implement When There For Against Management Are Changes for the Company and Incentive Objects 1.12 Approve Conditions to Change or For Against Management Terminate the Incentive Plan & Other Matters 1.13 Approve Principle of Repurchase For Against Management Cancellation 2 Approve Methods to Assess the For Against Management Performance of Plan Participants 3 Approve Authorization of the Board to For Against Management Handle All Related Matters -------------------------------------------------------------------------------- SUNWODA ELECTRONIC CO., LTD. Ticker: 300207 Security ID: Y8309D105 Meeting Date: JAN 02, 2020 Meeting Type: Special Record Date: DEC 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report on the Usage of For For Management Previously Raised Funds 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 3 Amend Detailed Rules for Online Voting For For Management of the Shareholders General Meeting -------------------------------------------------------------------------------- SUNWODA ELECTRONIC CO., LTD. Ticker: 300207 Security ID: Y8309D105 Meeting Date: JAN 17, 2020 Meeting Type: Special Record Date: JAN 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- SUNWODA ELECTRONIC CO., LTD. Ticker: 300207 Security ID: Y8309D105 Meeting Date: MAR 09, 2020 Meeting Type: Special Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Credit Line Application For For Management 2 Approve Provision of Guarantee For For Management 3 Approve Foreign Exchange Forward For For Management Transactions 4 Approve Use of Idle Raised Funds to For Against Management Invest in Structure Deposits 5 Approve Amendments to Articles of For For Management Association to Expand Business Scope -------------------------------------------------------------------------------- SUNWODA ELECTRONIC CO., LTD. Ticker: 300207 Security ID: Y8309D105 Meeting Date: MAR 27, 2020 Meeting Type: Special Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Corporate Bond Issuance 2.1 Approve Issue Type For For Management 2.2 Approve Issue Scale For For Management 2.3 Approve Par Value and Issue Price For For Management 2.4 Approve Bond Term and Type For For Management 2.5 Approve Interest Rate and For For Management Determination Method 2.6 Approve Repayment Method For For Management 2.7 Approve Issue Manner and Target Parties For For Management 2.8 Approve Report on the Deposit and For For Management Usage of Raised Funds 2.9 Approve Placement Arrangement to For For Management Shareholders 2.10 Approve Listing Location For For Management 2.11 Approve Guarantee Arrangement For For Management 2.12 Approve Safeguard Measures of Debts For For Management Repayment 2.13 Approve Redemption Terms and Resale For For Management Terms 2.14 Approve Resolution Validity Period For For Management 3 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- SUNWODA ELECTRONIC CO., LTD. Ticker: 300207 Security ID: Y8309D105 Meeting Date: APR 13, 2020 Meeting Type: Special Record Date: APR 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve External Investment For For Management 2 Approve Wholly-owned Subsidiary For For Management Provision of Counter Guarantee to Corporate Bonds of the Company -------------------------------------------------------------------------------- SUNWODA ELECTRONIC CO., LTD. Ticker: 300207 Security ID: Y8309D105 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Report on the Usage of For For Management Previously Raised Funds 7 Approve to Appoint Auditor For For Management 8 Approve Provision of Guarantee For For Management 9 Elect Zhang Jianjun as Independent For For Management Director 10 Approve Extension of Resolution For For Management Validity Period and Authorization of the Board on Issuance of Convertible Bonds -------------------------------------------------------------------------------- SUOFEIYA HOME COLLECTION CO., LTD. Ticker: 002572 Security ID: Y29336107 Meeting Date: NOV 18, 2019 Meeting Type: Special Record Date: NOV 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Decrease in Registered Capital For For Management and Amend Articles of Association 2 Elect Huang Yijie as Non-Independent For For Management Director 3 Approve Increase in Amount of External For Against Management Investment -------------------------------------------------------------------------------- SUOFEIYA HOME COLLECTION CO., LTD. Ticker: 002572 Security ID: Y29336107 Meeting Date: APR 14, 2020 Meeting Type: Annual Record Date: APR 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 5 Approve Annual Report and Summary For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Daily Related Party Transaction For For Management 8 Approve Additional Company Financing For For Management 9 Approve Provision of Guarantee For For Management 10 Approve Use of Own Funds to Purchase For For Management Capital Protected Bank Financial Products 11 Approve Use of Raised Funds to For For Management Purchase Capital Protected Bank Financial Products -------------------------------------------------------------------------------- SUZHOU ANJIE TECHNOLOGY CO., LTD. Ticker: 002635 Security ID: Y8319E101 Meeting Date: JAN 06, 2020 Meeting Type: Special Record Date: DEC 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change Use of Raised Funds For For Management 2 Approve Capital Reduction For For Management -------------------------------------------------------------------------------- SUZHOU ANJIE TECHNOLOGY CO., LTD. Ticker: 002635 Security ID: Y8319E101 Meeting Date: APR 27, 2020 Meeting Type: Special Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Performance Commitment of For For Management Huizhou Weibo Precision Technology Co. , Ltd. 2 Approve Repurchase of Shares Which For For Management Have Not Completed the Performance Commitment and Cash Compensation in Connection to the Target Assets of the Major Asset Restructure 3 Approve Amendments to Articles of For For Management Association to Expand Business Scope -------------------------------------------------------------------------------- SUZHOU ANJIE TECHNOLOGY CO., LTD. Ticker: 002635 Security ID: Y8319E101 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAY 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 6 Approve Internal Control For For Management Self-Evaluation Report and Implementation of Self-check Internal Control Rules 7 Approve Report on the Deposit and For For Management Usage of Raised Funds 8 Approve Report on the Usage of For For Management Previously Raised Funds 9 Approve Remuneration of Directors, For For Management Supervisors and Senior Management Members 10 Approve Repurchase and Cancellation of For For Management Performance Shares 11 Amend Articles of Association For For Management 12 Approve Company's Eligibility for For For Management Private Placement of Shares 13.1 Approve Share Type and Par Value For For Management 13.2 Approve Issue Manner and Issue Time For For Management 13.3 Approve Target Subscribers and For For Management Subscription Method 13.4 Approve Issue Price and Pricing Basis For For Management 13.5 Approve Issue Size For For Management 13.6 Approve Subscription Method For For Management 13.7 Approve Lock-up Period For For Management 13.8 Approve Amount and Use of Proceeds For For Management 13.9 Approve Distribution Arrangement of For For Management Undistributed Earnings 13.10 Approve Listing Exchange For For Management 13.11 Approve Resolution Validity Period For For Management 14 Approve Private Placement of Shares For For Management 15 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 16 Approve Report on the Usage of For For Management Previously Raised Funds 17 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 18 Approve Undertakings of Remedial For For Management Measures by the Relevant Parties in Relation to the Dilution of Current Returns 19 Approve Authorization of Board to For For Management Handle All Related Matters 20 Approve Shareholder Return Plan For For Management -------------------------------------------------------------------------------- SUZHOU DONGSHAN PRECISION MANUFACTURING CO., LTD. Ticker: 002384 Security ID: Y8318L106 Meeting Date: NOV 29, 2019 Meeting Type: Special Record Date: NOV 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Issue Type and Par Value For For Management 2.2 Approve Issue Manner and Issue Time For For Management 2.3 Approve Target Subscribers and For For Management Subscription Method 2.4 Approve Issue Price and Pricing Basis For For Management 2.5 Approve Issue Size For For Management 2.6 Approve Lock-Up Period For For Management 2.7 Approve Listing Exchange For For Management 2.8 Approve Usage and Amount of Raised For For Management Funds 2.9 Approve Distribution Arrangement of For For Management Cumulative Earnings 2.10 Approve Resolution Validity Period For For Management 3 Approve Revised Plan for Private For For Management Placement of Shares 4 Approve Revised Feasibility Analysis For For Management Report on the Use of Proceeds 5 Approve Report on the Usage of For For Management Previously Raised Funds 6 Approve Impact of Dilution on Current For For Management Returns and the Relevant Measures and Commitments to be Taken 7 Approve Authorization of the Board to For For Management Handle All Related Matters 8 Approve Shareholder Return Plan For For Management -------------------------------------------------------------------------------- SUZHOU DONGSHAN PRECISION MANUFACTURING CO., LTD. Ticker: 002384 Security ID: Y8318L106 Meeting Date: DEC 12, 2019 Meeting Type: Special Record Date: DEC 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change in Registered Address For For Management and Handle Business Registration -------------------------------------------------------------------------------- SUZHOU DONGSHAN PRECISION MANUFACTURING CO., LTD. Ticker: 002384 Security ID: Y8318L106 Meeting Date: FEB 18, 2020 Meeting Type: Special Record Date: FEB 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Signing of Asset Purchase For For Management Agreement and Its Supplementary Agreement 2 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- SUZHOU DONGSHAN PRECISION MANUFACTURING CO., LTD. Ticker: 002384 Security ID: Y8318L106 Meeting Date: FEB 27, 2020 Meeting Type: Special Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association to Expand Business Scope -------------------------------------------------------------------------------- SUZHOU DONGSHAN PRECISION MANUFACTURING CO., LTD. Ticker: 002384 Security ID: Y8318L106 Meeting Date: APR 20, 2020 Meeting Type: Special Record Date: APR 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Supplementary Agreement to For For Management Asset Transfer Agreement 2 Approve to Adjust the Company's For For Management Business Scope and Amend Articles of Association 3 Approve Company's Eligibility for For For Shareholder Private Placement of Shares 4.1 Approve Type and Par Value For For Shareholder 4.2 Approve Issue Manner and Issue Time For For Shareholder 4.3 Approve Target Subscribers and For For Shareholder Subscription Method 4.4 Approve Issue Price and Basis of For For Shareholder Pricing 4.5 Approve Issue Amount For For Shareholder 4.6 Approve Lock-Up Period For For Shareholder 4.7 Approve Listing Exchange For For Shareholder 4.8 Approve Amount and Use of Proceeds For For Shareholder 4.9 Approve Distribution Arrangement of For For Shareholder Cumulative Earnings 4.10 Approve Resolution Validity Period For For Shareholder 5 Approve Private Placement of Shares For For Shareholder -------------------------------------------------------------------------------- SUZHOU DONGSHAN PRECISION MANUFACTURING CO., LTD. Ticker: 002384 Security ID: Y8318L106 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: MAY 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Allocation of Income and For For Management Dividends 6 Approve Appointment of Auditor and For For Management Payment of Remuneration 7 Approve Remuneration of Directors and For For Management Senior Management Members 8 Approve Remuneration of Supervisors For Against Management 9 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 10 Approve Bank and Financial Credit For For Management Line Application 11.1 Approve Guarantee for Dragon For For Management Electronix Holdings,Inc. and its Controlled Subsidiaries 11.2 Approve Guarantee for Multek Group For For Management (Hong Kong) Ltd. and its Controlled Subsidiaries 11.3 Approve Guarantee for Hongkong For For Management Dongshan Precision Union Photoelectric Co., Ltd. 11.4 Approve Guarantee for Yancheng For For Management Dongshan Precision Manufacturing Co., Ltd. 11.5 Approve Guarantee for Suzhou For For Management Yongchuang Metal Technology Co., Ltd. 11.6 Approve Guarantee for Mudong For For Management Optoelectronics Technology Co., Ltd. 11.7 Approve Guarantee for Dongguan For For Management Dongshan Precision Manufacturing Co., Ltd. 11.8 Approve Guarantee for Suzhou Aifu For For Management Electronic Communication Co., Ltd. 11.9 Approve Guarantee for Yancheng For For Management Dongshan Communication Technology Co., Ltd. 11.10 Approve Guarantee for Suzhou Chenggan For For Management Precision Manufacturing Co., Ltd. 11.11 Approve Guarantee for Suzhou TOPRUN For For Management Electric Equipment Co., Ltd. 11.12 Approve Guarantee for Suzhou Legate For For Management Intelligent Equipment Co., Ltd. 11.13 Approve Guarantee for Shanghai Fushan For For Management Precision Manufacturing Co., Ltd. 11.14 Approve Guarantee for Suzhou Dongbo For For Management Precision Manufacturing Co., Ltd. 12 Approve (Second) Signing of For For Management Supplementary Agreement with the Management Team of Suzhou Aifu Electronic Communication Co., Ltd. 13 Approve Report on the Usage of For For Management Previously Raised Funds 14.1 Elect Yuan Yonggang as Non-Independent For For Shareholder Director 14.2 Elect Yuan Yongfeng as Non-Independent For For Shareholder Director 14.3 Elect Zhao Xiutian as Non-Independent For For Shareholder Director 14.4 Elect Dan Jianbin as Non-Independent For For Shareholder Director 14.5 Elect Mao Xiaoyan as Non-Independent For For Shareholder Director 14.6 Elect Wang Xu as Non-Independent For For Shareholder Director 15.1 Elect Wang Zhangzhong as Independent For For Shareholder Director 15.2 Elect Song Liguo as Independent For For Shareholder Director 15.3 Elect Lin Shu as Independent Director For For Shareholder 16 Elect Ma Liqiang as Supervisor For For Shareholder 17 Amend Articles of Association For For Shareholder 18 Amend Rules and Procedures Regarding For For Shareholder Meetings of Board of Directors 19 Amend Rules and Procedures Regarding For For Shareholder General Meetings of Shareholders -------------------------------------------------------------------------------- SUZHOU VICTORY PRECISION MANUFACTURE CO., LTD. Ticker: 002426 Security ID: Y83165103 Meeting Date: JUL 31, 2019 Meeting Type: Special Record Date: JUL 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Cancellation of Stock Options For For Management and Repurchase of Performance Shares 2 Approve Change in Registered Capital For For Management and Amend Articles of Association -------------------------------------------------------------------------------- SUZHOU VICTORY PRECISION MANUFACTURE CO., LTD. Ticker: 002426 Security ID: Y83165103 Meeting Date: NOV 07, 2019 Meeting Type: Special Record Date: OCT 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Daily Related Party For For Management Transactions 2 Approve Application of Comprehensive For For Management Bank Credit Lines 3 Approve Guarantee Provision Plan For For Management -------------------------------------------------------------------------------- SUZHOU VICTORY PRECISION MANUFACTURE CO., LTD. Ticker: 002426 Security ID: Y83165103 Meeting Date: NOV 29, 2019 Meeting Type: Special Record Date: NOV 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Termination of Implementation For For Management of Equity Incentive Plan and Cancellation of Stock Option as well as Repurchase and Cancellation of Performance Shares 2 Amend Articles of Association For For Management -------------------------------------------------------------------------------- SUZHOU VICTORY PRECISION MANUFACTURE CO., LTD. Ticker: 002426 Security ID: Y83165103 Meeting Date: MAR 16, 2020 Meeting Type: Special Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management 2 Approve Related Party Transaction with For For Management Suzhou Puqiang Electronic Technology Co., Ltd. 3 Approve Related Party Transaction with For For Management Suzhou Zhongsheng Precision Manufacturing Co., Ltd. -------------------------------------------------------------------------------- SUZHOU VICTORY PRECISION MANUFACTURE CO., LTD. Ticker: 002426 Security ID: Y83165103 Meeting Date: APR 03, 2020 Meeting Type: Special Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Termination of Raised Funds For For Management Investment Project and Sale of Partial Assets and Use Remaining Raised Funds to Replenish Working Capital 2 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- SUZHOU VICTORY PRECISION MANUFACTURE CO., LTD. Ticker: 002426 Security ID: Y83165103 Meeting Date: APR 24, 2020 Meeting Type: Special Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Equity Disposal For For Management 2 Approve Passive Formation of External For For Management Financial Support After the Disposal of Equity 3 Approve Signing of Supplemental Equity For For Management Transfer Agreement for Acquisition of Equity -------------------------------------------------------------------------------- SUZHOU VICTORY PRECISION MANUFACTURE CO., LTD. Ticker: 002426 Security ID: Y83165103 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Auditor For For Management -------------------------------------------------------------------------------- SUZHOU VICTORY PRECISION MANUFACTURE CO., LTD. Ticker: 002426 Security ID: Y83165103 Meeting Date: MAY 25, 2020 Meeting Type: Special Record Date: MAY 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Time For For Management 2.3 Approve Target Subscribers and For For Management Subscription Method 2.4 Approve Issue Size For For Management 2.5 Approve Pricing Reference Date, Issue For For Management Price and Pricing Principles 2.6 Approve Lock-up Period For For Management 2.7 Approve Use of Proceeds For For Management 2.8 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.9 Approve Listing Location For For Management 2.10 Approve Resolution Validity Period For For Management 3 Approve Plan for Private Placement of For For Management New Shares 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Report on the Usage of For For Management Previously Raised Funds 6 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 7 Approve Commitment from Controlling For For Management Shareholder, Ultimate Controlling Shareholder, Directors and Senior Managers Regarding Counter-dilution Measures in Connection to the Private Placement 8 Approve Authorization of the Board to For For Management Handle All Related Matters 9 Approve Shareholder Return Plan For For Management 10 Approve of the Unrecovered Loss For For Management Reaching 1/3 of Total Paid-in Capital 11 Amend Articles of Association For For Management -------------------------------------------------------------------------------- SUZHOU VICTORY PRECISION MANUFACTURE CO., LTD. Ticker: 002426 Security ID: Y83165103 Meeting Date: JUN 05, 2020 Meeting Type: Special Record Date: MAY 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Equity Disposal of For For Management Wholly-owned Subsidiary 2 Approve External Financial Assistance For For Management Provision 3 Approve Repurchase of Shares For For Management Corresponding to Uncompleted Performance Commitments of Major Asset Restructure -------------------------------------------------------------------------------- TAHOE GROUP CO., LTD. Ticker: 000732 Security ID: Y8664P107 Meeting Date: JUL 22, 2019 Meeting Type: Special Record Date: JUL 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Foreign Bonds by For For Management Wholly-owned Subsidiary and Its Relevant Authorizations 2 Approve Provision of Guarantee For For Management 3 Approve External Provision of For Against Management Financial Assistance -------------------------------------------------------------------------------- TAHOE GROUP CO., LTD. Ticker: 000732 Security ID: Y8664P107 Meeting Date: SEP 23, 2019 Meeting Type: Special Record Date: SEP 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Huang Qisen as Non-Independent For For Shareholder Director 1.2 Elect Liao Guangwen as Non-Independent For For Shareholder Director 1.3 Elect Shen Lin as Non-Independent For For Shareholder Director 1.4 Elect Ge Yong as Non-Independent For For Shareholder Director 2.1 Elect Feng Heping as Independent For For Shareholder Director 2.2 Elect Jiang Jiehong as Independent For For Shareholder Director 2.3 Elect Zheng Xinzhi as Independent For For Shareholder Director 3.1 Elect Liu Feng as Supervisor For For Shareholder 3.2 Elect Yu Duncheng as Supervisor For For Shareholder 4 Approve Remuneration of Directors For For Management 5 Approve Remuneration of Supervisors For For Management -------------------------------------------------------------------------------- TAHOE GROUP CO., LTD. Ticker: 000732 Security ID: Y8664P107 Meeting Date: OCT 14, 2019 Meeting Type: Special Record Date: OCT 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Equity Transfer of Fuzhou For For Management Taisheng Real Estate Co., Ltd. 2 Approve Equity Transfer of Fujian For For Management Taixin Real Estate Co., Ltd. 3 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- TAHOE GROUP CO., LTD. Ticker: 000732 Security ID: Y8664P107 Meeting Date: NOV 22, 2019 Meeting Type: Special Record Date: NOV 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Assistance Provision For For Management -------------------------------------------------------------------------------- TAHOE GROUP CO., LTD. Ticker: 000732 Security ID: Y8664P107 Meeting Date: FEB 11, 2020 Meeting Type: Special Record Date: JAN 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve External Guarantees For For Management -------------------------------------------------------------------------------- TAHOE GROUP CO., LTD. Ticker: 000732 Security ID: Y8664P107 Meeting Date: MAR 20, 2020 Meeting Type: Special Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Corporate Bond Issuance 2 Approve Corporate Bond Issuance Plan For For Management 3 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- TAIHAI MANOIR NUCLEAR EQUIPMENT CO., LTD. Ticker: 002366 Security ID: Y79256106 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For Against Management 4 Approve Financial Statements For Against Management 5 Approve Usage of Funds by Controlling For For Management Shareholder and Other Related Parties 6 Approve Report on the Deposit and For For Management Usage of Raised Funds 7 Approve Profit Distribution For For Management 8 Approve Appointment of Auditor For For Management 9 Approve Comprehensive Credit Line For For Management Application 10 Approve Provision of Guarantee For For Management 11 Approve Daily Related Party For For Management Transactions 12 Approve Termination of Controlling For For Management Shareholder's Capital Injection Plan 13 Elect Liu Yingqi as Supervisor For For Management -------------------------------------------------------------------------------- TAIJI COMPUTER CORP. LTD. Ticker: 002368 Security ID: Y83605108 Meeting Date: AUG 09, 2019 Meeting Type: Special Record Date: AUG 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger by Absorption of For For Management Wholly-owned Subsidiary 2 Approve to Adjust the Allowance of For For Management Independent Directors 3 Approve Change in Registered Capital For For Management and Amend Articles of Association -------------------------------------------------------------------------------- TAIJI COMPUTER CORP. LTD. Ticker: 002368 Security ID: Y83605108 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Daily Related-party Transaction For Against Management 7 Approve Financial Service Agreement For Against Management 8 Approve Application of Credit Lines For Against Management 9 Approve Provision of Guarantee for For Against Management Subsidiary -------------------------------------------------------------------------------- TANGSHAN JIDONG CEMENT CO. LTD. Ticker: 000401 Security ID: Y8534M102 Meeting Date: OCT 24, 2019 Meeting Type: Special Record Date: OCT 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Equity Acquisition and Related For For Management Arrangements -------------------------------------------------------------------------------- TANGSHAN JIDONG CEMENT CO. LTD. Ticker: 000401 Security ID: Y8534M102 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: APR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Financial For For Management Auditor and Payment of Remuneration 7 Approve Appointment of Internal For For Management Control Auditor and Payment of Remuneration 8 Approve Remuneration of For For Management Non-Independent Directors 9 Approve Remuneration of Supervisors For For Management 10 Approve Provision of Guarantee For For Management 11 Approve Related Party Transaction in For For Management Connection to Handling Financial Leasing Business 12 Approve Company's Eligibility for For For Management Issuance of Convertible Bonds 13.1 Approve Type of Securities For For Management 13.2 Approve Issue Scale For For Management 13.3 Approve Par Value and Issue Price For For Management 13.4 Approve Bond Maturity For For Management 13.5 Approve Bond Interest Rate For For Management 13.6 Approve Terms and Method of Debt For For Management Repayment 13.7 Approve Conversion Period For For Management 13.8 Approve Determination and Adjustment For For Management of Conversion Price 13.9 Approve Terms for Downward Adjustment For For Management of Conversion Price 13.10 Approve Method on Handling Fractional For For Management Shares Upon Conversion 13.11 Approve Terms of Redemption For For Management 13.12 Approve Terms of Sell-Back For For Management 13.13 Approve Dividend Distribution Post For For Management Conversion 13.14 Approve Issue Manner and Target For For Management Subscribers 13.15 Approve Placing Arrangement for For For Management Shareholders 13.16 Approve Matters Relating to Meetings For For Management of Bondholders 13.17 Approve Raised Funds Management and For For Management Deposit Account 13.18 Approve Guarantee Matters For For Management 13.19 Approve Resolution Validity Period For For Management 13.20 Approve Use of Proceeds For For Management 14 Approve Plan on Issuance of For For Management Convertible Bonds 15 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 16 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 17 Approve Rules and Procedures Regarding For For Management General Meetings of Convertible Bondholders 18 Approve Shareholder Dividend Return For For Management Plan 19 Approve Authorization of Board and Its For For Management Authorized Persons to Handle All Related Matters 20 Approve Issuance of Medium-term Notes For For Management 21 Approve Company's Eligibility for For For Management Corporate Bonds Issuance 22.1 Approve Issue Type For For Management 22.2 Approve Issue Scale For For Management 22.3 Approve Par Value and Issue Price For For Management 22.4 Approve Bond Period and Type For For Management 22.5 Approve Bond Interest Rate For For Management 22.6 Approve Issuance Method and Target For For Management Subscribers 22.7 Approve Use of Proceeds For For Management 22.8 Approve Placement Arrangement to For For Management Shareholders 22.9 Approve Listing Exchange For For Management 22.10 Approve Guarantee Arrangement For For Management 22.11 Approve Safeguard Measures of Debts For For Management Repayment 22.12 Approve Resolution Validity Period For For Management 23 Approve Authorization of Board or For For Management Board Authorized Persons to Handle All Related Matters 24 Approve Daily Related-Party For For Management Transactions with BBMG Group Co., Ltd. and Its Subsidiaries 25 Approve Daily Related-Party For For Management Transactions with Jilin Cement (Group) Co., Ltd. 26 Approve Deposit Transactions with BBMG For Against Management Finance Co., Ltd. 27 Approve Loan Transactions with BBMG For For Management Finance Co., Ltd. 28 Approve Financial Assistance Provision For For Management -------------------------------------------------------------------------------- TELLING TELECOMMUNICATION HOLDING CO., LTD. Ticker: 000829 Security ID: Y8346M100 Meeting Date: NOV 25, 2019 Meeting Type: Special Record Date: NOV 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Listing for Transfer of Equity For For Management of Indirect Subsidiary 2 Approve Capital Injection for For For Management Wholly-owned Subsidiary -------------------------------------------------------------------------------- TIANGUANG ZHONGMAO CO., LTD. Ticker: 002509 Security ID: Y26568108 Meeting Date: SEP 27, 2019 Meeting Type: Special Record Date: SEP 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Yu Houshu as Non-Independent For For Management Director 1.2 Elect Huang Ruliang as Non-Independent For For Management Director 1.3 Elect Chen Xiaodong as Non-Independent For For Management Director 1.4 Elect Yang Meigui as Non-Independent For For Management Director 1.5 Elect Peng Dejun as Non-Independent For Against Shareholder Director 1.6 Elect Li Zhenbo as Non-Independent For Against Shareholder Director 2.1 Elect Chen Jinlong as Independent For For Management Director 2.2 Elect Wang Youping as Independent For For Management Director 2.3 Elect Hao Xianjing as Independent For For Management Director 3.1 Elect Wang Qi as Supervisor For For Management 3.2 Elect Wang Guohao as Supervisor For For Management -------------------------------------------------------------------------------- TIANJIN CHASE SUN PHARMACEUTICAL CO., LTD. Ticker: 300026 Security ID: Y88081107 Meeting Date: SEP 17, 2019 Meeting Type: Special Record Date: SEP 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Completion of the Company's For For Management Share Repurchase and the Cancellation of the Remaining Repurchased Shares 2 Approve Change in Registered Capital For For Management 3 Approve Amendments to Articles of For For Management Association 4 Approve Credit Line and Guarantee For Against Management 5 Approve Issuance of Short-term For For Management Commercial Papers 6 Approve Company's Eligibility for For For Management Corporate Bond Issuance 7.1 Approve Issue Scale For For Management 7.2 Approve Bond Maturity For For Management 7.3 Approve Bond Interest Rate and Method For For Management of Determination 7.4 Approve Issue Manner and Target For For Management Subscribers 7.5 Approve Credit Enhancement Measures For For Management 7.6 Approve Use of Proceeds For For Management 7.7 Approve Placing Arrangement for For For Management Shareholders 7.8 Approve Listing Arrangement For For Management 7.9 Approve Safeguard Measures of Debts For For Management Repayment 7.10 Approve Resolution Validity Period For For Management 8 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- TIANJIN CHASE SUN PHARMACEUTICAL CO., LTD. Ticker: 300026 Security ID: Y88081107 Meeting Date: JAN 16, 2020 Meeting Type: Special Record Date: JAN 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Pu Xufeng as Non-independent For For Shareholder Director 2 Elect Gong Tao as Independent Director For For Management 3 Elect Tu Pengfei as Independent For For Management Director 4 Approve Amendments to Articles of For For Management Association 5 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- TIANJIN CHASE SUN PHARMACEUTICAL CO., LTD. Ticker: 300026 Security ID: Y88081107 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Repurchase and Cancellation of For For Management Performance Shares 7 Approve Changes in Registered Capital For For Management 8 Amend Articles of Association For Against Management 9 Approve Appointment of Auditor For For Management -------------------------------------------------------------------------------- TIANJIN GUANGYU DEVELOPMENT CO., LTD. Ticker: 000537 Security ID: Y88289106 Meeting Date: AUG 07, 2019 Meeting Type: Special Record Date: JUL 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Asset Securitization Plan For For Management 2 Approve Compensatory Obligation of For For Management Controlling Shareholder for Company's Asset Securitization Plan 3 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- TIANJIN GUANGYU DEVELOPMENT CO., LTD. Ticker: 000537 Security ID: Y88289106 Meeting Date: SEP 23, 2019 Meeting Type: Special Record Date: SEP 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association and For Against Management Rules as well as to Amend Rules and Procedures Regarding Meetings of Board of Directors 2 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- TIANJIN GUANGYU DEVELOPMENT CO., LTD. Ticker: 000537 Security ID: Y88289106 Meeting Date: DEC 18, 2019 Meeting Type: Special Record Date: DEC 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Additional Financial For For Management Assistance and Related Party Transactions 2 Approve Appointment of Financial For For Management Auditor 3 Approve Appointment of Internal For For Management Control Auditor -------------------------------------------------------------------------------- TIANJIN GUANGYU DEVELOPMENT CO., LTD. Ticker: 000537 Security ID: Y88289106 Meeting Date: FEB 11, 2020 Meeting Type: Special Record Date: JAN 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Receipt of Financial Assistance For For Management 2 Approve Provision of Guarantee For For Management 3 Approve Related Party Transaction For For Management -------------------------------------------------------------------------------- TIANJIN GUANGYU DEVELOPMENT CO., LTD. Ticker: 000537 Security ID: Y88289106 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: JUN 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Internal Control For For Management Self-Evaluation Report 6 Approve Profit Distribution For For Management 7 Approve Shareholder Return Plan For For Management 8 Approve Provision of Financing For For Management Guarantee 9 Approve Abandon Equity Transfer For For Management 10 Approve Horizontal Competition For For Management Preventive Agreement 11 Approve Asset Securitization Plan For For Management 12 Approve Compensatory Obligation of For For Management Controlling Shareholder for Company's Asset Securitization Plan -------------------------------------------------------------------------------- TIANJIN ZHONGHUAN SEMICONDUCTOR CO., LTD. Ticker: 002129 Security ID: Y88171106 Meeting Date: SEP 20, 2019 Meeting Type: Special Record Date: SEP 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Wang Tai as Non-Independent For For Shareholder Director 2 Approve Guarantee Provision for For For Management Subsidiaries 3 Approve Guarantee Provision for Bank For For Management Loan Application of Zhonghuan Hong Kong Holdings Co., Ltd. -------------------------------------------------------------------------------- TIANJIN ZHONGHUAN SEMICONDUCTOR CO., LTD. Ticker: 002129 Security ID: Y88171106 Meeting Date: DEC 26, 2019 Meeting Type: Special Record Date: DEC 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision Plan For For Management -------------------------------------------------------------------------------- TIANJIN ZHONGHUAN SEMICONDUCTOR CO., LTD. Ticker: 002129 Security ID: Y88171106 Meeting Date: MAR 06, 2020 Meeting Type: Special Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Issue Manner and Issue Time For For Management 2.2 Approve Target Subscribers and For For Management Subscription Method 2.3 Approve Issue Price and Pricing For For Management Principles 2.4 Approve Lock-up Period Arrangement For For Management 3 Approve Plan on Private Placement of For For Management Shares (Revised) 4 Elect Liu Shicai as Non-Independent For For Shareholder Director 5 Elect Liu Zenghui as Supervisor For For Management -------------------------------------------------------------------------------- TIANJIN ZHONGHUAN SEMICONDUCTOR CO., LTD. Ticker: 002129 Security ID: Y88171106 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 7 Approve Amendments to Articles of For Against Management Association and Related Company System 8 Amend Equity Incentive Fund Plan For For Management 9 Approve to Appoint Auditor For For Management 10 Approve Related Party Transaction For For Management 11 Elect Zhang Yonghong as For For Shareholder Non-Independent Director -------------------------------------------------------------------------------- TIANMA MICROELECTRONICS CO. LTD. Ticker: 000050 Security ID: Y77427105 Meeting Date: JAN 06, 2020 Meeting Type: Special Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Investment in Joint Venture For For Management Company and Related Party Transactions -------------------------------------------------------------------------------- TIANMA MICROELECTRONICS CO. LTD. Ticker: 000050 Security ID: Y77427105 Meeting Date: FEB 03, 2020 Meeting Type: Special Record Date: JAN 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Counter Guarantee For For Management and Related Party Transactions -------------------------------------------------------------------------------- TIANMA MICROELECTRONICS CO. LTD. Ticker: 000050 Security ID: Y77427105 Meeting Date: APR 07, 2020 Meeting Type: Annual Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Annual Report and Summary For For Management 3 Approve Report of the Board of For For Management Directors 4 Approve Report of the Independent For For Management Directors 5 Approve Report of the Board of For For Management Supervisors 6 Approve Allocation of Income and For For Management Dividends 7 Approve Remuneration of Chairman of For For Management the Board 8 Approve Comprehensive Credit Line For Against Management Application 9 Approve Provision of Guarantee to For For Management Shanghai Tianma 10 Approve Provision of Guarantee to For For Management Xiamen Tianma 11 Approve Financial Derivatives Trading For For Management Business 12 Approve Financial Derivatives Trading For For Management Feasibility Analysis Report 13 Approve Report on the Usage of For For Management Previously Raised Funds 14 Approve Appointment of Auditor For For Management -------------------------------------------------------------------------------- TIANMA MICROELECTRONICS CO. LTD. Ticker: 000050 Security ID: Y77427105 Meeting Date: MAY 06, 2020 Meeting Type: Special Record Date: APR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Target Subscribers and For For Management Subscription Method 1.2 Approve Pricing Reference Date, Issue For For Management Price and Pricing Principles 1.3 Approve Lock-up Period For For Management 2 Approve Plan for Private Placement of For For Management Shares (Revised) 3 Approve Signing of Supplementary For For Management Agreement to the Conditional Share Subscription Agreement with Hubei Changjiang Tianma Dingzeng Investment Fund Partnership Enterprise (Limited Partnership) 4 Approve Signing of Supplementary For For Management Agreement to the Conditional Share Subscription Agreement with Hubei Science and Technology Investment Group Co., Ltd. -------------------------------------------------------------------------------- TONGDING INTERCONNECTION INFORMATION CO., LTD. Ticker: 002491 Security ID: Y444BB106 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Provision of Guarantee to For For Management Subsidiary 7 Approve Application of Financing from For For Management Financial Institutions and Relevant Authorization 8 Approve to Appoint Auditor For For Management 9 Elect He Zhongliang as Non-Independent For For Management Director 10 Approve Provision of Guarantee to For For Management Wholly-Owned Subsidiary 11 Approve Provision for Asset Impairment For For Management 12 Approve Performance Compensation For For Management -------------------------------------------------------------------------------- TONGHUA GOLDEN-HORSE PHARMACEUTICAL INDUSTRY CO., LTD. Ticker: 000766 Security ID: Y8865A107 Meeting Date: JUL 19, 2019 Meeting Type: Special Record Date: JUL 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Zhan Hongjun as Non-Independent For For Management Director -------------------------------------------------------------------------------- TONGHUA GOLDEN-HORSE PHARMACEUTICAL INDUSTRY CO., LTD. Ticker: 000766 Security ID: Y8865A107 Meeting Date: AUG 07, 2019 Meeting Type: Special Record Date: JUL 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Exemption of Controlling For For Management Shareholder and Concerted Person in Regards to Shareholding Decrease Plan -------------------------------------------------------------------------------- TONGHUA GOLDEN-HORSE PHARMACEUTICAL INDUSTRY CO., LTD. Ticker: 000766 Security ID: Y8865A107 Meeting Date: SEP 16, 2019 Meeting Type: Special Record Date: SEP 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Zhang Yufu as Non-Independent For For Management Director 1.2 Elect Wang Huan as Non-Independent For For Management Director -------------------------------------------------------------------------------- TONGHUA GOLDEN-HORSE PHARMACEUTICAL INDUSTRY CO., LTD. Ticker: 000766 Security ID: Y8865A107 Meeting Date: SEP 30, 2019 Meeting Type: Special Record Date: SEP 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision For For Management -------------------------------------------------------------------------------- TONGHUA GOLDEN-HORSE PHARMACEUTICAL INDUSTRY CO., LTD. Ticker: 000766 Security ID: Y8865A107 Meeting Date: APR 15, 2020 Meeting Type: Special Record Date: APR 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Approve Completion and Termination of For For Management Raised Funds Investment Project to Replenish Working Capital 3 Approve External Guarantee For For Management 4.1 Elect Zhang Yufu as Non-Independent For For Shareholder Director 4.2 Elect Zhan Hongjun as Non-Independent For For Shareholder Director 4.3 Elect Wang Huan as Non-Independent For For Shareholder Director 4.4 Elect Wei Yingjie as Non-Independent For For Shareholder Director 4.5 Elect Wu Jiani as Non-Independent For For Shareholder Director 4.6 Elect Zhou Qiang as Non-Independent For For Shareholder Director 5.1 Elect Chen Qibin as Independent For For Management Director 5.2 Elect Zhao Wei as Independent Director For For Management 5.3 Elect Lv Guixia as Independent Director For For Management 6.1 Elect Yin Qiuting as Supervisor For For Shareholder 6.2 Elect Guo Jindi as Supervisor For For Shareholder -------------------------------------------------------------------------------- TUS ENVIRONMENTAL SCIENCE & TECHNOLOGY DEVELOPMENT CO., LTD. Ticker: 000826 Security ID: Y8076H107 Meeting Date: NOV 07, 2019 Meeting Type: Special Record Date: NOV 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Super Short-term For For Management Commercial Papers 2 Approve Application of Credit Line For For Management 3 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- TUS ENVIRONMENTAL SCIENCE & TECHNOLOGY DEVELOPMENT CO., LTD. Ticker: 000826 Security ID: Y8076H107 Meeting Date: JAN 06, 2020 Meeting Type: Special Record Date: DEC 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Comprehensive Credit Line For For Management Application 2 Approve Provision of Guarantee For For Management 3.1 Approve Purpose and Use For For Shareholder 3.2 Approve Type For For Shareholder 3.3 Approve Manner of Share Repurchase For For Shareholder 3.4 Approve Price of the Share Repurchase For For Shareholder 3.5 Approve Total Capital, Expected Number For For Shareholder of Repurchase and Ratio for the Share Repurchase 3.6 Approve Capital Source Used for the For For Shareholder Share Repurchase 3.7 Approve Period of the Share Repurchase For For Shareholder 4 Approve Authorization of Board to For For Shareholder Handle All Related Matters Regarding Share Repurchase -------------------------------------------------------------------------------- TUS ENVIRONMENTAL SCIENCE & TECHNOLOGY DEVELOPMENT CO., LTD. Ticker: 000826 Security ID: Y8076H107 Meeting Date: FEB 10, 2020 Meeting Type: Special Record Date: FEB 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Signing of Loan Agreement and For For Management Related Party Transactions 2 Approve Signing of Financial Services For Against Management Agreement and Related Party Transactions 3 Approve Comprehensive Credit Line For For Management Application 4 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- TUS ENVIRONMENTAL SCIENCE & TECHNOLOGY DEVELOPMENT CO., LTD. Ticker: 000826 Security ID: Y8076H107 Meeting Date: APR 07, 2020 Meeting Type: Special Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of Registered Address For For Management 2 Approve Amendments to Articles of For For Management Association to Expand Business Scope 3 Approve Company's Eligibility for For For Management Corporate Bond Issuance 4.1 Approve Issue Size For For Management 4.2 Approve Bond Maturity For For Management 4.3 Approve Bond Interest Rate and Method For For Management of Determination 4.4 Approve Manner of Repayment of Capital For For Management and Interest 4.5 Approve Issue Manner For For Management 4.6 Approve Target Subscribers and Placing For For Management Arrangement for Shareholders 4.7 Approve Use of Proceeds For For Management 4.8 Approve Underwriting Manner For For Management 4.9 Approve Trading of the Bonds For For Management 4.10 Approve Guarantee Method For For Management 4.11 Approve Safeguard Measures of Debts For For Management Repayment 4.12 Approve Resolution Validity Period For For Management 5 Approve Authorization of Board to For For Management Handle All Related Matters Regarding Issuance of Corporate Bonds 6 Approve Company's Eligibility for For For Management Private Issuance of Corporate Bonds 7.1 Approve Issue Size For For Management 7.2 Approve Bond Maturity For For Management 7.3 Approve Bond Coupon Rate For For Management 7.4 Approve Manner of Repayment of Capital For For Management and Interest 7.5 Approve Issue Manner For For Management 7.6 Approve Target Subscribers and Placing For For Management Arrangement for Shareholders 7.7 Approve Use of Proceeds For For Management 7.8 Approve Underwriting Manner For For Management 7.9 Approve Trading of the Bonds For For Management 7.10 Approve Guarantee Method For For Management 7.11 Approve Safeguard Measures of Debts For For Management Repayment 7.12 Approve Resolution Validity Period For For Management 8 Approve Authorization of Board to For For Management Handle All Related Matters Regarding Private Issuance of Corporate Bonds 9 Approve Comprehensive Credit Line For For Management Application 10 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- TUS ENVIRONMENTAL SCIENCE & TECHNOLOGY DEVELOPMENT CO., LTD. Ticker: 000826 Security ID: Y8076H107 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Profit Distribution For For Management 5 Approve Appointment of Auditor For For Management 6 Approve Report on the Deposit and For For Management Usage of Raised Funds 7 Approve Application of Comprehensive For For Management Credit Lines and Loans 8 Approve External Guarantee Provision For For Management 9 Approve Daily Related-party For For Management Transactions 10 Approve Signing of Project Investment For For Management Agreement with Zhengzhou Qidi Donglong Technology Development Co., Ltd. -------------------------------------------------------------------------------- TUS ENVIRONMENTAL SCIENCE & TECHNOLOGY DEVELOPMENT CO., LTD. Ticker: 000826 Security ID: Y8076H107 Meeting Date: JUN 30, 2020 Meeting Type: Special Record Date: JUN 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association and For Against Management Submission for Authorization as well as Related Amended Matters 2 Approve Comprehensive Credit Line For For Shareholder Application 3 Approve Provision of Guarantee For For Shareholder 4 Approve Signing of Framework Agreement For For Shareholder on Domestic Waste Incineration and Power Generation Project Cooperation -------------------------------------------------------------------------------- TUS-SOUND ENVIRONMENTAL RESOURCES CO., LTD. Ticker: 000826 Security ID: Y8076H107 Meeting Date: JUL 25, 2019 Meeting Type: Special Record Date: JUL 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Application of Comprehensive For For Management Credit Lines 2 Approve External Guarantee Provision For For Management 3 Approve Introducing Wholly-owned For For Management Subsidiary to Strategic Investors via Equity Transfer and Related-party Transactions 4 Approve Wholly-Owned Subsidiary's For For Shareholder Eligibility for Private Issuance of Corporate Bonds 5.1 Approve Issue Scale For For Shareholder 5.2 Approve Bond Maturity For For Shareholder 5.3 Approve Coupon Rate For For Shareholder 5.4 Approve Method for the Repayment of For For Shareholder Principal and Interest 5.5 Approve Listing Exchange For For Shareholder 5.6 Approve Use of Proceeds For For Shareholder 5.7 Approve Increase in Creditworthiness For For Shareholder 5.8 Approve Resolution Validity Period For For Shareholder 6 Approve Authorization of the Board of For For Shareholder Directors and the Board of Directors to Delegate Authorization to Management to Handle All Related Matters -------------------------------------------------------------------------------- UNIGROUP GUOXIN MICROELECTRONICS CO., LTD. Ticker: 002049 Security ID: Y8488J105 Meeting Date: SEP 10, 2019 Meeting Type: Special Record Date: SEP 03, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve External Guarantee Provision For For Management 2 Elect Cui Ruotong as Independent For For Management Director 3 Approve Amendments to Articles of For For Management Association 4 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 5 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 6 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors -------------------------------------------------------------------------------- UNIGROUP GUOXIN MICROELECTRONICS CO., LTD. Ticker: 002049 Security ID: Y8488J105 Meeting Date: NOV 25, 2019 Meeting Type: Special Record Date: NOV 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Joint Bidding of Land and For For Management Related Party Transactions 2 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- UNIGROUP GUOXIN MICROELECTRONICS CO., LTD. Ticker: 002049 Security ID: Y8488J105 Meeting Date: DEC 23, 2019 Meeting Type: Special Record Date: DEC 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Asset Acquisition and Issuance For Against Management of Shares in Accordance with the Relevant Laws and Regulations 2.1 Approve Target Assets and Transactions For Against Management Parties 2.2 Approve Basis of Pricing and For Against Management Transactions Price 2.3 Approve Payment Manner For Against Management 2.4 Approve Pricing Reference Date and For Against Management Issue Price 2.5 Approve Issue Manner For Against Management 2.6 Approve Share Type and Par Value For Against Management 2.7 Approve Issue Amount For Against Management 2.8 Approve Distribution Arrangement For Against Management Before Issuance of Cumulative Earnings 2.9 Approve Lock-Up Period Arrangement For Against Management 2.10 Approve Liability for Breach of the For Against Management Transfer of the Underlying Asset Ownership 2.11 Approve Attribution of Profit and Loss For Against Management During the Transition Period 2.12 Approve Listing Exchange For Against Management 2.13 Approve Performance Commitments and For Against Management Compensation Arrangements 2.14 Approve Resolution Validity Period For Against Management 3 Approve Transaction Constitutes as For Against Management Related-party Transaction 4 Approve Draft and Summary of Asset For Against Management Acquisition and Issuance of New Shares as well as Related Party Transactions 5 Approve Signing of Asset Acquisition For Against Management and Issuance of Shares Agreement 6 Approve Signing of Supplementary For Against Management Agreement of Asset Acquisition and Issuance of Shares Agreement 7 Approve Signing of Performance For Against Management Compensation Agreement 8 Approve Audit Report, Evaluation For Against Management Report and Pro Forma Review Report 9 Approve Independence of Appraiser, the For Against Management Validity of Hypothesis, the Relevance of Valuation Purpose and Approach as Well as the Fairness of Pricing 10 Approve Completeness and Compliance of For Against Management Implementation of Legal Proceedings of the Transactions and Validity of the Submitted Legal Documents Regarding this Transaction 11 Approve Transaction Complies with For Against Management Article IV of Provisions on Several Issues Regulating the Major Asset Restructuring of Listed Companies 12 Approve Transaction Complies with For Against Management Article 43 of the Management Approach Regarding Major Asset Restructuring of Listed Companies 13 Approve Impact of Dilution of Current For Against Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 14 Approve Whitewash Waiver and Related For Against Management Transactions 15 Approve Authorization of Board to For Against Management Handle All Related Matters 16 Approve Shareholder Return Plan For For Management -------------------------------------------------------------------------------- UNIGROUP GUOXIN MICROELECTRONICS CO., LTD. Ticker: 002049 Security ID: Y8488J105 Meeting Date: FEB 12, 2020 Meeting Type: Special Record Date: FEB 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Super Short-term For For Management Commercial Papers 2 Approve Waiver of Preemptive Right For For Management -------------------------------------------------------------------------------- UNIGROUP GUOXIN MICROELECTRONICS CO., LTD. Ticker: 002049 Security ID: Y8488J105 Meeting Date: MAY 26, 2020 Meeting Type: Annual Record Date: MAY 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Profit Distribution For For Management 3 Approve Report of the Board of For For Management Directors 4 Approve Report of the Board of For For Management Supervisors 5 Approve Annual Report and Summary For For Management 6 Approve Daily Related-Party For For Management Transactions 7.1 Elect Diao Shijing as Non-Independent For For Shareholder Director 7.2 Elect Ma Daojie as Non-Independent For For Shareholder Director 7.3 Elect Wu Shengwu as Non-Independent For For Shareholder Director 7.4 Elect Zhou Yang as Non-Independent For For Shareholder Director 8.1 Elect Wang Liyan as Independent For For Management Director 8.2 Elect Huang Wenyu as Independent For For Management Director 8.3 Elect Cui Ruotong as Independent For For Management Director 9.1 Elect Wang Zhihua as Supervisor For For Management 9.2 Elect Zheng Bo as Supervisor For For Management 10 Approve to Adjust the Allowance of For For Management Independent Directors and Supervisors -------------------------------------------------------------------------------- UNIGROUP GUOXIN MICROELECTRONICS CO., LTD. Ticker: 002049 Security ID: Y8488J105 Meeting Date: JUN 08, 2020 Meeting Type: Special Record Date: JUN 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision Plan For For Management -------------------------------------------------------------------------------- UTOUR GROUP CO., LTD. Ticker: 002707 Security ID: Y0776L108 Meeting Date: JUL 09, 2019 Meeting Type: Special Record Date: JUL 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Continuing Use of Idle Raised For For Management Funds for Cash Management -------------------------------------------------------------------------------- UTOUR GROUP CO., LTD. Ticker: 002707 Security ID: Y0776L108 Meeting Date: DEC 09, 2019 Meeting Type: Special Record Date: DEC 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of Registered Address For For Management and Amend Articles of Association -------------------------------------------------------------------------------- VENUSTECH GROUP INC. Ticker: 002439 Security ID: Y07764106 Meeting Date: SEP 16, 2019 Meeting Type: Special Record Date: SEP 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- VENUSTECH GROUP INC. Ticker: 002439 Security ID: Y07764106 Meeting Date: DEC 26, 2019 Meeting Type: Special Record Date: DEC 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change in Raised Fund Usage For For Management 2 Approve Use Raised Funds to Conduct For For Management Investment and Wealth Management -------------------------------------------------------------------------------- VENUSTECH GROUP INC. Ticker: 002439 Security ID: Y07764106 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAY 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Remuneration of Directors For For Management 8 Approve Remuneration of Supervisors For For Management 9 Approve Use of Idle Own Funds to For Against Management Invest in Financial Products 10 Approve Change in Registered Capital For For Management and Amend Articles of Association 11 Elect Zhang Hongliang as Independent For For Management Director -------------------------------------------------------------------------------- VISIONOX TECHNOLOGY, INC. Ticker: 002387 Security ID: Y0916V107 Meeting Date: AUG 16, 2019 Meeting Type: Special Record Date: AUG 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of Registered Address For For Management and Amend Articles of Association -------------------------------------------------------------------------------- VISIONOX TECHNOLOGY, INC. Ticker: 002387 Security ID: Y0916V107 Meeting Date: OCT 11, 2019 Meeting Type: Special Record Date: OCT 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Additional Pledge for Loan For For Management Application of Wholly-owned Subsidiary 2 Approve Provision of Counter Guarantee For For Shareholder -------------------------------------------------------------------------------- VISIONOX TECHNOLOGY, INC. Ticker: 002387 Security ID: Y0916V107 Meeting Date: NOV 28, 2019 Meeting Type: Special Record Date: NOV 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Counter Guarantee For For Management 2 Approve Signing of Patent Transfer For For Shareholder Contract and Related Party Transactions 3 Approve Additional Guarantee for Bank For For Shareholder Credit Line Application 4 Approve Provision of Guarantee and For For Shareholder Related Party Transactions for Associate Subsidiary -------------------------------------------------------------------------------- VISIONOX TECHNOLOGY, INC. Ticker: 002387 Security ID: Y0916V107 Meeting Date: DEC 11, 2019 Meeting Type: Special Record Date: DEC 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For Against Management -------------------------------------------------------------------------------- VISIONOX TECHNOLOGY, INC. Ticker: 002387 Security ID: Y0916V107 Meeting Date: DEC 24, 2019 Meeting Type: Special Record Date: DEC 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Approve Equity Transfer For For Shareholder -------------------------------------------------------------------------------- VISIONOX TECHNOLOGY, INC. Ticker: 002387 Security ID: Y0916V107 Meeting Date: JAN 17, 2020 Meeting Type: Special Record Date: JAN 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Counter Guarantee For For Management -------------------------------------------------------------------------------- VISIONOX TECHNOLOGY, INC. Ticker: 002387 Security ID: Y0916V107 Meeting Date: MAR 20, 2020 Meeting Type: Special Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Counter Guarantee For For Management to Loan of Indirect Subsidiary -------------------------------------------------------------------------------- VISIONOX TECHNOLOGY, INC. Ticker: 002387 Security ID: Y0916V107 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAY 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 7 Approve to Appoint Auditor For For Management 8 Approve Provision of Guarantee For Against Management 9 Approve Deposit, Settlement Business For For Management and Related Party Transactions 10 Approve Adjustment in the Raised Funds For For Management Investment Project 11.1 Elect Cheng Tao as Non-Independent For For Management Director 11.2 Elect Dai Junchao as Non-Independent For For Management Director 11.3 Elect Zhang Deqiang as Non-Independent For For Management Director 11.4 Elect Yan Ruoyuan as Non-Independent For For Management Director 11.5 Elect Liu Xiangwei as Non-Independent For For Management Director 11.6 Elect Ren Hua as Non-Independent For For Management Director 12.1 Elect Zhang Qifeng as Independent For For Management Director 12.2 Elect Xia Lijun as Independent Director For For Management 12.3 Elect Ma Xiao as Independent Director For For Management 13.1 Elect Yang Yang as Supervisor For For Management 13.2 Elect Hu Xuewen as Supervisor For For Management -------------------------------------------------------------------------------- VISIONOX TECHNOLOGY, INC. Ticker: 002387 Security ID: Y0916V107 Meeting Date: JUN 02, 2020 Meeting Type: Special Record Date: MAY 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner For For Management 2.3 Approve Target Subscribers and For For Management Subscription Method 2.4 Approve Issue Size For For Management 2.5 Approve Pricing Reference Date, Issue For For Management Price and Pricing Principle 2.6 Approve Lock-up Period Arrangement For For Management 2.7 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.8 Approve Listing Exchange For For Management 2.9 Approve Resolution Validity Period For For Management 2.10 Approve Use of Proceeds For For Management 3 Approve Plan on Private Placement of For For Management Shares 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Report on the Usage of For For Management Previously Raised Funds 6 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 7 Approve Shareholder Return Plan For For Management 8 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- VISIONOX TECHNOLOGY, INC. Ticker: 002387 Security ID: Y0916V107 Meeting Date: JUN 16, 2020 Meeting Type: Special Record Date: JUN 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee to For Against Management Controlling Subsidiary 2 Approve Provision of Guarantee to For For Management Wholly-owned Subsidiary -------------------------------------------------------------------------------- VISUAL CHINA GROUP CO., LTD. Ticker: 000681 Security ID: Y75408107 Meeting Date: JUL 29, 2019 Meeting Type: Special Record Date: JUL 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Additional Provision of For For Management Guarantee -------------------------------------------------------------------------------- VISUAL CHINA GROUP CO., LTD. Ticker: 000681 Security ID: Y75408107 Meeting Date: NOV 18, 2019 Meeting Type: Special Record Date: NOV 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision For For Management -------------------------------------------------------------------------------- VISUAL CHINA GROUP CO., LTD. Ticker: 000681 Security ID: Y75408107 Meeting Date: MAR 19, 2020 Meeting Type: Special Record Date: MAR 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve External Guarantee For For Management 2 Approve Amendments to Articles of For For Management Association to Expand Business Scope 3 Amend Articles of Association For For Management -------------------------------------------------------------------------------- VISUAL CHINA GROUP CO., LTD. Ticker: 000681 Security ID: Y75408107 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: JUN 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Profit Distribution For For Management 3 Approve Financial Statements For For Management 4 Approve Report of the Board of For For Management Directors 5 Approve Report of the Board of For For Management Supervisors 6 Approve Internal Control Evaluation For For Management Report 7 Approve Appointment of Auditor For For Management 8 Approve Provision of Guarantee For For Management 9 Elect Liu Chuntian as Independent For For Shareholder Director 10 Elect Li Changxu as Non-Independent For For Shareholder Director 11 Approve Remuneration of Directors For For Shareholder 12 Elect Kun Xiaojie as Supervisor For For Shareholder 13 Approve Remuneration of Supervisors For For Shareholder -------------------------------------------------------------------------------- WANXIANG QIANCHAO CO., LTD. Ticker: 000559 Security ID: Y9505H106 Meeting Date: FEB 11, 2020 Meeting Type: Special Record Date: FEB 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For Against Management Private Placement of Shares 2.1 Approve Share Type and Par Value For Against Management 2.2 Approve Issue Manner For Against Management 2.3 Approve Target Subscribers and For Against Management Subscription Method 2.4 Approve Pricing Principle and Issue For Against Management Price 2.5 Approve Issue Size For Against Management 2.6 Approve Lock-up Period For Against Management 2.7 Approve Use of Proceeds For Against Management 2.8 Approve Distribution Arrangement of For Against Management Cumulative Earnings 2.9 Approve Listing Exchange For Against Management 2.10 Approve Resolution Validity Period For Against Management 3 Approve Plan on Private Placement of For Against Management Shares 4 Approve Feasibility Analysis Report on For Against Management the Use of Proceeds 5 Approve Signing of Conditional Share For Against Management Subscription Agreement 6 Approve White Wash Waiver and Related For Against Management Transactions 7 Approve Related Party Transactions in For Against Management Connection to Private Placement 8 Approve the Notion that the Company For Against Management Does Not Need to Prepare Report on the Usage of Previously Raised Funds 9 Approve Impact of Dilution of Current For Against Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 10 Approve Authorization of Board to For Against Management Handle All Related Matters 11 Approve Shareholder Return Plan For Against Management 12 Approve Amendments to Articles of For For Management Association to Expand Business Scope 13.1 Elect Guan Dayuan as Non-Independent For For Management Director 13.2 Elect Ni Pin as Non-Independent For For Management Director 13.3 Elect Jiang Xinguo as Non-Independent For For Management Director 13.4 Elect Xu Xiaojian as Non-Independent For For Management Director 13.5 Elect Shen Zhijun as Non-Independent For For Management Director 13.6 Elect Wei Junyong as Non-Independent For For Management Director 14.1 Elect Fu Liqun as Independent Director For For Management 14.2 Elect Wu Chongguo as Independent For For Management Director 14.3 Elect Pan Bin as Independent Director For For Management 15.1 Elect Fu Zhifang as Supervisor For For Management 15.2 Elect Gao Qi as Supervisor For For Management 15.3 Elect Wang Guoxing as Supervisor For For Management -------------------------------------------------------------------------------- WANXIANG QIANCHAO CO., LTD. Ticker: 000559 Security ID: Y9505H106 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAY 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Annual Report and Summary For For Management 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 6 Approve 2019 Daily Related Party For For Management Transaction and 2020 Daily Related Party Transactions 7 Approve Financial Services Framework For Against Management Agreement 8 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor 9 Approve Credit Line Application For For Management 10 Approve Provision of Guarantee for For For Management Comprehensive Credit Line 11 Approve Provision of Guarantee for For For Management Comprehensive Credit Line to Wanxiang Finance Co., Ltd. 12 Approve Issuance of Super Short-term For For Management Commercial Papers -------------------------------------------------------------------------------- WANXIANG QIANCHAO CO., LTD. Ticker: 000559 Security ID: Y9505H106 Meeting Date: JUN 22, 2020 Meeting Type: Special Record Date: JUN 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Resolution Validity Period For For Management 2 Approve Plan on Private Placement of For For Management Shares (Revised) 3 Approve Feasibility Analysis Report on For For Management the Use of Proceeds (Revised) 4 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken (Revised) 5 Approve Adjustment on Authorization of For For Management Board to Handle All Related Matters -------------------------------------------------------------------------------- WASU MEDIA HOLDING CO., LTD. Ticker: 000156 Security ID: Y9532N100 Meeting Date: NOV 15, 2019 Meeting Type: Special Record Date: NOV 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extension of Horizontal For For Management Competition Preventive Agreement by Controlling Shareholder 2 Approve Use Idle Funds to Purchase For For Management Financial Products -------------------------------------------------------------------------------- WASU MEDIA HOLDING CO., LTD. Ticker: 000156 Security ID: Y9532N100 Meeting Date: FEB 03, 2020 Meeting Type: Special Record Date: JAN 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Appointment of Auditor and For For Management Internal Control Auditor 2 Elect Wang Xiafei as Supervisor For For Management -------------------------------------------------------------------------------- WASU MEDIA HOLDING CO., LTD. Ticker: 000156 Security ID: Y9532N100 Meeting Date: APR 20, 2020 Meeting Type: Special Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Bao Linqiang as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- WASU MEDIA HOLDING CO., LTD. Ticker: 000156 Security ID: Y9532N100 Meeting Date: APR 27, 2020 Meeting Type: Special Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Wang Xingjun as Independent For For Management Director -------------------------------------------------------------------------------- WASU MEDIA HOLDING CO., LTD. Ticker: 000156 Security ID: Y9532N100 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisor 3 Approve Financial Statements For For Management 4 Approve Financial Budget Report For Against Management 5 Approve Equity Distribution For For Management 6 Approve Annual Report and Summary For For Management 7 Approve to Appoint Auditor For For Management 8 Approve Application of Bank Credit For For Management Lines 9 Approve Daily Related-party For For Management Transactions 10 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- WASU MEDIA HOLDING CO., LTD. Ticker: 000156 Security ID: Y9532N100 Meeting Date: JUN 08, 2020 Meeting Type: Special Record Date: JUN 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Acquisition by Issuance of Shares and Cash Payment 2.1 Approve Issue Manner, Target For For Management Subscribers and Transaction Subject 2.2 Approve Share Type and Par Value For For Management 2.3 Approve Pricing Basis, Pricing For For Management Reference Date and Issue Price 2.4 Approve Transaction Price, Number of For For Management Shares Issued and Cash Payment 2.5 Approve Listing Location For For Management 2.6 Approve Lock-up Period Arrangement For For Management 2.7 Approve Attribution of Profit and Loss For For Management During the Transition Period 2.8 Approve Contractual Obligations and For For Management Liability for Breach of the Transfer of the Underlying Asset Ownership 2.9 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.10 Approve Relevant Resolution Validity For For Management Period 3 Approve Report (Draft) and Summary on For For Management Company's Acquisition by Issuance of Shares and Cash Payment as well as Related Party Transactions 4 Approve Supplemental Conditional For For Management Acquisition by Issuance of Shares and Cash Payment Agreement 5 Approve Supplemental Conditional For For Management Acquisition by Issuance of Shares and Cash Payment Agreement (2) 6 Approve Transaction Constitutes as For For Management Related Party Transaction 7 Approve Transaction Complies with For For Management Article 4 of Provisions on Several Issues Regulating the Major Asset Restructuring of Listed Companies 8 Approve Transaction Complies with For For Management Article 11 and 43 of the Management Approach Regarding Major Asset Restructuring of Listed Companies 9 Approve Transaction Does Not For For Management Constitute Article 13 of Management Approach Regarding Major Asset Restructuring of Listed Companies 10 Approve Completeness and Compliance of For For Management Implementation of Legal Proceedings of the Transactions and Validity of the Submitted Legal Documents Regarding this Transaction 11 Approve Authorization of the Board to For For Management Handle All Related Matters 12 Approve Independence of Appraiser, the For For Management Validity of Hypothesis, the Relevance of Valuation Purpose and Approach as Well as the Fairness of Pricing 13 Approve Relevant Reports Issued by the For For Management Transaction Audit Institution and Asset Assessment Institution 14 Approve the Current M & A and For For Management Restructuring Diluted Return on Earnings Per Share Arrangement 15 Approve Transaction Does Not For For Management Constitute as Restructure for Listing -------------------------------------------------------------------------------- WEIFU HIGH-TECHNOLOGY GROUP CO. LTD. Ticker: 200581 Security ID: Y95338110 Meeting Date: OCT 18, 2019 Meeting Type: Special Record Date: OCT 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger by Absorption For For Management 2 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- WEIFU HIGH-TECHNOLOGY GROUP CO. LTD. Ticker: 200581 Security ID: Y95338110 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAY 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Allocation of Income and For For Management Dividends 6 Approve Appointment of Financial For For Management Report Auditor 7 Approve Appointment of Internal For For Management Control Evaluation Auditor 8 Approve Daily Related-Party For For Management Transactions 9 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 10 Amend Working System for Online Voting For For Management of the Shareholders General Meeting 11 Elect Chen Ran as Supervisor For For Management -------------------------------------------------------------------------------- WEIFU HIGH-TECHNOLOGY GROUP CO. LTD. Ticker: 200581 Security ID: Y95338110 Meeting Date: JUN 18, 2020 Meeting Type: Special Record Date: JUN 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Xu Yunfeng as Non-independent For For Shareholder Director -------------------------------------------------------------------------------- WINNING HEALTH TECHNOLOGY GROUP CO. LTD. Ticker: 300253 Security ID: Y7685K105 Meeting Date: AUG 30, 2019 Meeting Type: Special Record Date: AUG 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of Stock For Against Management Option and Performance Share Incentive Plan 2 Approve Methods to Assess the For Against Management Performance of Plan Participants 3 Approve Authorization of Board to For Against Management Handle All Related Matters 4 Approve Repurchase and Cancellation of For For Management Performance Shares -------------------------------------------------------------------------------- WINNING HEALTH TECHNOLOGY GROUP CO. LTD. Ticker: 300253 Security ID: Y7685K105 Meeting Date: DEC 02, 2019 Meeting Type: Special Record Date: NOV 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Waiver of Pre-emptive Right For For Management and Related Party Transactions -------------------------------------------------------------------------------- WINNING HEALTH TECHNOLOGY GROUP CO. LTD. Ticker: 300253 Security ID: Y7685K105 Meeting Date: JAN 03, 2020 Meeting Type: Special Record Date: DEC 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase and Cancellation of For For Management 2016 Performance Shares 2 Approve Repurchase and Cancellation of For For Management 2019 Performance Shares 3 Approve Amendments to Articles of For For Management Association 4 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 5 Amend Detailed Rules for Online Voting For For Management of the Shareholders General Meeting -------------------------------------------------------------------------------- WINNING HEALTH TECHNOLOGY GROUP CO. LTD. Ticker: 300253 Security ID: Y7685K105 Meeting Date: MAR 06, 2020 Meeting Type: Special Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Convertible Bonds Issuance 2.1 Approve Issue Type For For Management 2.2 Approve Issue Scale For For Management 2.3 Approve Par Value and Issue Price For For Management 2.4 Approve Bond Maturity For For Management 2.5 Approve Bond Interest Rate For For Management 2.6 Approve Method and Term for the For For Management Repayment of Principal and Interest 2.7 Approve Conversion Period For For Management 2.8 Approve Determination and Adjustment For For Management of Conversion Price 2.9 Approve Method for Determining the For For Management Number of Shares for Conversion and Method on Handling Fractional Shares Upon Conversion 2.10 Approve Terms for Downward Adjustment For For Management of Conversion Price 2.11 Approve Terms of Redemption For For Management 2.12 Approve Terms of Sell-Back For For Management 2.13 Approve Dividend Distribution Post For For Management Conversion 2.14 Approve Issue Manner and Target For For Management Subscribers 2.15 Approve Placing Arrangement for For For Management Shareholders 2.16 Approve Bondholders and Bondholders' For For Management Meetings 2.17 Approve Use of Proceeds For For Management 2.18 Approve Special Storage Account for For For Management Raised Funds 2.19 Approve Matters Regarding Guarantee For For Management 2.20 Approve Resolution Validity Period For For Management 3 Approve Plan for Convertible Bonds For For Management Issuance 4 Approve Demonstration Analysis Report For For Management in Connection to Convertible Bonds Issuance 5 Approve Feasibility Analysis Report on For For Management the Intended Usage of Raised Funds 6 Approve Authorization of Board to For For Management Handle All Related Matters 7 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken as well as Relevant Undertakings 8 Approve Report on the Usage of For For Management Previously Raised Funds 9 Approve Formulation of Rules and For For Management Procedures Regarding Convertible Corporate Bondholders Meeting 10 Approve Formulation of Shareholder For For Management Return Plan -------------------------------------------------------------------------------- WINNING HEALTH TECHNOLOGY GROUP CO. LTD. Ticker: 300253 Security ID: Y7685K105 Meeting Date: APR 27, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Report on the Usage of For For Management Previously Raised Funds (As of December 31, 2019) 8 Approve 2016 Repurchase Cancellation For For Management of Performance Shares 9 Approve 2019 Repurchase Cancellation For For Management of Performance Shares 10 Amend Related Party Transaction For For Management Management System -------------------------------------------------------------------------------- WONDERS INFORMATION CO., LTD. Ticker: 300168 Security ID: Y9669S104 Meeting Date: JUL 18, 2019 Meeting Type: Special Record Date: JUL 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association to Expand Business Scope -------------------------------------------------------------------------------- WONDERS INFORMATION CO., LTD. Ticker: 300168 Security ID: Y9669S104 Meeting Date: OCT 15, 2019 Meeting Type: Special Record Date: OCT 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders and Meetings of Board of Directors 3 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 4 Approve Remuneration of Directors and For For Management Supervisors 5.1 Elect Kuang Tao as Non-Independent For For Shareholder Director 5.2 Elect Hu Hongwei as Non-Independent For For Shareholder Director 5.3 Elect Qian Weizhang as Non-Independent For For Shareholder Director 5.4 Elect Li Guangya as Non-Independent For For Shareholder Director 5.5 Elect Yang Ling as Non-Independent For For Shareholder Director 5.6 Elect Jiang Feng as Non-Independent For For Shareholder Director 6.1 Elect Zhao Huailiang as Independent For For Management Director 6.2 Elect LI YIFAN as Independent Director For For Management 6.3 Elect Ma Zhiming as Independent For For Management Director 7.1 Elect He Yuan as Supervisor For For Shareholder 7.2 Elect Li Cheng as Supervisor For For Shareholder 7.3 Elect Meng Lili as Supervisor For For Shareholder -------------------------------------------------------------------------------- WONDERS INFORMATION CO., LTD. Ticker: 300168 Security ID: Y9669S104 Meeting Date: OCT 31, 2019 Meeting Type: Special Record Date: OCT 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association and Change Registered Capital -------------------------------------------------------------------------------- WONDERS INFORMATION CO., LTD. Ticker: 300168 Security ID: Y9669S104 Meeting Date: NOV 13, 2019 Meeting Type: Special Record Date: NOV 07, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- WONDERS INFORMATION CO., LTD. Ticker: 300168 Security ID: Y9669S104 Meeting Date: JAN 13, 2020 Meeting Type: Special Record Date: JAN 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision Plan For For Management 2 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- WONDERS INFORMATION CO., LTD. Ticker: 300168 Security ID: Y9669S104 Meeting Date: JAN 20, 2020 Meeting Type: Special Record Date: JAN 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Daily Related Party Transaction For For Management 2 Elect Liu Gongrun as Independent For For Management Director -------------------------------------------------------------------------------- WONDERS INFORMATION CO., LTD. Ticker: 300168 Security ID: Y9669S104 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAY 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Audit Report For For Management 6 Approve Provision for Asset Impairment For For Management and Credit Impairment Losses 7 Approve Profit Distribution For For Management 8 Approve to Appoint Auditor For For Management 9 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 10 Approve Amendments to Articles of For For Management Association and Change of Registered Capital 11 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 12 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 13 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors -------------------------------------------------------------------------------- WUHAN DEPARTMENT STORE GROUP CO., LTD. Ticker: 000501 Security ID: Y9715H102 Meeting Date: JUL 29, 2019 Meeting Type: Special Record Date: JUL 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change in the Horizontal For For Management Competition Commitment 2 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- WUHAN DEPARTMENT STORE GROUP CO., LTD. Ticker: 000501 Security ID: Y9715H102 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 6 Approve to Appoint Auditor For For Management 7 Approve Own Asset Mortgage For For Management 8 Approve Credit Line and Loan For For Management 9 Approve Operator Remuneration For For Management Management System 10 Approve Related Party Transaction For For Management -------------------------------------------------------------------------------- WUHAN GUIDE INFRARED CO., LTD. Ticker: 002414 Security ID: Y97082104 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 6 Approve to Appoint Auditor For For Management 7 Approve Amendments to Articles of For For Management Association 8.1 Elect Huang Li as Non-Independent For For Management Director 8.2 Elect Zhang Yan as Non-Independent For For Management Director 8.3 Elect Huang Sheng as Non-Independent For For Management Director 8.4 Elect Wang Fuyuan as Non-Independent For For Management Director 9.1 Elect Wen Hao as Independent Director For For Management 9.2 Elect Zhang Huide as Independent For For Management Director 9.3 Elect Guo Dong as Independent Director For For Management 10.1 Elect Sun Lin as Supervisor For For Management 10.2 Elect Gao Jianfei as Supervisor For For Management -------------------------------------------------------------------------------- WUHU TOKEN SCIENCE CO., LTD. Ticker: 300088 Security ID: Y9717T104 Meeting Date: SEP 16, 2019 Meeting Type: Special Record Date: SEP 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Wei Lixiang as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- WUHU TOKEN SCIENCE CO., LTD. Ticker: 300088 Security ID: Y9717T104 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Financial Statements For For Management 3 Approve Annual Report and Summary For For Management 4 Approve Profit Distribution For For Management 5 Approve Appointment of Auditor For For Management 6 Approve Internal Control For For Management Self-Evaluation Report 7 Approve Provision of Guarantee For Against Management 8 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 9 Approve Amendments to Articles of For Against Management Association 10 Approve Report of the Board of For For Management Supervisors -------------------------------------------------------------------------------- WUS PRINTED CIRCUIT (KUNSHAN) CO., LTD. Ticker: 002463 Security ID: Y9716K104 Meeting Date: JUL 12, 2019 Meeting Type: Special Record Date: JUL 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase Cancellation of For For Management Performance Shares 2 Approve Change in Registered Capital For For Management and Amend Articles of Association 3 Amend Articles of Association For For Management 4 Amend Working System for Independent For For Management Directors -------------------------------------------------------------------------------- WUS PRINTED CIRCUIT (KUNSHAN) CO., LTD. Ticker: 002463 Security ID: Y9716K104 Meeting Date: NOV 19, 2019 Meeting Type: Special Record Date: NOV 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Investment in Financial For Against Management Products 2 Approve Decrease in Registered Capital For For Management of Subsidiary -------------------------------------------------------------------------------- WUS PRINTED CIRCUIT (KUNSHAN) CO., LTD. Ticker: 002463 Security ID: Y9716K104 Meeting Date: APR 22, 2020 Meeting Type: Annual Record Date: APR 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Amendments to Articles of For For Management Association 8 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 9 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 10 Approve Comprehensive Credit Line For For Management Application -------------------------------------------------------------------------------- WUXI LEAD INTELLIGENT EQUIPMENT CO., LTD. Ticker: 300450 Security ID: Y9717H100 Meeting Date: SEP 12, 2019 Meeting Type: Special Record Date: SEP 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary on Stock For Against Management Option Incentive Plan 2 Approve Methods to Assess the For Against Management Performance of Plan Participants 3 Approve Authorization of the Board to For Against Management Handle All Related Matters -------------------------------------------------------------------------------- WUXI LEAD INTELLIGENT EQUIPMENT CO., LTD. Ticker: 300450 Security ID: Y9717H100 Meeting Date: SEP 30, 2019 Meeting Type: Special Record Date: SEP 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustments on Performance For For Management Share Repurchase Price and Repurchase Cancellation of Performance Shares 2 Approve Termination of Entrusted For For Management Management and Related Party Transactions 3 Approve Guarantee Provision Plan For For Management -------------------------------------------------------------------------------- XIAMEN INTRETECH, INC. Ticker: 002925 Security ID: Y972FZ109 Meeting Date: JAN 20, 2020 Meeting Type: Special Record Date: JAN 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Use of Idle Raised Funds and For Against Management Idle Funds for Cash Management 2 Approve Forward Foreign Exchange For For Management Settlement and Sales Business -------------------------------------------------------------------------------- XIAMEN INTRETECH, INC. Ticker: 002925 Security ID: Y972FZ109 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: APR 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Allocation of Income and For For Management Dividends 6 Approve Guarantee Plan For For Management 7 Approve to Appoint Auditor For For Management 8 Approve Remuneration of Directors, For Against Management Supervisors and Senior Management 9 Approve Cancellation of Stock Options For For Management that Have Been Granted but Not Exercised and Repurchase of Performance Shares that Have Been Granted but Restriction Not Lifted 10 Approve Change in Registered Capital For For Management and Amend Articles of Association 11 Approve Participation in Industry Fund For For Management 12 Approve Extension of Resolution For For Management Validity of Measures for the Management of Employees' Purchase of Loans -------------------------------------------------------------------------------- XINGYUAN ENVIRONMENT TECHNOLOGY CO., LTD. Ticker: 300266 Security ID: Y30430105 Meeting Date: JUL 26, 2019 Meeting Type: Special Record Date: JUL 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee to For For Management Zhangping Yuanze Water Resources Investment Co., Ltd. 2 Approve Provision of Guarantee to For For Management Zhejiang Yuantai State Environmental Protection Technology Service Co., Ltd. -------------------------------------------------------------------------------- XINGYUAN ENVIRONMENT TECHNOLOGY CO., LTD. Ticker: 300266 Security ID: Y30430105 Meeting Date: OCT 10, 2019 Meeting Type: Special Record Date: SEP 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee to For For Management Zhejiang Dredging Engineering Co., Ltd. 2 Approve Provision of Guarantee to For For Management Ningguo Shanshui Rongcheng Construction Co., Ltd. -------------------------------------------------------------------------------- XINGYUAN ENVIRONMENT TECHNOLOGY CO., LTD. Ticker: 300266 Security ID: Y30430105 Meeting Date: NOV 15, 2019 Meeting Type: Special Record Date: NOV 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee to For For Management Wholly-owned Subsidiary 2 Approve Provision of Guarantee to For For Management Zunyi Hangboyuan Environmental Technology Development Co., Ltd. -------------------------------------------------------------------------------- XINJIANG COMMUNICATIONS CONSTRUCTION GROUP CO., LTD. Ticker: 002941 Security ID: Y972K0100 Meeting Date: AUG 27, 2019 Meeting Type: Special Record Date: AUG 21, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Issuance of Convertible Bonds 2.1 Approve Type For For Management 2.2 Approve Issue Size For For Management 2.3 Approve Par Value and Issue Price For For Management 2.4 Approve Bond Maturity For For Management 2.5 Approve Bond Interest Rate For For Management 2.6 Approve Period and Manner of Repayment For For Management of Interest 2.7 Approve Guarantee Matters For For Management 2.8 Approve Conversion Period For For Management 2.9 Approve Determination and Adjustment For For Management of Conversion Price 2.10 Approve Terms for Downward Adjustment For For Management of Conversion Price 2.11 Approve Method on Handling Fractional For For Management Shares Upon Conversion 2.12 Approve Terms of Redemption For For Management 2.13 Approve Terms of Sell-Back For For Management 2.14 Approve Attributable Dividends Annual For For Management Conversion 2.15 Approve Issue Manner and Target For For Management Subscriber 2.16 Approve Placing Arrangement for For For Management Shareholders 2.17 Approve Matters Relating to Meetings For For Management of Bondholders 2.18 Approve Use of Proceeds For For Management 2.19 Approve Depository of Raised Funds For For Management 2.20 Approve Resolution Validity Period For For Management 3 Approve Issuance of Convertible Bonds For For Management 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Special Report on the Usage of For For Management Previously Raised Funds 6 Approve Matters Relating to Meetings For For Management of Bondholders 7 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 8 Approve Shareholder Return Plan For For Management 9 Approve Authorization of Board to For For Management Handle All Related Matters Regarding Issuance of Convertible Bonds 10 Approve Amendments to Articles of For For Management Association to Expand Business Scope -------------------------------------------------------------------------------- XINJIANG COMMUNICATIONS CONSTRUCTION GROUP CO., LTD. Ticker: 002941 Security ID: Y972K0100 Meeting Date: APR 14, 2020 Meeting Type: Special Record Date: APR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Appointment of Financial and For For Management Internal Control Auditor -------------------------------------------------------------------------------- XINJIANG COMMUNICATIONS CONSTRUCTION GROUP CO., LTD. Ticker: 002941 Security ID: Y972K0100 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAY 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Budget Report For For Management 5 Approve Financial Statements For For Management 6 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 7 Approve Credit Line Application For Against Management 8 Approve Amendments to Articles of For For Management Association 9 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 10 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 11 Approve Re-demonstration and Extension For For Management of Raised Funds Investment Projects -------------------------------------------------------------------------------- XINJIANG MACHINERY RESEARCH INSTITUTE CO., LTD. Ticker: 300159 Security ID: Y97261104 Meeting Date: SEP 17, 2019 Meeting Type: Special Record Date: SEP 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Approve Shareholder Return Plan For For Management -------------------------------------------------------------------------------- XINJIANG MACHINERY RESEARCH INSTITUTE CO., LTD. Ticker: 300159 Security ID: Y97261104 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Provision for Asset Impairment For For Management 7 Approve to Appoint Financial Auditor For For Management 8 Approve Report on the Usage of For For Management Previously Raised Funds -------------------------------------------------------------------------------- XINJIANG TIANSHAN CEMENT CO., LTD. Ticker: 000877 Security ID: Y97241106 Meeting Date: SEP 06, 2019 Meeting Type: Special Record Date: AUG 28, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Conversion of Capital For For Management Financial Funds into Entrusted Loans and Related Transactions -------------------------------------------------------------------------------- XINJIANG TIANSHAN CEMENT CO., LTD. Ticker: 000877 Security ID: Y97241106 Meeting Date: DEC 13, 2019 Meeting Type: Special Record Date: DEC 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Services Agreement For Against Management and Related Party Transactions 2 Approve Appointment of Auditor and For For Management Payment of Remuneration 3 Approve Appoint of Internal Control For For Management Auditor and Payment of Remuneration 4.1 Approve Daily Related Party For For Management Transactions of China National Building Material and Its Subsidiaries 4.2 Approve Daily Related Party For For Management Transactions of Xinjiang Tianshan Building Materials (Group) Co., Ltd. and Its Subsidiaries 4.3 Approve Daily Related Party For For Management Transactions of China West Construction and Its Subsidiaries 4.4 Approve Daily Related Party For For Management Transactions of Xinjiang New Energy (Group) Environmental Development Co., Ltd. and Its Subsidiaries 5 Approve Acquisition of Assets and For For Management Related Party Transactions -------------------------------------------------------------------------------- XINJIANG TIANSHAN CEMENT CO., LTD. Ticker: 000877 Security ID: Y97241106 Meeting Date: JAN 17, 2020 Meeting Type: Special Record Date: JAN 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Credit Lines and Loans For For Management 2 Approve Company's Guarantee Provision For Against Management to Subsidiary and Subsidiary's Mutual Guarantee to the Company -------------------------------------------------------------------------------- XINJIANG TIANSHAN CEMENT CO., LTD. Ticker: 000877 Security ID: Y97241106 Meeting Date: APR 17, 2020 Meeting Type: Annual Record Date: APR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements and For Against Management Financial Budget Report 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Loan Application and Related For For Management Party Transactions -------------------------------------------------------------------------------- XINJIANG TIANSHAN CEMENT CO., LTD. Ticker: 000877 Security ID: Y97241106 Meeting Date: JUN 15, 2020 Meeting Type: Special Record Date: JUN 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Super Short-term For For Management Commercial Papers -------------------------------------------------------------------------------- XINJIANG ZHONGTAI CHEMICAL CO., LTD. Ticker: 002092 Security ID: Y9723L103 Meeting Date: JUL 04, 2019 Meeting Type: Special Record Date: JUL 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Joint Participation in For For Management Restructuring Project and Related Party Transactions -------------------------------------------------------------------------------- XINJIANG ZHONGTAI CHEMICAL CO., LTD. Ticker: 002092 Security ID: Y9723L103 Meeting Date: AUG 23, 2019 Meeting Type: Special Record Date: AUG 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Working Capital Loan by For For Management Xinjiang Fulida Fiber Co., Ltd. and Provision of Joint Liability Guarantee by Company 1.2 Approve Working Capital Loan by Bazhou For For Management Jinfu Special Yarn Co., Ltd. and Provision of Joint Liability Guarantee by Company 1.3 Approve Working Capital Loan by Bazhou For Against Management Taichang Pulp Co., Ltd. and Provision of Joint Liability Guarantee by Company 1.4 Approve Comprehensive Credit Line For For Management Application by Shanghai Zhongtai Duojing Trading Co., Ltd. and Provision of Joint Liability Guarantee by Company 1.5 Approve Comprehensive Credit Line For For Management Application by Xinjiang Blue Sky Petrochemical Logistics Co., Ltd. and Provision of Joint Liability Guarantee by Company 1.6 Approve Working Capital Loan For For Management Application by Xinjiang Blue Sky Petrochemical Logistics Co., Ltd. from Agricultural Development Bank of China and Provision of Joint Liability Guarantee by Company 1.7 Approve Working Capital Loan For For Management Application by Xinjiang Blue Sky Petrochemical Logistics Co., Ltd. from Huaxia Bank Co., Ltd. and Provision of Joint Liability Guarantee by Company 1.8 Approve Comprehensive Credit Line For For Management Application by Zhongtai International Development (Hong Kong) Co., Ltd. and Provision of Joint Liability Guarantee by Company 2 Approve Provision of Counter Guarantee For For Management and Related-party Transactions 3 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- XINJIANG ZHONGTAI CHEMICAL CO., LTD. Ticker: 002092 Security ID: Y9723L103 Meeting Date: SEP 06, 2019 Meeting Type: Special Record Date: AUG 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Medium and Long term Loan For For Management Application of Xinjiang Tianyu Coal Chemical Group Co., Ltd. and Provision of Guarantee by the Company 1.2 Approve Medium and Long term Loan For For Management Application of Xinjiang Zhongtai Chemical Tuokexun Energy Chemical Co., Ltd. and Provision of Guarantee by the Company 1.3 Approve Comprehensive Credit Line For For Management Application of Xinjiang Zhongtai Import and Export Trade Co., Ltd. and Provision of Guarantee by the Company 2 Approve Provision of Counter Guarantee For For Management and Related Party Transactions -------------------------------------------------------------------------------- XINJIANG ZHONGTAI CHEMICAL CO., LTD. Ticker: 002092 Security ID: Y9723L103 Meeting Date: OCT 11, 2019 Meeting Type: Special Record Date: SEP 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Guarantee Provision to For For Management Xinjiang Blue Sky Petrochemical Logistics Co., Ltd. 1.2 Approve Guarantee Provision to For Against Management Xinjiang Fuli Zhenlun Cotton Textile Co., Ltd. 2 Approve Related Party Transaction in For Against Management Connection to Capital Injection Agreement -------------------------------------------------------------------------------- XINJIANG ZHONGTAI CHEMICAL CO., LTD. Ticker: 002092 Security ID: Y9723L103 Meeting Date: DEC 06, 2019 Meeting Type: Special Record Date: DEC 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Provision of Guarantee to For For Management Xinjiang Zhongtai Textile Group Co., Ltd. 1.2 Approve Guarantee Provision by For For Management Xinjiang Zhongtai Textile Group Co., Ltd. to Xinjiang Fuli Zhenlun Cotton Textile Co., Ltd. 1.3 Approve Guarantee Provision by Company For For Management to Xinjiang Fuli Zhenlun Cotton Textile Co., Ltd. 1.4 Approve Provision of Guarantee to For For Management Bazhou Taichang Pulp Co., Ltd. 1.5 Approve Provision of Guarantee to For Against Management Bazhou Jinfu Special Yarn Co., Ltd. 2 Approve Provision of Counter Guarantee For For Management and Related Party Transactions 3 Approve Capital Injection Agreement For Against Management and Related Party Transactions -------------------------------------------------------------------------------- XINJIANG ZHONGTAI CHEMICAL CO., LTD. Ticker: 002092 Security ID: Y9723L103 Meeting Date: FEB 05, 2020 Meeting Type: Special Record Date: JAN 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Bian Deyun as Non-Independent For For Shareholder Director 1.2 Elect Paerhati Maimaiti Yiming as For For Shareholder Non-Independent Director 1.3 Elect Li Liangfu as Non-Independent For For Shareholder Director 1.4 Elect Xiao Jun as Non-Independent For For Shareholder Director 1.5 Elect Yu Yajing as Non-Independent For For Shareholder Director 1.6 Elect Yang Jianghong as For For Shareholder Non-Independent Director 1.7 Elect Xiao Huiming as Non-Independent For For Shareholder Director 1.8 Elect Zhou Yifeng as Non-Independent For For Shareholder Director 2.1 Elect Wang Zigao as Independent For For Shareholder Director 2.2 Elect Wang Xinhua as Independent For For Shareholder Director 2.3 Elect Li Jipeng as Independent Director For For Shareholder 2.4 Elect Wu Jiejiang as Independent For For Shareholder Director 2.5 Elect Jia Yimin as Independent Director For For Shareholder 3.1 Elect Zhao Yonglu as Supervisor For For Management 3.2 Elect Tan Shunlong as Supervisor For For Management 3.3 Elect Zhou Fang as Supervisor For For Management -------------------------------------------------------------------------------- XINJIANG ZHONGTAI CHEMICAL CO., LTD. Ticker: 002092 Security ID: Y9723L103 Meeting Date: FEB 19, 2020 Meeting Type: Special Record Date: FEB 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extension of Resolution For For Management Validity Period of Private Placement 2 Approve Extension of Authorization of For For Management the Board on Private Placement -------------------------------------------------------------------------------- XINJIANG ZHONGTAI CHEMICAL CO., LTD. Ticker: 002092 Security ID: Y9723L103 Meeting Date: MAR 02, 2020 Meeting Type: Special Record Date: FEB 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Application of Comprehensive For For Management Bank Credit Lines 1.2 Approve Guarantee Provision for For For Management Xinjiang Huatai Heavy Chemical Co., Ltd. 1.3 Approve Guarantee Provision for For Against Management Xinjiang Zhongtai Chemical Fukang Energy Co., Ltd. 1.4 Approve Guarantee Provision for For For Management Xinjiang Zhongtai Mining and Metallurgy Co., Ltd. 1.5 Approve Guarantee Provision for For For Management Xinjiang Zhongtai Chemical Toxonen Chemical Co., Ltd. 1.6 Approve Guarantee Provision for For For Management Xinjiang Zhongtai Textile Group Co., Ltd. 1.7 Approve Guarantee Provision for For For Management Xinjiang Fuli Zhenlun Cotton Spinning Co., Ltd. 1.8 Approve Guarantee Provision for For For Management Xinjiang Lantian Petrochemical Logistics Co., Ltd. 1.9 Approve Guarantee Provision for Bazhou For For Management Jinfu Special Yarn Industry Co., Ltd. 1.10 Approve Guarantee Provision for For For Management Beijing Zhongtai Qili International Technology & Trade Co., Ltd. 1.11 Approve Guarantee Provision for For For Management Zhongtai International Development (Hong Kong) Co., Ltd. 1.12 Approve Guarantee Provision for For For Management Xinjiang Zhongtai Import and Export Trade Co., Ltd. 1.13 Approve Guarantee Provision for For For Management Shanghai Zhongtai Duojiing International Trade Co., Ltd. 1.14 Approve Guarantee Provision for Alar For For Management Zhongtai Textile Technology Co., Ltd. 1.15 Approve Guarantee Provision for For For Management Xinjiang Tiantong Modern Logistics Co. , Ltd. 1.16 Approve Guarantee Provision for For For Management Guangzhou Chuangying Chemical Industry Material Co., Ltd. 1.17 Approve Guarantee Provision for For For Management Xinjiang Weizhen Petrochemical Co., Ltd. 1.18 Approve Guarantee Provision for For For Management Zhejiang Taixin Products Co., Ltd. 1.19 Approve Guarantee Provision for Bazhou For Against Management Taichang Pulp Co., Ltd. 1.20 Approve Guarantee Provision for For For Management Xinjiang Shengxiong Chlor-Alkali Co., Ltd. 1.21 Approve Guarantee Provision for For For Management Xinjiang Shengxiong Calcium Carbide Co. , Ltd. 1.22 Approve Guarantee Provision for For For Management Xinjiang Shengxiong Energy Co., Ltd. 2 Approve Guarantee Provision for For For Management Related Party 3.1 Approve Related Party Transaction of For For Management Company, Subsidiaries and Xinjiang Zhongtai Group Engineering Co., Ltd. 3.2 Approve Related Party Transaction of For For Management Company, Subsidiaries and Xinjiang Xintie Zhongtai Logistics Co., Ltd. 3.3 Approve Related Party Transaction of For For Management Company, Subsidiaries and Xinjiang Zhongtai Chuangan Environmental Technology Co., Ltd. 3.4 Approve Related Party Transaction of For For Management Company, Subsidiaries and Xinjiang Zhongtai Xinxin Chemical Technology Co. , Ltd. 3.5 Approve Related Party Transaction of For For Management Company, Subsidiaries and Xinjiang Zhongtai Xingwei Biological Technology Co., Ltd. 3.6 Approve Related Party Transaction of For For Management Company, Subsidiaries and Xinjiang Zhongtai Zhihui Human Resources Service Co., Ltd. 3.7 Approve Related Party Transaction of For For Management Company, Subsidiaries and Xinjiang Taichang Industry Co., Ltd. 3.8 Approve Related Party Transaction For For Management between Xinjiang Zhongtai Information Technology Engineering Co., Ltd. and Xinjiang Zhongtai (Group) Co., Ltd. and Its Subsidiaries 3.9 Approve Related Party Transaction of For For Management Company, Subsidiaries and Xinjiang Zhongtai Financial Leasing Co., Ltd. 3.10 Approve Related Party Transaction For For Management between Xinjiang Lantian Petrochemical Logistics Co., Ltd. and Xinjiang Zhongtai (Group) Co., Ltd. and Its Subsidiaries 3.11 Approve Related Party Transaction of For For Management Company, Subsidiaries and Xinjiang Zhongtai Agricultural Development Co., Ltd. 3.12 Approve Related Party Transaction For For Management between Company Subsidiaries and Xinjiang Markor Chemical Industry Co., Ltd. 3.13 Approve Related Party Transaction of For For Management Company, Subsidiaries and Xinjiang Zhongtai (Group) Co., Ltd. 4 Approve Related Party Transaction in For For Management Connection to Company's Lease of Properties, Equipment and Other Leasing Business 5.1 Approve Additional Daily Related Party For For Management Transaction of Xinjiang Lantian Petrochemical Logistics Co., Ltd. and Its Subsidiaries as well as Xinjiang Zhongtai (Group) Co., Ltd. and Its Subsidiaries 5.2 Approve Additional Daily Related Party For For Management Transaction of a Subsidiary of Xinjiang Zhongtai Chemical Co., Ltd. and Xinjiang Markor Chemical Industry Co., Ltd. 5.3 Approve Additional Daily Related Party For For Management Transaction of a Subsidiary of Xinjiang Zhongtai Chemical Co., Ltd. as well as Xinjiang Zhongtai (Group) Co., Ltd. and Its Subsidiaries 5.4 Approve Additional Daily Related Party For For Management Transaction of a Subsidiary of Xinjiang Zhongtai Chemical Co., Ltd. as well as Xinjiang Shenhong Group Co. , Ltd. and Its Subsidiaries 6 Approve Expansion of Business Scope For For Management 7 Approve Amendments to Articles of For For Management Association 8 Amend Related Party Transaction For For Management Decision System 9 Amend Code of Conduct of Controlling For For Management Shareholders and Ultimate Controlling Shareholder 10 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors -------------------------------------------------------------------------------- XINJIANG ZHONGTAI CHEMICAL CO., LTD. Ticker: 002092 Security ID: Y9723L103 Meeting Date: MAR 10, 2020 Meeting Type: Special Record Date: MAR 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Issue Type and Par Value For For Management 2.2 Approve Issue Manner For For Management 2.3 Approve Target Parties and For For Management Subscription Manner 2.4 Approve Pricing Reference Date and For For Management Issue Price 2.5 Approve Scale and Amount of Raised For For Management Funds 2.6 Approve Lock-up Period For For Management 2.7 Approve Listing Location For For Management 2.8 Approve Usage of Raised Funds For For Management 2.9 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.10 Approve Resolution Validity Period For For Management 3 Approve Plan on Private Placement of For For Management Shares (Amended Draft) 4 Approve Signing of Share Subscription For For Management Supplemental Contract 5 Approve Related Party Transactions in For For Management Connection to Private Placement -------------------------------------------------------------------------------- XINJIANG ZHONGTAI CHEMICAL CO., LTD. Ticker: 002092 Security ID: Y9723L103 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Financial Budget Report For For Management 6 Approve Profit Distribution For For Management 7 Approve Report on the Usage of Raised For For Management Funds 8 Approve Report on the Usage of For For Management Previously Raised Funds 9 Approve Formulation of Shareholder For For Management Return Plan 10.1 Approve Company's Application of For For Management Comprehensive Bank Credit Lines 10.2 Approve Guarantee Provision for For Against Management Xinjiang Zhongtai Chemical Fukang Energy Co., Ltd. 10.3 Approve Guarantee Provision for For For Management Xinjiang Zhongtai Chemical Toksun Energy & Chemical Co., Ltd. 10.4 Approve Guarantee Provision for For For Management Xinjiang Zhongtai Mining and Metallurgy Co., Ltd. 10.5 Approve Guarantee Provision for For For Management Xinjiang Huatai Heavy Chemical Co., Ltd. 10.6 Approve Guarantee Provision for For For Management Shanghai Zhongtai Duojing International Trade Co., Ltd. 10.7 Approve Comprehensive Bank Credit Line For For Management Application of Zhejiang Taixin Products Co., Ltd. 10.8 Approve Guarantee Provision for For For Management Xinjiang Tianyu Coal Chemical Group Co. , Ltd. 10.9 Approve Guarantee Provision for For For Management Xinjiang Shengxiong Chlor-Alkali Co., Ltd. 10.10 Approve Guarantee Provision for For For Management Xinjiang Masonry Carbide Co., Ltd. 10.11 Approve Guarantee Provision for For For Management Xinjiang Shengxiong Energy Co., Ltd. 11 Approve Guarantee Provision for For For Management Related Parties 12 Approve Financial Assistance Provision For For Management 13 Approve Use of Remaining Raised Funds For For Management to Replenish Working Capital 14 Approve Fund-raising Project For For Management Implementation Progress 15 Approve to Adjust the Allowance of For For Management Independent Directors 16 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members -------------------------------------------------------------------------------- XINJIANG ZHONGTAI CHEMICAL CO., LTD. Ticker: 002092 Security ID: Y9723L103 Meeting Date: JUN 15, 2020 Meeting Type: Special Record Date: JUN 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction in For For Management Connection to Financial Assistance Provision -------------------------------------------------------------------------------- XINJIANG ZHONGTAI CHEMICAL CO., LTD. Ticker: 002092 Security ID: Y9723L103 Meeting Date: JUN 30, 2020 Meeting Type: Special Record Date: JUN 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For Against Management Association -------------------------------------------------------------------------------- XINXING DUCTILE IRON PIPES CO., LTD. Ticker: 000778 Security ID: Y9722X108 Meeting Date: AUG 09, 2019 Meeting Type: Special Record Date: AUG 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of Auditor For For Management 2 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- XINXING DUCTILE IRON PIPES CO., LTD. Ticker: 000778 Security ID: Y9722X108 Meeting Date: NOV 29, 2019 Meeting Type: Special Record Date: NOV 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association to Expand Business Scope -------------------------------------------------------------------------------- XINXING DUCTILE IRON PIPES CO., LTD. Ticker: 000778 Security ID: Y9722X108 Meeting Date: DEC 20, 2019 Meeting Type: Special Record Date: DEC 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Performance Shares Incentive For Against Shareholder Plan Draft and Summary 2 Approve Methods to Assess the For Against Shareholder Performance of Plan Participants 3 Approve Repurchase of the Company's For For Management Shares by Auction Trading 4 Approve Authorization of the Board to For Against Management Handle All Related Matters on Performance Shares Incentive Plan 5 Approve Authorization of the Board to For For Management Handle All Related Matters on Repurchase of the Company's Shares -------------------------------------------------------------------------------- XINXING DUCTILE IRON PIPES CO., LTD. Ticker: 000778 Security ID: Y9722X108 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: JUN 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Allocation of Income and For For Management Dividends 6 Approve Appointment of Financial For For Management Auditor 7 Approve Annual Budget Plan For For Management 8 Elect Song Liantang as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- XJ ELECTRIC CO., LTD. Ticker: 000400 Security ID: Y9722U104 Meeting Date: SEP 10, 2019 Meeting Type: Special Record Date: SEP 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association to Change Business Scope -------------------------------------------------------------------------------- XJ ELECTRIC CO., LTD. Ticker: 000400 Security ID: Y9722U104 Meeting Date: OCT 15, 2019 Meeting Type: Special Record Date: OCT 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Zhang Xusheng as Non-Independent For For Shareholder Director 1.2 Elect Sun Jiqiang as Non-Independent For For Shareholder Director 1.3 Elect Tan Guopiao as Non-Independent For For Shareholder Director 1.4 Elect Zhang Xueshen as Non-Independent For For Shareholder Director 1.5 Elect Chen Guidong as Non-Independent For For Shareholder Director 1.6 Elect Ren Zhihang as Non-Independent For For Shareholder Director 2.1 Elect Yin Xianggen as Independent For For Management Director 2.2 Elect Zhai Xinsheng as Independent For For Management Director 2.3 Elect Wang Xuguo as Independent For For Management Director 3.1 Elect Zhang Xinchang as Supervisor For For Shareholder 3.2 Elect Wang Wujie as Supervisor For For Shareholder 3.3 Elect Zhao Jianbin as Supervisor For For Shareholder -------------------------------------------------------------------------------- XJ ELECTRIC CO., LTD. Ticker: 000400 Security ID: Y9722U104 Meeting Date: DEC 18, 2019 Meeting Type: Special Record Date: DEC 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Du Dandan as Non-independent For For Management Director 2 Approve Related Party Transaction For For Management 3 Approve Financial Service Agreement For Against Management -------------------------------------------------------------------------------- XJ ELECTRIC CO., LTD. Ticker: 000400 Security ID: Y9722U104 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: JUN 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 5 Approve Appointment of Auditor For For Management 6 Approve Report of the Board of For For Management Supervisors 7 Approve Signing of Daily Related-Party For For Management Transactions General Agreement -------------------------------------------------------------------------------- YANTAI CHANGYU PIONEER WINE CO., LTD. Ticker: 200869 Security ID: Y9739T116 Meeting Date: JUL 02, 2019 Meeting Type: Special Record Date: JUN 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Liu Qinglin as Independent For For Management Director -------------------------------------------------------------------------------- YANTAI CHANGYU PIONEER WINE CO., LTD. Ticker: 200869 Security ID: Y9739T116 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: MAY 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report For For Management 4 Approve Profit Distribution For For Management 5 Elect Stefano Battioni as For For Management Non-Independent Director 6 Elect Yu Renzhu as Independent Director For For Management 7 Approve Acquisition of Tourism Business For For Management 8 Approve Transfer of Trademark For For Management 9 Approve Appointment of Auditor For For Management -------------------------------------------------------------------------------- YANTAI CHANGYU PIONEER WINE CO., LTD. Ticker: 200869 Security ID: Y9739T116 Meeting Date: JUN 19, 2020 Meeting Type: Special Record Date: JUN 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Zhang Yun as Non-Independent For For Management Director -------------------------------------------------------------------------------- YANTAI JEREH OILFIELD SERVICES GROUP CO. LTD. Ticker: 002353 Security ID: Y9729Z106 Meeting Date: JAN 22, 2020 Meeting Type: Special Record Date: JAN 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary on Employee For For Management Share Purchase Plan 2 Approve Management System of Employee For For Management Share Purchase Plan 3 Approve Authorization of the Board to For For Management Handle All Matters Related to Employee Share Purchase Plan 4 Approve Use of Idle Own Funds to For For Management Invest in Bank Financial Products 5.1 Elect Sun Weijie as Non-Independent For For Management Director 5.2 Elect Wang Kunxiao as Non-Independent For For Management Director 5.3 Elect Liu Zhenfeng as Non-Independent For For Management Director 5.4 Elect Wang Jili as Non-Independent For For Management Director 5.5 Elect Liu Dong as Non-Independent For For Management Director 5.6 Elect Zhang Zhigang as Non-Independent For For Management Director 6.1 Elect Wang Yantao as Independent For For Management Director 6.2 Elect Wang Xinlan as Independent For For Management Director 6.3 Elect Zhang Xiaoxiao as Independent For For Management Director 7.1 Elect Dong Tingting as Supervisor For For Management 7.2 Elect Yu Xiao as Supervisor For For Management -------------------------------------------------------------------------------- YANTAI JEREH OILFIELD SERVICES GROUP CO. LTD. Ticker: 002353 Security ID: Y9729Z106 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: APR 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 5 Approve to Appoint Auditor For For Management 6 Approve Remuneration of Directors For For Management 7 Approve Remuneration of Supervisors For For Management 8 Approve Credit Line and Provision of For Against Management Guarantee 9 Approve Foreign Exchange Hedging For For Management Business -------------------------------------------------------------------------------- YIFAN PHARMACEUTICAL CO., LTD. Ticker: 002019 Security ID: Y98922100 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: APR 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report For For Management 5 Approve Profit Distribution For For Management 6 Approve Application of Credit Lines For For Management and Guarantee Amount within the Scope of the Company's Consolidated Statements 7 Approve Appointment of Auditor For For Management 8 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 9 Approve Termination of Partial Raised For For Management Funds Investment Project to Supplement Working Capital 10 Approve Use of Own Funds to Invest in For Against Management Financial Products 11 Approve Foreign Exchange Derivatives For For Management Trading Business 12.1 Approve Repurchase Cancellation of For For Management Performance Shares (October 2019) 12.2 Approve Repurchase Cancellation of For For Management Performance Shares (December 2019) 12.3 Approve Repurchase Cancellation of For For Management Performance Shares (February 2020) 13 Approve Decrease in Registered Capital For For Management and Amend Articles of Association 14 Approve Adjustment to Company's For For Management Organization Structure -------------------------------------------------------------------------------- YINTAI GOLD CO., LTD. Ticker: 000975 Security ID: Y1584S103 Meeting Date: NOV 29, 2019 Meeting Type: Special Record Date: NOV 21, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of Auditor For For Management 2 Approve Change of Business Scope For For Management 3 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- YINTAI GOLD CO., LTD. Ticker: 000975 Security ID: Y1584S103 Meeting Date: APR 20, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Report of the Independent For For Management Directors 6 Approve Profit Distribution For For Management 7 Approve Use of Own Idle Funds to For Against Management Invest in Entrusted Financial Products 8 Approve Appointment of Auditor For For Management -------------------------------------------------------------------------------- YINTAI RESOURCES CO., LTD. Ticker: 000975 Security ID: Y1584S103 Meeting Date: SEP 19, 2019 Meeting Type: Special Record Date: SEP 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Cui Jin as Independent Director For For Management 2 Approve Change of Company Name and For For Management Securities Abbreviation 3 Amend Articles of Association For For Management -------------------------------------------------------------------------------- YINTAI RESOURCES CO., LTD. Ticker: 000975 Security ID: Y1584S103 Meeting Date: OCT 25, 2019 Meeting Type: Special Record Date: OCT 21, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Signing of Supplementary For For Management Agreement of Acquisition by Cash and Issuance of Shares Framework Agreement as well as Equity Pledge Agreement -------------------------------------------------------------------------------- YOTRIO GROUP CO., LTD. Ticker: 002489 Security ID: Y9847C104 Meeting Date: JUL 29, 2019 Meeting Type: Special Record Date: JUL 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Xie Jianyong as Non-Independent For For Management Director 1.2 Elect Xie Jianping as Non-Independent For For Management Director 1.3 Elect Xie Jianqiang as Non-Independent For For Management Director 1.4 Elect Shi Fubin as Non-Independent For For Management Director 1.5 Elect Cai Feifei as Non-Independent For For Management Director 1.6 Elect Zhou Linlin as Non-Independent For For Management Director 2.1 Elect Mao Meiying as Independent For For Management Director 2.2 Elect Zhou Yuejiang as Independent For For Management Director 2.3 Elect Hu Ling as Independent Director For For Management 3.1 Elect Chen Yang Sijia as Supervisor For For Management 3.2 Elect Zhu Wei as Supervisor For For Management 4 Approve Amendments to Articles of For For Management Association 5 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 6 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors -------------------------------------------------------------------------------- YOTRIO GROUP CO., LTD. Ticker: 002489 Security ID: Y9847C104 Meeting Date: OCT 15, 2019 Meeting Type: Special Record Date: OCT 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Creation of Performance For For Management Appraisal Incentive Mechanism for Management-level Personnel 2 Approve Draft and Summary of the For Against Management Employee Share Purchase Plan 3 Approve Management System of Employee For Against Management Share Purchase Plan 4 Approve Authorization of the Board to For Against Management Handle All Matters Related to Employee Share Purchase Plan 5 Approve Creation of Performance For For Management Appraisal Incentive Program -------------------------------------------------------------------------------- YOUZU INTERACTIVE CO., LTD. Ticker: 002174 Security ID: Y8315B101 Meeting Date: SEP 17, 2019 Meeting Type: Special Record Date: SEP 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extension of Resolution For For Management Validity Period in Connection to Convertible Bonds Issuance as well as Its Relevant Authorizations 2 Elect Lu Wei as Supervisor For For Management -------------------------------------------------------------------------------- YOUZU INTERACTIVE CO., LTD. Ticker: 002174 Security ID: Y8315B101 Meeting Date: JAN 14, 2020 Meeting Type: Special Record Date: JAN 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transactions in For For Management Connection to Waiver of Pre-emptive Rights and Capital Increase 2.1 Elect Chen Fang as Non-Independent For For Management Director 2.2 Elect Chen Wenjun as Non-Independent For For Management Director -------------------------------------------------------------------------------- YOUZU INTERACTIVE CO., LTD. Ticker: 002174 Security ID: Y8315B101 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: JUN 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Usage of Funds by Controlling For For Management Shareholder and Other Related Parties 7 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 8 Approve Guarantee For For Management -------------------------------------------------------------------------------- YUAN LONGPING HIGH-TECH AGRICULTURE CO., LTD. Ticker: 000998 Security ID: Y9862T107 Meeting Date: AUG 07, 2019 Meeting Type: Special Record Date: JUL 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Adjust the Size of the For For Management Fundraising Investment Project and Use Remaining Raised Funds to Replenish Working Capital -------------------------------------------------------------------------------- YUAN LONGPING HIGH-TECH AGRICULTURE CO., LTD. Ticker: 000998 Security ID: Y9862T107 Meeting Date: SEP 27, 2019 Meeting Type: Special Record Date: SEP 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Profit Compensation Payment For For Management Arrangement -------------------------------------------------------------------------------- YUAN LONGPING HIGH-TECH AGRICULTURE CO., LTD. Ticker: 000998 Security ID: Y9862T107 Meeting Date: JAN 20, 2020 Meeting Type: Special Record Date: JAN 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Launch of Foreign Exchange For For Management Derivatives Trading -------------------------------------------------------------------------------- YUAN LONGPING HIGH-TECH AGRICULTURE CO., LTD. Ticker: 000998 Security ID: Y9862T107 Meeting Date: APR 23, 2020 Meeting Type: Special Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Issue Time For For Management 2.3 Approve Target Subscribers and For For Management Subscription Method 2.4 Approve Issue Price and Pricing For For Management Principle 2.5 Approve Issue Size For For Management 2.6 Approve Amount and Usage of Raised For For Management Funds 2.7 Approve Lock-up Period For For Management 2.8 Approve Listing Exchange For For Management 2.9 Approve Distribution Arrangement of For For Management Cumulative Earnings 2.10 Approve Resolution Validity Period For For Management 3 Approve Plan on Private Placement of For For Management Shares 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Report on the Usage of For For Management Previously Raised Funds 6 Approve Verification Report on the For For Management Usage of Previously Raised Funds 7 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 8 Approve Special Self-inspection Report For For Management on Company's Real Estate Business 9 Approve Commitment of Relevant Parties For For Management in Relation to the Company's Real Estate Business 10 Approve Shareholder Return Plan For For Management 11 Approve Authorization of Board to For For Management Handle All Related Matters 12 Elect Peng Guangjian as Supervisor For For Management -------------------------------------------------------------------------------- YUAN LONGPING HIGH-TECH AGRICULTURE CO., LTD. Ticker: 000998 Security ID: Y9862T107 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Profit Distribution For For Management 5 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor 6 Approve Deposits and Loans with For Against Management Related Party -------------------------------------------------------------------------------- YUNNAN ALUMINIUM CO., LTD. Ticker: 000807 Security ID: Y9881Y103 Meeting Date: SEP 17, 2019 Meeting Type: Special Record Date: SEP 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction For Against Management 2 Approve Construction of a Green For For Management Low-carbon Hydropower Aluminum Integration Project by Wholly-owned Subsidiary -------------------------------------------------------------------------------- YUNNAN ALUMINIUM CO., LTD. Ticker: 000807 Security ID: Y9881Y103 Meeting Date: DEC 26, 2019 Meeting Type: Special Record Date: DEC 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction in For For Management Connection to Waiver of Pre-emptive Right -------------------------------------------------------------------------------- YUNNAN ALUMINIUM CO., LTD. Ticker: 000807 Security ID: Y9881Y103 Meeting Date: JAN 22, 2020 Meeting Type: Special Record Date: JAN 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Construction of Green For For Management Low-Carbon Hydropower Aluminum Processing Integrated Heqing Project (Phase II) 2 Approve Change of Auditor For For Management 3 Elect Zhao Xibu as Independent Director For For Management -------------------------------------------------------------------------------- YUNNAN ALUMINIUM CO., LTD. Ticker: 000807 Security ID: Y9881Y103 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Increase in Registered Capital For For Management 2 Approve Amendments to Articles of For For Management Association 3 Approve Report of the Board of For For Management Directors 4 Approve Report of the Board of For For Management Supervisors 5 Approve Annual Report and Summary For For Management 6 Approve Profit Distribution For For Management 7 Approve Related Party Transaction For For Management 8 Approve to Appoint Auditor For For Management 9 Approve Financial Service Agreement For Against Management 10 Approve Related Party Transaction with For For Management Yunnan Huineng Electricity Sales Co., Ltd. 11 Approve Financing Plan For For Management 12 Approve Participation in Bidding of For For Management 135,000 Tons Electrolytic Aluminum Capacity Index 13 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- YUNNAN COPPER CO., LTD. Ticker: 000878 Security ID: Y9879P106 Meeting Date: JUL 29, 2019 Meeting Type: Special Record Date: JUL 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Additional Related-party For For Management Transaction of Subsidiary -------------------------------------------------------------------------------- YUNNAN COPPER CO., LTD. Ticker: 000878 Security ID: Y9879P106 Meeting Date: SEP 16, 2019 Meeting Type: Special Record Date: SEP 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Additional Daily Related Party For For Management Transaction -------------------------------------------------------------------------------- YUNNAN COPPER CO., LTD. Ticker: 000878 Security ID: Y9879P106 Meeting Date: DEC 30, 2019 Meeting Type: Special Record Date: DEC 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Daily Related Party Transaction For For Management -------------------------------------------------------------------------------- YUNNAN COPPER CO., LTD. Ticker: 000878 Security ID: Y9879P106 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: APR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report For For Management 4 Approve Annual Report Summary For For Management 5 Approve Financial Statements For For Management 6 Approve Financial Budget Report For For Management 7 Approve Profit Distribution For For Management 8 Approve Appointment of Auditor For For Management 9 Approve Comprehensive Credit Line For Against Management Application from Various Financial Institutions 10 Approve Commodity Derivatives Trading For For Management Business 11 Approve Guarantee Provision Plan For For Management 12 Approve Signing of Financial Lease For For Management Cooperation Framework Agreement 13 Elect Wang Yong as Independent Director For For Management -------------------------------------------------------------------------------- YUNNAN ENERGY NEW MATERIAL CO., LTD. Ticker: 002812 Security ID: Y9881M109 Meeting Date: JUL 17, 2019 Meeting Type: Special Record Date: JUL 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustment to Company's For For Management Convertible Bond Issuance 1.1 Approve Issue Type For For Management 1.2 Approve Issue Scale For For Management 1.3 Approve Par Value and Issue Price For For Management 1.4 Approve Bond Maturity For For Management 1.5 Approve Bond Interest Rate For For Management 1.6 Approve Term and Method of Interest For For Management Payment 1.7 Approve Conversion Period For For Management 1.8 Approve Determination and Adjustment For For Management of Conversion Period 1.9 Approve Terms for Downward Adjustment For For Management of Conversion Price 1.10 Approve Method on Handling Fractional For For Management Shares Upon Conversion 1.11 Approve Terms of Redemption For For Management 1.12 Approve Terms of Sell-Back For For Management 1.13 Approve Dividend Distribution Post For For Management Conversion 1.14 Approve Issue Manner and Target Parties For For Management 1.15 Approve Placing Arrangement for For For Management Shareholders 1.16 Approve Matters Relating to Meetings For For Management of Bond Holders 1.17 Approve Usage of Raised Funds For For Management 1.18 Approve Implementing Party and For For Management Investment Manner of Raised Funds 1.19 Approve Guarantee Matters For For Management 1.20 Approve Rating Matters For For Management 1.21 Approve Depository of Raised Funds For For Management 1.22 Approve Resolution Validity Period For For Management 2 Approve Plan on Convertible Bond For For Management Issuance (Revised Draft) 3 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 4 Approve Report on the Usage of For For Management Previously Raised Funds 5 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 6 Approve Rules and Procedures Regarding For For Management General Meetings of Convertible Bondholders 7 Approve Investment in Lithium Battery For For Management Diaphragm Project 8 Approve Increase in Bank Credit Line For Against Management 9 Approve Additional Guarantee For For Management 10 Approve Additional Financial Assistance For For Management -------------------------------------------------------------------------------- YUNNAN ENERGY NEW MATERIAL CO., LTD. Ticker: 002812 Security ID: Y9881M109 Meeting Date: JUL 29, 2019 Meeting Type: Special Record Date: JUL 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- YUNNAN ENERGY NEW MATERIAL CO., LTD. Ticker: 002812 Security ID: Y9881M109 Meeting Date: AUG 15, 2019 Meeting Type: Special Record Date: AUG 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2 Approve Investment in "Tuier Jinsan" For For Management 3 Approve Repurchase Cancellation of For For Shareholder Performance Shares 4 Approve Repurchase of Retired For For Shareholder Personnel's Share -------------------------------------------------------------------------------- YUNNAN ENERGY NEW MATERIAL CO., LTD. Ticker: 002812 Security ID: Y9881M109 Meeting Date: NOV 07, 2019 Meeting Type: Special Record Date: NOV 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Equity Acquisition Agreement For For Management 2 Approve Signing of Supplementary For For Management Agreement for the Equity Transfer Framework Agreement 3 Approve Signing of Supplemental For For Management Agreement to the Equity Transfer Agreement 4 Approve Authorization of the Board to For For Management Handle All Matters Related to Equity Acquisition Agreement -------------------------------------------------------------------------------- YUNNAN ENERGY NEW MATERIAL CO., LTD. Ticker: 002812 Security ID: Y9881M109 Meeting Date: DEC 25, 2019 Meeting Type: Special Record Date: DEC 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Use of Idle Own Funds to For Against Management Invest in Bank Financial Products -------------------------------------------------------------------------------- YUNNAN ENERGY NEW MATERIAL CO., LTD. Ticker: 002812 Security ID: Y9881M109 Meeting Date: APR 08, 2020 Meeting Type: Annual Record Date: APR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor 7 Approve Daily Related-Party For For Management Transactions 8 Approve Comprehensive Credit Line Bank For Against Management Application 9 Approve Guarantee within the Scope of For Against Management Consolidated Report 10 Approve Performance Commitment on For For Management Company's Acquisition by Cash and Issuance of Shares as well as Raising Supporting Funds 11.1 Elect Paul Xiaoming Lee as For For Shareholder Non-Independent Director 11.2 Elect Li Xiaohua as Non-Independent For For Shareholder Director 11.3 Elect Yan Ma as Non-Independent For For Shareholder Director 11.4 Elect Xu Ming as Non-Independent For For Shareholder Director 11.5 Elect Feng Jie as Non-Independent For For Shareholder Director 11.6 Elect Alex Cheng as Non-Independent For For Shareholder Director 12.1 Elect Tang Changjiang as Independent For For Management Director 12.2 Elect Zheng Haiying as Independent For For Management Director 12.3 Elect Lu Jiankai as Independent For For Management Director 13.1 Elect Zhang Tao as Supervisor For For Management 13.2 Elect Chen Tao as Supervisor For For Management 14 Approve Establishment of Special Board For For Management Committee -------------------------------------------------------------------------------- YUNNAN ENERGY NEW MATERIAL CO., LTD. Ticker: 002812 Security ID: Y9881M109 Meeting Date: APR 09, 2020 Meeting Type: Special Record Date: APR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Issue Type and Par Value For For Management 2.2 Approve Issue Manner and Period For For Management 2.3 Approve Target Parties and For For Management Subscription Method 2.4 Approve Pricing Reference Date, Issue For For Management Price and Pricing Basis 2.5 Approve Issue Scale For For Management 2.6 Approve Restriction Period For For Management 2.7 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.8 Approve Resolution Validity Period For For Management 2.9 Approve Listing Location For For Management 2.10 Approve Usage of Raised Funds For For Management 2.11 Approve Raised Funds Implementing For For Management Party and Manner 3 Approve Plan on Private Placement of For For Management Shares 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Report on the Usage of Raised For For Management Funds 6 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 7 Approve Shareholder Return Plan For For Management 8 Approve Special Raised Funds Account For For Management 9 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- YUNNAN ENERGY NEW MATERIAL CO., LTD. Ticker: 002812 Security ID: Y9881M109 Meeting Date: JUN 10, 2020 Meeting Type: Special Record Date: JUN 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Special Report on the Usage of For For Management Previously Raised Funds -------------------------------------------------------------------------------- YUNNAN TIN CO., LTD. Ticker: 000960 Security ID: Y9882W106 Meeting Date: SEP 20, 2019 Meeting Type: Special Record Date: SEP 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For Against Management Association 2.1 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 2.2 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 2.3 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 2.4 Amend Working System for Independent For For Management Directors 2.5 Approve Profit Distribution Management For For Management System 3 Approve to Appoint Financial and For For Management Internal Control Auditor -------------------------------------------------------------------------------- YUNNAN TIN CO., LTD. Ticker: 000960 Security ID: Y9882W106 Meeting Date: DEC 27, 2019 Meeting Type: Special Record Date: DEC 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acquisition of Equity For For Management -------------------------------------------------------------------------------- YUNNAN TIN CO., LTD. Ticker: 000960 Security ID: Y9882W106 Meeting Date: FEB 03, 2020 Meeting Type: Special Record Date: JAN 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Zhang Tao as Non-Independent For For Management Director 1.2 Elect Cheng Ruihan as Non-Independent For For Management Director 1.3 Elect Yang Yimin as Non-Independent For For Management Director 1.4 Elect Yao Jiali as Non-Independent For For Management Director 1.5 Elect Tang Fa as Non-Independent For For Management Director 1.6 Elect Song Xingcheng as For For Management Non-Independent Director 1.7 Elect Han Shouli as Non-Independent For For Management Director 2.1 Elect Xie Yunshan as Independent For For Management Director 2.2 Elect Shao Weifeng as Independent For For Management Director 2.3 Elect Yin Xiaobing as Independent For For Management Director 2.4 Elect Yuan Rongli as Independent For For Management Director 3.1 Elect Gao Hong as Supervisor For For Management 3.2 Elect Zheng Qiyi as Supervisor For For Management 3.3 Elect Liu Kun as Supervisor For For Management 4 Approve Daily Related Party Transaction For For Management 5 Approve Signing Related Party Contract For For Management 6 Approve Hedging Plan For For Management 7 Approve Asset Investment Plan For For Management -------------------------------------------------------------------------------- YUNNAN TIN CO., LTD. Ticker: 000960 Security ID: Y9882W106 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: APR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 6 Approve Operational Budget Plan For For Management 7 Approve Application of Comprehensive For For Management Bank Credit Lines 8 Approve to Adjust the Allowance of For For Management Independent Directors 9 Approve Annual Report and Summary For For Management -------------------------------------------------------------------------------- ZHEFU HOLDING GROUP CO., LTD. Ticker: 002266 Security ID: Y988AR108 Meeting Date: OCT 08, 2019 Meeting Type: Special Record Date: SEP 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For Against Management Acquisition by Issuance of Shares and Cash 2.1 Approve Overall Plan For Against Management 2.2 Approve Target Plan For Against Management 2.3 Approve Transacting Parties For Against Management 2.4 Approve Price Basis and Transaction For Against Management Price of Target Assets 2.5 Approve Transaction Price and Payment For Against Management Method 2.6 Approve Period of Cash Payment For Against Management 2.7 Approve Type and Par Value of Shares For Against Management 2.8 Approve Issuance Method and Target For Against Management Subscribers 2.9 Approve Price Basis and Issuance Price For Against Management 2.10 Approve Issue Size For Against Management 2.11 Approve Distribution of Cumulative For Against Management Earnings 2.12 Approve Lock-up Period For Against Management 2.13 Approve Listing Exchange For Against Management 2.14 Approve Transitional Profit or Loss For Against Management Arrangement 2.15 Approve Delivery and Liability for For Against Management breach of contract 2.16 Approve Performance Commitments and For Against Management Compensation Arrangement of Zhejiang Shenlian Environmental Protection Group Co., Ltd. 2.17 Approve Performance Commitments and For Against Management Compensation Arrangement of Hangzhou Fuyang Shenneng Solid Waste Environmental Recycling Co., Ltd. 2.18 Approve Shares Pledging Arrangement For Against Management 2.19 Approve Resolution Validity Period For Against Management 3 Approve This Restructure Adjustment For Against Management Does Not Constitute as Major Adjustments 4 Approve This Transaction Constitutes For Against Management as Related-party Transaction 5 Approve Draft and Summary on For Against Management Acquisition by Issuance of Shares and Cash and Related-party Transaction 6 Approve Signing of Acquisition by For Against Management Issuance of Shares or Convertible Bonds Agreement and Its Supplementary Agreements 7 Approve Signing of Performance For Against Management Commitments and Compensation Agreement and Its Supplementary Agreements 8 Approve Relevant Audit Report, Review For Against Management Report and Evaluation Report 9 Approve Independence of Appraiser, the For Against Management Validity of Hypothesis, the Relevance of Valuation Purpose and Approach as Well as the Fairness of Pricing 10 Approve Transaction Complies with For Against Management Article IV of Provisions on Several Issues Regulating the Major Asset Restructuring of Listed Companies 11 Approve Transaction Complies with For Against Management Relevant Standards of Management Approach Regarding Major Asset Restructuring of Listed Companies 12 Approve Transaction Does Not For Against Management Constitute as Article 13 of the Management Approach Regarding Major Asset Restructuring of Listed Companies 13 Approve Appointment of Intermediaries For Against Management for this Transaction 14 Approve White Wash Waiver and Related For Against Management Transactions 15 Approve Completeness and Compliance of For Against Management Implementation of Legal Proceedings of the Transactions and Validity of the Submitted Legal Documents Regarding this Transaction 16 Approve Impact of Dilution of Current For Against Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 17 Approve Basis and Fairness of Pricing For Against Management for This Transaction 18 Approve Authorization of Board to For Against Management Handle All Related Matters 19 Amend Management System of For For Management Related-party Transaction 20 Approve Equity Disposal Agreement For For Management -------------------------------------------------------------------------------- ZHEFU HOLDING GROUP CO., LTD. Ticker: 002266 Security ID: Y988AR108 Meeting Date: APR 23, 2020 Meeting Type: Special Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Sun Yi as Non-independent For For Management Director 1.2 Elect Yu Yongqing as Non-independent For For Management Director 1.3 Elect Pan Chengdong as Non-independent For For Management Director 1.4 Elect Fang Zhenwu as Non-independent For For Management Director 1.5 Elect Zheng Huaiyong as For For Management Non-independent Director 1.6 Elect Chen Xuexin as Non-independent For For Management Director 2.1 Elect He Daan as Independent Director For For Management 2.2 Elect Zhang Taoyong as Independent For For Management Director 2.3 Elect Huang Jifa as Independent For For Management Director 2.4 Elect Song Shenhai as Independent For For Management Director 3.1 Elect Huang Jun as Supervisor For For Management 3.2 Elect Jiang Cheng as Supervisor For For Management -------------------------------------------------------------------------------- ZHEFU HOLDING GROUP CO., LTD. Ticker: 002266 Security ID: Y988AR108 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 6 Approve Guarantee For Against Management 7 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- ZHEJIANG CRYSTAL-OPTECH CO., LTD. Ticker: 002273 Security ID: Y98938106 Meeting Date: AUG 27, 2019 Meeting Type: Special Record Date: AUG 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase and Cancellation of For For Management Performance Shares 2 Approve Increase in Registered Capital For For Management 3 Approve Decrease in Registered Capital For For Management 4 Approve Amendments to Articles of For For Management Association 5 Approve Acquisition of Assets For For Management -------------------------------------------------------------------------------- ZHEJIANG CRYSTAL-OPTECH CO., LTD. Ticker: 002273 Security ID: Y98938106 Meeting Date: SEP 20, 2019 Meeting Type: Special Record Date: SEP 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Changes in Fund-raising For For Management Investment Project -------------------------------------------------------------------------------- ZHEJIANG CRYSTAL-OPTECH CO., LTD. Ticker: 002273 Security ID: Y98938106 Meeting Date: NOV 19, 2019 Meeting Type: Special Record Date: NOV 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Decrease in Registered Capital For For Management 2 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- ZHEJIANG CRYSTAL-OPTECH CO., LTD. Ticker: 002273 Security ID: Y98938106 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 6 Approve Report on the Deposit and For For Management Usage of Raised Funds 7 Approve Remuneration of Directors For For Management 8 Approve to Appoint Auditor For For Management 9 Approve Increase in Registered Capital For For Management 10 Amend Articles of Association For For Management -------------------------------------------------------------------------------- ZHEJIANG HAILIANG CO. LTD. Ticker: 002203 Security ID: Y988AK103 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Related Party Transaction For For Management 8 Approve Comprehensive Credit Line For Against Management Application 9 Approve Provision of Guarantee for For For Management Controlled Subsidiary 10 Approve Provision of Guarantee for For Against Management Controlling Shareholder 11 Approve Social Responsibility Report For For Management 12 Approve Environmental Report For For Management 13 Approve Financial Derivatives For For Management Investment Business 14 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 15 Approve Use of Excess Raised Funds to For For Management Replenish Working Capital -------------------------------------------------------------------------------- ZHEJIANG HUACE FILM & TV CO., LTD. Ticker: 300133 Security ID: Y988B8109 Meeting Date: OCT 29, 2019 Meeting Type: Special Record Date: OCT 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Issuance of Convertible Bonds 2.1 Approve Issue Type For For Management 2.2 Approve Issue Scale For For Management 2.3 Approve Par Value and Issue Price For For Management 2.4 Approve Bond Maturity For For Management 2.5 Approve Interest Rate and Pricing For For Management Manner 2.6 Approve Term and Method of Repayment For For Management of Principal and Interest 2.7 Approve Conversion Period For For Management 2.8 Approve Determination and Adjustment For For Management of Conversion Price 2.9 Approve Terms for Downward Adjustment For For Management of Conversion Price 2.10 Approve Method on Handling Fractional For For Management Shares Upon Conversion 2.11 Approve Terms of Redemption For For Management 2.12 Approve Terms of Sell-Back For For Management 2.13 Approve Dividend Distribution Post For For Management Conversion 2.14 Approve Issue Manner and Target For For Management Subscriber 2.15 Approve Placing Arrangement for For For Management Shareholders 2.16 Approve Matters Relating to Meetings For For Management of Bond Holders 2.17 Approve Usage of Raised Funds For For Management 2.18 Approve Deposit of Raised Funds For For Management 2.19 Approve Guarantee Matters For For Management 2.20 Approve Resolution Validity Period For For Management 3 Approve Plan on Convertible Bond For For Management Issuance 4 Approve Demonstration Analysis Report For For Management in Connection to Private Placement 5 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 6 Approve Report on the Usage of For For Management Previously Raised Funds 7 Approve Authorization of Board to For For Management Handle All Related Matters 8 Approve Shareholder Return Plan For For Management 9 Approve Undertakings of Remedial For For Management Measures by the Relevant Parties in Relation to the Dilution of Current Returns 10 Approve Principles on Bondholders For For Management Meeting 11 Approve Change in Registered Address For For Management 12 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- ZHEJIANG HUACE FILM & TV CO., LTD. Ticker: 300133 Security ID: Y988B8109 Meeting Date: DEC 23, 2019 Meeting Type: Special Record Date: DEC 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Du Liekang as Independent For For Management Director -------------------------------------------------------------------------------- ZHEJIANG HUACE FILM & TV CO., LTD. Ticker: 300133 Security ID: Y988B8109 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Financial Audit Report For For Management 6 Approve Report on the Deposit and For For Management Usage of Raised Funds 7 Approve Provision for Asset Impairment For For Management 8 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 9 Approve Remuneration of Directors and For For Management Supervisors 10 Approve Credit Line Bank Application For For Management 11 Approve Use of Funds for Financial For Against Management Product 12 Approve to Appoint Auditor For For Management 13 Approve Termination of Issuance of For For Management Convertible Bonds 14 Approve Company's Eligibility for For For Management Private Placement of Shares 15.1 Approve Share Type and Par Value For For Management 15.2 Approve Issue Manner For For Management 15.3 Approve Issue Size For For Management 15.4 Approve Issue Price and Pricing Basis For For Management 15.5 Approve Target Subscribers For For Management 15.6 Approve Subscription Method For For Management 15.7 Approve Lock-up Period For For Management 15.8 Approve Listing Exchange For For Management 15.9 Approve Distribution Arrangement of For For Management Undistributed Earnings 15.10 Approve Resolution Validity Period For For Management 15.11 Approve Raised Funds Investment For For Management 16 Approve Private Placement of Shares For For Management 17 Approve Demonstration Analysis Report For For Management in Connection to Private Placement 18 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 19 Approve Report on the Usage of For For Management Previously Raised Funds 20 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 21 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- ZHEJIANG HUAFENG SPANDEX CO., LTD. Ticker: 002064 Security ID: Y988A4109 Meeting Date: AUG 01, 2019 Meeting Type: Special Record Date: JUL 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Plan for Acquisition For Against Management by Cash and Issuance of Shares Complies with Relevant Laws and Regulations 2 Approve Plan on Acquisition by Cash For Against Management and Issuance of Shares as well as Raising Supporting Funds 2.1 Approve Issuance of Shares and For Against Management Acquisition by Cash 2.2 Approve Raising of Supporting Funds For Against Management 2.3 Approve Share Type, Par Value and For Against Management Listing Exchange 2.4 Approve Issue Manner and Target For Against Management Subscribers 2.5 Approve Issue Price and Pricing Basis For Against Management 2.6 Approve Payment Manner For Against Management 2.7 Approve Pricing Reference Date and For Against Management Price of Share Issuance 2.8 Approve Issue Amount For Against Management 2.9 Approve Price Adjustment Mechanism For Against Management 2.10 Approve Lock-Up Period Arrangement For Against Management 2.11 Approve Payment Manner For Against Management 2.12 Approve Profit and Loss Arrangement For Against Management During the Transition Period 2.13 Approve Distribution Arrangement of For Against Management Cumulative Earnings 2.14 Approve Share Type, Par Value and For Against Management Listing Exchange 2.15 Approve Issue Manner and Target For Against Management Subscribers 2.16 Approve Pricing Reference Date and For Against Management Price of Share Issuance 2.17 Approve Issue Amount For Against Management 2.18 Approve Use of Proceeds For Against Management 2.19 Approve Lock-Up Period Arrangement For Against Management 2.20 Approve Performance Commitment and For Against Management Committed Net Profit 2.21 Approve Actual Net Profit and For Against Management Determining Commitment Net Profit 2.22 Approve Performance Compensation For Against Management 2.23 Approve Impairment Test and For Against Management Compensation 2.24 Approve Performance Compensation and For Against Management Total Impairment Compensation 3 Approve Transaction Constitute Major For Against Management Asset Restructuring 4 Approve Transaction Constitutes as For Against Management Related-party Transaction 5 Approve Transaction Complies with For Against Management Article IV of Provisions on Several Issues Regulating the Major Asset Restructuring of Listed Companies 6 Approve Transaction Does Not Comply For Against Management with Article 13 of the Management Approach Regarding Major Asset Restructuring of Listed Companies 7 Approve Transaction Complies with For Against Management Article 11 of the Management Approach Regarding Major Asset Restructuring of Listed Companies 8 Approve Transaction Complies with For Against Management Article 43 of the Management Approach Regarding Major Asset Restructuring of Listed Companies 9 Approve Stock Price Volatility For Against Management Achieves the Standard of Article 5 Notice on Regulating the Information Disclosure of Listed Companies and the Behavior of Related Parties 10 Approve Relevant Entities Does Not For Against Management Participate in Major Asset Restructure of Listed Companies and Does Not Have Article 13 of Strengthening the Supervision over Abnormal Stock Trading Related to the Material Asset Reorganizations of Listed Companies 11 Approve Completeness and Compliance of For Against Management Implementation of Legal Proceedings of the Transactions and Validity of the Submitted Legal Documents Regarding this Transaction 12 Approve Draft and Summary of For Against Management Acquisition by Cash and Issuance of Shares as well as Raising Supporting Funds and Related Party Transactions 13 Approve Relevant Audit Reports, Pro For Against Management Forma Financial Statements Review Report and Evaluation Report 14 Approve Independence of Appraiser, the For Against Management Validity of Hypothesis, the Relevance of Valuation Purpose and Approach as Well as the Fairness of Pricing 15 Approve Impact of Dilution of Current For Against Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 16 Approve Fairness and Validity of the For Against Management Pricing Basis 17 Approve Specific Use of Raising of For Against Management Supporting Funds 18 Approve Signing of Issuance of Shares For Against Management and Acquisition by Cash Agreement 19 Approve Signing of Supplementary For Against Management Agreement of Issuance of Shares and Acquisition by Cash Agreement 20 Approve Signing of Performance For Against Management Commitment and Compensation Agreement for Issuance of Shares and Acquisition by Cash as well as Supplementary Agreement of Performance Commitment and Compensation Agreement for Issuance of Shares and Acquisition by Cash 21 Approve White Wash Waiver and Related For Against Management Transactions 22 Approve Appointment of Intermediary For Against Management Agency 23 Approve Authorization of Board to For Against Management Handle All Related Matters Regarding Acquisition by Cash and Issuance of Shares as well as Raising Supporting Funds 24 Approve Shareholder Return Plan For For Management -------------------------------------------------------------------------------- ZHEJIANG HUAFENG SPANDEX CO., LTD. Ticker: 002064 Security ID: Y988A4109 Meeting Date: NOV 28, 2019 Meeting Type: Special Record Date: NOV 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Loan Application For For Management 2 Approve Change of Registered Address For For Management and Amend Articles of Association -------------------------------------------------------------------------------- ZHEJIANG HUAFENG SPANDEX CO., LTD. Ticker: 002064 Security ID: Y988A4109 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAY 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Appointment of Auditor For For Management 6 Approve Related Party Transaction For For Management 7 Approve Remuneration of Directors, For For Management Supervisors and Senior Management Members 8 Approve Credit Line and Provision of For For Management Guarantee 9 Approve Profit Distribution For For Management 10.1 Elect You Feiyu as Non-independent For For Management Director 10.2 Elect You Feifeng as Non-independent For For Management Director 10.3 Elect Ye Qiwei as Non-independent For For Management Director -------------------------------------------------------------------------------- ZHEJIANG JINGSHENG MECHANICAL & ELECTRICAL CO., LTD. Ticker: 300316 Security ID: Y9803K108 Meeting Date: DEC 20, 2019 Meeting Type: Special Record Date: DEC 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Cao Jianwei as Non-Independent For For Management Director 1.2 Elect Qiu Minxiu as Non-Independent For For Management Director 1.3 Elect He Jun as Non-Independent For For Management Director 1.4 Elect Mao Quanlin as Non-Independent For For Management Director 1.5 Elect Zhu Liang as Non-Independent For For Management Director 1.6 Elect Ruan Xuemei as Non-Independent For For Management Director 2.1 Elect Yang Deren as Independent For For Management Director 2.2 Elect Fu Qi as Independent Director For For Management 2.3 Elect Zhou Jianfeng as Independent For For Management Director 3.1 Elect Li Shilun as Supervisor For For Management 3.2 Elect Chen Qiaoqiao as Supervisor For For Management 4 Approve Adjustment to Allowance of For For Management Independent Directors -------------------------------------------------------------------------------- ZHEJIANG JINGSHENG MECHANICAL & ELECTRICAL CO., LTD. Ticker: 300316 Security ID: Y9803K108 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 6 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 7 Approve to Appoint Auditor For For Management 8 Approve Provision of Guarantee For For Management 9 Approve Capital Injection For For Management -------------------------------------------------------------------------------- ZHEJIANG JINKE CULTURE INDUSTRY CO., LTD. Ticker: 300459 Security ID: Y9898K104 Meeting Date: SEP 17, 2019 Meeting Type: Special Record Date: SEP 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Zhang Xiangyang as For For Management Non-Independent Director 1.2 Elect Qian Xinyu as Non-Independent For For Shareholder Director 2 Elect Chen Peiqing as Supervisor For For Shareholder 3 Approve Change of Business Scope For For Management 4 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- ZHEJIANG JINKE CULTURE INDUSTRY CO., LTD. Ticker: 300459 Security ID: Y9898K104 Meeting Date: DEC 27, 2019 Meeting Type: Special Record Date: DEC 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extension of Mutual Guarantee For For Management and Provision of Mutual Guarantee 2 Approve Provision of Guarantee For For Management 3 Approve Change in Raised Funds Usage For For Management and Use Raised Funds to Supplement Working Capital -------------------------------------------------------------------------------- ZHEJIANG JINKE CULTURE INDUSTRY CO., LTD. Ticker: 300459 Security ID: Y9898K104 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For Against Management 4 Approve No Allocation of Income and For For Management Capitalization of Capital Reserves 5 Approve Financial Statements For Against Management 6 Approve Financial Budget Report For For Management 7 Approve Daily Related Party Transaction For For Management 8 Approve Remuneration of Directors and For For Management Supervisors 9 Approve Implementation of Performance For For Management Commitment and Performance Compensation Plan of Major Asset Restructuring as well as Repurchase and Cancellation of Compensation Shares 10 Amend Articles of Association For For Management -------------------------------------------------------------------------------- ZHEJIANG KAISHAN COMPRESSOR CO., LTD. Ticker: 300257 Security ID: Y9895A109 Meeting Date: MAR 27, 2020 Meeting Type: Special Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For Against Management Private Placement of Shares 2.1 Approve Share Type and Par Value For Against Management 2.2 Approve Issuance Manner For Against Management 2.3 Approve Target Subscribers and For Against Management Subscription Method 2.4 Approve Issue Size For Against Management 2.5 Approve Issue Price and Pricing For Against Management Principles 2.6 Approve Use of Proceeds For Against Management 2.7 Approve Lock-up Period and Listing For Against Management Arrangements 2.8 Approve Distribution Arrangement of For Against Management Undistributed Earnings 2.9 Approve Resolution Validity Period For Against Management 2.10 Approve Listing Exchange For Against Management 3 Approve Plan on Private Placement of For Against Management Shares 4 Approve Demonstration Analysis Report For Against Management in Connection to Private Placement 5 Approve Feasibility Analysis Report on For Against Management the Intended Usage of Raised Funds 6 Approve the Notion that the Company For Against Management Does Not Need to Prepare Report on the Usage of Previously Raised Funds 7 Approve Impact of Dilution of Current For Against Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 8 Approve Shareholder Dividend Return For Against Management Plan 9 Approve Undertakings of Remedial For Against Management Measures by the Relevant Parties in Relation to the Dilution of Current Returns as a Result of the Private Placement 10 Approve Related Party Transactions in For Against Management Connection to Private Placement 11 Approve Signing of Conditional Share For Against Management Subscription Agreement 12 Approve Authorization of Board to For Against Management Handle All Related Matters -------------------------------------------------------------------------------- ZHEJIANG KAISHAN COMPRESSOR CO., LTD. Ticker: 300257 Security ID: Y9895A109 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Related Party Transaction For For Management 7 Approve to Appoint Auditor For For Management 8 Approve Internal Control For For Management Self-Evaluation Report 9 Approve Application of Comprehensive For For Management Credit Lines 10 Elect Yang Jianjun as Non-independent For For Management Director -------------------------------------------------------------------------------- ZHEJIANG RUNTU CO., LTD. Ticker: 002440 Security ID: Y98947107 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Remuneration of Senior For For Management Management Members 7 Approve Appointment of Auditor For For Management -------------------------------------------------------------------------------- ZHEJIANG WANFENG AUTO WHEEL CO. LTD. Ticker: 002085 Security ID: Y9892K100 Meeting Date: JAN 13, 2020 Meeting Type: Special Record Date: JAN 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Additional Loan For For Management 2 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- ZHEJIANG WANFENG AUTO WHEEL CO. LTD. Ticker: 002085 Security ID: Y9892K100 Meeting Date: MAR 20, 2020 Meeting Type: Special Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Target Equity Valuation and For For Management Evaluation 1.2 Approve Payment Manner and Capital For For Management Source 1.3 Approve Attribution of Profit and Loss For For Management 1.4 Approve Performance Commitment and For For Management Compensation 1.5 Approve Impairment Test For For Management 2 Approve Transaction Does Not For For Management Constitute as Major Asset Restructuring 3 Approve Transaction Constitute as For For Management Related-Party Transaction 4 Approve Relevant Audit Report and For For Management Wealth Assessment Report of the Transaction 5 Approve Audit Agency and Independent For For Management Evaluation Agency 6 Approve Independence of Appraiser, the For For Management Validity of Hypothesis, the Relevance of Valuation Purpose and Approach as Well as the Fairness of Pricing 7 Approve Signing of Equity Transfer For For Management Agreement 8 Approve Signing of Profit Compensation For For Management Agreement 9 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- ZHEJIANG WANFENG AUTO WHEEL CO. LTD. Ticker: 002085 Security ID: Y9892K100 Meeting Date: JUN 08, 2020 Meeting Type: Special Record Date: JUN 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Chen Bin as Non-Independent For For Management Director 1.2 Elect Dong Ruiping as Non-Independent For For Management Director 1.3 Elect Li Yun as Non-Independent For For Management Director 1.4 Elect Wu Xingzhong as Non-Independent For For Management Director 1.5 Elect Chen Hanxia as Non-Independent For For Management Director 1.6 Elect He Qiongwen as Non-Independent For For Management Director 2.1 Elect Chu Minhong as Independent For For Management Director 2.2 Elect Xie Tao as Independent Director For For Management 2.3 Elect Guan Zheng as Independent For For Management Director 3.1 Elect Xu Zhenyu as Supervisor For For Management 3.2 Elect Xu Zhiliang as Supervisor For For Management 3.3 Elect Chen Weidong as Supervisor For For Management 4 Approve Allowance of Directors and For For Management Supervisors 5 Approve Remuneration of Chairman of For For Management the Board -------------------------------------------------------------------------------- ZHEJIANG WANLIYANG CO., LTD. Ticker: 002434 Security ID: Y98945101 Meeting Date: SEP 11, 2019 Meeting Type: Special Record Date: SEP 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee to For For Management Associate Company 2 Amend Articles of Association For For Management 3 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 4 Approve Adjustment of Remuneration of For For Management Directors and Senior Management Members 5 Approve Remuneration of Supervisors For For Management -------------------------------------------------------------------------------- ZHEJIANG WANLIYANG CO., LTD. Ticker: 002434 Security ID: Y98945101 Meeting Date: APR 23, 2020 Meeting Type: Special Record Date: APR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction For For Management -------------------------------------------------------------------------------- ZHEJIANG WANLIYANG CO., LTD. Ticker: 002434 Security ID: Y98945101 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Provision of Guarantee For Against Management 8 Elect Yang Junwei as Supervisor For For Management -------------------------------------------------------------------------------- ZHEJIANG WEIXING NEW BUILDING MATERIALS CO., LTD. Ticker: 002372 Security ID: Y9893V105 Meeting Date: JAN 15, 2020 Meeting Type: Special Record Date: JAN 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Transfer of Assets to For For Management Wholly-owned Subsidiary 2.1 Elect Jin Hongyang as Non-Independent For For Management Director 2.2 Elect Zhang Kapeng as Non-Independent For For Management Director 2.3 Elect Zhang Sanyun as Non-Independent For For Management Director 2.4 Elect Xie Jinkun as Non-Independent For For Management Director 2.5 Elect Feng Jifu as Non-Independent For For Management Director 2.6 Elect Xu Youzhi as Non-Independent For For Management Director 3.1 Elect Song Yihu as Independent Director For For Management 3.2 Elect Zheng Lijun as Independent For For Management Director 3.3 Elect Zhu Xiehe as Independent Director For For Management 4.1 Elect Chen Guogui as Supervisor For For Management 4.2 Elect Fang Saijian as Supervisor For For Management -------------------------------------------------------------------------------- ZHEJIANG WEIXING NEW BUILDING MATERIALS CO., LTD. Ticker: 002372 Security ID: Y9893V105 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAY 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Profit Distribution For For Management 3 Approve Report of the Board of For For Management Directors 4 Approve Report of the Board of For For Management Supervisors 5 Approve Annual Report and Summary For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Increase in Business Scope and For For Management Amend Articles of Association 8 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 9 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 10 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 11 Approve External Investment Management For For Management System -------------------------------------------------------------------------------- ZHEJIANG XIANJU PHARMACEUTICAL CO., LTD. Ticker: 002332 Security ID: Y9893R104 Meeting Date: AUG 06, 2019 Meeting Type: Special Record Date: JUL 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Capital Injection for For For Management Luxembourg Subsidiary -------------------------------------------------------------------------------- ZHEJIANG YASHA DECORATION CO., LTD. Ticker: 002375 Security ID: Y9893W103 Meeting Date: SEP 16, 2019 Meeting Type: Special Record Date: SEP 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of Auditor For For Management -------------------------------------------------------------------------------- ZHEJIANG YASHA DECORATION CO., LTD. Ticker: 002375 Security ID: Y9893W103 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: APR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Daily Related-party For For Management Transactions 7 Approve Application of Comprehensive For For Management Credit Lines 8 Approve Provision of Guarantee For For Management 9 Approve Use of Idle Own Funds to For Against Management Invest in Financial Products and Trust Products 10 Approve Bill Pool Business For Against Management 11 Approve Remuneration of Directors, For For Management Supervisors and Senior Management Members 12 Approve to Appoint Financial Auditor For For Management 13 Approve Amendments to Articles of For For Management Association 14 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 15 Amend Management System for For For Management Authorization 16 Amend Management System of Raised Funds For For Management 17 Amend Management System of Investment For For Management Management Decisions 18 Approve Company's Eligibility for For For Management Private Issuance of Corporate Bonds 19.1 Approve Issue Scale For For Management 19.2 Approve Par Value and Issue Price For For Management 19.3 Approve Bond Maturity For For Management 19.4 Approve Bond Interest Rate and Its For For Management Determination Method 19.5 Approve Use of Proceeds For For Management 19.6 Approve Issue Manner and Target For For Management Subscribers 19.7 Approve Guarantee Arrangement For For Management 19.8 Approve Listing Transfer Method For For Management 19.9 Approve Redemption Clause, Resale For For Management Clause and Interest Rate Adjustment Clause 19.10 Approve Safeguard Measures of Debts For For Management Repayment 19.11 Approve Resolution Validity Period For For Management 20 Approve Authorization of the Board and For For Management Company Management to Handle All Related Matters -------------------------------------------------------------------------------- ZHONGJI INNOLIGHT CO., LTD. Ticker: 300308 Security ID: Y7685V101 Meeting Date: OCT 16, 2019 Meeting Type: Special Record Date: OCT 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association to For For Management Increase Registered Capital 2 Approve Repurchase and Cancellation of For For Management Performance Shares -------------------------------------------------------------------------------- ZHONGJI INNOLIGHT CO., LTD. Ticker: 300308 Security ID: Y7685V101 Meeting Date: DEC 13, 2019 Meeting Type: Special Record Date: DEC 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Employee Share Purchase Plan For Against Management (Draft) and Summary 2 Amend Management System of Employee For Against Management Share Purchase Plan -------------------------------------------------------------------------------- ZHONGJI INNOLIGHT CO., LTD. Ticker: 300308 Security ID: Y7685V101 Meeting Date: FEB 11, 2020 Meeting Type: Special Record Date: FEB 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change in Usage of For For Management Fund-raising Investment Project 2 Approve Change in Registered Capital For For Management and Amend Articles of Association -------------------------------------------------------------------------------- ZHONGJI INNOLIGHT CO., LTD. Ticker: 300308 Security ID: Y7685V101 Meeting Date: JUN 09, 2020 Meeting Type: Annual Record Date: JUN 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Allocation of Income and For For Management Dividends 6 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 7 Approve Remuneration of Directors and For For Management Supervisors 8 Approve Shareholder Return Plan For For Management 9 Approve Comprehensive Credit Line Bank For For Management Application 10 Approve Provision of Mutual Guarantee For For Management 11 Approve Appointment of Financial For For Management Auditor 12 Approve Use of Idle Raised Funds for For For Management Cash Management 13 Approve Use of Idle Own Funds for Cash For Against Management Management 14.1 Elect Chen Datong as Independent For For Management Director 14.2 Elect Jin Fuhai as Independent Director For For Management 14.3 Elect Xia Chaoyang as Independent For For Management Director 14.4 Elect Du Jie as Independent Director For For Management 15.1 Elect Wang Weixiu as Non-Independent For For Management Director 15.2 Elect Liu Sheng as Non-Independent For For Management Director 15.3 Elect Wang Xiaodong as Non-Independent For For Management Director 15.4 Elect Zhao Guibin as Non-Independent For For Management Director 15.5 Elect Liu Chengwei as Non-Independent For For Management Director 16.1 Elect Qi Zhijie as Supervisor For For Management 16.2 Elect Wang Jin as Supervisor For For Management -------------------------------------------------------------------------------- ZHONGSHAN BROAD-OCEAN MOTOR CO., LTD. Ticker: 002249 Security ID: Y98937108 Meeting Date: DEC 13, 2019 Meeting Type: Special Record Date: DEC 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change in Registered Address For For Management and Amend Articles of Association -------------------------------------------------------------------------------- ZHONGSHAN BROAD-OCEAN MOTOR CO., LTD. Ticker: 002249 Security ID: Y98937108 Meeting Date: MAR 16, 2020 Meeting Type: Special Record Date: MAR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Comprehensive Credit Line Bank For For Management Application 2 Approve Change of Registered Address For For Management 3 Elect Zhang Yunlong as Non-Independent For For Management Director 4 Approve Adjustment of Liability For For Management Insurance Fee for Directors, Supervisors and Senior Management Members -------------------------------------------------------------------------------- ZHONGSHAN BROAD-OCEAN MOTOR CO., LTD. Ticker: 002249 Security ID: Y98937108 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Financial Budget Report For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Equity Distribution Plan For For Management 7 Approve Audit Work Evaluation and For For Management Appointment of Auditor 8 Approve Stock Option Incentive Plan For Against Management and Its Summary 9 Approve Methods to Assess the For Against Management Performance of Plan Participants 10 Approve Authorization of the Board to For Against Management Handle All Related Matters -------------------------------------------------------------------------------- ZHONGSHAN PUBLIC UTILITIES GROUP CO., LTD. Ticker: 000685 Security ID: Y2618Q105 Meeting Date: JUL 08, 2019 Meeting Type: Special Record Date: JUL 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Wei Junfeng as Non-Independent For For Shareholder Director 1.2 Elect Cao Yu as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- ZHONGSHAN PUBLIC UTILITIES GROUP CO., LTD. Ticker: 000685 Security ID: Y2618Q105 Meeting Date: AUG 16, 2019 Meeting Type: Special Record Date: AUG 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- ZHONGSHAN PUBLIC UTILITIES GROUP CO., LTD. Ticker: 000685 Security ID: Y2618Q105 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: JUN 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 6 Approve Audit Work Report For For Management 7 Approve Appointment of Auditor and For For Management Internal Control Auditor 8 Elect Hua Qiang as Independent Director For For Management -------------------------------------------------------------------------------- ZIBO QIXIANG TENGDA CHEMICAL CO., LTD. Ticker: 002408 Security ID: Y98941100 Meeting Date: DEC 03, 2019 Meeting Type: Special Record Date: NOV 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Termination of Repurchase of For For Management Shares 2 Approve Amendments to Articles of For For Management Association 3 Approve Investment in Construction of For For Management Propylene Oxide Project -------------------------------------------------------------------------------- ZIBO QIXIANG TENGDA CHEMICAL CO., LTD. Ticker: 002408 Security ID: Y98941100 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 14, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Guarantee for Subsidiary For Against Management 8 Amend Articles of Association For For Management 9 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 10 Approve Implementing Rules for For For Management Cumulative Voting System 11 Amend Management System of Raised Funds For For Management 12 Amend Management System for Providing For For Management External Guarantees 13.1 Elect Che Chengju as Non-independent For For Shareholder Director 13.2 Elect Zhu Zhenmao as Non-independent For For Shareholder Director 13.3 Elect Chen Hui as Non-independent For For Shareholder Director 13.4 Elect Fan Jiayu as Non-independent For For Shareholder Director 13.5 Elect Han Gang as Non-independent For For Shareholder Director 13.6 Elect Liu Huyuan as Non-independent For For Shareholder Director 14.1 Elect Zhang Yuanrong as Independent For For Shareholder Director 14.2 Elect Ye Lanchang as Independent For For Shareholder Director 14.3 Elect Lin Dandan as Independent For For Shareholder Director 15.1 Elect Chen Limin as Supervisor For For Management 15.2 Elect Xu Xueying as Supervisor For For Management -------------------------------------------------------------------------------- ZIBO QIXIANG TENGDA CHEMICAL CO., LTD. Ticker: 002408 Security ID: Y98941100 Meeting Date: JUN 30, 2020 Meeting Type: Special Record Date: JUN 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extension in Authorization for For For Management Board and Its Authorized Persons to Handle All Matters Related to Convertible Bonds Issuance 2 Elect Li Chanjuan as Non-Independent For For Management Director -------------------------------------------------------------------------------- ZOTYE AUTOMOBILE CO. LTD. Ticker: 000980 Security ID: Y37453100 Meeting Date: SEP 17, 2019 Meeting Type: Special Record Date: SEP 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Lian Gang as Non-independent For For Management Director =================== Xtrackers High Beta High Yield Bond ETF ==================== There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. =================== Xtrackers International Real Estate ETF ==================== 8990 HOLDINGS, INC. Ticker: HOUSE Security ID: Y2257P103 Meeting Date: JUL 29, 2019 Meeting Type: Annual Record Date: JUL 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve President's Report for the For For Management Year 2018 2 Approve Audited Financial Statements For For Management for the Year 2018 3 Approve the Minutes of the Annual For For Management Stockholders' Meeting Held on July 30, 2018 4 Ratify All Acts and Resolutions of the For For Management Board of Directors and Management for the Year 2018 until July 29, 2019 5.1 Elect Mariano D. Martinez, Jr. as For For Management Director 5.2 Elect Willibaldo J. Uy as Director For For Management 5.3 Elect Luis N. Yu, Jr. as Director For For Management 5.4 Elect Richard L. Haosen as Director For Against Management 5.5 Elect Raul Fortunato R. Rocha as For Against Management Director 5.6 Elect Ian Norman E. Dato as Director For Against Management 5.7 Elect Lowell L. Yu as Director For Against Management 5.8 Elect Manuel S. Delfin, Jr. as Director For Against Management 5.9 Elect Dominic J. Picone as Director For Against Management 5.10 Elect Alexander Ace Sotto as Director For Against Management 5.11 Elect Manuel C. Crisostomo as Director For For Management 5.12 Elect Arlene C. Keh as Director For For Management 5.13 Elect Han Jun Siew as Director For Against Management 6 Approve Reclassification of Unissued For Against Management Common Shares to Voting Preferred Shares and the Corresponding Amendment to the Company's Articles of Incorporation 7 Appoint Punongbayan & Araullo as For For Management External Auditor -------------------------------------------------------------------------------- A-LIVING SERVICES CO., LTD. Ticker: 3319 Security ID: Y0038M100 Meeting Date: MAR 17, 2020 Meeting Type: Special Record Date: FEB 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management -------------------------------------------------------------------------------- A-LIVING SERVICES CO., LTD. Ticker: 3319 Security ID: Y0038M100 Meeting Date: MAR 17, 2020 Meeting Type: Special Record Date: FEB 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve CMIG PM Agreement and Related For For Management Transactions -------------------------------------------------------------------------------- A-LIVING SERVICES CO., LTD. Ticker: 3319 Security ID: Y0038M100 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: APR 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Supervisory For For Management Committee 3 Approve 2019 Audited Consolidated For For Management Financial Statements 4 Approve 2019 Annual Report For For Management 5 Approve 2020 Annual Financial Budget For For Management 6 Approve Final Dividend For For Management 7.1 Elect Chan Cheuk Hung as Director For For Management 7.2 Elect Huang Fengchao as Director For For Management 7.3 Elect Li Dalong as Director For For Management 7.4 Elect Wei Xianzhong as Director For Against Management 7.5 Elect Yue Yuan as Director For For Management 7.6 Elect Wan Kam To as Director For Against Management 7.7 Elect Wong Chui Ping Cassie as Director For For Management 7.8 Elect Wang Peng as Director For For Management 8.1 Elect Shi Zhengyu as Supervisor For For Management 8.2 Elect Wang Gonghu as Supervisor For For Management 8.3 Elect Wang Shao as Supervisor For For Management 9 Authorize Board to Fix Remuneration of For For Management Directors 10 Authorize Supervisory Committee to Fix For For Management Remuneration of Supervisors 11 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 12 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights for Domestic Shares/Unlisted Foreign Shares/H Shares 13 Approve Expansion of Business Scope For For Management 14 Amend Articles of Association For For Management -------------------------------------------------------------------------------- A.D.O. GROUP LTD. Ticker: ADO Security ID: M15335108 Meeting Date: NOV 07, 2019 Meeting Type: Special Record Date: OCT 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management A Vote FOR if you are a controlling None Against Management shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager B1 If you are an Interest Holder as None Against Management defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. B2 If you are a Senior Officer as defined None Against Management in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. B3 If you are an Institutional Investor None For Management as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. -------------------------------------------------------------------------------- ABACUS PROPERTY GROUP Ticker: ABP Security ID: Q0015N229 Meeting Date: NOV 15, 2019 Meeting Type: Annual/Special Record Date: NOV 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 2 Approve Remuneration Report For For Management 3.1 Elect Holly Kramer as Director For For Management 3.2 Elect Trent Alston as Director For For Management 3.3 Elect Jingmin Qian as Director For For Management 4 Approve Grant of Security Acquisition For For Management Rights to Steven Sewell 5 Ratify Past Issuance of Securities to For For Management Professional and Sophisticated Institutional Investors -------------------------------------------------------------------------------- ACTIVIA PROPERTIES, INC. Ticker: 3279 Security ID: J00089102 Meeting Date: AUG 09, 2019 Meeting Type: Special Record Date: MAY 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles to Change Location of For For Management Head Office - Amend Asset Management Compensation 2 Elect Executive Director Sato, Kazushi For For Management 3 Elect Alternate Executive Director For For Management Murayama, Kazuyuki 4.1 Elect Supervisory Director Yamada, For For Management Yonosuke 4.2 Elect Supervisory Director Ariga, For For Management Yoshinori -------------------------------------------------------------------------------- ADVANCE RESIDENCE INVESTMENT CORP. Ticker: 3269 Security ID: J00184101 Meeting Date: OCT 24, 2019 Meeting Type: Special Record Date: JUL 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles to Amend Asset For For Management Management Compensation 2 Elect Executive Director Higuchi, For For Management Wataru 3 Elect Alternate Executive Director For For Management Takano, Takeshi 4.1 Elect Supervisory Director Oba, For Against Management Yoshitsugu 4.2 Elect Supervisory Director Kobayashi, For For Management Satoru 5 Elect Alternate Supervisory Director For For Management Yamauchi, Hiromitsu -------------------------------------------------------------------------------- AEDAS HOMES SAU Ticker: AEDAS Security ID: E01587109 Meeting Date: MAR 30, 2020 Meeting Type: Annual Record Date: MAR 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Consolidated and Standalone For For Management Financial Statements 2 Approve Consolidated and Standalone For For Management Management Reports 3 Approve Discharge of Board For For Management 4 Approve Allocation of Income For For Management 5 Amend Articles For For Management 6 Renew Appointment of Ernst & Young as For For Management Auditor 7 Authorize Share Repurchase Program For For Management 8 Authorize Company to Call EGM with 15 For For Management Days' Notice 9 Authorize Board to Ratify and Execute For For Management Approved Resolutions 10 Advisory Vote on Remuneration Report For For Management -------------------------------------------------------------------------------- AEDAS HOMES SAU Ticker: AEDAS Security ID: E01587109 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: JUN 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Consolidated and Standalone For For Management Financial Statements 2 Approve Consolidated and Standalone For For Management Management Reports 3 Approve Discharge of Board For For Management 4 Approve Allocation of Income For For Management 5.1 Reelect David Martinez Montero as For For Management Director 5.2 Reelect Santiago Fernandez Valbuena as For For Management Director 5.3 Reelect Eduardo d'Alessandro Cishek as For Against Management Director 5.4 Reelect Javier Lapastora Turpin as For For Management Director 5.5 Reelect Cristina Alvarez Alvarez as For For Management Director 5.6 Reelect Miguel Temboury Redondo as For For Management Director 5.7 Reelect Evan Andrew Carruthers as For Against Management Director 6 Renew Appointment of Ernst & Young as For For Management Auditor 7 Amend Long-Term Incentive Plan for CEO For For Management 8 Approve Remuneration Policy For For Management 9.1 Amend Articles Re: Technical For For Management Improvements 9.2 Amend Articles Re: Dividends For For Management 10.1 Amend Articles of General Meeting For For Management Regulations Re: Telematic Attendance 10.2 Amend Articles of General Meeting For For Management Regulations Re: Technical Improvements 11 Authorize Share Repurchase Program For For Management 12 Authorize Board to Ratify and Execute For For Management Approved Resolutions 13 Advisory Vote on Remuneration Report For For Management -------------------------------------------------------------------------------- AEDIFICA SA Ticker: AED Security ID: B0130A108 Meeting Date: OCT 22, 2019 Meeting Type: Annual Record Date: OCT 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Directors' Reports (Non-Voting) None None Management 2 Receive Auditors' Reports (Non-Voting) None None Management 3 Receive Announcements on Company's None None Management Remuneration Policy 4 Receive Consolidated Financial None None Management Statements (Non-Voting) 5a Approve Financial Statements and For For Management Allocation of Income 5b Approve Dividends of EUR 2.38 Per Share For For Management 6 Approve Remuneration Report For Against Management 7a Approve Discharge of Serge Wibaut as For For Management Director 7b Approve Discharge of Stefaan Gielens For For Management as Director 7c Approve Discharge of Adeline Simont as For For Management Director 7d Approve Discharge of Jean Franken as For For Management Director 7e Approve Discharge of Eric Hohl as For For Management Director 7f Approve Discharge of Katrien Kesteloot For For Management as Director 7g Approve Discharge of Elisabeth For For Management May-Roberti as Director 7h Approve Discharge of Luc Plasman as For For Management Director 7i Approve Discharge of Marleen Willekens For For Management as Director 8 Approve Discharge of Auditors For For Management 9a Reelect Jean Franken as Independent For For Management Non-Executive Director 9b Approve Remuneration of Jean Franken For For Management as Independent Non-Executive Director 10a Approve Long Term Incentive Plan For Against Management 10b Approve Grant of Shares under Long For Against Management Term Incentive Plan up to EUR 234,000 11a Approve Remuneration of Chairman of For For Management Audit Committee up to EUR 30,000 11b Approve Additioan Remuneration of For For Management Audit Committee Members up to EUR 5,000 12a Approve Change-of-Control Clause Re: For For Management Credit Agreement with Belfius Banque NV/SA 12b Approve Change-of-Control Clause Re: For For Management Credit Agreement with Banque Europeenne du Credit Mutuel SAS (BECM) 12c Approve Change-of-Control Clause Re: For For Management Credit Agreement with JP Morgan Securities PLC and ING Belgique SA 12d Approve Change-of-Control Clause Re: For For Management Credit Agreement with ABN Amro Bank SA 12e Approve Change-of-Control Clause Re: For For Management Medium Term Note 13 Adopt Financial Statements of VSP For For Management 14 Adopt Financial Statements of VSP For For Management Kasterlee 15 Adopt Financial Statements of Het For For Management Seniorenhof 16 Adopt Financial Statements of For For Management Compagnie Immobiliere Beerzelhof 17 Adopt Financial Statements of Avorum For For Management 18 Adopt Financial Statements of Coham For For Management 19 Adopt Financial Statements of For For Management Residentie Sorgvliet 20 Adopt Financial Statements of WZC For For Management Arcadia 21a Approve Discharge of Aedifica SA for For For Management Fulfillment of Board Mandate at VSP 21b Approve Discharge of Stefaan Gielens For For Management for Fulfillment of Board Mandate at VSP 21c Approve Discharge of Laurence Gacoin For For Management for Fulfillment of Board Mandate at VSP 21d Approve Discharge of Sarah Everaert For For Management for Fulfillment of Board Mandate at VSP 21e Approve Discharge of Charles-Antoine For For Management Van Aelst for Fulfillment of Board Mandate at VSP 21f Approve Discharge of Jean Kotarakos For For Management for Fulfillment of Board Mandate at VSP 22a Approve Discharge of Aedifica SA for For For Management Fulfillment of Board Mandate at VSP Kasterlee 22b Approve Discharge of Laurence Gacoin For For Management for Fulfillment of Board Mandate at VSP Kasterlee 22c Approve Discharge of Sarah Everaert For For Management for Fulfillment of Board Mandate at VSP Kasterlee 22d Approve Discharge of Charle-Antoine For For Management Van Aelst for Fulfillment of Board Mandate at VSP Kasterlee 22e Approve Discharge of Sven Bogaerts for For For Management Fulfillment of Board Mandate at VSP Kasterlee 23a Approve Discharge of Aedifica SA for For For Management Fulfillment of Board Mandate at Het Seniorenhof 23b Approve Discharge of Steffan Gielens For For Management for Fulfillment of Board Mandate at Het Seniorenhof 23c Approve Discharge of Laurence Gacoin For For Management for Fulfillment of Board Mandate at Het Seniorenhof 23d Approve Discharge of Sarah Everaert For For Management for Fulfillment of Board Mandate at Het Seniorenhof 23e Approve Discharge of Charles-Antoine For For Management Van Aelst for Fulfillment of Board Mandate at Het Seniorenhof 23f Approve Discharge of Jean Kotarakos For For Management for Fulfillment of Board Mandate at Het Seniorenhof 24a Approve Discharge of Aedifica SA for For For Management Fulfillment of Board Mandate at Compagnie Immobiliere Beerzelhof 24b Approve Discharge of Steffan Gielens For For Management for Fulfillment of Board Mandate at Compagnie Immobiliere Beerzelhof 24c Approve Discharge of Laurence Gacoin For For Management for Fulfillment of Board Mandate at Compagnie Immobiliere Beerzelhof 24d Approve Discharge of Sarah Everaert For For Management for Fulfillment of Board Mandate at Compagnie Immobiliere Beerzelhof 24e Approve Discharge of Charles-Antoine For For Management Van Aelst for Fulfillment of Board Mandate at Compagnie Immobiliere Beerzelhof 24f Approve Discharge of Jean Kotarakos For For Management for Fulfillment of Board Mandate at Compagnie Immobiliere Beerzelhof 25a Approve Discharge of Aedifica SA for For For Management Fulfillment of Board Mandate at Avorum 25b Approve Discharge of Stefaan Gielens For For Management for Fulfillment of Board Mandate at Avorum 25c Approve Discharge of Laurence Gacoin For For Management for Fulfillment of Board Mandate at Avorum 25d Approve Discharge of Sarah Everaert For For Management for Fulfillment of Board Mandate at Avorum 25e Approve Discharge of Charles-Antoine For For Management Van Aelst for Fulfillment of Board Mandate at Avorum 25f Approve Discharge of Jean Kotarakos For For Management for Fulfillment of Board Mandate at Avorum 26a Approve Discharge of Aedifica SA for For For Management Fulfillment of Board Mandate at Coham 26b Approve Discharge of Stefaan Gielens For For Management SA for Fulfillment of Board Mandate at Coham 26c Approve Discharge of Laurence Gacoin For For Management for Fulfillment of Board Mandate at Coham 26d Approve Discharge of Sarah Everaert For For Management for Fulfillment of Board Mandate at Coham 26e Approve Discharge of Charles-Antoine For For Management Van Aelst for Fulfillment of Board Mandate at Coham 26f Approve Discharge of Jean Kotaralosfor For For Management Fulfillment of Board Mandate at Coham 27a Approve Discharge of Aedifica SA for For For Management Fulfillment of Board Mandate at Residentie Sorgvliet 27b Approve Discharge of Laurence Gacoin For For Management for Fulfillment of Board Mandate at Residentie Sorgvliet 27c Approve Discharge of Sarah Everaert For For Management for Fulfillment of Board Mandate at Residentie Sorgvliet 27d Approve Discharge of Charles-Antoine For For Management Van Aelst for Fulfillment of Board Mandate at Residentie Sorgvliet 27e Approve Discharge of Sven Bogaerts for For For Management Fulfillment of Board Mandate at Residentie Sorgvliet 28a Approve Discharge of Aedifica SA for For For Management Fulfillment of Board Mandate at WZC Arcadia 28b Approve Discharge of Laurence Gacoin For For Management for Fulfillment of Board Mandate at WZC Arcadia 28c Approve Discharge of Sarah Everaert For For Management for Fulfillment of Board Mandate at WZC Arcadia 28d Approve Discharge of Charles-Antoine For For Management Van Aelst for Fulfillment of Board Mandate at WZC Arcadia 28e Approve Discharge of Sven Bogaerts for For For Management Fulfillment of Board Mandate at WZC Arcadia 29 Approve Discharge of Auditor Ernst & For For Management Young for VSP 30 Approve Discharge of Auditor Ernst & For For Management Young for VSP Kasterlee 31 Approve Discharge of Auditor Ernst & For For Management Young for Het Seniorenhof 32 Approve Discharge of Auditor Ernst & For For Management Young for Compagnie Immobiliere Beerzelhof 33 Approve Discharge of Auditor Ernst & For For Management Young for Avorum 34 Approve Discharge of Auditor Ernst & For For Management Young for Coham 35 Approve Discharge of Auditor Ernst & For For Management Young for Residentie Sorgvliet 36 Approve Discharge of Auditor Ernst & For For Management Young for WZC Arcadia 37 Transact Other Business None None Management -------------------------------------------------------------------------------- AEDIFICA SA Ticker: AED Security ID: B0130A108 Meeting Date: OCT 22, 2019 Meeting Type: Special Record Date: OCT 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor A.1 Receive Special Board Report Re: None None Management Capital Authorization A2a1 Approve Authorization to Increase For Against Management Share Capital up to 100 Percent of Authorized Capital With Preemptive Rights By Contribution in Cash A2a2 If Item A2A1 is not Approved: Approve For Against Management Authorization to Increase Share Capital up to 75 Percent of Authorized Capital With Preemptive Rights By Contribution in Cash A2a3 If Item A2A2 is not Approved: Approve For For Management Authorization to Increase Share Capital up to 50 Percent of Authorized Capital With Preemptive Rights By Contribution in Cash A2b1 If Any of the Items Under A2A is not For For Management Approved: Approve Authorization to Increase Share Capital up to 75 Percent by Distribution of Optional Dividend A2b2 If Item A2B1 is not Approved: Approve For For Management Authorization to Increase Share Capital up to 50 Percent by Distribution of Optional Dividend A2b3 If Items A2B1 and A2B2 are not For For Management Approved: Approve Authorization to Increase Share Capital up to 20 Percent by Distribution of Optional Dividend A2c1 If Any of the Items Under A2A and A2B For Against Management are not Approved: Approve Authorization to Increase Share Capital up to 50 Percent of Authorized Capital Without Preemptive Rights A2c2 If Item A2C1 is not Approved: Approve For Against Management Authorization to Increase Share Capital up to 40 Percent of Authorized Capital Without Preemptive Rights A2c3 If Items A2C1 and A2C2 are not For Against Management Approved: Approve Authorization to Increase Share Capital up to 30 Percent of Authorized Capital Without Preemptive Rights A2c4 If Items A2C1, A2C2, and A2C3 are not For Against Management Approved: Approve Authorization to Increase Share Capital up to 20 Percent of Authorized Capital Without Preemptive Rights A2c5 If Items A2C1, A2C2, A2C3, and A2C4 For For Management are not Approved: Approve Authorization to Increase Share Capital up to 10 Percent of Authorized Capital Without Preemptive Rights A3 Amend Articles 6.4 to Reflect Changes For For Management in Capital B1 Amend Articles of Association Re: RREC For For Management Legislation C Authorize Implementation of Approved For For Management Resolutions and Filing of Required Documents/Formalities at Trade Registry -------------------------------------------------------------------------------- AEDIFICA SA Ticker: AED Security ID: B0130A108 Meeting Date: JUN 08, 2020 Meeting Type: Special Record Date: MAY 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Share Repurchase Program and For For Management Reissuance of Repurchased Shares 2.1 Receive Special Board Report Re: None None Management Renewal of the Authorized Capital 2.2a Renew Authorization to Increase Share For Against Management Capital by Various Means With or Without Preemptive Rights That is Set Within the Limits of the Law 2.2b If Item 2.2a is not Approved: Renew For For Management Authorization to Increase Share Capital by Various Means With or Without Preemptive Rights 3.1 Approve Extension of Current Financial For For Management Year and Amend Article of Associations Accordingly 3.2 If Item 3.1 is Approved: Approve an For For Management Additional One-off Fee to the Auditor 4 Approve Transparency Threshold and For Against Management Amend Article of Associations Accordingly 5 Adopt New Articles of Association For For Management 6.1a Elect Pertti Huuskonen as Independent For For Management Director 6.1b Elect Sven Bogaerts as Director For For Management 6.1c Elect Ingrid Daerden as Director For For Management 6.1d Elect Laurence Gacoin as Director For For Management 6.1e Elect Charles-Antoine Van Aelst as For For Management Director 6.1f Approve Remuneration of Pertti For For Management Huuskonen as Independent Director 6.2a Reelect Marleen Willekens as For For Management Independent Director 6.2b Reelect Luc Plasman as Independent For For Management Non-Executive Director 6.2c Approve Remuneration of Marleen For For Management Willekens as Director 6.2d Approve Remuneration of Luc Plasman as For For Management Director 7.1 Approve Change-of-Control Clause Re: For For Management Credit Agreement with BNP Paribas Fortis NV/SA 7.2 Approve Change-of-Control Clause Re: For For Management Credit Agreement with BNP Paribas Fortis NV/SA, JP Morgan Securities PLC en ING Belgium NV/SA 7.3 Approve Change-of-Control Clause Re: For For Management Credit Agreement with KBC Bank NV/SA 7.4 Approve Change-of-Control Clause Re: For For Management Credit Agreement with BNP Paribas Niederlassing Deutschlannd 7.5 Approve Change-of-Control Clause Re: For For Management Credit Agreement with Societe Generale 8.1 Adopt Financial Statements of For For Management Residence de la Paix 8.2 Adopt Financial Statements of Verlien For For Management 8.3 Adopt Financial Statements of For For Management Buitenheide 9.1 Approve Discharge of Aedifica SA for For For Management Fulfillment of Board Mandate at Residence de la Paix 9.2 Approve Discharge of Stefaan Gielens For For Management for Fulfillment of Board Mandate at Residence de la Paix 9.3 Approve Discharge of Laurence Gacoin For For Management for Fulfillment of Board Mandate at Residence de la Paix 9.4 Approve Discharge of Charles-Antoine For For Management Van Aelst for Fulfillment of Board Mandate at Residence de la Paix 9.5 Approve Discharge of Sven Bogaerts for For For Management Fulfillment of Board Mandate at Residence de la Paix 9.6 Approve Discharge of Ingrid Daerden For For Management for Fulfillment of Board Mandate at Residence de la Paix 9.7 Approve Discharge of Aedifica SA for For For Management Fulfillment of Board Mandate at Verlien 9.8 Approve Discharge of Stefaan Gielens For For Management for Fulfillment of Board Mandate at Verlien 9.9 Approve Discharge of Laurence Gacoin For For Management for Fulfillment of Board Mandate at Verlien 9.10 Approve Discharge of Charles-Antoine For For Management Van Aelst for Fulfillment of Board Mandate at Verlien 9.11 Approve Discharge of Sven Bogaerts for For For Management Fulfillment of Board Mandate at Verlien 9.12 Approve Discharge of Ingrid Daerden For For Management for Fulfillment of Board Mandate at Verlien 9.13 Approve Discharge of Aedifica SA for For For Management Fulfillment of Board Mandate at Buitenheide 9.14 Approve Discharge of Stefaan Gielens For For Management for Fulfillment of Board Mandate at Buitenheide 9.15 Approve Discharge of Laurence Gacoin For For Management for Fulfillment of Board Mandate at Buitenheide 9.16 Approve Discharge of Charles-Antoine For For Management Van Aelst for Fulfillment of Board Mandate at Buitenheide 9.17 Approve Discharge of Sven Bogaerts for For For Management Fulfillment of Board Mandate at Buitenheide 9.18 Approve Discharge of Ingrid Daerden For For Management for Fulfillment of Board Mandate at Buitenheide 10.1 Approve Discharge of Ernst & Young as For For Management Auditor for Residence de la Paix 10.2 Approve Discharge of Ernst & Young as For For Management Auditor for Verlien 10.3 Approve Discharge of Ernst & Young as For For Management Auditor for Buitenheide 11 Authorize Implementation of Approved For For Management Resolutions, Coordination of Articles of Association, and Filing of Required Documents/Formalities at Trade Registry -------------------------------------------------------------------------------- AEON MALL CO., LTD. Ticker: 8905 Security ID: J10005106 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: FEB 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Iwamura, Yasutsugu For Abstain Management 1.2 Elect Director Chiba, Seiichi For Abstain Management 1.3 Elect Director Mishima, Akio For Abstain Management 1.4 Elect Director Fujiki, Mitsuhiro For Abstain Management 1.5 Elect Director Tamai, Mitsugu For Abstain Management 1.6 Elect Director Sato, Hisayuki For Abstain Management 1.7 Elect Director Okada, Motoya For Abstain Management 1.8 Elect Director Okamoto, Masahiko For Abstain Management 1.9 Elect Director Yokoyama, Hiroshi For Abstain Management 1.10 Elect Director Nakarai, Akiko For Abstain Management 1.11 Elect Director Hashimoto, Tatsuya For Abstain Management 1.12 Elect Director Kawabata, Masao For For Management 1.13 Elect Director Koshizuka, Kunihiro For For Management 1.14 Elect Director Yamashita, Yasuko For For Management 2 Appoint Statutory Auditor Nishimatsu, For For Management Masato -------------------------------------------------------------------------------- AEON REIT INVESTMENT CORP. Ticker: 3292 Security ID: J10006104 Meeting Date: OCT 17, 2019 Meeting Type: Special Record Date: JUL 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Executive Director Seki, Nobuaki For For Management 2.1 Elect Alternate Executive Director For For Management Arisaka, Tetsuya 2.2 Elect Alternate Executive Director For For Management Togawa, Akifumi 3.1 Elect Supervisory Director Abo, Chiyu For For Management 3.2 Elect Supervisory Director Seki, Yoko For For Management -------------------------------------------------------------------------------- AFI PROPERTIES LTD. Ticker: AFPR Security ID: M0203G105 Meeting Date: SEP 25, 2019 Meeting Type: Special Record Date: AUG 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amended Compensation Policy For For Management for the Directors and Officers of the Company 2 Issue Updated Indemnification For For Management Agreements to Directors/Officers 3 Amend Articles Re: Exemptions for For For Management Directors/Officers 4 Issue Exemption Agreements to For For Management Directors/Officers 5 Appoint Kost Forer Gabay & Kasierer For For Management instead of Somekh Chaikin as Auditors A Vote FOR if you are a controlling None Against Management shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager B1 If you are an Interest Holder as None Against Management defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. B2 If you are a Senior Officer as defined None Against Management in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. B3 If you are an Institutional Investor None For Management as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. -------------------------------------------------------------------------------- AFI PROPERTIES LTD. Ticker: AFPR Security ID: M0203G105 Meeting Date: FEB 04, 2020 Meeting Type: Annual/Special Record Date: JAN 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Discuss Financial Statements and the None None Management Report of the Board 2 Reelect Eitan Bar Zeev as Director For For Management 3 Reelect Zahi Nahmias as Director For For Management 4 Reelect Michal Kamir as Director For For Management 5 Reelect Lea Nass as External Director For For Management 6 Reelect Daniel Bernshtein as External For For Management Director 7 Reappoint Kost, Forer, Gabbay and For Against Management Kasierer as Auditors; Report on Fees Paid to the Auditor for 2018 A Vote FOR if you are a controlling None Against Management shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager B1 If you are an Interest Holder as None Against Management defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. B2 If you are a Senior Officer as defined None Against Management in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. B3 If you are an Institutional Investor None For Management as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. -------------------------------------------------------------------------------- AFI PROPERTIES LTD. Ticker: AFPR Security ID: M0203G105 Meeting Date: APR 26, 2020 Meeting Type: Special Record Date: MAR 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Compensation Policy for the For For Management Directors and Officers of the Company A Vote FOR if you are a controlling None Against Management shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager B1 If you are an Interest Holder as None Against Management defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. B2 If you are a Senior Officer as defined None Against Management in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. B3 If you are an Institutional Investor None For Management as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. -------------------------------------------------------------------------------- AFRICA ISRAEL PROPERTIES LTD. Ticker: AFPR Security ID: M0203G105 Meeting Date: JUL 01, 2019 Meeting Type: Special Record Date: JUN 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amended Compensation Policy For For Management for the Directors and Officers of the Company 2 Approve CEO Bonus Plan For For Management 3 Approve Grant of Options and RSU to CEO For Against Management 4 Change Company Name to "Effie Estates For For Management LTD." or Any Other Name That Will Be Approved A Vote FOR if you are a controlling None Against Management shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager B1 If you are an Interest Holder as None Against Management defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. B2 If you are a Senior Officer as defined None Against Management in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. B3 If you are an Institutional Investor None For Management as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. -------------------------------------------------------------------------------- AIMS APAC REIT Ticker: O5RU Security ID: Y0029Z136 Meeting Date: JUL 25, 2019 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and For For Management Directors' and Auditors' Reports 2 Approve KPMG LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 3 Approve Issuance of Equity or For For Management Equity-Linked Securities with or without Preemptive Rights -------------------------------------------------------------------------------- AIRPORT CITY LTD. Ticker: ARPT Security ID: M0367L106 Meeting Date: OCT 03, 2019 Meeting Type: Special Record Date: SEP 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Discuss Financial Statements and the None None Management Report of the Board 2 Reappoint Somekh-Chaikin as Auditors For Against Management and Authorize Board to Fix Their Remuneration 3 Reelect Haim Tsuff as Director For For Management 4 Reelect Eitan Voloch as Director For For Management 5 Reelect Itamar Volkov as Director and For For Management Approve His Remuneration 6 Approve Compensation Policy for the For For Management Directors and Officers of the Company 7 Approve Amended Management Services For For Management Agreement with Haim Tsuff, Active Chairman A Vote FOR if you are a controlling None Against Management shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager B1 If you are an Interest Holder as None Against Management defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. B2 If you are a Senior Officer as defined None Against Management in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. B3 If you are an Institutional Investor None For Management as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. -------------------------------------------------------------------------------- AIRPORT CITY LTD. Ticker: ARPT Security ID: M0367L106 Meeting Date: MAY 27, 2020 Meeting Type: Annual/Special Record Date: APR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Discuss Financial Statements and the None None Management Report of the Board 2 Reappoint Somekh-Chaikin as Auditors For Against Management and Authorize Board to Fix Their Remuneration 3 Reelect Haim Tsuff as Director For For Management 4 Reelect Eitan Voloch as Director For For Management 5 Reelect Itamar Volkov as Director and For For Management Approve Director's Remuneration 6 Elect Boaz Mordechai Simmons as For For Management Director 7 Amend Articles Re: Number of Directors For For Management A Vote FOR if you are a controlling None Against Management shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager B1 If you are an Interest Holder as None Against Management defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. B2 If you are a Senior Officer as defined None Against Management in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. B3 If you are an Institutional Investor None For Management as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. -------------------------------------------------------------------------------- AKIS GAYRIMENKUL YATIRIM ORTAKLIGI AS Ticker: AKSGY Security ID: M0371U100 Meeting Date: APR 02, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting and Elect Presiding For For Management Council of Meeting 2 Accept Board Report For For Management 3 Accept Audit Report For For Management 4 Accept Financial Statements For For Management 5 Approve Discharge of Board For For Management 6 Approve Allocation of Income For For Management 7 Approve Director Remuneration For Against Management 8 Ratify External Auditors For For Management 9 Receive Information in Accordance to None None Management Article 1.3.6 of Capital Market Board Corporate Governance Principles 10 Grant Permission for Board Members to For For Management Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose 11 Receive Information on Share None None Management Repurchases Made in 2019 12 Receive Information on Donations Made None None Management in 2019 13 Receive Information on Guarantees, None None Management Pledges and Mortgages Provided to Third Parties 14 Receive Information in Accordance to None None Management Article 37 of Communique on Principles Regarding Real Estate Investment Trusts 15 Receive Information in Accordance to None None Management Article 28 of Communique on Principles Regarding Real Estate Investment Trusts 16 Amend Company Articles For Against Management -------------------------------------------------------------------------------- ALE PROPERTY GROUP Ticker: LEP Security ID: Q01793100 Meeting Date: OCT 29, 2019 Meeting Type: Annual Record Date: OCT 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Robert Mactier as Director For For Management 2 Elect Bernard Stanton as Director For For Management 3 Approve Remuneration Report For For Management 4 Approve Grant of Rights to Andrew For For Management Wilkinson 5 Approve the Increase in Maximum For For Management Aggregate Remuneration of Non-Executive Directors -------------------------------------------------------------------------------- ALIANSCE SHOPPING CENTERS SA Ticker: ALSO3 Security ID: P0R623102 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2019 2 Approve Allocation of Income For For Management 3 Fix Number of Directors at Seven For For Management 4 Do You Wish to Adopt Cumulative Voting None Abstain Management for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 5 Elect Directors For Against Management 6 In Case There is Any Change to the None Against Management Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate? 7 In Case Cumulative Voting Is Adopted, None Abstain Management Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? 8.1 Percentage of Votes to Be Assigned - None Abstain Management Elect Renato Feitosa Rique as Director 8.2 Percentage of Votes to Be Assigned - None Abstain Management Elect Peter Ballon as Director 8.3 Percentage of Votes to Be Assigned - None Abstain Management Elect Marcela Drigo as Director 8.4 Percentage of Votes to Be Assigned - None Abstain Management Elect Fernando Maria Guedes Machado Antunes de Oliveira as Director 8.5 Percentage of Votes to Be Assigned - None Abstain Management Elect Volker Kraft as Director 8.6 Percentage of Votes to Be Assigned - None Abstain Management Elect Luiz Alves Paes de Barros as Independent Director and Alexandre Silveira Dias as Alternate 8.7 Percentage of Votes to Be Assigned - None Abstain Management Elect German Pasquale Quiroga Vilardo as Independent Director 9 As an Ordinary Shareholder, Would You None For Management like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 10 Approve Remuneration of Company's For Against Management Management 11 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? 12 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- ALIANSCE SHOPPING CENTERS SA Ticker: ALSO3 Security ID: P0R623102 Meeting Date: APR 30, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Article 16 Re: Board Term For For Management -------------------------------------------------------------------------------- ALIANSCE SHOPPING CENTERS SA Ticker: ALSO3 Security ID: P0R623102 Meeting Date: APR 30, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Re-Ratify Remuneration of Company's For For Management Management for 2019 2 Designate Valor Economico as Newspaper For For Management to Publish Company Announcements 3 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- ALIANSCE SHOPPING CENTERS SA Ticker: ALSO3 Security ID: P0R623102 Meeting Date: APR 30, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Stock Option and Share Based For Against Management Incentive Plan -------------------------------------------------------------------------------- ALLIED PROPERTIES REAL ESTATE INVESTMENT TRUST Ticker: AP.UN Security ID: 019456102 Meeting Date: MAY 19, 2020 Meeting Type: Annual/Special Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Trustee Gerald R. Connor For For Management 1.2 Elect Trustee Lois Cormack For For Management 1.3 Elect Trustee Gordon R. Cunningham For For Management 1.4 Elect Trustee Michael R. Emory For For Management 1.5 Elect Trustee James Griffiths For For Management 1.6 Elect Trustee Margaret T. Nelligan For For Management 1.7 Elect Trustee Stephen L. Sender For For Management 1.8 Elect Trustee Peter Sharpe For For Management 2 Approve Deloitte LLP as Auditors and For For Management Authorize Trustees to Fix Their Remuneration 3 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- ALLREAL HOLDING AG Ticker: ALLN Security ID: H0151D100 Meeting Date: APR 24, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2.1 Approve Allocation of Income and For For Management Ordinary Dividends of CHF 3.50 per Share 2.2 Approve Dividends of CHF 3.25 per For For Management Share from Capital Contribution Reserves 3 Approve Discharge of Board and Senior For For Management Management 4.1.1 Reelect Ralph-Thomas Honegger as For For Management Director and Board Chairman 4.1.2 Reelect Philipp Gmuer as Director For Against Management 4.1.3 Reelect Andrea Sieber as Director For Against Management 4.1.4 Reelect Peter Spuhler as Director For Against Management 4.1.5 Reelect Olivier Steimer as Director For For Management 4.1.6 Reelect Thomas Stenz as Director For For Management 4.1.7 Reelect Juerg Stoeckli as Director For For Management 4.2.1 Reappoint Philipp Gmuer as Member of For Against Management the Nomination and Compensation Committee 4.2.2 Reappoint Andrea Sieber as Member of For Against Management the Nomination and Compensation Committee 4.2.3 Reappoint Peter Spuhler as Member of For Against Management the Nomination and Compensation Committee 4.3 Designate Andre Weber as Independent For For Management Proxy 4.4 Ratify Ernst & Young AG as Auditors For For Management 5.1 Approve Remuneration Report For Against Management 5.2 Approve Fixed Remuneration of For For Management Directors in the Amount of CHF 700,000 5.3 Approve Fixed Remuneration of For For Management Executive Committee in the Amount of CHF 2.25 Million 5.4 Approve Variable Remuneration of For For Management Executive Committee in the Amount of CHF 1 Million 6.1 Approve Creation of CHF 1 Million Pool For Against Management of Authorized Capital without Preemptive Rights 6.2 Amend Articles Re: Conditional Capital For For Management 6.3 Amend Articles Re: Remuneration of the For For Management Board of Directors and Executive Committee 7 Transact Other Business (Voting) For Against Management -------------------------------------------------------------------------------- ALONY HETZ PROPERTIES & INVESTMENTS LTD. Ticker: ALHE Security ID: M0867F104 Meeting Date: DEC 26, 2019 Meeting Type: Annual Record Date: NOV 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Discuss Financial Statements and the None None Management Report of the Board 2 Reappoint Brightman Almagor Zohar as For Against Management Auditors and Report on Fees Paid to the Auditor 3.1 Reelect Aviram Wertheim as Director For For Management 3.2 Reelect Zvi Nathan Hetz Haitchook as For For Management Director 3.3 Reelect Adva Sharvit as Director For For Management 3.4 Reelect Gittit Guberman as Director For For Management 3.5 Reelect Amos Yadlin as Director For For Management A Vote FOR if you are a controlling None Against Management shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager B1 If you are an Interest Holder as None Against Management defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. B2 If you are a Senior Officer as defined None Against Management in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. B3 If you are an Institutional Investor None For Management as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. -------------------------------------------------------------------------------- ALROV PROPERTIES & LODGINGS LTD. Ticker: ALRPR Security ID: M39713108 Meeting Date: JUL 09, 2019 Meeting Type: Special Record Date: JUN 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Management Services Agreement For For Management with Alfred Akirov, Chairman A Vote FOR if you are a controlling None Against Management shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager B1 If you are an Interest Holder as None Against Management defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. B2 If you are a Senior Officer as defined None Against Management in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. B3 If you are an Institutional Investor None For Management as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. B4 If you do not fall under any of the None Against Management categories mentioned under items B1 through B3, vote FOR. Otherwise, vote against. -------------------------------------------------------------------------------- ALROV PROPERTIES & LODGINGS LTD. Ticker: ALRPR Security ID: M39713108 Meeting Date: DEC 02, 2019 Meeting Type: Annual/Special Record Date: OCT 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Reappoint Somekh Chaikin & Co. as For For Management Auditors and Authorize Board to Fix Their Remuneration 2.1 Reelect Alfred Akirov as Director For For Management 2.2 Reelect Anath Lavin as Director For Against Management 2.3 Reelect Eitan Raff as Director For For Management 2.4 Reelect Shmuel Hauser as Director For For Management 3 Approve Amended Compensation Policy For Against Management for the Directors and Officers of the Company 4 Approve Employment Terms and Extension For For Management of Management Service Agreement with Georgi Akirov, Hotels Activities Manager 5 Discuss Financial Statements and the None None Management Report of the Board A Vote FOR if you are a controlling None Against Management shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager B1 If you are an Interest Holder as None Against Management defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. B2 If you are a Senior Officer as defined None Against Management in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. B3 If you are an Institutional Investor None For Management as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. -------------------------------------------------------------------------------- ALTAREA SCA Ticker: ALTA Security ID: F0261X121 Meeting Date: JUN 30, 2020 Meeting Type: Annual/Special Record Date: JUN 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 9 per Share 4 Approve Stock Dividend Program For For Management 5 Approve Remuneration Policy of For For Management Corporate Officers 6 Approve Compensation Report of For For Management Corporate Officers 7 Approve Compensation of Manager For Against Management 8 Approve Compensation of Chairman of For For Management the Supervisory Board 9 Approve Auditors' Special Report on For For Management Related-Party Transactions 10 Ratify Appointment of Alta Patrimoine For Against Management as Supervisory Board Member 11 Authorize Repurchase of Up to 10 For Against Management Percent of Issued Share Capital 12 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 13 Authorize Issuance of Equity or For Against Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 95 Million 14 Authorize Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 95 Million 15 Approve Issuance of Equity or For Against Management Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 95 Million 16 Authorize Board to Set Issue Price for For Against Management 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights 17 Authorize Board to Increase Capital in For Against Management the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above 18 Authorize Capital Increase of up to 10 For Against Management Percent of Issued Capital for Contributions in Kind 19 Approve Issuance of Equity or For Against Management Equity-Linked Securities Reserved for Specific Beneficiaries, up to Aggregate Nominal Amount of EUR 20 Million 20 Authorize Capital Increase of Up to For Against Management EUR 95 Million for Future Exchange Offers 21 Set Total Limit for Capital Increase For For Management to Result from Issuance Requests Under Items 13-15, 17-20, 23-25, 26-27 at EUR 95 Million 22 Authorize Capitalization of Reserves For Against Management of Up to EUR 95 Million for Bonus Issue or Increase in Par Value 23 Authorize Capital Issuances for Use in For Against Management Employee Stock Purchase Plans 24 Authorize up to 600,000 Shares for Use For Against Management in Restricted Stock Plans 25 Authorize up 350,000 Shares for Use in For Against Management Stock Option Plans 26 Authorize Issuance of Warrants (BSA) For Against Management up to EUR 10 Million without Preemptive Rights 27 Amend Article 14 of Bylaws Re: Manager For For Management Remuneration 28 Amend Article 17 of Bylaws Re: For For Management Supervisory Board Powers 29 Amend Article 18 of Bylaws Re: For For Management Committees 30 Amend Article 19 of Bylaws Re: For For Management Supervisory Board Remuneration 31 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- ALTUS GROUP LIMITED Ticker: AIF Security ID: 02215R107 Meeting Date: MAY 06, 2020 Meeting Type: Annual/Special Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Angela L. Brown For For Management 1b Elect Director Robert G. Courteau For For Management 1c Elect Director Colin Dyer For For Management 1d Elect Director Anthony Gaffney For For Management 1e Elect Director Anthony Long For For Management 1f Elect Director Diane MacDiarmid For For Management 1g Elect Director Raymond C. Mikulich For For Management 1h Elect Director Janet P. Woodruff For For Management 2 Approve Ernst & Young LLP as Auditors For For Management and Authorize Board to Fix Their Remuneration 3 Amend Long-Term Incentive Plan For For Management 4 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- AMERICAN HOTEL INCOME PROPERTIES REIT LP Ticker: HOT.UN Security ID: 026695106 Meeting Date: JUN 17, 2020 Meeting Type: Annual/Special Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director W. Michael Murphy For For Management 1.2 Elect Director Charles van der Lee For For Management 1.3 Elect Director Stephen J. Evans For For Management 1.4 Elect Director Richard Frank For For Management 1.5 Elect Director Tamara L. Lawson For For Management 1.6 Elect Director Robert F. O'Neill For For Management 2 Approve KPMG LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 3 Amend Limited Partnership Agreement For For Management 4 Other Business For Against Management -------------------------------------------------------------------------------- AMOT INVESTMENTS LTD. Ticker: AMOT Security ID: M1035R103 Meeting Date: JAN 20, 2020 Meeting Type: Annual/Special Record Date: DEC 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Discuss Financial Statements and the None None Management Report of the Board 2 Reappoint Brightman Almagor Zohar & Co For For Management as Auditors and Report on Fees Paid to the Auditor 3.1 Reelect Nathan Hetz as Director For For Management 3.2 Reelect Aviram Wertheim as Director For For Management 3.3 Reelect Moti Barzili as Director For For Management 3.4 Reelect Amir Amar as Director For For Management 3.5 Reelect Eyal Gabbai as Director For For Management 3.6 Reelect Yechiel Gutman as Director For For Management 3.7 Reelect Yael Andorn Karni as Director For For Management 4 Approve Compensation Policy for the For For Management Directors and Officers of the Company A Vote FOR if you are a controlling None Against Management shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager B1 If you are an Interest Holder as None Against Management defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. B2 If you are a Senior Officer as defined None Against Management in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. B3 If you are an Institutional Investor None For Management as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. -------------------------------------------------------------------------------- ARA LOGOS LOGISTICS TRUST Ticker: K2LU Security ID: Y1072M105 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Trustee's Report, Statement by For For Management the Manager, Audited Financial Statements and Auditors' Report 2 Approve KPMG LLP as Auditors and For For Management Authorize Manager to Fix Their Remuneration 3 Approve Issuance of Equity or For For Management Equity-Linked Securities with or without Preemptive Rights -------------------------------------------------------------------------------- ARAB CO. FOR ASSET MANAGEMENT & DEVELOPMENT Ticker: ACAMD Security ID: M1R64R108 Meeting Date: SEP 21, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Article 43 of Bylaws Re: Annual For Did Not Vote Management General Assembly Agenda 2 Amend Article 46 of Bylaws Re: Annual For Did Not Vote Management General Assembly Quorum -------------------------------------------------------------------------------- ARAB CO. FOR ASSET MANAGEMENT & DEVELOPMENT Ticker: ACAMD Security ID: M1R64R108 Meeting Date: NOV 10, 2019 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For Did Not Vote Management Operations for FY 2019 2 Approve Auditors' Report on Company For Did Not Vote Management Financial Statements for FY 2019 3 Accept Financial Statements and For Did Not Vote Management Statutory Reports for FY 2019 4 Approve Dividends for FY 2019 For Did Not Vote Management 5 Approve Discharge of Chairman and For Did Not Vote Management Directors for FY 2019 6 Elect Directors (Bundled) For Did Not Vote Management -------------------------------------------------------------------------------- ARAD INVESTMENT & INDUSTRIAL DEVELOPMENT LTD. Ticker: ARAD Security ID: M1481V103 Meeting Date: JAN 13, 2020 Meeting Type: Annual/Special Record Date: DEC 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Discuss Financial Statements and the None None Management Report of the Board 2 Reappoint Kost, Forer, Gabbay & For Against Management Kasierer as Auditors 2.1 Reelect Shlomo Eisenberg as Director For For Management 2.2 Reelect Tamar Gottlieb as Director For For Management 2.3 Reelect Itzhak Halamish as Director For For Management 3 Elect Raphael Aaron Rechnitzer as For For Management Director 4 Elect Shimon Hybloom as External For For Management Director 5 Elect Yaacov Friedgoot as External For For Management Director 6 Approve Amended Compensation Policy For For Management for the Directors and Officers of the Company A Vote FOR if you are a controlling None Against Management shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager B1 If you are an Interest Holder as None Against Management defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. B2 If you are a Senior Officer as defined None Against Management in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. B3 If you are an Institutional Investor None For Management as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. -------------------------------------------------------------------------------- ARENA REIT Ticker: ARF Security ID: Q0457C152 Meeting Date: NOV 22, 2019 Meeting Type: Annual/Special Record Date: NOV 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Remuneration Report For For Management 2 Elect Rosemary Hartnett as Director For For Management 3 Elect Simon Parsons as Director For For Management 4 Ratify Past Issuance of Securities to For For Management Existing and New Institutional Investors 5 Approve Grant of Deferred STI Rights For For Management to Rob de Vos 6 Approve Grant LTI Performance Rights For For Management to Rob de Vos 7 Approve Grant of Deferred STI Rights For For Management to Gareth Winter 8 Approve Grant of LTI Performance For For Management Rights to Gareth Winter -------------------------------------------------------------------------------- ARGOSY PROPERTY LIMITED Ticker: ARG Security ID: Q05262102 Meeting Date: AUG 08, 2019 Meeting Type: Annual Record Date: AUG 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Michael Smith as Director For For Management 2 Elect Peter Brook as Director For For Management 3 Elect Stuart McLauchlan as Director For For Management 4 Elect Chris Gudgeon as Director For For Management 5 Elect Mike Pohio as Director For For Management 6 Approve the Increase in Maximum For For Management Aggregate Remuneration of Non-Executive Directors 7 Approve Amendments to the Constitution For For Management 8 Authorize Board to Fix Remuneration of For For Management the Auditors -------------------------------------------------------------------------------- AROUNDTOWN SA Ticker: AT1 Security ID: L0269F109 Meeting Date: DEC 16, 2019 Meeting Type: Special Record Date: DEC 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Ran Laufer as Director For For Management 2 Elect Simone Runge-Brandner as Director For For Management 3 Reelect Jelena Afxentiou as Director For For Management 4 Reelect Oschrie Massatschi as Director For For Management 5 Reelect Frank Roseen as Director For For Management 6 Reelect Markus Leininger as Director For For Management 7 Reelect Markus Kreuter as Director For For Management -------------------------------------------------------------------------------- AROUNDTOWN SA Ticker: AT1 Security ID: L0269F109 Meeting Date: DEC 16, 2019 Meeting Type: Special Record Date: DEC 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights and Amend Articles of Association -------------------------------------------------------------------------------- AROUNDTOWN SA Ticker: AT1 Security ID: L0269F109 Meeting Date: MAY 06, 2020 Meeting Type: Special Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Repurchase of Up to 20 For Against Management Percent of Issued Share Capital -------------------------------------------------------------------------------- AROUNDTOWN SA Ticker: AT1 Security ID: L0269F109 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: JUN 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Special Board Report Re: None None Management Statutory Financial Statements and Consolidated Financial Statements 2 Receive Special Auditor Report Re: None None Management Statutory Financial Statements and Consolidated Financial Statements 3 Approve Financial Statements For For Management 4 Approve Consolidated Financial For For Management Statements 5 Approve Allocation of Income For For Management 6 Approve Discharge of Directors For For Management 7 Renew Appointment of KPMG Luxembourg For For Management as Auditor 8 Approve Remuneration Report For Against Management 9 Approve Remuneration Policy For Against Management -------------------------------------------------------------------------------- ASCENCIO SCA Ticker: ASC Security ID: B0449N106 Meeting Date: OCT 17, 2019 Meeting Type: Special Record Date: OCT 03, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Receive Special Board Report Re: None None Management Renewal of the Authorized Capital 1.2 Authorize Board to Issue Shares in the For Against Management Event of a Public Tender Offer or Share Exchange Offer and Renew Authorization to Increase Share Capital within the Framework of Authorized Capital 1.3 Amend Article 8 to Reflect Changes in For Against Management Capital 2.1 Authorize Board to Repurchase Shares For Against Management in the Event of a Serious and Imminent Harm and Under Normal Conditions 2.2 Amend Article 13 to Reflect Changes in For Against Management Capital 3 Amend Articles of Association For For Management 4 Authorize Implementation of Approved For For Management Resolutions and Filing of Required Documents/Formalities at Trade Registry -------------------------------------------------------------------------------- ASCENCIO SCA Ticker: ASC Security ID: B0449N106 Meeting Date: JAN 31, 2020 Meeting Type: Annual Record Date: JAN 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Receive Directors' Reports (Non-Voting) None None Management 1.2 Receive Auditors' Reports (Non-Voting) None None Management 1.3 Receive Consolidated Financial None None Management Statements and Statutory Reports (Non-Voting) 1.4 Approve Financial Statements, For For Management Allocation of Income, and Dividends of EUR 3.50 per Share 1.5 Approve Discharge of Directors For For Management 1.6 Approve Discharge of Auditors For For Management 1.7 Approve Remuneration Report For For Management 2 Ratify Deloitte as Auditors For For Management 3.1 Adopt Financial Statements of Etudibel For For Management 3.2 Approve Discharge of Directors of For For Management Etudibel 3.3 Approve Discharge of Auditors of For For Management Etudibel 4 Authorize Implementation of Approved For For Management Resolutions and Filing of Required Documents/Formalities at Trade Registry 5 Transact Other Business None None Management -------------------------------------------------------------------------------- ASCENDAS HOSPITALITY TRUST Ticker: Q1P Security ID: Y02074105 Meeting Date: JUL 10, 2019 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Report of A-HBT Trustee-Manager, For For Management Statement by CEO of Trustee-Manager, Report of A-HREIT Trustee, Report of A-HREIT Manager, Audited Financial Statements of A-HBT, A-HREIT and A-HTRUST, and Auditors' Report 2 Approve Ernst & Young LLP as Auditors For For Management and Authorize Trustee-Manager and REIT Manager to Fix Their Remuneration 3 Approve Issuance of Equity or For For Management Equity-Linked Securities with or without Preemptive Rights 4 Approve A-HBT Trust Deed Supplement For For Management 5 Approve A-HREIT Trust Deed Supplement For For Management 6 Approve A-HREIT Trust Deed For For Management Communications Supplement, A-HBT Trust Deed Communications Supplement and Stapling Deed Communications Supplement -------------------------------------------------------------------------------- ASCENDAS HOSPITALITY TRUST Ticker: Q1P Security ID: Y02074105 Meeting Date: OCT 21, 2019 Meeting Type: Court Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve A-HTRUST Scheme For For Management -------------------------------------------------------------------------------- ASCENDAS HOSPITALITY TRUST Ticker: Q1P Security ID: Y02074105 Meeting Date: OCT 21, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve A-HTRUST Trust Deeds Amendments For For Management -------------------------------------------------------------------------------- ASCENDAS INDIA TRUST Ticker: CY6U Security ID: Y0259C104 Meeting Date: JUL 08, 2019 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Statement by the For For Management Trustee-Manager, Audited Financial Statements and Auditor's Report 2 Approve Ernst & Young LLP as Auditors For For Management and Authorize Directors of the Trustee-Manager to Fix Their Remuneration 3 Approve Issuance of Equity or For For Management Equity-Linked Securities with or without Preemptive Rights 4 Amend Trust Deed For For Management 5 Amend Trust Deed to Include Provisions For For Management Regarding Electronic Communications of Notices and Documents to Unitholders -------------------------------------------------------------------------------- ASCENDAS INDIA TRUST Ticker: CY6U Security ID: Y0259C104 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Statement of the For For Management Trustee-Manager, and Audited Financial Statements and Auditors' Report 2 Approve Ernst & Young LLP as Auditors For For Management and Authorize Directors to Fix Their Remuneration 3 Approve Issuance of Equity or For For Management Equity-Linked Securities with or without Preemptive Rights -------------------------------------------------------------------------------- ASCENDAS REAL ESTATE INVESTMENT TRUST Ticker: A17U Security ID: Y0205X103 Meeting Date: JUL 09, 2019 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Report of the Trustee, Statement For For Management by the Manager, Audited Financial Statements and Auditors' Report 2 Approve Ernst & Young LLP as Auditors For For Management and Authorize Manager to Fix Their Remuneration 3 Approve Issuance of Equity or For For Management Equity-Linked Securities with or without Preemptive Rights 4 Authorize Unit Repurchase Program For For Management -------------------------------------------------------------------------------- ASCENDAS REAL ESTATE INVESTMENT TRUST Ticker: A17U Security ID: Y0205X103 Meeting Date: NOV 27, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acquisitions of a Portfolio of For For Management United States Properties and Two Singapore Properties as Interested Person Transactions -------------------------------------------------------------------------------- ASCENDAS REAL ESTATE INVESTMENT TRUST Ticker: A17U Security ID: Y0205X103 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Report of the Trustee, Statement For For Management by the Manager, Audited Financial Statements and Auditors' Report 2 Approve Ernst & Young LLP as Auditors For For Management and Authorize Manager to Fix Their Remuneration 3 Approve Issuance of Equity or For For Management Equity-Linked Securities with or without Preemptive Rights 4 Authorize Unit Repurchase Program For For Management -------------------------------------------------------------------------------- ASCOTT RESIDENCE TRUST Ticker: A68U Security ID: Y0261Y102 Meeting Date: OCT 21, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Ascott Reit Scheme Amendments For For Management 2 Approve Ascott Reit Acquisition For For Management 3 Approve Issuance of Consideration Units For For Management 4 Approve Issuance of Equity or For For Management Equity-Linked Securities with or without Preemptive Rights 5 Amend Unit Issue Price For For Management -------------------------------------------------------------------------------- ASCOTT RESIDENCE TRUST Ticker: A68U Security ID: Y0261Y102 Meeting Date: OCT 21, 2019 Meeting Type: Court Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Ascott Reit Scheme For For Management -------------------------------------------------------------------------------- ASCOTT RESIDENCE TRUST Ticker: HMN Security ID: Y0261Y177 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Report of the Trustee, Reports For For Management of the Manager and Trustee-Manager, Statement by the CEO of the Trustee-Manager, Audited Financial Statements and Auditors' Report 2 Approve KPMG LLP as Auditors and For For Management Authorize Manager to Fix Their Remuneration 3 Approve Issuance of Equity or For For Management Equity-Linked Securities with or without Preemptive Rights 4 Authorize Share Repurchase Program For For Management -------------------------------------------------------------------------------- ASHTROM PROPERTIES LTD. Ticker: ASPR Security ID: M1504E104 Meeting Date: DEC 25, 2019 Meeting Type: Annual/Special Record Date: NOV 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Discuss Financial Statements and the None None Management Report of the Board 2 Reelect Avraham Nussbaum as Director For For Management 3 Reelect Gil Gueron as Director For For Management 4 Reelect Yaron Meshorer as Director For For Management 5 Reelect Alexander Lifshitz as Director For For Management 6 Reelect Dalia Shasho as Director For For Management 7 Reelect Itzhak Ravid as Director For For Management 8 Reelect Zvi Sobel as Director For For Management 9 Reappoint Kost Forer Gabbay & Kasierer For Against Management as Auditors and Authorize Board to Fix Their Remuneration A Vote FOR if you are a controlling None Against Management shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager B1 If you are an Interest Holder as None Against Management defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. B2 If you are a Senior Officer as defined None Against Management in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. B3 If you are an Institutional Investor None For Management as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. -------------------------------------------------------------------------------- ASHTROM PROPERTIES LTD. Ticker: ASPR Security ID: M1504E104 Meeting Date: APR 19, 2020 Meeting Type: Special Record Date: MAR 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amended Compensation Policy For For Management for the Directors and Officers of the Company 2 Reelect Menachem Brener as External For For Management Director 3 Issue Updated Indemnification For For Management Agreements to Menachem Brener, External Director 4 Issue Updated Exemption Agreements to For For Management Menachem Brener, External Director 5 Issue Updated Exemption Agreements to For For Management Directors/Officers Who Are Not Controllers or Affiliated Relatives 6 Issue Updated Exemption Agreements to For For Management Directors/Officers Who Are Controllers or Affiliated Relatives 7 Issue Updated Exemption Agreements to For For Management CEO A Vote FOR if you are a controlling None Against Management shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager B1 If you are an Interest Holder as None Against Management defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. B2 If you are a Senior Officer as defined None Against Management in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. B3 If you are an Institutional Investor None For Management as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. -------------------------------------------------------------------------------- ASIA STANDARD INTERNATIONAL GROUP LIMITED Ticker: 129 Security ID: G0533U235 Meeting Date: AUG 30, 2019 Meeting Type: Annual Record Date: AUG 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3A Elect Lun Pui Kan as Director For Against Management 3B Elect Leung Wai Keung as Director For For Management 3C Elect Poon Jing as Director For For Management 3D Authorize Board to Fix Remuneration of For For Management Directors 4 Approve PricewaterhouseCoopers as For For Management Auditors and Authorize Board to Fix Their Remuneration 5A Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 5B Authorize Repurchase of Issued Share For For Management Capital 5C Authorize Reissuance of Repurchased For Against Management Shares 6A Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights by Asia Standard Hotel Group Limited 6B Authorize Reissuance of Repurchased For Against Management Shares by Asia Standard Hotel Group Limited -------------------------------------------------------------------------------- ASSURA PLC Ticker: AGR Security ID: G2386T109 Meeting Date: JUL 02, 2019 Meeting Type: Annual Record Date: JUN 28, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Policy For For Management 3 Approve Remuneration Report For For Management 4 Reappoint Deloitte LLP as Auditors For For Management 5 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 6 Re-elect Ed Smith as Director For For Management 7 Elect Louise Fowler as Director For For Management 8 Re-elect Jonathan Murphy as Director For For Management 9 Re-elect Jenefer Greenwood as Director For For Management 10 Re-elect Jayne Cottam as Director For For Management 11 Re-elect Jonathan Davies as Director For For Management 12 Authorise Issue of Equity For For Management 13 Authorise Issue of Equity without For For Management Pre-emptive Rights 14 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 15 Authorise Market Purchase of Ordinary For For Management Shares 16 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- ATAL SA (POLAND) Ticker: 1AT Security ID: X025A5108 Meeting Date: AUG 20, 2019 Meeting Type: Special Record Date: AUG 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Meeting Chairman For For Management 3 Acknowledge Proper Convening of Meeting None None Management 4 Elect Members of Vote Counting For For Management Commission 5 Approve Agenda of Meeting For For Management 6 Elect Mateusz Juroszek as Supervisory For For Management Board Member 7 Close Meeting None None Management -------------------------------------------------------------------------------- ATAL SA (POLAND) Ticker: 1AT Security ID: X025A5108 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: MAY 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Meeting Chairman For For Management 3 Acknowledge Proper Convening of Meeting None None Management 4 Elect Members of Vote Counting For For Management Commission 5 Approve Agenda of Meeting For For Management 6 Receive Financial Statements None None Management 7 Receive Management Board Report on None None Management Company's and Group's Operations 8 Receive Consolidated Financial None None Management Statements 9 Receive Supervisory Board Report None None Management 10 Approve Financial Statements For For Management 11 Approve Management Board Report on For For Management Company's and Group's Operations 12 Approve Consolidated Financial For For Management Statements 13 Approve Allocation of Income and For For Management Omission of Dividends 14.1 Approve Discharge of Zbigniew Juroszek For For Management (CEO) 14.2 Approve Discharge of Mateusz Juroszek For For Management (Deputy CEO) 14.3 Approve Discharge of Mateusz For For Management Bromboszcz (Deputy CEO) 15.1 Approve Discharge of Grzegorz For For Management Minczanowski (Supervisory Board Chairman) 15.2 Approve Discharge of Krzysztof Ciolek For For Management (Supervisory Board Deputy Chairman) 15.3 Approve Discharge of Piotr Gawlowski For For Management (Supervisory Board Member) 15.4 Approve Discharge of Wieslaw Smaza For For Management (Supervisory Board Member) 15.5 Approve Discharge of Elzbieta Spyra For For Management (Supervisory Board Member) 15.6 Approve Discharge of Mateusz Juroszek For For Management (Supervisory Board Chairman) 16 Recall Mateusz Juroszek as Supervisory For For Management Board Member 17 Fix Number of Supervisory Board For For Management Members at Five 18.1 Elect Mateusz Juroszek as Supervisory For For Management Board Member 18.2 Elect Krzysztof Ciolek as Supervisory For For Management Board Member 18.3 Elect Elzbieta Spyra as Supervisory For For Management Board Member 18.4 Elect Wieslaw Smaza as Supervisory For Against Management Board Member 18.5 Elect Dawid Prysak as Supervisory For For Management Board Member 19 Approve Remuneration Policy For Against Management 20 Amend Statute Re: Management Board For Against Management Authorization to Increase Share Capital within Limits of Target Capital with Possible Exclusion of Preemptive Rights 21 Approve Consolidated Text of Statute For Against Management 22 Close Meeting None None Management -------------------------------------------------------------------------------- ATRIUM EUROPEAN REAL ESTATE LTD. Ticker: ATRS Security ID: G0621C113 Meeting Date: JUL 24, 2019 Meeting Type: Annual Record Date: JUL 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Re-elect Chaim Katzman as Director For Abstain Management 3 Re-elect Michael Errichetti as Director For Against Management 4 Re-elect Neil Flanzraich as Director For Against Management 5 Re-elect Simon Radford as Director For Against Management 6 Re-elect Andrew Wignall as Director For Against Management 7 Re-elect Lucy Lilley as Director For Against Management 8 Ratify PricewaterhouseCoopers CI LLP For For Management as Auditors 9 Authorise Board to Fix Remuneration of For For Management Auditors 10 Authorise Market Purchase of Ordinary For For Management Shares 11 Authorise Issue of Shares and For For Management Convertible Securities -------------------------------------------------------------------------------- ATRIUM EUROPEAN REAL ESTATE LTD. Ticker: ATRS Security ID: G0621C113 Meeting Date: OCT 25, 2019 Meeting Type: Court Record Date: OCT 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Scheme of Arrangement For Against Management -------------------------------------------------------------------------------- ATRIUM EUROPEAN REAL ESTATE LTD. Ticker: ATRS Security ID: G0621C113 Meeting Date: OCT 25, 2019 Meeting Type: Special Record Date: OCT 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Cash Acquisition of Atrium For Against Management European Real Estate Ltd by Nb (2019) BV -------------------------------------------------------------------------------- ATRIUM EUROPEAN REAL ESTATE LTD. Ticker: ATRS Security ID: G0621C113 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: APR 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Re-elect Chaim Katzman as Director For Abstain Management 3 Re-elect Neil Flanzraich as Director For Against Management 4 Re-elect Andrew Wignall as Director For Against Management 5 Re-elect Lucy Lilley as Director For Against Management 6 Elect David Fox as Director For For Management 7 Ratify PricewaterhouseCoopers CI LLP For For Management as Auditors 8 Authorise Board to Fix Remuneration of For For Management Auditors 9 Authorise Market Purchase of Ordinary For For Management Shares 10 Authorise Issue of Shares and For For Management Convertible Securities 11 Adopt New Articles of Association For For Management -------------------------------------------------------------------------------- ATRIUM EUROPEAN REAL ESTATE LTD. Ticker: ATRS Security ID: G0621C113 Meeting Date: JUN 15, 2020 Meeting Type: Special Record Date: JUN 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt the Amended Articles of For For Management Association 2 Approve Scrip Dividend Scheme For For Management -------------------------------------------------------------------------------- ATRIUM LJUNGBERG AB Ticker: ATRLJ.B Security ID: W1R95C111 Meeting Date: MAR 25, 2020 Meeting Type: Annual Record Date: MAR 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Chairman of Meeting For Did Not Vote Management 2 Approve Agenda of Meeting For Did Not Vote Management 3 Prepare and Approve List of For Did Not Vote Management Shareholders 4 Designate Inspector(s) of Minutes of For Did Not Vote Management Meeting 5 Acknowledge Proper Convening of Meeting For Did Not Vote Management 6 Receive Financial Statements and None None Management Statutory Reports 7 Accept Financial Statements and For Did Not Vote Management Statutory Reports 8 Approve Discharge of Board and For Did Not Vote Management President 9 Approve Allocation of Income and For Did Not Vote Management Dividends of SEK 5.00 Per Share 10 Determine Number of Members (6) and For Did Not Vote Management Deputy Members of Board 11 Approve Remuneration of Directors in For Did Not Vote Management the Aggregate Amount of SEK 1.5 Million; Approve Remuneration for Committee Work; Approve Remuneration of Auditors 12 Reelect Johan Ljungberg (Chairman), For Did Not Vote Management Simon de Chateau, Conny Fogelstrom, Erik Langby and Sara Laurell as Directors; Elect Gunilla Berg as New Director 13 Approve Remuneration Policy And Other For Did Not Vote Management Terms of Employment For Executive Management 14 Approve Issuance of 13.3 Million Class For Did Not Vote Management B Shares without Preemptive Rights 15 Authorize Share Repurchase Program and For Did Not Vote Management Reissuance of Repurchased Shares 16 Amend Articles of Association Re: For Did Not Vote Management Participation in the General Meeting 17 Close Meeting None None Management -------------------------------------------------------------------------------- ATTACQ LTD. Ticker: ATT Security ID: S1244P108 Meeting Date: NOV 14, 2019 Meeting Type: Annual Record Date: NOV 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for the Year Ended 30 June 2019 2 Accept Consolidated Financial For For Management Statements and Statutory Reports for the Year Ended 30 June 2019 3 Authorise Board to Issue Shares for For For Management Cash 4 Reappoint Deloitte as Auditors of the For For Management Company with Patrick Kleb as the Designated Partner 5 Re-elect Pierre Tredoux as Director For For Management 6 Re-elect Johan van der Merwe as For For Management Director 7 Re-elect Hellen El Haimer as Director For For Management 8 Re-elect Stewart Shaw-Taylor as For For Management Director 9 Elect Raj Nana as Director For For Management 10 Elect Jackie van Niekerk as Director For For Management 11 Re-elect Stewart Shaw-Taylor as For For Management Chairperson of the Audit and Risk Committee 12 Re-elect Hellen El Haimer as Member of For For Management the Audit and Risk Committee 13 Re-elect Brett Nagle as Member of the For For Management Audit and Risk Committee 14 Place Authorised but Unissued Shares For For Management under Control of Directors 15 Approve Specific Authority to Issue For For Management Shares Pursuant to a Reinvestment Option 1 Approve Remuneration Policy For For Management 2 Approve Remuneration Implementation For For Management Report 1 Approve Financial Assistance in Terms For For Management of Sections 44 and 45 of the Companies Act 2 Authorise Repurchase of Issued Share For For Management Capital 3 Authorise Allotment and Issue of For For Management Shares to Directors and Prescribed Officers Under the Long-Term Incentive Plan 4 Approve Non-executive Directors' Fees For For Management -------------------------------------------------------------------------------- AVENTUS GROUP Ticker: AVN Security ID: ADPV44602 Meeting Date: NOV 25, 2019 Meeting Type: Annual Record Date: NOV 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Bruce Carter as Director For For Management 2 Approve Remuneration Report For For Management 3 Approve Issuance of Restricted Stapled For For Management Securities to Darren Holland 4 Ratify Past Issuance of Stapled For For Management Securities to Existing Institutional, Sophisticated and Strategic Securityholders -------------------------------------------------------------------------------- AVEO GROUP Ticker: AOG Security ID: Q1225V100 Meeting Date: NOV 06, 2019 Meeting Type: Court Record Date: NOV 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Scheme of Arrangement in For For Management Relation to the Proposed Acquisition of the Company by Hydra RL BidCo Pty Ltd 1 Approve Amendment of the Aveo Group For For Management Trust Constitution 2 Approve Acquisition of Aveo Group For For Management Trust Units -------------------------------------------------------------------------------- AXIS REAL ESTATE INVESTMENT TRUST Ticker: 5106 Security ID: Y05193100 Meeting Date: DEC 03, 2019 Meeting Type: Special Record Date: NOV 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Placement of New Units to For For Management Employees Provident Fund Board 2 Approve Placement of New Units to For For Management Kumpulan Wang Persaraan (Diperbadankan) -------------------------------------------------------------------------------- AXIS REAL ESTATE INVESTMENT TRUST Ticker: 5106 Security ID: Y05193100 Meeting Date: JUN 17, 2020 Meeting Type: Annual Record Date: JUN 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of New Units For For Management Representing 20 Percent of the Issued Fund Size 2 Approve Issuance of New Units Under For For Management the Income Distribution Reinvestment Plan -------------------------------------------------------------------------------- AYALA CORPORATION Ticker: AC Security ID: Y0486V115 Meeting Date: APR 24, 2020 Meeting Type: Annual Record Date: MAR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting For For Management 2 Approve Annual Report For For Management 3 Ratify Acts of the Board of Directors For For Management and Officers 4.1 Elect Jaime Augusto Zobel de Ayala as For For Management Director 4.2 Elect Fernando Zobel de Ayala as For For Management Director 4.3 Elect Delfin L. Lazaro as Director For For Management 4.4 Elect Keiichi Matsunaga as Director For For Management 4.5 Elect Xavier P. Loinaz as Director For For Management 4.6 Elect Rizalina G. Mantaring as Director For For Management 4.7 Elect Antonio Jose U. Periquet as For For Management Director 5 Elect SyCip Gorres Velayo & Co. as For For Management Independent Auditor and Fix Its Remuneration 6 Approve Other Matters For Against Management -------------------------------------------------------------------------------- AYALA LAND, INC. Ticker: ALI Security ID: Y0488F100 Meeting Date: APR 22, 2020 Meeting Type: Annual Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting For For Management 2 Approve Annual Report For For Management 3 Ratify Acts of the Board of Directors For For Management and Officers 4.1 Elect Fernando Zobel de Ayala as For Against Management Director 4.2 Elect Jaime Augusto Zobel de Ayala as For For Management Director 4.3 Elect Bernard Vincent O. Dy as Director For For Management 4.4 Elect Antonino T. Aquino as Director For Against Management 4.5 Elect Arturo G. Corpuz as Director For For Management 4.6 Elect Rizalina G. Mantaring as Director For Against Management 4.7 Elect Rex Ma. A. Mendoza as Director For For Management 4.8 Elect Sherisa P. Nuesa as Director For For Management 4.9 Elect Cesar V. Purisima as Director For Against Management 5 Elect SyCip Gorres Velayo & Co. as For Against Management Independent Auditor and Fixing of Its Remuneration 6 Approve Other Matters For Against Management -------------------------------------------------------------------------------- AZRIELI GROUP LTD. Ticker: AZRG Security ID: M1571Q105 Meeting Date: AUG 11, 2019 Meeting Type: Annual/Special Record Date: JUL 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amended Compensation Policy For For Management for the Directors and Officers of the Company 2 Approve Amended Bonus Plan for CEO For For Management 3 Approve Amended Management Services For For Management Agreement with Company Owned by Danna Azrieli Hakim, Active Chairwoman 4.1 Elect Ehud Rassabi as External Director For For Management 4.2 Elect Joseph Shachak as External For For Management Director 5 Elect Dan Yitshak Gillerman as Director For For Management 6.1 Reelect Danna Azrieli Hakim as Director For For Management 6.2 Reelect Sharon Rachelle Azrieli as For For Management Director 6.3 Reelect Naomi Sara Azrieli as Director For For Management 6.4 Reelect Menachem Einan as Director For Against Management 6.5 Reelect Tzipora Carmon as Director For For Management 6.6 Reelect Oran Dror as Director For For Management 7 Reappoint Deloitte Brightman Almagor For Against Management Zohar as Auditors 8 Discuss Financial Statements and the None None Management Report of the Board for 2017 A Vote FOR if you are a controlling None Against Management shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager B1 If you are an Interest Holder as None Against Management defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. B2 If you are a Senior Officer as defined None Against Management in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. B3 If you are an Institutional Investor None For Management as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. -------------------------------------------------------------------------------- AZRIELI GROUP LTD. Ticker: AZRG Security ID: M1571Q105 Meeting Date: APR 30, 2020 Meeting Type: Special Record Date: APR 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Issue Extension of Indemnification and For For Management Exemption Agreements to Sharon Rachelle Azrieli and Naomi Sara Azrieli, Controllers and Directors A Vote FOR if you are a controlling None Against Management shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager B1 If you are an Interest Holder as None Against Management defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. B2 If you are a Senior Officer as defined None Against Management in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. B3 If you are an Institutional Investor None For Management as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. -------------------------------------------------------------------------------- BAYSIDE LAND CORP. LTD. Ticker: BYSD Security ID: M1971K112 Meeting Date: JUL 07, 2019 Meeting Type: Special Record Date: JUN 03, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Compensation Policy for the For For Management Directors and Officers of the Company 2 Approve Employment Terms of Avraham For Against Management Jacobovitz, CEO 3 Approve Management Services Agreement For For Management with Alejandro Gustavo Elsztain, Chairman A Vote FOR if you are a controlling None Against Management shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager B1 If you are an Interest Holder as None Against Management defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. B2 If you are a Senior Officer as defined None Against Management in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. B3 If you are an Institutional Investor None For Management as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. -------------------------------------------------------------------------------- BAYSIDE LAND CORP. LTD. Ticker: BYSD Security ID: M1971K112 Meeting Date: APR 07, 2020 Meeting Type: Annual Record Date: FEB 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Reelect Alejandro Gustavo Elsztain as For For Management Director 1.2 Reelect Eduardo Elsztain as Director For For Management 1.3 Reelect Saul Zang as Director For For Management 1.4 Reelect Orit Lerer as Director For For Management 1.5 Elect Yosef Friebroon as Director For For Management 2 Reappoint Kesselman and Kesselman PWC For Against Management as Auditors, Authorize Board to Fix Their Remuneration and Report on Fees Paid to the Auditor 3 Discuss Financial Statements and the None None Management Report of the Board A Vote FOR if you are a controlling None Against Management shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager B1 If you are an Interest Holder as None Against Management defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. B2 If you are a Senior Officer as defined None Against Management in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. B3 If you are an Institutional Investor None For Management as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. -------------------------------------------------------------------------------- BEFIMMO SA Ticker: BEFB Security ID: B09186105 Meeting Date: DEC 19, 2019 Meeting Type: Special Record Date: DEC 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Opt-in to New Belgian Code of For For Management Companies and Associations 2 Amend Articles of Association For For Management 3 Renew Authorization to Increase Share For For Management Capital within the Framework of Authorized Capital 4 Authorize Implementation of Approved For For Management Resolutions and Filing of Required Documents/Formalities at Trade Registry -------------------------------------------------------------------------------- BEFIMMO SA Ticker: BEFB Security ID: B09186105 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: APR 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Directors' Reports (Non-Voting) None None Management 2 Receive Auditors' Reports (Non-Voting) None None Management 3 Receive Consolidated Financial None None Management Statements and Statutory Reports (Non-Voting) 4 Approve Financial Statements, For For Management Allocation of Income, and Dividends of EUR 3.45 per Share 5 Approve Discharge of Directors For For Management 6 Approve Discharge of Auditor For For Management 7 Re-elect Anne-Marie Baeyaert as For For Management Independent Director 8 Re-elect Wim Aurousseau as Director For For Management 9 Re-elect Kurt De Schepper as Director For For Management 10 Ratify Ernst & Young as Auditor For For Management 11 Approve Remuneration Policy For For Management 12 Approve Remuneration Report For For Management 13 Approve Change-of-Control Clause Re: For For Management Credit Agreement Banque Europeenne du Credit Mutuel (BECM) 14 Authorize Implementation of Approved For For Management Resolutions and Filing of Required Documents/Formalities at Trade Registry 15 Transact Other Business None None Management -------------------------------------------------------------------------------- BELLE CORP. Ticker: BEL Security ID: Y0775S104 Meeting Date: JUN 22, 2020 Meeting Type: Annual Record Date: MAY 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor b1 Elect Emilio S. De Quiros, Jr. as For Withhold Management Director b2 Elect Willy N. Ocier as Director For Withhold Management b3 Elect Elizabeth Anne C. Uychaco as For Withhold Management Director b4 Elect Manuel A. Gana as Director For For Management b5 Elect Jacinto C. Ng, Jr. as Director For Withhold Management b6 Elect Ricardo L. Moldez as Director For Withhold Management b7 Elect Jose T. Sio as Director For Withhold Management b8 Elect Virginia A. Yap as Director For Withhold Management b9 Elect Gregorio U. Kilayko as Director For For Management b10 Elect Amando M. Tetangco, Jr. as For For Management Director b11 Elect Cesar E.A. Virata as Director For For Management c Approve Minutes of Previous Annual For For Management Stockholders' Meeting d Approve 2019 Annual Report For For Management e Ratify All Acts and Resolutions of the For For Management Board of Directors and Management from Date of Last Stockholders' Meeting to June 22, 2020 f Elect SyCip Gorres Velayo & Co. as For For Management External Auditor g Approve Other Matters For Against Management -------------------------------------------------------------------------------- BIG SHOPPING CENTERS LTD. Ticker: BIG Security ID: M2014C109 Meeting Date: JUL 08, 2019 Meeting Type: Annual Record Date: JUN 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Discuss Financial Statements and the None None Management Report of the Board 2 Reappoint Kost Forer Gabbay and For Against Management Kasierer as Auditors as Auditors and Report on Fees Paid to the Auditor for 2018 3.1 Reelect Eitan Bar Zeev as Director For For Management 3.2 Reelect Barak Ben-Eliezer as Director For For Management 3.3 Reelect Israel Yakoby as Director For Against Management 3.4 Reelect Daniel Naftali as Director For For Management 3.5 Reelect Samer Haj Yehia as Director For For Management 3.6 Reelect Noa Naftali as Director For For Management 4 Issue Indemnification and Exemption For For Management Agreements to Noa Naftali, Director and a Relative of a Controlling Shareholder 5 Renew Liability & Run Off Insurance For For Management Policy to Directors/Officers Including in Subsidiaries Companies, Who Are Controllers or Affiliated Relatives A Vote FOR if you are a controlling None Against Management shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager B1 If you are an Interest Holder as None Against Management defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. B2 If you are a Senior Officer as defined None Against Management in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. B3 If you are an Institutional Investor None For Management as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. -------------------------------------------------------------------------------- BIG SHOPPING CENTERS LTD. Ticker: BIG Security ID: M2014C109 Meeting Date: MAY 10, 2020 Meeting Type: Annual Record Date: APR 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Discuss Financial Statements and the None None Management Report of the Board 2 Reappoint Kost Forer Gabbay and For Against Management Kasierer as Auditors as Auditors and Report on Fees Paid to the Auditor for 2019 3.1 Reelect Eitan Bar Zeev as Director For For Management 3.2 Reelect Barak Ben-Eliezer as Director For For Management 3.3 Reelect Israel Yakoby as Director For Against Management 3.4 Reelect Daniel Naftali as Director For For Management 3.5 Reelect Noa Naftali as Director For For Management 4 Renew Liability & Run Off Insurance For For Management Policy to Directors/Officers Including in Subsidiaries Companies, Who Are Controllers or Affiliated Relatives 5 Renew Indemnification and Exemption For For Management Agreements to Daniel Naftali, Director and a Relative of a Controlling Shareholder 6 Issue Indemnification and Exemption For For Management Agreements to Noa Naftali, Director and a Relative of a Controlling Shareholder A Vote FOR if you are a controlling None Against Management shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager B1 If you are an Interest Holder as None Against Management defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. B2 If you are a Senior Officer as defined None Against Management in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. B3 If you are an Institutional Investor None For Management as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. -------------------------------------------------------------------------------- BIG SHOPPING CENTERS LTD. Ticker: BIG Security ID: M2014C109 Meeting Date: JUN 09, 2020 Meeting Type: Special Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amended Employment Terms of For For Management Eitan Bar Zeev, Chairman 2 Approve Amended Employment Terms of For For Management Hay Galis, Deputy CEO 3 Approve Amended Compensation Policy For Against Management for the Directors and Officers of the Company A Vote FOR if you are a controlling None Against Management shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager B1 If you are an Interest Holder as None Against Management defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. B2 If you are a Senior Officer as defined None Against Management in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. B3 If you are an Institutional Investor None For Management as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. -------------------------------------------------------------------------------- BIG YELLOW GROUP PLC Ticker: BYG Security ID: G1093E108 Meeting Date: JUL 19, 2019 Meeting Type: Annual Record Date: JUL 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Final Dividend For For Management 4 Re-elect Richard Cotton as Director For For Management 5 Re-elect James Gibson as Director For For Management 6 Re-elect Georgina Harvey as Director For For Management 7 Re-elect Steve Johnson as Director For For Management 8 Re-elect Dr Anna Keay as Director For For Management 9 Re-elect Adrian Lee as Director For For Management 10 Re-elect Vince Niblett as Director For For Management 11 Re-elect John Trotman as Director For For Management 12 Re-elect Nicholas Vetch as Director For For Management 13 Reappoint KPMG LLP as Auditors For For Management 14 Authorise Board to Fix Remuneration of For For Management Auditors 15 Authorise Issue of Equity For For Management 16 Authorise Issue of Equity without For For Management Pre-emptive Rights 17 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 18 Authorise Market Purchase of Ordinary For For Management Shares 19 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- BLUE SQUARE REAL ESTATE LTD. Ticker: BLSR Security ID: M20259103 Meeting Date: NOV 19, 2019 Meeting Type: Special Record Date: OCT 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Reelect Ori Lazar as External Director For For Management 2 Approve D&O Insurance Policy For For Management A Vote FOR if you are a controlling None Against Management shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager B1 If you are an Interest Holder as None Against Management defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. B2 If you are a Senior Officer as defined None Against Management in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. B3 If you are an Institutional Investor None For Management as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. -------------------------------------------------------------------------------- BOARDWALK REAL ESTATE INVESTMENT TRUST Ticker: BEI.UN Security ID: 096631106 Meeting Date: MAY 14, 2020 Meeting Type: Annual/Special Record Date: MAR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Fix Number of Trustees at Seven For For Management 2.1 Elect Trustee Gary Goodman For For Management 2.2 Elect Trustee Arthur L. Havener, Jr. For For Management 2.3 Elect Trustee Sam Kolias For For Management 2.4 Elect Trustee Samantha A. Kolias-Gunn For For Management 2.5 Elect Trustee Scott Morrison For For Management 2.6 Elect Trustee Brian G. Robinson For For Management 2.7 Elect Trustee Andrea Goertz For For Management 3 Approve Deloitte LLP as Auditors and For For Management Authorize Trustees to Fix Their Remuneration 4 Advisory Vote on Executive For For Management Compensation Approach 5 Re-approve Deferred Unit Plan For For Management -------------------------------------------------------------------------------- BRIGADE ENTERPRISES LTD. Ticker: 532929 Security ID: Y0970Q101 Meeting Date: AUG 14, 2019 Meeting Type: Annual Record Date: AUG 07, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend For For Management 3 Reelect M.R. Jaishankar as Director For For Management 4 Approve S.R. Batliboi & Associates For For Management LLP, Chartered Accountants as Auditors and Authorize Board to Fix Their Remuneration 5 Reelect Aroon Raman as Director For Against Management 6 Approve Remuneration of Cost Auditors For For Management 7 Increase Authorized Share Capital For For Management 8 Approve Issuance of Bonus Shares by For For Management Capitalization of Reserves 9 Approve Issuance of Convertible For For Management Warrants on Preferential Basis -------------------------------------------------------------------------------- BUKIT SEMBAWANG ESTATES LTD. Ticker: B61 Security ID: Y1008L122 Meeting Date: JUL 26, 2019 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and For For Management Directors' and Auditors' Reports 2 Approve Final Dividend and Special For For Management Dividend 3 Elect Lee Chien Shih as Director For Against Management 4 Elect Fam Lee San as Director For For Management 5 Elect Chng Kiong Huat as Director For For Management 6 Approve Directors' Fees For For Management 7 Approve KPMG LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 8 Approve Issuance of Equity or For For Management Equity-Linked Securities with or without Preemptive Rights -------------------------------------------------------------------------------- BUKIT SEMBAWANG ESTATES LTD. Ticker: B61 Security ID: Y1008L122 Meeting Date: JUL 26, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt New Constitution For For Management -------------------------------------------------------------------------------- BWP TRUST Ticker: BWP Security ID: Q1892D102 Meeting Date: FEB 04, 2020 Meeting Type: Special Record Date: FEB 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve the Amendments to the Trust's For For Management Constitution -------------------------------------------------------------------------------- C C LAND HOLDINGS LIMITED Ticker: 1224 Security ID: G1985B113 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a1 Elect Lam How Mun Peter as Director For For Management 3a2 Elect Leung Chun Cheong as Director For For Management 3a3 Elect Wong Lung Tak Patrick as Director For Against Management 3b Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Ernst & Young as Independent For For Management Auditors and Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- CAIRO INVESTMENT & REAL ESTATE DEVELOPMENT Ticker: CIRA Security ID: M2078K104 Meeting Date: SEP 01, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income and For Did Not Vote Management Dividends for FY 2019 -------------------------------------------------------------------------------- CAIRO INVESTMENT & REAL ESTATE DEVELOPMENT Ticker: CIRA Security ID: M2078K104 Meeting Date: NOV 28, 2019 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For Did Not Vote Management Operations for FY 2019 2 Approve Auditors' Report on Company For Did Not Vote Management Financial Statements for FY 2019 3 Accept Financial Statements and For Did Not Vote Management Statutory Reports for FY 2019 4 Approve Discharge of Chairman and For Did Not Vote Management Directors for FY 2019 5 Approve Remuneration of Directors for For Did Not Vote Management FY 2019/2020 6 Ratify Auditors and Fix Their For Did Not Vote Management Remuneration for FY 2020 7 Approve Dividends for FY 2019 For Did Not Vote Management 8 Approve Corporate Governance Report For Did Not Vote Management 9 Approve Related Party Transactions for For Did Not Vote Management FY 2020 -------------------------------------------------------------------------------- CANADIAN APARTMENT PROPERTIES REAL ESTATE INVESTMENT TRUST Ticker: CAR.UN Security ID: 134921105 Meeting Date: JUN 01, 2020 Meeting Type: Annual/Special Record Date: APR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Trustees Harold Burke For For Management 1.2 Elect Trustees Gina Parvaneh Cody For For Management 1.3 Elect Trustees Mark Kenney For For Management 1.4 Elect Trustees Poonam Puri For For Management 1.5 Elect Trustees Jamie Schwartz For For Management 1.6 Elect Trustees Michael Stein For For Management 1.7 Elect Trustees Elaine Todres For For Management 1.8 Elect Trustees Rene Tremblay For For Management 2 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Trustees to Fix Their Remuneration 3 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- CAPITAL & COUNTIES PROPERTIES PLC Ticker: CAPC Security ID: G19406100 Meeting Date: MAY 01, 2020 Meeting Type: Annual Record Date: APR 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Re-elect Henry Staunton as Director For For Management 4 Re-elect Ian Hawksworth as Director For For Management 5 Re-elect Situl Jobanputra as Director For For Management 6 Elect Michelle McGrath as Director For For Management 7 Re-elect Charlotte Boyle as Director For Against Management 8 Re-elect Jonathan Lane as Director For For Management 9 Re-elect Anthony Steains as Director For For Management 10 Reappoint PricewaterhouseCoopers LLP For For Management as Auditors 11 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 12 Approve Remuneration Policy For For Management 13 Approve Remuneration Report For Against Management 14 Approve Scrip Dividend Program For For Management 15 Authorise Issue of Equity For For Management 16 Authorise Issue of Equity without For For Management Pre-emptive Rights 17 Authorise Market Purchase of Ordinary For For Management Shares 18 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- CAPITALAND COMMERCIAL TRUST Ticker: C61U Security ID: Y1091N100 Meeting Date: SEP 06, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acquisition of 94.9 Percent For For Management Shares in Target Companies -------------------------------------------------------------------------------- CAPITALAND COMMERCIAL TRUST Ticker: C61U Security ID: Y1091N100 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Report of the Trustee, Statement For For Management by the Manager, and Audited Financial Statements and Auditors' Report 2 Approve KPMG LLP as Auditors and For For Management Authorize Manager to Fix Their Remuneration 3 Approve Issuance of Equity or For For Management Equity-Linked Securities with or without Preemptive Rights 4 Authorize Unit Repurchase Program For For Management -------------------------------------------------------------------------------- CAPITALAND LTD. Ticker: C31 Security ID: Y10923103 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and For For Management Directors' and Auditors' Reports 2 Approve First and Final Dividend For For Management 3 Approve Directors' Remuneration For For Management 4a Elect Chaly Mah Chee Kheong as Director For For Management 4b Elect Amirsham Bin A Aziz as Director For For Management 4c Elect Kee Teck Koon as Director For For Management 4d Elect Gabriel Lim Meng Liang as For For Management Director 5 Elect Miguel Ko as Director For For Management 6 Approve KPMG LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 7 Approve Issuance of Equity or For For Management Equity-Linked Securities with or without Preemptive Rights 8 Approve Grant of Awards and Issuance For For Management of Shares Under the CapitaLand Performance Share Plan 2020 and CapitaLand Restricted Share Plan 2020 9 Authorize Share Repurchase Program For For Management 10 Approve Issuance of Shares Pursuant to For For Management the CapitaLand Scrip Dividend Scheme 11 Amend Constitution For For Management -------------------------------------------------------------------------------- CAPITALAND MALAYSIA MALL TRUST Ticker: 5180 Security ID: Y1122W103 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: JUN 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 2 Authorize Share Repurchase Program For For Management 3 Approve Distribution Reinvestment Plan For For Management -------------------------------------------------------------------------------- CAPITALAND MALL TRUST Ticker: C38U Security ID: Y1100L160 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Report of the Trustee, Statement For For Management by the Manager, and Audited Financial Statements and Auditors' Report 2 Approve KPMG LLP as Auditors and For For Management Authorize Manager to Fix Their Remuneration 3 Approve Issuance of Equity or For For Management Equity-Linked Securities with or without Preemptive Rights 4 Authorize Unit Repurchase Program For For Management -------------------------------------------------------------------------------- CAPITALAND RETAIL CHINA TRUST Ticker: AU8U Security ID: Y1092E109 Meeting Date: AUG 01, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acquisition of the Shares in For For Management the Companies which hold CapitaMall Xuefu, CapitaMall Aidemengdun and CapitaMall Yuhuating -------------------------------------------------------------------------------- CAPITALAND RETAIL CHINA TRUST Ticker: AU8U Security ID: Y1092E109 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Trustee's Report, Statement by For For Management the Manager, Audited Financial Statements and Auditors' Report 2 Approve KPMG LLP as Auditors and For For Management Authorize Manager to Fix Their Remuneration 3 Approve Issuance of Equity or For For Management Equity-Linked Securities with or without Preemptive Rights 4 Authorize Unit Repurchase Program For For Management 5 Approve Distribution Reinvestment Plan For For Management -------------------------------------------------------------------------------- CARE PROPERTY INVEST Ticker: CPINV Security ID: B1464S103 Meeting Date: DEC 18, 2019 Meeting Type: Special Record Date: DEC 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor A1 Receive Special Board Report Re: None None Management Extension of Authorization of Authorized Capital A2 Renew Authorization to Increase Share For Against Management Capital to All Possibilities Permitted Under Applicable Regulations and Amend Articles 7 and 8 B Amend Change-of-Control Clause Re : For For Management Loan Contracts with Argenta and Belfius C Authorize Implementation of Approved For For Management Resolutions and Filing of Required Documents/Formalities at Trade Registry -------------------------------------------------------------------------------- CARE PROPERTY INVEST Ticker: CPINV Security ID: B1464S103 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Directors' Reports (Non-Voting) None None Management 2 Receive Auditors' Reports (Non-Voting) None None Management 3 Approve Financial Statements and For For Management Allocation of Income 4a Elect Valerie Jonkers as Director For For Management 4b Elect Filip Van Zeebroeck as Director For For Management 4c Elect Ingrid Ceusters-Luyten as For For Management Independent Director 4d Elect Michel Van Geyte as Independent For For Management Director 5 Approve Remuneration Report For Against Management 6 Approve Remuneration Policy For Against Management 7 Acknowledge Corporate Governance None None Management Declaration 8 Acknowledge Corporate Governance None None Management Charter 9 Approve Discharge of Directors For For Management 10 Approve Discharge of Auditor For For Management 11 Adopt Financial Statements of Anda For For Management Invest SPRL/BVBA 12 Approve Discharge of Directors of Anda For For Management Invest SPRL/BVBA 13 Approve Discharge of Auditor of Anda For For Management Invest SPRL/BVBA 14 Adopt Financial Statements of Tomast For For Management SPRL/BVBA 15 Approve Discharge of Directors of For For Management Tomast SPRL/BVBA 16 Approve Discharge of Auditor of Tomast For For Management SPRL/BVBA 17 Adopt Financial Statements of Decorul For For Management SA/NV 18 Approve Discharge of Directors of For For Management Decorul SA/NV 19 Approve Discharge of Auditor of For For Management Decorul SA/NV 20 Approve Auditors' Remuneration For For Management 21 Transact Other Business None None Management -------------------------------------------------------------------------------- CARE PROPERTY INVEST Ticker: CPINV Security ID: B1464S103 Meeting Date: JUN 15, 2020 Meeting Type: Special Record Date: JUN 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Special Board Report Re: None None Management Renewal and Extension of Authorized Capital 2.1 Renew Authorization to Increase Share For Against Management Capital up to EUR 128.77 Million within the Framework of Authorized Capital 2.2 If Item 2.1 is not Approved: Renew For Against Management Authorization to Increase Share Capital up to EUR 128.77 Million With Preemptive Rights and up to EUR 115.89 Million from Various Means 2.3 If Items 2.1-2 are not Approved: Renew For Against Management Authorization to Increase Share Capital up to EUR 115.89 Million With Preemptive Rights and up to EUR 115.89 Million from Various Means 2.4 If Items 2.1-3 are not Approved: Renew For Against Management Authorization to Increase Share Capital up to EUR 128.77 Million With Preemptive Rights and up to EUR 103.02 Million from Various Means 2.5 If Items 2.1-4 are not Approved: Renew For Against Management Authorization to Increase Share Capital up to EUR 115.89 Million With Preemptive Rights and up to EUR 103.02 Million from Various Means 2.6 If Items 2.1-5 are not Approved: Renew For Against Management Authorization to Increase Share Capital up to EUR 101.14 Million With Preemptive Rights and up to EUR 101.14 Million from Various Means 3.1 Authorize Repurchase of Up to 100 For For Management Percent of Issued Share Capital 3.2 If Item 3.1 is not Approved: Authorize For For Management Repurchase of Up to 20 Percent of Issued Share Capital 3.3 If Items 3.1-2 are not Approved: For For Management Authorize Repurchase of Up to 10 Percent of Issued Share Capital 4 Authorize Board to Repurchase Shares For Against Management in the Event of a Serious and Imminent Harm and Under Normal Conditions 5 Amend Article 27 Re: Daily Management For For Management and Management Committee and Abolish Article 28 6 Amend Article 44 Re: Interim Dividends For For Management 7 Adopt New Articles of Association For For Management 8 Authorize Implementation of Approved For For Management Resolutions, Coordination of Articles of Association, and Filing of Required Documents/Formalities at Trade Registry -------------------------------------------------------------------------------- CARMILA SA Ticker: CARM Security ID: F1625D132 Meeting Date: JUN 29, 2020 Meeting Type: Annual/Special Record Date: JUN 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 1 per Share and Option for Stock Dividend Program 4 Approve Auditors' Special Report on For Against Management Related-Party Transactions 5 Ratify Appointment of Alexandre de For Against Management Palmas as Director 6 Reelect Olivier Lecomte as Director For For Management 7 Reelect Marie Cheval as Director For Against Management 8 Reelect Laurent Luccioni as Director For For Management 9 Reelect Nadra Moussalem as Director For For Management 10 Reelect Laurent Vallee as Director For Against Management 11 Approve Compensation Report of For For Management Corporate Officers 12 Approve Compensation of Alexandre de For For Management Palmas, Chairman and CEO Since His Appointment 13 Approve Compensation of Jacques For For Management Ehrmann, Chairman and CEO Until June 30, 2019 14 Approve Compensation of Gery For For Management Robert-Ambroix, Vice-CEO 15 Approve Compensation of Sebastien For For Management Vanhoove, Vice-CEO 16 Approve Remuneration Policy of For Against Management Alexandre de Palmas, Chairman and CEO 17 Approve Remuneration Policy of Gery For Against Management Robert-Ambroix, Vice-CEO 18 Approve Remuneration Policy of For Against Management Sebastien Vanhoove, Vice-CEO 19 Approve Remuneration Policy of Board For For Management Members 20 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 21 Amend Article 1 of Bylaws Re: For For Management Corporate Purpose 22 Authorize up to 150,000 Shares for Use For For Management in Restricted Stock Plans 23 Authorize New Class of Preferred Stock For For Management and Amend Bylaws Accordingly 24 Amend Article 12 of Bylaws Re: Written For For Management Consultation 25 Amend Article 16 of Bylaws Re: Board For For Management Remuneration 26 Amend Article 18 of Bylaws Re: Auditors For For Management 27 Amend Article 25 of Bylaws Re: For For Management Dividends 28 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 29 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- CASTELLUM AB Ticker: CAST Security ID: W2084X107 Meeting Date: MAR 19, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Chairman of Meeting For Did Not Vote Management 2 Prepare and Approve List of For Did Not Vote Management Shareholders 3 Approve Agenda of Meeting For Did Not Vote Management 4 Designate Inspector(s) of Minutes of For Did Not Vote Management Meeting 5 Acknowledge Proper Convening of Meeting For Did Not Vote Management 6.a Receive Financial Statements and None None Management Statutory Reports 6.b Receive Auditor's Report on None None Management Application of Guidelines for Remuneration for Executive Management 7 Accept Financial Statements and For Did Not Vote Management Statutory Reports 8 Approve Allocation of Income and For Did Not Vote Management Dividends of SEK 6.50 Per Share 9 Approve Discharge of Board and For Did Not Vote Management President 10 Amend Articles Re: Participation on For Did Not Vote Management General Meetings; Editorial Changes 11 Receive Nominating Committees Report None None Management 12 Determine Number of Directors (8) and For Did Not Vote Management Deputy Directors (0) of Board; Determine Number of Auditors (1) and Deputy Auditors (0) 13 Approve Remuneration of Directors in For Did Not Vote Management the Amount of SEK 1 Million to Chairman and SEK 425,000 to Other Board Members; Approve Remuneration for Committee Work; Approve Remuneration of Auditors 14.a Reelect Charlotte Stromberg as For Did Not Vote Management Director (Chairman) 14.b Reelect Per Berggren as Director For Did Not Vote Management 14.c Relect Anna-Karin Hatt as Director For Did Not Vote Management 14.d Releect Christer Jacobson as Director For Did Not Vote Management 14.e Reelect Christina Karlsson Kazeem as For Did Not Vote Management Director 14.f Reelect Nina Linander as Director For Did Not Vote Management 14.g Elect Sdravko Markovski as New Director For Did Not Vote Management 14.h Elect Joacim Sjoberg as New Director For Did Not Vote Management 15 Ratify Deloitte as Auditors For Did Not Vote Management 16 Authorize Representatives of Four of For Did Not Vote Management Company's Largest Shareholders to Serve on Nominating Committee 17 Approve Remuneration Policy And Other For Did Not Vote Management Terms of Employment For Executive Management 18 Approve Creation of Pool of Capital For Did Not Vote Management without Preemptive Rights 19 Authorize Share Repurchase Program and For Did Not Vote Management Reissuance of Repurchased Shares -------------------------------------------------------------------------------- CATENA AB Ticker: CATE Security ID: W2356E100 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: APR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Chairman of Meeting For Did Not Vote Management 3 Prepare and Approve List of For Did Not Vote Management Shareholders 4 Approve Agenda of Meeting For Did Not Vote Management 5 Designate Inspector(s) of Minutes of For Did Not Vote Management Meeting 6 Acknowledge Proper Convening of Meeting For Did Not Vote Management 7 Receive Board's Report and Report on None None Management Committee Work 8 Receive President's Report None None Management 9 Receive Financial Statements and None None Management Statutory Reports 10 Accept Financial Statements and For Did Not Vote Management Statutory Reports 11 Approve Allocation of Income and For Did Not Vote Management Dividends of SEK 6.50 Per Share 12 Approve Discharge of Board and For Did Not Vote Management President 13 Determine Number of Members (7) and For Did Not Vote Management Deputy Members (0) of Board 14 Approve Remuneration of Directors in For Did Not Vote Management the Amount of SEK 350,000 for Chairman, and SEK 175,000 for Other Directors; Approve Remuneration for Committee Work; Approve Remuneration of Auditors 15 Reelect Gustaf Hermelin (Chairman), For Did Not Vote Management Katarina Wallin, Helene Briggert, Tomas Andersson and Magnus Sward as Directors; Elect Caesar Afors and Vesna Jovic as New Directors 16 Ratify PricewaterhouseCoopers as For Did Not Vote Management Auditors 17 Authorize Chairman of the Board and For Did Not Vote Management Representatives of Four of Company's Largest Shareholders to Serve on Nominating Committee 18 Approve Remuneration Policy And Other For Did Not Vote Management Terms of Employment For Executive Management 19 Authorize Share Repurchase Program For Did Not Vote Management 20 Authorize Reissuance of Repurchased For Did Not Vote Management Shares 21 Approve Issuance of up to 10 Percent For Did Not Vote Management of Issued Shares without Preemptive Rights 22 Other Business None None Management 23 Close Meeting None None Management -------------------------------------------------------------------------------- CATHAY REAL ESTATE DEVELOPMENT CO., LTD. Ticker: 2501 Security ID: Y11579102 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Plan on Profit Distribution For For Management 3.1 Elect Shiou Ling Lin, with SHAREHOLDER For For Management NO.A202924XXX as Independent Director 3.2 Elect Chih Wei Wu, with SHAREHOLDER NO. For For Management H120573XXX as Independent Director 3.3 Elect James Y. Chang, with SHAREHOLDER For For Management NO.A102212XXX as Independent Director 3.4 Elect Ching Kuei Chang, a For For Management Representative of He Hsin Capital Co Ltd, with SHAREHOLDER NO.336395, as Non-independent Director 3.5 Elect Hung Ming Lee, a Representative For For Management of He Hsin Capital Co Ltd, with SHAREHOLDER NO.336395, as Non-independent Director 3.6 Elect Chung Yan Tsai, a Representative For For Management of He Hsin Capital Co Ltd, with SHAREHOLDER NO.336395, as Non-independent Director 3.7 Elect Tzi Li Tung, a Representative of For For Management Cathay Charity Foundation, with SHAREHOLDER NO.33055, as Non-independent Director 3.8 Elect Chung Chang Chu, a For For Management Representative of Cathay Real Estate Foundation, with SHAREHOLDER NO.35678, as Non-independent Director 3.9 Elect Chin Liang Lin, a Representative For For Management of Cathay Real Estate Employees Welfare Committee, with SHAREHOLDER NO. 9800, as Non-independent Director 4 Approve Release of Restrictions of For For Management Competitive Activities of Newly Appointed Directors and Representatives -------------------------------------------------------------------------------- CDL HOSPITALITY TRUSTS Ticker: J85 Security ID: Y1233P104 Meeting Date: JAN 23, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Proposed Redevelopment For For Management Transaction 2 Approve Proposed Acquisition W For For Management Singapore - Sentosa Cove Hotel -------------------------------------------------------------------------------- CDL HOSPITALITY TRUSTS Ticker: J85 Security ID: Y1233P104 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Report of the Trustee-Manager, For For Management Statement by the CEO of the Trustee-Manager, Reports of the Trustee and Manager, Audited Financial Statements and Auditors' Report 2 Approve KPMG LLP as Auditors and For For Management Authorize Manager to Fix Their Remuneration 3 Approve Issuance of Equity or For For Management Equity-Linked Securities with or without Preemptive Rights -------------------------------------------------------------------------------- CENTURIA INDUSTRIAL REIT Ticker: CIP Security ID: Q2227X102 Meeting Date: NOV 13, 2019 Meeting Type: Special Record Date: NOV 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Ratify Past Issuance of Securities to For For Management Moelis Australia Advisory Pty Ltd 2 Ratify Past Issuance of Securities to For For Management Existing and New Institutional Investors -------------------------------------------------------------------------------- CENTURIA INDUSTRIAL REIT Ticker: CIP Security ID: Q2227X102 Meeting Date: FEB 17, 2020 Meeting Type: Special Record Date: FEB 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Ratify Past Issuance of Securities to For For Management Existing and New Institutional Investors -------------------------------------------------------------------------------- CENTURIA METROPOLITAN REIT Ticker: CMA Security ID: Q2227V122 Meeting Date: NOV 13, 2019 Meeting Type: Special Record Date: NOV 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 8 Central Avenue Acquisition For For Management 2 Approve Issuance of Securities to For For Management Centuria Capital Limited and Centuria Funds Management Limited 3 Ratify Past Issuance of Securities to For For Management Institutional Investors -------------------------------------------------------------------------------- CENTURIA OFFICE REIT Ticker: COF Security ID: ADPV45914 Meeting Date: FEB 19, 2020 Meeting Type: Special Record Date: FEB 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Ratify Past Issuance of Securities to For For Management Existing and New Institutional Investors 2 Approve the Amendments to the For For Management Company's Constitution -------------------------------------------------------------------------------- CFECAPITAL S. DE RL DE CV Ticker: FCFE18 Security ID: P2R51T450 Meeting Date: APR 20, 2020 Meeting Type: Annual Record Date: APR 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Report of Administrator and For For Management Reports of Technical, Audit, Nominations Committees 2 Approve Financial Statements For For Management 3 Ratify Members and Alternates of For Against Management Technical Committee; Verify their Independence Classification 4 Approve Amendments Proposed by For Against Management Administrator to Issuance Documents Re: Extraordinary Distributions 5 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- CHAMPION REAL ESTATE INVESTMENT TRUST Ticker: 2778 Security ID: Y1292D109 Meeting Date: DEC 18, 2019 Meeting Type: Special Record Date: DEC 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Waiver Extension, New For For Management Annual Caps and Related Transaction -------------------------------------------------------------------------------- CHAMPION REAL ESTATE INVESTMENT TRUST Ticker: 2778 Security ID: Y1292D109 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Note Audited Financial Statements None None Management Together with the Auditors' Report 2 Note Appointment of Auditor and Fixing None None Management of Their Remuneration 3 Elect Cheng Wai Chee, Christopher as For For Management Director 4 Authorize Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- CHARTER HALL GROUP Ticker: CHC Security ID: Q2308A138 Meeting Date: NOV 13, 2019 Meeting Type: Annual/Special Record Date: NOV 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 2.1 Elect David Clarke as Director For For Management 2.2 Elect Karen Moses as Director For For Management 2.3 Elect Greg Paramor as Director For Against Management 3 Approve Remuneration Report For For Management 4 Approve Issuance of Service Rights to For For Management David Harrison 5 Approve Issuance of Performance Rights For For Management to David Harrison -------------------------------------------------------------------------------- CHARTER HALL LONG WALE REIT Ticker: CLW Security ID: Q2308E106 Meeting Date: FEB 07, 2020 Meeting Type: Special Record Date: FEB 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Ratify Past Issuance of 21.82 Million For For Management Stapled Securities to Certain Institutional, Professional and Other Wholesale Investors 2 Ratify Past Issuance of 37.38 Million For For Management Stapled Securities to Certain Institutional, Professional and Other Wholesale Investors -------------------------------------------------------------------------------- CHARTER HALL RETAIL REIT Ticker: CQR Security ID: Q2308D108 Meeting Date: OCT 30, 2019 Meeting Type: Annual Record Date: OCT 28, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Sue Palmer as Director For For Management -------------------------------------------------------------------------------- CHARTER HALL RETAIL REIT Ticker: CQR Security ID: Q2308D108 Meeting Date: APR 07, 2020 Meeting Type: Special Record Date: APR 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Ratify Past Issuance of Units to For For Management Certain Institutional, Professional and Other Wholesale Investors 2 ***Withdrawn Resolution*** Ratify Past None None Management Issuance of Units to Successful Applicants Under the Unit Purchase Plan -------------------------------------------------------------------------------- CHARTWELL RETIREMENT RESIDENCES Ticker: CSH.UN Security ID: 16141A103 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Trustee Lise Bastarache of For For Management Chartwell 1.2 Elect Trustee V. Ann Davis of Chartwell For For Management 1.3 Elect Trustee Huw Thomas of Chartwell For For Management 2.1 Elect Trustee Michael D. Harris of CSH For For Management Trust 2.2 Elect Trustee Andre R. Kuzmicki of CSH For For Management Trust 2.3 Elect Trustee Sharon Sallows of CSH For For Management Trust 3.1 Elect Director Lise Bastarache of CMCC For For Management 3.2 Elect Director W. Brent Binions of CMCC For For Management 3.3 Elect Director V. Ann Davis of CMCC For For Management 3.4 Elect Director Michael D. Harris of For For Management CMCC 3.5 Elect Director Andre R. Kuzmicki of For For Management CMCC 3.6 Elect Director Sharon Sallows of CMCC For For Management 3.7 Elect Director James Scarlett of CMCC For For Management 3.8 Elect Director Huw Thomas of CMCC For For Management 3.9 Elect Director Vlad Volodarski of CMCC For For Management 4 Approve KPMG LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 5 Amend Deferred Unit Plan For For Management 6 Amend Declaration of Trust For For Management 7 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- CHINA JINMAO HOLDINGS GROUP LIMITED Ticker: 817 Security ID: Y1500V107 Meeting Date: MAY 08, 2020 Meeting Type: Special Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Equity Transfer Agreement and For For Management Related Transactions 2 Approve Deposit Services, Loan For Against Management Services, Financing Factoring Services Under the Financial Services Framework Agreement and Related Transactions -------------------------------------------------------------------------------- CHINA JINMAO HOLDINGS GROUP LIMITED Ticker: 817 Security ID: Y1500V107 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: JUN 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3A Elect Li Congrui as Director For For Management 3B Elect Yang Lin as Director For Against Management 3C Elect Su Xijia as Director For For Management 4 Authorize Board to Fix Remuneration of For For Management Directors 5 Approve Ernst & Young as Auditors and For For Management Authorize Board to Fix Their Remuneration 6 Authorize Repurchase of Issued Share For For Management Capital 7 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 8 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- CHINA MOTOR BUS CO. LTD. Ticker: 26 Security ID: Y14979101 Meeting Date: JUL 03, 2019 Meeting Type: Special Record Date: JUN 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Sale and Purchase Agreement, For For Management the Disposal and Related Transactions -------------------------------------------------------------------------------- CHINA MOTOR BUS COMPANY, LIMITED Ticker: 26 Security ID: Y14979101 Meeting Date: NOV 08, 2019 Meeting Type: Annual Record Date: NOV 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Henry Ngan as Director For Against Management 3b Elect Fritz Helmreich as Director For For Management 3c Elect Anthony Grahame Stott as Director For For Management 3d Elect Stephen Tan as Director For For Management 3e Elect Chau Ming Tak as Director For For Management 4 Approve Directors' Fees For For Management 5 Approve KPMG as Auditors and Authorize For For Management Board to Fix Their Remuneration 6 Authorize Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- CHINA MOTOR BUS COMPANY, LIMITED Ticker: 26 Security ID: Y14979101 Meeting Date: MAR 02, 2020 Meeting Type: Special Record Date: FEB 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2 Approve Directors' Fees For For Management -------------------------------------------------------------------------------- CHINA OCEANWIDE HOLDINGS LTD. Ticker: 715 Security ID: G2117K104 Meeting Date: OCT 18, 2019 Meeting Type: Special Record Date: OCT 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve the Framework Services For For Management Agreement, Annual Caps and Related Transactions -------------------------------------------------------------------------------- CHINA OCEANWIDE HOLDINGS LTD. Ticker: 715 Security ID: G2117K104 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: JUN 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a Elect Zhang Xifang as Director For For Management 2b Elect Zhao Yingwei as Director For Against Management 2c Elect Lo Wa Kei Roy as Director For Against Management 2d Authorize Board to Fix Remuneration of For For Management Directors 3 Approve BDO Limited as Auditors and For For Management Authorize Board to Fix Their Remuneration 4 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 5 Authorize Repurchase of Issued Share For For Management Capital 6 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- CHINA OVERSEAS GRAND OCEANS GROUP LTD. Ticker: 81 Security ID: Y1505S117 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: JUN 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Zhuang Yong as Director For For Management 3b Elect Wang Man Kwan, Paul as Director For For Management 3c Elect Yan Jianguo as Director For For Management 3d Elect Chung Shui Ming, Timpson as For Against Management Director 4 Authorize Board to Fix Remuneration of For For Management Directors 5 Approve Auditors and Authorize Board For For Management to Fix Their Remuneration 6 Authorize Repurchase of Issued Share For For Management Capital 7 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 8 Authorize Reissuance of Repurchased For Against Management Shares 9 Approve Master Engagement Agreement, For For Management The Caps and Related Transactions -------------------------------------------------------------------------------- CHINA OVERSEAS LAND & INVESTMENT LTD. Ticker: 688 Security ID: Y15004107 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: JUN 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Zhang Zhichao as Director For For Management 3b Elect Zhuang Yong as Director For Against Management 3c Elect Guo Guanghui as Director For Against Management 3d Elect Fan Hsu Lai Tai, Rita as Director For For Management 3e Elect Li Man Bun, Brian David as For Against Management Director 4 Authorize Board to Fix Remuneration of For For Management Directors 5 Approve Ernst & Young as Auditor and For Against Management Authorize Board to Fix Their Remuneration 6 Authorize Repurchase of Issued Share For For Management Capital 7 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 8 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- CHINA OVERSEAS PROPERTY HOLDINGS LIMITED Ticker: 2669 Security ID: G2118M109 Meeting Date: NOV 29, 2019 Meeting Type: Special Record Date: NOV 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve COLI Framework Agreement, COLI For For Management Annual Caps and Related Transactions 2 Approve COGO Framework Agreement, COGO For For Management Annual Caps and Related Transactions -------------------------------------------------------------------------------- CHINA OVERSEAS PROPERTY HOLDINGS LIMITED Ticker: 2669 Security ID: G2118M109 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: JUN 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3A Elect Zhang Guiqing as Director For For Management 3B Elect Yang Ou as Director For For Management 3C Elect Kam Yuk Fai as Director For For Management 3D Elect So, Gregory Kam Leung as Director For For Management 4 Authorize Board to Fix Remuneration of For For Management Directors 5 Approve Ernst & Young as Auditor and For For Management Authorize Board to Fix Their Remuneration 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Authorize Repurchase of Issued Share For For Management Capital 8 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- CHINA OVERSEAS PROPERTY HOLDINGS LIMITED Ticker: 2669 Security ID: G2118M109 Meeting Date: JUN 19, 2020 Meeting Type: Special Record Date: JUN 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve CSCEC Services Agreement, For For Management CSCEC Services Caps and Related Transactions 2 Approve COLI Services Agreement, COLI For For Management Services Caps and Related Transactions 3 Approve COGO Services Agreement, COGO For For Management Services Caps and Related Transactions 4 Approve CSC Services Agreement, CSC For For Management Services Caps and Related Transactions -------------------------------------------------------------------------------- CHINA RESOURCES LAND LIMITED Ticker: 1109 Security ID: G2108Y105 Meeting Date: JUN 02, 2020 Meeting Type: Annual Record Date: MAY 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3.1 Elect Wang Xiangming as Director For For Management 3.2 Elect Zhang Dawei as Director For Against Management 3.3 Elect Xie Ji as Director For For Management 3.4 Elect Yan Biao as Director For Against Management 3.5 Elect Chen Ying as Director For Against Management 3.6 Elect Ho Hin Ngai, Bosco as Director For For Management 3.7 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Ernst & Young as Auditor and For For Management Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Issued Share For For Management Capital 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- CHINA SHANDONG HI-SPEED FINANCIAL GROUP LIMITED Ticker: 412 Security ID: G2118Q100 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: JUN 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2.1 Elect Liu Han as Director For For Management 2.2 Elect Liu Honghui as Director For For Management 2.3 Elect Liu Zhijie as Director For For Management 2.4 Elect Liang Zhanhai as Director For For Management 2.5 Elect Chen Di as Director For For Management 2.6 Elect Gao Guicheng as Director For For Management 2.7 Elect Guan Huanfei ng as Director For For Management 2.8 Elect Chan Wai Hei as Director For For Management 2.9 Elect Jonathan Jun Yan as Director For For Management 3 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve HLB Hodgson Impey Cheng For For Management Limited as Auditor and Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- CHINA TOUYUN TECH GROUP LIMITED Ticker: 1332 Security ID: G215AV107 Meeting Date: AUG 08, 2019 Meeting Type: Special Record Date: AUG 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Share Consolidation For For Management -------------------------------------------------------------------------------- CHINA TOUYUN TECH GROUP LIMITED Ticker: 1332 Security ID: G215AV206 Meeting Date: NOV 07, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Convertible Bonds For For Management Under Specific Mandate -------------------------------------------------------------------------------- CHINA VANKE CO., LTD. Ticker: 2202 Security ID: Y77421132 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: MAY 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Supervisory For For Management Committee 3 Approve 2019 Annual Report For For Management 4 Approve 2019 Dividend Distribution Plan For For Management 5 Approve Appointment of Auditors For Against Management 6 Approve Authorization of the Company For For Management and Its Majority-Owned Subsidiaries to Provide Financial Assistance to Third Parties 7 Approve Authorization of Guarantee by For Against Management the Company to Its Majority-Owned Subsidiaries 8 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights for H Shares 9 Authorize Repurchase of Issued Share For For Management Capital 10 Amend Articles of Association For For Management 11 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 12 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 13 Amend Rules and Procedures Regarding For For Management Meetings of Supervisory Committee 14.1 Elect Hu Guobin as Director For For Management 14.2 Elect Li Qiangqiang as Director For For Management 14.3 Elect Tang Shaojie as Director For For Management 14.4 Elect Wang Haiwu as Director For For Management 14.5 Elect Xin Jie as Director For For Management 14.6 Elect Yu Liang as Director For For Management 14.7 Elect Zhu Jiusheng as Director For For Management 15.1 Elect Zhang Yichen as Director For For Shareholder 15.2 Elect Kang Dian as Director For For Management 15.3 Elect Liu Shuwei as Director For Against Management 15.4 Elect Ng Kar Ling, Johnny as Director For Against Management 16.1 Elect Li Miao as Supervisor For For Management 16.2 Elect Xie Dong as Supervisor For For Management -------------------------------------------------------------------------------- CHINA VANKE CO., LTD. Ticker: 2202 Security ID: Y77421132 Meeting Date: JUN 30, 2020 Meeting Type: Special Record Date: MAY 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- CHINESE ESTATES (HOLDINGS) LIMITED Ticker: 127 Security ID: G2108M218 Meeting Date: MAR 23, 2020 Meeting Type: Special Record Date: MAR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Disposal Agreement and Related For For Management Transactions -------------------------------------------------------------------------------- CHINESE ESTATES (HOLDINGS) LIMITED Ticker: 127 Security ID: G2108M218 Meeting Date: MAY 26, 2020 Meeting Type: Annual Record Date: MAY 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3.1 Elect Chan, Hon-wan as Director For For Management 3.2 Elect Chan, Sze-wan as Director For For Management 3.3 Elect Lam, Kwong-wai as Director For For Management 3.4 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve HLB Hodgson Impey Cheng For For Management Limited as Auditors and Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Issued Share For For Management Capital 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- CHIP ENG SENG CORPORATION LTD. Ticker: C29 Security ID: Y1565N107 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and For For Management Directors' and Auditors' Reports 2 Approve First and Final Dividend For For Management 3 Elect Chia Lee Meng Raymond as Director For For Management 4 Elect Abdul Jabbar Bin Karam Din as For For Management Director 5 Elect Yam Ah Mee as Director For For Management 6 Elect Low Teck Seng as Director For For Management 7 Elect Neo Boon Siong as Director For For Management 8 Elect Yaacob Bin Ibrahim as Director For For Management 9 Approve Directors' Fees For For Management 10 Approve Ernst & Young LLP as Auditors For For Management and Authorize Board to Fix Their Remuneration 11 Approve Issuance of Equity or For Against Management Equity-Linked Securities with or without Preemptive Rights 12 Authorize Share Repurchase Program For For Management -------------------------------------------------------------------------------- CHOICE PROPERTIES REAL ESTATE INVESTMENT TRUST Ticker: CHP.UN Security ID: 17039A106 Meeting Date: APR 24, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Trustee Kerry D. Adams For For Management 1.2 Elect Trustee Christie J.B. Clark For For Management 1.3 Elect Trustee Graeme M. Eadie For For Management 1.4 Elect Trustee Karen Kinsley For For Management 1.5 Elect Trustee R. Michael Latimer For For Management 1.6 Elect Trustee Nancy H.O. Lockhart For For Management 1.7 Elect Trustee Dale R. Ponder For For Management 1.8 Elect Trustee Galen G. Weston For For Management 2 Approve KPMG LLP as Auditors and For For Management Authorize Trustees to Fix Their Remuneration 3 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- CHONG HONG CONSTRUCTION CO., LTD. Ticker: 5534 Security ID: Y1582T103 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: APR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association 4 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting 5.1 Elect CAI,YUE-CHEN, with SHAREHOLDER For For Management NO.1624, as Non-Independent Director -------------------------------------------------------------------------------- CHUANG'S CONSORTIUM INTERNATIONAL LIMITED Ticker: 367 Security ID: G2122V145 Meeting Date: SEP 27, 2019 Meeting Type: Annual Record Date: SEP 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Alan Chuang Shaw Swee as Director For For Management 3b Elect Chong Ka Fung as Director For For Management 3c Elect Yau Chi Ming as Director For For Management 3d Elect David Chu Yu Lin as Director For For Management 3e Authorize Board to Fix Remuneration of For For Management Directors 4 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 5A Authorize Repurchase of Issued Share For For Management Capital 5B Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 5C Authorize Reissuance of Repurchased For Against Management Shares 6 Other Business For Against Management -------------------------------------------------------------------------------- CITY DEVELOPMENTS LIMITED Ticker: C09 Security ID: V23130111 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and For For Management Directors' and Auditors' Reports 2 Approve Final and Special Dividend For For Management 3 Approve Directors' Fees For For Management 4a Elect Kwek Leng Beng as Director For For Management 4b Elect Tan Yee Peng as Director For For Management 4c Elect Koh Thiam Hock as Director For For Management 5 Elect Sherman Kwek Eik Tse as Director For For Management 6 Approve KPMG LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 7 Approve Issuance of Equity or For For Management Equity-Linked Securities with or without Preemptive Rights 8 Authorize Share Repurchase Program For For Management 9 Approve Mandate for Transactions with For For Management Related Parties -------------------------------------------------------------------------------- CITYCON OYJ Ticker: CTY1S Security ID: X1422T280 Meeting Date: MAR 17, 2020 Meeting Type: Annual Record Date: MAR 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Call the Meeting to Order None None Management 3 Designate Inspector or Shareholder For For Management Representative(s) of Minutes of Meeting 4 Acknowledge Proper Convening of Meeting For For Management 5 Prepare and Approve List of For For Management Shareholders 6 Receive Financial Statements and None None Management Statutory Reports 7 Receive Auditor's Report None None Management 8 Accept Financial Statements and For For Management Statutory Reports 9 Approve Allocation of Income and For For Management Omission of Dividends; Authorize Board to Decide on Distribution of Dividends and Assets from the Company's Invested Unrestricted Equity Fund 10 Approve Discharge of Board and For For Management President 11 Approve Remuneration Policy And Other For Against Management Terms of Employment For Executive Management 12 Approve Remuneration of Directors in For For Management the Amount of EUR 160,000 for Chairman, EUR 70,000 for Deputy Chairman and EUR 50,000 for Other Directors; Approve Meeting Fees; Approve Remuneration for Committee Work 13 Fix Number of Directors at Eight For For Management 14 Reelect Chaim Katzman, Arnold de Haan, For Against Management David Lukes, Andrea Orlandi, Per-Anders Ovin, Ofer Stark, Ariella Zochovitzky and Alexandre Koifman as Directors 15 Approve Remuneration of Auditors For For Management 16 Ratify Ernst & Young as Auditors For For Management 17 Approve Issuance of up to 17 Million For For Management Shares without Preemptive Rights 18 Authorize Share Repurchase Program For For Management 19 Close Meeting None None Management -------------------------------------------------------------------------------- CITYCON OYJ Ticker: CTY1S Security ID: X1422T280 Meeting Date: JUN 11, 2020 Meeting Type: Special Record Date: JUN 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Call the Meeting to Order None None Management 3 Designate Inspector or Shareholder None None Management Representative(s) of Minutes of Meeting 4 Acknowledge Proper Convening of Meeting None None Management 5 Prepare and Approve List of None None Management Shareholders 6 Fix Number of Directors at Ten For For Management 7 Elect Yehuda (Judah) L. Angster and Mr For For Management Zvi Gordon as New Directors 8 Close Meeting None None Management -------------------------------------------------------------------------------- CK ASSET HOLDINGS LIMITED Ticker: 1113 Security ID: G2177B101 Meeting Date: OCT 09, 2019 Meeting Type: Special Record Date: OCT 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Proposed Recommended Cash For For Management Acquisition of the Entire Issued and to be Issued Share Capital of Greene King Plc -------------------------------------------------------------------------------- CK ASSET HOLDINGS LIMITED Ticker: 1113 Security ID: G2177B101 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3.1 Elect Li Tzar Kuoi, Victor as Director For Against Management 3.2 Elect Chiu Kwok Hung, Justin as For For Management Director 3.3 Elect Cheong Ying Chew, Henry as For For Management Director 3.4 Elect Hung Siu-lin, Katherine as For For Management Director 3.5 Elect Colin Stevens Russel as Director For For Management 4 Approve Deloitte Touche Tohmatsu as For For Management Auditor and Authorize Board to Fix Their Remuneration 5.1 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 5.2 Authorize Repurchase of Issued Share For For Management Capital 6 Amend Articles of Association For For Management -------------------------------------------------------------------------------- COFINIMMO SA Ticker: COFB Security ID: B25654136 Meeting Date: JAN 15, 2020 Meeting Type: Special Record Date: JAN 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor A1 Receive Special Board Report Re: None None Management Company Law Art. 604 A211 Renew Authorization to Increase Share For For Management Capital up to 50 Percent of Authorized Capital With Preemptive Rights by Cash Contributions A212 Renew Authorization to Increase Share For For Management Capital up to 20 Percent by Distribution of Optional Dividend A213 Renew Authorization to Increase Share For For Management Capital up to 10 Percent of Authorized Capital Without Preemptive Rights A22 Amend Articles to 6.2 and 6.4 to For For Management Reflect Changes in Capital B3 Authorize Share Repurchase Program and For For Management Reissuance of Repurchased Shares C4 Authorize Distribution to Employees For For Management And Subsidiaries of a Share of Profits D5 Receive Special Board Report Re: None None Management Article 560 of the Companies Code D6 Approve Cancellation of Classes of For For Management Shares and Amend Articles 7 and 8 E7 Receive Special Board Report Re: None None Management Article 559 of the Companies Code E8 Amend Corporate Purpose and Article 3 For For Management F9 Opt-in to New Belgian Code of For For Management Companies and Associations G10 Authorize Implementation of Approved For For Management Resolutions and Filing of Required Documents/Formalities at Trade Registry -------------------------------------------------------------------------------- COFINIMMO SA Ticker: COFB Security ID: B25654136 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: APR 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Directors' Reports (Non-Voting) None None Management 2 Approve Remuneration Report For For Management 3 Approve Remuneration Policy For For Management 4 Receive Auditors' Reports (Non-Voting) None None Management 5 Approve Financial Statements, For For Management Allocation of Income, and Dividends of EUR 5.60 per Share 6 Receive Consolidated Financial None None Management Statements and Statutory Reports (Non-Voting) 7 Approve Discharge of Directors For For Management 8 Approve Discharge of Auditor For For Management 9.1 Reelect Olivier Chapelle as Director For For Management 9.2 Indicate Olivier Chapelle as For For Management Independent Director 9.3 Reelect Xavier de Walque as Director For For Management 9.4 Indicate Xavier de Walque as For For Management Independent Director 9.5 Reelect Maurice Gauchot as Director For For Management 9.6 Indicate Maurice Gauchot as For For Management Independent Director 9.7 Reelect Diana Monissen as Director For For Management 9.8 Indicate Diana Monissen as Independent For For Management Director 10.1 Ratify Deloitte, Represented by Rik For For Management Neckebroeck, as Auditor 10.2 Approve Auditors' Remuneration For For Management 11 Approve Change-of-Control Clause Re: For For Management Credit Agreements 12 Authorize Implementation of Approved For For Management Resolutions and Filing of Required Documents/Formalities at Trade Registry 13 Transact Other Business None None Management -------------------------------------------------------------------------------- COLLIERS INTERNATIONAL GROUP INC. Ticker: CIGI Security ID: 194693107 Meeting Date: APR 07, 2020 Meeting Type: Annual Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Peter F. Cohen For For Management 1b Elect Director John (Jack) P. Curtin Jr For For Management 1c Elect Director Christopher Galvin For For Management 1d Elect Director P. Jane Gavan For For Management 1e Elect Director Stephen J. Harper For For Management 1f Elect Director Jay S. Hennick For For Management 1g Elect Director Katherine M. Lee For For Management 1h Elect Director Benjamin F. Stein For For Management 1i Elect Director L. Frederick Sutherland For For Management 2 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 3 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- COLOUR LIFE SERVICES GROUP CO., LIMITED Ticker: 1778 Security ID: G22915105 Meeting Date: AUG 23, 2019 Meeting Type: Special Record Date: AUG 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Subscription Agreement, For For Management Issuance of Subscription Shares and Related Transactions -------------------------------------------------------------------------------- COLOUR LIFE SERVICES GROUP CO., LIMITED Ticker: 1778 Security ID: G22915105 Meeting Date: APR 24, 2020 Meeting Type: Special Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amended Non-Competition Deed For For Management and Related Transactions 2 Elect Chen Xinyu as Director For For Management -------------------------------------------------------------------------------- COLOUR LIFE SERVICES GROUP CO., LIMITED Ticker: 1778 Security ID: G22915105 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Adopt Scrip Dividend Scheme For For Management 4 Elect Pan Jun as Director For For Management 5 Elect Huang Wei as Director For For Management 6 Elect Tang Xuebin as Director For For Management 7 Authorize Board to Fix the For For Management Remuneration of the Directors 8 Approve Deloitte Touche Tohmatsu as For For Management Auditors and Authorize Board to Fix Their Remuneration 9 Authorize Repurchase of Issued Share For For Management Capital 10 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 11 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- COMFORIA RESIDENTIAL REIT, INC. Ticker: 3282 Security ID: J0816Z106 Meeting Date: APR 22, 2020 Meeting Type: Special Record Date: JAN 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles to Change Location of For For Management Head Office - Change Japanese Era Year to Western Year - Amend Asset Management Compensation 2 Elect Executive Director Izawa, For For Management Takehiro 3 Elect Alternate Executive Director For For Management Yoshikawa, Kentaro 4.1 Elect Supervisory Director Yamamoto, For For Management Koji 4.2 Elect Supervisory Director Oshima, For For Management Masamichi 5 Elect Alternate Supervisory Director For For Management Chiba, Hiroko -------------------------------------------------------------------------------- COMINAR REAL ESTATE INVESTMENT TRUST Ticker: CUF.UN Security ID: 199910100 Meeting Date: MAY 13, 2020 Meeting Type: Annual/Special Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Trustees to Fix Their Remuneration 2 Approve Increase in Number of Trustees For For Management from Nine to Ten 3.1 Elect Trustee Luc Bachand For For Management 3.2 Elect Trustee Christine Beaubien For For Management 3.3 Elect Trustee Paul D. Campbell For For Management 3.4 Elect Trustee Mitchell Cohen For For Management 3.5 Elect Trustee Sylvain Cossette For For Management 3.6 Elect Trustee Zachary R. George For For Management 3.7 Elect Trustee Johanne Lepine For For Management 3.8 Elect Trustee Michel Theroux For For Management 3.9 Elect Trustee Rene Tremblay For For Management 3.10 Elect Trustee Karen Laflamme For For Management 4 Advisory Vote on Executive For For Management Compensation Approach 5 Amend Contract of Trust Re: Unit For For Management Distribution 6 Amend Contract of Trust Re: Investment For For Management Guidelines 7 Approve Unitholders Rights Plan For Against Management -------------------------------------------------------------------------------- COREM PROPERTY GROUP AB Ticker: CORE.A Security ID: W2R19Q152 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Chairman of Meeting For Did Not Vote Management 3 Prepare and Approve List of For Did Not Vote Management Shareholders 4 Approve Agenda of Meeting For Did Not Vote Management 5 Designate Inspector(s) of Minutes of For Did Not Vote Management Meeting 6 Acknowledge Proper Convening of Meeting For Did Not Vote Management 7 Receive Financial Statements and None None Management Statutory Reports 8 Accept Financial Statements and For Did Not Vote Management Statutory Reports 9 Approve Allocation of Income and For Did Not Vote Management Dividends of SEK 0.60 Per Ordinary Share of Class A and Class B, and SEK 20.00 Per Preference Share 10 Approve Discharge of Board and For Did Not Vote Management President 11 Determine Number of Members (6) and For Did Not Vote Management Deputy Members (0) of Board; Determine Number of Auditors (1) and Deputy Auditors (0) 12 Approve Remuneration of Directors in For Did Not Vote Management the Amount of SEK 320,000 to Chairman and SEK 180,000 to Other Directors; Approve Remuneration for Committee Work; Approve Remuneration of Auditors 13 Reelect Patrik Essehorn (Chair), For Did Not Vote Management Rutger Arnhult, Christina Tillman and Fredrik Rapp as Directors; Elect Katarina Klingspor and Magnus Uggla as New Directors; Ratify Ernst & Young as Auditors 14 Approve Remuneration Policy And Other For Did Not Vote Management Terms of Employment For Executive Management 15 Authorize Chairman of Board and For Did Not Vote Management Representatives of Three of Company's Largest Shareholders to Serve on Nominating Committee 16 Amend Articles Re: Equity-Related For Did Not Vote Management 17 Approve SEK 63.5 Million Reduction in For Did Not Vote Management Share Capital via Share Cancellation to Transfer to Unrestricted Shareholders' Equity 18 Approve Creation of Pool of Capital For Did Not Vote Management without Preemptive Rights 19 Authorize Share Repurchase Program and For Did Not Vote Management Reissuance of Repurchased Shares 20 Authorize Editorial Changes to Adopted For Did Not Vote Management Resolutions in Connection with Registration with Swedish Authorities 21 Close Meeting None None Management -------------------------------------------------------------------------------- CORPORACION INMOBILIARIA VESTA SAB DE CV Ticker: VESTA Security ID: P9781N108 Meeting Date: MAR 13, 2020 Meeting Type: Annual Record Date: MAR 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve CEO's Report For For Management 2 Approve Board's Report For For Management 3 Approve Report of Audit, Corporate For For Management Practices, Investment, Ethics, Debt and Capital, and Social and Environmental Responsibility Committees 4 Receive Report on Adherence to Fiscal For For Management Obligations 5 Approve Audited and Consolidated For For Management Financial Statements 6 Approve Cash Dividends, Considering For For Management Current Dividend Policy and Board's Recommendation 7 Approve Long-Term Incentive Plan for For For Management Company's Executives 8 Approve Report on Share Repurchase For For Management 9 Authorize Share Repurchase Reserve For For Management 10 Approve Annual Budget of Company for For For Management Social and Environmental Responsibility Actions 11 Elect or Ratify Directors; Elect For For Management Chairmen of Audit and Corporate Practices Committees, and Approve their Remuneration 12 Approve Cancellation of 10.84 Million For For Management Shares Representing Variable Portion of Company's Capital 13 Appoint Legal Representatives For For Management -------------------------------------------------------------------------------- COVIVIO HOTELS SCA Ticker: COVH Security ID: F2R23H106 Meeting Date: MAY 07, 2020 Meeting Type: Annual/Special Record Date: MAY 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 1.55 per Share 4 Approve Stock Dividend Program For For Management 5 Approve Auditors' Special Report on For For Management Related-Party Transactions 6 Approve Remuneration Policy of General For For Management Manager 7 Approve Remuneration Policy of For For Management Supervisory Board Members 8 Approve Compensation Report for For For Management Corporate Officers 9 Approve Compensation of Christophe For For Management Kullmann, Chairman of Supervisory Baord 10 Approve Compensation of Covivio Hotels For For Management Gestion, General Manager 11 Reelect Fonciere Margaux as For For Management Supervisory Board Member 12 Reelect Covivio Participations as For For Management Supervisory Board Member 13 Elect Najat Aasqui as Supervisory For For Management Board Member 14 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 15 Amend Article 15 of Bylaws Re: For For Management Supervisory Board Members Remuneration 16 Amend Article 8 of Bylaws Re: For For Management Bondholders Identification 17 Authorize Capitalization of Reserves For Against Management of Up to EUR 48.4 Million for Bonus Issue or Increase in Par Value 18 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 19 Authorize Issuance of Equity or For Against Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 242 Million 20 Authorize Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 48.4 Million, with a Binding Priority Right 21 Authorize Board to Increase Capital in For Against Management the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above 22 Authorize Capital Increase of up to 10 For Against Management Percent of Issued Capital for Contributions in Kind 23 Authorize Capital Increase of Up to For Against Management EUR 48.4 Million for Future Exchange Offers 24 Authorize Capital Issuances for Use in For Against Management Employee Stock Purchase Plans 25 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- COVIVIO SA Ticker: COV Security ID: F2R22T119 Meeting Date: APR 22, 2020 Meeting Type: Annual/Special Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 4.80 per Share 4 Approve Stock Dividend Program For For Management 5 Approve Auditors' Special Report on For For Management Related-Party Transactions 6 Approve Remuneration Policy of For For Management Chairman of the Board 7 Approve Remuneration Policy of CEO For For Management 8 Approve Remuneration Policy of Vice-CEO For For Management 9 Approve Remuneration Policy of For For Management Directors 10 Approve Compensation Report of For For Management Corporate Officers 11 Approve Compensation of Jean Laurent, For For Management Chairman of the Board 12 Approve Compensation of Christophe For Against Management Kullmann, CEO 13 Approve Compensation of Olivier For For Management Esteve, Vice-CEO 14 Approve Compensation of Dominique For For Management Ozanne, Vice-CEO 15 Ratify Appointment of Alix d Ocagne as For For Management Director 16 Reelect Christophe Kullmann as Director For For Management 17 Reelect Patricia Savin as Director For For Management 18 Reelect Catherine Soubie as Director For For Management 19 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 20 Amend Articles 7, 16, 17, 20 of Bylaws For For Management to Comply with Legal Changes 21 Authorize Capitalization of Reserves For For Management of Up to EUR 26 Million for Bonus Issue or Increase in Par Value 22 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 23 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 65 Million 24 Authorize Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 26 Million 25 Authorize Capital Increase of up to 10 For For Management Percent of Issued Capital for Future Exchange Offers 26 Authorize Capital Increase of up to 10 For For Management Percent of Issued Capital for Contributions in Kind 27 Authorize Capital Issuances for Use in For Against Management Employee Stock Purchase Plans 28 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- CROMBIE REAL ESTATE INVESTMENT TRUST Ticker: CRR.UN Security ID: 227107109 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Trustee Paul V. Beesley For For Management 1.2 Elect Trustee Donald E. Clow For For Management 1.3 Elect Trustee John C. Eby For For Management 1.4 Elect Trustee J. Michael Knowlton For For Management 1.5 Elect Trustee Barbara Palk For For Management 1.6 Elect Trustee Jason P. Shannon For For Management 1.7 Elect Trustee Karen Weaver For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Authorize Trustees to Fix Remuneration For For Management of Auditors 4 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- CROMWELL EUROPEAN REAL ESTATE INVESTMENT TRUST Ticker: CNNU Security ID: Y1867K108 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Trustee's Report, Statement by For For Management the Manager, Audited Financial Statements and Auditors' Report 2 Approve Deloitte & Touche LLP as For For Management Auditors and Authorize Manager to Fix Their Remuneration 3 Approve Issuance of Equity or For For Management Equity-Linked Securities with or without Preemptive Rights 4 Authorize Unit Repurchase Program For For Management -------------------------------------------------------------------------------- CROMWELL PROPERTY GROUP Ticker: CMW Security ID: Q2995J103 Meeting Date: NOV 28, 2019 Meeting Type: Annual/Special Record Date: NOV 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 2 Elect Jane Tongs as Director For For Management 3 Elect Lisa Scenna as Director For For Management 4 Elect Tanya Cox as Director For For Management 5 Elect Gary Weiss as Director Against Against Shareholder 6 Approve Remuneration Report For For Management 7 Ratify Past Issuance of Stapled For For Management Securities to Certain Institutional Investors 8 Approve Cromwell Property Group For For Management Performance Rights Plan 9 Approve Grant of Performance Rights For For Management and Stapled Securities to Paul Weightman -------------------------------------------------------------------------------- CROMWELL PROPERTY GROUP Ticker: CMW Security ID: Q2995J103 Meeting Date: MAR 30, 2020 Meeting Type: Special Record Date: MAR 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Gary Weiss as Director None Against Shareholder -------------------------------------------------------------------------------- CSI PROPERTIES LIMITED Ticker: 497 Security ID: G2581C109 Meeting Date: SEP 03, 2019 Meeting Type: Annual Record Date: AUG 28, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3.1 Elect Kan Sze Man as Director For For Management 3.2 Elect Chow Hou Man as Director For For Management 3.3 Elect Lo Wing Yan, William as Director For For Management 3.4 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Deloitte Touche Tohmatsu as For For Management Auditors and Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Issued Share For For Management Capital 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- CT REAL ESTATE INVESTMENT TRUST Ticker: CRT.UN Security ID: 126462100 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: MAR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Trustee Heather Briant For For Management 1.2 Elect Trustee Greg Hicks For For Management 1.3 Elect Trustee David Laidley For For Management 1.4 Elect Trustee Anna Martini For For Management 1.5 Elect Trustee Dean McCann For For Management 1.6 Elect Trustee John O'Bryan For For Management 1.7 Elect Trustee Ken Silver For For Management 1.8 Elect Trustee Kelly Smith For For Management 2 Approve Deloitte LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- DAIBIRU CORP. Ticker: 8806 Security ID: J08463101 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 10.5 2.1 Elect Director Sonobe, Toshiyuki For Abstain Management 2.2 Elect Director Narita, Junichi For Abstain Management 2.3 Elect Director Tanaka, Kensuke For Abstain Management 2.4 Elect Director Ota, Takehiko For Abstain Management 2.5 Elect Director Tainaka, Hideki For Abstain Management 2.6 Elect Director Oi, Atsushi For For Management 2.7 Elect Director Miyanoya, Atsushi For For Management 3 Appoint Alternate Statutory Auditor For For Management Morimoto, Hiroshi 4 Approve Annual Bonus For For Management 5 Approve Restricted Stock Plan For For Management -------------------------------------------------------------------------------- DAITO TRUST CONSTRUCTION CO., LTD. Ticker: 1878 Security ID: J11151107 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 345 -------------------------------------------------------------------------------- DAIWA HOUSE REIT INVESTMENT CORP. Ticker: 8984 Security ID: J12380101 Meeting Date: NOV 27, 2019 Meeting Type: Special Record Date: AUG 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles to Amend Asset For For Management Management Compensation 2 Elect Executive Director Asada, For For Management Toshiharu 3 Elect Alternate Executive Director For For Management Tsuchida, Koichi 4.1 Elect Supervisory Director Iwasaki, For For Management Tetsuya 4.2 Elect Supervisory Director Ishikawa, For For Management Hiroshi 5 Elect Alternate Supervisory Director For For Management Kakishima, Fusae -------------------------------------------------------------------------------- DERWENT LONDON PLC Ticker: DLN Security ID: G27300105 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Policy For For Management 3 Approve Remuneration Report For For Management 4 Approve Final Dividend For For Management 5 Re-elect John Burns as Director For For Management 6 Re-elect Claudia Arney as Director For For Management 7 Re-elect Lucinda Bell as Director For For Management 8 Re-elect Richard Dakin as Director For For Management 9 Re-elect Simon Fraser as Director For For Management 10 Re-elect Nigel George as Director For For Management 11 Re-elect Helen Gordon as Director For For Management 12 Re-elect Simon Silver as Director For For Management 13 Re-elect David Silverman as Director For For Management 14 Re-elect Cilla Snowball as Director For For Management 15 Re-elect Paul Williams as Director For For Management 16 Re-elect Damian Wisniewski as Director For For Management 17 Reappoint PricewaterhouseCoopers LLP For For Management as Auditors 18 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 19 Authorise Issue of Equity For For Management 20 Authorise Issue of Equity without For For Management Pre-emptive Rights 21 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 22 Authorise Market Purchase of Ordinary For For Management Shares 23 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- DEUTSCHE EUROSHOP AG Ticker: DEQ Security ID: D1854M102 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019 (Non-Voting) 2 Approve Allocation of Income and For For Management Omission of Dividends 3 Approve Discharge of Management Board For For Management for Fiscal 2019 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2019 5 Ratify BDO AG as Auditors for Fiscal For Against Management 2020 6 Elect Roland Werner to the Supervisory For Against Management Board 7 Amend Articles Re: Power of Attorney For For Management -------------------------------------------------------------------------------- DEUTSCHE WOHNEN SE Ticker: DWNI Security ID: D2046U176 Meeting Date: JUN 05, 2020 Meeting Type: Annual Record Date: MAY 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 0.90 per Share 3 Approve Discharge of Management Board For For Management for Fiscal 2019 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2019 5 Ratify KPMG AG as Auditors for Fiscal For Against Management 2020 6.1 Elect Matthias Huenlein to the For Against Management Supervisory Board 6.2 Elect Kerstin Guenther to the For For Management Supervisory Board 7.1 Amend Articles Re: Information Sent by For For Management Registered Letter 7.2 Amend Articles Re: Transmission of For For Management Information by Electronic Means 7.3 Amend Articles Re: Proof of Entitlement For For Management -------------------------------------------------------------------------------- DEVELIA SA Ticker: DVL Security ID: X48986107 Meeting Date: JAN 08, 2020 Meeting Type: Special Record Date: DEC 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Meeting Chairman For For Management 3 Acknowledge Proper Convening of Meeting None None Management 4 Approve Agenda of Meeting For For Management 5 Approve Additional Remuneration for For For Management Supervisory Board Member Temporarily Delegated to Perform CEO Functions 6 Amend Regulations on Supervisory Board For Against Management 7 Fix Number of Supervisory Board None Against Shareholder Members at Seven 8 Elect Supervisory Board Member None Against Shareholder 9 Close Meeting None None Management -------------------------------------------------------------------------------- DEXUS Ticker: DXS Security ID: Q3190P134 Meeting Date: OCT 30, 2019 Meeting Type: Annual Record Date: OCT 28, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Remuneration Report For For Management 2 Approve Grant of Performance Rights to For For Management Darren Steinberg 3.1 Elect Mark Ford as Director For For Management 3.2 Elect Nicola Roxon as Director For For Management 4.1 Ratify Past Issuance of Securities to For For Management Institutional and Sophisticated Investors 4.2 Ratify Past Issuance of Exchangeable For For Management Notes to Professional and Sophisticated Investors -------------------------------------------------------------------------------- DIOS FASTIGHETER AB Ticker: DIOS Security ID: W2592B100 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: JUN 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Chairman of Meeting For For Management 3 Prepare and Approve List of For For Management Shareholders 4 Approve Agenda of Meeting For For Management 5 Designate Inspector(s) of Minutes of For For Management Meeting 6 Acknowledge Proper Convening of Meeting For For Management 7 Receive CEO's Report None None Management 8 Receive Financial Statements and None None Management Statutory Reports 9.a Accept Financial Statements and For For Management Statutory Reports 9.b Approve Allocation of Income and For For Management Dividends of SEK 1.65 Per Share 9.c Approve Discharge of Board and For For Management President 9.d Approve Record Dates for Dividend For For Management Payment 10 Determine Number of Members (6) and For For Management Deputy Members (0) of Board 11 Approve Remuneration of Directors in For For Management the Amount of SEK 300,000 for Chairman and SEK 165,000 for Other Directors; Approve Remuneration of Auditors 12 Reelect Anders Nelson, Ragnhild For Against Management Backman, Eva Nygren, Peter Strand and Bob Persson (Chair) as Directors; Elect Tobias Lonnevall as New Director 13 Ratify Deloitte as Auditors For For Management 14 Approve Remuneration Policy And Other For For Management Terms of Employment For Executive Management 15 Authorize Board Chairman and For Against Management Representatives of Four of Company's Largest Shareholders to Serve on Nominating Committee 16 Authorize Share Repurchase Program and For For Management Reissuance of Repurchased Shares 17 Approve Issuance of up to 10 Percent For For Management of Share Capital without Preemptive Rights 18 Other Business None None Management 19 Close Meeting None None Management -------------------------------------------------------------------------------- DLF LIMITED Ticker: 532868 Security ID: Y2089H105 Meeting Date: MAY 18, 2020 Meeting Type: Special Record Date: APR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Reelect Amarjit Singh Minocha as For For Management Director -------------------------------------------------------------------------------- DOUBLEDRAGON PROPERTIES CORP. Ticker: DD Security ID: Y2105Y108 Meeting Date: AUG 30, 2019 Meeting Type: Annual Record Date: JUL 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor a Approve the Minutes of the Previous For For Management Meeting b Approve the 2018 Audited Financial For For Management Statements and the 2018 Annual Report c Ratify Actions of the Board of For For Management Directors and Officers d1 Elect Edgar J. Sia II as Director For For Management d2 Elect Tony Tan Caktiong as Director For Withhold Management d3 Elect Ferdinand J. Sia as Director For Withhold Management d4 Elect Rizza Marie Joy J. Sia as For Withhold Management Director d5 Elect William Tan Untiong as Director For Withhold Management d6 Elect Joseph Tanbuntiong as Director For Withhold Management d7 Elect Gary P. Cheng as Director For For Management d8 Elect Vicente S. Perez, Jr. as Director For For Management e Appoint KPMG R.G. Manabat & Co. as For For Management Independent External Auditors -------------------------------------------------------------------------------- DREAM GLOBAL REAL ESTATE INVESTMENT TRUST Ticker: DRG.UN Security ID: 26154A106 Meeting Date: NOV 12, 2019 Meeting Type: Special Record Date: OCT 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acquisition by Real Estate For For Management Funds Managed by The Blackstone Group Inc. -------------------------------------------------------------------------------- DREAM INDUSTRIAL REAL ESTATE INVESTMENT TRUST Ticker: DIR.UN Security ID: 26153W109 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: MAY 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Trustee R. Sacha Bhatia For For Management 1B Elect Trustee Michael J. Cooper For For Management 1C Elect Trustee J. Michael Knowlton For For Management 1D Elect Trustee Ben Mulroney For For Management 1E Elect Trustee Brian Pauls For For Management 1F Elect Trustee Vicky Schiff For For Management 1G Elect Trustee Vincenza Sera For For Management 1H Elect Trustee Sheldon Wiseman For For Management 2 Approve Pricewaterhousecoopers LLP as For For Management Auditors and Authorize Trustees to Fix Their Remuneration -------------------------------------------------------------------------------- DREAM OFFICE REAL ESTATE INVESTMENT TRUST Ticker: D.UN Security ID: 26153P104 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: MAY 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Trustee Detilef Bierbaum For For Management 1B Elect Trustee Donald Charter For For Management 1C Elect Trustee Michael J. Cooper For For Management 1D Elect Trustee P. Jane Gavan For For Management 1E Elect Trustee Robert Goodall For For Management 1F Elect Trustee Kellie Leitch For For Management 1G Elect Trustee Karine MacIndoe For For Management 2 Approve Pricewaterhousecoopers LLP as For For Management Auditors and Authorize Trustee to Fix Their Remuneration 3 Amend Deferred Unit Incentive Plan For For Management -------------------------------------------------------------------------------- DREAM UNLIMITED CORP. Ticker: DRM Security ID: 26153M200 Meeting Date: JUN 30, 2020 Meeting Type: Annual/Special Record Date: MAY 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Michael J. Cooper For For Management 1B Elect Director James Eaton For For Management 1C Elect Director Joanne Ferstman For For Management 1D Elect Director Richard N. Gateman For For Management 1E Elect Director P. Jane Gavan For For Management 1F Elect Director Duncan Jackman For Withhold Management 1G Elect Director Jennifer Lee Koss For For Management 1H Elect Director Vincenza Sera For For Management 2 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 3 Approve Share Consolidation For For Management -------------------------------------------------------------------------------- EASTERN & ORIENTAL BERHAD Ticker: 3417 Security ID: Y22246105 Meeting Date: AUG 28, 2019 Meeting Type: Annual Record Date: AUG 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve First and Final Dividend For For Management 2 Approve Directors' Fees For For Management 3 Elect Kok Tuck Cheong as Director For For Management 4 Elect Kok Meng Chow as Director For For Management 5 Elect Kamil Ahmad Merican as Director For For Management 6 Approve Ernst & Young as Auditors and For For Management Authorize Board to Fix Their Remuneration 7 Approve Azizan bin Abd Rahman to For For Management Continue Office as Independent Non-Executive Director 8 Approve Vijeyaratnam a/l V. For For Management Thamotharam Pillay to Continue Office as Independent Non-Executive Director 9 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 10 Approve Implementation of For For Management Shareholders' Mandate for Recurrent Related Party Transactions 11 Authorize Share Repurchase Program For For Management 1 Adopt New Constitution For For Management 12 Approve Conversion of All Stock Units For For Management into Ordinary Shares -------------------------------------------------------------------------------- EASTERN & ORIENTAL BERHAD Ticker: 3417 Security ID: Y22246105 Meeting Date: SEP 03, 2019 Meeting Type: Special Record Date: AUG 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Renounceable Rights Issue with For For Management Free Detachable Warrants -------------------------------------------------------------------------------- ECHO INVESTMENT SA Ticker: ECH Security ID: X1896T105 Meeting Date: JAN 09, 2020 Meeting Type: Special Record Date: DEC 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Meeting Chairman; Prepare List For For Management of Shareholders 3 Acknowledge Proper Convening of Meeting None None Management 4 Approve Agenda of Meeting For For Management 5 Fix Number of Supervisory Board None Against Shareholder Members at Eight 6 Elect Noah Steinberg as Supervisory None Against Shareholder Board Member 7 Elect Tibor Veres as Supervisory Board None Against Shareholder Member 8 Elect Peter Kocsis as Supervisory None Against Shareholder Board Member 9 Elect Bence Sass as Supervisory Board None Against Shareholder Member 10 Appoint Noah Steinberg as Supervisory None Against Shareholder Board Chairman; Appoint Tibor Veres as Supervisory Board Deputy Chairman 11 Approve Decision on Covering Costs of None Against Shareholder Convocation of EGM 12 Close Meeting None None Management -------------------------------------------------------------------------------- ECO WORLD DEVELOPMENT GROUP BERHAD Ticker: 8206 Security ID: Y74998108 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Directors' Fees For For Management 2 Approve Directors' Remuneration For For Management (Excluding Directors' Fees) 3 Elect Abdul Rashid Bin Abdul Manaf as For For Management Director 4 Elect Chang Khim Wah as Director For For Management 5 Elect Tang Kin Kheong as Director For For Management 6 Elect Liew Tian Xiong as Director For For Management 7 Approve Baker Tilly Monteiro Heng PLT For For Management as Auditors and Authorize Board to Fix Their Remuneration 8 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 9 Approve Implementation of For For Management Shareholders' Mandate for Recurrent Related Party Transactions 10 Authorize Share Repurchase Program For For Management -------------------------------------------------------------------------------- ECO WORLD INTERNATIONAL BERHAD Ticker: 5283 Security ID: Y2242S113 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Directors' Fees for the For For Management Financial Year Ended October 31, 2019 2 Approve Directors' Fees from November For For Management 1, 2019 Until the Next AGM 3 Approve Directors' Benefits For For Management 4 Elect Teow Leong Seng as Director For For Management 5 Elect Cheah Tek Kuang as Director For For Management 6 Elect Siow Kim Lun as Director For Against Management 7 Elect Kong Sooi Lin as Director For For Management 8 Approve KPMG PLT as Auditors and For Against Management Authorize Board to Fix Their Remuneration 9 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 10 Approve Implementation of For For Management Shareholders' Mandate for Recurrent Related Party Transactions -------------------------------------------------------------------------------- EMAAR MISR FOR DEVELOPMENT SAE Ticker: EMFD Security ID: M4R30T109 Meeting Date: MAR 29, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For Did Not Vote Management Operations for FY 2019 2 Approve Auditors' Report on Company For Did Not Vote Management Financial Statements for FY 2019 3 Accept Financial Statements and For Did Not Vote Management Statutory Reports for FY 2019 4 Approve Discharge of Chairman and For Did Not Vote Management Directors for FY 2019 5 Approve Sitting Fees and Travel For Did Not Vote Management Allowances of Directors for FY 2019 6 Approve Charitable Donations for FY For Did Not Vote Management 2020 7 Ratify Auditors and Fix Their For Did Not Vote Management Remuneration for FY 2020 8 Approve Corporate Governance Report For Did Not Vote Management and Related Auditor's Report -------------------------------------------------------------------------------- EMPEROR INTERNATIONAL HOLDINGS LIMITED Ticker: 163 Security ID: G3036C223 Meeting Date: AUG 08, 2019 Meeting Type: Annual Record Date: AUG 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3A Elect Cheung Ping Keung as Director For For Management 3B Elect Chan Hon Piu as Director For For Management 3C Elect Cheng Ka Yu as Director For For Management 3D Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Deloitte Touche Tohmatsu as For For Management Auditor and Authorize Board to Fix Their Remuneration 5A Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 5B Authorize Repurchase of Issued Share For For Management Capital 5C Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- EMPIRIC STUDENT PROPERTY PLC Ticker: ESP Security ID: G30381100 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAY 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Remuneration Policy For For Management 4 Reappoint BDO LLP as Auditors For For Management 5 Authorise Board to Fix Remuneration of For For Management Auditors 6 Approve Dividend Policy For For Management 7 Re-elect Mark Pain as Director For Abstain Management 8 Re-elect Alice Avis as Director For For Management 9 Re-elect Timothy Attlee as Director For For Management 10 Re-elect Lynne Fennah as Director For For Management 11 Re-elect Jim Prower as Director For For Management 12 Re-elect Stuart Beevor as Director For For Management 13 Authorise Issue of Equity For For Management 14 Authorise Issue of Equity without For For Management Pre-emptive Rights 15 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 16 Authorise Market Purchase of Ordinary For For Management Shares 17 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- ENTRA ASA Ticker: ENTRA Security ID: R2R8A2105 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting; Registration of None None Management Attending Shareholders and Proxies 2 Elect Chairman of Meeting For Did Not Vote Management 3 Designate Inspector(s) of Minutes of For Did Not Vote Management Meeting 4 Approve Notice of Meeting and Agenda For Did Not Vote Management 5 Accept Financial Statements and For Did Not Vote Management Statutory Reports; Approve Allocation of Income and Total Dividends of NOK 4. 70 Per Share 6 Authorize Board to Distribute Dividends For Did Not Vote Management 7 Discuss Company's Corporate Governance None None Management Statement 8a Approve Remuneration Policy And Other For Did Not Vote Management Terms of Employment For Executive Management (Advisory) 8b Approve Remuneration Policy And Other For Did Not Vote Management Terms of Employment For Executive Management (Binding) 9 Authorize Share Repurchase Program For Did Not Vote Management 10 Approve Equity Plan Financing Through For Did Not Vote Management Repurchase of Shares 11 Approve Creation of NOK 18.2 Million For Did Not Vote Management Pool of Capital without Preemptive Rights 12 Approve Remuneration of Auditors For Did Not Vote Management 13a Approve Remuneration of Directors For Did Not Vote Management 13b Approve Remuneration of Audit Committee For Did Not Vote Management 13c Approve Remuneration of Compensation For Did Not Vote Management Committee 14a Reelect Siri Hatlen as Director For Did Not Vote Management 14b Reelect Kjell Bjordal as Director For Did Not Vote Management 14c Reelect Camilla AC Tepfers as Director For Did Not Vote Management 14d Reelect Widar Salbuvik as Director For Did Not Vote Management 14e Elect Benedicte Schilbred Fasmer as For Did Not Vote Management New Director 15 Elect Torkel Storflor Halmo as New For Did Not Vote Management Member of Nominating Committee 16 Approve Remuneration of Nominating For Did Not Vote Management Committee -------------------------------------------------------------------------------- EQUITES PROPERTY FUND LTD. Ticker: EQU Security ID: S2755Y108 Meeting Date: JUL 26, 2019 Meeting Type: Annual Record Date: JUL 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Chairman of the Board For For Management Remuneration 2 Approve Non-executive Directors' For For Management Remuneration (Excluding the Chairman of the Board) 3 Approve Audit and Risk Committee For For Management Remuneration 4 Approve Social and Ethics Committee For For Management Remuneration 5 Approve Remuneration Committee For For Management Remuneration 6 Approve Nomination Committee For For Management Remuneration 7 Approve Investment Committee For For Management Remuneration 8 Authorise Repurchase of Issued Share For For Management Capital 9 Approve Financial Assistance to For For Management Related and Inter-related Parties 1 Accept Financial Statements and For For Management Statutory Reports for the Year Ended 28 February 2019 2 Reappoint PricewaterhouseCoopers Inc For For Management as Auditors of the Company with Anton Wentzel as the Designated Registered Auditor 3 Re-elect Kevin Dreyer as Director For For Management 4 Re-elect Ruth Benjamin-Swales as For For Management Director 5 Re-elect Mustaq Brey as Director For For Management 6 Re-elect Ruth Benjamin-Swales as Chair For For Management of the Audit and Risk Committee 7 Re-elect Leon Campher as Member of the For For Management Audit and Risk Committee 8 Re-elect Nazeem Khan as Member of the For For Management Audit and Risk Committee 9 Re-elect Mustaq Brey as Member of the For For Management Audit and Risk Committee 10 Re-elect Gugu Mtetwa as Member of the For For Management Audit and Risk Committee 11 Approve Report of the Social and For For Management Ethics Committee 12 Authorise Board to Issue Shares for For For Management Cash 13 Place Authorised but Unissued Shares For For Management under Control of Directors 14 Authorise Directors to Issue Shares For For Management Pursuant to a Reinvestment Option 15 Amend Conditional Share Plan For For Management 16 Authorise Ratification of Approved For For Management Resolutions 1 Approve Remuneration Policy For For Management 2 Approve Remuneration Implementation For For Management Report -------------------------------------------------------------------------------- ESR CAYMAN LTD. Ticker: 1821 Security ID: G31989109 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: MAY 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a Elect Jinchu Shen as Director For For Management 2b Elect Stuart Gibson as Director For For Management 2c Elect Jeffrey David Perlman as Director For For Management 2d Elect Joseph Raymond Gagnon as Director For For Management 2e Authorize Board to Fix Remuneration of For For Management Directors 3 Approve Ernst & Young as Auditors and For For Management Authorize Board to Fix Their Remuneration 4 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 5 Authorize Repurchase of Issued Share For For Management Capital 6 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- ESR-REIT Ticker: J91U Security ID: Y2301D106 Meeting Date: SEP 12, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Whitewash Resolution For For Management 2 Approve Proposed Development For For Management Management Fee Supplement and Authorize Issuance of ESR-REIT Units in Payment of the Development Management Fee 3 Amend ESR-REIT Trust Deed For For Management 4 Approve Issuance of ESR-REIT Units in For For Management Payment of the Property Management Fees to the Property Manager -------------------------------------------------------------------------------- ESR-REIT Ticker: J91U Security ID: Y2301D106 Meeting Date: JUN 05, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Trustee's Report, Statement by For For Management the Manager, Audited Financial Statements and Auditors' Report 2 Approve Ernst & Young LLP as Auditors For For Management and Authorize Directors of the Manager to Fix Their Remuneration 3 Approve Issuance of Equity or For For Management Equity-Linked Securities with or without Preemptive Rights 4 Authorize Unit Repurchase Program For For Management -------------------------------------------------------------------------------- EZ TEC EMPREENDIMENTOS E PARTICIPACOES SA Ticker: EZTC3 Security ID: P3912H106 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2019 2 Approve Allocation of Income and For For Management Dividends 3 Approve Remuneration of Company's For For Management Management 4 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? 5 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- FABEGE AB Ticker: FABG Security ID: W7888D199 Meeting Date: APR 02, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Chairman of Meeting For Did Not Vote Management 3 Prepare and Approve List of For Did Not Vote Management Shareholders 4 Approve Agenda of Meeting For Did Not Vote Management 5 Designate Inspector(s) of Minutes of For Did Not Vote Management Meeting 6 Acknowledge Proper Convening of Meeting For Did Not Vote Management 7 Receive Financial Statements and None None Management Statutory Reports 8.a Accept Financial Statements and For Did Not Vote Management Statutory Reports 8.b Approve Allocation of Income and For Did Not Vote Management Dividends of SEK 3.20 Per Share 8.c Approve Discharge of Board and For Did Not Vote Management President 8.d Approve Record Dates for Dividend For Did Not Vote Management Payment 9 Determine Number of Members (6) and For Did Not Vote Management Deputy Members (0) of Board; Receive Nominating Committee's Report 10 Approve Remuneration of Directors in For Did Not Vote Management the Amount of SEK 550,000 for Chairman and SEK 240,000 for Other Directors; Approve Remuneration for Committee Work; Approve Remuneration of Auditors 11 Reelect Anette Asklin, Martha For Did Not Vote Management Josefsson, Jan Litborn (Chair), Per-Ingemar Persson and Mats Qviberg as Directors; Elect Emma Henriksson as New Director 12 Ratify Deloitte as Auditor For Did Not Vote Management 13 Authorize Representatives of Four of For Did Not Vote Management Company's Largest Shareholders to Serve on Nominating Committee 14 Approve Remuneration Policy And Other For Did Not Vote Management Terms of Employment For Executive Management 15 Authorize Share Repurchase Program and For Did Not Vote Management Reissuance of Repurchased Shares 16 Other Business None None Management 17 Close Meeting None None Management -------------------------------------------------------------------------------- FAR EAST CONSORTIUM INTERNATIONAL LIMITED Ticker: 35 Security ID: G3307Z109 Meeting Date: SEP 12, 2019 Meeting Type: Annual Record Date: SEP 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Elect Cheong Thard Hoong as Director For For Management 4 Elect Craig Grenfell Williams as For For Management Director 5 Elect Wing Kwan Winnie Chiu as Director For For Management 6 Elect Kwong Siu Lam as Director For For Management 7 Elect Lai Him Abraham Shek as Director For Against Management 8 Authorize Board to Fix Remuneration of For For Management Directors 9 Approve Deloitte Touche Tohmatsu as For For Management Auditor and Authorize Board to Fix Their Remuneration 10 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 11 Authorize Repurchase of Issued Share For For Management Capital 12 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- FAR EAST HOSPITALITY TRUST Ticker: Q5T Security ID: Y24258108 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Report of the Trustee, Reports For For Management of the Manager and Trustee-Manager, Statement by the CEO of the Trustee-Manager, Audited Financial Statements and Auditors' Report 2 Approve Ernst & Young LLP as Auditors For For Management and Authorize Managers to Fix Their Remuneration 3 Approve Issuance of Equity or For For Management Equity-Linked Securities with or without Preemptive Rights -------------------------------------------------------------------------------- FARGLORY LAND DEVELOPMENT CO., LTD. Ticker: 5522 Security ID: Y2642L106 Meeting Date: JUN 05, 2020 Meeting Type: Annual Record Date: APR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Amend Procedures Governing the For For Management Acquisition or Disposal of Assets -------------------------------------------------------------------------------- FASTIGHETS AB BALDER Ticker: BALD.B Security ID: W30316116 Meeting Date: MAY 11, 2020 Meeting Type: Annual Record Date: MAY 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Chairman of Meeting For Did Not Vote Management 3 Prepare and Approve List of For Did Not Vote Management Shareholders 4 Designate Inspector(s) of Minutes of For Did Not Vote Management Meeting 5 Acknowledge Proper Convening of Meeting For Did Not Vote Management 6 Approve Agenda of Meeting For Did Not Vote Management 7 Receive Financial Statements and None None Management Statutory Reports 8.a Accept Financial Statements and For Did Not Vote Management Statutory Reports 8.b Approve Allocation of Income and For Did Not Vote Management Omission of Dividends 8.c Approve Discharge of Board and For Did Not Vote Management President 9 Determine Number of Members (5) and For Did Not Vote Management Deputy Members (0) of Board 10 Approve Remuneration of Directors in For Did Not Vote Management the Aggregate Amount of SEK 560,000; Approve Remuneration of Auditors 11 Reelect Christina Rogestam For Did Not Vote Management (Chairperson), Erik Selin, Fredrik Svensson, Sten Duner and Anders Wennergren as Directors; Ratify Auditors 12 Authorize Lars Rasin and For Did Not Vote Management Representatives of Two of Company's Largest Shareholders to Serve on Nominating Committee 13 Approve Remuneration Policy And Other For Did Not Vote Management Terms of Employment For Executive Management 14 Amend Articles Re: Participation at For Did Not Vote Management General Meeting; Postal Vote; Power of Attorney 15 Approve Issuance of up to 20 Million For Did Not Vote Management Class B Shares without Preemptive Rights 16 Authorize Class B Share Repurchase For Did Not Vote Management Program and Reissuance of Repurchased Shares 17 Close Meeting None None Management -------------------------------------------------------------------------------- FASTPARTNER AB Ticker: FPAR Security ID: W2148D170 Meeting Date: NOV 25, 2019 Meeting Type: Special Record Date: NOV 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Chairman of Meeting For Did Not Vote Management 3 Prepare and Approve List of For Did Not Vote Management Shareholders 4 Approve Agenda of Meeting For Did Not Vote Management 5 Designate Inspector(s) of Minutes of For Did Not Vote Management Meeting 6 Acknowledge Proper Convening of Meeting For Did Not Vote Management 7 Amend Articles Re: Equity-Related For Did Not Vote Management 8 Approve Issuance of 16 Million Class D For Did Not Vote Management Shares without Preemptive Rights 9 Close Meeting None None Management -------------------------------------------------------------------------------- FASTPARTNER AB Ticker: FPAR.A Security ID: W2148D188 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Chairman of Meeting For Did Not Vote Management 3 Prepare and Approve List of For Did Not Vote Management Shareholders 4 Approve Agenda of Meeting For Did Not Vote Management 5 Designate Inspector(s) of Minutes of For Did Not Vote Management Meeting 6 Acknowledge Proper Convening of Meeting For Did Not Vote Management 7 Receive Financial Statements and None None Management Statutory Reports 8 Receive CEO's Report None None Management 9 Allow Questions None None Management 10 Accept Financial Statements and For Did Not Vote Management Statutory Reports 11 Approve Allocation of Income and For Did Not Vote Management Dividends 12 Approve Discharge of Board and For Did Not Vote Management President 13 Receive Nominating Committee's Report None None Management 14 Determine Number of Members (5) and For Did Not Vote Management Deputy Members (0) of Board 15 Approve Remuneration of Directors in For Did Not Vote Management the Aggregate Amount of SEK 775,000; Approve Remuneration of Auditors 16 Reelect Peter Carlsson (Chair), For Did Not Vote Management Sven-Olof Johansson, Charlotte Bergman and Cecilia Vestin as Directors; Elect Katarina Staaf as New Director; Ratify Deloitte as Auditors 17 Authorize Representatives of Three of For Did Not Vote Management Company's Largest Shareholders to Serve on Nominating Committee 18 Approve Remuneration Policy And Other For Did Not Vote Management Terms of Employment For Executive Management 19 Approve Issuance of up to 10 Percent For Did Not Vote Management of Share Capital without Preemptive Rights 20 Authorize Share Repurchase Program For Did Not Vote Management 21 Authorize Reissuance of Repurchased For Did Not Vote Management Shares 22 Close Meeting None None Management -------------------------------------------------------------------------------- FIBRA MACQUARIE MEXICO Ticker: FIBRAMQ12 Security ID: P3515D155 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: JUN 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Audited Financial Statements For For Management 2 Approve Annual Report For For Management 3 Extend Share Repurchase for Additional For For Management Year; Set Maximum Amount for Share Repurchase 4 Approve Compensation Plan for Members For For Management of Technical Committee 5 Ratify Juan Antonio Salazar Rigal as For For Management Independent Member of Technical Committee 6 Ratify Alvaro de Garay Arellano as For For Management Independent Member of Technical Committee 7 Ratify Luis Alberto Aziz Checa as For For Management Independent Member of Technical Committee 8 Ratify Jaime de la Garza as For For Management Independent Member of Technical Committee 9 Ratify Michael Brennan as Independent For For Management Member of Technical Committee 10 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- FIBRA UNO ADMINISTRACION SA DE CV Ticker: FUNO11 Security ID: P3515D163 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.i Accept Reports of Audit, Corporate For For Management Practices, Nominating and Remuneration Committees 1.ii Accept Technical Committee Report on For For Management Compliance in Accordance to Article 172 of General Mercantile Companies Law 1.iii Accept Report of Trust Managers in For For Management Accordance to Article 44-XI of Securities Market Law, Including Technical Committee's Opinion on that Report 1.iv Accept Technical Committee Report on For For Management Operations and Activities Undertaken 2 Approve Financial Statements and For For Management Allocation of Income 3.a Elect or Ratify Ignacio Trigueros For For Management Legarreta as Member of Technical Committee (Proposed by Nominations and Compensations Committee) 3.b Elect or Ratify Antonio Hugo Franck For For Management Cabrera as Member of Technical Committee (Proposed by Nominations and Compensations Committee) 3.c Elect or Ratify Ruben Goldberg Javkin For For Management as Member of Technical Committee (Proposed by Nominations and Compensations Committee) 3.d Elect or Ratify Herminio Blanco For For Management Mendoza as Member of Technical Committee (Proposed by Nominations and Compensations Committee) 3.e Elect or Ratify Alberto Felipe Mulas For For Management Alonso as Member of Technical Committee (Proposed by Nominations and Compensations Committee) 4 Elect or Ratify Members, Alternates For Against Management and Secretary (Non-Member) of Technical Committee; Verify Independence Classification 5 Approve Remuneration of Technical For For Management Committee Members 6 Appoint Legal Representatives For For Management 7 Approve Minutes of Meeting For For Management -------------------------------------------------------------------------------- FILINVEST DEVELOPMENT CORPORATION Ticker: FDC Security ID: Y24777149 Meeting Date: JUN 22, 2020 Meeting Type: Annual Record Date: JUN 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Call to Order For For Management 2 Proof of Notice of Meeting For For Management 3 Certification of Quorum For For Management 4 Approve the Minutes of the Annual For For Management Stockholders' Meeting held on April 26, 2019 5 Approve Presentation of President's For For Management Report 6 Approve the Audited Financial For For Management Statements for the Year Ended December 31, 2019 7 Ratify the Acts and Resolutions of the For For Management Board of Directors, Board Committees and Management from the Date of the Last Annual Stockholders' Meeting up to June 22, 2020 8.1 Elect Jonathan T. Gotianun as Director For For Management 8.2 Elect Lourdes Josephine Gotianun-Yap For For Management as Director 8.3 Elect Michael Edward T. Gotianun as For For Management Director 8.4 Elect Nelson M. Bona as Director For For Management 8.5 Elect Val Antonio B. Suarez as Director For For Management 8.6 Elect Virginia T. Obcena as Director For For Management 8.7 Elect Claire A. Huang as Director For For Management 9 Appoint External Auditor For For Management 10 Approve Other Matters For Against Management 11 Adjournment For For Management -------------------------------------------------------------------------------- FILINVEST LAND, INC. Ticker: FLI Security ID: Y24916101 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Call to Order For For Management 2 Proof of Notice of Meeting For For Management 3 Certification of Quorum For For Management 4 Approve the Minutes of the Annual For For Management Stockholders' Meeting Held on April 22, 2019 5 Presentation of the President's Report For For Management 6 Approve the Audited Financial For For Management Statements for the Year Ended December 31, 2019 7 Ratify the Acts and Resolutions of the For For Management Board of Directors, Board Committees and Management from the Date of the Last Annual Stockholders' Meeting up to June 11, 2020 8.1 Elect Jonathan T. Gotianun as Director For For Management 8.2 Elect Lourdes Josephine Gotianun-Yap For For Management as Director 8.3 Elect Michael Edward T. Gotianun as For For Management Director 8.4 Elect Efren C. Gutierrez as Director For For Management 8.5 Elect Francis Nathaniel C. Gotianun as For For Management Director 8.6 Elect Nelson M. Bona as Director For For Management 8.7 Elect Val Antonio B. Suarez as Director For For Management 8.8 Elect Gemilo J. San Pedro as Director For For Management 8.9 Elect Ernesto S. De Castro, Jr. as For For Management Director 9 Appoint External Auditor For For Management 10 Approve Other Matters For Against Management 11 Adjournment For For Management -------------------------------------------------------------------------------- FIRST CAPITAL REALTY INC. Ticker: FCR Security ID: 31943B100 Meeting Date: DEC 10, 2019 Meeting Type: Special Record Date: OCT 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Conversion to Publicly Traded For For Management Real Estate Investment Trust -------------------------------------------------------------------------------- FIRST REAL ESTATE INVESTMENT TRUST Ticker: AW9U Security ID: Y2560E100 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Report of the Trustee, Statement For For Management by the Manager, and Audited Financial Statements and Auditors' Report 2 Approve RSM Chio Lim LLP as Auditors For For Management and Authorize Manager to Fix Their Remuneration 3 Approve Issuance of Equity or For For Management Equity-Linked Securities with or without Preemptive Rights -------------------------------------------------------------------------------- FIRSTSERVICE CORPORATION Ticker: FSV Security ID: 33767E202 Meeting Date: APR 08, 2020 Meeting Type: Annual Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Brendan Calder For For Management 1b Elect Director Bernard I. Ghert For For Management 1c Elect Director Jay S. Hennick For For Management 1d Elect Director D. Scott Patterson For For Management 1e Elect Director Frederick F. Reichheld For For Management 1f Elect Director Joan Eloise Sproul For For Management 1g Elect Director Michael Stein For For Management 1h Elect Director Erin J. Wallace For For Management 2 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 3 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- FORTRESS REIT LTD. Ticker: FFA Security ID: S30253108 Meeting Date: DEC 06, 2019 Meeting Type: Annual Record Date: NOV 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Susan Ludolph as Director For For Management 1.2 Elect Vuyiswa Mutshekwane as Director For For Management 1.3 Elect Ian Vorster as Director For For Management 1.4 Elect Donnovan Pydigadu as Director For For Management 2 Re-elect Bongiwe Njobe as Director For For Management 3 Re-elect Djurk Venter as Director For For Management 4.1 Re-elect Robin Lockhart-Ross as Member For For Management of the Audit Committee 4.2 Elect Susan Ludolph as Member of the For For Management Audit Committee 4.3 Re-elect Jan Potgieter as Member of For For Management the Audit Committee 4.4 Re-elect Djurk Venter as Member of the For For Management Audit Committee 5 Reappoint Deloitte & Touche as For For Management Auditors of the Company with Leon Taljaard as the Designated Audit Partner 6 Authorise Board to Issue Shares for For For Management Cash 1 Approve Financial Assistance in Terms For For Management of Section 45 of the Companies Act 2.1 Authorise Repurchase of Equal Number For For Management FFA Shares and FFB Shares 2.2 Authorise Repurchase of the FFA Shares For For Management 2.3 Authorise Repurchase of the FFB Shares For For Management 3 Approve Financial Assistance for the For For Management Purchase of Subscription for its Shares to a BEE Entity 4 Approve Non-executive Directors' For For Management Remuneration 7 Authorise Ratification of Approved For For Management Resolutions 1 Approve Remuneration Policy For For Management 2 Approve Remuneration Implementation For For Management Report -------------------------------------------------------------------------------- FORTRESS REIT LTD. Ticker: FFA Security ID: S30253108 Meeting Date: DEC 06, 2019 Meeting Type: Special Record Date: NOV 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Conditional Share Plan For For Management 1 Authorise Issue of Shares in Terms of For For Management Section 41(1) of the Companies Act in Respect of the Conditional Share Plan 2 Authorise Ratification of Approved For For Management Resolutions -------------------------------------------------------------------------------- FRASERS CENTREPOINT TRUST Ticker: J69U Security ID: Y2642S101 Meeting Date: JAN 13, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Report of the Trustee, Statement For For Management by the Manager, and Audited Financial Statements 2 Approve KPMG LLP as Auditors and For For Management Authorize the Manager to Fix Their Remuneration 3 Approve Issuance of Equity or For For Management Equity-Linked Securities with or without Preemptive Rights -------------------------------------------------------------------------------- FRASERS COMMERCIAL TRUST Ticker: ND8U Security ID: Y2643G122 Meeting Date: JAN 15, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Report of the Trustee, Statement For For Management by the Manager, Audited Financial Statements, and Auditors' Report 2 Approve KPMG LLP as Auditors and For For Management Authorize Manager to Fix Their Remuneration 3 Approve Issuance of Equity or For For Management Equity-Linked Securities with or without Preemptive Rights -------------------------------------------------------------------------------- FRASERS COMMERCIAL TRUST Ticker: ND8U Security ID: Y2643G122 Meeting Date: MAR 11, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve FCOT Trust Deed Amendments For For Management -------------------------------------------------------------------------------- FRASERS COMMERCIAL TRUST Ticker: ND8U Security ID: Y2643G122 Meeting Date: MAR 11, 2020 Meeting Type: Court Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Proposed Trust Scheme For For Management -------------------------------------------------------------------------------- FRASERS HOSPITALITY TRUST Ticker: ACV Security ID: Y2645Q102 Meeting Date: JAN 14, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Report of the Trustee-Manager, For For Management Statement by the CEO of the Trustee-Manager, Report of the REIT Trustee, Statement by the REIT Manager, Audited Financial Statements and Auditors' Report 2 Approve KPMG LLP as Auditors and For For Management Authorize the Managers to Fix Their Remuneration 3 Approve Issuance of Equity or For For Management Equity-Linked Securities with or without Preemptive Rights -------------------------------------------------------------------------------- FRASERS LOGISTICS & INDUSTRIAL TRUST Ticker: BUOU Security ID: Y26465107 Meeting Date: AUG 20, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Proposed Acquisition of For For Management Interests in 12 Properties in Germany and Australia -------------------------------------------------------------------------------- FRASERS LOGISTICS & INDUSTRIAL TRUST Ticker: BUOU Security ID: Y26465107 Meeting Date: JAN 14, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Report of the Trustee, Statement For For Management by the Manager, and Audited Financial Statements 2 Approve KPMG LLP as Auditors and For For Management Authorize Manager to Fix Their Remuneration 3 Approve Issuance of Equity or For For Management Equity-Linked Securities with or without Preemptive Rights -------------------------------------------------------------------------------- FRASERS LOGISTICS & INDUSTRIAL TRUST Ticker: BUOU Security ID: Y26465107 Meeting Date: MAR 11, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger For For Management 2 Approve Issuance of Consideration Units For For Management 3 Approve Asset Acquisition For For Management -------------------------------------------------------------------------------- FRASERS PROPERTY LIMITED Ticker: TQ5 Security ID: Y2620E108 Meeting Date: JAN 29, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and For For Management Directors' and Auditors' Reports 2 Approve Final Dividend For For Management 3a Elect Chan Heng Wing as Director For For Management 3b Elect Tan Pheng Hock as Director For For Management 3c Elect Wee Joo Yeow as Director For For Management 3d Elect Sithichai Chaikriangkrai as For Against Management Director 4 Approve Directors' Fees For For Management 5 Approve KPMG LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities with or without Preemptive Rights 7 Approve Grant of Awards and Issuance For Against Management of Shares Under the FPL Restricted Share Plan and/or the FPL Performance Share Plan 8 Approve Mandate for Interested Person For For Management Transactions 9 Authorize Share Repurchase Program For For Management -------------------------------------------------------------------------------- FRONTIER REAL ESTATE INVESTMENT CORP. Ticker: 8964 Security ID: J1516D106 Meeting Date: MAR 26, 2020 Meeting Type: Special Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles to Amend Audit Fee For For Management Payment Schedule 2 Elect Executive Director Iwado, Takao For For Management 3.1 Elect Supervisory Director Suzuki, For For Management Toshio 3.2 Elect Supervisory Director Iida, Koji For For Management 3.3 Elect Supervisory Director Suzuki, For For Management Noriko 4.1 Elect Alternate Executive Director For For Management Kanai, Jun 4.2 Elect Alternate Executive Director For For Management Nakamura, Hideki -------------------------------------------------------------------------------- FUKUOKA REIT CORP. Ticker: 8968 Security ID: J17128109 Meeting Date: MAY 26, 2020 Meeting Type: Special Record Date: FEB 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles to Amend Asset For For Management Management Compensation 2 Elect Executive Director Matsuyuki, For For Management Etsuo 3.1 Elect Supervisory Director Kawasho, For For Management Yasuo 3.2 Elect Supervisory Director Tanabe, For For Management Takashi 4 Elect Alternate Executive Director For For Management Eguchi, Akira 5 Elect Alternate Supervisory Director For For Management Mishima, Yoshihide -------------------------------------------------------------------------------- FULLSHARE HOLDINGS LIMITED Ticker: 607 Security ID: G3690U105 Meeting Date: JAN 07, 2020 Meeting Type: Special Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Baker Tilly Hong Kong Limited For For Management as Auditor and Authorize Board to Fix Their Remuneration 2 Elect Shen Chen as Director For For Management -------------------------------------------------------------------------------- FULLSHARE HOLDINGS LIMITED Ticker: 607 Security ID: G3690U105 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: MAY 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a Elect Lau Chi Keung as Director For For Management 2b Elect Tsang Sai Chung as Director For For Management 3 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Baker Tilly Hong Kong Limited For For Management as Auditor and Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- GAZIT-GLOBE LTD. Ticker: GZT Security ID: M4793C102 Meeting Date: DEC 26, 2019 Meeting Type: Annual/Special Record Date: NOV 28, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Discuss Financial Statements and the None None Management Report of the Board 2 Reappoint Kost Forer Gabbay and For For Management Kasierer as Auditors and Authorize Board to Fix Their Remuneration 3.1 Reelect Ehud Arnon as Director For For Management 3.2 Reelect Chaim Katzman as Director For For Management 3.3 Reelect Douglas W. Sesler as Director For For Management 3.4 Reelect Zehavit Cohen as Director For For Management 4 Approve Compensation of Dor Joseph For For Management Segal, Director and CEO of "Canada Partnership" A Vote FOR if you are a controlling None Against Management shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager B1 If you are an Interest Holder as None Against Management defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. B2 If you are a Senior Officer as defined None Against Management in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. B3 If you are an Institutional Investor None For Management as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. -------------------------------------------------------------------------------- GAZIT-GLOBE LTD. Ticker: GZT Security ID: M4793C102 Meeting Date: MAR 15, 2020 Meeting Type: Special Record Date: FEB 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amended Compensation Policy For For Management for the Directors and Officers of the Company 2 Approve Amended Employment Terms of For Against Management Zvi Gordon, VP of Investment 3 Approve Amended Compensation of For For Management Zehavit Cohen, Director in Company's Subsidiary, Gazit Horizons, Subject to Approval of Item 1 A Vote FOR if you are a controlling None Against Management shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager B1 If you are an Interest Holder as None Against Management defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. B2 If you are a Senior Officer as defined None Against Management in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. B3 If you are an Institutional Investor None For Management as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. -------------------------------------------------------------------------------- GDI PROPERTY GROUP LIMITED Ticker: GDI Security ID: Q3R72G104 Meeting Date: NOV 14, 2019 Meeting Type: Annual/Special Record Date: NOV 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Remuneration Report None For Management 2 Elect John Tuxworth as Director For For Management 3 Approve Issuance of Performance Rights For For Management to Steve Gillard -------------------------------------------------------------------------------- GECINA SA Ticker: GFC Security ID: F4268U171 Meeting Date: APR 23, 2020 Meeting Type: Annual/Special Record Date: APR 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Transfer of Asset Revaluation For For Management Gap to Corresponding Reserves Account 4 Approve Allocation of Income and For For Management Dividends of EUR 5.30 per Share 5 Approve Stock Dividend Program Re: FY For For Management 2020 6 Approve Auditors' Special Report on For For Management Related-Party Transactions Mentioning the Absence of New Transactions 7 Approve Compensation of Corporate For For Management Officers 8 Approve Compensation of Chairman of For For Management the Board 9 Approve Compensation of CEO For Against Management 10 Approve Remuneration Policy of For For Management Directors 11 Approve Remuneration Policy of For For Management Chairman of the Board 12 Approve Remuneration Policy of CEO For Against Management 13 Ratify Appointment of Jerome Brunel as For For Management Censor 14 Reelect Ines Reinmann Toper as Director For For Management 15 Reelect Claude Gendron as Director For Against Management 16 Elect Jerome Brunel as Director For For Management 17 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 18 Approve Spin-Off Agreement with GEC 25 For For Management 19 Amend Article 7 of Bylaws Re: Shares For For Management 20 Amend Article 9 of Bylaws Re: For Against Management Shareholding Disclosure Thresholds 21 Amend Article 19 of Bylaws Re: For For Management Remuneration of Directors, Censors, Chairman of the Board, CEO and Vice-CEO 22 Amend Article 23 of Bylaws Re: For For Management Allocation of Income 23 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 100 Million 24 Authorize Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 50 Million 25 Authorize Capital Increase of Up to For For Management EUR 50 Million for Future Exchange Offers 26 Approve Issuance of Equity or For For Management Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 50 Million 27 Authorize Board to Increase Capital in For For Management the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above 28 Authorize Capital Increase of up to 10 For For Management Percent of Issued Capital for Contributions in Kind 29 Authorize Board to Set Issue Price for For For Management 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights 30 Authorize Capitalization of Reserves For For Management of Up to EUR 100 Million for Bonus Issue or Increase in Par Value 31 Authorize Capital Issuances for Use in For Against Management Employee Stock Purchase Plans 32 Authorize up to 0.5 Percent of Issued For For Management Capital for Use in Restricted Stock Plans 33 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 34 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- GEMDALE PROPERTIES & INVESTMENT CORPORATION LIMITED Ticker: 535 Security ID: G3911S103 Meeting Date: JUN 02, 2020 Meeting Type: Annual Record Date: MAY 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3A Elect Huang Juncan as Director and For For Management Authorize Board to Fix His Remuneration 3B Elect Xu Jiajun as Director and For For Management Authorize Board to Fix His Remuneration 3C Elect Hui Chiu Chung as Director and For Against Management Authorize Board to Fix His Remuneration 4 Approve Ernst & Young as Auditors and For For Management Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Issued Share For For Management Capital 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- GLOBAL ONE REAL ESTATE INVESTMENT CORP. Ticker: 8958 Security ID: J1727U103 Meeting Date: DEC 12, 2019 Meeting Type: Special Record Date: SEP 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles to Amend Audit Fee For For Management Payment Schedule - Amend Asset Management Compensation 2 Elect Executive Director Uchida, Akio For For Management 3 Elect Alternate Executive Director For For Management Ishiyama, Makoto 4.1 Elect Supervisory Director Natori, For For Management Katsuya 4.2 Elect Supervisory Director Morita, For For Management Yasuhiro -------------------------------------------------------------------------------- GLP-J REIT Ticker: 3281 Security ID: J17305103 Meeting Date: DEC 19, 2019 Meeting Type: Special Record Date: NOV 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Executive Director Miura, For For Management Yoshiyuki -------------------------------------------------------------------------------- GLP-J REIT Ticker: 3281 Security ID: J17305103 Meeting Date: MAY 28, 2020 Meeting Type: Special Record Date: FEB 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles to Change Japanese Era For For Management Year to Western Year - Amend Provisions on Deemed Approval System - Amend Permitted Investment Types 2 Elect Executive Director Miura, For For Management Yoshiyuki 3 Elect Alternate Executive Director For For Management Miki, Hisatake 4.1 Elect Supervisory Director Inoue, For For Management Toraki 4.2 Elect Supervisory Director Yamaguchi, For For Management Kota 5 Elect Alternate Supervisory Director For For Management Kase, Yutaka -------------------------------------------------------------------------------- GODREJ PROPERTIES LIMITED Ticker: 533150 Security ID: Y2735G139 Meeting Date: AUG 08, 2019 Meeting Type: Annual Record Date: AUG 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Reelect Jamshyd N. Godrej as Director For For Management 3 Approve Payment of Remuneration to For For Management Pirojsha Godrej as Whole Time Director designated as Executive Chairman 4 Approve Remuneration of Cost Auditors For For Management 5 Approve Waiver of Recovery of Excess For For Management Remuneration Paid to Pirojsha Godrej as Executive Chairman 6 Approve Waiver of Recovery of Excess For For Management Remuneration Paid to Mohit Malhotra as Managing Director & Chief Executive Officer -------------------------------------------------------------------------------- GODREJ PROPERTIES LIMITED Ticker: 533150 Security ID: Y2735G139 Meeting Date: JUN 18, 2020 Meeting Type: Special Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Increase in Borrowing Limits For For Management 2 Approve Increase Limits of Charges, For For Management Mortgages, Hypothecation Up to 4,000 Core -------------------------------------------------------------------------------- GOLDCREST CO., LTD. Ticker: 8871 Security ID: J17451105 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Yasukawa, Hidetoshi For Against Management 1.2 Elect Director Tsumura, Masao For For Management 1.3 Elect Director Ito, Masaki For For Management 1.4 Elect Director Tsuda, Hayuru For For Management 2 Appoint Alternate Statutory Auditor For For Management Takayasu, Mitsuru -------------------------------------------------------------------------------- GOLDEN VENTURES LEASEHOLD REIT Ticker: GVREIT Security ID: Y2749C116 Meeting Date: JAN 21, 2020 Meeting Type: Annual Record Date: DEC 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Acknowledge Minutes of Previous Meeting None None Management 2 Acknowledge Operating Results None None Management 3 Acknowledge Financial Statements None None Management 4 Acknowledge Dividend Payment None None Management 5 Acknowledge KPMG Phoomchai Audit None None Management Limited as Auditors and Authorize Board to Fix Their Remuneration 6 Other Business For Against Management -------------------------------------------------------------------------------- GOODMAN GROUP Ticker: GMG Security ID: Q4229W132 Meeting Date: NOV 20, 2019 Meeting Type: Annual Record Date: NOV 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Appoint KPMG as Auditors of Goodman For For Management Logistics (HK) Limited and Authorize the Board to Fix Their Remuneration 2 Elect Phillip Pryke as Director For Against Management 3 Elect Anthony Rozic as Director For For Management 4 Elect Chris Green as Director For For Management 5 Approve Remuneration Report For For Management 6 Approve Issuance of Performance Rights For For Management to Gregory Goodman 7 Approve Issuance of Performance Rights For For Management to Danny Peeters 8 Approve Issuance of Performance Rights For For Management to Anthony Rozic 9 Approve the Spill Resolution Against Against Management -------------------------------------------------------------------------------- GOODMAN PROPERTY TRUST Ticker: GMT Security ID: Q4232A119 Meeting Date: JUL 03, 2019 Meeting Type: Annual Record Date: JUL 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Keith Smith as Director For Against Management 2 Elect Peter Simmonds as Director For For Management -------------------------------------------------------------------------------- GRAINGER PLC Ticker: GRI Security ID: G40432117 Meeting Date: FEB 05, 2020 Meeting Type: Annual Record Date: FEB 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Remuneration Policy For For Management 4 Approve Final Dividend For For Management 5 Re-elect Mark Clare as Director For For Management 6 Re-elect Helen Gordon as Director For For Management 7 Re-elect Vanessa Simms as Director For For Management 8 Re-elect Andrew Carr-Locke as Director For For Management 9 Re-elect Rob Wilkinson as Director For For Management 10 Re-elect Justin Read as Director For For Management 11 Elect Janette Bell as Director For For Management 12 Reappoint KPMG LLP as Auditors For For Management 13 Authorise Board to Fix Remuneration of For For Management Auditors 14 Authorise Issue of Equity For For Management 15 Authorise Issue of Equity without For For Management Pre-emptive Rights 16 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 17 Authorise Market Purchase of Ordinary For For Management Shares 18 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice 19 Authorise EU Political Donations and For For Management Expenditure 20 Amend Long-Term Incentive Plan For For Management -------------------------------------------------------------------------------- GRAND CITY PROPERTIES SA Ticker: GYC Security ID: L4459Y100 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: JUN 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Board's Reports None None Management 2 Receive Auditor's Reports None None Management 3 Approve Financial Statements For For Management 4 Approve Consolidated Financial For For Management Statements and Statutory Reports 5 Approve Allocation of Income For For Management 6 Approve Discharge of Directors For For Management 7 Renew Appointment of KPMG Luxembourg For For Management as Auditor 8 Approve Dividends EUR 0.8238 Per Share For For Management 9 Approve Remuneration Report For Against Management 10 Approve Remuneration Policy For Against Management 11 Authorize Repurchase of Up to 20 For For Management Percent of Issued Share Capital -------------------------------------------------------------------------------- GRANITE REAL ESTATE INVESTMENT TRUST Ticker: GRT.UN Security ID: 387437114 Meeting Date: JUN 04, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Trustee Peter Aghar For For Management 1.2 Elect Trustee Remco Daal For For Management 1.3 Elect Trustee Kevan Gorrie For For Management 1.4 Elect Trustee Fern Grodner For For Management 1.5 Elect Trustee Kelly Marshall For For Management 1.6 Elect Trustee Al Mawani For For Management 1.7 Elect Trustee Gerald Miller For For Management 1.8 Elect Trustee Sheila A. Murray For For Management 1.9 Elect Trustee Jennifer Warren For For Management 2.1 Elect Director Peter Aghar of Granite For For Management REIT Inc. 2.2 Elect Director Remco Daal of Granite For For Management REIT Inc. 2.3 Elect Director Kevan Gorrie of Granite For For Management REIT Inc. 2.4 Elect Director Fern Grodner of Granite For For Management REIT Inc. 2.5 Elect Director Kelly Marshall of For For Management Granite REIT Inc. 2.6 Elect Director Al Mawani of Granite For For Management REIT Inc. 2.7 Elect Director Gerald Miller of For For Management Granite REIT Inc. 2.8 Elect Director Sheila A. Murray of For For Management Granite REIT Inc. 2.9 Elect Director Jennifer Warren of For For Management Granite REIT Inc. 3 Ratify Deloitte LLP as Auditors For For Management 4 Approve Deloitte LLP as Auditors of For For Management Granite REIT Inc. and Authorize Board to Fix Their Remuneration 5 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- GREAT PORTLAND ESTATES PLC Ticker: GPOR Security ID: G40712211 Meeting Date: JUL 04, 2019 Meeting Type: Annual Record Date: JUL 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Approve Remuneration Report For For Management 4 Re-elect Toby Courtauld as Director For For Management 5 Re-elect Nick Sanderson as Director For For Management 6 Re-elect Richard Mully as Director For For Management 7 Re-elect Charles Philipps as Director For For Management 8 Re-elect Wendy Becker as Director For For Management 9 Re-elect Nick Hampton as Director For For Management 10 Re-elect Alison Rose as Director For For Management 11 Reappoint Deloitte LLP as Auditors For For Management 12 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 13 Authorise Issue of Equity For For Management 14 Authorise Issue of Equity without For For Management Pre-emptive Rights 15 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 16 Authorise Market Purchase of Ordinary For For Management Shares 17 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- GREEN REIT PLC Ticker: GN1 Security ID: G40968102 Meeting Date: OCT 07, 2019 Meeting Type: Special Record Date: OCT 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Memorandum of Association For For Management 2 Approve the Recommended Acquisition of For For Management Green REIT plc by HPREF Dublin Office Bidco Limited 3 Approve Cancellation of Cancellation For For Management Shares 4 Approve Issuance of New Green REIT For For Management Shares and Application of Reserves 5 Amend Articles of Association Re: For For Management Scheme of Arrangement 6 Approve that the Company Cease to For For Management Constitute an Irish Real Estate Investment Trust 7 Adjourn Meeting For For Management -------------------------------------------------------------------------------- GREEN REIT PLC Ticker: GN1 Security ID: G40968102 Meeting Date: OCT 07, 2019 Meeting Type: Court Record Date: OCT 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Scheme of Arrangement For For Management -------------------------------------------------------------------------------- GROWTHPOINT PROPERTIES AUSTRALIA Ticker: GOZ Security ID: Q4359J133 Meeting Date: NOV 21, 2019 Meeting Type: Annual/Special Record Date: NOV 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 2 Approve Remuneration Report For For Management 3a Elect Estienne de Klerk as Director For For Management 3b Elect Francois Marais as Director For For Management 4 Approve Grant of 70,972 Performance For For Management Rights to Timothy Collyer 5 Approve Grant of 185,185 Performance For For Management Rights to Timothy Collyer 6 Approve Grant of 64,824 Performance For For Management Rights to Timothy Collyer 7 Appoint Ernst & Young as Auditor of For For Management the Company 8 Ratify Past Issuance of Stapled For For Management Securities to Certain Institutional, Professional and Other Wholesale Investors -------------------------------------------------------------------------------- GROWTHPOINT PROPERTIES LTD. Ticker: GRT Security ID: S3373C239 Meeting Date: NOV 12, 2019 Meeting Type: Annual Record Date: NOV 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Present the Financial Statements and None None Management Statutory Reports for the Year Ended 30 June 2019 1.2.1 Elect Frank Berkeley as Director For For Management 1.2.2 Elect John van Wyk as Director For For Management 1.2.3 Elect Christina Teixeira as Director For Abstain Management 1.3.1 Re-elect Lynette Finlay as Director For For Management 1.3.2 Re-elect Sebenzile Mngconkola as For For Management Director 1.3.3 Re-elect Mpume Nkabinde as Director For For Management 1.4.1 Elect Frank Berkeley as Member of the For For Management Audit Committee 1.4.2 Re-elect Lynette Finlay as Member of For For Management the Audit Committee 1.4.3 Re-elect Nonzukiso Siyotula as Member For For Management of the Audit Committee 1.4.4 Elect Christina Teixeira as Member of For Abstain Management the Audit Committee 1.5 Appoint EY as Auditors of the Company For For Management 1.6.1 Approve Remuneration Policy For For Management 1.6.2 Approve Implementation of Remuneration For For Management Policy 1.7 Place Authorised but Unissued Shares For For Management under Control of Directors 1.8 Authorise Directors to Issue Shares to For For Management Afford Shareholders Distribution Reinvestment Alternatives 1.9 Authorise Board to Issue Shares for For For Management Cash 1.10 Approve Social, Ethics and For For Management Transformation Committee Report 2.1 Approve Non-executive Directors' Fees For For Management 2.2 Approve Financial Assistance in Terms For For Management of Section 45 of the Companies Act 2.3 Authorise Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- GT CAPITAL HOLDINGS, INC. Ticker: GTCAP Security ID: Y29045104 Meeting Date: JUN 05, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Annual For For Management Stockholders' Meeting Held on May 8, 2019 2 Approve Annual Report for the Year 2019 For For Management 3 Ratify All Acts and Resolutions of the For For Management Board of Directors, Executive Committee and Management from the Date of the Last Annual Stockholders' Meeting up to Date of This Meeting 4 Appoint External Auditors For For Management 5 Amend Article Second of its Articles For For Management of Incorporation 6.1 Elect Arthur Vy Ty as Director For For Management 6.2 Elect Francisco C. Sebastian as For For Management Director 6.3 Elect Alfred Vy Ty as Director For Withhold Management 6.4 Elect Carmelo Maria Luza Bautista as For For Management Director 6.5 Elect David T. Go as Director For For Management 6.6 Elect Regis V. Puno as Director For For Management 6.7 Elect Alesandra T. Ty as Director For For Management 6.8 Elect Jaime Miguel G. Belmonte, Jr. as For For Management Director 6.9 Elect Wilfredo A. Paras as Director For For Management 6.10 Elect Renato C. Valencia as Director For For Management 6.11 Elect Rene J. Buenaventura as Director For For Management -------------------------------------------------------------------------------- GUANGZHOU R&F PROPERTIES CO., LTD. Ticker: 2777 Security ID: Y2933F115 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: APR 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Supervisory For For Management Committee 3 Approve 2019 Audited Financial For For Management Statements and Statutory Reports 4 Approve Final Dividend For For Management 5 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 6 Authorize Board to Decide on Matters For For Management Relating to the Payment of Interim Dividend for the Six Months Ended June 30, 2020 7a Elect Li Helen as Director and For Against Management Authorize Board to Fix Her Remuneration 7b Elect Zheng Ercheng as Director and For Against Management Authorize Board to Fix His Remuneration 7c Elect Wong Chun Bong as Director and For Against Management Authorize Board to Fix His Remuneration 7d Elect Zhao Xianglin as Supervisor and For For Management Authorize Board to Fix His Remuneration 8 Approve BDO China Shu Lun Pan For For Management Certified Public Accountants LLP as Domestic Auditor and Authorize Board to Fix Their Remuneration 9 Authorize Legal Representative(s) or For For Management Authorized Person(s) and Its Subsidiaries to Sign Composite Credit Facilities or Loan Related Agreements and Documents 10 Approve Extension of Guarantees by the For Against Management Company on Behalf of Subsidiaries, Associates, Joint Ventures and Other Investee Companies 11 Approve Extension of Guarantees on For Against Management Behalf of Subsidiaries, Associates and Joint Ventures in 2019 12 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 13a Approve Class of Shares For For Management 13b Approve Place of Listing For For Management 13c Approve Issuer For For Management 13d Approve Number of Shares to be Issued For For Management 13e Approve Nominal Value of the Shares to For For Management be Issued 13f Approve Target Subscriber For For Management 13g Approve Issue Price For For Management 13h Approve Method of Issue For For Management 13i Approve Underwriting Method For For Management 13j Approve Use of Proceeds For For Management 13k Approve Plan on the Allocation of For For Management Accumulated Profits Prior to the Issue 13l Approve Effective Period of the For For Management Resolution 14 Authorize Board to Handle All Matters For For Management in Relation to the Initial Public Offering and Listing of Renminbi Ordinary Shares (A Shares) with Full Authority 15 Approve Issuance of Direct Debt For For Management Financing Products and Asset Securitization Products in 2020 16 Authorize Board or Its Authorized For For Management Person(s) to Handle All Matters in Relation to the Issuance of Direct Debt Financing Products and Asset Securitization Products in 2020 17 Approve Amendments to Articles of For For Management Association 18 Elect Zhang Hui as Director and For For Management Authorize Board to Fix His Remuneration -------------------------------------------------------------------------------- GUANGZHOU R&F PROPERTIES CO., LTD. Ticker: 2777 Security ID: Y2933F115 Meeting Date: MAY 29, 2020 Meeting Type: Special Record Date: APR 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Approve Class of Shares For For Management 1b Approve Place of Listing For For Management 1c Approve Issuer For For Management 1d Approve Number of Shares to be Issued For For Management 1e Approve Nominal Value of the Shares to For For Management be Issued 1f Approve Target Subscriber For For Management 1g Approve Issue Price For For Management 1h Approve Method of Issue For For Management 1i Approve Underwriting Method For For Management 1j Approve Use of Proceeds For For Management 1k Approve Plan on the Allocation of For For Management Accumulated Profits Prior to the Issue 1l Approve Effective Period of the For For Management Resolution 2 Approve the Extension of the Validity For For Management Period of Authorizing the Board to Handle Matters in Relation to the Initial Public Offering and Listing of Renminbi Ordinary Shares (A Shares) with Full Authority 3 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- GUOCOLAND LIMITED Ticker: F17 Security ID: Y29599100 Meeting Date: OCT 24, 2019 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve First and Final Dividend For For Management 2 Approve Directors' Fees For For Management 3 Elect Moses Lee Kim Poo as Director For For Management 4 Elect Timothy Teo Lai Wah as Director For For Management 5 Elect Lim Suat Jien as Director For For Management 6 Elect Tang Hong Cheong as Director For For Management 7 Approve KPMG LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 8 Approve Issuance of Equity or For Against Management Equity-Linked Securities with or without Preemptive Rights 9 Authorize Share Repurchase Program For Against Management -------------------------------------------------------------------------------- H&R REAL ESTATE INVESTMENT TRUST Ticker: HR.UN Security ID: 403925407 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: MAY 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Trustee Alex Avery For For Management 1B Elect Trustee Robert E. Dickson For For Management 1C Elect Trustee Edward Gilbert For For Management 1D Elect Trustee Brenna Haysom For For Management 1E Elect Trustee Thomas J. Hofstedter For For Management 1F Elect Trustee Laurence A. Lebovic For For Management 1G Elect Trustee Juli Morrow For For Management 1H Elect Trustee Marvin Rubner For For Management 1I Elect Trustee Ronald C. Rutman For For Management 2 Approve KPMG LLP as Auditors and For For Management Authorize Trustees to Fix Their Remuneration 3 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- HAMMERSON PLC Ticker: HMSO Security ID: G4273Q107 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Remuneration Policy For For Management 4 Approve Final Dividend For Abstain Management 5 Elect Meka Brunel as Director For For Management 6 Elect James Lenton as Director For For Management 7 Elect Adam Metz as Director For For Management 8 Re-elect David Atkins as Director For For Management 9 Re-elect Pierre Bouchut as Director For For Management 10 Re-elect Gwyn Burr as Director For For Management 11 Re-elect Andrew Formica as Director For For Management 12 Re-elect David Tyler as Director For For Management 13 Re-elect Carol Welch as Director For For Management 14 Reappoint PricewaterhouseCoopers LLP For For Management as Auditors 15 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 16 Authorise Issue of Equity For For Management 17 Authorise Issue of Equity without For For Management Pre-emptive Rights 18 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 19 Authorise Market Purchase of Ordinary For For Management Shares 20 Approve Restricted Share Scheme For For Management -------------------------------------------------------------------------------- HANG LUNG GROUP LIMITED Ticker: 10 Security ID: Y30148111 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: APR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Gerald Lokchung Chan as Director For Against Management 3b Elect Lap-Chee Tsui as Director For For Management 3c Elect Martin Cheung Kong Liao as For For Management Director 3d Elect Adriel Wenbwo Chan as Director For For Management 3e Authorize Board to Fix Remuneration of For For Management Directors 4 Approve KPMG as Auditors and Authorize For For Management Board to Fix Their Remuneration 5 Authorize Repurchase of Issued Share For For Management Capital 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- HANG LUNG PROPERTIES LTD. Ticker: 101 Security ID: Y30166105 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: APR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Nelson Wai Leung Yuen as Director For For Management 3b Elect Andrew Ka Ching Chan as Director For For Management 3c Elect Hsin Kang Chang as Director For For Management 3d Elect Adriel Wenbwo Chan as Director For For Management 3e Authorize Board to Fix Remuneration of For For Management Directors 4 Approve KPMG as Auditor and Authorize For Against Management Board to Fix Their Remuneration 5 Authorize Repurchase of Issued Share For For Management Capital 6 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- HANSTEEN HOLDINGS PLC Ticker: HSTN Security ID: G4383U105 Meeting Date: JAN 31, 2020 Meeting Type: Court Record Date: JAN 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Scheme of Arrangement For For Management -------------------------------------------------------------------------------- HANSTEEN HOLDINGS PLC Ticker: HSTN Security ID: G4383U105 Meeting Date: JAN 31, 2020 Meeting Type: Special Record Date: JAN 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Matters Relating to the For For Management Recommended Cash Acquisition of Hansteen Holdings plc by Potter UK Bidco Limited -------------------------------------------------------------------------------- HEBA FASTIGHETS AB Ticker: HEBA.B Security ID: W4R67B137 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: APR 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Chairman of Meeting For Did Not Vote Management 3 Prepare and Approve List of For Did Not Vote Management Shareholders 4 Approve Agenda of Meeting For Did Not Vote Management 5 Designate Inspector(s) of Minutes of For Did Not Vote Management Meeting 6 Acknowledge Proper Convening of Meeting For Did Not Vote Management 7 Receive President's Report None None Management 8 Receive Financial Statements and None None Management Statutory Reports 9.a Accept Financial Statements and For Did Not Vote Management Statutory Reports 9.b Approve Allocation of Income and For Did Not Vote Management Dividends of SEK 1.20 Per Share 9.c Approve Discharge of Board and For Did Not Vote Management President 10 Determine Number of Members (6) and For Did Not Vote Management Deputy Members (0) of Board; Determine Number of Auditors (1) and Deputy Auditors (0) 11 Approve Remuneration of Directors in For Did Not Vote Management the Amount of SEK 375,000 for Chairman and SEK 180,000 for Other Directors; Approve Remuneration of Auditors 12 Reelect Rolf Andersson, Tobias For Did Not Vote Management Emanuelsson, Lena Hedlund, Christina Holmbergh, Lennart Karlsson and Johan Vogel as Directors; Ratify Ernst & Young as Auditors 13 Reelect Lennart Karlsson as Board For Did Not Vote Management Chairman 14 Approve Nomination Committee Procedures For Did Not Vote Management 15 Reelect Lennart Karlsson,Soren For Did Not Vote Management Harnblad, Charlotte Ericsson, Leif Edlund and Leif Mellqvist as Members of Nominating Committee 16 Approve Remuneration Policy And Other For Did Not Vote Management Terms of Employment For Executive Management 17 Close Meeting None None Management -------------------------------------------------------------------------------- HEIWA REAL ESTATE CO., LTD. Ticker: 8803 Security ID: J19278100 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 31 2.1 Elect Director Tsuchimoto, Kiyoyuki For For Management 2.2 Elect Director Iwasaki, Norio For For Management 2.3 Elect Director Yamada, Kazuo For For Management 2.4 Elect Director Mizuta, Hiroki For For Management 2.5 Elect Director Nakao, Tomoharu For For Management 2.6 Elect Director Masui, Kiichiro For For Management 2.7 Elect Director Ota, Junji For For Management 2.8 Elect Director Moriguchi, Takahiro For For Management 2.9 Elect Director Utsunomiya, Junko For For Management 3 Appoint KPMG AZSA LLC as New External For For Management Audit Firm -------------------------------------------------------------------------------- HEIWA REAL ESTATE REIT, INC. Ticker: 8966 Security ID: J1927C101 Meeting Date: AUG 30, 2019 Meeting Type: Special Record Date: MAY 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles to Amend Audit Fee For For Management Payment Schedule - Amend Asset Management Compensation 2 Elect Executive Director Motomura, Aya For For Management 3 Elect Alternate Executive Director For For Management Ichikawa, Takaya 4.1 Elect Supervisory Director Katayama, For For Management Noriyuki 4.2 Elect Supervisory Director Suzuki, For Against Management Toshio -------------------------------------------------------------------------------- HELIOPOLIS HOUSING Ticker: HELI Security ID: M52987100 Meeting Date: AUG 26, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Offering 25 Percent of For Did Not Vote Management Heliopolis Housing While Allocating 10 Percent of Share to Strategic Investor as an Exchange of 7 years of Property Development and Management -------------------------------------------------------------------------------- HELIOPOLIS HOUSING Ticker: HELI Security ID: M52987100 Meeting Date: NOV 23, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Contract of Participation in For Did Not Vote Management Management 2 Authorize Board to Approve the Best For Did Not Vote Management Presented Offer 3 Authorize Chairman to Sign Contract of For Did Not Vote Management Participation in Management 4 Approve the Valuation of the Share For Did Not Vote Management Price Pursuant to the Resolution Approved by the Prime Minister -------------------------------------------------------------------------------- HELIOPOLIS HOUSING Ticker: HELI Security ID: M52987100 Meeting Date: DEC 25, 2019 Meeting Type: Annual/Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For Did Not Vote Management Operations for FY 2018/2019 2 Approve Auditors' Report on Company For Did Not Vote Management Financial Statements for FY 2019 3 Approve Implementation Plan and For Did Not Vote Management Evaluation of Financial Statements Reports for FY 2019 4 Accept Financial and Analytical For Did Not Vote Management Statements for FY 2018/2019 5 Approve Bonuses Granted to Employees For Did Not Vote Management for FY 2019 6 Approve Charitable Donations For Did Not Vote Management 7 Consolidate Retained Earnings and For Did Not Vote Management Authorize Board to Approve Amended Financial Statements in Accordance with Assembly Resolutions 8 Approve Discharge of Chairman and For Did Not Vote Management Directors for FY 2019 9 Reelect Board Chairman For Did Not Vote Management 10 Approve Absence of Dividends in For Did Not Vote Management Preparation for Capital Increase 1 Authorize Capitalization of Reserves For Did Not Vote Management for Bonus Issue 2 Amend Articles 6 and 7 of Bylaws to For Did Not Vote Management Reflect Changes in Capital 3 Authorize Chairman or Any Delegate to For Did Not Vote Management Ratify and Execute Approved Resolutions 4 Amend Corporate Purpose to Include For Did Not Vote Management Real Estate Activities -------------------------------------------------------------------------------- HELIOPOLIS HOUSING Ticker: HELI Security ID: M52987100 Meeting Date: MAY 21, 2020 Meeting Type: Annual/Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provisionary Budget for FY For Did Not Vote Management 2020/2021 and Approve New Board Structure 1 Approve Adding Real Estate For Did Not Vote Management Development, Selling and Distributing Electrical Power to Company's Activities, Amend Article 3 of Bylaws and Authorize Managing Director and CEO or Assigned Delegate to Ratify and Execute Approved Resolutions -------------------------------------------------------------------------------- HEMBLA AB Ticker: HEM.B Security ID: W3994A104 Meeting Date: NOV 15, 2019 Meeting Type: Special Record Date: NOV 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Chairman of Meeting For Did Not Vote Management 3 Prepare and Approve List of For Did Not Vote Management Shareholders 4 Approve Agenda of Meeting For Did Not Vote Management 5 Designate Inspector(s) of Minutes of For Did Not Vote Management Meeting 6 Acknowledge Proper Convening of Meeting For Did Not Vote Management 7 Determine Number of Members (6) and None Did Not Vote Shareholder Deputy Members (0) of Board 8 Elect Directors; Elect Board Chairman None Did Not Vote Shareholder 9 Close Meeting None None Management -------------------------------------------------------------------------------- HENDERSON LAND DEVELOPMENT COMPANY LIMITED Ticker: 12 Security ID: Y31476107 Meeting Date: JUN 08, 2020 Meeting Type: Annual Record Date: JUN 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3.1 Elect Lee Ka Kit as Director For For Management 3.2 Elect Lee Ka Shing as Director For For Management 3.3 Elect Suen Kwok Lam as Director For For Management 3.4 Elect Fung Lee Woon King as Director For For Management 3.5 Elect Lee Pui Ling, Angelina as For For Management Director 4 Approve KPMG as Auditor and Authorize For Against Management Board to Fix Their Remuneration 5A Authorize Repurchase of Issued Share For For Management Capital 5B Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 5C Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- HIBERNIA REIT PLC Ticker: HBRN Security ID: G4432Z105 Meeting Date: JUL 31, 2019 Meeting Type: Annual Record Date: JUL 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Re-elect Daniel Kitchen as Director For For Management 3b Re-elect Kevin Nowlan as Director For For Management 3c Re-elect Thomas Edwards-Moss as For For Management Director 3d Re-elect Colm Barrington as Director For For Management 3e Elect Roisin Brennan as Director For For Management 3f Re-elect Stewart Harrington as Director For For Management 3g Re-elect Frank Kenny as Director For For Management 3h Re-elect Terence O'Rourke as Director For For Management 4 Authorise Board to Fix Remuneration of For For Management Auditors 5 Ratify Deloitte as Auditors For For Management 6 Authorise Issue of Equity For For Management 7 Approve Remuneration Report For For Management 8 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice 9 Authorise Issue of Equity without For For Management Pre-emptive Rights 10 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 11 Authorise Market Purchase of Ordinary For For Management Shares 12 Authorise the Company to Determine the For For Management Price Range at which Treasury Shares may be Re-issued Off-Market 13 Approve Reduction of Capital by For For Management Cancellation of Share Premium Account -------------------------------------------------------------------------------- HIGHWEALTH CONSTRUCTION CORP. Ticker: 2542 Security ID: Y31959102 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: APR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Approve the Issuance of New Shares by For For Management Capitalization of Profit 4 Amend Articles of Association For For Management 5 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting 6.1 Elect ZHENG QINTIAN with SHAREHOLDER For For Management NO.21685 as Non-Independent Director 6.2 Elect ZHENG XIUHUI with SHAREHOLDER NO. For For Management 25031 as Non-Independent Director 6.3 Elect CHENG CHIHLUNG, a Representative For For Management of JUN YING INVESTMENT INC. with SHAREHOLDER NO.125517, as Non-Independent Director 6.4 Elect FAN HUAJUN, a Representative of For For Management JUN YING INVESTMENT INC. with SHAREHOLDER NO.125517, as Non-Independent Director 6.5 Elect HONG XIYAO with SHAREHOLDER NO. For For Management M100685XXX as Independent Director 6.6 Elect LI WENCHENG with SHAREHOLDER NO. For For Management A101359XXX as Independent Director 6.7 Elect CHEN TACHUN with SHAREHOLDER NO. For For Management B120729XXX as Independent Director 7 Approve Release of Restrictions on For For Management Competitive Activities of Newly Appointed Directors and Representatives -------------------------------------------------------------------------------- HISPANIA ACTIVOS INMOBILIARIOS SOCIMI SA Ticker: HIS Security ID: E6164Z114 Meeting Date: JUL 29, 2019 Meeting Type: Special Record Date: JUL 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Transfer of Assets to For Did Not Vote Management Subsidiaries 2 Approve Pledge of Assets For Did Not Vote Management 3 Authorize Board to Ratify and Execute For Did Not Vote Management Approved Resolutions -------------------------------------------------------------------------------- HISPANIA ACTIVOS INMOBILIARIOS SOCIMI SA Ticker: HIS Security ID: E6164Z114 Meeting Date: AUG 01, 2019 Meeting Type: Special Record Date: JUL 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Share Repurchase and Capital For Did Not Vote Management Reduction via Amortization of Repurchased Shares 2 Authorize Board to Ratify and Execute For Did Not Vote Management Approved Resolutions 3 Approve Minutes of Meeting For Did Not Vote Management 4 Authorize Share Repurchase and Capital For Did Not Vote Management Reduction via Amortization of Repurchased Shares -------------------------------------------------------------------------------- HKR INTERNATIONAL LIMITED Ticker: 480 Security ID: G4520J104 Meeting Date: AUG 21, 2019 Meeting Type: Annual Record Date: AUG 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3.1 Elect Chung Sam Tin Abraham as Director For For Management 3.2 Elect Ronald Joseph Arculli as Director For For Management 3.3 Elect Cha Mou Daid Johnson as Director For For Management 3.4 Elect Cheung Wing Lam Linus as Director For For Management 3.5 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Deloitte Touche Tohmatsu as For For Management Auditor and Authorize Board to Fix Their Remuneration 5.1 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 5.2 Authorize Repurchase of Issued Share For For Management Capital 5.3 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- HO BEE LAND LIMITED Ticker: H13 Security ID: Y3245N101 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and For For Management Directors' and Auditors' Reports 2 Approve First and Final Dividend and For For Management Special Dividend 3 Approve Directors' Fees For For Management 4 Elect Ko Kheng Hwa as Director For For Management 5 Elect Seow Choke Meng as Director For For Management 6 Approve KPMG LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 7 Approve Issuance of Equity or For Against Management Equity-Linked Securities with or without Preemptive Rights 8 Authorize Share Repurchase Program For For Management -------------------------------------------------------------------------------- HONG KONG FERRY HOLDINGS COMPANY LIMITED Ticker: 50 Security ID: Y36413105 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: MAY 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Lam Ko Yin, Colin as Director For For Management 3b Elect Lau Yum Chuen, Eddie as Director For Against Management 3c Authorize Board to Fix Remuneration of For For Management Directors 4 Approve KPMG as Auditor and Authorize For For Management Board to Fix Their Remuneration 5 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- HONGKONG LAND HOLDINGS LTD. Ticker: H78 Security ID: G4587L109 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Re-elect Robert Wong as Director For For Management 4 Re-elect Simon Dixon as Director For For Management 5 Re-elect Yiu Kai Pang as Director For Against Management 6 Ratify Auditors and Authorise Their For For Management Remuneration 7 Authorise Issue of Equity For For Management -------------------------------------------------------------------------------- HOUSING DEVELOPMENT AND INFRASTRUCTURE LIMITED Ticker: 532873 Security ID: Y3722J102 Meeting Date: SEP 28, 2019 Meeting Type: Annual Record Date: SEP 21, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Reelect Sarang Rakeshkumar Wadhawan as For For Management Director 3 Approve Remuneration of Cost Auditors For For Management 4 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 5 Reelect HazariLal as Director For For Management 6 Reelect Sandhya Baliga as Director For For Management 7 Approve Lalit Mohan Mehta to Continue For For Management Office as Independent Non-Executive Director -------------------------------------------------------------------------------- HUAKU DEVELOPMENT CO., LTD. Ticker: 2548 Security ID: Y3742X107 Meeting Date: MAY 26, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Amendments to Articles of For For Management Association 3 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting 4 Amend Procedures Governing the For Against Management Acquisition or Disposal of Assets 5 Amend Procedures for Endorsement and For For Management Guarantees 6 Amend Procedures for Lending Funds to For For Management Other Parties 7.1 Elect WANG TZE CHUN, with SHAREHOLDER For For Management NO.J120369XXX as Independent Director 7.2 Elect LAN WEN HSIANG, with SHAREHOLDER For For Management NO.T120286XXX as Independent Director 7.3 Elect CHUANG MENG HAN, with For For Management SHAREHOLDER NO.G100641XXX as Independent Director 7.4 Elect Non-independent Director No. 1 None Against Shareholder 7.5 Elect Non-independent Director No. 2 None Against Shareholder 7.6 Elect Non-independent Director No. 3 None Against Shareholder 7.7 Elect Non-independent Director No. 4 None Against Shareholder 7.8 Elect Non-independent Director No. 5 None Against Shareholder 7.9 Elect Non-independent Director No. 6 None Against Shareholder 8 Approve Release of Restrictions of For Against Management Competitive Activities of Newly Appointed Directors and Representatives -------------------------------------------------------------------------------- HUANG HSIANG CONSTRUCTION CORP. Ticker: 2545 Security ID: Y3744Z100 Meeting Date: JUN 09, 2020 Meeting Type: Annual Record Date: APR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association 4 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting -------------------------------------------------------------------------------- HUFVUDSTADEN AB Ticker: HUFV.A Security ID: W30061126 Meeting Date: MAR 19, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Chairman of Meeting For Did Not Vote Management 3 Prepare and Approve List of For Did Not Vote Management Shareholders 4 Designate Inspector(s) of Minutes of For Did Not Vote Management Meeting 5 Approve Agenda of Meeting For Did Not Vote Management 6 Acknowledge Proper Convening of Meeting For Did Not Vote Management 7 Receive President's Report None None Management 8 Receive Financial Statements and None None Management Statutory Reports 9 Accept Financial Statements and For Did Not Vote Management Statutory Reports 10 Approve Allocation of Income and For Did Not Vote Management Dividends of SEK 3.90 Per Share 11 Approve Discharge of Board and For Did Not Vote Management President 12 Determine Number of Members (9) and For Did Not Vote Management Deputy Members (0) of Board; Determine Number of Auditors (1) and Deputy Auditors (0) 13 Approve Remuneration of Directors in For Did Not Vote Management the Aggregate Amount of SEK 2.5 Million; Approve Remuneration of Auditors 14 Reelect Claes Boustedt, Peter Egardt, For Did Not Vote Management Liv Forhaug, Louise Lindh, Fredrik Lundberg (Chairman), Fredrik Persson, Sten Peterson, Anna-Greta Sjoberg and Ivo Stopner as Directors; Ratify KPMG as Auditors 15 Approve Remuneration Policy And Other For Did Not Vote Management Terms of Employment For Executive Management 16 Authorize Class A Share Repurchase For Did Not Vote Management Program and Reissuance of Repurchased Shares 17 Eliminate Differentiated Voting Rights None Did Not Vote Shareholder 18.1 Instruct Board to Work for the Swedish None Did Not Vote Shareholder Companies Act to be Amended so the Possibility of Differentiation of Voting Rights is Abolished 18.2 Instruct Board to Prepare a Proposal None Did Not Vote Shareholder for Representation of Small and Medium-Sized Shareholders in the Board and Nomination Committee 19.1 Instruct the Board to Investigate None Did Not Vote Shareholder whether Nasdaq Stockholm has Breached Long-Term Agreements with the Company by Pushing Hufvudstaden AB to Apply for Delisting of the Class C Shares 19.2 Instruct the Board to Try to Find None Did Not Vote Shareholder Another Trading Venue for the Company's C Shares 20 Close Meeting None None Management -------------------------------------------------------------------------------- HULIC CO., LTD. Ticker: 3003 Security ID: J23594112 Meeting Date: MAR 24, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 17.5 2.1 Elect Director Nishiura, Saburo For Abstain Management 2.2 Elect Director Yoshidome, Manabu For Abstain Management 2.3 Elect Director Shiga, Hidehiro For Abstain Management 2.4 Elect Director Kobayashi, Hajime For Abstain Management 2.5 Elect Director Maeda, Takaya For Abstain Management 2.6 Elect Director Nakajima, Tadashi For Abstain Management 2.7 Elect Director Miyajima, Tsukasa For For Management 2.8 Elect Director Yamada, Hideo For For Management 2.9 Elect Director Fukushima, Atsuko For For Management 2.10 Elect Director Takahashi, Kaoru For Abstain Management 3.1 Appoint Statutory Auditor Nezu, Koichi For Abstain Management 3.2 Appoint Statutory Auditor Kobayashi, For For Management Nobuyuki 3.3 Appoint Statutory Auditor Sekiguchi, For Abstain Management Kenichi 4 Approve Compensation Ceiling for For For Management Directors 5 Approve Trust-Type Equity Compensation For For Management Plan -------------------------------------------------------------------------------- HUNG POO REAL ESTATE DEVELOPMENT CO. LTD. Ticker: 2536 Security ID: Y37808105 Meeting Date: JUN 09, 2020 Meeting Type: Annual Record Date: APR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Profit Distribution For For Management 3 Amend Articles of Association For For Management -------------------------------------------------------------------------------- HUNG SHENG CONSTRUCTION CO., LTD. Ticker: 2534 Security ID: Y3780S101 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Profit Distribution For For Management 3 Approve Amendment to Rules and For For Management Procedures for Election of Directors 4 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting 5 Amend Procedures Governing the For Against Management Acquisition or Disposal of Assets 6 Approve Capital Reduction by Cash For For Management 7.1 Elect LIN,HSIN-CHIN, a Representative For For Management of YU BAO INDUSTRIAL CO., LTD with Shareholder No. 39218, as Non-Independent Director 7.2 Elect WU,CHIEN-JEN, a Representative For For Management of YU BAO INDUSTRIAL CO., LTD with Shareholder No. 39218, as Non-Independent Director 7.3 Elect CHOU,WEN-PIN, a Representative For For Management of WANG HSING INDUSTRIAL CO., LTD with Shareholder No. 632, as Non-Independent Director 7.4 Elect FU,CHIEN-I, a Representative of For For Management WANG HSING INDUSTRIAL CO., LTD with Shareholder No. 632, as Non-Independent Director 7.5 Elect CHANG,YAO-TSAI with ID No. For For Management T100778XXX as Independent Director 7.6 Elect YU,CHUN-MING with ID No. For For Management E120500XXX as Independent Director 7.7 Elect LI,MING-HSUAN with ID No. For For Management Y220550XXX as Independent Director 8 Approve Release of Restrictions of For For Management Competitive Activities of Newly Appointed Directors and Representatives -------------------------------------------------------------------------------- HYPROP INVESTMENTS LTD. Ticker: HYP Security ID: S3723H102 Meeting Date: DEC 02, 2019 Meeting Type: Annual Record Date: NOV 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for the Year Ended 30 June 2019 2 Elect Morne Wilken as Director For For Management 3 Elect Annabel Dallamore as Director For For Management 4.1 Re-elect Kevin Ellerine as Director For For Management 4.2 Re-elect Nonyameko Mandindi as Director For For Management 4.3 Re-elect Stewart Shaw-Taylor as For For Management Director 5.1 Re-elect Thabo Mokgatlha as Chairman For For Management of the Audit and Risk Committee 5.2 Re-elect Gavin Tipper as Member of the For For Management Audit and Risk Committee 5.3 Re-elect Zuleka Jasper as Member of For For Management the Audit and Risk Committee 5.4 Re-elect Stewart Shaw-Taylor as Member For For Management of the Audit and Risk Committee 5.5 Elect Annabel Dallamore as Member of For For Management the Audit and Risk Committee 6 Reappoint KPMG Inc as Auditors of the For For Management Company with Tracy Middlemiss as Designated Audit Partner 7 Place Authorised but Unissued Shares For For Management under Control of Directors 8 Authorise Board to Issue Shares for For For Management Cash 9 Authorise Issue of Shares Pursuant to For For Management a Reinvestment Option 10 Approve Remuneration Policy For For Management 11 Approve Remuneration Implementation For For Management Report 1 Authorise Repurchase of Issued Share For For Management Capital 2 Approve Financial Assistance to For For Management Related and Inter-related Parties 3.1.a Approve Fees of the Board Chairman For For Management 3.1.b Approve Fees of Non-executive Directors For For Management 3.1.c Approve Fees of the Audit and Risk For For Management Committee Chairman 3.1.d Approve Fees of the Audit and Risk For For Management Committee Members 3.1.e Approve Fees of the Remuneration and For For Management Nomination Committee Chairman 3.1.f Approve Fees of the Remuneration and For For Management Nomination Committee Members 3.1.g Approve Fees of the Social and Ethics For For Management Committee Chairman 3.1.h Approve Fees of the Social and Ethics For For Management Committee Members 3.1.i Approve Fees of the Investment For For Management Committee Chairman 3.1.j Approve Fees of the Investment For For Management Committee Members 3.2 Approve Annual Increase to For For Management Non-executive Directors' Fees 12 Authorise Ratification of Approved For For Management Resolutions -------------------------------------------------------------------------------- HYSAN DEVELOPMENT COMPANY LIMITED Ticker: 14 Security ID: Y38203124 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAY 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2.1 Elect Lee Irene Yun-Lien as Director For For Management 2.2 Elect Fan Yan Hok Philip as Director For For Management 2.3 Elect Lee Tze Hau Michael as Director For For Management 3 Approve Deloitte Touche Tohmatsu as For For Management Auditor and Authorize Board to Fix Their Remuneration 4 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 5 Authorize Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- ICADE SA Ticker: ICAD Security ID: F4931M119 Meeting Date: APR 24, 2020 Meeting Type: Annual/Special Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports and Approve Non-Deductible Expenses 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 4.01 per Share 4 Approve Auditors' Special Report on For For Management Related-Party Transactions Mentioning the Absence of New Transactions 5 Reelect Frederic Thomas as Director For Against Management 6 Reelect Georges Ralli as Director For For Management 7 Reelect Marie-Christine Lambert as For For Management Director 8 Reelect Florence Peronnau as Director For For Management 9 Ratify Appointment of Marianne For Against Management Louradour as Director 10 Ratify Appointment of Olivier Fabas as For Against Management Director 11 Ratify Appointment of Laurence For Against Management Giraudon as Director 12 Reelect Laurence Giraudon as Director For Against Management 13 Approve Remuneration Policy of For For Management Directors 14 Approve Remuneration Policy of For For Management Chairman of the Board 15 Approve Remuneration Policy of CEO For For Management 16 Approve Compensation Report For For Management 17 Approve Compensation of Andre For For Management Martinez, Chairman of the Board Until April 24, 2019 18 Approve Compensation of Frederic For For Management Thomas, Chairman of the Board Since April 24, 2019 19 Approve Compensation of Olivier For For Management Wigniolle, CEO 20 Authorize Repurchase of Up to 5 For For Management Percent of Issued Share Capital 21 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 22 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 38 Million 23 Authorize Capital Increase of up to 10 For For Management Percent of Issued Capital for Contributions in Kind 24 Authorize Capital Issuances for Use in For Against Management Employee Stock Purchase Plans 25 Add Corporate Purpose and Amend For For Management Article 1 of Bylaws Accordingly 26 Amend Article 10 of Bylaws Re: Written For For Management Consultation and Directors Mandate 27 Amend Articles 10 and 12 of Bylaws Re: For For Management Board Remuneration and Board Powers 28 Textual References Regarding Change of For Against Management Codification 29 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- IGB BERHAD Ticker: 5606 Security ID: Y2754T103 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: JUN 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Robert Tan Chung Meng as Director For For Management 2 Elect Daud Mah bin Abdullah @ Mah Siew For For Management Whye as Director 3 Approve Directors' Fees and Meeting For For Management Allowances 4 Approve PricewaterhouseCoopers PLT as For For Management Auditors and Authorize Board to Fix Their Remuneration 5 Approve Daud Mah Bin Abdullah @ Mah For For Management Siew Whye to Continue Office as Independent Non-Executive Director 6 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 7 Authorize Share Repurchase Program For For Management 8 Approve Implementation of For For Management Shareholders' Mandate for Recurrent Related Party Transactions -------------------------------------------------------------------------------- IGB REAL ESTATE INVESTMENT TRUST Ticker: 5227 Security ID: Y3865M102 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: JUN 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Implementation of For For Management Shareholders' Mandate for Recurrent Related Party Transactions -------------------------------------------------------------------------------- IGUATEMI EMPRESA DE SHOPPING CENTERS SA Ticker: IGTA3 Security ID: P5352J104 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2019 2 Approve Allocation of Income and For For Management Dividends 3 Fix Number of Directors at Seven For For Management 4 Do You Wish to Adopt Cumulative Voting None Abstain Management for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 5.1 Elect Carlos Francisco Ribeiro For For Management Jereissati as Director 5.2 Elect Carlos Jereissati as Director For For Management 5.3 Elect Pedro Jereissati as Director For For Management 5.4 Elect Sidnei Nunes as Director For For Management 5.5 Elect Pedro Santos Ripper as For For Management Independent Director 5.6 Elect Bernardo Parnes as Independent For For Management Director 5.7 Elect Ana Karina Bortoni Dias as For For Management Independent Director 6 In Case Cumulative Voting Is Adopted, None Abstain Management Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? 7.1 Percentage of Votes to Be Assigned - None Abstain Management Elect Carlos Francisco Ribeiro Jereissati as Director 7.2 Percentage of Votes to Be Assigned - None Abstain Management Elect Carlos Jereissati as Director 7.3 Percentage of Votes to Be Assigned - None Abstain Management Elect Pedro Jereissati as Director 7.4 Percentage of Votes to Be Assigned - None Abstain Management Elect Sidnei Nunes as Director 7.5 Percentage of Votes to Be Assigned - None Abstain Management Elect Pedro Santos Ripper as Independent Director 7.6 Percentage of Votes to Be Assigned - None Abstain Management Elect Bernardo Parnes as Independent Director 7.7 Percentage of Votes to Be Assigned - None Abstain Management Elect Ana Karina Bortoni Dias as Independent Director 8 As an Ordinary Shareholder, Would You None For Management like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 9 Approve Remuneration of Company's For For Management Management 10 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? -------------------------------------------------------------------------------- IMMOBILIARE GRANDE DISTRIBUZIONE SPA Ticker: IGD Security ID: T53246103 Meeting Date: NOV 11, 2019 Meeting Type: Special Record Date: OCT 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Reduction in Share Capital For For Management Through Reduction in Accounting Share Value -------------------------------------------------------------------------------- IMMOBILIARE GRANDE DISTRIBUZIONE SPA Ticker: IGD Security ID: T53246103 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: JUN 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income For For Management 3.1 Approve Remuneration Policy For For Management 3.2 Approve Second Section of the For Against Management Remuneration Report 4 Revoke Authorization on Share For For Management Repurchase Program A Deliberations on Possible Legal Action None Against Management Against Directors if Presented by Shareholders -------------------------------------------------------------------------------- IMPACT GROWTH REAL ESTATE INVESTMENT TRUST Ticker: IMPACT Security ID: Y38852110 Meeting Date: JUL 18, 2019 Meeting Type: Annual Record Date: JUN 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Acknowledge the Minutes of Previous None None Management Meeting 2 Acknowledge Trust's Operational None None Management Performance for the Year 2018-2019 3 Acknowledge Trust's Financial None None Management Statements and Statutory Reports 4 Acknowledge Distribution Payment for None None Management the Year 2018-2019 5 Acknowledge the Appointment of Auditor None None Management and Authorize Board to Fix Their Remuneration 6 Other Business For Against Management -------------------------------------------------------------------------------- INDIABULLS REAL ESTATE LIMITED Ticker: 532832 Security ID: Y3912A101 Meeting Date: SEP 28, 2019 Meeting Type: Annual Record Date: SEP 21, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Reelect Gurbans Singh as Director For For Management 3 Approve Walker Chandiok & Co LLP, For For Management Chartered Accountants, as Statutory Auditors and Authorize Board to Fix Their Remuneration 4 Approve Reappointment and Remuneration For Against Management of Narendra Gehlaut as Executive Director and Key Managerial Personnel Designated as Vice Chairman 5 Approve Reappointment and Remuneration For For Management of Gurbans Singh as Executive Director and Key Managerial Personnel Designated as Joint Managing Director 6 Approve Reappointment and Remuneration For For Management of Vishal Gaurishankar Damani as Executive Director and Key Managerial Personnel Designated as Joint Managing Director 7 Elect Praveen Kumar Tripathi as For For Management Director 8 Elect Gurinder Singh as Director For For Management 9 Approve Divestment of London Property For For Management 10 Approve Issuance of Non-Convertible For For Management Debentures and/or Bonds on Private Placement Basis -------------------------------------------------------------------------------- INDIABULLS REAL ESTATE LIMITED Ticker: 532832 Security ID: Y3912A101 Meeting Date: MAR 17, 2020 Meeting Type: Special Record Date: FEB 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Pledging of Assets for Debt For Against Management 2 Approve Loans, Guarantees and/or For Against Management Securities in Subsidiary(ies), Joint Venture(s) or Other Body Corporate(s) 3 Approve Trust Route and Secondary For For Management Acquisition for Implementation of Company's ESOP Scheme(s) and/or Employee Benefits Plan(s) 4 Approve Loan and Provision of For For Management Guarantee or Security for Purchase of Its Own Shares by Trust/Trustees for the Benefit of Employees Under ESOP Scheme(s) and/or Employee Benefits Plan(s) -------------------------------------------------------------------------------- INDUSTRIAL BUILDING CORP. LTD. Ticker: IBLD Security ID: M5514Q106 Meeting Date: DEC 26, 2019 Meeting Type: Special Record Date: NOV 28, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Change Company Name to MIVNE LTD. or For For Management Any Other Name That Will Be Approved and Amend Articles of Association Accordingly 2 Approve Amended Compensation Policy For For Management for the Directors and Officers of the Company 3 Approve Grant of Unregistered Option For For Management to David Zvida, CEO 4 Approve One Time Special Bonus to For Against Management David Zvida, CEO 5 Approve One Time Special Bonus to For For Management Certain Position Holders A Vote FOR if you are a controlling None Against Management shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager B1 If you are an Interest Holder as None Against Management defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. B2 If you are a Senior Officer as defined None Against Management in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. B3 If you are an Institutional Investor None For Management as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. -------------------------------------------------------------------------------- INGENIA COMMUNITIES GROUP Ticker: INA Security ID: Q4912D185 Meeting Date: NOV 12, 2019 Meeting Type: Annual/Special Record Date: NOV 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendment to the Constitution For For Management of the Trust 2 Approve Amendment to the Constitution For For Management of the Fund 2 Approve Remuneration Report For For Management 3.1 Elect Robert Morrison as Director For For Management 3.2 Elect Gary Shiffman as Director For For Management 4 Approve Ingenia Communities Group For For Management Rights Plan 5 Approve Grant of Short Term Incentive For For Management Plan Rights to Simon Owen 6 Approve Grant of Long Term Incentive For For Management Plan Rights to Simon Owen -------------------------------------------------------------------------------- INMOBILIARIA COLONIAL SOCIMI SA Ticker: COL Security ID: E6451E105 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: JUN 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Consolidated Financial For For Management Statements 1.2 Approve Standalone Financial Statements For For Management 2.1 Approve Allocation of Income For For Management 2.2 Approve Dividends For For Management 3 Approve Discharge of Board For For Management 4 Renew Appointment of For For Management PricewaterhouseCoopers as Auditor 5 Authorize Company to Call EGM with 15 For For Management Days' Notice 6.1 Reelect Ali Jassim M. J. Al-Thani as For Against Management Director 6.2 Reelect Adnane Mousannif as Director For Against Management 6.3 Reelect Carlos Fernandez Gonzalez as For Against Management Director 7 Amend Restricted Stock Plan For Against Management 8 Advisory Vote on Remuneration Report For Against Management 9 Amend Article 19 Re: Right of For For Management Attendance 10.1 Amend Articles of General Meeting For For Management Regulations Re: Right of Information and Attendance 10.2 Add Article 12 bis of General Meeting For For Management Regulations Re: Telematic Attendance 11 Receive Amendments to Board of None None Management Directors Regulations 12 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- INSTONE REAL ESTATE GROUP AG Ticker: INS Security ID: D3706C100 Meeting Date: JUN 09, 2020 Meeting Type: Annual Record Date: MAY 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019 (Non-Voting) 2 Approve Allocation of Income and For For Management Omission of Dividends 3 Approve Discharge of Management Board For For Management 4 Approve Discharge of Supervisory Board For For Management 5 Ratify Deloitte GmbH as Auditors For Against Management 6 Approve Affiliation Agreement with For For Management Instone Real Estate Property GmbH 7 Amend Articles Re: Proof of Entitlement For For Management -------------------------------------------------------------------------------- INTERVEST OFFICES & WAREHOUSES SA Ticker: INTO Security ID: B5241S112 Meeting Date: APR 29, 2020 Meeting Type: Annual/Special Record Date: APR 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Directors' Reports (Non-Voting) None None Management 2 Receive Auditors' Reports (Non-Voting) None None Management 3 Receive Consolidated Financial None None Management Statements and Statutory Reports (Non-Voting) 4 Approve Financial Statements, For For Management Allocation of Income, and Dividends of EUR 1.53 per Share 5 Approve Remuneration Report For For Management 6 Approve Discharge of Directors and For For Management Auditors 7 Approve Annual, Directors' and For For Management Auditors' Reports, Financial Statements, and Discharge of Directors and Auditor of Edda21 8 Approve Resignation of Christian Jan For For Management Maria as Director 9 Approve Resignation of Gunther Gielen For For Management as Director 10 Approve Cash Award to Chris Peeters For Against Management and Johan Buijs 11 Approve Remuneration of Directors For For Management 12 Approve Change-of-Control Clause Re: For For Management Financing Agreements 13 Allow Questions None None Management I.1 Receive Special Board Report Re: None None Management Modification of Object in Relation to Article 7:154 of the Belgian Companies and Associations Code I.2 Amend Article 4 Re: Item 1 For For Management II.1 Amend Article 10.2 Re: Procedures of For For Management Capital Increase III.1 Amend Article 9 Re: Purchase For For Management III.2 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital IV.1 Adopt New Articles of Association For For Management V.1 Receive Information on Supervisory None None Management Board Composition VI.1 Authorize Implementation of Approved For For Management Resolutions and Filing of Required Documents/Formalities at Trade Registry -------------------------------------------------------------------------------- INTERVEST OFFICES & WAREHOUSES SA Ticker: INTO Security ID: B5241S112 Meeting Date: MAY 18, 2020 Meeting Type: Special Record Date: MAY 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor I.1 Receive Special Board Report Re: None None Management Modification of Object in Relation to Article 7:154 of the Companies and Associations Code I.2 Amend Article 4 Re: Item 1 For For Management II.1 Amend Article 10.2 Re: Procedures of For For Management Capital Increase III.1 Amend Article 9 Re: Purchase For For Management III.2 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital IV.1 Adopt New Articles of Association For For Management V.1 Receive Information on Supervisory None None Management Board Composition VI.1 Authorize Implementation of Approved For For Management Resolutions and Filing of Required Documents/Formalities at Trade Registry -------------------------------------------------------------------------------- INVESCO OFFICE J-REIT, INC. Ticker: 3298 Security ID: J2502Y104 Meeting Date: JAN 15, 2020 Meeting Type: Special Record Date: OCT 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles to Authorize Public For For Management Announcements in Electronic Format - Amend Asset Management Compensation 2 Elect Executive Director Minemura, Yugo For For Management 3 Elect Alternate Executive Director For For Management Nakata, Ryukichi 4.1 Elect Supervisory Director Yoshida, For For Management Kohei 4.2 Elect Supervisory Director Nihei, For For Management Hiroko 4.3 Elect Supervisory Director Sumino, Rina For For Management -------------------------------------------------------------------------------- INVINCIBLE INVESTMENT CORP. Ticker: 8963 Security ID: J2442V103 Meeting Date: DEC 18, 2019 Meeting Type: Special Record Date: OCT 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles to Amend Asset For For Management Management Compensation 2 Elect Executive Director Fukuda, Naoki For For Management 3 Elect Alternate Executive Director For For Management Ichiki, Naoto 4.1 Elect Supervisory Director Tamura, For For Management Yoshihiro 4.2 Elect Supervisory Director Fujimoto, For For Management Hiroyuki -------------------------------------------------------------------------------- IOI PROPERTIES GROUP BERHAD Ticker: 5249 Security ID: Y417A6104 Meeting Date: NOV 06, 2019 Meeting Type: Annual Record Date: OCT 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Tan Kim Leong as Director For For Management 2 Elect Lee Yeow Seng as Director For For Management 3 Approve Directors' Fees (Inclusive of For For Management Board Committees' Fees) 4 Approve Directors' Benefits (Excluding For For Management Directors' Fees) 5 Approve PricewaterhouseCoopers PLT as For For Management Auditors and Authorize Board to Fix Their Remuneration 6 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 7 Authorize Share Repurchase Program For For Management 8 Approve Gratuity Payment to Lee Shin For For Management Cheng 1 Adopt New Constitution For For Management -------------------------------------------------------------------------------- IS GAYRIMENKUL YATIRIM ORTAKLIGI AS Ticker: ISGYO Security ID: M57334100 Meeting Date: MAR 25, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting and Elect Presiding For For Management Council of Meeting 2 Accept Statutory Reports For For Management 3 Accept Financial Statements For For Management 4 Approve Discharge of Board For For Management 5 Approve Allocation of Income For For Management 6 Elect Directors For Against Management 7 Approve Director Remuneration For Against Management 8 Ratify External Auditors For Against Management 9 Grant Permission for Board Members to For For Management Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose 10 Approve Upper Limit of Donations for For For Management 2020 and Receive Information on Donations Made in 2019 11 Receive Information in Accordance to None None Management Article 1.3.6 of Capital Markets Board Corporate Governance Principles 12 Receive Information in Accordance to None None Management Communique on the Principles Regarding Real Estate Investment Trusts -------------------------------------------------------------------------------- ISRAEL CANADA (T.R) LTD. Ticker: ISCN Security ID: M7812J149 Meeting Date: FEB 20, 2020 Meeting Type: Special Record Date: JAN 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Private Placement For Against Management to Barak rozen, Director and CEO, to Asaf Touchmair, Chairman of the Board (Controllers) as well as to Abraham Ben David Ohayon, Significant Shareholder A Vote FOR if you are a controlling None Against Management shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager B1 If you are an Interest Holder as None Against Management defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. B2 If you are a Senior Officer as defined None Against Management in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. B3 If you are an Institutional Investor None For Management as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. -------------------------------------------------------------------------------- ISRAEL CANADA (T.R) LTD. Ticker: ISCN Security ID: M7812J149 Meeting Date: MAR 03, 2020 Meeting Type: Annual/Special Record Date: FEB 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Discuss Financial Statements and the None None Management Report of the Board 2 Reappoint Brightman Almagor Zohar & For Against Management Shoti as Auditors; Report on Fees Paid to the Auditor for 2018 3.1 Reelect Asaf Touchmair as Director For For Management (Current Chairman) 3.2 Reelect Barak Rozen as Director For For Management (Current CEO) 3.3 Reelect Merav Siegel as Director For For Management A Vote FOR if you are a controlling None Against Management shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager B1 If you are an Interest Holder as None Against Management defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. B2 If you are a Senior Officer as defined None Against Management in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. B3 If you are an Institutional Investor None For Management as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. -------------------------------------------------------------------------------- ISRAEL CANADA (T.R) LTD. Ticker: ISCN Security ID: M7812J149 Meeting Date: JUN 15, 2020 Meeting Type: Special Record Date: MAY 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Management Service Agreement For For Management with Private Company Owned and Controlled by Asaf Touchmair, Chairman 2 Approve Management Service Agreement For For Management with Private Company Owned and Controlled by Barak rozen, CEO 3 Approve Renewed Compensation Policy For Against Management for the Directors and Officers of the Company A Vote FOR if you are a controlling None Against Management shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager B1 If you are an Interest Holder as None Against Management defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. B2 If you are a Senior Officer as defined None Against Management in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. B3 If you are an Institutional Investor None For Management as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. -------------------------------------------------------------------------------- ISRAS INVESTMENT CO. LTD. Ticker: ISRS Security ID: M61446106 Meeting Date: DEC 16, 2019 Meeting Type: Annual/Special Record Date: NOV 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Discuss Financial Statements and the None None Management Report of the Board 2 Reappoint Kost Forer Gabbay & Kasierer For Against Management as Auditors 3.1 Reelect Shlomo Eisenberg as Director For For Management 3.2 Reelect Michal Hochman as Director For For Management 3.3 Reelect Shlomo Zohar as Director For For Management 4 Approve Amended Compensation Policy For For Management for the Directors and Officers of the Company 5 Approve Employment Terms of Adi Dana, For For Management Incoming CEO A Vote FOR if you are a controlling None Against Management shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager B1 If you are an Interest Holder as None Against Management defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. B2 If you are a Senior Officer as defined None Against Management in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. B3 If you are an Institutional Investor None For Management as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. -------------------------------------------------------------------------------- JAPAN EXCELLENT, INC. Ticker: 8987 Security ID: J2739K109 Meeting Date: SEP 26, 2019 Meeting Type: Special Record Date: JUN 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Executive Director Ogawa, For For Management Hidehiko 2 Elect Alternate Executive Director For For Management Sasaki, Toshihiko 3.1 Elect Supervisory Director Maekawa, For For Management Shunichi 3.2 Elect Supervisory Director Takagi, Eiji For Against Management 3.3 Elect Supervisory Director Hirakawa, For For Management Osamu -------------------------------------------------------------------------------- JAPAN EXCELLENT, INC. Ticker: 8987 Security ID: J2739K109 Meeting Date: MAY 29, 2020 Meeting Type: Special Record Date: APR 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Executive Director Kayama, For For Management Shuichiro 2 Elect Alternate Executive Director For For Management Tabei, Hiroshi -------------------------------------------------------------------------------- JAPAN HOTEL REIT INVESTMENT CORP. Ticker: 8985 Security ID: J2761Q107 Meeting Date: NOV 22, 2019 Meeting Type: Special Record Date: AUG 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles to Change Japanese Era For For Management Year to Western Year 2 Elect Executive Director Masuda, Kaname For For Management 3.1 Elect Supervisory Director Mishiku, For For Management Tetsuya 3.2 Elect Supervisory Director Kashii, For Against Management Hiroto 3.3 Elect Supervisory Director Umezawa, For For Management Mayumi 4 Elect Alternate Executive Director For For Management Furukawa, Hisashi -------------------------------------------------------------------------------- JAPAN LOGISTICS FUND, INC. Ticker: 8967 Security ID: J2785A104 Meeting Date: OCT 24, 2019 Meeting Type: Special Record Date: JUL 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles to Amend Permitted For For Management Investment Types 2 Elect Executive Director Kameoka, For For Management Naohiro 3 Elect Alternate Executive Director For For Management Ogaku, Yasushi 4.1 Elect Supervisory Director Suto, For For Management Takachiyo 4.2 Elect Supervisory Director Araki, For For Management Toshima 4.3 Elect Supervisory Director Azuma, For For Management Tetsuya -------------------------------------------------------------------------------- JAPAN PRIME REALTY INVESTMENT CORP. Ticker: 8955 Security ID: J2741H102 Meeting Date: SEP 05, 2019 Meeting Type: Special Record Date: JUN 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles To Amend Permitted For For Management Investment Types - Amend Asset Management Compensation 2 Elect Executive Director Jozaki, For For Management Yoshihiro 3 Elect Alternate Executive Director For For Management Nomura, Yoshinaga 4.1 Elect Supervisory Director Denawa, For For Management Masato 4.2 Elect Supervisory Director Kusanagi, For For Management Nobuhisa 5 Elect Alternate Supervisory Director For For Management Kawaguchi, Akihiro -------------------------------------------------------------------------------- JAPAN RENTAL HOUSING INVESTMENTS, INC. Ticker: 8986 Security ID: J2753A102 Meeting Date: FEB 13, 2020 Meeting Type: Special Record Date: DEC 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles to Change REIT Name - For For Management Amend Permitted Investment Types - Amend Asset Management Compensation 2.1 Elect Executive Director Shoda, Ikuo For For Management 2.2 Elect Executive Director Suzuki, For For Management Shunichi 3.1 Elect Supervisory Director Yabuta, For For Management Kohei 3.2 Elect Supervisory Director Nagamine, For For Management Jun 3.3 Elect Supervisory Director Nakata, For For Management Chizuko -------------------------------------------------------------------------------- JAPAN RETAIL FUND INVESTMENT CORP. Ticker: 8953 Security ID: J27544105 Meeting Date: NOV 22, 2019 Meeting Type: Special Record Date: AUG 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles to Amend Asset For For Management Management Compensation 2 Elect Executive Director Namba, Shuichi For For Management 3.1 Elect Supervisory Director Nishida, For For Management Masahiko 3.2 Elect Supervisory Director Usuki, For For Management Masaharu 4.1 Elect Alternate Executive Director For For Management Araki, Keita 4.2 Elect Alternate Executive Director For For Management Machida, Takuya 5 Elect Alternate Supervisory Director For For Management Murayama, Shuhei -------------------------------------------------------------------------------- JERUSALEM ECONOMY LTD. Ticker: ECJM Security ID: M6186V100 Meeting Date: JUL 09, 2019 Meeting Type: Special Record Date: JUN 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Issue Updated Indemnification For For Management Agreement to Directors/Officers 2 Reelect Orly Silberman as External For For Management Director A Vote FOR if you are a controlling None Against Management shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager B1 If you are an Interest Holder as None Against Management defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. B2 If you are a Senior Officer as defined None Against Management in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. B3 If you are an Institutional Investor None For Management as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. -------------------------------------------------------------------------------- JERUSALEM ECONOMY LTD. Ticker: ECJM Security ID: M6186V100 Meeting Date: AUG 18, 2019 Meeting Type: Special Record Date: JUL 21, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Menashe Arnon as Director For For Management 1.2 Elect Ron Beery as Director For For Management 1.3 Elect Alon Cohen as Director For For Management 1.4 Elect Tal Fuhrer as Director For For Management 1.5 Elect Orly Silberman as External For For Management Director 1.6 Elect David Granot as External For For Management Director 1.7 Elect Yaron Zvi Zalisman as Director For For Management 1.8 Elect Ronen Nakar as Director For Did Not Vote Management 1.9 Elect Doron Cohen as Director For Did Not Vote Management 1.10 Elect Peer Nadir as Director None Did Not Vote Shareholder 1.11 Elect Regina Ungar as Director None Did Not Vote Shareholder 1.12 Elect Yael Schnitzer as Director None Did Not Vote Shareholder 1.13 Elect Meir Srebernik as Director None Did Not Vote Shareholder 1.14 Elect Gil Gazit as Director None Did Not Vote Shareholder 1.15 Elect Oded Sarig as Director None Did Not Vote Shareholder 1.16 Elect Michal Kraus as Director None Did Not Vote Shareholder A Vote FOR if you are a controlling None Against Management shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager B1 If you are an Interest Holder as None Against Management defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. B2 If you are a Senior Officer as defined None Against Management in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. B3 If you are an Institutional Investor None For Management as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. -------------------------------------------------------------------------------- JEUDAN A/S Ticker: JDAN Security ID: K5721Q123 Meeting Date: APR 15, 2020 Meeting Type: Annual Record Date: APR 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Report of Board None None Management 2 Accept Financial Statements and For Did Not Vote Management Statutory Reports 3 Approve Allocation of Income and For Did Not Vote Management Omission of Dividends 4 Approve Guidelines for Incentive-Based For Did Not Vote Management Compensation for Executive Management and Board 5a Approve 5:1 Stock Split For Did Not Vote Management 5b Approve Remuneration of Directors in For Did Not Vote Management the Amount of DKK 900,000 for Chairman; DKK 600,000 for Deputy Director and DKK 300,000 for Other Directors; Approve Committee Fees 5c Allow Electronic Distribution of For Did Not Vote Management Company Communication 5d Amend Articles Re: Voting on the For Did Not Vote Management Company's Remuneration Report at Annual General Meetings 5e Authorize Share Repurchase Program For Did Not Vote Management 5f Authorize Board to Distribute Special For Did Not Vote Management Dividends 5g Amend Articles Re: Editorial Changes For Did Not Vote Management due to Merger of VP Securities A/S and VP Services A/S 6a Reelect Niels Jacobsen as Director For Did Not Vote Management 6b Reelect Claus Gregersen as Director For Did Not Vote Management 6c Reelect Tommy Pedersen as Director For Did Not Vote Management 6d Reelect Helle Okholm as Director For Did Not Vote Management 6e Elect Nicklas Hansen as New Director For Did Not Vote Management 7 Ratify Deloitte as Auditors For Did Not Vote Management 8 Other Business None None Management -------------------------------------------------------------------------------- JM AB Ticker: JM Security ID: W4939T109 Meeting Date: MAR 26, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Chairman of Meeting For Did Not Vote Management 2 Prepare and Approve List of For Did Not Vote Management Shareholders 3 Designate Inspector(s) of Minutes of For Did Not Vote Management Meeting 4 Acknowledge Proper Convening of Meeting For Did Not Vote Management 5 Approve Agenda of Meeting For Did Not Vote Management 6 Accept Financial Statements and For Did Not Vote Management Statutory Reports 7 Approve Allocation of Income and For Did Not Vote Management Dividends of SEK 12.50 Per Share 8 Approve Discharge of Board and For Did Not Vote Management President 9 Determine Number of Members (8) and For Did Not Vote Management Deputy Members (0) of Board 10 Approve Remuneration of Directors in For Did Not Vote Management the Amount of SEK 900,000 for Chairman and SEK 360,000 for Other Directors; Approve Remuneration for Committee Work 11 Approve Remuneration of Auditors For Did Not Vote Management 12 Reelect Fredrik Persson (Chairman), For Did Not Vote Management Kaj-Gustaf Bergh, Kerstin Gillsbro, Olav Line, Eva Nygren, Thomas Thuresson and Annica Anas as Directors; Elect Camilla Krogh as New Director 13 Ratify PricewaterhouseCoopers as For Did Not Vote Management Auditors 14 Approve Remuneration Policy And Other For Did Not Vote Management Terms of Employment For Executive Management 15 Approve Issuance of Convertibles to For Did Not Vote Management Employees 16 Amend Articles Re: Company Name; For Did Not Vote Management Notice of General Meeting; Record Day -------------------------------------------------------------------------------- JOY CITY PROPERTY LIMITED Ticker: 207 Security ID: G5210S106 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: MAY 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Elect Zhou Zheng as Director For For Management 4 Elect Zhu Laibin as Director For For Management 5 Elect Lau Hon Chuen as Director For For Management 6 Elect Chan Fan Shing as Director For For Management 7 Authorize Board to Fix Remuneration of For For Management Directors 8 Approve Deloitte Touche Tohmatsu as For For Management Auditor and Authorize Board to Fix Their Remuneration 9 Authorize Repurchase of Issued Share For For Management Capital 10 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 11 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- K. WAH INTERNATIONAL HOLDINGS LIMITED Ticker: 173 Security ID: G5321P116 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: MAY 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3.1 Elect Francis Lui Yiu Tung as Director For Against Management 3.2 Elect Paddy Tang Lui Wai Yu as Director For For Management 3.3 Elect Alexander Lui Yiu Wah as Director For For Management 3.4 Elect Nip Yun Wing as Director For For Management 3.5 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 5.1 Authorize Repurchase of Issued Share For For Management Capital 5.2 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 5.3 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- KEE TAI PROPERTIES CO., LTD. Ticker: 2538 Security ID: Y4634Z101 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Plan on Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- KENEDIX OFFICE INVESTMENT CORP. Ticker: 8972 Security ID: J32922106 Meeting Date: JAN 27, 2020 Meeting Type: Special Record Date: OCT 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles to Amend Asset For For Management Management Compensation 2 Elect Executive Director Takeda, Jiro For For Management 3 Elect Alternate Executive Director For For Management Momoi, Hiroaki 4.1 Elect Supervisory Director Toba, Shiro For For Management 4.2 Elect Supervisory Director Morishima, For Against Management Yoshihiro 4.3 Elect Supervisory Director Seki, For For Management Takahiro -------------------------------------------------------------------------------- KENEDIX RESIDENTIAL NEXT INVESTMENT CORP. Ticker: 3278 Security ID: J3243Q103 Meeting Date: OCT 30, 2019 Meeting Type: Special Record Date: JUL 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles to Amend Asset For For Management Management Compensation 2.1 Elect Executive Director Sato, Keisuke For For Management 2.2 Elect Executive Director Okuda, Katsue For For Management 3 Elect Alternate Executive Director For For Management Yamamoto, Shin 4.1 Elect Supervisory Director Chiba, Osamu For For Management 4.2 Elect Supervisory Director Ogawa, For For Management Satoshi 4.3 Elect Supervisory Director Iwao, For For Management Soichiro -------------------------------------------------------------------------------- KENEDIX RETAIL REIT CORP. Ticker: 3453 Security ID: J3243R101 Meeting Date: FEB 25, 2020 Meeting Type: Special Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Executive Director Watanabe, For For Management Moyuru 2 Elect Alternate Executive Director For For Management Nobata, Koichiro 3.1 Elect Supervisory Director Yasu, For Against Management Yoshitoshi 3.2 Elect Supervisory Director Yamakawa, For For Management Akiko 4 Elect Alternate Supervisory Director For For Management Hiyama, Satoshi -------------------------------------------------------------------------------- KEPPEL DC REIT Ticker: AJBU Security ID: Y47230100 Meeting Date: OCT 23, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acquisition of 99.0 Percent For For Management Interest in the Company Which Holds Keppel DC Singapore 4 and the Entry into the Keppel Lease Agreement, the Facility Management Agreement and the LLP Agreement 2 Approve Acquisition of the Entire For For Management Interest in the Company Which Holds the Data Centre Located at 18 Riverside Road, Singapore -------------------------------------------------------------------------------- KEPPEL DC REIT Ticker: AJBU Security ID: Y47230100 Meeting Date: JUN 01, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Trustee's Report, Statement by For For Management the Manager, Audited Financial Statements and Auditors' Report 2 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Manager to Fix Their Remuneration 3 Elect Christina Tan as Director For Against Management 4 Elect Lee Chiang Huat as Director For For Management 5 Approve Issuance of Equity or For For Management Equity-Linked Securities with or without Preemptive Rights -------------------------------------------------------------------------------- KEPPEL PACIFIC OAK US REIT Ticker: CMOU Security ID: Y4724Q102 Meeting Date: OCT 15, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Proposed Acquisition of the For For Management Property 2 Approve Issuance and Placements of New For For Management Units to Keppel Capital Investment Holdings Pte. Ltd. 3 Approve Issuance and Placements of New For For Management Units to KBS SOR Properties LLC -------------------------------------------------------------------------------- KEPPEL PACIFIC OAK US REIT Ticker: CMOU Security ID: Y4724Q102 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Trustee's Report, Statement by For For Management the Manager, Audited Financial Statements and Auditors' Report 2 Approve Ernst & Young LLP as Auditors For For Management and Authorize Manager to Fix Their Remuneration 3 Approve Issuance of Equity or For For Management Equity-Linked Securities with or without Preemptive Rights 4 Authorize Unit Repurchase Program For For Management -------------------------------------------------------------------------------- KEPPEL REIT Ticker: K71U Security ID: Y4740G104 Meeting Date: JUN 04, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Trustee's Report, Statement by For For Management the Manager, Audited Financial Statements and Auditors' Report 2 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Manager to Fix Their Remuneration 3 Elect Penny Goh as Director For For Management 4 Elect Christina Tan as Director For Against Management 5 Elect Tan Swee Yiow as Director For For Management 6 Elect Ian Roderick Mackie as Director For For Management 7 Approve Issuance of Equity or For For Management Equity-Linked Securities with or without Preemptive Rights 8 Authorize Unit Repurchase Program For For Management -------------------------------------------------------------------------------- KERRY PROPERTIES LIMITED Ticker: 683 Security ID: G52440107 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Wong Siu Kong as Director For For Management 3b Elect Kuok Khoon Hua as Director For For Management 4 Approve Directors' Fees For For Management 5 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 6A Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6B Authorize Repurchase of Issued Share For For Management Capital 6C Authorize Reissuance of Repurchased For Against Management Shares 6D Adopt New Share Option Scheme and For Against Management Terminate Existing Share Option Scheme -------------------------------------------------------------------------------- KILLAM APARTMENT REAL ESTATE INVESTMENT Ticker: KMP.UN Security ID: 49410M102 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Trustee Timothy R. Banks For For Management 1.2 Elect Trustee Philip D. Fraser For For Management 1.3 Elect Trustee Robert G. Kay For For Management 1.4 Elect Trustee Aldea M. Landry For For Management 1.5 Elect Trustee James C. Lawley For For Management 1.6 Elect Trustee Arthur G. Lloyd For For Management 1.7 Elect Trustee Karine L. MacIndoe For For Management 1.8 Elect Trustee Laurie M. MacKeigan For For Management 1.9 Elect Trustee Robert G. Richardson For For Management 1.10 Elect Trustee Manfred J. Walt For For Management 1.11 Elect Trustee G. Wayne Watson For For Management 2 Approve Ernst & Young LLP as Auditors For For Management and Authorize Trustees to Fix Their Remuneration 3 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- KINDOM CONSTRUCTION CORP. Ticker: 2520 Security ID: Y4792R107 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management -------------------------------------------------------------------------------- KIWI PROPERTY GROUP LIMITED Ticker: KPG Security ID: Q5349C104 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: JUN 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Mark Ford as Director For For Management 2 Elect Richard Didsbury as Director For For Management 3 Elect Simon Shakesheff as Director For For Management 4 Authorize Board to Fix Remuneration of For For Management the Auditors -------------------------------------------------------------------------------- KLCC PROPERTY HOLDINGS BERHAD Ticker: 5235SS Security ID: Y4804V112 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: JUN 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 1 Elect Hashim bin Wahir as Director For For Management 2 Elect Habibah binti Abdul as Director For For Management 3 Elect Jamaludin bin Osman as Director For For Management 4 Approve Directors' Fees and Benefits For For Management 5 Approve Ernst & Young as Auditors and For For Management Authorize Board to Fix Their Remuneration 6 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- KLEPIERRE SA Ticker: LI Security ID: F5396X102 Meeting Date: APR 30, 2020 Meeting Type: Annual/Special Record Date: APR 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 2.20 per Share 4 Approve Auditors' Special Report on For For Management Related-Party Transactions 5 Approve Termination Package of For For Management Jean-Marc Jestin, Chairman of the Management Board 6 Approve Termination Package of For For Management Jean-Michel Gault, Vice-CEO 7 Reelect Catherine Simoni as For For Management Supervisory Board Member 8 Reelect Florence Von Erb as For For Management Supervisory Board Member 9 Reelect Stanley Shashoua as For Against Management Supervisory Board Member 10 Approve Remuneration Policy of For For Management Chairman of the Supervisory Board and Members 11 Approve Remuneration Policy of For For Management Chairman of the Management Board 12 Approve Remuneration Policy of For For Management Management Board Members 13 Approve Compensation Report of For For Management Chairman of the Supervisory Board and Members, Chairman of the Management Board and Members 14 Approve Compensation of Chairman of For For Management the Supervisory Board 15 Approve Compensation of Chairman of For For Management the Management Board 16 Approve Compensation of Vice-CEO For For Management 17 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 18 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 19 Amend Article 7 of Bylaws Re: For For Management Shareholding Disclosure Thresholds 20 Amend Article 15 of Bylaws Re: Board For For Management Members Deliberation via Written Consultation 21 Amend Article 17 of Bylaws Re: For For Management Supervisory Board Members Remuneration 22 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- KLOVERN AB Ticker: KLOV.A Security ID: W5177M144 Meeting Date: APR 24, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Chairman of Meeting For Did Not Vote Management 3 Prepare and Approve List of For Did Not Vote Management Shareholders 4 Designate Inspector(s) of Minutes of For Did Not Vote Management Meeting 5 Acknowledge Proper Convening of Meeting For Did Not Vote Management 6 Approve Agenda of Meeting For Did Not Vote Management 7 Receive President's Report None None Management 8 Receive Financial Statements and None None Management Statutory Reports 9.a Accept Financial Statements and For Did Not Vote Management Statutory Reports 9.b Approve Allocation of Income and For Did Not Vote Management Dividends of SEK 0.26 Per Ordinary Share of Class A and Class B, and SEK 20.00 Per Preference Share 9.c Approve Discharge of Board and For Did Not Vote Management President 9.d Approve Record Dates for Dividend For Did Not Vote Management Payments 10 Determine Number of Members (5) and For Did Not Vote Management Deputy Members (0) of Board; Determine Number of Auditors (1) and Deputy Auditors (0) 11 Approve Remuneration of Directors in For Did Not Vote Management the Amount of SEK 430,000 for Chairman and SEK 210,000 for Other Directors; Approve Remuneration for Auditors 12 Reelect Rutger Arnhult, Eva Landen, For Did Not Vote Management Pia Gideon (Chairman), Johanna Fagrell Kohler and Ulf Ivarsson as Directors 13 Ratify Ernst & Young as Auditors For Did Not Vote Management 14 Approve Remuneration Policy And Other For Did Not Vote Management Terms of Employment For Executive Management 15 Authorize Chairman of Board and For Did Not Vote Management Representatives of Four of Company's Largest Shareholders to Serve on Nominating Committee 16 Authorize Share Repurchase Program and For Did Not Vote Management Reissuance of Repurchased Shares 17 Approve Issuance of Up to Ten Percent For Did Not Vote Management of Share Capital without Preemptive Rights 18 Amend Principles for Transfers to For Did Not Vote Management Klovern's Profit Sharing Foundation 19 Approve Transfers to Klovern's Profit For Did Not Vote Management Sharing Foundation 20 Approve Synthetic Stock Option Plan For Did Not Vote Management 2020 for Key Employees 21 Authorize Editorial Changes to Adopted For Did Not Vote Management Resolutions in Connection with Registration with Swedish Authorities 22 Close Meeting None None Management -------------------------------------------------------------------------------- KLOVERN AB Ticker: KLOV.A Security ID: W5177M151 Meeting Date: APR 24, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Chairman of Meeting For Did Not Vote Management 3 Prepare and Approve List of For Did Not Vote Management Shareholders 4 Designate Inspector(s) of Minutes of For Did Not Vote Management Meeting 5 Acknowledge Proper Convening of Meeting For Did Not Vote Management 6 Approve Agenda of Meeting For Did Not Vote Management 7 Receive President's Report None None Management 8 Receive Financial Statements and None None Management Statutory Reports 9.a Accept Financial Statements and For Did Not Vote Management Statutory Reports 9.b Approve Allocation of Income and For Did Not Vote Management Dividends of SEK 0.26 Per Ordinary Share of Class A and Class B, and SEK 20.00 Per Preference Share 9.c Approve Discharge of Board and For Did Not Vote Management President 9.d Approve Record Dates for Dividend For Did Not Vote Management Payments 10 Determine Number of Members (5) and For Did Not Vote Management Deputy Members (0) of Board; Determine Number of Auditors (1) and Deputy Auditors (0) 11 Approve Remuneration of Directors in For Did Not Vote Management the Amount of SEK 430,000 for Chairman and SEK 210,000 for Other Directors; Approve Remuneration for Auditors 12 Reelect Rutger Arnhult, Eva Landen, For Did Not Vote Management Pia Gideon (Chairman), Johanna Fagrell Kohler and Ulf Ivarsson as Directors 13 Ratify Ernst & Young as Auditors For Did Not Vote Management 14 Approve Remuneration Policy And Other For Did Not Vote Management Terms of Employment For Executive Management 15 Authorize Chairman of Board and For Did Not Vote Management Representatives of Four of Company's Largest Shareholders to Serve on Nominating Committee 16 Authorize Share Repurchase Program and For Did Not Vote Management Reissuance of Repurchased Shares 17 Approve Issuance of Up to Ten Percent For Did Not Vote Management of Share Capital without Preemptive Rights 18 Amend Principles for Transfers to For Did Not Vote Management Klovern's Profit Sharing Foundation 19 Approve Transfers to Klovern's Profit For Did Not Vote Management Sharing Foundation 20 Approve Synthetic Stock Option Plan For Did Not Vote Management 2020 for Key Employees 21 Authorize Editorial Changes to Adopted For Did Not Vote Management Resolutions in Connection with Registration with Swedish Authorities 22 Close Meeting None None Management -------------------------------------------------------------------------------- KOJAMO OYJ Ticker: KOJAMO Security ID: X4543E117 Meeting Date: MAR 12, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Call the Meeting to Order None None Management 3 Designate Inspector or Shareholder For For Management Representative(s) of Minutes of Meeting 4 Acknowledge Proper Convening of Meeting For For Management 5 Prepare and Approve List of For For Management Shareholders 6 Receive Financial Statements and None None Management Statutory Reports 7 Accept Financial Statements and For For Management Statutory Reports 8 Approve Allocation of Income and For For Management Dividends of EUR 0.34 Per Share 9 Approve Discharge of Board and For For Management President 10 Approve Remuneration Policy And Other For For Management Terms of Employment For Executive Management 11 Approve Remuneration of Directors in For For Management the Amount of EUR 65,000 for Chair, EUR 39,000 for Vice Chair and EUR 32,500 for Other Directors; Approve Remuneration for Committee Work; Approve Meeting Fees 12 Fix Number of Directors at Seven For For Management 13 Reelect Mikael Aro (Chair), Mikko For Against Management Mursula, Matti Harjuniemi, Anne Leskela, Minna Metsala, Heli Puura and Reima Rytsola as Directors 14 Approve Remuneration of Auditors For For Management 15 Ratify KPMG as Auditors For For Management 16 Authorize Share Repurchase Program For For Management 17 Approve Issuance of up to 24.7 Million For For Management Shares without Preemptive Rights 18 Close Meeting None None Management -------------------------------------------------------------------------------- KONG SUN HOLDINGS LIMITED Ticker: 295 Security ID: Y6802G112 Meeting Date: AUG 02, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Sale of the Entire Equity For For Management Interest in Huzhou Xianghui by Kong Sun Yongtai Investment Holdings Co., Ltd., an Indirect Wholly-Owned Subsidiary of the Company -------------------------------------------------------------------------------- KOREA ASSET IN TRUST CO., LTD. Ticker: 123890 Security ID: Y4S1A0101 Meeting Date: MAR 25, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Kim Gyu-cheol as Inside Director For For Management 2.2 Elect Kim Chung-sik as Outside Director For For Management 2.3 Elect Min Sang-gi as Outside Director For For Management 3 Elect Song Gyeong-cheol as Outside For For Management Director to Serve as Audit Committee Member 4.1 Elect Kim Chung-sik as a Member of For For Management Audit Committee 4.2 Elect Min Sang-gi as a Member of Audit For For Management Committee 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- KOREA REAL ESTATE INVESTMENT TRUST CO., LTD. Ticker: 034830 Security ID: Y4941V108 Meeting Date: MAR 20, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Cha Jeong-hun as Inside Director For For Management 2.2 Elect Kim Seong-jin as Inside Director For For Management 2.3 Elect Kim Jeong-seon as Inside Director For For Management 2.4 Elect Cho Jae-rok as Outside Director For For Management 3 Elect Cho Jae-rok as a Member of Audit For For Management Committee 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- KOWLOON DEVELOPMENT COMPANY LIMITED Ticker: 34 Security ID: Y49749107 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: JUN 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Lai Ka Fai as Director For For Management 3b Elect Lam Yung Hei as Director For For Management 3c Elect Ng Chi Man as Director For For Management 3d Elect Li Kwok Sing, Aubrey as Director For For Management 3e Authorize Board to Fix Remuneration of For For Management Directors 4 Approve KPMG as Auditor and Authorize For For Management Board to Fix Their Remuneration 5 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- KUNGSLEDEN AB Ticker: KLED Security ID: W53033101 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Chairman of Meeting For Did Not Vote Management 3 Prepare and Approve List of For Did Not Vote Management Shareholders 4 Approve Agenda of Meeting For Did Not Vote Management 5 Designate Inspector(s) of Minutes of For Did Not Vote Management Meeting 6 Acknowledge Proper Convening of Meeting For Did Not Vote Management 7 Receive Board's Report; Receive None None Management Reports of Committee Work 8 Receive Financial Statements and None None Management Statutory Reports 9.a Accept Financial Statements and For Did Not Vote Management Statutory Reports 9.b Approve Allocation of Income and For Did Not Vote Management Dividends of SEK 2.60 Per Share; Approve Record Dates for Dividend Payment 9.c Approve Discharge of Board and For Did Not Vote Management President 10 Receive Report on Nominating None None Management Committee's Work 11 Determine Number of Board Directors For Did Not Vote Management (7) and Deputy Directors (0) 12 Approve Remuneration of Directors in For Did Not Vote Management the Amount of SEK 500,000 to the Chairman and SEK 220,000 to Other Directors; Approve Remuneration for Committee Work; Approve Remuneration of Auditors 13.a Reelect Charlotte Axelsson as Director For Did Not Vote Management 13.b Reelect Ingalill Berglund as Director For Did Not Vote Management 13.c Reelect Jonas Bjuggren as Director For Did Not Vote Management 13.d Reelect Charlotta Wikstrom as Director For Did Not Vote Management 13.e Reelect Christer Nilsson as Director For Did Not Vote Management 13.f Elect Fredrik Wirdenius as New Director For Did Not Vote Management 13.g Elect Jonas Olavi as New Director For Did Not Vote Management 14 Reelect Charlotte Axelsson as Board For Did Not Vote Management Chairman 15 Elect Goran Larsson, Jonas Broman and For Did Not Vote Management Niklas Johansson as Members of Nominating Committee together with the Chairman of the Board 16 Ratify Ernst & Young as Auditors For Did Not Vote Management 17 Approve Remuneration Policy And Other For Did Not Vote Management Terms of Employment For Executive Management 18 Approve Performance Share Incentive For Did Not Vote Management Plan 19 Authorize Share Repurchase Program and For Did Not Vote Management Reissuance of Repurchased Shares 20 Approve Creation of Pool of Capital For Did Not Vote Management without Preemptive Rights 21 Amend Articles of Association Re: For Did Not Vote Management Article 1, 10, 11, 12 and 15 22 Close Meeting None None Management -------------------------------------------------------------------------------- KUO YANG CONSTRUCTION CO., LTD. Ticker: 2505 Security ID: Y50571101 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: APR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Profit Distribution For For Management 3 Amend Articles of Association For Against Management 4.1 Elect LIN, TZU KUAN, a Representative For For Management of JIZAN INDUSTRIAL CO., LTD. with SHAREHOLDER NO.00185199, as Non-Independent Director 4.2 Elect HO, CHIA CHI, a Representative For For Management of JIZAN INDUSTRIAL CO., LTD. with SHAREHOLDER NO.00185199, as Non-Independent Director 4.3 Elect TSAI JER-SHYONG, a For For Management Representative of CHAINTECH CORPORATION CO., LTD. with SHAREHOLDER NO.00145144, as Non-Independent Director 4.4 Elect RUAN, CHIEN-PING, a For For Management Representative of CHAINTECH CORPORATION CO., LTD. with SHAREHOLDER NO.00145144, as Non-Independent Director 4.5 Elect SU,TUNG MING, a Representative For For Management of CHAINTECH CORPORATION CO., LTD. with SHAREHOLDER NO.00145144, as Non-Independent Director 4.6 Elect SU, PEI-KUEI, a Representative For For Management of BAIDI DEVELOPMENT INDUSTRIAL CO., LTD. with SHAREHOLDER NO.00190942, as Non-Independent Director 4.7 Elect LI YEN YANG with SHAREHOLDER NO. For For Management G101493XXX as Independent Director 4.8 Elect Ko, Wu-Po with SHAREHOLDER NO. For For Management T101165XXX as Independent Director 4.9 Elect CHIU-MU, TSENG with SHAREHOLDER For For Management NO.R100166XXX as Independent Director 5 Approve Release of Restrictions of For For Management Competitive Activities of Newly Appointed Directors and Representatives -------------------------------------------------------------------------------- LAI SUN DEVELOPMENT COMPANY LIMITED Ticker: 488 Security ID: Y51270224 Meeting Date: DEC 20, 2019 Meeting Type: Annual Record Date: DEC 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3A1 Elect Tham Seng Yum, Ronald as Director For Against Management 3A2 Elect U Po Chu as Director For Against Management 3A3 Elect Ip Shu Kwan, Stephen as Director For For Management 3B Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Ernst and Young as Auditor and For For Management Authorize Board to Fix Their Remuneration 5A Authorize Repurchase of Issued Share For For Management Capital 5B Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 5C Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- LAI SUN DEVELOPMENT COMPANY LIMITED Ticker: 488 Security ID: Y51270224 Meeting Date: MAY 13, 2020 Meeting Type: Special Record Date: MAY 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve LF Offers as a Major For For Management Acquisition -------------------------------------------------------------------------------- LAI SUN GARMENT (INTERNATIONAL) LIMITED Ticker: 191 Security ID: Y51449208 Meeting Date: DEC 20, 2019 Meeting Type: Annual Record Date: DEC 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3A1 Elect Lam Kin Ngok, Peter as Director For Against Management 3A2 Elect U Po Chu as Director For Against Management 3A3 Elect Chow Bing Chiu as Director For For Management 3B Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Ernst & Young as Auditor and For For Management Authorize Board to Fix Their Remuneration 5A Authorize Repurchase of Issued Share For For Management Capital 5B Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 5C Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- LAMDA DEVELOPMENT SA Ticker: LAMDA Security ID: X4740Y122 Meeting Date: OCT 10, 2019 Meeting Type: Special Record Date: OCT 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Capital Raising For Against Management -------------------------------------------------------------------------------- LAMDA DEVELOPMENT SA Ticker: LAMDA Security ID: X4740Y122 Meeting Date: NOV 22, 2019 Meeting Type: Special Record Date: NOV 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Members of Audit Committee For Against Management 2 Announce and Ratify Loss of the For For Management Capacity as Independent Non-Executive Directors -------------------------------------------------------------------------------- LAMDA DEVELOPMENT SA Ticker: LAMDA Security ID: X4740Y122 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: JUN 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Management of Company and For For Management Grant Discharge to Auditors 3 Ratify Auditors For For Management 4 Approve Director Remuneration For For Management 5 Advisory Vote on Remuneration Report For For Management 6 Elect Directors (Bundled) For Against Management 7 Elect Members of Audit Committee For For Management (Bundled) 8 Authorize Board to Participate in For For Management Companies with Similar Business Interests 9 Approve Use of Proceeds Raised from For For Management Capital Increase 10 Other Business For Against Management -------------------------------------------------------------------------------- LAND & GENERAL BERHAD Ticker: 3174 Security ID: Y5173G107 Meeting Date: SEP 18, 2019 Meeting Type: Annual Record Date: SEP 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Final Dividend For For Management 2 Approve Directors' Fees For For Management 3 Approve Directors' Meeting Allowances For For Management 4 Elect A Bakar Jaafar as Director For For Management 5 Elect Ferdaus Mahmood as Director For For Management 6 Elect Hoong Cheong Thard as Director For For Management 7 Elect Noorizah Binti Hj Abd Hamid as For For Management Director 8 Approve KPMG PLT as Auditors and For For Management Authorize Board to Fix Their Remuneration 9 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 10 Approve Zainal Abidin Putih to For For Management Continue Office as Independent Non-Executive Director 11 Approve A Bakar Jaafar to Continue For For Management Office as Independent Non-Executive Director 12 Approve Ikhwan Salim Dato' Hj Sujak to For For Management Continue Office as Independent Non-Executive Director -------------------------------------------------------------------------------- LAND SECURITIES GROUP PLC Ticker: LAND Security ID: G5375M142 Meeting Date: JUL 11, 2019 Meeting Type: Annual Record Date: JUL 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Final Dividend For For Management 4 Elect Madeleine Cosgrave as Director For For Management 5 Elect Christophe Evain as Director For For Management 6 Re-elect Robert Noel as Director For For Management 7 Re-elect Martin Greenslade as Director For For Management 8 Re-elect Colette O'Shea as Director For For Management 9 Re-elect Christopher Bartram as For For Management Director 10 Re-elect Edward Bonham Carter as For For Management Director 11 Re-elect Nicholas Cadbury as Director For For Management 12 Re-elect Cressida Hogg as Director For For Management 13 Re-elect Stacey Rauch as Director For For Management 14 Reappoint Ernst & Young LLP as Auditors For For Management 15 Authorise Board to Fix Remuneration of For For Management Auditors 16 Authorise EU Political Donations and For For Management Expenditure 17 Authorise Issue of Equity For For Management 18 Authorise Issue of Equity without For For Management Pre-emptive Rights 19 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 20 Authorise Market Purchase of Ordinary For For Management Shares 21 Adopt New Articles of Association For For Management -------------------------------------------------------------------------------- LANDING INTERNATIONAL DEVELOPMENT LIMITED Ticker: 582 Security ID: G5369T178 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: JUN 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a Elect Yang Zhihui as Director For For Management 2b Elect Chan Mee Sze as Director For Against Management 2c Elect Yeung Lo as Director For Against Management 2d Elect Wong Hoi Po as Director For Against Management 2e Elect Pu Shen Chen as Director For Against Management 2f Elect Li Chun Kei as Director For For Management 2g Elect Nguyen Van Tu Peter as Director For For Management 2h Authorize Board to Appoint Additional For Against Management Directors 2i Authorize Board to Fix Remuneration of For For Management Directors 3 Approve Zenith CPA Limited as Auditor For For Management and Authorize Board to Fix Their Remuneration 4 Authorize Repurchase of Issued Share For For Management Capital 5 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- LANGHAM HOSPITALITY INVESTMENTS LIMITED Ticker: 1270 Security ID: Y5213M106 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAY 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend Distribution For For Management 3 Elect Lo Ka Shui as Director For For Management 4 Elect Wong Kwai Lam as Director For For Management 5 Authorize Board to Fix Remuneration of For For Management Directors 6 Approve Deloitte Touche Tohmatsu as For For Management Auditor of the Trust, Trustee-Manager and Company and Authorize Board of the Trustee-Manager and Company to Fix Their Remuneration 7 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- LAR ESPANA REAL ESTATE SOCIMI SA Ticker: LRE Security ID: E7S5A1113 Meeting Date: MAR 16, 2020 Meeting Type: Annual Record Date: MAR 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Consolidated and Standalone For For Management Financial Statements 2 Approve Consolidated and Standalone For For Management Management Reports 3 Approve Discharge of Board For For Management 4 Approve Allocation of Income and For For Management Dividends 5 Renew Appointment of Deloitte as For For Management Auditor 6.1 Reelect Jose Luis del Valle Doblado as For For Management Director 6.2 Reelect Alec Emmott as Director For For Management 6.3 Reelect Roger Maxwell Cooke as Director For For Management 6.4 Reelect Miguel Pereda Espeso as For Against Management Director 6.5 Accept Potential Appointment of None None Management Director by LVS II Lux XII S.a.r.l. as a Result of the Exercise of the Right to Proportional Representation 7 Allow Miguel Pereda Espeso to Be For For Management Involved in Other Companies 8 Authorize Board to Ratify and Execute For For Management Approved Resolutions 9 Advisory Vote on Remuneration Report For For Management 10 Receive Amendments to Board of None None Management Directors and Audit and Control Committee Regulations 11 Receive Amendments to Appointment and None None Management Remunerations Committee Regulations -------------------------------------------------------------------------------- LASALLE LOGIPORT REIT Ticker: 3466 Security ID: J38684106 Meeting Date: NOV 22, 2019 Meeting Type: Special Record Date: AUG 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles to Amend Permitted For For Management Investment Types - Amend Asset Management Compensation 2 Elect Executive Director Fujiwara, For For Management Toshimitsu 3 Elect Alternate Executive Director For For Management Konishi, Ryunosuke 4.1 Elect Supervisory Director Shibata, For For Management Kentaro 4.2 Elect Supervisory Director Nishiuchi, For For Management Koji -------------------------------------------------------------------------------- LE LUNDBERGFORETAGEN AB Ticker: LUND.B Security ID: W54114108 Meeting Date: JUN 04, 2020 Meeting Type: Annual Record Date: MAY 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Chairman of Meeting For For Management 3 Prepare and Approve List of For For Management Shareholders 4 Designate Inspector(s) of Minutes of For For Management Meeting 5 Approve Agenda of Meeting For For Management 6 Acknowledge Proper Convening of Meeting For For Management 7 Receive President's Report None None Management 8.a Receive Financial Statements and None None Management Statutory Reports 8.b Receive Auditor's Report on None None Management Application of Guidelines for Remuneration for Executive Management 9.a Accept Financial Statements and For For Management Statutory Reports 9.b Approve Discharge of Board and For For Management President 9.c Approve Allocation of Income and For For Management Omission of Dividends 10 Determine Number of Members (9) and For For Management Deputy Members (0) of Board 11 Approve Remuneration of Directors in For For Management the Amount of SEK 840,000 for Chairman and SEK 280,000 for other Directors; Approve Remuneration of Auditors 12 Reelect Carl Bennet, Lilian Biner, For Against Management Mats Guldbrand (Chairman), Louise Lindh, Fredrik Lundberg, Katarina Martinson, Sten Peterson and Lars Pettersson as Directors; Elect Bo Selling as New Director 13 Ratify KPMG as Auditors For For Management 14 Approve Remuneration Policy And Other For For Management Terms of Employment For Executive Management 15 Authorize Share Repurchase Program For For Management 16 Close Meeting None None Management -------------------------------------------------------------------------------- LEOPALACE21 CORP. Ticker: 8848 Security ID: J38781100 Meeting Date: FEB 27, 2020 Meeting Type: Special Record Date: JAN 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Fujita, Kazuyasu For For Management 1.2 Elect Director Nakamura, Yutaka For For Management 2 Elect Shareholder Director Nominee Against For Shareholder Omura, Masahiro -------------------------------------------------------------------------------- LH HOTEL LEASEHOLD REAL ESTATE INVESTMENT TRUST Ticker: LHHOTEL Security ID: Y5257A117 Meeting Date: NOV 05, 2019 Meeting Type: Special Record Date: OCT 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Acknowledge Minutes of Previous Meeting None None Management 2 Approve the Investment in the For For Management Additional Assets, the Loan, the Capital Increase, and the Allocation of the Additional Trust Units 2c Approve the Loan from The Siam For For Management Commercial Bank Public Company Limited 2d Approve Allotment of Additional Trust For For Management Units to Specific Investors 3 Approve Amendment to the Trust Deed For For Management 4 Other Business For Against Management -------------------------------------------------------------------------------- LIFULL CO., LTD. Ticker: 2120 Security ID: J3888A108 Meeting Date: DEC 19, 2019 Meeting Type: Annual Record Date: SEP 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 4.4 2.1 Elect Director Kobayashi, Masatada For Abstain Management 2.2 Elect Director Nakao, Ryuichiro For Abstain Management 2.3 Elect Director Okubo, Kazutaka For For Management -------------------------------------------------------------------------------- LINK REAL ESTATE INVESTMENT TRUST Ticker: 823 Security ID: Y5281M111 Meeting Date: JUL 24, 2019 Meeting Type: Annual Record Date: JUL 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Note the Financial Statements and None None Management Statutory Reports 2 Note the Appointment of Auditor and None None Management Fixing of Their Remuneration 3.1 Elect Ed Chan Yiu Cheong as Director For For Management 3.2 Elect Blair Chilton Pickerell as For For Management Director 3.3 Elect May Siew Boi Tan as Director For For Management 4 Authorize Repurchase of Issued Units For For Management -------------------------------------------------------------------------------- LIPPO MALLS INDONESIA RETAIL TRUST Ticker: D5IU Security ID: Y5309Y113 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Trustee's Report, Statement by For For Management the Manager, Audited Financial Statements and Auditors' Report 2 Approve RSM Chio Lim LLP as Auditors For For Management and Authorize Manager to Fix Their Remuneration 3 Approve Issuance of Equity or For For Management Equity-Linked Securities with or without Preemptive Rights 4 Approve Unit Buy-Back Trust Deed For For Management Supplement 5 Authorize Unit Repurchase Program For For Management -------------------------------------------------------------------------------- LONDONMETRIC PROPERTY PLC Ticker: LMP Security ID: G5689W109 Meeting Date: JUL 11, 2019 Meeting Type: Annual Record Date: JUL 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Reappoint Deloitte LLP as Auditors For For Management 4 Authorise Board to Fix Remuneration of For For Management Auditors 5 Re-elect Patrick Vaughan as Director For For Management 6 Re-elect Andrew Jones as Director For For Management 7 Re-elect Martin McGann as Director For For Management 8 Re-elect James Dean as Director For For Management 9 Re-elect Rosalyn Wilton as Director For For Management 10 Re-elect Andrew Livingston as Director For For Management 11 Re-elect Suzanne Avery as Director For For Management 12 Elect Robert Fowlds as Director For For Management 13 Authorise Issue of Equity For For Management 14 Authorise Board to Offer Scrip Dividend For For Management 15 Authorise Issue of Equity without For For Management Pre-emptive Rights 16 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 17 Authorise Market Purchase of Ordinary For For Management Shares 18 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- LXI REIT PLC Ticker: LXI Security ID: G57009105 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: JUN 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Re-elect Stephen Hubbard as Director For For Management 4 Re-elect John Cartwright as Director For For Management 5 Re-elect Jeannette Etherden as Director For For Management 6 Re-elect Colin Smith as Director For For Management 7 Elect Patricia Dimond as Director For For Management 8 Reappoint BDO LLP as Auditors For For Management 9 Authorise Board to Fix Remuneration of For For Management Auditors 10 Authorise Issue of Equity For For Management 11 Authorise Issue of Equity without For For Management Pre-emptive Rights 12 Authorise Market Purchase of Ordinary For For Management Shares 13 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- MADINET NASR FOR HOUSING & DEVELOPMENT S.A.E. Ticker: MNHD Security ID: M6879R101 Meeting Date: MAR 10, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For Did Not Vote Management Operations for FY 2019 2 Approve Auditors' Report on Company For Did Not Vote Management Financial Statements for FY 2019 3 Accept Financial Statements and For Did Not Vote Management Statutory Reports for FY 2019 4 Approve Allocation of Income and For Did Not Vote Management Dividends for FY 2019 5 Approve Corporate Governance Report For Did Not Vote Management and Auditors' Report 6 Approve Charitable Donations of For Did Not Vote Management Minimum EGP 1,000 for FY 2020 7 Ratify Auditors and Fix Their For Did Not Vote Management Remuneration for FY 2020 8 Approve Remuneration of Directors for For Did Not Vote Management FY 2020 Re: Attendance and Travel Allowances 9 Trade in Company's Lands For Did Not Vote Management 10 Approve Related Party Transactions for For Did Not Vote Management FY 2019 and FY 2020 11 Approve Discharge of Chairman and For Did Not Vote Management Directors and Approve Their Remuneration for FY 2019 -------------------------------------------------------------------------------- MADINET NASR FOR HOUSING & DEVELOPMENT S.A.E. Ticker: MNHD Security ID: M6879R101 Meeting Date: MAR 10, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Article 4 of Bylaws For Did Not Vote Management 2 Authorize Board to Ratify and Execute For Did Not Vote Management Approved Resolutions -------------------------------------------------------------------------------- MAH SING GROUP BERHAD Ticker: 8583 Security ID: Y5418R108 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: JUN 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve First and Final Dividend For For Management 2 Approve Directors' Fees For For Management 3 Elect Norma Binti Yaakob as Director For For Management 4 Elect Ho Hon Sang as Director For For Management 5 Approve Deloitte PLT as Auditors and For For Management Authorize Board to Fix Their Remuneration 6 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 7 Approve Implementation of For For Management Shareholders' Mandate for Recurrent Related Party Transactions 8 Authorize Share Repurchase Program For For Management 1 Amend Constitution Re: Issuance of For For Management Securities -------------------------------------------------------------------------------- MANULIFE US REAL ESTATE INVESTMENT TRUST Ticker: BTOU Security ID: Y5817J103 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Trustee's Report, Statement by For For Management the Manager, Audited Financial Statements and Auditors' Report 2 Approve Ernst & Young LLP as Auditors For For Management and Authorize Manager to Fix Their Remuneration 3 Approve Issuance of Equity or For For Management Equity-Linked Securities with or without Preemptive Rights 4 Authorize Unit Repurchase Program For For Management -------------------------------------------------------------------------------- MAPLETREE COMMERCIAL TRUST Ticker: N2IU Security ID: Y5759T101 Meeting Date: JUL 24, 2019 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Report of the Trustee, Statement For For Management by the Manager, Audited Financial Statements and Auditors' Report 2 Approve PricewaterhouseCoopers LLP as For For Management Auditor and Authorize Manager to Fix Their Remuneration 3 Approve Issuance of Equity or For For Management Equity-Linked Securities with or without Preemptive Rights -------------------------------------------------------------------------------- MAPLETREE COMMERCIAL TRUST Ticker: N2IU Security ID: Y5759T101 Meeting Date: OCT 15, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Proposed Acquisition For For Management 2 Approve Issuance of New Units Under For For Management the Equity Fund Raising 3 Approve Whitewash Resolution For For Management -------------------------------------------------------------------------------- MAPLETREE INDUSTRIAL TRUST Ticker: ME8U Security ID: Y5759S103 Meeting Date: JUL 16, 2019 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Report of the Trustee, Statement For For Management by the Manager, Audited Financial Statements and Auditors' Report 2 Approve PricewaterhouseCoopers LLP as For For Management Auditor and Authorize the Manager to Fix Their Remuneration 3 Approve Issuance of Equity or For For Management Equity-Linked Securities with or without Preemptive Rights -------------------------------------------------------------------------------- MAPLETREE LOGISTICS TRUST Ticker: M44U Security ID: Y5759Q107 Meeting Date: JUL 15, 2019 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Report of the Trustee, Statement For For Management by the Manager, Audited Financial Statements and Auditors' Report 2 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Manager to Fix Their Remuneration 3 Approve Issuance of Equity or For For Management Equity-Linked Securities with or without Preemptive Rights -------------------------------------------------------------------------------- MAPLETREE LOGISTICS TRUST Ticker: M44U Security ID: Y5759Q107 Meeting Date: NOV 20, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Proposed Acquisitions of the For For Management Properties as Interested Person Transactions -------------------------------------------------------------------------------- MAPLETREE LOGISTICS TRUST Ticker: M44U Security ID: Y5759Q107 Meeting Date: FEB 21, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Proposed Acquisition For For Management -------------------------------------------------------------------------------- MAPLETREE NORTH ASIA COMMERCIAL TRUST Ticker: RW0U Security ID: Y5759X102 Meeting Date: JUL 17, 2019 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Report of the Trustee, Statement For For Management by the Manager, Audited Financial Statements and Auditors' Report 2 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize the Manager to Fix Their Remuneration 3 Approve Issuance of Equity or For For Management Equity-Linked Securities with or without Preemptive Rights -------------------------------------------------------------------------------- MAPLETREE NORTH ASIA COMMERCIAL TRUST Ticker: RW0U Security ID: Y5759X102 Meeting Date: JAN 20, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acquisitions of Two Office For For Management Properties in Greater Tokyo 2 Approve Issuance of Transaction Units For For Management to Suffolk Assets Pte. Ltd. 3 Approve Whitewash Resolution For For Management -------------------------------------------------------------------------------- MATRIX CONCEPTS HOLDINGS BERHAD Ticker: 5236 Security ID: Y5840A103 Meeting Date: AUG 21, 2019 Meeting Type: Annual Record Date: AUG 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Directors' Fees For For Management 2 Approve Directors' Benefits For For Management 3 Elect Ho Kong Soon as Director For For Management 4 Elect Logendran A/L K Narayanasamy as For For Management Director 5 Elect Batumalai A/L Ramasamy as For For Management Director 6 Approve Crowe Malaysia PLT as Auditors For For Management and Authorize Board to Fix Their Remuneration 7 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 8 Approve Implementation of For For Management Shareholders' Mandate for Recurrent Related Party Transactions -------------------------------------------------------------------------------- MELISRON LTD. Ticker: MLSR Security ID: M5128G106 Meeting Date: NOV 11, 2019 Meeting Type: Special Record Date: OCT 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Employment Terms of Ofir For Against Management Sarid, Incoming CEO A Vote FOR if you are a controlling None Against Management shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager B1 If you are an Interest Holder as None Against Management defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. B2 If you are a Senior Officer as defined None Against Management in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. B3 If you are an Institutional Investor None For Management as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. -------------------------------------------------------------------------------- MELISRON LTD. Ticker: MLSR Security ID: M5128G106 Meeting Date: DEC 12, 2019 Meeting Type: Annual Record Date: DEC 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Discuss Financial Statements and the None None Management Report of the Board 2 Reappoint BDO Ziv Haft as Auditors For Against Management 3.1 Reelect Liora Ofer as Director For For Management 3.2 Reelect Shaul (Shai) Weinberg as For For Management Director 3.3 Reelect Itzhak Nodary Zizov as Director For For Management 3.4 Reelect Oded Shamir as Director For For Management 3.5 Reelect Shouky (Yehoshua) Oren as For For Management Director A Vote FOR if you are a controlling None Against Management shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager B1 If you are an Interest Holder as None Against Management defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. B2 If you are a Senior Officer as defined None Against Management in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. B3 If you are an Institutional Investor None For Management as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. -------------------------------------------------------------------------------- MELISRON LTD. Ticker: MLSR Security ID: M5128G106 Meeting Date: APR 01, 2020 Meeting Type: Special Record Date: MAR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Reelect Shlomo Sherf as External For For Management Director A Vote FOR if you are a controlling None Against Management shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager B1 If you are an Interest Holder as None Against Management defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. B2 If you are a Senior Officer as defined None Against Management in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. B3 If you are an Institutional Investor None For Management as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. -------------------------------------------------------------------------------- MELISRON LTD. Ticker: MLSR Security ID: M5128G106 Meeting Date: JUN 25, 2020 Meeting Type: Special Record Date: MAY 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amended Compensation Policy For For Management for the Directors and Officers of the Company A Vote FOR if you are a controlling None Against Management shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager B1 If you are an Interest Holder as None Against Management defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. B2 If you are a Senior Officer as defined None Against Management in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. B3 If you are an Institutional Investor None For Management as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. -------------------------------------------------------------------------------- MENIVIM - THE NEW REIT LTD. Ticker: MNRT Security ID: M6919R111 Meeting Date: MAY 05, 2020 Meeting Type: Special Record Date: APR 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Reelect Anat Hollander as External For For Management Director 2 Reelect Natan Gilboa as External For For Management Director 3 Reelect Gilad Boshwitz as External For For Management Director A Vote FOR if you are a controlling None Against Management shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager B1 If you are an Interest Holder as None Against Management defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. B2 If you are a Senior Officer as defined None Against Management in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. B3 If you are an Institutional Investor None For Management as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. -------------------------------------------------------------------------------- MERCIALYS SA Ticker: MERY Security ID: F61573105 Meeting Date: APR 23, 2020 Meeting Type: Annual/Special Record Date: APR 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 0.95 per Share 4 Approve Compensation Report of For For Management Corporate Officers 5 Approve Compensation of Chairman of For For Management the Board 6 Approve Compensation of CEO For For Management 7 Approve Compensation of Vice-CEO For For Management 8 Approve Remuneration Policy of For For Management Chairman of the Board 9 Approve Remuneration Policy of CEO For Against Management 10 Approve Remuneration Policy of Vice-CEO For Against Management 11 Approve Remuneration Policy of For For Management Directors 12 Approve Amendment of Transaction with For Against Management Casino Finance Re: Current Account 13 Acknowledge End of Mandate of Ingrid For For Management Nappi as Director and Decision Not to Replace 14 Reelect Jacques Dumas as Director For For Management 15 Reelect Michel Savart as Director For For Management 16 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 17 Amend Article 11 of Bylaws Re: For For Management Shareholding Disclosure Thresholds 18 Amend Article 18 of Bylaws Re: Re: For For Management Board Members Deliberation via Written Consultation 19 Amend Article 22 and 29 of Bylaws Re: For For Management Directors Remuneration 20 Amend Articles 29 and 30 of Bylaws Re: For For Management Quorum and Majority 21 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- MERLIN PROPERTIES SOCIMI SA Ticker: MRL Security ID: E7390Z100 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: JUN 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Consolidated and Standalone For For Management Financial Statements 2.1 Approve Allocation of Income and For For Management Dividends 2.2 Approve Dividends Charged to Reserves For For Management 3 Approve Discharge of Board For For Management 4 Renew Appointment of Deloitte as For For Management Auditor 5.1 Fix Number of Directors at 14 For For Management 5.2 Reelect Ismael Clemente Orrego as For For Management Director 5.3 Reelect George Donald Johnston as For For Management Director 5.4 Reelect Maria Luisa Jorda Castro as For For Management Director 5.5 Reelect Ana Maria Garcia Fau as For For Management Director 5.6 Reelect Fernando Javier Ortiz Vaamonde For For Management as Director 5.7 Reelect John Gomez-Hall as Director For For Management 5.8 Reelect Emilio Novela Berlin as For For Management Director 5.9 Elect Maria Ana Forner Beltran as For For Management Director 5.10 Reelect Miguel Ollero Barrera as For For Management Director 5.11 Elect Ignacio Gil-Casares Satrustegui For For Management as Director 6 Approve Remuneration of Directors For For Management 7 Approve Remuneration Policy For For Management 8 Advisory Vote on Remuneration Report For Against Management 9 Amend Article 38 Re: Director For For Management Remuneration 10 Authorize Issuance of Non-Convertible For For Management Bonds/Debentures and/or Other Debt Securities up to EUR 6 Billion and Issuance of Notes up to EUR 750 Million 11 Authorize Company to Call EGM with 15 For For Management Days' Notice 12 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- MIDEA REAL ESTATE HOLDING LIMITED Ticker: 3990 Security ID: G60920108 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: MAY 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Hao Hengle as Director For For Management 3b Elect He Jianfeng as Director For For Management 3c Elect Tan Jinsong as Director For For Management 3d Authorize Board to Fix Remuneration of For For Management Directors 4 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For Against Management Shares 8 Adopt Share Option Scheme For Against Management -------------------------------------------------------------------------------- MINTO APARTMENT REAL ESTATE INVESTMENT TRUST Ticker: MI.UN Security ID: 60448E103 Meeting Date: MAY 27, 2020 Meeting Type: Annual/Special Record Date: APR 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Trustee Roger Greenberg For For Management 1.2 Elect Trustee Allan Kimberley For For Management 1.3 Elect Trustee Heather Kirk For For Management 1.4 Elect Trustee Jacqueline Moss For For Management 1.5 Elect Trustee Simon Nyilassy For For Management 1.6 Elect Trustee Philip Orsino For For Management 1.7 Elect Trustee Michael Waters For For Management 2 Approve KPMG LLP as Auditors and For For Management Authorize Trustees to Fix Their Remuneration 3 Amend Declaration of Trust Re: For For Management Development Limit in Property Investments 4 Amend Declaration of Trust Re: The For For Management Limit on Investments in Mortgages and Similar Instruments -------------------------------------------------------------------------------- MIRAI CORP. Ticker: 3476 Security ID: J4309J108 Meeting Date: JUL 24, 2019 Meeting Type: Special Record Date: APR 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles to Amend Permitted For For Management Investment Types 2 Elect Executive Director Suganuma, For For Management Michio 3 Elect Alternate Executive Director For For Management Wajima, Hiroki 4.1 Elect Supervisory Director Negishi, For For Management Takehiko 4.2 Elect Supervisory Director Nishii, For For Management Hidetomo -------------------------------------------------------------------------------- MIRVAC GROUP Ticker: MGR Security ID: Q62377108 Meeting Date: NOV 19, 2019 Meeting Type: Annual/Special Record Date: NOV 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 2.1 Elect John Mulcahy as Director For For Management 2.2 Elect James M. Millar as Director For For Management 2.3 Elect Jane Hewitt as Director For For Management 2.4 Elect Peter Nash as Director For For Management 3 Approve Remuneration Report For For Management 4.1 Approve Long-Term Performance Plan For For Management 4.2 Approve General Employee Exemption Plan For For Management 5 Approve Participation of Susan For For Management Lloyd-Hurwitz in the Long-Term Performance Plan 6 Ratify Past Issuance of Stapled For For Management Securities to Institutional, Professional and Other Wholesale Investors -------------------------------------------------------------------------------- MITSUBISHI ESTATE CO., LTD. Ticker: 8802 Security ID: J43916113 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 18 2.1 Elect Director Sugiyama, Hirotaka For For Management 2.2 Elect Director Yoshida, Junichi For For Management 2.3 Elect Director Tanisawa, Junichi For For Management 2.4 Elect Director Arimori, Tetsuji For For Management 2.5 Elect Director Katayama, Hiroshi For For Management 2.6 Elect Director Naganuma, Bunroku For For Management 2.7 Elect Director Kato, Jo For For Management 2.8 Elect Director Okusa, Toru For For Management 2.9 Elect Director Okamoto, Tsuyoshi For For Management 2.10 Elect Director Ebihara, Shin For For Management 2.11 Elect Director Narukawa, Tetsuo For For Management 2.12 Elect Director Shirakawa, Masaaki For For Management 2.13 Elect Director Nagase, Shin For For Management 2.14 Elect Director Egami, Setsuko For For Management 2.15 Elect Director Taka, Iwao For For Management -------------------------------------------------------------------------------- MITSUBISHI ESTATE LOGISTICS REIT INVESTMENT CORP. Ticker: 3481 Security ID: J4S41D104 Meeting Date: MAR 16, 2020 Meeting Type: Special Record Date: JAN 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles to Amend Asset For For Management Management Compensation -------------------------------------------------------------------------------- MITSUI FUDOSAN CO., LTD. Ticker: 8801 Security ID: J4509L101 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 22 2 Amend Articles to Amend Business Lines For For Management 3 Elect Director Ueda, Takashi For Abstain Management 4.1 Appoint Statutory Auditor Ishigami, For For Management Hiroyuki 4.2 Appoint Statutory Auditor Ozeki, Yukimi For For Management 5 Approve Annual Bonus For For Management 6 Approve Restricted Stock Plan For For Management -------------------------------------------------------------------------------- MITSUI FUDOSAN LOGISTICS PARK, INC. Ticker: 3471 Security ID: J44788107 Meeting Date: OCT 29, 2019 Meeting Type: Special Record Date: JUL 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Executive Director Isobe, For For Management Masayuki 2.1 Elect Alternate Executive Director For For Management Zushi, Chishu 2.2 Elect Alternate Executive Director For For Management Shibata, Yuji 3.1 Elect Supervisory Director Toyoshima, For Against Management Tadao 3.2 Elect Supervisory Director Goto, Izuru For For Management -------------------------------------------------------------------------------- MKH BERHAD Ticker: 6114 Security ID: Y6029U100 Meeting Date: MAR 05, 2020 Meeting Type: Annual Record Date: FEB 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Directors' Fees For For Management 2 Approve Directors' Benefits (Excluding For For Management Directors' Fees) 3 Elect Chen Kooi Chiew @ Cheng Ngi For For Management Chong as Director 4 Elect Chen Fook Wah as Director For For Management 5 Elect Mohammed Chudi bin Haji Ghazali For For Management as Director 6 Approve Deloitte PLT as Auditors and For For Management Authorize Board to Fix Their Remuneration 7 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 8 Authorize Share Repurchase Program For For Management 9 Approve Jeffrey bin Bosra to Continue For For Management Office as Independent Non-Executive Director 10 Approve Mohammed Chudi bin Haji For For Management Ghazali to Continue Office as Independent Non-Executive Director -------------------------------------------------------------------------------- MLP GROUP SA Ticker: MLG Security ID: X5429K119 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: JUN 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Meeting Chairman For For Management 3 Acknowledge Proper Convening of Meeting None None Management 4 Approve Agenda of Meeting For For Management 5 Approve Management Board Report on For For Management Company's Operations, Financial Statements, and Consolidated Financial Statements 6 Approve Allocation of Income and For For Management Dividends 7.1 Approve Discharge of Radoslaw Krochta For For Management (CEO) 7.2 Approve Discharge of Michael Shapiro For For Management (Deputy CEO) 7.3 Approve Discharge of Tomasz Zabost For For Management (Management Board Member) 8.1 Approve Discharge of Shimshon Marfogel For For Management (Supervisory Board Chairman) 8.2 Approve Discharge of Eytan Levy For For Management (Supervisory Board Deputy Chairman) 8.3 Approve Discharge of Daniel Nimrodi For For Management (Supervisory Board Member) 8.4 Approve Discharge of Guy Shapira For For Management (Supervisory Board Member) 8.5 Approve Discharge of Maciej Matusiak For For Management (Supervisory Board Member) 8.6 Approve Discharge of Piotr For For Management Chajderowski (Supervisory Board Member) 9 Amend Statute Re: Management Board For Against Management Authorization to Increase Share Capital within Limits of Target Capital with Possible Exclusion of Preemptive Rights 10 Amend Terms of Remuneration of For For Management Supervisory Board Members 11 Approve Remuneration Policy For Against Management 12 Close Meeting None None Management -------------------------------------------------------------------------------- MOBIMO HOLDING AG Ticker: MOBN Security ID: H55058103 Meeting Date: MAR 31, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1.1 Accept Financial Statements and For For Management Statutory Reports 1.2 Approve Remuneration Report For For Management 2 Approve Allocation of Income and For For Management Omission of Dividends 3.1 Approve CHF 19.1 Million Capital For Against Management Increase without Preemptive Rights 3.2 Approve Cancellation of Conditional For For Management Capital Authorization 4 Approve CHF 66 Million Reduction in For For Management Share Capital via Reduction of Nominal Value and Repayment of CHF 10.00 per Share Followed By CHF 11 Million Share Capital Increase 5.1 Amend Articles Re: Annulment of the For For Management Contributions in Kind Clause 5.2 Amend Article Re: Compensation for the For For Management Board of Directors 5.3 Amend Articles Re: Role and For For Management Responsibilities of the Nomination and Compensation Committee 6 Approve Discharge of Board and Senior For For Management Management 7.1.1 Reelect Cristoph Caviezel as Director For For Management 7.1.2 Reelect Daniel Crausaz as Director For For Management 7.1.3 Reelect Brian Fischer as Director For For Management 7.1.4 Reelect Bernard Guillelmon as Director For For Management 7.1.5 Reelect Bernardette Koch as Director For For Management 7.1.6 Reelect Peter Schaub as Director and For For Management as Board Chairman 7.1.7 Elect Martha Scheiber as Director For Against Management 7.2.1 Reappoint Bernard Guillelmon as Member For For Management of the Nomination and Compensation Committee 7.2.2 Appoint Brian Fischer as Member of the For For Management Nomination and Compensation Committee 7.2.3 Reappoint Bernadette Koch as Member of For For Management the Nomination and Compensation Committee 7.3 Ratify Ernst & Young AG as Auditors For For Management 7.4 Designate Grossenbacher Rechtsanwaelte For For Management AG as Independent Proxy 8.1 Approve Fixed Remuneration of For For Management Directors in the Amount of CHF 1.1 Million 9.1 Approve Fixed Remuneration of For For Management Executive Committee in the Amount of CHF 2.9 Million 9.2 Approve Variable Remuneration of For For Management Executive Committee in the Amount of CHF 3 Million 10 Transact Other Business (Voting) For Against Management -------------------------------------------------------------------------------- MONTEA CVA Ticker: MONT Security ID: B6214F103 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Directors' Reports (Non-Voting) None None Management 2 Receive Auditors' Reports (Non-Voting) None None Management 3 Acknowledge Information on the Board's None None Management Decision On Optional Dividend 4 Adopt Financial Statements For For Management 5 Approve Allocation of Income and For For Management Dividends of EUR 2.54 per Share 6 Approve Remuneration Report For For Management 7 Approve Discharge of Statutory Manager For For Management 8 Approve Discharge of Permanent For For Management Representative of Statutory Manager 9 Approve Discharge of Auditors For For Management 10 Approve Remuneration of the Statutory For For Management Manager 11 Receive Financial Statements and None None Management Statutory Reports of Orka Aalst NV (Non-Voting) 12 Receive Auditors' Reports of Orka None None Management Aalst NV (Non-Voting) 13 Approve Financial Statements and For For Management Allocation of Income of Orka Aalst NV 14.1 Approve Discharge of LUPUS AM BV, For For Management Permanently Represented by Jo De Wolf, as Director of Orka Aalst NV 14.2 Approve Discharge of Peter Snoeck as For For Management Director of Orka Aalst NV 15 Approve Discharge of Auditor of Orka For For Management Aalst NV 16 Acknowledge End of Directors' Mandate None None Management and Election of New Directors of the Manager -------------------------------------------------------------------------------- MORGUARD CORPORATION Ticker: MRC Security ID: 617577101 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William J. Braithwaite For For Management 1.2 Elect Director Chris J. Cahill For For Management 1.3 Elect Director Graeme M. Eadie For For Management 1.4 Elect Director David A. King For For Management 1.5 Elect Director Michael S. Robb For For Management 1.6 Elect Director Bruce K. Robertson For For Management 1.7 Elect Director Angela Sahi For For Management 1.8 Elect Director K. Rai Sahi For For Management 1.9 Elect Director Leonard Peter Sharpe For For Management 2 Approve Ernst & Young LLP as Auditors For For Management and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- MORGUARD NORTH AMERICAN RESIDENTIAL REAL ESTATE INVESTMENT TRUST Ticker: MRG.UN Security ID: 61761E100 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Trustee Avtar T. Bains For For Management 1.2 Elect Trustee Dino Chiesa For For Management 1.3 Elect Trustee Mel Leiderman For For Management 1.4 Elect Trustee Frank Munsters For Withhold Management 1.5 Elect Trustee Bruce K. Robertson For For Management 1.6 Elect Trustee K. Rai Sahi For For Management 1.7 Elect Trustee William O. Wallace For For Management 2 Approve Ernst and Young LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- MRCB-QUILL REIT Ticker: 5123 Security ID: Y6143K103 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: JUN 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- MULTIPLAN EMPREENDIMENTOS IMOBILIARIOS SA Ticker: MULT3 Security ID: P69913187 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2019 2 Approve Allocation of Income and For For Management Dividends 3 Fix Number of Directors at Seven For For Management 4 Do You Wish to Adopt Cumulative Voting None Abstain Management for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 5.1 Elect Jose Paulo Ferraz do Amaral as For For Management Director 5.2 Elect Jose Isaac Peres as Director For Against Management 5.3 Elect Eduardo Kaminitz Peres as For Against Management Director 5.4 Elect Ana Paula Kaminitz Peres as For Against Management Director 5.5 Elect John Michael Sullivan as Director For Against Management 5.6 Elect Duncan George Osborne as Director For Against Management 5.7 Elect Gustavo Henrique de Barroso For For Management Franco as Independent Director 6 In Case Cumulative Voting Is Adopted, None Abstain Management Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? 7.1 Percentage of Votes to Be Assigned - None Abstain Management Elect Jose Paulo Ferraz do Amaral as Director 7.2 Percentage of Votes to Be Assigned - None Abstain Management Elect Jose Isaac Peres as Director 7.3 Percentage of Votes to Be Assigned - None Abstain Management Elect Eduardo Kaminitz Peres as Director 7.4 Percentage of Votes to Be Assigned - None Abstain Management Elect Ana Paula Kaminitz Peres as Director 7.5 Percentage of Votes to Be Assigned - None Abstain Management Elect John Michael Sullivan as Director 7.6 Percentage of Votes to Be Assigned - None Abstain Management Elect Duncan George Osborne as Director 7.7 Percentage of Votes to Be Assigned - None Abstain Management Elect Gustavo Henrique de Barroso Franco as Independent Director 8 As an Ordinary Shareholder, Would You None For Management like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 9 Approve Remuneration of Company's For For Management Management 10 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? -------------------------------------------------------------------------------- MULTIPLAN EMPREENDIMENTOS IMOBILIARIOS SA Ticker: MULT3 Security ID: P69913187 Meeting Date: APR 30, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Ratify Remuneration of Company's For Against Management Management for 2019 2 Approve Postponement of Payment Date For For Management of Dividends and Interest-on-Capital-Stock -------------------------------------------------------------------------------- NATIONAL STORAGE REIT Ticker: NSR Security ID: Q6605D109 Meeting Date: NOV 13, 2019 Meeting Type: Annual/Special Record Date: NOV 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 2 Approve Remuneration Report For Against Management 3 Elect Anthony Keane as Director For For Management 4 Ratify Past Issuance of Stapled For For Management Securities to Institutional and Professional Securityholders 5 Approve the Amendments to the For For Management Constitution 6 Approve the Increase in Maximum For For Management Aggregate Remuneration of Non-Executive Directors -------------------------------------------------------------------------------- NEINOR HOMES SA Ticker: HOME Security ID: E7647E108 Meeting Date: MAR 31, 2020 Meeting Type: Annual Record Date: MAR 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Consolidated and Standalone For For Management Financial Statements 2 Approve Consolidated and Standalone For For Management Management Reports 3 Approve Discharge of Board For For Management 4 Renew Appointment of Deloitte as For For Management Auditor 5 Approve Allocation of Income For For Management 6 Approve Dividends For For Management 7 Reelect Anna M. Birules Bertran as For For Management Director 8 Reelect Ricardo Marti Fluxa as Director For For Management 9 Reelect Alfonso Rodes Vila as Director For For Management 10 Reelect Felipe Morenes Botin-Sanz de For Against Management Sautuola as Director 11 Ratify Appointment of and Elect Borja For For Management Garcia-Egotxeaga Vergara as Director 12 Ratify Appointment of and Elect Aref H. For For Management Lahham as Director 13 Ratify Appointment of and Elect Van J. For Against Management Stults as Director 14 Approve Long-Term Incentive Plan For For Management 15 Approve Remuneration Policy For For Management 16 Authorize Share Repurchase Program For For Management 17 Authorize Board to Ratify and Execute For For Management Approved Resolutions 18 Advisory Vote on Remuneration Report For For Management -------------------------------------------------------------------------------- NEPI ROCKCASTLE PLC Ticker: NRP Security ID: G6420W101 Meeting Date: AUG 21, 2019 Meeting Type: Annual Record Date: AUG 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for the Year Ended 31 December 2018 2.1 Re-elect Robert Emslie as Director For For Management 2.2 Re-elect Antoine Dijkstra as Director For For Management 2.3 Re-elect Mirela Covasa as Director For For Management 2.4 Elect Andreas Klingen as Director For For Management 3.1 Re-elect Andre van der Veer as For For Management Chairperson of the Audit Committee 3.2 Re-elect George Aase as Member of the For For Management Audit Committee 3.3 Re-elect Antoine Dijkstra as Member of For For Management the Audit Committee 3.4 Elect Andreas Klingen as Member of the For For Management Audit Committee 4 Reappoint PricewaterhouseCoopers LLC For For Management as Auditors of the Company and Appoint Nicholas Halsall as the Designated Audit Individual 5 Authorise Board to Fix Remuneration of For For Management Auditors 6 Approve Remuneration of Non-executive For For Management Directors 7 Authorise Ratification of Approved For For Management Resolutions 8 Authorise Directors to Determine For Against Management Non-executive Directors' Additional Special Payments 9 Authorise Board to Issue Shares for For For Management Cash 10 Authorise Specific Issue of Shares For For Management Pursuant to a Reinvestment Option 11 Authorise Repurchase of Issued Share For For Management Capital 12 Approve Remuneration Policy For For Management 13 Approve Remuneration Implementation For For Management Report -------------------------------------------------------------------------------- NEW WORLD DEVELOPMENT CO. LTD. Ticker: 17 Security ID: Y63084126 Meeting Date: NOV 19, 2019 Meeting Type: Annual Record Date: NOV 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Cheng Chi-Kong Adrian as Director For For Management 3b Elect Yeung Ping-Leung, Howard as For Against Management Director 3c Elect Ho Hau-Hay, Hamilton as Director For For Management 3d Elect Lee Luen-Wai, John as Director For For Management 3e Elect Cheng Chi-Heng as Director For For Management 3f Elect Au Tak-Cheong as Director For For Management 3g Authorize Board to Fix Remuneration of For For Management Directors 4 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Issued Share For For Management Capital 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Approve Grant of Options Under the For Against Management Share Option Scheme -------------------------------------------------------------------------------- NEW WORLD DEVELOPMENT CO. LTD. Ticker: 17 Security ID: Y63084126 Meeting Date: JUN 19, 2020 Meeting Type: Special Record Date: JUN 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Share Consolidation For For Management -------------------------------------------------------------------------------- NEW WORLD DEVELOPMENT COMPANY LIMITED Ticker: 17 Security ID: Y63084126 Meeting Date: JUN 19, 2020 Meeting Type: Special Record Date: JUN 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Services Group Master Services For For Management Agreement, Services Group Transactions, Services Group Annual Caps and Related Transactions -------------------------------------------------------------------------------- NEXITY SA Ticker: NXI Security ID: F6527B126 Meeting Date: MAY 19, 2020 Meeting Type: Annual/Special Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Discharge of Directors For For Management 3 Approve Allocation of Income and For For Management Dividends of EUR 2.00 per Share 4 Approve Consolidated Financial For For Management Statements and Statutory Reports 5 Approve Auditors' Special Report on For For Management Related-Party Transactions 6 Reelect Luce Gendry as Director For For Management 7 Reelect Jean-Pierre Denis as Director For Against Management 8 Reelect Jerome Grivet as Director For Against Management 9 Reelect Magali Smets as Director For For Management 10 Elect Luc Touchet as Representative of For For Management Employee Shareholders to the Board 11 Elect Jean-Paul Belot as For Against Management Representative of Employee Shareholders to the Board 12 Renew Appointment of KPMG Audit IS as For For Management Auditor 13 Renew Appointment of Mazars as Auditor For For Management 14 Approve Compensation Report For For Management 15 Approve Compensation of Alain Dinin, For For Management Chairman of the Board 16 Approve Compensation of Jean-Philippe For For Management Ruggieri, CEO 17 Approve Compensation of Julien For For Management Carmona, Vice-CEO 18 Approve Remuneration Policy of For For Management Directors 19 Approve Remuneration Policy of For For Management Chairman of the Board 20 Approve Remuneration Policy of CEO For For Management 21 Approve Remuneration Policy of Vice-CEO For Against Management 22 Authorize Repurchase of Up to 10 For Against Management Percent of Issued Share Capital 23 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 24 Authorize up to 1 Percent of Issued For Against Management Capital for Use in Restricted Stock Plans 25 Exclude Possibility to Use For For Management Authorizations of Capital Issuances under Items 26-31 in the Event of a Public Tender Offer 26 Authorize Issuance of Equity or For Against Management Equity-Linked Securities with Preemptive Rights up to 25 Percent of Issued Capital 27 Authorize Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights up to 25 Percent of Issued Capital 28 Approve Issuance of Equity or For Against Management Equity-Linked Securities for Private Placements, up to 10 Percent of Issued Capital 29 Authorize Board to Increase Capital in For Against Management the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above Under Items 26-28 30 Authorize Capitalization of Reserves For Against Management of Up to 25 Percent for Bonus Issue or Increase in Par Value 31 Authorize Capital Increase of Up to 10 For Against Management Percent for Future Exchange Offers 32 Authorize Capital Issuances for Use in For Against Management Employee Stock Purchase Plans 33 Set Total Limit for Capital Increase For For Management to Result from Issuance Requests Under Items 26-31 at 25 Percent of Issued Capital 34 Amend Article 11 of Bylaws Re: For For Management Employee Representatives 35 Amend Article 14 of Bylaws Re: Board For For Management Members Deliberation via Written Consultation 36 Amend Article 16 of Bylaws Re: Age For For Management Limit of CEO 37 Amend Articles of Bylaws to Comply For For Management with Legal Changes 38 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- NIPPON REIT INVESTMENT CORP. Ticker: 3296 Security ID: J5530Q100 Meeting Date: SEP 20, 2019 Meeting Type: Special Record Date: JUN 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles to Amend Audit Fee For For Management Payment Schedule - Clarify Language Concerning Asset Management Compensation 2 Elect Executive Director Sugita, Toshio For For Management 3 Elect Alternate Executive Director For For Management Hayashi, Yukihiro 4.1 Elect Supervisory Director Shimada, For Against Management Yasuhiro 4.2 Elect Supervisory Director Yahagi, For For Management Hisashi 5 Elect Alternate Supervisory Director For For Management Tsuchihashi, Yasuko -------------------------------------------------------------------------------- NOMURA REAL ESTATE HOLDINGS, INC. Ticker: 3231 Security ID: J5893B104 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles to Amend Provisions on For For Management Number of Directors 2.1 Elect Director Yoshikawa, Atsushi For For Management 2.2 Elect Director Kutsukake, Eiji For For Management 2.3 Elect Director Miyajima, Seiichi For For Management 2.4 Elect Director Seki, Toshiaki For For Management 2.5 Elect Director Haga, Makoto For For Management 2.6 Elect Director Higashi, Tetsuro For For Management 2.7 Elect Director Nagamatsu, Shoichi For For Management 3 Elect Director and Audit Committee For For Management Member Takahashi, Tetsu 4 Approve Compensation Ceiling for For For Management Directors Who Are Audit Committee Members -------------------------------------------------------------------------------- NORSTAR HOLDINGS, INC. Ticker: NSTR Security ID: P7311Y107 Meeting Date: NOV 12, 2019 Meeting Type: Annual/Special Record Date: OCT 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports 2 Approve Kost Forer Gabbay & Kasierer For For Management as Auditors and Authorize Board to Fix Their Remuneration 3 Reelect Chaim Katzman as Director For For Management 4 Approve Amended Compensation Policy For For Management for The Directors and Officers of the Company A Vote FOR if you are a controlling None Against Management shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager B1 If you are an Interest Holder as None Against Management defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. B2 If you are a Senior Officer as defined None Against Management in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. B3 If you are an Institutional Investor None For Management as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. -------------------------------------------------------------------------------- NORTHVIEW APARTMENT REAL ESTATE INVESTMENT TRUST Ticker: NVU.UN Security ID: 667185102 Meeting Date: MAY 25, 2020 Meeting Type: Annual/Special Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acquisition by Galaxy Real For For Management Estate Core Fund LP and Galaxy Value Add Fund LP 2.1 Elect Trustee Scott Thon For For Management 2.2 Elect Trustee Todd R. Cook For For Management 2.3 Elect Trustee Daniel Drimmer For For Management 2.4 Elect Trustee Kevin E. Grayston For For Management 2.5 Elect Trustee Dennis J. Hoffman For For Management 2.6 Elect Trustee Christine McGinley For For Management 2.7 Elect Trustee Terrance L. McKibbon For For Management 2.8 Elect Trustee Valery Zamuner For For Management 3 Approve KPMG LLP as Auditors and For For Management Authorize Trustees to Fix Their Remuneration 4 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- NORWEGIAN PROPERTY ASA Ticker: NPRO Security ID: R6370J108 Meeting Date: APR 16, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Chairman of Meeting None None Management 2 Approve Notice of Meeting and Agenda For Did Not Vote Management 3 Designate Inspector(s) of Minutes of None None Management Meeting 4 Accept Financial Statements and For Did Not Vote Management Statutory Reports 5 Elect Directors For Did Not Vote Management 6 Approve Remuneration of Directors For Did Not Vote Management 7 Approve Remuneration of Nominating For Did Not Vote Management Committee Members 8 Approve Remuneration of Auditors For Did Not Vote Management 9 Approve Remuneration Policy And Other For Did Not Vote Management Terms of Employment For Executive Management 10 Discuss Company's Corporate Governance None None Management Statement 11a Approve Creation of NOK 25 Million For Did Not Vote Management Pool of Capital without Preemptive Rights Against Contributions in Cash 11b Approve Creation of NOK 25 Million For Did Not Vote Management Pool of Capital without Preemptive Rights as Settlement in Transactions Involving Real Property 11c Approve Creation of NOK 25 Million For Did Not Vote Management Pool of Capital as Part of Equity-Based Incentive Programs for Employees and Board Members 12 Approve Issuance of Convertible Loans For Did Not Vote Management without Preemptive Rights up to Aggregate Nominal Amount of NOK 750 Million; Approve Creation of NOK 25 Million Pool of Capital to Guarantee Conversion Rights 13a Authorize Share Repurchase Program in For Did Not Vote Management Connection with Settlement on Real Estate Transactions 13b Approve Equity Plan Financing For Did Not Vote Management 13c Authorize Share Repurchase Program in For Did Not Vote Management Connection with Other Situations 14 Authorize Board to Distribute Dividends For Did Not Vote Management -------------------------------------------------------------------------------- NORWEGIAN PROPERTY ASA Ticker: NPRO Security ID: R6370J108 Meeting Date: MAY 25, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Chairman of Meeting None None Management 2 Approve Notice of Meeting and Agenda For Did Not Vote Management 3 Designate Inspector(s) of Minutes of None None Management Meeting 4 Amend Corporate Purpose For Did Not Vote Management 5 Elect Anne Lise E. Gryte as Chair and For Did Not Vote Management Marianne E. Johnsen as Member of Nominating Committee -------------------------------------------------------------------------------- NYFOSA AB Ticker: NYF Security ID: W6S88K102 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Chairman of Meeting For Did Not Vote Management 3 Prepare and Approve List of For Did Not Vote Management Shareholders 4 Approve Agenda of Meeting For Did Not Vote Management 5 Designate Inspector(s) of Minutes of For Did Not Vote Management Meeting 6 Acknowledge Proper Convening of Meeting For Did Not Vote Management 7 Receive President's Report None None Management 8 Receive Financial Statements and None None Management Statutory Reports 9.a Accept Financial Statements and For Did Not Vote Management Statutory Reports 9.b Approve Allocation of Income and For Did Not Vote Management Omission of Dividends 9.c Approve Discharge of Board and For Did Not Vote Management President 10 Determine Number of Members (7) and For Did Not Vote Management Deputy Members (0) of Board 11 Determine Number of Auditors (1) and For Did Not Vote Management Deputy Auditors (0) 12 Approve Remuneration of Directors in For Did Not Vote Management the Amount of SEK 425,000 for Chair and SEK 170,000 for Other Directors; Approve Remuneration for Committee Work 13 Approve Remuneration of Auditors For Did Not Vote Management 14 Reelect Johan Ericsson, Marie Bucht For Did Not Vote Management Toresater, Lisa Dominguez Flodin, Jens Engwall, Per Lindblad and Mats Andersson as Directors; Elect Jenny Warme as New Director 15 Ratify KPMG as Auditors For Did Not Vote Management 16 Approve Remuneration Policy And Other For Did Not Vote Management Terms of Employment For Executive Management 17 Approve Creation of Pool of Capital For Did Not Vote Management without Preemptive Rights 18 Authorize Share Repurchase Program and For Did Not Vote Management Reissuance of Repurchased Shares 19 Amend Articles Re: Company Name; For Did Not Vote Management Participation at General Meeting 20 Close Meeting None None Management -------------------------------------------------------------------------------- OBEROI REALTY LIMITED Ticker: 533273 Security ID: Y6424D109 Meeting Date: AUG 23, 2019 Meeting Type: Annual Record Date: AUG 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend For For Management 3 Reelect Saumil Daru as Director For For Management 4 Approve S R B C & CO LLP, Chartered For For Management Accountants as Auditors and Authorize Board to Fix Their Remuneration 5 Approve Reappointment and Remuneration For For Management of Vikas Oberoi as Managing Director 6 Approve Reappointment and Remuneration For For Management of Saumil Daru as Director - Finance 7 Elect Tina Trikha as Director For For Management 8 Reelect Tilokchand Punamchand Ostwal For For Management as Director 9 Reelect Venkatesh Mysore as Director For For Management 10 Reelect Karamjit Singh Kalsi as For Against Management Director 11 Approve Remuneration of Cost Auditors For For Management 12 Approve Loans, Guarantees, and For For Management Securities to I-Ven Realty Limited 13 Approve Offer or Invitation to For For Management Subscribe to Non-Convertible Debentures on Private Placement Basis 14 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 15 Approve Conversion of Loan to Equity For Against Management Shares -------------------------------------------------------------------------------- OLAV THON EIENDOMSSELSKAP ASA Ticker: OLT Security ID: R90062101 Meeting Date: NOV 25, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting; Registration of None None Management Attending Shareholders and Proxies 2 Elect Chairman of Meeting; Designate For Did Not Vote Management Inspector(s) of Minutes of Meeting 3 Approve Notice of Meeting and Agenda For Did Not Vote Management 4 Approve Demerger of Olav Thon For Did Not Vote Management Eiendomsselskap ASA; Approve Merger Agreement of OTE Transit 1 AS with OTE Eiendom AS 5 Approve NOK 2.8 Million Reduction in For Did Not Vote Management Share Capital via Share Cancellation to be Transferred to other Funds 6 Approve NOK 48.1 Million Reduction in For Did Not Vote Management Share Capital via Reduction of Par Value in Connection with Demerger; Amend Articles Re: Share Capital is NOK 55.5 Million Divided on 103.6 Million Shares of NOK 0.54 Per Share 7 Approve Creation of NOK 48.1 Million For Did Not Vote Management Pool of Capital in Connection with Merger -------------------------------------------------------------------------------- OLAV THON EIENDOMSSELSKAP ASA Ticker: OLT Security ID: R90062101 Meeting Date: JUN 17, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting; Registration of None None Management Attending Shareholders and Proxies 2 Elect Chairman of Meeting; Designate For Did Not Vote Management Inspector(s) of Minutes of Meeting 3 Approve Notice of Meeting and Agenda For Did Not Vote Management 4 Accept Financial Statements and For Did Not Vote Management Statutory Reports; Approve Allocation of Income 5 Authorize Board to Decide on the For Did Not Vote Management Distribution of Dividends 6 Approve Company's Corporate Governance For Did Not Vote Management Statement 7 Approve Remuneration Policy And Other For Did Not Vote Management Terms of Employment For Executive Management 8 Authorize Share Repurchase Program and For Did Not Vote Management Reissuance of Repurchased Shares 9 Approve Creation of NOK 10 Million For Did Not Vote Management Pool of Capital without Preemptive Rights 10 Approve Remuneration of Directors and For Did Not Vote Management Auditors 11 Elect Directors For Did Not Vote Management -------------------------------------------------------------------------------- OMAXE LIMITED Ticker: 532880 Security ID: Y64225108 Meeting Date: SEP 26, 2019 Meeting Type: Annual Record Date: SEP 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend on Non-Cumulative, For For Management Redeemable Non- Convertible Preference Shares 3 Approve Dividend on Equity Shares For For Management 4 Elect Mohit Goel as Director For For Management 5 Elect Gurnam Singh as Director For For Management 6 Elect Devidas Kashinath Kambale as For For Management Director 7 Approve Appointment and Remuneration For For Management of Cost Auditors 8 Approve Issuance of Secured / For For Management Unsecured/ Redeemable/ Non-Redeemable/ Convertible/ Non-Convertible / Listed/ Unlisted Debentures and/or Other Debt Securities 9 Approve Appointment and Remuneration For For Management of Mohit Goel as Whole Time Director, Designated as CEO and Whole Time Director -------------------------------------------------------------------------------- OPEN HOUSE CO., LTD. Ticker: 3288 Security ID: J3072G101 Meeting Date: DEC 18, 2019 Meeting Type: Annual Record Date: SEP 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 66 2 Amend Articles to Amend Business Lines For For Management 3 Appoint Alternate Statutory Auditor For For Management Ido, Kazumi -------------------------------------------------------------------------------- ORIX JREIT INC. Ticker: 8954 Security ID: J8996L102 Meeting Date: NOV 27, 2019 Meeting Type: Special Record Date: AUG 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles to Change Japanese Era For For Management Year to Western Year 2 Elect Executive Director Ozaki, Teruo For For Management 3 Elect Alternate Executive Director For For Management Hattori, Takeshi 4.1 Elect Supervisory Director Koike, For For Management Toshio 4.2 Elect Supervisory Director Hattori, For For Management Takeshi 4.3 Elect Supervisory Director Kataoka, For For Management Ryohei -------------------------------------------------------------------------------- OUE COMMERCIAL REAL ESTATE INVESTMENT TRUST Ticker: TS0U Security ID: Y6561G105 Meeting Date: AUG 14, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger For For Management 2 Approve Issuance of Consideration Units For For Management -------------------------------------------------------------------------------- OUE COMMERCIAL REAL ESTATE INVESTMENT TRUST Ticker: TS0U Security ID: Y6561G105 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Trustee's Report, Statement by For For Management the Manager, Audited Financial Statements and Auditors' Report 2 Approve KPMG LLP as Auditors and For For Management Authorize Manager to Fix Their Remuneration 3 Approve Issuance of Equity or For For Management Equity-Linked Securities with or without Preemptive Rights 4 Authorize Unit Repurchase Program For For Management -------------------------------------------------------------------------------- OUE HOSPITALITY TRUST Ticker: SK7 Security ID: Y6561D102 Meeting Date: AUG 14, 2019 Meeting Type: Court Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Scheme of Arrangement For For Management -------------------------------------------------------------------------------- OUE HOSPITALITY TRUST Ticker: SK7 Security ID: Y6561D102 Meeting Date: AUG 14, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Trust Deeds Amendment For For Management -------------------------------------------------------------------------------- PALM HILLS DEVELOPMENT CO. Ticker: PHDC Security ID: M7778G105 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For Did Not Vote Management Operations for FY 2019 2 Approve Auditors' Report on Company For Did Not Vote Management Financial Statements for FY 2019 3 Accept Financial Statements and For Did Not Vote Management Statutory Reports for FY 2019 4 Approve Corporate Governance Report For Did Not Vote Management and Related Auditors' Report for FY 2019 5 Approve Discharge of Chairman and For Did Not Vote Management Directors for FY 2019 6 Approve Remuneration of Chairman and For Did Not Vote Management Directors for FY 2020 7 Ratify Auditors and Fix Their For Did Not Vote Management Remuneration for FY 2020 8 Approve Charitable Donations for FY For Did Not Vote Management 2020 -------------------------------------------------------------------------------- PALM HILLS DEVELOPMENT CO. Ticker: PHDC Security ID: M7778G105 Meeting Date: APR 23, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles 4 Bylaws For Did Not Vote Management 2 Business Resulting from Articles For Did Not Vote Management Amendment -------------------------------------------------------------------------------- PANDOX AB Ticker: PNDX.B Security ID: W70174102 Meeting Date: APR 03, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Chairman of Meeting For Did Not Vote Management 3 Prepare and Approve List of For Did Not Vote Management Shareholders 4 Approve Agenda of Meeting For Did Not Vote Management 5 Designate Inspector(s) of Minutes of For Did Not Vote Management Meeting 6 Acknowledge Proper Convening of Meeting For Did Not Vote Management 7 Receive Financial Statements and None None Management Statutory Reports; Receive Auditor's Reports 8.a Accept Financial Statements and For Did Not Vote Management Statutory Reports 8.b Approve Allocation of Income and For Did Not Vote Management Dividends of SEK 3.60 Per Share 8.c Approve Discharge of Board and For Did Not Vote Management President 9 Determine Number of Members (6) and For Did Not Vote Management Deputy Members of Board (0); Determine Number of Auditors (1) and Deputy Auditors (0) 10 Approve Remuneration of Directors in For Did Not Vote Management the Amount of SEK 850,000 for Chairman, SEK 650,000 for Deputy Chairman, and SEK 425,000 for Other Directors; Approve Committee Fees; Approve Remuneration of Auditors 11 Reelect Christian Ringnes (Chairman), For Did Not Vote Management Ann-Sofi Danielsson, Bengt Kjell, Jon Rasmus Aurdal and Jeanette Dyhre Kvisvik as Directors; Elect Jakob Iqbal as New Director 12 Ratify PricewaterhouseCoopers as For Did Not Vote Management Auditors 13 Authorize Chairman of the Board and For Did Not Vote Management Representatives of Four of Company's Largest Shareholders to Serve on Nominating Committee 14 Approve Remuneration Policy And Other For Did Not Vote Management Terms of Employment For Executive Management 15 Approve Issuance of up to 10 Per cent For Did Not Vote Management of Share Capital without Preemptive Rights 16 Close Meeting None None Management -------------------------------------------------------------------------------- PARAMOUNT CORP. BERHAD Ticker: 1724 Security ID: Y67380108 Meeting Date: JUL 10, 2019 Meeting Type: Special Record Date: JUL 03, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Proposed Sale by Wholly-Owned For For Management Subsidiary Companies of Paramount Corporation Berhad 2 Approve Bonus Issue For For Management 3 Approve Issuance of Free Warrants For For Management 4 Approve Proposed Disposal of Equity For For Management Interests in KDU University College Sdn Bhd, KDU University College (PG) Sdn Bhd and KDU College (PJ) Sdn Bhd to UOWM Sdn Bhd -------------------------------------------------------------------------------- PARAMOUNT CORP. BERHAD Ticker: 1724 Security ID: Y67380108 Meeting Date: SEP 13, 2019 Meeting Type: Special Record Date: SEP 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Disposal of Controlling Equity For For Management Interests in Paramount Education Sdn Bhd, Paramount Education (Klang) Sdn Bhd and Sri Kdu Sdn Bhd to Prestigion Education Sdn Bhd -------------------------------------------------------------------------------- PARAMOUNT CORP. BERHAD Ticker: 1724 Security ID: Y67380108 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: JUN 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Final Dividend For For Management 2 Approve Directors' Fees and Meeting For For Management Allowances 3 Elect Quah Poh Keat as Director For For Management 4 Elect Ong Keng Siew as Director For For Management 5 Elect Benjamin Teo Jong Hian as For For Management Director 6 Elect Foong Pik Yee as Director For For Management 7 Approve Ernst & Young as Auditors and For For Management Authorize Board to Fix Their Remuneration 8 Approve Michael Yam Kong Choy to For For Management Continue Office as Independent Non-Executive Director 9 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- PARKWAY LIFE REAL ESTATE INVESTMENT TRUST Ticker: C2PU Security ID: Y67202104 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Report of the Trustee, Statement For For Management by the Manager, and Audited Financial Statements and Auditors' Report 2 Approve KPMG LLP as Auditors and For For Management Authorize Manager to Fix Their Remuneration 3 Elect Jennifer Lee Gek Choo as Director For For Management 4 Elect Kelvin Loh Chi-Keon as Director For For Management 5 Elect Sim Heng Joo Joe as Director For For Management 6 Elect Yong Yean Chau as Director For For Management 7 Approve Issuance of Equity or For For Management Equity-Linked Securities with or without Preemptive Rights -------------------------------------------------------------------------------- PARQUE ARAUCO SA Ticker: PARAUCO Security ID: P76328106 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Appoint Auditors For For Management 3 Designate Risk Assessment Companies For For Management 4 Receive Report Regarding Related-Party For For Management Transactions 5 Receive Report Re: Directors' For For Management Committee Activities and Expenses for FY 2019; Fix Their Remuneration and Budget for FY 2020 6 Designate Newspaper to Publish Meeting For For Management Announcements 7 Approve Allocation of Income and For For Management Dividend Policy 8 Approve Remuneration of Directors for For For Management FY 2020 and Accept Their Expense Report for FY 2019 -------------------------------------------------------------------------------- PAVILION REAL ESTATE INVESTMENT TRUST Ticker: 5212 Security ID: Y6754A105 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: JUN 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- PLATZER FASTIGHETER HOLDING AB Ticker: PLAZ.B Security ID: W7S644112 Meeting Date: APR 16, 2020 Meeting Type: Annual Record Date: APR 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Chairman of Meeting For Did Not Vote Management 3 Prepare and Approve List of For Did Not Vote Management Shareholders 4 Approve Agenda of Meeting For Did Not Vote Management 5 Designate Inspector(s) of Minutes of For Did Not Vote Management Meeting 6 Acknowledge Proper Convening of Meeting For Did Not Vote Management 7.a Receive Financial Statements and None None Management Statutory Reports 7.b Receive Boards report on Allocation of None None Management Income 8 Receive President's Report None None Management 9 Accept Financial Statements and For Did Not Vote Management Statutory Reports 10 Approve Allocation of Income and For Did Not Vote Management Dividends of SEK 2.00 Per Share 11 Approve Discharge of Board and For Did Not Vote Management President 12 Determine Number of Members (7) and For Did Not Vote Management Deputy Members (0) of Board 13 Approve Remuneration of Directors in For Did Not Vote Management the Amount of SEK 400,000 for Chairman and SEK 200,000 for Other Directors; Approve Remuneration of Auditors 14 Reelect Fabian Hielte (Chairman), For Did Not Vote Management Anders Jarl, Ricard Robbstal, Charlotte Hybinette, Caroline Krensler and Eric Grimlund as Directors; Elect Anneli Jansson as New Director 15 Ratify PricewaterhouseCoopers as For Did Not Vote Management Auditors 16 Authorize Chairman of Board and For Did Not Vote Management Representatives of Three of Company's Largest Shareholders to Serve on Nominating Committee 17 Approve Remuneration Policy And Other For Did Not Vote Management Terms of Employment For Executive Management 18 Authorize Share Repurchase Program and For Did Not Vote Management Reissuance of Repurchased Shares 19 Approve Creation of Pool of Capital For Did Not Vote Management without Preemptive Rights 20 Close Meeting None None Management -------------------------------------------------------------------------------- PLAZA SA Ticker: MALLPLAZA Security ID: P7898L106 Meeting Date: APR 24, 2020 Meeting Type: Annual Record Date: APR 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Consolidated Financial For For Management Statements and Statutory Reports 2 Approve Auditors' Report For For Management 3 Approve Allocation of Income and For For Management Dividends of CLP 15.45 Per Share 4 Approve Dividend Policy For For Management 5 Approve Remuneration of Directors For For Management 6 Appoint Auditors For For Management 7 Designate Risk Assessment Companies For For Management 8 Designate Newspaper to Publish Company For For Management Announcements 9 Receive Report Regarding Related-Party For For Management Transactions 10 Present Directors' Committee Report on For For Management Activities 11 Approve Remuneration of Directors' For For Management Committee 12 Approve Budget for Directors' Committee For For Management -------------------------------------------------------------------------------- PLAZA SA Ticker: MALLPLAZA Security ID: P7898L106 Meeting Date: APR 24, 2020 Meeting Type: Special Record Date: APR 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Change Location of Company For Against Management Headquarters and Amend Article 2 Accordingly -------------------------------------------------------------------------------- POLY PROPERTY GROUP CO., LIMITED Ticker: 119 Security ID: Y7064G105 Meeting Date: MAY 26, 2020 Meeting Type: Annual Record Date: MAY 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3A Elect Han Qingtao as Director For Against Management 3B Elect Ye Liwen as Director For Against Management 3C Elect Leung Sau Fan, Sylvia as Director For For Management 3D Elect Wong Ka Lun as Director For For Management 3E Authorize Board to Fix Remuneration of For For Management Directors 4 Approve BDO Limited as Auditor and For For Management Authorize Board to Fix Their Remuneration 5A Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 5B Authorize Repurchase of Issued Share For For Management Capital 5C Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- POWERLONG REAL ESTATE HOLDINGS LIMITED Ticker: 1238 Security ID: G72005104 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: JUN 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Elect Hoi Kin Hong as Director For For Management 4 Elect Ngai Wai Fung as Director For Against Management 5 Elect Mei Jian Ping as Director For Against Management 6 Authorize Board to Fix Remuneration of For For Management Directors 7 Approve PricewaterhouseCoopers as For Against Management Auditors and Authorize Board to Fix Their Remuneration 8 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 9 Authorize Repurchase of Issued Share For For Management Capital 10 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- PRECINCT PROPERTIES NEW ZEALAND LTD. Ticker: PCT Security ID: Q7740Q104 Meeting Date: NOV 20, 2019 Meeting Type: Annual Record Date: NOV 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Anne Urlwin as Director For For Management 2 Authorize Board to Fix Remuneration of For For Management the Auditors 3 Adopt New Constitution For For Management -------------------------------------------------------------------------------- PRESTIGE ESTATES PROJECTS LIMITED Ticker: 533274 Security ID: Y707AN101 Meeting Date: SEP 25, 2019 Meeting Type: Annual Record Date: SEP 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Standalone Financial Statements For For Management and Statutory Reports 2 Accept Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Final Dividend For For Management 4 Reelect Rezwan Razack as Director For For Management 5 Approve Remuneration of Cost Auditors For For Management 6 Approve Reappointment and Remuneration For For Management of Irfan Razack as Chairman and Managing Director 7 Approve Reappointment and Remuneration For For Management of Rezwan Razack as Joint Managing Director 8 Approve Reappointment and Remuneration For For Management of Noaman Razack as Whole-Time Director 9 Reelect Biji George Koshy as Director For For Management 10 Reelect Jagdeesh K Reddy as Director For For Management 11 Reelect Pangal Ranganath Nayak as For For Management Director 12 Reelect Noor Ahmed Jaffer as Director For For Management 13 Elect Neelam Chhiber as Director For For Management -------------------------------------------------------------------------------- PRESTIGE ESTATES PROJECTS LIMITED Ticker: 533274 Security ID: Y707AN101 Meeting Date: JAN 16, 2020 Meeting Type: Special Record Date: JAN 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Increase Authorized Share Capital and For For Management Amend Memorandum of Association 2 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 3 Approve Issuance of Shares to GAMNAT For For Management Pte Ltd. -------------------------------------------------------------------------------- PRIMARY HEALTH PROPERTIES PLC Ticker: PHP Security ID: G7240B186 Meeting Date: APR 01, 2020 Meeting Type: Annual Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Policy For For Management 3 Approve Remuneration Report For For Management 4 Approve the Company's Dividend Policy For For Management 5 Reappoint Deloitte LLP as Auditors For For Management 6 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 7 Re-elect Steven Owen as Director For For Management 8 Re-elect Harry Hyman as Director For For Management 9 Re-elect Richard Howell as Director For For Management 10 Re-elect Peter Cole as Director For For Management 11 Re-elect Laure Duhot as Director For For Management 12 Re-elect Ian Krieger as Director For For Management 13 Authorise Issue of Equity For For Management 14 Authorise Issue of Equity without For For Management Pre-emptive Rights 15 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 16 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice 17 Authorise Market Purchase of Ordinary For For Management Shares 18 Authorise EU Political Donations and For For Management Expenditure -------------------------------------------------------------------------------- PRIME US REIT Ticker: OXMU Security ID: Y475LA101 Meeting Date: JUN 17, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Trustee's Report, Statement by For For Management the Manager, Audited Financial Statements and Auditors' Report 2 Approve Ernst & Young LLP as Auditors For For Management and Authorize Manager to Fix Their Remuneration 3 Approve Issuance of Equity or For For Management Equity-Linked Securities with or without Preemptive Rights 4 Authorize Unit Repurchase Program For For Management -------------------------------------------------------------------------------- PRINCE HOUSING & DEVELOPMENT CORP. Ticker: 2511 Security ID: Y7080J109 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Profit Distribution For For Management 3 Amend Procedures for Lending Funds to For For Management Other Parties 4 Amend Procedures for Endorsement and For For Management Guarantees -------------------------------------------------------------------------------- PROLOGIS PROPERTY MEXICO SA DE CV Ticker: FIBRAPL14 Security ID: P4559M101 Meeting Date: JUL 02, 2019 Meeting Type: Special Record Date: JUN 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Report from Administrator on For For Management Triggering of Incentive Fee During Incentive Fee Period Which Concluded on June 4, 2019 2 Approve Issuance of Additional Real For For Management Estate Trust Certificates in Order to Carry out Payment of Incentive Fee 3 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- PROLOGIS PROPERTY MEXICO SA DE CV Ticker: FIBRAPL14 Security ID: P4559M101 Meeting Date: FEB 10, 2020 Meeting Type: Special Record Date: JAN 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Use up to 200 Million Real For For Management Estate Trust Certificates (CBFIs) Approved by Holders Meeting on Sep. 20, 2017 1.2 Grant Preemptive Rights to Holders of For For Management Real Estate Trust Certificates (CBFIs) to Subscribe Additional CBFIs 1.3 Allocate Additional Real Estate Trust For For Management Certificates (CBFIs) Among Existing Holders 2 Approve Increase of Total Amount of For For Management Program by up to 200 Million Real Estate Trust Certificates (CBFIs) and of up to MXN 8.3 Billion 3 Instruct Common Representative and For For Management Trustee to Execute Necessary and Convenient Actions in order to Comply with Matters in Items 1 and 2 4 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- PROLOGIS PROPERTY MEXICO SA DE CV Ticker: FIBRAPL14 Security ID: P4559M101 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Annual Report of Trust For For Management 3 Elect or Ratify Directors and For For Management Alternates of Trust Technical Committee 4 Approve Remuneration of Independent For For Management Members and Alternates of Trust Technical Committee 5 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- PROPERTY & BUILDING CORP. LTD. Ticker: PTBL Security ID: M8175G102 Meeting Date: JUL 04, 2019 Meeting Type: Special Record Date: MAY 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Eduardo Elsztain, Board For For Management Chairman and Controlling Shareholder to Serve as CEO A Vote FOR if you are a controlling None Against Management shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager B1 If you are an Interest Holder as None Against Management defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. B2 If you are a Senior Officer as defined None Against Management in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. B3 If you are an Institutional Investor None For Management as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. -------------------------------------------------------------------------------- PROPERTY & BUILDING CORP. LTD. Ticker: PTBL Security ID: M8175G102 Meeting Date: AUG 07, 2019 Meeting Type: Special Record Date: JUL 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve an Adjustment Grant to Segi For For Management Eitan, Former CEO A Vote FOR if you are a controlling None Against Management shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager B1 If you are an Interest Holder as None Against Management defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. B2 If you are a Senior Officer as defined None Against Management in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. B3 If you are an Institutional Investor None For Management as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. -------------------------------------------------------------------------------- PROPERTY & BUILDING CORP. LTD. Ticker: PTBL Security ID: M8175G102 Meeting Date: DEC 05, 2019 Meeting Type: Special Record Date: NOV 07, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Re-authorize Eduardo Elsztain, Board For For Management Chairman and Indirect Controller, to Serve as CEO A Vote FOR if you are a controlling None Against Management shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager B1 If you are an Interest Holder as None Against Management defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. B2 If you are a Senior Officer as defined None Against Management in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. B3 If you are an Institutional Investor None For Management as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. -------------------------------------------------------------------------------- PROPERTY & BUILDING CORP. LTD. Ticker: PTBL Security ID: M8175G102 Meeting Date: DEC 16, 2019 Meeting Type: Annual Record Date: DEC 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Reelect Eduardo Elsztain as Director For For Management 1.2 Reelect Alejandro Gustavo Elsztainas For For Management Director 1.3 Reelect Saul Zang as Director For For Management 1.4 Reelect Nicolas Bendersky as Director For For Management 1.5 Reelect Yftah Ben Yaackov as Director For For Management 2 Reappoint Kesselman & Kesselman as For Against Management Auditors and Authorize Board to Fix Their Remuneration 3 Discuss Financial Statements and the None None Management Report of the Board A Vote FOR if you are a controlling None Against Management shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager B1 If you are an Interest Holder as None Against Management defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. B2 If you are a Senior Officer as defined None Against Management in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. B3 If you are an Institutional Investor None For Management as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. -------------------------------------------------------------------------------- PROPERTY & BUILDING CORP. LTD. Ticker: PTBL Security ID: M8175G102 Meeting Date: MAR 12, 2020 Meeting Type: Special Record Date: FEB 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amended Compensation Policy For For Management for the Directors and Officers of the Company A Vote FOR if you are a controlling None Against Management shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager B1 If you are an Interest Holder as None Against Management defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. B2 If you are a Senior Officer as defined None Against Management in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. B3 If you are an Institutional Investor None For Management as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. -------------------------------------------------------------------------------- PROPERTY & BUILDING CORP. LTD. Ticker: PTBL Security ID: M8175G102 Meeting Date: JUN 23, 2020 Meeting Type: Special Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction With For For Management IDB Group USA Investments Inc A Vote FOR if you are a controlling None Against Management shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager B1 If you are an Interest Holder as None Against Management defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. B2 If you are a Senior Officer as defined None Against Management in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. B3 If you are an Institutional Investor None For Management as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. -------------------------------------------------------------------------------- PROPERTY FOR INDUSTRY LIMITED Ticker: PFI Security ID: Q7773B107 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: JUN 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Anthony Beverley as Director For For Management 2 Elect Dean Bracewell as Director For For Management 3 Authorize Board to Fix Remuneration of For For Management the Auditors -------------------------------------------------------------------------------- PROSPERITY REAL ESTATE INVESTMENT TRUST Ticker: 808 Security ID: Y7084Q109 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Repurchase of Issued Unit For For Management Capital -------------------------------------------------------------------------------- PSP SWISS PROPERTY AG Ticker: PSPN Security ID: H64687124 Meeting Date: APR 09, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management (Non-Binding) 3 Approve Allocation of Income and For For Management Dividends of CHF 3.60 per Share 4 Approve Discharge of Board and Senior For For Management Management 5.1 Reelect Luciano Gabriel as Director For For Management 5.2 Reelect Corinne Denzler as Director For For Management 5.3 Reelect Adrian Dudle as Director For For Management 5.4 Reelect Peter Forstmoser as Director For For Management 5.5 Reelect Nathan Hetz as Director For Against Management 5.6 Reelect Josef Stadler as Director For For Management 5.7 Reelect Aviram Wertheim as Director For For Management 5.8 Elect Henrik Saxborn as Director For For Management 6 Relect Luciano Gabriel as Board For For Management Chairman 7.1 Reappoint Peter Forstmoser as Member For For Management of the Compensation Committee 7.2 Reappoint Adrian Dudle as Member of For For Management the Compensation Committee 7.3 Reappoint Nathan Hetz as Member of the For Against Management Compensation Committee 7.4 Reappoint Josef Stadler as Member of For For Management the Compensation Committee 8 Approve Remuneration of Directors in For For Management the Amount of CHF 1 Million 9 Approve Remuneration of Executive For For Management Committee in the Amount of CHF 4.2 Million 10 Ratify Ernst & Young AG as Auditors For For Management 11 Designate Proxy Voting Services GmbH For For Management as Independent Proxy 12 Transact Other Business (Voting) For Against Management -------------------------------------------------------------------------------- PT JAYA REAL PROPERTY TBK Ticker: JRPT Security ID: Y7128N146 Meeting Date: OCT 10, 2019 Meeting Type: Special Record Date: SEP 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Corporate Guarantee to Its For Against Management Subsidiary 2 Authorize Board of Directors to For Against Management Execute Approved Resolutions -------------------------------------------------------------------------------- PT JAYA REAL PROPERTY TBK Ticker: JRPT Security ID: Y7128N146 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: JUN 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements, For For Management Statutory Reports, and Discharge of Directors and Commissioners 2 Approve Allocation of Income For For Management 3 Approve Auditors and Authorize Board For For Management to Fix Their Remuneration 4 Approve Changes in Boards of Company For For Management 5 Approve Remuneration of Directors and For For Management Commissioners -------------------------------------------------------------------------------- PT JAYA REAL PROPERTY TBK Ticker: JRPT Security ID: Y7128N146 Meeting Date: JUN 29, 2020 Meeting Type: Special Record Date: JUN 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For Against Management -------------------------------------------------------------------------------- PT LIPPO CIKARANG TBK Ticker: LPCK Security ID: Y7130J117 Meeting Date: NOV 29, 2019 Meeting Type: Special Record Date: NOV 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Resignation of Hong Kah Jin as For For Management Director and Affirm the Board of Company -------------------------------------------------------------------------------- PT POLLUX PROPERTI INDONESIA TBK Ticker: POLL Security ID: Y6978H100 Meeting Date: APR 01, 2020 Meeting Type: Special Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Changes in Board of Company For Against Management -------------------------------------------------------------------------------- PT PP PROPERTI TBK Ticker: PPRO Security ID: Y7139Z104 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income For For Management 3 Approve Remuneration of Directors and For For Management Commissioners 4 Approve Auditors For For Management 5 Approve Enforcement of the State-Owned For For Management Minister Regulation No. PER-08/MBU/12/2019 on the General Guidelines for the Implementation of Procurement of Goods and Services in the State-Owned Enterprises 6 Accept Report on the Use of Proceeds For For Management 7 Amend Articles of Association in For Against Management Relation to Directors and Commissioners 8 Approve Changes in Board of Company For Against Management -------------------------------------------------------------------------------- PT PURADELTA LESTARI TBK Ticker: DMAS Security ID: Y713A0109 Meeting Date: NOV 08, 2019 Meeting Type: Special Record Date: OCT 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For Against Management 2 Elect Directors For Against Management -------------------------------------------------------------------------------- PT PURADELTA LESTARI TBK Ticker: DMAS Security ID: Y713A0109 Meeting Date: APR 15, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income For For Management 3 Approve Remuneration of Directors and For For Management Commissioners 4 Approve Auditors For For Management -------------------------------------------------------------------------------- RADIUM LIFE TECH CO., LTD. Ticker: 2547 Security ID: Y7342U108 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: MAR 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve Amendments to Lending For For Management Procedures and Caps 4 Approve Business Restructure Plan to For For Management Enable Rih Ding Water Enterprise Co., Ltd and/or Ding Sheng Green Energy Technology Co., Ltd to be Held Under Rih Ding Circular Economic Investment Holding Co., Ltd. and to Meet Initial Public Offering Eligibility -------------------------------------------------------------------------------- REA GROUP LIMITED Ticker: REA Security ID: Q8051B108 Meeting Date: NOV 19, 2019 Meeting Type: Annual Record Date: NOV 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 2 Approve Remuneration Report For For Management 3a Elect Tracey Fellows as Director For For Management 3b Elect Richard Freudenstein as Director For For Management 3c Elect Michael Miller as Director For For Management 4 Approve Grant of Performance Rights to For For Management Owen Wilson -------------------------------------------------------------------------------- REDEFINE PROPERTIES LTD. Ticker: RDF Security ID: S6815L196 Meeting Date: FEB 20, 2020 Meeting Type: Annual Record Date: FEB 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Sipho Pityana as Director For For Management 2 Elect Daisy Naidoo as Director For For Management 3 Re-elect Leon Kok as Director For For Management 4 Re-elect Bridgitte Mathews as Director For Against Management 5.1 Elect Daisy Naidoo as Chairperson of For For Management the Audit Committee 5.2 Re-elect Bridgitte Mathews as Member For For Management of the Audit Committee 5.3 Re-elect Lesego Sennelo as Member of For For Management the Audit Committee 6 Reappoint PricewaterhouseCoopers Inc For For Management as Auditors of the Company with John Bennett as the Designated Auditor 7 Place Authorised but Unissued Shares For For Management under Control of Directors 8 Authorise Board to Issue Shares for For For Management Cash 9 Authorise Issue of Shares Pursuant to For For Management a Reinvestment Option 10 Approve Remuneration Policy For For Management 11 Approve Implementation of the For Against Management Remuneration Policy 12 Authorise Ratification of Approved For For Management Resolutions 1 Amend Memorandum of Incorporation For For Management 2.1 Approve Remuneration of Independent For For Management Non-executive Chairperson 2.2 Approve Remuneration of Lead For For Management Independent Director 2.3 Approve Remuneration of Non-executive For For Management Director 2.4 Approve Remuneration of Audit For For Management Committee Chairperson 2.5 Approve Remuneration of Audit For For Management Committee Member 2.6 Approve Remuneration of Risk, For For Management Compliance and Technology Committee Chairperson 2.7 Approve Remuneration of Risk, For For Management Compliance and Technology Committee Member 2.8 Approve Remuneration of Remuneration For For Management Committee Chairperson 2.9 Approve Remuneration of Remuneration For For Management Committee Member 2.10 Approve Remuneration of Nomination and For For Management Governance Committee Chairperson 2.11 Approve Remuneration of Nomination and For For Management Governance Committee Member 2.12 Approve Remuneration of Social, Ethics For For Management and Transformation Committee Chairperson 2.13 Approve Remuneration of Social, Ethics For For Management and Transformation Committee Member 2.14 Approve Remuneration of Investment For For Management Committee Chairperson 2.15 Approve Remuneration of Investment For For Management Committee Member 3 Approve Financial Assistance in Terms For For Management of Section 44 of the Companies Act 4 Approve Financial Assistance in Terms For For Management of Section 45 of the Companies Act 5 Authorise Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- REGAL REAL ESTATE INVESTMENT TRUST Ticker: 1881 Security ID: Y7237M104 Meeting Date: JAN 15, 2020 Meeting Type: Special Record Date: JAN 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Lease Extensions/Amendments, For For Management Lease Guarantee Extensions, CCPT Waiver Extensions and Related Transactions 2 Approve New Hotel Management For For Management Agreement, New CCPT Waiver Application and Related Transactions -------------------------------------------------------------------------------- REGAL REAL ESTATE INVESTMENT TRUST Ticker: 1881 Security ID: Y7237M104 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Repurchase of Issued Unit For For Management Capital -------------------------------------------------------------------------------- REIT 1 LTD. Ticker: RIT1 Security ID: M8209Q100 Meeting Date: AUG 01, 2019 Meeting Type: Special Record Date: JUL 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Reelect Uri Bregman as External For For Management Director 2 Elect Yekutiel Gavish as Director For For Management A Vote FOR if you are a controlling None Against Management shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager B1 If you are an Interest Holder as None Against Management defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. B2 If you are a Senior Officer as defined None Against Management in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. B3 If you are an Institutional Investor None For Management as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. B4 If you do not fall under any of the None Against Management categories mentioned under items B1 through B3, vote FOR. Otherwise, vote against. -------------------------------------------------------------------------------- REIT 1 LTD. Ticker: RIT1 Security ID: M8209Q100 Meeting Date: NOV 03, 2019 Meeting Type: Annual/Special Record Date: OCT 03, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Reelect Dror Gad as Director For For Management 1.2 Reelect David Baruch as Director For For Management 1.3 Reelect Yitzhak Sharir as Director For For Management 1.4 Reelect Yekutiel Gavish as Director For Against Management 1.5 Reelect Ofer Erdman as Director For For Management 2 Reappoint BDO Ziv Haft as Auditors and For Against Management Authorize Board to Fix Their Remuneration 3 Discuss Financial Statements and the None None Management Report of the Board 4 Approve Compensation Policy for the For For Management Directors and Officers of the Company A Vote FOR if you are a controlling None Against Management shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager B1 If you are an Interest Holder as None Against Management defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. B2 If you are a Senior Officer as defined None Against Management in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. B3 If you are an Institutional Investor None For Management as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. -------------------------------------------------------------------------------- RELO GROUP, INC. Ticker: 8876 Security ID: J6436W118 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Sasada, Masanori For For Management 1.2 Elect Director Nakamura, Kenichi For For Management 1.3 Elect Director Kadota, Yasushi For For Management 1.4 Elect Director Koshinaga, Kenji For For Management 1.5 Elect Director Kawano, Takeshi For For Management 1.6 Elect Director Onogi, Takashi For For Management 1.7 Elect Director Udagawa, Kazuya For For Management 2.1 Appoint Statutory Auditor Koyama, For For Management Katsuhiko 2.2 Appoint Statutory Auditor Kuboya, For For Management Michio 2.3 Appoint Statutory Auditor Sakurai, For For Management Masao 2.4 Appoint Statutory Auditor Dai, Tsuyoshi For For Management -------------------------------------------------------------------------------- RESILIENT REIT LTD. Ticker: RES Security ID: S6990F105 Meeting Date: NOV 06, 2019 Meeting Type: Annual Record Date: NOV 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Stuart Bird as Director For For Management 2.1 Re-elect Des de Beer as Director For For Management 2.2 Re-elect Jacobus Kriek as Director For For Management 2.3 Re-elect Protas Phili as Director For For Management 2.4 Re-elect Dawn Marole as Director For For Management 3.1 Re-elect Barry van Wyk as Director For For Management 3.2 Re-elect Thembi Chagonda as Director For For Management 4.1 Re-elect David Brown as Member of the For For Management Audit Committee 4.2 Re-elect Protas Phili as Member of the For For Management Audit Committee 4.3 Re-elect Des Gordon as Member of the For For Management Audit Committee 5 Appoint PKF Octagon Inc. with H For For Management Schalekamp as the Designated Audit Partner 6 Authorise Board to Issue Shares for For For Management Cash 7 Approve Conditional Share Plan For For Management 1 Approve Remuneration Policy For For Management 2 Approve Remuneration Implementation For For Management Report 1 Approve Financial Assistance to For For Management Related or Inter-related Companies 2 Authorise Repurchase of Issued Share For For Management Capital 3.1 Approve Non-executive Directors' Fees For For Management 3.2 Approve Non-executive Directors' Fees For For Management for Special Committee Meetings 4 Authorise Issue of Shares under the For For Management Conditional Share Plan 8 Authorise Ratification of Approved For For Management Resolutions -------------------------------------------------------------------------------- RETAIL ESTATES NV Ticker: RET Security ID: B7081U108 Meeting Date: JUL 22, 2019 Meeting Type: Annual Record Date: JUL 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Directors' Reports (Non-Voting) None None Management 2 Receive Auditors' Reports (Non-Voting) None None Management 3 Receive Consolidated Financial None None Management Statements and Statutory Reports (Non-Voting) 4a Approve Financial Statements and For For Management Allocation of Income 4b Approve Dividends For For Management 5 Approve Remuneration Report For For Management 6 Approve Discharge of Directors For For Management 7 Approve Discharge of Auditors For For Management 8 Approve Co-optation of Stijn Elebaut For For Management as Director 9 Approve Co-optation of Michel Van For For Management Geyte as Director 10 Adopt Financial Statements of Librajem For For Management BVBA 11 Approve Discharge of Directors of For For Management Librajem BVBA 12 Approve Discharge of Auditor of For For Management Librajem BVBA 13 Adopt Financial Statements of Heerzele For For Management NV 14 Approve Discharge of Directors of For For Management Heerzele NV 15 Approve Discharge of Auditors of For For Management Heerzele NV 16a Approve Change-of-Control Clause Re: For For Management Term Loan Facilities Agreement with ING Bank 16b Approve Change-of-Control Clause Re: For For Management General Credit Terms Version for KBC Bank 17 Transact Other Business None None Management -------------------------------------------------------------------------------- RETAIL ESTATES NV Ticker: RET Security ID: B7081U108 Meeting Date: DEC 23, 2019 Meeting Type: Special Record Date: DEC 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor A1 Receive Special Board Report Re: None None Management Extension of Authorization of Authorized Capital A2.1 Renew Authorization to Increase Share For For Management Capital up to 10 Percent of Authorized Capital Without Preemptive Rights By Way of Cash Contributions at the Moment of Decision to Increase Capital A2.2 If Items A2.1 is not Approved: Renew For For Management Authorization to Increase Share Capital up to 10 Percent of Authorized Capital Without Preemptive Rights By Way of Cash Contributions at the Date of EGM of 23 July 2018 A3 Amend Article 6.2 to Reflect Changes For For Management in Capital A4 Amend Article 6.2 Re: Conditions of For For Management Use of Authorized Capital in View of the Act of 2 May 2019 and BCAC A5 Amend Article 6.4 Re: Conditions For For Management Applicable to the Increase of Capital in View of the Act of 2 May 2019 and BCAC A6 Amend Article 31 Re: Distribution of For For Management Interim Dividend in view of BCAC B Authorize Implementation of Approved For For Management Resolutions and Filing of Required Documents/Formalities at Trade Registry C Transact Other Business None None Management -------------------------------------------------------------------------------- RIOCAN REAL ESTATE INVESTMENT TRUST Ticker: REI.UN Security ID: 766910103 Meeting Date: JUN 02, 2020 Meeting Type: Annual/Special Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Trustee Bonnie Brooks For For Management 1.2 Elect Trustee Richard Dansereau For For Management 1.3 Elect Trustee Paul Godfrey For For Management 1.4 Elect Trustee Dale H. Lastman For For Management 1.5 Elect Trustee Jane Marshall For For Management 1.6 Elect Trustee Sharon Sallows For For Management 1.7 Elect Trustee Edward Sonshine For For Management 1.8 Elect Trustee Siim A. Vanaselja For For Management 1.9 Elect Trustee Charles M. Winograd For For Management 2 Approve Ernst & Young LLP as Auditors For For Management and Authorize Trustees to Fix Their Remuneration 3 Amend Declaration of Trust For For Management 4 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- ROBINSONS LAND CORPORATION Ticker: RLC Security ID: Y73196126 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: APR 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve the Minutes of the Annual For For Management Meeting of the Stockholders held on May 29, 2019 2 Approve the Financial Statements for For For Management the Preceding Year 3.1 Elect James L. Go as Director For For Management 3.2 Elect Lance Y. Gokongwei as Director For For Management 3.3 Elect Frederick D. Go as Director For For Management 3.4 Elect Patrick Henry C. Go as Director For For Management 3.5 Elect Johnson Robert G. Go, Jr. as For For Management Director 3.6 Elect Robina Y. Gokongwei-Pe as For For Management Director 3.7 Elect Artemio V. Panganiban as Director For Against Management 3.8 Elect Roberto F. de Ocampo as Director For Against Management 3.9 Elect Emmanuel C. Rojas, Jr. as For Against Management Director 3.10 Elect Omar Byron T. Mier as Director For Against Management 4 Appoint SyCip Gorres Velayo & Co. as For Against Management External Auditor 5 Ratify the Acts of the Board of For For Management Directors and Its Committees, Officers and Management 6 Approve Other Matters For Against Management -------------------------------------------------------------------------------- RUENTEX DEVELOPMENT CO., LTD. Ticker: 9945 Security ID: Y73659107 Meeting Date: JUN 09, 2020 Meeting Type: Annual Record Date: APR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Amend Procedures for Lending Funds to For For Management Other Parties and Procedures for Endorsement and Guarantees 4 Approve Profit Distribution and For For Management Issuance of New Shares by Capitalization of Profit 5.1 Elect JEAN, TSANG-JIUNN, a For For Management Representative of YING JIA INVESTMENT CO., LTD., with Shareholder No. 246931, as Non-Independent Director 5.2 Elect WANG, CHI-FAN, a Representative For For Management of RUENTEX INDUSTRIES LTD., with Shareholder No. 000270, as Non-Independent Director 5.3 Elect YIN , CHUNG-YAO, a For For Management Representative of RUENTEX INDUSTRIES LTD., with Shareholder No. 000270, as Non-Independent Director 5.4 Elect LEE, CHIH-HUNG, a Representative For For Management of RUN TAI SING CO., LTD., with Shareholder No. 083879, as Non-Independent Director 5.5 Elect CHEN, LI-YU, a Representative of For For Management RUN TAI SING CO., LTD., with Shareholder No. 083879, as Non-Independent Director 5.6 Elect YANG ,WEN-CHUN, a Representative For For Management of YING JIA INVESTMENT CO., LTD., with Shareholder No. 246931, as Non-Independent Director 5.7 Elect SHUN-XIONG KE, with ID No. For For Management Q120322XXX, as Independent Director 5.8 Elect YI-LONG ZHAO, with ID No. For For Management F104108XXX, as Independent Director 5.9 Elect GUO-ZHEN CHANG, with ID No. For Against Management B100126XXX, as Independent Director 6 Approve Release of Restrictions of For Against Management Competitive Activities of Directors -------------------------------------------------------------------------------- S P SETIA BERHAD Ticker: 8664 Security ID: Y8132G101 Meeting Date: JUN 22, 2020 Meeting Type: Annual Record Date: JUN 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Ahmad Pardas bin Senin as For For Management Director 2 Elect Mohd Noor bin Yaacob as Director For For Management 3 Elect Zuraidah binti Atan as Director For For Management 4 Approve Directors' Fees For For Management 5 Approve Directors' Other Remuneration For For Management and Benefits 6 Approve Ernst & Young PLT, Chartered For For Management Accountants as Auditors and Authorize Board to Fix Their Remuneration 7 Approve Implementation of For For Management Shareholders' Mandate for Recurrent Related Party Transactions 8 Approve Issuance of New Ordinary For For Management Shares Under the Dividend Reinvestment Plan -------------------------------------------------------------------------------- SA CORPORATE REAL ESTATE LTD. Ticker: SAC Security ID: S7220D118 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: JUN 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for the Year Ended 31 December 2019 2 Place Authorised but Unissued Shares For For Management under Control of Directors 3 Authorise Directors to Issue Shares to For For Management Afford Shareholders Distribution Reinvestment Alternatives 4 Authorise Board to Issue Shares for For For Management Cash 5 Appoint PricewaterhouseCoopers (PwC) For For Management as Auditors of the Company with Jacques de Villiers as the Designated Audit Partner 6 Re-elect Arthur Moloto as Director For For Management 7 Re-elect Emily Hendricks as Director For For Management 8 Re-elect John Biesman-Simons as For For Management Director 9 Elect Greg Heron as Director For For Management 10 Elect Andre van Heerden as Director For For Management 11 Elect Oratile Mosetlhi as Director For For Management 12 Elect Naidene Ford-Hoon (Fok) as For For Management Director 13 Re-elect John Biesman-Simons as For For Management Chairman of the Audit Committee 14 Elect Andre van Heerden as Member of For For Management the Audit Committee 15 Elect Naidene Ford-Hoon (Fok) as For For Management Member of the Audit Committee 1 Approve Remuneration Policy For For Management 2 Approve Remuneration Implementation For Against Management Report 1 Approve Financial Assistance in Terms For For Management of Sections 44 and 45 of the Companies Act 2 Approve Financial Assistance to For For Management Related or Inter-related Parties 3 Authorise Issue of Shares to Directors For For Management Who Elect to Re-invest Their Cash Distributions Under the Reinvestment Option 4.1 Approve Fees of the Board Chairman For For Management 4.2 Approve Fees of the Board Member For For Management 4.3 Approve Fees of the Audit Committee For For Management Chairman 4.4 Approve Fees of the Audit Committee For For Management Member 4.5 Approve Fees of the Risk and For For Management Compliance Committee Chairman 4.6 Approve Fees of the Risk and For For Management Compliance Committee Member 4.7 Approve Fees of the Remuneration For For Management Committee Chairman 4.8 Approve Fees of the Remuneration For For Management Committee Member 4.9 Approve Fees of the Nominations For For Management Committee Chairman 4.10 Approve Fees of the Nominations For For Management Committee Member 4.11 Approve Fees of the Investment For For Management Committee Chairman 4.12 Approve Fees of the Investment For For Management Committee Member 4.13 Approve Fees of the Social, Ethics and For For Management Environmental Committee Chairman 4.14 Approve Fees of the Social, Ethics and For For Management Environmental Committee Member 4.15 Approve Conference and Strategy For For Management Sessions Flat Fee 4.16 Approve Ad Hoc Meetings Per Hour For For Management Capped at One Third of Annual Fee 5 Authorise Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- SAFESTORE HOLDINGS PLC Ticker: SAFE Security ID: G77733106 Meeting Date: MAR 18, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Reappoint Deloitte LLP as Auditors For For Management 4 Authorise Board to Fix Remuneration of For For Management Auditors 5 Approve Final Dividend For For Management 6 Elect David Hearn as Director For For Management 7 Re-elect Frederic Vecchioli as Director For For Management 8 Re-elect Andy Jones as Director For For Management 9 Re-elect Ian Krieger as Director For For Management 10 Re-elect Joanne Kenrick as Director For For Management 11 Re-elect Claire Balmforth as Director For For Management 12 Re-elect Bill Oliver as Director For For Management 13 Approve Remuneration Policy For For Management 14 Approve Long Term Incentive Plan For For Management 15 Authorise EU Political Donations and For For Management Expenditure 16 Authorise Issue of Equity For For Management 17 Authorise Issue of Equity without For For Management Pre-emptive Rights 18 Authorise Market Purchase of Ordinary For For Management Shares 19 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- SAFETY GODOWN COMPANY, LIMITED Ticker: 237 Security ID: Y73883103 Meeting Date: AUG 16, 2019 Meeting Type: Annual Record Date: AUG 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a Approve Final Dividend For For Management 2b Approve Special Dividend For For Management 3a Elect Lee Ka Sze, Carmelo as Director For Against Management 3b Elect Leung Man Chiu, Lawrence as For For Management Director 3c Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Deloitte Touche Tohmatsu as For For Management Auditors and Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- SAGAX AB Ticker: SAGA.B Security ID: W7519A200 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: APR 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting; Elect Chairman of Meeting For Did Not Vote Management 2 Prepare and Approve List of For Did Not Vote Management Shareholders 3 Approve Agenda of Meeting For Did Not Vote Management 4 Designate Inspector(s) of Minutes of For Did Not Vote Management Meeting 5 Acknowledge Proper Convening of Meeting For Did Not Vote Management 6 Receive Financial Statements and None None Management Statutory Reports 7.a Accept Financial Statements and For Did Not Vote Management Statutory Reports 7.b Approve Allocation of Income and For Did Not Vote Management Dividends of SEK 0.65 Per Class A Share and Class B Share, and SEK 2.00 Per Preference Share and Class D Share 7.c Approve Discharge of Board and For Did Not Vote Management President 8 Determine Number of Members (6) and For Did Not Vote Management Deputy Members (0) of Board 9 Approve Remuneration of Directors in For Did Not Vote Management the Aggregate Amount of SEK 1.05 Million; Approve Remuneration of Auditors 10 Reelect Johan Cederlund, Filip For Did Not Vote Management Engelbert, David Mindus, Staffan Salen (Chairman), Johan Thorell and Ulrika Werdelin as Directors; Ratify Ernst & Young as Auditors 11 Authorize Chairman of Board and For Did Not Vote Management Representatives of Three of Company's Largest Shareholders to Serve on Nominating Committee 12 Approve Remuneration Policy And Other For Did Not Vote Management Terms of Employment For Executive Management 13 Approve Stock Option Plan 2020/2023 For Did Not Vote Management for Key Employees; Approve Creation of SEK 1.2 Million Pool of Capital to Guarantee Conversion Rights 14 Approve Issuance of up to 10 Percent For Did Not Vote Management of Share Capital without Preemptive Rights 15 Authorize Share Repurchase Program and For Did Not Vote Management Reissuance of Repurchased Shares 16 Close Meeting None None Management -------------------------------------------------------------------------------- SAGAX AB Ticker: SAGA.B Security ID: W7519A226 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: APR 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting; Elect Chairman of Meeting For Did Not Vote Management 2 Prepare and Approve List of For Did Not Vote Management Shareholders 3 Approve Agenda of Meeting For Did Not Vote Management 4 Designate Inspector(s) of Minutes of For Did Not Vote Management Meeting 5 Acknowledge Proper Convening of Meeting For Did Not Vote Management 6 Receive Financial Statements and None None Management Statutory Reports 7.a Accept Financial Statements and For Did Not Vote Management Statutory Reports 7.b Approve Allocation of Income and For Did Not Vote Management Dividends of SEK 0.65 Per Class A Share and Class B Share, and SEK 2.00 Per Preference Share and Class D Share 7.c Approve Discharge of Board and For Did Not Vote Management President 8 Determine Number of Members (6) and For Did Not Vote Management Deputy Members (0) of Board 9 Approve Remuneration of Directors in For Did Not Vote Management the Aggregate Amount of SEK 1.05 Million; Approve Remuneration of Auditors 10 Reelect Johan Cederlund, Filip For Did Not Vote Management Engelbert, David Mindus, Staffan Salen (Chairman), Johan Thorell and Ulrika Werdelin as Directors; Ratify Ernst & Young as Auditors 11 Authorize Chairman of Board and For Did Not Vote Management Representatives of Three of Company's Largest Shareholders to Serve on Nominating Committee 12 Approve Remuneration Policy And Other For Did Not Vote Management Terms of Employment For Executive Management 13 Approve Stock Option Plan 2020/2023 For Did Not Vote Management for Key Employees; Approve Creation of SEK 1.2 Million Pool of Capital to Guarantee Conversion Rights 14 Approve Issuance of up to 10 Percent For Did Not Vote Management of Share Capital without Preemptive Rights 15 Authorize Share Repurchase Program and For Did Not Vote Management Reissuance of Repurchased Shares 16 Close Meeting None None Management -------------------------------------------------------------------------------- SAMHALLSBYGGNADSBOLAGET I NORDEN AB Ticker: SBB.B Security ID: W2R93A131 Meeting Date: APR 27, 2020 Meeting Type: Annual Record Date: APR 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Chairman of Meeting For Did Not Vote Management 3 Prepare and Approve List of For Did Not Vote Management Shareholders 4 Approve Agenda of Meeting For Did Not Vote Management 5 Designate Inspector(s) of Minutes of For Did Not Vote Management Meeting 6 Acknowledge Proper Convening of Meeting For Did Not Vote Management 7 Receive President's Report None None Management 8 Receive Financial Statements and None None Management Statutory Reports 9 Accept Financial Statements and For Did Not Vote Management Statutory Reports 10 Approve Allocation of Income and For Did Not Vote Management Dividends of SEK 35.00 Per Preference Share, SEK 0.60 Per Class A and Class B Share and SEK 2.00 Per Class D Share 11 Approve Discharge of Board and For Did Not Vote Management President 12 Determine Number of Members (7) and For Did Not Vote Management Deputy Members (0) of Board; Determine Number of Auditors and Deputy Auditors 13 Approve Remuneration of Directors in For Did Not Vote Management the Amount of SEK 450,000 to Chairman and SEK 300,000 for Other Directors; Approve Committee Fees; Approve Remuneration of Auditors 14 Reelect Lennart Schuss (Chairman), For Did Not Vote Management Ilija Batljan, Sven-Olof Johansson, Hans Runesten, Anne-Grete Strom-Erichsen, Fredrik Svensson and Eva Swartz Grimaldi as Directors; Ratify Ernst & Young as Auditors 15 Approve Remuneration Policy And Other For Did Not Vote Management Terms of Employment For Executive Management 16 Authorize Chairman of Board and For Did Not Vote Management Representatives of Three of Company's Largest Shareholders to Serve on Nominating Committee 17 Approve Creation of Pool of Capital For Did Not Vote Management without Preemptive Rights 18 Authorize Share Repurchase Program and For Did Not Vote Management Reissuance of Repurchased Shares 19 Amend Articles Re: Participation at For Did Not Vote Management General Meeting; Auditors 20 Close Meeting None None Management -------------------------------------------------------------------------------- SAMHALLSBYGGNADSBOLAGET I NORDEN AB Ticker: SBB.B Security ID: W7T8BR191 Meeting Date: APR 27, 2020 Meeting Type: Annual Record Date: APR 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Chairman of Meeting For Did Not Vote Management 3 Prepare and Approve List of For Did Not Vote Management Shareholders 4 Approve Agenda of Meeting For Did Not Vote Management 5 Designate Inspector(s) of Minutes of For Did Not Vote Management Meeting 6 Acknowledge Proper Convening of Meeting For Did Not Vote Management 7 Receive President's Report None None Management 8 Receive Financial Statements and None None Management Statutory Reports 9 Accept Financial Statements and For Did Not Vote Management Statutory Reports 10 Approve Allocation of Income and For Did Not Vote Management Dividends of SEK 35.00 Per Preference Share, SEK 0.60 Per Class A and Class B Share and SEK 2.00 Per Class D Share 11 Approve Discharge of Board and For Did Not Vote Management President 12 Determine Number of Members (7) and For Did Not Vote Management Deputy Members (0) of Board; Determine Number of Auditors and Deputy Auditors 13 Approve Remuneration of Directors in For Did Not Vote Management the Amount of SEK 450,000 to Chairman and SEK 300,000 for Other Directors; Approve Committee Fees; Approve Remuneration of Auditors 14 Reelect Lennart Schuss (Chairman), For Did Not Vote Management Ilija Batljan, Sven-Olof Johansson, Hans Runesten, Anne-Grete Strom-Erichsen, Fredrik Svensson and Eva Swartz Grimaldi as Directors; Ratify Ernst & Young as Auditors 15 Approve Remuneration Policy And Other For Did Not Vote Management Terms of Employment For Executive Management 16 Authorize Chairman of Board and For Did Not Vote Management Representatives of Three of Company's Largest Shareholders to Serve on Nominating Committee 17 Approve Creation of Pool of Capital For Did Not Vote Management without Preemptive Rights 18 Authorize Share Repurchase Program and For Did Not Vote Management Reissuance of Repurchased Shares 19 Amend Articles Re: Participation at For Did Not Vote Management General Meeting; Auditors 20 Close Meeting None None Management -------------------------------------------------------------------------------- SAVILLS PLC Ticker: SVS Security ID: G78283119 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: JUN 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Policy For For Management 3 Approve Remuneration Report For For Management 4 Re-elect Nicholas Ferguson as Director For For Management 5 Re-elect Mark Ridley as Director For For Management 6 Re-elect Tim Freshwater as Director For For Management 7 Re-elect Rupert Robson as Director For For Management 8 Re-elect Simon Shaw as Director For For Management 9 Re-elect Stacey Cartwright as Director For For Management 10 Re-elect Florence Tondu-Melique as For For Management Director 11 Elect Dana Roffman as Director For For Management 12 Reappoint PricewaterhouseCoopers LLP For For Management as Auditors 13 Authorise Board to Fix Remuneration of For For Management Auditors 14 Authorise Issue of Equity For For Management 15 Authorise Issue of Equity without For For Management Pre-emptive Rights 16 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 17 Authorise Market Purchase of Ordinary For For Management Shares 18 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- SCENTRE GROUP Ticker: SCG Security ID: Q8351E109 Meeting Date: APR 08, 2020 Meeting Type: Annual Record Date: APR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 2 Approve Remuneration Report For Against Management 3 Elect Andrew Harmos as Director For For Management 4 Elect Michael Wilkins as Director For For Management 5 Approve Grant of Performance Rights to For Against Management Peter Allen 6 Approve Change to Terms of Grant of For Against Management Performance Rights to Peter Allen -------------------------------------------------------------------------------- SEA HOLDINGS LTD. Ticker: 251 Security ID: G7946B100 Meeting Date: MAY 26, 2020 Meeting Type: Annual Record Date: MAY 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3A Elect Lambert Lu as Director For For Management 3B Elect Lincoln Lu as Director For Against Management 3C Elect Chung Pui Lam as Director For For Management 3D Elect Chan Kwok Wai as Director For For Management 4 Fix Maximum Number of Directors at 12 For For Management and Authorize Board to Appoint Additional Directors Up to Such Maximum Number 5 Approve Deloitte Touche Tohmatsu as For For Management Independent Auditor and Authorize Board to Fix Their Remuneration 6A Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6B Authorize Repurchase of Issued Share For For Management Capital 6C Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- SEGRO PLC Ticker: SGRO Security ID: G80277141 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Approve Remuneration Report For For Management 4 Re-elect Gerald Corbett as Director For For Management 5 Re-elect Mary Barnard as Director For For Management 6 Re-elect Sue Clayton as Director For For Management 7 Re-elect Soumen Das as Director For For Management 8 Re-elect Carol Fairweather as Director For For Management 9 Re-elect Christopher Fisher as Director For For Management 10 Re-elect Andy Gulliford as Director For For Management 11 Re-elect Martin Moore as Director For For Management 12 Re-elect David Sleath as Director For For Management 13 Reappoint PricewaterhouseCoopers LLP For For Management as Auditors 14 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 15 Authorise EU Political Donations and For For Management Expenditure 16 Authorise Issue of Equity For For Management 17 Authorise Issue of Equity without For For Management Pre-emptive Rights 18 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 19 Authorise Market Purchase of Ordinary For For Management Shares 20 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice 21 Adopt New Articles of Association For For Management -------------------------------------------------------------------------------- SEKISUI HOUSE REIT, INC. Ticker: 3309 Security ID: J91258103 Meeting Date: JAN 29, 2020 Meeting Type: Special Record Date: OCT 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles to Amend Asset For For Management Management Compensation 2 Elect Executive Director Inoue, Junichi For For Management 3 Elect Alternate Executive Director For For Management Kida, Atsuhiro 4.1 Elect Supervisory Director Nomura, For For Management Shigeru 4.2 Elect Supervisory Director Omiya, For For Management Tatsushi 5 Elect Alternate Supervisory Director For For Management Yada, Yu -------------------------------------------------------------------------------- SELLA CAPITAL REAL ESTATE LTD. Ticker: SLARL Security ID: M8274U101 Meeting Date: MAR 18, 2020 Meeting Type: Annual Record Date: FEB 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Discuss Financial Statements and the None None Management Report of the Board for 2018 2 Discuss Financial Statements and the None None Management Report of the Board for 2019 3 Reappoint Brightman, Almagor, Zohar & For Against Management Co. as Auditors and Authorize Board to Fix Their Remuneration 4.1 Reelect Shmuel Slavin as Director For For Management 4.2 Reelect Eli Ben-Hamoo as Director For For Management 4.3 Reelect Bari Bar Zion as Director For For Management 4.4 Reelect Yacov Elinav as Director For For Management 5 Elect Avital Stein as Director For For Management A Vote FOR if you are a controlling None Against Management shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager B1 If you are an Interest Holder as None Against Management defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. B2 If you are a Senior Officer as defined None Against Management in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. B3 If you are an Institutional Investor None For Management as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. -------------------------------------------------------------------------------- SELVAAG BOLIG ASA Ticker: SBO Security ID: R7800E107 Meeting Date: DEC 09, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting; Registration of None None Management Attending Shareholders and Proxies 2 Elect Chairman of Meeting; Designate For Did Not Vote Management Inspector(s) of Minutes of Meeting 3 Approve Notice of Meeting and Agenda For Did Not Vote Management 4 Approve Carve-Out Agreement For Did Not Vote Management 5 Approve Special Dividends of NOK 22 For Did Not Vote Management Per Share -------------------------------------------------------------------------------- SELVAAG BOLIG ASA Ticker: SBO Security ID: R7800E107 Meeting Date: APR 24, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting; Registration of None None Management Attending Shareholders and Proxies 2 Elect Chairman of Meeting; Designate For Did Not Vote Management Inspector(s) of Minutes of Meeting 3 Approve Notice of Meeting and Agenda For Did Not Vote Management 4 Accept Financial Statements and For Did Not Vote Management Statutory Reports; Approve Allocation of Income and Dividends of NOK 1.50 Per Share for Second Half of 2019 5 Approve Remuneration of Directors in For Did Not Vote Management the Amount of NOK 490,000 for Chairman and NOK 280,000 for Other Directors; Approve Remuneration for Committee Work 6 Approve Remuneration of Nominating For Did Not Vote Management Committee 7 Approve Remuneration of Auditors For Did Not Vote Management 8 Approve Remuneration Policy And Other For Did Not Vote Management Terms of Employment For Executive Management 9 Authorize Board to Distribute Dividends For Did Not Vote Management 10 Authorize Share Repurchase Program and For Did Not Vote Management Reissuance of Repurchased Shares 11 Approve Creation of NOK 18.8 Million For Did Not Vote Management Pool of Capital without Preemptive Rights 12 Reelect Olav H. Selvaag (Chair), Tore For Did Not Vote Management Myrvold and Gisele Marchand as Directors; Elect Oystein Thorup and Camilla Wahl as New Directors 13 Reelect Steinar Mejlaender-Larsen, For Did Not Vote Management Leiv Askvig and Helene Langlo Volle as Members of Nominating Committee -------------------------------------------------------------------------------- SHAFTESBURY PLC Ticker: SHB Security ID: G80603106 Meeting Date: JAN 31, 2020 Meeting Type: Annual Record Date: JAN 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Final Dividend For For Management 4 Re-elect Jonathan Nicholls as Director For For Management 5 Re-elect Brian Bickell as Director For For Management 6 Re-elect Simon Quayle as Director For For Management 7 Re-elect Thomas Welton as Director For For Management 8 Re-elect Christopher Ward as Director For For Management 9 Re-elect Richard Akers as Director For For Management 10 Re-elect Dermot Mathias as Director For For Management 11 Re-elect Jennelle Tilling as Director For For Management 12 Re-elect Sally Walden as Director For For Management 13 Reappoint Ernst & Young LLP as Auditors For For Management 14 Authorise Board to Fix Remuneration of For For Management Auditors 15 Authorise Issue of Equity For For Management 16 Authorise Issue of Equity without For For Management Pre-emptive Rights 17 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 18 Authorise Market Purchase of Shares For For Management 19 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- SHANGHAI JINQIAO EXPORT PROCESSING ZONE DEVELOPMENT CO. LTD. Ticker: 900911 Security ID: Y4443D101 Meeting Date: AUG 29, 2019 Meeting Type: Special Record Date: AUG 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Transfer of Construction For For Management Project in Progress -------------------------------------------------------------------------------- SHANGHAI JINQIAO EXPORT PROCESSING ZONE DEVELOPMENT CO. LTD. Ticker: 900911 Security ID: Y4443D101 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report For For Management 6 Approve Financial Budget and Business For For Management Work Plan 7 Approve Issuance of Bonds and Related For For Management Authorization Matters 8 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor 9 Approve Shareholder Return Plan For For Management 10.1 Elect Du Yan as Supervisor For For Management -------------------------------------------------------------------------------- SHANGHAI LINGANG HOLDINGS CORP. LTD. Ticker: 900928 Security ID: Y7679S106 Meeting Date: SEP 30, 2019 Meeting Type: Special Record Date: SEP 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustment in 2019 Financial For For Management Budget Report 2 Approve Application of Credit Lines For For Management 3 Approve Guarantee Provision For Against Management 4 Approve Issuance of Commercial Papers For For Management 5 Approve Amendments to Articles of For For Management Association 6.1 Elect Zhan Feng as Non-Independent For For Shareholder Director 6.2 Elect Lu Wen as Non-Independent For For Shareholder Director 7.1 Elect Hu Ying as Supervisor For For Shareholder -------------------------------------------------------------------------------- SHANGHAI LINGANG HOLDINGS CORP. LTD. Ticker: 900928 Security ID: Y7679S106 Meeting Date: MAR 10, 2020 Meeting Type: Special Record Date: FEB 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2 Approve Company's Eligibility for For For Management Corporate Bond Issuance 3.1 Approve Par Value and Issue Scale For For Management 3.2 Approve Bond Period For For Management 3.3 Approve Bond Interest Rate and For For Management Principal Payment Method 3.4 Approve Issue Manner For For Management 3.5 Approve Target Parties and Placement For For Management Arrangement for Shareholders 3.6 Approve Guarantee Arrangement For For Management 3.7 Approve Redemption and Resale Terms For For Management 3.8 Approve Usage of Raised Funds For For Management 3.9 Approve Underwriting Method and For For Management Listing Arrangement 3.10 Approve Credit Status and Debt For For Management Repayment Measures 3.11 Approve Resolution Validity Period For For Management 4 Approve Set-up of Special Raised Funds For For Management Account 5 Approve Audit Report on Issuance of For For Management Corporate Bond 6 Approve Authorization of the Board to For For Management Handle All Related Matters 7.1 Elect Zhao Ying as Non-independent For For Shareholder Directors -------------------------------------------------------------------------------- SHANGHAI LINGANG HOLDINGS CORP. LTD. Ticker: 900928 Security ID: Y7679S106 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAY 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements and For Against Management Financial Budget Report 5 Approve Profit Distribution For For Management 6 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 7 Approve Application for Comprehensive For Against Management Credit Lines 8 Approve Guarantee Plan For For Management 9 Approve 2019 Daily Related Party For For Management Transactions and 2020 Daily Related Party Transactions 10 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor 11 Approve Waiver of Pre-emptive Right For For Management -------------------------------------------------------------------------------- SHANGHAI LUJIAZUI FINANCE & TRADE ZONE DEVELOPMENT CO., LTD. Ticker: 900932 Security ID: Y7686Q119 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: APR 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors, Work Report and Work Plan Report 3 Approve Report of the Board of For For Management Supervisors 4 Approve Report of the Independent For For Management Directors 5 Approve Financial Statements For For Management 6 Approve Financial Budget For For Management 7 Approve Financing Amount For For Management 8 Approve Allocation of Income and For For Management Dividends 9 Approve Accept Loans from Controlling For For Management Shareholder 10 Approve Related Party Transaction For For Management 11 Approve to Appoint Financial Auditor For For Management and Internal Control Auditor 12 Approve Remuneration of Directors and For For Management Supervisors 13 Approve Shareholder Return Plan For For Management 14 Approve Change in Registered Capital For For Management and Amend Articles of Association 15 Approve Company's Eligibility for For For Management Corporate Bond Issuance 16.1 Approve Issue Scale For For Management 16.2 Approve Par Value and Issue Price For For Management 16.3 Approve Issue Type and Period For For Management 16.4 Approve Target Parties For For Management 16.5 Approve Bond Interest Rate and For For Management Determination Manner 16.6 Approve Guarantee Arrangement For For Management 16.7 Approve Redemption and Resale Terms For For Management 16.8 Approve Usage of Raised Funds For For Management 16.9 Approve Issue Manner For For Management 16.10 Approve Listing Location For For Management 16.11 Approve Underwriter and Underwriting For For Management Method 16.12 Approve Safeguard Measures of Debts For For Management Repayment 16.13 Approve Resolution Validity Period For For Management 17 Approve Authorization of the Board to For For Management Handle All Related Matters 18 Elect Guo Rong as Non-independent For For Management Director 19 Elect Li Minkun as Supervisor For For Shareholder -------------------------------------------------------------------------------- SHANGHAI SHIBEI HI-TECH CO., LTD. Ticker: 900902 Security ID: Y7681P116 Meeting Date: DEC 30, 2019 Meeting Type: Special Record Date: DEC 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Completed Fund-raising For For Management Investment Project and Use Its Remaining Raised Funds to Replenish Working Capital 2 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- SHANGHAI SHIBEI HI-TECH CO., LTD. Ticker: 900902 Security ID: Y7681P116 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: APR 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Report of the Independent For For Management Directors 5 Approve Daily Related Party Transaction For For Management 6 Approve Financial Statements and For For Management Financial Budget Report 7 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 8 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 9 Approve External Financing Plan For Against Management 10 Approve Authorization of Chairman of For Against Management the Board to Handle All Related Matters Regarding Land Reserves -------------------------------------------------------------------------------- SHENZHEN INVESTMENT LIMITED Ticker: 604 Security ID: Y7743P120 Meeting Date: MAY 26, 2020 Meeting Type: Annual Record Date: MAY 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Elect Lu Hua as Director For For Management 4 Elect Liu Shichao as Director For For Management 5 Approve Not to Fill Up the Vacated For For Management Office Resulted from the Retirement of Mou Yong as Director 6 Authorize Board to Fix Remuneration of For For Management Directors 7 Approve KPMG as Auditor and Authorize For For Management Board to Fix Their Remuneration 8 Authorize Repurchase of Issued Share For For Management Capital 9 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 10 Authorize Reissuance of Repurchased For Against Management Shares 11 Approve Grant of Options Under the For Against Management Share Option Scheme -------------------------------------------------------------------------------- SHIN KONG NO. 1 REAL ESTATE INVESTMENT TRUST Ticker: 01003T Security ID: Y7750N109 Meeting Date: JUN 22, 2020 Meeting Type: Special Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Terminate and Liquidate the For Against Management Shinkong No.1 Real Estate Investment Trust Fund Contract 2 Approve to Revise the Plan Of Shinkong For Against Management No.1 Real Estate Investment Trust Fund and the Relative Regulations 3 Election Qiu,shu- Qing from Liang and For Against Management Partners Law Offices as Supervisor of this Fund -------------------------------------------------------------------------------- SHINHAN ALPHA REIT CO., LTD. Ticker: 293940 Security ID: Y7T4AZ118 Meeting Date: DEC 19, 2019 Meeting Type: Annual Record Date: SEP 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Miscellaneous Proposal - Approve For For Management Business Plans 3 Amend Articles of Incorporation For For Management 4 Miscellaneous Proposal - Approve For For Management Changes in Contract 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 6 Approve Limit on Remuneration of For For Management Auditors -------------------------------------------------------------------------------- SHINHAN ALPHA REIT CO., LTD. Ticker: 293940 Security ID: Y7T4AZ118 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Miscellaneous Proposal - Approve For For Management Business Plan 3 Miscellaneous Proposal - Approve Loan For For Management Plan 4 Miscellaneous Proposal - Approve For For Management Changes in Contract 5.1 Elect Park Min-ho as Non-Independent For Against Management Non-Executive Director 5.2 Elect Jeong Gu-young as For Against Management Non-Independent Non-Executive Director 5.3 Elect Min Byeong-gang as For Against Management Non-Independent Non-Executive Director 5.4 Elect Nah Eun-gyeong as For Against Management Non-Independent Non-Executive Director 6 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 7 Approve Limit on Remuneration of For For Management Auditors -------------------------------------------------------------------------------- SHINING BUILDING BUSINESS CO., LTD. Ticker: 5531 Security ID: Y77507112 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Plan on Profit Distribution For For Management 3 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting -------------------------------------------------------------------------------- SHOPPING CENTRES AUSTRALASIA PROPERTY GROUP RE LTD. Ticker: SCP Security ID: Q8501T105 Meeting Date: NOV 20, 2019 Meeting Type: Annual Record Date: NOV 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Remuneration Report For For Management 2 Elect Belinda Robson as Director For For Management 3 Elect Steven Crane as Director For For Management 4 Elect Beth Laughton as Director For For Management 5 Approve Executive Incentive Plan For For Management 6 Approve Issuance of Short Term For For Management Incentive Rights to Anthony Mellowes 7 Approve Issuance of Long Term For For Management Incentive Rights to Anthony Mellowes 8 Approve Issuance of Short Term For For Management Incentive Rights to Mark Fleming 9 Approve Issuance of Long Term For For Management Incentive Rights to Mark Fleming -------------------------------------------------------------------------------- SHURGARD SELF STORAGE SA Ticker: SHUR Security ID: L8230B107 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: APR 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Board's and Auditor's Reports None None Management 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Financial Statements and For For Management Statutory Reports 4 Approve Allocation of Income and For For Management Dividends 5 Approve Discharge of Directors For For Management 6 Approve Share Repurchase For For Management 7.1 Reelect Ronald L. Havner, Jr. as For For Management Director 7.2 Reelect Marc Oursin as Director For For Management 7.3 Reelect Z. Jamie Behar as Director For Against Management 7.4 Reelect Daniel C. Staton as Director For For Management 7.5 Reelect Olivier Faujour as Director For For Management 7.6 Reelect Frank Fiskers as Director For For Management 7.7 Reelect Ian Marcus as Director For For Management 7.8 Reelect Padraig McCarthy as Director For For Management 7.9 Reelect Isabelle Moins as Director For For Management 7.10 Reelect Muriel de Lathouwer as Director For For Management 8 Elect Everett Miller III as Director For For Management 9 Renew Appointment of Auditor For For Management 10 Approve Remuneration Policy For For Management 11 Approve Remuneration Report For For Management -------------------------------------------------------------------------------- SIME DARBY PROPERTY BERHAD Ticker: 5288 Security ID: Y7962J102 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: JUN 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Jaganath Derek Steven Sabapathy For For Management as Director 2 Elect Rizal Rickman Ramli as Director For For Management 3 Elect Azmir Merican Dato' Azmi Merican For For Management as Director 4 Approve Directors' Fees For For Management 5 Approve Directors' Benefits For For Management 6 Approve PricewaterhouseCoopers PLT as For For Management Auditors and Authorize Board to Fix Their Remuneration 7 Approve Ahmad Shah Alhaj Ibni Almarhum For For Management Sultan Salahuddin Abdul Aziz Shah Alhaj to Continue Office as Independent Non-Executive Director 8 Approve Implementation of For For Management Shareholders' Mandate for Recurrent Related Party Transactions -------------------------------------------------------------------------------- SINO LAND COMPANY LIMITED Ticker: 83 Security ID: Y80267126 Meeting Date: OCT 24, 2019 Meeting Type: Annual Record Date: OCT 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3.1 Elect Daryl Ng Win Kong as Director For Against Management 3.2 Elect Ringo Chan Wing Kwong as Director For For Management 3.3 Elect Gordon Lee Ching Keung as For For Management Director 3.4 Elect Velencia Lee as Director For For Management 3.5 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Deloitte Touche Tohmatsu as For Against Management Auditor and Authorize Board to Fix Their Remuneration 5.1 Authorize Repurchase of Issued Share For For Management Capital 5.2 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 5.3 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- SINYI REALTY, INC. Ticker: 9940 Security ID: Y8062B106 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- SIX OF OCTOBER DEVELOPMENT & INVESTMENT (SODIC) Ticker: OCDI Security ID: M84139100 Meeting Date: MAR 30, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For Did Not Vote Management Operations for FY 2019 2 Approve Corporate Governance Report For Did Not Vote Management and Related Auditor's Report for FY 2019 3 Approve Auditors' Report on Company For Did Not Vote Management Financial Statements for FY 2019 4 Accept Financial Statements and For Did Not Vote Management Statutory Reports for FY 2019 5 Approve Allocation of Income and For Did Not Vote Management Dividends 6 Ratify Auditors and Fix Their For Did Not Vote Management Remuneration for FY 2020 7 Approve Related Party Transactions for For Did Not Vote Management FY 2019 and FY 2020 8 Approve Discharge of Chairman, For Did Not Vote Management Managing Director and Directors for FY 2019 9 Approve Changes to Board Composition For Did Not Vote Management 10 Approve Siting Fees and Travel For Did Not Vote Management Allowances of Directors and Approve Remuneration of Chairman for FY 2020 11 Approve Charitable Donations for FY For Did Not Vote Management 2019 and FY 2020 -------------------------------------------------------------------------------- SIX OF OCTOBER DEVELOPMENT & INVESTMENT (SODIC) Ticker: OCDI Security ID: M84139100 Meeting Date: MAR 30, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Article 4 of Bylaws For Did Not Vote Management -------------------------------------------------------------------------------- SK D&D CO. LTD. Ticker: 210980 Security ID: Y80668109 Meeting Date: MAR 25, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Elect Hahm Stephan Yoon-seong Inside For For Management Director 3 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 4 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) 5 Approve Terms of Retirement Pay For For Management 6 Amend Articles of Incorporation For For Management -------------------------------------------------------------------------------- SM PRIME HOLDINGS, INC. Ticker: SMPH Security ID: Y8076N112 Meeting Date: JUN 15, 2020 Meeting Type: Annual Record Date: MAY 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting For For Management Held on April 23, 2019 2 Approve 2019 Annual Report For For Management 3 Ratify Acts of the Board of Directors For For Management and the Management from the Date of the Last Annual Stockholders' Meeting up to the Date of this Meeting 4.1 Elect Henry T. Sy, Jr. as Director For For Management 4.2 Elect Hans T. Sy as Director For For Management 4.3 Elect Herbert T. Sy as Director For For Management 4.4 Elect Jeffrey C. Lim as Director For For Management 4.5 Elect Jorge T. Mendiola as Director For For Management 4.6 Elect Jose L. Cuisia, Jr. as Director For For Management 4.7 Elect Gregorio U. Kilayko as Director For For Management 4.8 Elect Joselito H. Sibayan as Director For For Management 5 Appoint Sycip Gorres Velayo & Co. as For For Management External Auditor 6 Approve Other Matters For Against Management -------------------------------------------------------------------------------- SOBHA LIMITED Ticker: 532784 Security ID: Y806AJ100 Meeting Date: AUG 09, 2019 Meeting Type: Annual Record Date: AUG 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend For For Management 3 Reelect Jagdish Chandra Sharma as For For Management Director 4 Approve Remuneration of Cost Auditors For For Management 5 Approve Reappointment and Remuneration For For Management of Jagdish Chandra Sharma as Vice Chairman and Managing Director 6 Elect Seetharam Thettalil Parameswaran For For Management Pillai as Director 7 Approve Appointment and Remuneration For For Management of Seetharam Thettalil Parameswaran Pillai as Whole-time Director 8 Elect Jagadish Nangineni as Director For For Management 9 Approve Appointment and Remuneration For For Management of Jagadish Nangineni as Deputy Managing Director 10 Approve Remuneration of Ravi PNC Menon For For Management as Chairman 11 Reelect Ramachandra Venkatasubba Rao For For Management as Director 12 Reelect Anup Sanmukh Shah as Director For For Management 13 Elect Sumeet Jagdish Puri as Director For For Management 14 Approve Issuance of Non-Convertible For For Management Debentures on Private Placement Basis 15 Approve Remuneration to Non-Executive For For Management Directors -------------------------------------------------------------------------------- SOILBUILD BUSINESS SPACE REIT Ticker: SV3U Security ID: Y806D3102 Meeting Date: JUN 25, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Proposed Appointment of an For For Management Interested Person as the D & B Contractor for the Redevelopment of 2 Pioneer Sector 1 2 Approve Whitewash Resolution For For Management -------------------------------------------------------------------------------- SOILBUILD BUSINESS SPACE REIT Ticker: SV3U Security ID: Y806D3102 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Report of the Trustee, Statement For For Management by the Manager, and Audited Financial Statements and Auditors' Report 2 Approve Ernst & Young LLP as Auditors For For Management and Authorize Manager to Fix Their Remuneration 3 Approve Issuance of Equity or For For Management Equity-Linked Securities with or without Preemptive Rights -------------------------------------------------------------------------------- SPH REIT Ticker: SK6U Security ID: Y8123J106 Meeting Date: NOV 27, 2019 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Report of the Trustee, Statement For For Management by the Manager, and Audited Financial Statements and Auditors' Report 2 Approve KPMG LLP as Auditors and For For Management Authorize Manager to Fix Their Remuneration 3 Approve Issuance of Equity or For For Management Equity-Linked Securities with or without Preemptive Rights -------------------------------------------------------------------------------- ST. MODWEN PROPERTIES PLC Ticker: SMP Security ID: G61824101 Meeting Date: APR 24, 2020 Meeting Type: Annual Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Remuneration Policy For For Management 4 Approve Final Dividend (Resolution None None Management Withdrawn) 5 Re-elect Mark Allan as Director None None Management (Resolution Withdrawn) 6 Re-elect Ian Bull as Director For For Management 7 Re-elect Simon Clarke as Director For For Management 8 Re-elect Danuta Gray as Director For For Management 9 Re-elect Jenefer Greenwood as Director For For Management 10 Re-elect Jamie Hopkins as Director For For Management 11 Re-elect Rob Hudson as Director For For Management 12 Elect Sarah Whitney as Director For For Management 13 Reappoint KPMG LLP as Auditors For For Management 14 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 15 Authorise Issue of Equity For For Management 16 Authorise Issue of Equity without For For Management Pre-emptive Rights 17 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 18 Authorise Market Purchase of Ordinary For For Management Shares 19 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice 20 Adopt New Articles of Association For For Management -------------------------------------------------------------------------------- STARHILL GLOBAL REAL ESTATE INVESTMENT TRUST Ticker: P40U Security ID: Y7545N109 Meeting Date: OCT 29, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Development Management Fee For For Management Supplement to the Trust Deed -------------------------------------------------------------------------------- STARHILL GLOBAL REAL ESTATE INVESTMENT TRUST Ticker: P40U Security ID: Y7545N109 Meeting Date: OCT 29, 2019 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Report of the Trustee, Statement For For Management by the Manager, and Audited Financial Statements and Auditors' Report 2 Approve KPMG LLP as Auditors and For For Management Authorize Manager to Fix Their Remuneration 3 Approve Issuance of Equity or For For Management Equity-Linked Securities with or without Preemptive Rights 4 Approve Proposed Amendment to the For For Management Trust Deed in Relation to Repurchase of Units 5 Authorize Unit Repurchase Program For Against Management -------------------------------------------------------------------------------- STARTS CORP., INC. Ticker: 8850 Security ID: J76702109 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Muraishi, Hisaji For Against Management 1.2 Elect Director Isozaki, Kazuo For Against Management 1.3 Elect Director Muraishi, Toyotaka For For Management 1.4 Elect Director Saito, Taroo For For Management 1.5 Elect Director Naoi, Hideyuki For For Management 1.6 Elect Director Nakamatsu, Manabu For For Management 1.7 Elect Director Naoi, Tamotsu For For Management 1.8 Elect Director Hasegawa, Takahiro For For Management 1.9 Elect Director Muramatsu, Hisayuki For For Management 1.10 Elect Director Yamazaki, Chisato For For Management 1.11 Elect Director Hironaka, Yoshimichi For For Management 2 Approve Director Retirement Bonus For Against Management -------------------------------------------------------------------------------- STOCKLAND Ticker: SGP Security ID: Q8773B105 Meeting Date: OCT 21, 2019 Meeting Type: Annual/Special Record Date: OCT 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 2 Elect Barry Neil as Director For For Management 3 Elect Stephen Newton as Director For For Management 4 Approve Remuneration Report For For Management 5 Approve Grant of Performance Rights to For For Management Mark Steinert -------------------------------------------------------------------------------- SUMITOMO REALTY & DEVELOPMENT CO., LTD. Ticker: 8830 Security ID: J77841112 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 19 2 Amend Articles to Amend Business Lines For For Management 3 Appoint Statutory Auditor Terada, For Against Management Chiyono 4 Appoint Alternate Statutory Auditor For For Management Uno, Kozo -------------------------------------------------------------------------------- SUMMIT INDUSTRIAL INCOME REIT Ticker: SMU.UN Security ID: 866120116 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: APR 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Trustee Paul Dykeman For For Management 1.2 Elect Trustee Louis Maroun For For Management 1.3 Elect Trustee Saul Shulman For For Management 1.4 Elect Trustee James Tadeson For For Management 1.5 Elect Trustee Larry Morassutti For For Management 1.6 Elect Trustee Michael Catford For For Management 1.7 Elect Trustee Dayna Gibbs For For Management 2 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Trustees to Fix Their Remuneration -------------------------------------------------------------------------------- SUMMIT REAL ESTATE HOLDINGS LTD. Ticker: SMT Security ID: M8705C134 Meeting Date: MAY 18, 2020 Meeting Type: Annual/Special Record Date: APR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extension and Amendment of For Against Management Compensation Policy for the Directors and Officers of the Company 2 Amended Employment Terms of Zohar For For Management Levi, Chairman and a Controlling Shareholder 3 Approve Amended Compensation of Shlomi For For Management Levi, Assets Manager, a Relative of a Controlling Shareholder 4 Approve Loan Agreement to Shlomi Levi, For For Management Assets Manager, a Relative of a Controlling Shareholder 5 Approve One Time Special Bonus to For For Management Shlomi Levi, An Employee and A Relative of a Controlling Shareholder, Zohar Levi. 6 Amend Stock Option Plan of Shlomi For Against Management Levi, An Employee and A Relative of a Controlling Shareholder, Zohar Levi 7 Reappoint Brightman Almagor Zohar & Co. For For Management as Auditors and Authorize Board to Fix Their Remuneration 8 Reelect Amir Sagy as Director For For Management 9 Reelect Zohar Levi as Director For For Management 10 Reelect Ilan Reizner as Director For Against Management 11 Discuss Financial Statements and the None None Management Report of the Board A Vote FOR if you are a controlling None Against Management shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager B1 If you are an Interest Holder as None Against Management defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. B2 If you are a Senior Officer as defined None Against Management in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. B3 If you are an Institutional Investor None For Management as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. -------------------------------------------------------------------------------- SUN HUNG KAI PROPERTIES LIMITED Ticker: 16 Security ID: Y82594121 Meeting Date: NOV 07, 2019 Meeting Type: Annual Record Date: NOV 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3.1a Elect Kwok Kai-Chun, Geoffrey as For For Management Director 3.1b Elect Wu Xiang-Dong as Director For For Management 3.1c Elect Kwok Ping-Luen, Raymond as For Against Management Director 3.1d Elect Wong Chik-Wing, Mike as Director For For Management 3.1e Elect Li Ka-Cheung, Eric as Director For For Management 3.1f Elect Leung Ko May-Yee, Margaret as For For Management Director 3.1g Elect Kwok Kai-Wang, Christopher as For For Management Director 3.1h Elect Tung Chi-Ho, Eric as Director For For Management 3.2 Approve Directors' Fees For For Management 4 Approve Deloitte Touche Tohmatsu as For Against Management Auditor and Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Issued Share For For Management Capital 6 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- SUNCITY GROUP HOLDINGS LIMITED Ticker: 1383 Security ID: G8572D113 Meeting Date: DEC 20, 2019 Meeting Type: Special Record Date: DEC 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Hotel Accommodation For For Management Procurement Agreement, Annual Caps, and Related Transactions -------------------------------------------------------------------------------- SUNLIGHT REAL ESTATE INVESTMENT TRUST Ticker: 435 Security ID: Y8239W108 Meeting Date: OCT 30, 2019 Meeting Type: Annual Record Date: OCT 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Repurchase of Issued Unit For For Management Capital -------------------------------------------------------------------------------- SUNTEC REAL ESTATE INVESTMENT TRUST Ticker: T82U Security ID: Y82954101 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Report of the Trustee, Statement For For Management by the Manager, and Audited Financial Statements and Auditors' Report 2 Approve KPMG LLP as Auditors and For For Management Authorize Manager to Fix Their Remuneration 3 Approve Issuance of Equity or For For Management Equity-Linked Securities with or without Preemptive Rights 4 Authorize Unit Repurchase Program For For Management -------------------------------------------------------------------------------- SUNTECK REALTY LIMITED Ticker: 512179 Security ID: Y8308R113 Meeting Date: SEP 27, 2019 Meeting Type: Annual Record Date: SEP 21, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend For For Management 3 Reelect Atul Poopal as Director For Against Management 4 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 5 Elect Sandhya Malhotra as Director For For Management 6 Approve Continuation of Ramakant Nayak For Against Management as Independent Director 7 Approve Continuation of Kishore For Against Management Vussonji as Independent Director 8 Approve Revision in Remuneration For For Management Payable to Rachana Hingarajia as Company Secretary & Woman Director 9 Approve Remuneration of Cost Auditors For For Management 10 Approve Sunteck Realty Limited For Against Management Employees' Stock Option Scheme 2019 (ESOS 2019) for Employees of the Company 11 Approve Sunteck Realty Limited For Against Management Employees' Stock Option Scheme 2019 (ESOS 2019) for Employees of the Subsidiaries of the Company -------------------------------------------------------------------------------- SUNWAY REAL ESTATE INVESTMENT TRUST Ticker: 5176 Security ID: Y83099104 Meeting Date: OCT 02, 2019 Meeting Type: Annual Record Date: SEP 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 2 Approve Implementation of Unitholders' For For Management Mandate for Recurrent Related Party Transactions -------------------------------------------------------------------------------- SWIRE PROPERTIES LTD. Ticker: 1972 Security ID: Y83191109 Meeting Date: JUN 22, 2020 Meeting Type: Annual Record Date: JUN 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Cheng Lily Ka Lai as Director For For Management 1b Elect Lim Siang Keat Raymond as For For Management Director 1c Elect Low Mei Shuen Michelle as For For Management Director 1d Elect Wu May Yihong as Director For For Management 1e Elect Choi Tak Kwan Thomas as Director For For Management 1f Elect Wang Jinlong as Director For For Management 2 Approve PricewaterhouseCoopers as For For Management Auditors and Authorize Board to Fix Their Remuneration 3 Authorize Repurchase of Issued Share For For Management Capital 4 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- SWISS PRIME SITE AG Ticker: SPSN Security ID: H8403W107 Meeting Date: MAR 24, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Discharge of Board and Senior For For Management Management 4 Approve Allocation of Income and For For Management Dividends of CHF 3.80 per Registered Share 5.1 Approve Remuneration of Directors in For For Management the Amount of CHF 1.8 Million 5.2 Approve Fixed and Variable For For Management Remuneration of Executive Committee in the Amount of CHF 8.3 Million 6.1.1 Reelect Christopher Chambers as For For Management Director 6.1.2 Reelect Barbara Frei-Spreiter as For For Management Director 6.1.3 Reelect Rudolf Huber as Director For Against Management 6.1.4 Reelect Gabrielle Nater-Bass as For For Management Director 6.1.5 Reelect Mario Seris as Director For For Management 6.1.6 Reelect Thomas Studhalter as Director For For Management 6.1.7 Elect Ton Buechner as Director For For Management 6.2 Elect Ton Buechner as Board Chairman For For Management 6.3.1 Reappoint Christopher Chambers as For For Management Member of the Nomination and Compensation Committee 6.3.2 Reappoint Barbara Frei-Spreiter as For For Management Member of the Nomination and Compensation Committee 6.3.3 Reappoint Gabrielle Nater-Bass as For For Management Member of the Nomination and Compensation Committee 6.4 Designate Paul Wiesli as Independent For For Management Proxy 6.5 Ratify KPMG AG as Auditors For For Management 7 Transact Other Business (Voting) For Against Management -------------------------------------------------------------------------------- TAG IMMOBILIEN AG Ticker: TEG Security ID: D8283Q174 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: APR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 0.82 per Share 3 Approve Discharge of Management Board For For Management for Fiscal 2019 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2019 5 Ratify KPMG AG as Auditors for Fiscal For For Management 2020 6 Amend Articles Re: Participation Right For For Management -------------------------------------------------------------------------------- TAI CHEUNG HOLDINGS LIMITED Ticker: 88 Security ID: G8659B105 Meeting Date: AUG 28, 2019 Meeting Type: Annual Record Date: AUG 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect William Wai Lim Lam as Director For For Management 3b Elect Wing Sau Li as Director For For Management 3c Approve Directors' Fees For For Management 4 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Issued Share For For Management Capital 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- TAIWAN LAND DEVELOPMENT CORP. Ticker: 2841 Security ID: Y8416V105 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: APR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Profit Distribution For For Management 3.1 Elect CHIU FU SHENG, a Representative For For Management of Hongsheng Investment Co Ltd., with Shareholder No. 55390, as Non-Independent Director 3.2 Elect Kow Fu Ling, a Representative of For For Management Hongsheng Investment Co Ltd., with Shareholder No. 55390, as Non-Independent Director 3.3 Elect Chan Ting Yi, a Representative For For Management of Hongsheng Investment Co Ltd., with Shareholder No. 55390, as Non-Independent Director 3.4 Elect Chan Cing Wei, a Representative For For Management of CHI LIN SHIPPING AGENCY CO LTD., with Shareholder No. 133478, as Non-Independent Director 3.5 Elect Lin Hung Min, with ID No. For Against Management U120181XXX, as Non-Independent Director 3.6 Elect CHIU CHING CHUN, with ID No. For For Management J102765XXX, as Independent Director 3.7 Elect HUNG JUNG I, with ID No. For For Management J120131XXX, as Independent Director 3.8 Elect CHEN CHIN CHI, with ID No. For For Management M120811XXX, as Independent Director -------------------------------------------------------------------------------- TAKARA LEBEN CO., LTD. Ticker: 8897 Security ID: J80744105 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 13 2.1 Elect Director Murayama, Yoshio For For Management 2.2 Elect Director Shimada, Kazuichi For For Management 2.3 Elect Director Shimizu, Kazuyuki For For Management 2.4 Elect Director Yamamoto, Masashi For For Management 2.5 Elect Director Yoshida, Masahiro For For Management 2.6 Elect Director Akisawa, Shoichi For For Management 2.7 Elect Director Iwamoto, Hiroshi For For Management 2.8 Elect Director Takaara, Mika For For Management 2.9 Elect Director Tejima, Yoshitaka For For Management 2.10 Elect Director Shida, Hitoshi For For Management 2.11 Elect Director Kasahara, Katsumi For For Management 2.12 Elect Director Kawada, Kenji For For Management 2.13 Elect Director Taniguchi, Kentaro For For Management 3 Appoint Statutory Auditor Miura, Yuko For For Management 4 Appoint Alternate Statutory Auditor For Against Management Kimura, Shunji -------------------------------------------------------------------------------- TALAAT MOUSTAFA GROUP HOLDING Ticker: TMGH Security ID: M8763H108 Meeting Date: MAR 28, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For Did Not Vote Management Operations and Corporate Governance Report for FY 2019 2 Approve Auditors' Report on Company For Did Not Vote Management Operations and Financial Statements for FY 2019 3 Approve Financial Statements and For Did Not Vote Management Allocation of Income for FY 2019 4 Approve Discharge of Directors for FY For Did Not Vote Management 2019 5 Ratify Auditors and Fix Their For Did Not Vote Management Remuneration for FY 2020 6 Approve Directors Sitting Fees and For Did Not Vote Management Transportation Allowances for FY 2020 7 Approve Charitable Donations Above EGP For Did Not Vote Management 1000 for FY 2020 -------------------------------------------------------------------------------- TALAAT MOUSTAFA GROUP HOLDING Ticker: TMGH Security ID: M8763H108 Meeting Date: MAR 28, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Bylaws For Did Not Vote Management -------------------------------------------------------------------------------- TERRAFINA Ticker: TERRA13 Security ID: P2R51T187 Meeting Date: JUN 17, 2020 Meeting Type: Annual Record Date: JUN 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Annual Report For For Management 3.1 Ratify Alberto Chretin Castillo as For For Management Technical Committee Member 3.2 Ratify Enrique Lavin Trevino as For For Management Technical Committee Member 3.3 Ratify Eduardo Solis Sanchez as For For Management Technical Committee Member 3.4 Ratify Arturo D'Acosta Ruiz as For For Management Technical Committee Member 3.5 Ratify Jose Luis Barraza Gonzalez as For For Management Technical Committee Member 3.6 Ratify Victor David Almeida Garcia as For For Management Technical Committee Member 3.7 Ratify Carmina Abad Sanchez as For For Management Technical Committee Member 4 Amend Clause VI of Trust Agreement Re: For For Management Common Representative 5 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- THE BRITISH LAND CO. PLC Ticker: BLND Security ID: G15540118 Meeting Date: JUL 19, 2019 Meeting Type: Annual Record Date: JUL 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Remuneration Policy For For Management 4 Approve Final Dividend For For Management 5 Re-elect Simon Carter as Director For For Management 6 Re-elect Lynn Gladden as Director For For Management 7 Re-elect Chris Grigg as Director For For Management 8 Re-elect Alastair Hughes as Director For For Management 9 Re-elect William Jackson as Director For For Management 10 Re-elect Nicholas Macpherson as For For Management Director 11 Re-elect Preben Prebensen as Director For For Management 12 Re-elect Tim Score as Director For For Management 13 Re-elect Laura Wade-Gery as Director For For Management 14 Re-elect Rebecca Worthington as For For Management Director 15 Reappoint PricewaterhouseCoopers LLP For For Management as Auditors 16 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 17 Authorise EU Political Donations and For For Management Expenditure 18 Approve Scrip Dividends For For Management 19 Authorise Issue of Equity For For Management 20 Authorise Issue of Equity without For For Management Pre-emptive Rights 21 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 22 Authorise Market Purchase of Ordinary For For Management Shares 23 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- THE GPT GROUP Ticker: GPT Security ID: Q4252X155 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Gene Tilbrook as Director For For Management 2 Elect Mark Menhinnitt as Director For For Management 3 Approve Remuneration Report For For Management -------------------------------------------------------------------------------- THE UNITE GROUP PLC Ticker: UTG Security ID: G9283N101 Meeting Date: JUL 23, 2019 Meeting Type: Special Record Date: JUL 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Matters Relating to the For For Management Acquisition of Liberty Living -------------------------------------------------------------------------------- THE UNITE GROUP PLC Ticker: UTG Security ID: G9283N101 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAY 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Deliberately left blank None None Management 4 Re-elect Phil White as Director For For Management 5 Re-elect Richard Smith as Director For For Management 6 Re-elect Joe Lister as Director For For Management 7 Re-elect Elizabeth McMeikan as Director For For Management 8 Re-elect Ross Paterson as Director For For Management 9 Re-elect Richard Akers as Director For For Management 10 Re-elect Ilaria del Beato as Director For For Management 11 Elect Dame Shirley Peace as Director For For Management 12 Elect Thomas Jackson as Director For For Management 13 Elect Steve Smith as Director For For Management 14 Reappoint Deloitte LLP as Auditors For For Management 15 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 16 Authorise Issue of Equity For For Management 17 Approve Savings-Related Share Option For Against Management Scheme 18 Authorise Issue of Equity without For For Management Pre-emptive Rights 19 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 20 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- TOC CO., LTD. Ticker: 8841 Security ID: J84248103 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 5 2.1 Elect Director Otani, Kazuhiko For For Management 2.2 Elect Director Otani, Takuo For For Management 2.3 Elect Director Kondo, Shoichi For For Management 2.4 Elect Director Ishida, Masahiko For For Management 2.5 Elect Director Matsumura, Yasuhiro For For Management 2.6 Elect Director Honjo, Shinobu For For Management 2.7 Elect Director Inaba, Hirofumi For For Management 2.8 Elect Director Torisu, Genta For For Management 2.9 Elect Director Suzumura, Akio For For Management 3 Appoint Alternate Statutory Auditor For For Management Minegishi, Yoshiyuki -------------------------------------------------------------------------------- TOKYO TATEMONO CO., LTD. Ticker: 8804 Security ID: J88333133 Meeting Date: MAR 25, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 22 2.1 Appoint Statutory Auditor Yoshino, For For Management Takashi 2.2 Appoint Statutory Auditor Hieda, Sayaka For For Management 3 Appoint Alternate Statutory Auditor For For Management Uehara, Masahiro -------------------------------------------------------------------------------- TOKYU FUDOSAN HOLDINGS CORP. Ticker: 3289 Security ID: J88764105 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 8 2 Amend Articles to Amend Provisions on For For Management Director Titles 3.1 Elect Director Kanazashi, Kiyoshi For For Management 3.2 Elect Director Okuma, Yuji For For Management 3.3 Elect Director Nishikawa, Hironori For For Management 3.4 Elect Director Uemura, Hitoshi For For Management 3.5 Elect Director Saiga, Katsuhide For For Management 3.6 Elect Director Okada, Masashi For For Management 3.7 Elect Director Kimura, Shohei For For Management 3.8 Elect Director Ota, Yoichi For For Management 3.9 Elect Director Nomoto, Hirofumi For For Management 3.10 Elect Director Iki, Koichi For For Management 3.11 Elect Director Kaiami, Makoto For For Management 3.12 Elect Director Arai, Saeko For For Management 3.13 Elect Director Ogasawara, Michiaki For For Management 4 Appoint Alternate Statutory Auditor For For Management Nagao, Ryo -------------------------------------------------------------------------------- TORUNLAR GAYRIMENKUL YATIRIM ORTAKLIGI AS Ticker: TRGYO Security ID: M8820E106 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting and Elect Presiding For For Management Council of Meeting 2 Authorize Presiding Council to Sign For For Management Minutes of Meeting 3 Accept Board Report For For Management 4 Accept Audit Report For For Management 5 Accept Financial Statements For For Management 6 Approve Allocation of Income For For Management 7 Approve Discharge of Board For For Management 8 Elect Directors For For Management 9 Approve Director Remuneration For Against Management 10 Ratify External Auditors For For Management 11 Approve Upper Limit of Donations for For For Management 2020 and Receive Information on Donations Made in 2019 12 Receive Information on Related Party None None Management Transactions 13 Receive Information on Guarantees, None None Management Pledges and Mortgages Provided to Third Parties 14 Receive Information in Accordance to None None Management Article 1.3.6 of Capital Market Board Corporate Governance Principles 15 Grant Permission for Board Members to For For Management Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose 16 Receive Information on Real Estate None None Management Purchases 17 Wishes None None Management 18 Close Meeting None None Management -------------------------------------------------------------------------------- TRITAX BIG BOX REIT PLC Ticker: BBOX Security ID: G9101W101 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Elect Karen Whitworth as Director For For Management 4 Re-elect Sir Richard Jewson as Director For For Management 5 Re-elect Aubrey Adams as Director For For Management 6 Re-elect Richard Laing as Director For For Management 7 Re-elect Susanne Given as Director For For Management 8 Re-elect Alastair Hughes as Director For For Management 9 Reappoint BDO LLP as Auditors For For Management 10 Authorise Board to Fix Remuneration of For For Management Auditors 11 Approve Dividend Policy For For Management 12 Authorise Issue of Equity For For Management 13 Authorise Issue of Equity without For For Management Pre-emptive Rights 14 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 15 Authorise Market Purchase of Ordinary For For Management Shares 16 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice 17 Adopt New Articles of Association For For Management -------------------------------------------------------------------------------- TROPICANA CORPORATION BERHAD Ticker: 5401 Security ID: Y4419Q102 Meeting Date: SEP 13, 2019 Meeting Type: Special Record Date: SEP 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Disposal of 50.1 Percent For For Management Ordinary Shares in Tropicana Sanctuary Holdings Sdn Bhd to Tan Chee Sing 2 Approve Acquisition and Debt Settlement For For Management 3 Approve Collaboration Between the For For Management Company and the Landowners 1 Amend Constitution For For Management -------------------------------------------------------------------------------- TRUE NORTH COMMERCIAL REAL ESTATE INVESTMENT TRUST Ticker: TNT.UN Security ID: 89784Y209 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Trustee Jeff Baryshnik For For Management 1b Elect Trustee William Biggar For For Management 1c Elect Trustee Roland Cardy For For Management 1d Elect Trustee Daniel Drimmer For For Management 1e Elect Trustee Alon Ossip For For Management 1f Elect Trustee Sandy Poklar For For Management 1g Elect Trustee Tracy Sherren For For Management 2 Approve BDO Canada LLP as Auditors and For For Management Authorize Trustees to Fix Their Remuneration -------------------------------------------------------------------------------- UK COMMERCIAL PROPERTY REIT LTD. Ticker: UKCM Security ID: G9177R101 Meeting Date: MAR 18, 2020 Meeting Type: Special Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve the Continuation of the Company For For Management -------------------------------------------------------------------------------- UNIBAIL-RODAMCO-WESTFIELD Ticker: URW Security ID: F95094581 Meeting Date: MAY 15, 2020 Meeting Type: Annual/Special Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 5.40 per Share 4 Approve Auditors' Special Report on For For Management Related-Party Transactions Mentioning the Absence of New Transactions 5 Approve Compensation of Christophe For For Management Cuvillier, Chairman of the Management Board 6 Approve Compensation of Jaap Tonckens, For For Management Member of the Management Board 7 Approve Compensation of Colin Dyer, For For Management Chairman of the Supervisory Board 8 Approve Compensation Report of For For Management Corporate Officers 9 Approve Remuneration Policy for For For Management Chairman of the Management Board 10 Approve Remuneration Policy for For For Management Management Board Members 11 Approve Remuneration Policy for For For Management Supervisory Board Members 12 Reelect Colin Dyer as Supervisory For For Management Board Member 13 Reelect Philippe Collombel as For For Management Supervisory Board Member 14 Reelect Dagmar Kollmann as Supervisory For For Management Board Member 15 Reelect Roderick Munsters as For For Management Supervisory Board Member 16 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 17 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 18 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 100 Million 19 Authorize Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 60 Million 20 Authorize Board to Increase Capital in For For Management the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above Under Items 18-19 21 Authorize Capital Increase of up to 10 For For Management Percent of Issued Capital for Contributions in Kind 22 Authorize Capital Issuances for Use in For Against Management Employee Stock Purchase Plans 23 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- UNITECH LIMITED Ticker: 507878 Security ID: Y9164M149 Meeting Date: AUG 14, 2019 Meeting Type: Special Record Date: JUL 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Sale, Transfer and Dispose off For For Management 100 Percent Shareholding Held by Company in Unitech Power Transmission Limited to Sterling and Wilson Private Limited -------------------------------------------------------------------------------- UNITED INDUSTRIAL CORPORATION LIMITED Ticker: U06 Security ID: V93768105 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and For For Management Directors' and Auditors' Reports 2 Approve First and Final Dividend For For Management 3 Approve Directors' Fees For For Management 4 Elect Wee Cho Yaw as Director For Against Management 5 Elect Lance Yu Gokongwei as Director For Against Management 6 Elect Liam Wee Sin as Director For For Management 7 Elect Tan Khiaw Ngoh as Director For For Management 8 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 9 Approve Issuance of Equity or For Against Management Equity-Linked Securities with or without Preemptive Rights 10 Approve Grant of Options and Issuance For For Management of Shares Under the United Industrial Corporation Limited Share Option Scheme -------------------------------------------------------------------------------- UNITED URBAN INVESTMENT CORP. Ticker: 8960 Security ID: J9427E105 Meeting Date: AUG 29, 2019 Meeting Type: Special Record Date: MAY 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles to Make Technical For For Management Changes 2 Elect Executive Director Yoshida, Ikuo For For Management 3 Elect Alternate Executive Director For For Management Gaun, Norimasa 4.1 Elect Supervisory Director Okamura, For For Management Kenichiro 4.2 Elect Supervisory Director Sekine, For For Management Kumiko 5 Elect Alternate Supervisory Director For For Management Shimizu, Fumi -------------------------------------------------------------------------------- UNIZO HOLDINGS CO., LTD. Ticker: 3258 Security ID: J9436B100 Meeting Date: JUN 01, 2020 Meeting Type: Special Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Reverse Stock Split to Squeeze For For Management Out Minority Shareholders 2 Amend Articles to Decrease Authorized For For Management Capital -------------------------------------------------------------------------------- UOA DEVELOPMENT BHD. Ticker: 5200 Security ID: Y9294N108 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: JUN 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve First and Final Dividend For For Management 2 Approve Directors' Fees and Meeting For For Management Allowances 3 Elect Kong Pak Lim as Director For For Management 4 Elect Teo Chee Seng as Director For For Management 5 Approve Grant Thornton Malaysia as For For Management Auditors and Authorize Board to Fix Their Remuneration 6 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 7 Approve Issuance of Shares Under the For For Management Dividend Reinvestment Scheme (DRS) 8 Approve Implementation of For Against Management Shareholders' Mandate for Recurrent Related Party Transactions and for Provision of Financial Assistance with UOA Holdings Group 9 Approve Implementation of For Against Management Shareholders' Mandate for Recurrent Related Party Transactions and for Provision of Financial Assistance with Transmetro Group 10 Approve Implementation of New For For Management Shareholders' Mandate for New Recurrent Related Party Transactions of a Revenue or Trading Nature 11 Authorize Share Repurchase Program For For Management -------------------------------------------------------------------------------- UOL GROUP LIMITED Ticker: U14 Security ID: Y9299W103 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and For For Management Directors' and Auditors' Reports 2 Approve First and Final Dividend For For Management 3 Approve Directors' Fees For For Management 4 Elect Low Weng Keong as Director For Against Management 5 Elect Tan Tiong Cheng as Director For Against Management 6 Elect Poon Hon Thang Samuel as Director For Against Management 7 Elect Lee Chin Yong Francis as Director For For Management 8 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 9 Approve Grant of Options and Issuance For Against Management of Shares Under the UOL 2012 Share Option Scheme 10 Approve Issuance of Equity or For For Management Equity-Linked Securities with or without Preemptive Rights 11 Authorize Share Repurchase Program For For Management -------------------------------------------------------------------------------- VGP NV Ticker: VGP Security ID: B9738D109 Meeting Date: DEC 06, 2019 Meeting Type: Special Record Date: NOV 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change-of-Control Clause Re: For For Management Loan Agreements with Norddeutsche Landesbank -------------------------------------------------------------------------------- VGP NV Ticker: VGP Security ID: B9738D109 Meeting Date: MAY 08, 2020 Meeting Type: Annual/Special Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Directors' and Auditors' None None Management Reports (Non-Voting) 2 Approve Remuneration Report For Against Management 3 Approve Financial Statements and For For Management Allocation of Income 4 Receive Directors' and Auditors' None None Management Reports Re: Consolidated Financial Statements 5 Receive Consolidated Financial None None Management Statements and Statutory Reports (Non-Voting) 6 Approve Discharge of Directors For For Management 7 Approve Discharge of Auditor For For Management 8 Ratify Deloitte as Auditors and For For Management Approve Auditors' Remuneration 9 Approve Resignation of Ann Gaeremynck For For Management as Independent Director 10 Elect Gaevan BV, Permanently For For Management Represented by Ann Gaeremynck, as Independent Director 11 Approve Remuneration of Directors For Against Management 1 Change Time of Annual Meeting For For Management 2 Amend Articles of Associations Re: For For Management External Representation 3 Amend Articles of Association Re: For For Management Alignment on Companies and Associations Code 4.1 Receive Special Board Report Re: None None Management Article 7:199 of the CCA on Authorized Capital 4.2 Authorize Board to Issue Shares in the For Against Management Event of a Public Tender Offer or Share Exchange Offer and Renew Authorization to Increase Share Capital within the Framework of Authorized Capital 5.1 Authorize Board to Repurchase Shares For Against Management in the Event of a Serious and Imminent Harm and Under Normal Conditions 5.2 Authorize Repurchase of Up to 20 For For Management Percent of Issued Share Capital 5.3 Authorize Reissuance of Repurchased For Against Management Shares 5.4 Amend Articles Re: Acquisition and For Against Management Disposal of Own Shares 6 Approve Change-of-Control Clause Re: For For Management Loan Agreement with JP Morgan Securities PLC 7.1 Authorize Implementation of Approved For For Management Resolutions 7.2 Authorize Filing of Required For For Management Documents/Formalities at Trade Registry -------------------------------------------------------------------------------- VICINITY CENTRES Ticker: VCX Security ID: Q9395F102 Meeting Date: NOV 14, 2019 Meeting Type: Annual/Special Record Date: NOV 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 2 Approve Remuneration Report For For Management 3a Elect Trevor Gerber as Director For For Management 3b Elect David Thurin as Director For For Management 4 Approve Grant of Performance Rights to For For Management Grant Kelley -------------------------------------------------------------------------------- VITAL HEALTHCARE PROPERTY TRUST Ticker: VHP Security ID: Q9471C106 Meeting Date: OCT 31, 2019 Meeting Type: Annual Record Date: OCT 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to the Trust Deed For For Management 2 Elect Andrew Evans as Director For Against Management -------------------------------------------------------------------------------- VITAL HEALTHCARE PROPERTY TRUST Ticker: VHP Security ID: Q9471C106 Meeting Date: APR 02, 2020 Meeting Type: Special Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Restructuring of the Company For For Management to Facilitate a Foreign Exempt Listing on the Australian Securities Exchange -------------------------------------------------------------------------------- VIVA ENERGY REIT Ticker: VVR Security ID: Q9478H108 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Remuneration Report For For Management 2 Elect Georgina Lynch as Director For For Management 3 Approve the Change of Company Name to For For Management Waypoint REIT Limited 4 Approve the Amendments to the For For Management Company's Constitution 5 Approve the Amendments to the Trust's For For Management Constitution -------------------------------------------------------------------------------- VONOVIA SE Ticker: VNA Security ID: D9581T100 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 1.57 per Share 3 Approve Discharge of Management Board For For Management for Fiscal 2019 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2019 5 Ratify KPMG AG as Auditors for Fiscal For For Management 2020 -------------------------------------------------------------------------------- VUKILE PROPERTY FUND LTD. Ticker: VKE Security ID: S9468N170 Meeting Date: SEP 02, 2019 Meeting Type: Annual Record Date: AUG 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Non-executive Directors' For For Management Retainer 1.2 Approve Board Chairman's Retainer For Against Management 1.3 Approve Audit and Risk Committee For For Management Chairman's Retainer 1.4 Approve Social, Ethics and Human For For Management Resources Committee Chairman's Retainer 1.5 Approve Property and Investment For For Management Committee Chairman's Retainer 1.6 Approve Lead Independent Director's For For Management Retainer 1.7 Approve Board (Excluding the Chairman) For For Management Meeting Fees 1.8 Approve Audit and Risk Committee For For Management Meeting Fees 1.9 Approve Social, Ethics and Human For For Management Resources Committee Meeting Fees 1.10 Approve Property and Investment For For Management Committee Meeting Fees 2 Authorise Repurchase of Issued Share For For Management Capital 1 Accept Financial Statements and For For Management Statutory Reports for the Year Ended 31 March 2019 2 Appoint PricewaterhouseCoopers Inc as For For Management Auditors of the Company with A Taylor as the Designated Registered Auditor 3.1 Re-elect Dr Steve Booysen as Director For For Management 3.2 Re-elect Peter Moyanga as Director For For Management 3.3 Re-elect Mervyn Serebro as Director For For Management 3.4 Elect Laurence Cohen as Director For For Management 3.5 Re-elect Sedise Moseneke as Director For For Management 3.6 Elect Itu Mothibeli as Director For For Management 3.7 Re-elect Laurence Rapp as Director For For Management 4.1 Re-elect Dr Steve Booysen as Member of For Against Management the Audit and Risk Committee 4.2 Re-elect Dr Renosi Mokate as Member of For For Management the Audit and Risk Committee 4.3 Re-elect Babalwa Ngonyama as Chairman For For Management of the Audit and Risk Committee 5 Place Authorised but Unissued Shares For For Management under Control of Directors 6 Authorise Board to Issue Shares for For For Management Cash 7.1 Approve Remuneration Policy For For Management 7.2 Approve Remuneration Implementation For Against Management Report 8 Authorise Ratification of Approved For For Management Resolutions -------------------------------------------------------------------------------- WALLENSTAM AB Ticker: WALL.B Security ID: W9898B114 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Chairman of Meeting For Did Not Vote Management 3 Prepare and Approve List of For Did Not Vote Management Shareholders 4 Approve Agenda of Meeting For Did Not Vote Management 5 Designate Inspector(s) of Minutes of For Did Not Vote Management Meeting 6 Acknowledge Proper Convening of Meeting For Did Not Vote Management 7 Receive President's Report None None Management 8 Receive Financial Statements and None None Management Statutory Reports 9 Accept Financial Statements and For Did Not Vote Management Statutory Reports 10 Approve Allocation of Income and For Did Not Vote Management Omission of Dividends 11 Approve Discharge of Board and For Did Not Vote Management President 12 Determine Number of Members (5) and For Did Not Vote Management Deputy Members (0) of Board; Determine Number of Auditors (1) and Deputy Auditors (0) 13 Approve Remuneration of Directors in For Did Not Vote Management the Amount of SEK 740,000 for Chairman, SEK 260,000 for Vice Chairman and SEK 160,000 for Other Directors; Approve Remuneration of Auditors 14 Reelect Agneta Wallenstam, Anders For Did Not Vote Management Berntsson and Karin Mattsson as Directors; Elect Lars-Ake Bokenberger and Mikael Soderlund as New Directors 15 Ratify KPMG as Auditors For Did Not Vote Management 16 Elect Chairman of Board, Hans For Did Not Vote Management Wallenstam, Anders Oscarsson and Dick Brenner as Members of Nominating Committee 17 Approve Remuneration Policy And Other For Did Not Vote Management Terms of Employment For Executive Management 18 Authorize Share Repurchase Program For Did Not Vote Management 19 Authorize Reissuance of Repurchased For Did Not Vote Management Shares 20 Close Meeting None None Management -------------------------------------------------------------------------------- WANG ON PROPERTIES LIMITED Ticker: 1243 Security ID: G9430P108 Meeting Date: AUG 30, 2019 Meeting Type: Annual Record Date: AUG 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend and Special For For Management Dividend 3.1 Elect Tang Ho Hong as Director For For Management 3.2 Elect Ching Tak Won Teresa as Director For For Management 3.3 Elect Leung Tony Ka Tung as Director For For Management 3.4 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Ernst & Young as Auditors and For For Management Authorize Board to Fix Their Remuneration 5A Authorize Repurchase of Issued Share For For Management Capital 5B Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 5C Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- WAREHOUSES DE PAUW SCA Ticker: WDP Security ID: B9774V120 Meeting Date: SEP 11, 2019 Meeting Type: Special Record Date: AUG 28, 2019 # Proposal Mgt Rec Vote Cast Sponsor A1 Receive Special Board Report Re: None None Management Renewal and Expansion of Authorized Capital A2.1 Authorize Increase in Share Capital of For For Management up to 50 Percent of Authorized Capital With Preemptive Rights If Increase Is In Cash A2.2 Authorize Increase in Share Capital of For For Management up to 50 Percent of Authorized Capital If Increase is Within the Context of Paying an Optional Dividend A2.3 Authorize Increase in Share Capital of For For Management up to 10 Percent of Authorized Capital Without Preemptive Rights B3 Authorize Share Repurchase Program and For For Management Reissuance of Repurchased Shares C4 Voluntary Early Application of the None None Management Code of Companies and Associations C5a Change of Corporate Form For For Management C5b Approve Discharge of Statutory Manager For For Management C5c.1 Elect Rik Vandenberghe as Independent For For Management Director C5c.2 Elect Frank Meysman as Director For Against Management C5c.3 Elect Anne Leclercq as Independent For For Management Director C5c.4 Elect Cynthia Van Hulle as Independent For For Management Director C5c.5 Elect Jurgen Ingels as Independent For For Management Director C5c.6 Elect Tony De Pauw as Director For For Management C5c.7 Elect Joost Uwents as Director For For Management C5d Approve Remuneration of Directors For For Management D6 Approve 7:1 Stock Split For For Management E7 Authorize Implementation of Approved For For Management Resolutions and Filing of Required Documents/Formalities at Trade Registry -------------------------------------------------------------------------------- WAREHOUSES DE PAUW SCA Ticker: WDP Security ID: B9T59Z100 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: APR 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Directors' Reports on None None Management Statutory and Consolidated Financial Statements (Non-Voting) 2 Receive Auditors' Reports Re: Item 1 None None Management 3 Receive Directors' Reports on None None Management Statutory Financial Statements of De Pauw NV/SA (Non-Voting) 4 Receive Auditors' Reports Re: Item 3 None None Management 5 Receive Directors' Reports on None None Management Statutory Financial Statements of BST-Logistics NV/SA (Non-Voting) 6 Receive Auditors' Reports Re: Item 5 None None Management 7 Receive Explanation of Company's None None Management Dividend Policy 8 Approve Financial Statements and For For Management Allocation of Income 9 Approve Discharge of De Pauw NV/SA, For For Management Permanently Represented by Tony De Pauw as Statutory Manager 10 Approve Discharge of Directors For For Management 11 Approve Discharge of Auditor For For Management 12 Approve Financial Statements and For For Management Allocation of Income of De Pauw NV/SA 13 Approve Discharge of Directors of De For For Management Pauw NV/SA 14 Approve Discharge of Sole Director of For For Management De Pauw NV/SA 15 Approve Discharge of Auditor of De For For Management Pauw NV/SA 16 Approve Financial Statements and For For Management Allocation of Income of BST-Logistics NV/SA 17 Approve Discharge of Directors of For For Management BST-Logistics NV/SA 18 Approve Discharge of Auditor of For For Management BST-Logistics NV/SA 19 Ratify Deloitte as Auditor and Approve For For Management Auditors' Remuneration 20 Approve Remuneration Report For For Management 21 Approve Variable Remuneration of For For Management Co-CEOs and other Members of the Management Committee Re: Article 7:91 of the Code of Companies and Association 22 Approve Severance Agreements For For Management 23 Approve Remuneration Policy For For Management 24 Approve Remuneration of Non-Executive For For Management Directors 25.1 Approve Change-of-Control Clause Re: For For Management Term and Revolving Credit Loan Facility Agreement with Banque Europeenne du Credit Mutuel (BECM) 25.2 Approve Change-of-Control Clause Re: For For Management Term Credit Facility Agreement with Caisse d'epargne et de prevoyance hauts de France 25.3 Approve Change-of-Control Clause Re: For For Management Amendment to the Note Purchase and Private Shelf Agreement with MetLife Investment Management, LLC and MetLife Investment Management Limited 25.4 Approve Change-of-Control Clause Re: For For Management Every Clause Permitted Between the Date of the Convocation and the Effective Session of the General Meeting -------------------------------------------------------------------------------- WAREHOUSES DE PAUW SCA Ticker: WDP Security ID: B9T59Z100 Meeting Date: APR 29, 2020 Meeting Type: Special Record Date: APR 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor A1 Receive Special Board Report Re: None None Management Renewal of Authorized Capital A2.1 Authorize Increase in Share Capital of For For Management up to 50 Percent of Authorized Capital With Preemptive Rights by Cash Contributions A2.2 Authorize Increase in Share Capital of For For Management up to 50 Percent of Authorized Capital If Increase is Within the Context of Paying an Optional Dividend A2.3 Authorize Increase in Share Capital of For For Management up to 10 Percent of Authorized Capital Without Preemptive Rights B Authorize Implementation of Approved For For Management Resolutions and Filing of Required Documents/Formalities at Trade Registry -------------------------------------------------------------------------------- WERELDHAVE NV Ticker: WHA Security ID: N95060120 Meeting Date: JUL 09, 2019 Meeting Type: Special Record Date: JUN 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Matthijs Storm to Management For For Management Board 3 Allow Questions None None Management 4 Close Meeting None None Management -------------------------------------------------------------------------------- WFD UNIBAIL-RODAMCO N.V. Ticker: Security ID: F95094581 Meeting Date: JUN 09, 2020 Meeting Type: Annual Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor i Discuss Annual Report None None Management 1 Approve Implementation of Remuneration For For Management Policy 2 Adopt Financial Statements and For For Management Statutory Reports ii Receive Explanation on Dividend Policy None None Management 3 Approve Discharge of Management Board For For Management 4 Approve Discharge of Supervisory Board For For Management 5 Ratify Ernst & Young Accountants LLP For For Management as Auditors 6 Approve Remuneration Policy for For For Management Management Board Members 7 Approve Remuneration Policy for For For Management Supervisory Board Members 8 Amend Articles Re: Change Name of For For Management Company to Unibail-Rodamco-Westfield N. V. 9 Authorize Repurchase of Shares For For Management 10 Approve Cancellation of Repurchased For For Management Shares -------------------------------------------------------------------------------- WHA PREMIUM GROWTH FREEHOLD & LEASEHOLD REAL ESTATE INVESTMENT Ticker: WHART Security ID: Y95314111 Meeting Date: JUN 10, 2020 Meeting Type: Special Record Date: MAY 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting For For Management 2 Approve Investment in Freehold, For For Management Leasehold, and Sub-leasehold Rights of Immovable Properties and Its Other Related Assets 3 Approve Fifth Capital Increase Through For For Management the Issuance of New Trust Units For the Investment in Freehold, Leasehold, and Sub-leasehold Rights of Immovable Properties 4 Approve Offering for Sale Parts of For Against Management Trust Units to WHA and/or WHA's Associated Persons 5.1 Approve Issuance of Additional Trust For Against Management Units in the Fifth Capital Increase and Listing of Trust Units on the Stock Exchange of Thailand In Case There is Issuance of Trust Units to WHA and/or WHA's Associated Persons 5.2 Approve Issuance of Additional Trust For For Management Units in the Fifth Capital Increase and Listing of Trust Units on the Stock Exchange of Thailand In case There is No Issuance of Trust Units to WHA and/or WHA's Associated Persons 6 Approve Loan Agreements for Investment For For Management in Freehold, Leasehold, and Sub-leasehold Rights of Immovable Properties and Other Related Assets 7 Approve Loan Agreements for For For Management Refinancing Existing Loans of WHART 8 Amend WHART's Trust Deed For For Management 9 Other Business For Against Management -------------------------------------------------------------------------------- WHARF REAL ESTATE INVESTMENT COMPANY LIMITED Ticker: 1997 Security ID: G9593A104 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: APR 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a Elect Kevin Chung Ying Hui as Director For For Management 2b Elect Alexander Siu Kee Au as Director For For Management 2c Elect Richard Gareth Williams as For For Management Director 2d Elect Eng Kiong Yeoh as Director For For Management 3 Approve KPMG as Auditors and Authorize For Against Management Board to Fix Their Remuneration 4 Authorize Repurchase of Issued Share For For Management Capital 5 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- WHEELOCK & CO. LIMITED Ticker: 20 Security ID: Y9553V106 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: JUN 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a Elect Douglas C. K. Woo as Director For For Management 2b Elect Ricky K.Y. Wong as Director For For Management 2c Elect Horace W. C. Lee as Director For For Management 2d Elect Winston K. W. Leong as Director For For Management 2e Elect Richard Y. S. Tang as Director For For Management 2f Elect Glenn S. Yee as Director For For Management 3 Approve KPMG as Auditors and Authorize For For Management Board to Fix Their Remuneration 4 Authorize Repurchase of Issued Share For For Management Capital 5 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6 Authorize Reissuance of Repurchased For Against Management Shares 7 Approve Scheme of Arrangement, For For Management Reduction and Increase in Share Capital, Issuance and Allotment of Shares to Admiral Power Holdings Limited, Withdrawal of Listing of Shares on The Stock Exchange of Hong Kong Limited and Related Transactions -------------------------------------------------------------------------------- WHEELOCK & CO. LIMITED Ticker: 20 Security ID: Y9553V106 Meeting Date: JUN 16, 2020 Meeting Type: Court Record Date: JUN 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Proposal for The Privatization For For Management of the Company by Admiral Power Holdings Limited by Way of a Scheme of Arrangement and Related Transactions -------------------------------------------------------------------------------- WIHLBORGS FASTIGHETER AB Ticker: WIHL Security ID: W9899F155 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Calling the Meeting to Order None None Management 2 Elect Chairman of Meeting For Did Not Vote Management 3 Prepare and Approve List of For Did Not Vote Management Shareholders 4 Designate Inspector(s) of Minutes of For Did Not Vote Management Meeting 5 Approve Agenda of Meeting For Did Not Vote Management 6 Acknowledge Proper Convening of Meeting For Did Not Vote Management 7 Receive CEO's Report None None Management 8 Receive Financial Statements and None None Management Statutory Reports 9.a Accept Financial Statements and For Did Not Vote Management Statutory Reports 9.b Approve Allocation of Income and For Did Not Vote Management Dividends of SEK 4.50 Per Share 9.c Approve Discharge of Board and For Did Not Vote Management President 9.d Approve Dividend Record Date For Did Not Vote Management 10 Determine Number of Members (7) and For Did Not Vote Management Deputy Members (0) of Board; Determine Number of Auditors (1) and Deputy Auditors (0) 11 Approve Remuneration of Directors in For Did Not Vote Management the Aggregate Amount of SEK 1.6 Million; Approve Remuneration of Auditors 12 Reelect Tina Andersson, Anders Jarl For Did Not Vote Management (Chair), Sara Karlsson, Jan Litborn, Helen Olausson, Per-Ingemar Persson and Johan Qviberg as Directors 13 Ratify Deloitte as Auditors For Did Not Vote Management 14 Approve Instructions for Nominating For Did Not Vote Management Committee 15 Approve Remuneration Policy And Other For Did Not Vote Management Terms of Employment For Executive Management 16 Authorize Share Repurchase Program and For Did Not Vote Management Reissuance of Repurchased Shares 17 Approve Issuance of up to 10 Percent For Did Not Vote Management of Share Capital without Preemptive Rights 18 Amend Articles of Association Re: For Did Not Vote Management Participation at General Meeting 19 Other Business None None Management 20 Close Meeting None None Management -------------------------------------------------------------------------------- WING TAI HOLDINGS LIMITED Ticker: W05 Security ID: V97973107 Meeting Date: OCT 23, 2019 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and For For Management Directors' and Auditors' Reports 2 Approve First and Final Dividend and For For Management Special Dividend 3 Approve Directors' Fees For For Management 4 Elect Edmund Cheng Wai Wing as Director For For Management 5 Elect Christopher Lau Loke Sam as For For Management Director 6 Elect Paul Hon To Tong as Director For For Management 7 Elect Sim Beng Mei Mildred (Mildred For For Management Tan) as Director 8 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 9 Approve Issuance of Equity or For Against Management Equity-Linked Securities with or without Preemptive Rights 10 Approve Grant of Awards Under the For Against Management Performance Share Plan 2018 and the Restricted Share Plan 2018 and Issuance of Shares Under the Performance Share Plan 2008, the Restricted Share Plan 2008, Performance Share Plan 2018 and the Restricted Share Plan 2018 11 Authorize Share Repurchase Program For Against Management -------------------------------------------------------------------------------- WORKSPACE GROUP PLC Ticker: WKP Security ID: G5595E136 Meeting Date: JUL 11, 2019 Meeting Type: Annual Record Date: JUL 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Final Dividend For For Management 4 Re-elect Daniel Kitchen as Director For For Management 5 Re-elect Graham Clemett as Director For For Management 6 Re-elect Dr Maria Moloney as Director For For Management 7 Re-elect Chris Girling as Director For For Management 8 Re-elect Damon Russell as Director For For Management 9 Re-elect Stephen Hubbard as Director For For Management 10 Elect Ishbel Macpherson as Director For For Management 11 Reappoint KPMG LLP as Auditors For For Management 12 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 13 Authorise Issue of Equity For For Management 14 Authorise EU Political Donations and For For Management Expenditure 15 Authorise Issue of Equity without For For Management Pre-emptive Rights 16 Authorise Market Purchase of Ordinary For For Management Shares 17 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- WPT INDUSTRIAL REAL ESTATE INVESTMENT TRUST Ticker: WIR.U Security ID: 92937G109 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Trustee Scott T. Frederiksen For For Management 1.2 Elect Trustee Milo D. Arkema For For Management 1.3 Elect Trustee Sarah B. Kavanagh For For Management 1.4 Elect Trustee Louie DiNunzio For For Management 1.5 Elect Trustee Stuart H.B. Smith For For Management 1.6 Elect Trustee Pamela J. Spackman For For Management 1.7 Elect Trustee Robert T. Wolf For For Management 2 Approve KPMG LLP as Auditors and For For Management Authorize Trustees to Fix Their Remuneration -------------------------------------------------------------------------------- XIOR STUDENT HOUSING NV Ticker: XIOR Security ID: B9901Y104 Meeting Date: NOV 06, 2019 Meeting Type: Special Record Date: OCT 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor A11 Receive Special Board Report Re: None None Management Renewal and Extension of the Authorized Capital Authorization A12a1 Approve Authorization to Increase For Against Management Share Capital up to 100 Percent of Authorized Capital With Preemptive Rights By Contribution in Cash A12a2 If Item B12a1 is not Approved: Approve For For Management Authorization to Increase Share Capital up to 50 Percent of Authorized Capital With Preemptive Rights By Contribution in Cash A12b1 Approve Authorization to Increase For For Management Share Capital up to 50 Percent by Distribution of Optional Dividend A12b2 If Item B12b1 is not Approved: Approve For For Management Authorization to Increase Share Capital up to 20 Percent of Authorized Capital by Distribution of Optional Dividend A12b3 If Items B12b1 and B12b2 are not For For Management Approved: Approve Authorization to Increase Share Capital up to 10 Percent of Authorized Capital by Distribution of Optional Dividend A12c1 Approve Authorization to Increase For Against Management Share Capital up to 50 Percent of Authorized Capital Without Preemptive Rights A12c2 If Item B12c1 is not Approved: Approve For Against Management Authorization to Increase Share Capital up to 20 Percent of Authorized Capital Without Preemptive Rights A12c3 If Items B12c1 and B12c3 is not For For Management Approved: Approve Authorization to Increase Share Capital up to 10 Percent of Authorized Capital Without Preemptive Rights A12d Amend Article 7 to Reflect Changes in For For Management Capital Re: Results on the Vote on the Alternative Proposals Under Items B12a to B12c A131 Authorize Implementation of Approved For For Management Resolutions A132 Authorize Implementation of Approved For For Management Resolutions and Filing of Required Documents/Formalities at Trade Registry A133 Approve Coordination of Articles of For For Management Association -------------------------------------------------------------------------------- XIOR STUDENT HOUSING NV Ticker: XIOR Security ID: B9901Y104 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Receive Directors' Reports (Non-Voting) None None Management 1.2 Receive Auditors' Reports (Non-Voting) None None Management 1.3 Receive Consolidated Financial None None Management Statements and Statutory Reports (Non-Voting) 1.4 Approve Financial Statements, For For Management Allocation of Income, and Dividends of EUR 1.30 per Share 1.5 Approve Remuneration Report For For Management 1.6 Approve Remuneration Policy For For Management 1.7 Approve Variable Remuneration of the For Against Management Executive Directors Pursuant to Article 7:91 of Companies and Associations Code 1.8 Approve Discharge of Directors For For Management 1.9 Approve Discharge of Auditor For For Management 2.1 Receive Directors' Reports of the None None Management Merged Companies (Non-Voting) 2.2a Approve Financial Statements and For For Management Allocation of Income of Alma Student 2.2b Approve Financial Statements and For For Management Allocation of Income of Promiris Student 2.31a Approve Discharge of Directors of Alma For For Management Student 2.31b Approve Discharge of Directors of For For Management Promiris Student 2.32a Approve Discharge of Auditors of Alma For For Management Student 2.32b Approve Discharge of Auditors of For For Management Promiris Student 3 Approve Change-of-Control Clause Re: For For Management Financing Agreements 4 Transact Other Business None None Management -------------------------------------------------------------------------------- Y. T. REALTY GROUP LIMITED Ticker: 75 Security ID: G98773107 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a1 Elect Wong Hy Sky as Director For For Management 3a2 Elect Ng Kwok Fu as Director For For Management 3a3 Elect Luk Yu King, James as Director For For Management 3a4 Elect Leung Yu Ming, Steven as Director For For Management 3b Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Ernst & Young as Auditors and For For Management Authorize Board to Fix Their Remuneration 5A Authorize Repurchase of Issued Share For For Management Capital 5B Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 5C Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- Y. T. REALTY GROUP LIMITED Ticker: 75 Security ID: G98773107 Meeting Date: JUN 01, 2020 Meeting Type: Special Record Date: MAY 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Sale and Purchase Agreement For For Management and Related Transactions -------------------------------------------------------------------------------- YANLORD LAND GROUP LIMITED Ticker: Z25 Security ID: Y9729A101 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and For For Management Directors' and Auditors' Reports 2 Approve Final Dividend For For Management 3 Approve Directors' Fees For For Management 4a Elect Zhong Ming as Director For For Management 4b Elect Hee Theng Fong as Director For Against Management 5 Elect Teo Ser Luck as Director For For Management 6 Approve Deloitte & Touche LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 7 Approve Issuance of Equity or For Against Management Equity-Linked Securities with or without Preemptive Rights 8 Authorize Share Repurchase Program For For Management -------------------------------------------------------------------------------- YENI GIMAT GAYRIMENKUL YATIRIM ORTAKLIGI AS Ticker: YGGYO Security ID: M98798115 Meeting Date: APR 05, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting and Elect Presiding For For Management Council of Meeting 2 Authorize Presiding Council to Sign For For Management Minutes of Meeting 3 Accept Statutory Reports For For Management 4 Accept Financial Statements For For Management 5 Approve Discharge of Board For For Management 6 Elect Directors For Against Management 7 Ratify External Auditors For For Management 8 Receive Information on Rent Reductions None None Management in 2019 9 Approve Upper Limit of Donations for For Against Management 2020 and Receive Information on Donations Made in 2019 10 Receive Information on Related Party None None Management Transactions 11 Receive Information on Guarantees, None None Management Pledges and Mortgages Provided to Third Parties 12 Approve Allocation of Income For For Management 13 Grant Permission for Board Members to For For Management Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose 14 Approve Director Remuneration For Against Management 15 Wishes None None Management -------------------------------------------------------------------------------- YTL HOSPITALITY REIT Ticker: 5109 Security ID: Y9865X105 Meeting Date: OCT 17, 2019 Meeting Type: Annual Record Date: OCT 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and None None Management Statutory Reports -------------------------------------------------------------------------------- YUEXIU PROPERTY COMPANY LIMITED Ticker: 123 Security ID: Y9863Z102 Meeting Date: OCT 22, 2019 Meeting Type: Special Record Date: OCT 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Transaction Documents and For For Management Related Transactions 2 Elect Ouyang Changcheng as Director For For Management and Authorize Board to Fix His Remuneration -------------------------------------------------------------------------------- YUEXIU PROPERTY COMPANY LIMITED Ticker: 123 Security ID: Y9863Z102 Meeting Date: OCT 22, 2019 Meeting Type: Special Record Date: OCT 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2020 Bank Deposits Agreement, For For Management New Annual Caps and Related Transactions -------------------------------------------------------------------------------- YUEXIU PROPERTY COMPANY LIMITED Ticker: 123 Security ID: Y9863Z102 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3.1 Elect Li Feng as Director For Against Management 3.2 Elect Chen Jing as Director For For Management 3.3 Elect Yu Lup Fat Joseph as Director For For Management 3.4 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 5A Authorize Repurchase of Issued Share For For Management Capital 5B Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 5C Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- ZHENRO PROPERTIES GROUP LTD. Ticker: 6158 Security ID: G9897E109 Meeting Date: JUN 08, 2020 Meeting Type: Annual Record Date: JUN 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Elect Ou Guoqiang as Director None None Management 4 Elect Ou Guowei as Director For For Management 5 Elect Lin Hua as Director For For Management 6 Authorize Board to Fix Remuneration of For For Management Directors 7 Approve Ernst & Young as Auditors and For For Management Authorize Board to Fix Their Remuneration 8 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 9 Authorize Repurchase of Issued Share For For Management Capital 10 Authorize Reissuance of Repurchased For Against Management Shares 11 Elect Liu Weiliang as Director For For Management ========= Xtrackers J.P. Morgan ESG USD High Yield Corporate Bond ETF ========== There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. ================== Xtrackers Japan JPX-Nikkei 400 Equity ETF =================== ABC-MART, INC. Ticker: 2670 Security ID: J00056101 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: FEB 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 85 2.1 Elect Director Noguchi, Minoru For For Management 2.2 Elect Director Katsunuma, Kiyoshi For For Management 2.3 Elect Director Kojima, Jo For For Management 2.4 Elect Director Kikuchi, Takashi For For Management 2.5 Elect Director Hattori, Kiichiro For For Management -------------------------------------------------------------------------------- ADVANTEST CORP. Ticker: 6857 Security ID: J00210104 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Yoshida, Yoshiaki For For Management 1.2 Elect Director Karatsu, Osamu For For Management 1.3 Elect Director Urabe, Toshimitsu For For Management 1.4 Elect Director Nicholas Benes For For Management 1.5 Elect Director Tsukakoshi, Soichi For For Management 1.6 Elect Director Fujita, Atsushi For For Management 1.7 Elect Director Tsukui, Koichi For For Management 1.8 Elect Director Douglas Lefever For For Management 2 Elect Director and Audit Committee For For Management Member Sumida, Sayaka -------------------------------------------------------------------------------- AEON CO., LTD. Ticker: 8267 Security ID: J00288100 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: FEB 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Okada, Motoya For Against Management 1.2 Elect Director Yoshida, Akio For For Management 1.3 Elect Director Yamashita, Akinori For For Management 1.4 Elect Director Tsukamoto, Takashi For Against Management 1.5 Elect Director Ono, Kotaro For For Management 1.6 Elect Director Peter Child For For Management 1.7 Elect Director Carrie Yu For For Management -------------------------------------------------------------------------------- AEON DELIGHT CO., LTD. Ticker: 9787 Security ID: J0036F104 Meeting Date: JUL 23, 2019 Meeting Type: Special Record Date: MAY 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Hamada, Kazumasa For For Management 1.2 Elect Director Yamazato, Nobuo For For Management 1.3 Elect Director Shikata, Motoyuki For For Management 1.4 Elect Director Sato, Hiroyuki For For Management 1.5 Elect Director Fujita, Masaaki For For Management 1.6 Elect Director Hompo, Yoshiaki For For Management -------------------------------------------------------------------------------- AEON FINANCIAL SERVICE CO., LTD. Ticker: 8570 Security ID: J0021H107 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: FEB 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Suzuki, Masaki For For Management 1.2 Elect Director Fujita, Kenji For For Management 1.3 Elect Director Wakabayashi, Hideki For For Management 1.4 Elect Director Mangetsu, Masaaki For For Management 1.5 Elect Director Mitsufuji, Tomoyuki For For Management 1.6 Elect Director Suzuki, Kazuyoshi For For Management 1.7 Elect Director Ishizuka, Kazuo For For Management 1.8 Elect Director Watanabe, Hiroyuki For For Management 1.9 Elect Director Nakajima, Yoshimi For For Management 1.10 Elect Director Yamazawa, Kotaro For For Management 1.11 Elect Director Sakuma, Tatsuya For For Management 1.12 Elect Director Nagasaka, Takashi For For Management 2.1 Appoint Statutory Auditor Otani, Go For For Management 2.2 Appoint Statutory Auditor Miyazaki, For For Management Takeshi -------------------------------------------------------------------------------- AEON MALL CO., LTD. Ticker: 8905 Security ID: J10005106 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: FEB 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Iwamura, Yasutsugu For Abstain Management 1.2 Elect Director Chiba, Seiichi For Abstain Management 1.3 Elect Director Mishima, Akio For Abstain Management 1.4 Elect Director Fujiki, Mitsuhiro For Abstain Management 1.5 Elect Director Tamai, Mitsugu For Abstain Management 1.6 Elect Director Sato, Hisayuki For Abstain Management 1.7 Elect Director Okada, Motoya For Abstain Management 1.8 Elect Director Okamoto, Masahiko For Abstain Management 1.9 Elect Director Yokoyama, Hiroshi For Abstain Management 1.10 Elect Director Nakarai, Akiko For Abstain Management 1.11 Elect Director Hashimoto, Tatsuya For Abstain Management 1.12 Elect Director Kawabata, Masao For For Management 1.13 Elect Director Koshizuka, Kunihiro For For Management 1.14 Elect Director Yamashita, Yasuko For For Management 2 Appoint Statutory Auditor Nishimatsu, For For Management Masato -------------------------------------------------------------------------------- AGC, INC. (JAPAN) Ticker: 5201 Security ID: J0025W100 Meeting Date: MAR 27, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 60 2.1 Elect Director Ishimura, Kazuhiko For For Management 2.2 Elect Director Shimamura, Takuya For For Management 2.3 Elect Director Hirai, Yoshinori For For Management 2.4 Elect Director Miyaji, Shinji For For Management 2.5 Elect Director Hasegawa, Yasuchika For For Management 2.6 Elect Director Yanagi, Hiroyuki For For Management 2.7 Elect Director Honda, Keiko For For Management -------------------------------------------------------------------------------- AICA KOGYO CO., LTD. Ticker: 4206 Security ID: J00252106 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 57 2 Amend Articles to Abolish Board For For Management Structure with Statutory Auditors - Adopt Board Structure with Audit Committee - Amend Provisions on Number of Directors - Authorize Directors to Execute Day to Day Operations without Full Board Approval 3.1 Elect Director Ono, Yuji For For Management 3.2 Elect Director Todo, Satoshi For For Management 3.3 Elect Director Iwase, Yukihiro For For Management 3.4 Elect Director Omura, Nobuyuki For For Management 3.5 Elect Director Mori, Ryoji For For Management 3.6 Elect Director Ebihara, Kenji For For Management 3.7 Elect Director Ogura, Kenji For For Management 3.8 Elect Director Shimizu, Ayako For For Management 4.1 Elect Director and Audit Committee For For Management Member Iwata, Terutoku 4.2 Elect Director and Audit Committee For For Management Member Katagiri, Kiyoshi 4.3 Elect Director and Audit Committee For For Management Member Miyamoto, Shoji 5 Elect Alternate Director and Audit For For Management Committee Member Haruma, Manabu 6 Approve Compensation Ceiling for For For Management Directors Who Are Not Audit Committee Members 7 Approve Compensation Ceiling for For For Management Directors Who Are Audit Committee Members -------------------------------------------------------------------------------- AIN HOLDINGS, INC. Ticker: 9627 Security ID: J00602102 Meeting Date: JUL 30, 2019 Meeting Type: Annual Record Date: APR 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 55 2 Elect Director Ito, Junro For For Management -------------------------------------------------------------------------------- AIR WATER INC. Ticker: 4088 Security ID: J00662114 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Toyoda, Masahiro For For Management 1.2 Elect Director Toyoda, Kikuo For For Management 1.3 Elect Director Imai, Yasuo For For Management 1.4 Elect Director Shirai, Kiyoshi For For Management 1.5 Elect Director Machida, Masato For For Management 1.6 Elect Director Karato, Yu For For Management 1.7 Elect Director Sakamoto, Yukiko For For Management 1.8 Elect Director Shimizu, Isamu For For Management 1.9 Elect Director Matsui, Takao For For Management 2.1 Appoint Statutory Auditor Yanagisawa, For For Management Hiromi 2.2 Appoint Statutory Auditor Hayashi, For For Management Atsushi 2.3 Appoint Statutory Auditor Ando, Yuji For For Management 2.4 Appoint Statutory Auditor Tsuneyoshi, For Against Management Kunihiko 2.5 Appoint Statutory Auditor Hayashi, For For Management Nobuo -------------------------------------------------------------------------------- AISIN SEIKI CO., LTD. Ticker: 7259 Security ID: J00714105 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles to Change Company Name For For Management - Amend Business Lines - Clarify Director Authority on Shareholder Meetings - Amend Provisions on Director Titles 2.1 Elect Director Toyoda, Kanshiro For For Management 2.2 Elect Director Ise, Kiyotaka For For Management 2.3 Elect Director Mitsuya, Makoto For For Management 2.4 Elect Director Mizushima, Toshiyuki For For Management 2.5 Elect Director Ozaki, Kazuhisa For For Management 2.6 Elect Director Otake, Tetsuya For For Management 2.7 Elect Director Kobayashi, Toshio For For Management 2.8 Elect Director Haraguchi, Tsunekazu For For Management 2.9 Elect Director Hamada, Michiyo For For Management 3.1 Appoint Statutory Auditor Nagura, For For Management Toshikazu 3.2 Appoint Statutory Auditor Hotta, For For Management Masayoshi -------------------------------------------------------------------------------- AJINOMOTO CO., INC. Ticker: 2802 Security ID: J00882126 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 16 2 Amend Articles to Remove Some For For Management Provisions on Advisory Positions 3.1 Appoint Statutory Auditor Togashi, For For Management Yoichiro 3.2 Appoint Statutory Auditor Tanaka, For For Management Shizuo 3.3 Appoint Statutory Auditor Toki, Atsushi For For Management 3.4 Appoint Statutory Auditor Indo, Mami For For Management 4 Approve Trust-Type Equity Compensation For For Management Plan 5 Appoint KPMG AZSA LLC as New External For For Management Audit Firm -------------------------------------------------------------------------------- AKATSUKI, INC. Ticker: 3932 Security ID: J0105L107 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 30 2.1 Elect Director Koda, Tetsuro For For Management 2.2 Elect Director Shiota, Genki For For Management 2.3 Elect Director Totsuka, Yuki For For Management 2.4 Elect Director Katsuya, Hisashi For For Management 2.5 Elect Director Mizuguchi, Tetsuya For For Management 3 Appoint Statutory Auditor Matsumoto, Yu For For Management -------------------------------------------------------------------------------- ALFRESA HOLDINGS CORP. Ticker: 2784 Security ID: J0109X107 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kubo, Taizo For For Management 1.2 Elect Director Arakawa, Ryuji For For Management 1.3 Elect Director Izumi, Yasuki For For Management 1.4 Elect Director Kishida, Seiichi For For Management 1.5 Elect Director Katsuki, Hisashi For For Management 1.6 Elect Director Shimada, Koichi For For Management 1.7 Elect Director Fukujin, Yusuke For For Management 1.8 Elect Director Yatsurugi, Yoichiro For For Management 1.9 Elect Director Hara, Takashi For For Management 1.10 Elect Director Kinoshita, Manabu For For Management 1.11 Elect Director Takeuchi, Toshie For For Management 2 Appoint Statutory Auditor Ozaki, For For Management Masakazu -------------------------------------------------------------------------------- ALPS ALPINE CO., LTD. Ticker: 6770 Security ID: J01176114 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 10 2.1 Elect Director Kuriyama, Toshihiro For For Management 2.2 Elect Director Komeya, Nobuhiko For For Management 2.3 Elect Director Kimoto, Takashi For For Management 2.4 Elect Director Endo, Koichi For For Management 2.5 Elect Director Sasao, Yasuo For For Management 2.6 Elect Director Saeki, Tetsuhiro For For Management 2.7 Elect Director Fujie, Naofumi For For Management 2.8 Elect Director Oki, Noriko For For Management 3.1 Elect Director and Audit Committee For For Management Member Umehara, Junichi 3.2 Elect Director and Audit Committee For For Management Member Iida, Takashi 3.3 Elect Director and Audit Committee For For Management Member Nakaya, Kazuya 3.4 Elect Director and Audit Committee For For Management Member Toyoshi, Yoko 3.5 Elect Director and Audit Committee For For Management Member Kobayashi, Toshinori 4 Approve Compensation Ceiling for For For Management Directors Who Are Not Audit Committee Members -------------------------------------------------------------------------------- AMADA CO., LTD. Ticker: 6113 Security ID: J01218106 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 24 2.1 Elect Director Isobe, Tsutomu For For Management 2.2 Elect Director Kurihara, Toshinori For For Management 2.3 Elect Director Fukui, Yukihiro For For Management 2.4 Elect Director Miwa, Kazuhiko For For Management 2.5 Elect Director Okamoto, Mitsuo For For Management 2.6 Elect Director Mazuka, Michiyoshi For For Management 2.7 Elect Director Chino, Toshitake For For Management 2.8 Elect Director Miyoshi, Hidekazu For For Management 3 Appoint Alternate Statutory Auditor For For Management Murata, Makoto -------------------------------------------------------------------------------- AMADA HOLDINGS CO., LTD. Ticker: 6113 Security ID: J01218106 Meeting Date: DEC 12, 2019 Meeting Type: Special Record Date: SEP 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles to Change Company Name For For Management - Amend Business Lines - Clarify Director Authority on Board Meetings 2.1 Elect Director Kurihara, Toshinori For For Management 2.2 Elect Director Fukui, Yukihiro For For Management 3 Appoint Statutory Auditor Shibata, For For Management Kotaro -------------------------------------------------------------------------------- ANA HOLDINGS INC. Ticker: 9202 Security ID: J0156Q112 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ito, Shinichiro For For Management 1.2 Elect Director Katanozaka, Shinya For For Management 1.3 Elect Director Ito, Yutaka For For Management 1.4 Elect Director Takada, Naoto For For Management 1.5 Elect Director Fukuzawa, Ichiro For For Management 1.6 Elect Director Shibata, Koji For For Management 1.7 Elect Director Hirako, Yuji For For Management 1.8 Elect Director Yamamoto, Ado For For Management 1.9 Elect Director Kobayashi, Izumi For For Management 1.10 Elect Director Katsu, Eijiro For For Management 2.1 Appoint Statutory Auditor Nagamine, For For Management Toyoyuki 2.2 Appoint Statutory Auditor Matsuo, For For Management Shingo -------------------------------------------------------------------------------- AOZORA BANK LTD. Ticker: 8304 Security ID: J0172K115 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Baba, Shinsuke For For Management 1.2 Elect Director Tanikawa, Kei For For Management 1.3 Elect Director Akutagawa, Tomomi For For Management 1.4 Elect Director Takeda, Shunsuke For For Management 1.5 Elect Director Mizuta, Hiroyuki For For Management 1.6 Elect Director Murakami, Ippei For For Management 1.7 Elect Director Ito, Tomonori For For Management 1.8 Elect Director Yamakoshi, Koji For For Management 2 Appoint Statutory Auditor Inoue, Toraki For For Management 3.1 Appoint Alternate Statutory Auditor For For Management Uchida, Keiichiro 3.2 Appoint Alternate Statutory Auditor For For Management Mitch R. Fulscher -------------------------------------------------------------------------------- ARIAKE JAPAN CO., LTD. Ticker: 2815 Security ID: J01964105 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 57 2.1 Elect Director Tagawa, Tomoki For For Management 2.2 Elect Director Iwaki, Katsutoshi For For Management 2.3 Elect Director Shirakawa, Naoki For For Management 2.4 Elect Director Uchida, Yoshikazu For For Management 2.5 Elect Director Matsumoto, Koichi For For Management 2.6 Elect Director Iwaki, Koji For For Management 3 Elect Director and Audit Committee For For Management Member Nishiki, Toru 4 Approve Annual Bonus For For Management -------------------------------------------------------------------------------- ASAHI GROUP HOLDINGS LTD. Ticker: 2502 Security ID: J02100113 Meeting Date: MAR 25, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 48 2.1 Elect Director Izumiya, Naoki For For Management 2.2 Elect Director Koji, Akiyoshi For For Management 2.3 Elect Director Katsuki, Atsushi For For Management 2.4 Elect Director Hemmi, Yutaka For For Management 2.5 Elect Director Taemin Park For For Management 2.6 Elect Director Tanimura, Keizo For For Management 2.7 Elect Director Kosaka, Tatsuro For For Management 2.8 Elect Director Shingai, Yasushi For For Management 2.9 Elect Director Christina L. Ahmadjian For For Management 3 Appoint Statutory Auditor Nishinaka, For For Management Naoko -------------------------------------------------------------------------------- ASAHI INTECC CO., LTD. Ticker: 7747 Security ID: J0279C107 Meeting Date: SEP 27, 2019 Meeting Type: Annual Record Date: JUN 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 21.61 2.1 Elect Director Miyata, Masahiko For For Management 2.2 Elect Director Miyata, Kenji For For Management 2.3 Elect Director Kato, Tadakazu For For Management 2.4 Elect Director Yugawa, Ippei For For Management 2.5 Elect Director Terai, Yoshinori For For Management 2.6 Elect Director Matsumoto, Munechika For For Management 2.7 Elect Director Ito, Mizuho For For Management 2.8 Elect Director Nishiuchi, Makoto For For Management 2.9 Elect Director Ito, Kiyomichi For For Management 2.10 Elect Director Shibazaki, Akinori For For Management 2.11 Elect Director Sato, Masami For For Management -------------------------------------------------------------------------------- ASAHI KASEI CORP. Ticker: 3407 Security ID: J0242P110 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kobori, Hideki For For Management 1.2 Elect Director Takayama, Shigeki For For Management 1.3 Elect Director Shibata, Yutaka For For Management 1.4 Elect Director Yoshida, Hiroshi For For Management 1.5 Elect Director Sakamoto, Shuichi For For Management 1.6 Elect Director Kawabata, Fumitoshi For For Management 1.7 Elect Director Shiraishi, Masumi For For Management 1.8 Elect Director Tatsuoka, Tsuneyoshi For For Management 1.9 Elect Director Okamoto, Tsuyoshi For For Management -------------------------------------------------------------------------------- ASTELLAS PHARMA, INC. Ticker: 4503 Security ID: J03393105 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Hatanaka, Yoshihiko For For Management 1.2 Elect Director Yasukawa, Kenji For For Management 1.3 Elect Director Okamura, Naoki For For Management 1.4 Elect Director Sekiyama, Mamoru For For Management 1.5 Elect Director Yamagami, Keiko For For Management 1.6 Elect Director Kawabe, Hiroshi For For Management 1.7 Elect Director Ishizuka, Tatsuro For For Management 2.1 Elect Director and Audit Committee For For Management Member Yoshimitsu, Toru 2.2 Elect Director and Audit Committee For For Management Member Sasaki, Hiro 2.3 Elect Director and Audit Committee For For Management Member Takahashi, Raita -------------------------------------------------------------------------------- AZBIL CORP. Ticker: 6845 Security ID: J0370G106 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 25 2.1 Elect Director Sone, Hirozumi For For Management 2.2 Elect Director Yamamoto, Kiyohiro For For Management 2.3 Elect Director Yokota, Takayuki For For Management 2.4 Elect Director Iwasaki, Masato For For Management 2.5 Elect Director Hojo, Yoshimitsu For For Management 2.6 Elect Director Hamada, Kazuyasu For For Management 2.7 Elect Director Tanabe, Katsuhiko For For Management 2.8 Elect Director Ito, Takeshi For For Management 2.9 Elect Director Fujiso, Waka For For Management 2.10 Elect Director Nagahama, Mitsuhiro For For Management 2.11 Elect Director Anne Ka Tse Hung For For Management -------------------------------------------------------------------------------- BANDAI NAMCO HOLDINGS INC. Ticker: 7832 Security ID: Y0606D102 Meeting Date: JUN 22, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 112 2.1 Elect Director Taguchi, Mitsuaki For For Management 2.2 Elect Director Kawaguchi, Masaru For For Management 2.3 Elect Director Otsu, Shuji For For Management 2.4 Elect Director Asako, Yuji For For Management 2.5 Elect Director Miyakawa, Yasuo For For Management 2.6 Elect Director Hagiwara, Hitoshi For For Management 2.7 Elect Director Kawashiro, Kazumi For For Management 2.8 Elect Director Asanuma, Makoto For For Management 2.9 Elect Director Matsuda, Yuzuru For For Management 2.10 Elect Director Kuwabara, Satoko For For Management 2.11 Elect Director Noma, Mikiharu For For Management 2.12 Elect Director Kawana, Koichi For For Management -------------------------------------------------------------------------------- BENEFIT ONE INC. Ticker: 2412 Security ID: J0447X108 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Fukasawa, Junko For For Management 1.2 Elect Director Shiraishi, Norio For For Management 1.3 Elect Director Tanaka, Hideyo For For Management 1.4 Elect Director Ozaki, Kenji For For Management -------------------------------------------------------------------------------- BIC CAMERA, INC. Ticker: 3048 Security ID: J04516100 Meeting Date: NOV 15, 2019 Meeting Type: Annual Record Date: AUG 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 10 2.1 Elect Director Miyajima, Hiroyuki For For Management 2.2 Elect Director Kawamura, Hitoshi For For Management 2.3 Elect Director Abe, Toru For For Management 2.4 Elect Director Tamura, Eiji For For Management 2.5 Elect Director Akiho, Toru For For Management 2.6 Elect Director Nakagawa, Keiju For For Management 2.7 Elect Director Kimura, Kazuyoshi For For Management 2.8 Elect Director Ueno, Yoshiharu For For Management 2.9 Elect Director Sato, Masaaki For For Management 2.10 Elect Director Yamada, Noboru For For Management 2.11 Elect Director Nakai, Kamezo For For Management 3 Appoint Alternate Statutory Auditor For For Management Toshimitsu, Takeshi -------------------------------------------------------------------------------- BRIDGESTONE CORP. Ticker: 5108 Security ID: J04578126 Meeting Date: MAR 24, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 80 2.1 Elect Director Tsuya, Masaaki For For Management 2.2 Elect Director Ishibashi, Shuichi For For Management 2.3 Elect Director Eto, Akihiro For For Management 2.4 Elect Director Scott Trevor Davis For For Management 2.5 Elect Director Okina, Yuri For For Management 2.6 Elect Director Masuda, Kenichi For For Management 2.7 Elect Director Yamamoto, Kenzo For For Management 2.8 Elect Director Terui, Keiko For For Management 2.9 Elect Director Sasa, Seiichi For For Management 2.10 Elect Director Shiba, Yojiro For For Management 2.11 Elect Director Suzuki, Yoko For For Management 2.12 Elect Director Hara, Hideo For For Management 2.13 Elect Director Yoshimi, Tsuyoshi For For Management -------------------------------------------------------------------------------- BROTHER INDUSTRIES, LTD. Ticker: 6448 Security ID: 114813108 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Koike, Toshikazu For For Management 1.2 Elect Director Sasaki, Ichiro For For Management 1.3 Elect Director Ishiguro, Tadashi For For Management 1.4 Elect Director Kawanabe, Tasuku For For Management 1.5 Elect Director Kamiya, Jun For For Management 1.6 Elect Director Tada, Yuichi For For Management 1.7 Elect Director Fukaya, Koichi For For Management 1.8 Elect Director Takeuchi, Keisuke For For Management 1.9 Elect Director Shirai, Aya For For Management 1.10 Elect Director Uchida, Kazunari For For Management 1.11 Elect Director Hidaka, Naoki For For Management 2 Appoint Statutory Auditor Obayashi, For For Management Keizo 3 Approve Annual Bonus For For Management -------------------------------------------------------------------------------- CALBEE, INC. Ticker: 2229 Security ID: J05190103 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 50 2.1 Elect Director Ito, Shuji For For Management 2.2 Elect Director Ehara, Makoto For For Management 2.3 Elect Director Kikuchi, Koichi For For Management 2.4 Elect Director Mogi, Yuzaburo For For Management 2.5 Elect Director Takahara, Takahisa For For Management 2.6 Elect Director Fukushima, Atsuko For For Management 2.7 Elect Director Miyauchi, Yoshihiko For For Management 2.8 Elect Director Sylvia Dong For For Management 3 Appoint Statutory Auditor Oe, Nagako For For Management 4 Appoint Alternate Statutory Auditor For For Management Mataichi, Yoshio 5 Approve Annual Bonus For For Management 6 Approve Trust-Type Equity Compensation For For Management Plan -------------------------------------------------------------------------------- CANON, INC. Ticker: 7751 Security ID: J05124144 Meeting Date: MAR 27, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 80 2.1 Elect Director Mitarai, Fujio For Against Management 2.2 Elect Director Maeda, Masaya For Against Management 2.3 Elect Director Tanaka, Toshizo For Against Management 2.4 Elect Director Homma, Toshio For Against Management 2.5 Elect Director Saida, Kunitaro For Against Management 2.6 Elect Director Kato, Haruhiko For Against Management 3 Appoint Statutory Auditor Ebinuma, For Abstain Management Ryuichi 4 Appoint Deloitte Touche Tohmatsu LLC For For Management as New External Audit Firm 5 Approve Annual Bonus For For Management -------------------------------------------------------------------------------- CAPCOM CO., LTD. Ticker: 9697 Security ID: J05187109 Meeting Date: JUN 17, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 25 2.1 Elect Director Tsujimoto, Kenzo For For Management 2.2 Elect Director Tsujimoto, Haruhiro For For Management 2.3 Elect Director Egawa, Yoichi For For Management 2.4 Elect Director Nomura, Kenkichi For For Management 2.5 Elect Director Sato, Masao For For Management 2.6 Elect Director Muranaka, Toru For For Management 2.7 Elect Director Mizukoshi, Yutaka For For Management 3.1 Elect Director and Audit Committee For For Management Member Hirao, Kazushi 3.2 Elect Director and Audit Committee For For Management Member Iwasaki, Yoshihiko 3.3 Elect Director and Audit Committee For For Management Member Matsuo, Makoto 4 Elect Alternate Director and Audit For For Management Committee Member Kanamori, Hitoshi -------------------------------------------------------------------------------- CASIO COMPUTER CO., LTD. Ticker: 6952 Security ID: J05250139 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 22.5 2.1 Elect Director Kashio, Kazuhiro For For Management 2.2 Elect Director Yamagishi, Toshiyuki For For Management 2.3 Elect Director Takano, Shin For For Management 2.4 Elect Director Kashio, Tetsuo For For Management 2.5 Elect Director Ozaki, Motoki For For Management -------------------------------------------------------------------------------- CENTRAL JAPAN RAILWAY CO. Ticker: 9022 Security ID: J05523105 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 75 2.1 Elect Director Tsuge, Koei For Against Management 2.2 Elect Director Kaneko, Shin For Against Management 2.3 Elect Director Suyama, Yoshiki For Against Management 2.4 Elect Director Kosuge, Shunichi For Against Management 2.5 Elect Director Uno, Mamoru For Against Management 2.6 Elect Director Tanaka, Mamoru For Against Management 2.7 Elect Director Mizuno, Takanori For Against Management 2.8 Elect Director Mori, Atsuhito For Against Management 2.9 Elect Director Niwa, Shunsuke For Against Management 2.10 Elect Director Suzuki, Hiroshi For Against Management 2.11 Elect Director Oyama, Takayuki For Against Management 2.12 Elect Director Kobayashi, Hajime For Against Management 2.13 Elect Director Torkel Patterson For Against Management 2.14 Elect Director Saeki, Takashi For Against Management 2.15 Elect Director Kasama, Haruo For For Management 2.16 Elect Director Oshima, Taku For For Management 3 Appoint Statutory Auditor Yamada, For For Management Tatsuhiko -------------------------------------------------------------------------------- CHUBU ELECTRIC POWER CO., INC. Ticker: 9502 Security ID: J06510101 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 25 2 Amend Articles to Amend Business Lines For For Management 3.1 Elect Director Katsuno, Satoru For For Management 3.2 Elect Director Hayashi, Kingo For For Management 3.3 Elect Director Kurata, Chiyoji For For Management 3.4 Elect Director Hiraiwa, Yoshiro For For Management 3.5 Elect Director Mizutani, Hitoshi For For Management 3.6 Elect Director Otani, Shinya For For Management 3.7 Elect Director Hashimoto, Takayuki For For Management 3.8 Elect Director Shimao, Tadashi For For Management 3.9 Elect Director Kurihara, Mitsue For For Management 4.1 Appoint Statutory Auditor Kataoka, For For Management Akinori 4.2 Appoint Statutory Auditor Nagatomi, For For Management Fumiko 4.3 Appoint Statutory Auditor Takada, For For Management Hiroshi 5 Amend Articles to Exit from Nuclear Against Against Shareholder Power Generation Business 6 Amend Articles to Prohibit Financial Against Against Shareholder Support to Japan Atomic Power Company 7 Amend Articles to Terminate Contracts Against Against Shareholder to Purchase Electricity Generated with Nuclear Power from Other Companies 8 Amend Articles to Ban Reprocessing of Against For Shareholder Spent Nuclear Fuels 9 Amend Articles to Ban Procurement of Against For Shareholder Electricity Generated with Coal-Fired Power -------------------------------------------------------------------------------- CHUGAI PHARMACEUTICAL CO., LTD. Ticker: 4519 Security ID: J06930101 Meeting Date: MAR 30, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 92 2.1 Elect Director Kosaka, Tatsuro For For Management 2.2 Elect Director Ueno, Moto For For Management 2.3 Elect Director Okuda, Osamu For For Management 2.4 Elect Director Momoi, Mariko For For Management 3.1 Appoint Statutory Auditor Nimura, For For Management Takaaki 3.2 Appoint Statutory Auditor Masuda, For For Management Kenichi 4 Approve Compensation Ceiling for For For Management Statutory Auditors -------------------------------------------------------------------------------- COLOPL, INC. Ticker: 3668 Security ID: J0815U108 Meeting Date: DEC 20, 2019 Meeting Type: Annual Record Date: SEP 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 17 2.1 Elect Director Baba, Naruatsu For For Management 2.2 Elect Director Ishiwatari, Ryosuke For For Management 2.3 Elect Director Sugai, Kenta For For Management 2.4 Elect Director Hirai, Yoshiaki For For Management 2.5 Elect Director Ishiwatari, Shinsuke For For Management 2.6 Elect Director Yanagisawa, Koji For For Management 2.7 Elect Director Tamesue, Dai For For Management 3.1 Elect Director and Audit Committee For Against Management Member Hasegawa, Tetsuzo 3.2 Elect Director and Audit Committee For For Management Member Tsukioka, Ryogo 3.3 Elect Director and Audit Committee For For Management Member Iida, Koichiro 4 Approve Restricted Stock Plan For For Management -------------------------------------------------------------------------------- COMSYS HOLDINGS CORP. Ticker: 1721 Security ID: J5890P106 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 40 2.1 Elect Director Kagaya, Takashi For For Management 2.2 Elect Director Omura, Yoshihisa For For Management 2.3 Elect Director Sakamoto, Shigemi For For Management 2.4 Elect Director Tamamura, Satoshi For For Management 2.5 Elect Director Kumagai, Hitoshi For For Management 2.6 Elect Director Sato, Kenichi For For Management 2.7 Elect Director Ozaki, Hidehiko For For Management 2.8 Elect Director Noike, Hideyuki For For Management 2.9 Elect Director Uchide, Kunihiko For For Management 3 Approve Restricted Stock Plan For For Management 4 Approve Stock Option Plan For For Management -------------------------------------------------------------------------------- CONCORDIA FINANCIAL GROUP, LTD. Ticker: 7186 Security ID: J08613101 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Oya, Yasuyoshi For For Management 1.2 Elect Director Oishi, Yoshiyuki For For Management 1.3 Elect Director Komine, Tadashi For For Management 1.4 Elect Director Suzuki, Yoshiaki For For Management 1.5 Elect Director Akiyoshi, Mitsuru For For Management 1.6 Elect Director Yamada, Yoshinobu For For Management 1.7 Elect Director Yoda, Mami For For Management 2.1 Appoint Statutory Auditor Maekawa, Yoji For For Management 2.2 Appoint Statutory Auditor Ogata, Mizuho For For Management 2.3 Appoint Statutory Auditor Hashimoto, For For Management Keiichiro 2.4 Appoint Statutory Auditor Fusamura, For For Management Seiichi -------------------------------------------------------------------------------- COSMO ENERGY HOLDINGS CO., LTD. Ticker: 5021 Security ID: J08906109 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 80 2 Amend Articles to Amend Provisions on For For Management Director Titles 3.1 Elect Director Kiriyama, Hiroshi For For Management 3.2 Elect Director Suzuki, Yasuhiro For For Management 3.3 Elect Director Uematsu, Takayuki For For Management 3.4 Elect Director Yamada, Shigeru For For Management 3.5 Elect Director Sunano, Yoshimitsu For For Management 3.6 Elect Director Saleh Al Mansoori For For Management 3.7 Elect Director Ali Al Dhaheri For For Management 4 Elect Director and Audit Committee For For Management Member Mizui, Toshiyuki 5 Elect Alternate Director and Audit For For Management Committee Member Wakao, Hideyuki -------------------------------------------------------------------------------- COSMOS PHARMACEUTICAL CORP. Ticker: 3349 Security ID: J08959108 Meeting Date: AUG 23, 2019 Meeting Type: Annual Record Date: MAY 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 55 2.1 Elect Director Uno, Masateru For Against Management 2.2 Elect Director Yokoyama, Hideaki For Against Management 2.3 Elect Director Iwashita, Masahiro For For Management 2.4 Elect Director Takemori, Motoi For For Management 2.5 Elect Director Shibata, Futoshi For For Management 2.6 Elect Director Uno, Yukitaka For For Management 3.1 Elect Director and Audit Committee For For Management Member Kosaka, Michiyoshi 3.2 Elect Director and Audit Committee For For Management Member Kino, Tetsuo 3.3 Elect Director and Audit Committee For For Management Member Ueta, Masao 4 Elect Alternate Director and Audit For Against Management Committee Member Nagahara, Go -------------------------------------------------------------------------------- CREATE SD HOLDINGS CO., LTD. Ticker: 3148 Security ID: J09178104 Meeting Date: AUG 23, 2019 Meeting Type: Annual Record Date: MAY 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 18 2 Amend Articles to Amend Business Lines For For Management 3.1 Elect Director Yamamoto, Hisao For Against Management 3.2 Elect Director Hirose, Taizo For Against Management 3.3 Elect Director Yamamoto, Itsuko For For Management 3.4 Elect Director Saito, Osamu For For Management 3.5 Elect Director Nakaura, Shigeto For For Management 3.6 Elect Director Kasakawa, Kuniaki For For Management 4.1 Elect Director and Audit Committee For For Management Member Baniwa, Shuichi 4.2 Elect Director and Audit Committee For For Management Member Hara, Yukio 4.3 Elect Director and Audit Committee For For Management Member Kawamura, Nobuhiko 5 Elect Alternate Director and Audit For For Management Committee Member Ampo, Yoko -------------------------------------------------------------------------------- CYBERAGENT, INC. Ticker: 4751 Security ID: J1046G108 Meeting Date: DEC 13, 2019 Meeting Type: Annual Record Date: SEP 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 33 2.1 Elect Director Fujita, Susumu For Against Management 2.2 Elect Director Hidaka, Yusuke For For Management 2.3 Elect Director Okamoto, Yasuo For For Management 2.4 Elect Director Nakayama, Go For For Management 2.5 Elect Director Koike, Masahide For For Management 2.6 Elect Director Yamauchi, Takahiro For For Management 2.7 Elect Director Ukita, Koki For For Management 2.8 Elect Director Soyama, Tetsuhito For For Management 2.9 Elect Director Naito, Takahito For For Management 2.10 Elect Director Nagase, Norishige For For Management 2.11 Elect Director Yamada, Riku For For Management 2.12 Elect Director Nakamura, Koichi For For Management 3.1 Elect Director and Audit Committee For For Management Member Shiotsuki, Toko 3.2 Elect Director and Audit Committee For For Management Member Horiuchi, Masao 3.3 Elect Director and Audit Committee For Against Management Member Numata, Isao -------------------------------------------------------------------------------- DAI-ICHI LIFE HOLDINGS, INC. Ticker: 8750 Security ID: J09748112 Meeting Date: JUN 22, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 62 2.1 Elect Director Watanabe, Koichiro For For Management 2.2 Elect Director Inagaki, Seiji For For Management 2.3 Elect Director Tsuyuki, Shigeo For For Management 2.4 Elect Director Teramoto, Hideo For For Management 2.5 Elect Director Tsutsumi, Satoru For For Management 2.6 Elect Director Sakurai, Kenji For For Management 2.7 Elect Director Kikuta, Tetsuya For For Management 2.8 Elect Director George Olcott For For Management 2.9 Elect Director Maeda, Koichi For For Management 2.10 Elect Director Inoue, Yuriko For For Management 2.11 Elect Director Shingai, Yasushi For For Management 3.1 Elect Director and Audit Committee For For Management Member Nagahama, Morinobu 3.2 Elect Director and Audit Committee For For Management Member Kondo, Fusakazu 3.3 Elect Director and Audit Committee For For Management Member Sato, Rieko 3.4 Elect Director and Audit Committee For For Management Member Shu, Ungyon 3.5 Elect Director and Audit Committee For For Management Member Masuda, Koichi 4 Elect Alternate Director and Audit For For Management Committee Member Tsuchiya, Fumiaki -------------------------------------------------------------------------------- DAICEL CORP. Ticker: 4202 Security ID: J08484149 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For Abstain Management Final Dividend of JPY 18 2.1 Elect Director Fudaba, Misao For For Management 2.2 Elect Director Ogawa, Yoshimi For For Management 2.3 Elect Director Sugimoto, Kotaro For For Management 2.4 Elect Director Sakaki, Yasuhiro For For Management 2.5 Elect Director Takabe, Akihisa For For Management 2.6 Elect Director Nogimori, Masafumi For For Management 2.7 Elect Director Kitayama, Teisuke For For Management 2.8 Elect Director Hatchoji, Sonoko For For Management 2.9 Elect Director Asano, Toshio For For Management 2.10 Elect Director Furuichi, Takeshi For For Management 3.1 Appoint Statutory Auditor Imanaka, For For Management Hisanori 3.2 Appoint Statutory Auditor Makuta, Hideo For For Management -------------------------------------------------------------------------------- DAIFUKU CO., LTD. Ticker: 6383 Security ID: J08988107 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles to Amend Business Lines For For Management 2.1 Elect Director Geshiro, Hiroshi For Abstain Management 2.2 Elect Director Honda, Shuichi For Abstain Management 2.3 Elect Director Sato, Seiji For Abstain Management 2.4 Elect Director Hayashi, Toshiaki For Abstain Management 2.5 Elect Director Ozawa, Yoshiaki For Abstain Management 2.6 Elect Director Sakai, Mineo For Abstain Management 2.7 Elect Director Kato, Kaku For For Management 2.8 Elect Director Kaneko, Keiko For For Management 3 Appoint Statutory Auditor Aihara, For For Management Ryosuke -------------------------------------------------------------------------------- DAIICHI SANKYO CO., LTD. Ticker: 4568 Security ID: J11257102 Meeting Date: JUN 15, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 35 2.1 Elect Director Manabe, Sunao For For Management 2.2 Elect Director Sai, Toshiaki For For Management 2.3 Elect Director Kimura, Satoru For For Management 2.4 Elect Director Uji, Noritaka For For Management 2.5 Elect Director Fukui, Tsuguya For For Management 2.6 Elect Director Kama, Kazuaki For For Management 2.7 Elect Director Nohara, Sawako For For Management 2.8 Elect Director Otsuki, Masahiko For For Management 2.9 Elect Director Hirashima, Shoji For For Management 3 Approve Annual Bonus For For Management 4 Approve Restricted Stock Plan For For Management -------------------------------------------------------------------------------- DAIICHIKOSHO CO., LTD. Ticker: 7458 Security ID: J0962F102 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 57 2.1 Appoint Statutory Auditor Arichika, For For Management Masumi 2.2 Appoint Statutory Auditor Shibano, For For Management Hiroyoshi -------------------------------------------------------------------------------- DAIKIN INDUSTRIES LTD. Ticker: 6367 Security ID: J10038115 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 80 2 Amend Articles to Reduce Directors' For For Management Term 3.1 Elect Director Inoue, Noriyuki For Abstain Management 3.2 Elect Director Togawa, Masanori For Abstain Management 3.3 Elect Director Terada, Chiyono For For Management 3.4 Elect Director Kawada, Tatsuo For For Management 3.5 Elect Director Makino, Akiji For Abstain Management 3.6 Elect Director Torii, Shingo For For Management 3.7 Elect Director Tayano, Ken For Abstain Management 3.8 Elect Director Minaka, Masatsugu For Abstain Management 3.9 Elect Director Tomita, Jiro For Abstain Management 3.10 Elect Director Kanwal Jeet Jawa For Abstain Management 3.11 Elect Director Matsuzaki, Takashi For Abstain Management 4 Appoint Statutory Auditor Nagashima, For For Management Toru 5 Appoint Alternate Statutory Auditor For For Management Ono, Ichiro 6 Approve Compensation Ceiling for For For Management Directors -------------------------------------------------------------------------------- DAIKYONISHIKAWA CORP. Ticker: 4246 Security ID: J10207108 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 15 2.1 Elect Director Uchida, Nariaki For For Management 2.2 Elect Director Noguchi, Satoru For For Management 2.3 Elect Director Hiyama, Toshio For For Management 2.4 Elect Director Nishikimura, Motoharu For For Management 2.5 Elect Director Waki, Fukami For For Management 2.6 Elect Director Idehara, Masahiro For For Management 2.7 Elect Director Sasaki, Shigeki For For Management 2.8 Elect Director Mukai, Takeshi For For Management 3 Appoint Statutory Auditor Kiyomune, For Against Management Kazuo 4.1 Appoint Alternate Statutory Auditor For For Management Sawa, Shunji 4.2 Appoint Alternate Statutory Auditor For Against Management Tani, Hiroko 5 Approve Restricted Stock Plan For For Management -------------------------------------------------------------------------------- DAITO TRUST CONSTRUCTION CO., LTD. Ticker: 1878 Security ID: J11151107 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 345 -------------------------------------------------------------------------------- DAIWA HOUSE INDUSTRY CO., LTD. Ticker: 1925 Security ID: J11508124 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 60 2.1 Elect Director Yoshii, Keiichi For Abstain Management 2.2 Elect Director Ishibashi, Tamio For Abstain Management 2.3 Elect Director Kosokabe, Takeshi For Abstain Management 2.4 Elect Director Otomo, Hirotsugu For Abstain Management 2.5 Elect Director Urakawa, Tatsuya For Abstain Management 2.6 Elect Director Dekura, Kazuhito For Abstain Management 2.7 Elect Director Ariyoshi, Yoshinori For Abstain Management 2.8 Elect Director Shimonishi, Keisuke For Abstain Management 2.9 Elect Director Ichiki, Nobuya For Abstain Management 2.10 Elect Director Kimura, Kazuyoshi For For Management 2.11 Elect Director Shigemori, Yutaka For For Management 2.12 Elect Director Yabu, Yukiko For Abstain Management 2.13 Elect Director Kuwano, Yukinori For For Management 2.14 Elect Director Seki, Miwa For For Management 3 Appoint Statutory Auditor Watanabe, For For Management Akihisa 4 Approve Annual Bonus For For Management 5 Appoint Ernst & Young ShinNihon LLC as For For Management New External Audit Firm -------------------------------------------------------------------------------- DAIWA SECURITIES GROUP INC. Ticker: 8601 Security ID: J11718111 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Hibino, Takashi For For Management 1.2 Elect Director Nakata, Seiji For For Management 1.3 Elect Director Matsui, Toshihiro For For Management 1.4 Elect Director Tashiro, Keiko For For Management 1.5 Elect Director Ogino, Akihiko For For Management 1.6 Elect Director Hanaoka, Sachiko For For Management 1.7 Elect Director Kawashima, Hiromasa For For Management 1.8 Elect Director Ogasawara, Michiaki For Against Management 1.9 Elect Director Takeuchi, Hirotaka For For Management 1.10 Elect Director Nishikawa, Ikuo For For Management 1.11 Elect Director Kawai, Eriko For For Management 1.12 Elect Director Nishikawa, Katsuyuki For For Management 1.13 Elect Director Iwamoto, Toshio For For Management -------------------------------------------------------------------------------- DAIWABO HOLDINGS CO., LTD. Ticker: 3107 Security ID: J1R29Q108 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 160 2.1 Elect Director Nishimura, Yukihiro For For Management 2.2 Elect Director Arichi, Kunihiko For For Management 2.3 Elect Director Tatsumi, Toshihiro For For Management 2.4 Elect Director Dohi, Kenichi For For Management 2.5 Elect Director Nakamura, Kazuyuki For For Management 3 Appoint Statutory Auditor Ono, Masaya For For Management 4 Approve Fixed Cash Compensation For For Management Ceiling and Performance-Based Cash Compensation Ceiling for Directors and Fixed Cash Compensation Ceiling for Statutory Auditors -------------------------------------------------------------------------------- DENA CO., LTD. Ticker: 2432 Security ID: J1257N107 Meeting Date: JUN 20, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 20 2.1 Elect Director Namba, Tomoko For For Management 2.2 Elect Director Moriyasu, Isao For For Management 2.3 Elect Director Okamura, Shingo For For Management 2.4 Elect Director Funatsu, Koji For For Management 2.5 Elect Director Asami, Hiroyasu For For Management -------------------------------------------------------------------------------- DENKA CO., LTD. Ticker: 4061 Security ID: J1257Q100 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 65 2.1 Elect Director Yoshitaka, Shinsuke For For Management 2.2 Elect Director Yamamoto, Manabu For For Management 2.3 Elect Director Shimizu, Norihiro For For Management 2.4 Elect Director Suzuki, Masaharu For For Management 2.5 Elect Director Imai, Toshio For For Management 2.6 Elect Director Yamamoto, Akio For For Management 2.7 Elect Director Fujihara, Tatsutsugu For For Management 3 Elect Alternate Director and Audit For Against Management Committee Member Yamamoto, Akio -------------------------------------------------------------------------------- DENSO CORP. Ticker: 6902 Security ID: J12075107 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Arima, Koji For For Management 1.2 Elect Director Yamanaka, Yasushi For For Management 1.3 Elect Director Wakabayashi, Hiroyuki For For Management 1.4 Elect Director Usui, Sadahiro For For Management 1.5 Elect Director Toyoda, Akio For For Management 1.6 Elect Director George Olcott For For Management 1.7 Elect Director Kushida, Shigeki For For Management 1.8 Elect Director Mitsuya, Yuko For For Management 2 Appoint Alternate Statutory Auditor For For Management Kitagawa, Hiromi 3 Approve Annual Bonus For For Management 4 Approve Cash Compensation Ceiling for For For Management Directors and Restricted Stock Plan -------------------------------------------------------------------------------- DENTSU GROUP, INC. Ticker: 4324 Security ID: J1207N108 Meeting Date: MAR 27, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles to Amend Business Lines For For Management 2 Amend Articles to Amend Provisions on For For Management Number of Directors 3.1 Elect Director Yamamoto, Toshihiro For For Management 3.2 Elect Director Sakurai, Shun For For Management 3.3 Elect Director Timothy Andree For For Management 3.4 Elect Director Igarashi, Hiroshi For For Management 3.5 Elect Director Soga, Arinobu For For Management 3.6 Elect Director Nick Priday For For Management 3.7 Elect Director Matsui, Gan For For Management 4.1 Elect Director and Audit Committee For For Management Member Okoshi, Izumi 4.2 Elect Director and Audit Committee For For Management Member Hasegawa, Toshiaki 4.3 Elect Director and Audit Committee For For Management Member Koga, Kentaro 4.4 Elect Director and Audit Committee For For Management Member Katsu, Etsuko 4.5 Elect Director and Audit Committee For For Management Member Simon Laffin -------------------------------------------------------------------------------- DIC CORP. Ticker: 4631 Security ID: J1280G103 Meeting Date: MAR 26, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 40 2.1 Elect Director Nakanishi, Yoshiyuki For For Management 2.2 Elect Director Ino, Kaoru For For Management 2.3 Elect Director Saito, Masayuki For For Management 2.4 Elect Director Kawamura, Yoshihisa For For Management 2.5 Elect Director Tamaki, Toshifumi For For Management 2.6 Elect Director Tsukahara, Kazuo For For Management 2.7 Elect Director Tamura, Yoshiaki For For Management 2.8 Elect Director Shoji, Kuniko For For Management 3 Appoint Statutory Auditor Ikushima, For For Management Akihiro -------------------------------------------------------------------------------- DIGITAL GARAGE, INC. Ticker: 4819 Security ID: J1229F109 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 38 2 Amend Articles to Amend Business Lines For For Management 3.1 Elect Director Hayashi, Kaoru For For Management 3.2 Elect Director Soda, Makoto For For Management 3.3 Elect Director Odori, Keizo For For Management 3.4 Elect Director Tanaka, Masashi For For Management 3.5 Elect Director Okuma, Masahito For For Management 3.6 Elect Director Ito, Joichi For For Management 3.7 Elect Director Fujiwara, Kenji For For Management 3.8 Elect Director Omura, Emi For For Management 3.9 Elect Director Shino, Hiroshi For For Management 4.1 Elect Director and Audit Committee For For Management Member Rokuyata, Yasuyuki 4.2 Elect Director and Audit Committee For For Management Member Sakai, Makoto 4.3 Elect Director and Audit Committee For For Management Member Inoue, Junji 4.4 Elect Director and Audit Committee For For Management Member Makino, Koji 4.5 Elect Director and Audit Committee For For Management Member Ono, Minoru -------------------------------------------------------------------------------- DISCO CORP. Ticker: 6146 Security ID: J12327102 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 347 -------------------------------------------------------------------------------- DMG MORI CO., LTD. Ticker: 6141 Security ID: J46496121 Meeting Date: MAR 24, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 30 2.1 Elect Director Mori, Masahiko For For Management 2.2 Elect Director Christian Thones For For Management 2.3 Elect Director Tamai, Hiroaki For For Management 2.4 Elect Director Kobayashi, Hirotake For For Management 2.5 Elect Director Fujishima, Makoto For For Management 2.6 Elect Director James Nudo For For Management 2.7 Elect Director Aoyama, Tojiro For For Management 2.8 Elect Director Nomura, Tsuyoshi For For Management 2.9 Elect Director Nakajima, Makoto For For Management 2.10 Elect Director Mitachi, Takashi For For Management -------------------------------------------------------------------------------- DOWA HOLDINGS CO., LTD. Ticker: 5714 Security ID: J12432225 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Yamada, Masao For For Management 1.2 Elect Director Sekiguchi, Akira For For Management 1.3 Elect Director Mitsune, Yutaka For For Management 1.4 Elect Director Matsushita, Katsuji For For Management 1.5 Elect Director Kagaya, Susumu For For Management 1.6 Elect Director Kawaguchi, Jun For For Management 1.7 Elect Director Hosoda, Eiji For For Management 1.8 Elect Director Koizumi, Yoshiko For For Management 2 Appoint Statutory Auditor Kinoshita, For For Management Hiroshi 3 Appoint Alternate Statutory Auditor For For Management Oba, Koichiro -------------------------------------------------------------------------------- EAST JAPAN RAILWAY CO. Ticker: 9020 Security ID: J1257M109 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 82.5 2 Amend Articles to Reduce Directors' For For Management Term 3.1 Elect Director Tomita, Tetsuro For Abstain Management 3.2 Elect Director Fukasawa, Yuji For Abstain Management 3.3 Elect Director Nishino, Fumihisa For Abstain Management 3.4 Elect Director Maekawa, Tadao For Abstain Management 3.5 Elect Director Ota, Tomomichi For Abstain Management 3.6 Elect Director Akaishi, Ryoji For Abstain Management 3.7 Elect Director Kise, Yoichi For Abstain Management 3.8 Elect Director Sakai, Kiwamu For Abstain Management 3.9 Elect Director Ito, Motoshige For For Management 3.10 Elect Director Amano, Reiko For For Management 3.11 Elect Director Sakuyama, Masaki For Abstain Management 3.12 Elect Director Kawamoto, Hiroko For Abstain Management 4 Appoint Statutory Auditor Kanetsuki, For For Management Seishi -------------------------------------------------------------------------------- EISAI CO., LTD. Ticker: 4523 Security ID: J12852117 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Naito, Haruo For Against Management 1.2 Elect Director Kato, Yasuhiko For For Management 1.3 Elect Director Kanai, Hirokazu For For Management 1.4 Elect Director Tsunoda, Daiken For For Management 1.5 Elect Director Bruce Aronson For For Management 1.6 Elect Director Tsuchiya, Yutaka For For Management 1.7 Elect Director Kaihori, Shuzo For For Management 1.8 Elect Director Murata, Ryuichi For For Management 1.9 Elect Director Uchiyama, Hideyo For For Management 1.10 Elect Director Hayashi, Hideki For For Management 1.11 Elect Director Miwa, Yumiko For For Management -------------------------------------------------------------------------------- ELECOM CO., LTD. Ticker: 6750 Security ID: J12884102 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 31 2 Appoint Alternate Statutory Auditor For For Management Yamamoto, Yutaka -------------------------------------------------------------------------------- ELECTRIC POWER DEVELOPMENT CO., LTD. Ticker: 9513 Security ID: J12915104 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 40 2.1 Elect Director Murayama, Hitoshi For For Management 2.2 Elect Director Watanabe, Toshifumi For For Management 2.3 Elect Director Urashima, Akihito For For Management 2.4 Elect Director Onoi, Yoshiki For For Management 2.5 Elect Director Minaminosono, Hiromi For For Management 2.6 Elect Director Honda, Makoto For For Management 2.7 Elect Director Sugiyama, Hiroyasu For For Management 2.8 Elect Director Kanno, Hitoshi For For Management 2.9 Elect Director Shimada, Yoshikazu For For Management 2.10 Elect Director Sasatsu, Hiroshi For For Management 2.11 Elect Director Kajitani, Go For For Management 2.12 Elect Director Ito, Tomonori For For Management 2.13 Elect Director John Buchanan For For Management 3 Appoint Statutory Auditor Fukuda, Naori For For Management -------------------------------------------------------------------------------- EN-JAPAN, INC. Ticker: 4849 Security ID: J1312X108 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 74.8 2 Amend Articles to Amend Business Lines For For Management - Reduce Directors' Term 3.1 Elect Director Ochi, Michikatsu For For Management 3.2 Elect Director Suzuki, Takatsugu For For Management 3.3 Elect Director Kawai, Megumi For For Management 3.4 Elect Director Igaki, Taisuke For For Management 3.5 Elect Director Murakami, Kayo For For Management 4 Appoint Statutory Auditor Otani, Naoki For For Management 5 Appoint Alternate Statutory Auditor For For Management Otsuki, Tomoyuki -------------------------------------------------------------------------------- EZAKI GLICO CO., LTD. Ticker: 2206 Security ID: J13314109 Meeting Date: MAR 24, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles to Amend Business Lines For For Management 2.1 Elect Director Ezaki, Katsuhisa For For Management 2.2 Elect Director Ezaki, Etsuro For For Management 2.3 Elect Director Kuriki, Takashi For For Management 2.4 Elect Director Honzawa, Yutaka For For Management 2.5 Elect Director Masuda, Tetsuo For For Management 2.6 Elect Director Kato, Takatoshi For For Management 2.7 Elect Director Oishi, Kanoko For For Management 2.8 Elect Director Hara, Joji For For Management 3 Appoint Statutory Auditor Miyamoto, For For Management Matao 4 Approve Compensation Ceilings for For For Management Directors and Statutory Auditors -------------------------------------------------------------------------------- FAMILYMART CO., LTD. Ticker: 8028 Security ID: J1340R107 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: FEB 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Takayanagi, Koji For For Management 1.2 Elect Director Sawada, Takashi For For Management 1.3 Elect Director Kato, Toshio For For Management 1.4 Elect Director Kubo, Isao For For Management 1.5 Elect Director Tsukamoto, Naoyoshi For For Management 1.6 Elect Director Inoue, Atsushi For For Management 1.7 Elect Director Takahashi, Jun For For Management 1.8 Elect Director Nishiwaki, Mikio For For Management 1.9 Elect Director Izawa, Tadashi For For Management 1.10 Elect Director Takaoka, Mika For For Management 1.11 Elect Director Sekine, Chikako For For Management 1.12 Elect Director Aonuma, Takayuki For For Management 2 Appoint Statutory Auditor Nakade, For For Management Kunihiro -------------------------------------------------------------------------------- FANUC CORP. Ticker: 6954 Security ID: J13440102 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 174.65 2.1 Elect Director Inaba, Yoshiharu For For Management 2.2 Elect Director Yamaguchi, Kenji For For Management 2.3 Elect Director Uchida, Hiroyuki For For Management 2.4 Elect Director Gonda, Yoshihiro For For Management 2.5 Elect Director Saito, Yutaka For For Management 2.6 Elect Director Inaba, Kiyonori For For Management 2.7 Elect Director Noda, Hiroshi For For Management 2.8 Elect Director Michael J. Cicco For For Management 2.9 Elect Director Tsukuda, Kazuo For For Management 2.10 Elect Director Imai, Yasuo For For Management 2.11 Elect Director Ono, Masato For For Management 2.12 Elect Director Yamazaki, Naoko For For Management 3 Appoint Statutory Auditor Tomita, Mieko For For Management -------------------------------------------------------------------------------- FAST RETAILING CO., LTD. Ticker: 9983 Security ID: J1346E100 Meeting Date: NOV 28, 2019 Meeting Type: Annual Record Date: AUG 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles to Amend Provisions on For For Management Number of Statutory Auditors 2.1 Elect Director Yanai, Tadashi For Against Management 2.2 Elect Director Hambayashi, Toru For Against Management 2.3 Elect Director Hattori, Nobumichi For Against Management 2.4 Elect Director Shintaku, Masaaki For Against Management 2.5 Elect Director Nawa, Takashi For Against Management 2.6 Elect Director Ono, Naotake For Against Management 2.7 Elect Director Okazaki, Takeshi For Against Management 2.8 Elect Director Yanai, Kazumi For Against Management 2.9 Elect Director Yanai, Koji For Against Management 3 Appoint Statutory Auditor Mizusawa, For For Management Masumi 4 Approve Compensation Ceiling for For Against Management Directors -------------------------------------------------------------------------------- FINANCIAL PRODUCTS GROUP CO., LTD. Ticker: 7148 Security ID: J14302103 Meeting Date: DEC 20, 2019 Meeting Type: Annual Record Date: SEP 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 53 2.1 Elect Director Tanimura, Hisanaga For For Management 2.2 Elect Director Ishiguro, Tadashi For For Management 2.3 Elect Director Takahashi, Kazuki For For Management 2.4 Elect Director Funayama, Masashi For For Management 2.5 Elect Director Ohara, Keiko For For Management -------------------------------------------------------------------------------- FUJITSU GENERAL LTD. Ticker: 6755 Security ID: J15624109 Meeting Date: JUN 17, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 14 2.1 Elect Director Saito, Etsuro For For Management 2.2 Elect Director Niwayama, Hiroshi For For Management 2.3 Elect Director Sakamaki, Hisashi For For Management 2.4 Elect Director Terasaka, Fumiaki For For Management 2.5 Elect Director Kuwayama, Mieko For For Management 2.6 Elect Director Yamaguchi, Hirohisa For For Management 2.7 Elect Director Kosuda, Tsunenao For For Management 2.8 Elect Director Hasegawa, Tadashi For For Management 2.9 Elect Director Yokoyama, Hiroyuki For For Management 2.10 Elect Director Sugiyama, Masaki For For Management 3 Appoint Statutory Auditor Hirose, For Against Management Yoichi 4 Appoint Alternate Statutory Auditor For For Management Nishimura, Yasuo 5 Approve Annual Bonus For For Management 6 Approve Restricted Stock Plan For For Management -------------------------------------------------------------------------------- FUJITSU LTD. Ticker: 6702 Security ID: J15708159 Meeting Date: JUN 22, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Tokita, Takahito For For Management 1.2 Elect Director Furuta, Hidenori For For Management 1.3 Elect Director Isobe, Takeshi For For Management 1.4 Elect Director Yamamoto, Masami For For Management 1.5 Elect Director Yokota, Jun For For Management 1.6 Elect Director Mukai, Chiaki For For Management 1.7 Elect Director Abe, Atsushi For For Management 1.8 Elect Director Kojo, Yoshiko For For Management 1.9 Elect Director Scott Callon For For Management 2.1 Appoint Statutory Auditor Yamamuro, For For Management Megumi 2.2 Appoint Statutory Auditor Makuta, Hideo For For Management 3 Appoint Alternate Statutory Auditor For For Management Namba, Koichi -------------------------------------------------------------------------------- FURUKAWA ELECTRIC CO., LTD. Ticker: 5801 Security ID: J16464117 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 85 2.1 Elect Director Shibata, Mitsuyoshi For For Management 2.2 Elect Director Kobayashi, Keiichi For For Management 2.3 Elect Director Fujita, Sumitaka For For Management 2.4 Elect Director Tsukamoto, Osamu For For Management 2.5 Elect Director Nakamoto, Akira For For Management 2.6 Elect Director Miyokawa, Yoshiro For For Management 2.7 Elect Director Yabu, Yukiko For For Management 2.8 Elect Director Ogiwara, Hiroyuki For For Management 2.9 Elect Director Kuroda, Osamu For For Management 2.10 Elect Director Miyamoto, Satoshi For For Management 2.11 Elect Director Maki, Ken For For Management 2.12 Elect Director Fukunaga, Akihiro For For Management 3 Appoint Statutory Auditor Sumida, For Against Management Sayaka 4 Appoint Alternate Statutory Auditor For For Management Koroyasu, Kenji -------------------------------------------------------------------------------- FUYO GENERAL LEASE CO., LTD. Ticker: 8424 Security ID: J1755C108 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 105 2 Amend Articles to Amend Business Lines For For Management 3.1 Elect Director Sato, Takashi For For Management 3.2 Elect Director Tsujita, Yasunori For For Management 3.3 Elect Director Kazama, Shozo For For Management 3.4 Elect Director Hosoi, Soichi For For Management 3.5 Elect Director Takada, Keiji For For Management 3.6 Elect Director Isshiki, Seiichi For For Management 3.7 Elect Director Ichikawa, Hideo For For Management 3.8 Elect Director Yamamura, Masayuki For For Management 4 Appoint Statutory Auditor Tsuruta, For For Management Yoshito -------------------------------------------------------------------------------- GMO PAYMENT GATEWAY, INC. Ticker: 3769 Security ID: J18229104 Meeting Date: DEC 15, 2019 Meeting Type: Annual Record Date: SEP 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 36 2 Amend Articles to Make Technical For For Management Changes 3.1 Elect Director Kumagai, Masatoshi For Against Management 3.2 Elect Director Ainoura, Issei For Against Management 3.3 Elect Director Muramatsu, Ryu For For Management 3.4 Elect Director Isozaki, Satoru For For Management 3.5 Elect Director Hisada, Yuichi For For Management 3.6 Elect Director Yasuda, Masashi For For Management 3.7 Elect Director Kaneko, Takehito For For Management 3.8 Elect Director Nishiyama, Hiroyuki For For Management 3.9 Elect Director Yamashita, Hirofumi For For Management 3.10 Elect Director Onagi, Masaya For For Management 3.11 Elect Director Sato, Akio For For Management -------------------------------------------------------------------------------- GOLDWIN INC. Ticker: 8111 Security ID: J17472101 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Nishida, Akio For For Management 1.2 Elect Director Watanabe, Takao For For Management 1.3 Elect Director Futatsukawa, Kiyoto For For Management 1.4 Elect Director Nishida, Yoshiteru For For Management 1.5 Elect Director Homma, Eiichiro For For Management 1.6 Elect Director Asami, Yasuo For For Management 1.7 Elect Director Suzuki, Masatoshi For For Management 1.8 Elect Director Moriguchi, Yuko For For Management 1.9 Elect Director Akiyama, Rie For For Management 2 Approve Disposal of Treasury Shares For Against Management for a Private Placement -------------------------------------------------------------------------------- GUNGHO ONLINE ENTERTAINMENT, INC. Ticker: 3765 Security ID: J18912105 Meeting Date: MAR 30, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Morishita, Kazuki For For Management 1.2 Elect Director Sakai, Kazuya For For Management 1.3 Elect Director Kitamura, Yoshinori For For Management 1.4 Elect Director Ochi, Masato For For Management 1.5 Elect Director Yoshida, Koji For For Management 1.6 Elect Director Oba, Norikazu For For Management 1.7 Elect Director Onishi, Hidetsugu For For Management 1.8 Elect Director Miyakawa, Keiji For For Management 1.9 Elect Director Tanaka, Susumu For For Management -------------------------------------------------------------------------------- HAKUHODO DY HOLDINGS, INC. Ticker: 2433 Security ID: J19174101 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 15 2.1 Elect Director Toda, Hirokazu For For Management 2.2 Elect Director Mizushima, Masayuki For For Management 2.3 Elect Director Yajima, Hirotake For For Management 2.4 Elect Director Matsuzaki, Mitsumasa For For Management 2.5 Elect Director Imaizumi, Tomoyuki For For Management 2.6 Elect Director Nakatani, Yoshitaka For For Management 2.7 Elect Director Nishioka, Masanori For For Management 2.8 Elect Director Ochiai, Hiroshi For For Management 2.9 Elect Director Fujinuma, Daisuke For For Management 2.10 Elect Director Matsuda, Noboru For For Management 2.11 Elect Director Hattori, Nobumichi For For Management 2.12 Elect Director Yamashita, Toru For For Management 3 Appoint Statutory Auditor Tomoda, For For Management Kazuhiko -------------------------------------------------------------------------------- HAMAMATSU PHOTONICS KK Ticker: 6965 Security ID: J18270108 Meeting Date: DEC 20, 2019 Meeting Type: Annual Record Date: SEP 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 20 2.1 Elect Director Hiruma, Akira For For Management 2.2 Elect Director Suzuki, Kenji For For Management 2.3 Elect Director Yamamoto, Koei For For Management 2.4 Elect Director Hara, Tsutomu For For Management 2.5 Elect Director Yoshida, Kenji For For Management 2.6 Elect Director Toriyama, Naofumi For For Management 2.7 Elect Director Mori, Kazuhiko For For Management 2.8 Elect Director Maruno, Tadashi For For Management 2.9 Elect Director Suzuki, Takayuki For For Management 2.10 Elect Director Kato, Hisaki For For Management 2.11 Elect Director Saito, Minoru For For Management 2.12 Elect Director Kodate, Kashiko For For Management 2.13 Elect Director Koibuchi, Ken For For Management 3 Approve Restricted Stock Plan For For Management -------------------------------------------------------------------------------- HANKYU HANSHIN HOLDINGS, INC. Ticker: 9042 Security ID: J18439109 Meeting Date: JUN 17, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 25 2 Amend Articles to Abolish Board For For Management Structure with Statutory Auditors - Adopt Board Structure with Audit Committee - Amend Provisions on Number of Directors - Authorize Directors to Execute Day to Day Operations without Full Board Approval 3.1 Elect Director Sumi, Kazuo For For Management 3.2 Elect Director Sugiyama, Takehiro For For Management 3.3 Elect Director Shin, Masao For For Management 3.4 Elect Director Inoue, Noriyuki For For Management 3.5 Elect Director Endo, Noriko For For Management 3.6 Elect Director Shimatani, Yoshishige For For Management 3.7 Elect Director Araki, Naoya For For Management 3.8 Elect Director Tsuru, Yuki For For Management 4.1 Elect Director and Audit Committee For For Management Member Ishibashi, Masayoshi 4.2 Elect Director and Audit Committee For For Management Member Ishii, Junzo 4.3 Elect Director and Audit Committee For For Management Member Komiyama, Michiari 5 Elect Alternate Director and Audit For For Management Committee Member Tsuru, Yuki 6 Approve Compensation Ceiling for For For Management Directors Who Are Not Audit Committee Members 7 Approve Compensation Ceiling for For For Management Directors Who Are Audit Committee Members 8 Approve Trust-Type Equity Compensation For For Management Plan -------------------------------------------------------------------------------- HARMONIC DRIVE SYSTEMS, INC. Ticker: 6324 Security ID: J1886F103 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 10 2.1 Elect Director Ito, Mitsumasa For Against Management 2.2 Elect Director Nagai, Akira For Against Management 2.3 Elect Director Maruyama, Akira For Against Management 2.4 Elect Director Ito, Yoshinori For Against Management 2.5 Elect Director Kamijo, Kazutoshi For Against Management 2.6 Elect Director Yoshida, Haruhiko For Against Management 2.7 Elect Director Sakai, Shinji For Against Management 2.8 Elect Director Nakamura, Masanobu For Against Management 2.9 Elect Director Fukuda, Yoshio For For Management 3.1 Appoint Statutory Auditor Yasue, Hideo For Against Management 3.2 Appoint Statutory Auditor Yokogoshi, For Against Management Yoshitsugu 3.3 Appoint Statutory Auditor Ohashi, For Against Management Shigeto 3.4 Appoint Statutory Auditor Imazato, For Against Management Eisaku 4 Approve Compensation Ceiling for For For Management Statutory Auditors 5 Approve Director and Statutory Auditor For Against Management Retirement Bonus -------------------------------------------------------------------------------- HASEKO CORP. Ticker: 1808 Security ID: J18984153 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 50 2.1 Elect Director Tsuji, Noriaki For For Management 2.2 Elect Director Ikegami, Kazuo For For Management 2.3 Elect Director Tani, Junichi For For Management 2.4 Elect Director Tani, Nobuhiro For For Management 2.5 Elect Director Murakawa, Toshiyuki For For Management 2.6 Elect Director Naraoka, Shoji For For Management 2.7 Elect Director Koizumi, Masahito For For Management 2.8 Elect Director Kumano, Satoshi For For Management 2.9 Elect Director Takahashi, Osamu For For Management 2.10 Elect Director Ichimura, Kazuhiko For For Management 2.11 Elect Director Kogami, Tadashi For For Management 2.12 Elect Director Nagasaki, Mami For For Management 2.13 Elect Director Ogura, Toshikatsu For For Management 3 Appoint Statutory Auditor Takuma, For For Management Hiroyuki -------------------------------------------------------------------------------- HAZAMA ANDO CORP. Ticker: 1719 Security ID: J1912N104 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 15 2 Amend Articles to Amend Business Lines For For Management 3.1 Elect Director Fukutomi, Masato For For Management 3.2 Elect Director Ikegami, Toru For For Management 3.3 Elect Director Gomi, Muneo For For Management 3.4 Elect Director Kaneko, Haruyuki For For Management 3.5 Elect Director Miyamori, Shinya For For Management 3.6 Elect Director Tabuchi, Katsuhiko For For Management 3.7 Elect Director Fujita, Masami For For Management 3.8 Elect Director Kitagawa, Mariko For For Management 3.9 Elect Director Kuwayama, Mieko For For Management 4 Appoint Statutory Auditor Takahara, For For Management Masamitsu 5 Appoint Alternate Statutory Auditor For For Management Hiramatsu, Takemi 6 Initiate Share Repurchase Program Against For Shareholder 7 Amend Articles to Add Provision on Against Against Shareholder Thorough Safety and Health Control -------------------------------------------------------------------------------- HIKARI TSUSHIN, INC. Ticker: 9435 Security ID: J1949F108 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Shigeta, Yasumitsu For Against Management 1.2 Elect Director Wada, Hideaki For Against Management 1.3 Elect Director Tamamura, Takeshi For For Management 1.4 Elect Director Gido, Ko For For Management 1.5 Elect Director Takahashi, Masato For For Management -------------------------------------------------------------------------------- HINO MOTORS, LTD. Ticker: 7205 Security ID: 433406105 Meeting Date: JUN 22, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ichihashi, Yasuhiko For Abstain Management 1.2 Elect Director Shimo, Yoshio For Abstain Management 1.3 Elect Director Hisada, Ichiro For Abstain Management 1.4 Elect Director Nakane, Taketo For Abstain Management 1.5 Elect Director Sato, Shinichi For Abstain Management 1.6 Elect Director Hagiwara, Toshitaka For For Management 1.7 Elect Director Yoshida, Motokazu For Abstain Management 1.8 Elect Director Muto, Koichi For For Management 1.9 Elect Director Terashi, Shigeki For Abstain Management 2.1 Appoint Statutory Auditor Kimura, Iwao For For Management 2.2 Appoint Statutory Auditor Inoue, Tomoko For For Management 2.3 Appoint Statutory Auditor Nakajima, For For Management Masahiro 3 Appoint Alternate Statutory Auditor For For Management Natori, Katsuya -------------------------------------------------------------------------------- HIROSE ELECTRIC CO., LTD. Ticker: 6806 Security ID: J19782101 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 120 2 Amend Articles to Change Location of For For Management Head Office 3.1 Elect Director Ishii, Kazunori For For Management 3.2 Elect Director Nakamura, Mitsuo For For Management 3.3 Elect Director Kiriya, Yukio For For Management 3.4 Elect Director Fukumoto, Hiroshi For For Management 3.5 Elect Director Sato, Hiroshi For For Management 3.6 Elect Director Sang-Yeob Lee For For Management 3.7 Elect Director Hotta, Kensuke For For Management 3.8 Elect Director Motonaga, Tetsuji For For Management 3.9 Elect Director Nishimatsu, Masanori For For Management 4 Appoint Statutory Auditor Sugishima, For For Management Terukazu -------------------------------------------------------------------------------- HISAMITSU PHARMACEUTICAL CO., INC. Ticker: 4530 Security ID: J20076121 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: FEB 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 41.5 2.1 Elect Director Nakatomi, Hirotaka For For Management 2.2 Elect Director Nakatomi, Kazuhide For For Management 2.3 Elect Director Sugiyama, Kosuke For For Management 2.4 Elect Director Tsuruda, Toshiaki For For Management 2.5 Elect Director Takao, Shinichiro For For Management 2.6 Elect Director Saito, Kyu For For Management 2.7 Elect Director Tsutsumi, Nobuo For For Management 2.8 Elect Director Murayama, Shinichi For For Management 2.9 Elect Director Ichikawa, Isao For For Management 2.10 Elect Director Furukawa, Teijiro For For Management 2.11 Elect Director Anzai, Yuichiro For For Management 2.12 Elect Director Matsuo, Tetsugo For For Management 3.1 Appoint Statutory Auditor Nakatomi, For For Management Nobuyuki 3.2 Appoint Statutory Auditor Hirano, For For Management Munehiko 3.3 Appoint Statutory Auditor Ono, For For Management Keinosuke -------------------------------------------------------------------------------- HITACHI CHEMICAL CO., LTD. Ticker: 4217 Security ID: J20160107 Meeting Date: JUN 05, 2020 Meeting Type: Special Record Date: APR 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Reverse Stock Split to Squeeze For For Management Out Minority Shareholders 2 Amend Articles to Decrease Authorized For For Management Capital - Delete References to Record Date -------------------------------------------------------------------------------- HITACHI METALS, LTD. Ticker: 5486 Security ID: J20538112 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Nishiie, Kenichi For For Management 1.2 Elect Director Uenoyama, Makoto For For Management 1.3 Elect Director Oka, Toshiko For For Management 1.4 Elect Director Fukuo, Koichi For For Management 1.5 Elect Director Nishiyama, Mitsuaki For For Management 1.6 Elect Director Morita, Mamoru For For Management -------------------------------------------------------------------------------- HITACHI TRANSPORT SYSTEM, LTD. Ticker: 9086 Security ID: J2076M106 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Aoki, Miho For For Management 1.2 Elect Director Izumoto, Sayoko For For Management 1.3 Elect Director Urano, Mitsudo For For Management 1.4 Elect Director Nishijima, Takashi For For Management 1.5 Elect Director Fusayama, Tetsu For For Management 1.6 Elect Director Maruta, Hiroshi For For Management 1.7 Elect Director Watanabe, Hajime For For Management 1.8 Elect Director Jinguji, Takashi For For Management 1.9 Elect Director Nakatani, Yasuo For For Management -------------------------------------------------------------------------------- HONDA MOTOR CO., LTD. Ticker: 7267 Security ID: J22302111 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mikoshiba, Toshiaki For For Management 1.2 Elect Director Hachigo, Takahiro For For Management 1.3 Elect Director Kuraishi, Seiji For For Management 1.4 Elect Director Takeuchi, Kohei For For Management 1.5 Elect Director Mibe, Toshihiro For For Management 1.6 Elect Director Koide, Hiroko For For Management 1.7 Elect Director Kokubu, Fumiya For For Management 1.8 Elect Director Ito, Takanobu For For Management -------------------------------------------------------------------------------- HORIBA, LTD. Ticker: 6856 Security ID: J22428106 Meeting Date: MAR 28, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Horiba, Atsushi For For Management 1.2 Elect Director Saito, Juichi For For Management 1.3 Elect Director Adachi, Masayuki For For Management 1.4 Elect Director Okawa, Masao For For Management 1.5 Elect Director Nagano, Takashi For For Management 1.6 Elect Director Sugita, Masahiro For For Management 1.7 Elect Director Higashifushimi, Jiko For For Management 1.8 Elect Director Takeuchi, Sawako For For Management 2.1 Appoint Statutory Auditor Nakamine, For For Management Atsushi 2.2 Appoint Statutory Auditor Yamada, Keiji For Against Management 2.3 Appoint Statutory Auditor Tanabe, For Against Management Tomoko 3.1 Appoint Alternate Statutory Auditor For For Management Yoshida, Kazumasa 3.2 Appoint Alternate Statutory Auditor For For Management Yoneda, Aritoshi -------------------------------------------------------------------------------- HOYA CORP. Ticker: 7741 Security ID: J22848105 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Uchinaga, Yukako For For Management 1.2 Elect Director Urano, Mitsudo For For Management 1.3 Elect Director Takasu, Takeo For For Management 1.4 Elect Director Kaihori, Shuzo For For Management 1.5 Elect Director Yoshihara, Hiroaki For For Management 1.6 Elect Director Suzuki, Hiroshi For For Management -------------------------------------------------------------------------------- HULIC CO., LTD. Ticker: 3003 Security ID: J23594112 Meeting Date: MAR 24, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 17.5 2.1 Elect Director Nishiura, Saburo For Abstain Management 2.2 Elect Director Yoshidome, Manabu For Abstain Management 2.3 Elect Director Shiga, Hidehiro For Abstain Management 2.4 Elect Director Kobayashi, Hajime For Abstain Management 2.5 Elect Director Maeda, Takaya For Abstain Management 2.6 Elect Director Nakajima, Tadashi For Abstain Management 2.7 Elect Director Miyajima, Tsukasa For For Management 2.8 Elect Director Yamada, Hideo For For Management 2.9 Elect Director Fukushima, Atsuko For For Management 2.10 Elect Director Takahashi, Kaoru For Abstain Management 3.1 Appoint Statutory Auditor Nezu, Koichi For Abstain Management 3.2 Appoint Statutory Auditor Kobayashi, For For Management Nobuyuki 3.3 Appoint Statutory Auditor Sekiguchi, For Abstain Management Kenichi 4 Approve Compensation Ceiling for For For Management Directors 5 Approve Trust-Type Equity Compensation For For Management Plan -------------------------------------------------------------------------------- ICHIGO, INC. Ticker: 2337 Security ID: J2382Y109 Meeting Date: MAY 24, 2020 Meeting Type: Annual Record Date: FEB 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Scott Callon For For Management 1.2 Elect Director Hasegawa, Takuma For For Management 1.3 Elect Director Ishihara, Minoru For For Management 1.4 Elect Director Murai, Eri For For Management 1.5 Elect Director Fujita, Tetsuya For For Management 1.6 Elect Director Kawate, Noriko For For Management 1.7 Elect Director Suzuki, Yukio For For Management 1.8 Elect Director Matsuzaki, Masatoshi For For Management 1.9 Elect Director Nakaido, Nobuhide For For Management -------------------------------------------------------------------------------- IDEMITSU KOSAN CO., LTD. Ticker: 5019 Security ID: J2388K103 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kito, Shunichi For For Management 1.2 Elect Director Matsushita, Takashi For For Management 1.3 Elect Director Nibuya, Susumu For For Management 1.4 Elect Director Shindome, Katsuaki For For Management 1.5 Elect Director Hirano, Atsuhiko For For Management 1.6 Elect Director Idemitsu, Masakazu For For Management 1.7 Elect Director Kubohara, Kazunari For For Management 1.8 Elect Director Kikkawa, Takeo For For Management 1.9 Elect Director Mackenzie Clugston For For Management 1.10 Elect Director Otsuka, Norio For For Management 1.11 Elect Director Yasuda, Yuko For For Management 1.12 Elect Director Koshiba, Mitsunobu For For Management 2 Appoint Statutory Auditor Ito, Taigi For For Management 3 Appoint Alternate Statutory Auditor For For Management Kai, Junko -------------------------------------------------------------------------------- IHI CORP. Ticker: 7013 Security ID: J2398N113 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 20 2.1 Elect Director Mitsuoka, Tsugio For For Management 2.2 Elect Director Yamada, Takeshi For For Management 2.3 Elect Director Shikina, Tomoharu For For Management 2.4 Elect Director Nagano, Masafumi For For Management 2.5 Elect Director Murakami, Koichi For For Management 2.6 Elect Director Fujiwara, Taketsugu For For Management 2.7 Elect Director Ishimura, Kazuhiko For For Management 2.8 Elect Director Ide, Hiroshi For For Management 2.9 Elect Director Kawakami, Takeshi For For Management 2.10 Elect Director Shigegaki, Yasuhiro For For Management 2.11 Elect Director Nakanishi, Yoshiyuki For For Management 2.12 Elect Director Matsuda, Chieko For For Management 3.1 Appoint Statutory Auditor Niimura, For For Management Takashi 3.2 Appoint Statutory Auditor Sekine, Aiko For For Management -------------------------------------------------------------------------------- IIDA GROUP HOLDINGS CO., LTD. Ticker: 3291 Security ID: J23426109 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 31 2 Appoint Statutory Auditor Fujita, Koji For For Management 3.1 Appoint Alternate Statutory Auditor For For Management Sasaki, Shinichi 3.2 Appoint Alternate Statutory Auditor For Against Management Shimazaki, Makoto -------------------------------------------------------------------------------- INPEX CORP. Ticker: 1605 Security ID: J2467E101 Meeting Date: MAR 25, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 18 2.1 Elect Director Kitamura, Toshiaki For For Management 2.2 Elect Director Ueda, Takayuki For For Management 2.3 Elect Director Ito, Seiya For For Management 2.4 Elect Director Ikeda, Takahiko For For Management 2.5 Elect Director Yajima, Shigeharu For For Management 2.6 Elect Director Kittaka, Kimihisa For For Management 2.7 Elect Director Sase, Nobuharu For For Management 2.8 Elect Director Yamada, Daisuke For For Management 2.9 Elect Director Yanai, Jun For For Management 2.10 Elect Director Iio, Norinao For For Management 2.11 Elect Director Nishimura, Atsuko For For Management 2.12 Elect Director Kimura, Yasushi For For Management 2.13 Elect Director Ogino, Kiyoshi For For Management 2.14 Elect Director Nishikawa, Tomo For For Management 3 Approve Annual Bonus For For Management -------------------------------------------------------------------------------- ISUZU MOTORS LTD. Ticker: 7202 Security ID: J24994113 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 19 2.1 Elect Director Minami, Shinsuke For For Management 2.2 Elect Director Sugimoto, Shigeji For For Management 2.3 Elect Director Shibata, Mitsuyoshi For For Management 2.4 Elect Director Nakayama, Kozue For For Management 3 Appoint Statutory Auditor Miyazaki, For For Management Kenji -------------------------------------------------------------------------------- ITOCHU CORP. Ticker: 8001 Security ID: J2501P104 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 42.5 2.1 Elect Director Okafuji, Masahiro For For Management 2.2 Elect Director Suzuki, Yoshihisa For For Management 2.3 Elect Director Yoshida, Tomofumi For For Management 2.4 Elect Director Fukuda, Yuji For For Management 2.5 Elect Director Kobayashi, Fumihiko For For Management 2.6 Elect Director Hachimura, Tsuyoshi For For Management 2.7 Elect Director Muraki, Atsuko For For Management 2.8 Elect Director Mochizuki, Harufumi For For Management 2.9 Elect Director Kawana, Masatoshi For For Management 2.10 Elect Director Nakamori, Makiko For For Management 3 Appoint Statutory Auditor Kyoda, Makoto For For Management -------------------------------------------------------------------------------- ITOCHU TECHNO-SOLUTIONS CORP. Ticker: 4739 Security ID: J25022104 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 30.5 2.1 Elect Director Kikuchi, Satoshi For For Management 2.2 Elect Director Tsuge, Ichiro For For Management 2.3 Elect Director Okubo, Tadataka For For Management 2.4 Elect Director Iwasaki, Naoko For For Management 2.5 Elect Director Motomura, Aya For For Management 2.6 Elect Director Kajiwara, Hiroshi For For Management 3.1 Appoint Statutory Auditor Takada, For For Management Hiroshi 3.2 Appoint Statutory Auditor Tada, For For Management Toshiaki -------------------------------------------------------------------------------- IWATANI CORP. Ticker: 8088 Security ID: J25424128 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 95 2.1 Elect Director Makino, Akiji For For Management 2.2 Elect Director Watanabe, Toshio For For Management 2.3 Elect Director Majima, Hiroshi For For Management 2.4 Elect Director Horiguchi, Makoto For For Management 2.5 Elect Director Iwatani, Naoki For For Management 2.6 Elect Director Ota, Akira For For Management 2.7 Elect Director Watanabe, Satoshi For For Management 2.8 Elect Director Okawa, Itaru For For Management 2.9 Elect Director Saita, Yoshiharu For For Management 2.10 Elect Director Tsuyoshi, Manabu For For Management 2.11 Elect Director Murai, Shinji For For Management 2.12 Elect Director Mori, Shosuke For For Management 3 Approve Takeover Defense Plan (Poison For Against Management Pill) 4 Approve Career Achievement Bonus for For Against Management Director -------------------------------------------------------------------------------- IZUMI CO., LTD. Ticker: 8273 Security ID: J25725110 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: FEB 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 40 2 Amend Articles to Amend Business Lines For For Management 3 Elect Director Kuromoto, Hiroshi For For Management 4.1 Appoint Statutory Auditor Horikawa, For For Management Tomoko 4.2 Appoint Statutory Auditor Okada, For For Management Hirotaka 5 Approve Statutory Auditor Retirement For Against Management Bonus -------------------------------------------------------------------------------- J. FRONT RETAILING CO., LTD. Ticker: 3086 Security ID: J28711109 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: FEB 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Yamamoto, Ryoichi For For Management 1.2 Elect Director Tsutsumi, Hiroyuki For For Management 1.3 Elect Director Murata, Soichi For For Management 1.4 Elect Director Ishii, Yasuo For For Management 1.5 Elect Director Nishikawa, Koichiro For For Management 1.6 Elect Director Uchida, Akira For For Management 1.7 Elect Director Sato, Rieko For For Management 1.8 Elect Director Seki, Tadayuki For For Management 1.9 Elect Director Yago, Natsunosuke For For Management 1.10 Elect Director Yoshimoto, Tatsuya For For Management 1.11 Elect Director Sawada, Taro For For Management 1.12 Elect Director Makiyama, Kozo For For Management 1.13 Elect Director Wakabayashi, Hayato For For Management -------------------------------------------------------------------------------- JAPAN AIRLINES CO., LTD. Ticker: 9201 Security ID: J25979121 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ueki, Yoshiharu For For Management 1.2 Elect Director Fujita, Tadashi For For Management 1.3 Elect Director Akasaka, Yuji For For Management 1.4 Elect Director Shimizu, Shinichiro For For Management 1.5 Elect Director Kikuyama, Hideki For For Management 1.6 Elect Director Toyoshima, Ryuzo For For Management 1.7 Elect Director Kitada, Yuichi For For Management 1.8 Elect Director Kobayashi, Eizo For For Management 1.9 Elect Director Ito, Masatoshi For For Management 1.10 Elect Director Hatchoji, Sonoko For For Management 2.1 Appoint Statutory Auditor Suzuka, For For Management Yasushi 2.2 Appoint Statutory Auditor Kamo, Osamu For For Management 2.3 Appoint Statutory Auditor Okada, Joji For For Management -------------------------------------------------------------------------------- JAPAN AIRPORT TERMINAL CO., LTD. Ticker: 9706 Security ID: J2620N105 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 10 2.1 Elect Director Takashiro, Isao For For Management 2.2 Elect Director Yokota, Nobuaki For For Management 2.3 Elect Director Suzuki, Hisayasu For For Management 2.4 Elect Director Akahori, Masatoshi For For Management 2.5 Elect Director Onishi, Hiroshi For For Management 2.6 Elect Director Yonemoto, Yasuhide For For Management 2.7 Elect Director Tanaka, Kazuhito For For Management 2.8 Elect Director Ishizeki, Kiyoshi For For Management 2.9 Elect Director Tanji, Yasuo For For Management 2.10 Elect Director Harada, Kazuyuki For For Management 2.11 Elect Director Ueki, Yoshiharu For For Management 2.12 Elect Director Kimura, Keiji For For Management 2.13 Elect Director Shibata, Koji For For Management 2.14 Elect Director Hachisuka, Kazuyo For For Management 2.15 Elect Director Koyama, Yoko For For Management 3.1 Appoint Statutory Auditor Iwai, Koji For For Management 3.2 Appoint Statutory Auditor Toda, For For Management Naotoshi 4 Approve Takeover Defense Plan (Poison For Against Management Pill) -------------------------------------------------------------------------------- JAPAN EXCHANGE GROUP, INC. Ticker: 8697 Security ID: J2740B106 Meeting Date: JUN 17, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles to Amend Provisions on For For Management Executive Officer Titles 2.1 Elect Director Tsuda, Hiroki For For Management 2.2 Elect Director Kiyota, Akira For For Management 2.3 Elect Director Miyahara, Koichiro For For Management 2.4 Elect Director Yamaji, Hiromi For For Management 2.5 Elect Director Shizuka, Masaki For For Management 2.6 Elect Director Christina L. Ahmadjian For For Management 2.7 Elect Director Endo, Nobuhiro For For Management 2.8 Elect Director Ogita, Hitoshi For For Management 2.9 Elect Director Kubori, Hideaki For For Management 2.10 Elect Director Koda, Main For For Management 2.11 Elect Director Kobayashi, Eizo For For Management 2.12 Elect Director Minoguchi, Makoto For For Management 2.13 Elect Director Mori, Kimitaka For For Management 2.14 Elect Director Yoneda, Tsuyoshi For For Management -------------------------------------------------------------------------------- JAPAN LIFELINE CO., LTD. Ticker: 7575 Security ID: J27093103 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 29 2 Amend Articles to Amend Business Lines For For Management 3 Appoint Statutory Auditor Nakamura, For For Management Masahiko -------------------------------------------------------------------------------- JAPAN TOBACCO INC. Ticker: 2914 Security ID: J27869106 Meeting Date: MAR 19, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 77 2 Amend Articles to Amend Provisions on For For Management Director Titles 3.1 Elect Director Tango, Yasutake For Abstain Management 3.2 Elect Director Iwai, Mutsuo For Abstain Management 3.3 Elect Director Terabatake, Masamichi For Abstain Management 3.4 Elect Director Minami, Naohiro For Abstain Management 3.5 Elect Director Hirowatari, Kiyohide For Abstain Management 3.6 Elect Director Yamashita, Kazuhito For Abstain Management 3.7 Elect Director Koda, Main For For Management 3.8 Elect Director Watanabe, Koichiro For Abstain Management 3.9 Elect Director Nagashima, Yukiko For For Management 4 Approve Restricted Stock Plan and For For Management Performance Share Plan -------------------------------------------------------------------------------- JFE HOLDINGS, INC. Ticker: 5411 Security ID: J2817M100 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kakigi, Koji For Abstain Management 1.2 Elect Director Kitano, Yoshihisa For Abstain Management 1.3 Elect Director Terahata, Masashi For Abstain Management 1.4 Elect Director Oda, Naosuke For Abstain Management 1.5 Elect Director Oshita, Hajime For Abstain Management 1.6 Elect Director Yamamoto, Masami For For Management 1.7 Elect Director Kemori, Nobumasa For Abstain Management 1.8 Elect Director Ando, Yoshiko For For Management -------------------------------------------------------------------------------- JSR CORP. Ticker: 4185 Security ID: J2856K106 Meeting Date: JUN 17, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 30 2.1 Elect Director Eric Johnson For For Management 2.2 Elect Director Kawahashi, Nobuo For For Management 2.3 Elect Director Koshiba, Mitsunobu For For Management 2.4 Elect Director Kawasaki, Koichi For For Management 2.5 Elect Director Miyazaki, Hideki For For Management 2.6 Elect Director Nakayama, Mika For For Management 2.7 Elect Director Matsuda, Yuzuru For For Management 2.8 Elect Director Sugata, Shiro For For Management 2.9 Elect Director Seki, Tadayuki For For Management 3 Appoint Statutory Auditor Iwabuchi, For For Management Tomoaki 4.1 Appoint Alternate Statutory Auditor For For Management Doi, Makoto 4.2 Appoint Alternate Statutory Auditor For For Management Chiba, Akira -------------------------------------------------------------------------------- JTEKT CORP. Ticker: 6473 Security ID: J2946V104 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 16 2.1 Elect Director Kaijima, Hiroyuki For For Management 2.2 Elect Director Yamamoto, Katsumi For For Management 2.3 Elect Director Matsumoto, Takumi For For Management 2.4 Elect Director Sano, Makoto For For Management 2.5 Elect Director Kato, Shinji For For Management 2.6 Elect Director Matsuoka, Hirofumi For For Management 2.7 Elect Director Makino, Kazuhisa For For Management 2.8 Elect Director Miyatani, Takao For For Management 2.9 Elect Director Okamoto, Iwao For For Management 2.10 Elect Director Uchiyamada, Takeshi For For Management 2.11 Elect Director Sato, Kazuhiro For For Management 2.12 Elect Director Takahashi, Tomokazu For For Management 2.13 Elect Director Segawa, Haruhiko For For Management -------------------------------------------------------------------------------- JXTG HOLDINGS, INC. Ticker: 5020 Security ID: J29699105 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 11 2 Amend Articles to Change Company Name For For Management 3.1 Elect Director Sugimori, Tsutomu For For Management 3.2 Elect Director Ota, Katsuyuki For For Management 3.3 Elect Director Adachi, Hiroji For For Management 3.4 Elect Director Hosoi, Hiroshi For For Management 3.5 Elect Director Murayama, Seiichi For For Management 3.6 Elect Director Yokoi, Yoshikazu For For Management 3.7 Elect Director Iwase, Junichi For For Management 3.8 Elect Director Yatabe, Yasushi For For Management 3.9 Elect Director Ota, Hiroko For For Management 3.10 Elect Director Otsuka, Mutsutake For For Management 3.11 Elect Director Miyata, Yoshiiku For For Management 4.1 Elect Director and Audit Committee For For Management Member Kato, Hitoshi 4.2 Elect Director and Audit Committee For For Management Member Ouchi, Yoshiaki 4.3 Elect Director and Audit Committee For For Management Member Nishioka, Seiichiro 4.4 Elect Director and Audit Committee For Against Management Member Oka, Toshiko 5 Approve Trust-Type Equity Compensation For For Management Plan -------------------------------------------------------------------------------- K'S HOLDINGS CORP. Ticker: 8282 Security ID: J3672R101 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 15 2.1 Elect Director Hiramoto, Tadashi For For Management 2.2 Elect Director Suzuki, Kazuyoshi For For Management 2.3 Elect Director Osaka, Naoto For For Management 2.4 Elect Director Mizuno, Keiichi For For Management 2.5 Elect Director Yoshihara, Yuji For For Management 2.6 Elect Director Mizutani, Taro For For Management 2.7 Elect Director Yuasa, Tomoyuki For For Management 3 Approve Restricted Stock Plan For For Management 4 Approve Stock Option Plan For For Management -------------------------------------------------------------------------------- KAJIMA CORP. Ticker: 1812 Security ID: J29223120 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 25 2 Amend Articles to Amend Provisions on For For Management Number of Directors - Reduce Directors' Term 3.1 Elect Director Oshimi, Yoshikazu For For Management 3.2 Elect Director Atsumi, Naoki For For Management 3.3 Elect Director Koizumi, Hiroyoshi For For Management 3.4 Elect Director Kayano, Masayasu For For Management 3.5 Elect Director Ishikawa, Hiroshi For For Management 3.6 Elect Director Uchida, Ken For For Management 3.7 Elect Director Hiraizumi, Nobuyuki For For Management 3.8 Elect Director Kajima, Shoichi For For Management 3.9 Elect Director Furukawa, Koji For For Management 3.10 Elect Director Sakane, Masahiro For For Management 3.11 Elect Director Saito, Kiyomi For For Management 3.12 Elect Director Machida, Yukio For For Management 4.1 Appoint Statutory Auditor Kumano, For For Management Takashi 4.2 Appoint Statutory Auditor Fujikawa, For For Management Yukiko -------------------------------------------------------------------------------- KAKAKU.COM, INC. Ticker: 2371 Security ID: J29258100 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 20 2.1 Elect Director Hayashi, Kaoru For For Management 2.2 Elect Director Hata, Shonosuke For For Management 2.3 Elect Director Murakami, Atsuhiro For For Management 2.4 Elect Director Yuki, Shingo For For Management 2.5 Elect Director Miyazaki, Kanako For For Management 2.6 Elect Director Kato, Tomoharu For For Management 2.7 Elect Director Miyajima, Kazuyoshi For For Management 2.8 Elect Director Kinoshita, Masayuki For For Management 2.9 Elect Director Tada, Kazukuni For For Management -------------------------------------------------------------------------------- KAKEN PHARMACEUTICAL CO., LTD. Ticker: 4521 Security ID: J29266103 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 75 2.1 Elect Director Onuma, Tetsuo For For Management 2.2 Elect Director Horiuchi, Hiroyuki For For Management 2.3 Elect Director Watanabe, Fumihiro For For Management 2.4 Elect Director Tanabe, Yoshio For For Management 2.5 Elect Director Matsura, Masahiro For For Management 2.6 Elect Director Ota, Minoru For For Management 2.7 Elect Director Enomoto, Eiki For For Management 2.8 Elect Director Kamibeppu, Kiyoko For For Management 2.9 Elect Director Takagi, Shoichiro For For Management 3 Approve Annual Bonus For For Management -------------------------------------------------------------------------------- KANAMOTO CO., LTD. Ticker: 9678 Security ID: J29557105 Meeting Date: JAN 28, 2020 Meeting Type: Annual Record Date: OCT 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kanamoto, Kanchu For For Management 1.2 Elect Director Kanamoto, Tetsuo For For Management 1.3 Elect Director Narita, Hitoshi For For Management 1.4 Elect Director Kanamoto, Tatsuo For For Management 1.5 Elect Director Hirata, Masakazu For For Management 1.6 Elect Director Isono, Hiroyuki For For Management 1.7 Elect Director Asano, Yuichi For For Management 1.8 Elect Director Hashiguchi, Kazunori For For Management 1.9 Elect Director Naito, Susumu For For Management 1.10 Elect Director Arita, Eiji For For Management 1.11 Elect Director Yonekawa, Motoki For For Management 1.12 Elect Director Tabata, Ayako For For Management 2 Appoint Statutory Auditor Ishiwaka, For Against Management Yasushi -------------------------------------------------------------------------------- KANEMATSU CORP. Ticker: 8020 Security ID: J29868106 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Shimojima, Masayuki For For Management 1.2 Elect Director Tanigawa, Kaoru For For Management 1.3 Elect Director Miyabe, Yoshiya For For Management 1.4 Elect Director Tsutano, Tetsuro For For Management 1.5 Elect Director Tahara, Yuko For For Management 1.6 Elect Director Tanaka, Kazuhiro For For Management 2 Appoint Statutory Auditor Hirai, For For Management Motohisa 3 Appoint Alternate Statutory Auditor For For Management Inaba, Nobuko -------------------------------------------------------------------------------- KANSAI PAINT CO., LTD. Ticker: 4613 Security ID: J30255129 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 15 2.1 Elect Director Mori, Kunishi For For Management 2.2 Elect Director Furukawa, Hidenori For For Management 2.3 Elect Director Teraoka, Naoto For For Management 2.4 Elect Director Yoshida, Kazuhiro For For Management 2.5 Elect Director Nishibayashi, Hitoshi For For Management 2.6 Elect Director Yoshikawa, Keiji For For Management 2.7 Elect Director Ando, Tomoko For For Management 2.8 Elect Director John P. Durkin For For Management 3.1 Appoint Statutory Auditor Aoyagi, Akira For For Management 3.2 Appoint Statutory Auditor Hasebe, For For Management Hideshi 4 Appoint Alternate Statutory Auditor For For Management Nakai, Hiroe -------------------------------------------------------------------------------- KAO CORP. Ticker: 4452 Security ID: J30642169 Meeting Date: MAR 25, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 65 2 Amend Articles to Amend Provisions on For For Management Director Titles 3.1 Elect Director Sawada, Michitaka For For Management 3.2 Elect Director Takeuchi, Toshiaki For For Management 3.3 Elect Director Hasebe, Yoshihiro For For Management 3.4 Elect Director Matsuda, Tomoharu For For Management 3.5 Elect Director Kadonaga, Sonosuke For For Management 3.6 Elect Director Shinobe, Osamu For For Management 3.7 Elect Director Mukai, Chiaki For For Management 3.8 Elect Director Hayashi, Nobuhide For For Management 4 Appoint Statutory Auditor Nakazawa, For For Management Takahiro -------------------------------------------------------------------------------- KAWASAKI HEAVY INDUSTRIES, LTD. Ticker: 7012 Security ID: J31502131 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles to Amend Business Lines For For Management - Adopt Board Structure with Audit Committee - Amend Provisions on Number of Directors - Authorize Directors to Execute Day to Day Operations without Full Board Approval - Indemnify Directors 2.1 Elect Director Kanehana, Yoshinori For For Management 2.2 Elect Director Namiki, Sukeyuki For For Management 2.3 Elect Director Hashimoto, Yasuhiko For For Management 2.4 Elect Director Yamamoto, Katsuya For For Management 2.5 Elect Director Nakatani, Hiroshi For For Management 2.6 Elect Director Tamura, Yoshiaki For For Management 2.7 Elect Director Jenifer Rogers For For Management 2.8 Elect Director Tsujimura, Hideo For For Management 3.1 Elect Director and Audit Committee For For Management Member Fukuma, Katsuyoshi 3.2 Elect Director and Audit Committee For For Management Member Nekoshima, Akio 3.3 Elect Director and Audit Committee For For Management Member Kodera, Satoru 3.4 Elect Director and Audit Committee For For Management Member Ishii, Atsuko 3.5 Elect Director and Audit Committee For For Management Member Saito, Ryoichi 4 Elect Alternate Director and Audit For For Management Committee Member Tsukui, Susumu 5 Approve Compensation Ceiling for For For Management Directors Who Are Not Audit Committee Members 6 Approve Compensation Ceiling for For For Management Directors Who Are Audit Committee Members -------------------------------------------------------------------------------- KDDI CORP. Ticker: 9433 Security ID: J31843105 Meeting Date: JUN 17, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 60 2.1 Elect Director Tanaka, Takashi For Abstain Management 2.2 Elect Director Takahashi, Makoto For Abstain Management 2.3 Elect Director Shoji, Takashi For Abstain Management 2.4 Elect Director Muramoto, Shinichi For Abstain Management 2.5 Elect Director Mori, Keiichi For Abstain Management 2.6 Elect Director Morita, Kei For Abstain Management 2.7 Elect Director Amamiya, Toshitake For Abstain Management 2.8 Elect Director Takeyama, Hirokuni For Abstain Management 2.9 Elect Director Yoshimura, Kazuyuki For Abstain Management 2.10 Elect Director Yamaguchi, Goro For Abstain Management 2.11 Elect Director Yamamoto, Keiji For Abstain Management 2.12 Elect Director Oyagi, Shigeo For For Management 2.13 Elect Director Kano, Riyo For For Management 2.14 Elect Director Goto, Shigeki For For Management 3.1 Appoint Statutory Auditor Takagi, For For Management Kenichiro 3.2 Appoint Statutory Auditor Honto, Shin For For Management 3.3 Appoint Statutory Auditor Matsumiya, For For Management Toshihiko 3.4 Appoint Statutory Auditor Karube, Jun For For Management -------------------------------------------------------------------------------- KEIHAN HOLDINGS CO., LTD. Ticker: 9045 Security ID: J31975121 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 17.5 2.1 Elect Director Kato, Yoshifumi For For Management 2.2 Elect Director Ishimaru, Masahiro For For Management 2.3 Elect Director Miura, Tatsuya For For Management 2.4 Elect Director Inachi, Toshihiko For For Management 2.5 Elect Director Nakano, Michio For For Management 2.6 Elect Director Ueno, Masaya For For Management 2.7 Elect Director Murao, Kazutoshi For For Management 2.8 Elect Director Hashizume, Shinya For For Management -------------------------------------------------------------------------------- KEIO CORP. Ticker: 9008 Security ID: J32190126 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 27.5 2 Amend Articles to Adopt Board For For Management Structure with Audit Committee - Amend Provisions on Number of Directors - Authorize Directors to Execute Day to Day Operations without Full Board Approval 3.1 Elect Director Nagata, Tadashi For Against Management 3.2 Elect Director Komura, Yasushi For Against Management 3.3 Elect Director Nakaoka, Kazunori For Against Management 3.4 Elect Director Kawase, Akinobu For Against Management 3.5 Elect Director Minami, Yoshitaka For Against Management 3.6 Elect Director Terada, Yuichiro For Against Management 3.7 Elect Director Takahashi, Atsushi For Against Management 3.8 Elect Director Furuichi, Takeshi For Against Management 3.9 Elect Director Komada, Ichiro For Against Management 3.10 Elect Director Maruyama, So For Against Management 3.11 Elect Director Wakabayashi, Katsuyoshi For Against Management 4.1 Elect Director and Audit Committee For Against Management Member Ito, Shunji 4.2 Elect Director and Audit Committee For Against Management Member Takekawa, Hiroshi 4.3 Elect Director and Audit Committee For For Management Member Kitamura, Keiko 4.4 Elect Director and Audit Committee For For Management Member Kaneko, Masashi 5 Approve Compensation Ceiling for For For Management Directors Who Are Not Audit Committee Members 6 Approve Compensation Ceiling for For For Management Directors Who Are Audit Committee Members 7 Approve Trust-Type Equity Compensation For For Management Plan -------------------------------------------------------------------------------- KEISEI ELECTRIC RAILWAY CO., LTD. Ticker: 9009 Security ID: J32233108 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 8.5 2.1 Elect Director Saigusa, Norio For For Management 2.2 Elect Director Kobayashi, Toshiya For For Management 2.3 Elect Director Muroya, Masahiro For For Management 2.4 Elect Director Amano, Takao For For Management 2.5 Elect Director Kawasumi, Makoto For For Management 2.6 Elect Director Toshima, Susumu For For Management 2.7 Elect Director Tanaka, Tsuguo For For Management 2.8 Elect Director Kaneko, Shokichi For For Management 2.9 Elect Director Furukawa, Yasunobu For For Management 2.10 Elect Director Tochigi, Shotaro For For Management 2.11 Elect Director Ito, Yukihiro For For Management 2.12 Elect Director Kikuchi, Misao For For Management 3.1 Appoint Statutory Auditor Matsuyama, For Against Management Yasuomi 3.2 Appoint Statutory Auditor Hirose, For Against Management Masashi -------------------------------------------------------------------------------- KEWPIE CORP. Ticker: 2809 Security ID: J33097106 Meeting Date: FEB 27, 2020 Meeting Type: Annual Record Date: NOV 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Nakashima, Amane For Abstain Management 1.2 Elect Director Chonan, Osamu For Abstain Management 1.3 Elect Director Saito, Kengo For Abstain Management 1.4 Elect Director Katsuyama, Tadaaki For Abstain Management 1.5 Elect Director Inoue, Nobuo For Abstain Management 1.6 Elect Director Sato, Seiya For Abstain Management 1.7 Elect Director Hamachiyo, Yoshinori For Abstain Management 1.8 Elect Director Himeno, Minoru For Abstain Management 1.9 Elect Director Shinohara, Masato For Abstain Management 1.10 Elect Director Uchida, Kazunari For For Management 1.11 Elect Director Urushi, Shihoko For For Management 2 Appoint Statutory Auditor Kumahira, For For Management Mika 3 Approve Annual Bonus For For Management 4 Approve Takeover Defense Plan (Poison For Against Management Pill) -------------------------------------------------------------------------------- KEYENCE CORP. Ticker: 6861 Security ID: J32491102 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 100 2.1 Elect Director Takizaki, Takemitsu For Abstain Management 2.2 Elect Director Nakata, Yu For Abstain Management 2.3 Elect Director Kimura, Keiichi For Abstain Management 2.4 Elect Director Yamaguchi, Akiji For Abstain Management 2.5 Elect Director Miki, Masayuki For Abstain Management 2.6 Elect Director Yamamoto, Akinori For Abstain Management 2.7 Elect Director Kanzawa, Akira For Abstain Management 2.8 Elect Director Tanabe, Yoichi For For Management 2.9 Elect Director Taniguchi, Seiichi For For Management 3.1 Appoint Statutory Auditor Takeda, For For Management Hidehiko 3.2 Appoint Statutory Auditor Indo, Hiroji For For Management 4 Appoint Alternate Statutory Auditor For For Management Yamamoto, Masaharu -------------------------------------------------------------------------------- KIKKOMAN CORP. Ticker: 2801 Security ID: J32620106 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 21 2.1 Elect Director Mogi, Yuzaburo For Abstain Management 2.2 Elect Director Horikiri, Noriaki For Abstain Management 2.3 Elect Director Yamazaki, Koichi For Abstain Management 2.4 Elect Director Nakano, Shozaburo For Abstain Management 2.5 Elect Director Shimada, Masanao For Abstain Management 2.6 Elect Director Mogi, Osamu For Abstain Management 2.7 Elect Director Matsuyama, Asahi For Abstain Management 2.8 Elect Director Fukui, Toshihiko For For Management 2.9 Elect Director Ozaki, Mamoru For For Management 2.10 Elect Director Inokuchi, Takeo For Abstain Management 2.11 Elect Director Iino, Masako For For Management 3 Appoint Statutory Auditor Mori, Koichi For For Management 4 Appoint Alternate Statutory Auditor For For Management Endo, Kazuyoshi 5 Approve Compensation Ceiling for For For Management Directors -------------------------------------------------------------------------------- KINTETSU GROUP HOLDINGS CO., LTD. Ticker: 9041 Security ID: J3S955116 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 50 2.1 Elect Director Kobayashi, Tetsuya For For Management 2.2 Elect Director Yasumoto, Yoshihiro For For Management 2.3 Elect Director Shirakawa, Masaaki For For Management 2.4 Elect Director Murai, Hiroyuki For For Management 2.5 Elect Director Wakai, Takashi For For Management 2.6 Elect Director Tsuji, Takashi For For Management 2.7 Elect Director Kurahashi, Takahisa For For Management 2.8 Elect Director Okamoto, Kunie For For Management 2.9 Elect Director Murata, Ryuichi For For Management 2.10 Elect Director Yanagi, Masanori For For Management 2.11 Elect Director Ogura, Toshihide For For Management 2.12 Elect Director Hara, Shiro For For Management 2.13 Elect Director Nishimura, Takashi For For Management 3.1 Appoint Statutory Auditor Tabuchi, For For Management Hirohisa 3.2 Appoint Statutory Auditor Maeda, For For Management Masahiro 3.3 Appoint Statutory Auditor Suzuki, For For Management Kazumi 3.4 Appoint Statutory Auditor Katayama, For For Management Toshiko 3.5 Appoint Statutory Auditor Tada, Hitoshi For For Management -------------------------------------------------------------------------------- KIRIN HOLDINGS CO., LTD. Ticker: 2503 Security ID: 497350108 Meeting Date: MAR 27, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 32.5 2.1 Elect Director Isozaki, Yoshinori For For Management 2.2 Elect Director Nishimura, Keisuke For For Management 2.3 Elect Director Miyoshi, Toshiya For Against Management 2.4 Elect Director Yokota, Noriya For For Management 2.5 Elect Director Kobayashi, Noriaki For For Management 2.6 Elect Director Arakawa, Shoshi For For Management 2.7 Elect Director Mori, Masakatsu For For Management 2.8 Elect Director Yanagi, Hiroyuki For For Management 2.9 Elect Director Matsuda, Chieko For For Management 2.10 Elect Director Shiono, Noriko For For Management 2.11 Elect Director Rod Eddington For For Management 2.12 Elect Director George Olcott For For Management 3 Appoint Statutory Auditor Kashima, For For Management Kaoru 4 Approve Trust-Type Equity Compensation For Against Management Plan and Phantom Stock Plan 5 Approve Compensation Ceiling for For For Management Directors 6 Initiate Share Repurchase Program Against Against Shareholder 7 Approve Restricted Stock Plan Against For Shareholder 8 Reduce Cash Compensation Celling for Against Against Shareholder Directors to JPY 600 Million per Year 9.1 Elect Shareholder Director Nominee Against For Shareholder Nicholas E Benes 9.2 Elect Shareholder Director Nominee Against Against Shareholder Kikuchi, Kanako -------------------------------------------------------------------------------- KOBAYASHI PHARMACEUTICAL CO., LTD. Ticker: 4967 Security ID: J3430E103 Meeting Date: MAR 27, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles to Amend Provisions on For For Management Number of Statutory Auditors 2.1 Elect Director Kobayashi, Kazumasa For For Management 2.2 Elect Director Kobayashi, Akihiro For For Management 2.3 Elect Director Yamane, Satoshi For For Management 2.4 Elect Director Tsuji, Haruo For For Management 2.5 Elect Director Ito, Kunio For For Management 2.6 Elect Director Sasaki, Kaori For For Management 3 Appoint Statutory Auditor Ariizumi, For For Management Chiaki -------------------------------------------------------------------------------- KOBE BUSSAN CO., LTD. Ticker: 3038 Security ID: J3478K102 Meeting Date: JAN 30, 2020 Meeting Type: Annual Record Date: OCT 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 40 2.1 Elect Director Tanaka, Yasuhiro For For Management 2.2 Elect Director Nakajima, Tsutomu For For Management 2.3 Elect Director Watanabe, Akihito For For Management 2.4 Elect Director Ieki, Takeshi For For Management 2.5 Elect Director Nomura, Sachiko For For Management -------------------------------------------------------------------------------- KOITO MANUFACTURING CO., LTD. Ticker: 7276 Security ID: J34899104 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 20 2.1 Appoint Statutory Auditor Kikuchi, For Against Management Mitsuo 2.2 Appoint Statutory Auditor Kawaguchi, For Against Management Yohei 2.3 Appoint Statutory Auditor Suzuki, For Against Management Yukinobu -------------------------------------------------------------------------------- KOMATSU LTD. Ticker: 6301 Security ID: J35759125 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 39 2.1 Elect Director Ohashi, Tetsuji For Against Management 2.2 Elect Director Ogawa, Hiroyuki For Against Management 2.3 Elect Director Moriyama, Masayuki For Against Management 2.4 Elect Director Mizuhara, Kiyoshi For Against Management 2.5 Elect Director Urano, Kuniko For Against Management 2.6 Elect Director Kigawa, Makoto For Against Management 2.7 Elect Director Kunibe, Takeshi For Against Management 2.8 Elect Director Arthur M. Mitchell For For Management 3 Appoint Statutory Auditor Sasaki, For For Management Terumi -------------------------------------------------------------------------------- KOMEDA HOLDINGS CO., LTD. Ticker: 3543 Security ID: J35889104 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: FEB 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Usui, Okitane For For Management 1.2 Elect Director Shimizu, Hiroki For For Management 1.3 Elect Director Kitagawa, Naoki For For Management 1.4 Elect Director Yamamoto, Tomohide For For Management 1.5 Elect Director Amari, Yuichi For For Management 2.1 Elect Director and Audit Committee For For Management Member Ishikawa, Yasuhisa 2.2 Elect Director and Audit Committee For For Management Member Yoshimoto, Yoko -------------------------------------------------------------------------------- KONAMI HOLDINGS CORP. Ticker: 9766 Security ID: J3600L101 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles to Change Location of For For Management Head Office 2.1 Elect Director Kozuki, Kagemasa For For Management 2.2 Elect Director Higashio, Kimihiko For For Management 2.3 Elect Director Hayakawa, Hideki For For Management 2.4 Elect Director Okita, Katsunori For For Management 2.5 Elect Director Matsura, Yoshihiro For For Management 2.6 Elect Director Gemma, Akira For For Management 2.7 Elect Director Yamaguchi, Kaori For For Management 2.8 Elect Director Kubo, Kimito For For Management -------------------------------------------------------------------------------- KONICA MINOLTA, INC. Ticker: 4902 Security ID: J36060119 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Matsuzaki, Masatoshi For For Management 1.2 Elect Director Yamana, Shoei For For Management 1.3 Elect Director Hatchoji, Takashi For For Management 1.4 Elect Director Fujiwara, Taketsugu For For Management 1.5 Elect Director Hodo, Chikatomo For For Management 1.6 Elect Director Sakie Tachibana For For Management Fukushima 1.7 Elect Director Sakuma, Soichiro For For Management 1.8 Elect Director Ito, Toyotsugu For For Management 1.9 Elect Director Suzuki, Hiroyuki For For Management 1.10 Elect Director Taiko, Toshimitsu For For Management 1.11 Elect Director Hatano, Seiji For For Management 1.12 Elect Director Uchida, Masafumi For For Management -------------------------------------------------------------------------------- KOSE CORP. Ticker: 4922 Security ID: J3622S100 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 95 2.1 Elect Director Kobayashi, Kazutoshi For Abstain Management 2.2 Elect Director Kobayashi, Takao For Abstain Management 2.3 Elect Director Kobayashi, Yusuke For Abstain Management 2.4 Elect Director Kikuma, Yukino For For Management 2.5 Elect Director Maeda, Yuko For For Management 3.1 Appoint Statutory Auditor Tanabe, For For Management Shinji 3.2 Appoint Statutory Auditor Kobayashi, For For Management Kumi 4 Approve Bonus Related to Retirement For Against Management Bonus System Abolition 5 Approve Bonus Related to Retirement For Against Management Bonus System Abolition 6 Approve Restricted Stock Plan For For Management -------------------------------------------------------------------------------- KUBOTA CORP. Ticker: 6326 Security ID: J36662138 Meeting Date: MAR 19, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kimata, Masatoshi For For Management 1.2 Elect Director Kitao, Yuichi For For Management 1.3 Elect Director Yoshikawa, Masato For For Management 1.4 Elect Director Sasaki, Shinji For For Management 1.5 Elect Director Kurosawa, Toshihiko For For Management 1.6 Elect Director Watanabe, Dai For For Management 1.7 Elect Director Matsuda, Yuzuru For For Management 1.8 Elect Director Ina, Koichi For For Management 1.9 Elect Director Shintaku, Yutaro For For Management 2 Appoint Statutory Auditor Yamada, For For Management Yuichi 3 Approve Annual Bonus For For Management 4 Approve Restricted Stock Plan For For Management -------------------------------------------------------------------------------- KUMAGAI GUMI CO., LTD. Ticker: 1861 Security ID: J36705150 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 120 2 Amend Articles to Amend Provisions on For For Management Number of Directors - Amend Provisions on Director Titles 3.1 Elect Director Sakurano, Yasunori For For Management 3.2 Elect Director Kato, Yoshihiko For For Management 3.3 Elect Director Ogawa, Yoshiaki For For Management 3.4 Elect Director Ogawa, Susumu For For Management 3.5 Elect Director Hidaka, Koji For For Management 3.6 Elect Director Yumoto, Mikie For For Management 3.7 Elect Director Yoshida, Sakae For For Management 4 Appoint Alternate Statutory Auditor For For Management Maekawa, Akira -------------------------------------------------------------------------------- KURARAY CO., LTD. Ticker: 3405 Security ID: J37006137 Meeting Date: MAR 26, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 22 2.1 Elect Director Ito, Masaaki For For Management 2.2 Elect Director Hayase, Hiroaya For For Management 2.3 Elect Director Sano, Yoshimasa For For Management 2.4 Elect Director Abe, Kenichi For For Management 2.5 Elect Director Kawahara, Hitoshi For For Management 2.6 Elect Director Taga, Keiji For For Management 2.7 Elect Director Matthias Gutweiler For For Management 2.8 Elect Director Takai, Nobuhiko For For Management 2.9 Elect Director Hamaguchi, Tomokazu For For Management 2.10 Elect Director Hamano, Jun For For Management 2.11 Elect Director Murata, Keiko For For Management 2.12 Elect Director Tanaka, Satoshi For For Management 3 Appoint Statutory Auditor Nakayama, For For Management Kazuhiro -------------------------------------------------------------------------------- KUSURI NO AOKI HOLDINGS CO., LTD. Ticker: 3549 Security ID: J37526100 Meeting Date: AUG 17, 2019 Meeting Type: Annual Record Date: MAY 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 9 2 Amend Articles to Amend Business Lines For Against Management - Authorize Board to Determine Income Allocation 3.1 Elect Director Aoki, Keisei For For Management 3.2 Elect Director Aoki, Yasutoshi For For Management 3.3 Elect Director Aoki, Hironori For For Management 3.4 Elect Director Yahata, Ryoichi For For Management 3.5 Elect Director Yoshino, Kunihiko For For Management 3.6 Elect Director Okada, Motoya For For Management 3.7 Elect Director Yanagida, Naoki For For Management 4 Appoint Alternate Statutory Auditor For For Management Morioka, Shinichi -------------------------------------------------------------------------------- KYOCERA CORP. Ticker: 6971 Security ID: J37479110 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 80 2.1 Appoint Statutory Auditor Harada, For For Management Itsuki 2.2 Appoint Statutory Auditor Sakata, For For Management Hitoshi 2.3 Appoint Statutory Auditor Akiyama, For For Management Masaaki 2.4 Appoint Statutory Auditor Koyama, For For Management Shigeru -------------------------------------------------------------------------------- KYOWA EXEO CORP. Ticker: 1951 Security ID: J38232104 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 40 2 Amend Articles to Amend Business Lines For For Management 3.1 Elect Director Mino, Koichi For For Management 3.2 Elect Director Asano, Kenji For For Management 3.3 Elect Director Mochizuki, Tatsushi For For Management 4.1 Appoint Statutory Auditor Aramaki, For For Management Tomoko 4.2 Appoint Statutory Auditor Sakuyama, For For Management Yuki 4.3 Appoint Statutory Auditor Yamada, For For Management Shinnosuke 5 Appoint Alternate Statutory Auditor For For Management Takahashi, Kimiko -------------------------------------------------------------------------------- KYOWA KIRIN CO., LTD. Ticker: 4151 Security ID: J38296117 Meeting Date: MAR 19, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 22 2 Amend Articles to Clarify Director For For Management Authority on Board Meetings 3.1 Elect Director Miyamoto, Masashi For For Management 3.2 Elect Director Osawa, Yutaka For For Management 3.3 Elect Director Mikayama, Toshifumi For For Management 3.4 Elect Director Yokota, Noriya For For Management 3.5 Elect Director Uryu, Kentaro For For Management 3.6 Elect Director Morita, Akira For For Management 3.7 Elect Director Haga, Yuko For For Management 4 Appoint Statutory Auditor Ueno, Masaki For Against Management 5 Approve Restricted Stock Plan For For Management -------------------------------------------------------------------------------- KYUDENKO CORP. Ticker: 1959 Security ID: J38425104 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Nishimura, Matsuji For For Management 1.2 Elect Director Sato, Naofumi For For Management 1.3 Elect Director Takei, Hideki For For Management 1.4 Elect Director Ishibashi, Kazuyuki For For Management 1.5 Elect Director Jono, Masaaki For For Management 1.6 Elect Director Yamamoto, Yasuhiro For For Management 1.7 Elect Director Kashima, Yasuhiro For For Management 1.8 Elect Director Fukui, Keizo For For Management 1.9 Elect Director Hokahori, Takahiro For For Management 1.10 Elect Director Suyama, Kazuhiro For For Management 1.11 Elect Director Watanabe, Akiyoshi For For Management 1.12 Elect Director Kuratomi, Sumio For For Management 2.1 Appoint Statutory Auditor Ogata, Isamu For For Management 2.2 Appoint Statutory Auditor Uriu, For Against Management Michiaki -------------------------------------------------------------------------------- KYUSHU ELECTRIC POWER CO., INC. Ticker: 9508 Security ID: J38468104 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 1,052,877 for Class A Preferred Shares and JPY 15 for Ordinary Shares 2.1 Elect Director Uriu, Michiaki For For Management 2.2 Elect Director Ikebe, Kazuhiro For For Management 2.3 Elect Director Yakushinji, Hideomi For For Management 2.4 Elect Director Fujii, Ichiro For For Management 2.5 Elect Director Toyoma, Makoto For For Management 2.6 Elect Director Osa, Nobuya For For Management 2.7 Elect Director Toyoshima, Naoyuki For For Management 2.8 Elect Director Ogura, Yoshio For For Management 2.9 Elect Director Akiyama, Yasuji For For Management 2.10 Elect Director Watanabe, Akiyoshi For For Management 2.11 Elect Director Sakie Fukushima For For Management Tachibana 3.1 Elect Director and Audit Committee For For Management Member Koga, Kazutaka 3.2 Elect Director and Audit Committee For For Management Member Fujita, Kazuko 3.3 Elect Director and Audit Committee For For Management Member Tani, Hiroko 4 Amend Articles to Add Provision on Against For Shareholder Abolition of Advisory Positions 5 Amend Articles to Establish Against Against Shareholder Investigation Committee on Illegal Funding concerning Nuclear Power Generation and Related Businesses 6 Amend Articles to Establish Tritium Against Against Shareholder Contamination Investigation Committee 7 Amend Articles to Add Provision Against Against Shareholder concerning Employment of Nuclear Site Workers 8 Amend Articles to Add Provision Against Against Shareholder concerning Duration of Operation of Nuclear Power Plants 9 Amend Articles to Suspend Operation of Against Against Shareholder Nuclear Power Plants in Genkai Town and Sendai City -------------------------------------------------------------------------------- LAWSON, INC. Ticker: 2651 Security ID: J3871L103 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: FEB 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 75 2 Amend Articles to Amend Provisions on For For Management Number of Statutory Auditors 3.1 Elect Director Takemasu, Sadanobu For For Management 3.2 Elect Director Imada, Katsuyuki For For Management 3.3 Elect Director Nakaniwa, Satoshi For For Management 3.4 Elect Director Kyoya, Yutaka For For Management 3.5 Elect Director Hayashi, Keiko For For Management 3.6 Elect Director Nishio, Kazunori For For Management 3.7 Elect Director Iwamura, Miki For For Management 3.8 Elect Director Suzuki, Satoko For For Management 4.1 Appoint Statutory Auditor Imagawa, For For Management Shuichi 4.2 Appoint Statutory Auditor Yoshida, For For Management Keiko 5 Approve Compensation Ceiling for For For Management Statutory Auditors -------------------------------------------------------------------------------- LION CORP. Ticker: 4912 Security ID: J38933107 Meeting Date: MAR 27, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Hama, Itsuo For For Management 1.2 Elect Director Kikukawa, Masazumi For For Management 1.3 Elect Director Kobayashi, Kenjiro For For Management 1.4 Elect Director Sakakibara, Takeo For For Management 1.5 Elect Director Kume, Yugo For For Management 1.6 Elect Director Noritake, Fumitomo For For Management 1.7 Elect Director Uchida, Kazunari For For Management 1.8 Elect Director Shiraishi, Takashi For For Management 1.9 Elect Director Sugaya, Takako For For Management 2 Appoint Alternate Statutory Auditor For For Management Sunaga, Akemi -------------------------------------------------------------------------------- M3, INC. Ticker: 2413 Security ID: J4697J108 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Tanimura, Itaru For Abstain Management 1.2 Elect Director Tomaru, Akihiko For Abstain Management 1.3 Elect Director Tsuchiya, Eiji For Abstain Management 1.4 Elect Director Izumiya, Kazuyuki For Abstain Management 1.5 Elect Director Urae, Akinori For Abstain Management 1.6 Elect Director Yoshida, Kenichiro For Abstain Management 1.7 Elect Director Mori, Kenichi For Abstain Management 2.1 Elect Director and Audit Committee For For Management Member Ii, Masako 2.2 Elect Director and Audit Committee For For Management Member Yamazaki, Mayuka 2.3 Elect Director and Audit Committee For For Management Member Toyama, Ryoko -------------------------------------------------------------------------------- MAEDA CORP. Ticker: 1824 Security ID: J39315106 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 20 2.1 Elect Director Maeda, Soji For For Management 2.2 Elect Director Nakanishi, Takao For For Management 2.3 Elect Director Sekimoto, Shogo For For Management 2.4 Elect Director Kondo, Seiichi For For Management 2.5 Elect Director Kibe, Kazunari For For Management 2.6 Elect Director Okawa, Naoya For For Management 2.7 Elect Director Hatakama, Yuji For For Management 2.8 Elect Director Dobashi, Akio For For Management 2.9 Elect Director Makuta, Hideo For For Management 2.10 Elect Director Murayama, Rie For For Management 2.11 Elect Director Takagi, Atsushi For For Management -------------------------------------------------------------------------------- MAKITA CORP. Ticker: 6586 Security ID: J39584107 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 43 2.1 Appoint Statutory Auditor Wakayama, For For Management Mitsuhiko 2.2 Appoint Statutory Auditor Kodama, Akira For For Management 2.3 Appoint Statutory Auditor Inoue, Shoji For For Management 3 Approve Annual Bonus For For Management -------------------------------------------------------------------------------- MARUBENI CORP. Ticker: 8002 Security ID: J39788138 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles to Change Location of For For Management Head Office 2.1 Elect Director Kokubu, Fumiya For For Management 2.2 Elect Director Takahara, Ichiro For For Management 2.3 Elect Director Kakinoki, Masumi For For Management 2.4 Elect Director Ishizuki, Mutsumi For For Management 2.5 Elect Director Oikawa, Kenichiro For For Management 2.6 Elect Director Furuya, Takayuki For For Management 2.7 Elect Director Kitabata, Takao For For Management 2.8 Elect Director Takahashi, Kyohei For For Management 2.9 Elect Director Okina, Yuri For For Management 2.10 Elect Director Hatchoji, Takashi For For Management 2.11 Elect Director Kitera, Masato For For Management 3.1 Appoint Statutory Auditor Kikuchi, For For Management Yoichi 3.2 Appoint Statutory Auditor Nishiyama, For For Management Shigeru 4 Approve Compensation Ceiling for For For Management Directors -------------------------------------------------------------------------------- MARUHA NICHIRO CORP. Ticker: 1333 Security ID: J40015109 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 40 2.1 Elect Director Ito, Shigeru For For Management 2.2 Elect Director Ikemi, Masaru For For Management 2.3 Elect Director Nakajima, Masayuki For For Management 2.4 Elect Director Momiyama, Osamu For For Management 2.5 Elect Director Hanzawa, Sadahiko For For Management 2.6 Elect Director Takeda, Shinichiro For For Management 2.7 Elect Director Nakabe, Yoshiro For For Management 2.8 Elect Director Iimura, Somuku For For Management 2.9 Elect Director Hatchoji, Sonoko For For Management 3 Appoint Statutory Auditor Tabe, For For Management Hiroyuki -------------------------------------------------------------------------------- MARUI GROUP CO., LTD. Ticker: 8252 Security ID: J40089104 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 22 2.1 Elect Director Aoi, Hiroshi For For Management 2.2 Elect Director Okajima, Etsuko For For Management 2.3 Elect Director Taguchi, Yoshitaka For For Management 2.4 Elect Director Muroi, Masahiro For For Management 2.5 Elect Director Nakamura, Masao For For Management 2.6 Elect Director Kato, Hirotsugu For For Management 2.7 Elect Director Aoki, Masahisa For For Management 2.8 Elect Director Ito, Yuko For For Management 3.1 Appoint Statutory Auditor Kawai, For For Management Hitoshi 3.2 Appoint Statutory Auditor Takagi, For For Management Takehiko 3.3 Appoint Statutory Auditor Suzuki, Yoko For For Management 4 Appoint Alternate Statutory Auditor For For Management Nozaki, Akira -------------------------------------------------------------------------------- MATSUI SECURITIES CO., LTD. Ticker: 8628 Security ID: J4086C102 Meeting Date: JUN 28, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 22.5 2.1 Elect Director Warita, Akira For For Management 2.2 Elect Director Sato, Kunihiko For For Management 2.3 Elect Director Uzawa, Shinichi For For Management 2.4 Elect Director Saiga, Moto For For Management 2.5 Elect Director Shibata, Masashi For For Management 2.6 Elect Director Haga, Manako For For Management 2.7 Elect Director Tanaka, Takeshi For For Management 2.8 Elect Director Matsui, Michitaro For For Management 2.9 Elect Director Igawa, Moto For For Management 2.10 Elect Director Annen, Junji For For Management 2.11 Elect Director Onuki, Satoshi For For Management 3.1 Appoint Statutory Auditor Mochizuki, For Against Management Yasuo 3.2 Appoint Statutory Auditor Kai, For For Management Mikitoshi -------------------------------------------------------------------------------- MATSUMOTOKIYOSHI HOLDINGS CO., LTD. Ticker: 3088 Security ID: J41208109 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 35 2.1 Elect Director Matsumoto, Namio For For Management 2.2 Elect Director Matsumoto, Kiyo For For Management 2.3 Elect Director Matsumoto, Takashi For For Management 2.4 Elect Director Ota, Takao For For Management 2.5 Elect Director Obe, Shingo For For Management 2.6 Elect Director Ishibashi, Akio For For Management 2.7 Elect Director Matsushita, Isao For For Management 2.8 Elect Director Omura, Hiro For For Management 2.9 Elect Director Kimura, Keiji For For Management 2.10 Elect Director Okiyama, Tomoko For For Management 3.1 Appoint Statutory Auditor Koike, Noriko For For Management 3.2 Appoint Statutory Auditor Watanabe, For For Management Shoichi 4 Appoint Alternate Statutory Auditor For For Management Seno, Yoshiaki -------------------------------------------------------------------------------- MAZDA MOTOR CORP. Ticker: 7261 Security ID: J41551110 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 20 2.1 Elect Director Kogai, Masamichi For For Management 2.2 Elect Director Marumoto, Akira For For Management 2.3 Elect Director Fujiwara, Kiyoshi For For Management 2.4 Elect Director Shobuda, Kiyotaka For For Management 2.5 Elect Director Ono, Mitsuru For For Management 2.6 Elect Director Koga, Akira For For Management 2.7 Elect Director Moro, Masahiro For For Management 2.8 Elect Director Sato, Kiyoshi For For Management 2.9 Elect Director Ogawa, Michiko For For Management -------------------------------------------------------------------------------- MCDONALD'S HOLDINGS CO. (JAPAN) LTD. Ticker: 2702 Security ID: J4261C109 Meeting Date: MAR 27, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 33 2.1 Elect Director Sarah L. Casanova For Against Management 2.2 Elect Director Arosha Yijemuni For For Management 2.3 Elect Director Ueda, Masataka For For Management 3.1 Appoint Statutory Auditor Ishii, For For Management Takaaki 3.2 Appoint Statutory Auditor Tashiro, Yuko For For Management 3.3 Appoint Statutory Auditor Honda, For For Management Yoshiyuki 3.4 Appoint Statutory Auditor Ellen Caya For Against Management -------------------------------------------------------------------------------- MEBUKI FINANCIAL GROUP, INC. Ticker: 7167 Security ID: J4248A101 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Sasajima, Ritsuo For For Management 1.2 Elect Director Shimizu, Kazuyuki For For Management 1.3 Elect Director Nishino, Hidebumi For For Management 1.4 Elect Director Naito, Yoshihiro For For Management 1.5 Elect Director Akino, Tetsuya For For Management 1.6 Elect Director Ono, Hiromichi For For Management 1.7 Elect Director Shu, Yoshimi For For Management 2.1 Elect Director and Audit Committee For For Management Member Murashima, Eiji 2.2 Elect Director and Audit Committee For For Management Member Ono, Kunihiro 2.3 Elect Director and Audit Committee For For Management Member Kawamata, Satoru 2.4 Elect Director and Audit Committee For For Management Member Nagasawa, Toru 2.5 Elect Director and Audit Committee For For Management Member Shimizu, Takashi 3 Elect Alternate Director and Audit For For Management Committee Member Shinozaki, Kazunori 4 Approve Restricted Stock Plan For For Management -------------------------------------------------------------------------------- MEDIPAL HOLDINGS CORP. Ticker: 7459 Security ID: J4189T101 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Watanabe, Shuichi For For Management 1.2 Elect Director Chofuku, Yasuhiro For For Management 1.3 Elect Director Yoda, Toshihide For For Management 1.4 Elect Director Sakon, Yuji For For Management 1.5 Elect Director Hasegawa, Takuro For For Management 1.6 Elect Director Watanabe, Shinjiro For For Management 1.7 Elect Director Kasutani, Seiichi For For Management 1.8 Elect Director Kagami, Mitsuko For For Management 1.9 Elect Director Asano, Toshio For For Management 1.10 Elect Director Shoji, Kuniko For For Management 1.11 Elect Director Mimura, Koichi For For Management -------------------------------------------------------------------------------- MEIJI HOLDINGS CO., LTD. Ticker: 2269 Security ID: J41729104 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kawamura, Kazuo For Abstain Management 1.2 Elect Director Kobayashi, Daikichiro For Abstain Management 1.3 Elect Director Matsuda, Katsunari For Abstain Management 1.4 Elect Director Shiozaki, Koichiro For Abstain Management 1.5 Elect Director Furuta, Jun For Abstain Management 1.6 Elect Director Iwashita, Tomochika For Abstain Management 1.7 Elect Director Murayama, Toru For For Management 1.8 Elect Director Matsumura, Mariko For For Management 2 Appoint Alternate Statutory Auditor For For Management Imamura, Makoto -------------------------------------------------------------------------------- MEITEC CORP. Ticker: 9744 Security ID: J42067108 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 115.5 -------------------------------------------------------------------------------- MINEBEA MITSUMI, INC. Ticker: 6479 Security ID: J42884130 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kainuma, Yoshihisa For Abstain Management 1.2 Elect Director Moribe, Shigeru For Abstain Management 1.3 Elect Director Iwaya, Ryozo For Abstain Management 1.4 Elect Director Tsuruta, Tetsuya For Abstain Management 1.5 Elect Director None, Shigeru For Abstain Management 1.6 Elect Director Kagami, Michiya For Abstain Management 1.7 Elect Director Yoshida, Katsuhiko For Abstain Management 1.8 Elect Director Aso, Hiroshi For Abstain Management 1.9 Elect Director Murakami, Koshi For For Management 1.10 Elect Director Matsumura, Atsuko For For Management 1.11 Elect Director Haga, Yuko For For Management 1.12 Elect Director Matsuoka, Takashi For Abstain Management 2 Approve Trust-Type Equity Compensation For For Management Plan -------------------------------------------------------------------------------- MISUMI GROUP INC. Ticker: 9962 Security ID: J43293109 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 7.04 2.1 Elect Director Nishimoto, Kosuke For For Management 2.2 Elect Director Ono, Ryusei For For Management 2.3 Elect Director Ikeguchi, Tokuya For For Management 2.4 Elect Director Otokozawa, Ichiro For For Management 2.5 Elect Director Sato, Toshinari For For Management 2.6 Elect Director Ogi, Takehiko For For Management 2.7 Elect Director Nakano, Yoichi For For Management 2.8 Elect Director Shimizu, Arata For For Management -------------------------------------------------------------------------------- MITSUBISHI CHEMICAL HOLDINGS CORP. Ticker: 4188 Security ID: J44046100 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kobayashi, Yoshimitsu For For Management 1.2 Elect Director Ochi, Hitoshi For For Management 1.3 Elect Director Date, Hidefumi For For Management 1.4 Elect Director Fujiwara, Ken For For Management 1.5 Elect Director Glenn H. Fredrickson For For Management 1.6 Elect Director Kobayashi, Shigeru For For Management 1.7 Elect Director Katayama, Hiroshi For For Management 1.8 Elect Director Kunii, Hideko For For Management 1.9 Elect Director Hashimoto, Takayuki For For Management 1.10 Elect Director Hodo, Chikatomo For For Management 1.11 Elect Director Kikuchi, Kiyomi For For Management 1.12 Elect Director Yamada, Tatsumi For For Management -------------------------------------------------------------------------------- MITSUBISHI CORP. Ticker: 8058 Security ID: J43830116 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 68 2.1 Elect Director Kobayashi, Ken For For Management 2.2 Elect Director Kakiuchi, Takehiko For For Management 2.3 Elect Director Masu, Kazuyuki For For Management 2.4 Elect Director Yoshida, Shinya For For Management 2.5 Elect Director Murakoshi, Akira For For Management 2.6 Elect Director Sakakida, Masakazu For For Management 2.7 Elect Director Nishiyama, Akihiko For For Management 2.8 Elect Director Saiki, Akitaka For For Management 2.9 Elect Director Tatsuoka, Tsuneyoshi For For Management 2.10 Elect Director Miyanaga, Shunichi For For Management 2.11 Elect Director Akiyama, Sakie For For Management 3.1 Appoint Statutory Auditor Takayama, For For Management Yasuko 3.2 Appoint Statutory Auditor Sato, Rieko For For Management 3.3 Appoint Statutory Auditor Nakao, For For Management Takeshi -------------------------------------------------------------------------------- MITSUBISHI ELECTRIC CORP. Ticker: 6503 Security ID: J43873116 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Sakuyama, Masaki For Against Management 1.2 Elect Director Sugiyama, Takeshi For Against Management 1.3 Elect Director Sagawa, Masahiko For For Management 1.4 Elect Director Harada, Shinji For Against Management 1.5 Elect Director Kawagoishi, Tadashi For For Management 1.6 Elect Director Sakamoto, Takashi For For Management 1.7 Elect Director Uruma, Kei For For Management 1.8 Elect Director Yabunaka, Mitoji For For Management 1.9 Elect Director Obayashi, Hiroshi For For Management 1.10 Elect Director Watanabe, Kazunori For For Management 1.11 Elect Director Koide, Hiroko For For Management 1.12 Elect Director Oyamada, Takashi For For Management -------------------------------------------------------------------------------- MITSUBISHI ESTATE CO., LTD. Ticker: 8802 Security ID: J43916113 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 18 2.1 Elect Director Sugiyama, Hirotaka For For Management 2.2 Elect Director Yoshida, Junichi For For Management 2.3 Elect Director Tanisawa, Junichi For For Management 2.4 Elect Director Arimori, Tetsuji For For Management 2.5 Elect Director Katayama, Hiroshi For For Management 2.6 Elect Director Naganuma, Bunroku For For Management 2.7 Elect Director Kato, Jo For For Management 2.8 Elect Director Okusa, Toru For For Management 2.9 Elect Director Okamoto, Tsuyoshi For For Management 2.10 Elect Director Ebihara, Shin For For Management 2.11 Elect Director Narukawa, Tetsuo For For Management 2.12 Elect Director Shirakawa, Masaaki For For Management 2.13 Elect Director Nagase, Shin For For Management 2.14 Elect Director Egami, Setsuko For For Management 2.15 Elect Director Taka, Iwao For For Management -------------------------------------------------------------------------------- MITSUBISHI GAS CHEMICAL CO., INC. Ticker: 4182 Security ID: J43959113 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kurai, Toshikiyo For For Management 1.2 Elect Director Fujii, Masashi For For Management 1.3 Elect Director Inari, Masato For For Management 1.4 Elect Director Ariyoshi, Nobuhisa For For Management 1.5 Elect Director Okubo, Tomohiko For For Management 1.6 Elect Director Kato, Kenji For For Management 1.7 Elect Director Kosaka, Yasushi For For Management 1.8 Elect Director Nagaoka, Naruyuki For For Management 1.9 Elect Director Tanigawa, Kazuo For For Management 1.10 Elect Director Sato, Tsugio For For Management 1.11 Elect Director Hirose, Haruko For For Management 1.12 Elect Director Suzuki, Toru For For Management 2.1 Appoint Statutory Auditor Sugita, For For Management Katsuhiko 2.2 Appoint Statutory Auditor Mizukami, For For Management Masamichi -------------------------------------------------------------------------------- MITSUBISHI HEAVY INDUSTRIES, LTD. Ticker: 7011 Security ID: J44002178 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 75 2.1 Elect Director Miyanaga, Shunichi For For Management 2.2 Elect Director Izumisawa, Seiji For For Management 2.3 Elect Director Mishima, Masahiko For For Management 2.4 Elect Director Kozawa, Hisato For For Management 2.5 Elect Director Shinohara, Naoyuki For For Management 2.6 Elect Director Kobayashi, Ken For For Management 2.7 Elect Director Morikawa, Noriko For For Management 3 Elect Director and Audit Committee For For Management Member Okura, Koji -------------------------------------------------------------------------------- MITSUBISHI UFJ FINANCIAL GROUP, INC. Ticker: 8306 Security ID: J44497105 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 12.5 2.1 Elect Director Fujii, Mariko For For Management 2.2 Elect Director Honda, Keiko For For Management 2.3 Elect Director Kato, Kaoru For For Management 2.4 Elect Director Matsuyama, Haruka For For Management 2.5 Elect Director Toby S. Myerson For For Management 2.6 Elect Director Nomoto, Hirofumi For For Management 2.7 Elect Director Shingai, Yasushi For For Management 2.8 Elect Director Tarisa Watanagase For For Management 2.9 Elect Director Yamate, Akira For For Management 2.10 Elect Director Okamoto, Junichi For For Management 2.11 Elect Director Ogura, Ritsuo For For Management 2.12 Elect Director Hirano, Nobuyuki For For Management 2.13 Elect Director Mike, Kanetsugu For For Management 2.14 Elect Director Araki, Saburo For For Management 2.15 Elect Director Nagashima, Iwao For For Management 2.16 Elect Director Kamezawa, Hironori For For Management -------------------------------------------------------------------------------- MITSUBISHI UFJ LEASE & FINANCE CO., LTD. Ticker: 8593 Security ID: J4706D100 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Shiraishi, Tadashi For For Management 1.2 Elect Director Yanai, Takahiro For For Management 1.3 Elect Director Urabe, Toshimitsu For For Management 1.4 Elect Director Nonoguchi, Tsuyoshi For For Management 1.5 Elect Director Shimoyama, Yoichi For For Management 1.6 Elect Director Minoura, Teruyuki For For Management 1.7 Elect Director Haigo, Toshio For For Management 1.8 Elect Director Icho, Mitsumasa For For Management 1.9 Elect Director Hayashi, Naomi For For Management 2.1 Appoint Statutory Auditor Suzuki, For For Management Naohito 2.2 Appoint Statutory Auditor Kaneko, For For Management Hiroko -------------------------------------------------------------------------------- MITSUI & CO., LTD. Ticker: 8031 Security ID: J44690139 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 40 2.1 Elect Director Iijima, Masami For For Management 2.2 Elect Director Yasunaga, Tatsuo For For Management 2.3 Elect Director Takebe, Yukio For For Management 2.4 Elect Director Uchida, Takakazu For For Management 2.5 Elect Director Hori, Kenichi For For Management 2.6 Elect Director Fujiwara, Hirotatsu For For Management 2.7 Elect Director Kometani, Yoshio For For Management 2.8 Elect Director Omachi, Shinichiro For For Management 2.9 Elect Director Yoshikawa, Miki For For Management 2.10 Elect Director Kobayashi, Izumi For For Management 2.11 Elect Director Jenifer Rogers For For Management 2.12 Elect Director Samuel Walsh For For Management 2.13 Elect Director Uchiyamada, Takeshi For For Management 2.14 Elect Director Egawa, Masako For For Management -------------------------------------------------------------------------------- MITSUI CHEMICALS, INC. Ticker: 4183 Security ID: J4466L136 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 50 2.1 Elect Director Tannowa, Tsutomu For For Management 2.2 Elect Director Hashimoto, Osamu For For Management 2.3 Elect Director Matsuo, Hideki For For Management 2.4 Elect Director Shimogori, Takayoshi For For Management 2.5 Elect Director Nakajima, Hajime For For Management 2.6 Elect Director Kuroda, Yukiko For For Management 2.7 Elect Director Bada, Hajime For For Management 2.8 Elect Director Yoshimaru, Yukiko For For Management 3 Appoint Statutory Auditor Kubo, For For Management Masaharu -------------------------------------------------------------------------------- MITSUI FUDOSAN CO., LTD. Ticker: 8801 Security ID: J4509L101 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 22 2 Amend Articles to Amend Business Lines For For Management 3 Elect Director Ueda, Takashi For Abstain Management 4.1 Appoint Statutory Auditor Ishigami, For For Management Hiroyuki 4.2 Appoint Statutory Auditor Ozeki, Yukimi For For Management 5 Approve Annual Bonus For For Management 6 Approve Restricted Stock Plan For For Management -------------------------------------------------------------------------------- MIXI, INC. Ticker: 2121 Security ID: J45993110 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kimura, Koki For For Management 1.2 Elect Director Taru, Kosuke For For Management 1.3 Elect Director Osawa, Hiroyuki For For Management 1.4 Elect Director Okuda, Masahiko For For Management 1.5 Elect Director Murase, Tatsuma For For Management 1.6 Elect Director Kasahara, Kenji For For Management 1.7 Elect Director Shima, Satoshi For For Management 1.8 Elect Director Shimura, Naoko For For Management 1.9 Elect Director Yoshimatsu, Masuo For For Management 2 Appoint Statutory Auditor Wakamatsu, For For Management Hiroyuki -------------------------------------------------------------------------------- MIZUHO FINANCIAL GROUP, INC. Ticker: 8411 Security ID: J4599L102 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Sakai, Tatsufumi For For Management 1.2 Elect Director Ishii, Satoshi For For Management 1.3 Elect Director Wakabayashi, Motonori For For Management 1.4 Elect Director Umemiya, Makoto For For Management 1.5 Elect Director Ehara, Hiroaki For For Management 1.6 Elect Director Sato, Yasuhiro For For Management 1.7 Elect Director Hirama, Hisaaki For For Management 1.8 Elect Director Seki, Tetsuo For Against Management 1.9 Elect Director Kainaka, Tatsuo For For Management 1.10 Elect Director Kobayashi, Yoshimitsu For For Management 1.11 Elect Director Sato, Ryoji For For Management 1.12 Elect Director Yamamoto, Masami For Against Management 1.13 Elect Director Kobayashi, Izumi For For Management 2 Approve Reverse Stock Split and For For Management Decrease Authorized Capital in Connection with Reverse Stock Split 3 Amend Articles to Update Authorized For For Management Capital in Connection with Reverse Stock Split - Amend Provisions on Class Shares - Clarify Director Authority on Shareholder Meetings 4 Amend Articles to Restore Shareholder For For Management Authority to Vote on Share Buybacks - Restore Shareholder Authority to Vote on Income Allocation 5 Amend Articles to Disclose Plan Against For Shareholder Outlining Company's Business Strategy to Align Investments with Goals of Paris Agreement 6 Amend Articles to Set Threshold of At Against For Shareholder Least 1000 Letters if Company Is to Set Letter Limit on Reasons for Shareholder Proposals 7 Amend Articles to Prohibit Abuse of Against Against Shareholder Dominant Bargaining Position against Shareholder Proponents 8 Amend Articles to Prohibit Abuse of Against Against Shareholder Dominant Bargaining Position against Business Partners 9 Amend Articles to Establish Point of Against Against Shareholder Contact for Whistleblowing -------------------------------------------------------------------------------- MODEC, INC. Ticker: 6269 Security ID: J4636K109 Meeting Date: MAR 19, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 22.5 2.1 Elect Director Kozai, Yuji For For Management 2.2 Elect Director Kanamori, Takeshi For For Management 2.3 Elect Director Sawada, Minoru For For Management 2.4 Elect Director Taguchi, Shoichi For For Management 2.5 Elect Director Nakai, Kazumasa For For Management 2.6 Elect Director Natori, Katsuya For For Management 2.7 Elect Director Aikyo, Shigenobu For For Management 2.8 Elect Director Noda, Hiroko For For Management 2.9 Elect Director Shiraishi, Kazuko For For Management 2.10 Elect Director Nishigai, Kazuhisa For For Management 3 Approve Annual Bonus For For Management -------------------------------------------------------------------------------- MONOTARO CO., LTD. Ticker: 3064 Security ID: J46583100 Meeting Date: MAR 26, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 7.5 2.1 Elect Director Seto, Kinya For For Management 2.2 Elect Director Suzuki, Masaya For For Management 2.3 Elect Director Yamagata, Yasuo For For Management 2.4 Elect Director Kitamura, Haruo For For Management 2.5 Elect Director Kishida, Masahiro For For Management 2.6 Elect Director Ise, Tomoko For For Management 2.7 Elect Director Sagiya, Mari For For Management 2.8 Elect Director Barry Greenhouse For For Management -------------------------------------------------------------------------------- MORINAGA & CO., LTD. Ticker: 2201 Security ID: J46367108 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 72 2 Amend Articles to Remove Provisions on For For Management Takeover Defense - Remove All Provisions on Advisory Positions - Recognize Validity of Board Resolutions in Written or Electronic Format 3.1 Elect Director Ota, Eijiro For For Management 3.2 Elect Director Miyai, Machiko For For Management 3.3 Elect Director Hirakue, Takashi For For Management 3.4 Elect Director Uchiyama, Shinichi For For Management 3.5 Elect Director Sakai, Toshiyuki For For Management 3.6 Elect Director Mori, Shinya For For Management 3.7 Elect Director Fujii, Daisuke For For Management 3.8 Elect Director Takano, Shiho For For Management 3.9 Elect Director Eto, Naomi For For Management 3.10 Elect Director Hoshi, Shuichi For For Management 4 Appoint Statutory Auditor Sakaguchi, For For Management Koichi -------------------------------------------------------------------------------- MS&AD INSURANCE GROUP HOLDINGS, INC. Ticker: 8725 Security ID: J4687C105 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 75 2.1 Elect Director Karasawa, Yasuyoshi For For Management 2.2 Elect Director Kanasugi, Yasuzo For For Management 2.3 Elect Director Hara, Noriyuki For For Management 2.4 Elect Director Higuchi, Tetsuji For For Management 2.5 Elect Director Tamura, Satoru For For Management 2.6 Elect Director Fukuda, Masahito For For Management 2.7 Elect Director Suzuki, Hisahito For For Management 2.8 Elect Director Bando, Mariko For For Management 2.9 Elect Director Arima, Akira For For Management 2.10 Elect Director Ikeo, Kazuhito For For Management 2.11 Elect Director Tobimatsu, Junichi For For Management 2.12 Elect Director Rochelle Kopp For For Management 3 Appoint Statutory Auditor Chiyoda, For For Management Kunio -------------------------------------------------------------------------------- MURATA MANUFACTURING CO. LTD. Ticker: 6981 Security ID: J46840104 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 50 2.1 Elect Director Murata, Tsuneo For Abstain Management 2.2 Elect Director Nakajima, Norio For Abstain Management 2.3 Elect Director Iwatsubo, Hiroshi For Abstain Management 2.4 Elect Director Takemura, Yoshito For Abstain Management 2.5 Elect Director Ishitani, Masahiro For Abstain Management 2.6 Elect Director Miyamoto, Ryuji For Abstain Management 2.7 Elect Director Minamide, Masanori For Abstain Management 2.8 Elect Director Shigematsu, Takashi For For Management 2.9 Elect Director Yasuda, Yuko For For Management 3.1 Elect Director and Audit Committee For Abstain Management Member Ozawa, Yoshiro 3.2 Elect Director and Audit Committee For For Management Member Kambayashi, Hiyo 3.3 Elect Director and Audit Committee For Abstain Management Member Yamamoto, Takatoshi 3.4 Elect Director and Audit Committee For For Management Member Munakata, Naoko -------------------------------------------------------------------------------- NABTESCO CORP. Ticker: 6268 Security ID: J4707Q100 Meeting Date: MAR 24, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 37 2.1 Elect Director Teramoto, Katsuhiro For For Management 2.2 Elect Director Juman, Shinji For For Management 2.3 Elect Director Hakoda, Daisuke For For Management 2.4 Elect Director Akita, Toshiaki For For Management 2.5 Elect Director Naoki, Shigeru For For Management 2.6 Elect Director Kimura, Kazumasa For For Management 2.7 Elect Director Fujiwara, Yutaka For For Management 2.8 Elect Director Uchida, Norio For For Management 2.9 Elect Director Iizuka, Mari For For Management 2.10 Elect Director Mizukoshi, Naoko For For Management 3.1 Appoint Statutory Auditor Shimizu, Isao For For Management 3.2 Appoint Statutory Auditor Sasaki, Zenzo For For Management 3.3 Appoint Statutory Auditor Nagasaka, For For Management Takemi -------------------------------------------------------------------------------- NAGOYA RAILROAD CO., LTD. Ticker: 9048 Security ID: J47399118 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 25 2 Elect Director Naito, Hiroyasu For For Management 3.1 Appoint Statutory Auditor Iwagaya, For For Management Mitsuharu 3.2 Appoint Statutory Auditor Mita, Toshio For For Management 3.3 Appoint Statutory Auditor Sassa, Kazuo For Against Management 3.4 Appoint Statutory Auditor Matsushita, For For Management Akira -------------------------------------------------------------------------------- NEC CORP. Ticker: 6701 Security ID: J48818207 Meeting Date: JUN 22, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Endo, Nobuhiro For For Management 1.2 Elect Director Niino, Takashi For For Management 1.3 Elect Director Morita, Takayuki For For Management 1.4 Elect Director Ishiguro, Norihiko For For Management 1.5 Elect Director Matsukura, Hajime For For Management 1.6 Elect Director Nishihara, Moto For For Management 1.7 Elect Director Seto, Kaoru For For Management 1.8 Elect Director Iki, Noriko For For Management 1.9 Elect Director Ito, Masatoshi For For Management 1.10 Elect Director Nakamura, Kuniharu For For Management 1.11 Elect Director Ota, Jun For For Management 2 Appoint Statutory Auditor Nitta, Masami For For Management -------------------------------------------------------------------------------- NEXON CO., LTD. Ticker: 3659 Security ID: J4914X104 Meeting Date: SEP 25, 2019 Meeting Type: Special Record Date: AUG 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Common Shares for For For Management Private Placements 2 Approve Issuance of Warrants for For For Management Private Placements (Put Options) 3 Approve Issuance of Warrants for For For Management Private Placements (Put Options) 4 Approve Issuance of Warrants for For For Management Private Placements (Put Options) 5 Approve Issuance of Warrants for For For Management Private Placements (Put Options) 6 Approve Issuance of Warrants for For For Management Private Placements (Call Options) 7 Approve Issuance of Warrants for For For Management Private Placements (Call Options) 8 Approve Issuance of Warrants for For For Management Private Placements (Call Options) 9 Approve Issuance of Warrants for For For Management Private Placements (Call Options) 10 Approve Issuance of Common Shares for For For Management Private Placements 11 Elect Director Hongwoo Lee For Abstain Management -------------------------------------------------------------------------------- NEXON CO., LTD. Ticker: 3659 Security ID: J4914X104 Meeting Date: MAR 25, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Owen Mahoney For For Management 1.2 Elect Director Uemura, Shiro For For Management 1.3 Elect Director Patrick Soderlund For For Management 2.1 Elect Director and Audit Committee For For Management Member Hongwoo Lee 2.2 Elect Director and Audit Committee For For Management Member Honda, Satoshi 2.3 Elect Director and Audit Committee For For Management Member Kuniya, Shiro 3 Approve Stock Option Plan For For Management -------------------------------------------------------------------------------- NGK INSULATORS, LTD. Ticker: 5333 Security ID: J49076110 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 25 2.1 Elect Director Oshima, Taku For For Management 2.2 Elect Director Kanie, Hiroshi For For Management 2.3 Elect Director Niwa, Chiaki For For Management 2.4 Elect Director Sakabe, Susumu For For Management 2.5 Elect Director Iwasaki, Ryohei For For Management 2.6 Elect Director Ishikawa, Shuhei For For Management 2.7 Elect Director Saji, Nobumitsu For For Management 2.8 Elect Director Matsuda, Atsushi For For Management 2.9 Elect Director Kobayashi, Shigeru For For Management 2.10 Elect Director Nanataki, Tsutomu For For Management 2.11 Elect Director Kamano, Hiroyuki For For Management 2.12 Elect Director Hamada, Emiko For For Management 2.13 Elect Director Furukawa, Kazuo For For Management -------------------------------------------------------------------------------- NGK SPARK PLUG CO., LTD. Ticker: 5334 Security ID: J49119100 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Odo, Shinichi For Abstain Management 1.2 Elect Director Kawai, Takeshi For Abstain Management 1.3 Elect Director Matsui, Toru For Abstain Management 1.4 Elect Director Kato, Mikihiko For Abstain Management 1.5 Elect Director Kojima, Takio For Abstain Management 1.6 Elect Director Isobe, Kenji For Abstain Management 1.7 Elect Director Maeda, Hiroyuki For Abstain Management 1.8 Elect Director Otaki, Morihiko For For Management 1.9 Elect Director Yasui, Kanemaru For Abstain Management 1.10 Elect Director Mackenzie Donald For For Management Clugston 1.11 Elect Director Doi, Miwako For For Management 2 Appoint Alternate Statutory Auditor For For Management Ando, Toshihiro -------------------------------------------------------------------------------- NH FOODS LTD. Ticker: 2282 Security ID: J4929Q102 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Hata, Yoshihide For For Management 1.2 Elect Director Kito, Tetsuhiro For For Management 1.3 Elect Director Ikawa, Nobuhisa For For Management 1.4 Elect Director Miyagai, Sadanori For For Management 1.5 Elect Director Kono, Yasuko For For Management 1.6 Elect Director Iwasaki, Atsushi For For Management 1.7 Elect Director Arase, Hideo For For Management 1.8 Elect Director Maeda, Fumio For For Management 2 Approve Trust-Type Equity Compensation For For Management Plan -------------------------------------------------------------------------------- NICHIAS CORP. Ticker: 5393 Security ID: J49205107 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 38 2.1 Elect Director Takei, Toshiyuki For For Management 2.2 Elect Director Nakata, Kiminori For For Management 2.3 Elect Director Yonezawa, Shoichi For For Management 2.4 Elect Director Sato, Yujiro For For Management 2.5 Elect Director Kametsu, Katsumi For For Management 2.6 Elect Director Niwa, Takahiro For For Management 2.7 Elect Director Saito, Toshiaki For For Management 2.8 Elect Director Tanabe, Satoshi For For Management 2.9 Elect Director Eto, Yoichi For For Management 2.10 Elect Director Hirabayashi, Yoshito For For Management 2.11 Elect Director Wachi, Yoko For For Management 3.1 Appoint Statutory Auditor Seki, Hiroaki For For Management 3.2 Appoint Statutory Auditor Iwabuchi, For Against Management Isao 3.3 Appoint Statutory Auditor Takano, For For Management Nobuhiko -------------------------------------------------------------------------------- NICHIREI CORP. Ticker: 2871 Security ID: J49764145 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 21 2.1 Elect Director Otani, Kunio For For Management 2.2 Elect Director Okushi, Kenya For For Management 2.3 Elect Director Taguchi, Takumi For For Management 2.4 Elect Director Kaneko, Yoshifumi For For Management 2.5 Elect Director Kawasaki, Junji For For Management 2.6 Elect Director Umezawa, Kazuhiko For For Management 2.7 Elect Director Takenaga, Masahiko For For Management 2.8 Elect Director Uzawa, Shizuka For For Management 2.9 Elect Director Wanibuchi, Mieko For For Management 2.10 Elect Director Shoji, Kuniko For For Management 3.1 Appoint Statutory Auditor Asahina, For For Management Kiyoshi 3.2 Appoint Statutory Auditor Kiyota, For Against Management Muneaki -------------------------------------------------------------------------------- NIDEC CORP. Ticker: 6594 Security ID: J52968104 Meeting Date: JUN 17, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles to Adopt Board For For Management Structure with Audit Committee - Amend Provisions on Number of Directors - Authorize Directors to Execute Day to Day Operations without Full Board Approval - Indemnify Directors 2.1 Elect Director Nagamori, Shigenobu For For Management 2.2 Elect Director Seki, Jun For For Management 2.3 Elect Director Sato, Teiichi For For Management 2.4 Elect Director Shimizu, Osamu For For Management 3.1 Elect Director and Audit Committee For For Management Member Murakami, Kazuya 3.2 Elect Director and Audit Committee For For Management Member Ochiai, Hiroyuki 3.3 Elect Director and Audit Committee For For Management Member Nakane, Takeshi 3.4 Elect Director and Audit Committee For For Management Member Yamada, Aya 3.5 Elect Director and Audit Committee For For Management Member Sakai, Takako 4 Elect Alternate Director and Audit For For Management Committee Member Watanabe, Junko 5 Approve Compensation Ceiling for For For Management Directors Who Are Not Audit Committee Members 6 Approve Compensation Ceiling for For For Management Directors Who Are Audit Committee Members 7 Approve Trust-Type Equity Compensation For For Management Plan -------------------------------------------------------------------------------- NIFCO, INC. Ticker: 7988 Security ID: 654101104 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 31 2.1 Elect Director Yamamoto, Toshiyuki For For Management 2.2 Elect Director Shibao, Masaharu For For Management 2.3 Elect Director Iwasaki, Fukuo For For Management 2.4 Elect Director Yauchi, Toshiki For For Management 2.5 Elect Director Tachikawa, Keiji For For Management 2.6 Elect Director Nonogaki, Yoshiko For For Management 2.7 Elect Director Brian K. Heywood For For Management 3 Appoint Alternate Statutory Auditor For For Management Wakabayashi, Masakazu -------------------------------------------------------------------------------- NIHON KOHDEN CORP. Ticker: 6849 Security ID: J50538115 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 18 2.1 Elect Director Ogino, Hirokazu For For Management 2.2 Elect Director Tamura, Takashi For For Management 2.3 Elect Director Hasegawa, Tadashi For For Management 2.4 Elect Director Yanagihara, Kazuteru For For Management 2.5 Elect Director Hirose, Fumio For For Management 2.6 Elect Director Tanaka, Eiichi For For Management 2.7 Elect Director Yoshitake, Yasuhiro For For Management 2.8 Elect Director Obara, Minoru For For Management 2.9 Elect Director Muraoka, Kanako For For Management 3.1 Elect Director and Audit Committee For For Management Member Ikuta, Kazuhiko 3.2 Elect Director and Audit Committee For For Management Member Kawatsuhara, Shigeru 3.3 Elect Director and Audit Committee For For Management Member Shimizu, Kazuo 4 Elect Alternate Director and Audit For For Management Committee Member Moriwaki, Sumio 5 Approve Restricted Stock Plan For For Management -------------------------------------------------------------------------------- NIHON M&A CENTER INC. Ticker: 2127 Security ID: J50883107 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 15 2.1 Elect Director Wakebayashi, Yasuhiro For For Management 2.2 Elect Director Miyake, Suguru For For Management 2.3 Elect Director Naraki, Takamaro For For Management 2.4 Elect Director Otsuki, Masahiko For For Management 2.5 Elect Director Takeuchi, Naoki For For Management 2.6 Elect Director Watanabe, Tsuneo For For Management 2.7 Elect Director Kumagai, Hideyuki For For Management 2.8 Elect Director Mori, Tokihiko For For Management 2.9 Elect Director Anna Dingley For For Management 2.10 Elect Director Takeuchi, Minako For For Management 3.1 Elect Director and Audit Committee For For Management Member Hirayama, Iwao 3.2 Elect Director and Audit Committee For For Management Member Kinoshita, Naoki 3.3 Elect Director and Audit Committee For For Management Member Yamada, Yoshinori 4 Elect Alternate Director and Audit For For Management Committee Member Shiga, Katsumasa -------------------------------------------------------------------------------- NIHON UNISYS, LTD. Ticker: 8056 Security ID: J51097103 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 37.5 2.1 Elect Director Hiraoka, Akiyoshi For For Management 2.2 Elect Director Saito, Noboru For For Management 2.3 Elect Director Katsuya, Koji For For Management 2.4 Elect Director Nagai, Kazuo For For Management 2.5 Elect Director Sugimoto, Toshiki For For Management 2.6 Elect Director Kawada, Go For For Management 2.7 Elect Director Sonoda, Ayako For For Management 2.8 Elect Director Sato, Chie For For Management 3 Appoint Statutory Auditor Teranishi, For For Management Yuji 4 Approve Deep Discount Stock Option Plan For For Management -------------------------------------------------------------------------------- NIKON CORP. Ticker: 7731 Security ID: 654111103 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 10 2.1 Elect Director Ushida, Kazuo For For Management 2.2 Elect Director Umatate, Toshikazu For For Management 2.3 Elect Director Odajima, Takumi For For Management 2.4 Elect Director Tokunari, Muneaki For For Management 2.5 Elect Director Negishi, Akio For For Management 2.6 Elect Director Murayama, Shigeru For For Management 3.1 Elect Director and Audit Committee For For Management Member Tsurumi, Atsushi 3.2 Elect Director and Audit Committee For Against Management Member Ishihara, Kunio 3.3 Elect Director and Audit Committee For For Management Member Hiruta, Shiro 3.4 Elect Director and Audit Committee For For Management Member Yamagami, Asako -------------------------------------------------------------------------------- NINTENDO CO., LTD. Ticker: 7974 Security ID: J51699106 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 820 2.1 Elect Director Furukawa, Shuntaro For For Management 2.2 Elect Director Miyamoto, Shigeru For For Management 2.3 Elect Director Takahashi, Shinya For For Management 2.4 Elect Director Shiota, Ko For For Management 2.5 Elect Director Shibata, Satoru For For Management 3.1 Elect Director and Audit Committee For For Management Member Noguchi, Naoki 3.2 Elect Director and Audit Committee For For Management Member Umeyama, Katsuhiro 3.3 Elect Director and Audit Committee For For Management Member Yamazaki, Masao 3.4 Elect Director and Audit Committee For For Management Member Shinkawa, Asa -------------------------------------------------------------------------------- NIPPO CORP. Ticker: 1881 Security ID: J5192P101 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 60 2.1 Elect Director Iwata, Hiromi For Against Management 2.2 Elect Director Yoshikawa, Yoshikazu For Against Management 2.3 Elect Director Arishige, Satoshi For For Management 2.4 Elect Director Miyazaki, Masahiro For For Management 2.5 Elect Director Hashimoto, Yuji For For Management 2.6 Elect Director Numajiri, Osamu For For Management 2.7 Elect Director Kimura, Tsutomu For For Management 2.8 Elect Director Ueda, Muneaki For For Management 2.9 Elect Director Kashihara, Takashi For For Management 3 Appoint Statutory Auditor Ito, For For Management Shoichiro -------------------------------------------------------------------------------- NIPPON EXPRESS CO., LTD. Ticker: 9062 Security ID: ADPV45415 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 80 2.1 Elect Director Watanabe, Kenji For For Management 2.2 Elect Director Saito, Mitsuru For For Management 2.3 Elect Director Ishii, Takaaki For For Management 2.4 Elect Director Akita, Susumu For For Management 2.5 Elect Director Horikiri, Satoshi For For Management 2.6 Elect Director Masuda, Takashi For For Management 2.7 Elect Director Sugiyama, Masahiro For For Management 2.8 Elect Director Nakayama, Shigeo For For Management 2.9 Elect Director Yasuoka, Sadako For For Management 3.1 Appoint Statutory Auditor Arima, For For Management Shigeki 3.2 Appoint Statutory Auditor Nojiri, For Against Management Toshiaki 3.3 Appoint Statutory Auditor Aoki, Yoshio For For Management 4 Approve Annual Bonus For For Management -------------------------------------------------------------------------------- NIPPON LIGHT METAL HOLDINGS CO., LTD. Ticker: 5703 Security ID: J5470A107 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 5 2 Approve Reverse Stock Split and For For Management Decrease Authorized Capital in Connection with Reverse Stock Split 3 Amend Articles to Update Authorized For For Management Capital in Connection with Reverse Stock Split - Allow Sales of Supplementary Shares to Odd-Lot Holders 4.1 Elect Director Okamoto, Ichiro For For Management 4.2 Elect Director Murakami, Toshihide For For Management 4.3 Elect Director Okamoto, Yasunori For For Management 4.4 Elect Director Hiruma, Hiroyasu For For Management 4.5 Elect Director Adachi, Sho For For Management 4.6 Elect Director Tomioka, Yoshihiro For For Management 4.7 Elect Director Tanaka, Toshikazu For For Management 4.8 Elect Director Saotome, Masahito For For Management 4.9 Elect Director Kusumoto, Kaoru For For Management 4.10 Elect Director Ono, Masato For For Management 4.11 Elect Director Hayashi, Ryoichi For For Management 4.12 Elect Director Ito, Haruo For For Management 4.13 Elect Director Hayano, Toshihito For For Management 4.14 Elect Director Tsuchiya, Keiko For For Management 5.1 Appoint Statutory Auditor Matsumoto, For For Management Nobuo 5.2 Appoint Statutory Auditor Sato, Yoshiki For Against Management 5.3 Appoint Statutory Auditor Kimu, Jinseki For For Management 6 Appoint Alternate Statutory Auditor For For Management Tomoda, Kazuhiko -------------------------------------------------------------------------------- NIPPON PAINT HOLDINGS CO., LTD. Ticker: 4612 Security ID: J55053128 Meeting Date: MAR 26, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 23 2 Amend Articles to Adopt Board For For Management Structure with Three Committees - Clarify Director Authority on Shareholder Meetings - Amend Provisions on Director Titles - Clarify Director Authority on Board Meetings - Indemnify Directors 3.1 Elect Director Tanaka, Masaaki For For Management 3.2 Elect Director Goh Hup Jin For For Management 3.3 Elect Director Minami, Manabu For For Management 3.4 Elect Director Hara, Hisashi For For Management 3.5 Elect Director Tsutsui, Takashi For Against Management 3.6 Elect Director Morohoshi, Toshio For For Management 3.7 Elect Director Nakamura, Masayoshi For Against Management 3.8 Elect Director Mitsuhashi, Masataka For For Management 3.9 Elect Director Koezuka, Miharu For For Management -------------------------------------------------------------------------------- NIPPON SHINYAKU CO., LTD. Ticker: 4516 Security ID: J55784102 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 43 2.1 Elect Director Maekawa, Shigenobu For For Management 2.2 Elect Director Matsura, Akira For For Management 2.3 Elect Director Sano, Shozo For For Management 2.4 Elect Director Saito, Hitoshi For For Management 2.5 Elect Director Kobayashi, Kenro For For Management 2.6 Elect Director Takaya, Takashi For For Management 2.7 Elect Director Edamitsu, Takanori For For Management 2.8 Elect Director Nakai, Toru For For Management 2.9 Elect Director Sugiura, Yukio For For Management 2.10 Elect Director Sakata, Hitoshi For For Management 2.11 Elect Director Sakurai, Miyuki For For Management 2.12 Elect Director Wada, Yoshinao For For Management 3.1 Appoint Statutory Auditor Kuwabara, For For Management Kenji 3.2 Appoint Statutory Auditor Kondo, For For Management Tsuyoshi -------------------------------------------------------------------------------- NIPPON STEEL CORP. Ticker: 5401 Security ID: J55678106 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles to Adopt Board For For Management Structure with Audit Committee - Amend Provisions on Number of Directors - Authorize Directors to Execute Day to Day Operations without Full Board Approval 2.1 Elect Director Shindo, Kosei For For Management 2.2 Elect Director Hashimoto, Eiji For For Management 2.3 Elect Director Tanimoto, Shinji For For Management 2.4 Elect Director Nakamura, Shinichi For For Management 2.5 Elect Director Miyamoto, Katsuhiro For For Management 2.6 Elect Director Migita, Akio For For Management 2.7 Elect Director Onoyama, Shuhei For For Management 2.8 Elect Director Imai, Tadashi For For Management 2.9 Elect Director Iki, Noriko For For Management 2.10 Elect Director Tomita, Tetsuro For For Management 2.11 Elect Director Kitera, Masato For For Management 3.1 Elect Director and Audit Committee For For Management Member Matsuno, Masato 3.2 Elect Director and Audit Committee For For Management Member Furumoto, Shozo 3.3 Elect Director and Audit Committee For For Management Member Miyoshi, Nobuhiro 3.4 Elect Director and Audit Committee For For Management Member Obayashi, Hiroshi 3.5 Elect Director and Audit Committee For For Management Member Makino, Jiro 3.6 Elect Director and Audit Committee For For Management Member Azuma, Seiichiro 3.7 Elect Director and Audit Committee For For Management Member Yoshikawa, Hiroshi 4 Approve Compensation Ceiling for For For Management Directors Who Are Not Audit Committee Members 5 Approve Compensation Ceiling for For For Management Directors Who Are Audit Committee Members 6 Amend Articles to Change Company Name Against Against Shareholder 7 Amend Articles to Limit Board of Against Against Shareholder Directors to 6 with Equal Number from Each of Two Partners to a 2012 Merger -------------------------------------------------------------------------------- NIPPON STEEL TRADING CORP. Ticker: 9810 Security ID: J5593N101 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 85 2.1 Elect Director Saeki, Yasumitsu For For Management 2.2 Elect Director Miyamoto, Tsuneo For For Management 2.3 Elect Director Takeuchi, Yutaka For For Management 2.4 Elect Director Sugiguchi, Yasuhiro For For Management 2.5 Elect Director Tomioka, Yasuyuki For For Management 2.6 Elect Director Ogura, Yoshihiro For For Management 2.7 Elect Director Kinoshita, Keishiro For For Management 2.8 Elect Director Inoue, Ryuko For For Management 2.9 Elect Director Yoshida, Shuichi For For Management 2.10 Elect Director Yoshimoto, Kazumi For For Management 3 Appoint Statutory Auditor Sugimoto, For Against Management Shigeji 4 Appoint Alternate Statutory Auditor For Against Management Ando, Masanori -------------------------------------------------------------------------------- NIPPON SUISAN KAISHA, LTD. Ticker: 1332 Security ID: J56042104 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Matono, Akiyo For Abstain Management 1.2 Elect Director Hamada, Shingo For Abstain Management 1.3 Elect Director Sekiguchi, Yoichi For Abstain Management 1.4 Elect Director Yamamoto, Shinya For Abstain Management 1.5 Elect Director Takahashi, Seiji For Abstain Management 1.6 Elect Director Umeda, Koji For Abstain Management 1.7 Elect Director Oki, Kazuo For For Management 1.8 Elect Director Nagai, Mikito For Abstain Management 1.9 Elect Director Yasuda, Yuko For For Management 2 Appoint Statutory Auditor Hirose, Shino For For Management -------------------------------------------------------------------------------- NIPPON TELEGRAPH & TELEPHONE CORP. Ticker: 9432 Security ID: J59396101 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 47.5 2.1 Elect Director Shinohara, Hiromichi For For Management 2.2 Elect Director Sawada, Jun For For Management 2.3 Elect Director Shimada, Akira For For Management 2.4 Elect Director Shibutani, Naoki For For Management 2.5 Elect Director Shirai, Katsuhiko For For Management 2.6 Elect Director Sakakibara, Sadayuki For For Management 2.7 Elect Director Sakamura, Ken For For Management 2.8 Elect Director Takegawa, Keiko For For Management 3 Appoint Statutory Auditor Takahashi, For For Management Kanae -------------------------------------------------------------------------------- NIPPON TELEVISION HOLDINGS, INC. Ticker: 9404 Security ID: J56171101 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 25 2.1 Elect Director Okubo, Yoshio For Against Management 2.2 Elect Director Sugiyama, Yoshikuni For For Management 2.3 Elect Director Kosugi, Yoshinobu For For Management 2.4 Elect Director Ishizawa, Akira For For Management 2.5 Elect Director Ichimoto, Hajime For For Management 2.6 Elect Director Tamai, Tadayuki For For Management 2.7 Elect Director Watanabe, Tsuneo For Against Management 2.8 Elect Director Yamaguchi, Toshikazu For For Management 2.9 Elect Director Imai, Takashi For For Management 2.10 Elect Director Sato, Ken For For Management 2.11 Elect Director Kakizoe, Tadao For For Management 2.12 Elect Director Manago, Yasushi For For Management 3 Appoint Alternate Statutory Auditor For For Management Nose, Yasuhiro -------------------------------------------------------------------------------- NISHIMATSU CONSTRUCTION CO., LTD. Ticker: 1820 Security ID: J56730120 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 105 2.1 Elect Director Takase, Nobutoshi For For Management 2.2 Elect Director Isshiki, Makoto For For Management 2.3 Elect Director Kono, Yuichi For For Management 2.4 Elect Director Sawai, Yoshiyuki For For Management 2.5 Elect Director Hamada, Kazutoyo For For Management 3.1 Elect Director and Audit Committee For For Management Member Yaguchi, Hiroshi 3.2 Elect Director and Audit Committee For For Management Member Mino, Koji 3.3 Elect Director and Audit Committee For For Management Member Kikuchi, Kiyomi 3.4 Elect Director and Audit Committee For For Management Member Ikeda, Jun -------------------------------------------------------------------------------- NISSAN CHEMICAL CORP. Ticker: 4021 Security ID: J56988108 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 48 2.1 Elect Director Kinoshita, Kojiro For For Management 2.2 Elect Director Miyazaki, Junichi For For Management 2.3 Elect Director Yagi, Shinsuke For For Management 2.4 Elect Director Miyaji, Katsuaki For For Management 2.5 Elect Director Honda, Takashi For For Management 2.6 Elect Director Suzuki, Hitoshi For For Management 2.7 Elect Director Oe, Tadashi For For Management 2.8 Elect Director Obayashi, Hidehito For For Management 2.9 Elect Director Kataoka, Kazunori For For Management 3 Appoint Statutory Auditor Suzuki, For For Management Norihiro -------------------------------------------------------------------------------- NISSIN ELECTRIC CO., LTD. Ticker: 6641 Security ID: J58020116 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 16 2.1 Appoint Statutory Auditor Ueno, Tadashi For For Management 2.2 Appoint Statutory Auditor Akashi, For For Management Naoyoshi 2.3 Appoint Statutory Auditor Tanaka, For For Management Hitoshi 2.4 Appoint Statutory Auditor Matsubara, For For Management Yoko -------------------------------------------------------------------------------- NISSIN FOODS HOLDINGS CO., LTD. Ticker: 2897 Security ID: J58063124 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 55 2 Amend Articles to Amend Provision on For For Management Shareholder Meeting Venue 3.1 Elect Director Ando, Koki For For Management 3.2 Elect Director Ando, Noritaka For For Management 3.3 Elect Director Yokoyama, Yukio For For Management 3.4 Elect Director Kobayashi, Ken For For Management 3.5 Elect Director Okafuji, Masahiro For For Management 3.6 Elect Director Mizuno, Masato For For Management 3.7 Elect Director Nakagawa, Yukiko For For Management 3.8 Elect Director Sakuraba, Eietsu For For Management -------------------------------------------------------------------------------- NITORI HOLDINGS CO., LTD. Ticker: 9843 Security ID: J58214131 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: FEB 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Nitori, Akio For For Management 1.2 Elect Director Shirai, Toshiyuki For For Management 1.3 Elect Director Sudo, Fumihiro For For Management 1.4 Elect Director Matsumoto, Fumiaki For For Management 1.5 Elect Director Takeda, Masanori For For Management 1.6 Elect Director Sakakibara, Sadayuki For For Management 1.7 Elect Director Miyauchi, Yoshihiko For For Management 2.1 Elect Director and Audit Committee For For Management Member Kubo, Takao 2.2 Elect Director and Audit Committee For For Management Member Ando, Takaharu 2.3 Elect Director and Audit Committee For For Management Member Suzuki, Kazuhiro 2.4 Elect Director and Audit Committee For For Management Member Tatsuoka, Tsuneyoshi -------------------------------------------------------------------------------- NITTO DENKO CORP. Ticker: 6988 Security ID: J58472119 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 100 2 Approve Annual Bonus For For Management 3.1 Elect Director Takasaki, Hideo For For Management 3.2 Elect Director Todokoro, Nobuhiro For For Management 3.3 Elect Director Miki, Yosuke For For Management 3.4 Elect Director Iseyama, Yasuhiro For For Management 3.5 Elect Director Furuse, Yoichiro For For Management 3.6 Elect Director Hatchoji, Takashi For For Management 3.7 Elect Director Fukuda, Tamio For For Management 3.8 Elect Director Wong Lai Yong For For Management 4.1 Appoint Statutory Auditor Teranishi, For Against Management Masashi 4.2 Appoint Statutory Auditor Shiraki, For For Management Mitsuhide 5 Approve Compensation Ceiling for For For Management Directors -------------------------------------------------------------------------------- NOF CORP. Ticker: 4403 Security ID: J58934100 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 39 2 Amend Articles to Indemnify Directors For For Management - Indemnify Statutory Auditors 3.1 Elect Director Miyaji, Takeo For Against Management 3.2 Elect Director Maeda, Kazuhito For Against Management 3.3 Elect Director Inoue, Kengo For Against Management 3.4 Elect Director Sakahashi, Hideaki For Against Management 3.5 Elect Director Miyo, Masanobu For Against Management 3.6 Elect Director Arima, Yasuyuki For Against Management 3.7 Elect Director Ito, Kunimitsu For For Management 4 Appoint Statutory Auditor Hayashi, For For Management Izumi 5 Appoint Alternate Statutory Auditor For For Management Sagara, Yuriko -------------------------------------------------------------------------------- NOJIMA CORP. Ticker: 7419 Security ID: J58977109 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Nojima, Hiroshi For For Management 1.2 Elect Director Nojima, Ryoji For For Management 1.3 Elect Director Fukuda, Koichiro For For Management 1.4 Elect Director Nukumori, Hajime For For Management 1.5 Elect Director Nabeshima, Kenichi For For Management 1.6 Elect Director Tomidokoro, Takao For For Management 1.7 Elect Director Tanaka, Yoshiyuki For For Management 1.8 Elect Director Hoshina, Mitsuo For For Management 1.9 Elect Director Koriya, Daisuke For For Management 1.10 Elect Director Ikeda, Jun For For Management 1.11 Elect Director Hiramoto, Kazuo For For Management 1.12 Elect Director Takami, Kazunori For For Management 1.13 Elect Director Yamada, Ryuji For Against Management 1.14 Elect Director Horiuchi, Fumiko For For Management 1.15 Elect Director Eto, Miho For For Management 2 Approve Stock Option Plan For Against Management -------------------------------------------------------------------------------- NOMURA HOLDINGS, INC. Ticker: 8604 Security ID: J58646100 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Nagai, Koji For For Management 1.2 Elect Director Okuda, Kentaro For For Management 1.3 Elect Director Morita, Toshio For For Management 1.4 Elect Director Miyashita, Hisato For For Management 1.5 Elect Director Kimura, Hiroshi For For Management 1.6 Elect Director Ishimura, Kazuhiko For For Management 1.7 Elect Director Shimazaki, Noriaki For For Management 1.8 Elect Director Sono, Mari For For Management 1.9 Elect Director Michael Lim Choo San For For Management 1.10 Elect Director Laura Simone Unger For For Management -------------------------------------------------------------------------------- NOMURA REAL ESTATE HOLDINGS, INC. Ticker: 3231 Security ID: J5893B104 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles to Amend Provisions on For For Management Number of Directors 2.1 Elect Director Yoshikawa, Atsushi For For Management 2.2 Elect Director Kutsukake, Eiji For For Management 2.3 Elect Director Miyajima, Seiichi For For Management 2.4 Elect Director Seki, Toshiaki For For Management 2.5 Elect Director Haga, Makoto For For Management 2.6 Elect Director Higashi, Tetsuro For For Management 2.7 Elect Director Nagamatsu, Shoichi For For Management 3 Elect Director and Audit Committee For For Management Member Takahashi, Tetsu 4 Approve Compensation Ceiling for For For Management Directors Who Are Audit Committee Members -------------------------------------------------------------------------------- NOMURA RESEARCH INSTITUTE LTD. Ticker: 4307 Security ID: J5900F106 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Konomoto, Shingo For For Management 1.2 Elect Director Momose, Hironori For For Management 1.3 Elect Director Ueno, Ayumu For For Management 1.4 Elect Director Fukami, Yasuo For For Management 1.5 Elect Director Shimamoto, Tadashi For For Management 1.6 Elect Director Funakura, Hiroshi For For Management 1.7 Elect Director Matsuzaki, Masatoshi For For Management 1.8 Elect Director Omiya, Hideaki For For Management 1.9 Elect Director Sakata, Shinoi For For Management 2 Appoint Statutory Auditor Sakata, For For Management Takuhito -------------------------------------------------------------------------------- NS SOLUTIONS CORP. Ticker: 2327 Security ID: J59332106 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles to Change Location of For For Management Head Office 2.1 Elect Director Morita, Hiroyuki For Against Management 2.2 Elect Director Kondo, Kazumasa For For Management 2.3 Elect Director Oshiro, Takashi For For Management 2.4 Elect Director Matsumura, Atsuki For For Management 2.5 Elect Director Fukushima, Tetsuji For For Management 2.6 Elect Director Tamaoki, Kazuhiko For For Management 2.7 Elect Director Yoshida, Katsuhiko For For Management 2.8 Elect Director Aoshima, Yaichi For For Management 2.9 Elect Director Ishii, Atsuko For For Management 2.10 Elect Director Ishii, Ichiro For For Management 3 Appoint Statutory Auditor Sato, Akira For For Management -------------------------------------------------------------------------------- NSK LTD. Ticker: 6471 Security ID: J55505101 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Uchiyama, Toshihiro For For Management 1.2 Elect Director Nogami, Saimon For For Management 1.3 Elect Director Ichii, Akitoshi For For Management 1.4 Elect Director Enomoto, Toshihiko For For Management 1.5 Elect Director Bada, Hajime For For Management 1.6 Elect Director Mochizuki, Akemi For For Management 1.7 Elect Director Iwamoto, Toshio For For Management 1.8 Elect Director Fujita, Yoshitaka For For Management 1.9 Elect Director Nagahama, Mitsuhiro For For Management 2 Approve Takeover Defense Plan (Poison For Against Management Pill) -------------------------------------------------------------------------------- NTT DATA CORP. Ticker: 9613 Security ID: J59031104 Meeting Date: JUN 17, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 9 2 Amend Articles to Abolish Board For For Management Structure with Statutory Auditors - Adopt Board Structure with Audit Committee - Amend Provisions on Number of Directors - Authorize Directors to Execute Day to Day Operations without Full Board Approval 3.1 Elect Director Homma, Yo For For Management 3.2 Elect Director Yamaguchi, Shigeki For For Management 3.3 Elect Director Fujiwara, Toshi For For Management 3.4 Elect Director Nishihata, Kazuhiro For For Management 3.5 Elect Director Matsunaga, Hisashi For For Management 3.6 Elect Director Suzuki, Masanori For For Management 3.7 Elect Director Hirano, Eiji For For Management 3.8 Elect Director Fujii, Mariko For For Management 3.9 Elect Director Patrizio Mapelli For For Management 3.10 Elect Director Arimoto, Takeshi For For Management 3.11 Elect Director Ike, Fumihiko For For Management 4.1 Elect Director and Audit Committee For Against Management Member Yamaguchi, Tetsuro 4.2 Elect Director and Audit Committee For Against Management Member Obata, Tetsuya 4.3 Elect Director and Audit Committee For For Management Member Sakurada, Katsura 4.4 Elect Director and Audit Committee For For Management Member Sato, Rieko 5 Approve Compensation Ceiling for For For Management Directors Who Are Not Audit Committee Members 6 Approve Compensation Ceiling for For For Management Directors Who Are Audit Committee Members -------------------------------------------------------------------------------- NTT DOCOMO, INC. Ticker: 9437 Security ID: J59399121 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 60 2 Amend Articles to Abolish Board For For Management Structure with Statutory Auditors - Adopt Board Structure with Audit Committee - Amend Provisions on Number of Directors - Authorize Directors to Execute Day to Day Operations without Full Board Approval 3.1 Elect Director Yoshizawa, Kazuhiro For For Management 3.2 Elect Director Ii, Motoyuki For For Management 3.3 Elect Director Maruyama, Seiji For For Management 3.4 Elect Director Fujiwara, Michio For For Management 3.5 Elect Director Hiroi, Takashi For For Management 3.6 Elect Director Tateishi, Mayumi For For Management 3.7 Elect Director Shintaku, Masaaki For For Management 3.8 Elect Director Endo, Noriko For For Management 3.9 Elect Director Kikuchi, Shin For For Management 3.10 Elect Director Kuroda, Katsumi For For Management 4.1 Elect Director and Audit Committee For For Management Member Suto, Shoji 4.2 Elect Director and Audit Committee For For Management Member Sagae, Hironobu 4.3 Elect Director and Audit Committee For For Management Member Nakata, Katsumi 4.4 Elect Director and Audit Committee For For Management Member Kajikawa, Mikio 4.5 Elect Director and Audit Committee For For Management Member Tsujiyama, Eiko 5 Approve Compensation Ceiling for For For Management Directors Who Are Not Audit Committee Members 6 Approve Compensation Ceiling for For For Management Directors Who Are Audit Committee Members -------------------------------------------------------------------------------- OBARA GROUP, INC. Ticker: 6877 Security ID: J59453100 Meeting Date: DEC 20, 2019 Meeting Type: Annual Record Date: SEP 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 70 2.1 Elect Director Obara, Yasushi For For Management 2.2 Elect Director Kobayashi, Norifumi For For Management 2.3 Elect Director Yamashita, Mitsuhisa For For Management 2.4 Elect Director Onishi, Tomo For For Management 2.5 Elect Director Makino, Koji For For Management 3.1 Appoint Statutory Auditor Suyama, For For Management Masashi 3.2 Appoint Statutory Auditor Takahashi, For For Management Masako 3.3 Appoint Statutory Auditor Takai, For For Management Kiyoshi 4 Approve Statutory Auditor Retirement For Against Management Bonus -------------------------------------------------------------------------------- OBAYASHI CORP. Ticker: 1802 Security ID: J59826107 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 16 2.1 Elect Director Obayashi, Takeo For Abstain Management 2.2 Elect Director Hasuwa, Kenji For Abstain Management 2.3 Elect Director Ura, Shingo For Abstain Management 2.4 Elect Director Sato, Takehito For Abstain Management 2.5 Elect Director Kotera, Yasuo For Abstain Management 2.6 Elect Director Murata, Toshihiko For Abstain Management 2.7 Elect Director Sato, Toshimi For Abstain Management 2.8 Elect Director Otake, Shinichi For Abstain Management 2.9 Elect Director Koizumi, Shinichi For For Management 2.10 Elect Director Izumiya, Naoki For Abstain Management 2.11 Elect Director Kobayashi, Yoko For Abstain Management 2.12 Elect Director Orii, Masako For For Management 3 Appoint Statutory Auditor Saito, For For Management Masahiro -------------------------------------------------------------------------------- OBIC CO., LTD. Ticker: 4684 Security ID: J5946V107 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 90 2.1 Elect Director Noda, Masahiro For For Management 2.2 Elect Director Tachibana, Shoichi For For Management 2.3 Elect Director Kawanishi, Atsushi For For Management 2.4 Elect Director Noda, Mizuki For For Management 2.5 Elect Director Fujimoto, Takao For For Management 2.6 Elect Director Ida, Hideshi For For Management 2.7 Elect Director Ueno, Takemitsu For For Management 2.8 Elect Director Gomi, Yasumasa For For Management 2.9 Elect Director Ejiri, Takashi For For Management -------------------------------------------------------------------------------- ODAKYU ELECTRIC RAILWAY CO., LTD. Ticker: 9007 Security ID: J59568139 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 10 2.1 Elect Director Hoshino, Koji For Against Management 2.2 Elect Director Ogawa, Mikio For Against Management 2.3 Elect Director Shimoka, Yoshihiko For Against Management 2.4 Elect Director Arakawa, Isamu For Against Management 2.5 Elect Director Igarashi, Shu For Against Management 2.6 Elect Director Hayama, Takashi For Against Management 2.7 Elect Director Nagano, Shinji For Against Management 2.8 Elect Director Kuroda, Satoshi For Against Management 2.9 Elect Director Nomakuchi, Tamotsu For Against Management 2.10 Elect Director Nakayama, Hiroko For For Management 2.11 Elect Director Tateyama, Akinori For Against Management 2.12 Elect Director Ohara, Toru For Against Management 2.13 Elect Director Itonaga, Takehide For Against Management 3.1 Appoint Statutory Auditor Ito, Masataka For Abstain Management 3.2 Appoint Statutory Auditor Yamamoto, For Abstain Management Toshiro 3.3 Appoint Statutory Auditor Onimaru, For For Management Kaoru 3.4 Appoint Statutory Auditor Hayashi, For Abstain Management Takeshi -------------------------------------------------------------------------------- OJI HOLDINGS CORP. Ticker: 3861 Security ID: J6031N109 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Yajima, Susumu For For Management 1.2 Elect Director Kaku, Masatoshi For For Management 1.3 Elect Director Koseki, Yoshiki For For Management 1.4 Elect Director Kisaka, Ryuichi For For Management 1.5 Elect Director Kamada, Kazuhiko For For Management 1.6 Elect Director Isono, Hiroyuki For For Management 1.7 Elect Director Ishida, Koichi For For Management 1.8 Elect Director Shindo, Fumio For For Management 1.9 Elect Director Aoki, Shigeki For For Management 1.10 Elect Director Nara, Michihiro For For Management 1.11 Elect Director Takata, Toshihisa For For Management 1.12 Elect Director Ai, Sachiko For For Management 2 Appoint Deloitte Touche Tohmatsu LLC For For Management as New External Audit Firm 3 Approve Takeover Defense Plan (Poison For Against Management Pill) -------------------------------------------------------------------------------- OMRON CORP. Ticker: 6645 Security ID: J61374120 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 42 2.1 Elect Director Tateishi, Fumio For For Management 2.2 Elect Director Yamada, Yoshihito For For Management 2.3 Elect Director Miyata, Kiichiro For For Management 2.4 Elect Director Nitto, Koji For For Management 2.5 Elect Director Ando, Satoshi For For Management 2.6 Elect Director Kobayashi, Eizo For For Management 2.7 Elect Director Kamigama, Takehiro For For Management 2.8 Elect Director Kobayashi, Izumi For For Management 3 Appoint Statutory Auditor Uchiyama, For For Management Hideyo 4 Appoint Alternate Statutory Auditor For For Management Watanabe, Toru -------------------------------------------------------------------------------- ONO PHARMACEUTICAL CO., LTD. Ticker: 4528 Security ID: J61546115 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 22.5 2.1 Elect Director Sagara, Gyo For For Management 2.2 Elect Director Awata, Hiroshi For For Management 2.3 Elect Director Ono, Isao For For Management 2.4 Elect Director Tsujinaka, Toshihiro For For Management 2.5 Elect Director Takino, Toichi For For Management 2.6 Elect Director Kurihara, Jun For For Management 2.7 Elect Director Nomura, Masao For For Management 2.8 Elect Director Okuno, Akiko For For Management 3.1 Appoint Statutory Auditor Nishimura, For For Management Katsuyoshi 3.2 Appoint Statutory Auditor Hishiyama, For For Management Yasuo 3.3 Appoint Statutory Auditor Tanabe, Akiko For For Management -------------------------------------------------------------------------------- OPEN HOUSE CO., LTD. Ticker: 3288 Security ID: J3072G101 Meeting Date: DEC 18, 2019 Meeting Type: Annual Record Date: SEP 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 66 2 Amend Articles to Amend Business Lines For For Management 3 Appoint Alternate Statutory Auditor For For Management Ido, Kazumi -------------------------------------------------------------------------------- ORACLE CORP JAPAN Ticker: 4716 Security ID: J6165M109 Meeting Date: AUG 20, 2019 Meeting Type: Annual Record Date: MAY 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Frank Obermeier For For Management 1.2 Elect Director Minato, Koji For For Management 1.3 Elect Director Krishna Sivaraman For For Management 1.4 Elect Director Edward Paterson For For Management 1.5 Elect Director Kimberly Woolley For For Management 1.6 Elect Director Fujimori, Yoshiaki For For Management 1.7 Elect Director John L. Hall For Against Management 1.8 Elect Director Natsuno, Takeshi For For Management -------------------------------------------------------------------------------- ORIENT CORP. Ticker: 8585 Security ID: J61890109 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 28.76 for Class 1 Preferred Shares and JPY 3 for Ordinary Shares 2.1 Elect Director Iimori, Tetuo For For Management 2.2 Elect Director Okada, Tomo For For Management 2.3 Elect Director Yokoyama, Yoshinori For For Management 3.1 Appoint Statutory Auditor Kudo, For For Management Yasuhisa 3.2 Appoint Statutory Auditor Sakurai, Yuki For Against Management -------------------------------------------------------------------------------- ORIENTAL LAND CO., LTD. Ticker: 4661 Security ID: J6174U100 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 22 2.1 Appoint Statutory Auditor Suzuki, For Abstain Management Shigeru 2.2 Appoint Statutory Auditor Kainaka, For For Management Tatsuo 2.3 Appoint Statutory Auditor Saigusa, For Abstain Management Norio 2.4 Appoint Statutory Auditor Yonekawa, For Abstain Management Kosei -------------------------------------------------------------------------------- ORIX CORP. Ticker: 8591 Security ID: J61933123 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Inoue, Makoto For For Management 1.2 Elect Director Irie, Shuji For For Management 1.3 Elect Director Taniguchi, Shoji For For Management 1.4 Elect Director Matsuzaki, Satoru For For Management 1.5 Elect Director Stan Koyanagi For For Management 1.6 Elect Director Suzuki, Yoshiteru For For Management 1.7 Elect Director Yasuda, Ryuji For For Management 1.8 Elect Director Takenaka, Heizo For For Management 1.9 Elect Director Michael Cusumano For For Management 1.10 Elect Director Akiyama, Sakie For For Management 1.11 Elect Director Watanabe, Hiroshi For Against Management 1.12 Elect Director Sekine, Aiko For For Management -------------------------------------------------------------------------------- OSAKA GAS CO., LTD. Ticker: 9532 Security ID: J62320130 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 25 2.1 Elect Director Ozaki, Hiroshi For Abstain Management 2.2 Elect Director Honjo, Takehiro For Abstain Management 2.3 Elect Director Fujiwara, Masataka For Abstain Management 2.4 Elect Director Miyagawa, Tadashi For Abstain Management 2.5 Elect Director Matsui, Takeshi For Abstain Management 2.6 Elect Director Tasaka, Takayuki For Abstain Management 2.7 Elect Director Miyahara, Hideo For For Management 2.8 Elect Director Murao, Kazutoshi For For Management 2.9 Elect Director Kijima, Tatsuo For Abstain Management 3.1 Appoint Statutory Auditor Yoneyama, For For Management Hisaichi 3.2 Appoint Statutory Auditor Sasaki, For For Management Shigemi -------------------------------------------------------------------------------- OSG CORP. (6136) Ticker: 6136 Security ID: J63137103 Meeting Date: FEB 22, 2020 Meeting Type: Annual Record Date: NOV 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 24 2.1 Elect Director Ishikawa, Norio For For Management 2.2 Elect Director Osawa, Nobuaki For For Management 3.1 Elect Director and Audit Committee For For Management Member Osawa, Gohei 3.2 Elect Director and Audit Committee For For Management Member Nakagawa, Takeo 3.3 Elect Director and Audit Committee For Against Management Member Ono, Kyoshiro 3.4 Elect Director and Audit Committee For For Management Member Sakaki, Yoshiyuki 3.5 Elect Director and Audit Committee For For Management Member Takahashi, Akito 3.6 Elect Director and Audit Committee For For Management Member Hara, Kunihiko 4 Elect Alternate Director and Audit For For Management Committee Member Yamashita, Kayoko 5 Approve Annual Bonus For For Management -------------------------------------------------------------------------------- OTSUKA CORP. Ticker: 4768 Security ID: J6243L115 Meeting Date: MAR 27, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 110 2.1 Appoint Statutory Auditor Nakai, For Against Management Kazuhiko 2.2 Appoint Statutory Auditor Hada, Etsuo For For Management 2.3 Appoint Statutory Auditor Minagawa, For For Management Katsumasa -------------------------------------------------------------------------------- OTSUKA HOLDINGS CO., LTD. Ticker: 4578 Security ID: J63117105 Meeting Date: MAR 27, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Otsuka, Ichiro For For Management 1.2 Elect Director Higuchi, Tatsuo For For Management 1.3 Elect Director Matsuo, Yoshiro For For Management 1.4 Elect Director Makino, Yuko For For Management 1.5 Elect Director Takagi, Shuichi For For Management 1.6 Elect Director Tobe, Sadanobu For For Management 1.7 Elect Director Kobayashi, Masayuki For For Management 1.8 Elect Director Tojo, Noriko For For Management 1.9 Elect Director Inoue, Makoto For For Management 1.10 Elect Director Matsutani, Yukio For For Management 1.11 Elect Director Sekiguchi, Ko For For Management 1.12 Elect Director Aoki, Yoshihisa For For Management 1.13 Elect Director Mita, Mayo For For Management -------------------------------------------------------------------------------- OUTSOURCING, INC. Ticker: 2427 Security ID: J6313D100 Meeting Date: MAR 25, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 24 2.1 Elect Director Doi, Haruhiko For For Management 2.2 Elect Director Suzuki, Kazuhiko For For Management 2.3 Elect Director Nakamoto, Atsushi For For Management 2.4 Elect Director Fukushima, Masashi For For Management 2.5 Elect Director Nakano, Hideyo For For Management 2.6 Elect Director Sakiyama, Atsuko For For Management 3.1 Elect Director and Audit Committee For For Management Member Otani, Ichiro 3.2 Elect Director and Audit Committee For For Management Member Otaka, Hiroshi 3.3 Elect Director and Audit Committee For For Management Member Shiwa, Hideo 3.4 Elect Director and Audit Committee For For Management Member Namatame, Masaru 4 Approve Restricted Stock Plan For For Management -------------------------------------------------------------------------------- PALTAC CORP. Ticker: 8283 Security ID: J6349W106 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mikita, Kunio For For Management 1.2 Elect Director Kasutani, Seiichi For For Management 1.3 Elect Director Noma, Masahiro For For Management 1.4 Elect Director Moriya, Akiyoshi For For Management 1.5 Elect Director Shimada, Masaharu For For Management 1.6 Elect Director Yogo, Katsutoshi For For Management 1.7 Elect Director Oishi, Kaori For For Management 1.8 Elect Director Asada, Katsumi For For Management 2.1 Appoint Statutory Auditor Kanaoka, For For Management Yukihiro 2.2 Appoint Statutory Auditor Kotera, Yohei For For Management -------------------------------------------------------------------------------- PAN PACIFIC INTERNATIONAL HOLDINGS CORP. Ticker: 7532 Security ID: J1235L108 Meeting Date: SEP 25, 2019 Meeting Type: Annual Record Date: JUN 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For Against Management Final Dividend of JPY 30 2.1 Elect Director Yoshida, Naoki For For Management 2.2 Elect Director Matsumoto, Kazuhiro For For Management 2.3 Elect Director Nishii, Takeshi For For Management 2.4 Elect Director Sakakibara, Ken For For Management 2.5 Elect Director Sekiguchi, Kenji For For Management 2.6 Elect Director Maruyama, Tetsuji For For Management 2.7 Elect Director Ishii, Yuji For For Management 2.8 Elect Director Abe, Hiroshi For For Management 2.9 Elect Director Yasuda, Takao For For Management 3.1 Elect Director and Audit Committee For For Management Member Nishitani, Jumpei 3.2 Elect Director and Audit Committee For For Management Member Yoshino, Masaki -------------------------------------------------------------------------------- PANASONIC CORP. Ticker: 6752 Security ID: J6354Y104 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Nagae, Shusaku For For Management 1.2 Elect Director Tsuga, Kazuhiro For For Management 1.3 Elect Director Sato, Mototsugu For For Management 1.4 Elect Director Higuchi, Yasuyuki For For Management 1.5 Elect Director Homma, Tetsuro For For Management 1.6 Elect Director Tsutsui, Yoshinobu For For Management 1.7 Elect Director Ota, Hiroko For For Management 1.8 Elect Director Toyama, Kazuhiko For For Management 1.9 Elect Director Noji, Kunio For For Management 1.10 Elect Director Umeda, Hirokazu For For Management 1.11 Elect Director Laurence W.Bates For For Management 1.12 Elect Director Sawada, Michitaka For For Management 1.13 Elect Director Kawamoto, Yuko For For Management 2.1 Appoint Statutory Auditor Fujii, Eiji For For Management 2.2 Appoint Statutory Auditor Yufu, Setsuko For For Management -------------------------------------------------------------------------------- PARK24 CO., LTD. Ticker: 4666 Security ID: J63581102 Meeting Date: JAN 30, 2020 Meeting Type: Annual Record Date: OCT 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 70 2.1 Elect Director Nishikawa, Koichi For Abstain Management 2.2 Elect Director Sasaki, Kenichi For Abstain Management 2.3 Elect Director Kawakami, Norifumi For Abstain Management 2.4 Elect Director Kawasaki, Keisuke For Abstain Management 2.5 Elect Director Yamanaka, Shingo For Abstain Management 2.6 Elect Director Oura, Yoshimitsu For Abstain Management 2.7 Elect Director Nagasaka, Takashi For Abstain Management 3.1 Elect Director and Audit Committee For Abstain Management Member Sasakawa, Akifumi 3.2 Elect Director and Audit Committee For For Management Member Takeda, Tsunekazu 3.3 Elect Director and Audit Committee For For Management Member Niunoya, Miho -------------------------------------------------------------------------------- PENTA-OCEAN CONSTRUCTION CO., LTD. Ticker: 1893 Security ID: J63653109 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 24 2.1 Elect Director Shimizu, Takuzo For For Management 2.2 Elect Director Ueda, Kazuya For For Management 2.3 Elect Director Noguchi, Tetsushi For For Management 2.4 Elect Director Tahara, Ryoji For For Management 2.5 Elect Director Watanabe, Hiroshi For For Management 2.6 Elect Director Katsumura, Junji For For Management 2.7 Elect Director Yamashita, Tomoyuki For For Management 2.8 Elect Director Kawashima, Yasuhiro For For Management 2.9 Elect Director Takahashi, Hidenori For For Management 2.10 Elect Director Furuya, Naoki For For Management 3.1 Appoint Statutory Auditor Kuraishi, For Against Management Hideaki 3.2 Appoint Statutory Auditor Suganami, For Against Management Shin -------------------------------------------------------------------------------- PEPTIDREAM INC. Ticker: 4587 Security ID: J6363M109 Meeting Date: MAR 27, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kubota, Kiichi For For Management 1.2 Elect Director Patrick C. Reid For For Management 1.3 Elect Director Masuya, Keiichi For For Management 1.4 Elect Director Kaneshiro, Kiyofumi For For Management 2 Elect Alternate Director and Audit For For Management Committee Member Utsunomiya, Junko -------------------------------------------------------------------------------- PERSOL HOLDINGS CO., LTD. Ticker: 2181 Security ID: J6367Q106 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 15 2.1 Elect Director Mizuta, Masamichi For For Management 2.2 Elect Director Wada, Takao For For Management 2.3 Elect Director Takahashi, Hirotoshi For For Management 2.4 Elect Director Tamakoshi, Ryosuke For For Management 2.5 Elect Director Nishiguchi, Naohiro For For Management 2.6 Elect Director Yamauchi, Masaki For For Management 3.1 Elect Director and Audit Committee For Against Management Member Enomoto, Chisa 3.2 Elect Director and Audit Committee For For Management Member Tomoda, Kazuhiko 4 Elect Alternate Director and Audit For For Management Committee Member Tsukamoto, Hideo 5 Approve Compensation Ceiling for For For Management Directors Who Are Not Audit Committee Members 6 Approve Trust-Type Equity Compensation For For Management Plan 7 Approve Trust-Type Equity Compensation For For Management Plan -------------------------------------------------------------------------------- PIGEON CORP. Ticker: 7956 Security ID: J63739106 Meeting Date: MAR 27, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 35 2 Amend Articles to Amend Provisions on For For Management Number of Directors - Indemnify Directors - Indemnify Statutory Auditors 3.1 Elect Director Nakata, Yoichi For For Management 3.2 Elect Director Yamashita, Shigeru For For Management 3.3 Elect Director Kitazawa, Norimasa For For Management 3.4 Elect Director Akamatsu, Eiji For For Management 3.5 Elect Director Itakura, Tadashi For For Management 3.6 Elect Director Kurachi, Yasunori For For Management 3.7 Elect Director Kevin Vyse-Peacock For For Management 3.8 Elect Director Nitta, Takayuki For For Management 3.9 Elect Director Hatoyama, Rehito For For Management 3.10 Elect Director Okada, Erika For For Management 3.11 Elect Director Hayashi, Chiaki For For Management 3.12 Elect Director Yamaguchi, Eriko For For Management 4 Appoint Statutory Auditor Matsunaga, For For Management Tsutomu -------------------------------------------------------------------------------- PILOT CORP. Ticker: 7846 Security ID: J6378K106 Meeting Date: MAR 27, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ito, Shu For For Management 1.2 Elect Director Watanabe, Hiromoto For For Management 1.3 Elect Director Horiguchi, Yasuo For For Management 1.4 Elect Director Shirakawa, Masakazu For For Management 1.5 Elect Director Kimura, Tsutomu For For Management 1.6 Elect Director Tanaka, Sanae For For Management 1.7 Elect Director Masuda, Shinzo For For Management 1.8 Elect Director Muramatsu, Masanobu For For Management 2.1 Appoint Statutory Auditor Soramoto, For For Management Naoki 2.2 Appoint Statutory Auditor Saimura, For For Management Yoshihiro 2.3 Appoint Statutory Auditor Itasawa, For For Management Sachio 2.4 Appoint Statutory Auditor Kamiyama, For For Management Toshizo 3 Approve Compensation Ceilings for For For Management Directors and Statutory Auditors 4 Approve Takeover Defense Plan (Poison For Against Management Pill) -------------------------------------------------------------------------------- POLA ORBIS HOLDINGS INC. Ticker: 4927 Security ID: J6388P103 Meeting Date: MAR 24, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 81 2.1 Elect Director Suzuki, Satoshi For For Management 2.2 Elect Director Kume, Naoki For For Management 2.3 Elect Director Fujii, Akira For For Management 2.4 Elect Director Yokote, Yoshikazu For For Management 2.5 Elect Director Kobayashi, Takuma For For Management 2.6 Elect Director Komiya, Kazuyoshi For For Management 2.7 Elect Director Ushio, Naomi For For Management 2.8 Elect Director Yamamoto, Hikaru For For Management -------------------------------------------------------------------------------- PRESSANCE CORP. Ticker: 3254 Security ID: J6437H102 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Doi, Yutaka For For Management 1.2 Elect Director Tanaka, Toshihide For For Management 1.3 Elect Director Hirano, Kenichi For For Management 1.4 Elect Director Tajikawa, Junichi For For Management 1.5 Elect Director Harada, Masanori For For Management 1.6 Elect Director Wakatabi, Kotaro For For Management -------------------------------------------------------------------------------- RAKUTEN, INC. Ticker: 4755 Security ID: J64264104 Meeting Date: MAR 27, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles to Indemnify Directors For For Management - Indemnify Statutory Auditors 2.1 Elect Director Mikitani, Hiroshi For For Management 2.2 Elect Director Hosaka, Masayuki For For Management 2.3 Elect Director Charles B. Baxter For For Management 2.4 Elect Director Kutaragi, Ken For For Management 2.5 Elect Director Sarah J. M. Whitley For For Management 2.6 Elect Director Mitachi, Takashi For For Management 2.7 Elect Director Murai, Jun For For Management 3.1 Appoint Statutory Auditor Yamaguchi, For For Management Katsuyuki 3.2 Appoint Statutory Auditor Nishikawa, For For Management Yoshiaki 4 Approve Two Types of Deep Discount For Against Management Stock Option Plans -------------------------------------------------------------------------------- RECRUIT HOLDINGS CO., LTD. Ticker: 6098 Security ID: J6433A101 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Minegishi, Masumi For For Management 1.2 Elect Director Idekoba, Hisayuki For For Management 1.3 Elect Director Senaha, Ayano For For Management 1.4 Elect Director Rony Kahan For For Management 1.5 Elect Director Izumiya, Naoki For For Management 1.6 Elect Director Totoki, Hiroki For For Management 2.1 Appoint Statutory Auditor Nagashima, For For Management Yukiko 2.2 Appoint Statutory Auditor Ogawa, For For Management Yoichiro 2.3 Appoint Statutory Auditor Natori, For For Management Katsuya 2.4 Appoint Alternate Statutory Auditor For For Management Tanaka, Miho -------------------------------------------------------------------------------- RELO GROUP, INC. Ticker: 8876 Security ID: J6436W118 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Sasada, Masanori For For Management 1.2 Elect Director Nakamura, Kenichi For For Management 1.3 Elect Director Kadota, Yasushi For For Management 1.4 Elect Director Koshinaga, Kenji For For Management 1.5 Elect Director Kawano, Takeshi For For Management 1.6 Elect Director Onogi, Takashi For For Management 1.7 Elect Director Udagawa, Kazuya For For Management 2.1 Appoint Statutory Auditor Koyama, For For Management Katsuhiko 2.2 Appoint Statutory Auditor Kuboya, For For Management Michio 2.3 Appoint Statutory Auditor Sakurai, For For Management Masao 2.4 Appoint Statutory Auditor Dai, Tsuyoshi For For Management -------------------------------------------------------------------------------- RENESAS ELECTRONICS CORP. Ticker: 6723 Security ID: J4881V107 Meeting Date: MAR 27, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Tsurumaru, Tetsuya For For Management 1.2 Elect Director Shibata, Hidetoshi For For Management 1.3 Elect Director Toyoda, Tetsuro For For Management 1.4 Elect Director Iwasaki, Jiro For For Management 1.5 Elect Director Slena Loh Lacroix For For Management 1.6 Elect Director Arunjai Mittal For For Management 2 Appoint Statutory Auditor Fukuda, For For Management Kazuki 3 Approve Deep Discount Stock Option Plan For Against Management -------------------------------------------------------------------------------- RESONA HOLDINGS, INC. Ticker: 8308 Security ID: J6448E106 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Higashi, Kazuhiro For For Management 1.2 Elect Director Minami, Masahiro For For Management 1.3 Elect Director Noguchi, Mikio For For Management 1.4 Elect Director Kawashima, Takahiro For For Management 1.5 Elect Director Urano, Mitsudo For For Management 1.6 Elect Director Matsui, Tadamitsu For For Management 1.7 Elect Director Sato, Hidehiko For For Management 1.8 Elect Director Baba, Chiharu For For Management 1.9 Elect Director Iwata, Kimie For For Management 1.10 Elect Director Egami, Setsuko For For Management -------------------------------------------------------------------------------- RESORTTRUST, INC. Ticker: 4681 Security ID: J6448M108 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 17 2.1 Elect Director Ito, Yoshiro For For Management 2.2 Elect Director Ito, Katsuyasu For For Management 2.3 Elect Director Fushimi, Ariyoshi For For Management 2.4 Elect Director Iuchi, Katsuyuki For For Management 2.5 Elect Director Shintani, Atsuyuki For For Management 2.6 Elect Director Uchiyama, Toshihiko For For Management 2.7 Elect Director Takagi, Naoshi For For Management 2.8 Elect Director Hanada, Shinichiro For For Management 2.9 Elect Director Ogino, Shigetoshi For For Management 2.10 Elect Director Furukawa, Tetsuya For For Management 2.11 Elect Director Nonaka, Tomoyo For For Management 2.12 Elect Director Terazawa, Asako For For Management -------------------------------------------------------------------------------- RINNAI CORP. Ticker: 5947 Security ID: J65199101 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 50 2.1 Elect Director Hayashi, Kenji For For Management 2.2 Elect Director Naito, Hiroyasu For For Management 2.3 Elect Director Narita, Tsunenori For For Management 2.4 Elect Director Kosugi, Masao For For Management 2.5 Elect Director Kondo, Yuji For For Management 2.6 Elect Director Matsui, Nobuyuki For For Management 2.7 Elect Director Kamio, Takashi For For Management 3.1 Appoint Statutory Auditor Ishikawa, For For Management Haruhiko 3.2 Appoint Statutory Auditor Shinji, For For Management Katsuhiko 3.3 Appoint Statutory Auditor Matsuoka, For Against Management Masaaki 3.4 Appoint Statutory Auditor Watanabe, For For Management Ippei 4 Appoint Alternate Statutory Auditor For For Management Ishikawa, Yoshiro -------------------------------------------------------------------------------- RYOHIN KEIKAKU CO., LTD. Ticker: 7453 Security ID: J6571N105 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: FEB 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 18.2 2 Amend Articles to Change Fiscal Year For For Management End 3.1 Elect Director Kanai, Masaaki For For Management 3.2 Elect Director Suzuki, Kei For For Management 3.3 Elect Director Yagyu, Masayoshi For For Management 3.4 Elect Director Yoshikawa, Atsushi For For Management 4.1 Appoint Statutory Auditor Hattori, For For Management Masaru 4.2 Appoint Statutory Auditor Arai, Jun For For Management -------------------------------------------------------------------------------- SANKYU INC. Ticker: 9065 Security ID: J68037100 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 50 2.1 Elect Director Ogawa, Takashi For For Management 2.2 Elect Director Inoue, Masao For For Management 2.3 Elect Director Yuki, Toshio For For Management 2.4 Elect Director Otobe, Hiroshi For For Management 2.5 Elect Director Okahashi, Terukazu For For Management 2.6 Elect Director Arima, Toshiaki For For Management 2.7 Elect Director Ogawa, Makoto For For Management 3 Appoint Alternate Statutory Auditor For For Management Nishi, Yoshihiro -------------------------------------------------------------------------------- SANTEN PHARMACEUTICAL CO., LTD. Ticker: 4536 Security ID: J68467109 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 14 2.1 Elect Director Kurokawa, Akira For For Management 2.2 Elect Director Taniuchi, Shigeo For For Management 2.3 Elect Director Ito, Takeshi For For Management 2.4 Elect Director Oishi, Kanoko For For Management 2.5 Elect Director Shintaku, Yutaro For For Management 2.6 Elect Director Minakawa, Kunihito For For Management 3 Appoint Statutory Auditor Isaka, For For Management Hiroshi -------------------------------------------------------------------------------- SANWA HOLDINGS CORP. Ticker: 5929 Security ID: J6858G104 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 17 2.1 Elect Director Takayama, Toshitaka For For Management 2.2 Elect Director Takayama, Yasushi For For Management 2.3 Elect Director Fujisawa, Hiroatsu For For Management 2.4 Elect Director Yamazaki, Hiroyuki For For Management 2.5 Elect Director Takayama, Meiji For For Management 2.6 Elect Director Yokota, Masanaka For For Management 3.1 Elect Director and Audit Committee For For Management Member Zaima, Teiko 3.2 Elect Director and Audit Committee For For Management Member Yonezawa, Tsunekatsu 3.3 Elect Director and Audit Committee For For Management Member Gokita, Akira 4 Elect Alternate Director and Audit For For Management Committee Member Yokota, Masanaka -------------------------------------------------------------------------------- SAWAI PHARMACEUTICAL CO., LTD. Ticker: 4555 Security ID: J69811107 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 65 2 Amend Articles to Clarify Provisions For For Management on Alternate Statutory Auditors 3.1 Elect Director Sawai, Mitsuo For For Management 3.2 Elect Director Sawai, Kenzo For For Management 3.3 Elect Director Sueyoshi, Kazuhiko For For Management 3.4 Elect Director Terashima, Toru For For Management 3.5 Elect Director Ohara, Masatoshi For For Management 3.6 Elect Director Todo, Naomi For For Management 4 Appoint Statutory Auditor Tomohiro, For For Management Takanobu 5.1 Appoint Alternate Statutory Auditor For For Management Somi, Satoshi 5.2 Appoint Alternate Statutory Auditor For For Management Nishimura, Yoshitsugu -------------------------------------------------------------------------------- SBI HOLDINGS, INC. Ticker: 8473 Security ID: J6991H100 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kitao, Yoshitaka For For Management 1.2 Elect Director Kawashima, Katsuya For For Management 1.3 Elect Director Nakagawa, Takashi For For Management 1.4 Elect Director Takamura, Masato For For Management 1.5 Elect Director Morita, Shumpei For For Management 1.6 Elect Director Yamada, Masayuki For For Management 1.7 Elect Director Kusakabe, Satoe For For Management 1.8 Elect Director Yoshida, Masaki For For Management 1.9 Elect Director Sato, Teruhide For For Management 1.10 Elect Director Takenaka, Heizo For For Management 1.11 Elect Director Suzuki, Yasuhiro For For Management 1.12 Elect Director Ito, Hiroshi For For Management 1.13 Elect Director Takeuchi, Kanae For For Management 2 Appoint Alternate Statutory Auditor For For Management Wakatsuki, Tetsutaro -------------------------------------------------------------------------------- SCREEN HOLDINGS CO., LTD. Ticker: 7735 Security ID: J6988U114 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 30 2.1 Elect Director Kakiuchi, Eiji For For Management 2.2 Elect Director Hiroe, Toshio For For Management 2.3 Elect Director Nadahara, Soichi For For Management 2.4 Elect Director Kondo, Yoichi For For Management 2.5 Elect Director Ando, Kimito For For Management 2.6 Elect Director Saito, Shigeru For For Management 2.7 Elect Director Yoda, Makoto For For Management 2.8 Elect Director Takasu, Hidemi For For Management 3.1 Appoint Statutory Auditor Ota, Hirofumi For For Management 3.2 Appoint Statutory Auditor Kikkawa, For For Management Tetsuo 3.3 Appoint Statutory Auditor Yokoyama, For For Management Seiji 4 Appoint Alternate Statutory Auditor For For Management Ito, Tomoyuki -------------------------------------------------------------------------------- SCSK CORP. Ticker: 9719 Security ID: J70081104 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Tabuchi, Masao For Abstain Management 1.2 Elect Director Tanihara, Toru For Abstain Management 1.3 Elect Director Fukunaga, Tetsuya For Abstain Management 1.4 Elect Director Kato, Kei For Abstain Management 1.5 Elect Director Tamura, Tatsuro For Abstain Management 1.6 Elect Director Haga, Bin For Abstain Management 1.7 Elect Director Matsuda, Kiyoto For Abstain Management 2 Elect Director and Audit Committee For For Management Member Shiraishi, Kazuko -------------------------------------------------------------------------------- SECOM CO., LTD. Ticker: 9735 Security ID: J69972107 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 85 2.1 Elect Director Iida, Makoto For For Management 2.2 Elect Director Nakayama, Yasuo For For Management 2.3 Elect Director Ozeki, Ichiro For For Management 2.4 Elect Director Yoshida, Yasuyuki For For Management 2.5 Elect Director Fuse, Tatsuro For For Management 2.6 Elect Director Izumida, Tatsuya For For Management 2.7 Elect Director Kurihara, Tatsushi For For Management 2.8 Elect Director Hirose, Takaharu For For Management 2.9 Elect Director Kawano, Hirobumi For For Management 2.10 Elect Director Watanabe, Hajime For For Management 2.11 Elect Director Hara, Miri For For Management -------------------------------------------------------------------------------- SEIBU HOLDINGS, INC. Ticker: 9024 Security ID: J7030Q119 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 15 2.1 Elect Director Goto, Takashi For For Management 2.2 Elect Director Takahashi, Kaoru For For Management 2.3 Elect Director Nishii, Tomoyuki For For Management 2.4 Elect Director Nishiyama, Ryuichiro For For Management 2.5 Elect Director Kitamura, Kimio For For Management 2.6 Elect Director Koyama, Masahiko For For Management 2.7 Elect Director Uwano, Akihisa For For Management 2.8 Elect Director Tsujihiro, Masafumi For For Management -------------------------------------------------------------------------------- SEIKO EPSON CORP. Ticker: 6724 Security ID: J7030F105 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 31 2.1 Elect Director Usui, Minoru For For Management 2.2 Elect Director Ogawa, Yasunori For For Management 2.3 Elect Director Kubota, Koichi For For Management 2.4 Elect Director Seki, Tatsuaki For For Management 2.5 Elect Director Kawana, Masayuki For For Management 2.6 Elect Director Takahata, Toshiya For For Management 2.7 Elect Director Omiya, Hideaki For For Management 2.8 Elect Director Matsunaga, Mari For For Management 3.1 Elect Director and Audit Committee For For Management Member Shigemoto, Taro 3.2 Elect Director and Audit Committee For For Management Member Shirai, Yoshio 3.3 Elect Director and Audit Committee For For Management Member Murakoshi, Susumu 3.4 Elect Director and Audit Committee For For Management Member Otsuka, Michiko 4 Approve Annual Bonus For For Management -------------------------------------------------------------------------------- SEKISUI CHEMICAL CO., LTD. Ticker: 4204 Security ID: J70703137 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 23 2.1 Elect Director Koge, Teiji For For Management 2.2 Elect Director Kato, Keita For For Management 2.3 Elect Director Hirai, Yoshiyuki For For Management 2.4 Elect Director Kamiyoshi, Toshiyuki For For Management 2.5 Elect Director Kamiwaki, Futoshi For For Management 2.6 Elect Director Taketomo, Hiroyuki For For Management 2.7 Elect Director Shimizu, Ikusuke For For Management 2.8 Elect Director Kase, Yutaka For For Management 2.9 Elect Director Oeda, Hiroshi For For Management 2.10 Elect Director Ishikura, Yoko For For Management 3 Appoint Statutory Auditor Fukunaga, For For Management Toshitaka -------------------------------------------------------------------------------- SEKISUI HOUSE, LTD. Ticker: 1928 Security ID: J70746136 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: JAN 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 41 2 Amend Articles to Amend Business Lines For For Management - Reduce Directors' Term - Remove All Provisions on Advisory Positions 3.1 Elect Director Abe, Toshinori For Against Management 3.2 Elect Director Inagaki, Shiro For Against Management 3.3 Elect Director Nakai, Yoshihiro For For Management 3.4 Elect Director Uchida, Takashi For For Management 3.5 Elect Director Wakui, Shiro For For Management 3.6 Elect Director Yoshimaru, Yukiko For For Management 3.7 Elect Director Kitazawa, Toshifumi For For Management 3.8 Elect Director Tanaka, Satoshi For For Management 3.9 Elect Director Nishida, Kumpei For For Management 3.10 Elect Director Horiuchi, Yosuke For For Management 3.11 Elect Director Miura, Toshiharu For For Management 3.12 Elect Director Ishii, Toru For For Management 4 Appoint Statutory Auditor Wada, For For Management Yoritomo 5 Approve Annual Bonus For For Management 6 Approve Performance-Based Annual Bonus For For Management Ceiling for Directors 7 Approve Performance Share Plan and For For Management Restricted Stock Plan 8.1 Elect Shareholder Director Nominee Against For Shareholder Christopher Douglas Brady 8.2 Elect Shareholder Director Nominee Against Against Shareholder Pamela Fennel Jacobs 8.3 Elect Shareholder Director Nominee Against Against Shareholder Okada, Yasushi 8.4 Elect Shareholder Director Nominee Against Against Shareholder Saeki, Terumichi 8.5 Elect Shareholder Director Nominee Against For Shareholder Iwasaki, Jiro 8.6 Elect Shareholder Director Nominee Against Against Shareholder Saito, Makoto 8.7 Elect Shareholder Director Nominee Against Against Shareholder Kato, Hitomi 8.8 Elect Shareholder Director Nominee Against Against Shareholder Suguro, Fumiyasu 8.9 Elect Shareholder Director Nominee Against Against Shareholder Fujiwara, Motohiko 8.10 Elect Shareholder Director Nominee Against Against Shareholder Yamada, Koji 8.11 Elect Shareholder Director Nominee Against Against Shareholder Wada, Isami -------------------------------------------------------------------------------- SERIA CO., LTD. Ticker: 2782 Security ID: J7113X106 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 30 2.1 Elect Director Kawai, Eiji For For Management 2.2 Elect Director Iwama, Yasushi For For Management 2.3 Elect Director Tanaka, Masahiro For For Management 3.1 Elect Director and Audit Committee For For Management Member Nakamura, Noboru 3.2 Elect Director and Audit Committee For For Management Member Suzuki, Hiroto 3.3 Elect Director and Audit Committee For For Management Member Kataoka, Noriaki 4 Approve Director Retirement Bonus For Against Management -------------------------------------------------------------------------------- SEVEN & I HOLDINGS CO., LTD. Ticker: 3382 Security ID: J7165H108 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: FEB 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 51 2 Amend Articles to Amend Provisions on For For Management Number of Directors - Clarify Director Authority on Board Meetings 3.1 Elect Director Isaka, Ryuichi For For Management 3.2 Elect Director Goto, Katsuhiro For For Management 3.3 Elect Director Ito, Junro For For Management 3.4 Elect Director Yamaguchi, Kimiyoshi For For Management 3.5 Elect Director Maruyama, Yoshimichi For For Management 3.6 Elect Director Nagamatsu, Fumihiko For For Management 3.7 Elect Director Kimura, Shigeki For For Management 3.8 Elect Director Joseph M. DePinto For For Management 3.9 Elect Director Tsukio, Yoshio For For Management 3.10 Elect Director Ito, Kunio For For Management 3.11 Elect Director Yonemura, Toshiro For For Management 3.12 Elect Director Higashi, Tetsuro For For Management 3.13 Elect Director Rudy, Kazuko For For Management -------------------------------------------------------------------------------- SEVEN BANK LTD. Ticker: 8410 Security ID: J7164A104 Meeting Date: JUN 22, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles to Amend Provisions on For For Management Number of Directors - Clarify Director Authority on Board Meetings 2.1 Elect Director Futagoishi, Kensuke For For Management 2.2 Elect Director Funatake, Yasuaki For For Management 2.3 Elect Director Goto, Katsuhiro For For Management 2.4 Elect Director Kigawa, Makoto For For Management 2.5 Elect Director Itami, Toshihiko For For Management 2.6 Elect Director Fukuo, Koichi For For Management 2.7 Elect Director Kuroda, Yukiko For For Management 3 Appoint Statutory Auditor Ishiguro, For For Management Kazuhiko 4 Appoint Alternate Statutory Auditor For For Management Eda, Chieko 5 Approve Trust-Type Equity Compensation For For Management Plan -------------------------------------------------------------------------------- SHIMADZU CORP. Ticker: 7701 Security ID: J72165129 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 15 2.1 Elect Director Nakamoto, Akira For For Management 2.2 Elect Director Ueda, Teruhisa For For Management 2.3 Elect Director Miura, Yasuo For For Management 2.4 Elect Director Kitaoka, Mitsuo For For Management 2.5 Elect Director Yamamoto, Yasunori For For Management 2.6 Elect Director Sawaguchi, Minoru For For Management 2.7 Elect Director Wada, Hiroko For For Management 2.8 Elect Director Hanai, Nobuo For For Management 3 Appoint Statutory Auditor Nishimoto, For For Management Tsuyoshi 4 Appoint Alternate Statutory Auditor For For Management Shimadera, Motoi -------------------------------------------------------------------------------- SHIMAMURA CO., LTD. Ticker: 8227 Security ID: J72208101 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: FEB 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 100 2 Elect Director Fujiwara, Hidejiro For For Management 3.1 Appoint Statutory Auditor Yoshioka, For For Management Hideyuki 3.2 Appoint Statutory Auditor Shimamura, For For Management Hiroyuki 3.3 Appoint Statutory Auditor Horinokita, For Against Management Shigehisa 3.4 Appoint Statutory Auditor Omi, Tetsuya For Against Management 4 Approve Statutory Auditor Retirement For Against Management Bonus -------------------------------------------------------------------------------- SHIMANO, INC. Ticker: 7309 Security ID: J72262108 Meeting Date: MAR 26, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 77.5 2.1 Elect Director Shimano, Yozo For Abstain Management 2.2 Elect Director Shimano, Taizo For Abstain Management 2.3 Elect Director Toyoshima, Takashi For Abstain Management 2.4 Elect Director Tsuzaki, Masahiro For Abstain Management 2.5 Elect Director Tarutani, Kiyoshi For Abstain Management 2.6 Elect Director Matsui, Hiroshi For Abstain Management 2.7 Elect Director Otake, Masahiro For Abstain Management 2.8 Elect Director Kiyotani, Kinji For Abstain Management 2.9 Elect Director Kanai, Takuma For Abstain Management 3 Appoint Statutory Auditor Hirata, For For Management Yoshihiro 4 Appoint Alternate Statutory Auditor For For Management Kondo, Yukihiro -------------------------------------------------------------------------------- SHIMIZU CORP. Ticker: 1803 Security ID: J72445117 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 20 2.1 Elect Director Miyamoto, Yoichi For Abstain Management 2.2 Elect Director Inoue, Kazuyuki For Abstain Management 2.3 Elect Director Imaki, Toshiyuki For Abstain Management 2.4 Elect Director Yamaji, Toru For Abstain Management 2.5 Elect Director Yamanaka, Tsunehiko For Abstain Management 2.6 Elect Director Fujimura, Hiroshi For Abstain Management 2.7 Elect Director Handa, Kimio For Abstain Management 2.8 Elect Director Shimizu, Motoaki For Abstain Management 2.9 Elect Director Iwamoto, Tamotsu For Abstain Management 2.10 Elect Director Murakami, Aya For For Management 2.11 Elect Director Tamura, Mayumi For For Management 3.1 Appoint Statutory Auditor Matsuoka, For For Management Koichi 3.2 Appoint Statutory Auditor Ishikawa, For For Management Kaoru 4 Approve Annual Bonus Ceiling for For For Management Directors -------------------------------------------------------------------------------- SHIN-ETSU CHEMICAL CO., LTD. Ticker: 4063 Security ID: J72810120 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 110 2.1 Elect Director Kanagawa, Chihiro For Against Management 2.2 Elect Director Akiya, Fumio For Against Management 2.3 Elect Director Todoroki, Masahiko For Against Management 2.4 Elect Director Akimoto, Toshiya For Against Management 2.5 Elect Director Arai, Fumio For Against Management 2.6 Elect Director Ikegami, Kenji For Against Management 2.7 Elect Director Mori, Shunzo For Against Management 2.8 Elect Director Komiyama, Hiroshi For For Management 2.9 Elect Director Shiobara, Toshio For Against Management 2.10 Elect Director Takahashi, Yoshimitsu For Against Management 2.11 Elect Director Yasuoka, Kai For Against Management 2.12 Elect Director Nakamura, Kuniharu For Against Management 3 Approve Stock Option Plan For For Management -------------------------------------------------------------------------------- SHINSEI BANK, LTD. Ticker: 8303 Security ID: J7385L129 Meeting Date: JUN 17, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kudo, Hideyuki For For Management 1.2 Elect Director Kozano, Yoshiaki For For Management 1.3 Elect Director Ernest M. Higa For For Management 1.4 Elect Director Kawamoto, Yuko For For Management 1.5 Elect Director Makihara, Jun For For Management 1.6 Elect Director Murayama, Rie For For Management 1.7 Elect Director Tomimura, Ryuichi For For Management 2 Appoint Statutory Auditor Nagata, For For Management Shinya 3.1 Appoint Alternate Statutory Auditor For For Management Hatano, Hiroyuki 3.2 Appoint Alternate Statutory Auditor For For Management Murakami, Kanako 4 Approve Restricted Stock Plan For For Management 5 Appoint Shareholder Director Nominee Against Against Shareholder James B. Rosenwald III -------------------------------------------------------------------------------- SHIONOGI & CO., LTD. Ticker: 4507 Security ID: J74229105 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 53 2.1 Elect Director Teshirogi, Isao For For Management 2.2 Elect Director Sawada, Takuko For For Management 2.3 Elect Director Ando, Keiichi For For Management 2.4 Elect Director Ozaki, Hiroshi For For Management 2.5 Elect Director Takatsuki, Fumi For For Management 3.1 Appoint Statutory Auditor Kato, Ikuo For For Management 3.2 Appoint Statutory Auditor Okuhara, For For Management Shuichi -------------------------------------------------------------------------------- SHIP HEALTHCARE HOLDINGS, INC. Ticker: 3360 Security ID: J7T445100 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 75 2.1 Elect Director Furukawa, Kunihisa For Abstain Management 2.2 Elect Director Konishi, Kenzo For Abstain Management 2.3 Elect Director Ogawa, Hirotaka For Abstain Management 2.4 Elect Director Ohashi, Futoshi For Abstain Management 2.5 Elect Director Okimoto, Koichi For Abstain Management 2.6 Elect Director Kobayashi, Hiroyuki For Abstain Management 2.7 Elect Director Yokoyama, Hiroshi For Abstain Management 2.8 Elect Director Shimada, Shoji For Abstain Management 2.9 Elect Director Umino, Atsushi For Abstain Management 2.10 Elect Director Sano, Seiichiro For For Management 2.11 Elect Director Imabeppu, Toshio For For Management 2.12 Elect Director Ito, Fumiyo For For Management -------------------------------------------------------------------------------- SHISEIDO CO., LTD. Ticker: 4911 Security ID: J74358144 Meeting Date: MAR 25, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 30 2.1 Elect Director Uotani, Masahiko For For Management 2.2 Elect Director Shimatani, Yoichi For For Management 2.3 Elect Director Suzuki, Yukari For For Management 2.4 Elect Director Tadakawa, Norio For For Management 2.5 Elect Director Fujimori, Yoshiaki For For Management 2.6 Elect Director Ishikura, Yoko For For Management 2.7 Elect Director Iwahara, Shinsaku For For Management 2.8 Elect Director Oishi, Kanoko For For Management 3 Appoint Statutory Auditor Nonomiya, For For Management Ritsuko 4 Approve Performance Share Plan For For Management -------------------------------------------------------------------------------- SHOWA DENKO K.K. Ticker: 4004 Security ID: J75046136 Meeting Date: MAR 26, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 80 2 Amend Articles to Clarify Director For For Management Authority on Shareholder Meetings - Amend Provisions on Director Titles 3.1 Elect Director Morikawa, Kohei For For Management 3.2 Elect Director Takahashi, Hidehito For For Management 3.3 Elect Director Takeuchi, Motohiro For For Management 3.4 Elect Director Ichikawa, Hideo For For Management 3.5 Elect Director Sakai, Hiroshi For For Management 3.6 Elect Director Oshima, Masaharu For For Management 3.7 Elect Director Nishioka, Kiyoshi For For Management 3.8 Elect Director Isshiki, Kozo For For Management 3.9 Elect Director Morikawa, Noriko For For Management 4.1 Appoint Statutory Auditor Tanaka, Jun For For Management 4.2 Appoint Statutory Auditor Saito, Kiyomi For For Management 4.3 Appoint Statutory Auditor Yajima, For For Management Masako -------------------------------------------------------------------------------- SKYLARK HOLDINGS CO., LTD. Ticker: 3197 Security ID: J75605121 Meeting Date: MAR 27, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Tani, Makoto For For Management 1.2 Elect Director Kanaya, Minoru For For Management 1.3 Elect Director Sakita, Haruyoshi For For Management 1.4 Elect Director Okawara, Toshiaki For For Management 1.5 Elect Director Nishijo, Atsushi For For Management 1.6 Elect Director Tahara, Fumio For For Management 1.7 Elect Director Sano, Ayako For For Management -------------------------------------------------------------------------------- SMC CORP. (JAPAN) Ticker: 6273 Security ID: J75734103 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 200 2.1 Elect Director Maruyama, Katsunori For Abstain Management 2.2 Elect Director Takada, Yoshiki For Abstain Management 2.3 Elect Director Kosugi, Seiji For Abstain Management 2.4 Elect Director Satake, Masahiko For Abstain Management 2.5 Elect Director Isoe, Toshio For Abstain Management 2.6 Elect Director Ota, Masahiro For Abstain Management 2.7 Elect Director Maruyama, Susumu For Abstain Management 2.8 Elect Director Samuel Neff For Abstain Management 2.9 Elect Director Kaizu, Masanobu For For Management 2.10 Elect Director Kagawa, Toshiharu For For Management 3 Approve Director Retirement Bonus For For Management 4 Approve Bonus Related to Retirement For For Management Bonus System Abolition 5 Approve Trust-Type Equity Compensation For For Management Plan -------------------------------------------------------------------------------- SMS CO., LTD. Ticker: 2175 Security ID: J7568Q101 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 8.5 2.1 Elect Director Goto, Natsuki For For Management 2.2 Elect Director Sugizaki, Masato For For Management 3.1 Elect Director and Audit Committee For For Management Member Matsubayashi, Tomoki 3.2 Elect Director and Audit Committee For For Management Member Ito, Koichiro 3.3 Elect Director and Audit Committee For For Management Member Suzumura, Toyotaro 4 Elect Alternate Director and Audit For For Management Committee Member Mizunuma, Taro -------------------------------------------------------------------------------- SOFTBANK GROUP CORP. Ticker: 9984 Security ID: J75963108 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 22 2.1 Elect Director Son, Masayoshi For Abstain Management 2.2 Elect Director Ronald Fisher For Abstain Management 2.3 Elect Director Marcelo Claure For Abstain Management 2.4 Elect Director Sago, Katsunori For Abstain Management 2.5 Elect Director Rajeev Misra For Abstain Management 2.6 Elect Director Goto, Yoshimitsu For Abstain Management 2.7 Elect Director Miyauchi, Ken For Abstain Management 2.8 Elect Director Simon Segars For Abstain Management 2.9 Elect Director Yasir O. Al-Rumayyan For Abstain Management 2.10 Elect Director Iijima, Masami For For Management 2.11 Elect Director Matsuo, Yutaka For For Management 2.12 Elect Director Lip-Bu Tan For For Management 2.13 Elect Director Kawamoto, Yuko For For Management -------------------------------------------------------------------------------- SOHGO SECURITY SERVICES CO., LTD. Ticker: 2331 Security ID: J7607Z104 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 35.5 2.1 Elect Director Murai, Atsushi For Abstain Management 2.2 Elect Director Aoyama, Yukiyasu For Abstain Management 2.3 Elect Director Kayaki, Ikuji For Abstain Management 2.4 Elect Director Hokari, Hirohisa For Abstain Management 2.5 Elect Director Murai, Tsuyoshi For Abstain Management 2.6 Elect Director Nomura, Shigeki For Abstain Management 2.7 Elect Director Suzuki, Motohisa For Abstain Management 2.8 Elect Director Kishimoto, Koji For Abstain Management 2.9 Elect Director Ono, Seiei For For Management 2.10 Elect Director Kadowaki, Hideharu For Abstain Management 2.11 Elect Director Ando, Toyoaki For For Management 2.12 Elect Director Suetsugu, Hirotomo For For Management 3 Appoint Statutory Auditor Nagasawa, For For Management Michiko -------------------------------------------------------------------------------- SOJITZ CORP. Ticker: 2768 Security ID: J7608R101 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 8.5 2 Amend Articles to Clarify Director For For Management Authority on Shareholder Meetings - Amend Provisions on Director Titles - Clarify Director Authority on Board Meetings 3.1 Elect Director Fujimoto, Masayoshi For For Management 3.2 Elect Director Tanaka, Seiichi For For Management 3.3 Elect Director Hirai, Ryutaro For For Management 3.4 Elect Director Goto, Masao For For Management 3.5 Elect Director Naito, Kayoko For For Management 3.6 Elect Director Otsuka, Norio For For Management 3.7 Elect Director Saiki, Naoko For For Management 4.1 Appoint Statutory Auditor Hamatsuka, For For Management Junichi 4.2 Appoint Statutory Auditor Kushibiki, For For Management Masaaki 4.3 Appoint Statutory Auditor Nagasawa, For For Management Michiko -------------------------------------------------------------------------------- SOMPO HOLDINGS, INC. Ticker: 8630 Security ID: J7621A101 Meeting Date: JUN 22, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 75 2.1 Elect Director Sakurada, Kengo For For Management 2.2 Elect Director Tsuji, Shinji For For Management 2.3 Elect Director Hanada, Hidenori For For Management 2.4 Elect Director Nohara, Sawako For For Management 2.5 Elect Director Scott Trevor Davis For For Management 2.6 Elect Director Higashi, Kazuhiro For For Management 2.7 Elect Director Nawa, Takashi For For Management 2.8 Elect Director Shibata, Misuzu For For Management 2.9 Elect Director Yanagida, Naoki For For Management 2.10 Elect Director Uchiyama, Hideyo For For Management 2.11 Elect Director Muraki, Atsuko For For Management 2.12 Elect Director Endo, Isao For For Management -------------------------------------------------------------------------------- SONY CORP. Ticker: 6758 Security ID: J76379106 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles to Change Company Name For For Management 2.1 Elect Director Yoshida, Kenichiro For For Management 2.2 Elect Director Totoki, Hiroki For For Management 2.3 Elect Director Sumi, Shuzo For For Management 2.4 Elect Director Tim Schaaff For For Management 2.5 Elect Director Matsunaga, Kazuo For For Management 2.6 Elect Director Oka, Toshiko For For Management 2.7 Elect Director Akiyama, Sakie For For Management 2.8 Elect Director Wendy Becker For For Management 2.9 Elect Director Hatanaka, Yoshihiko For For Management 2.10 Elect Director Adam Crozier For For Management 2.11 Elect Director Kishigami, Keiko For For Management 2.12 Elect Director Joseph A. Kraft Jr For For Management 3 Approve Stock Option Plan For For Management -------------------------------------------------------------------------------- SONY FINANCIAL HOLDINGS, INC. Ticker: 8729 Security ID: J76337104 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 70 2.1 Elect Director Oka, Masashi For For Management 2.2 Elect Director Kiyomiya, Hiroaki For For Management 2.3 Elect Director Tsubota, Hiroyuki For For Management 2.4 Elect Director Totoki, Hiroki For For Management 2.5 Elect Director Kambe, Shiro For For Management 2.6 Elect Director Matsuoka, Naomi For For Management 2.7 Elect Director Kuniya, Shiro For For Management 2.8 Elect Director Ito, Takatoshi For For Management 2.9 Elect Director Ikeuchi, Shogo For For Management 2.10 Elect Director Takahashi, Kaoru For For Management 3 Appoint Alternate Statutory Auditor For For Management Saegusa, Takaharu -------------------------------------------------------------------------------- SOTETSU HOLDINGS, INC. Ticker: 9003 Security ID: J76434109 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 25 2.1 Elect Director Hayashi, Hidekazu For For Management 2.2 Elect Director Takizawa, Hideyuki For For Management 2.3 Elect Director Hirano, Masayuki For For Management 2.4 Elect Director Kagami, Mitsuko For For Management 2.5 Elect Director Yoshida, Osamu For For Management 2.6 Elect Director Onji, Yoshimitsu For For Management 2.7 Elect Director Fujikawa, Yukiko For For Management 3 Appoint Statutory Auditor Hashimoto, For For Management Akihiko -------------------------------------------------------------------------------- SQUARE ENIX HOLDINGS CO., LTD. Ticker: 9684 Security ID: J7659R109 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Matsuda, Yosuke For For Management 1.2 Elect Director Chida, Yukinobu For For Management 1.3 Elect Director Yamamura, Yukihiro For For Management 1.4 Elect Director Nishiura, Yuji For For Management 1.5 Elect Director Ogawa, Masato For For Management 1.6 Elect Director Okamoto, Mitsuko For For Management 2.1 Elect Director and Audit Committee For For Management Member Kobayashi, Ryoichi 2.2 Elect Director and Audit Committee For For Management Member Toyoshima, Tadao 2.3 Elect Director and Audit Committee For For Management Member Shinji, Hajime 3 Elect Alternate Director and Audit For For Management Committee Member Fujii, Satoshi -------------------------------------------------------------------------------- STANLEY ELECTRIC CO., LTD. Ticker: 6923 Security ID: J76637115 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kitano, Takanori For For Management 1.2 Elect Director Hiratsuka, Yutaka For For Management 1.3 Elect Director Tanabe, Toru For For Management 1.4 Elect Director Iino, Katsutoshi For For Management 1.5 Elect Director Yoneya, Mitsuhiro For For Management 1.6 Elect Director Kaizumi, Yasuaki For For Management 1.7 Elect Director Ueda, Keisuke For For Management 1.8 Elect Director Mori, Masakatsu For For Management 1.9 Elect Director Kono, Hirokazu For For Management 1.10 Elect Director Takeda, Yozo For For Management -------------------------------------------------------------------------------- STARTS CORP., INC. Ticker: 8850 Security ID: J76702109 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Muraishi, Hisaji For Against Management 1.2 Elect Director Isozaki, Kazuo For Against Management 1.3 Elect Director Muraishi, Toyotaka For For Management 1.4 Elect Director Saito, Taroo For For Management 1.5 Elect Director Naoi, Hideyuki For For Management 1.6 Elect Director Nakamatsu, Manabu For For Management 1.7 Elect Director Naoi, Tamotsu For For Management 1.8 Elect Director Hasegawa, Takahiro For For Management 1.9 Elect Director Muramatsu, Hisayuki For For Management 1.10 Elect Director Yamazaki, Chisato For For Management 1.11 Elect Director Hironaka, Yoshimichi For For Management 2 Approve Director Retirement Bonus For Against Management -------------------------------------------------------------------------------- SUBARU CORP. Ticker: 7270 Security ID: J7676H100 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 28 2.1 Elect Director Yoshinaga, Yasuyuki For For Management 2.2 Elect Director Nakamura, Tomomi For For Management 2.3 Elect Director Hosoya, Kazuo For For Management 2.4 Elect Director Okada, Toshiaki For For Management 2.5 Elect Director Kato, Yoichi For For Management 2.6 Elect Director Onuki, Tetsuo For For Management 2.7 Elect Director Abe, Yasuyuki For For Management 2.8 Elect Director Yago, Natsunosuke For For Management 2.9 Elect Director Doi, Miwako For For Management 3 Appoint Statutory Auditor Tsutsumi, For For Management Hiromi 4 Appoint Alternate Statutory Auditor For For Management Ryu, Hirohisa -------------------------------------------------------------------------------- SUGI HOLDINGS CO., LTD. Ticker: 7649 Security ID: J7687M106 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: FEB 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Sugiura, Hirokazu For For Management 1.2 Elect Director Sakakibara, Eiichi For For Management 1.3 Elect Director Sugiura, Katsunori For For Management 1.4 Elect Director Sugiura, Shinya For For Management 1.5 Elect Director Kamino, Shigeyuki For For Management 1.6 Elect Director Hayama, Yoshiko For For Management 1.7 Elect Director Hori, Michiko For For Management 2.1 Appoint Statutory Auditor Sakamoto, For For Management Toshihiko 2.2 Appoint Statutory Auditor Kamiya, For For Management Makoto -------------------------------------------------------------------------------- SUMCO CORP. Ticker: 3436 Security ID: J76896109 Meeting Date: MAR 26, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Hashimoto, Mayuki For For Management 1.2 Elect Director Takii, Michiharu For For Management 1.3 Elect Director Furuya, Hisashi For For Management 1.4 Elect Director Hiramoto, Kazuo For For Management 1.5 Elect Director Kato, Akane For For Management 2.1 Elect Director and Audit Committee For For Management Member Yoshikawa, Hiroshi 2.2 Elect Director and Audit Committee For For Management Member Fujii, Atsuro 2.3 Elect Director and Audit Committee For For Management Member Tanaka, Hitoshi 2.4 Elect Director and Audit Committee For For Management Member Mitomi, Masahiro 2.5 Elect Director and Audit Committee For For Management Member Ota, Shinichiro 2.6 Elect Director and Audit Committee For For Management Member Fuwa, Akio -------------------------------------------------------------------------------- SUMITOMO CHEMICAL CO., LTD. Ticker: 4005 Security ID: J77153120 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Tokura, Masakazu For Abstain Management 1.2 Elect Director Iwata, Keiichi For Abstain Management 1.3 Elect Director Takeshita, Noriaki For Abstain Management 1.4 Elect Director Matsui, Masaki For Abstain Management 1.5 Elect Director Akahori, Kingo For Abstain Management 1.6 Elect Director Ueda, Hiroshi For Abstain Management 1.7 Elect Director Niinuma, Hiroshi For Abstain Management 1.8 Elect Director Shigemori, Takashi For Abstain Management 1.9 Elect Director Mito, Nobuaki For Abstain Management 1.10 Elect Director Ikeda, Koichi For Abstain Management 1.11 Elect Director Tomono, Hiroshi For For Management 1.12 Elect Director Ito, Motoshige For For Management 1.13 Elect Director Muraki, Atsuko For For Management -------------------------------------------------------------------------------- SUMITOMO CORP. Ticker: 8053 Security ID: J77282119 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 35 2.1 Elect Director Nakamura, Kuniharu For For Management 2.2 Elect Director Hyodo, Masayuki For For Management 2.3 Elect Director Nambu, Toshikazu For For Management 2.4 Elect Director Yamano, Hideki For For Management 2.5 Elect Director Seishima, Takayuki For For Management 2.6 Elect Director Shiomi, Masaru For For Management 2.7 Elect Director Ehara, Nobuyoshi For For Management 2.8 Elect Director Ishida, Koji For For Management 2.9 Elect Director Iwata, Kimie For For Management 2.10 Elect Director Yamazaki, Hisashi For For Management 2.11 Elect Director Ide, Akiko For For Management 3.1 Appoint Statutory Auditor Nagai, Toshio For For Management 3.2 Appoint Statutory Auditor Kato, For For Management Yoshitaka 4 Approve Annual Bonus For For Management -------------------------------------------------------------------------------- SUMITOMO DAINIPPON PHARMA CO., LTD. Ticker: 4506 Security ID: J10542116 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 14 2.1 Elect Director Tada, Masayo For For Management 2.2 Elect Director Nomura, Hiroshi For For Management 2.3 Elect Director Odagiri, Hitoshi For For Management 2.4 Elect Director Kimura, Toru For For Management 2.5 Elect Director Ikeda, Yoshiharu For For Management 2.6 Elect Director Atomi, Yutaka For For Management 2.7 Elect Director Arai, Saeko For For Management 2.8 Elect Director Endo, Nobuhiro For For Management -------------------------------------------------------------------------------- SUMITOMO ELECTRIC INDUSTRIES LTD. Ticker: 5802 Security ID: J77411114 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 16 2 Amend Articles to Reduce Directors' For For Management Term - Reflect Changes in Law 3.1 Elect Director Matsumoto, Masayoshi For Abstain Management 3.2 Elect Director Inoue, Osamu For Abstain Management 3.3 Elect Director Nishida, Mitsuo For Abstain Management 3.4 Elect Director Ushijima, Nozomi For Abstain Management 3.5 Elect Director Kasui, Yoshitomo For Abstain Management 3.6 Elect Director Nishimura, Akira For Abstain Management 3.7 Elect Director Hato, Hideo For Abstain Management 3.8 Elect Director Shirayama, Masaki For Abstain Management 3.9 Elect Director Kobayashi, Nobuyuki For Abstain Management 3.10 Elect Director Sato, Hiroshi For For Management 3.11 Elect Director Tsuchiya, Michihiro For For Management 3.12 Elect Director Christina Ahmadjian For For Management 4 Appoint Statutory Auditor Uehara, For For Management Michiko 5 Approve Annual Bonus For For Management -------------------------------------------------------------------------------- SUMITOMO FORESTRY CO., LTD. Ticker: 1911 Security ID: J77454122 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 20 2 Amend Articles to Reduce Directors' For For Management Term - Change Fiscal Year End 3.1 Elect Director Ichikawa, Akira For For Management 3.2 Elect Director Mitsuyoshi, Toshiro For For Management 3.3 Elect Director Sasabe, Shigeru For For Management 3.4 Elect Director Sato, Tatsuru For For Management 3.5 Elect Director Kawata, Tatsumi For For Management 3.6 Elect Director Kawamura, Atsushi For For Management 3.7 Elect Director Hirakawa, Junko For For Management 3.8 Elect Director Yamashita, Izumi For For Management 4.1 Appoint Statutory Auditor Fukuda, For For Management Akihisa 4.2 Appoint Statutory Auditor Minagawa, For Against Management Yoshitsugu 5 Approve Annual Bonus For For Management -------------------------------------------------------------------------------- SUMITOMO HEAVY INDUSTRIES, LTD. Ticker: 6302 Security ID: J77497170 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 35 2.1 Elect Director Betsukawa, Shunsuke For For Management 2.2 Elect Director Shimomura, Shinji For For Management 2.3 Elect Director Okamura, Tetsuya For For Management 2.4 Elect Director Tanaka, Toshiharu For For Management 2.5 Elect Director Suzuki, Hideo For For Management 2.6 Elect Director Hiraoka, Kazuo For For Management 2.7 Elect Director Kojima, Eiji For For Management 2.8 Elect Director Takahashi, Susumu For For Management 2.9 Elect Director Kojima, Hideo For For Management 2.10 Elect Director Hamaji, Akio For For Management 3.1 Appoint Statutory Auditor Takaishi, For For Management Yuji 3.2 Appoint Statutory Auditor Wakae, Takeo For For Management 4 Appoint Alternate Statutory Auditor For For Management Kato, Tomoyuki -------------------------------------------------------------------------------- SUMITOMO METAL MINING CO., LTD. Ticker: 5713 Security ID: J77712180 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 39 2.1 Elect Director Nakazato, Yoshiaki For Abstain Management 2.2 Elect Director Nozaki, Akira For Abstain Management 2.3 Elect Director Asahi, Hiroshi For Abstain Management 2.4 Elect Director Matsumoto, Nobuhiro For Abstain Management 2.5 Elect Director Higo, Toru For Abstain Management 2.6 Elect Director Nakano, Kazuhisa For For Management 2.7 Elect Director Ishii, Taeko For For Management 2.8 Elect Director Kinoshita, Manabu For Abstain Management 3.1 Appoint Statutory Auditor Ino, Kazushi For Against Management 3.2 Appoint Statutory Auditor Nakayama, For Against Management Yasuyuki 3.3 Appoint Statutory Auditor Yoshida, For Against Management Wataru 4 Appoint Alternate Statutory Auditor For For Management Mishina, Kazuhiro 5 Approve Annual Bonus For For Management -------------------------------------------------------------------------------- SUMITOMO MITSUI CONSTRUCTION CO., LTD. Ticker: 1821 Security ID: J7771R102 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 24 2.1 Elect Director Arai, Hideo For For Management 2.2 Elect Director Mimori, Yoshitaka For For Management 2.3 Elect Director Hanato, Kunio For For Management 2.4 Elect Director Kimijima, Shoji For For Management 2.5 Elect Director Kondo, Shigetoshi For For Management 2.6 Elect Director Shibata, Toshio For For Management 2.7 Elect Director Sasamoto, Sakio For For Management 2.8 Elect Director Sugie, Jun For For Management 2.9 Elect Director Hosokawa, Tamao For For Management 3.1 Appoint Statutory Auditor Kato, For Against Management Yoshiyuki 3.2 Appoint Statutory Auditor Murakami, For For Management Aizo -------------------------------------------------------------------------------- SUMITOMO MITSUI FINANCIAL GROUP, INC. Ticker: 8316 Security ID: J7771X109 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 100 2.1 Elect Director Kunibe, Takeshi For For Management 2.2 Elect Director Ota, Jun For For Management 2.3 Elect Director Takashima, Makoto For For Management 2.4 Elect Director Nagata, Haruyuki For For Management 2.5 Elect Director Nakashima, Toru For For Management 2.6 Elect Director Inoue, Atsuhiko For For Management 2.7 Elect Director Mikami, Toru For For Management 2.8 Elect Director Shimizu, Yoshihiko For For Management 2.9 Elect Director Matsumoto, Masayuki For For Management 2.10 Elect Director Arthur M. Mitchell For For Management 2.11 Elect Director Yamazaki, Shozo For For Management 2.12 Elect Director Kono, Masaharu For For Management 2.13 Elect Director Tsutsui, Yoshinobu For For Management 2.14 Elect Director Shimbo, Katsuyoshi For For Management 2.15 Elect Director Sakurai, Eriko For For Management -------------------------------------------------------------------------------- SUMITOMO MITSUI TRUST HOLDINGS, INC. Ticker: 8309 Security ID: J7772M102 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 75 2.1 Elect Director Okubo, Tetsuo For For Management 2.2 Elect Director Araumi, Jiro For For Management 2.3 Elect Director Nishida, Yutaka For For Management 2.4 Elect Director Hashimoto, Masaru For For Management 2.5 Elect Director Kitamura, Kunitaro For For Management 2.6 Elect Director Tsunekage, Hitoshi For For Management 2.7 Elect Director Shudo, Kuniyuki For For Management 2.8 Elect Director Tanaka, Koji For For Management 2.9 Elect Director Suzuki, Takeshi For Against Management 2.10 Elect Director Araki, Mikio For For Management 2.11 Elect Director Matsushita, Isao For For Management 2.12 Elect Director Saito, Shinichi For Against Management 2.13 Elect Director Yoshida, Takashi For For Management 2.14 Elect Director Kawamoto, Hiroko For Against Management 2.15 Elect Director Aso, Mitsuhiro For For Management -------------------------------------------------------------------------------- SUMITOMO REALTY & DEVELOPMENT CO., LTD. Ticker: 8830 Security ID: J77841112 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 19 2 Amend Articles to Amend Business Lines For For Management 3 Appoint Statutory Auditor Terada, For Against Management Chiyono 4 Appoint Alternate Statutory Auditor For For Management Uno, Kozo -------------------------------------------------------------------------------- SUMITOMO RUBBER INDUSTRIES, LTD. Ticker: 5110 Security ID: J77884112 Meeting Date: MAR 26, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 30 2.1 Elect Director Ikeda, Ikuji For For Management 2.2 Elect Director Yamamoto, Satoru For For Management 2.3 Elect Director Nishi, Minoru For For Management 2.4 Elect Director Kinameri, Kazuo For For Management 2.5 Elect Director Ii, Yasutaka For For Management 2.6 Elect Director Ishida, Hiroki For For Management 2.7 Elect Director Kuroda, Yutaka For For Management 2.8 Elect Director Harada, Naofumi For For Management 2.9 Elect Director Tanigawa, Mitsuteru For For Management 2.10 Elect Director Kosaka, Keizo For For Management 2.11 Elect Director Murakami, Kenji For For Management 2.12 Elect Director Kobayashi, Nobuyuki For For Management 3.1 Appoint Statutory Auditor Murata, For For Management Morihiro 3.2 Appoint Statutory Auditor Yasuhara, For For Management Hirofumi -------------------------------------------------------------------------------- SUNDRUG CO., LTD. Ticker: 9989 Security ID: J78089109 Meeting Date: JUN 20, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 34 2.1 Elect Director Saitsu, Tatsuro For For Management 2.2 Elect Director Sadakata, Hiroshi For For Management 2.3 Elect Director Tada, Naoki For For Management 2.4 Elect Director Tada, Takashi For For Management 2.5 Elect Director Sugiura, Nobuhiko For For Management 2.6 Elect Director Matsumoto, Masato For For Management 2.7 Elect Director Tsuji, Tomoko For For Management 3.1 Appoint Statutory Auditor Ozawa, For For Management Tetsuro 3.2 Appoint Statutory Auditor Shinohara, For For Management Kazuma -------------------------------------------------------------------------------- SUNTORY BEVERAGE & FOOD LTD. Ticker: 2587 Security ID: J78186103 Meeting Date: MAR 27, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 39 2 Amend Articles to Change Location of For For Management Head Office 3.1 Elect Director Kogo, Saburo For For Management 3.2 Elect Director Saito, Kazuhiro For For Management 3.3 Elect Director Yamazaki, Yuji For For Management 3.4 Elect Director Kimura, Josuke For For Management 3.5 Elect Director Torii, Nobuhiro For For Management 3.6 Elect Director Inoue, Yukari For For Management 4 Elect Director and Audit Committee For For Management Member Chiji, Kozo 5 Elect Alternate Director and Audit For For Management Committee Member Amitani, Mitsuhiro -------------------------------------------------------------------------------- SUZUKI MOTOR CORP. Ticker: 7269 Security ID: J78529138 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 48 2.1 Elect Director Suzuki, Osamu For Against Management 2.2 Elect Director Harayama, Yasuhito For Against Management 2.3 Elect Director Suzuki, Toshihiro For Against Management 2.4 Elect Director Honda, Osamu For Against Management 2.5 Elect Director Nagao, Masahiko For Against Management 2.6 Elect Director Suzuki, Toshiaki For Against Management 2.7 Elect Director Kawamura, Osamu For For Management 2.8 Elect Director Domichi, Hideaki For Against Management 2.9 Elect Director Kato, Yuriko For Against Management 3.1 Appoint Statutory Auditor Sugimoto, For For Management Toyokazu 3.2 Appoint Statutory Auditor Kasai, Masato For For Management 3.3 Appoint Statutory Auditor Tanaka, Norio For For Management 3.4 Appoint Statutory Auditor Araki, For For Management Nobuyuki 3.5 Appoint Statutory Auditor Nagano, For For Management Norihisa 4 Approve Restricted Stock Plan For For Management -------------------------------------------------------------------------------- SYSMEX CORP. Ticker: 6869 Security ID: J7864H102 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 36 2.1 Elect Director Ietsugu, Hisashi For For Management 2.2 Elect Director Nakajima, Yukio For For Management 2.3 Elect Director Asano, Kaoru For For Management 2.4 Elect Director Tachibana, Kenji For For Management 2.5 Elect Director Yamamoto, Junzo For For Management 2.6 Elect Director Matsui, Iwane For For Management 2.7 Elect Director Kanda, Hiroshi For For Management 2.8 Elect Director Takahashi, Masayo For For Management 2.9 Elect Director Ota, Kazuo For For Management 3.1 Elect Director and Audit Committee For For Management Member Kamao, Yukitoshi 3.2 Elect Director and Audit Committee For For Management Member Hashimoto, Kazumasa 3.3 Elect Director and Audit Committee For For Management Member Iwasa, Michihide -------------------------------------------------------------------------------- T&D HOLDINGS, INC. Ticker: 8795 Security ID: J86796109 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 22 2 Amend Articles to Abolish Board For For Management Structure with Statutory Auditors - Adopt Board Structure with Audit Committee - Amend Provisions on Number of Directors - Authorize Directors to Execute Day to Day Operations without Full Board Approval 3.1 Elect Director Uehara, Hirohisa For Abstain Management 3.2 Elect Director Morinaka, Kanaya For Abstain Management 3.3 Elect Director Nagata, Mitsuhiro For Abstain Management 3.4 Elect Director Tanaka, Yoshihisa For Abstain Management 3.5 Elect Director Ogo, Naoki For For Management 3.6 Elect Director Watanabe, Kensaku For For Management 3.7 Elect Director Soejima, Naoki For Abstain Management 3.8 Elect Director Kudo, Minoru For Abstain Management 3.9 Elect Director Itasaka, Masafumi For Abstain Management 4.1 Elect Director and Audit Committee For Abstain Management Member Yanai, Junichi 4.2 Elect Director and Audit Committee For Abstain Management Member Teraoka, Yasuo 4.3 Elect Director and Audit Committee For For Management Member Matsuyama, Haruka 4.4 Elect Director and Audit Committee For Abstain Management Member Higaki, Seiji 4.5 Elect Director and Audit Committee For For Management Member Yamada, Shinnosuke 5 Elect Alternate Director and Audit For For Management Committee Member Shimma, Yuichiro 6 Approve Compensation Ceiling for For For Management Directors Who Are Not Audit Committee Members 7 Approve Compensation Ceiling for For For Management Directors Who Are Audit Committee Members 8 Approve Trust-Type Equity Compensation For For Management Plan -------------------------------------------------------------------------------- T-GAIA CORP. Ticker: 3738 Security ID: J8337D108 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 37.5 2.1 Elect Director Kanaji, Nobutaka For For Management 2.2 Elect Director Tada, Soichiro For For Management 2.3 Elect Director Konda, Tsuyoshi For For Management 2.4 Elect Director Ishida, Masato For For Management 2.5 Elect Director Kashiki, Katsuya For For Management 2.6 Elect Director Asaba, Toshiya For For Management 2.7 Elect Director Deguchi, Kyoko For For Management 2.8 Elect Director Kamata, Junichi For For Management 2.9 Elect Director Morohoshi, Toshio For For Management 3 Appoint Statutory Auditor Okutani, For For Management Naoya 4 Appoint Alternate Statutory Auditor For For Management Ueno, Tamotsu -------------------------------------------------------------------------------- TAIHEIYO CEMENT CORP. Ticker: 5233 Security ID: J7923L128 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 30 2 Amend Articles to Clarify Director For For Management Authority on Shareholder Meetings - Amend Provisions on Number of Directors - Amend Provisions on Director Titles 3.1 Elect Director Fukuda, Shuji For For Management 3.2 Elect Director Fushihara, Masafumi For For Management 3.3 Elect Director Kitabayashi, Yuichi For For Management 3.4 Elect Director Karino, Masahiro For For Management 3.5 Elect Director Ando, Kunihiro For For Management 3.6 Elect Director Koizumi, Yoshiko For For Management 3.7 Elect Director Emori, Shinhachiro For For Management 4 Appoint Alternate Statutory Auditor For For Management Aoki, Toshihito -------------------------------------------------------------------------------- TAISEI CORP. Ticker: 1801 Security ID: J79561148 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 65 2.1 Elect Director Yamauchi, Takashi For Abstain Management 2.2 Elect Director Murata, Yoshiyuki For Abstain Management 2.3 Elect Director Sakurai, Shigeyuki For Abstain Management 2.4 Elect Director Tanaka, Shigeyoshi For Abstain Management 2.5 Elect Director Yaguchi, Norihiko For Abstain Management 2.6 Elect Director Shirakawa, Hiroshi For Abstain Management 2.7 Elect Director Aikawa, Yoshiro For Abstain Management 2.8 Elect Director Kimura, Hiroshi For Abstain Management 2.9 Elect Director Nishimura, Atsuko For For Management 2.10 Elect Director Murakami, Takao For Abstain Management 2.11 Elect Director Otsuka, Norio For Abstain Management 2.12 Elect Director Kokubu, Fumiya For For Management 3.1 Appoint Statutory Auditor Sato, For For Management Yasuhiro 3.2 Appoint Statutory Auditor Higuchi, For For Management Tateshi 3.3 Appoint Statutory Auditor Tashiro, For For Management Seishi 3.4 Appoint Statutory Auditor Ohara, Keiko For For Management 4 Approve Trust-Type Equity Compensation For For Management Plan -------------------------------------------------------------------------------- TAIYO NIPPON SANSO CORP. Ticker: 4091 Security ID: J80143100 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 14 2 Approve Adoption of Holding Company For For Management Structure and Transfer of Operations to Wholly Owned Subsidiary 3 Amend Articles to Change Company Name For For Management - Amend Business Lines 4.1 Elect Director Ichihara, Yujiro For Against Management 4.2 Elect Director Hamada, Toshihiko For For Management 4.3 Elect Director Nagata, Kenji For For Management 4.4 Elect Director Futamata, Kazuyuki For For Management 4.5 Elect Director Thomas Scott Kallman For For Management 4.6 Elect Director Eduardo Gil Elejoste For For Management 4.7 Elect Director Yamada, Akio For For Management 4.8 Elect Director Katsumaru, Mitsuhiro For For Management 4.9 Elect Director Date, Hidefumi For For Management 5.1 Appoint Statutory Auditor Osada, For Against Management Masahiro 5.2 Appoint Statutory Auditor Kobayashi, For Against Management Kazuya -------------------------------------------------------------------------------- TAIYO YUDEN CO., LTD. Ticker: 6976 Security ID: J80206113 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 15 2.1 Elect Director Tosaka, Shoichi For Abstain Management 2.2 Elect Director Masuyama, Shinji For Abstain Management 2.3 Elect Director Sase, Katsuya For Abstain Management 2.4 Elect Director Takahashi, Osamu For Abstain Management 2.5 Elect Director Umezawa, Kazuya For Abstain Management 2.6 Elect Director Hiraiwa, Masashi For For Management 2.7 Elect Director Koike, Seiichi For For Management 2.8 Elect Director Hamada, Emiko For Abstain Management 3.1 Appoint Statutory Auditor Oshima, For For Management Kazuyuki 3.2 Appoint Statutory Auditor Yoshitake, For For Management Hajime -------------------------------------------------------------------------------- TAKEDA PHARMACEUTICAL CO., LTD. Ticker: 4502 Security ID: J8129E108 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 90 2.1 Elect Director Christophe Weber For For Management 2.2 Elect Director Iwasaki, Masato For For Management 2.3 Elect Director Andrew Plump For For Management 2.4 Elect Director Constantine Saroukos For For Management 2.5 Elect Director Sakane, Masahiro For For Management 2.6 Elect Director Olivier Bohuon For For Management 2.7 Elect Director Jean-Luc Butel For For Management 2.8 Elect Director Ian Clark For For Management 2.9 Elect Director Fujimori, Yoshiaki For For Management 2.10 Elect Director Steven Gillis For For Management 2.11 Elect Director Kuniya, Shiro For For Management 2.12 Elect Director Shiga, Toshiyuki For For Management 3.1 Elect Director and Audit Committee For For Management Member Yamanaka, Yasuhiko 3.2 Elect Director and Audit Committee For For Management Member Hatsukawa, Koji 3.3 Elect Director and Audit Committee For For Management Member Higashi, Emiko 3.4 Elect Director and Audit Committee For For Management Member Michel Orsinger 4 Approve Annual Bonus For For Management 5 Elect Shareholder Director and Audit Against Against Shareholder Committee Member Nominee Ito, Takeshi -------------------------------------------------------------------------------- TAKEUCHI MFG. CO., LTD. Ticker: 6432 Security ID: J8135G105 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: FEB 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 50 2.1 Elect Director Takeuchi, Akio For For Management 2.2 Elect Director Takeuchi, Toshiya For For Management 2.3 Elect Director Watanabe, Takahiko For For Management 2.4 Elect Director Clay Eubanks For For Management 2.5 Elect Director Kobayashi, Osamu For For Management 2.6 Elect Director Yokoyama, Hiroshi For For Management 3.1 Elect Director and Audit Committee For Against Management Member Kusama, Minoru 3.2 Elect Director and Audit Committee For For Management Member Kobayashi, Akihiko 3.3 Elect Director and Audit Committee For For Management Member Iwabuchi, Michio 4 Elect Alternate Director and Audit For For Management Committee Member Uchiyama, Yoshitaka 5 Approve Compensation Ceiling for For For Management Directors Who Are Not Audit Committee Members -------------------------------------------------------------------------------- TDK CORP. Ticker: 6762 Security ID: J82141136 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 90 2.1 Elect Director Ishiguro, Shigenao For For Management 2.2 Elect Director Yamanishi, Tetsuji For For Management 2.3 Elect Director Sumita, Makoto For For Management 2.4 Elect Director Osaka, Seiji For For Management 2.5 Elect Director Ishimura, Kazuhiko For For Management 2.6 Elect Director Yagi, Kazunori For For Management 2.7 Elect Director Nakayama, Kozue For For Management 3 Approve Restricted Stock Plan and For For Management Performance Share Plan 4 Approve Compensation Ceiling for For For Management Statutory Auditors -------------------------------------------------------------------------------- TECHNOPRO HOLDINGS, INC. Ticker: 6028 Security ID: J82251109 Meeting Date: SEP 27, 2019 Meeting Type: Annual Record Date: JUN 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 84 2 Amend Articles to Amend Business Lines For For Management 3.1 Elect Director Nishio, Yasuji For For Management 3.2 Elect Director Shimaoka, Gaku For For Management 3.3 Elect Director Asai, Koichiro For For Management 3.4 Elect Director Yagi, Takeshi For For Management 3.5 Elect Director Hagiwara, Toshihiro For For Management 3.6 Elect Director Watabe, Tsunehiro For For Management 3.7 Elect Director Yamada, Kazuhiko For For Management 3.8 Elect Director Sakamoto, Harumi For For Management 4.1 Appoint Statutory Auditor Madarame, For For Management Hitoshi 4.2 Appoint Statutory Auditor Mikami, Akira For For Management -------------------------------------------------------------------------------- TEIJIN LTD. Ticker: 3401 Security ID: J82270117 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Suzuki, Jun For For Management 1.2 Elect Director Sonobe, Yoshihisa For For Management 1.3 Elect Director Nabeshima, Akihisa For For Management 1.4 Elect Director Koyama, Toshiya For For Management 1.5 Elect Director Ogawa, Eiji For For Management 1.6 Elect Director Otsubo, Fumio For For Management 1.7 Elect Director Uchinaga, Yukako For For Management 1.8 Elect Director Suzuki, Yoichi For For Management 1.9 Elect Director Onishi, Masaru For For Management 2.1 Appoint Statutory Auditor Nakaishi, For For Management Akio 2.2 Appoint Statutory Auditor Arima, Jun For For Management -------------------------------------------------------------------------------- TERUMO CORP. Ticker: 4543 Security ID: J83173104 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 14 2.1 Elect Director Mimura, Takayoshi For For Management 2.2 Elect Director Sato, Shinjiro For For Management 2.3 Elect Director Takagi, Toshiaki For For Management 2.4 Elect Director Hatano, Shoji For For Management 2.5 Elect Director Nishikawa, Kyo For For Management 2.6 Elect Director Ueda, Ryuzo For For Management 2.7 Elect Director Kuroda, Yukiko For For Management 2.8 Elect Director Nishi, Hidenori For For Management 3 Elect Alternate Director and Audit For For Management Committee Member Sakaguchi, Koichi -------------------------------------------------------------------------------- THE CHIBA BANK, LTD. Ticker: 8331 Security ID: J05670104 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 10 2.1 Elect Director Inamura, Yukihito For For Management 2.2 Elect Director Shinozaki, Tadayoshi For For Management 2.3 Elect Director Takatsu, Norio For For Management 2.4 Elect Director Kiuchi, Takahide For For Management 3.1 Appoint Statutory Auditor Iijima, Daizo For For Management 3.2 Appoint Statutory Auditor Fukushima, For For Management Kazuyoshi -------------------------------------------------------------------------------- THE KANSAI ELECTRIC POWER CO., INC. Ticker: 9503 Security ID: J30169106 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 25 2 Amend Articles to Adopt Board For For Management Structure with Three Committees - Clarify Director Authority on Shareholder Meetings - Amend Provisions on Director Titles - Clarify Director Authority on Board Meetings - Indemnify Directors 3.1 Elect Director Sakakibara, Sadayuki For For Management 3.2 Elect Director Okihara, Takamune For Against Management 3.3 Elect Director Kobayashi, Tetsuya For Against Management 3.4 Elect Director Sasaki, Shigeo For For Management 3.5 Elect Director Kaga, Atsuko For For Management 3.6 Elect Director Tomono, Hiroshi For For Management 3.7 Elect Director Takamatsu, Kazuko For For Management 3.8 Elect Director Naito, Fumio For For Management 3.9 Elect Director Morimoto, Takashi For Against Management 3.10 Elect Director Misono, Toyokazu For Against Management 3.11 Elect Director Inada, Koji For Against Management 3.12 Elect Director Sugimoto, Yasushi For Against Management 3.13 Elect Director Yamaji, Susumu For For Management 4 Amend Articles to Add Provision that Against Against Shareholder Utility will Operate to Realize Energy Safety and Sustainability 5 Amend Articles to Keep Shareholder Against Against Shareholder Meeting Minutes and Disclose Them to Public 6 Amend Articles to Add Provisions Against Against Shareholder Concerning Management Based on CSR (Information Disclosure and Dialogue) 7 Amend Articles to Add Provisions Against Against Shareholder Concerning Management Based on CSR (Facility Safety Enhancement) 8 Amend Articles to Add Provisions Against Against Shareholder Concerning Management Based on CSR (Withdrawal from Coal-Fired Power Generation Business) 9 Amend Articles to Add Provision on Against Against Shareholder Appropriate Bidding Process for Procurement and Subcontracting 10 Abolish Equity Compensation System for Against Against Shareholder Directors 11 Approve Alternative Allocation of Against Against Shareholder Income, with a Final Dividend of JPY 1 Higher Than Management Proposal 12 Remove Incumbent Director Morimoto, Against For Shareholder Takashi 13 Amend Articles to Require Individual Against For Shareholder Compensation Disclosure for Directors 14 Amend Articles to Add Provision on Against For Shareholder Abolition of Advisory Positions 15 Amend Articles to Establish Donation Against For Shareholder Committee 16 Amend Articles to Prohibit Financial Against Against Shareholder Support to Nuclear Power Generation Business at Other Companies 17 Amend Articles to Ban Reprocessing of Against For Shareholder Spent Nuclear Fuels 18 Amend Articles to Ban Acceptance of Against Against Shareholder Gift Items and Business Entertainment beyond Commercial Practice 19 Amend Articles to Establish Promotion Against Against Shareholder Committee on Nuclear Power Phase-Out 20 Amend Articles to Promote Maximum Against Against Shareholder Disclosure to Gain Trust from Society 21 Amend Articles to Require Individual Against For Shareholder Compensation Disclosure for Directors 22 Amend Articles to Encourage Dispersed Against Against Shareholder Renewable Energy 23 Amend Articles to Request the Against Against Shareholder Government to Develop Necessary Legal System to Stabilize Electricity Rate 24 Amend Articles to Demolish All Nuclear Against Against Shareholder Power Plants 25 Amend Articles to Establish Work Against Against Shareholder Environment where Employees Think About Safety of Nuclear Power Generation 26 Amend Articles to Ban Hiring or Against Against Shareholder Service on the Board or at the Company by Former Government Officials 27 Amend Articles to Reduce Maximum Board Against Against Shareholder Size and Require Majority Outsider Board 28 Amend Articles to Require Individual Against For Shareholder Disclosure of Compensation Received after Directors' Departure from the Board 29 Amend Articles to End Reliance on Against Against Shareholder Nuclear Power -------------------------------------------------------------------------------- THE YOKOHAMA RUBBER CO., LTD. Ticker: 5101 Security ID: J97536171 Meeting Date: MAR 27, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 33 2.1 Elect Director Yamaishi, Masataka For For Management 2.2 Elect Director Mikami, Osamu For For Management 2.3 Elect Director Noro, Masaki For For Management 2.4 Elect Director Matsuo, Gota For For Management 2.5 Elect Director Nakamura, Toru For For Management 2.6 Elect Director Nitin Mantri For For Management 2.7 Elect Director Okada, Hideichi For For Management 2.8 Elect Director Takenaka, Nobuo For For Management 2.9 Elect Director Kono, Hirokazu For For Management 2.10 Elect Director Yamane, Takashi For For Management 2.11 Elect Director Hori, Masatoshi For For Management -------------------------------------------------------------------------------- THK CO., LTD. Ticker: 6481 Security ID: J83345108 Meeting Date: MAR 20, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 8 2.1 Elect Director Teramachi, Akihiro For Abstain Management 2.2 Elect Director Teramachi, Toshihiro For Abstain Management 2.3 Elect Director Imano, Hiroshi For Abstain Management 2.4 Elect Director Maki, Nobuyuki For Abstain Management 2.5 Elect Director Teramachi, Takashi For Abstain Management 2.6 Elect Director Shimomaki, Junji For Abstain Management 2.7 Elect Director Sakai, Junichi For Abstain Management 2.8 Elect Director Kainosho, Masaaki For Abstain Management 3.1 Elect Director and Audit Committee For Abstain Management Member Hioki, Masakatsu 3.2 Elect Director and Audit Committee For For Management Member Omura, Tomitoshi 3.3 Elect Director and Audit Committee For For Management Member Ueda, Yoshiki 4 Elect Alternate Director and Audit For For Management Committee Member Toriumi, Tetsuro -------------------------------------------------------------------------------- TIS, INC. (JAPAN) Ticker: 3626 Security ID: J2563B100 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 60 2 Amend Articles to Clarify Director For For Management Authority on Shareholder Meetings - Amend Provisions on Director Titles 3.1 Elect Director Kuwano, Toru For Abstain Management 3.2 Elect Director Adachi, Masahiko For Abstain Management 3.3 Elect Director Okamoto, Yasushi For Abstain Management 3.4 Elect Director Yanai, Josaku For Abstain Management 3.5 Elect Director Kitaoka, Takayuki For Abstain Management 3.6 Elect Director Shinkai, Akira For Abstain Management 3.7 Elect Director Sano, Koichi For For Management 3.8 Elect Director Tsuchiya, Fumio For For Management 3.9 Elect Director Mizukoshi, Naoko For Abstain Management 4.1 Appoint Statutory Auditor Asano, For For Management Tetsuya 4.2 Appoint Statutory Auditor Matsuoka, For For Management Tatsufumi 4.3 Appoint Statutory Auditor Funakoshi, For For Management Sadahei 4.4 Appoint Statutory Auditor Ono, Yukio For For Management 4.5 Appoint Statutory Auditor Yamakawa, For For Management Akiko -------------------------------------------------------------------------------- TOBU RAILWAY CO., LTD. Ticker: 9001 Security ID: J84162148 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 20 2.1 Elect Director Nezu, Yoshizumi For For Management 2.2 Elect Director Miwa, Hiroaki For For Management 2.3 Elect Director Sekiguchi, Koichi For For Management 2.4 Elect Director Ojiro, Akihiro For For Management 2.5 Elect Director Onodera, Toshiaki For For Management 2.6 Elect Director Yamamoto, Tsutomu For For Management 2.7 Elect Director Shibata, Mitsuyoshi For For Management 2.8 Elect Director Ando, Takaharu For For Management 2.9 Elect Director Yokota, Yoshimi For For Management 2.10 Elect Director Shigeta, Atsushi For For Management 2.11 Elect Director Yagasaki, Noriko For For Management 2.12 Elect Director Yanagi, Masanori For For Management 3.1 Appoint Statutory Auditor Nakajima, For For Management Naotaka 3.2 Appoint Statutory Auditor Mogi, For For Management Yuzaburo 3.3 Appoint Statutory Auditor Otsuka, For For Management Hiroya 3.4 Appoint Statutory Auditor Fukuda, Shuji For For Management 3.5 Appoint Statutory Auditor Hayashi, For Against Management Nobuhide 4 Approve Compensation Ceiling for For For Management Directors -------------------------------------------------------------------------------- TODA CORP. Ticker: 1860 Security ID: J84377100 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For Abstain Management Final Dividend of JPY 26 2.1 Elect Director Imai, Masanori For For Management 2.2 Elect Director Kikutani, Yushi For For Management 2.3 Elect Director Miyazaki, Hiroyuki For For Management 2.4 Elect Director Fujita, Ken For For Management 2.5 Elect Director Toda, Morimichi For For Management 2.6 Elect Director Otomo, Toshihiro For For Management 2.7 Elect Director Uekusa, Hiroshi For For Management 2.8 Elect Director Otani, Seisuke For For Management 2.9 Elect Director Shimomura, Setsuhiro For For Management 2.10 Elect Director Amiya, Shunsuke For For Management 2.11 Elect Director Itami, Toshihiko For For Management 2.12 Elect Director Arakane, Kumi For For Management 3.1 Appoint Statutory Auditor Maruyama, For Against Management Keiichiro 3.2 Appoint Statutory Auditor Sato, Fumio For Against Management 3.3 Appoint Statutory Auditor Nishiyama, For For Management Junko 4 Approve Compensation Ceilings for For Abstain Management Directors and Statutory Auditors 5 Approve Takeover Defense Plan (Poison For Against Management Pill) -------------------------------------------------------------------------------- TOHO CO., LTD. (9602) Ticker: 9602 Security ID: J84764117 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: FEB 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 37.5 2.1 Elect Director Shimatani, Yoshishige For Against Management 2.2 Elect Director Tako, Nobuyuki For For Management 2.3 Elect Director Ichikawa, Minami For For Management 2.4 Elect Director Seta, Kazuhiko For For Management 2.5 Elect Director Matsuoka, Hiroyasu For For Management 2.6 Elect Director Sumi, Kazuo For For Management 2.7 Elect Director Ikeda, Atsuo For For Management 2.8 Elect Director Ota, Keiji For For Management 2.9 Elect Director Ikeda, Takayuki For For Management 2.10 Elect Director Biro, Hiroshi For For Management 2.11 Elect Director Kato, Harunori For For Management 2.12 Elect Director Wada, Kunichiro For For Management 2.13 Elect Director Honda, Taro For For Management 3.1 Elect Director and Audit Committee For For Management Member Okimoto, Tomoyasu 3.2 Elect Director and Audit Committee For For Management Member Kobayashi, Takashi 3.3 Elect Director and Audit Committee For For Management Member Ando, Satoshi 4 Elect Alternate Director and Audit For For Management Committee Member Ota, Taizo 5 Approve Restricted Stock Plan For For Management 6 Approve Performance-Based Annual Bonus For For Management Ceiling for Directors Who Are Not Audit Committee Members -------------------------------------------------------------------------------- TOHOKU ELECTRIC POWER CO., INC. Ticker: 9506 Security ID: J85108108 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 20 2 Amend Articles to Amend Business Lines For For Management 3.1 Elect Director Kaiwa, Makoto For For Management 3.2 Elect Director Higuchi, Kojiro For For Management 3.3 Elect Director Okanobu, Shinichi For For Management 3.4 Elect Director Masuko, Jiro For For Management 3.5 Elect Director Yamamoto, Shunji For For Management 3.6 Elect Director Abe, Toshinori For For Management 3.7 Elect Director Yashiro, Hirohisa For For Management 3.8 Elect Director Ito, Hirohiko For For Management 3.9 Elect Director Kondo, Shiro For For Management 3.10 Elect Director Kamijo, Tsutomu For For Management 3.11 Elect Director Kawanobe, Osamu For For Management 4.1 Elect Director and Audit Committee For For Management Member Kato, Koki 4.2 Elect Director and Audit Committee For Against Management Member Baba, Chiharu 4.3 Elect Director and Audit Committee For Against Management Member Kobayashi, Kazuo 5 Approve Compensation Ceiling for For For Management Directors Who Are Not Audit Committee Members 6 Approve Trust-Type Equity Compensation For For Management Plan 7 Amend Articles to Ban Nuclear Power Against Against Shareholder Generation Business 8 Amend Articles to Ban Nuclear Power Against Against Shareholder Plant Construction 9 Amend Articles to Add Provision on the Against Against Shareholder Utility's Responsibility for Nuclear Radioactive Waste 10 Amend Articles to Add Provision on the Against Against Shareholder Utility's Responsibility for Nuclear Accident Countermeasures 11 Amend Articles to Request Miyagi Against Against Shareholder Prefecture to Conduct Referendum Concerning Resumption of No. 2 Reactor at Onagawa Nuclear Plant and Follow the Result 12 Amend Articles to Ban Financial Against Against Shareholder Support for Other Nuclear Power Generation Companies -------------------------------------------------------------------------------- TOKAI CARBON CO., LTD. Ticker: 5301 Security ID: J85538106 Meeting Date: MAR 27, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 24 2.1 Elect Director Nagasaka, Hajime For For Management 2.2 Elect Director Serizawa, Yuji For For Management 2.3 Elect Director Tsuji, Masafumi For For Management 2.4 Elect Director Yamaguchi, Katsuyuki For For Management 2.5 Elect Director Yamamoto, Shunji For For Management 2.6 Elect Director Masuda, Hirofumi For For Management 2.7 Elect Director Kambayashi, Nobumitsu For For Management 2.8 Elect Director Tanahashi, Junichi For For Management 3 Appoint Statutory Auditor Kakehashi, For For Management Kazuyuki 4 Appoint Alternate Statutory Auditor For For Management Hiura, Motokazu 5 Approve Restricted Stock Plan For For Management -------------------------------------------------------------------------------- TOKAI HOLDINGS CORP. Ticker: 3167 Security ID: J86012101 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 14 2.1 Elect Director Tokita, Katsuhiko For For Management 2.2 Elect Director Mamuro, Takanori For For Management 2.3 Elect Director Mizoguchi, Hidetsugu For For Management 2.4 Elect Director Nakamura, Toshinori For For Management 2.5 Elect Director Oguri, Katsuo For For Management 2.6 Elect Director Fukuda, Yasuhiro For For Management 2.7 Elect Director Suzuki, Mitsuhaya For For Management 2.8 Elect Director Uematsu, Shoji For For Management 2.9 Elect Director Sone, Masahiro For For Management 2.10 Elect Director Goto, Masahiro For For Management -------------------------------------------------------------------------------- TOKIO MARINE HOLDINGS, INC. Ticker: 8766 Security ID: J86298106 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 95 2.1 Elect Director Nagano, Tsuyoshi For Abstain Management 2.2 Elect Director Komiya, Satoru For Abstain Management 2.3 Elect Director Yuasa, Takayuki For Abstain Management 2.4 Elect Director Harashima, Akira For Abstain Management 2.5 Elect Director Okada, Kenji For Abstain Management 2.6 Elect Director Hirose, Shinichi For Abstain Management 2.7 Elect Director Mimura, Akio For Abstain Management 2.8 Elect Director Egawa, Masako For For Management 2.9 Elect Director Mitachi, Takashi For For Management 2.10 Elect Director Endo, Nobuhiro For For Management 2.11 Elect Director Katanozaka, Shinya For Abstain Management 2.12 Elect Director Handa, Tadashi For Abstain Management 2.13 Elect Director Endo, Yoshinari For Abstain Management 3 Appoint Statutory Auditor Fujita, For For Management Hirokazu -------------------------------------------------------------------------------- TOKUYAMA CORP. Ticker: 4043 Security ID: J86506110 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 35 2.1 Elect Director Yokota, Hiroshi For For Management 2.2 Elect Director Adachi, Hideki For For Management 2.3 Elect Director Sugimura, Hideo For For Management 2.4 Elect Director Nomura, Hiroshi For For Management 2.5 Elect Director Iwasaki, Fumiaki For For Management -------------------------------------------------------------------------------- TOKYO CENTURY CORP. Ticker: 8439 Security ID: J0R091109 Meeting Date: JUN 22, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 69 2 Amend Articles to Amend Business Lines For For Management 3.1 Elect Director Asada, Shunichi For For Management 3.2 Elect Director Nogami, Makoto For For Management 3.3 Elect Director Yukiya, Masataka For For Management 3.4 Elect Director Shimizu, Yoshinori For For Management 3.5 Elect Director Yoshida, Masao For For Management 3.6 Elect Director Higaki, Yukito For For Management 3.7 Elect Director Nakamura, Akio For For Management 3.8 Elect Director Asano, Toshio For For Management 3.9 Elect Director Okada, Akihiko For For Management 3.10 Elect Director Ogushi, Keiichiro For For Management 3.11 Elect Director Baba, Koichi For For Management 3.12 Elect Director Tamano, Osamu For For Management 3.13 Elect Director Mizuno, Seiichi For For Management 3.14 Elect Director Nakagawa, Ko For For Management 3.15 Elect Director Tamba, Toshihito For For Management 4 Appoint Statutory Auditor Okada, For Against Management Futoshi 5 Appoint Alternate Statutory Auditor For For Management Iwanaga, Toshihiko 6 Appoint Deloitte Touche Tohmatsu LLC For For Management as New External Audit Firm -------------------------------------------------------------------------------- TOKYO ELECTRON LTD. Ticker: 8035 Security ID: J86957115 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Tsuneishi, Tetsuo For Abstain Management 1.2 Elect Director Kawai, Toshiki For Abstain Management 1.3 Elect Director Sasaki, Sadao For Abstain Management 1.4 Elect Director Nunokawa, Yoshikazu For Abstain Management 1.5 Elect Director Nagakubo, Tatsuya For Abstain Management 1.6 Elect Director Sunohara, Kiyoshi For Abstain Management 1.7 Elect Director Ikeda, Seisu For Abstain Management 1.8 Elect Director Mitano, Yoshinobu For Abstain Management 1.9 Elect Director Charles D Lake II For For Management 1.10 Elect Director Sasaki, Michio For For Management 1.11 Elect Director Eda, Makiko For Abstain Management 2.1 Appoint Statutory Auditor Hama, For For Management Masataka 2.2 Appoint Statutory Auditor Miura, Ryota For For Management 3 Approve Annual Bonus For For Management 4 Approve Deep Discount Stock Option Plan For For Management 5 Approve Deep Discount Stock Option Plan For For Management 6 Approve Trust-Type Equity Compensation For For Management Plan -------------------------------------------------------------------------------- TOKYO GAS CO., LTD. Ticker: 9531 Security ID: J87000113 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 30 2.1 Elect Director Hirose, Michiaki For For Management 2.2 Elect Director Uchida, Takashi For For Management 2.3 Elect Director Takamatsu, Masaru For For Management 2.4 Elect Director Nohata, Kunio For For Management 2.5 Elect Director Sasayama, Shinichi For For Management 2.6 Elect Director Saito, Hitoshi For For Management 2.7 Elect Director Takami, Kazunori For For Management 2.8 Elect Director Edahiro, Junko For For Management 2.9 Elect Director Indo, Mami For For Management 3 Appoint Statutory Auditor Ono, For For Management Hiromichi -------------------------------------------------------------------------------- TOKYO SEIMITSU CO., LTD. Ticker: 7729 Security ID: J87903100 Meeting Date: JUN 22, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 38 2.1 Elect Director Yoshida, Hitoshi For Abstain Management 2.2 Elect Director Kimura, Ryuichi For Abstain Management 2.3 Elect Director Kawamura, Koichi For Abstain Management 2.4 Elect Director Endo, Akihiro For Abstain Management 2.5 Elect Director Tomoeda, Masahiro For Abstain Management 2.6 Elect Director Hokida, Takahiro For Abstain Management 2.7 Elect Director Wolfgang Bonatz For Abstain Management 2.8 Elect Director Saito, Shozo For For Management 2.9 Elect Director Inoue, Naomi For Abstain Management 3 Elect Director and Audit Committee For For Management Member Takamasu, Kiyoshi 4 Approve Stock Option Plan For For Management -------------------------------------------------------------------------------- TOKYO TATEMONO CO., LTD. Ticker: 8804 Security ID: J88333133 Meeting Date: MAR 25, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 22 2.1 Appoint Statutory Auditor Yoshino, For For Management Takashi 2.2 Appoint Statutory Auditor Hieda, Sayaka For For Management 3 Appoint Alternate Statutory Auditor For For Management Uehara, Masahiro -------------------------------------------------------------------------------- TOKYU CONSTRUCTION CO., LTD. Ticker: 1720 Security ID: J88677158 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 20 2.1 Elect Director Iizuka, Tsuneo For For Management 2.2 Elect Director Terada, Mitsuhiro For For Management 2.3 Elect Director Takagi, Motoyuki For For Management 2.4 Elect Director Shimizu, Masatoshi For For Management 2.5 Elect Director Tsukui, Yushi For For Management 2.6 Elect Director Imamura, Toshio For For Management 2.7 Elect Director Kubota, Yutaka For For Management 2.8 Elect Director Tomoe, Masao For For Management 2.9 Elect Director Yoshida, Kahori For For Management 2.10 Elect Director Onda, Isao For For Management 3.1 Appoint Statutory Auditor Hashimoto, For For Management Satoshi 3.2 Appoint Statutory Auditor Saito, Yoichi For For Management 3.3 Appoint Statutory Auditor Kitamura, For For Management Kazuo 3.4 Appoint Statutory Auditor Ochiai, For For Management Masashi -------------------------------------------------------------------------------- TOKYU CORP. Ticker: 9005 Security ID: J88720149 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 11 2 Amend Articles to Amend Business Lines For For Management 3.1 Elect Director Nomoto, Hirofumi For For Management 3.2 Elect Director Takahashi, Kazuo For For Management 3.3 Elect Director Tomoe, Masao For For Management 3.4 Elect Director Hoshino, Toshiyuki For For Management 3.5 Elect Director Fujiwara, Hirohisa For For Management 3.6 Elect Director Takahashi, Toshiyuki For For Management 3.7 Elect Director Hamana, Setsu For For Management 3.8 Elect Director Kanazashi, Kiyoshi For For Management 3.9 Elect Director Konaga, Keiichi For For Management 3.10 Elect Director Kanise, Reiko For For Management 3.11 Elect Director Okamoto, Kunie For For Management 3.12 Elect Director Miyazaki, Midori For For Management 4.1 Appoint Statutory Auditor Shimamoto, For For Management Takehiko 4.2 Appoint Statutory Auditor Akimoto, For For Management Naohisa 4.3 Appoint Statutory Auditor Ishihara, For For Management Kunio 4.4 Appoint Statutory Auditor Tsuyuki, For Against Management Shigeo 5 Appoint Alternate Statutory Auditor For For Management Matsumoto, Taku -------------------------------------------------------------------------------- TOKYU FUDOSAN HOLDINGS CORP. Ticker: 3289 Security ID: J88764105 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 8 2 Amend Articles to Amend Provisions on For For Management Director Titles 3.1 Elect Director Kanazashi, Kiyoshi For For Management 3.2 Elect Director Okuma, Yuji For For Management 3.3 Elect Director Nishikawa, Hironori For For Management 3.4 Elect Director Uemura, Hitoshi For For Management 3.5 Elect Director Saiga, Katsuhide For For Management 3.6 Elect Director Okada, Masashi For For Management 3.7 Elect Director Kimura, Shohei For For Management 3.8 Elect Director Ota, Yoichi For For Management 3.9 Elect Director Nomoto, Hirofumi For For Management 3.10 Elect Director Iki, Koichi For For Management 3.11 Elect Director Kaiami, Makoto For For Management 3.12 Elect Director Arai, Saeko For For Management 3.13 Elect Director Ogasawara, Michiaki For For Management 4 Appoint Alternate Statutory Auditor For For Management Nagao, Ryo -------------------------------------------------------------------------------- TOMY CO., LTD. Ticker: 7867 Security ID: J89258107 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 15 2.1 Elect Director Tomiyama, Kantaro For For Management 2.2 Elect Director Kojima, Kazuhiro For For Management 2.3 Elect Director Konosu, Takashi For For Management 2.4 Elect Director Kutsuzawa, Hiroya For For Management 2.5 Elect Director Tomiyama, Akio For For Management 2.6 Elect Director Mito, Shigeyuki For For Management 2.7 Elect Director Mimura, Mariko For For Management 2.8 Elect Director Sato, Fumitoshi For For Management 2.9 Elect Director Tonomura, Shinichi For For Management 2.10 Elect Director Iyoku, Miwako For For Management 2.11 Elect Director Yasue, Reiko For For Management 3 Approve Annual Bonus For For Management -------------------------------------------------------------------------------- TOPRE CORP. Ticker: 5975 Security ID: J89365100 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 15 2.1 Elect Director Uchigasaki, Shinichiro For For Management 2.2 Elect Director Sawa, Takashi For For Management 2.3 Elect Director Yamamoto, Yutaka For For Management 2.4 Elect Director Tsuyuki, Yoshinori For For Management 2.5 Elect Director Furusawa, Ryosuke For For Management 2.6 Elect Director Harata, Katsuro For For Management 2.7 Elect Director Osaki, Masao For For Management 2.8 Elect Director Shimizu, Hideo For For Management 2.9 Elect Director Matsuo, Masahiro For For Management 2.10 Elect Director Uchida, Akemi For For Management 2.11 Elect Director Takada, Tsuyoshi For For Management 2.12 Elect Director Ogasawara, Naoshi For For Management -------------------------------------------------------------------------------- TORAY INDUSTRIES, INC. Ticker: 3402 Security ID: J89494116 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 8 2.1 Elect Director Nikkaku, Akihiro For For Management 2.2 Elect Director Abe, Koichi For For Management 2.3 Elect Director Deguchi, Yukichi For For Management 2.4 Elect Director Oya, Mitsuo For For Management 2.5 Elect Director Adachi, Kazuyuki For For Management 2.6 Elect Director Hagiwara, Satoru For For Management 2.7 Elect Director Yoshinaga, Minoru For For Management 2.8 Elect Director Okamoto, Masahiko For For Management 2.9 Elect Director Ito, Kunio For For Management 2.10 Elect Director Noyori, Ryoji For For Management 2.11 Elect Director Kaminaga, Susumu For For Management 2.12 Elect Director Futagawa, Kazuo For For Management 3 Appoint Statutory Auditor Fukasawa, For For Management Toru 4 Approve Annual Bonus For For Management 5 Amend Articles to Disclose Listed Against Against Shareholder Subsidiary Management in Corporate Governance Report -------------------------------------------------------------------------------- TOSHIBA TEC CORP. Ticker: 6588 Security ID: J89903108 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles to Recognize Validity For For Management of Board Resolutions in Written or Electronic Format 2.1 Elect Director Nishikori, Hironobu For For Management 2.2 Elect Director Uchiyama, Masami For For Management 2.3 Elect Director Inoue, Yukio For For Management 2.4 Elect Director Yamada, Masahiro For For Management 2.5 Elect Director Kaneda, Hitoshi For For Management 2.6 Elect Director Yamaguchi, Naohiro For For Management 2.7 Elect Director Takei, Junichi For For Management 2.8 Elect Director Kuwahara, Michio For For Management 2.9 Elect Director Nagase, Shin For For Management 2.10 Elect Director Kamo, Masaharu For For Management 2.11 Elect Director Morishita, Hirotaka For For Management 2.12 Elect Director Aoki, Miho For For Management 3.1 Appoint Statutory Auditor Tomisawa, For For Management Koki 3.2 Appoint Statutory Auditor Umeha, For For Management Yoshihiro 4 Appoint Alternate Statutory Auditor For For Management Sagaya, Tsuyoshi 5 Approve Restricted Stock Plan and For For Management Performance Share Plan -------------------------------------------------------------------------------- TOSOH CORP. Ticker: 4042 Security ID: J90096132 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles to Amend Provisions on For For Management Number of Directors - Recognize Validity of Board Resolutions in Written or Electronic Format - Amend Provisions on Number of Statutory Auditors 2.1 Elect Director Yamamoto, Toshinori For Against Management 2.2 Elect Director Tashiro, Katsushi For Against Management 2.3 Elect Director Yamada, Masayuki For Against Management 2.4 Elect Director Kuwada, Mamoru For Against Management 2.5 Elect Director Adachi, Toru For Against Management 2.6 Elect Director Abe, Tsutomu For Against Management 2.7 Elect Director Miura, Keiichi For Against Management 2.8 Elect Director Hombo, Yoshihiro For Against Management 2.9 Elect Director Hidaka, Mariko For For Management 3.1 Appoint Alternate Statutory Auditor For For Management Tanaka, Yasuhiko 3.2 Appoint Alternate Statutory Auditor For For Management Nagao, Kenta 4 Approve Compensation Ceiling for For For Management Directors 5 Approve Restricted Stock Plan For For Management -------------------------------------------------------------------------------- TOTO LTD. Ticker: 5332 Security ID: J90268103 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kitamura, Madoka For For Management 1.2 Elect Director Kiyota, Noriaki For For Management 1.3 Elect Director Shirakawa, Satoshi For For Management 1.4 Elect Director Abe, Soichi For For Management 1.5 Elect Director Hayashi, Ryosuke For For Management 1.6 Elect Director Taguchi, Tomoyuki For For Management 1.7 Elect Director Tamura, Shinya For For Management 1.8 Elect Director Kuga, Toshiya For For Management 1.9 Elect Director Shimizu, Takayuki For For Management 1.10 Elect Director Shimono, Masatsugu For For Management 1.11 Elect Director Tsuda, Junji For For Management 1.12 Elect Director Yamauchi, Shigenori For For Management 2 Appoint Statutory Auditor Inoue, For For Management Shigeki -------------------------------------------------------------------------------- TOYO SUISAN KAISHA, LTD. Ticker: 2875 Security ID: 892306101 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 40 2.1 Elect Director Tsutsumi, Tadasu For For Management 2.2 Elect Director Imamura, Masanari For For Management 2.3 Elect Director Sumimoto, Noritaka For For Management 2.4 Elect Director Oki, Hitoshi For For Management 2.5 Elect Director Makiya, Rieko For For Management 2.6 Elect Director Mochizuki, Masahisa For For Management 2.7 Elect Director Murakami, Osamu For For Management 2.8 Elect Director Murayama, Ichiro For For Management 2.9 Elect Director Yazaki, Hirokazu For For Management 2.10 Elect Director Hayama, Tomohide For For Management 2.11 Elect Director Yachi, Hiroyasu For For Management 2.12 Elect Director Mineki, Machiko For For Management 2.13 Elect Director Yazawa, Kenichi For For Management 2.14 Elect Director Chino, Isamu For For Management 3 Appoint Statutory Auditor Takahashi, For For Management Kiyoshi 4 Appoint Alternate Statutory Auditor For For Management Ushijima, Tsutomu 5 Approve Annual Bonus For For Management -------------------------------------------------------------------------------- TOYODA GOSEI CO., LTD. Ticker: 7282 Security ID: J91128108 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 30 2.1 Elect Director Miyazaki, Naoki For For Management 2.2 Elect Director Koyama, Toru For For Management 2.3 Elect Director Yamada, Tomonobu For For Management 2.4 Elect Director Yasuda, Hiroshi For For Management 2.5 Elect Director Oka, Masaki For For Management 2.6 Elect Director Ishikawa, Takashi For For Management 2.7 Elect Director Tsuchiya, Sojiro For For Management 2.8 Elect Director Yamaka, Kimio For For Management 2.9 Elect Director Matsumoto, Mayumi For For Management 3.1 Appoint Statutory Auditor Oiso, Kenji For For Management 3.2 Appoint Statutory Auditor Kako, Chika For Against Management 4 Approve Annual Bonus For For Management 5 Approve Compensation Ceiling for For For Management Directors 6 Approve Restricted Stock Plan For For Management -------------------------------------------------------------------------------- TOYOTA BOSHOKU CORP. Ticker: 3116 Security ID: J91214106 Meeting Date: JUN 17, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 26 2.1 Elect Director Toyoda, Shuhei For For Management 2.2 Elect Director Numa, Takeshi For For Management 2.3 Elect Director Ito, Yoshihiro For For Management 2.4 Elect Director Kano, Shinji For For Management 2.5 Elect Director Yamamoto, Takashi For For Management 2.6 Elect Director Ogasawara, Takeshi For For Management 2.7 Elect Director Koyama, Akihiro For For Management 2.8 Elect Director Sasaki, Kazue For For Management 2.9 Elect Director Ina, Hiroyuki For For Management 3 Appoint Statutory Auditor Minami, For For Management Yasushi 4 Appoint Alternate Statutory Auditor For For Management Kawamura, Kazuo 5 Approve Annual Bonus For For Management 6 Approve Compensation Ceiling for For For Management Directors 7 Approve Restricted Stock Plan For For Management -------------------------------------------------------------------------------- TOYOTA INDUSTRIES CORP. Ticker: 6201 Security ID: J92628106 Meeting Date: JUN 09, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Toyoda, Tetsuro For Abstain Management 1.2 Elect Director Onishi, Akira For Abstain Management 1.3 Elect Director Sasaki, Kazue For Abstain Management 1.4 Elect Director Sasaki, Takuo For Abstain Management 1.5 Elect Director Mizuno, Yojiro For Abstain Management 1.6 Elect Director Ishizaki, Yuji For Abstain Management 1.7 Elect Director Sumi, Shuzo For For Management 1.8 Elect Director Yamanishi, Kenichiro For For Management 1.9 Elect Director Kato, Mitsuhisa For Abstain Management 2.1 Appoint Statutory Auditor Mizuno, For For Management Akihisa 2.2 Appoint Statutory Auditor Watanabe, For Abstain Management Toru 3 Appoint Alternate Statutory Auditor For For Management Furusawa, Hitoshi 4 Approve Annual Bonus For For Management -------------------------------------------------------------------------------- TOYOTA MOTOR CORP. Ticker: 7203 Security ID: J92676113 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Uchiyamada, Takeshi For Against Management 1.2 Elect Director Hayakawa, Shigeru For Against Management 1.3 Elect Director Toyoda, Akio For Against Management 1.4 Elect Director Kobayashi, Koji For Against Management 1.5 Elect Director Terashi, Shigeki For Against Management 1.6 Elect Director James Kuffner For Against Management 1.7 Elect Director Sugawara, Ikuro For For Management 1.8 Elect Director Sir Philip Craven For Against Management 1.9 Elect Director Kudo, Teiko For Against Management 2 Appoint Alternate Statutory Auditor For For Management Sakai, Ryuji 3 Amend Articles to Amend Business Lines For For Management -------------------------------------------------------------------------------- TOYOTA TSUSHO CORP. Ticker: 8015 Security ID: J92719111 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 50 2.1 Elect Director Karube, Jun For For Management 2.2 Elect Director Kashitani, Ichiro For For Management 2.3 Elect Director Yanase, Hideki For For Management 2.4 Elect Director Kondo, Takahiro For For Management 2.5 Elect Director Fujisawa, Kumi For For Management 2.6 Elect Director Komoto, Kunihito For For Management 2.7 Elect Director Didier Leroy For For Management 2.8 Elect Director Inoue, Yukari For For Management 3.1 Appoint Statutory Auditor Miyazaki, For For Management Kazumasa 3.2 Appoint Statutory Auditor Toyoda, For Against Management Shuhei 3.3 Appoint Statutory Auditor Kuwano, For For Management Yuichiro 4 Approve Annual Bonus For For Management 5 Approve Restricted Stock Plan For For Management 6 Approve Compensation Ceiling for For For Management Directors -------------------------------------------------------------------------------- TPR CO., LTD. Ticker: 6463 Security ID: J82528100 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 30 2 Amend Articles to Clarify Director For Against Management Authority on Board Meetings - Authorize Board to Determine Income Allocation 3.1 Elect Director Suehiro, Hiroshi For For Management 3.2 Elect Director Kishi, Masanobu For For Management 3.3 Elect Director Tomita, Kenichi For For Management 3.4 Elect Director Yano, Kazumi For For Management 3.5 Elect Director Karasawa, Takehiko For For Management 3.6 Elect Director Ii, Akihiko For For Management 3.7 Elect Director Tsuruta, Rokuro For For Management 3.8 Elect Director Honke, Masataka For For Management 3.9 Elect Director Kato, Toshihisa For For Management 4.1 Appoint Statutory Auditor Kato, Hiroshi For For Management 4.2 Appoint Statutory Auditor Yonekawa, For Against Management Takashi -------------------------------------------------------------------------------- TREND MICRO, INC. Ticker: 4704 Security ID: J9298Q104 Meeting Date: MAR 26, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 160 -------------------------------------------------------------------------------- TS TECH CO., LTD. Ticker: 7313 Security ID: J9299N100 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 43 2 Amend Articles to Clarify Director For For Management Authority on Board Meetings 3.1 Elect Director Yasuda, Masanari For For Management 3.2 Elect Director Nakajima, Yoshitaka For For Management 3.3 Elect Director Hasegawa, Kenichi For For Management 3.4 Elect Director Hayashi, Akihiko For For Management 3.5 Elect Director Arai, Yutaka For For Management 3.6 Elect Director Igaki, Atsushi For For Management 3.7 Elect Director Toba, Eiji For For Management 3.8 Elect Director Kobori, Takahiro For For Management 3.9 Elect Director Suzaki, Yasushi For For Management 3.10 Elect Director Mutaguchi, Teruyasu For For Management 3.11 Elect Director Ogita, Takeshi For For Management 4.1 Appoint Statutory Auditor Sekine, For For Management Tatsuo 4.2 Appoint Statutory Auditor Hayashi, For For Management Hajime 5 Appoint Alternate Statutory Auditor For For Management Yamada, Hideo -------------------------------------------------------------------------------- TSURUHA HOLDINGS, INC. Ticker: 3391 Security ID: J9348C105 Meeting Date: AUG 09, 2019 Meeting Type: Annual Record Date: MAY 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Tsuruha, Tatsuru For Abstain Management 1.2 Elect Director Horikawa, Masashi For Abstain Management 1.3 Elect Director Tsuruha, Jun For Abstain Management 1.4 Elect Director Goto, Teruaki For Abstain Management 1.5 Elect Director Abe, Mitsunobu For Abstain Management 1.6 Elect Director Mitsuhashi, Shinya For Abstain Management 1.7 Elect Director Ogawa, Hisaya For Abstain Management 1.8 Elect Director Okada, Motoya For Abstain Management 1.9 Elect Director Yamada, Eiji For Abstain Management 1.10 Elect Director Murakami, Shoichi For Abstain Management 1.11 Elect Director Atsumi, Fumiaki For Abstain Management 1.12 Elect Director Fujii, Fumiyo For For Management 1.13 Elect Director Sato, Harumi For For Management 2 Appoint Alternate Statutory Auditor For For Management Yamazaki, Mikine -------------------------------------------------------------------------------- UBE INDUSTRIES LTD. Ticker: 4208 Security ID: J93796159 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 45 2.1 Elect Director Yamamoto, Yuzuru For For Management 2.2 Elect Director Izumihara, Masato For For Management 2.3 Elect Director Koyama, Makoto For For Management 2.4 Elect Director Fujii, Masayuki For For Management 2.5 Elect Director Terui, Keiko For For Management 2.6 Elect Director Higashi, Tetsuro For For Management 3 Elect Alternate Director and Audit For For Management Committee Member Terui, Keiko -------------------------------------------------------------------------------- ULVAC, INC. Ticker: 6728 Security ID: J94048105 Meeting Date: SEP 27, 2019 Meeting Type: Annual Record Date: JUN 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 105 2.1 Elect Director Iwashita, Setsuo For For Management 2.2 Elect Director Motoyoshi, Mitsuru For For Management 2.3 Elect Director Matsudai, Masasuke For For Management 2.4 Elect Director Choong Ryul Paik For For Management 2.5 Elect Director Aoki, Sadao For For Management 2.6 Elect Director Mihayashi, Akira For For Management 2.7 Elect Director Uchida, Norio For For Management 2.8 Elect Director Ishida, Kozo For For Management 2.9 Elect Director Nakajima, Yoshimi For For Management 3.1 Appoint Statutory Auditor Ito, Makoto For For Management 3.2 Appoint Statutory Auditor Asada, Senshu For For Management 4 Appoint Alternate Statutory Auditor For For Management Nonaka, Takao -------------------------------------------------------------------------------- UNICHARM CORP. Ticker: 8113 Security ID: J94104114 Meeting Date: MAR 25, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Takahara, Takahisa For For Management 1.2 Elect Director Ishikawa, Eiji For For Management 1.3 Elect Director Mori, Shinji For For Management 2 Approve Restricted Stock Plan For For Management -------------------------------------------------------------------------------- UNITED ARROWS LTD. Ticker: 7606 Security ID: J9426H109 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 61 2.1 Elect Director Takeda, Mitsuhiro For For Management 2.2 Elect Director Fujisawa, Mitsunori For For Management 2.3 Elect Director Higashi, Hiroyuki For For Management 2.4 Elect Director Matsuzaki, Yoshinori For For Management 2.5 Elect Director Kimura, Tatsuya For For Management 2.6 Elect Director Nakai, Yoko For For Management 3.1 Elect Director and Audit Committee For For Management Member Sakai, Yukari 3.2 Elect Director and Audit Committee For For Management Member Nishikawa, Hidehiko 3.3 Elect Director and Audit Committee For For Management Member Kurahashi, Yusaku 4 Approve Cash Compensation Ceiling for For For Management Directors Who Are Not Audit Committee Members and Restricted Stock Plan -------------------------------------------------------------------------------- USS CO., LTD. Ticker: 4732 Security ID: J9446Z105 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 29.8 2.1 Elect Director Ando, Yukihiro For For Management 2.2 Elect Director Seta, Dai For For Management 2.3 Elect Director Yamanaka, Masafumi For For Management 2.4 Elect Director Akase, Masayuki For For Management 2.5 Elect Director Ikeda, Hiromitsu For For Management 2.6 Elect Director Tamura, Hitoshi For For Management 2.7 Elect Director Kato, Akihiko For For Management 2.8 Elect Director Takagi, Nobuko For For Management -------------------------------------------------------------------------------- UT GROUP CO., LTD. Ticker: 2146 Security ID: J9448B106 Meeting Date: JUN 27, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Wakayama, Yoichi For For Management 1.2 Elect Director Watanabe, Yuji For For Management 1.3 Elect Director Sotomura, Manabu For For Management 1.4 Elect Director Hachimine, Noboru For For Management 1.5 Elect Director Yoshimatsu, Tetsuro For For Management 1.6 Elect Director Igaki, Taisuke For For Management -------------------------------------------------------------------------------- V TECHNOLOGY CO., LTD. Ticker: 7717 Security ID: J9462G106 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 40 2.1 Elect Director Sugimoto, Shigeto For For Management 2.2 Elect Director Kido, Junji For For Management 2.3 Elect Director Tennichi, Kazuhito For For Management 2.4 Elect Director Kanzawa, Yukihiro For For Management 2.5 Elect Director Nishimura, Hideto For For Management 3.1 Appoint Statutory Auditor Sumita, Isao For For Management 3.2 Appoint Statutory Auditor Uda, Kenichi For For Management 4 Approve Trust-Type Equity Compensation For Against Management Plan -------------------------------------------------------------------------------- WELCIA HOLDINGS CO., LTD. Ticker: 3141 Security ID: J9505A108 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: FEB 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ikeno, Takamitsu For Abstain Management 1.2 Elect Director Mizuno, Hideharu For Abstain Management 1.3 Elect Director Matsumoto, Tadahisa For Abstain Management 1.4 Elect Director Sato, Norimasa For Abstain Management 1.5 Elect Director Nakamura, Juichi For Abstain Management 1.6 Elect Director Abe, Takashi For Abstain Management 1.7 Elect Director Hata, Kazuhiko For Abstain Management 1.8 Elect Director Okada, Motoya For Abstain Management 1.9 Elect Director Narita, Yukari For For Management 1.10 Elect Director Nakai, Tomoko For For Management 2 Appoint Statutory Auditor Kagami, For For Management Hirohisa 3 Approve Cash Compensation Ceiling for For For Management Directors and Trust-Type Equity Compensation Plan -------------------------------------------------------------------------------- WEST JAPAN RAILWAY CO. Ticker: 9021 Security ID: J95094108 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 87.5 2 Amend Articles to Amend Provisions on For For Management Number of Statutory Auditors 3.1 Elect Director Manabe, Seiji For Abstain Management 3.2 Elect Director Kijima, Tatsuo For Abstain Management 3.3 Elect Director Saito, Norihiko For For Management 3.4 Elect Director Miyahara, Hideo For For Management 3.5 Elect Director Takagi, Hikaru For For Management 3.6 Elect Director Tsutsui, Yoshinobu For Abstain Management 3.7 Elect Director Nozaki, Haruko For For Management 3.8 Elect Director Hasegawa, Kazuaki For Abstain Management 3.9 Elect Director Ogata, Fumito For Abstain Management 3.10 Elect Director Hirano, Yoshihisa For Abstain Management 3.11 Elect Director Sugioka, Atsushi For Abstain Management 3.12 Elect Director Kurasaka, Shoji For Abstain Management 3.13 Elect Director Nakamura, Keijiro For Abstain Management 3.14 Elect Director Kawai, Tadashi For Abstain Management 3.15 Elect Director Nakanishi, Yutaka For Abstain Management 4.1 Appoint Statutory Auditor Tanaka, Fumio For For Management 4.2 Appoint Statutory Auditor Ogura, Maki For Against Management 4.3 Appoint Statutory Auditor Hazama, Emiko For For Management 5 Approve Compensation Ceiling for For For Management Statutory Auditors -------------------------------------------------------------------------------- WORKMAN CO., LTD. Ticker: 7564 Security ID: J9516H100 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 50 2.1 Elect Director Kohama, Hideyuki For Against Management 2.2 Elect Director Tsuchiya, Tetsuo For Against Management 2.3 Elect Director Iizuka, Yukitaka For Against Management 3 Appoint Statutory Auditor Horiguchi, For For Management Hitoshi 4 Elect Alternate Director Sekine, For Against Management Takafumi 5 Appoint Alternate Statutory Auditor For For Management Goto, Michitaka 6 Approve Career Achievement Bonus for For For Management Director -------------------------------------------------------------------------------- YAKULT HONSHA CO., LTD. Ticker: 2267 Security ID: J95468120 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Negishi, Takashige For Abstain Management 1.2 Elect Director Narita, Hiroshi For Abstain Management 1.3 Elect Director Wakabayashi, Hiroshi For Abstain Management 1.4 Elect Director Ishikawa, Fumiyasu For Abstain Management 1.5 Elect Director Ito, Masanori For Abstain Management 1.6 Elect Director Doi, Akifumi For Abstain Management 1.7 Elect Director Hayashida, Tetsuya For Abstain Management 1.8 Elect Director Hirano, Susumu For Abstain Management 1.9 Elect Director Imada, Masao For Abstain Management 1.10 Elect Director Richard Hall For Abstain Management 1.11 Elect Director Yasuda, Ryuji For For Management 1.12 Elect Director Fukuoka, Masayuki For For Management 1.13 Elect Director Maeda, Norihito For Abstain Management 1.14 Elect Director Pascal Yves De Petrini For Abstain Management 1.15 Elect Director Tobe, Naoko For For Management 2.1 Appoint Statutory Auditor Yamakami, For For Management Hiroshi 2.2 Appoint Statutory Auditor Tanigawa, For Against Management Seijuro 2.3 Appoint Statutory Auditor Tezuka, Seno For Against Management 2.4 Appoint Statutory Auditor Kawana, For For Management Hideyuki 2.5 Appoint Statutory Auditor Machida, Emi For Against Management -------------------------------------------------------------------------------- YAMAHA CORP. Ticker: 7951 Security ID: J95732103 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 33 2.1 Elect Director Nakata, Takuya For For Management 2.2 Elect Director Yamahata, Satoshi For For Management 2.3 Elect Director Nakajima, Yoshimi For For Management 2.4 Elect Director Fukui, Taku For For Management 2.5 Elect Director Hidaka, Yoshihiro For For Management 2.6 Elect Director Fujitsuka, Mikio For For Management 2.7 Elect Director Paul Candland For For Management -------------------------------------------------------------------------------- YAMAHA MOTOR CO., LTD. Ticker: 7272 Security ID: J95776126 Meeting Date: MAR 25, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 45 2.1 Elect Director Yanagi, Hiroyuki For For Management 2.2 Elect Director Hidaka, Yoshihiro For For Management 2.3 Elect Director Watanabe, Katsuaki For For Management 2.4 Elect Director Kato, Toshizumi For For Management 2.5 Elect Director Yamaji, Katsuhito For For Management 2.6 Elect Director Shimamoto, Makoto For For Management 2.7 Elect Director Okawa, Tatsumi For For Management 2.8 Elect Director Nakata, Takuya For For Management 2.9 Elect Director Kamigama, Takehiro For For Management 2.10 Elect Director Tashiro, Yuko For For Management 2.11 Elect Director Ohashi, Tetsuji For For Management 3 Appoint Alternate Statutory Auditor For For Management Kawai, Eriko -------------------------------------------------------------------------------- YAMATO HOLDINGS CO., LTD. Ticker: 9064 Security ID: J96612114 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles to Amend Provisions on For For Management Number of Statutory Auditors 2.1 Elect Director Yamauchi, Masaki For For Management 2.2 Elect Director Nagao, Yutaka For For Management 2.3 Elect Director Kanda, Haruo For For Management 2.4 Elect Director Shibasaki, Kenichi For For Management 2.5 Elect Director Mori, Masakatsu For For Management 2.6 Elect Director Tokuno, Mariko For For Management 2.7 Elect Director Kobayashi, Yoichi For For Management 2.8 Elect Director Sugata, Shiro For For Management 2.9 Elect Director Kuga, Noriyuki For For Management 3.1 Appoint Statutory Auditor Matsuda, For For Management Ryuji 3.2 Appoint Statutory Auditor Shimoyama, For For Management Yoshihide 4 Approve Fixed Cash Compensation For For Management Ceiling and Performance-Based Cash Compensation Ceiling for Directors 5 Approve Trust-Type Equity Compensation For For Management Plan -------------------------------------------------------------------------------- YAOKO CO., LTD. Ticker: 8279 Security ID: J96832100 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 35 2 Amend Articles to Authorize Board to For Against Management Determine Income Allocation 3.1 Elect Director Kawano, Yukio For For Management 3.2 Elect Director Kawano, Sumito For For Management 3.3 Elect Director Kobayashi, Masao For For Management 3.4 Elect Director Kamiike, Masanobu For For Management 3.5 Elect Director Kozawa, Mitsuo For For Management 3.6 Elect Director Ishizuka, Takanori For For Management 3.7 Elect Director Togawa, Shinichi For For Management 3.8 Elect Director Yagihashi, Hiroaki For For Management 3.9 Elect Director Kurokawa, Shigeyuki For For Management 3.10 Elect Director Yano, Asako For For Management 3.11 Elect Director Sakamaki, Hisashi For For Management 4.1 Appoint Statutory Auditor Wakabayashi, For For Management Takao 4.2 Appoint Statutory Auditor Sato, Yukio For For Management 4.3 Appoint Statutory Auditor Hashimoto, For For Management Katsuhiro 4.4 Appoint Statutory Auditor Ikarashi, For For Management Tsuyoshi -------------------------------------------------------------------------------- YASKAWA ELECTRIC CORP. Ticker: 6506 Security ID: J9690T102 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: FEB 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Tsuda, Junji For For Management 1.2 Elect Director Ogasawara, Hiroshi For For Management 1.3 Elect Director Murakami, Shuji For For Management 1.4 Elect Director Minami, Yoshikatsu For For Management 1.5 Elect Director Takamiya, Koichi For For Management 1.6 Elect Director Ogawa, Masahiro For For Management 2.1 Elect Director and Audit Committee For For Management Member Sasaki, Junko 2.2 Elect Director and Audit Committee For For Management Member Kato, Yuichiro 3 Approve Compensation Ceiling for For For Management Directors Who Are Audit Committee Members -------------------------------------------------------------------------------- YOKOGAWA ELECTRIC CORP. Ticker: 6841 Security ID: J97272124 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 17 2.1 Elect Director Nishijima, Takashi For For Management 2.2 Elect Director Nara, Hitoshi For For Management 2.3 Elect Director Anabuki, Junichi For For Management 2.4 Elect Director Dai, Yu For For Management 2.5 Elect Director Uji, Noritaka For For Management 2.6 Elect Director Seki, Nobuo For For Management 2.7 Elect Director Sugata, Shiro For For Management 2.8 Elect Director Uchida, Akira For For Management 3.1 Appoint Statutory Auditor Watanabe, For For Management Hajime 3.2 Appoint Statutory Auditor Ono, Masaru For For Management -------------------------------------------------------------------------------- Z HOLDINGS CORP. Ticker: 4689 Security ID: J95402103 Meeting Date: MAR 17, 2020 Meeting Type: Special Record Date: JAN 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Share Exchange Agreement with For For Management LINE Demerger Preparatory Company 2 Amend Articles to Amend Provisions on For For Management Number of Directors -------------------------------------------------------------------------------- Z HOLDINGS CORP. Ticker: 4689 Security ID: J9894K105 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kawabe, Kentaro For For Management 1.2 Elect Director Ozawa, Takao For For Management 1.3 Elect Director Oketani, Taku For For Management 1.4 Elect Director Son, Masayoshi For For Management 1.5 Elect Director Miyauchi, Ken For For Management 1.6 Elect Director Fujihara, Kazuhiko For For Management 2.1 Elect Director Idezawa, Takeshi For For Management 2.2 Elect Director Shin, Junho For For Management 2.3 Elect Director Masuda, Jun For For Management 3.1 Elect Director and Audit Committee For For Management Member Hasumi, Maiko 3.2 Elect Director and Audit Committee For For Management Member Kunihiro, Tadashi 3.3 Elect Director and Audit Committee For For Management Member Hatoyama, Rehito 4 Elect Alternate Director and Audit For For Management Committee Member Tobita, Hiroshi -------------------------------------------------------------------------------- ZENKOKU HOSHO CO., LTD. Ticker: 7164 Security ID: J98829104 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 95 2.1 Elect Director Ishikawa, Eiji For For Management 2.2 Elect Director Yamaguchi, Takashi For For Management 2.3 Elect Director Aoki, Yuichi For For Management 2.4 Elect Director Asada, Keiichi For For Management 2.5 Elect Director Kamijo, Masahito For For Management 2.6 Elect Director Nagashima, Yoshiro For For Management 2.7 Elect Director Imado, Tomoe For For Management 3.1 Appoint Statutory Auditor Fujino, For For Management Mamoru 3.2 Appoint Statutory Auditor Sato, For For Management Takafumi 3.3 Appoint Statutory Auditor Suzuki, For For Management Hidehiko 3.4 Appoint Statutory Auditor Itagaki, Eri For For Management -------------------------------------------------------------------------------- ZENSHO HOLDINGS CO., LTD. Ticker: 7550 Security ID: J9885X108 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 10 2.1 Elect Director Ogawa, Kentaro For For Management 2.2 Elect Director Takei, Koichi For For Management 2.3 Elect Director Ogawa, Kazumasa For For Management 2.4 Elect Director Kunii, Yoshiro For For Management 2.5 Elect Director Imamura, Masashi For For Management 2.6 Elect Director Hirano, Makoto For For Management 2.7 Elect Director Ogawa, Yohei For For Management 2.8 Elect Director Nonoshita, Shinya For For Management 2.9 Elect Director Hagiwara, Toshitaka For For Management 2.10 Elect Director Ito, Chiaki For For Management 2.11 Elect Director Ando, Takaharu For For Management 2.12 Elect Director Hayama, Yoshiko For For Management -------------------------------------------------------------------------------- ZOZO, INC. Ticker: 3092 Security ID: J9893A108 Meeting Date: JAN 28, 2020 Meeting Type: Special Record Date: NOV 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Kawabe, Kentaro For Against Management -------------------------------------------------------------------------------- ZOZO, INC. Ticker: 3092 Security ID: J9893A108 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, With a For For Management Final Dividend of JPY 18 2.1 Elect Director Ozawa, Takao For For Management 2.2 Elect Director Saito, Taro For For Management 3 Appoint Statutory Auditor Utsunomiya, For For Management Junko 4 Appoint Deloitte Touche Tohmatsu LLC For For Management as New External Audit Firm 5 Approve Restricted Stock Plan For For Management ============ Xtrackers JP Morgan ESG Emerging Markets Sovereign ETF ============ There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. ==================== Xtrackers Low Beta High Yield Bond ETF ==================== There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. ============== Xtrackers MSCI ACWI ex USA ESG Leaders Equity ETF =============== 3I GROUP PLC Ticker: III Security ID: G88473148 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: JUN 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Remuneration Policy For For Management 4 Approve Final Dividend For For Management 5 Re-elect Jonathan Asquith as Director For For Management 6 Re-elect Caroline Banszky as Director For For Management 7 Re-elect Simon Borrows as Director For For Management 8 Re-elect Stephen Daintith as Director For For Management 9 Re-elect Peter Grosch as Director For For Management 10 Re-elect David Hutchison as Director For For Management 11 Re-elect Coline McConville as Director For For Management 12 Elect Alexandra Schaapveld as Director For For Management 13 Re-elect Simon Thompson as Director For For Management 14 Re-elect Julia Wilson as Director For For Management 15 Appoint KPMG LLP as Auditors For For Management 16 Authorise Board Acting Through the For For Management Audit and Compliance Committee to Fix Remuneration of Auditors 17 Authorise EU Political Donations and For For Management Expenditure 18 Authorise Issue of Equity For For Management 19 Approve Discretionary Share Plan For For Management 20 Authorise Issue of Equity without For For Management Pre-emptive Rights 21 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 22 Authorise Market Purchase of Ordinary For For Management Shares 23 Adopt New Articles of Association For For Management 24 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- 3SBIO, INC. Ticker: 1530 Security ID: G8875G102 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: JUN 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2A Elect Su Dongmei as Director For For Management 2B Elect Huang Bin as Director For Against Management 2C Elect Tang Ke as Director For For Management 2D Elect Wong Lap Yan as Director For For Management 2E Authorize Board to Fix Remuneration of For For Management Directors 3 Approve Ernst & Young as Auditors and For For Management Authorize Board to Fix Their Remuneration 4A Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 4B Authorize Repurchase of Issued Share For For Management Capital 4C Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- 51JOB, INC. Ticker: JOBS Security ID: 316827104 Meeting Date: DEC 12, 2019 Meeting Type: Annual Record Date: NOV 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Junichi Arai as Director For For Management 2 Elect David K. Chao as Director For For Management 3 Elect Li-Lan Cheng as Director For For Management 4 Elect Eric He as Director For For Management 5 Elect Rick Yan as Director For For Management -------------------------------------------------------------------------------- A-LIVING SERVICES CO., LTD. Ticker: 3319 Security ID: Y0038M100 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: APR 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Supervisory For For Management Committee 3 Approve 2019 Audited Consolidated For For Management Financial Statements 4 Approve 2019 Annual Report For For Management 5 Approve 2020 Annual Financial Budget For For Management 6 Approve Final Dividend For For Management 7.1 Elect Chan Cheuk Hung as Director For For Management 7.2 Elect Huang Fengchao as Director For For Management 7.3 Elect Li Dalong as Director For For Management 7.4 Elect Wei Xianzhong as Director For Against Management 7.5 Elect Yue Yuan as Director For For Management 7.6 Elect Wan Kam To as Director For Against Management 7.7 Elect Wong Chui Ping Cassie as Director For For Management 7.8 Elect Wang Peng as Director For For Management 8.1 Elect Shi Zhengyu as Supervisor For For Management 8.2 Elect Wang Gonghu as Supervisor For For Management 8.3 Elect Wang Shao as Supervisor For For Management 9 Authorize Board to Fix Remuneration of For For Management Directors 10 Authorize Supervisory Committee to Fix For For Management Remuneration of Supervisors 11 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 12 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights for Domestic Shares/Unlisted Foreign Shares/H Shares 13 Approve Expansion of Business Scope For For Management 14 Amend Articles of Association For For Management -------------------------------------------------------------------------------- AAC TECHNOLOGIES HOLDINGS, INC. Ticker: 2018 Security ID: G2953R114 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a Elect Mok Joe Kuen Richard as Director For For Management 2b Authorize Board to Fix Remuneration of For For Management Directors 3 Approve Deloitte Touche Tohmatsu as For Against Management Auditors and Authorize Board to Fix Their Remuneration 4 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 5 Authorize Repurchase of Issued Share For For Management Capital 6 Authorize Reissuance of Repurchased For Against Management Shares 7 Adopt Second Amended and Restated For For Management Articles of Association -------------------------------------------------------------------------------- ABB LTD. Ticker: ABBN Security ID: H0010V101 Meeting Date: MAR 26, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management (Non-Binding) 3 Approve Discharge of Board and Senior For For Management Management 4 Approve Allocation of Income and For For Management Dividends of CHF 0.80 per Share 5 Amend Articles Re: Annual Report For For Management 6.1 Approve Remuneration of Directors in For For Management the Amount of CHF 4.7 Million 6.2 Approve Remuneration of Executive For For Management Committee in the Amount of CHF 39.5 Million 7.1 Reelect Matti Alahuhta as Director For For Management 7.2 Reelect Gunnar Brock as Director For For Management 7.3 Reelect David Constable as Director For For Management 7.4 Reelect Frederico Curado as Director For For Management 7.5 Reelect Lars Foerberg as Director For For Management 7.6 Reelect Jennifer Xin-Zhe Li as Director For For Management 7.7 Reelect Geraldine Matchett as Director For For Management 7.8 Reelect David Meline as Director For For Management 7.9 Reelect Satish Pai as Director For For Management 7.10 Reelect Jacob Wallenberg as Director For For Management 7.11 Reelect Peter Voser as Director and For For Management Board Chairman 8.1 Appoint David Constable as Member of For For Management the Compensation Committee 8.2 Appoint Frederico Curado as Member of For For Management the Compensation Committee 8.3 Appoint Jennifer Xin-Zhe Li as Member For For Management of the Compensation Committee 9 Designate Hans Zehnder as Independent For For Management Proxy 10 Ratify KPMG AG as Auditors For For Management 11 Transact Other Business (Voting) For Against Management -------------------------------------------------------------------------------- ABOITIZ EQUITY VENTURES, INC. Ticker: AEV Security ID: Y0001Z104 Meeting Date: APR 27, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous For For Management Stockholders' Meeting Held Last April 22, 2019 2 Approve 2019 Annual Report and For For Management Financial Statements 3 Appoint External Auditor for 2020 For For Management 4.1 Elect Erramon I. Aboitiz as Director For For Management 4.2 Elect Mikel A. Aboitiz as Director For For Management 4.3 Elect Sabin M. Aboitiz as Director For For Management 4.4 Elect Enrique M. Aboitiz as Director For For Management 4.5 Elect Ana Maria A. Delgado as Director For For Management 4.6 Elect Edwin R. Bautista as Director For For Management 4.7 Elect Raphael P.M. Lotilla as Director For For Management 4.8 Elect Jose C. Vitug as Director For For Management 4.9 Elect Manuel R. Salak III as Director For For Management 5 Approve Amendment of the Company's For Against Management Articles of Incorporation 6 Ratify Acts, Resolutions and For For Management Proceedings of the Board of Directors, Corporate Officers and Management from 2019 Up to April 27, 2020 7 Approve Other Matters For Against Management -------------------------------------------------------------------------------- ABOITIZ POWER CORP. Ticker: AP Security ID: Y0005M109 Meeting Date: APR 27, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous For For Management Stockholders' Meeting Held Last April 22, 2019 2 Approve 2019 Annual Report and For For Management Financial Statements 3 Appoint Company's External Auditor for For Against Management 2020 4.1 Elect Enrique M. Aboitiz as Director For Abstain Management 4.2 Elect Mikel A. Aboitiz as Director For Abstain Management 4.3 Elect Erramon I. Aboitiz as Director For For Management 4.4 Elect Emmanuel V. Rubio as Director For For Management 4.5 Elect Jaime Jose Y. Aboitiz as Director For For Management 4.6 Elect Danel C. Aboitiz as Director For For Management 4.7 Elect Carlos C. Ejercito as Director For Abstain Management 4.8 Elect Romeo L. Bernardo as Director For Abstain Management 4.9 Elect Eric Ramon O. Recto as Director For Abstain Management 5 Approve Amendment of the Company's For Against Management Articles of Incorporation 6 Ratify Acts, Resolutions and For For Management Proceedings of the Board of Directors, Corporate Officers and Management from 2019 Up to April 27, 2020 7 Approve Other Matters For Against Management -------------------------------------------------------------------------------- ABSA GROUP LTD. Ticker: ABG Security ID: S0270C106 Meeting Date: JUN 04, 2020 Meeting Type: Annual Record Date: MAY 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Reappoint Ernst & Young Inc. as For For Management Auditors of the Company with Ernest van Rooyen as the Designated Auditor 2.1 Re-elect Mark Merson as Director For For Management 2.2 Re-elect Wendy Lucas-Bull as Director For For Management 2.3 Re-elect Colin Beggs as Director For For Management 2.4 Re-elect Daniel Hodge as Director For For Management 2.5 Re-elect Jason Quinn as Director For For Management 3.1 Elect Ihron Rensburg as Director For For Management 3.2 Elect Rose Keanly as Director For For Management 3.3 Elect Swithin Munyantwali as Director For For Management 3.4 Elect Daniel Mminele as Director For For Management 4.1 Re-elect Alex Darko as Member of the For For Management Group Audit and Compliance Committee 4.2 Re-elect Daisy Naidoo as Member of the For For Management Group Audit and Compliance Committee 4.3 Re-elect Tasneem Abdool-Samad as For For Management Member of the Group Audit and Compliance Committee 4.4 Elect Swithin Munyantwali as Member of For For Management the Group Audit and Compliance Committee 5 Place Authorised but Unissued Shares For For Management under Control of Directors 1 Approve Remuneration Policy For For Management 2 Approve Remuneration Implementation For For Management Report 3 Approve Providing Shareholders with an For For Management Initial Assessment of the Company's Exposure to Climate Change Risk 1 Approve Remuneration of Non-Executive For For Management Directors 2 Approve Increase in Authorised For For Management Ordinary Share Capital 3 Authorise Repurchase of Issued Share For For Management Capital 4 Approve Financial Assistance in Terms For For Management of Section 45 of the Companies Act -------------------------------------------------------------------------------- ABU DHABI COMMERCIAL BANK Ticker: ADCB Security ID: M0152Q104 Meeting Date: MAR 18, 2020 Meeting Type: Annual Record Date: MAR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations and Financial Statements for FY 2019 2 Approve Auditors' Report on Company For For Management Financial Statements for FY 2019 3 Approve Shariah Supervisory Board For For Management Report for FY 2019 4 Accept Financial Statements and For For Management Statutory Reports for FY 2019 5 Elect Supervisory Board Members For For Management (Bundled) 6 Approve Dividends Representing 38 For For Management Percent of the Share Capital for FY 2019 7 Approve Remuneration of Directors for For For Management FY 2019 8 Approve Discharge of Directors for FY For For Management 2019 9 Approve Discharge of Auditors for FY For For Management 2019 10 Ratify Auditors and Fix Their For For Management Remuneration for FY 2020 11 Approve Changes to Board Composition For For Management 1 Approve Qualified Employee Stock For Against Management Purchase Plan 2 Authorize Issuance of Debt Tier For For Management Capital Instruments, Notes/Bonds or Trust Certificates Up to USD 2,000,000,000 3 Authorize Renewal of Abu Dhabi For For Management Commercial Bank PJSC and ADCB Finance (Cayaman) Limited USD 15,000,000,000 Global Medium Term Note Programme (the "GMTN Programme") 4 Authorize Issuance of Non-Convertible For For Management Bonds Up To USD 15,000,000,000 5 Authorize New Debt Funding Programme For For Management Up to Maximum Amount of USD 2,500,000,000 in Addition to GMTN Programme 6 Authorize Issuance of Non-Convertible For For Management Bonds Up to USD 2,500,000,000 7 Authorize Board to Ratify and Execute For For Management Approved Resolutions Re: Bonds and Debts Instruments 8 Amend Article 17 of Bylaws For Against Management 9 Amend Articles 25 of Bylaws For For Management 10 Authorize Board to Ratify and Execute For For Management Approved Resolutions Re: Articles Amendment -------------------------------------------------------------------------------- ACCOR SA Ticker: AC Security ID: F00189120 Meeting Date: JUN 30, 2020 Meeting Type: Annual/Special Record Date: JUN 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Absence of Dividends 4 Reelect Sebastien Bazin as Director For Against Management 5 Reelect Iris Knobloch as Director For For Management 6 Elect Bruno Pavlovsky as Director For For Management 7 Approve Transaction with SASP Paris For Against Management Saint-Germain Football Re: Partnership Agreement 8 Ratify Appointment of Ernst & Young et For For Management Autres as Auditor 9 Approve Compensation of Corporate For For Management Officers 10 Approve Compensation of Sebastien Bazin For Against Management 11 Approve Remuneration Policy of For Against Management Chairman and CEO 12 Approve Remuneration Policy of For For Management Directors 13 Authorize Repurchase of Up to 10 For Against Management Percent of Issued Share Capital 14 Authorize Capital Issuances for Use in For Against Management Employee Stock Purchase Plans 15 Amend Articles 12 and 15 of Bylaws Re: For For Management Employee Representatives; Board Members Deliberation via Written Consultation 16 Authorize Board to Issue Free Warrants For Against Management with Preemptive Rights During a Public Tender Offer 17 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- ACER, INC. Ticker: 2353 Security ID: Y0003F171 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect STAN SHIH, with Shareholder No. For For Management 0000002, as Non-Independent Director 1.2 Elect JASON CHEN, with Shareholder No. For For Management 0857788, as Non-Independent Director 1.3 Elect MAVERICK SHIH, a Representative For For Management of HUNG ROUAN INVESTMENT CORP. with Shareholder No. 0005978, as Non-Independent Director 1.4 Elect CHING-HSIANG HSU (Charles Hsu) For For Management with Shareholder No. 0916903 as Independent Director 1.5 Elect JI-REN LEE with Shareholder No. For For Management 0857786 as Independent Director 1.6 Elect SAN-CHENG CHANG (Simon Chang) For For Management with Shareholder No. 0157790 as Independent Director 1.7 Elect YURI, KURE with Shareholder No. For For Management 1018823 as Independent Director 2 Approve Financial Statements and For For Management Business Report 3 Approve Profit Distribution For For Management 4 Approve Cash Distribution from Capital For For Management Surplus 5 Approve Amendments to Acer's Internal For For Management Rule: Procedures for Acquisition or Disposal of Assets 6 Approve Release of Restrictions of For For Management Competitive Activities of Newly Appointed Directors and Representatives -------------------------------------------------------------------------------- ADECCO GROUP AG Ticker: ADEN Security ID: H00392318 Meeting Date: APR 16, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1.1 Accept Financial Statements and For For Management Statutory Reports 1.2 Approve Remuneration Report For For Management 2 Approve Allocation of Income and For For Management Dividends of CHF 2.50 per Share 3 Approve Discharge of Board and Senior For For Management Management 4.1 Approve Remuneration of Directors in For For Management the Amount of CHF 5.1 Million 4.2 Approve Remuneration of Executive For For Management Committee in the Amount of CHF 35 Million 5.1.1 Reelect Jean-Christophe Deslarzes as For For Management Director 5.1.2 Reelect Ariane Gorin as Director For For Management 5.1.3 Reelect Alexander Gut as Director For For Management 5.1.4 Reelect Didier Lamouche as Director For Against Management 5.1.5 Reelect David Prince as Director For For Management 5.1.6 Reelect Kathleen Taylor as Director For For Management 5.1.7 Reelect Regula Wallimann as Director For For Management 5.1.8 Elect Jean-Christophe Deslarzes as For For Management Board Chairman 5.1.9 Elect Rachel Duan as Director For For Management 5.2.1 Reappoint Kathleen Taylor as Member of For For Management the Compensation Committee 5.2.2 Reappoint Didier Lamouche as Member of For Against Management the Compensation Committee 5.2.3 Appoint Rachel Duan as Member of the For For Management Compensation Committee 5.3 Designate Keller KLG as Independent For For Management Proxy 5.4 Ratify Ernst & Young AG as Auditors For For Management 6 Approve Reduction in Share Capital via For For Management Cancellation of 220,000 Treasury Shares 7 Transact Other Business (Voting) For Against Management -------------------------------------------------------------------------------- ADVANTECH CO., LTD. Ticker: 2395 Security ID: Y0017P108 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association 4 Approve Issuance of New Shares by For For Management Capitalization of Profit 5 Approve Company Plans to Issue For Against Management Employee Stock Warrants with Price Lower than Fair Market Value 6 Amend Procedures for Lending Funds to For For Management Other Parties 7 Amend Procedures for Endorsement and For For Management Guarantees 8.1 Elect K.C. Liu, with Shareholder No. For For Management 1, as Non-Independent Director 8.2 Elect Wesley Liu, a Representative of For For Management K and M Investment Co., Ltd. with Shareholder No. 39, as Non-Independent Director 8.3 Elect Chaney Ho, a Representative of For For Management Advantech Foundation with Shareholder No. 163, as Non-Independent Director 8.4 Elect Donald Chang, a Representative For For Management of AIDC Investment Corp. with Shareholder No. 40, as Non-Independent Director 8.5 Elect Jeff Chen with ID No. For For Management B100630XXX, as Independent Director 8.6 Elect Benson Liu with ID No. For For Management P100215XXX, as Independent Director 8.7 Elect Chan Jane Lin with ID No. For For Management R203128XXX, as Independent Director 9 Approve Release of Restrictions of For For Management Competitive Activities of Newly Appointed Directors and Representatives -------------------------------------------------------------------------------- AEGON NV Ticker: AGN Security ID: N00927298 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Presentation on the Course of Business None None Management in 2019 3.1 Receive Report of Management Board None None Management (Non-Voting) 3.2 Discuss Financial Statements and None None Management Receive Auditors' Reports (Non-Voting) 3.3 Approve Remuneration Report For For Management 3.4 Adopt Financial Statements and For For Management Statutory Reports 3.5 Discuss Dividends of EUR 0.16 per None None Management Common Share and EUR 0.004 per Common Share B 4.1 Approve Discharge of Management Board For For Management 4.2 Approve Discharge of Supervisory Board For For Management 5.1 Approve Remuneration Policy for For For Management Management Board 5.2 Approve Remuneration Policy for For For Management Supervisory Board 6.1 Elect Thomas Wellauer to Supervisory For For Management Board 6.2 Elect Caroline Ramsay to Supervisory For For Management Board 7.1 Elect Lard Friese to Management Board For For Management 8.1 Approve Cancellation of Repurchased For For Management Shares 8.2 Grant Board Authority to Issue Shares For For Management Up To 10 Percent of Issued Capital and Exclude Pre-emptive Rights 8.3 Grant Board Authority to Issue Shares For For Management Up To 25 Percent of Issued Capital in Connection with a Rights Issue 8.4 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 9 Other Business (Non-Voting) None None Management 10 Close Meeting None None Management -------------------------------------------------------------------------------- AEON CO., LTD. Ticker: 8267 Security ID: J00288100 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: FEB 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Okada, Motoya For Against Management 1.2 Elect Director Yoshida, Akio For For Management 1.3 Elect Director Yamashita, Akinori For For Management 1.4 Elect Director Tsukamoto, Takashi For Against Management 1.5 Elect Director Ono, Kotaro For For Management 1.6 Elect Director Peter Child For For Management 1.7 Elect Director Carrie Yu For For Management -------------------------------------------------------------------------------- AEON FINANCIAL SERVICE CO., LTD. Ticker: 8570 Security ID: J0021H107 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: FEB 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Suzuki, Masaki For For Management 1.2 Elect Director Fujita, Kenji For For Management 1.3 Elect Director Wakabayashi, Hideki For For Management 1.4 Elect Director Mangetsu, Masaaki For For Management 1.5 Elect Director Mitsufuji, Tomoyuki For For Management 1.6 Elect Director Suzuki, Kazuyoshi For For Management 1.7 Elect Director Ishizuka, Kazuo For For Management 1.8 Elect Director Watanabe, Hiroyuki For For Management 1.9 Elect Director Nakajima, Yoshimi For For Management 1.10 Elect Director Yamazawa, Kotaro For For Management 1.11 Elect Director Sakuma, Tatsuya For For Management 1.12 Elect Director Nagasaka, Takashi For For Management 2.1 Appoint Statutory Auditor Otani, Go For For Management 2.2 Appoint Statutory Auditor Miyazaki, For For Management Takeshi -------------------------------------------------------------------------------- AGC, INC. (JAPAN) Ticker: 5201 Security ID: J0025W100 Meeting Date: MAR 27, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 60 2.1 Elect Director Ishimura, Kazuhiko For For Management 2.2 Elect Director Shimamura, Takuya For For Management 2.3 Elect Director Hirai, Yoshinori For For Management 2.4 Elect Director Miyaji, Shinji For For Management 2.5 Elect Director Hasegawa, Yasuchika For For Management 2.6 Elect Director Yanagi, Hiroyuki For For Management 2.7 Elect Director Honda, Keiko For For Management -------------------------------------------------------------------------------- AGNICO EAGLE MINES LIMITED Ticker: AEM Security ID: 008474108 Meeting Date: MAY 01, 2020 Meeting Type: Annual/Special Record Date: MAR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Leanne M. Baker For For Management 1.2 Elect Director Sean Boyd For For Management 1.3 Elect Director Martine A. Celej For For Management 1.4 Elect Director Robert J. Gemmell For For Management 1.5 Elect Director Mel Leiderman For For Management 1.6 Elect Director Deborah McCombe For For Management 1.7 Elect Director James D. Nasso For For Management 1.8 Elect Director Sean Riley For For Management 1.9 Elect Director J. Merfyn Roberts For For Management 1.10 Elect Director Jamie C. Sokalsky For For Management 2 Approve Ernst & Young LLP as Auditors For For Management and Authorize Board to Fix Their Remuneration 3 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- AIR CHINA LIMITED Ticker: 753 Security ID: Y002A6104 Meeting Date: DEC 19, 2019 Meeting Type: Special Record Date: NOV 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve the Framework Agreement For For Management between the Company and Air China Cargo Co., Ltd., Annual Caps and Related Transactions 2 Approve the Framework Agreement For For Management between the Company and China National Aviation Corporation (Group) Limited, Annual Caps and Related Transactions 3 Elect Patrick Healy as Director For For Shareholder 4 Elect Zhao Xiaohang as Supervisor For For Shareholder -------------------------------------------------------------------------------- AIR CHINA LIMITED Ticker: 753 Security ID: Y002A6104 Meeting Date: MAY 26, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Work Report of the Board For For Management of Directors 2 Approve 2019 Work Report of the For For Management Supervisory Committee 3 Elect Feng Gang as Director For For Management 4 Approve 2019 Audited Consolidated For For Management Financial Statements 5 Approve 2019 Profit Distribution For For Management Proposal 6 Approve Deloitte Touche Tohmatsu as For For Management the International Auditor and Deloitte Touche Tohmatsu Certified Public Accountants LLP as the Domestic Auditor and Internal Control Auditor and Authorize Board to Fix Their Remuneration 7 Approve Grant of General Mandate to For Against Management the Board to Issue Debt Financing Instruments 8 Elect Duan Hongyi as Director and For For Shareholder Authorize Board to Fix His Remuneration -------------------------------------------------------------------------------- AIR LIQUIDE SA Ticker: AI Security ID: F01764103 Meeting Date: MAY 05, 2020 Meeting Type: Annual/Special Record Date: APR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 2.70 per Share and an Extra of EUR 0.27 per Share to Long Term Registered Shares 4 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 5 Reelect Brian Gilvary as Director For For Management 6 Elect Anette Bronder as Director For For Management 7 Elect Kim Ann Mink as Director For For Management 8 Approve Auditors' Special Report on For For Management Related-Party Transactions Mentioning the Absence of New Transactions 9 Approve Compensation of Benoit Potier For Against Management 10 Approve Compensation Report for For For Management Corporate Officers 11 Approve Remuneration Policy of For Against Management Corporate Officers 12 Approve Remuneration of Directors in For For Management the Aggregate Amount of EUR 1.3 Million 13 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 14 Authorize Capitalization of Reserves For For Management of Up to EUR 300 Million for Bonus Issue or Increase in Par Value 15 Authorize Capital Issuances for Use in For Against Management Employee Stock Purchase Plans 16 Authorize Capital Issuances for Use in For Against Management Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries 17 Amend Article 11 of Bylaws Re: For For Management Employee Representative 18 Amend Article 15 of Bylaws Re: Board For For Management Powers 19 Amend Article 16 of Bylaws Re: Board For For Management Members Remuneration 20 Amend Article 9 of Bylaws Re: For For Management Shareholding Disclosure Thresholds 21 Amend Articles 15 and 19 of Bylaws Re: For For Management Delegate Power to Board Members 22 Amend Article 4 of Bylaws Re: Company For For Management Duration 23 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- AJINOMOTO CO., INC. Ticker: 2802 Security ID: J00882126 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 16 2 Amend Articles to Remove Some For For Management Provisions on Advisory Positions 3.1 Appoint Statutory Auditor Togashi, For For Management Yoichiro 3.2 Appoint Statutory Auditor Tanaka, For For Management Shizuo 3.3 Appoint Statutory Auditor Toki, Atsushi For For Management 3.4 Appoint Statutory Auditor Indo, Mami For For Management 4 Approve Trust-Type Equity Compensation For For Management Plan 5 Appoint KPMG AZSA LLC as New External For For Management Audit Firm -------------------------------------------------------------------------------- AKER BP ASA Ticker: AKERBP Security ID: R0139K100 Meeting Date: APR 16, 2020 Meeting Type: Annual Record Date: APR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting; Registration of None None Management Attending Shareholders and Proxies 2 Elect Chairman of Meeting; Designate For Did Not Vote Management Inspector(s) of Minutes of Meeting 3 Approve Notice of Meeting and Agenda For Did Not Vote Management 4 Accept Financial Statements and For Did Not Vote Management Statutory Reports 5 Approve Remuneration Policy And Other For Did Not Vote Management Terms of Employment For Executive Management 6 Approve Remuneration of Auditors for For Did Not Vote Management 2019 7 Approve Remuneration of Directors For Did Not Vote Management 8 Approve Remuneration of Nomination For Did Not Vote Management Committee 9 Elect Directors For Did Not Vote Management 10 Elect Chair of Nominating Committee For Did Not Vote Management 11 Approve Creation of NOK 18 Million For Did Not Vote Management Pool of Capital without Preemptive Rights 12 Authorize Share Repurchase Program and For Did Not Vote Management Reissuance of Repurchased Shares 13 Authorize Board to Distribute Dvidends For Did Not Vote Management -------------------------------------------------------------------------------- AKZO NOBEL NV Ticker: AKZA Security ID: N01803308 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: MAR 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2.a Receive Report of Management Board None None Management (Non-Voting) 3.a Adopt Financial Statements For For Management 3.b Discuss on the Company's Dividend None None Management Policy 3.c Approve Dividends of EUR 1.90 Per Share For For Management 3.d Approve Remuneration Report For For Management 4.a Approve Discharge of Management Board For For Management 4.b Approve Discharge of Supervisory Board For For Management 5 Reelect P. Kirby to Supervisory Board For For Management 6.a Amend Remuneration Policy for For For Management Management Board 6.b Amend Remuneration Policy for For For Management Supervisory Board 7 Amend Articles Re: Implementation of For For Management the Act on the Conversion of Bearer Shares and the Dutch Provisions Implementing the Shareholder Rights Directive II 8.a Grant Board Authority to Issue Shares For For Management Up to 10 Percent of Issued Capital 8.b Authorize Board to Exclude Preemptive For For Management Rights from Share Issuances 9 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 10 Authorize Cancellation of Repurchased For For Management Shares 11 Close Meeting None None Management -------------------------------------------------------------------------------- ALCON INC. Ticker: ALC Security ID: H01301128 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Discharge of Board and Senior For For Management Management 3 Approve Allocation of Income and For For Management Omission of Dividends 4.1 Approve Remuneration Report For For Management (Non-Binding) 4.2 Approve Remuneration of Directors in For For Management the Amount of CHF 3.3 Million 4.3 Approve Remuneration of Executive For For Management Committee in the Amount of CHF 35.3 Million 5.1 Reelect Michael Ball as Director For Against Management 5.2 Reelect Lynn Bleil as Director For For Management 5.3 Reelect Arthur Cummings as Director For For Management 5.4 Reelect David Endicott as Director For For Management 5.5 Reelect Thomas Glanzmann as Director For For Management 5.6 Reelect Keith Grossmann as Director For For Management 5.7 Reelect Scott Maw as Director For For Management 5.8 Reelect Karen May as Director For For Management 5.9 Reelect Ines Poeschel as Director For For Management 5.10 Reelect Dieter Spaelti as Director For For Management 6.1 Reappoint Thomas Glanzmann as Member For For Management of the Compensation Committee 6.2 Reappoint Keith Grossmann as Member of For For Management the Compensation Committee 6.3 Reappoint Karen May as Member of the For For Management Compensation Committee 6.4 Reappoint Ines Poeschel as Member of For For Management the Compensation Committee 7 Designate Hartmann Dreyer For For Management Attorneys-at-Law as Independent Proxy 8 Ratify PricewaterhouseCoopers SA as For For Management Auditors 9 Transact Other Business (Voting) For Against Management -------------------------------------------------------------------------------- ALGONQUIN POWER & UTILITIES CORP. Ticker: AQN Security ID: 015857105 Meeting Date: JUN 04, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Ratify Ernst & Young LLP as Auditors For For Management 2.1 Elect Director Christopher J. Ball For For Management 2.2 Elect Director Melissa Stapleton Barnes For For Management 2.3 Elect Director Christopher Huskilson For For Management 2.4 Elect Director Christopher Jarratt For For Management 2.5 Elect Director D. Randy Laney For For Management 2.6 Elect Director Kenneth Moore For For Management 2.7 Elect Director Ian Robertson For For Management 2.8 Elect Director Masheed Saidi For For Management 2.9 Elect Director Dilek Samil For For Management 2.10 Elect Director George Steeves For For Management 3 Amend Employee Share Purchase Plan For For Management 4 Amend Articles Re: Meetings of For For Management Shareholders to be Held Virtually 5 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- ALIBABA GROUP HOLDING LIMITED Ticker: BABA Security ID: 01609W102 Meeting Date: JUL 15, 2019 Meeting Type: Annual Record Date: JUN 07, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Share Subdivision For For Management 2.1 Elect Daniel Yong Zhang as Director For For Management 2.2 Elect Chee Hwa Tung as Director For For Management 2.3 Elect Jerry Yang as Director For For Management 2.4 Elect Wan Ling Martello as Director For For Management 3 Ratify PricewaterhouseCoopers as For For Management Auditors -------------------------------------------------------------------------------- ALIBABA HEALTH INFORMATION TECHNOLOGY LIMITED Ticker: 241 Security ID: G0171K101 Meeting Date: JUL 10, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Ali JK Subscription Agreement For For Management and Related Transactions 2 Approve Antfin Subscription Agreement For For Management and Related Transactions 3 Approve Grant of Specific Mandate to For For Management Issue Shares in Accordance With the Terms of the Subscription Agreements 4 Approve Ali JK Subscription Agreement, For For Management Antfin Subscription Agreement and Related Transactions -------------------------------------------------------------------------------- ALIBABA HEALTH INFORMATION TECHNOLOGY LIMITED Ticker: 241 Security ID: G0171K101 Meeting Date: APR 09, 2020 Meeting Type: Special Record Date: MAR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2021 Logistics Services For For Management Framework Agreement, Proposed Annual Cap and Related Transactions 2 Approve 2021 Platform Services For For Management Framework Agreement, Proposed Annual Cap and Related Transactions 3 Approve 2021 Advertising Services For For Management Framework Agreement, Proposed Annual Cap and Related Transactions 4 Authorize the Board to Deal with All For For Management Related Matters -------------------------------------------------------------------------------- ALIBABA HEALTH INFORMATION TECHNOLOGY LIMITED Ticker: 241 Security ID: G0171K101 Meeting Date: APR 09, 2020 Meeting Type: Special Record Date: MAR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Approve Share Purchase Agreement and For For Management Related Transactions 1b Authorize Board to Deal with All For For Management Matters in Relation to the Share Purchase Agreement 2a Approve Grant of Specific Mandate to For For Management Issue Consideration Shares to Ali JK Nutritional Products Holding Limited in Accordance With the Terms of the Share Purchase Agreement 2b Authorize Board to Deal with All For For Management Matters in Relation to the Grant of Specific Mandate to Issue Consideration Shares 3a Approve the Framework Technical For For Management Services Agreement, Non-Exempt Continuing Connected Transactions, Proposed Annual Caps and Related Transactions 3b Authorize Board to Deal with All For For Management Matters in Relation to the Framework Technical Services Agreement, Non-Exempt Continuing Connected Transactions and Proposed Annual Caps -------------------------------------------------------------------------------- ALIBABA HEALTH INFORMATION TECHNOLOGY LTD. Ticker: 241 Security ID: G0171K101 Meeting Date: JUL 10, 2019 Meeting Type: Annual Record Date: JUL 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a1 Elect Wang Lei as Director For For Management 2a2 Elect Xu Hong as Director For For Management 2a3 Elect Luo Tong as Director For For Management 2a4 Elect Wong King On, Samuel as Director For For Management 2a5 Elect Huang Yi Fei, (Vanessa) as For For Management Director 2b Authorize Board to Fix Remuneration of For For Management Directors 3 Approve Ernst & Young as Auditors and For For Management Authorize Board to Fix Their Remuneration 4 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 5 Authorize Repurchase of Issued Share For For Management Capital 6 Authorize Reissuance of Repurchased For Against Management Shares 7 Approve Specific Mandate to Grant For Against Management Awards of Options and/or Restricted Share Units Under the Share Award Scheme -------------------------------------------------------------------------------- ALIBABA PICTURES GROUP LIMITED Ticker: 1060 Security ID: G0171W105 Meeting Date: SEP 19, 2019 Meeting Type: Annual Record Date: SEP 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2.1a Elect Fan Luyuan as Director For For Management 2.1b Elect Meng Jun as Director For For Management 2.1c Elect Zhang Yu as Director For For Management 2.1d Elect Chang Yang as Director For For Management 2.1e Elect Tong Xiaomeng as Director For For Management 2.1f Elect Johnny Chen as Director For For Management 2.2 Authorize Board to Fix Remuneration of For For Management Directors 3 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 4 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 5 Authorize Repurchase of Issued Share For For Management Capital 6 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- ALIBABA PICTURES GROUP LIMITED Ticker: 1060 Security ID: G0171W105 Meeting Date: SEP 19, 2019 Meeting Type: Special Record Date: SEP 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Framework Agreement, Annual For For Management Caps and Related Transactions -------------------------------------------------------------------------------- ALIMENTATION COUCHE-TARD INC. Ticker: ATD.B Security ID: 01626P403 Meeting Date: SEP 18, 2019 Meeting Type: Annual Record Date: JUL 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 2.1 Elect Director Alain Bouchard For For Management 2.2 Elect Director Melanie Kau For For Management 2.3 Elect Director Jean Bernier For Withhold Management 2.4 Elect Director Nathalie Bourque For For Management 2.5 Elect Director Eric Boyko For For Management 2.6 Elect Director Jacques D'Amours For For Management 2.7 Elect Director Richard Fortin For For Management 2.8 Elect Director Brian Hannasch For For Management 2.9 Elect Director Marie Josee Lamothe For For Management 2.10 Elect Director Monique F. Leroux For For Management 2.11 Elect Director Real Plourde For For Management 2.12 Elect Director Daniel Rabinowicz For For Management 2.13 Elect Director Louis Tetu For For Management 3 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- ALLIANZ SE Ticker: ALV Security ID: D03080112 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 9.60 per Share 3 Approve Discharge of Management Board For For Management for Fiscal 2019 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2019 5 Approve Affiliation Agreement with For For Management Allianz Africa Holding GmbH -------------------------------------------------------------------------------- ALMARAI CO. LTD. Ticker: 2280 Security ID: M0855N101 Meeting Date: APR 05, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Auditors' Report on Company For For Management Financial Statements for FY 2019 2 Accept Consolidated Financial For For Management Statements and Statutory Reports for FY 2019 3 Approve Board Report on Company For For Management Operations for FY 2019 4 Approve Dividends of SAR 0.85 per For For Management Share for FY 2019 5 Approve Discharge of Directors for FY For For Management 2019 6 Approve Remuneration of Directors of For For Management SAR 200,000 per Director for FY 2019 7 Approve Related Party Transactions Re: For For Management Al Nafoura Catering 8 Approve Related Party Transactions Re: For For Management Arabian Shield Insurance Co 9 Approve Related Party Transactions Re: For For Management Arabian Shield Insurance Co 10 Approve Related Party Transactions Re: For For Management Mobile Telecommunication Company Saudi Arabia (Zain) 11 Approve Related Party Transactions Re: For For Management Abdulaziz bin Ibrahim Al Muhanna 12 Approve Related Party Transactions Re: For For Management Al Jazirah Press, Printing and Publishing 13 Approve Related Party Transactions Re: For For Management Arab Company for Agricultural Services (Arasco) 14 Approve Related Party Transactions Re: For For Management Panda Retail Co 15 Approve Related Party Transactions Re: For For Management United Sugar Co 16 Approve Related Party Transactions Re: For For Management Herfy Food Services Co 17 Approve Related Party Transactions Re: For For Management Ahli Commercial Bank 18 Approve Related Party Transactions Re: For For Management Ahli Commercial Bank 19 Approve Related Party Transactions Re: For For Management Saudi British Bank 20 Approve Related Party Transactions Re: For For Management Saudi British Bank 21 Approve Related Party Transactions Re: For For Management Saudi French Bank 22 Approve Related Party Transactions Re: For For Management Saudi French Bank 23 Approve Related Party Transactions Re: For For Management Samba Financial Group 24 Elect Saad Al Fadhli as Member of For For Management Audit Committee 25 Allow Abdulrahman Al Muhanna to Be For For Management Involved with Other Companies 26 Allow Anees Mouamanah to Be Involved For For Management with Other Companies 27 Allow Anees Mouamanah to Be Involved For For Management with Other Companies 28 Authorize Share Repurchase Program Up For Against Management to 10 Million Shares to be Allocated to Employee Share Scheme 29 Approve Competitive Business Standards For For Management Pursuant to Corporate Governance Charter 30 Elect Saoud Al Kabeer as Director For For Management -------------------------------------------------------------------------------- ALPHA BANK SA Ticker: ALPHA Security ID: X0085P155 Meeting Date: NOV 20, 2019 Meeting Type: Special Record Date: NOV 14, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Company Articles For For Management 2 Approve Remuneration Policy For For Management 3 Approve Severance Agreements with For For Management Executives -------------------------------------------------------------------------------- ALSEA SAB DE CV Ticker: ALSEA Security ID: P0212A104 Meeting Date: APR 16, 2020 Meeting Type: Annual Record Date: APR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements, For For Management Statutory Reports and Allocation of Income 2 Approve Annual Report on Operations For For Management Carried by Key Board Committees 3 Elect or Ratify Directors, Key For For Management Management and Members of Board Committees 4 Approve Remuneration of Directors, Key For For Management Management and Members of Board Committees 5 Set Maximum Amount of Share Repurchase For For Management Reserve; Present Report on Share Repurchase 6 Authorize Company to Carry out For For Management Necessary Actions Due to Effects of Sanitary Emergency (COVID-19), Including Amendments to Terms of Commercial and Financial Operations 7 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- ALTAGAS LTD. Ticker: ALA Security ID: 021361100 Meeting Date: MAY 01, 2020 Meeting Type: Annual Record Date: MAR 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Ernst & Young LLP as Auditors For For Management and Authorize Board to Fix Their Remuneration 2.1 Elect Director Victoria A. Calvert For For Management 2.2 Elect Director David W. Cornhill For For Management 2.3 Elect Director Randall L. Crawford For For Management 2.4 Elect Director Allan L. Edgeworth For For Management 2.5 Elect Director Robert B. Hodgins For For Management 2.6 Elect Director Cynthia Johnston For For Management 2.7 Elect Director Pentti O. Karkkainen For For Management 2.8 Elect Director Phillip R. Knoll For For Management 2.9 Elect Director Terry D. McCallister For For Management 2.10 Elect Director Linda G. Sullivan For For Management 2.11 Elect Director Nancy G. Tower For For Management 3 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- AMMB HOLDINGS BERHAD Ticker: 1015 Security ID: Y0122P100 Meeting Date: JUL 31, 2019 Meeting Type: Annual Record Date: JUL 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Directors' Fees For For Management 2 Approve Directors' Benefits (Excluding For For Management Directors' Fees) 3 Elect Graham Kennedy Hodges as Director For For Management 4 Elect Azman Hashim as Director For For Management 5 Approve Ernst & Young as Auditors and For For Management Authorize Board to Fix Their Remuneration 6 Approve Issuance of New Ordinary For For Management Shares Under the Dividend Reinvestment Plan 7 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 8 Approve Renewal of Shareholders' For For Management Mandate for Recurrent Related Party Transactions with Australia and New Zealand Banking Group Limited Group 9 Approve Renewal of Shareholders' For For Management Mandate for Recurrent Related Party Transactions with Amcorp Group Berhad Group -------------------------------------------------------------------------------- AMMB HOLDINGS BERHAD Ticker: 1015 Security ID: Y0122P100 Meeting Date: JUL 31, 2019 Meeting Type: Special Record Date: JUL 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Share Repurchase Program For For Management -------------------------------------------------------------------------------- AMOREPACIFIC CORP. Ticker: 090430 Security ID: Y01258105 Meeting Date: MAR 20, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Elect Cha Sang-gyun as Outside Director For For Management 3 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- AMOREPACIFIC GROUP, INC. Ticker: 002790 Security ID: Y0126C105 Meeting Date: MAR 20, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Kim Eon-su as Outside Director For For Management 2.2 Elect Kim Young-seon as Outside For For Management Director 2.3 Elect Lee Gyeong-mi as Outside Director For For Management 3.1 Elect Kim Eon-su as a Member of Audit For For Management Committee 3.2 Elect Kim Young-seon as a Member of For For Management Audit Committee 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- AMP LTD. Ticker: AMP Security ID: Q0344G101 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: MAY 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 2a Elect Trevor Matthews as Director For For Management 2b Elect Debra Hazelton as Director For For Management 2c Elect Rahoul Chowdry as Director For For Management 2d Elect Michael Sammells as Director For For Management 3 Approve Remuneration Report For Against Management 4 Approve Cancellation of CEO 2018 For For Management Recovery Incentive Granted to Francesco De Ferrari 5 Ratify Past Issuance of Shares to For For Management Existing and New Institutional Investors 6 Approve Conversion of AMP Capital For For Management Notes 2 into Fully Paid Ordinary Shares -------------------------------------------------------------------------------- ANA HOLDINGS INC. Ticker: 9202 Security ID: J0156Q112 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ito, Shinichiro For For Management 1.2 Elect Director Katanozaka, Shinya For For Management 1.3 Elect Director Ito, Yutaka For For Management 1.4 Elect Director Takada, Naoto For For Management 1.5 Elect Director Fukuzawa, Ichiro For For Management 1.6 Elect Director Shibata, Koji For For Management 1.7 Elect Director Hirako, Yuji For For Management 1.8 Elect Director Yamamoto, Ado For For Management 1.9 Elect Director Kobayashi, Izumi For For Management 1.10 Elect Director Katsu, Eijiro For For Management 2.1 Appoint Statutory Auditor Nagamine, For For Management Toyoyuki 2.2 Appoint Statutory Auditor Matsuo, For For Management Shingo -------------------------------------------------------------------------------- ANGLO AMERICAN PLATINUM LTD. Ticker: AMS Security ID: S9122P108 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: JUN 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Re-elect Mark Cutifani as Director For Against Management 1.2 Re-elect John Vice as Director For For Management 1.3 Re-elect Peter Mageza as Director For For Management 2 Elect Natascha Viljoen as Director For For Management 3.1 Re-elect Peter Mageza as Member of the For For Management Audit and Risk Committee 3.2 Re-elect John Vice as Member of the For For Management Audit and Risk Committee 3.3 Re-elect Daisy Naidoo as Member of the For For Management Audit and Risk Committee 4 Appoint PricewaterhouseCoopers LLP as For For Management Auditors of the Company with JFM Kotze as the Individual Designated Auditor 5 Amend Long Term Incentive Plan 2003 For For Management 6 Place Authorised but Unissued Shares For For Management under Control of Directors 7 Authorise Ratification of Approved For For Management Resolutions 8.1 Approve Remuneration Policy For For Management 8.2 Approve Remuneration Implementation For For Management Report 1 Approve Non-executive Directors' Fees For For Management 2 Approve Financial Assistance in Terms For For Management of Sections 44 and 45 of the Companies Act 3 Authorise Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- APA GROUP Ticker: APA Security ID: Q0437B100 Meeting Date: OCT 24, 2019 Meeting Type: Annual Record Date: OCT 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Remuneration Report For For Management 2 Elect Steven Crane as Director For For Management 3 Elect Michael Fraser as Director For For Management 4 Elect James Fazzino as Director For For Management 5 Approve Grant of Performance Rights to For For Management Robert Wheals -------------------------------------------------------------------------------- ARCA CONTINENTAL SAB DE CV Ticker: AC Security ID: P0448R103 Meeting Date: APR 02, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve CEO's Report on Operations and For For Management Results of Company Accompanied by Auditor's Report and Board's Opinion 1.2 Approve Report on Operations and For For Management Activities Undertaken by Board and Accounting Policies and Criteria and Information Followed in Preparation of Financial Information 1.3 Approve Report of Audit and Corporate For For Management Practices Committee; Receive Report on Adherence to Fiscal Obligations 2 Approve Allocation of Income and Cash For For Management Dividends of MXN 2.42 Per Share 3 Set Maximum Amount of Share Repurchase For For Management Reserve 4 Elect Directors, Verify their For Against Management Independence Classification, Approve their Remuneration and Elect Secretaries 5 Approve Remuneration of Board For Against Management Committee Members; Elect Chairman of Audit and Corporate Practices Committee 6 Appoint Legal Representatives For For Management 7 Approve Minutes of Meeting For For Management -------------------------------------------------------------------------------- ASAHI KASEI CORP. Ticker: 3407 Security ID: J0242P110 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kobori, Hideki For For Management 1.2 Elect Director Takayama, Shigeki For For Management 1.3 Elect Director Shibata, Yutaka For For Management 1.4 Elect Director Yoshida, Hiroshi For For Management 1.5 Elect Director Sakamoto, Shuichi For For Management 1.6 Elect Director Kawabata, Fumitoshi For For Management 1.7 Elect Director Shiraishi, Masumi For For Management 1.8 Elect Director Tatsuoka, Tsuneyoshi For For Management 1.9 Elect Director Okamoto, Tsuyoshi For For Management -------------------------------------------------------------------------------- ASCENDAS REAL ESTATE INVESTMENT TRUST Ticker: A17U Security ID: Y0205X103 Meeting Date: JUL 09, 2019 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Report of the Trustee, Statement For For Management by the Manager, Audited Financial Statements and Auditors' Report 2 Approve Ernst & Young LLP as Auditors For For Management and Authorize Manager to Fix Their Remuneration 3 Approve Issuance of Equity or For For Management Equity-Linked Securities with or without Preemptive Rights 4 Authorize Unit Repurchase Program For For Management -------------------------------------------------------------------------------- ASCENDAS REAL ESTATE INVESTMENT TRUST Ticker: A17U Security ID: Y0205X103 Meeting Date: NOV 27, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acquisitions of a Portfolio of For For Management United States Properties and Two Singapore Properties as Interested Person Transactions -------------------------------------------------------------------------------- ASCENDAS REAL ESTATE INVESTMENT TRUST Ticker: A17U Security ID: Y0205X103 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Report of the Trustee, Statement For For Management by the Manager, Audited Financial Statements and Auditors' Report 2 Approve Ernst & Young LLP as Auditors For For Management and Authorize Manager to Fix Their Remuneration 3 Approve Issuance of Equity or For For Management Equity-Linked Securities with or without Preemptive Rights 4 Authorize Unit Repurchase Program For For Management -------------------------------------------------------------------------------- ASE TECHNOLOGY HOLDING CO., LTD. Ticker: 3711 Security ID: Y0249T100 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve Domestic Cash Increase by For For Management Issuance of Common Shares 4 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- ASELSAN ELEKTRONIK SANAYI VE TICARET AS Ticker: ASELS Security ID: M1501H100 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting and Elect Presiding For For Management Council of Meeting 2 Accept Board Report For For Management 3 Accept Audit Report For For Management 4 Accept Financial Statements For For Management 5 Approve Discharge of Board For For Management 6 Approve Allocation of Income For For Management 7 Elect Directors For Against Management 8 Approve Director Remuneration For Against Management 9 Ratify External Auditors For Against Management 10 Receive Information on Guarantees, None None Management Pledges and Mortgages Provided to Third Parties 11 Receive Information on Related Party None None Management Transactions 12 Approve Upper Limit of Donations for For Against Management 2020 13 Approve Upper Limit of Sponsorships to For Against Management Be Made in 2020 14 Grant Permission for Board Members to For For Management Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose 15 Wishes None None Management -------------------------------------------------------------------------------- ASM PACIFIC TECHNOLOGY LIMITED Ticker: 522 Security ID: G0535Q133 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAY 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Approve Deloitte Touche Tohmatsu as For For Management Auditors and Authorize Board to Fix Their Remuneration 4 Authorize Repurchase of Issued Share For For Management Capital 5 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 6 Authorize Reissuance of Repurchased For For Management Shares 7 Elect Robin Gerard Ng Cher Tat as For For Management Director 8 Elect Guenter Walter Lauber as Director For For Management 9 Authorize Board to Fix Remuneration of For For Management Directors -------------------------------------------------------------------------------- ASML HOLDING NV Ticker: ASML Security ID: N07059202 Meeting Date: APR 22, 2020 Meeting Type: Annual Record Date: MAR 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Discuss the Company's Business, None None Management Financial Situation and Sustainability 3.a Approve Remuneration Report For For Management 3.b Adopt Financial Statements and For For Management Statutory Reports 3.c Receive Clarification on Company's None None Management Reserves and Dividend Policy 3.d Approve Dividends of EUR 2.40 Per Share For For Management 4.a Approve Discharge of Management Board For For Management 4.b Approve Discharge of Supervisory Board For For Management 5 Approve Number of Shares for For For Management Management Board 6 Approve Certain Adjustments to the For For Management Remuneration Policy for Management Board 7 Approve Remuneration Policy for For For Management Supervisory Board 8.a Announce Vacancies on the Supervisory None None Management Board 8.b Opportunity to Make Recommendations None None Management 8.c Announce Intention to Reappoint A.P. None None Management Aris and Appoint D.W.A. East and D.M. Durcan to Supervisory Board 8.d Reelect A.P. (Annet) Aris to For For Management Supervisory Board 8.e Elect D.M. (Mark) Durcan to For For Management Supervisory Board 8.f Elect D.W.A. (Warren) East to For For Management Supervisory Board 8.g Receive Information on the Composition None None Management of the Supervisory Board 9 Ratify KPMG as Auditors For For Management 10.a Grant Board Authority to Issue Shares For For Management Up to 5 Percent of Issued Capital for General Purposes 10.b Authorize Board to Exclude Preemptive For For Management Rights from Share Issuances under Item 10.a 10.c Grant Board Authority to Issue or For For Management Grant Rights to Subscribe for Ordinary Shares Up to 5 Percent in Case of Merger or Acquisition 10.d Authorize Board to Exclude Preemptive For For Management Rights from Share Issuances under Item 10.c 11.a Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 11.b Authorize Additional Repurchase of Up For For Management to 10 Percent of Issued Share Capital 12 Authorize Cancellation of Repurchased For For Management Shares 13 Other Business (Non-Voting) None None Management 14 Close Meeting None None Management -------------------------------------------------------------------------------- ASPEN PHARMACARE HOLDINGS LTD. Ticker: APN Security ID: S0754A105 Meeting Date: DEC 05, 2019 Meeting Type: Annual Record Date: NOV 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for the Year Ended 30 June 2019 2 Receive and Note the Social & Ethics For For Management Committee Report 3.1 Re-elect Kuseni Dlamini as Director For For Management 3.2 Elect Ben Kruger as Director For For Management 3.3 Elect Themba Mkhwanazi as Director For For Management 3.4 Re-elect Babalwa Ngonyama as Director For For Management 3.5 Re-elect David Redfern as Director For For Management 3.6 Re-elect Sindi Zilwa as Director For For Management 4 Reappoint PricewaterhouseCoopers Inc For For Management as Auditors of the Company and Appoint Anastacia Tshesane as the Individual Registered Auditor 5.1 Re-elect Linda de Beer as Member of For For Management the Audit & Risk Committee 5.2 Elect Ben Kruger as Member of the For For Management Audit & Risk Committee 5.3 Re-elect Babalwa Ngonyama as Member of For For Management the Audit & Risk Committee 5.4 Re-elect Sindi Zilwa as Member of the For For Management Audit & Risk Committee 6 Place Authorised but Unissued Shares For For Management under Control of Directors 7 Authorise Board to Issue Shares for For For Management Cash 8 Authorise Ratification of Approved For For Management Resolutions 1 Approve Remuneration Policy For For Management 2 Approve Remuneration Implementation For For Management Report 1.1a Approve Fees of the Board Chairman For For Management 1.1b Approve Fees of the Board Members For For Management 1.2a Approve Fees of the Audit & Risk For For Management Committee Chairman 1.2b Approve Fees of the Audit & Risk For For Management Committee Members 1.3a Approve Fees of the Remuneration & For For Management Nomination Committee Chairman 1.3b Approve Fees of the Remuneration & For For Management Nomination Committee Members 1.4a Approve Fees of the Social & Ethics For For Management Committee Chairman 1.4b Approve Fees of the Social & Ethics For For Management Committee Members 2 Approve Financial Assistance in Terms For For Management of Section 45 of the Companies Act 3 Authorise Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- ASSA ABLOY AB Ticker: ASSA.B Security ID: W0817X204 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: APR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Chairman of Meeting For Did Not Vote Management 3 Prepare and Approve List of For Did Not Vote Management Shareholders 4 Approve Agenda of Meeting For Did Not Vote Management 5 Designate Inspector(s) of Minutes of For Did Not Vote Management Meeting 6 Acknowledge Proper Convening of Meeting For Did Not Vote Management 7 Receive President's Report None None Management 8.a Receive Financial Statements and None None Management Statutory Reports 8.b Receive Auditor's Report on None None Management Application of Guidelines for Remuneration for Executive Management 8.c Receive Board's Proposal on None None Management Distribution of Profits 9.a Accept Financial Statements and For Did Not Vote Management Statutory Reports 9.b Approve Allocation of Income and For Did Not Vote Management Dividends of SEK 2.00 Per Share 9.c Approve Discharge of Board and For Did Not Vote Management President 10 Determine Number of Members (8) and For Did Not Vote Management Deputy Members (0) of Board 11.a Approve Remuneration of Directors in For Did Not Vote Management the Amount of SEK 2.35 million for Chairman, SEK 900,000 for Vice Chairman and SEK 685,000 for Other Directors; Approve Remuneration for Committee Work 11.b Approve Remuneration of Auditors For Did Not Vote Management 12.a Reelect Lars Renstrom (Chairman), Carl For Did Not Vote Management Douglas (Vice Chair), Eva Karlsson, Birgitta Klasen, Lena Olving, Sofia Schorling Hogberg and Jan Svensson as Directors; Elect Joakim Weidemanis as New Director 12.b Ratify Ernst & Young as Auditors For Did Not Vote Management 13 Approve Remuneration Policy And Other For Did Not Vote Management Terms of Employment For Executive Management 14 Authorize Class B Share Repurchase For Did Not Vote Management Program and Reissuance of Repurchased Shares 15 Approve Performance Share Matching For Did Not Vote Management Plan LTI 2020 16 Amend Articles of Association For Did Not Vote Management 17 Close Meeting None None Management -------------------------------------------------------------------------------- ASSICURAZIONI GENERALI SPA Ticker: G Security ID: T05040109 Meeting Date: APR 27, 2020 Meeting Type: Annual/Special Record Date: APR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Accept Financial Statements and For For Management Statutory Reports 1b Approve Allocation of Income For For Management 2a.1 Slate Submitted by Mediobanca Spa None For Shareholder 2a.2 Slate Submitted by Institutional None Against Shareholder Investors (Assogestioni) 2b Approve Internal Auditors' Remuneration For For Management 3a Approve Remuneration Policy For Against Management 3b Approve Second Section of the For Against Management Remuneration Report 4a Approve Group Long Term Incentive Plan For For Management 4b Authorize Share Repurchase Program and For For Management Reissuance of Repurchased Shares to Service Group Long Term Incentive Plan 4c Authorize Board to Increase Capital to For For Management Service Group Long Term Incentive Plan 5a Approve Performance Share Plan For Against Management 5b Authorize Share Repurchase Program and For Against Management Reissuance of Repurchased Shares to Service Performance Share Plan 5c Authorize Board to Increase Capital to For Against Management Service Performance Share Plan 6a Amend Company Bylaws Re: Article 3.1 For For Management 6b Amend Company Bylaws Re: Article 9.1 For For Management 6c Amend Company Bylaws Re: Article 33.7 For For Management 6d Amend Company Bylaws Re: Article 28.1 For For Management 6e Amend Company Bylaws Re: Article 28.2 For For Management 6f Amend Company Bylaws Re: Articles 28. For For Management 4, 28.10, 28.13 6g Amend Company Bylaws Re: Articles 28.5 For For Management and 28.6 6h Amend Company Bylaws Re: Article 28.10 For For Management -------------------------------------------------------------------------------- ASSOCIATED BRITISH FOODS PLC Ticker: ABF Security ID: G05600138 Meeting Date: DEC 06, 2019 Meeting Type: Annual Record Date: DEC 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Remuneration Policy For For Management 4 Approve Final Dividend For For Management 5 Re-elect Emma Adamo as Director For For Management 6 Re-elect Graham Allan as Director For For Management 7 Re-elect John Bason as Director For For Management 8 Re-elect Ruth Cairnie as Director For For Management 9 Re-elect Wolfhart Hauser as Director For For Management 10 Re-elect Michael McLintock as Director For For Management 11 Re-elect Richard Reid as Director For For Management 12 Re-elect George Weston as Director For For Management 13 Reappoint Ernst & Young LLP as Auditors For For Management 14 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 15 Authorise Political Donations and For For Management Expenditure 16 Authorise Issue of Equity For For Management 17 Authorise Issue of Equity without For For Management Pre-emptive Rights 18 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- ASTELLAS PHARMA, INC. Ticker: 4503 Security ID: J03393105 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Hatanaka, Yoshihiko For For Management 1.2 Elect Director Yasukawa, Kenji For For Management 1.3 Elect Director Okamura, Naoki For For Management 1.4 Elect Director Sekiyama, Mamoru For For Management 1.5 Elect Director Yamagami, Keiko For For Management 1.6 Elect Director Kawabe, Hiroshi For For Management 1.7 Elect Director Ishizuka, Tatsuro For For Management 2.1 Elect Director and Audit Committee For For Management Member Yoshimitsu, Toru 2.2 Elect Director and Audit Committee For For Management Member Sasaki, Hiro 2.3 Elect Director and Audit Committee For For Management Member Takahashi, Raita -------------------------------------------------------------------------------- ASX LIMITED Ticker: ASX Security ID: Q0604U105 Meeting Date: SEP 24, 2019 Meeting Type: Annual Record Date: SEP 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 3a Elect Melinda Conrad as Director For For Management 3b Elect Ken Henry as Director For Against Management 3c Elect Peter Nash as Director For For Management 4 Approve Remuneration Report For For Management 5 Approve Grant of Performance Rights to For For Management Dominic Stevens -------------------------------------------------------------------------------- ATACADAO SA Ticker: CRFB3 Security ID: P0565P138 Meeting Date: APR 14, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2019 2 Approve Allocation of Income and For For Management Dividends 3 Fix Number of Directors at Nine For For Management 4 Approve Classification of Marcelo For For Management Pavao Lacerda and Luiz Fernando Vendramini Fleury as Independent Directors 5 Elect Directors For Against Management 6 In Case There is Any Change to the None Against Management Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate? 7 In Case Cumulative Voting Is Adopted, None Abstain Management Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? 8.1 Percentage of Votes to Be Assigned - None Abstain Management Elect Matthieu Dominique Marie Malige as Director 8.2 Percentage of Votes to Be Assigned - None Abstain Management Elect Edouard Balthazard Bertrand de Chavagnac as Director 8.3 Percentage of Votes to Be Assigned - None Abstain Management Elect Noel Frederic Georges Prioux as Director 8.4 Percentage of Votes to Be Assigned - None Abstain Management Elect Claire Marie Du Payrat as Director 8.5 Percentage of Votes to Be Assigned - None Abstain Management Elect Jerome Alexis Louis Nanty as Director 8.6 Percentage of Votes to Be Assigned - None Abstain Management Elect Eduardo Pongracz Rossi as Director 8.7 Percentage of Votes to Be Assigned - None Abstain Management Elect Abilio dos Santos Diniz as Director 8.8 Percentage of Votes to Be Assigned - None Abstain Management Elect Luiz Fernando Vendramini Fleury as Independent Director 8.9 Percentage of Votes to Be Assigned - None Abstain Management Elect Marcelo Pavao Lacerda as Independent Director 9 As an Ordinary Shareholder, Would You None For Management like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 10 Do You Wish to Adopt Cumulative Voting None Abstain Management for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 11 Approve Remuneration of Company's For Against Management Management 12 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? 13 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- ATACADAO SA Ticker: CRFB3 Security ID: P0565P138 Meeting Date: APR 14, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Stock Option Plan Approved at For Against Management the June 26, 2017, EGM 2 Amend Article 5 to Reflect Changes in For For Management Capital 3 Amend Article 18 Re: Indemnity For For Management Provision 4 Amend Articles to Comply with New For For Management Regulations of Novo Mercado of B3 5 Approve Renumbering of Articles and For For Management Consolidate Bylaws 6 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- ATLAS COPCO AB Ticker: ATCO.A Security ID: W1R924161 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Opening of Meeting; Elect Chairman of For Did Not Vote Management Meeting 2 Prepare and Approve List of For Did Not Vote Management Shareholders 3 Approve Agenda of Meeting For Did Not Vote Management 4 Designate Inspector(s) of Minutes of For Did Not Vote Management Meeting 5 Acknowledge Proper Convening of Meeting For Did Not Vote Management 6 Receive Financial Statements and None None Management Statutory Reports 7 Receive CEO's Report; Questions None None Management 8.a Accept Financial Statements and For Did Not Vote Management Statutory Reports 8.b Approve Discharge of Board and For Did Not Vote Management President 8.c Approve Allocation of Income and For Did Not Vote Management Dividends of SEK 3.50 Per Share 8.d Approve Record Date for Dividend For Did Not Vote Management Payment 9.a Determine Number of Members (9) and For Did Not Vote Management Deputy Members of Board (0) 9.b Determine Number of Auditors (1) and For Did Not Vote Management Deputy Auditors (0) 10.a Reelect Staffan Bohman, Tina For Did Not Vote Management Donikowski, Johan Forssell, Sabine Neuss, Mats Rahmstrom, Hans Straberg and Peter Wallenberg Jr as Directors; Elect Anna Ohlsson-Leijon and Gordon Riske as New Directors 10.b Elect Hans Straberg as Board Chairman For Did Not Vote Management 10.c Ratify Ernst & Young as Auditors For Did Not Vote Management 11.a Approve Remuneration of Directors in For Did Not Vote Management the Amount of SEK 2.3 Million to Chair and SEK 740,000 to Other Directors; Approve Remuneration for Committee Work; Approve Receiving Part of Remuneration in form of Synthetic Shares 11.b Approve Remuneration of Auditors For Did Not Vote Management 12.a Approve Remuneration Policy And Other For Did Not Vote Management Terms of Employment For Executive Management 12.b Approve Performance Based Stock Option For Did Not Vote Management Plan 2020 for Key Employees 13.a Acquire Class A Shares Related to For Did Not Vote Management Personnel Option Plan for 2020 13.b Acquire Class A Shares Related to For Did Not Vote Management Remuneration of Directors in the Form of Synthetic Shares 13.c Transfer Class A Shares Related to For Did Not Vote Management Personnel Option Plan for 2020 13.d Sell Class A Shares to Cover Costs For Did Not Vote Management Related to Synthetic Shares to the Board 13.e Sell Class A and B Shares to Cover For Did Not Vote Management Costs in Relation to the Performance Related Personnel Option Plans for 2015, 2016 and 2017 14 Close Meeting None None Management -------------------------------------------------------------------------------- ATLAS COPCO AB Ticker: ATCO.A Security ID: W1R924195 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Opening of Meeting; Elect Chairman of For Did Not Vote Management Meeting 2 Prepare and Approve List of For Did Not Vote Management Shareholders 3 Approve Agenda of Meeting For Did Not Vote Management 4 Designate Inspector(s) of Minutes of For Did Not Vote Management Meeting 5 Acknowledge Proper Convening of Meeting For Did Not Vote Management 6 Receive Financial Statements and None None Management Statutory Reports 7 Receive CEO's Report; Questions None None Management 8.a Accept Financial Statements and For Did Not Vote Management Statutory Reports 8.b Approve Discharge of Board and For Did Not Vote Management President 8.c Approve Allocation of Income and For Did Not Vote Management Dividends of SEK 3.50 Per Share 8.d Approve Record Date for Dividend For Did Not Vote Management Payment 9.a Determine Number of Members (9) and For Did Not Vote Management Deputy Members of Board (0) 9.b Determine Number of Auditors (1) and For Did Not Vote Management Deputy Auditors (0) 10.a Reelect Staffan Bohman, Tina For Did Not Vote Management Donikowski, Johan Forssell, Sabine Neuss, Mats Rahmstrom, Hans Straberg and Peter Wallenberg Jr as Directors; Elect Anna Ohlsson-Leijon and Gordon Riske as New Directors 10.b Elect Hans Straberg as Board Chairman For Did Not Vote Management 10.c Ratify Ernst & Young as Auditors For Did Not Vote Management 11.a Approve Remuneration of Directors in For Did Not Vote Management the Amount of SEK 2.3 Million to Chair and SEK 740,000 to Other Directors; Approve Remuneration for Committee Work; Approve Receiving Part of Remuneration in form of Synthetic Shares 11.b Approve Remuneration of Auditors For Did Not Vote Management 12.a Approve Remuneration Policy And Other For Did Not Vote Management Terms of Employment For Executive Management 12.b Approve Performance Based Stock Option For Did Not Vote Management Plan 2020 for Key Employees 13.a Acquire Class A Shares Related to For Did Not Vote Management Personnel Option Plan for 2020 13.b Acquire Class A Shares Related to For Did Not Vote Management Remuneration of Directors in the Form of Synthetic Shares 13.c Transfer Class A Shares Related to For Did Not Vote Management Personnel Option Plan for 2020 13.d Sell Class A Shares to Cover Costs For Did Not Vote Management Related to Synthetic Shares to the Board 13.e Sell Class A and B Shares to Cover For Did Not Vote Management Costs in Relation to the Performance Related Personnel Option Plans for 2015, 2016 and 2017 14 Close Meeting None None Management -------------------------------------------------------------------------------- ATOS SE Ticker: ATO Security ID: F06116101 Meeting Date: JUN 16, 2020 Meeting Type: Annual/Special Record Date: JUN 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Absence of Dividends 4 Ratify Appointment of Elie Girard as For For Management Director 5 Ratify Appointment of Cedrik Neike as For For Management Director 6 Reelect Nicolas Bazire as Director For Against Management 7 Reelect Valerie Bernis as Director For For Management 8 Reelect Colette Neuville as Director For For Management 9 Reelect Cedrik Neike as Director For For Management 10 Elect Jean Fleming as Representative For Against Management of Employee Shareholders to the Board 11 Renew Appointment of Grant Thornton as For Against Management Auditor 12 Acknowledge End of Mandate of IGEC as For For Management Alternate Auditor and Decision Not to Replace 13 Approve Transaction with Worldline Re: For For Management Separation Agreement 14 Approve Compensation of Thierry For Against Management Breton, Chairman and CEO Until Oct. 31, 2019 15 Approve Compensation of Bertrand For For Management Meunier, Chairman of the Board Since Nov. 1, 2019 16 Approve Compensation of Elie Girard, For Against Management Vice-CEO Since April 2, 2019 Until Oct. 31, 2019 17 Approve Compensation of Elie Girard, For Against Management CEO Since Nov. 1, 2019 18 Approve Compensation Report of For For Management Corporate Officers 19 Approve Remuneration Policy of For For Management Directors 20 Approve Remuneration Policy of For For Management Chairman of the Board 21 Approve Remuneration Policy of CEO For Against Management 22 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 23 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 24 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights up to 30 Percent of Issued Share Capital 25 Authorize Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights up to 10 Percent of Issued Share Capital 26 Approve Issuance of Equity or For For Management Equity-Linked Securities for up to 10 Percent of Issued Capital Per Year for Private Placements 27 Authorize Capital Increase of up to 10 For For Management Percent of Issued Capital for Contributions in Kind 28 Authorize Board to Increase Capital in For For Management the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above 29 Authorize Capitalization of Reserves For For Management of Up to EUR 5,111 Million for Bonus Issue or Increase in Par Value 30 Authorize Capital Issuances for Use in For Against Management Employee Stock Purchase Plans 31 Authorize Capital Issuances for Use in For Against Management Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries 32 Authorize up to 0.9 Percent of Issued For For Management Capital for Use in Restricted Stock Plans 33 Amend Article 16 of Bylaws Re: For For Management Employee Representative 34 Amend Articles 20 and 26 of Bylaws Re: For For Management Board Remuneration 35 Amend Article 18 of Bylaws Re: Written For For Management Consultation 36 Amend Article 10 of Bylaws Re: For For Management Shareholding Disclosure Thresholds 37 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- AU OPTRONICS CORP. Ticker: 2409 Security ID: Y0453H107 Meeting Date: JUN 17, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Profit Distribution For For Management 3 Approve Issuance of New Common Shares For For Management for Cash to Sponsor Issuance of the Overseas Depositary Shares and/or for Cash in Public Offering and/or for Cash in Private Placement and/or Issuance of Overseas or Domestic Convertible Bonds in Private Placement 4 Approve the Demerger of the Company's For For Management Business of the General Display and the Public Information Display to the Company's Wholly-owned Subsidiary and the Demerger Proposal 5 Amend Articles of Association For For Management 6 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting 7 Approve to Lift Non-competition For For Management Restrictions on Board Members -------------------------------------------------------------------------------- AUCKLAND INTERNATIONAL AIRPORT LTD. Ticker: AIA Security ID: Q06213146 Meeting Date: OCT 23, 2019 Meeting Type: Annual Record Date: OCT 21, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Christine Spring as Director For For Management 2 Elect Elizabeth Savage as Director For For Management 3 Approve Increase in the Fee Pool of For For Management Directors' Fees 4 Authorize Board to Fix Remuneration of For For Management the Auditors 1 Approve the Amendments to the For For Management Company's Constitution -------------------------------------------------------------------------------- AURIZON HOLDINGS LIMITED Ticker: AZJ Security ID: Q0695Q104 Meeting Date: OCT 17, 2019 Meeting Type: Annual Record Date: OCT 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 2a Elect Russell Caplan as Director For For Management 2b Elect Michael Fraser as Director For For Management 2c Elect Kate Vidgen as Director For For Management 3 Approve Grant of Performance Rights to For For Management Andrew Harding 4 Approve Remuneration Report For For Management -------------------------------------------------------------------------------- AURORA CANNABIS INC. Ticker: ACB Security ID: 05156X108 Meeting Date: NOV 08, 2019 Meeting Type: Annual Record Date: SEP 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Fix Number of Directors at Eight For For Management 2.1 Elect Director Michael Singer For Withhold Management 2.2 Elect Director Terry Booth For Withhold Management 2.3 Elect Director Steve Dobler For Withhold Management 2.4 Elect Director Ronald Funk For For Management 2.5 Elect Director Jason Dyck For Withhold Management 2.6 Elect Director Norma Beauchamp For For Management 2.7 Elect Director Margaret Shan Atkins For For Management 2.8 Elect Director Adam Szweras For Withhold Management 3 Ratify KPMG LLP as Auditors For For Management 4 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- AUSNET SERVICES LTD. Ticker: AST Security ID: Q0708Q109 Meeting Date: JUL 18, 2019 Meeting Type: Annual Record Date: JUL 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 2a Elect Li Lequan as Director For For Management 2b Elect Tan Chee Meng as Director For For Management 2c Elect Peter Mason as Director For Against Management 3 Approve Remuneration Report For For Management 4a Approve Grant of Equity Awards to Nino For For Management Ficca 4b Approve Grant of Equity Awards to Tony For For Management Narvaez 5 Approve the Issuance of Up to 10 For For Management Percent of the Company's Issued Capital 6 Approve Issuance of Shares Under the For For Management Dividend Reinvestment Plan 7 Approve Issuance of Shares Under the For For Management Employee Incentive Scheme -------------------------------------------------------------------------------- AUSTRALIA & NEW ZEALAND BANKING GROUP LIMITED Ticker: ANZ Security ID: Q09504137 Meeting Date: DEC 17, 2019 Meeting Type: Annual Record Date: DEC 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 2a Elect Paul Dominic O'Sullivan as For For Management Director 2b Elect Graeme Richard Liebelt as For For Management Director 2c Elect Sarah Jane Halton as Director For For Management 3 Approve Remuneration Report For For Management 4 Approve the Spill Resolution Against Against Management 5 Approve Grant of Performance Rights to For For Management Shayne Elliott 6 Approve the Amendments to the Against Against Shareholder Company's Constitution 7 Approve Transition Planning Disclosure Against Against Shareholder 8 Approve Suspension of Memberships of Against Against Shareholder Industry Associations That Are Involved in Lobbying Inconsistent with the Goals of the Paris Agreement -------------------------------------------------------------------------------- AVIVA PLC Ticker: AV Security ID: G0683Q109 Meeting Date: MAY 26, 2020 Meeting Type: Annual Record Date: MAY 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Final Dividend (Withdrawn) For Abstain Management 4 Elect Amanda Blanc as Director For For Management 5 Elect George Culmer as Director For For Management 6 Elect Patrick Flynn as Director For For Management 7 Elect Jason Windsor as Director For For Management 8 Re-elect Patricia Cross as Director For For Management 9 Re-elect Belen Romana Garcia as For For Management Director 10 Re-elect Michael Mire as Director For For Management 11 Re-elect Sir Adrian Montague as For For Management Director 12 Re-elect Maurice Tulloch as Director For For Management 13 Reappoint PricewaterhouseCoopers LLP For For Management as Auditors 14 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 15 Authorise EU Political Donations and For For Management Expenditure 16 Authorise Issue of Equity For For Management 17 Authorise Issue of Equity without For For Management Pre-emptive Rights 18 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 19 Authorise Issue of Equity in Relation For For Management to Any Issuance of SII Instruments 20 Authorise Issue of Equity without For For Management Pre-emptive Rights in Relation to Any Issuance of SII Instruments 21 Authorise Issue of Sterling New For For Management Preference Shares 22 Authorise Issue of Sterling New For For Management Preference Shares without Pre-emptive Rights 23 Authorise Market Purchase of Ordinary For For Management Shares 24 Authorise Market Purchase of 8 3/4 % For For Management Preference Shares 25 Authorise Market Purchase of 8 3/8 % For For Management Preference Shares 26 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- AXA SA Ticker: CS Security ID: F06106102 Meeting Date: JUN 30, 2020 Meeting Type: Annual/Special Record Date: JUN 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 0.73 per Share 4 Approve Compensation of Corporate For For Management Officers 5 Approve Compensation of Denis Duverne, For For Management Chairman of the Board 6 Approve Compensation of Thomas Buberl, For Against Management CEO 7 Approve Remuneration Policy of CEO For Against Management 8 Approve Remuneration Policy of For For Management Chairman of the Board 9 Approve Remuneration Policy of For For Management Directors 10 Approve Auditors' Special Report on For For Management Related-Party Transactions Mentioning the Absence of New Transactions 11 Reelect Angelien Kemna as Director For For Management 12 Reelect Irene Dorner as Director For For Management 13 Elect Isabel Hudson as Director For For Management 14 Elect Antoine Gosset-Grainville as For For Management Director 15 Elect Marie-France Tschudin as Director For For Management 16 Elect Helen Browne as Director For For Shareholder A Elect Jerome Amouyal as Director Against Against Shareholder B Elect Constance Reschke as Director Against Against Shareholder C Elect Bamba Sall as Director Against Against Shareholder D Elect Bruno Guy-Wasier as Director Against Against Shareholder E Elect Timothy Leary as Director Against Against Shareholder F Elect Ashitkumar Shah as Director Against Against Shareholder 17 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 18 Authorize Capital Issuances for Use in For Against Management Employee Stock Purchase Plans 19 Authorize Capital Issuances for Use in For Against Management Employee Stock Purchase Plans Reserved for Employees of the Group's Subsidiaries 20 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 21 Amend Article 10 of Bylaws Re: For For Management Employee Representatives 22 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- AXIS BANK Ticker: 532215 Security ID: Y0487S137 Meeting Date: AUG 21, 2019 Meeting Type: Special Record Date: JUL 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- AXIS BANK LIMITED Ticker: 532215 Security ID: Y0487S137 Meeting Date: JAN 09, 2020 Meeting Type: Special Record Date: NOV 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Reelect S. Vishvanathan as Director For For Management -------------------------------------------------------------------------------- AXIS BANK LTD. Ticker: 532215 Security ID: Y0487S137 Meeting Date: JUL 20, 2019 Meeting Type: Annual Record Date: JUL 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend For For Management 3 Reelect Usha Sangwan as Director For Against Management 4 Approve Appointment and Remuneration For For Management of Rakesh Makhija as Non-Executive (Part-Time) Chairman 5 Approve Revision in the Remuneration For For Management of Amitabh Chaudhry as Managing Director & CEO 6 Approve Revision in the Remuneration For For Management of Rajiv Anand as Executive Director (Wholesale Banking) 7 Approve Reappointment and Remuneration For For Management of Rajiv Anand as Whole Time Director Designated as the Executive Director (Wholesale Banking) 8 Approve Revision in the Remuneration For For Management of Rajesh Dahiya as Executive Director (Corporate Centre) 9 Approve Reappointment and Remuneration For For Management of Rajesh Dahiya as Whole Time Director Designated as the Executive Director (Corporate Centre) 10 Elect Pralay Mondal as Director For For Management 11 Approve Appointment and Remuneration For For Management of Pralay Mondal as Whole Time Director Designated as the Executive Director (Retail Banking) 12 Approve Issuance of Debt Securities on For For Management Private Placement Basis 13 Approve Commission to Non-Executive For For Management Directors, Excluding the Non-Executive (Part-Time) Chairman of the Bank -------------------------------------------------------------------------------- B2W COMPANHIA DIGITAL Ticker: BTOW3 Security ID: P19055113 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2019 2 Approve Remuneration of Company's For For Management Management 3 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? -------------------------------------------------------------------------------- B2W COMPANHIA DIGITAL Ticker: BTOW3 Security ID: P19055113 Meeting Date: APR 30, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Corporate Purpose For For Management 2 Amend Article 5 to Reflect Changes in For For Management Capital 3 Amend Article 9 For For Management 4 Consolidate Bylaws For For Management 5 Ratify Acquisition of SuperNow Portal For For Management e Servicos de Internet Ltda -------------------------------------------------------------------------------- B3 SA-BRASIL, BOLSA, BALCAO Ticker: B3SA3 Security ID: ADPV40583 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2019 2 Approve Allocation of Income and For For Management Dividends 3 Approve Remuneration of Company's For For Management Management 4 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? 5 Elect Fiscal Council Members For For Management 6 In Case One of the Nominees Leaves the None Against Management Fiscal Council Slate Due to a Separate Minority Election, as Allowed Under Articles 161 and 240 of the Brazilian Corporate Law, May Your Votes Still Be Counted for the Proposed Slate? 7 Approve Remuneration of Fiscal Council For For Management Members -------------------------------------------------------------------------------- B3 SA-BRASIL, BOLSA, BALCAO Ticker: B3SA3 Security ID: ADPV40583 Meeting Date: APR 30, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles to Reflect Changes in For For Management Capital 2 Amend Corporate Purpose For For Management 3 Amend Article For For Management 4 Remove Transitory Disposition in For For Management Article 79 5 Approve Renumbering of Articles For For Management 6 Consolidate Bylaws For For Management -------------------------------------------------------------------------------- BAIC MOTOR CORPORATION LIMITED Ticker: 1958 Security ID: Y0506H104 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: MAY 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Board of For For Management Supervisors 3 Approve 2019 Financial Report For For Management 4 Approve 2019 Profits Distribution and For For Management Dividends Distribution Plan 5 Approve PricewaterhouseCoopers as For For Management International Auditor and PricewaterhouseCoopers Zhong Tian LLP as Domestic Auditor and Authorize Board to Fix Their Remuneration 6 Elect Qi Chunyu as Supervisor For For Management 7 Approve Grant of General Mandate for For For Management the Issuance of Debt Financing Instruments 8 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 9 Authorize Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- BAIC MOTOR CORPORATION LIMITED Ticker: 1958 Security ID: Y0506H104 Meeting Date: JUN 18, 2020 Meeting Type: Special Record Date: MAY 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- BAJAJ AUTO LIMITED Ticker: 532977 Security ID: Y05490100 Meeting Date: MAR 14, 2020 Meeting Type: Special Record Date: JAN 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect and Approve Continuation of For For Management Rahulkumar Kamalnayan Bajaj as Director, Designated as Chairman 2 Approve Remuneration of Rahulkumar For For Management Kamalnayan Bajaj as Non-Executive Director and Chairman 3 Adopt New Articles of Association For For Management 4 Approve Limit on Foreign Portfolio For Against Management Investors' Investment -------------------------------------------------------------------------------- BANCO BILBAO VIZCAYA ARGENTARIA SA Ticker: BBVA Security ID: E11805103 Meeting Date: MAR 13, 2020 Meeting Type: Annual Record Date: MAR 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Consolidated and Standalone For For Management Financial Statements 1.2 Approve Non-Financial Information For For Management Statement 1.3 Approve Allocation of Income and For For Management Dividends 1.4 Approve Discharge of Board For For Management 2.1 Reelect Lourdes Maiz Carro as Director For For Management 2.2 Reelect Susana Rodriguez Vidarte as For For Management Director 2.3 Elect Raul Catarino Galamba de For For Management Oliveira as Director 2.4 Elect Ana Leonor Revenga Shanklin as For For Management Director 2.5 Elect Carlos Vicente Salazar Lomelin For For Management as Director 3 Fix Maximum Variable Compensation Ratio For For Management 4 Renew Appointment of KPMG Auditores as For For Management Auditor 5 Authorize Board to Ratify and Execute For For Management Approved Resolutions 6 Advisory Vote on Remuneration Report For For Management -------------------------------------------------------------------------------- BANCO BRADESCO SA Ticker: BBDC4 Security ID: P1808G117 Meeting Date: MAR 10, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Cristiana Pereira as Fiscal None For Shareholder Council Member and Reginaldo Ferreira Alexandre as Alternate Appointed by Preferred Shareholder -------------------------------------------------------------------------------- BANCO DE SABADELL SA Ticker: SAB Security ID: E15819191 Meeting Date: MAR 25, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Consolidated and Standalone For For Management Financial Statements and Discharge of Board 2 Approve Non-Financial Information For For Management Statement 3 Approve Allocation of Income and For For Management Dividends 4 Elect Mireya Gine Torrens as Director For For Management 5 Fix Maximum Variable Compensation For For Management Ratio of Designated Group Members 6 Authorize Board to Ratify and Execute For For Management Approved Resolutions 7 Advisory Vote on Remuneration Report For For Management -------------------------------------------------------------------------------- BANCO DO BRASIL SA Ticker: BBAS3 Security ID: P11427112 Meeting Date: NOV 27, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Paulo Antonio Spencer Uebel as For For Management Fiscal Council Member 1.2 Elect Rafael Cavalcanti de Araujo as For For Management Fiscal Council Member 2.1 Elect Helio Lima Magalhaes as Director For For Management 2.2 Elect Marcelo Serfaty as Director For Against Management 3 In Case Cumulative Voting Is Adopted, None Abstain Management Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? 4.1 Percentage of Votes to Be Assigned - None Abstain Management Elect Helio Lima Magalhaes as Director 4.2 Percentage of Votes to Be Assigned - None Abstain Management Elect Marcelo Serfaty as Director 5 Amend Articles For For Management -------------------------------------------------------------------------------- BANCO SANTANDER (BRASIL) SA Ticker: SANB11 Security ID: P1505Z160 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2019 2 Approve Allocation of Income and For For Management Dividends 3 Approve Remuneration of Company's For Against Management Management 4 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? -------------------------------------------------------------------------------- BANCO SANTANDER (BRASIL) SA Ticker: SANB11 Security ID: P1505Z160 Meeting Date: APR 30, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles 2, 21, 22 and 24 For For Management 2 Consolidate Bylaws For For Management -------------------------------------------------------------------------------- BANCO SANTANDER (BRASIL) SA Ticker: SANB11 Security ID: P1505Z160 Meeting Date: JUN 10, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Pedro Augusto de Melo as For For Management Independent Director 2 In Case Cumulative Voting Is Adopted, None Abstain Management Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? 3 Percentage of Votes to Be Assigned - None Abstain Management Elect Pedro Augusto de Melo as Independent Director 4 Approve Board Composition For For Management 5 Consolidate Bylaws For For Management 6 Amend Articles 24 and 27 For For Management -------------------------------------------------------------------------------- BANK HAPOALIM BM Ticker: POLI Security ID: M1586M115 Meeting Date: JUL 18, 2019 Meeting Type: Annual Record Date: JUN 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Discuss Financial Statements and the None None Management Report of the Board 2 Reappoint Somekh Chaikin and Ziv Haft For For Management as Joint Auditors 3 Amend Articles Re: Board-Related For For Management Matters 4.1 Elect David Avner as External Director For Did Not Vote Management 4.2 Elect Arie Orlev as External Director For For Management 5.1 Elect Noam Hanegbi as External Director For Abstain Management 5.2 Elect Israel Zichl as External Director For For Management 5.3 Reelect Ruben Krupik as External For For Management Director 6.1 Elect Tamar Bar Noy Gottlin as Director For Abstain Management 6.2 Reelect Oded Eran as Director For For Management 6.3 Elect David Zvilichovsky as Director For For Management A Vote FOR if you are a controlling None Against Management shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager B1 If you are an Interest Holder as None Against Management defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. B2 If you are a Senior Officer as defined None Against Management in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. B3 If you are an Institutional Investor None For Management as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. -------------------------------------------------------------------------------- BANK HAPOALIM BM Ticker: POLI Security ID: M1586M115 Meeting Date: DEC 26, 2019 Meeting Type: Special Record Date: NOV 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Temporary Extension of For For Management Compensation Policy for the Directors and Officers of the Company 2 Approve Amended Employment Terms of For For Management Oded Eran, Chairman 3 Approve Amended Employment Terms of For For Management Dov Kotler, CEO A Vote FOR if you are a controlling None Against Management shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager B1 If you are an Interest Holder as None Against Management defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. B2 If you are a Senior Officer as defined None Against Management in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. B3 If you are an Institutional Investor None For Management as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. -------------------------------------------------------------------------------- BANK LEUMI LE-ISRAEL LTD. Ticker: LUMI Security ID: M16043107 Meeting Date: JUL 18, 2019 Meeting Type: Annual/Special Record Date: JUN 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Discuss Financial Statements and the None None Management Report of the Board 2 Reappoint Somekh Chaikin and Kost For For Management Forer Gabbay and Kasierer as Joint Auditors and Authorize Board to Fix Their Remuneration 3 Appoint Somekh Chaikin and Brightman For For Management Almagor Zohar & Co. as Joint Auditors and Authorize Board to Fix Their Remuneration 4 Elect Irit Shlomi as Director For For Management 5 Elect Haim Yaakov Krupsky as Director For Did Not Vote Management 6 Approve Purchase of 12,364 Ordinary For For Management Shares by David Brodet, Chairman, in Connection with Share Offering by the State of Israel to the Bank's Employees A Vote FOR if you are a controlling None Against Management shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager B1 If you are an Interest Holder as None Against Management defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. B2 If you are a Senior Officer as defined None Against Management in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. B3 If you are an Institutional Investor None For Management as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. -------------------------------------------------------------------------------- BANK LEUMI LE-ISRAEL LTD. Ticker: LUMI Security ID: M16043107 Meeting Date: DEC 23, 2019 Meeting Type: Special Record Date: NOV 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Reelect Ytzhak Edelman as External For For Management Director 1.2 Elect Mordechai Rosen as External For Did Not Vote Management Director 2.1 Reelect Ester Dominissini as Director For For Management 2.2 Elect Ira Sobel as Director For Abstain Management 3 Approve Amended Compensation Policy For For Management for the Directors and Officers of the Company 4 Approve Employment Terms of Haj-Yehia For For Management Samer, Chairman 5 Approve Employment Terms of as Hanan For For Management Shmuel Friedman, CEO 6 Issue Updated Indemnification For For Management Agreements to Directors/Officers A Vote FOR if you are a controlling None Against Management shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager B1 If you are an Interest Holder as None Against Management defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. B2 If you are a Senior Officer as defined None Against Management in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. B3 If you are an Institutional Investor None For Management as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. -------------------------------------------------------------------------------- BANK MILLENNIUM SA Ticker: MIL Security ID: X05407105 Meeting Date: AUG 27, 2019 Meeting Type: Special Record Date: AUG 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Receive Information on Voting None None Management Procedures 3 Elect Meeting Chairman For For Management 4 Acknowledge Proper Convening of Meeting None None Management 5 Receive Agenda of Meeting None None Management 6 Elect Members of Vote Counting For For Management Commission 7 Approve Acquisition of Euro Bank SA For For Management 8 Amend Statute Re: Corporate Purpose For For Management 9 Approve Performance Share Plan; For Against Management Authorize Share Repurchase Program for Purpose of Performance Share Plan 10 Close Meeting None None Management -------------------------------------------------------------------------------- BANK MILLENNIUM SA Ticker: MIL Security ID: X05407105 Meeting Date: MAR 20, 2020 Meeting Type: Annual Record Date: MAR 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Receive Information on Voting None None Management Procedures 3 Elect Meeting Chairman For For Management 4 Acknowledge Proper Convening of Meeting None None Management 5 Receive Agenda of Meeting None None Management 6 Elect Members of Vote Counting For For Management Commission 7 Receive and Approve Financial For For Management Statements, Management Board Reports on Company's and Group's Operations and Non-Financial Information for Fiscal 2019 8 Receive and Approve Consolidated For For Management Financial Statements for Fiscal 2019 9 Receive and Approve Supervisory Board For For Management Reports for Fiscal 2019 10 Approve Allocation of Income and For For Management Omission of Dividends 11.1 Approve Discharge of Joao Nuno Lima For For Management Bras Jorge (CEO) 11.2 Approve Discharge of Fernando Maria For For Management Cardoso Rodrigues Bicho (Deputy CEO) 11.3 Approve Discharge of Wojciech Haase For For Management (Management Board Member) 11.4 Approve Discharge of Andrzej Glinski For For Management (Management Board Member) 11.5 Approve Discharge of Wojciech Rybak For For Management (Management Board Member) 11.6 Approve Discharge of Antonio Ferreira For For Management Pinto Junior (Management Board Member) 11.7 Approve Discharge of Jaroslaw Hermann For For Management (Management Board Member) 11.8 Approve Discharge of Boguslaw Kott For For Management (Supervisory Board Chairman) 11.9 Approve Discharge of Nuno Manuel da For For Management Silva Amado (Supervisory Board Deputy Chairman) 11.10 Approve Discharge of Dariusz Rosati For For Management (Supervisory Board Deputy Chairman) 11.11 Approve Discharge of Miguel de Campos For For Management Pereira de Braganca (Supervisory Board Member) 11.12 Approve Discharge of Agnieszka For For Management Hryniewicz-Bieniek (Supervisory Board Member) 11.13 Approve Discharge of Anna Jakubowski For For Management (Supervisory Board Member) 11.14 Approve Discharge of Grzegorz Jedrys For For Management (Supervisory Board Member) 11.15 Approve Discharge of Andrzej Kozminski For For Management (Supervisory Board Member) 11.16 Approve Discharge of Alojzy Nowak For For Management (Supervisory Board Member) 11.17 Approve Discharge of Jose Miguel For For Management Bensliman Schorcht da Silva Pessanha (Supervisory Board Member) 11.18 Approve Discharge of Miguel Maya Dias For For Management Pinheiro (Supervisory Board Member) 11.19 Approve Discharge of Lingjiang Xu For For Management (Supervisory Board Member) 12 Amend Statute For For Management 13 Close Meeting None None Management -------------------------------------------------------------------------------- BANK OF MONTREAL Ticker: BMO Security ID: 063671101 Meeting Date: MAR 31, 2020 Meeting Type: Annual Record Date: FEB 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Janice M. Babiak For For Management 1.2 Elect Director Sophie Brochu For For Management 1.3 Elect Director Craig W. Broderick For For Management 1.4 Elect Director George A. Cope For For Management 1.5 Elect Director Christine A. Edwards For For Management 1.6 Elect Director Martin S. Eichenbaum For For Management 1.7 Elect Director Ronald H. Farmer For For Management 1.8 Elect Director David E. Harquail For For Management 1.9 Elect Director Linda S. Huber For For Management 1.10 Elect Director Eric R. La Fleche For For Management 1.11 Elect Director Lorraine Mitchelmore For For Management 1.12 Elect Director Darryl White For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote on Executive For For Management Compensation Approach 4 Amend Stock Option Plan For For Management 5 SP 1: Update Computer Systems to Against Against Shareholder Increase Competitiveness while Ensuring Greater Protection of Personal Information 6 SP 2: Set a Diversity Target of More Against For Shareholder than 40% of the Board Members for the Next Five Years 7 SP 3: Assess the Incongruities of Against For Shareholder Bank's Lending History and Financing Criteria Regarding Fossil Fuel Loans and Public Statements Regarding Sustainability and Climate Change -------------------------------------------------------------------------------- BANK OF SHANGHAI CO., LTD. Ticker: 601229 Security ID: Y0R98R107 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: JUN 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements and For For Management Financial Budget Report 4 Approve Allocation of Income and For For Management Dividends 5 Approve Performance Evaluation Report For For Management of Directors 6 Approve Performance Evaluation Report For For Management of Supervisors 7 Approve Appointment of Auditor For Against Management 8 Approve Report on the Usage of For For Management Previously Raised Funds 9.1 Amend Articles of Association For Against Management 9.2 Amend Rules and Procedures Regarding For Against Management General Meetings of Shareholders 9.3 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 10 Amend Authorization Plan of the Board For Against Management of Directors on General Meetings of Shareholders -------------------------------------------------------------------------------- BANK OF THE PHILIPPINE ISLANDS Ticker: BPI Security ID: Y0967S169 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting For For Management 2 Approve Annual Report For For Management 3 Ratify Acts of the Board of Directors For For Management and Officers 4.1 Elect Jaime Augusto Zobel de Ayala as For For Management Director 4.2 Elect Fernando Zobel de Ayala as For For Management Director 4.3 Elect Romeo L. Bernardo as Director For For Management 4.4 Elect Ignacio R. Bunye as Director For For Management 4.5 Elect Cezar P. Consing as Director For For Management 4.6 Elect Ramon R. del Rosario, Jr. as For For Management Director 4.7 Elect Octavio V. Espiritu as Director For For Management 4.8 Elect Rebecca G. Fernando as Director For For Management 4.9 Elect Jose Teodoro K. Limcaoco as For For Management Director 4.10 Elect Xavier P. Loinaz as Director For For Management 4.11 Elect Aurelio R. Montinola III as For For Management Director 4.12 Elect Mercedita S. Nolledo as Director For For Management 4.13 Elect Antonio Jose U. Periquet as For For Management Director 4.14 Elect Eli M. Remolona, Jr. as Director For For Management 4.15 Elect Maria Dolores B. Yuvienco as For For Management Director 5 Elect Isla Lipana & Co. as Independent For For Management Auditors and Fix Their Remuneration 6 Approve Other Matters For Against Management -------------------------------------------------------------------------------- BANK POLSKA KASA OPIEKI SA Ticker: PEO Security ID: X0R77T117 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAY 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Meeting Chairman For For Management 3 Acknowledge Proper Convening of Meeting None None Management 4 Elect Members of Vote Counting For For Management Commission 5 Approve Agenda of Meeting For For Management 6 Receive Management Board Report on None None Management Company's Operations 7 Receive Financial Statements None None Management 8 Receive Management Board Report on None None Management Group's Operations 9 Receive Consolidated Financial None None Management Statements 10 Receive Management Board Proposal on None None Management Allocation of Income 11 Receive Supervisory Board Report None None Management 12.A Approve Management Board Report on For For Management Company's Operations 12.B Approve Financial Statements For For Management 12.C Approve Management Board Report on For For Management Group's Operations 12.D Approve Consolidated Financial For For Management Statements 12.E Approve Allocation of Income and For For Management Omission of Dividends 12.F Approve Supervisory Board Report For For Management 12.GA Approve Discharge of Michal Krupinski For For Management (CEO) 12.GB Approve Discharge of Tomasz Kubiak For For Management (Deputy CEO) 12.GC Approve Discharge of Michal Lehmann For For Management (Deputy CEO) 12.GD Approve Discharge of Marek Lusztyn For For Management (Deputy CEO) 12.GE Approve Discharge of Tomasz Styczynski For For Management (Deputy CEO) 12.GF Approve Discharge of Marek Tomczuk For For Management (Deputy CEO) 12.GG Approve Discharge of Magdalena For For Management Zmitrowicz (Deputy CEO) 12.GH Approve Discharge of Marcin Gadomski For For Management (Deputy CEO) 12.GI Approve Discharge of Grzegorz For For Management Olszewski (Management Board Member) 12.GJ Approve Discharge of Piotr Wetmanski For For Management (Management Board Member) 12.HA Approve Discharge of Pawel Surowka For For Management (Supervisory Board Chairman) 12.HB Approve Discharge of Joanna Dynysiuk For For Management (Supervisory Board Deputy Chairman) 12.HC Approve Discharge of Stanislaw For For Management Kaczoruk (Supervisory Board Deputy Chairman) 12.HD Approve Discharge of Pawel Stopczynski For For Management (Supervisory Board Secretary) 12.HE Approve Discharge of Grzegorz Janas For For Management (Supervisory Board Member) 12.HF Approve Discharge of Michal Kaszynski For For Management (Supervisory Board Member) 12.HG Approve Discharge of Justyna For For Management Glebikowska-Michalak (Supervisory Board Member) 12.HH Approve Discharge of Sabina For For Management Bigos-Jaworowska (Supervisory Board Member) 12.HI Approve Discharge of Marian Majcher For For Management (Supervisory Board Member) 12.IA Approve Discharge of Piotr Teleon (CEO For For Management of Centralny Dom Maklerski Pekao SA) 12.IB Approve Discharge of Katarzyna Burek For For Management (Management Board Member of Centralny Dom Maklerski Pekao SA) 12.JA Approve Discharge of Marek Tomczuk For For Management (Supervisory Board Chairman of Centralny Dom Maklerski Pekao SA) 12.JB Approve Discharge of Tomasy Styczynski For For Management (Supervisory Board Deputy Chairman of Centralny Dom Maklerski Pekao SA) 12.JC Approve Discharge of Piotr Kozlowski For For Management (Supervisory Board Member of Centralny Dom Maklerski Pekao SA) 12.JD Approve Discharge of Adam Hawryluk For For Management (Supervisory Board Member of Centralny Dom Maklerski Pekao SA) 12.JE Approve Discharge of Kamila For For Management Marchewska-Bartkowiak (Supervisory Board Member of Centralny Dom Maklerski Pekao SA) 12.JF Approve Discharge of Roza For For Management Milic-Czerniak (Supervisory Board Member of Centralny Dom Maklerski Pekao SA) 12.JG Approve Discharge of Slawomir For For Management Olszewski (Supervisory Board Member of Centralny Dom Maklerski Pekao SA) 13 Approve Supervisory Board Report on For For Management Remuneration Policy 14 Approve Remuneration Policy For Against Management 15 Receive Supervisory Board Report on None None Management Company's Compliance with Corporate Governance Principles for Supervised Institutions 16.A Recall Supervisory Board Member For Against Management 16.B Elect Supervisory Board Member For Against Management 17.A Amend Statute Re: Supervisory Board For For Management 17.B Amend Statute Re: Supervisory Board For For Management 17.C Amend Statute Re: Supervisory Board For For Management 18.A Amend Statute None Against Shareholder 18.B Amend Statute Re: Supervisory Board None Against Shareholder 18.C Amend Statute Re: Management and None Against Shareholder Supervisory Boards 19 Close Meeting None None Management -------------------------------------------------------------------------------- BANKINTER SA Ticker: BKT Security ID: E2116H880 Meeting Date: MAR 19, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Consolidated and Standalone For For Management Financial Statements 2 Approve Non-Financial Information For For Management Statement 3 Approve Discharge of Board For For Management 4 Approve Allocation of Income and For For Management Dividends 5 Renew Appointment of For For Management PricewaterhouseCoopers as Auditor 6.1 Elect Fernando Jose Frances Pons as For For Management Director 6.2 Fix Number of Directors at 11 For For Management 7 Approve Spin-Off of the Insurance For For Management Business Linea Directa Aseguradora 8 Approve Restricted Capitalization For For Management Reserve 9 Authorize Share Repurchase and Capital For For Management Reduction via Amortization of Repurchased Shares 10.1 Amend Remuneration Policy For For Management 10.2 Approve Delivery of Shares under FY For For Management 2019 Variable Pay Scheme 10.3 Fix Maximum Variable Compensation Ratio For For Management 11 Authorize Board to Ratify and Execute For For Management Approved Resolutions 12 Advisory Vote on Remuneration Report For For Management -------------------------------------------------------------------------------- BANQUE SAUDI FRANSI Ticker: 1050 Security ID: M1R177100 Meeting Date: DEC 12, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Timothy Collins as Director For For Management 2 Amend Article 24 of Bylaws Re: For For Management Chairman, Vice Chairman and Board Secretary 3 Amend Corporate Social Responsibility For For Management Policy 4 Authorize Mandate to Approve Social For For Management Responsibility Programs Annually 5 Approve Related Party Transactions Re: For For Management Villa Rental of 285,000 SAR 6 Approve Related Party Transactions Re: For For Management Villa Rental of 237,500 SAR 7 Approve Related Party Transactions Re: For For Management Villa Rental of 261,250 SAR 8 Approve Related Party Transactions Re: For For Management Villa Rental of 269,000 SAR 9 Approve Related Party Transactions Re: For For Management Villa Rental of 247,000 SAR 10 Approve Related Party Transactions For Against Management 11 Approve the Standards for the For For Management Participation of Directors in a Business that would Compete with the Bank or Any of its Activities 12 Allow Khalid Al Imran to Be Involved For For Management with Other Companies 13 Ratify Auditors and Fix Their For For Management Remuneration for FY 2020 -------------------------------------------------------------------------------- BANQUE SAUDI FRANSI Ticker: 1050 Security ID: M1R177100 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations for FY 2019 2 Approve Auditors' Report on Company For For Management Financial Statements for FY 2019 3 Accept Financial Statements and For For Management Statutory Reports for FY 2019 4 Ratify Distributed Dividend of SAR 1 For For Management per Share for First Half of FY 2019 5 Approve Dividends of SAR 1 per Share For For Management for Second Half of FY 2019, Which Amounts Total of 2 SAR for FY 2019 6 Approve Interim Dividends Semi For For Management Annually or Quarterly for FY 2020 7 Approve Discharge of Directors for FY For For Management 2019 8 Approve Remuneration of Directors of For For Management SAR 7,948,273.60 for FY 2019 9 Approve Related Party Transactions For Against Management 10 Ratify Auditors and Fix Their For Against Management Remuneration for Q1 of FY 2021 11 Approve Related Party Transactions Re: For For Management Al Khaleej Training and Education 12 Approve Related Party Transactions Re: For For Management Al-Rashid Trading & Contracting Company 13 Approve Related Party Transactions Re: For For Management Al-Rashid Trading & Contracting Company 14 Approve Related Party Transactions Re: For For Management Khalid Al Mutbqani 15 Approve Related Party Transactions Re: For For Management Khalid Al Mutbqani 16 Approve Related Party Transactions Re: For For Management Talal Al Meiman 17 Approve Related Party Transactions Re: For For Management Tadawul 18 Authorize Share Repurchase Program Up For Against Management to SAR 60,000,000 to be Allocated to Employees' Long-Term Incentive Plan -------------------------------------------------------------------------------- BARRATT DEVELOPMENTS PLC Ticker: BDEV Security ID: G08288105 Meeting Date: OCT 16, 2019 Meeting Type: Annual Record Date: OCT 14, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Final Dividend For For Management 4 Approve Special Dividend For For Management 5 Re-elect John Allan as Director For For Management 6 Re-elect David Thomas as Director For For Management 7 Re-elect Steven Boyes as Director For For Management 8 Re-elect Jessica White as Director For For Management 9 Re-elect Richard Akers as Director For For Management 10 Re-elect Nina Bibby as Director For For Management 11 Re-elect Jock Lennox as Director For For Management 12 Re-elect Sharon White as Director For For Management 13 Reappoint Deloitte LLP as Auditors For For Management 14 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 15 Authorise EU Political Donations and For For Management Expenditure 16 Authorise Issue of Equity For For Management 17 Authorise Issue of Equity without For For Management Pre-emptive Rights 18 Authorise Market Purchase of Ordinary For For Management Shares 19 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- BASF SE Ticker: BAS Security ID: D06216317 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 3.30 per Share 3 Approve Discharge of Supervisory Board For For Management for Fiscal 2019 4 Approve Discharge of Management Board For For Management for Fiscal 2019 5 Ratify KPMG AG as Auditors for Fiscal For For Management 2020 6 Elect Kurt Bock to the Supervisory For For Management Board 7 Approve Remuneration Policy for the For For Management Management Board 8 Amend Articles Re: Supervisory Board For For Management Term of Office 9 Amend Articles Re: Remuneration of For For Management Supervisory Board Members 10 Approve Remuneration of Supervisory For For Management Board -------------------------------------------------------------------------------- BAYERISCHE MOTOREN WERKE AG Ticker: BMW Security ID: D12096109 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 2.50 per Ordinary Share and EUR 2.52 per Preferred Share 3 Approve Discharge of Management Board For For Management for Fiscal 2019 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2019 5 Ratify PricewaterhouseCoopers GmbH as For For Management Auditors for Fiscal 2020 6.1 Elect Norbert Reithofer to the For Against Management Supervisory Board 6.2 Elect Anke Schaeferkordt to the For For Management Supervisory Board 7 Approve Remuneration of Supervisory For For Management Board -------------------------------------------------------------------------------- BDO UNIBANK, INC. Ticker: BDO Security ID: Y07775102 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of the Previous Annual For For Management Shareholders' Meeting Held on April 22, 2019 2 Approve Audited Financial Statements For For Management as of December 31, 2019 3 Approve and Ratify All Acts of the For For Management Board of Directors, Board Committees and Management During Their Terms of Office 4.1 Elect Christopher A. Bell-Knight as For For Management Director 4.2 Elect Jesus A. Jacinto, Jr. as Director For For Management 4.3 Elect Teresita T. Sy as Director For Withhold Management 4.4 Elect Josefina N. Tan as Director For For Management 4.5 Elect Nestor V. Tan as Director For For Management 4.6 Elect George T. Barcelon as Director For For Management 4.7 Elect Jose F. Buenaventura as Director For Withhold Management 4.8 Elect Jones M. Castro, Jr. as Director For For Management 4.9 Elect Vicente S. Perez, Jr. as Director For Withhold Management 4.10 Elect Dioscoro I. Ramos as Director For For Management 4.11 Elect Gilberto C. Teodoro, Jr. as For Withhold Management Director 5 Approve Amendments to BDO's Articles For For Management of Incorporation and By-Laws to Conform to the Revised Corporation Code of the Philippines and BDO's Current Operations and Structure as well as Enhance Corporate Governance 6 Appoint External Auditor For For Management 7 Approve Other Matters For Against Management -------------------------------------------------------------------------------- BEIERSDORF AG Ticker: BEI Security ID: D08792109 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: APR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 0.70 per Share 3 Approve Discharge of Management Board For For Management for Fiscal 2019 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2019 5 Ratify Ernst & Young GmbH as Auditors For Against Management for Fiscal 2020 6 Approve Creation of EUR 42 Million For For Management Pool of Authorized Capital I with Partial Exclusion of Preemptive Rights 7 Approve Creation of EUR 25 Million For For Management Pool of Authorized Capital II with Partial Exclusion of Preemptive Rights 8 Approve Creation of EUR 25 Million For For Management Pool of Authorized Capital III with Partial Exclusion of Preemptive Rights 9 Approve Issuance of Warrants/Bonds For For Management with Warrants Attached/Convertible Bonds with Partial Exclusion of Preemptive Rights up to Aggregate Nominal Amount of EUR 1 Billion; Approve Creation of EUR 42 Million Pool of Capital to Guarantee Conversion Rights 10 Authorize Share Repurchase Program and For For Management Reissuance or Cancellation of Repurchased Shares 11 Amend Articles Re: Participation For For Management Requirements and Proof of Entitlement 12.1 Elect Wolfgang Herz to the Supervisory For For Management Board 12.2 Elect Beatrice Dreyfus as Alternate For For Management Supervisory Board Member -------------------------------------------------------------------------------- BENDIGO AND ADELAIDE BANK LIMITED Ticker: BEN Security ID: Q1458B102 Meeting Date: OCT 29, 2019 Meeting Type: Annual Record Date: OCT 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 2 Elect David Foster as Director For For Management 3 Elect Jan Harris as Director For For Management 4 Elect Robert Hubbard as Director For For Management 5 Elect David Matthews as Director For For Management 6 Approve Remuneration Report For For Management 7 Approve Participation of Marnie Baker For Against Management in the Employee Salary Sacrifice, Deferred Share and Performance Share Plan 8a Approve First Capital Reduction Scheme For For Management in Respect of Convertible Preference Shares 2 8b Approve Second Capital Reduction For For Management Scheme in Respect of Convertible Preference Shares 2 -------------------------------------------------------------------------------- BERKELEY GROUP HOLDINGS PLC Ticker: BKG Security ID: G1191G120 Meeting Date: SEP 06, 2019 Meeting Type: Annual Record Date: SEP 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Policy For Against Management 3 Approve Remuneration Report For For Management 4 Re-elect Tony Pidgley as Director For For Management 5 Re-elect Rob Perrins as Director For For Management 6 Re-elect Richard Stearn as Director For For Management 7 Re-elect Karl Whiteman as Director For For Management 8 Re-elect Sean Ellis as Director For For Management 9 Re-elect Sir John Armitt as Director For For Management 10 Re-elect Dame Alison Nimmo as Director For For Management 11 Re-elect Veronica Wadley as Director For For Management 12 Re-elect Glyn Barker as Director For For Management 13 Re-elect Adrian Li as Director For For Management 14 Re-elect Andy Myers as Director For For Management 15 Re-elect Diana Brightmore-Armour as For For Management Director 16 Re-elect Justin Tibaldi as Director For For Management 17 Re-elect Paul Vallone as Director For For Management 18 Re-elect Peter Vernon as Director For For Management 19 Re-elect Rachel Downey as Director For For Management 20 Reappoint KPMG LLP as Auditors For For Management 21 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 22 Authorise Issue of Equity For For Management 23 Authorise Issue of Equity without For For Management Pre-emptive Rights 24 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 25 Authorise Market Purchase of Ordinary For For Management Shares 26 Authorise EU Political Donations and For For Management Expenditure 27 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice 28 Amend 2011 Long Term Incentive Plan For Against Management -------------------------------------------------------------------------------- BHARAT PETROLEUM CORPORATION LIMITED Ticker: 500547 Security ID: Y0882Z116 Meeting Date: AUG 30, 2019 Meeting Type: Annual Record Date: AUG 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Confirm Interim Dividend and Declare For For Management Final Dividend 3 Reelect Padmakar Kappagantula as For Against Management Director 4 Authorize Board to Fix Remuneration of For For Management Auditors 5 Elect Arun Kumar Singh as Director For Against Management 6 Elect Neelakantapillai Vijayagopal as For Against Management Director 7 Reelect Rajesh Kumar Mangal as Director For For Management 8 Elect Harshadkumar P. Shah as Director For For Management 9 Approve Material Related Party For Against Management Transactions 10 Approve Remuneration of Cost Auditors For For Management -------------------------------------------------------------------------------- BHARTI AIRTEL LIMITED Ticker: 532454 Security ID: Y0885K108 Meeting Date: AUG 14, 2019 Meeting Type: Annual Record Date: AUG 07, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Reelect Chua Sock Koong as Director For For Management 3 Reelect Vegulaparanan Kasi Viswanathan For Against Management as Director 4 Reelect Dinesh Kumar Mittal as Director For Against Management 5 Elect Kimsuka Narasimhan as Director For For Management 6 Approve Waiver of Excess Remuneration For Against Management Paid to Sunil Bharti Mittal as Chairman for Financial Year Ended March 31, 2019 7 Approve Waiver of Excess Remuneration For Against Management Paid to Gopal Vittal as Managing Director & CEO (India and South Asia) for Financial year Ended March 31, 2019 8 Approve Payment of Remuneration to For Against Management Sunil Bharti Mittal as Chairman for Period April 1, 2019 to September 30, 2021 9 Approve Payment of Remuneration to For Against Management Paid to Gopal Vittal as Managing Director & CEO (India and South Asia) for Period April 1, 2019 to September 30, 2021 10 Approve Remuneration of Cost Auditors For For Management -------------------------------------------------------------------------------- BHARTI AIRTEL LIMITED Ticker: 532454 Security ID: Y0885K108 Meeting Date: JAN 03, 2020 Meeting Type: Special Record Date: DEC 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 2 Approve Issuance of Foreign Currency For For Management Convertible Bonds and Unsecured/Secured Redeemable Non-Convertible Debentures along with or without Warrants -------------------------------------------------------------------------------- BID CORP. LTD. Ticker: BID Security ID: S11881109 Meeting Date: NOV 14, 2019 Meeting Type: Annual Record Date: NOV 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Appoint PricewaterhouseCoopers Inc as For For Management Auditors of the Company with Eben Gerryts as the Individual Registered Auditor 2.1 Elect Tasneem Abdool-Samad as Director For For Management 2.2 Elect Clifford Rosenberg as Director For For Management 2.3 Re-elect David Cleasby as Director For For Management 2.4 Re-elect Brian Joffe as Director For For Management 2.5 Re-elect Dolly Mokgatle as Director For For Management 3.1 Elect Tasneem Abdool-Samad as Member For For Management of the Audit and Risk Committee 3.2 Re-elect Paul Baloyi as Member of the For For Management Audit and Risk Committee 3.3 Re-elect Nigel Payne as Member of the For For Management Audit and Risk Committee 3.4 Re-elect Helen Wiseman as Chairman of For For Management the Audit and Risk Committee 4.1 Approve Remuneration Policy For For Management 4.2 Approve Implementation of Remuneration For For Management Policy 5 Amend Conditional Share Plan For For Management 6 Place Authorised but Unissued Shares For For Management under Control of Directors 7 Authorise Board to Issue Shares for For For Management Cash 8 Approve Pro Rata Reduction of Stated For For Management Capital in lieu of Dividend 9 Authorise Creation and Issuance of For For Management Convertible Debentures or Other Convertible Instruments 10 Authorise Ratification of Approved For For Management Resolutions 11 Authorise Repurchase of Issued Share For For Management Capital 12.1 Approve Fees of the Chairman For For Management 12.2 Approve Fees of the Lead Independent For For Management Non-executive Director (SA) 12.3 Approve Fees of the Lead Independent For For Management Director (International) (AUD) 12.4 Approve Fees of the Non-executive For For Management Directors (SA) 12.5 Approve Fees of the Non-executive For For Management Directors (International) (AUD) 12.6 Approve Fees of the Audit and Risk For For Management Committee Chairman (International) (AUD) 12.7 Approve Fees of the Audit and Risk For For Management Committee Chairman (SA) 12.8 Approve Fees of the Audit and Risk For For Management Committee Member (SA) 12.9 Approve Fees of the Audit and Risk For For Management Committee Member (International) (AUD) 12.10 Approve Fees of the Remuneration For For Management Committee Chairman (SA) 12.11 Approve Fees of the Remuneration For For Management Committee Chairman (International) (AUD) 12.12 Approve Fees of the Remuneration For For Management Committee Member (SA) 12.13 Approve Fees of the Remuneration For For Management Committee Member (International) (AUD) 12.14 Approve Fees of the Nominations For For Management Committee Chairman (SA) 12.15 Approve Fees of the Nominations For For Management Committee Chairman (International) (AUD) 12.16 Approve Fees of the Nominations For For Management Committee Member (SA) 12.17 Approve Fees of the Nominations For For Management Committee Member (International) (AUD) 12.18 Approve Fees of the Acquisitions For For Management Committee Chairman (SA) 12.19 Approve Fees of the Acquisitions For For Management Committee Chairman (International) (AUD) 12.20 Approve Fees of the Acquisitions For For Management Committee Member (SA) 12.21 Approve Fees of the Acquisitions For For Management Committee Member (International) (AUD) 12.22 Approve Fees of the Social and Ethics For For Management Committee Chairman (SA) 12.23 Approve Fees of the Social and Ethics For For Management Committee Chairman (International) (AUD) 12.24 Approve Fees of the Social and Ethics For For Management Committee Member (SA) 12.25 Approve Fees of the Social and Ethics For For Management Committee Member (International) (AUD) 12.26 Approve Fees of the Ad hoc Meetings For For Management (SA) 12.27 Approve Fees of the Ad hoc Meetings For For Management (International) (AUD) 12.28 Approve Fees of the Travel per Meeting For For Management Cycle (SA) 12.29 Approve Fees of the Travel per Meeting For For Management Cycle (International) (AUD) 13 Approve Financial Assistance to For For Management Related or Inter-related Companies and Corporations -------------------------------------------------------------------------------- BLACKBERRY LIMITED Ticker: BB Security ID: 09228F103 Meeting Date: JUN 23, 2020 Meeting Type: Annual/Special Record Date: MAY 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John Chen For For Management 1.2 Elect Director Michael A. Daniels For For Management 1.3 Elect Director Timothy Dattels For For Management 1.4 Elect Director Lisa Disbrow For For Management 1.5 Elect Director Richard Lynch For For Management 1.6 Elect Director Laurie Smaldone Alsup For For Management 1.7 Elect Director Barbara Stymiest For For Management 1.8 Elect Director V. Prem Watsa For For Management 1.9 Elect Director Wayne Wouters For For Management 2 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 3 Amend Equity Incentive Plan For For Management 4 Re-approve Deferred Share Unit Plan For For Management 5 Amend Employee Share Purchase Plan For For Management 6 Advisory Vote on Executive For For Management Compensation Approach 7 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- BLUESCOPE STEEL LIMITED Ticker: BSL Security ID: Q1415L177 Meeting Date: NOV 21, 2019 Meeting Type: Annual Record Date: NOV 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 2 Approve Remuneration Report For For Management 3 Elect Ewen Graham Wolseley Crouch as For For Management Director 4 Approve Grant of Share Rights to Mark For For Management Royce Vassella 5 Approve Grant of Alignment Rights to For For Management Mark Royce Vassella 6 Approve On-Market Buy-Back of Shares For For Management -------------------------------------------------------------------------------- BNK FINANCIAL GROUP, INC. Ticker: 138930 Security ID: Y0R7ZV102 Meeting Date: MAR 20, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Kim Ji-wan as Inside Director For For Management 2.2 Elect Cha Yong-gyu as Outside Director For For Management 2.3 Elect Moon Il-jae as Outside Director For For Management 2.4 Elect Jeong Gi-young as Outside For For Management Director 2.5 Elect Yoo Jeong-jun as Outside Director For For Management 2.6 Elect Son Gwang-ik as Outside Director For For Management 2.7 Elect Kim Chang-rok as Outside Director For For Management 3.1 Elect Moon Il-jae as a Member of Audit For For Management Committee 3.2 Elect Yoo Jeong-jun as a Member of For For Management Audit Committee 3.3 Elect Son Gwang-ik as a Member of For For Management Audit Committee 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- BOC AVIATION LIMITED Ticker: 2588 Security ID: Y09292106 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: MAY 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and For For Management Directors' and Auditors' Reports 2 Approve Final Dividend For For Management 3a Elect Zhang Xiaolu as Director For For Management 3b Elect Li Mang as Director For For Management 3c Elect Zhu Lin as Director For For Management 3d Elect Dai Deming as Director For For Management 3e Elect Antony Nigel Tyler as Director For For Management 4 Authorize Board to Fix Remuneration of For For Management Directors 5 Approve Ernst & Young LLP as Auditor For For Management and Authorize Board to Fix Their Remuneration 6 Authorize Repurchase of Issued Share For For Management Capital 7 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 8 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- BOC HONG KONG (HOLDINGS) LIMITED Ticker: 2388 Security ID: Y0920U103 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: JUN 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Wang Jiang as Director For For Management 3b Elect Gao Yingxin as Director None None Management 3c Elect Sun Yu as Director For For Management 3d Elect Koh Beng Seng as Director For For Management 3e Elect Tung Savio Wai-Hok as Director For For Management 3f Elect Cheng Eva as Director For For Management 4 Approve Ernst & Young as Auditor and For Against Management Authorize Board or Duly Authorized Committee of the Board to Fix Their Remuneration 5 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- BOC HONG KONG (HOLDINGS) LIMITED Ticker: 2388 Security ID: Y0920U103 Meeting Date: JUN 29, 2020 Meeting Type: Special Record Date: JUN 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Continuing Connected For For Management Transactions and the New Caps -------------------------------------------------------------------------------- BOLIDEN AB Ticker: BOL Security ID: W17218152 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Chairman of Meeting For Did Not Vote Management 3 Prepare and Approve List of For Did Not Vote Management Shareholders 4 Approve Agenda of Meeting For Did Not Vote Management 5 Designate Inspector(s) of Minutes of For Did Not Vote Management Meeting 6 Acknowledge Proper Convening of Meeting For Did Not Vote Management 7 Receive Financial Statements and None None Management Statutory Reports 8 Receive Report on Work of Board and None None Management its Committees 9 Receive President's Report None None Management 10 Receive Report on Audit Work None None Management 11 Accept Financial Statements and For Did Not Vote Management Statutory Reports 12 Approve Allocation of Income and For Did Not Vote Management Dividends of SEK 7 Per Share 13 Approve Discharge of Board and For Did Not Vote Management President 14 Determine Number of Directors (7) and For Did Not Vote Management Deputy Directors (0) of Board; Set Number of Auditors at One 15 Approve Remuneration of Directors in For Did Not Vote Management the Amount of SEK 1.75 Million for Chairman and SEK 580,000 for Other Directors; Approve Remuneration for Committee Work 16.a Elect Helene Bistrom as New Director For Did Not Vote Management 16.b Reelect Tom Erixon as Director For Did Not Vote Management 16.c Reelect Michael G:son Low as Director For Did Not Vote Management 16.d Reelect Perttu Louhiluoto as Director For Did Not Vote Management 16.e Reelect Elisabeth Nilsson as Director For Did Not Vote Management 16.f Reelect Pia Rudengren as Director For Did Not Vote Management 16.g Reelect Anders Ullberg as Director For Did Not Vote Management 16.h Reelect Anders Ullberg as Board For Did Not Vote Management Chairman 17 Approve Remuneration of Auditors For Did Not Vote Management 18 Ratify Deloitte as Auditors For Did Not Vote Management 19 Approve Remuneration Policy And Other For Did Not Vote Management Terms of Employment For Executive Management 20 Reelect Jan Andersson (Chairman), Lars For Did Not Vote Management Erik Forsgardh, Ola Peter Gjessing, Lilian Fossum Biner and Anders Ullberg as Members of Nominating Committee 21 Allow Questions None None Management 22 Close Meeting None None Management -------------------------------------------------------------------------------- BORAL LIMITED Ticker: BLD Security ID: Q16969109 Meeting Date: NOV 06, 2019 Meeting Type: Annual Record Date: NOV 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 2.1 Elect Eileen Doyle as Director For For Management 2.2 Elect Karen Moses as Director For For Management 3 Approve Remuneration Report For For Management 4 Approve Grant of Long-Term Incentive For For Management Rights to Mike Kane -------------------------------------------------------------------------------- BOUYGUES SA Ticker: EN Security ID: F11487125 Meeting Date: APR 23, 2020 Meeting Type: Annual/Special Record Date: APR 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Absence of Dividend 4 Approve Auditors' Special Report on For Against Management Related-Party Transactions 5 Approve Remuneration Policy of For Against Management Corporate Officers 6 Approve Remuneration Policy of For For Management Directors 7 Approve Compensation Report of For For Management Corporate Officers 8 Approve Compensation of Martin Bouygues For Against Management 9 Approve Compensation of Olivier For Against Management Bouygues 10 Approve Compensation of Philippe Marien For Against Management 11 Approve Compensation of Olivier Roussat For Against Management 12 Reelect Alexandre de Rothschild as For For Management Director 13 Elect Benoit Maes as Director For For Management 14 Authorize Repurchase of Up to 10 For Against Management Percent of Issued Share Capital 15 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 16 Authorize Board to Issue Free Warrants For Against Management with Preemptive Rights During a Public Tender Offer 17 Amend Articles 4, 8, 13, 12, 14, 15 For For Management and 16 of Bylaws to Comply with Legal Changes 18 Delegate Power to the Board of For Against Management Directors to Amend the Bylaws to Comply with Legal Changes 19 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- BRAMBLES LIMITED Ticker: BXB Security ID: Q6634U106 Meeting Date: OCT 10, 2019 Meeting Type: Annual Record Date: OCT 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 2 Approve Remuneration Report For For Management 3 Elect James Richard Miller as Director For For Management 4 Elect George El-Zoghbi as Director For For Management 5 Elect Anthony Grant Froggatt as For For Management Director 6 Approve Amendment of Brambles Limited For For Management Performance Share Plan 7 Approve Participation of Graham For For Management Chipchase in the Performance Share Plan or the Amended Performance Share Plan 8 Approve Participation of Nessa For For Management O'Sullivan in the Performance Share Plan or the Amended Performance Share Plan 9 Approve Participation of Graham For For Management Chipchase in the MyShare Plan 10 Approve the Capital Return to For For Management Shareholders 11 Approve Extension of On-Market Share For For Management Buy-Backs -------------------------------------------------------------------------------- BRIDGESTONE CORP. Ticker: 5108 Security ID: J04578126 Meeting Date: MAR 24, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 80 2.1 Elect Director Tsuya, Masaaki For For Management 2.2 Elect Director Ishibashi, Shuichi For For Management 2.3 Elect Director Eto, Akihiro For For Management 2.4 Elect Director Scott Trevor Davis For For Management 2.5 Elect Director Okina, Yuri For For Management 2.6 Elect Director Masuda, Kenichi For For Management 2.7 Elect Director Yamamoto, Kenzo For For Management 2.8 Elect Director Terui, Keiko For For Management 2.9 Elect Director Sasa, Seiichi For For Management 2.10 Elect Director Shiba, Yojiro For For Management 2.11 Elect Director Suzuki, Yoko For For Management 2.12 Elect Director Hara, Hideo For For Management 2.13 Elect Director Yoshimi, Tsuyoshi For For Management -------------------------------------------------------------------------------- BT GROUP PLC Ticker: BT.A Security ID: G16612106 Meeting Date: JUL 10, 2019 Meeting Type: Annual Record Date: JUL 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Final Dividend For For Management 4 Re-elect Jan du Plessis as Director For For Management 5 Re-elect Simon Lowth as Director For For Management 6 Re-elect Iain Conn as Director For For Management 7 Re-elect Tim Hottges as Director For For Management 8 Re-elect Isabel Hudson as Director For For Management 9 Re-elect Mike Inglis as Director For For Management 10 Re-elect Nick Rose as Director For For Management 11 Re-elect Jasmine Whitbread as Director For For Management 12 Elect Philip Jansen as Director For For Management 13 Elect Matthew Key as Director For For Management 14 Elect Allison Kirkby as Director For For Management 15 Reappoint KPMG LLP as Auditors For For Management 16 Authorise the Audit and Risk Committee For For Management to Fix Remuneration of Auditors 17 Authorise Issue of Equity For For Management 18 Authorise Issue of Equity without For For Management Pre-emptive Rights 19 Authorise Market Purchase of Ordinary For For Management Shares 20 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice 21 Authorise EU Political Donations and For For Management Expenditure -------------------------------------------------------------------------------- BURBERRY GROUP PLC Ticker: BRBY Security ID: G1700D105 Meeting Date: JUL 17, 2019 Meeting Type: Annual Record Date: JUL 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Final Dividend For For Management 4 Re-elect Dr Gerry Murphy as Director For For Management 5 Re-elect Fabiola Arredondo as Director For For Management 6 Re-elect Jeremy Darroch as Director For For Management 7 Re-elect Ron Frasch as Director For For Management 8 Re-elect Matthew Key as Director For For Management 9 Re-elect Dame Carolyn McCall as For For Management Director 10 Re-elect Orna NiChionna as Director For For Management 11 Re-elect Marco Gobbetti as Director For For Management 12 Re-elect Julie Brown as Director For For Management 13 Reappoint PricewaterhouseCoopers LLP For For Management as Auditors 14 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 15 Authorise EU Political Donations and For For Management Expenditure 16 Authorise Issue of Equity For For Management 17 Authorise Issue of Equity without For For Management Pre-emptive Rights 18 Authorise Market Purchase of Ordinary For For Management Shares 19 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- BYD COMPANY LIMITED Ticker: 1211 Security ID: Y1023R104 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: MAY 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Supervisory For For Management Committee 3 Approve 2019 Audited Financial For For Management Statements 4 Approve 2019 Annual Reports and Its For For Management Summary 5 Approve 2019 Profit Distribution Plan For For Management 6 Approve Ernst & Young Hua Ming LLP as For For Management PRC Auditor and Internal Control Audit Institution and Ernst & Young as Auditor Outside the PRC and Authorize Board to Fix Their Remuneration 7 Approve Provision of Guarantee by the For Against Management Group 8 Approve Provision of Repurchase or For For Management Guarantee by the Company and Its Subsidiaries for External Parties 9 Approve Estimated Cap of Ordinary For For Management Connected Transactions for the Year 2020 10 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights for H Shares 11 Approve Issuance by BYD Electronic For Against Management (International) Company Limited of Equity or Equity-Linked Securities without Preemptive Rights 12 Approve Use of Internal Short-Term For For Management Intermittent Funds for Entrusted Wealth Management and Related Transactions 13 Approve Use of Internal Funds of the For Against Management Company and Its Subsidiaries for Risk-Related Investments and Related Transactions 14 Approve Provision of Phased Guarantee For For Management for Mortgage-Backed Car Buyers to BYD Auto Finance Company Limited 15 Amend Articles of Association For For Management 16 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 17 Approve Authorization to the Board to For Against Management Determine the Proposed Plan for the Issuance of Debt Financing Instruments -------------------------------------------------------------------------------- BYD COMPANY LIMITED Ticker: 1211 Security ID: Y1045E107 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: JUN 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Supervisory For For Management Committee 3 Approve 2019 Audited Financial For For Management Statements 4 Approve 2019 Annual Reports and Its For For Management Summary 5 Approve 2019 Profit Distribution Plan For For Management 6 Approve Ernst & Young Hua Ming LLP as For For Management PRC Auditor and Internal Control Audit Institution and Ernst & Young as Auditor Outside the PRC and Authorize Board to Fix Their Remuneration 7 Approve Provision of Guarantee by the For Against Management Group 8 Approve Provision of Repurchase or For For Management Guarantee by the Company and Its Subsidiaries for External Parties 9 Approve Estimated Cap of Ordinary For For Management Connected Transactions for the Year 2020 10 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights for H Shares 11 Approve Issuance by BYD Electronic For Against Management (International) Company Limited of Equity or Equity-Linked Securities without Preemptive Rights 12 Approve Use of Internal Short-Term For For Management Intermittent Funds for Entrusted Wealth Management and Related Transactions 13 Approve Use of Internal Funds of the For Against Management Company and Its Subsidiaries for Risk-Related Investments and Related Transactions 14 Approve Provision of Phased Guarantee For For Management for Mortgage-Backed Car Buyers to BYD Auto Finance Company Limited 15 Amend Articles of Association For For Management 16 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 17 Approve Authorization to the Board to For Against Management Determine the Proposed Plan for the Issuance of Debt Financing Instruments -------------------------------------------------------------------------------- BYD ELECTRONIC (INTERNATIONAL) CO., LTD. Ticker: 285 Security ID: Y1045N107 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: JUN 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Approve Ernst & Young as Auditor and For For Management Authorize Board to Fix Their Remuneration 4 Elect Wang Chuan-fu as Director For For Management 5 Elect Jiang Xiang-rong as Director For For Management 6 Elect Chung Kwok Mo John as Director For For Management 7 Authorize Board to Fix Remuneration of For For Management Directors 8 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 9 Authorize Repurchase of Issued Share For For Management Capital 10 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- BYD ELECTRONIC (INTERNATIONAL) CO., LTD. Ticker: 285 Security ID: Y1045N107 Meeting Date: JUN 29, 2020 Meeting Type: Special Record Date: JUN 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Supplemental Agreement, For For Management Proposed Annual Cap and Related Transactions -------------------------------------------------------------------------------- CAE INC. Ticker: CAE Security ID: 124765108 Meeting Date: AUG 14, 2019 Meeting Type: Annual Record Date: JUN 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Margaret S. (Peg) For For Management Billson 1.2 Elect Director Michael M. Fortier For For Management 1.3 Elect Director Marianne Harrison For For Management 1.4 Elect Director Alan N. MacGibbon For For Management 1.5 Elect Director John P. Manley For For Management 1.6 Elect Director Francois Olivier For For Management 1.7 Elect Director Marc Parent For For Management 1.8 Elect Director Michael E. Roach For For Management 1.9 Elect Director Norton A. Schwartz For For Management 1.10 Elect Director Andrew J. Stevens For For Management 2 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 3 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- CAIXABANK SA Ticker: CABK Security ID: E2427M123 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Consolidated and Standalone For For Management Financial Statements 2 Approve Non-Financial Information For For Management Statement 3 Approve Discharge of Board For For Management 4 Approve Allocation of Income and For For Management Dividends 5 Renew Appointment of For For Management PricewaterhouseCoopers as Auditor 6.1 Reelect Maria Veronica Fisas Verges as For Against Management Director 6.2 Elect Francisco Javier Garcia Sanz as For Against Management Director 6.3 Fix Number of Directors at 15 For For Management 7 Authorize Increase in Capital up to 50 For For Management Percent via Issuance of Equity or Equity-Linked Securities, Excluding Preemptive Rights of up to 20 Percent 8 Authorize Share Repurchase Program For For Management 9 Approve Remuneration Policy For For Management 10 Amend Articles Re: Remote Attendance For For Management to the General Shareholders Meetings 11 Amend Articles of General Meeting For For Management Regulations Re: Remote Attendance 12 Authorize Board to Ratify and Execute For For Management Approved Resolutions 13 Advisory Vote on Remuneration Report For For Management -------------------------------------------------------------------------------- CANADIAN APARTMENT PROPERTIES REAL ESTATE INVESTMENT TRUST Ticker: CAR.UN Security ID: 134921105 Meeting Date: JUN 01, 2020 Meeting Type: Annual/Special Record Date: APR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Trustees Harold Burke For For Management 1.2 Elect Trustees Gina Parvaneh Cody For For Management 1.3 Elect Trustees Mark Kenney For For Management 1.4 Elect Trustees Poonam Puri For For Management 1.5 Elect Trustees Jamie Schwartz For For Management 1.6 Elect Trustees Michael Stein For For Management 1.7 Elect Trustees Elaine Todres For For Management 1.8 Elect Trustees Rene Tremblay For For Management 2 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Trustees to Fix Their Remuneration 3 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- CANADIAN IMPERIAL BANK OF COMMERCE Ticker: CM Security ID: 136069101 Meeting Date: APR 08, 2020 Meeting Type: Annual Record Date: FEB 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Brent S. Belzberg For For Management 1.2 Elect Director Charles J. G. Brindamour For For Management 1.3 Elect Director Nanci E. Caldwell For For Management 1.4 Elect Director Michelle L. Collins For For Management 1.5 Elect Director Patrick D. Daniel For For Management 1.6 Elect Director Luc Desjardins For For Management 1.7 Elect Director Victor G. Dodig For For Management 1.8 Elect Director Kevin J. Kelly For For Management 1.9 Elect Director Christine E. Larsen For For Management 1.10 Elect Director Nicholas D. Le Pan For For Management 1.11 Elect Director John P. Manley For For Management 1.12 Elect Director Jane L. Peverett For For Management 1.13 Elect Director Katharine B. Stevenson For For Management 1.14 Elect Director Martine Turcotte For For Management 1.15 Elect Director Barry L. Zubrow For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote on Executive For For Management Compensation Approach 4 SP 1: Approve Disclosure of Against Against Shareholder Compensation Ratio 5 SP 2: Adopt a Diversity Target Higher Against For Shareholder than 40% for the Composition of the Board of Directors for the Next Five Years 6 SP 3: Update Computer Systems to Against Against Shareholder Increase Competitiveness while Enhancing Privacy Protection -------------------------------------------------------------------------------- CANADIAN NATIONAL RAILWAY COMPANY Ticker: CNR Security ID: 136375102 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Shauneen Bruder For For Management 1.2 Elect Director Donald J. Carty For For Management 1.3 Elect Director Gordon D. Giffin For For Management 1.4 Elect Director Julie Godin For For Management 1.5 Elect Director Edith E. Holiday For For Management 1.6 Elect Director V. Maureen Kempston For For Management Darkes 1.7 Elect Director Denis Losier For For Management 1.8 Elect Director Kevin G. Lynch For For Management 1.9 Elect Director James E. O'Connor For For Management 1.10 Elect Director Robert Pace For For Management 1.11 Elect Director Robert L. Phillips For For Management 1.12 Elect Director Jean-Jacques Ruest For For Management 1.13 Elect Director Laura Stein For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- CANADIAN TIRE CORPORATION LIMITED Ticker: CTC.A Security ID: 136681202 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Diana Chant For For Management 1.2 Elect Director Norman Jaskolka For For Management 1.3 Elect Director Cynthia Trudell For For Management -------------------------------------------------------------------------------- CANOPY GROWTH CORPORATION Ticker: WEED Security ID: 138035100 Meeting Date: SEP 17, 2019 Meeting Type: Annual Record Date: AUG 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John K. Bell For For Management 1.2 Elect Director Robert Hanson For For Management 1.3 Elect Director David Klein For For Management 1.4 Elect Director William Newlands For For Management 1.5 Elect Director Judy A. Schmeling For For Management 1.6 Elect Director Peter E. Stringham For For Management 1.7 Elect Director Mark Zekulin For For Management 2 Approve KPMG LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- CAPITALAND COMMERCIAL TRUST Ticker: C61U Security ID: Y1091N100 Meeting Date: SEP 06, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acquisition of 94.9 Percent For For Management Shares in Target Companies -------------------------------------------------------------------------------- CAPITALAND COMMERCIAL TRUST Ticker: C61U Security ID: Y1091N100 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Report of the Trustee, Statement For For Management by the Manager, and Audited Financial Statements and Auditors' Report 2 Approve KPMG LLP as Auditors and For For Management Authorize Manager to Fix Their Remuneration 3 Approve Issuance of Equity or For For Management Equity-Linked Securities with or without Preemptive Rights 4 Authorize Unit Repurchase Program For For Management -------------------------------------------------------------------------------- CAPITALAND LTD. Ticker: C31 Security ID: Y10923103 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and For For Management Directors' and Auditors' Reports 2 Approve First and Final Dividend For For Management 3 Approve Directors' Remuneration For For Management 4a Elect Chaly Mah Chee Kheong as Director For For Management 4b Elect Amirsham Bin A Aziz as Director For For Management 4c Elect Kee Teck Koon as Director For For Management 4d Elect Gabriel Lim Meng Liang as For For Management Director 5 Elect Miguel Ko as Director For For Management 6 Approve KPMG LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 7 Approve Issuance of Equity or For For Management Equity-Linked Securities with or without Preemptive Rights 8 Approve Grant of Awards and Issuance For For Management of Shares Under the CapitaLand Performance Share Plan 2020 and CapitaLand Restricted Share Plan 2020 9 Authorize Share Repurchase Program For For Management 10 Approve Issuance of Shares Pursuant to For For Management the CapitaLand Scrip Dividend Scheme 11 Amend Constitution For For Management -------------------------------------------------------------------------------- CAPITALAND MALL TRUST Ticker: C38U Security ID: Y1100L160 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Report of the Trustee, Statement For For Management by the Manager, and Audited Financial Statements and Auditors' Report 2 Approve KPMG LLP as Auditors and For For Management Authorize Manager to Fix Their Remuneration 3 Approve Issuance of Equity or For For Management Equity-Linked Securities with or without Preemptive Rights 4 Authorize Unit Repurchase Program For For Management -------------------------------------------------------------------------------- CARREFOUR SA Ticker: CA Security ID: F13923119 Meeting Date: MAY 29, 2020 Meeting Type: Annual/Special Record Date: MAY 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 0.23 per Share 4 Approve Auditors' Special Report on For For Management Related-Party Transactions 5 Reelect Alexandre Arnault as Director For For Management 6 Reelect Marie-Laure Sauty de Chalon as For For Management Director 7 Approve Compensation Report of For For Management Corporate Officers 8 Approve Compensation of Alexandre For Against Management Bompard, Chairman and CEO 9 Approve Remuneration Policy of For Against Management Chairman and CEO 10 Approve Remuneration Policy of For For Management Directors 11 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 12 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 13 Amend Article 11 of Bylaws Re: Quorum For For Management 14 Amend Article 13 of Bylaws Re: Board For For Management Members Deliberation via Written Consultation 15 Amend Article 17 of Bylaws Re: Board For For Management Remuneration 16 Amend Article 19 of Bylaws Re: Auditors For For Management 17 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- CASINO, GUICHARD-PERRACHON SA Ticker: CO Security ID: F14133106 Meeting Date: JUN 17, 2020 Meeting Type: Annual/Special Record Date: JUN 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Treatment of Losses For For Management 4 Approve Compensation Report of For For Management Corporate Officers 5 Approve Compensation of Chairman and For Against Management CEO 6 Approve Exceptional Remuneration for For Against Management Chairman and CEO Re: FY 2019 7 Approve Remuneration Policy of For For Management Chairman and CEO 8 Approve Remuneration Policy of For For Management Directors 9 Reelect Euris as Director For Against Management 10 Reelect Fonciere Euris as Director For Against Management 11 Reelect Christiane Feral-Schuhl as For For Management Director 12 Reelect David de Rothschild as Director For Against Management 13 Reelect Frederic Saint-Geours as For Against Management Director 14 Elect Fimalac as Director For Against Management 15 Elect Saris as Director For Against Management 16 Authorize Repurchase of Up to 10 For Against Management Percent of Issued Share Capital 17 Authorize up to 2 Percent of Issued For Against Management Capital for Use in Restricted Stock Plans 18 Amend Article 11 of Bylaws Re: For For Management Shareholders Identification 19 Amend Article 14 of Bylaws Re: Board For For Management Composition 20 Amend Article 18 of Bylaws Re: Board For For Management Deliberation 21 Amend Articles 22 and 29 of Bylaws Re: For For Management Board Remuneration; AGM 22 Amend Articles 29 and 30 of Bylaws Re: For For Management AGM Quorum; EGM Quorum 23 Amend Article 24 of Bylaws Re: For For Management Alternate Auditor Nomination 24 Amend Article 19 of Bylaws Re: Board For For Management Power 25 Amend Article 29 of Bylaws Re: For For Management Amendment of Change Location of Registered Headquarters 26 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- CASIO COMPUTER CO., LTD. Ticker: 6952 Security ID: J05250139 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 22.5 2.1 Elect Director Kashio, Kazuhiro For For Management 2.2 Elect Director Yamagishi, Toshiyuki For For Management 2.3 Elect Director Takano, Shin For For Management 2.4 Elect Director Kashio, Tetsuo For For Management 2.5 Elect Director Ozaki, Motoki For For Management -------------------------------------------------------------------------------- CATCHER TECHNOLOGY CO., LTD. Ticker: 2474 Security ID: Y1148A101 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: APR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Profit Distribution For For Management 3 Approve to Raise Funds through Issuing For For Management New Shares or GDR 4.1 Elect HUNG SHUI-SUNG, a Representative For For Management of YUNG YU INVESTMENT CO. LTD. with SHAREHOLDER NO.281516, as Non-Independent Director -------------------------------------------------------------------------------- CATHAY FINANCIAL HOLDINGS CO. LTD. Ticker: 2882 Security ID: Y11654103 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association 4 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting 5 Approve Long-term Capital Raising Plan For For Management 6 Approve Release of Restrictions of For For Management Competitive Activities of Directors -------------------------------------------------------------------------------- CCC SA Ticker: CCC Security ID: X5818P109 Meeting Date: SEP 26, 2019 Meeting Type: Special Record Date: SEP 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Meeting Chairman For For Management 3 Acknowledge Proper Convening of Meeting None None Management 4 Approve Agenda of Meeting For For Management 5 Amend Statute Re: Change Fiscal Year For For Management 6 Close Meeting None None Management -------------------------------------------------------------------------------- CCC SA Ticker: CCC Security ID: X5818P109 Meeting Date: APR 17, 2020 Meeting Type: Special Record Date: APR 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Meeting Chairman For For Management 3 Acknowledge Proper Convening of Meeting None None Management 4 Approve Agenda of Meeting For For Management 5 Approve Increase in Share Capital via For For Management Issuance of Series I and Series J Shares for Private Placement without Preemptive Rights; Approve Dematerialization and Listing of New Shares; Amend Statute Accordingly 6 Close Meeting None None Management -------------------------------------------------------------------------------- CEMEX SAB DE CV Ticker: CEMEXCPO Security ID: P2253T133 Meeting Date: MAR 26, 2020 Meeting Type: Annual Record Date: MAR 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income For For Management 3 Present Share Repurchase Report For For Management 4 Set Maximum Amount of Share Repurchase For For Management Reserve 5.a Approve Reduction in Variable Portion For For Management of Capital via Cancellation of Repurchased Shares Which were Acquired Through Repurchase Program in 2019 5.b Approve Reduction in Variable Portion For For Management of Capital via Cancellation of Treasury Shares Which Supported Convertible Bonds Issued in December 2009 and Matured in Nov. 2019 5.c Approve Reduction in Variable Portion For For Management of Capital via Cancellation of Treasury Shares Which Supported Convertible Bonds Issued in May 2015 and Due in March 2020 6 Elect Directors, Chairman and For For Management Secretary of Board, Members and Chairmen of Audit, Corporate Practices and Finance, and Sustainability Committees 7 Approve Remuneration of Directors and For For Management Members of Audit, Corporate Practices and Finance, and Sustainability Committees 8 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- CENOVUS ENERGY INC. Ticker: CVE Security ID: 15135U109 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 2.1 Elect Director Keith M. Casey For For Management 2.2 Elect Director Susan F. Dabarno For For Management 2.3 Elect Director Jane E. Kinney For For Management 2.4 Elect Director Harold N. Kvisle For For Management 2.5 Elect Director Steven F. Leer For For Management 2.6 Elect Director M. George Lewis For For Management 2.7 Elect Director Keith A. MacPhail For For Management 2.8 Elect Director Richard J. Marcogliese For For Management 2.9 Elect Director Claude Mongeau For For Management 2.10 Elect Director Alexander J. Pourbaix For For Management 2.11 Elect Director Rhonda I. Zygocki For For Management 3 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- CENTRAL JAPAN RAILWAY CO. Ticker: 9022 Security ID: J05523105 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 75 2.1 Elect Director Tsuge, Koei For Against Management 2.2 Elect Director Kaneko, Shin For Against Management 2.3 Elect Director Suyama, Yoshiki For Against Management 2.4 Elect Director Kosuge, Shunichi For Against Management 2.5 Elect Director Uno, Mamoru For Against Management 2.6 Elect Director Tanaka, Mamoru For Against Management 2.7 Elect Director Mizuno, Takanori For Against Management 2.8 Elect Director Mori, Atsuhito For Against Management 2.9 Elect Director Niwa, Shunsuke For Against Management 2.10 Elect Director Suzuki, Hiroshi For Against Management 2.11 Elect Director Oyama, Takayuki For Against Management 2.12 Elect Director Kobayashi, Hajime For Against Management 2.13 Elect Director Torkel Patterson For Against Management 2.14 Elect Director Saeki, Takashi For Against Management 2.15 Elect Director Kasama, Haruo For For Management 2.16 Elect Director Oshima, Taku For For Management 3 Appoint Statutory Auditor Yamada, For For Management Tatsuhiko -------------------------------------------------------------------------------- CEZ AS Ticker: CEZ Security ID: X2337V121 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: JUN 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Board of Directors Report on None None Management Company's Operations and State of Its Assets 2 Receive Supervisory Board Report None None Management 3 Receive Audit Committee Report None None Management 4.1 Approve Financial Statements For For Management 4.2 Approve Consolidated Financial For For Management Statements 5 Approve Allocation of Income and For For Management Dividends of CZK 34 per Share 6 Ratify Ernst & Young Audit s.r.o. as For Against Management Auditor 7.1 Approve Volume of Charitable Donations For For Management 7.2 Approve Increase in Volume of For For Management Charitable Donations 7.3 Approve Charitable Donations For For Management 8.1 Amend Articles of Association For For Management 8.2 Approve New Version of Articles of For For Management Association 9 Approve Transfer of Part of Melnik For For Management Power Plant to Energotrans, a.s 10 Approve Remuneration Policy For Against Management 11 Receive Information on Preparation of None None Management Dukovany Nuclear Plant 12 Recall and Elect Supervisory Board For Against Management Members 13 Recall and Elect Members of Audit For Against Management Committee 14 Amend Business Strategy None Against Shareholder -------------------------------------------------------------------------------- CGI INC. Ticker: GIB.A Security ID: 12532H104 Meeting Date: JAN 29, 2020 Meeting Type: Annual Record Date: DEC 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Alain Bouchard For For Management 1.2 Elect Director Sophie Brochu For For Management 1.3 Elect Director George A. Cope For For Management 1.4 Elect Director Paule Dore For For Management 1.5 Elect Director Richard B. Evans For For Management 1.6 Elect Director Julie Godin For For Management 1.7 Elect Director Serge Godin For For Management 1.8 Elect Director Timothy J. Hearn For For Management 1.9 Elect Director Andre Imbeau For For Management 1.10 Elect Director Gilles Labbe For For Management 1.11 Elect Director Michael B. Pedersen For For Management 1.12 Elect Director Alison Reed For For Management 1.13 Elect Director Michael E. Roach For For Management 1.14 Elect Director George D. Schindler For For Management 1.15 Elect Director Kathy N. Waller For For Management 1.16 Elect Director Joakim Westh For For Management 2 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 3 SP1: Disclosure of Voting Results by Against For Shareholder Class of Shares -------------------------------------------------------------------------------- CHAILEASE HOLDING CO., LTD. Ticker: 5871 Security ID: G20288109 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Profit Distribution For For Management 3 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 4 Amend Articles of Association For For Management 5 Approve the Company's Plan to Raise For For Management Long Term Capital 6 Approve the Issuance of New Shares Via For For Management Capitalization of Retained Earnings 7.1 Elect JOHN-LEE KOO, a Representative For For Management of CHUN AN INVESTMENT CO., LTD. with Shareholder No. 93771, as Non-Independent Director 7.2 Elect FONG-LONG CHEN, a Representative For For Management of CHUN AN INVESTMENT CO., LTD. with Shareholder No. 93771, as Non-Independent Director 7.3 Elect CHEE WEE GOH, with ID No. For For Management 1946102XXX, as Non-Independent Director 7.4 Elect HSIU-TZE CHENG, a Representative For For Management of CHUN AN TECHNOLOGY CO., LTD. with Shareholder No. 100317, as Non-Independent Director 7.5 Elect KING WAI ALFRED WONG, a For For Management Representative of CHUN AN TECHNOLOGY CO., LTD. with Shareholder No. 100317, as Non-Independent Director 7.6 Elect CHIH-YANG, CHEN, a For For Management Representative of LI CHENG INVESTMENT CO., LTD. with Shareholder No. 104095, as Non-Independent Director 7.7 Elect STEVEN JEREMY GOODMAN with ID No. For For Management 1959121XXX as Independent Director 7.8 Elect CHING-SHUI TSOU with ID No. For For Management J101182XXX as Independent Director 7.9 Elect CASEY K. TUNG with ID No. For For Management 1951121XXX as Independent Director 8 Approve Release of Restrictions of For For Management Competitive Activities of Director JOHN-LEE KOO, a Representative of CHUN AN INVESTMENT CO., LTD. 9 Approve Release of Restrictions of For For Management Competitive Activities of Director FONG-LONG CHEN, a Representative of CHUN AN INVESTMENT CO., LTD. 10 Approve Release of Restrictions of For For Management Competitive Activities of Director HSIU-TZE CHENG, a Representative of CHUN AN TECHNOLOGY CO., LTD. -------------------------------------------------------------------------------- CHENG SHIN RUBBER IND. CO., LTD. Ticker: 2105 Security ID: Y1306X109 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association 4.1 Elect HSU EN DE, with ID No. For For Management Q121432XXX, as Independent Director 4.2 Elect CHEN SHUEI JIN, with ID No. For For Management P120616XXX, as Independent Director 4.3 Elect CHEN TZU CHEN, with Shareholder For For Management No. 30, as Independent Director 4.4 Elect Non-Independent Director No. 1 None Against Shareholder 4.5 Elect Non-Independent Director No. 2 None Against Shareholder 4.6 Elect Non-Independent Director No. 3 None Against Shareholder 4.7 Elect Non-Independent Director No. 4 None Against Shareholder 4.8 Elect Non-Independent Director No. 5 None Against Shareholder 4.9 Elect Non-Independent Director No. 6 None Against Shareholder 4.10 Elect Non-Independent Director No. 7 None Against Shareholder 4.11 Elect Non-Independent Director No. 8 None Against Shareholder 5 Approve Release of Restrictions of For Against Management Competitive Activities of Directors -------------------------------------------------------------------------------- CHINA AGRI-INDUSTRIES HOLDINGS LIMITED Ticker: 606 Security ID: Y1375F104 Meeting Date: MAR 06, 2020 Meeting Type: Special Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Scheme of Arrangement For For Management Involving Reduction of the Share Capital, Increase in the Share Capital, Allotment and Issuance of New Shares and Related Transactions -------------------------------------------------------------------------------- CHINA AGRI-INDUSTRIES HOLDINGS LIMITED Ticker: 606 Security ID: Y1375F104 Meeting Date: MAR 06, 2020 Meeting Type: Court Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Scheme of Arrangement For For Management -------------------------------------------------------------------------------- CHINA AIRLINES LTD. Ticker: 2610 Security ID: Y1374F105 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Statement of Profit and Loss For For Management Appropriation 3 Approve Amendments to Articles of For For Management Association 4 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting 5 Approve Release of Restrictions of For For Management Competitive Activities of Newly Appointed Directors and Representatives -------------------------------------------------------------------------------- CHINA CITIC BANK CORPORATION LIMITED Ticker: 998 Security ID: Y1434M116 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Annual Report For For Management 2 Approve 2019 Financial Report For For Management 3 Approve 2019 Profit Distribution Plan For For Management 4 Approve 2020 Financial Budget Plan For For Management 5 Approve 2020 Engagement of Accounting For For Management Firms and Their Fees 6 Approve 2019 Special Report of Related For For Management Party Transactions 7 Approve 2019 Report of the Board of For For Management Directors 8 Approve 2019 Report of the Board of For For Management Supervisors 9 Approve Wei Guobin as an External For For Management Supervisor 10 Approve Improvement of Management on For For Management the Remuneration of Independent Directors 11 Approve Improvement of Management on For For Management the Remuneration of External Directors 12 Amend Articles of Association For Against Management 13 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 14 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 15 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 16 Approve Change of Office and Residence For For Management and Amendments to the Related Terms of the Articles of Association 17 Approve Extension of the Authorization For For Management Period to the Board of Directors for Handling Matters in Relation to the Non-public Offering of Preference Shares by the General Meeting -------------------------------------------------------------------------------- CHINA CITIC BANK CORPORATION LIMITED Ticker: 998 Security ID: Y1434M116 Meeting Date: MAY 20, 2020 Meeting Type: Special Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extension of the Authorization For For Management Period to the Board of Directors for Handling Matters in Relation to the Non-public Offering of Preference Shares by the General Meeting -------------------------------------------------------------------------------- CHINA CONCH VENTURE HOLDINGS LIMITED Ticker: 586 Security ID: G2116J108 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: JUN 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Li Jian as Director For For Management 3b Elect Chan Chi On as Director For For Management 3c Elect Lau Chi Wah, Alex as Director For For Management 3d Authorize Board to Fix Remuneration of For For Management Directors 4 Approve KPMG as Auditors and Authorize For Against Management Board to Fix Their Remuneration 5 Authorize Repurchase of Issued Share For For Management Capital 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- CHINA CONSTRUCTION BANK CORPORATION Ticker: 939 Security ID: Y1397N101 Meeting Date: OCT 30, 2019 Meeting Type: Special Record Date: SEP 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Wang Yongqing as Supervisor For For Management 2 Elect Michel Madelain as Director For For Management 3 Approve Remuneration Distribution and For For Management Settlement Plan for Directors of the Bank in 2018 4 Approve Remuneration Distribution and For For Management Settlement Plan for Supervisors of the Bank in 2018 5 Approve Authorization for Additional For For Management Temporary Limit on Poverty Alleviation Donations -------------------------------------------------------------------------------- CHINA CONSTRUCTION BANK CORPORATION Ticker: 939 Security ID: Y1397N101 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: MAY 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Board of For For Management Supervisors 3 Approve 2019 Final Financial Accounts For For Management 4 Approve 2019 Profit Distribution Plan For For Management 5 Approve 2020 Budget for Fixed Assets For For Management Investment 6 Elect Tian Guoli as Director For For Management 7 Elect Feng Bing as Director For For Management 8 Elect Zhang Qi as Director For For Management 9 Elect Xu Jiandong as Director For For Management 10 Elect Malcolm Christopher McCarthy as For For Management Director 11 Elect Yang Fenglai as Supervisor For For Management 12 Elect Liu Huan as Supervisor For For Management 13 Elect Ben Shenglin as Supervisor For For Management 14 Approve Ernst & Young Hua Ming LLP as For Against Management Domestic Auditor and Ernst & Young as International Auditor and Authorize Board to Fix Their Remuneration 15 Approve Authorization for Temporary For For Management Limit on Charitable Donations for 2020 16 Approve Capital Plan of China For For Management Construction Bank for 2021 to 2023 -------------------------------------------------------------------------------- CHINA EASTERN AIRLINES CORPORATION LIMITED Ticker: 670 Security ID: Y1407D101 Meeting Date: DEC 31, 2019 Meeting Type: Special Record Date: NOV 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 3 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisory Committee 4.01 Approve Daily Connected Transactions For Against Management on Financial Services of the Company 4.02 Approve Daily Connected Transactions For For Management on Import and Export Services of the Company 4.03 Approve Daily Connected Transactions For For Management on Flight Complementary Services of the Company 4.04 Approve Daily Connected Transactions For For Management on Catering Supply Services of the Company 4.05 Approve Daily Connected Transactions For For Management on Property Leasing Services of the Company 4.06 Approve Daily Connected Transactions For For Management on Advertising Agency Services of the Company 4.07 Approve Daily Connected Transactions For For Management on Aircraft Finance Lease Services of the Company 4.08 Approve Daily Connected Transactions For For Management on Aircraft and Aircraft Engine Operating Lease Services of the Company 4.09 Approve Daily Connected Transactions For For Management on Freight Logistics Support Services and Cargo Terminal Business Support Services of the Company 4.10 Approve Daily Connected Transactions For For Management on Bellyhold Space Services of the Company 5.1 Elect Liu Shaoyong as Director For For Shareholder 5.2 Elect Li Yangmin as Director For For Shareholder 5.3 Elect Tang Bing as Director For For Shareholder 5.4 Elect Wang Junjin as Director For For Shareholder 6.1 Elect Lin Wanli as Director For For Shareholder 6.2 Elect Shao Ruiqing as Director For For Shareholder 6.3 Elect Cai Hongping as Director For For Shareholder 6.4 Elect Dong Xuebo as Director For For Shareholder 7.1 Elect Xi Sheng as Supervisor For For Shareholder 7.2 Elect Fang Zhaoya as Supervisor For For Management -------------------------------------------------------------------------------- CHINA EASTERN AIRLINES CORPORATION LIMITED Ticker: 670 Security ID: Y1407D101 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Supervisory For For Management Committee 3 Approve 2019 Financial Reports For For Management 4 Approve 2019 Profit Distribution For For Management Proposal 5 Approve Appointment of PRC Domestic For For Management Auditors, International Auditors for Financial Reporting and Auditors for Internal Control 6 Approve Grant of General Mandate to For Against Management Issue Bonds 7 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights for A Shares and H Shares -------------------------------------------------------------------------------- CHINA EVERBRIGHT INTERNATIONAL LIMITED Ticker: 257 Security ID: Y14226107 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3.1 Elect Wong Kam Chung, Raymond as For For Management Director 3.2 Elect Fan Yan Hok, Philip as Director For For Management 3.3 Elect Mar Selwyn as Director For For Management 3.4 Authorize Board to Fix the For For Management Remuneration of the Directors 4 Approve Ernst & Young as Auditor and For Against Management Authorize Board to Fix Their Remuneration 5.1 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 5.2 Authorize Repurchase of Issued Share For For Management Capital 5.3 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- CHINA LESSO GROUP HOLDINGS LIMITED Ticker: 2128 Security ID: G2157Q102 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAY 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Zuo Manlun as Director For For Management 3b Elect Zuo Xiaoping as Director For For Management 3c Elect Lai Zhiqiang as Director For For Management 3d Elect Chen Guonan as Director For For Management 3e Elect Huang Guirong as Director For For Management 4 Authorize Board to Fix Remuneration of For For Management Directors 5 Approve Ernst & Young as Auditor and For For Management Authorize Board to Fix Their Remuneration 6a Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6b Authorize Repurchase of Issued Share For For Management Capital 6c Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- CHINA LITERATURE LIMITED Ticker: 772 Security ID: G2121R103 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: JUN 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a Elect Cheng Wu as Director For For Management 2b Elect Hou Xiaonan as Director For For Management 2c Elect James Gordon Mitchell as Director For For Management 2d Elect Wu Wenhui as Director For For Management 2e Elect Cheng Yun Ming Matthew as For For Management Director 2f Elect Yu Chor Woon Carol as Director For For Management 2g Elect Leung Sau Ting Miranda as For For Management Director 2h Authorize Board to Fix Remuneration of For For Management Directors 3 Approve PricewaterhouseCoopers as For For Management Auditors and Authorize Board to Fix Their Remuneration 4A Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 4B Authorize Repurchase of Issued Share For For Management Capital 4C Authorize Reissuance of Repurchased For Against Management Shares 5 Approve Grant of Mandate to Issue For Against Management Shares Under the Restricted Share Unit Scheme 6 Amend Memorandum and Articles of For For Management Association and Adopt Amended and Restated Memorandum of Association and Articles of Association -------------------------------------------------------------------------------- CHINA LONGYUAN POWER GROUP CORPORATION LIMITED Ticker: 916 Security ID: Y1501T101 Meeting Date: NOV 15, 2019 Meeting Type: Special Record Date: OCT 14, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Sun Jinbiao as Director For For Management -------------------------------------------------------------------------------- CHINA LONGYUAN POWER GROUP CORPORATION LIMITED Ticker: 916 Security ID: Y1501T101 Meeting Date: FEB 28, 2020 Meeting Type: Special Record Date: JAN 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Zhang Xiaoliang as Director For For Management 2 Elect Hao Jingru as Supervisor For For Management -------------------------------------------------------------------------------- CHINA LONGYUAN POWER GROUP CORPORATION LIMITED Ticker: 916 Security ID: Y1501T101 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: APR 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Supervisory For For Management Board 3 Approve 2019 Independent Auditor's For For Management Report and Audited Financial Statements 4 Approve 2019 Final Financial Accounts For For Management Report 5 Approve 2019 Profit Distribution Plan For For Management 6 Approve 2020 Financial Budget Plan For Against Management 7 Approve Remuneration Plan of Directors For For Management and Supervisors 8 Approve Baker Tilly China Certified For For Management Public Accountants LLP as PRC Auditor and Authorize the Audit Committee of the Board to Fix Their Remuneration 9 Approve Ernst & Young as International For For Management Auditor and Authorize the Audit Committee of the Board to Fix Their Remuneration 10 Amend Articles of Association For For Management 11 Approve General Mandate to Apply for For For Management Registration and Issuance of Debt Financing Instruments in the PRC 12 Approve Application for Registration For For Management and Issuance of Debt Financing Instruments of Non-Financial Enterprises in the PRC 13 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- CHINA LONGYUAN POWER GROUP CORPORATION LIMITED Ticker: 916 Security ID: Y1501T101 Meeting Date: MAY 29, 2020 Meeting Type: Special Record Date: APR 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management -------------------------------------------------------------------------------- CHINA MEDICAL SYSTEM HOLDINGS LTD. Ticker: 867 Security ID: G21108124 Meeting Date: JUN 04, 2020 Meeting Type: Annual Record Date: MAY 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Lam Kong as Director For For Management 3b Elect Chen Hongbing as Director For For Management 3c Elect Wu Chi Keung as Director For For Management 3d Elect Luo, Laura Ying as Director For For Management 3e Authorize Board to Fix Remuneration of For For Management Directors 4 Appoint Deloitte Touche Tohmatsu as For For Management Auditors and Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- CHINA MENGNIU DAIRY COMPANY LIMITED Ticker: 2319 Security ID: G21096105 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: MAY 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Jeffrey, Minfang Lu as Director For For Management and Authorize Board to Fix His Remuneration 3b Elect Jiao Shuge (alias Jiao Zhen) as For Against Management Director and Authorize Board to Fix His Remuneration 3c Elect Julian Juul Wolhardt as Director For Against Management and Authorize Board to Fix His Remuneration 3d Elect Meng Fanjie as Director and For For Management Authorize Board to Fix His Remuneration 4 Approve Ernst & Young as Auditors and For Against Management Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Issued Share For For Management Capital 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Approve the Amendment to the Terms of For For Management the Options Granted Under the Share Option Scheme -------------------------------------------------------------------------------- CHINA MERCHANTS BANK CO., LTD. Ticker: 3968 Security ID: Y14896115 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: JUN 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Work Report of the Board For For Management of Directors 2 Approve 2019 Work Report of the Board For For Management of Supervisors 3 Approve 2019 Annual Report For For Management 4 Approve 2019 Audited Financial For For Management Statements 5 Approve 2019 Profit Appropriation Plan For For Management 6 Approve 2020 Engagement of Accounting For For Management Firms 7 Approve 2019 Related Party Transaction For For Management Report 8 Approve the 2020-2022 Mid-term Capital For For Management Management Plan 9 Approve Extension of the General For For Management Mandate to Issue Financial Bonds and Certificates of Deposit (CD) 10 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- CHINA MERCHANTS SECURITIES CO., LTD. Ticker: 6099 Security ID: Y14904109 Meeting Date: JAN 15, 2020 Meeting Type: Special Record Date: JAN 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Employee Stock Ownership For For Management Scheme of China Merchants Securities Co., Ltd. (Draft) and its Summary 2 Authorize Board to Handle Related For For Management Matters of the Employee Stock Ownership Scheme 3 Elect Gao Hong as Director For For Shareholder 4 Approve Determining the Price of For For Shareholder Purchasing Repurchased Shares Under and the Expected Scale of the Employee Stock Ownership Scheme of the Company -------------------------------------------------------------------------------- CHINA MERCHANTS SECURITIES CO., LTD. Ticker: 6099 Security ID: Y14904109 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Working Report of the For For Management Board 2 Approve 2019 Working Report of the For For Management Supervisory Committee 3 Approve 2019 Duty Report of For For Management Independent Directors 4 Approve 2019 Annual Report For For Management 5 Approve 2019 Final Accounts Report For For Management 6 Approve 2020 Budget for Proprietary For For Management Investment 7.01 Approve Contemplated Ordinary Related For For Management Party Transactions with China Merchants Bank Co., Ltd. 7.02 Approve Contemplated Ordinary Related For For Management Party Transactions with China Merchants Group Limited and Its Associates 7.03 Approve Contemplated Ordinary Related For For Management Party Transactions with China Merchants Fund Management Co., Ltd. 7.04 Approve Contemplated Ordinary Related For For Management Party Transactions with Bosera Asset Management Co., Ltd. 7.05 Approve Contemplated Ordinary Related For For Management Party Transactions with Great Wall Securities Co., Ltd. 7.06 Approve Contemplated Ordinary Related For For Management Party Transactions with China COSCO Shipping Corporation Limited Its Concerted Parties and Related Parties Where Huang Jian, Wang Daxiong Being the Director and Senior Management 7.07 Approve Contemplated Ordinary Related For For Management Party Transactions with PICC Life Insurance Company Limited and China-US Insurance Advisory Co., Ltd. 7.08 Approve Contemplated Ordinary Related For For Management Party Transactions with Connected Person 7.09 Approve Contemplated Ordinary Related For For Management Party Transactions with Other Related Parties 8 Approve Appointment of Auditors For For Management 9 Approve Provision of Guarantees by For For Management China Merchants Securities International Company Limited for Its Wholly-Owned Subsidiaries 10 Amend Articles of Association For Against Management 11 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 12 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 13 Amend Rules and Procedures Regarding For For Management Meetings of Supervisory Committee 14 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights for Additional H Shares 15.01 Approve Issuer of Debt Financing For For Management Instruments 15.02 Approve Issue Size of Debt Financing For For Management Instruments 15.03 Approve Type of Debt Financing For For Management Instruments 15.04 Approve Maturity of Debt Financing For For Management Instruments 15.05 Approve Interest Rate of Debt For For Management Financing Instruments 15.06 Approve Security and Other Credit For For Management Enhancement Arrangements 15.07 Approve Use of Proceeds For For Management 15.08 Approve Issue Price For For Management 15.09 Approve Issue Target For For Management 15.10 Approve Listing of Debt Financing For For Management Instruments 15.11 Approve Guarantee Measures for For For Management Repayment of Debt Financing Instruments 15.12 Approve Authorization for Issuance of For For Management the Company's Onshore and Offshore Debt Financing Instruments 15.13 Approve Validity Period of the For For Management Resolution 16 Approve 2019 Profit Distribution Plan For For Management 17 Approve Extension of the Validity For For Management Period of the Resolution on the Rights Issue Plan 18 Approve Extension of the Validity For For Management Period of the Full Authorization to the Board to Deal with Relevant Matters in Relation to the Rights Issue Plan 19 Approve Use of Previous Proceeds For For Shareholder -------------------------------------------------------------------------------- CHINA MERCHANTS SECURITIES CO., LTD. Ticker: 6099 Security ID: Y14904109 Meeting Date: MAY 19, 2020 Meeting Type: Special Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extension of the Validity For For Management Period of the Resolution on the Rights Issue Plan 2 Approve Extension of the Validity For For Management Period of the Full Authorization to the Board to Deal with Relevant Matters in Relation to the Rights Issue Plan -------------------------------------------------------------------------------- CHINA MERCHANTS SHEKOU INDUSTRIAL ZONE HOLDINGS CO., LTD. Ticker: 001979 Security ID: Y14907102 Meeting Date: NOV 11, 2019 Meeting Type: Special Record Date: NOV 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For Against Management Association 2 Approve Adjustment to Company's For For Management Initial Stock Option Granted 3.1 Elect Jiang Tiefeng as Non-Independent For Against Management Director 3.2 Elect Zhu Wenkai as Non-Independent For Against Management Director -------------------------------------------------------------------------------- CHINA MERCHANTS SHEKOU INDUSTRIAL ZONE HOLDINGS CO., LTD. Ticker: 001979 Security ID: Y14907102 Meeting Date: DEC 17, 2019 Meeting Type: Special Record Date: DEC 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acceptance of Financial For For Management Assistance and Financial Assistance Provision as well as Related Party Transactions -------------------------------------------------------------------------------- CHINA MERCHANTS SHEKOU INDUSTRIAL ZONE HOLDINGS CO., LTD. Ticker: 001979 Security ID: Y14907102 Meeting Date: DEC 30, 2019 Meeting Type: Special Record Date: DEC 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction in For For Management Connection to Donate Charity Funds to China Merchants Charitable Foundation 2.1 Approve Target Assets For For Shareholder 2.2 Approve Transaction Parties For For Shareholder 2.3 Approve Transaction Manners For For Shareholder 2.4 Approve Price Situation of Target For For Shareholder Assets 2.5 Approve Joint Venture Company, For For Shareholder Registered Capital and Organizational Form 2.6 Approve Profit and Loss During the For For Shareholder Transition Period 2.7 Approve Contractual Obligations and For For Shareholder Liability for Breach of the Transfer of the Underlying Asset Ownership 2.8 Approve Resolution Validity Period For For Shareholder 3 Approve Major Asset Restructuring is For For Shareholder in Accordance with the Relevant Laws and Regulations 4 Approve Transaction Complies with For For Shareholder Article IV of Provisions on Several Issues Regulating the Major Asset Restructuring of Listed Companies 5 Approve Completeness and Compliance of For For Shareholder Implementation of Legal Proceedings of the Transactions and Validity of the Submitted Legal Documents Regarding this Transaction 6 Approve Relevant Entities Does Not For For Shareholder Participate in Major Asset Restructure of Listed Companies and Does Not Have Article 13 of Strengthening the Supervision over Abnormal Stock Trading Related to the Material Asset Reorganizations of Listed Companies 7 Approve Transaction Complies with For For Shareholder Article 11 of the Management Approach Regarding Major Asset Restructuring of Listed Companies 8 Approve Transaction Constitute as For For Shareholder Major Asset Restructuring 9 Approve Transaction Does Not For For Shareholder Constitute as Related-party Transaction 10 Approve Transaction Does Not For For Shareholder Constitute as Restructure for Listing 11 Approve Signing of Capital Injection For For Shareholder Agreement, and Supplemental Agreement of Capital Injection Agreement I 12 Approve Report (Draft) and Summary on For For Shareholder Company's Major Assets Restructuring 13 Approve Relevant Audit Report, Review For For Shareholder Report and Evaluation Report of the Transaction 14 Approve Independence of Appraiser, the For For Shareholder Validity of Hypothesis, the Relevance of Valuation Purpose and Approach as Well as the Fairness of Pricing 15 Approve Pricing Basis of the For For Shareholder Transaction and Its Fairness 16 Approve Self-inspection Report on For For Shareholder Company's Real Estate Business 17 Approve Change in the Usage of Raised For For Shareholder Funds for Capital Injection 18 Approve Stock Price Volatility Does For For Shareholder Not Achieve the Standard of Article 5 Notice on Regulating the Information Disclosure of Listed Companies and the Behavior of Related Parties 19 Approve Authorization of Board to For For Shareholder Handle All Related Matters Regarding to Major Asset Restructure Plan -------------------------------------------------------------------------------- CHINA MERCHANTS SHEKOU INDUSTRIAL ZONE HOLDINGS CO., LTD. Ticker: 001979 Security ID: Y14907102 Meeting Date: MAR 05, 2020 Meeting Type: Special Record Date: FEB 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Kong Ying as Independent Director For For Shareholder -------------------------------------------------------------------------------- CHINA MERCHANTS SHEKOU INDUSTRIAL ZONE HOLDINGS CO., LTD. Ticker: 001979 Security ID: Y14907102 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: JUN 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Report For For Management 4 Approve Allocation of Income and For For Management Dividends 5 Approve Annual Report and Summary For For Management 6 Approve Appointment of External Auditor For Against Management 7 Approve Daily Related-Party For For Management Transactions 8 Approve General Authorization on For For Management Issuance of Bond Products 9 Approve Deposits and Loans from China For For Management Merchants Bank 10 Approve Guarantee Provision to For For Management Controlled Subsidiary 11 Approve Guarantee Provision Limit to For Against Management Controlled Subsidiary 12 Approve Guarantee Provision to Joint For For Management Venture Company 13 Approve Provision of Financial For For Management Assistance for Associate Company 14 Approve Provision of Authorized For For Management Financial Assistance 15 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members -------------------------------------------------------------------------------- CHINA MINSHENG BANKING CORP., LTD. Ticker: 1988 Security ID: Y1495M112 Meeting Date: APR 20, 2020 Meeting Type: Special Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Postponement of the Change of For For Management Session of the Board of Directors 2 Approve Postponement of the Change of For For Management Session of the Supervisory Board -------------------------------------------------------------------------------- CHINA MINSHENG BANKING CORP., LTD. Ticker: 1988 Security ID: Y1495M112 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: MAY 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Annual Report For For Management 2 Approve 2019 Final Financial Report For For Management 3 Approve 2019 Profit Distribution Plan For For Management 4 Approve 2020 Annual Budgets For For Management 5 Approve 2019 Work Report of the Board For For Management 6 Approve 2019 Work Report of the Board For For Management of Supervisors 7 Approve 2019 Report of Remuneration of For For Management Directors 8 Approve 2019 Report of Remuneration of For For Management Supervisors 9 Approve PricewaterhouseCoopers Zhong For Against Management Tian LLP and PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration 10 Approve Issuance of Undated Capital For For Management Bonds in the Next Three Years 11 Approve Extension of the Validity For For Management Period of the Resolutions on the Public Issuance of A Share Convertible Corporate Bonds and Related Transactions 12 Approve Report on Utilization of For For Management Proceeds from the Previous Issuance 13 Approve Shareholder Return Plan for For For Management 2019 to 2021 14 Approve Impacts on Dilution of Current For For Management Returns of the Public Issuance of A Share Convertible Corporate Bonds and the Remedial Measures 15 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 16 Approve Issuance of Financial Bonds For Against Management and Tier-2 Capital Bonds in the Next Three Years 17 Approve Change of Registered Capital For For Management 18 Amend Articles of Association For For Management 19 Elect Gao Yingxin as Director For For Shareholder -------------------------------------------------------------------------------- CHINA MINSHENG BANKING CORP., LTD. Ticker: 1988 Security ID: Y1495M112 Meeting Date: JUN 29, 2020 Meeting Type: Special Record Date: MAY 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extension of the Validity For For Management Period of the Resolutions on the Public Issuance of A Share Convertible Corporate Bonds and Related Transactions -------------------------------------------------------------------------------- CHINA MOLYBDENUM CO., LTD. Ticker: 3993 Security ID: Y1503Z105 Meeting Date: DEC 27, 2019 Meeting Type: Special Record Date: NOV 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee by the For For Management Company to Its Joint-Stock Company Huayue Nickel Cobalt 2 Approve Provision of Financing For For Shareholder Guarantee Among Direct or Indirect Wholly-Owned Subsidiaries of the Company 3 Approve Provision of Supply Chain For For Shareholder Financing Guarantee by by IXM, an Indirect Wholly-Owned Subsidiary of the Company, to Its Suppliers -------------------------------------------------------------------------------- CHINA MOLYBDENUM CO., LTD. Ticker: 3993 Security ID: Y1503Z105 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Financial Report and For For Management Financial Statements 2 Approve 2020 Budget Report For Against Management 3 Approve 2019 Profit Distribution Plan For For Management 4 Approve 2019 Report of the Board of For For Management Directors 5 Approve 2019 Report of the Supervisory For For Management Committee 6 Approve 2019 Annual Report For For Management 7 Approve Appointment of 2020 External For Against Management Auditor 8 Approve Purchase of Structured Deposit For Against Management with Internal Idle Fund 9 Approve Purchase of Wealth Management For For Management or Entrusted Wealth Management Products with Internal Idle Funds 10 Approve Provision of Guarantee to For For Management Wholly-owned Subsidiaries 11 Approve Extension for the Provision of For For Management Financing Guarantee to a Joint Venture of the Company 12 Approve and Authorize the Board of For Against Management Directors to Decide on the Issuance of Debt Financing Instruments 13 Approve Forfeiture of Uncollected For For Management Dividend of H Shareholders for the Year 2012 14 Approve Amendments to Articles of For For Management Association 15 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 16 Authorize Board to Deal with All For For Management Matters in Relation to the Distribution of 2020 Interim and Quarterly Dividend 17 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights for A Shares and/or H Shares 18 Authorize Repurchase of Issued H Share For For Management Capital -------------------------------------------------------------------------------- CHINA MOLYBDENUM CO., LTD. Ticker: 3993 Security ID: Y1503Z105 Meeting Date: JUN 12, 2020 Meeting Type: Special Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 3 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights for A Shares and/or H Shares 4 Authorize Repurchase of Issued H Share For For Management Capital -------------------------------------------------------------------------------- CHINA OVERSEAS LAND & INVESTMENT LTD. Ticker: 688 Security ID: Y15004107 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: JUN 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Zhang Zhichao as Director For For Management 3b Elect Zhuang Yong as Director For Against Management 3c Elect Guo Guanghui as Director For Against Management 3d Elect Fan Hsu Lai Tai, Rita as Director For For Management 3e Elect Li Man Bun, Brian David as For Against Management Director 4 Authorize Board to Fix Remuneration of For For Management Directors 5 Approve Ernst & Young as Auditor and For Against Management Authorize Board to Fix Their Remuneration 6 Authorize Repurchase of Issued Share For For Management Capital 7 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 8 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- CHINA RESOURCES GAS GROUP LIMITED Ticker: 1193 Security ID: G2113B108 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3.1 Elect Chen Ying as Director For Against Management 3.2 Elect Wang Yan as Director For Against Management 3.3 Elect Wong Tak Shing as Director For For Management 3.4 Elect Yu Hon To, David as Director For Against Management 3.5 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Ernst & Young as Auditor and For For Management Authorize Board to Fix Their Remuneration 5A Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 5B Authorize Repurchase of Issued Share For For Management Capital 5C Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- CHINA RESOURCES PHARMACEUTICAL GROUP LIMITED Ticker: 3320 Security ID: Y1511B108 Meeting Date: JUN 22, 2020 Meeting Type: Annual Record Date: JUN 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3.1 Elect Han Yuewei as Director For For Management 3.2 Elect Li Xiangming as Director For For Management 3.3 Elect Weng Jingwen as Director For For Management 3.4 Elect Yu Zhongliang as Director For Against Management 3.5 Elect Guo Wei as Director For For Management 3.6 Elect Shing Mo Han Yvonne as Director For For Management 3.7 Elect Kwok Kin Fun as Director For For Management 3.8 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Ernst & Young as Auditor and For For Management Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Issued Share For For Management Capital 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- CHINA SHENHUA ENERGY COMPANY LIMITED Ticker: 1088 Security ID: Y1504C113 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: APR 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Supervisory For For Management Committee 3 Approve 2019 Audited Financial For For Management Statements 4 Approve 2019 Profit Distribution Plan For For Management and Final Dividend 5 Approve 2019 Remuneration of Directors For For Management and Supervisors 6 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management 7 Approve KPMG as International Auditors For For Management and KPMG Huazhen LLP as PRC Auditors and Authorize Directors' Committee to Fix Their Remuneration 8 Approve Entering into the Shenhua For For Management Finance Capital Increase Agreement with Shuohuang Railway, Zhunge'er Energy, Baoshen Railway, China Energy and Shenhua Finance and Related Transactions 9 Approve Entering into the Termination For Against Management Agreement of the Existing Financial Services Agreement with China Energy, Entering into the New Financial Services Agreement with Shenhua Finance and the Terms, Annual Caps and Related Transactions 10 Approve the Increase of Cash Dividend For For Management Percentage for 2019-2021 11 Amend Articles of Association For Against Management Regarding Party Committee 12 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 13 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 14 Amend Rules and Procedures Regarding For For Management Meetings of Supervisory Committee 15.01 Elect Wang Xiangxi as Director For For Shareholder 15.02 Elect Yang Jiping as Director For For Shareholder 15.03 Elect Xu Mingjun as Director For For Shareholder 15.04 Elect Jia Jinzhong as Director For For Shareholder 15.05 Elect Zhao Yongfeng as Director For For Shareholder 16.01 Elect Yuen Kwok Keung as Director For For Shareholder 16.02 Elect Bai Chong-En as Director For For Shareholder 16.03 Elect Chen Hanwen as Director For For Shareholder 17.01 Elect Luo Meijian as Supervisor For For Shareholder 17.02 Elect Zhou Dayu as Supervisor For For Shareholder -------------------------------------------------------------------------------- CHINA SHENHUA ENERGY COMPANY LIMITED Ticker: 1088 Security ID: Y1504C121 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: APR 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Supervisory For For Management Committee 3 Approve 2019 Audited Financial For For Management Statements 4 Approve 2019 Profit Distribution Plan For For Management and Final Dividend 5 Approve 2019 Remuneration of Directors For For Management and Supervisors 6 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management 7 Approve KPMG as International Auditors For For Management and KPMG Huazhen LLP as PRC Auditors and Authorize Directors' Committee to Fix Their Remuneration 8 Approve Entering into the Shenhua For For Management Finance Capital Increase Agreement with Shuohuang Railway, Zhunge'er Energy, Baoshen Railway, China Energy and Shenhua Finance and Related Transactions 9 Approve Entering into the Termination For Against Management Agreement of the Existing Financial Services Agreement with China Energy, Entering into the New Financial Services Agreement with Shenhua Finance and the Terms, Annual Caps and Related Transactions 10 Approve the Increase of Cash Dividend For For Management Percentage for 2019-2021 11 Amend Articles of Association For Against Management Regarding Party Committee 12 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 13 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 14 Amend Rules and Procedures Regarding For For Management Meetings of Supervisory Committee 15.01 Elect Wang Xiangxi as Director For For Shareholder 15.02 Elect Yang Jiping as Director For For Shareholder 15.03 Elect Xu Mingjun as Director For For Shareholder 15.04 Elect Jia Jinzhong as Director For For Shareholder 15.05 Elect Zhao Yongfeng as Director For For Shareholder 16.01 Elect Yuen Kwok Keung as Director For For Shareholder 16.02 Elect Bai Chong-En as Director For For Shareholder 16.03 Elect Chen Hanwen as Director For For Shareholder 17.01 Elect Luo Meijian as Supervisor For For Shareholder 17.02 Elect Zhou Dayu as Supervisor For For Shareholder -------------------------------------------------------------------------------- CHINA SHENHUA ENERGY COMPANY LIMITED Ticker: 1088 Security ID: Y1504C121 Meeting Date: MAY 29, 2020 Meeting Type: Special Record Date: APR 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For Against Management Regarding Party Committee -------------------------------------------------------------------------------- CHINA SHENHUA ENERGY COMPANY LIMITED Ticker: 1088 Security ID: Y1504C113 Meeting Date: MAY 29, 2020 Meeting Type: Special Record Date: APR 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management -------------------------------------------------------------------------------- CHINA STEEL CORP. Ticker: 2002 Security ID: Y15041109 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Plan on Profit Distribution For For Management 3 Amend Procedures Governing the For For Management Acquisition or Disposal of Assets 4 Amend Procedures for Lending Funds to For For Management Other Parties 5 Approve Release the Prohibition on For For Management Chairman Chao-Tung Wong, from Holding the Position of Director of Taiwan High Speed Rail Corporation 6 Approve Release the Prohibition on For For Management Director Shyi-Chin Wang, from Holding the Position of Director of China Ecotek Corporation 7 Approve Release the Prohibition on For For Management Director Chien-Chih Hwang, from Holding the Position of Director of China Steel Structure Co., Ltd., CSBC Corporation, Taiwan, Formosa Ha Tinh (Cayman) Limited, and Formosa Ha Tinh Steel Corporation -------------------------------------------------------------------------------- CHINA VANKE CO., LTD. Ticker: 2202 Security ID: Y77421132 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: MAY 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Supervisory For For Management Committee 3 Approve 2019 Annual Report For For Management 4 Approve 2019 Dividend Distribution Plan For For Management 5 Approve Appointment of Auditors For Against Management 6 Approve Authorization of the Company For For Management and Its Majority-Owned Subsidiaries to Provide Financial Assistance to Third Parties 7 Approve Authorization of Guarantee by For Against Management the Company to Its Majority-Owned Subsidiaries 8 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights for H Shares 9 Authorize Repurchase of Issued Share For For Management Capital 10 Amend Articles of Association For For Management 11 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 12 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 13 Amend Rules and Procedures Regarding For For Management Meetings of Supervisory Committee 14.1 Elect Hu Guobin as Director For For Management 14.2 Elect Li Qiangqiang as Director For For Management 14.3 Elect Tang Shaojie as Director For For Management 14.4 Elect Wang Haiwu as Director For For Management 14.5 Elect Xin Jie as Director For For Management 14.6 Elect Yu Liang as Director For For Management 14.7 Elect Zhu Jiusheng as Director For For Management 15.1 Elect Zhang Yichen as Director For For Shareholder 15.2 Elect Kang Dian as Director For For Management 15.3 Elect Liu Shuwei as Director For Against Management 15.4 Elect Ng Kar Ling, Johnny as Director For Against Management 16.1 Elect Li Miao as Supervisor For For Management 16.2 Elect Xie Dong as Supervisor For For Management -------------------------------------------------------------------------------- CHINA VANKE CO., LTD. Ticker: 2202 Security ID: Y77421116 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: JUN 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Supervisory For For Management Committee 3 Approve 2019 Annual Report For For Management 4 Approve 2019 Dividend Distribution Plan For For Management 5 Approve Appointment of Auditors For Against Management 6 Approve Authorization of the Company For For Management and Its Majority-Owned Subsidiaries to Provide Financial Assistance to Third Parties 7 Approve Authorization of Guarantee by For Against Management the Company to Its Majority-Owned Subsidiaries 8 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights for H Shares 9 Authorize Repurchase of Issued Share For For Management Capital 10 Amend Articles of Association For For Management 11 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 12 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 13 Amend Rules and Procedures Regarding For For Management Meetings of Supervisory Committee 14.1 Elect Hu Guobin as Director For For Management 14.2 Elect Li Qiangqiang as Director For For Management 14.3 Elect Tang Shaojie as Director For For Management 14.4 Elect Wang Haiwu as Director For For Management 14.5 Elect Xin Jie as Director For For Management 14.6 Elect Yu Liang as Director For For Management 14.7 Elect Zhu Jiusheng as Director For For Management 15.1 Elect Zhang Yichen as Director For For Shareholder 15.2 Elect Kang Dian as Director For For Management 15.3 Elect Liu Shuwei as Director For Against Management 15.4 Elect Ng Kar Ling, Johnny as Director For Against Management 16.1 Elect Li Miao as Supervisor For For Management 16.2 Elect Xie Dong as Supervisor For For Management -------------------------------------------------------------------------------- CHINA VANKE CO., LTD. Ticker: 2202 Security ID: Y77421116 Meeting Date: JUN 30, 2020 Meeting Type: Special Record Date: JUN 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- CHINA VANKE CO., LTD. Ticker: 2202 Security ID: Y77421132 Meeting Date: JUN 30, 2020 Meeting Type: Special Record Date: MAY 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- CHR. HANSEN HOLDING A/S Ticker: CHR Security ID: K1830B107 Meeting Date: NOV 27, 2019 Meeting Type: Annual Record Date: NOV 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Board Report None None Management 2 Accept Financial Statements and For For Management Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of DKK 7.07 Per Share 4 Approve Remuneration of Directors in For For Management the Amount of DKK 1.2 Million for Chair, DKK 800,000 for Vice-Chair and DKK 400,000 for Other Directors; Approve Remuneration for Committee Work 5 Approve Revised Remuneration For For Management Guidelines for Executive Management and Board 6a Reelect Dominique Reiniche (Chair) as For For Management Director 6b.a Reelect Jesper Brandgaard as Director For For Management 6b.b Reelect Luis Cantarell as Director For For Management 6b.c Reelect Heidi Kleinbach-Sauter as For For Management Director 6b.d Elect Niels Peder Nielsen as New For For Management Director 6b.e Reelect Kristian Villumsen as Director For For Management 6b.f Reelect Mark Wilson as Director For For Management 7 Reelect PricewaterhouseCoopers as For Abstain Management Auditor 8 Authorize Editorial Changes to Adopted For For Management Resolutions in Connection with Registration with Danish Authorities -------------------------------------------------------------------------------- CHUGAI PHARMACEUTICAL CO., LTD. Ticker: 4519 Security ID: J06930101 Meeting Date: MAR 30, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 92 2.1 Elect Director Kosaka, Tatsuro For For Management 2.2 Elect Director Ueno, Moto For For Management 2.3 Elect Director Okuda, Osamu For For Management 2.4 Elect Director Momoi, Mariko For For Management 3.1 Appoint Statutory Auditor Nimura, For For Management Takaaki 3.2 Appoint Statutory Auditor Masuda, For For Management Kenichi 4 Approve Compensation Ceiling for For For Management Statutory Auditors -------------------------------------------------------------------------------- CHUNGHWA TELECOM CO., LTD. Ticker: 2412 Security ID: Y1613J108 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association 4 Approve Release of Restrictions of For For Management Competitive Activities of Directors -------------------------------------------------------------------------------- CIMB GROUP HOLDINGS BERHAD Ticker: 1023 Security ID: Y1636J101 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: JUN 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Teoh Su Yin as Director For For Management 2 Elect Lee Kok Kwan as Director For For Management 3 Elect Mohamed Ross Mohd Din as Director For For Management 4 Elect Didi Syafruddin Yahya as Director For For Management 5 Elect Shulamite N K Khoo as Director For For Management 6 Approve Director's Fees For For Management 7 Approve Directors' Allowances and For For Management Benefits 8 Approve PricewaterhouseCoopers as For Against Management Auditors and Authorize Board to Fix Their Remuneration 9 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 10 Approve Issuance of New Ordinary For For Management Shares Under the Dividend Reinvestment Scheme 11 Authorize Share Repurchase Program For For Management -------------------------------------------------------------------------------- CITIC LIMITED Ticker: 267 Security ID: Y1639J116 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: JUN 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Elect Zhu Hexin as Director For For Management 4 Elect Wang Jiong as Director For For Management 5 Elect Yang Xiaoping as Director For For Management 6 Elect Francis Siu Wai Keung as Director For For Management 7 Elect Anthony Francis Neoh as Director For For Management 8 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 9 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 10 Authorize Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- CITY DEVELOPMENTS LIMITED Ticker: C09 Security ID: V23130111 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and For For Management Directors' and Auditors' Reports 2 Approve Final and Special Dividend For For Management 3 Approve Directors' Fees For For Management 4a Elect Kwek Leng Beng as Director For For Management 4b Elect Tan Yee Peng as Director For For Management 4c Elect Koh Thiam Hock as Director For For Management 5 Elect Sherman Kwek Eik Tse as Director For For Management 6 Approve KPMG LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 7 Approve Issuance of Equity or For For Management Equity-Linked Securities with or without Preemptive Rights 8 Authorize Share Repurchase Program For For Management 9 Approve Mandate for Transactions with For For Management Related Parties -------------------------------------------------------------------------------- CJ CHEILJEDANG CORP. Ticker: 097950 Security ID: Y16691126 Meeting Date: MAR 27, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Choi Eun-seok as Inside Director For For Management 2.2 Elect Yoon-Jeong-hwan as Director For For Management 3 Elect Yoon Jeong-hwan as a Member of For For Management Audit Committee 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- CJ CORP. Ticker: 001040 Security ID: Y1848L118 Meeting Date: MAR 30, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Choi Eun-seok as Inside Director For For Management 2.2 Elect Song Hyun-seung as Outside For Against Management Director 2.3 Elect Ryu Chul-kyu as Outside Director For Against Management 3.1 Elect Song Hyun-seung as a Member of For Against Management Audit Committee 3.2 Elect Ryu Chul-kyu as a Member of For Against Management Audit Committee 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- CLARIANT AG Ticker: CLN Security ID: H14843165 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1.1 Accept Financial Statements and For For Management Statutory Reports 1.2 Approve Remuneration Report For For Management 2 Approve Discharge of Board and Senior For For Management Management 3 Approve Allocation of Income For For Management 4 Approve Extraordinary Dividends of CHF For For Management 3.00 per Share 5.1.a Reelect Abdullah Alissa as Director For Against Management 5.1.b Reelect Guenter von Au as Director For For Management 5.1.c Reelect Hariolf Kottmann as Director For Against Management 5.1.d Reelect Calum MacLean as Director For Against Management 5.1.e Reelect Geoffery Merszei as Director For For Management 5.1.f Reelect Eveline Saupper as Director For For Management 5.1.g Reelect Peter Steiner as Director For For Management 5.1.h Reelect Claudia Dyckerhoff as Director For For Management 5.1.i Reelect Susanne Wamsler as Director For For Management 5.1.j Reelect Konstantin Winterstein as For For Management Director 5.1.k Elect Nader Alwehibi as Director For For Management 5.1.l Elect Thilo Mannhardt as Director For For Management 5.2 Reelect Hariolf Kottmann as Board For Against Management Chairman 5.3.1 Reappoint Abdullah Alissa as Member of For Against Management the Compensation Committee 5.3.2 Reappoint Eveline Saupper as Member of For For Management the Compensation Committee 5.3.3 Reappoint Claudia Dyckerhoff as Member For For Management of the Compensation Committee 5.3.4 Reappoint Susanne Wamsler as Member of For For Management the Compensation Committee 5.4 Designate Balthasar Settelen as For For Management Independent Proxy 5.5 Ratify PricewaterhouseCoopers AG as For For Management Auditors 6.1 Approve Remuneration of Directors in For For Management the Amount of CHF 5 Million 6.2 Approve Fixed and Variable For For Management Remuneration of Executive Committee in the Amount of CHF 16 Million 7.1 Additional Voting Instructions - Board For Against Management of Directors Proposals (Voting) 7.2 Additional Voting Instructions - None Against Management Shareholder Proposals (Voting) -------------------------------------------------------------------------------- CLICKS GROUP LTD. Ticker: CLS Security ID: S17249111 Meeting Date: JAN 30, 2020 Meeting Type: Annual Record Date: JAN 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for the Year Ended 31 August 2019 2 Reappoint Ernst & Young Inc as For For Management Auditors of the Company with Anthony Cadman as the Individual Registered Auditor 3 Re-elect Fatima Abrahams as Director For For Management 4 Re-elect Martin Rosen as Director For For Management 5.1 Re-elect John Bester as Member of the For For Management Audit and Risk Committee 5.2 Re-elect Fatima Daniels as Member of For For Management the Audit and Risk Committee 5.3 Re-elect Nonkululeko Gobodo as Member For For Management of the Audit and Risk Committee 6 Approve Remuneration Policy For For Management 7 Approve Remuneration Implementation For For Management Report 8 Authorise Repurchase of Issued Share For For Management Capital 9 Authorise Specific Repurchase of For For Management Shares from New Clicks South Africa Proprietary Limited 10 Approve Directors' Fees For For Management 11 Approve Financial Assistance in Terms For For Management of Section 45 of the Companies Act 12 Amend Memorandum of Incorporation For For Management -------------------------------------------------------------------------------- CLP HOLDINGS LTD. Ticker: 2 Security ID: Y1660Q104 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: MAY 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a Elect Michael Kadoorie as Director For For Management 2b Elect William Elkin Mocatta as Director For For Management 2c Elect Roderick Ian Eddington as For For Management Director 3 Approve PricewaterhouseCoopers as For Against Management Auditor and Authorize Board to Fix Their Remuneration 4 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 5 Authorize Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- CNH INDUSTRIAL NV Ticker: CNHI Security ID: N20944109 Meeting Date: APR 16, 2020 Meeting Type: Annual Record Date: MAR 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2.a Receive Explanation on Company's None None Management Reserves and Dividend Policy 2.b Adopt Financial Statements and For For Management Statutory Reports 2.c Approve Dividends of EUR 0.18 Per Share For For Management 2.d Approve Discharge of Directors For For Management 3.a Approve Remuneration Report For For Management 3.b Amend Remuneration Policy For For Management 3.c Approve Long Term Incentive Plan For For Management 4.a Reelect Suzanne Heywood as Executive For Against Management Director 4.b Reelect Hubertus M. Muhlhauser as None None Management Executive Director 4.c Reelect Leo W. Houle as Non-Executive For Against Management Director 4.d Reelect John B. Lanaway as For Against Management Non-Executive Director 4.e Reelect Alessandro Nasi as For Against Management Non-Executive Director 4.f Reelect Lorenzo Simonelli as For Against Management Non-Executive Director 4.g Reelect Jacqueline A. Tammenoms Bakker For Against Management as Non-Executive Director 4.h Reelect Jacques Theurillat as For Against Management Non-Executive Director 4.i Elect Howard Buffett as Non-Executive For For Management Director 4.j Elect Nelda (Janine) Connors as For For Management Non-Executive Director 4.k Elect Tufan Erginbilgic as For For Management Non-Executive Director 4.l Elect Vagn Sorensen as Non-Executive For For Management Director 5 Ratify Ernst & Young as Auditors For For Management 6 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 7 Close Meeting None None Management -------------------------------------------------------------------------------- CNP ASSURANCES SA Ticker: CNP Security ID: F1876N318 Meeting Date: APR 17, 2020 Meeting Type: Annual/Special Record Date: APR 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Absence of Dividends 4 Approve Transaction with Caixa For For Management Economica Federal, Caixa Seguridade, CSH and CNP Re: Brazil Partnership 5 Approve Transaction with BPCE and CNP For For Management Assurances RE: Extending their Partnership 6 Approve Auditors' Special Report on For For Management Related-Party Transactions 7 Approve Remuneration Policy of For For Management Chairman of the Board 8 Approve Remuneration Policy of CEO For For Management 9 Approve Remuneration Policy of For For Management Directors 10 Approve Compensation of Corporate For For Management Officers 11 Approve Compensation of Jean-Paul For For Management Faugere, Chairman of the Board 12 Approve Compensation of Antoine For For Management Lissowski, CEO 13 Reelect Marcia Campbell as Director For For Management 14 Reelect Stephane Pallez as Director For Against Management 15 Ratify Appointement of Christiane For For Management Marcellier as Director 16 Reelect Christiane Marcellier as For For Management Director 17 Ratify Appointement of Yves Brassart For For Management as Director 18 Ratify Appointement of Catherine For For Management Charrier-Leflaive as Director 19 Ratify Appointment of Francois Geronde For For Management as Director 20 Ratify Appointment of Sonia de For For Management Demandolx as Director 21 Reelect Sonia de Demandolx as Director For For Management 22 Ratify Appointment of Tony Blanco as For Against Management Director 23 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 24 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 137,324,000 25 Approve Issuance of Equity or For For Management Equity-Linked Securities for up to 10 Percent of Issued Capital Per Year for Private Placements 26 Authorize Capital Issuances for Use in For Against Management Employee Stock Purchase Plans 27 Amend Article 17 of Bylaws Re: Age For For Management Limit of Chairman of the Board Fixed at 70 28 Amend Article 18 of Bylaws Re: Board For For Management Members Deliberation via Written Consultation 29 Amend Article 15 of Bylaws Re: Board For For Management Composition 30 Amend Article 21 of Bylaws Re: Board For For Management Members Remuneration 31 Amend Article 23 of Bylaws Re: For For Management Related-Party Transactions 32 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- COCA-COLA AMATIL LTD. Ticker: CCL Security ID: Q2594P146 Meeting Date: MAY 26, 2020 Meeting Type: Annual Record Date: MAY 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 2 Approve Remuneration Report For For Management 3a Elect Krishnakumar Thirumalai as For For Management Director 3b Elect Paul Dominic O'Sullivan as For For Management Director 3c Elect Penelope Ann Winn as Director For For Management 4 Approve Grant of Performance Shares For For Management Rights to Alison Mary Watkins -------------------------------------------------------------------------------- COCA-COLA EUROPEAN PARTNERS PLC Ticker: CCEP Security ID: G25839104 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: MAY 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Policy For For Management 3 Approve Remuneration Report For For Management 4 Re-elect Jan Bennink as Director For For Management 5 Re-elect Thomas Johnson as Director For For Management 6 Elect Dessi Temperley as Director For For Management 7 Re-elect Jose Ignacio Comenge as For For Management Director 8 Re-elect Francisco Crespo Benitez as For For Management Director 9 Re-elect Irial Finan as Director For Against Management 10 Re-elect Damian Gammell as Director For For Management 11 Re-elect Nathalie Gaveau as Director For For Management 12 Re-elect Alvaro Gomez-Trenor Aguilar For For Management as Director 13 Re-elect Dagmar Kollmann as Director For For Management 14 Re-elect Alfonso Libano Daurella as For For Management Director 15 Re-elect Lord Mark Price as Director For For Management 16 Re-elect Mario Rotllant Sola as For Against Management Director 17 Reappoint Ernst & Young LLP as Auditors For For Management 18 Authorise Board to Fix Remuneration of For For Management Auditors 19 Authorise EU Political Donations and For For Management Expenditure 20 Authorise Issue of Equity For For Management 21 Approve Waiver on Tender-Bid For Against Management Requirement 22 Authorise Issue of Equity without For For Management Pre-emptive Rights 23 Authorise Market Purchase of Ordinary For For Management Shares 24 Authorise Off-Market Purchase of For For Management Ordinary Shares 25 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- COCA-COLA FEMSA SAB DE CV Ticker: KOFUBL Security ID: P2861Y177 Meeting Date: MAR 17, 2020 Meeting Type: Annual Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income and Cash For For Management Dividends 3 Set Maximum Amount of Share Repurchase For For Management Reserve 4 Elect Directors and Secretaries; For Against Management Verify Director's Independence Classification; Approve Their Remuneration 5 Elect Members of Planning and For For Management Financing Committee, Audit Committee and Corporate Practices Committee; Elect Chairman of Committees and Fix their Remuneration 6 Authorize Board to Ratify and Execute For For Management Approved Resolutions 7 Approve Minutes of Meeting For For Management -------------------------------------------------------------------------------- COCA-COLA HBC AG Ticker: CCH Security ID: H1512E100 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2.1 Approve Allocation of Income For For Management 2.2 Approve Dividend from Reserves For For Management 3 Approve Discharge of Board and Senior For For Management Management 4.1.1 Re-elect Anastassis David as Director For For Management and as Board Chairman 4.1.2 Re-elect Zoran Bogdanovic as Director For For Management 4.1.3 Re-elect Charlotte Boyle as Director For For Management and as Member of the Remuneration Committee 4.1.4 Re-elect Reto Francioni as Director For For Management and as Member of the Remuneration Committee 4.1.5 Re-elect Olusola David-Borha as For For Management Director 4.1.6 Re-elect William Douglas III as For For Management Director 4.1.7 Re-elect Anastasios Leventis as For For Management Director 4.1.8 Re-elect Christodoulos Leventis as For For Management Director 4.1.9 Re-elect Alexandra Papalexopoulou as For For Management Director 4.1.A Re-elect Jose Octavio Reyes as Director For For Management 4.1.B Re-elect Alfredo Rivera as Director For Against Management 4.1.C Re-elect Ryan Rudolph as Director For For Management 4.2 Elect Anna Diamantopoulou as Director For For Management and as Member of the Remuneration Committee 5 Designate Ines Poeschel as Independent For For Management Proxy 6.1 Reappoint PricewaterhouseCoopers AG as For For Management Auditors 6.2 Advisory Vote on Reappointment of the For For Management Independent Registered Public Accounting Firm PricewaterhouseCoopers SA for UK Purposes 7 Approve UK Remuneration Report For For Management 8 Approve Remuneration Policy For For Management 9 Approve Swiss Remuneration Report For For Management 10.1 Approve Maximum Aggregate Amount of For For Management Remuneration for Directors 10.2 Approve Maximum Aggregate Amount of For For Management Remuneration for the Operating Committee 11 Authorise Market Purchase of Ordinary For For Management Shares -------------------------------------------------------------------------------- COCHLEAR LIMITED Ticker: COH Security ID: Q25953102 Meeting Date: OCT 22, 2019 Meeting Type: Annual Record Date: OCT 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Financial Statements and For For Management Reports of the Directors and Auditors 2.1 Approve Remuneration Report For For Management 3.1 Elect Yasmin Allen as Director For For Management 3.2 Elect Donal O'Dwyer as Director For For Management 3.3 Elect Abbas Hussain as Director For For Management 3.4 Elect Rick Holliday-Smith as Director For For Management 4.1 Approve Grant of Options and For For Management Performance Rights to Dig Howitt -------------------------------------------------------------------------------- COLES GROUP LIMITED Ticker: COL Security ID: Q26203408 Meeting Date: NOV 13, 2019 Meeting Type: Annual Record Date: NOV 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 2.1 Elect James Graham as Director For For Management 2.2 Elect Jacqueline Chow as Director For For Management 3 Approve Remuneration Report For For Management 4 Approve Grant of Performance Rights to For For Management Steven Cain 5 Appoint Ernst & Young as Auditor of For For Management the Company 6a Approve the Amendments to the Against Against Shareholder Company's Constitution 6b Improve Human Rights Management in Against Against Shareholder Fresh Food Supply Chains -------------------------------------------------------------------------------- COLOPLAST A/S Ticker: COLO.B Security ID: K16018192 Meeting Date: DEC 05, 2019 Meeting Type: Annual Record Date: NOV 28, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Report of Board None None Management 2 Accept Financial Statements and For For Management Statutory Reports 3 Approve Allocation of Income and For For Management Dividends 4 Approve Remuneration Report For For Management 5.1 Approve Remuneration of Directors in For For Management the Amount of DKK 1.35 Million for Chairman, DKK 787,500 for Deputy Chairman, and DKK 450,000 for Other Directors; Approve Remuneration for Committee Work 5.2 Approve Update of the Company's For Against Management Overall Guidelines for Incentive Pay to the Executive Management 5.3 Amend Articles Re: Annual General For For Management Meeting Agenda 5.4 Amend Articles Re: Participation on For For Management General Meetings 5.5 Authorize Share Repurchase Program For For Management 6.1 Reelect Lars Soren Rasmussen as For Abstain Management Director 6.2 Reelect Niels Peter Louis-Hansen as For Abstain Management Director 6.3 Reelect Birgitte Nielsen as Director For For Management 6.4 Reelect Carsten Hellmann as Director For For Management 6.5 Reelect Jette Nygaard-Andersen as For For Management Director 6.6 Reelect Jorgen Tang-Jensen as Director For Abstain Management 7 Ratify PricewaterhouseCoopers as For Abstain Management Auditors 8 Other Business None None Management -------------------------------------------------------------------------------- COLRUYT SA Ticker: COLR Security ID: B26882231 Meeting Date: SEP 25, 2019 Meeting Type: Annual Record Date: SEP 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive and Approve Directors' and For For Management Auditors' Reports, and Report of the Works Council 2 Approve Remuneration Report For Against Management 3a Adopt Financial Statements For For Management 3b Accept Consolidated Financial For For Management Statements 4 Approve Dividends of EUR 1.31 Per Share For For Management 5 Approve Allocation of Income For For Management 6 Approve Profit Participation of For For Management Employees Through Allotment of Repurchased Shares of Colruyt 7 Approve Co-optation of Fast Forward For For Management Services BVBA, Permanently Represented by Rika Coppens, as Independent Director 8 Reelect 7 Capital SPRL, Permanently For For Management Represented by Chantal De Vrieze, as Independent Director 9 Ratify Ernst & Young as Auditors For For Management 10 Approve Discharge of Directors For For Management 11 Approve Discharge of Auditors For For Management 12 Transact Other Business None None Management -------------------------------------------------------------------------------- COLRUYT SA Ticker: COLR Security ID: B26882231 Meeting Date: OCT 10, 2019 Meeting Type: Special Record Date: SEP 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor I.1 Receive Special Board Report Re: None None Management Employee Stock Purchase Plan I.2 Receive Special Auditor Report Re: None None Management Employee Stock Purchase Plan I.3 Approve Employee Stock Purchase Plan For Against Management Up To 1,000,000 Shares I.4 Approve Fixing of Price of Shares to For Against Management Be Issued I.5 Eliminate Preemptive Rights Re: Item I. For Against Management 3 I.6 Approve Increase of Capital following For Against Management Issuance of Equity without Preemptive Rights Re: Item I.3 I.7 Approve Subscription Period Re: Item I. For Against Management 3 I.8 Authorize Implementation of Approved For For Management Resolutions and Filing of Required Documents/Formalities at Trade Registry II.a Receive Special Board Report Re: None None Management Authorization To Purchase Own Shares By the Company II.b Authorize Repurchase of Up to For For Management 27,610,148 Shares III Authorize Implementation of Approved For For Management Resolutions -------------------------------------------------------------------------------- COMMERCIAL INTERNATIONAL BANK (EGYPT) SAE Ticker: COMI Security ID: M25561107 Meeting Date: MAR 15, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Issuance of Bonds or For Did Not Vote Management Subordinated Loans of EGP 15 Billion -------------------------------------------------------------------------------- COMMERCIAL INTERNATIONAL BANK (EGYPT) SAE Ticker: COMI Security ID: M25561107 Meeting Date: MAR 15, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For Did Not Vote Management Operations for FY 2019 2 Approve Auditors' Report on Company For Did Not Vote Management Financial Statements for FY 2019 3 Accept Financial Statements and For Did Not Vote Management Statutory Reports for FY 2019 4 Approve Allocation of Income for FY For Did Not Vote Management 2019 and Authorize Board to Fix and Distribute Employees' Share in the Company's Profits 5 Authorize Capital Issuances for Use in For Did Not Vote Management Employee Stock Purchase Plan and Amend Articles 6 and 7 of Bylaws Accordingly 6 Authorize Capitalization of Reserves For Did Not Vote Management for Bonus Issue Re: 1:3 and Amend Articles 6 and 7 to reflect the Increase of Capital 7 Approve Discharge of Directors for FY For Did Not Vote Management 2019 8 Ratify Auditors and Fix Their For Did Not Vote Management Remuneration for FY 2020 9.1 Elect Amin Al Arab as Director For Did Not Vote Management 9.2 Elect Hussein Abaza as Director For Did Not Vote Management 9.3 Elect Bijan Khosrowshahi as Director For Did Not Vote Management 9.4 Elect Amani Abou Zeid as Director For Did Not Vote Management 9.5 Elect Magda Habib as Director For Did Not Vote Management 9.6 Elect Paresh Sukthankar as Director For Did Not Vote Management 9.7 Elect Rajeev Kakar as Director For Did Not Vote Management 9.8 Elect Sherif Samy as Director For Did Not Vote Management 10 Approve Remuneration of Directors for For Did Not Vote Management FY 2020 11 Approve Remuneration of Audit For Did Not Vote Management Committee for FY 2020 12 Approve Charitable Donations for FY For Did Not Vote Management 2019 and 2020 -------------------------------------------------------------------------------- COMMERZBANK AG Ticker: CBK Security ID: D172W1279 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: APR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019 (Non-Voting) 2 Approve Allocation of Income and For For Management Omission of Dividends 3 Approve Discharge of Management Board For For Management for Fiscal 2019 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2019 5.1 Ratify Ernst & Young GmbH as Auditors For For Management for Fiscal 2020 5.2 Ratify Ernst & Young GmbH as Auditors For For Management for the First Quarter of Fiscal 2021 6.1 Elect Jutta Doenges to the Supervisory For For Management Board 6.2 Elect Frank Czichowski to the For For Management Supervisory Board 7 Approve Remuneration Policy For For Management 8 Approve Remuneration of Supervisory For For Management Board 9 Authorize Share Repurchase Program and For For Management Reissuance or Cancellation of Repurchased Shares 10 Authorize Use of Financial Derivatives For For Management when Repurchasing Shares 11 Amend Articles Re: Special Rules for For For Management Convening a General Shareholders Meeting for the Purpose of a Recovery 12 Amend Articles Re: Participation and For For Management Voting Rights -------------------------------------------------------------------------------- COMMONWEALTH BANK OF AUSTRALIA Ticker: CBA Security ID: Q26915100 Meeting Date: OCT 16, 2019 Meeting Type: Annual Record Date: OCT 14, 2019 # Proposal Mgt Rec Vote Cast Sponsor 2a Elect Shirish Apte as Director For For Management 2b Elect Mary Padbury as Director For For Management 2c Elect Genevieve Bell as Director For For Management 2d Elect Paul O'Malley as Director For For Management 3 Approve Remuneration Report For For Management 4 Approve Grant of Rights to Matt Comyn For For Management 5 Adopt New Constitution For For Management -------------------------------------------------------------------------------- COMPAGNIE DE SAINT-GOBAIN SA Ticker: SGO Security ID: F80343100 Meeting Date: JUN 04, 2020 Meeting Type: Annual/Special Record Date: JUN 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Absence of Dividends 4 Reelect Ieda Gomes Yell as Director For For Management 5 Reelect Jean-Dominique Senard as For For Management Director 6 Ratify Appointment of Sibylle Daunis For For Management as Representative of Employee Shareholders to the Board 7 Elect Jean-Francois Cirelli as Director For For Management 8 Approve Compensation of Pierre-Andre For Against Management de Chalendar, Chairman and CEO 9 Approve Compensation of Benoit Bazin, For Against Management Vice-CEO 10 Approve Compensation Report of For For Management Corporate Officers 11 Approve Remuneration Policy of For Against Management Chairman and CEO 12 Approve Remuneration Policy of Vice-CEO For Against Management 13 Approve Remuneration Policy of For For Management Directors 14 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 15 Ratify Change Location of Registered For For Management Office to Saint-Gobain Tower, 12 Place de l Iris, 92400 Courbevoie and Amend Article 4 of Bylaws Accordingly 16 Amend Article 9 of Bylaws Re: Employee For For Management Representative 17 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- COMPAGNIE FINANCIERE RICHEMONT SA Ticker: CFR Security ID: H25662182 Meeting Date: SEP 11, 2019 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income and For For Management Dividends of CHF 2.00 per Registered A Share and CHF 0.20 per Registered B Share 3 Approve Discharge of Board and Senior For For Management Management 4.1 Reelect Johann Rupert as Director and For Against Management Board Chairman 4.2 Reelect Josua Malherbe as Director For Against Management 4.3 Reelect Nikesh Arora as Director For Against Management 4.4 Reelect Nicolas Bos as Director For For Management 4.5 Reelect Clay Brendish as Director For For Management 4.6 Reelect Jean-Blaise Eckert as Director For Against Management 4.7 Reelect Burkhart Grund as Director For For Management 4.8 Reelect Sophie Guieysse as Director For For Management 4.9 Reelect Keyu Jin as Director For For Management 4.10 Reelect Jerome Lambert as Director For For Management 4.11 Reelect Ruggero Magnoni as Director For Against Management 4.12 Reelect Jeff Moss as Director For For Management 4.13 Reelect Vesna Nevistic as Director For For Management 4.14 Reelect Guillaume Pictet as Director For For Management 4.15 Reelect Alan Quasha as Director For Against Management 4.16 Reelect Maria Ramos as Director For For Management 4.17 Reelect Anton Rupert as Director For Against Management 4.18 Reelect Jan Rupert as Director For Against Management 4.19 Reelect Gary Saage as Director For Against Management 4.20 Reelect Cyrille Vigneron as Director For For Management 5.1 Reappoint Clay Brendish as Member of For For Management the Compensation Committee 5.2 Reppoint Keyu Jin as Member of the For For Management Compensation Committee 5.3 Reappoint Guillaume Pictet as Member For For Management of the Compensation Committee 5.4 Reappoint Maria Ramos as Member of the For For Management Compensation Committee 6 Ratify PricewaterhouseCoopers as For For Management Auditors 7 Designate Etude Gampert & Demierre as For For Management Independent Proxy 8.1 Approve Remuneration of Directors in For For Management the Amount of CHF 9.2 Million 8.2 Approve Fixed Remuneration of For For Management Executive Committee in the Amount of CHF 15.8 Million 8.3 Approve Variable Remuneration of For For Management Executive Committee in the Amount of CHF 19.1 Million 9 Transact Other Business (Voting) For Against Management -------------------------------------------------------------------------------- COMPAGNIE GENERALE DES ETABLISSEMENTS MICHELIN SCA Ticker: ML Security ID: F61824144 Meeting Date: JUN 23, 2020 Meeting Type: Annual/Special Record Date: JUN 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income and For For Management Dividends of EUR 2 per Share 3 Approve Consolidated Financial For For Management Statements and Statutory Reports 4 Approve Auditors' Special Report on For For Management Related-Party Transactions Mentionning the Absence of New Transactions 5 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 6 Approve Remuneration Policy of General For Against Management Managers 7 Approve Remuneration Policy of For Against Management Supervisory Board Members 8 Approve Compensation Report of For For Management Corporate Officers 9 Approve Compensation of Florent For Against Management Menegaux, General Manager Since May 17, 2019 10 Approve Compensation of Yves Chapo, For Against Management Manager 11 Approve Compensation of Jean-Dominique For Against Management Senard, General Manager Until May 17, 2019 12 Approve Compensation of Michel For For Management Rollier, Chairman of Supervisory Board 13 Elect Anne-Sophie de La Bigne as For For Management Supervisory Board Member 14 Elect Jean-Pierre Duprieu as For For Management Supervisory Board Member 15 Elect Patrick de La Chevardiere as For For Management Supervisory Board Member 16 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 126 Million 17 Authorize Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 35 Million 18 Approve Issuance of Equity or For For Management Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 35 Million 19 Authorize Board to Increase Capital in For For Management the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above 20 Authorize Capitalization of Reserves For For Management of Up to EUR 80 Million for Bonus Issue or Increase in Par Value 21 Authorize Capital Increase of up to 10 For For Management Percent of Issued Capital for Contributions in Kind 22 Authorize Capital Issuances for Use in For Against Management Employee Stock Purchase Plans 23 Set Total Limit for Capital Increase For For Management to Result from All Issuance Requests at EUR 126 Million 24 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 25 Authorize up to 0.9 Percent of Issued For For Management Capital for Use in Restricted Stock Plans Within Performance Conditions Attached 26 Amend Article 15 of Bylaws Re: For For Management Employee Representatives 27 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- COMPANHIA BRASILEIRA DE DISTRIBUICAO Ticker: PCAR4 Security ID: P3055E464 Meeting Date: DEC 30, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Conversion of All Preferred For For Management Shares into Common Shares at Ratio of 1:1 2 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- COMPANHIA BRASILEIRA DE DISTRIBUICAO Ticker: PCAR4 Security ID: P3055E464 Meeting Date: DEC 30, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 As a Preferred Shareholder, Would You None Abstain Management like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 2 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? -------------------------------------------------------------------------------- COMPANHIA BRASILEIRA DE DISTRIBUICAO Ticker: PCAR3 Security ID: P30558103 Meeting Date: APR 23, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles and Consolidate Bylaws For For Management 2 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- COMPANHIA BRASILEIRA DE DISTRIBUICAO Ticker: PCAR3 Security ID: P30558103 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2019 2 Approve Allocation of Income and For For Management Dividends 3 Approve Remuneration of Company's For Against Management Management and Fiscal Council 4 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? 5 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- COMPANHIA ENERGETICA DE MINAS GERAIS SA Ticker: CMIG4 Security ID: P2577R110 Meeting Date: AUG 07, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Ronaldo Dias as Alternate Fiscal None For Shareholder Council Member Appointed by Preferred Shareholder -------------------------------------------------------------------------------- COMPASS GROUP PLC Ticker: CPG Security ID: G23296208 Meeting Date: FEB 06, 2020 Meeting Type: Annual Record Date: FEB 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Final Dividend For For Management 4 Elect Karen Witts as Director For For Management 5 Re-elect Dominic Blakemore as Director For For Management 6 Re-elect Gary Green as Director For For Management 7 Re-elect Carol Arrowsmith as Director For For Management 8 Re-elect John Bason as Director For For Management 9 Re-elect Stefan Bomhard as Director For For Management 10 Re-elect John Bryant as Director For For Management 11 Re-elect Anne-Francoise Nesmes as For For Management Director 12 Re-elect Nelson Silva as Director For For Management 13 Re-elect Ireena Vittal as Director For For Management 14 Re-elect Paul Walsh as Director For For Management 15 Reappoint KPMG LLP as Auditors For For Management 16 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 17 Authorise EU Political Donations and For For Management Expenditure 18 Approve Payment of Fees to For For Management Non-executive Directors 19 Authorise Issue of Equity For For Management 20 Authorise Issue of Equity without For For Management Pre-emptive Rights 21 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 22 Authorise Market Purchase of Ordinary For For Management Shares 23 Authorise the Company to Call General For For Management Meeting with 14 Working Days' Notice -------------------------------------------------------------------------------- COMPUTERSHARE LIMITED Ticker: CPU Security ID: Q2721E105 Meeting Date: NOV 13, 2019 Meeting Type: Annual Record Date: NOV 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 2 Elect Simon Jones as Director For For Management 3 Elect Tiffany Fuller as Director For For Management 4 Approve Remuneration Report For For Management 5 Approve Grant of Performance Rights to For For Management Stuart Irving 6 Approve Conditional Spill Resolution Against Against Management -------------------------------------------------------------------------------- CONTEMPORARY AMPEREX TECHNOLOGY CO., LTD. Ticker: 300750 Security ID: Y1R48E105 Meeting Date: MAR 16, 2020 Meeting Type: Special Record Date: MAR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Issuance of Private Placement of Shares 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Issue Time For For Management 2.3 Approve Target Subscribers and For For Management Subscription Method 2.4 Approve Pricing Reference Date, Issue For For Management Price and Pricing Basis 2.5 Approve Issue Size For For Management 2.6 Approve Lock-up Period For For Management 2.7 Approve Amount and Use of Proceeds For For Management 2.8 Approve Distribution Arrangement of For For Management Cumulative Earnings 2.9 Approve Resolution Validity Period For For Management 2.10 Approve Listing Location For For Management 3 Approve Plan on Private Placement of For For Management Shares 4 Approve Demonstration Analysis Report For For Management in Connection to Private Placement 5 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 6 Approve Report on the Usage of For For Management Previously Raised Funds 7 Approve Impact of Dilution of Current For For Management Returns and the Relevant Measures to be Taken 8 Approve Authorization of Board to For For Management Handle All Related Matters 9 Approve Hedging Plan For For Management -------------------------------------------------------------------------------- CONTEMPORARY AMPEREX TECHNOLOGY CO., LTD. Ticker: 300750 Security ID: Y1R48E105 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 5 Approve Financial Statements For For Management 6 Approve to Appoint Auditor For Against Management 7 Approve Remuneration of Directors For For Management 8 Approve Remuneration of Supervisors For For Management 9 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 10 Approve Related Party Transaction For For Management 11 Approve Guarantee Plan For Against Management 12 Investment in Financial Products For Against Management 13 Approve Credit Line Bank Application For Against Management 14 Approve Repurchase and Cancellation of For For Management 2018 Performance Shares 15 Approve Repurchase and Cancellation of For For Management Performance Shares 16 Amend Articles of Association For For Management 17 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 18 Approve Additional Overseas Corporate For For Management Bonds and Provision of Guarantee -------------------------------------------------------------------------------- COUNTRY GARDEN SERVICES HOLDINGS COMPANY LIMITED Ticker: 6098 Security ID: G2453A108 Meeting Date: NOV 07, 2019 Meeting Type: Special Record Date: NOV 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Proposed Amendment to Terms of For Against Management the Share Option Scheme -------------------------------------------------------------------------------- COUNTRY GARDEN SERVICES HOLDINGS COMPANY LIMITED Ticker: 6098 Security ID: G2453A108 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: JUN 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a1 Elect Guo Zhanjun as Director For For Management 3a2 Elect Rui Meng as Director For For Management 3a3 Elect Chen Weiru as Director For For Management 3b Authorize Board to Fix Remuneration of For For Management Directors 4 Approve PricewaterhouseCoopers as For Against Management Auditor and Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- COWAY CO., LTD. Ticker: 021240 Security ID: Y1786S109 Meeting Date: MAR 30, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Approve Total Remuneration of Inside For Against Management Directors and Outside Directors -------------------------------------------------------------------------------- CREDIT AGRICOLE SA Ticker: ACA Security ID: F22797108 Meeting Date: MAY 13, 2020 Meeting Type: Annual/Special Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Absence of Dividends 4 Approve Transaction with Credit For For Management Agricole CIB RE: Acquisition of 32,953 Preferred C Shares 5 Elect Marie-Claire Daveu as Director For For Management 6 Elect Pierre Cambefort as Director For Against Management 7 Elect Pascal Lheureux as Director For Against Management 8 Elect Philippe de Waal as Director For Against Management 9 Reelect Caroline Catoire as Director For For Management 10 Reelect Laurence Dors as Director For For Management 11 Reelect Francoise Gri as Director For For Management 12 Reelect Catherine Pourre as Director For For Management 13 Reelect Daniel Epron as Director For Against Management 14 Reelect Gerard Ouvrier-Buffet as For Against Management Director 15 Approve Remuneration Policy of For For Management Chairman of the Board 16 Approve Remuneration Policy of CEO For Against Management 17 Approve Remuneration Policy of Vice-CEO For Against Management 18 Approve Remuneration Policy of For For Management Directors 19 Approve Compensation of Dominique For For Management Lefebvre, Chairman of the Board 20 Approve Compensation of Philippe For For Management Brassac, CEO 21 Approve Compensation of Xavier Musca, For For Management Vice-CEO 22 Approve Compensation Report of For For Management Corporate Officers 23 Approve the Aggregate Remuneration For For Management Granted in 2019 to Senior Management, Responsible Officers and Regulated Risk-Takers 24 Fix Maximum Variable Compensation For For Management Ratio for Executives and Risk Takers 25 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 26 Amend Article 11 of Bylaws Re: Board For For Management Composition 27 Amend Articles 14 and 19 of Bylaws to For For Management Comply with Legal Changes 28 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 4.3 Billion 29 Approve Issuance of Equity or For For Management Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 870 Million 30 Authorize Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 870 Million 31 Authorize Board to Increase Capital in For For Management the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above 32 Authorize Capital Increase of up to 10 For For Management Percent of Issued Capital for Contributions in Kind 33 Authorize Board to Set Issue Price for For For Management 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights 34 Set Total Limit for Capital Increase For For Management to Result from Issuance Requests Under Items 28-32 and 36-37 at EUR 4.3 Billion 35 Authorize Capitalization of Reserves For For Management of Up to EUR 1 Billion for Bonus Issue or Increase in Par Value 36 Authorize Capital Issuances for Use in For Against Management Employee Stock Purchase Plans 37 Authorize Capital Issuances for Use in For Against Management Employee Stock Purchase Plans Reserved for Employees of the Group's Subsidiaries 38 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 39 Authorize up to 0.75 Percent of Issued For Against Management Capital for Use in Restricted Stock Plans with Performance Conditions Attached 40 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- CRH PLC Ticker: CRH Security ID: G25508105 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: APR 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Approve Remuneration Report For For Management 4a Re-elect Richie Boucher as Director For For Management 4b Elect Johan Karlstrom as Director For For Management 4c Elect Shaun Kelly as Director For For Management 4d Re-elect Heather McSharry as Director For For Management 4e Re-elect Albert Manifold as Director For For Management 4f Re-elect Senan Murphy as Director For For Management 4g Re-elect Gillian Platt as Director For For Management 4h Re-elect Mary Rhinehart as Director For For Management 4i Re-elect Lucinda Riches as Director For For Management 4j Re-elect Siobhan Talbot as Director For For Management 5 Authorise Board to Fix Remuneration of For For Management Auditors 6 Ratify Deloitte Ireland LLP as Auditors For For Management 7 Authorise Issue of Equity For For Management 8 Authorise Issue of Equity without For For Management Pre-emptive Rights 9 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 10 Authorise Market Purchase of Ordinary For For Management Shares 11 Authorise Reissuance of Treasury Shares For For Management 12 Approve Scrip Dividend For For Management -------------------------------------------------------------------------------- CRODA INTERNATIONAL PLC Ticker: CRDA Security ID: G25536155 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: APR 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Policy For For Management 3 Approve Remuneration Report For For Management 4 Approve Final Dividend For For Management 5 Re-elect Roberto Cirillo as Director For For Management 6 Re-elect Jacqui Ferguson as Director For For Management 7 Re-elect Steve Foots as Director For For Management 8 Re-elect Anita Frew as Director For For Management 9 Re-elect Helena Ganczakowski as For For Management Director 10 Re-elect Keith Layden as Director For For Management 11 Re-elect Jez Maiden as Director For For Management 12 Elect John Ramsay as Director For For Management 13 Reappoint KPMG LLP as Auditors For For Management 14 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 15 Authorise EU Political Donations and For For Management Expenditure 16 Authorise Issue of Equity For For Management 17 Authorise Issue of Equity without For For Management Pre-emptive Rights 18 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 19 Authorise Market Purchase of Ordinary For For Management Shares 20 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice 21 Amend Performance Share Plan 2014 For For Management -------------------------------------------------------------------------------- CRONOS GROUP INC. Ticker: CRON Security ID: 22717L101 Meeting Date: JUN 25, 2020 Meeting Type: Annual/Special Record Date: APR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jason Adler For For Management 1b Elect Director Jody Begley For For Management 1c Elect Director Bronwen Evans For For Management 1d Elect Director Murray Garnick For For Management 1e Elect Director Michael Gorenstein For Withhold Management 1f Elect Director Heather Newman For For Management 1g Elect Director James Rudyk For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Approve Omnibus Stock Plan For For Management 5 Approve Continuance of Company [OBCA For Against Management to BCBCA] 6 Approve KPMG LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- CSL LIMITED Ticker: CSL Security ID: Q3018U109 Meeting Date: OCT 16, 2019 Meeting Type: Annual Record Date: OCT 14, 2019 # Proposal Mgt Rec Vote Cast Sponsor 2a Elect Marie McDonald as Director For For Management 2b Elect Megan Clark AC as Director For For Management 3 Approve Remuneration Report For For Management 4a Approve Grant of Performance Share For For Management Units to Paul Perreault 4b Approve Grant of Performance Share For For Management Units to Andrew Cuthbertson AO -------------------------------------------------------------------------------- CSPC PHARMACEUTICAL GROUP LIMITED Ticker: 1093 Security ID: Y1837N109 Meeting Date: JUN 15, 2020 Meeting Type: Annual Record Date: JUN 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a1 Elect Wang Zhenguo as Director For For Management 3a2 Elect Wang Huaiyu as Director For For Management 3a3 Elect Lu Hua as Director For For Management 3a4 Elect Lee Ka Sze, Carmelo as Director For Against Management 3a5 Elect Chen Chuan as Director For For Management 3b Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Deloitte Touche Tohmatsu as For Against Management Auditor and Authorize Board to Fix Their Remuneration 5 Approve Issuance of Bonus Shares For For Management 6 Authorize Repurchase of Issued Share For For Management Capital 7 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 8 Approve Grant of Options Under the For Against Management Share Option Scheme -------------------------------------------------------------------------------- CTBC FINANCIAL HOLDING CO., LTD. Ticker: 2891 Security ID: Y15093100 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association 4 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting -------------------------------------------------------------------------------- CYBERAGENT, INC. Ticker: 4751 Security ID: J1046G108 Meeting Date: DEC 13, 2019 Meeting Type: Annual Record Date: SEP 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 33 2.1 Elect Director Fujita, Susumu For Against Management 2.2 Elect Director Hidaka, Yusuke For For Management 2.3 Elect Director Okamoto, Yasuo For For Management 2.4 Elect Director Nakayama, Go For For Management 2.5 Elect Director Koike, Masahide For For Management 2.6 Elect Director Yamauchi, Takahiro For For Management 2.7 Elect Director Ukita, Koki For For Management 2.8 Elect Director Soyama, Tetsuhito For For Management 2.9 Elect Director Naito, Takahito For For Management 2.10 Elect Director Nagase, Norishige For For Management 2.11 Elect Director Yamada, Riku For For Management 2.12 Elect Director Nakamura, Koichi For For Management 3.1 Elect Director and Audit Committee For For Management Member Shiotsuki, Toko 3.2 Elect Director and Audit Committee For For Management Member Horiuchi, Masao 3.3 Elect Director and Audit Committee For Against Management Member Numata, Isao -------------------------------------------------------------------------------- DABUR INDIA LIMITED Ticker: 500096 Security ID: Y1855D140 Meeting Date: AUG 30, 2019 Meeting Type: Annual Record Date: AUG 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Standalone Financial Statements For For Management and Statutory Reports 2 Accept Consolidated Financial For For Management Statements and Statutory Reports 3 Confirm Interim Dividend and Declare For For Management Final Dividend 4 Reelect Amit Burman as Director For For Management 5 Reelect Mohit Burman as Director For For Management 6 Approve Remuneration of Cost Auditors For For Management 7 Elect Mohit Malhotra as Director and For For Management Approve Appointment and Remuneration of Mohit Malhotra as Whole Time Director 8 Elect Ajit Mohan Sharan as Director For For Management 9 Elect Aditya Burman as Director For For Management 10 Reelect Falguni Sanjay Nayar as For For Management Director 11 Reelect P N Vijay as Director For For Management 12 Reelect S Narayan as Director For For Management 13 Reelect R C Bhargava as Director For For Management 14 Reelect Ajay Dua as Director For For Management 15 Reelect Sanjay Kumar Bhattacharyya as For For Management Director 16 Approve Payment of Remuneration to For For Management Non-Executive Independent Directors -------------------------------------------------------------------------------- DAI NIPPON PRINTING CO., LTD. Ticker: 7912 Security ID: J10584142 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 32 2.1 Elect Director Kitajima, Yoshitoshi For For Management 2.2 Elect Director Kitajima, Yoshinari For For Management 2.3 Elect Director Wada, Masahiko For For Management 2.4 Elect Director Miya, Kenji For For Management 2.5 Elect Director Inoue, Satoru For For Management 2.6 Elect Director Hashimoto, Hirofumi For For Management 2.7 Elect Director Tsukada, Tadao For For Management 2.8 Elect Director Miyajima, Tsukasa For For Management 2.9 Elect Director Tomizawa, Ryuichi For For Management 2.10 Elect Director Sasajima, Kazuyuki For For Management -------------------------------------------------------------------------------- DAICEL CORP. Ticker: 4202 Security ID: J08484149 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For Abstain Management Final Dividend of JPY 18 2.1 Elect Director Fudaba, Misao For For Management 2.2 Elect Director Ogawa, Yoshimi For For Management 2.3 Elect Director Sugimoto, Kotaro For For Management 2.4 Elect Director Sakaki, Yasuhiro For For Management 2.5 Elect Director Takabe, Akihisa For For Management 2.6 Elect Director Nogimori, Masafumi For For Management 2.7 Elect Director Kitayama, Teisuke For For Management 2.8 Elect Director Hatchoji, Sonoko For For Management 2.9 Elect Director Asano, Toshio For For Management 2.10 Elect Director Furuichi, Takeshi For For Management 3.1 Appoint Statutory Auditor Imanaka, For For Management Hisanori 3.2 Appoint Statutory Auditor Makuta, Hideo For For Management -------------------------------------------------------------------------------- DAIFUKU CO., LTD. Ticker: 6383 Security ID: J08988107 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles to Amend Business Lines For For Management 2.1 Elect Director Geshiro, Hiroshi For Abstain Management 2.2 Elect Director Honda, Shuichi For Abstain Management 2.3 Elect Director Sato, Seiji For Abstain Management 2.4 Elect Director Hayashi, Toshiaki For Abstain Management 2.5 Elect Director Ozawa, Yoshiaki For Abstain Management 2.6 Elect Director Sakai, Mineo For Abstain Management 2.7 Elect Director Kato, Kaku For For Management 2.8 Elect Director Kaneko, Keiko For For Management 3 Appoint Statutory Auditor Aihara, For For Management Ryosuke -------------------------------------------------------------------------------- DAIKIN INDUSTRIES LTD. Ticker: 6367 Security ID: J10038115 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 80 2 Amend Articles to Reduce Directors' For For Management Term 3.1 Elect Director Inoue, Noriyuki For Abstain Management 3.2 Elect Director Togawa, Masanori For Abstain Management 3.3 Elect Director Terada, Chiyono For For Management 3.4 Elect Director Kawada, Tatsuo For For Management 3.5 Elect Director Makino, Akiji For Abstain Management 3.6 Elect Director Torii, Shingo For For Management 3.7 Elect Director Tayano, Ken For Abstain Management 3.8 Elect Director Minaka, Masatsugu For Abstain Management 3.9 Elect Director Tomita, Jiro For Abstain Management 3.10 Elect Director Kanwal Jeet Jawa For Abstain Management 3.11 Elect Director Matsuzaki, Takashi For Abstain Management 4 Appoint Statutory Auditor Nagashima, For For Management Toru 5 Appoint Alternate Statutory Auditor For For Management Ono, Ichiro 6 Approve Compensation Ceiling for For For Management Directors -------------------------------------------------------------------------------- DAIWA HOUSE INDUSTRY CO., LTD. Ticker: 1925 Security ID: J11508124 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 60 2.1 Elect Director Yoshii, Keiichi For Abstain Management 2.2 Elect Director Ishibashi, Tamio For Abstain Management 2.3 Elect Director Kosokabe, Takeshi For Abstain Management 2.4 Elect Director Otomo, Hirotsugu For Abstain Management 2.5 Elect Director Urakawa, Tatsuya For Abstain Management 2.6 Elect Director Dekura, Kazuhito For Abstain Management 2.7 Elect Director Ariyoshi, Yoshinori For Abstain Management 2.8 Elect Director Shimonishi, Keisuke For Abstain Management 2.9 Elect Director Ichiki, Nobuya For Abstain Management 2.10 Elect Director Kimura, Kazuyoshi For For Management 2.11 Elect Director Shigemori, Yutaka For For Management 2.12 Elect Director Yabu, Yukiko For Abstain Management 2.13 Elect Director Kuwano, Yukinori For For Management 2.14 Elect Director Seki, Miwa For For Management 3 Appoint Statutory Auditor Watanabe, For For Management Akihisa 4 Approve Annual Bonus For For Management 5 Appoint Ernst & Young ShinNihon LLC as For For Management New External Audit Firm -------------------------------------------------------------------------------- DALI FOODS GROUP COMPANY LIMITED Ticker: 3799 Security ID: G2743Y106 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: MAY 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend and Special For For Management Dividend 3a Elect Xu Shihui as Director For For Management 3b Elect Zhuang Weiqiang as Director For For Management 3c Elect Xu Yangyang as Director For For Management 3d Elect Xu Biying as Director For For Management 3e Elect Hu Xiaoling as Director For For Management 3f Elect Cheng Hanchuan as Director For For Management 3g Elect Liu Xiaobin as Director For For Management 3h Elect Lin Zhijun as Director For For Management 4 Authorize Board to Fix Remuneration of For For Management Directors 5 Approve Ernst & Young as Auditors and For For Management Authorize Board to Fix Their Remuneration 6 Authorize Repurchase of Issued Share For For Management Capital 7 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 8 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- DANONE SA Ticker: BN Security ID: F12033134 Meeting Date: JUN 26, 2020 Meeting Type: Annual/Special Record Date: JUN 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 2.10 per Share 4 Reelect Gregg L. Engles as Director For Against Management 5 Reelect Gaelle Olivier as Director For For Management 6 Reelect Isabelle Seillier as Director For For Management 7 Reelect Jean-Michel Severino as For For Management Director 8 Reelect Lionel Zinsou-Derlin as For For Management Director 9 Approve Compensation Report of For For Management Corporate Officers 10 Approve Compensation of Emmanuel For Against Management Faber, Chairman and CEO 11 Approve Remuneration Policy of For Against Management Corporate Officers 12 Approve Remuneration Policy of For For Management Directors 13 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 14 Authorize Capital Issuances for Use in For Against Management Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries 15 Authorize up to 0.2 Percent of Issued For For Management Capital for Use in Restricted Stock Plans 16 Amend Article 15 of Bylaws Re: For For Management Employee Representatives 17 Amend Article 19 of Bylaws Re: Related For For Management Parties Agreements 18 Amend Article 21 of Bylaws Re: For For Management Alternate Auditors 19 Amend Articles 20 and 27 of Bylaws Re: For For Management Directors Remuneration and Powers of General Meeting 20 Amend Article 1 of Bylaws Re: Adopt For For Management the French (Societe a Mission) Status 21 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- DBS GROUP HOLDINGS LTD. Ticker: D05 Security ID: Y20246107 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and For For Management Directors' and Auditors' Reports 2 Approve Final Dividend For For Management 3 Approve Directors' Fees For For Management 4 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 5 Elect Peter Seah Lim Huat as Director For Against Management 6 Elect Ho Tian Yee as Director For For Management 7 Elect Olivier Lim Tse Ghow as Director For For Management 8 Elect Ow Foong Pheng as Director For Against Management 9 Approve Grant of Awards and Issuance For For Management of Shares Under the DBSH Share Plan 10 Approve Grant of Awards and Issuance For For Management of Shares Under the California Sub-Plan to the DBSH Share Plan 11 Approve Issuance of Equity or For For Management Equity-Linked Securities with or without Preemptive Rights 12 Approve Issuance of Shares Pursuant to For For Management the DBSH Scrip Dividend Scheme 13 Authorize Share Repurchase Program For For Management -------------------------------------------------------------------------------- DCC PLC Ticker: DCC Security ID: G2689P101 Meeting Date: JUL 12, 2019 Meeting Type: Annual Record Date: JUL 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Approve Remuneration Report For For Management 4(a) Elect Mark Breuer as Director For For Management 4(b) Elect Caroline Dowling as Director For For Management 4(c) Re-elect David Jukes as Director For For Management 4(d) Re-elect Pamela Kirby as Director For For Management 4(e) Re-elect Jane Lodge as Director For For Management 4(f) Re-elect Cormac McCarthy as Director For For Management 4(g) Re-elect John Moloney as Director For For Management 4(h) Re-elect Donal Murphy as Director For For Management 4(i) Re-elect Fergal O'Dwyer as Director For For Management 4(j) Re-elect Mark Ryan as Director For For Management 4(k) Re-elect Leslie Van de Walle as For For Management Director 5 Authorise Board to Fix Remuneration of For For Management Auditors 6 Approve Increase in the Aggregate Sum For For Management of Fees Payable to Non-executive Directors 7 Authorise Issue of Equity For For Management 8 Authorise Issue of Equity without For For Management Pre-emptive Rights 9 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 10 Authorise Market Purchase of Shares For For Management 11 Authorise Reissuance Price Range of For For Management Treasury Shares -------------------------------------------------------------------------------- DELIVERY HERO SE Ticker: DHER Security ID: D1T0KZ103 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019 (Non-Voting) 2 Approve Allocation of Income and For For Management Omission of Dividends 3 Approve Discharge of Management Board For For Management for Fiscal 2019 4.1 Approve Discharge of Supervisory Board For For Management Member Martin Enderle for Fiscal 2019 4.2 Approve Discharge of Supervisory Board For For Management Member Hilary Gosher for Fiscal 2019 4.3 Approve Discharge of Supervisory Board For For Management Member Patrick Kolek for Fiscal 2019 4.4 Approve Discharge of Supervisory Board For For Management Member Bjoern Ljungberg for Fiscal 2019 4.5 Approve Discharge of Supervisory Board For For Management Member Vera Stachowiak for Fiscal 2019 4.6 Approve Discharge of Supervisory Board For For Management Member Christian Graf von Hardenberg for Fiscal 2019 4.7 Approve Discharge of Supervisory Board For For Management Member Semih Yalcin for Fiscal 2019 5 Ratify KPMG AG as Auditors for Fiscal For For Management 2020 6.1 Elect Jeanette Gorgas to the For For Management Supervisory Board as Shareholder Representative 6.2 Elect Martin Enderle to the For For Management Supervisory Board as Shareholder Representative 6.3 Elect Patrick Kolek to the Supervisory For Against Management Board as Shareholder Representative 6.4 Elect Nils Engvall to the Supervisory For For Management Board as Employee Representative 6.5 Elect Gabriella Ardbo to the For For Management Supervisory Board as Employee Representative 6.6 Elect Gerald Taylor to the Supervisory For For Management Board as Employee Representative 6.7 Elect Gabriela Chavez as Alternate For For Management Supervisory Board Member 6.8 Elect Vera Stachowiak as Alternate For For Management Supervisory Board Member 7 Approve Creation of EUR 20 Million For For Management Pool of Capital without Preemptive Rights 8 Approve Creation of EUR 18.7 Million For For Management Pool of Capital without Preemptive Rights 9 Approve Issuance of Warrants/Bonds For For Management with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 2 Billion; Approve Creation of EUR 20 Million Pool of Capital to Guarantee Conversion Rights 10 Amend Articles Re: Shareholder Register For For Management 11 Amend Articles Re: General Meeting For For Management Chairman 12 Amend Articles Re: Majority For For Management Requirement for Passing Resolutions at General Meetings 13 Authorize Share Repurchase Program and For For Management Reissuance or Cancellation of Repurchased Shares 14 Authorize Use of Financial Derivatives For Against Management when Repurchasing Shares 15 Approve Remuneration of the For For Management Supervisory Board Chairman -------------------------------------------------------------------------------- DELTA ELECTRONICS, INC. Ticker: 2308 Security ID: Y20263102 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: APR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Profit Distribution For For Management 3 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting 4 Approve Release of Restrictions of For For Management Competitive Activities of Directors -------------------------------------------------------------------------------- DEMANT A/S Ticker: DEMANT Security ID: K3008M105 Meeting Date: MAR 10, 2020 Meeting Type: Annual Record Date: MAR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Report of Board None None Management 2 Accept Financial Statements and For For Management Statutory Reports 3 Approve Remuneration of Directors in For For Management the Amount of DKK 1.05 Million for Chairman, DKK 700,000 for Vice Chairman, and DKK 350,000 for Other Directors 4 Approve Allocation of Income and For For Management Omission of Dividends 5a Reelect Niels B. Christiansen as For Abstain Management Director 5b Reelect Niels Jacobsen as Director For For Management 5c Reelect Benedikte Leroy as Director For For Management 5d Reelect Lars Rasmussen as Director For For Management 5e Elect Anja Madsen as New Director For For Management 6 Ratify Deloitte as Auditors For Abstain Management 7a Approve DKK 919.173,40 Reduction in For For Management Share Capital 7b Authorize Share Repurchase Program For For Management 7c Approve Guidelines for Incentive-Based For Against Management Compensation for Executive Management and Board 7d Authorize Editorial Changes to Adopted For For Management Resolutions in Connection with Registration with Danish Authorities 8 Other Business None None Management -------------------------------------------------------------------------------- DENSO CORP. Ticker: 6902 Security ID: J12075107 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Arima, Koji For For Management 1.2 Elect Director Yamanaka, Yasushi For For Management 1.3 Elect Director Wakabayashi, Hiroyuki For For Management 1.4 Elect Director Usui, Sadahiro For For Management 1.5 Elect Director Toyoda, Akio For For Management 1.6 Elect Director George Olcott For For Management 1.7 Elect Director Kushida, Shigeki For For Management 1.8 Elect Director Mitsuya, Yuko For For Management 2 Appoint Alternate Statutory Auditor For For Management Kitagawa, Hiromi 3 Approve Annual Bonus For For Management 4 Approve Cash Compensation Ceiling for For For Management Directors and Restricted Stock Plan -------------------------------------------------------------------------------- DEUTSCHE BOERSE AG Ticker: DB1 Security ID: D1882G119 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 2.90 per Share 3 Approve Discharge of Management Board For For Management for Fiscal 2019 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2019 5 Elect Michael Ruediger to the For For Management Supervisory Board 6 Approve Creation of EUR 19 Million For For Management Pool of Capital without Preemptive Rights 7 Approve Creation of EUR 19 Million For For Management Pool of Capital with Preemptive Rights 8 Approve Remuneration Policy For For Management 9 Approve Remuneration of Supervisory For For Management Board Members 10 Amend Corporate Purpose For For Management 11 Ratify KPMG AG as Auditors for Fiscal For For Management 2020 -------------------------------------------------------------------------------- DEUTSCHE WOHNEN SE Ticker: DWNI Security ID: D2046U176 Meeting Date: JUN 05, 2020 Meeting Type: Annual Record Date: MAY 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 0.90 per Share 3 Approve Discharge of Management Board For For Management for Fiscal 2019 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2019 5 Ratify KPMG AG as Auditors for Fiscal For Against Management 2020 6.1 Elect Matthias Huenlein to the For Against Management Supervisory Board 6.2 Elect Kerstin Guenther to the For For Management Supervisory Board 7.1 Amend Articles Re: Information Sent by For For Management Registered Letter 7.2 Amend Articles Re: Transmission of For For Management Information by Electronic Means 7.3 Amend Articles Re: Proof of Entitlement For For Management -------------------------------------------------------------------------------- DEXUS Ticker: DXS Security ID: Q3190P134 Meeting Date: OCT 30, 2019 Meeting Type: Annual Record Date: OCT 28, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Remuneration Report For For Management 2 Approve Grant of Performance Rights to For For Management Darren Steinberg 3.1 Elect Mark Ford as Director For For Management 3.2 Elect Nicola Roxon as Director For For Management 4.1 Ratify Past Issuance of Securities to For For Management Institutional and Sophisticated Investors 4.2 Ratify Past Issuance of Exchangeable For For Management Notes to Professional and Sophisticated Investors -------------------------------------------------------------------------------- DIGI.COM BERHAD Ticker: 6947 Security ID: Y2070F100 Meeting Date: JUN 01, 2020 Meeting Type: Annual Record Date: MAY 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Haakon Bruaset Kjoel as Director For For Management 2 Elect Vimala A/P V.R. Menon as Director For For Management 3 Elect Lars Erik Tellmann as Director For For Management 4 Approve Directors' Fees and Benefits For For Management 5 Approve Ernst & Young PLT as Auditors For For Management and Authorize Board to Fix Their Remuneration 6 Approve Saw Choo Boon to Continue For For Management Office as Independent Non-Executive Director 7 Approve Renewal of Shareholders' For For Management Mandate for Recurrent Related Party Transactions with Telenor ASA and Persons Connected with Telenor -------------------------------------------------------------------------------- DLF LIMITED Ticker: 532868 Security ID: Y2089H105 Meeting Date: MAY 18, 2020 Meeting Type: Special Record Date: APR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Reelect Amarjit Singh Minocha as For For Management Director -------------------------------------------------------------------------------- DOLLARAMA INC. Ticker: DOL Security ID: 25675T107 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: APR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Joshua Bekenstein For For Management 1B Elect Director Gregory David For For Management 1C Elect Director Elisa D. Garcia C. For For Management 1D Elect Director Stephen Gunn For For Management 1E Elect Director Kristin Mugford For For Management 1F Elect Director Nicholas Nomicos For For Management 1G Elect Director Neil Rossy For For Management 1H Elect Director Richard Roy For For Management 1I Elect Director Huw Thomas For For Management 2 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 3 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- DP WORLD PLC Ticker: DPW Security ID: M2851K107 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Annual Accounts for For For Management FY 2019 and Related Auditors Report 2 Approve Final Dividend of USD 0.40 per For For Management Share for FY 2019 3 Reelect Sultan Ahmed Bin Sulayem as For For Management Director 4 Reelect Yuvraj Narayan as Director For For Management 5 Reelect Deepak Parekh as Director For For Management 6 Reelect Robert Woods as Director For For Management 7 Reelect Mark Russell as Director For For Management 8 Reelect Abdulla Ghobash as Director For For Management 9 Reelect Nadya Kamali as Director For For Management 10 Reelect Mohamed Al Suwaidi as Director For For Management 11 Reappoint KPMG LLP as Auditors For For Management 12 Authorize Board to Fix Remuneration of For For Management Auditors 13 Authorize Share Issuance with For For Management Preemptive Rights 14 Authorize Share Repurchase Program For For Management 15 Eliminate Preemptive Rights Pursuant For For Management to Item 13 Above 16 Authorize Cancellation of Repurchased For For Management Shares -------------------------------------------------------------------------------- DP WORLD PLC Ticker: DPW Security ID: M2851K107 Meeting Date: APR 23, 2020 Meeting Type: Court Record Date: MAR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Scheme of Arrangement For For Management -------------------------------------------------------------------------------- DP WORLD PLC Ticker: DPW Security ID: M2851K107 Meeting Date: APR 23, 2020 Meeting Type: Special Record Date: MAR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Matters Relating to the For For Management Recommended Cash Offer for DP World plc by Port & Free Zone World FZE to be Affected by Means of Scheme of Arrangement -------------------------------------------------------------------------------- DUBAI ISLAMIC BANK PJSC Ticker: DIB Security ID: M2888J107 Meeting Date: DEC 17, 2019 Meeting Type: Special Record Date: DEC 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acquisition of Noor Bank PJSC For For Management 2 Authorize Board to Finalize Terms and For For Management Conditions of the Capital Increase and the Sale and Purchase Agreement 3 Approve Increase in Share Capital in For For Management Connection with Acquisition 4 Amend Articles to Reflect Changes in For For Management Capital 5 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- DUBAI ISLAMIC BANK PJSC Ticker: DIB Security ID: M2888J107 Meeting Date: MAR 15, 2020 Meeting Type: Annual Record Date: MAR 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations and Financial Position for FY 2019 2 Approve Auditors' Report on Company For For Management Financial Statements for FY 2019 3 Approve Shariah Supervisory Board For For Management Report for FY 2019 4 Accept Financial Statements and For For Management Statutory Reports for FY 2019 5 Approve Dividends Representing 35 For For Management Percent of Share Capital 6 Approve Remuneration of Directors For For Management 7 Approve Discharge of Directors for FY For For Management 2019 8 Approve Discharge of Auditors for FY For For Management 2019 9 Elect Sharia Supervisory Board Members For For Management (Bundled) for FY 2020 10 Ratify Auditors and Fix Their For Against Management Remuneration for FY 2020 11 Elect Directors (Bundled) For Against Management 12 Authorize Issuance of Non Convertible For For Management Bonds/Sukuk Up to USD 7.5 Billion 13 Authorize Issuance of Tier 1 Sukuk For For Management Program Up to USD 1.5 Billion 14 Authorize Issuance of Tier 2 Sukuk For For Management Program Up to USD 1.5 Billion 15.1 Approve Stock Ownership Limitations For For Management Re: Foreign Ownership Limits 15.2 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- E.ON SE Ticker: EOAN Security ID: D24914133 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 0.46 per Share 3 Approve Discharge of Management Board For For Management for Fiscal 2019 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2019 5.1 Ratify PricewaterhouseCoopers GmbH as For For Management Auditors for Fiscal 2020 5.2 Ratify PricewaterhouseCoopers GmbH as For For Management Auditors for Half-Year and Quarterly Reports 2020 5.3 Ratify KPMG AG as Auditors for the For For Management First Quarter of Fiscal 2021 6.1 Elect Ulrich Grillo to the Supervisory For For Management Board 6.2 Elect Rolf Martin Schmitz to the For For Management Supervisory Board 6.3 Elect Deborah Wilkens to the For For Management Supervisory Board 7 Approve Creation of EUR 528 Million For For Management Pool of Capital with Partial Exclusion of Preemptive Rights 8 Approve Issuance of Warrants/Bonds For For Management with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 6 Billion; Approve Creation of EUR 264 Million Pool of Capital to Guarantee Conversion Rights 9 Authorize Share Repurchase Program and For For Management Reissuance or Cancellation of Repurchased Shares 10 Authorize Use of Financial Derivatives For For Management when Repurchasing Shares -------------------------------------------------------------------------------- E.SUN FINANCIAL HOLDING CO., LTD. Ticker: 2884 Security ID: Y23469102 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Approve Capitalization of Profit and For For Management Employee Bonuses 4 Amend Trading Procedures Governing For For Management Derivatives Products 5 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting 6.1 Elect YUNG-JEN HUANG, a Representative For Abstain Management of E.SUN VOLUNTEER AND SOCIAL WELFARE FOUNDATION, with SHAREHOLDER NO.65813, as Non-Independent Director 6.2 Elect JOSEPH N.C. HUANG, a For For Management Representative of E.SUN FOUNDATION, with SHAREHOLDER NO.1, as Non-Independent Director 6.3 Elect JACKSON MAI, a Representative of For For Management HSIN TUNG YANG CO., LTD., with SHAREHOLDER NO.8, as Non-Independent Director 6.4 Elect RON-CHU CHEN, a Representative For For Management of FU-YUAN INVESTMENT CO.,LTD., with SHAREHOLDER NO.123662, as Non-Independent Director 6.5 Elect CHIEN-LI WU, a Representative of For For Management SHANG LI CAR CO.,LTD., with SHAREHOLDER NO.16557, as Non-Independent Director 6.6 Elect MAGI CHEN, with SHAREHOLDER NO. For For Management 3515, as Non-Independent Director 6.7 Elect MAO-CHIN CHEN, with SHAREHOLDER For For Management NO.3215, as Non-Independent Director 6.8 Elect RYH-YAN CHANG, with SHAREHOLDER For For Management NO.P101381XXX, as Independent Director 6.9 Elect CHUN-YAO HUANG, with SHAREHOLDER For For Management NO.D120004XXX, as Independent Director 6.10 Elect YING-HSIN TSAI, with SHAREHOLDER For For Management NO.B220080XXX, as Independent Director 6.11 Elect HUNG-CHANG CHIU, with For For Management SHAREHOLDER NO.A123163XXX, as Independent Director 6.12 Elect RUEY-LIN HSIAO, with SHAREHOLDER For For Management NO.A120288XXX, as Independent Director 7 Approve Release of Restrictions of For For Management Competitive Activities of Directors -------------------------------------------------------------------------------- EAST JAPAN RAILWAY CO. Ticker: 9020 Security ID: J1257M109 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 82.5 2 Amend Articles to Reduce Directors' For For Management Term 3.1 Elect Director Tomita, Tetsuro For Abstain Management 3.2 Elect Director Fukasawa, Yuji For Abstain Management 3.3 Elect Director Nishino, Fumihisa For Abstain Management 3.4 Elect Director Maekawa, Tadao For Abstain Management 3.5 Elect Director Ota, Tomomichi For Abstain Management 3.6 Elect Director Akaishi, Ryoji For Abstain Management 3.7 Elect Director Kise, Yoichi For Abstain Management 3.8 Elect Director Sakai, Kiwamu For Abstain Management 3.9 Elect Director Ito, Motoshige For For Management 3.10 Elect Director Amano, Reiko For For Management 3.11 Elect Director Sakuyama, Masaki For Abstain Management 3.12 Elect Director Kawamoto, Hiroko For Abstain Management 4 Appoint Statutory Auditor Kanetsuki, For For Management Seishi -------------------------------------------------------------------------------- EASYJET PLC Ticker: EZJ Security ID: G3030S109 Meeting Date: FEB 06, 2020 Meeting Type: Annual Record Date: FEB 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Final Dividend For For Management 4 Re-elect John Barton as Director For For Management 5 Re-elect Johan Lundgren as Director For For Management 6 Re-elect Andrew Findlay as Director For For Management 7 Re-elect Charles Gurassa as Director For For Management 8 Re-elect Dr Andreas Bierwirth as For For Management Director 9 Re-elect Moya Greene as Director For For Management 10 Re-elect Dr Anastassia Lauterbach as For For Management Director 11 Re-elect Nick Leeder as Director For For Management 12 Re-elect Andy Martin as Director For For Management 13 Re-elect Julie Southern as Director For For Management 14 Elect Catherine Bradley as Director For For Management 15 Reappoint PricewaterhouseCoopers LLP For For Management as Auditors 16 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 17 Authorise EU Political Donations and For For Management Expenditure 18 Authorise Issue of Equity For For Management 19 Authorise Issue of Equity without For For Management Pre-emptive Rights 20 Authorise Market Purchase of Ordinary For For Management Shares 21 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- EASYJET PLC Ticker: EZJ Security ID: G3030S109 Meeting Date: MAY 22, 2020 Meeting Type: Special Record Date: MAY 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Remove John Barton as Director Against Against Shareholder 2 Remove Johan Lundgren as Director Against Against Shareholder 3 Remove Andrew Findlay as Director Against Against Shareholder 4 Remove Dr Andreas Bierwirth as Director Against Against Shareholder -------------------------------------------------------------------------------- EDP-ENERGIAS DE PORTUGAL SA Ticker: EDP Security ID: X67925119 Meeting Date: APR 16, 2020 Meeting Type: Annual Record Date: APR 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Individual and Consolidated For For Management Financial Statements and Statutory Reports 2 Approve Allocation of Income For For Management 3.1 Appraise Management of Company and For For Management Approve Vote of Confidence to Management Board 3.2 Appraise Supervision of Company and For For Management Approve Vote of Confidence to Supervisory Board 3.3 Appraise Work Performed by Statutory For For Management Auditor and Approve Vote of Confidence to Statutory Auditor 4 Authorize Repurchase and Reissuance of For For Management Shares 5 Authorize Repurchase and Reissuance of For For Management Repurchased Debt Instruments 6 Authorize Increase in Capital up to 10 For For Management Percent via Issuance of Equity or Equity-Linked Securities with Preemptive Rights 7 Approve Statement on Remuneration For For Management Policy Applicable to Executive Board 8 Approve Statement on Remuneration For For Management Policy Applicable to Other Corporate Bodies -------------------------------------------------------------------------------- EICHER MOTORS LIMITED Ticker: 505200 Security ID: Y2251M114 Meeting Date: AUG 01, 2019 Meeting Type: Annual Record Date: JUL 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend For For Management 3 Reelect Siddhartha Lal as Director For For Management 4 Approve Remuneration of Cost Auditors For For Management 5 Elect Vinod Kumar Dasari as Director For Against Management and Approve Appointment and Remuneration of Vinod Kumar Dasari as Whole-time Director 6 Elect Inder Mohan Singh as Director For For Management 7 Elect Vinod Kumar Aggarwal as Director For For Management 8 Approve Commission to Non-Executive For For Management Directors 9 Approve Payment of Remuneration to S. For For Management Sandilya as Chairman (Non-Executive and Independent Director) 10 Approve Eicher Motors Limited's For Against Management Restricted Stock Unit Plan 2019 11 Approve Extension of Benefits of For Against Management Eicher Motors Limited's Restricted Stock Unit Plan 2019 to the Employees of Subsidiary Companies -------------------------------------------------------------------------------- EIFFAGE SA Ticker: FGR Security ID: F2924U106 Meeting Date: APR 22, 2020 Meeting Type: Annual/Special Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Absence of Dividends 4 Approve Auditors' Special Report on For For Management Related-Party Transactions 5 Reelect Jean-Francois Roverato as For For Management Director 6 Reelect Jean Guenard as Director For For Management 7 Approve Remuneration Policy of Board For For Management Members 8 Approve Remuneration Policy of For Against Management Chairman and CEO 9 Approve Compensation Report For For Management 10 Approve Compensation of Benoit de For Against Management Ruffray, Chairman and CEO 11 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 12 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 13 Authorize Capitalization of Reserves For For Management of Up to EUR 80 Million for Bonus Issue or Increase in Par Value 14 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 156.8 Million 15 Authorize Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 39.2 Million 16 Approve Issuance of Equity or For For Management Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 39.2 Million 17 Authorize Board to Increase Capital in For For Management the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above Under Items 14-16 18 Authorize Capital Increase of up to 10 For For Management Percent of Issued Capital for Contributions in Kind 19 Set Total Limit for Capital Increase For For Management to Result from Issuance Requests Under Items 15, 16 and 18 at EUR 39.2 Million 20 Authorize Capital Issuances for Use in For Against Management Employee Stock Purchase Plans 21 Authorize up to 1 Million Shares for For Against Management Use in Stock Option Plans 22 Amend Article 17 of Bylaws Re: For For Management Employee Representatives 23 Amend Article 23 of Bylaws Re: Written For For Management Consultation 24 Amend Articles 20, 24, 26 and 30 of For For Management Bylaws Re: Board and Censor Remuneration, Chairman of the Board Power and Proxy Forms 25 Textual References Regarding Change of For Against Management Codification 26 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- EISAI CO., LTD. Ticker: 4523 Security ID: J12852117 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Naito, Haruo For Against Management 1.2 Elect Director Kato, Yasuhiko For For Management 1.3 Elect Director Kanai, Hirokazu For For Management 1.4 Elect Director Tsunoda, Daiken For For Management 1.5 Elect Director Bruce Aronson For For Management 1.6 Elect Director Tsuchiya, Yutaka For For Management 1.7 Elect Director Kaihori, Shuzo For For Management 1.8 Elect Director Murata, Ryuichi For For Management 1.9 Elect Director Uchiyama, Hideyo For For Management 1.10 Elect Director Hayashi, Hideki For For Management 1.11 Elect Director Miwa, Yumiko For For Management -------------------------------------------------------------------------------- ELECTROLUX AB Ticker: ELUX.B Security ID: W24713120 Meeting Date: FEB 21, 2020 Meeting Type: Special Record Date: FEB 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Chairman of Meeting For Did Not Vote Management 2 Prepare and Approve List of For Did Not Vote Management Shareholders 3 Approve Agenda of Meeting For Did Not Vote Management 4 Designate Inspector(s) of Minutes of For Did Not Vote Management Meeting 5 Acknowledge Proper Convening of Meeting For Did Not Vote Management 6 Approve Spin-Off of Subsidiary For Did Not Vote Management Electrolux Professional and Distribution of Shares to Shareholders 7 Close Meeting None None Management -------------------------------------------------------------------------------- ELECTROLUX AB Ticker: ELUX.B Security ID: W24713120 Meeting Date: MAR 31, 2020 Meeting Type: Annual Record Date: MAR 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Chairman of Meeting For Did Not Vote Management 2 Prepare and Approve List of For Did Not Vote Management Shareholders 3 Approve Agenda of Meeting For Did Not Vote Management 4 Designate Inspector(s) of Minutes of For Did Not Vote Management Meeting 5 Acknowledge Proper Convening of Meeting For Did Not Vote Management 6 Receive Financial Statements and None None Management Statutory Reports 7 Receive President's Report None None Management 8 Accept Financial Statements and For Did Not Vote Management Statutory Reports 9 Approve Discharge of Board and For Did Not Vote Management President 10 Approve Allocation of Income and For Did Not Vote Management Dividends of SEK 8.50 Per Share 11 Determine Number of Members (9) and For Did Not Vote Management Deputy Members (0) of Board 12 Approve Remuneration of Directors in For Did Not Vote Management the Amount SEK 2.3 Million for Chairman and SEK 660,000 for Other Directors; Approve Remuneration of Committee Work; Approve Remuneration of Auditor 13.a Reelect Staffan Bohman as Director For Did Not Vote Management 13.b Reelect Petra Hedengran as Director For Did Not Vote Management 13.c Elect Henrik Henriksson as New Director For Did Not Vote Management 13.d Reelect Ulla Litzen as Director For Did Not Vote Management 13.e Elect Karin Overbeck as New Director For Did Not Vote Management 13.f Reelect Fredrik Persson as Director For Did Not Vote Management 13.g Reelect David Porter as Director For Did Not Vote Management 13.h Reelect Jonas Samuelson as Director For Did Not Vote Management 13.i Reelect Kai Warn as Director For Did Not Vote Management 13.j Reelect Staffan Bohman as Board For Did Not Vote Management Chairman 14 Ratify Deloitte as Auditors For Did Not Vote Management 15 Approve Remuneration Policy And Other For Did Not Vote Management Terms of Employment For Executive Management 16 Approve Performance Based Long-Term For Did Not Vote Management Incentive Plan (Share Program 2020) 17.a Authorize Share Repurchase Program For Did Not Vote Management 17.b Authorize Reissuance of Repurchased For Did Not Vote Management Shares 17.c Authorize a Transfer of Maximum 25,000 For Did Not Vote Management Class B Shares in Connection with 2018 Share Program 18 Close Meeting None None Management -------------------------------------------------------------------------------- EMBOTELLADORA ANDINA SA Ticker: ANDINA.B Security ID: P3697S103 Meeting Date: APR 16, 2020 Meeting Type: Annual Record Date: APR 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income and For For Management Dividends 3 Present Dividend Policy For For Management 4 Elect Directors For Against Management 5 Approve Remuneration of Directors, For For Management Directors' Committee and Audit Committee, their Annual Reports and Expenses Incurred by both Committees 6 Appoint Auditors For For Management 7 Designate Risk Assessment Companies For For Management 8 Receive Report Regarding Related-Party For For Management Transactions 9 Designate Newspaper to Publish For For Management Announcements 10 Other Business For Against Management -------------------------------------------------------------------------------- EMPIRE COMPANY LIMITED Ticker: EMP.A Security ID: 291843407 Meeting Date: SEP 12, 2019 Meeting Type: Annual Record Date: JUL 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- EMPRESA NACIONAL DE TELECOMUNICACIONES SA Ticker: ENTEL Security ID: P37115105 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income For For Management 3 Approve Dividend Policy For For Management 4 Approve Investment and Financing Policy For For Management 5 Elect Directors For Against Management 6 Approve Remuneration of Directors For For Management 7 Approve Remuneration and Budget of For For Management Directors' Committee 8 Appoint Auditors and Account Inspectors For For Management 9 Designate Risk Assessment Companies For For Management 10 Receive Report Regarding Related-Party For For Management Transactions 11 Designate Newspaper to Publish Meeting For For Management Announcements 12 Other Business For Against Management -------------------------------------------------------------------------------- EMPRESAS CMPC SA Ticker: CMPC Security ID: P3712V107 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor a Accept Financial Statements and For For Management Statutory Reports b Approve Dividend Distribution of CLP 5. For For Management 5 per Share c Receive Report Regarding Related-Party For For Management Transactions d Appoint Auditors and Designate Risk For For Management Assessment Companies e Approve Remuneration of Directors; For For Management Approve Remuneration and Budget of Directors' Committee f Receive Dividend Policy and For For Management Distribution Procedures g Other Business For Against Management -------------------------------------------------------------------------------- EMPRESAS COPEC SA Ticker: COPEC Security ID: P7847L108 Meeting Date: APR 22, 2020 Meeting Type: Annual Record Date: APR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor a Accept Financial Statements and For For Management Statutory Reports b Receive Report Regarding Related-Party For For Management Transactions c Approve Remuneration of Directors For For Management d Approve Remuneration and Budget of For For Management Directors' Committee; Present Report on Directors' Committee Activities e Appoint Auditors and Designate Risk For For Management Assessment Companies f Other Business For Against Management -------------------------------------------------------------------------------- ENBRIDGE INC. Ticker: ENB Security ID: 29250N105 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Pamela L. Carter For For Management 1.2 Elect Director Marcel R. Coutu For For Management 1.3 Elect Director Susan M. Cunningham For For Management 1.4 Elect Director Gregory L. Ebel For Withhold Management 1.5 Elect Director J. Herb England For For Management 1.6 Elect Director Charles W. Fischer For For Management 1.7 Elect Director Gregory J. Goff For For Management 1.8 Elect Director V. Maureen Kempston For For Management Darkes 1.9 Elect Director Teresa S. Madden For For Management 1.10 Elect Director Al Monaco For For Management 1.11 Elect Director Dan C. Tutcher For For Management 2 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 3 Approve Shareholder Rights Plan For Against Management 4 Amend By-Law No. 1 of Enbridge For For Management 5 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- ENCANA CORPORATION Ticker: ECA Security ID: 292505104 Meeting Date: JAN 14, 2020 Meeting Type: Special Record Date: DEC 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Reorganization Plan For For Management 2 Other Business For Against Management -------------------------------------------------------------------------------- ENEL AMERICAS SA Ticker: ENELAM Security ID: P37186106 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income and For For Management Dividends 3 Approve Remuneration of Directors For For Management 4 Approve Remuneration of Directors' For For Management Committee and Approve Their Budget 5 Present Board's Report on Expenses; None None Management Present Directors' Committee Report on Activities and Expenses 6 Appoint Auditors For For Management 7 Elect Two Supervisory Account For For Management Inspectors and their Alternates; Approve their Remuneration 8 Designate Risk Assessment Companies For For Management 9 Approve Investment and Financing Policy For For Management 10 Present Dividend Policy and None None Management Distribution Procedures 11 Receive Report Regarding Related-Party None None Management Transactions 12 Present Report on Processing, None None Management Printing, and Mailing Information Required by Chilean Law 13 Other Business For Against Management 14 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- ENERGISA SA Ticker: ENGI4 Security ID: P3769S114 Meeting Date: APR 28, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Remuneration of Company's For Against Management Management 2 Amend Article 18 For For Management 3 Designate Diario Oficial da Uniao and For For Management Diario do Comercio de Minas Gerais as Newspapers to Publish Company's Legal Announcements 4 Consolidate Bylaws For For Management -------------------------------------------------------------------------------- ENERGISA SA Ticker: ENGI4 Security ID: P3769S114 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2019 2 Approve Allocation of Income and For For Management Dividends 3 Fix Number of Alternate Directors at For For Management Four 4 Do You Wish to Adopt Cumulative Voting None Abstain Management for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 5 Elect Directors For For Management 6 In Case There is Any Change to the None Against Management Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate? 7 In Case Cumulative Voting Is Adopted, None Abstain Management Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? 8.1 Percentage of Votes to Be Assigned - None Abstain Management Elect Ivan Muller Botelho as Director and Mauricio Perez Botelho and/or Marcelo Silveira da Rocha as Alternate 8.2 Percentage of Votes to Be Assigned - None Abstain Management Elect Ricardo Perez Botelho as Director and Mauricio Perez Botelho and/or Marcelo Silveira da Rocha as Alternate 8.3 Percentage of Votes to Be Assigned - None Abstain Management Elect Antonio Jose de Almeida Carneiro as Director and Mauricio Perez Botelho and/or Marcelo Silveira da Rocha as Alternate 8.4 Percentage of Votes to Be Assigned - None Abstain Management Elect Marcilio Marques Moreira as Independent Director and Andre La Saigne de Botton as Alternate 8.5 Percentage of Votes to Be Assigned - None Abstain Management Elect Omar Carneiro da Cunha Sobrinho as Independent Director and Andre La Saigne de Botton as Alternate 8.6 Percentage of Votes to Be Assigned - None Abstain Management Elect Jose Luiz Alqueres as Independent Director and Andre La Saigne de Botton as Alternate 9 As an Ordinary Shareholder, Would You None For Management like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 10 In Case Neither Class of Shares None For Management Reaches the Minimum Quorum Required by the Brazilian Corporate Law to Elect a Board Representative in Separate Elections, Would You Like to Use Your Votes to Elect the Candidate with More Votes to Represent Both Classes? 11 As a Preferred Shareholder, Would You None For Management like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 12 Elect Luciana de Oliveira Cezar Coelho None For Shareholder as Independent Director and Pedro Renato Arruda Stevaux as Alternate Appointed by Preferred Shareholder 13 In Case Neither Class of Shares None For Management Reaches the Minimum Quorum Required by the Brazilian Corporate Law to Elect a Board Representative in Separate Elections, Would You Like to Use Your Votes to Elect the Candidate with More Votes to Represent Both Classes? 14 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? 15 Elect Fiscal Council Members For Abstain Management 16 In Case One of the Nominees Leaves the None Against Management Fiscal Council Slate Due to a Separate Minority Election, as Allowed Under Articles 161 and 240 of the Brazilian Corporate Law, May Your Votes Still Be Counted for the Proposed Slate? 17.1 Elect Artemio Bertholini as Fiscal None For Shareholder Council Member and Atilio Gerson Bertoldi as Alternate Appointed by Preferred Shareholder 17.2 Elect Vania Andrade de Souza as Fiscal None Abstain Shareholder Council Member and Antonio Eduardo Bertolo as Alternate Appointed by Preferred Shareholder -------------------------------------------------------------------------------- ENGIE BRASIL ENERGIA SA Ticker: EGIE3 Security ID: P37625103 Meeting Date: SEP 09, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Gustavo Henrique Labanca Novo as For Against Management Director and Raquel da Fonseca Cantarino as Alternate -------------------------------------------------------------------------------- ENGIE BRASIL ENERGIA SA Ticker: EGIE3 Security ID: P37625103 Meeting Date: OCT 14, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Ratify KPMG Corporate Finance Ltda. as For For Management the Firm to Appraise Proposed Transaction 2 Approve Independent Firm's Appraisal For For Management 3 Ratify Acquisition of Controlling For For Management Stake of Transportadora Associada de Gas SA through Alianca Transportadora de Gas Participacoes SA -------------------------------------------------------------------------------- ENGIE BRASIL ENERGIA SA Ticker: EGIE3 Security ID: P37625103 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2019 2 Approve Allocation of Income and For For Management Dividends 3 Approve Employees' Bonuses For For Management 4 Approve Remuneration of Company's For For Management Management 5 Designate Noticias do Dia as Newspaper For For Management to Publish Company's Legal Announcements 6 Elect Directors For Against Management 7 In Case There is Any Change to the None Against Management Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate? 8 In Case Cumulative Voting Is Adopted, None Abstain Management Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? 9.1 Percentage of Votes to Be Assigned - None Abstain Management Elect Mauricio Stolle Bahr as Director and Gustavo Henrique Labanca Novo as Alternate 9.2 Percentage of Votes to Be Assigned - None Abstain Management Elect Karin Koogan Breitman as Independent Director and Manoel Arlindo Zaroni Torres as Alternate 9.3 Percentage of Votes to Be Assigned - None Abstain Management Elect Richard Jacques Dumas as Director and Leonardo Augusto Serpa as Alternate 9.4 Percentage of Votes to Be Assigned - None Abstain Management Elect Paulo Jorge Tavares Almirante as Director and Raphael Vincent Philippe Barreau as Alternate 9.5 Percentage of Votes to Be Assigned - None Abstain Management Elect Dirk Achiel Marc Beeuwsaert as Director and Gil de Methodio Maranhao Neto as Alternate 9.6 Percentage of Votes to Be Assigned - None Abstain Management Elect Simone Cristina de Paola Barbieri as Director and Pierre Jean Bernard Guiollot as Alternate 9.7 Percentage of Votes to Be Assigned - None Abstain Management Elect Paulo de Resende Salgado as Independent Director and Antonio Alberto Gouvea Vieira as Alternate 9.8 Percentage of Votes to Be Assigned - None Abstain Management Elect Jose Pais Rangel as Independent Director and Raquel da Fonseca Cantarino as Alternate 9.9 Percentage of Votes to Be Assigned - None Abstain Management Elect Adir Flavio Sviderskei as Director and Rubens Jose Nascimento as Alternate 10 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? -------------------------------------------------------------------------------- ENN ENERGY HOLDINGS LTD. Ticker: 2688 Security ID: G3066L101 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAY 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a1 Elect Han Jishen as Director For For Management 3a2 Elect Zhang Yuying as Director For For Management 3a3 Elect Wang Dongzhi as Director For For Management 3a4 Elect Jin Yongsheng as Director For For Management 3a5 Elect Law Yee Kwan, Quinn as Director For For Management 3b Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Deloitte Touche Tohmatsu as For For Management Auditors and Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- EQUINOR ASA Ticker: EQNR Security ID: R2R90P103 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Registration of Attending Shareholders None None Management and Proxies 3 Elect Chairman of Meeting; Designate For Did Not Vote Management Inspector(s) of Minutes of Meeting 4 Approve Notice of Meeting and Agenda For Did Not Vote Management 5 Designate Inspector(s) of Minutes of For Did Not Vote Management Meeting 6 Accept Financial Statements and For Did Not Vote Management Statutory Reports; Approve Allocation of Income and Dividends of USD 0.27 Per Share 7 Approve Board to Distribute Dividends For Did Not Vote Management 8 Approve NOK 202.4 Million Reduction in For Did Not Vote Management Share Capital via Share Cancellation 9 Instruct Company to Set and Publish Against Did Not Vote Shareholder Targets Aligned with the Goal of the Paris Climate Agreement to Limit Global Warming 10 Instruct Company to Stop all Against Did Not Vote Shareholder Exploration Activity and Test Drilling for Fossil Energy resources 11 Instruct Company to Consider the Against Did Not Vote Shareholder Health Effects of Global Warming due to Fossil Energy in the Company's Further Strategy 12 Instruct Company to Refrain from Oil Against Did Not Vote Shareholder and Gas Exploration and Production Activities in Certain Areas 13 Instruct Company to Stop All Oil and Against Did Not Vote Shareholder Gas Activities Outside the Norwegian Continental Shelf 14 Instruct Board to Present New Against Did Not Vote Shareholder Direction for the Company Including Phasing Out of All Exploration Activities Within Two Years 15 Approve Company's Corporate Governance For Did Not Vote Management Statement 16.1 Approve Remuneration Policy And Other For Did Not Vote Management Terms of Employment For Executive Management (Advisory) 16.2 Approve Remuneration Policy And Other For Did Not Vote Management Terms of Employment For Executive Management (Binding) 17 Approve Remuneration of Auditors For Did Not Vote Management 18 Elect All Members and Deputy Members For Did Not Vote Management of Corporate Assembly Bundled 18.1 Reelect Tone Lunde Bakker (Chair) as For Did Not Vote Management Member of Corporate Assembly 18.2 Reelect Nils Bastiansen (Vice Chair) For Did Not Vote Management as Member of Corporate Assembly 18.3 Reelect Greger Mannsverk as Member of For Did Not Vote Management Corporate Assembly 18.4 Reelect Terje Venold as Member of For Did Not Vote Management Corporate Assembly 18.5 Reelect Kjersti Kleven as Member of For Did Not Vote Management Corporate Assembly 18.6 Reelect Finn Kinserdal as Member of For Did Not Vote Management Corporate Assembly 18.7 Reelect Jarle Roth as Member of For Did Not Vote Management Corporate Assembly 18.8 Reelect Kari Skeidsvoll Moe as Member For Did Not Vote Management of Corporate Assembly 18.9 Elect Kjerstin Fyllingen as Member of For Did Not Vote Management Corporate Assembly 18.10 Elect Kjerstin Rasmussen Braathen as For Did Not Vote Management Member of Corporate Assembly 18.11 Elect Mari Rege as Member of Corporate For Did Not Vote Management Assembly 18.12 Elect Brynjar Kristian Forbergskog as For Did Not Vote Management Member of Corporate Assembly 18.13 Elect Knut Nesse as 1st Deputy Member For Did Not Vote Management of Corporate Assembly 18.14 Elect Trond Straume as 2nd Deputy For Did Not Vote Management Member of Corporate Assembly 18.15 Reelect Nina Kivijervi Jonassen as 3rd For Did Not Vote Management Deputy Member of Corporate Assembly 18.16 Reelect Martin Wien Fjell as 4th For Did Not Vote Management Deputy Member of Corporate Assembly 19 Approve Remuneration of Corporate For Did Not Vote Management Assembly 20 Elect All Members of Nominating For Did Not Vote Management Committee Bundled 20.1 Reelect Tone Lunde Bakker (Chair) as For Did Not Vote Management Member of Nominating Committee 20.2 Elect Bjorn Stale Haavik as Member of For Did Not Vote Management Nominating Committee with Personal Deputy Andreas Hilding Eriksen 20.3 Reelect Jarle Roth as Member of For Did Not Vote Management Nominating Committee 20.4 Reelect Berit L. Henriksen as Member For Did Not Vote Management of Nominating Committee 21 Approve Remuneration of Nominating For Did Not Vote Management Committee 22 Approve Equity Plan Financing For Did Not Vote Management 23 Authorize Share Repurchase Program For Did Not Vote Management -------------------------------------------------------------------------------- ESSILORLUXOTTICA SA Ticker: EL Security ID: F31665106 Meeting Date: JUN 25, 2020 Meeting Type: Annual/Special Record Date: JUN 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Treatment of Losses For For Management 4 Ratify Appointment of Laurent Vacherot For For Management as Director 5 Ratify Appointment of Paul du Saillant For For Management as Director 6 Approve Auditors' Special Report on For Against Management Related-Party Transactions 7 Approve Compensation Report of For For Management Corporate Officers 8 Approve Compensation of Leonardo Del For Against Management Vecchio, Chairman and CEO 9 Approve Compensation of Hubert For Against Management Sagnieres, Vice-Chairman and Vice-CEO 10 Approve Remuneration Policy of For Against Management Corporate Officers 11 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 12 Authorize Capital Issuances for Use in For Against Management Employee Stock Purchase Plans 13 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 14 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- ESSITY AB Ticker: ESSITY.B Security ID: W3R06F100 Meeting Date: APR 02, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting; Elect Chairman of Meeting For Did Not Vote Management 2 Prepare and Approve List of For Did Not Vote Management Shareholders 3 Designate Inspector(s) of Minutes of For Did Not Vote Management Meeting 4 Acknowledge Proper Convening of Meeting For Did Not Vote Management 5 Approve Agenda of Meeting For Did Not Vote Management 6 Receive Financial Statements and None None Management Statutory Reports 7 Receive President's Report None None Management 8.a Accept Financial Statements and For Did Not Vote Management Statutory Reports 8.b Approve Allocation of Income and For Did Not Vote Management Dividends of SEK 6.25 Per Share 8.c Approve Discharge of Board and For Did Not Vote Management President 9 Determine Number of Members (9) and For Did Not Vote Management Deputy Members (0) of Board 10 Determine Number of Auditors (1) and For Did Not Vote Management Deputy Auditors (0) 11 Approve Remuneration of Directors in For Did Not Vote Management the Amount of SEK 2.4 Million for Chairman and SEK 800,000 for Other Directors; Approve Remuneration for Committee Work; Approve Remuneration of Auditors 12.a Reelect Ewa Bjorling as Director For Did Not Vote Management 12.b Reelect Par Boman as Director For Did Not Vote Management 12.c Reelect Maija-Liisa Friman as Director For Did Not Vote Management 12.d Reelect Annemarie Gardshol as Director For Did Not Vote Management 12.e Reelect Magnus Groth as Director For Did Not Vote Management 12.f Reelect Bert Nordberg as Director For Did Not Vote Management 12.g Reelect Louise Svanberg as Director For Did Not Vote Management 12.h Reelect Lars Rebien Sorensen as For Did Not Vote Management Director 12.i Reelect Barbara M. Thoralfsson as For Did Not Vote Management Director 13 Reelect Par Boman as Board Chairman For Did Not Vote Management 14 Ratify Ernst & Young as Auditors For Did Not Vote Management 15 Authorize Chairman of Board and For Did Not Vote Management Representatives of Four of Company's Largest Shareholders to Serve on Nominating Committee 16 Approve Remuneration Policy And Other For Did Not Vote Management Terms of Employment For Executive Management 17 Amend Articles of Association Re: For Did Not Vote Management Participation in the General Meeting 18 Close Meeting None None Management -------------------------------------------------------------------------------- EURAZEO SE Ticker: RF Security ID: F3296A108 Meeting Date: APR 30, 2020 Meeting Type: Annual/Special Record Date: APR 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income and For For Management Absence of Dividends 3 Approve Consolidated Financial For For Management Statements and Statutory Reports 4 Approve Auditors' Special Report on For Against Management Related-Party Transactions 5 Reelect Jean-Charles Decaux as For Against Management Supervisory Board Member 6 Reelect Georges Pauget as Supervisory For For Management Board Member 7 Reelect Victoire de Margerie as For For Management Supervisory Board Member 8 Reelect Roland du Luart as Supervisory For Against Management Board Member 9 Approve Remuneration Policy of Members For For Management of Supervisory Board 10 Approve Remuneration Policy of Members For For Management of Management Board 11 Approve Compensation Report of For For Management Corporate Officers 12 Approve Compensation of Michel For For Management David-Weill, Chairman of the Supervisory Board 13 Approve Compensation of Virginie For Against Management Morgon, Chairman of the Management Board 14 Approve Compensation of Philippe For Against Management Audouin, Member of Management Board 15 Approve Compensation of Nicolas Huet, For Against Management Member of Management Board 16 Approve Compensation of Olivier For Against Management Millet, Member of Management Board 17 Renew Appointment of For For Management PricewaterhouseCoopers Audit as Auditor 18 Authorize Repurchase of Up to 10 For Against Management Percent of Issued Share Capital 19 Authorize Capitalization of Reserves For Against Management of Up to EUR 2 Billion for Bonus Issue or Increase in Par Value 20 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 110 Million 21 Authorize Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 24 Million 22 Approve Issuance of Equity or For For Management Equity-Linked Securities for Private Placements 23 Authorize Board to Set Issue Price for For For Management 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights 24 Authorize Board to Increase Capital in For For Management the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above 25 Authorize Capital Increase of up to 10 For For Management Percent of Issued Capital for Contributions in Kind 26 Set Total Limit for Capital Increase For For Management to Result from Issuance Requests Under Items 20-25 at EUR 110 Million and from All Issuance Requests without Preemptive Rights Above at EUR 24 Million 27 Amend Article 13 of Bylaws Re: Board For For Management Members Deliberation via Written Consultation 28 Amend Article 25 of Bylaws Re: Extra For Against Management Dividend for Long Term Registered Shares 29 Amend Articles 11, 15, 20 and 21 of For For Management Bylaws to Comply with Legal Changes Re: Supervisory and Management Boards 30 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- EVA AIRWAYS CORP. Ticker: 2618 Security ID: Y2361Y107 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Profit Distribution For For Management 3 Amend Articles of Association For For Management 4 Amend Rules and Procedures for For For Management Election of Directors 5.1 Elect LIN, BOU-SHIU, a Representative For For Management of EVERGREEN MARINE CORP. with SHAREHOLDER NO.19 as Non-Independent Director 5.2 Elect CHANG, KUO-HUA, a Representative For For Management of EVERGREEN MARINE CORP. with SHAREHOLDER NO.19 as Non-Independent Director 5.3 Elect KO, LEE-CHING, a Representative For For Management of EVERGREEN INTERNATIONAL CORP. with SHAREHOLDER NO.5414 as Non-Independent Director 5.4 Elect TAI, JIIN-CHYUAN, a For For Management Representative of EVERGREEN INTERNATIONAL CORP. with SHAREHOLDER NO.5414 as Non-Independent Director 5.5 Elect SUN, CHIA-MING, a Representative For For Management of EVERGREEN LOGISTICS CORPORATION with SHAREHOLDER NO.603020 as Non-Independent Director 5.6 Elect LIAO, CHI-WEI, a Representative For For Management of EVERGREEN LOGISTICS CORPORATION with SHAREHOLDER NO.603020 as Non-Independent Director 5.7 Elect CHIEN, YOU-HSIN with SHAREHOLDER For For Management NO.R100061XXX as Independent Director 5.8 Elect HSU, SHUN-HSIUNG with For For Management SHAREHOLDER NO.P121371XXX as Independent Director 5.9 Elect WU, CHUNG-PAO with SHAREHOLDER For For Management NO.G120909XXX as Independent Director 6 Approve Release of Restrictions of For For Management Competitive Activities of Newly Appointed Directors -------------------------------------------------------------------------------- EVERGREEN MARINE CORP. (TAIWAN) LTD. Ticker: 2603 Security ID: Y23632105 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association 4.1 Elect Chang Cheng Yung, a For For Management Representative of HUI Corporation, with SHAREHOLDER NO.573001, as Non-independent Director 4.2 Elect Chang Kuo Hua, with SHAREHOLDER For For Management NO.5 as Non-independent Director 4.3 Elect Ko Lee Ching, a Representative For For Management of Evergreen International S.A., with SHAREHOLDER NO.840, as Non-independent Director 4.4 Elect Hsieh Huey Chuan, a For For Management Representative of Evergreen International S.A., with SHAREHOLDER NO.840, as Non-independent Director 4.5 Elect Tai Jiin Chyuan, a For For Management Representative of HUI Corporation, with SHAREHOLDER NO.573001, as Non-independent Director 4.6 Elect Wu Kuang Hui, a Representative For For Management of Evergreen Steel Corporation, with SHAREHOLDER NO.10710, as Non-independent Director 4.7 Elect Yu Fang Lai, with SHAREHOLDER NO. For For Management A102341XXX as Independent Director 4.8 Elect Chang Chia Chee, with For For Management SHAREHOLDER NO.A120220XXX as Independent Director 4.9 Elect Li Chang Chou, with SHAREHOLDER For For Management NO.H121150XXX as Independent Director 5 Approve Release of Restrictions of For For Management Competitive Activities of Newly Appointed Directors and Representatives -------------------------------------------------------------------------------- EXOR NV Ticker: EXO Security ID: N3140A107 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2.a Receive Report of Board of Directors None None Management (Non-Voting) 2.b Approve Remuneration Report For Against Management 2.c Adopt Financial Statements For For Management 2.d Receive Explanation on Company's None None Management Dividend Policy 2.e Approve Dividends For For Management 3.a Ratify Ernst & Young as Auditors For For Management 3.b Amend Remuneration Policy For For Management 4.a Approve Discharge of Executive For For Management Directors 4.b Approve Discharge of Non-Executive For For Management Directors 5 Reelect John Elkann as Executive For For Management Director 6.a Reelect Marc Bolland as Non-Executive For For Management Director 6.b Reelect Alessandro Nasi as For For Management Non-Executive Director 6.c Reelect Andrea Agnelli as For For Management Non-Executive Director 6.d Reelect Ginevra Elkann as For For Management Non-Executive Director 6.e Reelect Antonio Horta-Osorio as For For Management Non-Executive Director 6.f Reelect Melissa Bethell as For For Management Non-Executive Director 6.g Reelect Laurence Debroux as For For Management Non-Executive Director 6.h Reelect Joseph Bae as Non-Executive For For Management Director 7.a Authorize Repurchase of Shares For For Management 7.b Approve Cancellation of Repurchased For For Management Shares 8 Close Meeting None None Management -------------------------------------------------------------------------------- EXXARO RESOURCES LTD. Ticker: EXX Security ID: S26949107 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Re-elect Jeff van Rooyen as Director For For Management 1.2 Re-elect Zwelibanzi Mntambo as Director For For Management 1.3 Re-elect Vuyisa Nkonyeni as Director For For Management 2.1 Re-elect Mark Moffett as Member of the For For Management Audit Committee 2.2 Re-elect Isaac Mophatlane as Member of For For Management the Audit Committee 2.3 Re-elect Ras Myburgh as Member of the For For Management Audit Committee 2.4 Re-elect Vuyisa Nkonyeni as Member of For For Management the Audit Committee 3.1 Re-elect Geraldine Fraser-Moleketi as For For Management Member of the Social and Ethics Committee 3.2 Re-elect Likhapha Mbatha as Member of For For Management the Social and Ethics Committee 3.3 Re-elect Isaac Mophatlane as Member of For For Management the Social and Ethics Committee 3.4 Re-elect Peet Snyders as Member of the For For Management Social and Ethics Committee 4 Reappoint PricewaterhouseCoopers For For Management Incorporated as Auditors of the Company with TD Shango as the Designated Audit Partner 5 Authorise Ratification of Approved For For Management Resolutions 1 Approve Non-executive Directors' Fees For For Management 2 Approve Financial Assistance to For For Management Related or Inter-related Company 3 Authorise Repurchase of Issued Share For For Management Capital 1 Approve Remuneration Policy For For Management 2 Approve Implementation Report of the For For Management Remuneration Policy -------------------------------------------------------------------------------- FALABELLA SA Ticker: FALABELLA Security ID: P3880F108 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report For For Management 2 Approve Consolidated Balance Sheet For For Management 3 Approve Consolidated Financial For For Management Statements 4 Approve Auditors' Report For For Management 5 Receive Report on Interim Dividends of None None Management CLP 17 per Share Approved by Board on Dec. 19, 2019 6 Approve Allocation of Income and For For Management Dividends 7 Approve Allocation of Income Which are For For Management no Distributable to Shareholders 8 Approve Dividend Policy For For Management 9 Elect Directors None Against Management 10 Approve Remuneration of Directors For For Management 11 Appoint Auditors For For Management 12 Designate Risk Assessment Companies For For Management 13 Receive Report Regarding Related-Party None None Management Transactions 14 Receive Directors Committee's Report None None Management 15 Approve Remuneration of Directors' For For Management Committee 16 Approve Budget of Directors' Committee For For Management 17 Designate Newspaper to Publish For For Management Announcements -------------------------------------------------------------------------------- FAR EASTERN NEW CENTURY CORP. Ticker: 1402 Security ID: Y24374103 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: APR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association 4 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting -------------------------------------------------------------------------------- FAR EASTONE TELECOMMUNICATIONS CO., LTD. Ticker: 4904 Security ID: Y7540C108 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Profit Distribution For For Management 3 Approve Cash Distribution from Capital For For Management Reserve 4 Approve Amendments to Articles of For For Management Association 5 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting 6 Approve Release of Restrictions of For For Management Competitive Activities of Directors -------------------------------------------------------------------------------- FAST RETAILING CO., LTD. Ticker: 9983 Security ID: J1346E100 Meeting Date: NOV 28, 2019 Meeting Type: Annual Record Date: AUG 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles to Amend Provisions on For For Management Number of Statutory Auditors 2.1 Elect Director Yanai, Tadashi For Against Management 2.2 Elect Director Hambayashi, Toru For Against Management 2.3 Elect Director Hattori, Nobumichi For Against Management 2.4 Elect Director Shintaku, Masaaki For Against Management 2.5 Elect Director Nawa, Takashi For Against Management 2.6 Elect Director Ono, Naotake For Against Management 2.7 Elect Director Okazaki, Takeshi For Against Management 2.8 Elect Director Yanai, Kazumi For Against Management 2.9 Elect Director Yanai, Koji For Against Management 3 Appoint Statutory Auditor Mizusawa, For For Management Masumi 4 Approve Compensation Ceiling for For Against Management Directors -------------------------------------------------------------------------------- FERGUSON PLC Ticker: FERG Security ID: G3421J106 Meeting Date: NOV 21, 2019 Meeting Type: Annual Record Date: NOV 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For Against Management 3 Approve Remuneration Policy For Against Management 4 Approve Final Dividend For For Management 5 Re-elect Tessa Bamford as Director For For Management 6 Re-elect Gareth Davis as Director For For Management 7 Elect Geoff Drabble as Director For For Management 8 Elect Catherine Halligan as Director For For Management 9 Re-elect Kevin Murphy as Director For For Management 10 Re-elect Alan Murray as Director For For Management 11 Re-elect Michael Powell as Director For For Management 12 Elect Tom Schmitt as Director For For Management 13 Re-elect Dr Nadia Shouraboura as For For Management Director 14 Re-elect Jacqueline Simmonds as For For Management Director 15 Reappoint Deloitte LLP as Auditors For For Management 16 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 17 Authorise EU Political Donations and For For Management Expenditure 18 Authorise Issue of Equity For For Management 19 Amend Long Term Incentive Plan 2019 For Against Management 20 Authorise Issue of Equity without For For Management Pre-emptive Rights 21 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 22 Authorise Market Purchase of Ordinary For For Management Shares -------------------------------------------------------------------------------- FERROVIAL SA Ticker: FER Security ID: E49512119 Meeting Date: APR 16, 2020 Meeting Type: Annual Record Date: APR 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Consolidated and Standalone For For Management Financial Statements 1.2 Approve Non-Financial Information For For Management Statement 2 Approve Allocation of Income For For Management 3 Approve Discharge of Board For For Management 4 Appoint Ernst & Young as Auditor For For Management 5.1 Reelect Philip Bowman as Director For Against Management 5.2 Reelect Hanne Birgitte Breinbjerb For Against Management Sorensen as Director 5.3 Ratify Appointment of and Elect For For Management Ignacio Madridejos Fernandez as Director 5.4 Ratify Appointment of and Elect Juan For For Management Hoyos Martinez de Irujo as Director 5.5 Ratify Appointment of and Elect For For Management Gonzalo Urquijo Fernandez de Araoz as Director 6 Approve Scrip Dividends For For Management 7 Approve Scrip Dividends For For Management 8 Approve Reduction in Share Capital via For For Management Amortization of Treasury Shares 9 Amend Remuneration Policy For Against Management 10 Approve Restricted Stock Plan For For Management 11 Authorize Board to Continue the Total For Against Management or Partial Sale of Assets of the Services Division of the Ferrovial Group 12 Authorize Board to Ratify and Execute For For Management Approved Resolutions 13 Advisory Vote on Remuneration Report For Against Management 14 Receive Amendments to Board of None None Management Directors Regulations -------------------------------------------------------------------------------- FIRST ABU DHABI BANK PJSC Ticker: FAB Security ID: M7080Z114 Meeting Date: FEB 24, 2020 Meeting Type: Annual Record Date: FEB 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations for FY 2019 2 Approve Auditors' Report on Company For For Management Financial Statements for FY 2019 3 Accept Financial Statements and For For Management Statutory Reports for FY 2019 4 Approve Allocation of Income and For For Management Dividends of 74 Percent of Share Capital for FY 2019 5 Approve Remuneration of Directors For Against Management 6 Approve Discharge of Directors for FY For For Management 2019 7 Approve Discharge of Auditors for FY For For Management 2019 8 Ratify Auditors and Fix Their For Against Management Remuneration for FY 2020 9 Elect Directors (Bundled) For Against Management 10 Approve Shariah Supervisory Board For Against Management Report and Elect Shariah Supervisory Board Members 11 Amend Articles of Bylaws For Against Management 12 Approve The Renewal of the issuing For For Management programs/Sukuk/Bonds or Create New Programs Up to USD 10 Billion 13 Authorize Issuance of For For Management Bonds/Debentures/Sukuk Up to USD 10 Billion and Issue Additional Tier 1 Bonds Up to USD 1 Billion -------------------------------------------------------------------------------- FIRST CAPITAL REALTY INC. Ticker: FCR Security ID: 31943B100 Meeting Date: DEC 10, 2019 Meeting Type: Special Record Date: OCT 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Conversion to Publicly Traded For For Management Real Estate Investment Trust -------------------------------------------------------------------------------- FIRST FINANCIAL HOLDING CO. LTD. Ticker: 2892 Security ID: Y2518F100 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Consolidated Financial Statements 2 Approve Profit Distribution For For Management 3 Approve the Issuance of New Shares by For For Management Capitalization of Profit 4 Amend Articles of Association For For Management 5 Amend Rules and Procedures for For For Management Election of Directors -------------------------------------------------------------------------------- FIRSTRAND LTD. Ticker: FSR Security ID: S5202Z131 Meeting Date: NOV 28, 2019 Meeting Type: Annual Record Date: NOV 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Re-elect Tandi Nzimande as Director For For Management 1.2 Re-elect Mary Bomela as Director For For Management 1.3 Re-elect Grant Gelink as Director For For Management 1.4 Re-elect Faffa Knoetze as Director For For Management 1.5 Elect Louis von Zeuner as Director For For Management 2.1 Reappoint Deloitte & Touche as For For Management Auditors of the Company 2.2 Reappoint PricewaterhouseCoopers Inc For For Management as Auditors of the Company 3 Place Authorised but Unissued Ordinary For For Management Shares under Control of Directors 4 Authorise Ratification of Approved For For Management Resolutions 1 Approve Remuneration Policy For For Management 2 Approve Remuneration Implementation For Against Management Report 1 Authorise Repurchase of Issued Share For For Management Capital 2.1 Approve Financial Assistance to For For Management Directors and Prescribed Officers as Employee Share Scheme Beneficiaries 2.2 Approve Financial Assistance to For For Management Related and Inter-related Entities 3 Approve Remuneration of Non-executive For For Management Directors 5 Approve Report on Company's Assessment Against For Shareholder of its Exposure to Climate-Related Risks by no later than October 2020 6 Adopt and Publicly Disclose a Policy For For Shareholder on Fossil Fuel Lending by no later than October 2020 -------------------------------------------------------------------------------- FLETCHER BUILDING LTD. Ticker: FBU Security ID: Q3915B105 Meeting Date: NOV 28, 2019 Meeting Type: Annual Record Date: NOV 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Peter Crowley as Director For For Management 2 Authorize Board to Fix Remuneration of For For Management the Auditors 3 Adopt New Constitution For For Management -------------------------------------------------------------------------------- FOMENTO ECONOMICO MEXICANO SAB DE CV Ticker: FEMSAUBD Security ID: P4182H115 Meeting Date: MAR 20, 2020 Meeting Type: Annual Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income and Cash For For Management Dividends 3 Set Maximum Amount of Share Repurchase For For Management Reserve 4 Elect Directors and Secretaries, For Against Management Verify Director's Independence Classification as Per Mexican Securities Law, and Approve their Remuneration 5 Elect Members and Chairmen of Planning For Against Management and Finance, Audit, and Corporate Practices Committees; Approve Their Remuneration 6 Authorize Board to Ratify and Execute For For Management Approved Resolutions 7 Approve Minutes of Meeting For For Management -------------------------------------------------------------------------------- FORTESCUE METALS GROUP LTD. Ticker: FMG Security ID: Q39360104 Meeting Date: OCT 29, 2019 Meeting Type: Annual Record Date: OCT 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Remuneration Report For Against Management 2 Elect Sharon Warburton as Director For For Management 3 Elect Ya-Qin Zhang as Director For For Management 4 Approve the Increase in Maximum None For Management Aggregate Remuneration of Non-Executive Directors 5 Approve Grant of Performance Rights to For Against Management Elizabeth Gaines -------------------------------------------------------------------------------- FORTIS INC. Ticker: FTS Security ID: 349553107 Meeting Date: MAY 07, 2020 Meeting Type: Annual/Special Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Tracey C. Ball For For Management 1.2 Elect Director Pierre J. Blouin For For Management 1.3 Elect Director Paul J. Bonavia For For Management 1.4 Elect Director Lawrence T. Borgard For For Management 1.5 Elect Director Maura J. Clark For For Management 1.6 Elect Director Margarita K. Dilley For For Management 1.7 Elect Director Julie A. Dobson For For Management 1.8 Elect Director Douglas J. Haughey For For Management 1.9 Elect Director Barry V. Perry For For Management 1.10 Elect Director Jo Mark Zurel For For Management 2 Approve Deloitte LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 3 Approve Advance Notice Requirement For For Management 4 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- FOSUN INTERNATIONAL LIMITED Ticker: 656 Security ID: Y2618Y108 Meeting Date: OCT 30, 2019 Meeting Type: Special Record Date: OCT 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Approve Grant of Specific Mandate to For Against Management Issue New Award Shares and Related Transactions 1b Approve Grant of Award Shares Pursuant For Against Management to the Share Award Scheme to Selected Participants 1c Authorize Board to Deal with All For Against Management Matters in Relation to Issuance and Allotment of the New Award Shares Pursuant to the Share Award Scheme 2 Adopt the Tranche 1 Employee Share For Against Management Option Incentive Scheme of Shanghai Yuyuan Tourist Mart (Group) Co., Ltd and Related Transactions 3 Adopt Share Option Scheme of Fosun For Against Management Tourism Group and Related Transactions -------------------------------------------------------------------------------- FOSUN INTERNATIONAL LIMITED Ticker: 656 Security ID: Y2618Y108 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: MAY 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Chen Qiyu as Director For For Management 3b Elect Qin Xuetang as Director For For Management 3c Elect Chen Shucui as Director For For Management 3d Elect Zhang Huaqiao as Director For For Management 3e Elect Lee Kai-Fu as Director For For Management 3f Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Ernst & Young as Auditors and For For Management Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Issued Share For For Management Capital 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For Against Management Shares 8 Approve Grant of Options and Issuance For Against Management of Shares Under the Share Option Scheme and Old Share Option Scheme 9a Approve Issuance of New Award Shares For Against Management to Computershare Hong Kong Trustees Limited to Hold on Trust For Selected Participants For Participation in the Share Award Scheme and Related Transactions 9b Approve Grant of Award Shares to Chen For Against Management Qiyu Under the Share Award Scheme 9c Approve Grant of Award Shares to Xu For Against Management Xiaoliang Under the Share Award Scheme 9d Approve Grant of Award Shares to Qin For Against Management Xuetang Under the Share Award Scheme 9e Approve Grant of Award Shares to Gong For Against Management Ping Under the Share Award Scheme 9f Approve Grant of Award Shares to Zhang For Against Management Shengman Under the Share Award Scheme 9g Approve Grant of Award Shares to Zhang For Against Management Huaqiao Under the Share Award Scheme 9h Approve Grant of Award Shares to David For Against Management T. Zhang Under the Share Award Scheme 9i Approve Grant of Award Shares to Lee For Against Management Kai-Fu Under the Share Award Scheme 9j Approve Grant of Award Shares to Zhang For Against Management Houlin Under the Share Award Scheme 9k Approve Grant of Award Shares to Li For Against Management Tao Under the Share Award Scheme 9l Approve Grant of Award Shares to Jin For Against Management Hualong Under the Share Award Scheme 9m Approve Grant of Award Shares to Mu For Against Management Haining Under the Share Award Scheme 9n Approve Grant of Award Shares to For Against Management Selected Participants Under the Share Award Scheme 9o Authorize Board to Deal With All For Against Management Matters in Relation to the Issuance of the New Award Shares Under the Share Award Scheme -------------------------------------------------------------------------------- FRANCO-NEVADA CORPORATION Ticker: FNV Security ID: 351858105 Meeting Date: MAY 06, 2020 Meeting Type: Annual/Special Record Date: MAR 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David Harquail For Withhold Management 1.2 Elect Director Paul Brink For For Management 1.3 Elect Director Tom Albanese For For Management 1.4 Elect Director Derek W. Evans For For Management 1.5 Elect Director Catharine Farrow For For Management 1.6 Elect Director Louis Gignac For For Management 1.7 Elect Director Maureen Jensen For For Management 1.8 Elect Director Jennifer Maki For For Management 1.9 Elect Director Randall Oliphant For For Management 1.10 Elect Director David R. Peterson For For Management 1.11 Elect Director Elliott Pew For For Management 2 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 3 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- FRAPORT AG FRANKFURT AIRPORT SERVICES WORLDWIDE Ticker: FRA Security ID: D3856U108 Meeting Date: MAY 26, 2020 Meeting Type: Annual Record Date: MAY 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019 (Non-Voting) 2 Approve Allocation of Income and For For Management Omission of Dividends 3 Approve Discharge of Management Board For For Management for Fiscal 2019 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2019 5 Ratify PricewaterhouseCoopers GmbH as For Against Management Auditors for Fiscal 2020 6 Elect Michael Boddenberg to the For Against Management Supervisory Board 7 Approve Remuneration Policy For For Management 8 Approve Remuneration of Supervisory For For Management Board 9.1 Amend Articles Re: Registration For For Management Deadline 9.2 Amend Articles Re: Proof of Entitlement For For Management 9.3 Amend Articles Re: Online Participation For For Management -------------------------------------------------------------------------------- FRASER & NEAVE HOLDINGS BHD. Ticker: 3689 Security ID: Y26429103 Meeting Date: JAN 20, 2020 Meeting Type: Annual Record Date: JAN 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Final Dividend For For Management 2 Elect Badarudin Jamalullail as Director For For Management 3 Elect Lee Kong Yip as Director For For Management 4 Elect Jorgen Bornhoft as Director For For Management 5 Elect Hui Choon Kit as Director For For Management 6 Approve Directors' Fees and Benefits For For Management 7 Approve KPMG PLT as Auditors and For For Management Authorize Board to Fix Their Remuneration 8 Authorize Share Repurchase Program For For Management 9 Approve Implementation of For For Management Shareholders' Mandate for Recurrent Related Party Transactions -------------------------------------------------------------------------------- FUBON FINANCIAL HOLDING CO., LTD. Ticker: 2881 Security ID: Y26528102 Meeting Date: AUG 06, 2019 Meeting Type: Special Record Date: JUL 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendment on 2018 Profit For For Management Distribution Plan -------------------------------------------------------------------------------- FUBON FINANCIAL HOLDING CO., LTD. Ticker: 2881 Security ID: Y26528102 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve Plan to Raise Long Term Capital For For Management 4 Approve Amendments to Articles of For For Management Association 5 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting 6.1 Elect Richard M.Tsai, with SHAREHOLDER For For Management NO.4 as Non-independent Director 6.2 Elect Daniel M.Tsai, with SHAREHOLDER For For Management NO.3 as Non-independent Director 6.3 Elect Eric Chen, a Representative of For For Management Ming Dong Industrial Co., Ltd., with SHAREHOLDER NO.72, as Non-independent Director 6.4 Elect Howard Lin, a Representative of For For Management Ming Dong Industrial Co., Ltd., with SHAREHOLDER NO.72, as Non-independent Director 6.5 Elect Jerry Harn, a Representative of For For Management Ming Dong Industrial Co., Ltd., with SHAREHOLDER NO.72, as Non-independent Director 6.6 Elect Ben Chen, a Representative of For For Management Ming Dong Industrial Co., Ltd., with SHAREHOLDER NO.72 as Non-independent Director 6.7 Elect Jia-Jen Chen, a Representative For For Management of Taipei City Government, with SHAREHOLDER NO.297306, as Non-independent Director 6.8 Elect Hsiu-Hui Yuan, a Representative For For Management of Taipei City Government, with SHAREHOLDER NO.297306, as Non-independent Director 6.9 Elect Ruey-Cherng Cheng, a For For Management Representative of Taipei City Government, with SHAREHOLDER NO. 297306, as Non-independent Director 6.10 Elect Ming-Je Tang, with SHAREHOLDER For For Management NO.255756 as Independent Director 6.11 Elect Shin-Min Chen, with SHAREHOLDER For For Management NO.J100657XXX as Independent Director 6.12 Elect Alan Wang, with SHAREHOLDER NO. For For Management F102657XXX as Independent Director 6.13 Elect Shu-Hsing Li, with SHAREHOLDER For For Management NO.R120428XXX as Independent Director 6.14 Elect Jung-Feng Chang, with For For Management SHAREHOLDER NO.H101932XXX as Independent Director 6.15 Elect Lee, Roy Chun, with SHAREHOLDER For For Management NO.F121054XXX as Independent Director 7 Approve Release of Restrictions of For For Management Competitive Activities of Richard M. Tsai 8 Approve Release of Restrictions of For For Management Competitive Activities of Daniel M.Tsai 9 Approve Release of Restrictions of For For Management Competitive Activities of Ming-Je Tang 10 Approve Release of Restrictions of For For Management Competitive Activities of Eric Chen 11 Approve Release of Restrictions of For For Management Competitive Activities of Jerry Harn 12 Approve Release of Restrictions of For For Management Competitive Activities of Ben Chen 13 Approve Release of Restrictions of For For Management Competitive Activities of a Representative of Taipei City Government -------------------------------------------------------------------------------- FUJITSU LTD. Ticker: 6702 Security ID: J15708159 Meeting Date: JUN 22, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Tokita, Takahito For For Management 1.2 Elect Director Furuta, Hidenori For For Management 1.3 Elect Director Isobe, Takeshi For For Management 1.4 Elect Director Yamamoto, Masami For For Management 1.5 Elect Director Yokota, Jun For For Management 1.6 Elect Director Mukai, Chiaki For For Management 1.7 Elect Director Abe, Atsushi For For Management 1.8 Elect Director Kojo, Yoshiko For For Management 1.9 Elect Director Scott Callon For For Management 2.1 Appoint Statutory Auditor Yamamuro, For For Management Megumi 2.2 Appoint Statutory Auditor Makuta, Hideo For For Management 3 Appoint Alternate Statutory Auditor For For Management Namba, Koichi -------------------------------------------------------------------------------- GALP ENERGIA SGPS SA Ticker: GALP Security ID: X3078L108 Meeting Date: APR 24, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Individual and Consolidated For For Management Financial Statements and Statutory Reports 2 Approve Allocation of Income For For Management 3 Appraise Management of Company and For For Management Approve Vote of Confidence to Board of Directors 4 Appraise Supervision of Company and For For Management Approve Vote of Confidence to Fiscal Council 5 Appraise Work Performed by Statutory For For Management Auditor and Approve Vote of Confidence to Statutory Auditor 6 Approve Statement on Remuneration For For Management Policy 7 Authorize Repurchase and Reissuance of For For Management Shares and Bonds -------------------------------------------------------------------------------- GECINA SA Ticker: GFC Security ID: F4268U171 Meeting Date: APR 23, 2020 Meeting Type: Annual/Special Record Date: APR 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Transfer of Asset Revaluation For For Management Gap to Corresponding Reserves Account 4 Approve Allocation of Income and For For Management Dividends of EUR 5.30 per Share 5 Approve Stock Dividend Program Re: FY For For Management 2020 6 Approve Auditors' Special Report on For For Management Related-Party Transactions Mentioning the Absence of New Transactions 7 Approve Compensation of Corporate For For Management Officers 8 Approve Compensation of Chairman of For For Management the Board 9 Approve Compensation of CEO For Against Management 10 Approve Remuneration Policy of For For Management Directors 11 Approve Remuneration Policy of For For Management Chairman of the Board 12 Approve Remuneration Policy of CEO For Against Management 13 Ratify Appointment of Jerome Brunel as For For Management Censor 14 Reelect Ines Reinmann Toper as Director For For Management 15 Reelect Claude Gendron as Director For Against Management 16 Elect Jerome Brunel as Director For For Management 17 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 18 Approve Spin-Off Agreement with GEC 25 For For Management 19 Amend Article 7 of Bylaws Re: Shares For For Management 20 Amend Article 9 of Bylaws Re: For Against Management Shareholding Disclosure Thresholds 21 Amend Article 19 of Bylaws Re: For For Management Remuneration of Directors, Censors, Chairman of the Board, CEO and Vice-CEO 22 Amend Article 23 of Bylaws Re: For For Management Allocation of Income 23 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 100 Million 24 Authorize Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 50 Million 25 Authorize Capital Increase of Up to For For Management EUR 50 Million for Future Exchange Offers 26 Approve Issuance of Equity or For For Management Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 50 Million 27 Authorize Board to Increase Capital in For For Management the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above 28 Authorize Capital Increase of up to 10 For For Management Percent of Issued Capital for Contributions in Kind 29 Authorize Board to Set Issue Price for For For Management 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights 30 Authorize Capitalization of Reserves For For Management of Up to EUR 100 Million for Bonus Issue or Increase in Par Value 31 Authorize Capital Issuances for Use in For Against Management Employee Stock Purchase Plans 32 Authorize up to 0.5 Percent of Issued For For Management Capital for Use in Restricted Stock Plans 33 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 34 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- GEELY AUTOMOBILE HOLDINGS LIMITED Ticker: 175 Security ID: G3777B103 Meeting Date: MAY 25, 2020 Meeting Type: Annual Record Date: MAY 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Elect Li Shu Fu as Director For For Management 4 Elect Li Dong Hui, Daniel as Director For For Management 5 Elect Lee Cheuk Yin, Dannis as Director For For Management 6 Elect Wang Yang as Director For For Management 7 Authorize Board to Fix Remuneration of For For Management Directors 8 Approve Grant Thornton Hong Kong For Against Management Limited as Auditor and Authorize Board to Fix Their Remuneration 9 Authorize Repurchase of Issued Share For For Management Capital 10 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- GENMAB A/S Ticker: GMAB Security ID: K3967W102 Meeting Date: MAR 26, 2020 Meeting Type: Annual Record Date: MAR 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Report of Board None None Management 2 Accept Financial Statements and For Did Not Vote Management Statutory Reports; Approve Discharge of Management and Board 3 Approve Allocation of Income and For Did Not Vote Management Omission of Dividends 4a Reelect Deirdre P. Connelly as Director For Did Not Vote Management 4b Reelect Pernille Erenbjerg as Director For Did Not Vote Management 4c Reelect Rolf Hoffmann as Director For Did Not Vote Management 4d Reelect Paolo Paoletti as Director For Did Not Vote Management 4e Reelect Anders Gersel Pedersen as For Did Not Vote Management Director 4f Elect Jonathan Peacock as New Director For Did Not Vote Management 5 Ratify PricewaterhouseCoopers as For Did Not Vote Management Auditors 6a Approve Guidelines for Incentive-Based For Did Not Vote Management Compensation for Executive Management and Board 6b Approve Remuneration of Directors in For Did Not Vote Management the Amount of DKK 1.2 Million for Chairman, DKK 800,000 for Vice Chairman, and DKK 400,000 for Other Directors; Approve Remuneration for Committee Work; Approve Meeting Fees 6c Amend Articles Re: Editorial Changes For Did Not Vote Management due to Merger of VP Securities A/S and VP Services A/S 7 Authorize Editorial Changes to Adopted For Did Not Vote Management Resolutions in Connection with Registration with Danish Authorities 8 Other Business None None Management -------------------------------------------------------------------------------- GENSCRIPT BIOTECH CORP. Ticker: 1548 Security ID: G3825B105 Meeting Date: JUN 01, 2020 Meeting Type: Annual Record Date: MAY 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2A1 Elect Wang Luquan as Director For For Management 2A2 Elect Pan Yuexin as Director For For Management 2A3 Elect Dai Zumian as Director For For Management 2B Authorize Board to Fix Remuneration of For For Management Directors 3 Approve Ernst & Young as Auditor and For For Management Authorize Board to Fix Their Remuneration 4A Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 4B Authorize Repurchase of Issued Share For For Management Capital 4C Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- GETLINK SE Ticker: GET Security ID: F477AL114 Meeting Date: APR 30, 2020 Meeting Type: Annual/Special Record Date: APR 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income and For For Management Absence of Dividends 3 Approve Consolidated Financial For For Management Statements and Statutory Reports 4 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 5 Ratify Appointment of Giancarlo Guenzi For For Management as Director 6 Reelect Peter Levene as Director For For Management 7 Reelect Colette Lewiner as Director For For Management 8 Reelect Perrette Rey as Director For For Management 9 Reelect Jean-Pierre Trotignon as For For Management Director 10 Elect Jean-Marc Janaillac as Director For For Management 11 Elect Sharon Flood as Director For For Management 12 Approve Compensation Report of For For Management Corporate Officers 13 Approve Compensation of Jacques For For Management Gounon, Chairman and CEO 14 Approve Compensation of Francois For For Management Gauthey, Vice-CEO 15 Approve Remuneration Policy of For For Management Corporate Officer 16 Approve Remuneration Policy of For For Management Chairman and CEO 17 Approve Remuneration Policy of For For Management Chairman of the Board 18 Approve Remuneration Policy of CEO For For Management 19 Approve Remuneration Policy of For For Management Directors 20 Authorize up to 0.084 Percent of For For Management Issued Capital for Use in Restricted Stock Plans Reserved for Employees 21 Authorize up to 0.048 Percent of For For Management Issued Capital for Use in Restricted Stock Plans Reserved for Employees and Corporate Officers With Performance Conditions Attached 22 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 23 Authorize Capital Issuances for Use in For Against Management Employee Stock Purchase Plans 24 Amend Article 24 of Bylaws Re: For For Management Directors Remuneration 25 Amend Article 14 of Bylaws Re: For For Management Shareholders Identification 26 Amend Article 16 of Bylaws Re: Shares For For Management Hold by Directors 27 Amend Article 15 of Bylaws Re: For For Management Employee Representatives 28 Amend Article 17 of Bylaws Re: Board For For Management Members Reelection 29 Amend Article 20 of Bylaws Re: Board For For Management Members Deliberation via Written Consultation 30 Amend Article 37 of Bylaws Re: C Shares For For Management 31 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- GIANT MANUFACTURING CO., LTD. Ticker: 9921 Security ID: Y2708Z106 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Profit Distribution For For Management 3 Amend Articles of Association For For Management -------------------------------------------------------------------------------- GILDAN ACTIVEWEAR INC. Ticker: GIL Security ID: 375916103 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: MAR 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William D. Anderson For For Management 1.2 Elect Director Donald C. Berg For For Management 1.3 Elect Director Maryse Bertrand For For Management 1.4 Elect Director Marc Caira For For Management 1.5 Elect Director Glenn J. Chamandy For For Management 1.6 Elect Director Shirley E. Cunningham For For Management 1.7 Elect Director Russell Goodman For For Management 1.8 Elect Director Charles M. Herington For For Management 1.9 Elect Director Luc Jobin For For Management 1.10 Elect Director Craig A. Leavitt For For Management 1.11 Elect Director Anne Martin-Vachon For For Management 2 Approve Shareholder Rights Plan For Against Management 3 Advisory Vote on Executive For For Management Compensation Approach 4 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- GIVAUDAN SA Ticker: GIVN Security ID: H3238Q102 Meeting Date: MAR 25, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Allocation of Income and For For Management Dividends of CHF 62 per Share 4 Approve Discharge of Board and Senior For For Management Management 5.1.1 Reelect Victor Balli as Director For For Management 5.1.2 Reelect Werner Bauer as Director For For Management 5.1.3 Reelect Lilian Biner as Director For For Management 5.1.4 Reelect Michael Carlos as Director For For Management 5.1.5 Reelect Ingrid Deltenre as Director For For Management 5.1.6 Reelect Calvin Grieder as Director For For Management 5.1.7 Reelect Thomas Rufer as Director For For Management 5.2.1 Elect Olivier Filliol as Director For For Management 5.2.2 Elect Sophie Gasperment as Director For For Management 5.3 Reelect Calvin Grieder as Board For For Management Chairman 5.4.1 Reappoint Werner Bauer as Member of For For Management the Compensation Committee 5.4.2 Reappoint Ingrid Deltenre as Member of For For Management the Compensation Committee 5.4.3 Reappoint Victor Balli as Member of For For Management the Compensation Committee 5.5 Designate Manuel Isler as Independent For For Management Proxy 5.6 Ratify Deloitte AG as Auditors For For Management 6.1 Approve Remuneration of Directors in For For Management the Amount of CHF 3.4 Million 6.2.1 Approve Short Term Variable For For Management Remuneration of Executive Committee in the Amount of CHF 4.3 Million 6.2.2 Approve Fixed and Long Term Variable For For Management Remuneration of Executive Committee in the Amount of CHF 15.3 Million 7 Transact Other Business (Voting) For Against Management -------------------------------------------------------------------------------- GLAXOSMITHKLINE PLC Ticker: GSK Security ID: G3910J112 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAY 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Remuneration Policy For Abstain Management 4 Elect Sir Jonathan Symonds as Director For For Management 5 Elect Charles Bancroft as Director For For Management 6 Re-elect Emma Walmsley as Director For For Management 7 Re-elect Vindi Banga as Director For For Management 8 Re-elect Dr Hal Barron as Director For For Management 9 Re-elect Dr Vivienne Cox as Director For For Management 10 Re-elect Lynn Elsenhans as Director For For Management 11 Re-elect Dr Laurie Glimcher as Director For For Management 12 Re-elect Dr Jesse Goodman as Director For For Management 13 Re-elect Judy Lewent as Director For For Management 14 Re-elect Iain Mackay as Director For For Management 15 Re-elect Urs Rohner as Director For For Management 16 Reappoint Deloitte LLP as Auditors For For Management 17 Authorise the Audit & Risk Committee For For Management to Fix Remuneration of Auditors 18 Authorise EU Political Donations and For For Management Expenditure 19 Authorise Issue of Equity For For Management 20 Authorise Issue of Equity without For For Management Pre-emptive Rights 21 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 22 Authorise Market Purchase of Ordinary For For Management Shares 23 Approve the Exemption from Statement For For Management of the Name of the Senior Statutory Auditor in Published Copies of the Auditors' Reports 24 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- GLOBANT SA Ticker: GLOB Security ID: L44385109 Meeting Date: APR 03, 2020 Meeting Type: Annual/Special Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Board's and Auditor's Reports None None Management 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Financial Statements For For Management 4 Approve Allocation of Income For For Management 5 Approve Discharge of Directors For For Management 6 Approve Remuneration of Directors For For Management 7 Appoint PricewaterhouseCoopers, For For Management Societe Cooperative as Auditor for Annual Accounts 8 Appoint Price Waterhouse & Co. S.R.L. For For Management as Auditor for Consolidated Accounts 9 Reelect Martin Gonzalo Umaran as For For Management Director 10 Reelect Guibert Andres Englebienne as For For Management Director 11 Reelect Linda Rottenberg as Director For Against Management 1 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 2 Amend Article 10.2 of the Articles of For Against Management Association 3 Amend Article 10.8 of the Articles of For For Management Association -------------------------------------------------------------------------------- GLOBE TELECOM, INC. Ticker: GLO Security ID: Y27257149 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Stockholders' For For Management Meeting held on April 23, 2019 2 Approve the Annual Report of Officers For For Management and Audited Financial Statements 3 Ratify All Acts and Resolutions of the For For Management Board of Directors and Management Adopted During the Preceding Year 4.1 Elect Jaime Augusto Zobel de Ayala as For Against Management Director 4.2 Elect Delfin L. Lazaro as Director For Against Management 4.3 Elect Lang Tao Yih, Arthur as Director For Against Management 4.4 Elect Fernando Zobel de Ayala as For Against Management Director 4.5 Elect Jose Teodoro K. Limcaoco as For Against Management Director 4.6 Elect Romeo L. Bernardo as Director For Against Management 4.7 Elect Ernest L. Cu as Director For For Management 4.8 Elect Samba Natarajan as Director For Against Management 4.9 Elect Saw Phaik Hwa as Director For For Management 4.10 Elect Cirilo P. Noel as Director For For Management 4.11 Elect Rex Ma. A. Mendoza as Director For For Management 5 Approve Independent Auditors and For For Management Fixing of Their Remuneration 6 Approve Other Matters For Against Management -------------------------------------------------------------------------------- GOODMAN GROUP Ticker: GMG Security ID: Q4229W132 Meeting Date: NOV 20, 2019 Meeting Type: Annual Record Date: NOV 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Appoint KPMG as Auditors of Goodman For For Management Logistics (HK) Limited and Authorize the Board to Fix Their Remuneration 2 Elect Phillip Pryke as Director For Against Management 3 Elect Anthony Rozic as Director For For Management 4 Elect Chris Green as Director For For Management 5 Approve Remuneration Report For For Management 6 Approve Issuance of Performance Rights For For Management to Gregory Goodman 7 Approve Issuance of Performance Rights For For Management to Danny Peeters 8 Approve Issuance of Performance Rights For For Management to Anthony Rozic 9 Approve the Spill Resolution Against Against Management -------------------------------------------------------------------------------- GREENTOWN SERVICE GROUP CO. LTD. Ticker: 2869 Security ID: G41012108 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: JUN 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3.1 Elect Li Hairong as Director For For Management 3.2 Elect Yang Zhangfa as Director For For Management 3.3 Elect Shou Bainian as Director For For Management 3.4 Elect Wang Guangjian as Director For For Management 3.5 Elect Li Feng as Director For For Management 3.6 Elect Wu Aiping as Director For For Management 4 Authorize Board to Fix Remuneration of For For Management Directors 5 Approve KPMG as Auditor and Authorize For For Management Board to Fix Their Remuneration 6A Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6B Authorize Repurchase of Issued Share For For Management Capital 6C Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- GROWTHPOINT PROPERTIES LTD. Ticker: GRT Security ID: S3373C239 Meeting Date: NOV 12, 2019 Meeting Type: Annual Record Date: NOV 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Present the Financial Statements and None None Management Statutory Reports for the Year Ended 30 June 2019 1.2.1 Elect Frank Berkeley as Director For For Management 1.2.2 Elect John van Wyk as Director For For Management 1.2.3 Elect Christina Teixeira as Director For Abstain Management 1.3.1 Re-elect Lynette Finlay as Director For For Management 1.3.2 Re-elect Sebenzile Mngconkola as For For Management Director 1.3.3 Re-elect Mpume Nkabinde as Director For For Management 1.4.1 Elect Frank Berkeley as Member of the For For Management Audit Committee 1.4.2 Re-elect Lynette Finlay as Member of For For Management the Audit Committee 1.4.3 Re-elect Nonzukiso Siyotula as Member For For Management of the Audit Committee 1.4.4 Elect Christina Teixeira as Member of For Abstain Management the Audit Committee 1.5 Appoint EY as Auditors of the Company For For Management 1.6.1 Approve Remuneration Policy For For Management 1.6.2 Approve Implementation of Remuneration For For Management Policy 1.7 Place Authorised but Unissued Shares For For Management under Control of Directors 1.8 Authorise Directors to Issue Shares to For For Management Afford Shareholders Distribution Reinvestment Alternatives 1.9 Authorise Board to Issue Shares for For For Management Cash 1.10 Approve Social, Ethics and For For Management Transformation Committee Report 2.1 Approve Non-executive Directors' Fees For For Management 2.2 Approve Financial Assistance in Terms For For Management of Section 45 of the Companies Act 2.3 Authorise Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- GRUMA SAB DE CV Ticker: GRUMAB Security ID: P4948K121 Meeting Date: APR 24, 2020 Meeting Type: Special Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Cancellation of 15.47 For For Management Million Series B Class I Repurchased Shares and Consequently Reduction in Fixed Portion of Capital; Amend Article 6 2 Consolidate Bylaws For Against Management 3 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- GRUMA SAB DE CV Ticker: GRUMAB Security ID: P4948K121 Meeting Date: APR 24, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income and For For Management Dividends 3 Set Maximum Amount of Share Repurchase For For Management Reserve and Present Report of Operations with Treasury Shares 4 Elect Directors, Secretary, and For For Management Alternates, Verify Independence Classification of Directors and Approve Their Remuneration; Approve Remuneration of Audit and Corporate Practices Committees 5 Elect Chairmen of Audit and Corporate For For Management Practices Committees 6 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- GRUPA LOTOS SA Ticker: LTS Security ID: X32440103 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: JUN 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Meeting Chairman For For Management 3 Acknowledge Proper Convening of Meeting None None Management 4 Approve Agenda of Meeting For For Management 5 Receive Financial Statements None None Management 6 Receive Consolidated Financial None None Management Statements 7 Receive Management Board Report on None None Management Company's and Group's Operations 8 Receive Supervisory Board Report None None Management 9 Receive Management Board Report on None None Management Entertainment Expenses, Legal Expenses, Marketing Costs, Public Relations, Social Communication Expenses, and Management Consultancy Fees in 2019 10 Approve Financial Statements For For Management 11 Approve Consolidated Financial For For Management Statements 12 Approve Management Board Report on For For Management Company's and Group's Operations 13 Approve Allocation of Income and For For Management Dividends of PLN 1 per Share 14.1 Approve Discharge of Jaroslaw For For Management Wittstock (Deputy CEO) 14.2 Approve Discharge of Jaroslaw Kawula For For Management (Deputy CEO) 14.3 Approve Discharge of Marian Krzeminski For For Management (Deputy CEO) 14.4 Approve Discharge of Zofia Paryla For For Management (Deputy CEO) 14.5 Approve Discharge of Patryk Demski For For Management (Deputy CEO) 14.6 Approve Discharge of Robert Sobkow For For Management (Deputy CEO) 14.7 Approve Discharge of Mateusz Bonca For For Management (CEO) 15.1 Approve Discharge of Beata For For Management Kozlowska-Chyla (Supervisory Board Chairman) 15.2 Approve Discharge of Piotr Ciach For For Management (Supervisory Board Deputy Chairman) 15.3 Approve Discharge of Katarzyna For For Management Lewandowska (Supervisory Board Secretary) 15.4 Approve Discharge of Dariusz Figura For For Management (Supervisory Board Member) 15.5 Approve Discharge of Mariusz Golecki For For Management (Supervisory Board Member) 15.6 Approve Discharge of Adam Lewandowski For For Management (Supervisory Board Member) 15.7 Approve Discharge of Agnieszka For For Management Szklarczyk-Mierzwa (Supervisory Board Member) 15.8 Approve Discharge of Grzegorz Rybicki For For Management (Supervisory Board Member) 16 Approve Remuneration Policy For Against Management 17 Approve Acquisition of Shares in For Against Management Increased Share Capital of Grupa Azoty Polyolefins SA 18 Fix Number of Supervisory Board Members For For Management 19.1 Elect Chairman of Supervisory Board For Against Management 19.2 Elect Supervisory Board Member For Against Management 20 Close Meeting None None Management -------------------------------------------------------------------------------- GRUPO AEROPORTUARIO DEL SURESTE SA DE CV Ticker: ASURB Security ID: P4950Y100 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: APR 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Approve CEO's and Auditor's Reports on For For Management Operations and Results of Company, and Board's Opinion on Reports 1b Approve Board's Report on Accounting For For Management Policies and Criteria for Preparation of Financial Statements 1c Approve Report on Activities and For For Management Operations Undertaken by Board 1d Approve Individual and Consolidated For For Management Financial Statements 1e Approve Report of Audit Committee's For For Management Activities and Report on Company's Subsidiaries 1f Approve Report on Adherence to Fiscal For For Management Obligations 2a Approve Increase in Legal Reserve by For For Management MXN 274.13 Million 2b Approve Cash Dividends of MXN 8.21 Per For For Management Series B and BB Shares 2c Set Maximum Amount of MXN 2.75 Billion For For Management for Share Repurchase; Approve Policy Related to Acquisition of Own Shares 3a Approve Discharge of Board of For For Management Directors and CEO 3b.1 Elect/Ratify Fernando Chico Pardo as For Against Management Director 3b.2 Elect/Ratify Jose Antonio Perez Anton For Against Management as Director 3b.3 Elect/Ratify Luis Chico Pardo as For Against Management Director 3b.4 Elect/Ratify Aurelio Perez Alonso as For Against Management Director 3b.5 Elect/Ratify Rasmus Christiansen as For Against Management Director 3b.6 Elect/Ratify Francisco Garza Zambrano For Against Management as Director 3b.7 Elect/Ratify Ricardo Guajardo Touche For Against Management as Director 3b.8 Elect/Ratify Guillermo Ortiz Martinez For Against Management as Director 3b.9 Elect/Ratify Barbara Garza Laguera For For Management Gonda as Director 3b.10 Elect/Ratify Rafael Robles Miaja as For For Management Secretary (Non-Member) of Board 3b.11 Elect/Ratify Ana Maria Poblanno For For Management Chanona as Alternate Secretary (Non-Member) of Board 3c.1 Elect/Ratify Ricardo Guajardo Touche For Against Management as Chairman of Audit Committee 3d.1 Elect/Ratify Fernando Chico Pardo as For Against Management Member of Nominations and Compensations Committee 3d.2 Elect/Ratify Jose Antonio Perez Anton For Against Management as Member of Nominations and Compensations Committee 3d.3 Elect/Ratify Barbara Garza Laguera For For Management Gonda as Member of Nominations and Compensations Committee 3e.1 Approve Remuneration of Directors in For For Management the Amount of MXN 72,600 3e.2 Approve Remuneration of Operations For For Management Committee in the Amount of MXN 72,600 3e.3 Approve Remuneration of Nominations For For Management and Compensations Committee in the Amount of MXN 72,600 3e.4 Approve Remuneration of Audit For For Management Committee in the Amount of MXN 102,850 3e.5 Approve Remuneration of Acquisitions For For Management and Contracts Committee in the Amount of MXN 24,200 4a Authorize Claudio R. Gongora Morales For For Management to Ratify and Execute Approved Resolutions 4b Authorize Rafael Robles Miaja to For For Management Ratify and Execute Approved Resolutions 4c Authorize Ana Maria Poblanno Chanona For For Management to Ratify and Execute Approved Resolutions -------------------------------------------------------------------------------- GRUPO ARGOS SA Ticker: GRUPOARGOS Security ID: P0275K122 Meeting Date: MAR 26, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Verify Quorum None None Management 2 Approve Meeting Agenda For For Management 3 Elect Meeting Approval Committee For For Management 4 Present Board of Directors and For For Management Chairman's Report 5 Present Financial Statements For For Management 6 Present Auditor's Report For For Management 7 Approve Financial Statements and For For Management Management Reports 8 Approve Allocation of Income and For For Management Dividends 9 Authorize Share Repurchase Program and For For Management Reallocation of Reserves 10 Elect Directors and Approve Their For For Management Remuneration 11 Approve Auditors and Authorize Board For For Management to Fix Their Remuneration -------------------------------------------------------------------------------- GRUPO BIMBO SAB DE CV Ticker: BIMBOA Security ID: P4949B104 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: APR 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Individual and Consolidated For For Management Financial Statements and Statutory Reports 2 Approve Report on Adherence to Fiscal For For Management Obligations 3 Approve Allocation of Income For For Management 4 Approve Dividends of MXN 0.50 Per Share For For Management 5 Elect or Ratify Directors and Approve For For Management their Remuneration 6 Elect or Ratify Chairman and Members For For Management of Audit and Corporate Practices Committee and Approve their Remuneration 7 Approve Report on Repurchase of Shares For For Management and Set Aggregate Nominal Amount of Share Repurchase Reserve 8 Appoint Legal Representatives For For Management -------------------------------------------------------------------------------- GS ENGINEERING & CONSTRUCTION CORP. Ticker: 006360 Security ID: Y2901E108 Meeting Date: MAR 27, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Huh Chang-soo as Inside Director For For Management 3.2 Elect Heo Jin-su as Non-Independent For For Management Non-Executive Director 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- GS HOLDINGS CORP. Ticker: 078930 Security ID: Y2901P103 Meeting Date: MAR 27, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Elect Two Inside Directors, One For For Management Non-Independent Non-Executive Director and One Outside Director (Bundled) 3 Elect Yang Seung-woo as a Member of For For Management Audit Committee 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- GUANGZHOU AUTOMOBILE GROUP CO., LTD. Ticker: 2238 Security ID: Y2R318121 Meeting Date: AUG 06, 2019 Meeting Type: Special Record Date: JUL 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Appointment of Auditors For For Management 2 Approve Appointment of Internal For For Management Control Auditors -------------------------------------------------------------------------------- GUANGZHOU AUTOMOBILE GROUP CO., LTD. Ticker: 2238 Security ID: Y2R318121 Meeting Date: MAR 20, 2020 Meeting Type: Special Record Date: FEB 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.01 Elect Chen Xiaomu as Director For For Management -------------------------------------------------------------------------------- GUANGZHOU AUTOMOBILE GROUP CO., LTD. Ticker: 2238 Security ID: Y2R318121 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: APR 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Annual Report and Its For For Management Summary Report 2 Approve 2019 Work Report of the Board For For Management of Directors 3 Approve 2019 Work Report of the For For Management Supervisory Committee 4 Approve 2019 Financial Report For For Management 5 Approve 2019 Profit Distribution For For Management 6 Approve Appointment of Auditors For For Management 7 Approve Appointment of Internal For For Management Control Auditors 8 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 9 Authorize Board of Directors to Issue For Against Management Debt Financing Instruments 10 Approve Utilization of the Remaining For For Management Proceeds of an Investment Project Raised From Non-Public Issuance of A Shares for Permanent Replenishment of Working Capital 11 Amend Articles of Association For Against Management Regarding Party Committee 12 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 13.01 Elect Zhao Fuquan as Director For For Management 13.02 Elect Xiao Shengfang as Director For For Management 13.03 Elect Wong Hakkun as Director For For Management 13.04 Elect Song Tiebo as Director For For Management -------------------------------------------------------------------------------- H. LUNDBECK A/S Ticker: LUN Security ID: K4406L129 Meeting Date: MAR 24, 2020 Meeting Type: Annual Record Date: MAR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Report of Board None None Management 2 Accept Financial Statements and For For Management Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of DKK 4.10 Per Share 4a Reelect Lars Rasmussen as Director For For Management 4b Reelect Lene Skole-Sorensen as Director For Abstain Management 4c Reelect Lars Holmqvist as Director For Abstain Management 4d Reelect Jeremy Levin as Director For For Management 4e Reelect Jeffrey Berkowitz as Director For For Management 4f Reelect Henrik Andersen as Director For For Management 5 Approve Remuneration of Directors in For For Management the Amount of DKK 1.2 million for Chairman, DKK 800,000 for Vice Chairman and DKK 400,000 for Other Directors; Approve Fees for Committee Work 6 Ratify PricewaterhouseCoopers as For For Management Auditors 7a Authorize Share Repurchase Program For For Management 7b Approve Guidelines for Incentive-Based For Against Management Compensation for Executive Management and Board 7c Approve Creation of DKK 100 Million For For Management Pool of Capital without Preemptive Rights 7d Amend Articles Re: Voting on the For For Management Company's Remuneration Report at Annual General Meetings 7e Authorize Editorial Changes to Adopted For For Management Resolutions in Connection with Registration with Danish Authorities 8 Other Business None None Management -------------------------------------------------------------------------------- HANA FINANCIAL GROUP, INC. Ticker: 086790 Security ID: Y29975102 Meeting Date: MAR 20, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Yoon Sung-bock as Outside For For Management Director 3.2 Elect Park Won-koo as Outside Director For For Management 3.3 Elect Paik Tae-seung as Outside For For Management Director 3.4 Elect Kim Hong-jin as Outside Director For For Management 3.5 Elect Yang Dong-hoon as Outside For For Management Director 3.6 Elect Heo Yoon as Outside Director For For Management 3.7 Elect Lee Jung-won as Outside Director For For Management 4 Elect Chah Eun-young as Outside For For Management Director to Serve as Audit Committee Member 5.1 Elect Yoon Sung-bock as a Member of For For Management Audit Committee 5.2 Elect Kim Hong-jin as a Member of For For Management Audit Committee 5.3 Elect Yang Dong-hoon as a Member of For For Management Audit Committee 6 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- HANG SENG BANK LTD. Ticker: 11 Security ID: Y30327103 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAY 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a Elect Raymond K F Ch'ien as Director For For Management 2b Elect L Y Chiang as Director For For Management 2c Elect Kathleen C H Gan as Director For For Management 2d Elect Kenneth S Y Ng as Director For For Management 2e Elect Michael W K Wu as Director For For Management 3 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve PricewaterhouseCoopers as For Against Management Auditor and Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Issued Share For For Management Capital 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- HANKOOK TIRE & TECHNOLOGY CO., LTD. Ticker: 161390 Security ID: Y3R57J108 Meeting Date: MAR 27, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Amend Articles of Incorporation For For Management (Business Objectives) 2.2 Amend Articles of Incorporation For For Management (Company Address Change) 3 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- HANWHA CHEMICAL CORP. Ticker: 009830 Security ID: Y3065K104 Meeting Date: JAN 02, 2020 Meeting Type: Special Record Date: DEC 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Incorporation For For Management 2 Elect Two Inside Directors (Bundled) For For Management -------------------------------------------------------------------------------- HANWHA SOLUTIONS CORP. Ticker: 009830 Security ID: Y3065K104 Meeting Date: MAR 24, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Kim Chang-beom as Inside Director For Against Management 2.2 Elect Kim Dong-gwan as Inside Director For For Management 2.3 Elect Choi Man-gyu as Outside Director For Against Management 2.4 Elect Shima Satoshi as Outside Director For For Management 2.5 Elect Amanda Bush as Outside Director For For Management 2.6 Elect Seo Jeong-ho as Outside Director For For Management 2.7 Elect Park Ji-hyeong as Outside For For Management Director 3.1 Elect Choi Man-gyu as a Member of For Against Management Audit Committee 3.2 Elect Kim Jae-jeong as a Member of For Against Management Audit Committee 3.3 Elect Park Ji-hyeong as a Member of For For Management Audit Committee 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- HAP SENG CONSOLIDATED BERHAD Ticker: 3034 Security ID: Y6579W100 Meeting Date: NOV 08, 2019 Meeting Type: Special Record Date: NOV 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Proposed Disposal For For Management -------------------------------------------------------------------------------- HARTALEGA HOLDINGS BERHAD Ticker: 5168 Security ID: Y31139101 Meeting Date: SEP 10, 2019 Meeting Type: Annual Record Date: SEP 03, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Final Dividend For For Management 2 Approve Directors' Fees and Benefits For For Management for the Financial Year Ended March 31, 2019 3 Approve Directors' Fees and Benefits For For Management for the Financial Year Ending March 31, 2020 4 Elect Kuan Kam Hon @ Kwan Kam Onn as For For Management Director 5 Elect Danaraj A/L Nadarajah as Director For For Management 6 Elect Tan Guan Cheong as Director For For Management 7 Approve Deloitte PLT as Auditors and For For Management Authorize Board to Fix Their Remuneration 8 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 9 Authorize Share Repurchase Program For For Management 10 Adopt New Constitution For For Management -------------------------------------------------------------------------------- HARVEY NORMAN HOLDINGS LIMITED Ticker: HVN Security ID: Q4525E117 Meeting Date: NOV 27, 2019 Meeting Type: Annual Record Date: NOV 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 2 Approve Remuneration Report For For Management 3 Elect Kay Lesley Page as Director For For Management 4 Elect David Matthew Ackery as Director For Against Management 5 Elect Kenneth William Gunderson-Briggs For Against Management as Director 6 Elect Maurice John Craven as Director For For Management 7 Elect Stephen Mayne as Director Against For Shareholder 8 Approve the Spill Resolution None Against Management -------------------------------------------------------------------------------- HAVELLS INDIA LTD. Ticker: 517354 Security ID: Y3116C119 Meeting Date: JUN 22, 2020 Meeting Type: Annual Record Date: JUN 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Interim Dividend as Final For For Management Dividend 3 Reelect T. V. Mohandas Pai as Director For For Management 4 Reelect Puneet Bhatia as Director For Against Management 5 Approve Remuneration of Cost Auditors For For Management 6 Reelect Vellayan Subbiah as Director For For Management 7 Elect B Prasada Rao as Director For For Management 8 Elect Subhash S Mundra as Director For For Management 9 Elect Vivek Mehra as Director For For Management -------------------------------------------------------------------------------- HCL TECHNOLOGIES LIMITED Ticker: 532281 Security ID: Y3121G147 Meeting Date: AUG 06, 2019 Meeting Type: Annual Record Date: JUL 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Reelect Shiv Nadar as Director For For Management 3 Approve B S R & Co. LLP, Chartered For For Management Accountants as Auditors and Authorize Board to Fix Their Remuneration 4 Reelect R. Srinivasan as Director For For Management 5 Reelect S. Madhavan as Director For For Management 6 Reelect Robin Ann Abrams as Director For For Management 7 Reelect Sosale Shankara Sastry as For For Management Director 8 Approve Payment of Commission to For For Management Non-Executive Directors -------------------------------------------------------------------------------- HCL TECHNOLOGIES LIMITED Ticker: 532281 Security ID: Y3121G147 Meeting Date: SEP 21, 2019 Meeting Type: Court Record Date: AUG 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Scheme of Arrangement and For For Management Amalgamation -------------------------------------------------------------------------------- HCL TECHNOLOGIES LIMITED Ticker: 532281 Security ID: Y3121G147 Meeting Date: NOV 29, 2019 Meeting Type: Special Record Date: OCT 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Increase Authorized Share Capital and For For Management Amend Memorandum of Association 2 Approve Issuance of Bonus Shares For For Management -------------------------------------------------------------------------------- HEIDELBERGCEMENT AG Ticker: HEI Security ID: D31709104 Meeting Date: JUN 04, 2020 Meeting Type: Annual Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 0.60 per Share 3.1 Approve Discharge of Management Board For For Management Member Bernd Scheifele for Fiscal 2019 3.2 Approve Discharge of Management Board For For Management Member Dominik von Achten for Fiscal 2019 3.3 Approve Discharge of Management Board For For Management Member Kevin Gluskie for Fiscal 2019 3.4 Approve Discharge of Management Board For For Management Member Hakan Gurdal for Fiscal 2019 3.5 Approve Discharge of Management Board For For Management Member Ernest Jelito for Fiscal 2019 3.6 Approve Discharge of Management Board For For Management Member Jon Morrish for Fiscal 2019 3.7 Approve Discharge of Management Board For For Management Member Lorenz Naeger for Fiscal 2019 3.8 Approve Discharge of Management Board For For Management Member Albert Scheuer for Fiscal 2019 3.9 Approve Discharge of Management Board For For Management Member Christopher Ward for Fiscal 2019 4.1 Approve Discharge of Supervisory Board For For Management Member Fritz-Juergen Heckmann for Fiscal 2019 4.2 Approve Discharge of Supervisory Board For For Management Member Heinz Schmitt for Fiscal 2019 4.3 Approve Discharge of Supervisory Board For For Management Member Barbara Breuninger for Fiscal 2019 4.4 Approve Discharge of Supervisory Board For For Management Member Josef Heumann for Fiscal 2019 4.5 Approve Discharge of Supervisory Board For For Management Member Birgit Jochens for Fiscal 2019 4.6 Approve Discharge of Supervisory Board For For Management Member Gabriele Kailing for Fiscal 2019 4.7 Approve Discharge of Supervisory Board For For Management Member Ludwig Merckle for Fiscal 2019 4.8 Approve Discharge of Supervisory Board For For Management Member Tobias Merckle for Fiscal 2019 4.9 Approve Discharge of Supervisory Board For For Management Member Luka Mucic for Fiscal 2019 4.10 Approve Discharge of Supervisory Board For For Management Member Ines Ploss for Fiscal 2019 4.11 Approve Discharge of Supervisory Board For For Management Member Peter Riedel for Fiscal 2019 4.12 Approve Discharge of Supervisory Board For For Management Member Juergen Schneider for Fiscal 2019 4.13 Approve Discharge of Supervisory Board For For Management Member Werner Schraeder for Fiscal 2019 4.14 Approve Discharge of Supervisory Board For For Management Member Margret Suckale for Fiscal 2019 4.15 Approve Discharge of Supervisory Board For For Management Member Stephan Wehning for Fiscal 2019 4.16 Approve Discharge of Supervisory Board For For Management Member Marion Weissenberger-Eibl for Fiscal 2019 5 Ratify PricewaterhouseCoopers GmbH as For For Management Auditors for Fiscal 2020 6 Approve Creation of EUR 178.5 Million For For Management Pool of Capital with Partial Exclusion of Preemptive Rights -------------------------------------------------------------------------------- HELLENIC TELECOMMUNICATIONS ORGANIZATION SA Ticker: HTO Security ID: X3258B102 Meeting Date: FEB 20, 2020 Meeting Type: Special Record Date: FEB 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Share Repurchase Program For For Management 2 Approve Cancellation of Repurchased For For Management Shares 3 Various Announcements None None Management -------------------------------------------------------------------------------- HELLENIC TELECOMMUNICATIONS ORGANIZATION SA Ticker: HTO Security ID: X3258B102 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: JUN 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements, For For Management Statutory Reports and Income Allocation 2 Receive Report on Activities of Audit None None Management Committee 3 Approve Management of Company and For For Management Grant Discharge to Auditors 4 Ratify Auditors For For Management 5 Approve Remuneration Policy For For Management 6 Approve Director Remuneration For For Management 7 Advisory Vote on Remuneration Report For For Management 8 Approve Director Liability and For For Management Indemnification 9 Announcement of Related Party None None Management Transactions 10 Amend Company Articles For For Management 11.1 Elect Amanda Sisson as Director For For Management 11.2 Elect a Shareholder-Nominee to the None Abstain Shareholder Board 11.3 Elect a Shareholder-Nominee to the None Abstain Shareholder Board 12.1 Elect Amanda Sisson as Audit Committee For For Management Member 12.2 Elect a Shareholder-Nominee to the None Abstain Shareholder Audit Committee 12.3 Elect a Shareholder-Nominee to the None Abstain Shareholder Audit Committee 13 Announcement of Director Appointments None None Management 14 Various Announcements None None Management -------------------------------------------------------------------------------- HENGLI PETROCHEMICAL CO., LTD. Ticker: 600346 Security ID: Y1963X103 Meeting Date: DEC 23, 2019 Meeting Type: Special Record Date: DEC 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Employee Share Purchase Plan For Against Management (Draft) and Summary 2 Approve Methods to Assess the For Against Management Performance of Plan Participants 3 Approve Authorization of Board to For Against Management Handle All Related Matters -------------------------------------------------------------------------------- HENGLI PETROCHEMICAL CO., LTD. Ticker: 600346 Security ID: Y1963X103 Meeting Date: FEB 04, 2020 Meeting Type: Special Record Date: JAN 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Plan For Against Management 2 Approve Comprehensive Credit Line For Against Management Application -------------------------------------------------------------------------------- HENGLI PETROCHEMICAL CO., LTD. Ticker: 600346 Security ID: Y1963X103 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: APR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Remuneration of Directors For For Management 7 Approve to Adjust the Allowance of For For Management Independent Directors 8 Approve Daily Related Party Transaction For For Management 9 Approve Foreign Exchange Derivatives For For Management Transaction 10 Approve Entrusted Financial Investment For Against Management Plan 11 Approve Additional Guarantee Provision For For Management Plan 12 Approve Application to Increase the For For Management Comprehensive Credit Lines 13 Approve Shareholder Return Plan For For Management 14 Approve Remuneration of Supervisors For For Management -------------------------------------------------------------------------------- HENKEL AG & CO. KGAA Ticker: HEN3 Security ID: D3207M102 Meeting Date: JUN 17, 2020 Meeting Type: Annual Record Date: MAY 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income and For For Management Dividends of EUR 1.83 per Ordinary Share and EUR 1.85 per Preferred Share 3 Approve Discharge of Personally Liable For For Management Partner for Fiscal 2019 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2019 5 Approve Discharge of Shareholders' For For Management Committee for Fiscal 2019 6 Ratify PricewaterhouseCoopers GmbH as For For Management Auditors for Fiscal 2020 7.1 Elect Simone Bagel-Trah to the For Against Management Supervisory Board 7.2 Elect Lutz Bunnenberg to the For Against Management Supervisory Board 7.3 Elect Benedikt-Richard Freiherr von For Against Management Herman to the Supervisory Board 7.4 Elect Timotheus Hoettges to the For For Management Supervisory Board 7.5 Elect Michael Kaschke to the For Against Management Supervisory Board 7.6 Elect Barbara Kux to the Supervisory For For Management Board 7.7 Elect Simone Menne to the Supervisory For Against Management Board 7.8 Elect Philipp Scholz to the For Against Management Supervisory Board 8.1 Elect Paul Achleitner to the For Against Management Shareholders' Committee 8.2 Elect Simone Bagel-Trah to the For Against Management Shareholders' Committee 8.3 Elect Alexander Birken to the For Against Management Shareholders' Committee 8.4 Elect Johann-Christoph Frey to the For Against Management Shareholders' Committee 8.5 Elect Christoph Henkel to the For Against Management Shareholders' Committee 8.6 Elect Christoph Kneip to the For Against Management Shareholders' Committee 8.7 Elect Ulrich Lehner to the For Against Management Shareholders' Committee 8.8 Elect Norbert Reithofer to the For For Management Shareholders' Committee 8.9 Elect Konstantin von Unger to the For Against Management Shareholders' Committee 8.10 Elect Jean-Francois van Boxmeer to the For For Management Shareholders' Committee 9 Approve Remuneration Policy For For Management 10 Approve Creation of EUR 43.8 Million For Against Management Pool of Capital with Preemptive Rights 11 Amend Articles Re: Participation For For Management Requirements and Proof of Entitlement -------------------------------------------------------------------------------- HENNES & MAURITZ AB Ticker: HM.B Security ID: W41422101 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: APR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Chairman of Meeting For Did Not Vote Management 3 Prepare and Approve List of For Did Not Vote Management Shareholders 4 Approve Agenda of Meeting For Did Not Vote Management 5 Designate Inspector(s) of Minutes of For Did Not Vote Management Meeting 6 Acknowledge Proper Convening of Meeting For Did Not Vote Management 7 Receive Financial Statements and None None Management Statutory Reports 8.a Accept Financial Statements and For Did Not Vote Management Statutory Reports 8.b Approve Allocation of Income and For Did Not Vote Management Omission of Dividends 8.c Approve Discharge of Board and For Did Not Vote Management President 9 Determine Number of Members (8) and For Did Not Vote Management Deputy Members (0) of Board; Determine Number of Auditors (1) and Deputy Auditors (0) 10 Approve Remuneration of Directors in For Did Not Vote Management the Amount of SEK 1.7 Million for Chairman, and SEK 650,000 for Other Directors; Approve Remuneration for Committee Work; Approve Remuneration of Auditors 11.a Reelect Stina Bergfors as Director For Did Not Vote Management 11.b Reelect Anders Dahlvig as Director For Did Not Vote Management 11.c Reelect Danica Kragic Jensfelt as For Did Not Vote Management Director 11.d Reelect Lena Patriksson Keller as For Did Not Vote Management Director 11.e Reelect Christian Sievert as Director For Did Not Vote Management 11.f Reelect Erica Wiking Hager as Director For Did Not Vote Management 11.g Reelect Niklas Zennstrom as Director For Did Not Vote Management 11.h Elect Karl-Johan Persson (Chairman) as For Did Not Vote Management New Director 12 Ratify Ernst & Young as Auditors For Did Not Vote Management 13 Approve Procedures for Nominating For Did Not Vote Management Committee 14.a Approve Remuneration Policy And Other For Did Not Vote Management Terms of Employment For Executive Management 14.b Disclose Sustainability Targets to be None Did Not Vote Shareholder Achieved in order for Senior Executives to be Paid Variable Remuneration; Report on the Performance of Senior Executives About Sustainability Targets 15 Amend Articles of Association Re: For Did Not Vote Management Company Name; Participation of General Meeting; Agenda of Annual Meeting; Share Registrar 16 Eliminate Differentiated Voting Rights None Did Not Vote Shareholder 17 Examination of Various Aspects of the None Did Not Vote Shareholder Company's Collection of Data about the Personnel 18 Close Meeting None None Management -------------------------------------------------------------------------------- HINDALCO INDUSTRIES LIMITED Ticker: 500440 Security ID: Y3196V185 Meeting Date: AUG 30, 2019 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend For For Management 3 Reelect Rajashree Birla as Director For Against Management 4 Approve Remuneration of Cost Auditors For For Management 5 Elect Vikas Balia as Director For For Management 6 Reelect K. N. Bhandari as Director For Against Management 7 Reelect Ram Charan as Director For Against Management -------------------------------------------------------------------------------- HINDUSTAN UNILEVER LIMITED Ticker: 500696 Security ID: Y3222L102 Meeting Date: MAR 18, 2020 Meeting Type: Special Record Date: JAN 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Wilhelmus Adrianus Theodorus For For Management Uijen as Director and Approve Appointment and Remuneration of Wilhelmus Adrianus Theodorus Uijen as Whole-time Director -------------------------------------------------------------------------------- HINDUSTAN UNILEVER LIMITED Ticker: 500696 Security ID: Y3222L102 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: JUN 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Confirm Interim Dividend and Declare For For Management Final Dividend 3 Reelect Dev Bajpai as Director For For Management 4 Reelect Srinivas Phatak as Director For For Management 5 Reelect Wilhemus Uijen as Director For For Management 6 Elect Ashish Sharad Gupta as Director For For Management 7 Approve Payment of Commission to For For Management Non-Executive Directors 8 Approve Remuneration of Cost Auditors For For Management -------------------------------------------------------------------------------- HINO MOTORS, LTD. Ticker: 7205 Security ID: 433406105 Meeting Date: JUN 22, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ichihashi, Yasuhiko For Abstain Management 1.2 Elect Director Shimo, Yoshio For Abstain Management 1.3 Elect Director Hisada, Ichiro For Abstain Management 1.4 Elect Director Nakane, Taketo For Abstain Management 1.5 Elect Director Sato, Shinichi For Abstain Management 1.6 Elect Director Hagiwara, Toshitaka For For Management 1.7 Elect Director Yoshida, Motokazu For Abstain Management 1.8 Elect Director Muto, Koichi For For Management 1.9 Elect Director Terashi, Shigeki For Abstain Management 2.1 Appoint Statutory Auditor Kimura, Iwao For For Management 2.2 Appoint Statutory Auditor Inoue, Tomoko For For Management 2.3 Appoint Statutory Auditor Nakajima, For For Management Masahiro 3 Appoint Alternate Statutory Auditor For For Management Natori, Katsuya -------------------------------------------------------------------------------- HIROSE ELECTRIC CO., LTD. Ticker: 6806 Security ID: J19782101 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 120 2 Amend Articles to Change Location of For For Management Head Office 3.1 Elect Director Ishii, Kazunori For For Management 3.2 Elect Director Nakamura, Mitsuo For For Management 3.3 Elect Director Kiriya, Yukio For For Management 3.4 Elect Director Fukumoto, Hiroshi For For Management 3.5 Elect Director Sato, Hiroshi For For Management 3.6 Elect Director Sang-Yeob Lee For For Management 3.7 Elect Director Hotta, Kensuke For For Management 3.8 Elect Director Motonaga, Tetsuji For For Management 3.9 Elect Director Nishimatsu, Masanori For For Management 4 Appoint Statutory Auditor Sugishima, For For Management Terukazu -------------------------------------------------------------------------------- HITACHI METALS, LTD. Ticker: 5486 Security ID: J20538112 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Nishiie, Kenichi For For Management 1.2 Elect Director Uenoyama, Makoto For For Management 1.3 Elect Director Oka, Toshiko For For Management 1.4 Elect Director Fukuo, Koichi For For Management 1.5 Elect Director Nishiyama, Mitsuaki For For Management 1.6 Elect Director Morita, Mamoru For For Management -------------------------------------------------------------------------------- HIWIN TECHNOLOGIES CORP. Ticker: 2049 Security ID: Y3226A102 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve the Issuance of New Shares by For For Management Capitalization of Profit 4 Approve Release of Restrictions of For For Management Competitive Activities of Newly Appointed Directors and Representatives -------------------------------------------------------------------------------- HKT TRUST & HKT LIMITED Ticker: 6823 Security ID: Y3R29Z107 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: MAY 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Distribution by HKT For For Management Trust and Final Dividend by the Company 3a Elect Li Tzar Kai, Richard as Director For For Management 3b Elect Chung Cho Yee, Mico as Director For Against Management 3c Elect Srinivas Bangalore Gangaiah as For Against Management Director 3d Elect Aman Mehta as Director For Against Management 3e Authorize Board and Trustee-Manager to For For Management Fix Remuneration of Directors 4 Approve PricewaterhouseCoopers as For Against Management Auditor of the HKT Trust, the Company and the Trustee-Manager and Authorize Board and Trustee-Manager to Fix Their Remuneration 5 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- HONDA MOTOR CO., LTD. Ticker: 7267 Security ID: J22302111 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mikoshiba, Toshiaki For For Management 1.2 Elect Director Hachigo, Takahiro For For Management 1.3 Elect Director Kuraishi, Seiji For For Management 1.4 Elect Director Takeuchi, Kohei For For Management 1.5 Elect Director Mibe, Toshihiro For For Management 1.6 Elect Director Koide, Hiroko For For Management 1.7 Elect Director Kokubu, Fumiya For For Management 1.8 Elect Director Ito, Takanobu For For Management -------------------------------------------------------------------------------- HONG KONG AND CHINA GAS COMPANY LIMITED Ticker: 3 Security ID: Y33370100 Meeting Date: JUN 05, 2020 Meeting Type: Annual Record Date: JUN 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3.1 Elect Lee Ka-kit as Director For Against Management 3.2 Elect David Li Kwok-po as Director For Against Management 3.3 Elect Alfred Chan Wing-kin as Director For For Management 4 Approve PricewaterhouseCoopers as For Against Management Auditor and Authorize Board to Fix Their Remuneration 5.1 Approve Issuance of Bonus Shares For For Management 5.2 Authorize Repurchase of Issued Share For For Management Capital 5.3 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 5.4 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- HONG KONG EXCHANGES & CLEARING LTD. Ticker: 388 Security ID: Y3506N139 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: APR 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a Elect Cheah Cheng Hye as Director For For Management 2b Elect Leung Pak Hon, Hugo as Director For For Management 3 Approve PricewaterhouseCoopers as For Against Management Auditor and Authorize Board to Fix Their Remuneration 4 Authorize Repurchase of Issued Share For For Management Capital 5 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- HONG LEONG BANK BERHAD Ticker: 5819 Security ID: Y36503103 Meeting Date: OCT 29, 2019 Meeting Type: Annual Record Date: OCT 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Final Dividend For For Management 2 Approve Directors' Fees and Benefits For For Management 3 Elect Chong Chye Neo as Director For For Management 4 Elect Lau Souk Huan as Director For For Management 5 Elect Tan Kong Khoon as Director For Against Management 6 Elect Md Hamzah bin Md Kassim as For For Management Director 7 Approve PricewaterhouseCoopers PLT as For For Management Auditors and Authorize Board to Fix Their Remuneration 8 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 9 Approve Implementation of For For Management Shareholders' Mandate for Recurrent Related Party Transactions 10 Adopt New Constitution For For Management -------------------------------------------------------------------------------- HOTAI MOTOR CO., LTD. Ticker: 2207 Security ID: Y37225102 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Amend Articles of Association For For Management 4 Approve Release of Restrictions of For For Management Competitive Activities of Directors -------------------------------------------------------------------------------- HOUSING DEVELOPMENT FINANCE CORPORATION LIMITED Ticker: 500010 Security ID: Y37246207 Meeting Date: AUG 02, 2019 Meeting Type: Annual Record Date: JUL 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.a Accept Financial Statements and For For Management Statutory Reports 1.b Accept Consolidated Financial For For Management Statements and Statutory Reports 2 Approve Final Dividend For For Management 3 Reelect V. Srinivasa Rangan as Director For For Management 4 Authorize Board to Fix Remuneration of For For Management Auditors 5 Elect Bhaskar Ghosh as Director For For Management 6 Elect Ireena Vittal as Director For For Management 7 Reelect Nasser Munjee as Director For For Management 8 Reelect J. J. Irani as Director For For Management 9 Approve Related Party Transactions For For Management with HDFC Bank Limited 10 Approve Commission to Non-Executive For For Management Directors 11 Approve Revision in the Remuneration For For Management of Keki M. Mistry as Managing Director Designated as Vice Chairman & Chief Executive Officer 12 Authorize Issuance of Redeemable For For Management Non-Convertible Debentures and/ or Any Other Hybrid Instruments on Private Placement Basis -------------------------------------------------------------------------------- HUA NAN FINANCIAL HOLDINGS CO., LTD. Ticker: 2880 Security ID: Y3813L107 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve the Issuance of New Shares by For For Management Capitalization of Profit 4 Approve Release of Restrictions of For For Management Competitive Activities of Newly Appointed Directors and Representatives -------------------------------------------------------------------------------- HUANENG RENEWABLES CORPORATION LIMITED Ticker: 958 Security ID: Y3739S111 Meeting Date: JAN 06, 2020 Meeting Type: Special Record Date: DEC 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Voluntary Conditional Offer by For For Management CLSA Limited to Acquire All of The Issued H Shares and Proposed Voluntary Withdrawal of Listing of the H Shares -------------------------------------------------------------------------------- HUANENG RENEWABLES CORPORATION LIMITED Ticker: 958 Security ID: Y3739S111 Meeting Date: JAN 06, 2020 Meeting Type: Special Record Date: DEC 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Voluntary Conditional Offer by For For Management CLSA Limited to Acquire All of The Issued H Shares and Proposed Voluntary Withdrawal of Listing of the H Shares -------------------------------------------------------------------------------- HULIC CO., LTD. Ticker: 3003 Security ID: J23594112 Meeting Date: MAR 24, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 17.5 2.1 Elect Director Nishiura, Saburo For Abstain Management 2.2 Elect Director Yoshidome, Manabu For Abstain Management 2.3 Elect Director Shiga, Hidehiro For Abstain Management 2.4 Elect Director Kobayashi, Hajime For Abstain Management 2.5 Elect Director Maeda, Takaya For Abstain Management 2.6 Elect Director Nakajima, Tadashi For Abstain Management 2.7 Elect Director Miyajima, Tsukasa For For Management 2.8 Elect Director Yamada, Hideo For For Management 2.9 Elect Director Fukushima, Atsuko For For Management 2.10 Elect Director Takahashi, Kaoru For Abstain Management 3.1 Appoint Statutory Auditor Nezu, Koichi For Abstain Management 3.2 Appoint Statutory Auditor Kobayashi, For For Management Nobuyuki 3.3 Appoint Statutory Auditor Sekiguchi, For Abstain Management Kenichi 4 Approve Compensation Ceiling for For For Management Directors 5 Approve Trust-Type Equity Compensation For For Management Plan -------------------------------------------------------------------------------- HUSQVARNA AB Ticker: HUSQ.B Security ID: W4235G116 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: JUN 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Chairman of Meeting For Did Not Vote Management 3 Prepare and Approve List of None None Management Shareholders 4 Approve Agenda of Meeting For Did Not Vote Management 5.a Designate Ricard Wennerklint as For Did Not Vote Management Inspector of Minutes of Meeting 5.b Designate Henrik Didner as Inspector For Did Not Vote Management of Minutes of Meeting 6 Acknowledge Proper Convening of Meeting For Did Not Vote Management 7.a Accept Financial Statements and For Did Not Vote Management Statutory Reports 7.b Approve Allocation of Income and For Did Not Vote Management Omission of Dividends 7.c1 Approve Discharge of Board Member Tom For Did Not Vote Management Johnstone 7.c2 Approve Discharge of Board Member Ulla For Did Not Vote Management Litzen 7.c3 Approve Discharge of Board Member For Did Not Vote Management Katarina Martinson 7.c4 Approve Discharge of Board Member For Did Not Vote Management Bertrand Neuschwander 7.c5 Approve Discharge of Board Member For Did Not Vote Management Daniel Nodhall 7.c6 Approve Discharge of Board Member Lars For Did Not Vote Management Pettersson 7.c7 Approve Discharge of Board Member For Did Not Vote Management Christine Robins 7.c8 Approve Discharge of CEO Kai Warn For Did Not Vote Management 8.a Determine Number of Members (8) and For Did Not Vote Management Deputy Members (0) of Board 8.b Determine Number of Auditors (1) and For Did Not Vote Management Deputy Auditors 9 Approve Remuneration of Directors in For Did Not Vote Management the Amount of SEK 2 Million to Chairman and SEK 580,000 to Other Directors; Approve Remuneration for Committee Work; Approve Meeting Fees 10.a Reelect Tom Johnstone as Director For Did Not Vote Management 10.b Reelect Ulla Litzen as Director For Did Not Vote Management 10.c Reelect Katarina Martinson as Director For Did Not Vote Management 10.d Reelect Bertrand Neuschwander as For Did Not Vote Management Director 10.e Reelect Daniel Nodhall as Director For Did Not Vote Management 10.f Reelect Lars Pettersson as Director For Did Not Vote Management 10.g Reelect Christine Robins as Director For Did Not Vote Management 10.h Elect Henric Andersson as New Director For Did Not Vote Management 10.i Appoint Tom Johnstone as Board Chairman For Did Not Vote Management 11.a Ratify Ernst & Young as Auditors For Did Not Vote Management 11.b Approve Remuneration of Auditors For Did Not Vote Management 12 Approve Remuneration Policy And Other For Did Not Vote Management Terms of Employment For Executive Management 13 Approve Performance Share Incentive For Did Not Vote Management Program LTI 2020 14 Approve Equity Swap Arrangement to For Did Not Vote Management Cover Obligations Under LTI 2020 15 Approve Issuance of 57.6 Million Class For Did Not Vote Management B Shares without Preemptive Rights 16 Close Meeting None None Management -------------------------------------------------------------------------------- HUTCHISON CHINA MEDITECH LTD. Ticker: HCM Security ID: 44842L103 Meeting Date: APR 27, 2020 Meeting Type: Annual Record Date: MAR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2A Re-elect Simon To as Director For Abstain Management 2B Re-elect Christian Hogg as Director For For Management 2C Re-elect Johnny Cheng as Director For For Management 2D Re-elect Dr Weiguo Su as Director For For Management 2E Re-elect Dr Dan Eldar as Director For For Management 2F Re-elect Edith Shih as Director For For Management 2G Re-elect Paul Carter as Director For For Management 2H Re-elect Dr Karen Ferrante as Director For For Management 2I Re-elect Graeme Jack as Director For For Management 2J Re-elect Tony Mok as Director For For Management 3 Reappoint PricewaterhouseCoopers as For For Management Auditors and Authorise Their Remuneration 4A Authorise Issue of Equity For For Management 4B Authorise Issue of Equity without For For Management Pre-emptive Rights 4C Authorise Issue of Equity without For Against Management Pre-emptive Rights in Connection with an Equity Raise 4D Authorise Market Purchase of Ordinary For For Management Shares 5 Amend 2015 Share Option Scheme For Against Management 6 Adopt New Memorandum of Association For For Management and Articles of Association -------------------------------------------------------------------------------- HYUNDAI HEAVY INDUSTRIES HOLDINGS CO., LTD. Ticker: 267250 Security ID: Y3R3C9109 Meeting Date: MAR 25, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Approve Spin-Off Agreement For For Management 3.1 Elect Ga Sam-hyeon as Inside Director For For Management 3.2 Elect Shin Jae-yong as Outside Director For Against Management 4 Elect Shin Jae-yong as a Member of For Against Management Audit Committee 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- HYUNDAI MARINE & FIRE INSURANCE CO., LTD. Ticker: 001450 Security ID: Y3842K104 Meeting Date: MAR 20, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Cho Yong-il as Inside Director For For Management 2.2 Elect Lee Seong-jae as Inside Director For For Management 3 Elect Kim Yong-joon as Outside For For Management Director to serve as an Audit Committee Member 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- IBERDROLA SA Ticker: IBE Security ID: E6165F166 Meeting Date: APR 02, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Consolidated and Standalone For For Management Financial Statements 2 Approve Consolidated and Standalone For For Management Management Reports 3 Approve Non-Financial Information For For Management Statement 4 Approve Discharge of Board For For Management 5 Renew Appointment of KPMG Auditores as For For Management Auditor 6 Amend Articles Re: Corporate Interest For For Management and Social Dividend 7 Amend Article 8 Re: Compliance System For For Management and Compliance Unit 8 Amend Article 10 to Reflect Changes in For For Management Capital 9 Amend Article 9 of General Meeting For For Management Regulations Re: Shareholders' Power to Approve the Non-Financial Information Statement 10 Amend Articles of General Meeting For For Management Regulations Re: Right to Information and Remote Participation 11 Amend Articles of General Meeting For For Management Regulations Re: Technical Improvements 12 Approve Allocation of Income and For For Management Dividends 13 Approve Scrip Dividends For For Management 14 Approve Scrip Dividends For For Management 15 Advisory Vote on Remuneration Report For For Management 16 Approve Restricted Stock Plan For For Management 17 Elect Nicola Mary Brewer as Director For For Management 18 Elect Regina Helena Jorge Nunes as For For Management Director 19 Reelect Inigo Victor de Oriol Ibarra For For Management as Director 20 Reelect Samantha Barber as Director For For Management 21 Fix Number of Directors at 14 For For Management 22 Authorize Increase in Capital up to 50 For For Management Percent via Issuance of Equity or Equity-Linked Securities, Excluding Preemptive Rights of up to 10 Percent 23 Authorize Issuance of Convertible For For Management Bonds, Debentures, Warrants, and Other Debt Securities up to EUR 5 Billion with Exclusion of Preemptive Rights up to 10 Percent of Capital 24 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- ICA GRUPPEN AB Ticker: ICA Security ID: W4241E105 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: APR 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Chairman of Meeting For Did Not Vote Management 3 Prepare and Approve List of For Did Not Vote Management Shareholders 4 Approve Agenda of Meeting For Did Not Vote Management 5 Designate Inspector(s) of Minutes of For Did Not Vote Management Meeting 6 Acknowledge Proper Convening of Meeting For Did Not Vote Management 7 Receive Report on Operations None None Management 8 Receive Report on Board's Work None None Management 9 Receive Financial Statements and None None Management Statutory Reports 10 Accept Financial Statements and For Did Not Vote Management Statutory Reports 11 Approve Allocation of Income and For Did Not Vote Management Dividends of SEK 12.00 Per Share 12 Approve Discharge of Board and For Did Not Vote Management President 13 Receive Report on Nominating None None Management Committee's Work 14 Determine Number of Members (10) and For Did Not Vote Management Deputy Members (0) of Board; Determine Number of Auditors (1) and Deputy Auditors (0) 15 Approve Remuneration of Directors in For Did Not Vote Management the Amount of SEK 1.2 Million for Chairman and SEK 580,000 for Other Directors; Approve Remuneration for Committee Work; Approve Remuneration of Auditors 16 Reelect Cecilia Daun Wennborg, Lennart For Did Not Vote Management Evrell, Andrea Gisle Joosen, Fredrik Hagglund, Jeanette Jager, Magnus Moberg, Fredrik Persson, Bo Sandstrom, Claes-Goran Sylven (Chair) and Anette Wiotti as Directors 17 Ratify KPMG as Auditors For Did Not Vote Management 18 Authorize Chairman of Board and For Did Not Vote Management Representatives of Three of Company's Largest Shareholders to Serve on Nominating Committee 19 Approve Remuneration Policy And Other For Did Not Vote Management Terms of Employment For Executive Management 20 Amend Articles of Association For Did Not Vote Management 21 Close Meeting None None Management -------------------------------------------------------------------------------- IHH HEALTHCARE BERHAD Ticker: 5225 Security ID: Y374AH103 Meeting Date: DEC 09, 2019 Meeting Type: Special Record Date: DEC 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Proposed Acquisition For For Management -------------------------------------------------------------------------------- IHH HEALTHCARE BERHAD Ticker: 5225 Security ID: Y374AH103 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: JUN 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Mehmet Ali Aydinlar as Director For For Management 2 Elect Rossana Annizah binti Ahmad For For Management Rashid as Director 3 Elect Kelvin Loh Chi-Keon as Director For For Management 4 Elect Farid bin Mohamed Sani as For For Management Director 5 Elect Masato Sugahara as Director For For Management 6 Approve Directors' Fees and Other For For Management Benefits 7 Approve Directors' Fees and Other For For Management Benefits to Company's Subsidiaries 8 Approve KPMG PLT as Auditors and For For Management Authorize Board to Fix Their Remuneration 9 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 10 Authorize Share Repurchase Program For For Management -------------------------------------------------------------------------------- INDUSTRIA DE DISENO TEXTIL SA Ticker: ITX Security ID: E6282J125 Meeting Date: JUL 16, 2019 Meeting Type: Annual Record Date: JUL 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Standalone Financial Statements For For Management 2 Approve Consolidated Financial For For Management Statements 3 Approve Non-Financial Information For For Management Report 4 Approve Allocation of Income and For For Management Dividends 5 Fix Number of Directors at 11 For For Management 6.a Reelect Pablo Isla Alvarez de Tejera For For Management as Director 6.b Reelect Amancio Ortega Gaona as For For Management Director 6.c Elect Carlos Crespo Gonzalez as For For Management Director 6.d Reelect Emilio Saracho Rodriguez de For For Management Torres as Director 6.e Reelect Jose Luis Duran Schulz as For For Management Director 7.a Amend Article 13 Re: General Meetings For For Management 7.b Amend Articles Re: Board Committees For For Management 7.c Amend Articles Re: Annual Accounts and For For Management Allocation of Income 8 Renew Appointment of Deloitte as For For Management Auditor 9 Approve Restricted Stock Plan For For Management 10 Authorize Share Repurchase Program For For Management 11 Amend Remuneration Policy For For Management 12 Advisory Vote on Remuneration Report For For Management 13 Authorize Board to Ratify and Execute For For Management Approved Resolutions 14 Receive Amendments to Board of None None Management Directors Regulations -------------------------------------------------------------------------------- INDUSTRIAL BANK CO., LTD. Ticker: 601166 Security ID: Y3990D100 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: JUN 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements and For For Management Financial Budget Report 5 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 6 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- INDUSTRIAS PENOLES SAB DE CV Ticker: PE&OLES Security ID: P55409141 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: APR 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Board's Report For For Management 1.2 Approve CEO's Report and Auditors' For For Management Opinion 1.3 Approve Individual and Consolidated For For Management Financial Statements 1.4 Approve Report on Principal Policies For For Management and Accounting Criteria and Information Followed in Preparation of Financial Information 1.5 Approve Audit and Corporate Practices For For Management Committee's Report 2 Resolutions on Allocation of Income For For Management 3 Set Aggregate Nominal Amount of Share For For Management Repurchase Reserve 4 Elect or Ratify Directors; Verify For Against Management Director's Independence Classification; Approve Their Respective Remuneration 5 Elect or Ratify Chairman of Audit and For Against Management Corporate Practices Committee 6 Appoint Legal Representatives For For Management 7 Approve Minutes of Meeting For For Management -------------------------------------------------------------------------------- INFINEON TECHNOLOGIES AG Ticker: IFX Security ID: D35415104 Meeting Date: FEB 20, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 0.27 per Share 3 Approve Discharge of Management Board For For Management for Fiscal 2019 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2019 5 Ratify KPMG AG as Auditors for Fiscal For For Management 2020 6.1 Elect Xiaoqun Clever to the For For Management Supervisory Board 6.2 Elect Friedrich Eichiner to the For For Management Supervisory Board 6.3 Elect Hans-Ulrich Holdenried to the For For Management Supervisory Board 6.4 Elect Manfred Puffer to the For For Management Supervisory Board 6.5 Elect Ulrich Spiesshofer to the For For Management Supervisory Board 6.6 Elect Margret Suckale to the For For Management Supervisory Board 7 Approve Cancellation of Conditional For For Management Capital 2010/I 8 Approve Creation of EUR 750 Million For For Management Pool of Capital with Partial Exclusion of Preemptive Rights 9 Approve Issuance of Warrants/Bonds For For Management with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 4 Billion; Approve Creation of EUR 260 Million Pool of Capital to Guarantee Conversion Rights -------------------------------------------------------------------------------- INFORMA PLC Ticker: INF Security ID: G4770L106 Meeting Date: MAY 04, 2020 Meeting Type: Special Record Date: APR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Capital Raising For For Management -------------------------------------------------------------------------------- INFORMA PLC Ticker: INF Security ID: G4770L106 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: JUN 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Re-elect Derek Mapp as Director For For Management 2 Re-elect Stephen Carter as Director For For Management 3 Re-elect Gareth Wright as Director For For Management 4 Re-elect Gareth Bullock as Director For For Management 5 Re-elect Stephen Davidson as Director For For Management 6 Re-elect David Flaschen as Director For For Management 7 Re-elect Mary McDowell as Director For For Management 8 Re-elect Helen Owers as Director For For Management 9 Re-elect John Rishton as Director For For Management 10 Elect Gill Whitehead as Director For For Management 11 Accept Financial Statements and For For Management Statutory Reports 12 Approve Remuneration Report For For Management 13 Approve Remuneration Policy For Against Management 14 Reappoint Deloitte LLP as Auditors For For Management 15 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 16 Authorise EU Political Donations and For For Management Expenditure 17 Authorise Issue of Equity For For Management 18 Authorise Issue of Equity without For For Management Pre-emptive Rights 19 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 20 Authorise Market Purchase of Ordinary For For Management Shares 21 Adopt New Articles of Association For For Management 22 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- INFOSYS LIMITED Ticker: 500209 Security ID: Y4082C133 Meeting Date: JUN 27, 2020 Meeting Type: Annual Record Date: JUN 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Reelect Salil Parekh as Director For For Management 4 Elect Uri Levine as Director For For Management -------------------------------------------------------------------------------- INFOSYS LIMITED Ticker: 500209 Security ID: 456788108 Meeting Date: JUN 27, 2020 Meeting Type: Annual Record Date: JUN 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Reelect Salil Parekh as Director For For Management 4 Elect Uri Levine as Director For For Management -------------------------------------------------------------------------------- INFRAESTRUCTURA ENERGETICA NOVA SAB DE CV Ticker: IENOVA Security ID: P5R19K107 Meeting Date: NOV 29, 2019 Meeting Type: Special Record Date: NOV 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Ratify or Elect Directors and Secretary For For Management 1.a Dismiss Erbin Brian Keith as Director For For Management 1.b Ratify George William Bilicic as For For Management Director to Replace Erbin Brian Keith 1.c Dismiss Rodrigo Cortina Cortina as For For Management Secretary Non-Member of Board 1.d Elect Vanesa Madero Mabama as For For Management Secretary Non-Member of Board 2 Approve Cancellation of Shares and For For Management Consequently Reduction of Variable Portion of Capital 3 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- INFRAESTRUCTURA ENERGETICA NOVA SAB DE CV Ticker: IENOVA Security ID: P5R19K107 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Consolidated Financial For For Management Statements and Statutory Reports 2 Approve Report on Compliance with For For Management Fiscal Obligations 3 Approve Allocation of Income For For Management 4 Elect or Ratify Directors and For For Management Secretary; Verify Independence Classification of Directors 5 Elect or Ratify Members and Chairmen For For Management of Audit and Corporate Practices Committees 6 Approve Remuneration of Directors For Against Management 7 Set Maximum Amount of Share Repurchase For For Management Reserve 8 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- ING GROEP NV Ticker: INGA Security ID: N4578E595 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2.a Receive Report of Management Board None None Management (Non-Voting) 2.b Receive Announcements on Sustainability None None Management 2.c Receive Report of Supervisory Board None None Management (Non-Voting) 2.d Approve Remuneration Report For For Management 2.e Adopt Financial Statements and For For Management Statutory Reports 3.a Receive Explanation on Profit None None Management Retention and Distribution Policy 3.b Approve Dividends of EUR 0.69 Per Share None None Management 4.a Approve Discharge of Management Board For For Management 4.b Approve Discharge of Supervisory Board For For Management 5 Approve Remuneration Policy for For For Management Management Board 6 Approve Remuneration Policy for For For Management Supervisory Board 7 Amend Articles of Association For For Management 8.a Elect Juan Colombas to Supervisory For For Management Board 8.b Elect Herman Hulst to Supervisory Board For For Management 8.c Elect Harold Naus to Supervisory Board For For Management 9.a Grant Board Authority to Issue Shares For For Management 9.b Grant Board Authority to Issue Shares For For Management Up To 10 Percent of Issued Capital and Restricting/Excluding Preemptive Rights 10 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital -------------------------------------------------------------------------------- INNER MONGOLIA YITAI COAL CO., LTD. Ticker: 900948 Security ID: Y40848106 Meeting Date: JUL 22, 2019 Meeting Type: Special Record Date: JUL 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Proposed Alignment in the For For Management Preparation of Financial Statements in Accordance with the PRC Accounting Standards for Business Enterprises 1.2 Approve Da Hua CPA as Domestic and For For Management Overseas Auditor 2 Approve Da Hua CPA as Internal Auditor For For Management 3 Elect Du Yingfen as Director For For Management 4 Amend Articles of Association For For Management -------------------------------------------------------------------------------- INNER MONGOLIA YITAI COAL CO., LTD. Ticker: 900948 Security ID: Y40848106 Meeting Date: DEC 30, 2019 Meeting Type: Special Record Date: DEC 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Proposed Issue of Super For For Shareholder Short-Term Commercial Papers 2.1 Elect Zhang Jingquan as Director For Against Management 2.2 Elect Lv Junjie as Director For Against Management -------------------------------------------------------------------------------- INNER MONGOLIA YITAI COAL CO., LTD. Ticker: 900948 Security ID: Y40848106 Meeting Date: MAR 06, 2020 Meeting Type: Special Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Coal Mines Overall Entrusted For For Management Management Agreements Entered Into by the Company and Its Holding Subsidiaries 2 Approve Supplemental Agreements to the For For Shareholder Coal Mines Overall Entrusted Management Agreements Entered Into by the Company and Its Holding Subsidiaries -------------------------------------------------------------------------------- INNOLUX CORP. Ticker: 3481 Security ID: Y4090E105 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Statement of Profit and Loss For For Management Appropriation 3 Approve Cash Distribution from Capital For For Management Reserve 4 Approve Proposal of Transferring For Against Management Shares Bought Back to Employees at a Price Lower than the Average Price if Actual Purchased Shares 5 Amendments to Trading Procedures For For Management Governing Derivatives Products 6 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting 7.1 Elect Jyh-Chau Wang, with SHAREHOLDER For For Management NO.00224402 as Non-independent Director -------------------------------------------------------------------------------- INPEX CORP. Ticker: 1605 Security ID: J2467E101 Meeting Date: MAR 25, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 18 2.1 Elect Director Kitamura, Toshiaki For For Management 2.2 Elect Director Ueda, Takayuki For For Management 2.3 Elect Director Ito, Seiya For For Management 2.4 Elect Director Ikeda, Takahiko For For Management 2.5 Elect Director Yajima, Shigeharu For For Management 2.6 Elect Director Kittaka, Kimihisa For For Management 2.7 Elect Director Sase, Nobuharu For For Management 2.8 Elect Director Yamada, Daisuke For For Management 2.9 Elect Director Yanai, Jun For For Management 2.10 Elect Director Iio, Norinao For For Management 2.11 Elect Director Nishimura, Atsuko For For Management 2.12 Elect Director Kimura, Yasushi For For Management 2.13 Elect Director Ogino, Kiyoshi For For Management 2.14 Elect Director Nishikawa, Tomo For For Management 3 Approve Annual Bonus For For Management -------------------------------------------------------------------------------- INSURANCE AUSTRALIA GROUP LTD. Ticker: IAG Security ID: Q49361100 Meeting Date: OCT 25, 2019 Meeting Type: Annual Record Date: OCT 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve the Remuneration Report For For Management 2 Approve Grant of Deferred Award Rights For For Management and Executive Performance Rights to Peter Harmer 3 Elect George Savvides as Director For For Management 4 Elect Helen Marion Nugent as Director For For Management 5 Elect Thomas William Pockett as For For Management Director 6 Ratify Past Issuance of Subordinated For For Management Medium Term Notes to Institutional Investors 7a Approve the Amendments to the Against Against Shareholder Company's Constitution 7b Approve Fossil Fuel Investment Against Against Shareholder Exposure Reduction Targets -------------------------------------------------------------------------------- INTER RAO UES PJSC Ticker: IRAO Security ID: X39961101 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report For For Management 2 Approve Financial Statements For For Management 3 Approve Allocation of Income and For For Management Dividends 4 Approve New Edition of Charter For For Management 5 Approve Remuneration of Directors For For Management 6 Approve Remuneration of Members of For For Management Audit Commission 7.1 Elect Boris Aiuev as Director None Against Management 7.2 Elect Andrei Bugrov as Director None For Management 7.3 Elect Anatolii Gavrilenko as Director None Against Management 7.4 Elect Boris Kovalchuk as Director None Against Management 7.5 Elect Evgenii Logovinskii as Director None Against Management 7.6 Elect Aleksandr Lokshin as Director None Against Management 7.7 Elect Andrei Murov as Director None Against Management 7.8 Elect Aleksei Nuzhdov as Director None Against Management 7.9 Elect Ronald (Ron) J. Pollett as None Against Management Director 7.10 Elect Elena Sapozhnikova as Director None For Management 7.11 Elect Igor Sechin as Director None Against Management 7.12 Elect Denis Fedorov as Director None Against Management 7.13 Elect Dmitrii Shugaev as Director None Against Management 8.1 Elect Gennadii Bukaev as Member of For For Management Audit Commission 8.2 Elect Tatiana Zaltsman as Member of For For Management Audit Commission 8.3 Elect Svetlana Kovaleva as Member of For For Management Audit Commission 8.4 Elect Igor Feoktistov as Member of For For Management Audit Commission 8.5 Elect Ekaterina Snigireva as Member of For For Management Audit Commission 9 Ratify Auditor For For Management -------------------------------------------------------------------------------- INTERCONEXION ELECTRICA SA ESP Ticker: ISA Security ID: P5624U101 Meeting Date: MAR 27, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Chairman of Meeting For For Management 2 Present Meeting Secretary's Report Re: None None Management Minutes of Meeting Held on March 29, 2019 3 Elect Meeting Approval Committee For For Management 4 Welcome Message from Chairman and None None Management Presentation of Board Report 5 Approve Management Report For For Management 6 Present Individual and Consolidated None None Management Financial Statements 7 Present Auditor's Report None None Management 8 Approve Individual and Consolidated For For Management Financial Statements 9 Approve Allocation of Income and For For Management Dividends 10 Approve Auditors and Authorize Board For For Management to Fix Their Remuneration 11 Elect Directors For Against Management 12 Approve Remuneration Policy For For Management 13 Approve Remuneration of Directors For For Management 14 Transact Other Business (Non-Voting) None None Management -------------------------------------------------------------------------------- INTERCONTINENTAL HOTELS GROUP PLC Ticker: IHG Security ID: G4804L163 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAY 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Policy For Against Management 3 Approve Remuneration Report For For Management 4a Elect Arthur de Haast as Director For For Management 4b Re-elect Keith Barr as Director For For Management 4c Re-elect Anne Busquet as Director For For Management 4d Re-elect Patrick Cescau as Director For For Management 4e Re-elect Ian Dyson as Director For For Management 4f Re-elect Paul Edgecliffe-Johnson as For For Management Director 4g Re-elect Jo Harlow as Director For For Management 4h Re-elect Elie Maalouf as Director For For Management 4i Re-elect Luke Mayhew as Director For For Management 4j Re-elect Jill McDonald as Director For For Management 4k Re-elect Dale Morrison as Director For For Management 5 Reappoint Ernst & Young LLP as Auditors For For Management 6 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 7 Authorise EU Political Donations and For For Management Expenditure 8 Amend Long Term Incentive Plan For Against Management 9 Authorise Issue of Equity For For Management 10 Authorise Issue of Equity without For For Management Pre-emptive Rights 11 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 12 Authorise Market Purchase of Ordinary For For Management Shares 13 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice 14 Adopt New Articles of Association For For Management -------------------------------------------------------------------------------- INTERTEK GROUP PLC Ticker: ITRK Security ID: G4911B108 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAY 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Policy For Against Management 3 Approve Remuneration Report For For Management 4 Approve Final Dividend For For Management 5 Re-elect Sir David Reid as Director For For Management 6 Re-elect Andre Lacroix as Director For For Management 7 Re-elect Ross McCluskey as Director For For Management 8 Re-elect Graham Allan as Director For For Management 9 Re-elect Gurnek Bains as Director For For Management 10 Re-elect Dame Louise Makin as Director For For Management 11 Re-elect Andrew Martin as Director For For Management 12 Re-elect Gill Rider as Director For For Management 13 Re-elect Jean-Michel Valette as For For Management Director 14 Re-elect Lena Wilson as Director For For Management 15 Reappoint PricewaterhouseCoopers LLP For For Management as Auditors 16 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 17 Authorise Issue of Equity For For Management 18 Authorise EU Political Donations and For For Management Expenditure 19 Approve Long Term Incentive Plan For For Management 20 Authorise Issue of Equity without For For Management Pre-emptive Rights 21 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 22 Authorise Market Purchase of Ordinary For For Management Shares 23 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- INTESA SANPAOLO SPA Ticker: ISP Security ID: T55067101 Meeting Date: APR 27, 2020 Meeting Type: Annual/Special Record Date: APR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Accept Financial Statements and For For Management Statutory Reports 1b Approve Allocation of Income For For Management 2a Elect Andrea Sironi as Director For For Management 2b Elect Roberto Franchini as Director None For Shareholder 3a Approve Remuneration Policy For For Management 3b Approve Second Section of the For For Management Remuneration Report 3c Approve Fixed-Variable Compensation For For Management Ratio 3d Approve 2019 and 2020 Annual Incentive For For Management Plans 4a Authorize Share Repurchase Program and For For Management Reissuance of Repurchased Shares to Service Annual Incentive Plan 4b Authorize Share Repurchase Program and For For Management Reissuance of Repurchased Shares 1 Approve Issuance of Shares to Be For For Management Subscribed through a Contribution in Kind of Shares of Unione di Banche Italiane SpA A Deliberations on Possible Legal Action None Against Management Against Directors if Presented by Shareholders -------------------------------------------------------------------------------- INVENTEC CORP. Ticker: 2356 Security ID: Y4176F109 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting 4 Approve Amendments to Procedures For Against Management Governing the Acquisition or Disposal of Assets 5.1 Elect Cho, Tom-Hwar, with SHAREHOLDER For For Management NO.00000157 as Non-independent Director 5.2 Elect Yeh, Kuo-I, with SHAREHOLDER NO. For For Management 00000001 as Non-independent Director 5.3 Elect Wen, Shih-Chih, with SHAREHOLDER For For Management NO.00000026 as Non-independent Director 5.4 Elect Lee, Tsu-Chin, with SHAREHOLDER For For Management NO.00000009 as Non-independent Director 5.5 Elect Chang, Ching-Sung, with For For Management SHAREHOLDER NO.00000037 as Non-independent Director 5.6 Elect Yeh, Li-Cheng, with SHAREHOLDER For For Management NO.00000327 as Non-independent Director 5.7 Elect Chen, Ruey-Long, with For Against Management SHAREHOLDER NO.Q100765XXX as Independent Director 5.8 Elect Chang, Chang-Pang, with For For Management SHAREHOLDER NO.N102640XXX as Independent Director 5.9 Elect Wea, Chi-Lin, with SHAREHOLDER For Against Management NO.J100196XXX as Independent Director 6 Approve Release of Restrictions of For For Management Competitive Activities of Newly Appointed Directors and Representatives -------------------------------------------------------------------------------- INVESTEC LTD. Ticker: INL Security ID: S39081138 Meeting Date: AUG 08, 2019 Meeting Type: Annual Record Date: AUG 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Re-elect Zarina Bassa as Director For For Management 2 Re-elect Peregrine Crosthwaite as For For Management Director 3 Re-elect Hendrik du Toit as Director For For Management 4 Re-elect David Friedland as Director For For Management 5 Re-elect Philip Hourquebie as Director For For Management 6 Re-elect Charles Jacobs as Director For For Management 7 Re-elect Ian Kantor as Director For For Management 8 Re-elect Lord Malloch-Brown as Director For For Management 9 Re-elect Khumo Shuenyane as Director For For Management 10 Re-elect Fani Titi as Director For For Management 11 Elect Kim McFarland as Director For For Management 12 Elect Nishlan Samujh as Director For For Management 13 Approve Remuneration Report including For For Management Implementation Report 14 Approve Remuneration Policy For For Management 15 Authorise Board to Ratify and Execute For For Management Approved Resolutions 16 Present the Financial Statements and None None Management Statutory Reports for the Year Ended 31 March 2019 17 Sanction the Interim Dividend on the For For Management Ordinary Shares 18 Sanction the Interim Dividend on the For For Management Dividend Access (South African Resident) Redeemable Preference Share 19 Approve Final Dividend on the Ordinary For For Management Shares and the Dividend Access (South African Resident) Redeemable Preference Share 20 Reappoint Ernst & Young Inc as Joint For For Management Auditors of the Company 21 Reappoint KPMG Inc as Joint Auditors For For Management of the Company 22 Place Unissued Variable Rate, For For Management Cumulative, Redeemable Preference Shares and Unissued Non-Redeemable, Non-Cumulative, Non-Participating Preference Shares Under Control of Directors 23 Place Unissued Unissued Special For For Management Convertible Redeemable Preference Shares Under Control of Directors 24 Authorise Repurchase of Issued For For Management Ordinary Shares 25 Authorise Repurchase of Any For For Management Redeemable, Non-Participating Preference Shares and Non-Redeemable, Non-Cumulative, Non-Participating Preference Shares 26 Approve Financial Assistance to For For Management Subsidiaries and Directors 27 Approve Non-executive Directors' For For Management Remuneration 28 Accept Financial Statements and For For Management Statutory Reports 29 Sanction the Interim Dividend on the For For Management Ordinary Shares 30 Approve Final Dividend For For Management 31 Reappoint Ernst & Young LLP as Auditors For For Management 32 Authorise Board to Fix Remuneration of For For Management Auditors 33 Authorise Issue of Equity For For Management 34 Authorise Market Purchase of Ordinary For For Management Shares 35 Authorise Market Purchase of For For Management Preference Shares 36 Authorise EU Political Donations and For For Management Expenditure -------------------------------------------------------------------------------- INVESTEC LTD. Ticker: INL Security ID: S39081138 Meeting Date: FEB 10, 2020 Meeting Type: Special Record Date: JAN 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Matters Relating to the For For Management Demerger of Ninety One from Investec Group 2 Approve Matters Relating to the Share For For Management Premium Account and Capital Reduction -------------------------------------------------------------------------------- INVESTEC PLC Ticker: INVP Security ID: G49188116 Meeting Date: AUG 08, 2019 Meeting Type: Annual Record Date: AUG 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Re-elect Zarina Bassa as Director For For Management 2 Re-elect Peregrine Crosthwaite as For For Management Director 3 Re-elect Hendrik du Toit as Director For For Management 4 Re-elect David Friedland as Director For For Management 5 Re-elect Philip Hourquebie as Director For For Management 6 Re-elect Charles Jacobs as Director For For Management 7 Re-elect Ian Kantor as Director For For Management 8 Re-elect Lord Malloch-Brown as Director For For Management 9 Re-elect Khumo Shuenyane as Director For For Management 10 Re-elect Fani Titi as Director For For Management 11 Elect Kim McFarland as Director For For Management 12 Elect Nishlan Samujh as Director For For Management 13 Approve Remuneration Report including For For Management Implementation Report 14 Approve Remuneration Policy For For Management 15 Authorise Board to Ratify and Execute For For Management Approved Resolutions 16 Present the Financial Statements and None None Management Statutory Reports for the Year Ended 31 March 2019 17 Sanction the Interim Dividend on the For For Management Ordinary Shares 18 Sanction the Interim Dividend on the For For Management Dividend Access (South African Resident) Redeemable Preference Share 19 Approve Final Dividend on the Ordinary For For Management Shares and the Dividend Access (South African Resident) Redeemable Preference Share 20 Reappoint Ernst & Young Inc as Joint For For Management Auditors of the Company 21 Reappoint KPMG Inc as Joint Auditors For For Management of the Company 22 Place Unissued Variable Rate, For For Management Cumulative, Redeemable Preference Shares and Unissued Non-Redeemable, Non-Cumulative, Non-Participating Preference Shares Under Control of Directors 23 Place Unissued Unissued Special For For Management Convertible Redeemable Preference Shares Under Control of Directors 24 Authorise Repurchase of Issued For For Management Ordinary Shares 25 Authorise Repurchase of Any For For Management Redeemable, Non-Participating Preference Shares and Non-Redeemable, Non-Cumulative, Non-Participating Preference Shares 26 Approve Financial Assistance to For For Management Subsidiaries and Directors 27 Approve Non-executive Directors' For For Management Remuneration 28 Accept Financial Statements and For For Management Statutory Reports 29 Sanction the Interim Dividend on the For For Management Ordinary Shares 30 Approve Final Dividend For For Management 31 Reappoint Ernst & Young LLP as Auditors For For Management 32 Authorise Board to Fix Remuneration of For For Management Auditors 33 Authorise Issue of Equity For For Management 34 Authorise Market Purchase of Ordinary For For Management Shares 35 Authorise Market Purchase of For For Management Preference Shares 36 Authorise EU Political Donations and For For Management Expenditure -------------------------------------------------------------------------------- ISS A/S Ticker: ISS Security ID: K5591Y107 Meeting Date: APR 02, 2020 Meeting Type: Annual Record Date: MAR 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Report of Board None None Management 2 Accept Financial Statements and For For Management Statutory Reports 3 Approve Allocation of Income and For For Management Omission of Dividends 4 Approve Discharge of Management and For For Management Board 5 Authorize Share Repurchase Program For For Management 6 Approve Remuneration of Directors in For For Management the Amount of DKK 1.3 Million for Chair, DKK 654,000 for Vice Chair and DKK 436,000 for Other Directors; Approve Remuneration for Committee Work 7a Reelect Lord Allen of Kensington Kt For For Management CBE as Director 7b Elect Valerie Beaulieu as New Director For For Management 7c Reelect Claire Chiang as Director For For Management 7d Reelect Henrik Poulsen as Director For For Management 7e Elect Soren Thorup Sorensen as New For For Management Director 7f Reelect Ben Stevens as Director For For Management 7g Elect Cynthia Mary Trudell as Director For For Management 8 Ratify Ernst & Young as Auditors For For Management 9 Approve Guidelines for Incentive-Based For For Management Compensation for Executive Management and Board 10 Other Business None None Management -------------------------------------------------------------------------------- ITAU UNIBANCO HOLDING SA Ticker: ITUB4 Security ID: P5968U113 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 As a Preferred Shareholder, Would You None For Management like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 2 In Case Neither Class of Shares None For Management Reaches the Minimum Quorum Required by the Brazilian Corporate Law to Elect a Board Representative in Separate Elections, Would You Like to Use Your Votes to Elect the Candidate with More Votes to Represent Both Classes? 3 Elect Eduardo Azevedo do Valle as None For Shareholder Fiscal Council Member and Rene Guimaraes Andrich as Alternate Appointed by Preferred Shareholder -------------------------------------------------------------------------------- ITAUSA-INVESTIMENTOS ITAU SA Ticker: ITSA4 Security ID: P5887P427 Meeting Date: JUN 17, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 As a Preferred Shareholder, Would You None For Management like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 2 Elect Director Appointed by Preferred None Abstain Shareholder Shareholder 3 In Case Neither Class of Shares None For Management Reaches the Minimum Quorum Required by the Brazilian Corporate Law to Elect a Board Representative in Separate Elections, Would You Like to Use Your Votes to Elect the Candidate with More Votes to Represent Both Classes? 4 Elect Isaac Berensztejn as Fiscal None For Shareholder Council Member and Vicente Jose Rauber as Alternate Appointed by Preferred Shareholder -------------------------------------------------------------------------------- ITV PLC Ticker: ITV Security ID: G4984A110 Meeting Date: APR 24, 2020 Meeting Type: Annual Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Remuneration Policy For For Management 4 Re-elect Salman Amin as Director For For Management 5 Re-elect Peter Bazalgette as Director For For Management 6 Re-elect Edward Bonham Carter as For For Management Director 7 Re-elect Margaret Ewing as Director For For Management 8 Re-elect Roger Faxon as Director For For Management 9 Re-elect Mary Harris as Director For For Management 10 Re-elect Chris Kennedy as Director For For Management 11 Re-elect Anna Manz as Director For For Management 12 Re-elect Carolyn McCall as Director For For Management 13 Re-elect Duncan Painter as Director For For Management 14 Reappoint KPMG LLP as Auditors For For Management 15 Authorise Board to Fix Remuneration of For For Management Auditors 16 Authorise EU Political Donations and For For Management Expenditure 17 Authorise Issue of Equity For For Management 18 Authorise Issue of Equity without For For Management Pre-emptive Rights 19 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 20 Authorise Market Purchase of Ordinary For For Management Shares 21 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- J SAINSBURY PLC Ticker: SBRY Security ID: G77732173 Meeting Date: JUL 04, 2019 Meeting Type: Annual Record Date: JUL 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Final Dividend For For Management 4 Elect Martin Scicluna as Director For For Management 5 Re-elect Matt Brittin as Director For For Management 6 Re-elect Brian Cassin as Director For For Management 7 Re-elect Mike Coupe as Director For For Management 8 Re-elect Jo Harlow as Director For For Management 9 Re-elect David Keens as Director For For Management 10 Re-elect Kevin O'Byrne as Director For For Management 11 Re-elect Dame Susan Rice as Director For For Management 12 Re-elect John Rogers as Director For For Management 13 Re-elect Jean Tomlin as Director For For Management 14 Reappoint Ernst & Young LLP as Auditors For For Management 15 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 16 Authorise Issue of Equity For For Management 17 Authorise Issue of Equity without For For Management Pre-emptive Rights 18 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 19 Authorise EU Political Donations and For For Management Expenditure 20 Authorise Market Purchase Ordinary For For Management Shares 21 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- JAPAN RETAIL FUND INVESTMENT CORP. Ticker: 8953 Security ID: J27544105 Meeting Date: NOV 22, 2019 Meeting Type: Special Record Date: AUG 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles to Amend Asset For For Management Management Compensation 2 Elect Executive Director Namba, Shuichi For For Management 3.1 Elect Supervisory Director Nishida, For For Management Masahiko 3.2 Elect Supervisory Director Usuki, For For Management Masaharu 4.1 Elect Alternate Executive Director For For Management Araki, Keita 4.2 Elect Alternate Executive Director For For Management Machida, Takuya 5 Elect Alternate Supervisory Director For For Management Murayama, Shuhei -------------------------------------------------------------------------------- JARDINE CYCLE & CARRIAGE LIMITED Ticker: C07 Security ID: Y43703100 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and For For Management Directors' and Auditors' Reports 2 Approve Final Dividend For For Management 3 Approve Directors' Fees For For Management 4a Elect Mark Greenberg as Director For Against Management 4b Elect Vimala Menon as Director For For Management 4c Elect Anthony Nightingale as Director For Against Management 4d Elect Michael Kok as Director For Against Management 5 Elect Benjamin Birks as Director For For Management 6 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 7a Approve Issuance of Equity or For Against Management Equity-Linked Securities with or without Preemptive Rights 7b Authorize Share Repurchase Program For For Management 7c Approve Mandate for Interested Person For For Management Transactions -------------------------------------------------------------------------------- JCDECAUX SA Ticker: DEC Security ID: F5333N100 Meeting Date: MAY 14, 2020 Meeting Type: Annual/Special Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Absence of Dividends 4 Acknowledge Auditors' Special Report For For Management on Related-Party Transactions 5 Reelect Benedicte Hautefort as For For Management Supervisory Board Member 6 Reelect Marie-Laure Sauty as For For Management Supervisory Board Member 7 Reelect Leila Turner as Supervisory For For Management Board Member 8 Reelect Jean-Pierre Decaux as For For Management Supervisory Board Member 9 Reelect Pierre Mutz as Supervisory For Against Management Board Member 10 Elect Jean-Sebastien Decaux as For For Management Supervisory Board Member 11 Elect Jean-Francois Ducrest as For For Management Supervisory Board Member 12 Approve Remuneration Policy of For Against Management Chairman of the Management Board and of Management Board Members 13 Approve Remuneration Policy of For For Management Chairman of the Supervisory Board and of Supervisory Board Members 14 Approve Compensation Report of For For Management Corporate Officers 15 Approve Compensation of Jean-Francois For Against Management Decaux, Chairman of the Management Board 16 Approve Compensation of Jean-Charles For Against Management Decaux, Jean-Sebastien Decaux, Emmanuel Bastide, David Bourg and Daniel Hofer, Management Board Members 17 Approve Compensation of Gerard For For Management Degonse, Chairman of the Supervisory Board 18 Authorize Repurchase of Up to 10 For Against Management Percent of Issued Share Capital 19 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 20 Authorize Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 2.3 Million 21 Approve Issuance of Equity or For Against Management Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 2.3 Million 22 Authorize Board to Set Issue Price for For Against Management 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights 23 Authorize Board to Increase Capital in For Against Management the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 20-21 Above and Item 18 of May 16, 2019 GM 24 Authorize Capital Issuances for Use in For Against Management Employee Stock Purchase Plans 25 Authorize Capital Issuances for Use in For Against Management Employee Stock Purchase Plans Reserved for Employees of the Group's Subsidiaries 26 Amend Articles of Bylaws to Comply For For Management with Legal Changes 27 Amend Articles 17 and 15 of Bylaws Re: For For Management Board Members Deliberation via Written Consultation 28 Amend Articles 16 and 22 of Bylaws Re: For For Management Board Composition 29 Amend Article 22 of Bylaws Re: General For For Management Meetings 30 Approve Change of Corporate Form to For For Management Societe Europeenne (SE) 31 Pursuant to Item 30 Above, Amend For For Management Bylaws Accordingly 32 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- JERONIMO MARTINS SGPS SA Ticker: JMT Security ID: X40338109 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: JUN 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Individual and Consolidated For For Management Financial Statements and Statutory Reports 2 Approve Allocation of Income For For Management 3 Appraise Management and Supervision of For For Management Company and Approve Vote of Confidence to Corporate Bodies 4 Approve Statement on Remuneration For For Management Policy 5 Approve Amendment of Clauses 1, 2 and None Against Shareholder 3 of the Retirement Fund Plan C of the Jeronimo Martins & Associadas Retirement Fund -------------------------------------------------------------------------------- JFE HOLDINGS, INC. Ticker: 5411 Security ID: J2817M100 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kakigi, Koji For Abstain Management 1.2 Elect Director Kitano, Yoshihisa For Abstain Management 1.3 Elect Director Terahata, Masashi For Abstain Management 1.4 Elect Director Oda, Naosuke For Abstain Management 1.5 Elect Director Oshita, Hajime For Abstain Management 1.6 Elect Director Yamamoto, Masami For For Management 1.7 Elect Director Kemori, Nobumasa For Abstain Management 1.8 Elect Director Ando, Yoshiko For For Management -------------------------------------------------------------------------------- JG SUMMIT HOLDINGS, INC. Ticker: JGS Security ID: Y44425117 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: APR 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve the Minutes of the Annual For For Management Meeting of the Stockholders Held on May 30, 2019 2 Approve the Financial Statements for For For Management the Preceding Year 3.1 Elect James L. Go as Director For For Management 3.2 Elect Lance Y. Gokongwei as Director For For Management 3.3 Elect Lily G. Ngochua as Director For Against Management 3.4 Elect Patrick Henry C. Go as Director For Against Management 3.5 Elect Johnson Robert G. Go, Jr. as For Against Management Director 3.6 Elect Robina Gokongwei-Pe as Director For Against Management 3.7 Elect Cirilo P. Noel as Director For Against Management 3.8 Elect Jose T. Pardo as Director For For Management 3.9 Elect Renato T. De Guzman as Director For For Management 3.10 Elect Antonio L. Go as Director For For Management 4 Appoint SyCip Gorres Velayo & Co. as For For Management External Auditor 5 Ratify Acts of the Board of Directors For For Management and Its Committees, Officers and Management 6 Approve Other Matters For Against Management -------------------------------------------------------------------------------- JIANGSU EXPRESSWAY COMPANY LIMITED Ticker: 177 Security ID: Y4443L103 Meeting Date: SEP 26, 2019 Meeting Type: Special Record Date: AUG 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Subscription of Equity in For Against Management Interests in Jiangsu Communication Holding Group Finance Co., Ltd. -------------------------------------------------------------------------------- JIANGSU EXPRESSWAY COMPANY LIMITED Ticker: 177 Security ID: Y4443L103 Meeting Date: FEB 25, 2020 Meeting Type: Special Record Date: JAN 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.01 Approve Issue Size For For Management 1.02 Approve Par Value and Issue Price For For Management 1.03 Approve Issue Method For For Management 1.04 Approve Maturity and Type of Bonds For For Management 1.05 Approve Coupon Rate of Bonds For For Management 1.06 Approve Repayment of Principal and For For Management Interest of the Bonds 1.07 Approve Arrangements on Placement to For For Management Shareholders of the Company 1.08 Approve Redemption or Repurchase Terms For For Management 1.09 Approve Guarantee Terms For For Management 1.10 Approve Use of Proceeds For For Management 1.11 Approve Way of Underwriting For For Management 1.12 Approve Trading and Exchange Markets For For Management 1.13 Approve Protection Measures for For For Management Repayment 1.14 Approve Validity Period of the For For Management Resolutions 1.15 Approve Authorization in Relation to For For Management the Issue of Corporate Bonds -------------------------------------------------------------------------------- JIANGSU EXPRESSWAY COMPANY LIMITED Ticker: 177 Security ID: Y4443L103 Meeting Date: APR 23, 2020 Meeting Type: Special Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Loan Agreement Between the For Against Management Company and Wufengshan Toll Bridge Company, Use of Proceeds Raised from Corporate Bonds and Authorize Sun Xibin to Deal with Related Matters Including Contract Signing and Approval of Fund Allocation 2 Approve Loan Agreement Between the For Against Management Company and Changyi Company and Yichang Company, Use of Proceeds Raised from Corporate Bonds and Authorize Sun Xibin to Deal with Related Matters Including Contract Signing and Approval of Fund Allocation 3 Approve Merger by Absorption of For For Management Wholly-Owned Subsidiary 4 Elect Cheng Xiaoguang as Director and For For Management Approve the Signing of a Service Contract between the Company and Cheng Xiaoguang -------------------------------------------------------------------------------- JIANGSU EXPRESSWAY COMPANY LIMITED Ticker: 177 Security ID: Y4443L103 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Work Report of the Board For For Management of Directors 2 Approve 2019 Work Report of the For For Management Supervisory Committee 3 Approve 2019 Financial Statements and For For Management Audit Report 4 Approve 2019 Final Accounting Report For For Management 5 Approve 2020 Financial Budget Report For Against Management 6 Approve 2019 Final Profit Distribution For For Management Plan and Final Dividend 7 Approve Deloitte Touche Tohmatsu For For Management Certified Public Accountants LLP as Auditors and Internal Auditor and Authorize Board to Fix Their Remuneration 8 Approve Registration and Issuance of For For Management UST Notes and Related Transactions 9 Approve Registration and Issuance of For For Management MT Notes and Related Transactions 10 Approve Use of Proceeds Raised from For Against Management the MT Notes to be Issued by the Company to Provide Loan to Jiangsu Wufengshan Toll Bridge Company Limited and Related Transactions 11 Approve Use of Proceeds Raised from For Against Management the MT Notes to be issued by the Company to Provide Loan to Jiangsu Yichang Company and Related Transactions 12 Approve Use of Proceeds Raised from MT For Against Management Notes and UST Notes to be Issued by the Company to Provide Loans to Jiangsu Guangjing Xicheng Expressway Limited and Related Transactions 13 Amend Articles of Association For For Management 14 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 15 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 16 Amend Rules and Procedures Regarding For For Management Meetings of Supervisory Committee -------------------------------------------------------------------------------- JOHNSON MATTHEY PLC Ticker: JMAT Security ID: G51604166 Meeting Date: JUL 17, 2019 Meeting Type: Annual Record Date: JUL 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Final Dividend For For Management 4 Elect Xiaozhi Liu as Director For For Management 5 Re-elect Alan Ferguson as Director For For Management 6 Re-elect Jane Griffiths as Director For For Management 7 Re-elect Robert MacLeod as Director For For Management 8 Re-elect Anna Manz as Director For For Management 9 Re-elect Chris Mottershead as Director For For Management 10 Re-elect John O'Higgins as Director For For Management 11 Re-elect Patrick Thomas as Director For For Management 12 Re-elect John Walker as Director For For Management 13 Reappoint PricewaterhouseCoopers LLP For For Management as Auditors 14 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 15 Authorise EU Political Donations and For For Management Expenditure 16 Authorise Issue of Equity For For Management 17 Authorise Issue of Equity without For For Management Pre-emptive Rights 18 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 19 Authorise Market Purchase of Ordinary For For Management Shares 20 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice 21 Amend Articles of Association For For Management -------------------------------------------------------------------------------- KAJIMA CORP. Ticker: 1812 Security ID: J29223120 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 25 2 Amend Articles to Amend Provisions on For For Management Number of Directors - Reduce Directors' Term 3.1 Elect Director Oshimi, Yoshikazu For For Management 3.2 Elect Director Atsumi, Naoki For For Management 3.3 Elect Director Koizumi, Hiroyoshi For For Management 3.4 Elect Director Kayano, Masayasu For For Management 3.5 Elect Director Ishikawa, Hiroshi For For Management 3.6 Elect Director Uchida, Ken For For Management 3.7 Elect Director Hiraizumi, Nobuyuki For For Management 3.8 Elect Director Kajima, Shoichi For For Management 3.9 Elect Director Furukawa, Koji For For Management 3.10 Elect Director Sakane, Masahiro For For Management 3.11 Elect Director Saito, Kiyomi For For Management 3.12 Elect Director Machida, Yukio For For Management 4.1 Appoint Statutory Auditor Kumano, For For Management Takashi 4.2 Appoint Statutory Auditor Fujikawa, For For Management Yukiko -------------------------------------------------------------------------------- KANSAI PAINT CO., LTD. Ticker: 4613 Security ID: J30255129 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 15 2.1 Elect Director Mori, Kunishi For For Management 2.2 Elect Director Furukawa, Hidenori For For Management 2.3 Elect Director Teraoka, Naoto For For Management 2.4 Elect Director Yoshida, Kazuhiro For For Management 2.5 Elect Director Nishibayashi, Hitoshi For For Management 2.6 Elect Director Yoshikawa, Keiji For For Management 2.7 Elect Director Ando, Tomoko For For Management 2.8 Elect Director John P. Durkin For For Management 3.1 Appoint Statutory Auditor Aoyagi, Akira For For Management 3.2 Appoint Statutory Auditor Hasebe, For For Management Hideshi 4 Appoint Alternate Statutory Auditor For For Management Nakai, Hiroe -------------------------------------------------------------------------------- KAO CORP. Ticker: 4452 Security ID: J30642169 Meeting Date: MAR 25, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 65 2 Amend Articles to Amend Provisions on For For Management Director Titles 3.1 Elect Director Sawada, Michitaka For For Management 3.2 Elect Director Takeuchi, Toshiaki For For Management 3.3 Elect Director Hasebe, Yoshihiro For For Management 3.4 Elect Director Matsuda, Tomoharu For For Management 3.5 Elect Director Kadonaga, Sonosuke For For Management 3.6 Elect Director Shinobe, Osamu For For Management 3.7 Elect Director Mukai, Chiaki For For Management 3.8 Elect Director Hayashi, Nobuhide For For Management 4 Appoint Statutory Auditor Nakazawa, For For Management Takahiro -------------------------------------------------------------------------------- KAWASAKI HEAVY INDUSTRIES, LTD. Ticker: 7012 Security ID: J31502131 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles to Amend Business Lines For For Management - Adopt Board Structure with Audit Committee - Amend Provisions on Number of Directors - Authorize Directors to Execute Day to Day Operations without Full Board Approval - Indemnify Directors 2.1 Elect Director Kanehana, Yoshinori For For Management 2.2 Elect Director Namiki, Sukeyuki For For Management 2.3 Elect Director Hashimoto, Yasuhiko For For Management 2.4 Elect Director Yamamoto, Katsuya For For Management 2.5 Elect Director Nakatani, Hiroshi For For Management 2.6 Elect Director Tamura, Yoshiaki For For Management 2.7 Elect Director Jenifer Rogers For For Management 2.8 Elect Director Tsujimura, Hideo For For Management 3.1 Elect Director and Audit Committee For For Management Member Fukuma, Katsuyoshi 3.2 Elect Director and Audit Committee For For Management Member Nekoshima, Akio 3.3 Elect Director and Audit Committee For For Management Member Kodera, Satoru 3.4 Elect Director and Audit Committee For For Management Member Ishii, Atsuko 3.5 Elect Director and Audit Committee For For Management Member Saito, Ryoichi 4 Elect Alternate Director and Audit For For Management Committee Member Tsukui, Susumu 5 Approve Compensation Ceiling for For For Management Directors Who Are Not Audit Committee Members 6 Approve Compensation Ceiling for For For Management Directors Who Are Audit Committee Members -------------------------------------------------------------------------------- KB FINANCIAL GROUP, INC. Ticker: 105560 Security ID: Y46007103 Meeting Date: MAR 20, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Hur Yin as Non-Independent For For Management Non-Executive Director 3.2 Elect Stuart B. Solomon as Outside For For Management Director 3.3 Elect Sonu Suk-ho as Outside Director For For Management 3.4 Elect Choi Myung-hee as Outside For For Management Director 3.5 Elect Jeong Kou-whan as Outside For For Management Director 3.6 Elect Kwon Seon-ju as Outside Director For For Management 4 Elect Oh Gyu-taek as Outside Director For For Management to serve as an Audit Committee Member 5.1 Elect Choi Myung-hee as a Member of For For Management Audit Committee 5.2 Elect Jeong Kou-whan as a Member of For For Management Audit Committee 5.3 Elect Kim Gyeong-ho as a Member of For For Management Audit Committee 6 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- KBC GROUP SA/NV Ticker: KBC Security ID: B5337G162 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: APR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Directors' Reports (Non-Voting) None None Management 2 Receive Auditors' Reports (Non-Voting) None None Management 3 Receive Consolidated Financial None None Management Statements and Statutory Reports (Non-Voting) 4 Adopt Financial Statements For For Management 5a Approve Allocation of Income For For Management 5b Approve Dividends of EUR 1.00 Per Share For For Management 6 Approve Remuneration Report For For Management 7 Approve Discharge of Directors For For Management 8 Approve Discharge of Auditors For For Management 9 Approve Auditors' Remuneration For For Management 10a Indicate Koenraad Debackere as For For Management Independent Director 10b Elect Erik Clinck as Director For Against Management 10c Elect Liesbet Okkerse as Director For Against Management 10d Reelect Theodoros Roussis as Director For Against Management 10e Reelect Sonja De Becker as Director For Against Management 10f Reelect Johan Thijs as Director For For Management 10g Reelect Vladimira Papirnik as For For Management Independent Director 11 Transact Other Business None None Management -------------------------------------------------------------------------------- KDDI CORP. Ticker: 9433 Security ID: J31843105 Meeting Date: JUN 17, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 60 2.1 Elect Director Tanaka, Takashi For Abstain Management 2.2 Elect Director Takahashi, Makoto For Abstain Management 2.3 Elect Director Shoji, Takashi For Abstain Management 2.4 Elect Director Muramoto, Shinichi For Abstain Management 2.5 Elect Director Mori, Keiichi For Abstain Management 2.6 Elect Director Morita, Kei For Abstain Management 2.7 Elect Director Amamiya, Toshitake For Abstain Management 2.8 Elect Director Takeyama, Hirokuni For Abstain Management 2.9 Elect Director Yoshimura, Kazuyuki For Abstain Management 2.10 Elect Director Yamaguchi, Goro For Abstain Management 2.11 Elect Director Yamamoto, Keiji For Abstain Management 2.12 Elect Director Oyagi, Shigeo For For Management 2.13 Elect Director Kano, Riyo For For Management 2.14 Elect Director Goto, Shigeki For For Management 3.1 Appoint Statutory Auditor Takagi, For For Management Kenichiro 3.2 Appoint Statutory Auditor Honto, Shin For For Management 3.3 Appoint Statutory Auditor Matsumiya, For For Management Toshihiko 3.4 Appoint Statutory Auditor Karube, Jun For For Management -------------------------------------------------------------------------------- KEIO CORP. Ticker: 9008 Security ID: J32190126 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 27.5 2 Amend Articles to Adopt Board For For Management Structure with Audit Committee - Amend Provisions on Number of Directors - Authorize Directors to Execute Day to Day Operations without Full Board Approval 3.1 Elect Director Nagata, Tadashi For Against Management 3.2 Elect Director Komura, Yasushi For Against Management 3.3 Elect Director Nakaoka, Kazunori For Against Management 3.4 Elect Director Kawase, Akinobu For Against Management 3.5 Elect Director Minami, Yoshitaka For Against Management 3.6 Elect Director Terada, Yuichiro For Against Management 3.7 Elect Director Takahashi, Atsushi For Against Management 3.8 Elect Director Furuichi, Takeshi For Against Management 3.9 Elect Director Komada, Ichiro For Against Management 3.10 Elect Director Maruyama, So For Against Management 3.11 Elect Director Wakabayashi, Katsuyoshi For Against Management 4.1 Elect Director and Audit Committee For Against Management Member Ito, Shunji 4.2 Elect Director and Audit Committee For Against Management Member Takekawa, Hiroshi 4.3 Elect Director and Audit Committee For For Management Member Kitamura, Keiko 4.4 Elect Director and Audit Committee For For Management Member Kaneko, Masashi 5 Approve Compensation Ceiling for For For Management Directors Who Are Not Audit Committee Members 6 Approve Compensation Ceiling for For For Management Directors Who Are Audit Committee Members 7 Approve Trust-Type Equity Compensation For For Management Plan -------------------------------------------------------------------------------- KEPPEL CORPORATION LIMITED Ticker: BN4 Security ID: Y4722Z120 Meeting Date: JUN 02, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and For For Management Directors' and Auditors' Reports 2 Approve Final Dividend For For Management 3 Elect Danny Teoh as Director For For Management 4 Elect Veronica Eng as Director For For Management 5 Elect Till Vestring as Director For For Management 6 Elect Teo Siong Seng as Director For For Management 7 Elect Tham Sai Choy as Director For For Management 8 Elect Penny Goh as Director For For Management 9 Approve Directors' Fees for FY 2019 For For Management 10 Approve Directors' Fees for FY 2020 For For Management 11 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 12 Approve Issuance of Equity or For For Management Equity-Linked Securities with or without Preemptive Rights 13 Authorize Share Repurchase Program For For Management 14 Approve Mandate for Interested Person For For Management Transactions 15 Adopt KCL Restricted Share Plan 2020 For For Management and Approve Grant of Awards and Issuance of Shares Under the Plan 16 Adopt KCL Performance Share Plan 2020 For For Management and Approve Grant of Awards and Issuance of Shares Under the Plan -------------------------------------------------------------------------------- KERING SA Ticker: KER Security ID: F5433L103 Meeting Date: JUN 16, 2020 Meeting Type: Annual/Special Record Date: JUN 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 8 per Share 4 Reelect Jean-Pierre Denis as Director For Against Management 5 Reelect Ginevra Elkann as Director For Against Management 6 Reelect Sophie L Helias as Director For For Management 7 Elect Jean Liu as Director For For Management 8 Elect Tidjane Thiam as Director For For Management 9 Elect Emma Watson as Director For For Management 10 Approve Compensation of Corporate For Against Management Officers 11 Approve Compensation of Francois-Henri For Against Management Pinault, Chairman and CEO 12 Approve Compensation of Jean-Francois For Against Management Palus, Vice-CEO 13 Approve Remuneration Policy of For Against Management Executive Corporate Officers 14 Approve Remuneration Policy of For For Management Corporate Officers 15 Renew Appointments of Deloitte and For For Management Associes as Auditor and BEAS as Alternate Auditor 16 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 17 Authorize up to 1 Percent of Issued For Against Management Capital for Use in Restricted Stock Plans 18 Amend Article 10 of Bylaws Re: Shares For Against Management Hold by Directors and Employee Representative 19 Amend Article 11 of Bylaws Re: Board For For Management Power 20 Amend Article 13 of Bylaws Re: Board For For Management Members Deliberation via Written Consultation 21 Remove Article 18 of Bylaws Re: Censors For For Management 22 Amend Article 17 of Bylaws Re: Board For For Management Remuneration 23 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- KERRY GROUP PLC Ticker: KRZ Security ID: G52416107 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: APR 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Re-elect Gerry Behan as Director For For Management 3b Re-elect Dr Hugh Brady as Director For For Management 3c Re-elect Gerard Culligan as Director For For Management 3d Re-elect Dr Karin Dorrepaal as Director For For Management 3e Re-elect Joan Garahy as Director For For Management 3f Re-elect Marguerite Larkin as Director For For Management 3g Re-elect Tom Moran as Director For For Management 3h Re-elect Con Murphy as Director For For Management 3i Re-elect Christopher Rogers as Director For For Management 3j Re-elect Edmond Scanlon as Director For For Management 3k Re-elect Philip Toomey as Director For For Management 4 Authorise Board to Fix Remuneration of For For Management Auditors 5 Approve Remuneration Report For For Management 6 Authorise Issue of Equity For For Management 7 Authorise Issue of Equity without For For Management Pre-emptive Rights 8 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Specified Capital Investment 9 Authorise Market Purchase of A For For Management Ordinary Shares -------------------------------------------------------------------------------- KEYENCE CORP. Ticker: 6861 Security ID: J32491102 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 100 2.1 Elect Director Takizaki, Takemitsu For Abstain Management 2.2 Elect Director Nakata, Yu For Abstain Management 2.3 Elect Director Kimura, Keiichi For Abstain Management 2.4 Elect Director Yamaguchi, Akiji For Abstain Management 2.5 Elect Director Miki, Masayuki For Abstain Management 2.6 Elect Director Yamamoto, Akinori For Abstain Management 2.7 Elect Director Kanzawa, Akira For Abstain Management 2.8 Elect Director Tanabe, Yoichi For For Management 2.9 Elect Director Taniguchi, Seiichi For For Management 3.1 Appoint Statutory Auditor Takeda, For For Management Hidehiko 3.2 Appoint Statutory Auditor Indo, Hiroji For For Management 4 Appoint Alternate Statutory Auditor For For Management Yamamoto, Masaharu -------------------------------------------------------------------------------- KGHM POLSKA MIEDZ SA Ticker: KGH Security ID: X45213109 Meeting Date: DEC 19, 2019 Meeting Type: Special Record Date: DEC 03, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Meeting Chairman For For Management 3 Acknowledge Proper Convening of Meeting None None Management 4 Approve Agenda of Meeting For For Management 5.1 Amend Statute Re: Management Board None Against Shareholder 5.2 Amend Statute Re: Supervisory Board None Against Shareholder 5.3 Amend Statute Re: General Meeting None Against Shareholder 5.4 Amend Statute Re: Disposal of Fixed None Against Shareholder Assets 5.5 Amend Statute Re: Management Board None Against Shareholder 6.1 Approve Disposal of Fixed Assets None Against Shareholder 6.2 Approve Regulations on Disposal of None Against Shareholder Assets 6.3 Approve Regulations on Agreements for None Against Shareholder Legal Services, Marketing Services, Public Relations Services, and Social Communication Services 6.4 Approve Regulations on Report on Best None For Shareholder Practices 6.5 Approve Implementation of Act on State None Against Shareholder Property Management Principles in Company's Subsidiaries 7.1 Recall Supervisory Board Member None Against Shareholder 7.2 Elect Supervisory Board Member None Against Shareholder 8 Close Meeting None None Management -------------------------------------------------------------------------------- KGHM POLSKA MIEDZ SA Ticker: KGH Security ID: X45213109 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: JUN 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Meeting Chairman For For Management 3 Acknowledge Proper Convening of Meeting None None Management 4 Approve Agenda of Meeting For For Management 5.1 Receive Financial Statements None None Management 5.2 Receive Consolidated Financial None None Management Statements 5.3 Receive Management Board Report on None None Management Company's and Group's Operations 6 Receive Management Board Proposal on None None Management Allocation of Income 7 Receive Management Board Report on None None Management Expenses Related to Representation, Legal Services, Marketing Services, Public Relations Services, Social Communication Services, and Management Advisory Services 8 Receive Supervisory Board Report on None None Management Review of Standalone and Consolidated Financial Statements, Management Board Reports on Company's and Group's Operations 9 Receive Supervisory Board Report on None None Management Management Board Proposal on Allocation of Income 10.1 Receive Supervisory Board Report on None None Management Company's Standing, Internal Control System, Risk Management, Compliance, and Internal Audit Function 10.2 Receive Supervisory Board Report on None None Management Its Activities 11.1 Approve Financial Statements For For Management 11.2 Approve Consolidated Financial For For Management Statements 11.3 Approve Management Board Report on For For Management Company's and Group's Operations 11.4 Approve Allocation of Income and For For Management Omission of Dividends 12.1a Approve Discharge of Adam Bugajczuk For For Management (Management Board Member) 12.1b Approve Discharge of Marcin Chudzinski For For Management (Management Board Member) 12.1c Approve Discharge of Pawel Gruza For For Management (Management Board Member) 12.1d Approve Discharge of Katarzyna For For Management Kreczmanska-Gigol (Management Board Member) 12.1e Approve Discharge of Radoslaw Stach For For Management (Management Board Member) 12.2a Approve Discharge of Leszek Banaszak For For Management (Supervisory Board Member) 12.2b Approve Discharge of Jozef Czyczerski For For Management (Supervisory Board Member) 12.2c Approve Discharge of Jaroslaw Janas For For Management (Supervisory Board Member) 12.2d Approve Discharge of Andrzej For For Management Kisilewicz (Supervisory Board Member) 12.2e Approve Discharge of Janusz Kowalski For For Management (Supervisory Board Member) 12.2f Approve Discharge of Ireneusz Pasis For For Management (Supervisory Board Member) 12.2g Approve Discharge of Bartosz Piechota For For Management (Supervisory Board Member) 12.2h Approve Discharge of Marek Pietrzak For For Management (Supervisory Board Member) 12.2i Approve Discharge of Boguslaw Szarek For For Management (Supervisory Board Member) 12.2j Approve Discharge of Agnieszka For For Management Winnik-Kalemba (Supervisory Board Member) 13 Approve Remuneration Policy For Against Management 14 Amend Statute Re: Management Board For For Management 15.1 Recall Supervisory Board Member None Against Shareholder 15.2 Elect Supervisory Board Member None Against Shareholder 16 Close Meeting None None Management -------------------------------------------------------------------------------- KIKKOMAN CORP. Ticker: 2801 Security ID: J32620106 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 21 2.1 Elect Director Mogi, Yuzaburo For Abstain Management 2.2 Elect Director Horikiri, Noriaki For Abstain Management 2.3 Elect Director Yamazaki, Koichi For Abstain Management 2.4 Elect Director Nakano, Shozaburo For Abstain Management 2.5 Elect Director Shimada, Masanao For Abstain Management 2.6 Elect Director Mogi, Osamu For Abstain Management 2.7 Elect Director Matsuyama, Asahi For Abstain Management 2.8 Elect Director Fukui, Toshihiko For For Management 2.9 Elect Director Ozaki, Mamoru For For Management 2.10 Elect Director Inokuchi, Takeo For Abstain Management 2.11 Elect Director Iino, Masako For For Management 3 Appoint Statutory Auditor Mori, Koichi For For Management 4 Appoint Alternate Statutory Auditor For For Management Endo, Kazuyoshi 5 Approve Compensation Ceiling for For For Management Directors -------------------------------------------------------------------------------- KINGDEE INTERNATIONAL SOFTWARE GROUP COMPANY LIMITED Ticker: 268 Security ID: G52568147 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAY 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2A Elect Lin Bo as Director For For Management 2B Elect Zhou Bo Wen as Director For For Management 2C Elect Gary Clark Biddle as Director For For Management 2D Elect Liu Chia Yung as Director For For Management 3 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve PricewaterhouseCoopers as For Against Management Auditors and Authorize Board to Fix Their Remuneration 5A Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 5B Authorize Repurchase of Issued Share For For Management Capital 5C Authorize Reissuance of Repurchased For Against Management Shares 6 Approve Final Dividend For For Management -------------------------------------------------------------------------------- KINGFISHER PLC Ticker: KGF Security ID: G5256E441 Meeting Date: JUL 09, 2019 Meeting Type: Annual Record Date: JUL 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For Against Management 3 Approve Remuneration Policy For For Management 4 Approve Final Dividend For For Management 5 Elect Claudia Arney as Director For For Management 6 Elect Sophie Gasperment as Director For For Management 7 Re-elect Andrew Cosslett as Director For For Management 8 Re-elect Jeff Carr as Director For For Management 9 Re-elect Pascal Cagni as Director For For Management 10 Re-elect Clare Chapman as Director For For Management 11 Re-elect Rakhi Goss-Custard as Director For For Management 12 Re-elect Veronique Laury as Director For For Management 13 Re-elect Mark Seligman as Director For For Management 14 Reappoint Deloitte LLP as Auditors For For Management 15 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 16 Authorise EU Political Donations and For For Management Expenditure 17 Authorise Issue of Equity For For Management 18 Authorise Issue of Equity without For For Management Pre-emptive Rights 19 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 20 Authorise Market Purchase of Ordinary For For Management Shares 21 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- KINGSPAN GROUP PLC Ticker: KRX Security ID: G52654103 Meeting Date: MAY 01, 2020 Meeting Type: Annual Record Date: APR 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For Abstain Management 3a Re-elect Eugene Murtagh as Director For Abstain Management 3b Re-elect Gene Murtagh as Director For For Management 3c Re-elect Geoff Doherty as Director For For Management 3d Re-elect Russell Shiels as Director For For Management 3e Re-elect Peter Wilson as Director For For Management 3f Re-elect Gilbert McCarthy as Director For For Management 3g Re-elect Linda Hickey as Director For For Management 3h Re-elect Michael Cawley as Director For For Management 3i Re-elect John Cronin as Director For For Management 3j Re-elect Bruce McLennan as Director For For Management 3k Re-elect Jost Massenberg as Director For For Management 3l Elect Anne Heraty as Director For For Management 4 Authorise Board to Fix Remuneration of For For Management Auditors 5 Approve Remuneration Report For For Management 6 Authorise Issue of Equity For For Management 7 Authorise Issue of Equity without For For Management Pre-emptive Rights 8 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 9 Authorise Market Purchase of Shares For For Management 10 Authorise Reissuance of Treasury Shares For For Management 11 Authorise the Company to Call EGM with For For Management Two Weeks' Notice -------------------------------------------------------------------------------- KINNEVIK AB Ticker: KINV.B Security ID: W5139V109 Meeting Date: NOV 07, 2019 Meeting Type: Special Record Date: OCT 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Chairman of Meeting For Did Not Vote Management 3 Prepare and Approve List of For Did Not Vote Management Shareholders 4 Approve Agenda of Meeting For Did Not Vote Management 5 Designate Inspector(s) of Minutes of For Did Not Vote Management Meeting 6 Acknowledge Proper Convening of Meeting For Did Not Vote Management 7.a Amend Articles Re: Set Minimum (474 For Did Not Vote Management Million) and Maximum (1.9 Billion) Number of Shares 7.b Approve 2:1 Stock Split For Did Not Vote Management 7.c Amend Articles Re: Set Minimum (237 For Did Not Vote Management Million) and Maximum (948 Million) Number of Shares; Share Classes 7.d Approve Reduction in Share Capital via For Did Not Vote Management Share Cancellation 7.e Approve Capitalization of Reserves of For Did Not Vote Management SEK 13.8 Million for a Bonus Issue 8.a Amend Articles Re: Give All Shares None Did Not Vote Shareholder Equal Voting Rights 8.b Instruct Board to Work for the Swedish None Did Not Vote Shareholder Companies Act to be Amended so the Possibility of Differentiation of Voting Rights is Abolished 8.c Instruct Board to Prepare a Proposal None Did Not Vote Shareholder for Representation of Small and Medium-Sized Shareholders in the Board and Nomination Committee 8.d Instruct Board to Work on Updating None Did Not Vote Shareholder Swedish National Legislation Regarding Representation of Small and Medium-Sized Shareholders in the Board and Nomination Committee 9 Close Meeting None None Management -------------------------------------------------------------------------------- KINNEVIK AB Ticker: KINV.B Security ID: W5139V265 Meeting Date: MAY 11, 2020 Meeting Type: Annual Record Date: MAY 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Chairman of Meeting For Did Not Vote Management 3 Prepare and Approve List of For Did Not Vote Management Shareholders 4 Approve Agenda of Meeting For Did Not Vote Management 5 Designate Inspector(s) of Minutes of For Did Not Vote Management Meeting 6 Acknowledge Proper Convening of Meeting For Did Not Vote Management 7 Receive Financial Statements and None None Management Statutory Reports 8 Accept Financial Statements and For Did Not Vote Management Statutory Reports 9 Approve Allocation of Income and For Did Not Vote Management Omission of Dividends 10 Approve Discharge of Board and For Did Not Vote Management President 11 Determine Number of Members (7) and For Did Not Vote Management Deputy Members of Board 12 Approve Remuneration of Directors in For Did Not Vote Management the Aggregate Amount of SEK 8.5 Million; Approve Remuneration of Auditors 13.a Reelect Susanna Campbell as Director For Did Not Vote Management 13.b Reelect Dame Amelia Fawcett as Director For Did Not Vote Management 13.c Reelect Wilhelm Klingspor as Director For Did Not Vote Management 13.d Reelect Brian McBride as Director For Did Not Vote Management 13.e Reelect Henrik Poulsen as Director For Did Not Vote Management 13.f Reelect Charlotte Stromberg as Director For Did Not Vote Management 13.g Elect Cecilia Qvist as New Director For Did Not Vote Management 14 Reelect Dame Amelia Fawcett as Board For Did Not Vote Management Chairman 15 Approve Remuneration Policy And Other For Did Not Vote Management Terms of Employment For Executive Management 16.a Approve Performance Based Share Plan For Did Not Vote Management LTIP 2020 16.b Introduce Two New Sub-Ordinated Share For Did Not Vote Management Classes 16.c Approve Equity Plan Financing Through For Did Not Vote Management Issuance of Shares 16.d Approve Equity Plan Financing Through For Did Not Vote Management Repurchase of Shares 16.e Approve Equity Plan Financing Through For Did Not Vote Management Transfer of Shares to Participants 17 Approve Financing of Previously For Did Not Vote Management Resolved Long-Term Incentive Plans 18 Authorize Share Repurchase Program For Did Not Vote Management 19 Amend Articles of Association Re: For Did Not Vote Management Article 1 and 7 20.a Amend Articles Re: All Shares Entitle None Did Not Vote Shareholder to One (1) Vote 20.b Instruct Board to Work for the Swedish None Did Not Vote Shareholder Companies Act to Abolish Differentiated Voting Powers, firstly by Approaching the Swedish Government 20.c Instruct Board to Prepare Proposal for None Did Not Vote Shareholder Representation of Small and Medium-Sized Shareholders on the Company's Board and Nomination Committee, to be Submitted to AGM 2021 20.d Instruct Board to Work Towards A None Did Not Vote Shareholder Corresponding Change to be Effectuated in the Swedish National Rulebook, firstly by Approaching the Swedish Government 20.e Instruct Board to Prepare a Proposal None Did Not Vote Shareholder for an Ethical Code, to be Resolved upon by the AGM 2021 21 Close Meeting None None Management -------------------------------------------------------------------------------- KLEPIERRE SA Ticker: LI Security ID: F5396X102 Meeting Date: APR 30, 2020 Meeting Type: Annual/Special Record Date: APR 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 2.20 per Share 4 Approve Auditors' Special Report on For For Management Related-Party Transactions 5 Approve Termination Package of For For Management Jean-Marc Jestin, Chairman of the Management Board 6 Approve Termination Package of For For Management Jean-Michel Gault, Vice-CEO 7 Reelect Catherine Simoni as For For Management Supervisory Board Member 8 Reelect Florence Von Erb as For For Management Supervisory Board Member 9 Reelect Stanley Shashoua as For Against Management Supervisory Board Member 10 Approve Remuneration Policy of For For Management Chairman of the Supervisory Board and Members 11 Approve Remuneration Policy of For For Management Chairman of the Management Board 12 Approve Remuneration Policy of For For Management Management Board Members 13 Approve Compensation Report of For For Management Chairman of the Supervisory Board and Members, Chairman of the Management Board and Members 14 Approve Compensation of Chairman of For For Management the Supervisory Board 15 Approve Compensation of Chairman of For For Management the Management Board 16 Approve Compensation of Vice-CEO For For Management 17 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 18 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 19 Amend Article 7 of Bylaws Re: For For Management Shareholding Disclosure Thresholds 20 Amend Article 15 of Bylaws Re: Board For For Management Members Deliberation via Written Consultation 21 Amend Article 17 of Bylaws Re: For For Management Supervisory Board Members Remuneration 22 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- KOBAYASHI PHARMACEUTICAL CO., LTD. Ticker: 4967 Security ID: J3430E103 Meeting Date: MAR 27, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles to Amend Provisions on For For Management Number of Statutory Auditors 2.1 Elect Director Kobayashi, Kazumasa For For Management 2.2 Elect Director Kobayashi, Akihiro For For Management 2.3 Elect Director Yamane, Satoshi For For Management 2.4 Elect Director Tsuji, Haruo For For Management 2.5 Elect Director Ito, Kunio For For Management 2.6 Elect Director Sasaki, Kaori For For Management 3 Appoint Statutory Auditor Ariizumi, For For Management Chiaki -------------------------------------------------------------------------------- KOC HOLDING AS Ticker: KCHOL Security ID: M63751107 Meeting Date: APR 02, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting and Elect Presiding For For Management Council of Meeting 2 Accept Board Report For For Management 3 Accept Audit Report For For Management 4 Accept Financial Statements For For Management 5 Ratify Director Appointment For For Management 6 Approve Discharge of Board For For Management 7 Approve Allocation of Income For For Management 8 Elect Directors For Against Management 9 Approve Remuneration Policy and For For Management Director Remuneration for 2019 10 Approve Director Remuneration For Against Management 11 Ratify External Auditors For For Management 12 Approve Upper Limit of Donations for For Against Management the 2020 and Receive Information on Donations Made in 2019 13 Receive Information on Guarantees, None None Management Pledges and Mortgages Provided to Third Parties 14 Grant Permission for Board Members to For For Management Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose 15 Wishes None None Management -------------------------------------------------------------------------------- KOMATSU LTD. Ticker: 6301 Security ID: J35759125 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 39 2.1 Elect Director Ohashi, Tetsuji For Against Management 2.2 Elect Director Ogawa, Hiroyuki For Against Management 2.3 Elect Director Moriyama, Masayuki For Against Management 2.4 Elect Director Mizuhara, Kiyoshi For Against Management 2.5 Elect Director Urano, Kuniko For Against Management 2.6 Elect Director Kigawa, Makoto For Against Management 2.7 Elect Director Kunibe, Takeshi For Against Management 2.8 Elect Director Arthur M. Mitchell For For Management 3 Appoint Statutory Auditor Sasaki, For For Management Terumi -------------------------------------------------------------------------------- KOMERCNI BANKA, A.S. Ticker: KOMB Security ID: X45471111 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: MAY 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Management Board Report on For For Management Company's Operations and State of Its Assets 2 Approve Financial Statements For For Management 3 Approve Allocation of Income and For For Management Omission of Dividends 4 Approve Consolidated Financial For For Management Statements 5 Elect Maylis Coupet as Supervisory For Against Management Board Member 6 Approve Remuneration Policy For Against Management 7 Ratify Deloitte Audit s.r.o as Auditor For For Management -------------------------------------------------------------------------------- KONAMI HOLDINGS CORP. Ticker: 9766 Security ID: J3600L101 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles to Change Location of For For Management Head Office 2.1 Elect Director Kozuki, Kagemasa For For Management 2.2 Elect Director Higashio, Kimihiko For For Management 2.3 Elect Director Hayakawa, Hideki For For Management 2.4 Elect Director Okita, Katsunori For For Management 2.5 Elect Director Matsura, Yoshihiro For For Management 2.6 Elect Director Gemma, Akira For For Management 2.7 Elect Director Yamaguchi, Kaori For For Management 2.8 Elect Director Kubo, Kimito For For Management -------------------------------------------------------------------------------- KONICA MINOLTA, INC. Ticker: 4902 Security ID: J36060119 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Matsuzaki, Masatoshi For For Management 1.2 Elect Director Yamana, Shoei For For Management 1.3 Elect Director Hatchoji, Takashi For For Management 1.4 Elect Director Fujiwara, Taketsugu For For Management 1.5 Elect Director Hodo, Chikatomo For For Management 1.6 Elect Director Sakie Tachibana For For Management Fukushima 1.7 Elect Director Sakuma, Soichiro For For Management 1.8 Elect Director Ito, Toyotsugu For For Management 1.9 Elect Director Suzuki, Hiroyuki For For Management 1.10 Elect Director Taiko, Toshimitsu For For Management 1.11 Elect Director Hatano, Seiji For For Management 1.12 Elect Director Uchida, Masafumi For For Management -------------------------------------------------------------------------------- KONINKLIJKE DSM NV Ticker: DSM Security ID: N5017D122 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: APR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Receive Report of Management Board None None Management (Non-Voting) 3 Approve Remuneration Report For For Management 4 Adopt Financial Statements For For Management 5.a Receive Explanation on Company's None None Management Reserves and Dividend Policy 5.b Approve Dividends of EUR 2.40 Per Share For For Management 6.a Approve Discharge of Management Board For For Management 6.b Approve Discharge of Supervisory Board For For Management 7.a Reelect Rob Routs to Supervisory Board For For Management 7.b Reelect Eileen Kennedy to Supervisory For For Management Board 7.c Reelect Pradeep Pant to Supervisory For For Management Board 7.d Elect Thomas Leysen to Supervisory For For Management Board 8 Ratify KPMG as Auditors For For Management 9.a Grant Board Authority to Issue Shares For For Management Up To 10 Percent of Issued Capital and Exclude Pre-emptive Rights 9.b Grant Board Authority to Issue Shares For For Management Up To 10 Percent of Issued Capital in Connection with a Rights Issue 10 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 11 Approve Reduction in Share Capital For For Management through Cancellation of Shares 12 Other Business (Non-Voting) None None Management 13 Close Meeting None None Management -------------------------------------------------------------------------------- KONINKLIJKE PHILIPS NV Ticker: PHIA Security ID: N7637U112 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: APR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 President's Speech None None Management 2.a Receive Explanation on Company's None None Management Reserves and Dividend Policy 2.b Adopt Financial Statements and For For Management Statutory Reports 2.c Approve Dividends of EUR 0.85 Per Share For For Management 2.d Approve Remuneration Report For For Management 2.e Approve Discharge of Management Board For For Management 2.f Approve Discharge of Supervisory Board For For Management 3.a Approve Remuneration Policy for For For Management Management Board 3.b Approve Long Term Incentive Plan for For For Management Management Board Members 3.c Approve Remuneration Policy for For For Management Supervisory Board 4.a Reelect N. Dhawan to Supervisory Board For For Management 4.b Elect F. Sijbesma to Supervisory Board For For Management 4.c Elect P. Loscher to Supervisory Board For For Management 5.a Grant Board Authority to Issue Shares For For Management 5.b Authorize Board to Exclude Preemptive For For Management Rights from Share Issuances 6 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 7 Approve Cancellation of Repurchased For For Management Shares 8 Other Business (Non-Voting) None None Management -------------------------------------------------------------------------------- KONINKLIJKE PHILIPS NV Ticker: PHIA Security ID: N7637U112 Meeting Date: JUN 26, 2020 Meeting Type: Special Record Date: MAY 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Dividends of EUR 0.85 Per Share For For Management -------------------------------------------------------------------------------- KUBOTA CORP. Ticker: 6326 Security ID: J36662138 Meeting Date: MAR 19, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kimata, Masatoshi For For Management 1.2 Elect Director Kitao, Yuichi For For Management 1.3 Elect Director Yoshikawa, Masato For For Management 1.4 Elect Director Sasaki, Shinji For For Management 1.5 Elect Director Kurosawa, Toshihiko For For Management 1.6 Elect Director Watanabe, Dai For For Management 1.7 Elect Director Matsuda, Yuzuru For For Management 1.8 Elect Director Ina, Koichi For For Management 1.9 Elect Director Shintaku, Yutaro For For Management 2 Appoint Statutory Auditor Yamada, For For Management Yuichi 3 Approve Annual Bonus For For Management 4 Approve Restricted Stock Plan For For Management -------------------------------------------------------------------------------- KUEHNE + NAGEL INTERNATIONAL AG Ticker: KNIN Security ID: H4673L145 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income and For For Management Omission of Dividends 3 Approve Discharge of Board and Senior For For Management Management 4.1.1 Reelect Renato Fassbind as Director For For Management 4.1.2 Reelect Karl Gernandt as Director For Against Management 4.1.3 Reelect David Kamenetzky as Director For For Management 4.1.4 Reelect Klaus-Michael Kuehne as For Against Management Director 4.1.5 Reelect Hauke Stars as Director For For Management 4.1.6 Reelect Martin Wittig as Director For For Management 4.1.7 Reelect Joerg Wolle as Director For Against Management 4.2 Elect Dominik Buergy as Director For For Management 4.3 Reelect Joerg Wolle as Board Chairman For Against Management 4.4.1 Appoint Karl Gernandt as Member of the For Against Management Compensation Committee 4.4.2 Appoint Klaus-Michael Kuehne as Member For Against Management of the Compensation Committee 4.4.3 Appoint Hauke Stars as Member of the For For Management Compensation Committee 4.5 Designate Investarit AG as Independent For For Management Proxy 4.6 Ratify Ernst & Young AG as Auditors For For Management 5 Approve Creation of CHF 20 Million For Against Management Pool of Capital without Preemptive Rights 6 Approve Remuneration Report For Against Management 7.1 Approve Remuneration of Directors in For Against Management the Amount of CHF 5 Million 7.2 Approve Remuneration of Executive For Against Management Committee in the Amount of CHF 20 Million 8 Transact Other Business (Voting) For Against Management -------------------------------------------------------------------------------- KURARAY CO., LTD. Ticker: 3405 Security ID: J37006137 Meeting Date: MAR 26, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 22 2.1 Elect Director Ito, Masaaki For For Management 2.2 Elect Director Hayase, Hiroaya For For Management 2.3 Elect Director Sano, Yoshimasa For For Management 2.4 Elect Director Abe, Kenichi For For Management 2.5 Elect Director Kawahara, Hitoshi For For Management 2.6 Elect Director Taga, Keiji For For Management 2.7 Elect Director Matthias Gutweiler For For Management 2.8 Elect Director Takai, Nobuhiko For For Management 2.9 Elect Director Hamaguchi, Tomokazu For For Management 2.10 Elect Director Hamano, Jun For For Management 2.11 Elect Director Murata, Keiko For For Management 2.12 Elect Director Tanaka, Satoshi For For Management 3 Appoint Statutory Auditor Nakayama, For For Management Kazuhiro -------------------------------------------------------------------------------- KURITA WATER INDUSTRIES LTD. Ticker: 6370 Security ID: J37221116 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 31 2.1 Elect Director Kadota, Michiya For For Management 2.2 Elect Director Ito, Kiyoshi For For Management 2.3 Elect Director Yamada, Yoshio For For Management 2.4 Elect Director Ejiri, Hirohiko For For Management 2.5 Elect Director Suzuki, Yasuo For For Management 2.6 Elect Director Kobayashi, Toshimi For For Management 2.7 Elect Director Moriwaki, Tsuguto For For Management 2.8 Elect Director Sugiyama, Ryoko For For Management 2.9 Elect Director Tanaka, Keiko For For Management 3.1 Appoint Statutory Auditor Kobayashi, For For Management Kenjiro 3.2 Appoint Statutory Auditor Tada, For For Management Toshiaki 4 Appoint Alternate Statutory Auditor For For Management Nagasawa, Tetsuya -------------------------------------------------------------------------------- KYOCERA CORP. Ticker: 6971 Security ID: J37479110 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 80 2.1 Appoint Statutory Auditor Harada, For For Management Itsuki 2.2 Appoint Statutory Auditor Sakata, For For Management Hitoshi 2.3 Appoint Statutory Auditor Akiyama, For For Management Masaaki 2.4 Appoint Statutory Auditor Koyama, For For Management Shigeru -------------------------------------------------------------------------------- KYUSHU RAILWAY CO. Ticker: 9142 Security ID: J41079104 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 46.5 2.1 Elect Director Karaike, Koji For For Management 2.2 Elect Director Aoyagi, Toshihiko For For Management 2.3 Elect Director Tanaka, Ryuji For For Management 2.4 Elect Director Furumiya, Yoji For For Management 2.5 Elect Director Mori, Toshihiro For For Management 2.6 Elect Director Fukunaga, Hiroyuki For For Management 2.7 Elect Director Nuki, Masayoshi For For Management 2.8 Elect Director Kuwano, Izumi For Against Management 2.9 Elect Director Ichikawa, Toshihide For For Management 2.10 Elect Director Asatsuma, Shinji For For Management 2.11 Elect Director Muramatsu, Kuniko For For Management 3.1 Elect Director and Audit Committee For For Management Member Kuga, Eiichi 3.2 Elect Director and Audit Committee For For Management Member Hirokawa, Masaya 3.3 Elect Director and Audit Committee For For Management Member Ide, Kazuhide 3.4 Elect Director and Audit Committee For For Management Member Eto, Yasunori 4 Amend Articles to Disclose Revenues, Against Against Shareholder EBITDA, Net Operating Income and Appraised Cap Rate for Each Commercial and Residential Real Estate Assets 5 Elect Shareholder Director Nominee Against For Shareholder Takei, Fumiyo 6 Elect Shareholder Director Nominee Against For Shareholder Motoyoshi, Daizo 7 Elect Shareholder Director Nominee Against Against Shareholder Nagao, Yoshiko -------------------------------------------------------------------------------- L'OREAL SA Ticker: OR Security ID: F58149133 Meeting Date: JUN 30, 2020 Meeting Type: Annual/Special Record Date: JUN 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 3.85 per Share and an Extra of EUR 0.38 per Share to Long Term Registered Shares 4 Elect Nicolas Meyers as Director For For Management 5 Elect Ilham Kadri as Director For For Management 6 Reelect Beatrice Guillaume-Grabisch as For Against Management Director 7 Reelect Jean-Victor Meyers as Director For Against Management 8 Approve Compensation Report of For Against Management Corporate Officers 9 Approve Compensation of Jean-Paul For Against Management Agon, Chairman and CEO 10 Approve Remuneration Policy of For Against Management Corporate Officers 11 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 12 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 13 Authorize up to 0.6 Percent of Issued For For Management Capital for Use in Restricted Stock Plans 14 Authorize Capital Issuances for Use in For Against Management Employee Stock Purchase Plans 15 Authorize Capital Issuances for Use in For Against Management Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries 16 Amend Article 8 of Bylaws Re: Employee For For Management Reprensentatives 17 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- LATAM AIRLINES GROUP SA Ticker: LTM Security ID: P61894104 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Dividends of USD 0.09 Per Share For For Management 3 Elect Directors For Against Management 4 Approve Remuneration of Directors For For Management 5 Approve Remuneration and Budget of For For Management Directors' Committee 6 Appoint Auditors For For Management 7 Designate Risk Assessment Companies For For Management 8 Designate Newspaper to Publish Company For For Management Announcements 9 Receive Report Regarding Related-Party For For Management Transactions 10 Other Business For Against Management -------------------------------------------------------------------------------- LAWSON, INC. Ticker: 2651 Security ID: J3871L103 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: FEB 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 75 2 Amend Articles to Amend Provisions on For For Management Number of Statutory Auditors 3.1 Elect Director Takemasu, Sadanobu For For Management 3.2 Elect Director Imada, Katsuyuki For For Management 3.3 Elect Director Nakaniwa, Satoshi For For Management 3.4 Elect Director Kyoya, Yutaka For For Management 3.5 Elect Director Hayashi, Keiko For For Management 3.6 Elect Director Nishio, Kazunori For For Management 3.7 Elect Director Iwamura, Miki For For Management 3.8 Elect Director Suzuki, Satoko For For Management 4.1 Appoint Statutory Auditor Imagawa, For For Management Shuichi 4.2 Appoint Statutory Auditor Yoshida, For For Management Keiko 5 Approve Compensation Ceiling for For For Management Statutory Auditors -------------------------------------------------------------------------------- LE LUNDBERGFORETAGEN AB Ticker: LUND.B Security ID: W54114108 Meeting Date: JUN 04, 2020 Meeting Type: Annual Record Date: MAY 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Chairman of Meeting For Did Not Vote Management 3 Prepare and Approve List of For Did Not Vote Management Shareholders 4 Designate Inspector(s) of Minutes of For Did Not Vote Management Meeting 5 Approve Agenda of Meeting For Did Not Vote Management 6 Acknowledge Proper Convening of Meeting For Did Not Vote Management 7 Receive President's Report None None Management 8.a Receive Financial Statements and None None Management Statutory Reports 8.b Receive Auditor's Report on None None Management Application of Guidelines for Remuneration for Executive Management 9.a Accept Financial Statements and For Did Not Vote Management Statutory Reports 9.b Approve Discharge of Board and For Did Not Vote Management President 9.c Approve Allocation of Income and For Did Not Vote Management Omission of Dividends 10 Determine Number of Members (9) and For Did Not Vote Management Deputy Members (0) of Board 11 Approve Remuneration of Directors in For Did Not Vote Management the Amount of SEK 840,000 for Chairman and SEK 280,000 for other Directors; Approve Remuneration of Auditors 12 Reelect Carl Bennet, Lilian Biner, For Did Not Vote Management Mats Guldbrand (Chairman), Louise Lindh, Fredrik Lundberg, Katarina Martinson, Sten Peterson and Lars Pettersson as Directors; Elect Bo Selling as New Director 13 Ratify KPMG as Auditors For Did Not Vote Management 14 Approve Remuneration Policy And Other For Did Not Vote Management Terms of Employment For Executive Management 15 Authorize Share Repurchase Program For Did Not Vote Management 16 Close Meeting None None Management -------------------------------------------------------------------------------- LEE & MAN PAPER MANUFACTURING LIMITED Ticker: 2314 Security ID: G5427W130 Meeting Date: APR 24, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Elect Li King Wai Ross as Director For For Management 4 Elect Chau Shing Yim David as Director For Against Management 5 Authorize Board to Confirm the Terms For For Management of Appointment, Including the Remuneration, of Poon Chung Kwong 6 Authorize Board to Confirm the Terms For For Management of Appointment, Including the Remuneration, of Wong Kai Tung Tony 7 Authorize Board to Confirm the Terms For For Management of Appointment, Including the Remuneration, of Peter A. Davies 8 Approve Remuneration of Directors for For For Management the Year Ended December 31, 2019 9 Authorize Board to Fix Remuneration of For For Management Directors for the Year Ending December 31, 2020 10 Approve Deloitte Touche Tohmatsu as For For Management Auditors and Authorize Board to Fix Their Remuneration 11 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 12 Authorize Repurchase of Issued Share For For Management Capital 13 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- LEGAL & GENERAL GROUP PLC Ticker: LGEN Security ID: G54404127 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAY 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Elect Michelle Scrimgeour as Director For For Management 4 Re-elect Henrietta Baldock as Director For For Management 5 Re-elect Philip Broadley as Director For For Management 6 Re-elect Jeff Davies as Director For For Management 7 Re-elect Sir John Kingman as Director For For Management 8 Re-elect Lesley Knox as Director For For Management 9 Re-elect George Lewis as Director For For Management 10 Re-elect Kerrigan Procter as Director For For Management 11 Re-elect Toby Strauss as Director For For Management 12 Re-elect Julia Wilson as Director For For Management 13 Re-elect Nigel Wilson as Director For For Management 14 Reappoint KPMG LLP as Auditors For For Management 15 Authorise Board to Fix Remuneration of For For Management Auditors 16 Approve Remuneration Policy For For Management 17 Approve Remuneration Report For For Management 18 Authorise Issue of Equity For For Management 19 Authorise Issue of Equity in For For Management Connection with the Issue of Contingent Convertible Securities 20 Authorise EU Political Donations and For For Management Expenditure 21 Authorise Issue of Equity without For For Management Pre-emptive Rights 22 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 23 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with the Issue of Contingent Convertible Securities 24 Authorise Market Purchase of Ordinary For For Management Shares 25 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- LENDLEASE GROUP Ticker: LLC Security ID: Q55368114 Meeting Date: NOV 20, 2019 Meeting Type: Annual/Special Record Date: NOV 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 2a Elect David Craig as Director For Against Management 2b Elect Nicola Wakefield Evans as For For Management Director 3 Approve Remuneration Report For Against Management 4 Approve Issuance of Performance Rights For Against Management to Stephen McCann -------------------------------------------------------------------------------- LENOVO GROUP LIMITED Ticker: 992 Security ID: Y5257Y107 Meeting Date: JUL 09, 2019 Meeting Type: Annual Record Date: JUL 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Zhu Linan as Director For For Management 3b Elect Yang Chih-Yuan Jerry as Director For For Management 3c Elect Gordon Robert Halyburton Orr as For For Management Director 3d Elect Woo Chin Wan Raymond as Director For For Management 3e Authorize Board Not to Fill Up Vacated For For Management Office Resulting From Retirement of Tian Suning as Director 3f Authorize Board to Fix Remuneration of For For Management Directors 4 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For Against Management Shares 8 Approve Award Plans and California For Against Management Sub-Plans -------------------------------------------------------------------------------- LG CHEM LTD. Ticker: 051910 Security ID: Y52758102 Meeting Date: MAR 20, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Kwon Young-soo as For Against Management Non-Independent Non-Executive Director 2.2 Elect Cha Dong-seok as Inside Director For Against Management 2.3 Elect Jeong Dong-min as Outside For Against Management Director 3 Elect Jeong Dong-min as a Member of For Against Management Audit Committee 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- LG CORP. Ticker: 003550 Security ID: Y52755108 Meeting Date: MAR 27, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Kwon Young-soo as Inside Director For For Management 2.2 Elect Cho Seong-wook as Outside For For Management Director 3 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- LG DISPLAY CO., LTD. Ticker: 034220 Security ID: Y5255T100 Meeting Date: MAR 20, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Jeong Ho-young as Inside Director For For Management 2.2 Elect Suh Dong-Hee as Inside Director For For Management 3 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- LG ELECTRONICS, INC. Ticker: 066570 Security ID: Y5275H177 Meeting Date: MAR 26, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Elect two Inside Directors and one For Against Management Outside Director (Bundled) 4 Elect Baek Yong-ho as a Member of For Against Management Audit Committee 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- LG HOUSEHOLD & HEALTH CARE LTD. Ticker: 051900 Security ID: Y5275R100 Meeting Date: MAR 20, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Kim Jae-wook as Outside Director For Against Management 2.2 Elect Kim Gi-young as Outside Director For Against Management 3 Elect Kim Jae-wook as a Member of For Against Management Audit Committee 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- LG INNOTEK CO., LTD. Ticker: 011070 Security ID: Y5276D100 Meeting Date: MAR 20, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Kim Chang-tae as Inside Director For For Management 2.2 Elect Ju Young-chang as Outside For For Management Director 3 Elect Ju Young-chang as a Member of For For Management Audit Committee 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- LIFE HEALTHCARE GROUP HOLDINGS LTD. Ticker: LHC Security ID: S4682C100 Meeting Date: JAN 29, 2020 Meeting Type: Annual Record Date: JAN 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Appoint Deloitte & Touche (Deloitte) For For Management as Auditors of the Company with B Nyembe as the Individual Designated Auditor 2.1 Re-elect Marian Jacobs as Director For For Management 2.2 Re-elect Royden Vice as Director For For Management 2.3 Re-elect Pieter van der Westhuizen as For For Management Director 3.1 Re-elect Peter Golesworthy as Chairman For For Management of the Audit Committee 3.2 Re-elect Audrey Mothupi as Member of For For Management the Audit Committee 3.3 Re-elect Garth Solomon as Member of For For Management the Audit Committee 3.4 Re-elect Royden Vice as Member of the For For Management Audit Committee 4.1 Approve Remuneration Policy For Against Management 4.2 Approve Remuneration Implementation For Against Management Report 5 Authorise Ratification of Approved For For Management Resolutions 1 Approve Non-executive Directors' For For Management Remuneration 2 Approve Financial Assistance in Terms For For Management of Sections 44 and 45 of the Companies Act 3 Authorise Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- LITE-ON TECHNOLOGY CORP. Ticker: 2301 Security ID: Y5313K109 Meeting Date: OCT 25, 2019 Meeting Type: Special Record Date: SEP 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Spin off of Solid State For For Management Storage Business Unit to SOLID STATE STORAGE CORPORATION -------------------------------------------------------------------------------- LITE-ON TECHNOLOGY CORP. Ticker: 2301 Security ID: Y5313K109 Meeting Date: JUN 15, 2020 Meeting Type: Annual Record Date: APR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Profit Distribution For For Management 3 Amend Rules and Procedures for For For Management Election of Directors 4 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting -------------------------------------------------------------------------------- LOBLAW COMPANIES LIMITED Ticker: L Security ID: 539481101 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Paviter S. Binning For For Management 1.2 Elect Director Scott B. Bonham For For Management 1.3 Elect Director Warren Bryant For For Management 1.4 Elect Director Christie J.B. Clark For For Management 1.5 Elect Director Daniel Debow For For Management 1.6 Elect Director William A. Downe For For Management 1.7 Elect Director Janice Fukakusa For For Management 1.8 Elect Director M. Marianne Harris For For Management 1.9 Elect Director Claudia Kotchka For For Management 1.10 Elect Director Beth Pritchard For For Management 1.11 Elect Director Sarah Raiss For For Management 1.12 Elect Director Galen G. Weston For For Management 2 Approve KPMG LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 3 Advisory Vote on Executive For For Management Compensation Approach 4 SP 1: Enhance the Mandate of the Risk Against For Shareholder and Compliance Committee to Assign it with Specific Responsibility for Human Rights Risk Assessment, Mitigation and Prevention, Policy Formulation and Adoption -------------------------------------------------------------------------------- LOCALIZA RENT A CAR SA Ticker: RENT3 Security ID: P6330Z111 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2019 2 Approve Allocation of Income and For For Management Dividends 3 Approve Remuneration of Company's For For Management Management 4 Do You Wish to Request Installation of Against For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? -------------------------------------------------------------------------------- LOCALIZA RENT A CAR SA Ticker: RENT3 Security ID: P6330Z111 Meeting Date: APR 23, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles For For Management 2 Consolidate Bylaws For For Management -------------------------------------------------------------------------------- LOJAS RENNER SA Ticker: LREN3 Security ID: P6332C102 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2019 2 Approve Allocation of Income and For For Management Dividends 3 Fix Number of Directors at Eight For For Management 4 Do You Wish to Adopt Cumulative Voting None Abstain Management for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 5.1 Elect Jose Gallo as Director For Against Management 5.2 Elect Osvaldo Burgos Schirmer as For For Management Independent Director 5.3 Elect Carlos Fernando Couto de For For Management Oliveira Souto as Independent Director 5.4 Elect Fabio de Barros Pinheiro as For For Management Independent Director 5.5 Elect Thomas Bier Herrmann as For For Management Independent Director 5.6 Elect Juliana Rozenbaum Munemori as For For Management Independent Director 5.7 Elect Christiane Almeida Edington as For For Management Independent Director 5.8 Elect Alexandre Vartuli Gouvea as For For Management Independent Director 6 In Case Cumulative Voting Is Adopted, None For Management Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? 7.1 Percentage of Votes to Be Assigned - None Abstain Management Elect Jose Gallo as Director 7.2 Percentage of Votes to Be Assigned - None For Management Elect Osvaldo Burgos Schirmer as Independent Director 7.3 Percentage of Votes to Be Assigned - None For Management Elect Carlos Fernando Couto de Oliveira Souto as Independent Director 7.4 Percentage of Votes to Be Assigned - None For Management Elect Fabio de Barros Pinheiro as Independent Director 7.5 Percentage of Votes to Be Assigned - None For Management Elect Thomas Bier Herrmann as Independent Director 7.6 Percentage of Votes to Be Assigned - None For Management Elect Juliana Rozenbaum Munemori as Independent Director 7.7 Percentage of Votes to Be Assigned - None For Management Elect Christiane Almeida Edington as Independent Director 7.8 Percentage of Votes to Be Assigned - None For Management Elect Alexandre Vartuli Gouvea as Independent Director 8 As a Shareholder, Would You like to None Abstain Management Request the Election of a Board Representative in Accordance with Article 17 of the Company's Bylaws? 9 Approve Remuneration of Company's For For Management Management 10 Fix Number of Fiscal Council Members For For Management at Three 11.1 Elect Joarez Jose Piccinini as Fiscal For For Management Council Member and Roberto Zeller Branchi as Alternate 11.2 Elect Ricardo Zaffari Grechi as Fiscal For For Management Council Member and Roberto Frota Decourt as Alternate 11.3 Elect Estela Maris Vieira de Souza as For For Management Fiscal Council Member and Isabel Cristina Bittencourt Santiago as Alternate 12 Approve Remuneration of Fiscal Council For For Management Members -------------------------------------------------------------------------------- LONDON STOCK EXCHANGE GROUP PLC Ticker: LSE Security ID: G5689U103 Meeting Date: NOV 26, 2019 Meeting Type: Special Record Date: NOV 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acquisition of Refinitiv For For Management 2 Authorise Issue of Equity in For For Management Connection with the Acquisition -------------------------------------------------------------------------------- LONDON STOCK EXCHANGE GROUP PLC Ticker: LSE Security ID: G5689U103 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Approve Remuneration Report For For Management 4 Approve Remuneration Policy For For Management 5 Re-elect Jacques Aigrain as Director For For Management 6 Re-elect Marshall Bailey as Director For For Management 7 Re-elect Kathleen DeRose as Director For For Management 8 Re-elect Cressida Hogg as Director For For Management 9 Re-elect Raffaele Jerusalmi as Director For For Management 10 Re-elect Stephen O'Connor as Director For For Management 11 Re-elect Val Rahmani as Director For For Management 12 Re-elect Don Robert as Director For For Management 13 Re-elect David Schwimmer as Director For For Management 14 Re-elect Andrea Sironi as Director For For Management 15 Re-elect David Warren as Director For For Management 16 Elect Dominic Blakemore as Director For For Management 17 Reappoint Ernst & Young LLP as Auditors For For Management 18 Authorise Board to Fix Remuneration of For For Management Auditors 19 Authorise Issue of Equity For For Management 20 Authorise EU Political Donations and For For Management Expenditure 21 Approve Deferred Bonus Plan For For Management 22 Authorise Issue of Equity without For For Management Pre-emptive Rights 23 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 24 Authorise Market Purchase of Ordinary For For Management Shares 25 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- LONZA GROUP AG Ticker: LONN Security ID: H50524133 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Discharge of Board and Senior For For Management Management 4 Approve Allocation of Income and For For Management Dividends of CHF 2.75 per Share 5.1.1 Reelect Werner Bauer as Director For For Management 5.1.2 Reelect Albert Baehny as Director For For Management 5.1.3 Reelect Angelica Kohlmann as Director For For Management 5.1.4 Reelect Christoph Maeder as Director For For Management 5.1.5 Reelect Barbara Richmond as Director For For Management 5.1.6 Reelect Juergen Steinemann as Director For For Management 5.1.7 Reelect Olivier Verscheure as Director For For Management 5.2.1 Elect Dorothee Deuring as Director For For Management 5.2.2 Elect Moncef Slaoui as Director For For Management 5.3 Reelect Albert Baehny as Board Chairman For For Management 5.4.1 Reappoint Angelica Kohlmann as Member For For Management of the Nomination and Compensation Committee 5.4.2 Reappoint Christoph Maeder as Member For For Management of the Nomination and Compensation Committee 5.4.3 Reappoint Juergen Steinemann as Member For For Management of the Nomination and Compensation Committee 6 Ratify KPMG Ltd as Auditors For Against Management 7 Designate ThomannFischer as For For Management Independent Proxy 8 Approve Remuneration of Directors in For For Management the Amount of CHF 2.9 Million 9.1 Approve Fixed Remuneration of For For Management Executive Committee in the Amount of CHF 5.8 Million for the Period July 1, 2020 - June 30, 2021 9.2 Approve Variable Short-Term For For Management Remuneration of Executive Committee in the Amount of CHF 4 Million for Fiscal 2019 9.3 Approve Variable Long-Term For For Management Remuneration of Executive Committee in the Amount of CHF 12 Million for Fiscal 2020 10 Transact Other Business (Voting) For Against Management -------------------------------------------------------------------------------- LOTTE CHEMICAL CORP. Ticker: 011170 Security ID: Y5336U100 Meeting Date: MAR 25, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Elect One Inside Director, Five For Against Management Outside Directors and One NI-NED (Bundled) 4 Elect Two Members of Audit Committee For For Management (Bundled) 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 6 Approve Terms of Retirement Pay For For Management -------------------------------------------------------------------------------- LOTTE CORP. Ticker: 004990 Security ID: Y5353V106 Meeting Date: MAR 27, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1.1 Elect Shin Dong-bin as Inside Director For Against Management 3.1.2 Elect Hwang Gak-gyu as Inside Director For Against Management 3.1.3 Elect Song Yong-deok as Inside Director For For Management 3.1.4 Elect Yoon Jong-min as Inside Director For For Management 3.2.1 Elect Lee Yoon-ho as Outside Director For Against Management 3.2.2 Elect Gwak Soo-geun as Outside Director For Against Management 3.2.3 Elect Kwon O-Gon as Outside Director For Against Management 3.2.4 Elect Kim Byeong-do as Outside Director For Against Management 3.2.5 Elect Lee Jang-young as Outside For For Management Director 4.1 Elect Lee Yoon-ho as a Member of Audit For Against Management Committee 4.2 Elect Gwak Soo-geun as a Member of For Against Management Audit Committee 4.3 Elect Lee Jang-young as a Member of For For Management Audit Committee 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 6 Approve Terms of Retirement Pay For For Management -------------------------------------------------------------------------------- LUNDIN MINING CORPORATION Ticker: LUN Security ID: 550372106 Meeting Date: MAY 11, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Donald K. Charter For For Management 1.2 Elect Director John H. Craig For For Management 1.3 Elect Director C. Ashley Heppenstall For For Management 1.4 Elect Director Marie Inkster For For Management 1.5 Elect Director Peter C. Jones For For Management 1.6 Elect Director Lukas H. Lundin For For Management 1.7 Elect Director Dale C. Peniuk For For Management 1.8 Elect Director Catherine J. G. Stefan For For Management 2 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 3 Advisory Vote on Executive For For Management Compensation Approach 4 Amend Stock Option Plan For For Management -------------------------------------------------------------------------------- LUPIN LIMITED Ticker: 500257 Security ID: Y5362X101 Meeting Date: DEC 09, 2019 Meeting Type: Special Record Date: DEC 03, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Divestment of the Entire For For Management Interest in Kyowa Pharmaceutical Industry Co. Limited, Japan by Nanomi B.V., Netherlands to Plutus Ltd., Japan -------------------------------------------------------------------------------- MACQUARIE GROUP LIMITED Ticker: MQG Security ID: Q57085286 Meeting Date: JUL 25, 2019 Meeting Type: Annual Record Date: JUL 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 2a Elect Michael J Hawker as Director For For Management 2b Elect Michael J Coleman as Director For For Management 2c Elect Philip M Coffey as Director For For Management 2d Elect Jillian R Broadbent as Director For For Management 3 Approve Remuneration Report For For Management 4 Approve Participation of Shemara For For Management Wikramanayake in the Macquarie Group Employee Retained Equity Plan 5 Approve the Increase in Maximum For For Management Aggregate Remuneration of Non-Executive Directors 6 Approve Issuance of Macquarie Group For For Management Capital Notes 4 -------------------------------------------------------------------------------- MAGNA INTERNATIONAL INC. Ticker: MG Security ID: 559222401 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Scott B. Bonham For For Management 1.2 Elect Director Peter G. Bowie For For Management 1.3 Elect Director Mary S. Chan For For Management 1.4 Elect Director V. Peter Harder For For Management 1.5 Elect Director Kurt J. Lauk For For Management 1.6 Elect Director Robert F. MacLellan For For Management 1.7 Elect Director Cynthia A. Niekamp For For Management 1.8 Elect Director William A. Ruh For For Management 1.9 Elect Director Indira V. Samarasekera For For Management 1.10 Elect Director Donald J. Walker For For Management 1.11 Elect Director Lisa S. Westlake For For Management 1.12 Elect Director William L. Young For For Management 2 Approve Deloitte LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 3 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- MAHINDRA & MAHINDRA LIMITED Ticker: 500520 Security ID: Y54164150 Meeting Date: AUG 07, 2019 Meeting Type: Annual Record Date: JUL 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Standalone Financial Statements For For Management and Statutory Reports 2 Accept Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Dividend For For Management 4 Reelect Pawan Goenka as Director For For Management 5 Approve Remuneration of Cost Auditors For For Management 6 Reelect Vishakha N. Desai as Director For For Management 7 Reelect Vikram Singh Mehta as Director For For Management 8 Elect Vijay Kumar Sharma as Director For For Management 9 Elect Haigreve Khaitan as Director For For Management 10 Elect Shikha Sharma as Director For For Management -------------------------------------------------------------------------------- MALAYAN BANKING BERHAD Ticker: 1155 Security ID: Y54671105 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: JUN 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Mohaiyani Shamsudin as Director For For Management 2 Elect Hasnita Dato' Hashim as Director For For Management 3 Elect Anthony Brent Elam as Director For For Management 4 Elect Idris Kechot as Director For For Management 5 Elect Zulkiflee Abbas Abdul Hamid as For For Management Director 6 Approve Directors' Fees For For Management 7 Approve Directors' Benefits For For Management 8 Approve Ernst & Young PLT as Auditors For Against Management and Authorize Board to Fix Their Remuneration 9 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 10 Approve Issuance of New Ordinary For For Management Shares Under the Dividend Reinvestment Plan -------------------------------------------------------------------------------- MALAYSIA AIRPORTS HOLDINGS BERHAD Ticker: 5014 Security ID: Y5585D106 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: JUN 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Directors' Fees For For Management 2 Approve Directors' Benefits For For Management 3 Elect Jana Santhiran Muniayan as For For Management Director 4 Elect Zamzuri Abdul Aziz as Director For For Management 5 Elect Yam Kong Choy as Director For For Management 6 Elect Zalekha Hassan as Director For For Management 7 Elect Rosli Abdullah as Director For For Management 8 Approve Ernst & Young PLT as Auditors For For Management and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- MANILA ELECTRIC COMPANY Ticker: MER Security ID: Y5764J148 Meeting Date: MAY 26, 2020 Meeting Type: Annual Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of the Annual Meeting For For Management of Stockholders Held on May 28, 2019 2 Approve 2019 Audited Consolidated For For Management Financial Statements 3 Ratify the Acts of the Board and For For Management Management 4.1 Elect Anabelle L. Chua as Director For Against Management 4.2 Elect Ray C. Espinosa as Director For For Management 4.3 Elect James L. Go as Director For Against Management 4.4 Elect Frederick D. Go as Director For Against Management 4.5 Elect Lance Y. Gokongwei as Director For Against Management 4.6 Elect Elpidio L. Ibanez as Director For Against Management 4.7 Elect Jose Ma. K. Lim as Director For Against Management 4.8 Elect Artemio V. Panganiban as Director For For Management 4.9 Elect Manuel V. Pangilinan as Director For Against Management 4.10 Elect Pedro E. Roxas as Director For For Management 4.11 Elect Victorico P. Vargas as Director For Against Management 5 Appoint External Auditors For For Management -------------------------------------------------------------------------------- MARKS & SPENCER GROUP PLC Ticker: MKS Security ID: G5824M107 Meeting Date: JUL 09, 2019 Meeting Type: Annual Record Date: JUL 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Final Dividend For For Management 4 Re-elect Archie Norman as Director For For Management 5 Re-elect Steve Rowe as Director For For Management 6 Re-elect Humphrey Singer as Director For For Management 7 Re-elect Katie Bickerstaffe as Director For For Management 8 Re-elect Alison Brittain as Director For For Management 9 Re-elect Andrew Fisher as Director For For Management 10 Re-elect Andy Halford as Director For For Management 11 Re-elect Pip McCrostie as Director For For Management 12 Elect Justin King as Director For For Management 13 Reappoint Deloitte LLP as Auditors For For Management 14 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 15 Authorise Issue of Equity For For Management 16 Authorise Issue of Equity without For For Management Pre-emptive Rights 17 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 18 Authorise Market Purchase of Ordinary For For Management Shares 19 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice 20 Authorise EU Political Donations and For For Management Expenditure 21 Approve ROI Sharesave Plan For Against Management -------------------------------------------------------------------------------- MARUI GROUP CO., LTD. Ticker: 8252 Security ID: J40089104 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 22 2.1 Elect Director Aoi, Hiroshi For For Management 2.2 Elect Director Okajima, Etsuko For For Management 2.3 Elect Director Taguchi, Yoshitaka For For Management 2.4 Elect Director Muroi, Masahiro For For Management 2.5 Elect Director Nakamura, Masao For For Management 2.6 Elect Director Kato, Hirotsugu For For Management 2.7 Elect Director Aoki, Masahisa For For Management 2.8 Elect Director Ito, Yuko For For Management 3.1 Appoint Statutory Auditor Kawai, For For Management Hitoshi 3.2 Appoint Statutory Auditor Takagi, For For Management Takehiko 3.3 Appoint Statutory Auditor Suzuki, Yoko For For Management 4 Appoint Alternate Statutory Auditor For For Management Nozaki, Akira -------------------------------------------------------------------------------- MAXIS BERHAD Ticker: 6012 Security ID: Y58460109 Meeting Date: JUN 15, 2020 Meeting Type: Annual Record Date: JUN 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Hamidah Naziadin as Director For Against Management 2 Elect Alvin Michael Hew Thai Kheam as For For Management Director 3 Elect Lim Ghee Keong as Director For For Management 4 Approve Directors' Fees and Benefits For For Management 5 Approve PricewaterhouseCoopers PLT as For Against Management Auditors and Authorize Board to Fix Their Remuneration 6 Approve Arshad bin Raja Tun Uda to For For Management Continue Office as Independent Non-Executive Director 7 Approve Mokhzani bin Mahathir to For For Management Continue Office as Independent Non-Executive Director 8 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 9 Approve Implementation of For For Management Shareholders' Mandate for Recurrent Related Party Transactions with Astro Malaysia Holdings Berhad and/or its affiliates 10 Approve Implementation of For For Management Shareholders' Mandate for Recurrent Related Party Transactions with Usaha Tegas Sdn. Bhd. and/or its affiliates 11 Approve Implementation of For For Management Shareholders' Mandate for Recurrent Related Party Transactions with MEASAT Global Berhad and/or its affiliates 12 Approve Implementation of For For Management Shareholders' Mandate for Recurrent Related Party Transactions with Maxis Communications Berhad and/or its affiliates 13 Approve Implementation of For For Management Shareholders' Mandate for Recurrent Related Party Transactions with Saudi Telecom Company and/or its affiliates 14 Approve Implementation of For For Management Shareholders' Mandate for Recurrent Related Party Transactions with SRG Asia Pacific Sdn. Bhd. 15 Approve Implementation of For For Management Shareholders' Mandate for Recurrent Related Party Transactions with Malaysian Landed Property Sdn. Bhd. and/or its affiliates -------------------------------------------------------------------------------- MBANK SA Ticker: MBK Security ID: X0742L100 Meeting Date: MAR 27, 2020 Meeting Type: Annual Record Date: MAR 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Meeting Chairman For For Management 3 Elect Members of Vote Counting For For Management Commission 4 Receive Presentation by CEO, None None Management Management Board Reports on Company's and Groups Operations, Standalone Financial Statements, and Consolidated Financial Statements for Fiscal 2019 5 Receive Presentation by Supervisory None None Management Board Chairman and Report of Supervisory Board on Board's Work and Company's Standing in Fiscal 2019 6 Receive Management Reports on None None Management Company's Operations, Financial Statements, and Supervisory Board Report for Fiscal 2019 7 Receive Consolidated Financial None None Management Statements for Fiscal 2019 8.1 Approve Management Board Report on For For Management Company's and Group's Operations for Fiscal 2019 8.2 Approve Financial Statements for For For Management Fiscal 2019 8.3 Approve Allocation of Income For For Management 8.4 Approve Allocation of Income from For For Management Previous Years 8.5 Approve Discharge of Cezary For For Management Stypulkowski (CEO) 8.6 Approve Discharge of Lidia For For Management Jablonowska-Luba (Deputy CEO) 8.7 Approve Discharge of Cezary Kocik For For Management (Deputy CEO) 8.8 Approve Discharge of Adam Pers (Deputy For For Management CEO) 8.9 Approve Discharge of Krzysztof For For Management Dabrowski (Deputy CEO) 8.10 Approve Discharge of Frank Bock For For Management (Deputy CEO) 8.11 Approve Discharge of Andreas Boeger For For Management (Deputy CEO) 8.12 Approve Discharge of Maciej Lesny For For Management (Supervisory Board Chairman) 8.13 Approve Discharge of Andre Carls For For Management (Supervisory Board Member) 8.14 Approve Discharge of Teresa Mokrysz For For Management (Supervisory Board Member) 8.15 Approve Discharge of Stephan Engels For For Management (Supervisory Board Deputy Chairman) 8.16 Approve Discharge of Agnieszka For For Management Slomka-Golebiowska (Supervisory Board Member) 8.17 Approve Discharge of Marcus Chromik For For Management (Supervisory Board Member) 8.18 Approve Discharge of Ralph Mandel For For Management (Supervisory Board Member) 8.19 Approve Discharge of Jorg For For Management Hessenmueller (Supervisory Board Member) 8.20 Approve Discharge of Tomasz Bieske For For Management (Supervisory Board Member) 8.21 Approve Discharge of Miroslaw For For Management Godlewski (Supervisory Board Member) 8.22 Approve Discharge of Janusz Fiszer For For Management (Supervisory Board Member) 8.23 Approve Discharge of Gurjinder Singh For For Management Johal (Supervisory Board Member) 8.24 Approve Consolidated Financial For For Management Statements for Fiscal 2019 8.25 Amend Statute For For Management 8.26 Approve Supervisory Board Report on For For Management Remuneration Policy 8.27 Amend Policy on Assessment of For For Management Suitability of Supervisory Board Members, Management Board Members, and Key Employees 8.28 Approve Suitability of Members of For For Management Supervisory Board 8.29 Approve Remuneration Policy For Against Management 8.30 Fix Number of Supervisory Board Members For Against Management 8.31 Elect Supervisory Board Members For Against Management 8.32 Ratify Auditor For Against Management 9 Close Meeting None None Management -------------------------------------------------------------------------------- MEDIATEK, INC. Ticker: 2454 Security ID: Y5945U103 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: APR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Approve Cash Distribution from Capital For For Management Reserve 4 Approve Release of Restrictions of For For Management Competitive Activities of Directors -------------------------------------------------------------------------------- MEGGITT PLC Ticker: MGGT Security ID: G59640105 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: APR 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Policy For For Management 3 Approve Remuneration Report For For Management 4 Approve Final Dividend For Abstain Management 5 Re-elect Sir Nigel Rudd as Director For For Management 6 Re-elect Tony Wood as Director For For Management 7 Re-elect Guy Berruyer as Director For For Management 8 Re-elect Louisa Burdett as Director For For Management 9 Re-elect Colin Day as Director For For Management 10 Re-elect Nancy Gioia as Director For For Management 11 Re-elect Alison Goligher as Director For For Management 12 Re-elect Guy Hachey as Director For For Management 13 Re-elect Caroline Silver as Director For For Management 14 Reappoint PricewaterhouseCoopers LLP For For Management as Auditors 15 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 16 Authorise Issue of Equity For For Management 17 Authorise Issue of Equity without For For Management Pre-emptive Rights 18 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 19 Authorise EU Political Donations and For For Management Expenditure 20 Authorise Market Purchase of Ordinary For For Management Shares 21 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- MEITUAN DIANPING Ticker: 3690 Security ID: G59669104 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Elect Orr Gordon Robert Halyburton as For For Management Director 3 Elect Leng Xuesong as Director For For Management 4 Elect Shum Heung Yeung Harry as For For Management Director 5 Authorize Board to Fix Remuneration of For For Management Directors 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Authorize Repurchase of Issued Share For For Management Capital 8 Authorize Reissuance of Repurchased For Against Management Shares 9 Approve PricewaterhouseCoopers as For Against Management Auditor and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- MERCK KGAA Ticker: MRK Security ID: D5357W103 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019 (Non-Voting) 2 Accept Financial Statements and For For Management Statutory Reports for Fiscal 2019 3 Approve Allocation of Income and For For Management Dividends of EUR 1.30 per Share 4 Approve Discharge of Management Board For For Management for Fiscal 2019 5 Approve Discharge of Supervisory Board For For Management for Fiscal 2019 6 Ratify KPMG AG as Auditors for Fiscal For For Management 2020 7 Approve Affiliation Agreement with For For Management BSSN UG -------------------------------------------------------------------------------- MERIDIAN ENERGY LIMITED Ticker: MEL Security ID: Q5997E121 Meeting Date: OCT 17, 2019 Meeting Type: Annual Record Date: OCT 14, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Jan Dawson as Director For For Management 2 Elect Julia Hoare as Director For For Management 3 Elect Michelle Henderson as Director For For Management 4 Elect Nagaja Sanatkumar as Director For For Management 5 Adopt New Constitution For For Management -------------------------------------------------------------------------------- MERLIN ENTERTAINMENTS PLC Ticker: MERL Security ID: G6019W108 Meeting Date: SEP 03, 2019 Meeting Type: Court Record Date: AUG 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Scheme of Arrangement For For Management -------------------------------------------------------------------------------- MERLIN ENTERTAINMENTS PLC Ticker: MERL Security ID: G6019W108 Meeting Date: SEP 03, 2019 Meeting Type: Special Record Date: AUG 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve the Recommended Cash For For Management Acquisition of Merlin Entertainments plc by Motion Acquisition Limited; Amend Articles of Association -------------------------------------------------------------------------------- METRO AG Ticker: B4B Security ID: D5S17Q116 Meeting Date: FEB 14, 2020 Meeting Type: Annual Record Date: JAN 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2018/19 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 0.70 per Ordinary Share and EUR 0.70 per Preferred Share 3 Approve Discharge of Management Board For For Management for Fiscal 2018/19 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2018/19 5 Ratify KPMG AG as Auditors for Fiscal For Against Management 2019/20 6.1 Elect Marco Arcelli to the Supervisory For For Management Board 6.2 Elect Gwyn Burr to the Supervisory For For Management Board 6.3 Elect Edgar Ernst to the Supervisory For For Management Board 6.4 Elect Liliana Solomon to the For For Management Supervisory Board 7 Amend Articles Re: Participation Right For For Management -------------------------------------------------------------------------------- METRO INC. Ticker: MRU Security ID: 59162N109 Meeting Date: JAN 28, 2020 Meeting Type: Annual Record Date: DEC 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Maryse Bertrand For For Management 1.2 Elect Director Pierre Boivin For For Management 1.3 Elect Director Francois J. Coutu For For Management 1.4 Elect Director Michel Coutu For For Management 1.5 Elect Director Stephanie Coyles For For Management 1.6 Elect Director Claude Dussault For For Management 1.7 Elect Director Russell Goodman For For Management 1.8 Elect Director Marc Guay For For Management 1.9 Elect Director Christian W.E. Haub For For Management 1.10 Elect Director Eric R. La Fleche For For Management 1.11 Elect Director Christine Magee For For Management 1.12 Elect Director Real Raymond For For Management 1.13 Elect Director Line Rivard For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- METROPOLITAN BANK & TRUST COMPANY Ticker: MBT Security ID: Y6028G136 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAY 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of the Annual Meeting For For Management Held on April 24, 2019 2 Amend Articles of Incorporation to For Against Management Create a New Class of Shares (Voting Preferred Shares) 3 Ratify All Acts and Resolutions of the For For Management Board of Directors, Management and All Committees from April 24, 2019 to May 27, 2020 4.1 Elect Arthur Ty as Director For For Management 4.2 Elect Francisco C. Sebastian as For Against Management Director 4.3 Elect Fabian S. Dee as Director For For Management 4.4 Elect Jesli A. Lapus as Director For Against Management 4.5 Elect Alfred V. Ty as Director For Against Management 4.6 Elect Edmund A. Go as Director For Against Management 4.7 Elect Francisco F. Del Rosario, Jr. as For Against Management Director 4.8 Elect Vicente R. Cuna, Jr. as Director For Against Management 4.9 Elect Edgar O. Chua as Director For Against Management 4.10 Elect Solomon S. Cua as Director For Against Management 4.11 Elect Angelica H. Lavares as Director For Against Management 4.12 Elect Philip G. Soliven as Director For For Management 5 Appoint Sycip Gorres Velayo & Co. as For For Management External Auditors -------------------------------------------------------------------------------- METSO OYJ Ticker: METSO Security ID: X53579102 Meeting Date: OCT 29, 2019 Meeting Type: Special Record Date: OCT 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Call the Meeting to Order None None Management 3 Designate Inspector or Shareholder For For Management Representative(s) of Minutes of Meeting 4 Acknowledge Proper Convening of Meeting For For Management 5 Prepare and Approve List of For For Management Shareholders 6 Approve Demerger Plan For For Management 7 Close Meeting None None Management -------------------------------------------------------------------------------- METSO OYJ Ticker: METSO Security ID: X53579102 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: JUN 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Call the Meeting to Order None None Management 3 Designate Inspector or Shareholder For For Management Representative(s) of Minutes of Meeting 4 Acknowledge Proper Convening of Meeting For For Management 5 Prepare and Approve List of For For Management Shareholders 6 Receive Financial Statements and None None Management Statutory Reports; Receive Board's Report; Receive Auditor's Report 7 Accept Financial Statements and For For Management Statutory Reports 8 Approve Allocation of Income and For For Management Dividends of EUR 1.47 Per Share 9 Approve Discharge of Board and For For Management President 10 Approve Remuneration Policy And Other For For Management Terms of Employment For Executive Management 11 Approve Remuneration of Directors in For For Management the Amount of EUR 120,000 for Chairman, EUR 66,000 for Vice Chairman and EUR 53,000 for Other Directors; Approve Remuneration for Committee Work; Approve Remuneration of Board of Neles Corporation; Approve Meeting Fees 12 Fix Number of Directors at Seven; Fix For For Management Number of Directors of Neles Corporation at Seven 13 Reelect Mikael Lilius (Chairman), For For Management Christer Gardell (Deputy Chairman), Lars Josefsson, Antti Makinen, Kari Stadigh and Arja Talma as Directors; Elect Emanuela Speranza as New Director; Elect Board of Directors of Neles Corporation 14 Approve Remuneration of Auditors For Against Management 15 Ratify Ernst & Young as Auditors For Against Management 16 Authorize Share Repurchase Program and For For Management Reissuance or Cancellation of Repurchased Shares 17 Approve Issuance of up to 10 Million For For Management Shares without Preemptive Rights 18 Close Meeting None None Management -------------------------------------------------------------------------------- MIRVAC GROUP Ticker: MGR Security ID: Q62377108 Meeting Date: NOV 19, 2019 Meeting Type: Annual/Special Record Date: NOV 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 2.1 Elect John Mulcahy as Director For For Management 2.2 Elect James M. Millar as Director For For Management 2.3 Elect Jane Hewitt as Director For For Management 2.4 Elect Peter Nash as Director For For Management 3 Approve Remuneration Report For For Management 4.1 Approve Long-Term Performance Plan For For Management 4.2 Approve General Employee Exemption Plan For For Management 5 Approve Participation of Susan For For Management Lloyd-Hurwitz in the Long-Term Performance Plan 6 Ratify Past Issuance of Stapled For For Management Securities to Institutional, Professional and Other Wholesale Investors -------------------------------------------------------------------------------- MISC BERHAD Ticker: 3816 Security ID: Y6080H105 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: JUN 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Sekhar Krishnan as Director For For Management 2 Elect Liza Mustapha as Director For For Management 3 Elect Mohd Yusri Mohamed Yusof as For For Management Director 4 Approve Directors' Fees For For Management 5 Approve Ernst & Young PLT as Auditors For For Management and Authorize Board to Fix Their Remuneration 6 Authorize Share Repurchase Program For For Management 7 Elect Noh Haji Omar as Director None None Management -------------------------------------------------------------------------------- MITSUBISHI CHEMICAL HOLDINGS CORP. Ticker: 4188 Security ID: J44046100 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kobayashi, Yoshimitsu For For Management 1.2 Elect Director Ochi, Hitoshi For For Management 1.3 Elect Director Date, Hidefumi For For Management 1.4 Elect Director Fujiwara, Ken For For Management 1.5 Elect Director Glenn H. Fredrickson For For Management 1.6 Elect Director Kobayashi, Shigeru For For Management 1.7 Elect Director Katayama, Hiroshi For For Management 1.8 Elect Director Kunii, Hideko For For Management 1.9 Elect Director Hashimoto, Takayuki For For Management 1.10 Elect Director Hodo, Chikatomo For For Management 1.11 Elect Director Kikuchi, Kiyomi For For Management 1.12 Elect Director Yamada, Tatsumi For For Management -------------------------------------------------------------------------------- MITSUBISHI ELECTRIC CORP. Ticker: 6503 Security ID: J43873116 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Sakuyama, Masaki For Against Management 1.2 Elect Director Sugiyama, Takeshi For Against Management 1.3 Elect Director Sagawa, Masahiko For For Management 1.4 Elect Director Harada, Shinji For Against Management 1.5 Elect Director Kawagoishi, Tadashi For For Management 1.6 Elect Director Sakamoto, Takashi For For Management 1.7 Elect Director Uruma, Kei For For Management 1.8 Elect Director Yabunaka, Mitoji For For Management 1.9 Elect Director Obayashi, Hiroshi For For Management 1.10 Elect Director Watanabe, Kazunori For For Management 1.11 Elect Director Koide, Hiroko For For Management 1.12 Elect Director Oyamada, Takashi For For Management -------------------------------------------------------------------------------- MITSUBISHI ESTATE CO., LTD. Ticker: 8802 Security ID: J43916113 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 18 2.1 Elect Director Sugiyama, Hirotaka For For Management 2.2 Elect Director Yoshida, Junichi For For Management 2.3 Elect Director Tanisawa, Junichi For For Management 2.4 Elect Director Arimori, Tetsuji For For Management 2.5 Elect Director Katayama, Hiroshi For For Management 2.6 Elect Director Naganuma, Bunroku For For Management 2.7 Elect Director Kato, Jo For For Management 2.8 Elect Director Okusa, Toru For For Management 2.9 Elect Director Okamoto, Tsuyoshi For For Management 2.10 Elect Director Ebihara, Shin For For Management 2.11 Elect Director Narukawa, Tetsuo For For Management 2.12 Elect Director Shirakawa, Masaaki For For Management 2.13 Elect Director Nagase, Shin For For Management 2.14 Elect Director Egami, Setsuko For For Management 2.15 Elect Director Taka, Iwao For For Management -------------------------------------------------------------------------------- MITSUBISHI MATERIALS CORP. Ticker: 5711 Security ID: J44024107 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Takeuchi, Akira For For Management 1.2 Elect Director Ono, Naoki For For Management 1.3 Elect Director Shibata, Makoto For For Management 1.4 Elect Director Yasui, Yoshikazu For For Management 1.5 Elect Director Tokuno, Mariko For For Management 1.6 Elect Director Watanabe, Hiroshi For For Management 1.7 Elect Director Sugi, Hikaru For For Management 1.8 Elect Director Sato, Hiroshi For Against Management 1.9 Elect Director Wakabayashi, Tatsuo For Against Management 1.10 Elect Director Igarashi, Koji For For Management -------------------------------------------------------------------------------- MITSUBISHI UFJ LEASE & FINANCE CO., LTD. Ticker: 8593 Security ID: J4706D100 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Shiraishi, Tadashi For For Management 1.2 Elect Director Yanai, Takahiro For For Management 1.3 Elect Director Urabe, Toshimitsu For For Management 1.4 Elect Director Nonoguchi, Tsuyoshi For For Management 1.5 Elect Director Shimoyama, Yoichi For For Management 1.6 Elect Director Minoura, Teruyuki For For Management 1.7 Elect Director Haigo, Toshio For For Management 1.8 Elect Director Icho, Mitsumasa For For Management 1.9 Elect Director Hayashi, Naomi For For Management 2.1 Appoint Statutory Auditor Suzuki, For For Management Naohito 2.2 Appoint Statutory Auditor Kaneko, For For Management Hiroko -------------------------------------------------------------------------------- MITSUI CHEMICALS, INC. Ticker: 4183 Security ID: J4466L136 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 50 2.1 Elect Director Tannowa, Tsutomu For For Management 2.2 Elect Director Hashimoto, Osamu For For Management 2.3 Elect Director Matsuo, Hideki For For Management 2.4 Elect Director Shimogori, Takayoshi For For Management 2.5 Elect Director Nakajima, Hajime For For Management 2.6 Elect Director Kuroda, Yukiko For For Management 2.7 Elect Director Bada, Hajime For For Management 2.8 Elect Director Yoshimaru, Yukiko For For Management 3 Appoint Statutory Auditor Kubo, For For Management Masaharu -------------------------------------------------------------------------------- MITSUI FUDOSAN CO., LTD. Ticker: 8801 Security ID: J4509L101 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 22 2 Amend Articles to Amend Business Lines For For Management 3 Elect Director Ueda, Takashi For Abstain Management 4.1 Appoint Statutory Auditor Ishigami, For For Management Hiroyuki 4.2 Appoint Statutory Auditor Ozeki, Yukimi For For Management 5 Approve Annual Bonus For For Management 6 Approve Restricted Stock Plan For For Management -------------------------------------------------------------------------------- MIZRAHI TEFAHOT BANK LTD. Ticker: MZTF Security ID: M7031A135 Meeting Date: AUG 20, 2019 Meeting Type: Special Record Date: JUL 21, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Yosef Fellus External Director For For Management A Vote FOR if you are a controlling None Against Management shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager B4 If you do not fall under any of the None Against Management categories mentioned under items B1 through B3, vote FOR. Otherwise, vote against. B1 If you are an Interest Holder as None Against Management defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. B2 If you are a Senior Officer as defined None Against Management in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. B3 If you are an Institutional Investor None For Management as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. -------------------------------------------------------------------------------- MIZRAHI TEFAHOT BANK LTD. Ticker: MZTF Security ID: M7031A135 Meeting Date: DEC 18, 2019 Meeting Type: Annual Record Date: NOV 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Discuss Financial Statements and the None None Management Report of the Board 2.1 Reelect Moshe Vidman as Director For For Management 2.2 Reelect Ron Gazit as Director For For Management 2.3 Reelect Jonathan Kaplan as Director For For Management 2.4 Reelect Avraham Zeldman as Director For Against Management 2.5 Reelect Ilan Kremer as Director For For Management 2.6 Reelect Eli Alroy as Director For For Management 3 Reappoint Brightman, Almagor, Zohar & For For Management Co. as Auditors. Report on Fees Paid to the Auditor for 2018 4 Approve Amended Compensation Policy For For Management for the Directors and Officers of the Company 5 Approve Amended Employment Terms of For For Management Eldad Fresher, CEO A Vote FOR if you are a controlling None Against Management shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager B1 If you are an Interest Holder as None Against Management defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. B2 If you are a Senior Officer as defined None Against Management in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. B3 If you are an Institutional Investor None For Management as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. -------------------------------------------------------------------------------- MIZRAHI TEFAHOT BANK LTD. Ticker: MZTF Security ID: M7031A135 Meeting Date: MAR 25, 2020 Meeting Type: Special Record Date: FEB 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Liability Insurance Policy to For For Management Directors/Officers Including Bank's Primary Internal Auditor A Vote FOR if you are a controlling None Against Management shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager B1 If you are an Interest Holder as None Against Management defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. B2 If you are a Senior Officer as defined None Against Management in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. B3 If you are an Institutional Investor None For Management as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. -------------------------------------------------------------------------------- MIZUHO FINANCIAL GROUP, INC. Ticker: 8411 Security ID: J4599L102 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Sakai, Tatsufumi For For Management 1.2 Elect Director Ishii, Satoshi For For Management 1.3 Elect Director Wakabayashi, Motonori For For Management 1.4 Elect Director Umemiya, Makoto For For Management 1.5 Elect Director Ehara, Hiroaki For For Management 1.6 Elect Director Sato, Yasuhiro For For Management 1.7 Elect Director Hirama, Hisaaki For For Management 1.8 Elect Director Seki, Tetsuo For Against Management 1.9 Elect Director Kainaka, Tatsuo For For Management 1.10 Elect Director Kobayashi, Yoshimitsu For For Management 1.11 Elect Director Sato, Ryoji For For Management 1.12 Elect Director Yamamoto, Masami For Against Management 1.13 Elect Director Kobayashi, Izumi For For Management 2 Approve Reverse Stock Split and For For Management Decrease Authorized Capital in Connection with Reverse Stock Split 3 Amend Articles to Update Authorized For For Management Capital in Connection with Reverse Stock Split - Amend Provisions on Class Shares - Clarify Director Authority on Shareholder Meetings 4 Amend Articles to Restore Shareholder For For Management Authority to Vote on Share Buybacks - Restore Shareholder Authority to Vote on Income Allocation 5 Amend Articles to Disclose Plan Against For Shareholder Outlining Company's Business Strategy to Align Investments with Goals of Paris Agreement 6 Amend Articles to Set Threshold of At Against For Shareholder Least 1000 Letters if Company Is to Set Letter Limit on Reasons for Shareholder Proposals 7 Amend Articles to Prohibit Abuse of Against Against Shareholder Dominant Bargaining Position against Shareholder Proponents 8 Amend Articles to Prohibit Abuse of Against Against Shareholder Dominant Bargaining Position against Business Partners 9 Amend Articles to Establish Point of Against Against Shareholder Contact for Whistleblowing -------------------------------------------------------------------------------- MONDI PLC Ticker: MNDI Security ID: G6258S107 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAY 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Policy For For Management 3 Approve Remuneration Report For For Management 4 Approve Final Dividend For Abstain Management 5 Elect Enoch Godongwana as Director For For Management 6 Elect Philip Yea as Director For For Management 7 Re-elect Tanya Fratto as Director For For Management 8 Re-elect Stephen Harris as Director For For Management 9 Re-elect Andrew King as Director For For Management 10 Re-elect Dominique Reiniche as Director For For Management 11 Re-elect Stephen Young as Director For For Management 12 Reappoint PricewaterhouseCoopers LLP For For Management as Auditors 13 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 14 Authorise Issue of Equity For For Management 15 Authorise Issue of Equity without For For Management Pre-emptive Rights 16 Authorise Market Purchase of Ordinary For For Management Shares 17 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- MOWI ASA Ticker: MOWI Security ID: R4S04H101 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Chairman of Meeting; Designate For Did Not Vote Management Inspector(s) of Minutes of Meeting 2 Approve Notice of Meeting and Agenda For Did Not Vote Management 3 Receive Briefing on the Business None None Management 4 Accept Financial Statements and For Did Not Vote Management Statutory Reports; Approve Allocation of Income 5 Discuss Company's Corporate Governance None None Management Statement 6 Approve Remuneration Policy And Other For Did Not Vote Management Terms of Employment For Executive Management 7 Approval of the Guidelines for For Did Not Vote Management Allocation of Options 8 Approve Remuneration of Directors in For Did Not Vote Management the Amount of NOK 1.2 Million for Chair, NOK 675,000 for Vice Chair and NOK 500,000 for Other Directors; Approve Remuneration for Audit Committee 9 Approve Remuneration of Nomination For Did Not Vote Management Committee 10 Approve Remuneration of Auditors For Did Not Vote Management 11a Elect Alf-Helge Aarskog (Vice Chair) For Did Not Vote Management as New Director 11b Elect Bjarne Tellmann as New Director For Did Not Vote Management 11c Elect Solveig Strand as New Director For Did Not Vote Management 11d Reelect Cecilie Fredriksen as Director For Did Not Vote Management 12 Elect Anne Lise Ellingsen Gryte as New For Did Not Vote Management Member and Chair of Nominating Committee 13 Authorize Board to Distribute Dividends For Did Not Vote Management 14 Authorize Share Repurchase Program and For Did Not Vote Management Reissuance of Repurchased Shares 15a Approve Creation of NOK 387.8 Million For Did Not Vote Management Pool of Capital without Preemptive Rights 15b Authorize Issuance of Convertible For Did Not Vote Management Bonds without Preemptive Rights up to Aggregate Nominal Amount of NOK 3.2 Billion; Approve Creation of NOK 387.8 Million Pool of Capital to Guarantee Conversion Rights 16 Approval of an Application to be For Did Not Vote Management Exempt from the Obligation to Establish a Corporate Assembly -------------------------------------------------------------------------------- MR. PRICE GROUP LTD. Ticker: MRP Security ID: S5256M135 Meeting Date: AUG 28, 2019 Meeting Type: Annual Record Date: AUG 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for the Year Ended 30 March 2019 2.1 Re-elect Stewart Cohen as Director For For Management 2.2 Re-elect Keith Getz as Director For For Management 2.3 Re-elect Mark Bowman as Director For For Management 3 Elect Mmaboshadi Chauke as Director For For Management 4 Elect Mark Stirton as Director For For Management 5 Reappoint Ernst & Young Inc as For For Management Auditors of the Company with Vinodhan Pillay as the Designated Registered Auditor 6.1 Re-elect Bobby Johnston as Member of For For Management the Audit and Compliance Committee 6.2 Re-elect Daisy Naidoo as Member of the For For Management Audit and Compliance Committee 6.3 Re-elect Mark Bowman as Member of the For For Management Audit and Compliance Committee 6.4 Elect Mmaboshadi Chauke as Member of For For Management the Audit and Compliance Committee 7 Approve Remuneration Policy For Against Management 8 Approve Remuneration Implementation For Against Management Report 9 Adopt the Social, Ethics, For For Management Transformation and Sustainability Committee Report 10 Authorise Ratification of Approved For For Management Resolutions 11 Place Authorised but Unissued Shares For For Management under Control of Directors 1.1 Approve Fees of the Independent For For Management Non-executive Chairman 1.2 Approve Fees of the Honorary Chairman For For Management 1.3 Approve Fees of the Lead Independent For For Management Director 1.4 Approve Fees of the Non-Executive For For Management Directors 1.5 Approve Fees of the Audit and For For Management Compliance Committee Chairman 1.6 Approve Fees of the Audit and For For Management Compliance Committee Members 1.7 Approve Fees of the Remuneration and For For Management Nominations Committee Chairman 1.8 Approve Fees of the Remuneration and For For Management Nominations Committee Members 1.9 Approve Fees of the Social, Ethics, For For Management Transformation and Sustainability Committee Chairman 1.10 Approve Fees of the Social, Ethics, For For Management Transformation and Sustainability Committee Members 1.11 Approve Fees of the Risk and IT For For Management Committee Members 1.12 Approve Fees of the Risk and IT For For Management Committee - IT Specialist 2 Authorise Repurchase of Issued Share For For Management Capital 3 Approve Financial Assistance to For For Management Related or Inter-related Companies -------------------------------------------------------------------------------- MR. PRICE GROUP LTD. Ticker: MRP Security ID: S5256M135 Meeting Date: JUN 29, 2020 Meeting Type: Special Record Date: JUN 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Place Authorised but Unissued Shares For For Management under Control of Directors 2 Authorise Board to Issue Shares for For For Management Cash 3 Authorise Ratification of Approved For For Management Resolutions -------------------------------------------------------------------------------- MTN GROUP LTD. Ticker: MTN Security ID: S8039R108 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Lamido Sanusi as Director For For Management 2 Elect Vincent Rague as Director For For Management 3 Re-elect Stan Miller as Director For For Management 4 Re-elect Paul Hanratty as Director For For Management 5 Re-elect Nkululeko Sowazi as Director For For Management 6 Re-elect Azmi Mikati as Director For For Management 7 Re-elect Christine Ramon as Member of For For Management the Audit Committee 8 Elect Swazi Tshabalala as Member of For For Management the Audit Committee 9 Elect Vincent Rague as Member of the For For Management Audit Committee 10 Re-elect Paul Hanratty as Member of For For Management the Audit Committee 11 Elect Lamido Sanusi as Member of the For For Management Social and Ethics Committee 12 Elect Stanley Miller as Member of the For For Management Social and Ethics Committee 13 Elect Nkunku Sowazi as Member of the For For Management Social and Ethics Committee 14 Elect Khotso Mokhele as Member of the For For Management Social and Ethics Committee 15 Reappoint PricewaterhouseCoopers Inc For For Management as Auditors of the Company 16 Reappoint SizweNtsalubaGobodo Grant For For Management Thornton Inc as Auditors of the Company 17 Appoint Ernst & Young Inc as Auditors For For Management of the Company 18 Place Authorised but Unissued Shares For For Management under Control of Directors 19 Authorise Board to Issue Shares for For For Management Cash 20 Approve Remuneration Policy For For Management 21 Approve Remuneration Implementation For For Management Report 22 Approve Non-executive Directors' For Against Management Remuneration 23 Authorise Repurchase of Issued Share For For Management Capital 24 Approve Financial Assistance to For For Management Subsidiaries and Other Related and Inter-related Entities 25 Approve Financial Assistance to For For Management Directors, Prescribed Officers and Employee Share Scheme Beneficiaries -------------------------------------------------------------------------------- MTR CORPORATION LIMITED Ticker: 66 Security ID: Y6146T101 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Andrew Clifford Winawer Brandler For For Management as Director 3b Elect Pamela Chan Wong Shui as Director For For Management 3c Elect Dorothy Chan Yuen Tak-fai as For For Management Director 3d Elect Johannes Zhou Yuan as Director For For Management 4 Elect Bunny Chan Chung-bun as Director For For Management 5 Approve KPMG as Auditors and Authorize For For Management Board to Fix Their Remuneration 6 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 7 Authorize Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- MUENCHENER RUECKVERSICHERUNGS-GESELLSCHAFT AG Ticker: MUV2 Security ID: D55535104 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 9.80 per Share 3 Approve Discharge of Management Board For For Management for Fiscal 2019 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2019 5 Elect Carsten Spohr to the Supervisory For For Management Board 6 Authorize Share Repurchase Program and For For Management Reissuance or Cancellation of Repurchased Shares 7 Approve Issuance of Warrants/Bonds For For Management with Warrants Attached/Convertible Bonds with Partial Exclusion of Preemptive Rights up to Aggregate Nominal Amount of EUR 5 Billion; Approve Creation of EUR 117 Million Pool of Capital to Guarantee Conversion Rights 8.1 Amend Articles Re: Editorial Changes For For Management 8.2 Amend Articles Re: Editorial Changes For For Management 8.3 Amend Articles Re: Editorial Changes For For Management 8.4 Amend Articles Re: Editorial Changes For For Management 8.5 Amend Articles Re: Editorial Changes For For Management 8.6 Amend Articles Re: Editorial Changes For For Management 8.7 Amend Articles Re: Editorial Changes For For Management 8.8 Amend Articles Re: Editorial Changes For For Management 8.9 Amend Articles Re: Editorial Changes For For Management 8.10 Amend Articles Re: Editorial Changes For For Management -------------------------------------------------------------------------------- MULTICHOICE GROUP LTD. Ticker: MCG Security ID: S8039U101 Meeting Date: AUG 29, 2019 Meeting Type: Annual Record Date: AUG 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Don Eriksson as Director For For Management 1.2 Elect Tim Jacobs as Director For For Management 1.3 Elect Nolo Letele as Director For For Management 1.4 Elect Jabu Mabuza as Director For For Management 1.5 Elect Elias Masilela as Director For For Management 1.6 Elect Calvo Mawela as Director For For Management 1.7 Elect Kgomotso Moroka as Director For For Management 1.8 Elect Steve Pacak as Director For For Management 1.9 Elect Imtiaz Patel as Director For For Management 1.10 Elect Christine Sabwa as Director For For Management 1.11 Elect Fatai Sanusi as Director For For Management 1.12 Elect Louisa Stephens as Director For For Management 1.13 Elect Jim Volkwyn as Director For For Management 2 Appoint PricewaterhouseCoopers Inc as For For Management Auditors of the Company with Brett Humphreys as Designated Individual Registered Auditor 3.1 Elect Steve Pacak as Chair of the For For Management Audit Committee 3.2 Elect Don Eriksson as Member of the For For Management Audit Committee 3.3 Elect Christine Sabwa as Member of the For For Management Audit Committee 3.4 Elect Louisa Stephens as Member of the For For Management Audit Committee 4 Authorise Board to Issue Shares for For For Management Cash 1 Approve Remuneration Policy For Against Management 2 Approve Implementation of the For Against Management Remuneration Policy 1.1 Approve Remuneration of Non-executive For For Management Directors 1.2 Approve Remuneration of Audit For For Management Committee Chair 1.3 Approve Remuneration of Audit For For Management Committee Member 1.4 Approve Remuneration of Risk Committee For For Management Chair 1.5 Approve Remuneration of Risk Committee For For Management Member 1.6 Approve Remuneration of Remuneration For For Management Committee Chair 1.7 Approve Remuneration of Remuneration For For Management Committee Member 1.8 Approve Remuneration of Nomination For For Management Committee Chair 1.9 Approve Remuneration of Nomination For For Management Committee Member 1.10 Approve Remuneration of Social and For For Management Ethics Committee Chair 1.11 Approve Remuneration of Social and For For Management Ethics Committee Member 2 Authorise Repurchase of Issued Share For For Management Capital 3 Approve Financial Assistance in Terms For Against Management of Section 44 of the Companies Act 4 Approve Financial Assistance in Terms For For Management of Section 45 of the Companies Act 5 Authorise Ratification of Approved For For Management Resolutions -------------------------------------------------------------------------------- MURATA MANUFACTURING CO. LTD. Ticker: 6981 Security ID: J46840104 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 50 2.1 Elect Director Murata, Tsuneo For Abstain Management 2.2 Elect Director Nakajima, Norio For Abstain Management 2.3 Elect Director Iwatsubo, Hiroshi For Abstain Management 2.4 Elect Director Takemura, Yoshito For Abstain Management 2.5 Elect Director Ishitani, Masahiro For Abstain Management 2.6 Elect Director Miyamoto, Ryuji For Abstain Management 2.7 Elect Director Minamide, Masanori For Abstain Management 2.8 Elect Director Shigematsu, Takashi For For Management 2.9 Elect Director Yasuda, Yuko For For Management 3.1 Elect Director and Audit Committee For Abstain Management Member Ozawa, Yoshiro 3.2 Elect Director and Audit Committee For For Management Member Kambayashi, Hiyo 3.3 Elect Director and Audit Committee For Abstain Management Member Yamamoto, Takatoshi 3.4 Elect Director and Audit Committee For For Management Member Munakata, Naoko -------------------------------------------------------------------------------- NABTESCO CORP. Ticker: 6268 Security ID: J4707Q100 Meeting Date: MAR 24, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 37 2.1 Elect Director Teramoto, Katsuhiro For For Management 2.2 Elect Director Juman, Shinji For For Management 2.3 Elect Director Hakoda, Daisuke For For Management 2.4 Elect Director Akita, Toshiaki For For Management 2.5 Elect Director Naoki, Shigeru For For Management 2.6 Elect Director Kimura, Kazumasa For For Management 2.7 Elect Director Fujiwara, Yutaka For For Management 2.8 Elect Director Uchida, Norio For For Management 2.9 Elect Director Iizuka, Mari For For Management 2.10 Elect Director Mizukoshi, Naoko For For Management 3.1 Appoint Statutory Auditor Shimizu, Isao For For Management 3.2 Appoint Statutory Auditor Sasaki, Zenzo For For Management 3.3 Appoint Statutory Auditor Nagasaka, For For Management Takemi -------------------------------------------------------------------------------- NAGOYA RAILROAD CO., LTD. Ticker: 9048 Security ID: J47399118 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 25 2 Elect Director Naito, Hiroyasu For For Management 3.1 Appoint Statutory Auditor Iwagaya, For For Management Mitsuharu 3.2 Appoint Statutory Auditor Mita, Toshio For For Management 3.3 Appoint Statutory Auditor Sassa, Kazuo For Against Management 3.4 Appoint Statutory Auditor Matsushita, For For Management Akira -------------------------------------------------------------------------------- NAN YA PLASTICS CORP. Ticker: 1303 Security ID: Y62061109 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting -------------------------------------------------------------------------------- NARI TECHNOLOGY CO., LTD. Ticker: 600406 Security ID: Y6S99Q112 Meeting Date: DEC 24, 2019 Meeting Type: Special Record Date: DEC 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Additional Daily Related Party For For Management Transactions 2 Approve Use of Short-term Idle Own For For Management Funds to Conduct Entrusted Asset Management -------------------------------------------------------------------------------- NARI TECHNOLOGY CO., LTD. Ticker: 600406 Security ID: Y6S99Q112 Meeting Date: MAY 26, 2020 Meeting Type: Annual Record Date: MAY 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Profit Distribution For For Management 3 Approve Report of the Independent For For Management Directors 4 Approve Report of the Board of For For Management Directors 5 Approve Report of the Board of For For Management Supervisors 6 Approve Annual Report and Summary For For Management 7 Approve Financial Budget Report For For Management 8 Approve Entrusted Loan Application For For Management 9 Approve Daily Related Party For Against Management Transactions 10 Approve Entrusted Loans Application For For Management and Related Party Transactions 11 Approve Appointment of Financial and For Against Management Internal Control Auditor -------------------------------------------------------------------------------- NASPERS LTD. Ticker: NPN Security ID: S53435103 Meeting Date: AUG 23, 2019 Meeting Type: Annual Record Date: AUG 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for the Year Ended 31 March 2019 2 Approve Dividends for N Ordinary and A For Against Management Ordinary Shares 3 Reappoint PricewaterhouseCoopers Inc For For Management as Auditors of the Company with V Myburgh as the Individual Registered Auditor 4 Re-elect Nolo Letele as Directors For Against Management 5.1 Re-elect Koos Bekker as Director For For Management 5.2 Re-elect Steve Pacak as Director For For Management 5.3 Re-elect Cobus Stofberg as Director For For Management 5.4 Re-elect Ben van der Ross as Director For For Management 5.5 Re-elect Debra Meyer as Director For For Management 6.1 Re-elect Don Eriksson as Member of the For For Management Audit Committee 6.2 Re-elect Ben van der Ross as Member of For For Management the Audit Committee 6.3 Re-elect Rachel Jafta as Member of the For For Management Audit Committee 7 Approve Remuneration Policy For Against Management 8 Approve Implementation of the For Against Management Remuneration Policy 9 Place Authorised but Unissued Shares For Against Management under Control of Directors 10 Authorise Board to Issue Shares for For Against Management Cash 11 Approve Amendments to the Trust Deed For For Management constituting the Naspers Restricted Stock Plan Trust and the Share Scheme envisaged by such Trust Deed 12 Authorise Ratification of Approved For For Management Resolutions 1.1 Approve Fees of the Board Chairman For For Management 1.2 Approve Fees of the Board Member For For Management 1.3 Approve Fees of the Audit Committee For For Management Chairman 1.4 Approve Fees of the Audit Committee For For Management Member 1.5 Approve Fees of the Risk Committee For For Management Chairman 1.6 Approve Fees of the Risk Committee For For Management Member 1.7 Approve Fees of the Human Resources For For Management and Remuneration Committee Chairman 1.8 Approve Fees of the Human Resources For For Management and Remuneration Committee Member 1.9 Approve Fees of the Nomination For For Management Committee Chairman 1.10 Approve Fees of the Nomination For For Management Committee Member 1.11 Approve Fees of the Social and Ethics For For Management Committee Chairman 1.12 Approve Fees of the Social and Ethics For For Management Committee Member 1.13 Approve Fees of the Trustees of Group For For Management Share Schemes/Other Personnel Funds 2 Approve Financial Assistance in Terms For For Management of Section 44 of the Companies Act 3 Approve Financial Assistance in Terms For For Management of Section 45 of the Companies Act 4 Authorise Repurchase of N Ordinary For For Management Shares 5 Authorise Repurchase of A Ordinary For Against Management Shares 6 Authorise Specific Repurchase of N For Against Management Ordinary Shares from Holders of N Ordinary Shares -------------------------------------------------------------------------------- NASPERS LTD. Ticker: NPN Security ID: S53435103 Meeting Date: AUG 23, 2019 Meeting Type: Special Record Date: AUG 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Matters in Relation to the For For Management Implementation of the Proposed Transaction -------------------------------------------------------------------------------- NATIONAL AUSTRALIA BANK LIMITED Ticker: NAB Security ID: Q65336119 Meeting Date: DEC 18, 2019 Meeting Type: Annual Record Date: DEC 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 2 Approve Remuneration Report For For Management 3 Approve the Spill Resolution Against Against Management 4a Elect Philip Chronican as Director For For Management 4b Elect Douglas McKay as Director For For Management 4c Elect Kathryn Fagg as Director For For Management 5a Approve Selective Capital Reduction of For For Management Convertible Preference Shares Under the CPS II Terms 5b Approve Selective Capital Reduction of For For Management Convertible Preference Shares Outside the CPS II Terms 6a Approve the Amendments to the Against Against Shareholder Company's Constitution 6b Approve Transition Planning Disclosure Against Against Shareholder 7 Approve Lobbying Inconsistent with the Against Against Shareholder Goals of the Paris Agreement -------------------------------------------------------------------------------- NATIONAL GRID PLC Ticker: NG Security ID: G6S9A7120 Meeting Date: JUL 29, 2019 Meeting Type: Annual Record Date: JUL 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Re-elect Sir Peter Gershon as Director For For Management 4 Re-elect John Pettigrew as Director For For Management 5 Elect Andy Agg as Director For For Management 6 Re-elect Dean Seavers as Director For For Management 7 Re-elect Nicola Shaw as Director For For Management 8 Re-elect Jonathan Dawson as Director For For Management 9 Re-elect Therese Esperdy as Director For For Management 10 Re-elect Paul Golby as Director For For Management 11 Re-elect Amanda Mesler as Director For For Management 12 Elect Earl Shipp as Director For For Management 13 Elect Jonathan Silver as Director For For Management 14 Re-elect Mark Williamson as Director For For Management 15 Reappoint Deloitte LLP as Auditors For For Management 16 Authorise Board to Fix Remuneration of For For Management Auditors 17 Approve Remuneration Policy For For Management 18 Approve Remuneration Report For For Management 19 Authorise EU Political Donations and For For Management Expenditure 20 Authorise Issue of Equity For For Management 21 Approve Scrip Dividend Scheme For For Management 22 Authorise Directors to Capitalise the For For Management Appropriate Nominal Amounts of New Shares of the Company Allotted Pursuant to the Company's Scrip Dividend Scheme 23 Authorise Issue of Equity without For For Management Pre-emptive Rights 24 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 25 Authorise Market Purchase of Ordinary For For Management Shares 26 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- NATIXIS SA Ticker: KN Security ID: F6483L100 Meeting Date: MAY 20, 2020 Meeting Type: Annual/Special Record Date: MAY 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Absence of Dividends 4 Approve Auditors' Special Report on For For Management Related-Party Transactions 5 Approve Compensation Report of For For Management Corporate Officers 6 Approve Compensation of Laurent For For Management Mignon, Chairman of the Board 7 Approve Compensation of Francois Riah, For Against Management CEO 8 Approve Remuneration Policy of Laurent For For Management Mignon, Chairman of the Board 9 Approve Remuneration Policy of For Against Management Francois Riah, CEO 10 Approve Remuneration Policy of Board For For Management Members 11 Approve the Overall Envelope of For For Management Compensation of Certain Senior Management, Responsible Officers and the Risk-takers 12 Ratify Appointment of Dominique Duband For For Management as Director 13 Reelect Alain Condaminas as Director For Against Management 14 Reelect Nicole Etchegoinberry as For For Management Director 15 Reelect Sylvie Garcelon as Director For Against Management 16 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 17 Amend Article 12 of Bylaws Re: Board For For Management Power 18 Amend Articles 13, 14, 22, 29 of For For Management Bylaws to Comply with Legal Changes 19 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- NATURA &CO HOLDING SA Ticker: NTCO3 Security ID: P7S8B6105 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2019 2 Approve Treatment of Net Loss For For Management 3 Fix Number of Directors at 12 For For Management 4 Approve Classification of Carla For For Management Schmitzberger, Gilberto Mifano, Fabio Colletti Barbosa, Jessica DiLullo Herrin, Ian Martin Bickley, Nancy Killefer, W. Don Cornwell and Andrew George McMaster Jr. as Independent Directors 5 Elect Directors For For Management 6 In Case There is Any Change to the None Against Management Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate? 7 In Case Cumulative Voting Is Adopted, None Abstain Management Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? 8.1 Percentage of Votes to Be Assigned - None Abstain Management Elect Pedro Luiz Barreiros Passos as Director 8.2 Percentage of Votes to Be Assigned - None Abstain Management Elect Antonio Luiz da Cunha Seabra as Director 8.3 Percentage of Votes to Be Assigned - None Abstain Management Elect Guilherme Peirao Leal as Director 8.4 Percentage of Votes to Be Assigned - None Abstain Management Elect Carla Schmitzberger as Independent Director 8.5 Percentage of Votes to Be Assigned - None Abstain Management Elect Roberto de Oliveira Marques as Director 8.6 Percentage of Votes to Be Assigned - None Abstain Management Elect Gilberto Mifano as Independent Director 8.7 Percentage of Votes to Be Assigned - None Abstain Management Elect Fabio Colletti Barbosa as Independent Director 8.8 Percentage of Votes to Be Assigned - None Abstain Management Elect Jessica DiLullo Herrin as Independent Director 8.9 Percentage of Votes to Be Assigned - None Abstain Management Elect Ian Martin Bickley as Independent Director 8.10 Percentage of Votes to Be Assigned - None Abstain Management Elect Nancy Killefer as Independent Director 8.11 Percentage of Votes to Be Assigned - None Abstain Management Elect W. Don Cornwell as Independent Director 8.12 Percentage of Votes to Be Assigned - None Abstain Management Elect Andrew George McMaster Jr. as Independent Director 9 As an Ordinary Shareholder, Would You None For Management like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 10 Do You Wish to Adopt Cumulative Voting None Abstain Management for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 11 Approve Remuneration of Company's For For Management Management 12 Do You Wish to Request Installation of Abstain For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? 13 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- NATURA &CO HOLDING SA Ticker: NTCO3 Security ID: P7S8B6105 Meeting Date: APR 30, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Treatment of Net Loss For For Management 2 Amend Articles For Against Management 3 Amend Articles For For Management 4 Approve Creation of Operational For For Management Committee and Amend Articles Accordingly 5 Amend Articles 41 and 42 For For Management 6 Amend Article 5 to Reflect Changes in For For Management Capital and Consolidate Bylaws 7 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- NATURA COSMETICOS SA Ticker: NATU3 Security ID: P7088C106 Meeting Date: SEP 17, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Capitalization of Reserves For For Management and Amend Article 5 Accordingly 2 Approve Increase in Authorized Capital For For Management and Amend Article 6 Accordingly 3 Consolidate Bylaws For For Management -------------------------------------------------------------------------------- NATURA COSMETICOS SA Ticker: NATU3 Security ID: P7088C106 Meeting Date: NOV 13, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Agreement to Exchange Shares For For Management of Natura Cosmeticos SA for Shares of Natura &Co Holding SA 2 Ratify KPMG Auditores Independentes as For For Management the Firm to Appraise Proposed Transaction 3 Approve Independent Firm's Appraisal For For Management 4 Approve Exchange of Shares of Natura For For Management Cosmeticos SA for Shares of Natura &Co Holding SA 5 Authorize Executives to Ratify and For For Management Execute Approved Resolutions 6 Authorize Shareholders of Natura &Co For For Management Holding SA to Execute All Acts Related to the Merger of Nectarine Merger Sub I Inc After the Approval of Acquisition of Shares 7 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? 8 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- NATURGY ENERGY GROUP SA Ticker: NTGY Security ID: E7S90S109 Meeting Date: MAY 26, 2020 Meeting Type: Annual Record Date: MAY 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Standalone Financial Statements For For Management 2 Approve Consolidated Financial For For Management Statements 3 Approve Consolidated Non-Financial For For Management Information Statement 4 Approve Transfer of Goodwill Reserves For For Management to Voluntary Reserves 5 Approve Discharge of Board For For Management 6.1 Reelect Helena Herrero Starkie as For Against Management Director 6.2 Reelect Marcelino Armenter Vidal as For Against Management Director 6.3 Reelect Rajaram Rao as Director For Against Management 6.4 Ratify Appointment of and Elect Rioja For Against Management S.a.r.l. as Director 6.5 Ratify Appointment of and Elect Isabel For Against Management Estape Tous as Director 6.6 Ratify Appointment of and Elect Lucy For Against Management Chadwick as Director 7 Approve Allocation of Income and For For Management Dividends 8 Authorize Share Repurchase and Capital For For Management Reduction via Amortization of Repurchased Shares 9 Approve Remuneration Policy For For Management 10 Advisory Vote on Remuneration Report For Against Management 11 Authorize Company to Call EGM with 15 For For Management Days' Notice 12.1 Amend Article 6 Section 3 Re: General For For Management Meeting 12.2 Amend Article 6 Section 2 Re: General For For Management Meeting 13.1 Amend Article 8 of General Meeting For For Management Regulations 13.2 Add Article 13 of General Meeting For For Management Regulations 14 Receive Amendments to Board of None None Management Directors Regulations 15 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- NEC CORP. Ticker: 6701 Security ID: J48818207 Meeting Date: JUN 22, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Endo, Nobuhiro For For Management 1.2 Elect Director Niino, Takashi For For Management 1.3 Elect Director Morita, Takayuki For For Management 1.4 Elect Director Ishiguro, Norihiko For For Management 1.5 Elect Director Matsukura, Hajime For For Management 1.6 Elect Director Nishihara, Moto For For Management 1.7 Elect Director Seto, Kaoru For For Management 1.8 Elect Director Iki, Noriko For For Management 1.9 Elect Director Ito, Masatoshi For For Management 1.10 Elect Director Nakamura, Kuniharu For For Management 1.11 Elect Director Ota, Jun For For Management 2 Appoint Statutory Auditor Nitta, Masami For For Management -------------------------------------------------------------------------------- NEDBANK GROUP LTD. Ticker: NED Security ID: S5518R104 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Tshilidzi Marwala as Director For For Management 2.1 Re-elect Hubert Brody as Director For For Management 2.2 Re-elect Errol Kruger as Director For For Management 2.3 Re-elect Linda Makalima as Director For For Management 2.4 Re-elect Mpho Makwana as Director For For Management 2.5 Re-elect Dr Mantsika Matooane as For For Management Director 3.1 Reappoint Deloitte & Touche as For For Management Auditors with Lito Nunes as the Designated Registered Auditor 3.2 Reappoint Ernst & Young as Auditors For For Management with Farouk Mohideen as the Designated Registered Auditor 4.1 Elect Stanley Subramoney as Member of For For Management the Audit Committee 4.2 Elect Hubert Brody as Member of the For For Management Audit Committee 4.3 Elect Neo Dongwana as Member of the For For Management Audit Committee 4.4 Elect Errol Kruger as Member of the For For Management Audit Committee 5 Place Authorised but Unissued Shares For For Management under Control of Directors 6.1 Adopt and Publicly Disclose an Energy For For Management Policy 6.2 Report on the Company's Approach to For For Management Measuring, Disclosing and Assessing its Exposure to Climate-related Risks 7.1 Approve Remuneration Policy For For Management 7.2 Approve Remuneration Implementation For For Management Report 1.1 Approve Fees for the Non-executive For For Management Chairman 1.2 Approve Fees for the Lead Independent For For Management Director 1.3 Approve Fees for the Nedbank Group For For Management Board Member 1.4 Approve Fees for the Group Audit For For Management Committee 1.5 Approve Fees for the Group Credit For For Management Committee 1.6 Approve Fees for the Group Directors' For For Management Affairs Committee 1.7 Approve Fees for the Group Information For For Management Technology Committee 1.8 Approve Fees for the Group Related For For Management Party Transactions Committee 1.9 Approve Fees for the Group For For Management Remuneration Committee 1.10 Approve Fees for the Group Risk and For For Management Capital Management Committee 1.11 Approve Fees for the Group For For Management Transformation, Social and Ethics Committee 2 Authorise Repurchase of Issued Share For For Management Capital 3 Authorise Board to Issue Shares for For For Management Cash 4 Approve Financial Assistance to For For Management Related and Inter-related Companies -------------------------------------------------------------------------------- NEPI ROCKCASTLE PLC Ticker: NRP Security ID: G6420W101 Meeting Date: AUG 21, 2019 Meeting Type: Annual Record Date: AUG 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for the Year Ended 31 December 2018 2.1 Re-elect Robert Emslie as Director For For Management 2.2 Re-elect Antoine Dijkstra as Director For For Management 2.3 Re-elect Mirela Covasa as Director For For Management 2.4 Elect Andreas Klingen as Director For For Management 3.1 Re-elect Andre van der Veer as For For Management Chairperson of the Audit Committee 3.2 Re-elect George Aase as Member of the For For Management Audit Committee 3.3 Re-elect Antoine Dijkstra as Member of For For Management the Audit Committee 3.4 Elect Andreas Klingen as Member of the For For Management Audit Committee 4 Reappoint PricewaterhouseCoopers LLC For For Management as Auditors of the Company and Appoint Nicholas Halsall as the Designated Audit Individual 5 Authorise Board to Fix Remuneration of For For Management Auditors 6 Approve Remuneration of Non-executive For For Management Directors 7 Authorise Ratification of Approved For For Management Resolutions 8 Authorise Directors to Determine For Against Management Non-executive Directors' Additional Special Payments 9 Authorise Board to Issue Shares for For For Management Cash 10 Authorise Specific Issue of Shares For For Management Pursuant to a Reinvestment Option 11 Authorise Repurchase of Issued Share For For Management Capital 12 Approve Remuneration Policy For For Management 13 Approve Remuneration Implementation For For Management Report -------------------------------------------------------------------------------- NESTE CORP. Ticker: NESTE Security ID: X5688A109 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: MAY 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Call the Meeting to Order None None Management 3 Designate Inspector or Shareholder For For Management Representative(s) of Minutes of Meeting 4 Acknowledge Proper Convening of Meeting For For Management 5 Prepare and Approve List of For For Management Shareholders 6 Receive Financial Statements and None None Management Statutory Reports; Receive Board's Report; Receive Auditor's Report 7 Accept Financial Statements and For For Management Statutory Reports 8 Approve Allocation of Income and For For Management Dividends of EUR 0.46 Per Share 9 Approve Discharge of Board and For For Management President 10 Approve Remuneration Policy And Other For For Management Terms of Employment For Executive Management 11 Approve Remuneration of Directors in None For Shareholder the Amount of EUR 67,900 for Chairman, EUR 49,600 for Vice Chairman, and EUR 35,700 for Other Directors; Approve Remuneration for Committee Work; Approve Meeting Fees 12 Fix Number of Directors at Eight For For Management 13 Reelect Matti Kahkonen (Chair), Sonat For For Management Burman Olsson, Martina Floel, Jean-Baptiste Renard, Jari Rosendal and Marco Wiren (Vice Chair) as Directors; Elect Nick Elmslie and Johanna Soderstrom as New Directors 14 Approve Remuneration of Auditors For Against Management 15 Ratify PricewaterhouseCoopers as For Against Management Auditors 16 Authorize Share Repurchase Program For For Management 17 Approve Issuance of up to 23 Million For For Management Shares without Preemptive Rights 18 Close Meeting None None Management -------------------------------------------------------------------------------- NESTLE (MALAYSIA) BERHAD Ticker: 4707 Security ID: Y6269X103 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Mohd. Rafik Bin Shah Mohamad as For For Management Director 2 Approve Ernst & Young PLT as Auditors For For Management and Authorize Board to Fix Their Remuneration 3 Approve Interim Dividend None None Management 4 Approve Directors' Fees For For Management 5 Approve Directors' Benefits For For Management 6 Approve Mohd. Rafik Bin Shah Mohamad For For Management to Continue Office as Independent Director 7 Approve Shareholders' Mandate for For For Management Recurrent Related Party Transactions -------------------------------------------------------------------------------- NESTLE INDIA LTD. Ticker: 500790 Security ID: Y6268T111 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: JUN 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Confirm Three Interim Dividends, For For Management Special Interim Dividend and Declare Final Dividend 3 Reelect Martin Roemkens as Director For For Management 4 Approve Remuneration of Cost Auditors For For Management 5 Approve Reappointment and Remuneration For For Management of Suresh Narayanan as Managing Director 6 Elect David Steven McDaniel as For For Management Director and Approve Appointment and Remuneration of David Steven McDaniel as Whole-time Director Designated as Executive Director-Finance & Control and Chief Financial Officer 7 Elect Ramesh Prathivadibhayankara For For Management Rajagopalan as Director -------------------------------------------------------------------------------- NEWCREST MINING LTD. Ticker: NCM Security ID: Q6651B114 Meeting Date: NOV 12, 2019 Meeting Type: Annual Record Date: NOV 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 2a Elect Peter Hay as Director For For Management 2b Elect Vickki McFadden as Director For For Management 3a Approve Grant of Performance Rights to For For Management Sandeep Biswas 3b Approve Grant of Performance Rights to For For Management Gerard Bond 4 Approve Remuneration Report For For Management -------------------------------------------------------------------------------- NEXT PLC Ticker: NXT Security ID: G6500M106 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Policy For For Management 3 Approve Remuneration Report For For Management 4 Re-elect Jonathan Bewes as Director For For Management 5 Re-elect Tristia Harrison as Director For For Management 6 Re-elect Amanda James as Director For For Management 7 Re-elect Richard Papp as Director For For Management 8 Re-elect Michael Roney as Director For For Management 9 Re-elect Francis Salway as Director For For Management 10 Re-elect Jane Shields as Director For For Management 11 Re-elect Dame Dianne Thompson as For For Management Director 12 Re-elect Lord Wolfson as Director For For Management 13 Reappoint PricewaterhouseCoopers LLP For For Management as Auditors 14 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 15 Amend Long Term Incentive Plan For For Management 16 Approve Share Matching Plan For For Management 17 Approve Sharesave Plan For Against Management 18 Approve Management Share Option Plan For For Management 19 Authorise Issue of Equity For For Management 20 Authorise Issue of Equity without For For Management Pre-emptive Rights 21 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 22 Authorise Market Purchase of Ordinary For For Management Shares 23 Authorise Off-Market Purchase of For For Management Ordinary Shares 24 Approve Increase in Borrowing Powers For For Management 25 Adopt New Articles of Association For For Management 26 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- NGK INSULATORS, LTD. Ticker: 5333 Security ID: J49076110 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 25 2.1 Elect Director Oshima, Taku For For Management 2.2 Elect Director Kanie, Hiroshi For For Management 2.3 Elect Director Niwa, Chiaki For For Management 2.4 Elect Director Sakabe, Susumu For For Management 2.5 Elect Director Iwasaki, Ryohei For For Management 2.6 Elect Director Ishikawa, Shuhei For For Management 2.7 Elect Director Saji, Nobumitsu For For Management 2.8 Elect Director Matsuda, Atsushi For For Management 2.9 Elect Director Kobayashi, Shigeru For For Management 2.10 Elect Director Nanataki, Tsutomu For For Management 2.11 Elect Director Kamano, Hiroyuki For For Management 2.12 Elect Director Hamada, Emiko For For Management 2.13 Elect Director Furukawa, Kazuo For For Management -------------------------------------------------------------------------------- NGK SPARK PLUG CO., LTD. Ticker: 5334 Security ID: J49119100 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Odo, Shinichi For Abstain Management 1.2 Elect Director Kawai, Takeshi For Abstain Management 1.3 Elect Director Matsui, Toru For Abstain Management 1.4 Elect Director Kato, Mikihiko For Abstain Management 1.5 Elect Director Kojima, Takio For Abstain Management 1.6 Elect Director Isobe, Kenji For Abstain Management 1.7 Elect Director Maeda, Hiroyuki For Abstain Management 1.8 Elect Director Otaki, Morihiko For For Management 1.9 Elect Director Yasui, Kanemaru For Abstain Management 1.10 Elect Director Mackenzie Donald For For Management Clugston 1.11 Elect Director Doi, Miwako For For Management 2 Appoint Alternate Statutory Auditor For For Management Ando, Toshihiro -------------------------------------------------------------------------------- NIKON CORP. Ticker: 7731 Security ID: 654111103 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 10 2.1 Elect Director Ushida, Kazuo For For Management 2.2 Elect Director Umatate, Toshikazu For For Management 2.3 Elect Director Odajima, Takumi For For Management 2.4 Elect Director Tokunari, Muneaki For For Management 2.5 Elect Director Negishi, Akio For For Management 2.6 Elect Director Murayama, Shigeru For For Management 3.1 Elect Director and Audit Committee For For Management Member Tsurumi, Atsushi 3.2 Elect Director and Audit Committee For Against Management Member Ishihara, Kunio 3.3 Elect Director and Audit Committee For For Management Member Hiruta, Shiro 3.4 Elect Director and Audit Committee For For Management Member Yamagami, Asako -------------------------------------------------------------------------------- NINTENDO CO., LTD. Ticker: 7974 Security ID: J51699106 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 820 2.1 Elect Director Furukawa, Shuntaro For For Management 2.2 Elect Director Miyamoto, Shigeru For For Management 2.3 Elect Director Takahashi, Shinya For For Management 2.4 Elect Director Shiota, Ko For For Management 2.5 Elect Director Shibata, Satoru For For Management 3.1 Elect Director and Audit Committee For For Management Member Noguchi, Naoki 3.2 Elect Director and Audit Committee For For Management Member Umeyama, Katsuhiro 3.3 Elect Director and Audit Committee For For Management Member Yamazaki, Masao 3.4 Elect Director and Audit Committee For For Management Member Shinkawa, Asa -------------------------------------------------------------------------------- NIPPON EXPRESS CO., LTD. Ticker: 9062 Security ID: ADPV45415 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 80 2.1 Elect Director Watanabe, Kenji For For Management 2.2 Elect Director Saito, Mitsuru For For Management 2.3 Elect Director Ishii, Takaaki For For Management 2.4 Elect Director Akita, Susumu For For Management 2.5 Elect Director Horikiri, Satoshi For For Management 2.6 Elect Director Masuda, Takashi For For Management 2.7 Elect Director Sugiyama, Masahiro For For Management 2.8 Elect Director Nakayama, Shigeo For For Management 2.9 Elect Director Yasuoka, Sadako For For Management 3.1 Appoint Statutory Auditor Arima, For For Management Shigeki 3.2 Appoint Statutory Auditor Nojiri, For Against Management Toshiaki 3.3 Appoint Statutory Auditor Aoki, Yoshio For For Management 4 Approve Annual Bonus For For Management -------------------------------------------------------------------------------- NIPPON YUSEN KK Ticker: 9101 Security ID: J56515232 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 20 2 Amend Articles to Amend Business Lines For For Management - Clarify Director Authority on Shareholder Meetings - Clarify Director Authority on Board Meetings 3.1 Elect Director Naito, Tadaaki For For Management 3.2 Elect Director Nagasawa, Hitoshi For For Management 3.3 Elect Director Takahashi, Eiichi For For Management 3.4 Elect Director Harada, Hiroki For For Management 3.5 Elect Director Higurashi, Yutaka For For Management 3.6 Elect Director Katayama, Yoshihiro For For Management 3.7 Elect Director Kuniya, Hiroko For For Management 3.8 Elect Director Tanabe, Eiichi For For Management 4.1 Appoint Statutory Auditor Nakaso, For For Management Hiroshi 4.2 Appoint Statutory Auditor Kuwabara, For For Management Satoko 5 Appoint Alternate Statutory Auditor For Against Management Matsui, Michio -------------------------------------------------------------------------------- NISSIN FOODS HOLDINGS CO., LTD. Ticker: 2897 Security ID: J58063124 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 55 2 Amend Articles to Amend Provision on For For Management Shareholder Meeting Venue 3.1 Elect Director Ando, Koki For For Management 3.2 Elect Director Ando, Noritaka For For Management 3.3 Elect Director Yokoyama, Yukio For For Management 3.4 Elect Director Kobayashi, Ken For For Management 3.5 Elect Director Okafuji, Masahiro For For Management 3.6 Elect Director Mizuno, Masato For For Management 3.7 Elect Director Nakagawa, Yukiko For For Management 3.8 Elect Director Sakuraba, Eietsu For For Management -------------------------------------------------------------------------------- NITORI HOLDINGS CO., LTD. Ticker: 9843 Security ID: J58214131 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: FEB 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Nitori, Akio For For Management 1.2 Elect Director Shirai, Toshiyuki For For Management 1.3 Elect Director Sudo, Fumihiro For For Management 1.4 Elect Director Matsumoto, Fumiaki For For Management 1.5 Elect Director Takeda, Masanori For For Management 1.6 Elect Director Sakakibara, Sadayuki For For Management 1.7 Elect Director Miyauchi, Yoshihiko For For Management 2.1 Elect Director and Audit Committee For For Management Member Kubo, Takao 2.2 Elect Director and Audit Committee For For Management Member Ando, Takaharu 2.3 Elect Director and Audit Committee For For Management Member Suzuki, Kazuhiro 2.4 Elect Director and Audit Committee For For Management Member Tatsuoka, Tsuneyoshi -------------------------------------------------------------------------------- NITTO DENKO CORP. Ticker: 6988 Security ID: J58472119 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 100 2 Approve Annual Bonus For For Management 3.1 Elect Director Takasaki, Hideo For For Management 3.2 Elect Director Todokoro, Nobuhiro For For Management 3.3 Elect Director Miki, Yosuke For For Management 3.4 Elect Director Iseyama, Yasuhiro For For Management 3.5 Elect Director Furuse, Yoichiro For For Management 3.6 Elect Director Hatchoji, Takashi For For Management 3.7 Elect Director Fukuda, Tamio For For Management 3.8 Elect Director Wong Lai Yong For For Management 4.1 Appoint Statutory Auditor Teranishi, For Against Management Masashi 4.2 Appoint Statutory Auditor Shiraki, For For Management Mitsuhide 5 Approve Compensation Ceiling for For For Management Directors -------------------------------------------------------------------------------- NMC HEALTH PLC Ticker: NMC Security ID: G65836101 Meeting Date: DEC 05, 2019 Meeting Type: Special Record Date: DEC 03, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorise Market Purchase of Ordinary For For Management Shares 2 Approve Remuneration Policy For For Management -------------------------------------------------------------------------------- NN GROUP NV Ticker: NN Security ID: N64038107 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: APR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Receive Annual Report None None Management 3.A Adopt Financial Statements and For For Management Statutory Reports 3.B Receive Explanation on Company's None None Management Reserves and Dividend Policy 4.A Approve Discharge of Management Board For For Management 4.B Approve Discharge of Supervisory Board For For Management 5 Discussion of Supervisory Board Profile None None Management 6.A Reelect Clara Streit to Supervisory For For Management Board 6.B Reelect Robert Jenkins to Supervisory For For Management Board 7.A Approve Remuneration Report For For Management 7.B Approve Remuneration Policy for For For Management Management Board 7.C Approve Remuneration Policy for For For Management Supervisory Board 7.D Amend Articles of Association For For Management 8.A.1 Grant Board Authority to Issue For For Management Ordinary Shares Up To 10 Percent of Issued Capital 8.A.2 Authorize Board to Exclude Preemptive For For Management Rights from Share Issuances Under Item 8.A.1 8.B Grant Board Authority to Issue Shares For For Management Up To 20 Percent of Issued Capital in Connection with a Rights Issue 9 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 10 Approve Reduction in Share Capital For For Management through Cancellation of Shares 11 Close Meeting None None Management -------------------------------------------------------------------------------- NOKIAN RENKAAT OYJ Ticker: TYRES Security ID: X5862L103 Meeting Date: APR 02, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Call the Meeting to Order None None Management 3 Designate Inspector or Shareholder For For Management Representative(s) of Minutes of Meeting 4 Acknowledge Proper Convening of Meeting For For Management 5 Prepare and Approve List of For For Management Shareholders 6 Receive Financial Statements and None None Management Statutory Reports 7 Accept Financial Statements and For For Management Statutory Reports 8 Approve Allocation of Income and For For Management Dividends of EUR 1.58 Per Share 9 Approve Discharge of Board and For For Management President 10 Approve Remuneration Policy And Other For For Management Terms of Employment For Executive Management 11 Approve Remuneration of Directors in For For Management the Amount of EUR 95,000 for Chairman, EUR 70,000 for Deputy Chairman and Audit Committee Chairman, and EUR 47,500 for Other Directors; Approve Meeting Fees 12 Fix Number of Directors at Eight For For Management 13 Reelect Heikki Allonen, Kari Jordan, For For Management Raimo Lind, Veronica Lindholm, Inka Mero, George Rietbergen and Pekka Vauramo as Directors; Elect Jukka Hienonen as New Director 14 Approve Remuneration of Auditors For Against Management 15 Ratify KPMG as Auditors For For Management 16 Authorize Share Repurchase Program For For Management 17 Approve Issuance of up to 13.8 Million For For Management Shares without Preemptive Rights 18 Establish Nominating Committee For For Management 19 Amend Articles Re: Board Consists of For For Management Maximum 9 Members; Annual General Meeting 20 Close Meeting None None Management -------------------------------------------------------------------------------- NOMURA REAL ESTATE HOLDINGS, INC. Ticker: 3231 Security ID: J5893B104 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles to Amend Provisions on For For Management Number of Directors 2.1 Elect Director Yoshikawa, Atsushi For For Management 2.2 Elect Director Kutsukake, Eiji For For Management 2.3 Elect Director Miyajima, Seiichi For For Management 2.4 Elect Director Seki, Toshiaki For For Management 2.5 Elect Director Haga, Makoto For For Management 2.6 Elect Director Higashi, Tetsuro For For Management 2.7 Elect Director Nagamatsu, Shoichi For For Management 3 Elect Director and Audit Committee For For Management Member Takahashi, Tetsu 4 Approve Compensation Ceiling for For For Management Directors Who Are Audit Committee Members -------------------------------------------------------------------------------- NOMURA RESEARCH INSTITUTE LTD. Ticker: 4307 Security ID: J5900F106 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Konomoto, Shingo For For Management 1.2 Elect Director Momose, Hironori For For Management 1.3 Elect Director Ueno, Ayumu For For Management 1.4 Elect Director Fukami, Yasuo For For Management 1.5 Elect Director Shimamoto, Tadashi For For Management 1.6 Elect Director Funakura, Hiroshi For For Management 1.7 Elect Director Matsuzaki, Masatoshi For For Management 1.8 Elect Director Omiya, Hideaki For For Management 1.9 Elect Director Sakata, Shinoi For For Management 2 Appoint Statutory Auditor Sakata, For For Management Takuhito -------------------------------------------------------------------------------- NORSK HYDRO ASA Ticker: NHY Security ID: R61115102 Meeting Date: MAY 11, 2020 Meeting Type: Annual Record Date: MAY 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Notice of Meeting and Agenda For Did Not Vote Management 2 Designate Inspector(s) of Minutes of For Did Not Vote Management Meeting 3 Accept Financial Statements and For Did Not Vote Management Statutory Reports 4 Authorize Board to Distribute For Did Not Vote Management Dividends of NOK 1.25 Per Share 5 Approve Remuneration of Auditors For Did Not Vote Management 6 Discuss Company's Corporate Governance None None Management Statement 7.1 Approve Remuneration Policy And Other For Did Not Vote Management Terms of Employment For Executive Management (Advisory) 7.2 Approve Remuneration Policy And Other For Did Not Vote Management Terms of Employment For Executive Management (Binding) 8 Ratify KPMG as Auditors For Did Not Vote Management 9 Elect Terje Venold (Chair), Morten For Did Not Vote Management Stromgren, Berit Ledel Henriksen and Nils Bastiansen as Members of Nominating Committee 10 Elect Members and Deputy Members of For Did Not Vote Management Corporate Assembly 11.1 Approve Remuneration of Corporate For Did Not Vote Management Assembly 11.2 Approve Remuneration of Nomination For Did Not Vote Management Committee -------------------------------------------------------------------------------- NOTRE DAME INTERMEDICA PARTICIPACOES SA Ticker: GNDI3 Security ID: P7S227106 Meeting Date: NOV 19, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Article 6 to Increase Authorized For Against Management Capital -------------------------------------------------------------------------------- NOTRE DAME INTERMEDICA PARTICIPACOES SA Ticker: GNDI3 Security ID: P7S227106 Meeting Date: MAR 25, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2019 2 Approve Allocation of Income and For For Management Dividends 3 Approve Remuneration of Company's For For Management Management 4 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? 5 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- NOTRE DAME INTERMEDICA PARTICIPACOES SA Ticker: GNDI3 Security ID: P7S227106 Meeting Date: MAR 25, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Stock Option Plan Approved at For Against Management the March 28, 2019, EGM 2 Amend Article 5 to Reflect Changes in For For Management Capital and Consolidate Bylaws 3 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- NOVATEK JSC Ticker: NVTK Security ID: 669888109 Meeting Date: SEP 30, 2019 Meeting Type: Special Record Date: SEP 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Dividends of RUB 14.23 For For Management per Share for First Half Year of Fiscal 2019 2 Amend Charter For For Management -------------------------------------------------------------------------------- NOVATEK JSC Ticker: NVTK Security ID: 669888109 Meeting Date: APR 24, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Annual Report and Financial For For Management Statements 1.2 Approve Dividends of RUB 18.10 per For For Management Share 2.1 Elect Andrei Akimov as Director None None Management 2.2 Elect Arnaud Le Foll as Director None Against Management 2.3 Elect Michael Borrell as Director None Against Management 2.4 Elect Robert Castaigne as Director None For Management 2.5 Elect Tatiana Mitrova as Director None For Management 2.6 Elect Leonid Mikhelson as Director None Against Management 2.7 Elect Aleksandr Natalenko as Director None Against Management 2.8 Elect Viktor Orlov as Director None For Management 2.9 Elect Gennadii Timchenko as Director None None Management 3.1 Elect Olga Beliaeva as Member of Audit For For Management Commission 3.2 Elect Anna Merzliakova as Member of For For Management Audit Commission 3.3 Elect Igor Riaskov as Member of Audit For For Management Commission 3.4 Elect Nikolai Shulikin as Member of For For Management Audit Commission 4 Ratify PricewaterhouseCoopers as For Against Management Auditor 5 Approve Remuneration of Directors None None Management 6 Approve Remuneration of Members of None None Management Audit Commission -------------------------------------------------------------------------------- NOVO NORDISK A/S Ticker: NOVO.B Security ID: K72807132 Meeting Date: MAR 26, 2020 Meeting Type: Annual Record Date: MAR 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Report of Board None None Management 2 Accept Financial Statements and For Did Not Vote Management Statutory Reports 3.1 Receive Remuneration Report 2019 None None Management 3.2a Approve Remuneration of Directors for For Did Not Vote Management 2019 in the Aggregate Amount of DKK 19. 4 Million 3.2b Approve Remuneration of Directors for For Did Not Vote Management 2020 in the Amount of DKK 2.2 Million for the Chairman, DKK 1.4 Million for the Vice Chairman, and DKK 720,000 for Other Directors; Approve Remuneration for Committee Work 3.3 Approve Guidelines for Incentive-Based For Did Not Vote Management Compensation for Executive Management and Board 3.4 Amend Articles Re: Voting on the For Did Not Vote Management Company's Remuneration Report at Annual General Meetings 4 Approve Allocation of Income and For Did Not Vote Management Dividends 5.1 Reelect Helge Lund as Director and For Did Not Vote Management Chairman 5.2 Reelect Jeppe Christiansen as Director For Did Not Vote Management and Deputy Chairman 5.3a Reelect Brian Daniels as Director For Did Not Vote Management 5.3b Reelect Laurence Debroux as Director For Did Not Vote Management 5.3c Reelect Andreas Fibig as Director For Did Not Vote Management 5.3d Reelect Sylvie Gregoire as Director For Did Not Vote Management 5.3e Reelect Liz Hewitt as Director For Did Not Vote Management 5.3f Reelect Kasim Kutay as Director For Did Not Vote Management 5.3g Reelect Martin Mackay as Director For Did Not Vote Management 6 Ratify PricewaterhouseCoopers as For Did Not Vote Management Auditors 7.1 Approve DKK 10 Million Reduction in For Did Not Vote Management Share Capital via B Share Cancellation 7.2 Authorize Share Repurchase Program For Did Not Vote Management 7.3a Approve Creation of Pool of Capital For Did Not Vote Management for the Benefit of Employees 7.3b Approve Creation of Pool of Capital For Did Not Vote Management with Preemptive Rights 7.3c Approve Creation of Pool of Capital For Did Not Vote Management without Preemptive Rights 7.4 Approve Donation to the World Diabetes For Did Not Vote Management Foundation 8 Disclosure of the Ratio between Against Did Not Vote Shareholder Executive and Employee Remuneration in the Annual Reports 9 Other Business None None Management -------------------------------------------------------------------------------- NOVOLIPETSK STEEL Ticker: NLMK Security ID: X58996103 Meeting Date: APR 24, 2020 Meeting Type: Annual Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report For For Management 2 Approve Annual Financial Statements For For Management 3 Approve Allocation of Income and For For Management Dividends of RUB 19.40 per Share 4.1 Elect Oleg Bagrin as Director None Against Management 4.2 Elect Thomas Veraszto as Director None For Management 4.3 Elect Nikolai Gagarin as Director None Against Management 4.4 Elect Sergei Kravchenko as Director None For Management 4.5 Elect Joachim Limberg as Director None For Management 4.6 Elect Vladimir Lisin as Director None Against Management 4.7 Elect Marjan Oudeman as Director None For Management 4.8 Elect Karen Sarkisov as Director None Against Management 4.9 Elect Stanislav Shekshnia as Director None For Management 4.10 Elect Benedict Sciortino as Director None Against Management 5 Elect Grigorii Fedorishin as President For For Management 6 Approve Remuneration of Directors For For Management 7.1 Ratify PricewaterhouseCoopers Audit as For For Management RAS Auditor 7.2 Ratify PricewaterhouseCoopers Audit as For For Management IFRS Auditor -------------------------------------------------------------------------------- NOVOLIPETSK STEEL Ticker: NLMK Security ID: X58996103 Meeting Date: MAY 29, 2020 Meeting Type: Special Record Date: MAY 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income and For For Management Dividends of RUB 17.36 per Share -------------------------------------------------------------------------------- NOVOLIPETSK STEEL Ticker: NLMK Security ID: X58996103 Meeting Date: JUN 30, 2020 Meeting Type: Special Record Date: JUN 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Dividends of RUB 3.21 For For Management per Share First Quarter of Fiscal 2020 -------------------------------------------------------------------------------- NOVOZYMES A/S Ticker: NZYM.B Security ID: K7317J133 Meeting Date: FEB 26, 2020 Meeting Type: Annual Record Date: FEB 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Report of Board None None Management 2 Accept Financial Statements and For Did Not Vote Management Statutory Reports 3 Approve Allocation of Income and For Did Not Vote Management Dividends of DKK 5.25 Per Share 4 Approve Remuneration of Directors in For Did Not Vote Management the Amount of DKK 1.5 Million for Chairman, DKK 1 Million for Vice Chairman and DKK 500,000 for Other Directors; Approve Remuneration for Committee Work 5 Reelect Jorgen Buhl Rasmussen For Did Not Vote Management (Chairman) as Director 6 Elect Cornelis de Jong (Vice Chairman) For Did Not Vote Management as Director 7a Reelect Kasim Kutay as Director For Did Not Vote Management 7b Reelect Kim Stratton as Director For Did Not Vote Management 7c Reelect Mathias Uhlen as Director For Did Not Vote Management 7d Elect Sharon James as Director For Did Not Vote Management 7e Elect Heine Dalsgaard as Director For Did Not Vote Management 8 Ratify PricewaterhouseCoopers as For Did Not Vote Management Auditors 9a Approve Guidelines for Incentive-Based For Did Not Vote Management Compensation for Executive Management and Board 9b Approve Creation of DKK 57 Million For Did Not Vote Management Pool of Capital in B Shares without Preemptive Rights; DKK 58.2 Million Pool of Capital with Preemptive Rights; and Pool of Capital in Warrants without Preemptive Rights 9c Approve DKK 12 Million Reduction in For Did Not Vote Management Share Capital via Share Cancellation 9d Authorize Share Repurchase Program For Did Not Vote Management 9e Amend Articles For Did Not Vote Management 9f Authorize Editorial Changes to Adopted For Did Not Vote Management Resolutions in Connection with Registration with Danish Authorities 10 Other Business None None Management -------------------------------------------------------------------------------- NSK LTD. Ticker: 6471 Security ID: J55505101 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Uchiyama, Toshihiro For For Management 1.2 Elect Director Nogami, Saimon For For Management 1.3 Elect Director Ichii, Akitoshi For For Management 1.4 Elect Director Enomoto, Toshihiko For For Management 1.5 Elect Director Bada, Hajime For For Management 1.6 Elect Director Mochizuki, Akemi For For Management 1.7 Elect Director Iwamoto, Toshio For For Management 1.8 Elect Director Fujita, Yoshitaka For For Management 1.9 Elect Director Nagahama, Mitsuhiro For For Management 2 Approve Takeover Defense Plan (Poison For Against Management Pill) -------------------------------------------------------------------------------- NTT DOCOMO, INC. Ticker: 9437 Security ID: J59399121 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 60 2 Amend Articles to Abolish Board For For Management Structure with Statutory Auditors - Adopt Board Structure with Audit Committee - Amend Provisions on Number of Directors - Authorize Directors to Execute Day to Day Operations without Full Board Approval 3.1 Elect Director Yoshizawa, Kazuhiro For For Management 3.2 Elect Director Ii, Motoyuki For For Management 3.3 Elect Director Maruyama, Seiji For For Management 3.4 Elect Director Fujiwara, Michio For For Management 3.5 Elect Director Hiroi, Takashi For For Management 3.6 Elect Director Tateishi, Mayumi For For Management 3.7 Elect Director Shintaku, Masaaki For For Management 3.8 Elect Director Endo, Noriko For For Management 3.9 Elect Director Kikuchi, Shin For For Management 3.10 Elect Director Kuroda, Katsumi For For Management 4.1 Elect Director and Audit Committee For For Management Member Suto, Shoji 4.2 Elect Director and Audit Committee For For Management Member Sagae, Hironobu 4.3 Elect Director and Audit Committee For For Management Member Nakata, Katsumi 4.4 Elect Director and Audit Committee For For Management Member Kajikawa, Mikio 4.5 Elect Director and Audit Committee For For Management Member Tsujiyama, Eiko 5 Approve Compensation Ceiling for For For Management Directors Who Are Not Audit Committee Members 6 Approve Compensation Ceiling for For For Management Directors Who Are Audit Committee Members -------------------------------------------------------------------------------- NUTRIEN LTD. Ticker: NTR Security ID: 67077M108 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Christopher M. Burley For For Management 1.2 Elect Director Maura J. Clark For For Management 1.3 Elect Director David C. Everitt For For Management 1.4 Elect Director Russell K. Girling For For Management 1.5 Elect Director Miranda C. Hubbs For For Management 1.6 Elect Director Alice D. Laberge For For Management 1.7 Elect Director Consuelo E. Madere For For Management 1.8 Elect Director Charles V. Magro For For Management 1.9 Elect Director Keith G. Martell For For Management 1.10 Elect Director Aaron W. Regent For For Management 1.11 Elect Director Mayo M. Schmidt For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- OBAYASHI CORP. Ticker: 1802 Security ID: J59826107 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 16 2.1 Elect Director Obayashi, Takeo For Abstain Management 2.2 Elect Director Hasuwa, Kenji For Abstain Management 2.3 Elect Director Ura, Shingo For Abstain Management 2.4 Elect Director Sato, Takehito For Abstain Management 2.5 Elect Director Kotera, Yasuo For Abstain Management 2.6 Elect Director Murata, Toshihiko For Abstain Management 2.7 Elect Director Sato, Toshimi For Abstain Management 2.8 Elect Director Otake, Shinichi For Abstain Management 2.9 Elect Director Koizumi, Shinichi For For Management 2.10 Elect Director Izumiya, Naoki For Abstain Management 2.11 Elect Director Kobayashi, Yoko For Abstain Management 2.12 Elect Director Orii, Masako For For Management 3 Appoint Statutory Auditor Saito, For For Management Masahiro -------------------------------------------------------------------------------- OCI CO., LTD. Ticker: 010060 Security ID: Y6435J103 Meeting Date: MAR 25, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Financial Statements and For For Management Allocation of Income 1.2 Approve Consolidated Financial For For Management Statements and Allocation of Income 2 Elect Yoo Gi-pung as Outside Director For For Management 3 Elect Yoo Gi-pung as a Member of Audit For For Management Committee 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- ODAKYU ELECTRIC RAILWAY CO., LTD. Ticker: 9007 Security ID: J59568139 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 10 2.1 Elect Director Hoshino, Koji For Against Management 2.2 Elect Director Ogawa, Mikio For Against Management 2.3 Elect Director Shimoka, Yoshihiko For Against Management 2.4 Elect Director Arakawa, Isamu For Against Management 2.5 Elect Director Igarashi, Shu For Against Management 2.6 Elect Director Hayama, Takashi For Against Management 2.7 Elect Director Nagano, Shinji For Against Management 2.8 Elect Director Kuroda, Satoshi For Against Management 2.9 Elect Director Nomakuchi, Tamotsu For Against Management 2.10 Elect Director Nakayama, Hiroko For For Management 2.11 Elect Director Tateyama, Akinori For Against Management 2.12 Elect Director Ohara, Toru For Against Management 2.13 Elect Director Itonaga, Takehide For Against Management 3.1 Appoint Statutory Auditor Ito, Masataka For Abstain Management 3.2 Appoint Statutory Auditor Yamamoto, For Abstain Management Toshiro 3.3 Appoint Statutory Auditor Onimaru, For For Management Kaoru 3.4 Appoint Statutory Auditor Hayashi, For Abstain Management Takeshi -------------------------------------------------------------------------------- OIL CO. LUKOIL PJSC Ticker: LKOH Security ID: X6983S100 Meeting Date: DEC 03, 2019 Meeting Type: Special Record Date: NOV 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Dividends of RUB 192 For For Management per Share for First Nine Months of Fiscal 2019 2 Approve Remuneration of Directors For For Management 3 Approve Remuneration of Members of For For Management Audit Commission 4 Approve Charter in New Edition For For Management 5 Approve Early Termination of Powers of For For Management Audit Commission 6 Amend Regulations on General Meetings For For Management 7 Amend Regulations on Board of Directors For For Management 8 Amend Regulations on Management For For Management 9 Cancel Regulations on Audit Commission For For Management 10 Approve Reduction in Share Capital For For Management through Share Repurchase Program and Subsequent Share Cancellation -------------------------------------------------------------------------------- OIL CO. LUKOIL PJSC Ticker: LKOH Security ID: X6983S100 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: MAY 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report, Financial For For Management Statements, and Allocation of Income, Including Dividends of RUB 350 per Ordinary Share 2.1 Elect Vagit Alekperov as Director None Against Management 2.2 Elect Viktor Blazheev as Director None Against Management 2.3 Elect Toby Gati as Director None For Management 2.4 Elect Ravil Maganov as Director None Against Management 2.5 Elect Roger Munnings as Director None For Management 2.6 Elect Nikolai Nikolaev as Director None Against Management 2.7 Elect Pavel Teplukhin as Director None For Management 2.8 Elect Leonid Fedun as Director None Against Management 2.9 Elect Liubov Khoba as Director None Against Management 2.10 Elect Sergei Shatalov as Director None For Management 2.11 Elect Wolfgang Schuessel as Director None For Management 3.1 Approve Remuneration of Directors For For Management 3.2 Approve Remuneration of New Directors For For Management 4 Ratify KPMG as Auditor For Against Management 5 Approve Related-Party Transaction with For For Management Ingosstrakh Re: Liability Insurance for Directors and Executives -------------------------------------------------------------------------------- OLD MUTUAL LTD. Ticker: OMU Security ID: S5790B132 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for the Year Ended 31 December 2019 2.1 Re-elect Paul Baloyi as Director For For Management 2.2 Re-elect Peter de Beyer as Director For For Management 2.3 Re-elect Albert Essien as Director For For Management 2.4 Re-elect Nosipho Molope as Director For For Management 2.5 Re-elect Marshall Rapiya as Director For For Management 3 Elect Iain Williamson as Director For For Management 4.1 Re-elect Paul Baloyi as Member of the For Against Management Audit Committee 4.2 Re-elect Peter de Beyer as Member of For For Management the Audit Committee 4.3 Re-elect Itumeleng Kgaboesele as For For Management Member of the Audit Committee 4.4 Re-elect John Lister as Member of the For For Management Audit Committee 4.5 Re-elect Nosipho Molope as Member of For For Management the Audit Committee 5.1 Reappoint Deloitte & Touche as For For Management Auditors of the Company 5.2 Reappoint KPMG Inc as Auditors of the For For Management Company 6 Authorise Board to Issue Shares for For For Management Cash 7.1 Approve Remuneration Policy For For Management 7.2 Approve Remuneration Implementation For For Management Report 8 Authorise Ratification of Approved For For Management Resolutions 1 Approve Remuneration of Non-executive For For Management Directors 2 Authorise Repurchase of Issued Share For For Management Capital 3 Approve Financial Assistance to For For Management Subsidiaries and Other Related and Inter-related Entities and to Directors, Prescribed Officers or Other Persons Participating in Share or Other Employee Incentive Schemes 4 Amend Memorandum of Incorporation; For For Management Place Authorised but Unissued Preference Shares under Control of Directors -------------------------------------------------------------------------------- OMRON CORP. Ticker: 6645 Security ID: J61374120 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 42 2.1 Elect Director Tateishi, Fumio For For Management 2.2 Elect Director Yamada, Yoshihito For For Management 2.3 Elect Director Miyata, Kiichiro For For Management 2.4 Elect Director Nitto, Koji For For Management 2.5 Elect Director Ando, Satoshi For For Management 2.6 Elect Director Kobayashi, Eizo For For Management 2.7 Elect Director Kamigama, Takehiro For For Management 2.8 Elect Director Kobayashi, Izumi For For Management 3 Appoint Statutory Auditor Uchiyama, For For Management Hideyo 4 Appoint Alternate Statutory Auditor For For Management Watanabe, Toru -------------------------------------------------------------------------------- ONO PHARMACEUTICAL CO., LTD. Ticker: 4528 Security ID: J61546115 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 22.5 2.1 Elect Director Sagara, Gyo For For Management 2.2 Elect Director Awata, Hiroshi For For Management 2.3 Elect Director Ono, Isao For For Management 2.4 Elect Director Tsujinaka, Toshihiro For For Management 2.5 Elect Director Takino, Toichi For For Management 2.6 Elect Director Kurihara, Jun For For Management 2.7 Elect Director Nomura, Masao For For Management 2.8 Elect Director Okuno, Akiko For For Management 3.1 Appoint Statutory Auditor Nishimura, For For Management Katsuyoshi 3.2 Appoint Statutory Auditor Hishiyama, For For Management Yasuo 3.3 Appoint Statutory Auditor Tanabe, Akiko For For Management -------------------------------------------------------------------------------- OPEN TEXT CORPORATION Ticker: OTEX Security ID: 683715106 Meeting Date: SEP 04, 2019 Meeting Type: Annual/Special Record Date: AUG 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director P. Thomas Jenkins For For Management 1.2 Elect Director Mark J. Barrenechea For For Management 1.3 Elect Director Randy Fowlie For For Management 1.4 Elect Director David Fraser For For Management 1.5 Elect Director Gail E. Hamilton For For Management 1.6 Elect Director Stephen J. Sadler For For Management 1.7 Elect Director Harmit Singh For For Management 1.8 Elect Director Michael Slaunwhite For For Management 1.9 Elect Director Katharine B. Stevenson For For Management 1.10 Elect Director Carl Jurgen Tinggren For For Management 1.11 Elect Director Deborah Weinstein For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote on Executive For For Management Compensation Approach 4 Approve Shareholder Rights Plan For Against Management -------------------------------------------------------------------------------- ORANGE SA Ticker: ORA Security ID: F6866T100 Meeting Date: MAY 19, 2020 Meeting Type: Annual/Special Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 0.50 per Share 4 Approve Auditors' Special Report on For For Management Related-Party Transactions 5 Elect Frederic Sanchez as Director For For Management 6 Reelect Christel Heydemann as Director For Against Management 7 Reelect Bernard Ramanantsoa as Director For For Management 8 Elect Laurence Dalboussiere as Director For For Management 9 Approve Compensation Report for For For Management Corporate Officers 10 Approve Compensation of Stephane For Against Management Richard, Chairman and CEO 11 Approve Compensation of Ramon For Against Management Fernandez, Vice-CEO 12 Approve Compensation of Gervais For Against Management Pellissier, Vice-CEO 13 Approve Remuneration Policy of For Against Management Chairman and CEO 14 Approve Remuneration Policy of For Against Management Vice-CEOs 15 Approve Remuneration Policy of For For Management Non-Executive Directors 16 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 17 Amend Article 2 of Bylaws Re: For For Management Corporate Purpose 18 Amend Article 13 of Bylaws Re: For For Management Employee Representative 19 Authorize up to 0.07 Percent of Issued For For Management Capital for Use in Restricted Stock Plans Reserved for Key Employees and Corporate Officers With Performance Conditions Attached 20 Authorize Capital Issuances for Use in For Against Management Employee Stock Purchase Plans 21 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 22 Amend Article 13 of Bylaws Re: For For Management Employee Shareholders 23 Approve Stock Dividend Program For For Management 24 Authorize Filing of Required For For Management Documents/Other Formalities A Amend Item 16: Authorize Repurchase of Against Against Shareholder Shares B Amend Article 13 of Bylaws Re: Against Against Shareholder Plurality of Directorships C Amend Item 19: Authorize Shares for Against Against Shareholder Use in Restricted Stock Plans Reserved for Key Employees and Corporate Officers With Performance Conditions Attached D Amend Employee Stock Purchase Plans in Against Against Shareholder Favor of Employees -------------------------------------------------------------------------------- ORICA LTD. Ticker: ORI Security ID: Q7160T109 Meeting Date: DEC 17, 2019 Meeting Type: Annual Record Date: DEC 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 2.1 Elect Maxine Brenner as Director For For Management 2.2 Elect Gene Tilbrook as Director For For Management 2.3 Elect Karen Moses as Director For For Management 2.4 Elect Boon Swan Foo as Director For For Management 3 Approve Remuneration Report For For Management 4 Approve Grant of Performance Rights to For For Management Alberto Calderon 5 Approve the Increase in Maximum None For Management Aggregate Remuneration of Non-Executive Directors 6 Approve Proportional Takeover For For Management Provisions -------------------------------------------------------------------------------- ORIENTAL LAND CO., LTD. Ticker: 4661 Security ID: J6174U100 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 22 2.1 Appoint Statutory Auditor Suzuki, For Abstain Management Shigeru 2.2 Appoint Statutory Auditor Kainaka, For For Management Tatsuo 2.3 Appoint Statutory Auditor Saigusa, For Abstain Management Norio 2.4 Appoint Statutory Auditor Yonekawa, For Abstain Management Kosei -------------------------------------------------------------------------------- ORIGIN ENERGY LIMITED Ticker: ORG Security ID: Q71610101 Meeting Date: OCT 16, 2019 Meeting Type: Annual Record Date: OCT 14, 2019 # Proposal Mgt Rec Vote Cast Sponsor 2 Elect Greg Lalicker as Director For For Management 3 Elect Gordon Cairns as Director For For Management 4 Elect Bruce Morgan as Director For For Management 5 Approve Remuneration Report For For Management 6 Aprove Grant of Restricted Shares and For For Management Performance Share Rights to Frank Calabria 7 Approve Renewal of Proportional For For Management Takeover Provisions 8 Appoint Ernst & Young as Auditor of For For Management the Company 9a Approve the Amendments to the Against Against Shareholder Company's Constitution 9b Approve Transition Planning Disclosure Against Against Shareholder 9c Approve Informed Consent Relating to Against Against Shareholder the Company's Proposed Fracking Activities in the Beetaloo SubBasin 9d Approve Public Health Risks of Coal Against Against Shareholder Operations 9e Approve Paris Goals and Targets Against Against Shareholder 9f Approve Disclosure of Lobbying Against Against Shareholder -------------------------------------------------------------------------------- ORION OYJ Ticker: ORNBV Security ID: X6002Y112 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: APR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Call the Meeting to Order None None Management 3 Designate Inspector or Shareholder For For Management Representative(s) of Minutes of Meeting 4 Acknowledge Proper Convening of Meeting For For Management 5 Prepare and Approve List of For For Management Shareholders 6 Receive Financial Statements and None None Management Statutory Reports 7 Accept Financial Statements and For For Management Statutory Reports 8 Approve Allocation of Income and For For Management Dividends of EUR 1.50 Per Share; Authorize Board to Donate up to EUR 250,000 9 Approve Discharge of Board and For For Management President 10 Approve Remuneration Policy And Other For Against Management Terms of Employment For Executive Management 11 Approve Remuneration of Directors in For For Management the Amount of EUR 84,000 for Chairman, EUR 55,000 for Vice Chairman, and EUR 42,000 for Other Directors; Approve Meeting Fees 12 Fix Number of Directors at Seven For For Management 13 Reelect Pia Kalsta, Ari Lehtoranta, For For Management Timo Maasilta, Hilpi Rautelin, Eija Ronkainen and Mikael Silvennoinen (Chairman) as Directors; Elect Kari Jussi Aho as New Director 14 Approve Remuneration of Auditors For For Management 15 Ratify KPMG as Auditors For For Management 16 Approve Forfeiture of Shares in Orion For For Management Corporation on Joint Account 17 Close Meeting None None Management -------------------------------------------------------------------------------- ORIX CORP. Ticker: 8591 Security ID: J61933123 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Inoue, Makoto For For Management 1.2 Elect Director Irie, Shuji For For Management 1.3 Elect Director Taniguchi, Shoji For For Management 1.4 Elect Director Matsuzaki, Satoru For For Management 1.5 Elect Director Stan Koyanagi For For Management 1.6 Elect Director Suzuki, Yoshiteru For For Management 1.7 Elect Director Yasuda, Ryuji For For Management 1.8 Elect Director Takenaka, Heizo For For Management 1.9 Elect Director Michael Cusumano For For Management 1.10 Elect Director Akiyama, Sakie For For Management 1.11 Elect Director Watanabe, Hiroshi For Against Management 1.12 Elect Director Sekine, Aiko For For Management -------------------------------------------------------------------------------- ORKLA ASA Ticker: ORK Security ID: R67787102 Meeting Date: APR 16, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Chairman of Meeting For Did Not Vote Management 2 Accept Financial Statements and For Did Not Vote Management Statutory Reports; Approve Allocation of Income and Dividends of NOK 2.60 Per Share 3a Receive Information on Remuneration None None Management Policy And Other Terms of Employment For Executive Management 3b Approve Remuneration Policy And Other For Did Not Vote Management Terms of Employment For Executive Management (Advisory) 3c Approve Guidelines for Incentive-Based For Did Not Vote Management Compensation for Executive Management (Binding) 4 Discuss Company's Corporate Governance None None Management Statement 5a Authorize Repurchase of Shares for Use For Did Not Vote Management in Employee Incentive Programs 5b Authorize Share Repurchase Program and For Did Not Vote Management Cancellation of Repurchased Shares 6 Adopt New Articles of Association For Did Not Vote Management 7 Amend Instructions for Nominating For Did Not Vote Management Committee 8a Reelect Stein Hagen as Director For Did Not Vote Management 8b Reelect Ingrid Blank as Director For Did Not Vote Management 8c Reelect Nils Selte as Director For Did Not Vote Management 8d Reelect Liselott Kilaas as Director For Did Not Vote Management 8e Reelect Peter Agnefjall as Director For Did Not Vote Management 8f Elect Anna Mossberg as New Director For Did Not Vote Management 8g Elect Anders Kristiansen as New For Did Not Vote Management Director 8h Reelect Caroline Kjos as Deputy For Did Not Vote Management Director 9a Elect Anders Christian Stray Ryssdal For Did Not Vote Management as Member of Nominating Committee 9b Elect Kjetil Houg as Member of For Did Not Vote Management Nominating Committee 9c Elect Rebekka Glasser Herlofsen as For Did Not Vote Management Member of Nominating Committee 10 Elect Anders Christian Stray Ryssdal For Did Not Vote Management as Nominating Committee Chairman 11 Approve Remuneration of Directors For Did Not Vote Management 12 Approve Remuneration of Nominating For Did Not Vote Management Committee 13 Approve Remuneration of Auditors For Did Not Vote Management -------------------------------------------------------------------------------- ORSTED A/S Ticker: ORSTED Security ID: K7653Q105 Meeting Date: MAR 02, 2020 Meeting Type: Annual Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Report of Board None None Management 2 Accept Financial Statements and For For Management Statutory Reports 3 Approve Remuneration Report (Advisory For For Management Vote) 4 Approve Discharge of Management and For For Management Board 5 Approve Allocation of Income and For For Management Dividends of DKK 10.5 Per Share 6 Authorize Share Repurchase Program None None Management (The Board is Not Requesting Any Authorization) 7.1 Approve Guidelines for Incentive-Based For For Management Compensation for Executive Management and Board 7.2 Amend Articles Re: Agenda of Annual For For Management General Meeting 7.3 Authorize Editorial Changes to Adopted For For Management Resolutions in Connection with Registration with Danish Authorities 8 Other Proposals Shareholders (None None None Management Submitted) 9.1 Reelect Thomas Thune Andersen (Chair) For For Management as Director 9.2 Reelect Lene Skole (Vice Chair) as For For Management Director 9.3a Reelect Lynda Armstrong as Director For For Management 9.3b Reelect Jorgen Kildah as Director For For Management 9.3c Reelect Peter Korsholm as Director For For Management 9.3d Reelect Dieter Wemmer as Director For For Management 10 Approve Remuneration of Directors; For For Management Approve Remuneration for Committee Work 11 Ratify PricewaterhouseCoopers as For Abstain Management Auditors 12 Other Business None None Management -------------------------------------------------------------------------------- OSAKA GAS CO., LTD. Ticker: 9532 Security ID: J62320130 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 25 2.1 Elect Director Ozaki, Hiroshi For Abstain Management 2.2 Elect Director Honjo, Takehiro For Abstain Management 2.3 Elect Director Fujiwara, Masataka For Abstain Management 2.4 Elect Director Miyagawa, Tadashi For Abstain Management 2.5 Elect Director Matsui, Takeshi For Abstain Management 2.6 Elect Director Tasaka, Takayuki For Abstain Management 2.7 Elect Director Miyahara, Hideo For For Management 2.8 Elect Director Murao, Kazutoshi For For Management 2.9 Elect Director Kijima, Tatsuo For Abstain Management 3.1 Appoint Statutory Auditor Yoneyama, For For Management Hisaichi 3.2 Appoint Statutory Auditor Sasaki, For For Management Shigemi -------------------------------------------------------------------------------- OTSUKA CORP. Ticker: 4768 Security ID: J6243L115 Meeting Date: MAR 27, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 110 2.1 Appoint Statutory Auditor Nakai, For Against Management Kazuhiko 2.2 Appoint Statutory Auditor Hada, Etsuo For For Management 2.3 Appoint Statutory Auditor Minagawa, For For Management Katsumasa -------------------------------------------------------------------------------- OVERSEA-CHINESE BANKING CORPORATION LIMITED Ticker: O39 Security ID: Y64248209 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and For For Management Directors' and Auditors' Reports 2a Elect Ooi Sang Kuang as Director For For Management 2b Elect Lee Tih Shih as Director For For Management 2c Elect Wee Joo Yeow as Director For For Management 3a Elect Koh Beng Seng as Director For For Management 3b Elect Tan Yen Yen as Director For For Management 4 Approve Final Dividend For For Management 5a Approve Directors' Remuneration For For Management 5b Approve Issuance of 6,000 Shares to For For Management Each Non-Executive Director for the Year Ended Dec. 31, 2019 6 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 7 Approve Issuance of Equity or For For Management Equity-Linked Securities with or without Preemptive Rights 8 Approve Grant of Options and/or Rights For For Management and Issuance of Shares Pursuant to the OCBC Share Option Scheme 2001 and OCBC Employee Share Purchase Plan 9 Approve Issuance of Shares Pursuant to For For Management the Oversea-Chinese Banking Corporation Limited Scrip Dividend Scheme 10 Authorize Share Repurchase Program For For Management -------------------------------------------------------------------------------- OVINTIV, INC. Ticker: OVV Security ID: 69047Q102 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 2a Elect Director Peter A. Dea For For Management 2b Elect Director Fred J. Fowler For For Management 2c Elect Director Howard J. Mayson For For Management 2d Elect Director Lee A. McIntire For For Management 2e Elect Director Margaret A. McKenzie For For Management 2f Elect Director Steven W. Nance For For Management 2g Elect Director Suzanne P. Nimocks For For Management 2h Elect Director Thomas G. Ricks For For Management 2i Elect Director Brian G. Shaw For For Management 2j Elect Director Douglas J. Suttles For For Management 2k Elect Director Bruce G. Waterman For For Management 2l Elect Director Clayton H. Woitas For For Management 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Report on Climate Change Against For Shareholder -------------------------------------------------------------------------------- PANASONIC CORP. Ticker: 6752 Security ID: J6354Y104 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Nagae, Shusaku For For Management 1.2 Elect Director Tsuga, Kazuhiro For For Management 1.3 Elect Director Sato, Mototsugu For For Management 1.4 Elect Director Higuchi, Yasuyuki For For Management 1.5 Elect Director Homma, Tetsuro For For Management 1.6 Elect Director Tsutsui, Yoshinobu For For Management 1.7 Elect Director Ota, Hiroko For For Management 1.8 Elect Director Toyama, Kazuhiko For For Management 1.9 Elect Director Noji, Kunio For For Management 1.10 Elect Director Umeda, Hirokazu For For Management 1.11 Elect Director Laurence W.Bates For For Management 1.12 Elect Director Sawada, Michitaka For For Management 1.13 Elect Director Kawamoto, Yuko For For Management 2.1 Appoint Statutory Auditor Fujii, Eiji For For Management 2.2 Appoint Statutory Auditor Yufu, Setsuko For For Management -------------------------------------------------------------------------------- PANDORA AS Ticker: PNDORA Security ID: K7681L102 Meeting Date: DEC 04, 2019 Meeting Type: Special Record Date: NOV 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Peter A. Ruzicka as New Director For For Management 2 Authorize Editorial Changes to Adopted For For Management Resolutions in Connection with Registration with Danish Authorities -------------------------------------------------------------------------------- PANDORA AS Ticker: PNDORA Security ID: K7681L102 Meeting Date: MAR 11, 2020 Meeting Type: Annual Record Date: MAR 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Report of Board None None Management 2 Accept Financial Statements and For For Management Statutory Reports 3 Approve Remuneration of Directors for For For Management 2020 in the Amount of DKK 1.5 Million for Chairman, DKK 750,000 for Vice Chairman, and DKK 500,000 for Other Directors; Approve Remuneration for Committee Work 4 Approve Allocation of Income and For For Management Dividends of DKK 9 Per Share 5.1 Reelect Peter A. Ruzicka (Chair) as For For Management Director 5.2 Reelect Christian Frigast (Vice Chair) For For Management as Director 5.3 Reelect Andrea Dawn Alvey as Director For For Management 5.4 Reelect Ronica Wang as Director For For Management 5.5 Reelect Birgitta Stymne Goransson as For Abstain Management Director 5.6 Reelect Isabelle Parize as Director For For Management 5.7 Elect Catherine Spindler as New For For Management Director 5.8 Elect Marianne Kirkegaard as New For For Management Director 6 Ratify Ernst & Young as Auditor For For Management 7 Approve Discharge of Management and For For Management Board 8.1 Approve DKK 8 Million Reduction in For For Management Share Capital via Share Cancellation 8.2 Amend Articles Re: Agenda of Annual For For Management General Meeting 8.3 Authorize Share Repurchase Program For For Management 8.4 Approve Guidelines for Incentive-Based For Against Management Compensation for Executive Management and Board 8.5 Authorize Editorial Changes to Adopted For For Management Resolutions in Connection with Registration with Danish Authorities 9 Other Business None None Management -------------------------------------------------------------------------------- PARK24 CO., LTD. Ticker: 4666 Security ID: J63581102 Meeting Date: JAN 30, 2020 Meeting Type: Annual Record Date: OCT 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 70 2.1 Elect Director Nishikawa, Koichi For Abstain Management 2.2 Elect Director Sasaki, Kenichi For Abstain Management 2.3 Elect Director Kawakami, Norifumi For Abstain Management 2.4 Elect Director Kawasaki, Keisuke For Abstain Management 2.5 Elect Director Yamanaka, Shingo For Abstain Management 2.6 Elect Director Oura, Yoshimitsu For Abstain Management 2.7 Elect Director Nagasaka, Takashi For Abstain Management 3.1 Elect Director and Audit Committee For Abstain Management Member Sasakawa, Akifumi 3.2 Elect Director and Audit Committee For For Management Member Takeda, Tsunekazu 3.3 Elect Director and Audit Committee For For Management Member Niunoya, Miho -------------------------------------------------------------------------------- PCCW LIMITED Ticker: 8 Security ID: Y6802P120 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: MAY 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Srinivas Bangalore Gangaiah as For For Management Director 3b Elect Hui Hon Hing, Susanna as Director For For Management 3c Elect Lee Chi Hong, Robert as Director For For Management 3d Elect Li Fushen as Director For Against Management 3e Elect Mai Yanzhouas Director For For Management 3f Elect David Christopher Chance as For For Management Director 3g Authorize Board to Fix Remuneration of For For Management Directors 4 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- PEARSON PLC Ticker: PSON Security ID: G69651100 Meeting Date: APR 24, 2020 Meeting Type: Annual Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Elect Sherry Coutu as Director For For Management 4 Elect Sally Johnson as Director For For Management 5 Elect Graeme Pitkethly as Director For For Management 6 Re-elect Elizabeth Corley as Director For For Management 7 Re-elect Vivienne Cox as Director For For Management 8 Re-elect John Fallon as Director For For Management 9 Re-elect Linda Lorimer as Director For For Management 10 Re-elect Michael Lynton as Director For For Management 11 Re-elect Tim Score as Director For For Management 12 Re-elect Sidney Taurel as Director For For Management 13 Re-elect Lincoln Wallen as Director For For Management 14 Approve Remuneration Policy For For Management 15 Approve Remuneration Report For For Management 16 Approve Long Term Incentive Plan For For Management 17 Reappoint PricewaterhouseCoopers LLP For For Management as Auditors 18 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 19 Authorise Issue of Equity For For Management 20 Authorise Issue of Equity without For For Management Pre-emptive Rights 21 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 22 Authorise Market Purchase of Ordinary For For Management Shares 23 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- PETRONAS DAGANGAN BERHAD Ticker: 5681 Security ID: Y6885A107 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: JUN 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Nirmala Doraisamy as Director For For Management 2 Elect Azrul Osman Rani as Director For For Management 3 Elect Shafie Shamsuddin as Director For For Management 4 Elect Alvin Michael Hew Thai Kheam as For For Management Director 5 Approve Directors' Fees and Allowances For For Management 6 Approve KPMG PLT as Auditors and For For Management Authorize Board to Fix Their Remuneration 7 Approve Increase of Number of Directors For For Management -------------------------------------------------------------------------------- PHOSAGRO PJSC Ticker: PHOR Security ID: 71922G209 Meeting Date: OCT 04, 2019 Meeting Type: Special Record Date: SEP 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Dividends For For Management -------------------------------------------------------------------------------- PHOSAGRO PJSC Ticker: PHOR Security ID: 71922G209 Meeting Date: JAN 24, 2020 Meeting Type: Special Record Date: DEC 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Dividends of RUB 48 per Share For For Management -------------------------------------------------------------------------------- PHOSAGRO PJSC Ticker: PHOR Security ID: 71922G209 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: APR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report For For Management 2 Approve Financial Statements For For Management 3 Approve Allocation of Income and For For Management Dividends of RUB 18 per Share 4.1 Elect Igor Antoshin as Director None Against Management 4.2 Elect Irina Bokova as Director None For Management 4.3 Elect Andrei A. Gurev as Director None Against Management 4.4 Elect Andrei G. Gurev as Director None Against Management 4.5 Elect Sven Ombudstvedt as Director None Against Management 4.6 Elect Roman Osipov as Director None Against Management 4.7 Elect Natalia Pashkevich as Director None For Management 4.8 Elect Sergei Pronin as Director None Against Management 4.9 Elect James Rogers as Director None For Management 4.10 Elect Ivan Rodionov as Director None Against Management 4.11 Elect Xavier Rolet as Director None For Management 4.12 Elect Marcus Rhodes as Director None Against Management 4.13 Elect Mikhail Rybnikov as Director None Against Management 4.14 Elect Sergei Sereda as Director None Against Management 4.15 Elect Aleksei Sirotenko as Director None Against Management 4.16 Elect Aleksandr Sharabaiko as Director None Against Management 4.17 Elect Andrei Sharonov as Director None For Management 5 Approve Remuneration of Directors For For Management 6.1 Elect Ekaterina Viktorova as Member of For For Management Audit Commission 6.2 Elect Elena Kriuchkova as Member of For For Management Audit Commission 6.3 Elect Olga Lizunova as Member of Audit For For Management Commission 7 Ratify FBK as Auditor For Against Management 8 Approve Related-Party Transaction Re: For For Management Loan Agreement -------------------------------------------------------------------------------- PHOSAGRO PJSC Ticker: PHOR Security ID: 71922G209 Meeting Date: JUN 19, 2020 Meeting Type: Special Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Dividends of RUB 78 For For Management per Share for First Quarter of Fiscal 2020 -------------------------------------------------------------------------------- PICK N PAY STORES LIMITED Ticker: PIK Security ID: S60947108 Meeting Date: JUL 30, 2019 Meeting Type: Annual Record Date: JUL 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Reappoint Ernst & Young Inc as For For Management Auditors of the Company 2.1 Re-elect Hugh Herman as Director For For Management 2.2 Re-elect Jeff van Rooyen as Director For For Management 2.3 Re-elect David Friedland as Director For For Management 2.4 Re-elect Suzanne Ackerman-Berman as For For Management Director 2.5 Re-elect Jonathan Ackerman as Director For For Management 3.1 Re-elect Jeff van Rooyen as Member of For For Management the Audit, Risk and Compliance Committee 3.2 Re-elect Hugh Herman as Member of the For For Management Audit, Risk and Compliance Committee 3.3 Re-elect Audrey Mothupi as Member of For For Management the Audit, Risk and Compliance Committee 3.4 Re-elect David Friedland as Member of For For Management the Audit, Risk and Compliance Committee 1 Approve Remuneration Policy For For Management 2 Approve Remuneration Implementation For Against Management Report 1 Approve Directors' Fees for the 2020 For Against Management and 2021 Annual Financial Periods 2.1 Approve Financial Assistance to For For Management Related or Inter-related Companies or Corporations 2.2 Approve Financial Assistance to an For For Management Employee of the Company or its Subsidiaries 3 Authorise Repurchase of Issued Share For For Management Capital 4 Authorise Ratification of Approved For For Management Resolutions -------------------------------------------------------------------------------- POLSKI KONCERN NAFTOWY ORLEN SA Ticker: PKN Security ID: X6922W204 Meeting Date: MAR 05, 2020 Meeting Type: Special Record Date: FEB 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Meeting Chairman For For Management 3 Acknowledge Proper Convening of Meeting None None Management 4 Approve Agenda of Meeting For For Management 5 Elect Members of Vote Counting For For Management Commission 6 Fix Number of Supervisory Board Members For For Management 7.1 Recall Supervisory Board Member For Against Shareholder 7.2 Elect Supervisory Board Member For Against Shareholder 7.3 Elect Supervisory Board Chairman For Against Shareholder 8 Close Meeting None None Management -------------------------------------------------------------------------------- POLSKI KONCERN NAFTOWY ORLEN SA Ticker: PKN Security ID: X6922W204 Meeting Date: JUN 05, 2020 Meeting Type: Annual Record Date: MAY 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Meeting Chairman For For Management 3 Acknowledge Proper Convening of Meeting None None Management 4 Approve Agenda of Meeting For For Management 5 Elect Members of Vote Counting For For Management Commission 6 Receive Management Board Report on None None Management Company's and Group's Operations 7 Receive Financial Statements and None None Management Management Board Proposal on Allocation of Income 8 Receive Consolidated Financial None None Management Statements 9 Receive Supervisory Board Report None None Management 10 Receive Management Board Report on None None Management Expenses Related to Representation, Legal Services, Marketing Services, Public Relations Services, Social Communication Services, and Management Advisory Services 11 Approve Management Board Report on For For Management Company's and Group's Operations 12 Approve Financial Statements For For Management 13 Approve Consolidated Financial For For Management Statements 14 Approve Allocation of Income and For For Management Dividends of PLN 1 per Share 15.1 Approve Discharge of Daniel Obajtek For For Management (CEO) 15.2 Approve Discharge of Armen Artwich For For Management (Management Board Member) 15.3 Approve Discharge of Patrycja Klarecka For For Management (Management Board Member) 15.4 Approve Discharge of Zbigniew For For Management Leszczynski (Management Board Member) 15.5 Approve Discharge of Wieslaw For For Management Protasewicz (Management Board Member) 15.6 Approve Discharge of Michal Rog For For Management (Management Board Member) 15.7 Approve Discharge of Jozef Wegrecki For For Management (Management Board Member) 16.1 Approve Discharge of Izabela For For Management Felczak-Poturnicka (Supervisory Board Chairman) 16.2 Approve Discharge of Andrzej Szumanski For For Management (Supervisory Board Member and Deputy Chairman) 16.3 Approve Discharge of Radoslaw For For Management Kwasnicki (Supervisory Board Deputy Chairman) 16.4 Approve Discharge of Mateusz Bochacik For For Management (Supervisory Board Secretary) 16.5 Approve Discharge of Agnieszka For For Management Biernat-Wiatrak (Supervisory Board Member) 16.6 Approve Discharge of Andrzej Kapala For For Management (Supervisory Board Member) 16.7 Approve Discharge of Wojciech Krynski For For Management (Supervisory Board Member) 16.8 Approve Discharge of Jadwiga Lesisz For For Management (Supervisory Board Member) 16.9 Approve Discharge of Malgorzata For For Management Niezgoda (Supervisory Board Member) 16.10 Approve Discharge of Anna Wojcik For For Management (Supervisory Board Member) 16.11 Approve Discharge of Barbara For For Management Jarzembowska (Supervisory Board Member) 16.12 Approve Discharge of Michal For For Management Klimaszewski (Supervisory Board Member) 16.13 Approve Discharge of Anna For For Management Sakowicz-Kacz (Supervisory Board Member) 16.14 Approve Discharge of Roman Kusz For For Management (Supervisory Board Member) 17 Approve Remuneration Policy For Against Management 18.1 Amend Statute For For Management 18.2 Amend Statute Re: General Meeting For For Management 18.3 Amend Statute Re: Supervisory Board For For Management 18.4 Amend Statute Re: Supervisory Board For For Management 18.5 Amend Statute For Against Management 18.6 Approve Consolidated Text of Statute For Against Management 19 Close Meeting None None Management -------------------------------------------------------------------------------- POLSKIE GORNICTWO NAFTOWE I GAZOWNICTWO SA Ticker: PGN Security ID: X6582S105 Meeting Date: JUL 31, 2019 Meeting Type: Special Record Date: JUL 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Meeting Chairman For For Management 3 Acknowledge Proper Convening of Meeting None None Management 4 Prepare List of Shareholders None None Management 5 Approve Agenda of Meeting For For Management 6 Approve Acquisition of 10,000 Shares For For Management of PGNiG Upstream Norway AS 7 Amend Statute None Against Shareholder 8 Close Meeting None None Management -------------------------------------------------------------------------------- POLY DEVELOPMENTS & HOLDINGS GROUP CO., LTD. Ticker: 600048 Security ID: Y7000Q100 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: APR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Investment Plan For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Annual Report and Summary For For Management 7 Approve Appointment of Auditor For Against Management 8 Approve External Guarantees For Against Management 9 Approve Loan Application and Guarantees For For Management 10 Approve Related Party Transactions For Against Management 11 Approve Issuance of Medium-term Notes For For Management 12 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members -------------------------------------------------------------------------------- POLYMETAL INTERNATIONAL PLC Ticker: POLY Security ID: G7179S101 Meeting Date: APR 27, 2020 Meeting Type: Annual Record Date: APR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Remuneration Policy For For Management 4 Approve Final Dividend For For Management 5 Elect Italia Boninelli as Director For For Management 6 Elect Victor Flores as Director For For Management 7 Elect Andrea Abt as Director For For Management 8 Re-elect Ian Cockerill as Director For For Management 9 Re-elect Vitaly Nesis as Director For For Management 10 Re-elect Konstantin Yanakov as Director For For Management 11 Re-elect Tracey Kerr as Director For For Management 12 Re-elect Giacomo Baizini as Director For For Management 13 Re-elect Manuel (Ollie) De For For Management Sousa-Oliveira as Director 14 Reappoint Deloitte LLP as Auditors For For Management 15 Authorise Board to Fix Remuneration of For For Management Auditors 16 Authorise Issue of Equity For For Management 17 Authorise Issue of Equity without For For Management Pre-emptive Rights 18 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 19 Authorise Market Purchase of Ordinary For For Management Shares -------------------------------------------------------------------------------- POLYUS PJSC Ticker: PLZL Security ID: X59432108 Meeting Date: SEP 30, 2019 Meeting Type: Special Record Date: SEP 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Dividends of RUB 162. For For Management 98 per Share for First Six Months of Fiscal 2019 2 Approve Increase in Share Capital For Against Management through Issuance of 700,000 Ordinary Shares via Closed Subscription -------------------------------------------------------------------------------- POLYUS PJSC Ticker: PLZL Security ID: X59432108 Meeting Date: JUN 22, 2020 Meeting Type: Special Record Date: MAY 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Increase in Share Capital For Against Management through Issuance of 3,130,000 Ordinary Shares via Closed Subscription -------------------------------------------------------------------------------- POWSZECHNY ZAKLAD UBEZPIECZEN SA Ticker: PZU Security ID: X6919T107 Meeting Date: SEP 06, 2019 Meeting Type: Special Record Date: AUG 21, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Meeting Chairman For For Management 3 Acknowledge Proper Convening of Meeting None None Management 4 Approve Agenda of Meeting For For Management 5 Amend Statute For Against Management 6 Amend Statute For Against Management 7 Amend Statute For For Management 8 Amend Statute Re: Sale of Fixed Assets For For Management 9 Amend Statute Re: Management Board For For Management 10 Close Meeting None None Management -------------------------------------------------------------------------------- POWSZECHNY ZAKLAD UBEZPIECZEN SA Ticker: PZU Security ID: X6919T107 Meeting Date: MAY 26, 2020 Meeting Type: Annual Record Date: MAY 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Meeting Chairman For For Management 3 Acknowledge Proper Convening of Meeting None None Management 4 Approve Agenda of Meeting For For Management 5 Receive Financial Statements None None Management 6 Receive Consolidated Financial None None Management Statements 7 Receive Management Board Report on None None Management Company's, Group's Operations, and Non-Financial Information 8 Receive Supervisory Board Reports on None None Management Its Review of Financial Statements, Management Board Report, and Management Board Proposal on Allocation of Income 9 Receive Supervisory Board Report on None None Management Its Activities 10 Approve Management Board Report on For For Management Expenses Related to Representation, Legal Services, Marketing Services, Public Relations Services, Social Communication Services, and Management Advisory Services 11 Approve Financial Statements For For Management 12 Approve Consolidated Financial For For Management Statements 13 Approve Management Board Report on For For Management Company's, Group's Operations, and Non-Financial Information 14 Approve Allocation of Income and For For Management Omission of Dividends 15.1 Approve Discharge of Aleksandra For For Management Agatowska (Management Board Member) 15.2 Approve Discharge of Adam Brzozowski For For Management (Management Board Member) 15.3 Approve Discharge of Roger Hodgkiss For For Management (Management Board Member) 15.4 Approve Discharge of Marcin Eckert For For Management (Management Board Member) 15.5 Approve Discharge of Elzbieta For For Management Haeuser-Schoeneich (Management Board Member) 15.6 Approve Discharge of Tomasz Kulik For For Management (Management Board Member) 15.7 Approve Discharge of Maciej Rapkiewicz For For Management (Management Board Member) 15.8 Approve Discharge of Malgorzata For For Management Sadurska (Management Board Member) 15.9 Approve Discharge of Pawel Surowka For For Management (Management Board Member) 16.1 Approve Discharge of Marcin For For Management Chludzinski (Supervisory Board Member) 16.2 Approve Discharge of Pawel Gorecki For For Management (Supervisory Board Member) 16.3 Approve Discharge of Agata Gornicka For For Management (Supervisory Board Member) 16.4 Approve Discharge of Robert For For Management Jastrzebski (Supervisory Board Member) 16.5 Approve Discharge of Tomasz Kuczur For For Management (Supervisory Board Member) 16.6 Approve Discharge of Katarzyna For For Management Lewandowska (Supervisory Board Member) 16.7 Approve Discharge of Maciej Lopinski For For Management (Supervisory Board Member) 16.8 Approve Discharge of Elzbieta For For Management Maczynska-Ziemacka (Supervisory Board Member) 16.9 Approve Discharge of Alojzy Nowak For For Management (Supervisory Board Member) 16.10 Approve Discharge of Krzysztof Opolski For For Management (Supervisory Board Member) 16.11 Approve Discharge of Robert Snitko For For Management (Supervisory Board Member) 16.12 Approve Discharge of Maciej Zaborowski For For Management (Supervisory Board Member) 17.1 Recall Supervisory Board Member For Against Management 17.2 Elect Supervisory Board Member For Against Management 18 Amend Statute Re: General Meeting, For Against Management Supervisory Board 19 Amend Statute Re: Supervisory Board For For Management 20 Amend Statute Re: General Meeting, For Against Management Supervisory Board 21 Amend Statute Re: General Meeting, For For Management Supervisory Board 22 Amend Statute Re: Corporate Purpose For For Management 23 Amend Statute Re: General Meeting, For For Management Supervisory Board, Management Board 24 Approve Remuneration Policy For Against Management 25 Close Meeting None None Management -------------------------------------------------------------------------------- PPB GROUP BERHAD Ticker: 4065 Security ID: Y70879104 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: JUN 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Directors' Fees For For Management 2 Approve Directors' Benefits For For Management 3 Elect Oh Siew Nam as Director For For Management 4 Elect Lim Soon Huat as Director For For Management 5 Elect Ahmad Riza bin Basir as Director For For Management 6 Approve Ernst & Young PLT as Auditors For For Management and Authorize Board to Fix Their Remuneration 7 Approve Ahmad Sufian @ Qurnain bin For For Management Abdul Rashid to Continue Office as Independent Non-Executive Director 8 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 9 Approve Implementation of For For Management Shareholders' Mandate for Recurrent Related Party Transactions 10 Authorize Share Repurchase Program For For Management -------------------------------------------------------------------------------- PRAIRIESKY ROYALTY LTD. Ticker: PSK Security ID: 739721108 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: MAR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director James M. Estey For For Management 1b Elect Director P. Jane Gavan For For Management 1c Elect Director Margaret A. McKenzie For For Management 1d Elect Director Andrew M. Phillips For For Management 1e Elect Director Robert Robotti For For Management 1f Elect Director Myron M. Stadnyk For For Management 1g Elect Director Sheldon B. Steeves For For Management 1h Elect Director Grant A. Zawalsky For For Management 2 Approve KPMG LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 3 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- PRESIDENT CHAIN STORE CORP. Ticker: 2912 Security ID: Y7082T105 Meeting Date: JUN 17, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Plan on Profit Distribution For For Management 3 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting 4 Approve Release of Restrictions of For For Management Competitive Activities of Directors -------------------------------------------------------------------------------- PRESS METAL ALUMINIUM HOLDINGS BERHAD Ticker: 8869 Security ID: Y7079E103 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: JUN 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Directors' Fees and Benefits For For Management 2 Elect Koon Poh Tat as Director For For Management 3 Elect Koon Poh Weng as Director For For Management 4 Approve KPMG PLT as Auditors and For For Management Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 6 Approve Abdul Rahman Bin Megat Ahmad For For Management to Continue Office as Independent Non-Executive Chairman 7 Approve Loo Lean Hock to Continue For For Management Office as Independent Non-Executive Director 8 Approve Implementation of For For Management Shareholders' Mandate for Recurrent Related Party Transactions for Press Metal Aluminium Holdings Berhad and its Subsidiaries 9 Authorize Share Repurchase Program For For Management -------------------------------------------------------------------------------- PRUDENTIAL PLC Ticker: PRU Security ID: G72899100 Meeting Date: OCT 15, 2019 Meeting Type: Special Record Date: OCT 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Matters Relating to the For For Management Demerger of the M&G Group from the Prudential Group 2 Elect Amy Yip as Director For For Management -------------------------------------------------------------------------------- PRUDENTIAL PLC Ticker: PRU Security ID: G72899100 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Remuneration Policy For For Management 4 Elect Jeremy Anderson as Director For For Management 5 Elect Shriti Vadera as Director For For Management 6 Re-elect Mark Fitzpatrick as Director For For Management 7 Re-elect David Law as Director For For Management 8 Re-elect Paul Manduca as Director For For Management 9 Re-elect Kaikhushru Nargolwala as For For Management Director 10 Re-elect Anthony Nightingale as For For Management Director 11 Re-elect Philip Remnant as Director For For Management 12 Re-elect Alice Schroeder as Director For For Management 13 Re-elect James Turner as Director For For Management 14 Re-elect Thomas Watjen as Director For For Management 15 Re-elect Michael Wells as Director For For Management 16 Re-elect Fields Wicker-Miurin as For For Management Director 17 Re-elect Amy Yip as Director For For Management 18 Reappoint KPMG LLP as Auditors For For Management 19 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 20 Authorise EU Political Donations and For For Management Expenditure 21 Authorise Issue of Equity For For Management 22 Authorise Issue of Equity to Include For For Management Repurchased Shares 23 Authorise Issue of Equity without For For Management Pre-emptive Rights 24 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 25 Authorise Issue of Equity in For For Management Connection with the Issue of Mandatory Convertible Securities 26 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with the Issue of Mandatory Convertible Securities 27 Authorise Market Purchase of Ordinary For For Management Shares 28 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- PSG GROUP LTD. Ticker: PSG Security ID: S5959A107 Meeting Date: JUL 26, 2019 Meeting Type: Annual Record Date: JUL 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Re-elect KK Combi as Director For For Management 1.2 Re-elect Francois Gouws as Director For For Management 1.3 Elect Modi Hlobo as Director For For Management 2.1 Re-elect Patrick Burton as Member of For For Management the Audit and Risk Committee 2.2 Elect Modi Hlobo as Member of the For For Management Audit and Risk Committee 2.3 Re-elect Bridgitte Mathews as Member For For Management of the Audit and Risk Committee 2.4 Re-elect Chris Otto as Member of the For Against Management Audit and Risk Committee 3 Reappoint PricewaterhouseCoopers Inc For For Management as Auditors of the Company with D de Jager as the Designated Auditor 4 Approve Remuneration Policy For Against Management 5 Approve Implementation Report of the For Against Management Remuneration Policy 6 Authorise Board to Issue Shares for For For Management Cash 7 Approve Remuneration of Non-executive For For Management Directors 8.1 Approve Financial Assistance in Terms For For Management of Section 45 of the Companies Act 8.2 Approve Financial Assistance in Terms For Against Management of Section 44 of the Companies Act 9 Authorise Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- PT ASTRA INTERNATIONAL TBK Ticker: ASII Security ID: Y7117N172 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: MAY 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income For For Management 3 Approve Changes in Board of Company For For Management and Approve Remuneration of Directors and Commissioners 4 Approve Tanudiredja, Wibisana, Rintis For Against Management & Rekan as Auditors -------------------------------------------------------------------------------- PT BANK CENTRAL ASIA TBK Ticker: BBCA Security ID: Y7123P138 Meeting Date: APR 09, 2020 Meeting Type: Annual Record Date: MAR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements, For For Management Statutory Reports, and Discharge of Directors and Commissioners 2 Approve Allocation of Income and For For Management Dividends 3 Approve Changes in Board of Directors For Against Management 4 Approve Remuneration and Tantiem of For For Management Directors and Commissioners 5 Approve Auditors For For Management 6 Approve Payment of Interim Dividend For For Management 7 Approve Updates in the Company's For For Management Recovery Plan -------------------------------------------------------------------------------- PT BANK MANDIRI (PERSERO) TBK Ticker: BMRI Security ID: Y7123S108 Meeting Date: AUG 28, 2019 Meeting Type: Special Record Date: AUG 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Evaluation of First Semester None For Shareholder Performance 2019 2 Approve Changes in Board of Company None Against Shareholder -------------------------------------------------------------------------------- PT BANK MANDIRI (PERSERO) TBK Ticker: BMRI Security ID: Y7123S108 Meeting Date: DEC 09, 2019 Meeting Type: Special Record Date: NOV 14, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Changes in Board of Company For Against Management -------------------------------------------------------------------------------- PT BANK MANDIRI (PERSERO) TBK Ticker: BMRI Security ID: Y7123S108 Meeting Date: FEB 19, 2020 Meeting Type: Annual Record Date: JAN 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements, For For Management Statutory Reports, Annual Report, Report of the Partnership and Community Development Program (PCDP), and Discharge of Directors and Commissioners 2 Approve Allocation of Income For For Management 3 Approve Remuneration and Tantiem of For For Management Directors and Commissioners 4 Appoint Auditors of the Company and For For Management the Partnership and Community Development Program (PCDP) 5 Approve Changes in Board of Company For Against Management -------------------------------------------------------------------------------- PT BANK NEGARA INDONESIA (PERSERO) TBK Ticker: BBNI Security ID: Y74568166 Meeting Date: AUG 30, 2019 Meeting Type: Special Record Date: AUG 07, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Evaluation of First Semester None For Shareholder Performance 2019 2 Approve Changes in Board of Company None Against Shareholder -------------------------------------------------------------------------------- PT BANK NEGARA INDONESIA (PERSERO) TBK Ticker: BBNI Security ID: Y74568166 Meeting Date: FEB 20, 2020 Meeting Type: Annual Record Date: JAN 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements, For For Management Statutory Reports, Financial Report of the Partnership and Community Development Program (PCDP), and Discharge of Directors and Commissioners 2 Approve Allocation of Income For For Management 3 Approve Remuneration and Tantiem of For For Management Directors and Commissioners 4 Appoint Auditors of the Company and For For Management the Partnership and Community Development Program (PCDP) 5 Approve Updates in the Company's For For Management Recovery Plan 6 Approve Changes in Board of Company For For Management -------------------------------------------------------------------------------- PT BANK RAKYAT INDONESIA (PERSERO) TBK Ticker: BBRI Security ID: Y0697U112 Meeting Date: SEP 02, 2019 Meeting Type: Special Record Date: AUG 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Evaluation of First Semester None For Shareholder Performance 2019 2 Approve Company's Recovery Plan None For Shareholder 3 Approve Changes in Board of Company None Against Shareholder -------------------------------------------------------------------------------- PT BANK RAKYAT INDONESIA (PERSERO) TBK Ticker: BBRI Security ID: Y0697U112 Meeting Date: FEB 18, 2020 Meeting Type: Annual Record Date: JAN 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements, Statutory For For Management Reports, and Report of the Partnership and Community Development Program (PCDP) and Discharge of Directors and Commissioners 2 Approve Allocation of Income For For Management 3 Approve Remuneration and Tantiem of For For Management Directors and Commissioners 4 Appoint Auditors of the Company and For For Management the Partnership and Community Development Program (PCDP) 5 Approve Changes in Board of Company For Against Management -------------------------------------------------------------------------------- PT BUKIT ASAM TBK Ticker: PTBA Security ID: Y8520P101 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: MAY 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements, For For Management Statutory Reports, and Discharge of Directors and Commissioners 2 Approve Financial Statements, For For Management Financial Report of the Partnership and Community Development Program (PCDP), and Discharge of Directors and Commissioners 3 Approve Allocation of Income and For For Management Dividends 4 Approve Remuneration and Tantiem of For For Management Directors and Commissioners 5 Approve Auditors of the Company and For For Management the PCDP 6 Amend Article 3 of the Articles of For Against Management Association in Relation to Electronically Integrated Business Licensing Services 7 Approve Changes in Board of Company None Against Shareholder -------------------------------------------------------------------------------- PT KALBE FARMA TBK Ticker: KLBF Security ID: Y71287208 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: APR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements, For For Management Statutory Reports, and Discharge of Directors and Commissioners 2 Approve Allocation of Income For For Management 3 Elect Directors and Commissioners For For Management 4 Approve Remuneration of Directors and For For Management Commissioners 5 Approve Auditors and Authorize Board For For Management to Fix Their Remuneration -------------------------------------------------------------------------------- PT PERUSAHAAN GAS NEGARA TBK Ticker: PGAS Security ID: Y7136Y118 Meeting Date: AUG 30, 2019 Meeting Type: Special Record Date: AUG 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Evaluation of First Semester None For Shareholder Performance 2019 2 Approve Changes in Board of Company None Against Shareholder -------------------------------------------------------------------------------- PT PERUSAHAAN GAS NEGARA TBK Ticker: PGAS Security ID: Y7136Y118 Meeting Date: JAN 21, 2020 Meeting Type: Special Record Date: DEC 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Changes in Board of None Against Shareholder Commissioners -------------------------------------------------------------------------------- PT PERUSAHAAN GAS NEGARA TBK Ticker: PGAS Security ID: Y7136Y118 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Annual Report and Report of the For For Management Partnership and Community Development Program (PCDP) 2 Approve Financial Statements, For For Management Financial Report of the Partnership and Community Development Program (PCDP), and Discharge of Directors and Commissioners 3 Approve Allocation of Income and For For Management Dividends 4 Approve Remuneration and Tantiem of For For Management Directors and Commissioners 5 Approve Auditors of the Company and For For Management the Partnership and Community Development Program (PCDP) 6 Approve Changes in Boards of Company For Against Management 7 Amend Article 3 of the Articles of For Against Management Association -------------------------------------------------------------------------------- PT UNILEVER INDONESIA TBK Ticker: UNVR Security ID: Y9064H141 Meeting Date: NOV 20, 2019 Meeting Type: Special Record Date: OCT 21, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.a.1 Approve Resignation of Amparo Cheung For For Management Aswin as Director 1.a.2 Elect Rizki Raksanugraha as Director For For Management 1.a.3 Approve Resignation of Vikram For For Management Kumaraswamy as Director 1.a.4 Elect Arif Hudaya as Director For For Management 2 Approve Stock Split and Amend Articles For For Management of Association in Relation to the Stock Split -------------------------------------------------------------------------------- PT UNITED TRACTORS TBK Ticker: UNTR Security ID: Y7146Y140 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: MAY 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income For For Management 3 Approve Changes in Board of For For Management Commissioners 4 Approve Remuneration of Commissioners For For Management 5 Approve Auditors For For Management -------------------------------------------------------------------------------- PUBLIC BANK BERHAD Ticker: 1295 Security ID: Y71497104 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: JUN 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Tham Chai Fhong as Director For For Management 2 Elect Teh Hong Piow as Director For For Management 3 Elect Tang Wing Chew as Director For For Management 4 Elect Cheah Kim Ling as Director For For Management 5 Approve Directors' Fees, Board For For Management Committees Members' Fees and Allowances 6 Approve Remuneration and For Against Management Benefits-In-Kind (Excluding Director's Fee and Board Meeting Allowance) to Teh Hong Piow 7 Approve Ernst & Young PLT as Auditors For Against Management and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- QUANTA COMPUTER, INC. Ticker: 2382 Security ID: Y7174J106 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Plan on Profit Distribution For For Management -------------------------------------------------------------------------------- RAKUTEN, INC. Ticker: 4755 Security ID: J64264104 Meeting Date: MAR 27, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles to Indemnify Directors For For Management - Indemnify Statutory Auditors 2.1 Elect Director Mikitani, Hiroshi For For Management 2.2 Elect Director Hosaka, Masayuki For For Management 2.3 Elect Director Charles B. Baxter For For Management 2.4 Elect Director Kutaragi, Ken For For Management 2.5 Elect Director Sarah J. M. Whitley For For Management 2.6 Elect Director Mitachi, Takashi For For Management 2.7 Elect Director Murai, Jun For For Management 3.1 Appoint Statutory Auditor Yamaguchi, For For Management Katsuyuki 3.2 Appoint Statutory Auditor Nishikawa, For For Management Yoshiaki 4 Approve Two Types of Deep Discount For Against Management Stock Option Plans -------------------------------------------------------------------------------- RAMSAY HEALTH CARE LIMITED Ticker: RHC Security ID: Q7982Y104 Meeting Date: NOV 14, 2019 Meeting Type: Annual Record Date: NOV 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 2 Approve Remuneration Report For Against Management 3.1 Elect Catriona Alison Deans as Director For For Management 3.2 Elect James Malcolm McMurdo as Director For For Management 4.1 Approve Grant of FY2020 Performance For For Management Rights to Craig Ralph McNally 4.2 Approve Grant of FY2019 Performance For For Management Rights to Craig Ralph McNally -------------------------------------------------------------------------------- RECKITT BENCKISER GROUP PLC Ticker: RB Security ID: G74079107 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAY 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Final Dividend For For Management 4 Re-elect Andrew Bonfield as Director For For Management 5 Re-elect Nicandro Durante as Director For For Management 6 Re-elect Mary Harris as Director For For Management 7 Re-elect Mehmood Khan as Director For For Management 8 Re-elect Pam Kirby as Director For For Management 9 Re-elect Chris Sinclair as Director For For Management 10 Re-elect Elane Stock as Director For For Management 11 Elect Jeff Carr as Director For For Management 12 Elect Sara Mathew as Director For For Management 13 Elect Laxman Narasimhan as Director For For Management 14 Reappoint KPMG LLP as Auditors For For Management 15 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 16 Authorise EU Political Donations and For For Management Expenditure 17 Authorise Issue of Equity For For Management 18 Authorise Issue of Equity without For For Management Pre-emptive Rights 19 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 20 Authorise Market Purchase of Ordinary For For Management Shares 21 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- RECRUIT HOLDINGS CO., LTD. Ticker: 6098 Security ID: J6433A101 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Minegishi, Masumi For For Management 1.2 Elect Director Idekoba, Hisayuki For For Management 1.3 Elect Director Senaha, Ayano For For Management 1.4 Elect Director Rony Kahan For For Management 1.5 Elect Director Izumiya, Naoki For For Management 1.6 Elect Director Totoki, Hiroki For For Management 2.1 Appoint Statutory Auditor Nagashima, For For Management Yukiko 2.2 Appoint Statutory Auditor Ogawa, For For Management Yoichiro 2.3 Appoint Statutory Auditor Natori, For For Management Katsuya 2.4 Appoint Alternate Statutory Auditor For For Management Tanaka, Miho -------------------------------------------------------------------------------- RED ELECTRICA CORP. SA Ticker: REE Security ID: E42807110 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Standalone Financial Statements For For Management 2 Approve Consolidated Financial For For Management Statements 3 Approve Allocation of Income For For Management 4 Approve Non-Financial Information For For Management Statement 5 Approve Discharge of Board For For Management 6.1 Ratify Appointment of and Elect For For Management Beatriz Corredor Sierra as Director 6.2 Ratify Appointment of and Elect For For Management Roberto Garcia Merino as Director 6.3 Reelect Carmen Gomez de Barreda Tous For For Management de Monsalve as Director 7 Authorize Increase in Capital up to 50 For For Management Percent via Issuance of Equity or Equity-Linked Securities, Excluding Preemptive Rights of up to 10 Percent 8 Authorize Issuance of Non-Convertible For For Management and/or Convertible Bonds, Debentures, Warrants, and Other Debt Securities up to EUR 5 Billion with Exclusion of Preemptive Rights up to 10 Percent of Capital 9.1 Authorize Share Repurchase Program For For Management 9.2 Approve Stock-for-Salary Plan For For Management 9.3 Revoke All Previous Authorizations For For Management 10.1 Approve Remuneration Report For For Management 10.2 Approve Remuneration of Directors For For Management 11 Renew Appointment of KPMG Auditores as For For Management Auditor 12 Authorize Board to Ratify and Execute For For Management Approved Resolutions 13 Receive Corporate Governance Report None None Management 14 Receive Amendments to Board of None None Management Directors Regulations -------------------------------------------------------------------------------- REDEFINE PROPERTIES LTD. Ticker: RDF Security ID: S6815L196 Meeting Date: FEB 20, 2020 Meeting Type: Annual Record Date: FEB 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Sipho Pityana as Director For For Management 2 Elect Daisy Naidoo as Director For For Management 3 Re-elect Leon Kok as Director For For Management 4 Re-elect Bridgitte Mathews as Director For Against Management 5.1 Elect Daisy Naidoo as Chairperson of For For Management the Audit Committee 5.2 Re-elect Bridgitte Mathews as Member For For Management of the Audit Committee 5.3 Re-elect Lesego Sennelo as Member of For For Management the Audit Committee 6 Reappoint PricewaterhouseCoopers Inc For For Management as Auditors of the Company with John Bennett as the Designated Auditor 7 Place Authorised but Unissued Shares For For Management under Control of Directors 8 Authorise Board to Issue Shares for For For Management Cash 9 Authorise Issue of Shares Pursuant to For For Management a Reinvestment Option 10 Approve Remuneration Policy For For Management 11 Approve Implementation of the For Against Management Remuneration Policy 12 Authorise Ratification of Approved For For Management Resolutions 1 Amend Memorandum of Incorporation For For Management 2.1 Approve Remuneration of Independent For For Management Non-executive Chairperson 2.2 Approve Remuneration of Lead For For Management Independent Director 2.3 Approve Remuneration of Non-executive For For Management Director 2.4 Approve Remuneration of Audit For For Management Committee Chairperson 2.5 Approve Remuneration of Audit For For Management Committee Member 2.6 Approve Remuneration of Risk, For For Management Compliance and Technology Committee Chairperson 2.7 Approve Remuneration of Risk, For For Management Compliance and Technology Committee Member 2.8 Approve Remuneration of Remuneration For For Management Committee Chairperson 2.9 Approve Remuneration of Remuneration For For Management Committee Member 2.10 Approve Remuneration of Nomination and For For Management Governance Committee Chairperson 2.11 Approve Remuneration of Nomination and For For Management Governance Committee Member 2.12 Approve Remuneration of Social, Ethics For For Management and Transformation Committee Chairperson 2.13 Approve Remuneration of Social, Ethics For For Management and Transformation Committee Member 2.14 Approve Remuneration of Investment For For Management Committee Chairperson 2.15 Approve Remuneration of Investment For For Management Committee Member 3 Approve Financial Assistance in Terms For For Management of Section 44 of the Companies Act 4 Approve Financial Assistance in Terms For For Management of Section 45 of the Companies Act 5 Authorise Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- RELIANCE INDUSTRIES LIMITED Ticker: 500325 Security ID: Y72596102 Meeting Date: AUG 12, 2019 Meeting Type: Annual Record Date: AUG 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.a Accept Financial Statements and For For Management Statutory Reports 1.b Accept Consolidated Financial For For Management Statements and Statutory Reports 2 Approve Dividend For For Management 3 Elect Pawan Kumar Kapil as Director For For Management 4 Elect Nita M. Ambani as Director For For Management 5 Approve Reappointment and Remuneration For For Management of P.M.S. Prasad as Whole-time Director, Designated as Executive Director 6 Reelect Raminder Singh Gujral as For Against Management Director 7 Elect Arundhati Bhattacharya as For For Management Director 8 Approve Remuneration of Cost Auditors For For Management -------------------------------------------------------------------------------- RELX PLC Ticker: REL Security ID: G7493L105 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: APR 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Policy For For Management 3 Approve Remuneration Report For For Management 4 Approve Final Dividend For For Management 5 Reappoint Ernst & Young LLP as Auditors For For Management 6 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 7 Elect Charlotte Hogg as Director For For Management 8 Re-elect Erik Engstrom as Director For For Management 9 Re-elect Sir Anthony Habgood as For For Management Director 10 Re-elect Wolfhart Hauser as Director For For Management 11 Re-elect Marike van Lier Lels as For For Management Director 12 Re-elect Nick Luff as Director For For Management 13 Re-elect Robert MacLeod as Director For For Management 14 Re-elect Linda Sanford as Director For For Management 15 Re-elect Andrew Sukawaty as Director For For Management 16 Re-elect Suzanne Wood as Director For For Management 17 Authorise Issue of Equity For For Management 18 Authorise Issue of Equity without For For Management Pre-emptive Rights 19 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 20 Authorise Market Purchase of Ordinary For For Management Shares 21 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- RELX PLC Ticker: REL Security ID: G7493L105 Meeting Date: MAY 26, 2020 Meeting Type: Special Record Date: MAY 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Increase in Borrowing Limit For For Management Under the Company's Articles of Association -------------------------------------------------------------------------------- REMGRO LTD. Ticker: REM Security ID: S6873K106 Meeting Date: NOV 28, 2019 Meeting Type: Annual Record Date: NOV 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for the Year Ended 30 June 2019 2 Reappoint PricewaterhouseCoopers Inc. For For Management as Auditors of the Company with Anton Wentzel as the Individual Registered Auditor 3 Re-elect Jannie Durand as Director For For Management 4 Re-elect Peter Mageza as Director For For Management 5 Re-elect Josua Malherbe as Director For For Management 6 Re-elect Phillip Moleketi as Director For For Management 7 Re-elect Frederick Robertson as For For Management Director 8 Elect Anton Rupert as Director For For Management 9 Re-elect Sonja de Bruyn Sebotsa as For For Management Member of the Audit and Risk Committee 10 Re-elect Peter Mageza as Member of the For For Management Audit and Risk Committee 11 Re-elect Phillip Moleketi as Member of For For Management the Audit and Risk Committee 12 Re-elect Frederick Robertson as Member For For Management of the Audit and Risk Committee 13 Place Authorised but Unissued Shares For For Management under Control of Directors 14 Approve Remuneration Policy For For Management 15 Approve Remuneration Implementation For For Management Report 1 Approve Directors' Remuneration For For Management 2 Authorise Repurchase of Issued Share For For Management Capital 3 Approve Financial Assistance in Terms For For Management of Section 44 of the Companies Act 4 Approve Financial Assistance in Terms For For Management of Section 45 of the Companies Act -------------------------------------------------------------------------------- RENTOKIL INITIAL PLC Ticker: RTO Security ID: G7494G105 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Elect Cathy Turner as Director For For Management 4 Re-elect John Pettigrew as Director For For Management 5 Re-elect Andy Ransom as Director For For Management 6 Re-elect Angela Seymour-Jackson as For For Management Director 7 Re-elect Richard Solomons as Director For For Management 8 Re-elect Julie Southern as Director For For Management 9 Re-elect Jeremy Townsend as Director For For Management 10 Re-elect Linda Yueh as Director For For Management 11 Reappoint KPMG LLP as Auditors For For Management 12 Authorise Board to Fix Remuneration of For For Management Auditors 13 Authorise Issue of Equity For For Management 14 Authorise Issue of Equity without For For Management Pre-emptive Rights 15 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 16 Authorise Market Purchase of Ordinary For For Management Shares 17 Authorise EU Political Donations and For For Management Expenditure 18 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- REPSOL SA Ticker: REP Security ID: E8471S130 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAY 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Consolidated and Standalone For For Management Financial Statements 2 Approve Non-Financial Information For For Management Statement 3 Approve Treatment of Net Loss For For Management 4 Approve Creation of Reserves Not For For Management Arising from Profits and Approve Transfer of Reserves for the Transition to the 2007 Spanish General Accounting Plan Account to Voluntary Reserves 5 Approve Discharge of Board For For Management 6 Approve Scrip Dividends For For Management 7 Approve Scrip Dividends For For Management 8 Approve Reduction in Share Capital via For For Management Amortization of Treasury Shares 9 Approve Share Matching Program For For Management 10 Approve Long-Term Incentive Plan For For Management 11 Advisory Vote on Remuneration Report For For Management 12 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- RESONA HOLDINGS, INC. Ticker: 8308 Security ID: J6448E106 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Higashi, Kazuhiro For For Management 1.2 Elect Director Minami, Masahiro For For Management 1.3 Elect Director Noguchi, Mikio For For Management 1.4 Elect Director Kawashima, Takahiro For For Management 1.5 Elect Director Urano, Mitsudo For For Management 1.6 Elect Director Matsui, Tadamitsu For For Management 1.7 Elect Director Sato, Hidehiko For For Management 1.8 Elect Director Baba, Chiharu For For Management 1.9 Elect Director Iwata, Kimie For For Management 1.10 Elect Director Egami, Setsuko For For Management -------------------------------------------------------------------------------- RHB BANK BERHAD Ticker: 1066 Security ID: Y72783106 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: MAY 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Final Dividend For For Management 2 Elect Rebecca Fatima Sta Maria as For For Management Director 3 Elect Khairussaleh Bin Ramli as For For Management Director 4 Elect Govindan A/L Kunchamboo as For For Management Director 5 Elect Mohamad Nasir Bin Ab Latif as For For Management Director 6 Approve Directors' Fees and Board For For Management Committees' Allowances for the Financial Year Ended December 31, 2019 7 Approve Directors' Fees and Board For For Management Committees' Allowances from January 1, 2020 Until the 55th AGM 8 Approve Directors' Remuneration For For Management (Excluding Directors' Fees and Board Committees' Allowances) 9 Approve PricewaterhouseCoopers PLT as For For Management Auditors and Authorize Board to Fix Their Remuneration 10 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- RMB HOLDINGS LTD. Ticker: RMH Security ID: S6992P127 Meeting Date: NOV 14, 2019 Meeting Type: Annual Record Date: NOV 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Re-elect Jannie Durand as Director For Against Management 1.2 Re-elect Peter Cooper as Director For Against Management 1.3 Re-elect Laurie Dippenaar as Director For Against Management 1.4 Re-elect Sonja De Bruyn as Director For For Management 1.5 Elect Obakeng Phetwe as Director For Against Management 2 Place Authorised but Unissued Shares For For Management under Control of Directors 3 Authorise Board to Issue Shares for For For Management Cash 4 Reappoint PricewaterhouseCoopers Inc For For Management as Auditors of the Company and Authorise Their Remuneration 5.1 Re-elect Sonja De Bruyn as Member of For For Management the Audit and Risk Committee 5.2 Re-elect Per-Erik Lagerstrom as Member For For Management of the Audit and Risk Committee 5.3 Re-elect James Teeger as Member of the For For Management Audit and Risk Committee 6 Authorise Ratification of Approved For For Management Resolutions 7.1 Approve Remuneration Policy For Against Management 7.2 Approve Remuneration Implementation For Against Management Report 1 Approve Non-executive Directors' For For Management Remuneration 2 Authorise Repurchase of Issued Share For For Management Capital 3 Authorise Issue of Shares or Options For For Management Pursuant to a Reinvestment Option 4 Approve Financial Assistance to For Against Management Directors, Prescribed Officers and Employee Share Scheme Beneficiaries 5 Approve Financial Assistance to For For Management Related or Inter-related Entities -------------------------------------------------------------------------------- RMB HOLDINGS LTD. Ticker: RMH Security ID: S6992P127 Meeting Date: JUN 01, 2020 Meeting Type: Special Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve the RMH Unbundling in Terms of For For Management Section 112 of the Companies Act -------------------------------------------------------------------------------- ROYAL AHOLD DELHAIZE NV Ticker: AD Security ID: N0074E105 Meeting Date: APR 08, 2020 Meeting Type: Annual Record Date: MAR 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Receive Report of Management Board None None Management (Non-Voting) 3 Receive Explanation on Company's None None Management Reserves and Dividend Policy 4 Adopt Financial Statements For For Management 5 Approve Dividends of EUR 0.76 Per Share For For Management 6 Approve Remuneration Report For For Management 7 Approve Discharge of Management Board For For Management 8 Approve Discharge of Supervisory Board For For Management 9 Approve Remuneration Policy for For For Management Management Board Members 10 Approve Remuneration Policy for For For Management Supervisory Board Members 11 Elect Frank van Zanten to Supervisory For For Management Board 12 Elect Helen Weir to Supervisory Board For For Management 13 Reelect Mary Anne Citrino to For For Management Supervisory Board 14 Reelect Dominique Leroy to Supervisory For For Management Board 15 Reelect Bill McEwan to Supervisory For For Management Board 16 Reelect Kevin Holt to Management Board For For Management 17 Elect Natalie Knight to Management For For Management Board 18 Ratify PricewaterhouseCoopers as For For Management Auditors 19 Grant Board Authority to Issue Shares For For Management Up to 10 Percent of Issued Capital 20 Authorize Board to Exclude Preemptive For For Management Rights from Share Issuances 21 Authorize Board to Acquire Common For For Management Shares 22 Approve Cancellation of Repurchased For For Management Shares 23 Close Meeting None None Management -------------------------------------------------------------------------------- ROYAL KPN NV Ticker: KPN Security ID: N4297B146 Meeting Date: APR 15, 2020 Meeting Type: Annual Record Date: MAR 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Receive Report of Management Board None None Management (Non-Voting) 3 Adopt Financial Statements For For Management 4 Approve Remuneration Report For For Management 5 Receive Explanation on Company's None None Management Reserves and Dividend Policy 6 Approve Dividends of EUR 12.5 Per Share For For Management 7 Approve Discharge of Management Board For For Management 8 Approve Discharge of Supervisory Board For For Management 9 Ratify Ernst & Young as Auditors For For Management 10 Opportunity to Make Recommendations None None Management 11 Elect C. Guillouard to Supervisory For For Management Board 12 Announce Vacancies on the Supervisory None None Management Board 13 Approve Remuneration Policy for For For Management Management Board 14 Approve Remuneration Policy for For For Management Supervisory Board 15 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 16 Approve Reduction in Share Capital For For Management through Cancellation of Shares 17 Grant Board Authority to Issue Shares For For Management up to 10 Percent of Issued Capital 18 Authorize Board to Exclude Preemptive For For Management Rights from Share Issuances 19 Other Business (Non-Voting) None None Management 20 Close Meeting None None Management -------------------------------------------------------------------------------- ROYAL VOPAK NV Ticker: VPK Security ID: N5075T159 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: MAR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Receive Report of Management Board None None Management (Non-Voting) 3 Approve Remuneration Report Containing For For Management Remuneration Policy 4 Adopt Financial Statements For For Management 5.a Receive Explanation on Company's None None Management Reserves and Dividend Policy 5.b Approve Dividends of EUR 1.15 Per Share For For Management 6 Approve Discharge of Management Board For For Management 7 Approve Discharge of Supervisory Board For For Management 8 Elect B.J. Noteboom to Supervisory For For Management Board 9.a Approve Remuneration Policy for For For Management Supervisory Board 9.b Approve Remuneration Policy for For For Management Management Board 10 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 11 Authorize Cancellation of Repurchased For For Management Shares 12 Ratify Deloitte as Auditors For For Management 13 Other Business (Non-Voting) None None Management 14 Close Meeting None None Management -------------------------------------------------------------------------------- RSA INSURANCE GROUP PLC Ticker: RSA Security ID: G7705H157 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAY 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Policy For For Management 3 Approve Remuneration Report For For Management 4 Approve Final Dividend For Abstain Management 5 Re-elect Martin Scicluna as Director For For Management 6 Re-elect Stephen Hester as Director For For Management 7 Re-elect Scott Egan as Director For For Management 8 Elect Charlotte Jones as Director For For Management 9 Re-elect Alastair Barbour as Director For For Management 10 Re-elect Sonia Baxendale as Director For For Management 11 Elect Clare Bousfield as Director For For Management 12 Re-elect Kath Cates as Director For For Management 13 Re-elect Enrico Cucchiani as Director For For Management 14 Re-elect Martin Strobel as Director For For Management 15 Reappoint KPMG LLP as Auditors For For Management 16 Authorise Board to Fix Remuneration of For For Management Auditors 17 Authorise EU Political Donations and For For Management Expenditure 18 Approve Increase in the Maximum For For Management Aggregate Fees Payable to Non-executive Directors 19 Authorise Issue of Equity For For Management 20 Authorise Issue of Equity without For For Management Pre-emptive Rights 21 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 22 Authorise Issue of Equity in For For Management Connection with the Issue of Mandatory Convertible Securities 23 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with the Issue of Mandatory Convertible Securities 24 Authorise Market Purchase of Ordinary For For Management Shares 25 Adopt New Articles of Association For For Management 26 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- RYMAN HEALTHCARE LIMITED Ticker: RYM Security ID: Q8203F106 Meeting Date: JUL 25, 2019 Meeting Type: Annual Record Date: JUL 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 2 Approve the Amendments to the For For Management Company's Constitution 3.1 Elect Anthony Leighs as Director For For Management 3.2 Elect George Savvides as Director For For Management 3.3 Elect David Kerr as Director For For Management 4 Authorize Board to Fix Remuneration of For For Management the Auditors -------------------------------------------------------------------------------- S-OIL CORP. Ticker: 010950 Security ID: Y80710109 Meeting Date: MAR 26, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Hussain A. Al-Qahtani as Inside For For Management Director 2.2 Elect A.M.Al-Judaimi as For For Management Non-Independent Non-Executive Director 2.3 Elect S.A.Al-Hadrami as For For Management Non-Independent Non-Executive Director 2.4 Elect S.M.Al-Hereagi as For For Management Non-Independent Non-Executive Director 2.5 Elect Ziad T. Al-Murshed as For For Management Non-Independent Non-Executive Director 2.6 Elect Kim Cheol-su as Outside Director For For Management 2.7 Elect Lee Seung-won as Outside Director For For Management 2.8 Elect Hong Seok-woo as Outside Director For For Management 2.9 Elect Hwang In-tae as Outside Director For For Management 2.10 Elect Shin Mi-nam as Outside Director For For Management 2.11 Elect Jungsoon Janice Lee as Outside For For Management Director 3.1 Elect Lee Seung-won as a Member of For For Management Audit Committee 3.2 Elect Hong Seok-woo as a Member of For For Management Audit Committee 3.3 Elect Hwang In-tae as a Member of For For Management Audit Committee 3.4 Elect Shin Mi-nam as a Member of Audit For For Management Committee 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- SAMSUNG FIRE & MARINE INSURANCE CO., LTD. Ticker: 000810 Security ID: Y7473H108 Meeting Date: MAR 20, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Jang Deok-hui as Inside Director For For Management 2.2 Elect Park Dae-dong as Outside Director For Against Management 3 Elect Park Se-min as Outside Director For Against Management to Serve as Audit Committee Member 4 Elect Kim Seong-jin as a Member of For Against Management Audit Committee 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- SAMSUNG SDI CO., LTD. Ticker: 006400 Security ID: Y74866107 Meeting Date: MAR 18, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For Against Management Allocation of Income 2.1 Elect Jun Young-hyun as Inside Director For Against Management 2.2 Elect Kwon Oh-kyung as Outside Director For For Management 2.3 Elect Kim Duk-hyun as Outside Director For For Management 2.4 Elect Park Tae-ju as Outside Director For For Management 2.5 Elect Choi Won-wook as Outside Director For For Management 3.1 Elect Kwon Oh-kyung as a Member of For For Management Audit Committee 3.2 Elect Kim Duk-hyun as a Member of For For Management Audit Committee 3.3 Elect Park Tae-ju as a Member of Audit For For Management Committee 3.4 Elect Choi Won-wook as a Member of For For Management Audit Committee 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- SANDVIK AKTIEBOLAG Ticker: SAND Security ID: W74857165 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Chairman of Meeting For Did Not Vote Management 3 Prepare and Approve List of For Did Not Vote Management Shareholders 4 Designate Inspector(s) of Minutes of For Did Not Vote Management Meeting 5 Approve Agenda of Meeting For Did Not Vote Management 6 Acknowledge Proper Convening of Meeting For Did Not Vote Management 7 Receive Financial Statements and None None Management Statutory Reports 8 Accept Financial Statements and For Did Not Vote Management Statutory Reports 9 Approve Discharge of Board and For Did Not Vote Management President 10 Approve Allocation of Income and For Did Not Vote Management Omission of Dividends 11 Determine Number of Directors (8) and For Did Not Vote Management Deputy Directors (0) of Board; Determine Number of Auditors (1) and Deputy Auditors 12 Approve Remuneration of Directors in For Did Not Vote Management the Amount of SEK 2.55 Million for Chairman and SEK 690,000 for Other Directors; Approve Remuneration for Committee Work; Approve Remuneration for Auditor 13.1 Elect Stefan Widing as New Director For Did Not Vote Management 13.2 Elect Kai Warn as New Director For Did Not Vote Management 13.3 Reelect Jennifer Allerton as Director For Did Not Vote Management 13.4 Reelect Claes Boustedt as Director For Did Not Vote Management 13.5 Reelect Marika Fredriksson as Director For Did Not Vote Management 13.6 Reelect Johan Karlstrom as Director For Did Not Vote Management 13.7 Reelect Johan Molin as Director For Did Not Vote Management 13.8 Reelect Helena Stjernholm as Director For Did Not Vote Management 14 Reelect Johan Molin as Chairman of the For Did Not Vote Management Board 15 Ratify PricewaterhouseCoopers as For Did Not Vote Management Auditors 16 Authorize Chairman of Board and For Did Not Vote Management Representatives of Four of Company's Largest Shareholders to Serve on Nominating Committee 17 Approve Remuneration Policy And Other For Did Not Vote Management Terms of Employment For Executive Management 18 Approve Performance Share Matching For Did Not Vote Management Plan LTI 2020 19 Authorize Share Repurchase Program For Did Not Vote Management 20 Close Meeting None None Management -------------------------------------------------------------------------------- SANLAM LTD. Ticker: SLM Security ID: S7302C137 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: MAY 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for the Year Ended 31 December 2019 2 Reappoint Ernst & Young Inc as For For Management Auditors with C du Toit as the Individual and Designated Auditor 3 Appoint KPMG Inc as Joint Auditors For For Management 4.1 Elect Andrew Birrell as Director For For Management 4.2 Elect Elias Masilela as Director For For Management 4.3 Elect Kobus Moller as Director For For Management 5.1 Re-elect Rejoice Simelane as Director For For Management 5.2 Re-elect Paul Hanratty as Director None None Management (Resolution withdrawn as per SENS dated 25 May 2020) 6.1 Re-elect Heinie Werth as Director For For Management 6.2 Elect Jeanett Modise as Director For For Management 7.1 Elect Andrew Birrell as Member of the For For Management Audit Committee 7.2 Re-elect Paul Hanratty as Member of None None Management the Audit Committee (Resolution withdrawn as per SENS dated 25 May 2020) 7.3 Re-elect Mathukana Mokoka as Member of For Against Management the Audit Committee 7.4 Re-elect Karabo Nondumo as Member of For For Management the Audit Committee 7.5 Elect Kobus Moller as Member of the For Against Management Audit Committee 8.1 Approve Remuneration Policy For For Management 8.2 Approve Remuneration Implementation For Against Management Report 9 Approve Remuneration of Executive For For Management Directors and Non-executive Directors for the Financial Year Ended 31 December 2019 10 Place Authorised but Unissued Shares For For Management under Control of Directors 11 Authorise Board to Issue Shares for For For Management Cash 12 Authorise Ratification of Approved For For Management Resolutions A Approve Remuneration of Non-executive For For Management Directors for the Period 01 July 2020 until 30 June 2021 B Authorise Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- SANTANDER BANK POLSKA SA Ticker: SPL Security ID: X0646L107 Meeting Date: SEP 23, 2019 Meeting Type: Special Record Date: SEP 07, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Meeting Chairman For For Management 3 Acknowledge Proper Convening of Meeting None None Management 4 Approve Agenda of Meeting For For Management 5 Receive Information on Division of None None Management Santander Securities SA 6 Approve Division of Santander For For Management Securities SA by Tranferring Organized Part of Enterprise to Santander Bank Polska SA and Santander Finanse sp. z o.o. 7 Elect Supervisory Board Member For Against Management 8 Approve Sale of Organized Part of For Against Management Enterprise 9 Receive Information on Changes of None None Management Suitability Assessment Policy for Supervisory Board Members 10 Amend Statute For Against Management 11 Approve Remuneration of Newly Elected For Against Management Supervisory Board Member; Amend May 17, 2019, AGM Resolution Re: Approve Remuneration of Supervisory Board Members 12 Close Meeting None None Management -------------------------------------------------------------------------------- SANTANDER BANK POLSKA SA Ticker: SPL Security ID: X0646L107 Meeting Date: JUN 22, 2020 Meeting Type: Annual Record Date: JUN 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Meeting Chairman For For Management 3 Acknowledge Proper Convening of Meeting None None Management 4 Approve Agenda of Meeting For For Management 5 Approve Financial Statements For For Management 6 Approve Consolidated Financial For For Management Statements 7 Approve Management Board Report on For For Management Company's and Group's Operations 8 Approve Allocation of Income and For For Management Omission of Dividends 9.1 Approve Discharge of Michal Gajewski For For Management (CEO) 9.2 Approve Discharge of Andrzej Burliga For For Management (Deputy CEO) 9.3 Approve Discharge of Michael McCarthy For For Management (Deputy CEO) 9.4 Approve Discharge of Juan de Porras For For Management Aguirre (Deputy CEO) 9.5 Approve Discharge of Arkadiusz Przybyl For For Management (Deputy CEO) 9.6 Approve Discharge of Feliks For For Management Szyszkowiak (Deputy CEO) 9.7 Approve Discharge of Patryk Nowakowski For For Management (Management Board Member) 9.8 Approve Discharge of Carlos Polaino For For Management Izquierdo (Management Board Member) 9.9 Approve Discharge of Maciej Reluga For For Management (Management Board Member) 9.10 Approve Discharge of Dorota For For Management Strojkowska (Management Board Member) 10 Approve Supervisory Board Reports For For Management 11.1 Approve Discharge of Gerry Byrne For For Management (Supervisory Board Chairman) 11.2 Approve Discharge of Jose Manuel Campa For For Management (Supervisory Board Member) 11.3 Approve Discharge of Jose Garcia For For Management Cantera (Supervisory Board Member) 11.4 Approve Discharge of Danuta Dabrowska For For Management (Supervisory Board Member) 11.5 Approve Discharge of Isabel Guerreiro For For Management (Supervisory Board Member) 11.6 Approve Discharge of David Hexter For For Management (Supervisory Board Member) 11.7 Approve Discharge of Witold Jurcewicz For For Management (Supervisory Board Member) 11.8 Approve Discharge of Jose Luis De Mora For For Management (Supervisory Board Member) 11.9 Approve Discharge of John Power For For Management (Supervisory Board Member) 11.10 Approve Discharge of Jerzy Surma For For Management (Supervisory Board Member) 11.11 Approve Discharge of Marynika For For Management Woroszylska-Sapieha (Supervisory Board Member) 12.1 Approve Discharge of Waldemar For For Management Markiewicz (CEO) Santander Securities SA 12.2 Approve Discharge of Dariusz For For Management Strzyzewski (Management Board Member) Santander Securities SA 12.3 Approve Discharge of Maciej Pietrucha For For Management (Management Board Member) Santander Securities SA 13.1 Approve Discharge of John Power For For Management (Supervisory Board Chairman) Santander Securities SA 13.2 Approve Discharge of Dagmara Wojnar For For Management (Supervisory Board Member) Santander Securities SA 13.3 Approve Discharge of Arkadiusz Przybyl For For Management (Supervisory Board Member) Santander Securities SA 13.4 Approve Discharge of Pawel For For Management Wojciechowski (Supervisory Board Member) Santander Securities SA 13.5 Approve Discharge of Jacek Tucharz For For Management (Supervisory Board Member) Santander Securities SA 13.6 Approve Discharge of Marcin Prell For For Management (Supervisory Board Member) Santander Securities SA 14.1 Elect Gerry Byrne as Supervisory Board For Against Management Member 14.2 Elect Dominika Bettman as Supervisory For For Management Board Member 14.3 Elect Jose Garcia Cantera as For Against Management Supervisory Board Member 14.4 Elect Danuta Dabrowska as Supervisory For Against Management Board Member 14.5 Elect David Hexter as Supervisory For Against Management Board Member 14.6 Elect Isabel Guerreiro as Supervisory For Against Management Board Member 14.7 Elect Jose Luis de Mora as Supervisory For Against Management Board Member 14.8 Elect John Power as Supervisory Board For Against Management Member 14.9 Elect Jerzy Surma as Supervisory Board For Against Management Member 14.10 Elect Marynika Woroszylska-Sapieha as For Against Management Supervisory Board Member 15 Elect Gerry Byrne as Supervisory Board For Against Management Chairman 16 Approve Remuneration Policy For Against Management 17 Approve Terms of Remuneration of For For Management Supervisory Board Members 18 Approve Increase in Share Capital via For For Management Issuance of Series O Shares for Performance Share Plan without Preemptive Rights; Approve Dematerialization and Listing of New Shares; Amend Statute Accordingly 19.1 Amend Statute Re: Corporate Purpose For For Management 19.2 Amend Statute For For Management 20 Close Meeting None None Management -------------------------------------------------------------------------------- SANTEN PHARMACEUTICAL CO., LTD. Ticker: 4536 Security ID: J68467109 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 14 2.1 Elect Director Kurokawa, Akira For For Management 2.2 Elect Director Taniuchi, Shigeo For For Management 2.3 Elect Director Ito, Takeshi For For Management 2.4 Elect Director Oishi, Kanoko For For Management 2.5 Elect Director Shintaku, Yutaro For For Management 2.6 Elect Director Minakawa, Kunihito For For Management 3 Appoint Statutory Auditor Isaka, For For Management Hiroshi -------------------------------------------------------------------------------- SAP SE Ticker: SAP Security ID: D66992104 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 1.58 per Share 3 Approve Discharge of Management Board For For Management for Fiscal 2019 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2019 5 Ratify KPMG AG as Auditors for Fiscal For For Management 2020 6.1 Approve Creation of EUR 250 Million For For Management Pool of Capital with Preemptive Rights 6.2 Approve Creation of EUR 250 Million For For Management Pool of Capital with Partial Exclusion of Preemptive Rights 7 Approve Remuneration Policy for the For For Management Management Board 8 Approve Remuneration Policy for the For For Management Supervisory Board -------------------------------------------------------------------------------- SASOL LTD. Ticker: SOL Security ID: 803866102 Meeting Date: NOV 27, 2019 Meeting Type: Annual Record Date: NOV 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Re-elect Trix Kennealy as Director For Against Management 1.2 Re-elect Peter Robertson as Director For For Management 1.3 Re-elect Paul Victor as Director For Against Management 2 Elect Sipho Nkosi as Director For For Management 3 Elect Fleetwood Grobler as Director For For Management 4 Elect Vuyo Kahla as Director For For Management 5 Reappoint PricewaterhouseCoopers Inc. For For Management as Auditors of the Company 6.1 Re-elect Colin Beggs as Member of the For Against Management Audit Committee 6.2 Re-elect Trix Kennealy as Member of For Against Management the Audit Committee 6.3 Re-elect Nomgando Matyumza as Member For Against Management of the Audit Committee 6.4 Re-elect Stephen Westwell as Member of For Against Management the Audit Committee 7 Approve Remuneration Policy For For Management 8 Approve Implementation Report of the For For Management Remuneration Policy 9 Amend Memorandum of Incorporation For For Management -------------------------------------------------------------------------------- SAUDI ARABIAN MINING CO. Ticker: 1211 Security ID: M8236Q107 Meeting Date: NOV 04, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Increase in Authorized Capital For Against Management Pursuant to the Debt Transfer Agreement 2 Approve Related Party Transactions Re: For Against Management Loan Agreement Dated 26 June 2019 3 Approve Related Party Transactions Re: For Against Management Loan Agreement Dated 27 June 2019 4 Approve Related Party Transactions Re: For Against Management Debt Transfer Agreement 5 Amend Article 7 of Bylaws Re: Changes For Against Management in Capital 6 Elect Yasir Al Rumayyan as Director For For Management -------------------------------------------------------------------------------- SAUDI ARABIAN MINING CO. Ticker: 1211 Security ID: M8236Q107 Meeting Date: MAR 15, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for FY 2019 2 Approve Auditors' Report on Company For For Management Financial Statements for FY 2019 3 Approve Board Report on Company For For Management Operations for FY 2019 4 Approve Absence of Dividends for FY For For Management 2019 5 Approve Discharge of Directors for FY For For Management 2019 6 Approve Remuneration of Directors for For For Management FY 2019 7 Elect Abdullah Jumaa as Director For For Management 8 Elect Richard Obrian as Member of For For Management Audit Committee -------------------------------------------------------------------------------- SAUDI BASIC INDUSTRIES CORP. Ticker: 2010 Security ID: M8T36U109 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Auditors' Report on Company For For Management Financial Statements for FY 2019 2 Accept Financial Statements and For For Management Statutory Reports for FY 2019 3 Approve Board Report on Company For For Management Operations for FY 2019 4 Ratify Auditors and Fix Their For Against Management Remuneration for Q2, Q3 and Q4 of FY 2020 and Q1 of FY 2021 5 Ratify Distributed Dividend of SAR 2. For Against Management 20 per Share for First Half of FY 2019 6 Approve Dividend of SAR 2.20 per Share For Against Management for Second Half of FY 2019 7 Amend Nomination and Remuneration For For Management Committee Charter 8 Approve Discharge of Directors for FY For For Management 2019 9 Approve Remuneration of Directors of For For Management SAR 1,800,000 for FY 2019 10 Approve Interim Dividends Semi For For Management Annually or Quarterly for FY 2020 -------------------------------------------------------------------------------- SAUDI BASIC INDUSTRIES CORP. Ticker: 2010 Security ID: M8T36U109 Meeting Date: JUN 10, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Article 2 of Bylaws Re: Company For For Management Main Center 2 Amend Article 3 of Bylaws Re: For For Management Corporate Purpose 3 Amend Article 4 of Bylaws Re: For For Management Ownership, Participation and Merger 4 Delete Article 8 of Bylaws Re: Shares For For Management Ownership 5 Amend Article 12 of Bylaws Re: For For Management Preferred Shares 6 Amend Article 13 of Bylaws Re: For For Management Increase of Capital 7 Amend Article 14 of Bylaws Re: For For Management Decrease of Capital 8 Amend Article 15 of Bylaws Re: Board For Against Management Composition 9 Amend Article 16 of Bylaws Re: Board For For Management Meetings 10 Amend Article 17 of Bylaws Re: Board For For Management Decisions and Its Deliberations 11 Amend Article 18 of Bylaws Re: Board For For Management Powers and Responsibilities 12 Amend Article 19 of Bylaws Re: For For Management Chairman Powers 13 Amend Article 20 of Bylaws Re: Board For For Management Vacancy 14 Delete Article 22 of Bylaws Re: For For Management Executive Chief Officer Remuneration 15 Amend Article 23 of Bylaws Re: For For Management Authority of Signature on Behalf of the Company 16 Delete Article 24 of Bylaws Re: For For Management Executive Chief Officer Deputies 17 Amend Article 26 of Bylaws Re: General For For Management Meeting Attendance 18 Amend Article 28 of Bylaws Re: General For For Management Meeting Convention 19 Amend Article 29 of Bylaws Re: General For For Management Meeting Invitation 20 Amend Article 33 of Bylaws Re: For For Management Ordinary General Meeting Quorum 21 Amend Article 34 of Bylaws Re: For For Management Extraordinary General Meeting Competences 22 Amend Article 35 of Bylaws Re: For For Management Extraordinary General Meeting Quorum 23 Amend Article 36 of Bylaws Re: For Against Management Ordinary General Meeting Resolutions 24 Amend Article 37 of Bylaws Re: For For Management Appointment of Auditor 25 Amend Article 38 of Bylaws Re: Auditor For For Management Powers and Responsibilities 26 Amend Article 40 of Bylaws Re: For For Management Financial Documents 27 Amend Article 41 of Bylaws Re: For For Management Dividends 28 Amend Article 43 of Bylaws Re: Debt For For Management Instruments and Financing Sukuk 29 Amend Article 46 of Bylaws Re: Final For For Management Provisions 30 Approve Reorder of Amended Articles of For For Management Bylaws 31 Adopt Article 34 of Association Re: For For Management Audit Committee Composition 32 Adopt Article 35 of Association Re: For For Management Audit Committee Meeting Quorum 33 Adopt Article 36 of Association Re: For For Management Audit Committee Competences 34 Adopt Article 37 of Association Re: For For Management Audit Committee Reports 35 Amend Directors, Committees, and For Against Management Executives Remuneration Policy -------------------------------------------------------------------------------- SCHIBSTED ASA Ticker: SCHA Security ID: R75677147 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: APR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Chairman of Meeting For Did Not Vote Management 2 Approve Notice of Meeting and Agenda For Did Not Vote Management 3 Designate Inspector(s) of Minutes of For Did Not Vote Management Meeting 4 Accept Financial Statements and For Did Not Vote Management Statutory Reports 5 Approve Remuneration of Auditors For Did Not Vote Management 6a Approve Remuneration Policy And Other For Did Not Vote Management Terms of Employment For Executive Management (Advisory) 6b Approve Remuneration Policy And Other For Did Not Vote Management Terms of Employment For Executive Management (Binding) 7 Receive Report from Nominating None None Management Committee 8a Elect Ole Jacob Sunde (Chair) as For Did Not Vote Management Director 8b Elect Christian Ringnes as Director For Did Not Vote Management 8c Elect Birger Steen as Director For Did Not Vote Management 8d Elect Eugenie van Wiechen as Director For Did Not Vote Management 8e Elect Philippe Vimard as Director For Did Not Vote Management 8f Elect Anna Mossberg as Director For Did Not Vote Management 8.g Elect Satu Huber as Director For Did Not Vote Management 8.h Elect Karl-Christian Agerup as Director For Did Not Vote Management 9 Approve Remuneration of Directors in For Did Not Vote Management the Amount of NOK 1.1 Million for Chairman and NOK 517,000 for Other Directors; Approve Additional Fees; Approve Remuneration for Committee Work 10 Approve Remuneration of Nominating For Did Not Vote Management Committee in the Amount of NOK 139,000 for Chairman and NOK 86,000 for Other Members 11 Grant Power of Attorney to Board For Did Not Vote Management Pursuant to Article 7 of Articles of Association 12 Approve NOK 2.2 Million Reduction in For Did Not Vote Management Share Capital via Share Cancellation 13 Authorize Share Repurchase Program and For Did Not Vote Management Reissuance of Repurchased Shares 14 Approve Creation of NOK 6.5 Million For Did Not Vote Management Pool of Capital without Preemptive Rights -------------------------------------------------------------------------------- SCHNEIDER ELECTRIC SE Ticker: SU Security ID: F86921107 Meeting Date: APR 23, 2020 Meeting Type: Annual/Special Record Date: APR 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 2.55 per Share 4 Approve Auditors' Special Report on For For Management Related-Party Transactions 5 Approve Termination Package of For For Management Emmanuel Babeau, Vice-CEO 6 Approve Compensation Report For For Management 7 Approve Compensation of Jean-Pascal For Against Management Tricoire, Chairman and CEO 8 Approve Compensation of Emmanuel For Against Management Babeau, Vice-CEO 9 Approve Remuneration Policy of For Against Management Chairman and CEO 10 Approve Remuneration Policy of For Against Management Emmanuel Babeau, Vice-CEO 11 Approve Remuneration Policy of Board For For Management Members 12 Reelect Leo Apotheker as Director For For Management 13 Reelect Cecile Cabanis as Director For For Management 14 Reelect Fred Kindle as Director For For Management 15 Reelect Willy Kissling as Director For For Management 16 Elect Jill Lee as Director For For Management 17 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 18 Amend Article 11 of Bylaws to Comply For For Management with New Regulation Re: Employee Representatives 19 Amend Articles 13 and 16 of Bylaws to For For Management Comply with New Regulation 20 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 21 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries 22 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- SCHRODERS PLC Ticker: SDR Security ID: G78602136 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: APR 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Approve Remuneration Report For For Management 4 Approve Remuneration Policy For For Management 5 Approve Long Term Incentive Plan For For Management 6 Approve Deferred Award Plan For For Management 7 Elect Matthew Westerman as Director For For Management 8 Elect Claire Fitzalan as Director For For Management 9 Re-elect Michael Dobson as Director For For Management 10 Re-elect Peter Harrison as Director For For Management 11 Re-elect Richard Keers as Director For For Management 12 Re-elect Ian King as Director For For Management 13 Re-elect Sir Damon Buffini as Director For For Management 14 Re-elect Rhian Davies as Director For For Management 15 Re-elect Rakhi Goss-Custard as Director For For Management 16 Re-elect Deborah Waterhouse as Director For For Management 17 Re-elect Leonie Schroder as Director For For Management 18 Reappoint Ernst & Young LLP as Auditors For For Management 19 Authorise the Audit and Risk Committee For For Management to Fix Remuneration of Auditors 20 Approve EU Political Donations and For For Management Expenditure 21 Authorise Issue of Equity For For Management 22 Authorise Issue of Equity without For For Management Pre-emptive Rights 23 Authorise Market Purchase of For For Management Non-Voting Ordinary Shares 24 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- SECOM CO., LTD. Ticker: 9735 Security ID: J69972107 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 85 2.1 Elect Director Iida, Makoto For For Management 2.2 Elect Director Nakayama, Yasuo For For Management 2.3 Elect Director Ozeki, Ichiro For For Management 2.4 Elect Director Yoshida, Yasuyuki For For Management 2.5 Elect Director Fuse, Tatsuro For For Management 2.6 Elect Director Izumida, Tatsuya For For Management 2.7 Elect Director Kurihara, Tatsushi For For Management 2.8 Elect Director Hirose, Takaharu For For Management 2.9 Elect Director Kawano, Hirobumi For For Management 2.10 Elect Director Watanabe, Hajime For For Management 2.11 Elect Director Hara, Miri For For Management -------------------------------------------------------------------------------- SEEK LIMITED Ticker: SEK Security ID: Q8382E102 Meeting Date: NOV 26, 2019 Meeting Type: Annual Record Date: NOV 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 2 Approve Remuneration Report For Against Management 3a Elect Denise Bradley as Director For For Management 3b Elect Leigh Jasper as Director For For Management 4 Approve Grant of Equity Right to For Against Management Andrew Bassat 5 Approve Grant of Wealth Sharing Plan For Against Management Options and Wealth Sharing Plan Rights to Andrew Bassat -------------------------------------------------------------------------------- SEGA SAMMY HOLDINGS, INC. Ticker: 6460 Security ID: J7028D104 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Satomi, Hajime For For Management 1.2 Elect Director Satomi, Haruki For For Management 1.3 Elect Director Tsurumi, Naoya For For Management 1.4 Elect Director Fukazawa, Koichi For For Management 1.5 Elect Director Yoshizawa, Hideo For For Management 1.6 Elect Director Natsuno, Takeshi For For Management 1.7 Elect Director Katsukawa, Kohei For For Management 1.8 Elect Director Melanie Brock For For Management 2 Appoint Alternate Statutory Auditor For For Management Inaoka, Kazuaki -------------------------------------------------------------------------------- SEGRO PLC Ticker: SGRO Security ID: G80277141 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Approve Remuneration Report For For Management 4 Re-elect Gerald Corbett as Director For For Management 5 Re-elect Mary Barnard as Director For For Management 6 Re-elect Sue Clayton as Director For For Management 7 Re-elect Soumen Das as Director For For Management 8 Re-elect Carol Fairweather as Director For For Management 9 Re-elect Christopher Fisher as Director For For Management 10 Re-elect Andy Gulliford as Director For For Management 11 Re-elect Martin Moore as Director For For Management 12 Re-elect David Sleath as Director For For Management 13 Reappoint PricewaterhouseCoopers LLP For For Management as Auditors 14 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 15 Authorise EU Political Donations and For For Management Expenditure 16 Authorise Issue of Equity For For Management 17 Authorise Issue of Equity without For For Management Pre-emptive Rights 18 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 19 Authorise Market Purchase of Ordinary For For Management Shares 20 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice 21 Adopt New Articles of Association For For Management -------------------------------------------------------------------------------- SEKISUI CHEMICAL CO., LTD. Ticker: 4204 Security ID: J70703137 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 23 2.1 Elect Director Koge, Teiji For For Management 2.2 Elect Director Kato, Keita For For Management 2.3 Elect Director Hirai, Yoshiyuki For For Management 2.4 Elect Director Kamiyoshi, Toshiyuki For For Management 2.5 Elect Director Kamiwaki, Futoshi For For Management 2.6 Elect Director Taketomo, Hiroyuki For For Management 2.7 Elect Director Shimizu, Ikusuke For For Management 2.8 Elect Director Kase, Yutaka For For Management 2.9 Elect Director Oeda, Hiroshi For For Management 2.10 Elect Director Ishikura, Yoko For For Management 3 Appoint Statutory Auditor Fukunaga, For For Management Toshitaka -------------------------------------------------------------------------------- SEKISUI HOUSE, LTD. Ticker: 1928 Security ID: J70746136 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: JAN 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 41 2 Amend Articles to Amend Business Lines For For Management - Reduce Directors' Term - Remove All Provisions on Advisory Positions 3.1 Elect Director Abe, Toshinori For Against Management 3.2 Elect Director Inagaki, Shiro For Against Management 3.3 Elect Director Nakai, Yoshihiro For For Management 3.4 Elect Director Uchida, Takashi For For Management 3.5 Elect Director Wakui, Shiro For For Management 3.6 Elect Director Yoshimaru, Yukiko For For Management 3.7 Elect Director Kitazawa, Toshifumi For For Management 3.8 Elect Director Tanaka, Satoshi For For Management 3.9 Elect Director Nishida, Kumpei For For Management 3.10 Elect Director Horiuchi, Yosuke For For Management 3.11 Elect Director Miura, Toshiharu For For Management 3.12 Elect Director Ishii, Toru For For Management 4 Appoint Statutory Auditor Wada, For For Management Yoritomo 5 Approve Annual Bonus For For Management 6 Approve Performance-Based Annual Bonus For For Management Ceiling for Directors 7 Approve Performance Share Plan and For For Management Restricted Stock Plan 8.1 Elect Shareholder Director Nominee Against For Shareholder Christopher Douglas Brady 8.2 Elect Shareholder Director Nominee Against Against Shareholder Pamela Fennel Jacobs 8.3 Elect Shareholder Director Nominee Against Against Shareholder Okada, Yasushi 8.4 Elect Shareholder Director Nominee Against Against Shareholder Saeki, Terumichi 8.5 Elect Shareholder Director Nominee Against For Shareholder Iwasaki, Jiro 8.6 Elect Shareholder Director Nominee Against Against Shareholder Saito, Makoto 8.7 Elect Shareholder Director Nominee Against Against Shareholder Kato, Hitomi 8.8 Elect Shareholder Director Nominee Against Against Shareholder Suguro, Fumiyasu 8.9 Elect Shareholder Director Nominee Against Against Shareholder Fujiwara, Motohiko 8.10 Elect Shareholder Director Nominee Against Against Shareholder Yamada, Koji 8.11 Elect Shareholder Director Nominee Against Against Shareholder Wada, Isami -------------------------------------------------------------------------------- SES SA Ticker: SESG Security ID: L8300G135 Meeting Date: APR 02, 2020 Meeting Type: Annual Record Date: MAR 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Attendance List, Quorum, and Adoption None None Management of Agenda 2 Accept Nomination of One Secretary and None None Management Two Meeting Scrutineers 3 Receive Board's Report None None Management 4 Receive Explanations on Main None None Management Developments During 2019 and Perspectives 5 Receive Information on 2019 Financial None None Management Results 6 Receive Auditor's Reports None None Management 7 Approve Financial Statements For For Management 8 Approve Allocation of Income For For Management 9 Approve Discharge of Directors For For Management 10 Fix Number of Directors at Twelve For For Management 11.1 Elect Paul Konsbruck as B Director For For Management 11.2 Elect Marc Serres as B Director For For Management 11.3 Elect Frank Esser as A Director For For Management 12.1 Reelect Ramu Potarazu as A Director For For Management 12.2 Reelect Kaj-Erik Relander as A Director For For Management 12.3 Reelect Anne-Catherine Ries as B For For Management Director 12.4 Elect Beatrice de Clermont-Tonnerre as For For Management A Director 12.5 Elect Peter van Bommel as A Director For For Management 13 Approve Remuneration Policy For Against Management 14 Approve Remuneration of Directors For For Management 15 Approve Remuneration Report For Against Management 16 Approve Auditors and Authorize Board For For Management to Fix Their Remuneration 17 Approve Share Repurchase For For Management 18 Transact Other Business (Non-Voting) None None Management -------------------------------------------------------------------------------- SEVEN & I HOLDINGS CO., LTD. Ticker: 3382 Security ID: J7165H108 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: FEB 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 51 2 Amend Articles to Amend Provisions on For For Management Number of Directors - Clarify Director Authority on Board Meetings 3.1 Elect Director Isaka, Ryuichi For For Management 3.2 Elect Director Goto, Katsuhiro For For Management 3.3 Elect Director Ito, Junro For For Management 3.4 Elect Director Yamaguchi, Kimiyoshi For For Management 3.5 Elect Director Maruyama, Yoshimichi For For Management 3.6 Elect Director Nagamatsu, Fumihiko For For Management 3.7 Elect Director Kimura, Shigeki For For Management 3.8 Elect Director Joseph M. DePinto For For Management 3.9 Elect Director Tsukio, Yoshio For For Management 3.10 Elect Director Ito, Kunio For For Management 3.11 Elect Director Yonemura, Toshiro For For Management 3.12 Elect Director Higashi, Tetsuro For For Management 3.13 Elect Director Rudy, Kazuko For For Management -------------------------------------------------------------------------------- SGS SA Ticker: SGSN Security ID: H7485A108 Meeting Date: MAR 24, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1.1 Accept Financial Statements and For For Management Statutory Reports 1.2 Approve Remuneration Report For For Management (Non-Binding) 2 Approve Discharge of Board and Senior For For Management Management 3 Approve Allocation of Income and For For Management Dividends of CHF 80.00 per Share 4.1a Reelect Paul Desmarais as Director For For Management 4.1b Reelect August Francois von Finck as For For Management Director 4.1c Reelect Ian Gallienne as Director For Against Management 4.1d Reelect Calvin Grieder as Director For For Management 4.1e Reelect Cornelius Grupp as Director For For Management 4.1f Reelect Gerard Lamarche as Director For For Management 4.1g Reelect Shelby du Pasquier as Director For Against Management 4.1h Reelect Kory Sorenson as Director For For Management 4.1i Elect Sami Atiya as Director For For Management 4.1j Elect Tobias Hartmann as Director For For Management 4.2 Elect Calvin Grieder as Board Chairman For For Management 4.3.1 Appoint Ian Gallienne as Member of the For Against Management Compensation Committee 4.3.2 Appoint Shelby du Pasquier as Member For Against Management of the Compensation Committee 4.3.3 Appoint Kory Sorenson as Member of the For For Management Compensation Committee 4.4 Ratify Deloitte SA as Auditors For For Management 4.5 Designate Jeandin & Defacqz as For For Management Independent Proxy 5.1 Approve Remuneration of Directors in For For Management the Amount of CHF 2.3 Million 5.2 Approve Fixed Remuneration of For For Management Executive Committee in the Amount of CHF 14 Million 5.3 Approve Variable Remuneration of For For Management Executive Committee in the Amount of CHF 7 Million 6 Transact Other Business (Voting) For Against Management -------------------------------------------------------------------------------- SHANDONG WEIGAO GROUP MEDICAL POLYMER COMPANY LIMITED Ticker: 1066 Security ID: Y76810103 Meeting Date: JUL 02, 2019 Meeting Type: Annual Record Date: MAY 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2018 Audited Consolidated For For Management Financial Statements 2 Approve 2018 Report of the Board of For For Management Directors 3 Approve 2018 Report of the Supervisory For For Management Committee 4 Approve Final Dividend For For Management 5 Approve Deloitte Touche Tohmatsu as For For Management Auditor and Authorize Board to Fix Their Remuneration 6 Authorize Board to Fix Remuneration of For For Management Directors, Supervisors and Senior Management 7 Elect Gong Jian Bo as Director For For Management 8 Elect Fu Ming Zhong as Director For For Management 9 Elect Wang Jin Xia as Director For For Management 10 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights for H Shares 11 Authorize Repurchase of Issued H Share For For Management Capital -------------------------------------------------------------------------------- SHANDONG WEIGAO GROUP MEDICAL POLYMER COMPANY LIMITED Ticker: 1066 Security ID: Y76810103 Meeting Date: JUL 02, 2019 Meeting Type: Special Record Date: MAY 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management -------------------------------------------------------------------------------- SHANDONG WEIGAO GROUP MEDICAL POLYMER COMPANY LIMITED Ticker: 1066 Security ID: Y76810103 Meeting Date: NOV 15, 2019 Meeting Type: Special Record Date: OCT 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Distribution of Interim For For Management Dividend -------------------------------------------------------------------------------- SHANDONG WEIGAO GROUP MEDICAL POLYMER COMPANY LIMITED Ticker: 1066 Security ID: Y76810103 Meeting Date: NOV 15, 2019 Meeting Type: Special Record Date: OCT 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Logistic and Distribution For For Management Services Framework Agreement, Annual Caps and Related Transactions 2 Approve Finance Leasing and Factoring For Against Management Framework Agreement, Annual Caps and Related Transactions 3 Approve Purchase Framework Agreement, For For Management Annual Caps and Related Transactions -------------------------------------------------------------------------------- SHANDONG WEIGAO GROUP MEDICAL POLYMER COMPANY LIMITED Ticker: 1066 Security ID: Y76810103 Meeting Date: JUN 08, 2020 Meeting Type: Special Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Subscription Agreement, Loan For For Management Agreement and Share Retention Agreement 2 Approve, Execute and Do or Procure All For For Management Such Documents and Things in Connection with the Subscription Agreement and Submit to Authority for Approval or Filing of Any Relevant Document 3 Authorize Board to Deal with All For For Management Matters in Relation to Subscription Agreement, Loan Agreement and Share Retention Agreement -------------------------------------------------------------------------------- SHANGHAI PHARMACEUTICALS HOLDING CO., LTD. Ticker: 2607 Security ID: Y7685S108 Meeting Date: DEC 18, 2019 Meeting Type: Special Record Date: DEC 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Share Option Scheme For For Management 2 Approve Assessment Measure for the For For Management Implementation of the 2019 Share Option Scheme 3 Authorize Board to Deal with All For For Management Matters in Relation to the 2019 Share Option Scheme -------------------------------------------------------------------------------- SHANGHAI PHARMACEUTICALS HOLDING CO., LTD. Ticker: 2607 Security ID: Y7685S108 Meeting Date: DEC 18, 2019 Meeting Type: Special Record Date: DEC 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Share Option Scheme For For Management 2 Approve Assessment Management Measures For For Management for the Implementation of the 2019 Share Option Scheme 3 Authorize Board to Deal with All For For Management Matters in Relation to the 2019 Share Option Scheme -------------------------------------------------------------------------------- SHANGHAI PHARMACEUTICALS HOLDING CO., LTD. Ticker: 2607 Security ID: Y7685S108 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: JUN 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Annual Report For For Management 2 Approve 2019 Report of the Board of For For Management Directors 3 Approve 2019 Report of the Board of For For Management Supervisors 4 Approve 2019 Final Accounts Report and For For Management 2020 Financial Budget 5 Approve 2019 Profit Distribution Plan For For Management 6 Approve PricewaterhouseCoopers Zhong For For Management Tian LLP as Domestic Auditor and Authorize Board to Fix Their Remuneration 7 Approve External Guarantees for 2020 For Against Management 8 Approve Issuance of Debt Financing For For Management Products 9 Approve Satisfaction of Conditions for For For Management Issuing Corporate Bonds 10.01 Approve Face Value of Bonds to be For For Management Issued and Scale of Issuance 10.02 Approve Issuing Price of Bonds and the For For Management Way to Determine Interest Rate 10.03 Approve Variety and Term of Bonds For For Management 10.04 Approve Way of Principal and Interest For For Management Repayment 10.05 Approve Way of Issuance For For Management 10.06 Approve Target of Issuance and For For Management Arrangement of Placement to Shareholders of the Company 10.07 Approve Use of Proceeds For For Management 10.08 Approve Guarantees For For Management 10.09 Approve Credit Standing of the Company For For Management and Measures to Guarantee Repayment 10.10 Approve Way of Underwriting For For Management 10.11 Approve Listing Arrangements For For Management 10.12 Approve Period of Validity of the For For Management Resolution 10.13 Approve Issuance on Authorizations for For For Management the Executive Committee of the Board 11 Approve Application for Centralized For Against Management Registration of Different Types of Debt Financing Instruments (DFI Model) 12 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 13 Amend Articles of Association For For Management -------------------------------------------------------------------------------- SHANGHAI PHARMACEUTICALS HOLDING CO., LTD. Ticker: 2607 Security ID: Y7685S108 Meeting Date: JUN 23, 2020 Meeting Type: Special Record Date: JUN 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management -------------------------------------------------------------------------------- SHARP CORP. Ticker: 6753 Security ID: J71434112 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Tai Jeng-Wu For Against Management 1.2 Elect Director Nomura, Katsuaki For For Management 1.3 Elect Director Chung-Cheng Lin For For Management 1.4 Elect Director Wei-Ming Chen For For Management 2 Elect Director and Audit Committee For For Management Member Nakagawa, Yutaka 3 Approve Stock Option Plan For For Management 4 Amend Articles to Remove Provisions on For For Management Class A Shares - Clarify Director Authority on Shareholder Meetings - Amend Provisions on Director Titles -------------------------------------------------------------------------------- SHENZHEN INVESTMENT LIMITED Ticker: 604 Security ID: Y7743P120 Meeting Date: MAY 26, 2020 Meeting Type: Annual Record Date: MAY 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Elect Lu Hua as Director For For Management 4 Elect Liu Shichao as Director For For Management 5 Approve Not to Fill Up the Vacated For For Management Office Resulted from the Retirement of Mou Yong as Director 6 Authorize Board to Fix Remuneration of For For Management Directors 7 Approve KPMG as Auditor and Authorize For For Management Board to Fix Their Remuneration 8 Authorize Repurchase of Issued Share For For Management Capital 9 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 10 Authorize Reissuance of Repurchased For Against Management Shares 11 Approve Grant of Options Under the For Against Management Share Option Scheme -------------------------------------------------------------------------------- SHENZHOU INTERNATIONAL GROUP HOLDINGS LIMITED Ticker: 2313 Security ID: G8087W101 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Elect Wang Cunbo as Director For For Management 4 Elect Qiu Weiguo as Director For For Management 5 Elect Chen Xu as Director For Against Management 6 Authorize Board to Fix Remuneration of For For Management Directors 7 Approve Ernst & Young as Auditors and For Against Management Authorize Board to Fix Their Remuneration 8 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 9 Authorize Repurchase of Issued Share For For Management Capital 10 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- SHIMADZU CORP. Ticker: 7701 Security ID: J72165129 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 15 2.1 Elect Director Nakamoto, Akira For For Management 2.2 Elect Director Ueda, Teruhisa For For Management 2.3 Elect Director Miura, Yasuo For For Management 2.4 Elect Director Kitaoka, Mitsuo For For Management 2.5 Elect Director Yamamoto, Yasunori For For Management 2.6 Elect Director Sawaguchi, Minoru For For Management 2.7 Elect Director Wada, Hiroko For For Management 2.8 Elect Director Hanai, Nobuo For For Management 3 Appoint Statutory Auditor Nishimoto, For For Management Tsuyoshi 4 Appoint Alternate Statutory Auditor For For Management Shimadera, Motoi -------------------------------------------------------------------------------- SHIMIZU CORP. Ticker: 1803 Security ID: J72445117 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 20 2.1 Elect Director Miyamoto, Yoichi For Abstain Management 2.2 Elect Director Inoue, Kazuyuki For Abstain Management 2.3 Elect Director Imaki, Toshiyuki For Abstain Management 2.4 Elect Director Yamaji, Toru For Abstain Management 2.5 Elect Director Yamanaka, Tsunehiko For Abstain Management 2.6 Elect Director Fujimura, Hiroshi For Abstain Management 2.7 Elect Director Handa, Kimio For Abstain Management 2.8 Elect Director Shimizu, Motoaki For Abstain Management 2.9 Elect Director Iwamoto, Tamotsu For Abstain Management 2.10 Elect Director Murakami, Aya For For Management 2.11 Elect Director Tamura, Mayumi For For Management 3.1 Appoint Statutory Auditor Matsuoka, For For Management Koichi 3.2 Appoint Statutory Auditor Ishikawa, For For Management Kaoru 4 Approve Annual Bonus Ceiling for For For Management Directors -------------------------------------------------------------------------------- SHIN-ETSU CHEMICAL CO., LTD. Ticker: 4063 Security ID: J72810120 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 110 2.1 Elect Director Kanagawa, Chihiro For Against Management 2.2 Elect Director Akiya, Fumio For Against Management 2.3 Elect Director Todoroki, Masahiko For Against Management 2.4 Elect Director Akimoto, Toshiya For Against Management 2.5 Elect Director Arai, Fumio For Against Management 2.6 Elect Director Ikegami, Kenji For Against Management 2.7 Elect Director Mori, Shunzo For Against Management 2.8 Elect Director Komiyama, Hiroshi For For Management 2.9 Elect Director Shiobara, Toshio For Against Management 2.10 Elect Director Takahashi, Yoshimitsu For Against Management 2.11 Elect Director Yasuoka, Kai For Against Management 2.12 Elect Director Nakamura, Kuniharu For Against Management 3 Approve Stock Option Plan For For Management -------------------------------------------------------------------------------- SHINHAN FINANCIAL GROUP CO., LTD. Ticker: 055550 Security ID: Y7749X101 Meeting Date: MAR 26, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Cho Yong-byoung as Inside For Against Management Director 3.2 Elect Philippe Avril as For Against Management Non-Independent Non-Executive Director 3.3 Elect Park An-soon as Outside Director For For Management 3.4 Elect Park Cheul as Outside Director For Against Management 3.5 Elect Yoon Jae-won as Outside Director For For Management 3.6 Elect Jin Hyun-duk as Outside Director For For Management 3.7 Elect Choi Kyong-rok as Outside For For Management Director 3.8 Elect as Yuki Hirakawa Outside Director For Against Management 4.1 Elect Yoon Jae-won as a Member of For For Management Audit Committee 4.2 Elect Lee Yoon-jae as a Member of For For Management Audit Committee 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- SHISEIDO CO., LTD. Ticker: 4911 Security ID: J74358144 Meeting Date: MAR 25, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 30 2.1 Elect Director Uotani, Masahiko For For Management 2.2 Elect Director Shimatani, Yoichi For For Management 2.3 Elect Director Suzuki, Yukari For For Management 2.4 Elect Director Tadakawa, Norio For For Management 2.5 Elect Director Fujimori, Yoshiaki For For Management 2.6 Elect Director Ishikura, Yoko For For Management 2.7 Elect Director Iwahara, Shinsaku For For Management 2.8 Elect Director Oishi, Kanoko For For Management 3 Appoint Statutory Auditor Nonomiya, For For Management Ritsuko 4 Approve Performance Share Plan For For Management -------------------------------------------------------------------------------- SHOPIFY INC. Ticker: SHOP Security ID: 82509L107 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: APR 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Tobias Luetke For For Management 1.2 Elect Director Robert Ashe For For Management 1.3 Elect Director Gail Goodman For For Management 1.4 Elect Director Colleen Johnston For For Management 1.5 Elect Director Jeremy Levine For For Management 1.6 Elect Director John Phillips For For Management 2 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 3 Advisory Vote on Executive For Against Management Compensation Approach -------------------------------------------------------------------------------- SHOPRITE HOLDINGS LTD. Ticker: SHP Security ID: S76263102 Meeting Date: NOV 04, 2019 Meeting Type: Annual Record Date: OCT 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for the Year Ended 30 June 2019 2 Reappoint PricewaterhouseCoopers Inc. For For Management as Auditors of the Company with MC Hamman as the Individual Registered Auditor 3 Re-elect Dr Christo Wiese as Director For Against Management 4 Elect Alice le Roux as Director For For Management 5 Re-elect Johannes Basson as For For Management Chairperson of the Audit and Risk Committee 6 Elect Alice le Roux as Member of the For For Management Audit and Risk Committee 7 Re-elect Joseph Rock as Member of the For For Management Audit and Risk Committee 8 Place Authorised but Unissued Shares For For Management under Control of Directors 9 Authorise Board to Issue Shares for For For Management Cash 10 Authorise Ratification of Approved For For Management Resolutions 11.1 Approve Remuneration Policy For For Management 11.2 Approve Implementation of the For For Management Remuneration Policy 12 Elect Jan le Roux, a Shareholder None Against Shareholder Nominee to the Board 1a Approve Fees of the Chairperson of the For For Management Board 1b Approve Fees of the Lead Independent For For Management Director 1c Approve Fees of the Non-executive For For Management Directors 1d Approve Fees of the Chairperson of the For For Management Audit and Risk Committee 1e Approve Fees of the Members of the For For Management Audit and Risk Committee 1f Approve Fees of the Chairperson of the For For Management Remuneration Committee 1g Approve Fees of the Members of the For For Management Remuneration Committee 1h Approve Fees of the Chairperson of the For For Management Nomination Committee 1i Approve Fees of the Members of the For For Management Nomination Committee 1j Approve Fees of the Chairperson of the For For Management Social and Ethics Committee 1k Approve Fees of the Members of the For For Management Social and Ethics Committee 1l Approve Additional Fees Per Meeting For For Management 1m Approve Additional Fees Per Hour For Against Management 2 Approve Financial Assistance to For Against Management Subsidiaries, Related and Inter-related Entities 3 Authorise Repurchase of Issued Share For For Management Capital 4 Amend Memorandum of Incorporation Re: For For Management Clause 1 -------------------------------------------------------------------------------- SHOWA DENKO K.K. Ticker: 4004 Security ID: J75046136 Meeting Date: MAR 26, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 80 2 Amend Articles to Clarify Director For For Management Authority on Shareholder Meetings - Amend Provisions on Director Titles 3.1 Elect Director Morikawa, Kohei For For Management 3.2 Elect Director Takahashi, Hidehito For For Management 3.3 Elect Director Takeuchi, Motohiro For For Management 3.4 Elect Director Ichikawa, Hideo For For Management 3.5 Elect Director Sakai, Hiroshi For For Management 3.6 Elect Director Oshima, Masaharu For For Management 3.7 Elect Director Nishioka, Kiyoshi For For Management 3.8 Elect Director Isshiki, Kozo For For Management 3.9 Elect Director Morikawa, Noriko For For Management 4.1 Appoint Statutory Auditor Tanaka, Jun For For Management 4.2 Appoint Statutory Auditor Saito, Kiyomi For For Management 4.3 Appoint Statutory Auditor Yajima, For For Management Masako -------------------------------------------------------------------------------- SHUI ON LAND LTD. Ticker: 272 Security ID: G81151113 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: MAY 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Vincent H. S. Lo as Director For For Management 3b Elect David J. Shaw as Director For Against Management 3c Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Ernst & Young as Auditor and For For Management Authorize Board to Fix Their Remuneration 5A Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 5B Authorize Repurchase of Issued Share For For Management Capital 5C Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- SIEMENS AG Ticker: SIE Security ID: D69671218 Meeting Date: FEB 05, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2018/19 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 3.90 per Share 3.1 Approve Discharge of Management Board For For Management Member Joe Kaeser for Fiscal 2018/19 3.2 Approve Discharge of Management Board For For Management Member Roland Busch for Fiscal 2018/19 3.3 Approve Discharge of Management Board For For Management Member Lisa Davis for Fiscal 2018/19 3.4 Approve Discharge of Management Board For For Management Member Klaus Helmrich for Fiscal 2018/19 3.5 Approve Discharge of Management Board For For Management Member Janina Kugel for Fiscal 2018/19 3.6 Approve Discharge of Management Board For For Management Member Cedrik Neike for Fiscal 2018/19 3.7 Approve Discharge of Management Board For For Management Member Michael Sen for Fiscal 2018/19 3.8 Approve Discharge of Management Board For For Management Member Ralf Thomas for Fiscal 2018/19 4.1 Approve Discharge of Supervisory Board For For Management Member Jim Hagemann Snabe for Fiscal 2018/19 4.2 Approve Discharge of Supervisory Board For For Management Member Birgit Steinborn for Fiscal 2018/19 4.3 Approve Discharge of Supervisory Board For For Management Member Werner Wenning for Fiscal 2018/19 4.4 Approve Discharge of Supervisory Board For For Management Member Werner Brandt for Fiscal 2018/19 4.5 Approve Discharge of Supervisory Board For For Management Member Michael Diekmann for Fiscal 2018/19 4.6 Approve Discharge of Supervisory Board For For Management Member Andrea Fehrmann for Fiscal 2018/19 4.7 Approve Discharge of Supervisory Board For For Management Member Reinhard Hahn (until January 30, 2019) for Fiscal 2018/19 4.8 Approve Discharge of Supervisory Board For For Management Member Bettina Haller for Fiscal 2018/19 4.9 Approve Discharge of Supervisory Board For For Management Member Robert Kensbock for Fiscal 2018/19 4.10 Approve Discharge of Supervisory Board For For Management Member Harald Kern for Fiscal 2018/19 4.11 Approve Discharge of Supervisory Board For For Management Member Juergen Kerner for Fiscal 2018/19 4.12 Approve Discharge of Supervisory Board For For Management Member Nicola Leibinger-Kammueller for Fiscal 2018/19 4.13 Approve Discharge of Supervisory Board For For Management Member Benoit Potier for Fiscal 2018/19 4.14 Approve Discharge of Supervisory Board For For Management Member Hagen Reimer (from January 30, 2019) for Fiscal 2018/19 4.15 Approve Discharge of Supervisory Board For For Management Member Norbert Reithofer for Fiscal 2018/19 4.16 Approve Discharge of Supervisory Board For For Management Member Dame Shafik for Fiscal 2018/19 4.17 Approve Discharge of Supervisory Board For For Management Member Nathalie von Siemens for Fiscal 2018/19 4.18 Approve Discharge of Supervisory Board For For Management Member Michael Sigmund for Fiscal 2018/19 4.19 Approve Discharge of Supervisory Board For For Management Member Dorothea Simon for Fiscal 2018/19 4.20 Approve Discharge of Supervisory Board For For Management Member Matthias Zachert for Fiscal 2018/19 4.21 Approve Discharge of Supervisory Board For For Management Member Gunnar Zukunft for Fiscal 2018/19 5 Ratify Ernst & Young GmbH as Auditors For For Management for Fiscal 2019/20 6 Approve Remuneration Policy For For Management 7 Authorize Share Repurchase Program and For For Management Reissuance or Cancellation of Repurchased Shares 8 Authorize Use of Financial Derivatives For For Management when Repurchasing Shares 9 Approve Issuance of Warrants/Bonds For For Management with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 15 Billion; Approve Creation of EUR 180 Million Pool of Capital to Guarantee Conversion Rights 10 Approve Affiliation Agreement with For For Management Subsidiary Siemens Mobility GmbH -------------------------------------------------------------------------------- SIKA AG Ticker: SIKA Security ID: H7631K273 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income and For For Management Dividends of CHF 2.30 per Share 3 Approve Discharge of Board of Directors For For Management 4.1.1 Reelect Paul Haelg as Director For For Management 4.1.2 Reelect Frits van Dijk as Director For For Management 4.1.3 Reelect Monika Ribar as Director For For Management 4.1.4 Reelect Daniel Sauter as Director For For Management 4.1.5 Reelect Christoph Tobler as Director For For Management 4.1.6 Reelect Justin Howell as Director For For Management 4.1.7 Reelect Thierry Vanlancker as Director For For Management 4.1.8 Reelect Viktor Balli as Director For For Management 4.2 Reelect Paul Haelg as Board Chairman For For Management 4.3.1 Appoint Daniel Sauter as Member of the For For Management Nomination and Compensation Committee 4.3.2 Appoint Justin Howell as Member of the For For Management Nomination and Compensation Committee 4.3.3 Appoint Thierry Vanlancker as Member For For Management of the Nomination and Compensation Committee 4.4 Ratify Ernst & Young AG as Auditors For For Management 4.5 Designate Jost Windlin as Independent For For Management Proxy 5.1 Approve Remuneration Report For For Management (Non-Binding) 5.2 Approve Remuneration of Directors in For For Management the Amount of CHF 3.3 Million 5.3 Approve Remuneration of Executive For For Management Committee in the Amount of CHF 19.5 Million for Fiscal 2021 6 Transact Other Business (Voting) For Against Management -------------------------------------------------------------------------------- SIME DARBY BERHAD Ticker: 4197 Security ID: Y7962G108 Meeting Date: NOV 14, 2019 Meeting Type: Annual Record Date: NOV 07, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Directors' Fees For For Management 2 Approve Directors' Benefits For For Management 3 Elect Mohamad Idros Mosin as Director For For Management 4 Elect Abdul Rahman Ahmad as Director For For Management 5 Elect Samsudin Osman as Director For For Management 6 Elect Selamah Wan Sulaiman as Director For For Management 7 Elect Abdul Hamidy Abdul Hafiz as For For Management Director 8 Approve PricewaterhouseCoopers PLT as For For Management Auditors and Authorize Board to Fix Their Remuneration 9 Authorize Share Repurchase Program For For Management 10 Approve Implementation of For For Management Shareholders' Mandate for Recurrent Related Party Transactions 11 Adopt New Constitution For For Management -------------------------------------------------------------------------------- SINGAPORE AIRLINES LIMITED Ticker: C6L Security ID: Y7992P128 Meeting Date: APR 30, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Renounceable Rights Issue For For Management 2 Approve Issuance of Additional For For Management Mandatory Convertible Bonds and Additional Conversion Shares -------------------------------------------------------------------------------- SINGAPORE AIRLINES LTD. Ticker: C6L Security ID: Y7992P128 Meeting Date: JUL 29, 2019 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and For For Management Directors' and Auditors' Reports 2 Approve Final Dividend For For Management 3a Elect Peter Seah Lim Huat as Director For For Management 3b Elect Dominic Ho Chiu Fai as Director For For Management 3c Elect Lee Kim Shin as Director For For Management 4a Elect David John Gledhill as Director For For Management 4b Elect Goh Swee Chen as Director For For Management 5 Approve Directors' Emoluments For For Management 6 Approve KPMG LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 7 Approve Issuance of Equity or For For Management Equity-Linked Securities with or without Preemptive Rights 8 Approve Grant of Awards and Issuance For For Management of Shares Under the SIA Performance Share Plan 2014 and the SIA Restricted Share Plan 2014 9 Approve Mandate for Interested Person For For Management Transactions 10 Authorize Share Repurchase Program For For Management 11 Approve Issuance of ASA Shares For For Management -------------------------------------------------------------------------------- SINGAPORE EXCHANGE LIMITED Ticker: S68 Security ID: Y79946102 Meeting Date: OCT 03, 2019 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and For For Management Directors' and Auditors' Reports 2 Approve Final Dividend For For Management 3a Elect Chew Gek Khim as Director For For Management 3b Elect Jane Diplock as Director For For Management 3c Elect Lim Sok Hui as Director For For Management 4 Approve Directors' Fees to be Paid to For For Management the Chairman 5 Approve Directors' Fees to be Paid to For For Management All Directors (Other than the Chief Executive Officer) 6 Approve KPMG LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 7 Approve Issuance of Equity or For For Management Equity-Linked Securities with or without Preemptive Rights 8 Authorize Share Repurchase Program For For Management -------------------------------------------------------------------------------- SINGAPORE PRESS HOLDINGS LTD. Ticker: T39 Security ID: Y7990F106 Meeting Date: NOV 29, 2019 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and For For Management Directors' and Auditors' Reports 2 Approve Final Dividend and Special For For Management Dividend 3i Elect Ng Yat Chung as Director For For Management 3ii Elect Tan Yen Yen as Director For For Management 4 Elect Lim Ming Yan as Director For For Management 5 Approve Directors' Fees For For Management 6 Approve Auditors and Authorize Board For For Management to Fix Their Remuneration 7i Approve Issuance of Equity or For For Management Equity-Linked Securities with or without Preemptive Rights 7ii Approve Grant of Awards and Issuance For For Management of Shares Under the SPH Performance Share Plan 2016 7iii Authorize Share Repurchase Program For For Management -------------------------------------------------------------------------------- SINGAPORE TELECOMMUNICATIONS LIMITED Ticker: Z74 Security ID: Y79985209 Meeting Date: JUL 23, 2019 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and For For Management Directors' and Auditors' Reports 2 Approve Final Dividend For For Management 3 Elect Christina Hon Kwee Fong For For Management (Christina Ong) as Director 4 Elect Simon Claude Israel as Director For For Management 5 Elect Dominic Stephen Barton as For For Management Director 6 Elect Bradley Joseph Horowitz as For For Management Director 7 Elect Gail Patricia Kelly as Director For For Management 8 Approve Directors' Fees For For Management 9 Approve Auditors and Authorize Board For For Management to Fix Their Remuneration 10 Approve Issuance of Equity or For For Management Equity-Linked Securities with or without Preemptive Rights 11 Approve Grant of Awards and Issuance For For Management of Shares Under the Singtel Performance Share Plan 2012 12 Authorize Share Repurchase Program For For Management -------------------------------------------------------------------------------- SINO BIOPHARMACEUTICAL LTD. Ticker: 1177 Security ID: G8167W138 Meeting Date: MAY 26, 2020 Meeting Type: Annual Record Date: MAY 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Elect Cheng Cheung Ling as Director For For Management 4 Elect Tse, Eric S Y as Director For For Management 5 Elect Wang Shanchun as Director For Against Management 6 Elect Tian Zhoushan as Director For For Management 7 Elect Lu Zhengfei as Director For For Management 8 Elect Li Dakui as Director For For Management 9 Authorize Board to Fix Remuneration of For For Management Director 10 Approve Ernst & Young as Auditors and For Against Management Authorize Board to Fix Their Remuneration 11A Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 11B Authorize Repurchase of Issued Share For For Management Capital 11C Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- SINOPAC FINANCIAL HOLDINGS CO., LTD. Ticker: 2890 Security ID: Y8009U100 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3.1 Elect Shi-Kuan CHEN, Representative of For For Management Hsinex International Corp., with Shareholder No. 398816, as Non-Independent Director 3.2 Elect Stanley CHU, Representative of For For Management Hsinex International Corp., with Shareholder No. 398816, as Non-Independent Director 3.3 Elect Wei-Thyr TSAO, Representative of For For Management Xing Yuan Co., Ltd., with Shareholder No. 945346, as Non-Independent Director 3.4 Elect Chi-Hsing YEH, Representative of For For Management Xing Yuan Co., Ltd., with Shareholder No. 945346, as Non-Independent Director 3.5 Elect Chi SCHIVE, with ID No. For For Management Q100446XXX, as Independent Director 3.6 Elect James J. SHEU, with ID No. For For Management N102581XXX, as Independent Director 3.7 Elect Wei-Ta PAN, with ID No. For For Management A104289XXX, as Independent Director 4 Approve Release of Restrictions of For For Management Competitive Activities of Directors -------------------------------------------------------------------------------- SINOPHARM GROUP CO., LTD. Ticker: 1099 Security ID: Y8008N107 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Supervisory For For Management Committee 3 Approve 2019 Audited Financial For For Management Statements of the Company and Its Subsidiaries and the Auditors' Report 4 Approve Profit Distribution Plan and For For Management Payment of Final Dividend 5 Authorize Board to Fix Remuneration of For For Management Directors 6 Authorize Supervisory Committee to Fix For For Management Remuneration of Supervisors 7 Approve Ernst & Young Hua Ming LLP as For Against Management the Domestic Auditor and Ernst & Young as the International Auditor and Authorize Audit Committee of the Board to Fix Their Remuneration 8 Approve Provision of Guarantees For Against Management 9 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 10 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights for Domestic Shares and/or H Shares 11 Amend Articles of Association and For For Management Related Transactions 12 Approve Issuance of Debt Financing For For Management Instruments and Related Transactions 13 Approve Issuance of Corporate Bonds For For Management and Related Transactions 14 Elect Feng Rongli as Director and For For Shareholder Authorize the Chairman of the Board or Any Executive Director to Enter Into Service Contract with Her -------------------------------------------------------------------------------- SINOPHARM GROUP CO., LTD. Ticker: 1099 Security ID: Y8008N107 Meeting Date: JUN 11, 2020 Meeting Type: Special Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management -------------------------------------------------------------------------------- SINOTRANS LIMITED Ticker: 598 Security ID: Y6145J104 Meeting Date: SEP 16, 2019 Meeting Type: Special Record Date: AUG 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Increase of Estimated For Against Management Guarantees of the Company for 2019 2 Approve Update of the Mandate of the For For Management Issue of Debt Financing Instruments -------------------------------------------------------------------------------- SINOTRANS LIMITED Ticker: 598 Security ID: Y6145J104 Meeting Date: JUN 01, 2020 Meeting Type: Special Record Date: APR 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Share Option Incentive Scheme For Against Management of Sinotrans Limited (Revised Draft) and Its Summary 2 Approve Share Option Incentive Scheme For Against Management of Sinotrans Limited (Phase I) (Revised Draft) and Its Summary 3 Approve Appraisal Measures for For Against Management Implementation of the Share Option Incentive Scheme of Sinotrans Limited 4 Approve Grant of Options and Issuance For Against Management of Shares Under the Share Option Incentive Scheme 5 Approve Grant of Options and Issuance For Against Management of Shares Under the Share Option Incentive Scheme (Phase I) 6 Amend Articles of Association and For For Management Amend Rules and Procedures Regarding General Meetings -------------------------------------------------------------------------------- SINOTRANS LIMITED Ticker: 598 Security ID: Y6145J104 Meeting Date: JUN 01, 2020 Meeting Type: Annual Record Date: APR 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 2 Authorize Repurchase of Issued H Share For For Management Capital 3 Approve Updated Mandate of the Issue For For Management of Debt Financing Instruments 4 Approve Estimated Guarantees of the For Against Management Company 5 Approve 2019 Work Report of the Board For For Management of Directors 6 Approve 2019 Work Report of the For For Management Supervisory Committee 7 Approve 2019 Work Report of For For Management Independent Non-Executive Directors 8 Approve 2019 Final Financial Accounts For For Management Report 9 Approve 2019 Annual Report and Its For For Management Summary 10 Approve 2020 Financial Budget For Against Management 11 Approve 2019 Profit Distribution Plan For For Management 12 Approve ShineWing Certified Public For For Management Accountants LLP as Auditor 13 Approve Remuneration of Directors For For Management 14 Approve Renewal of Liability Insurance For For Management for Directors, Supervisors and Senior Management Members 15.1 Elect Li Guanpeng as Director For For Management 15.2 Elect Song Dexing as Director For Against Management -------------------------------------------------------------------------------- SINOTRANS LIMITED Ticker: 598 Security ID: Y6145J104 Meeting Date: JUN 01, 2020 Meeting Type: Special Record Date: APR 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Share Option Incentive Scheme For Against Management of Sinotrans Limited (Revised Draft) and Its Summary 2 Approve Share Option Incentive Scheme For Against Management of Sinotrans Limited (Phase I) (Revised Draft) and Its Summary 3 Approve Appraisal Measures for For Against Management Implementation of the Share Option Incentive Scheme of Sinotrans Limited 4 Approve Grant of Options and Issuance For Against Management of Shares Under the Share Option Incentive Scheme 5 Approve Grant of Options and Issuance For Against Management of Shares Under the Share Option Incentive Scheme (Phase I) 6 Amend Articles of Association and For For Management Amend Rules and Procedures Regarding General Meetings 7 Authorize Repurchase of Issued H Share For For Management Capital -------------------------------------------------------------------------------- SK HOLDINGS CO., LTD. Ticker: 034730 Security ID: Y8T642129 Meeting Date: MAR 25, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Jang Dong-hyun as Inside Director For Against Management 3.2 Elect Park Sung-ha as Inside Director For For Management 3.3 Elect Jang Yong-suk as Outside Director For Against Management 4 Elect Jang Yong-suk as a Member of For Against Management Audit Committee 5 Approve Stock Option Grants For For Management 6 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 7 Approve Terms of Retirement Pay For For Management -------------------------------------------------------------------------------- SK INNOVATION CO., LTD. Ticker: 096770 Security ID: Y8063L103 Meeting Date: MAR 26, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Kim Jun as Inside Director For For Management 3.2 Elect Yu Jeong-jun as Non-Independent For For Management Non-Executive Director 3.3 Elect Kim Jong-hoon as Outside Director For For Management 4 Elect Kim Jong-hoon as a Member of For For Management Audit Committee 5 Approve Terms of Retirement Pay For For Management 6 Approve Stock Option Grants For For Management 7 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- SK TELECOM CO., LTD. Ticker: 017670 Security ID: Y4935N104 Meeting Date: MAR 26, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Approve Stock Option Grants For For Management 3.2 Approve Stock Option Grants For For Management 4.1 Elect Park Jung-ho as Inside Director For For Management 4.2 Elect Cho Dae-sik as Non-Independent For Against Management Non-Executive Director 4.3 Elect Kim Yong-hak as Outside Director For For Management 4.4 Elect Kim Jun-mo as Outside Director For For Management 4.5 Elect Ahn Jeong-ho as Outside Director For For Management 5.1 Elect Kim Yong-hak as a Member of For For Management Audit Committee 5.2 Elect Ahn Jeong-ho as a Member of For For Management Audit Committee 6 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 7 Approve Terms of Retirement Pay For For Management -------------------------------------------------------------------------------- SKANDINAVISKA ENSKILDA BANKEN AB Ticker: SEB.A Security ID: W25381141 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: JUN 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Chairman of Meeting For Did Not Vote Management 3 Designate Inspector(s) of Minutes of For Did Not Vote Management Meeting 4 Prepare and Approve List of For Did Not Vote Management Shareholders 5 Approve Agenda of Meeting For Did Not Vote Management 6 Acknowledge Proper Convening of Meeting For Did Not Vote Management 7 Receive Financial Statements and None None Management Statutory Reports 8 Accept Financial Statements and For Did Not Vote Management Statutory Reports 9 Approve Allocation of Income and For Did Not Vote Management Omission of Dividends 10.1 Approve Discharge of Johan H. Andresen For Did Not Vote Management 10.2 Approve Discharge of Signhild Arnegard For Did Not Vote Management Hansen 10.3 Approve Discharge of Anne-Catherine For Did Not Vote Management Berner 10.4 Approve Discharge of Samir Brikho For Did Not Vote Management 10.5 Approve Discharge of Winnie Fok For Did Not Vote Management 10.6 Approve Discharge of Anna-Karin For Did Not Vote Management Glimstrom 10.7 Approve Discharge of Annika Dahlberg For Did Not Vote Management 10.8 Approve Discharge of Charlotta Lindholm For Did Not Vote Management 10.9 Approve Discharge of Tomas Nicolin For Did Not Vote Management 10.10 Approve Discharge of Sven Nyman For Did Not Vote Management 10.11 Approve Discharge of Lars Ottersgard For Did Not Vote Management 10.12 Approve Discharge of Jesper Ovesen For Did Not Vote Management 10.13 Approve Discharge of Helena Saxon For Did Not Vote Management 10.14 Approve Discharge of Johan Torgeby (as For Did Not Vote Management Board Member) 10.15 Approve Discharge of Marcus Wallenberg For Did Not Vote Management 10.16 Approve Discharge of Hakan Westerberg For Did Not Vote Management 10.17 Approve Discharge of Johan Torgeby (as For Did Not Vote Management CEO) 11 Determine Number of Members (9) and For Did Not Vote Management Deputy Members of Board 12 Determine Number of Auditors (1) and For Did Not Vote Management Deputy Auditors 13.1 Approve Remuneration of Directors; For Did Not Vote Management Approve Remuneration for Committee Work 13.2 Approve Remuneration of Auditors For Did Not Vote Management 14.1 Reelect Signhild Arnegard Hansen as For Did Not Vote Management Director 14.2 Reelect Anne-Catherine Berner as New For Did Not Vote Management Director 14.3 Reelect Winnie Fok as Director For Did Not Vote Management 14.4 Reelect Sven Nyman as Director For Did Not Vote Management 14.5 Reelect Lars Ottersgard as Director For Did Not Vote Management 14.6 Reelect Jesper Ovesen as Director For Did Not Vote Management 14.7 Reelect Helena Saxon as Director For Did Not Vote Management 14.8 Reelect Johan Torgeby as Director For Did Not Vote Management 14.9 Reelect Marcus Wallenberg as Director For Did Not Vote Management 14.10 Reelect Marcus Wallenberg as Chairman For Did Not Vote Management of the Board 15 Ratify Ernst & Young as Auditors For Did Not Vote Management 16 Approve Remuneration Policy And Other For Did Not Vote Management Terms of Employment For Executive Management 17.1 Approve SEB All Employee Program 2020 For Did Not Vote Management 17.2 Approve Share Programme 2020 for For Did Not Vote Management Senior Managers and Key Employees 17.3 Approve Conditional Share Programme For Did Not Vote Management 2020 for Senior Managers and Key Employees 18.1 Authorize Share Repurchase Program For Did Not Vote Management 18.2 Authorize Repurchase of Class A and/or For Did Not Vote Management Class C Shares and Reissuance of Repurchased Shares Inter Alia in for Capital Purposes and Long-Term Incentive Plans 18.3 Approve Transfer of Class A Shares to For Did Not Vote Management Participants in 2020 Long-Term Equity Programs 19 Approve Issuance of Convertible Bonds For Did Not Vote Management without Preemptive Rights 20 Approve Proposal Concerning the For Did Not Vote Management Appointment of Auditors in Foundations Without Own Management 21 Amend Articles Re: Proxies and Postal For Did Not Vote Management Voting 22 Amend Articles Re: Introduce Equal None Did Not Vote Shareholder Voting Rights of Class A and Class C Shares; Instruct Board to Prepare a Proposal for further Amendments of the Articles 23 Instruct Board to Work for the Swedish None Did Not Vote Shareholder Companies Act to Abolish Weighted Voting; and to Prepare a Proposal for Representation of Small and Medium-Sized Shareholders in the Board and Nomination Committee 24 Close Meeting None None Management -------------------------------------------------------------------------------- SKANSKA AB Ticker: SKA.B Security ID: W83567110 Meeting Date: MAR 26, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Chairman of Meeting For Did Not Vote Management 3 Prepare and Approve List of For Did Not Vote Management Shareholders 4 Approve Agenda of Meeting For Did Not Vote Management 5 Designate Inspectors of Minutes of For Did Not Vote Management Meeting 6 Acknowledge Proper Convening of Meeting For Did Not Vote Management 7 Receive Chairman's and President's None None Management Report 8 Receive Financial Statements and None None Management Statutory Reports 9 Accept Financial Statements and For Did Not Vote Management Statutory Reports 10 Approve Allocation of Income and For Did Not Vote Management Dividends of SEK 6.25 Per Share 11 Approve Discharge of Board and For Did Not Vote Management President 12 Determine Number of Members (7) and For Did Not Vote Management Deputy Members (0) of Board 13 Approve Remuneration of Directors in For Did Not Vote Management the Amount of SEK 2.2 Million for Chairman and SEK 720,000 for Other Directors; Approve Remuneration for Committee Work; Approve Remuneration of Auditors 14.a Reelect Hans Biorck as Director For Did Not Vote Management 14.b Reelect Par Boman as Director For Did Not Vote Management 14.c Reelect Jan Gurander as Director For Did Not Vote Management 14.d Reelect Fredrik Lundberg as Director For Did Not Vote Management 14.e Reelect Catherine Marcus as Director For Did Not Vote Management 14.f Reelect Jayne McGivern as Director For Did Not Vote Management 14.g Elect Asa Soderstrom Winberg as New For Did Not Vote Management Director 14.h Reelect Hans Biorck as Chairman of the For Did Not Vote Management Board 15 Ratify Ernst & Young as Auditors For Did Not Vote Management 16 Approve Remuneration Policy And Other For Did Not Vote Management Terms of Employment For Executive Management 17 Approve Equity Plan Financing For Did Not Vote Management 18 Close Meeting None None Management -------------------------------------------------------------------------------- SKF AB Ticker: SKF.B Security ID: W84237143 Meeting Date: MAR 26, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Chairman of Meeting For Did Not Vote Management 3 Prepare and Approve List of For Did Not Vote Management Shareholders 4 Approve Agenda of Meeting For Did Not Vote Management 5 Designate Inspector(s) of Minutes of For Did Not Vote Management Meeting 6 Acknowledge Proper Convening of Meeting For Did Not Vote Management 7 Receive Financial Statements and None None Management Statutory Reports 8 Receive President's Report None None Management 9 Accept Financial Statements and For Did Not Vote Management Statutory Reports 10 Approve Allocation of Income and For Did Not Vote Management Dividends of SEK 6.25 Per Share 11 Approve Discharge of Board and For Did Not Vote Management President 12 Determine Number of Members (9) and For Did Not Vote Management Deputy Members (0) of Board 13 Approve Remuneration of Directors in For Did Not Vote Management the Amount of SEK 2.2 Million for Chairman and SEK 760,000 for Other Directors; Approve Remuneration for Committee Work 14.1 Reelect Hans Straberg as Director For Did Not Vote Management 14.2 Reelect Hock Goh as Director For Did Not Vote Management 14.3 Reelect Alrik Danielson as Director For Did Not Vote Management 14.4 Reelect Ronnie Leten as Director For Did Not Vote Management 14.5 Reelect Barb Samardzich as Director For Did Not Vote Management 14.6 Reelect Colleen Repplier as Director For Did Not Vote Management 14.7 Reelect Geert Follens as Director For Did Not Vote Management 14.8 Elect Hakan Buskhe as New Director For Did Not Vote Management 14.9 Elect Susanna Schneeberger as New For Did Not Vote Management Director 15 Elect Hans Straberg as Board Chairman For Did Not Vote Management 16 Approve Remuneration Policy And Other For Did Not Vote Management Terms of Employment For Executive Management 17 Approve 2020 Performance Share Program For Did Not Vote Management 18 Authorize Chairman of Board and For Did Not Vote Management Representatives of Four of Company's Largest Shareholders to Serve on Nominating Committee -------------------------------------------------------------------------------- SM INVESTMENTS CORP. Ticker: SM Security ID: Y80676102 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: MAY 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve the Minutes of Previous Annual For For Management Stockholders' Meeting 2 Approve 2019 Annual Report For For Management 3 Ratify All Acts and Resolutions of the For For Management Board of Directors and Management 4.1 Elect Teresita T. Sy as Director For Withhold Management 4.2 Elect Henry T. Sy, Jr. as Director For For Management 4.3 Elect Harley T. Sy as Director For For Management 4.4 Elect Jose T. Sio as Director For Withhold Management 4.5 Elect Frederic C. DyBuncio as Director For For Management 4.6 Elect Tomasa H. Lipana as Director For Withhold Management 4.7 Elect Alfredo E. Pascual as Director For Withhold Management 4.8 Elect Robert G. Vergara as Director For Withhold Management 5 Elect SyCip Gorres Velayo & Co. as For Against Management External Auditor 6 Approve Other Matters For Against Management -------------------------------------------------------------------------------- SM PRIME HOLDINGS, INC. Ticker: SMPH Security ID: Y8076N112 Meeting Date: JUN 15, 2020 Meeting Type: Annual Record Date: MAY 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting For For Management Held on April 23, 2019 2 Approve 2019 Annual Report For For Management 3 Ratify Acts of the Board of Directors For For Management and the Management from the Date of the Last Annual Stockholders' Meeting up to the Date of this Meeting 4.1 Elect Henry T. Sy, Jr. as Director For For Management 4.2 Elect Hans T. Sy as Director For For Management 4.3 Elect Herbert T. Sy as Director For For Management 4.4 Elect Jeffrey C. Lim as Director For For Management 4.5 Elect Jorge T. Mendiola as Director For For Management 4.6 Elect Jose L. Cuisia, Jr. as Director For For Management 4.7 Elect Gregorio U. Kilayko as Director For For Management 4.8 Elect Joselito H. Sibayan as Director For For Management 5 Appoint Sycip Gorres Velayo & Co. as For For Management External Auditor 6 Approve Other Matters For Against Management -------------------------------------------------------------------------------- SMITH & NEPHEW PLC Ticker: SN Security ID: G82343164 Meeting Date: APR 09, 2020 Meeting Type: Annual Record Date: APR 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Policy For For Management 3 Approve Remuneration Report For For Management 4 Approve Final Dividend For For Management 5 Re-elect Graham Baker as Director For For Management 6 Re-elect Vinita Bali as Director For For Management 7 Re-elect Baroness Virginia Bottomley For For Management as Director 8 Re-elect Roland Diggelmann as Director For For Management 9 Re-elect Erik Engstrom as Director For For Management 10 Re-elect Robin Freestone as Director For For Management 11 Re-elect Marc Owen as Director For For Management 12 Re-elect Angie Risley as Director For For Management 13 Re-elect Roberto Quarta as Director For For Management 14 Reappoint KPMG LLP as Auditors For For Management 15 Authorise Board to Fix Remuneration of For For Management Auditors 16 Approve Global Share Plan 2020 For For Management 17 Authorise Issue of Equity For For Management 18 Authorise Issue of Equity without For For Management Pre-emptive Rights 19 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 20 Authorise Market Purchase of Ordinary For For Management Shares 21 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- SNAM SPA Ticker: SRG Security ID: T8578N103 Meeting Date: OCT 23, 2019 Meeting Type: Special Record Date: OCT 14, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Company Bylaws Re: Articles 13 For For Management and 20; Introduce Article 24 1 Revoke Auditors; Approve New Auditors For For Management and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- SOCIEDAD QUIMICA Y MINERA DE CHILE SA Ticker: SQM.B Security ID: P8716X108 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Designate Auditors For For Management 3 Designate Risk Assessment Companies For For Management 4 Designate Account Inspectors For For Management 5 Approve Investment Policy For For Management 6 Approve Financing Policy For For Management 7 Approve Dividends For For Management 8 Approve Remuneration of Board of For For Management Directors and Board Committees 9 Other Business For Against Management -------------------------------------------------------------------------------- SOHGO SECURITY SERVICES CO., LTD. Ticker: 2331 Security ID: J7607Z104 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 35.5 2.1 Elect Director Murai, Atsushi For Abstain Management 2.2 Elect Director Aoyama, Yukiyasu For Abstain Management 2.3 Elect Director Kayaki, Ikuji For Abstain Management 2.4 Elect Director Hokari, Hirohisa For Abstain Management 2.5 Elect Director Murai, Tsuyoshi For Abstain Management 2.6 Elect Director Nomura, Shigeki For Abstain Management 2.7 Elect Director Suzuki, Motohisa For Abstain Management 2.8 Elect Director Kishimoto, Koji For Abstain Management 2.9 Elect Director Ono, Seiei For For Management 2.10 Elect Director Kadowaki, Hideharu For Abstain Management 2.11 Elect Director Ando, Toyoaki For For Management 2.12 Elect Director Suetsugu, Hirotomo For For Management 3 Appoint Statutory Auditor Nagasawa, For For Management Michiko -------------------------------------------------------------------------------- SOHO CHINA LTD. Ticker: 410 Security ID: G82600100 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAY 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Elect Pan Shiyi as Director For For Management 3 Elect Xiong Ming Hua as Director For For Management 4 Authorize Board to Fix Remuneration of For For Management Directors 5 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 6A Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6B Authorize Repurchase of Issued Share For For Management Capital 6C Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- SOLVAY SA Ticker: SOLB Security ID: B82095116 Meeting Date: MAY 12, 2020 Meeting Type: Annual/Special Record Date: APR 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Directors' and Auditors' None None Management Reports (Non-Voting) 2 Approve Remuneration Report For For Management 3 Receive Consolidated Financial None None Management Statements and Statutory Reports (Non-Voting) 4 Approve Financial Statements, For For Management Allocation of Income, and Dividends of EUR 3.75 per Share 5.1 Approve Discharge of Directors For For Management 5.2 Approve Discharge of Auditors For For Management 6 Approve Remuneration Policy For For Management 7a Receive Information on End of Mandate None None Management of Jean-Marie Solvay as Director 7b Receive Information on Resignation of None None Management Jean-Marie Solvay as Director 7c Elect Aude Thibaut de Maisieres as For For Management Director 7d Indicate Aude Thibaut de Maisieres as For Against Management Independent Board Member 8 Transact Other Business None None Management A.1 Receive Special Board Report Re: None None Management Article 7: 199 Paragraph 2 of Companies and Associations Code A.2 Renew Authorization to Increase Share For For Management Capital Up to EUR 158 Million and Amend Article 7 bis Accordingly B Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital and Amend Article 8 Accordingly C.a Amend Article 37 Re: Means of Voting For For Management at Shareholders' Meetings C..b Amend Articles of Association Re: For For Management Alignment on Companies and Associations Code -------------------------------------------------------------------------------- SOMPO HOLDINGS, INC. Ticker: 8630 Security ID: J7621A101 Meeting Date: JUN 22, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 75 2.1 Elect Director Sakurada, Kengo For For Management 2.2 Elect Director Tsuji, Shinji For For Management 2.3 Elect Director Hanada, Hidenori For For Management 2.4 Elect Director Nohara, Sawako For For Management 2.5 Elect Director Scott Trevor Davis For For Management 2.6 Elect Director Higashi, Kazuhiro For For Management 2.7 Elect Director Nawa, Takashi For For Management 2.8 Elect Director Shibata, Misuzu For For Management 2.9 Elect Director Yanagida, Naoki For For Management 2.10 Elect Director Uchiyama, Hideyo For For Management 2.11 Elect Director Muraki, Atsuko For For Management 2.12 Elect Director Endo, Isao For For Management -------------------------------------------------------------------------------- SONOVA HOLDING AG Ticker: SOON Security ID: H8024W106 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1.1 Accept Financial Statements and For For Management Statutory Reports 1.2 Approve Remuneration Report For For Management (Non-Binding) 2 Approve Allocation of Income and For For Management Issuance of Scrip Dividend 3 Approve Discharge of Board and Senior For For Management Management 4.1.1 Reelect Robert Spoerry as Director and For Against Management Board Chairman 4.1.2 Reelect Beat Hess as Director For For Management 4.1.3 Reelect Lynn Bleil as Director For For Management 4.1.4 Reelect Lukas Braunschweiler as For For Management Director 4.1.5 Reelect Michael Jacobi as Director For Against Management 4.1.6 Reelect Stacy Seng as Director For For Management 4.1.7 Reelect Ronald van der Vis as Director For For Management 4.1.8 Reelect Jinlong Wang as Director For For Management 4.2 Elect Adrian Widmer as Director For For Management 4.3.1 Reappoint Robert Spoerry as Member of For Against Management the Nomination and Compensation Committee 4.3.2 Reappoint Beat Hess as Member of the For For Management Nomination and Compensation Committee 4.3.3 Reappoint Stacy Seng as Member of the For For Management Nomination and Compensation Committee 4.4 Ratify Ernst & Young AG as Auditors For Against Management 4.5 Designate Keller KLG as Independent For For Management Proxy 5.1 Approve Remuneration of Directors in For For Management the Amount of CHF 2.6 Million 5.2 Approve Remuneration of Executive For For Management Committee in the Amount of CHF 15.2 Million 6 Approve Creation of CHF 321,990.65 For For Management Pool of Capital without Preemptive Rights 7 Transact Other Business (Voting) For Against Management -------------------------------------------------------------------------------- SONY CORP. Ticker: 6758 Security ID: J76379106 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles to Change Company Name For For Management 2.1 Elect Director Yoshida, Kenichiro For For Management 2.2 Elect Director Totoki, Hiroki For For Management 2.3 Elect Director Sumi, Shuzo For For Management 2.4 Elect Director Tim Schaaff For For Management 2.5 Elect Director Matsunaga, Kazuo For For Management 2.6 Elect Director Oka, Toshiko For For Management 2.7 Elect Director Akiyama, Sakie For For Management 2.8 Elect Director Wendy Becker For For Management 2.9 Elect Director Hatanaka, Yoshihiko For For Management 2.10 Elect Director Adam Crozier For For Management 2.11 Elect Director Kishigami, Keiko For For Management 2.12 Elect Director Joseph A. Kraft Jr For For Management 3 Approve Stock Option Plan For For Management -------------------------------------------------------------------------------- SPAR GROUP LTD. Ticker: SPP Security ID: S8050H104 Meeting Date: FEB 11, 2020 Meeting Type: Annual Record Date: JAN 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for the Year Ended 30 September 2019 2 Elect Lwazi Koyana as Director For For Management 3.1 Re-elect Harish Mehta as Director For For Management 3.2 Re-elect Phumla Mnganga as Director For For Management 3.3 Re-elect Andrew Waller as Director For For Management 4 Reappoint PricewaterhouseCoopers Inc. For For Management as Auditors of the Company with Sharalene Randelhoff as the Designated Individual Audit Partner 5.1 Re-elect Marang Mashologu as Member of For For Management the Audit Committee 5.2 Re-elect Harish Mehta as Member of the For For Management Audit Committee 5.3 Elect Andrew Waller as Chairman of the For For Management Audit Committee 6 Place Authorised but Unissued Shares For For Management Under Control of Directors Pursuant to the Employee Share Trust (2004) 7 Place Authorised but Unissued Shares For For Management Under Control of Directors Pursuant to the Conditional Share Plan 8 Approve Remuneration Policy For For Management 9 Approve Remuneration Implementation For For Management Report 10 Approve Financial Assistance to For For Management Related or Inter-related Companies 11 Approve Non-executive Directors' Fees For For Management -------------------------------------------------------------------------------- SPIRAX-SARCO ENGINEERING PLC Ticker: SPX Security ID: G83561129 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Policy For For Management 3 Amend Performance Share Plan For For Management 4 Approve Remuneration Report For For Management 5 Approve Final Dividend For For Management 6 Reappoint Deloitte LLP as Auditors For For Management 7 Authorise Board to Fix Remuneration of For For Management Auditors 8 Re-elect Jamie Pike as Director For For Management 9 Re-elect Nicholas Anderson as Director For For Management 10 Re-elect Kevin Boyd as Director For For Management 11 Re-elect Neil Daws as Director For For Management 12 Re-elect Dr Trudy Schoolenberg as For For Management Director 13 Re-elect Peter France as Director For For Management 14 Re-elect Caroline Johnstone as Director For For Management 15 Re-elect Jane Kingston as Director For For Management 16 Elect Kevin Thompson as Director For For Management 17 Authorise Issue of Equity For For Management 18 Approve Scrip Dividend Alternative For For Management 19 Authorise Issue of Equity without For For Management Pre-emptive Rights 20 Authorise Market Purchase of Ordinary For For Management Shares -------------------------------------------------------------------------------- SSE PLC Ticker: SSE Security ID: G8842P102 Meeting Date: JUL 18, 2019 Meeting Type: Annual Record Date: JUL 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Remuneration Policy For For Management 4 Approve Final Dividend For For Management 5 Re-elect Gregor Alexander as Director For For Management 6 Re-elect Sue Bruce as Director For For Management 7 Re-elect Tony Cocker as Director For For Management 8 Re-elect Crawford Gillies as Director For For Management 9 Re-elect Richard Gillingwater as For For Management Director 10 Re-elect Peter Lynas as Director For For Management 11 Re-elect Helen Mahy as Director For For Management 12 Re-elect Alistair Phillips-Davies as For For Management Director 13 Re-elect Martin Pibworth as Director For For Management 14 Elect Melanie Smith as Director For For Management 15 Appoint Ernst & Young LLP as Auditors For For Management 16 Authorise Audit Committee to Fix For For Management Remuneration of Auditors 17 Authorise Issue of Equity For For Management 18 Authorise Issue of Equity without For For Management Pre-emptive Rights 19 Authorise Market Purchase of Ordinary For For Management Shares 20 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- STANDARD BANK GROUP LTD. Ticker: SBK Security ID: S80605140 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: JUN 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Maureen Erasmus as Director For For Management 1.2 Re-elect Trix Kennealy as Director For For Management 1.3 Re-elect Nomgando Matyumza as Director For For Management 1.4 Re-elect Jacko Maree as Director For Against Management 1.5 Re-elect John Vice as Director For For Management 1.6 Elect Priscillah Mabelane as Director For For Management 1.7 Elect Nonkululeko Nyembezi as Director For For Management 2.1 Reappoint KPMG Inc as Auditors and For For Management Appoint Heather Berrange as Designated Registered Audit Partner 2.2 Reappoint PricewaterhouseCoopers Inc For For Management as Auditors and Appoint John Bennett as Designated Registered Audit Partner 3 Place Authorised but Unissued Ordinary For For Management Shares under Control of Directors 4 Place Authorised but Unissued For For Management Non-redeemable Preference Shares under Control of Directors 5.1 Approve Remuneration Policy For For Management 5.2 Approve Implementation Report For For Management 6.1 Approve Fees of the Chairman For For Management 6.2 Approve Fees of the Directors For For Management 6.3 Approve Fees of the International For For Management Directors 6.4.1 Approve Fees of the Audit Committee For For Management Chairman 6.4.2 Approve Fees of the Audit Committee For For Management Member 6.5.1 Approve Fees of the Directors' Affairs For For Management Committee Chairman 6.5.2 Approve Fees of the Directors' Affairs For For Management Committee Member 6.6.1 Approve Fees of the Remuneration For For Management Committee Chairman 6.6.2 Approve Fees of the Remuneration For For Management Committee Member 6.7.1 Approve Fees of the Risk and Capital For For Management Management Committee Chairman 6.7.2 Approve Fees of the Risk and Capital For For Management Management Committee Member 6.8.1 Approve Fees of the Social & Ethics For For Management Committee Chairman 6.8.2 Approve Fees of the Social & Ethics For For Management Committee Member 6.9.1 Approve Fees of the Technology and For For Management Information Committee Chairman 6.9.2 Approve Fees of the Technology and For For Management Information Committee Member 6.10 Approve Fees of the Ad Hoc Committee For For Management Members 7 Authorise Repurchase of Issued For For Management Ordinary Share Capital 8 Authorise Repurchase of Issued For For Management Preference Share Capital 9 Approve Financial Assistance in Terms For For Management of Section 45 of the Companies Act -------------------------------------------------------------------------------- STANDARD CHARTERED PLC Ticker: STAN Security ID: G84228157 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAY 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For Abstain Management 3 Approve Remuneration Report For For Management 4 Elect Phil Rivett as Director For For Management 5 Elect David Tang as Director For For Management 6 Re-elect David Conner as Director For For Management 7 Re-elect Dr Byron Grote as Director For For Management 8 Re-elect Andy Halford as Director For For Management 9 Re-elect Christine Hodgson as Director For For Management 10 Re-elect Gay Huey Evans as Director For For Management 11 Re-elect Naguib Kheraj as Director For For Management 12 Re-elect Dr Ngozi Okonjo-Iweala as For For Management Director 13 Re-elect Carlson Tong as Director For For Management 14 Re-elect Jose Vinals as Director For For Management 15 Re-elect Jasmine Whitbread as Director For For Management 16 Re-elect Bill Winters as Director For For Management 17 Appoint Ernst & Young LLP as Auditors For For Management 18 Authorise Audit Committee to Fix For For Management Remuneration of Auditors 19 Authorise EU Political Donations and For For Management Expenditure 20 Authorise Board to Offer Scrip Dividend For For Management 21 Authorise Issue of Equity For For Management 22 Extend the Authority to Allot Shares For For Management by Such Number of Shares Repurchased by the Company under the Authority Granted Pursuant to Resolution 27 23 Authorise Issue of Equity in Relation For For Management to Equity Convertible Additional Tier 1 Securities 24 Authorise Issue of Equity without For For Management Pre-emptive Rights 25 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 26 Authorise Issue of Equity without For For Management Pre-emptive Rights in Relation to Equity Convertible Additional Tier 1 Securities 27 Authorise Market Purchase of Ordinary For For Management Shares 28 Authorise Market Purchase of For For Management Preference Shares 29 Adopt New Articles of Association For For Management 30 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- STANDARD FOODS CORP. Ticker: 1227 Security ID: Y8151Z105 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Amend Procedures for Endorsement and For For Management Guarantees 4 Amend Procedures for Lending Funds to For For Management Other Parties -------------------------------------------------------------------------------- STANDARD LIFE ABERDEEN PLC Ticker: SLA Security ID: G84246118 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAY 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Reappoint KPMG LLP as Auditors For For Management 4 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 5 Approve Remuneration Report For For Management 6 Approve Remuneration Policy For For Management 7A Re-elect Sir Douglas Flint as Director For For Management 7B Re-elect Stephanie Bruce as Director For For Management 7C Re-elect John Devine as Director For For Management 7D Re-elect Melanie Gee as Director For For Management 7E Re-elect Martin Pike as Director For For Management 7F Re-elect Cathleen Raffaeli as Director For For Management 7G Re-elect Jutta af Rosenborg as Director For For Management 7H Re-elect Keith Skeoch as Director For For Management 8A Elect Jonathan Asquith as Director For For Management 8B Elect Brian McBride as Director For For Management 8C Elect Cecilia Reyes as Director For For Management 9 Authorise EU Political Donations and For For Management Expenditures 10 Authorise Issue of Equity For For Management 11 Authorise Issue of Equity without For For Management Pre-emptive Rights 12 Authorise Market Purchase of Ordinary For For Management Shares 13 Authorise Issue of Equity in Relation For For Management to the Issue of Convertible Bonds 14 Authorise Issue of Equity without For For Management Pre-Emptive Rights in Relation to the Issue of Convertible Bonds 15 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice 16 Adopt New Articles of Association For For Management -------------------------------------------------------------------------------- STANLEY ELECTRIC CO., LTD. Ticker: 6923 Security ID: J76637115 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kitano, Takanori For For Management 1.2 Elect Director Hiratsuka, Yutaka For For Management 1.3 Elect Director Tanabe, Toru For For Management 1.4 Elect Director Iino, Katsutoshi For For Management 1.5 Elect Director Yoneya, Mitsuhiro For For Management 1.6 Elect Director Kaizumi, Yasuaki For For Management 1.7 Elect Director Ueda, Keisuke For For Management 1.8 Elect Director Mori, Masakatsu For For Management 1.9 Elect Director Kono, Hirokazu For For Management 1.10 Elect Director Takeda, Yozo For For Management -------------------------------------------------------------------------------- STOCKLAND Ticker: SGP Security ID: Q8773B105 Meeting Date: OCT 21, 2019 Meeting Type: Annual/Special Record Date: OCT 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 2 Elect Barry Neil as Director For For Management 3 Elect Stephen Newton as Director For For Management 4 Approve Remuneration Report For For Management 5 Approve Grant of Performance Rights to For For Management Mark Steinert -------------------------------------------------------------------------------- STORA ENSO OYJ Ticker: STERV Security ID: X8T9CM113 Meeting Date: JUN 04, 2020 Meeting Type: Annual Record Date: MAY 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Call the Meeting to Order None None Management 3 Designate Inspector or Shareholder For For Management Representative(s) of Minutes of Meeting 4 Acknowledge Proper Convening of Meeting For For Management 5 Prepare and Approve List of For For Management Shareholders 6 Receive Financial Statements and None None Management Statutory Reports; Receive Board's Report; Receive Auditor's Report 7 Accept Financial Statements and For For Management Statutory Reports 8 Approve Allocation of Income and For For Management Dividends of EUR 0.15 Per Share; Authorize Board to Decide on the Distribution of Dividends of EUR 0.35 Per Share 9 Approve Discharge of Board and For For Management President 10 Approve Remuneration Policy And Other For For Management Terms of Employment For Executive Management 11 Approve Remuneration of Directors in For For Management the Amount of EUR 197,000 for Chairman, EUR 112,000 for Vice Chairman, and EUR 76,000 for Other Directors; Approve Remuneration for Committee Work 12 Fix Number of Directors at Nine For For Management 13 Reelect Jorma Eloranta (Chair), For Against Management Elisabeth Fleuriot, Hock Goh, Mikko Helander, Christiane Kuehne, Antti Makinen, Richard Nilsson, and Hans Straberg (Vice Chair) as Directors; Elect Hakan Buskhe as New Director 14 Approve Remuneration of Auditors For For Management 15 Ratify PricewaterhouseCoopers as For For Management Auditors 16 Authorize Share Repurchase Program and For For Management Reissuance or Cancellation of Repurchased Shares 17 Approve Issuance of up to 2 Million For For Management Class R Shares without Preemptive Rights 18 Presentation of Minutes of the Meeting None None Management 19 Close Meeting None None Management -------------------------------------------------------------------------------- SUMITOMO CHEMICAL CO., LTD. Ticker: 4005 Security ID: J77153120 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Tokura, Masakazu For Abstain Management 1.2 Elect Director Iwata, Keiichi For Abstain Management 1.3 Elect Director Takeshita, Noriaki For Abstain Management 1.4 Elect Director Matsui, Masaki For Abstain Management 1.5 Elect Director Akahori, Kingo For Abstain Management 1.6 Elect Director Ueda, Hiroshi For Abstain Management 1.7 Elect Director Niinuma, Hiroshi For Abstain Management 1.8 Elect Director Shigemori, Takashi For Abstain Management 1.9 Elect Director Mito, Nobuaki For Abstain Management 1.10 Elect Director Ikeda, Koichi For Abstain Management 1.11 Elect Director Tomono, Hiroshi For For Management 1.12 Elect Director Ito, Motoshige For For Management 1.13 Elect Director Muraki, Atsuko For For Management -------------------------------------------------------------------------------- SUMITOMO METAL MINING CO., LTD. Ticker: 5713 Security ID: J77712180 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 39 2.1 Elect Director Nakazato, Yoshiaki For Abstain Management 2.2 Elect Director Nozaki, Akira For Abstain Management 2.3 Elect Director Asahi, Hiroshi For Abstain Management 2.4 Elect Director Matsumoto, Nobuhiro For Abstain Management 2.5 Elect Director Higo, Toru For Abstain Management 2.6 Elect Director Nakano, Kazuhisa For For Management 2.7 Elect Director Ishii, Taeko For For Management 2.8 Elect Director Kinoshita, Manabu For Abstain Management 3.1 Appoint Statutory Auditor Ino, Kazushi For Against Management 3.2 Appoint Statutory Auditor Nakayama, For Against Management Yasuyuki 3.3 Appoint Statutory Auditor Yoshida, For Against Management Wataru 4 Appoint Alternate Statutory Auditor For For Management Mishina, Kazuhiro 5 Approve Annual Bonus For For Management -------------------------------------------------------------------------------- SUMITOMO MITSUI TRUST HOLDINGS, INC. Ticker: 8309 Security ID: J7772M102 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 75 2.1 Elect Director Okubo, Tetsuo For For Management 2.2 Elect Director Araumi, Jiro For For Management 2.3 Elect Director Nishida, Yutaka For For Management 2.4 Elect Director Hashimoto, Masaru For For Management 2.5 Elect Director Kitamura, Kunitaro For For Management 2.6 Elect Director Tsunekage, Hitoshi For For Management 2.7 Elect Director Shudo, Kuniyuki For For Management 2.8 Elect Director Tanaka, Koji For For Management 2.9 Elect Director Suzuki, Takeshi For Against Management 2.10 Elect Director Araki, Mikio For For Management 2.11 Elect Director Matsushita, Isao For For Management 2.12 Elect Director Saito, Shinichi For Against Management 2.13 Elect Director Yoshida, Takashi For For Management 2.14 Elect Director Kawamoto, Hiroko For Against Management 2.15 Elect Director Aso, Mitsuhiro For For Management -------------------------------------------------------------------------------- SUMITOMO RUBBER INDUSTRIES, LTD. Ticker: 5110 Security ID: J77884112 Meeting Date: MAR 26, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 30 2.1 Elect Director Ikeda, Ikuji For For Management 2.2 Elect Director Yamamoto, Satoru For For Management 2.3 Elect Director Nishi, Minoru For For Management 2.4 Elect Director Kinameri, Kazuo For For Management 2.5 Elect Director Ii, Yasutaka For For Management 2.6 Elect Director Ishida, Hiroki For For Management 2.7 Elect Director Kuroda, Yutaka For For Management 2.8 Elect Director Harada, Naofumi For For Management 2.9 Elect Director Tanigawa, Mitsuteru For For Management 2.10 Elect Director Kosaka, Keizo For For Management 2.11 Elect Director Murakami, Kenji For For Management 2.12 Elect Director Kobayashi, Nobuyuki For For Management 3.1 Appoint Statutory Auditor Murata, For For Management Morihiro 3.2 Appoint Statutory Auditor Yasuhara, For For Management Hirofumi -------------------------------------------------------------------------------- SUN HUNG KAI PROPERTIES LIMITED Ticker: 16 Security ID: Y82594121 Meeting Date: NOV 07, 2019 Meeting Type: Annual Record Date: NOV 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3.1a Elect Kwok Kai-Chun, Geoffrey as For For Management Director 3.1b Elect Wu Xiang-Dong as Director For For Management 3.1c Elect Kwok Ping-Luen, Raymond as For Against Management Director 3.1d Elect Wong Chik-Wing, Mike as Director For For Management 3.1e Elect Li Ka-Cheung, Eric as Director For For Management 3.1f Elect Leung Ko May-Yee, Margaret as For For Management Director 3.1g Elect Kwok Kai-Wang, Christopher as For For Management Director 3.1h Elect Tung Chi-Ho, Eric as Director For For Management 3.2 Approve Directors' Fees For For Management 4 Approve Deloitte Touche Tohmatsu as For Against Management Auditor and Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Issued Share For For Management Capital 6 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- SUN LIFE FINANCIAL INC. Ticker: SLF Security ID: 866796105 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William D. Anderson For For Management 1.2 Elect Director Dean A. Connor For For Management 1.3 Elect Director Stephanie L. Coyles For For Management 1.4 Elect Director Martin J. G. Glynn For For Management 1.5 Elect Director Ashok K. Gupta For For Management 1.6 Elect Director M. Marianne Harris For For Management 1.7 Elect Director Sara Grootwassink Lewis For For Management 1.8 Elect Director James M. Peck For For Management 1.9 Elect Director Scott F. Powers For For Management 1.10 Elect Director Hugh D. Segal For For Management 1.11 Elect Director Barbara G. Stymiest For For Management 2 Ratify Deloitte LLP as Auditors For For Management 3 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- SUNCOR ENERGY INC. Ticker: SU Security ID: 867224107 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Patricia M. Bedient For For Management 1.2 Elect Director Mel E. Benson For For Management 1.3 Elect Director John D. Gass For For Management 1.4 Elect Director Dennis M. Houston For For Management 1.5 Elect Director Mark S. Little For For Management 1.6 Elect Director Brian P. MacDonald For For Management 1.7 Elect Director Maureen McCaw For For Management 1.8 Elect Director Lorraine Mitchelmore For For Management 1.9 Elect Director Eira M. Thomas For For Management 1.10 Elect Director Michael M. Wilson For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- SUNING.COM CO., LTD. Ticker: 002024 Security ID: Y82211106 Meeting Date: JUL 15, 2019 Meeting Type: Special Record Date: JUL 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Daily Related-party For For Management Transactions 2 Approve Adjustment on Usage of Raised For For Management Funds 3 Approve Amendments to Articles of For For Management Association to Expand Business Scope -------------------------------------------------------------------------------- SUNING.COM CO., LTD. Ticker: 002024 Security ID: Y82211106 Meeting Date: OCT 16, 2019 Meeting Type: Special Record Date: OCT 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Daily Related-party For For Management Transactions 2 Approve Guarantee Provision For For Management 3 Approve Financial Assistance Provision For Against Management -------------------------------------------------------------------------------- SUNING.COM CO., LTD. Ticker: 002024 Security ID: Y82211106 Meeting Date: MAR 09, 2020 Meeting Type: Special Record Date: MAR 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Zhang Jindong as Non-Independent For For Management Director 1.2 Elect Sun Weimin as Non-Independent For For Management Director 1.3 Elect Ren Jun as Non-Independent For For Management Director 1.4 Elect Meng Xiangsheng as For For Management Non-Independent Director 1.5 Elect Xu Hong as Non-Independent For For Management Director 1.6 Elect Yang Guang as Non-Independent For For Management Director 2.1 Elect Liu Shiping as Independent For For Management Director 2.2 Elect Fang Xianming as Independent For For Management Director 2.3 Elect Chen Zhenyu as Independent For For Management Director 3.1 Elect Wang Xiaoling as Supervisor For For Management 3.2 Elect Li Jianying as Supervisor For For Management 4 Approve Establishment of Special For For Management Committee under the Board of Directors 5 Approve Change in the Use of Proceeds For For Management -------------------------------------------------------------------------------- SUNING.COM CO., LTD. Ticker: 002024 Security ID: Y82211106 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 7 Approve Appointment of Auditor For Against Management 8 Amend Articles of Association to For For Management Expand Business Scope -------------------------------------------------------------------------------- SUNTORY BEVERAGE & FOOD LTD. Ticker: 2587 Security ID: J78186103 Meeting Date: MAR 27, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 39 2 Amend Articles to Change Location of For For Management Head Office 3.1 Elect Director Kogo, Saburo For For Management 3.2 Elect Director Saito, Kazuhiro For For Management 3.3 Elect Director Yamazaki, Yuji For For Management 3.4 Elect Director Kimura, Josuke For For Management 3.5 Elect Director Torii, Nobuhiro For For Management 3.6 Elect Director Inoue, Yukari For For Management 4 Elect Director and Audit Committee For For Management Member Chiji, Kozo 5 Elect Alternate Director and Audit For For Management Committee Member Amitani, Mitsuhiro -------------------------------------------------------------------------------- SVENSKA HANDELSBANKEN AB Ticker: SHB.A Security ID: W9112U104 Meeting Date: MAR 25, 2020 Meeting Type: Annual Record Date: MAR 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Chairman of Meeting For Did Not Vote Management 3 Prepare and Approve List of For Did Not Vote Management Shareholders 4 Approve Agenda of Meeting For Did Not Vote Management 5 Designate Inspector(s) of Minutes of For Did Not Vote Management Meeting 6 Acknowledge Proper Convening of Meeting For Did Not Vote Management 7 Receive Financial Statements and None None Management Statutory Reports 8 Accept Financial Statements and For Did Not Vote Management Statutory Reports 9 Approve Allocation of Income and For Did Not Vote Management Dividends of SEK 5.50 Per Share 10 Approve Discharge of Board and For Did Not Vote Management President 11 Authorize Repurchase of up to 120 For Did Not Vote Management Million Class A and/or B Shares and Reissuance of Repurchased Shares 12 Authorize Share Repurchase Program For Did Not Vote Management 13 Approve Issuance of Convertible For Did Not Vote Management Capital Instruments Corresponding to a Maximum of 198 Million Shares without Preemptive Rights 14 Determine Number of Directors (9) For Did Not Vote Management 15 Determine Number of Auditors (2) For Did Not Vote Management 16 Approve Remuneration of Directors in For Did Not Vote Management the Amount of SEK 3.5 Million for Chairman, SEK 985,000 for Vice Chairman, and SEK 700,000 for Other Directors; Approve Remuneration for Committee Work; Approve Remuneration of Auditors 17a Reelect Jon-Fredrik Baksaas as Director For Did Not Vote Management 17b Reelect Hans Biorck as Director For Did Not Vote Management 17c Reelect Par Boman as Director For Did Not Vote Management 17d Reelect Kerstin Hessius as Director For Did Not Vote Management 17e Reelect Lise Kaae as Director For Did Not Vote Management 17f Reelect Fredrik Lundberg as Director For Did Not Vote Management 17g Elect Ulf Riese as New Director For Did Not Vote Management 17h Elect Arja Taaveniku as New Director For Did Not Vote Management 17i Reelect Carina Akerstrom as Director For Did Not Vote Management 18 Reelect Par Boman as Board Chairman For Did Not Vote Management 19 Ratify Ernst & Young and For Did Not Vote Management PricewaterhouseCoopers as Auditors 20 Approve Remuneration Policy And Other For Did Not Vote Management Terms of Employment For Executive Management 21 Approve Proposal Concerning the For Did Not Vote Management Appointment of Auditors in Foundations Without Own Management 22 Eliminate Differentiated Voting Rights None Did Not Vote Shareholder 23 Instruct Board to Work for the None Did Not Vote Shareholder Abolishment of Different Levels of Voting Rights for Shares in the Swedish Companies Act 24 Instruct Board to Prepare Proposal for None Did Not Vote Shareholder Representation of Small and Medium-Sized Shareholders on the Company's Board and Nomination Committee, to be Submitted to AGM 2021 25 Require a Special Examination None Did Not Vote Shareholder Regarding Introduction of Negative Interest Rates and Review of Code of Ethics 26 Close Meeting None None Management -------------------------------------------------------------------------------- SWEDBANK AB Ticker: SWED.A Security ID: W94232100 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting and Elect Chairman of For Did Not Vote Management Meeting 2 Prepare and Approve List of For Did Not Vote Management Shareholders 3.a Authorize Board to Decide on For Did Not Vote Management Entitlement of Attending the Meeting 3.b Approve that Employees of the Swedish None Did Not Vote Shareholder Television Company Should Not be Allowed to Attend the AGM 3.c Approve that Shareholders Shall be None Did Not Vote Shareholder Given the Opportunity to Present Supporting Documents for Decisions on a Big Screen at the AGM 3.d Approve Broadcasting of Meeting Over For Did Not Vote Management Web Link 4 Approve Agenda of Meeting For Did Not Vote Management 5 Designate Inspector(s) of Minutes of For Did Not Vote Management Meeting 6 Acknowledge Proper Convening of Meeting For Did Not Vote Management 7.a Receive Financial Statements and None None Management Statutory Reports 7.b Receive Auditor's Report None None Management 7.c Receive President's Report None None Management 8 Accept Financial Statements and For Did Not Vote Management Statutory Reports 9 Approve Allocation of Income and For Did Not Vote Management Omission of Dividends 10.a Approve Discharge of Annika Poutiainen For Did Not Vote Management as Ordinary Board Member 10.b Approve Discharge of Lars Idermark as For Did Not Vote Management Ordinary Board Member 10.c Approve Discharge of Ulrika Francke as For Did Not Vote Management Ordinary Board Member 10.d Approve Discharge of Peter Norman as For Did Not Vote Management Ordinary Board Member 10.e Approve Discharge of Siv Svensson as For Did Not Vote Management Ordinary Board Member 10.f Approve Discharge of Bodil Eriksson as For Did Not Vote Management Ordinary Board Member 10.g Approve Discharge of Mats Granryd as For Did Not Vote Management Ordinary Board Member 10.h Approve Discharge of Bo Johansson as For Did Not Vote Management Ordinary Board Member 10.i Approve Discharge of Anna Mossberg as For Did Not Vote Management Ordinary Board Member 10.j Approve Discharge of Magnus Uggla as For Did Not Vote Management Ordinary Board Member 10.k Approve Discharge of Kerstin For Did Not Vote Management Hermansson as Ordinary Board Member 10.l Approve Discharge of Josefin For Did Not Vote Management Lindstrand as Ordinary Board Member 10.m Approve Discharge of Bo Magnusson as For Did Not Vote Management Ordinary Board Member 10.n Approve Discharge of Goran Persson as For Did Not Vote Management Ordinary Board Member 10.o Approve Discharge of Birgitte Bonnesen For Did Not Vote Management as CEO Until 28 March 2019 10.p Approve Discharge of Anders Karlsson For Did Not Vote Management as CEO Until 1 October 2019 10.q Approve Discharge of Jens Henriksson For Did Not Vote Management as CEO as of 1 October 2019 10.r Approve Discharge of Camilla Linder as For Did Not Vote Management Ordinary Employee Representative 10.s Approve Discharge of Roger Ljung as For Did Not Vote Management Ordinary Employee Representative 10.t Approve Discharge of Henrik Joelsson For Did Not Vote Management as Deputy Employee Representative 10.u Approve Discharge of Ake Skoglund as For Did Not Vote Management Deputy Employee Representative 11 Determine Number of Directors (10) For Did Not Vote Management 12 Approve Remuneration of Directors in For Did Not Vote Management the Amount of SEK 2.63 Million for Chairman, SEK 885,000 for Vice Chairman and SEK 605,000 for Other Directors; Approve Remuneration for Committee Work; Approve Remuneration of Auditors 13.a Elect Bo Bengtsson as New Director For Did Not Vote Management 13.b Elect Goran Bengtsson as New Director For Did Not Vote Management 13.c Elect Hans Eckerstrom as New Director For Did Not Vote Management 13.d Elect Bengt Erik Lindgren as New For Did Not Vote Management Director 13.e Elect Biljana Pehrsson as New Director For Did Not Vote Management 13.f Reelect Kerstin Hermansson as Director For Did Not Vote Management 13.g Reelect Josefin Lindstrand as Director For Did Not Vote Management 13.h Reelect Bo Magnusson as Director For Did Not Vote Management 13.i Reelect Anna Mossberg as Director For Did Not Vote Management 13.j Reelect Goran Persson as Director For Did Not Vote Management 14 Elect Goran Persson as Board Chairman For Did Not Vote Management 15 Authorize Chairman of Board and For Did Not Vote Management Representatives of Five of Company's Largest Shareholders to Serve on Nominating Committee 16 Approve Remuneration Policy And Other For Did Not Vote Management Terms of Employment For Executive Management 17 Authorize Repurchase Authorization for For Did Not Vote Management Trading in Own Shares 18 Authorize General Share Repurchase For Did Not Vote Management Program 19 Approve Issuance of Convertibles For Did Not Vote Management without Preemptive Rights 20.a Approve Common Deferred Share Bonus For Did Not Vote Management Plan (Eken 2020) 20.b Approve Deferred Share Bonus Plan for For Did Not Vote Management Key Employees (IP 2020) 20.c Approve Equity Plan Financing to For Did Not Vote Management Participants of 2020 and Previous Programs 21 Instruct Board to Work for the Swedish None Did Not Vote Shareholder Companies Act to be Amended so the Possibility of Differentiation of Voting Rights is Abolished 22 Instruct Board to Prepare Proposal for None Did Not Vote Shareholder Representation of Small and Medium-Sized Shareholders on the Company's Board and Nomination Committee, to be Submitted to AGM 2021 23 Appoint Special Examination of the None Did Not Vote Shareholder Auditors' Actions 24 Close Meeting None None Management -------------------------------------------------------------------------------- SWIRE PACIFIC LIMITED Ticker: 19 Security ID: Y83310105 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: JUN 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Paul Kenneth Etchells as Director For For Management 1b Elect Timothy George Freshwater as For For Management Director 1c Elect Chien Lee as Director For For Management 1d Elect Zhuo Ping Zhang as Director For Against Management 2 Approve PricewaterhouseCoopers as For For Management Auditors and Authorize Board to Fix Their Remuneration 3 Authorize Repurchase of Issued Share For For Management Capital 4 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- SWIRE PROPERTIES LTD. Ticker: 1972 Security ID: Y83191109 Meeting Date: JUN 22, 2020 Meeting Type: Annual Record Date: JUN 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Cheng Lily Ka Lai as Director For For Management 1b Elect Lim Siang Keat Raymond as For For Management Director 1c Elect Low Mei Shuen Michelle as For For Management Director 1d Elect Wu May Yihong as Director For For Management 1e Elect Choi Tak Kwan Thomas as Director For For Management 1f Elect Wang Jinlong as Director For For Management 2 Approve PricewaterhouseCoopers as For For Management Auditors and Authorize Board to Fix Their Remuneration 3 Authorize Repurchase of Issued Share For For Management Capital 4 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- SWISS RE AG Ticker: SREN Security ID: H8431B109 Meeting Date: APR 17, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Remuneration Report For For Management 1.2 Accept Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income and For For Management Dividends of CHF 5.90 per Share 3 Approve Variable Short-Term For For Management Remuneration of Executive Committee in the Amount of CHF 14.1 Million 4 Approve Discharge of Board and Senior For For Management Management 5.1.a Reelect Walter Kielholz as Director For Against Management and Board Chairman 5.1.b Reelect Raymond Ch'ien as Director For Against Management 5.1.c Reelect Renato Fassbind as Director For Against Management 5.1.d Reelect Karen Gavan as Director For Against Management 5.1.e Reelect Jay Ralph as Director For Against Management 5.1.f Reelect Joerg Reinhardt as Director For Against Management 5.1.g Reelect Philip Ryan as Director For Against Management 5.1.h Reelect Paul Tucker as Director For Against Management 5.1.i Reelect Jacques de Vaucleroy as For Against Management Director 5.1.j Reelect Susan Wagner as Director For Against Management 5.1.k Reelect Larry Zimpleman as Director For Against Management 5.1.l Elect Sergio Ermotti as Director For For Management 5.1.m Elect Joachim Oechslin as Director For For Management 5.1.n Elect Deanna Ong as Director For For Management 5.2.1 Reappoint Raymond Ch'ien as Member of For Against Management the Compensation Committee 5.2.2 Reappoint Renato Fassbind as Member of For Against Management the Compensation Committee 5.2.3 Reappoint Joerg Reinhardt as Member of For Against Management the Compensation Committee 5.2.4 Reappoint Jacques de Vaucleroy as For Against Management Member of the Compensation Committee 5.2.5 Appoint Karen Gavan as Member of the For Against Management Compensation Committee 5.3 Designate Proxy Voting Services GmbH For For Management as Independent Proxy 5.4.1 Ratify PricewaterhouseCoopers Ltd as For For Management Auditors for Fiscal 2020 5.4.2 Ratify KPMG Ltd as Auditors for Fiscal For For Management 2021 6.1 Approve Remuneration of Directors in For For Management the Amount of CHF 10.3 Million 6.2 Approve Fixed and Variable Long-Term For For Management Remuneration of Executive Committee in the Amount of CHF 37.7 Million 7 Approve CHF 990,739 Reduction in Share For For Management Capital via Cancellation of Registered Shares 8 Authorize Repurchase of up to CHF 1 For For Management Billion of Issued Share Capital 9 Transact Other Business (Voting) For Against Management -------------------------------------------------------------------------------- SWISSCOM AG Ticker: SCMN Security ID: H8398N104 Meeting Date: APR 06, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1.1 Accept Financial Statements and For For Management Statutory Reports 1.2 Approve Remuneration Report For For Management 2 Approve Allocation of Income and For For Management Dividends of CHF 22 per Share 3 Approve Discharge of Board and Senior For For Management Management 4.1 Reelect Roland Abt as Director For For Management 4.2 Reelect Alain Carrupt as Director For For Management 4.3 Reelect Frank Esser as Director For For Management 4.4 Reelect Barbara Frei as Director For For Management 4.5 Reelect Sandra Lathion-Zweifel as For Against Management Director 4.6 Reelect Anna Mossberg as Director For For Management 4.7 Reelect Michael Rechsteiner as Director For Against Management 4.8 Reelect Hansueli Loosli as Director For Against Management 4.9 Reelect Hansueli Loosli as Board For Against Management Chairman 5.1 Reappoint Roland Abt as Member of the For For Management Compensation Committee 5.2 Reappoint Frank Esser as Member of the For For Management Compensation Committee 5.3 Reappoint Barbara Frei as Member of For For Management the Compensation Committee 5.4 Reappoint Hansueli Loosli as Member of For Against Management the Compensation Committee 5.5 Reappoint Renzo Simoni as Member of For Against Management the Compensation Committee 6.1 Approve Remuneration of Directors in For For Management the Amount of CHF 2.5 Million 6.2 Approve Remuneration of Executive For For Management Committee in the Amount of CHF 8.7 Million 7 Designate Reber Rechtsanwaelte KIG as For For Management Independent Proxy 8 Ratify PricewaterhouseCoopers AG as For For Management Auditors 9 Transact Other Business (Voting) For Against Management -------------------------------------------------------------------------------- SYDNEY AIRPORT Ticker: SYD Security ID: Q8808P103 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAY 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Remuneration Report For For Management 2 Elect Ann Sherry as Director For For Management 3 Elect Stephen Ward as Director For For Management 4 Approve Grant of Rights to Geoff For For Management Culbert 1 Elect Anne Rozenauers as Director For For Management 2 Elect Patrick Gourley as Director For For Management -------------------------------------------------------------------------------- SYMRISE AG Ticker: SY1 Security ID: D827A1108 Meeting Date: JUN 17, 2020 Meeting Type: Annual Record Date: MAY 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 0.95 per Share 3 Approve Discharge of Management Board For For Management for Fiscal 2019 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2019 5 Ratify Ernst & Young GmbH as Auditors For Against Management for Fiscal 2020 6.1 Elect Michael Koenig to the For For Management Supervisory Board 6.2 Elect Peter Vanacker to the For For Management Supervisory Board 7 Authorize Share Repurchase Program and For For Management Reissuance or Cancellation of Repurchased Shares 8 Amend Articles Re: Participation and For For Management Voting Right -------------------------------------------------------------------------------- SYSMEX CORP. Ticker: 6869 Security ID: J7864H102 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 36 2.1 Elect Director Ietsugu, Hisashi For For Management 2.2 Elect Director Nakajima, Yukio For For Management 2.3 Elect Director Asano, Kaoru For For Management 2.4 Elect Director Tachibana, Kenji For For Management 2.5 Elect Director Yamamoto, Junzo For For Management 2.6 Elect Director Matsui, Iwane For For Management 2.7 Elect Director Kanda, Hiroshi For For Management 2.8 Elect Director Takahashi, Masayo For For Management 2.9 Elect Director Ota, Kazuo For For Management 3.1 Elect Director and Audit Committee For For Management Member Kamao, Yukitoshi 3.2 Elect Director and Audit Committee For For Management Member Hashimoto, Kazumasa 3.3 Elect Director and Audit Committee For For Management Member Iwasa, Michihide -------------------------------------------------------------------------------- T&D HOLDINGS, INC. Ticker: 8795 Security ID: J86796109 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 22 2 Amend Articles to Abolish Board For For Management Structure with Statutory Auditors - Adopt Board Structure with Audit Committee - Amend Provisions on Number of Directors - Authorize Directors to Execute Day to Day Operations without Full Board Approval 3.1 Elect Director Uehara, Hirohisa For Abstain Management 3.2 Elect Director Morinaka, Kanaya For Abstain Management 3.3 Elect Director Nagata, Mitsuhiro For Abstain Management 3.4 Elect Director Tanaka, Yoshihisa For Abstain Management 3.5 Elect Director Ogo, Naoki For For Management 3.6 Elect Director Watanabe, Kensaku For For Management 3.7 Elect Director Soejima, Naoki For Abstain Management 3.8 Elect Director Kudo, Minoru For Abstain Management 3.9 Elect Director Itasaka, Masafumi For Abstain Management 4.1 Elect Director and Audit Committee For Abstain Management Member Yanai, Junichi 4.2 Elect Director and Audit Committee For Abstain Management Member Teraoka, Yasuo 4.3 Elect Director and Audit Committee For For Management Member Matsuyama, Haruka 4.4 Elect Director and Audit Committee For Abstain Management Member Higaki, Seiji 4.5 Elect Director and Audit Committee For For Management Member Yamada, Shinnosuke 5 Elect Alternate Director and Audit For For Management Committee Member Shimma, Yuichiro 6 Approve Compensation Ceiling for For For Management Directors Who Are Not Audit Committee Members 7 Approve Compensation Ceiling for For For Management Directors Who Are Audit Committee Members 8 Approve Trust-Type Equity Compensation For For Management Plan -------------------------------------------------------------------------------- TAISEI CORP. Ticker: 1801 Security ID: J79561148 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 65 2.1 Elect Director Yamauchi, Takashi For Abstain Management 2.2 Elect Director Murata, Yoshiyuki For Abstain Management 2.3 Elect Director Sakurai, Shigeyuki For Abstain Management 2.4 Elect Director Tanaka, Shigeyoshi For Abstain Management 2.5 Elect Director Yaguchi, Norihiko For Abstain Management 2.6 Elect Director Shirakawa, Hiroshi For Abstain Management 2.7 Elect Director Aikawa, Yoshiro For Abstain Management 2.8 Elect Director Kimura, Hiroshi For Abstain Management 2.9 Elect Director Nishimura, Atsuko For For Management 2.10 Elect Director Murakami, Takao For Abstain Management 2.11 Elect Director Otsuka, Norio For Abstain Management 2.12 Elect Director Kokubu, Fumiya For For Management 3.1 Appoint Statutory Auditor Sato, For For Management Yasuhiro 3.2 Appoint Statutory Auditor Higuchi, For For Management Tateshi 3.3 Appoint Statutory Auditor Tashiro, For For Management Seishi 3.4 Appoint Statutory Auditor Ohara, Keiko For For Management 4 Approve Trust-Type Equity Compensation For For Management Plan -------------------------------------------------------------------------------- TAISHIN FINANCIAL HOLDINGS CO., LTD. Ticker: 2887 Security ID: Y84086100 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Profit Distribution For For Management 3 Approve the Issuance of New Shares by For For Management Capitalization of Profit 4 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting -------------------------------------------------------------------------------- TAIWAN BUSINESS BANK Ticker: 2834 Security ID: Y8414R106 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Plan on Profit Distribution For For Management 3 Approve the Issuance of New Shares by For For Management Capitalization of Profit 4 Approve Amendments to Articles of For For Management Association 5 Approve Amendments to Rules and For For Management Procedures Regarding Shareholders' General Meeting -------------------------------------------------------------------------------- TAIWAN HIGH SPEED RAIL CORP. Ticker: 2633 Security ID: Y8421F103 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve Amendments to Rules and For For Management Procedures Regarding Shareholders' General Meeting 4 Amend Procedures for Endorsement and For For Management Guarantees 5 Amend Procedures for Lending Funds to For For Management Other Parties 6.1 Elect Yao-Chung Chiang, a For For Management Representative of CHINA AVIATION DEVELOPMENT FOUNDATION with Shareholder No. 51400, as Non-Independent Director 6.2 Elect Kwo-Tsai Wang, a Representative For Against Management of MINISTRY OF TRANSPORTATION AND COMMUNICATIONS with Shareholder No. 92268, as Non-Independent Director 6.3 Elect Min-Ching Liu, a Representative For Against Management of MINISTRY OF TRANSPORTATION AND COMMUNICATIONS with Shareholder No. 92268, as Non-Independent Director 6.4 Elect Lee-Ching Ko, a Representative For Against Management of CHINA AVIATION DEVELOPMENT FOUNDATION with Shareholder No. 51400, as Non-Independent Director 6.5 Elect Chao-Tung Wong, a Representative For Against Management of CHINA STEEL CORPORATION with Shareholder No. 43831, as Non-Independent Director 6.6 Elect Chao-Yih Chen, a Representative For Against Management of Taiwan Sugar Corporation with Shareholder No. 5762, as Non-Independent Director 6.7 Elect Shien-Quey Kao, a Representative For Against Management of Management Committee of National Development Fund Executive Yuan with Shareholder No. 38578, as Non-Independent Director 6.8 Elect Mao-Hsiung Huang, a For Against Management Representative of TECO Electric and Machinery Co Ltd with Shareholder No. 11, as Non-Independent Director 6.9 Elect Kuo-Chih Liu, a Representative For Against Management of Taipei Fubon Commercial Bank Co Ltd with Shareholder No. 6, as Non-Independent Director 6.10 Elect Kenneth Huang-Chuan Chiu with ID For For Management No. E100588XXX as Independent Director 6.11 Elect Pai-Ta Shih with ID No. For For Management U120155XXX as Independent Director 6.12 Elect Yung-Cheng (Rex) Lai with ID No. For For Management M121529XXX as Independent Director 6.13 Elect Duei Tsai with ID No. L100933XXX For For Management as Independent Director 7 Approve Release of Restrictions of For For Management Competitive Activities of Director Yao Chung Chiang, a Representative of CHINA AVIATION DEVELOPMENT FOUNDATION 8 Approve Release of Restrictions of For Against Management Competitive Activities of Director Kwo-Tsai Wang, a Representative of MINISTRY OF TRANSPORTATION AND COMMUNICATIONS 9 Approve Release of Restrictions of For Against Management Competitive Activities of Director Lee-Ching Ko, a Representative of CHINA AVIATION DEVELOPMENT FOUNDATION 10 Approve Release of Restrictions of For Against Management Competitive Activities of Director Chao-Tung Wong, a Representative of CHINA STEEL CORPORATION 11 Approve Release of Restrictions of For Against Management Competitive Activities of Director Chao-Yih Chen, a Representative of Taiwan Sugar Corporation 12 Approve Release of Restrictions of For Against Management Competitive Activities of Director Mao-Hsiung Huang, a Representative of TECO Electric and Machinery Co Ltd 13 Approve Release of Restrictions of For Against Management Competitive Activities of Director Kuo-Chih Liu, a Representative of Taipei Fubon Commercial Bank Co Ltd 14 Approve Release of Restrictions of For For Management Competitive Activities of Director Independent Director Kenneth Huang-Chuan Chiu 15 Approve Release of Restrictions of For For Management Competitive Activities of Director Independent Director Pai-Ta Shih 16 Approve Release of Restrictions of For For Management Competitive Activities of Director Independent Director Duei Tsai -------------------------------------------------------------------------------- TAIWAN MOBILE CO., LTD. Ticker: 3045 Security ID: Y84153215 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Approve Cash Return Out of Capital For For Management Surplus 4 Approve Amendments to Articles of For For Management Association 5 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting 6 Amend Rules and Procedures for For For Management Election of Directors 7.1 Elect Daniel M. Tsai, a Representative For For Management of Fu Chi Investment Co., Ltd., with Shareholder No. 515, as Non-Independent Director 7.2 Elect Richard M. Tsai, a For For Management Representative of Fu Chi Investment Co. , Ltd., with Shareholder No. 515, as Non-Independent Director 7.3 Elect Chris Tsai, a Representative of For For Management Fu Chi Investment Co., Ltd., with Shareholder No. 515, as Non-Independent Director 7.4 Elect Jamie Lin, a Representative of For For Management TCC Investment Co., Ltd., with Shareholder No. 172939, as Non-Independent Director 7.5 Elect Hsueh Jen Sung, with ID No. For For Management R102960XXX, as Independent Director 7.6 Elect Char Dir Chung, with ID No. For For Management B120667XXX, as Independent Director 7.7 Elect Hsi Peng Lu, with ID No. For For Management A120604XXX, as Independent Director 7.8 Elect Tong Hai Tan, with ID No. For For Management K04393XXX, as Independent Director 7.9 Elect Drina Yue, with ID No. For For Management KJ0570XXX, as Independent Director 8 Approve Release of Restrictions of For For Management Competitive Activities of Directors - Daniel M. Tsai 9 Approve Release of Restrictions of For For Management Competitive Activities of Directors - Richard M. Tsai 10 Approve Release of Restrictions of For For Management Competitive Activities of Directors - Hsueh Jen Sung 11 Approve Release of Restrictions of For For Management Competitive Activities of Directors - Hsi Peng Lu 12 Approve Release of Restrictions of For For Management Competitive Activities of Directors - Tong Hai Tan 13 Approve Release of Restrictions of For For Management Competitive Activities of Directors - Chris Tsai 14 Approve Release of Restrictions of For For Management Competitive Activities of Directors - Jamie Lin -------------------------------------------------------------------------------- TAIWAN SEMICONDUCTOR MANUFACTURING CO., LTD. Ticker: 2330 Security ID: Y84629107 Meeting Date: JUN 09, 2020 Meeting Type: Annual Record Date: APR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Amend Procedures for Lending Funds to For For Management Other Parties 3.1 Elect Yancey Hai, with SHAREHOLDER NO. For For Management D100708xxx as Independent Director -------------------------------------------------------------------------------- TAKEDA PHARMACEUTICAL CO., LTD. Ticker: 4502 Security ID: J8129E108 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 90 2.1 Elect Director Christophe Weber For For Management 2.2 Elect Director Iwasaki, Masato For For Management 2.3 Elect Director Andrew Plump For For Management 2.4 Elect Director Constantine Saroukos For For Management 2.5 Elect Director Sakane, Masahiro For For Management 2.6 Elect Director Olivier Bohuon For For Management 2.7 Elect Director Jean-Luc Butel For For Management 2.8 Elect Director Ian Clark For For Management 2.9 Elect Director Fujimori, Yoshiaki For For Management 2.10 Elect Director Steven Gillis For For Management 2.11 Elect Director Kuniya, Shiro For For Management 2.12 Elect Director Shiga, Toshiyuki For For Management 3.1 Elect Director and Audit Committee For For Management Member Yamanaka, Yasuhiko 3.2 Elect Director and Audit Committee For For Management Member Hatsukawa, Koji 3.3 Elect Director and Audit Committee For For Management Member Higashi, Emiko 3.4 Elect Director and Audit Committee For For Management Member Michel Orsinger 4 Approve Annual Bonus For For Management 5 Elect Shareholder Director and Audit Against Against Shareholder Committee Member Nominee Ito, Takeshi -------------------------------------------------------------------------------- TATA CONSULTANCY SERVICES LIMITED Ticker: 532540 Security ID: Y85279100 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: JUN 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Confirm Interim Dividend and Declare For For Management Final Dividend 3 Reelect Aarthi Subramanian as Director For For Management -------------------------------------------------------------------------------- TATUNG CO. Ticker: 2371 Security ID: Y8548J103 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: APR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Profit Distribution (Recognize For For Management Legal Reserve and Special Reserve) 3 Amend Articles of Association Against Against Management 4 Amend Procedures Governing the For For Management Acquisition or Disposal of Assets 5 Amend Procedures for Endorsement and For For Management Guarantees 6 Amend Procedures for Lending Funds to For For Management Other Parties 7 Amend Rules and Procedures Regarding Against For Management Shareholder's General Meeting 8 Approve to Formulate Tatung's Code of For Against Management Conduct Regarding National Security and Government Information Security for the Major Shareholders and Directors 9 Approve that the Board of Directors For Against Management shall Submit the Shareholders Roster to the Related Competent Authorities for the Examination if the Shareholder's Capital Resource is Involved in the Mainland China Capital 10 Approve the Confirmation of Resolution For For Management to the Case of Long-term Fund-raising Adopted by 2017 Shareholders' Meeting Which Shall be Approved and Executed by Tatung's Board of Directors Accordingly 11.1 Elect Wen-yen K. Lin For Against Management (LIN,GUO-WEN-YAN), with SHAREHOLDER NO. 16254 and ID No. A20031**** as Non-Independent Director 11.2 Elect Wen-chieh Peng (PENG,WEN-JIE), For For Management with SHAREHOLDER NO.675143 and ID No. Q12095**** as Non-Independent Director 11.3 Elect Peng-fei Su, with ID No. For For Management S12133**** (S121332XXX) as Non-Independent Director 11.4 Elect Shou-huang Chen, with ID No. For For Management N10223**** (N102238XXX) as Non-Independent Director 11.5 Elect Sheng-wen Tsai (CAI,SHENG-WEN), For For Management with ID No. Q12144**** (Q121440XXX) as Non-Independent Director 11.6 Elect I-hua Chang (ZHANG,YI-HUA), a For For Management Representative of Tatung University with SHAREHOLDER NO.1 and Administration No. 03701202, as Non-Independent Director 11.7 Elect Tzong-der Liou (LIU,ZONG-DE), For For Management with ID No. C10003**** (C100036XXX) as Independent Director 11.8 Elect In-sheng Hsieh (XIE,YING-SHENG), For For Management with ID No. A12264**** (A122644XXX) as Independent Director 11.9 Elect Ching-chuan Lo (LUO,QING-QUAN), For For Management with ID No. M12108**** (M121083XXX) as Independent Director 11.10 Elect Wen-Yuan Lin, a Representative Against Against Management of JINGDIAN INVESTMENT CO., LTD., with SHAREHOLDER NO.853477 and Administration No. 12929833, as Non-Independent Director 11.11 Elect Guan-Xiang Wang Against Against Management (WANG,GUANG-XIANG), with ID No. T10282**** (T102827XXX) as Non-Independent Director 11.12 Elect Wu Xin, a Representative of Against Against Management JINGDIAN INVESTMENT CO., LTD. with SHAREHOLDER NO.853477 and Administration No. 12929833, as Non-Independent Director 11.13 Elect Xia-Zhen Yeh (YE,XIAO-ZHEN), a Against Against Management Representative of Bei-Ji Investment Co. ,Ltd. with SHAREHOLDER NO.861860 and Administration No. 27981104, as Non-Independent Director 11.14 Elect Jiang-Huei Huang Against Against Management (HUANG,JIAN-HUI), with ID No. P12192**** (P121924XXX) as Non-Independent Director 11.15 Elect Yi-Yi Liu, with ID No. Against Against Management F12225**** (F122255XXX) as Non-Independent Director 11.16 Elect Hong-Xin Lin, with ID No. Against Against Management V12013**** (V120130XXX) as Non-Independent Director 11.17 Elect Kuo-Chang Huang Against Against Management (HUANG,GUO-CHANG), with ID No. F12437**** (F124372XXX) as Independent Director 11.18 Elect Huei-Min Lu (LU,HUI-MIN), with Against Against Management ID No. S10087**** (S100876XXX) as Independent Director 11.19 Elect Sheng-Chen Lee (LI,SHENG-CHEN), Against Against Management with ID No. P12194**** (P121941XXX) as Independent Director 12 Approve Release of Restrictions of For Against Management Competitive Activities of Directors (Including Independent Directors) 13 Transact Other Business (Non-Voting) None None Management -------------------------------------------------------------------------------- TAYLOR WIMPEY PLC Ticker: TW Security ID: G86954107 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: APR 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For Abstain Management 3 Approve Special Dividend For Abstain Management 4 Elect Irene Dorner as Director For For Management 5 Re-elect Pete Redfern as Director For For Management 6 Re-elect Chris Carney as Director For For Management 7 Re-elect Jennie Daly as Director For For Management 8 Re-elect Kate Barker as Director For For Management 9 Re-elect Gwyn Burr as Director For For Management 10 Re-elect Angela Knight as Director For For Management 11 Elect Robert Noel as Director For For Management 12 Re-elect Humphrey Singer as Director For For Management 13 Reappoint Deloitte LLP as Auditors For For Management 14 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 15 Authorise Issue of Equity For For Management 16 Authorise Issue of Equity without For For Management Pre-emptive Rights 17 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 18 Authorise Market Purchase of Ordinary For For Management Shares 19 Approve Remuneration Report For For Management 20 Approve Remuneration Policy For For Management 21 Authorise EU Political Donations and For For Management Expenditure 22 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- TECH MAHINDRA LIMITED Ticker: 532755 Security ID: Y85491127 Meeting Date: JUL 31, 2019 Meeting Type: Annual Record Date: JUL 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Accept Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Dividend For For Management 4 Reelect V. S. Parthasarathy as Director For For Management 5 Elect Mukti Khaire as Director For For Management 6 Reelect M. Damodaran as Director For For Management 7 Reelect T. N. Manoharan as Director For For Management 8 Reelect M. Rajyalakshmi Rao as Director For For Management 9 Elect Haigreve Khaitan as Director For For Management 10 Elect Shikha Sharma as Director For For Management 11 Approve Payment of Commission to For For Management Directors -------------------------------------------------------------------------------- TECHTRONIC INDUSTRIES CO., LTD. Ticker: 669 Security ID: Y8563B159 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Horst Julius Pudwill as Director For Against Management 3b Elect Joseph Galli Jr. as Director For For Management 3c Elect Vincent Ting Kau Cheung as For For Management Director 3d Elect Johannes-Gerhard Hesse as For For Management Director 3e Elect Robert Hinman Getz as Director For For Management 3f Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Deloitte Touche Tohmatsu as For Against Management Auditors and Authorize Board to Fix Their Remuneration 5a Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights (for Cash) 5b Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights (for Consideration Other Than Cash) 6 Authorize Repurchase of Issued Share For For Management Capital 7a Authorize Reissuance of Repurchased For For Management Shares (Pursuant to Resolution 5a) 7b Authorize Reissuance of Repurchased For For Management Shares (Pursuant to Resolution 5b) -------------------------------------------------------------------------------- TECK RESOURCES LIMITED Ticker: TECK.B Security ID: 878742204 Meeting Date: APR 21, 2020 Meeting Type: Annual/Special Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mayank M. Ashar For For Management 1.2 Elect Director Quan Chong For Withhold Management 1.3 Elect Director Edward C. Dowling For For Management 1.4 Elect Director Eiichi Fukuda For For Management 1.5 Elect Director Toru Higo For For Management 1.6 Elect Director Norman B. Keevil, III For For Management 1.7 Elect Director Donald R. Lindsay For For Management 1.8 Elect Director Sheila A. Murray For For Management 1.9 Elect Director Tracey L. McVicar For For Management 1.10 Elect Director Kenneth W. Pickering For For Management 1.11 Elect Director Una M. Power For For Management 1.12 Elect Director Timothy R. Snider For For Management 2 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 3 Advisory Vote on Executive For For Management Compensation Approach 4 Amend Stock Option Plan For For Management -------------------------------------------------------------------------------- TEIJIN LTD. Ticker: 3401 Security ID: J82270117 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Suzuki, Jun For For Management 1.2 Elect Director Sonobe, Yoshihisa For For Management 1.3 Elect Director Nabeshima, Akihisa For For Management 1.4 Elect Director Koyama, Toshiya For For Management 1.5 Elect Director Ogawa, Eiji For For Management 1.6 Elect Director Otsubo, Fumio For For Management 1.7 Elect Director Uchinaga, Yukako For For Management 1.8 Elect Director Suzuki, Yoichi For For Management 1.9 Elect Director Onishi, Masaru For For Management 2.1 Appoint Statutory Auditor Nakaishi, For For Management Akio 2.2 Appoint Statutory Auditor Arima, Jun For For Management -------------------------------------------------------------------------------- TELE2 AB Ticker: TEL2.B Security ID: W95878166 Meeting Date: AUG 22, 2019 Meeting Type: Special Record Date: AUG 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Chairman of Meeting For Did Not Vote Management 3 Prepare and Approve List of For Did Not Vote Management Shareholders 4 Approve Agenda of Meeting For Did Not Vote Management 5 Designate Inspector(s) of Minutes of For Did Not Vote Management Meeting 6 Acknowledge Proper Convening of Meeting For Did Not Vote Management 7 Approve Special Dividends of SEK 6 Per For Did Not Vote Management Share 8 Close Meeting None None Management -------------------------------------------------------------------------------- TELE2 AB Ticker: TEL2.B Security ID: W95878166 Meeting Date: MAY 11, 2020 Meeting Type: Annual Record Date: MAY 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Chairman of Meeting For Did Not Vote Management 3 Prepare and Approve List of For Did Not Vote Management Shareholders 4 Approve Agenda of Meeting For Did Not Vote Management 5 Designate Inspector(s) of Minutes of For Did Not Vote Management Meeting 6 Acknowledge Proper Convening of Meeting For Did Not Vote Management 7 Receive Financial Statements and None None Management Statutory Reports 8 Accept Financial Statements and For Did Not Vote Management Statutory Reports 9 Approve Allocation of Income and For Did Not Vote Management Ordinary Dividends of SEK 5.50 Per Share 10 Approve Discharge of Board and For Did Not Vote Management President 11 Determine Number of Members (7) and For Did Not Vote Management Deputy Members of Board 12 Approve Remuneration of Directors in For Did Not Vote Management the Aggregate Amount of SEK 6.5 Million; Approve Remuneration of Auditors 13.a Reelect Andrew Barron as Director For Did Not Vote Management 13.b Reelect Anders Bjorkman as Director For Did Not Vote Management 13.c Reelect Georgi Ganev as Director For Did Not Vote Management 13.d Reelect Cynthia Gordon as Director For Did Not Vote Management 13.e Reelect Eva Lindqvist as Director For Did Not Vote Management 13.f Reelect Lars-Ake Norling as Director For Did Not Vote Management 13.g Reelect Carla Smits-Nusteling as For Did Not Vote Management Director 14 Reelect Carla Smits-Nusteling as Board For Did Not Vote Management Chairman 15 Ratify Deloitte as Auditors For Did Not Vote Management 16 Approve Remuneration Policy And Other For Did Not Vote Management Terms of Employment For Executive Management 17.a Approve Performance Based Share Plan For Did Not Vote Management LTI 2020 17.b Approve Equity Plan Financing Through For Did Not Vote Management Issuance of Shares 17.c Approve Equity Plan Financing Through For Did Not Vote Management Repurchase of Shares 17.d Approve Equity Plan Financing Through For Did Not Vote Management Transfer of Shares to Participants 17.e Approve Equity Plan Financing Through For Did Not Vote Management Reissuance of Shares 18 Authorize Share Repurchase Program For Did Not Vote Management 19 Amend Articles of Association Re: For Did Not Vote Management (Routine) 20.a Investigate if Current Board Members None Did Not Vote Shareholder and Leadership Team Fulfil Relevant Legislative and Regulatory Requirements, as well as the Demands of the Public Opinions' Ethical Values 20.b In the Event that the Investigation None Did Not Vote Shareholder Clarifies that there is Need, Relevant Measures Shall be Taken to Ensure that the Requirements are Fulfilled 20.c The Investigation and Any Measures None Did Not Vote Shareholder Should be Presented as soon as possible, however Not Later than AGM 2021 21.a Amend Articles Re: Eliminate None Did Not Vote Shareholder Differentiated Voting Rights 21.b Amend Articles Re: Notice of General None Did Not Vote Shareholder Meetings 21.c Instruct Board to Prepare Proposal to None Did Not Vote Shareholder Implement the Elimination of Differentiated Voting Rights 21.d Instruct Board to Work for the Swedish None Did Not Vote Shareholder Companies Act to be Amended so the Possibility of Differentiation of Voting Rights is Abolished 21.e Instruct Board to Prepare Proposal for None Did Not Vote Shareholder Representation of Small and Medium-Sized Shareholders on the Company's Board and Nomination Committee, to be Submitted to AGM 2021 21.f Instruct Board to Work Towards A None Did Not Vote Shareholder Corresponding Change to be Effectuated in the Swedish Regulatory Framework, primarily by Approaching the Swedish Government 22 Close Meeting None None Management -------------------------------------------------------------------------------- TELEFONICA DEUTSCHLAND HOLDING AG Ticker: O2D Security ID: D8T9CK101 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 0.17 per Share 3 Approve Discharge of Management Board For For Management for Fiscal 2019 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2019 5.1 Ratify PricewaterhouseCoopers GmbH as For For Management Auditors for Fiscal 2020 5.2 Ratify PricewaterhouseCoopers GmbH as For For Management Auditors for the 2021 Interim Financial Statements Until the 2021 AGM 6 Elect Peter Loescher to the For Against Management Supervisory Board 7 Approve Remuneration of Supervisory For For Management Board 8.1 Amend Articles of Association For For Management 8.2 Amend Articles Re: AGM Location For For Management 8.3 Amend Articles Re: Editorial Changes For For Management -------------------------------------------------------------------------------- TELEFONICA SA Ticker: TEF Security ID: 879382109 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: JUN 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Consolidated and Standalone For For Management Financial Statements 1.2 Approve Non-Financial Information For For Management Statement 1.3 Approve Discharge of Board For For Management 2 Approve Allocation of Income For For Management 3 Renew Appointment of For For Management PricewaterhouseCoopers as Auditor 4.1 Reelect Isidro Faine Casas as Director For Against Management 4.2 Reelect Juan Ignacio Cirac Sasturain For Against Management as Director 4.3 Reelect Jose Javier Echenique For Against Management Landiribar as Director 4.4 Reelect Peter Erskine as Director For Against Management 4.5 Reelect Sabina Fluxa Thienemann as For Against Management Director 4.6 Reelect Peter Loscher as Director For Against Management 4.7 Ratify Appointment of and Elect For For Management Veronica Maria Pascual Boe as Director 4.8 Ratify Appointment of and Elect For For Management Claudia Sender Ramirez as Director 5.1 Approve Scrip Dividends For For Management 5.2 Approve Scrip Dividends For For Management 6 Authorize Increase in Capital up to 50 For For Management Percent via Issuance of Equity or Equity-Linked Securities, Excluding Preemptive Rights of up to 20 Percent 7 Authorize Issuance of Non-Convertible For For Management and/or Convertible Bonds, Debentures, Warrants, and Other Debt Securities up to EUR 25 Billion with Exclusion of Preemptive Rights up to 20 Percent of Capital 8 Authorize Board to Ratify and Execute For For Management Approved Resolutions 9 Advisory Vote on Remuneration Report For For Management -------------------------------------------------------------------------------- TELENOR ASA Ticker: TEL Security ID: R21882106 Meeting Date: MAY 11, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Open Meeting; Registration of None None Management Attending Shareholders and Proxies 3 Approve Notice of Meeting and Agenda For Did Not Vote Management 4 Designate Inspector(s) of Minutes of None None Management Meeting 5 Receive Chairman's Report None None Management 6 Accept Financial Statements and For Did Not Vote Management Statutory Reports; Approve Allocation of Income and Dividends of NOK 8.70 Per Share 7 Approve Remuneration of Auditors For Did Not Vote Management 8 Approve Company's Corporate Governance For Did Not Vote Management Statement 9.1 Approve Remuneration Policy And Other For Did Not Vote Management Terms of Employment For Executive Management (Advisory) 9.2 Approve Remuneration Policy And Other For Did Not Vote Management Terms of Employment For Executive Management (Binding) 10 Approve NOK 258 Million Reduction in For Did Not Vote Management Share Capital via Share Cancellation and Redemption of Shares Owned by the Norwegian State 11 Amend Articles Re: Editorial Changes; For Did Not Vote Management Share Capital; Signatory Power; Corporate Assembly; Participation at General Meeting; General Meeting; Nominating Committee 12 Approve Instructions for Nominating For Did Not Vote Management Committee 13.1 Elect Lars Tronsgaard as Member of For Did Not Vote Management Nominating Committee 13.2 Elect Heidi Algarheim as Member of For Did Not Vote Management Nominating Committee 14 Approve Remuneration of Corporate For Did Not Vote Management Assembly and Nominating Committee 15 Close Meeting None None Management -------------------------------------------------------------------------------- TELEPERFORMANCE SE Ticker: TEP Security ID: F9120F106 Meeting Date: OCT 01, 2019 Meeting Type: Special Record Date: SEP 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 2 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- TELEPERFORMANCE SE Ticker: TEP Security ID: F9120F106 Meeting Date: JUN 26, 2020 Meeting Type: Annual/Special Record Date: JUN 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 2.40 per Share 4 Approve Auditors' Special Report on For For Management Related-Party Transactions Mentioning the Absence of New Transactions 5 Approve Compensation of Corporate For For Management Officers 6 Approve Compensation of Daniel Julien, For For Management Chairman and CEO 7 Approve Compensation of Olivier For For Management Rigaudy, Vice-CEO 8 Approve Remuneration Policy of For For Management Directors 9 Approve Remuneration Policy of For For Management Chairman and CEO 10 Approve Remuneration Policy of Vice-CEO For For Management 11 Reelect Christobel Selecky as Director For For Management 12 Reelect Angela Maria Sierra-Moreno as For For Management Director 13 Reelect Jean Guez as Director For Against Management 14 Reelect Bernard Canetti as Director For Against Management 15 Reelect Philippe Dominati as Director For For Management 16 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 17 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 50 Million 18 Authorize Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 14.5 Million 19 Approve Issuance of Equity or For For Management Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 7.2 Million 20 Authorize Board to Increase Capital in For For Management the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above Under Items 17-19 21 Authorize Capital Issuances for Use in For Against Management Employee Stock Purchase Plans 22 Amend Article 14 of Bylaws Re: For For Management Employee Representatives 23 Amend Article 11 of Bylaws Re: For For Management Shareholding Disclosure Thresholds 24 Amend Article 13 of Bylaws Re: For For Management Shareholders Identification 25 Amend Article 14 of Bylaws Re: Shares For For Management Hold by Board Members 26 Amend Article 20 of Bylaws Re: For For Management Corporate Officers Remuneration 27 Amend Article 27 of Bylaws Re: For For Management Corporate Officers Remuneration 28 Amend Article 21 of Bylaws Re: For For Management Agreement Between Company and Corporate Officer 29 Amend Article 23 of Bylaws Re: For For Management Deadline of Notice of Meeting 30 Textual References Regarding Change of For Against Management Codification 31 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- TELIA CO. AB Ticker: TELIA Security ID: W95890104 Meeting Date: NOV 26, 2019 Meeting Type: Special Record Date: NOV 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Chairman of Meeting For Did Not Vote Management 2 Prepare and Approve List of For Did Not Vote Management Shareholders 3 Approve Agenda of Meeting For Did Not Vote Management 4 Designate Inspector(s) of Minutes of For Did Not Vote Management Meeting 5 Acknowledge Proper Convening of Meeting For Did Not Vote Management 6 Elect Lars-Johan Jarnheimer as Director For Did Not Vote Management 7 Elect Lars-Johan Jarnheimer as Board For Did Not Vote Management Chair 8.a Instruct Board to Work for the Swedish None Did Not Vote Shareholder Companies Act to be Amended so the Possibility of Differentiation of Voting Rights is Abolished 8.b Instruct Board to Prepare a Proposal None Did Not Vote Shareholder for Representation of Small and Medium-Sized Shareholders in the Board and Nomination Committee, to be Submitted to AGM 2020, and to write the Government to Update the Swedish Companies Act Regarding the same Issue 9 Close Meeting None None Management -------------------------------------------------------------------------------- TELIA CO. AB Ticker: TELIA Security ID: W95890104 Meeting Date: APR 02, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Chairman of Meeting For Did Not Vote Management 2 Prepare and Approve List of For Did Not Vote Management Shareholders 3 Approve Agenda of Meeting For Did Not Vote Management 4 Designate Inspector(s) of Minutes of For Did Not Vote Management Meeting 5 Acknowledge Proper Convening of Meeting For Did Not Vote Management 6 Receive Financial Statements and None None Management Statutory Reports; Receive Report by Chairman of the Board; Receive CEO's report 7 Accept Financial Statements and For Did Not Vote Management Statutory Reports 8 Approve Allocation of Income and For Did Not Vote Management Dividends of SEK 2.45 Per Share 9 Approve Discharge of Board and For Did Not Vote Management President 10 Determine Number of Directors (9) and For Did Not Vote Management Deputy Directors (0) of Board 11 Approve Remuneration of Directors in For Did Not Vote Management the Amount of SEK 1.9 Million to Chair, SEK 890,000 to Vice Chair and SEK 630,000 to Other Directors; Approve Remuneration for Committee Work 12.1 Elect Ingrid Bonde as New Director For Did Not Vote Management 12.2 Reelect Rickard Gustafson as Director For Did Not Vote Management 12.3 Reelect Lars-Johan Jarnheimer as For Did Not Vote Management Director 12.4 Elect Jeanette Jager as New Director For Did Not Vote Management 12.5 Reelect Nina Linander as Director For Did Not Vote Management 12.6 Reelect Jimmy Maymann as Director For Did Not Vote Management 12.7 Reelect Anna Settman as Director For Did Not Vote Management 12.8 Reelect Olaf Swantee as Director For Did Not Vote Management 12.9 Reelect Martin Tiveus as Director For Did Not Vote Management 13.1 Reelect Lars-Johan Jarnheimer as Board For Did Not Vote Management Chairman 13.2 Elect Ingrid Bonde as Vice Chairman For Did Not Vote Management 14 Determine Number of Auditors (1) and For Did Not Vote Management Deputy Auditors (0) 15 Approve Remuneration of Auditors For Did Not Vote Management 16 Ratify Deloitte as Auditors For Did Not Vote Management 17 Elect Daniel Kristiansson, Jan For Did Not Vote Management Andersson, Patricia Hedelius and Javiera Ragnartz as Members of Nominating Committee 18 Approve Remuneration Policy And Other For Did Not Vote Management Terms of Employment For Executive Management 19 Authorize Share Repurchase Program and For Did Not Vote Management Reissuance of Repurchased Shares 20.1 Approve Performance Share Program For Did Not Vote Management 2020/2023 for Key Employees 20.2 Approve Transfer of Shares in For Did Not Vote Management Connection with Performance Share Program 21 Approve up to SEK 394.7 Million For Did Not Vote Management Reduction in Share Capital via Share Cancellation; Approve Capitalization of Reserves of SEK 394.7 Million 22 Company Shall Review its Routines None Did Not Vote Shareholder around that Letters Shall be Answered within Two Months from the Date of Receipt 23.1 Instruct Board to Work for the Swedish None Did Not Vote Shareholder Companies Act to be Amended so the Possibility of Differentiation of Voting Rights is Abolished 23.2 Instruct Board to Prepare a Proposal None Did Not Vote Shareholder for Representation of Small and Medium-Sized Shareholders in the Board and Nominating Committee 24 Close Meeting None None Management -------------------------------------------------------------------------------- TELSTRA CORPORATION LIMITED Ticker: TLS Security ID: Q8975N105 Meeting Date: OCT 15, 2019 Meeting Type: Annual Record Date: OCT 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 3a Elect Eelco Blok as Director For For Management 3b Elect Craig Dunn as Director For For Management 3c Elect Nora Scheinkestel as Director For For Management 4a Approve Grant of Restricted Shares to For For Management Andrew Penn 4b Approve Grant of Performance Rights to For For Management Andrew Penn 5 Approve Remuneration Report For For Management 6 Approve Spill Resolution Against Against Management -------------------------------------------------------------------------------- TELUS CORPORATION Ticker: T Security ID: 87971M103 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director R.H. (Dick) Auchinleck For For Management 1.2 Elect Director Raymond T. Chan For For Management 1.3 Elect Director Stockwell Day For For Management 1.4 Elect Director Lisa de Wilde For For Management 1.5 Elect Director Darren Entwistle For For Management 1.6 Elect Director Thomas E. Flynn For For Management 1.7 Elect Director Mary Jo Haddad For For Management 1.8 Elect Director Kathy Kinloch For For Management 1.9 Elect Director Christine Magee For For Management 1.10 Elect Director John Manley For For Management 1.11 Elect Director David Mowat For For Management 1.12 Elect Director Marc Parent For For Management 1.13 Elect Director Denise Pickett For For Management 2 Approve Deloitte LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 3 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- TENAGA NASIONAL BERHAD Ticker: 5347 Security ID: Y85859109 Meeting Date: FEB 11, 2020 Meeting Type: Court Record Date: FEB 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Internal Reorganization For For Management -------------------------------------------------------------------------------- TENAGA NASIONAL BERHAD Ticker: 5347 Security ID: Y85859109 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: JUN 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Amran Hafiz bin Affifudin as For For Management Director 2 Elect Noraini binti Che Dan as Director For For Management 3 Elect Cheok Lay Leng as Director For For Management 4 Elect Rashidah binti Mohd Sies as For For Management Director 5 Elect Mahdzir bin Khalid as Director For For Management 6 Approve Directors' Fees For For Management 7 Approve Directors' Benefits (Excluding For For Management Directors' Fees) 8 Approve PricewaterhouseCoopers PLT as For Against Management Auditors and Authorize Board to Fix Their Remuneration 9 Approve Grant and Issuance of Shares For Against Management to Amir Hamzah bin Azizan Under the Long Term Incentive Plan -------------------------------------------------------------------------------- TENARIS SA Ticker: TEN Security ID: L90272102 Meeting Date: JUL 29, 2019 Meeting Type: Special Record Date: JUL 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Delisting of Shares from For For Management Bolsas y Mercados Argentinos S.A. 2 Approve Share Repurchase For Against Management -------------------------------------------------------------------------------- TENARIS SA Ticker: TEN Security ID: L90272102 Meeting Date: JUN 02, 2020 Meeting Type: Annual/Special Record Date: MAY 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive and Approve Board's and For For Management Auditor's Reports Re: Consolidated Financial Statements and Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Financial Statements For For Management 4 Approve Allocation of Income and For For Management Dividends 5 Approve Discharge of Directors For For Management 6 Elect Directors (Bundled) For Against Management 7 Approve Remuneration Policy For Against Management 8 Approve Remuneration Report For Against Management 9 Appoint Auditor For For Management 10 Approve Share Repurchase For Against Management 11 Allow Electronic Distribution of For For Management Company Documents to Shareholders 1 Approve Renewal of the Share Capital For Against Management Authorization of the Company -------------------------------------------------------------------------------- TENCENT HOLDINGS LIMITED Ticker: 700 Security ID: G87572163 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAY 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Lau Chi Ping Martin as Director For Against Management 3b Elect Charles St Leger Searle as For For Management Director 3c Elect Ke Yang as Director For For Management 3d Authorize Board to Fix Remuneration of For For Management Directors 4 Approve PricewaterhouseCoopers as For Against Management Auditor and Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For Against Management Shares 8 Amend the Existing Amended and For For Management Restated Memorandum of Association and Articles of Association and Adopt Second Amended and Restated Memorandum of Association and Articles of Association -------------------------------------------------------------------------------- TESCO PLC Ticker: TSCO Security ID: G87621101 Meeting Date: MAY 14, 2020 Meeting Type: Special Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Matters Relating to the For For Management Disposal of the Asia Business to C.P. Retail Development Company Limited -------------------------------------------------------------------------------- TESCO PLC Ticker: TSCO Security ID: G87621101 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: JUN 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For Against Management 3 Approve Final Dividend For For Management 4 Re-elect John Allan as Director For For Management 5 Re-elect Mark Armour as Director For For Management 6 Re-elect Melissa Bethell as Director For For Management 7 Re-elect Stewart Gilliland as Director For For Management 8 Re-elect Steve Golsby as Director For For Management 9 Re-elect Byron Grote as Director For For Management 10 Re-elect Dave Lewis as Director For For Management 11 Re-elect Mikael Olsson as Director For For Management 12 Re-elect Deanna Oppenheimer as Director For For Management 13 Re-elect Simon Patterson as Director For For Management 14 Re-elect Alison Platt as Director For For Management 15 Re-elect Lindsey Pownall as Director For For Management 16 Re-elect Alan Stewart as Director For For Management 17 Elect Ken Murphy as Director For For Management 18 Reappoint Deloitte LLP as Auditors For For Management 19 Authorise Board to Fix Remuneration of For For Management Auditors 20 Approve Share Incentive Plan For For Management 21 Authorise Issue of Equity For For Management 22 Authorise Issue of Equity without For For Management Pre-emptive Rights 23 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 24 Authorise Market Purchase of Ordinary For For Management Shares 25 Authorise EU Political Donations and For For Management Expenditure 26 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- THE BANK OF NOVA SCOTIA Ticker: BNS Security ID: 064149107 Meeting Date: APR 07, 2020 Meeting Type: Annual Record Date: FEB 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Nora A. Aufreiter For For Management 1.2 Elect Director Guillermo E. Babatz For For Management 1.3 Elect Director Scott B. Bonham For For Management 1.4 Elect Director Charles H. Dallara For For Management 1.5 Elect Director Tiff Macklem For For Management 1.6 Elect Director Michael D. Penner For For Management 1.7 Elect Director Brian J. Porter For For Management 1.8 Elect Director Una M. Power For For Management 1.9 Elect Director Aaron W. Regent For For Management 1.10 Elect Director Indira V. Samarasekera For For Management 1.11 Elect Director Susan L. Segal For For Management 1.12 Elect Director L. Scott Thomson For For Management 1.13 Elect Director Benita M. Warmbold For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote on Executive For For Management Compensation Approach 4 SP 1: Disclose the Compensation Ratio Against Against Shareholder (Equity Ratio) Used by the Compensation Committee 5 SP 2: Upgrade Computer Systems to Against Against Shareholder Increase Competitiveness while Ensuring Greater Protection of Personal Information 6 SP 3: Set a Diversity Target of More Against For Shareholder than 40% of the Board Members for the Next Five Years 7 SP 4: Revise Human Rights Policies Against For Shareholder -------------------------------------------------------------------------------- THE BIDVEST GROUP LTD. Ticker: BVT Security ID: S1201R162 Meeting Date: NOV 28, 2019 Meeting Type: Annual Record Date: NOV 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Re-elect Bongi Masinga as Director For For Management 1.2 Re-elect Mpumi Madisa as Director For For Management 2.1 Elect Bonang Mohale as Director For For Management 3 Reappoint PricewaterhouseCoopers Inc. For For Management as Auditors of the Company with Craig West as the Individual Registered Auditor 4.1 Re-elect Norman Thomson as Member of For For Management the Audit Committee 4.2 Re-elect Renosi Mokate as Member of For For Management the Audit Committee 4.3 Re-elect Eric Diack as Member of the For For Management Audit Committee 5 Place Authorised but Unissued Shares For For Management under Control of Directors 6 Authorise Board to Issue Shares for For For Management Cash 7 Approve Payment of Dividend by Way of For For Management Pro Rata Reduction of Share Capital or Share Premium 8 Authorise Ratification of Approved For For Management Resolutions 9 Approve Ratification Relating to For For Management Personal Financial Interest Arising From Multiple Offices in the Group 1 Approve Remuneration Policy For For Management 2 Implementation of Remuneration Policy For Against Management 1 Approve Non-Executive Directors' For For Management Remuneration 2 Authorise Repurchase of Issued Share For For Management Capital 3 Approve Financial Assistance in Terms For For Management of Sections 44 and 45 of the Companies Act -------------------------------------------------------------------------------- THE BRITISH LAND CO. PLC Ticker: BLND Security ID: G15540118 Meeting Date: JUL 19, 2019 Meeting Type: Annual Record Date: JUL 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Remuneration Policy For For Management 4 Approve Final Dividend For For Management 5 Re-elect Simon Carter as Director For For Management 6 Re-elect Lynn Gladden as Director For For Management 7 Re-elect Chris Grigg as Director For For Management 8 Re-elect Alastair Hughes as Director For For Management 9 Re-elect William Jackson as Director For For Management 10 Re-elect Nicholas Macpherson as For For Management Director 11 Re-elect Preben Prebensen as Director For For Management 12 Re-elect Tim Score as Director For For Management 13 Re-elect Laura Wade-Gery as Director For For Management 14 Re-elect Rebecca Worthington as For For Management Director 15 Reappoint PricewaterhouseCoopers LLP For For Management as Auditors 16 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 17 Authorise EU Political Donations and For For Management Expenditure 18 Approve Scrip Dividends For For Management 19 Authorise Issue of Equity For For Management 20 Authorise Issue of Equity without For For Management Pre-emptive Rights 21 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 22 Authorise Market Purchase of Ordinary For For Management Shares 23 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- THE FOSCHINI GROUP LTD. Ticker: TFG Security ID: S29260155 Meeting Date: SEP 03, 2019 Meeting Type: Annual Record Date: AUG 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for the Year Ended 31 March 2019 2 Reappoint Deloitte & Touche as For For Management Auditors of the Company with M van Wyk as the Designated Partner 3 Re-elect Fatima Abrahams as Director For For Management 4 Re-elect Michael Lewis as Director For For Management 5 Re-elect Sam Abrahams as Director For For Management 6 Elect Bongiwe Ntuli as Director For For Management 7 Re-elect Sam Abrahams as Member of the For For Management Audit Committee 8 Re-elect Tumi Makgabo-Fiskerstrand as For For Management Member of the Audit Committee 9 Re-elect Eddy Oblowitz as Member of For For Management the Audit Committee 10 Re-elect Nomahlubi Simamane as Member For For Management of the Audit Committee 11 Re-elect David Friedland as Member of For For Management the Audit Committee 12 Re-elect Fatima Abrahams as Member of For Against Management the Audit Committee 13 Approve Remuneration Policy For Against Management 14 Approve Remuneration Implementation For For Management Report 1 Approve Remuneration of Non-executive For For Management Directors 2 Authorise Repurchase of Issued Share For For Management Capital 3 Approve Financial Assistance in Terms For For Management of Sections 44 and 45 of the Companies Act 15 Authorise Ratification of Approved For For Management Resolutions -------------------------------------------------------------------------------- THE GPT GROUP Ticker: GPT Security ID: Q4252X155 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Gene Tilbrook as Director For For Management 2 Elect Mark Menhinnitt as Director For For Management 3 Approve Remuneration Report For For Management -------------------------------------------------------------------------------- THE TORONTO-DOMINION BANK Ticker: TD Security ID: 891160509 Meeting Date: APR 02, 2020 Meeting Type: Annual Record Date: FEB 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Amy W. Brinkley For For Management 1.2 Elect Director Brian C. Ferguson For For Management 1.3 Elect Director Colleen A. Goggins For For Management 1.4 Elect Director Jean-Rene Halde For For Management 1.5 Elect Director David E. Kepler For For Management 1.6 Elect Director Brian M. Levitt For For Management 1.7 Elect Director Alan N. MacGibbon For For Management 1.8 Elect Director Karen E. Maidment For For Management 1.9 Elect Director Bharat B. Masrani For For Management 1.10 Elect Director Irene R. Miller For For Management 1.11 Elect Director Nadir H. Mohamed For For Management 1.12 Elect Director Claude Mongeau For For Management 1.13 Elect Director S. Jane Rowe For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote on Executive For For Management Compensation Approach 4 SP A: Disclose Equity Ratio Used By Against Against Shareholder the Compensation Committee In Determining Compensation 5 SP B: Set a Diversity Target of More Against For Shareholder than 40% for the Composition of its Board of Directors for the Next Five Years 6 SP C: Request to Adopt Targets for Against For Shareholder Reducing Greenhouse Gas (GHG) Emissions Associated with the Company's Underwriting and Lending Activities -------------------------------------------------------------------------------- TIM PARTICIPACOES SA Ticker: TIMP3 Security ID: P91536469 Meeting Date: APR 07, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2019 2 Approve Allocation of Income and For For Management Dividends 3 Ratify Election of Flavia Maria For For Management Bittencourt as Director 4 Ratify Election of Carlo Filangieri as For For Management Director 5 Ratify Election of Sabrina di For For Management Bartolomeo as Director 6 Fix Number of Fiscal Council Members For For Management at Three 7 Elect Fiscal Council Members For For Management 8 In Case One of the Nominees Leaves the None Against Management Fiscal Council Slate Due to a Separate Minority Election, as Allowed Under Articles 161 and 240 of the Brazilian Corporate Law, May Your Votes Still Be Counted for the Proposed Slate? 9 Approve Remuneration of Company's For Against Management Management and Fiscal Council -------------------------------------------------------------------------------- TIM PARTICIPACOES SA Ticker: TIMP3 Security ID: P91536469 Meeting Date: APR 07, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Prolonging of Cooperation and For For Management Support Agreement between Telecom Italia S.p.A and TIM S.A. 2 Authorize Capitalization of Reserves For For Management 3 Amend Articles and Consolidate Bylaws For For Management -------------------------------------------------------------------------------- TITAN COMPANY LIMITED Ticker: 500114 Security ID: Y88425148 Meeting Date: AUG 06, 2019 Meeting Type: Annual Record Date: JUL 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Accept Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Dividend For For Management 4 Reelect Harish Bhat as Director For For Management 5 Elect N Muruganandam as Director For For Management 6 Elect V Arun Roy as Director For For Management 7 Elect Pradyumna Vyas as Director For For Management 8 Reelect Hema Ravichandar as Director For For Management 9 Reelect Ireena Vittal as Director For For Management 10 Approve Branch Auditors and Authorize For For Management Board to Fix Their Remuneration 11 Elect Mohanasankar Sivaprakasam as For For Management Director -------------------------------------------------------------------------------- TOBU RAILWAY CO., LTD. Ticker: 9001 Security ID: J84162148 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 20 2.1 Elect Director Nezu, Yoshizumi For For Management 2.2 Elect Director Miwa, Hiroaki For For Management 2.3 Elect Director Sekiguchi, Koichi For For Management 2.4 Elect Director Ojiro, Akihiro For For Management 2.5 Elect Director Onodera, Toshiaki For For Management 2.6 Elect Director Yamamoto, Tsutomu For For Management 2.7 Elect Director Shibata, Mitsuyoshi For For Management 2.8 Elect Director Ando, Takaharu For For Management 2.9 Elect Director Yokota, Yoshimi For For Management 2.10 Elect Director Shigeta, Atsushi For For Management 2.11 Elect Director Yagasaki, Noriko For For Management 2.12 Elect Director Yanagi, Masanori For For Management 3.1 Appoint Statutory Auditor Nakajima, For For Management Naotaka 3.2 Appoint Statutory Auditor Mogi, For For Management Yuzaburo 3.3 Appoint Statutory Auditor Otsuka, For For Management Hiroya 3.4 Appoint Statutory Auditor Fukuda, Shuji For For Management 3.5 Appoint Statutory Auditor Hayashi, For Against Management Nobuhide 4 Approve Compensation Ceiling for For For Management Directors -------------------------------------------------------------------------------- TOHO CO., LTD. (9602) Ticker: 9602 Security ID: J84764117 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: FEB 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 37.5 2.1 Elect Director Shimatani, Yoshishige For Against Management 2.2 Elect Director Tako, Nobuyuki For For Management 2.3 Elect Director Ichikawa, Minami For For Management 2.4 Elect Director Seta, Kazuhiko For For Management 2.5 Elect Director Matsuoka, Hiroyasu For For Management 2.6 Elect Director Sumi, Kazuo For For Management 2.7 Elect Director Ikeda, Atsuo For For Management 2.8 Elect Director Ota, Keiji For For Management 2.9 Elect Director Ikeda, Takayuki For For Management 2.10 Elect Director Biro, Hiroshi For For Management 2.11 Elect Director Kato, Harunori For For Management 2.12 Elect Director Wada, Kunichiro For For Management 2.13 Elect Director Honda, Taro For For Management 3.1 Elect Director and Audit Committee For For Management Member Okimoto, Tomoyasu 3.2 Elect Director and Audit Committee For For Management Member Kobayashi, Takashi 3.3 Elect Director and Audit Committee For For Management Member Ando, Satoshi 4 Elect Alternate Director and Audit For For Management Committee Member Ota, Taizo 5 Approve Restricted Stock Plan For For Management 6 Approve Performance-Based Annual Bonus For For Management Ceiling for Directors Who Are Not Audit Committee Members -------------------------------------------------------------------------------- TOKYO ELECTRON LTD. Ticker: 8035 Security ID: J86957115 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Tsuneishi, Tetsuo For Abstain Management 1.2 Elect Director Kawai, Toshiki For Abstain Management 1.3 Elect Director Sasaki, Sadao For Abstain Management 1.4 Elect Director Nunokawa, Yoshikazu For Abstain Management 1.5 Elect Director Nagakubo, Tatsuya For Abstain Management 1.6 Elect Director Sunohara, Kiyoshi For Abstain Management 1.7 Elect Director Ikeda, Seisu For Abstain Management 1.8 Elect Director Mitano, Yoshinobu For Abstain Management 1.9 Elect Director Charles D Lake II For For Management 1.10 Elect Director Sasaki, Michio For For Management 1.11 Elect Director Eda, Makiko For Abstain Management 2.1 Appoint Statutory Auditor Hama, For For Management Masataka 2.2 Appoint Statutory Auditor Miura, Ryota For For Management 3 Approve Annual Bonus For For Management 4 Approve Deep Discount Stock Option Plan For For Management 5 Approve Deep Discount Stock Option Plan For For Management 6 Approve Trust-Type Equity Compensation For For Management Plan -------------------------------------------------------------------------------- TOKYO GAS CO., LTD. Ticker: 9531 Security ID: J87000113 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 30 2.1 Elect Director Hirose, Michiaki For For Management 2.2 Elect Director Uchida, Takashi For For Management 2.3 Elect Director Takamatsu, Masaru For For Management 2.4 Elect Director Nohata, Kunio For For Management 2.5 Elect Director Sasayama, Shinichi For For Management 2.6 Elect Director Saito, Hitoshi For For Management 2.7 Elect Director Takami, Kazunori For For Management 2.8 Elect Director Edahiro, Junko For For Management 2.9 Elect Director Indo, Mami For For Management 3 Appoint Statutory Auditor Ono, For For Management Hiromichi -------------------------------------------------------------------------------- TOKYU CORP. Ticker: 9005 Security ID: J88720149 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 11 2 Amend Articles to Amend Business Lines For For Management 3.1 Elect Director Nomoto, Hirofumi For For Management 3.2 Elect Director Takahashi, Kazuo For For Management 3.3 Elect Director Tomoe, Masao For For Management 3.4 Elect Director Hoshino, Toshiyuki For For Management 3.5 Elect Director Fujiwara, Hirohisa For For Management 3.6 Elect Director Takahashi, Toshiyuki For For Management 3.7 Elect Director Hamana, Setsu For For Management 3.8 Elect Director Kanazashi, Kiyoshi For For Management 3.9 Elect Director Konaga, Keiichi For For Management 3.10 Elect Director Kanise, Reiko For For Management 3.11 Elect Director Okamoto, Kunie For For Management 3.12 Elect Director Miyazaki, Midori For For Management 4.1 Appoint Statutory Auditor Shimamoto, For For Management Takehiko 4.2 Appoint Statutory Auditor Akimoto, For For Management Naohisa 4.3 Appoint Statutory Auditor Ishihara, For For Management Kunio 4.4 Appoint Statutory Auditor Tsuyuki, For Against Management Shigeo 5 Appoint Alternate Statutory Auditor For For Management Matsumoto, Taku -------------------------------------------------------------------------------- TONG REN TANG TECHNOLOGIES CO. LTD. Ticker: 1666 Security ID: Y8884M108 Meeting Date: DEC 16, 2019 Meeting Type: Special Record Date: NOV 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Distribution Framework For For Management Agreement, the Annual Caps, and Related Transactions 2 Approve Master Procurement Agreement, For For Management the Annual Caps, and Related Transactions -------------------------------------------------------------------------------- TOP GLOVE CORPORATION BHD Ticker: 7113 Security ID: Y88965101 Meeting Date: JAN 08, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Lim Wee Chai as Director For For Management 2 Elect Lim Cheong Guan as Director For For Management 3 Elect Azrina Arshad as Director For For Management 4 Approve Directors' Fees For For Management 5 Approve Directors' Benefits (Excluding For For Management Directors' Fees) 6 Approve Ernst & Young as Auditors and For Against Management Authorize Board to Fix Their Remuneration 7 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 8 Approve Lim Han Boon to Continue For For Management Office as Independent Non-Executive Director 9 Authorize Share Repurchase Program For For Management -------------------------------------------------------------------------------- TORAY INDUSTRIES, INC. Ticker: 3402 Security ID: J89494116 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 8 2.1 Elect Director Nikkaku, Akihiro For For Management 2.2 Elect Director Abe, Koichi For For Management 2.3 Elect Director Deguchi, Yukichi For For Management 2.4 Elect Director Oya, Mitsuo For For Management 2.5 Elect Director Adachi, Kazuyuki For For Management 2.6 Elect Director Hagiwara, Satoru For For Management 2.7 Elect Director Yoshinaga, Minoru For For Management 2.8 Elect Director Okamoto, Masahiko For For Management 2.9 Elect Director Ito, Kunio For For Management 2.10 Elect Director Noyori, Ryoji For For Management 2.11 Elect Director Kaminaga, Susumu For For Management 2.12 Elect Director Futagawa, Kazuo For For Management 3 Appoint Statutory Auditor Fukasawa, For For Management Toru 4 Approve Annual Bonus For For Management 5 Amend Articles to Disclose Listed Against Against Shareholder Subsidiary Management in Corporate Governance Report -------------------------------------------------------------------------------- TOTAL SA Ticker: FP Security ID: F92124100 Meeting Date: MAY 29, 2020 Meeting Type: Annual/Special Record Date: MAY 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 2.68 per Share and Option for Stock Dividend Program 4 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 5 Approve Auditors' Special Report on For For Management Related-Party Transactions Mentioning the Absence of New Transactions 6 Reelect Patricia Barbizet as Director For Against Management 7 Reelect Marie-Christine For For Management Coisne-Roquette as Director 8 Reelect Mark Cutifani as Director For For Management 9 Elect Jerome Contamine as Director For For Management 10 Approve Compensation Report of For For Management Corporate Officers 11 Approve Remuneration Policy of For For Management Directors 12 Approve Compensation of Patrick For Against Management Pouyanne, Chairman and CEO 13 Approve Remuneration Policy of For Against Management Chairman and CEO 14 Approve Change of Corporate Form to For For Management Societe Europeenne (SE) and Amend Bylaws Accordingly 15 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights and/or Capitalization of Reserves for Bonus Issue or Increase in Par Value, up to Aggregate Nominal Amount of EUR 2.5 Billion 16 Authorize Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 650 Million 17 Approve Issuance of Equity or For For Management Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 650 Million 18 Authorize Board to Increase Capital in For For Management the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above Under Items 16 and 17 19 Authorize Capital Increase of up to 10 For For Management Percent of Issued Capital for Contributions in Kind 20 Authorize Capital Issuances for Use in For Against Management Employee Stock Purchase Plans 21 Authorize up to 0.75 Percent of Issued For For Management Capital for Use in Stock Option Plans A Instruct Company to Set and Publish Against For Shareholder Targets for Greenhouse Gas (GHG) Emissions Aligned with the Goal of the Paris Climate Agreement and Amend Article 19 of Bylaws Accordingly -------------------------------------------------------------------------------- TOTO LTD. Ticker: 5332 Security ID: J90268103 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kitamura, Madoka For For Management 1.2 Elect Director Kiyota, Noriaki For For Management 1.3 Elect Director Shirakawa, Satoshi For For Management 1.4 Elect Director Abe, Soichi For For Management 1.5 Elect Director Hayashi, Ryosuke For For Management 1.6 Elect Director Taguchi, Tomoyuki For For Management 1.7 Elect Director Tamura, Shinya For For Management 1.8 Elect Director Kuga, Toshiya For For Management 1.9 Elect Director Shimizu, Takayuki For For Management 1.10 Elect Director Shimono, Masatsugu For For Management 1.11 Elect Director Tsuda, Junji For For Management 1.12 Elect Director Yamauchi, Shigenori For For Management 2 Appoint Statutory Auditor Inoue, For For Management Shigeki -------------------------------------------------------------------------------- TOYO SUISAN KAISHA, LTD. Ticker: 2875 Security ID: 892306101 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 40 2.1 Elect Director Tsutsumi, Tadasu For For Management 2.2 Elect Director Imamura, Masanari For For Management 2.3 Elect Director Sumimoto, Noritaka For For Management 2.4 Elect Director Oki, Hitoshi For For Management 2.5 Elect Director Makiya, Rieko For For Management 2.6 Elect Director Mochizuki, Masahisa For For Management 2.7 Elect Director Murakami, Osamu For For Management 2.8 Elect Director Murayama, Ichiro For For Management 2.9 Elect Director Yazaki, Hirokazu For For Management 2.10 Elect Director Hayama, Tomohide For For Management 2.11 Elect Director Yachi, Hiroyasu For For Management 2.12 Elect Director Mineki, Machiko For For Management 2.13 Elect Director Yazawa, Kenichi For For Management 2.14 Elect Director Chino, Isamu For For Management 3 Appoint Statutory Auditor Takahashi, For For Management Kiyoshi 4 Appoint Alternate Statutory Auditor For For Management Ushijima, Tsutomu 5 Approve Annual Bonus For For Management -------------------------------------------------------------------------------- TRANSPORTADORA DE GAS DEL SUR SA Ticker: TGSU2 Security ID: 893870204 Meeting Date: AUG 15, 2019 Meeting Type: Special Record Date: JUL 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Designate Two Shareholders to Sign For For Management Minutes of Meeting 2 Consider Increase of Amount from USD For For Management 700 Million to USD 1.2 Billion of Global Program for Issuance of Negotiable Non-Convertible Bonds 3 Authorize Board to Set Terms and For For Management Conditions of Global Program, to Approve and Subscribe Agreements, to Formalize Documentation Before Argentine Securities Commission (CNV) and or Stock Exchanges and to Sub-delegate to Board Members or Others -------------------------------------------------------------------------------- TRANSPORTADORA DE GAS DEL SUR SA Ticker: TGSU2 Security ID: 893870204 Meeting Date: OCT 17, 2019 Meeting Type: Special Record Date: SEP 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Designate Two Shareholders to Sign For For Management Minutes of Meeting 2 Consider Distribution of Treasury For For Management Shares to Shareholders 3 Ratify Proposal of Technical, For For Management Financial and Operational Assistance Service (SATFO) to Reduce Amount of Compensation to Technical Operator -------------------------------------------------------------------------------- TRANSURBAN GROUP LTD. Ticker: TCL Security ID: Q9194A106 Meeting Date: OCT 10, 2019 Meeting Type: Annual Record Date: OCT 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 2a Elect Lindsay Maxsted as Director For For Management 2b Elect Samantha Mostyn as Director For For Management 2c Elect Peter Scott as Director For For Management 3 Approve the Remuneration Report For For Management 4 Approve Grant of Performance Awards to For For Management Scott Charlton -------------------------------------------------------------------------------- TRYG A/S Ticker: TRYG Security ID: K9640A110 Meeting Date: MAR 30, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Report of Board None None Management 2 Accept Financial Statements and For Did Not Vote Management Statutory Reports 3 Approve Allocation of Income and For Did Not Vote Management Dividends of DKK 8.45 Per Share 4 Approve Discharge of Management and For Did Not Vote Management Board 5 Approve Remuneration of Directors in For Did Not Vote Management the Amount of DKK 1.17 Million for Chairman, DKK 780,000 for Vice Chairman, and DKK 390,000 for Other Directors; Approve Remuneration for Committee Work 6a1 Approve Creation of DKK 151 Million For Did Not Vote Management Pool of Capital without Preemptive Rights 6a2 Approve Equity Plan Financing For Did Not Vote Management 6b Authorize Share Repurchase Program For Did Not Vote Management 6c Amend Corporate Purpose For Did Not Vote Management 6d Amend Articles Re: Editorial Changes For Did Not Vote Management due to Merger of VP Securities A/S and VP Services A/S 6e Amend Articles Re: Change of Standard For Did Not Vote Management Agenda for Annual General Meeting 6f Approve Guidelines for Incentive-Based For Did Not Vote Management Compensation for Executive Management and Board 7a Reelect Jukka Pertola as Member of For Did Not Vote Management Board 7b Reelect Torben Nielsen as Member of For Did Not Vote Management Board 7c Reelect Lene Skole as Member of Board For Did Not Vote Management 7d Reelect Mari Tjomoe as Member of Board For Did Not Vote Management 7e Reelect Carl-Viggo Ostlund as Member For Did Not Vote Management of Board 8 Ratify Deloitte as Auditors For Did Not Vote Management 9 Authorize Editorial Changes to Adopted For Did Not Vote Management Resolutions in Connection with Registration with Danish Authorities 10 Other Business None None Management -------------------------------------------------------------------------------- TURKCELL ILETISIM HIZMETLERI AS Ticker: TCELL Security ID: M8903B102 Meeting Date: SEP 12, 2019 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting and Elect Presiding For For Management Council of Meeting 2 Authorize Presiding Council to Sign For For Management Minutes of Meeting 3 Accept Board Report For For Management 4 Accept Audit Report For For Management 5 Accept Financial Statements For For Management 6 Approve Discharge of Board For For Management 7 Approve Upper Limit of Donations for For Against Management 2019 and Receive Information on Donations Made in 2018 8 Amend Company Articles For For Management 9 Ratify Director Appointments and Elect For Against Management Directors 10 Approve Director Remuneration For Against Management 11 Ratify External Auditors For Against Management 12 Approve Allocation of Income For For Management 13 Grant Permission for Board Members to For For Management Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose 14 Receive Information on Guarantees, None None Management Pledges and Mortgages Provided to Third Parties 15 Close Meeting None None Management -------------------------------------------------------------------------------- UCB SA Ticker: UCB Security ID: B93562120 Meeting Date: APR 30, 2020 Meeting Type: Annual/Special Record Date: APR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Directors' Reports (Non-Voting) None None Management 2 Receive Auditors' Reports (Non-Voting) None None Management 3 Receive Consolidated Financial None None Management Statements and Statutory Reports (Non-Voting) 4 Approve Financial Statements, For For Management Allocation of Income, and Dividends of EUR 1.24 per Share 5 Approve Remuneration Report For Against Management 6 Approve Remuneration Policy For Against Management 7 Approve Discharge of Directors For For Management 8 Approve Discharge of Auditors For For Management 9.1A Reelect Pierre Gurdjian as Director For For Management 9.1B Indicate Pierre Gurdjian as For For Management Independent Director 9.2A Reelect Ulf Wiinberg as Director For For Management 9.2B Indicate Ulf Wiinberg as Independent For For Management Director 9.3 Reelect Charles-Antoine Janssen as For Against Management Director 10 Approve Long-Term Incentive Plan For For Management 11.1 Approve Change-of-Control Clause Re: For For Management Renewal of EMTN Program 11.2 Approve Change-of-Control Clause Re: For For Management Term Facility Agreement 11.3 Approve Change-of-Control Clause Re: For For Management Revolving Facility Agreement 1 Amend Articles Re: New Belgian Code of For For Management Companies and Associations 2 Receive Special Board Report Re: None None Management Renewal of Authorized Capital 3 Renew Authorization to Increase Share For For Management Capital within the Framework of Authorized Capital 4 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital -------------------------------------------------------------------------------- ULTRAPAR PARTICIPACOES SA Ticker: UGPA3 Security ID: P94396127 Meeting Date: APR 15, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2019 2 Approve Allocation of Income and For For Management Dividends 3 Approve Remuneration of Company's For For Management Management 4.1 Elect Geraldo Toffanello as Fiscal For For Management Council Member and Marcio Augustus Ribeiro as Alternate 4.2 Elect Marcelo Amaral Moraes as Fiscal For For Management Council Member and Pedro Ozires Predeus as Alternate 4.3 Elect William Bezerra Cavalcanti Filho For For Management as Fiscal Council Member and Carlos Roberto de Albuquerque Sa as Alternate 5 Approve Remuneration of Fiscal Council For For Management Members -------------------------------------------------------------------------------- ULTRAPAR PARTICIPACOES SA Ticker: UGPA3 Security ID: P94396127 Meeting Date: APR 15, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Article 5 to Reflect Changes in For For Management Share Capital -------------------------------------------------------------------------------- UMICORE Ticker: UMI Security ID: B95505184 Meeting Date: APR 30, 2020 Meeting Type: Annual/Special Record Date: APR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Directors' and Auditors' None None Management Reports (Non-Voting) 2 Approve Remuneration Report For For Management 3 Approve Remuneration Policy For For Management 4 Approve Financial Statements, For For Management Allocation of Income, and Dividends of EUR 0.375 per Share 5 Receive Consolidated Financial None None Management Statements and Statutory Reports (Non-Voting) 6 Approve Discharge of Directors For For Management 7 Approve Discharge of Auditors For For Management 8.1 Reelect Ines Kolmsee as Independent For For Management Director 8.2 Reelect Liat Ben-Zur as Independent For For Management Director 8.3 Elect Mario Armero as Director For For Management 9 Approve Remuneration of Directors For For Management 10 Ratify PricewaterhouseCoopers as For For Management Auditor and Approve Auditors' Remuneration 1 Approve Change-of-Control Clause Re: For For Management Note Purchase Agreement 1 Amend Articles Re: Alignment on the For For Management Rules of Code on Companies and Associations 2 Elect Supervisory Board Members For For Management 3 Authorize Implementation of Approved For For Management Resolutions, Coordination of Articles of Association, and Filing of Required Documents/Formalities at Trade Registry -------------------------------------------------------------------------------- UNI-PRESIDENT ENTERPRISES CORP. Ticker: 1216 Security ID: Y91475106 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Plan on Profit Distribution For For Management 3 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting 4 Approve Deletion of the For For Management Non-competition Promise Ban Imposed Upon the Company's Directors According to the Article 209 of Company Act -------------------------------------------------------------------------------- UNIBAIL-RODAMCO-WESTFIELD Ticker: URW Security ID: F95094581 Meeting Date: MAY 15, 2020 Meeting Type: Annual/Special Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 5.40 per Share 4 Approve Auditors' Special Report on For For Management Related-Party Transactions Mentioning the Absence of New Transactions 5 Approve Compensation of Christophe For For Management Cuvillier, Chairman of the Management Board 6 Approve Compensation of Jaap Tonckens, For For Management Member of the Management Board 7 Approve Compensation of Colin Dyer, For For Management Chairman of the Supervisory Board 8 Approve Compensation Report of For For Management Corporate Officers 9 Approve Remuneration Policy for For For Management Chairman of the Management Board 10 Approve Remuneration Policy for For For Management Management Board Members 11 Approve Remuneration Policy for For For Management Supervisory Board Members 12 Reelect Colin Dyer as Supervisory For For Management Board Member 13 Reelect Philippe Collombel as For For Management Supervisory Board Member 14 Reelect Dagmar Kollmann as Supervisory For For Management Board Member 15 Reelect Roderick Munsters as For For Management Supervisory Board Member 16 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 17 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 18 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 100 Million 19 Authorize Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 60 Million 20 Authorize Board to Increase Capital in For For Management the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above Under Items 18-19 21 Authorize Capital Increase of up to 10 For For Management Percent of Issued Capital for Contributions in Kind 22 Authorize Capital Issuances for Use in For Against Management Employee Stock Purchase Plans 23 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- UNICHARM CORP. Ticker: 8113 Security ID: J94104114 Meeting Date: MAR 25, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Takahara, Takahisa For For Management 1.2 Elect Director Ishikawa, Eiji For For Management 1.3 Elect Director Mori, Shinji For For Management 2 Approve Restricted Stock Plan For For Management -------------------------------------------------------------------------------- UNILEVER NV Ticker: UNA Security ID: N8981F289 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: APR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Discussion of the Annual Report and None None Management Accounts for the 2019 Financial Year 2 Approve Financial Statements and For For Management Allocation of Income 3 Approve Remuneration Report For For Management 4 Approve Discharge of Executive For For Management Directors 5 Approve Discharge of Non-Executive For For Management Directors 6 Reelect N Andersen as Non-Executive For For Management Director 7 Reelect L Cha as Non-Executive Director For For Management 8 Reelect V Colao as Non-Executive For For Management Director 9 Reelect J Hartmann as Non-Executive For For Management Director 10 Reelect A Jope as Executive Director For For Management 11 Reelect A Jung as Non-Executive For For Management Director 12 Reelect S Kilsby as Non-Executive For For Management Director 13 Reelect S Masiyiwa as Non-Executive For For Management Director 14 Reelect Y Moon as Non-Executive For For Management Director 15 Reelect G Pitkethly as Executive For For Management Director 16 Reelect J Rishton as Director For For Management 17 Reelect F Sijbesma as Director For For Management 18 Ratify KPMG as Auditors For For Management 19 Grant Board Authority to Issue Shares For For Management 20 Authorize Board to Exclude Preemptive For For Management Rights from Share Issuances for General Corporate Purposes 21 Authorize Board to Exclude Preemptive For For Management Rights from Share Issuances for Acquisition or Specified Capital Investment Purposes 22 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 23 Approve Reduction in Share Capital For For Management through Cancellation of Ordinary Shares -------------------------------------------------------------------------------- UNILEVER PLC Ticker: ULVR Security ID: G92087165 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: APR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Re-elect Nils Andersen as Director For For Management 4 Re-elect Laura Cha as Director For For Management 5 Re-elect Vittorio Colao as Director For For Management 6 Re-elect Dr Judith Hartmann as Director For For Management 7 Re-elect Alan Jope as Director For For Management 8 Re-elect Andrea Jung as Director For For Management 9 Re-elect Susan Kilsby as Director For For Management 10 Re-elect Strive Masiyiwa as Director For For Management 11 Re-elect Youngme Moon as Director For For Management 12 Re-elect Graeme Pitkethly as Director For For Management 13 Re-elect John Rishton as Director For For Management 14 Re-elect Feike Sijbesma as Director For For Management 15 Reappoint KPMG LLP as Auditors For For Management 16 Authorise Board to Fix Remuneration of For For Management Auditors 17 Authorise EU Political Donations and For For Management Expenditure 18 Authorise Issue of Equity For For Management 19 Authorise Issue of Equity without For For Management Pre-emptive Rights 20 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 21 Authorise Market Purchase of Ordinary For For Management Shares 22 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- UNITED MICROELECTRONICS CORP. Ticker: 2303 Security ID: Y92370108 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: APR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Approve Issuance of Restricted Stocks For For Management 4 Approve Amendments to Articles of For For Management Association 5 Approve Issuace Plan of Private For For Management Placement for Ordinary Shares, Preferred Shares, Depostitory Receipts or Overseas or Domestic Convertible Bonds -------------------------------------------------------------------------------- UNITED OVERSEAS BANK LIMITED (SINGAPORE) Ticker: U11 Security ID: Y9T10P105 Meeting Date: JUN 05, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and For For Management Directors' and Auditors' Reports 2 Approve Final and Special Dividend For For Management 3 Approve Directors' Fees For For Management 4 Approve Ernst & Young LLP as Auditors For For Management and Authorize Directors to Fix Their Remuneration 5 Elect Wee Ee Cheong as Director For For Management 6 Elect Alexander Charles Hungate as For For Management Director 7 Elect Michael Lien Jown Leam as For For Management Director 8 Elect Steven Phan Swee Kim as Director For For Management 9 Approve Issuance of Equity or For For Management Equity-Linked Securities with or without Preemptive Rights 10 Approve Issuance of Shares Pursuant to For For Management the UOB Scrip Dividend Scheme 11 Authorize Share Repurchase Program For For Management -------------------------------------------------------------------------------- UOL GROUP LIMITED Ticker: U14 Security ID: Y9299W103 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and For For Management Directors' and Auditors' Reports 2 Approve First and Final Dividend For For Management 3 Approve Directors' Fees For For Management 4 Elect Low Weng Keong as Director For Against Management 5 Elect Tan Tiong Cheng as Director For Against Management 6 Elect Poon Hon Thang Samuel as Director For Against Management 7 Elect Lee Chin Yong Francis as Director For For Management 8 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 9 Approve Grant of Options and Issuance For Against Management of Shares Under the UOL 2012 Share Option Scheme 10 Approve Issuance of Equity or For For Management Equity-Linked Securities with or without Preemptive Rights 11 Authorize Share Repurchase Program For For Management -------------------------------------------------------------------------------- UPL LIMITED Ticker: 512070 Security ID: Y9305P100 Meeting Date: AUG 28, 2019 Meeting Type: Annual Record Date: AUG 21, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend For For Management 3 Reelect Jaidev Rajnikant Shroff as For Against Management Director 4 Approve Remuneration of Cost Auditors For For Management 5 Approve Issuance of Non-Convertible For For Management Debentures on Private Placement Basis 6 Reelect Pradeep Vedprakash Goyal as For For Management Director 7 Reelect Reena Ramachandran as Director For For Management -------------------------------------------------------------------------------- UPM-KYMMENE OYJ Ticker: UPM Security ID: X9518S108 Meeting Date: MAR 31, 2020 Meeting Type: Annual Record Date: MAR 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Call the Meeting to Order None None Management 3 Designate Inspector or Shareholder For For Management Representative(s) of Minutes of Meeting 4 Acknowledge Proper Convening of Meeting For For Management 5 Prepare and Approve List of For For Management Shareholders 6 Receive Financial Statements and None None Management Statutory Reports 7 Accept Financial Statements and For For Management Statutory Reports 8 Approve Allocation of Income and For For Management Dividends of EUR 1.30 Per Share 9 Approve Discharge of Board and For For Management President 10 Approve Remuneration Policy And Other For For Management Terms of Employment For Executive Management 11 Remuneration of Directors in the For For Management Amount of EUR 190,000 for Chairman, EUR 135,000 for Deputy Chairman and EUR 110,000 for Other Directors; Approve Compensation for Committee Work 12 Fix Number of Directors at Ten For For Management 13 Reelect Berndt Brunow, Henrik For For Management Ehrnrooth, Piia-Noora Kauppi, Marjan Oudeman, Ari Puheloinen, Veli-Matti Reinikkala, Kim Wahl and Bjorn Wahlroos as Directors; Elect Emma FitzGerald and Martin a Porta as New Directors 14 Approve Remuneration of Auditors For For Management 15 Ratify PricewaterhouseCoopers as For For Management Auditors 16 Approve Issuance of up to 25 Million For For Management Shares without Preemptive Rights 17 Authorize Share Repurchase Program For For Management 18 Authorize Charitable Donations For For Management 19 Close Meeting None None Management -------------------------------------------------------------------------------- USS CO., LTD. Ticker: 4732 Security ID: J9446Z105 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 29.8 2.1 Elect Director Ando, Yukihiro For For Management 2.2 Elect Director Seta, Dai For For Management 2.3 Elect Director Yamanaka, Masafumi For For Management 2.4 Elect Director Akase, Masayuki For For Management 2.5 Elect Director Ikeda, Hiromitsu For For Management 2.6 Elect Director Tamura, Hitoshi For For Management 2.7 Elect Director Kato, Akihiko For For Management 2.8 Elect Director Takagi, Nobuko For For Management -------------------------------------------------------------------------------- VALEO SA Ticker: FR Security ID: F96221340 Meeting Date: JUN 25, 2020 Meeting Type: Annual/Special Record Date: JUN 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 0.20 per Share 4 Approve Auditors' Special Report on For For Management Related-Party Transactions 5 Ratify Appointment of Bpifrance For For Management Participations as Director 6 Ratify Appointment of Fonds For For Management Strategique de Participation as Director 7 Reelect Thierry Moulonguet as Director For For Management 8 Reelect Ulrike Steinhorst as Director For For Management 9 Reelect Fonds Strategique de For For Management Participation as Director 10 Approve Compensation Report of For For Management Corporate Officers 11 Approve Compensation of Jacques For Against Management Aschenbroich, Chairman and CEO 12 Approve Remuneration Policy of For For Management Directors 13 Approve Remuneration Policy of For Against Management Chairman and CEO 14 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 15 Delegate Powers to the Board to Amend For Against Management Bylaws to Comply with Legal Changes 16 Amend Articles 14, 16, 18 and 23 of For For Management Bylaws to Comply with Legal Changes 17 Approve Change of Corporate Form to For For Management Societe Europeenne (SE) 18 Pursuant to Item 17 Above, Adopt New For For Management Bylaws 19 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- VESTAS WIND SYSTEMS A/S Ticker: VWS Security ID: K9773J128 Meeting Date: APR 07, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Report of Board None None Management 2 Accept Financial Statements and For Did Not Vote Management Statutory Reports 3 Approve Allocation of Income and For Did Not Vote Management Dividends of DKK 7.93 Per Share 4.a Elect Anders Runevad as New Director For Did Not Vote Management 4.b Reelect Bert Nordberg as Director For Did Not Vote Management 4.c Reelect Bruce Grant as Director For Did Not Vote Management 4.d Reelect Carsten Bjerg as Director For Did Not Vote Management 4.e Reelect Eva Merete Sofelde Berneke as For Did Not Vote Management Director 4.f Reelect Helle Thorning-Schmidt as For Did Not Vote Management Director 4.g Elect Karl-Henrik Sundstrom as New For Did Not Vote Management Director 4.h Reelect Lars Josefsson as Director For Did Not Vote Management 5.1 Approve Remuneration of Directors for For Did Not Vote Management 2019 5.2 Approve Remuneration of Directors for For Did Not Vote Management 2020 at DKK 1.28 Million for Chairman, DKK 850,000 for Vice Chairman, and DKK 425,000 for Other Directors; Approve Remuneration for Committee Work 6 Ratify PricewaterhouseCoopers as For Did Not Vote Management Auditors 7.1 Approve Guidelines for Incentive-Based For Did Not Vote Management Compensation for Executive Management and Board 7.2 Amend Articles Re: Change of Standard For Did Not Vote Management Agenda for Annual General Meeting 7.3 Approve DKK 1.9 Million Reduction in For Did Not Vote Management Share Capital via Share Cancellation 7.4 Authorize Share Repurchase Program For Did Not Vote Management 8 Authorize Editorial Changes to Adopted For Did Not Vote Management Resolutions in Connection with Registration with Danish Authorities 9 Other Business None None Management -------------------------------------------------------------------------------- VIFOR PHARMA AG Ticker: VIFN Security ID: H9150Q103 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Discharge of Board and Senior For For Management Management 3 Approve Allocation of Income and For For Management Dividends of CHF 2.00 per Share 4 Approve Remuneration Report For For Management 5.1 Approve Remuneration of Directors in For For Management the Amount of CHF 4 Million 5.2 Approve Remuneration of Executive For For Management Committee in the Amount of CHF 18.5 Million 6 Approve Creation of CHF 65,000 Pool of For For Management Capital without Preemptive Rights 7.1.1 Reelect Jacques Theurillat as Director For Against Management and Board Chairman 7.1.2 Reelect Romeo Cerutti as Director For Against Management 7.1.3 Reelect Michel Burnier as Director For Against Management 7.1.4 Reelect Sue Mahony as Director For Against Management 7.1.5 Reelect Kim Stratton as Director For Against Management 7.1.6 Reelect Gianni Zampieri as Director For Against Management 7.1.7 Elect Gilbert Achermann as Director For For Management 7.2.1 Reappoint Sue Mahony as Member of the For Against Management Compensation Committee 7.2.2 Reappoint Michel Burnier as Member of For Against Management the Compensation Committee 7.2.3 Reappoint Romeo Cerutti as Member of For Against Management the Compensation Committee 7.3 Designate Walder Wyss AG as For For Management Independent Proxy 7.4 Ratify Ernst & Young AG as Auditors For For Management 8 Transact Other Business (Voting) For Against Management -------------------------------------------------------------------------------- VODACOM GROUP LTD. Ticker: VOD Security ID: S9453B108 Meeting Date: JUL 23, 2019 Meeting Type: Annual Record Date: JUL 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for the Year Ended 31 March 2019 2 Elect Phuti Mahanyele-Dabengwa as For For Management Director 3 Elect Sunil Sood as Director For For Management 4 Elect Thomas Reisten as Director For For Management 5 Re-elect Jabu Moleketi as Director For For Management 6 Re-elect John Otty as Director For For Management 7 Appoint Ernst & Young Inc. as Auditors For For Management of the Company with Vinodhan Pillay as the Individual Registered Auditor 8 Approve Remuneration Policy For For Management 9 Approve Implementation of the For For Management Remuneration Policy 10 Re-elect David Brown as Member of the For For Management Audit, Risk and Compliance Committee 11 Re-elect Saki Macozoma as Member of For For Management the Audit, Risk and Compliance Committee 12 Re-elect Priscillah Mabelane as Member For For Management of the Audit, Risk and Compliance Committee 13 Authorise Repurchase of Issued Share For For Management Capital 14 Approve Increase in Non-Executive For For Management Directors' Fees 15 Approve Financial Assistance in Terms For For Management of Section 45 of the Companies Act -------------------------------------------------------------------------------- VOESTALPINE AG Ticker: VOE Security ID: A9101Y103 Meeting Date: JUL 03, 2019 Meeting Type: Annual Record Date: JUN 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2018/19 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 1.10 per Share 3 Approve Discharge of Management Board For For Management for Fiscal 2018/19 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2018/19 5 Ratify Deloitte as Auditors for Fiscal For For Management 2019/20 6.1 Elect Joachim Lemppenau as Supervisory For Against Management Board Member 6.2 Elect Franz Gasselsberger as For Against Management Supervisory Board Member 6.3 Elect Heinrich Schaller as Supervisory For Against Management Board Member 6.4 Elect Wolfgang Eder as Supervisory For Against Management Board Member 6.5 Elect Ingrid Joerg as Supervisory For For Management Board Member 6.6 Elect Florian Khol as Supervisory For Against Management Board Member 6.7 Elect Maria Kubitschek as Supervisory For For Management Board Member 6.8 Elect Elisabeth Stadler as Supervisory For For Management Board Member 7 Authorize Share Repurchase Program and For For Management Reissuance or Cancellation of Repurchased Shares 8 Approve Creation of EUR 64.9 Million For For Management Pool of Capital with Preemptive Rights 9 Approve Creation of EUR 32.4 Million For For Management Pool of Capital without Preemptive Rights 10 Approve Issuance of Warrants/Bonds For For Management with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 500 Million 11 Approve Creation of EUR 32.4 Million For For Management Pool of Capital to Guarantee Conversion Rights -------------------------------------------------------------------------------- WARTSILA OYJ ABP Ticker: WRT1V Security ID: X98155116 Meeting Date: MAR 05, 2020 Meeting Type: Annual Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Call the Meeting to Order None None Management 3 Designate Inspector or Shareholder For For Management Representative(s) of Minutes of Meeting 4 Acknowledge Proper Convening of Meeting For For Management 5 Prepare and Approve List of For For Management Shareholders 6 Receive Financial Statements and None None Management Statutory Reports 7 Accept Financial Statements and For For Management Statutory Reports 8 Approve Allocation of Income and For For Management Dividends of EUR 0.48 hare 9 Approve Discharge of Board and For For Management President 10 Approve Remuneration Policy And Other For For Management Terms of Employment For Executive Management 11 Establish Nominating Committee For For Management 12 Approve Remuneration of Directors in For For Management the Amount of EUR 140,000 for Chairman, EUR 105,000 for Vice Chairman, and EUR 70,000 for Other Directors; Approve Meeting Fees; Approve Remuneration for Committee Work 13 Fix Number of Directors at Eight For For Management 14 Reelect Maarit Aarni-Sirvio, Karin For Against Management Falk, Johan Forssell, Tom Johnstone, Risto Murto and Markus Rauramo as Directors; Elect Karen Bomba and Mats Rahmstrom as New Directors 15 Approve Remuneration of Auditors For For Management 16 Ratify PricewaterhouseCoopers as For For Management auditor 17 Authorize Share Repurchase Program and For For Management Reissuance of Repurchased Shares 18 Approve Issuance of up to 57 Million For For Management Shares without Preemptive Rights 19 Close Meeting None None Management -------------------------------------------------------------------------------- WEG SA Ticker: WEGE3 Security ID: P9832B129 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2019 2 Approve Capital Budget, Allocation of For For Management Income and Dividends 3 Approve Classification of Dan Ioschpe For For Management as Independent Director 4 Approve Classification of Miguel For For Management Normando Abdalla Saad as Independent Director 5 As an Ordinary Shareholder, Would You None For Management like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 6 Do You Wish to Adopt Cumulative Voting None Abstain Management for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 7 Elect Directors For Against Management 8 In Case There is Any Change to the None Against Management Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate? 9 In Case Cumulative Voting Is Adopted, None Abstain Management Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? 10.1 Percentage of Votes to Be Assigned - None Abstain Management Elect Dan Ioschpe as Independent Director 10.2 Percentage of Votes to Be Assigned - None Abstain Management Elect Decio da Silva as Director 10.3 Percentage of Votes to Be Assigned - None Abstain Management Elect Martin Werninghaus as Director 10.4 Percentage of Votes to Be Assigned - None Abstain Management Elect Miguel Normando Abdalla Saad as Independent Director 10.5 Percentage of Votes to Be Assigned - None Abstain Management Elect Nildemar Secches as Director 10.6 Percentage of Votes to Be Assigned - None Abstain Management Elect Sergio Luiz Silva Schwartz as Director 10.7 Percentage of Votes to Be Assigned - None Abstain Management Elect Siegfried Kreutzfeld as Director 11 Approve Remuneration of Company's For For Management Management 12 Elect Fiscal Council Members For Abstain Management 13 In Case One of the Nominees Leaves the None Against Management Fiscal Council Slate Due to a Separate Minority Election, as Allowed Under Articles 161 and 240 of the Brazilian Corporate Law, May Your Votes Still Be Counted for the Proposed Slate? 14 Elect Adelino Dias Pinho as Fiscal None For Shareholder Council Member and Jose Luiz Ribeiro de Carvalho as Alternate Appointed by Minority Shareholder 15 Approve Remuneration of Fiscal Council For For Management Members 16 Designate Newspapers to Publish For For Management Company Announcements -------------------------------------------------------------------------------- WEG SA Ticker: WEGE3 Security ID: P9832B129 Meeting Date: APR 28, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles to Comply with New For Against Management Regulations of Novo Mercado of B3 2 Validate the Amendment of Articles to For Against Management Adapt the Resolutions Approved in the Meeting in Relation to the Previous Item -------------------------------------------------------------------------------- WESFARMERS LIMITED Ticker: WES Security ID: Q95870103 Meeting Date: NOV 14, 2019 Meeting Type: Annual Record Date: NOV 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 2a Elect Vanessa Miscamble Wallace as For For Management Director 2b Elect Jennifer Anne Westacott as For For Management Director 2c Elect Michael (Mike) Roche as Director For For Management 2d Elect Sharon Lee Warburton as Director For For Management 3 Approve Remuneration Report For Against Management 4 Approve Grant of Restricted Shares and For For Management Performance Shares to Robert Scott -------------------------------------------------------------------------------- WEST FRASER TIMBER CO. LTD. Ticker: WFT Security ID: 952845105 Meeting Date: MAY 26, 2020 Meeting Type: Annual Record Date: APR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Henry H. (Hank) Ketcham For For Management 1.2 Elect Director Reid E. Carter For For Management 1.3 Elect Director Raymond Ferris For For Management 1.4 Elect Director John N. Floren For For Management 1.5 Elect Director Brian G. Kenning For For Management 1.6 Elect Director John K. Ketcham For For Management 1.7 Elect Director Gerald J. (Gerry) Miller For For Management 1.8 Elect Director Robert L. Phillips For For Management 1.9 Elect Director Janice G. Rennie For For Management 1.10 Elect Director Gillian D. Winckler For For Management 2 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 3 Advisory Vote on Executive For For Management Compensation Approach 4 Approve Shareholder Rights Plan For Against Management -------------------------------------------------------------------------------- WEST JAPAN RAILWAY CO. Ticker: 9021 Security ID: J95094108 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 87.5 2 Amend Articles to Amend Provisions on For For Management Number of Statutory Auditors 3.1 Elect Director Manabe, Seiji For Abstain Management 3.2 Elect Director Kijima, Tatsuo For Abstain Management 3.3 Elect Director Saito, Norihiko For For Management 3.4 Elect Director Miyahara, Hideo For For Management 3.5 Elect Director Takagi, Hikaru For For Management 3.6 Elect Director Tsutsui, Yoshinobu For Abstain Management 3.7 Elect Director Nozaki, Haruko For For Management 3.8 Elect Director Hasegawa, Kazuaki For Abstain Management 3.9 Elect Director Ogata, Fumito For Abstain Management 3.10 Elect Director Hirano, Yoshihisa For Abstain Management 3.11 Elect Director Sugioka, Atsushi For Abstain Management 3.12 Elect Director Kurasaka, Shoji For Abstain Management 3.13 Elect Director Nakamura, Keijiro For Abstain Management 3.14 Elect Director Kawai, Tadashi For Abstain Management 3.15 Elect Director Nakanishi, Yutaka For Abstain Management 4.1 Appoint Statutory Auditor Tanaka, Fumio For For Management 4.2 Appoint Statutory Auditor Ogura, Maki For Against Management 4.3 Appoint Statutory Auditor Hazama, Emiko For For Management 5 Approve Compensation Ceiling for For For Management Statutory Auditors -------------------------------------------------------------------------------- WESTPAC BANKING CORP. Ticker: WBC Security ID: Q97417101 Meeting Date: DEC 12, 2019 Meeting Type: Annual Record Date: DEC 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 2a Elect Nerida Caesar as Director For Against Management 2b ***Withdrawn Resolution*** Elect Ewen None None Management Crouch as Director 2c Elect Steven Harker as Director For For Management 2d Elect Peter Marriott as Director For Against Management 2e Elect Margaret Seale as Director For For Management 3 ***Withdrawn Resolution*** Approve None None Management Grant of Performance Share Rights to Brian Hartzer 4 Approve Remuneration Report For Against Management 5 Approve Conditional Spill Resolution Against Against Management 6a Approve the Amendments to the Against Against Shareholder Company's Constitution 6b Approve Disclosure of Strategies and Against Against Shareholder Targets for Reduction in Fossil Fuel Exposure -------------------------------------------------------------------------------- WESTPORTS HOLDINGS BERHAD Ticker: 5246 Security ID: Y95440106 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Directors' Fees and Benefits For For Management 2 Elect Gnanalingam A/L Gunanath Lingam For For Management as Director 3 Elect Ibrahim Kamil bin Tan Sri Nik For For Management Ahmad Kamil as Director 4 Elect Chan Soo Chee as Director For For Management 5 Elect Shanthi Kandiah as Director For For Management 6 Approve Deloitte PLT as Auditors and For For Management Authorize Board to Fix Their Remuneration 7 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- WESTPORTS HOLDINGS BERHAD Ticker: 5246 Security ID: Y95440106 Meeting Date: MAY 05, 2020 Meeting Type: Special Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Proposed Acquisition For For Management -------------------------------------------------------------------------------- WFD UNIBAIL-RODAMCO N.V. Ticker: Security ID: F95094581 Meeting Date: JUN 09, 2020 Meeting Type: Annual Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor i Discuss Annual Report None None Management 1 Approve Implementation of Remuneration For For Management Policy 2 Adopt Financial Statements and For For Management Statutory Reports ii Receive Explanation on Dividend Policy None None Management 3 Approve Discharge of Management Board For For Management 4 Approve Discharge of Supervisory Board For For Management 5 Ratify Ernst & Young Accountants LLP For For Management as Auditors 6 Approve Remuneration Policy for For For Management Management Board Members 7 Approve Remuneration Policy for For For Management Supervisory Board Members 8 Amend Articles Re: Change Name of For For Management Company to Unibail-Rodamco-Westfield N. V. 9 Authorize Repurchase of Shares For For Management 10 Approve Cancellation of Repurchased For For Management Shares -------------------------------------------------------------------------------- WHEATON PRECIOUS METALS CORP. Ticker: WPM Security ID: 962879102 Meeting Date: MAY 14, 2020 Meeting Type: Annual/Special Record Date: MAR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor a1 Elect Director George L. Brack For For Management a2 Elect Director John A. Brough For For Management a3 Elect Director R. Peter Gillin For For Management a4 Elect Director Chantal Gosselin For For Management a5 Elect Director Douglas M. Holtby For For Management a6 Elect Director Glenn Ives For For Management a7 Elect Director Charles A. Jeannes For For Management a8 Elect Director Eduardo Luna For For Management a9 Elect Director Marilyn Schonberner For For Management a10 Elect Director Randy V. J. Smallwood For For Management b Approve Deloitte LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration c Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- WHITBREAD PLC Ticker: WTB Security ID: G9606P197 Meeting Date: DEC 06, 2019 Meeting Type: Special Record Date: DEC 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Remuneration Policy For Against Management 2 Approve Restricted Share Plan For Against Management -------------------------------------------------------------------------------- WIPRO LIMITED Ticker: 507685 Security ID: Y96659142 Meeting Date: JUL 16, 2019 Meeting Type: Annual Record Date: JUL 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Confirm Interim Dividend as Final For For Management Dividend 3 Reelect Abidali Z Neemuchwala as For For Management Director 4 Amend Articles of Association For For Management 5 Elect Azim H Premji as Director For For Management 6 Approve Reappointment and Remuneration For For Management of Rishad A Premji as Whole Time Director, Designated as Executive Chairman 7 Approve Appointment and Remuneration For For Management of Abidali Z Neemuchwala as Managing Director in Addition to His Existing Position as Chief Executive Officer -------------------------------------------------------------------------------- WISTRON CORP. Ticker: 3231 Security ID: Y96738102 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Approve Issuance of Ordinary Shares or For For Management Issuance of Ordinary Shares to Participate in the Issuance of Global Depository Receipt or Issuance of Marketable Securities via Private Placement 4 Approve Issuance of Restricted Stocks For For Management 5 Amend Articles of Association For For Management 6 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting -------------------------------------------------------------------------------- WM MORRISON SUPERMARKETS PLC Ticker: MRW Security ID: G62748119 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: JUN 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Remuneration Policy For Against Management 4 Approve Final Dividend For For Management 5 Approve 2020 Sharesave Scheme For Against Management 6 Re-elect Andrew Higginson as Director For For Management 7 Re-elect David Potts as Director For For Management 8 Re-elect Trevor Strain as Director For For Management 9 Elect Michael Gleeson as Director For For Management 10 Re-elect Rooney Anand as Director For For Management 11 Re-elect Kevin Havelock as Director For For Management 12 Re-elect Belinda Richards as Director For For Management 13 Re-elect Paula Vennells as Director For For Management 14 Reappoint PricewaterhouseCoopers LLP For For Management as Auditors 15 Authorise Board to Fix Remuneration of For For Management Auditors 16 Authorise EU Political Donations and For For Management Expenditure 17 Authorise Issue of Equity For For Management 18 Authorise Issue of Equity without For For Management Pre-emptive Rights 19 Authorise Market Purchase of Ordinary For For Management Shares 20 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- WOLTERS KLUWER NV Ticker: WKL Security ID: N9643A197 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: MAR 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2.a Receive Report of Management Board None None Management (Non-Voting) 2.b Receive Report of Supervisory Board None None Management (Non-Voting) 2.c Approve Remuneration Report For Against Management 3.a Adopt Financial Statements For For Management 3.b Receive Explanation on Dividend Policy None None Management 3.c Approve Dividends of EUR 1.18 Per Share For For Management 4.a Approve Discharge of Management Board For For Management 4.b Approve Discharge of Supervisory Board For For Management 5.a Reelect Jeanette Horan to Supervisory For For Management Board 5.b Elect Jack de Kreij to Supervisory For For Management Board 5.c Elect Sophie Vandebroek to Supervisory For For Management Board 6 Approve Remuneration Policy for For Against Management Management Board 7.a Approve Remuneration Policy for For For Management Supervisory Board 7.b Amend Remuneration of Supervisory For For Management Board Members 8.a Grant Board Authority to Issue Shares For For Management Up To 10 Percent of Issued Capital 8.b Authorize Board to Exclude Preemptive For For Management Rights from Share Issuances 9 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 10 Authorize Cancellation of Repurchased For For Management Shares 11 Other Business (Non-Voting) None None Management 12 Close Meeting None None Management -------------------------------------------------------------------------------- WOODSIDE PETROLEUM LTD. Ticker: WPL Security ID: 980228100 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: APR 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 2a Elect Ian Macfarlane as Director For For Management 2b Elect Larry Archibald as Director For For Management 2c Elect Swee Chen Goh as Director For For Management 3 Approve Remuneration Report For Against Management 4a Approve the Amendments to the Against Against Shareholder Company's Constitution 4b Approve Paris Goals and Targets Against For Shareholder 4c Approve Climate Related Lobbying Against For Shareholder 4d Approve Reputation Advertising Against For Shareholder Activities -------------------------------------------------------------------------------- WOOLWORTHS HOLDINGS LTD. Ticker: WHL Security ID: S98758121 Meeting Date: NOV 27, 2019 Meeting Type: Annual Record Date: NOV 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Re-elect Hubert Brody as Director For For Management 2.1 Elect David Kneale as Director For For Management 2.2 Elect Thembisa Skweyiya as Director For For Management 2.3 Elect Belinda Earl as Director For For Management 2.4 Elect Christopher Colfer as Director For For Management 2.5 Elect Clive Thomson as Director For For Management 3.1 Re-elect Zarina Bassa as Member of the For For Management Audit Committee 3.2 Elect Thembisa Skweyiya as Member of For For Management the Audit Committee 3.3 Re-elect Andrew Higginson as Member of For For Management the Audit Committee 3.4 Elect Christopher Colfer as Member of For For Management the Audit Committee 3.5 Elect Clive Thomson as Member of the For For Management Audit Committee 4 Reappoint Ernst & Young Inc as For For Management Auditors of the Company with the Designated Audit Partner 5 Amend the Rules of the Performance For For Management Share Plan 6 Approve Remuneration Policy For For Management 7 Approve Remuneration Implementation For Against Management Report 8 Authorise Repurchase of Issued Share For For Management Capital 9 Approve Remuneration of Non-executive For For Management Directors -------------------------------------------------------------------------------- WOONGJIN COWAY CO., LTD. Ticker: 021240 Security ID: Y1786S109 Meeting Date: FEB 07, 2020 Meeting Type: Special Record Date: JAN 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Bang Jun-hyeok as Inside Director For For Management 1.2 Elect Lee Hae-seon as Inside Director For For Management 1.3 Elect Seo Jang-won as Inside Director For For Management 1.4 Elect Kim Jin-bae as Outside Director For For Management 1.5 Elect Kim Gyu-ho as Outside Director For For Management 1.6 Elect Yoon Bu-hyeon as Outside Director For For Management 1.7 Elect Lee Da-woo as Outside Director For For Management 2.1 Elect Kim Jin-bae as a Member of Audit For For Management Committee 2.2 Elect Yoon Bu-hyeon as a Member of For For Management Audit Committee 2.3 Elect Lee Da-woo as a Member of Audit For For Management Committee 3 Amend Articles of Incorporation For For Management -------------------------------------------------------------------------------- WORLEYPARSONS LIMITED Ticker: WOR Security ID: Q9857K102 Meeting Date: OCT 21, 2019 Meeting Type: Annual Record Date: OCT 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 2a Elect John Grill as Director For For Management 2b Elect Roger Higgins as Director For For Management 2c Elect Sharon Warburton as Director For For Management 2d Elect Juan Suarez Coppel as Director For For Management 3 Approve Remuneration Report For For Management 4 Approve Grant of Deferred Restricted For For Management Share Rights to Andrew Wood 5 Approve Grant of Long Term Equity For For Management Performance Rights to Andrew Wood 6 Approve Leaving Entitlements For For Management 7 Approve Renewal of Proportional For For Management Takeover Provisions 8 Approve the Change of Company Name to For For Management Worley Limited -------------------------------------------------------------------------------- WPP PLC Ticker: WPP Security ID: G9788D103 Meeting Date: OCT 24, 2019 Meeting Type: Special Record Date: OCT 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Matters Relating to the Sale For For Management by the Company of 60 Percent of their Kantar Business -------------------------------------------------------------------------------- WPP PLC Ticker: WPP Security ID: G9788D103 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: JUN 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Remuneration Policy For For Management 4 Elect John Rogers as Director For For Management 5 Elect Sandrine Dufour as Director For For Management 6 Elect Keith Weed as Director For For Management 7 Elect Jasmine Whitbread as Director For For Management 8 Re-elect Roberto Quarta as Director For For Management 9 Re-elect Dr Jacques Aigrain as Director For For Management 10 Re-elect Tarek Farahat as Director For For Management 11 Re-elect Mark Read as Director For For Management 12 Re-elect Cindy Rose as Director For For Management 13 Re-elect Nicole Seligman as Director For For Management 14 Re-elect Sally Susman as Director For For Management 15 Reappoint Deloitte LLP as Auditors For For Management 16 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 17 Authorise Issue of Equity For For Management 18 Authorise Market Purchase of Ordinary For For Management Shares 19 Authorise Issue of Equity without For For Management Pre-emptive Rights -------------------------------------------------------------------------------- WSP GLOBAL INC. Ticker: WSP Security ID: 92938W202 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Louis-Philippe Carriere For For Management 1.2 Elect Director Christopher Cole For For Management 1.3 Elect Director Alexandre L'Heureux For For Management 1.4 Elect Director Birgit Norgaard For For Management 1.5 Elect Director Suzanne Rancourt For For Management 1.6 Elect Director Paul Raymond For For Management 1.7 Elect Director Pierre Shoiry For For Management 1.8 Elect Director Linda Smith-Galipeau For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- WUXI BIOLOGICS (CAYMAN), INC. Ticker: 2269 Security ID: G97008109 Meeting Date: JUN 09, 2020 Meeting Type: Annual Record Date: JUN 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a Elect Ge Li as Director For For Management 2b Elect Zhisheng Chen as Director For For Management 3 Elect Kenneth Walton Hitchner III as For For Management Director 4 Authorize Board to Fix Remuneration of For For Management Directors 5 Approve Deloitte Touche Tohmatsu as For Against Management Auditors and Authorize Board to Fix Their Remuneration 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Authorize Repurchase of Issued Share For For Management Capital 8 Authorize Reissuance of Repurchased For Against Management Shares 9a Approve Grant of Specific Mandate to For Against Management the Directors to Issue and Allot the Connected Restricted Shares 9b Authorize Board to Deal with All For Against Management Matters in Relation to the Issue and Allotment of the Connected Restricted Shares Under the Specific Mandate and Related Transactions 10 Approve Grant of Connected Restricted For Against Management Shares Pursuant to the Scheme to Zhisheng Chen 11 Approve Grant of Connected Restricted For Against Management Shares Pursuant to the Scheme to Weichang Zhou 12 Approve Grant of Connected Restricted For Against Management Shares Pursuant to the Scheme to Edward Hu 13 Approve Grant of Connected Restricted For Against Management Shares Pursuant to the Scheme to William Robert Keller 14 Approve Grant of Connected Restricted For Against Management Shares Pursuant to the Scheme to Teh-Ming Walter Kwauk -------------------------------------------------------------------------------- XINJIANG GOLDWIND SCIENCE & TECHNOLOGY CO., LTD. Ticker: 2208 Security ID: Y97237112 Meeting Date: DEC 20, 2019 Meeting Type: Special Record Date: NOV 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Approve Continuing Connected For For Management Transactions (A Shares) with China Three Gorges (Group) Co, Ltd. and the Annual Cap -------------------------------------------------------------------------------- XINJIANG GOLDWIND SCIENCE & TECHNOLOGY CO., LTD. Ticker: 2208 Security ID: Y97237112 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Supervisory For For Management Committee 3 Approve 2019 Audited Consolidated For For Management Financial Statements and Auditors' Report 4 Approve 2019 Final Dividend For For Management Distribution 5 Approve 2019 Annual Report For For Management 6 Approve Provision of Letter of For Against Management Guarantee by the Company for the Benefit of Its Subsidiaries 7 Approve Provision of New Guarantees by For Against Management the Company for Its Subsidiaries 8 Approve the Proposed Operation of For For Management Exchange Rate Hedging Business 9 Approve Deloitte Touche Tohmatsu For For Management Certified Public Accountants LLP as the PRC Auditors and Deloitte Touche Tohmatsu as the International Auditors and Authorize Board to Fix Their Remuneration 10 Approve the Proposed Authorization of For For Management the Board of Directors of Goldwind Investment Holding Co., Ltd, a Wholly-Owned Subsidiary of the Company, to Dispose of Shares in JL MAG RareEarth Co., Ltd. -------------------------------------------------------------------------------- YAKULT HONSHA CO., LTD. Ticker: 2267 Security ID: J95468120 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Negishi, Takashige For Abstain Management 1.2 Elect Director Narita, Hiroshi For Abstain Management 1.3 Elect Director Wakabayashi, Hiroshi For Abstain Management 1.4 Elect Director Ishikawa, Fumiyasu For Abstain Management 1.5 Elect Director Ito, Masanori For Abstain Management 1.6 Elect Director Doi, Akifumi For Abstain Management 1.7 Elect Director Hayashida, Tetsuya For Abstain Management 1.8 Elect Director Hirano, Susumu For Abstain Management 1.9 Elect Director Imada, Masao For Abstain Management 1.10 Elect Director Richard Hall For Abstain Management 1.11 Elect Director Yasuda, Ryuji For For Management 1.12 Elect Director Fukuoka, Masayuki For For Management 1.13 Elect Director Maeda, Norihito For Abstain Management 1.14 Elect Director Pascal Yves De Petrini For Abstain Management 1.15 Elect Director Tobe, Naoko For For Management 2.1 Appoint Statutory Auditor Yamakami, For For Management Hiroshi 2.2 Appoint Statutory Auditor Tanigawa, For Against Management Seijuro 2.3 Appoint Statutory Auditor Tezuka, Seno For Against Management 2.4 Appoint Statutory Auditor Kawana, For For Management Hideyuki 2.5 Appoint Statutory Auditor Machida, Emi For Against Management -------------------------------------------------------------------------------- YAMADA DENKI CO., LTD. Ticker: 9831 Security ID: J95534103 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 10 2 Approve Adoption of Holding Company For For Management Structure and Transfer of Operations to Wholly Owned Subsidiary 3 Amend Articles to Change Company Name For For Management - Amend Business Lines - Amend Provisions on Number of Directors - Amend Provisions on Director Titles 4.1 Elect Director Yamada, Noboru For For Management 4.2 Elect Director Mishima, Tsuneo For For Management 4.3 Elect Director Kobayashi, Tatsuo For For Management 4.4 Elect Director Ueno, Yoshinori For For Management 4.5 Elect Director Kogure, Megumi For For Management 4.6 Elect Director Fukui, Akira For For Management 4.7 Elect Director Fukuda, Takayuki For For Management 4.8 Elect Director Murasawa, Atsushi For For Management 4.9 Elect Director Tokuhira, Tsukasa For For Management 4.10 Elect Director Mitsunari, Miki For For Management 5.1 Appoint Statutory Auditor Okamoto, Jun For For Management 5.2 Appoint Statutory Auditor Iimura, For For Management Somuku -------------------------------------------------------------------------------- YAMAHA CORP. Ticker: 7951 Security ID: J95732103 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 33 2.1 Elect Director Nakata, Takuya For For Management 2.2 Elect Director Yamahata, Satoshi For For Management 2.3 Elect Director Nakajima, Yoshimi For For Management 2.4 Elect Director Fukui, Taku For For Management 2.5 Elect Director Hidaka, Yoshihiro For For Management 2.6 Elect Director Fujitsuka, Mikio For For Management 2.7 Elect Director Paul Candland For For Management -------------------------------------------------------------------------------- YAMAHA MOTOR CO., LTD. Ticker: 7272 Security ID: J95776126 Meeting Date: MAR 25, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 45 2.1 Elect Director Yanagi, Hiroyuki For For Management 2.2 Elect Director Hidaka, Yoshihiro For For Management 2.3 Elect Director Watanabe, Katsuaki For For Management 2.4 Elect Director Kato, Toshizumi For For Management 2.5 Elect Director Yamaji, Katsuhito For For Management 2.6 Elect Director Shimamoto, Makoto For For Management 2.7 Elect Director Okawa, Tatsumi For For Management 2.8 Elect Director Nakata, Takuya For For Management 2.9 Elect Director Kamigama, Takehiro For For Management 2.10 Elect Director Tashiro, Yuko For For Management 2.11 Elect Director Ohashi, Tetsuji For For Management 3 Appoint Alternate Statutory Auditor For For Management Kawai, Eriko -------------------------------------------------------------------------------- YASKAWA ELECTRIC CORP. Ticker: 6506 Security ID: J9690T102 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: FEB 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Tsuda, Junji For For Management 1.2 Elect Director Ogasawara, Hiroshi For For Management 1.3 Elect Director Murakami, Shuji For For Management 1.4 Elect Director Minami, Yoshikatsu For For Management 1.5 Elect Director Takamiya, Koichi For For Management 1.6 Elect Director Ogawa, Masahiro For For Management 2.1 Elect Director and Audit Committee For For Management Member Sasaki, Junko 2.2 Elect Director and Audit Committee For For Management Member Kato, Yuichiro 3 Approve Compensation Ceiling for For For Management Directors Who Are Audit Committee Members -------------------------------------------------------------------------------- YOKOGAWA ELECTRIC CORP. Ticker: 6841 Security ID: J97272124 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 17 2.1 Elect Director Nishijima, Takashi For For Management 2.2 Elect Director Nara, Hitoshi For For Management 2.3 Elect Director Anabuki, Junichi For For Management 2.4 Elect Director Dai, Yu For For Management 2.5 Elect Director Uji, Noritaka For For Management 2.6 Elect Director Seki, Nobuo For For Management 2.7 Elect Director Sugata, Shiro For For Management 2.8 Elect Director Uchida, Akira For For Management 3.1 Appoint Statutory Auditor Watanabe, For For Management Hajime 3.2 Appoint Statutory Auditor Ono, Masaru For For Management -------------------------------------------------------------------------------- YUANTA FINANCIAL HOLDING CO. LTD. Ticker: 2885 Security ID: Y2169H108 Meeting Date: JUN 09, 2020 Meeting Type: Annual Record Date: APR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Approve the Issuance of New Shares by For For Management Capitalization of Profit 4 Approve Amendments to Articles of For For Management Association 5 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting -------------------------------------------------------------------------------- YUHAN CORP. Ticker: 000100 Security ID: Y9873D109 Meeting Date: MAR 20, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For Against Management 3.1 Elect Lee Cheol as Outside Director For For Management 3.2 Elect Ji Seong-gil as Outside Director For For Management 3.3 Elect Park Dong-jin as Outside Director For For Management 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 5 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- YUZHOU PROPERTIES COMPANY LIMITED Ticker: 1628 Security ID: G9884T101 Meeting Date: JUN 04, 2020 Meeting Type: Annual Record Date: MAY 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2.1 Elect Kwok Ying Lan as Director For For Management 2.2 Elect Lin Conghui as Director For For Management 2.3 Elect Lam Kwong Siu as Director For Against Management 3 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Ernst & Young as Auditors and For Against Management Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For Against Management Shares 8 Adopt New Share Option Scheme For Against Management 9 Approve Change of English Name and For For Management Adopt Chinese Name as Dual Foreign Name of the Company and Related Transactions -------------------------------------------------------------------------------- ZHEJIANG EXPRESSWAY CO., LTD. Ticker: 576 Security ID: Y9891F102 Meeting Date: DEC 23, 2019 Meeting Type: Special Record Date: NOV 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of H Share For Against Management Convertible Bonds and Related Transactions -------------------------------------------------------------------------------- ZHEJIANG EXPRESSWAY CO., LTD. Ticker: 576 Security ID: Y9891F102 Meeting Date: FEB 03, 2020 Meeting Type: Special Record Date: JAN 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Yuan Yingjie as Director For For Management 2 Elect Zheng Ruchun as Supervisor For For Shareholder 3 Authorize Board to Approve the For For Management Proposed Director and Shareholder Representative Supervisor's Emolument and Service Contracts and Related Transactions -------------------------------------------------------------------------------- ZHEJIANG EXPRESSWAY CO., LTD. Ticker: 576 Security ID: Y9891F102 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: APR 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Directors For For Management 2 Approve 2019 Report of the Supervisory For For Management Committee 3 Approve 2019 Audited Financial For For Management Statements 4 Approve 2019 Final Dividend For For Management 5 Approve 2019 Final Accounts and 2020 For Against Management Financial Budget 6 Approve Deloitte Touche Tohmatsu For For Management Certified Public Accountants Hong Kong as the Hong Kong Auditors and Authorize Board to Fix Their Remuneration 7 Approve Pan China Certified Public For For Management Accountants as the PRC Auditors and Authorize Board to Fix Their Remuneration 8 Elect Chen Ninghui as Director For For Management 9 Elect Fan Ye as Director For For Management 10 Authorize Board to Approve the For For Management Proposed Directors' Service Contracts and Relevant Documents and Authorize Any One Executive Director to Sign Such Contracts and Relevant Documents 11 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights for H Shares and Related Transactions 12 Amend Articles of Association For For Management -------------------------------------------------------------------------------- ZURICH INSURANCE GROUP AG Ticker: ZURN Security ID: H9870Y105 Meeting Date: APR 01, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1.1 Accept Financial Statements and For For Management Statutory Reports 1.2 Approve Remuneration Report For For Management (Non-binding) 2 Approve Allocation of Income and For For Management Dividends of CHF 20 per Share 3 Approve Discharge of Board and Senior For For Management Management 4.1a Reelect Michel Lies as Director and For For Management Chairman 4.1b Reelect Joan Amble as Director For For Management 4.1c Reelect Catherine Bessant as Director For For Management 4.1d Reelect Dame Carnwath as Director For For Management 4.1e Reelect Christoph Franz as Director For For Management 4.1f Reelect Michael Halbherr as Director For For Management 4.1g Reelect Jeffrey Hayman as Director For For Management 4.1h Reelect Monica Maechler as Director For For Management 4.1i Reelect Kishore Mahbubani as Director For For Management 4.1j Reelect Jasmin Staiblin as Director For For Management 4.1k Reelect Barry Stowe as Director For For Management 4.2.1 Reappoint Michel Lies as Member of the For For Management Compensation Committee 4.2.2 Reappoint Catherine Bessant as Member For For Management of the Compensation Committee 4.2.3 Reappoint Christoph Franz as Member of For For Management the Compensation Committee 4.2.4 Reappoint Kishore Mahbubani as Member For For Management of the Compensation Committee 4.2.5 Reappoint Jasmin Staiblin as Member of For For Management the Compensation Committee 4.3 Designate Keller KLG as Independent For For Management Proxy 4.4 Ratify PricewaterhouseCoopers AG as For For Management Auditors 5.1 Approve Remuneration of Directors in For For Management the Amount of CHF 5.7 Million 5.2 Approve Remuneration of Executive For For Management Committee in the Amount of CHF 78.2 Million 6 Approve Creation of CHF 4.5 Million For For Management Pool of Authorized Capital with Partial Exclusion of Preemptive Rights and CHF 3 Million Pool of Conditional Capital without Preemptive Rights 7 Amend Articles of Association For For Management 8 Transact Other Business (Voting) For Against Management ===================== Xtrackers MSCI All China Equity ETF ====================== 3SBIO, INC. Ticker: 1530 Security ID: G8875G102 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: JUN 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2A Elect Su Dongmei as Director For For Management 2B Elect Huang Bin as Director For Against Management 2C Elect Tang Ke as Director For For Management 2D Elect Wong Lap Yan as Director For For Management 2E Authorize Board to Fix Remuneration of For For Management Directors 3 Approve Ernst & Young as Auditors and For For Management Authorize Board to Fix Their Remuneration 4A Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 4B Authorize Repurchase of Issued Share For For Management Capital 4C Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- 51JOB, INC. Ticker: JOBS Security ID: 316827104 Meeting Date: DEC 12, 2019 Meeting Type: Annual Record Date: NOV 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Junichi Arai as Director For For Management 2 Elect David K. Chao as Director For For Management 3 Elect Li-Lan Cheng as Director For For Management 4 Elect Eric He as Director For For Management 5 Elect Rick Yan as Director For For Management -------------------------------------------------------------------------------- A-LIVING SERVICES CO., LTD. Ticker: 3319 Security ID: Y0038M100 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: APR 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Supervisory For For Management Committee 3 Approve 2019 Audited Consolidated For For Management Financial Statements 4 Approve 2019 Annual Report For For Management 5 Approve 2020 Annual Financial Budget For For Management 6 Approve Final Dividend For For Management 7.1 Elect Chan Cheuk Hung as Director For For Management 7.2 Elect Huang Fengchao as Director For For Management 7.3 Elect Li Dalong as Director For For Management 7.4 Elect Wei Xianzhong as Director For Against Management 7.5 Elect Yue Yuan as Director For For Management 7.6 Elect Wan Kam To as Director For Against Management 7.7 Elect Wong Chui Ping Cassie as Director For For Management 7.8 Elect Wang Peng as Director For For Management 8.1 Elect Shi Zhengyu as Supervisor For For Management 8.2 Elect Wang Gonghu as Supervisor For For Management 8.3 Elect Wang Shao as Supervisor For For Management 9 Authorize Board to Fix Remuneration of For For Management Directors 10 Authorize Supervisory Committee to Fix For For Management Remuneration of Supervisors 11 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 12 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights for Domestic Shares/Unlisted Foreign Shares/H Shares 13 Approve Expansion of Business Scope For For Management 14 Amend Articles of Association For For Management -------------------------------------------------------------------------------- AAC TECHNOLOGIES HOLDINGS, INC. Ticker: 2018 Security ID: G2953R114 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a Elect Mok Joe Kuen Richard as Director For For Management 2b Authorize Board to Fix Remuneration of For For Management Directors 3 Approve Deloitte Touche Tohmatsu as For Against Management Auditors and Authorize Board to Fix Their Remuneration 4 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 5 Authorize Repurchase of Issued Share For For Management Capital 6 Authorize Reissuance of Repurchased For Against Management Shares 7 Adopt Second Amended and Restated For For Management Articles of Association -------------------------------------------------------------------------------- AGILE GROUP HOLDINGS LTD. Ticker: 3383 Security ID: G01198103 Meeting Date: MAY 11, 2020 Meeting Type: Annual Record Date: MAY 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Elect Chan Cheuk Yin as Director For For Management 4 Elect Chan Cheuk Hei as Director For For Management 5 Elect Kwong Che Keung, Gordon as For Against Management Director 6 Elect Hui Chiu Chung, Stephen as For Against Management Director 7 Authorize Board to Fix Remuneration of For For Management Directors 8 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 9A Authorize Repurchase of Issued Share For For Management Capital 9B Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 9C Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- AGRICULTURAL BANK OF CHINA Ticker: 1288 Security ID: Y00289119 Meeting Date: DEC 13, 2019 Meeting Type: Special Record Date: NOV 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Final Remuneration Plan for For For Management Directors of the Bank for 2018 2 Approve Final Remuneration Plan for For For Management Supervisors of the Bank for 2018 3 Elect Zhang Qingsong as Director For For Management 4 Approve Additional Special Budget of For For Management Poverty Alleviation Donations for 2019 -------------------------------------------------------------------------------- AGRICULTURAL BANK OF CHINA Ticker: 1288 Security ID: Y00289119 Meeting Date: FEB 28, 2020 Meeting Type: Special Record Date: JAN 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Fixed Assets Investment Budget For For Management for 2020 2 Approve Issuance Plan of Write-Down For For Management Undated Capital Bonds of the Bank 3 Approve Issuance Plan of Write-Down For For Management Eligible Tier-2 Capital Instruments of the Bank -------------------------------------------------------------------------------- AGRICULTURAL BANK OF CHINA Ticker: 1288 Security ID: Y00289119 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Work Report of the Board For For Management of Directors 2 Approve 2019 Work Report of the Board For For Management of Supervisors 3 Approve 2019 Final Financial Accounts For For Management 4 Approve 2019 Profit Distribution Plan For For Management 5 Approve PricewaterhouseCoopers Zhong For For Management Tian LLP and PricewaterhouseCoopers as External Auditors 6 Elect Huang Zhenzhong as Director For For Management 7 Elect Liao Luming as Director For Against Management 8 Elect Zhu Hailin as Director For Against Management 9 Approve Additional Budget of Epidemic For For Management Prevention Donations for 2020 10 Elect Zhang Xuguang as Director For Against Shareholder 11 To Listen to the 2019 Work Report of None None Management Independent Directors of the Bank 12 To Listen to the 2019 Report on the None None Management Implementation of the Plan on Authorization of General Meeting of Shareholders to the Board of Directors of the Bank 13 To Listen to the Report on the None None Management Management of Related Transactions -------------------------------------------------------------------------------- AIR CHINA LIMITED Ticker: 753 Security ID: Y002A6104 Meeting Date: DEC 19, 2019 Meeting Type: Special Record Date: NOV 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve the Framework Agreement For For Management between the Company and Air China Cargo Co., Ltd., Annual Caps and Related Transactions 2 Approve the Framework Agreement For For Management between the Company and China National Aviation Corporation (Group) Limited, Annual Caps and Related Transactions 3 Elect Patrick Healy as Director For For Shareholder 4 Elect Zhao Xiaohang as Supervisor For For Shareholder -------------------------------------------------------------------------------- AIR CHINA LIMITED Ticker: 753 Security ID: Y002A6104 Meeting Date: MAY 26, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Work Report of the Board For For Management of Directors 2 Approve 2019 Work Report of the For For Management Supervisory Committee 3 Elect Feng Gang as Director For For Management 4 Approve 2019 Audited Consolidated For For Management Financial Statements 5 Approve 2019 Profit Distribution For For Management Proposal 6 Approve Deloitte Touche Tohmatsu as For For Management the International Auditor and Deloitte Touche Tohmatsu Certified Public Accountants LLP as the Domestic Auditor and Internal Control Auditor and Authorize Board to Fix Their Remuneration 7 Approve Grant of General Mandate to For Against Management the Board to Issue Debt Financing Instruments 8 Elect Duan Hongyi as Director and For For Shareholder Authorize Board to Fix His Remuneration -------------------------------------------------------------------------------- AK MEDICAL HOLDINGS LIMITED Ticker: 1789 Security ID: G02014101 Meeting Date: JUN 15, 2020 Meeting Type: Annual Record Date: JUN 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Zhang Chaoyang as Director For For Management 3b Elect Zhao Xiaohong as Director For Against Management 3c Authorize Board to Fix Remuneration of For For Management Directors 4 Approve KPMG as Auditors and Authorize For For Management Board to Fix Their Remuneration 5 Authorize Repurchase of Issued Share For For Management Capital 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- ALIBABA GROUP HOLDING LIMITED Ticker: BABA Security ID: 01609W102 Meeting Date: JUL 15, 2019 Meeting Type: Annual Record Date: JUN 07, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Share Subdivision For For Management 2.1 Elect Daniel Yong Zhang as Director For For Management 2.2 Elect Chee Hwa Tung as Director For For Management 2.3 Elect Jerry Yang as Director For For Management 2.4 Elect Wan Ling Martello as Director For For Management 3 Ratify PricewaterhouseCoopers as For For Management Auditors -------------------------------------------------------------------------------- ALIBABA HEALTH INFORMATION TECHNOLOGY LIMITED Ticker: 241 Security ID: G0171K101 Meeting Date: JUL 10, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Ali JK Subscription Agreement For For Management and Related Transactions 2 Approve Antfin Subscription Agreement For For Management and Related Transactions 3 Approve Grant of Specific Mandate to For For Management Issue Shares in Accordance With the Terms of the Subscription Agreements 4 Approve Ali JK Subscription Agreement, For For Management Antfin Subscription Agreement and Related Transactions -------------------------------------------------------------------------------- ALIBABA HEALTH INFORMATION TECHNOLOGY LIMITED Ticker: 241 Security ID: G0171K101 Meeting Date: APR 09, 2020 Meeting Type: Special Record Date: MAR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2021 Logistics Services For For Management Framework Agreement, Proposed Annual Cap and Related Transactions 2 Approve 2021 Platform Services For For Management Framework Agreement, Proposed Annual Cap and Related Transactions 3 Approve 2021 Advertising Services For For Management Framework Agreement, Proposed Annual Cap and Related Transactions 4 Authorize the Board to Deal with All For For Management Related Matters -------------------------------------------------------------------------------- ALIBABA HEALTH INFORMATION TECHNOLOGY LIMITED Ticker: 241 Security ID: G0171K101 Meeting Date: APR 09, 2020 Meeting Type: Special Record Date: MAR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Approve Share Purchase Agreement and For For Management Related Transactions 1b Authorize Board to Deal with All For For Management Matters in Relation to the Share Purchase Agreement 2a Approve Grant of Specific Mandate to For For Management Issue Consideration Shares to Ali JK Nutritional Products Holding Limited in Accordance With the Terms of the Share Purchase Agreement 2b Authorize Board to Deal with All For For Management Matters in Relation to the Grant of Specific Mandate to Issue Consideration Shares 3a Approve the Framework Technical For For Management Services Agreement, Non-Exempt Continuing Connected Transactions, Proposed Annual Caps and Related Transactions 3b Authorize Board to Deal with All For For Management Matters in Relation to the Framework Technical Services Agreement, Non-Exempt Continuing Connected Transactions and Proposed Annual Caps -------------------------------------------------------------------------------- ALIBABA HEALTH INFORMATION TECHNOLOGY LTD. Ticker: 241 Security ID: G0171K101 Meeting Date: JUL 10, 2019 Meeting Type: Annual Record Date: JUL 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a1 Elect Wang Lei as Director For For Management 2a2 Elect Xu Hong as Director For For Management 2a3 Elect Luo Tong as Director For For Management 2a4 Elect Wong King On, Samuel as Director For For Management 2a5 Elect Huang Yi Fei, (Vanessa) as For For Management Director 2b Authorize Board to Fix Remuneration of For For Management Directors 3 Approve Ernst & Young as Auditors and For For Management Authorize Board to Fix Their Remuneration 4 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 5 Authorize Repurchase of Issued Share For For Management Capital 6 Authorize Reissuance of Repurchased For Against Management Shares 7 Approve Specific Mandate to Grant For Against Management Awards of Options and/or Restricted Share Units Under the Share Award Scheme -------------------------------------------------------------------------------- ALIBABA PICTURES GROUP LIMITED Ticker: 1060 Security ID: G0171W105 Meeting Date: SEP 19, 2019 Meeting Type: Annual Record Date: SEP 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2.1a Elect Fan Luyuan as Director For For Management 2.1b Elect Meng Jun as Director For For Management 2.1c Elect Zhang Yu as Director For For Management 2.1d Elect Chang Yang as Director For For Management 2.1e Elect Tong Xiaomeng as Director For For Management 2.1f Elect Johnny Chen as Director For For Management 2.2 Authorize Board to Fix Remuneration of For For Management Directors 3 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 4 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 5 Authorize Repurchase of Issued Share For For Management Capital 6 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- ALIBABA PICTURES GROUP LIMITED Ticker: 1060 Security ID: G0171W105 Meeting Date: SEP 19, 2019 Meeting Type: Special Record Date: SEP 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Framework Agreement, Annual For For Management Caps and Related Transactions -------------------------------------------------------------------------------- ALUMINUM CORPORATION OF CHINA LIMITED Ticker: 2600 Security ID: Y0094N109 Meeting Date: DEC 10, 2019 Meeting Type: Special Record Date: NOV 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association, Rules For For Management and Procedures Regarding General Meetings of Shareholders, Board and Supervisory Committee 2 Approve Proposed Subscription for the For Against Shareholder A Shares of Yunnan Aluminum to be Issued Through Non-Public Offering 3 Elect Ou Xiaowu as Supervisor For For Shareholder -------------------------------------------------------------------------------- ALUMINUM CORPORATION OF CHINA LIMITED Ticker: 2600 Security ID: Y0094N109 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Supervisory For For Management Committee 3 Approve 2019 Independent Auditor's For For Management Report and Audited Financial Reports 4 Approve 2019 Profit Distribution For For Management Proposal 5 Approve Provision of Financing For For Management Guarantees by the Company to Chalco Hong Kong Investment 6 Approve Provision of Financing For For Management Guarantees by the Company and Chalco Shandong to Xinghua Technology 7 Approve Resolution in Relation to For Against Management Matters on Guarantees of Ningxia Energy and Its Subsidiaries 8 Approve 2020 Remuneration of Directors For For Management and Supervisors 9 Approve Renewal of Liability Insurance For For Management for Directors, Supervisors and Senior Management Members 10 Approve PricewaterhouseCoopers Zhong For For Management Tian LLP as Domestic Auditors and PricewaterhouseCoopers as International Auditors and Authorize Board to Fix Their Remuneration 11 Approve Issuance of Domestic Bonds For For Management 12 Approve Issuance of Overseas Bonds For For Management 13 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights for H Shares -------------------------------------------------------------------------------- ANHUI CONCH CEMENT COMPANY LIMITED Ticker: 914 Security ID: Y01373102 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: APR 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Supervisory For For Management Committee 3 Approve 2019 Audited Financial Reports For For Management 4 Approve KPMG Huazhen LLP as PRC and For Against Management Internal Control Auditor, KPMG as International Financial Auditor, and Authorize Board to Fix Their Remuneration 5 Approve 2019 Profit Appropriation For For Management Proposal and Declaration of Final Dividend 6 Approve Provision of Guarantee to For For Management Subsidiaries and Invested Companies 7 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 8 Approve Amendments to Articles of For For Management Association 9 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- ANHUI GUJING DISTILLERY CO., LTD. Ticker: 200596 Security ID: Y0137M100 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: JUN 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Financial Budget Report For For Management 6 Approve Allocation of Income and For For Management Dividends 7 Approve Appointment of Auditor For For Management 8 Approve Amendments to Articles of For For Management Association 9 Approve Investment in Winery For For Management Production through Intelligent Technology Transformation Project 10.1 Elect Liang Jinhui as Non-Independent For For Shareholder Director 10.2 Elect Li Peihui as Non-Independent For For Shareholder Director 10.3 Elect Zhou Qingwu as Non-Independent For For Shareholder Director 10.4 Elect Yan Lijun as Non-Independent For For Shareholder Director 10.5 Elect Xu Peng as Non-Independent For For Shareholder Director 10.6 Elect Ye Changqing as Non-Independent For For Shareholder Director 11.1 Elect Zhang Guiping as Independent For For Shareholder Director 11.2 Elect Wang Ruihua as Independent For For Shareholder Director 11.3 Elect Xu Zhihao as Independent Director For For Shareholder 12.1 Elect Sun Wanhua as Supervisor For For Shareholder 12.2 Elect Yang Xiaofan as Supervisor For For Shareholder 12.3 Elect Lu Duicang as Supervisor For For Shareholder -------------------------------------------------------------------------------- ANTA SPORTS PRODUCTS LTD. Ticker: 2020 Security ID: G04011105 Meeting Date: MAY 11, 2020 Meeting Type: Annual Record Date: MAY 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Elect Lai Shixian as Director For For Management 4 Elect Wu Yonghua as Director For For Management 5 Elect Wang Wenmo as Director For For Management 6 Authorize Board to Fix Remuneration of For For Management Directors 7 Approve KPMG as Auditors and Authorize For For Management Board to Fix Their Remuneration 8 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 9 Authorize Repurchase of Issued Share For For Management Capital 10 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- AUTOHOME INC. Ticker: ATHM Security ID: 05278C107 Meeting Date: DEC 18, 2019 Meeting Type: Annual Record Date: NOV 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Han Qiu For Against Management 2 Elect Director Dazong Wang For For Management 3 Elect Director Junling Liu For For Management -------------------------------------------------------------------------------- AVICHINA INDUSTRY & TECHNOLOGY COMPANY LIMITED Ticker: 2357 Security ID: Y0485Q109 Meeting Date: AUG 23, 2019 Meeting Type: Special Record Date: AUG 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Asset Swap Agreement and For For Management Related Transactions 2 Amend Articles Re: Change of For For Management Registered Address -------------------------------------------------------------------------------- AVICHINA INDUSTRY & TECHNOLOGY COMPANY LIMITED Ticker: 2357 Security ID: Y0485Q109 Meeting Date: FEB 13, 2020 Meeting Type: Special Record Date: JAN 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Equity Acquisition and Share For For Management Issuance Agreement, Grant of Specific Mandate to Issue Consideration Shares and Related Transactions -------------------------------------------------------------------------------- AVICHINA INDUSTRY & TECHNOLOGY COMPANY LIMITED Ticker: 2357 Security ID: Y0485Q109 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: APR 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Supervisory For For Management Committee 3 Approve 2019 Audited Financial For For Management Statements 4 Approve 2019 Profit Distribution Plan For For Management and Distribution of Final Dividend 5 Approve ShineWing (HK) CPA Ltd. and For For Management ShineWing Certified Public Accountant LLP as International and Domestic Auditors Respectively and Authorize Board to Fix Their Remuneration 6 Other Business by Way of Ordinary For Against Management Resolution 7 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights for H Shares 8 Authorize Repurchase of Issued H Share For For Management Capital 9 Other Business by Way of Special For Against Management Resolution -------------------------------------------------------------------------------- BAIC MOTOR CORPORATION LIMITED Ticker: 1958 Security ID: Y0506H104 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: MAY 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Board of For For Management Supervisors 3 Approve 2019 Financial Report For For Management 4 Approve 2019 Profits Distribution and For For Management Dividends Distribution Plan 5 Approve PricewaterhouseCoopers as For For Management International Auditor and PricewaterhouseCoopers Zhong Tian LLP as Domestic Auditor and Authorize Board to Fix Their Remuneration 6 Elect Qi Chunyu as Supervisor For For Management 7 Approve Grant of General Mandate for For For Management the Issuance of Debt Financing Instruments 8 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 9 Authorize Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- BAIC MOTOR CORPORATION LIMITED Ticker: 1958 Security ID: Y0506H104 Meeting Date: JUN 18, 2020 Meeting Type: Special Record Date: MAY 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- BANK OF CHINA LIMITED Ticker: 3988 Security ID: Y0698A107 Meeting Date: DEC 31, 2019 Meeting Type: Special Record Date: NOV 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2018 Remuneration Distribution For For Management Plan for Chairman of the Board of Directors and Executive Directors 2 Approve 2018 Remuneration Distribution For For Management Plan of Supervisors 3 Approve Improving the Remuneration For For Management Plan of Independent Non-executive Directors 4 Elect Chen Chunhua as Director For For Management 5 Elect Chui Sai Peng Jose as Director For For Management 6 Approve Application for Provisional For For Management Authorization of Outbound Donations 7 Elect Wang Jiang as Director For For Shareholder -------------------------------------------------------------------------------- BANK OF CHINA LIMITED Ticker: 3988 Security ID: Y0698A107 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: MAY 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Work Report of Board of For For Management Directors 2 Approve 2019 Work Report of Board of For For Management Supervisors 3 Approve 2019 Annual Financial Report For For Management 4 Approve 2019 Profit Distribution Plan For For Management 5 Approve 2020 Annual Budget for Fixed For For Management Assets Investment 6 Approve Ernst & Young Hua Ming LLP as For For Management Domestic and External Auditor and Ernst & Young as International Auditor 7.1 Elect Zhao Jie as Director For For Management 7.2 Elect Xiao Lihong as Director For For Management 7.3 Elect Wang Xiaoya as Director For For Management 8 Elect Chen Jianbo as Director For For Management 9 Approve 2019 Remuneration Distribution For For Management Plan of Supervisors 10 Approve the Application for For For Management Provisional Authorization of Outbound Donations 11 Approve the Bond Issuance Plan For For Management 12 Approve the Issuance of Write-down For For Management Undated Capital Bonds 13 Approve the Issuance of Qualified For For Management Write-down Tier 2 Capital Instruments 14 Elect Wang Wei as Director For For Shareholder -------------------------------------------------------------------------------- BANK OF COMMUNICATIONS CO., LTD. Ticker: 3328 Security ID: Y06988102 Meeting Date: MAR 10, 2020 Meeting Type: Special Record Date: FEB 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2018 Remuneration Plan of the For For Management Directors 2 Approve 2018 Remuneration Plan of the For For Management Supervisors 3 Approve Issuance of Undated Capital For For Management Bonds 4 Approve Capital Increase of For For Management Wholly-owned Subsidiary 5 Elect Li Longcheng as Director For For Management 6 Elect Zhang Minsheng as Supervisor For For Management -------------------------------------------------------------------------------- BANK OF COMMUNICATIONS CO., LTD. Ticker: 3328 Security ID: Y06988102 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: MAY 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Supervisory For For Management Committee 3 Approve 2019 Financial Report For For Management 4 Approve 2019 Profit Distribution Plan For For Management 5 Approve 2020 Fixed Assets Investment For For Management Plan 6 Approve PricewaterhouseCoopers as For For Management International Auditor and PricewaterhouseCoopers Zhong Tian LLP as Domestic Auditor and Authorize Board to Determine and Enter Into Respective Engagement with Them 7 Approve 2020 Increase in the Amount of For For Management External Donations 8 Elect Liao Yijian as Director For For Management 9 Elect Zhang Xiangdong as Director For For Management 10 Elect Li Xiaohui as Director For For Management 11 Elect Ju Jiandong as Supervisor For For Management 12 Elect Liu Jun as Director For For Shareholder 13 Approve Issuance of Special Financial For For Shareholder Bonds for Loans to Small and Micro Enterprises -------------------------------------------------------------------------------- BBMG CORPORATION Ticker: 2009 Security ID: Y076A3105 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Supervisory For For Management Board 3 Approve 2019 Audited Accounts For For Management 4 Approve 2019 Profit Distribution For For Management Proposal 5 Appoint Ernst & Young Hua Ming For For Management Certified Public Accountants as Auditor and Authorize Board to Fix Their Remuneration 6 Approve Remuneration of Directors For For Management 7 Approve 2020 Guarantee Authorization For Against Management to Subsidiaries 8 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights for A Shares and H Shares 9 Approve Qualifying Conditions for For For Management Public Issuance of Corporate Bonds 10.01 Approve Type of Securities Under this For For Management Public Issuance 10.02 Approve Size of the Issuance For For Management 10.03 Approve Par Value and Price of Issuance For For Management 10.04 Approve Term and Types of the Bonds For For Management 10.05 Approve Coupon Rate of the Bonds For For Management 10.06 Approve Method and Target Investors of For For Management Issuance 10.07 Approve Use of Proceeds For For Management 10.08 Approve Arrangements of Placement for For For Management Shareholders of the Company 10.09 Approve Place of Listing For For Management 10.10 Approve Arrangement of Guarantee For For Management 10.11 Approve Measures for Protection of For For Management Repayment 10.12 Approve Validity Period of the Proposal For For Management 11 Authorize the Board to Handle Relevant For For Management Matters in Connection with the Public Issuance of Corporate Bonds 12 Approve Application for Centralized For For Management Registration and Issuance of Various Debt Financing Instruments ("DFI") of Non-Financial Enterprises 13 Authorize the Board or Executive For For Management Directors to Complete the Application for Centralized Registration and Issuance of Various Debt Financing Instruments (DFI) of Non-Financial Enterprises and Related Matters 14 Amend Articles of Association and For For Management Related Transactions -------------------------------------------------------------------------------- BEIJING CAPITAL INTERNATIONAL AIRPORT COMPANY LIMITED Ticker: 694 Security ID: Y07717104 Meeting Date: JUL 30, 2019 Meeting Type: Special Record Date: JUN 28, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Resolutions in Relation to the For For Management Non-Public Issuance 1.1 Approve Class of Shares to be Issued For For Management 1.2 Approve Nominal Value of the Shares to For For Management be Issued 1.3 Approve Method of Issue For For Management 1.4 Approve Date of Issue For For Management 1.5 Approve Target Subscriber For For Management 1.6 Approve Subscription Method For For Management 1.7 Approve Issue Price For For Management 1.8 Approve Size of Issuance For For Management 1.9 Approve Number of Shares to be Issued For For Management 1.10 Approve Use of Proceeds For For Management 1.11 Approve Arrangement for the For For Management Accumulated Profits to the Non-Public Issuance 1.12 Approve Validity Period of the For For Management Resolutions on the Non-Public Issuance 1.13 Approve Share Subscription Agreement For For Management and Related Transactions 2 Authorized Board to Deal with All For For Management Matters in Relation to the Non-Public Issuance 3 Authorize Board to Make Consequential For For Management Amendments to Provisions in Articles Based on the Results of the Non-Public Issuance -------------------------------------------------------------------------------- BEIJING CAPITAL INTERNATIONAL AIRPORT COMPANY LIMITED Ticker: 694 Security ID: Y07717104 Meeting Date: JUL 30, 2019 Meeting Type: Special Record Date: JUN 28, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Resolutions in Relation to the For For Management Non-Public Issuance 1.1 Approve Class of Shares to be Issued For For Management 1.2 Approve Nominal Value of Shares to be For For Management Issued 1.3 Approve Method of Issue For For Management 1.4 Approve Date of Issue For For Management 1.5 Approve Target Subscriber For For Management 1.6 Approve Subscription Method For For Management 1.7 Approve Issue Price For For Management 1.8 Approve Size of the Issuance For For Management 1.9 Approve Number of Shares to be Issued For For Management 1.10 Approve Use of Proceeds For For Management 1.11 Approve Arrangement for the For For Management Accumulated Profits Prior to the Non-Public Issuance 1.12 Approve Validity Period of Resolutions For For Management on the Non-Public Issuance 1.13 Approve Share Subscription Agreement For For Management and Related Transactions -------------------------------------------------------------------------------- BEIJING CAPITAL INTERNATIONAL AIRPORT COMPANY LIMITED Ticker: 694 Security ID: Y07717104 Meeting Date: DEC 19, 2019 Meeting Type: Special Record Date: NOV 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Supply of Aviation Safety and For For Management Security Guard Services Agreement and Related Transactions 2 Approve Profit Distribution Adjustment For For Shareholder Proposal -------------------------------------------------------------------------------- BEIJING CAPITAL INTERNATIONAL AIRPORT COMPANY LIMITED Ticker: 694 Security ID: Y07717104 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Supervisory For For Management Committee 3 Approve 2019 Audited Financial For For Management Statements and Independent Auditors' Report 4 Approve 2019 Profit Appropriation For For Management Proposal 5 Approve PricewaterhouseCoopers Zhong For Against Management Tian LLP as PRC Auditors and PricewaterhouseCoopers as International Auditors and Authorize Board to Fix Their Remuneration 6.1 Elect Liu Xuesong as Director, For For Management Authorize Board to Enter Into Service Contract with Him, and Authorize Board to Fix His Remuneration 6.2 Elect Han Zhiliang as Director, For For Management Authorize Board to Enter Into Service Contract with Him, and Authorize Board to Fix His Remuneration 6.3 Elect Zhang Guoliang as Director, For For Management Authorize Board to Enter Into Service Contract with Him, and Authorize Board to Fix His Remuneration 6.4 Elect Gao Shiqing as Director, For For Management Authorize Board to Enter Into Service Contract with Him, and Authorize Board to Fix His Remuneration 6.5 Elect Jia Jianqing as Director, For For Management Authorize Board to Enter Into Service Contract with Him, and Authorize Board to Fix His Remuneration 6.6 Elect Song Kun as Director, Authorize For For Management Board to Enter Into Service Contract with Him, and Authorize Board to Fix His Remuneration 6.7 Elect Jiang Ruiming as Director, For For Management Authorize Board to Enter Into Service Contract with Him, and Authorize Board to Fix His Remuneration 6.8 Elect Liu Guibin as Director, For Against Management Authorize Board to Enter Into Service Contract with Him, and Authorize Board to Fix His Remuneration 6.9 Elect Zhang Jiali as Director, For For Management Authorize Board to Enter Into Service Contract with Him, and Authorize Board to Fix His Remuneration 6.10 Elect Stanley Hui Hon-Chung as For For Management Director, Authorize Board to Enter Into Service Contract with Him, and Authorize Board to Fix His Remuneration 7.1 Elect Song Shengli as Supervisor, For For Management Authorize Board to Enter Into Service Contract with Him, and Authorize Board to Fix His Remuneration 7.2 Elect Wang Xiaolong as Supervisor, For For Management Authorize Board to Enter Into Service Contract with Him, and Authorize Board to Fix His Remuneration 7.3 Elect Japhet Sebastian Law as For For Management Supervisor, Authorize Board to Enter Into Service Contract with Him, and Authorize Board to Fix His Remuneration 8 Approve Registration and Issue of For For Shareholder Medium-Term Notes and Grant of Authorization to the Board to Deal with Such Related Matters -------------------------------------------------------------------------------- BEIJING ENTERPRISES HOLDINGS LIMITED Ticker: 392 Security ID: Y07702122 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: JUN 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3.1 Elect Wu Jiesi as Director For Against Management 3.2 Elect Lam Hoi Ham as Director For For Management 3.3 Elect Sze Chi Ching as Director For For Management 3.4 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Ernst & Young as Auditors and For For Management Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Issued Share For For Management Capital 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- BEIJING ENTERPRISES WATER GROUP LTD. Ticker: 371 Security ID: G0957L109 Meeting Date: JUN 09, 2020 Meeting Type: Annual Record Date: JUN 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a1 Elect Zhang Tiefu as Director For For Management 3a2 Elect Sha Ning as Director For For Management 3a3 Elect Zhang Gaobo as Director For For Management 3a4 Elect Guo Rui as Director For For Management 3a5 Elect Wang Kaijun as Director For Against Management 3a6 Elect Lee Man Chun Raymond as Director For For Management 3b Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Ernst & Young as Auditors and For Against Management Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Issued Share For For Management Capital 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- BOC AVIATION LIMITED Ticker: 2588 Security ID: Y09292106 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: MAY 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and For For Management Directors' and Auditors' Reports 2 Approve Final Dividend For For Management 3a Elect Zhang Xiaolu as Director For For Management 3b Elect Li Mang as Director For For Management 3c Elect Zhu Lin as Director For For Management 3d Elect Dai Deming as Director For For Management 3e Elect Antony Nigel Tyler as Director For For Management 4 Authorize Board to Fix Remuneration of For For Management Directors 5 Approve Ernst & Young LLP as Auditor For For Management and Authorize Board to Fix Their Remuneration 6 Authorize Repurchase of Issued Share For For Management Capital 7 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 8 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- BRILLIANCE CHINA AUTOMOTIVE HOLDINGS LIMITED Ticker: 1114 Security ID: G1368B102 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: JUN 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2A Elect Song Jian as Director For For Management 2B Elect Jiang Bo as Director For For Management 2C Authorize Board to Fix Remuneration of For For Management Directors 3 Approve Grant Thornton Hong Kong For For Management Limited as Auditors and Authorize Board to Fix Their Remuneration 4A Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 4B Authorize Repurchase of Issued Share For For Management Capital 4C Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- BYD COMPANY LIMITED Ticker: 1211 Security ID: Y1023R104 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: MAY 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Supervisory For For Management Committee 3 Approve 2019 Audited Financial For For Management Statements 4 Approve 2019 Annual Reports and Its For For Management Summary 5 Approve 2019 Profit Distribution Plan For For Management 6 Approve Ernst & Young Hua Ming LLP as For For Management PRC Auditor and Internal Control Audit Institution and Ernst & Young as Auditor Outside the PRC and Authorize Board to Fix Their Remuneration 7 Approve Provision of Guarantee by the For Against Management Group 8 Approve Provision of Repurchase or For For Management Guarantee by the Company and Its Subsidiaries for External Parties 9 Approve Estimated Cap of Ordinary For For Management Connected Transactions for the Year 2020 10 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights for H Shares 11 Approve Issuance by BYD Electronic For Against Management (International) Company Limited of Equity or Equity-Linked Securities without Preemptive Rights 12 Approve Use of Internal Short-Term For For Management Intermittent Funds for Entrusted Wealth Management and Related Transactions 13 Approve Use of Internal Funds of the For Against Management Company and Its Subsidiaries for Risk-Related Investments and Related Transactions 14 Approve Provision of Phased Guarantee For For Management for Mortgage-Backed Car Buyers to BYD Auto Finance Company Limited 15 Amend Articles of Association For For Management 16 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 17 Approve Authorization to the Board to For Against Management Determine the Proposed Plan for the Issuance of Debt Financing Instruments -------------------------------------------------------------------------------- BYD ELECTRONIC (INTERNATIONAL) CO., LTD. Ticker: 285 Security ID: Y1045N107 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: JUN 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Approve Ernst & Young as Auditor and For For Management Authorize Board to Fix Their Remuneration 4 Elect Wang Chuan-fu as Director For For Management 5 Elect Jiang Xiang-rong as Director For For Management 6 Elect Chung Kwok Mo John as Director For For Management 7 Authorize Board to Fix Remuneration of For For Management Directors 8 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 9 Authorize Repurchase of Issued Share For For Management Capital 10 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- BYD ELECTRONIC (INTERNATIONAL) CO., LTD. Ticker: 285 Security ID: Y1045N107 Meeting Date: JUN 29, 2020 Meeting Type: Special Record Date: JUN 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Supplemental Agreement, For For Management Proposed Annual Cap and Related Transactions -------------------------------------------------------------------------------- CGN POWER CO., LTD. Ticker: 1816 Security ID: Y1300C101 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Supervisory For For Management Committee 3 Approve 2019 Annual Report For For Management 4 Approve 2019 Audited Financial Report For For Management 5 Approve 2019 Profit Distribution Plan For For Management 6 Approve 2020 Investment Plan and For For Management Capital Expenditure Budget 7 Approve KPMG Huazhen (Special General For For Management Partnership) as Financial and Internal Control Auditor and Authorize Board to Fix their Remuneration 8 Approve Change in the Use of Certain For For Management Funds Raised from H Shares 9.1 Elect Yang Changli as Director For For Shareholder 9.2 Elect Wang Wei as Director For For Shareholder 10.1 Approve Remuneration of Zhang Shanming For For Management 10.2 Approve Remuneration of Yang Changli For For Management 10.3 Approve Remuneration of Gao Ligang For For Management 10.4 Approve Remuneration of Tan Jiansheng For For Management 10.5 Approve Remuneration of Shi Bing For For Management 10.6 Approve Remuneration of Wang Wei For For Management 10.7 Approve Remuneration of Zhang Yong For For Management 10.8 Approve Remuneration of Na Xizhi For For Management 10.9 Approve Remuneration of Hu Yiguang For For Management 10.10 Approve Remuneration of Francis Siu For For Management Wai Keung 10.11 Approve Remuneration of Chen Sui For For Management 10.12 Approve Remuneration of Chen Rongzhen For For Management 10.13 Approve Remuneration of Yang Lanhe For For Management 10.14 Approve Remuneration of Zhu Hui For For Management 10.15 Approve Remuneration of Wang Hongxin For For Management 11 Approve Donation of Epidemic For For Management Prevention and Control Funds 12 Amend Articles of Association For For Management 13 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights for Additional A and/or H Shares 14 Approve Grant of General Mandate to For For Management the Board to Repurchase A Shares and/or H Shares -------------------------------------------------------------------------------- CGN POWER CO., LTD. Ticker: 1816 Security ID: Y1300C101 Meeting Date: MAY 20, 2020 Meeting Type: Special Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Grant of General Mandate to For For Management the Board to Repurchase A Shares and/or H Shares -------------------------------------------------------------------------------- CHINA AGRI-INDUSTRIES HOLDINGS LIMITED Ticker: 606 Security ID: Y1375F104 Meeting Date: MAR 06, 2020 Meeting Type: Special Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Scheme of Arrangement For For Management Involving Reduction of the Share Capital, Increase in the Share Capital, Allotment and Issuance of New Shares and Related Transactions -------------------------------------------------------------------------------- CHINA AGRI-INDUSTRIES HOLDINGS LIMITED Ticker: 606 Security ID: Y1375F104 Meeting Date: MAR 06, 2020 Meeting Type: Court Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Scheme of Arrangement For For Management -------------------------------------------------------------------------------- CHINA AOYUAN GROUP LIMITED Ticker: 3883 Security ID: G2119Z109 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAY 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Guo Zi Wen as Director For For Management 3b Elect Ma Jun as Director For For Management 3c Elect Cheung Kwok Keung as Director For For Management 3d Elect Zhang Jun as Director For For Management 3e Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Deloitte Touche Tohmatsu as For Against Management Auditors and Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Issued Share For For Management Capital 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- CHINA CINDA ASSET MANAGEMENT CO., LTD. Ticker: 1359 Security ID: Y1R34V103 Meeting Date: DEC 12, 2019 Meeting Type: Special Record Date: NOV 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance Plan of Tier-2 For For Management Capital Bonds and Relevant Authorization 2 Elect Zhang Weidong as Director For For Management -------------------------------------------------------------------------------- CHINA CINDA ASSET MANAGEMENT CO., LTD. Ticker: 1359 Security ID: Y1R34V103 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: MAY 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights for H Shares 3 Approve 2020 External Donation Plan For For Management 4 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 5 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 6 Amend Rules and Procedures Regarding For For Management Meetings of Supervisors 7 Approve 2018 Remuneration Settlement For For Management Scheme for the Directors 8 Approve 2018 Remuneration Settlement For For Management Scheme for the Supervisors 9 Approve 2019 Final Financial Account For For Management Plan 10 Approve 2019 Profit Distribution Plan For For Management 11 Approve 2020 Budget of Investment in For For Management Capital Expenditure 12 Approve Ernst & Young Hua Ming LLP and For For Management Ernst & Young as the Onshore and Offshore Accounting Firms for 2020 and Fix Their Remuneration 13 Approve 2019 Work Report of the Board For For Management 14 Approve 2019 Report of the Board of For For Management Supervisors 15 Elect Zhang Yuxiang as Director For For Shareholder -------------------------------------------------------------------------------- CHINA CINDA ASSET MANAGEMENT CO., LTD. Ticker: 1359 Security ID: Y1R34V103 Meeting Date: JUN 30, 2020 Meeting Type: Special Record Date: MAY 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders -------------------------------------------------------------------------------- CHINA CITIC BANK CORPORATION LIMITED Ticker: 998 Security ID: Y1434M116 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Annual Report For For Management 2 Approve 2019 Financial Report For For Management 3 Approve 2019 Profit Distribution Plan For For Management 4 Approve 2020 Financial Budget Plan For For Management 5 Approve 2020 Engagement of Accounting For For Management Firms and Their Fees 6 Approve 2019 Special Report of Related For For Management Party Transactions 7 Approve 2019 Report of the Board of For For Management Directors 8 Approve 2019 Report of the Board of For For Management Supervisors 9 Approve Wei Guobin as an External For For Management Supervisor 10 Approve Improvement of Management on For For Management the Remuneration of Independent Directors 11 Approve Improvement of Management on For For Management the Remuneration of External Directors 12 Amend Articles of Association For Against Management 13 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 14 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 15 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 16 Approve Change of Office and Residence For For Management and Amendments to the Related Terms of the Articles of Association 17 Approve Extension of the Authorization For For Management Period to the Board of Directors for Handling Matters in Relation to the Non-public Offering of Preference Shares by the General Meeting -------------------------------------------------------------------------------- CHINA CITIC BANK CORPORATION LIMITED Ticker: 998 Security ID: Y1434M116 Meeting Date: MAY 20, 2020 Meeting Type: Special Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extension of the Authorization For For Management Period to the Board of Directors for Handling Matters in Relation to the Non-public Offering of Preference Shares by the General Meeting -------------------------------------------------------------------------------- CHINA COAL ENERGY COMPANY LIMITED Ticker: 1898 Security ID: Y1434L100 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Supervisory For For Management Committee 3 Approve 2019 Audited Financial For For Management Statements 4 Approve 2019 Profit Distribution Plan For For Management and Distribution of Final Dividends 5 Approve Capital Expenditure Budget for For Against Management the Year 2020 6 Approve Deloitte Touche Tohmatsu For For Management Certified Public Accountants LLP as Domestic Auditor and Deloitte Touche Tohmatsu as International Auditor and Authorize Board to Fix Their Remuneration 7 Approve Emoluments of Directors and For For Management Supervisors 8.01 Approve 2021 Coal Supply Framework For For Management Agreement, Annual Caps and Related Transactions 8.02 Approve 2021 Integrated Materials and For For Management Services Mutual Provision Framework Agreement, Annual Caps and Related Transactions 8.03 Approve 2021 Project Design, For For Management Construction and General Contracting Services Framework Agreement, Annual Caps and Related Transactions 8.04 Approve 2021 Financial Services For Against Management Framework Agreement, Annual Caps and Related Transactions -------------------------------------------------------------------------------- CHINA COMMUNICATIONS CONSTRUCTION COMPANY LIMITED Ticker: 1800 Security ID: Y1R36J108 Meeting Date: AUG 05, 2019 Meeting Type: Special Record Date: JUL 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Share Transfer, Capital For For Management Increase Agreement and Related Transactions -------------------------------------------------------------------------------- CHINA COMMUNICATIONS CONSTRUCTION COMPANY LIMITED Ticker: 1800 Security ID: Y1R36J108 Meeting Date: NOV 15, 2019 Meeting Type: Special Record Date: OCT 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Grant of General Mandate to For For Management Repurchase H Shares -------------------------------------------------------------------------------- CHINA COMMUNICATIONS CONSTRUCTION COMPANY LIMITED Ticker: 1800 Security ID: Y1R36J108 Meeting Date: NOV 15, 2019 Meeting Type: Special Record Date: OCT 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Grant of General Mandate to For For Management Repurchase H Shares -------------------------------------------------------------------------------- CHINA COMMUNICATIONS CONSTRUCTION COMPANY LIMITED Ticker: 1800 Security ID: Y1R36J108 Meeting Date: JUN 09, 2020 Meeting Type: Annual Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Audited Consolidated For For Management Financial Statements 2 Approve 2019 Profit Distribution Plan For For Management and Final Dividend 3 Approve Ernst & Young as International For For Management Auditor and Ernst & Young Hua Ming LLP as Domestic Auditor and Authorize Board to Fix Their Remuneration 4 Approve 2019 Report of the Board For For Management 5 Approve 2019 Report of the Supervisory For For Management Committee 6 Approve Launch of Asset-Backed For For Management Securitization by the Group and Authorize Liu Qitao, Song Hailiang, Zhu Hongbiao to Deal with All Relevant Matters in Relation to Deal With Matters in Relation to the Asset-Backed Securitization 7 Approve 2020 Estimated Cap for For Against Management Internal Guarantees of the Group 8 Approve Issuance of Debt Financing For Against Management Instruments and Authorize Liu Qitao, Song Hailiang, Zhu Hongbiao to Deal with All Relevant Matters in Relation to the Issuance of Debt Financing Instruments 9 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights for A Shares and/or H Shares and/or Preference Shares 10 Approve Proposed Issuance of Medium For For Management and Long-Term Bonds by the Company and Authorize Liu Qitao, Song Hailiang, Zhu Hongbiao to Deal with All Relevant Matters in Relation to the Issuance of Medium and Long-Term Bonds 11 Approve Report on the Use of the For For Management Previously Raised Proceeds 12 Approve Grant of General Mandate to For For Management the Board to Repurchase H Shares 13 Approve Project Contracting Services For For Management Under the Mutual Project Contracting Framework Agreement and the Revised Annual Cap 14 Approve Extension of the Validity For For Management Period of the General Meeting Resolution in Relation to the A Share Convertible Bonds and Extension of the Validity Period of the Corresponding Board Authorization 15 Approve Connected Transaction in For For Management Relation to the Possible Subscription for A Share Convertible Bonds by China Communications Construction Group (Limited) 16 Amend Articles of Association For For Shareholder 17 Amend Rules and Procedures Regarding For Against Shareholder General Meetings of Shareholders and Amend Rules and Procedures Regarding Meetings of Board of Directors and Supervisory Committee -------------------------------------------------------------------------------- CHINA COMMUNICATIONS CONSTRUCTION COMPANY LIMITED Ticker: 1800 Security ID: Y1R36J108 Meeting Date: JUN 09, 2020 Meeting Type: Special Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Grant of General Mandate to For For Management the Board to Repurchase H Shares -------------------------------------------------------------------------------- CHINA COMMUNICATIONS SERVICES CORPORATION LIMITED Ticker: 552 Security ID: Y1436A102 Meeting Date: JUN 15, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve 2019 Profit Distribution Plan For For Management and Payment of Final Dividend 3 Appoint Deloitte Touche Tohmatsu and For For Management Deloitte Touche Tohmatsu Certified Public Accountants LLP as International Auditors and Domestic Auditors, Respectively, and Authorize Board to Fix Their Remuneration 4 Elect Gao Tongqing as Director and For For Management Authorize Board to Sign on Behalf of the Company the Director's Service Contract with Gao Tongqing 5 Elect Mai Yanzhou as Director and For For Management Authorize Board to Sign on Behalf of the Company the Director's Service Contract with Mai Yanzhou 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Authorize Board to Increase Registered For Against Management Capital of the Company and Amend Articles of Association to Reflect Such Increase 8 Amend Articles of Association For For Management -------------------------------------------------------------------------------- CHINA CONCH VENTURE HOLDINGS LIMITED Ticker: 586 Security ID: G2116J108 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: JUN 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Li Jian as Director For For Management 3b Elect Chan Chi On as Director For For Management 3c Elect Lau Chi Wah, Alex as Director For For Management 3d Authorize Board to Fix Remuneration of For For Management Directors 4 Approve KPMG as Auditors and Authorize For Against Management Board to Fix Their Remuneration 5 Authorize Repurchase of Issued Share For For Management Capital 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- CHINA CONSTRUCTION BANK CORPORATION Ticker: 939 Security ID: Y1397N101 Meeting Date: OCT 30, 2019 Meeting Type: Special Record Date: SEP 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Wang Yongqing as Supervisor For For Management 2 Elect Michel Madelain as Director For For Management 3 Approve Remuneration Distribution and For For Management Settlement Plan for Directors of the Bank in 2018 4 Approve Remuneration Distribution and For For Management Settlement Plan for Supervisors of the Bank in 2018 5 Approve Authorization for Additional For For Management Temporary Limit on Poverty Alleviation Donations -------------------------------------------------------------------------------- CHINA CONSTRUCTION BANK CORPORATION Ticker: 939 Security ID: Y1397N101 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: MAY 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Board of For For Management Supervisors 3 Approve 2019 Final Financial Accounts For For Management 4 Approve 2019 Profit Distribution Plan For For Management 5 Approve 2020 Budget for Fixed Assets For For Management Investment 6 Elect Tian Guoli as Director For For Management 7 Elect Feng Bing as Director For For Management 8 Elect Zhang Qi as Director For For Management 9 Elect Xu Jiandong as Director For For Management 10 Elect Malcolm Christopher McCarthy as For For Management Director 11 Elect Yang Fenglai as Supervisor For For Management 12 Elect Liu Huan as Supervisor For For Management 13 Elect Ben Shenglin as Supervisor For For Management 14 Approve Ernst & Young Hua Ming LLP as For Against Management Domestic Auditor and Ernst & Young as International Auditor and Authorize Board to Fix Their Remuneration 15 Approve Authorization for Temporary For For Management Limit on Charitable Donations for 2020 16 Approve Capital Plan of China For For Management Construction Bank for 2021 to 2023 -------------------------------------------------------------------------------- CHINA DING YI FENG HOLDINGS LIMITED Ticker: 612 Security ID: G2120F100 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a Elect Luk Hong Man Hammond as Director For For Management 2b Elect Zhang Xi as Director For For Management 2c Elect Ma Xiaoqiu as Director For For Management 2d Authorize Board to Fix Remuneration of For For Management Directors 3 Approve Confucius International CPA For For Management Limited as Auditors and Authorize Board to Fix Their Remuneration 4 Authorize Repurchase of Issued Share For For Management Capital 5 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- CHINA EAST EDUCATION HOLDINGS LTD. Ticker: 667 Security ID: G2120T100 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: MAY 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a1 Elect Xiao Guoqing as Director For For Management 3a2 Elect Lu Zhen as Director For For Management 3a3 Elect Zhu Guobin as Director For Against Management 3b Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Deloitte Touche Tohmatsu as For Against Management Auditors and Authorize Board to Fix Their Remuneration 5A Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 5B Authorize Repurchase of Issued Share For For Management Capital 5C Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- CHINA EASTERN AIRLINES CORPORATION LIMITED Ticker: 670 Security ID: Y1406M102 Meeting Date: DEC 31, 2019 Meeting Type: Special Record Date: NOV 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 3 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisory Committee 4.01 Approve Daily Connected Transactions For Against Management on Financial Services of the Company 4.02 Approve Daily Connected Transactions For For Management on Import and Export Services of the Company 4.03 Approve Daily Connected Transactions For For Management on Flight Complementary Services of the Company 4.04 Approve Daily Connected Transactions For For Management on Catering Supply Services of the Company 4.05 Approve Daily Connected Transactions For For Management on Property Leasing Services of the Company 4.06 Approve Daily Connected Transactions For For Management on Advertising Agency Services of the Company 4.07 Approve Daily Connected Transactions For For Management on Aircraft Finance Lease Services of the Company 4.08 Approve Daily Connected Transactions For For Management on Aircraft and Aircraft Engine Operating Lease Services of the Company 4.09 Approve Daily Connected Transactions For For Management on Freight Logistics Support Services and Cargo Terminal Business Support Services of the Company 4.10 Approve Daily Connected Transactions For For Management on Bellyhold Space Services of the Company 5.01 Elect Liu Shaoyong as Director For For Shareholder 5.02 Elect Li Yangmin as Director For For Shareholder 5.03 Elect Tang Bing as Director For For Shareholder 5.04 Elect Wang Junjin as Director For For Shareholder 6.01 Elect Lin Wanli as Director For For Shareholder 6.02 Elect Shao Ruiqing as Director For For Shareholder 6.03 Elect Cai Hongping as Director For For Shareholder 6.04 Elect Dong Xuebo as Director For For Shareholder 7.01 Elect Xi Sheng as Supervisor For For Shareholder 7.02 Elect Fang Zhaoya as Supervisor For For Management -------------------------------------------------------------------------------- CHINA EASTERN AIRLINES CORPORATION LIMITED Ticker: 670 Security ID: Y1406M102 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Supervisory For For Management Committee 3 Approve 2019 Financial Reports For For Management 4 Approve 2019 Profit Distribution For For Management Proposal 5 Approve Appointment of PRC Domestic For For Management Auditors, International Auditors for Financial Reporting and Auditors for Internal Control 6 Approve Grant of General Mandate to For Against Management Issue Bonds 7 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights for A Shares and H Shares -------------------------------------------------------------------------------- CHINA EDUCATION GROUP HOLDINGS LIMITED Ticker: 839 Security ID: G2163M103 Meeting Date: FEB 14, 2020 Meeting Type: Annual Record Date: FEB 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Yu Guo as Director For For Management 3b Elect Yu Kai as Director For For Management 3c Elect Wu Kin Bing as Director For For Management 4 Approve Deloitte Touche Tohmatsu as For For Management Auditor and Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- CHINA EVERBRIGHT BANK COMPANY LIMITED Ticker: 6818 Security ID: Y1477U124 Meeting Date: JUL 30, 2019 Meeting Type: Special Record Date: JUN 28, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Li Xiaopeng as Director For For Shareholder 1.2 Elect Ge Haijiao as Director For For Shareholder 1.3 Elect Cai Yunge as Director For Against Shareholder 1.4 Elect Lu Hong as Director For For Shareholder 1.5 Elect Fu Dong as Director For For Shareholder 1.6 Elect Shi Yongyan as Director For For Shareholder 1.7 Elect Wang Xiaolin as Director For For Shareholder 1.8 Elect Dou Hongquan as Director For For Shareholder 1.9 Elect He Haibin as Director For For Shareholder 1.10 Elect Liu Chong as Director For For Shareholder 1.11 Elect Yu Chunling as Director For For Shareholder 1.12 Elect Fok Oi Ling Catherine as Director For For Management 1.13 Elect Xu Hongcai as Director For For Management 1.14 Elect Wang Liguo as Director For For Management 1.15 Elect Hong Yongmiao as Director For For Management 1.16 Elect Shao Ruiqing as Director For For Management 1.17 Elect Lu Zhengfei as Director For For Management 2.1 Elect Li Xin as Supervisor For For Management 2.2 Elect Yin Lianchen as Supervisor For For Management 2.3 Elect Wu Junhao as Supervisor For For Management 2.4 Elect Wu Gaolian as Supervisor For For Management 2.5 Elect Wang Zhe as Supervisor For For Management 2.6 Elect Qiao Zhimin as Supervisor For For Management 3 Approve Resolution on Formulating the For For Management Provisional Measures on Administration of Equities of China Everbright Bank Company Limited -------------------------------------------------------------------------------- CHINA EVERBRIGHT BANK COMPANY LIMITED Ticker: 6818 Security ID: Y1477U124 Meeting Date: DEC 20, 2019 Meeting Type: Special Record Date: NOV 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Wu Lijun as Director For For Shareholder 2 Approve Remuneration of the Chairman For For Management of the Board of Supervisors for 2018 3 Elect Liu Jin as Director For For Shareholder -------------------------------------------------------------------------------- CHINA EVERBRIGHT BANK COMPANY LIMITED Ticker: 6818 Security ID: Y1477U124 Meeting Date: MAR 26, 2020 Meeting Type: Special Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Li Yinquan as Director For For Management 2 Approve Adjustment to the Remuneration For For Management Standard of Independent Non-Executive Directors 3 Approve Adjustment to the Remuneration For For Management Standard of External Supervisors 1.1 Amend Articles of Association For For Management 1.2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 1.3 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 1.4 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors -------------------------------------------------------------------------------- CHINA EVERBRIGHT BANK COMPANY LIMITED Ticker: 6818 Security ID: Y1477U124 Meeting Date: JUN 05, 2020 Meeting Type: Annual Record Date: MAY 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Work Report of the Board For For Management of Directors 2 Approve 2019 Work Report of the Board For For Management of Supervisors 3 Approve 2020 Budget Plan of Fixed For For Management Asset Investment 4 Approve 2019 Audited Accounts Report For For Management 5 Approve 2019 Profit Distribution Plan For For Management 6 Approve Appointment of Accounting Firm For For Management in 2020 7 Approve Remuneration of Directors For For Management 8 Approve Remuneration of Supervisors For For Management 9 Approve 2020 Poverty Alleviation in For For Management Designated Areas and External Donation Quota for Unexpected Emergencies 1 Approve Issuance of Financial Bonds For For Management -------------------------------------------------------------------------------- CHINA EVERBRIGHT INTERNATIONAL LIMITED Ticker: 257 Security ID: Y14226107 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3.1 Elect Wong Kam Chung, Raymond as For For Management Director 3.2 Elect Fan Yan Hok, Philip as Director For For Management 3.3 Elect Mar Selwyn as Director For For Management 3.4 Authorize Board to Fix the For For Management Remuneration of the Directors 4 Approve Ernst & Young as Auditor and For Against Management Authorize Board to Fix Their Remuneration 5.1 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 5.2 Authorize Repurchase of Issued Share For For Management Capital 5.3 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- CHINA EVERBRIGHT LIMITED Ticker: 165 Security ID: Y1421G106 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Zhang Mingao as Director For For Management 3b Elect Yin Lianchen as Director For For Management 3c Elect Chung Shui Ming, Timpson as For Against Management Director 3d Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Ernst & Young as Auditors and For For Management Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- CHINA EVERGRANDE GROUP Ticker: 3333 Security ID: G2119W106 Meeting Date: JAN 15, 2020 Meeting Type: Special Record Date: JAN 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Final Dividend and Related For For Management Transactions -------------------------------------------------------------------------------- CHINA FEIHE LTD. Ticker: 6186 Security ID: G2121Q105 Meeting Date: JUN 22, 2020 Meeting Type: Annual Record Date: JUN 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Leng Youbin as Director For For Management 3b Elect Liu Hua as Director For For Management 3c Elect Cai Fangliang as Director For For Management 3d Elect Liu Shenghui as Director For For Management 3e Elect Judy Fong-Yee Tu as Director For For Management 3f Elect Cheung Kwok Wah as Director For For Management 3g Elect Gao Yu as Director For For Management 3h Elect Kingsley Kwok King Chan as For For Management Director 3i Elect Liu Jinping as Director For For Management 3j Elect Song Jianwu as Director For For Management 3k Elect Fan Yonghong as Director For For Management 3l Elect Jacques Maurice Laforge as For For Management Director 3m Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Ernst & Young as Auditor and For For Management Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Issued Share For For Management Capital 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For Against Management Shares 8 Adopt 2020 Share Option Scheme For Against Management -------------------------------------------------------------------------------- CHINA GALAXY SECURITIES CO., LTD. Ticker: 6881 Security ID: Y1R92J109 Meeting Date: DEC 20, 2019 Meeting Type: Special Record Date: NOV 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Chen Liang as Director For For Management -------------------------------------------------------------------------------- CHINA GALAXY SECURITIES CO., LTD. Ticker: 6881 Security ID: Y1R92J109 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: MAY 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Supervisory For For Management Committee 3 Approve 2019 Annual Report For For Management 4 Approve 2019 Final Accounts Report For For Management 5 Approve 2019 Profit Distribution Plan For For Management 6 Approve 2020 Capital Expenditure Budget For Against Management 7 Approve Ernst & Young Hua Ming LLP and For For Management Ernst & Young as External Auditors 8 Approve Remuneration Plan of Chen For For Management Gongyan for 2018 9 Approve Remuneration Plan of Chen Jing For For Management for 2018 10 Approve Remuneration Plan of Zhong For For Management Cheng for the First Half of 2018 11 Elect Law Cheuk Kin Stephen as Director For For Management 12 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 13 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 14 Amend Rules and Procedures Regarding For For Management Meetings of Supervisory Committee 15 Approve Amendments to the Working For For Management Rules for Independent Directors 16 Approve Amendments to the For For Management Administrative Measures for Connected Transactions 17 Approve Amendments to the For For Management Administrative Measures for External Investment 18 Approve Amendments to the For For Management Administrative Measures for Provision of Guarantees to Third Parties 19 Amend Articles of Association For Against Management 20 Approve Issuance of Perpetual For For Management Subordinated Bonds 21 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- CHINA GALAXY SECURITIES CO., LTD. Ticker: 6881 Security ID: Y1R92J109 Meeting Date: JUN 29, 2020 Meeting Type: Special Record Date: MAY 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 2 Amend Articles of Association For For Management -------------------------------------------------------------------------------- CHINA GAS HOLDINGS LIMITED Ticker: 384 Security ID: G2109G103 Meeting Date: AUG 21, 2019 Meeting Type: Annual Record Date: AUG 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a1 Elect Ma Jinlong as Director For For Management 3a2 Elect Li Ching as Director For For Management 3a3 Elect Jiang Xinhao as Director For For Management 3a4 Elect Mao Erwan as Director For For Management 3b Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Deloitte Touche Tohmatsu as For Against Management Auditors and Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Issued Share For For Management Capital 6 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For For Management Shares 8 Approve Refreshment of Scheme Mandate For Against Management Limit Under the Share Option Scheme -------------------------------------------------------------------------------- CHINA HONGQIAO GROUP LIMITED Ticker: 1378 Security ID: G21150100 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2.1 Elect Zhang Bo as Director For For Management 2.2 Elect Zheng Shuliang as Director For Against Management 2.3 Elect Zhang Ruilian as Director For For Management 2.4 Elect Yang Congsen as Director For Against Management 2.5 Elect Zhang Jinglei as Director For Against Management 2.6 Elect Chen Yisong as Director For Against Management 2.7 Elect Xing Jian as Director For For Management 2.8 Elect Han Benwen as Director For For Management 2.9 Elect Dong Xinyi as Director For For Management 2.10 Authorize Board to Fix Remuneration of For For Management Directors 3 Approve Shinewing (HK) CPA Limited as For For Management Auditors and Authorize Board to Fix Their Remuneration 4 Approve Final Dividend For For Management 5 Authorize Repurchase of Issued Share For For Management Capital 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- CHINA HUARONG ASSET MANAGEMENT CO., LTD. Ticker: 2799 Security ID: Y149A8109 Meeting Date: SEP 25, 2019 Meeting Type: Special Record Date: AUG 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extension of the Authorization For For Management Granted by the General Meeting of Shareholders Relating to the Non-Public Issuance of Offshore Preference Shares -------------------------------------------------------------------------------- CHINA HUARONG ASSET MANAGEMENT CO., LTD. Ticker: 2799 Security ID: Y149A8109 Meeting Date: SEP 25, 2019 Meeting Type: Special Record Date: AUG 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extension of the Authorization For For Management Granted by the General Meeting of Shareholders Relating to the Non-Public Issuance of Offshore Preference Shares -------------------------------------------------------------------------------- CHINA HUARONG ASSET MANAGEMENT CO., LTD. Ticker: 2799 Security ID: Y149A8109 Meeting Date: MAR 25, 2020 Meeting Type: Special Record Date: JAN 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Zhao Jiangping as Director For For Management 2 Elect Hu Jianzhong as Supervisor For For Management 3 Approve Remuneration Package for the For For Management Year of 2017 and Settlement Plan for Tenure Incentive Income for 2015-2017 for Directors 4 Approve Remuneration Package for the For For Management Year of 2017 and Settlement Plan for Tenure Incentive Income for 2015-2017 for Supervisors 5 Elect Zheng Jiangping as Director For For Shareholder -------------------------------------------------------------------------------- CHINA HUARONG ASSET MANAGEMENT CO., LTD. Ticker: 2799 Security ID: Y149A8109 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: MAY 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extension of the Validity For For Management Period of Tier II Capital Bonds Resolution 1 Approve 2019 Final Financial Account For For Management Plan 2 Approve 2019 Profit Distribution Plan For For Management 3 Approve 2019 Work Report of the Board For For Management 4 Approve 2019 Work Report of the Board For For Management of Supervisors 5 Approve Ernst & Young Hua Ming LLP and For For Management Ernst & Young as Domestic and Overseas Auditors and Authorize Board to Fix Their Remuneration 6 Approve 2020 Fixed Asset Budget For For Management 7 Approve Remuneration Settlement Plan For For Management for 2018 of the Directors 8 Approve Remuneration Settlement Plan For For Management for 2018 of the Supervisors 9.1 Elect Wang Zhanfeng as Director For For Management 9.2 Elect Li Xin as Director For For Management 9.3 Elect Zhao Jiangping as Director For For Management 9.4 Elect Zheng Jiangping as Director For For Management 9.5 Elect Zhou Langlang as Director For For Management 9.6 Elect Tse Hau Yin as Director For For Management 9.7 Elect Shao Jingchun as Director For For Management 9.8 Elect Zhu Ning as Director For For Management 9.9 Elect Chen Yuanling as Director For For Management 10.1 Elect Hu Jianzhong as Supervisor For For Management 10.2 Elect Cheng Fengchao as Supervisor For For Management 10.3 Elect Han Xiangrong as Supervisor For For Management -------------------------------------------------------------------------------- CHINA INTERNATIONAL CAPITAL CORPORATION LIMITED Ticker: 3908 Security ID: Y1R99Y109 Meeting Date: AUG 22, 2019 Meeting Type: Special Record Date: JUL 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Shen Rujun as Director For For Management -------------------------------------------------------------------------------- CHINA INTERNATIONAL CAPITAL CORPORATION LIMITED Ticker: 3908 Security ID: Y1R99Y109 Meeting Date: DEC 30, 2019 Meeting Type: Special Record Date: NOV 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2 Approve Further Amendment to the For Against Shareholder Articles of Association -------------------------------------------------------------------------------- CHINA INTERNATIONAL CAPITAL CORPORATION LIMITED Ticker: 3908 Security ID: Y1R99Y109 Meeting Date: FEB 28, 2020 Meeting Type: Special Record Date: JAN 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2.1 Elect Shen Rujun as Director For For Management 2.2 Elect Huang Hao as Director For For Management 2.3 Elect Xiong Lianhua as Director For For Management 2.4 Elect Tan Lixia as Director For For Management 2.5 Elect Duan Wenwu as Director For For Management 2.6 Elect Huang Zhaohui as Director For For Management 2.7 Elect Liu Li as Director For For Management 2.8 Elect Siu Wai Keung as Director For For Management 2.9 Elect Ben Shenglin as Director For For Management 2.10 Elect Peter Hugh Nolan as Director For For Management 3.1 Elect Jin Lizuo as Supervisor For For Management 3.2 Elect Cui Zheng as Supervisor For For Management 4 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders -------------------------------------------------------------------------------- CHINA INTERNATIONAL CAPITAL CORPORATION LIMITED Ticker: 3908 Security ID: Y1R99Y109 Meeting Date: APR 14, 2020 Meeting Type: Special Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Plan on the Initial Public For For Management Offering and Listing of RMB Ordinary Shares (A Shares) 2 Authorize Board to Deal with All For For Management Matters in Relation to the Initial Public Offering and Listing of RMB Ordinary Shares (A Shares) 3 Approve Use of Proceeds from the For For Management Initial Public Offering and Listing of RMB Ordinary Shares (A Shares) 4 Amend Articles of Association For For Management 5 Approve Dilution of Immediate Returns For For Management Resulting from the Initial Public Offering of RMB Ordinary Shares (A Shares) and the Remedial Measures 6 Approve Price Stabilization Plan of A For For Management Shares within Three Years Following the Initial Public Offering and Listing of RMB Ordinary Shares (A Shares) 7 Approve Undertakings on the For For Management Information Disclosure in the Prospectus in Connection with the Initial Public Offering and Listing of RMB Ordinary Shares (A Shares) 8 Approve Plan for Shareholders' Return For For Management within Three Years Following the Initial Public Offering and Listing of RMB Ordinary Shares (A Shares) 9 Approve Report on the Use of For For Management Previously Raised Proceeds 10 Approve Directors' Remuneration Package For For Management 11 Approve Supervisors' Remuneration For For Management Package 12 Approve Purchase of Liability For For Management Insurance for the A Shares Prospectus 13 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 14 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 15 Amend Rules and Procedures Regarding For For Management Meetings of Supervisory Committee -------------------------------------------------------------------------------- CHINA INTERNATIONAL CAPITAL CORPORATION LIMITED Ticker: 3908 Security ID: Y1R99Y109 Meeting Date: APR 14, 2020 Meeting Type: Special Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Plan on the Initial Public For For Management Offering and Listing of RMB Ordinary Shares (A Shares) 2 Authorize Board to Deal with All For For Management Matters in Relation to the Initial Public Offering and Listing of RMB Ordinary Shares (A Shares) 3 Approve Use of Proceeds from the For For Management Initial Public Offering and Listing of RMB Ordinary Shares (A Shares) 4 Approve Dilution of Immediate Returns For For Management Resulting from the Initial Public Offering of RMB Ordinary Shares (A Shares) and the Remedial Measures 5 Approve Price Stabilization Plan of A For For Management Shares within Three Years Following the Initial Public Offering and Listing of RMB Ordinary Shares (A Shares) 6 Approve Undertakings on the For For Management Information Disclosure in the Prospectus in Connection with the Initial Public Offering and Listing of RMB Ordinary Shares (A Shares) 7 Approve Report on the Use of For For Management Previously Raised Proceeds -------------------------------------------------------------------------------- CHINA INTERNATIONAL CAPITAL CORPORATION LIMITED Ticker: 3908 Security ID: Y1R99Y109 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Work Report of the Board For For Management of Directors 2 Approve 2019 Work Report of the For For Management Supervisory Committee 3 Approve 2019 Annual Report For For Management 4 Approve 2019 Profit Distribution Plan For For Management 5 Approve Deloitte Touche Tohmatsu For For Management Certified Public Accountants LLP as Domestic Accounting Firm and Deloitte Touche Tohmatsu as International Accounting Firm and Authorize Board to Fix Their Remuneration 6 Approve Plan on Authorization of the For For Management Shareholders' General Meeting to the Board of Directors -------------------------------------------------------------------------------- CHINA JINMAO HOLDINGS GROUP LIMITED Ticker: 817 Security ID: Y1500V107 Meeting Date: MAY 08, 2020 Meeting Type: Special Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Equity Transfer Agreement and For For Management Related Transactions 2 Approve Deposit Services, Loan For Against Management Services, Financing Factoring Services Under the Financial Services Framework Agreement and Related Transactions -------------------------------------------------------------------------------- CHINA JINMAO HOLDINGS GROUP LIMITED Ticker: 817 Security ID: Y1500V107 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: JUN 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3A Elect Li Congrui as Director For For Management 3B Elect Yang Lin as Director For Against Management 3C Elect Su Xijia as Director For For Management 4 Authorize Board to Fix Remuneration of For For Management Directors 5 Approve Ernst & Young as Auditors and For For Management Authorize Board to Fix Their Remuneration 6 Authorize Repurchase of Issued Share For For Management Capital 7 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 8 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- CHINA LESSO GROUP HOLDINGS LIMITED Ticker: 2128 Security ID: G2157Q102 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAY 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Zuo Manlun as Director For For Management 3b Elect Zuo Xiaoping as Director For For Management 3c Elect Lai Zhiqiang as Director For For Management 3d Elect Chen Guonan as Director For For Management 3e Elect Huang Guirong as Director For For Management 4 Authorize Board to Fix Remuneration of For For Management Directors 5 Approve Ernst & Young as Auditor and For For Management Authorize Board to Fix Their Remuneration 6a Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6b Authorize Repurchase of Issued Share For For Management Capital 6c Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- CHINA LIFE INSURANCE COMPANY LIMITED Ticker: 2628 Security ID: Y1477R204 Meeting Date: DEC 19, 2019 Meeting Type: Special Record Date: NOV 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Zhao Peng as Director For For Shareholder 2 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 3.1 Approve Company Framework Agreement, For For Management Pension Company Framework Agreement, Annual Caps and Related Transactions 3.2 Approve CLIC Framework Agreement, For For Management CLP&C Framework Agreement, CLI Framework Agreement, Annual Caps and Related Transactions 4 Approve Renewal of the Framework For For Management Agreement for Daily Connected Transactions between the Company and China Guangfa Bank Co., Ltd. 5 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- CHINA LIFE INSURANCE COMPANY LIMITED Ticker: 2628 Security ID: Y1477R204 Meeting Date: FEB 20, 2020 Meeting Type: Special Record Date: JAN 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Investment by the Company in For For Management China Life Aged-care Industry Investment Fund -------------------------------------------------------------------------------- CHINA LIFE INSURANCE COMPANY LIMITED Ticker: 2628 Security ID: Y1477R204 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: MAY 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Board of For For Management Supervisors 3 Approve 2019 Financial Report For For Management 4 Approve 2019 Profit Distribution Plan For For Management 5 Approve Remuneration of Directors and For For Management Supervisors 6 Elect Lam Chi Kuen as Director For For Management 7 Approve Ernst & Young Hua Ming LLP as For For Management the PRC Auditor and the Auditor for US Form 20-F and Ernst & Young as the Hong Kong Auditor and Authorize Board to Fix Their Remuneration 8 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights for H Shares -------------------------------------------------------------------------------- CHINA LITERATURE LIMITED Ticker: 772 Security ID: G2121R103 Meeting Date: NOV 22, 2019 Meeting Type: Special Record Date: NOV 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Proposed Revision of Annual For For Management Caps Under 2019 IP Cooperation Framework Agreement -------------------------------------------------------------------------------- CHINA LITERATURE LIMITED Ticker: 772 Security ID: G2121R103 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: JUN 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a Elect Cheng Wu as Director For For Management 2b Elect Hou Xiaonan as Director For For Management 2c Elect James Gordon Mitchell as Director For For Management 2d Elect Wu Wenhui as Director For For Management 2e Elect Cheng Yun Ming Matthew as For For Management Director 2f Elect Yu Chor Woon Carol as Director For For Management 2g Elect Leung Sau Ting Miranda as For For Management Director 2h Authorize Board to Fix Remuneration of For For Management Directors 3 Approve PricewaterhouseCoopers as For For Management Auditors and Authorize Board to Fix Their Remuneration 4A Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 4B Authorize Repurchase of Issued Share For For Management Capital 4C Authorize Reissuance of Repurchased For Against Management Shares 5 Approve Grant of Mandate to Issue For Against Management Shares Under the Restricted Share Unit Scheme 6 Amend Memorandum and Articles of For For Management Association and Adopt Amended and Restated Memorandum of Association and Articles of Association -------------------------------------------------------------------------------- CHINA LONGYUAN POWER GROUP CORPORATION LIMITED Ticker: 916 Security ID: Y1501T101 Meeting Date: NOV 15, 2019 Meeting Type: Special Record Date: OCT 14, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Sun Jinbiao as Director For For Management -------------------------------------------------------------------------------- CHINA LONGYUAN POWER GROUP CORPORATION LIMITED Ticker: 916 Security ID: Y1501T101 Meeting Date: FEB 28, 2020 Meeting Type: Special Record Date: JAN 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Zhang Xiaoliang as Director For For Management 2 Elect Hao Jingru as Supervisor For For Management -------------------------------------------------------------------------------- CHINA LONGYUAN POWER GROUP CORPORATION LIMITED Ticker: 916 Security ID: Y1501T101 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: APR 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Supervisory For For Management Board 3 Approve 2019 Independent Auditor's For For Management Report and Audited Financial Statements 4 Approve 2019 Final Financial Accounts For For Management Report 5 Approve 2019 Profit Distribution Plan For For Management 6 Approve 2020 Financial Budget Plan For Against Management 7 Approve Remuneration Plan of Directors For For Management and Supervisors 8 Approve Baker Tilly China Certified For For Management Public Accountants LLP as PRC Auditor and Authorize the Audit Committee of the Board to Fix Their Remuneration 9 Approve Ernst & Young as International For For Management Auditor and Authorize the Audit Committee of the Board to Fix Their Remuneration 10 Amend Articles of Association For For Management 11 Approve General Mandate to Apply for For For Management Registration and Issuance of Debt Financing Instruments in the PRC 12 Approve Application for Registration For For Management and Issuance of Debt Financing Instruments of Non-Financial Enterprises in the PRC 13 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- CHINA LONGYUAN POWER GROUP CORPORATION LIMITED Ticker: 916 Security ID: Y1501T101 Meeting Date: MAY 29, 2020 Meeting Type: Special Record Date: APR 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management -------------------------------------------------------------------------------- CHINA MEDICAL SYSTEM HOLDINGS LTD. Ticker: 867 Security ID: G21108124 Meeting Date: JUN 04, 2020 Meeting Type: Annual Record Date: MAY 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Lam Kong as Director For For Management 3b Elect Chen Hongbing as Director For For Management 3c Elect Wu Chi Keung as Director For For Management 3d Elect Luo, Laura Ying as Director For For Management 3e Authorize Board to Fix Remuneration of For For Management Directors 4 Appoint Deloitte Touche Tohmatsu as For For Management Auditors and Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- CHINA MENGNIU DAIRY COMPANY LIMITED Ticker: 2319 Security ID: G21096105 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: MAY 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Jeffrey, Minfang Lu as Director For For Management and Authorize Board to Fix His Remuneration 3b Elect Jiao Shuge (alias Jiao Zhen) as For Against Management Director and Authorize Board to Fix His Remuneration 3c Elect Julian Juul Wolhardt as Director For Against Management and Authorize Board to Fix His Remuneration 3d Elect Meng Fanjie as Director and For For Management Authorize Board to Fix His Remuneration 4 Approve Ernst & Young as Auditors and For Against Management Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Issued Share For For Management Capital 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Approve the Amendment to the Terms of For For Management the Options Granted Under the Share Option Scheme -------------------------------------------------------------------------------- CHINA MERCHANTS BANK CO., LTD. Ticker: 3968 Security ID: Y14896115 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: JUN 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Work Report of the Board For For Management of Directors 2 Approve 2019 Work Report of the Board For For Management of Supervisors 3 Approve 2019 Annual Report For For Management 4 Approve 2019 Audited Financial For For Management Statements 5 Approve 2019 Profit Appropriation Plan For For Management 6 Approve 2020 Engagement of Accounting For For Management Firms 7 Approve 2019 Related Party Transaction For For Management Report 8 Approve the 2020-2022 Mid-term Capital For For Management Management Plan 9 Approve Extension of the General For For Management Mandate to Issue Financial Bonds and Certificates of Deposit (CD) 10 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- CHINA MERCHANTS PORT HOLDINGS COMPANY LIMITED Ticker: 144 Security ID: Y1489Q103 Meeting Date: OCT 28, 2019 Meeting Type: Special Record Date: OCT 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Non-Acceptance of the For For Management Mandatory Unconditional Cash Offer to Acquire All the Issued H Shares in Dalian Port (PDA) Company Limited and Related Transactions 2 Elect Ge Lefu as Director For For Management -------------------------------------------------------------------------------- CHINA MERCHANTS PORT HOLDINGS COMPANY LIMITED Ticker: 144 Security ID: Y1489Q103 Meeting Date: JUN 15, 2020 Meeting Type: Annual Record Date: JUN 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3Aa Elect Deng Renjie as Director For For Management 3Ab Elect Su Jian as Director For For Management 3Ac Elect Bai Jingtao as Director For For Management 3Ad Elect Kut Ying Hay as Director For Against Management 3Ae Elect Li Ka Fai David as Director For Against Management 3B Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Deloitte Touche Tohmatsu as For Against Management Auditor and Authorize Board to Fix Their Remuneration 5A Approve Grant of Options Under the For Against Management Share Option Scheme 5B Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 5C Authorize Repurchase of Issued Share For For Management Capital 5D Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- CHINA MINSHENG BANKING CORP., LTD. Ticker: 1988 Security ID: Y1495M112 Meeting Date: APR 20, 2020 Meeting Type: Special Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Postponement of the Change of For For Management Session of the Board of Directors 2 Approve Postponement of the Change of For For Management Session of the Supervisory Board -------------------------------------------------------------------------------- CHINA MINSHENG BANKING CORP., LTD. Ticker: 1988 Security ID: Y1495M112 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: MAY 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Annual Report For For Management 2 Approve 2019 Final Financial Report For For Management 3 Approve 2019 Profit Distribution Plan For For Management 4 Approve 2020 Annual Budgets For For Management 5 Approve 2019 Work Report of the Board For For Management 6 Approve 2019 Work Report of the Board For For Management of Supervisors 7 Approve 2019 Report of Remuneration of For For Management Directors 8 Approve 2019 Report of Remuneration of For For Management Supervisors 9 Approve PricewaterhouseCoopers Zhong For Against Management Tian LLP and PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration 10 Approve Issuance of Undated Capital For For Management Bonds in the Next Three Years 11 Approve Extension of the Validity For For Management Period of the Resolutions on the Public Issuance of A Share Convertible Corporate Bonds and Related Transactions 12 Approve Report on Utilization of For For Management Proceeds from the Previous Issuance 13 Approve Shareholder Return Plan for For For Management 2019 to 2021 14 Approve Impacts on Dilution of Current For For Management Returns of the Public Issuance of A Share Convertible Corporate Bonds and the Remedial Measures 15 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 16 Approve Issuance of Financial Bonds For Against Management and Tier-2 Capital Bonds in the Next Three Years 17 Approve Change of Registered Capital For For Management 18 Amend Articles of Association For For Management 19 Elect Gao Yingxin as Director For For Shareholder -------------------------------------------------------------------------------- CHINA MINSHENG BANKING CORP., LTD. Ticker: 1988 Security ID: Y1495M112 Meeting Date: JUN 29, 2020 Meeting Type: Special Record Date: MAY 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extension of the Validity For For Management Period of the Resolutions on the Public Issuance of A Share Convertible Corporate Bonds and Related Transactions -------------------------------------------------------------------------------- CHINA MOBILE LIMITED Ticker: 941 Security ID: Y14965100 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Elect Wang Yuhang as Director For For Management 4.1 Elect Paul Chow Man Yiu as Director For For Management 4.2 Elect Stephen Yiu Kin Wah as Director For For Management 5 Approve PricewaterhouseCoopers and For Against Management PricewaterhouseCoopers Zhong Tian LLP as Auditors and Authorize Board to Fix Their Remuneration 6 Authorize Repurchase of Issued Share For For Management Capital 7 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 8 Authorize Reissuance of Repurchased For Against Management Shares 9 Adopt Share Option Scheme and Related For Against Management Transactions -------------------------------------------------------------------------------- CHINA MOLYBDENUM CO., LTD. Ticker: 3993 Security ID: Y1503Z105 Meeting Date: DEC 27, 2019 Meeting Type: Special Record Date: NOV 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee by the For For Management Company to Its Joint-Stock Company Huayue Nickel Cobalt 2 Approve Provision of Financing For For Shareholder Guarantee Among Direct or Indirect Wholly-Owned Subsidiaries of the Company 3 Approve Provision of Supply Chain For For Shareholder Financing Guarantee by by IXM, an Indirect Wholly-Owned Subsidiary of the Company, to Its Suppliers -------------------------------------------------------------------------------- CHINA MOLYBDENUM CO., LTD. Ticker: 3993 Security ID: Y1503Z105 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Financial Report and For For Management Financial Statements 2 Approve 2020 Budget Report For Against Management 3 Approve 2019 Profit Distribution Plan For For Management 4 Approve 2019 Report of the Board of For For Management Directors 5 Approve 2019 Report of the Supervisory For For Management Committee 6 Approve 2019 Annual Report For For Management 7 Approve Appointment of 2020 External For Against Management Auditor 8 Approve Purchase of Structured Deposit For Against Management with Internal Idle Fund 9 Approve Purchase of Wealth Management For For Management or Entrusted Wealth Management Products with Internal Idle Funds 10 Approve Provision of Guarantee to For For Management Wholly-owned Subsidiaries 11 Approve Extension for the Provision of For For Management Financing Guarantee to a Joint Venture of the Company 12 Approve and Authorize the Board of For Against Management Directors to Decide on the Issuance of Debt Financing Instruments 13 Approve Forfeiture of Uncollected For For Management Dividend of H Shareholders for the Year 2012 14 Approve Amendments to Articles of For For Management Association 15 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 16 Authorize Board to Deal with All For For Management Matters in Relation to the Distribution of 2020 Interim and Quarterly Dividend 17 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights for A Shares and/or H Shares 18 Authorize Repurchase of Issued H Share For For Management Capital -------------------------------------------------------------------------------- CHINA MOLYBDENUM CO., LTD. Ticker: 3993 Security ID: Y1503Z105 Meeting Date: JUN 12, 2020 Meeting Type: Special Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 3 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights for A Shares and/or H Shares 4 Authorize Repurchase of Issued H Share For For Management Capital -------------------------------------------------------------------------------- CHINA NATIONAL BUILDING MATERIAL COMPANY LIMITED Ticker: 3323 Security ID: Y15045100 Meeting Date: DEC 09, 2019 Meeting Type: Special Record Date: NOV 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Zhan Yanjing as Director and For For Shareholder Authorize Board to Fix Her Remuneration 2 Approve Financial Services Framework For Against Management Agreement, Provision of Deposit Services, the Caps of the Deposit Services and Related Transactions -------------------------------------------------------------------------------- CHINA NATIONAL BUILDING MATERIAL COMPANY LIMITED Ticker: 3323 Security ID: Y15045100 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: APR 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Supervisory For For Management Committee 3 Approve 2019 Auditors' Report and For For Management Audited Financial Statements 4 Approve 2019 Profit Distribution Plan For For Management and Final Dividend Distribution Plan 5 Authorize Board to Deal With All For For Management Matters in Relation to the Company's Distribution of Interim Dividend 6 Approve Baker Tilly China Certified For For Management Public Accountants as Domestic Auditor and Baker Tilly Hong Kong Limited as International Auditor and Authorize Board to Fix Their Remuneration 7 Elect Li Jun as Director and Authorize For For Management Board to Fix His Remuneration 8 Elect Wang Yumeng as Supervisor and For For Management Authorize Board to Fix His Remuneration 9 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights for Unlisted Shares and H Shares 10 Approve Issuance of Debt Financing For Against Management Instruments and Related Transactions 11a Amend Articles of Association For For Management 11b Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders -------------------------------------------------------------------------------- CHINA NATIONAL BUILDING MATERIAL COMPANY LIMITED Ticker: 3323 Security ID: Y15045100 Meeting Date: MAY 22, 2020 Meeting Type: Special Record Date: APR 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Amend Articles of Association For For Management 1b Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders -------------------------------------------------------------------------------- CHINA OILFIELD SERVICES LIMITED Ticker: 2883 Security ID: Y15002101 Meeting Date: DEC 18, 2019 Meeting Type: Special Record Date: NOV 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Revision of the Annual Cap of For For Management the Continuing Connected Transactions of 2019 Under the Master Services Framework Agreement for 2017-2019 2 Approve Annual Caps of the Continuing For For Management Connected Transactions for the Upcoming Three Years 3 Approve US Dollar Loan by the Overseas For For Management Subsidiary and the Provision of Guarantee by the Company 4 Approve Provision of Guarantee for the For For Management Issuance of US Dollar Bonds by an Overseas Subsidiary 5 Approve Issuance of US Dollar Bonds by For For Management an Overseas Subsidiary in 2020 -------------------------------------------------------------------------------- CHINA OILFIELD SERVICES LIMITED Ticker: 2883 Security ID: Y15002101 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Financial Statements and For For Management Statutory Reports 2 Approve 2019 Profit Distribution Plan For For Management and Annual Dividend Plan 3 Approve 2019 Report of the Directors For For Management 4 Approve 2019 Report of the Supervisory For For Management Committee 5 Approve Deloitte Touche Tohmatsu For For Management Certified Public Accountants LLP as Domestic Auditors and Deloitte Touche Tohmatsu as International Auditors and Authorize Board to Fix Their Remuneration 6 Approve Provision of Guarantees for For Against Management Other Parties 7 Elect Lin Boqiang as Director For For Management 8 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights for H Shares 9 Authorize Repurchase of Issued A and H For For Management Share Capital -------------------------------------------------------------------------------- CHINA OILFIELD SERVICES LIMITED Ticker: 2883 Security ID: Y15002101 Meeting Date: MAY 28, 2020 Meeting Type: Special Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Repurchase of Issued A and H For For Management Share Capital -------------------------------------------------------------------------------- CHINA OVERSEAS LAND & INVESTMENT LTD. Ticker: 688 Security ID: Y15004107 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: JUN 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Zhang Zhichao as Director For For Management 3b Elect Zhuang Yong as Director For Against Management 3c Elect Guo Guanghui as Director For Against Management 3d Elect Fan Hsu Lai Tai, Rita as Director For For Management 3e Elect Li Man Bun, Brian David as For Against Management Director 4 Authorize Board to Fix Remuneration of For For Management Directors 5 Approve Ernst & Young as Auditor and For Against Management Authorize Board to Fix Their Remuneration 6 Authorize Repurchase of Issued Share For For Management Capital 7 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 8 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- CHINA OVERSEAS PROPERTY HOLDINGS LIMITED Ticker: 2669 Security ID: G2118M109 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: JUN 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3A Elect Zhang Guiqing as Director For For Management 3B Elect Yang Ou as Director For For Management 3C Elect Kam Yuk Fai as Director For For Management 3D Elect So, Gregory Kam Leung as Director For For Management 4 Authorize Board to Fix Remuneration of For For Management Directors 5 Approve Ernst & Young as Auditor and For For Management Authorize Board to Fix Their Remuneration 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Authorize Repurchase of Issued Share For For Management Capital 8 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- CHINA OVERSEAS PROPERTY HOLDINGS LIMITED Ticker: 2669 Security ID: G2118M109 Meeting Date: JUN 19, 2020 Meeting Type: Special Record Date: JUN 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve CSCEC Services Agreement, For For Management CSCEC Services Caps and Related Transactions 2 Approve COLI Services Agreement, COLI For For Management Services Caps and Related Transactions 3 Approve COGO Services Agreement, COGO For For Management Services Caps and Related Transactions 4 Approve CSC Services Agreement, CSC For For Management Services Caps and Related Transactions -------------------------------------------------------------------------------- CHINA PACIFIC INSURANCE (GROUP) CO., LTD. Ticker: 2601 Security ID: Y1505Z103 Meeting Date: NOV 08, 2019 Meeting Type: Special Record Date: OCT 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance and Admission of GDRs For For Management 2 Approve Validity Period of the For For Management Resolutions in Respect of the Issuance and Admission of GDRs 3 Authorize Board to Deal with All For For Management Matters in Relation to the Issuance and Admission of GDRs 4 Approve Distribution of Accumulated For For Management Profits Prior to the Issuance and Admission of GDRs 5 Approve Plan for the Use of Proceeds For For Management from the Issuance and Admission of GDRs 6 Approve Purchase of Prospectus For For Management Liability Insurance for Directors, Supervisors and Senior Management Members -------------------------------------------------------------------------------- CHINA PACIFIC INSURANCE (GROUP) CO., LTD. Ticker: 2601 Security ID: Y1505Z103 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: APR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Board of For For Management Supervisors 3 Approve 2019 Annual Report of A shares For For Management 4 Approve 2019 Annual Report of H Shares For For Management 5 Approve 2019 Financial Statements and For For Management Report 6 Approve 2019 Profit Distribution Plan For For Management 7 Approve PricewaterhouseCoopers Zhong For For Management Tian LLP as PRC Auditor and Internal Control Auditor and to PricewaterhouseCoopers as Hong Kong Auditor 8 Approve 2019 Due Diligence Report For For Management 9 Approve 2019 Report on Performance of For For Management Independent Directors 10 Approve 2020-2022 Development Plan For For Management 11 Approve 2020 Donations For For Management 12.1 Elect Kong Qingwei as Director For For Management 12.2 Elect Fu Fan as Director For For Management 12.3 Elect Wang Tayu as Director For For Management 12.4 Elect Wu Junhao as Director For For Management 12.5 Elect Zhou Donghui as Director For For Management 12.6 Elect Huang Dinan as Director For For Management 12.7 Elect Lu Qiaoling as Director For For Management 12.8 Elect Liu Xiaodan as Director For For Management 12.9 Elect Chen Jizhong as Director For For Management 12.10 Elect Lam Tyng Yih, Elizabeth as For For Management Director 12.11 Elect Woo Ka Biu, Jackson as Director For For Management 12.12 Elect Jiang Xuping as Director For For Management 13.1 Elect Lu Ning as Supervisor For For Management 13.2 Elect Lu Guofeng as Supervisor For For Management 14 Approve Amendments to Articles of For For Management Association 15 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 16 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 18 Elect Zhu Yonghong as Supervisor For For Shareholder -------------------------------------------------------------------------------- CHINA PETROLEUM & CHEMICAL CORP. Ticker: 386 Security ID: Y15010104 Meeting Date: MAR 25, 2020 Meeting Type: Special Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Zhang Yuzhuo as Director For For Management -------------------------------------------------------------------------------- CHINA PETROLEUM & CHEMICAL CORP. Ticker: 386 Security ID: Y15010104 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors of Sinopec Corp. 2 Approve 2019 Report of the Board of For For Management Supervisors of Sinopec Corp. 3 Approve 2019 Audited Financial Reports For For Management of Sinopec Corp. 4 Approve 2019 Profit Distribution Plan For For Management of Sinopec Corp. 5 Approve 2020 Interim Profit For For Management Distribution Plan of Sinopec Corp. 6 Approve PricewaterhouseCoopers Zhong For Against Management Tian LLP and PricewaterhouseCoopers as External Auditors of Sinopec Corp. and Authorize Board to Fix Their Remuneration 7 Approve Issuance of Debt Financing For Against Management Instruments 8 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights for New Domestic Shares and/or Overseas-Listed Foreign Shares 9 Elect Liu Hongbin as Director For For Management 10 Approve Provision of External For For Shareholder Guarantees -------------------------------------------------------------------------------- CHINA POWER INTERNATIONAL DEVELOPMENT LIMITED Ticker: 2380 Security ID: Y1508G102 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: JUN 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Elect Wang Xianchun as Director For For Management 4 Elect Yau Ka Chi as Director For For Management 5 Authorize Board to Fix Remuneration of For For Management Directors 6 Approve Ernst &Young as Auditor and For For Management Authorize Board to Fix Their Remuneration 7A Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7B Authorize Repurchase of Issued Share For For Management Capital 7C Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- CHINA RAILWAY CONSTRUCTION CORPORATION LIMITED Ticker: 1186 Security ID: Y1508P110 Meeting Date: DEC 18, 2019 Meeting Type: Special Record Date: NOV 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- CHINA RAILWAY CONSTRUCTION CORPORATION LIMITED Ticker: 1186 Security ID: Y1508P110 Meeting Date: MAR 10, 2020 Meeting Type: Special Record Date: FEB 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders -------------------------------------------------------------------------------- CHINA RAILWAY CONSTRUCTION CORPORATION LIMITED Ticker: 1186 Security ID: Y1508P110 Meeting Date: APR 28, 2020 Meeting Type: Special Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Initial Public Offering and For For Management Listing of China Railway Construction Heavy Industry Corporation Limited on the Science and Technology Innovation Board of Shanghai Stock Exchange 2 Approve Spin-Off and Listing of the For For Management Subsidiary of the Company Continuously in Compliance with the Relevant Conditions Under Certain Provisions on Pilot Domestic Listing of Spin-Off Subsidiaries of Listed Companies 3 Approve Spin-Off of China Railway For For Management Construction Heavy Industry Corporation Limited on the Science and Technology Innovation Board which Benefits the Safeguarding of Legal Rights and Interests of Shareholders and Creditors 4 Approve Ability to Maintain For For Management Independence and Sustainable Operation Ability of the Company 5 Approve Corresponding Standardized For For Management Operation Ability of China Railway Construction Heavy Industry Corporation Limited 6 Approve Spin-Off and Listing of For For Management Subsidiary on the Science and Technology Innovation Board in Compliance with Relevant Laws and Regulations 7 Approve Explanation of the For For Management Completeness and Compliance of Statutory Procedures and the Validity of the Legal Documents Submitted in the Spin-Off 8 Approve Objective, Business For For Management Reasonableness, Necessity and Feasibility of the Spin-Off 9 Approve Consideration and Approval of For For Management the Plan for the Spin-Off and Listing of China Railway Construction Heavy Industry Corporation Limited on the Science and Technology Innovation Board of China Railway Construction Corporation Limited (Revised) 10 Approve Authorization to the Board and For For Management Its Authorized Persons to Deal with Matters Relating to the Listing of CRCHI on the Science and Technology Innovation Board at their Full Discretion -------------------------------------------------------------------------------- CHINA RAILWAY CONSTRUCTION CORPORATION LIMITED Ticker: 1186 Security ID: Y1508P110 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: JUN 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Work Report of the Board For For Management of Directors 2 Approve 2019 Work Report of the For For Management Supervisory Committee 3 Approve 2019 Audited Financial For For Management Statements 4 Approve 2019 Profit Distribution Plan For For Management 5 Approve 2019 Annual Report and Its For For Management Summary 6 Approve Determination of the Caps for For Against Management Guarantees for Wholly-Owned and Holding Subsidiaries of the Company for 2020 7 Approve Deloitte Touche Tohmatsu For For Management Certified Public Accountants LLP as External Auditors and Payment of 2019 Audit Fee 8 Approve Remuneration of Directors and For For Management Supervisors 9 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights for A Shares and/or H Shares -------------------------------------------------------------------------------- CHINA RAILWAY GROUP LIMITED Ticker: 390 Security ID: Y1509D116 Meeting Date: OCT 30, 2019 Meeting Type: Special Record Date: OCT 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Chen Yun as Director For For Management 2 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisory Committee 3 Amend Articles of Association For For Shareholder -------------------------------------------------------------------------------- CHINA RAILWAY GROUP LIMITED Ticker: 390 Security ID: Y1509D116 Meeting Date: APR 29, 2020 Meeting Type: Special Record Date: APR 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Wang Shiqi as Director For For Management -------------------------------------------------------------------------------- CHINA RAILWAY GROUP LIMITED Ticker: 390 Security ID: Y1509D116 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: JUN 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Supervisory For For Management Committee 3 Approve 2019 Work Report of For For Management Independent Directors 4 Approve 2019 A Share Annual Report and For For Management the Abstract, H Share Annual Report and Results Announcement 5 Approve 2019 Audited Consolidated For For Management Financial Statements 6 Approve 2019 Profit Distribution Plan For For Management 7 Approve PricewaterhouseCoopers as For For Management International Auditors and PricewaterhouseCoopers Zhong Tian LLP as Domestic Auditors and to Fix Their Remuneration 8 Approve PricewaterhouseCoopers Zhong For For Management Tian LLP as Internal Control Auditors and to Fix Their Remuneration 9 Approve Remuneration of Directors and For For Management Supervisors 10 Approve Purchase of Liabilities For For Management Insurance for Directors, Supervisors and Senior Management of the Company 11 Approve Provision of External For Against Management Guarantee by the Company 12 Approve Issuance of Domestic and For Against Management Overseas Debt Financing Instruments 13 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 14 Amend Articles of Association For Against Management 15 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders -------------------------------------------------------------------------------- CHINA RAILWAY SIGNAL & COMMUNICATION CORPORATION LIMITED Ticker: 3969 Security ID: Y1R0AG105 Meeting Date: FEB 12, 2020 Meeting Type: Special Record Date: JAN 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.01 Elect Xu Zongxiang as Director For For Management 2.01 Elect Kong Ning as Supervisor For For Shareholder 2.02 Elect Li Tienan as Supervisor For For Shareholder -------------------------------------------------------------------------------- CHINA RAILWAY SIGNAL & COMMUNICATION CORPORATION LIMITED Ticker: 3969 Security ID: Y1R0AG105 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Work Report of the Board For For Management of Directors 2 Approve 2019 Work Report of the For For Management Supervisory Committee 3 Approve 2019 Annual Report For For Management 4 Approve 2019 Financial Report For For Management 5 Approve Ernst & Young Hua Ming LLP as For For Management Financial Statements Auditor and Authorize Board to Fix Their Remuneration 6 Approve Ernst & Young Hua Ming LLP as For For Shareholder Internal Control Auditor and Authorize Board to Fix Their Remuneration 7 Approve Estimations on Ordinary For For Management Related Party Transactions for 2020-2022 8 Approve 2019 Profits Distribution Plan For For Management 9 Approve Remuneration of Directors and For For Management Supervisors 10 Approve Change in the Use of Proceeds For For Management Raised from H Shares 11 Approve General Authorization for the For For Management Issuance of Debt Financing Instruments 12 Approve Amendments to Articles of For For Management Association and Amend Rules and Procedures Regarding General Meetings of Shareholders 13 Authorize Repurchase of Issued H Share For For Shareholder Capital -------------------------------------------------------------------------------- CHINA RAILWAY SIGNAL & COMMUNICATION CORPORATION LIMITED Ticker: 3969 Security ID: Y1R0AG105 Meeting Date: JUN 12, 2020 Meeting Type: Special Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association and Amend Rules and Procedures Regarding General Meetings of Shareholders 2 Authorize Repurchase of Issued H Share For For Shareholder Capital -------------------------------------------------------------------------------- CHINA REINSURANCE (GROUP) CORPORATION Ticker: 1508 Security ID: Y1R0AJ109 Meeting Date: OCT 21, 2019 Meeting Type: Special Record Date: SEP 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Liu Xiaopeng as Director For For Management -------------------------------------------------------------------------------- CHINA REINSURANCE (GROUP) CORPORATION Ticker: 1508 Security ID: Y1R0AJ109 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Board of For For Management Supervisors 3 Approve Remuneration of Directors and For For Management Supervisor 4 Approve 2019 Final Financial Accounts For For Management Report 5 Approve 2019 Profit Distribution Plan For For Management 6 Approve 2020 Investment Budget for For For Management Fixed Assets 7 Approve PricewaterhouseCoopers Zhong For For Management Tian LLP and PricewaterhouseCoopers as Domestic and Overseas Auditors, Respectively, and Fix Their Remunerations -------------------------------------------------------------------------------- CHINA RESOURCES BEER (HOLDINGS) COMPANY LIMITED Ticker: 291 Security ID: Y15037107 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3.1 Elect Hou Xiaohai as Director For For Management 3.2 Elect Lai Po Sing, Tomakin as Director For For Management 3.3 Elect Tuen-Muk Lai Shu as Director For For Management 3.4 Elect Li Ka Cheung, Eric as Director For For Management 3.5 Elect Cheng Mo Chi, Moses as Director For Against Management 3.6 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Deloitte Touche Tohmatsu as For For Management Auditor and Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Issued Share For For Management Capital 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- CHINA RESOURCES CEMENT HOLDINGS LTD. Ticker: 1313 Security ID: G2113L106 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: JUN 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3.1 Elect Zhou Longshan as Director For For Management 3.2 Elect Ji Youhong as Director For For Management 3.3 Elect Ip Shu Kwan Stephen as Director For For Management 3.4 Elect Lam Chi Yuen Nelson as Director For For Management 3.5 Authorize Board to Fix Remuneration of For For Management Directors 4 Appoint Ernst and Young as Auditor and For For Management Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Issued Share For For Management Capital 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- CHINA RESOURCES GAS GROUP LIMITED Ticker: 1193 Security ID: G2113B108 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3.1 Elect Chen Ying as Director For Against Management 3.2 Elect Wang Yan as Director For Against Management 3.3 Elect Wong Tak Shing as Director For For Management 3.4 Elect Yu Hon To, David as Director For Against Management 3.5 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Ernst & Young as Auditor and For For Management Authorize Board to Fix Their Remuneration 5A Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 5B Authorize Repurchase of Issued Share For For Management Capital 5C Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- CHINA RESOURCES LAND LIMITED Ticker: 1109 Security ID: G2108Y105 Meeting Date: JUN 02, 2020 Meeting Type: Annual Record Date: MAY 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3.1 Elect Wang Xiangming as Director For For Management 3.2 Elect Zhang Dawei as Director For Against Management 3.3 Elect Xie Ji as Director For For Management 3.4 Elect Yan Biao as Director For Against Management 3.5 Elect Chen Ying as Director For Against Management 3.6 Elect Ho Hin Ngai, Bosco as Director For For Management 3.7 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Ernst & Young as Auditor and For For Management Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Issued Share For For Management Capital 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- CHINA RESOURCES PHARMACEUTICAL GROUP LIMITED Ticker: 3320 Security ID: Y1511B108 Meeting Date: JUN 22, 2020 Meeting Type: Annual Record Date: JUN 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3.1 Elect Han Yuewei as Director For For Management 3.2 Elect Li Xiangming as Director For For Management 3.3 Elect Weng Jingwen as Director For For Management 3.4 Elect Yu Zhongliang as Director For Against Management 3.5 Elect Guo Wei as Director For For Management 3.6 Elect Shing Mo Han Yvonne as Director For For Management 3.7 Elect Kwok Kin Fun as Director For For Management 3.8 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Ernst & Young as Auditor and For For Management Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Issued Share For For Management Capital 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- CHINA RESOURCES POWER HOLDINGS COMPANY LIMITED Ticker: 836 Security ID: Y1503A100 Meeting Date: JUN 09, 2020 Meeting Type: Annual Record Date: JUN 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3.1 Elect Wang Chuandong as Director For For Management 3.2 Elect Tang Yong as Director For For Management 3.3 Elect Zhang Junzheng as Director For For Management 3.4 Elect Wang Xiao Bin as Director For For Management 3.5 Elect Wang Yan as Director For Against Management 3.6 Elect Ma Chiu-Cheung, Andrew as For For Management Director 3.7 Elect So Chak Kwong, Jack as Director For Against Management 3.8 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Deloitte Touche Tohmatsu as For For Management Auditors and Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Issued Share For For Management Capital 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- CHINA SHENHUA ENERGY COMPANY LIMITED Ticker: 1088 Security ID: Y1504C113 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: APR 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Supervisory For For Management Committee 3 Approve 2019 Audited Financial For For Management Statements 4 Approve 2019 Profit Distribution Plan For For Management and Final Dividend 5 Approve 2019 Remuneration of Directors For For Management and Supervisors 6 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management 7 Approve KPMG as International Auditors For For Management and KPMG Huazhen LLP as PRC Auditors and Authorize Directors' Committee to Fix Their Remuneration 8 Approve Entering into the Shenhua For For Management Finance Capital Increase Agreement with Shuohuang Railway, Zhunge'er Energy, Baoshen Railway, China Energy and Shenhua Finance and Related Transactions 9 Approve Entering into the Termination For Against Management Agreement of the Existing Financial Services Agreement with China Energy, Entering into the New Financial Services Agreement with Shenhua Finance and the Terms, Annual Caps and Related Transactions 10 Approve the Increase of Cash Dividend For For Management Percentage for 2019-2021 11 Amend Articles of Association For Against Management Regarding Party Committee 12 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 13 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 14 Amend Rules and Procedures Regarding For For Management Meetings of Supervisory Committee 15.01 Elect Wang Xiangxi as Director For For Shareholder 15.02 Elect Yang Jiping as Director For For Shareholder 15.03 Elect Xu Mingjun as Director For For Shareholder 15.04 Elect Jia Jinzhong as Director For For Shareholder 15.05 Elect Zhao Yongfeng as Director For For Shareholder 16.01 Elect Yuen Kwok Keung as Director For For Shareholder 16.02 Elect Bai Chong-En as Director For For Shareholder 16.03 Elect Chen Hanwen as Director For For Shareholder 17.01 Elect Luo Meijian as Supervisor For For Shareholder 17.02 Elect Zhou Dayu as Supervisor For For Shareholder -------------------------------------------------------------------------------- CHINA SHENHUA ENERGY COMPANY LIMITED Ticker: 1088 Security ID: Y1504C113 Meeting Date: MAY 29, 2020 Meeting Type: Special Record Date: APR 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management -------------------------------------------------------------------------------- CHINA SOUTHERN AIRLINES COMPANY LIMITED Ticker: 1055 Security ID: Y1503W102 Meeting Date: DEC 27, 2019 Meeting Type: Special Record Date: NOV 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Services Framework For Against Management Agreement Entered into Between the Company and Southern Airlines Group Finance Company Limited 2 Approve 2020-2022 Finance and Lease For For Management Service Framework Agreement Entered into Between the Company and China Southern Air Leasing Company Limited 3 Approve Satisfaction of the Conditions For For Shareholder of the Non-Public Issue of A Shares 4 Approve Feasibility Report on the Use For For Shareholder of Proceeds from the Non-Public Issue of A Shares 5 Approve Impacts of Dilution of Current For For Shareholder Returns of the Non-Public Issue of Shares and the Remedial Returns Measures and the Undertakings from Controlling Shareholder, Directors and Senior Management on the Relevant Measures 6 Approve Plan of Shareholders' Return For For Shareholder of China Southern Airlines Company Limited (2020-2022) 7 Approve Report on Use of Proceeds from For For Shareholder Previous Fund Raising Activities 8.01 Approve Types of Shares to be Issued For For Shareholder and the Par Value 8.02 Approve Issue Method and Period For For Shareholder 8.03 Approve Targeted Subscriber and For For Shareholder Subscription Method 8.04 Approve Issue Price For For Shareholder 8.05 Approve Number of Shares to be Issued For For Shareholder 8.06 Approve Lock-up Period For For Shareholder 8.07 Approve Proceeds Raised and the Use of For For Shareholder Proceeds 8.08 Approve Place of Listing For For Shareholder 8.09 Approve Arrangement for the For For Shareholder Distribution of Undistributed Profits Accumulated Before the Non-Public Issue of A Shares 8.10 Approve Validity Period of this For For Shareholder Resolution Regarding the Non-Public Issuance of A Shares 9.01 Approve Types of Shares to be Issued For For Shareholder and the Par Value 9.02 Approve Issue Method and Period For For Shareholder 9.03 Approve Targeted Subscriber and For For Shareholder Subscription Method 9.04 Approve Issue Price For For Shareholder 9.05 Approve Issue Size and Number of For For Shareholder Shares to be Issued 9.06 Approve Lock-up Period For For Shareholder 9.07 Approve Use of Proceeds For For Shareholder 9.08 Approve Listing Arrangement For For Shareholder 9.09 Approve Arrangement for the For For Shareholder Distribution of Undistributed Profits Accumulated Before the Non-Public Issue of H Shares 9.10 Approve Validity Period of this For For Shareholder Resolution Regarding the Non-Public Issuance of H Shares 10 Approve Preliminary Proposal of the For For Shareholder Non-Public Issue of A Shares 11 Approve Connected Transactions For For Shareholder Involved in the Non-Public Issue of A Shares 12 Approve Connected Transactions For For Shareholder Involved in the Non-Public Issue of H Shares 13 Approve Conditional Subscription For For Shareholder Agreement Relating to the Subscription of the A Shares Under the Non-Public Issue of A Shares 14 Approve Conditional Subscription For For Shareholder Agreement Relating to the Subscription of the H Shares Under the Non-Public Issue of H Shares 15 Approve Amendments to Articles of For For Shareholder Association 16 Authorize Board to Deal with All For For Shareholder Matters Relating to the Non-Public Issue of A Shares and the Non-Public Issue of H Shares -------------------------------------------------------------------------------- CHINA SOUTHERN AIRLINES COMPANY LIMITED Ticker: 1055 Security ID: Y1503W102 Meeting Date: DEC 27, 2019 Meeting Type: Special Record Date: NOV 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.01 Approve Types of Shares to be Issued For For Shareholder and the Par Value 1.02 Approve Issue Method and Period For For Shareholder 1.03 Approve Targeted Subscriber and For For Shareholder Subscription Method 1.04 Approve Issue Price For For Shareholder 1.05 Approve Number of Shares to be Issued For For Shareholder 1.06 Approve Lock-up Period For For Shareholder 1.07 Approve Proceeds Raised and the Use of For For Shareholder Proceeds 1.08 Approve Place of Listing For For Shareholder 1.09 Approve Arrangement for the For For Shareholder Distribution of Undistributed Profits Accumulated Before the Non-Public Issue of A Shares 1.10 Approve Validity Period of this For For Shareholder Resolution Regarding the Non-Public Issuance of A Shares 2 Approve Preliminary Proposal of the For For Shareholder Non-Public Issue of A Shares 3 Approve Connected Transactions For For Shareholder Involved in the Non-Public Issue of A Shares 4 Approve Conditional Subscription For For Shareholder Agreement Relating to the Subscription of the A Shares Under the Non-Public Issue of A Shares -------------------------------------------------------------------------------- CHINA SOUTHERN AIRLINES COMPANY LIMITED Ticker: 1055 Security ID: Y1503W102 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: MAY 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Directors For For Management 2 Approve 2019 Report of the Supervisory For For Management Committee 3 Approve 2019 Audited Consolidated For For Management Financial Statements 4 Approve 2019 Profit Distribution For For Management Proposal 5 Approve KPMG Huazhen (Special General For For Management Partnership) as Auditors for Domestic and U.S. Financial Reporting and Internal Control of Financial Reporting and KPMG as Auditors for Hong Kong Financial Reporting and Authorize Board to Fix Their Remuneration 6 Approve Authorization to Xiamen For Against Management Airlines Company Limited to Provide Guarantees to Its Four Holding Subsidiaries 7 Approve Authorization to the Company For For Management and Its Holding Subsidiaries to Respectively Provide Guarantees to Their Special Purpose Vehicles 8 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 9 Authorize Board to Issue Debt For Against Management Financing Instruments Under the General Mandate 10 Approve Satisfaction by the Company of For For Management the Conditions of the Public Issuance of A Share Convertible Bonds 11.01 Approve Type of Securities to be Issued For For Management 11.02 Approve Size of Issuance For For Management 11.03 Approve Par Value and Issue Price For For Management 11.04 Approve Term For For Management 11.05 Approve Interest Rate For For Management 11.06 Approve Method and Timing of Interest For For Management Payment and Repayment of Principal 11.07 Approve Conversion Period For For Management 11.08 Approve Determination and Adjustment For For Management of the Conversion Price 11.09 Approve Terms of Downward Adjustment For For Management to the Conversion Price 11.10 Approve Method for Determining the For For Management Number of Shares for Conversion 11.11 Approve Terms of Redemption For For Management 11.12 Approve Terms of Sale Back For For Management 11.13 Approve Attribution of Dividend in the For For Management Year of Conversion 11.14 Approve Method of Issuance and For For Management Targeted Subscribers 11.15 Approve Subscription Arrangement for For For Management the Existing A Shareholders 11.16 Approve Matters Relating to A Share For For Management Convertible Bond Holders' Meetings 11.17 Approve Use of Proceeds For For Management 11.18 Approve Guarantee and Security For For Management 11.19 Approve Deposit Account for Proceeds For For Management Raised 11.20 Approve Ratings For For Management 11.21 Approve Validity Period of the For For Management Proposal on the Issuance of A Share Convertible Bonds 12 Approve Preliminary Plan of the For For Management Proposed Issuance of A Share Convertible Bonds 13 Approve Feasibility Report on the Use For For Management of Proceeds Raised from the Proposed Public Issuance of A Share Convertible Bonds 14 Approve Report on the Use of For For Management Previously Raised Funds 15 Approve Risk Notifications on Dilution For For Management of Immediate Returns by the Proposed Public Issuance of A Share Convertible Bonds and the Remedial Measures 16 Authorize Board and Its Authorized For For Management Persons to Handle All Matters in Relation to the Proposed Public Issuance of A Share Convertible Bonds 17 Approve Rules for A Share Convertible For For Management Bond Holders' Meeting 18 Approve Possible Pre-Emptive For For Management Subscription for the Proposed Public Issuance of A Share Convertible Bonds by the Controlling Shareholder -------------------------------------------------------------------------------- CHINA SOUTHERN AIRLINES COMPANY LIMITED Ticker: 1055 Security ID: Y1503W102 Meeting Date: JUN 30, 2020 Meeting Type: Special Record Date: MAY 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.01 Approve Type of Securities to be Issued For For Management 1.02 Approve Size of Issuance For For Management 1.03 Approve Par Value and Issue Price For For Management 1.04 Approve Term For For Management 1.05 Approve Interest Rate For For Management 1.06 Approve Method and Timing of Interest For For Management Payment and Repayment of Principal 1.07 Approve Conversion Period For For Management 1.08 Approve Determination and Adjustment For For Management of the Conversion Price 1.09 Approve Terms of Downward Adjustment For For Management to the Conversion Price 1.10 Approve Method for Determining the For For Management Number of Shares for Conversion 1.11 Approve Terms of Redemption For For Management 1.12 Approve Terms of Sale Back For For Management 1.13 Approve Attribution of Dividend in the For For Management Year of Conversion 1.14 Approve Method of Issuance and For For Management Targeted Subscribers 1.15 Approve Subscription Arrangement for For For Management the Existing A Shareholders 1.16 Approve Matters Relating to A Share For For Management Convertible Bond Holders' Meetings 1.17 Approve Use of Proceeds For For Management 1.18 Approve Guarantee and Security For For Management 1.19 Approve Deposit Account for Proceeds For For Management Raised 1.20 Approve Ratings For For Management 1.21 Approve Validity Period of the For For Management Proposal on the Issuance of A Share Convertible Bonds 2 Approve Preliminary Plan of the For For Management Proposed Issuance of A Share Convertible Bonds 3 Authorize Board and Its Authorized For For Management Persons to Handle All Matters in Relation to the Proposed Public Issuance of A Share Convertible Bonds -------------------------------------------------------------------------------- CHINA STATE CONSTRUCTION INTERNATIONAL HOLDINGS LIMITED Ticker: 3311 Security ID: G21677136 Meeting Date: AUG 09, 2019 Meeting Type: Special Record Date: AUG 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Framework Agreement, Annual For For Management Caps and Related Transactions -------------------------------------------------------------------------------- CHINA STATE CONSTRUCTION INTERNATIONAL HOLDINGS LIMITED Ticker: 3311 Security ID: G21677136 Meeting Date: MAY 27, 2020 Meeting Type: Special Record Date: APR 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Supplemental Agreement, For For Management Proposed Revised Annual Caps and Related Transactions -------------------------------------------------------------------------------- CHINA STATE CONSTRUCTION INTERNATIONAL HOLDINGS LIMITED Ticker: 3311 Security ID: G21677136 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: JUN 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3A Elect Hung Cheung Shew as Director For Against Management 3B Elect Adrian David Li Man Kiu as For Against Management Director 3C Elect Lee Shing See as Director For For Management 4 Authorize Board to Fix Remuneration of For For Management Directors 5 Approve Ernst & Young as Auditor and For For Management Authorize Board to Fix Their Remuneration 6A Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6B Authorize Repurchase of Issued Share For For Management Capital 6C Authorize Reissuance of Repurchased For Against Management Shares 7 Amend Articles of Association and For For Management Adopt a New Amended and Restated Articles of Association -------------------------------------------------------------------------------- CHINA STATE CONSTRUCTION INTERNATIONAL HOLDINGS LIMITED Ticker: 3311 Security ID: G21677136 Meeting Date: JUN 10, 2020 Meeting Type: Special Record Date: JUN 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve New Master Engagement For For Management Agreement, COLI Works Annual Cap and Related Transactions -------------------------------------------------------------------------------- CHINA TAIPING INSURANCE HOLDINGS COMPANY LIMITED Ticker: 966 Security ID: Y1456Z151 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: JUN 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a1 Elect Ren Shengjun as Director None None Management 3a2 Elect Guo Zhaoxu as Director For For Management 3a3 Elect Hu Xingguo as Director For For Management 3a4 Elect Zhang Cui as Director For For Management 3a5 Elect Yang Changgui as Director For For Management 3b Authorize Board to Fix Remuneration of For For Management Directors 4 Approve KPMG as Auditor and Authorize For For Management Board to Fix Their Remuneration 5 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- CHINA TELECOM CORPORATION LIMITED Ticker: 728 Security ID: Y1505D102 Meeting Date: AUG 19, 2019 Meeting Type: Special Record Date: JUL 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Liu Guiqing as Director, For For Management Authorize Board to Execute a Service Contract with Him and Authorize Board to Fix Director's Remuneration 2 Elect Wang Guoquan as Director, For For Management Authorize Board to Execute a Service Contract with Him and Authorize Board to Fix Director's Remuneration 3 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- CHINA TELECOM CORPORATION LIMITED Ticker: 728 Security ID: Y1505D102 Meeting Date: MAY 26, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve 2019 Profit Distribution Plan For For Management and Final Dividend Payment 3 Approve Deloitte Touche Tohmatsu and For For Management Deloitte Touche Tohmatsu Certified Public Accountants LLP as the International Auditor and Domestic Auditor and Authorize Board to Fix Their Remuneration 4.1 Elect Ke Ruiwen as Director For For Management 4.2 Elect Li Zhengmao as Director For For Management 4.3 Elect Shao Guanglu as Director For For Management 4.4 Elect Chen Zhongyue as Director For For Management 4.5 Elect Liu Guiqing as Director For For Management 4.6 Elect Zhu Min as Director For For Management 4.7 Elect Wang Guoquan as Director For For Management 4.8 Elect Chen Shengguang as Director For For Management 4.9 Elect Tse Hau Yin, Aloysius as Director For For Management 4.10 Elect Xu Erming as Director For For Management 4.11 Elect Wang Hsuehming as Director For For Management 4.12 Elect Yeung Chi Wai, Jason as Director For For Management 5.1 Elect Sui Yixun as Supervisor For For Management 5.2 Elect Xu Shiguang as Supervisor For For Management 5.3 Elect You Minqiang as Supervisor For For Management 6 Amend Articles of Association and For For Management Approve Authorization of Directors to Complete Registration or Filing of the Amendments to the Articles of Association 7 Approve Issuance of Debentures, For Against Management Authorize Board to Issue Debentures and Determine Specific Terms, Conditions and Other Matters of the Debentures and Approve Centralized Registration of Debentures 8 Approve Issuance of Company Bonds in For For Management the People's Republic of China, Authorize Board to Issue Company Bonds and Determine Specific Terms, Conditions and Other Matters of the Company Bonds in the People's Republic of China 9 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights for Domestic Shares and H Shares and Approve Amendments to Articles of Association to Reflect Changes in the Registered Capital of the Company -------------------------------------------------------------------------------- CHINA TOWER CORP. LTD. Ticker: 788 Security ID: Y15076105 Meeting Date: JUL 31, 2019 Meeting Type: Special Record Date: JUN 28, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Gu Xiaomin as Director, For For Management Authorize Board to Sign on Behalf of the Company the Supervisor's Service Contract with Gu Xiaomin and Authorize Board to Fix His Remuneration 2 Elect Li Tienan as Supervisor and For For Management Authorize Board to Sign on Behalf of the Company the Supervisor's Service Contract with Li Tienan -------------------------------------------------------------------------------- CHINA TOWER CORP. LTD. Ticker: 788 Security ID: Y15076105 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Profit Distribution Proposal For For Management and Declaration of Final Dividend 3 Approve PricewaterhouseCoopers and For For Management PricewaterhouseCoopers Zhong Tian LLP (Special General Partnership) as International Auditors and Domestic Auditors, Respectively, and Authorize Board to Fix Their Remuneration 4 Elect Mai Yanzhou as Director and For For Management Authorize Board to Sign on Behalf of the Company the Director's Service Contract with Mai Yanzhou 5 Elect Deng Shiji as Director, For For Management Authorize Board to Sign on Behalf of the Company the Director's Service Contract with Deng Shiji and Authorize Board to Fix His Remuneration 6 Amend Articles of Association For For Management 7 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights for Domestic Shares and H Shares and Authorize Board to Amend Articles of Association to Reflect New Capital Structure -------------------------------------------------------------------------------- CHINA TOWER CORP. LTD. Ticker: 788 Security ID: Y15076105 Meeting Date: MAY 21, 2020 Meeting Type: Special Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management -------------------------------------------------------------------------------- CHINA TRADITIONAL CHINESE MEDICINE HOLDINGS CO. LIMITED Ticker: 570 Security ID: Y1507S107 Meeting Date: JAN 17, 2020 Meeting Type: Special Record Date: JAN 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve New Master Purchase Agreement, For For Management Annual Caps and Related Transactions 2 Approve New Master Supply Agreement, For For Management Annual Caps and Related Transactions -------------------------------------------------------------------------------- CHINA TRADITIONAL CHINESE MEDICINE HOLDINGS CO. LIMITED Ticker: 570 Security ID: Y1507S107 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: JUN 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a1 Elect Yang Wenming as Director For For Management 3a2 Elect Wang Kan as Director For For Management 3a3 Elect Yu Tze Shan Hailson as Director For For Management 3a4 Elect Qin Ling as Director For For Management 3b Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Deloitte Touche Tohmatsu as For For Management Auditor and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- CHINA UNICOM (HONG KONG) LIMITED Ticker: 762 Security ID: Y1519S111 Meeting Date: MAY 25, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3.1a Elect Li Fushen as Director For For Management 3.1b Elect Fan Yunjun as Director For For Management 3.1c Elect Law Fan Chiu Fun Fanny as For For Management Director 3.2 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve KPMG and KPMG Huazhen LLP as For For Management Auditors of the Group for Hong Kong Financial Reporting and U.S. Financial Reporting Purposes and Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Issued Share For For Management Capital 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- CHINA VANKE CO., LTD. Ticker: 2202 Security ID: Y77421132 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: MAY 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Supervisory For For Management Committee 3 Approve 2019 Annual Report For For Management 4 Approve 2019 Dividend Distribution Plan For For Management 5 Approve Appointment of Auditors For Against Management 6 Approve Authorization of the Company For For Management and Its Majority-Owned Subsidiaries to Provide Financial Assistance to Third Parties 7 Approve Authorization of Guarantee by For Against Management the Company to Its Majority-Owned Subsidiaries 8 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights for H Shares 9 Authorize Repurchase of Issued Share For For Management Capital 10 Amend Articles of Association For For Management 11 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 12 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 13 Amend Rules and Procedures Regarding For For Management Meetings of Supervisory Committee 14.1 Elect Hu Guobin as Director For For Management 14.2 Elect Li Qiangqiang as Director For For Management 14.3 Elect Tang Shaojie as Director For For Management 14.4 Elect Wang Haiwu as Director For For Management 14.5 Elect Xin Jie as Director For For Management 14.6 Elect Yu Liang as Director For For Management 14.7 Elect Zhu Jiusheng as Director For For Management 15.1 Elect Zhang Yichen as Director For For Shareholder 15.2 Elect Kang Dian as Director For For Management 15.3 Elect Liu Shuwei as Director For Against Management 15.4 Elect Ng Kar Ling, Johnny as Director For Against Management 16.1 Elect Li Miao as Supervisor For For Management 16.2 Elect Xie Dong as Supervisor For For Management -------------------------------------------------------------------------------- CHINA VANKE CO., LTD. Ticker: 2202 Security ID: Y77421132 Meeting Date: JUN 30, 2020 Meeting Type: Special Record Date: MAY 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- CHINA ZHONGWANG HOLDINGS LIMITED Ticker: 1333 Security ID: G215AT102 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: MAY 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2.1a Elect Chen Yan as Director For For Management 2.1b Elect Lin Jun as Director For For Management 2.1c Elect Wei Qiang as Director For For Management 2.1d Elect Wen Xianjun as Director For For Management 2.1e Elect Lo Wa Kei, Roy as Director For Against Management 2.2 Authorize Board to Fix Remuneration of For For Management Directors 3 Approve BDO Limited as Auditors and For For Management Authorize Board to Fix Their Remuneration 4A Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 4B Authorize Repurchase of Issued Share For For Management Capital 4C Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- CHONGQING RURAL COMMERCIAL BANK CO. LTD. Ticker: 3618 Security ID: Y1594G107 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Work Report of the Board For For Management of Directors 2 Approve 2019 Work Report of the Board For For Management of Supervisors 3 Approve 2019 Financial Final Proposal For For Management 4 Approve 2019 Profit Distribution Plan For For Management 5 Approve 2020 Financial Budget Proposal For For Management 6 Approve 2019 Annual Report and Its For For Management Summary and Results Announcement 7 Approve External Auditors and Fix For For Management Their Remuneration 8 Approve Related Party Transaction For For Management Regarding to Group Credit Limits of Chongqing Yufu Holding Group Co., Ltd. 9 Approve Related Party Transaction For For Management Regarding to Credit Limits of Chongqing City Construction Investment (Group) Company Limited 10 Approve Related Party Transaction For For Management Regarding to Group Credit Limits of Chongqing Casin Group Co., Ltd. 11 Approve Related Party Transaction For For Management Regarding to Group Credit Limits of Chongqing Development Investment Co., Ltd. 12 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 13 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 14 Amend Articles of Association For Against Management -------------------------------------------------------------------------------- CHONGQING RURAL COMMERCIAL BANK CO. LTD. Ticker: 3618 Security ID: Y1594G107 Meeting Date: JUN 29, 2020 Meeting Type: Special Record Date: MAY 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve the Related Party Transaction For For Management of Loncin Holding Co., Ltd. 2 Approve the Bank's Issuance of Capital For For Management Bonds with No Fixed Term -------------------------------------------------------------------------------- CIFI HOLDINGS (GROUP) CO. LTD. Ticker: 884 Security ID: G2140A107 Meeting Date: JUN 08, 2020 Meeting Type: Annual Record Date: JUN 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Approve Special Dividend For For Management 4.1 Elect Lin Wei as Director For For Management 4.2 Elect Chen Dongbiao as Director For For Management 4.3 Elect Gu Yunchang as Director For For Management 4.4 Authorize Board to Fix Remuneration of For For Management Directors 5 Approve Deloitte Touche Tohmatsu as For For Management Auditors and Authorize Board to Fix Their Remuneration 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Authorize Repurchase of Issued Share For For Management Capital 8 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- CITIC LIMITED Ticker: 267 Security ID: Y1639J116 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: JUN 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Elect Zhu Hexin as Director For For Management 4 Elect Wang Jiong as Director For For Management 5 Elect Yang Xiaoping as Director For For Management 6 Elect Francis Siu Wai Keung as Director For For Management 7 Elect Anthony Francis Neoh as Director For For Management 8 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 9 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 10 Authorize Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- CITIC SECURITIES CO., LTD. Ticker: 6030 Security ID: Y1639N117 Meeting Date: DEC 31, 2019 Meeting Type: Special Record Date: NOV 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.01 Elect Zhang Youjun as Director For For Shareholder 1.02 Elect Yang Minghui as Director For For Shareholder 1.03 Elect Liu Ke as Director For Against Shareholder 1.04 Elect Liu Shouying as Director For For Shareholder 1.05 Elect He Jia as Director For Against Shareholder 1.06 Elect Zhou Zhonghui as Director For For Shareholder 2.01 Elect Guo Zhao as Supervisor For For Shareholder 2.02 Elect Rao Geping as Supervisor For For Shareholder 4 Approve Proposed Renewal of Securities For For Management and Financial Products Transactions, Services Framework Agreement, the Proposed Annual Caps, and Related Transactions 3 Amend Articles of Association For For Management -------------------------------------------------------------------------------- CITIC SECURITIES CO., LTD. Ticker: 6030 Security ID: Y1639N117 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Work Report of the Board For For Management of Directors 2 Approve 2019 Work Report of the For For Management Supervisory Committee 3 Approve 2019 Annual Report For For Management 4 Approve 2019 Profit Distribution Plan For For Management 5 Approve PricewaterhouseCoopers Zhong For Against Management Tian LLP and PricewaterhouseCoopers as External Auditors and PricewaterhouseCoopers Zhong Tian LLP as Internal Control Auditor and Fix Their Remuneration 6 Approve 2020 Estimated Investment For For Management Amount for Proprietary Business 7 Approve Remuneration of Directors and For For Management Supervisors 8.01 Approve Contemplated Related For For Management Party/Connected Transactions Between the Company and Its Subsidiaries and the CITIC Group and Its Subsidiaries and Associates 8.02 Approve Contemplated Related Party For For Management Transactions Between the Company and Its Subsidiaries and Companies in Which the Directors, Supervisors and Senior Management of the Company Hold Positions as Directors or Senior Management 8.03 Approve Contemplated Related For For Management Party/Connected Transactions Between the Company and Its Subsidiaries and Companies Holding More Than 10% Equity Interest in an Important Subsidiary 8.04 Approve Contemplated Related Party For For Management Transactions Between the Company and Its Subsidiaries and Companies Holding More Than 5% Equity Interest 9 Elect Wang Shuhui as Director For For Shareholder 10 Elect Zhang Changyi as Supervisor For For Shareholder -------------------------------------------------------------------------------- CNOOC LIMITED Ticker: 883 Security ID: Y1662W117 Meeting Date: NOV 21, 2019 Meeting Type: Special Record Date: NOV 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Non-exempt Continuing For For Management Connected Transactions 2 Approve Proposed Caps for Each For For Management Category of the Non-exempt Continuing Connected Transactions -------------------------------------------------------------------------------- CNOOC LIMITED Ticker: 883 Security ID: Y1662W117 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor A1 Accept Financial Statements and For For Management Statutory Reports A2 Approve Final Dividend For For Management A3 Elect Hu Guangjie as Director For For Management A4 Elect Wen Dongfen as Director For For Management A5 Elect Lawrence J. Lau as Director For For Management A6 Elect Tse Hau Yin, Aloysius as Director For For Management A7 Authorize Board to Fix the For For Management Remuneration of Directors A8 Approve Deloitte Touche Tohmatsu as For Against Management Independent Auditors and Authorize Board to Fix Their Remuneration B1 Authorize Repurchase of Issued Share For For Management Capital B2 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights B3 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- COSCO SHIPPING ENERGY TRANSPORTATION CO., LTD. Ticker: 1138 Security ID: Y1765K101 Meeting Date: JUL 26, 2019 Meeting Type: Special Record Date: JUN 14, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Price Determination Date, For For Management Issue Price and Pricing Principles in Respect of the Proposed Non-Public Issuance of A Shares 2 Approve Proposed Non-Public Issuance For For Management of A Shares (2nd Amendment) 3 Approve Supplemental Agreement Between For For Management the Company and COSCO Shipping 4 Approve Remedial Measures Regarding For For Management Dilution on Current Returns by the Proposed Non-Public Issuance of A Shares 5 Approve White Wash Waiver For For Management 6 Approve Specific Mandate For For Management 7 Approve Transactions Contemplated For For Management Under the Proposed Non-Public Issuance of A Shares which Constitute a Special Deal Under Rule 25 of the Takeovers Code -------------------------------------------------------------------------------- COSCO SHIPPING ENERGY TRANSPORTATION CO., LTD. Ticker: 1138 Security ID: Y1765K101 Meeting Date: JUL 26, 2019 Meeting Type: Special Record Date: JUN 14, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Price Determination Date, For For Management Issue Price and Pricing Principles in Respect of the Proposed Non-Public Issuance of A Shares 2 Approve Proposed Non-Public Issuance For For Management of A Shares (2nd Amendment) 3 Approve Supplemental Agreement Between For For Management the Company and COSCO Shipping 4 Approve Specific Mandate For For Management 5 Approve Transactions Contemplated For For Management Under the Proposed Non-Public Issuance of A Shares which Constitute a Special Deal Under Rule 25 of the Takeovers Code -------------------------------------------------------------------------------- COSCO SHIPPING ENERGY TRANSPORTATION CO., LTD. Ticker: 1138 Security ID: Y1765K101 Meeting Date: DEC 17, 2019 Meeting Type: Special Record Date: NOV 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 3 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 4 Amend Rules and Procedures Regarding For For Management Meetings of the Supervisory Committee 5 Approve Extension of the Validity For For Management Period of the Shareholders' Resolutions in Relation to the Proposed Non-Public Issuance of A Shares 6 Approve Extension of the Validity For For Management Period of the Authorization Granted to the Board to Deal With All Matters in Relation to the Non-Public Issuance of A Shares -------------------------------------------------------------------------------- COSCO SHIPPING ENERGY TRANSPORTATION CO., LTD. Ticker: 1138 Security ID: Y1765K101 Meeting Date: DEC 17, 2019 Meeting Type: Special Record Date: NOV 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extension of the Validity For For Management Period of the Shareholders' Resolutions in Relation to the Proposed Non-Public Issuance of A Shares 2 Approve Extension of the Validity For For Management Period of the Authorization Granted to the Board to Deal With All Matters in Relation to the Non-Public Issuance of A Shares -------------------------------------------------------------------------------- COSCO SHIPPING ENERGY TRANSPORTATION CO., LTD. Ticker: 1138 Security ID: Y1765K101 Meeting Date: JUN 22, 2020 Meeting Type: Annual Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Annual Report For For Management 2 Approve 2019 Audited Financial For For Management Statements 3 Approve 2019 Final Dividend For For Management 4 Approve 2019 Report of the Board of For For Management Directors 5 Approve 2019 Report of the Supervisory For For Management Committee 6 Approve Remuneration of Directors and For For Management Supervisors 7 Approve PricewaterhouseCoopers as For For Management International Auditors and ShineWing Certified Public Accountants as Domestic Auditors and Authorize Board to Fix Their Remuneration 8 Amend Articles of Association For For Management 9 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 10 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 11.1 Elect Zhang Qinghai as Director For For Shareholder 11.2 Elect Liu Zhusheng as Director For For Shareholder 12.1 Elect Victor Huang as Director For Against Shareholder 12.2 Elect Li Runsheng as Director For For Shareholder 12.3 Elect Zhao Jingsong as Director For For Shareholder 13 Approve Proposed Guarantees for For For Shareholder Guaranteed Wholly-Owned Subsidiaries 14 Approve Proposed Merger by Absorption For For Shareholder by the Company of COSCO SHIPPING Tanker (Shanghai) Co., Ltd. -------------------------------------------------------------------------------- COSCO SHIPPING HOLDINGS CO., LTD. Ticker: 1919 Security ID: Y1839M109 Meeting Date: OCT 09, 2019 Meeting Type: Special Record Date: SEP 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Consortium Agreement, ST None None Management Acquisition and Related Transactions 2.1 Elect Yang Zhijian as Director For For Shareholder 2.2 Elect Feng Boming as Director For For Shareholder -------------------------------------------------------------------------------- COSCO SHIPPING HOLDINGS CO., LTD. Ticker: 1919 Security ID: Y1839M109 Meeting Date: DEC 20, 2019 Meeting Type: Special Record Date: NOV 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve the Financial Services For Against Management Agreement Entered into by the Company and China COSCO Shipping Corporation Limited and Proposed Annual Caps 1.2 Approve the Master General Services For For Management Agreement Entered into by the Company and China COSCO Shipping Corporation Limited and Proposed Annual Caps 1.3 Approve the Master Shipping Services For For Management Agreement Entered into by the Company and China COSCO Shipping Corporation Limited and Proposed Annual Caps 1.4 Approve the Master Port Services For For Management Agreement Entered into by the Company and China COSCO Shipping Corporation Limited and Proposed Annual Caps 1.5 Approve the Master Vessel and For For Shareholder Container Asset Services Agreement Entered into by the Company and China COSCO Shipping Corporation Limited and Proposed Annual Caps 1.6 Approve the Trademark Licence For For Management Agreement Entered into by the Company and China COSCO Shipping Corporation Limited and Proposed Annual Caps 2 Approve the Master Shipping and For For Management Terminal Services Agreement Entered into by the Company and Pacific International Lines Pte Ltd and Proposed Annual Caps 3.1 Approve the Shipping and Terminal For For Management Services Framework Agreement Entered into by the Company and Shanghai International Port (Group) Co., Ltd. on February 27, 2019 and the Proposed Annual Cap for the Financial Year Ending December 31, 2019 3.2 Approve the Shipping and Terminal For For Management Services Framework Agreement Entered into by the Company and Shanghai International Port (Group) Co., Ltd. on October 30, 2019 and the Proposed Annual Caps for the Three Financial Years Ending December 31, 2022 4 Approve the Shipping and Terminal For For Management Services Framework Agreement Entered into by the Company and Qingdao Port International Co., Ltd and Proposed Annual Caps -------------------------------------------------------------------------------- COSCO SHIPPING HOLDINGS CO., LTD. Ticker: 1919 Security ID: Y1839M109 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board For For Management 2 Approve 2019 Report of the Supervisory For For Management Committee 3 Approve 2019 Financial Statements and For For Management Statutory Report 4 Approve 2019 Profit Distribution Plan For For Management 5 Approve Guarantees Mandate to the For For Management Company and Its Subsidiaries for the 2019 Provision of External Guarantees 6 Approve PricewaterhouseCoopers as For For Management International Auditors and ShineWing Certified Public Accountants as Domestic Auditors and Authorize Board to Fix Their Remuneration 7 Approve Five Shipbuilding Contracts For For Management 8 Approve Proposed Amendments to the For For Management Share Option Incentive Scheme and Summary Thereof Regarding the Scope of the Participants 9 Approve Proposed Amendments to the For For Management Appraisal Measures on the Share Option Incentive Scheme -------------------------------------------------------------------------------- COSCO SHIPPING HOLDINGS CO., LTD. Ticker: 1919 Security ID: Y1839M109 Meeting Date: MAY 18, 2020 Meeting Type: Special Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Proposed Amendments to the For For Management Share Option Incentive Scheme and Summary Thereof Regarding the Scope of the Participants 2 Approve Proposed Amendments to the For For Management Appraisal Measures on the Share Option Incentive Scheme -------------------------------------------------------------------------------- COSCO SHIPPING PORTS LIMITED Ticker: 1199 Security ID: G2442N104 Meeting Date: OCT 08, 2019 Meeting Type: Special Record Date: OCT 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Consortium Agreement and For Against Management Related Transactions 2 Elect Zhang Dayu as Director For For Management -------------------------------------------------------------------------------- COSCO SHIPPING PORTS LIMITED Ticker: 1199 Security ID: G2442N104 Meeting Date: DEC 10, 2019 Meeting Type: Special Record Date: DEC 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve the New Financial Services For Against Management Master Agreement and the Deposit Transactions, the Proposed Annual Cap Amounts and Related Transactions -------------------------------------------------------------------------------- COSCO SHIPPING PORTS LIMITED Ticker: 1199 Security ID: G2442N104 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3.1a Elect Deng Huangjun as Director For For Management 3.1b Elect Wong Tin Yau, Kelvin as Director For Against Management 3.1c Elect Fan Hsu Lai Tai, Rita as Director For For Management 3.1d Elect Adrian David Li Man Kiu as For For Management Director 3.1e Elect Yang Liang Yee Philip as Director For For Management 3.2 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve PricewaterhouseCoopers as For Against Management Auditor and Authorize Board to Fix Their Remuneration 5A Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 5B Authorize Repurchase of Issued Share For For Management Capital 5C Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- COUNTRY GARDEN HOLDINGS CO. LTD. Ticker: 2007 Security ID: G24524103 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAY 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a1 Elect Yang Zhicheng as Director For For Management 3a2 Elect Su Baiyuan as Director For For Management 3a3 Elect Chen Chong as Director For For Management 3a4 Elect Lai Ming, Joseph as Director For For Management 3a5 Elect To Yau Kwok as Director For For Management 3b Authorize Board to Fix the For For Management Remuneration of Directors 4 Approve PricewaterhouseCoopers as For Against Management Auditor and Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- COUNTRY GARDEN SERVICES HOLDINGS COMPANY LIMITED Ticker: 6098 Security ID: G2453A108 Meeting Date: NOV 07, 2019 Meeting Type: Special Record Date: NOV 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Proposed Amendment to Terms of For Against Management the Share Option Scheme -------------------------------------------------------------------------------- COUNTRY GARDEN SERVICES HOLDINGS COMPANY LIMITED Ticker: 6098 Security ID: G2453A108 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: JUN 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a1 Elect Guo Zhanjun as Director For For Management 3a2 Elect Rui Meng as Director For For Management 3a3 Elect Chen Weiru as Director For For Management 3b Authorize Board to Fix Remuneration of For For Management Directors 4 Approve PricewaterhouseCoopers as For Against Management Auditor and Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- CRRC CORPORATION LIMITED Ticker: 1766 Security ID: Y1818X100 Meeting Date: DEC 27, 2019 Meeting Type: Special Record Date: NOV 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Chen Xiaoyi as Supervisor For For Management 2 Elect Lou Qiliang as Director For For Shareholder -------------------------------------------------------------------------------- CRRC CORPORATION LIMITED Ticker: 1766 Security ID: Y1818X100 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: MAY 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Final Financial Accounts For For Management Report 2 Approve 2019 Work Report of the Board For For Management of Directors 3 Approve 2019 Work Report of the For For Management Supervisory Committee 4 Approve 2019 Profit Distribution Plan For For Management 5 Approve 2020 Arrangement of Guarantees For Against Management 6 Approve Remuneration of Directors For For Management 7 Approve Remuneration of Supervisors For For Management 8 Amend Articles of Association For For Management 9 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 10 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 11 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights for A Shares and H Shares 12 Approve Issuance of Debt Financing For Against Management Instruments 13.1 Elect Shi Jianzhong as Director For For Shareholder 13.2 Elect Zhu Yuanchao as Director For For Shareholder 14 Approve KPMG Huazhen LLP as Auditors For For Shareholder and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- CSPC PHARMACEUTICAL GROUP LIMITED Ticker: 1093 Security ID: Y1837N109 Meeting Date: JUN 15, 2020 Meeting Type: Annual Record Date: JUN 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a1 Elect Wang Zhenguo as Director For For Management 3a2 Elect Wang Huaiyu as Director For For Management 3a3 Elect Lu Hua as Director For For Management 3a4 Elect Lee Ka Sze, Carmelo as Director For Against Management 3a5 Elect Chen Chuan as Director For For Management 3b Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Deloitte Touche Tohmatsu as For Against Management Auditor and Authorize Board to Fix Their Remuneration 5 Approve Issuance of Bonus Shares For For Management 6 Authorize Repurchase of Issued Share For For Management Capital 7 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 8 Approve Grant of Options Under the For Against Management Share Option Scheme -------------------------------------------------------------------------------- CTRIP.COM INTERNATIONAL LTD. Ticker: CTRP Security ID: 22943F100 Meeting Date: OCT 25, 2019 Meeting Type: Annual Record Date: SEP 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of Company Name For For Management -------------------------------------------------------------------------------- DALI FOODS GROUP COMPANY LIMITED Ticker: 3799 Security ID: G2743Y106 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: MAY 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend and Special For For Management Dividend 3a Elect Xu Shihui as Director For For Management 3b Elect Zhuang Weiqiang as Director For For Management 3c Elect Xu Yangyang as Director For For Management 3d Elect Xu Biying as Director For For Management 3e Elect Hu Xiaoling as Director For For Management 3f Elect Cheng Hanchuan as Director For For Management 3g Elect Liu Xiaobin as Director For For Management 3h Elect Lin Zhijun as Director For For Management 4 Authorize Board to Fix Remuneration of For For Management Directors 5 Approve Ernst & Young as Auditors and For For Management Authorize Board to Fix Their Remuneration 6 Authorize Repurchase of Issued Share For For Management Capital 7 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 8 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- DATANG INTERNATIONAL POWER GENERATION CO., LTD. Ticker: 991 Security ID: Y20020106 Meeting Date: DEC 20, 2019 Meeting Type: Special Record Date: NOV 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Business Cooperation For For Management Agreement with Datang Financial Lease Co., Ltd. 2 Approve Financial Services Agreement For Against Management with China Datang Group Finance Co., Ltd. 3 Approve Allowance Criteria for For For Management Directors of the Tenth Session of the Board and Supervisors of the Tenth Session of the Supervisory Committee -------------------------------------------------------------------------------- DATANG INTERNATIONAL POWER GENERATION CO., LTD. Ticker: 991 Security ID: Y20020106 Meeting Date: APR 29, 2020 Meeting Type: Special Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger by Absorption of Datang For For Management International Nuclear Power Company Limited 2 Approve Financial Proposal of Datang For Against Management International as the Parent Company for the Year of 2020 3.1 Elect Qu Bo as Director For For Shareholder 3.2 Elect Niu Dongxiao as Director For For Shareholder 3.3 Approve Retirement of Wang Xin as For For Shareholder Director 3.4 Approve Resignation of Feng Genfu as For For Shareholder Director -------------------------------------------------------------------------------- DATANG INTERNATIONAL POWER GENERATION CO., LTD. Ticker: 991 Security ID: Y20020106 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: MAY 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Work Report of the Board For For Management of Directors 2 Approve 2019 Work Report of the For For Management Supervisory Committee 3 Approve 2019 Financial Report For For Management 4 Approve 2019 Profit Distribution For For Management Proposal 5 Approve 2020 Financing Guarantee For Against Management 6 Approve Adjustments to the Financing For For Shareholder Guarantee Budget of the Company for the Year 2020 7 Approve Factoring Business Cooperation For For Shareholder Agreement with Datang Commercial Factoring Company Limited 8 Approve 2020 Engagement of Accounting None None Management Firm 9 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- DONGFENG MOTOR GROUP COMPANY LIMITED Ticker: 489 Security ID: Y21042109 Meeting Date: NOV 29, 2019 Meeting Type: Special Record Date: OCT 28, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Resignation of Wen Shuzhong as For For Management Supervisor 2 Elect He Wei as Supervisor For For Management 3 Approve Resignation of Cao Xinghe as For For Management Director 4 Elect You Zheng as Director For For Shareholder 5 Elect Cheng Daoran as Director For For Shareholder 6 Approve Remuneration of Candidates for For For Management Directors and Supervisor -------------------------------------------------------------------------------- DONGFENG MOTOR GROUP COMPANY LIMITED Ticker: 489 Security ID: Y21042109 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Supervisory For For Management Committee 3 Approve 2019 Independent Auditors' For For Management Report and Audited Financial Statements 4 Approve 2019 Profit Distribution For For Management Proposal and Authorize Board to Deal With Issues in Relation to the Distribution of Final Dividend 5 Authorize Board to Deal With All For For Management Issues in Relation to the Distribution of Interim Dividend for 2020 6 Approve PricewaterhouseCoopers as For For Management International Auditors and PricewaterhouseCoopers Zhong Tian LLP as Domestic Auditors and Authorize Board to Fix Their Remuneration 7 Authorize Board to Fix Remuneration of For For Management Directors and Supervisors 8 Approve the Revision of Annual Caps For For Management for Master Logistics Services Agreement 9 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights for Domestic Shares and H Shares -------------------------------------------------------------------------------- ENN ENERGY HOLDINGS LTD. Ticker: 2688 Security ID: G3066L101 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAY 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a1 Elect Han Jishen as Director For For Management 3a2 Elect Zhang Yuying as Director For For Management 3a3 Elect Wang Dongzhi as Director For For Management 3a4 Elect Jin Yongsheng as Director For For Management 3a5 Elect Law Yee Kwan, Quinn as Director For For Management 3b Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Deloitte Touche Tohmatsu as For For Management Auditors and Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- FAR EAST HORIZON LTD. Ticker: 3360 Security ID: Y24286109 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: JUN 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Ernst & Young as Auditors and For Against Management Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Issued Share For For Management Capital 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- FOSUN INTERNATIONAL LIMITED Ticker: 656 Security ID: Y2618Y108 Meeting Date: OCT 30, 2019 Meeting Type: Special Record Date: OCT 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Approve Grant of Specific Mandate to For Against Management Issue New Award Shares and Related Transactions 1b Approve Grant of Award Shares Pursuant For Against Management to the Share Award Scheme to Selected Participants 1c Authorize Board to Deal with All For Against Management Matters in Relation to Issuance and Allotment of the New Award Shares Pursuant to the Share Award Scheme 2 Adopt the Tranche 1 Employee Share For Against Management Option Incentive Scheme of Shanghai Yuyuan Tourist Mart (Group) Co., Ltd and Related Transactions 3 Adopt Share Option Scheme of Fosun For Against Management Tourism Group and Related Transactions -------------------------------------------------------------------------------- FOSUN INTERNATIONAL LIMITED Ticker: 656 Security ID: Y2618Y108 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: MAY 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Chen Qiyu as Director For For Management 3b Elect Qin Xuetang as Director For For Management 3c Elect Chen Shucui as Director For For Management 3d Elect Zhang Huaqiao as Director For For Management 3e Elect Lee Kai-Fu as Director For For Management 3f Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Ernst & Young as Auditors and For For Management Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Issued Share For For Management Capital 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For Against Management Shares 8 Approve Grant of Options and Issuance For Against Management of Shares Under the Share Option Scheme and Old Share Option Scheme 9a Approve Issuance of New Award Shares For Against Management to Computershare Hong Kong Trustees Limited to Hold on Trust For Selected Participants For Participation in the Share Award Scheme and Related Transactions 9b Approve Grant of Award Shares to Chen For Against Management Qiyu Under the Share Award Scheme 9c Approve Grant of Award Shares to Xu For Against Management Xiaoliang Under the Share Award Scheme 9d Approve Grant of Award Shares to Qin For Against Management Xuetang Under the Share Award Scheme 9e Approve Grant of Award Shares to Gong For Against Management Ping Under the Share Award Scheme 9f Approve Grant of Award Shares to Zhang For Against Management Shengman Under the Share Award Scheme 9g Approve Grant of Award Shares to Zhang For Against Management Huaqiao Under the Share Award Scheme 9h Approve Grant of Award Shares to David For Against Management T. Zhang Under the Share Award Scheme 9i Approve Grant of Award Shares to Lee For Against Management Kai-Fu Under the Share Award Scheme 9j Approve Grant of Award Shares to Zhang For Against Management Houlin Under the Share Award Scheme 9k Approve Grant of Award Shares to Li For Against Management Tao Under the Share Award Scheme 9l Approve Grant of Award Shares to Jin For Against Management Hualong Under the Share Award Scheme 9m Approve Grant of Award Shares to Mu For Against Management Haining Under the Share Award Scheme 9n Approve Grant of Award Shares to For Against Management Selected Participants Under the Share Award Scheme 9o Authorize Board to Deal With All For Against Management Matters in Relation to the Issuance of the New Award Shares Under the Share Award Scheme -------------------------------------------------------------------------------- FUTURE LAND DEVELOPMENT HOLDINGS LIMITED Ticker: 1030 Security ID: G3701A106 Meeting Date: OCT 30, 2019 Meeting Type: Special Record Date: OCT 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Subsidiary Share Incentive For Against Management Scheme of Seazen Holdings Co., Ltd. 2 Approve Change of Company Name For For Management 3 Adopt Amended and Restated Memorandum For For Management and Articles of Association to Reflect the Change of Company Name -------------------------------------------------------------------------------- FUYAO GLASS INDUSTRY GROUP CO., LTD. Ticker: 3606 Security ID: Y2680G100 Meeting Date: OCT 30, 2019 Meeting Type: Special Record Date: SEP 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Ye Shu as Director For For Management 2 Elect Ma Weihua as Supervisor For For Management 3.01 Elect Liu Jing as Director For For Management 3.02 Elect Qu Wenzhou as Director For For Management -------------------------------------------------------------------------------- FUYAO GLASS INDUSTRY GROUP CO., LTD. Ticker: 3606 Security ID: Y2680G100 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Work Report of the Board For For Management of Directors 2 Approve 2019 Work Report of the For For Management Supervisory Committee 3 Approve 2019 Final Financial Report For For Management 4 Approve 2019 Profit Distribution Plan For For Management 5 Approve 2019 Annual Report and Its For For Management Summary 6 Approve PricewaterhouseCoopers Zhong For For Management Tian LLP (Special General Partnership) as Domestic Audit Institution and Internal Control Audit Institution for 2020 7 Approve PricewaterhouseCoopers as For For Management Overseas Audit Institution for 2020 8 Approve 2019 Work Report of the For For Management Independent Non-Executive Directors 9 Approve Entrusted Wealth Management For For Management with Self-Owned Funds -------------------------------------------------------------------------------- GDS HOLDINGS LIMITED Ticker: GDS Security ID: 36165L108 Meeting Date: AUG 06, 2019 Meeting Type: Annual Record Date: JUL 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director William Wei Huang For Against Management 2 Elect Director Bin Yu For For Management 3 Elect Director Zulkifli Baharudin For For Management 4 Ratify KPMG Huazhen LLP as Auditors For For Management 5 Amend Omnibus Stock Plan For For Management 6 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 7 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- GEELY AUTOMOBILE HOLDINGS LIMITED Ticker: 175 Security ID: G3777B103 Meeting Date: MAY 25, 2020 Meeting Type: Annual Record Date: MAY 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Elect Li Shu Fu as Director For For Management 4 Elect Li Dong Hui, Daniel as Director For For Management 5 Elect Lee Cheuk Yin, Dannis as Director For For Management 6 Elect Wang Yang as Director For For Management 7 Authorize Board to Fix Remuneration of For For Management Directors 8 Approve Grant Thornton Hong Kong For Against Management Limited as Auditor and Authorize Board to Fix Their Remuneration 9 Authorize Repurchase of Issued Share For For Management Capital 10 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- GENSCRIPT BIOTECH CORP. Ticker: 1548 Security ID: G3825B105 Meeting Date: JUN 01, 2020 Meeting Type: Annual Record Date: MAY 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2A1 Elect Wang Luquan as Director For For Management 2A2 Elect Pan Yuexin as Director For For Management 2A3 Elect Dai Zumian as Director For For Management 2B Authorize Board to Fix Remuneration of For For Management Directors 3 Approve Ernst & Young as Auditor and For For Management Authorize Board to Fix Their Remuneration 4A Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 4B Authorize Repurchase of Issued Share For For Management Capital 4C Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- GF SECURITIES CO., LTD. Ticker: 1776 Security ID: Y270AF115 Meeting Date: OCT 22, 2019 Meeting Type: Special Record Date: SEP 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Interim Profit For For Management Distribution Plan -------------------------------------------------------------------------------- GF SECURITIES CO., LTD. Ticker: 1776 Security ID: Y270AF115 Meeting Date: JUN 09, 2020 Meeting Type: Annual Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Directors' Report For For Management 2 Approve 2019 Supervisory Committee's For For Management Report 3 Approve 2019 Final Financial Report For For Management 4 Approve 2019 Annual Report For For Management 5 Approve 2019 Profit Distribution Plan For For Management 6 Approve Ernst & Young Hua Ming LLP For For Management (Special General Partnership) as PRC Domestic Auditor and Ernst & Young as Overseas Auditor and to Authorize Management to Fix Their Remuneration 7 Approve 2020 Proprietary Investment For For Management Quota 8 Approve 2020 Expected Daily Related For For Management Party Transactions 9 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 10 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 11 Amend Rules and Procedures Regarding For For Management Meetings of Supervisory Committee 12 Amend Working System for Independent For For Management Directors 13.1 Elect Li Xiulin as Director For For Shareholder 13.2 Elect Shang Shuzhi as Director For For Shareholder 13.3 Elect Liu Xuetao as Director For For Shareholder 13.4 Elect Fan Lifu as Director For Against Shareholder 13.5 Elect Hu Bin as Director For For Shareholder 13.6 Elect Leung Shek Ling Olivia as For For Shareholder Director 13.7 Elect Li Wenjing as Director For For Shareholder 13.8 Elect Sun Shuming as Director For For Shareholder 13.9 Elect Qin Li as Director For For Shareholder 13.10 Elect Sun Xiaoyan as Director For For Shareholder 14.1 Elect Lai Jianhuang as Supervisor For For Management 14.2 Elect Xie Shisong as Supervisor For For Management 14.3 Elect Lu Xin as Supervisor For For Management 15 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- GOME RETAIL HOLDINGS LIMITED Ticker: 493 Security ID: G3978C124 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: JUN 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Elect Zou Xiao Chun as Director For For Management 3 Elect Lee Kong Wai, Conway as Director For Against Management 4 Elect Wang Gao as Director For For Management 5 Authorize Board to Fix Remuneration of For For Management Directors 6 Approve Ernst & Young as Auditors and For For Management Authorize Board to Fix Their Remuneration 7 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 8 Authorize Repurchase of Issued Share For For Management Capital 9 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- GREAT WALL MOTOR COMPANY LIMITED Ticker: 2333 Security ID: Y2882P106 Meeting Date: AUG 09, 2019 Meeting Type: Special Record Date: JUL 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Deposits and Related Party For Against Management Transaction under Listing Rules of Shanghai Stock Exchange -------------------------------------------------------------------------------- GREAT WALL MOTOR COMPANY LIMITED Ticker: 2333 Security ID: Y2882P106 Meeting Date: OCT 25, 2019 Meeting Type: Special Record Date: SEP 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Restricted Share and For Against Shareholder Share Option Incentive Scheme (Draft) of Great Wall Motor Company Limited and Its Summary 2 Approve Appraisal Measures for For Against Shareholder Implementation of the 2019 Restricted Share and Share Option Incentive Scheme of Great Wall Motor Company Limited 3 Authorize Board to Deal With All For Against Shareholder Matters in Relation to the 2019 Restricted Share and the Share Option Incentive Scheme of the Company -------------------------------------------------------------------------------- GREAT WALL MOTOR COMPANY LIMITED Ticker: 2333 Security ID: Y2882P106 Meeting Date: OCT 25, 2019 Meeting Type: Special Record Date: SEP 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Restricted Share and For Against Shareholder Share Option Incentive Scheme (Draft) of Great Wall Motor Company Limited and Its Summary 2 Approve Appraisal Measures for For Against Shareholder Implementation of the 2019 Restricted Share and Share Option Incentive Scheme of Great Wall Motor Company Limited 3 Authorize Board to Deal With All For Against Shareholder Matters in Relation to the 2019 Restricted Share and the Share Option Incentive Scheme of the Company -------------------------------------------------------------------------------- GREAT WALL MOTOR COMPANY LIMITED Ticker: 2333 Security ID: Y2882P106 Meeting Date: APR 15, 2020 Meeting Type: Special Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2020 Restricted Share and For For Shareholder Share Option Incentive Scheme (the First Revised Draft) of Great Wall Motor Company Limited and Its Summary 2 Approve Appraisal Measures for For For Shareholder Implementation of the 2020 Restricted Share and Share Option Incentive Scheme (Revised) of Great Wall Motor Company Limited 3 Authorize Board to Deal with All For For Management Matters in Relation to the 2020 Restricted Share and Share Option Incentive Scheme of the Company 4 Approve Expected Amount of Guarantee For Against Shareholder Provided by the Company to Its Holding Subsidiaries -------------------------------------------------------------------------------- GREAT WALL MOTOR COMPANY LIMITED Ticker: 2333 Security ID: Y2882P106 Meeting Date: APR 15, 2020 Meeting Type: Special Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2020 Restricted Share and For For Shareholder Share Option Incentive Scheme (the First Revised Draft) of Great Wall Motor Company Limited and Its Summary 2 Approve Appraisal Measures for For For Shareholder Implementation of the 2020 Restricted Share and Share Option Incentive Scheme (Revised) of Great Wall Motor Company Limited 3 Authorize Board to Deal with All For For Management Matters in Relation to the 2020 Restricted Share and Share Option Incentive Scheme of the Company -------------------------------------------------------------------------------- GREAT WALL MOTOR COMPANY LIMITED Ticker: 2333 Security ID: Y2882P106 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Audited Financial Report For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Adjustments to the Profit For For Shareholder Distribution Proposal 4 Approve Annual Report and Its Summary For For Management Report 5 Approve Report of the Independent For For Management Directors 6 Approve Report of the Supervisory For For Management Committee 7 Approve Operating Strategies For For Management 8 Approve Deloitte Touche Tohmatsu For Against Management Certified Public Accountants LLP as External Auditor and Authorize Board to Fix Their Remuneration 9 Elect Wei Jian Jun as Director, Enter For For Shareholder into Service Agreement with Him and Authorize Board to Fix His Remuneration 10 Elect Wang Feng Ying as Director, For For Shareholder Enter into Service Agreement with Her and Authorize Board to Fix Her Remuneration 11 Elect Yang Zhi Juan as Director, Enter For For Shareholder into Service Agreement with Her and Authorize Board to Fix Her Remuneration 12 Elect He Ping as Director, Enter into For Against Shareholder Appointment Letter with Him and Authorize Board to Fix His Remuneration 13 Elect Yue Ying as Director, Enter into For For Management Appointment Letter with Her and Authorize Board to Fix Her Remuneration 14 Elect Li Wan Jun as Director, Enter For Against Management into Appointment Letter with Him and Authorize Board to Fix His Remuneration 15 Elect Ng Chi Kit as Director, Enter For Against Management into Appointment Letter with Him and Authorize Board to Fix His Remuneration 16 Elect Zong Yi Xiang as Supervisor, For For Management Enter into Service Agreement with Her and Authorize Supervisory Committee to Fix Her Remuneration 17 Elect Liu Qian as Supervisor, Enter For For Management into Service Agreement with Her and Authorize Supervisory Committee to Fix Her Remuneration 18 Amend Rules and Procedures Regarding For Against Management General Meetings of Shareholders 19 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 20 Amend Rules for the Administration of For Against Management External Guarantees 21 Amend Rules for the Administration of For Against Management External Investment 22 Authorize Repurchase of Issued Share For For Management Capital 23 Amend Articles of Association For For Management -------------------------------------------------------------------------------- GREAT WALL MOTOR COMPANY LIMITED Ticker: 2333 Security ID: Y2882P106 Meeting Date: JUN 12, 2020 Meeting Type: Special Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- GREENTOWN SERVICE GROUP CO. LTD. Ticker: 2869 Security ID: G41012108 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: JUN 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3.1 Elect Li Hairong as Director For For Management 3.2 Elect Yang Zhangfa as Director For For Management 3.3 Elect Shou Bainian as Director For For Management 3.4 Elect Wang Guangjian as Director For For Management 3.5 Elect Li Feng as Director For For Management 3.6 Elect Wu Aiping as Director For For Management 4 Authorize Board to Fix Remuneration of For For Management Directors 5 Approve KPMG as Auditor and Authorize For For Management Board to Fix Their Remuneration 6A Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6B Authorize Repurchase of Issued Share For For Management Capital 6C Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- GUANGDONG INVESTMENT LIMITED Ticker: 270 Security ID: Y2929L100 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: JUN 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3.1 Elect Hou Wailin as Director For For Management 3.2 Elect Lin Tiejun as Director For For Management 3.3 Elect Tsang Hon Nam as Director For For Management 3.4 Elect Zhao Chunxiao as Director For For Management 3.5 Elect Fung Daniel Richard as Director For For Management 3.6 Elect Cheng Mo Chi, Moses as Director For Against Management 3.7 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Ernst & Young as Auditor and For For Management Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- GUANGZHOU AUTOMOBILE GROUP CO., LTD. Ticker: 2238 Security ID: Y2R318121 Meeting Date: AUG 06, 2019 Meeting Type: Special Record Date: JUL 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Appointment of Auditors For For Management 2 Approve Appointment of Internal For For Management Control Auditors -------------------------------------------------------------------------------- GUANGZHOU AUTOMOBILE GROUP CO., LTD. Ticker: 2238 Security ID: Y2R318121 Meeting Date: MAR 20, 2020 Meeting Type: Special Record Date: FEB 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.01 Elect Chen Xiaomu as Director For For Management -------------------------------------------------------------------------------- GUANGZHOU AUTOMOBILE GROUP CO., LTD. Ticker: 2238 Security ID: Y2R318121 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: APR 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Annual Report and Its For For Management Summary Report 2 Approve 2019 Work Report of the Board For For Management of Directors 3 Approve 2019 Work Report of the For For Management Supervisory Committee 4 Approve 2019 Financial Report For For Management 5 Approve 2019 Profit Distribution For For Management 6 Approve Appointment of Auditors For For Management 7 Approve Appointment of Internal For For Management Control Auditors 8 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 9 Authorize Board of Directors to Issue For Against Management Debt Financing Instruments 10 Approve Utilization of the Remaining For For Management Proceeds of an Investment Project Raised From Non-Public Issuance of A Shares for Permanent Replenishment of Working Capital 11 Amend Articles of Association For Against Management Regarding Party Committee 12 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 13.01 Elect Zhao Fuquan as Director For For Management 13.02 Elect Xiao Shengfang as Director For For Management 13.03 Elect Wong Hakkun as Director For For Management 13.04 Elect Song Tiebo as Director For For Management -------------------------------------------------------------------------------- GUANGZHOU R&F PROPERTIES CO., LTD. Ticker: 2777 Security ID: Y2933F115 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: APR 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Supervisory For For Management Committee 3 Approve 2019 Audited Financial For For Management Statements and Statutory Reports 4 Approve Final Dividend For For Management 5 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 6 Authorize Board to Decide on Matters For For Management Relating to the Payment of Interim Dividend for the Six Months Ended June 30, 2020 7a Elect Li Helen as Director and For Against Management Authorize Board to Fix Her Remuneration 7b Elect Zheng Ercheng as Director and For Against Management Authorize Board to Fix His Remuneration 7c Elect Wong Chun Bong as Director and For Against Management Authorize Board to Fix His Remuneration 7d Elect Zhao Xianglin as Supervisor and For For Management Authorize Board to Fix His Remuneration 8 Approve BDO China Shu Lun Pan For For Management Certified Public Accountants LLP as Domestic Auditor and Authorize Board to Fix Their Remuneration 9 Authorize Legal Representative(s) or For For Management Authorized Person(s) and Its Subsidiaries to Sign Composite Credit Facilities or Loan Related Agreements and Documents 10 Approve Extension of Guarantees by the For Against Management Company on Behalf of Subsidiaries, Associates, Joint Ventures and Other Investee Companies 11 Approve Extension of Guarantees on For Against Management Behalf of Subsidiaries, Associates and Joint Ventures in 2019 12 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 13a Approve Class of Shares For For Management 13b Approve Place of Listing For For Management 13c Approve Issuer For For Management 13d Approve Number of Shares to be Issued For For Management 13e Approve Nominal Value of the Shares to For For Management be Issued 13f Approve Target Subscriber For For Management 13g Approve Issue Price For For Management 13h Approve Method of Issue For For Management 13i Approve Underwriting Method For For Management 13j Approve Use of Proceeds For For Management 13k Approve Plan on the Allocation of For For Management Accumulated Profits Prior to the Issue 13l Approve Effective Period of the For For Management Resolution 14 Authorize Board to Handle All Matters For For Management in Relation to the Initial Public Offering and Listing of Renminbi Ordinary Shares (A Shares) with Full Authority 15 Approve Issuance of Direct Debt For For Management Financing Products and Asset Securitization Products in 2020 16 Authorize Board or Its Authorized For For Management Person(s) to Handle All Matters in Relation to the Issuance of Direct Debt Financing Products and Asset Securitization Products in 2020 17 Approve Amendments to Articles of For For Management Association 18 Elect Zhang Hui as Director and For For Management Authorize Board to Fix His Remuneration -------------------------------------------------------------------------------- GUANGZHOU R&F PROPERTIES CO., LTD. Ticker: 2777 Security ID: Y2933F115 Meeting Date: MAY 29, 2020 Meeting Type: Special Record Date: APR 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Approve Class of Shares For For Management 1b Approve Place of Listing For For Management 1c Approve Issuer For For Management 1d Approve Number of Shares to be Issued For For Management 1e Approve Nominal Value of the Shares to For For Management be Issued 1f Approve Target Subscriber For For Management 1g Approve Issue Price For For Management 1h Approve Method of Issue For For Management 1i Approve Underwriting Method For For Management 1j Approve Use of Proceeds For For Management 1k Approve Plan on the Allocation of For For Management Accumulated Profits Prior to the Issue 1l Approve Effective Period of the For For Management Resolution 2 Approve the Extension of the Validity For For Management Period of Authorizing the Board to Handle Matters in Relation to the Initial Public Offering and Listing of Renminbi Ordinary Shares (A Shares) with Full Authority 3 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- GUOTAI JUNAN SECURITIES CO., LTD. Ticker: 2611 Security ID: Y2R614115 Meeting Date: NOV 11, 2019 Meeting Type: Special Record Date: OCT 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect He Qing as Director For For Management 1.2 Elect An Hongjun as Director For For Management -------------------------------------------------------------------------------- GUOTAI JUNAN SECURITIES CO., LTD. Ticker: 2611 Security ID: Y2R614115 Meeting Date: JUN 15, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Work Report of the Board For For Management of Directors 2 Approve 2019 Work Report of the For For Management Supervisory Committee 3 Approve 2019 Profit Distribution Plan For For Management 4 Approve KPMG Huazhen LLP and KPMG as For For Management External Auditors 5 Approve 2019 Annual Report For For Management 6.1 Approve Potential Related Party For For Management Transactions Between the Group and International Group and Its Related Enterprises 6.2 Approve Potential Related Party For For Management Transactions Between the Group and Shenzhen Investment Holdings and Its Related Enterprises 6.3 Approve Potential Related Party For For Management Transactions Between the Group and the Related Enterprises of Any Director, Supervisor or Senior Management of the Company 6.4 Approve Potential Related Party For For Management Transactions Between the Group and the Related Natural Persons 7 Approve the Resolution on the General For Against Management Mandate for the Provision of Corporate Debt Related External Guarantee 8 Elect Liu Xinyi as Director For For Management 9 Elect Li Zhongning as Supervisor For For Management 10.1 Approve the Adjustment to the Validity For For Management Periods of the Relevant Resolution on General Mandate to Issue Onshore and Offshore Debt Financing Instruments 10.2 Approve the Adjustment to the Validity For For Management Periods of the Relevant Resolution on General Mandate to Issue Assets-Backed Securities 11 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights for A Shares and H Shares 12 Amend Articles of Association For Against Management -------------------------------------------------------------------------------- HAIDILAO INTERNATIONAL HOLDING LTD. Ticker: 6862 Security ID: G4290A101 Meeting Date: NOV 18, 2019 Meeting Type: Special Record Date: NOV 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve New Continuing Connected For For Management Transactions and Proposed Renewal of the Annual Caps Under the Shuyun Dongfang Agreements in Respect of 2019 and 2020 -------------------------------------------------------------------------------- HAIDILAO INTERNATIONAL HOLDING LTD. Ticker: 6862 Security ID: G4290A101 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: MAY 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Elect Shi Yonghong as Director and For For Management Authorize Board to Fix His Remuneration 3 Elect Hee Theng Fong as Director and For Against Management Authorize Board to Fix His Remuneration 4 Elect Qi Daqing as Director and For Against Management Authorize Board to Fix His Remuneration 5 Approve Deloitte Touche Tohmatsu as For For Management Auditor and Authorize Board to Fix Their Remuneration 6 Approve Final Dividend For For Management 7 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 8 Authorize Repurchase of Issued Share For For Management Capital 9 Authorize Reissuance of Repurchased For Against Management Shares 10 Elect Zhou Zhaocheng as Director For For Management -------------------------------------------------------------------------------- HAIER ELECTRONICS GROUP CO., LTD. Ticker: 1169 Security ID: G42313125 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: JUN 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a Elect Yang Guang as Director For For Management 2b Elect Eva Cheng Li Kam Fun as Director For For Management 2c Elect Gong Shao Lin as Director For For Management 2d Elect John Changzheng Ma as Director For For Management 2e Authorize Board to Fix Remuneration of For For Management Directors 3 Approve Ernst & Young as Auditors and For For Management Authorize Board to Fix Their Remuneration 4 Approve Final Dividend For For Management 5 Authorize Repurchase of Issued Share For For Management Capital 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For Against Management Shares 8 Approve Allotment and Issuance of New For Against Management Shares Under the Restricted Share Award Scheme -------------------------------------------------------------------------------- HAITIAN INTERNATIONAL HOLDINGS LIMITED Ticker: 1882 Security ID: G4232C108 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Elect Zhang Jianfeng as Director and For Against Management Authorize Board to Fix His Remuneration 3 Elect Liu Jianbo as Director and For Against Management Authorize Board to Fix His Remuneration 4 Elect Lou Baiju as Director and For For Management Authorize Board to Fix His Remuneration 5 Elect Guo Yonghui as Director and For For Management Authorize Board to Fix His Remuneration 6 Authorize Board to Fix Remuneration of For For Management Directors 7 Approve PricewaterhouseCoopers as For For Management Auditors and Authorize Board to Fix Their Remuneration 8 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 9 Authorize Repurchase of Issued Share For For Management Capital 10 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- HAITONG SECURITIES CO. LTD. Ticker: 6837 Security ID: Y2988F101 Meeting Date: APR 15, 2020 Meeting Type: Special Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Dilution of Current Returns of For For Management the Non-Public Issuance of A Shares of the Company and the Remedial Measures (Second Revision Proof) 1 Approve Satisfaction of the Conditions For For Management of the Non-Public Issue of A Shares of the Company 2.01 Approve Class and Nominal Value of For For Management Shares to be Issued 2.02 Approve Method and Time of the Issuance For For Management 2.03 Approve Target Subscribers and For For Management Subscription Method 2.04 Approve Number of Shares to be Issued For For Management and Amount of Proceeds to be Raised 2.05 Approve Issuance Price and Pricing For For Management Principle 2.06 Approve Use of Proceeds For For Management 2.07 Approve Lock-Up Period For For Management 2.08 Approve Place of Listing For For Management 2.09 Approve Arrangement for the Retained For For Management Profits of the Company Prior to the Issuance 2.10 Approve Validity Period of the For For Management Resolution 3 Approve Non-Public Issue of A Shares For For Management of the Company (Second Revision Proof) 4.01 Approve Supplemental Agreement to the For For Management Subscription Agreement Entered into Between Shanghai Guosheng Group Assets Co., Ltd. and Haitong Securities Co., Ltd. 4.02 Approve Supplemental Agreement to the For For Management Subscription Agreement Entered into Between Shanghai Haiyan Investment Management Company Limited and Haitong Securities Co., Ltd. 4.03 Approve Supplemental Agreement to the For For Management Subscription Agreement Entered into Between Bright Food (Group) Co., Ltd. and Haitong Securities Co., Ltd. 4.04 Approve Supplemental Agreement to the For For Management Subscription Agreement Entered into Between Shanghai Electric (Group) Corporation and Haitong Securities Co. , Ltd. 5 Approve Related Party Transactions For For Management Involved in the Company's Non-Public Issue of A Shares 6 Authorize Board to Deal with All For For Management Matters in Relation to the Non-Public Issue of A Shares of the Company -------------------------------------------------------------------------------- HAITONG SECURITIES CO. LTD. Ticker: 6837 Security ID: Y2988F101 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: MAY 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Supervisory For For Management Committee 3 Approve 2019 Annual Report For For Management 4 Approve 2019 Final Accounts Report For For Management 5 Approve 2019 Profit Distribution For For Management Proposal 6 Approve 2020 Appointment of Auditing For For Management Firms 7 Elect Zhou Donghui as Director For For Shareholder 8 Elect Li Zhenghao as Supervisor For For Shareholder 9.01 Approve Related Party Transactions For For Management with Shanghai Guosheng Group Co., Ltd. And Shanghai Guosheng Group Asset Co., Ltd. 9.02 Approve Related Party Transactions For For Management with BNP Paribas Investment Partners BE Holding SA and Its Related Companies 9.03 Approve Related Party Transactions For For Management with Shanghai Shengyuan Real Estate (Group) Co., Ltd. 9.04 Approve Related Party Transaction with For For Management the Companies (Other than the Company and Its Subsidiaries) Where the Company's Directors, Supervisors and Senior Management Hold Positions as Directors or Senior Management, and Other Related Corporate Entities 9.05 Approve Related Party Transaction with For For Management Related Natural Persons 1 Amend Articles of Association For For Management 2 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights for A Shares and/or H Shares -------------------------------------------------------------------------------- HANSOH PHARMACEUTICAL GROUP CO., LTD. Ticker: 3692 Security ID: G54958106 Meeting Date: JUN 05, 2020 Meeting Type: Annual Record Date: JUN 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a Elect Zhong Huijuan as Director For For Management 2b Elect Lyu Aifeng as Director For Against Management 2c Elect Sun Yuan as Director For Against Management 2d Elect Ma Cuifang as Director For For Management 2e Elect Lin Guoqiang as Director For For Management 2f Elect Chan Charles Sheung Wai as For For Management Director 2g Elect Yang Dongtao as Director For For Management 2h Authorize Board to Fix Remuneration of For For Management Directors 3 Approve Ernst & Young as Auditors and For For Management Authorize Board to Fix Their Remuneration 4 Authorize Repurchase of Issued Share For For Management Capital 5 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- HENGAN INTERNATIONAL GROUP COMPANY LIMITED Ticker: 1044 Security ID: G4402L151 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Elect Hui Lin Chit as Director For For Management 4 Elect Hung Ching Shan as Director For For Management 5 Elect Xu Shui Shen as Director For For Management 6 Elect Xu Chun Man as Director For For Management 7 Elect Chan Henry as Director For Against Management 8 Authorize Board to Fix Remuneration of For For Management Directors 9 Approve PricewaterhouseCoopers as For Against Management Auditors and Authorize Board to Fix Their Remuneration 10 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 11 Authorize Repurchase of Issued Share For For Management Capital 12 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- HUA HONG SEMICONDUCTOR LIMITED Ticker: 1347 Security ID: Y372A7109 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Elect Takayuki Morita as Director For For Management 3 Elect Jun Ye as Director For Against Management 4 Elect Kwai Huen Wong as Director For For Management 5 Elect Jing Wang as Director For For Management 6 Authorize Board to Fix Remuneration of For For Management Directors 7 Approve Ernst & Young as Auditors and For For Management Authorize Board to Fix Their Remuneration 8 Authorize Repurchase of Issued Share For For Management Capital 9 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 10 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- HUADIAN POWER INTERNATIONAL CORPORATION LIMITED Ticker: 1071 Security ID: Y3738Y101 Meeting Date: DEC 24, 2019 Meeting Type: Special Record Date: NOV 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Approve Purchase of Fuel and the For For Management Annual Cap 1b Approve Provision of Engineering For For Management Equipments, Systems, Products, Engineering and Construction Contracting, Environmental Protection System Renovation Project, Miscellaneous and Relevant Services and the Annual Cap 1c Approve Sales of Fuel and Provision of For For Management Relevant Services and the Annual Cap 2 Approve Proposed Finance Lease None None Management Framework Agreement, the Annual Caps and Related Transactions -------------------------------------------------------------------------------- HUADIAN POWER INTERNATIONAL CORPORATION LIMITED Ticker: 1071 Security ID: Y3738Y101 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: MAY 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 2 Approve Issuance of Debt Financing For Against Management Instruments 3 Amend Articles of Association For For Management 4 Approve 2019 Report of the Board of For For Management Directors 5 Approve 2019 Report of the Supervisory For For Management Committee 6 Approve 2019 Audited Financial Reports For For Management 7 Approve 2019 Profit Distribution For For Management Proposal 8.1 Approve BDO China Shu Lun Pan For For Management Certified Public Accountants LLP (Special General Partnership) and BDO Limited as Domestic Auditor and Overseas Auditor, Respectively, and Authorize Board to Fix Their Remuneration 8.2 Approve BDO China Shu Lun Pan For For Management Certified Public Accountants LLP (Special General Partnership) as Internal Control Auditor and Authorize Board to Fix Their Remuneration 9 Approve 2019 Performance Report of the For For Management Independent Directors 10 Approve 2019 Remuneration of Directors For For Management and Supervisors 11 Approve Proposed Finance Lease For For Management Framework Agreement, Maximum Financing Balance and Related Transactions 12.1 Elect Wang Xuxiang as Director and For For Management Authorize Board to Fix His Remuneration 12.2 Elect Luo Xiaoqian as Director and For For Shareholder Authorize Board to Fix His Remuneration 12.3 Elect Ni Shoumin as Director and For For Management Authorize Board to Fix His Remuneration 12.4 Elect Peng Xingyu as Director and For For Management Authorize Board to Fix His Remuneration 12.5 Elect Gou Wei as Director and For For Management Authorize Board to Fix His Remuneration 12.6 Elect Hao Bin as Director and For For Management Authorize Board to Fix His Remuneration 12.7 Elect Wang Xiaobo as Director and For For Management Authorize Board to Fix His Remuneration 12.8 Elect Feng Rong as Director and For For Management Authorize Board to Fix His Remuneration 13.1 Elect Wang Dashu as Director and For For Management Authorize Board to Fix His Remuneration 13.2 Elect Zong Wenlong as Director and For For Management Authorize Board to Fix His Remuneration 13.3 Elect Feng Zhenping as Director and For For Management Authorize Board to Fix His Remuneration 13.4 Elect Li Xingchun as Director and For For Management Authorize Board to Fix His Remuneration 14.1 Elect Chen Wei as Supervisor For For Management 14.2 Elect Ma Jing'an as Supervisor For For Management -------------------------------------------------------------------------------- HUANENG POWER INTERNATIONAL, INC. Ticker: 902 Security ID: Y3744A105 Meeting Date: DEC 17, 2019 Meeting Type: Special Record Date: NOV 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Continuing Connected For For Management Transactions for 2020 Between the Company and Huaneng Group 2 Approve Continuing Connected For Against Management Transactions (from 2020 to 2022) Between the Company and Huaneng Finance 3 Approve Continuing Connected For For Management Transactions (from 2020 to 2022) Between the Company and Tiancheng Leasing -------------------------------------------------------------------------------- HUANENG POWER INTERNATIONAL, INC. Ticker: 902 Security ID: Y3744A105 Meeting Date: MAR 05, 2020 Meeting Type: Special Record Date: FEB 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of Part of the For For Management Fundraising Investment Projects 2 Elect Zhao Keyu as Director For For Management 3 Approve Increase of the Amount of the For For Management General Mandate to Issue Domestic and/or Overseas Debt Financing Instruments -------------------------------------------------------------------------------- HUANENG POWER INTERNATIONAL, INC. Ticker: 902 Security ID: Y3744A105 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: MAY 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Work Report of Board of For For Management Directors 2 Approve 2019 Work Report of For For Management Supervisory Committee 3 Approve 2019 Audited Financial For For Management Statements 4 Approve 2019 Profit Distribution Plan For For Management 5 Approve Appointment of Auditors For For Management 6.01 Approve Issuance of Short-term For For Management Debentures 6.02 Approve Issuance of Super Short-term For For Management Debentures 6.03 Approve Issuance of Debt Financing For For Management Instruments 7 Approve Grant of General Mandate to For For Management Issue Domestic and/or Overseas Debt Financing Instruments 8 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights for Domestic Shares and/or Overseas Listed Foreign Shares 9 Approve Provision of Guarantee by For For Management Shandong Company to Its Subsidiary 10.01 Elect Zhao Keyu as Director For For Management 10.02 Elect Zhao Ping as Director For For Management 10.03 Elect Huang Jian as Director For For Management 10.04 Elect Wang Kui as Director For For Management 10.05 Elect Lu Fei as Director For For Management 10.06 Elect Teng Yu as Director For For Management 10.07 Elect Mi Dabin as Director For For Management 10.08 Elect Cheng Heng as Director For For Management 10.09 Elect Guo Hongbo as Director For Against Management 10.10 Elect Lin Chong as Director For For Management 11.01 Elect Xu Mengzhou as Director For For Management 11.02 Elect Liu Jizhen as Director For For Management 11.03 Elect Xu Haifeng as Director For For Management 11.04 Elect Zhang Xianzhi as Director For For Management 11.05 Elect Xia Qing as Director For For Management 12.01 Elect Li Shuqing as Supervisor For For Management 12.02 Elect Mu Xuan as Supervisor For For Management 12.03 Elect Ye Cai as Supervisor For For Management 12.04 Elect Gu Jianguo as Supervisor For For Management -------------------------------------------------------------------------------- HUANENG RENEWABLES CORPORATION LIMITED Ticker: 958 Security ID: Y3739S111 Meeting Date: JAN 06, 2020 Meeting Type: Special Record Date: DEC 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Voluntary Conditional Offer by For For Management CLSA Limited to Acquire All of The Issued H Shares and Proposed Voluntary Withdrawal of Listing of the H Shares -------------------------------------------------------------------------------- HUANENG RENEWABLES CORPORATION LIMITED Ticker: 958 Security ID: Y3739S111 Meeting Date: JAN 06, 2020 Meeting Type: Special Record Date: DEC 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Voluntary Conditional Offer by For For Management CLSA Limited to Acquire All of The Issued H Shares and Proposed Voluntary Withdrawal of Listing of the H Shares -------------------------------------------------------------------------------- HUATAI SECURITIES CO., LTD. Ticker: 6886 Security ID: Y37426114 Meeting Date: DEC 16, 2019 Meeting Type: Special Record Date: NOV 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of Use of Partial For For Management Proceeds from Non-Public Issuance of A Shares 2.1 Elect Zhang Wei as Director For For Management 2.2 Elect Zhou Yi as Director For Against Management 2.3 Elect Ding Feng as Director For For Shareholder 2.4 Elect Chen Yongbing as Director For For Shareholder 2.5 Elect Xu Qing as Director For For Shareholder 2.6 Elect Hu Xiao as Director For For Management 2.7 Elect Wang Tao as Director For For Management 2.8 Elect Zhu Xuebo as Director For For Management 2.9 Elect Chen Chuanming as Director For For Management 2.10 Elect Lee Chi Ming as Director For For Management 2.11 Elect Liu Yan as Director For For Management 2.12 Elect Chen Zhibin as Director For For Management 2.13 Elect Ma Qun as Director For For Management 3.1 Elect Zhang Ming as Supervisor For For Shareholder 3.2 Elect Yu Lanying as Supervisor For For Shareholder 3.3 Elect Zhang Xiaohong as Supervisor For For Shareholder 3.4 Elect Fan Chunyan as Supervisor For For Management -------------------------------------------------------------------------------- HUATAI SECURITIES CO., LTD. Ticker: 6886 Security ID: Y37426114 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: MAY 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Work Report of the Board For For Management of Directors 2 Approve 2019 Work Report of the For For Management Supervisory Committee 3 Approve 2019 Final Financial Report For For Management 4 Approve 2019 Annual Report For For Management 5 Approve 2019 Profit Distribution Plan For For Management 6.1 Approve Ordinary Related-Party For For Management Transactions with Jiangsu Guoxin Investment Group Limited and Its Related Companies 6.2 Approve Ordinary Related-Party For For Management Transactions with Jiangsu Communications Holding Co., Ltd. and Its Related Companies 6.3 Approve Ordinary Related-Party For For Management Transactions with Govtor Capital Group Co., Ltd. and Its Related Companies 6.4 Approve Ordinary Related-Party For For Management Transactions with Other Related Parties 7 Approve 2020 Estimated Investment For For Management Amount for Proprietary Business 8 Approve KPMG Huazhen LLP as Auditor For For Management for Annual Accounting Statements and as Internal Control Auditor and Fix Their Remuneration 9 Elect Wang Jianwen as Director For For Management 10 Amend Articles of Association For For Management -------------------------------------------------------------------------------- HUAZHU GROUP LIMITED Ticker: HTHT Security ID: 44332N106 Meeting Date: DEC 10, 2019 Meeting Type: Annual Record Date: NOV 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Ratify Deloitte Touche Tohmatsu For For Management Certified Public Accountants LLP as Auditors 2 Elect Director Min (Jenny) Zhang For Against Management 3 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- HUTCHISON CHINA MEDITECH LTD. Ticker: HCM Security ID: 44842L103 Meeting Date: APR 27, 2020 Meeting Type: Annual Record Date: MAR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2A Re-elect Simon To as Director For Abstain Management 2B Re-elect Christian Hogg as Director For For Management 2C Re-elect Johnny Cheng as Director For For Management 2D Re-elect Dr Weiguo Su as Director For For Management 2E Re-elect Dr Dan Eldar as Director For For Management 2F Re-elect Edith Shih as Director For For Management 2G Re-elect Paul Carter as Director For For Management 2H Re-elect Dr Karen Ferrante as Director For For Management 2I Re-elect Graeme Jack as Director For For Management 2J Re-elect Tony Mok as Director For For Management 3 Reappoint PricewaterhouseCoopers as For For Management Auditors and Authorise Their Remuneration 4A Authorise Issue of Equity For For Management 4B Authorise Issue of Equity without For For Management Pre-emptive Rights 4C Authorise Issue of Equity without For Against Management Pre-emptive Rights in Connection with an Equity Raise 4D Authorise Market Purchase of Ordinary For For Management Shares 5 Amend 2015 Share Option Scheme For Against Management 6 Adopt New Memorandum of Association For For Management and Articles of Association -------------------------------------------------------------------------------- HUYA, INC. Ticker: HUYA Security ID: 44852D108 Meeting Date: MAY 15, 2020 Meeting Type: Special Record Date: APR 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management -------------------------------------------------------------------------------- INDUSTRIAL & COMMERCIAL BANK OF CHINA LIMITED Ticker: 1398 Security ID: Y3990B112 Meeting Date: NOV 22, 2019 Meeting Type: Special Record Date: OCT 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Gu Shu as Director For For Management 2 Approve Payment Plan of Remuneration For For Management to Directors for 2018 3 Approve Payment Plan of Remuneration For For Management to Supervisors for 2018 4 Approve Application for Provisional For For Management Authorization Limit on External Donations 5 Elect Cao Liqun as Director For For Shareholder 6 Elect Feng Weidong as Director For For Shareholder -------------------------------------------------------------------------------- INDUSTRIAL & COMMERCIAL BANK OF CHINA LIMITED Ticker: 1398 Security ID: Y3990B112 Meeting Date: JAN 08, 2020 Meeting Type: Special Record Date: DEC 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Yang Guozhong as Supervisor For For Shareholder -------------------------------------------------------------------------------- INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED Ticker: 1398 Security ID: Y3990B112 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: JUN 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Work Report of the Board For For Management of Directors 2 Approve 2019 Work Report of the Board For For Management of Supervisors 3 Approve 2019 Audited Accounts For For Management 4 Approve 2019 Profit Distribution Plan For For Management 5 Approve 2020 Fixed Asset Investment For For Management Budget 6 Approve KPMG Huazhen LLP and KPMG as For For Management Domestic External Auditors and KPMG as Domestic External Auditors 7 Elect Shen Si as Director For For Management 8 Approve Issuance of Undated Additional For For Management Tier 1 Capital Bonds and Eligible Tier 2 Capital Instruments 9 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 10 Approve Issuance of Eligible Tier 2 For For Shareholder Capital Instruments 11 Approve Application for Authorization For For Shareholder Limit for Special Donations for COVID-19 Pandemic Prevention and Control 12 Elect Liao Lin as Director For For Shareholder -------------------------------------------------------------------------------- INNOVENT BIOLOGICS, INC. Ticker: 1801 Security ID: G4818G101 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: JUN 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2.1 Elect Ronnie Hao Xi Ede as Director For For Management 2.2 Elect Charles Leland Cooney as Director For For Management 3 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Deloitte Touche Tohmatsu as For For Management Auditors and Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Issued Share For For Management Capital 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- INNOVENT BIOLOGICS, INC. Ticker: 1801 Security ID: G4818G101 Meeting Date: JUN 12, 2020 Meeting Type: Special Record Date: JUN 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Approve Grant of Restricted Shares to For Against Management De-Chao Michael Yu under the RS Plan 1b Authorize Board to Deal with All For Against Management Matters in Relation to the Grant of Restricted Shares to De-Chao Michael Yu under the RS Plan 2a Approve Grant of Restricted Shares to For Against Management Ronald Hao Xi Ede under the RS Plan 2b Authorize Board to Deal with All For Against Management Matters in Relation to the Grant of Restricted Shares to Ronald Hao Xi Ede under the RS Plan 3a Approve Grant of Restricted Shares to For Against Management Charles Leland Cooney under the RS Plan 3b Authorize Board to Deal with All For Against Management Matters in Relation to the Grant of Restricted Shares to Charles Leland Cooney under the RS Plan 4a Approve Grant of Restricted Shares to For Against Management Joyce I-Yin Hsu under the RS Plan 4b Authorize Board to Deal with All For Against Management Matters in Relation to the Grant of Restricted Shares to Joyce I-Yin Hsu under the RS Plan 5a Approve Grant of Restricted Shares to For Against Management Kaixian Chen under the RS Plan 5b Authorize Board to Deal with All For Against Management Matters in Relation to the Grant of Restricted Shares to Kaixian Chen under the RS Plan 6a Approve Adoption of 2020 RS Plan For Against Management Limit, 2020 RS Plan Listing Approval, 2020 RS Plan and Related Transactions 6b Approve Grant of Specific Mandate to For Against Management Issue Shares under the 2020 RS Plan -------------------------------------------------------------------------------- JIANGSU EXPRESSWAY COMPANY LIMITED Ticker: 177 Security ID: Y4443L103 Meeting Date: SEP 26, 2019 Meeting Type: Special Record Date: AUG 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Subscription of Equity in For Against Management Interests in Jiangsu Communication Holding Group Finance Co., Ltd. -------------------------------------------------------------------------------- JIANGSU EXPRESSWAY COMPANY LIMITED Ticker: 177 Security ID: Y4443L103 Meeting Date: FEB 25, 2020 Meeting Type: Special Record Date: JAN 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.01 Approve Issue Size For For Management 1.02 Approve Par Value and Issue Price For For Management 1.03 Approve Issue Method For For Management 1.04 Approve Maturity and Type of Bonds For For Management 1.05 Approve Coupon Rate of Bonds For For Management 1.06 Approve Repayment of Principal and For For Management Interest of the Bonds 1.07 Approve Arrangements on Placement to For For Management Shareholders of the Company 1.08 Approve Redemption or Repurchase Terms For For Management 1.09 Approve Guarantee Terms For For Management 1.10 Approve Use of Proceeds For For Management 1.11 Approve Way of Underwriting For For Management 1.12 Approve Trading and Exchange Markets For For Management 1.13 Approve Protection Measures for For For Management Repayment 1.14 Approve Validity Period of the For For Management Resolutions 1.15 Approve Authorization in Relation to For For Management the Issue of Corporate Bonds -------------------------------------------------------------------------------- JIANGSU EXPRESSWAY COMPANY LIMITED Ticker: 177 Security ID: Y4443L103 Meeting Date: APR 23, 2020 Meeting Type: Special Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Loan Agreement Between the For Against Management Company and Wufengshan Toll Bridge Company, Use of Proceeds Raised from Corporate Bonds and Authorize Sun Xibin to Deal with Related Matters Including Contract Signing and Approval of Fund Allocation 2 Approve Loan Agreement Between the For Against Management Company and Changyi Company and Yichang Company, Use of Proceeds Raised from Corporate Bonds and Authorize Sun Xibin to Deal with Related Matters Including Contract Signing and Approval of Fund Allocation 3 Approve Merger by Absorption of For For Management Wholly-Owned Subsidiary 4 Elect Cheng Xiaoguang as Director and For For Management Approve the Signing of a Service Contract between the Company and Cheng Xiaoguang -------------------------------------------------------------------------------- JIANGSU EXPRESSWAY COMPANY LIMITED Ticker: 177 Security ID: Y4443L103 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Work Report of the Board For For Management of Directors 2 Approve 2019 Work Report of the For For Management Supervisory Committee 3 Approve 2019 Financial Statements and For For Management Audit Report 4 Approve 2019 Final Accounting Report For For Management 5 Approve 2020 Financial Budget Report For Against Management 6 Approve 2019 Final Profit Distribution For For Management Plan and Final Dividend 7 Approve Deloitte Touche Tohmatsu For For Management Certified Public Accountants LLP as Auditors and Internal Auditor and Authorize Board to Fix Their Remuneration 8 Approve Registration and Issuance of For For Management UST Notes and Related Transactions 9 Approve Registration and Issuance of For For Management MT Notes and Related Transactions 10 Approve Use of Proceeds Raised from For Against Management the MT Notes to be Issued by the Company to Provide Loan to Jiangsu Wufengshan Toll Bridge Company Limited and Related Transactions 11 Approve Use of Proceeds Raised from For Against Management the MT Notes to be issued by the Company to Provide Loan to Jiangsu Yichang Company and Related Transactions 12 Approve Use of Proceeds Raised from MT For Against Management Notes and UST Notes to be Issued by the Company to Provide Loans to Jiangsu Guangjing Xicheng Expressway Limited and Related Transactions 13 Amend Articles of Association For For Management 14 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 15 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 16 Amend Rules and Procedures Regarding For For Management Meetings of Supervisory Committee -------------------------------------------------------------------------------- JIANGXI COPPER COMPANY LIMITED Ticker: 358 Security ID: Y4446C100 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Proposed Issuance of Bonds and For For Management Related Transactions 2 Amend Articles of Association and For For Management Related Transactions 3 Approve 2019 Report of the Board of For For Management Directors 4 Approve 2019 Report of the Supervisory For For Management Committee 5 Approve 2019 Audited Financial For For Management Statements and Auditors' Report 6 Approve 2019 Profit Distribution For For Management 7 Approve Proposed Provision of For For Management Guarantees to Subsidiaries 8 Approve Ernst & Young Hua Ming LLP as For For Management Domestic Auditor and Ernst & Young as Overseas Auditor and Authorize Board to Fix Their Remuneration 9 Elect Liu Fangyun as Director and For For Shareholder Authorize Board to Fix His Remuneration 10 Approve Remuneration Scheme of All the For For Management Directors, Supervisors and Senior Management 11 Approve Cessation of Dong Jiahui to For For Management Act as Director 12 Approve Resignation of Hu Qingwen as For For Management Supervisor 13 Approve Resignation of Liao Shengsen For For Management as Supervisor 14.1 Elect Wu Donghua as a Supervisor and For For Management Authorize Board to Fix His Remuneration 14.2 Elect Guan Yongmin as a Supervisor and For For Management Authorize Board to Fix His Remuneration -------------------------------------------------------------------------------- JIANGXI COPPER COMPANY LIMITED Ticker: 358 Security ID: Y4446C100 Meeting Date: JUN 10, 2020 Meeting Type: Special Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association and For For Management Related Transactions -------------------------------------------------------------------------------- KAISA GROUP HOLDINGS LTD. Ticker: 1638 Security ID: G52132100 Meeting Date: NOV 19, 2019 Meeting Type: Special Record Date: NOV 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Dividend Out of the For For Management Share Premium Account -------------------------------------------------------------------------------- KAISA GROUP HOLDINGS LTD. Ticker: 1638 Security ID: G52132100 Meeting Date: JUN 15, 2020 Meeting Type: Annual Record Date: JUN 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Elect Sun Yuenan as Director For For Management 4 Elect Mai Fan as Director For For Management 5 Elect Kwok Hiu Kwan as Director For For Management 6 Elect Li Haiming as Director For For Management 7 Elect Liu Xuesheng as Director For For Management 8 Authorize Board to Fix Remuneration of For For Management Directors 9 Approve Grant Thornton Hong Kong For For Management Limited as Auditors and Authorize Board to Fix Their Remuneration 10 Authorize Repurchase of Issued Share For For Management Capital 11 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 12 Authorize Reissuance of Repurchased For Against Management Shares 13 Approve Grant Share Options of Kaisa For Against Management Prosperity to Liao Chuanqiang Under the 2019 Share Option Scheme 14 Approve Refreshment of Scheme Mandate For Against Management Limit Under the 2015 Share Option Scheme -------------------------------------------------------------------------------- KINGBOARD HOLDINGS LIMITED Ticker: 148 Security ID: G52562140 Meeting Date: MAY 25, 2020 Meeting Type: Annual Record Date: MAY 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3A Elect Ho Yin Sang as Director For For Management 3B Elect Cheung Wai Lin, Stephanie as For For Management Director 3C Elect Cheung Ming Man as Director For For Management 3D Elect Chan Wing Kee as Director For For Management 4 Authorize Board to Fix Remuneration of For For Management Directors 5 Approve Deloitte Touche Tohmatsu as For For Management Auditors and Authorize Board to Fix Their Remuneration 6A Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6B Authorize Repurchase of Issued Share For For Management Capital 6C Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- KINGBOARD LAMINATES HOLDINGS LIMITED Ticker: 1888 Security ID: G5257K107 Meeting Date: DEC 12, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve the New Supply and Service For For Management Framework Agreement, Proposed Annual Caps and Related Transactions -------------------------------------------------------------------------------- KINGBOARD LAMINATES HOLDINGS LIMITED Ticker: 1888 Security ID: G5257K107 Meeting Date: MAY 25, 2020 Meeting Type: Annual Record Date: MAY 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3A Elect Cheung Kwok Wa as Director For For Management 3B Elect Cheung Ka Ho as Director For For Management 3C Elect Leung Tai Chiu as Director For For Management 3D Elect Ip Shu Kwan, Stephen as Director For For Management 4 Authorize Board to Fix Remuneration of For For Management Directors 5 Approve Deloitte Touche Tohmatsu as For For Management Auditors and Authorize Board to Fix Their Remuneration 6A Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6B Authorize Repurchase of Issued Share For For Management Capital 6C Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- KINGDEE INTERNATIONAL SOFTWARE GROUP COMPANY LIMITED Ticker: 268 Security ID: G52568147 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAY 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2A Elect Lin Bo as Director For For Management 2B Elect Zhou Bo Wen as Director For For Management 2C Elect Gary Clark Biddle as Director For For Management 2D Elect Liu Chia Yung as Director For For Management 3 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve PricewaterhouseCoopers as For Against Management Auditors and Authorize Board to Fix Their Remuneration 5A Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 5B Authorize Repurchase of Issued Share For For Management Capital 5C Authorize Reissuance of Repurchased For Against Management Shares 6 Approve Final Dividend For For Management -------------------------------------------------------------------------------- KINGSOFT CORPORATION LIMITED Ticker: 3888 Security ID: G5264Y108 Meeting Date: DEC 20, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Framework Agreement, Proposed For For Management Annual Caps and Related Transactions -------------------------------------------------------------------------------- KINGSOFT CORPORATION LIMITED Ticker: 3888 Security ID: G5264Y108 Meeting Date: MAR 20, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Proposed Spin-Off of Kingsoft For For Management Cloud Holdings Limited, Separate Listing of the New Shares of Kingsoft Cloud on Either the New York Stock Exchange or National Association of Securities Dealers Automated Quotations and Related Transactions -------------------------------------------------------------------------------- KINGSOFT CORPORATION LIMITED Ticker: 3888 Security ID: G5264Y108 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: MAY 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3.1 Elect Jun Lei as Director For For Management 3.2 Elect Pak Kwan Kau as Director For For Management 3.3 Elect Wenjie Wu as Director For For Management 3.4 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Ernst & Young as Auditors and For For Management Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- KUNLUN ENERGY COMPANY LIMITED Ticker: 135 Security ID: G5320C108 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: MAY 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3A Elect Zhao Yongqi as Director For For Management 3B Elect Tsang Yok Sing Jasper as Director For For Management 4 Authorize Board to Fix Remuneration of For For Management Directors 5 Approve KPMG as Auditor and Authorize For Against Management Board to Fix Their Remuneration 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Authorize Share Repurchase Program For For Management 8 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- KWG GROUP HOLDINGS LIMITED Ticker: 1813 Security ID: G53224104 Meeting Date: JUN 05, 2020 Meeting Type: Annual Record Date: JUN 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Kong Jiannan as Director For For Management 3b Elect Tam Chun Fai as Director For For Management 3c Elect Li Binhai as Director For For Management 3d Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Ernst & Young as Auditor and For For Management Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For Against Management Shares 8a Approve Specific Mandate to Issue For Against Management Connected Awarded Shares Under the Share Award Scheme 8b Authorize Board to Deal with All For Against Management Matters in Relation to the Issuance of Connected Awarded Shares 9 Approve Grant of Connected Awarded For Against Management Shares to Cai Fengjia Under the Share Award Scheme 10 Approve Grant of Connected Awarded For Against Management Shares to Tsui Kam Tim Under the Share Award Scheme 11 Approve Grant of Connected Awarded For Against Management Shares to Chen Guangchuan Under the Share Award Scheme 12 Approve Grant of Connected Awarded For Against Management Shares to Chen Wende Under the Share Award Scheme 13 Approve Grant of Connected Awarded For Against Management Shares to Huang Yanping Under the Share Award Scheme 14 Approve Grant of Connected Awarded For Against Management Shares to Jin Yanlong Under the Share Award Scheme 15 Approve Grant of Connected Awarded For Against Management Shares to Ou Jian Under the Share Award Scheme 16 Approve Grant of Connected Awarded For Against Management Shares to Tang Wen Under the Share Award Scheme -------------------------------------------------------------------------------- LEE & MAN PAPER MANUFACTURING LIMITED Ticker: 2314 Security ID: G5427W130 Meeting Date: APR 24, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Elect Li King Wai Ross as Director For For Management 4 Elect Chau Shing Yim David as Director For Against Management 5 Authorize Board to Confirm the Terms For For Management of Appointment, Including the Remuneration, of Poon Chung Kwong 6 Authorize Board to Confirm the Terms For For Management of Appointment, Including the Remuneration, of Wong Kai Tung Tony 7 Authorize Board to Confirm the Terms For For Management of Appointment, Including the Remuneration, of Peter A. Davies 8 Approve Remuneration of Directors for For For Management the Year Ended December 31, 2019 9 Authorize Board to Fix Remuneration of For For Management Directors for the Year Ending December 31, 2020 10 Approve Deloitte Touche Tohmatsu as For For Management Auditors and Authorize Board to Fix Their Remuneration 11 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 12 Authorize Repurchase of Issued Share For For Management Capital 13 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- LEGEND HOLDINGS CORPORATION Ticker: 3396 Security ID: Y52237107 Meeting Date: FEB 13, 2020 Meeting Type: Special Record Date: JAN 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Li Peng as Director For For Management 2 Elect Wang Yusuo as Director For For Management 3 Elect Yin Jian'an as Director For For Management 4 Approve Amendments to Articles of For For Management Association 5 Approve Grant of General Mandate to For For Management Issue Debt Financing Instruments and Related Transactions -------------------------------------------------------------------------------- LEGEND HOLDINGS CORPORATION Ticker: 3396 Security ID: Y52237107 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: JUN 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Directors' Report For For Management 2 Approve Supervisors' Report For For Management 3 Approve Audited Financial Statements For For Management and Independent Auditor's Report 4 Approve Profit Distribution Plan For For Management 5 Approve PricewaterhouseCoopers as For For Management Independent Auditor and Authorize Board to Fix Their Remuneration 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Authorize Repurchase of Issued H Share For For Management Capital 8 Elect Yang Jianhua as Supervisor For For Shareholder -------------------------------------------------------------------------------- LEGEND HOLDINGS CORPORATION Ticker: 3396 Security ID: Y52237107 Meeting Date: JUN 12, 2020 Meeting Type: Special Record Date: JUN 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Repurchase of Issued H Share For For Management Capital -------------------------------------------------------------------------------- LEGEND HOLDINGS CORPORATION Ticker: 3396 Security ID: Y52237107 Meeting Date: JUN 12, 2020 Meeting Type: Special Record Date: JUN 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Continuing Guarantee Support For Against Management Framework Agreement, Cap of the Guarantees and Related Transactions -------------------------------------------------------------------------------- LENOVO GROUP LIMITED Ticker: 992 Security ID: Y5257Y107 Meeting Date: JUL 09, 2019 Meeting Type: Annual Record Date: JUL 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Zhu Linan as Director For For Management 3b Elect Yang Chih-Yuan Jerry as Director For For Management 3c Elect Gordon Robert Halyburton Orr as For For Management Director 3d Elect Woo Chin Wan Raymond as Director For For Management 3e Authorize Board Not to Fill Up Vacated For For Management Office Resulting From Retirement of Tian Suning as Director 3f Authorize Board to Fix Remuneration of For For Management Directors 4 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For Against Management Shares 8 Approve Award Plans and California For Against Management Sub-Plans -------------------------------------------------------------------------------- LI NING COMPANY LIMITED Ticker: 2331 Security ID: G5496K124 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: JUN 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3.1a Elect Kosaka Takeshi as Director For For Management 3.1b Elect Wang Ya Fei as Director For For Management 3.1c Elect Chan Chung Bun, Bunny as Director For For Management 3.2 Authorize Board to Fix the For For Management Remuneration of Directors 4 Approve PricewaterhouseCoopers, For For Management Certified Public Accountants as Auditor and Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- LOGAN PROPERTY HOLDINGS CO., LTD. Ticker: 3380 Security ID: G55555109 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAY 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Elect Kei Hoi Pang as Director For For Management 4 Elect Wu Jian as Director For For Management 5 Elect Kei Perenna Hoi Ting as Director For For Management 6 Elect Cai Suisheng as Director For For Management 7 Authorize Board to Fix the For For Management Remuneration of Directors 8 Approve Ernst & Young as Auditors and For For Management Authorize Board to Fix Their Remuneration 9 Authorize Repurchase of Issued Share For For Management Capital 10 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 11 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- LOGAN PROPERTY HOLDINGS CO., LTD. Ticker: 3380 Security ID: G55555109 Meeting Date: MAY 22, 2020 Meeting Type: Special Record Date: MAY 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of the English name of For For Management the Company from "Logan Property Holdings Company Limited" to "Logan Group Company Limited" and the Chinese Name of the Company -------------------------------------------------------------------------------- LONGFOR GROUP HOLDINGS LIMITED Ticker: 960 Security ID: G5635P109 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: JUN 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3.1 Elect Shao Mingxiao as Director For For Management 3.2 Elect Wang Guangjian as Director For Against Management 3.3 Elect Chan Chi On, Derek as Director For For Management 3.4 Elect Xiang Bing as Director For For Management 3.5 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Deloitte Touche Tohmatsu as For For Management Auditors and Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- LUYE PHARMA GROUP LTD. Ticker: 2186 Security ID: G57007109 Meeting Date: JAN 22, 2020 Meeting Type: Special Record Date: JAN 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Sale and Purchase Agreement For For Management and Related Transactions -------------------------------------------------------------------------------- LUYE PHARMA GROUP LTD. Ticker: 2186 Security ID: G57007109 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: JUN 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Yuan Hui Xian as Director For For Management 3b Elect Zhu Yuan Yuan as Director For For Management 3c Elect Song Rui Lin as Director For For Management 3d Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Ernst & Young as Auditor and For For Management Authorize Board to Fix Their Remuneration 5A Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 5B Authorize Repurchase of Issued Share For For Management Capital 5C Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- MEITUAN DIANPING Ticker: 3690 Security ID: G59669104 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Elect Orr Gordon Robert Halyburton as For For Management Director 3 Elect Leng Xuesong as Director For For Management 4 Elect Shum Heung Yeung Harry as For For Management Director 5 Authorize Board to Fix Remuneration of For For Management Directors 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Authorize Repurchase of Issued Share For For Management Capital 8 Authorize Reissuance of Repurchased For Against Management Shares 9 Approve PricewaterhouseCoopers as For Against Management Auditor and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- METALLURGICAL CORP. OF CHINA LTD. Ticker: 1618 Security ID: Y5949Y119 Meeting Date: APR 29, 2020 Meeting Type: Special Record Date: FEB 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Ng Kar Ling, Johnny as Director For For Shareholder 2 Approve Adjustment to the Remuneration For For Management of Independent Non-executive Directors -------------------------------------------------------------------------------- METALLURGICAL CORP. OF CHINA LTD. Ticker: 1618 Security ID: Y5949Y119 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: MAY 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Work Report of the Board For For Management 2 Approve 2019 Work Report of the For For Management Supervisory Committee 3 Approve 2019 Final Accounts Report For For Management 4 Approve 2019 Profit Distribution Plan For For Management 5 Approve Remuneration of Directors and For For Management Supervisors 6 Approve 2020 Guarantee Plan For Against Management 7 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 8 Amend Articles of Association and the For For Management Rules of Procedure for General Meetings 9 Approve WUYIGE Certified Public For For Shareholder Accountants LLP as the Auditor and the Internal Control Auditor and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- NETEASE, INC. Ticker: NTES Security ID: 64110W102 Meeting Date: SEP 13, 2019 Meeting Type: Annual Record Date: JUL 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect William Lei Ding as Director For For Management 1b Elect Alice Cheng as Director For Against Management 1c Elect Denny Lee as Director For Against Management 1d Elect Joseph Tong as Director For Against Management 1e Elect Lun Feng as Director For Against Management 1f Elect Michael Leung as Director For Against Management 1g Elect Michael Tong as Director For Against Management 2 Approve Appointment of For For Management PricewaterhouseCoopers Zhong Tian LLP as Auditor -------------------------------------------------------------------------------- NEW CHINA LIFE INSURANCE COMPANY LTD. Ticker: 1336 Security ID: Y625A4115 Meeting Date: OCT 18, 2019 Meeting Type: Special Record Date: SEP 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Li Quan as Director For For Shareholder 2 Elect Gao Lizhi as Supervisor For For Shareholder 3 Approve Remuneration of the Executive For For Management Director, Chief Executive Officer and President of the Company 4 Approve Amendments to Measures for the For For Management Administration of the Independent Directors of New China Life Insurance Company Ltd. -------------------------------------------------------------------------------- NEW CHINA LIFE INSURANCE COMPANY LTD. Ticker: 1336 Security ID: Y625A4115 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board For For Management 2 Approve 2019 Report of the Board of For For Management Supervisors 3 Approve 2019 Annual Report and Its For For Management Summary 4 Approve 2019 Annual Financial Report For For Management 5 Approve 2019 Profit Distribution Plan For For Management 6 Approve 2019 Report of Performance of For For Management the Directors 7 Approve 2019 Report of Performance of For For Management the Independent Non-executive Directors 8 Approve Ernst & Young Hua Ming LLP as For For Management Domestic Auditor and Ernst & Young as International Auditor 9 Approve the Proposal on Amendment to For For Management the Administrative Measures on Related Party Transactions 10 Approve the Proposal on Amendment to For For Management the Plan on Authorization to the Board Granted by the General Meeting 11 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 12 Amend Articles of Association For Against Management Regarding Party Committee 13 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 14 Amend Rules of Procedures of the Board For Against Management of Directors Regarding Party Committee 15 Amend Rules and Procedures Regarding For For Management Meetings of Supervisors -------------------------------------------------------------------------------- NINE DRAGONS PAPER (HOLDINGS) LIMITED Ticker: 2689 Security ID: G65318100 Meeting Date: DEC 16, 2019 Meeting Type: Annual Record Date: DEC 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a1 Elect Liu Ming Chung as Director For For Management 3a2 Elect Zhang Lianpeng as Director For Against Management 3a3 Elect Tam Wai Chu, Maria as Director For For Management 3a4 Elect Ng Leung Sing as Director For Against Management 3a5 Elect Lam Yiu Kin as Director For Against Management 3b Authorize Board to Fix Remuneration of For For Management Directors 4 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 5a Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 5b Authorize Repurchase of Issued Share For For Management Capital 5c Authorize Reissuance of Repurchased For Against Management Shares 6 Adopt New Bye-Laws For For Management -------------------------------------------------------------------------------- PEOPLE'S INSURANCE CO. (GROUP) OF CHINA LIMITED Ticker: 1339 Security ID: Y6800A109 Meeting Date: JAN 06, 2020 Meeting Type: Special Record Date: DEC 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve the Remuneration Scheme for For For Management Directors and Supervisors 2 Elect Huang Liangbo as Supervisor For For Management -------------------------------------------------------------------------------- PEOPLE'S INSURANCE CO. (GROUP) OF CHINA LIMITED Ticker: 1339 Security ID: Y6800A109 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Board of For For Management Supervisors 3 Approve 2019 Final Financial Accounts For For Management 4 Approve 2019 Profit Distribution Plan For For Management 5 Approve 2020 Fixed Asset Investment For For Management Budget 6 Approve Engagement of Auditor for For For Management Financial Statements and Internal Control for the Year 2020 7 Approve Engagement of Auditor for For For Management Financial Statements and Internal Control for the Year 2021 8 Approve 2019 Work Report of the For For Management Independent Directors and Appraisal of Performance 9 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 10 Elect Wang Tingke as Director For For Management 1 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- PETROCHINA COMPANY LIMITED Ticker: 857 Security ID: Y6883Q104 Meeting Date: MAR 25, 2020 Meeting Type: Special Record Date: FEB 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Dai Houliang as Director For For Shareholder 1.2 Elect Lv Bo as Director For For Shareholder 1.3 Elect Li Fanrong as Director For For Shareholder -------------------------------------------------------------------------------- PETROCHINA COMPANY LIMITED Ticker: 857 Security ID: Y6883Q104 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Supervisory For For Management Committee 3 Approve 2019 Financial Report For For Management 4 Approve Final Dividend For For Management 5 Authorize Board to Determine the For For Management Distribution of Interim Dividends 6 Approve KPMG Huazhen as Domestic For Against Management Auditors and KPMG as International Auditors and Authorize Board to Fix Their Remuneration 7.1 Elect Liu Yuezhen as Director For Abstain Management 7.2 Elect Duan Liangwei as Director For For Management 8.1 Elect Elsie Leung Oi-sie as Director For Against Management 8.2 Elect Tokuchi Tatsuhito as Director For For Management 8.3 Elect Simon Henry as Director For For Management 8.4 Elect Cai Jinyong as Director For For Management 8.5 Elect Jiang, Simon X. as Director For For Management 9.1 Elect Xu Wenrong as Supervisor For For Shareholder 9.2 Elect Zhang Fengshan as Supervisor For For Shareholder 9.3 Elect Jiang Lifu as Supervisor For For Shareholder 9.4 Elect Lu Yaozhong as Supervisor For For Shareholder 9.5 Elect Wang Liang as Supervisor For For Shareholder 10 Approve the Guarantees to be Provided For Against Management to the Subsidiaries and Affiliated Companies of the Company and Relevant Authorization to the Board 11 Approve Unconditionally Grant a For For Management General Mandate to the Board to Determine and Deal with the Issue of Debt Financing Instruments 12 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights for Domestic Shares and H shares 13 Approve Amendments to the Business For For Shareholder Scope and Amendments to the Articles of Association -------------------------------------------------------------------------------- PICC PROPERTY & CASUALTY CO. LTD. Ticker: 2328 Security ID: Y6975Z103 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Jiang Caishi as Director For For Management 2 Elect Zhang Xiaoli as Supervisor For For Management 3 Approve 2019 Report of the Board of For For Management Directors 4 Approve 2019 Report of the Supervisory For For Management Committee 5 Approve 2019 Audited Financial For For Management Statements and Auditor's Report 6 Approve 2019 Profit Distribution Plan For For Management 7 Approve 2020 Directors' Fees For For Management 8 Approve 2020 Supervisors' Fees For For Management 9 Approve Deloitte Touche Tohmatsu as For For Management International Auditor and Deloitte Touche Tohmatsu Certified Public Accountants LLP as Domestic Auditor and Authorize Board to Fix Their Remuneration 10 Approve 2019 Performance Report and For For Management Performance Evaluation Results of Independent Directors 11 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights for Domestic Shares and H Shares and Authorize Board to Increase the Registered Capital and Amend Articles of Association to Reflect New Capital Structure -------------------------------------------------------------------------------- PING AN HEALTHCARE & TECHNOLOGY COMPANY LIMITED Ticker: 1833 Security ID: G71139102 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: APR 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a1 Elect Wang Tao as Director For For Management 2a2 Elect Tan Sin Yin as Director For For Management 2a3 Elect Lin Lijun as Director For For Management 2a4 Elect Pan Zhongwu as Director For For Management 2a5 Elect Tang Yunwei as Director For For Management 2a6 Elect Guo Tianyong as Director For For Management 2b Authorize Board to Fix Remuneration of For For Management Directors 3 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 4A Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 4B Authorize Repurchase of Issued Share For For Management Capital 4C Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- PING AN INSURANCE (GROUP) CO. OF CHINA LTD. Ticker: 2318 Security ID: Y69790106 Meeting Date: DEC 10, 2019 Meeting Type: Special Record Date: NOV 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.01 Elect Xie Yonglin as Director For For Management 1.02 Elect Tan Sin Yin as Director For For Management 2 Amend Articles of Association For For Management -------------------------------------------------------------------------------- PING AN INSURANCE (GROUP) COMPANY OF CHINA, LTD. Ticker: 2318 Security ID: Y69790106 Meeting Date: APR 09, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Supervisory For For Management Committee 3 Approve 2019 Annual Report and Its For For Management Summary 4 Approve 2019 Financial Statements and For For Management Statutory Reports 5 Approve 2019 Profit Distribution Plan For For Management and Distribution of Final Dividends 6 Approve PricewaterhouseCoopers Zhong For Against Management Tian LLP as PRC Auditor and PricewaterhouseCoopers as International Auditor and Authorize Board to Fix Their Remuneration 7 Approve 2019 Performance Evaluation of For For Management Independent Non-Executive Directors 8 Approve Issuance of Debt Financing For For Management Instruments 9 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights for H Shares 10 Amend Articles of Association For For Management 11 Elect Lu Min as Director For For Shareholder -------------------------------------------------------------------------------- POSTAL SAVINGS BANK OF CHINA CO., LTD. Ticker: 1658 Security ID: Y6987V108 Meeting Date: OCT 29, 2019 Meeting Type: Special Record Date: SEP 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Zhang Xuewen as Director For For Management 2 Elect Yao Hong as Director For For Management 3 Elect Fu Tingmei as Director For For Management 4 Elect Wen Tiejun as Director For For Management 5 Elect Chung Shui Ming Timpson as For Against Management Director 6 Elect Pan Yingli as Director For For Management 7 Elect Chen Yuejun as Supervisor For For Management 8 Elect Li Yujie as Supervisor For For Management 9 Elect Zhao Yongxiang as Supervisor For For Management 10 Elect Wu Yu as Supervisor For For Management 11 Elect Bai Jianjun as Supervisor For For Management 12 Elect Chen Shimin as Supervisor For For Management 13 Approve Remuneration Settlement Plan For For Management for Directors for 2018 14 Approve Remuneration Settlement Plan For For Management for Supervisors for 2018 15 Approve Proposed Issuance of For For Management Write-down Undated Capital Bonds -------------------------------------------------------------------------------- POSTAL SAVINGS BANK OF CHINA CO., LTD. Ticker: 1658 Security ID: Y6987V108 Meeting Date: MAR 06, 2020 Meeting Type: Special Record Date: FEB 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2 Elect Guo Xinshuang as Director For For Management 3 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 4 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors -------------------------------------------------------------------------------- POSTAL SAVINGS BANK OF CHINA CO., LTD. Ticker: 1658 Security ID: Y6987V108 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: APR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Work Report of the Board For For Management of Directors 2 Approve 2019 Work Report of the Board For For Management of Supervisors 3 Approve 2019 Final Financial Accounts For For Management 4 Approve 2019 Profit Distribution Plan For For Management 5 Approve 2020 Budget Plan of Fixed For For Management Assets Investment 6 Approve Appointment of Accounting For For Management Firms for 2020 7 Approve Remuneration Adjustment Plan For For Management for Independent Non-executive Directors 8 Approve Remuneration Adjustment Plan For For Management for External Supervisors 9 Approve Increase in 2020 External For For Management Donations Limit 10 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 11 Approve Issuance of Write-Down Undated For For Shareholder Capital Bonds -------------------------------------------------------------------------------- SEAZEN GROUP LTD. Ticker: 1030 Security ID: G3701A106 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: JUN 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a1 Elect Lu Zhongming as Director For For Management 3a2 Elect Qu Dejun as Director For For Management 3a3 Elect Chen Huakang as Director For For Management 3a4 Elect Zhu Zengjin as Director For For Management 3b Authorize Board to Fix Remuneration of For For Management Directors 4 Approve PricewaterhouseCoopers as For For Management Auditors and Authorize Board to Fix Their Remuneration 5A Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 5B Authorize Repurchase of Issued Share For For Management Capital 5C Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- SEMICONDUCTOR MANUFACTURING INTERNATIONAL CORPORATION Ticker: 981 Security ID: G8020E119 Meeting Date: FEB 13, 2020 Meeting Type: Special Record Date: FEB 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve SMSC Framework Agreement, SMSC For Against Management Framework Agreement Annual Caps and Related Transactions 2 Approve Amendment Agreement, Revised For For Management Annual Caps and Related Transactions 3 Approve Grant of Restricted Share For Against Management Units to Chen Shanzhi Under the 2014 Equity Incentive Plan and Related Transactions 4 Approve Grant of Restricted Share For Against Management Units to William Tudor Brown Under the 2014 Equity Incentive Plan and Related Transactions 5 Approve Grant of Restricted Share For Against Management Units to Young Kwang Leei Under the 2014 Equity Incentive Plan and Related Transactions -------------------------------------------------------------------------------- SEMICONDUCTOR MANUFACTURING INTERNATIONAL CORPORATION Ticker: 981 Security ID: G8020E119 Meeting Date: JUN 01, 2020 Meeting Type: Special Record Date: MAY 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve RMB Share Issue and Specific For For Management Mandate 2 Authorize Board to Deal with All For For Management Matters in Relation to the RMB Share Issue 3 Approve Plan for Distribution of For For Management Profits Accumulated Before the RMB Share Issue 4 Approve Policy for Stabilization of For For Management the Price of the RMB Shares for the Three Years After the RMB Share Issue 5 Approve Profits Distribution Policy For For Management and Dividend Return Plan for the Three Years After the RMB Share Issue 6 Approve Use of Proceeds from the RMB For For Management Share Issue 7 Approve Remedial Measures for the For For Management Potential Dilution of Immediate Returns by the RMB Share Issue 8 Approve Undertakings and Corresponding For For Management Binding Measures in Connection with the RMB Share Issue 9 Approve Adoption of Policy Governing For For Management the Procedures for the Holding of General Meetings 10 Approve Adoption of Policy Governing For For Management the Procedures for the Holding of Board meetings 11 Amend Memorandum and Articles of For For Management Association and Adopt Amended and Restated Memorandum and Articles of Association -------------------------------------------------------------------------------- SEMICONDUCTOR MANUFACTURING INTERNATIONAL CORPORATION Ticker: 981 Security ID: G8020E119 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: JUN 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a Elect Zhou Zixue as Director For For Management 2b Elect Gao Yonggang as Director For For Management 2c Elect William Tudor Brown as Director For For Management 2d Elect Tong Guohua as Director For Against Management 2e Elect Young Kwang Leei as Director For For Management 2f Authorize Board to Fix Remuneration of For For Management Directors 3 Approve PricewaterhouseCoopers as For For Management Auditors for Hong Kong Financial Reporting Purpose, and Authorize Audit Committee of the Board to Fix Their Remuneration 4 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 5 Authorize Repurchase of Issued Share For For Management Capital 6 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- SEMICONDUCTOR MANUFACTURING INTERNATIONAL CORPORATION Ticker: 981 Security ID: G8020E119 Meeting Date: JUN 23, 2020 Meeting Type: Special Record Date: JUN 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve CICT Agreements, Utilization For For Management of the Specific Mandate to Issue Such Number of RMB Shares and Related Transactions 2 Approve Shanghai IC Fund Agreements, For For Management Utilization of the Specific Mandate to Issue Such Number of RMB Shares and Related Transactions -------------------------------------------------------------------------------- SEMICONDUCTOR MANUFACTURING INTERNATIONAL CORPORATION Ticker: 981 Security ID: G8020E119 Meeting Date: JUN 23, 2020 Meeting Type: Special Record Date: JUN 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve New JV Agreement, New Capital For For Management Contribution Agreement and Related Transactions -------------------------------------------------------------------------------- SHANDONG WEIGAO GROUP MEDICAL POLYMER COMPANY LIMITED Ticker: 1066 Security ID: Y76810103 Meeting Date: JUL 02, 2019 Meeting Type: Annual Record Date: MAY 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2018 Audited Consolidated For For Management Financial Statements 2 Approve 2018 Report of the Board of For For Management Directors 3 Approve 2018 Report of the Supervisory For For Management Committee 4 Approve Final Dividend For For Management 5 Approve Deloitte Touche Tohmatsu as For For Management Auditor and Authorize Board to Fix Their Remuneration 6 Authorize Board to Fix Remuneration of For For Management Directors, Supervisors and Senior Management 7 Elect Gong Jian Bo as Director For For Management 8 Elect Fu Ming Zhong as Director For For Management 9 Elect Wang Jin Xia as Director For For Management 10 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights for H Shares 11 Authorize Repurchase of Issued H Share For For Management Capital -------------------------------------------------------------------------------- SHANDONG WEIGAO GROUP MEDICAL POLYMER COMPANY LIMITED Ticker: 1066 Security ID: Y76810103 Meeting Date: JUL 02, 2019 Meeting Type: Special Record Date: MAY 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management -------------------------------------------------------------------------------- SHANDONG WEIGAO GROUP MEDICAL POLYMER COMPANY LIMITED Ticker: 1066 Security ID: Y76810103 Meeting Date: NOV 15, 2019 Meeting Type: Special Record Date: OCT 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Distribution of Interim For For Management Dividend -------------------------------------------------------------------------------- SHANDONG WEIGAO GROUP MEDICAL POLYMER COMPANY LIMITED Ticker: 1066 Security ID: Y76810103 Meeting Date: NOV 15, 2019 Meeting Type: Special Record Date: OCT 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Logistic and Distribution For For Management Services Framework Agreement, Annual Caps and Related Transactions 2 Approve Finance Leasing and Factoring For Against Management Framework Agreement, Annual Caps and Related Transactions 3 Approve Purchase Framework Agreement, For For Management Annual Caps and Related Transactions -------------------------------------------------------------------------------- SHANDONG WEIGAO GROUP MEDICAL POLYMER COMPANY LIMITED Ticker: 1066 Security ID: Y76810103 Meeting Date: JUN 08, 2020 Meeting Type: Special Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Subscription Agreement, Loan For For Management Agreement and Share Retention Agreement 2 Approve, Execute and Do or Procure All For For Management Such Documents and Things in Connection with the Subscription Agreement and Submit to Authority for Approval or Filing of Any Relevant Document 3 Authorize Board to Deal with All For For Management Matters in Relation to Subscription Agreement, Loan Agreement and Share Retention Agreement -------------------------------------------------------------------------------- SHANGHAI ELECTRIC GROUP COMPANY LIMITED Ticker: 2727 Security ID: Y76824104 Meeting Date: NOV 14, 2019 Meeting Type: Special Record Date: OCT 14, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Xu Jianxin as Director For For Shareholder 2 Approve Adjustment of Maximum For Against Shareholder Outstanding Amount for Provision of External Guarantees 1 Approve Proposed Change in Use of For For Management Proceeds 2 Amend Articles of Association For For Shareholder -------------------------------------------------------------------------------- SHANGHAI ELECTRIC GROUP COMPANY LIMITED Ticker: 2727 Security ID: Y76824104 Meeting Date: NOV 14, 2019 Meeting Type: Special Record Date: OCT 14, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Proposed Change in Use of For For Management Proceeds -------------------------------------------------------------------------------- SHANGHAI ELECTRIC GROUP COMPANY LIMITED Ticker: 2727 Security ID: Y76824104 Meeting Date: DEC 27, 2019 Meeting Type: Special Record Date: NOV 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Connected Transactions and For For Management Proposed Annual Caps Under the SEC Framework Deposit Agreement 2 Approve Connected Transactions and For Against Management Proposed Annual Caps Under the SEC Framework Loan Agreement 3 Approve Connected Transactions and For For Management Proposed Annual Caps Under the MESMEE Framework Purchase Agreement -------------------------------------------------------------------------------- SHANGHAI ELECTRIC GROUP COMPANY LIMITED Ticker: 2727 Security ID: Y76824104 Meeting Date: MAY 07, 2020 Meeting Type: Special Record Date: APR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2 Approve Maximum Outstanding Amount for For Against Shareholder Provision of External Guarantees 3 Approve Compliance of the Spin-Off and For For Shareholder Listing of Subsidiary on the Science and Technology Innovation Board with Relevant Laws and Regulations 4 Approve Plan on the Spin-Off and For For Shareholder Listing of Shanghai Electric Wind Power Group Co., Ltd. on the Science and Technology Innovation Board 5 Approve Proposal of the Spin-Off and For For Shareholder Listing of Shanghai Electric Wind Power Group Co., Ltd. on the Science and Technology Innovation Board by Shanghai Electric (Revised Version) 6 Approve Compliance of Spin-Off and For For Shareholder Listing of Subsidiary on the Science and Technology Innovation Board Under Certain Provisions 7 Approve Spin-Off and Listing of a For For Shareholder Subsidiary on the Science and Technology Innovation Board which Benefits the Safeguarding of Legal Rights and Interests of Shareholders and Creditors 8 Approve Ability to Maintain For For Shareholder Independence and Sustainable Operation of the Company 9 Approve Affirmation of Capability of For For Shareholder Shanghai Electric Wind Power Group Co. , Ltd. to Implement Regulated Operation 10 Approve Explanation of the For For Shareholder Completeness of and Compliance with Statutory Procedures of the Spin-Off and the Validity of Legal Documents Submitted 11 Approve Analysis on the Objectives, For For Shareholder Commercial Reasonableness, Necessity and Feasibility of the Spin-Off 12 Approve Authorization by the General For For Shareholder Meeting to the Board and Its Authorized Persons to Deal with Matters Relating to the Spin-Off of the Company -------------------------------------------------------------------------------- SHANGHAI ELECTRIC GROUP COMPANY LIMITED Ticker: 2727 Security ID: Y76824104 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: MAY 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Annual Report For For Management 2 Approve 2019 Report of the Board For For Management 3 Approve 2019 Report of the Supervisory For For Management Committee 4 Approve 2019 Report of the Financial For For Management Results 5 Approve 2019 Profit Distribution Plan For For Management 6 Approve the Alignment in the For For Management Preparation of Financial Statements in Accordance with the China Accounting Standards for Business Enterprises and Cessation of Appointment of the International Auditor 7 Approve PwC Zhong Tian as Auditor and For For Management Authorize Board to Fix Their Remuneration 8 Approve Ratification of Emoluments For For Management Paid to Directors and Supervisors for the Year of 2019 and Approve Emoluments of Directors and Supervisors for the Year of 2020 9 Approve Renewal of Liability Insurance For For Management for Directors, Supervisors and Senior Management 10 Approve the Related-Party Transactions For For Management between the Company and SINOMEC Engineering Group Co., Ltd. 1 Amend Articles of Association For For Management 2 Authorize Repurchase of Issued H Share For For Management Capital 3 Approve the Repurchase and For For Management Cancellation of Certain Restricted A Shares 4 Approve Change of Business Scope and For For Management Amend Articles of Association -------------------------------------------------------------------------------- SHANGHAI ELECTRIC GROUP COMPANY LIMITED Ticker: 2727 Security ID: Y76824104 Meeting Date: JUN 29, 2020 Meeting Type: Special Record Date: MAY 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Repurchase of Issued H Share For For Management Capital 2 Approve the Repurchase and For For Management Cancellation of Certain Restricted A Shares -------------------------------------------------------------------------------- SHANGHAI FOSUN PHARMACEUTICAL (GROUP) CO., LTD. Ticker: 2196 Security ID: Y7687D109 Meeting Date: OCT 21, 2019 Meeting Type: Special Record Date: SEP 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Transaction Agreement, For For Management Rollover Agreement and Related Transactions 2 Approve Renewal of Continuing For Against Management Connected Transactions -------------------------------------------------------------------------------- SHANGHAI FOSUN PHARMACEUTICAL (GROUP) CO., LTD. Ticker: 2196 Security ID: Y7687D109 Meeting Date: DEC 30, 2019 Meeting Type: Special Record Date: NOV 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Compliance of the Overseas For For Management Listing of Gland Pharma with the Circular on Issues in Relation to Regulating Overseas Listing of Subsidiaries of Domestic Listed Companies 2.1 Approve Issuing Entity For For Management 2.2 Approve Placing of Listing For For Management 2.3 Approve Type of Securities to be Listed For For Management 2.4 Approve Nominal Value For For Management 2.5 Approve Target Subscribers For For Management 2.6 Approve Listing Date For For Management 2.7 Approve Method of Issuance For For Management 2.8 Approve Size of Issuance For For Management 2.9 Approve Pricing Method For For Management 2.10 Approve Underwriting For For Management 2.11 Approve Use of Proceeds For For Management 2.12 Approve Public Offering Arrangement of For For Management the Shares of Gland Pharma Held by the Company 3 Approve Undertaking of Maintaining For For Management Independent Listing Status 4 Approve Description of the Sustainable For For Management Profitability and Prospects 5 Authorize Board and its Authorized For For Management Persons to Deal with Full Discretion with the Overseas Listing of Gland Pharma and Related Matters -------------------------------------------------------------------------------- SHANGHAI FOSUN PHARMACEUTICAL (GROUP) CO., LTD. Ticker: 2196 Security ID: Y7687D109 Meeting Date: MAY 28, 2020 Meeting Type: Special Record Date: APR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 3.1 Approve Issuing Entity For For Management 3.2 Approve Type of Securities to be Issued For For Management 3.3 Approve Par Value of Shares For For Management 3.4 Approve Size of Issuance For For Management 3.5 Approve Target Subscribers For For Management 3.6 Approve Issuance Price and Pricing For For Management Methodology 3.7 Approve Method of Issuance For For Management 3.8 Approve Place of Listing For For Management 3.9 Approve Time of Issuance and Listing For For Management 3.10 Approve Use of Proceeds of the Issuance For For Management 4 Authorize Board to Deal with All For For Management Matters in Relation to the Proposed Shanghai Henlius Listing 5 Approve Mutual Supply Framework For For Management Agreement and Related Transactions 6 Approve Estimates of Ongoing Related For Against Management Party Transactions for 2020 -------------------------------------------------------------------------------- SHANGHAI FOSUN PHARMACEUTICAL (GROUP) CO., LTD. Ticker: 2196 Security ID: Y7687D109 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: JUN 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Annual Report For For Management 2 Approve 2019 Work Report of the Board For For Management 3 Approve 2019 Work Report of the For For Management Supervisory Committee 4 Approve 2019 Final Accounts Report For For Management 5 Approve 2019 Profit Distribution For For Management Proposal 6 Approve Ernst & Young Hua Ming LLP as For For Management PRC Financial Report and Internal Control Report Auditors and Ernst & Young as International Financial Report Auditors and Authorize Board to Fix Their Remuneration 7 Approve 2019 Appraisal Results and For For Management Remuneration of Directors 8 Approve 2020 Appraisal Program of For For Management Directors 9 Approve Renewed and Additional For For Management Entrusted Loan/Borrowing Quota of the Group 10 Approve Additional Bank Credit For For Management Applications 11 Approve Mandate to Issue Interbank For For Management Market Debt Financing Instruments 12 Authorize Management to Dispose of the For For Management Shares of the Listed Companies Held by the Group 13 Approve Renewed and Additional For For Management Guarantee Quota of the Group 14 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights for A Shares and/or H Shares 15 Authorize Repurchase of Issued H Share For For Management Capital 16 Authorize Repurchase of Issued A Share For For Management Capital 17.1 Elect Gong Ping as Director For For Management 17.2 Elect Pan Donghui as Director For For Management -------------------------------------------------------------------------------- SHANGHAI FOSUN PHARMACEUTICAL (GROUP) CO., LTD. Ticker: 2196 Security ID: Y7687D109 Meeting Date: JUN 30, 2020 Meeting Type: Special Record Date: JUN 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Repurchase of Issued H Share For For Management Capital 2 Authorize Repurchase of Issued A Share For For Management Capital -------------------------------------------------------------------------------- SHANGHAI INDUSTRIAL HOLDINGS LIMITED Ticker: 363 Security ID: Y7683K107 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Zhou Jun as Director For For Management 3b Elect Woo Chia-Wei as Director For For Management 3c Elect Yuen Tin Fan, Francis as Director For For Management 3d Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Deloitte Touche Tohmatsu as For For Management Auditor and Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Issued Share For For Management Capital 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- SHANGHAI PHARMACEUTICALS HOLDING CO., LTD. Ticker: 2607 Security ID: Y7685S108 Meeting Date: DEC 18, 2019 Meeting Type: Special Record Date: DEC 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Share Option Scheme For For Management 2 Approve Assessment Measure for the For For Management Implementation of the 2019 Share Option Scheme 3 Authorize Board to Deal with All For For Management Matters in Relation to the 2019 Share Option Scheme -------------------------------------------------------------------------------- SHANGHAI PHARMACEUTICALS HOLDING CO., LTD. Ticker: 2607 Security ID: Y7685S108 Meeting Date: DEC 18, 2019 Meeting Type: Special Record Date: DEC 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Share Option Scheme For For Management 2 Approve Assessment Management Measures For For Management for the Implementation of the 2019 Share Option Scheme 3 Authorize Board to Deal with All For For Management Matters in Relation to the 2019 Share Option Scheme -------------------------------------------------------------------------------- SHANGHAI PHARMACEUTICALS HOLDING CO., LTD. Ticker: 2607 Security ID: Y7685S108 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: JUN 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Annual Report For For Management 2 Approve 2019 Report of the Board of For For Management Directors 3 Approve 2019 Report of the Board of For For Management Supervisors 4 Approve 2019 Final Accounts Report and For For Management 2020 Financial Budget 5 Approve 2019 Profit Distribution Plan For For Management 6 Approve PricewaterhouseCoopers Zhong For For Management Tian LLP as Domestic Auditor and Authorize Board to Fix Their Remuneration 7 Approve External Guarantees for 2020 For Against Management 8 Approve Issuance of Debt Financing For For Management Products 9 Approve Satisfaction of Conditions for For For Management Issuing Corporate Bonds 10.01 Approve Face Value of Bonds to be For For Management Issued and Scale of Issuance 10.02 Approve Issuing Price of Bonds and the For For Management Way to Determine Interest Rate 10.03 Approve Variety and Term of Bonds For For Management 10.04 Approve Way of Principal and Interest For For Management Repayment 10.05 Approve Way of Issuance For For Management 10.06 Approve Target of Issuance and For For Management Arrangement of Placement to Shareholders of the Company 10.07 Approve Use of Proceeds For For Management 10.08 Approve Guarantees For For Management 10.09 Approve Credit Standing of the Company For For Management and Measures to Guarantee Repayment 10.10 Approve Way of Underwriting For For Management 10.11 Approve Listing Arrangements For For Management 10.12 Approve Period of Validity of the For For Management Resolution 10.13 Approve Issuance on Authorizations for For For Management the Executive Committee of the Board 11 Approve Application for Centralized For Against Management Registration of Different Types of Debt Financing Instruments (DFI Model) 12 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 13 Amend Articles of Association For For Management -------------------------------------------------------------------------------- SHANGHAI PHARMACEUTICALS HOLDING CO., LTD. Ticker: 2607 Security ID: Y7685S108 Meeting Date: JUN 23, 2020 Meeting Type: Special Record Date: JUN 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management -------------------------------------------------------------------------------- SHENZHEN EXPRESSWAY COMPANY LIMITED Ticker: 548 Security ID: Y7741B107 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Supervisory For For Management Committee 3 Approve 2019 Audited Accounts For For Management 4 Approve 2019 Distribution Scheme of For For Management Profits Including Declaration of Final Dividend 5 Approve 2020 Budget Report For Against Management 6 Approve Ernst & Young Hua Ming LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 7 Approve Provision of Guarantee for For Against Management Subsidiaries 8 Approve Donation for Anti-Epidemic For For Management Campaign to Hubei 9.01 Approve Issue Size and Method For For Management 9.02 Approve Type of the Debentures For For Management 9.03 Approve Maturity of the Debentures For For Management 9.04 Approve Target Subscribers and For For Management Arrangement for Placement to Shareholders 9.05 Approve Interest Rate For For Management 9.06 Approve Use of Proceeds For For Management 9.07 Approve Listing For For Management 9.08 Approve Guarantee For For Management 9.09 Approve Validity of the Resolution For For Management 9.10 Approve Authorization Arrangement For For Management 10 Authorize Repurchase of Issued H Share For For Management Capital 11 Elect Lin Ji Tong as Supervisor For For Shareholder 12 Elect Wang Zeng Jin as Director For For Shareholder -------------------------------------------------------------------------------- SHENZHEN EXPRESSWAY COMPANY LIMITED Ticker: 548 Security ID: Y7741B107 Meeting Date: JUN 23, 2020 Meeting Type: Special Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Repurchase of Issued H Share For For Management Capital -------------------------------------------------------------------------------- SHENZHEN INTERNATIONAL HOLDINGS LIMITED Ticker: 152 Security ID: G8086V146 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2.1 Approve Final Dividend For For Management 2.2 Approve Special Dividend For For Management 3.1 Elect Li Hai Tao as Director For For Management 3.2 Elect Hu Wei as Director For For Management 3.3 Elect Liu Xiao Dong as Director For For Management 3.4 Elect Nip Yun Wing as Director For For Management 3.5 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve KPMG as Auditors and Authorize For For Management Board to Fix Their Remuneration 5 Authorize Repurchase of Issued Share For For Management Capital 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- SHENZHEN INVESTMENT LIMITED Ticker: 604 Security ID: Y7743P120 Meeting Date: MAY 26, 2020 Meeting Type: Annual Record Date: MAY 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Elect Lu Hua as Director For For Management 4 Elect Liu Shichao as Director For For Management 5 Approve Not to Fill Up the Vacated For For Management Office Resulted from the Retirement of Mou Yong as Director 6 Authorize Board to Fix Remuneration of For For Management Directors 7 Approve KPMG as Auditor and Authorize For For Management Board to Fix Their Remuneration 8 Authorize Repurchase of Issued Share For For Management Capital 9 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 10 Authorize Reissuance of Repurchased For Against Management Shares 11 Approve Grant of Options Under the For Against Management Share Option Scheme -------------------------------------------------------------------------------- SHENZHOU INTERNATIONAL GROUP HOLDINGS LIMITED Ticker: 2313 Security ID: G8087W101 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Elect Wang Cunbo as Director For For Management 4 Elect Qiu Weiguo as Director For For Management 5 Elect Chen Xu as Director For Against Management 6 Authorize Board to Fix Remuneration of For For Management Directors 7 Approve Ernst & Young as Auditors and For Against Management Authorize Board to Fix Their Remuneration 8 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 9 Authorize Repurchase of Issued Share For For Management Capital 10 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- SHIMAO PROPERTY HOLDINGS LIMITED Ticker: 813 Security ID: G81043104 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: MAY 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3.1 Elect Hui Wing Mau as Director For For Management 3.2 Elect Lu Yi as Director For For Management 3.3 Elect Kan Lai Kuen, Alice as Director For For Management 3.4 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve PricewaterhouseCoopers as For Against Management Auditor and Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For Against Management Shares 8 Approve Change of English Name and For For Management Chinese Dual Foreign Name of the Company and Related Transactions -------------------------------------------------------------------------------- SHUI ON LAND LTD. Ticker: 272 Security ID: G81151113 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: MAY 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Vincent H. S. Lo as Director For For Management 3b Elect David J. Shaw as Director For Against Management 3c Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Ernst & Young as Auditor and For For Management Authorize Board to Fix Their Remuneration 5A Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 5B Authorize Repurchase of Issued Share For For Management Capital 5C Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- SINO BIOPHARMACEUTICAL LTD. Ticker: 1177 Security ID: G8167W138 Meeting Date: MAY 26, 2020 Meeting Type: Annual Record Date: MAY 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Elect Cheng Cheung Ling as Director For For Management 4 Elect Tse, Eric S Y as Director For For Management 5 Elect Wang Shanchun as Director For Against Management 6 Elect Tian Zhoushan as Director For For Management 7 Elect Lu Zhengfei as Director For For Management 8 Elect Li Dakui as Director For For Management 9 Authorize Board to Fix Remuneration of For For Management Director 10 Approve Ernst & Young as Auditors and For Against Management Authorize Board to Fix Their Remuneration 11A Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 11B Authorize Repurchase of Issued Share For For Management Capital 11C Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- SINO-OCEAN GROUP HOLDING LIMITED Ticker: 3377 Security ID: Y8002N103 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3A Elect Wang Honghui and Authorize Board For For Management to Fix His Remuneration 3B Elect Zhao Peng as Director and For For Management Authorize Board to Fix His Remuneration 3C Elect Hou Jun as Director and For For Management Authorize Board to Fix His Remuneration 3D Elect Han Xiaojing as Director and For For Management Authorize Board to Fix His Remuneration 3E Elect Suen Man Tak as Director and For For Management Authorize Board to Fix His Remuneration 3F Elect Jin Qingjun as Director and For Against Management Authorize Board to Fix His Remuneration 3G Elect Lam Sin Lai Judy as Director and For For Management Authorize Board to Fix Her Remuneration 4 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 5A Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 5B Authorize Repurchase of Issued Share For For Management Capital 5C Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- SINOPEC ENGINEERING (GROUP) CO., LTD. Ticker: 2386 Security ID: Y80359105 Meeting Date: FEB 18, 2020 Meeting Type: Special Record Date: JAN 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Yu Renming as Director and For For Management Authorize Board to Fix His Remuneration -------------------------------------------------------------------------------- SINOPEC ENGINEERING (GROUP) CO., LTD. Ticker: 2386 Security ID: Y80359105 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: APR 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board For For Management 2 Approve 2019 Report of the Supervisory For For Management Committee 3 Approve 2019 Audited Financial For For Management Statements 4 Approve 2019 Final Dividend For For Management Distribution Plan 5 Approve 2020 Interim Profit For For Management Distribution Plan 6 Approve 2020 Business Operation Plan, For For Management Investment Plan and Financial Budget 7 Approve BDO China Shu Lun Pan For For Management Certified Public Accountants LLP as Domestic Auditor and BDO Limited as International Auditor and Authorize Board to Fix Their Remuneration 1 Amend Articles of Association and For For Management Authorize Board to Deal with All Matters in Relation to the Amendments to the Articles 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders and Authorize Board to Deal with All Matters in Relation to the Amendments to the Rules and Procedures for the Shareholders Meetings 3 Amend Rules and Procedures Regarding For For Management General Meetings of Board and Authorize Board to Deal with All Matters in Relation to the Amendments to the Rules and Procedures for the Board Meetings 4 Approve Grant of General Mandate to For For Management the Board to Repurchase Domestic Shares and/or H Shares 5 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights for Domestic Shares and/or H Shares -------------------------------------------------------------------------------- SINOPEC ENGINEERING (GROUP) CO., LTD. Ticker: 2386 Security ID: Y80359105 Meeting Date: MAY 08, 2020 Meeting Type: Special Record Date: APR 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Grant of General Mandate to For For Management the Board to Repurchase Domestic Shares and/or H Shares -------------------------------------------------------------------------------- SINOPEC SHANGHAI PETROCHEMICAL COMPANY LIMITED Ticker: 338 Security ID: Y80373106 Meeting Date: DEC 10, 2019 Meeting Type: Special Record Date: NOV 07, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Mutual Product Supply and Sale For For Management Services Framework Agreement (2020-2022), Continuing Connected Transactions, Annual Caps and Related Transactions 2 Approve Comprehensive Services For For Management Framework Agreement (2020- 2022), Continuing Connected Transactions, Annual Caps and Related Transactions -------------------------------------------------------------------------------- SINOPEC SHANGHAI PETROCHEMICAL COMPANY LIMITED Ticker: 338 Security ID: Y80373106 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: MAY 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Work Report of the Board For For Management of Directors 2 Approve 2019 Work Report of the For For Management Supervisory Committee 3 Approve 2019 Audited Financial For For Management Statements 4 Approve 2019 Profit Distribution Plan For For Management 5 Approve 2020 Financial Budget Report For Against Management 6 Approve PricewaterhouseCoopers Zhong For For Management Tian LLP (Special General Partnership) as Domestic Auditors and PricewaterhouseCoopers as International Auditors and Authorize Board to Fix Their Remuneration 7 Approve Investment and Construction For For Management Project 8 Approve Authorization to the Board to For Against Management Determine the Proposed Plan for the Issuance of Debt Financing Instruments 9.01 Elect Zhang Xiaofeng as Supervisor For For Management 9.02 Elect Zheng Yunrui as Supervisor For For Management 9.03 Elect Choi Ting Ki as Supervisor For For Management 10.01 Elect Wu Haijun as Director For For Management 10.02 Elect Guan Zemin as Director For For Management 10.03 Elect Jin Qiang as Director For For Management 10.04 Elect Jin Wenmin as Director For For Management 10.05 Elect Zhou Meiyun as Director For For Management 10.06 Elect Huang Xiangyu as Director For For Management 10.07 Elect Huang Fei as Director For For Management 10.08 Elect Xie Zhenglin as Director For For Management 10.09 Elect Peng Kun as Director For For Management 11.01 Elect Li Yuanqin as Director For For Management 11.02 Elect Tang Song as Director For For Management 11.03 Elect Chen Haifeng as Director For For Management 11.04 Elect Yang Jun as Director For For Management 11.05 Elect Gao Song as Director For For Management -------------------------------------------------------------------------------- SINOPHARM GROUP CO., LTD. Ticker: 1099 Security ID: Y8008N107 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Supervisory For For Management Committee 3 Approve 2019 Audited Financial For For Management Statements of the Company and Its Subsidiaries and the Auditors' Report 4 Approve Profit Distribution Plan and For For Management Payment of Final Dividend 5 Authorize Board to Fix Remuneration of For For Management Directors 6 Authorize Supervisory Committee to Fix For For Management Remuneration of Supervisors 7 Approve Ernst & Young Hua Ming LLP as For Against Management the Domestic Auditor and Ernst & Young as the International Auditor and Authorize Audit Committee of the Board to Fix Their Remuneration 8 Approve Provision of Guarantees For Against Management 9 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 10 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights for Domestic Shares and/or H Shares 11 Amend Articles of Association and For For Management Related Transactions 12 Approve Issuance of Debt Financing For For Management Instruments and Related Transactions 13 Approve Issuance of Corporate Bonds For For Management and Related Transactions 14 Elect Feng Rongli as Director and For For Shareholder Authorize the Chairman of the Board or Any Executive Director to Enter Into Service Contract with Her -------------------------------------------------------------------------------- SINOPHARM GROUP CO., LTD. Ticker: 1099 Security ID: Y8008N107 Meeting Date: JUN 11, 2020 Meeting Type: Special Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management -------------------------------------------------------------------------------- SINOTRANS LIMITED Ticker: 598 Security ID: Y6145J104 Meeting Date: SEP 16, 2019 Meeting Type: Special Record Date: AUG 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Increase of Estimated For Against Management Guarantees of the Company for 2019 2 Approve Update of the Mandate of the For For Management Issue of Debt Financing Instruments -------------------------------------------------------------------------------- SINOTRANS LIMITED Ticker: 598 Security ID: Y6145J104 Meeting Date: JUN 01, 2020 Meeting Type: Special Record Date: APR 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Share Option Incentive Scheme For Against Management of Sinotrans Limited (Revised Draft) and Its Summary 2 Approve Share Option Incentive Scheme For Against Management of Sinotrans Limited (Phase I) (Revised Draft) and Its Summary 3 Approve Appraisal Measures for For Against Management Implementation of the Share Option Incentive Scheme of Sinotrans Limited 4 Approve Grant of Options and Issuance For Against Management of Shares Under the Share Option Incentive Scheme 5 Approve Grant of Options and Issuance For Against Management of Shares Under the Share Option Incentive Scheme (Phase I) 6 Amend Articles of Association and For For Management Amend Rules and Procedures Regarding General Meetings -------------------------------------------------------------------------------- SINOTRANS LIMITED Ticker: 598 Security ID: Y6145J104 Meeting Date: JUN 01, 2020 Meeting Type: Annual Record Date: APR 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 2 Authorize Repurchase of Issued H Share For For Management Capital 3 Approve Updated Mandate of the Issue For For Management of Debt Financing Instruments 4 Approve Estimated Guarantees of the For Against Management Company 5 Approve 2019 Work Report of the Board For For Management of Directors 6 Approve 2019 Work Report of the For For Management Supervisory Committee 7 Approve 2019 Work Report of For For Management Independent Non-Executive Directors 8 Approve 2019 Final Financial Accounts For For Management Report 9 Approve 2019 Annual Report and Its For For Management Summary 10 Approve 2020 Financial Budget For Against Management 11 Approve 2019 Profit Distribution Plan For For Management 12 Approve ShineWing Certified Public For For Management Accountants LLP as Auditor 13 Approve Remuneration of Directors For For Management 14 Approve Renewal of Liability Insurance For For Management for Directors, Supervisors and Senior Management Members 15.1 Elect Li Guanpeng as Director For For Management 15.2 Elect Song Dexing as Director For Against Management -------------------------------------------------------------------------------- SINOTRANS LIMITED Ticker: 598 Security ID: Y6145J104 Meeting Date: JUN 01, 2020 Meeting Type: Special Record Date: APR 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Share Option Incentive Scheme For Against Management of Sinotrans Limited (Revised Draft) and Its Summary 2 Approve Share Option Incentive Scheme For Against Management of Sinotrans Limited (Phase I) (Revised Draft) and Its Summary 3 Approve Appraisal Measures for For Against Management Implementation of the Share Option Incentive Scheme of Sinotrans Limited 4 Approve Grant of Options and Issuance For Against Management of Shares Under the Share Option Incentive Scheme 5 Approve Grant of Options and Issuance For Against Management of Shares Under the Share Option Incentive Scheme (Phase I) 6 Amend Articles of Association and For For Management Amend Rules and Procedures Regarding General Meetings 7 Authorize Repurchase of Issued H Share For For Management Capital -------------------------------------------------------------------------------- SINOTRUK (HONG KONG) LIMITED Ticker: 3808 Security ID: Y8014Z102 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: JUN 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3A Elect Liu Wei as Director For Against Management 3B Elect Richard von Braunschweig as For Against Management Director 3C Elect Liu Zhengtao as Director For Against Management 3D Elect Qu Hongkun as Director For Against Management 3E Elect Yang Weicheng as Director For For Management 3F Elect Liang Qing as Director For For Management 3G Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Deloitte Touche Tohmatsu as None None Management Auditor and Authorize Board to Fix Their Remuneration 5 Approve Ernst & Young as Auditor and For For Management Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- SOHO CHINA LTD. Ticker: 410 Security ID: G82600100 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAY 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Elect Pan Shiyi as Director For For Management 3 Elect Xiong Ming Hua as Director For For Management 4 Authorize Board to Fix Remuneration of For For Management Directors 5 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 6A Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6B Authorize Repurchase of Issued Share For For Management Capital 6C Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- SSY GROUP LIMITED Ticker: 2005 Security ID: G8406X103 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAY 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2A Elect Wang Xianjun as Director For For Management 2B Elect Su Xuejun as Director For For Management 2C Elect Chow Kwok Wai as Director For For Management 3 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve KPMG as Auditor and Authorize For For Management Board to Fix Their Remuneration 5 Approve Final Dividend For For Management 6A Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6B Authorize Repurchase of Issued Share For For Management Capital 6C Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- SUN ART RETAIL GROUP LIMITED Ticker: 6808 Security ID: Y8184B109 Meeting Date: SEP 27, 2019 Meeting Type: Special Record Date: SEP 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Supply Agreements, Revised For For Management Annual Caps and Related Transactions -------------------------------------------------------------------------------- SUN ART RETAIL GROUP LIMITED Ticker: 6808 Security ID: Y8184B109 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAY 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Huang Ming-Tuan as Director For For Management 3b Elect Xavier, Marie, Alain Delom de For For Management Mezerac as Director 3c Elect Benoit, Claude, Francois, Marie, For Against Management Joseph Leclercq as as Director 3d Elect Isabelle, Claudine, Francoise For For Management Blonde ep. Bouvier as Director 3e Elect He Yi as Director For For Management 3f Elect Dieter Yih as Director For For Management 3g Authorize Board to Fix Remuneration of For For Management Directors 4 Approve KPMG as Auditors and Authorize For For Management Board to Fix Their Remuneration 5 Authorize Repurchase of Issued Share For For Management Capital 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- SUNAC CHINA HOLDINGS LTD. Ticker: 1918 Security ID: G8569A106 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAY 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3A1 Elect Sun Hongbin as Director For For Management 3A2 Elect Wang Mengde as Director For For Management 3A3 Elect Jing Hong as Director For For Management 3A4 Elect Shang Yu as Director For For Management 3B Authorize Board to Fix Remuneration of For For Management Directors 4 Approve PricewaterhouseCoopers as For For Management Auditors and Authorize Board to Fix Their Remuneration 5A Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 5B Authorize Repurchase of Issued Share For For Management Capital 5C Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- SUNNY OPTICAL TECHNOLOGY (GROUP) COMPANY LIMITED Ticker: 2382 Security ID: G8586D109 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAY 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Ye Liaoning as Director For For Management 3b Elect Wang Wenjie as Director For For Management 3c Elect Wang Wenjian as Director For For Management 3d Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Deloitte Touche Tohmatsu as For Against Management External Auditor and Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- TENCENT HOLDINGS LIMITED Ticker: 700 Security ID: G87572163 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAY 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Lau Chi Ping Martin as Director For Against Management 3b Elect Charles St Leger Searle as For For Management Director 3c Elect Ke Yang as Director For For Management 3d Authorize Board to Fix Remuneration of For For Management Directors 4 Approve PricewaterhouseCoopers as For Against Management Auditor and Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For Against Management Shares 8 Amend the Existing Amended and For For Management Restated Memorandum of Association and Articles of Association and Adopt Second Amended and Restated Memorandum of Association and Articles of Association -------------------------------------------------------------------------------- THE WHARF (HOLDINGS) LIMITED Ticker: 4 Security ID: Y8800U127 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: MAY 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a Elect Andrew On Kiu Chow as Director For For Management 2b Elect Paul Yiu Cheung Tsui as Director For For Management 2c Elect Kevin Kwok Pong Chan as Director For For Management 2d Elect Vincent Kang Fang as Director For For Management 3 Approve KPMG as Auditors and Authorize For For Management Board to Fix Their Remuneration 4 Authorize Repurchase of Issued Share For For Management Capital 5 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- TINGYI (CAYMAN ISLANDS) HOLDING CORP. Ticker: 322 Security ID: G8878S103 Meeting Date: JAN 16, 2020 Meeting Type: Special Record Date: JAN 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Supply Agreement, Relevant For For Management Annual Caps and Related Transactions -------------------------------------------------------------------------------- TINGYI (CAYMAN ISLANDS) HOLDING CORP. Ticker: 322 Security ID: G8878S103 Meeting Date: JUN 08, 2020 Meeting Type: Annual Record Date: JUN 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Approve Special Dividend For For Management 4 Elect Junichiro Ida as Director and For For Management Authorize Board to Fix His Remuneration 5 Elect Yuko Takahashi as Director and For For Management Authorize Board to Fix His Remuneration 6 Elect Tseng Chien as Director and For For Management Authorize Board to Fix Her Remuneration 7 Elect Hiromu Fukada as Director and For For Management Authorize Board to Fix His Remuneration 8 Approve Mazars CPA Limited as Auditors For For Management and Authorize Board to Fix Their Remuneration 9 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 10 Authorize Repurchase of Issued Share For For Management Capital 11 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- TONG REN TANG TECHNOLOGIES CO. LTD. Ticker: 1666 Security ID: Y8884M108 Meeting Date: DEC 16, 2019 Meeting Type: Special Record Date: NOV 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Distribution Framework For For Management Agreement, the Annual Caps, and Related Transactions 2 Approve Master Procurement Agreement, For For Management the Annual Caps, and Related Transactions -------------------------------------------------------------------------------- TOWNGAS CHINA COMPANY LIMITED Ticker: 1083 Security ID: G8972T106 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a Elect Alfred Chan Wing-kin as Director For For Management 2b Elect Martin Kee Wai-ngai as Director For For Management 2c Elect Moses Cheng Mo-chi as Director For Against Management 3 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Deloitte Touche Tohmatsu as For For Management Auditors and Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Issued Share For For Management Capital 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For Against Management Shares 8 Approve Final Dividend For For Management -------------------------------------------------------------------------------- TRAVELSKY TECHNOLOGY LIMITED Ticker: 696 Security ID: Y8972V101 Meeting Date: SEP 25, 2019 Meeting Type: Special Record Date: AUG 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Xi Sheng as Director, Authorize For For Management Board to Fix His Remuneration and Approve Resignation of Tang Bing as Director -------------------------------------------------------------------------------- TRAVELSKY TECHNOLOGY LIMITED Ticker: 696 Security ID: Y8972V101 Meeting Date: JAN 16, 2020 Meeting Type: Special Record Date: DEC 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Phase II H Share Appreciation For Against Management Rights Scheme and Related Transactions -------------------------------------------------------------------------------- TRAVELSKY TECHNOLOGY LIMITED Ticker: 696 Security ID: Y8972V101 Meeting Date: FEB 27, 2020 Meeting Type: Special Record Date: JAN 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Cui Zhixiong as Director For For Management 1.2 Elect Xiao Yinhong as Director For For Management 1.3 Elect Zhao Xiaohang as Director For For Management 1.4 Elect Xi Sheng as Director For For Management 1.5 Elect Luo Laijun a as Director For For Management 1.6 Elect Cao Shiqing as Director For For Management 1.7 Elect Ngai Wai Fung as Director For Against Management 1.8 Elect Liu Xiangqun as Director For For Management 2.1 Elect Zeng Yiwei as Supervisor For For Management 2.2 Elect Yu Yanbing as Supervisor None None Management 2.3 Elect Zhu Yan as Supervisor For For Management 3 Approve Remuneration of Directors For For Management 4 Approve Remuneration of Supervisors For For Management -------------------------------------------------------------------------------- TRAVELSKY TECHNOLOGY LIMITED Ticker: 696 Security ID: Y8972V101 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: MAY 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Supervisory For For Management Committee 3 Approve 2019 Audited Financial For For Management Statements of the Company and Its Subsidiaries 4 Approve 2019 Allocation of Profit and For For Management Distribution of Final Dividend 5 Approve BDO Limited as International For For Management Auditors and BDO China Shu Lun Pan (Certified Public Accountants LLP) as PRC Auditors and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- TSINGTAO BREWERY CO., LTD. Ticker: 168 Security ID: Y8997D102 Meeting Date: APR 16, 2020 Meeting Type: Special Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Shi Kun as Director For For Management 2 Approve Amendments to Articles of For For Management Association to Expand Business Scope -------------------------------------------------------------------------------- TSINGTAO BREWERY CO., LTD. Ticker: 168 Security ID: Y8997D102 Meeting Date: JUN 08, 2020 Meeting Type: Annual Record Date: MAY 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Work Report of the Board For For Management of Directors 2 Approve 2019 Report of the Board of For For Management Supervisors 3 Approve 2019 Financial Report (Audited) For For Management 4 Approve 2019 Profit and Dividend For For Management Distribution Plan 5 Approve PricewaterhouseCoopers Zhong For For Management Tian LLP as Auditor and Authorize Board to Fix Their Remuneration 6 Approve PricewaterhouseCoopers Zhong For For Management Tian LLP as Internal Control Auditor and Authorize Board to Fix Their Remuneration 7 Elect Xiao Geng as Director For For Shareholder 8 Elect Sheng Lei Ming as Director For For Shareholder 9 Approve Restricted A Share Incentive For Against Management Plan and Its Summary 10 Approve Assessment Management Measures For Against Management for the Restricted A Share Incentive Plan 11 Approve Mandate Granted by the General For Against Management Meeting to the Board to Handle the Relevant Matters in Respect of the Restricted A Share Incentive Plan -------------------------------------------------------------------------------- TSINGTAO BREWERY CO., LTD. Ticker: 168 Security ID: Y8997D102 Meeting Date: JUN 08, 2020 Meeting Type: Special Record Date: MAY 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Restricted A Share Incentive For Against Management Plan and Its Summary 2 Approve Assessment Management Measures For Against Management for the Restricted A Share Incentive Plan 3 Approve Mandate Granted by the General For Against Management Meeting to the Board to Handle the Relevant Matters in Respect of the Restricted A Share Incentive Plan -------------------------------------------------------------------------------- UNI-PRESIDENT CHINA HOLDINGS LTD. Ticker: 220 Security ID: G9222R106 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Lo Chih-Hsien as Director For For Management 3b Elect Liu Xinhua as Director For For Management 3c Elect Su Tsung-Ming as Director For For Management 4 Authorize Board to Fix the For For Management Remuneration of Directors 5 Approve PricewaterhouseCoopers as For For Management Auditors and Authorize Board to Fix Their Remuneration 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Authorize Repurchase of Issued Share For For Management Capital 8 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- UNI-PRESIDENT CHINA HOLDINGS LTD. Ticker: 220 Security ID: G9222R106 Meeting Date: MAY 22, 2020 Meeting Type: Special Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2020 Framework Purchase For For Management Agreement and Annual Caps -------------------------------------------------------------------------------- WANT WANT CHINA HOLDINGS LIMITED Ticker: 151 Security ID: G9431R103 Meeting Date: AUG 20, 2019 Meeting Type: Annual Record Date: AUG 14, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a Approve Final Dividend For For Management 2b Approve Special Dividend For For Management 3a1 Elect Tsai Shao-Chung as Director For Against Management 3a2 Elect Huang Yung-Sung as Director For For Management 3a3 Elect Chu Chi-Wen as Director For For Management 3a4 Elect Tsai Ming-Hui as Director For For Management 3a5 Elect Lai Hong Yee as Director For For Management 3a6 Elect Cheng Wen-Hsien as Director For For Management 3a7 Elect Pei Kerwei as Director For Against Management 3b Authorize Board to Fix Remuneration of For For Management Directors 4 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Issued Share For For Management Capital 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- WEIBO CORPORATION Ticker: WB Security ID: 948596101 Meeting Date: NOV 12, 2019 Meeting Type: Annual Record Date: SEP 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Daniel Yong Zhang For Against Management 2 Elect Director Pehong Chen For Against Management -------------------------------------------------------------------------------- WEICHAI POWER CO., LTD. Ticker: 2338 Security ID: Y9531A109 Meeting Date: SEP 24, 2019 Meeting Type: Special Record Date: AUG 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee to For For Management Weichai Power Hong Kong International Development Co., Limited in Respect of Certain Loans and the Relevant Interest Rate Swap Transactions 2 Approve Weichai Holdings General For For Management Services Agreement and the Chongqing Weichai General Services Agreement and the Relevant New Caps 3 Approve Weichai Purchase and For For Management Processing Services Agreement and the Relevant New Caps 4 Approve Shaanxi Zhongqi Purchase For For Management Agreement and the Relevant New Caps 5 Approve Shaanxi Zhongqi Sale Agreement For For Management and the Relevant New Caps -------------------------------------------------------------------------------- WEICHAI POWER CO., LTD. Ticker: 2338 Security ID: Y9531A109 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: MAY 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Annual Report For For Management 2 Approve 2019 Report of the Board of For For Management Directors 3 Approve 2019 Report of the Supervisory For For Management Committee 4 Approve 2019 Audited Financial For For Management Statements and Auditors' Report 5 Approve 2019 Final Financial Report For For Management 6 Approve 2020 Financial Budget Report For Against Management 7 Approve 2019 Profit Distribution For For Management 8 Approve Interim Dividend For For Management 9 Approve Deloitte Touche Tohmatsu For For Management Certified Public Accountants LLP as Auditors and Authorize Board to Fix Their Remuneration 10 Approve Hexin Accountants LLP as For For Management Internal Control Auditors 11 Amend Articles of Association For For Management 12 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 13 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 14 Elect Zhang Liangfu as Director For For Management 15a Elect Jiang Yan as Director For For Management 15b Elect Yu Zhuoping as Director For For Management 15c Elect Zhao Huifang as Director For For Shareholder -------------------------------------------------------------------------------- WUXI APPTEC CO., LTD. Ticker: 2359 Security ID: Y971B1118 Meeting Date: SEP 20, 2019 Meeting Type: Special Record Date: AUG 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to the Business For For Management Scope 2 Approve 2019 A Share Incentive Plan For Against Management 3 Approve Grant of Restricted A Shares For Against Management to the Connected Participants 4 Approve List of Grantees Under the For Against Management Initial Grant of the 2019 A Share Incentive Plan 5 Approve 2019 Share Appreciation Scheme For For Management 6 Approve Adoption of the Administrative For Against Management Measures for Appraisal System of the 2019 Share Incentive Schemes 7 Authorize Board to Handle Matters For Against Management Pertaining to the 2019 Share Incentive Schemes 8 Approve Change of Registered Capital For For Management 9 Amend Articles of Association For For Management -------------------------------------------------------------------------------- WUXI APPTEC CO., LTD. Ticker: 2359 Security ID: Y971B1118 Meeting Date: SEP 20, 2019 Meeting Type: Special Record Date: AUG 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 A Share Incentive Plan For Against Management 2 Approve Grant of Restricted A Shares For Against Management to the Connected Participants 3 Approve List of Grantees Under the For Against Management Initial Grant of the 2019 A Share Incentive Plan 4 Approve Adoption of the Administrative For Against Management Measures for Appraisal System of the 2019 Share Incentive Schemes 5 Authorize Board to Handle Matters For Against Management Pertaining to the 2019 Share Incentive Schemes -------------------------------------------------------------------------------- WUXI APPTEC CO., LTD. Ticker: 2359 Security ID: Y971B1118 Meeting Date: NOV 18, 2019 Meeting Type: Special Record Date: OCT 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve List of Incentive Participants For Against Management -------------------------------------------------------------------------------- WUXI APPTEC CO., LTD. Ticker: 2359 Security ID: Y971B1118 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: APR 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Supervisory For For Management Committee 3 Approve 2019 Annual Report, Annual For For Management Report Summary and Annual Results Announcements 4 Approve 2019 Financial Report For For Management 5 Approve Provision of External For Against Management Guarantees for Subsidiaries 6 Approve Deloitte Touche Tohmatsu (a For Against Management Special General Partnership) as PRC Financial Report and Internal Control Report Auditors and Deloitte Touche Tohmatsu as Offshore Financial Report Auditors and Authorize Board to Fix their Remuneration 7 Approve Foreign Exchange Hedging Limit For For Management 8 Approve Remuneration of Directors For For Management 9 Approve Remuneration of Supervisors For For Management 10 Approve the Proposal in Relation to For For Management the Compliance with Conditions for the Proposed Non-Public Issuance of A Shares 11 Approve the Remedial Measures For For Management Regarding Dilution on Returns for the Current Period Due to the Proposed Non-Public Issuance of A Shares 12 Approve the Shareholders' Dividend and For For Management Return Plan (2020-2022) 13.1 Elect Ge Li as Director For Against Management 13.2 Elect Edward Hu as Director For For Management 13.3 Elect Zhaohui Zhang as Director For For Management 13.4 Elect Ning Zhao as Director For For Management 13.5 Elect Xiaomeng Tong as Director For For Management 13.6 Elect Yibing Wu as Director For For Management 13.7 Elect Steve Qing Yang as Director For For Management 14.1 Elect Jiangnan Cai as Director For For Management 14.2 Elect Yan Liu as Director For For Management 14.3 Elect Dai Feng as Director For For Management 14.4 Elect Hetong Lou as Director For For Management 14.5 Elect Xiaotong Zhang as Director For For Management 15.1 Approve Harry Liang He as Supervisor For For Management 15.2 Approve Jichao Wang as Supervisor For For Management 16 Approve 2019 Profit Distribution Plan For For Management 17 Approve Increase in Registered Capital For For Management 18 Approve Amendments to Articles of For For Management Association 19 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 20 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 21 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights for A Shares and/or H Shares 22 Authorize Repurchase of Issued A and H For For Management Share Capital 23.1 Approve Class and Par Value of Shares For For Management to be Issued 23.2 Approve Method and Time of Issuance For For Management 23.3 Approve Target Subscribers and Method For For Management of Subscription 23.4 Approve Issue Price and Pricing For For Management Principles 23.5 Approve Number of A Shares to be Issued For For Management 23.6 Approve Lock-up Period For For Management 23.7 Approve Place of Listing For For Management 23.8 Approve Arrangement for the Retained For For Management Undistributed Profits Prior to the Proposed Non-Public Issuance of A Shares 23.9 Approve Validity Period of the For For Management Resolutions in Relation to the Proposed Non-Public Issuance of A Shares 23.10 Approve Amount and Use of Proceeds For For Management 24 Approve Feasibility Report For For Management 25 Approve the Report on the Use of For For Management Proceeds from Previous Fund Raising 26 Approve the Authorization to the For For Management Board, the Chairman and/or Authorized Persons of the Chairman in Relation to the Proposed Non-Public Issuance of A Shares 27 Approve the Proposed Issuance of H For For Management Shares Under Specific Mandate -------------------------------------------------------------------------------- WUXI APPTEC CO., LTD. Ticker: 2359 Security ID: Y971B1118 Meeting Date: MAY 15, 2020 Meeting Type: Special Record Date: APR 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Profit Distribution Plan For For Management 2 Authorize Repurchase of Issued A and H For For Management Share Capital 3 Approve the Proposed Issuance of H For For Management Shares Under Specific Mandate -------------------------------------------------------------------------------- WUXI BIOLOGICS (CAYMAN), INC. Ticker: 2269 Security ID: G97008109 Meeting Date: JUN 09, 2020 Meeting Type: Annual Record Date: JUN 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a Elect Ge Li as Director For For Management 2b Elect Zhisheng Chen as Director For For Management 3 Elect Kenneth Walton Hitchner III as For For Management Director 4 Authorize Board to Fix Remuneration of For For Management Directors 5 Approve Deloitte Touche Tohmatsu as For Against Management Auditors and Authorize Board to Fix Their Remuneration 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Authorize Repurchase of Issued Share For For Management Capital 8 Authorize Reissuance of Repurchased For Against Management Shares 9a Approve Grant of Specific Mandate to For Against Management the Directors to Issue and Allot the Connected Restricted Shares 9b Authorize Board to Deal with All For Against Management Matters in Relation to the Issue and Allotment of the Connected Restricted Shares Under the Specific Mandate and Related Transactions 10 Approve Grant of Connected Restricted For Against Management Shares Pursuant to the Scheme to Zhisheng Chen 11 Approve Grant of Connected Restricted For Against Management Shares Pursuant to the Scheme to Weichang Zhou 12 Approve Grant of Connected Restricted For Against Management Shares Pursuant to the Scheme to Edward Hu 13 Approve Grant of Connected Restricted For Against Management Shares Pursuant to the Scheme to William Robert Keller 14 Approve Grant of Connected Restricted For Against Management Shares Pursuant to the Scheme to Teh-Ming Walter Kwauk -------------------------------------------------------------------------------- XIAOMI CORPORATION Ticker: 1810 Security ID: G9830T106 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: JUN 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Elect Lei Jun as Director For For Management 3 Elect Lin Bin as Director For For Management 4 Elect Chew Shou Zi as Director For For Management 5 Elect Tong Wai Cheung Timothy as For For Management Director 6 Authorize Board to Fix Remuneration of For For Management Directors 7 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 8 Authorize Repurchase of Issued Share For For Management Capital 9 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 10 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- XINJIANG GOLDWIND SCIENCE & TECHNOLOGY CO., LTD. Ticker: 2208 Security ID: Y97237112 Meeting Date: DEC 20, 2019 Meeting Type: Special Record Date: NOV 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Approve Continuing Connected For For Management Transactions (A Shares) with China Three Gorges (Group) Co, Ltd. and the Annual Cap -------------------------------------------------------------------------------- XINJIANG GOLDWIND SCIENCE & TECHNOLOGY CO., LTD. Ticker: 2208 Security ID: Y97237112 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Supervisory For For Management Committee 3 Approve 2019 Audited Consolidated For For Management Financial Statements and Auditors' Report 4 Approve 2019 Final Dividend For For Management Distribution 5 Approve 2019 Annual Report For For Management 6 Approve Provision of Letter of For Against Management Guarantee by the Company for the Benefit of Its Subsidiaries 7 Approve Provision of New Guarantees by For Against Management the Company for Its Subsidiaries 8 Approve the Proposed Operation of For For Management Exchange Rate Hedging Business 9 Approve Deloitte Touche Tohmatsu For For Management Certified Public Accountants LLP as the PRC Auditors and Deloitte Touche Tohmatsu as the International Auditors and Authorize Board to Fix Their Remuneration 10 Approve the Proposed Authorization of For For Management the Board of Directors of Goldwind Investment Holding Co., Ltd, a Wholly-Owned Subsidiary of the Company, to Dispose of Shares in JL MAG RareEarth Co., Ltd. -------------------------------------------------------------------------------- XINYI SOLAR HOLDINGS LTD. Ticker: 968 Security ID: G9829N102 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3A1 Elect Lee Yin Yee as Director For For Management 3A2 Elect Tan Sri Datuk Tung Ching Sai as For For Management Director 3A3 Elect Lee Yau Ching as Director For For Management 3B Authorize Board to Fix Remuneration of For For Management Directors 4 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 5A Authorize Repurchase of Issued Share For For Management Capital 5B Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 5C Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- YANZHOU COAL MINING CO., LTD. Ticker: 1171 Security ID: Y97417102 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: MAY 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Working Report of the For For Management Board 2 Approve 2019 Working Report of the For For Management Supervisory Committee 3 Approve 2019 Audited Financial For For Management Statements 4 Approve 2019 Profit Distribution Plan For For Management and Authorize Board to Distribute Cash Dividend 5 Approve Remuneration of Directors and For For Management Supervisors 6 Approve Renewal of Liability Insurance For For Management of Directors, Supervisors and Senior Officers 7 Approve External Auditing Firm and to For For Management Fix Their Remuneration 8 Approve Provision of Financial For Against Management Guarantees to Subsidiaries and Grant of Authorization to Yancoal Australia Limited and Its Subsidiaries to Provide Guarantees in Relation to Daily Operations to the Subsidiaries of the Company in Australia 9 Authorize the Company to Carry Out For For Management Domestic and Overseas Financing Businesses 10 Amend Articles of Association and For For Management Rules and Procedures Regarding General Meetings of Shareholders 11 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights for H Shares 12 Authorize Repurchase of Issued H Share For For Management Capital 13.01 Elect Li Xiyong as Director For For Management 13.02 Elect Li Wei as Director For For Management 13.03 Elect Wu Xiangqian as Director For For Management 13.04 Elect Liu Jian as Director For For Management 13.05 Elect Zhao Qingchun as Director For For Management 13.06 Elect He Jing as Director For For Management 14.01 Elect Tian Hui as Director For For Management 14.02 Elect Cai Chang as Director For For Management 14.03 Elect Poon Chiu Kwok as Director For Against Management 14.04 Elect Zhu Limin as Director For For Management 15.01 Elect Gu Shisheng as Supervisor For For Management 15.02 Elect Zhou Hong as Supervisor For For Management 15.03 Elect Li Shipeng as Supervisor For For Management 15.04 Elect Qin Yanpo as Supervisor For For Management -------------------------------------------------------------------------------- YANZHOU COAL MINING CO., LTD. Ticker: 1171 Security ID: Y97417102 Meeting Date: JUN 19, 2020 Meeting Type: Special Record Date: MAY 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association and For For Management Rules and Procedures Regarding General Meetings of Shareholders 2 Authorize Repurchase of Issued H Share For For Management Capital -------------------------------------------------------------------------------- YANZHOU COAL MINING COMPANY LIMITED Ticker: 1171 Security ID: Y97417102 Meeting Date: NOV 01, 2019 Meeting Type: Special Record Date: SEP 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Interim Profit For For Management Distribution Plan 2 Approve Financial Services Agreement, For Against Management Major and Continuing Connected Transactions, Annual Caps and Related Transactions -------------------------------------------------------------------------------- YIHAI INTERNATIONAL HOLDING LTD. Ticker: 1579 Security ID: G98419107 Meeting Date: JUL 04, 2019 Meeting Type: Special Record Date: JUN 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Shuhai Purchase Agreement, For For Management Relevant Annual Caps and Related Transactions 2 Approve Proposed Revision of Annual For For Management Caps Under the Shuhai Sales Agreement 3 Approve Proposed Revision of Annual For For Management Caps Under the Hot Pot Soup Flavouring Products Sales Agreement -------------------------------------------------------------------------------- YIHAI INTERNATIONAL HOLDING LTD. Ticker: 1579 Security ID: G98419107 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAY 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Elect Dang Chunxiang as Director and For For Management Authorize Board to Fix Her Remuneration 3 Elect Zhang Yong as Director and For For Management Authorize Board to Fix His Remuneration 4 Elect Ye Shujun as Director and For For Management Authorize Board to Fix Her Remuneration 5 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 6 Approve Final Dividend For For Management 7 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 8 Authorize Repurchase of Issued Share For For Management Capital 9 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- YUEXIU PROPERTY COMPANY LIMITED Ticker: 123 Security ID: Y9863Z102 Meeting Date: OCT 22, 2019 Meeting Type: Special Record Date: OCT 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Transaction Documents and For For Management Related Transactions 2 Elect Ouyang Changcheng as Director For For Management and Authorize Board to Fix His Remuneration -------------------------------------------------------------------------------- YUEXIU PROPERTY COMPANY LIMITED Ticker: 123 Security ID: Y9863Z102 Meeting Date: OCT 22, 2019 Meeting Type: Special Record Date: OCT 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2020 Bank Deposits Agreement, For For Management New Annual Caps and Related Transactions -------------------------------------------------------------------------------- YUEXIU PROPERTY COMPANY LIMITED Ticker: 123 Security ID: Y9863Z102 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3.1 Elect Li Feng as Director For Against Management 3.2 Elect Chen Jing as Director For For Management 3.3 Elect Yu Lup Fat Joseph as Director For For Management 3.4 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 5A Authorize Repurchase of Issued Share For For Management Capital 5B Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 5C Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- YUM CHINA HOLDINGS, INC. Ticker: YUMC Security ID: 98850P109 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: MAR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Fred Hu For For Management 1b Elect Director Joey Wat For For Management 1c Elect Director Peter A. Bassi For For Management 1d Elect Director Christian L. Campbell For For Management 1e Elect Director Ed Yiu-Cheong Chan For For Management 1f Elect Director Edouard Ettedgui For For Management 1g Elect Director Cyril Han For For Management 1h Elect Director Louis T. Hsieh For For Management 1i Elect Director Ruby Lu For For Management 1j Elect Director Zili Shao For For Management 1k Elect Director William Wang For For Management 2 Ratify KPMG Huazhen LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- YUZHOU PROPERTIES COMPANY LIMITED Ticker: 1628 Security ID: G9884T101 Meeting Date: JUN 04, 2020 Meeting Type: Annual Record Date: MAY 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2.1 Elect Kwok Ying Lan as Director For For Management 2.2 Elect Lin Conghui as Director For For Management 2.3 Elect Lam Kwong Siu as Director For Against Management 3 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Ernst & Young as Auditors and For Against Management Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For Against Management Shares 8 Adopt New Share Option Scheme For Against Management 9 Approve Change of English Name and For For Management Adopt Chinese Name as Dual Foreign Name of the Company and Related Transactions -------------------------------------------------------------------------------- YY, INC. Ticker: YY Security ID: 98426T106 Meeting Date: DEC 20, 2019 Meeting Type: Annual Record Date: NOV 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Change Company Name to JOYY Inc. For For Management -------------------------------------------------------------------------------- ZHAOJIN MINING INDUSTRY COMPANY LIMITED Ticker: 1818 Security ID: Y988A6104 Meeting Date: NOV 14, 2019 Meeting Type: Special Record Date: OCT 14, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Approve Transfer Agreement and Related For For Management Transactions 1b Approve Grant of Specific Mandates to For For Management the Board to Allot and Issue Consideration Shares to Zhaojin Group Pursuant to the Transfer Agreement 1c Authorize Board to Deal With All For For Management Matters in Relation to Transfer Agreement and Its Amendment, Variation or Modification of Terms and Conditions 2a Amend Articles of Association For For Management 2b Authorize Board to Deal With All For For Management Matters in Relation to the Amendments to the Articles of Association 3 Approve Registration and Issuance of For For Management Renewal Bonds and Authorize Board to Deal With All Related Matters 4 Approve Registration and Issuance of For For Management Super Short-Term Notes and Authorize Board to Deal With All Related Matters -------------------------------------------------------------------------------- ZHAOJIN MINING INDUSTRY COMPANY LIMITED Ticker: 1818 Security ID: Y988A6104 Meeting Date: NOV 14, 2019 Meeting Type: Special Record Date: OCT 14, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Approve Transfer Agreement and Related For For Management Transactions 1b Approve Grant of Specific Mandates to For For Management the Board to Allot and Issue Consideration Shares to Zhaojin Group Pursuant to the Transfer Agreement 1c Authorize Board to Deal With All For For Management Matters in Relation to Transfer Agreement and Its Amendment, Variation or Modification of Terms and Conditions -------------------------------------------------------------------------------- ZHAOJIN MINING INDUSTRY COMPANY LIMITED Ticker: 1818 Security ID: Y988A6104 Meeting Date: JUN 05, 2020 Meeting Type: Annual Record Date: MAY 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Supervisory For For Management Committee 3 Approve 2019 Audited Financial Report For For Management 4 Approve Final Dividend For For Management 5 Approve Ernst & Young and Ernst & For For Management Young Hua Ming LLP as International Auditor and the PRC Auditor of the Company Respectively and Authorize Board to Fix Their Remuneration 6 Elect Huang Zhen as Director For For Management 7 Elect Zhang Banglong as Director For For Management 1 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights for Domestic Shares and H Shares 2 Authorize Repurchase of Issued H Share For For Management Capital 3a Amend Articles of Association For For Management 3b Authorize Board to Deal with All For For Management Matters in Relation to the Amendments to the Articles of Association 4 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders -------------------------------------------------------------------------------- ZHAOJIN MINING INDUSTRY COMPANY LIMITED Ticker: 1818 Security ID: Y988A6104 Meeting Date: JUN 05, 2020 Meeting Type: Special Record Date: MAY 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Repurchase of Issued H Share For For Management Capital 3a Amend Articles of Association For For Management 3b Authorize Board to Deal with All For For Management Matters in Relation to the Amendments to the Articles of Association 4 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders -------------------------------------------------------------------------------- ZHEJIANG EXPRESSWAY CO., LTD. Ticker: 576 Security ID: Y9891F102 Meeting Date: DEC 23, 2019 Meeting Type: Special Record Date: NOV 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of H Share For Against Management Convertible Bonds and Related Transactions -------------------------------------------------------------------------------- ZHEJIANG EXPRESSWAY CO., LTD. Ticker: 576 Security ID: Y9891F102 Meeting Date: FEB 03, 2020 Meeting Type: Special Record Date: JAN 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Yuan Yingjie as Director For For Management 2 Elect Zheng Ruchun as Supervisor For For Shareholder 3 Authorize Board to Approve the For For Management Proposed Director and Shareholder Representative Supervisor's Emolument and Service Contracts and Related Transactions -------------------------------------------------------------------------------- ZHEJIANG EXPRESSWAY CO., LTD. Ticker: 576 Security ID: Y9891F102 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: APR 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Directors For For Management 2 Approve 2019 Report of the Supervisory For For Management Committee 3 Approve 2019 Audited Financial For For Management Statements 4 Approve 2019 Final Dividend For For Management 5 Approve 2019 Final Accounts and 2020 For Against Management Financial Budget 6 Approve Deloitte Touche Tohmatsu For For Management Certified Public Accountants Hong Kong as the Hong Kong Auditors and Authorize Board to Fix Their Remuneration 7 Approve Pan China Certified Public For For Management Accountants as the PRC Auditors and Authorize Board to Fix Their Remuneration 8 Elect Chen Ninghui as Director For For Management 9 Elect Fan Ye as Director For For Management 10 Authorize Board to Approve the For For Management Proposed Directors' Service Contracts and Relevant Documents and Authorize Any One Executive Director to Sign Such Contracts and Relevant Documents 11 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights for H Shares and Related Transactions 12 Amend Articles of Association For For Management -------------------------------------------------------------------------------- ZHENRO PROPERTIES GROUP LTD. Ticker: 6158 Security ID: G9897E109 Meeting Date: JUN 08, 2020 Meeting Type: Annual Record Date: JUN 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Elect Ou Guoqiang as Director None None Management 4 Elect Ou Guowei as Director For For Management 5 Elect Lin Hua as Director For For Management 6 Authorize Board to Fix Remuneration of For For Management Directors 7 Approve Ernst & Young as Auditors and For For Management Authorize Board to Fix Their Remuneration 8 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 9 Authorize Repurchase of Issued Share For For Management Capital 10 Authorize Reissuance of Repurchased For Against Management Shares 11 Elect Liu Weiliang as Director For For Management -------------------------------------------------------------------------------- ZHONGAN ONLINE P&C INSURANCE CO., LTD. Ticker: 6060 Security ID: Y989DF109 Meeting Date: DEC 27, 2019 Meeting Type: Special Record Date: NOV 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustment to the Emoluments For For Management of Independent Non-Executive Directors of the Company 2.1 Approve Revised Annual Cap for the For For Management Continuing Connected Transactions Under the Online Platform Cooperation Framework Agreement and Related Transactions 2.2 Approve New Online Platform For For Management Cooperation Framework Agreement, Ant Financial Annual Caps and Related Transactions 2.3 Approve Auto Co-Insurance Cooperation For For Management Agreements, Ping An Annual Caps and Related Transactions 2.4 Authorize Board to Deal With All For For Management Matters in Relation to the New Online Platform Cooperation Framework Agreement, Auto Co-Insurance Cooperation Agreements and Further Revised Ant Financial Online Platform Annual Cap -------------------------------------------------------------------------------- ZHONGAN ONLINE P&C INSURANCE CO., LTD. Ticker: 6060 Security ID: Y989DF109 Meeting Date: MAY 11, 2020 Meeting Type: Annual Record Date: APR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Supervisory For For Management Committee 3 Approve 2019 Report of Auditors and For For Management Audited Financial Statements 4 Approve PricewaterhouseCoopers as For For Management Auditors 5 Elect Weibiao Zhan as Director For For Management 6 Approve 2019 Performance Evaluation of For For Management the Directors 7 Approve Five-Year Development Plan of For For Management the Company (2020-2024) 8 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 9 Approve Amendments to Articles of For For Management Association 10 Approve Proposed Issue of Offshore For For Management Senior Bonds -------------------------------------------------------------------------------- ZHONGSHENG GROUP HOLDINGS LIMITED Ticker: 881 Security ID: G9894K108 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: JUN 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Elect Huang Yi as Director For For Management 4 Elect David Alexander Newbigging as For For Management Director 5 Elect Hsu David as Director For For Management 6 Elect Ying Wei as Director For For Management 7 Elect Li Yanwei as Director For For Management 8 Elect Li Guohui as Director For For Management 9 Elect Tang Xianfeng as Director For For Management 10 Authorize Board to Fix Remuneration of For For Management Directors 11 Approve Ernst & Young as Auditors and For Against Management Authorize Board to Fix Their Remuneration 12 Authorize Repurchase of Issued Share For For Management Capital 13 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 14 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- ZHUZHOU CRRC TIMES ELECTRIC CO., LTD. Ticker: 3898 Security ID: Y9892N104 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Supervisory For For Management Committee 3 Approve 2019 Audited Consolidated For For Management Financial Statements and Auditor's Report 4 Approve 2019 Profit Distribution Plan For For Management and Final Dividend 5 Approve Deloitte Touche Tohmatsu For Against Management Certified Public Accountants LLP as Auditors and Authorize Board to Fix Their Remuneration 6 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 7 Elect Li Donglin as Director and For For Management Approve His Emolument 8 Elect Yang Shouyi as Director and For For Management Approve His Emolument 9 Elect Liu Ke'an as Director and For For Management Approve His Emolument 10 Elect Yan Wu as Director and Approve For For Management His Emolument 11 Elect Zhang Xinning as Director and For For Management Approve His Emolument 12 Elect Chan Kam Wing, Clement as For For Management Director and Approve His Emolument 13 Elect Pao Ping Wing as Director and For For Management Approve His Emolument 14 Elect Liu Chunru as Director and For For Management Approve Her Emolument 15 Elect Chen Xiaoming as Director and For For Management Approve His Emolument 16 Elect Gao Feng as Director and Approve For For Management His Emolument 17 Elect Li Lue as Supervisor and Approve For For Management His Emolument 18 Elect Geng Jianxin as Supervisor and For For Management Approve His Emolument 19 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights for Domestic Shares and/or H Shares 20 Amend Articles of Association and For For Management Related Transactions -------------------------------------------------------------------------------- ZIJIN MINING GROUP CO., LTD. Ticker: 2899 Security ID: Y9892H107 Meeting Date: DEC 30, 2019 Meeting Type: Special Record Date: NOV 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 3 Approve Remuneration and Assessment For For Management Proposal of Directors and Supervisors 4.1 Elect Chen Jinghe as Director For Against Management 4.2 Elect Lan Fusheng as Director For For Management 4.3 Elect Zou Laichang as Director For For Management 4.4 Elect Lin Hongfu as Director For For Management 4.5 Elect Lin Hongying as Director For For Management 4.6 Elect Xie Xionghui as Director For For Management 4.7 Elect Li Jian as Director For For Management 5.1 Elect Zhu Guang as Director For For Management 5.2 Elect Mao Jingwen as Director For For Management 5.3 Elect Li Changqing as Director For For Management 5.4 Elect He Fulong as Director For For Management 5.5 Elect Suen, Stephen Man Tak as Director For For Management 6.1 Elect Lin Shuiqing as Supervisor For For Management 6.2 Elect Fan Wensheng as Supervisor For For Management 6.3 Elect Xu Qiang as Supervisor For For Management -------------------------------------------------------------------------------- ZIJIN MINING GROUP CO., LTD. Ticker: 2899 Security ID: Y9892H107 Meeting Date: FEB 04, 2020 Meeting Type: Special Record Date: JAN 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management -------------------------------------------------------------------------------- ZIJIN MINING GROUP CO., LTD. Ticker: 2899 Security ID: Y9892H107 Meeting Date: FEB 04, 2020 Meeting Type: Special Record Date: JAN 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change in Registered Capital For For Management and Amend Articles of Association 2 Amend Articles of Association For For Management -------------------------------------------------------------------------------- ZIJIN MINING GROUP CO., LTD. Ticker: 2899 Security ID: Y9892H107 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: JUN 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Debt Financing For For Management Instruments 2 Approve Arrangement of Guarantees to For For Management Company's Subsidiaries, Joint Venture and Associate 3 Approve Provision of Counter-Guarantee For For Management for Finance to Makeng Mining 4 Approve 2019 Report of the Board of For For Management Directors 5 Approve 2019 Report of the Independent For For Management Directors 6 Approve 2019 Report of the Supervisory For For Management Committee 7 Approve 2019 Financial Report For For Management 8 Approve 2019 Annual Report and Summary For For Management Report 9 Approve 2019 Profit Distribution Plan For For Management 10 Approve 2019 Remuneration of Executive For For Management Directors and Chairman of Supervisory Committee 11 Approve Ernst & Young Hua Ming LLP as For Against Management Auditor and Authorize Chairman of the Board, President and Financial Controller to Fix Their Remuneration -------------------------------------------------------------------------------- ZOOMLION HEAVY INDUSTRY SCIENCE AND TECHNOLOGY CO., LTD. Ticker: 1157 Security ID: Y9895V103 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: MAY 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Supervisory For For Management Board 3 Approve 2019 Report of Settlement For For Management Accounts 4 Approve 2019 Full Text and Summary of For For Management the Annual Report of A Shares 5 Approve 2019 Annual Report of H Shares For For Management 6 Approve 2019 Profit Distribution Plan For For Management 7 Approve Provisions for Asset Impairment For For Management 8 Approve Application to Financial For For Management Institutions for General Credit Facilities and Financing with a Credit Limit and Authorize Zhan Chunxin to Execute Facility Agreements and Other Relevant Financing Documents and to Allocate the Credit Limit Available 9 Approve Authorization to the Company For For Management to Provide Buy-Back Guarantees in Respect of Third-Party Finance Leasing Business and to Provide Guarantees for the Factoring Financing 10 Approve Authorization to the Company For For Management to Continue to Develop and Provide Buy-Back Guarantees in Respect of Its Mortgage-Funded Business 11 Approve Authorization to Zoomlion For For Management Industrial Vehicles to Engage in Business with Its Distributors Through Banker's Acceptance Secured by Goods and Authorize the Management of Zoomlion Industrial Vehicles to Execute the Relevant Cooperation Agreements 12 Approve Authorization to Zoomlion For For Management Heavy Machinery Co., Ltd. to Engage in Business with Its Distributors Through Banker's Acceptance Secured by Goods and Authorize the Management of Zoomlion Heavy Machinery to Execute the Relevant Cooperation Agreements 13 Approve Provision of Guarantees in For Against Management Favour of 35 Subsidiaries and Authorize Board to Adjust the Available Guarantee Amount Between the Guaranteed Parties 14 Approve Carrying Out of Low Risk For Against Management Investments and Financial Management and Authorize the Chairman to Make All Investment Decisions and Execute Relevant Contracts and Agreements 15 Approve Investment in Financial For For Management Derivatives and Authorize the Chairman and His Authorized Persons to Make All Investment Decisions and Execute Relevant Contracts and Agreements 16 Approve Authorization to Hunan For For Management Zhicheng Financing And Guarantee Co., Ltd. to Engage in Business of Providing Guarantees 17.1 Approve Related Party Transactions For For Management with Infore Environment in Relation to the Sales of Spare Parts and Components for Environmental Sanitation Equipment 17.2 Approve Related Party Transactions For Against Management with Infore Environment in Relation to the Provision of Financial Services 17.3 Approve Related Party Transactions For For Management with Infore Environment in Relation to the Procurement of Products Including Spare Parts and Components for Environmental Sanitation Equipment and Modified Vehicles for Environmental Sanitation 18.1 Approve Baker Tilly China Certified For For Management Public Accountants Co., Ltd. as Domestic Auditor and Internal Control Auditor 18.2 Approve KPMG as International Auditor For For Management 18.3 Authorize Audit Committee of the Board For For Management to Determine the Principles of Fixing the Remuneration of Domestic and International Auditors and Authorize Company's Management to Determine Their Actual Remuneration Based on the Agreed Principles 19 Approve Merger by Absorption of For For Management Wholly-Owned Subsidiary 20 Amend Articles of Association For For Management 21 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 22 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights for A Shares 23 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights for H Shares 24 Amend Articles of Association to For For Shareholder Change the Business Nature Referred to in the Business Licence -------------------------------------------------------------------------------- ZTE CORPORATION Ticker: 763 Security ID: Y0004F105 Meeting Date: JUL 29, 2019 Meeting Type: Special Record Date: JUN 28, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.00 Approve Amendments to Articles of For For Management Association, the Rules of Procedure for General Meetings of Shareholders and the Rules of Procedure for Board of Directors Meetings 2.00 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisory Committee 3.00 Approve Execution of a Supplemental For For Shareholder Agreement with Shenzhen Vanke Development Co., Ltd. on the Shenzhen Bay Super Headquarters Base -------------------------------------------------------------------------------- ZTE CORPORATION Ticker: 763 Security ID: Y0004F105 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: MAY 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.00 Approve 2019 Annual Report For For Management 2.00 Approve 2019 Report of the Board of For For Management Directors 3.00 Approve 2019 Report of the Supervisory For For Management Committee 4.00 Approve 2019 Report of the President For For Management 5.00 Approve 2019 Final Financial Accounts For For Management 6.00 Approve 2019 Profit Distribution For For Management 7.00 Approve Application for Derivative For For Management Investment Limits 8.00 Approve Provision of Performance For For Management Guarantee for Overseas Wholly-owned Subsidiaries 9.00 Approve ZTE Channel Cooperation For For Management Framework Agreement 2020 - General Distributor 10.00 Approve Proposed Registration and For For Management Issue of Medium Term Notes 11.01 Approve Application of Composite For For Management Credit Facility to Bank of China Limited 11.02 Approve Application of Composite For For Management Credit Facility to China Development Bank, Shenzhen Branch 12.01 Approve Ernst & Young Hua Ming LLP as For For Management PRC Auditor and Authorize Board to Fix Their Remuneration 12.02 Approve Ernst & Young as Hong Kong For For Management Auditor and Authorize Board to Fix Their Remuneration 12.03 Approve Ernst & Young Hua Ming LLP as For For Management Internal Control Auditor and Authorize Board to Fix Their Remuneration 13.00 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 14.00 Authorize Repurchase of Issued A Share For For Management Capital 15.00 Amend Articles of Association, Amend For For Management Rules and Procedures Regarding General Meetings of Shareholders and Amend Rules and Procedures Regarding Meetings of Board of Directors 16.00 Elect Zhuang Jiansheng as Director For For Shareholder ========== Xtrackers MSCI All World ex US High Dividend Yield Equity ========== ========== ETF ========== 3I GROUP PLC Ticker: III Security ID: G88473148 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: JUN 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Remuneration Policy For For Management 4 Approve Final Dividend For For Management 5 Re-elect Jonathan Asquith as Director For For Management 6 Re-elect Caroline Banszky as Director For For Management 7 Re-elect Simon Borrows as Director For For Management 8 Re-elect Stephen Daintith as Director For For Management 9 Re-elect Peter Grosch as Director For For Management 10 Re-elect David Hutchison as Director For For Management 11 Re-elect Coline McConville as Director For For Management 12 Elect Alexandra Schaapveld as Director For For Management 13 Re-elect Simon Thompson as Director For For Management 14 Re-elect Julia Wilson as Director For For Management 15 Appoint KPMG LLP as Auditors For For Management 16 Authorise Board Acting Through the For For Management Audit and Compliance Committee to Fix Remuneration of Auditors 17 Authorise EU Political Donations and For For Management Expenditure 18 Authorise Issue of Equity For For Management 19 Approve Discretionary Share Plan For For Management 20 Authorise Issue of Equity without For For Management Pre-emptive Rights 21 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 22 Authorise Market Purchase of Ordinary For For Management Shares 23 Adopt New Articles of Association For For Management 24 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- ABOITIZ POWER CORP. Ticker: AP Security ID: Y0005M109 Meeting Date: APR 27, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous For For Management Stockholders' Meeting Held Last April 22, 2019 2 Approve 2019 Annual Report and For For Management Financial Statements 3 Appoint Company's External Auditor for For Against Management 2020 4.1 Elect Enrique M. Aboitiz as Director For Abstain Management 4.2 Elect Mikel A. Aboitiz as Director For Abstain Management 4.3 Elect Erramon I. Aboitiz as Director For For Management 4.4 Elect Emmanuel V. Rubio as Director For For Management 4.5 Elect Jaime Jose Y. Aboitiz as Director For For Management 4.6 Elect Danel C. Aboitiz as Director For For Management 4.7 Elect Carlos C. Ejercito as Director For Abstain Management 4.8 Elect Romeo L. Bernardo as Director For Abstain Management 4.9 Elect Eric Ramon O. Recto as Director For Abstain Management 5 Approve Amendment of the Company's For Against Management Articles of Incorporation 6 Ratify Acts, Resolutions and For For Management Proceedings of the Board of Directors, Corporate Officers and Management from 2019 Up to April 27, 2020 7 Approve Other Matters For Against Management -------------------------------------------------------------------------------- ABSA GROUP LTD. Ticker: ABG Security ID: S0270C106 Meeting Date: JUN 04, 2020 Meeting Type: Annual Record Date: MAY 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Reappoint Ernst & Young Inc. as For For Management Auditors of the Company with Ernest van Rooyen as the Designated Auditor 2.1 Re-elect Mark Merson as Director For For Management 2.2 Re-elect Wendy Lucas-Bull as Director For For Management 2.3 Re-elect Colin Beggs as Director For For Management 2.4 Re-elect Daniel Hodge as Director For For Management 2.5 Re-elect Jason Quinn as Director For For Management 3.1 Elect Ihron Rensburg as Director For For Management 3.2 Elect Rose Keanly as Director For For Management 3.3 Elect Swithin Munyantwali as Director For For Management 3.4 Elect Daniel Mminele as Director For For Management 4.1 Re-elect Alex Darko as Member of the For For Management Group Audit and Compliance Committee 4.2 Re-elect Daisy Naidoo as Member of the For For Management Group Audit and Compliance Committee 4.3 Re-elect Tasneem Abdool-Samad as For For Management Member of the Group Audit and Compliance Committee 4.4 Elect Swithin Munyantwali as Member of For For Management the Group Audit and Compliance Committee 5 Place Authorised but Unissued Shares For For Management under Control of Directors 1 Approve Remuneration Policy For For Management 2 Approve Remuneration Implementation For For Management Report 3 Approve Providing Shareholders with an For For Management Initial Assessment of the Company's Exposure to Climate Change Risk 1 Approve Remuneration of Non-Executive For For Management Directors 2 Approve Increase in Authorised For For Management Ordinary Share Capital 3 Authorise Repurchase of Issued Share For For Management Capital 4 Approve Financial Assistance in Terms For For Management of Section 45 of the Companies Act -------------------------------------------------------------------------------- ACS ACTIVIDADES DE CONSTRUCCION Y SERVICIOS SA Ticker: ACS Security ID: E7813W163 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: APR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Consolidated and Standalone For For Management Financial Statements 1.2 Approve Allocation of Income For For Management 2 Approve Non-Financial Information For For Management Statement 3 Approve Discharge of Board For For Management 4.1 Reelect Javier Echenique Landiribar as For Against Management Director 4.2 Reelect Mariano Hernandez Herreros as For Against Management Director 4.3 Fix Number of Directors at 16 For For Management 5 Approve Remuneration Policy For For Management 6 Advisory Vote on Remuneration Report For For Management 7.1 Amend Articles of General Meeting For For Management Regulations Re: Preliminary Title 7.2 Amend Articles of General Meeting For For Management Regulations Re: Title I 7.3 Amend Articles of General Meeting For For Management Regulations Re: Chapter I of Title II 7.4 Amend Articles of General Meeting For For Management Regulations Re: Chapter II of Title II 7.5 Amend Articles of General Meeting For For Management Regulations Re: Chapter I of Title III 7.6 Amend Articles of General Meeting For For Management Regulations Re: Chapter II of Title III 7.7 Amend Articles of General Meeting For For Management Regulations Re: Chapter III of Title III 7.8 Add Articles of General Meeting For For Management Regulations Re: Title VI 7.9 Approve Restated General Meeting For For Management Regulations 8 Approve Scrip Dividends and Approve For For Management Reduction in Share Capital via Amortization of Treasury Shares 9 Authorize Share Repurchase and Capital For For Management Reduction via Amortization of Repurchased Shares 10 Authorize Increase in Capital up to 50 For For Management Percent via Issuance of Equity or Equity-Linked Securities, Excluding Preemptive Rights of up to 20 Percent 11 Authorize Board to Ratify and Execute For For Management Approved Resolutions 12 Receive Amendments to Board of None None Management Directors Regulations -------------------------------------------------------------------------------- ADECCO GROUP AG Ticker: ADEN Security ID: H00392318 Meeting Date: APR 16, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1.1 Accept Financial Statements and For For Management Statutory Reports 1.2 Approve Remuneration Report For For Management 2 Approve Allocation of Income and For For Management Dividends of CHF 2.50 per Share 3 Approve Discharge of Board and Senior For For Management Management 4.1 Approve Remuneration of Directors in For For Management the Amount of CHF 5.1 Million 4.2 Approve Remuneration of Executive For For Management Committee in the Amount of CHF 35 Million 5.1.1 Reelect Jean-Christophe Deslarzes as For For Management Director 5.1.2 Reelect Ariane Gorin as Director For For Management 5.1.3 Reelect Alexander Gut as Director For For Management 5.1.4 Reelect Didier Lamouche as Director For Against Management 5.1.5 Reelect David Prince as Director For For Management 5.1.6 Reelect Kathleen Taylor as Director For For Management 5.1.7 Reelect Regula Wallimann as Director For For Management 5.1.8 Elect Jean-Christophe Deslarzes as For For Management Board Chairman 5.1.9 Elect Rachel Duan as Director For For Management 5.2.1 Reappoint Kathleen Taylor as Member of For For Management the Compensation Committee 5.2.2 Reappoint Didier Lamouche as Member of For Against Management the Compensation Committee 5.2.3 Appoint Rachel Duan as Member of the For For Management Compensation Committee 5.3 Designate Keller KLG as Independent For For Management Proxy 5.4 Ratify Ernst & Young AG as Auditors For For Management 6 Approve Reduction in Share Capital via For For Management Cancellation of 220,000 Treasury Shares 7 Transact Other Business (Voting) For Against Management -------------------------------------------------------------------------------- ADMIRAL GROUP PLC Ticker: ADM Security ID: G0110T106 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: APR 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Final Dividend For For Management 4 Re-elect David Stevens as Director For For Management 5 Re-elect Geraint Jones as Director For For Management 6 Re-elect Annette Court as Director For For Management 7 Re-elect Jean Park as Director For For Management 8 Re-elect George Manning Rountree as For For Management Director 9 Re-elect Owen Clarke as Director For For Management 10 Re-elect Justine Roberts as Director For For Management 11 Re-elect Andrew Crossley as Director For For Management 12 Re-elect Michael Brierley as Director For For Management 13 Re-elect Karen Green as Director For For Management 14 Reappoint Deloitte LLP as Auditors For For Management 15 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 16 Amend Discretionary Free Share Scheme For For Management 17 Authorise EU Political Donations and For For Management Expenditure 18 Authorise Issue of Equity For For Management 19 Authorise Issue of Equity without For For Management Pre-emptive Rights 20 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 21 Authorise Market Purchase of Ordinary For For Management Shares 22 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- ADVANCED PETROCHEMICAL CO. Ticker: 2330 Security ID: M0182V107 Meeting Date: SEP 17, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Capitalization of Reserves For For Management for Bonus Issue Re: 1:10 2.1 Elect Wael Al Bassam as Director None Abstain Management 2.2 Elect Khalid Al Houshan as Director None For Management 2.3 Elect Yazeed Al Hayaf as Director None Abstain Management 2.4 Elect Badr Jawhar as Director None Abstain Management 2.5 Elect Maashal Al Shayaa as Director None Abstain Management 2.6 Elect Salih Minqash as Director None Abstain Management 2.7 Elect Waleed Al Jaafari as Director None For Management 2.8 Elect Abdulazeez Al Habardi as Director None Abstain Management 2.9 Elect Samah Al Subaee as Director None For Management 2.10 Elect Ibrahim Al Husseinan as Director None Abstain Management 2.11 Elect Khalid Al Omran as Director None For Management 2.12 Elect Abdulazeez Al Mulhim as Director None For Management 2.13 Elect Khaleefa Al Mulhim as Director None For Management 2.14 Elect Mohammed Al Mulhim as Director None Abstain Management 2.15 Elect Sami Al Sweigh as Director None For Management 2.16 Elect Zein Al Imam as Director None Abstain Management 2.17 Elect Muadh Al Naeem as Director None Abstain Management 2.18 Elect Sultan Al Suleiman as Director None For Management 2.19 Elect Adil Al Shayaa as Director None Abstain Management 2.20 Elect Majid Kheirullah as Director None Abstain Management 2.21 Elect Ali Al Hakami as Director None Abstain Management 2.22 Elect Atif Al Shihri as Director None Abstain Management 2.23 Elect Fahd Al Shamri as Director None For Management 2.24 Elect Mohammed Al Shihri as Director None Abstain Management 2.25 Elect Khalid Al Suleiman as Director None Abstain Management 2.26 Elect Mustafa Hammoudah as Director None Abstain Management 3 Amend Article 7 of Bylaws Re: Changes For For Management in Capital 4 Amend Article 20 of Bylaws Re: For For Management Directors' Remuneration 5 Amend Article 22 of Bylaws Re: Board For For Management Meetings 6 Amend Article 30 of Bylaws Re: General For For Management Assembly Invitation 7 Amend Article 38 of Bylaws Re: For For Management Formation of Audit Committee 8 Amend Article 39 of Bylaws Re: Audit For For Management Committee Meeting Quorum 9 Amend Article 41 of Bylaws Re: Audit For For Management Committee Reports 10 Amend Article 45 of Bylaws Re: For For Management Financial Statements 11 Amend Article 46 of Bylaws Re: For For Management Allocation of Income 12 Amend Article 47 of Bylaws Re: Profits For For Management Entitlement 13 Approve Updated Audit Committee Charter For Against Management 14 Elect Members of Audit Committee, For Against Management Approve its Charter and the Remuneration of Its Members 15 Approve Related Party Transactions For Against Management 16 Approve Remuneration Policy Re: For For Management Directors, Management and Committees -------------------------------------------------------------------------------- ADVANCED PETROCHEMICAL CO. Ticker: 2330 Security ID: M0182V107 Meeting Date: MAR 31, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations for FY 2019 2 Accept Financial Statements and For For Management Statutory Reports for FY 2019 3 Approve Auditors' Report on Company For For Management Financial Statements for FY 2019 4 Ratify Auditors and Fix Their For For Management Remuneration for FY 2020 5 Approve Dividends of SAR 0.65 per For For Management Share for Q4 of FY 2019 6 Ratify Distributed Dividends of SAR 2. For For Management 05 per Share for Q1, Q2, and Q3 of FY 2019 7 Approve Interim Dividends Semi For For Management Annually or Quarterly for FY 2020 8 Approve Discharge of Directors for FY For For Management 2019 9 Approve Related Party Transactions For Against Management -------------------------------------------------------------------------------- AGL ENERGY LIMITED Ticker: AGL Security ID: Q01630195 Meeting Date: SEP 19, 2019 Meeting Type: Annual Record Date: SEP 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 2 Approve Remuneration Report For For Management 3a Elect Jacqueline Hey as Director For For Management 3b Elect Diane Smith-Gander as Director For For Management 3c Elect Patricia McKenzie as Director For For Management 4 Approve Grant of Performance Rights For Against Management under the AGL Long Term Incentive Plan to Brett Redman 5a Approve the Amendments to the Against Against Shareholder Company's Constitution 5b Approve Transition Planning Disclosure Against For Shareholder 6 Approve Public Health Risks of Coal Against Against Shareholder Operations -------------------------------------------------------------------------------- AGUAS ANDINAS SA Ticker: AGUAS.A Security ID: P4171M125 Meeting Date: APR 27, 2020 Meeting Type: Annual Record Date: APR 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income For For Management 3 Receive Report Regarding Related-Party For For Management Transactions 4 Appoint Auditors For For Management 5 Designate Risk Assessment Companies For For Management 6 Approve Remuneration of Directors For For Management 7 Present Board's Report on Expenses For For Management 8 Approve Remuneration and Budget of For For Management Directors' Committee 9 Present Directors' Committee Report on For For Management Activities and Expenses 10 Designate Newspaper to Publish Meeting For For Management Announcements 11 Other Business For Against Management -------------------------------------------------------------------------------- AL RAJHI BANK Ticker: 1120 Security ID: M0R60D105 Meeting Date: MAR 29, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations for FY 2019 2 Accept Financial Statements and For For Management Statutory Reports for FY 2019 3 Approve Auditors' Report on Company For For Management Financial Statements for FY 2019 4 Approve Discharge of Directors for FY For For Management 2019 5 Ratify Distributed Dividends of SAR 1. For For Management 5 per Share for First Half of FY 2019 6 Approve Dividends of SAR 1.5 per Share For For Management for Second Half of FY 2019 7 Approve Interim Dividends Semi For For Management Annually or Quarterly for FY 2020 8 Ratify Auditors and Fix Their For For Management Remuneration for FY 2020 9 Approve Remuneration of Directors, For For Management Committees and Audit Committee members of SAR 6,140,000 for FY 2019 10 Approve Related Party Transactions For Against Management 11 Approve Related Party Transactions Re: For For Management Strategic Agreement with Saudi Telecom Company 12 Approve Related Party Transactions Re: For For Management POS Devices Connection Agreement with Saudi Telecom Company 13 Approve Related Party Transactions Re: For For Management Telecommunication Services Agreement with Saudi Telecom Company 14 Approve Related Party Transactions Re: For For Management SMS Services Agreement with Saudi Telecom Company 15 Approve Related Party Transactions Re: For For Management General Services Contract with Saudi Telecom Company 16 Approve Related Party Transactions Re: For For Management ATM Rental Contract with Saudi Telecom Company 17 Approve Related Party Transactions Re: For For Management ATM Rental Contract with Saudi Telecom Company 18 Approve Related Party Transactions Re: For For Management Direct Internet Services Contract with Arabian Internet and Communication Services Company 19 Approve Related Party Transactions Re: For For Management Providing, Installation and Maintenance Services Contract with Arabian Internet and Communication Services Company 20 Approve Related Party Transactions Re: For For Management Global Beverage Company 21 Approve Related Party Transactions Re: For For Management South Regional Office Rental Contract with Mohammed Abdulazeez Al Rajhi investment Company 22 Approve Related Party Transactions Re: For For Management Abha Sales Office Rental Contract with Mohammed Abdulazeez Al Rajhi investment Company 23 Approve Related Party Transactions Re: For For Management ATM Rental Contract with Mohammed Abdulazeez Al Rajhi investment Company 24 Approve Related Party Transactions Re: For For Management Fursan Travel and Tourism Company 25 Approve Related Party Transactions Re: For For Management Abdullah Al Rajhi 26 Approve Related Party Transactions Re: For For Management Insurance Renewal with Al Rajhi Company for Cooperative Insurance 27 Approve Related Party Transactions Re: For For Management Vehicles Insurance Renewal with Al Rajhi Company for Cooperative Insurance -------------------------------------------------------------------------------- ALDAR PROPERTIES PJSC Ticker: ALDAR Security ID: M0517N101 Meeting Date: MAR 18, 2020 Meeting Type: Annual Record Date: MAR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations and Financial Position for FY 2019 2 Approve Auditors' Report on Company For For Management Financial Statements for FY 2019 3 Accept Financial Statements and For For Management Statutory Reports for FY 2019 4 Approve Dividends of AED 0.145 per For For Management Share for FY 2019 5 Approve Remuneration of Directors for For For Management FY 2019 6 Approve Discharge of Directors for FY For For Management 2019 7 Approve Discharge of Auditors for FY For For Management 2019 8 Ratify Auditors and Fix Their For For Management Remuneration for FY 2020 9 Approve Social Contributions Up to 2 For For Management Percent of Net Profits of FY 2018 and FY 2019 -------------------------------------------------------------------------------- ALLIANZ SE Ticker: ALV Security ID: D03080112 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 9.60 per Share 3 Approve Discharge of Management Board For For Management for Fiscal 2019 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2019 5 Approve Affiliation Agreement with For For Management Allianz Africa Holding GmbH -------------------------------------------------------------------------------- ALROSA PJSC Ticker: ALRS Security ID: X0085A109 Meeting Date: SEP 30, 2019 Meeting Type: Special Record Date: SEP 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Dividends of RUB 3.84 For For Management per Share for First Half Year of Fiscal 2019 -------------------------------------------------------------------------------- ALROSA PJSC Ticker: ALRS Security ID: X0085A109 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: MAY 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report For For Management 2 Approve Financial Statements For For Management 3 Approve Allocation of Income For For Management 4 Approve Allocation of Undistributed For For Management Profit from Previous Years 5 Approve Dividends of RUB 2.63 per Share For For Management 6 Approve Remuneration of Directors For Against Management 7 Approve Remuneration of Members of For Against Management Audit Commission 8.1 Elect Mariia Gordon as Director None For Management 8.2 Elect Evgeniia Grigoreva as Director None Against Management 8.3 Elect Natalia Gureva as Director None Against Management 8.4 Elect Kirill Dmitriev as Director None Against Management 8.5 Elect Andrei Donets as Director None Against Management 8.6 Elect Sergei Ivanov as Director None Against Management 8.7 Elect Dmitrii Konov as Director None For Management 8.8 Elect Sergei Mestnikov as Director None Against Management 8.9 Elect Aleksei Moiseev as Director None Against Management 8.10 Elect Aleksei Noskov as Directora None For Management 8.11 Elect Aisen Nikolaev as Director None Against Management 8.12 Elect Vladimir Rashevskii as Director None Against Management 8.13 Elect Anton Siluanov as Director None Against Management 8.14 Elect Vladimir Solodov as Director None Against Management 8.15 Elect Maksim Tereshchenko as Director None Against Management 8.16 Elect Oleg Fedorov as Director None Against Management 9.1 Elect Pavel Bagynanov as Member of For For Management Audit Commission 9.2 Elect Nikolai Ivanov as Member of For For Management Audit Commission 9.3 Elect Olga Loginova as Member of Audit For For Management Commission 9.4 Elect Aleksandr Markin as Member of For For Management Audit Commission 9.5 Elect Aleksandr Pshenichnikov as For For Management Member of Audit Commission 10 Ratify PricewaterhouseCoopers as For Against Management Auditor -------------------------------------------------------------------------------- ALUMINA LIMITED Ticker: AWC Security ID: Q0269M109 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 2 Approve Remuneration Report For For Management 3 Elect Peter Day as Director For For Management 4 Approve Grant of Performance Rights to For For Management Mike Ferraro -------------------------------------------------------------------------------- AMUNDI SA Ticker: AMUN Security ID: F0300Q103 Meeting Date: MAY 12, 2020 Meeting Type: Annual/Special Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Absence of Dividends 4 Approve Auditors' Special Report on For For Management Related-Party Transactions Mentioning the Absence of New Transactions 5 Approve Compensation Report For For Management 6 Approve Compensation of Yves Perrier, For For Management CEO 7 Approve Remuneration Policy of For For Management Directors 8 Approve Remuneration Policy of CEO For For Management 9 Approve Remuneration Policy of For For Management Chairman of the Board 10 Advisory Vote on the Aggregate For For Management Remuneration Granted in 2019 to Senior Management, Responsible Officers and Regulated Risk-Takers 11 Ratify Appointment of Henri Buecher as For For Management Director 12 Reelect Laurence Danon as Director For For Management 13 Reelect Helene Molinari as Director For For Management 14 Reelect Christian Rouchon as Director For Against Management 15 Reelect Andree Samat as Director For For Management 16 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 17 Amend Article 13 of Bylaws Re: Board For For Management Members Remuneration 18 Amend Article 14 of Bylaws Re: Board For For Management Members Deliberation via Written Consultation 19 Correction Regarding Items 18 and 19 For For Management of May 16, 2019 AGM: Item 18 to be Understood as an Increase in Capital by Public Offer; Item 19 to be Understood as Increase in Capital As Private Placement 20 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- ANGLO AMERICAN PLC Ticker: AAL Security ID: G03764134 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: MAY 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Elect Hixonia Nyasulu as Director For For Management 4 Elect Nonkululeko Nyembezi as Director For For Management 5 Re-elect Ian Ashby as Director For For Management 6 Re-elect Marcelo Bastos as Director For For Management 7 Re-elect Stuart Chambers as Director For For Management 8 Re-elect Mark Cutifani as Director For For Management 9 Re-elect Byron Grote as Director For For Management 10 Re-elect Tony O'Neill as Director For For Management 11 Re-elect Stephen Pearce as Director For For Management 12 Re-elect Jim Rutherford as Director For For Management 13 Re-elect Anne Stevens as Director For For Management 14 Appoint PricewaterhouseCoopers LLP as For For Management Auditors 15 Authorise Board to Fix Remuneration of For For Management Auditors 16 Approve Remuneration Policy For For Management 17 Approve Remuneration Report For For Management 18 Approve Long Term Incentive Plan For For Management 19 Approve Bonus Share Plan For For Management 20 Authorise Issue of Equity For For Management 21 Authorise Issue of Equity without For For Management Pre-emptive Rights 22 Authorise Market Purchase of Ordinary For For Management Shares 23 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- ARAB NATIONAL BANK Ticker: 1080 Security ID: M1454X102 Meeting Date: MAR 30, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations for FY 2019 2 Accept Financial Statements and For For Management Statutory Reports for FY 2019 3 Approve Auditors' Report on Company For For Management Financial Statements for FY 2019 4 Ratify Distributed Dividend of SAR 0. For For Management 50 per Share for First Half of FY 2019 5 Approve Dividends of SAR 0.50 per For For Management Share for Second Half of FY 2019 6 Amend Article 3 of Bylaws Re: For For Management Corporate Purposes 7 Amend Article 5 of Bylaws Re: Company For For Management Head Office 8 Amend Article 8 of Bylaws Re: Initial For For Management Public Offering 9 Delete Article 16 of Bylaws Re: For For Management Seizure of Shares 10 Amend Article 23 of Bylaws Re: For For Management Chairman, Deputy and Managing Director 11 Amend Article 33 of Bylaws Re: General For For Management Meeting Invitation 12 Amend Article 44 of Bylaws Re: For For Management Committee Reports 13 Amend Article 48 of Bylaws Re: For For Management Financial Documents 14 Amend Articles of Bylaws Re: For For Management Reorganizing Articles and Numbering 15 Approve Discharge of Directors for FY For For Management 2019 16.1 Elect Salah Al Rashid as Director None Abstain Management 16.2 Elect Hisham Al Jabr as Director None Abstain Management 16.3 Elect Abdulmuhsin Al Touq as Director None Abstain Management 16.4 Elect Ahmed Al Omran as Director None Abstain Management 16.5 Elect Mohammed Al Moammar as Director None Abstain Management 16.6 Elect Mohammed Al Kanani as Director None Abstain Management 16.7 Elect Ahmed Murad as Director None Abstain Management 16.8 Elect Thamir Al Wadee as Director None Abstain Management 16.9 Elect Abdulazeez Al Habdan as Director None Abstain Management 16.10 Elect Mansour Al Busseeli as Director None Abstain Management 16.11 Elect Fahd Al Anqari as Director None Abstain Management 16.12 Elect Badr Al Issa as Director None Abstain Management 17 Elect Members of Audit Committee, For For Management Approve its Charter and the Remuneration of Its Members 18 Approve Remuneration of Directors of For For Management SAR 5,036,017 for FY 2019 19 Ratify Auditors and Fix Their For For Management Remuneration for FY 2020 and Q1 of FY 2021 20 Approve Related Party Transactions For Against Management 21 Approve Related Party Transactions Re: For For Management Al Rashid Trading & Contracting Company 22 Approve Related Party Transactions Re: For For Management Al Jabr Company 23 Approve Related Party Transactions Re: For For Management Al Jabr Company 24 Approve Related Party Transactions Re: For For Management Al Hilal Company 25 Approve Related Party Transactions Re: For For Management Saudi Technical Plastic Ltd 26 Approve Related Party Transactions Re: For For Management Al Rashid Trading & Contracting Company 27 Approve Related Party Transactions Re: For For Management Rashid Abdul Rahman Al Rashid and Sons Group 28 Approve Related Party Transactions Re: For For Management Al Jabr Company 29 Approve Related Party Transactions Re: For For Management Abana Company 30 Approve Related Party Transactions Re: For For Management Al Khaleej Training and Education 31 Approve Related Party Transactions Re: For For Management Riyad Business Gate Company 32 Approve Related Party Transactions Re: For For Management Al Jabr Holding Group 33 Approve Related Party Transactions Re: For For Management Estra Group 34 Approve Related Party Transactions Re: For For Management Al Hilal 35 Approve Related Party Transactions Re: For For Management Salah Al Rashid 36 Approve Related Party Transactions Re: For For Management Metlife and American International Group 37 Approve Related Party Transactions Re: For For Management Metlife and American International Group 38 Approve Related Party Transactions Re: For For Management Metlife and American International Group -------------------------------------------------------------------------------- ARAB NATIONAL BANK Ticker: 1080 Security ID: M1454X102 Meeting Date: JUN 03, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Audit Committee Charter For For Management 2 Elect Thamir Al Wadee as Member of For For Management Audit Committee -------------------------------------------------------------------------------- AROUNDTOWN SA Ticker: AT1 Security ID: L0269F109 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: JUN 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Special Board Report Re: None None Management Statutory Financial Statements and Consolidated Financial Statements 2 Receive Special Auditor Report Re: None None Management Statutory Financial Statements and Consolidated Financial Statements 3 Approve Financial Statements For For Management 4 Approve Consolidated Financial For For Management Statements 5 Approve Allocation of Income For For Management 6 Approve Discharge of Directors For For Management 7 Renew Appointment of KPMG Luxembourg For For Management as Auditor 8 Approve Remuneration Report For Against Management 9 Approve Remuneration Policy For Against Management -------------------------------------------------------------------------------- ASSICURAZIONI GENERALI SPA Ticker: G Security ID: T05040109 Meeting Date: APR 27, 2020 Meeting Type: Annual/Special Record Date: APR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Accept Financial Statements and For For Management Statutory Reports 1b Approve Allocation of Income For For Management 2a.1 Slate Submitted by Mediobanca Spa None For Shareholder 2a.2 Slate Submitted by Institutional None Against Shareholder Investors (Assogestioni) 2b Approve Internal Auditors' Remuneration For For Management 3a Approve Remuneration Policy For Against Management 3b Approve Second Section of the For Against Management Remuneration Report 4a Approve Group Long Term Incentive Plan For For Management 4b Authorize Share Repurchase Program and For For Management Reissuance of Repurchased Shares to Service Group Long Term Incentive Plan 4c Authorize Board to Increase Capital to For For Management Service Group Long Term Incentive Plan 5a Approve Performance Share Plan For Against Management 5b Authorize Share Repurchase Program and For Against Management Reissuance of Repurchased Shares to Service Performance Share Plan 5c Authorize Board to Increase Capital to For Against Management Service Performance Share Plan 6a Amend Company Bylaws Re: Article 3.1 For For Management 6b Amend Company Bylaws Re: Article 9.1 For For Management 6c Amend Company Bylaws Re: Article 33.7 For For Management 6d Amend Company Bylaws Re: Article 28.1 For For Management 6e Amend Company Bylaws Re: Article 28.2 For For Management 6f Amend Company Bylaws Re: Articles 28. For For Management 4, 28.10, 28.13 6g Amend Company Bylaws Re: Articles 28.5 For For Management and 28.6 6h Amend Company Bylaws Re: Article 28.10 For For Management -------------------------------------------------------------------------------- AURIZON HOLDINGS LIMITED Ticker: AZJ Security ID: Q0695Q104 Meeting Date: OCT 17, 2019 Meeting Type: Annual Record Date: OCT 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 2a Elect Russell Caplan as Director For For Management 2b Elect Michael Fraser as Director For For Management 2c Elect Kate Vidgen as Director For For Management 3 Approve Grant of Performance Rights to For For Management Andrew Harding 4 Approve Remuneration Report For For Management -------------------------------------------------------------------------------- AVIVA PLC Ticker: AV Security ID: G0683Q109 Meeting Date: MAY 26, 2020 Meeting Type: Annual Record Date: MAY 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Final Dividend (Withdrawn) For Abstain Management 4 Elect Amanda Blanc as Director For For Management 5 Elect George Culmer as Director For For Management 6 Elect Patrick Flynn as Director For For Management 7 Elect Jason Windsor as Director For For Management 8 Re-elect Patricia Cross as Director For For Management 9 Re-elect Belen Romana Garcia as For For Management Director 10 Re-elect Michael Mire as Director For For Management 11 Re-elect Sir Adrian Montague as For For Management Director 12 Re-elect Maurice Tulloch as Director For For Management 13 Reappoint PricewaterhouseCoopers LLP For For Management as Auditors 14 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 15 Authorise EU Political Donations and For For Management Expenditure 16 Authorise Issue of Equity For For Management 17 Authorise Issue of Equity without For For Management Pre-emptive Rights 18 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 19 Authorise Issue of Equity in Relation For For Management to Any Issuance of SII Instruments 20 Authorise Issue of Equity without For For Management Pre-emptive Rights in Relation to Any Issuance of SII Instruments 21 Authorise Issue of Sterling New For For Management Preference Shares 22 Authorise Issue of Sterling New For For Management Preference Shares without Pre-emptive Rights 23 Authorise Market Purchase of Ordinary For For Management Shares 24 Authorise Market Purchase of 8 3/4 % For For Management Preference Shares 25 Authorise Market Purchase of 8 3/8 % For For Management Preference Shares 26 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- BAE SYSTEMS PLC Ticker: BA Security ID: G06940103 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAY 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Policy For For Management 3 Approve Remuneration Report For For Management 4 Re-elect Revathi Advaithi as Director For For Management 5 Re-elect Sir Roger Carr as Director For For Management 6 Re-elect Dame Elizabeth Corley as For For Management Director 7 Re-elect Christopher Grigg as Director For For Management 8 Re-elect Paula Reynolds as Director For For Management 9 Re-elect Nicholas Rose as Director For For Management 10 Re-elect Ian Tyler as Director For For Management 11 Re-elect Charles Woodburn as Director For For Management 12 Elect Thomas Arseneault as Director For For Management 13 Elect Bradley Greve as Director For For Management 14 Elect Jane Griffiths as Director For For Management 15 Elect Stephen Pearce as Director For For Management 16 Elect Nicole Piasecki as Director For For Management 17 Reappoint Deloitte LLP as Auditors For For Management 18 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 19 Authorise EU Political Donations and For For Management Expenditure 20 Authorise Issue of Equity For For Management 21 Authorise Issue of Equity without For For Management Pre-emptive Rights 22 Authorise Market Purchase of Ordinary For For Management Shares 23 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- BANCO SANTANDER CHILE SA Ticker: BSANTANDER Security ID: P1506A107 Meeting Date: AUG 27, 2019 Meeting Type: Special Record Date: AUG 21, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Transaction with a Related For For Management Party Re: Acquisition of 51 Percent of Shares in Santander Consumer Chile SA 2 Receive Report Regarding Related-Party None None Management Transactions 3 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- BANCO SANTANDER CHILE SA Ticker: BSANTANDER Security ID: P1506A107 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Consolidated Financial For For Management Statements and Statutory Reports 2 Approve Allocation of Income and For For Management Dividends of CLP 0.88 Per Share 3.1 Reelect Claudio Melandri as Director For For Management 3.2 Reelect Rodrigo Vergara as Director For For Management 3.3 Reelect Orlando Poblete as Director For For Management 3.4 Reelect Juan Pedro Santa Maria as For For Management Director 3.5 Reelect Lucia Santa Cruz as Director For For Management 3.6 Reelect Ana Dorrego as Director For For Management 3.7 Reelect Rodrigo Echenique as Director For For Management 3.8 Reelect Felix de Vicente as Director For For Management 3.9 Reelect Alfonso Gomez as Director For For Management 3.10 Elect Victoria Hurtado Larrain as For For Management Director Nominated by AFP 4.1 Reelect Blanca Bustamante as Alternate For For Management Director 4.2 Reelect Oscar Von Chrismar as For For Management Alternate Director 5 Approve Remuneration of Directors For For Management 6 Appoint PricewaterhouseCoopers For For Management Consultores, Auditores y Compania Limitada as Auditors 7 Designate Fitch and Feller as Risk For For Management Assessment Companies 8 Approve Remuneration and Budget of For For Management Directors' Committee and Audit Committee; Receive Directors and Audit Committee's Report 9 Receive Report Regarding Related-Party None None Management Transactions 10 Other Business None None Management -------------------------------------------------------------------------------- BANQUE SAUDI FRANSI Ticker: 1050 Security ID: M1R177100 Meeting Date: DEC 12, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Timothy Collins as Director For For Management 2 Amend Article 24 of Bylaws Re: For For Management Chairman, Vice Chairman and Board Secretary 3 Amend Corporate Social Responsibility For For Management Policy 4 Authorize Mandate to Approve Social For For Management Responsibility Programs Annually 5 Approve Related Party Transactions Re: For For Management Villa Rental of 285,000 SAR 6 Approve Related Party Transactions Re: For For Management Villa Rental of 237,500 SAR 7 Approve Related Party Transactions Re: For For Management Villa Rental of 261,250 SAR 8 Approve Related Party Transactions Re: For For Management Villa Rental of 269,000 SAR 9 Approve Related Party Transactions Re: For For Management Villa Rental of 247,000 SAR 10 Approve Related Party Transactions For Against Management 11 Approve the Standards for the For For Management Participation of Directors in a Business that would Compete with the Bank or Any of its Activities 12 Allow Khalid Al Imran to Be Involved For For Management with Other Companies 13 Ratify Auditors and Fix Their For For Management Remuneration for FY 2020 -------------------------------------------------------------------------------- BANQUE SAUDI FRANSI Ticker: 1050 Security ID: M1R177100 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations for FY 2019 2 Approve Auditors' Report on Company For For Management Financial Statements for FY 2019 3 Accept Financial Statements and For For Management Statutory Reports for FY 2019 4 Ratify Distributed Dividend of SAR 1 For For Management per Share for First Half of FY 2019 5 Approve Dividends of SAR 1 per Share For For Management for Second Half of FY 2019, Which Amounts Total of 2 SAR for FY 2019 6 Approve Interim Dividends Semi For For Management Annually or Quarterly for FY 2020 7 Approve Discharge of Directors for FY For For Management 2019 8 Approve Remuneration of Directors of For For Management SAR 7,948,273.60 for FY 2019 9 Approve Related Party Transactions For Against Management 10 Ratify Auditors and Fix Their For Against Management Remuneration for Q1 of FY 2021 11 Approve Related Party Transactions Re: For For Management Al Khaleej Training and Education 12 Approve Related Party Transactions Re: For For Management Al-Rashid Trading & Contracting Company 13 Approve Related Party Transactions Re: For For Management Al-Rashid Trading & Contracting Company 14 Approve Related Party Transactions Re: For For Management Khalid Al Mutbqani 15 Approve Related Party Transactions Re: For For Management Khalid Al Mutbqani 16 Approve Related Party Transactions Re: For For Management Talal Al Meiman 17 Approve Related Party Transactions Re: For For Management Tadawul 18 Authorize Share Repurchase Program Up For Against Management to SAR 60,000,000 to be Allocated to Employees' Long-Term Incentive Plan -------------------------------------------------------------------------------- BARRATT DEVELOPMENTS PLC Ticker: BDEV Security ID: G08288105 Meeting Date: OCT 16, 2019 Meeting Type: Annual Record Date: OCT 14, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Final Dividend For For Management 4 Approve Special Dividend For For Management 5 Re-elect John Allan as Director For For Management 6 Re-elect David Thomas as Director For For Management 7 Re-elect Steven Boyes as Director For For Management 8 Re-elect Jessica White as Director For For Management 9 Re-elect Richard Akers as Director For For Management 10 Re-elect Nina Bibby as Director For For Management 11 Re-elect Jock Lennox as Director For For Management 12 Re-elect Sharon White as Director For For Management 13 Reappoint Deloitte LLP as Auditors For For Management 14 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 15 Authorise EU Political Donations and For For Management Expenditure 16 Authorise Issue of Equity For For Management 17 Authorise Issue of Equity without For For Management Pre-emptive Rights 18 Authorise Market Purchase of Ordinary For For Management Shares 19 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- BAYER AG Ticker: BAYN Security ID: D0712D163 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and For For Management Statutory Reports; Approve Allocation of Income and Dividends of EUR 2.80 per Share for Fiscal 2019 2 Approve Discharge of Management Board For For Management for Fiscal 2019 3 Approve Discharge of Supervisory Board For For Management for Fiscal 2019 4.1 Elect Ertharin Cousin to the For For Management Supervisory Board 4.2 Elect Otmar Wiestler to the For For Management Supervisory Board 4.3 Elect Horst Baier to the Supervisory For For Management Board 5 Approve Remuneration Policy for the For For Management Management Board 6 Approve Remuneration Policy for the For For Management Supervisory Board 7 Amend Articles Re: Supervisory Board For For Management Term of Office 8 Ratify Deloitte GmbH as Auditors for For For Management Fiscal 2020 -------------------------------------------------------------------------------- BAYERISCHE MOTOREN WERKE AG Ticker: BMW Security ID: D12096109 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 2.50 per Ordinary Share and EUR 2.52 per Preferred Share 3 Approve Discharge of Management Board For For Management for Fiscal 2019 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2019 5 Ratify PricewaterhouseCoopers GmbH as For For Management Auditors for Fiscal 2020 6.1 Elect Norbert Reithofer to the For Against Management Supervisory Board 6.2 Elect Anke Schaeferkordt to the For For Management Supervisory Board 7 Approve Remuneration of Supervisory For For Management Board -------------------------------------------------------------------------------- BB SEGURIDADE PARTICIPACOES SA Ticker: BBSE3 Security ID: P1R1WJ103 Meeting Date: OCT 30, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Capitalization of Reserves For For Management and Reduction of Share Capital Without Cancellation of Shares 2 Approve Negotiation of Treasury Shares For For Management 3 Amend Articles For Against Management -------------------------------------------------------------------------------- BB SEGURIDADE PARTICIPACOES SA Ticker: BBSE3 Security ID: P1R1WJ103 Meeting Date: APR 22, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Article 1 For For Management 2 Amend Articles Re: Chapter IV For Against Management 3 Amend Articles Re: Chapter V For For Management 4 Amend Articles Re: Chapter VI For For Management 5 Amend Articles Re: Chapter VII For For Management 6 Amend Article 35 For For Management 7 Amend Article 36 For For Management 8 Amend Article 37 For For Management 9 Amend Articles Re: Chapter XI For For Management -------------------------------------------------------------------------------- BCE INC. Ticker: BCE Security ID: 05534B760 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Barry K. Allen For For Management 1.2 Elect Director Mirko Bibic For For Management 1.3 Elect Director Sophie Brochu - None None Management Withdrawn Resolution 1.4 Elect Director Robert E. Brown For For Management 1.5 Elect Director David F. Denison For For Management 1.6 Elect Director Robert P. Dexter For For Management 1.7 Elect Director Ian Greenberg For For Management 1.8 Elect Director Katherine Lee For For Management 1.9 Elect Director Monique F. Leroux For For Management 1.10 Elect Director Gordon M. Nixon For For Management 1.11 Elect Director Thomas E. Richards For For Management 1.12 Elect Director Calin Rovinescu For For Management 1.13 Elect Director Karen Sheriff For For Management 1.14 Elect Director Robert C. Simmonds For For Management 1.15 Elect Director Paul R. Weiss For For Management 2 Ratify Deloitte LLP as Auditors For For Management 3 Advisory Vote on Executive For For Management Compensation Approach 4 SP 1: Adopt a Diversity Target Higher Against For Shareholder than 40% for the Composition of the Board of Directors for the Next Five Years -------------------------------------------------------------------------------- BEIJING CAPITAL INTERNATIONAL AIRPORT COMPANY LIMITED Ticker: 694 Security ID: Y07717104 Meeting Date: JUL 30, 2019 Meeting Type: Special Record Date: JUN 28, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Resolutions in Relation to the For For Management Non-Public Issuance 1.1 Approve Class of Shares to be Issued For For Management 1.2 Approve Nominal Value of the Shares to For For Management be Issued 1.3 Approve Method of Issue For For Management 1.4 Approve Date of Issue For For Management 1.5 Approve Target Subscriber For For Management 1.6 Approve Subscription Method For For Management 1.7 Approve Issue Price For For Management 1.8 Approve Size of Issuance For For Management 1.9 Approve Number of Shares to be Issued For For Management 1.10 Approve Use of Proceeds For For Management 1.11 Approve Arrangement for the For For Management Accumulated Profits to the Non-Public Issuance 1.12 Approve Validity Period of the For For Management Resolutions on the Non-Public Issuance 1.13 Approve Share Subscription Agreement For For Management and Related Transactions 2 Authorized Board to Deal with All For For Management Matters in Relation to the Non-Public Issuance 3 Authorize Board to Make Consequential For For Management Amendments to Provisions in Articles Based on the Results of the Non-Public Issuance -------------------------------------------------------------------------------- BEIJING CAPITAL INTERNATIONAL AIRPORT COMPANY LIMITED Ticker: 694 Security ID: Y07717104 Meeting Date: JUL 30, 2019 Meeting Type: Special Record Date: JUN 28, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Resolutions in Relation to the For For Management Non-Public Issuance 1.1 Approve Class of Shares to be Issued For For Management 1.2 Approve Nominal Value of Shares to be For For Management Issued 1.3 Approve Method of Issue For For Management 1.4 Approve Date of Issue For For Management 1.5 Approve Target Subscriber For For Management 1.6 Approve Subscription Method For For Management 1.7 Approve Issue Price For For Management 1.8 Approve Size of the Issuance For For Management 1.9 Approve Number of Shares to be Issued For For Management 1.10 Approve Use of Proceeds For For Management 1.11 Approve Arrangement for the For For Management Accumulated Profits Prior to the Non-Public Issuance 1.12 Approve Validity Period of Resolutions For For Management on the Non-Public Issuance 1.13 Approve Share Subscription Agreement For For Management and Related Transactions -------------------------------------------------------------------------------- BEIJING CAPITAL INTERNATIONAL AIRPORT COMPANY LIMITED Ticker: 694 Security ID: Y07717104 Meeting Date: DEC 19, 2019 Meeting Type: Special Record Date: NOV 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Supply of Aviation Safety and For For Management Security Guard Services Agreement and Related Transactions 2 Approve Profit Distribution Adjustment For For Shareholder Proposal -------------------------------------------------------------------------------- BEIJING CAPITAL INTERNATIONAL AIRPORT COMPANY LIMITED Ticker: 694 Security ID: Y07717104 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Supervisory For For Management Committee 3 Approve 2019 Audited Financial For For Management Statements and Independent Auditors' Report 4 Approve 2019 Profit Appropriation For For Management Proposal 5 Approve PricewaterhouseCoopers Zhong For Against Management Tian LLP as PRC Auditors and PricewaterhouseCoopers as International Auditors and Authorize Board to Fix Their Remuneration 6.1 Elect Liu Xuesong as Director, For For Management Authorize Board to Enter Into Service Contract with Him, and Authorize Board to Fix His Remuneration 6.2 Elect Han Zhiliang as Director, For For Management Authorize Board to Enter Into Service Contract with Him, and Authorize Board to Fix His Remuneration 6.3 Elect Zhang Guoliang as Director, For For Management Authorize Board to Enter Into Service Contract with Him, and Authorize Board to Fix His Remuneration 6.4 Elect Gao Shiqing as Director, For For Management Authorize Board to Enter Into Service Contract with Him, and Authorize Board to Fix His Remuneration 6.5 Elect Jia Jianqing as Director, For For Management Authorize Board to Enter Into Service Contract with Him, and Authorize Board to Fix His Remuneration 6.6 Elect Song Kun as Director, Authorize For For Management Board to Enter Into Service Contract with Him, and Authorize Board to Fix His Remuneration 6.7 Elect Jiang Ruiming as Director, For For Management Authorize Board to Enter Into Service Contract with Him, and Authorize Board to Fix His Remuneration 6.8 Elect Liu Guibin as Director, For Against Management Authorize Board to Enter Into Service Contract with Him, and Authorize Board to Fix His Remuneration 6.9 Elect Zhang Jiali as Director, For For Management Authorize Board to Enter Into Service Contract with Him, and Authorize Board to Fix His Remuneration 6.10 Elect Stanley Hui Hon-Chung as For For Management Director, Authorize Board to Enter Into Service Contract with Him, and Authorize Board to Fix His Remuneration 7.1 Elect Song Shengli as Supervisor, For For Management Authorize Board to Enter Into Service Contract with Him, and Authorize Board to Fix His Remuneration 7.2 Elect Wang Xiaolong as Supervisor, For For Management Authorize Board to Enter Into Service Contract with Him, and Authorize Board to Fix His Remuneration 7.3 Elect Japhet Sebastian Law as For For Management Supervisor, Authorize Board to Enter Into Service Contract with Him, and Authorize Board to Fix His Remuneration 8 Approve Registration and Issue of For For Shareholder Medium-Term Notes and Grant of Authorization to the Board to Deal with Such Related Matters -------------------------------------------------------------------------------- BEIJING ENTERPRISES HOLDINGS LIMITED Ticker: 392 Security ID: Y07702122 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: JUN 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3.1 Elect Wu Jiesi as Director For Against Management 3.2 Elect Lam Hoi Ham as Director For For Management 3.3 Elect Sze Chi Ching as Director For For Management 3.4 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Ernst & Young as Auditors and For For Management Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Issued Share For For Management Capital 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- BENDIGO AND ADELAIDE BANK LIMITED Ticker: BEN Security ID: Q1458B102 Meeting Date: OCT 29, 2019 Meeting Type: Annual Record Date: OCT 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 2 Elect David Foster as Director For For Management 3 Elect Jan Harris as Director For For Management 4 Elect Robert Hubbard as Director For For Management 5 Elect David Matthews as Director For For Management 6 Approve Remuneration Report For For Management 7 Approve Participation of Marnie Baker For Against Management in the Employee Salary Sacrifice, Deferred Share and Performance Share Plan 8a Approve First Capital Reduction Scheme For For Management in Respect of Convertible Preference Shares 2 8b Approve Second Capital Reduction For For Management Scheme in Respect of Convertible Preference Shares 2 -------------------------------------------------------------------------------- BHARAT PETROLEUM CORPORATION LIMITED Ticker: 500547 Security ID: Y0882Z116 Meeting Date: AUG 30, 2019 Meeting Type: Annual Record Date: AUG 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Confirm Interim Dividend and Declare For For Management Final Dividend 3 Reelect Padmakar Kappagantula as For Against Management Director 4 Authorize Board to Fix Remuneration of For For Management Auditors 5 Elect Arun Kumar Singh as Director For Against Management 6 Elect Neelakantapillai Vijayagopal as For Against Management Director 7 Reelect Rajesh Kumar Mangal as Director For For Management 8 Elect Harshadkumar P. Shah as Director For For Management 9 Approve Material Related Party For Against Management Transactions 10 Approve Remuneration of Cost Auditors For For Management -------------------------------------------------------------------------------- BHARTI INFRATEL LIMITED Ticker: 534816 Security ID: Y0R86J109 Meeting Date: JUL 23, 2019 Meeting Type: Annual Record Date: JUL 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Interim Dividends For For Management 3 Reelect Devender Singh Rawat as For For Management Director 4 Elect Prakul Kaushiva as Director For For Management 5 Reelect Bharat Sumant Raut as Director For For Management 6 Reelect Jitender Balakrishnan as For For Management Director 7 Reelect Leena Srivastava as Director For For Management 8 Reelect Narayanan Kumar as Director For Against Management -------------------------------------------------------------------------------- BOC HONG KONG (HOLDINGS) LIMITED Ticker: 2388 Security ID: Y0920U103 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: JUN 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Wang Jiang as Director For For Management 3b Elect Gao Yingxin as Director None None Management 3c Elect Sun Yu as Director For For Management 3d Elect Koh Beng Seng as Director For For Management 3e Elect Tung Savio Wai-Hok as Director For For Management 3f Elect Cheng Eva as Director For For Management 4 Approve Ernst & Young as Auditor and For Against Management Authorize Board or Duly Authorized Committee of the Board to Fix Their Remuneration 5 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- BOC HONG KONG (HOLDINGS) LIMITED Ticker: 2388 Security ID: Y0920U103 Meeting Date: JUN 29, 2020 Meeting Type: Special Record Date: JUN 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Continuing Connected For For Management Transactions and the New Caps -------------------------------------------------------------------------------- BORAL LIMITED Ticker: BLD Security ID: Q16969109 Meeting Date: NOV 06, 2019 Meeting Type: Annual Record Date: NOV 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 2.1 Elect Eileen Doyle as Director For For Management 2.2 Elect Karen Moses as Director For For Management 3 Approve Remuneration Report For For Management 4 Approve Grant of Long-Term Incentive For For Management Rights to Mike Kane -------------------------------------------------------------------------------- BOUYGUES SA Ticker: EN Security ID: F11487125 Meeting Date: APR 23, 2020 Meeting Type: Annual/Special Record Date: APR 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Absence of Dividend 4 Approve Auditors' Special Report on For Against Management Related-Party Transactions 5 Approve Remuneration Policy of For Against Management Corporate Officers 6 Approve Remuneration Policy of For For Management Directors 7 Approve Compensation Report of For For Management Corporate Officers 8 Approve Compensation of Martin Bouygues For Against Management 9 Approve Compensation of Olivier For Against Management Bouygues 10 Approve Compensation of Philippe Marien For Against Management 11 Approve Compensation of Olivier Roussat For Against Management 12 Reelect Alexandre de Rothschild as For For Management Director 13 Elect Benoit Maes as Director For For Management 14 Authorize Repurchase of Up to 10 For Against Management Percent of Issued Share Capital 15 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 16 Authorize Board to Issue Free Warrants For Against Management with Preemptive Rights During a Public Tender Offer 17 Amend Articles 4, 8, 13, 12, 14, 15 For For Management and 16 of Bylaws to Comply with Legal Changes 18 Delegate Power to the Board of For Against Management Directors to Amend the Bylaws to Comply with Legal Changes 19 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- BT GROUP PLC Ticker: BT.A Security ID: G16612106 Meeting Date: JUL 10, 2019 Meeting Type: Annual Record Date: JUL 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Final Dividend For For Management 4 Re-elect Jan du Plessis as Director For For Management 5 Re-elect Simon Lowth as Director For For Management 6 Re-elect Iain Conn as Director For For Management 7 Re-elect Tim Hottges as Director For For Management 8 Re-elect Isabel Hudson as Director For For Management 9 Re-elect Mike Inglis as Director For For Management 10 Re-elect Nick Rose as Director For For Management 11 Re-elect Jasmine Whitbread as Director For For Management 12 Elect Philip Jansen as Director For For Management 13 Elect Matthew Key as Director For For Management 14 Elect Allison Kirkby as Director For For Management 15 Reappoint KPMG LLP as Auditors For For Management 16 Authorise the Audit and Risk Committee For For Management to Fix Remuneration of Auditors 17 Authorise Issue of Equity For For Management 18 Authorise Issue of Equity without For For Management Pre-emptive Rights 19 Authorise Market Purchase of Ordinary For For Management Shares 20 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice 21 Authorise EU Political Donations and For For Management Expenditure -------------------------------------------------------------------------------- CANADIAN IMPERIAL BANK OF COMMERCE Ticker: CM Security ID: 136069101 Meeting Date: APR 08, 2020 Meeting Type: Annual Record Date: FEB 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Brent S. Belzberg For For Management 1.2 Elect Director Charles J. G. Brindamour For For Management 1.3 Elect Director Nanci E. Caldwell For For Management 1.4 Elect Director Michelle L. Collins For For Management 1.5 Elect Director Patrick D. Daniel For For Management 1.6 Elect Director Luc Desjardins For For Management 1.7 Elect Director Victor G. Dodig For For Management 1.8 Elect Director Kevin J. Kelly For For Management 1.9 Elect Director Christine E. Larsen For For Management 1.10 Elect Director Nicholas D. Le Pan For For Management 1.11 Elect Director John P. Manley For For Management 1.12 Elect Director Jane L. Peverett For For Management 1.13 Elect Director Katharine B. Stevenson For For Management 1.14 Elect Director Martine Turcotte For For Management 1.15 Elect Director Barry L. Zubrow For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote on Executive For For Management Compensation Approach 4 SP 1: Approve Disclosure of Against Against Shareholder Compensation Ratio 5 SP 2: Adopt a Diversity Target Higher Against For Shareholder than 40% for the Composition of the Board of Directors for the Next Five Years 6 SP 3: Update Computer Systems to Against Against Shareholder Increase Competitiveness while Enhancing Privacy Protection -------------------------------------------------------------------------------- CANON, INC. Ticker: 7751 Security ID: J05124144 Meeting Date: MAR 27, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 80 2.1 Elect Director Mitarai, Fujio For Against Management 2.2 Elect Director Maeda, Masaya For Against Management 2.3 Elect Director Tanaka, Toshizo For Against Management 2.4 Elect Director Homma, Toshio For Against Management 2.5 Elect Director Saida, Kunitaro For Against Management 2.6 Elect Director Kato, Haruhiko For Against Management 3 Appoint Statutory Auditor Ebinuma, For Abstain Management Ryuichi 4 Appoint Deloitte Touche Tohmatsu LLC For For Management as New External Audit Firm 5 Approve Annual Bonus For For Management -------------------------------------------------------------------------------- CARNIVAL PLC Ticker: CCL Security ID: G19081101 Meeting Date: APR 06, 2020 Meeting Type: Annual Record Date: APR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Re-elect Micky Arison as Director of For For Management Carnival Corporation and as a Director of Carnival plc 2 Re-elect Sir Jonathon Band as Director For For Management of Carnival Corporation and as a Director of Carnival plc 3 Re-elect Jason Cahilly as Director of For For Management Carnival Corporation and as a Director of Carnival plc 4 Re-elect Helen Deeble as Director of For For Management Carnival Corporation and as a Director of Carnival plc 5 Re-elect Arnold Donald as Director of For For Management Carnival Corporation and as a Director of Carnival plc 6 Re-elect Richard Glasier as Director For Against Management of Carnival Corporation and as a Director of Carnival plc 7 Re-elect Katie Lahey as Director of For For Management Carnival Corporation and as a Director of Carnival plc 8 Re-elect Sir John Parker as Director For For Management of Carnival Corporation and as a Director of Carnival plc 9 Re-elect Stuart Subotnick as Director For Against Management of Carnival Corporation and as a Director of Carnival plc 10 Re-elect Laura Weil as Director of For Against Management Carnival Corporation and as a Director of Carnival plc 11 Re-elect Randall Weisenburger as For Against Management Director of Carnival Corporation and as a Director of Carnival plc 12 Advisory Vote to Approve Executive For For Management Compensation 13 Approve Remuneration Report For For Management 14 Approve Remuneration Policy For For Management 15 Reappoint PricewaterhouseCoopers LLP For For Management as Independent Auditors of Carnival plc; Ratify the Selection of the U.S. Firm of PricewaterhouseCoopers LLP as the Independent Registered Public Accounting Firm of Carnival Corporation 16 Authorise the Audit Committee of For For Management Carnival plc to Fix Remuneration of Auditors 17 Accept Financial Statements and For For Management Statutory Reports 18 Authorise Issue of Equity For For Management 19 Authorise Issue of Equity without For For Management Pre-emptive Rights 20 Authorise Market Purchase of Ordinary For For Management Shares 21 Approve Stock Plan For For Management 22 Approve UK Employee Share Purchase Plan For For Management -------------------------------------------------------------------------------- CATCHER TECHNOLOGY CO., LTD. Ticker: 2474 Security ID: Y1148A101 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: APR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Profit Distribution For For Management 3 Approve to Raise Funds through Issuing For For Management New Shares or GDR 4.1 Elect HUNG SHUI-SUNG, a Representative For For Management of YUNG YU INVESTMENT CO. LTD. with SHAREHOLDER NO.281516, as Non-Independent Director -------------------------------------------------------------------------------- CHINA CONSTRUCTION BANK CORPORATION Ticker: 939 Security ID: Y1397N101 Meeting Date: OCT 30, 2019 Meeting Type: Special Record Date: SEP 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Wang Yongqing as Supervisor For For Management 2 Elect Michel Madelain as Director For For Management 3 Approve Remuneration Distribution and For For Management Settlement Plan for Directors of the Bank in 2018 4 Approve Remuneration Distribution and For For Management Settlement Plan for Supervisors of the Bank in 2018 5 Approve Authorization for Additional For For Management Temporary Limit on Poverty Alleviation Donations -------------------------------------------------------------------------------- CHINA CONSTRUCTION BANK CORPORATION Ticker: 939 Security ID: Y1397N101 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: MAY 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Board of For For Management Supervisors 3 Approve 2019 Final Financial Accounts For For Management 4 Approve 2019 Profit Distribution Plan For For Management 5 Approve 2020 Budget for Fixed Assets For For Management Investment 6 Elect Tian Guoli as Director For For Management 7 Elect Feng Bing as Director For For Management 8 Elect Zhang Qi as Director For For Management 9 Elect Xu Jiandong as Director For For Management 10 Elect Malcolm Christopher McCarthy as For For Management Director 11 Elect Yang Fenglai as Supervisor For For Management 12 Elect Liu Huan as Supervisor For For Management 13 Elect Ben Shenglin as Supervisor For For Management 14 Approve Ernst & Young Hua Ming LLP as For Against Management Domestic Auditor and Ernst & Young as International Auditor and Authorize Board to Fix Their Remuneration 15 Approve Authorization for Temporary For For Management Limit on Charitable Donations for 2020 16 Approve Capital Plan of China For For Management Construction Bank for 2021 to 2023 -------------------------------------------------------------------------------- CHINA EVERBRIGHT INTERNATIONAL LIMITED Ticker: 257 Security ID: Y14226107 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3.1 Elect Wong Kam Chung, Raymond as For For Management Director 3.2 Elect Fan Yan Hok, Philip as Director For For Management 3.3 Elect Mar Selwyn as Director For For Management 3.4 Authorize Board to Fix the For For Management Remuneration of the Directors 4 Approve Ernst & Young as Auditor and For Against Management Authorize Board to Fix Their Remuneration 5.1 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 5.2 Authorize Repurchase of Issued Share For For Management Capital 5.3 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- CHINA EVERBRIGHT LIMITED Ticker: 165 Security ID: Y1421G106 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Zhang Mingao as Director For For Management 3b Elect Yin Lianchen as Director For For Management 3c Elect Chung Shui Ming, Timpson as For Against Management Director 3d Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Ernst & Young as Auditors and For For Management Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- CHINA FORTUNE LAND DEVELOPMENT CO., LTD. Ticker: 600340 Security ID: Y98912101 Meeting Date: DEC 20, 2019 Meeting Type: Special Record Date: DEC 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Establishment of Subsidiary For Against Management and Capital Increase in Subsidiary 2 Approve Guarantee Provision for First For Against Management Half of 2020 3 Approve Related-party Transaction in For For Management Connection to Deposit and Clearing Business in Bank of Langfang 4 Approve Provision of Guarantee For For Shareholder 5 Approve Issuance of Overseas Bonds and For For Shareholder Provision of Its Guarantee -------------------------------------------------------------------------------- CHINA FORTUNE LAND DEVELOPMENT CO., LTD. Ticker: 600340 Security ID: Y98912101 Meeting Date: MAR 09, 2020 Meeting Type: Special Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Corporate Bond Issuance 2.1 Approve Par Value and Issue Scale For For Management 2.2 Approve Bond Period For For Management 2.3 Approve Interest Rate and Repayment For For Management Manner 2.4 Approve Issue Manner For For Management 2.5 Approve Guarantee Arrangement For For Management 2.6 Approve Redemption and Resale Terms For For Management 2.7 Approve Usage of Raised Funds For For Management 2.8 Approve Target Parties and Placement For For Management Arrangement for Shareholders 2.9 Approve Underwriting Method and For For Management Listing Arrangement 2.10 Approve Credit Status and Safeguard For For Management Measures of Debts Repayment 2.11 Approve Resolution Validity Period For For Management 3 Approve Authorization of the Board to For For Management Handle All Related Matters 4 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- CHINA FORTUNE LAND DEVELOPMENT CO., LTD. Ticker: 600340 Security ID: Y98912101 Meeting Date: APR 10, 2020 Meeting Type: Special Record Date: APR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Debt Financing For For Management Instruments -------------------------------------------------------------------------------- CHINA FORTUNE LAND DEVELOPMENT CO., LTD. Ticker: 600340 Security ID: Y98912101 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report of the Independent For For Management Directors 4 Approve Annual Report and Summary For For Management 5 Approve Financial Statements For For Management 6 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 7 Approve to Appoint Auditor For For Management 8 Approve Remuneration of Directors For For Management 9 Approve Remuneration of Supervisors For For Management 10 Approve Allowance of Independent For For Management Directors 11 Approve Repurchase and Cancellation of For For Management Performance Shares 12 Approve Estimated Purchase of For Against Shareholder Operational Land from May to June 2020 13.1 Elect Wang Wenxue as Non-independent For For Shareholder Director 13.2 Elect Wu Xiangdong as Non-independent For For Shareholder Director 13.3 Elect Meng Jing as Non-independent For For Shareholder Director 13.4 Elect Zhao Hongjing as Non-independent For For Shareholder Director 13.5 Elect Meng Sen as Non-independent For For Shareholder Director 13.6 Elect Wang Wei as Non-independent For For Shareholder Director 14.1 Elect Chen Shimin as Independent For For Shareholder Director 14.2 Elect Chen Qi as Independent Director For For Shareholder 14.3 Elect Xie Jichuan as Independent For For Shareholder Director 15.1 Elect Chang Dongjuan as Supervisor For For Shareholder 15.2 Elect Zhang Yi as Supervisor For For Shareholder -------------------------------------------------------------------------------- CHINA FORTUNE LAND DEVELOPMENT CO., LTD. Ticker: 600340 Security ID: Y98912101 Meeting Date: JUN 30, 2020 Meeting Type: Special Record Date: JUN 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision Plan For For Management 2 Approve Change in Registered Capital, For For Management Total Shares and Amend Articles of Association 3 Approve Purchase of Operational Land For Against Shareholder in the 3rd Quarter 4 Approve Cancellation of Stock Option For For Shareholder and Repurchase and Cancellation of Performance Shares -------------------------------------------------------------------------------- CHINA MERCHANTS PORT HOLDINGS COMPANY LIMITED Ticker: 144 Security ID: Y1489Q103 Meeting Date: OCT 28, 2019 Meeting Type: Special Record Date: OCT 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Non-Acceptance of the For For Management Mandatory Unconditional Cash Offer to Acquire All the Issued H Shares in Dalian Port (PDA) Company Limited and Related Transactions 2 Elect Ge Lefu as Director For For Management -------------------------------------------------------------------------------- CHINA MERCHANTS PORT HOLDINGS COMPANY LIMITED Ticker: 144 Security ID: Y1489Q103 Meeting Date: JUN 15, 2020 Meeting Type: Annual Record Date: JUN 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3Aa Elect Deng Renjie as Director For For Management 3Ab Elect Su Jian as Director For For Management 3Ac Elect Bai Jingtao as Director For For Management 3Ad Elect Kut Ying Hay as Director For Against Management 3Ae Elect Li Ka Fai David as Director For Against Management 3B Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Deloitte Touche Tohmatsu as For Against Management Auditor and Authorize Board to Fix Their Remuneration 5A Approve Grant of Options Under the For Against Management Share Option Scheme 5B Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 5C Authorize Repurchase of Issued Share For For Management Capital 5D Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- CHINA MOBILE LIMITED Ticker: 941 Security ID: Y14965100 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Elect Wang Yuhang as Director For For Management 4.1 Elect Paul Chow Man Yiu as Director For For Management 4.2 Elect Stephen Yiu Kin Wah as Director For For Management 5 Approve PricewaterhouseCoopers and For Against Management PricewaterhouseCoopers Zhong Tian LLP as Auditors and Authorize Board to Fix Their Remuneration 6 Authorize Repurchase of Issued Share For For Management Capital 7 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 8 Authorize Reissuance of Repurchased For Against Management Shares 9 Adopt Share Option Scheme and Related For Against Management Transactions -------------------------------------------------------------------------------- CHINA OVERSEAS LAND & INVESTMENT LTD. Ticker: 688 Security ID: Y15004107 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: JUN 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Zhang Zhichao as Director For For Management 3b Elect Zhuang Yong as Director For Against Management 3c Elect Guo Guanghui as Director For Against Management 3d Elect Fan Hsu Lai Tai, Rita as Director For For Management 3e Elect Li Man Bun, Brian David as For Against Management Director 4 Authorize Board to Fix Remuneration of For For Management Directors 5 Approve Ernst & Young as Auditor and For Against Management Authorize Board to Fix Their Remuneration 6 Authorize Repurchase of Issued Share For For Management Capital 7 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 8 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- CHINA PETROLEUM & CHEMICAL CORP. Ticker: 386 Security ID: Y15010104 Meeting Date: MAR 25, 2020 Meeting Type: Special Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Zhang Yuzhuo as Director For For Management -------------------------------------------------------------------------------- CHINA PETROLEUM & CHEMICAL CORP. Ticker: 386 Security ID: Y15010112 Meeting Date: MAR 25, 2020 Meeting Type: Special Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Zhang Yuzhuo as Director For For Management -------------------------------------------------------------------------------- CHINA PETROLEUM & CHEMICAL CORP. Ticker: 386 Security ID: Y15010104 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors of Sinopec Corp. 2 Approve 2019 Report of the Board of For For Management Supervisors of Sinopec Corp. 3 Approve 2019 Audited Financial Reports For For Management of Sinopec Corp. 4 Approve 2019 Profit Distribution Plan For For Management of Sinopec Corp. 5 Approve 2020 Interim Profit For For Management Distribution Plan of Sinopec Corp. 6 Approve PricewaterhouseCoopers Zhong For Against Management Tian LLP and PricewaterhouseCoopers as External Auditors of Sinopec Corp. and Authorize Board to Fix Their Remuneration 7 Approve Issuance of Debt Financing For Against Management Instruments 8 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights for New Domestic Shares and/or Overseas-Listed Foreign Shares 9 Elect Liu Hongbin as Director For For Management 10 Approve Provision of External For For Shareholder Guarantees -------------------------------------------------------------------------------- CHINA PETROLEUM & CHEMICAL CORP. Ticker: 386 Security ID: Y15010112 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Board of For For Management Supervisors 3 Approve 2019 Audited Financial Reports For For Management 4 Approve 2019 Profit Distribution Plan For For Management of Sinopec Corp. 5 Approve 2020 Interim Profit For For Management Distribution Plan of Sinopec Corp. 6 Approve PricewaterhouseCoopers Zhong For Against Management Tian LLP and PricewaterhouseCoopers as External Auditors and Authorize Board to Fix Their Remuneration 7 Approve Issuance of Debt Financing For For Management Instruments 8 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights for New Domestic Shares and/or Overseas-Listed Foreign Shares 9 Elect Liu Hongbin as Director For For Management 10 Approve Provision of External For For Shareholder Guarantees -------------------------------------------------------------------------------- CHINA RESOURCES CEMENT HOLDINGS LTD. Ticker: 1313 Security ID: G2113L106 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: JUN 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3.1 Elect Zhou Longshan as Director For For Management 3.2 Elect Ji Youhong as Director For For Management 3.3 Elect Ip Shu Kwan Stephen as Director For For Management 3.4 Elect Lam Chi Yuen Nelson as Director For For Management 3.5 Authorize Board to Fix Remuneration of For For Management Directors 4 Appoint Ernst and Young as Auditor and For For Management Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Issued Share For For Management Capital 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- CHINA SHENHUA ENERGY COMPANY LIMITED Ticker: 1088 Security ID: Y1504C113 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: APR 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Supervisory For For Management Committee 3 Approve 2019 Audited Financial For For Management Statements 4 Approve 2019 Profit Distribution Plan For For Management and Final Dividend 5 Approve 2019 Remuneration of Directors For For Management and Supervisors 6 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management 7 Approve KPMG as International Auditors For For Management and KPMG Huazhen LLP as PRC Auditors and Authorize Directors' Committee to Fix Their Remuneration 8 Approve Entering into the Shenhua For For Management Finance Capital Increase Agreement with Shuohuang Railway, Zhunge'er Energy, Baoshen Railway, China Energy and Shenhua Finance and Related Transactions 9 Approve Entering into the Termination For Against Management Agreement of the Existing Financial Services Agreement with China Energy, Entering into the New Financial Services Agreement with Shenhua Finance and the Terms, Annual Caps and Related Transactions 10 Approve the Increase of Cash Dividend For For Management Percentage for 2019-2021 11 Amend Articles of Association For Against Management Regarding Party Committee 12 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 13 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 14 Amend Rules and Procedures Regarding For For Management Meetings of Supervisory Committee 15.01 Elect Wang Xiangxi as Director For For Shareholder 15.02 Elect Yang Jiping as Director For For Shareholder 15.03 Elect Xu Mingjun as Director For For Shareholder 15.04 Elect Jia Jinzhong as Director For For Shareholder 15.05 Elect Zhao Yongfeng as Director For For Shareholder 16.01 Elect Yuen Kwok Keung as Director For For Shareholder 16.02 Elect Bai Chong-En as Director For For Shareholder 16.03 Elect Chen Hanwen as Director For For Shareholder 17.01 Elect Luo Meijian as Supervisor For For Shareholder 17.02 Elect Zhou Dayu as Supervisor For For Shareholder -------------------------------------------------------------------------------- CHINA SHENHUA ENERGY COMPANY LIMITED Ticker: 1088 Security ID: Y1504C121 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: APR 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Supervisory For For Management Committee 3 Approve 2019 Audited Financial For For Management Statements 4 Approve 2019 Profit Distribution Plan For For Management and Final Dividend 5 Approve 2019 Remuneration of Directors For For Management and Supervisors 6 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management 7 Approve KPMG as International Auditors For For Management and KPMG Huazhen LLP as PRC Auditors and Authorize Directors' Committee to Fix Their Remuneration 8 Approve Entering into the Shenhua For For Management Finance Capital Increase Agreement with Shuohuang Railway, Zhunge'er Energy, Baoshen Railway, China Energy and Shenhua Finance and Related Transactions 9 Approve Entering into the Termination For Against Management Agreement of the Existing Financial Services Agreement with China Energy, Entering into the New Financial Services Agreement with Shenhua Finance and the Terms, Annual Caps and Related Transactions 10 Approve the Increase of Cash Dividend For For Management Percentage for 2019-2021 11 Amend Articles of Association For Against Management Regarding Party Committee 12 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 13 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 14 Amend Rules and Procedures Regarding For For Management Meetings of Supervisory Committee 15.01 Elect Wang Xiangxi as Director For For Shareholder 15.02 Elect Yang Jiping as Director For For Shareholder 15.03 Elect Xu Mingjun as Director For For Shareholder 15.04 Elect Jia Jinzhong as Director For For Shareholder 15.05 Elect Zhao Yongfeng as Director For For Shareholder 16.01 Elect Yuen Kwok Keung as Director For For Shareholder 16.02 Elect Bai Chong-En as Director For For Shareholder 16.03 Elect Chen Hanwen as Director For For Shareholder 17.01 Elect Luo Meijian as Supervisor For For Shareholder 17.02 Elect Zhou Dayu as Supervisor For For Shareholder -------------------------------------------------------------------------------- CHINA SHENHUA ENERGY COMPANY LIMITED Ticker: 1088 Security ID: Y1504C121 Meeting Date: MAY 29, 2020 Meeting Type: Special Record Date: APR 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For Against Management Regarding Party Committee -------------------------------------------------------------------------------- CHINA SHENHUA ENERGY COMPANY LIMITED Ticker: 1088 Security ID: Y1504C113 Meeting Date: MAY 29, 2020 Meeting Type: Special Record Date: APR 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management -------------------------------------------------------------------------------- CHINA STATE CONSTRUCTION INTERNATIONAL HOLDINGS LIMITED Ticker: 3311 Security ID: G21677136 Meeting Date: MAY 27, 2020 Meeting Type: Special Record Date: APR 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Supplemental Agreement, For For Management Proposed Revised Annual Caps and Related Transactions -------------------------------------------------------------------------------- CHINA STATE CONSTRUCTION INTERNATIONAL HOLDINGS LIMITED Ticker: 3311 Security ID: G21677136 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: JUN 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3A Elect Hung Cheung Shew as Director For Against Management 3B Elect Adrian David Li Man Kiu as For Against Management Director 3C Elect Lee Shing See as Director For For Management 4 Authorize Board to Fix Remuneration of For For Management Directors 5 Approve Ernst & Young as Auditor and For For Management Authorize Board to Fix Their Remuneration 6A Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6B Authorize Repurchase of Issued Share For For Management Capital 6C Authorize Reissuance of Repurchased For Against Management Shares 7 Amend Articles of Association and For For Management Adopt a New Amended and Restated Articles of Association -------------------------------------------------------------------------------- CHINA STATE CONSTRUCTION INTERNATIONAL HOLDINGS LIMITED Ticker: 3311 Security ID: G21677136 Meeting Date: JUN 10, 2020 Meeting Type: Special Record Date: JUN 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve New Master Engagement For For Management Agreement, COLI Works Annual Cap and Related Transactions -------------------------------------------------------------------------------- CHINA TELECOM CORPORATION LIMITED Ticker: 728 Security ID: Y1505D102 Meeting Date: MAY 26, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve 2019 Profit Distribution Plan For For Management and Final Dividend Payment 3 Approve Deloitte Touche Tohmatsu and For For Management Deloitte Touche Tohmatsu Certified Public Accountants LLP as the International Auditor and Domestic Auditor and Authorize Board to Fix Their Remuneration 4.1 Elect Ke Ruiwen as Director For For Management 4.2 Elect Li Zhengmao as Director For For Management 4.3 Elect Shao Guanglu as Director For For Management 4.4 Elect Chen Zhongyue as Director For For Management 4.5 Elect Liu Guiqing as Director For For Management 4.6 Elect Zhu Min as Director For For Management 4.7 Elect Wang Guoquan as Director For For Management 4.8 Elect Chen Shengguang as Director For For Management 4.9 Elect Tse Hau Yin, Aloysius as Director For For Management 4.10 Elect Xu Erming as Director For For Management 4.11 Elect Wang Hsuehming as Director For For Management 4.12 Elect Yeung Chi Wai, Jason as Director For For Management 5.1 Elect Sui Yixun as Supervisor For For Management 5.2 Elect Xu Shiguang as Supervisor For For Management 5.3 Elect You Minqiang as Supervisor For For Management 6 Amend Articles of Association and For For Management Approve Authorization of Directors to Complete Registration or Filing of the Amendments to the Articles of Association 7 Approve Issuance of Debentures, For Against Management Authorize Board to Issue Debentures and Determine Specific Terms, Conditions and Other Matters of the Debentures and Approve Centralized Registration of Debentures 8 Approve Issuance of Company Bonds in For For Management the People's Republic of China, Authorize Board to Issue Company Bonds and Determine Specific Terms, Conditions and Other Matters of the Company Bonds in the People's Republic of China 9 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights for Domestic Shares and H Shares and Approve Amendments to Articles of Association to Reflect Changes in the Registered Capital of the Company -------------------------------------------------------------------------------- CHINA VANKE CO., LTD. Ticker: 2202 Security ID: Y77421132 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: MAY 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Supervisory For For Management Committee 3 Approve 2019 Annual Report For For Management 4 Approve 2019 Dividend Distribution Plan For For Management 5 Approve Appointment of Auditors For Against Management 6 Approve Authorization of the Company For For Management and Its Majority-Owned Subsidiaries to Provide Financial Assistance to Third Parties 7 Approve Authorization of Guarantee by For Against Management the Company to Its Majority-Owned Subsidiaries 8 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights for H Shares 9 Authorize Repurchase of Issued Share For For Management Capital 10 Amend Articles of Association For For Management 11 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 12 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 13 Amend Rules and Procedures Regarding For For Management Meetings of Supervisory Committee 14.1 Elect Hu Guobin as Director For For Management 14.2 Elect Li Qiangqiang as Director For For Management 14.3 Elect Tang Shaojie as Director For For Management 14.4 Elect Wang Haiwu as Director For For Management 14.5 Elect Xin Jie as Director For For Management 14.6 Elect Yu Liang as Director For For Management 14.7 Elect Zhu Jiusheng as Director For For Management 15.1 Elect Zhang Yichen as Director For For Shareholder 15.2 Elect Kang Dian as Director For For Management 15.3 Elect Liu Shuwei as Director For Against Management 15.4 Elect Ng Kar Ling, Johnny as Director For Against Management 16.1 Elect Li Miao as Supervisor For For Management 16.2 Elect Xie Dong as Supervisor For For Management -------------------------------------------------------------------------------- CHINA VANKE CO., LTD. Ticker: 2202 Security ID: Y77421116 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: JUN 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Supervisory For For Management Committee 3 Approve 2019 Annual Report For For Management 4 Approve 2019 Dividend Distribution Plan For For Management 5 Approve Appointment of Auditors For Against Management 6 Approve Authorization of the Company For For Management and Its Majority-Owned Subsidiaries to Provide Financial Assistance to Third Parties 7 Approve Authorization of Guarantee by For Against Management the Company to Its Majority-Owned Subsidiaries 8 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights for H Shares 9 Authorize Repurchase of Issued Share For For Management Capital 10 Amend Articles of Association For For Management 11 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 12 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 13 Amend Rules and Procedures Regarding For For Management Meetings of Supervisory Committee 14.1 Elect Hu Guobin as Director For For Management 14.2 Elect Li Qiangqiang as Director For For Management 14.3 Elect Tang Shaojie as Director For For Management 14.4 Elect Wang Haiwu as Director For For Management 14.5 Elect Xin Jie as Director For For Management 14.6 Elect Yu Liang as Director For For Management 14.7 Elect Zhu Jiusheng as Director For For Management 15.1 Elect Zhang Yichen as Director For For Shareholder 15.2 Elect Kang Dian as Director For For Management 15.3 Elect Liu Shuwei as Director For Against Management 15.4 Elect Ng Kar Ling, Johnny as Director For Against Management 16.1 Elect Li Miao as Supervisor For For Management 16.2 Elect Xie Dong as Supervisor For For Management -------------------------------------------------------------------------------- CHINA VANKE CO., LTD. Ticker: 2202 Security ID: Y77421116 Meeting Date: JUN 30, 2020 Meeting Type: Special Record Date: JUN 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- CHINA VANKE CO., LTD. Ticker: 2202 Security ID: Y77421132 Meeting Date: JUN 30, 2020 Meeting Type: Special Record Date: MAY 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- CHINA YANGTZE POWER CO., LTD. Ticker: 600900 Security ID: Y1516Q142 Meeting Date: AUG 21, 2019 Meeting Type: Special Record Date: AUG 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2.1 Elect Teng Weiheng as Supervisor For For Management -------------------------------------------------------------------------------- CHINA YANGTZE POWER CO., LTD. Ticker: 600900 Security ID: Y1516Q142 Meeting Date: OCT 15, 2019 Meeting Type: Special Record Date: OCT 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision For For Management 2 Approve Investment to Power For For Shareholder Distribution Project 3 Approve Authorization of Board to For For Shareholder Handle All Related Matters Regarding Acquisition of Power Distribution -------------------------------------------------------------------------------- CHINA YANGTZE POWER CO., LTD. Ticker: 600900 Security ID: Y1516Q142 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Financial Auditor For Against Management 6 Approve Internal Control Auditor For For Management 7 Approve Short-term Fixed Income For Against Management Investment 8 Approve Issuance of Debt Financing For For Management Instruments 9.1 Elect Li Qinghua as Non-Independent For For Management Director -------------------------------------------------------------------------------- CHINA YANGTZE POWER CO., LTD. Ticker: 600900 Security ID: Y1516Q142 Meeting Date: JUN 30, 2020 Meeting Type: Special Record Date: JUN 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of GDR and Listing on For For Management London Stock Exchange as well as Conversion to an Overseas Fundraising Company 2.1 Approve Issue Type and Par Value For For Management 2.2 Approve Issue Time For For Management 2.3 Approve Issue Manner For For Management 2.4 Approve Issue Size For For Management 2.5 Approve Scale of GDR in its Lifetime For For Management 2.6 Approve Conversion Rate of GDR and For For Management Underlying A Shares 2.7 Approve Manner of Pricing For For Management 2.8 Approve Target Subscribers For For Management 2.9 Approve Conversion Restriction Period For For Management of GDR and Underlying Securities A Shares 2.10 Approve Underwriting Manner For For Management 3 Approve Report on the Deposit and For For Management Usage of Raised Funds 4 Approve Issuance of GDR for For For Management Fund-raising Use Plan 5 Approve Resolution Validity Period For For Management 6 Approve Authorization of Board to For For Management Handle All Related Matters 7 Approve Distribution Plan of For For Management Roll-forward Profits 8 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 9 Approve Amendments to Articles of For For Management Association 10 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 11 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 12 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors -------------------------------------------------------------------------------- CI FINANCIAL CORP. Ticker: CIX Security ID: 125491100 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: MAY 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William E. Butt For For Management 1.2 Elect Director Brigette Chang-Addorisio For For Management 1.3 Elect Director William T. Holland For For Management 1.4 Elect Director Kurt MacAlpine For For Management 1.5 Elect Director David P. Miller For For Management 1.6 Elect Director Tom P. Muir For For Management 1.7 Elect Director Sheila A. Murray For For Management 1.8 Elect Director Paul J. Perrow For For Management 2 Approve Ernst & Young LLP as Auditors For For Management and Authorize Board to Fix Their Remuneration 3 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- CIFI HOLDINGS (GROUP) CO. LTD. Ticker: 884 Security ID: G2140A107 Meeting Date: JUN 08, 2020 Meeting Type: Annual Record Date: JUN 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Approve Special Dividend For For Management 4.1 Elect Lin Wei as Director For For Management 4.2 Elect Chen Dongbiao as Director For For Management 4.3 Elect Gu Yunchang as Director For For Management 4.4 Authorize Board to Fix Remuneration of For For Management Directors 5 Approve Deloitte Touche Tohmatsu as For For Management Auditors and Authorize Board to Fix Their Remuneration 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Authorize Repurchase of Issued Share For For Management Capital 8 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- CIMIC GROUP LIMITED Ticker: CIM Security ID: Q2424E105 Meeting Date: APR 01, 2020 Meeting Type: Annual Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 2 Approve Remuneration Report For For Management 3.1 Elect Marcelino Fernandez Verdes as For For Management Director 3.2 Elect Jose Luis del Valle Perez as For For Management Director 3.3 Elect Pedro Lopez Jimenez as Director For For Management -------------------------------------------------------------------------------- CK INFRASTRUCTURE HOLDINGS LIMITED Ticker: 1038 Security ID: G2178K100 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAY 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3.1 Elect Li Tzar Kuoi, Victor as Director For For Management 3.2 Elect Chan Loi Shun as Director For Against Management 3.3 Elect Chen Tsien Hua as Director For Against Management 3.4 Elect Sng Sow-mei alias Poon Sow Mei For For Management as Director 3.5 Elect Colin Stevens Russel as Director For For Management 3.6 Elect Paul Joseph Tighe as Director For For Management 4 Approve Deloitte Touche Tohmatsu as For For Management Auditor and Authorize Board to Fix Their Remuneration 5.1 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 5.2 Authorize Repurchase of Issued Share For For Management Capital 5.3 Authorize Reissuance of Repurchased For Against Management Shares 6 Amend Bye-Laws For For Management -------------------------------------------------------------------------------- CLP HOLDINGS LTD. Ticker: 2 Security ID: Y1660Q104 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: MAY 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a Elect Michael Kadoorie as Director For For Management 2b Elect William Elkin Mocatta as Director For For Management 2c Elect Roderick Ian Eddington as For For Management Director 3 Approve PricewaterhouseCoopers as For Against Management Auditor and Authorize Board to Fix Their Remuneration 4 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 5 Authorize Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- CNOOC LIMITED Ticker: 883 Security ID: Y1662W117 Meeting Date: NOV 21, 2019 Meeting Type: Special Record Date: NOV 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Non-exempt Continuing For For Management Connected Transactions 2 Approve Proposed Caps for Each For For Management Category of the Non-exempt Continuing Connected Transactions -------------------------------------------------------------------------------- CNOOC LIMITED Ticker: 883 Security ID: Y1662W117 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor A1 Accept Financial Statements and For For Management Statutory Reports A2 Approve Final Dividend For For Management A3 Elect Hu Guangjie as Director For For Management A4 Elect Wen Dongfen as Director For For Management A5 Elect Lawrence J. Lau as Director For For Management A6 Elect Tse Hau Yin, Aloysius as Director For For Management A7 Authorize Board to Fix the For For Management Remuneration of Directors A8 Approve Deloitte Touche Tohmatsu as For Against Management Independent Auditors and Authorize Board to Fix Their Remuneration B1 Authorize Repurchase of Issued Share For For Management Capital B2 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights B3 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- CNP ASSURANCES SA Ticker: CNP Security ID: F1876N318 Meeting Date: APR 17, 2020 Meeting Type: Annual/Special Record Date: APR 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Absence of Dividends 4 Approve Transaction with Caixa For For Management Economica Federal, Caixa Seguridade, CSH and CNP Re: Brazil Partnership 5 Approve Transaction with BPCE and CNP For For Management Assurances RE: Extending their Partnership 6 Approve Auditors' Special Report on For For Management Related-Party Transactions 7 Approve Remuneration Policy of For For Management Chairman of the Board 8 Approve Remuneration Policy of CEO For For Management 9 Approve Remuneration Policy of For For Management Directors 10 Approve Compensation of Corporate For For Management Officers 11 Approve Compensation of Jean-Paul For For Management Faugere, Chairman of the Board 12 Approve Compensation of Antoine For For Management Lissowski, CEO 13 Reelect Marcia Campbell as Director For For Management 14 Reelect Stephane Pallez as Director For Against Management 15 Ratify Appointement of Christiane For For Management Marcellier as Director 16 Reelect Christiane Marcellier as For For Management Director 17 Ratify Appointement of Yves Brassart For For Management as Director 18 Ratify Appointement of Catherine For For Management Charrier-Leflaive as Director 19 Ratify Appointment of Francois Geronde For For Management as Director 20 Ratify Appointment of Sonia de For For Management Demandolx as Director 21 Reelect Sonia de Demandolx as Director For For Management 22 Ratify Appointment of Tony Blanco as For Against Management Director 23 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 24 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 137,324,000 25 Approve Issuance of Equity or For For Management Equity-Linked Securities for up to 10 Percent of Issued Capital Per Year for Private Placements 26 Authorize Capital Issuances for Use in For Against Management Employee Stock Purchase Plans 27 Amend Article 17 of Bylaws Re: Age For For Management Limit of Chairman of the Board Fixed at 70 28 Amend Article 18 of Bylaws Re: Board For For Management Members Deliberation via Written Consultation 29 Amend Article 15 of Bylaws Re: Board For For Management Composition 30 Amend Article 21 of Bylaws Re: Board For For Management Members Remuneration 31 Amend Article 23 of Bylaws Re: For For Management Related-Party Transactions 32 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- COCA-COLA AMATIL LTD. Ticker: CCL Security ID: Q2594P146 Meeting Date: MAY 26, 2020 Meeting Type: Annual Record Date: MAY 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 2 Approve Remuneration Report For For Management 3a Elect Krishnakumar Thirumalai as For For Management Director 3b Elect Paul Dominic O'Sullivan as For For Management Director 3c Elect Penelope Ann Winn as Director For For Management 4 Approve Grant of Performance Shares For For Management Rights to Alison Mary Watkins -------------------------------------------------------------------------------- COMFORTDELGRO CORPORATION LIMITED Ticker: C52 Security ID: Y1690R106 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and For For Management Directors' and Auditors' Reports 2 Approve Final Dividend For For Management 3 Approve Directors' Fees For For Management 4 Elect Yang Ban Seng as Director For For Management 5 Elect Lee Khai Fatt, Kyle as Director For For Management 6 Elect Wang Kai Yuen as Director For For Management 7 Approve Deloitte & Touche LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 8 Approve Issuance of Shares Under the For For Management ComfortDelGro Executive Share Award Scheme 9 Authorize Share Repurchase Program For For Management -------------------------------------------------------------------------------- COMPAL ELECTRONICS, INC. Ticker: 2324 Security ID: Y16907100 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve Release of Restrictions of For For Management Competitive Activities of Newly Appointed Directors and Representatives -------------------------------------------------------------------------------- COMPANIA CERVECERIAS UNIDAS SA Ticker: CCU Security ID: P24905104 Meeting Date: APR 15, 2020 Meeting Type: Annual Record Date: APR 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Chairman's Report For For Management 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of CLP 179.95 per Share and CLP 359.9 per ADR to Be Distributed on April 24, 2020 4 Present Dividend Policy and For For Management Distribution Procedures 5 Approve Remuneration of Directors For For Management 6 Approve Remuneration and Budget of For For Management Directors' Committee 7 Approve Remuneration and Budget of For For Management Audit Committee 8.1 Appoint Auditors For For Management 8.2 Designate Risk Assessment Companies For For Management 9 Receive Directors' Committee Report on For For Management Activities 10 Receive Report Regarding Related-Party For For Management Transactions 11 Other Business For Against Management -------------------------------------------------------------------------------- COUNTRY GARDEN HOLDINGS CO. LTD. Ticker: 2007 Security ID: G24524103 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAY 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a1 Elect Yang Zhicheng as Director For For Management 3a2 Elect Su Baiyuan as Director For For Management 3a3 Elect Chen Chong as Director For For Management 3a4 Elect Lai Ming, Joseph as Director For For Management 3a5 Elect To Yau Kwok as Director For For Management 3b Authorize Board to Fix the For For Management Remuneration of Directors 4 Approve PricewaterhouseCoopers as For Against Management Auditor and Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- COWAY CO., LTD. Ticker: 021240 Security ID: Y1786S109 Meeting Date: MAR 30, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Approve Total Remuneration of Inside For Against Management Directors and Outside Directors -------------------------------------------------------------------------------- CROWN RESORTS LIMITED Ticker: CWN Security ID: Q3015N108 Meeting Date: OCT 24, 2019 Meeting Type: Annual Record Date: OCT 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 2a Elect John Poynton as Director For For Management 2b Elect Helen Coonan as Director For Against Management 2c Elect Andrew Demetriou as Director For For Management 2d Elect Harold Mitchell as Director For Against Management 3 Approve Remuneration Report For Against Management -------------------------------------------------------------------------------- CTBC FINANCIAL HOLDING CO., LTD. Ticker: 2891 Security ID: Y15093100 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association 4 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting -------------------------------------------------------------------------------- DAITO TRUST CONSTRUCTION CO., LTD. Ticker: 1878 Security ID: J11151107 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 345 -------------------------------------------------------------------------------- DAQIN RAILWAY CO., LTD. Ticker: 601006 Security ID: Y1997H108 Meeting Date: DEC 26, 2019 Meeting Type: Special Record Date: DEC 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Comprehensive Service Agreement For For Management -------------------------------------------------------------------------------- DAQIN RAILWAY CO., LTD. Ticker: 601006 Security ID: Y1997H108 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements and For For Management Financial Budget Report 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Appointment of Financial For For Management Auditor 7 Approve Appointment of Internal For For Management Control Auditor 8 Approve Company's Eligibility for For For Management Issuance of Convertible Bonds 9.1 Approve Type For For Management 9.2 Approve Issue Size For For Management 9.3 Approve Par Value and Issue Price For For Management 9.4 Approve Bond Maturity For For Management 9.5 Approve Bond Interest Rate For For Management 9.6 Approve Period and Manner of Repayment For For Management of Capital and Interest 9.7 Approve Conversion Period For For Management 9.8 Approve Determination and Adjustment For For Management of Conversion Price 9.9 Approve Terms for Downward Adjustment For For Management of Conversion Price 9.10 Approve Method on Handling Fractional For For Management Shares Upon Conversion 9.11 Approve Terms of Redemption For For Management 9.12 Approve Terms of Sell-Back For For Management 9.13 Approve Attribution of Dividends For For Management During the Conversion Year 9.14 Approve Issue Manner and Target For For Management Subscribers 9.15 Approve Placing Arrangement for For For Management Shareholders 9.16 Approve Matters Relating to Meetings For For Management of Bondholders 9.17 Approve Use of Proceeds For For Management 9.18 Approve Rating Matters For For Management 9.19 Approve Guarantee Matters For For Management 9.20 Approve Depository of Raised Funds For For Management 9.21 Approve Resolution Validity Period For For Management 10 Approve Issuance of Convertible Bonds For For Management 11 Approve Issuance of Convertible Bonds For For Management to Raise Funds for the Acquisition of the Authorized Land Use Rights and Signing of Land Use Right Transfer Agreement 12 Approve Issuance of Convertible Bonds For For Management to Raise Funds for the Acquisition of 51% Equity of Taiyuan Railway Hub Southwest Loop Co., Ltd. and Signing of Equity Transfer Agreement 13 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 14 Approve There is No Need to Prepare For For Management for Report on the Deposit and Usage of Raised Funds 15 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 16 Approve Shareholder Return Plan For For Management 17 Approve Principles of Bondholders For For Management Meeting 18 Approve Authorization of the Board to For For Management Handle All Related Matters 19.1 Elect Cheng Xiandong as For For Shareholder Non-Independent Director 19.2 Elect Bi Shoufeng as Non-Independent For For Shareholder Director 19.3 Elect Han Hongchen as Non-Independent For For Shareholder Director 19.4 Elect Tian Huimin as Non-Independent For For Shareholder Director 19.5 Elect Zhang Lirong as Non-Independent For For Shareholder Director 19.6 Elect Yang Wensheng as Non-Independent For For Shareholder Director 20.1 Elect Li Menggang as Independent For For Management Director 20.2 Elect Yang Wandong as Independent For For Management Director 20.3 Elect Zan Zhihong as Independent For For Management Director 20.4 Elect Chen Lei as Independent Director For For Management 21.1 Elect Zheng Jirong as Supervisor For For Management 21.2 Elect Zhang Yongqing as Supervisor For For Management 21.3 Elect Yang Jie as Supervisor For For Management 21.4 Elect Gu Tianye as Supervisor For For Management -------------------------------------------------------------------------------- DIRECT LINE INSURANCE GROUP PLC Ticker: DLG Security ID: G2871V114 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Remuneration Policy For For Management 4 Re-elect Mike Biggs as Director For For Management 5 Re-elect Danuta Gray as Director For For Management 6 Re-elect Mark Gregory as Director For For Management 7 Re-elect Jane Hanson as Director For For Management 8 Elect Tim Harris as Director For For Management 9 Re-elect Penny James as Director For For Management 10 Re-elect Sebastian James as Director For For Management 11 Re-elect Fiona McBain as Director For For Management 12 Re-elect Gregor Stewart as Director For For Management 13 Re-elect Richard Ward as Director For For Management 14 Reappoint Deloitte LLP as Auditors For For Management 15 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 16 Authorise EU Political Donations and For For Management Expenditure 17 Approve Long Term Incentive Plan For For Management 18 Approve Deferred Annual Incentive Plan For For Management 19 Authorise Issue of Equity For For Management 20 Authorise Issue of Equity without For For Management Pre-emptive Rights 21 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 22 Authorise Market Purchase of Ordinary For For Management Shares 23 Authorise Issue of Equity in Relation For For Management to an Issue of RT1 Instruments 24 Authorise Issue of Equity without For For Management Pre-emptive Rights in Relation to an Issue of RT1 Instruments 25 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice 26 Adopt New Articles of Association For For Management -------------------------------------------------------------------------------- DONGFENG MOTOR GROUP COMPANY LIMITED Ticker: 489 Security ID: Y21042109 Meeting Date: NOV 29, 2019 Meeting Type: Special Record Date: OCT 28, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Resignation of Wen Shuzhong as For For Management Supervisor 2 Elect He Wei as Supervisor For For Management 3 Approve Resignation of Cao Xinghe as For For Management Director 4 Elect You Zheng as Director For For Shareholder 5 Elect Cheng Daoran as Director For For Shareholder 6 Approve Remuneration of Candidates for For For Management Directors and Supervisor -------------------------------------------------------------------------------- DONGFENG MOTOR GROUP COMPANY LIMITED Ticker: 489 Security ID: Y21042109 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Supervisory For For Management Committee 3 Approve 2019 Independent Auditors' For For Management Report and Audited Financial Statements 4 Approve 2019 Profit Distribution For For Management Proposal and Authorize Board to Deal With Issues in Relation to the Distribution of Final Dividend 5 Authorize Board to Deal With All For For Management Issues in Relation to the Distribution of Interim Dividend for 2020 6 Approve PricewaterhouseCoopers as For For Management International Auditors and PricewaterhouseCoopers Zhong Tian LLP as Domestic Auditors and Authorize Board to Fix Their Remuneration 7 Authorize Board to Fix Remuneration of For For Management Directors and Supervisors 8 Approve the Revision of Annual Caps For For Management for Master Logistics Services Agreement 9 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights for Domestic Shares and H Shares -------------------------------------------------------------------------------- DUBAI ISLAMIC BANK PJSC Ticker: DIB Security ID: M2888J107 Meeting Date: DEC 17, 2019 Meeting Type: Special Record Date: DEC 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acquisition of Noor Bank PJSC For For Management 2 Authorize Board to Finalize Terms and For For Management Conditions of the Capital Increase and the Sale and Purchase Agreement 3 Approve Increase in Share Capital in For For Management Connection with Acquisition 4 Amend Articles to Reflect Changes in For For Management Capital 5 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- DUBAI ISLAMIC BANK PJSC Ticker: DIB Security ID: M2888J107 Meeting Date: MAR 15, 2020 Meeting Type: Annual Record Date: MAR 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations and Financial Position for FY 2019 2 Approve Auditors' Report on Company For For Management Financial Statements for FY 2019 3 Approve Shariah Supervisory Board For For Management Report for FY 2019 4 Accept Financial Statements and For For Management Statutory Reports for FY 2019 5 Approve Dividends Representing 35 For For Management Percent of Share Capital 6 Approve Remuneration of Directors For For Management 7 Approve Discharge of Directors for FY For For Management 2019 8 Approve Discharge of Auditors for FY For For Management 2019 9 Elect Sharia Supervisory Board Members For For Management (Bundled) for FY 2020 10 Ratify Auditors and Fix Their For Against Management Remuneration for FY 2020 11 Elect Directors (Bundled) For Against Management 12 Authorize Issuance of Non Convertible For For Management Bonds/Sukuk Up to USD 7.5 Billion 13 Authorize Issuance of Tier 1 Sukuk For For Management Program Up to USD 1.5 Billion 14 Authorize Issuance of Tier 2 Sukuk For For Management Program Up to USD 1.5 Billion 15.1 Approve Stock Ownership Limitations For For Management Re: Foreign Ownership Limits 15.2 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- EASYJET PLC Ticker: EZJ Security ID: G3030S109 Meeting Date: FEB 06, 2020 Meeting Type: Annual Record Date: FEB 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Final Dividend For For Management 4 Re-elect John Barton as Director For For Management 5 Re-elect Johan Lundgren as Director For For Management 6 Re-elect Andrew Findlay as Director For For Management 7 Re-elect Charles Gurassa as Director For For Management 8 Re-elect Dr Andreas Bierwirth as For For Management Director 9 Re-elect Moya Greene as Director For For Management 10 Re-elect Dr Anastassia Lauterbach as For For Management Director 11 Re-elect Nick Leeder as Director For For Management 12 Re-elect Andy Martin as Director For For Management 13 Re-elect Julie Southern as Director For For Management 14 Elect Catherine Bradley as Director For For Management 15 Reappoint PricewaterhouseCoopers LLP For For Management as Auditors 16 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 17 Authorise EU Political Donations and For For Management Expenditure 18 Authorise Issue of Equity For For Management 19 Authorise Issue of Equity without For For Management Pre-emptive Rights 20 Authorise Market Purchase of Ordinary For For Management Shares 21 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- EASYJET PLC Ticker: EZJ Security ID: G3030S109 Meeting Date: MAY 22, 2020 Meeting Type: Special Record Date: MAY 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Remove John Barton as Director Against Against Shareholder 2 Remove Johan Lundgren as Director Against Against Shareholder 3 Remove Andrew Findlay as Director Against Against Shareholder 4 Remove Dr Andreas Bierwirth as Director Against Against Shareholder -------------------------------------------------------------------------------- ECOPETROL SA Ticker: ECOPETROL Security ID: P3661P101 Meeting Date: DEC 16, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Safety Guidelines None None Management 2 Verify Quorum None None Management 3 Opening by Chief Executive Officer None None Management 4 Approve Meeting Agenda For For Management 5 Elect Chairman of Meeting For For Management 6 Appoint Committee in Charge of For For Management Scrutinizing Elections and Polling 7 Elect Meeting Approval Committee For For Management 8 Approve Reallocation of Occasional For Against Management Reserves 9 Approve Dividends Charged to For Against Management Occasional Reserves -------------------------------------------------------------------------------- ECOPETROL SA Ticker: ECOPETROL Security ID: P3661P101 Meeting Date: MAR 27, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Safety Guidelines None None Management 2 Verify Quorum None None Management 3 Opening by Chief Executive Officer None None Management 4 Approve Meeting Agenda For For Management 5 Amend Regulations on General Meetings For Against Management 6 Elect Chairman of Meeting For For Management 7 Appoint Committee in Charge of For For Management Scrutinizing Elections and Polling 8 Elect Meeting Approval Committee For For Management 9 Present Board of Directors' Report, None None Management CEO's Evaluation and Compliance with the Corporate Governance Code 10 Present Board of Directors and None None Management Chairman's Report 11 Present Individual and Consolidated None None Management Financial Statements 12 Present Auditor's Report None None Management 13 Approve Management Reports For For Management 14 Approve Individual and Consolidated For For Management Financial Statements 15 Approve Allocation of Income For For Management 16 Amend Bylaws For For Management 17 Transact Other Business (Non-Voting) None None Management -------------------------------------------------------------------------------- EDP-ENERGIAS DE PORTUGAL SA Ticker: EDP Security ID: X67925119 Meeting Date: APR 16, 2020 Meeting Type: Annual Record Date: APR 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Individual and Consolidated For For Management Financial Statements and Statutory Reports 2 Approve Allocation of Income For For Management 3.1 Appraise Management of Company and For For Management Approve Vote of Confidence to Management Board 3.2 Appraise Supervision of Company and For For Management Approve Vote of Confidence to Supervisory Board 3.3 Appraise Work Performed by Statutory For For Management Auditor and Approve Vote of Confidence to Statutory Auditor 4 Authorize Repurchase and Reissuance of For For Management Shares 5 Authorize Repurchase and Reissuance of For For Management Repurchased Debt Instruments 6 Authorize Increase in Capital up to 10 For For Management Percent via Issuance of Equity or Equity-Linked Securities with Preemptive Rights 7 Approve Statement on Remuneration For For Management Policy Applicable to Executive Board 8 Approve Statement on Remuneration For For Management Policy Applicable to Other Corporate Bodies -------------------------------------------------------------------------------- ELECTROLUX AB Ticker: ELUX.B Security ID: W24713120 Meeting Date: FEB 21, 2020 Meeting Type: Special Record Date: FEB 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Chairman of Meeting For For Management 2 Prepare and Approve List of For For Management Shareholders 3 Approve Agenda of Meeting For For Management 4 Designate Inspector(s) of Minutes of For For Management Meeting 5 Acknowledge Proper Convening of Meeting For For Management 6 Approve Spin-Off of Subsidiary For For Management Electrolux Professional and Distribution of Shares to Shareholders 7 Close Meeting None None Management -------------------------------------------------------------------------------- ELECTROLUX AB Ticker: ELUX.B Security ID: W24713120 Meeting Date: MAR 31, 2020 Meeting Type: Annual Record Date: MAR 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Chairman of Meeting For For Management 2 Prepare and Approve List of For For Management Shareholders 3 Approve Agenda of Meeting For For Management 4 Designate Inspector(s) of Minutes of For For Management Meeting 5 Acknowledge Proper Convening of Meeting For For Management 6 Receive Financial Statements and None None Management Statutory Reports 7 Receive President's Report None None Management 8 Accept Financial Statements and For For Management Statutory Reports 9 Approve Discharge of Board and For For Management President 10 Approve Allocation of Income and For For Management Dividends of SEK 8.50 Per Share 11 Determine Number of Members (9) and For For Management Deputy Members (0) of Board 12 Approve Remuneration of Directors in For For Management the Amount SEK 2.3 Million for Chairman and SEK 660,000 for Other Directors; Approve Remuneration of Committee Work; Approve Remuneration of Auditor 13.a Reelect Staffan Bohman as Director For For Management 13.b Reelect Petra Hedengran as Director For For Management 13.c Elect Henrik Henriksson as New Director For For Management 13.d Reelect Ulla Litzen as Director For For Management 13.e Elect Karin Overbeck as New Director For For Management 13.f Reelect Fredrik Persson as Director For For Management 13.g Reelect David Porter as Director For For Management 13.h Reelect Jonas Samuelson as Director For For Management 13.i Reelect Kai Warn as Director For For Management 13.j Reelect Staffan Bohman as Board For For Management Chairman 14 Ratify Deloitte as Auditors For For Management 15 Approve Remuneration Policy And Other For For Management Terms of Employment For Executive Management 16 Approve Performance Based Long-Term For Against Management Incentive Plan (Share Program 2020) 17.a Authorize Share Repurchase Program For For Management 17.b Authorize Reissuance of Repurchased For For Management Shares 17.c Authorize a Transfer of Maximum 25,000 For Against Management Class B Shares in Connection with 2018 Share Program 18 Close Meeting None None Management -------------------------------------------------------------------------------- ELISA OYJ Ticker: ELISA Security ID: X1949T102 Meeting Date: APR 02, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Call the Meeting to Order None None Management 3 Designate Inspector or Shareholder For For Management Representative(s) of Minutes of Meeting 4 Acknowledge Proper Convening of Meeting For For Management 5 Prepare and Approve List of For For Management Shareholders 6 Receive Financial Statements and None None Management Statutory Reports 7 Accept Financial Statements and For For Management Statutory Reports 8 Approve Allocation of Income and For For Management Dividends of EUR 1.85 Per Share 9 Approve Discharge of Board and For For Management President 10 Approve Remuneration Policy And Other For Against Management Terms of Employment For Executive Management 11 Approve Remuneration of Directors in For For Management the Amount of EUR 123,000 for Chairman, EUR 82,000 for Vice Chairman and the Chairman of the Committees, and EUR 67,000 for Other Directors; Approve Meeting Fees 12 Fix Number of Directors at Seven For For Management 13 Reelect Clarisse Berggardh (Vice For For Management Chair), Kim Ignatius, Seija Turunen, Anssi Vanjoki (Chair) and Antti Vasara as Directors; Elect Mr Topi Manner and Ms Eva-Lotta Sjostedt as New Directors 14 Approve Remuneration of Auditors For For Management 15 Ratify KPMG as Auditors For For Management 16 Amend Articles Re: General Meeting For For Management 17 Authorize Share Repurchase Program For For Management 18 Approve Issuance of up to 15 Million For For Management Shares without Preemptive Rights 19 Close Meeting None None Management -------------------------------------------------------------------------------- EMBOTELLADORA ANDINA SA Ticker: ANDINA.B Security ID: P3697S103 Meeting Date: APR 16, 2020 Meeting Type: Annual Record Date: APR 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income and For For Management Dividends 3 Present Dividend Policy For For Management 4 Elect Directors For Against Management 5 Approve Remuneration of Directors, For For Management Directors' Committee and Audit Committee, their Annual Reports and Expenses Incurred by both Committees 6 Appoint Auditors For For Management 7 Designate Risk Assessment Companies For For Management 8 Receive Report Regarding Related-Party For For Management Transactions 9 Designate Newspaper to Publish For For Management Announcements 10 Other Business For Against Management -------------------------------------------------------------------------------- EMIRATES TELECOMMUNICATIONS GROUP CO. PJSC Ticker: ETISALAT Security ID: M4040L103 Meeting Date: MAR 24, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations and Financial Position for FY 2019 2 Approve Auditors' Report on Company For For Management Financial Statements for FY 2019 3 Accept Consolidated Financial For For Management Statements and Statutory Reports for FY 2019 4 Approve Final Dividends of AED 0.80 For For Management per Share for FY 2019 5 Approve Discharge of Directors for FY For For Management 2019 6 Approve Discharge of Auditors for FY For For Management 2019 7 Ratify Auditors and Fix Their For For Management Remuneration for FY 2020 8 Approve Remuneration of Directors for For Against Management FY 2019 9 Approve Dividend Policy For For Management 10 Approve Charitable Donations Up to 1 For For Management Percent of Average Net Profits for FY 2018 and FY 2019 -------------------------------------------------------------------------------- ENAGAS SA Ticker: ENG Security ID: E41759106 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: JUN 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Consolidated and Standalone For For Management Financial Statements 2 Approve Non-Financial Information For For Management Statement 3 Approve Allocation of Income and For For Management Dividends 4 Approve Dividends Charged Against For For Management Unrestricted Reserves 5 Approve Discharge of Board For For Management 6.1 Amend Article 27 Re: Meeting For For Management Attendance by Telematic Means 6.2 Amend Article 35 Re: Board Composition For For Management 6.3 Amend Article 39 Re: Board Meetings by For For Management Telematic Means 6.4 Amend Article 44 Re: Audit and For For Management Compliance Committee 6.5 Amend Articles Re: Appointments, For For Management Remuneration and Corporate Social Responsibility Committee 6.6 Add Article 53.bis Re: Dividend in Kind For For Management 7 Amend Articles of General Meeting For For Management Regulations Re: Attendance by Telematic Means 8.1 Reelect Sociedad Estatal de For Against Management Participaciones Industriales (SEPI) as Director 8.2 Elect Jose Blanco Lopez as Director For For Management 8.3 Elect Jose Montilla Aguilera as For For Management Director 8.4 Elect Cristobal Jose Gallego Castillo For For Management as Director 9 Authorize Share Repurchase Program For For Management 10 Amend Remuneration Policy For For Management 11 Advisory Vote on Remuneration Report For For Management 12 Receive Amendments to Board of None None Management Directors Regulations 13 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- ENDESA SA Ticker: ELE Security ID: E41222113 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: APR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Consolidated and Standalone For For Management Financial Statements 2 Approve Consolidated and Standalone For For Management Management Reports 3 Approve Non-Financial Information For For Management Statement 4 Approve Discharge of Board For For Management 5 Approve Allocation of Income and For For Management Dividends 6 Authorize Issuance of Convertible For For Management Bonds, Debentures, Warrants, and Other Debt Securities up to EUR 6 Billion with Exclusion of Preemptive Rights up to 10 Percent of Capital 7 Authorize Share Repurchase Program For For Management 8 Amend Articles Re: Board Committees For For Management 9 Amend Articles Re: General Meetings For Against Management 10 Amend Article 56 Re: Non-Financial For For Management Information Statement 11 Amend Article 6 of General Meeting For For Management Regulations Re: Non-Financial Information Statement 12 Amend Articles of General Meeting For Against Management Regulations Re: Minimum Number of Shares to Attend and Remote and Electronic Participation 13 Ratify Appointment of and Elect For For Management Antonio Cammisecra as Director 14 Elect Pilar Gonzalez de Frutos as For For Management Director 15 Elect Eugenia Bieto Caubet as Director For For Management 16 Elect Alicia Koplowitz y Romero de For For Management Juseu as Director 17 Fix Number of Directors at 13 For For Management 18 Approve Remuneration Report For For Management 19 Approve Remuneration Policy For For Management 20 Approve Strategic Incentive Plan For For Management 21 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- ENEL CHILE SA Ticker: ENELCHILE Security ID: P3762G109 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: APR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income and For For Management Dividends 3 Approve Remuneration of Directors For For Management 4 Approve Remuneration and Budget of For For Management Directors' Committee 5 Present Board's Report on Expenses; None None Management Present Directors' Committee Report on Activities and Expenses 6 Appoint Auditors For For Management 7 Elect Two Supervisory Account For For Management Inspectors and their Alternates; Approve their Remuneration 8 Designate Risk Assessment Companies For For Management 9 Approve Investment and Financing Policy For For Management 10 Present Dividend Policy and None None Management Distribution Procedures 11 Receive Report Regarding Related-Party None None Management Transactions 12 Present Report Re: Processing, None None Management Printing, and Mailing Information Required by Chilean Law 13 Other Business For Against Management 14 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- EQUINOR ASA Ticker: EQNR Security ID: R2R90P103 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Registration of Attending Shareholders None None Management and Proxies 3 Elect Chairman of Meeting; Designate For Did Not Vote Management Inspector(s) of Minutes of Meeting 4 Approve Notice of Meeting and Agenda For Did Not Vote Management 5 Designate Inspector(s) of Minutes of For Did Not Vote Management Meeting 6 Accept Financial Statements and For Did Not Vote Management Statutory Reports; Approve Allocation of Income and Dividends of USD 0.27 Per Share 7 Approve Board to Distribute Dividends For Did Not Vote Management 8 Approve NOK 202.4 Million Reduction in For Did Not Vote Management Share Capital via Share Cancellation 9 Instruct Company to Set and Publish Against Did Not Vote Shareholder Targets Aligned with the Goal of the Paris Climate Agreement to Limit Global Warming 10 Instruct Company to Stop all Against Did Not Vote Shareholder Exploration Activity and Test Drilling for Fossil Energy resources 11 Instruct Company to Consider the Against Did Not Vote Shareholder Health Effects of Global Warming due to Fossil Energy in the Company's Further Strategy 12 Instruct Company to Refrain from Oil Against Did Not Vote Shareholder and Gas Exploration and Production Activities in Certain Areas 13 Instruct Company to Stop All Oil and Against Did Not Vote Shareholder Gas Activities Outside the Norwegian Continental Shelf 14 Instruct Board to Present New Against Did Not Vote Shareholder Direction for the Company Including Phasing Out of All Exploration Activities Within Two Years 15 Approve Company's Corporate Governance For Did Not Vote Management Statement 16.1 Approve Remuneration Policy And Other For Did Not Vote Management Terms of Employment For Executive Management (Advisory) 16.2 Approve Remuneration Policy And Other For Did Not Vote Management Terms of Employment For Executive Management (Binding) 17 Approve Remuneration of Auditors For Did Not Vote Management 18 Elect All Members and Deputy Members For Did Not Vote Management of Corporate Assembly Bundled 18.1 Reelect Tone Lunde Bakker (Chair) as For Did Not Vote Management Member of Corporate Assembly 18.2 Reelect Nils Bastiansen (Vice Chair) For Did Not Vote Management as Member of Corporate Assembly 18.3 Reelect Greger Mannsverk as Member of For Did Not Vote Management Corporate Assembly 18.4 Reelect Terje Venold as Member of For Did Not Vote Management Corporate Assembly 18.5 Reelect Kjersti Kleven as Member of For Did Not Vote Management Corporate Assembly 18.6 Reelect Finn Kinserdal as Member of For Did Not Vote Management Corporate Assembly 18.7 Reelect Jarle Roth as Member of For Did Not Vote Management Corporate Assembly 18.8 Reelect Kari Skeidsvoll Moe as Member For Did Not Vote Management of Corporate Assembly 18.9 Elect Kjerstin Fyllingen as Member of For Did Not Vote Management Corporate Assembly 18.10 Elect Kjerstin Rasmussen Braathen as For Did Not Vote Management Member of Corporate Assembly 18.11 Elect Mari Rege as Member of Corporate For Did Not Vote Management Assembly 18.12 Elect Brynjar Kristian Forbergskog as For Did Not Vote Management Member of Corporate Assembly 18.13 Elect Knut Nesse as 1st Deputy Member For Did Not Vote Management of Corporate Assembly 18.14 Elect Trond Straume as 2nd Deputy For Did Not Vote Management Member of Corporate Assembly 18.15 Reelect Nina Kivijervi Jonassen as 3rd For Did Not Vote Management Deputy Member of Corporate Assembly 18.16 Reelect Martin Wien Fjell as 4th For Did Not Vote Management Deputy Member of Corporate Assembly 19 Approve Remuneration of Corporate For Did Not Vote Management Assembly 20 Elect All Members of Nominating For Did Not Vote Management Committee Bundled 20.1 Reelect Tone Lunde Bakker (Chair) as For Did Not Vote Management Member of Nominating Committee 20.2 Elect Bjorn Stale Haavik as Member of For Did Not Vote Management Nominating Committee with Personal Deputy Andreas Hilding Eriksen 20.3 Reelect Jarle Roth as Member of For Did Not Vote Management Nominating Committee 20.4 Reelect Berit L. Henriksen as Member For Did Not Vote Management of Nominating Committee 21 Approve Remuneration of Nominating For Did Not Vote Management Committee 22 Approve Equity Plan Financing For Did Not Vote Management 23 Authorize Share Repurchase Program For Did Not Vote Management -------------------------------------------------------------------------------- EUTELSAT COMMUNICATIONS SA Ticker: ETL Security ID: F3692M128 Meeting Date: NOV 07, 2019 Meeting Type: Annual/Special Record Date: NOV 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Auditors' Special Report on For For Management Related-Party Transactions 4 Approve Allocation of Income and For For Management Dividends of EUR 1.27 per Share 5 Elect Cynthia Gordon as Director For For Management 6 Reelect Ana Garcia Fau as Director For For Management 7 Approve Compensation of Dominique D For For Management Hinnin, Chairman of the Board 8 Approve Compensation of Rodolphe For For Management Belmer, CEO 9 Approve Compensation of Michel For For Management Azibert, Vice-CEO 10 Approve Compensation of Yohann Leroy, For For Management Vice-CEO 11 Approve Remuneration Policy of For For Management Chairman of the Board 12 Approve Remuneration Policy of CEO For For Management 13 Approve Remuneration Policy of For For Management Vice-CEOs 14 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 15 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 16 Authorize Capitalization of Reserves For For Management of Up to EUR 44 Million for Bonus Issue or Increase in Par Value 17 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 44 Million 18 Authorize Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 22 Million 19 Approve Issuance of Equity or For For Management Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 22 Million 20 Authorize Board to Set Issue Price for For For Management 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights 21 Authorize Board to Increase Capital in For For Management the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above 22 Authorize Capital Increase of Up to For For Management EUR 22 Million for Future Exchange Offers 23 Authorize Capital Increase of up to 10 For For Management Percent of Issued Capital for Contributions in Kind 24 Authorize Issuance of Equity upon For For Management Conversion of a Subsidiary's Equity-Linked Securities for Up to EUR 22 Million 25 Authorize Capital Issuances for Use in For Against Management Employee Stock Purchase Plans 26 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- EXXARO RESOURCES LTD. Ticker: EXX Security ID: S26949107 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Re-elect Jeff van Rooyen as Director For For Management 1.2 Re-elect Zwelibanzi Mntambo as Director For For Management 1.3 Re-elect Vuyisa Nkonyeni as Director For For Management 2.1 Re-elect Mark Moffett as Member of the For For Management Audit Committee 2.2 Re-elect Isaac Mophatlane as Member of For For Management the Audit Committee 2.3 Re-elect Ras Myburgh as Member of the For For Management Audit Committee 2.4 Re-elect Vuyisa Nkonyeni as Member of For For Management the Audit Committee 3.1 Re-elect Geraldine Fraser-Moleketi as For For Management Member of the Social and Ethics Committee 3.2 Re-elect Likhapha Mbatha as Member of For For Management the Social and Ethics Committee 3.3 Re-elect Isaac Mophatlane as Member of For For Management the Social and Ethics Committee 3.4 Re-elect Peet Snyders as Member of the For For Management Social and Ethics Committee 4 Reappoint PricewaterhouseCoopers For For Management Incorporated as Auditors of the Company with TD Shango as the Designated Audit Partner 5 Authorise Ratification of Approved For For Management Resolutions 1 Approve Non-executive Directors' Fees For For Management 2 Approve Financial Assistance to For For Management Related or Inter-related Company 3 Authorise Repurchase of Issued Share For For Management Capital 1 Approve Remuneration Policy For For Management 2 Approve Implementation Report of the For For Management Remuneration Policy -------------------------------------------------------------------------------- FAR EASTONE TELECOMMUNICATIONS CO., LTD. Ticker: 4904 Security ID: Y7540C108 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Profit Distribution For For Management 3 Approve Cash Distribution from Capital For For Management Reserve 4 Approve Amendments to Articles of For For Management Association 5 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting 6 Approve Release of Restrictions of For For Management Competitive Activities of Directors -------------------------------------------------------------------------------- FAURECIA SA Ticker: EO Security ID: F3445A108 Meeting Date: JUN 26, 2020 Meeting Type: Annual/Special Record Date: JUN 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Absence of Dividends 4 Approve Auditors' Special Report on For For Management Related-Party Transactions Mentioning the Absence of New Transactions 5 Approve Additional Pension Scheme For For Management Agreement with Patrick Koller, CEO 6 Reelect Michel de Rosen as Director For Against Management 7 Reelect Odile Desforges as Director For For Management 8 Reelect Linda Hasenfratz as Director For For Management 9 Reelect Olivia Larmaraud as Director For Against Management 10 Approve Remuneration of Directors in For For Management the Aggregate Amount of EUR 900,000 11 Approve Compensation Report of For For Management Corporate Officers 12 Approve Compensation of Michel de For For Management Rosen, Chairman of the Board 13 Approve Compensation of Patrick For Against Management Koller, CEO 14 Approve Remuneration Policy of For For Management Directors 15 Approve Remuneration Policy of For For Management Chairman of the Board 16 Approve Remuneration Policy of CEO For Against Management 17 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 18 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 290 Million 19 Authorize Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 95 Million 20 Approve Issuance of Equity or For For Management Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 95 Million 21 Authorize Board to Increase Capital in For For Management the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above 22 Authorize Capital Increase of up to 10 For For Management Percent of Issued Capital for Contributions in Kind 23 Authorize up to 2 Million Shares for For For Management Use in Restricted Stock Plans 24 Authorize Capital Issuances for Use in For Against Management Employee Stock Purchase Plans 25 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 26 Amend Articles 12, 16 and 23 of Bylaws For For Management Re: Executives, Board Remuneration and Transactions 27 Amend Article 17 of Bylaws Re: For For Management Chairman of the Board Age Limit 28 Amend Article 14 of Bylaws Re: Written For For Management Consultation 29 Amend Article 31 of Bylaws Re: For Against Management Shareholding Disclosure Thresholds 30 Delete Article 30 of Bylaws Re: For For Management Shareholders Identification 31 Textual References Regarding Change of For Against Management Codification 32 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- FIRST CAPITAL REALTY INC. Ticker: FCR Security ID: 31943B100 Meeting Date: DEC 10, 2019 Meeting Type: Special Record Date: OCT 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Conversion to Publicly Traded For For Management Real Estate Investment Trust -------------------------------------------------------------------------------- FIRST FINANCIAL HOLDING CO. LTD. Ticker: 2892 Security ID: Y2518F100 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Consolidated Financial Statements 2 Approve Profit Distribution For For Management 3 Approve the Issuance of New Shares by For For Management Capitalization of Profit 4 Amend Articles of Association For For Management 5 Amend Rules and Procedures for For For Management Election of Directors -------------------------------------------------------------------------------- FIRSTRAND LTD. Ticker: FSR Security ID: S5202Z131 Meeting Date: NOV 28, 2019 Meeting Type: Annual Record Date: NOV 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Re-elect Tandi Nzimande as Director For For Management 1.2 Re-elect Mary Bomela as Director For For Management 1.3 Re-elect Grant Gelink as Director For For Management 1.4 Re-elect Faffa Knoetze as Director For For Management 1.5 Elect Louis von Zeuner as Director For For Management 2.1 Reappoint Deloitte & Touche as For For Management Auditors of the Company 2.2 Reappoint PricewaterhouseCoopers Inc For For Management as Auditors of the Company 3 Place Authorised but Unissued Ordinary For For Management Shares under Control of Directors 4 Authorise Ratification of Approved For For Management Resolutions 1 Approve Remuneration Policy For For Management 2 Approve Remuneration Implementation For Against Management Report 1 Authorise Repurchase of Issued Share For For Management Capital 2.1 Approve Financial Assistance to For For Management Directors and Prescribed Officers as Employee Share Scheme Beneficiaries 2.2 Approve Financial Assistance to For For Management Related and Inter-related Entities 3 Approve Remuneration of Non-executive For For Management Directors 5 Approve Report on Company's Assessment Against For Shareholder of its Exposure to Climate-Related Risks by no later than October 2020 6 Adopt and Publicly Disclose a Policy For For Shareholder on Fossil Fuel Lending by no later than October 2020 -------------------------------------------------------------------------------- FORD OTOMOTIV SANAYI AS Ticker: FROTO Security ID: M7608S105 Meeting Date: NOV 14, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting and Elect Presiding For For Management Council of Meeting 2 Ratify Director Appointments For For Management 3 Approve Dividends For For Management 4 Wishes None None Management -------------------------------------------------------------------------------- FORD OTOMOTIV SANAYI AS Ticker: FROTO Security ID: M7608S105 Meeting Date: MAR 16, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting and Elect Presiding For For Management Council of Meeting 2 Accept Board Report For For Management 3 Accept Audit Report For For Management 4 Accept Financial Statements For For Management 5 Ratify Director Appointment For For Management 6 Approve Discharge of Board For For Management 7 Approve Allocation of Income For For Management 8 Amend Articles 6 and 8 Re: Capital For For Management Related 9 Elect Directors For Against Management 10 Approve Remuneration Policy and For For Management Director Remuneration for 2019 11 Approve Director Remuneration For Against Management 12 Ratify External Auditors For For Management 13 Approve Upper Limit of Donations for For Against Management 2020 and Receive Information on Donations Made in 2019 14 Grant Permission for Board Members to For For Management Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose 15 Wishes None None Management -------------------------------------------------------------------------------- FORMOSA CHEMICALS & FIBRE CORP. Ticker: 1326 Security ID: Y25946107 Meeting Date: JUN 05, 2020 Meeting Type: Annual Record Date: APR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Profit Distribution For For Management 3 Amend Rules and Procedures Regarding For For Management Shareholders' General Meeting -------------------------------------------------------------------------------- FORMOSA PETROCHEMICAL CORP. Ticker: 6505 Security ID: Y2608S103 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Profit Distribution For For Management 3 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting -------------------------------------------------------------------------------- FORMOSA PLASTICS CORP. Ticker: 1301 Security ID: Y26095102 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: APR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Profit Distribution For For Management 3 Amend Articles of Association For For Management 4 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting -------------------------------------------------------------------------------- FORMOSA TAFFETA CO., LTD. Ticker: 1434 Security ID: Y26154107 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Plan on Profit Distribution For For Management 3 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting 4.1 Elect WANG,WUN-YUAN (Wong Wen-Yuan), a None For Shareholder Representative of FORMOSA CHEMICALS AND FIBRE CORPORATION with SHAREHOLDER NO.0000002, as Non-independent Director 4.2 Elect SIE,SHIH-MING (Hsie Shih-Ming), None For Shareholder a Representative of KAIFU INDUSTRIAL CO., LTD. with SHAREHOLDER NO.0208207, as Non-independent Director 4.3 Elect HONG,FU-YUAN, a Representative None Against Shareholder of FORMOSA CHEMICALS & FIBRE CORPORATION with SHAREHOLDER NO. 0000002, as Non-independent Director 4.4 Elect LYU,WUN-JIN (Lu, Wen-Chin), a None Against Shareholder Representative of FORMOSA CHEMICALS & FIBRE CORPORATION with SHAREHOLDER NO. 0000002, as Non-independent Director 4.5 Elect LI,MIN-JHANG (Lee Ming-Chang), a None For Shareholder Representative of FORMOSA CHEMICALS & FIBRE CORPORATION with SHAREHOLDER NO. 0000002, as Non-independent Director 4.6 Elect CAI,TIAN-SYUAN (Tsai None Against Shareholder Tien-Shuan), a Representative of FORMOSA CHEMICALS & FIBRE CORPORATION with SHAREHOLDER NO.0000002, as Non-independent Director 4.7 Elect LI,MAN-CHUN (Lee Man-Chun), a None Against Shareholder Representative of CHANGHUA COUNTY PRIVATE LAI SHUWANG SOCIAL WELFARE CHARITY FOUNDATION with SHAREHOLDER NO. 0014515, as Non-independent Director 4.8 Elect SIE,MING-DE (Hsieh Ming-Der), None Against Shareholder with SHAREHOLDER NO.0000090 as Non-independent Director 4.9 Elect LIN,SHENG-JHONG (Lin None For Shareholder Sheng-Chung) with SHAREHOLDER NO. N100131XXX as Independent Director 4.10 Elect GUO,NIAN-SYONG (Kuo None For Shareholder Nein-Hsiung), with SHAREHOLDER NO. E101555XXX as Independent Director 4.11 Elect GUO,JIA-CI (Kuo Chia-Chi) , with None For Shareholder SHAREHOLDER NO.0218419 as Independent Director 5 Approve Release of Restrictions of For Against Management Competitive Activities of Newly Appointed Directors and Representatives -------------------------------------------------------------------------------- FORTESCUE METALS GROUP LTD. Ticker: FMG Security ID: Q39360104 Meeting Date: OCT 29, 2019 Meeting Type: Annual Record Date: OCT 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Remuneration Report For Against Management 2 Elect Sharon Warburton as Director For For Management 3 Elect Ya-Qin Zhang as Director For For Management 4 Approve the Increase in Maximum None For Management Aggregate Remuneration of Non-Executive Directors 5 Approve Grant of Performance Rights to For Against Management Elizabeth Gaines -------------------------------------------------------------------------------- FORTUM OYJ Ticker: FORTUM Security ID: X2978Z118 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: APR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Call the Meeting to Order None None Management 3 Designate Inspector or Shareholder For For Management Representative(s) of Minutes of Meeting 4 Acknowledge Proper Convening of Meeting For For Management 5 Prepare and Approve List of For For Management Shareholders 6 Receive Financial Statements and None None Management Statutory Reports 7 Accept Financial Statements and For For Management Statutory Reports 8 Approve Allocation of Income and For For Management Dividends of EUR 1.10 Per Share 9 Approve Discharge of Board and For For Management President 10 Receive Committee Chairmen's Review on None None Management the Remuneration Policy of the Company 11 Approve Remuneration Policy And Other For For Management Terms of Employment For Executive Management 12 Approve Remuneration of Directors in For For Management the Amount of EUR 77,200 for Chair, EUR 57,500 for Deputy Chair and EUR 40,400 for Other Directors; Approve Remuneration for Committee Work; Approve Meeting Fees 13 Fix Number of Directors at Nine For For Management 14 Reelect Eva Hamilton, Essimari For For Management Kairisto, Matti Lievonen (Chair), Klaus-Dieter Maubach (Vice Chair), Anja McAlister, Veli-Matti Reinikkala and Philipp Rosler as Directors; Elect Teppo Paavola and Annette Stube as New Directors 15 Approve Remuneration of Auditors For Against Management 16 Ratify Deloitte as Auditors For Against Management 17 Authorize Share Repurchase Program For For Management 18 Authorize Reissuance of Repurchased For For Management Shares 19 Approve Charitable Donations For For Management 20 Include Paris Agreement 1.5-degree Against Against Shareholder Celsius Target in Articles of Association 21 Close Meeting None None Management -------------------------------------------------------------------------------- FOXCONN TECHNOLOGY CO., LTD. Ticker: 2354 Security ID: Y3002R105 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Audited For For Management Financial Statements 2 Approve Profit Distribution For For Management -------------------------------------------------------------------------------- FUBON FINANCIAL HOLDING CO., LTD. Ticker: 2881 Security ID: Y26528102 Meeting Date: AUG 06, 2019 Meeting Type: Special Record Date: JUL 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendment on 2018 Profit For For Management Distribution Plan -------------------------------------------------------------------------------- FUYAO GLASS INDUSTRY GROUP CO., LTD. Ticker: 3606 Security ID: Y2680G100 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Work Report of the Board For For Management of Directors 2 Approve 2019 Work Report of the For For Management Supervisory Committee 3 Approve 2019 Final Financial Report For For Management 4 Approve 2019 Profit Distribution Plan For For Management 5 Approve 2019 Annual Report and Its For For Management Summary 6 Approve PricewaterhouseCoopers Zhong For For Management Tian LLP (Special General Partnership) as Domestic Audit Institution and Internal Control Audit Institution for 2020 7 Approve PricewaterhouseCoopers as For For Management Overseas Audit Institution for 2020 8 Approve 2019 Work Report of the For For Management Independent Non-Executive Directors 9 Approve Entrusted Wealth Management For For Management with Self-Owned Funds -------------------------------------------------------------------------------- FUYAO GLASS INDUSTRY GROUP CO., LTD. Ticker: 3606 Security ID: Y26783103 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: MAY 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Work Report of the Board For For Management of Directors 2 Approve 2019 Work Report of the For For Management Supervisory Committee 3 Approve 2019 Final Financial Report For For Management 4 Approve 2019 Profit Distribution Plan For For Management 5 Approve 2019 Annual Report and Its For For Management Summary 6 Approve PricewaterhouseCoopers Zhong For For Management Tian LLP (Special General Partnership) as Domestic Audit Institution and Internal Control Audit Institution for 2020 7 Approve PricewaterhouseCoopers as For For Management Overseas Audit Institution for 2020 8 Approve 2019 Work Report of the For For Management Independent Non-Executive Directors 9 Approve Entrusted Wealth Management For For Management with Self-Owned Funds -------------------------------------------------------------------------------- GALP ENERGIA SGPS SA Ticker: GALP Security ID: X3078L108 Meeting Date: APR 24, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Individual and Consolidated For For Management Financial Statements and Statutory Reports 2 Approve Allocation of Income For For Management 3 Appraise Management of Company and For For Management Approve Vote of Confidence to Board of Directors 4 Appraise Supervision of Company and For For Management Approve Vote of Confidence to Fiscal Council 5 Appraise Work Performed by Statutory For For Management Auditor and Approve Vote of Confidence to Statutory Auditor 6 Approve Statement on Remuneration For For Management Policy 7 Authorize Repurchase and Reissuance of For For Management Shares and Bonds -------------------------------------------------------------------------------- GAZPROM PJSC Ticker: GAZP Security ID: X3123F106 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: JUN 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report For For Management 2 Approve Financial Statements For For Management 3 Approve Allocation of Income For For Management 4 Approve Dividends of RUB 15.24 per For For Management Share 5 Ratify Auditor For Against Management 6 Approve Remuneration of Directors For Against Management 7 Approve Remuneration of Members of For For Management Audit Commission 8 Amend Charter For For Management 9 Amend Regulations on Board of Directors For For Management 10 Approve New Edition of Regulations on For For Management Audit Commission 11.1 Elect Andrei Akimov as Director None Against Management 11.2 Elect Viktor Zubkov as Director None Against Management 11.3 Elect Timur Kulibaev as Director None Against Management 11.4 Elect Denis Manturov as Director None Against Management 11.5 Elect Vitalii Markelov as Director None Against Management 11.6 Elect Viktor Martynov as Director None Against Management 11.7 Elect Vladimir Mau as Director None Against Management 11.8 Elect Aleksei Miller as Director None Against Management 11.9 Elect Aleksandr Novak as Director None Against Management 11.10 Elect Dmitrii Patrushev as Director None Against Management 11.11 Elect Mikhail Sereda as Director None Against Management 12.1 Elect Vadim Bikulov as Member of Audit For For Management Commission 12.2 Elect Aleksandr Gladkov as Member of For For Management Audit Commission 12.3 Elect Ilia Karpov as Member of Audit For For Management Commission 12.4 Elect Margarita Mironova as Member of For For Management Audit Commission 12.5 Elect Karen Oganian as Member of Audit For For Management Commission 12.6 Elect Dmitrii Pashkovskii as Member of For For Management Audit Commission 12.7 Elect Sergei Platonov as Member of For For Management Audit Commission 12.8 Elect Tatiana Fisenko as Member of For For Management Audit Commission 12.9 Elect Pavel Shumov as Member of Audit For For Management Commission -------------------------------------------------------------------------------- GEMDALE CORP. Ticker: 600383 Security ID: Y2685G105 Meeting Date: AUG 02, 2019 Meeting Type: Special Record Date: JUL 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Hu Yebi as Independent Director For For Management -------------------------------------------------------------------------------- GEMDALE CORP. Ticker: 600383 Security ID: Y2685G105 Meeting Date: DEC 20, 2019 Meeting Type: Special Record Date: DEC 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change in Registered Address For For Management and Amend Articles of Association -------------------------------------------------------------------------------- GEMDALE CORP. Ticker: 600383 Security ID: Y2685G105 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Appointment of Auditor For For Management 6 Approve Annual Report For For Management 7 Approve External Guarantee For Against Management 8 Approve Issuance of Debt Financing For Against Management Instruments -------------------------------------------------------------------------------- GEMDALE CORP. Ticker: 600383 Security ID: Y2685G105 Meeting Date: MAY 26, 2020 Meeting Type: Special Record Date: MAY 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Ling Ke as Non-Independent For For Management Director 1.2 Elect Huang Juncan as Non-Independent For For Management Director 1.3 Elect Chen Aihong as Non-Independent For For Management Director 1.4 Elect Chen Bi'an as Non-Independent For For Management Director 1.5 Elect Sun Juyi as Non-Independent For For Management Director 1.6 Elect Xu Jiajun as Non-Independent For For Management Director 1.7 Elect Lin Shengde as Non-Independent For For Management Director 1.8 Elect Luo Sheng as Non-Independent For For Management Director 1.9 Elect Wei Chuanjun as Non-Independent For For Management Director 1.10 Elect Chen Jin as Independent Director For For Management 1.11 Elect Wang Tianguang as Independent For For Management Director 1.12 Elect Hu Yebi as Independent Director For For Management 1.13 Elect Gu Feng as Independent Director For For Management 1.14 Elect Lv Zhiwei as Independent Director For For Management 2.1 Elect Hu Xiangqun as Supervisor For For Management 2.2 Elect Xu Qian as Supervisor For For Management 2.3 Elect Xi You as Supervisor For For Management -------------------------------------------------------------------------------- GJENSIDIGE FORSIKRING ASA Ticker: GJF Security ID: R2763X101 Meeting Date: MAY 25, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Chairman of Meeting None None Management 3 Registration of Attending Shareholders None None Management and Proxies 4 Approve Notice of Meeting and Agenda For Did Not Vote Management 5 Designate Inspector(s) of Minutes of None None Management Meeting 6 Accept Financial Statements and For Did Not Vote Management Statutory Reports; Approve Allocation of Income and Omission of Dividends 7a Approve Remuneration Statement For Did Not Vote Management 7b Approve Remuneration Guidelines For For Did Not Vote Management Executive Management (Advisory) 7c Approve Binding Guidelines for For Did Not Vote Management Allocation of Shares and Subscription Rights 8a Authorize the Board to Decide on For Did Not Vote Management Distribution of Dividends 8b Approve Equity Plan Financing Through For Did Not Vote Management Share Repurchase Program 8c Authorize Share Repurchase Program and For Did Not Vote Management Reissuance of Repurchased Shares 8d Approve Creation of NOK 100 Million For Did Not Vote Management Pool of Capital without Preemptive Rights 8e Authorize Board to Raise Subordinated For Did Not Vote Management Loans and Other External Financing 9a Reelect Gisele Marchand (Chair), For Did Not Vote Management Vibeke Krag, Terje Seljeseth, Hilde Merete Nafstad and Eivind Elnan as Directors; Elect Tor Magne Lonnum and Gunnar Robert Sellaeg as New Directors 9b1 Elect Trine Riis Groven (Chair) as New For Did Not Vote Management Member of Nominating Committee 9b2 Elect Iwar Arnstad as New Member of For Did Not Vote Management Nominating Committee 9b3 Reelect Marianne Ribe as Member of For Did Not Vote Management Nominating Committee 9b4 Reelect Pernille Moen as Member of For Did Not Vote Management Nominating Committee 9b5 Elect Henrik Bachke Madsen as New For Did Not Vote Management Member of Nominating Committee 9c Ratify Deloitte as Auditors For Did Not Vote Management 10 Approve Remuneration of Directors and For Did Not Vote Management Auditors; Approve Remuneration for Committee Work -------------------------------------------------------------------------------- GLAXOSMITHKLINE PLC Ticker: GSK Security ID: G3910J112 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAY 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Remuneration Policy For Abstain Management 4 Elect Sir Jonathan Symonds as Director For For Management 5 Elect Charles Bancroft as Director For For Management 6 Re-elect Emma Walmsley as Director For For Management 7 Re-elect Vindi Banga as Director For For Management 8 Re-elect Dr Hal Barron as Director For For Management 9 Re-elect Dr Vivienne Cox as Director For For Management 10 Re-elect Lynn Elsenhans as Director For For Management 11 Re-elect Dr Laurie Glimcher as Director For For Management 12 Re-elect Dr Jesse Goodman as Director For For Management 13 Re-elect Judy Lewent as Director For For Management 14 Re-elect Iain Mackay as Director For For Management 15 Re-elect Urs Rohner as Director For For Management 16 Reappoint Deloitte LLP as Auditors For For Management 17 Authorise the Audit & Risk Committee For For Management to Fix Remuneration of Auditors 18 Authorise EU Political Donations and For For Management Expenditure 19 Authorise Issue of Equity For For Management 20 Authorise Issue of Equity without For For Management Pre-emptive Rights 21 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 22 Authorise Market Purchase of Ordinary For For Management Shares 23 Approve the Exemption from Statement For For Management of the Name of the Senior Statutory Auditor in Published Copies of the Auditors' Reports 24 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- GLOBALWAFERS CO., LTD. Ticker: 6488 Security ID: Y2722U109 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association 4 Amend Procedures for Endorsement and For Against Management Guarantees 5.1 Elect Hsien-Chin Chiu with ID No. For For Management A124471XXX as Independent Director -------------------------------------------------------------------------------- GLOBE TELECOM, INC. Ticker: GLO Security ID: Y27257149 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Stockholders' For For Management Meeting held on April 23, 2019 2 Approve the Annual Report of Officers For For Management and Audited Financial Statements 3 Ratify All Acts and Resolutions of the For For Management Board of Directors and Management Adopted During the Preceding Year 4.1 Elect Jaime Augusto Zobel de Ayala as For Against Management Director 4.2 Elect Delfin L. Lazaro as Director For Against Management 4.3 Elect Lang Tao Yih, Arthur as Director For Against Management 4.4 Elect Fernando Zobel de Ayala as For Against Management Director 4.5 Elect Jose Teodoro K. Limcaoco as For Against Management Director 4.6 Elect Romeo L. Bernardo as Director For Against Management 4.7 Elect Ernest L. Cu as Director For For Management 4.8 Elect Samba Natarajan as Director For Against Management 4.9 Elect Saw Phaik Hwa as Director For For Management 4.10 Elect Cirilo P. Noel as Director For For Management 4.11 Elect Rex Ma. A. Mendoza as Director For For Management 5 Approve Independent Auditors and For For Management Fixing of Their Remuneration 6 Approve Other Matters For Against Management -------------------------------------------------------------------------------- GREAT-WEST LIFECO INC. Ticker: GWO Security ID: 39138C106 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael R. Amend For For Management 1.2 Elect Director Deborah J. Barrett For For Management 1.3 Elect Director Robin Bienfait For For Management 1.4 Elect Director Heather E. Conway For For Management 1.5 Elect Director Marcel R. Coutu For For Management 1.6 Elect Director Andre Desmarais For For Management 1.7 Elect Director Paul Desmarais, Jr. For Withhold Management 1.8 Elect Director Gary A. Doer For For Management 1.9 Elect Director David G. Fuller For For Management 1.10 Elect Director Claude Genereux For For Management 1.11 Elect Director J. David A. Jackson For For Management 1.12 Elect Director Elizabeth C. Lempres For For Management 1.13 Elect Director Paula B. Madoff For For Management 1.14 Elect Director Paul A. Mahon For For Management 1.15 Elect Director Susan J. McArthur For For Management 1.16 Elect Director R. Jeffrey Orr For For Management 1.17 Elect Director T. Timothy Ryan For For Management 1.18 Elect Director Jerome J. Selitto For For Management 1.19 Elect Director James M. Singh For For Management 1.20 Elect Director Gregory D. Tretiak For For Management 1.21 Elect Director Siim A. Vanaselja For For Management 1.22 Elect Director Brian E. Walsh For For Management 2 Ratify Deloitte LLP as Auditors For For Management -------------------------------------------------------------------------------- GREEK ORGANISATION OF FOOTBALL PROGNOSTICS SA Ticker: OPAP Security ID: X3232T104 Meeting Date: DEC 13, 2019 Meeting Type: Special Record Date: DEC 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Corporate Purpose For For Management 2 Ratify Director Appointments None None Management 3 Elect Director For For Management -------------------------------------------------------------------------------- GREEK ORGANISATION OF FOOTBALL PROGNOSTICS SA Ticker: OPAP Security ID: X3232T104 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: JUN 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Management of Company and For For Management Grant Discharge to Auditors 3 Approve Auditors and Fix Their For For Management Remuneration 4 Authorize Board to Participate in For For Management Companies with Similar Business Interests 5 Advisory Vote on Remuneration Report For For Management 6 Amend Company Articles For For Management 7 Approve Allocation of Income and For For Management Dividends 8 Approve Annual Bonus by Means of For For Management Profit Distribution to Executives and Key Personnel 9 Approve Profit Distribution to For For Management Executives and Key Personnel Under the Long-Term Incentive Plan 2017-2019 10 Approve New Long-Term Incentive Plan For For Management -------------------------------------------------------------------------------- GRUPO MEXICO S.A.B. DE C.V. Ticker: GMEXICOB Security ID: P49538112 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Consolidated Financial For For Management Statements and Statutory Reports 2 Present Report on Compliance with For For Management Fiscal Obligations 3 Approve Allocation of Income For For Management 4 Approve Policy Related to Acquisition For For Management of Own Shares; Set Aggregate Nominal Amount of Share Repurchase Reserve 5 Approve Discharge of Board of For For Management Directors, Executive Chairman and Board Committees 6 Ratify Auditors For Against Management 7 Elect or Ratify Directors; Verify For Against Management Independence of Board Members; Elect or Ratify Chairmen and Members of Board Committees 8 Approve Remuneration of Directors and For For Management Members of Board Committees 9 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- GUANGDONG INVESTMENT LIMITED Ticker: 270 Security ID: Y2929L100 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: JUN 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3.1 Elect Hou Wailin as Director For For Management 3.2 Elect Lin Tiejun as Director For For Management 3.3 Elect Tsang Hon Nam as Director For For Management 3.4 Elect Zhao Chunxiao as Director For For Management 3.5 Elect Fung Daniel Richard as Director For For Management 3.6 Elect Cheng Mo Chi, Moses as Director For Against Management 3.7 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Ernst & Young as Auditor and For For Management Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- GUANGZHOU AUTOMOBILE GROUP CO., LTD. Ticker: 2238 Security ID: Y2R318121 Meeting Date: AUG 06, 2019 Meeting Type: Special Record Date: JUL 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Appointment of Auditors For For Management 2 Approve Appointment of Internal For For Management Control Auditors -------------------------------------------------------------------------------- GUANGZHOU AUTOMOBILE GROUP CO., LTD. Ticker: 2238 Security ID: Y2R318121 Meeting Date: MAR 20, 2020 Meeting Type: Special Record Date: FEB 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.01 Elect Chen Xiaomu as Director For For Management -------------------------------------------------------------------------------- GUANGZHOU AUTOMOBILE GROUP CO., LTD. Ticker: 2238 Security ID: Y2R318121 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: APR 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Annual Report and Its For For Management Summary Report 2 Approve 2019 Work Report of the Board For For Management of Directors 3 Approve 2019 Work Report of the For For Management Supervisory Committee 4 Approve 2019 Financial Report For For Management 5 Approve 2019 Profit Distribution For For Management 6 Approve Appointment of Auditors For For Management 7 Approve Appointment of Internal For For Management Control Auditors 8 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 9 Authorize Board of Directors to Issue For Against Management Debt Financing Instruments 10 Approve Utilization of the Remaining For For Management Proceeds of an Investment Project Raised From Non-Public Issuance of A Shares for Permanent Replenishment of Working Capital 11 Amend Articles of Association For Against Management Regarding Party Committee 12 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 13.01 Elect Zhao Fuquan as Director For For Management 13.02 Elect Xiao Shengfang as Director For For Management 13.03 Elect Wong Hakkun as Director For For Management 13.04 Elect Song Tiebo as Director For For Management -------------------------------------------------------------------------------- HANG LUNG PROPERTIES LTD. Ticker: 101 Security ID: Y30166105 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: APR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Nelson Wai Leung Yuen as Director For For Management 3b Elect Andrew Ka Ching Chan as Director For For Management 3c Elect Hsin Kang Chang as Director For For Management 3d Elect Adriel Wenbwo Chan as Director For For Management 3e Authorize Board to Fix Remuneration of For For Management Directors 4 Approve KPMG as Auditor and Authorize For Against Management Board to Fix Their Remuneration 5 Authorize Repurchase of Issued Share For For Management Capital 6 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- HANG SENG BANK LTD. Ticker: 11 Security ID: Y30327103 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAY 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a Elect Raymond K F Ch'ien as Director For For Management 2b Elect L Y Chiang as Director For For Management 2c Elect Kathleen C H Gan as Director For For Management 2d Elect Kenneth S Y Ng as Director For For Management 2e Elect Michael W K Wu as Director For For Management 3 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve PricewaterhouseCoopers as For Against Management Auditor and Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Issued Share For For Management Capital 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- HANNOVER RUECK SE Ticker: HNR1 Security ID: D3015J135 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 4.00 per Share and a Special Dividend of EUR 1.50 per Share 3 Approve Discharge of Management Board For For Management for Fiscal 2019 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2019 5 Authorize Share Repurchase Program and For For Management Reissuance or Cancellation of Repurchased Shares 6 Authorize Use of Financial Derivatives For For Management when Repurchasing Shares -------------------------------------------------------------------------------- HAP SENG CONSOLIDATED BERHAD Ticker: 3034 Security ID: Y6579W100 Meeting Date: NOV 08, 2019 Meeting Type: Special Record Date: NOV 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Proposed Disposal For For Management -------------------------------------------------------------------------------- HARVEY NORMAN HOLDINGS LIMITED Ticker: HVN Security ID: Q4525E117 Meeting Date: NOV 27, 2019 Meeting Type: Annual Record Date: NOV 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 2 Approve Remuneration Report For For Management 3 Elect Kay Lesley Page as Director For For Management 4 Elect David Matthew Ackery as Director For Against Management 5 Elect Kenneth William Gunderson-Briggs For Against Management as Director 6 Elect Maurice John Craven as Director For For Management 7 Elect Stephen Mayne as Director Against For Shareholder 8 Approve the Spill Resolution None Against Management -------------------------------------------------------------------------------- HENAN SHUANGHUI INVESTMENT & DEVELOPMENT CO., LTD. Ticker: 000895 Security ID: Y3121R101 Meeting Date: DEC 03, 2019 Meeting Type: Special Record Date: NOV 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For Against Management Association 2 Approve Additional Daily Related Party For For Management Transactions 3 Approve Remuneration Standard of For For Management Chairman of the Supervisory Board -------------------------------------------------------------------------------- HENAN SHUANGHUI INVESTMENT & DEVELOPMENT CO., LTD. Ticker: 000895 Security ID: Y3121R101 Meeting Date: FEB 10, 2020 Meeting Type: Special Record Date: FEB 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Daily Related Party Transaction For For Management -------------------------------------------------------------------------------- HENAN SHUANGHUI INVESTMENT & DEVELOPMENT CO., LTD. Ticker: 000895 Security ID: Y3121R101 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Annual Report and Summary For For Management 3 Approve Report of the Board of For For Management Supervisors 4 Approve Profit Distribution For For Management 5 Approve Appointment of Financial For For Management Auditor 6 Approve Appointment of Internal For For Management Control Auditor 7 Approve Equity Acquisition For For Management 8 Approve Company's Eligibility for For For Shareholder Private Placement of Shares 9.1 Approve Share Type and Par Value For For Shareholder 9.2 Approve Issue Manner and Issue Time For For Shareholder 9.3 Approve Target Subscribers and For For Shareholder Subscription Method 9.4 Approve Pricing Reference Date, Issue For For Shareholder Price and Pricing Basis 9.5 Approve Issue Size For For Shareholder 9.6 Approve Lock-up Period Arrangements For For Shareholder 9.7 Approve Listing Exchange For For Shareholder 9.8 Approve Use of Proceeds For For Shareholder 9.9 Approve Distribution Arrangement of For For Shareholder Undistributed Earnings 9.10 Approve Resolution Validity Period For For Shareholder 10 Approve Private Placement of Shares For For Shareholder 11 Approve Feasibility Analysis Report on For For Shareholder the Use of Proceeds 12 Approve Report on the Usage of For For Shareholder Previously Raised Funds 13 Approve Authorization of Board to For For Shareholder Handle All Related Matters 14 Approve Impact of Dilution of Current For For Shareholder Returns on Major Financial Indicators and the Relevant Measures to be Taken 15 Approve Shareholder Return Plan For For Shareholder 16 Approve Self-inspection Report on For For Shareholder Company's Real Estate Business -------------------------------------------------------------------------------- HENDERSON LAND DEVELOPMENT COMPANY LIMITED Ticker: 12 Security ID: Y31476107 Meeting Date: JUN 08, 2020 Meeting Type: Annual Record Date: JUN 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3.1 Elect Lee Ka Kit as Director For For Management 3.2 Elect Lee Ka Shing as Director For For Management 3.3 Elect Suen Kwok Lam as Director For For Management 3.4 Elect Fung Lee Woon King as Director For For Management 3.5 Elect Lee Pui Ling, Angelina as For For Management Director 4 Approve KPMG as Auditor and Authorize For Against Management Board to Fix Their Remuneration 5A Authorize Repurchase of Issued Share For For Management Capital 5B Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 5C Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- HENGAN INTERNATIONAL GROUP COMPANY LIMITED Ticker: 1044 Security ID: G4402L151 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Elect Hui Lin Chit as Director For For Management 4 Elect Hung Ching Shan as Director For For Management 5 Elect Xu Shui Shen as Director For For Management 6 Elect Xu Chun Man as Director For For Management 7 Elect Chan Henry as Director For Against Management 8 Authorize Board to Fix Remuneration of For For Management Directors 9 Approve PricewaterhouseCoopers as For Against Management Auditors and Authorize Board to Fix Their Remuneration 10 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 11 Authorize Repurchase of Issued Share For For Management Capital 12 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- HENNES & MAURITZ AB Ticker: HM.B Security ID: W41422101 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: APR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Chairman of Meeting For For Management 3 Prepare and Approve List of For For Management Shareholders 4 Approve Agenda of Meeting For For Management 5 Designate Inspector(s) of Minutes of For For Management Meeting 6 Acknowledge Proper Convening of Meeting For For Management 7 Receive Financial Statements and None None Management Statutory Reports 8.a Accept Financial Statements and For For Management Statutory Reports 8.b Approve Allocation of Income and For For Management Omission of Dividends 8.c Approve Discharge of Board and For For Management President 9 Determine Number of Members (8) and For For Management Deputy Members (0) of Board; Determine Number of Auditors (1) and Deputy Auditors (0) 10 Approve Remuneration of Directors in For For Management the Amount of SEK 1.7 Million for Chairman, and SEK 650,000 for Other Directors; Approve Remuneration for Committee Work; Approve Remuneration of Auditors 11.a Reelect Stina Bergfors as Director For For Management 11.b Reelect Anders Dahlvig as Director For For Management 11.c Reelect Danica Kragic Jensfelt as For For Management Director 11.d Reelect Lena Patriksson Keller as For For Management Director 11.e Reelect Christian Sievert as Director For Against Management 11.f Reelect Erica Wiking Hager as Director For For Management 11.g Reelect Niklas Zennstrom as Director For For Management 11.h Elect Karl-Johan Persson (Chairman) as For Against Management New Director 12 Ratify Ernst & Young as Auditors For Against Management 13 Approve Procedures for Nominating For For Management Committee 14.a Approve Remuneration Policy And Other For Against Management Terms of Employment For Executive Management 14.b Disclose Sustainability Targets to be None Against Shareholder Achieved in order for Senior Executives to be Paid Variable Remuneration; Report on the Performance of Senior Executives About Sustainability Targets 15 Amend Articles of Association Re: For For Management Company Name; Participation of General Meeting; Agenda of Annual Meeting; Share Registrar 16 Eliminate Differentiated Voting Rights None Against Shareholder 17 Examination of Various Aspects of the None Against Shareholder Company's Collection of Data about the Personnel 18 Close Meeting None None Management -------------------------------------------------------------------------------- HKT TRUST & HKT LIMITED Ticker: 6823 Security ID: Y3R29Z107 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: MAY 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Distribution by HKT For For Management Trust and Final Dividend by the Company 3a Elect Li Tzar Kai, Richard as Director For For Management 3b Elect Chung Cho Yee, Mico as Director For Against Management 3c Elect Srinivas Bangalore Gangaiah as For Against Management Director 3d Elect Aman Mehta as Director For Against Management 3e Authorize Board and Trustee-Manager to For For Management Fix Remuneration of Directors 4 Approve PricewaterhouseCoopers as For Against Management Auditor of the HKT Trust, the Company and the Trustee-Manager and Authorize Board and Trustee-Manager to Fix Their Remuneration 5 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- HOCHTIEF AG Ticker: HOT Security ID: D33134103 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: APR 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 5.80 per Share 3 Approve Discharge of Management Board For For Management for Fiscal 2019 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2019 5 Ratify KPMG AG as Auditors for Fiscal For For Management 2020 6 Amend Articles Re: Participation For For Management Requirements and Proof of Entitlement 7 Authorize Share Repurchase Program and For For Management Reissuance or Cancellation of Repurchased Shares 8 Authorize Use of Financial Derivatives For For Management when Repurchasing Shares -------------------------------------------------------------------------------- HUAYU AUTOMOTIVE SYSTEMS CO., LTD. Ticker: 600741 Security ID: Y3750U102 Meeting Date: SEP 25, 2019 Meeting Type: Special Record Date: SEP 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Wang Xiaoqiu as Non-Independent For For Management Director 2 Elect Zhuang Jingxiong as Supervisor For For Management -------------------------------------------------------------------------------- HUAYU AUTOMOTIVE SYSTEMS CO., LTD. Ticker: 600741 Security ID: Y3750U102 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: JUN 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report of the Independent For For Management Directors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Annual Report and Summary For For Management 7 Approve Daily Related Party For Against Management Transactions 8 Approve Credit Line Bank Application For For Management and Guarantee Provision 9 Approve Provision of Guarantee For For Management 10 Approve Appointment of Financial For For Management Auditor 11 Approve Appointment of Internal For For Management Control Auditor -------------------------------------------------------------------------------- HYPERA SA Ticker: HYPE3 Security ID: P5230A101 Meeting Date: APR 22, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2019 2 Approve Capital Budget For For Management 3 Approve Allocation of Income and For For Management Dividends 4 Approve Remuneration of Company's For For Management Management and Fiscal Council 5 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? -------------------------------------------------------------------------------- HYPERA SA Ticker: HYPE3 Security ID: P5230A101 Meeting Date: APR 22, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Share Matching Plan For Against Management -------------------------------------------------------------------------------- HYPERA SA Ticker: HYPE3 Security ID: P5230A101 Meeting Date: MAY 15, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Agreement to Acquire All For For Management Shares of the Company to Be Incorporated in Brazil and Held by Takeda Pharmaceutical International AG (Takeda) and Affiliates 2 Ratify Planconsult Planejamento e For For Management Consultoria Ltda. as the Independent Firm to Appraise Proposed Transaction 3 Approve Independent Firm's Appraisal For For Management -------------------------------------------------------------------------------- IBERDROLA SA Ticker: IBE Security ID: E6165F166 Meeting Date: APR 02, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Consolidated and Standalone For For Management Financial Statements 2 Approve Consolidated and Standalone For For Management Management Reports 3 Approve Non-Financial Information For For Management Statement 4 Approve Discharge of Board For For Management 5 Renew Appointment of KPMG Auditores as For For Management Auditor 6 Amend Articles Re: Corporate Interest For For Management and Social Dividend 7 Amend Article 8 Re: Compliance System For For Management and Compliance Unit 8 Amend Article 10 to Reflect Changes in For For Management Capital 9 Amend Article 9 of General Meeting For For Management Regulations Re: Shareholders' Power to Approve the Non-Financial Information Statement 10 Amend Articles of General Meeting For For Management Regulations Re: Right to Information and Remote Participation 11 Amend Articles of General Meeting For For Management Regulations Re: Technical Improvements 12 Approve Allocation of Income and For For Management Dividends 13 Approve Scrip Dividends For For Management 14 Approve Scrip Dividends For For Management 15 Advisory Vote on Remuneration Report For For Management 16 Approve Restricted Stock Plan For For Management 17 Elect Nicola Mary Brewer as Director For For Management 18 Elect Regina Helena Jorge Nunes as For For Management Director 19 Reelect Inigo Victor de Oriol Ibarra For For Management as Director 20 Reelect Samantha Barber as Director For For Management 21 Fix Number of Directors at 14 For For Management 22 Authorize Increase in Capital up to 50 For For Management Percent via Issuance of Equity or Equity-Linked Securities, Excluding Preemptive Rights of up to 10 Percent 23 Authorize Issuance of Convertible For For Management Bonds, Debentures, Warrants, and Other Debt Securities up to EUR 5 Billion with Exclusion of Preemptive Rights up to 10 Percent of Capital 24 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- IGM FINANCIAL INC. Ticker: IGM Security ID: 449586106 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: MAR 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Marc A. Bibeau For For Management 1.2 Elect Director Jeffrey R. Carney For For Management 1.3 Elect Director Marcel R. Coutu For For Management 1.4 Elect Director Andre Desmarais For For Management 1.5 Elect Director Paul Desmarais, Jr. For Withhold Management 1.6 Elect Director Gary Doer For For Management 1.7 Elect Director Susan Doniz For For Management 1.8 Elect Director Claude Genereux For For Management 1.9 Elect Director Sharon Hodgson For For Management 1.10 Elect Director Sharon MacLeod For For Management 1.11 Elect Director Susan J. McArthur For For Management 1.12 Elect Director John McCallum For For Management 1.13 Elect Director R. Jeffrey Orr For For Management 1.14 Elect Director Gregory D. Tretiak For For Management 1.15 Elect Director Beth Wilson For For Management 2 Ratify Deloitte LLP as Auditors For For Management 3 Amend By-Law No. 1 For For Management -------------------------------------------------------------------------------- IMPERIAL BRANDS PLC Ticker: IMB Security ID: G4720C107 Meeting Date: FEB 05, 2020 Meeting Type: Annual Record Date: FEB 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Final Dividend For For Management 4 Re-elect Susan Clark as Director For For Management 5 Re-elect Alison Cooper as Director For For Management 6 Re-elect Therese Esperdy as Director For For Management 7 Re-elect Simon Langelier as Director For For Management 8 Re-elect Matthew Phillips as Director For For Management 9 Re-elect Steven Stanbrook as Director For For Management 10 Elect Jonathan Stanton as Director For For Management 11 Re-elect Oliver Tant as Director For For Management 12 Re-elect Karen Witts as Director For For Management 13 Appoint Ernst & Young LLP as Auditors For For Management 14 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 15 Authorise EU Political Donations and For For Management Expenditure 16 Authorise Issue of Equity For For Management 17 Authorise Issue of Equity without For For Management Pre-emptive Rights 18 Authorise Market Purchase of Ordinary For For Management Shares 19 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- INDIAN OIL CORPORATION LIMITED Ticker: 530965 Security ID: Y3925Y112 Meeting Date: AUG 28, 2019 Meeting Type: Annual Record Date: AUG 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Declare Final Dividend and Confirm For For Management Interim DIvidend 3 Reelect S. S. V. Ramakumar as Director For Against Management 4 Reelect Ranjan Kumar Mohapatra as For Against Management Director 5 Reelect Parindu K. Bhagat as Director For For Management 6 Approve Remuneration of Cost Auditors For For Management 7 Approve Corporate Guarantees to Banks For For Management on behalf of IndianOil-Adani Gas Pvt. Ltd., a Joint Venture Company -------------------------------------------------------------------------------- INDUSTRIAL & COMMERCIAL BANK OF CHINA LIMITED Ticker: 1398 Security ID: Y3990B112 Meeting Date: NOV 22, 2019 Meeting Type: Special Record Date: OCT 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Gu Shu as Director For For Management 2 Approve Payment Plan of Remuneration For For Management to Directors for 2018 3 Approve Payment Plan of Remuneration For For Management to Supervisors for 2018 4 Approve Application for Provisional For For Management Authorization Limit on External Donations 5 Elect Cao Liqun as Director For For Shareholder 6 Elect Feng Weidong as Director For For Shareholder -------------------------------------------------------------------------------- INDUSTRIAL & COMMERCIAL BANK OF CHINA LIMITED Ticker: 1398 Security ID: Y3990B112 Meeting Date: JAN 08, 2020 Meeting Type: Special Record Date: DEC 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Yang Guozhong as Supervisor For For Shareholder -------------------------------------------------------------------------------- INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED Ticker: 1398 Security ID: Y3990B112 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: JUN 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Work Report of the Board For For Management of Directors 2 Approve 2019 Work Report of the Board For For Management of Supervisors 3 Approve 2019 Audited Accounts For For Management 4 Approve 2019 Profit Distribution Plan For For Management 5 Approve 2020 Fixed Asset Investment For For Management Budget 6 Approve KPMG Huazhen LLP and KPMG as For For Management Domestic External Auditors and KPMG as Domestic External Auditors 7 Elect Shen Si as Director For For Management 8 Approve Issuance of Undated Additional For For Management Tier 1 Capital Bonds and Eligible Tier 2 Capital Instruments 9 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 10 Approve Issuance of Eligible Tier 2 For For Shareholder Capital Instruments 11 Approve Application for Authorization For For Shareholder Limit for Special Donations for COVID-19 Pandemic Prevention and Control 12 Elect Liao Lin as Director For For Shareholder -------------------------------------------------------------------------------- INSURANCE AUSTRALIA GROUP LTD. Ticker: IAG Security ID: Q49361100 Meeting Date: OCT 25, 2019 Meeting Type: Annual Record Date: OCT 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve the Remuneration Report For For Management 2 Approve Grant of Deferred Award Rights For For Management and Executive Performance Rights to Peter Harmer 3 Elect George Savvides as Director For For Management 4 Elect Helen Marion Nugent as Director For For Management 5 Elect Thomas William Pockett as For For Management Director 6 Ratify Past Issuance of Subordinated For For Management Medium Term Notes to Institutional Investors 7a Approve the Amendments to the Against Against Shareholder Company's Constitution 7b Approve Fossil Fuel Investment Against Against Shareholder Exposure Reduction Targets -------------------------------------------------------------------------------- INTER PIPELINE LTD. Ticker: IPL Security ID: 45833V109 Meeting Date: MAY 07, 2020 Meeting Type: Annual/Special Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard Shaw For For Management 1.2 Elect Director Christian Bayle For For Management 1.3 Elect Director Peter Cella For For Management 1.4 Elect Director Julie Dill For For Management 1.5 Elect Director Duane Keinick For For Management 1.6 Elect Director Arthur Korpach For For Management 1.7 Elect Director Alison Taylor Love For For Management 1.8 Elect Director Margaret McKenzie For For Management 1.9 Elect Director Brant Sangster For For Management 1.10 Elect Director Shelley Brown For For Management 1.11 Elect Director Wayne Smith For For Management 2 Approve Ernst & Young LLP as Auditors For For Management and Authorize Board to Fix Their Remuneration 3 Advisory Vote on Executive For For Management Compensation Approach 4 Approve Shareholder Rights Plan For Against Management 5 Approve Reduction in Stated Capital For For Management -------------------------------------------------------------------------------- INTER RAO UES PJSC Ticker: IRAO Security ID: X39961101 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report For For Management 2 Approve Financial Statements For For Management 3 Approve Allocation of Income and For For Management Dividends 4 Approve New Edition of Charter For For Management 5 Approve Remuneration of Directors For For Management 6 Approve Remuneration of Members of For For Management Audit Commission 7.1 Elect Boris Aiuev as Director None Against Management 7.2 Elect Andrei Bugrov as Director None For Management 7.3 Elect Anatolii Gavrilenko as Director None Against Management 7.4 Elect Boris Kovalchuk as Director None Against Management 7.5 Elect Evgenii Logovinskii as Director None Against Management 7.6 Elect Aleksandr Lokshin as Director None Against Management 7.7 Elect Andrei Murov as Director None Against Management 7.8 Elect Aleksei Nuzhdov as Director None Against Management 7.9 Elect Ronald (Ron) J. Pollett as None Against Management Director 7.10 Elect Elena Sapozhnikova as Director None For Management 7.11 Elect Igor Sechin as Director None Against Management 7.12 Elect Denis Fedorov as Director None Against Management 7.13 Elect Dmitrii Shugaev as Director None Against Management 8.1 Elect Gennadii Bukaev as Member of For For Management Audit Commission 8.2 Elect Tatiana Zaltsman as Member of For For Management Audit Commission 8.3 Elect Svetlana Kovaleva as Member of For For Management Audit Commission 8.4 Elect Igor Feoktistov as Member of For For Management Audit Commission 8.5 Elect Ekaterina Snigireva as Member of For For Management Audit Commission 9 Ratify Auditor For For Management -------------------------------------------------------------------------------- INVESTEC LTD. Ticker: INL Security ID: S39081138 Meeting Date: AUG 08, 2019 Meeting Type: Annual Record Date: AUG 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Re-elect Zarina Bassa as Director For For Management 2 Re-elect Peregrine Crosthwaite as For For Management Director 3 Re-elect Hendrik du Toit as Director For For Management 4 Re-elect David Friedland as Director For For Management 5 Re-elect Philip Hourquebie as Director For For Management 6 Re-elect Charles Jacobs as Director For For Management 7 Re-elect Ian Kantor as Director For For Management 8 Re-elect Lord Malloch-Brown as Director For For Management 9 Re-elect Khumo Shuenyane as Director For For Management 10 Re-elect Fani Titi as Director For For Management 11 Elect Kim McFarland as Director For For Management 12 Elect Nishlan Samujh as Director For For Management 13 Approve Remuneration Report including For For Management Implementation Report 14 Approve Remuneration Policy For For Management 15 Authorise Board to Ratify and Execute For For Management Approved Resolutions 16 Present the Financial Statements and None None Management Statutory Reports for the Year Ended 31 March 2019 17 Sanction the Interim Dividend on the For For Management Ordinary Shares 18 Sanction the Interim Dividend on the For For Management Dividend Access (South African Resident) Redeemable Preference Share 19 Approve Final Dividend on the Ordinary For For Management Shares and the Dividend Access (South African Resident) Redeemable Preference Share 20 Reappoint Ernst & Young Inc as Joint For For Management Auditors of the Company 21 Reappoint KPMG Inc as Joint Auditors For For Management of the Company 22 Place Unissued Variable Rate, For For Management Cumulative, Redeemable Preference Shares and Unissued Non-Redeemable, Non-Cumulative, Non-Participating Preference Shares Under Control of Directors 23 Place Unissued Unissued Special For For Management Convertible Redeemable Preference Shares Under Control of Directors 24 Authorise Repurchase of Issued For For Management Ordinary Shares 25 Authorise Repurchase of Any For For Management Redeemable, Non-Participating Preference Shares and Non-Redeemable, Non-Cumulative, Non-Participating Preference Shares 26 Approve Financial Assistance to For For Management Subsidiaries and Directors 27 Approve Non-executive Directors' For For Management Remuneration 28 Accept Financial Statements and For For Management Statutory Reports 29 Sanction the Interim Dividend on the For For Management Ordinary Shares 30 Approve Final Dividend For For Management 31 Reappoint Ernst & Young LLP as Auditors For For Management 32 Authorise Board to Fix Remuneration of For For Management Auditors 33 Authorise Issue of Equity For For Management 34 Authorise Market Purchase of Ordinary For For Management Shares 35 Authorise Market Purchase of For For Management Preference Shares 36 Authorise EU Political Donations and For For Management Expenditure -------------------------------------------------------------------------------- INVESTEC LTD. Ticker: INL Security ID: S39081138 Meeting Date: FEB 10, 2020 Meeting Type: Special Record Date: JAN 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Matters Relating to the For For Management Demerger of Ninety One from Investec Group 2 Approve Matters Relating to the Share For For Management Premium Account and Capital Reduction -------------------------------------------------------------------------------- INVESTEC PLC Ticker: INVP Security ID: G49188116 Meeting Date: AUG 08, 2019 Meeting Type: Annual Record Date: AUG 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Re-elect Zarina Bassa as Director For For Management 2 Re-elect Peregrine Crosthwaite as For For Management Director 3 Re-elect Hendrik du Toit as Director For For Management 4 Re-elect David Friedland as Director For For Management 5 Re-elect Philip Hourquebie as Director For For Management 6 Re-elect Charles Jacobs as Director For For Management 7 Re-elect Ian Kantor as Director For For Management 8 Re-elect Lord Malloch-Brown as Director For For Management 9 Re-elect Khumo Shuenyane as Director For For Management 10 Re-elect Fani Titi as Director For For Management 11 Elect Kim McFarland as Director For For Management 12 Elect Nishlan Samujh as Director For For Management 13 Approve Remuneration Report including For For Management Implementation Report 14 Approve Remuneration Policy For For Management 15 Authorise Board to Ratify and Execute For For Management Approved Resolutions 16 Present the Financial Statements and None None Management Statutory Reports for the Year Ended 31 March 2019 17 Sanction the Interim Dividend on the For For Management Ordinary Shares 18 Sanction the Interim Dividend on the For For Management Dividend Access (South African Resident) Redeemable Preference Share 19 Approve Final Dividend on the Ordinary For For Management Shares and the Dividend Access (South African Resident) Redeemable Preference Share 20 Reappoint Ernst & Young Inc as Joint For For Management Auditors of the Company 21 Reappoint KPMG Inc as Joint Auditors For For Management of the Company 22 Place Unissued Variable Rate, For For Management Cumulative, Redeemable Preference Shares and Unissued Non-Redeemable, Non-Cumulative, Non-Participating Preference Shares Under Control of Directors 23 Place Unissued Unissued Special For For Management Convertible Redeemable Preference Shares Under Control of Directors 24 Authorise Repurchase of Issued For For Management Ordinary Shares 25 Authorise Repurchase of Any For For Management Redeemable, Non-Participating Preference Shares and Non-Redeemable, Non-Cumulative, Non-Participating Preference Shares 26 Approve Financial Assistance to For For Management Subsidiaries and Directors 27 Approve Non-executive Directors' For For Management Remuneration 28 Accept Financial Statements and For For Management Statutory Reports 29 Sanction the Interim Dividend on the For For Management Ordinary Shares 30 Approve Final Dividend For For Management 31 Reappoint Ernst & Young LLP as Auditors For For Management 32 Authorise Board to Fix Remuneration of For For Management Auditors 33 Authorise Issue of Equity For For Management 34 Authorise Market Purchase of Ordinary For For Management Shares 35 Authorise Market Purchase of For For Management Preference Shares 36 Authorise EU Political Donations and For For Management Expenditure -------------------------------------------------------------------------------- ITAUSA-INVESTIMENTOS ITAU SA Ticker: ITSA4 Security ID: P5887P427 Meeting Date: JUN 17, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 As a Preferred Shareholder, Would You None For Management like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 2 Elect Director Appointed by Preferred None Abstain Shareholder Shareholder 3 In Case Neither Class of Shares None For Management Reaches the Minimum Quorum Required by the Brazilian Corporate Law to Elect a Board Representative in Separate Elections, Would You Like to Use Your Votes to Elect the Candidate with More Votes to Represent Both Classes? 4 Elect Isaac Berensztejn as Fiscal None For Shareholder Council Member and Vicente Jose Rauber as Alternate Appointed by Preferred Shareholder -------------------------------------------------------------------------------- ITV PLC Ticker: ITV Security ID: G4984A110 Meeting Date: APR 24, 2020 Meeting Type: Annual Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Remuneration Policy For For Management 4 Re-elect Salman Amin as Director For For Management 5 Re-elect Peter Bazalgette as Director For For Management 6 Re-elect Edward Bonham Carter as For For Management Director 7 Re-elect Margaret Ewing as Director For For Management 8 Re-elect Roger Faxon as Director For For Management 9 Re-elect Mary Harris as Director For For Management 10 Re-elect Chris Kennedy as Director For For Management 11 Re-elect Anna Manz as Director For For Management 12 Re-elect Carolyn McCall as Director For For Management 13 Re-elect Duncan Painter as Director For For Management 14 Reappoint KPMG LLP as Auditors For For Management 15 Authorise Board to Fix Remuneration of For For Management Auditors 16 Authorise EU Political Donations and For For Management Expenditure 17 Authorise Issue of Equity For For Management 18 Authorise Issue of Equity without For For Management Pre-emptive Rights 19 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 20 Authorise Market Purchase of Ordinary For For Management Shares 21 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- JAPAN TOBACCO INC. Ticker: 2914 Security ID: J27869106 Meeting Date: MAR 19, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 77 2 Amend Articles to Amend Provisions on For For Management Director Titles 3.1 Elect Director Tango, Yasutake For Abstain Management 3.2 Elect Director Iwai, Mutsuo For Abstain Management 3.3 Elect Director Terabatake, Masamichi For Abstain Management 3.4 Elect Director Minami, Naohiro For Abstain Management 3.5 Elect Director Hirowatari, Kiyohide For Abstain Management 3.6 Elect Director Yamashita, Kazuhito For Abstain Management 3.7 Elect Director Koda, Main For For Management 3.8 Elect Director Watanabe, Koichiro For Abstain Management 3.9 Elect Director Nagashima, Yukiko For For Management 4 Approve Restricted Stock Plan and For For Management Performance Share Plan -------------------------------------------------------------------------------- JARIR MARKETING CO. Ticker: 4190 Security ID: M6185P112 Meeting Date: APR 13, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations for FY 2019 2 Approve Auditors' Report on Company For For Management Financial Statements for FY 2019 3 Accept Financial Statements and For For Management Statutory Reports for FY 2019 4 Ratify Auditors and Fix Their For For Management Remuneration for FY 2020 and FY 2021 5 Ratify Distributed Dividends of SAR 8 For For Management per Share for FY 2019 6 Approve Remuneration of Directors of For For Management SAR 2,650,000 for FY 2019 7 Approve Discharge of Directors for FY For For Management 2019 8 Approve Related Party Transactions Re: For For Management Kite Arabia Company 9 Approve Related Party Transactions Re: For For Management Kite Arabia Company 10 Approve Related Party Transactions Re: For For Management Jarir Commercial Investment Company 11 Approve Related Party Transactions Re: For For Management Jarir Commercial Investment Company 12 Approve Related Party Transactions Re: For For Management Amwaj Al Zahran Limited Company 13 Approve Related Party Transactions Re: For For Management Future Markets Trading 14 Approve Related Party Transactions Re: For For Management Jarir Real Estate Company 15 Approve Related Party Transactions Re: For For Management Jarir Real Estate Company 16 Approve Related Party Transactions Re: For For Management Ruben Al Arabia 17 Approve Related Party Transactions Re: For For Management Reaov Tabuk Ltd 18 Approve Related Party Transactions Re: For For Management Sehat Al Sharq Medical Limited Company 19 Approve Related Party Transactions Re: For For Management Ruben Al Arabia 20 Approve Interim Dividends Semi For For Management Annually or Quarterly for FY 2020 -------------------------------------------------------------------------------- JIANGSU EXPRESSWAY COMPANY LIMITED Ticker: 177 Security ID: Y4443L103 Meeting Date: SEP 26, 2019 Meeting Type: Special Record Date: AUG 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Subscription of Equity in For Against Management Interests in Jiangsu Communication Holding Group Finance Co., Ltd. -------------------------------------------------------------------------------- JIANGSU EXPRESSWAY COMPANY LIMITED Ticker: 177 Security ID: Y4443L103 Meeting Date: FEB 25, 2020 Meeting Type: Special Record Date: JAN 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.01 Approve Issue Size For For Management 1.02 Approve Par Value and Issue Price For For Management 1.03 Approve Issue Method For For Management 1.04 Approve Maturity and Type of Bonds For For Management 1.05 Approve Coupon Rate of Bonds For For Management 1.06 Approve Repayment of Principal and For For Management Interest of the Bonds 1.07 Approve Arrangements on Placement to For For Management Shareholders of the Company 1.08 Approve Redemption or Repurchase Terms For For Management 1.09 Approve Guarantee Terms For For Management 1.10 Approve Use of Proceeds For For Management 1.11 Approve Way of Underwriting For For Management 1.12 Approve Trading and Exchange Markets For For Management 1.13 Approve Protection Measures for For For Management Repayment 1.14 Approve Validity Period of the For For Management Resolutions 1.15 Approve Authorization in Relation to For For Management the Issue of Corporate Bonds -------------------------------------------------------------------------------- JIANGSU EXPRESSWAY COMPANY LIMITED Ticker: 177 Security ID: Y4443L103 Meeting Date: APR 23, 2020 Meeting Type: Special Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Loan Agreement Between the For Against Management Company and Wufengshan Toll Bridge Company, Use of Proceeds Raised from Corporate Bonds and Authorize Sun Xibin to Deal with Related Matters Including Contract Signing and Approval of Fund Allocation 2 Approve Loan Agreement Between the For Against Management Company and Changyi Company and Yichang Company, Use of Proceeds Raised from Corporate Bonds and Authorize Sun Xibin to Deal with Related Matters Including Contract Signing and Approval of Fund Allocation 3 Approve Merger by Absorption of For For Management Wholly-Owned Subsidiary 4 Elect Cheng Xiaoguang as Director and For For Management Approve the Signing of a Service Contract between the Company and Cheng Xiaoguang -------------------------------------------------------------------------------- JIANGSU EXPRESSWAY COMPANY LIMITED Ticker: 177 Security ID: Y4443L103 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Work Report of the Board For For Management of Directors 2 Approve 2019 Work Report of the For For Management Supervisory Committee 3 Approve 2019 Financial Statements and For For Management Audit Report 4 Approve 2019 Final Accounting Report For For Management 5 Approve 2020 Financial Budget Report For Against Management 6 Approve 2019 Final Profit Distribution For For Management Plan and Final Dividend 7 Approve Deloitte Touche Tohmatsu For For Management Certified Public Accountants LLP as Auditors and Internal Auditor and Authorize Board to Fix Their Remuneration 8 Approve Registration and Issuance of For For Management UST Notes and Related Transactions 9 Approve Registration and Issuance of For For Management MT Notes and Related Transactions 10 Approve Use of Proceeds Raised from For Against Management the MT Notes to be Issued by the Company to Provide Loan to Jiangsu Wufengshan Toll Bridge Company Limited and Related Transactions 11 Approve Use of Proceeds Raised from For Against Management the MT Notes to be issued by the Company to Provide Loan to Jiangsu Yichang Company and Related Transactions 12 Approve Use of Proceeds Raised from MT For Against Management Notes and UST Notes to be Issued by the Company to Provide Loans to Jiangsu Guangjing Xicheng Expressway Limited and Related Transactions 13 Amend Articles of Association For For Management 14 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 15 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 16 Amend Rules and Procedures Regarding For For Management Meetings of Supervisory Committee -------------------------------------------------------------------------------- KERRY PROPERTIES LIMITED Ticker: 683 Security ID: G52440107 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Wong Siu Kong as Director For For Management 3b Elect Kuok Khoon Hua as Director For For Management 4 Approve Directors' Fees For For Management 5 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 6A Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6B Authorize Repurchase of Issued Share For For Management Capital 6C Authorize Reissuance of Repurchased For Against Management Shares 6D Adopt New Share Option Scheme and For Against Management Terminate Existing Share Option Scheme -------------------------------------------------------------------------------- KEYERA CORP. Ticker: KEY Security ID: 493271100 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Ratify Deloitte LLP as Auditors For For Management 2.1 Elect Director James Bertram For For Management 2.2 Elect Director Blair Goertzen For For Management 2.3 Elect Director Douglas Haughey For For Management 2.4 Elect Director Gianna Manes For For Management 2.5 Elect Director Donald Nelson For For Management 2.6 Elect Director Michael Norris For For Management 2.7 Elect Director Thomas O'Connor For For Management 2.8 Elect Director Charlene Ripley For For Management 2.9 Elect Director David Smith For For Management 2.10 Elect Director Janet Woodruff For For Management 3 Approve Shareholder Rights Plan For Against Management 4 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- KINGBOARD HOLDINGS LIMITED Ticker: 148 Security ID: G52562140 Meeting Date: MAY 25, 2020 Meeting Type: Annual Record Date: MAY 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3A Elect Ho Yin Sang as Director For For Management 3B Elect Cheung Wai Lin, Stephanie as For For Management Director 3C Elect Cheung Ming Man as Director For For Management 3D Elect Chan Wing Kee as Director For For Management 4 Authorize Board to Fix Remuneration of For For Management Directors 5 Approve Deloitte Touche Tohmatsu as For For Management Auditors and Authorize Board to Fix Their Remuneration 6A Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6B Authorize Repurchase of Issued Share For For Management Capital 6C Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- KINGBOARD LAMINATES HOLDINGS LIMITED Ticker: 1888 Security ID: G5257K107 Meeting Date: DEC 12, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve the New Supply and Service For For Management Framework Agreement, Proposed Annual Caps and Related Transactions -------------------------------------------------------------------------------- KINGBOARD LAMINATES HOLDINGS LIMITED Ticker: 1888 Security ID: G5257K107 Meeting Date: MAY 25, 2020 Meeting Type: Annual Record Date: MAY 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3A Elect Cheung Kwok Wa as Director For For Management 3B Elect Cheung Ka Ho as Director For For Management 3C Elect Leung Tai Chiu as Director For For Management 3D Elect Ip Shu Kwan, Stephen as Director For For Management 4 Authorize Board to Fix Remuneration of For For Management Directors 5 Approve Deloitte Touche Tohmatsu as For For Management Auditors and Authorize Board to Fix Their Remuneration 6A Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6B Authorize Repurchase of Issued Share For For Management Capital 6C Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- KINGFISHER PLC Ticker: KGF Security ID: G5256E441 Meeting Date: JUL 09, 2019 Meeting Type: Annual Record Date: JUL 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For Against Management 3 Approve Remuneration Policy For For Management 4 Approve Final Dividend For For Management 5 Elect Claudia Arney as Director For For Management 6 Elect Sophie Gasperment as Director For For Management 7 Re-elect Andrew Cosslett as Director For For Management 8 Re-elect Jeff Carr as Director For For Management 9 Re-elect Pascal Cagni as Director For For Management 10 Re-elect Clare Chapman as Director For For Management 11 Re-elect Rakhi Goss-Custard as Director For For Management 12 Re-elect Veronique Laury as Director For For Management 13 Re-elect Mark Seligman as Director For For Management 14 Reappoint Deloitte LLP as Auditors For For Management 15 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 16 Authorise EU Political Donations and For For Management Expenditure 17 Authorise Issue of Equity For For Management 18 Authorise Issue of Equity without For For Management Pre-emptive Rights 19 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 20 Authorise Market Purchase of Ordinary For For Management Shares 21 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- KOMATSU LTD. Ticker: 6301 Security ID: J35759125 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 39 2.1 Elect Director Ohashi, Tetsuji For Against Management 2.2 Elect Director Ogawa, Hiroyuki For Against Management 2.3 Elect Director Moriyama, Masayuki For Against Management 2.4 Elect Director Mizuhara, Kiyoshi For Against Management 2.5 Elect Director Urano, Kuniko For Against Management 2.6 Elect Director Kigawa, Makoto For Against Management 2.7 Elect Director Kunibe, Takeshi For Against Management 2.8 Elect Director Arthur M. Mitchell For For Management 3 Appoint Statutory Auditor Sasaki, For For Management Terumi -------------------------------------------------------------------------------- KOMERCNI BANKA, A.S. Ticker: KOMB Security ID: X45471111 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: MAY 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Management Board Report on For For Management Company's Operations and State of Its Assets 2 Approve Financial Statements For For Management 3 Approve Allocation of Income and For For Management Omission of Dividends 4 Approve Consolidated Financial For For Management Statements 5 Elect Maylis Coupet as Supervisory For Against Management Board Member 6 Approve Remuneration Policy For Against Management 7 Ratify Deloitte Audit s.r.o as Auditor For For Management -------------------------------------------------------------------------------- KONICA MINOLTA, INC. Ticker: 4902 Security ID: J36060119 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Matsuzaki, Masatoshi For For Management 1.2 Elect Director Yamana, Shoei For For Management 1.3 Elect Director Hatchoji, Takashi For For Management 1.4 Elect Director Fujiwara, Taketsugu For For Management 1.5 Elect Director Hodo, Chikatomo For For Management 1.6 Elect Director Sakie Tachibana For For Management Fukushima 1.7 Elect Director Sakuma, Soichiro For For Management 1.8 Elect Director Ito, Toyotsugu For For Management 1.9 Elect Director Suzuki, Hiroyuki For For Management 1.10 Elect Director Taiko, Toshimitsu For For Management 1.11 Elect Director Hatano, Seiji For For Management 1.12 Elect Director Uchida, Masafumi For For Management -------------------------------------------------------------------------------- KT&G CORP. Ticker: 033780 Security ID: Y49904108 Meeting Date: MAR 31, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Ko Yoon-seong as Outside Director For For Management 2.2 Elect Kim Myeong-cheol as Outside For For Management Director 2.3 Elect Hong Hyeon-jong as Outside For For Management Director 3.1 Elect Ko Yoon-seong as a Member of For For Management Audit Committee 3.2 Elect Kim Myeong-cheol as a Member of For For Management Audit Committee 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- KUEHNE + NAGEL INTERNATIONAL AG Ticker: KNIN Security ID: H4673L145 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income and For For Management Omission of Dividends 3 Approve Discharge of Board and Senior For For Management Management 4.1.1 Reelect Renato Fassbind as Director For For Management 4.1.2 Reelect Karl Gernandt as Director For Against Management 4.1.3 Reelect David Kamenetzky as Director For For Management 4.1.4 Reelect Klaus-Michael Kuehne as For Against Management Director 4.1.5 Reelect Hauke Stars as Director For For Management 4.1.6 Reelect Martin Wittig as Director For For Management 4.1.7 Reelect Joerg Wolle as Director For Against Management 4.2 Elect Dominik Buergy as Director For For Management 4.3 Reelect Joerg Wolle as Board Chairman For Against Management 4.4.1 Appoint Karl Gernandt as Member of the For Against Management Compensation Committee 4.4.2 Appoint Klaus-Michael Kuehne as Member For Against Management of the Compensation Committee 4.4.3 Appoint Hauke Stars as Member of the For For Management Compensation Committee 4.5 Designate Investarit AG as Independent For For Management Proxy 4.6 Ratify Ernst & Young AG as Auditors For For Management 5 Approve Creation of CHF 20 Million For Against Management Pool of Capital without Preemptive Rights 6 Approve Remuneration Report For Against Management 7.1 Approve Remuneration of Directors in For Against Management the Amount of CHF 5 Million 7.2 Approve Remuneration of Executive For Against Management Committee in the Amount of CHF 20 Million 8 Transact Other Business (Voting) For Against Management -------------------------------------------------------------------------------- LEE & MAN PAPER MANUFACTURING LIMITED Ticker: 2314 Security ID: G5427W130 Meeting Date: APR 24, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Elect Li King Wai Ross as Director For For Management 4 Elect Chau Shing Yim David as Director For Against Management 5 Authorize Board to Confirm the Terms For For Management of Appointment, Including the Remuneration, of Poon Chung Kwong 6 Authorize Board to Confirm the Terms For For Management of Appointment, Including the Remuneration, of Wong Kai Tung Tony 7 Authorize Board to Confirm the Terms For For Management of Appointment, Including the Remuneration, of Peter A. Davies 8 Approve Remuneration of Directors for For For Management the Year Ended December 31, 2019 9 Authorize Board to Fix Remuneration of For For Management Directors for the Year Ending December 31, 2020 10 Approve Deloitte Touche Tohmatsu as For For Management Auditors and Authorize Board to Fix Their Remuneration 11 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 12 Authorize Repurchase of Issued Share For For Management Capital 13 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- LEGAL & GENERAL GROUP PLC Ticker: LGEN Security ID: G54404127 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAY 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Elect Michelle Scrimgeour as Director For For Management 4 Re-elect Henrietta Baldock as Director For For Management 5 Re-elect Philip Broadley as Director For For Management 6 Re-elect Jeff Davies as Director For For Management 7 Re-elect Sir John Kingman as Director For For Management 8 Re-elect Lesley Knox as Director For For Management 9 Re-elect George Lewis as Director For For Management 10 Re-elect Kerrigan Procter as Director For For Management 11 Re-elect Toby Strauss as Director For For Management 12 Re-elect Julia Wilson as Director For For Management 13 Re-elect Nigel Wilson as Director For For Management 14 Reappoint KPMG LLP as Auditors For For Management 15 Authorise Board to Fix Remuneration of For For Management Auditors 16 Approve Remuneration Policy For For Management 17 Approve Remuneration Report For For Management 18 Authorise Issue of Equity For For Management 19 Authorise Issue of Equity in For For Management Connection with the Issue of Contingent Convertible Securities 20 Authorise EU Political Donations and For For Management Expenditure 21 Authorise Issue of Equity without For For Management Pre-emptive Rights 22 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 23 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with the Issue of Contingent Convertible Securities 24 Authorise Market Purchase of Ordinary For For Management Shares 25 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- LENDLEASE GROUP Ticker: LLC Security ID: Q55368114 Meeting Date: NOV 20, 2019 Meeting Type: Annual/Special Record Date: NOV 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 2a Elect David Craig as Director For Against Management 2b Elect Nicola Wakefield Evans as For For Management Director 3 Approve Remuneration Report For Against Management 4 Approve Issuance of Performance Rights For Against Management to Stephen McCann -------------------------------------------------------------------------------- LIBERTY HOLDINGS LTD. Ticker: LBH Security ID: S44440121 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for the Year Ended 31 December 2019 2.1 Re-elect Nooraya Khan as Director For For Management 2.2 Re-elect Carol Roskruge Cele as For For Management Director 2.3 Re-elect Yunus Suleman as Director For For Management 2.4 Elect Nick Criticos as Director For For Management 3 Reappoint PwC Inc as Auditors For For Management 4 Place Authorised but Unissued Ordinary For For Management Shares under Control of Directors 5 Place Authorised but Unissued For For Management Preference Shares under Control of Directors 6 Authorise Board to Issue Shares for For For Management Cash 7.1 Re-elect Yunus Suleman as Chairman of For For Management the Group Audit and Actuarial Committee 7.2 Re-elect Nooraya Khan as Member of the For For Management Group Audit and Actuarial Committee 7.3 Elect Simon Ridley as Member of the For For Management Group Audit and Actuarial Committee 7.4 Elect Carol Roskruge Cele as Member of For For Management the Group Audit and Actuarial Committee 7.5 Re-elect Jim Sutcliffe as Member of For For Management the Group Audit and Actuarial Committee 7.6 Elect Howard Walker as Member of the For For Management Group Audit and Actuarial Committee 8 Approve Remuneration Policy For For Management 9 Approve Implementation Report For For Management 10 Approve Restricted Share Plan For For Management 11 Approve Equity Growth Scheme For For Management 1 Authorise Directors to Issue Any For Against Management Ordinary Shares of the Company for the Implementation of Any Share Incentive Scheme 2.1 Approve Fees for the Chairman of the For For Management Board 2.2 Approve Fees for the Lead Independent For For Management Director 2.3 Approve Fees for the Board Member For For Management 2.4 Approve Fees for the International For For Management Board Member, Member of Committees and Subsidiary Board and Chairman of a Sub-committee 2.5 Approve Fees for the International For For Management Board Member, Member of Committees and Subsidiary Board and Chairman of a Committee 2.6 Approve Fees for the Chairman of the For For Management Group Audit and Actuarial Committee 2.7 Approve Fees for the Member of the For For Management Group Audit and Actuarial Committee 2.8 Approve Fees for the Chairman of the For For Management Group Actuarial Committee 2.9 Approve Fees for the Member of the For For Management Group Actuarial Committee 2.10 Approve Fees for the Chairman of the For For Management Group Risk Committee 2.11 Approve Fees for the Member of the For For Management Group Risk Committee 2.12 Approve Fees for the Chairman of the For For Management Group Remuneration Committee 2.13 Approve Fees for the Member of the For For Management Group Remuneration Committee 2.14 Approve Fees for the Chairman of the For For Management Group Social, Ethics and Transformation Committee 2.15 Approve Fees for the Member of the For For Management Group Social, Ethics and Transformation Committee 2.16 Approve Fees for the Member of the For For Management Group Directors' Affairs Committee 2.17 Approve Fees for the Chairman of the For For Management Group IT Committee 2.18 Approve Fees for the Member of the For For Management Group IT Committee 2.19 Approve Fees for the Chairman of the For For Management STANLIB Limited Board 2.20 Approve Fees for the Member of the For For Management STANLIB Limited Board 2.21 Approve Fee Per Ad Hoc Board Meeting For For Management 2.22 Approve Fee Per Ad Hoc Board Committee For For Management Meeting 3.1 Approve Financial Assistance to For For Management Related or Inter-related Company 3.2 Approve Financial Assistance to Any For For Management Employee, Director, Prescribed Officer or Other Person or Any Trust Established for their Benefit in Terms of Any Share Incentive Scheme 4 Authorise Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- LITE-ON TECHNOLOGY CORP. Ticker: 2301 Security ID: Y5313K109 Meeting Date: OCT 25, 2019 Meeting Type: Special Record Date: SEP 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Spin off of Solid State For For Management Storage Business Unit to SOLID STATE STORAGE CORPORATION -------------------------------------------------------------------------------- LITE-ON TECHNOLOGY CORP. Ticker: 2301 Security ID: Y5313K109 Meeting Date: JUN 15, 2020 Meeting Type: Annual Record Date: APR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Profit Distribution For For Management 3 Amend Rules and Procedures for For For Management Election of Directors 4 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting -------------------------------------------------------------------------------- LOGAN PROPERTY HOLDINGS CO., LTD. Ticker: 3380 Security ID: G55555109 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAY 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Elect Kei Hoi Pang as Director For For Management 4 Elect Wu Jian as Director For For Management 5 Elect Kei Perenna Hoi Ting as Director For For Management 6 Elect Cai Suisheng as Director For For Management 7 Authorize Board to Fix the For For Management Remuneration of Directors 8 Approve Ernst & Young as Auditors and For For Management Authorize Board to Fix Their Remuneration 9 Authorize Repurchase of Issued Share For For Management Capital 10 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 11 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- LOGAN PROPERTY HOLDINGS CO., LTD. Ticker: 3380 Security ID: G55555109 Meeting Date: MAY 22, 2020 Meeting Type: Special Record Date: MAY 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of the English name of For For Management the Company from "Logan Property Holdings Company Limited" to "Logan Group Company Limited" and the Chinese Name of the Company -------------------------------------------------------------------------------- MANILA ELECTRIC COMPANY Ticker: MER Security ID: Y5764J148 Meeting Date: MAY 26, 2020 Meeting Type: Annual Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of the Annual Meeting For For Management of Stockholders Held on May 28, 2019 2 Approve 2019 Audited Consolidated For For Management Financial Statements 3 Ratify the Acts of the Board and For For Management Management 4.1 Elect Anabelle L. Chua as Director For Against Management 4.2 Elect Ray C. Espinosa as Director For For Management 4.3 Elect James L. Go as Director For Against Management 4.4 Elect Frederick D. Go as Director For Against Management 4.5 Elect Lance Y. Gokongwei as Director For Against Management 4.6 Elect Elpidio L. Ibanez as Director For Against Management 4.7 Elect Jose Ma. K. Lim as Director For Against Management 4.8 Elect Artemio V. Panganiban as Director For For Management 4.9 Elect Manuel V. Pangilinan as Director For Against Management 4.10 Elect Pedro E. Roxas as Director For For Management 4.11 Elect Victorico P. Vargas as Director For Against Management 5 Appoint External Auditors For For Management -------------------------------------------------------------------------------- MANULIFE FINANCIAL CORP. Ticker: MFC Security ID: 56501R106 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ronalee H. Ambrose For For Management 1.2 Elect Director Guy L.T. Bainbridge For For Management 1.3 Elect Director Joseph P. Caron For For Management 1.4 Elect Director John M. Cassaday For For Management 1.5 Elect Director Susan F. Dabarno For For Management 1.6 Elect Director Julie E. Dickson For For Management 1.7 Elect Director Sheila S. Fraser For For Management 1.8 Elect Director Roy Gori For For Management 1.9 Elect Director Tsun-yan Hsieh For For Management 1.10 Elect Director Donald R. Lindsay For For Management 1.11 Elect Director John R.V. Palmer For For Management 1.12 Elect Director C. James Prieur For For Management 1.13 Elect Director Andrea S. Rosen For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- MAPFRE SA Ticker: MAP Security ID: E7347B107 Meeting Date: MAR 13, 2020 Meeting Type: Annual Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Consolidated and Standalone For For Management Financial Statements 2 Approve Integrated Report for Fiscal For For Management Year 2019 Including Consolidated Non-Financial Information Report 3 Approve Allocation of Income and For For Management Dividends 4 Approve Discharge of Board For For Management 5 Reelect Ignacio Baeza Gomez as Director For For Management 6 Reelect Jose Antonio Colomer Guiu as For For Management Director 7 Reelect Maria Leticia de Freitas Costa For For Management as Director 8 Ratify Appointment of and Elect Rosa For For Management Maria Garcia Garcia as Director 9 Approve Remuneration Policy For Against Management 10 Advisory Vote on Remuneration Report For Against Management 11 Authorize Board to Delegate the Powers For For Management Conferred by the General Meeting in Favor of the Executive Committee 12 Authorize Board to Ratify and Execute For For Management Approved Resolutions 13 Authorize Board to Clarify or For For Management Interpret Preceding Resolutions -------------------------------------------------------------------------------- MARKS & SPENCER GROUP PLC Ticker: MKS Security ID: G5824M107 Meeting Date: JUL 09, 2019 Meeting Type: Annual Record Date: JUL 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Final Dividend For For Management 4 Re-elect Archie Norman as Director For For Management 5 Re-elect Steve Rowe as Director For For Management 6 Re-elect Humphrey Singer as Director For For Management 7 Re-elect Katie Bickerstaffe as Director For For Management 8 Re-elect Alison Brittain as Director For For Management 9 Re-elect Andrew Fisher as Director For For Management 10 Re-elect Andy Halford as Director For For Management 11 Re-elect Pip McCrostie as Director For For Management 12 Elect Justin King as Director For For Management 13 Reappoint Deloitte LLP as Auditors For For Management 14 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 15 Authorise Issue of Equity For For Management 16 Authorise Issue of Equity without For For Management Pre-emptive Rights 17 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 18 Authorise Market Purchase of Ordinary For For Management Shares 19 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice 20 Authorise EU Political Donations and For For Management Expenditure 21 Approve ROI Sharesave Plan For Against Management -------------------------------------------------------------------------------- MARUBENI CORP. Ticker: 8002 Security ID: J39788138 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles to Change Location of For For Management Head Office 2.1 Elect Director Kokubu, Fumiya For For Management 2.2 Elect Director Takahara, Ichiro For For Management 2.3 Elect Director Kakinoki, Masumi For For Management 2.4 Elect Director Ishizuki, Mutsumi For For Management 2.5 Elect Director Oikawa, Kenichiro For For Management 2.6 Elect Director Furuya, Takayuki For For Management 2.7 Elect Director Kitabata, Takao For For Management 2.8 Elect Director Takahashi, Kyohei For For Management 2.9 Elect Director Okina, Yuri For For Management 2.10 Elect Director Hatchoji, Takashi For For Management 2.11 Elect Director Kitera, Masato For For Management 3.1 Appoint Statutory Auditor Kikuchi, For For Management Yoichi 3.2 Appoint Statutory Auditor Nishiyama, For For Management Shigeru 4 Approve Compensation Ceiling for For For Management Directors -------------------------------------------------------------------------------- MAXIS BERHAD Ticker: 6012 Security ID: Y58460109 Meeting Date: JUN 15, 2020 Meeting Type: Annual Record Date: JUN 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Hamidah Naziadin as Director For Against Management 2 Elect Alvin Michael Hew Thai Kheam as For For Management Director 3 Elect Lim Ghee Keong as Director For For Management 4 Approve Directors' Fees and Benefits For For Management 5 Approve PricewaterhouseCoopers PLT as For Against Management Auditors and Authorize Board to Fix Their Remuneration 6 Approve Arshad bin Raja Tun Uda to For For Management Continue Office as Independent Non-Executive Director 7 Approve Mokhzani bin Mahathir to For For Management Continue Office as Independent Non-Executive Director 8 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 9 Approve Implementation of For For Management Shareholders' Mandate for Recurrent Related Party Transactions with Astro Malaysia Holdings Berhad and/or its affiliates 10 Approve Implementation of For For Management Shareholders' Mandate for Recurrent Related Party Transactions with Usaha Tegas Sdn. Bhd. and/or its affiliates 11 Approve Implementation of For For Management Shareholders' Mandate for Recurrent Related Party Transactions with MEASAT Global Berhad and/or its affiliates 12 Approve Implementation of For For Management Shareholders' Mandate for Recurrent Related Party Transactions with Maxis Communications Berhad and/or its affiliates 13 Approve Implementation of For For Management Shareholders' Mandate for Recurrent Related Party Transactions with Saudi Telecom Company and/or its affiliates 14 Approve Implementation of For For Management Shareholders' Mandate for Recurrent Related Party Transactions with SRG Asia Pacific Sdn. Bhd. 15 Approve Implementation of For For Management Shareholders' Mandate for Recurrent Related Party Transactions with Malaysian Landed Property Sdn. Bhd. and/or its affiliates -------------------------------------------------------------------------------- MEDIBANK PRIVATE LIMITED Ticker: MPL Security ID: Q5921Q109 Meeting Date: NOV 14, 2019 Meeting Type: Annual Record Date: NOV 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 2 Elect David Grahame Fagan as Director For For Management 3 Elect Linda Bardo Nicholls as Director For For Management 4 Approve Remuneration Report For Against Management 5 Approve Grant of Performance Rights to For For Management Craig Drummond -------------------------------------------------------------------------------- MICRO FOCUS INTERNATIONAL PLC Ticker: MCRO Security ID: G6117L194 Meeting Date: MAR 25, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Approve Remuneration Report For For Management 4 Approve Remuneration Policy For For Management 5 Elect Greg Lock as Director For For Management 6 Re-elect Stephen Murdoch as Director For For Management 7 Re-elect Brian McArthur-Muscroft as For For Management Director 8 Re-elect Karen Slatford as Director For For Management 9 Re-elect Richard Atkins as Director For For Management 10 Re-elect Amanda Brown as Director For For Management 11 Re-elect Lawton Fitt as Director For For Management 12 Reappoint KPMG LLP as Auditors For For Management 13 Authorise Board to Fix Remuneration of For For Management Auditors 14 Authorise Issue of Equity For For Management 15 Authorise Issue of Equity without For For Management Pre-emptive Rights 16 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 17 Authorise Market Purchase of Ordinary For For Management Shares 18 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- MICRO-STAR INTERNATIONAL CO., LTD. Ticker: 2377 Security ID: Y6037M108 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: APR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- MISC BERHAD Ticker: 3816 Security ID: Y6080H105 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: JUN 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Sekhar Krishnan as Director For For Management 2 Elect Liza Mustapha as Director For For Management 3 Elect Mohd Yusri Mohamed Yusof as For For Management Director 4 Approve Directors' Fees For For Management 5 Approve Ernst & Young PLT as Auditors For For Management and Authorize Board to Fix Their Remuneration 6 Authorize Share Repurchase Program For For Management 7 Elect Noh Haji Omar as Director None None Management -------------------------------------------------------------------------------- MITSUBISHI CHEMICAL HOLDINGS CORP. Ticker: 4188 Security ID: J44046100 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kobayashi, Yoshimitsu For For Management 1.2 Elect Director Ochi, Hitoshi For For Management 1.3 Elect Director Date, Hidefumi For For Management 1.4 Elect Director Fujiwara, Ken For For Management 1.5 Elect Director Glenn H. Fredrickson For For Management 1.6 Elect Director Kobayashi, Shigeru For For Management 1.7 Elect Director Katayama, Hiroshi For For Management 1.8 Elect Director Kunii, Hideko For For Management 1.9 Elect Director Hashimoto, Takayuki For For Management 1.10 Elect Director Hodo, Chikatomo For For Management 1.11 Elect Director Kikuchi, Kiyomi For For Management 1.12 Elect Director Yamada, Tatsumi For For Management -------------------------------------------------------------------------------- MITSUBISHI GAS CHEMICAL CO., INC. Ticker: 4182 Security ID: J43959113 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kurai, Toshikiyo For For Management 1.2 Elect Director Fujii, Masashi For For Management 1.3 Elect Director Inari, Masato For For Management 1.4 Elect Director Ariyoshi, Nobuhisa For For Management 1.5 Elect Director Okubo, Tomohiko For For Management 1.6 Elect Director Kato, Kenji For For Management 1.7 Elect Director Kosaka, Yasushi For For Management 1.8 Elect Director Nagaoka, Naruyuki For For Management 1.9 Elect Director Tanigawa, Kazuo For For Management 1.10 Elect Director Sato, Tsugio For For Management 1.11 Elect Director Hirose, Haruko For For Management 1.12 Elect Director Suzuki, Toru For For Management 2.1 Appoint Statutory Auditor Sugita, For For Management Katsuhiko 2.2 Appoint Statutory Auditor Mizukami, For For Management Masamichi -------------------------------------------------------------------------------- MMC NORILSK NICKEL PJSC Ticker: GMKN Security ID: X5424N118 Meeting Date: SEP 26, 2019 Meeting Type: Special Record Date: SEP 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Dividends of RUB 883. For For Management 93 per Share for First Half Year of Fiscal 2019 -------------------------------------------------------------------------------- MMC NORILSK NICKEL PJSC Ticker: GMKN Security ID: X5424N118 Meeting Date: DEC 16, 2019 Meeting Type: Special Record Date: NOV 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Dividends of RUB 604. For For Management 09 per Share for First Nine Months of Fiscal 2019 -------------------------------------------------------------------------------- MMC NORILSK NICKEL PJSC Ticker: GMKN Security ID: X5424N118 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report For For Management 2 Approve Financial Statements For For Management 3 Approve Consolidated Financial For For Management Statements 4 Approve Allocation of Income and For For Management Dividends of RUB 557.20 per Share 5.1 Elect Nikolai Abramov as Director None For Management 5.2 Elect Sergei Barbashev as Director None Against Management 5.3 Elect Sergei Batekhin as Director None Against Management 5.4 Elect Aleksei Bashkirov as Director None Against Management 5.5 Elect Sergei Bratukhin as Director None Against Management 5.6 Elect Sergei Volk as Director None For Management 5.7 Elect Marianna Zakharova as Director None Against Management 5.8 Elect Roger Munnings as Director None For Management 5.9 Elect Gareth Penny as Director None Against Management 5.10 Elect Maksim Poletaev as Director None Against Management 5.11 Elect Viacheslav Solomin as Director None Against Management 5.12 Elect Evgenii Shvarts as Director None For Management 5.13 Elect Robert Edwards as Director None Against Management 6.1 Elect Aleksei Dzybalov as Member of For For Management Audit Commission 6.2 Elect Anna Masalova as Member of Audit For For Management Commission 6.3 Elect Georgii Svanidze as Members of For For Management Audit Commission 6.4 Elect Vladimir Shilkov as Member of For For Management Audit Commission 6.5 Elect Elena Ianevich as Member of For For Management Audit Commission 7 Ratify KPMG as RAS Auditor For Against Management 8 Ratify KPMG as IFRS Auditor For Against Management 9 Approve Remuneration of Directors For Against Management 10 Approve Remuneration of Members of For For Management Audit Commission 11 Approve Related-Party Transactions Re: For For Management Indemnification Agreements with Directors and Executives 12 Approve Related-Party Transaction Re: For For Management Liability Insurance for Directors and Executives -------------------------------------------------------------------------------- MOBILE TELESYSTEMS PJSC Ticker: MTSS Security ID: 607409109 Meeting Date: SEP 30, 2019 Meeting Type: Special Record Date: AUG 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Meeting Procedures For For Management 2 Approve Interim Dividends of RUB 8.68 For For Management for First Half Year of Fiscal 2019 -------------------------------------------------------------------------------- MOBILE TELESYSTEMS PJSC Ticker: MTSS Security ID: 607409109 Meeting Date: DEC 30, 2019 Meeting Type: Special Record Date: DEC 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Meeting Procedures For For Management 2 Approve Interim Dividends of RUB 13.25 For For Management per Share for First Nine Months of Fiscal 2019 -------------------------------------------------------------------------------- MOBILE TELESYSTEMS PJSC Ticker: MTSS Security ID: 607409109 Meeting Date: FEB 14, 2020 Meeting Type: Special Record Date: JAN 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Meeting Procedures For For Management 2.1 Approve Reorganization of Company via For For Management Merger with RIKT JSC 2.2 Approve Reorganization of Company via For For Management Merger with Teleservis JSC 2.3 Approve Reorganization of Company via For For Management Merger with Progtech-Yug LLC 2.4 Approve Reorganization of Company via For For Management Merger with SIBINTERTELECOM JSC 2.5 Approve Reorganization of Company via For For Management Merger with NVision Consulting LLC 2.6 Approve Reorganization of Company via For For Management Merger with Avantage LLC 2.7 Approve Reorganization of Company via For For Management Merger with NIS JSC 3.1 Amend Charter in Connection with For For Management Reorganization Proposed under Item 2.1 3.2 Amend Charter in Connection with For For Management Reorganization Proposed under Item 2.2 3.3 Amend Charter in Connection with For For Management Reorganization Proposed under Item 2.3 3.4 Amend Charter in Connection with For For Management Reorganization Proposed under Item 2.4 3.5 Amend Charter in Connection with For For Management Reorganization Proposed under Item 2.5 3.6 Amend Charter in Connection with For For Management Reorganization Proposed under Item 2.6 3.7 Amend Charter in Connection with For For Management Reorganization Proposed under Item 2.7 4 Amend Charter For For Management 5 Approve New Edition of Regulations on For For Management General Meetings 6 Approve New Edition of Regulations on For For Management Board of Directors 7 Amend Charter Re: Competencies of For For Management Board of Directors 8.1 Approve Company's Membership in For For Management Telecom Infra Project (TIP) Association 8.2 Approve Company's Membership in For For Management Association of Big Data Market Members -------------------------------------------------------------------------------- MOBILE TELESYSTEMS PJSC Ticker: MTSS Security ID: 607409109 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: MAY 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Annual Report and Financial For For Management Statements 1.2 Approve Allocation of Income and For For Management Dividends of RUB 20.57 per Share 2.1 Elect Feliks Evtushenkov as Director None Against Management 2.2 Elect Artem Zasurskii as Director None Against Management 2.3 Elect Aleksei Kornia as Director None Against Management 2.4 Elect Regina von Flemming as Director None For Management 2.5 Elect Shaygan Kheradpir as Director None For Management 2.6 Elect Thomas Holtrop as Director None Against Management 2.7 Elect Nadia Shouraboura as Director None For Management 2.8 Elect Konstantin Ernst as Director None For Management 2.9 Elect Valentin Iumashev as Director None For Management 3.1 Elect Irina Borisenkova as Member of For For Management Audit Commission 3.2 Elect Natalia Mikheeva as Member of For For Management Audit Commission 3.3 Elect Andrei Porokh as Member of Audit For For Management Commission 4 Ratify Auditor For Against Management 5 Approve New Edition of Regulations on For For Management Board of Directors 6 Approve New Edition of Regulations on For For Management Management 7.1 Approve Company's Membership in For For Management Russian Union of Industrialists and Entrepreneurs 7.2 Approve Company's Membership in For For Management AI-Russia Alliance -------------------------------------------------------------------------------- MONDI PLC Ticker: MNDI Security ID: G6258S107 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAY 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Policy For For Management 3 Approve Remuneration Report For For Management 4 Approve Final Dividend For Abstain Management 5 Elect Enoch Godongwana as Director For For Management 6 Elect Philip Yea as Director For For Management 7 Re-elect Tanya Fratto as Director For For Management 8 Re-elect Stephen Harris as Director For For Management 9 Re-elect Andrew King as Director For For Management 10 Re-elect Dominique Reiniche as Director For For Management 11 Re-elect Stephen Young as Director For For Management 12 Reappoint PricewaterhouseCoopers LLP For For Management as Auditors 13 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 14 Authorise Issue of Equity For For Management 15 Authorise Issue of Equity without For For Management Pre-emptive Rights 16 Authorise Market Purchase of Ordinary For For Management Shares 17 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- MOTOR OIL (HELLAS) CORINTH REFINERIES SA Ticker: MOH Security ID: X55904100 Meeting Date: JUN 17, 2020 Meeting Type: Annual Record Date: JUN 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Management of Company and For For Management Grant Discharge to Auditors 3 Elect Directors (Bundled) For Against Management 4 Elect Members of Audit Committee For For Management (Bundled) 5 Approve Allocation of Income and For For Management Dividends 6 Approve Auditors and Fix Their For For Management Remuneration 7 Approve Director Remuneration For For Management 8 Approve Advance Payments for Directors For For Management 9 Approve Profit Sharing to Directors For Against Management and Key Personnel 10 Authorize Share Repurchase Program For For Management 11 Amend Remuneration Policy For For Management 12 Advisory Vote on Remuneration Report For Against Management -------------------------------------------------------------------------------- MOWI ASA Ticker: MOWI Security ID: R4S04H101 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Chairman of Meeting; Designate For Did Not Vote Management Inspector(s) of Minutes of Meeting 2 Approve Notice of Meeting and Agenda For Did Not Vote Management 3 Receive Briefing on the Business None None Management 4 Accept Financial Statements and For Did Not Vote Management Statutory Reports; Approve Allocation of Income 5 Discuss Company's Corporate Governance None None Management Statement 6 Approve Remuneration Policy And Other For Did Not Vote Management Terms of Employment For Executive Management 7 Approval of the Guidelines for For Did Not Vote Management Allocation of Options 8 Approve Remuneration of Directors in For Did Not Vote Management the Amount of NOK 1.2 Million for Chair, NOK 675,000 for Vice Chair and NOK 500,000 for Other Directors; Approve Remuneration for Audit Committee 9 Approve Remuneration of Nomination For Did Not Vote Management Committee 10 Approve Remuneration of Auditors For Did Not Vote Management 11a Elect Alf-Helge Aarskog (Vice Chair) For Did Not Vote Management as New Director 11b Elect Bjarne Tellmann as New Director For Did Not Vote Management 11c Elect Solveig Strand as New Director For Did Not Vote Management 11d Reelect Cecilie Fredriksen as Director For Did Not Vote Management 12 Elect Anne Lise Ellingsen Gryte as New For Did Not Vote Management Member and Chair of Nominating Committee 13 Authorize Board to Distribute Dividends For Did Not Vote Management 14 Authorize Share Repurchase Program and For Did Not Vote Management Reissuance of Repurchased Shares 15a Approve Creation of NOK 387.8 Million For Did Not Vote Management Pool of Capital without Preemptive Rights 15b Authorize Issuance of Convertible For Did Not Vote Management Bonds without Preemptive Rights up to Aggregate Nominal Amount of NOK 3.2 Billion; Approve Creation of NOK 387.8 Million Pool of Capital to Guarantee Conversion Rights 16 Approval of an Application to be For Did Not Vote Management Exempt from the Obligation to Establish a Corporate Assembly -------------------------------------------------------------------------------- MR. PRICE GROUP LTD. Ticker: MRP Security ID: S5256M135 Meeting Date: JUN 29, 2020 Meeting Type: Special Record Date: JUN 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Place Authorised but Unissued Shares For For Management under Control of Directors 2 Authorise Board to Issue Shares for For For Management Cash 3 Authorise Ratification of Approved For For Management Resolutions -------------------------------------------------------------------------------- MS&AD INSURANCE GROUP HOLDINGS, INC. Ticker: 8725 Security ID: J4687C105 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 75 2.1 Elect Director Karasawa, Yasuyoshi For For Management 2.2 Elect Director Kanasugi, Yasuzo For For Management 2.3 Elect Director Hara, Noriyuki For For Management 2.4 Elect Director Higuchi, Tetsuji For For Management 2.5 Elect Director Tamura, Satoru For For Management 2.6 Elect Director Fukuda, Masahito For For Management 2.7 Elect Director Suzuki, Hisahito For For Management 2.8 Elect Director Bando, Mariko For For Management 2.9 Elect Director Arima, Akira For For Management 2.10 Elect Director Ikeo, Kazuhito For For Management 2.11 Elect Director Tobimatsu, Junichi For For Management 2.12 Elect Director Rochelle Kopp For For Management 3 Appoint Statutory Auditor Chiyoda, For For Management Kunio -------------------------------------------------------------------------------- NAN YA PLASTICS CORP. Ticker: 1303 Security ID: Y62061109 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting -------------------------------------------------------------------------------- NANYA TECHNOLOGY CORP. Ticker: 2408 Security ID: Y62066108 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting 4 Approve Release of Restrictions of For For Management Competitive Activities of Directors -------------------------------------------------------------------------------- NATIONAL GRID PLC Ticker: NG Security ID: G6S9A7120 Meeting Date: JUL 29, 2019 Meeting Type: Annual Record Date: JUL 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Re-elect Sir Peter Gershon as Director For For Management 4 Re-elect John Pettigrew as Director For For Management 5 Elect Andy Agg as Director For For Management 6 Re-elect Dean Seavers as Director For For Management 7 Re-elect Nicola Shaw as Director For For Management 8 Re-elect Jonathan Dawson as Director For For Management 9 Re-elect Therese Esperdy as Director For For Management 10 Re-elect Paul Golby as Director For For Management 11 Re-elect Amanda Mesler as Director For For Management 12 Elect Earl Shipp as Director For For Management 13 Elect Jonathan Silver as Director For For Management 14 Re-elect Mark Williamson as Director For For Management 15 Reappoint Deloitte LLP as Auditors For For Management 16 Authorise Board to Fix Remuneration of For For Management Auditors 17 Approve Remuneration Policy For For Management 18 Approve Remuneration Report For For Management 19 Authorise EU Political Donations and For For Management Expenditure 20 Authorise Issue of Equity For For Management 21 Approve Scrip Dividend Scheme For For Management 22 Authorise Directors to Capitalise the For For Management Appropriate Nominal Amounts of New Shares of the Company Allotted Pursuant to the Company's Scrip Dividend Scheme 23 Authorise Issue of Equity without For For Management Pre-emptive Rights 24 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 25 Authorise Market Purchase of Ordinary For For Management Shares 26 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- NATURGY ENERGY GROUP SA Ticker: NTGY Security ID: E7S90S109 Meeting Date: MAY 26, 2020 Meeting Type: Annual Record Date: MAY 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Standalone Financial Statements For For Management 2 Approve Consolidated Financial For For Management Statements 3 Approve Consolidated Non-Financial For For Management Information Statement 4 Approve Transfer of Goodwill Reserves For For Management to Voluntary Reserves 5 Approve Discharge of Board For For Management 6.1 Reelect Helena Herrero Starkie as For Against Management Director 6.2 Reelect Marcelino Armenter Vidal as For Against Management Director 6.3 Reelect Rajaram Rao as Director For Against Management 6.4 Ratify Appointment of and Elect Rioja For Against Management S.a.r.l. as Director 6.5 Ratify Appointment of and Elect Isabel For Against Management Estape Tous as Director 6.6 Ratify Appointment of and Elect Lucy For Against Management Chadwick as Director 7 Approve Allocation of Income and For For Management Dividends 8 Authorize Share Repurchase and Capital For For Management Reduction via Amortization of Repurchased Shares 9 Approve Remuneration Policy For For Management 10 Advisory Vote on Remuneration Report For Against Management 11 Authorize Company to Call EGM with 15 For For Management Days' Notice 12.1 Amend Article 6 Section 3 Re: General For For Management Meeting 12.2 Amend Article 6 Section 2 Re: General For For Management Meeting 13.1 Amend Article 8 of General Meeting For For Management Regulations 13.2 Add Article 13 of General Meeting For For Management Regulations 14 Receive Amendments to Board of None None Management Directors Regulations 15 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- NEDBANK GROUP LTD. Ticker: NED Security ID: S5518R104 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Tshilidzi Marwala as Director For For Management 2.1 Re-elect Hubert Brody as Director For For Management 2.2 Re-elect Errol Kruger as Director For For Management 2.3 Re-elect Linda Makalima as Director For For Management 2.4 Re-elect Mpho Makwana as Director For For Management 2.5 Re-elect Dr Mantsika Matooane as For For Management Director 3.1 Reappoint Deloitte & Touche as For For Management Auditors with Lito Nunes as the Designated Registered Auditor 3.2 Reappoint Ernst & Young as Auditors For For Management with Farouk Mohideen as the Designated Registered Auditor 4.1 Elect Stanley Subramoney as Member of For For Management the Audit Committee 4.2 Elect Hubert Brody as Member of the For For Management Audit Committee 4.3 Elect Neo Dongwana as Member of the For For Management Audit Committee 4.4 Elect Errol Kruger as Member of the For For Management Audit Committee 5 Place Authorised but Unissued Shares For For Management under Control of Directors 6.1 Adopt and Publicly Disclose an Energy For For Management Policy 6.2 Report on the Company's Approach to For For Management Measuring, Disclosing and Assessing its Exposure to Climate-related Risks 7.1 Approve Remuneration Policy For For Management 7.2 Approve Remuneration Implementation For For Management Report 1.1 Approve Fees for the Non-executive For For Management Chairman 1.2 Approve Fees for the Lead Independent For For Management Director 1.3 Approve Fees for the Nedbank Group For For Management Board Member 1.4 Approve Fees for the Group Audit For For Management Committee 1.5 Approve Fees for the Group Credit For For Management Committee 1.6 Approve Fees for the Group Directors' For For Management Affairs Committee 1.7 Approve Fees for the Group Information For For Management Technology Committee 1.8 Approve Fees for the Group Related For For Management Party Transactions Committee 1.9 Approve Fees for the Group For For Management Remuneration Committee 1.10 Approve Fees for the Group Risk and For For Management Capital Management Committee 1.11 Approve Fees for the Group For For Management Transformation, Social and Ethics Committee 2 Authorise Repurchase of Issued Share For For Management Capital 3 Authorise Board to Issue Shares for For For Management Cash 4 Approve Financial Assistance to For For Management Related and Inter-related Companies -------------------------------------------------------------------------------- NEW WORLD DEVELOPMENT CO. LTD. Ticker: 17 Security ID: Y63084126 Meeting Date: NOV 19, 2019 Meeting Type: Annual Record Date: NOV 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Cheng Chi-Kong Adrian as Director For For Management 3b Elect Yeung Ping-Leung, Howard as For Against Management Director 3c Elect Ho Hau-Hay, Hamilton as Director For For Management 3d Elect Lee Luen-Wai, John as Director For For Management 3e Elect Cheng Chi-Heng as Director For For Management 3f Elect Au Tak-Cheong as Director For For Management 3g Authorize Board to Fix Remuneration of For For Management Directors 4 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Issued Share For For Management Capital 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Approve Grant of Options Under the For Against Management Share Option Scheme -------------------------------------------------------------------------------- NEW WORLD DEVELOPMENT CO. LTD. Ticker: 17 Security ID: Y63084126 Meeting Date: JUN 19, 2020 Meeting Type: Special Record Date: JUN 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Share Consolidation For For Management -------------------------------------------------------------------------------- NEW WORLD DEVELOPMENT COMPANY LIMITED Ticker: 17 Security ID: Y63084126 Meeting Date: JUN 19, 2020 Meeting Type: Special Record Date: JUN 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Services Group Master Services For For Management Agreement, Services Group Transactions, Services Group Annual Caps and Related Transactions -------------------------------------------------------------------------------- NIEN MADE ENTERPRISE CO., LTD. Ticker: 8464 Security ID: Y6349P112 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting 4.1 Elect Howard, a Representative of Nien For For Management Keng-Hao, with SHAREHOLDER NO.6, as Non-Independent Director 4.2 Elect Michael, a Representative of For For Management Nien Chao-Hung, with SHAREHOLDER NO.7, as Non-Independent Director 4.3 Elect Ken, a Representative of Chuang For For Management Hsi-Chin, with SHAREHOLDER NO.4, as Non-Independent Director 4.4 Elect Benson, a Representative of Peng For For Management Ping, with SHAREHOLDER NO.9, as Non-Independent Director 4.5 Elect Lee Ming-Shan, with SHAREHOLDER For For Management NO.K121025XXX, as Non-Independent Director 4.6 Elect Edward, a Representative of Jok For For Management Chung-Wai, with SHAREHOLDER NO.10, as Non-Independent Director 4.7 Elect Lin Chi-Wei, with SHAREHOLDER NO. For For Management F103441XXX, as Independent Director 4.8 Elect Huang Shen-Yi, with SHAREHOLDER For For Management NO.R121088XXX, as Independent Director 4.9 Elect Hung Chung-Ching, with For For Management SHAREHOLDER NO.N121880XXX, as Independent Director 5 Approve Release of Restrictions of For Against Management Competitive Activities of Directors -------------------------------------------------------------------------------- NIKON CORP. Ticker: 7731 Security ID: 654111103 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 10 2.1 Elect Director Ushida, Kazuo For For Management 2.2 Elect Director Umatate, Toshikazu For For Management 2.3 Elect Director Odajima, Takumi For For Management 2.4 Elect Director Tokunari, Muneaki For For Management 2.5 Elect Director Negishi, Akio For For Management 2.6 Elect Director Murayama, Shigeru For For Management 3.1 Elect Director and Audit Committee For For Management Member Tsurumi, Atsushi 3.2 Elect Director and Audit Committee For Against Management Member Ishihara, Kunio 3.3 Elect Director and Audit Committee For For Management Member Hiruta, Shiro 3.4 Elect Director and Audit Committee For For Management Member Yamagami, Asako -------------------------------------------------------------------------------- NIPPON STEEL CORP. Ticker: 5401 Security ID: J55678106 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles to Adopt Board For For Management Structure with Audit Committee - Amend Provisions on Number of Directors - Authorize Directors to Execute Day to Day Operations without Full Board Approval 2.1 Elect Director Shindo, Kosei For For Management 2.2 Elect Director Hashimoto, Eiji For For Management 2.3 Elect Director Tanimoto, Shinji For For Management 2.4 Elect Director Nakamura, Shinichi For For Management 2.5 Elect Director Miyamoto, Katsuhiro For For Management 2.6 Elect Director Migita, Akio For For Management 2.7 Elect Director Onoyama, Shuhei For For Management 2.8 Elect Director Imai, Tadashi For For Management 2.9 Elect Director Iki, Noriko For For Management 2.10 Elect Director Tomita, Tetsuro For For Management 2.11 Elect Director Kitera, Masato For For Management 3.1 Elect Director and Audit Committee For For Management Member Matsuno, Masato 3.2 Elect Director and Audit Committee For For Management Member Furumoto, Shozo 3.3 Elect Director and Audit Committee For For Management Member Miyoshi, Nobuhiro 3.4 Elect Director and Audit Committee For For Management Member Obayashi, Hiroshi 3.5 Elect Director and Audit Committee For For Management Member Makino, Jiro 3.6 Elect Director and Audit Committee For For Management Member Azuma, Seiichiro 3.7 Elect Director and Audit Committee For For Management Member Yoshikawa, Hiroshi 4 Approve Compensation Ceiling for For For Management Directors Who Are Not Audit Committee Members 5 Approve Compensation Ceiling for For For Management Directors Who Are Audit Committee Members 6 Amend Articles to Change Company Name Against Against Shareholder 7 Amend Articles to Limit Board of Against Against Shareholder Directors to 6 with Equal Number from Each of Two Partners to a 2012 Merger -------------------------------------------------------------------------------- NISSAN MOTOR CO., LTD. Ticker: 7201 Security ID: J57160129 Meeting Date: FEB 18, 2020 Meeting Type: Special Record Date: DEC 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Uchida, Makoto For For Management 1.2 Elect Director Ashwani Gupta For For Management 1.3 Elect Director Sakamoto, Hideyuki For For Management 1.4 Elect Director Pierre Fleuriot For For Management -------------------------------------------------------------------------------- NISSAN MOTOR CO., LTD. Ticker: 7201 Security ID: J57160129 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kimura, Yasushi For For Management 1.2 Elect Director Jean-Dominique Senard For For Management 1.3 Elect Director Toyoda, Masakazu For For Management 1.4 Elect Director Ihara, Keiko For For Management 1.5 Elect Director Nagai, Moto For For Management 1.6 Elect Director Bernard Delmas For For Management 1.7 Elect Director Andrew House For For Management 1.8 Elect Director Jenifer Rogers For For Management 1.9 Elect Director Pierre Fleuriot For For Management 1.10 Elect Director Uchida, Makoto For For Management 1.11 Elect Director Ashwani Gupta For For Management 1.12 Elect Director Sakamoto, Hideyuki For For Management -------------------------------------------------------------------------------- NOKIAN RENKAAT OYJ Ticker: TYRES Security ID: X5862L103 Meeting Date: APR 02, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Call the Meeting to Order None None Management 3 Designate Inspector or Shareholder For For Management Representative(s) of Minutes of Meeting 4 Acknowledge Proper Convening of Meeting For For Management 5 Prepare and Approve List of For For Management Shareholders 6 Receive Financial Statements and None None Management Statutory Reports 7 Accept Financial Statements and For For Management Statutory Reports 8 Approve Allocation of Income and For For Management Dividends of EUR 1.58 Per Share 9 Approve Discharge of Board and For For Management President 10 Approve Remuneration Policy And Other For For Management Terms of Employment For Executive Management 11 Approve Remuneration of Directors in For For Management the Amount of EUR 95,000 for Chairman, EUR 70,000 for Deputy Chairman and Audit Committee Chairman, and EUR 47,500 for Other Directors; Approve Meeting Fees 12 Fix Number of Directors at Eight For For Management 13 Reelect Heikki Allonen, Kari Jordan, For For Management Raimo Lind, Veronica Lindholm, Inka Mero, George Rietbergen and Pekka Vauramo as Directors; Elect Jukka Hienonen as New Director 14 Approve Remuneration of Auditors For Against Management 15 Ratify KPMG as Auditors For For Management 16 Authorize Share Repurchase Program For For Management 17 Approve Issuance of up to 13.8 Million For For Management Shares without Preemptive Rights 18 Establish Nominating Committee For For Management 19 Amend Articles Re: Board Consists of For For Management Maximum 9 Members; Annual General Meeting 20 Close Meeting None None Management -------------------------------------------------------------------------------- NOVATEK MICROELECTRONICS CORP. Ticker: 3034 Security ID: Y64153102 Meeting Date: JUN 09, 2020 Meeting Type: Annual Record Date: APR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Approve Cash Distribution from Capital For For Management Reserve 4 Amend Procedures for Endorsement and For For Management Guarantees 5 Amend Procedures for Lending Funds to For For Management Other Parties -------------------------------------------------------------------------------- NOVOLIPETSK STEEL Ticker: NLMK Security ID: X58996103 Meeting Date: SEP 27, 2019 Meeting Type: Special Record Date: SEP 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Dividends for First For For Management Six Months of Fiscal 2019 -------------------------------------------------------------------------------- NOVOLIPETSK STEEL Ticker: NLMK Security ID: X58996103 Meeting Date: DEC 20, 2019 Meeting Type: Special Record Date: NOV 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Dividends of RUB 3.22 For For Management per Share for First Nine Months of Fiscal 2019 2.1 Approve New Edition of Regulations on For For Management General Meetings 2.2 Approve New Edition of Regulations on For For Management Board of Directors -------------------------------------------------------------------------------- NOVOLIPETSK STEEL Ticker: NLMK Security ID: X58996103 Meeting Date: APR 24, 2020 Meeting Type: Annual Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report For For Management 2 Approve Annual Financial Statements For For Management 3 Approve Allocation of Income and For For Management Dividends of RUB 19.40 per Share 4.1 Elect Oleg Bagrin as Director None Against Management 4.2 Elect Thomas Veraszto as Director None For Management 4.3 Elect Nikolai Gagarin as Director None Against Management 4.4 Elect Sergei Kravchenko as Director None For Management 4.5 Elect Joachim Limberg as Director None For Management 4.6 Elect Vladimir Lisin as Director None Against Management 4.7 Elect Marjan Oudeman as Director None For Management 4.8 Elect Karen Sarkisov as Director None Against Management 4.9 Elect Stanislav Shekshnia as Director None For Management 4.10 Elect Benedict Sciortino as Director None Against Management 5 Elect Grigorii Fedorishin as President For For Management 6 Approve Remuneration of Directors For For Management 7.1 Ratify PricewaterhouseCoopers Audit as For For Management RAS Auditor 7.2 Ratify PricewaterhouseCoopers Audit as For For Management IFRS Auditor -------------------------------------------------------------------------------- NOVOLIPETSK STEEL Ticker: NLMK Security ID: X58996103 Meeting Date: MAY 29, 2020 Meeting Type: Special Record Date: MAY 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income and For For Management Dividends of RUB 17.36 per Share -------------------------------------------------------------------------------- NOVOLIPETSK STEEL Ticker: NLMK Security ID: X58996103 Meeting Date: JUN 30, 2020 Meeting Type: Special Record Date: JUN 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Dividends of RUB 3.21 For For Management per Share First Quarter of Fiscal 2020 -------------------------------------------------------------------------------- NSK LTD. Ticker: 6471 Security ID: J55505101 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Uchiyama, Toshihiro For For Management 1.2 Elect Director Nogami, Saimon For For Management 1.3 Elect Director Ichii, Akitoshi For For Management 1.4 Elect Director Enomoto, Toshihiko For For Management 1.5 Elect Director Bada, Hajime For For Management 1.6 Elect Director Mochizuki, Akemi For For Management 1.7 Elect Director Iwamoto, Toshio For For Management 1.8 Elect Director Fujita, Yoshitaka For For Management 1.9 Elect Director Nagahama, Mitsuhiro For For Management 2 Approve Takeover Defense Plan (Poison For Against Management Pill) -------------------------------------------------------------------------------- NTT DOCOMO, INC. Ticker: 9437 Security ID: J59399121 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 60 2 Amend Articles to Abolish Board For For Management Structure with Statutory Auditors - Adopt Board Structure with Audit Committee - Amend Provisions on Number of Directors - Authorize Directors to Execute Day to Day Operations without Full Board Approval 3.1 Elect Director Yoshizawa, Kazuhiro For For Management 3.2 Elect Director Ii, Motoyuki For For Management 3.3 Elect Director Maruyama, Seiji For For Management 3.4 Elect Director Fujiwara, Michio For For Management 3.5 Elect Director Hiroi, Takashi For For Management 3.6 Elect Director Tateishi, Mayumi For For Management 3.7 Elect Director Shintaku, Masaaki For For Management 3.8 Elect Director Endo, Noriko For For Management 3.9 Elect Director Kikuchi, Shin For For Management 3.10 Elect Director Kuroda, Katsumi For For Management 4.1 Elect Director and Audit Committee For For Management Member Suto, Shoji 4.2 Elect Director and Audit Committee For For Management Member Sagae, Hironobu 4.3 Elect Director and Audit Committee For For Management Member Nakata, Katsumi 4.4 Elect Director and Audit Committee For For Management Member Kajikawa, Mikio 4.5 Elect Director and Audit Committee For For Management Member Tsujiyama, Eiko 5 Approve Compensation Ceiling for For For Management Directors Who Are Not Audit Committee Members 6 Approve Compensation Ceiling for For For Management Directors Who Are Audit Committee Members -------------------------------------------------------------------------------- NWS HOLDINGS LIMITED Ticker: 659 Security ID: G66897110 Meeting Date: NOV 18, 2019 Meeting Type: Annual Record Date: NOV 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Cheng Chi Kong, Adrian as For For Management Director 3b Elect Cheng Chi Ming, Brian as Director For For Management 3c Elect Tsang Yam Pui as Director For Against Management 3d Elect Kwong Che Keung, Gordon as For Against Management Director 3e Elect Shek Lai Him, Abraham as Director For Against Management 3f Elect Oei Fung Wai Chi, Grace as For For Management Director 3g Authorize Board to Fix Remuneration of For For Management Directors 4 Approve PricewaterhouseCoopers as For Against Management Auditor and Authorize Board to Fix Their Remuneration 5.1 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 5.2 Authorize Repurchase of Issued Share For For Management Capital 5.3 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- OIL & NATURAL GAS CORPORATION LIMITED Ticker: 500312 Security ID: Y64606133 Meeting Date: AUG 30, 2019 Meeting Type: Annual Record Date: AUG 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Reelect Subhash Kumar as Director For For Management 4 Reelect Rajesh Shyamsunder Kakkar as For Against Management Director 5 Authorize Board to Fix Remuneration of For For Management Auditors 6 Elect Navin Chandra Pandey as Director For For Management 7 Elect Alka Mittal as Director For For Management 8 Elect Amar Nath as Director For Against Management 9 Reelect Ajai Malhotra as Director For For Management 10 Reelect Shireesh Balawant Kedare as For For Management Director 11 Reelect K M Padmanabhan as Director For For Management 12 Elect Amitava Bhattacharyya as Director For For Management 13 Approve Remuneration of Cost Auditors For For Management 14 Approve Related Party Transaction with For Against Management ONGC Petro Additions Limited 15 Elect Rajesh Kumar Srivastava as For For Management Director -------------------------------------------------------------------------------- OIL CO. LUKOIL PJSC Ticker: LKOH Security ID: X6983S100 Meeting Date: DEC 03, 2019 Meeting Type: Special Record Date: NOV 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Dividends of RUB 192 For For Management per Share for First Nine Months of Fiscal 2019 2 Approve Remuneration of Directors For For Management 3 Approve Remuneration of Members of For For Management Audit Commission 4 Approve Charter in New Edition For For Management 5 Approve Early Termination of Powers of For For Management Audit Commission 6 Amend Regulations on General Meetings For For Management 7 Amend Regulations on Board of Directors For For Management 8 Amend Regulations on Management For For Management 9 Cancel Regulations on Audit Commission For For Management 10 Approve Reduction in Share Capital For For Management through Share Repurchase Program and Subsequent Share Cancellation -------------------------------------------------------------------------------- OIL CO. LUKOIL PJSC Ticker: LKOH Security ID: X6983S100 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: MAY 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report, Financial For For Management Statements, and Allocation of Income, Including Dividends of RUB 350 per Ordinary Share 2.1 Elect Vagit Alekperov as Director None Against Management 2.2 Elect Viktor Blazheev as Director None Against Management 2.3 Elect Toby Gati as Director None For Management 2.4 Elect Ravil Maganov as Director None Against Management 2.5 Elect Roger Munnings as Director None For Management 2.6 Elect Nikolai Nikolaev as Director None Against Management 2.7 Elect Pavel Teplukhin as Director None For Management 2.8 Elect Leonid Fedun as Director None Against Management 2.9 Elect Liubov Khoba as Director None Against Management 2.10 Elect Sergei Shatalov as Director None For Management 2.11 Elect Wolfgang Schuessel as Director None For Management 3.1 Approve Remuneration of Directors For For Management 3.2 Approve Remuneration of New Directors For For Management 4 Ratify KPMG as Auditor For Against Management 5 Approve Related-Party Transaction with For For Management Ingosstrakh Re: Liability Insurance for Directors and Executives -------------------------------------------------------------------------------- OLD MUTUAL LTD. Ticker: OMU Security ID: S5790B132 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for the Year Ended 31 December 2019 2.1 Re-elect Paul Baloyi as Director For For Management 2.2 Re-elect Peter de Beyer as Director For For Management 2.3 Re-elect Albert Essien as Director For For Management 2.4 Re-elect Nosipho Molope as Director For For Management 2.5 Re-elect Marshall Rapiya as Director For For Management 3 Elect Iain Williamson as Director For For Management 4.1 Re-elect Paul Baloyi as Member of the For Against Management Audit Committee 4.2 Re-elect Peter de Beyer as Member of For For Management the Audit Committee 4.3 Re-elect Itumeleng Kgaboesele as For For Management Member of the Audit Committee 4.4 Re-elect John Lister as Member of the For For Management Audit Committee 4.5 Re-elect Nosipho Molope as Member of For For Management the Audit Committee 5.1 Reappoint Deloitte & Touche as For For Management Auditors of the Company 5.2 Reappoint KPMG Inc as Auditors of the For For Management Company 6 Authorise Board to Issue Shares for For For Management Cash 7.1 Approve Remuneration Policy For For Management 7.2 Approve Remuneration Implementation For For Management Report 8 Authorise Ratification of Approved For For Management Resolutions 1 Approve Remuneration of Non-executive For For Management Directors 2 Authorise Repurchase of Issued Share For For Management Capital 3 Approve Financial Assistance to For For Management Subsidiaries and Other Related and Inter-related Entities and to Directors, Prescribed Officers or Other Persons Participating in Share or Other Employee Incentive Schemes 4 Amend Memorandum of Incorporation; For For Management Place Authorised but Unissued Preference Shares under Control of Directors -------------------------------------------------------------------------------- ORANGE LIFE INSURANCE LTD. Ticker: 079440 Security ID: Y4R80Y104 Meeting Date: JAN 10, 2020 Meeting Type: Special Record Date: NOV 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Share Exchange Agreement For For Management -------------------------------------------------------------------------------- ORANGE LIFE INSURANCE LTD. Ticker: 079440 Security ID: Y4R80Y104 Meeting Date: MAR 30, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Cheong Mun-kuk as Inside Director For For Management 2.2 Elect Koh Seog-heon as Non-Independent For For Management Non-Executive Director 2.3 Elect Kim Hyoung-tae as Outside For For Management Director 2.4 Elect Sung Joo-ho as Outside Director For For Management 2.5 Elect Kim Bum-su as Outside Director For For Management 3 Elect Chun Young-sub as Outside For For Management Director to Serve as Audit Committee Member 4.1 Elect Kim Bum-su as a Member of Audit For For Management Committee 4.2 Elect Sung Joo-ho as a Member of Audit For For Management Committee 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- ORION OYJ Ticker: ORNBV Security ID: X6002Y112 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: APR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Call the Meeting to Order None None Management 3 Designate Inspector or Shareholder For For Management Representative(s) of Minutes of Meeting 4 Acknowledge Proper Convening of Meeting For For Management 5 Prepare and Approve List of For For Management Shareholders 6 Receive Financial Statements and None None Management Statutory Reports 7 Accept Financial Statements and For For Management Statutory Reports 8 Approve Allocation of Income and For For Management Dividends of EUR 1.50 Per Share; Authorize Board to Donate up to EUR 250,000 9 Approve Discharge of Board and For For Management President 10 Approve Remuneration Policy And Other For Against Management Terms of Employment For Executive Management 11 Approve Remuneration of Directors in For For Management the Amount of EUR 84,000 for Chairman, EUR 55,000 for Vice Chairman, and EUR 42,000 for Other Directors; Approve Meeting Fees 12 Fix Number of Directors at Seven For For Management 13 Reelect Pia Kalsta, Ari Lehtoranta, For For Management Timo Maasilta, Hilpi Rautelin, Eija Ronkainen and Mikael Silvennoinen (Chairman) as Directors; Elect Kari Jussi Aho as New Director 14 Approve Remuneration of Auditors For For Management 15 Ratify KPMG as Auditors For For Management 16 Approve Forfeiture of Shares in Orion For For Management Corporation on Joint Account 17 Close Meeting None None Management -------------------------------------------------------------------------------- OVERSEA-CHINESE BANKING CORPORATION LIMITED Ticker: O39 Security ID: Y64248209 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and For For Management Directors' and Auditors' Reports 2a Elect Ooi Sang Kuang as Director For For Management 2b Elect Lee Tih Shih as Director For For Management 2c Elect Wee Joo Yeow as Director For For Management 3a Elect Koh Beng Seng as Director For For Management 3b Elect Tan Yen Yen as Director For For Management 4 Approve Final Dividend For For Management 5a Approve Directors' Remuneration For For Management 5b Approve Issuance of 6,000 Shares to For For Management Each Non-Executive Director for the Year Ended Dec. 31, 2019 6 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 7 Approve Issuance of Equity or For For Management Equity-Linked Securities with or without Preemptive Rights 8 Approve Grant of Options and/or Rights For For Management and Issuance of Shares Pursuant to the OCBC Share Option Scheme 2001 and OCBC Employee Share Purchase Plan 9 Approve Issuance of Shares Pursuant to For For Management the Oversea-Chinese Banking Corporation Limited Scrip Dividend Scheme 10 Authorize Share Repurchase Program For For Management -------------------------------------------------------------------------------- PEMBINA PIPELINE CORPORATION Ticker: PPL Security ID: 706327103 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: MAR 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Anne-Marie N. Ainsworth For For Management 1.2 Elect Director Michael (Mick) H. Dilger For For Management 1.3 Elect Director Randall J. Findlay For For Management 1.4 Elect Director Robert G. Gwin For For Management 1.5 Elect Director Maureen E. Howe For For Management 1.6 Elect Director Gordon J. Kerr For For Management 1.7 Elect Director David M.B. LeGresley For For Management 1.8 Elect Director Leslie A. O'Donoghue For For Management 1.9 Elect Director Bruce D. Rubin For For Management 1.10 Elect Director Henry W. Sykes For For Management 2 Approve KPMG LLP Auditors and For For Management Authorize Board to Fix Their Remuneration 3 Amend Bylaws For For Management 4 Approve Advance Notice Requirement For For Management 5 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- PERSIMMON PLC Ticker: PSN Security ID: G70202109 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: APR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For Abstain Management 3 Approve Remuneration Policy For For Management 4 Approve Remuneration Report For For Management 5 Re-elect Roger Devlin as Director For For Management 6 Re-elect David Jenkinson as Director For For Management 7 Re-elect Michael Killoran as Director For For Management 8 Re-elect Nigel Mills as Director For For Management 9 Re-elect Rachel Kentleton as Director For For Management 10 Re-elect Simon Litherland as Director For For Management 11 Re-elect Marion Sears as Director For For Management 12 Elect Joanna Place as Director For For Management 13 Reappoint Ernst & Young LLP as Auditors For For Management 14 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 15 Authorise Issue of Equity For For Management 16 Authorise Issue of Equity without For For Management Pre-emptive Rights 17 Authorise Market Purchase of Ordinary For For Management Shares 18 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- PETROBRAS DISTRIBUIDORA SA Ticker: BRDT3 Security ID: P1904D109 Meeting Date: SEP 18, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Dismiss Directors and Fiscal Council For For Management Member 2 Do You Wish to Adopt Cumulative Voting None Abstain Management for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 3.1 Elect Edy Luiz Kogut as Director For For Management 3.2 Elect Alexandre Firme Carneiro as For For Management Director 3.3 Elect Maria Carolina Lacerda as For For Management Director 3.4 Elect Carlos Augusto Leone Piani as For For Management Director 3.5 Elect Claudio Roberto Ely as Director For For Management 3.6 Elect Leonel Dias de Andrade Neto as For For Management Director 3.7 Elect Mateus Affonso Bandeira as For For Management Director 3.8 Elect Pedro Santos Ripper as Director For For Management 3.9 Elect Ricardo Carvalho Maia as Director For For Management 4 In Case Cumulative Voting Is Adopted, None Abstain Management Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? 5.1 Percentage of Votes to Be Assigned - None Abstain Management Elect Edy Luiz Kogut as Director 5.2 Percentage of Votes to Be Assigned - None Abstain Management Elect Alexandre Firme Carneiro as Director 5.3 Percentage of Votes to Be Assigned - None Abstain Management Elect Maria Carolina Lacerda as Director 5.4 Percentage of Votes to Be Assigned - None Abstain Management Elect Carlos Augusto Leone Piani as Director 5.5 Percentage of Votes to Be Assigned - None Abstain Management Elect Claudio Roberto Ely as Director 5.6 Percentage of Votes to Be Assigned - None Abstain Management Elect Leonel Dias de Andrade Neto as Director 5.7 Percentage of Votes to Be Assigned - None Abstain Management Elect Mateus Affonso Bandeira as Director 5.8 Percentage of Votes to Be Assigned - None Abstain Management Elect Pedro Santos Ripper as Director 5.9 Percentage of Votes to Be Assigned - None Abstain Management Elect Ricardo Carvalho Maia as Director 6 Elect Fiscal Council Member For Against Management 7 Elect Edy Luiz Kogut as Board Chairman None For Management 8 Elect Alexandre Firme Carneiro as None Abstain Management Board Chairman 9 Elect Maria Carolina Lacerda as Board None Abstain Management Chairman 10 Elect Carlos Augusto Leone Piani as None Abstain Management Board Chairman 11 Elect Claudio Roberto Ely as Board None Abstain Management Chairman 12 Elect Leonel Dias de Andrade Neto as None Abstain Management Board Chairman 13 Elect Mateus Affonso Bandeira as Board None Abstain Management Chairman 14 Elect Pedro Santos Ripper as Board None Abstain Management Chairman 15 Elect Ricardo Carvalho Maia as Board None Abstain Management Chairman 16 Amend Remuneration of Company's For Against Management Management -------------------------------------------------------------------------------- PETRONAS GAS BERHAD Ticker: 6033 Security ID: Y6885J116 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: JUN 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Ab. Halim Mohyiddin as Director For For Management 2 Elect Emeliana Dallan Rice-Oxley as For For Management Director 3 Elect Adif Zulkifli as Director For For Management 4 Elect Marina Md Taib as Director For For Management 5 Approve Directors' Fees and Allowances For For Management 6 Approve KPMG PLT as Auditors and For For Management Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- PHISON ELECTRONICS CORP. Ticker: 8299 Security ID: Y7136T101 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: APR 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Plan on Profit Distribution For For Management 3.1 Elect Khein Seng Pua, with Shareholder For For Management No. 2, as Non-Independent Director 3.2 Elect Chee Kong Aw Yong, with For For Management Shareholder No. 12, as Non-Independent Director 3.3 Elect Tzung Horng Kuang, with For For Management Shareholder No. 33, as Non-Independent Director 3.4 Elect Chih Jen Hsu, a Representative For For Management of Cheng He Investment Co.,Ltd. with Shareholder No. 89024, as Non-Independent Director 3.5 Elect Jiunn Yeong Yang, with For For Management Shareholder No. 13, as Non-Independent Director 3.6 Elect Hiroto Nakai, a Representative For For Management of Trusted Investment Account of KIOXIA Corporation by First Bank with Shareholder No. 110084, as Non-Independent Director 3.7 Elect Chen Wei Wang with ID No. For For Management L101796xxx as Independent Director 3.8 Elect Wen Chiu Chung with ID No. For For Management J220365xxx as Independent Director 3.9 Elect Yu Lun Huang with ID No. For For Management T220290xxx as Independent Director 4 Approve Issuance of Shares via a For For Management Private Placement 5 Approve Amendments to Articles of For For Management Association 6 Approve Release of Restrictions of For For Management Competitive Activities of Newly Appointed Directors -------------------------------------------------------------------------------- PHOSAGRO PJSC Ticker: PHOR Security ID: 71922G209 Meeting Date: OCT 04, 2019 Meeting Type: Special Record Date: SEP 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Dividends For For Management -------------------------------------------------------------------------------- PHOSAGRO PJSC Ticker: PHOR Security ID: 71922G209 Meeting Date: JAN 24, 2020 Meeting Type: Special Record Date: DEC 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Dividends of RUB 48 per Share For For Management -------------------------------------------------------------------------------- PHOSAGRO PJSC Ticker: PHOR Security ID: 71922G209 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: APR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report For For Management 2 Approve Financial Statements For For Management 3 Approve Allocation of Income and For For Management Dividends of RUB 18 per Share 4.1 Elect Igor Antoshin as Director None Against Management 4.2 Elect Irina Bokova as Director None For Management 4.3 Elect Andrei A. Gurev as Director None Against Management 4.4 Elect Andrei G. Gurev as Director None Against Management 4.5 Elect Sven Ombudstvedt as Director None Against Management 4.6 Elect Roman Osipov as Director None Against Management 4.7 Elect Natalia Pashkevich as Director None For Management 4.8 Elect Sergei Pronin as Director None Against Management 4.9 Elect James Rogers as Director None For Management 4.10 Elect Ivan Rodionov as Director None Against Management 4.11 Elect Xavier Rolet as Director None For Management 4.12 Elect Marcus Rhodes as Director None Against Management 4.13 Elect Mikhail Rybnikov as Director None Against Management 4.14 Elect Sergei Sereda as Director None Against Management 4.15 Elect Aleksei Sirotenko as Director None Against Management 4.16 Elect Aleksandr Sharabaiko as Director None Against Management 4.17 Elect Andrei Sharonov as Director None For Management 5 Approve Remuneration of Directors For For Management 6.1 Elect Ekaterina Viktorova as Member of For For Management Audit Commission 6.2 Elect Elena Kriuchkova as Member of For For Management Audit Commission 6.3 Elect Olga Lizunova as Member of Audit For For Management Commission 7 Ratify FBK as Auditor For Against Management 8 Approve Related-Party Transaction Re: For For Management Loan Agreement -------------------------------------------------------------------------------- PHOSAGRO PJSC Ticker: PHOR Security ID: 71922G209 Meeting Date: JUN 19, 2020 Meeting Type: Special Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Dividends of RUB 78 For For Management per Share for First Quarter of Fiscal 2020 -------------------------------------------------------------------------------- POLYMETAL INTERNATIONAL PLC Ticker: POLY Security ID: G7179S101 Meeting Date: APR 27, 2020 Meeting Type: Annual Record Date: APR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Remuneration Policy For For Management 4 Approve Final Dividend For For Management 5 Elect Italia Boninelli as Director For For Management 6 Elect Victor Flores as Director For For Management 7 Elect Andrea Abt as Director For For Management 8 Re-elect Ian Cockerill as Director For For Management 9 Re-elect Vitaly Nesis as Director For For Management 10 Re-elect Konstantin Yanakov as Director For For Management 11 Re-elect Tracey Kerr as Director For For Management 12 Re-elect Giacomo Baizini as Director For For Management 13 Re-elect Manuel (Ollie) De For For Management Sousa-Oliveira as Director 14 Reappoint Deloitte LLP as Auditors For For Management 15 Authorise Board to Fix Remuneration of For For Management Auditors 16 Authorise Issue of Equity For For Management 17 Authorise Issue of Equity without For For Management Pre-emptive Rights 18 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 19 Authorise Market Purchase of Ordinary For For Management Shares -------------------------------------------------------------------------------- PORTO SEGURO SA Ticker: PSSA3 Security ID: P7905C107 Meeting Date: MAR 31, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2019 2 Approve Allocation of Income and For For Management Dividends 3 Ratify Interest-on-Capital-Stock For For Management Payment 4 Approve Dividends and For For Management Interest-on-Capital-Stock Payment Date 5 Fix Number of Directors at Seven For For Management 6 Do You Wish to Adopt Cumulative Voting None Abstain Management for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 7 Elect Directors For For Management 8 In Case There is Any Change to the None Against Management Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate? 9 In Case Cumulative Voting Is Adopted, None Abstain Management Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? 10.1 Percentage of Votes to Be Assigned - None Abstain Management Elect Bruno Campos Garfinkel as Board Chairman 10.2 Percentage of Votes to Be Assigned - None Abstain Management Elect Marco Ambrogio Crespi Bonomi as Board Vice-Chairman 10.3 Percentage of Votes to Be Assigned - None Abstain Management Elect Ana Luiza Campos Garfinkel as Director 10.4 Percentage of Votes to Be Assigned - None Abstain Management Elect Marcio de Andrade Schettini as Director 10.5 Percentage of Votes to Be Assigned - None Abstain Management Elect Pedro Luiz Cerize as Independent Director 10.6 Percentage of Votes to Be Assigned - None Abstain Management Elect Paulo Sergio Kakinoff as Independent Director 10.7 Percentage of Votes to Be Assigned - None Abstain Management Elect Patricia M. Muratori Calfat as Independent Director 11 As an Ordinary Shareholder, Would You None For Management like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 12 Approve Remuneration of Company's For Against Management Management and Fiscal Council 13 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? -------------------------------------------------------------------------------- PORTO SEGURO SA Ticker: PSSA3 Security ID: P7905C107 Meeting Date: MAR 31, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Capitalization of Reserves For For Management Without Issuance of Shares and Amend Article 5 Accordingly 2 Amend Article 2 Re: Company For For Management Headquarters 3 Amend Article 14 For For Management 4 Amend Articles 18 and 22 For For Management 5 Consolidate Bylaws For For Management -------------------------------------------------------------------------------- POSTAL SAVINGS BANK OF CHINA CO., LTD. Ticker: 1658 Security ID: Y6987V108 Meeting Date: MAR 06, 2020 Meeting Type: Special Record Date: FEB 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2 Elect Guo Xinshuang as Director For For Management 3 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 4 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors -------------------------------------------------------------------------------- POSTAL SAVINGS BANK OF CHINA CO., LTD. Ticker: 1658 Security ID: Y6987V108 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: APR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Work Report of the Board For For Management of Directors 2 Approve 2019 Work Report of the Board For For Management of Supervisors 3 Approve 2019 Final Financial Accounts For For Management 4 Approve 2019 Profit Distribution Plan For For Management 5 Approve 2020 Budget Plan of Fixed For For Management Assets Investment 6 Approve Appointment of Accounting For For Management Firms for 2020 7 Approve Remuneration Adjustment Plan For For Management for Independent Non-executive Directors 8 Approve Remuneration Adjustment Plan For For Management for External Supervisors 9 Approve Increase in 2020 External For For Management Donations Limit 10 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 11 Approve Issuance of Write-Down Undated For For Shareholder Capital Bonds -------------------------------------------------------------------------------- POU CHEN CORP. Ticker: 9904 Security ID: Y70786101 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report, Financial For For Management Statements and Profit Distribution Plan 2 Amend Rules and Procedures Regarding For For Management Shareholders' General Meeting -------------------------------------------------------------------------------- POWER ASSETS HOLDINGS LIMITED Ticker: 6 Security ID: Y7092Q109 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAY 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Andrew John Hunter as Director For Against Management 3b Elect Ip Yuk-keung, Albert as Director For For Management 3c Elect Li Tzar Kuoi, Victor as Director For Against Management 3d Elect Tsai Chao Chung, Charles as For Against Management Director 3e Elect Lui Wai Yu, Albert as Director For For Management 4 Approve KPMG as Auditor and Authorize For Against Management Board to Fix Their Remuneration 5 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For Against Management Shares 8 Amend Articles of Association For For Management -------------------------------------------------------------------------------- POWER CORPORATION OF CANADA Ticker: POW Security ID: 739239101 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAR 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Pierre Beaudoin For For Management 1.2 Elect Director Marcel R. Coutu For For Management 1.3 Elect Director Andre Desmarais For Withhold Management 1.4 Elect Director Paul Desmarais, Jr. For Withhold Management 1.5 Elect Director Gary A. Doer For For Management 1.6 Elect Director Anthony R. Graham For For Management 1.7 Elect Director J. David A. Jackson For For Management 1.8 Elect Director Paula B. Madoff For For Management 1.9 Elect Director Isabelle Marcoux For For Management 1.10 Elect Director Christian Noyer For For Management 1.11 Elect Director R. Jeffrey Orr For For Management 1.12 Elect Director T. Timothy Ryan, Jr. For For Management 1.13 Elect Director Siim A. Vanaselja For For Management 2 Ratify Deloitte LLP as Auditors For For Management 3 Amend Stock Option Plan For For Management 4 Amend Bylaws For For Management -------------------------------------------------------------------------------- POWER FINANCIAL CORPORATION Ticker: PWF Security ID: 73927C100 Meeting Date: FEB 11, 2020 Meeting Type: Special Record Date: DEC 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Reorganization Plan For Against Management -------------------------------------------------------------------------------- POWERTECH TECHNOLOGY, INC. Ticker: 6239 Security ID: Y7083Y103 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve Issuance of Ordinary Shares to For For Management Participate in the Issuance of Global Depository Receipt or Issuance of New Shares for Public Offering or Issuance of Marketable Securities via Private Placement or Issuance of Convertible Bonds 4.1 Elect D.K. Tsai with Shareholder No. For For Management 641, as Non-Independent Director 4.2 Elect J.Y. Hung with Shareholder No. For For Management 19861, as Non-Independent Director 4.3 Elect J.S. Leu with Shareholder No. For Against Management 302, as Non-Independent Director 4.4 Elect Shigeo Koguchi, a Representative For Against Management of KTC-SUN Corp. with Shareholder No. 135526, as Non-Independent Director 4.5 Elect Dephne Wu, a Representative of For Against Management KTC-SUN Corp. (KTC-TU Corp.) with Shareholder No. 135526, as Non-Independent Director 4.6 Elect Boris Hsieh, a Representative of For Against Management GREATEK ELECTRONICS INC. with Shareholder No. 179536, as Non-Independent Director 4.7 Elect Kenjiro Hara, a Representative For Against Management of Kioxia Semiconductor Taiwan Corporation with Shareholder No. 2509, as Non-Independent Director 4.8 Elect Jim W.L. Cheng with Shareholder For For Management No. 195 as Independent Director 4.9 Elect Pei-Ing Lee with ID No. For For Management N103301XXX as Independent Director 4.10 Elect Morgan Chang with ID No. For For Management B100035XXX as Independent Director 4.11 Elect Jui-Tsung Chen with ID No. For Against Management B100071XXX as Independent Director 5 Approve Release of Restrictions of For For Management Competitive Activities of Directors -------------------------------------------------------------------------------- POWSZECHNY ZAKLAD UBEZPIECZEN SA Ticker: PZU Security ID: X6919T107 Meeting Date: SEP 06, 2019 Meeting Type: Special Record Date: AUG 21, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Meeting Chairman For For Management 3 Acknowledge Proper Convening of Meeting None None Management 4 Approve Agenda of Meeting For For Management 5 Amend Statute For Against Management 6 Amend Statute For Against Management 7 Amend Statute For For Management 8 Amend Statute Re: Sale of Fixed Assets For For Management 9 Amend Statute Re: Management Board For For Management 10 Close Meeting None None Management -------------------------------------------------------------------------------- POWSZECHNY ZAKLAD UBEZPIECZEN SA Ticker: PZU Security ID: X6919T107 Meeting Date: MAY 26, 2020 Meeting Type: Annual Record Date: MAY 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Meeting Chairman For For Management 3 Acknowledge Proper Convening of Meeting None None Management 4 Approve Agenda of Meeting For For Management 5 Receive Financial Statements None None Management 6 Receive Consolidated Financial None None Management Statements 7 Receive Management Board Report on None None Management Company's, Group's Operations, and Non-Financial Information 8 Receive Supervisory Board Reports on None None Management Its Review of Financial Statements, Management Board Report, and Management Board Proposal on Allocation of Income 9 Receive Supervisory Board Report on None None Management Its Activities 10 Approve Management Board Report on For For Management Expenses Related to Representation, Legal Services, Marketing Services, Public Relations Services, Social Communication Services, and Management Advisory Services 11 Approve Financial Statements For For Management 12 Approve Consolidated Financial For For Management Statements 13 Approve Management Board Report on For For Management Company's, Group's Operations, and Non-Financial Information 14 Approve Allocation of Income and For For Management Omission of Dividends 15.1 Approve Discharge of Aleksandra For For Management Agatowska (Management Board Member) 15.2 Approve Discharge of Adam Brzozowski For For Management (Management Board Member) 15.3 Approve Discharge of Roger Hodgkiss For For Management (Management Board Member) 15.4 Approve Discharge of Marcin Eckert For For Management (Management Board Member) 15.5 Approve Discharge of Elzbieta For For Management Haeuser-Schoeneich (Management Board Member) 15.6 Approve Discharge of Tomasz Kulik For For Management (Management Board Member) 15.7 Approve Discharge of Maciej Rapkiewicz For For Management (Management Board Member) 15.8 Approve Discharge of Malgorzata For For Management Sadurska (Management Board Member) 15.9 Approve Discharge of Pawel Surowka For For Management (Management Board Member) 16.1 Approve Discharge of Marcin For For Management Chludzinski (Supervisory Board Member) 16.2 Approve Discharge of Pawel Gorecki For For Management (Supervisory Board Member) 16.3 Approve Discharge of Agata Gornicka For For Management (Supervisory Board Member) 16.4 Approve Discharge of Robert For For Management Jastrzebski (Supervisory Board Member) 16.5 Approve Discharge of Tomasz Kuczur For For Management (Supervisory Board Member) 16.6 Approve Discharge of Katarzyna For For Management Lewandowska (Supervisory Board Member) 16.7 Approve Discharge of Maciej Lopinski For For Management (Supervisory Board Member) 16.8 Approve Discharge of Elzbieta For For Management Maczynska-Ziemacka (Supervisory Board Member) 16.9 Approve Discharge of Alojzy Nowak For For Management (Supervisory Board Member) 16.10 Approve Discharge of Krzysztof Opolski For For Management (Supervisory Board Member) 16.11 Approve Discharge of Robert Snitko For For Management (Supervisory Board Member) 16.12 Approve Discharge of Maciej Zaborowski For For Management (Supervisory Board Member) 17.1 Recall Supervisory Board Member For Against Management 17.2 Elect Supervisory Board Member For Against Management 18 Amend Statute Re: General Meeting, For Against Management Supervisory Board 19 Amend Statute Re: Supervisory Board For For Management 20 Amend Statute Re: General Meeting, For Against Management Supervisory Board 21 Amend Statute Re: General Meeting, For For Management Supervisory Board 22 Amend Statute Re: Corporate Purpose For For Management 23 Amend Statute Re: General Meeting, For For Management Supervisory Board, Management Board 24 Approve Remuneration Policy For Against Management 25 Close Meeting None None Management -------------------------------------------------------------------------------- PROXIMUS SA Ticker: PROX Security ID: B6951K109 Meeting Date: APR 15, 2020 Meeting Type: Annual Record Date: APR 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Directors' Reports (Non-Voting) None None Management 2 Receive Auditors' Reports (Non-Voting) None None Management 3 Receive Information from the Joint None None Management Committee 4 Receive Consolidated Financial None None Management Statements and Statutory Reports (Non-Voting) 5 Approve Financial Statements, For For Management Allocation of Income, and Dividends of EUR 1.50 per Share 6 Approve Remuneration Report For For Management 7 Approve Discharge of Directors For For Management 8 Approve Special Discharge of Guido J.M. For For Management Demuynck, Tanuja Randery, and Laurent Levaux For Fulfillment of Board Mandate 9 Approve Special Discharge of Dominique For For Management Leroy For Fulfillment of Board Mandate 10 Approve Discharge of Auditors For For Management 11 Approve Special Discharge of Michel For For Management Denayer, Representative of Deloitte SCRL, as Chairman and Member of the Board of Auditors 12 Approve Discharge of Deloitte SCRL, For For Management Represented by Geert Verstraeteen, and CDP Petit & Co SPRL, Represented by Damien Petit, as Independent Auditors 13 Approve Special Discharge of Michel For For Management Denayer and Nico Houthaeve, Representatives of Deloitte SCRL, as Auditors of Consolidated Accounts 14 Approve Co-optation of Guillaume For For Management Boutin as Director 15 Reelect Luc Van den hove as For For Management Independent Director 16 Approve Co-optation of Joachim Sonne For For Management Independent Director 17a Reelect Stefaan De Clerck as Director For Against Management 17b Reelect Martine Durez as Director For Against Management 17c Reelect Isabelle Santens as Director For For Management 17d Reelect Paul Van de Perre as Director For Against Management 17e Elect Director Proposed by the Belgian For Against Management State 18 Transact Other Business None None Management -------------------------------------------------------------------------------- PROXIMUS SA Ticker: PROX Security ID: B6951K109 Meeting Date: APR 15, 2020 Meeting Type: Special Record Date: APR 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Bylaws Re: Belgian Code of For For Management Companies and Associations 2 Approve Coordination of Articles of For For Management Association 3 Authorize Implementation of Approved For For Management Resolutions 4 Authorize Filing of Required For For Management Documents/Formalities at Trade Registry -------------------------------------------------------------------------------- PT ADARO ENERGY TBK Ticker: ADRO Security ID: Y7087B109 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: APR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income and For For Management Dividends 3 Approve Tanudiredja, Wibisana, Rintis For For Management dan Rekan as Auditor 4 Approve Remuneration of Directors and For For Management Commissioners 5 Amend Articles of Association in For Against Management Relation to Online Single Submission Integrated -------------------------------------------------------------------------------- PT TELEKOMUNIKASI INDONESIA (PERSERO) TBK Ticker: TLKM Security ID: Y71474145 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: MAY 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Annual Report and Statutory For For Management Reports 2 Approve Financial Statements, Report For For Management of the Partnership and Community Development Program (PCDP) and Discharge of Directors and Commissioners 3 Approve Allocation of Income For For Management 4 Approve Remuneration of Directors and For For Management Commissioners 5 Appoint Auditors of the Company and For For Management the Partnership and Community Development Program (PCDP) 6 Approve Changes in Board of Company For Against Management -------------------------------------------------------------------------------- PT UNITED TRACTORS TBK Ticker: UNTR Security ID: Y7146Y140 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: MAY 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income For For Management 3 Approve Changes in Board of For For Management Commissioners 4 Approve Remuneration of Commissioners For For Management 5 Approve Auditors For For Management -------------------------------------------------------------------------------- PUBLIC BANK BERHAD Ticker: 1295 Security ID: Y71497104 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: JUN 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Tham Chai Fhong as Director For For Management 2 Elect Teh Hong Piow as Director For For Management 3 Elect Tang Wing Chew as Director For For Management 4 Elect Cheah Kim Ling as Director For For Management 5 Approve Directors' Fees, Board For For Management Committees Members' Fees and Allowances 6 Approve Remuneration and For Against Management Benefits-In-Kind (Excluding Director's Fee and Board Meeting Allowance) to Teh Hong Piow 7 Approve Ernst & Young PLT as Auditors For Against Management and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- PUBLICIS GROUPE SA Ticker: PUB Security ID: F7607Z165 Meeting Date: MAY 27, 2020 Meeting Type: Annual/Special Record Date: MAY 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 1.15 per Share 4 Approve Stock Dividend Program For For Management 5 Approve Auditors' Special Report on For For Management Related-Party Transactions Mentioning the Absence of New Transactions 6 Approve Remuneration Policy of For For Management Chairman of Supervisory Board 7 Approve Remuneration Policy of For For Management Supervisory Board Members 8 Approve Remuneration Policy of For For Management Chairman of Management Board 9 Approve Remuneration Policy of For For Management Management Board Members 10 Approve Compensation Report of For For Management Corporate Officers 11 Approve Compensation of Maurice Levy, For For Management Chairman of Supervisory Board 12 Approve Compensation of Arthur Sadoun, For For Management Chairman of the Management Board 13 Approve Compensation of Jean-Michel For For Management Etienne, Management Board Member 14 Approve Compensation of Anne-Gabrielle For For Management Heilbronner, Management Board Member 15 Approve Compensation of Steve King, For For Management Management Board Member 16 Reelect Sophie Dulac as Supervisory For For Management Board Member 17 Reelect Thomas H. Glocer as For For Management Supervisory Board Member 18 Reelect Marie-Josee Kravis as For For Management Supervisory Board Member 19 Reelect Andre Kudelski as Supervisory For For Management Board Member 20 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 21 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 30 Million 22 Authorize Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 9 Million 23 Approve Issuance of Equity or For For Management Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 9 Million 24 Authorize Board to Increase Capital in For For Management the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above 25 Authorize Board to Set Issue Price for For For Management 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights 26 Authorize Capitalization of Reserves For For Management of Up to EUR 30 Million for Bonus Issue or Increase in Par Value 27 Authorize Capital Increase of Up to For For Management EUR 9 Million for Future Exchange Offers 28 Authorize Capital Increase of up to 10 For For Management Percent of Issued Capital for Contributions in Kind 29 Authorize Capital Issuances for Use in For Against Management Employee Stock Purchase Plans 30 Authorize Capital Issuances for Use in For Against Management Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries 31 Amend Articles 6, 7 and 17 of Bylaws For For Management to Comply with Legal Changes 32 Amend Article 13 of Bylaws Re: For For Management Employee Representatives 33 Amend Article 15 of Bylaws Re: Board For For Management Members Deliberation via Written Consultation 34 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- RANDSTAD NV Ticker: RAND Security ID: N7291Y137 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: MAY 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2a Receive Report of Executive Board and None None Management Supervisory Board (Non-Voting) 2b Approve Remuneration Report For For Management 2c Amend Articles of Association Re: For For Management Transitory Provision for the Dividend on the Preference Shares B 2d Adopt Financial Statements For For Management 2e Receive Explanation on Company's None None Management Reserves and Dividend Policy 3a Approve Discharge of Management Board For For Management 3b Approve Discharge of Supervisory Board For For Management 4a Approve Remuneration Policy for For For Management Management Board Members 4b Approve Remuneration Policy for For For Management Supervisory Board Members 5 Elect Rene Steenvoorden to Management For For Management Board 6a Elect Helene Auriol Potier to For For Management Supervisory Board 6b Reelect Wout Dekker to Supervisory For For Management Board 7a Grant Board Authority to Issue Shares For For Management Up To 10 Percent of Issued Capital and Restrict/Exclude Preemptive Rights 7b Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 7c Authorize Cancel Repurchase of Up to For For Management 10 Percent of Issued Share Capital under Item 7b 8 Reelect Sjoerd van Keulen as Board For For Management Member of Stichting Administratiekantoor Preferente Aandelen Randstad 9 Ratify Deloitte as Auditors For For Management 10 Other Business (Non-Voting) None None Management 11 Close Meeting None None Management -------------------------------------------------------------------------------- RED ELECTRICA CORP. SA Ticker: REE Security ID: E42807110 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Standalone Financial Statements For For Management 2 Approve Consolidated Financial For For Management Statements 3 Approve Allocation of Income For For Management 4 Approve Non-Financial Information For For Management Statement 5 Approve Discharge of Board For For Management 6.1 Ratify Appointment of and Elect For For Management Beatriz Corredor Sierra as Director 6.2 Ratify Appointment of and Elect For For Management Roberto Garcia Merino as Director 6.3 Reelect Carmen Gomez de Barreda Tous For For Management de Monsalve as Director 7 Authorize Increase in Capital up to 50 For For Management Percent via Issuance of Equity or Equity-Linked Securities, Excluding Preemptive Rights of up to 10 Percent 8 Authorize Issuance of Non-Convertible For For Management and/or Convertible Bonds, Debentures, Warrants, and Other Debt Securities up to EUR 5 Billion with Exclusion of Preemptive Rights up to 10 Percent of Capital 9.1 Authorize Share Repurchase Program For For Management 9.2 Approve Stock-for-Salary Plan For For Management 9.3 Revoke All Previous Authorizations For For Management 10.1 Approve Remuneration Report For For Management 10.2 Approve Remuneration of Directors For For Management 11 Renew Appointment of KPMG Auditores as For For Management Auditor 12 Authorize Board to Ratify and Execute For For Management Approved Resolutions 13 Receive Corporate Governance Report None None Management 14 Receive Amendments to Board of None None Management Directors Regulations -------------------------------------------------------------------------------- RIO TINTO LIMITED Ticker: RIO Security ID: Q81437107 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAY 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report for UK Law For For Management Purposes 3 Approve Remuneration Report for For For Management Australian Law Purposes 4 Approve the Potential Termination of For For Management Benefits for Australian Law Purposes 5 Elect Hinda Gharbi as Director For For Management 6 Elect Jennifer Nason as Director For For Management 7 Elect Ngaire Woods as Director For For Management 8 Elect Megan Clark as Director For For Management 9 Elect David Constable as Director For For Management 10 Elect Simon Henry as Director For For Management 11 Elect Jean-Sebastien Jacques as For For Management Director 12 Elect Sam Laidlaw as Director For For Management 13 Elect Michael L'Estrange as Director For For Management 14 Elect Simon McKeon as Director For For Management 15 Elect Jakob Stausholm as Director For For Management 16 Elect Simon Thompson as Director For For Management 17 Appoint KPMG LLP as Auditors For For Management 18 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 19 Authorise EU Political Donations and For For Management Expenditure 20 Amend Articles of Association Re: For For Management General Updates and Changes 21 Amend Articles of Association Re: For For Management Hybrid and Contemporaneous General Meetings 22 Approve the Renewal of Off-Market and For For Management On-Market Share Buyback Authorities 23 Approve the Amendments to the Against Against Shareholder Company's Constitution 24 Approve Emissions Targets Against For Shareholder -------------------------------------------------------------------------------- RIO TINTO PLC Ticker: RIO Security ID: G75754104 Meeting Date: APR 08, 2020 Meeting Type: Annual Record Date: APR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report for UK Law For For Management Purposes 3 Approve Remuneration Report for For For Management Australian Law Purposes 4 Approve the Potential Termination of For For Management Benefits for Australian Law Purposes 5 Elect Hinda Gharbi as Director For For Management 6 Elect Jennifer Nason as Director For For Management 7 Elect Ngaire Woods as Director For For Management 8 Re-elect Megan Clark as Director For For Management 9 Re-elect David Constable as Director For For Management 10 Re-elect Simon Henry as Director For For Management 11 Re-elect Jean-Sebastien Jacques as For For Management Director 12 Re-elect Sam Laidlaw as Director For For Management 13 Re-elect Michael L'Estrange as Director For For Management 14 Re-elect Simon McKeon as Director For For Management 15 Re-elect Jakob Stausholm as Director For For Management 16 Re-elect Simon Thompson as Director For For Management 17 Appoint KPMG LLP as Auditors For For Management 18 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 19 Authorise EU Political Donations and For For Management Expenditure 20 Amend Articles of Association Re: For For Management General Updates and Changes 21 Amend Articles of Association Re: For For Management Hybrid and Contemporaneous General Meetings 22 Authorise Issue of Equity For For Management 23 Authorise Issue of Equity without For For Management Pre-emptive Rights 24 Authorise Market Purchase of Ordinary For For Management Shares 25 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- RISESUN REAL ESTATE DEVELOPMENT CO., LTD. Ticker: 002146 Security ID: Y7286J101 Meeting Date: SEP 18, 2019 Meeting Type: Special Record Date: SEP 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management 2 Approve Provision of Differential For For Management Compensation for the Borrowing of Labor Companies Under the Company's Real Estate Projects -------------------------------------------------------------------------------- RISESUN REAL ESTATE DEVELOPMENT CO., LTD. Ticker: 002146 Security ID: Y7286J101 Meeting Date: NOV 25, 2019 Meeting Type: Special Record Date: NOV 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee for For For Management Haimen Shenghong New Real Estate Development Co., Ltd. 2 Approve Provision of Guarantee for For For Management Shaoxing Chenyue Real Estate Co., Ltd. -------------------------------------------------------------------------------- RISESUN REAL ESTATE DEVELOPMENT CO., LTD. Ticker: 002146 Security ID: Y7286J101 Meeting Date: JAN 14, 2020 Meeting Type: Special Record Date: JAN 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee for For For Management Non-public Issuance of Corporate Bonds 2 Approve Authorization for 2020 For For Management Expected Guarantees of Subsidiaries and Associated Companies 3 Approve 2020 Related Party Transaction For For Management -------------------------------------------------------------------------------- RISESUN REAL ESTATE DEVELOPMENT CO., LTD. Ticker: 002146 Security ID: Y7286J101 Meeting Date: APR 03, 2020 Meeting Type: Special Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Issue Scale For For Management 1.2 Approve Issue Type and Period For For Management 1.3 Approve Bond Interest Rate and Payment For For Management Method 1.4 Approve Usage of Raised Funds For For Management 1.5 Approve Issue Manner and Target Parties For For Management 1.6 Approve Guarantee Arrangement For For Management 1.7 Approve Placement Arrangement to For For Management Shareholders 1.8 Approve Listing Transfer Method For For Management 1.9 Approve Safeguard Measures of Debts For For Management Repayment 1.10 Approve Resolution Validity Period For For Management 2 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- RISESUN REAL ESTATE DEVELOPMENT CO., LTD. Ticker: 002146 Security ID: Y7286J101 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements and Audit For For Management Report 5 Approve Financial Statements For For Management 6 Approve Allocation of Income and For For Management Dividends 7 Approve Financial Budget Report For For Management 8 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor 9 Approve Provision of Guarantee for For For Shareholder Chengdu Tianhe Real Estate Development Co., Ltd. 10 Approve Provision of Guarantee for For For Shareholder Rongsheng Xingcheng (Tangshan) Yuanqu Construction Development Co., Ltd. 11 Approve Company's Overseas Listing in For For Shareholder Compliance with the Notice Governing Overseas Listing of Enterprises Subordinate to Companies Listed in China 12 Approve Scheme for the Above Company's For For Shareholder Oversea Listing 13 Approve Commitment of Upholding the For For Shareholder Independent Listing Status 14 Approve Statement on and Prospect of For For Shareholder the Continuing Profitability 15 Approve Authorization of the Board to For For Shareholder Handle All Related Matters Regarding Scheme for the Above Company's Oversea Listing 16 Approve Full Circulation Application For For Shareholder -------------------------------------------------------------------------------- RISESUN REAL ESTATE DEVELOPMENT CO., LTD. Ticker: 002146 Security ID: Y7286J101 Meeting Date: JUN 05, 2020 Meeting Type: Special Record Date: MAY 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Establishment of Asset-backed For For Management Notes 2 Approve Provision of Supplemental For For Management Credit for Asset-backed Notes 3 Approve Authorization of Board to For For Management Handle All Related Matters Regarding Asset-backed Notes 4 Approve Issuance of Debt Financing For For Management Instruments 5 Approve Authorization of Board to For For Management Handle All Related Matters Regarding Issuance of Debt Financing Instruments 6 Approve Provision of Repurchase For For Management Obligation Commitment -------------------------------------------------------------------------------- RIYAD BANK Ticker: 1010 Security ID: M8215R118 Meeting Date: MAR 25, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations for FY 2019 2 Accept Financial Statements and For For Management Statutory Reports for FY 2019 3 Approve Discharge of Directors for FY For For Management 2019 4 Approve Remuneration of Directors of For For Management SAR 5,480 Million for FY 2019 5 Approve Dividends of SAR 0.55 per For For Management Share for Second Half of FY 2019 so Total Dividends of SAR 1.07 per Share for FY 2019 6 Approve Interim Dividends For For Management Semi-Annually and Quarterly for FY 2020 7 Ratify Auditors and Fix Their For For Management Remuneration for FY 2020 8 Approve Audit Committee Charter For For Management 9 Approve Nomination and Remuneration For For Management Committee Charter 10 Approve Related Party Transactions For Against Management 11 Approve Related Party Transactions Re: For For Management General Organization for Social Insurance 12 Approve Related Party Transactions Re: For For Management Saudi Telecom Company 13 Approve Related Party Transactions Re: For For Management Saudi Mobily Company 14 Approve Related Party Transactions Re: For For Management Makarim Umm Al Qura Hotel 15 Approve Related Party Transactions Re: For For Management Dur Hospitality Company -------------------------------------------------------------------------------- RMB HOLDINGS LTD. Ticker: RMH Security ID: S6992P127 Meeting Date: NOV 14, 2019 Meeting Type: Annual Record Date: NOV 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Re-elect Jannie Durand as Director For Against Management 1.2 Re-elect Peter Cooper as Director For Against Management 1.3 Re-elect Laurie Dippenaar as Director For Against Management 1.4 Re-elect Sonja De Bruyn as Director For For Management 1.5 Elect Obakeng Phetwe as Director For Against Management 2 Place Authorised but Unissued Shares For For Management under Control of Directors 3 Authorise Board to Issue Shares for For For Management Cash 4 Reappoint PricewaterhouseCoopers Inc For For Management as Auditors of the Company and Authorise Their Remuneration 5.1 Re-elect Sonja De Bruyn as Member of For For Management the Audit and Risk Committee 5.2 Re-elect Per-Erik Lagerstrom as Member For For Management of the Audit and Risk Committee 5.3 Re-elect James Teeger as Member of the For For Management Audit and Risk Committee 6 Authorise Ratification of Approved For For Management Resolutions 7.1 Approve Remuneration Policy For Against Management 7.2 Approve Remuneration Implementation For Against Management Report 1 Approve Non-executive Directors' For For Management Remuneration 2 Authorise Repurchase of Issued Share For For Management Capital 3 Authorise Issue of Shares or Options For For Management Pursuant to a Reinvestment Option 4 Approve Financial Assistance to For Against Management Directors, Prescribed Officers and Employee Share Scheme Beneficiaries 5 Approve Financial Assistance to For For Management Related or Inter-related Entities -------------------------------------------------------------------------------- RMB HOLDINGS LTD. Ticker: RMH Security ID: S6992P127 Meeting Date: JUN 01, 2020 Meeting Type: Special Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve the RMH Unbundling in Terms of For For Management Section 112 of the Companies Act -------------------------------------------------------------------------------- ROYAL BANK OF CANADA Ticker: RY Security ID: 780087102 Meeting Date: APR 08, 2020 Meeting Type: Annual Record Date: FEB 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Andrew A. Chisholm For For Management 1.2 Elect Director Jacynthe Cote For For Management 1.3 Elect Director Toos N. Daruvala For For Management 1.4 Elect Director David F. Denison For For Management 1.5 Elect Director Alice D. Laberge For For Management 1.6 Elect Director Michael H.McCain For For Management 1.7 Elect Director David McKay For For Management 1.8 Elect Director Heather Munroe-Blum For For Management 1.9 Elect Director Kathleen Taylor For For Management 1.10 Elect Director Maryann Turcke For For Management 1.11 Elect Director Bridget A. van Kralingen For For Management 1.12 Elect Director Thierry Vandal For For Management 1.13 Elect Director Frank Vettese For For Management 1.14 Elect Director Jeffery Yabuki For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote on Executive For For Management Compensation Approach 4 SP 1: Update Computer Systems to Against Against Shareholder Increase Competitiveness while Enhancing Privacy Protection 5 SP 2: Adopt a Diversity Target Higher Against For Shareholder than 40% for the Composition of the Board of Directors for the Next Five Years -------------------------------------------------------------------------------- RUENTEX INDUSTRIES LTD. Ticker: 2915 Security ID: Y7367H107 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Profit Distribution For For Management -------------------------------------------------------------------------------- SAIC MOTOR CORP. LTD. Ticker: 600104 Security ID: Y7443N102 Meeting Date: AUG 09, 2019 Meeting Type: Special Record Date: AUG 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Wang Xiaoqiu as Non-Independent For For Management Director 2 Elect Shen Xiaosu as Supervisor For For Management 3.1 Approve Par Value and Issue Size For For Management 3.2 Approve Bond Interest Rate and Method For For Management of Determination 3.3 Approve Bond Maturity and Bond Type For For Management 3.4 Approve Usage of Proceeds For For Management 3.5 Approve Issue Manner, Target For For Management Subscribers, and Arrangements for Placing Bonds with Shareholders 3.6 Approve Guarantee in Relation to Bond For For Management Issuance 3.7 Approve Terms of Redemption or For For Management Sell-Back 3.8 Approve Company's Credit Status and For For Management Debt Repayment Guarantee Measures 3.9 Approve Underwriting Manner For For Management 3.10 Approve Listing Exchange For For Management 3.11 Approve Resolution Validity Period For For Management 4 Approve Authorization of the Board to For For Management Handle All Matters Related to Shelf Issuance of Corporate Bond -------------------------------------------------------------------------------- SAIC MOTOR CORP. LTD. Ticker: 600104 Security ID: Y7443N102 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: JUN 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report of the Independent For For Management Directors 4 Approve Allocation of Income and For For Management Dividends 5 Approve Financial Statements For For Management 6 Approve Annual Report and Summary For For Management 7 Approve Signing of Daily Related Party For For Management Transactions Framework Agreement and 2020 Daily Related Party Transactions 8 Approve Provision of Guarantee to SAIC For Against Management General Motors Financial Co., Ltd. 9 Approve Provision of Guarantee by For For Management Global Car Sharing and Rental Co., Ltd. 10 Approve Provision of Guarantee by For For Management Huayu Automotive Systems Co., Ltd. to Huayuan Korben Schmidt Aluminum Technology Co., Ltd. 11 Approve Provision of Guarantee by For For Management Huayu Automotive Systems Co., Ltd. to its Subsidiaries 12 Approve Appointment of Financial For For Management Auditor 13 Approve Appointment of Internal For For Management Control Auditor 14 Approve Participation of Directors in For Against Management Incentive Fund Plan 15 Amend Articles of Association For Against Management -------------------------------------------------------------------------------- SAMBA FINANCIAL GROUP Ticker: 1090 Security ID: M8234E114 Meeting Date: MAR 25, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations for FY 2019 2 Approve Auditors' Report on Company For For Management Financial Statements for FY 2019 3 Accept Consolidated Financial For For Management Statements and Statutory Reports for FY 2019 4 Approve Dividends of SAR 0.70 Per For For Management Share for Second Half of FY 2019 5 Approve Remuneration of Directors SAR For For Management 4,685,000 for FY 2019 6 Approve Discharge of Directors for FY For For Management 2019 7 Ratify Auditors and Fix Their For For Management Remuneration for Q1 FY 2020 8 Ratify Auditors and Fix Their For For Management Remuneration for FY 2020 and Q1 of FY 2021 9 Approve Interim Dividends Semi For For Management Annually or Quarterly for FY 2020 10 Amend Nomination and Remuneration For For Management Committee Charter 11 Allow Khalid Al Suweilim to Be For For Management Involved with Other Companies 12 Allow Ibraheem Al Mufraj to Be For For Management Involved with Other Companies 13 Allow Abdullah Al Ruweis to Be For For Management Involved with Other Companies 14 Approve Related Party Transactions Re: For For Management General Organization for Social Insurance 15 Approve Related Party Transactions Re: For For Management General Organization for Social Insurance 16 Approve Related Party Transactions Re: For For Management National Medical Care Company 17 Approve Related Party Transactions Re: For For Management Saudi Arabian Airlines 18 Approve Related Party Transactions Re: For For Management General Civil Aviation Authority 19 Approve Related Party Transactions Re: For For Management General Civil Aviation Authority 20 Approve Related Party Transactions Re: For For Management Damam Airports Company 21 Approve Related Party Transactions Re: For For Management Mobily -------------------------------------------------------------------------------- SAMPO OYJ Ticker: SAMPO Security ID: X75653109 Meeting Date: JUN 02, 2020 Meeting Type: Annual Record Date: MAY 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Call the Meeting to Order None None Management 3 Designate Inspector or Shareholder For For Management Representative(s) of Minutes of Meeting 4 Acknowledge Proper Convening of Meeting For For Management 5 Prepare and Approve List of For For Management Shareholders 6 Receive Financial Statements and None None Management Statutory Reports; Receive Board's Report; Receive Auditor's Report 7 Accept Financial Statements and For For Management Statutory Reports 8 Approve Allocation of Income and For For Management Dividends of EUR 1.50 Per Share 9 Approve Discharge of Board and For For Management President 10 Approve Remuneration Policy And Other For For Management Terms of Employment For Executive Management 11 Approve Remuneration of Directors in For For Management the Amount of EUR 180,000 for Chairman and EUR 93,000 for Other Directors; Approve Remuneration for Committee Work 12 Fix Number of Directors at Eight For For Management 13 Reelect Christian Clausen, Fiona For For Management Clutterbuck, Jannica Fagerholm, Johanna Lamminen, Risto Murto, Antti Makinen and Bjorn Wahlroos as Directors; Elect Georg Ehrnrooth as New Director 14 Approve Remuneration of Auditors For Against Management 15 Ratify Ernst & Young as Auditors For Against Management 16 Authorize Share Repurchase Program For For Management 17 Close Meeting None None Management -------------------------------------------------------------------------------- SAMSUNG FIRE & MARINE INSURANCE CO., LTD. Ticker: 000810 Security ID: Y7473H108 Meeting Date: MAR 20, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Jang Deok-hui as Inside Director For For Management 2.2 Elect Park Dae-dong as Outside Director For Against Management 3 Elect Park Se-min as Outside Director For Against Management to Serve as Audit Committee Member 4 Elect Kim Seong-jin as a Member of For Against Management Audit Committee 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- SANLAM LTD. Ticker: SLM Security ID: S7302C137 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: MAY 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for the Year Ended 31 December 2019 2 Reappoint Ernst & Young Inc as For For Management Auditors with C du Toit as the Individual and Designated Auditor 3 Appoint KPMG Inc as Joint Auditors For For Management 4.1 Elect Andrew Birrell as Director For For Management 4.2 Elect Elias Masilela as Director For For Management 4.3 Elect Kobus Moller as Director For For Management 5.1 Re-elect Rejoice Simelane as Director For For Management 5.2 Re-elect Paul Hanratty as Director None None Management (Resolution withdrawn as per SENS dated 25 May 2020) 6.1 Re-elect Heinie Werth as Director For For Management 6.2 Elect Jeanett Modise as Director For For Management 7.1 Elect Andrew Birrell as Member of the For For Management Audit Committee 7.2 Re-elect Paul Hanratty as Member of None None Management the Audit Committee (Resolution withdrawn as per SENS dated 25 May 2020) 7.3 Re-elect Mathukana Mokoka as Member of For Against Management the Audit Committee 7.4 Re-elect Karabo Nondumo as Member of For For Management the Audit Committee 7.5 Elect Kobus Moller as Member of the For Against Management Audit Committee 8.1 Approve Remuneration Policy For For Management 8.2 Approve Remuneration Implementation For Against Management Report 9 Approve Remuneration of Executive For For Management Directors and Non-executive Directors for the Financial Year Ended 31 December 2019 10 Place Authorised but Unissued Shares For For Management under Control of Directors 11 Authorise Board to Issue Shares for For For Management Cash 12 Authorise Ratification of Approved For For Management Resolutions A Approve Remuneration of Non-executive For For Management Directors for the Period 01 July 2020 until 30 June 2021 B Authorise Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- SANOFI Ticker: SAN Security ID: F5548N101 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Treatment of Losses and For For Management Dividends of EUR 3.15 per Share 4 Approve Auditors' Special Report on For For Management Related-Party Transactions 5 Ratify Appointment of Paul Hudson as For For Management Director 6 Reelect Laurent Attal as Director For For Management 7 Reelect Carole Piwnica as Director For For Management 8 Reelect Diane Souza as Director For For Management 9 Reelect Thomas Sudhof as Director For For Management 10 Elect Rachel Duan as Director For For Management 11 Elect Lise Kingo as Director For For Management 12 Approve Remuneration of Directors in For For Management the Aggregate Amount of EUR 2 Million 13 Approve Remuneration Policy of For For Management Directors 14 Approve Remuneration Policy of For For Management Chairman of the Board 15 Approve Remuneration Policy of CEO For Against Management 16 Approve Compensation Report of For For Management Corporate Officers 17 Approve Compensation of Serge For For Management Weinberg, Chairman of the Board 18 Approve Compensation of Paul Hudson, For Against Management CEO Since Sept. 1, 2019 19 Approve Compensation of Olivier For Against Management Brandicourt, CEO Until Aug. 31, 2019 20 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 21 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- SCHRODERS PLC Ticker: SDR Security ID: G78602136 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: APR 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Approve Remuneration Report For For Management 4 Approve Remuneration Policy For For Management 5 Approve Long Term Incentive Plan For For Management 6 Approve Deferred Award Plan For For Management 7 Elect Matthew Westerman as Director For For Management 8 Elect Claire Fitzalan as Director For For Management 9 Re-elect Michael Dobson as Director For For Management 10 Re-elect Peter Harrison as Director For For Management 11 Re-elect Richard Keers as Director For For Management 12 Re-elect Ian King as Director For For Management 13 Re-elect Sir Damon Buffini as Director For For Management 14 Re-elect Rhian Davies as Director For For Management 15 Re-elect Rakhi Goss-Custard as Director For For Management 16 Re-elect Deborah Waterhouse as Director For For Management 17 Re-elect Leonie Schroder as Director For For Management 18 Reappoint Ernst & Young LLP as Auditors For For Management 19 Authorise the Audit and Risk Committee For For Management to Fix Remuneration of Auditors 20 Approve EU Political Donations and For For Management Expenditure 21 Authorise Issue of Equity For For Management 22 Authorise Issue of Equity without For For Management Pre-emptive Rights 23 Authorise Market Purchase of For For Management Non-Voting Ordinary Shares 24 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- SEAZEN HOLDINGS CO. LTD. Ticker: 601155 Security ID: Y267C9105 Meeting Date: MAR 19, 2020 Meeting Type: Special Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extension of Resolution For For Management Validity Period of Private Placement of Shares 2 Approve Authorization of Board to For For Management Handle All Related Matters Regarding Extension of Resolution Validity Period of Private Placement of Shares 3 Approve Amendments to Articles of For For Management Association 4 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 5 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 6 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 7 Amend Working System for Independent For For Management Directors 8 Amend Related-Party Transaction For For Management Management System 9 Approve External Investment Management For For Management System 10 Approve Direct Financing For For Management -------------------------------------------------------------------------------- SEAZEN HOLDINGS CO. LTD. Ticker: 601155 Security ID: Y267C9105 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Appointment of Auditor For For Management 6 Approve Allocation of Income and For For Management Dividends 7 Approve Remuneration of Directors, For For Management Supervisors and Senior Management Members 8 Approve Guarantee Plan For Against Management 9 Approve Investment Plan For Against Management 10 Approve Loan from Related Party For For Management 11 Approve Daily Related-Party For For Management Transactions -------------------------------------------------------------------------------- SEKISUI HOUSE, LTD. Ticker: 1928 Security ID: J70746136 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: JAN 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 41 2 Amend Articles to Amend Business Lines For For Management - Reduce Directors' Term - Remove All Provisions on Advisory Positions 3.1 Elect Director Abe, Toshinori For Against Management 3.2 Elect Director Inagaki, Shiro For Against Management 3.3 Elect Director Nakai, Yoshihiro For For Management 3.4 Elect Director Uchida, Takashi For For Management 3.5 Elect Director Wakui, Shiro For For Management 3.6 Elect Director Yoshimaru, Yukiko For For Management 3.7 Elect Director Kitazawa, Toshifumi For For Management 3.8 Elect Director Tanaka, Satoshi For For Management 3.9 Elect Director Nishida, Kumpei For For Management 3.10 Elect Director Horiuchi, Yosuke For For Management 3.11 Elect Director Miura, Toshiharu For For Management 3.12 Elect Director Ishii, Toru For For Management 4 Appoint Statutory Auditor Wada, For For Management Yoritomo 5 Approve Annual Bonus For For Management 6 Approve Performance-Based Annual Bonus For For Management Ceiling for Directors 7 Approve Performance Share Plan and For For Management Restricted Stock Plan 8.1 Elect Shareholder Director Nominee Against For Shareholder Christopher Douglas Brady 8.2 Elect Shareholder Director Nominee Against Against Shareholder Pamela Fennel Jacobs 8.3 Elect Shareholder Director Nominee Against Against Shareholder Okada, Yasushi 8.4 Elect Shareholder Director Nominee Against Against Shareholder Saeki, Terumichi 8.5 Elect Shareholder Director Nominee Against For Shareholder Iwasaki, Jiro 8.6 Elect Shareholder Director Nominee Against Against Shareholder Saito, Makoto 8.7 Elect Shareholder Director Nominee Against Against Shareholder Kato, Hitomi 8.8 Elect Shareholder Director Nominee Against Against Shareholder Suguro, Fumiyasu 8.9 Elect Shareholder Director Nominee Against Against Shareholder Fujiwara, Motohiko 8.10 Elect Shareholder Director Nominee Against Against Shareholder Yamada, Koji 8.11 Elect Shareholder Director Nominee Against Against Shareholder Wada, Isami -------------------------------------------------------------------------------- SEVERN TRENT PLC Ticker: SVT Security ID: G8056D159 Meeting Date: JUL 17, 2019 Meeting Type: Annual Record Date: JUL 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Amend Long Term Incentive Plan 2014 For For Management 4 Approve Sharesave Scheme For For Management 5 Approve Final Dividend For For Management 6 Re-elect Kevin Beeston as Director For For Management 7 Re-elect James Bowling as Director For For Management 8 Re-elect John Coghlan as Director For For Management 9 Re-elect Andrew Duff as Director For For Management 10 Re-elect Olivia Garfield as Director For For Management 11 Re-elect Dominique Reiniche as Director For For Management 12 Re-elect Philip Remnant as Director For For Management 13 Re-elect Angela Strank as Director For For Management 14 Reappoint Deloitte LLP as Auditors For For Management 15 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 16 Authorise EU Political Donations and For For Management Expenditure 17 Authorise Issue of Equity For For Management 18 Authorise Issue of Equity without For For Management Pre-emptive Rights 19 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 20 Authorise Market Purchase of Ordinary For For Management Shares 21 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- SEVERSTAL PAO Ticker: CHMF Security ID: X7805W105 Meeting Date: SEP 06, 2019 Meeting Type: Special Record Date: AUG 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Dividends of RUB 26.72 For For Management per Share for First Six Months of Fiscal 2019 -------------------------------------------------------------------------------- SEVERSTAL PAO Ticker: CHMF Security ID: X7805W105 Meeting Date: NOV 22, 2019 Meeting Type: Special Record Date: OCT 28, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Dividends of RUB 27.47 For For Management per Share for First Nine Months of Fiscal 2019 -------------------------------------------------------------------------------- SEVERSTAL PAO Ticker: CHMF Security ID: X7805W105 Meeting Date: JUN 05, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Aleksei Mordashov as Director None Against Management 1.2 Elect Aleksandr Shevelev as Director None Against Management 1.3 Elect Aleksei Kulichenko as Director None Against Management 1.4 Elect Andrei Mitiukov as Director None Against Management 1.5 Elect Agnes Anna Ritter as Director None Against Management 1.6 Elect Philip John Dayer as Director None For Management 1.7 Elect David Alun Bowen as Director None For Management 1.8 Elect Veikko Sakari Tamminen as None For Management Director 1.9 Elect Vladimir Mau as Director None For Management 1.10 Elect Aleksandr Auzan as Director None For Management 2 Approve Allocation of Income and For For Management Dividends 3 Approve Interim Dividends of RUB 27.35 For For Management per Share for First Quarter of Fiscal 2020 4 Ratify KPMG as Auditor For For Management -------------------------------------------------------------------------------- SHANGHAI LUJIAZUI FINANCE & TRADE ZONE DEVELOPMENT CO., LTD. Ticker: 900932 Security ID: Y7686Q119 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: APR 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors, Work Report and Work Plan Report 3 Approve Report of the Board of For For Management Supervisors 4 Approve Report of the Independent For For Management Directors 5 Approve Financial Statements For For Management 6 Approve Financial Budget For For Management 7 Approve Financing Amount For For Management 8 Approve Allocation of Income and For For Management Dividends 9 Approve Accept Loans from Controlling For For Management Shareholder 10 Approve Related Party Transaction For For Management 11 Approve to Appoint Financial Auditor For For Management and Internal Control Auditor 12 Approve Remuneration of Directors and For For Management Supervisors 13 Approve Shareholder Return Plan For For Management 14 Approve Change in Registered Capital For For Management and Amend Articles of Association 15 Approve Company's Eligibility for For For Management Corporate Bond Issuance 16.1 Approve Issue Scale For For Management 16.2 Approve Par Value and Issue Price For For Management 16.3 Approve Issue Type and Period For For Management 16.4 Approve Target Parties For For Management 16.5 Approve Bond Interest Rate and For For Management Determination Manner 16.6 Approve Guarantee Arrangement For For Management 16.7 Approve Redemption and Resale Terms For For Management 16.8 Approve Usage of Raised Funds For For Management 16.9 Approve Issue Manner For For Management 16.10 Approve Listing Location For For Management 16.11 Approve Underwriter and Underwriting For For Management Method 16.12 Approve Safeguard Measures of Debts For For Management Repayment 16.13 Approve Resolution Validity Period For For Management 17 Approve Authorization of the Board to For For Management Handle All Related Matters 18 Elect Guo Rong as Non-independent For For Management Director 19 Elect Li Minkun as Supervisor For For Shareholder -------------------------------------------------------------------------------- SHENERGY CO., LTD. Ticker: 600642 Security ID: Y7T046109 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: JUN 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Allocation of Income and For For Management Dividends 5 Approve Financial Budget Report For Against Management 6 Approve Appointment of Financial For For Management Auditor and Payment of Remuneration 7 Approve Appointment of Internal For For Management Control Auditor and Payment of Remuneration 8 Approve Daily Related Operational For For Management Transactions with Shenneng (Group) Co. , Ltd. 9 Approve Daily Related Operational For Against Management Transactions with Shenneng Group Finance Co., Ltd. 10 Approve Daily Related Operational For For Management Transactions with Shanghai Shenneng Financial Leasing Co., Ltd. 11 Approve to Register and Issue Debt For For Management Financing Instruments 12.1 Elect Shi Pingyang as Non-Independent For For Management Director 12.2 Elect Liu Haibo as Non-Independent For For Management Director 12.3 Elect Li Zhenghao as Non-Independent For For Management Director 12.4 Elect Ni Bin as Non-Independent For For Management Director 12.5 Elect Xi Liqiang as Non-Independent For For Management Director 12.6 Elect Zang Liang as Non-Independent For For Management Director 13.1 Elect Liu Hao as Independent Director For For Management 13.2 Elect Yang Chaojun as Independent For For Management Director 13.3 Elect Yu Weifeng as Independent For For Management Director 13.4 Elect Qin Haiyan as Independent For For Management Director 14.1 Elect Chen Wei as Supervisor For For Management 14.2 Elect Hu Lei as Supervisor For For Management 14.3 Elect Yu Xuechun as Supervisor For For Management -------------------------------------------------------------------------------- SHENZHEN OVERSEAS CHINESE TOWN CO., LTD. Ticker: 000069 Security ID: Y7582E103 Meeting Date: DEC 12, 2019 Meeting Type: Special Record Date: DEC 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- SHENZHEN OVERSEAS CHINESE TOWN CO., LTD. Ticker: 000069 Security ID: Y7582E103 Meeting Date: APR 08, 2020 Meeting Type: Special Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Duan Xiannian as Non-independent For For Management Director 1.2 Elect Yao Jun as Non-independent For For Management Director 1.3 Elect Wang Xiaowen as Non-independent For For Management Director 2.1 Elect Wang Yijiang as Independent For For Management Director 2.2 Elect Sha Zhenquan as Independent For For Management Director 2.3 Elect Song Ding as Independent Director For For Management 2.4 Elect Zhang Yuming as Independent For For Management Director 3.1 Elect Chen Yuehua as Supervisor For For Management 3.2 Elect Pan Fengwen as Supervisor For For Management -------------------------------------------------------------------------------- SHENZHEN OVERSEAS CHINESE TOWN CO., LTD. Ticker: 000069 Security ID: Y7582E103 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Allocation of Income and For For Management Dividends 5 Approve Application of Credit Lines For Against Management 6 Approve Application of Entrusted Loans For For Management 7 Approve Provision of Guarantee For For Management 8 Approve Provision of Financial Aid to For For Management Associate Company 9 Approve Provision of Financial Aid to For For Management Project Company 10 Approve Daily Related Party Transaction For For Management 11 Approve to Appoint Auditor For For Management 12 Approve Amendments to Articles of For Against Management Association 13 Approve Development of Independent For Against Management Director Compensation and Treatment Standards -------------------------------------------------------------------------------- SHIMAO PROPERTY HOLDINGS LIMITED Ticker: 813 Security ID: G81043104 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: MAY 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3.1 Elect Hui Wing Mau as Director For For Management 3.2 Elect Lu Yi as Director For For Management 3.3 Elect Kan Lai Kuen, Alice as Director For For Management 3.4 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve PricewaterhouseCoopers as For Against Management Auditor and Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For Against Management Shares 8 Approve Change of English Name and For For Management Chinese Dual Foreign Name of the Company and Related Transactions -------------------------------------------------------------------------------- SINGAPORE EXCHANGE LIMITED Ticker: S68 Security ID: Y79946102 Meeting Date: OCT 03, 2019 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and For For Management Directors' and Auditors' Reports 2 Approve Final Dividend For For Management 3a Elect Chew Gek Khim as Director For For Management 3b Elect Jane Diplock as Director For For Management 3c Elect Lim Sok Hui as Director For For Management 4 Approve Directors' Fees to be Paid to For For Management the Chairman 5 Approve Directors' Fees to be Paid to For For Management All Directors (Other than the Chief Executive Officer) 6 Approve KPMG LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 7 Approve Issuance of Equity or For For Management Equity-Linked Securities with or without Preemptive Rights 8 Authorize Share Repurchase Program For For Management -------------------------------------------------------------------------------- SINGAPORE TECHNOLOGIES ENGINEERING LTD. Ticker: S63 Security ID: Y7996W103 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and For For Management Directors' and Auditors' Reports 2 Approve Final Dividend For For Management 3 Elect Kwa Chong Seng as Director For For Management 4 Elect Quek Gim Pew as Director For For Management 5 Elect Quek See Tiat as Director For For Management 6 Elect Joseph Leong Weng Keong as For For Management Director 7 Approve Directors' Remuneration For For Management 8 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 9 Approve Issuance of Equity or For For Management Equity-Linked Securities with or without Preemptive Rights 10 Approve Mandate for Interested Person For For Management Transactions 11 Authorize Share Repurchase Program For For Management 12 Adopt Singapore Technologies For For Management Engineering Performance Share Plan 2020 and Approve Grant of Awards and Issuance of Shares Under the Plan 13 Adopt Singapore Technologies For For Management Engineering Restricted Share Plan 2020 and Approve Grant of Awards and Issuance of Shares Under the Plan -------------------------------------------------------------------------------- SINGAPORE TELECOMMUNICATIONS LIMITED Ticker: Z74 Security ID: Y79985209 Meeting Date: JUL 23, 2019 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and For For Management Directors' and Auditors' Reports 2 Approve Final Dividend For For Management 3 Elect Christina Hon Kwee Fong For For Management (Christina Ong) as Director 4 Elect Simon Claude Israel as Director For For Management 5 Elect Dominic Stephen Barton as For For Management Director 6 Elect Bradley Joseph Horowitz as For For Management Director 7 Elect Gail Patricia Kelly as Director For For Management 8 Approve Directors' Fees For For Management 9 Approve Auditors and Authorize Board For For Management to Fix Their Remuneration 10 Approve Issuance of Equity or For For Management Equity-Linked Securities with or without Preemptive Rights 11 Approve Grant of Awards and Issuance For For Management of Shares Under the Singtel Performance Share Plan 2012 12 Authorize Share Repurchase Program For For Management -------------------------------------------------------------------------------- SINO LAND COMPANY LIMITED Ticker: 83 Security ID: Y80267126 Meeting Date: OCT 24, 2019 Meeting Type: Annual Record Date: OCT 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3.1 Elect Daryl Ng Win Kong as Director For Against Management 3.2 Elect Ringo Chan Wing Kwong as Director For For Management 3.3 Elect Gordon Lee Ching Keung as For For Management Director 3.4 Elect Velencia Lee as Director For For Management 3.5 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Deloitte Touche Tohmatsu as For Against Management Auditor and Authorize Board to Fix Their Remuneration 5.1 Authorize Repurchase of Issued Share For For Management Capital 5.2 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 5.3 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- SINOPEC SHANGHAI PETROCHEMICAL COMPANY LIMITED Ticker: 338 Security ID: Y80373106 Meeting Date: DEC 10, 2019 Meeting Type: Special Record Date: NOV 07, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Mutual Product Supply and Sale For For Management Services Framework Agreement (2020-2022), Continuing Connected Transactions, Annual Caps and Related Transactions 2 Approve Comprehensive Services For For Management Framework Agreement (2020- 2022), Continuing Connected Transactions, Annual Caps and Related Transactions -------------------------------------------------------------------------------- SINOPEC SHANGHAI PETROCHEMICAL COMPANY LIMITED Ticker: 338 Security ID: Y80373106 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: MAY 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Work Report of the Board For For Management of Directors 2 Approve 2019 Work Report of the For For Management Supervisory Committee 3 Approve 2019 Audited Financial For For Management Statements 4 Approve 2019 Profit Distribution Plan For For Management 5 Approve 2020 Financial Budget Report For Against Management 6 Approve PricewaterhouseCoopers Zhong For For Management Tian LLP (Special General Partnership) as Domestic Auditors and PricewaterhouseCoopers as International Auditors and Authorize Board to Fix Their Remuneration 7 Approve Investment and Construction For For Management Project 8 Approve Authorization to the Board to For Against Management Determine the Proposed Plan for the Issuance of Debt Financing Instruments 9.01 Elect Zhang Xiaofeng as Supervisor For For Management 9.02 Elect Zheng Yunrui as Supervisor For For Management 9.03 Elect Choi Ting Ki as Supervisor For For Management 10.01 Elect Wu Haijun as Director For For Management 10.02 Elect Guan Zemin as Director For For Management 10.03 Elect Jin Qiang as Director For For Management 10.04 Elect Jin Wenmin as Director For For Management 10.05 Elect Zhou Meiyun as Director For For Management 10.06 Elect Huang Xiangyu as Director For For Management 10.07 Elect Huang Fei as Director For For Management 10.08 Elect Xie Zhenglin as Director For For Management 10.09 Elect Peng Kun as Director For For Management 11.01 Elect Li Yuanqin as Director For For Management 11.02 Elect Tang Song as Director For For Management 11.03 Elect Chen Haifeng as Director For For Management 11.04 Elect Yang Jun as Director For For Management 11.05 Elect Gao Song as Director For For Management -------------------------------------------------------------------------------- SINOTRANS LIMITED Ticker: 598 Security ID: Y6145J104 Meeting Date: JUN 01, 2020 Meeting Type: Special Record Date: APR 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Share Option Incentive Scheme For Against Management of Sinotrans Limited (Revised Draft) and Its Summary 2 Approve Share Option Incentive Scheme For Against Management of Sinotrans Limited (Phase I) (Revised Draft) and Its Summary 3 Approve Appraisal Measures for For Against Management Implementation of the Share Option Incentive Scheme of Sinotrans Limited 4 Approve Grant of Options and Issuance For Against Management of Shares Under the Share Option Incentive Scheme 5 Approve Grant of Options and Issuance For Against Management of Shares Under the Share Option Incentive Scheme (Phase I) 6 Amend Articles of Association and For For Management Amend Rules and Procedures Regarding General Meetings -------------------------------------------------------------------------------- SINOTRANS LIMITED Ticker: 598 Security ID: Y6145J104 Meeting Date: JUN 01, 2020 Meeting Type: Annual Record Date: APR 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 2 Authorize Repurchase of Issued H Share For For Management Capital 3 Approve Updated Mandate of the Issue For For Management of Debt Financing Instruments 4 Approve Estimated Guarantees of the For Against Management Company 5 Approve 2019 Work Report of the Board For For Management of Directors 6 Approve 2019 Work Report of the For For Management Supervisory Committee 7 Approve 2019 Work Report of For For Management Independent Non-Executive Directors 8 Approve 2019 Final Financial Accounts For For Management Report 9 Approve 2019 Annual Report and Its For For Management Summary 10 Approve 2020 Financial Budget For Against Management 11 Approve 2019 Profit Distribution Plan For For Management 12 Approve ShineWing Certified Public For For Management Accountants LLP as Auditor 13 Approve Remuneration of Directors For For Management 14 Approve Renewal of Liability Insurance For For Management for Directors, Supervisors and Senior Management Members 15.1 Elect Li Guanpeng as Director For For Management 15.2 Elect Song Dexing as Director For Against Management -------------------------------------------------------------------------------- SINOTRANS LIMITED Ticker: 598 Security ID: Y6145J104 Meeting Date: JUN 01, 2020 Meeting Type: Special Record Date: APR 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Share Option Incentive Scheme For Against Management of Sinotrans Limited (Revised Draft) and Its Summary 2 Approve Share Option Incentive Scheme For Against Management of Sinotrans Limited (Phase I) (Revised Draft) and Its Summary 3 Approve Appraisal Measures for For Against Management Implementation of the Share Option Incentive Scheme of Sinotrans Limited 4 Approve Grant of Options and Issuance For Against Management of Shares Under the Share Option Incentive Scheme 5 Approve Grant of Options and Issuance For Against Management of Shares Under the Share Option Incentive Scheme (Phase I) 6 Amend Articles of Association and For For Management Amend Rules and Procedures Regarding General Meetings 7 Authorize Repurchase of Issued H Share For For Management Capital -------------------------------------------------------------------------------- SINOTRUK (HONG KONG) LIMITED Ticker: 3808 Security ID: Y8014Z102 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: JUN 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3A Elect Liu Wei as Director For Against Management 3B Elect Richard von Braunschweig as For Against Management Director 3C Elect Liu Zhengtao as Director For Against Management 3D Elect Qu Hongkun as Director For Against Management 3E Elect Yang Weicheng as Director For For Management 3F Elect Liang Qing as Director For For Management 3G Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Deloitte Touche Tohmatsu as None None Management Auditor and Authorize Board to Fix Their Remuneration 5 Approve Ernst & Young as Auditor and For For Management Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- SK TELECOM CO., LTD. Ticker: 017670 Security ID: Y4935N104 Meeting Date: MAR 26, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Approve Stock Option Grants For For Management 3.2 Approve Stock Option Grants For For Management 4.1 Elect Park Jung-ho as Inside Director For For Management 4.2 Elect Cho Dae-sik as Non-Independent For Against Management Non-Executive Director 4.3 Elect Kim Yong-hak as Outside Director For For Management 4.4 Elect Kim Jun-mo as Outside Director For For Management 4.5 Elect Ahn Jeong-ho as Outside Director For For Management 5.1 Elect Kim Yong-hak as a Member of For For Management Audit Committee 5.2 Elect Ahn Jeong-ho as a Member of For For Management Audit Committee 6 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 7 Approve Terms of Retirement Pay For For Management -------------------------------------------------------------------------------- SNAM SPA Ticker: SRG Security ID: T8578N103 Meeting Date: OCT 23, 2019 Meeting Type: Special Record Date: OCT 14, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Company Bylaws Re: Articles 13 For For Management and 20; Introduce Article 24 1 Revoke Auditors; Approve New Auditors For For Management and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- SNAM SPA Ticker: SRG Security ID: T8578N103 Meeting Date: JUN 18, 2020 Meeting Type: Annual/Special Record Date: JUN 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Cancellation of Treasury For For Management Shares without Reduction of Share Capital; Amend Article 5.1 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income For For Management 3 Authorize Share Repurchase Program and For For Management Reissuance of Repurchased Shares 4.1 Approve Remuneration Policy For For Management 4.2 Approve Second Section of the For For Management Remuneration Report 5 Approve 2020-2022 Long Term Share For For Management Incentive Plan 6 Elect Nicola Bedin as Director None For Shareholder 7 Elect Nicola Bedin as Board Chair None For Shareholder A Deliberations on Possible Legal Action None Against Management Against Directors if Presented by Shareholders -------------------------------------------------------------------------------- SOCIEDAD QUIMICA Y MINERA DE CHILE SA Ticker: SQM.B Security ID: P8716X108 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Designate Auditors For For Management 3 Designate Risk Assessment Companies For For Management 4 Designate Account Inspectors For For Management 5 Approve Investment Policy For For Management 6 Approve Financing Policy For For Management 7 Approve Dividends For For Management 8 Approve Remuneration of Board of For For Management Directors and Board Committees 9 Other Business For Against Management -------------------------------------------------------------------------------- SPAR GROUP LTD. Ticker: SPP Security ID: S8050H104 Meeting Date: FEB 11, 2020 Meeting Type: Annual Record Date: JAN 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for the Year Ended 30 September 2019 2 Elect Lwazi Koyana as Director For For Management 3.1 Re-elect Harish Mehta as Director For For Management 3.2 Re-elect Phumla Mnganga as Director For For Management 3.3 Re-elect Andrew Waller as Director For For Management 4 Reappoint PricewaterhouseCoopers Inc. For For Management as Auditors of the Company with Sharalene Randelhoff as the Designated Individual Audit Partner 5.1 Re-elect Marang Mashologu as Member of For For Management the Audit Committee 5.2 Re-elect Harish Mehta as Member of the For For Management Audit Committee 5.3 Elect Andrew Waller as Chairman of the For For Management Audit Committee 6 Place Authorised but Unissued Shares For For Management Under Control of Directors Pursuant to the Employee Share Trust (2004) 7 Place Authorised but Unissued Shares For For Management Under Control of Directors Pursuant to the Conditional Share Plan 8 Approve Remuneration Policy For For Management 9 Approve Remuneration Implementation For For Management Report 10 Approve Financial Assistance to For For Management Related or Inter-related Companies 11 Approve Non-executive Directors' Fees For For Management -------------------------------------------------------------------------------- SPARK NEW ZEALAND LTD. Ticker: SPK Security ID: Q8619N107 Meeting Date: NOV 07, 2019 Meeting Type: Annual Record Date: NOV 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Board to Fix Remuneration of For For Management the Auditors 2 Elect Justine Smyth as Director For For Management 3 Elect Warwick Bray as Director For For Management 4 Elect Jolie Hodson as Director For For Management 5 Adopt New Constitution For For Management -------------------------------------------------------------------------------- SSE PLC Ticker: SSE Security ID: G8842P102 Meeting Date: JUL 18, 2019 Meeting Type: Annual Record Date: JUL 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Remuneration Policy For For Management 4 Approve Final Dividend For For Management 5 Re-elect Gregor Alexander as Director For For Management 6 Re-elect Sue Bruce as Director For For Management 7 Re-elect Tony Cocker as Director For For Management 8 Re-elect Crawford Gillies as Director For For Management 9 Re-elect Richard Gillingwater as For For Management Director 10 Re-elect Peter Lynas as Director For For Management 11 Re-elect Helen Mahy as Director For For Management 12 Re-elect Alistair Phillips-Davies as For For Management Director 13 Re-elect Martin Pibworth as Director For For Management 14 Elect Melanie Smith as Director For For Management 15 Appoint Ernst & Young LLP as Auditors For For Management 16 Authorise Audit Committee to Fix For For Management Remuneration of Auditors 17 Authorise Issue of Equity For For Management 18 Authorise Issue of Equity without For For Management Pre-emptive Rights 19 Authorise Market Purchase of Ordinary For For Management Shares 20 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- STANDARD BANK GROUP LTD. Ticker: SBK Security ID: S80605140 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: JUN 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Maureen Erasmus as Director For For Management 1.2 Re-elect Trix Kennealy as Director For For Management 1.3 Re-elect Nomgando Matyumza as Director For For Management 1.4 Re-elect Jacko Maree as Director For Against Management 1.5 Re-elect John Vice as Director For For Management 1.6 Elect Priscillah Mabelane as Director For For Management 1.7 Elect Nonkululeko Nyembezi as Director For For Management 2.1 Reappoint KPMG Inc as Auditors and For For Management Appoint Heather Berrange as Designated Registered Audit Partner 2.2 Reappoint PricewaterhouseCoopers Inc For For Management as Auditors and Appoint John Bennett as Designated Registered Audit Partner 3 Place Authorised but Unissued Ordinary For For Management Shares under Control of Directors 4 Place Authorised but Unissued For For Management Non-redeemable Preference Shares under Control of Directors 5.1 Approve Remuneration Policy For For Management 5.2 Approve Implementation Report For For Management 6.1 Approve Fees of the Chairman For For Management 6.2 Approve Fees of the Directors For For Management 6.3 Approve Fees of the International For For Management Directors 6.4.1 Approve Fees of the Audit Committee For For Management Chairman 6.4.2 Approve Fees of the Audit Committee For For Management Member 6.5.1 Approve Fees of the Directors' Affairs For For Management Committee Chairman 6.5.2 Approve Fees of the Directors' Affairs For For Management Committee Member 6.6.1 Approve Fees of the Remuneration For For Management Committee Chairman 6.6.2 Approve Fees of the Remuneration For For Management Committee Member 6.7.1 Approve Fees of the Risk and Capital For For Management Management Committee Chairman 6.7.2 Approve Fees of the Risk and Capital For For Management Management Committee Member 6.8.1 Approve Fees of the Social & Ethics For For Management Committee Chairman 6.8.2 Approve Fees of the Social & Ethics For For Management Committee Member 6.9.1 Approve Fees of the Technology and For For Management Information Committee Chairman 6.9.2 Approve Fees of the Technology and For For Management Information Committee Member 6.10 Approve Fees of the Ad Hoc Committee For For Management Members 7 Authorise Repurchase of Issued For For Management Ordinary Share Capital 8 Authorise Repurchase of Issued For For Management Preference Share Capital 9 Approve Financial Assistance in Terms For For Management of Section 45 of the Companies Act -------------------------------------------------------------------------------- STANDARD FOODS CORP. Ticker: 1227 Security ID: Y8151Z105 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Amend Procedures for Endorsement and For For Management Guarantees 4 Amend Procedures for Lending Funds to For For Management Other Parties -------------------------------------------------------------------------------- STANDARD LIFE ABERDEEN PLC Ticker: SLA Security ID: G84246118 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAY 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Reappoint KPMG LLP as Auditors For For Management 4 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 5 Approve Remuneration Report For For Management 6 Approve Remuneration Policy For For Management 7A Re-elect Sir Douglas Flint as Director For For Management 7B Re-elect Stephanie Bruce as Director For For Management 7C Re-elect John Devine as Director For For Management 7D Re-elect Melanie Gee as Director For For Management 7E Re-elect Martin Pike as Director For For Management 7F Re-elect Cathleen Raffaeli as Director For For Management 7G Re-elect Jutta af Rosenborg as Director For For Management 7H Re-elect Keith Skeoch as Director For For Management 8A Elect Jonathan Asquith as Director For For Management 8B Elect Brian McBride as Director For For Management 8C Elect Cecilia Reyes as Director For For Management 9 Authorise EU Political Donations and For For Management Expenditures 10 Authorise Issue of Equity For For Management 11 Authorise Issue of Equity without For For Management Pre-emptive Rights 12 Authorise Market Purchase of Ordinary For For Management Shares 13 Authorise Issue of Equity in Relation For For Management to the Issue of Convertible Bonds 14 Authorise Issue of Equity without For For Management Pre-Emptive Rights in Relation to the Issue of Convertible Bonds 15 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice 16 Adopt New Articles of Association For For Management -------------------------------------------------------------------------------- STORA ENSO OYJ Ticker: STERV Security ID: X8T9CM113 Meeting Date: JUN 04, 2020 Meeting Type: Annual Record Date: MAY 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Call the Meeting to Order None None Management 3 Designate Inspector or Shareholder For For Management Representative(s) of Minutes of Meeting 4 Acknowledge Proper Convening of Meeting For For Management 5 Prepare and Approve List of For For Management Shareholders 6 Receive Financial Statements and None None Management Statutory Reports; Receive Board's Report; Receive Auditor's Report 7 Accept Financial Statements and For For Management Statutory Reports 8 Approve Allocation of Income and For For Management Dividends of EUR 0.15 Per Share; Authorize Board to Decide on the Distribution of Dividends of EUR 0.35 Per Share 9 Approve Discharge of Board and For For Management President 10 Approve Remuneration Policy And Other For For Management Terms of Employment For Executive Management 11 Approve Remuneration of Directors in For For Management the Amount of EUR 197,000 for Chairman, EUR 112,000 for Vice Chairman, and EUR 76,000 for Other Directors; Approve Remuneration for Committee Work 12 Fix Number of Directors at Nine For For Management 13 Reelect Jorma Eloranta (Chair), For Against Management Elisabeth Fleuriot, Hock Goh, Mikko Helander, Christiane Kuehne, Antti Makinen, Richard Nilsson, and Hans Straberg (Vice Chair) as Directors; Elect Hakan Buskhe as New Director 14 Approve Remuneration of Auditors For For Management 15 Ratify PricewaterhouseCoopers as For For Management Auditors 16 Authorize Share Repurchase Program and For For Management Reissuance or Cancellation of Repurchased Shares 17 Approve Issuance of up to 2 Million For For Management Class R Shares without Preemptive Rights 18 Presentation of Minutes of the Meeting None None Management 19 Close Meeting None None Management -------------------------------------------------------------------------------- SUBARU CORP. Ticker: 7270 Security ID: J7676H100 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 28 2.1 Elect Director Yoshinaga, Yasuyuki For For Management 2.2 Elect Director Nakamura, Tomomi For For Management 2.3 Elect Director Hosoya, Kazuo For For Management 2.4 Elect Director Okada, Toshiaki For For Management 2.5 Elect Director Kato, Yoichi For For Management 2.6 Elect Director Onuki, Tetsuo For For Management 2.7 Elect Director Abe, Yasuyuki For For Management 2.8 Elect Director Yago, Natsunosuke For For Management 2.9 Elect Director Doi, Miwako For For Management 3 Appoint Statutory Auditor Tsutsumi, For For Management Hiromi 4 Appoint Alternate Statutory Auditor For For Management Ryu, Hirohisa -------------------------------------------------------------------------------- SUMITOMO CHEMICAL CO., LTD. Ticker: 4005 Security ID: J77153120 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Tokura, Masakazu For Abstain Management 1.2 Elect Director Iwata, Keiichi For Abstain Management 1.3 Elect Director Takeshita, Noriaki For Abstain Management 1.4 Elect Director Matsui, Masaki For Abstain Management 1.5 Elect Director Akahori, Kingo For Abstain Management 1.6 Elect Director Ueda, Hiroshi For Abstain Management 1.7 Elect Director Niinuma, Hiroshi For Abstain Management 1.8 Elect Director Shigemori, Takashi For Abstain Management 1.9 Elect Director Mito, Nobuaki For Abstain Management 1.10 Elect Director Ikeda, Koichi For Abstain Management 1.11 Elect Director Tomono, Hiroshi For For Management 1.12 Elect Director Ito, Motoshige For For Management 1.13 Elect Director Muraki, Atsuko For For Management -------------------------------------------------------------------------------- SUN LIFE FINANCIAL INC. Ticker: SLF Security ID: 866796105 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William D. Anderson For For Management 1.2 Elect Director Dean A. Connor For For Management 1.3 Elect Director Stephanie L. Coyles For For Management 1.4 Elect Director Martin J. G. Glynn For For Management 1.5 Elect Director Ashok K. Gupta For For Management 1.6 Elect Director M. Marianne Harris For For Management 1.7 Elect Director Sara Grootwassink Lewis For For Management 1.8 Elect Director James M. Peck For For Management 1.9 Elect Director Scott F. Powers For For Management 1.10 Elect Director Hugh D. Segal For For Management 1.11 Elect Director Barbara G. Stymiest For For Management 2 Ratify Deloitte LLP as Auditors For For Management 3 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- SWISS LIFE HOLDING AG Ticker: SLHN Security ID: H8404J162 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1.1 Accept Financial Statements and For For Management Statutory Reports 1.2 Approve Remuneration Report For For Management 2.1 Approve Allocation of Income and For For Management Dividends of CHF 15.00 per Share 2.2 Approve Reduction of Share Capital via For For Management Reduction in Nominal Value and Repayment of CHF 5.00 per Share 3 Approve Discharge of Board of Directors For For Management 4.1 Approve Fixed Remuneration of For For Management Directors in the Amount of CHF 3.2 Million 4.2 Approve Short-Term Variable For For Management Remuneration of Executive Committee in the Amount of CHF 4.3 Million 4.3 Approve Fixed and Long-Term Variable For For Management Remuneration of Executive Committee in the Amount of CHF 13.8 Million 5.1 Reelect Rolf Doerig as Director and For For Management Board Chairman 5.2 Reelect Thomas Buess as Director For For Management 5.3 Reelect Adrienne Fumagalli as Director For For Management 5.4 Reelect Ueli Dietiker as Director For For Management 5.5 Reelect Damir Filipovic as Director For For Management 5.6 Reelect Frank Keuper as Director For For Management 5.7 Reelect Stefan Loacker as Director For For Management 5.8 Reelect Henry Peter as Director For For Management 5.9 Reelect Martin Schmid as Director For For Management 5.10 Reelect Frank Schnewlin as Director For For Management 5.11 Reelect Franziska Sauber as Director For For Management 5.12 Reelect Klaus Tschuetscher as Director For For Management 5.13 Reappoint Frank Schnewlin as Member of For For Management the Compensation Committee 5.14 Reappoint Franziska Sauber as Member For For Management of the Compensation Committee 5.15 Reappoint Klaus Tschuetscher as Member For For Management of the Compensation Committee 6 Designate Andreas Zuercher as For For Management Independent Proxy 7 Ratify PricewaterhouseCoopers AG as For Against Management Auditors 8 Approve Reduction in Share Capital via For For Management Cancellation of Repurchased Shares 9 Transact Other Business (Voting) For Against Management -------------------------------------------------------------------------------- SWISS PRIME SITE AG Ticker: SPSN Security ID: H8403W107 Meeting Date: MAR 24, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Discharge of Board and Senior For For Management Management 4 Approve Allocation of Income and For For Management Dividends of CHF 3.80 per Registered Share 5.1 Approve Remuneration of Directors in For For Management the Amount of CHF 1.8 Million 5.2 Approve Fixed and Variable For For Management Remuneration of Executive Committee in the Amount of CHF 8.3 Million 6.1.1 Reelect Christopher Chambers as For For Management Director 6.1.2 Reelect Barbara Frei-Spreiter as For For Management Director 6.1.3 Reelect Rudolf Huber as Director For Against Management 6.1.4 Reelect Gabrielle Nater-Bass as For For Management Director 6.1.5 Reelect Mario Seris as Director For For Management 6.1.6 Reelect Thomas Studhalter as Director For For Management 6.1.7 Elect Ton Buechner as Director For For Management 6.2 Elect Ton Buechner as Board Chairman For For Management 6.3.1 Reappoint Christopher Chambers as For For Management Member of the Nomination and Compensation Committee 6.3.2 Reappoint Barbara Frei-Spreiter as For For Management Member of the Nomination and Compensation Committee 6.3.3 Reappoint Gabrielle Nater-Bass as For For Management Member of the Nomination and Compensation Committee 6.4 Designate Paul Wiesli as Independent For For Management Proxy 6.5 Ratify KPMG AG as Auditors For For Management 7 Transact Other Business (Voting) For Against Management -------------------------------------------------------------------------------- SWISSCOM AG Ticker: SCMN Security ID: H8398N104 Meeting Date: APR 06, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1.1 Accept Financial Statements and For For Management Statutory Reports 1.2 Approve Remuneration Report For For Management 2 Approve Allocation of Income and For For Management Dividends of CHF 22 per Share 3 Approve Discharge of Board and Senior For For Management Management 4.1 Reelect Roland Abt as Director For For Management 4.2 Reelect Alain Carrupt as Director For For Management 4.3 Reelect Frank Esser as Director For For Management 4.4 Reelect Barbara Frei as Director For For Management 4.5 Reelect Sandra Lathion-Zweifel as For Against Management Director 4.6 Reelect Anna Mossberg as Director For For Management 4.7 Reelect Michael Rechsteiner as Director For Against Management 4.8 Reelect Hansueli Loosli as Director For Against Management 4.9 Reelect Hansueli Loosli as Board For Against Management Chairman 5.1 Reappoint Roland Abt as Member of the For For Management Compensation Committee 5.2 Reappoint Frank Esser as Member of the For For Management Compensation Committee 5.3 Reappoint Barbara Frei as Member of For For Management the Compensation Committee 5.4 Reappoint Hansueli Loosli as Member of For Against Management the Compensation Committee 5.5 Reappoint Renzo Simoni as Member of For Against Management the Compensation Committee 6.1 Approve Remuneration of Directors in For For Management the Amount of CHF 2.5 Million 6.2 Approve Remuneration of Executive For For Management Committee in the Amount of CHF 8.7 Million 7 Designate Reber Rechtsanwaelte KIG as For For Management Independent Proxy 8 Ratify PricewaterhouseCoopers AG as For For Management Auditors 9 Transact Other Business (Voting) For Against Management -------------------------------------------------------------------------------- TAIWAN CEMENT CORP. Ticker: 1101 Security ID: Y8415D106 Meeting Date: JUN 09, 2020 Meeting Type: Annual Record Date: APR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve the Issuance of New Shares by For For Management Capitalization of Profit 4 Approve Amendments to Articles of For For Management Association 5 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting -------------------------------------------------------------------------------- TATNEFT PJSC Ticker: TATN Security ID: X89366102 Meeting Date: SEP 13, 2019 Meeting Type: Special Record Date: AUG 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Dividends for First For For Management Six Months of Fiscal 2019 -------------------------------------------------------------------------------- TATNEFT PJSC Ticker: TATN Security ID: X89366102 Meeting Date: DEC 19, 2019 Meeting Type: Special Record Date: NOV 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Dividends for First For For Management Nine Months of Fiscal 2019 -------------------------------------------------------------------------------- TATNEFT PJSC Ticker: TATN Security ID: X89366102 Meeting Date: JUN 17, 2020 Meeting Type: Annual Record Date: MAY 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report For For Management 2 Approve Financial Statements For For Management 3 Approve Allocation of Income and For For Management Dividends 4.1 Elect Fanil Agliullin as Director None Against Management 4.2 Elect Radik Gaizatullin as Director None Against Management 4.3 Elect Laszlo Gerecs as Director None For Management 4.4 Elect Larisa Glukhova as Director None Against Management 4.5 Elect Iurii Levin as Director None For Management 4.6 Elect Nail Maganov as Director None Against Management 4.7 Elect Rafail Nurmukhametov as Director None Against Management 4.8 Elect Rinat Sabirov as Director None Against Management 4.9 Elect Valerii Sorokin as Director None Against Management 4.10 Elect Nurislam Siubaev as Director None Against Management 4.11 Elect Shafagat Takhautdinov as Director None Against Management 4.12 Elect Rustam Khalimov as Director None Against Management 4.13 Elect Rais Khisamov as Director None Against Management 4.14 Elect Rene Steiner as Director None Against Management 5.1 Elect Kseniia Borzunova as Member of For For Management Audit Commission 5.2 Elect Azat Galeev as Member of Audit For For Management Commission 5.3 Elect Guzel Gilfanova as Member of For For Management Audit Commission 5.4 Elect Salavat Zaliaev as Member of For For Management Audit Commission 5.5 Elect Venera Kuzmina as Member of For For Management Audit Commission 5.6 Elect Liliia Rakhimzianova as Member For For Management of Audit Commission 5.7 Elect Nazilia Farkhutdinova as Member For For Management of Audit Commission 5.8 Elect Ravil Sharifullin as Member of For For Management Audit Commission 6 Ratify PricewaterhouseCoopers as For Against Management Auditor -------------------------------------------------------------------------------- TAV HAVALIMANLARI HOLDING AS Ticker: TAVHL Security ID: M8782T109 Meeting Date: MAR 23, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting, Elect Presiding Council For For Management of Meeting and Authorize Presiding Council to Sign Minutes of Meeting 2 Accept Board Report For For Management 3 Accept Audit Report For For Management 4 Accept Financial Statements For For Management 5 Approve Discharge of Board For For Management 6 Approve Allocation of Income For For Management 7 Approve Director Remuneration For For Management 8 Approve Remuneration Policy For For Management 9 Ratify Director Appointment For For Management 10 Ratify External Auditors For For Management 11 Approve Donation Policy and Upper For For Management Limit of Donations for 2020, Receive Information on Donations Made in 2019 12 Receive Information on Related Party None None Management Transactions 13 Receive Information on Guarantees, None None Management Pledges and Mortgages Provided to Third Parties 14 Grant Permission for Board Members to For For Management Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose 15 Wishes None None Management 16 Close Meeting None None Management -------------------------------------------------------------------------------- TAYLOR WIMPEY PLC Ticker: TW Security ID: G86954107 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: APR 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For Abstain Management 3 Approve Special Dividend For Abstain Management 4 Elect Irene Dorner as Director For For Management 5 Re-elect Pete Redfern as Director For For Management 6 Re-elect Chris Carney as Director For For Management 7 Re-elect Jennie Daly as Director For For Management 8 Re-elect Kate Barker as Director For For Management 9 Re-elect Gwyn Burr as Director For For Management 10 Re-elect Angela Knight as Director For For Management 11 Elect Robert Noel as Director For For Management 12 Re-elect Humphrey Singer as Director For For Management 13 Reappoint Deloitte LLP as Auditors For For Management 14 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 15 Authorise Issue of Equity For For Management 16 Authorise Issue of Equity without For For Management Pre-emptive Rights 17 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 18 Authorise Market Purchase of Ordinary For For Management Shares 19 Approve Remuneration Report For For Management 20 Approve Remuneration Policy For For Management 21 Authorise EU Political Donations and For For Management Expenditure 22 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- TC ENERGY CORPORATION Ticker: TRP Security ID: 87807B107 Meeting Date: MAY 01, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Stephan Cretier For For Management 1.2 Elect Director Michael R. Culbert For For Management 1.3 Elect Director Russell K. Girling For For Management 1.4 Elect Director Susan C. Jones For For Management 1.5 Elect Director Randy Limbacher For For Management 1.6 Elect Director John E. Lowe For For Management 1.7 Elect Director David MacNaughton For For Management 1.8 Elect Director Una Power For For Management 1.9 Elect Director Mary Pat Salomone For For Management 1.10 Elect Director Indira V. Samarasekera For For Management 1.11 Elect Director D. Michael G. Stewart For For Management 1.12 Elect Director Siim A. Vanaselja For For Management 1.13 Elect Director Thierry Vandal For For Management 1.14 Elect Director Steven W. Williams For For Management 2 Approve KPMG LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 3 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- TELENOR ASA Ticker: TEL Security ID: R21882106 Meeting Date: MAY 11, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Open Meeting; Registration of None None Management Attending Shareholders and Proxies 3 Approve Notice of Meeting and Agenda For Did Not Vote Management 4 Designate Inspector(s) of Minutes of None None Management Meeting 5 Receive Chairman's Report None None Management 6 Accept Financial Statements and For Did Not Vote Management Statutory Reports; Approve Allocation of Income and Dividends of NOK 8.70 Per Share 7 Approve Remuneration of Auditors For Did Not Vote Management 8 Approve Company's Corporate Governance For Did Not Vote Management Statement 9.1 Approve Remuneration Policy And Other For Did Not Vote Management Terms of Employment For Executive Management (Advisory) 9.2 Approve Remuneration Policy And Other For Did Not Vote Management Terms of Employment For Executive Management (Binding) 10 Approve NOK 258 Million Reduction in For Did Not Vote Management Share Capital via Share Cancellation and Redemption of Shares Owned by the Norwegian State 11 Amend Articles Re: Editorial Changes; For Did Not Vote Management Share Capital; Signatory Power; Corporate Assembly; Participation at General Meeting; General Meeting; Nominating Committee 12 Approve Instructions for Nominating For Did Not Vote Management Committee 13.1 Elect Lars Tronsgaard as Member of For Did Not Vote Management Nominating Committee 13.2 Elect Heidi Algarheim as Member of For Did Not Vote Management Nominating Committee 14 Approve Remuneration of Corporate For Did Not Vote Management Assembly and Nominating Committee 15 Close Meeting None None Management -------------------------------------------------------------------------------- TELKOM SA SOC LTD. Ticker: TKG Security ID: S84197102 Meeting Date: AUG 27, 2019 Meeting Type: Annual Record Date: AUG 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Keith Rayner as Director For For Management 1.2 Elect Sibusiso Sibisi as Director For For Management 2.1 Re-elect Santie Botha as Director For For Management 2.2 Re-elect Khanyisile Kweyama as Director For For Management 2.3 Re-elect Kholeka Mzondeki as Director For For Management 2.4 Re-elect Fagmeedah Petersen-Cook as For For Management Director 3.1 Re-elect Sibusiso Luthuli as Member of For For Management the Audit Committee 3.2 Re-elect Kholeka Mzondeki as Member of For For Management the Audit Committee 3.3 Elect Keith Rayner as Member of the For For Management Audit Committee 3.4 Re-elect Rex Tomlinson as Member of For For Management the Audit Committee 3.5 Re-elect Louis Von Zeuner as Member of For For Management the Audit Committee 4.1 Reappoint PricewaterhouseCoopers as For For Management Auditors of the Company with Skalo Dikana as the Individual Designated Auditor 4.2 Reappoint SizweNtsalubaGobodo Grant For For Management Thornton as Auditors of the Company with Suleman Lockhat as the Individual Designated Auditor 5 Place Authorised but Unissued Shares For For Management under Control of Directors 6.1 Approve Remuneration Policy For For Management 6.2 Approve Implementation Report For For Management 1 Authorise Repurchase of Issued Share For For Management Capital 2 Authorise Board to Issue Shares for For For Management Cash 3 Approve Remuneration of Non-executive For For Management Directors 4 Approve Financial Assistance in Terms For For Management of Sections 44 and 45 of the Companies Act -------------------------------------------------------------------------------- TELUS CORPORATION Ticker: T Security ID: 87971M103 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director R.H. (Dick) Auchinleck For For Management 1.2 Elect Director Raymond T. Chan For For Management 1.3 Elect Director Stockwell Day For For Management 1.4 Elect Director Lisa de Wilde For For Management 1.5 Elect Director Darren Entwistle For For Management 1.6 Elect Director Thomas E. Flynn For For Management 1.7 Elect Director Mary Jo Haddad For For Management 1.8 Elect Director Kathy Kinloch For For Management 1.9 Elect Director Christine Magee For For Management 1.10 Elect Director John Manley For For Management 1.11 Elect Director David Mowat For For Management 1.12 Elect Director Marc Parent For For Management 1.13 Elect Director Denise Pickett For For Management 2 Approve Deloitte LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 3 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- TERNA RETE ELETTRICA NAZIONALE SPA Ticker: TRN Security ID: T9471R100 Meeting Date: MAY 18, 2020 Meeting Type: Annual/Special Record Date: MAY 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income For For Management 3 Fix Number of Directors None For Shareholder 4 Fix Board Terms for Directors None For Shareholder 5.1 Slate 1 Submitted by CDP Reti SpA None Against Shareholder 5.2 Slate 2 Submitted by Institutional None For Shareholder Investors (Assogestioni) 6 Elect Valentina Bosetti as Board Chair None For Shareholder 7 Approve Remuneration of Directors None For Shareholder 8.1 Slate 1 Submitted by CDP Reti SpA None For Shareholder 8.2 Slate 2 Submitted by Institutional None Against Shareholder Investors (Assogestioni) 9 Approve Internal Auditors' Remuneration None For Shareholder 10 Approve Long Term Incentive Plan For For Management 11 Authorize Share Repurchase Program and For For Management Reissuance of Repurchased Shares 12.1 Approve Remuneration Policy For For Management 12.2 Approve Second Section of the For For Management Remuneration Report 1 Amend Company Bylaws Re: Article 31 For For Management A Deliberations on Possible Legal Action None Against Management Against Directors if Presented by Shareholders -------------------------------------------------------------------------------- THE BANK OF NOVA SCOTIA Ticker: BNS Security ID: 064149107 Meeting Date: APR 07, 2020 Meeting Type: Annual Record Date: FEB 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Nora A. Aufreiter For For Management 1.2 Elect Director Guillermo E. Babatz For For Management 1.3 Elect Director Scott B. Bonham For For Management 1.4 Elect Director Charles H. Dallara For For Management 1.5 Elect Director Tiff Macklem For For Management 1.6 Elect Director Michael D. Penner For For Management 1.7 Elect Director Brian J. Porter For For Management 1.8 Elect Director Una M. Power For For Management 1.9 Elect Director Aaron W. Regent For For Management 1.10 Elect Director Indira V. Samarasekera For For Management 1.11 Elect Director Susan L. Segal For For Management 1.12 Elect Director L. Scott Thomson For For Management 1.13 Elect Director Benita M. Warmbold For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote on Executive For For Management Compensation Approach 4 SP 1: Disclose the Compensation Ratio Against Against Shareholder (Equity Ratio) Used by the Compensation Committee 5 SP 2: Upgrade Computer Systems to Against Against Shareholder Increase Competitiveness while Ensuring Greater Protection of Personal Information 6 SP 3: Set a Diversity Target of More Against For Shareholder than 40% of the Board Members for the Next Five Years 7 SP 4: Revise Human Rights Policies Against For Shareholder -------------------------------------------------------------------------------- THE FOSCHINI GROUP LTD. Ticker: TFG Security ID: S29260155 Meeting Date: SEP 03, 2019 Meeting Type: Annual Record Date: AUG 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for the Year Ended 31 March 2019 2 Reappoint Deloitte & Touche as For For Management Auditors of the Company with M van Wyk as the Designated Partner 3 Re-elect Fatima Abrahams as Director For For Management 4 Re-elect Michael Lewis as Director For For Management 5 Re-elect Sam Abrahams as Director For For Management 6 Elect Bongiwe Ntuli as Director For For Management 7 Re-elect Sam Abrahams as Member of the For For Management Audit Committee 8 Re-elect Tumi Makgabo-Fiskerstrand as For For Management Member of the Audit Committee 9 Re-elect Eddy Oblowitz as Member of For For Management the Audit Committee 10 Re-elect Nomahlubi Simamane as Member For For Management of the Audit Committee 11 Re-elect David Friedland as Member of For For Management the Audit Committee 12 Re-elect Fatima Abrahams as Member of For Against Management the Audit Committee 13 Approve Remuneration Policy For Against Management 14 Approve Remuneration Implementation For For Management Report 1 Approve Remuneration of Non-executive For For Management Directors 2 Authorise Repurchase of Issued Share For For Management Capital 3 Approve Financial Assistance in Terms For For Management of Sections 44 and 45 of the Companies Act 15 Authorise Ratification of Approved For For Management Resolutions -------------------------------------------------------------------------------- THE NATIONAL COMMERCIAL BANK CJSC Ticker: 1180 Security ID: M7S2CL107 Meeting Date: MAR 31, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations for FY 2019 2 Accept Financial Statements and For For Management Statutory Reports for FY 2019 3 Approve Auditors' Report on Company For For Management Financial Statements for FY 2019 4 Approve Dividend of SAR 1.20 per Share For For Management for Second Half of FY 2019 5 Ratify Distributed Dividend of SAR 1. For For Management 10 per Share for First Half of FY 2019 6 Approve Interim Dividends Semi For For Management Annually or Quarterly for FY 2020 7 Ratify Auditors and Fix Their For For Management Remuneration for FY 2020 8 Approve Remuneration of Directors of For For Management SAR 4,825,000 for FY 2019 9 Approve Discharge of Directors for FY For For Management 2019 10 Authorize Share Repurchase Program Up For For Management to 3,976,035 Shares to be Allocated to Employee Share Scheme 11 Approve Related Party Transactions For Against Management 12 Approve Related Party Transactions Re: For For Management Bupa Arabia for Cooperative Insurance Company 13 Approve Related Party Transactions Re: For For Management SIMAH 14 Approve Related Party Transactions Re: For For Management SIMAH 15 Approve Related Party Transactions Re: For For Management SIMAH 16 Approve Related Party Transactions Re: For For Management SIMAH 17 Approve Related Party Transactions Re: For For Management SIMAH 18 Approve Related Party Transactions Re: For For Management STC Solutions 19 Approve Related Party Transactions Re: For For Management Saudi Accenture 20 Approve Related Party Transactions Re: For For Management STC Solutions 21 Approve Related Party Transactions Re: For For Management Saudi Mobily Company 22 Approve Related Party Transactions Re: For For Management Saudi Telecom Company 23 Approve Related Party Transactions Re: For For Management SIMAH -------------------------------------------------------------------------------- THE SAUDI BRITISH BANK Ticker: 1060 Security ID: M8234F111 Meeting Date: DEC 18, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Lubna Al Olayan as Director None For Management 1.2 Elect Khalid Al Mulhim as Director None For Management 1.3 Elect Mohammed Al Omran as Director None For Management 1.4 Elect Saad Al Fadhli as Director None For Management 1.5 Elect Ahmed Al Oulaqi as Director None For Management 1.6 Elect Maria Ramos as Director None For Management 1.7 Elect Martin Powell as Director None For Management 1.8 Elect Ahmed Murad as Director None Abstain Management 1.9 Elect Stuart Gulliver as Director None Abstain Management 1.10 Elect Abdulhameed Al Muheidih as None Abstain Management Director 1.11 Elect Fahd Al Shammari as Director None Abstain Management 1.12 Elect Waleed Bamaarouf as Director None For Management 2 Elect Members of Audit Committee, For For Management Approve its Charter and the Remuneration of Its Members 3 Ratify Appointment of Lubna Al Olayan For For Management as Director 4 Ratify Appointment of Ahmed Al Oulaqi For For Management as Director 5 Ratify Appointment of Maria Ramos as For For Management Director 6 Ratify Appointment of Martin Powell as For For Management Director -------------------------------------------------------------------------------- THE SAUDI BRITISH BANK Ticker: 1060 Security ID: M8234F111 Meeting Date: JAN 28, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Members of Audit Committee, For For Management Approve its Charter and the Remuneration of Its Members 2 Amend Board Membership Charter For Against Management 3 Amend Board of Directors, Committees, For For Management and Executive Management Remunerations -------------------------------------------------------------------------------- THE SAUDI BRITISH BANK Ticker: 1060 Security ID: M8234F111 Meeting Date: APR 22, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations for FY 2019 2 Accept Financial Statements and For For Management Statutory Reports for FY 2019 3 Approve Auditors' Report on Company For For Management Financial Statements for FY 2019 4 Approve Discharge of Directors for FY For For Management 2019 5 Approve Dividends of SAR 1.20 per For For Management Share for FY 2019 6 Ratify Auditors and Fix Their For For Management Remuneration for FY 2020 7 Approve Remuneration of Directors of For For Management SAR 4,113,836 for FY 2019 8 Approve Interim Dividends Semi For For Management Annually or Quarterly for FY 2020 9 Increase Size of Audit Committee and For For Management Elect Members of Audit Committee 10 Amend Nomination and Remuneration For For Management Committee Charter 11 Approve Related Party Transactions Re: For For Management Al-Bustan Company Ltd. 12 Approve Related Party Transactions Re: For For Management Schindler Olayan Elevator Co. Ltd. 13 Approve Related Party Transactions Re: For For Management Arabian Business Machines Company 14 Approve Related Party Transactions Re: For For Management Saudi Xerox 15 Approve Related Party Transactions Re: For For Management General Organization for Social Insurance 16 Approve Related Party Transactions Re: For For Management Olayan Real Estate Company Ltd. 17 Approve Related Party Transactions For Against Management -------------------------------------------------------------------------------- THE SIAM CEMENT PUBLIC CO. LTD. Ticker: SCC Security ID: Y7866P147 Meeting Date: JUN 08, 2020 Meeting Type: Annual Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Acknowledge Annual Report For For Management 2 Approve Financial Statements For For Management 3 Acknowledge Interim Dividend Payment For For Management 4.1 Elect Kan Trakulhoon as Director For For Management 4.2 Elect Prasarn Trairatvorakul as For For Management Director 4.3 Elect Cholanat Yanaranop as Director For For Management 4.4 Elect Thapana Sirivadhanabhakdi as For For Management Director 5 Approve KPMG Phoomchai Audit Limited For Against Management as Auditors and Authorize Board to Fix Their Remuneration 6 Approve Remuneration of Directors and For For Management Sub-Committee Members -------------------------------------------------------------------------------- TIGER BRANDS LTD. Ticker: TBS Security ID: S84594142 Meeting Date: FEB 18, 2020 Meeting Type: Annual Record Date: FEB 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Monwabisi Fandeso as Director For Abstain Management 1.2 Elect Cora Fernandez as Director For For Management 1.3 Elect Mahlape Sello as Director For For Management 1.4 Elect Donald Wilson as Director For For Management 2.1 Re-elect Michael Ajukwu as Director For For Management 2.2 Re-elect Mark Bowman as Director For For Management 2.3 Re-elect Lawrence Mac Dougall as For Abstain Management Director 2.4 Re-elect Khotso Mokhele as Director For For Management 3.1 Elect Cora Fernandez as Member of For For Management Audit Committee 3.2 Re-elect Emma Mashilwane as Member of For For Management Audit Committee 3.3 Elect Donald Wilson as Member of Audit For For Management Committee 4 Reappoint Ernst & Young Inc. as For For Management Auditors of the Company with Ahmed Bulbulia as the Lead Audit Partner 5 Authorise Ratification of Approved For For Management Resolutions 6 Approve Remuneration Policy For For Management 7 Approve Implementation Report of the For For Management Remuneration Policy 1 Approve Financial Assistance to For For Management Related or Inter-related Companies 2.1 Approve Remuneration Payable to For For Management Non-executive Directors 2.2 Approve Remuneration Payable to the For For Management Chairman 3 Approve Remuneration Payable to For For Management Non-executive Directors Participating in Sub-committees 4 Approve Remuneration Payable to For For Management Non-executive Directors in Respect of Unscheduled/Extraordinary Meetings 5 Approve Remuneration Payable to For For Management Non-executive Directors in Respect of Ad Hoc Meetings of the Investment Committee 6 Approve Non-resident Directors' Fees For For Management 7 Authorise Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- TOTAL SA Ticker: FP Security ID: F92124100 Meeting Date: MAY 29, 2020 Meeting Type: Annual/Special Record Date: MAY 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 2.68 per Share and Option for Stock Dividend Program 4 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 5 Approve Auditors' Special Report on For For Management Related-Party Transactions Mentioning the Absence of New Transactions 6 Reelect Patricia Barbizet as Director For Against Management 7 Reelect Marie-Christine For For Management Coisne-Roquette as Director 8 Reelect Mark Cutifani as Director For For Management 9 Elect Jerome Contamine as Director For For Management 10 Approve Compensation Report of For For Management Corporate Officers 11 Approve Remuneration Policy of For For Management Directors 12 Approve Compensation of Patrick For Against Management Pouyanne, Chairman and CEO 13 Approve Remuneration Policy of For Against Management Chairman and CEO 14 Approve Change of Corporate Form to For For Management Societe Europeenne (SE) and Amend Bylaws Accordingly 15 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights and/or Capitalization of Reserves for Bonus Issue or Increase in Par Value, up to Aggregate Nominal Amount of EUR 2.5 Billion 16 Authorize Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 650 Million 17 Approve Issuance of Equity or For For Management Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 650 Million 18 Authorize Board to Increase Capital in For For Management the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above Under Items 16 and 17 19 Authorize Capital Increase of up to 10 For For Management Percent of Issued Capital for Contributions in Kind 20 Authorize Capital Issuances for Use in For Against Management Employee Stock Purchase Plans 21 Authorize up to 0.75 Percent of Issued For For Management Capital for Use in Stock Option Plans A Instruct Company to Set and Publish Against For Shareholder Targets for Greenhouse Gas (GHG) Emissions Aligned with the Goal of the Paris Climate Agreement and Amend Article 19 of Bylaws Accordingly -------------------------------------------------------------------------------- TRUWORTHS INTERNATIONAL LTD. Ticker: TRU Security ID: S8793H130 Meeting Date: NOV 07, 2019 Meeting Type: Annual Record Date: NOV 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for the Year Ended 30 June 2019 2.1 Re-elect Rob Dow as Director For For Management 2.2 Re-elect Michael Thompson as Director For For Management 2.3 Re-elect Doug Dare as Director For For Management 2.4 Re-elect Roddy Sparks as Director For For Management 2.5 Elect Sarah Proudfoot as Director For For Management 2.6 Elect Cindy Hess as Director For For Management 3 Authorise Board to Issue Shares for For For Management Cash 4 Authorise Repurchase of Issued Share For For Management Capital 5 Reappoint Ernst & Young Inc as For For Management Auditors of the Company and Appoint Pierre du Plessis as the Registered Auditor and Authorise Their Remuneration 6.1 Approve Fees of the Non-executive For For Management Chairman 6.2 Approve Fees of the Non-executive For For Management Directors 6.3 Approve Fees of the Audit Committee For For Management Chairman 6.4 Approve Fees of the Audit Committee For For Management Member 6.5 Approve Fees of the Remuneration For For Management Committee Chairman 6.6 Approve Fees of the Remuneration For For Management Committee Member 6.7 Approve Fees of the Risk Committee For For Management Member (Non-executive Only) 6.8 Approve Fees of the Nomination For For Management Committee Chairman 6.9 Approve Fees of the Nomination For For Management Committee Member 6.10 Approve Fees of the Social and Ethics For For Management Committee Chairman 6.11 Approve Fees of the Social and Ethics For For Management Committee Member (Non-executive Only) 7.1 Re-elect Roddy Sparks as Member of the For For Management Audit Committee 7.2 Re-elect Michael Thompson as Member of For For Management the Audit Committee 7.3 Re-elect Rob Dow as Member of the For For Management Audit Committee 8.1 Approve Remuneration Policy For For Management 8.2 Approve Implementation Report For For Management 9 Approve Social and Ethics Committee For For Management Report 10.1 Re-elect Michael Thompson as Member of For For Management the Social and Ethics Committee 10.2 Elect Maya Makanjee as Member of the For For Management Social and Ethics Committee 10.3 Re-elect David Pfaff as Member of the For For Management Social and Ethics Committee 11 Approve Financial Assistance to For For Management Related or Inter-related Company -------------------------------------------------------------------------------- TUI AG Ticker: TUI Security ID: D8484K166 Meeting Date: FEB 11, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2018/19 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 0.54 per Share 3.1 Approve Discharge of Management Board For For Management Member Friedrich Joussen for Fiscal 2018/19 3.2 Approve Discharge of Management Board For For Management Member Birgit Conix for Fiscal 2018/19 3.3 Approve Discharge of Management Board For For Management Member David Burling for Fiscal 2018/19 3.4 Approve Discharge of Management Board For For Management Member Sebastian Ebel for Fiscal 2018/19 3.5 Approve Discharge of Management Board For For Management Member Elke Eller for Fiscal 2018/19 3.6 Approve Discharge of Management Board For For Management Member Frank Rosenberger for Fiscal 2018/19 4.1 Approve Discharge of Supervisory Board For For Management Member Dieter Zetsche for Fiscal 2018/19 4.2 Approve Discharge of Supervisory Board For For Management Member Frank Jakobi for Fiscal 2018/19 4.3 Approve Discharge of Supervisory Board For For Management Member Peter Long for Fiscal 2018/19 4.4 Approve Discharge of Supervisory Board For For Management Member Andreas Barczewski for Fiscal 2018/19 4.5 Approve Discharge of Supervisory Board For For Management Member Peter Bremme for Fiscal 2018/19 4.6 Approve Discharge of Supervisory Board For For Management Member Edgar Ernst for Fiscal 2018/19 4.7 Approve Discharge of Supervisory Board For For Management Member Wolfgang Flintermann for Fiscal 2018/19 4.8 Approve Discharge of Supervisory Board For For Management Member Angelika Gifford for Fiscal 2018/19 4.9 Approve Discharge of Supervisory Board For For Management Member Valerie Gooding for Fiscal 2018/19 4.10 Approve Discharge of Supervisory Board For For Management Member Dierk Hirschel for Fiscal 2018/19 4.11 Approve Discharge of Supervisory Board For For Management Member Janis Kong for Fiscal 2018/19 4.12 Approve Discharge of Supervisory Board For For Management Member Vladimir Lukin for Fiscal 2018/19 4.13 Approve Discharge of Supervisory Board For For Management Member Klaus Mangold for Fiscal 2018/19 4.14 Approve Discharge of Supervisory Board For For Management Member Coline McConville for Fiscal 2018/19 4.15 Approve Discharge of Supervisory Board For For Management Member Alexey Mordashov for Fiscal 2018/19 4.16 Approve Discharge of Supervisory Board For For Management Member Michael Poenipp for Fiscal 2018/19 4.17 Approve Discharge of Supervisory Board For For Management Member Carmen Gueell for Fiscal 2018/19 4.18 Approve Discharge of Supervisory Board For For Management Member Carola Schwirn for Fiscal 2018/19 4.19 Approve Discharge of Supervisory Board For For Management Member Anette Strempel for Fiscal 2018/19 4.20 Approve Discharge of Supervisory Board For For Management Member Ortwin Strubelt for Fiscal 2018/19 4.21 Approve Discharge of Supervisory Board For For Management Member Joan Riu for Fiscal 2018/19 4.22 Approve Discharge of Supervisory Board For For Management Member Stefan Weinhofer for Fiscal 2018/19 5 Ratify Deloitte GmbH as Auditors for For For Management Fiscal 2019/20 6 Authorize Share Repurchase Program and For For Management Reissuance or Cancellation of Repurchased Shares 7 Amend Articles of Association For For Management 8.1 Elect Vladimir Lukin to the For For Management Supervisory Board 8.2 Elect Coline McConville to the For For Management Supervisory Board 8.3 Elect Maria Corces to the Supervisory For For Management Board 8.4 Elect Ingrid-Helen Arnold to the For For Management Supervisory Board 9 Approve Remuneration Policy For For Management -------------------------------------------------------------------------------- TURKCELL ILETISIM HIZMETLERI AS Ticker: TCELL Security ID: M8903B102 Meeting Date: SEP 12, 2019 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting and Elect Presiding For For Management Council of Meeting 2 Authorize Presiding Council to Sign For For Management Minutes of Meeting 3 Accept Board Report For For Management 4 Accept Audit Report For For Management 5 Accept Financial Statements For For Management 6 Approve Discharge of Board For For Management 7 Approve Upper Limit of Donations for For Against Management 2019 and Receive Information on Donations Made in 2018 8 Amend Company Articles For For Management 9 Ratify Director Appointments and Elect For Against Management Directors 10 Approve Director Remuneration For Against Management 11 Ratify External Auditors For Against Management 12 Approve Allocation of Income For For Management 13 Grant Permission for Board Members to For For Management Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose 14 Receive Information on Guarantees, None None Management Pledges and Mortgages Provided to Third Parties 15 Close Meeting None None Management -------------------------------------------------------------------------------- TURKIYE PETROL RAFINERILERI AS Ticker: TUPRS Security ID: M8966X108 Meeting Date: APR 01, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting and Elect Presiding For For Management Council of Meeting 2 Accept Board Report For For Management 3 Accept Audit Report For For Management 4 Accept Financial Statements For For Management 5 Approve Discharge of Board For For Management 6 Approve Allocation of Income For For Management 7 Elect Directors For Against Management 8 Approve Remuneration Policy and For For Management Director Remuneration for 2019 9 Approve Director Remuneration For Against Management 10 Ratify External Auditors For Against Management 11 Approve Upper Limit of Donations for For Against Management 2020 and Receive Information on Donations Made in 2019 12 Receive Information on Guarantees, None None Management Pledges and Mortgages Provided to Third Parties 13 Grant Permission for Board Members to For For Management Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose 14 Wishes None None Management -------------------------------------------------------------------------------- UPM-KYMMENE OYJ Ticker: UPM Security ID: X9518S108 Meeting Date: MAR 31, 2020 Meeting Type: Annual Record Date: MAR 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Call the Meeting to Order None None Management 3 Designate Inspector or Shareholder For For Management Representative(s) of Minutes of Meeting 4 Acknowledge Proper Convening of Meeting For For Management 5 Prepare and Approve List of For For Management Shareholders 6 Receive Financial Statements and None None Management Statutory Reports 7 Accept Financial Statements and For For Management Statutory Reports 8 Approve Allocation of Income and For For Management Dividends of EUR 1.30 Per Share 9 Approve Discharge of Board and For For Management President 10 Approve Remuneration Policy And Other For For Management Terms of Employment For Executive Management 11 Remuneration of Directors in the For For Management Amount of EUR 190,000 for Chairman, EUR 135,000 for Deputy Chairman and EUR 110,000 for Other Directors; Approve Compensation for Committee Work 12 Fix Number of Directors at Ten For For Management 13 Reelect Berndt Brunow, Henrik For For Management Ehrnrooth, Piia-Noora Kauppi, Marjan Oudeman, Ari Puheloinen, Veli-Matti Reinikkala, Kim Wahl and Bjorn Wahlroos as Directors; Elect Emma FitzGerald and Martin a Porta as New Directors 14 Approve Remuneration of Auditors For For Management 15 Ratify PricewaterhouseCoopers as For For Management Auditors 16 Approve Issuance of up to 25 Million For For Management Shares without Preemptive Rights 17 Authorize Share Repurchase Program For For Management 18 Authorize Charitable Donations For For Management 19 Close Meeting None None Management -------------------------------------------------------------------------------- VANGUARD INTERNATIONAL SEMICONDUCTOR CORP. Ticker: 5347 Security ID: Y9353N106 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association 4 Amend Trading Procedures Governing For For Management Derivatives Products 5 Amend Procedures for Lending Funds to For For Management Other Parties -------------------------------------------------------------------------------- VENTURE CORPORATION LIMITED Ticker: V03 Security ID: Y9361F111 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and For For Management Directors' and Auditors' Reports 2 Approve Final Dividend For For Management 3 Elect Jonathan S. Huberman as Director For For Management 4 Elect Han Thong Kwang as Director For For Management 5 Approve Directors' Fees For For Management 6 Approve Deloitte & Touche LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 7 Approve Issuance of Equity or For For Management Equity-Linked Securities with or without Preemptive Rights 8 Approve Grant of Options and Issuance For For Management of Shares Under the Venture Corporation Executives' Share Option Scheme 2015 9 Authorize Share Repurchase Program For For Management -------------------------------------------------------------------------------- VODACOM GROUP LTD. Ticker: VOD Security ID: S9453B108 Meeting Date: JUL 23, 2019 Meeting Type: Annual Record Date: JUL 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for the Year Ended 31 March 2019 2 Elect Phuti Mahanyele-Dabengwa as For For Management Director 3 Elect Sunil Sood as Director For For Management 4 Elect Thomas Reisten as Director For For Management 5 Re-elect Jabu Moleketi as Director For For Management 6 Re-elect John Otty as Director For For Management 7 Appoint Ernst & Young Inc. as Auditors For For Management of the Company with Vinodhan Pillay as the Individual Registered Auditor 8 Approve Remuneration Policy For For Management 9 Approve Implementation of the For For Management Remuneration Policy 10 Re-elect David Brown as Member of the For For Management Audit, Risk and Compliance Committee 11 Re-elect Saki Macozoma as Member of For For Management the Audit, Risk and Compliance Committee 12 Re-elect Priscillah Mabelane as Member For For Management of the Audit, Risk and Compliance Committee 13 Authorise Repurchase of Issued Share For For Management Capital 14 Approve Increase in Non-Executive For For Management Directors' Fees 15 Approve Financial Assistance in Terms For For Management of Section 45 of the Companies Act -------------------------------------------------------------------------------- VOESTALPINE AG Ticker: VOE Security ID: A9101Y103 Meeting Date: JUL 03, 2019 Meeting Type: Annual Record Date: JUN 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2018/19 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 1.10 per Share 3 Approve Discharge of Management Board For For Management for Fiscal 2018/19 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2018/19 5 Ratify Deloitte as Auditors for Fiscal For For Management 2019/20 6.1 Elect Joachim Lemppenau as Supervisory For Against Management Board Member 6.2 Elect Franz Gasselsberger as For Against Management Supervisory Board Member 6.3 Elect Heinrich Schaller as Supervisory For Against Management Board Member 6.4 Elect Wolfgang Eder as Supervisory For Against Management Board Member 6.5 Elect Ingrid Joerg as Supervisory For For Management Board Member 6.6 Elect Florian Khol as Supervisory For Against Management Board Member 6.7 Elect Maria Kubitschek as Supervisory For For Management Board Member 6.8 Elect Elisabeth Stadler as Supervisory For For Management Board Member 7 Authorize Share Repurchase Program and For For Management Reissuance or Cancellation of Repurchased Shares 8 Approve Creation of EUR 64.9 Million For For Management Pool of Capital with Preemptive Rights 9 Approve Creation of EUR 32.4 Million For For Management Pool of Capital without Preemptive Rights 10 Approve Issuance of Warrants/Bonds For For Management with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 500 Million 11 Approve Creation of EUR 32.4 Million For For Management Pool of Capital to Guarantee Conversion Rights -------------------------------------------------------------------------------- WALSIN TECHNOLOGY CORP. Ticker: 2492 Security ID: Y9494B102 Meeting Date: JUN 15, 2020 Meeting Type: Annual Record Date: APR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Profit Distribution For For Management 3 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting 4 Approve Release of Restrictions of For For Management Competitive Activities of Director Yu Heng Chiao -------------------------------------------------------------------------------- WANHUA CHEMICAL GROUP CO. LTD. Ticker: 600309 Security ID: Y9520G109 Meeting Date: APR 27, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Profit Distribution For For Management 3 Approve 2019 Investment Plan and 2020 For Against Management Investment Plan 4 Approve Annual Report and Summary For For Management 5 Approve Report of the Board of For For Management Directors 6 Approve Report of the Board of For For Management Supervisors 7 Approve Report of the Independent For For Management Directors 8 Approve Payment of Remuneration to For For Management Auditors 9 Approve Appointment of Auditor For For Management 10 Approve Daily Related-Party For For Management Transactions 11 Approve Provision of Guarantee to For Against Management Subsidiaries and Mutual Guarantees between Subsidiaries 12 Approve Guarantee Provision Plan For For Management 13 Approve Amendments to Articles of For For Management Association 14 Approve Increase in Super Short-term For For Management Commercial Papers Registration Limit 15 Elect Sun Xiao as External Supervisor For For Management 16 Elect Liu Zhijun as Supervisor For For Management 17.1 Elect Liao Zengtai as Non-Independent For For Management Director 17.2 Elect Kou Guangwu as Non-Independent For For Management Director 17.3 Elect Hua Weiqi as Non-Independent For For Management Director 17.4 Elect Rong Feng as Non-Independent For For Management Director 17.5 Elect Chen Dianxin as Non-Independent For For Management Director 17.6 Elect Qi Guishan as Non-Independent For For Management Director 17.7 Elect Guo Xingtian as Non-Independent For For Management Director 18.1 Elect Bao Yongjian as Independent For For Management Director 18.2 Elect Zhang Xiaorong as Independent For For Management Director 18.3 Elect Zhang Wanbin as Independent For For Management Director 18.4 Elect Li Zhongxiang as Independent For For Management Director -------------------------------------------------------------------------------- WEICHAI POWER CO., LTD. Ticker: 2338 Security ID: Y9531A109 Meeting Date: SEP 24, 2019 Meeting Type: Special Record Date: AUG 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee to For For Management Weichai Power Hong Kong International Development Co., Limited in Respect of Certain Loans and the Relevant Interest Rate Swap Transactions 2 Approve Weichai Holdings General For For Management Services Agreement and the Chongqing Weichai General Services Agreement and the Relevant New Caps 3 Approve Weichai Purchase and For For Management Processing Services Agreement and the Relevant New Caps 4 Approve Shaanxi Zhongqi Purchase For For Management Agreement and the Relevant New Caps 5 Approve Shaanxi Zhongqi Sale Agreement For For Management and the Relevant New Caps -------------------------------------------------------------------------------- WEICHAI POWER CO., LTD. Ticker: 2338 Security ID: Y9531A117 Meeting Date: SEP 24, 2019 Meeting Type: Special Record Date: SEP 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee to For For Management Weichai Power Hong Kong International Development Co., Limited in Respect of Certain Loans and the Relevant Interest Rate Swap Transactions 2 Approve Weichai Holdings General For For Management Services Agreement and the Chongqing Weichai General Services Agreement and the Relevant New Caps 3 Approve Weichai Purchase and For For Management Processing Services Agreement and the Relevant New Caps 4 Approve Shaanxi Zhongqi Purchase For For Management Agreement and the Relevant New Caps 5 Approve Shaanxi Zhongqi Sale Agreement For For Management and the Relevant New Caps -------------------------------------------------------------------------------- WEICHAI POWER CO., LTD. Ticker: 2338 Security ID: Y9531A109 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: MAY 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Annual Report For For Management 2 Approve 2019 Report of the Board of For For Management Directors 3 Approve 2019 Report of the Supervisory For For Management Committee 4 Approve 2019 Audited Financial For For Management Statements and Auditors' Report 5 Approve 2019 Final Financial Report For For Management 6 Approve 2020 Financial Budget Report For Against Management 7 Approve 2019 Profit Distribution For For Management 8 Approve Interim Dividend For For Management 9 Approve Deloitte Touche Tohmatsu For For Management Certified Public Accountants LLP as Auditors and Authorize Board to Fix Their Remuneration 10 Approve Hexin Accountants LLP as For For Management Internal Control Auditors 11 Amend Articles of Association For For Management 12 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 13 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 14 Elect Zhang Liangfu as Director For For Management 15a Elect Jiang Yan as Director For For Management 15b Elect Yu Zhuoping as Director For For Management 15c Elect Zhao Huifang as Director For For Shareholder -------------------------------------------------------------------------------- WEICHAI POWER CO., LTD. Ticker: 2338 Security ID: Y9531A117 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: JUN 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Annual Report and Summary For For Management 2 Approve 2019 Report of the Board of For For Management Directors 3 Approve 2019 Report of the Supervisory For For Management Committee 4 Approve 2019 Audited Financial For For Management Statements and Auditors' Report 5 Approve 2019 Final Financial Report For For Management 6 Approve 2020 Financial Budget Report For Against Management 7 Approve 2019 Profit Distribution For For Management 8 Approve Interim Dividend For For Management 9 Approve Deloitte Touche Tohmatsu For For Management Certified Public Accountants LLP as Auditors and Authorize Board to Fix Their Remuneration 10 Approve Hexin Accountants LLP as For For Management Internal Control Auditors 11 Amend Articles of Association For For Management 12 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 13 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 14 Elect Zhang Liangfu as Director For For Management 15.1 Elect Jiang Yan as Director For For Management 15.2 Elect Yu Zhuoping as Director For For Management 15.3 Elect Zhao Huifang as Director For For Shareholder -------------------------------------------------------------------------------- WESFARMERS LIMITED Ticker: WES Security ID: Q95870103 Meeting Date: NOV 14, 2019 Meeting Type: Annual Record Date: NOV 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 2a Elect Vanessa Miscamble Wallace as For For Management Director 2b Elect Jennifer Anne Westacott as For For Management Director 2c Elect Michael (Mike) Roche as Director For For Management 2d Elect Sharon Lee Warburton as Director For For Management 3 Approve Remuneration Report For Against Management 4 Approve Grant of Restricted Shares and For For Management Performance Shares to Robert Scott -------------------------------------------------------------------------------- WHARF REAL ESTATE INVESTMENT COMPANY LIMITED Ticker: 1997 Security ID: G9593A104 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: APR 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a Elect Kevin Chung Ying Hui as Director For For Management 2b Elect Alexander Siu Kee Au as Director For For Management 2c Elect Richard Gareth Williams as For For Management Director 2d Elect Eng Kiong Yeoh as Director For For Management 3 Approve KPMG as Auditors and Authorize For Against Management Board to Fix Their Remuneration 4 Authorize Repurchase of Issued Share For For Management Capital 5 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- WINBOND ELECTRONICS CORP. Ticker: 2344 Security ID: Y95873108 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Amend Procedures for Endorsement and For Against Management Guarantees 4.1 Elect Mr. Arthur Yu-Cheng Chiao, with For For Management Shareholder No. 84, as Non-Independent Director 4.2 Elect a Representative of Chin-Xin For Against Management Investment Co., Ltd., with Shareholder No. 10573, as Non-Independent Director 4.3 Elect Mr. Jamie Lin, with ID No. For For Management A124776XXX, as Non-Independent Director 4.4 Elect Ms. Teresa Ma, with ID No. For For Management A220629XXX, as Non-Independent Director 4.5 Elect a Representative of Walsin Lihwa For Against Management Corporation, with Shareholder No. 1, as Non-Independent Director 4.6 Elect Mr. Tung-Yi Chan, with For For Management Shareholder No. 7813, as Non-Independent Director 4.7 Elect Ms. Yung Chin, with Shareholder For For Management No. 89, as Non-Independent Director 4.8 Elect Mr. Allen Hsu, with ID No. For For Management F102893XXX, as Independent Director 4.9 Elect Mr. Stephen Tso, with ID No. For For Management A102519XXX, as Independent Director 4.10 Elect Mr. Francis Tsai, with ID No. For For Management E101538XXX, as Independent Director 4.11 Elect Mr. Jerry Hsu, with ID No. For Against Management A126637XXX, as Independent Director 5 Approve Release of Restrictions on For For Management Competitive Activities of Newly Appointed Directors and Representatives - Mr. Yuan-Mou Su 6 Approve Release of Restrictions on For For Management Competitive Activities of Newly Appointed Directors and Representatives - Mr. Arthur Yu-Cheng Chiao 7 Approve Release of Restrictions on For Against Management Competitive Activities of Newly Appointed Directors and Representatives - Representative of Chin-Xin Investment Co., Ltd. 8 Approve Release of Restrictions on For For Management Competitive Activities of Newly Appointed Directors and Representatives - Mr. Jamie Lin 9 Approve Release of Restrictions on For For Management Competitive Activities of Newly Appointed Directors and Representatives - Ms. Teresa Ma 10 Approve Release of Restrictions on For Against Management Competitive Activities of Newly Appointed Directors and Representatives - Representative of Walsin Lihwa Corporation 11 Approve Release of Restrictions on For For Management Competitive Activities of Newly Appointed Directors and Representatives - Mr. Tung-Yi Chan 12 Approve Release of Restrictions on For For Management Competitive Activities of Newly Appointed Directors and Representatives - Ms. Yung Chin 13 Approve Release of Restrictions on For For Management Competitive Activities of Newly Appointed Directors and Representatives - Mr. Allen Hsu 14 Approve Release of Restrictions on For For Management Competitive Activities of Newly Appointed Directors and Representatives - Mr. Francis Tsai 15 Approve Release of Restrictions on For Against Management Competitive Activities of Newly Appointed Directors and Representatives - Mr. Jerry Hsu -------------------------------------------------------------------------------- WOOLWORTHS HOLDINGS LTD. Ticker: WHL Security ID: S98758121 Meeting Date: NOV 27, 2019 Meeting Type: Annual Record Date: NOV 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Re-elect Hubert Brody as Director For For Management 2.1 Elect David Kneale as Director For For Management 2.2 Elect Thembisa Skweyiya as Director For For Management 2.3 Elect Belinda Earl as Director For For Management 2.4 Elect Christopher Colfer as Director For For Management 2.5 Elect Clive Thomson as Director For For Management 3.1 Re-elect Zarina Bassa as Member of the For For Management Audit Committee 3.2 Elect Thembisa Skweyiya as Member of For For Management the Audit Committee 3.3 Re-elect Andrew Higginson as Member of For For Management the Audit Committee 3.4 Elect Christopher Colfer as Member of For For Management the Audit Committee 3.5 Elect Clive Thomson as Member of the For For Management Audit Committee 4 Reappoint Ernst & Young Inc as For For Management Auditors of the Company with the Designated Audit Partner 5 Amend the Rules of the Performance For For Management Share Plan 6 Approve Remuneration Policy For For Management 7 Approve Remuneration Implementation For Against Management Report 8 Authorise Repurchase of Issued Share For For Management Capital 9 Approve Remuneration of Non-executive For For Management Directors -------------------------------------------------------------------------------- WOONGJIN COWAY CO., LTD. Ticker: 021240 Security ID: Y1786S109 Meeting Date: FEB 07, 2020 Meeting Type: Special Record Date: JAN 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Bang Jun-hyeok as Inside Director For For Management 1.2 Elect Lee Hae-seon as Inside Director For For Management 1.3 Elect Seo Jang-won as Inside Director For For Management 1.4 Elect Kim Jin-bae as Outside Director For For Management 1.5 Elect Kim Gyu-ho as Outside Director For For Management 1.6 Elect Yoon Bu-hyeon as Outside Director For For Management 1.7 Elect Lee Da-woo as Outside Director For For Management 2.1 Elect Kim Jin-bae as a Member of Audit For For Management Committee 2.2 Elect Yoon Bu-hyeon as a Member of For For Management Audit Committee 2.3 Elect Lee Da-woo as a Member of Audit For For Management Committee 3 Amend Articles of Incorporation For For Management -------------------------------------------------------------------------------- WPP PLC Ticker: WPP Security ID: G9788D103 Meeting Date: OCT 24, 2019 Meeting Type: Special Record Date: OCT 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Matters Relating to the Sale For For Management by the Company of 60 Percent of their Kantar Business -------------------------------------------------------------------------------- X5 RETAIL GROUP NV Ticker: FIVE Security ID: 98387E205 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: APR 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Receive Report of Management Board None None Management (Non-Voting) 3.A Approve Remuneration Report For Against Management 3.B Receive Explanation on Company's None None Management Dividend Policy 3.C Adopt Financial Statements and For For Management Statutory Reports 3.D Approve Dividends of RUB 110.47 per For For Management Share 4.A Approve Discharge of Management Board For For Management 4.B Approve Discharge of Supervisory Board For For Management 5 Amend Remuneration Policy for For Against Management Management Board 6 Elect Marat Atnashev to Supervisory For For Management Board 7.A Amend Remuneration Policy for For Against Management Supervisory Board 7.B Approve Restricted Stock Grants to For Against Management Supervisory Board Members 8.A Grant Board Authority to Issue Shares For For Management Up to 10 Percent of Issued Capital 8.B Authorize Board to Exclude Preemptive For For Management Rights from Share Issuances 8.C Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 9 Appoint Ernst & Young as Auditors For For Management 10 Close Meeting None None Management -------------------------------------------------------------------------------- YAGEO CORP. Ticker: 2327 Security ID: Y9723R100 Meeting Date: FEB 26, 2020 Meeting Type: Special Record Date: JAN 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Common Shares for For For Management Cash for Sponsoring Issuance of GDR -------------------------------------------------------------------------------- YAGEO CORP. Ticker: 2327 Security ID: Y9723R100 Meeting Date: JUN 05, 2020 Meeting Type: Annual Record Date: APR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Amendments to Articles of For For Management Association 3 Amend Procedures for Lending Funds to For For Management Other Parties and Procedures for Endorsement and Guarantees -------------------------------------------------------------------------------- YAMAHA MOTOR CO., LTD. Ticker: 7272 Security ID: J95776126 Meeting Date: MAR 25, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 45 2.1 Elect Director Yanagi, Hiroyuki For For Management 2.2 Elect Director Hidaka, Yoshihiro For For Management 2.3 Elect Director Watanabe, Katsuaki For For Management 2.4 Elect Director Kato, Toshizumi For For Management 2.5 Elect Director Yamaji, Katsuhito For For Management 2.6 Elect Director Shimamoto, Makoto For For Management 2.7 Elect Director Okawa, Tatsumi For For Management 2.8 Elect Director Nakata, Takuya For For Management 2.9 Elect Director Kamigama, Takehiro For For Management 2.10 Elect Director Tashiro, Yuko For For Management 2.11 Elect Director Ohashi, Tetsuji For For Management 3 Appoint Alternate Statutory Auditor For For Management Kawai, Eriko -------------------------------------------------------------------------------- YANBU NATIONAL PETROCHEMICAL CO. Ticker: 2290 Security ID: M98699107 Meeting Date: MAR 15, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Auditors' Report on Company For For Management Financial Statements for FY 2019 2 Accept Financial Statements and For For Management Statutory Reports for FY 2019 3 Approve Board Report on Company For For Management Operations for FY 2019 4 Ratify Auditors and Fix Their For For Management Remuneration for FY 2020 5 Approve Discharge of Directors for FY For For Management 2019 6 Approve Remuneration of Directors of For For Management SAR 1,400,000 for FY 2019 7 Ratify Distributed Dividends of SAR 1. For For Management 75 per Share for First Half of FY 2019 8 Approve Dividends of SAR 1.75 per For For Management Share for Second Half of FY 2019 9 Amend Nomination and Remuneration For For Management Committee Charter 10.1 Elect Abdulrahman Shamsuddin as None Abstain Management Director 10.2 Elect Majid Noureddin as Director None Abstain Management 10.3 Elect Feisal Al Biheir as Director None Abstain Management 10.4 Elect Sameeh Al Sahafi as Director None Abstain Management 10.5 Elect Khalid Al Rabiah as Director None Abstain Management 10.6 Elect Ahmed Al Maghamiss as Director None Abstain Management 10.7 Elect Ahmed Murad as Director None Abstain Management 10.8 Elect Ibrahim Al Seef as Director None Abstain Management 10.9 Elect Fahad Al Deiban as Director None Abstain Management 10.10 Elect Salman Al Hawawi as Director None Abstain Management 10.11 Elect Julban Al Julban as Director None Abstain Management 10.12 Elect Khalid Al Haqeel as Director None Abstain Management 10.13 Elect Fahad Al Shamri as Director None Abstain Management 10.14 Elect Abdulsalam Al Dureibi as Director None Abstain Management 10.15 Elect Mishari Al Aseemi as Director None Abstain Management 10.16 Elect Abdullah Al Milhim as Director None Abstain Management 10.17 Elect Mohammed Othman as Director None Abstain Management 10.18 Elect Majid Al Dawas as Director None Abstain Management 10.19 Elect Mohammed Mouakli as Director None Abstain Management 11 Elect Members of Audit Committee, For Against Management Approve Its Charter and the Remuneration of Its Members 12 Approve Quarterly/Semiannually For For Management Dividends for FY 2020 -------------------------------------------------------------------------------- YUE YUEN INDUSTRIAL (HOLDINGS) LTD. Ticker: 551 Security ID: G98803144 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: MAY 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3.1 Elect Lu Chin Chu as Director For For Management 3.2 Elect Tsai Pei Chun, Patty as Director For For Management 3.3 Elect Hu Dien Chien as Director For For Management 3.4 Elect Yen Mun-Gie (Teresa Yen) as For For Management Director 3.5 Elect Chen Chia-Shen as Director For For Management 3.6 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Deloitte Touche Tohmatsu as For For Management Auditors and Authorize Board to Fix Their Remuneration 5A Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 5B Authorize Repurchase of Issued Share For For Management Capital 5C Authorize Reissuance of Repurchased For Against Management Shares 6.1 Elect Yu Huan-Chang as Director For For Management 6.2 Authorize Board to Fix Remuneration of For For Management Yu Huan-Chang -------------------------------------------------------------------------------- YUZHOU PROPERTIES COMPANY LIMITED Ticker: 1628 Security ID: G9884T101 Meeting Date: JUN 04, 2020 Meeting Type: Annual Record Date: MAY 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2.1 Elect Kwok Ying Lan as Director For For Management 2.2 Elect Lin Conghui as Director For For Management 2.3 Elect Lam Kwong Siu as Director For Against Management 3 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Ernst & Young as Auditors and For Against Management Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For Against Management Shares 8 Adopt New Share Option Scheme For Against Management 9 Approve Change of English Name and For For Management Adopt Chinese Name as Dual Foreign Name of the Company and Related Transactions -------------------------------------------------------------------------------- ZHEJIANG EXPRESSWAY CO., LTD. Ticker: 576 Security ID: Y9891F102 Meeting Date: DEC 23, 2019 Meeting Type: Special Record Date: NOV 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of H Share For Against Management Convertible Bonds and Related Transactions -------------------------------------------------------------------------------- ZHEJIANG EXPRESSWAY CO., LTD. Ticker: 576 Security ID: Y9891F102 Meeting Date: FEB 03, 2020 Meeting Type: Special Record Date: JAN 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Yuan Yingjie as Director For For Management 2 Elect Zheng Ruchun as Supervisor For For Shareholder 3 Authorize Board to Approve the For For Management Proposed Director and Shareholder Representative Supervisor's Emolument and Service Contracts and Related Transactions -------------------------------------------------------------------------------- ZHEJIANG EXPRESSWAY CO., LTD. Ticker: 576 Security ID: Y9891F102 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: APR 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Directors For For Management 2 Approve 2019 Report of the Supervisory For For Management Committee 3 Approve 2019 Audited Financial For For Management Statements 4 Approve 2019 Final Dividend For For Management 5 Approve 2019 Final Accounts and 2020 For Against Management Financial Budget 6 Approve Deloitte Touche Tohmatsu For For Management Certified Public Accountants Hong Kong as the Hong Kong Auditors and Authorize Board to Fix Their Remuneration 7 Approve Pan China Certified Public For For Management Accountants as the PRC Auditors and Authorize Board to Fix Their Remuneration 8 Elect Chen Ninghui as Director For For Management 9 Elect Fan Ye as Director For For Management 10 Authorize Board to Approve the For For Management Proposed Directors' Service Contracts and Relevant Documents and Authorize Any One Executive Director to Sign Such Contracts and Relevant Documents 11 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights for H Shares and Related Transactions 12 Amend Articles of Association For For Management -------------------------------------------------------------------------------- ZHEN DING TECHNOLOGY HOLDING LTD. Ticker: 4958 Security ID: G98922100 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Profit Distribution For For Management 3 Amend Rules and Procedures Regarding For For Management Shareholders' General Meeting 4 Amend Articles of Association For For Management 5.1 Elect Chang-Fang Shen, with For For Management Shareholder No. 15, as Non-Independent Director 5.2 Elect Che-Hung Yu, a Representative of For For Management Foxconn (Far East) Limited with Shareholder No. 2, as Non-Independent Director 5.3 Elect John-See Lee, with ID No. For For Management P100035XXX, as Non-Independent Director 5.4 Elect Ting-Chuan Lee, with ID No. For For Management P121659XXX, as Non-Independent Director 5.5 Elect Chih-Chen Chou with ID No. For For Management A102012XXX as Independent Director 5.6 Elect Chen-Fu Chien with ID No. For For Management H120290XXX as Independent Director 5.7 Elect Chi-Hsien Lee with ID No. For For Management K120329XXX as Independent Director 6 Approve Release of Restrictions on For For Management Competitive Activities of Newly Appointed Directors (Including Independent Directors) and Representatives -------------------------------------------------------------------------------- ZURICH INSURANCE GROUP AG Ticker: ZURN Security ID: H9870Y105 Meeting Date: APR 01, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1.1 Accept Financial Statements and For For Management Statutory Reports 1.2 Approve Remuneration Report For For Management (Non-binding) 2 Approve Allocation of Income and For For Management Dividends of CHF 20 per Share 3 Approve Discharge of Board and Senior For For Management Management 4.1a Reelect Michel Lies as Director and For For Management Chairman 4.1b Reelect Joan Amble as Director For For Management 4.1c Reelect Catherine Bessant as Director For For Management 4.1d Reelect Dame Carnwath as Director For For Management 4.1e Reelect Christoph Franz as Director For For Management 4.1f Reelect Michael Halbherr as Director For For Management 4.1g Reelect Jeffrey Hayman as Director For For Management 4.1h Reelect Monica Maechler as Director For For Management 4.1i Reelect Kishore Mahbubani as Director For For Management 4.1j Reelect Jasmin Staiblin as Director For For Management 4.1k Reelect Barry Stowe as Director For For Management 4.2.1 Reappoint Michel Lies as Member of the For For Management Compensation Committee 4.2.2 Reappoint Catherine Bessant as Member For For Management of the Compensation Committee 4.2.3 Reappoint Christoph Franz as Member of For For Management the Compensation Committee 4.2.4 Reappoint Kishore Mahbubani as Member For For Management of the Compensation Committee 4.2.5 Reappoint Jasmin Staiblin as Member of For For Management the Compensation Committee 4.3 Designate Keller KLG as Independent For For Management Proxy 4.4 Ratify PricewaterhouseCoopers AG as For For Management Auditors 5.1 Approve Remuneration of Directors in For For Management the Amount of CHF 5.7 Million 5.2 Approve Remuneration of Executive For For Management Committee in the Amount of CHF 78.2 Million 6 Approve Creation of CHF 4.5 Million For For Management Pool of Authorized Capital with Partial Exclusion of Preemptive Rights and CHF 3 Million Pool of Conditional Capital without Preemptive Rights 7 Amend Articles of Association For For Management 8 Transact Other Business (Voting) For Against Management =============== Xtrackers MSCI All World ex-US Hedged Equity ETF =============== 360 SECURITY TECHNOLOGY, INC. Ticker: 601360 Security ID: Y444T7106 Meeting Date: APR 03, 2020 Meeting Type: Special Record Date: MAR 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Target Subscribers and For For Management Subscription Method 1.2 Approve Issue Price and Pricing For For Management Principles 1.3 Approve Lock-up Period For For Management 1.4 Approve Resolution Validity Period and For For Management Shareholders' Meeting Authorization Period 2 Approve Plan on Private Placement of For For Management Shares (Second Revision) 3 Approve Revised Impact of Dilution of For For Management Current Returns on Major Financial Indicators and the Relevant Measures to be Taken 4 Approve Purchase of Liability For Against Management Insurance for Directors, Supervisors and Senior Management Members 5.1 Elect Xu Jingchang as Independent For For Management Director -------------------------------------------------------------------------------- 360 SECURITY TECHNOLOGY, INC. Ticker: 601360 Security ID: Y444T7106 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAY 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Financial Statements For For Management 3 Approve Profit Distribution For For Management 4 Approve Report of the Board of For For Management Directors 5 Approve Report of the Board of For For Management Supervisors 6 Approve Remuneration of Directors For For Management 7 Approve Remuneration of Supervisors For For Management 8 Approve Appointment of Financial For For Management Report Auditor and Internal Control Auditor 9 Approve Daily Related-party For For Management Transactions 10 Approve Provision of Guarantee for For For Management Company and Subsidiary -------------------------------------------------------------------------------- 360 SECURITY TECHNOLOGY, INC. Ticker: 601360 Security ID: Y444T7106 Meeting Date: JUN 22, 2020 Meeting Type: Special Record Date: JUN 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Investment in Tianjin Jincheng For For Management Bank Co., Ltd. 2 Approve Signing of Transfer Agreement For For Management 3 Approve the Issuance of Statement and For For Management Commitment of Investing in Tianjin Jincheng Bank and External Guarantee -------------------------------------------------------------------------------- 3I GROUP PLC Ticker: III Security ID: G88473148 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: JUN 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Remuneration Policy For For Management 4 Approve Final Dividend For For Management 5 Re-elect Jonathan Asquith as Director For For Management 6 Re-elect Caroline Banszky as Director For For Management 7 Re-elect Simon Borrows as Director For For Management 8 Re-elect Stephen Daintith as Director For For Management 9 Re-elect Peter Grosch as Director For For Management 10 Re-elect David Hutchison as Director For For Management 11 Re-elect Coline McConville as Director For For Management 12 Elect Alexandra Schaapveld as Director For For Management 13 Re-elect Simon Thompson as Director For For Management 14 Re-elect Julia Wilson as Director For For Management 15 Appoint KPMG LLP as Auditors For For Management 16 Authorise Board Acting Through the For For Management Audit and Compliance Committee to Fix Remuneration of Auditors 17 Authorise EU Political Donations and For For Management Expenditure 18 Authorise Issue of Equity For For Management 19 Approve Discretionary Share Plan For For Management 20 Authorise Issue of Equity without For For Management Pre-emptive Rights 21 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 22 Authorise Market Purchase of Ordinary For For Management Shares 23 Adopt New Articles of Association For For Management 24 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- 51JOB, INC. Ticker: JOBS Security ID: 316827104 Meeting Date: DEC 12, 2019 Meeting Type: Annual Record Date: NOV 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Junichi Arai as Director For For Management 2 Elect David K. Chao as Director For For Management 3 Elect Li-Lan Cheng as Director For For Management 4 Elect Eric He as Director For For Management 5 Elect Rick Yan as Director For For Management -------------------------------------------------------------------------------- A-LIVING SERVICES CO., LTD. Ticker: 3319 Security ID: Y0038M100 Meeting Date: JAN 07, 2020 Meeting Type: Special Record Date: DEC 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management -------------------------------------------------------------------------------- A-LIVING SERVICES CO., LTD. Ticker: 3319 Security ID: Y0038M100 Meeting Date: MAR 17, 2020 Meeting Type: Special Record Date: FEB 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management -------------------------------------------------------------------------------- A-LIVING SERVICES CO., LTD. Ticker: 3319 Security ID: Y0038M100 Meeting Date: MAR 17, 2020 Meeting Type: Special Record Date: FEB 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve CMIG PM Agreement and Related For For Management Transactions -------------------------------------------------------------------------------- A-LIVING SERVICES CO., LTD. Ticker: 3319 Security ID: Y0038M100 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: APR 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Supervisory For For Management Committee 3 Approve 2019 Audited Consolidated For For Management Financial Statements 4 Approve 2019 Annual Report For For Management 5 Approve 2020 Annual Financial Budget For For Management 6 Approve Final Dividend For For Management 7.1 Elect Chan Cheuk Hung as Director For For Management 7.2 Elect Huang Fengchao as Director For For Management 7.3 Elect Li Dalong as Director For For Management 7.4 Elect Wei Xianzhong as Director For Against Management 7.5 Elect Yue Yuan as Director For For Management 7.6 Elect Wan Kam To as Director For Against Management 7.7 Elect Wong Chui Ping Cassie as Director For For Management 7.8 Elect Wang Peng as Director For For Management 8.1 Elect Shi Zhengyu as Supervisor For For Management 8.2 Elect Wang Gonghu as Supervisor For For Management 8.3 Elect Wang Shao as Supervisor For For Management 9 Authorize Board to Fix Remuneration of For For Management Directors 10 Authorize Supervisory Committee to Fix For For Management Remuneration of Supervisors 11 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 12 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights for Domestic Shares/Unlisted Foreign Shares/H Shares 13 Approve Expansion of Business Scope For For Management 14 Amend Articles of Association For For Management -------------------------------------------------------------------------------- A.P. MOLLER-MAERSK A/S Ticker: MAERSK.B Security ID: K0514G135 Meeting Date: MAR 23, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Report of Board None None Management 2 Accept Financial Statements and For For Management Statutory Reports 3 Approve Discharge of Management and For For Management Board 4 Approve Allocation of Income and For For Management Dividends of DKK 150 Per Share 5a Reelect Jim Hagemann Snabe as Director For For Management 5b Reelect Ane Maersk Mc-Kinney Uggla as For For Management Director 5c Reelect Robert Maersk Uggla as Director For Abstain Management 5d Reelect Jacob Andersen Sterling as For For Management Director 5e Reelect Thomas Lindegaard Madsen as For For Management Director 6 Ratify PricewaterhouseCoopers as For For Management Auditors 7a Authorize Board to Declare For For Management Extraordinary Dividend 7b Approve DKK 784.9 Million Reduction in For For Management Share Capital via Share Cancellation 7c Approve Guidelines for Incentive-Based For Against Management Compensation for Executive Management and Board 7d Amend Articles Re: Voting on the For For Management Company's Remuneration Report at Annual General Meetings -------------------------------------------------------------------------------- AAC TECHNOLOGIES HOLDINGS, INC. Ticker: 2018 Security ID: G2953R114 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a Elect Mok Joe Kuen Richard as Director For For Management 2b Authorize Board to Fix Remuneration of For For Management Directors 3 Approve Deloitte Touche Tohmatsu as For Against Management Auditors and Authorize Board to Fix Their Remuneration 4 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 5 Authorize Repurchase of Issued Share For For Management Capital 6 Authorize Reissuance of Repurchased For Against Management Shares 7 Adopt Second Amended and Restated For For Management Articles of Association -------------------------------------------------------------------------------- ABB LTD. Ticker: ABBN Security ID: H0010V101 Meeting Date: MAR 26, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management (Non-Binding) 3 Approve Discharge of Board and Senior For For Management Management 4 Approve Allocation of Income and For For Management Dividends of CHF 0.80 per Share 5 Amend Articles Re: Annual Report For For Management 6.1 Approve Remuneration of Directors in For For Management the Amount of CHF 4.7 Million 6.2 Approve Remuneration of Executive For For Management Committee in the Amount of CHF 39.5 Million 7.1 Reelect Matti Alahuhta as Director For For Management 7.2 Reelect Gunnar Brock as Director For For Management 7.3 Reelect David Constable as Director For For Management 7.4 Reelect Frederico Curado as Director For For Management 7.5 Reelect Lars Foerberg as Director For For Management 7.6 Reelect Jennifer Xin-Zhe Li as Director For For Management 7.7 Reelect Geraldine Matchett as Director For For Management 7.8 Reelect David Meline as Director For For Management 7.9 Reelect Satish Pai as Director For For Management 7.10 Reelect Jacob Wallenberg as Director For For Management 7.11 Reelect Peter Voser as Director and For For Management Board Chairman 8.1 Appoint David Constable as Member of For For Management the Compensation Committee 8.2 Appoint Frederico Curado as Member of For For Management the Compensation Committee 8.3 Appoint Jennifer Xin-Zhe Li as Member For For Management of the Compensation Committee 9 Designate Hans Zehnder as Independent For For Management Proxy 10 Ratify KPMG AG as Auditors For For Management 11 Transact Other Business (Voting) For Against Management -------------------------------------------------------------------------------- ABC-MART, INC. Ticker: 2670 Security ID: J00056101 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: FEB 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 85 2.1 Elect Director Noguchi, Minoru For For Management 2.2 Elect Director Katsunuma, Kiyoshi For For Management 2.3 Elect Director Kojima, Jo For For Management 2.4 Elect Director Kikuchi, Takashi For For Management 2.5 Elect Director Hattori, Kiichiro For For Management -------------------------------------------------------------------------------- ABN AMRO BANK NV Ticker: ABN Security ID: N0162C102 Meeting Date: DEC 17, 2019 Meeting Type: Special Record Date: NOV 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting and Announcements None None Management 2a Announce Vacancies on the Supervisory None None Management Board 2b Opportunity to Make Recommendations None None Management 2ci Announce Intention to Appoint Laetitia None None Management Griffith as Supervisory Board Member 2cii Opportunity for the Employee Council None None Management to Explain its Position 2ciii Verbal Explanation and Motivation by None None Management Laetitia Griffith 2civ Elect Laetitia Griffith to Supervisory For For Management Board 3 Close Meeting None None Management -------------------------------------------------------------------------------- ABN AMRO BANK NV Ticker: ABN Security ID: N0162C102 Meeting Date: APR 22, 2020 Meeting Type: Annual Record Date: MAR 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2.a Receive Report of Management Board None None Management (Non-Voting) 2.b Receive Report of Supervisory Board None None Management (Non-Voting) 2.c Receive Announcements from the None None Management Chairman of the Employee Council 2.d Discussion on Company's Corporate None None Management Governance Structure 2.e Approve Remuneration Report For For Management 2.f Opportunity to Ask Question to the None None Management External Auditor (Non-Voting) 2.g Adopt Financial Statements and For For Management Statutory Reports 3.a Receive Explanation on Dividend Policy None None Management 3.b Approve Dividends of EUR 1.28 Per Share For For Management 4.a Approve Discharge of Management Board For For Management 4.b Approve Discharge of Supervisory Board For For Management 5 Receive Auditors' Report (Non-Voting) None None Management 6.a Approve Remuneration Policy for For For Management Management Board 6.b Approve Remuneration Policy for For For Management Supervisory Board 7 Amend Articles of Association For For Management 8.a Approve Collective Supervisory Board For For Management Profile 8.b Announce Vacancies on the Supervisory None None Management Board 8.c Opportunity to Make Recommendations None None Management 8.d.1 Announce Intention to Reappoint Arjen None None Management Dorland, Jurgen Stegmann and Tjalling Tiemstra to the Supervisory Board 8.d.2 Reelect Arjen Dorland to Supervisory For For Management Board 8.d.3 Reelect Jurgen Stegmann to Supervisory For For Management Board 8.d.4 Reelect Tjalling Tiemstra to For For Management Supervisory Board 9.a Grant Board Authority to Issue Shares For For Management Up to 10 Percent of Issued Capital 9.b Authorize Board to Exclude Preemptive For For Management Rights from Share Issuances 9.c Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 10 Authorize Cancellation of Repurchased For For Management Shares 11 Discuss Introduction of Robert Swaak None None Management as Member of Executive Board 12 Other Business (Non-Voting) None None Management -------------------------------------------------------------------------------- ABOITIZ EQUITY VENTURES, INC. Ticker: AEV Security ID: Y0001Z104 Meeting Date: APR 27, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous For For Management Stockholders' Meeting Held Last April 22, 2019 2 Approve 2019 Annual Report and For For Management Financial Statements 3 Appoint External Auditor for 2020 For For Management 4.1 Elect Erramon I. Aboitiz as Director For For Management 4.2 Elect Mikel A. Aboitiz as Director For For Management 4.3 Elect Sabin M. Aboitiz as Director For For Management 4.4 Elect Enrique M. Aboitiz as Director For For Management 4.5 Elect Ana Maria A. Delgado as Director For For Management 4.6 Elect Edwin R. Bautista as Director For For Management 4.7 Elect Raphael P.M. Lotilla as Director For For Management 4.8 Elect Jose C. Vitug as Director For For Management 4.9 Elect Manuel R. Salak III as Director For For Management 5 Approve Amendment of the Company's For Against Management Articles of Incorporation 6 Ratify Acts, Resolutions and For For Management Proceedings of the Board of Directors, Corporate Officers and Management from 2019 Up to April 27, 2020 7 Approve Other Matters For Against Management -------------------------------------------------------------------------------- ABOITIZ POWER CORP. Ticker: AP Security ID: Y0005M109 Meeting Date: APR 27, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous For For Management Stockholders' Meeting Held Last April 22, 2019 2 Approve 2019 Annual Report and For For Management Financial Statements 3 Appoint Company's External Auditor for For Against Management 2020 4.1 Elect Enrique M. Aboitiz as Director For Abstain Management 4.2 Elect Mikel A. Aboitiz as Director For Abstain Management 4.3 Elect Erramon I. Aboitiz as Director For For Management 4.4 Elect Emmanuel V. Rubio as Director For For Management 4.5 Elect Jaime Jose Y. Aboitiz as Director For For Management 4.6 Elect Danel C. Aboitiz as Director For For Management 4.7 Elect Carlos C. Ejercito as Director For Abstain Management 4.8 Elect Romeo L. Bernardo as Director For Abstain Management 4.9 Elect Eric Ramon O. Recto as Director For Abstain Management 5 Approve Amendment of the Company's For Against Management Articles of Incorporation 6 Ratify Acts, Resolutions and For For Management Proceedings of the Board of Directors, Corporate Officers and Management from 2019 Up to April 27, 2020 7 Approve Other Matters For Against Management -------------------------------------------------------------------------------- ABSA GROUP LTD. Ticker: ABG Security ID: S0270C106 Meeting Date: JUN 04, 2020 Meeting Type: Annual Record Date: MAY 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Reappoint Ernst & Young Inc. as For For Management Auditors of the Company with Ernest van Rooyen as the Designated Auditor 2.1 Re-elect Mark Merson as Director For For Management 2.2 Re-elect Wendy Lucas-Bull as Director For For Management 2.3 Re-elect Colin Beggs as Director For For Management 2.4 Re-elect Daniel Hodge as Director For For Management 2.5 Re-elect Jason Quinn as Director For For Management 3.1 Elect Ihron Rensburg as Director For For Management 3.2 Elect Rose Keanly as Director For For Management 3.3 Elect Swithin Munyantwali as Director For For Management 3.4 Elect Daniel Mminele as Director For For Management 4.1 Re-elect Alex Darko as Member of the For For Management Group Audit and Compliance Committee 4.2 Re-elect Daisy Naidoo as Member of the For For Management Group Audit and Compliance Committee 4.3 Re-elect Tasneem Abdool-Samad as For For Management Member of the Group Audit and Compliance Committee 4.4 Elect Swithin Munyantwali as Member of For For Management the Group Audit and Compliance Committee 5 Place Authorised but Unissued Shares For For Management under Control of Directors 1 Approve Remuneration Policy For For Management 2 Approve Remuneration Implementation For For Management Report 3 Approve Providing Shareholders with an For For Management Initial Assessment of the Company's Exposure to Climate Change Risk 1 Approve Remuneration of Non-Executive For For Management Directors 2 Approve Increase in Authorised For For Management Ordinary Share Capital 3 Authorise Repurchase of Issued Share For For Management Capital 4 Approve Financial Assistance in Terms For For Management of Section 45 of the Companies Act -------------------------------------------------------------------------------- ABU DHABI COMMERCIAL BANK Ticker: ADCB Security ID: M0152Q104 Meeting Date: MAR 18, 2020 Meeting Type: Annual Record Date: MAR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations and Financial Statements for FY 2019 2 Approve Auditors' Report on Company For For Management Financial Statements for FY 2019 3 Approve Shariah Supervisory Board For For Management Report for FY 2019 4 Accept Financial Statements and For For Management Statutory Reports for FY 2019 5 Elect Supervisory Board Members For For Management (Bundled) 6 Approve Dividends Representing 38 For For Management Percent of the Share Capital for FY 2019 7 Approve Remuneration of Directors for For For Management FY 2019 8 Approve Discharge of Directors for FY For For Management 2019 9 Approve Discharge of Auditors for FY For For Management 2019 10 Ratify Auditors and Fix Their For For Management Remuneration for FY 2020 11 Approve Changes to Board Composition For For Management 1 Approve Qualified Employee Stock For Against Management Purchase Plan 2 Authorize Issuance of Debt Tier For For Management Capital Instruments, Notes/Bonds or Trust Certificates Up to USD 2,000,000,000 3 Authorize Renewal of Abu Dhabi For For Management Commercial Bank PJSC and ADCB Finance (Cayaman) Limited USD 15,000,000,000 Global Medium Term Note Programme (the "GMTN Programme") 4 Authorize Issuance of Non-Convertible For For Management Bonds Up To USD 15,000,000,000 5 Authorize New Debt Funding Programme For For Management Up to Maximum Amount of USD 2,500,000,000 in Addition to GMTN Programme 6 Authorize Issuance of Non-Convertible For For Management Bonds Up to USD 2,500,000,000 7 Authorize Board to Ratify and Execute For For Management Approved Resolutions Re: Bonds and Debts Instruments 8 Amend Article 17 of Bylaws For Against Management 9 Amend Articles 25 of Bylaws For For Management 10 Authorize Board to Ratify and Execute For For Management Approved Resolutions Re: Articles Amendment -------------------------------------------------------------------------------- ACCELINK TECHNOLOGIES CO., LTD. Ticker: 002281 Security ID: Y00060106 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAY 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Daily Related Party Transaction For For Management 6 Approve Profit Distribution For For Management 7 Approve Use Remaining Raised Funds to For For Management Supplement Working Capital 8 Approve Application of Credit Quota For For Management 9 Approve to Appoint Auditor For For Management 10 Approve Amendments to Articles of For For Management Association 11 Amend Management System of Raised Funds For For Management 12 Approve Repurchase and Cancellation of For For Management Performance Shares 13 Elect Gao Yongdong as Supervisor For For Shareholder -------------------------------------------------------------------------------- ACCOR SA Ticker: AC Security ID: F00189120 Meeting Date: JUN 30, 2020 Meeting Type: Annual/Special Record Date: JUN 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Absence of Dividends 4 Reelect Sebastien Bazin as Director For Against Management 5 Reelect Iris Knobloch as Director For For Management 6 Elect Bruno Pavlovsky as Director For For Management 7 Approve Transaction with SASP Paris For Against Management Saint-Germain Football Re: Partnership Agreement 8 Ratify Appointment of Ernst & Young et For For Management Autres as Auditor 9 Approve Compensation of Corporate For For Management Officers 10 Approve Compensation of Sebastien Bazin For Against Management 11 Approve Remuneration Policy of For Against Management Chairman and CEO 12 Approve Remuneration Policy of For For Management Directors 13 Authorize Repurchase of Up to 10 For Against Management Percent of Issued Share Capital 14 Authorize Capital Issuances for Use in For Against Management Employee Stock Purchase Plans 15 Amend Articles 12 and 15 of Bylaws Re: For For Management Employee Representatives; Board Members Deliberation via Written Consultation 16 Authorize Board to Issue Free Warrants For Against Management with Preemptive Rights During a Public Tender Offer 17 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- ACCTON TECHNOLOGY CORP. Ticker: 2345 Security ID: Y0002S109 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management -------------------------------------------------------------------------------- ACER, INC. Ticker: 2353 Security ID: Y0003F171 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect STAN SHIH, with Shareholder No. For For Management 0000002, as Non-Independent Director 1.2 Elect JASON CHEN, with Shareholder No. For For Management 0857788, as Non-Independent Director 1.3 Elect MAVERICK SHIH, a Representative For For Management of HUNG ROUAN INVESTMENT CORP. with Shareholder No. 0005978, as Non-Independent Director 1.4 Elect CHING-HSIANG HSU (Charles Hsu) For For Management with Shareholder No. 0916903 as Independent Director 1.5 Elect JI-REN LEE with Shareholder No. For For Management 0857786 as Independent Director 1.6 Elect SAN-CHENG CHANG (Simon Chang) For For Management with Shareholder No. 0157790 as Independent Director 1.7 Elect YURI, KURE with Shareholder No. For For Management 1018823 as Independent Director 2 Approve Financial Statements and For For Management Business Report 3 Approve Profit Distribution For For Management 4 Approve Cash Distribution from Capital For For Management Surplus 5 Approve Amendments to Acer's Internal For For Management Rule: Procedures for Acquisition or Disposal of Assets 6 Approve Release of Restrictions of For For Management Competitive Activities of Newly Appointed Directors and Representatives -------------------------------------------------------------------------------- ACOM CO., LTD. Ticker: 8572 Security ID: J00105106 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 2 2.1 Elect Director Kinoshita, Shigeyoshi For Against Management 2.2 Elect Director Wachi, Kaoru For For Management 2.3 Elect Director Kinoshita, Masataka For For Management 2.4 Elect Director Uchida, Tomomi For For Management 2.5 Elect Director Hori, Naoki For For Management 2.6 Elect Director Kiribuchi, Takashi For For Management -------------------------------------------------------------------------------- ACS ACTIVIDADES DE CONSTRUCCION Y SERVICIOS SA Ticker: ACS Security ID: E7813W163 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: APR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Consolidated and Standalone For For Management Financial Statements 1.2 Approve Allocation of Income For For Management 2 Approve Non-Financial Information For For Management Statement 3 Approve Discharge of Board For For Management 4.1 Reelect Javier Echenique Landiribar as For Against Management Director 4.2 Reelect Mariano Hernandez Herreros as For Against Management Director 4.3 Fix Number of Directors at 16 For For Management 5 Approve Remuneration Policy For For Management 6 Advisory Vote on Remuneration Report For For Management 7.1 Amend Articles of General Meeting For For Management Regulations Re: Preliminary Title 7.2 Amend Articles of General Meeting For For Management Regulations Re: Title I 7.3 Amend Articles of General Meeting For For Management Regulations Re: Chapter I of Title II 7.4 Amend Articles of General Meeting For For Management Regulations Re: Chapter II of Title II 7.5 Amend Articles of General Meeting For For Management Regulations Re: Chapter I of Title III 7.6 Amend Articles of General Meeting For For Management Regulations Re: Chapter II of Title III 7.7 Amend Articles of General Meeting For For Management Regulations Re: Chapter III of Title III 7.8 Add Articles of General Meeting For For Management Regulations Re: Title VI 7.9 Approve Restated General Meeting For For Management Regulations 8 Approve Scrip Dividends and Approve For For Management Reduction in Share Capital via Amortization of Treasury Shares 9 Authorize Share Repurchase and Capital For For Management Reduction via Amortization of Repurchased Shares 10 Authorize Increase in Capital up to 50 For For Management Percent via Issuance of Equity or Equity-Linked Securities, Excluding Preemptive Rights of up to 20 Percent 11 Authorize Board to Ratify and Execute For For Management Approved Resolutions 12 Receive Amendments to Board of None None Management Directors Regulations -------------------------------------------------------------------------------- ADANI PORTS & SPECIAL ECONOMIC ZONE LIMITED Ticker: 532921 Security ID: Y00130107 Meeting Date: AUG 06, 2019 Meeting Type: Annual Record Date: JUL 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend on Equity Shares For For Management 3 Approve Dividend on Preferences Shares For For Management 4 Reelect Rajesh S. Adani as Director For For Management 5 Elect Mukesh Kumar as Director For For Management 6 Elect Nirupama Rao as Director For For Management 7 Reelect G. Raghuram as Director For For Management 8 Reelect G. K. Pillai as Director For For Management 9 Approve Reappointment and Remuneration For For Management of Malay Mahadevia as Whole Time Director 10 Approve Payment of Commission to For For Management Non-Executive Directors -------------------------------------------------------------------------------- ADANI PORTS & SPECIAL ECONOMIC ZONE LIMITED Ticker: 532921 Security ID: Y00130107 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: JUN 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Confirm Interim Dividend For For Management 3 Approve Dividend on Preferences Shares For For Management 4 Reelect Karan Adani as Director For For Management 5 Elect Bharat Sheth as Director For For Management 6 Approve Material Related Party For For Management Transactions 7 Approve Shifting of Registered Office For For Management of the Company -------------------------------------------------------------------------------- ADECCO GROUP AG Ticker: ADEN Security ID: H00392318 Meeting Date: APR 16, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1.1 Accept Financial Statements and For For Management Statutory Reports 1.2 Approve Remuneration Report For For Management 2 Approve Allocation of Income and For For Management Dividends of CHF 2.50 per Share 3 Approve Discharge of Board and Senior For For Management Management 4.1 Approve Remuneration of Directors in For For Management the Amount of CHF 5.1 Million 4.2 Approve Remuneration of Executive For For Management Committee in the Amount of CHF 35 Million 5.1.1 Reelect Jean-Christophe Deslarzes as For For Management Director 5.1.2 Reelect Ariane Gorin as Director For For Management 5.1.3 Reelect Alexander Gut as Director For For Management 5.1.4 Reelect Didier Lamouche as Director For Against Management 5.1.5 Reelect David Prince as Director For For Management 5.1.6 Reelect Kathleen Taylor as Director For For Management 5.1.7 Reelect Regula Wallimann as Director For For Management 5.1.8 Elect Jean-Christophe Deslarzes as For For Management Board Chairman 5.1.9 Elect Rachel Duan as Director For For Management 5.2.1 Reappoint Kathleen Taylor as Member of For For Management the Compensation Committee 5.2.2 Reappoint Didier Lamouche as Member of For Against Management the Compensation Committee 5.2.3 Appoint Rachel Duan as Member of the For For Management Compensation Committee 5.3 Designate Keller KLG as Independent For For Management Proxy 5.4 Ratify Ernst & Young AG as Auditors For For Management 6 Approve Reduction in Share Capital via For For Management Cancellation of 220,000 Treasury Shares 7 Transact Other Business (Voting) For Against Management -------------------------------------------------------------------------------- ADMIRAL GROUP PLC Ticker: ADM Security ID: G0110T106 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: APR 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Final Dividend For For Management 4 Re-elect David Stevens as Director For For Management 5 Re-elect Geraint Jones as Director For For Management 6 Re-elect Annette Court as Director For For Management 7 Re-elect Jean Park as Director For For Management 8 Re-elect George Manning Rountree as For For Management Director 9 Re-elect Owen Clarke as Director For For Management 10 Re-elect Justine Roberts as Director For For Management 11 Re-elect Andrew Crossley as Director For For Management 12 Re-elect Michael Brierley as Director For For Management 13 Re-elect Karen Green as Director For For Management 14 Reappoint Deloitte LLP as Auditors For For Management 15 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 16 Amend Discretionary Free Share Scheme For For Management 17 Authorise EU Political Donations and For For Management Expenditure 18 Authorise Issue of Equity For For Management 19 Authorise Issue of Equity without For For Management Pre-emptive Rights 20 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 21 Authorise Market Purchase of Ordinary For For Management Shares 22 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- ADVANCED PETROCHEMICAL CO. Ticker: 2330 Security ID: M0182V107 Meeting Date: SEP 17, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Capitalization of Reserves For For Management for Bonus Issue Re: 1:10 2.1 Elect Wael Al Bassam as Director None Abstain Management 2.2 Elect Khalid Al Houshan as Director None For Management 2.3 Elect Yazeed Al Hayaf as Director None Abstain Management 2.4 Elect Badr Jawhar as Director None Abstain Management 2.5 Elect Maashal Al Shayaa as Director None Abstain Management 2.6 Elect Salih Minqash as Director None Abstain Management 2.7 Elect Waleed Al Jaafari as Director None For Management 2.8 Elect Abdulazeez Al Habardi as Director None Abstain Management 2.9 Elect Samah Al Subaee as Director None For Management 2.10 Elect Ibrahim Al Husseinan as Director None Abstain Management 2.11 Elect Khalid Al Omran as Director None For Management 2.12 Elect Abdulazeez Al Mulhim as Director None For Management 2.13 Elect Khaleefa Al Mulhim as Director None For Management 2.14 Elect Mohammed Al Mulhim as Director None Abstain Management 2.15 Elect Sami Al Sweigh as Director None For Management 2.16 Elect Zein Al Imam as Director None Abstain Management 2.17 Elect Muadh Al Naeem as Director None Abstain Management 2.18 Elect Sultan Al Suleiman as Director None For Management 2.19 Elect Adil Al Shayaa as Director None Abstain Management 2.20 Elect Majid Kheirullah as Director None Abstain Management 2.21 Elect Ali Al Hakami as Director None Abstain Management 2.22 Elect Atif Al Shihri as Director None Abstain Management 2.23 Elect Fahd Al Shamri as Director None For Management 2.24 Elect Mohammed Al Shihri as Director None Abstain Management 2.25 Elect Khalid Al Suleiman as Director None Abstain Management 2.26 Elect Mustafa Hammoudah as Director None Abstain Management 3 Amend Article 7 of Bylaws Re: Changes For For Management in Capital 4 Amend Article 20 of Bylaws Re: For For Management Directors' Remuneration 5 Amend Article 22 of Bylaws Re: Board For For Management Meetings 6 Amend Article 30 of Bylaws Re: General For For Management Assembly Invitation 7 Amend Article 38 of Bylaws Re: For For Management Formation of Audit Committee 8 Amend Article 39 of Bylaws Re: Audit For For Management Committee Meeting Quorum 9 Amend Article 41 of Bylaws Re: Audit For For Management Committee Reports 10 Amend Article 45 of Bylaws Re: For For Management Financial Statements 11 Amend Article 46 of Bylaws Re: For For Management Allocation of Income 12 Amend Article 47 of Bylaws Re: Profits For For Management Entitlement 13 Approve Updated Audit Committee Charter For Against Management 14 Elect Members of Audit Committee, For Against Management Approve its Charter and the Remuneration of Its Members 15 Approve Related Party Transactions For Against Management 16 Approve Remuneration Policy Re: For For Management Directors, Management and Committees -------------------------------------------------------------------------------- ADVANCED PETROCHEMICAL CO. Ticker: 2330 Security ID: M0182V107 Meeting Date: MAR 31, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations for FY 2019 2 Accept Financial Statements and For For Management Statutory Reports for FY 2019 3 Approve Auditors' Report on Company For For Management Financial Statements for FY 2019 4 Ratify Auditors and Fix Their For For Management Remuneration for FY 2020 5 Approve Dividends of SAR 0.65 per For For Management Share for Q4 of FY 2019 6 Ratify Distributed Dividends of SAR 2. For For Management 05 per Share for Q1, Q2, and Q3 of FY 2019 7 Approve Interim Dividends Semi For For Management Annually or Quarterly for FY 2020 8 Approve Discharge of Directors for FY For For Management 2019 9 Approve Related Party Transactions For Against Management -------------------------------------------------------------------------------- ADVANTECH CO., LTD. Ticker: 2395 Security ID: Y0017P108 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association 4 Approve Issuance of New Shares by For For Management Capitalization of Profit 5 Approve Company Plans to Issue For Against Management Employee Stock Warrants with Price Lower than Fair Market Value 6 Amend Procedures for Lending Funds to For For Management Other Parties 7 Amend Procedures for Endorsement and For For Management Guarantees 8.1 Elect K.C. Liu, with Shareholder No. For For Management 1, as Non-Independent Director 8.2 Elect Wesley Liu, a Representative of For For Management K and M Investment Co., Ltd. with Shareholder No. 39, as Non-Independent Director 8.3 Elect Chaney Ho, a Representative of For For Management Advantech Foundation with Shareholder No. 163, as Non-Independent Director 8.4 Elect Donald Chang, a Representative For For Management of AIDC Investment Corp. with Shareholder No. 40, as Non-Independent Director 8.5 Elect Jeff Chen with ID No. For For Management B100630XXX, as Independent Director 8.6 Elect Benson Liu with ID No. For For Management P100215XXX, as Independent Director 8.7 Elect Chan Jane Lin with ID No. For For Management R203128XXX, as Independent Director 9 Approve Release of Restrictions of For For Management Competitive Activities of Newly Appointed Directors and Representatives -------------------------------------------------------------------------------- ADVANTEST CORP. Ticker: 6857 Security ID: J00210104 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Yoshida, Yoshiaki For For Management 1.2 Elect Director Karatsu, Osamu For For Management 1.3 Elect Director Urabe, Toshimitsu For For Management 1.4 Elect Director Nicholas Benes For For Management 1.5 Elect Director Tsukakoshi, Soichi For For Management 1.6 Elect Director Fujita, Atsushi For For Management 1.7 Elect Director Tsukui, Koichi For For Management 1.8 Elect Director Douglas Lefever For For Management 2 Elect Director and Audit Committee For For Management Member Sumida, Sayaka -------------------------------------------------------------------------------- ADYEN NV Ticker: ADYEN Security ID: N3501V104 Meeting Date: DEC 06, 2019 Meeting Type: Special Record Date: NOV 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Mariette Bianca Swart to For For Management Management Board 3 Elect Kamran Zaki to Management Board For For Management 4 Close Meeting None None Management -------------------------------------------------------------------------------- ADYEN NV Ticker: ADYEN Security ID: N3501V104 Meeting Date: JAN 14, 2020 Meeting Type: Special Record Date: DEC 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting and Announcements None None Management 2 Elect Joep van Beurden to Supervisory For For Management Board 3 Close Meeting None None Management -------------------------------------------------------------------------------- ADYEN NV Ticker: ADYEN Security ID: N3501V104 Meeting Date: MAY 26, 2020 Meeting Type: Annual Record Date: APR 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2.a Receive Report of Management Board None None Management (Non-Voting) 2.b Approve Remuneration Report For For Management 2.c Adopt Annual Accounts For For Management 2.d Receive Explanation on Company's None None Management Reserves and Dividend Policy 2.e Approve Remuneration Policy for For For Management Management Board 2.f Approve Remuneration Policy for For For Management Supervisory Board 3 Approve Discharge of Management Board For For Management 4 Approve Discharge of Supervisory Board For For Management 5 Reelect Piero Overmars to Supervisory For For Management Board 6 Grant Board Authority to Issue Shares For For Management Up to 10 Percent of Issued Capital 7 Authorize Board to Exclude Preemptive For For Management Rights from Share Issuances 8 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 9 Ratify PWC as Auditors For For Management 10 Close Meeting None None Management -------------------------------------------------------------------------------- AEGON NV Ticker: AGN Security ID: N00927298 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Presentation on the Course of Business None None Management in 2019 3.1 Receive Report of Management Board None None Management (Non-Voting) 3.2 Discuss Financial Statements and None None Management Receive Auditors' Reports (Non-Voting) 3.3 Approve Remuneration Report For For Management 3.4 Adopt Financial Statements and For For Management Statutory Reports 3.5 Discuss Dividends of EUR 0.16 per None None Management Common Share and EUR 0.004 per Common Share B 4.1 Approve Discharge of Management Board For For Management 4.2 Approve Discharge of Supervisory Board For For Management 5.1 Approve Remuneration Policy for For For Management Management Board 5.2 Approve Remuneration Policy for For For Management Supervisory Board 6.1 Elect Thomas Wellauer to Supervisory For For Management Board 6.2 Elect Caroline Ramsay to Supervisory For For Management Board 7.1 Elect Lard Friese to Management Board For For Management 8.1 Approve Cancellation of Repurchased For For Management Shares 8.2 Grant Board Authority to Issue Shares For For Management Up To 10 Percent of Issued Capital and Exclude Pre-emptive Rights 8.3 Grant Board Authority to Issue Shares For For Management Up To 25 Percent of Issued Capital in Connection with a Rights Issue 8.4 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 9 Other Business (Non-Voting) None None Management 10 Close Meeting None None Management -------------------------------------------------------------------------------- AEON CO., LTD. Ticker: 8267 Security ID: J00288100 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: FEB 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Okada, Motoya For Against Management 1.2 Elect Director Yoshida, Akio For For Management 1.3 Elect Director Yamashita, Akinori For For Management 1.4 Elect Director Tsukamoto, Takashi For Against Management 1.5 Elect Director Ono, Kotaro For For Management 1.6 Elect Director Peter Child For For Management 1.7 Elect Director Carrie Yu For For Management -------------------------------------------------------------------------------- AEON FINANCIAL SERVICE CO., LTD. Ticker: 8570 Security ID: J0021H107 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: FEB 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Suzuki, Masaki For For Management 1.2 Elect Director Fujita, Kenji For For Management 1.3 Elect Director Wakabayashi, Hideki For For Management 1.4 Elect Director Mangetsu, Masaaki For For Management 1.5 Elect Director Mitsufuji, Tomoyuki For For Management 1.6 Elect Director Suzuki, Kazuyoshi For For Management 1.7 Elect Director Ishizuka, Kazuo For For Management 1.8 Elect Director Watanabe, Hiroyuki For For Management 1.9 Elect Director Nakajima, Yoshimi For For Management 1.10 Elect Director Yamazawa, Kotaro For For Management 1.11 Elect Director Sakuma, Tatsuya For For Management 1.12 Elect Director Nagasaka, Takashi For For Management 2.1 Appoint Statutory Auditor Otani, Go For For Management 2.2 Appoint Statutory Auditor Miyazaki, For For Management Takeshi -------------------------------------------------------------------------------- AEON MALL CO., LTD. Ticker: 8905 Security ID: J10005106 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: FEB 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Iwamura, Yasutsugu For Abstain Management 1.2 Elect Director Chiba, Seiichi For Abstain Management 1.3 Elect Director Mishima, Akio For Abstain Management 1.4 Elect Director Fujiki, Mitsuhiro For Abstain Management 1.5 Elect Director Tamai, Mitsugu For Abstain Management 1.6 Elect Director Sato, Hisayuki For Abstain Management 1.7 Elect Director Okada, Motoya For Abstain Management 1.8 Elect Director Okamoto, Masahiko For Abstain Management 1.9 Elect Director Yokoyama, Hiroshi For Abstain Management 1.10 Elect Director Nakarai, Akiko For Abstain Management 1.11 Elect Director Hashimoto, Tatsuya For Abstain Management 1.12 Elect Director Kawabata, Masao For For Management 1.13 Elect Director Koshizuka, Kunihiro For For Management 1.14 Elect Director Yamashita, Yasuko For For Management 2 Appoint Statutory Auditor Nishimatsu, For For Management Masato -------------------------------------------------------------------------------- AERCAP HOLDINGS NV Ticker: AER Security ID: N00985106 Meeting Date: APR 22, 2020 Meeting Type: Annual Record Date: MAR 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Receive Report of Management Board None None Management (Non-Voting) 3 Adopt Financial Statements For For Management 4 Receive Explanation on Company's None None Management Reserves and Dividend Policy 5 Approve Discharge of Management Board For For Management 6.a Reelect Paul T. Dacier as For For Management Non-Executive Director 6.b Reelect Richard M. Gradon as For For Management Non-Executive Director 6.c Reelect Robert G. Warden as For Against Management Non-Executive Director 7 Appoint Peter L. Juhas to Represent For For Management the Management in Case All Directors are Absent or Prevented from Acting 8 Ratify PricewaterhouseCoopers as For For Management Auditors 9.a Grant Board Authority to Issue Shares For For Management 9.b Authorize Board to Exclude Preemptive For For Management Rights from Share Issuances Under Item 9.a 9.c Grant Board Authority to Issue For Against Management Additional Shares 9.d Authorize Board to Exclude Preemptive For Against Management Rights from Share Issuances Under Item 9.c 10.a Authorize Repurchase of Shares For For Management 10.b Conditional Authorization to For For Management Repurchase Additional Shares 11 Approve Reduction in Share Capital For For Management through Cancellation of Shares 12 Allow Questions None None Management 13 Close Meeting None None Management -------------------------------------------------------------------------------- AEROPORTS DE PARIS SA Ticker: ADP Security ID: F00882104 Meeting Date: MAY 12, 2020 Meeting Type: Annual/Special Record Date: MAY 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles 12, 19 and 21 of Bylaws For For Management to Comply with Legal Changes 2 Approve Financial Statements and For For Management Statutory Reports 3 Approve Consolidated Financial For For Management Statements and Statutory Reports 4 Approve Allocation of Income and For For Management Dividends of EUR 0.70 per Share 5 Approve Transaction with the French For For Management State 6 Approve Transaction with Musee Quai For For Management Branly-Jacques Chirac 7 Approve Transaction with Societe du For For Management Grand Paris 8 Approve Transaction with Grand Paris For For Management 9 Approve Transaction with Academies de For For Management Creteil, Versailles et Amiens 10 Approve Transaction with SNCF Reseau For For Management et la Caisse des Depots et Consignations 11 Approve Transaction Re: Pole de For For Management formation Georges Guynemer des metiers de l aerien du Pays de Meaux 12 Approve Transaction with Media For For Management Aeroports de Paris 13 Approve Transaction with Domaine For For Management national de Chambord 14 Approve Transaction with RATP For For Management 15 Authorize Repurchase of Up to 10 For Against Management Percent of Issued Share Capital 16 Approve Compensation of Corporate For For Management Officers 17 Approve Compensation of Augustin de For For Management Romanet, Chairman and CEO 18 Approve Remuneration Policy of Board For For Management Members 19 Approve Remuneration Policy of For For Management Chairman and CEO 20 Approve Remuneration of Directors in For For Management the Aggregate Amount of EUR 500,000 21 Add Preamble in Bylaws Re: Corporate For For Management Purpose 22 Amend Articles 9, 13 and 16 of Bylaws For For Management Re: Shares and Board Powers 23 Authorize Issuance of Equity or For Against Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 97 Million 24 Authorize Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 29 Million 25 Approve Issuance of Equity or For Against Management Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 29 Million 26 Authorize Board to Increase Capital in For Against Management the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above Under Items 23-25 27 Authorize Capitalization of Reserves For Against Management of Up to EUR 97 Million for Bonus Issue or Increase in Par Value 28 Authorize Capital Issuances for Use in For Against Management Employee Stock Purchase Plans 29 Authorize Capital Increase of Up to For Against Management EUR 29 Million for Future Exchange Offers 30 Authorize Capital Increase of up to 10 For Against Management Percent of Issued Capital for Contributions in Kind 31 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 32 Set Total Limit for Capital Increase For For Management to Result from Issuance Requests Under Items 23-26 and 28-30 at EUR 97 Million 33 Set Total Limit for Capital Increase For For Management to Result from Issuance Requests Under Items 23-26 at EUR 29 Million 34 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- AGC, INC. (JAPAN) Ticker: 5201 Security ID: J0025W100 Meeting Date: MAR 27, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 60 2.1 Elect Director Ishimura, Kazuhiko For For Management 2.2 Elect Director Shimamura, Takuya For For Management 2.3 Elect Director Hirai, Yoshinori For For Management 2.4 Elect Director Miyaji, Shinji For For Management 2.5 Elect Director Hasegawa, Yasuchika For For Management 2.6 Elect Director Yanagi, Hiroyuki For For Management 2.7 Elect Director Honda, Keiko For For Management -------------------------------------------------------------------------------- AGEAS SA/NV Ticker: AGS Security ID: B0148L138 Meeting Date: MAY 20, 2020 Meeting Type: Annual/Special Record Date: MAY 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2.1.1 Receive Directors' and Auditors' None None Management Reports (Non-Voting) 2.1.2 Receive Consolidated Financial None None Management Statements and Statutory Reports (Non-Voting) 2.1.3 Approve Financial Statements and For For Management Allocation of Income 2.2.1 Receive Information on Company's None None Management Dividend Policy 2.2.2 Approve Dividends of EUR 0.27 Per Share For For Management 2.3.1 Approve Discharge of Directors For For Management 2.3.2 Approve Discharge of Auditor For For Management 3.1 Approve Remuneration Report For For Management 3.2 Approve Remuneration Policy For For Management 4.1 Reelect Jane Murphy as Independent For For Management Director 4.2 Reelect Lucrezia Reichlin as For For Management Independent Director 4.3 Reelect Yvonne Lang Ketterer as For For Management Independent Director 4.4 Reelect Richard Jackson as Independent For For Management Director 4.5 Reelect Antonio Cano as Director For For Management 5.1.1 Amend Article 1 Re: Definitions For For Management 5.1.2 Amend Article 2 Re: Name - Form For For Management 5.1.3 Amend Article 3 Re: Registered Office For For Management 5.1.4 Delete Article 6bis Re: Issue Premiums For For Management 5.1.5 Amend Article 7 Re: Form of the Shares For For Management 5.1.6 Amend Article 9 Re: Acquisition of Own For For Management Shares 5.1.7 Amend Article 10 Re: Board of Directors For For Management 5.1.8 Amend Article 11 Re: Board For For Management Deliberation and Decisions 5.1.9 Amend Article 12 Re: Executive For For Management Committee 51.10 Amend Article 13 Re: Representation For For Management 51.11 Amend Article 14 Re: Remuneration For For Management 51.12 Amend Article 15 Re: Ordinary Meeting For For Management of Shareholders 51.13 Amend Article 17 Re: Convocations For For Management 51.14 Amend Article 18 Re: Record Day and For For Management Proxies 51.15 Amend Article 19 Re: Procedure - For For Management Minutes of the Meeting 51.16 Amend Article 20 Re: Votes For For Management 51.17 Amend Article 22 Re: Annual Accounts For For Management 51.18 Amend Article 23 Re: Dividend For For Management 5.2 Approve Cancellation of Repurchased For For Management Shares 5.3.1 Receive Special Board Report Re: None None Management Authorized Capital 5.3.2 Renew Authorization to Increase Share For For Management Capital within the Framework of Authorized Capital 6 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 7 Close Meeting None None Management -------------------------------------------------------------------------------- AGILE GROUP HOLDINGS LTD. Ticker: 3383 Security ID: G01198103 Meeting Date: MAY 11, 2020 Meeting Type: Annual Record Date: MAY 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Elect Chan Cheuk Yin as Director For For Management 4 Elect Chan Cheuk Hei as Director For For Management 5 Elect Kwong Che Keung, Gordon as For Against Management Director 6 Elect Hui Chiu Chung, Stephen as For Against Management Director 7 Authorize Board to Fix Remuneration of For For Management Directors 8 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 9A Authorize Repurchase of Issued Share For For Management Capital 9B Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 9C Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- AGL ENERGY LIMITED Ticker: AGL Security ID: Q01630195 Meeting Date: SEP 19, 2019 Meeting Type: Annual Record Date: SEP 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 2 Approve Remuneration Report For For Management 3a Elect Jacqueline Hey as Director For For Management 3b Elect Diane Smith-Gander as Director For For Management 3c Elect Patricia McKenzie as Director For For Management 4 Approve Grant of Performance Rights For Against Management under the AGL Long Term Incentive Plan to Brett Redman 5a Approve the Amendments to the Against Against Shareholder Company's Constitution 5b Approve Transition Planning Disclosure Against For Shareholder 6 Approve Public Health Risks of Coal Against Against Shareholder Operations -------------------------------------------------------------------------------- AGNICO EAGLE MINES LIMITED Ticker: AEM Security ID: 008474108 Meeting Date: MAY 01, 2020 Meeting Type: Annual/Special Record Date: MAR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Leanne M. Baker For For Management 1.2 Elect Director Sean Boyd For For Management 1.3 Elect Director Martine A. Celej For For Management 1.4 Elect Director Robert J. Gemmell For For Management 1.5 Elect Director Mel Leiderman For For Management 1.6 Elect Director Deborah McCombe For For Management 1.7 Elect Director James D. Nasso For For Management 1.8 Elect Director Sean Riley For For Management 1.9 Elect Director J. Merfyn Roberts For For Management 1.10 Elect Director Jamie C. Sokalsky For For Management 2 Approve Ernst & Young LLP as Auditors For For Management and Authorize Board to Fix Their Remuneration 3 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- AGRICULTURAL BANK OF CHINA Ticker: 1288 Security ID: Y00289119 Meeting Date: DEC 13, 2019 Meeting Type: Special Record Date: NOV 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Final Remuneration Plan for For For Management Directors of the Bank for 2018 2 Approve Final Remuneration Plan for For For Management Supervisors of the Bank for 2018 3 Elect Zhang Qingsong as Director For For Management 4 Approve Additional Special Budget of For For Management Poverty Alleviation Donations for 2019 -------------------------------------------------------------------------------- AGRICULTURAL BANK OF CHINA Ticker: 1288 Security ID: Y00289101 Meeting Date: DEC 13, 2019 Meeting Type: Special Record Date: NOV 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Final Remuneration Plan for For For Management Directors of the Bank for 2018 2 Approve Final Remuneration Plan for For For Management Supervisors of the Bank for 2018 3 Elect Zhang Qingsong as Director For For Management 4 Approve Additional Special Budget of For For Management Poverty Alleviation Donations for 2019 -------------------------------------------------------------------------------- AGRICULTURAL BANK OF CHINA Ticker: 1288 Security ID: Y00289119 Meeting Date: FEB 28, 2020 Meeting Type: Special Record Date: JAN 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Fixed Assets Investment Budget For For Management for 2020 2 Approve Issuance Plan of Write-Down For For Management Undated Capital Bonds of the Bank 3 Approve Issuance Plan of Write-Down For For Management Eligible Tier-2 Capital Instruments of the Bank -------------------------------------------------------------------------------- AGRICULTURAL BANK OF CHINA Ticker: 1288 Security ID: Y00289101 Meeting Date: FEB 28, 2020 Meeting Type: Special Record Date: JAN 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Fixed Assets Investment Budget For For Management for 2020 2 Approve Issuance Plan of Write-Down For For Management Undated Capital Bonds of the Bank 3 Approve Issuance Plan of Write-Down For For Management Eligible Tier-2 Capital Instruments of the Bank -------------------------------------------------------------------------------- AGRICULTURAL BANK OF CHINA Ticker: 1288 Security ID: Y00289119 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Work Report of the Board For For Management of Directors 2 Approve 2019 Work Report of the Board For For Management of Supervisors 3 Approve 2019 Final Financial Accounts For For Management 4 Approve 2019 Profit Distribution Plan For For Management 5 Approve PricewaterhouseCoopers Zhong For For Management Tian LLP and PricewaterhouseCoopers as External Auditors 6 Elect Huang Zhenzhong as Director For For Management 7 Elect Liao Luming as Director For Against Management 8 Elect Zhu Hailin as Director For Against Management 9 Approve Additional Budget of Epidemic For For Management Prevention Donations for 2020 10 Elect Zhang Xuguang as Director For Against Shareholder 11 To Listen to the 2019 Work Report of None None Management Independent Directors of the Bank 12 To Listen to the 2019 Report on the None None Management Implementation of the Plan on Authorization of General Meeting of Shareholders to the Board of Directors of the Bank 13 To Listen to the Report on the None None Management Management of Related Transactions -------------------------------------------------------------------------------- AGRICULTURAL BANK OF CHINA Ticker: 1288 Security ID: Y00289101 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Work Report of the Board For For Management of Directors 2 Approve 2019 Work Report of the Board For For Management of Supervisors 3 Approve 2019 Final Financial Accounts For For Management 4 Approve 2019 Profit Distribution Plan For For Management 5 Approve PricewaterhouseCoopers Zhong For For Management Tian LLP and PricewaterhouseCoopers as External Auditors 6 Elect Huang Zhenzhong as Director For For Management 7 Elect Liao Luming as Director For Against Management 8 Elect Zhu Hailin as Director For Against Management 9 Approve Additional Budget of Epidemic For For Management Prevention Donations for 2020 10 Elect Zhang Xuguang as Director For Against Shareholder -------------------------------------------------------------------------------- AGUAS ANDINAS SA Ticker: AGUAS.A Security ID: P4171M125 Meeting Date: APR 27, 2020 Meeting Type: Annual Record Date: APR 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income For For Management 3 Receive Report Regarding Related-Party For For Management Transactions 4 Appoint Auditors For For Management 5 Designate Risk Assessment Companies For For Management 6 Approve Remuneration of Directors For For Management 7 Present Board's Report on Expenses For For Management 8 Approve Remuneration and Budget of For For Management Directors' Committee 9 Present Directors' Committee Report on For For Management Activities and Expenses 10 Designate Newspaper to Publish Meeting For For Management Announcements 11 Other Business For Against Management -------------------------------------------------------------------------------- AIA GROUP LIMITED Ticker: 1299 Security ID: Y002A1105 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: MAY 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Elect Edmund Sze-Wing Tse as Director For For Management 4 Elect Jack Chak-Kwong So as Director For For Management 5 Elect Mohamed Azman Yahya Director For For Management 6 Approve PricewaterhouseCoopers as For Against Management Auditor and Authorize Board to Fix Their Remuneration 7A Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 7B Authorize Repurchase of Issued Share For For Management Capital 8 Approve New Share Option Scheme and For For Management Terminate Existing Share Option Scheme -------------------------------------------------------------------------------- AIB GROUP PLC Ticker: A5G Security ID: G0R4HJ106 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: APR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For Abstain Management 3 Authorise Board to Fix Remuneration of For For Management Auditors 4 Ratify Deloitte as Auditors For For Management 5a Elect Basil Geoghegan as Director For For Management 5b Re-elect Colin Hunt as Director For For Management 5c Re-elect Sandy Kinney Pritchard as For For Management Director 5d Re-elect Carolan Lennon as Director For For Management 5e Elect Elaine MacLean as Director For For Management 5f Re-elect Brendan McDonagh as Director For For Management 5g Re-elect Helen Normoyle as Director For For Management 5h Elect Ann O'Brien as Director For For Management 5i Re-elect Tomas O'Midheach as Director For For Management 5j Elect Raj Singh as Director For For Management 6 Approve Remuneration Report For For Management 7 Approve Remuneration Policy For For Management 8 Authorise Issue of Equity For For Management 9a Authorise Issue of Equity without For For Management Pre-emptive Rights 9b Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 10 Authorise Market Purchase of Shares For For Management 11 Determine the Price Range at which For For Management Treasury Shares may be Re-issued Off-Market 12 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- AIER EYE HOSPITAL GROUP CO., LTD. Ticker: 300015 Security ID: Y0029J108 Meeting Date: NOV 28, 2019 Meeting Type: Special Record Date: NOV 21, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Chen Bang as Non-Independent For For Management Director 1.2 Elect Li Li as Non-Independent Director For For Management 1.3 Elect Wu Shijun as Non-Independent For For Management Director 1.4 Elect Han Zhong as Non-Independent For For Management Director 2.1 Elect Chen Shou as Independent Director For For Management 2.2 Elect Guo Yuemei as Independent For For Management Director 2.3 Elect Zheng Yuanmin as Independent For For Management Director 3.1 Elect Cao Qinqin as Supervisor For For Management 3.2 Elect Li Xian as Supervisor For For Management -------------------------------------------------------------------------------- AIER EYE HOSPITAL GROUP CO., LTD. Ticker: 300015 Security ID: Y0029J108 Meeting Date: FEB 03, 2020 Meeting Type: Special Record Date: JAN 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Acquisition by Cash and Issuance of Shares as well as Raising Supporting Funds 2 Approve This Transaction Constitutes For For Management as Major Asset Restructure 3.1 Approve Overall Transaction Plan For For Management 3.2 Approve Share Type and Par Value For For Management 3.3 Approve Target Subscribers and Issue For For Management Manner 3.4 Approve Issue Price and Pricing For For Management Principle 3.5 Approve Issue Size For For Management 3.6 Approve Lock-up Period Arrangement For For Management 3.7 Approve Issue Price Adjustment For For Management Mechanism 3.8 Approve Asset Acquisition by Cash For For Management Payment 3.9 Approve Transitional Profit or Loss For For Management Arrangement 3.10 Approve Distribution Arrangement of For For Management Undistributed Earnings 3.11 Approve Performance Commitment and For For Management Compensation Arrangements 3.12 Approve Resolution Validity Period For For Management 3.13 Approve Issuance of Shares to Raise For For Management Supporting Funds 3.14 Approve Share Type and Par Value on For For Management Raising Supporting Funds 3.15 Approve Target Subscribers and Issue For For Management Manner on Raising Supporting Funds 3.16 Approve Issue Price and Pricing For For Management Principle on Raising Supporting Funds 3.17 Approve Issue Size on Raising For For Management Supporting Funds 3.18 Approve Lock-up Period Arrangement on For For Management Raising Supporting Funds 3.19 Approve Use of Proceeds For For Management 3.20 Approve Distribution Arrangement of For For Management Undistributed Earnings on Raising Supporting Funds 3.21 Approve Resolution Validity Period on For For Management Raising Supporting Funds 4 Approve Transaction Adjustment Does For For Management Not Constitute Major Adjustment 5 Approve Report (Draft) and Summary on For For Management Acquisition by Cash and Issuance of Shares as well as Raising Supporting Funds 6 Approve Signing of Relevant Agreements For For Management for this Transaction 7 Approve Signing of Supplementary For For Management Agreement with Related Parties 8 Approve Transaction Does Not For For Management Constitute as Related Party Transaction 9 Approve This Transaction Does Not For For Management Constitute as Major Restructure Listing 10 Approve Transaction Complies with For For Management Article 4 of Provisions on Several Issues Regulating the Major Asset Restructuring of Listed Companies 11 Approve Transaction Complies with For For Management Article 11 of the Management Approach Regarding Major Asset Restructuring of Listed Companies 12 Approve Transaction Complies with For For Management Article 43 of the Management Approach Regarding Major Asset Restructuring of Listed Companies 13 Approve Independence of Appraiser, the For For Management Validity of Hypothesis, the Relevance of Valuation Purpose and Approach as Well as the Fairness of Pricing 14 Approve Basis and Fairness of Pricing For For Management for This Transaction 15 Approve Relevant Audit Report, Pro For For Management Forma Review Report, Asset Evaluation Report 16 Approve Completeness and Compliance of For For Management Implementation of Legal Proceedings of the Transactions and Validity of the Submitted Legal Documents Regarding this Transaction 17 Approve the Notion that the Stock For For Management Price Volatility Did Not Reach the Relevant Standards in the Articles 5 of Notice Regulating the Information Disclosure of Listed Companies and the Acts of All the Related Parties 18 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 19 Approve Shareholder Return Plan For For Management 20 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- AIER EYE HOSPITAL GROUP CO., LTD. Ticker: 300015 Security ID: Y0029J108 Meeting Date: MAR 23, 2020 Meeting Type: Special Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Target Subscribers and Issue For For Management Manner 1.2 Approve Issue Price and Pricing Basis For For Management 1.3 Approve Lock-Up Period Arrangement For For Management -------------------------------------------------------------------------------- AIER EYE HOSPITAL GROUP CO., LTD. Ticker: 300015 Security ID: Y0029J108 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Financial Statements For For Management 4 Approve Equity Distribution Plan For For Management 5 Approve Appointment of Auditor For For Management 6 Approve Social Responsibility Report For For Management 7 Approve Remuneration of Directors For For Management 8 Amend Articles of Association For For Management 9 Approve Increase in Registered For For Management Capital, Amend Articles of Association and Business Registration Change 10 Approve Comprehensive Credit Line Bank For For Management Application 11 Approve Report of the Board of For For Management Supervisors 12 Approve Remuneration of Supervisors For For Management -------------------------------------------------------------------------------- AIR CANADA Ticker: AC Security ID: 008911877 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: APR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Amee Chande For For Management 1.2 Elect Director Christie J.B. Clark For For Management 1.3 Elect Director Gary A. Doer For For Management 1.4 Elect Director Rob Fyfe For For Management 1.5 Elect Director Michael M. Green For For Management 1.6 Elect Director Jean Marc Huot For For Management 1.7 Elect Director Madeleine Paquin For For Management 1.8 Elect Director Calin Rovinescu For For Management 1.9 Elect Director Vagn Sorensen For For Management 1.10 Elect Director Kathleen Taylor For For Management 1.11 Elect Director Annette Verschuren For For Management 1.12 Elect Director Michael M. Wilson For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote on Executive For For Management Compensation Approach 4 Approve Shareholder Rights Plan For Against Management A The Undersigned Certifies The Shares None Abstain Management Represented by this Proxy Are Owned And Controlled By: FOR = Canadian, AGT = Non-Canadian Holder Authorized To Provide Air Service, ABN = Non-Canadian Who Is Not A Non-Canadian Holder Authorized To Provide Air Service. B The Undersigned Hereby Certifies that None Against Management the Shares Owned and Controlled by the Undersigned, Including the Shares Held by Persons in Affiliation with the Undersigned, Represent 10% or More of the Company's Issued and Outstanding Shares. -------------------------------------------------------------------------------- AIR CHINA LIMITED Ticker: 753 Security ID: Y002A6104 Meeting Date: DEC 19, 2019 Meeting Type: Special Record Date: NOV 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve the Framework Agreement For For Management between the Company and Air China Cargo Co., Ltd., Annual Caps and Related Transactions 2 Approve the Framework Agreement For For Management between the Company and China National Aviation Corporation (Group) Limited, Annual Caps and Related Transactions 3 Elect Patrick Healy as Director For For Shareholder 4 Elect Zhao Xiaohang as Supervisor For For Shareholder -------------------------------------------------------------------------------- AIR CHINA LIMITED Ticker: 753 Security ID: Y002A6104 Meeting Date: MAY 26, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Work Report of the Board For For Management of Directors 2 Approve 2019 Work Report of the For For Management Supervisory Committee 3 Elect Feng Gang as Director For For Management 4 Approve 2019 Audited Consolidated For For Management Financial Statements 5 Approve 2019 Profit Distribution For For Management Proposal 6 Approve Deloitte Touche Tohmatsu as For For Management the International Auditor and Deloitte Touche Tohmatsu Certified Public Accountants LLP as the Domestic Auditor and Internal Control Auditor and Authorize Board to Fix Their Remuneration 7 Approve Grant of General Mandate to For Against Management the Board to Issue Debt Financing Instruments 8 Elect Duan Hongyi as Director and For For Shareholder Authorize Board to Fix His Remuneration -------------------------------------------------------------------------------- AIR LIQUIDE SA Ticker: AI Security ID: F01764103 Meeting Date: MAY 05, 2020 Meeting Type: Annual/Special Record Date: APR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 2.70 per Share and an Extra of EUR 0.27 per Share to Long Term Registered Shares 4 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 5 Reelect Brian Gilvary as Director For For Management 6 Elect Anette Bronder as Director For For Management 7 Elect Kim Ann Mink as Director For For Management 8 Approve Auditors' Special Report on For For Management Related-Party Transactions Mentioning the Absence of New Transactions 9 Approve Compensation of Benoit Potier For Against Management 10 Approve Compensation Report for For For Management Corporate Officers 11 Approve Remuneration Policy of For Against Management Corporate Officers 12 Approve Remuneration of Directors in For For Management the Aggregate Amount of EUR 1.3 Million 13 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 14 Authorize Capitalization of Reserves For For Management of Up to EUR 300 Million for Bonus Issue or Increase in Par Value 15 Authorize Capital Issuances for Use in For Against Management Employee Stock Purchase Plans 16 Authorize Capital Issuances for Use in For Against Management Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries 17 Amend Article 11 of Bylaws Re: For For Management Employee Representative 18 Amend Article 15 of Bylaws Re: Board For For Management Powers 19 Amend Article 16 of Bylaws Re: Board For For Management Members Remuneration 20 Amend Article 9 of Bylaws Re: For For Management Shareholding Disclosure Thresholds 21 Amend Articles 15 and 19 of Bylaws Re: For For Management Delegate Power to Board Members 22 Amend Article 4 of Bylaws Re: Company For For Management Duration 23 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- AIR WATER INC. Ticker: 4088 Security ID: J00662114 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Toyoda, Masahiro For For Management 1.2 Elect Director Toyoda, Kikuo For For Management 1.3 Elect Director Imai, Yasuo For For Management 1.4 Elect Director Shirai, Kiyoshi For For Management 1.5 Elect Director Machida, Masato For For Management 1.6 Elect Director Karato, Yu For For Management 1.7 Elect Director Sakamoto, Yukiko For For Management 1.8 Elect Director Shimizu, Isamu For For Management 1.9 Elect Director Matsui, Takao For For Management 2.1 Appoint Statutory Auditor Yanagisawa, For For Management Hiromi 2.2 Appoint Statutory Auditor Hayashi, For For Management Atsushi 2.3 Appoint Statutory Auditor Ando, Yuji For For Management 2.4 Appoint Statutory Auditor Tsuneyoshi, For Against Management Kunihiko 2.5 Appoint Statutory Auditor Hayashi, For For Management Nobuo -------------------------------------------------------------------------------- AIRBUS SE Ticker: AIR Security ID: N0280G100 Meeting Date: APR 16, 2020 Meeting Type: Annual Record Date: MAR 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2.1 Discussion on Company's Corporate None None Management Governance Structure 2.2 Receive Report on Business and None None Management Financial Statements 2.3 Receive Explanation on Company's None None Management Reserves and Dividend Policy 3 Discussion of Agenda Items None None Management 4.1 Adopt Financial Statements For For Management 4.2 Approve Allocation of Income and None None Management Dividends of EUR of 1.80 per Share 4.3 Approve Discharge of Non-Executive For Against Management Members of the Board of Directors 4.4 Approve Discharge of Executive Members For Against Management of the Board of Directors 4.5 Ratify Ernst & Young as Auditors For For Management 4.6 Adopt Remuneration Policy For For Management 4.7 Approve Remuneration Report Containing For For Management Remuneration Policy 4.8 Elect Mark Dunkerley as Non-Executive For For Management Director 4.9 Elect Stephan Gemkow as Non-Executive For For Management Director 4.10 Reelect Ralph D. Crosby, Jr. as For For Management Non-Executive Director 4.11 Reelect Lord Drayson (Paul) as For For Management Non-Executive Director 4.12 Grant Board Authority to Issue Shares For For Management Up To 0.51 Percent of Issued Capital and Exclude Preemptive Rights Re: ESOP and LTIP Plans 4.13 Grant Board Authority to Issue Shares For For Management Up To 1.15 Percent of Issued Capital and Exclude Preemptive Rights Re: Company Funding 4.14 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 4.15 Approve Cancellation of Repurchased For For Management Shares 5 Close Meeting None None Management -------------------------------------------------------------------------------- AIRTAC INTERNATIONAL GROUP Ticker: 1590 Security ID: G01408106 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Consolidated Financial Statements 2 Amend Articles of Association For For Management 3 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting -------------------------------------------------------------------------------- AISIN SEIKI CO., LTD. Ticker: 7259 Security ID: J00714105 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles to Change Company Name For For Management - Amend Business Lines - Clarify Director Authority on Shareholder Meetings - Amend Provisions on Director Titles 2.1 Elect Director Toyoda, Kanshiro For For Management 2.2 Elect Director Ise, Kiyotaka For For Management 2.3 Elect Director Mitsuya, Makoto For For Management 2.4 Elect Director Mizushima, Toshiyuki For For Management 2.5 Elect Director Ozaki, Kazuhisa For For Management 2.6 Elect Director Otake, Tetsuya For For Management 2.7 Elect Director Kobayashi, Toshio For For Management 2.8 Elect Director Haraguchi, Tsunekazu For For Management 2.9 Elect Director Hamada, Michiyo For For Management 3.1 Appoint Statutory Auditor Nagura, For For Management Toshikazu 3.2 Appoint Statutory Auditor Hotta, For For Management Masayoshi -------------------------------------------------------------------------------- AJINOMOTO CO., INC. Ticker: 2802 Security ID: J00882126 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 16 2 Amend Articles to Remove Some For For Management Provisions on Advisory Positions 3.1 Appoint Statutory Auditor Togashi, For For Management Yoichiro 3.2 Appoint Statutory Auditor Tanaka, For For Management Shizuo 3.3 Appoint Statutory Auditor Toki, Atsushi For For Management 3.4 Appoint Statutory Auditor Indo, Mami For For Management 4 Approve Trust-Type Equity Compensation For For Management Plan 5 Appoint KPMG AZSA LLC as New External For For Management Audit Firm -------------------------------------------------------------------------------- AK MEDICAL HOLDINGS LIMITED Ticker: 1789 Security ID: G02014101 Meeting Date: JUN 15, 2020 Meeting Type: Annual Record Date: JUN 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Zhang Chaoyang as Director For For Management 3b Elect Zhao Xiaohong as Director For Against Management 3c Authorize Board to Fix Remuneration of For For Management Directors 4 Approve KPMG as Auditors and Authorize For For Management Board to Fix Their Remuneration 5 Authorize Repurchase of Issued Share For For Management Capital 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- AKBANK TAS Ticker: AKBNK Security ID: M0300L106 Meeting Date: MAR 23, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting and Elect Presiding For For Management Council of Meeting 2 Accept Board Report For For Management 3 Accept Audit Report For For Management 4 Accept Financial Statements For For Management 5 Approve Discharge of Board For For Management 6 Approve Allocation of Income For For Management 7 Elect Directors For Against Management 8 Approve Director Remuneration For Against Management 9 Ratify External Auditors For Against Management 10 Receive Information on Donations Made None None Management in 2019 11 Approve Upper Limit of Donations for For For Management 2020 12 Grant Permission for Board Members to For For Management Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose -------------------------------------------------------------------------------- AKER BP ASA Ticker: AKERBP Security ID: R0139K100 Meeting Date: APR 16, 2020 Meeting Type: Annual Record Date: APR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting; Registration of None None Management Attending Shareholders and Proxies 2 Elect Chairman of Meeting; Designate For Did Not Vote Management Inspector(s) of Minutes of Meeting 3 Approve Notice of Meeting and Agenda For Did Not Vote Management 4 Accept Financial Statements and For Did Not Vote Management Statutory Reports 5 Approve Remuneration Policy And Other For Did Not Vote Management Terms of Employment For Executive Management 6 Approve Remuneration of Auditors for For Did Not Vote Management 2019 7 Approve Remuneration of Directors For Did Not Vote Management 8 Approve Remuneration of Nomination For Did Not Vote Management Committee 9 Elect Directors For Did Not Vote Management 10 Elect Chair of Nominating Committee For Did Not Vote Management 11 Approve Creation of NOK 18 Million For Did Not Vote Management Pool of Capital without Preemptive Rights 12 Authorize Share Repurchase Program and For Did Not Vote Management Reissuance of Repurchased Shares 13 Authorize Board to Distribute Dvidends For Did Not Vote Management -------------------------------------------------------------------------------- AKZO NOBEL NV Ticker: AKZA Security ID: N01803308 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: MAR 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2.a Receive Report of Management Board None None Management (Non-Voting) 3.a Adopt Financial Statements For For Management 3.b Discuss on the Company's Dividend None None Management Policy 3.c Approve Dividends of EUR 1.90 Per Share For For Management 3.d Approve Remuneration Report For For Management 4.a Approve Discharge of Management Board For For Management 4.b Approve Discharge of Supervisory Board For For Management 5 Reelect P. Kirby to Supervisory Board For For Management 6.a Amend Remuneration Policy for For For Management Management Board 6.b Amend Remuneration Policy for For For Management Supervisory Board 7 Amend Articles Re: Implementation of For For Management the Act on the Conversion of Bearer Shares and the Dutch Provisions Implementing the Shareholder Rights Directive II 8.a Grant Board Authority to Issue Shares For For Management Up to 10 Percent of Issued Capital 8.b Authorize Board to Exclude Preemptive For For Management Rights from Share Issuances 9 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 10 Authorize Cancellation of Repurchased For For Management Shares 11 Close Meeting None None Management -------------------------------------------------------------------------------- AL RAJHI BANK Ticker: 1120 Security ID: M0R60D105 Meeting Date: MAR 29, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations for FY 2019 2 Accept Financial Statements and For For Management Statutory Reports for FY 2019 3 Approve Auditors' Report on Company For For Management Financial Statements for FY 2019 4 Approve Discharge of Directors for FY For For Management 2019 5 Ratify Distributed Dividends of SAR 1. For For Management 5 per Share for First Half of FY 2019 6 Approve Dividends of SAR 1.5 per Share For For Management for Second Half of FY 2019 7 Approve Interim Dividends Semi For For Management Annually or Quarterly for FY 2020 8 Ratify Auditors and Fix Their For For Management Remuneration for FY 2020 9 Approve Remuneration of Directors, For For Management Committees and Audit Committee members of SAR 6,140,000 for FY 2019 10 Approve Related Party Transactions For Against Management 11 Approve Related Party Transactions Re: For For Management Strategic Agreement with Saudi Telecom Company 12 Approve Related Party Transactions Re: For For Management POS Devices Connection Agreement with Saudi Telecom Company 13 Approve Related Party Transactions Re: For For Management Telecommunication Services Agreement with Saudi Telecom Company 14 Approve Related Party Transactions Re: For For Management SMS Services Agreement with Saudi Telecom Company 15 Approve Related Party Transactions Re: For For Management General Services Contract with Saudi Telecom Company 16 Approve Related Party Transactions Re: For For Management ATM Rental Contract with Saudi Telecom Company 17 Approve Related Party Transactions Re: For For Management ATM Rental Contract with Saudi Telecom Company 18 Approve Related Party Transactions Re: For For Management Direct Internet Services Contract with Arabian Internet and Communication Services Company 19 Approve Related Party Transactions Re: For For Management Providing, Installation and Maintenance Services Contract with Arabian Internet and Communication Services Company 20 Approve Related Party Transactions Re: For For Management Global Beverage Company 21 Approve Related Party Transactions Re: For For Management South Regional Office Rental Contract with Mohammed Abdulazeez Al Rajhi investment Company 22 Approve Related Party Transactions Re: For For Management Abha Sales Office Rental Contract with Mohammed Abdulazeez Al Rajhi investment Company 23 Approve Related Party Transactions Re: For For Management ATM Rental Contract with Mohammed Abdulazeez Al Rajhi investment Company 24 Approve Related Party Transactions Re: For For Management Fursan Travel and Tourism Company 25 Approve Related Party Transactions Re: For For Management Abdullah Al Rajhi 26 Approve Related Party Transactions Re: For For Management Insurance Renewal with Al Rajhi Company for Cooperative Insurance 27 Approve Related Party Transactions Re: For For Management Vehicles Insurance Renewal with Al Rajhi Company for Cooperative Insurance -------------------------------------------------------------------------------- ALCON INC. Ticker: ALC Security ID: H01301128 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Discharge of Board and Senior For For Management Management 3 Approve Allocation of Income and For For Management Omission of Dividends 4.1 Approve Remuneration Report For For Management (Non-Binding) 4.2 Approve Remuneration of Directors in For For Management the Amount of CHF 3.3 Million 4.3 Approve Remuneration of Executive For For Management Committee in the Amount of CHF 35.3 Million 5.1 Reelect Michael Ball as Director For Against Management 5.2 Reelect Lynn Bleil as Director For For Management 5.3 Reelect Arthur Cummings as Director For For Management 5.4 Reelect David Endicott as Director For For Management 5.5 Reelect Thomas Glanzmann as Director For For Management 5.6 Reelect Keith Grossmann as Director For For Management 5.7 Reelect Scott Maw as Director For For Management 5.8 Reelect Karen May as Director For For Management 5.9 Reelect Ines Poeschel as Director For For Management 5.10 Reelect Dieter Spaelti as Director For For Management 6.1 Reappoint Thomas Glanzmann as Member For For Management of the Compensation Committee 6.2 Reappoint Keith Grossmann as Member of For For Management the Compensation Committee 6.3 Reappoint Karen May as Member of the For For Management Compensation Committee 6.4 Reappoint Ines Poeschel as Member of For For Management the Compensation Committee 7 Designate Hartmann Dreyer For For Management Attorneys-at-Law as Independent Proxy 8 Ratify PricewaterhouseCoopers SA as For For Management Auditors 9 Transact Other Business (Voting) For Against Management -------------------------------------------------------------------------------- ALDAR PROPERTIES PJSC Ticker: ALDAR Security ID: M0517N101 Meeting Date: MAR 18, 2020 Meeting Type: Annual Record Date: MAR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations and Financial Position for FY 2019 2 Approve Auditors' Report on Company For For Management Financial Statements for FY 2019 3 Accept Financial Statements and For For Management Statutory Reports for FY 2019 4 Approve Dividends of AED 0.145 per For For Management Share for FY 2019 5 Approve Remuneration of Directors for For For Management FY 2019 6 Approve Discharge of Directors for FY For For Management 2019 7 Approve Discharge of Auditors for FY For For Management 2019 8 Ratify Auditors and Fix Their For For Management Remuneration for FY 2020 9 Approve Social Contributions Up to 2 For For Management Percent of Net Profits of FY 2018 and FY 2019 -------------------------------------------------------------------------------- ALFA LAVAL AB Ticker: ALFA Security ID: W04008152 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Chairman of Meeting For For Management 3 Prepare and Approve List of For For Management Shareholders 4 Approve Agenda of Meeting For For Management 5 Designate Inspector(s) of Minutes of For For Management Meeting 6 Acknowledge Proper Convening of Meeting For For Management 7 Receive President's Report None None Management 8 Receive Board's Report; Receive None None Management Committees' Report 9 Receive Financial Statements and None None Management Statutory Reports 10.a Accept Financial Statements and For For Management Statutory Reports 10.b Approve Allocation of Income and For For Management Omission of Dividends 10.c Approve Discharge of Board and For For Management President 11 Receive Nomination Committee's Report None None Management 12 Determine Number of Directors (8) and For For Management Deputy Directors (0) of Board; Fix Number of Auditors (2) and Deputy Auditors (2) 13 Approve Remuneration of Directors in For For Management the Amount of SEK 1.75 Million to the Chairman and SEK 585,000 to Other Directors; Approve Remuneration of Committee Work; Approve Remuneration of Auditors 14 Reelect Finn Rausing, Jorn Rausing, For For Management Ulf Wiinberg, Henrik Lange, Helene Mellquist and Maria Hanssen, and Elect Dennis Jonsson (Chair) and Ray Mauritsson as Directors; Ratify Staffan Landen and Karoline Tedeval as Auditors; Ratify Deputy Auditors 15 Approve Remuneration Policy And Other For Against Management Terms of Employment For Executive Management 16 Amend Articles Re: Company Name; For For Management Participation at General Meeting; Share Registrar 17 Close Meeting None None Management -------------------------------------------------------------------------------- ALFRESA HOLDINGS CORP. Ticker: 2784 Security ID: J0109X107 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kubo, Taizo For For Management 1.2 Elect Director Arakawa, Ryuji For For Management 1.3 Elect Director Izumi, Yasuki For For Management 1.4 Elect Director Kishida, Seiichi For For Management 1.5 Elect Director Katsuki, Hisashi For For Management 1.6 Elect Director Shimada, Koichi For For Management 1.7 Elect Director Fukujin, Yusuke For For Management 1.8 Elect Director Yatsurugi, Yoichiro For For Management 1.9 Elect Director Hara, Takashi For For Management 1.10 Elect Director Kinoshita, Manabu For For Management 1.11 Elect Director Takeuchi, Toshie For For Management 2 Appoint Statutory Auditor Ozaki, For For Management Masakazu -------------------------------------------------------------------------------- ALGONQUIN POWER & UTILITIES CORP. Ticker: AQN Security ID: 015857105 Meeting Date: JUN 04, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Ratify Ernst & Young LLP as Auditors For For Management 2.1 Elect Director Christopher J. Ball For For Management 2.2 Elect Director Melissa Stapleton Barnes For For Management 2.3 Elect Director Christopher Huskilson For For Management 2.4 Elect Director Christopher Jarratt For For Management 2.5 Elect Director D. Randy Laney For For Management 2.6 Elect Director Kenneth Moore For For Management 2.7 Elect Director Ian Robertson For For Management 2.8 Elect Director Masheed Saidi For For Management 2.9 Elect Director Dilek Samil For For Management 2.10 Elect Director George Steeves For For Management 3 Amend Employee Share Purchase Plan For For Management 4 Amend Articles Re: Meetings of For For Management Shareholders to be Held Virtually 5 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- ALIBABA GROUP HOLDING LIMITED Ticker: BABA Security ID: 01609W102 Meeting Date: JUL 15, 2019 Meeting Type: Annual Record Date: JUN 07, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Share Subdivision For For Management 2.1 Elect Daniel Yong Zhang as Director For For Management 2.2 Elect Chee Hwa Tung as Director For For Management 2.3 Elect Jerry Yang as Director For For Management 2.4 Elect Wan Ling Martello as Director For For Management 3 Ratify PricewaterhouseCoopers as For For Management Auditors -------------------------------------------------------------------------------- ALIBABA HEALTH INFORMATION TECHNOLOGY LIMITED Ticker: 241 Security ID: G0171K101 Meeting Date: JUL 10, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Ali JK Subscription Agreement For For Management and Related Transactions 2 Approve Antfin Subscription Agreement For For Management and Related Transactions 3 Approve Grant of Specific Mandate to For For Management Issue Shares in Accordance With the Terms of the Subscription Agreements 4 Approve Ali JK Subscription Agreement, For For Management Antfin Subscription Agreement and Related Transactions -------------------------------------------------------------------------------- ALIBABA HEALTH INFORMATION TECHNOLOGY LIMITED Ticker: 241 Security ID: G0171K101 Meeting Date: APR 09, 2020 Meeting Type: Special Record Date: MAR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2021 Logistics Services For For Management Framework Agreement, Proposed Annual Cap and Related Transactions 2 Approve 2021 Platform Services For For Management Framework Agreement, Proposed Annual Cap and Related Transactions 3 Approve 2021 Advertising Services For For Management Framework Agreement, Proposed Annual Cap and Related Transactions 4 Authorize the Board to Deal with All For For Management Related Matters -------------------------------------------------------------------------------- ALIBABA HEALTH INFORMATION TECHNOLOGY LIMITED Ticker: 241 Security ID: G0171K101 Meeting Date: APR 09, 2020 Meeting Type: Special Record Date: MAR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Approve Share Purchase Agreement and For For Management Related Transactions 1b Authorize Board to Deal with All For For Management Matters in Relation to the Share Purchase Agreement 2a Approve Grant of Specific Mandate to For For Management Issue Consideration Shares to Ali JK Nutritional Products Holding Limited in Accordance With the Terms of the Share Purchase Agreement 2b Authorize Board to Deal with All For For Management Matters in Relation to the Grant of Specific Mandate to Issue Consideration Shares 3a Approve the Framework Technical For For Management Services Agreement, Non-Exempt Continuing Connected Transactions, Proposed Annual Caps and Related Transactions 3b Authorize Board to Deal with All For For Management Matters in Relation to the Framework Technical Services Agreement, Non-Exempt Continuing Connected Transactions and Proposed Annual Caps -------------------------------------------------------------------------------- ALIBABA HEALTH INFORMATION TECHNOLOGY LTD. Ticker: 241 Security ID: G0171K101 Meeting Date: JUL 10, 2019 Meeting Type: Annual Record Date: JUL 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a1 Elect Wang Lei as Director For For Management 2a2 Elect Xu Hong as Director For For Management 2a3 Elect Luo Tong as Director For For Management 2a4 Elect Wong King On, Samuel as Director For For Management 2a5 Elect Huang Yi Fei, (Vanessa) as For For Management Director 2b Authorize Board to Fix Remuneration of For For Management Directors 3 Approve Ernst & Young as Auditors and For For Management Authorize Board to Fix Their Remuneration 4 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 5 Authorize Repurchase of Issued Share For For Management Capital 6 Authorize Reissuance of Repurchased For Against Management Shares 7 Approve Specific Mandate to Grant For Against Management Awards of Options and/or Restricted Share Units Under the Share Award Scheme -------------------------------------------------------------------------------- ALIBABA PICTURES GROUP LIMITED Ticker: 1060 Security ID: G0171W105 Meeting Date: SEP 19, 2019 Meeting Type: Annual Record Date: SEP 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2.1a Elect Fan Luyuan as Director For For Management 2.1b Elect Meng Jun as Director For For Management 2.1c Elect Zhang Yu as Director For For Management 2.1d Elect Chang Yang as Director For For Management 2.1e Elect Tong Xiaomeng as Director For For Management 2.1f Elect Johnny Chen as Director For For Management 2.2 Authorize Board to Fix Remuneration of For For Management Directors 3 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 4 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 5 Authorize Repurchase of Issued Share For For Management Capital 6 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- ALIBABA PICTURES GROUP LIMITED Ticker: 1060 Security ID: G0171W105 Meeting Date: SEP 19, 2019 Meeting Type: Special Record Date: SEP 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Framework Agreement, Annual For For Management Caps and Related Transactions -------------------------------------------------------------------------------- ALIMENTATION COUCHE-TARD INC. Ticker: ATD.B Security ID: 01626P403 Meeting Date: SEP 18, 2019 Meeting Type: Annual Record Date: JUL 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 2.1 Elect Director Alain Bouchard For For Management 2.2 Elect Director Melanie Kau For For Management 2.3 Elect Director Jean Bernier For Withhold Management 2.4 Elect Director Nathalie Bourque For For Management 2.5 Elect Director Eric Boyko For For Management 2.6 Elect Director Jacques D'Amours For For Management 2.7 Elect Director Richard Fortin For For Management 2.8 Elect Director Brian Hannasch For For Management 2.9 Elect Director Marie Josee Lamothe For For Management 2.10 Elect Director Monique F. Leroux For For Management 2.11 Elect Director Real Plourde For For Management 2.12 Elect Director Daniel Rabinowicz For For Management 2.13 Elect Director Louis Tetu For For Management 3 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- ALINMA BANK Ticker: 1150 Security ID: M0R35G100 Meeting Date: APR 08, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for FY 2019 2 Approve Board Report on Company For For Management Operations for FY 2019 3 Approve Auditors' Report on Company For For Management Financial Statements for FY 2019 4 Approve Discharge of Directors for FY For For Management 2019 5 Ratify Auditors and Fix Their For For Management Remuneration for FY 2020 6 Authorize Capitalization of Reserves For For Management for Bonus Issue Re: 1:3 7 Approve Remuneration of Directors of For For Management SAR 4,388,296 for FY 2019 8 Approve Interim Dividends Semi For For Management Annually for FY 2020 9 Elect Abdulrahman Addas as Director For For Management 10 Elect Members of Audit Committee For For Management 11 Allow Directors to Be Involved with For For Management Other Companies Re: Mutlaq Al Mureishid 12 Amend Nomination and Remuneration For For Management Committee Charter 13 Amend Article 3 of Bylaws Re: For For Management Corporate Purposes 14 Amend Article 7 of Bylaws to Reflect For For Management Changes in Capital 15 Amend Article 18 of Bylaws Re: Powers For For Management 16 Amend Article 20 of Bylaws Re: For For Management Executive Committee 17 Amend Article 22 of Bylaws Re: For For Management Remuneration 18 Amend Article 23 of Bylaws Re: Chairman For For Management 19 Amend Article 24 of Bylaws Re: Meetings For For Management 20 Amend Article 31 of Bylaws Re: General For For Management Meetings 21 Amend Article 34 of Bylaws Re: For For Management Extraordinary General Meetings Quorum 22 Adopt New Article 16 of Bylaws Re: For For Management Sukuk Issuance 23 Adopt New Article 17 of Bylaws Re: For For Management Authorization of Sukuk Issuance 24 Approve Reorder of Amended Articles of For For Management Bylaws 25 Approve Related Party Transactions For Against Management 26 Approve Related Party Transactions Re: For For Management Alinma Tokio Marine Company 27 Approve Related Party Transactions Re: For For Management Alinma Tokio Marine Company -------------------------------------------------------------------------------- ALLIANCE BANK MALAYSIA BERHAD Ticker: 2488 Security ID: Y0034W102 Meeting Date: JUL 25, 2019 Meeting Type: Annual Record Date: JUL 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Directors' Fees and Board For For Management Committees' Fees 2 Approve Directors' Benefits (Other For For Management than Directors' Fees and Board Committees' Fees) 3 Elect Kuah Hun Liang as Director For For Management 4 Elect Lee Ah Boon as Director For For Management 5 Elect Ahmad Bin Mohd Don as Director For For Management 6 Elect Susan Yuen Su Min as Director For For Management 7 Approve PricewaterhouseCoopers PLT as For For Management Auditors and Authorize Board to Fix Their Remuneration 1 Amend Constitution For For Management -------------------------------------------------------------------------------- ALLIANZ SE Ticker: ALV Security ID: D03080112 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 9.60 per Share 3 Approve Discharge of Management Board For For Management for Fiscal 2019 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2019 5 Approve Affiliation Agreement with For For Management Allianz Africa Holding GmbH -------------------------------------------------------------------------------- ALMARAI CO. LTD. Ticker: 2280 Security ID: M0855N101 Meeting Date: APR 05, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Auditors' Report on Company For For Management Financial Statements for FY 2019 2 Accept Consolidated Financial For For Management Statements and Statutory Reports for FY 2019 3 Approve Board Report on Company For For Management Operations for FY 2019 4 Approve Dividends of SAR 0.85 per For For Management Share for FY 2019 5 Approve Discharge of Directors for FY For For Management 2019 6 Approve Remuneration of Directors of For For Management SAR 200,000 per Director for FY 2019 7 Approve Related Party Transactions Re: For For Management Al Nafoura Catering 8 Approve Related Party Transactions Re: For For Management Arabian Shield Insurance Co 9 Approve Related Party Transactions Re: For For Management Arabian Shield Insurance Co 10 Approve Related Party Transactions Re: For For Management Mobile Telecommunication Company Saudi Arabia (Zain) 11 Approve Related Party Transactions Re: For For Management Abdulaziz bin Ibrahim Al Muhanna 12 Approve Related Party Transactions Re: For For Management Al Jazirah Press, Printing and Publishing 13 Approve Related Party Transactions Re: For For Management Arab Company for Agricultural Services (Arasco) 14 Approve Related Party Transactions Re: For For Management Panda Retail Co 15 Approve Related Party Transactions Re: For For Management United Sugar Co 16 Approve Related Party Transactions Re: For For Management Herfy Food Services Co 17 Approve Related Party Transactions Re: For For Management Ahli Commercial Bank 18 Approve Related Party Transactions Re: For For Management Ahli Commercial Bank 19 Approve Related Party Transactions Re: For For Management Saudi British Bank 20 Approve Related Party Transactions Re: For For Management Saudi British Bank 21 Approve Related Party Transactions Re: For For Management Saudi French Bank 22 Approve Related Party Transactions Re: For For Management Saudi French Bank 23 Approve Related Party Transactions Re: For For Management Samba Financial Group 24 Elect Saad Al Fadhli as Member of For For Management Audit Committee 25 Allow Abdulrahman Al Muhanna to Be For For Management Involved with Other Companies 26 Allow Anees Mouamanah to Be Involved For For Management with Other Companies 27 Allow Anees Mouamanah to Be Involved For For Management with Other Companies 28 Authorize Share Repurchase Program Up For Against Management to 10 Million Shares to be Allocated to Employee Share Scheme 29 Approve Competitive Business Standards For For Management Pursuant to Corporate Governance Charter 30 Elect Saoud Al Kabeer as Director For For Management -------------------------------------------------------------------------------- ALPHA BANK SA Ticker: ALPHA Security ID: X0085P155 Meeting Date: NOV 20, 2019 Meeting Type: Special Record Date: NOV 14, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Company Articles For For Management 2 Approve Remuneration Policy For For Management 3 Approve Severance Agreements with For For Management Executives -------------------------------------------------------------------------------- ALPS ALPINE CO., LTD. Ticker: 6770 Security ID: J01176114 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 10 2.1 Elect Director Kuriyama, Toshihiro For For Management 2.2 Elect Director Komeya, Nobuhiko For For Management 2.3 Elect Director Kimoto, Takashi For For Management 2.4 Elect Director Endo, Koichi For For Management 2.5 Elect Director Sasao, Yasuo For For Management 2.6 Elect Director Saeki, Tetsuhiro For For Management 2.7 Elect Director Fujie, Naofumi For For Management 2.8 Elect Director Oki, Noriko For For Management 3.1 Elect Director and Audit Committee For For Management Member Umehara, Junichi 3.2 Elect Director and Audit Committee For For Management Member Iida, Takashi 3.3 Elect Director and Audit Committee For For Management Member Nakaya, Kazuya 3.4 Elect Director and Audit Committee For For Management Member Toyoshi, Yoko 3.5 Elect Director and Audit Committee For For Management Member Kobayashi, Toshinori 4 Approve Compensation Ceiling for For For Management Directors Who Are Not Audit Committee Members -------------------------------------------------------------------------------- ALROSA PJSC Ticker: ALRS Security ID: X0085A109 Meeting Date: SEP 30, 2019 Meeting Type: Special Record Date: SEP 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Dividends of RUB 3.84 For For Management per Share for First Half Year of Fiscal 2019 -------------------------------------------------------------------------------- ALROSA PJSC Ticker: ALRS Security ID: X0085A109 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: MAY 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report For For Management 2 Approve Financial Statements For For Management 3 Approve Allocation of Income For For Management 4 Approve Allocation of Undistributed For For Management Profit from Previous Years 5 Approve Dividends of RUB 2.63 per Share For For Management 6 Approve Remuneration of Directors For Against Management 7 Approve Remuneration of Members of For Against Management Audit Commission 8.1 Elect Mariia Gordon as Director None For Management 8.2 Elect Evgeniia Grigoreva as Director None Against Management 8.3 Elect Natalia Gureva as Director None Against Management 8.4 Elect Kirill Dmitriev as Director None Against Management 8.5 Elect Andrei Donets as Director None Against Management 8.6 Elect Sergei Ivanov as Director None Against Management 8.7 Elect Dmitrii Konov as Director None For Management 8.8 Elect Sergei Mestnikov as Director None Against Management 8.9 Elect Aleksei Moiseev as Director None Against Management 8.10 Elect Aleksei Noskov as Directora None For Management 8.11 Elect Aisen Nikolaev as Director None Against Management 8.12 Elect Vladimir Rashevskii as Director None Against Management 8.13 Elect Anton Siluanov as Director None Against Management 8.14 Elect Vladimir Solodov as Director None Against Management 8.15 Elect Maksim Tereshchenko as Director None Against Management 8.16 Elect Oleg Fedorov as Director None Against Management 9.1 Elect Pavel Bagynanov as Member of For For Management Audit Commission 9.2 Elect Nikolai Ivanov as Member of For For Management Audit Commission 9.3 Elect Olga Loginova as Member of Audit For For Management Commission 9.4 Elect Aleksandr Markin as Member of For For Management Audit Commission 9.5 Elect Aleksandr Pshenichnikov as For For Management Member of Audit Commission 10 Ratify PricewaterhouseCoopers as For Against Management Auditor -------------------------------------------------------------------------------- ALSEA SAB DE CV Ticker: ALSEA Security ID: P0212A104 Meeting Date: APR 16, 2020 Meeting Type: Annual Record Date: APR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements, For For Management Statutory Reports and Allocation of Income 2 Approve Annual Report on Operations For For Management Carried by Key Board Committees 3 Elect or Ratify Directors, Key For For Management Management and Members of Board Committees 4 Approve Remuneration of Directors, Key For For Management Management and Members of Board Committees 5 Set Maximum Amount of Share Repurchase For For Management Reserve; Present Report on Share Repurchase 6 Authorize Company to Carry out For For Management Necessary Actions Due to Effects of Sanitary Emergency (COVID-19), Including Amendments to Terms of Commercial and Financial Operations 7 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- ALSTOM SA Ticker: ALO Security ID: F0259M475 Meeting Date: JUL 10, 2019 Meeting Type: Annual/Special Record Date: JUL 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 5.50 per Share 4 Reelect Henri Poupart-Lafarge as For Against Management Director 5 Reelect Sylvie Kande de Beaupuy as For For Management Director 6 Reelect Sylvie Rucar as Director For For Management 7 Approve Non-Compete Agreement with For For Management Henri Poupart-Lafarge 8 Approve Pension Scheme Agreement with For For Management Henri Poupart-Lafarge 9 Approve Compensation of Chairman and For Against Management CEO 10 Approve Remuneration Policy of For Against Management Chairman and CEO 11 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 12 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 13 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans Reserved for Employees of the Group's Subsidiaries 14 Authorize up to 5 Million Shares for For Against Management Use in Restricted Stock Plans 15 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- ALTAGAS LTD. Ticker: ALA Security ID: 021361100 Meeting Date: MAY 01, 2020 Meeting Type: Annual Record Date: MAR 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Ernst & Young LLP as Auditors For For Management and Authorize Board to Fix Their Remuneration 2.1 Elect Director Victoria A. Calvert For For Management 2.2 Elect Director David W. Cornhill For For Management 2.3 Elect Director Randall L. Crawford For For Management 2.4 Elect Director Allan L. Edgeworth For For Management 2.5 Elect Director Robert B. Hodgins For For Management 2.6 Elect Director Cynthia Johnston For For Management 2.7 Elect Director Pentti O. Karkkainen For For Management 2.8 Elect Director Phillip R. Knoll For For Management 2.9 Elect Director Terry D. McCallister For For Management 2.10 Elect Director Linda G. Sullivan For For Management 2.11 Elect Director Nancy G. Tower For For Management 3 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- ALTICE EUROPE NV Ticker: ATC Security ID: N0R25F103 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAY 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2.a Receive Report of Management Board None None Management (Non-Voting) 2.b Receive Explanation on Company's None None Management Reserves and Dividend Policy 2.c Adopt Financial Statements and For For Management Statutory Reports 2.d Approve Remuneration Report For Against Management 3.a Approve Discharge of Executive Board For For Management Members 3.b Approve Discharge of Non-Executive For For Management Board Members 4.a Approve Executive Annual Cash Bonus For Against Management Plan for A. Weill 4.b Approve Executive Annual Cash Bonus For Against Management Plan for N. Marty 4.c Approve Interim Payment Under the Cash For Against Management Performance Bonus of N. Marty 4.d Amend Remuneration of N. Marty For Against Management 4.e Amend Remuneration Policy For Against Management 5.a Grant Board Authority to Issue Shares For Against Management and Restrict/Exclude Preemptive Rights 5.b Authorize Repurchase of Shares For Against Management 6 Approve Cancellation of Repurchased For For Management Shares 7 Amend Articles of Association and For Against Management Authorize Each Lawyer and Paralegal Employed by De Brauw to Execute the Deed of Amendment of the Articles of Association 8 Other Business (Non-Voting) None None Management 9 Close Meeting None None Management -------------------------------------------------------------------------------- ALUMINA LIMITED Ticker: AWC Security ID: Q0269M109 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 2 Approve Remuneration Report For For Management 3 Elect Peter Day as Director For For Management 4 Approve Grant of Performance Rights to For For Management Mike Ferraro -------------------------------------------------------------------------------- ALUMINUM CORPORATION OF CHINA LIMITED Ticker: 2600 Security ID: Y0094N109 Meeting Date: DEC 10, 2019 Meeting Type: Special Record Date: NOV 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association, Rules For For Management and Procedures Regarding General Meetings of Shareholders, Board and Supervisory Committee 2 Approve Proposed Subscription for the For Against Shareholder A Shares of Yunnan Aluminum to be Issued Through Non-Public Offering 3 Elect Ou Xiaowu as Supervisor For For Shareholder -------------------------------------------------------------------------------- ALUMINUM CORPORATION OF CHINA LIMITED Ticker: 2600 Security ID: Y0094N109 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Supervisory For For Management Committee 3 Approve 2019 Independent Auditor's For For Management Report and Audited Financial Reports 4 Approve 2019 Profit Distribution For For Management Proposal 5 Approve Provision of Financing For For Management Guarantees by the Company to Chalco Hong Kong Investment 6 Approve Provision of Financing For For Management Guarantees by the Company and Chalco Shandong to Xinghua Technology 7 Approve Resolution in Relation to For Against Management Matters on Guarantees of Ningxia Energy and Its Subsidiaries 8 Approve 2020 Remuneration of Directors For For Management and Supervisors 9 Approve Renewal of Liability Insurance For For Management for Directors, Supervisors and Senior Management Members 10 Approve PricewaterhouseCoopers Zhong For For Management Tian LLP as Domestic Auditors and PricewaterhouseCoopers as International Auditors and Authorize Board to Fix Their Remuneration 11 Approve Issuance of Domestic Bonds For For Management 12 Approve Issuance of Overseas Bonds For For Management 13 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights for H Shares -------------------------------------------------------------------------------- AMADA CO., LTD. Ticker: 6113 Security ID: J01218106 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 24 2.1 Elect Director Isobe, Tsutomu For For Management 2.2 Elect Director Kurihara, Toshinori For For Management 2.3 Elect Director Fukui, Yukihiro For For Management 2.4 Elect Director Miwa, Kazuhiko For For Management 2.5 Elect Director Okamoto, Mitsuo For For Management 2.6 Elect Director Mazuka, Michiyoshi For For Management 2.7 Elect Director Chino, Toshitake For For Management 2.8 Elect Director Miyoshi, Hidekazu For For Management 3 Appoint Alternate Statutory Auditor For For Management Murata, Makoto -------------------------------------------------------------------------------- AMADA HOLDINGS CO., LTD. Ticker: 6113 Security ID: J01218106 Meeting Date: DEC 12, 2019 Meeting Type: Special Record Date: SEP 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles to Change Company Name For For Management - Amend Business Lines - Clarify Director Authority on Board Meetings 2.1 Elect Director Kurihara, Toshinori For For Management 2.2 Elect Director Fukui, Yukihiro For For Management 3 Appoint Statutory Auditor Shibata, For For Management Kotaro -------------------------------------------------------------------------------- AMADEUS IT GROUP SA Ticker: AMS Security ID: E04648114 Meeting Date: JUN 17, 2020 Meeting Type: Annual Record Date: JUN 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Consolidated and Standalone For For Management Financial Statements 2 Approve Non-Financial Information For For Management Statement 3 Approve Allocation of Income and For For Management Dividends 4 Approve Discharge of Board For For Management 5.1 Elect Xiaoqun Clever as Director For For Management 5.2 Reelect Jose Antonio Tazon Garcia as For Against Management Director 5.3 Reelect Luis Maroto Camino as Director For For Management 5.4 Reelect David Webster as Director For Against Management 5.5 Reelect Clara Furse as Director For Against Management 5.6 Reelect Nicolas Huss as Director For Against Management 5.7 Reelect Pierre-Henri Gourgeon as For Against Management Director 5.8 Reelect Francesco Loredan as Director For Against Management 6 Advisory Vote on Remuneration Report For For Management 7 Approve Remuneration of Directors For For Management 8 Authorize Increase in Capital up to 10 For For Management Percent via Issuance of Equity or Equity-Linked Securities without Preemptive Rights 9 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- AMBEV SA Ticker: ABEV3 Security ID: P0273U106 Meeting Date: APR 24, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2019 2 Approve Allocation of Income and For For Management Dividends 3 Fix Number of Directors at 11 For For Management 4 Elect Directors For For Management 5 In Case There is Any Change to the None Against Management Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate? 6 In Case Cumulative Voting Is Adopted, None Abstain Management Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? 7.1 Percentage of Votes to Be Assigned - None Abstain Management Elect Victorio Carlos de Marchi as Director 7.2 Percentage of Votes to Be Assigned - None Abstain Management Elect Carlos Alves de Brito as Director 7.3 Percentage of Votes to Be Assigned - None Abstain Management Elect Milton Seligman as Director 7.4 Percentage of Votes to Be Assigned - None Abstain Management Elect Jose Heitor Attilio Gracioso as Director 7.5 Percentage of Votes to Be Assigned - None Abstain Management Elect Vicente Falconi Campos as Director 7.6 Percentage of Votes to Be Assigned - None Abstain Management Elect Luis Felipe Pedreira Dutra Leite as Director 7.7 Percentage of Votes to Be Assigned - None Abstain Management Elect Roberto Moses Thompson Motta as Director 7.8 Percentage of Votes to Be Assigned - None Abstain Management Elect Nelson Jose Jamel as Director 7.9 Percentage of Votes to Be Assigned - None Abstain Management Elect Cecilia Sicupira as Director 7.10 Percentage of Votes to Be Assigned - None Abstain Management Elect Antonio Carlos Augusto Ribeiro Bonchristiano as Independent Director 7.11 Percentage of Votes to Be Assigned - None Abstain Management Elect Marcos de Barros Lisboa as Independent Director 7.12 Percentage of Votes to Be Assigned - None Abstain Management Elect Carlos Eduardo Klutzenschell Lisboa as Alternate Director 7.13 Percentage of Votes to Be Assigned - None Abstain Management Elect Michel Dimitrios Doukeris as Alternate Director 8 Do You Wish to Adopt Cumulative Voting None Abstain Management for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 9 Elect Fiscal Council Members For Abstain Management 10 In Case One of the Nominees Leaves the None Against Management Fiscal Council Slate Due to a Separate Minority Election, as Allowed Under Articles 161 and 240 of the Brazilian Corporate Law, May Your Votes Still Be Counted for the Proposed Slate? 11 Elect Vinicius Balbino Bouhid as None For Shareholder Fiscal Council Member and Carlos Tersandro Fonseca Adeodato as Alternate Appointed by Minority Shareholder 12 Approve Remuneration of Company's For For Management Management 13 Approve Remuneration of Fiscal Council For For Management Members 14 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- AMBEV SA Ticker: ABEV3 Security ID: P0273U106 Meeting Date: APR 24, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Article 5 to Reflect Changes in For For Management Capital 2 Amend Article 8 For For Management 3 Amend Articles 11, 15, 16, 17, 18 and For For Management 19 4 Amend Article 21 For For Management 5 Amend Articles 22 to 34 For For Management 6 Consolidate Bylaws For For Management 7 Amend Restricted Stock Plan For Against Management 8 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- AMERICA MOVIL SAB DE CV Ticker: AMXL Security ID: P0280A101 Meeting Date: APR 24, 2020 Meeting Type: Special Record Date: APR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect or Ratify Directors for Series L For For Management Shareholders 2 Authorize Board to Ratify and Execute For Against Management Approved Resolutions -------------------------------------------------------------------------------- AMMB HOLDINGS BERHAD Ticker: 1015 Security ID: Y0122P100 Meeting Date: JUL 31, 2019 Meeting Type: Annual Record Date: JUL 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Directors' Fees For For Management 2 Approve Directors' Benefits (Excluding For For Management Directors' Fees) 3 Elect Graham Kennedy Hodges as Director For For Management 4 Elect Azman Hashim as Director For For Management 5 Approve Ernst & Young as Auditors and For For Management Authorize Board to Fix Their Remuneration 6 Approve Issuance of New Ordinary For For Management Shares Under the Dividend Reinvestment Plan 7 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 8 Approve Renewal of Shareholders' For For Management Mandate for Recurrent Related Party Transactions with Australia and New Zealand Banking Group Limited Group 9 Approve Renewal of Shareholders' For For Management Mandate for Recurrent Related Party Transactions with Amcorp Group Berhad Group -------------------------------------------------------------------------------- AMMB HOLDINGS BERHAD Ticker: 1015 Security ID: Y0122P100 Meeting Date: JUL 31, 2019 Meeting Type: Special Record Date: JUL 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Share Repurchase Program For For Management -------------------------------------------------------------------------------- AMOREPACIFIC CORP. Ticker: 090430 Security ID: Y01258105 Meeting Date: MAR 20, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Elect Cha Sang-gyun as Outside Director For For Management 3 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- AMOREPACIFIC GROUP, INC. Ticker: 002790 Security ID: Y0126C105 Meeting Date: MAR 20, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Kim Eon-su as Outside Director For For Management 2.2 Elect Kim Young-seon as Outside For For Management Director 2.3 Elect Lee Gyeong-mi as Outside Director For For Management 3.1 Elect Kim Eon-su as a Member of Audit For For Management Committee 3.2 Elect Kim Young-seon as a Member of For For Management Audit Committee 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- AMP LTD. Ticker: AMP Security ID: Q0344G101 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: MAY 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 2a Elect Trevor Matthews as Director For For Management 2b Elect Debra Hazelton as Director For For Management 2c Elect Rahoul Chowdry as Director For For Management 2d Elect Michael Sammells as Director For For Management 3 Approve Remuneration Report For Against Management 4 Approve Cancellation of CEO 2018 For For Management Recovery Incentive Granted to Francesco De Ferrari 5 Ratify Past Issuance of Shares to For For Management Existing and New Institutional Investors 6 Approve Conversion of AMP Capital For For Management Notes 2 into Fully Paid Ordinary Shares -------------------------------------------------------------------------------- AMUNDI SA Ticker: AMUN Security ID: F0300Q103 Meeting Date: MAY 12, 2020 Meeting Type: Annual/Special Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Absence of Dividends 4 Approve Auditors' Special Report on For For Management Related-Party Transactions Mentioning the Absence of New Transactions 5 Approve Compensation Report For For Management 6 Approve Compensation of Yves Perrier, For For Management CEO 7 Approve Remuneration Policy of For For Management Directors 8 Approve Remuneration Policy of CEO For For Management 9 Approve Remuneration Policy of For For Management Chairman of the Board 10 Advisory Vote on the Aggregate For For Management Remuneration Granted in 2019 to Senior Management, Responsible Officers and Regulated Risk-Takers 11 Ratify Appointment of Henri Buecher as For For Management Director 12 Reelect Laurence Danon as Director For For Management 13 Reelect Helene Molinari as Director For For Management 14 Reelect Christian Rouchon as Director For Against Management 15 Reelect Andree Samat as Director For For Management 16 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 17 Amend Article 13 of Bylaws Re: Board For For Management Members Remuneration 18 Amend Article 14 of Bylaws Re: Board For For Management Members Deliberation via Written Consultation 19 Correction Regarding Items 18 and 19 For For Management of May 16, 2019 AGM: Item 18 to be Understood as an Increase in Capital by Public Offer; Item 19 to be Understood as Increase in Capital As Private Placement 20 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- ANA HOLDINGS INC. Ticker: 9202 Security ID: J0156Q112 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ito, Shinichiro For For Management 1.2 Elect Director Katanozaka, Shinya For For Management 1.3 Elect Director Ito, Yutaka For For Management 1.4 Elect Director Takada, Naoto For For Management 1.5 Elect Director Fukuzawa, Ichiro For For Management 1.6 Elect Director Shibata, Koji For For Management 1.7 Elect Director Hirako, Yuji For For Management 1.8 Elect Director Yamamoto, Ado For For Management 1.9 Elect Director Kobayashi, Izumi For For Management 1.10 Elect Director Katsu, Eijiro For For Management 2.1 Appoint Statutory Auditor Nagamine, For For Management Toyoyuki 2.2 Appoint Statutory Auditor Matsuo, For For Management Shingo -------------------------------------------------------------------------------- ANADOLU EFES BIRACILIK VE MALT SANAYII A.S. Ticker: AEFES Security ID: M10225106 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting and Elect Presiding For For Management Council of Meeting 2 Accept Board Report For For Management 3 Accept Audit Report For For Management 4 Accept Financial Statements For For Management 5 Approve Discharge of Board For For Management 6 Approve Allocation of Income For For Management 7 Elect Directors and Approve Their For Against Management Remuneration 8 Ratify External Auditors For Against Management 9 Change Location of Headquarters For For Management 10 Receive Information on Donations Made None None Management in 2019 11 Receive Information on Guarantees, None None Management Pledges and Mortgages Provided to Third Parties 12 Receive Information in Accordance to None None Management Article 1.3.6 of Capital Market Board Corporate Governance Principles 13 Grant Permission for Board Members to For For Management Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose 14 Wishes None None Management -------------------------------------------------------------------------------- ANGLO AMERICAN PLATINUM LTD. Ticker: AMS Security ID: S9122P108 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: JUN 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Re-elect Mark Cutifani as Director For Against Management 1.2 Re-elect John Vice as Director For For Management 1.3 Re-elect Peter Mageza as Director For For Management 2 Elect Natascha Viljoen as Director For For Management 3.1 Re-elect Peter Mageza as Member of the For For Management Audit and Risk Committee 3.2 Re-elect John Vice as Member of the For For Management Audit and Risk Committee 3.3 Re-elect Daisy Naidoo as Member of the For For Management Audit and Risk Committee 4 Appoint PricewaterhouseCoopers LLP as For For Management Auditors of the Company with JFM Kotze as the Individual Designated Auditor 5 Amend Long Term Incentive Plan 2003 For For Management 6 Place Authorised but Unissued Shares For For Management under Control of Directors 7 Authorise Ratification of Approved For For Management Resolutions 8.1 Approve Remuneration Policy For For Management 8.2 Approve Remuneration Implementation For For Management Report 1 Approve Non-executive Directors' Fees For For Management 2 Approve Financial Assistance in Terms For For Management of Sections 44 and 45 of the Companies Act 3 Authorise Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- ANGLO AMERICAN PLC Ticker: AAL Security ID: G03764134 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: MAY 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Elect Hixonia Nyasulu as Director For For Management 4 Elect Nonkululeko Nyembezi as Director For For Management 5 Re-elect Ian Ashby as Director For For Management 6 Re-elect Marcelo Bastos as Director For For Management 7 Re-elect Stuart Chambers as Director For For Management 8 Re-elect Mark Cutifani as Director For For Management 9 Re-elect Byron Grote as Director For For Management 10 Re-elect Tony O'Neill as Director For For Management 11 Re-elect Stephen Pearce as Director For For Management 12 Re-elect Jim Rutherford as Director For For Management 13 Re-elect Anne Stevens as Director For For Management 14 Appoint PricewaterhouseCoopers LLP as For For Management Auditors 15 Authorise Board to Fix Remuneration of For For Management Auditors 16 Approve Remuneration Policy For For Management 17 Approve Remuneration Report For For Management 18 Approve Long Term Incentive Plan For For Management 19 Approve Bonus Share Plan For For Management 20 Authorise Issue of Equity For For Management 21 Authorise Issue of Equity without For For Management Pre-emptive Rights 22 Authorise Market Purchase of Ordinary For For Management Shares 23 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- ANGLOGOLD ASHANTI LTD. Ticker: ANG Security ID: S04255196 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: JUN 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Re-elect Sipho Pityana as Director For For Management 1.2 Re-elect Albert Garner as Director For For Management 1.3 Re-elect Rhidwaan Gasant as Director For For Management 2.1 Elect Maria Ramos as Director For For Management 2.2 Elect Nelisiwe Magubane as Director For For Management 3.1 Re-elect Rhidwaan Gasant as Member of For For Management the Audit and Risk Committee 3.2 Re-elect Maria Richter as Member of For For Management the Audit and Risk Committee 3.3 Re-elect Alan Ferguson as Member of For For Management the Audit and Risk Committee 3.4 Elect Jochen Tilk as Member of the For For Management Audit and Risk Committee 4 Reappoint Ernst & Young Inc as For For Management Auditors of the Company with Ernest Botha as the Lead Audit Partner 5 Place Authorised but Unissued Shares For For Management under Control of Directors 6.1 Approve Remuneration Policy For For Management 6.2 Approve Remuneration Implementation For For Management Report 7 Approve Non-executive Directors' Fees For For Management 8 Authorise Repurchase of Issued Share For For Management Capital 9 Authorise Board to Issue Shares for For For Management Cash 10 Approve Financial Assistance in Terms For For Management of Sections 44 and 45 of the Companies Act 11 Amend Memorandum of Incorporation For For Management 12 Authorise Ratification of Approved For For Management Resolutions -------------------------------------------------------------------------------- ANHEUSER-BUSCH INBEV SA/NV Ticker: ABI Security ID: B639CJ108 Meeting Date: JUN 03, 2020 Meeting Type: Annual/Special Record Date: MAY 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor A1.a Amend Articles 24.4 Re: Participation For For Management and Decisions in a Meeting A1.b Amend Articles Re: Distributions of For For Management Interim Dividends A1.c Amend Articles of Association Re: For For Management Alignment on the Rules of Code on Companies and Associations B2 Receive Directors' Reports (Non-Voting) None None Management B3 Receive Auditors' Reports (Non-Voting) None None Management B4 Receive Consolidated Financial None None Management Statements and Statutory Reports (Non-Voting) B5 Approve Financial Statements, For For Management Allocation of Income, and Dividends of EUR 1.30 per Share B6 Approve Discharge of Directors For For Management B7 Approve Discharge of Auditors For For Management B8.a Reelect Michele Burns as Independent For For Management Director B8.b Reelect Elio Leoni Sceti as For For Management Independent Director B8.c Reelect Alexandre Van Damme as Director For Against Management B8.d Reelect Gregoire de Spoelberch as For Against Management Director B8.e Reelect Paul Cornet de Ways Ruart as For Against Management Director B8.f Reelect Paulo Lemann as Director For Against Management B8.g Reelect Maria Asuncion Aramburuzabala For Against Management as Director B8.h Elect Roberto Thompson Motta as For Against Management Director B8.i Reelect Martin J. Barrington as For Against Management Director B8.j Reelect William F. Gifford, Jr. as For Against Management Director B8.k Reelect Alejandro Santo Domingo Davila For Against Management as Director B9 Approve Remuneration Report For Against Management C10 Authorize Implementation of Approved For For Management Resolutions and Filing of Required Documents/Formalities at Trade Registry -------------------------------------------------------------------------------- ANHUI CONCH CEMENT COMPANY LIMITED Ticker: 914 Security ID: Y01373102 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: APR 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Supervisory For For Management Committee 3 Approve 2019 Audited Financial Reports For For Management 4 Approve KPMG Huazhen LLP as PRC and For Against Management Internal Control Auditor, KPMG as International Financial Auditor, and Authorize Board to Fix Their Remuneration 5 Approve 2019 Profit Appropriation For For Management Proposal and Declaration of Final Dividend 6 Approve Provision of Guarantee to For For Management Subsidiaries and Invested Companies 7 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 8 Approve Amendments to Articles of For For Management Association 9 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- ANHUI CONCH CEMENT COMPANY LIMITED Ticker: 914 Security ID: Y01373110 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: APR 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Supervisory For For Management Committee 3 Approve 2019 Audited Financial Reports For For Management 4 Approve KPMG Huazhen LLP as PRC and For Against Management Internal Control Auditor, KPMG as International Financial Auditor, and Authorize Board to Fix Their Remuneration 5 Approve 2019 Profit Appropriation For For Management Proposal and Declaration of Final Dividend 6 Approve Provision of Guarantee to For For Management Subsidiaries and Invested Companies 7 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 8 Approve Amendments to Articles of For For Management Association 9 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- ANHUI GUJING DISTILLERY CO., LTD. Ticker: 200596 Security ID: Y0137M100 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: JUN 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Financial Budget Report For For Management 6 Approve Allocation of Income and For For Management Dividends 7 Approve Appointment of Auditor For For Management 8 Approve Amendments to Articles of For For Management Association 9 Approve Investment in Winery For For Management Production through Intelligent Technology Transformation Project 10.1 Elect Liang Jinhui as Non-Independent For For Shareholder Director 10.2 Elect Li Peihui as Non-Independent For For Shareholder Director 10.3 Elect Zhou Qingwu as Non-Independent For For Shareholder Director 10.4 Elect Yan Lijun as Non-Independent For For Shareholder Director 10.5 Elect Xu Peng as Non-Independent For For Shareholder Director 10.6 Elect Ye Changqing as Non-Independent For For Shareholder Director 11.1 Elect Zhang Guiping as Independent For For Shareholder Director 11.2 Elect Wang Ruihua as Independent For For Shareholder Director 11.3 Elect Xu Zhihao as Independent Director For For Shareholder 12.1 Elect Sun Wanhua as Supervisor For For Shareholder 12.2 Elect Yang Xiaofan as Supervisor For For Shareholder 12.3 Elect Lu Duicang as Supervisor For For Shareholder -------------------------------------------------------------------------------- ANTA SPORTS PRODUCTS LTD. Ticker: 2020 Security ID: G04011105 Meeting Date: MAY 11, 2020 Meeting Type: Annual Record Date: MAY 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Elect Lai Shixian as Director For For Management 4 Elect Wu Yonghua as Director For For Management 5 Elect Wang Wenmo as Director For For Management 6 Authorize Board to Fix Remuneration of For For Management Directors 7 Approve KPMG as Auditors and Authorize For For Management Board to Fix Their Remuneration 8 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 9 Authorize Repurchase of Issued Share For For Management Capital 10 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- ANTOFAGASTA PLC Ticker: ANTO Security ID: G0398N128 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Remuneration Policy For For Management 4 Approve Final Dividend For For Management 5 Re-elect Jean-Paul Luksic as Director For For Management 6 Re-elect Ollie Oliveira as Director For For Management 7 Re-elect Ramon Jara as Director For For Management 8 Re-elect Juan Claro as Director For For Management 9 Re-elect Andronico Luksic as Director For For Management 10 Re-elect Vivianne Blanlot as Director For For Management 11 Re-elect Jorge Bande as Director For For Management 12 Re-elect Francisca Castro as Director For For Management 13 Re-elect Michael Anglin as Director For For Management 14 Elect Tony Jensen as Director For For Management 15 Reappoint PricewaterhouseCoopers LLP For For Management as Auditors 16 Authorise the Audit and Risk Committee For For Management to Fix Remuneration of Auditors 17 Authorise Issue of Equity For For Management 18 Authorise Issue of Equity without For For Management Pre-emptive Rights 19 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 20 Authorise Market Purchase of Ordinary For For Management Shares 21 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- AOZORA BANK LTD. Ticker: 8304 Security ID: J0172K115 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Baba, Shinsuke For For Management 1.2 Elect Director Tanikawa, Kei For For Management 1.3 Elect Director Akutagawa, Tomomi For For Management 1.4 Elect Director Takeda, Shunsuke For For Management 1.5 Elect Director Mizuta, Hiroyuki For For Management 1.6 Elect Director Murakami, Ippei For For Management 1.7 Elect Director Ito, Tomonori For For Management 1.8 Elect Director Yamakoshi, Koji For For Management 2 Appoint Statutory Auditor Inoue, Toraki For For Management 3.1 Appoint Alternate Statutory Auditor For For Management Uchida, Keiichiro 3.2 Appoint Alternate Statutory Auditor For For Management Mitch R. Fulscher -------------------------------------------------------------------------------- APA GROUP Ticker: APA Security ID: Q0437B100 Meeting Date: OCT 24, 2019 Meeting Type: Annual Record Date: OCT 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Remuneration Report For For Management 2 Elect Steven Crane as Director For For Management 3 Elect Michael Fraser as Director For For Management 4 Elect James Fazzino as Director For For Management 5 Approve Grant of Performance Rights to For For Management Robert Wheals -------------------------------------------------------------------------------- ARAB NATIONAL BANK Ticker: 1080 Security ID: M1454X102 Meeting Date: MAR 30, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations for FY 2019 2 Accept Financial Statements and For For Management Statutory Reports for FY 2019 3 Approve Auditors' Report on Company For For Management Financial Statements for FY 2019 4 Ratify Distributed Dividend of SAR 0. For For Management 50 per Share for First Half of FY 2019 5 Approve Dividends of SAR 0.50 per For For Management Share for Second Half of FY 2019 6 Amend Article 3 of Bylaws Re: For For Management Corporate Purposes 7 Amend Article 5 of Bylaws Re: Company For For Management Head Office 8 Amend Article 8 of Bylaws Re: Initial For For Management Public Offering 9 Delete Article 16 of Bylaws Re: For For Management Seizure of Shares 10 Amend Article 23 of Bylaws Re: For For Management Chairman, Deputy and Managing Director 11 Amend Article 33 of Bylaws Re: General For For Management Meeting Invitation 12 Amend Article 44 of Bylaws Re: For For Management Committee Reports 13 Amend Article 48 of Bylaws Re: For For Management Financial Documents 14 Amend Articles of Bylaws Re: For For Management Reorganizing Articles and Numbering 15 Approve Discharge of Directors for FY For For Management 2019 16.1 Elect Salah Al Rashid as Director None Abstain Management 16.2 Elect Hisham Al Jabr as Director None Abstain Management 16.3 Elect Abdulmuhsin Al Touq as Director None Abstain Management 16.4 Elect Ahmed Al Omran as Director None Abstain Management 16.5 Elect Mohammed Al Moammar as Director None Abstain Management 16.6 Elect Mohammed Al Kanani as Director None Abstain Management 16.7 Elect Ahmed Murad as Director None Abstain Management 16.8 Elect Thamir Al Wadee as Director None Abstain Management 16.9 Elect Abdulazeez Al Habdan as Director None Abstain Management 16.10 Elect Mansour Al Busseeli as Director None Abstain Management 16.11 Elect Fahd Al Anqari as Director None Abstain Management 16.12 Elect Badr Al Issa as Director None Abstain Management 17 Elect Members of Audit Committee, For For Management Approve its Charter and the Remuneration of Its Members 18 Approve Remuneration of Directors of For For Management SAR 5,036,017 for FY 2019 19 Ratify Auditors and Fix Their For For Management Remuneration for FY 2020 and Q1 of FY 2021 20 Approve Related Party Transactions For Against Management 21 Approve Related Party Transactions Re: For For Management Al Rashid Trading & Contracting Company 22 Approve Related Party Transactions Re: For For Management Al Jabr Company 23 Approve Related Party Transactions Re: For For Management Al Jabr Company 24 Approve Related Party Transactions Re: For For Management Al Hilal Company 25 Approve Related Party Transactions Re: For For Management Saudi Technical Plastic Ltd 26 Approve Related Party Transactions Re: For For Management Al Rashid Trading & Contracting Company 27 Approve Related Party Transactions Re: For For Management Rashid Abdul Rahman Al Rashid and Sons Group 28 Approve Related Party Transactions Re: For For Management Al Jabr Company 29 Approve Related Party Transactions Re: For For Management Abana Company 30 Approve Related Party Transactions Re: For For Management Al Khaleej Training and Education 31 Approve Related Party Transactions Re: For For Management Riyad Business Gate Company 32 Approve Related Party Transactions Re: For For Management Al Jabr Holding Group 33 Approve Related Party Transactions Re: For For Management Estra Group 34 Approve Related Party Transactions Re: For For Management Al Hilal 35 Approve Related Party Transactions Re: For For Management Salah Al Rashid 36 Approve Related Party Transactions Re: For For Management Metlife and American International Group 37 Approve Related Party Transactions Re: For For Management Metlife and American International Group 38 Approve Related Party Transactions Re: For For Management Metlife and American International Group -------------------------------------------------------------------------------- ARAB NATIONAL BANK Ticker: 1080 Security ID: M1454X102 Meeting Date: JUN 03, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Audit Committee Charter For For Management 2 Elect Thamir Al Wadee as Member of For For Management Audit Committee -------------------------------------------------------------------------------- ARCA CONTINENTAL SAB DE CV Ticker: AC Security ID: P0448R103 Meeting Date: APR 02, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve CEO's Report on Operations and For For Management Results of Company Accompanied by Auditor's Report and Board's Opinion 1.2 Approve Report on Operations and For For Management Activities Undertaken by Board and Accounting Policies and Criteria and Information Followed in Preparation of Financial Information 1.3 Approve Report of Audit and Corporate For For Management Practices Committee; Receive Report on Adherence to Fiscal Obligations 2 Approve Allocation of Income and Cash For For Management Dividends of MXN 2.42 Per Share 3 Set Maximum Amount of Share Repurchase For For Management Reserve 4 Elect Directors, Verify their For Against Management Independence Classification, Approve their Remuneration and Elect Secretaries 5 Approve Remuneration of Board For Against Management Committee Members; Elect Chairman of Audit and Corporate Practices Committee 6 Appoint Legal Representatives For For Management 7 Approve Minutes of Meeting For For Management -------------------------------------------------------------------------------- ARCELIK AS Ticker: ARCLK Security ID: M1490L104 Meeting Date: MAR 25, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting and Elect Presiding For For Management Council of Meeting 2 Accept Board Report For For Management 3 Accept Audit Report For For Management 4 Accept Financial Statements For For Management 5 Approve Discharge of Board For For Management 6 Approve Allocation of Income For For Management 7 Elect Directors For Against Management 8 Approve Remuneration Policy and For For Management Director Remuneration for 2019 9 Approve Director Remuneration For Against Management 10 Ratify External Auditors For For Management 11 Approve Upper Limit of Donations for For Against Management 2020 and Receive Information on Donations Made in 2019 12 Receive Information on Guarantees, None None Management Pledges and Mortgages Provided to Third Parties 13 Grant Permission for Board Members to For For Management Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose 14 Wishes None None Management -------------------------------------------------------------------------------- ARCELORMITTAL SA Ticker: MT Security ID: L0302D210 Meeting Date: JUN 13, 2020 Meeting Type: Annual/Special Record Date: MAY 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Board's and Auditor's Reports None None Management I Approve Consolidated Financial For For Management Statements II Approve Financial Statements For For Management III Approve Omission of Dividends For For Management IV Approve Allocation of Income For For Management V Approve Remuneration Policy For For Management VI Approve Remuneration Report For For Management VII Approve Remuneration of the Directors, For For Management Members and Chairs of the Audit Committee, Members and Chairs of the Other Committee, and CEO VIII Approve Discharge of Directors For For Management IX Reelect Lakshmi N. Mittal as Director For Against Management X Reelect Bruno Lafont as Director For For Management XI Reelect Michel Wurth as Director For For Management XII Elect Aditya Mittal as Director For For Management XIII Elect Etienne Schneider as Director For For Management XIV Approve Share Repurchase For For Management XV Ratify Deloitte as Auditor For For Management XVI Approve Share Plan Grant Under the For For Management Performance Share Unit Plan 1 Increase Authorized Share Capital, For For Management Authorize Board to Limit or Suspend the Preferential Subscription Right of Existing Shareholders, and Amend Articles 5.2 and 5.5 of the Articles of Association -------------------------------------------------------------------------------- ARISTOCRAT LEISURE LIMITED Ticker: ALL Security ID: Q0521T108 Meeting Date: FEB 20, 2020 Meeting Type: Annual Record Date: FEB 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect KM Conlon as Director For For Management 2 Elect S Summers Couder as Director For For Management 3 Elect PJ Ramsey as Director For For Management 4 Elect PG Etienne as Director For For Management 5 Approve Grant of Performance Rights to For Against Management Trevor Croker 6 Approve SuperShare Plan For For Management 7 Approve Remuneration Report For For Management 8 Approve Renewal of Proportional For For Management Takeover Provisions -------------------------------------------------------------------------------- ARKEMA SA Ticker: AKE Security ID: F0392W125 Meeting Date: MAY 19, 2020 Meeting Type: Annual/Special Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 2.20 per Share 4 Approve Auditors' Special Report on For For Management Related-Party Transactions Mentioning the Absence of New Transactions 5 Reelect Thierry Le Henaff as Director For Against Management 6 Approve Remuneration of Directors in For For Management the Aggregate Amount of EUR 0.8 Million 7 Approve Remuneration Policy of For Against Management Chairman and CEO 8 Approve Compensation Report of For For Management Corporate Officers 9 Approve Compensation of Thierry Le For Against Management Henaff, Chairman and CEO 10 Renew Appointment of KPMG Audit as For Against Management Auditor 11 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 12 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights up to 50 Percent of Issued Capital 13 Authorize Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights up to 10 Percent of Issued Capital 14 Approve Issuance of Equity or For For Management Equity-Linked Securities for Private Placements, up to 10 Percent of Issued Capital 15 Authorize Board to Set Issue Price for For For Management 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights 16 Authorize Capital Increase of up to 10 For For Management Percent of Issued Capital for Contributions in Kind 17 Authorize Board to Increase Capital in For For Management the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above 18 Set Total Limit for Capital Increase For For Management to Result from Issuance Requests Under Items 12-17 at 50 Percent of Issued Capital 19 Authorize Capital Issuances for Use in For Against Management Employee Stock Purchase Plans 20 Amend Articles 8, 10 and 12 of Bylaws For For Management to Comply with Legal Changes 21 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- AROUNDTOWN SA Ticker: AT1 Security ID: L0269F109 Meeting Date: DEC 16, 2019 Meeting Type: Special Record Date: DEC 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Ran Laufer as Director For For Management 2 Elect Simone Runge-Brandner as Director For For Management 3 Reelect Jelena Afxentiou as Director For For Management 4 Reelect Oschrie Massatschi as Director For For Management 5 Reelect Frank Roseen as Director For For Management 6 Reelect Markus Leininger as Director For For Management 7 Reelect Markus Kreuter as Director For For Management -------------------------------------------------------------------------------- AROUNDTOWN SA Ticker: AT1 Security ID: L0269F109 Meeting Date: DEC 16, 2019 Meeting Type: Special Record Date: DEC 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights and Amend Articles of Association -------------------------------------------------------------------------------- AROUNDTOWN SA Ticker: AT1 Security ID: L0269F109 Meeting Date: MAY 06, 2020 Meeting Type: Special Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Repurchase of Up to 20 For Against Management Percent of Issued Share Capital -------------------------------------------------------------------------------- AROUNDTOWN SA Ticker: AT1 Security ID: L0269F109 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: JUN 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Special Board Report Re: None None Management Statutory Financial Statements and Consolidated Financial Statements 2 Receive Special Auditor Report Re: None None Management Statutory Financial Statements and Consolidated Financial Statements 3 Approve Financial Statements For For Management 4 Approve Consolidated Financial For For Management Statements 5 Approve Allocation of Income For For Management 6 Approve Discharge of Directors For For Management 7 Renew Appointment of KPMG Luxembourg For For Management as Auditor 8 Approve Remuneration Report For Against Management 9 Approve Remuneration Policy For Against Management -------------------------------------------------------------------------------- ASAHI GROUP HOLDINGS LTD. Ticker: 2502 Security ID: J02100113 Meeting Date: MAR 25, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 48 2.1 Elect Director Izumiya, Naoki For For Management 2.2 Elect Director Koji, Akiyoshi For For Management 2.3 Elect Director Katsuki, Atsushi For For Management 2.4 Elect Director Hemmi, Yutaka For For Management 2.5 Elect Director Taemin Park For For Management 2.6 Elect Director Tanimura, Keizo For For Management 2.7 Elect Director Kosaka, Tatsuro For For Management 2.8 Elect Director Shingai, Yasushi For For Management 2.9 Elect Director Christina L. Ahmadjian For For Management 3 Appoint Statutory Auditor Nishinaka, For For Management Naoko -------------------------------------------------------------------------------- ASAHI INTECC CO., LTD. Ticker: 7747 Security ID: J0279C107 Meeting Date: SEP 27, 2019 Meeting Type: Annual Record Date: JUN 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 21.61 2.1 Elect Director Miyata, Masahiko For For Management 2.2 Elect Director Miyata, Kenji For For Management 2.3 Elect Director Kato, Tadakazu For For Management 2.4 Elect Director Yugawa, Ippei For For Management 2.5 Elect Director Terai, Yoshinori For For Management 2.6 Elect Director Matsumoto, Munechika For For Management 2.7 Elect Director Ito, Mizuho For For Management 2.8 Elect Director Nishiuchi, Makoto For For Management 2.9 Elect Director Ito, Kiyomichi For For Management 2.10 Elect Director Shibazaki, Akinori For For Management 2.11 Elect Director Sato, Masami For For Management -------------------------------------------------------------------------------- ASAHI KASEI CORP. Ticker: 3407 Security ID: J0242P110 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kobori, Hideki For For Management 1.2 Elect Director Takayama, Shigeki For For Management 1.3 Elect Director Shibata, Yutaka For For Management 1.4 Elect Director Yoshida, Hiroshi For For Management 1.5 Elect Director Sakamoto, Shuichi For For Management 1.6 Elect Director Kawabata, Fumitoshi For For Management 1.7 Elect Director Shiraishi, Masumi For For Management 1.8 Elect Director Tatsuoka, Tsuneyoshi For For Management 1.9 Elect Director Okamoto, Tsuyoshi For For Management -------------------------------------------------------------------------------- ASCENDAS REAL ESTATE INVESTMENT TRUST Ticker: A17U Security ID: Y0205X103 Meeting Date: JUL 09, 2019 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Report of the Trustee, Statement For For Management by the Manager, Audited Financial Statements and Auditors' Report 2 Approve Ernst & Young LLP as Auditors For For Management and Authorize Manager to Fix Their Remuneration 3 Approve Issuance of Equity or For For Management Equity-Linked Securities with or without Preemptive Rights 4 Authorize Unit Repurchase Program For For Management -------------------------------------------------------------------------------- ASCENDAS REAL ESTATE INVESTMENT TRUST Ticker: A17U Security ID: Y0205X103 Meeting Date: NOV 27, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acquisitions of a Portfolio of For For Management United States Properties and Two Singapore Properties as Interested Person Transactions -------------------------------------------------------------------------------- ASCENDAS REAL ESTATE INVESTMENT TRUST Ticker: A17U Security ID: Y0205X103 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Report of the Trustee, Statement For For Management by the Manager, Audited Financial Statements and Auditors' Report 2 Approve Ernst & Young LLP as Auditors For For Management and Authorize Manager to Fix Their Remuneration 3 Approve Issuance of Equity or For For Management Equity-Linked Securities with or without Preemptive Rights 4 Authorize Unit Repurchase Program For For Management -------------------------------------------------------------------------------- ASE TECHNOLOGY HOLDING CO., LTD. Ticker: 3711 Security ID: Y0249T100 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve Domestic Cash Increase by For For Management Issuance of Common Shares 4 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- ASHOK LEYLAND LIMITED Ticker: 500477 Security ID: Y0266N143 Meeting Date: JUL 31, 2019 Meeting Type: Annual Record Date: JUL 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend For For Management 3 Reelect Dheeraj G Hinduja as Director For For Management 4 Reelect Andreas H. Biagosch as Director For Against Management 5 Reelect Jean Brunol as Director For Against Management 6 Reelect Sanjay K. Asher as Director For Against Management 7 Elect Gopal Mahadevan as Director and For Against Management Approve Appointment and Remuneration of Gopal Mahadevan as Whole-time Director designated as Whole-time Director and Chief Financial Officer 8 Approve Remuneration of Cost Auditors For For Management -------------------------------------------------------------------------------- ASHOK LEYLAND LIMITED Ticker: 500477 Security ID: Y0266N143 Meeting Date: FEB 26, 2020 Meeting Type: Special Record Date: JAN 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Saugata Gupta as Director For For Management 2 Elect Vipin Sondhi as Director For For Management 3 Approve Appointment and Remuneration For For Management of Vipin Sondhi as Managing Director and Chief Executive Officer -------------------------------------------------------------------------------- ASHTEAD GROUP PLC Ticker: AHT Security ID: G05320109 Meeting Date: SEP 10, 2019 Meeting Type: Annual Record Date: SEP 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Remuneration Policy For For Management 4 Approve Final Dividend For For Management 5 Re-elect Paul Walker as Director For For Management 6 Re-elect Brendan Horgan as Director For For Management 7 Re-elect Michael Pratt as Director For For Management 8 Elect Angus Cockburn as Director For For Management 9 Re-elect Lucinda Riches as Director For For Management 10 Re-elect Tanya Fratto as Director For For Management 11 Elect Lindsley Ruth as Director For For Management 12 Reappoint Deloitte LLP as Auditors For For Management 13 Authorise Board to Fix Remuneration of For For Management Auditors 14 Authorise Issue of Equity For For Management 15 Authorise Issue of Equity without For For Management Pre-emptive Rights 16 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 17 Authorise Market Purchase of Ordinary For For Management Shares 18 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- ASIA CEMENT CORP. Ticker: 1102 Security ID: Y0275F107 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association 4 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting 5.1 Elect Douglas Tong Hsu, with For For Management Shareholder No. 13, as Non-Independent Director 5.2 Elect Tsai Hsiung Chang (T.H. Chang), For Against Management a Representative of Far Eastern New Century Corporation with Shareholder No. 1, as Non-Independent Director 5.3 Elect Johnny Shih, a Representative of For Against Management Far Eastern New Century Corporation with Shareholder No. 1, as Non-Independent Director 5.4 Elect C.V. Chen, a Representative of For Against Management Far Eastern New Century Corporation with Shareholder No. 1, as Non-Independent Director 5.5 Elect Chin-Der Ou, a Representative of For Against Management Bai Yang Investment Holdings Corporation with Shareholder No. 85666, as Non-Independent Director 5.6 Elect Kun Yan Lee (K.Y. Lee), a For For Management Representative of Yue Ding Industry Co. , Ltd. (U-Ding Corporation) with Shareholder No. 126912, as Non-Independent Director 5.7 Elect Peter Hsu, a Representative of For Against Management Far Eastern Y.Z. Hsu Science And Technology Memorial Foundation with Shareholder No. 180996, as Non-Independent Director 5.8 Elect Chen Kun Chang (C.K. Chang), a For Against Management Representative of Far Eastern Y.Z. Hsu Science And Technology Memorial Foundation with Shareholder No. 180996, as Non-Independent Director 5.9 Elect Ruey Long Chen, a Representative For Against Management of Ta Chu Chemical Fiber Co.,Ltd. with Shareholder No. 225135, as Non-Independent Director 5.10 Elect Connie Hsu, a Representative of For Against Management Huey Kang Investment Corporation with Shareholder No. 92107, as Non-Independent Director 5.11 Elect Champion Lee, a Representative For Against Management of Far Eastern Medical Foundation with Shareholder No. 22744, as Non-Independent Director 5.12 Elect Kwan-Tao Li (K.T. Li), a For Against Management Representative of U-Ming Corporation with Shareholder No. 27718, as Non-Independent Director 5.13 Elect Chi Schive with ID No. For For Management Q100446XXX as Independent Director 5.14 Elect Gordon S. Chen with ID No. For For Management P101989XXX as Independent Director 5.15 Elect Yun-Peng Chu with ID No. For For Management H100450XXX as Independent Director 6 Approve to Lift the Restriction on the For Against Management Prohibition of Directors' Competition According to Article 209 of the Company Act -------------------------------------------------------------------------------- ASM PACIFIC TECHNOLOGY LIMITED Ticker: 522 Security ID: G0535Q133 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAY 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Approve Deloitte Touche Tohmatsu as For For Management Auditors and Authorize Board to Fix Their Remuneration 4 Authorize Repurchase of Issued Share For For Management Capital 5 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 6 Authorize Reissuance of Repurchased For For Management Shares 7 Elect Robin Gerard Ng Cher Tat as For For Management Director 8 Elect Guenter Walter Lauber as Director For For Management 9 Authorize Board to Fix Remuneration of For For Management Directors -------------------------------------------------------------------------------- ASML HOLDING NV Ticker: ASML Security ID: N07059202 Meeting Date: APR 22, 2020 Meeting Type: Annual Record Date: MAR 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Discuss the Company's Business, None None Management Financial Situation and Sustainability 3.a Approve Remuneration Report For For Management 3.b Adopt Financial Statements and For For Management Statutory Reports 3.c Receive Clarification on Company's None None Management Reserves and Dividend Policy 3.d Approve Dividends of EUR 2.40 Per Share For For Management 4.a Approve Discharge of Management Board For For Management 4.b Approve Discharge of Supervisory Board For For Management 5 Approve Number of Shares for For For Management Management Board 6 Approve Certain Adjustments to the For For Management Remuneration Policy for Management Board 7 Approve Remuneration Policy for For For Management Supervisory Board 8.a Announce Vacancies on the Supervisory None None Management Board 8.b Opportunity to Make Recommendations None None Management 8.c Announce Intention to Reappoint A.P. None None Management Aris and Appoint D.W.A. East and D.M. Durcan to Supervisory Board 8.d Reelect A.P. (Annet) Aris to For For Management Supervisory Board 8.e Elect D.M. (Mark) Durcan to For For Management Supervisory Board 8.f Elect D.W.A. (Warren) East to For For Management Supervisory Board 8.g Receive Information on the Composition None None Management of the Supervisory Board 9 Ratify KPMG as Auditors For For Management 10.a Grant Board Authority to Issue Shares For For Management Up to 5 Percent of Issued Capital for General Purposes 10.b Authorize Board to Exclude Preemptive For For Management Rights from Share Issuances under Item 10.a 10.c Grant Board Authority to Issue or For For Management Grant Rights to Subscribe for Ordinary Shares Up to 5 Percent in Case of Merger or Acquisition 10.d Authorize Board to Exclude Preemptive For For Management Rights from Share Issuances under Item 10.c 11.a Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 11.b Authorize Additional Repurchase of Up For For Management to 10 Percent of Issued Share Capital 12 Authorize Cancellation of Repurchased For For Management Shares 13 Other Business (Non-Voting) None None Management 14 Close Meeting None None Management -------------------------------------------------------------------------------- ASPEN PHARMACARE HOLDINGS LTD. Ticker: APN Security ID: S0754A105 Meeting Date: DEC 05, 2019 Meeting Type: Annual Record Date: NOV 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for the Year Ended 30 June 2019 2 Receive and Note the Social & Ethics For For Management Committee Report 3.1 Re-elect Kuseni Dlamini as Director For For Management 3.2 Elect Ben Kruger as Director For For Management 3.3 Elect Themba Mkhwanazi as Director For For Management 3.4 Re-elect Babalwa Ngonyama as Director For For Management 3.5 Re-elect David Redfern as Director For For Management 3.6 Re-elect Sindi Zilwa as Director For For Management 4 Reappoint PricewaterhouseCoopers Inc For For Management as Auditors of the Company and Appoint Anastacia Tshesane as the Individual Registered Auditor 5.1 Re-elect Linda de Beer as Member of For For Management the Audit & Risk Committee 5.2 Elect Ben Kruger as Member of the For For Management Audit & Risk Committee 5.3 Re-elect Babalwa Ngonyama as Member of For For Management the Audit & Risk Committee 5.4 Re-elect Sindi Zilwa as Member of the For For Management Audit & Risk Committee 6 Place Authorised but Unissued Shares For For Management under Control of Directors 7 Authorise Board to Issue Shares for For For Management Cash 8 Authorise Ratification of Approved For For Management Resolutions 1 Approve Remuneration Policy For For Management 2 Approve Remuneration Implementation For For Management Report 1.1a Approve Fees of the Board Chairman For For Management 1.1b Approve Fees of the Board Members For For Management 1.2a Approve Fees of the Audit & Risk For For Management Committee Chairman 1.2b Approve Fees of the Audit & Risk For For Management Committee Members 1.3a Approve Fees of the Remuneration & For For Management Nomination Committee Chairman 1.3b Approve Fees of the Remuneration & For For Management Nomination Committee Members 1.4a Approve Fees of the Social & Ethics For For Management Committee Chairman 1.4b Approve Fees of the Social & Ethics For For Management Committee Members 2 Approve Financial Assistance in Terms For For Management of Section 45 of the Companies Act 3 Authorise Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- ASSA ABLOY AB Ticker: ASSA.B Security ID: W0817X204 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: APR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Chairman of Meeting For For Management 3 Prepare and Approve List of For For Management Shareholders 4 Approve Agenda of Meeting For For Management 5 Designate Inspector(s) of Minutes of For For Management Meeting 6 Acknowledge Proper Convening of Meeting For For Management 7 Receive President's Report None None Management 8.a Receive Financial Statements and None None Management Statutory Reports 8.b Receive Auditor's Report on None None Management Application of Guidelines for Remuneration for Executive Management 8.c Receive Board's Proposal on None None Management Distribution of Profits 9.a Accept Financial Statements and For For Management Statutory Reports 9.b Approve Allocation of Income and For For Management Dividends of SEK 2.00 Per Share 9.c Approve Discharge of Board and For For Management President 10 Determine Number of Members (8) and For For Management Deputy Members (0) of Board 11.a Approve Remuneration of Directors in For For Management the Amount of SEK 2.35 million for Chairman, SEK 900,000 for Vice Chairman and SEK 685,000 for Other Directors; Approve Remuneration for Committee Work 11.b Approve Remuneration of Auditors For For Management 12.a Reelect Lars Renstrom (Chairman), Carl For Against Management Douglas (Vice Chair), Eva Karlsson, Birgitta Klasen, Lena Olving, Sofia Schorling Hogberg and Jan Svensson as Directors; Elect Joakim Weidemanis as New Director 12.b Ratify Ernst & Young as Auditors For For Management 13 Approve Remuneration Policy And Other For Against Management Terms of Employment For Executive Management 14 Authorize Class B Share Repurchase For For Management Program and Reissuance of Repurchased Shares 15 Approve Performance Share Matching For Against Management Plan LTI 2020 16 Amend Articles of Association For For Management 17 Close Meeting None None Management -------------------------------------------------------------------------------- ASSICURAZIONI GENERALI SPA Ticker: G Security ID: T05040109 Meeting Date: APR 27, 2020 Meeting Type: Annual/Special Record Date: APR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Accept Financial Statements and For For Management Statutory Reports 1b Approve Allocation of Income For For Management 2a.1 Slate Submitted by Mediobanca Spa None For Shareholder 2a.2 Slate Submitted by Institutional None Against Shareholder Investors (Assogestioni) 2b Approve Internal Auditors' Remuneration For For Management 3a Approve Remuneration Policy For Against Management 3b Approve Second Section of the For Against Management Remuneration Report 4a Approve Group Long Term Incentive Plan For For Management 4b Authorize Share Repurchase Program and For For Management Reissuance of Repurchased Shares to Service Group Long Term Incentive Plan 4c Authorize Board to Increase Capital to For For Management Service Group Long Term Incentive Plan 5a Approve Performance Share Plan For Against Management 5b Authorize Share Repurchase Program and For Against Management Reissuance of Repurchased Shares to Service Performance Share Plan 5c Authorize Board to Increase Capital to For Against Management Service Performance Share Plan 6a Amend Company Bylaws Re: Article 3.1 For For Management 6b Amend Company Bylaws Re: Article 9.1 For For Management 6c Amend Company Bylaws Re: Article 33.7 For For Management 6d Amend Company Bylaws Re: Article 28.1 For For Management 6e Amend Company Bylaws Re: Article 28.2 For For Management 6f Amend Company Bylaws Re: Articles 28. For For Management 4, 28.10, 28.13 6g Amend Company Bylaws Re: Articles 28.5 For For Management and 28.6 6h Amend Company Bylaws Re: Article 28.10 For For Management -------------------------------------------------------------------------------- ASSOCIATED BRITISH FOODS PLC Ticker: ABF Security ID: G05600138 Meeting Date: DEC 06, 2019 Meeting Type: Annual Record Date: DEC 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Remuneration Policy For For Management 4 Approve Final Dividend For For Management 5 Re-elect Emma Adamo as Director For For Management 6 Re-elect Graham Allan as Director For For Management 7 Re-elect John Bason as Director For For Management 8 Re-elect Ruth Cairnie as Director For For Management 9 Re-elect Wolfhart Hauser as Director For For Management 10 Re-elect Michael McLintock as Director For For Management 11 Re-elect Richard Reid as Director For For Management 12 Re-elect George Weston as Director For For Management 13 Reappoint Ernst & Young LLP as Auditors For For Management 14 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 15 Authorise Political Donations and For For Management Expenditure 16 Authorise Issue of Equity For For Management 17 Authorise Issue of Equity without For For Management Pre-emptive Rights 18 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- ASTELLAS PHARMA, INC. Ticker: 4503 Security ID: J03393105 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Hatanaka, Yoshihiko For For Management 1.2 Elect Director Yasukawa, Kenji For For Management 1.3 Elect Director Okamura, Naoki For For Management 1.4 Elect Director Sekiyama, Mamoru For For Management 1.5 Elect Director Yamagami, Keiko For For Management 1.6 Elect Director Kawabe, Hiroshi For For Management 1.7 Elect Director Ishizuka, Tatsuro For For Management 2.1 Elect Director and Audit Committee For For Management Member Yoshimitsu, Toru 2.2 Elect Director and Audit Committee For For Management Member Sasaki, Hiro 2.3 Elect Director and Audit Committee For For Management Member Takahashi, Raita -------------------------------------------------------------------------------- ASTRAZENECA PLC Ticker: AZN Security ID: G0593M107 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: APR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividends For For Management 3 Reappoint PricewaterhouseCoopers LLP For For Management as Auditors 4 Authorise Board to Fix Remuneration of For For Management Auditors 5a Re-elect Leif Johansson as Director For For Management 5b Re-elect Pascal Soriot as Director For For Management 5c Re-elect Marc Dunoyer as Director For For Management 5d Re-elect Genevieve Berger as Director For For Management 5e Re-elect Philip Broadley as Director For For Management 5f Re-elect Graham Chipchase as Director For For Management 5g Elect Michel Demare as Director For For Management 5h Re-elect Deborah DiSanzo as Director For For Management 5i Re-elect Sheri McCoy as Director For For Management 5j Re-elect Tony Mok as Director For For Management 5k Re-elect Nazneen Rahman as Director For For Management 5l Re-elect Marcus Wallenberg as Director For For Management 6 Approve Remuneration Report For For Management 7 Approve Remuneration Policy For For Management 8 Authorise EU Political Donations and For For Management Expenditure 9 Authorise Issue of Equity For For Management 10 Authorise Issue of Equity without For For Management Pre-emptive Rights 11 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 12 Authorise Market Purchase of Ordinary For For Management Shares 13 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice 14 Approve Performance Share Plan For For Management -------------------------------------------------------------------------------- ASUSTEK COMPUTER, INC. Ticker: 2357 Security ID: Y04327105 Meeting Date: JUN 09, 2020 Meeting Type: Annual Record Date: APR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Profit Distribution For For Management 3 Amend Procedures for Lending Funds to For For Management Other Parties and Procedures for Endorsement and Guarantees -------------------------------------------------------------------------------- ASX LIMITED Ticker: ASX Security ID: Q0604U105 Meeting Date: SEP 24, 2019 Meeting Type: Annual Record Date: SEP 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 3a Elect Melinda Conrad as Director For For Management 3b Elect Ken Henry as Director For Against Management 3c Elect Peter Nash as Director For For Management 4 Approve Remuneration Report For For Management 5 Approve Grant of Performance Rights to For For Management Dominic Stevens -------------------------------------------------------------------------------- ATACADAO SA Ticker: CRFB3 Security ID: P0565P138 Meeting Date: APR 14, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2019 2 Approve Allocation of Income and For For Management Dividends 3 Fix Number of Directors at Nine For For Management 4 Approve Classification of Marcelo For For Management Pavao Lacerda and Luiz Fernando Vendramini Fleury as Independent Directors 5 Elect Directors For Against Management 6 In Case There is Any Change to the None Against Management Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate? 7 In Case Cumulative Voting Is Adopted, None Abstain Management Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? 8.1 Percentage of Votes to Be Assigned - None Abstain Management Elect Matthieu Dominique Marie Malige as Director 8.2 Percentage of Votes to Be Assigned - None Abstain Management Elect Edouard Balthazard Bertrand de Chavagnac as Director 8.3 Percentage of Votes to Be Assigned - None Abstain Management Elect Noel Frederic Georges Prioux as Director 8.4 Percentage of Votes to Be Assigned - None Abstain Management Elect Claire Marie Du Payrat as Director 8.5 Percentage of Votes to Be Assigned - None Abstain Management Elect Jerome Alexis Louis Nanty as Director 8.6 Percentage of Votes to Be Assigned - None Abstain Management Elect Eduardo Pongracz Rossi as Director 8.7 Percentage of Votes to Be Assigned - None Abstain Management Elect Abilio dos Santos Diniz as Director 8.8 Percentage of Votes to Be Assigned - None Abstain Management Elect Luiz Fernando Vendramini Fleury as Independent Director 8.9 Percentage of Votes to Be Assigned - None Abstain Management Elect Marcelo Pavao Lacerda as Independent Director 9 As an Ordinary Shareholder, Would You None For Management like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 10 Do You Wish to Adopt Cumulative Voting None Abstain Management for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 11 Approve Remuneration of Company's For Against Management Management 12 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? 13 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- ATACADAO SA Ticker: CRFB3 Security ID: P0565P138 Meeting Date: APR 14, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Stock Option Plan Approved at For Against Management the June 26, 2017, EGM 2 Amend Article 5 to Reflect Changes in For For Management Capital 3 Amend Article 18 Re: Indemnity For For Management Provision 4 Amend Articles to Comply with New For For Management Regulations of Novo Mercado of B3 5 Approve Renumbering of Articles and For For Management Consolidate Bylaws 6 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- ATLANTIA SPA Ticker: ATL Security ID: T05404107 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: MAY 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements, For For Management Statutory Reports, and Allocation of Income 2 Approve Auditors and Authorize Board For For Management to Fix Their Remuneration 3 Elect Directors (Bundled) For Against Management 4 Revoke Authorization on Repurchase of For For Management Shares 5 Approve Free Share Scheme for For For Management Employees 2020 6.1 Approve Remuneration Policy For For Management 6.2 Approve Second Section of the For Against Management Remuneration Report A Deliberations on Possible Legal Action None Against Management Against Directors if Presented by Shareholders -------------------------------------------------------------------------------- ATLAS COPCO AB Ticker: ATCO.A Security ID: W1R924161 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Opening of Meeting; Elect Chairman of For For Management Meeting 2 Prepare and Approve List of For For Management Shareholders 3 Approve Agenda of Meeting For For Management 4 Designate Inspector(s) of Minutes of For For Management Meeting 5 Acknowledge Proper Convening of Meeting For For Management 6 Receive Financial Statements and None None Management Statutory Reports 7 Receive CEO's Report; Questions None None Management 8.a Accept Financial Statements and For For Management Statutory Reports 8.b Approve Discharge of Board and For For Management President 8.c Approve Allocation of Income and For For Management Dividends of SEK 3.50 Per Share 8.d Approve Record Date for Dividend For For Management Payment 9.a Determine Number of Members (9) and For For Management Deputy Members of Board (0) 9.b Determine Number of Auditors (1) and For For Management Deputy Auditors (0) 10.a Reelect Staffan Bohman, Tina For Against Management Donikowski, Johan Forssell, Sabine Neuss, Mats Rahmstrom, Hans Straberg and Peter Wallenberg Jr as Directors; Elect Anna Ohlsson-Leijon and Gordon Riske as New Directors 10.b Elect Hans Straberg as Board Chairman For Against Management 10.c Ratify Ernst & Young as Auditors For For Management 11.a Approve Remuneration of Directors in For For Management the Amount of SEK 2.3 Million to Chair and SEK 740,000 to Other Directors; Approve Remuneration for Committee Work; Approve Receiving Part of Remuneration in form of Synthetic Shares 11.b Approve Remuneration of Auditors For For Management 12.a Approve Remuneration Policy And Other For Against Management Terms of Employment For Executive Management 12.b Approve Performance Based Stock Option For For Management Plan 2020 for Key Employees 13.a Acquire Class A Shares Related to For For Management Personnel Option Plan for 2020 13.b Acquire Class A Shares Related to For For Management Remuneration of Directors in the Form of Synthetic Shares 13.c Transfer Class A Shares Related to For For Management Personnel Option Plan for 2020 13.d Sell Class A Shares to Cover Costs For For Management Related to Synthetic Shares to the Board 13.e Sell Class A and B Shares to Cover For For Management Costs in Relation to the Performance Related Personnel Option Plans for 2015, 2016 and 2017 14 Close Meeting None None Management -------------------------------------------------------------------------------- ATLAS COPCO AB Ticker: ATCO.A Security ID: W1R924195 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Opening of Meeting; Elect Chairman of For For Management Meeting 2 Prepare and Approve List of For For Management Shareholders 3 Approve Agenda of Meeting For For Management 4 Designate Inspector(s) of Minutes of For For Management Meeting 5 Acknowledge Proper Convening of Meeting For For Management 6 Receive Financial Statements and None None Management Statutory Reports 7 Receive CEO's Report; Questions None None Management 8.a Accept Financial Statements and For For Management Statutory Reports 8.b Approve Discharge of Board and For For Management President 8.c Approve Allocation of Income and For For Management Dividends of SEK 3.50 Per Share 8.d Approve Record Date for Dividend For For Management Payment 9.a Determine Number of Members (9) and For For Management Deputy Members of Board (0) 9.b Determine Number of Auditors (1) and For For Management Deputy Auditors (0) 10.a Reelect Staffan Bohman, Tina For Against Management Donikowski, Johan Forssell, Sabine Neuss, Mats Rahmstrom, Hans Straberg and Peter Wallenberg Jr as Directors; Elect Anna Ohlsson-Leijon and Gordon Riske as New Directors 10.b Elect Hans Straberg as Board Chairman For Against Management 10.c Ratify Ernst & Young as Auditors For For Management 11.a Approve Remuneration of Directors in For For Management the Amount of SEK 2.3 Million to Chair and SEK 740,000 to Other Directors; Approve Remuneration for Committee Work; Approve Receiving Part of Remuneration in form of Synthetic Shares 11.b Approve Remuneration of Auditors For For Management 12.a Approve Remuneration Policy And Other For Against Management Terms of Employment For Executive Management 12.b Approve Performance Based Stock Option For For Management Plan 2020 for Key Employees 13.a Acquire Class A Shares Related to For For Management Personnel Option Plan for 2020 13.b Acquire Class A Shares Related to For For Management Remuneration of Directors in the Form of Synthetic Shares 13.c Transfer Class A Shares Related to For For Management Personnel Option Plan for 2020 13.d Sell Class A Shares to Cover Costs For For Management Related to Synthetic Shares to the Board 13.e Sell Class A and B Shares to Cover For For Management Costs in Relation to the Performance Related Personnel Option Plans for 2015, 2016 and 2017 14 Close Meeting None None Management -------------------------------------------------------------------------------- ATOS SE Ticker: ATO Security ID: F06116101 Meeting Date: JUN 16, 2020 Meeting Type: Annual/Special Record Date: JUN 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Absence of Dividends 4 Ratify Appointment of Elie Girard as For For Management Director 5 Ratify Appointment of Cedrik Neike as For For Management Director 6 Reelect Nicolas Bazire as Director For Against Management 7 Reelect Valerie Bernis as Director For For Management 8 Reelect Colette Neuville as Director For For Management 9 Reelect Cedrik Neike as Director For For Management 10 Elect Jean Fleming as Representative For Against Management of Employee Shareholders to the Board 11 Renew Appointment of Grant Thornton as For Against Management Auditor 12 Acknowledge End of Mandate of IGEC as For For Management Alternate Auditor and Decision Not to Replace 13 Approve Transaction with Worldline Re: For For Management Separation Agreement 14 Approve Compensation of Thierry For Against Management Breton, Chairman and CEO Until Oct. 31, 2019 15 Approve Compensation of Bertrand For For Management Meunier, Chairman of the Board Since Nov. 1, 2019 16 Approve Compensation of Elie Girard, For Against Management Vice-CEO Since April 2, 2019 Until Oct. 31, 2019 17 Approve Compensation of Elie Girard, For Against Management CEO Since Nov. 1, 2019 18 Approve Compensation Report of For For Management Corporate Officers 19 Approve Remuneration Policy of For For Management Directors 20 Approve Remuneration Policy of For For Management Chairman of the Board 21 Approve Remuneration Policy of CEO For Against Management 22 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 23 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 24 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights up to 30 Percent of Issued Share Capital 25 Authorize Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights up to 10 Percent of Issued Share Capital 26 Approve Issuance of Equity or For For Management Equity-Linked Securities for up to 10 Percent of Issued Capital Per Year for Private Placements 27 Authorize Capital Increase of up to 10 For For Management Percent of Issued Capital for Contributions in Kind 28 Authorize Board to Increase Capital in For For Management the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above 29 Authorize Capitalization of Reserves For For Management of Up to EUR 5,111 Million for Bonus Issue or Increase in Par Value 30 Authorize Capital Issuances for Use in For Against Management Employee Stock Purchase Plans 31 Authorize Capital Issuances for Use in For Against Management Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries 32 Authorize up to 0.9 Percent of Issued For For Management Capital for Use in Restricted Stock Plans 33 Amend Article 16 of Bylaws Re: For For Management Employee Representative 34 Amend Articles 20 and 26 of Bylaws Re: For For Management Board Remuneration 35 Amend Article 18 of Bylaws Re: Written For For Management Consultation 36 Amend Article 10 of Bylaws Re: For For Management Shareholding Disclosure Thresholds 37 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- AU OPTRONICS CORP. Ticker: 2409 Security ID: Y0453H107 Meeting Date: JUN 17, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Profit Distribution For For Management 3 Approve Issuance of New Common Shares For For Management for Cash to Sponsor Issuance of the Overseas Depositary Shares and/or for Cash in Public Offering and/or for Cash in Private Placement and/or Issuance of Overseas or Domestic Convertible Bonds in Private Placement 4 Approve the Demerger of the Company's For For Management Business of the General Display and the Public Information Display to the Company's Wholly-owned Subsidiary and the Demerger Proposal 5 Amend Articles of Association For For Management 6 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting 7 Approve to Lift Non-competition For For Management Restrictions on Board Members -------------------------------------------------------------------------------- AUCKLAND INTERNATIONAL AIRPORT LTD. Ticker: AIA Security ID: Q06213146 Meeting Date: OCT 23, 2019 Meeting Type: Annual Record Date: OCT 21, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Christine Spring as Director For For Management 2 Elect Elizabeth Savage as Director For For Management 3 Approve Increase in the Fee Pool of For For Management Directors' Fees 4 Authorize Board to Fix Remuneration of For For Management the Auditors 1 Approve the Amendments to the For For Management Company's Constitution -------------------------------------------------------------------------------- AURIZON HOLDINGS LIMITED Ticker: AZJ Security ID: Q0695Q104 Meeting Date: OCT 17, 2019 Meeting Type: Annual Record Date: OCT 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 2a Elect Russell Caplan as Director For For Management 2b Elect Michael Fraser as Director For For Management 2c Elect Kate Vidgen as Director For For Management 3 Approve Grant of Performance Rights to For For Management Andrew Harding 4 Approve Remuneration Report For For Management -------------------------------------------------------------------------------- AUROBINDO PHARMA LIMITED Ticker: 524804 Security ID: Y04527142 Meeting Date: AUG 29, 2019 Meeting Type: Annual Record Date: AUG 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Standalone Financial Statements For For Management and Statutory Reports 2 Accept Consolidated Financial For For Management Statements and Statutory Reports 3 Confirm First and Second Interim For For Management Dividend 4 Reelect P. Sarath Chandra Reddy as For For Management Director 5 Reelect M. Sivakumaran as Director For For Management 6 Reelect K. Ragunathan as Director For For Management 7 Reelect Savita Mahajan as Director For For Management 8 Reelect Avnit Bimal Singh as Director For For Management 9 Approve Reappointment and Remuneration For For Management of P. Sarath Chandra Reddy as Whole-time Director 10 Approve Revision in the Remuneration For For Management of M. Madan Mohan Reddy as Whole-time Director 11 Approve Revision in the Remuneration For For Management of N. Govindarajan as Managing Director -------------------------------------------------------------------------------- AUROBINDO PHARMA LIMITED Ticker: 524804 Security ID: Y04527142 Meeting Date: NOV 30, 2019 Meeting Type: Court Record Date: NOV 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Scheme of Amalgamation For For Management -------------------------------------------------------------------------------- AURORA CANNABIS INC. Ticker: ACB Security ID: 05156X108 Meeting Date: NOV 08, 2019 Meeting Type: Annual Record Date: SEP 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Fix Number of Directors at Eight For For Management 2.1 Elect Director Michael Singer For Withhold Management 2.2 Elect Director Terry Booth For Withhold Management 2.3 Elect Director Steve Dobler For Withhold Management 2.4 Elect Director Ronald Funk For For Management 2.5 Elect Director Jason Dyck For Withhold Management 2.6 Elect Director Norma Beauchamp For For Management 2.7 Elect Director Margaret Shan Atkins For For Management 2.8 Elect Director Adam Szweras For Withhold Management 3 Ratify KPMG LLP as Auditors For For Management 4 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- AUSNET SERVICES LTD. Ticker: AST Security ID: Q0708Q109 Meeting Date: JUL 18, 2019 Meeting Type: Annual Record Date: JUL 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 2a Elect Li Lequan as Director For For Management 2b Elect Tan Chee Meng as Director For For Management 2c Elect Peter Mason as Director For Against Management 3 Approve Remuneration Report For For Management 4a Approve Grant of Equity Awards to Nino For For Management Ficca 4b Approve Grant of Equity Awards to Tony For For Management Narvaez 5 Approve the Issuance of Up to 10 For For Management Percent of the Company's Issued Capital 6 Approve Issuance of Shares Under the For For Management Dividend Reinvestment Plan 7 Approve Issuance of Shares Under the For For Management Employee Incentive Scheme -------------------------------------------------------------------------------- AUSTRALIA & NEW ZEALAND BANKING GROUP LIMITED Ticker: ANZ Security ID: Q09504137 Meeting Date: DEC 17, 2019 Meeting Type: Annual Record Date: DEC 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 2a Elect Paul Dominic O'Sullivan as For For Management Director 2b Elect Graeme Richard Liebelt as For For Management Director 2c Elect Sarah Jane Halton as Director For For Management 3 Approve Remuneration Report For For Management 4 Approve the Spill Resolution Against Against Management 5 Approve Grant of Performance Rights to For For Management Shayne Elliott 6 Approve the Amendments to the Against Against Shareholder Company's Constitution 7 Approve Transition Planning Disclosure Against Against Shareholder 8 Approve Suspension of Memberships of Against Against Shareholder Industry Associations That Are Involved in Lobbying Inconsistent with the Goals of the Paris Agreement -------------------------------------------------------------------------------- AUTO TRADER GROUP PLC Ticker: AUTO Security ID: G06708104 Meeting Date: SEP 19, 2019 Meeting Type: Annual Record Date: SEP 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Final Dividend For For Management 4 Re-elect Ed Williams as Director For For Management 5 Re-elect Trevor Mather as Director For For Management 6 Re-elect Nathan Coe as Director For For Management 7 Re-elect David Keens as Director For For Management 8 Re-elect Jill Easterbrook as Director For For Management 9 Re-elect Jeni Mundy as Director For For Management 10 Elect Catherine Faiers as Director For For Management 11 Reappoint KPMG LLP as Auditors For For Management 12 Authorise Board to Fix Remuneration of For For Management Auditors 13 Authorise Issue of Equity For For Management 14 Authorise Issue of Equity without For For Management Pre-emptive Rights 15 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Specified Capital Investment 16 Authorise Market Purchase of Ordinary For For Management Shares 17 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- AUTOHOME INC. Ticker: ATHM Security ID: 05278C107 Meeting Date: DEC 18, 2019 Meeting Type: Annual Record Date: NOV 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Han Qiu For Against Management 2 Elect Director Dazong Wang For For Management 3 Elect Director Junling Liu For For Management -------------------------------------------------------------------------------- AVENUE SUPERMARTS LIMITED Ticker: 540376 Security ID: Y04895101 Meeting Date: AUG 20, 2019 Meeting Type: Annual Record Date: AUG 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Reelect Manjri Chandak as Director For For Management 3 Approve Borrowing by Issuance of For For Management Secured, Rated, Cumulative, Redeemable, Non-convertible Debentures on Private Placement Basis 4 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 5 Approve Avenue Supermarts Limited For Against Management Employee Stock Option Scheme 2016 6 Approve Grant of Options Under Avenue For Against Management Supermarts Limited Employee Stock Options Scheme 2016 to Employees of the Subsidiary Companies -------------------------------------------------------------------------------- AVICHINA INDUSTRY & TECHNOLOGY COMPANY LIMITED Ticker: 2357 Security ID: Y0485Q109 Meeting Date: AUG 23, 2019 Meeting Type: Special Record Date: AUG 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Asset Swap Agreement and For For Management Related Transactions 2 Amend Articles Re: Change of For For Management Registered Address -------------------------------------------------------------------------------- AVICHINA INDUSTRY & TECHNOLOGY COMPANY LIMITED Ticker: 2357 Security ID: Y0485Q109 Meeting Date: FEB 13, 2020 Meeting Type: Special Record Date: JAN 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Equity Acquisition and Share For For Management Issuance Agreement, Grant of Specific Mandate to Issue Consideration Shares and Related Transactions -------------------------------------------------------------------------------- AVICHINA INDUSTRY & TECHNOLOGY COMPANY LIMITED Ticker: 2357 Security ID: Y0485Q109 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: APR 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Supervisory For For Management Committee 3 Approve 2019 Audited Financial For For Management Statements 4 Approve 2019 Profit Distribution Plan For For Management and Distribution of Final Dividend 5 Approve ShineWing (HK) CPA Ltd. and For For Management ShineWing Certified Public Accountant LLP as International and Domestic Auditors Respectively and Authorize Board to Fix Their Remuneration 6 Other Business by Way of Ordinary For Against Management Resolution 7 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights for H Shares 8 Authorize Repurchase of Issued H Share For For Management Capital 9 Other Business by Way of Special For Against Management Resolution -------------------------------------------------------------------------------- AVIVA PLC Ticker: AV Security ID: G0683Q109 Meeting Date: MAY 26, 2020 Meeting Type: Annual Record Date: MAY 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Final Dividend (Withdrawn) For Abstain Management 4 Elect Amanda Blanc as Director For For Management 5 Elect George Culmer as Director For For Management 6 Elect Patrick Flynn as Director For For Management 7 Elect Jason Windsor as Director For For Management 8 Re-elect Patricia Cross as Director For For Management 9 Re-elect Belen Romana Garcia as For For Management Director 10 Re-elect Michael Mire as Director For For Management 11 Re-elect Sir Adrian Montague as For For Management Director 12 Re-elect Maurice Tulloch as Director For For Management 13 Reappoint PricewaterhouseCoopers LLP For For Management as Auditors 14 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 15 Authorise EU Political Donations and For For Management Expenditure 16 Authorise Issue of Equity For For Management 17 Authorise Issue of Equity without For For Management Pre-emptive Rights 18 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 19 Authorise Issue of Equity in Relation For For Management to Any Issuance of SII Instruments 20 Authorise Issue of Equity without For For Management Pre-emptive Rights in Relation to Any Issuance of SII Instruments 21 Authorise Issue of Sterling New For For Management Preference Shares 22 Authorise Issue of Sterling New For For Management Preference Shares without Pre-emptive Rights 23 Authorise Market Purchase of Ordinary For For Management Shares 24 Authorise Market Purchase of 8 3/4 % For For Management Preference Shares 25 Authorise Market Purchase of 8 3/8 % For For Management Preference Shares 26 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- AXA SA Ticker: CS Security ID: F06106102 Meeting Date: JUN 30, 2020 Meeting Type: Annual/Special Record Date: JUN 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 0.73 per Share 4 Approve Compensation of Corporate For For Management Officers 5 Approve Compensation of Denis Duverne, For For Management Chairman of the Board 6 Approve Compensation of Thomas Buberl, For Against Management CEO 7 Approve Remuneration Policy of CEO For Against Management 8 Approve Remuneration Policy of For For Management Chairman of the Board 9 Approve Remuneration Policy of For For Management Directors 10 Approve Auditors' Special Report on For For Management Related-Party Transactions Mentioning the Absence of New Transactions 11 Reelect Angelien Kemna as Director For For Management 12 Reelect Irene Dorner as Director For For Management 13 Elect Isabel Hudson as Director For For Management 14 Elect Antoine Gosset-Grainville as For For Management Director 15 Elect Marie-France Tschudin as Director For For Management 16 Elect Helen Browne as Director For For Shareholder A Elect Jerome Amouyal as Director Against Against Shareholder B Elect Constance Reschke as Director Against Against Shareholder C Elect Bamba Sall as Director Against Against Shareholder D Elect Bruno Guy-Wasier as Director Against Against Shareholder E Elect Timothy Leary as Director Against Against Shareholder F Elect Ashitkumar Shah as Director Against Against Shareholder 17 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 18 Authorize Capital Issuances for Use in For Against Management Employee Stock Purchase Plans 19 Authorize Capital Issuances for Use in For Against Management Employee Stock Purchase Plans Reserved for Employees of the Group's Subsidiaries 20 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 21 Amend Article 10 of Bylaws Re: For For Management Employee Representatives 22 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- AXIS BANK Ticker: 532215 Security ID: Y0487S137 Meeting Date: AUG 21, 2019 Meeting Type: Special Record Date: JUL 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- AXIS BANK LIMITED Ticker: 532215 Security ID: Y0487S137 Meeting Date: JAN 09, 2020 Meeting Type: Special Record Date: NOV 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Reelect S. Vishvanathan as Director For For Management -------------------------------------------------------------------------------- AXIS BANK LTD. Ticker: 532215 Security ID: Y0487S137 Meeting Date: JUL 20, 2019 Meeting Type: Annual Record Date: JUL 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend For For Management 3 Reelect Usha Sangwan as Director For Against Management 4 Approve Appointment and Remuneration For For Management of Rakesh Makhija as Non-Executive (Part-Time) Chairman 5 Approve Revision in the Remuneration For For Management of Amitabh Chaudhry as Managing Director & CEO 6 Approve Revision in the Remuneration For For Management of Rajiv Anand as Executive Director (Wholesale Banking) 7 Approve Reappointment and Remuneration For For Management of Rajiv Anand as Whole Time Director Designated as the Executive Director (Wholesale Banking) 8 Approve Revision in the Remuneration For For Management of Rajesh Dahiya as Executive Director (Corporate Centre) 9 Approve Reappointment and Remuneration For For Management of Rajesh Dahiya as Whole Time Director Designated as the Executive Director (Corporate Centre) 10 Elect Pralay Mondal as Director For For Management 11 Approve Appointment and Remuneration For For Management of Pralay Mondal as Whole Time Director Designated as the Executive Director (Retail Banking) 12 Approve Issuance of Debt Securities on For For Management Private Placement Basis 13 Approve Commission to Non-Executive For For Management Directors, Excluding the Non-Executive (Part-Time) Chairman of the Bank -------------------------------------------------------------------------------- AYALA CORPORATION Ticker: AC Security ID: Y0486V115 Meeting Date: APR 24, 2020 Meeting Type: Annual Record Date: MAR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting For For Management 2 Approve Annual Report For For Management 3 Ratify Acts of the Board of Directors For For Management and Officers 4.1 Elect Jaime Augusto Zobel de Ayala as For For Management Director 4.2 Elect Fernando Zobel de Ayala as For For Management Director 4.3 Elect Delfin L. Lazaro as Director For For Management 4.4 Elect Keiichi Matsunaga as Director For For Management 4.5 Elect Xavier P. Loinaz as Director For For Management 4.6 Elect Rizalina G. Mantaring as Director For For Management 4.7 Elect Antonio Jose U. Periquet as For For Management Director 5 Elect SyCip Gorres Velayo & Co. as For For Management Independent Auditor and Fix Its Remuneration 6 Approve Other Matters For Against Management -------------------------------------------------------------------------------- AYALA LAND, INC. Ticker: ALI Security ID: Y0488F100 Meeting Date: APR 22, 2020 Meeting Type: Annual Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting For For Management 2 Approve Annual Report For For Management 3 Ratify Acts of the Board of Directors For For Management and Officers 4.1 Elect Fernando Zobel de Ayala as For Against Management Director 4.2 Elect Jaime Augusto Zobel de Ayala as For For Management Director 4.3 Elect Bernard Vincent O. Dy as Director For For Management 4.4 Elect Antonino T. Aquino as Director For Against Management 4.5 Elect Arturo G. Corpuz as Director For For Management 4.6 Elect Rizalina G. Mantaring as Director For Against Management 4.7 Elect Rex Ma. A. Mendoza as Director For For Management 4.8 Elect Sherisa P. Nuesa as Director For For Management 4.9 Elect Cesar V. Purisima as Director For Against Management 5 Elect SyCip Gorres Velayo & Co. as For Against Management Independent Auditor and Fixing of Its Remuneration 6 Approve Other Matters For Against Management -------------------------------------------------------------------------------- AZRIELI GROUP LTD. Ticker: AZRG Security ID: M1571Q105 Meeting Date: AUG 11, 2019 Meeting Type: Annual/Special Record Date: JUL 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amended Compensation Policy For For Management for the Directors and Officers of the Company 2 Approve Amended Bonus Plan for CEO For For Management 3 Approve Amended Management Services For For Management Agreement with Company Owned by Danna Azrieli Hakim, Active Chairwoman 4.1 Elect Ehud Rassabi as External Director For For Management 4.2 Elect Joseph Shachak as External For For Management Director 5 Elect Dan Yitshak Gillerman as Director For For Management 6.1 Reelect Danna Azrieli Hakim as Director For For Management 6.2 Reelect Sharon Rachelle Azrieli as For For Management Director 6.3 Reelect Naomi Sara Azrieli as Director For For Management 6.4 Reelect Menachem Einan as Director For Against Management 6.5 Reelect Tzipora Carmon as Director For For Management 6.6 Reelect Oran Dror as Director For For Management 7 Reappoint Deloitte Brightman Almagor For Against Management Zohar as Auditors 8 Discuss Financial Statements and the None None Management Report of the Board for 2017 A Vote FOR if you are a controlling None Against Management shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager B1 If you are an Interest Holder as None Against Management defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. B2 If you are a Senior Officer as defined None Against Management in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. B3 If you are an Institutional Investor None For Management as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. -------------------------------------------------------------------------------- AZRIELI GROUP LTD. Ticker: AZRG Security ID: M1571Q105 Meeting Date: APR 30, 2020 Meeting Type: Special Record Date: APR 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Issue Extension of Indemnification and For For Management Exemption Agreements to Sharon Rachelle Azrieli and Naomi Sara Azrieli, Controllers and Directors A Vote FOR if you are a controlling None Against Management shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager B1 If you are an Interest Holder as None Against Management defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. B2 If you are a Senior Officer as defined None Against Management in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. B3 If you are an Institutional Investor None For Management as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. -------------------------------------------------------------------------------- B2W COMPANHIA DIGITAL Ticker: BTOW3 Security ID: P19055113 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2019 2 Approve Remuneration of Company's For For Management Management 3 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? -------------------------------------------------------------------------------- B2W COMPANHIA DIGITAL Ticker: BTOW3 Security ID: P19055113 Meeting Date: APR 30, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Corporate Purpose For For Management 2 Amend Article 5 to Reflect Changes in For For Management Capital 3 Amend Article 9 For For Management 4 Consolidate Bylaws For For Management 5 Ratify Acquisition of SuperNow Portal For For Management e Servicos de Internet Ltda -------------------------------------------------------------------------------- B3 SA-BRASIL, BOLSA, BALCAO Ticker: B3SA3 Security ID: ADPV40583 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2019 2 Approve Allocation of Income and For For Management Dividends 3 Approve Remuneration of Company's For For Management Management 4 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? 5 Elect Fiscal Council Members For For Management 6 In Case One of the Nominees Leaves the None Against Management Fiscal Council Slate Due to a Separate Minority Election, as Allowed Under Articles 161 and 240 of the Brazilian Corporate Law, May Your Votes Still Be Counted for the Proposed Slate? 7 Approve Remuneration of Fiscal Council For For Management Members -------------------------------------------------------------------------------- B3 SA-BRASIL, BOLSA, BALCAO Ticker: B3SA3 Security ID: ADPV40583 Meeting Date: APR 30, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles to Reflect Changes in For For Management Capital 2 Amend Corporate Purpose For For Management 3 Amend Article For For Management 4 Remove Transitory Disposition in For For Management Article 79 5 Approve Renumbering of Articles For For Management 6 Consolidate Bylaws For For Management -------------------------------------------------------------------------------- BAE SYSTEMS PLC Ticker: BA Security ID: G06940103 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAY 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Policy For For Management 3 Approve Remuneration Report For For Management 4 Re-elect Revathi Advaithi as Director For For Management 5 Re-elect Sir Roger Carr as Director For For Management 6 Re-elect Dame Elizabeth Corley as For For Management Director 7 Re-elect Christopher Grigg as Director For For Management 8 Re-elect Paula Reynolds as Director For For Management 9 Re-elect Nicholas Rose as Director For For Management 10 Re-elect Ian Tyler as Director For For Management 11 Re-elect Charles Woodburn as Director For For Management 12 Elect Thomas Arseneault as Director For For Management 13 Elect Bradley Greve as Director For For Management 14 Elect Jane Griffiths as Director For For Management 15 Elect Stephen Pearce as Director For For Management 16 Elect Nicole Piasecki as Director For For Management 17 Reappoint Deloitte LLP as Auditors For For Management 18 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 19 Authorise EU Political Donations and For For Management Expenditure 20 Authorise Issue of Equity For For Management 21 Authorise Issue of Equity without For For Management Pre-emptive Rights 22 Authorise Market Purchase of Ordinary For For Management Shares 23 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- BAIC MOTOR CORPORATION LIMITED Ticker: 1958 Security ID: Y0506H104 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: MAY 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Board of For For Management Supervisors 3 Approve 2019 Financial Report For For Management 4 Approve 2019 Profits Distribution and For For Management Dividends Distribution Plan 5 Approve PricewaterhouseCoopers as For For Management International Auditor and PricewaterhouseCoopers Zhong Tian LLP as Domestic Auditor and Authorize Board to Fix Their Remuneration 6 Elect Qi Chunyu as Supervisor For For Management 7 Approve Grant of General Mandate for For For Management the Issuance of Debt Financing Instruments 8 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 9 Authorize Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- BAIC MOTOR CORPORATION LIMITED Ticker: 1958 Security ID: Y0506H104 Meeting Date: JUN 18, 2020 Meeting Type: Special Record Date: MAY 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- BAJAJ AUTO LIMITED Ticker: 532977 Security ID: Y05490100 Meeting Date: JUL 26, 2019 Meeting Type: Annual Record Date: JUL 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend For For Management 3 Reelect Sanjivnayan Rahulkumar Bajaj For For Management as Director 4 Reelect Pradeep Shrivastava as Director For For Management 5 Elect Rakesh Sharma as Director For For Management 6 Approve Appointment and Remuneration For For Management of Rakesh Sharma as Whole-time Director, Designated as Executive Director 7 Elect Lila Firoz Poonawalla as Director For For Management 8 Elect Pradip Panalal Shah as Director For Against Management 9 Reelect Nanoo Gobindram Pamnani as For For Management Director 10 Reelect Balaji Rao Jagannathrao For For Management Doveton as Director 11 Maintain Maximum Number of Directors For For Management -------------------------------------------------------------------------------- BAJAJ AUTO LIMITED Ticker: 532977 Security ID: Y05490100 Meeting Date: MAR 14, 2020 Meeting Type: Special Record Date: JAN 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect and Approve Continuation of For For Management Rahulkumar Kamalnayan Bajaj as Director, Designated as Chairman 2 Approve Remuneration of Rahulkumar For For Management Kamalnayan Bajaj as Non-Executive Director and Chairman 3 Adopt New Articles of Association For For Management 4 Approve Limit on Foreign Portfolio For Against Management Investors' Investment -------------------------------------------------------------------------------- BAJAJ FINANCE LIMITED Ticker: 500034 Security ID: Y0547D112 Meeting Date: JUL 25, 2019 Meeting Type: Annual Record Date: JUL 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend For For Management 3 Reelect Rajivnayan Rahulkumar Bajaj as For For Management Director 4 Elect Naushad Darius Forbes as Director For For Management 5 Elect Anami N Roy as Director For For Management 6 Reelect Nanoo Gobindram Pamnani as For For Management Director 7 Reelect Dipak Kumar Poddar as Director For For Management 8 Reelect Ranjan Surajprakash Sanghi as For For Management Director 9 Reelect Balaji Rao Jagannathrao For For Management Doveton as Director 10 Reelect Omkar Goswami as Director For Against Management 11 Reelect Gita Piramal as Director For For Management 12 Approve Rahulkumar Kamalnayan Bajaj to For For Management Continue Office as Non-Executive and Non-Independent Director 13 Approve Issuance of Non-Convertible For For Management Debentures on Private Placement Basis -------------------------------------------------------------------------------- BAJAJ FINANCE LIMITED Ticker: 500034 Security ID: Y0547D112 Meeting Date: OCT 23, 2019 Meeting Type: Special Record Date: SEP 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- BAJAJ FINANCE LIMITED Ticker: 500034 Security ID: Y0547D112 Meeting Date: MAR 15, 2020 Meeting Type: Special Record Date: JAN 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association - Board For For Management Related 2 Approve Limit on Foreign Portfolio For Against Management Investors' Investment 3 Approve Increase in Borrowing Powers For For Management 4 Approve Pledging of Assets for Debt For For Management -------------------------------------------------------------------------------- BAJAJ FINSERV LIMITED Ticker: 532978 Security ID: Y0548X109 Meeting Date: JUL 25, 2019 Meeting Type: Annual Record Date: JUL 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend For For Management 3 Reelect Madhurkumar Ramkrishnaji Bajaj For For Management as Director 4 Approve Remuneration of Cost Auditors For For Management 5 Elect Anami N Roy as Director For For Management 6 Elect Manish Santoshkumar Kejriwal as For For Management Director 7 Reelect Nanoo Gobindram Pamnani as For For Management Director 8 Reelect Balaji Rao Jagannathrao For For Management Doveton as Director 9 Reelect Gita Piramal as Director For For Management 10 Approve Rahulkumar Kamalnayan Bajaj to For For Management Continue Office as Non-Executive Director 11 Approve Payment of Remuneration to For Against Management Sanjivnayan Rahulkumar Bajaj as Managing Director & CEO -------------------------------------------------------------------------------- BAJAJ FINSERV LIMITED Ticker: 532978 Security ID: Y0548X109 Meeting Date: MAR 14, 2020 Meeting Type: Special Record Date: JAN 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt New Articles of Association For For Management 2 Approve Limit on Foreign Portfolio For Against Management Investors' Investment -------------------------------------------------------------------------------- BALOISE HOLDING AG Ticker: BALN Security ID: H04530202 Meeting Date: APR 24, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Discharge of Board and Senior For For Management Management 3 Approve Allocation of Income and For For Management Dividends of CHF 6.40 per Share 4.1a Reelect Andreas Burckhardt as Director For For Management and Board Chairman 4.1b Reelect Andreas Beerli as Director For For Management 4.1c Reelect Christoph Gloor as Director For For Management 4.1d Reelect Hugo Lasat as Director For For Management 4.1e Reelect Christoph Maeder as Director For For Management 4.1f Reelect Markus Neuhaus as Director For For Management 4.1g Reelect Thomas von Planta as Director For For Management 4.1h Reelect Thomas Pleines as Director For For Management 4.1i Reelect Hans-Joerg Schmidt-Trenz as For For Management Director 4.1j Reelect Marie-Noelle Venturi - For For Management Zen-Ruffinen as Director 4.2.1 Appoint Christoph Maeder as Member of For For Management the Compensation Committee 4.2.2 Appoint Thomas Pleines as Member of For For Management the Compensation Committee 4.2.3 Appoint Hans-Joerg Schmidt-Trenz as For For Management Member of the Compensation Committee 4.2.4 Appoint Marie-Noelle For For Management Venturi-Zen-Ruffinen as Member of the Compensation Committee 4.3 Designate Christophe Sarasin as For For Management Independent Proxy 4.4 Ratify Ernst & Young AG as Auditors For For Management 5.1 Approve Remuneration of Directors in For For Management the Amount of CHF 3.4 Million 5.2.1 Approve Fixed Remuneration of For For Management Executive Committee in the Amount of CHF 4 Million 5.2.2 Approve Variable Remuneration of For For Management Executive Committee in the Amount of CHF 5.2 Million 6 Transact Other Business (Voting) For Against Management -------------------------------------------------------------------------------- BANCO BILBAO VIZCAYA ARGENTARIA SA Ticker: BBVA Security ID: E11805103 Meeting Date: MAR 13, 2020 Meeting Type: Annual Record Date: MAR 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Consolidated and Standalone For For Management Financial Statements 1.2 Approve Non-Financial Information For For Management Statement 1.3 Approve Allocation of Income and For For Management Dividends 1.4 Approve Discharge of Board For For Management 2.1 Reelect Lourdes Maiz Carro as Director For For Management 2.2 Reelect Susana Rodriguez Vidarte as For For Management Director 2.3 Elect Raul Catarino Galamba de For For Management Oliveira as Director 2.4 Elect Ana Leonor Revenga Shanklin as For For Management Director 2.5 Elect Carlos Vicente Salazar Lomelin For For Management as Director 3 Fix Maximum Variable Compensation Ratio For For Management 4 Renew Appointment of KPMG Auditores as For For Management Auditor 5 Authorize Board to Ratify and Execute For For Management Approved Resolutions 6 Advisory Vote on Remuneration Report For For Management -------------------------------------------------------------------------------- BANCO BRADESCO SA Ticker: BBDC4 Security ID: P1808G109 Meeting Date: AUG 30, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Ratify KPMG Auditores Independentes as For For Management the Firm to Appraise Proposed Transaction 2 Approve Independent Firm's Appraisal For For Management 3 Approve Agreement to Absorb Bradesco For For Management Cartoes 4 Approve Absorption of Bradesco Cartoes For For Management -------------------------------------------------------------------------------- BANCO BRADESCO SA Ticker: BBDC4 Security ID: P1808G109 Meeting Date: AUG 30, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acquisition of BAC Florida Bank For For Management 2 Ratify PricewaterhouseCoopers Servicos For For Management Professionais Ltda. as the Independent Firm to Appraise Proposed Transaction -------------------------------------------------------------------------------- BANCO BRADESCO SA Ticker: BBDC4 Security ID: P1808G109 Meeting Date: AUG 30, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Genival Francisco da Silva as None For Shareholder Alternate Fiscal Council Member Appointed by Minority Shareholder 2 Amend Article 5 Re: Corporate Purpose For For Management 3 Amend Article 8 For For Management 4 Amend Article 9 For For Management 5 Consolidate Bylaws For For Management -------------------------------------------------------------------------------- BANCO BRADESCO SA Ticker: BBDC4 Security ID: P1808G109 Meeting Date: MAR 10, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2019 2 Approve Allocation of Income and For For Management Dividends 3 Fix Number of Directors at Ten For For Management 4 Do You Wish to Adopt Cumulative Voting None Abstain Management for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 5.1 Elect Luiz Carlos Trabuco Cappi as For Against Management Board Chairman 5.2 Elect Carlos Alberto Rodrigues For Against Management Guilherme as Board Vice-Chairman 5.3 Elect Denise Aguiar Alvarez as Director For Against Management 5.4 Elect Joao Aguiar Alvarez as Director For Against Management 5.5 Elect Milton Matsumoto as Director For Against Management 5.6 Elect Alexandre da Silva Gluher as For Against Management Director 5.7 Elect Josue Augusto Pancini as Director For Against Management 5.8 Elect Mauricio Machado de Minas as For Against Management Director 5.9 Elect Walter Luis Bernardes Albertoni For For Management as Independent Director 5.10 Elect Samuel Monteiro dos Santos For For Management Junior as Independent Director 6 In Case Cumulative Voting Is Adopted, None Abstain Management Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? 7.1 Percentage of Votes to Be Assigned - None Abstain Management Elect Luiz Carlos Trabuco Cappi as Board Chairman 7.2 Percentage of Votes to Be Assigned - None Abstain Management Elect Carlos Alberto Rodrigues Guilherme as Board Vice-Chairman 7.3 Percentage of Votes to Be Assigned - None Abstain Management Elect Denise Aguiar Alvarez as Director 7.4 Percentage of Votes to Be Assigned - None Abstain Management Elect Joao Aguiar Alvarez as Director 7.5 Percentage of Votes to Be Assigned - None Abstain Management Elect Milton Matsumoto as Director 7.6 Percentage of Votes to Be Assigned - None Abstain Management Elect Alexandre da Silva Gluher as Director 7.7 Percentage of Votes to Be Assigned - None Abstain Management Elect Josue Augusto Pancini as Director 7.8 Percentage of Votes to Be Assigned - None Abstain Management Elect Mauricio Machado de Minas as Director 7.9 Percentage of Votes to Be Assigned - None Abstain Management Elect Walter Luis Bernardes Albertoni as Independent Director 7.10 Percentage of Votes to Be Assigned - None Abstain Management Elect Samuel Monteiro dos Santos Junior as Independent Director 8 Elect Fiscal Council Members For Abstain Management 9 In Case One of the Nominees Leaves the None Against Management Fiscal Council Slate Due to a Separate Minority Election, as Allowed Under Articles 161 and 240 of the Brazilian Corporate Law, May Your Votes Still Be Counted for the Proposed Slate? 10 Elect Ivanyra Maura de Medeiros Correa None For Shareholder as Fiscal Council Member and Genival Francisco da Silva as Alternate Appointed by Minority Shareholder 11 Approve Remuneration of Company's For For Management Management 12 Approve Remuneration of Fiscal Council For For Management Members -------------------------------------------------------------------------------- BANCO BRADESCO SA Ticker: BBDC4 Security ID: P1808G109 Meeting Date: MAR 10, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Capitalization of Reserves For For Management for Bonus Issue and Amend Article 6 Accordingly 2 Amend Article 8 For For Management -------------------------------------------------------------------------------- BANCO BRADESCO SA Ticker: BBDC4 Security ID: P1808G117 Meeting Date: MAR 10, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Cristiana Pereira as Fiscal None For Shareholder Council Member and Reginaldo Ferreira Alexandre as Alternate Appointed by Preferred Shareholder -------------------------------------------------------------------------------- BANCO BTG PACTUAL SA Ticker: BPAC5 Security ID: ADPV39929 Meeting Date: DEC 20, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Ratify RSM ACAL Auditores For For Management Independentes S/S as the Independent Firm to Appraise Proposed Transaction 2 Approve Independent Firm's Appraisal For For Management 3 Approve Agreement to Absorb For For Management Novaportfolio Participacoes S.A. 4 Approve Absorption of Novaportfolio For For Management Participacoes S.A. 5 Approve Conversion of Class B For For Management Preferred Shares into Class A Preferred Shares 6 Amend Article 5 to Reflect Changes in For For Management Capital 7 Consolidate Bylaws For For Management -------------------------------------------------------------------------------- BANCO BTG PACTUAL SA Ticker: BPAC5 Security ID: ADPV39929 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2019 2 Approve Allocation of Income For For Management 3 Do You Wish to Adopt Cumulative Voting None Abstain Management for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 4.1 Elect Roberto Balls Sallouti as For Against Management Director 4.2 Elect Claudio Eugenio Stiller Galeazzi For Against Management as Independent Director 4.3 Elect John Huw Gwili Jenkins as For Against Management Director 4.4 Elect Mark Clifford Maletz as For For Management Independent Director 4.5 Elect Nelson Azevedo Jobim as Director For For Management 4.6 Elect Guillermo Ortiz Martinez as For Against Management Director 4.7 Elect Eduardo Henrique de Mello Motta For Against Management Loyo as Director 5 In Case Cumulative Voting Is Adopted, None Abstain Management Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? 6.1 Percentage of Votes to Be Assigned - None Abstain Management Elect Roberto Balls Sallouti as Director 6.2 Percentage of Votes to Be Assigned - None Abstain Management Elect Claudio Eugenio Stiller Galeazzi as Independent Director 6.3 Percentage of Votes to Be Assigned - None Abstain Management Elect John Huw Gwili Jenkins as Director 6.4 Percentage of Votes to Be Assigned - None Abstain Management Elect Mark Clifford Maletz as Independent Director 6.5 Percentage of Votes to Be Assigned - None Abstain Management Elect Nelson Azevedo Jobim as Director 6.6 Percentage of Votes to Be Assigned - None Abstain Management Elect Guillermo Ortiz Martinez as Director 6.7 Percentage of Votes to Be Assigned - None Abstain Management Elect Eduardo Henrique de Mello Motta Loyo as Director 7 As an Ordinary Shareholder, Would You None For Management like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 8 As a Preferred Shareholder, Would You None For Management like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 9 In Case Neither Class of Shares None For Management Reaches the Minimum Quorum Required by the Brazilian Corporate Law to Elect a Board Representative in Separate Elections, Would You Like to Use Your Votes to Elect the Candidate with More Votes to Represent Both Classes? 10 Approve Remuneration of Company's For Against Management Management 11 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? -------------------------------------------------------------------------------- BANCO BTG PACTUAL SA Ticker: BPAC5 Security ID: ADPV39929 Meeting Date: APR 28, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Article 24 For For Management 2 Consolidate Bylaws For For Management -------------------------------------------------------------------------------- BANCO DE CHILE SA Ticker: CHILE Security ID: P0939W108 Meeting Date: MAR 26, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor a Approve Financial Statements and For For Management Statutory Reports b Approve Allocation of Income and For For Management Dividends of CLP 3.47 Per Share c Elect Directors For Against Management d Approve Remuneration of Directors For For Management e Approve Remuneration and Budget of For For Management Directors and Audit Committee f Appoint Auditors For For Management g Designate Risk Assessment Companies For For Management h Present Directors and Audit For For Management Committee's Report i Receive Report Regarding Related-Party For For Management Transactions j Other Business For Against Management -------------------------------------------------------------------------------- BANCO DE CREDITO E INVERSIONES SA Ticker: BCI Security ID: P32133111 Meeting Date: APR 08, 2020 Meeting Type: Annual Record Date: APR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor a Accept Financial Statements and For For Management Statutory Reports b Approve Allocation of Income and For For Management Dividends of CLP 1,000 Per Share c Approve Remuneration of Directors For For Management d Approve Remuneration and Budget of For For Management Directors' Committee and Their Advisers e Appoint Auditors For For Management f Designate Risk Assessment Companies For For Management g Receive 2019 Report on Performance, For For Management Management and Costs from Directors' Committee h Receive Report Regarding Related-Party For For Management Transactions i Designate Newspaper to Publish Meeting For For Management Announcements j Other Business For Against Management -------------------------------------------------------------------------------- BANCO DE CREDITO E INVERSIONES SA Ticker: BCI Security ID: P32133111 Meeting Date: APR 08, 2020 Meeting Type: Special Record Date: APR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor a.1 Authorize Capitalization of CLP 261.03 For For Management Billion via Bonus Stock Issuance a.2 Authorize Capitalization of CLP 29,302 For For Management Without Bonus Stock Issuance b Amend Articles to Reflect Changes in For Against Management Capital c Adopt Necessary Agreements to Legalize For Against Management and Execute Amendments to Articles Approved by this General Meeting -------------------------------------------------------------------------------- BANCO DE SABADELL SA Ticker: SAB Security ID: E15819191 Meeting Date: MAR 25, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Consolidated and Standalone For For Management Financial Statements and Discharge of Board 2 Approve Non-Financial Information For For Management Statement 3 Approve Allocation of Income and For For Management Dividends 4 Elect Mireya Gine Torrens as Director For For Management 5 Fix Maximum Variable Compensation For For Management Ratio of Designated Group Members 6 Authorize Board to Ratify and Execute For For Management Approved Resolutions 7 Advisory Vote on Remuneration Report For For Management -------------------------------------------------------------------------------- BANCO DO BRASIL SA Ticker: BBAS3 Security ID: P11427112 Meeting Date: NOV 27, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Paulo Antonio Spencer Uebel as For For Management Fiscal Council Member 1.2 Elect Rafael Cavalcanti de Araujo as For For Management Fiscal Council Member 2.1 Elect Helio Lima Magalhaes as Director For For Management 2.2 Elect Marcelo Serfaty as Director For Against Management 3 In Case Cumulative Voting Is Adopted, None Abstain Management Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? 4.1 Percentage of Votes to Be Assigned - None Abstain Management Elect Helio Lima Magalhaes as Director 4.2 Percentage of Votes to Be Assigned - None Abstain Management Elect Marcelo Serfaty as Director 5 Amend Articles For For Management -------------------------------------------------------------------------------- BANCO MACRO SA Ticker: BMA Security ID: 05961W105 Meeting Date: APR 30, 2020 Meeting Type: Annual/Special Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Designate Two Shareholders to Sign For For Management Minutes of Meeting 2 Consider Financial Statements and For For Management Statutory Reports 3 Consider Discharge of Directors and For For Management Internal Statutory Auditors Committee 4 Consider Allocation of Non-Assigned For For Management Results in the Amount of ARS 40.59 Billion 5 Consider Cash Dividends Charged to For For Management Company's Reserve for Future Distributions in the Amount of ARS 12. 79 Billion 6 Consider Remuneration of Directors For For Management 7 Consider Remuneration of Internal For For Management Statutory Auditors Committee 8 Consider Remuneration of Auditors For For Management 9.1 Elect Jorge Horacio Brito as Director For For Management for a Three-Year Term 9.2 Elect Delfin Federico Ezequiel For Against Management Carballo as Director for a Three-Year Term 9.3 Elect Director for a Three-Year Term For Against Management Nominated by FGS-ANSES 9.4 Elect Director to Replace Juan Martin For Against Management Monge Varela for a One-Year Term 9.5 Elect Director to Replace Martin For Against Management Estanislao Gorosito for a Two-Year Term 9.6 Elect Alternate Director to Replace For Against Management Alejandro Guillermo Chiti for a Two-Year Term 10 Fix Number of and Elect Members and For For Management their Alternates of Internal Statutory Auditors for a One-Year Term 11 Appoint Auditors For For Management 12 Approve Budget of Audit Committee For For Management 13 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- BANCO SANTANDER (BRASIL) SA Ticker: SANB11 Security ID: P1505Z160 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2019 2 Approve Allocation of Income and For For Management Dividends 3 Approve Remuneration of Company's For Against Management Management 4 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? -------------------------------------------------------------------------------- BANCO SANTANDER (BRASIL) SA Ticker: SANB11 Security ID: P1505Z160 Meeting Date: APR 30, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles 2, 21, 22 and 24 For For Management 2 Consolidate Bylaws For For Management -------------------------------------------------------------------------------- BANCO SANTANDER (BRASIL) SA Ticker: SANB11 Security ID: P1505Z160 Meeting Date: JUN 10, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Pedro Augusto de Melo as For For Management Independent Director 2 In Case Cumulative Voting Is Adopted, None Abstain Management Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? 3 Percentage of Votes to Be Assigned - None Abstain Management Elect Pedro Augusto de Melo as Independent Director 4 Approve Board Composition For For Management 5 Consolidate Bylaws For For Management 6 Amend Articles 24 and 27 For For Management -------------------------------------------------------------------------------- BANCO SANTANDER CHILE SA Ticker: BSANTANDER Security ID: P1506A107 Meeting Date: AUG 27, 2019 Meeting Type: Special Record Date: AUG 21, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Transaction with a Related For For Management Party Re: Acquisition of 51 Percent of Shares in Santander Consumer Chile SA 2 Receive Report Regarding Related-Party None None Management Transactions 3 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- BANCO SANTANDER CHILE SA Ticker: BSANTANDER Security ID: P1506A107 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Consolidated Financial For For Management Statements and Statutory Reports 2 Approve Allocation of Income and For For Management Dividends of CLP 0.88 Per Share 3.1 Reelect Claudio Melandri as Director For For Management 3.2 Reelect Rodrigo Vergara as Director For For Management 3.3 Reelect Orlando Poblete as Director For For Management 3.4 Reelect Juan Pedro Santa Maria as For For Management Director 3.5 Reelect Lucia Santa Cruz as Director For For Management 3.6 Reelect Ana Dorrego as Director For For Management 3.7 Reelect Rodrigo Echenique as Director For For Management 3.8 Reelect Felix de Vicente as Director For For Management 3.9 Reelect Alfonso Gomez as Director For For Management 3.10 Elect Victoria Hurtado Larrain as For For Management Director Nominated by AFP 4.1 Reelect Blanca Bustamante as Alternate For For Management Director 4.2 Reelect Oscar Von Chrismar as For For Management Alternate Director 5 Approve Remuneration of Directors For For Management 6 Appoint PricewaterhouseCoopers For For Management Consultores, Auditores y Compania Limitada as Auditors 7 Designate Fitch and Feller as Risk For For Management Assessment Companies 8 Approve Remuneration and Budget of For For Management Directors' Committee and Audit Committee; Receive Directors and Audit Committee's Report 9 Receive Report Regarding Related-Party None None Management Transactions 10 Other Business None None Management -------------------------------------------------------------------------------- BANCO SANTANDER SA Ticker: SAN Security ID: E19790109 Meeting Date: JUL 22, 2019 Meeting Type: Special Record Date: JUL 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Shares in For For Management Connection with Acquisition of Shares of Banco Santander Mexico SA, Institucion de Banca Multiple, Grupo Financiero Santander Mexico 2 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- BANCO SANTANDER SA Ticker: SAN Security ID: E19790109 Meeting Date: APR 02, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.A Approve Consolidated and Standalone For For Management Financial Statements 1.B Approve Non-Financial Information For For Management Statement 1.C Approve Discharge of Board For For Management 2 Approve Allocation of Income and For For Management Dividends 3.A Fix Number of Directors at 15 For For Management 3.B Elect Luis Isasi Fernandez de For For Management Bobadilla as Director 3.C Elect Sergio Agapito Lires Rial as For For Management Director 3.D Ratify Appointment of and Elect Pamela For For Management Ann Walkden as Director 3.E Reelect Ana Patricia Botin-Sanz de For For Management Sautuola y O'Shea as Director 3.F Reelect Rodrigo Echenique Gordillo as For Against Management Director 3.G Reelect Esther Gimenez-Salinas i For For Management Colomer as Director 3.H Reelect Sol Daurella Comadran as For For Management Director 4 Ratify Appointment of For For Management PricewaterhouseCoopers as Auditor 5 Authorize Share Repurchase Program For For Management 6 Authorize Increase in Capital up to 50 For For Management Percent via Issuance of Equity or Equity-Linked Securities, Excluding Preemptive Rights of up to 10 Percent 7.A Approve Scrip Dividends For For Management 7.B Approve Scrip Dividends For For Management 8 Authorize Issuance of Non-Convertible For For Management Debt Securities up to EUR 50 Billion 9 Approve Remuneration Policy For For Management 10 Approve Remuneration of Directors For For Management 11 Fix Maximum Variable Compensation Ratio For For Management 12.A Approve Deferred Multiyear Objectives For For Management Variable Remuneration Plan 12.B Approve Deferred and Conditional For For Management Variable Remuneration Plan 12.C Approve Digital Transformation Award For For Management 12.D Approve Buy-out Policy For For Management 12.E Approve Employee Stock Purchase Plan For For Management 13 Authorize Board to Ratify and Execute For For Management Approved Resolutions 14 Advisory Vote on Remuneration Report For For Management -------------------------------------------------------------------------------- BANCOLOMBIA SA Ticker: BCOLOMBIA Security ID: P1329P141 Meeting Date: MAR 13, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Verify Quorum None None Management 2 Approve Meeting Agenda For For Management 3 Elect Meeting Approval Committee For For Management 4 Present Board and Chairman Reports For For Management 5 Present Corporate Governance Report For For Management 6 Present Audit Committee's Report For For Management 7 Present Individual and Consolidated For For Management Financial Statements 8 Present Auditor's Report For For Management 9 Approve Financial Statements and For For Management Statutory Reports 10 Approve Allocation of Income For For Management 11 Elect Directors For Against Management 12 Approve Remuneration of Directors For For Management 13 Approve Auditors and Authorize Board For Against Management to Fix Their Remuneration -------------------------------------------------------------------------------- BANDAI NAMCO HOLDINGS INC. Ticker: 7832 Security ID: Y0606D102 Meeting Date: JUN 22, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 112 2.1 Elect Director Taguchi, Mitsuaki For For Management 2.2 Elect Director Kawaguchi, Masaru For For Management 2.3 Elect Director Otsu, Shuji For For Management 2.4 Elect Director Asako, Yuji For For Management 2.5 Elect Director Miyakawa, Yasuo For For Management 2.6 Elect Director Hagiwara, Hitoshi For For Management 2.7 Elect Director Kawashiro, Kazumi For For Management 2.8 Elect Director Asanuma, Makoto For For Management 2.9 Elect Director Matsuda, Yuzuru For For Management 2.10 Elect Director Kuwabara, Satoko For For Management 2.11 Elect Director Noma, Mikiharu For For Management 2.12 Elect Director Kawana, Koichi For For Management -------------------------------------------------------------------------------- BANK ALBILAD Ticker: 1140 Security ID: M1637E104 Meeting Date: APR 26, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations for FY 2019 2 Approve Auditors' Report on Company For For Management Financial Statements for FY 2019 3 Accept Financial Statements and For For Management Statutory Reports for FY 2019 4 Ratify Auditors and Fix Their For For Management Remuneration for Q1 of FY 2020 5 Ratify Auditors and Fix Their For For Management Remuneration for Q2, Q3 and Q4 of FY 2020 and Q1 of FY 2021 6 Approve Discharge of Directors for FY For For Management 2019 7 Ratify Distributed Dividends of SAR 0. For For Management 40 per Share for First Half of FY 2019 8 Approve Dividends of SAR 0.90 per For For Management Share for FY 2019 9 Approve Interim Dividends Semi For For Management Annually or Quarterly for FY 2020 10 Approve Remuneration of Directors of For For Management SAR 3,520,000 for FY 2019 11 Amend Audit Committee Charter For For Management 12 Amend Nomination and Remuneration For For Management Committee Charter 13 Approve Standards of Engagement of For For Management Director with Other Companies 14 Approve Related Party Transactions For For Management 15 Approve Related Party Transactions Re: For For Management MASIC 16 Approve Related Party Transactions Re For For Management : Mohammed I. Alsubeaei & Sons Company 17 Approve Related Party Transactions Re: For For Management Al Argan Homes Company 18 Approve Related Party Transactions Re: For For Management Al Argan Homes Company 19 Approve Related Party Transactions Re: For For Management Al Argan Homes Company -------------------------------------------------------------------------------- BANK ALBILAD Ticker: 1140 Security ID: M1637E104 Meeting Date: MAY 12, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Share Repurchase Program Up For For Management to 5,000,000 Shares to be Allocated to Employee Share Scheme -------------------------------------------------------------------------------- BANK ALJAZIRA Ticker: 1020 Security ID: M0R43T102 Meeting Date: APR 15, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations for FY 2019 2 Accept Financial Statements and For For Management Statutory Reports for FY 2019 3 Approve Auditors' Report on Company For For Management Financial Statements for FY 2019 4 Approve Discharge of Directors for FY For For Management 2019 5 Ratify Auditors and Fix Their For For Management Remuneration for FY 2020 6 Approve Dividends of SAR 0.30 per For For Management Share for Second Half of FY 2019 7 Approve Related Party Transactions Re: For For Management Aljazira Takaful Taawuni 8 Approve Related Party Transactions Re: For For Management Aljazira Capital -------------------------------------------------------------------------------- BANK HAPOALIM BM Ticker: POLI Security ID: M1586M115 Meeting Date: JUL 18, 2019 Meeting Type: Annual Record Date: JUN 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Discuss Financial Statements and the None None Management Report of the Board 2 Reappoint Somekh Chaikin and Ziv Haft For For Management as Joint Auditors 3 Amend Articles Re: Board-Related For For Management Matters 4.1 Elect David Avner as External Director For Did Not Vote Management 4.2 Elect Arie Orlev as External Director For For Management 5.1 Elect Noam Hanegbi as External Director For Abstain Management 5.2 Elect Israel Zichl as External Director For For Management 5.3 Reelect Ruben Krupik as External For For Management Director 6.1 Elect Tamar Bar Noy Gottlin as Director For Abstain Management 6.2 Reelect Oded Eran as Director For For Management 6.3 Elect David Zvilichovsky as Director For For Management A Vote FOR if you are a controlling None Against Management shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager B1 If you are an Interest Holder as None Against Management defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. B2 If you are a Senior Officer as defined None Against Management in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. B3 If you are an Institutional Investor None For Management as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. -------------------------------------------------------------------------------- BANK HAPOALIM BM Ticker: POLI Security ID: M1586M115 Meeting Date: DEC 26, 2019 Meeting Type: Special Record Date: NOV 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Temporary Extension of For For Management Compensation Policy for the Directors and Officers of the Company 2 Approve Amended Employment Terms of For For Management Oded Eran, Chairman 3 Approve Amended Employment Terms of For For Management Dov Kotler, CEO A Vote FOR if you are a controlling None Against Management shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager B1 If you are an Interest Holder as None Against Management defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. B2 If you are a Senior Officer as defined None Against Management in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. B3 If you are an Institutional Investor None For Management as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. -------------------------------------------------------------------------------- BANK LEUMI LE-ISRAEL LTD. Ticker: LUMI Security ID: M16043107 Meeting Date: JUL 18, 2019 Meeting Type: Annual/Special Record Date: JUN 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Discuss Financial Statements and the None None Management Report of the Board 2 Reappoint Somekh Chaikin and Kost For For Management Forer Gabbay and Kasierer as Joint Auditors and Authorize Board to Fix Their Remuneration 3 Appoint Somekh Chaikin and Brightman For For Management Almagor Zohar & Co. as Joint Auditors and Authorize Board to Fix Their Remuneration 4 Elect Irit Shlomi as Director For For Management 5 Elect Haim Yaakov Krupsky as Director For Did Not Vote Management 6 Approve Purchase of 12,364 Ordinary For For Management Shares by David Brodet, Chairman, in Connection with Share Offering by the State of Israel to the Bank's Employees A Vote FOR if you are a controlling None Against Management shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager B1 If you are an Interest Holder as None Against Management defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. B2 If you are a Senior Officer as defined None Against Management in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. B3 If you are an Institutional Investor None For Management as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. -------------------------------------------------------------------------------- BANK LEUMI LE-ISRAEL LTD. Ticker: LUMI Security ID: M16043107 Meeting Date: DEC 23, 2019 Meeting Type: Special Record Date: NOV 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Reelect Ytzhak Edelman as External For For Management Director 1.2 Elect Mordechai Rosen as External For Did Not Vote Management Director 2.1 Reelect Ester Dominissini as Director For For Management 2.2 Elect Ira Sobel as Director For Abstain Management 3 Approve Amended Compensation Policy For For Management for the Directors and Officers of the Company 4 Approve Employment Terms of Haj-Yehia For For Management Samer, Chairman 5 Approve Employment Terms of as Hanan For For Management Shmuel Friedman, CEO 6 Issue Updated Indemnification For For Management Agreements to Directors/Officers A Vote FOR if you are a controlling None Against Management shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager B1 If you are an Interest Holder as None Against Management defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. B2 If you are a Senior Officer as defined None Against Management in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. B3 If you are an Institutional Investor None For Management as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. -------------------------------------------------------------------------------- BANK OF BEIJING CO., LTD. Ticker: 601169 Security ID: Y06958113 Meeting Date: DEC 19, 2019 Meeting Type: Special Record Date: DEC 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Praveen Khurana as For For Management Non-Independent Director 1.2 Elect Peng Jihai as Non-Independent For For Management Director 1.3 Elect Wang Ruihua as Independent For For Management Director 1.4 Elect Liu Hongyu as Independent For For Management Director 2.1 Elect Gao Jinbo as Supervisor For For Management 2.2 Elect Qu Qiang as Supervisor For For Management -------------------------------------------------------------------------------- BANK OF BEIJING CO., LTD. Ticker: 601169 Security ID: Y06958113 Meeting Date: APR 03, 2020 Meeting Type: Special Record Date: MAR 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Non Fixed Term Capital Bonds For For Management Issuance -------------------------------------------------------------------------------- BANK OF BEIJING CO., LTD. Ticker: 601169 Security ID: Y06958113 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Report For For Management 4 Approve Financial Budget Report For Against Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Related-party Credit Line to For For Management Beijing State-owned Assets Management Co., Ltd 8 Approve Related-party Credit Line to For For Management Beijing Energy Holding Co., Ltd. 9 Approve Related-party Credit Line to For For Management China Three Gorges Corporation 10 Approve Related-party Transaction For Against Management Special Report -------------------------------------------------------------------------------- BANK OF CHINA LIMITED Ticker: 3988 Security ID: Y0698A107 Meeting Date: DEC 31, 2019 Meeting Type: Special Record Date: NOV 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2018 Remuneration Distribution For For Management Plan for Chairman of the Board of Directors and Executive Directors 2 Approve 2018 Remuneration Distribution For For Management Plan of Supervisors 3 Approve Improving the Remuneration For For Management Plan of Independent Non-executive Directors 4 Elect Chen Chunhua as Director For For Management 5 Elect Chui Sai Peng Jose as Director For For Management 6 Approve Application for Provisional For For Management Authorization of Outbound Donations 7 Elect Wang Jiang as Director For For Shareholder -------------------------------------------------------------------------------- BANK OF CHINA LIMITED Ticker: 3988 Security ID: Y13905107 Meeting Date: DEC 31, 2019 Meeting Type: Special Record Date: DEC 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2018 Remuneration Distribution For For Management Plan for Chairman of the Board of Directors and Executive Directors 2 Approve 2018 Remuneration Distribution For For Management Plan of Supervisors 3 Approve Improving the Remuneration For For Management Plan of Independent Non-executive Directors 4 Elect Chen Chunhua as Director For For Management 5 Elect Chui Sai Peng Jose as Director For For Management 6 Approve Application for Provisional For For Management Authorization of Outbound Donations 7 Elect Wang Jiang as Director For For Shareholder -------------------------------------------------------------------------------- BANK OF CHINA LIMITED Ticker: 3988 Security ID: Y0698A107 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: MAY 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Work Report of Board of For For Management Directors 2 Approve 2019 Work Report of Board of For For Management Supervisors 3 Approve 2019 Annual Financial Report For For Management 4 Approve 2019 Profit Distribution Plan For For Management 5 Approve 2020 Annual Budget for Fixed For For Management Assets Investment 6 Approve Ernst & Young Hua Ming LLP as For For Management Domestic and External Auditor and Ernst & Young as International Auditor 7.1 Elect Zhao Jie as Director For For Management 7.2 Elect Xiao Lihong as Director For For Management 7.3 Elect Wang Xiaoya as Director For For Management 8 Elect Chen Jianbo as Director For For Management 9 Approve 2019 Remuneration Distribution For For Management Plan of Supervisors 10 Approve the Application for For For Management Provisional Authorization of Outbound Donations 11 Approve the Bond Issuance Plan For For Management 12 Approve the Issuance of Write-down For For Management Undated Capital Bonds 13 Approve the Issuance of Qualified For For Management Write-down Tier 2 Capital Instruments 14 Elect Wang Wei as Director For For Shareholder -------------------------------------------------------------------------------- BANK OF CHINA LIMITED Ticker: 3988 Security ID: Y13905107 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: JUN 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Work Report of Board of For For Management Directors 2 Approve 2019 Work Report of Board of For For Management Supervisors 3 Approve 2019 Annual Financial Report For For Management 4 Approve 2019 Profit Distribution Plan For For Management 5 Approve 2020 Annual Budget for Fixed For For Management Assets Investment 6 Approve Ernst & Young Hua Ming LLP as For For Management Domestic and External Auditor and Ernst & Young as International Auditor 7.1 Elect Zhao Jie as Director For For Management 7.2 Elect Xiao Lihong as Director For For Management 7.3 Elect Wang Xiaoya as Director For For Management 8 Elect Chen Jianbo as Director For For Management 9 Approve 2019 Remuneration Distribution For For Management Plan of Supervisors 10 Approve the Application for For For Management Provisional Authorization of Outbound Donations 11 Approve the Bond Issuance Plan For For Management 12 Approve the Issuance of Write-down For For Management Undated Capital Bonds 13 Approve the Issuance of Qualified For For Management Write-down Tier 2 Capital Instruments 14 Elect Wang Wei as Director For For Shareholder -------------------------------------------------------------------------------- BANK OF COMMUNICATIONS CO., LTD. Ticker: 3328 Security ID: Y06988102 Meeting Date: MAR 10, 2020 Meeting Type: Special Record Date: FEB 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2018 Remuneration Plan of the For For Management Directors 2 Approve 2018 Remuneration Plan of the For For Management Supervisors 3 Approve Issuance of Undated Capital For For Management Bonds 4 Approve Capital Increase of For For Management Wholly-owned Subsidiary 5 Elect Li Longcheng as Director For For Management 6 Elect Zhang Minsheng as Supervisor For For Management -------------------------------------------------------------------------------- BANK OF COMMUNICATIONS CO., LTD. Ticker: 3328 Security ID: Y06988110 Meeting Date: MAR 10, 2020 Meeting Type: Special Record Date: FEB 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2018 Remuneration Plan of the For For Management Directors 2 Approve 2018 Remuneration Plan of the For For Management Supervisors 3 Approve Issuance of Undated Capital For For Management Bonds 4 Approve Capital Increase of For For Management Wholly-owned Subsidiary 5 Elect Li Longcheng as Director For For Management 6 Elect Zhang Minsheng as Supervisor For For Management -------------------------------------------------------------------------------- BANK OF COMMUNICATIONS CO., LTD. Ticker: 3328 Security ID: Y06988102 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: MAY 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Supervisory For For Management Committee 3 Approve 2019 Financial Report For For Management 4 Approve 2019 Profit Distribution Plan For For Management 5 Approve 2020 Fixed Assets Investment For For Management Plan 6 Approve PricewaterhouseCoopers as For For Management International Auditor and PricewaterhouseCoopers Zhong Tian LLP as Domestic Auditor and Authorize Board to Determine and Enter Into Respective Engagement with Them 7 Approve 2020 Increase in the Amount of For For Management External Donations 8 Elect Liao Yijian as Director For For Management 9 Elect Zhang Xiangdong as Director For For Management 10 Elect Li Xiaohui as Director For For Management 11 Elect Ju Jiandong as Supervisor For For Management 12 Elect Liu Jun as Director For For Shareholder 13 Approve Issuance of Special Financial For For Shareholder Bonds for Loans to Small and Micro Enterprises -------------------------------------------------------------------------------- BANK OF COMMUNICATIONS CO., LTD. Ticker: 3328 Security ID: Y06988110 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: MAY 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Supervisory For For Management Committee 3 Approve 2019 Financial Report For For Management 4 Approve 2019 Profit Distribution Plan For For Management 5 Approve 2020 Fixed Assets Investment For For Management Plan 6 Approve PricewaterhouseCoopers as For For Management International Auditor and PricewaterhouseCoopers Zhong Tian LLP as Domestic Auditor and Authorize Board to Determine and Enter Into Respective Engagement with Them 7 Approve 2020 Increase in the Amount of For For Management External Donations 8 Elect Liao Yijian as Director For For Management 9 Elect Zhang Xiangdong as Director For For Management 10 Elect Li Xiaohui as Director For For Management 11 Elect Ju Jiandong as Supervisor For For Management 12 Elect Liu Jun as Director For For Shareholder 13 Approve Issuance of Special Financial For For Shareholder Bonds for Loans to Small and Micro Enterprises -------------------------------------------------------------------------------- BANK OF IRELAND GROUP PLC Ticker: BIRG Security ID: G0756R109 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a Elect Eileen Fitzpatrick as Director For For Management 2b Elect Michele Greene as Director For For Management 2c Elect Myles O'Grady as Director For For Management 2d Re-elect Evelyn Bourke as Director For For Management 2e Re-elect Ian Buchanan as Director For For Management 2f Re-elect Richard Goulding as Director For For Management 2g Re-elect Patrick Haren as Director For For Management 2h Re-elect Patrick Kennedy as Director For For Management 2i Re-elect Francesca McDonagh as Director For For Management 2j Re-elect Fiona Muldoon as Director For For Management 2k Re-elect Patrick Mulvihill as Director For For Management 2l Re-elect Steve Pateman as Director For For Management 3 Ratify KPMG as Auditors For For Management 4 Authorise Board to Fix Remuneration of For For Management Auditors 5 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice 6 Approve Remuneration Report For For Management 7 Approve Remuneration Policy For For Management 8 Amend Articles of Association For For Management 9 Authorise Market Purchase of Ordinary For For Management Shares 10 Authorise Issue of Equity For For Management 11 Authorise Issue of Equity without For For Management Pre-emptive Rights 12 Authorise Issue of Equity in Relation For For Management to Additional Tier 1 Contingent Equity Conversion Notes 13 Authorise Issue of Equity without For For Management Pre-emptive Rights in Relation to Additional Tier 1 Contingent Equity Conversion Notes -------------------------------------------------------------------------------- BANK OF JIANGSU CO., LTD. Ticker: 600919 Security ID: Y0698M101 Meeting Date: SEP 06, 2019 Meeting Type: Special Record Date: AUG 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustments on 2019 Daily For For Management Related-party Transactions 2 Approve Issuance of Sannong Financial For Against Management Bond 3 Approve Issuance of Shuangchuang For Against Management Financial Bond 4 Approve Issuance of Microfinance Bond For Against Management -------------------------------------------------------------------------------- BANK OF JIANGSU CO., LTD. Ticker: 600919 Security ID: Y0698M101 Meeting Date: NOV 15, 2019 Meeting Type: Special Record Date: NOV 07, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Perpetual Bonds For For Management 2 Elect Ren Tong as Non-independent For For Management Director 3 Elect Xiang Rong as Supervisor For For Management -------------------------------------------------------------------------------- BANK OF JIANGSU CO., LTD. Ticker: 600919 Security ID: Y0698M101 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: APR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Performance Evaluation Report For For Management on Directors and Senior Management Members 4 Approve Performance Evaluation Report For For Management on Supervisors 5 Approve Report of the Independent For For Management Directors 6 Approve Financial Statements and For For Management Financial Budget Report 7 Approve Profit Distribution For For Management 8 Approve 2019 Related Party Transactions For For Management 9.1 Approve Related-party Transaction with For For Management Jiangsu International Trust Co., Ltd. 9.2 Approve Related-party Transaction with For For Management Huatai Securities Co., Ltd. 9.3 Approve Related-party Transaction with For For Management Wuxi Construction Development Investment Co., Ltd. 9.4 Approve Related-party Transaction with For For Management Suzhou International Development Group Co., Ltd. 9.5 Approve Related-party Transaction with For For Management Jiangsu Shagang Group Co., Ltd. 9.6 Approve Related-party Transaction with For For Management Dongxing Securities Co., Ltd. 9.7 Approve Related-party Transaction with For For Management Wuxi Rural Commercial Bank Co., Ltd. 9.8 Approve Related-party Transaction with For For Management Suzhou Bank Co., Ltd. 9.9 Approve Related-party Transaction with For For Management Soochow Securities Co., Ltd 9.10 Approve Related-party Transaction with For For Management Huatai Securities (Shanghai) Asset Management Co., Ltd. 9.11 Approve Related-party Transaction with For For Management Dalian Bank Co., Ltd. 9.12 Approve Related-party Transaction with For For Management Jiangsu Zijin Rural Commercial Bank Co. , Ltd. 9.13 Approve Related-party Transaction with For For Management Suyin Financial Leasing Co., Ltd. 9.14 Approve Related-party Transaction with For For Management Jiangsu Financial Leasing Co., Ltd 9.15 Approve Related-party Transaction with For For Management China Orient Asset Management Co., Ltd. 9.16 Approve Related-party Transaction with For For Management Jiangsu Communication Holdings Group Finance Co., Ltd. 9.17 Approve Related-party Transaction with For For Management Jiangsu Communication Holdings Co., Ltd. 9.18 Approve Related-party Transaction with For For Management Wuxi Taihu Xincheng Development Group Co., Ltd. 9.19 Approve Related-party Transaction with For For Management Wuxi Taihu International Technology Park Investment Development Co., Ltd. 9.20 Approve Related-party Transaction with For For Management Jiangsu Guoxin Group Co., Ltd. 9.21 Approve Related-party Transaction with For For Management Jiangsu Rugao Rural Commercial Bank Co. , Ltd. 9.22 Approve Related-party Transaction with For For Management Jiangsu Nantong Rural Commercial Bank Co., Ltd. 9.23 Approve Related-party Transaction with For For Management Jiangsu Haimen Rural Commercial Bank Co., Ltd. 9.24 Approve Related-party Transaction with For For Management Jiangsu Ninghu Expressway Co., Ltd. 9.25 Approve Related-party Transaction with For For Management Eastern Airport Group Co., Ltd. 9.26 Approve Related-party Transaction with For For Management China Life City Development Industrial Investment Enterprise 9.27 Approve Related-party Transaction with For For Management Jiangsu Guoxin Co., Ltd. 9.28 Approve Related-party Transaction with For For Management Jiangsu Guoxin Group Finance Co., Ltd. 9.29 Approve Related-party Transaction with For For Management Jiangsu Railway Group Co., Ltd. 9.30 Approve Related-party Transaction with For For Management Jiangsu Zhangjiagang Rural Commercial Bank Co., Ltd. 9.31 Approve Related-party Transaction with For For Management Suzhou Trust Co., Ltd. 9.32 Approve Related-party Transaction with For For Management Wuxi Metro Group Co., Ltd. 9.33 Approve Related-party Transaction with For For Management Wuxi Sunan International Airport Group Co., Ltd. 9.34 Approve Related-party Transaction with For For Management Jiangsu Yixing Rural Commercial Bank Co., Ltd. 9.35 Approve Related-party Transaction with For For Management Related Natural Persons 10 Approve to Appoint Auditor For For Management 11 Approve to Postpone the Election of For For Management Board of Directors 12 Approve to Postpone the Election of For For Management the Supervisory Board -------------------------------------------------------------------------------- BANK OF MONTREAL Ticker: BMO Security ID: 063671101 Meeting Date: MAR 31, 2020 Meeting Type: Annual Record Date: FEB 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Janice M. Babiak For For Management 1.2 Elect Director Sophie Brochu For For Management 1.3 Elect Director Craig W. Broderick For For Management 1.4 Elect Director George A. Cope For For Management 1.5 Elect Director Christine A. Edwards For For Management 1.6 Elect Director Martin S. Eichenbaum For For Management 1.7 Elect Director Ronald H. Farmer For For Management 1.8 Elect Director David E. Harquail For For Management 1.9 Elect Director Linda S. Huber For For Management 1.10 Elect Director Eric R. La Fleche For For Management 1.11 Elect Director Lorraine Mitchelmore For For Management 1.12 Elect Director Darryl White For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote on Executive For For Management Compensation Approach 4 Amend Stock Option Plan For For Management 5 SP 1: Update Computer Systems to Against Against Shareholder Increase Competitiveness while Ensuring Greater Protection of Personal Information 6 SP 2: Set a Diversity Target of More Against For Shareholder than 40% of the Board Members for the Next Five Years 7 SP 3: Assess the Incongruities of Against For Shareholder Bank's Lending History and Financing Criteria Regarding Fossil Fuel Loans and Public Statements Regarding Sustainability and Climate Change -------------------------------------------------------------------------------- BANK OF NINGBO CO., LTD. Ticker: 002142 Security ID: Y0698G104 Meeting Date: SEP 16, 2019 Meeting Type: Special Record Date: SEP 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Tier 2 Capital Bond For For Management 2 Elect Liu Jianguang as Supervisor For For Management -------------------------------------------------------------------------------- BANK OF NINGBO CO., LTD. Ticker: 002142 Security ID: Y0698G104 Meeting Date: FEB 10, 2020 Meeting Type: Special Record Date: FEB 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Proposal on Election of Board For For Management of Directors 2.1 Elect Shi Tingjun as Non-independent For For Management Director 2.2 Elect Wei Xuemei as Non-independent For For Management Director 2.3 Elect Chen Shouping as Non-independent For For Management Director 2.4 Elect Lian Wenhui as Non-independent For For Management Director 2.5 Elect Liu Xinyu as Non-independent For For Management Director 2.6 Elect Zhang Kaidong as Non-independent For For Management Director 2.7 Elect Lu Huayu as Non-independent For For Management Director 2.8 Elect Luo Mengbo as Non-independent For For Management Director 2.9 Elect Feng Peijiong as Non-independent For For Management Director 2.10 Elect Zhuang Lingjun as For For Management Non-independent Director 3.1 Elect Hu Pingxi as Independent Director For For Management 3.2 Elect Bei Duoguang as Independent For For Management Director 3.3 Elect Li Hao as Independent Director For For Management 3.4 Elect Hong Peili as Independent For For Management Director 3.5 Elect Wang Weian as Independent For For Management Director 4 Approve Proposal on Election of Board For For Management of Supervisors 5.1 Elect Shu Guoping as Supervisor For For Management 5.2 Elect Hu Songsong as Supervisor For For Management 5.3 Elect Ding Yuanyao as Supervisor For For Management 5.4 Elect Liu Jianguang as Supervisor For For Management 6 Approve Related Party Transaction For For Management -------------------------------------------------------------------------------- BANK OF NINGBO CO., LTD. Ticker: 002142 Security ID: Y0698G104 Meeting Date: MAR 06, 2020 Meeting Type: Special Record Date: MAR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Issue Type and Par Value For For Management 1.2 Approve Issue Manner For For Management 1.3 Approve Target Parties and For For Management Subscription Method 1.4 Approve Issue Price and Pricing For For Management Principles 1.5 Approve Issue Scale For For Management 1.6 Approve Amount of Raised Funds and For For Management Usage of Raised Funds 1.7 Approve Lock-up Period For For Management 1.8 Approve Listing Location For For Management 1.9 Approve Distribution Arrangement of For For Management Undistributed Earnings 1.10 Approve Resolution Validity Period For For Management 2 Approve Related Party Transactions in For For Management Connection to Private Placement 3 Approve Signing of Agreement on For For Management Private Placement -------------------------------------------------------------------------------- BANK OF NINGBO CO., LTD. Ticker: 002142 Security ID: Y0698G104 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Annual Report and Summary For For Management 3 Approve Financial Statements and For For Management Financial Budget Report 4 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 5 Approve to Appoint Auditor For For Management 6 Approve Amendments to Articles of For For Management Association 7 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 8 Amend Related-Party Transaction For For Management Management System 9 Approve 2019 Daily Related Party For For Management Transaction and 2020 Daily Related Party Transactions 10 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 11 Approve Remuneration Management System For For Management of Directors 12 Approve Remuneration Management System For For Management of Chairman and Vice Chairman 13 Approve Remuneration Management System For For Management of Supervisors 14 Approve Remuneration Management System For For Management of Board of Supervisors 15 Approve Report of the Board of For For Management Supervisors 16 Approve Performance Report of the For For Management Board of Directors and Directors 17 Approve Performance Report of the For For Management Board of Supervisors and Supervisors 18 Approve Performance Report of the For For Management Senior Management and Senior Management Members 19 Approve Performance Report of the For For Management Capital Management -------------------------------------------------------------------------------- BANK OF SHANGHAI CO., LTD. Ticker: 601229 Security ID: Y0R98R107 Meeting Date: DEC 12, 2019 Meeting Type: Special Record Date: DEC 03, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Issuance of Convertible Bonds 2.1 Approve Issue Type For For Management 2.2 Approve Issue Size For For Management 2.3 Approve Par Value and Issue Price For For Management 2.4 Approve Bond Maturity For For Management 2.5 Approve Bond Interest Rate For For Management 2.6 Approve Term and Method of Interest For For Management Payment 2.7 Approve Conversion Period For For Management 2.8 Approve Method for Determining the For For Management Number of Shares for Conversion 2.9 Approve Determination and Adjustment For For Management of Conversion Price 2.10 Approve Terms for Downward Adjustment For For Management of Conversion Price 2.11 Approve Ownership of Dividends During For For Management the Conversion Year 2.12 Approve Terms of Redemption For For Management 2.13 Approve Terms of Sell-Back For For Management 2.14 Approve Issue Manner and Target For For Management Subscribers 2.15 Approve Placing Arrangement for For For Management Shareholders 2.16 Approve Bondholders and Bondholders For For Management Meeting 2.17 Approve Usage of Raised Funds For For Management 2.18 Approve Guarantee Matters For For Management 2.19 Approve Resolution Validity Period For For Management 2.20 Approve Authorization Matters For For Management 3 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 4 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 5 Approve Report on the Usage of For For Management Previously Raised Funds 6 Approve Capital Management Plan For Against Management 7 Approve Shareholder Return Plan For Against Management 8 Elect Gu Jinshan as Non-Independent For For Management Director -------------------------------------------------------------------------------- BANK OF SHANGHAI CO., LTD. Ticker: 601229 Security ID: Y0R98R107 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: JUN 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements and For For Management Financial Budget Report 4 Approve Allocation of Income and For For Management Dividends 5 Approve Performance Evaluation Report For For Management of Directors 6 Approve Performance Evaluation Report For For Management of Supervisors 7 Approve Appointment of Auditor For Against Management 8 Approve Report on the Usage of For For Management Previously Raised Funds 9.1 Amend Articles of Association For Against Management 9.2 Amend Rules and Procedures Regarding For Against Management General Meetings of Shareholders 9.3 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 10 Amend Authorization Plan of the Board For Against Management of Directors on General Meetings of Shareholders -------------------------------------------------------------------------------- BANK OF THE PHILIPPINE ISLANDS Ticker: BPI Security ID: Y0967S169 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting For For Management 2 Approve Annual Report For For Management 3 Ratify Acts of the Board of Directors For For Management and Officers 4.1 Elect Jaime Augusto Zobel de Ayala as For For Management Director 4.2 Elect Fernando Zobel de Ayala as For For Management Director 4.3 Elect Romeo L. Bernardo as Director For For Management 4.4 Elect Ignacio R. Bunye as Director For For Management 4.5 Elect Cezar P. Consing as Director For For Management 4.6 Elect Ramon R. del Rosario, Jr. as For For Management Director 4.7 Elect Octavio V. Espiritu as Director For For Management 4.8 Elect Rebecca G. Fernando as Director For For Management 4.9 Elect Jose Teodoro K. Limcaoco as For For Management Director 4.10 Elect Xavier P. Loinaz as Director For For Management 4.11 Elect Aurelio R. Montinola III as For For Management Director 4.12 Elect Mercedita S. Nolledo as Director For For Management 4.13 Elect Antonio Jose U. Periquet as For For Management Director 4.14 Elect Eli M. Remolona, Jr. as Director For For Management 4.15 Elect Maria Dolores B. Yuvienco as For For Management Director 5 Elect Isla Lipana & Co. as Independent For For Management Auditors and Fix Their Remuneration 6 Approve Other Matters For Against Management -------------------------------------------------------------------------------- BANK POLSKA KASA OPIEKI SA Ticker: PEO Security ID: X0R77T117 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAY 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Meeting Chairman For For Management 3 Acknowledge Proper Convening of Meeting None None Management 4 Elect Members of Vote Counting For For Management Commission 5 Approve Agenda of Meeting For For Management 6 Receive Management Board Report on None None Management Company's Operations 7 Receive Financial Statements None None Management 8 Receive Management Board Report on None None Management Group's Operations 9 Receive Consolidated Financial None None Management Statements 10 Receive Management Board Proposal on None None Management Allocation of Income 11 Receive Supervisory Board Report None None Management 12.A Approve Management Board Report on For For Management Company's Operations 12.B Approve Financial Statements For For Management 12.C Approve Management Board Report on For For Management Group's Operations 12.D Approve Consolidated Financial For For Management Statements 12.E Approve Allocation of Income and For For Management Omission of Dividends 12.F Approve Supervisory Board Report For For Management 12.GA Approve Discharge of Michal Krupinski For For Management (CEO) 12.GB Approve Discharge of Tomasz Kubiak For For Management (Deputy CEO) 12.GC Approve Discharge of Michal Lehmann For For Management (Deputy CEO) 12.GD Approve Discharge of Marek Lusztyn For For Management (Deputy CEO) 12.GE Approve Discharge of Tomasz Styczynski For For Management (Deputy CEO) 12.GF Approve Discharge of Marek Tomczuk For For Management (Deputy CEO) 12.GG Approve Discharge of Magdalena For For Management Zmitrowicz (Deputy CEO) 12.GH Approve Discharge of Marcin Gadomski For For Management (Deputy CEO) 12.GI Approve Discharge of Grzegorz For For Management Olszewski (Management Board Member) 12.GJ Approve Discharge of Piotr Wetmanski For For Management (Management Board Member) 12.HA Approve Discharge of Pawel Surowka For For Management (Supervisory Board Chairman) 12.HB Approve Discharge of Joanna Dynysiuk For For Management (Supervisory Board Deputy Chairman) 12.HC Approve Discharge of Stanislaw For For Management Kaczoruk (Supervisory Board Deputy Chairman) 12.HD Approve Discharge of Pawel Stopczynski For For Management (Supervisory Board Secretary) 12.HE Approve Discharge of Grzegorz Janas For For Management (Supervisory Board Member) 12.HF Approve Discharge of Michal Kaszynski For For Management (Supervisory Board Member) 12.HG Approve Discharge of Justyna For For Management Glebikowska-Michalak (Supervisory Board Member) 12.HH Approve Discharge of Sabina For For Management Bigos-Jaworowska (Supervisory Board Member) 12.HI Approve Discharge of Marian Majcher For For Management (Supervisory Board Member) 12.IA Approve Discharge of Piotr Teleon (CEO For For Management of Centralny Dom Maklerski Pekao SA) 12.IB Approve Discharge of Katarzyna Burek For For Management (Management Board Member of Centralny Dom Maklerski Pekao SA) 12.JA Approve Discharge of Marek Tomczuk For For Management (Supervisory Board Chairman of Centralny Dom Maklerski Pekao SA) 12.JB Approve Discharge of Tomasy Styczynski For For Management (Supervisory Board Deputy Chairman of Centralny Dom Maklerski Pekao SA) 12.JC Approve Discharge of Piotr Kozlowski For For Management (Supervisory Board Member of Centralny Dom Maklerski Pekao SA) 12.JD Approve Discharge of Adam Hawryluk For For Management (Supervisory Board Member of Centralny Dom Maklerski Pekao SA) 12.JE Approve Discharge of Kamila For For Management Marchewska-Bartkowiak (Supervisory Board Member of Centralny Dom Maklerski Pekao SA) 12.JF Approve Discharge of Roza For For Management Milic-Czerniak (Supervisory Board Member of Centralny Dom Maklerski Pekao SA) 12.JG Approve Discharge of Slawomir For For Management Olszewski (Supervisory Board Member of Centralny Dom Maklerski Pekao SA) 13 Approve Supervisory Board Report on For For Management Remuneration Policy 14 Approve Remuneration Policy For Against Management 15 Receive Supervisory Board Report on None None Management Company's Compliance with Corporate Governance Principles for Supervised Institutions 16.A Recall Supervisory Board Member For Against Management 16.B Elect Supervisory Board Member For Against Management 17.A Amend Statute Re: Supervisory Board For For Management 17.B Amend Statute Re: Supervisory Board For For Management 17.C Amend Statute Re: Supervisory Board For For Management 18.A Amend Statute None Against Shareholder 18.B Amend Statute Re: Supervisory Board None Against Shareholder 18.C Amend Statute Re: Management and None Against Shareholder Supervisory Boards 19 Close Meeting None None Management -------------------------------------------------------------------------------- BANKIA SA Ticker: BKIA Security ID: E2R23Z164 Meeting Date: MAR 27, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Standalone Financial Statements For For Management 1.2 Approve Consolidated Financial For For Management Statements 1.3 Approve Non-Financial Information For For Management Statement 1.4 Approve Discharge of Board For For Management 1.5 Approve Allocation of Income and For For Management Dividends 2.1 Fix Number of Directors at 13 For For Management 2.2 Elect Nuria Oliver Ramirez as Director For For Management 2.3 Reelect Jose Sevilla Alvarez as For For Management Director 2.4 Reelect Joaquin Ayuso Garcia as For For Management Director 2.5 Reelect Francisco Javier Campo Garcia For For Management as Director 2.6 Reelect Eva Castillo Sanz as Director For For Management 2.7 Reelect Antonio Greno Hidalgo as For For Management Director 3 Appoint KPMG Auditores as Auditor For For Management 4 Authorize Increase in Capital up to 50 For Against Management Percent via Issuance of Equity or Equity-Linked Securities, Excluding Preemptive Rights of up to 20 Percent 5 Authorize Issuance of Convertible For Against Management Bonds, Debentures, Warrants, and Other Debt Securities up to EUR 1.5 Billion with Exclusion of Preemptive Rights up to 20 Percent of Capital 6 Authorize Share Repurchase Program For For Management 7 Approve Dividends For For Management 8.1 Approve Shares-in-lieu-of-Bonus Plan For For Management as Part of the 2019 Annual Variable Remuneration of Executive Directors 8.2 Approve Shares-in-lieu-of-Bonus Plan For For Management as Part of the 2020 Annual Variable Remuneration of Executive Directors 9.1 Amend Articles Re: General Meetings For For Management and Notice of Meetings 9.2 Amend Articles Re: Available For For Management Information Prior to the Meetings, Right to Information, and Attendance, Proxy and Remove Voting Cards 9.3 Amend Articles Re: Right of For For Management Attendance, Means of Communication, Logistics and Constitution 9.4 Amend Articles Re: Information and For For Management Proposals 9.5 Amend Articles Re: Remote Voting, For For Management Voting of Proposed Resolutions and Documentation 9.6 Amend Articles Re: Provisional For For Management Suspension and Extension of the General Meeting 9.7 Amend Articles Re: Publication and For For Management Documentation of Resolutions 10 Authorize Board to Ratify and Execute For For Management Approved Resolutions 11 Advisory Vote on Remuneration Report For For Management 12 Receive Amendments to Board of None None Management Directors Regulations and Approval of the Appointments and Responsible Management Committee Regulations and Remuneration Committee Regulations -------------------------------------------------------------------------------- BANKINTER SA Ticker: BKT Security ID: E2116H880 Meeting Date: MAR 19, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Consolidated and Standalone For For Management Financial Statements 2 Approve Non-Financial Information For For Management Statement 3 Approve Discharge of Board For For Management 4 Approve Allocation of Income and For For Management Dividends 5 Renew Appointment of For For Management PricewaterhouseCoopers as Auditor 6.1 Elect Fernando Jose Frances Pons as For For Management Director 6.2 Fix Number of Directors at 11 For For Management 7 Approve Spin-Off of the Insurance For For Management Business Linea Directa Aseguradora 8 Approve Restricted Capitalization For For Management Reserve 9 Authorize Share Repurchase and Capital For For Management Reduction via Amortization of Repurchased Shares 10.1 Amend Remuneration Policy For For Management 10.2 Approve Delivery of Shares under FY For For Management 2019 Variable Pay Scheme 10.3 Fix Maximum Variable Compensation Ratio For For Management 11 Authorize Board to Ratify and Execute For For Management Approved Resolutions 12 Advisory Vote on Remuneration Report For For Management -------------------------------------------------------------------------------- BANQUE SAUDI FRANSI Ticker: 1050 Security ID: M1R177100 Meeting Date: DEC 12, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Timothy Collins as Director For For Management 2 Amend Article 24 of Bylaws Re: For For Management Chairman, Vice Chairman and Board Secretary 3 Amend Corporate Social Responsibility For For Management Policy 4 Authorize Mandate to Approve Social For For Management Responsibility Programs Annually 5 Approve Related Party Transactions Re: For For Management Villa Rental of 285,000 SAR 6 Approve Related Party Transactions Re: For For Management Villa Rental of 237,500 SAR 7 Approve Related Party Transactions Re: For For Management Villa Rental of 261,250 SAR 8 Approve Related Party Transactions Re: For For Management Villa Rental of 269,000 SAR 9 Approve Related Party Transactions Re: For For Management Villa Rental of 247,000 SAR 10 Approve Related Party Transactions For Against Management 11 Approve the Standards for the For For Management Participation of Directors in a Business that would Compete with the Bank or Any of its Activities 12 Allow Khalid Al Imran to Be Involved For For Management with Other Companies 13 Ratify Auditors and Fix Their For For Management Remuneration for FY 2020 -------------------------------------------------------------------------------- BANQUE SAUDI FRANSI Ticker: 1050 Security ID: M1R177100 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations for FY 2019 2 Approve Auditors' Report on Company For For Management Financial Statements for FY 2019 3 Accept Financial Statements and For For Management Statutory Reports for FY 2019 4 Ratify Distributed Dividend of SAR 1 For For Management per Share for First Half of FY 2019 5 Approve Dividends of SAR 1 per Share For For Management for Second Half of FY 2019, Which Amounts Total of 2 SAR for FY 2019 6 Approve Interim Dividends Semi For For Management Annually or Quarterly for FY 2020 7 Approve Discharge of Directors for FY For For Management 2019 8 Approve Remuneration of Directors of For For Management SAR 7,948,273.60 for FY 2019 9 Approve Related Party Transactions For Against Management 10 Ratify Auditors and Fix Their For Against Management Remuneration for Q1 of FY 2021 11 Approve Related Party Transactions Re: For For Management Al Khaleej Training and Education 12 Approve Related Party Transactions Re: For For Management Al-Rashid Trading & Contracting Company 13 Approve Related Party Transactions Re: For For Management Al-Rashid Trading & Contracting Company 14 Approve Related Party Transactions Re: For For Management Khalid Al Mutbqani 15 Approve Related Party Transactions Re: For For Management Khalid Al Mutbqani 16 Approve Related Party Transactions Re: For For Management Talal Al Meiman 17 Approve Related Party Transactions Re: For For Management Tadawul 18 Authorize Share Repurchase Program Up For Against Management to SAR 60,000,000 to be Allocated to Employees' Long-Term Incentive Plan -------------------------------------------------------------------------------- BARCLAYS PLC Ticker: BARC Security ID: G08036124 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAY 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Remuneration Policy For For Management 4 Elect Dawn Fitzpatrick as Director For For Management 5 Elect Mohamed A. El-Erian as Director For For Management 6 Elect Brian Gilvary as Director For For Management 7 Re-elect Mike Ashley as Director For For Management 8 Re-elect Tim Breedon as Director For For Management 9 Re-elect Sir Ian Cheshire as Director For For Management 10 Re-elect Mary Anne Citrino as Director For For Management 11 Re-elect Mary Francis as Director For For Management 12 Re-elect Crawford Gillies as Director For For Management 13 Re-elect Nigel Higgins as Director For For Management 14 Re-elect Tushar Morzaria as Director For For Management 15 Re-elect Diane Schueneman as Director For For Management 16 Re-elect James Staley as Director For For Management 17 Reappoint KPMG LLP as Auditors For For Management 18 Authorise the Board Audit Committee to For For Management Fix Remuneration of Auditors 19 Authorise EU Political Donations and For For Management Expenditure 20 Authorise Issue of Equity For For Management 21 Authorise Issue of Equity without For For Management Pre-emptive Rights 22 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 23 Authorise Issue of Equity in Relation For For Management to the Issuance of Contingent Equity Conversion Notes 24 Authorise Issue of Equity without For For Management Pre-emptive Rights in Relation to the Issuance of Contingent Equity Conversion Notes 25 Authorise Market Purchase of Ordinary For For Management Shares 26 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice 27 Approve SAYE Share Option Scheme For For Management 28 Amend Share Value Plan For For Management 29 Approve Barclays' Commitment in For For Management Tackling Climate Change 30 Approve ShareAction Requisitioned Against Against Shareholder Resolution -------------------------------------------------------------------------------- BARRATT DEVELOPMENTS PLC Ticker: BDEV Security ID: G08288105 Meeting Date: OCT 16, 2019 Meeting Type: Annual Record Date: OCT 14, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Final Dividend For For Management 4 Approve Special Dividend For For Management 5 Re-elect John Allan as Director For For Management 6 Re-elect David Thomas as Director For For Management 7 Re-elect Steven Boyes as Director For For Management 8 Re-elect Jessica White as Director For For Management 9 Re-elect Richard Akers as Director For For Management 10 Re-elect Nina Bibby as Director For For Management 11 Re-elect Jock Lennox as Director For For Management 12 Re-elect Sharon White as Director For For Management 13 Reappoint Deloitte LLP as Auditors For For Management 14 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 15 Authorise EU Political Donations and For For Management Expenditure 16 Authorise Issue of Equity For For Management 17 Authorise Issue of Equity without For For Management Pre-emptive Rights 18 Authorise Market Purchase of Ordinary For For Management Shares 19 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- BARRICK GOLD CORPORATION Ticker: ABX Security ID: 067901108 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director D. Mark Bristow For For Management 1.2 Elect Director Gustavo A. Cisneros For For Management 1.3 Elect Director Christopher L. Coleman For For Management 1.4 Elect Director J. Michael Evans For For Management 1.5 Elect Director Brian L. Greenspun For For Management 1.6 Elect Director J. Brett Harvey For For Management 1.7 Elect Director Andrew J. Quinn For For Management 1.8 Elect Director M. Loreto Silva For For Management 1.9 Elect Director John L. Thornton For For Management 2 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 3 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- BARRY CALLEBAUT AG Ticker: BARN Security ID: H05072105 Meeting Date: DEC 11, 2019 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports (Non-Voting) 2 Receive Auditor's Report (Non-Voting) None None Management 3.1 Accept Annual Report For For Management 3.2 Approve Remuneration Report For Against Management 3.3 Accept Financial Statements and For For Management Consolidated Financial Statements 4 Approve Allocation of Income and For For Management Dividends of CHF 26.00 per Share 5 Approve Discharge of Board and Senior For For Management Management 6.1.1 Reelect Patrick De Maeseneire as For For Management Director 6.1.2 Reelect Fernando Aguirre as Director For For Management 6.1.3 Reelect Suja Chandrasekaran as Director For For Management 6.1.4 Reelect Angela Wei Dong as Director For For Management 6.1.5 Reelect Nicolas Jacobs as Director For Against Management 6.1.6 Reelect Elio Sceti as Director For For Management 6.1.7 Reelect Timothy Minges as Director For For Management 6.1.8 Reelect Markus Neuhaus as Director For For Management 6.2 Elect Patrick De Maeseneire as Board For For Management Chairman 6.3.1 Appoint Fernando Aguirre as Member of For For Management the Compensation Committee 6.3.2 Appoint Suja Chandrasekaran as Member For For Management of the Compensation Committee 6.3.3 Appoint Elio Sceti as Member of the For For Management Compensation Committee 6.3.4 Appoint Timothy Minges as Member of For For Management the Compensation Committee 6.4 Designate Keller KLG as Independent For For Management Proxy 6.5 Ratify KPMG AG as Auditors For For Management 7.1 Approve Remuneration of Board of For For Management Directors in the Amount of CHF 2.2 Million and 2,190 Shares 7.2 Approve Fixed Remuneration of For For Management Executive Committee in the Amount of CHF 6.5 Million 7.3 Approve Variable Remuneration of For Against Management Executive Committee in the Amount of CHF 19.7 Million 8 Transact Other Business (Voting) For Against Management -------------------------------------------------------------------------------- BASF SE Ticker: BAS Security ID: D06216317 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 3.30 per Share 3 Approve Discharge of Supervisory Board For For Management for Fiscal 2019 4 Approve Discharge of Management Board For For Management for Fiscal 2019 5 Ratify KPMG AG as Auditors for Fiscal For For Management 2020 6 Elect Kurt Bock to the Supervisory For For Management Board 7 Approve Remuneration Policy for the For For Management Management Board 8 Amend Articles Re: Supervisory Board For For Management Term of Office 9 Amend Articles Re: Remuneration of For For Management Supervisory Board Members 10 Approve Remuneration of Supervisory For For Management Board -------------------------------------------------------------------------------- BAUSCH HEALTH COMPANIES INC. Ticker: BHC Security ID: 071734107 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Richard U. De Schutter For For Management 1b Elect Director D. Robert Hale For For Management 1c Elect Director Argeris (Jerry) N. For For Management Karabelas 1d Elect Director Sarah B. Kavanagh For For Management 1e Elect Director Joseph C. Papa For For Management 1f Elect Director John A. Paulson For For Management 1g Elect Director Robert N. Power For For Management 1h Elect Director Russel C. Robertson For For Management 1i Elect Director Thomas W. Ross, Sr. For For Management 1j Elect Director Andrew C. von Eschenbach For For Management 1k Elect Director Amy B. Wechsler For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- BAYER AG Ticker: BAYN Security ID: D0712D163 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and For For Management Statutory Reports; Approve Allocation of Income and Dividends of EUR 2.80 per Share for Fiscal 2019 2 Approve Discharge of Management Board For For Management for Fiscal 2019 3 Approve Discharge of Supervisory Board For For Management for Fiscal 2019 4.1 Elect Ertharin Cousin to the For For Management Supervisory Board 4.2 Elect Otmar Wiestler to the For For Management Supervisory Board 4.3 Elect Horst Baier to the Supervisory For For Management Board 5 Approve Remuneration Policy for the For For Management Management Board 6 Approve Remuneration Policy for the For For Management Supervisory Board 7 Amend Articles Re: Supervisory Board For For Management Term of Office 8 Ratify Deloitte GmbH as Auditors for For For Management Fiscal 2020 -------------------------------------------------------------------------------- BAYERISCHE MOTOREN WERKE AG Ticker: BMW Security ID: D12096109 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 2.50 per Ordinary Share and EUR 2.52 per Preferred Share 3 Approve Discharge of Management Board For For Management for Fiscal 2019 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2019 5 Ratify PricewaterhouseCoopers GmbH as For For Management Auditors for Fiscal 2020 6.1 Elect Norbert Reithofer to the For Against Management Supervisory Board 6.2 Elect Anke Schaeferkordt to the For For Management Supervisory Board 7 Approve Remuneration of Supervisory For For Management Board -------------------------------------------------------------------------------- BB SEGURIDADE PARTICIPACOES SA Ticker: BBSE3 Security ID: P1R1WJ103 Meeting Date: OCT 30, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Capitalization of Reserves For For Management and Reduction of Share Capital Without Cancellation of Shares 2 Approve Negotiation of Treasury Shares For For Management 3 Amend Articles For Against Management -------------------------------------------------------------------------------- BB SEGURIDADE PARTICIPACOES SA Ticker: BBSE3 Security ID: P1R1WJ103 Meeting Date: APR 22, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Article 1 For For Management 2 Amend Articles Re: Chapter IV For Against Management 3 Amend Articles Re: Chapter V For For Management 4 Amend Articles Re: Chapter VI For For Management 5 Amend Articles Re: Chapter VII For For Management 6 Amend Article 35 For For Management 7 Amend Article 36 For For Management 8 Amend Article 37 For For Management 9 Amend Articles Re: Chapter XI For For Management -------------------------------------------------------------------------------- BCE INC. Ticker: BCE Security ID: 05534B760 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Barry K. Allen For For Management 1.2 Elect Director Mirko Bibic For For Management 1.3 Elect Director Sophie Brochu - None None Management Withdrawn Resolution 1.4 Elect Director Robert E. Brown For For Management 1.5 Elect Director David F. Denison For For Management 1.6 Elect Director Robert P. Dexter For For Management 1.7 Elect Director Ian Greenberg For For Management 1.8 Elect Director Katherine Lee For For Management 1.9 Elect Director Monique F. Leroux For For Management 1.10 Elect Director Gordon M. Nixon For For Management 1.11 Elect Director Thomas E. Richards For For Management 1.12 Elect Director Calin Rovinescu For For Management 1.13 Elect Director Karen Sheriff For For Management 1.14 Elect Director Robert C. Simmonds For For Management 1.15 Elect Director Paul R. Weiss For For Management 2 Ratify Deloitte LLP as Auditors For For Management 3 Advisory Vote on Executive For For Management Compensation Approach 4 SP 1: Adopt a Diversity Target Higher Against For Shareholder than 40% for the Composition of the Board of Directors for the Next Five Years -------------------------------------------------------------------------------- BDO UNIBANK, INC. Ticker: BDO Security ID: Y07775102 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of the Previous Annual For For Management Shareholders' Meeting Held on April 22, 2019 2 Approve Audited Financial Statements For For Management as of December 31, 2019 3 Approve and Ratify All Acts of the For For Management Board of Directors, Board Committees and Management During Their Terms of Office 4.1 Elect Christopher A. Bell-Knight as For For Management Director 4.2 Elect Jesus A. Jacinto, Jr. as Director For For Management 4.3 Elect Teresita T. Sy as Director For Withhold Management 4.4 Elect Josefina N. Tan as Director For For Management 4.5 Elect Nestor V. Tan as Director For For Management 4.6 Elect George T. Barcelon as Director For For Management 4.7 Elect Jose F. Buenaventura as Director For Withhold Management 4.8 Elect Jones M. Castro, Jr. as Director For For Management 4.9 Elect Vicente S. Perez, Jr. as Director For Withhold Management 4.10 Elect Dioscoro I. Ramos as Director For For Management 4.11 Elect Gilberto C. Teodoro, Jr. as For Withhold Management Director 5 Approve Amendments to BDO's Articles For For Management of Incorporation and By-Laws to Conform to the Revised Corporation Code of the Philippines and BDO's Current Operations and Structure as well as Enhance Corporate Governance 6 Appoint External Auditor For For Management 7 Approve Other Matters For Against Management -------------------------------------------------------------------------------- BECLE SAB DE CV Ticker: CUERVO Security ID: P0929Y106 Meeting Date: JUN 22, 2020 Meeting Type: Annual Record Date: JUN 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements, For For Management Statutory Reports and Discharge Directors, Committees and CEO 2 Present Report on Adherence to Fiscal For For Management Obligations 3 Approve Allocation of Income and For For Management Dividends 4.1 Set Aggregate Nominal Amount of Share For For Management Repurchase Reserve 4.2 Approve Report on Policies and For For Management Decisions Adopted by Board on Share Repurchase 5 Elect or Ratify Directors, Secretary For Against Management and Officers 6 Elect or Ratify Chairman of Audit and For Against Management Corporate Practices Committee 7 Approve Remuneration of Directors, For For Management Audit and Corporate Practices Committee and Secretary 8 Approve Partial Cancellation of For For Management Repurchased Shares and Consequently Reduction in Variable Portion of Capital 9 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- BEIERSDORF AG Ticker: BEI Security ID: D08792109 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: APR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 0.70 per Share 3 Approve Discharge of Management Board For For Management for Fiscal 2019 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2019 5 Ratify Ernst & Young GmbH as Auditors For Against Management for Fiscal 2020 6 Approve Creation of EUR 42 Million For For Management Pool of Authorized Capital I with Partial Exclusion of Preemptive Rights 7 Approve Creation of EUR 25 Million For For Management Pool of Authorized Capital II with Partial Exclusion of Preemptive Rights 8 Approve Creation of EUR 25 Million For For Management Pool of Authorized Capital III with Partial Exclusion of Preemptive Rights 9 Approve Issuance of Warrants/Bonds For For Management with Warrants Attached/Convertible Bonds with Partial Exclusion of Preemptive Rights up to Aggregate Nominal Amount of EUR 1 Billion; Approve Creation of EUR 42 Million Pool of Capital to Guarantee Conversion Rights 10 Authorize Share Repurchase Program and For For Management Reissuance or Cancellation of Repurchased Shares 11 Amend Articles Re: Participation For For Management Requirements and Proof of Entitlement 12.1 Elect Wolfgang Herz to the Supervisory For For Management Board 12.2 Elect Beatrice Dreyfus as Alternate For For Management Supervisory Board Member -------------------------------------------------------------------------------- BEIGENE, LTD. Ticker: 6160 Security ID: 07725L102 Meeting Date: DEC 27, 2019 Meeting Type: Special Record Date: NOV 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Shares Pursuant to For For Management the Share Purchase Agreement 2 Approve Collaboration Agreement with For For Management Amgen Inc. 3 Approve the Annual Caps in Relation to For For Management the Collaboration Agreement 4 Elect Director Anthony C. Hooper For For Management -------------------------------------------------------------------------------- BEIGENE, LTD. Ticker: 6160 Security ID: 07725L102 Meeting Date: JUN 17, 2020 Meeting Type: Annual Record Date: APR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director John V. Oyler For For Management 2 Elect Director Timothy Chen For For Management 3 Elect Director Jing-Shyh (Sam) Su For For Management 4 Ratify Ernst & Young Hua Ming LLP and For For Management Ernst & Young as Auditors 5 Authorize the Board of Directors to For For Management Issue, Allot, or Deal with Unissued Ordinary Shares and/or American Depositary Shares 6 Approve Connected Person Placing For For Management Authorization I 7 Approve Connected Person Placing For For Management Authorization II 8 Amend Omnibus Stock Plan For Against Management 9 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- BEIJING CAPITAL INTERNATIONAL AIRPORT COMPANY LIMITED Ticker: 694 Security ID: Y07717104 Meeting Date: JUL 30, 2019 Meeting Type: Special Record Date: JUN 28, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Resolutions in Relation to the For For Management Non-Public Issuance 1.1 Approve Class of Shares to be Issued For For Management 1.2 Approve Nominal Value of the Shares to For For Management be Issued 1.3 Approve Method of Issue For For Management 1.4 Approve Date of Issue For For Management 1.5 Approve Target Subscriber For For Management 1.6 Approve Subscription Method For For Management 1.7 Approve Issue Price For For Management 1.8 Approve Size of Issuance For For Management 1.9 Approve Number of Shares to be Issued For For Management 1.10 Approve Use of Proceeds For For Management 1.11 Approve Arrangement for the For For Management Accumulated Profits to the Non-Public Issuance 1.12 Approve Validity Period of the For For Management Resolutions on the Non-Public Issuance 1.13 Approve Share Subscription Agreement For For Management and Related Transactions 2 Authorized Board to Deal with All For For Management Matters in Relation to the Non-Public Issuance 3 Authorize Board to Make Consequential For For Management Amendments to Provisions in Articles Based on the Results of the Non-Public Issuance -------------------------------------------------------------------------------- BEIJING CAPITAL INTERNATIONAL AIRPORT COMPANY LIMITED Ticker: 694 Security ID: Y07717104 Meeting Date: JUL 30, 2019 Meeting Type: Special Record Date: JUN 28, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Resolutions in Relation to the For For Management Non-Public Issuance 1.1 Approve Class of Shares to be Issued For For Management 1.2 Approve Nominal Value of Shares to be For For Management Issued 1.3 Approve Method of Issue For For Management 1.4 Approve Date of Issue For For Management 1.5 Approve Target Subscriber For For Management 1.6 Approve Subscription Method For For Management 1.7 Approve Issue Price For For Management 1.8 Approve Size of the Issuance For For Management 1.9 Approve Number of Shares to be Issued For For Management 1.10 Approve Use of Proceeds For For Management 1.11 Approve Arrangement for the For For Management Accumulated Profits Prior to the Non-Public Issuance 1.12 Approve Validity Period of Resolutions For For Management on the Non-Public Issuance 1.13 Approve Share Subscription Agreement For For Management and Related Transactions -------------------------------------------------------------------------------- BEIJING CAPITAL INTERNATIONAL AIRPORT COMPANY LIMITED Ticker: 694 Security ID: Y07717104 Meeting Date: DEC 19, 2019 Meeting Type: Special Record Date: NOV 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Supply of Aviation Safety and For For Management Security Guard Services Agreement and Related Transactions 2 Approve Profit Distribution Adjustment For For Shareholder Proposal -------------------------------------------------------------------------------- BEIJING CAPITAL INTERNATIONAL AIRPORT COMPANY LIMITED Ticker: 694 Security ID: Y07717104 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Supervisory For For Management Committee 3 Approve 2019 Audited Financial For For Management Statements and Independent Auditors' Report 4 Approve 2019 Profit Appropriation For For Management Proposal 5 Approve PricewaterhouseCoopers Zhong For Against Management Tian LLP as PRC Auditors and PricewaterhouseCoopers as International Auditors and Authorize Board to Fix Their Remuneration 6.1 Elect Liu Xuesong as Director, For For Management Authorize Board to Enter Into Service Contract with Him, and Authorize Board to Fix His Remuneration 6.2 Elect Han Zhiliang as Director, For For Management Authorize Board to Enter Into Service Contract with Him, and Authorize Board to Fix His Remuneration 6.3 Elect Zhang Guoliang as Director, For For Management Authorize Board to Enter Into Service Contract with Him, and Authorize Board to Fix His Remuneration 6.4 Elect Gao Shiqing as Director, For For Management Authorize Board to Enter Into Service Contract with Him, and Authorize Board to Fix His Remuneration 6.5 Elect Jia Jianqing as Director, For For Management Authorize Board to Enter Into Service Contract with Him, and Authorize Board to Fix His Remuneration 6.6 Elect Song Kun as Director, Authorize For For Management Board to Enter Into Service Contract with Him, and Authorize Board to Fix His Remuneration 6.7 Elect Jiang Ruiming as Director, For For Management Authorize Board to Enter Into Service Contract with Him, and Authorize Board to Fix His Remuneration 6.8 Elect Liu Guibin as Director, For Against Management Authorize Board to Enter Into Service Contract with Him, and Authorize Board to Fix His Remuneration 6.9 Elect Zhang Jiali as Director, For For Management Authorize Board to Enter Into Service Contract with Him, and Authorize Board to Fix His Remuneration 6.10 Elect Stanley Hui Hon-Chung as For For Management Director, Authorize Board to Enter Into Service Contract with Him, and Authorize Board to Fix His Remuneration 7.1 Elect Song Shengli as Supervisor, For For Management Authorize Board to Enter Into Service Contract with Him, and Authorize Board to Fix His Remuneration 7.2 Elect Wang Xiaolong as Supervisor, For For Management Authorize Board to Enter Into Service Contract with Him, and Authorize Board to Fix His Remuneration 7.3 Elect Japhet Sebastian Law as For For Management Supervisor, Authorize Board to Enter Into Service Contract with Him, and Authorize Board to Fix His Remuneration 8 Approve Registration and Issue of For For Shareholder Medium-Term Notes and Grant of Authorization to the Board to Deal with Such Related Matters -------------------------------------------------------------------------------- BEIJING ENTERPRISES WATER GROUP LTD. Ticker: 371 Security ID: G0957L109 Meeting Date: JUN 09, 2020 Meeting Type: Annual Record Date: JUN 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a1 Elect Zhang Tiefu as Director For For Management 3a2 Elect Sha Ning as Director For For Management 3a3 Elect Zhang Gaobo as Director For For Management 3a4 Elect Guo Rui as Director For For Management 3a5 Elect Wang Kaijun as Director For Against Management 3a6 Elect Lee Man Chun Raymond as Director For For Management 3b Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Ernst & Young as Auditors and For Against Management Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Issued Share For For Management Capital 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- BENDIGO AND ADELAIDE BANK LIMITED Ticker: BEN Security ID: Q1458B102 Meeting Date: OCT 29, 2019 Meeting Type: Annual Record Date: OCT 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 2 Elect David Foster as Director For For Management 3 Elect Jan Harris as Director For For Management 4 Elect Robert Hubbard as Director For For Management 5 Elect David Matthews as Director For For Management 6 Approve Remuneration Report For For Management 7 Approve Participation of Marnie Baker For Against Management in the Employee Salary Sacrifice, Deferred Share and Performance Share Plan 8a Approve First Capital Reduction Scheme For For Management in Respect of Convertible Preference Shares 2 8b Approve Second Capital Reduction For For Management Scheme in Respect of Convertible Preference Shares 2 -------------------------------------------------------------------------------- BENESSE HOLDINGS, INC. Ticker: 9783 Security ID: J0429N102 Meeting Date: JUN 27, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles to Clarify Director For For Management Authority on Board Meetings 2.1 Elect Director Adachi, Tamotsu For For Management 2.2 Elect Director Kobayashi, Hitoshi For For Management 2.3 Elect Director Takiyama, Shinya For For Management 2.4 Elect Director Yamasaki, Masaki For For Management 2.5 Elect Director Okada, Haruna For For Management 2.6 Elect Director Ihara, Katsumi For For Management 2.7 Elect Director Fukutake, Hideaki For For Management 2.8 Elect Director Yasuda, Ryuji For For Management 2.9 Elect Director Iwai, Mutsuo For For Management 2.10 Elect Director Iwase, Daisuke For For Management -------------------------------------------------------------------------------- BERKELEY GROUP HOLDINGS PLC Ticker: BKG Security ID: G1191G120 Meeting Date: SEP 06, 2019 Meeting Type: Annual Record Date: SEP 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Policy For Against Management 3 Approve Remuneration Report For For Management 4 Re-elect Tony Pidgley as Director For For Management 5 Re-elect Rob Perrins as Director For For Management 6 Re-elect Richard Stearn as Director For For Management 7 Re-elect Karl Whiteman as Director For For Management 8 Re-elect Sean Ellis as Director For For Management 9 Re-elect Sir John Armitt as Director For For Management 10 Re-elect Dame Alison Nimmo as Director For For Management 11 Re-elect Veronica Wadley as Director For For Management 12 Re-elect Glyn Barker as Director For For Management 13 Re-elect Adrian Li as Director For For Management 14 Re-elect Andy Myers as Director For For Management 15 Re-elect Diana Brightmore-Armour as For For Management Director 16 Re-elect Justin Tibaldi as Director For For Management 17 Re-elect Paul Vallone as Director For For Management 18 Re-elect Peter Vernon as Director For For Management 19 Re-elect Rachel Downey as Director For For Management 20 Reappoint KPMG LLP as Auditors For For Management 21 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 22 Authorise Issue of Equity For For Management 23 Authorise Issue of Equity without For For Management Pre-emptive Rights 24 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 25 Authorise Market Purchase of Ordinary For For Management Shares 26 Authorise EU Political Donations and For For Management Expenditure 27 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice 28 Amend 2011 Long Term Incentive Plan For Against Management -------------------------------------------------------------------------------- BGF RETAIL CO., LTD. Ticker: 282330 Security ID: Y0R8SQ109 Meeting Date: MAR 25, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Lee Geon-joon as Inside Director For For Management 3.2 Elect Hong Jeong-guk as For For Management Non-Independent Non-Executive Director 3.3 Elect Kim Nan-doh as Outside Director For For Management 4 Elect Kim Nan-doh as a Member of Audit For For Management Committee 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- BHARAT FORGE LIMITED Ticker: 500493 Security ID: Y08825179 Meeting Date: AUG 13, 2019 Meeting Type: Annual Record Date: AUG 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Confirm Interim Dividend and Declare For For Management Final Dividend 3 Reelect B. P. Kalyani as Director For For Management 4 Reelect Kishore Saletore as Director For For Management 5 Approve Reappointment and Remuneration For Against Management of Amit Kalyani as Whole Time Director, Designated as Deputy Managing Director 6 Reelect S. M. Thakore as Director For For Management 7 Reelect P. G. Pawar as Director For For Management 8 Reelect Lalita D. Gupte as Director For For Management 9 Reelect P. H. Ravikumar as Director For For Management 10 Reelect Vimal Bhandari as Director For For Management 11 Elect Dipak Mane as Director For For Management 12 Elect Murali Sivaraman as Director For For Management 13 Approve Remuneration of Cost Auditors For For Management 14 Approve Payment of Commission to Non For For Management Whole Time Directors 15 Approval Related Party Transactions For Against Management -------------------------------------------------------------------------------- BHARAT PETROLEUM CORPORATION LIMITED Ticker: 500547 Security ID: Y0882Z116 Meeting Date: AUG 30, 2019 Meeting Type: Annual Record Date: AUG 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Confirm Interim Dividend and Declare For For Management Final Dividend 3 Reelect Padmakar Kappagantula as For Against Management Director 4 Authorize Board to Fix Remuneration of For For Management Auditors 5 Elect Arun Kumar Singh as Director For Against Management 6 Elect Neelakantapillai Vijayagopal as For Against Management Director 7 Reelect Rajesh Kumar Mangal as Director For For Management 8 Elect Harshadkumar P. Shah as Director For For Management 9 Approve Material Related Party For Against Management Transactions 10 Approve Remuneration of Cost Auditors For For Management -------------------------------------------------------------------------------- BHARTI AIRTEL LIMITED Ticker: 532454 Security ID: Y0885K108 Meeting Date: AUG 14, 2019 Meeting Type: Annual Record Date: AUG 07, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Reelect Chua Sock Koong as Director For For Management 3 Reelect Vegulaparanan Kasi Viswanathan For Against Management as Director 4 Reelect Dinesh Kumar Mittal as Director For Against Management 5 Elect Kimsuka Narasimhan as Director For For Management 6 Approve Waiver of Excess Remuneration For Against Management Paid to Sunil Bharti Mittal as Chairman for Financial Year Ended March 31, 2019 7 Approve Waiver of Excess Remuneration For Against Management Paid to Gopal Vittal as Managing Director & CEO (India and South Asia) for Financial year Ended March 31, 2019 8 Approve Payment of Remuneration to For Against Management Sunil Bharti Mittal as Chairman for Period April 1, 2019 to September 30, 2021 9 Approve Payment of Remuneration to For Against Management Paid to Gopal Vittal as Managing Director & CEO (India and South Asia) for Period April 1, 2019 to September 30, 2021 10 Approve Remuneration of Cost Auditors For For Management -------------------------------------------------------------------------------- BHARTI AIRTEL LIMITED Ticker: 532454 Security ID: Y0885K108 Meeting Date: JAN 03, 2020 Meeting Type: Special Record Date: DEC 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 2 Approve Issuance of Foreign Currency For For Management Convertible Bonds and Unsecured/Secured Redeemable Non-Convertible Debentures along with or without Warrants -------------------------------------------------------------------------------- BHARTI INFRATEL LIMITED Ticker: 534816 Security ID: Y0R86J109 Meeting Date: JUL 23, 2019 Meeting Type: Annual Record Date: JUL 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Interim Dividends For For Management 3 Reelect Devender Singh Rawat as For For Management Director 4 Elect Prakul Kaushiva as Director For For Management 5 Reelect Bharat Sumant Raut as Director For For Management 6 Reelect Jitender Balakrishnan as For For Management Director 7 Reelect Leena Srivastava as Director For For Management 8 Reelect Narayanan Kumar as Director For Against Management -------------------------------------------------------------------------------- BHP GROUP LIMITED Ticker: BHP Security ID: Q1498M100 Meeting Date: NOV 07, 2019 Meeting Type: Annual Record Date: NOV 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Appoint Ernst & Young as Auditor of For For Management the Company 3 Authorize the Risk and Audit Committee For For Management to Fix Remuneration of the Auditors 4 Approve General Authority to Issue For For Management Shares in BHP Group Plc 5 Approve General Authority to Issue For For Management Shares in BHP Group Plc for Cash 6 Approve the Repurchase of Shares in For For Management BHP Group Plc 7 Approve Remuneration Policy For For Management 8 Approve Remuneration Report for UK Law For For Management Purposes 9 Approve Remuneration Report for For For Management Australian Law Purposes 10 Approve the Grant of Awards to Andrew For For Management Mackenzie 11 Elect Ian Cockerill as Director For For Management 12 Elect Susan Kilsby as Director For For Management 13 Elect Terry Bowen as Director For For Management 14 Elect Malcolm Broomhead as Director For For Management 15 Elect Anita Frew as Director For For Management 16 Elect Andrew Mackenzie as Director For For Management 17 Elect Lindsay Maxsted as Director For For Management 18 Elect John Mogford as Director For For Management 19 Elect Shriti Vadera as Director For For Management 20 Elect Ken MacKenzie as Director For For Management 21 Amend Constitution of BHP Group Limited Against Against Shareholder 22 Approve Suspension of Memberships of Against Against Shareholder Industry Associations That Are Involved in Lobbying Inconsistent with the Goals of the Paris Agreement -------------------------------------------------------------------------------- BHP GROUP PLC Ticker: BHP Security ID: G10877127 Meeting Date: OCT 17, 2019 Meeting Type: Annual Record Date: OCT 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Appoint Ernst & Young LLP as Auditors For For Management 3 Authorise the Risk and Audit Committee For For Management to Fix Remuneration of Auditors 4 Authorise Issue of Equity For For Management 5 Authorise Issue of Equity without For For Management Pre-emptive Rights 6 Authorise Market Purchase of Ordinary For For Management Shares 7 Approve Remuneration Policy For For Management 8 Approve Remuneration Report for UK Law For For Management Purposes 9 Approve Remuneration Report for For For Management Australian Law Purposes 10 Approve Grant of Awards under the For For Management Group's Incentive Plans to Andrew Mackenzie 11 Elect Ian Cockerill as Director For For Management 12 Elect Susan Kilsby as Director For For Management 13 Re-elect Terry Bowen as Director For For Management 14 Re-elect Malcolm Broomhead as Director For For Management 15 Re-elect Anita Frew as Director For For Management 16 Re-elect Andrew Mackenzie as Director For For Management 17 Re-elect Lindsay Maxsted as Director For For Management 18 Re-elect John Mogford as Director For For Management 19 Re-elect Shriti Vadera as Director For For Management 20 Re-elect Ken MacKenzie as Director For For Management 21 Amend Constitution of BHP Group Limited Against Against Shareholder 22 Approve Suspension of Memberships of Against Against Shareholder Industry Associations That Are Involved in Lobbying Inconsistent with the Goals of the Paris Agreement -------------------------------------------------------------------------------- BID CORP. LTD. Ticker: BID Security ID: S11881109 Meeting Date: NOV 14, 2019 Meeting Type: Annual Record Date: NOV 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Appoint PricewaterhouseCoopers Inc as For For Management Auditors of the Company with Eben Gerryts as the Individual Registered Auditor 2.1 Elect Tasneem Abdool-Samad as Director For For Management 2.2 Elect Clifford Rosenberg as Director For For Management 2.3 Re-elect David Cleasby as Director For For Management 2.4 Re-elect Brian Joffe as Director For For Management 2.5 Re-elect Dolly Mokgatle as Director For For Management 3.1 Elect Tasneem Abdool-Samad as Member For For Management of the Audit and Risk Committee 3.2 Re-elect Paul Baloyi as Member of the For For Management Audit and Risk Committee 3.3 Re-elect Nigel Payne as Member of the For For Management Audit and Risk Committee 3.4 Re-elect Helen Wiseman as Chairman of For For Management the Audit and Risk Committee 4.1 Approve Remuneration Policy For For Management 4.2 Approve Implementation of Remuneration For For Management Policy 5 Amend Conditional Share Plan For For Management 6 Place Authorised but Unissued Shares For For Management under Control of Directors 7 Authorise Board to Issue Shares for For For Management Cash 8 Approve Pro Rata Reduction of Stated For For Management Capital in lieu of Dividend 9 Authorise Creation and Issuance of For For Management Convertible Debentures or Other Convertible Instruments 10 Authorise Ratification of Approved For For Management Resolutions 11 Authorise Repurchase of Issued Share For For Management Capital 12.1 Approve Fees of the Chairman For For Management 12.2 Approve Fees of the Lead Independent For For Management Non-executive Director (SA) 12.3 Approve Fees of the Lead Independent For For Management Director (International) (AUD) 12.4 Approve Fees of the Non-executive For For Management Directors (SA) 12.5 Approve Fees of the Non-executive For For Management Directors (International) (AUD) 12.6 Approve Fees of the Audit and Risk For For Management Committee Chairman (International) (AUD) 12.7 Approve Fees of the Audit and Risk For For Management Committee Chairman (SA) 12.8 Approve Fees of the Audit and Risk For For Management Committee Member (SA) 12.9 Approve Fees of the Audit and Risk For For Management Committee Member (International) (AUD) 12.10 Approve Fees of the Remuneration For For Management Committee Chairman (SA) 12.11 Approve Fees of the Remuneration For For Management Committee Chairman (International) (AUD) 12.12 Approve Fees of the Remuneration For For Management Committee Member (SA) 12.13 Approve Fees of the Remuneration For For Management Committee Member (International) (AUD) 12.14 Approve Fees of the Nominations For For Management Committee Chairman (SA) 12.15 Approve Fees of the Nominations For For Management Committee Chairman (International) (AUD) 12.16 Approve Fees of the Nominations For For Management Committee Member (SA) 12.17 Approve Fees of the Nominations For For Management Committee Member (International) (AUD) 12.18 Approve Fees of the Acquisitions For For Management Committee Chairman (SA) 12.19 Approve Fees of the Acquisitions For For Management Committee Chairman (International) (AUD) 12.20 Approve Fees of the Acquisitions For For Management Committee Member (SA) 12.21 Approve Fees of the Acquisitions For For Management Committee Member (International) (AUD) 12.22 Approve Fees of the Social and Ethics For For Management Committee Chairman (SA) 12.23 Approve Fees of the Social and Ethics For For Management Committee Chairman (International) (AUD) 12.24 Approve Fees of the Social and Ethics For For Management Committee Member (SA) 12.25 Approve Fees of the Social and Ethics For For Management Committee Member (International) (AUD) 12.26 Approve Fees of the Ad hoc Meetings For For Management (SA) 12.27 Approve Fees of the Ad hoc Meetings For For Management (International) (AUD) 12.28 Approve Fees of the Travel per Meeting For For Management Cycle (SA) 12.29 Approve Fees of the Travel per Meeting For For Management Cycle (International) (AUD) 13 Approve Financial Assistance to For For Management Related or Inter-related Companies and Corporations -------------------------------------------------------------------------------- BIM BIRLESIK MAGAZALAR AS Ticker: BIMAS Security ID: M2014F102 Meeting Date: NOV 19, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Presiding Council of Meeting and For For Management Authorize Presiding Council to Sign Minutes of Meeting 2 Approve Special Dividend For For Management 3 Wishes None None Management -------------------------------------------------------------------------------- BIM BIRLESIK MAGAZALAR AS Ticker: BIMAS Security ID: M2014F102 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting, Elect Presiding Council For For Management of Meeting and Authorize Presiding Council to Sign Minutes of Meeting 2 Accept Board Report For For Management 3 Accept Audit Report For For Management 4 Accept Financial Statements For For Management 5 Approve Discharge of Board For For Management 6 Approve Allocation of Income For For Management 7 Amend Company Articles For For Management 8 Elect Directors and Approve Their For For Management Remuneration 9 Grant Permission for Board Members to For For Management Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose and Receive Information in Accordance to Article 1.3.6 of Corporate Governance Principles 10 Receive Information on Share None None Management Repurchase Program 11 Receive Information on Donations Made None None Management in 2019 12 Receive Information on Guarantees, None None Management Pledges and Mortgages Provided to Third Parties 13 Ratify External Auditors For For Management 14 Wishes None None Management -------------------------------------------------------------------------------- BIOMERIEUX SA Ticker: BIM Security ID: F1149Y232 Meeting Date: JUN 30, 2020 Meeting Type: Annual/Special Record Date: JUN 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Discharge of Directors For For Management 4 Approve Allocation of Income and For For Management Dividends of EUR 0.19 per Share 5 Approve Auditors' Special Report on For Against Management Related-Party Transactions Mentioning the Absence of New Transactions 6 Reelect Marie-Helene Habert-Dassault For For Management as Director 7 Reelect Harold Boel as Director For For Management 8 Approve Remuneration Policy of For For Management Corporate Officers 9 Approve Remuneration Policy of For Against Management Chairman and CEO 10 Approve Remuneration Policy of Vice-CEO For Against Management 11 Approve Remuneration Policy of For For Management Directors 12 Approve Compensation Report of For For Management Corporate Officers 13 Approve Compensation of Alexandre For For Management Merieux, Chairman and CEO 14 Authorize Repurchase of Up to 10 For Against Management Percent of Issued Share Capital 15 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 16 Authorize up to 10 Percent of Issued For Against Management Capital for Use in Restricted Stock Plans 17 Authorize up to 10 Percent of Issued For Against Management Capital for Use in Stock Option Plans 18 Authorize Capital Issuances for Use in For Against Management Employee Stock Purchase Plans 19 Eliminate Preemptive Rights Pursuant For For Management to Item 18 Above 20 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- BLACKBERRY LIMITED Ticker: BB Security ID: 09228F103 Meeting Date: JUN 23, 2020 Meeting Type: Annual/Special Record Date: MAY 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John Chen For For Management 1.2 Elect Director Michael A. Daniels For For Management 1.3 Elect Director Timothy Dattels For For Management 1.4 Elect Director Lisa Disbrow For For Management 1.5 Elect Director Richard Lynch For For Management 1.6 Elect Director Laurie Smaldone Alsup For For Management 1.7 Elect Director Barbara Stymiest For For Management 1.8 Elect Director V. Prem Watsa For For Management 1.9 Elect Director Wayne Wouters For For Management 2 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 3 Amend Equity Incentive Plan For For Management 4 Re-approve Deferred Share Unit Plan For For Management 5 Amend Employee Share Purchase Plan For For Management 6 Advisory Vote on Executive For For Management Compensation Approach 7 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- BLUESCOPE STEEL LIMITED Ticker: BSL Security ID: Q1415L177 Meeting Date: NOV 21, 2019 Meeting Type: Annual Record Date: NOV 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 2 Approve Remuneration Report For For Management 3 Elect Ewen Graham Wolseley Crouch as For For Management Director 4 Approve Grant of Share Rights to Mark For For Management Royce Vassella 5 Approve Grant of Alignment Rights to For For Management Mark Royce Vassella 6 Approve On-Market Buy-Back of Shares For For Management -------------------------------------------------------------------------------- BNK FINANCIAL GROUP, INC. Ticker: 138930 Security ID: Y0R7ZV102 Meeting Date: MAR 20, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Kim Ji-wan as Inside Director For For Management 2.2 Elect Cha Yong-gyu as Outside Director For For Management 2.3 Elect Moon Il-jae as Outside Director For For Management 2.4 Elect Jeong Gi-young as Outside For For Management Director 2.5 Elect Yoo Jeong-jun as Outside Director For For Management 2.6 Elect Son Gwang-ik as Outside Director For For Management 2.7 Elect Kim Chang-rok as Outside Director For For Management 3.1 Elect Moon Il-jae as a Member of Audit For For Management Committee 3.2 Elect Yoo Jeong-jun as a Member of For For Management Audit Committee 3.3 Elect Son Gwang-ik as a Member of For For Management Audit Committee 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- BNP PARIBAS SA Ticker: BNP Security ID: F1058Q238 Meeting Date: MAY 19, 2020 Meeting Type: Annual/Special Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Absence of Dividends 4 Approve Auditors' Special Report on For For Management Related-Party Transactions 5 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 6 Reelect Jean Lemierre as Director For For Management 7 Reelect Jacques Aschenbroich as For For Management Director 8 Reelect Monique Cohen as Director For For Management 9 Reelect Daniela Schwarzer as Director For For Management 10 Reelect Fields Wicker-Miurin as For For Management Director 11 Approve Remuneration Policy of For For Management Directors 12 Approve Remuneration Policy of For For Management Chairman of the Board 13 Approve Remuneration Policy of CEO and For For Management Vice-CEO 14 Approve Compensation of Corporate For For Management Officers 15 Approve Compensation of Jean Lemierre, For For Management Chairman of the Board 16 Approve Compensation of Jean-Laurent For For Management Bonnafe, CEO 17 Approve Compensation of Philippe For For Management Bordenave, Vice-CEO 18 Approve the Overall Envelope of For For Management Compensation of Certain Senior Management, Responsible Officers and the Risk-takers 19 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 1 Billion 20 Authorize Capital Increase of Up to For For Management EUR 240 Million for Future Exchange Offers 21 Authorize Board to Set Issue Price for For For Management 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights 22 Set Total Limit for Capital Increase For For Management to Result from Issuance Requests Under Items 20-21 at EUR 240 Million 23 Authorize Capitalization of Reserves For For Management of Up to EUR 1 Billion for Bonus Issue or Increase in Par Value 24 Set Total Limit for Capital Increase For For Management to Result from Issuance Requests Under Items 19-21 at EUR 1 Billion 25 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 26 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 27 Amend Article 7 of Bylaws Re: Employee For For Management Shareholder Representative 28 Amend Article 15 of Bylaws Re: Board For For Management Members Deliberation via Written Consultation 29 Amend Articles 7, 10, 11, 19 of Bylaws For For Management to Comply with Legal Changes 30 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- BOC AVIATION LIMITED Ticker: 2588 Security ID: Y09292106 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: MAY 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and For For Management Directors' and Auditors' Reports 2 Approve Final Dividend For For Management 3a Elect Zhang Xiaolu as Director For For Management 3b Elect Li Mang as Director For For Management 3c Elect Zhu Lin as Director For For Management 3d Elect Dai Deming as Director For For Management 3e Elect Antony Nigel Tyler as Director For For Management 4 Authorize Board to Fix Remuneration of For For Management Directors 5 Approve Ernst & Young LLP as Auditor For For Management and Authorize Board to Fix Their Remuneration 6 Authorize Repurchase of Issued Share For For Management Capital 7 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 8 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- BOC HONG KONG (HOLDINGS) LIMITED Ticker: 2388 Security ID: Y0920U103 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: JUN 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Wang Jiang as Director For For Management 3b Elect Gao Yingxin as Director None None Management 3c Elect Sun Yu as Director For For Management 3d Elect Koh Beng Seng as Director For For Management 3e Elect Tung Savio Wai-Hok as Director For For Management 3f Elect Cheng Eva as Director For For Management 4 Approve Ernst & Young as Auditor and For Against Management Authorize Board or Duly Authorized Committee of the Board to Fix Their Remuneration 5 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- BOC HONG KONG (HOLDINGS) LIMITED Ticker: 2388 Security ID: Y0920U103 Meeting Date: JUN 29, 2020 Meeting Type: Special Record Date: JUN 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Continuing Connected For For Management Transactions and the New Caps -------------------------------------------------------------------------------- BOE TECHNOLOGY GROUP CO., LTD. Ticker: 200725 Security ID: Y0920M101 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: MAY 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements and For For Management Business Plan 5 Approve Profit Distribution For For Management 6 Approve Loan And Credit Line For For Management 7 Approve Development of For For Management Principal-guaranteed Financial Products or Structure Deposits 8 Approve Provision of Guarantee to For For Management Chengdu BOE Hospital Co., Ltd. 9 Approve Provision of Guarantee to For For Management Chongqing BOE Display Technology Co., Ltd. 10 Approve Appointment of Auditor For For Management 11 Elect Tang Shoulian as Independent For For Management Director 12 Amend Articles of Association For For Management 13 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors -------------------------------------------------------------------------------- BOLIDEN AB Ticker: BOL Security ID: W17218152 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Chairman of Meeting For For Management 3 Prepare and Approve List of For For Management Shareholders 4 Approve Agenda of Meeting For For Management 5 Designate Inspector(s) of Minutes of For For Management Meeting 6 Acknowledge Proper Convening of Meeting For For Management 7 Receive Financial Statements and None None Management Statutory Reports 8 Receive Report on Work of Board and None None Management its Committees 9 Receive President's Report None None Management 10 Receive Report on Audit Work None None Management 11 Accept Financial Statements and For For Management Statutory Reports 12 Approve Allocation of Income and For For Management Dividends of SEK 7 Per Share 13 Approve Discharge of Board and For For Management President 14 Determine Number of Directors (7) and For For Management Deputy Directors (0) of Board; Set Number of Auditors at One 15 Approve Remuneration of Directors in For For Management the Amount of SEK 1.75 Million for Chairman and SEK 580,000 for Other Directors; Approve Remuneration for Committee Work 16.a Elect Helene Bistrom as New Director For For Management 16.b Reelect Tom Erixon as Director For For Management 16.c Reelect Michael G:son Low as Director For For Management 16.d Reelect Perttu Louhiluoto as Director For For Management 16.e Reelect Elisabeth Nilsson as Director For For Management 16.f Reelect Pia Rudengren as Director For For Management 16.g Reelect Anders Ullberg as Director For Against Management 16.h Reelect Anders Ullberg as Board For Against Management Chairman 17 Approve Remuneration of Auditors For Against Management 18 Ratify Deloitte as Auditors For Against Management 19 Approve Remuneration Policy And Other For For Management Terms of Employment For Executive Management 20 Reelect Jan Andersson (Chairman), Lars For For Management Erik Forsgardh, Ola Peter Gjessing, Lilian Fossum Biner and Anders Ullberg as Members of Nominating Committee 21 Allow Questions None None Management 22 Close Meeting None None Management -------------------------------------------------------------------------------- BOLLORE SA Ticker: BOL Security ID: F10659260 Meeting Date: MAY 27, 2020 Meeting Type: Annual/Special Record Date: MAY 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Discharge Directors 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 0.06 per Share 4 Approve Auditors' Special Report on For Against Management Related-Party Transactions 5 Reelect Marie Bollore as Director For Against Management 6 Renew Appointment of Constantin For For Management Associes as Auditor 7 Renew Appointment of Cisane as For For Management Alternate Auditor 8 Authorize Repurchase of 291 Million For Against Management Shares 9 Approve Compensation Report For Against Management 10 Approve Compensation of Vincent For Against Management Bollore, Chairman and CEO Until March 14, 2019 11 Approve Compensation of Cyrille For Against Management Bollore, Vice-CEO Until March 14, 2019 12 Approve Compensation of Cyrille For Against Management Bollore, Chairman and CEO Since April 1, 2019 13 Approve Remuneration Policy of For For Management Directors 14 Approve Remuneration Policy of For Against Management Chairman and CEO 15 Authorize Filing of Required For For Management Documents/Other Formalities 1 Authorize Capital Increase of Up to For Against Management EUR 15 Million for Future Exchange Offers 2 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 3 Amend Article 12 of Bylaws Re: Board For For Management Composition 4 Amend Article 19 of Bylaws Re: GM For For Management Electronic Voting 5 Amend Article 16 of Bylaws Re: Board For For Management Members Remuneration 6 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- BOMBARDIER INC. Ticker: BBD.B Security ID: 097751200 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: MAY 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Pierre Beaudoin For For Management 1.2 Elect Director Joanne Bissonnette For For Management 1.3 Elect Director Charles Bombardier For For Management 1.4 Elect Director Martha Finn Brooks For For Management 1.5 Elect Director Diane Fontaine For For Management 1.6 Elect Director Diane Giard For For Management 1.7 Elect Director Anthony R. Graham For For Management 1.8 Elect Director August W. Henningsen For For Management 1.9 Elect Director Eric Martel For For Management 1.10 Elect Director Douglas R. Oberhelman For For Management 1.11 Elect Director Vikram Pandit For For Management 1.12 Elect Director Antony N. Tyler For For Management 1.13 Elect Director Beatrice Weder di Mauro For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote on Executive For For Management Compensation Approach 4 SP 1: Separate Disclosure of Voting Against For Shareholder Results by Class of Shares 5 Amend By-Law One Re: Holding of For For Management Meetings with the Use of More Modern Communication Facilities -------------------------------------------------------------------------------- BORAL LIMITED Ticker: BLD Security ID: Q16969109 Meeting Date: NOV 06, 2019 Meeting Type: Annual Record Date: NOV 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 2.1 Elect Eileen Doyle as Director For For Management 2.2 Elect Karen Moses as Director For For Management 3 Approve Remuneration Report For For Management 4 Approve Grant of Long-Term Incentive For For Management Rights to Mike Kane -------------------------------------------------------------------------------- BOSCH LIMITED Ticker: 500530 Security ID: Y6139L131 Meeting Date: AUG 23, 2019 Meeting Type: Annual Record Date: AUG 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend For For Management 3 Reelect Soumitra Bhattacharya as For For Management Director 4 Reelect Peter Tyroller as Director For For Management 5 Approve Reappointment and Remuneration For For Management of Andreas Wolf as Joint Managing Director 6 Elect Gopichand Katragadda as Director For For Management 7 Elect Bhaskar Bhat as Director For For Management 8 Elect Bernhard Steinruecke as Director For For Management 9 Approve Remuneration of Cost Auditors For For Management 10 Approve Sale of Packaging Technology For For Management Business -------------------------------------------------------------------------------- BOUYGUES SA Ticker: EN Security ID: F11487125 Meeting Date: APR 23, 2020 Meeting Type: Annual/Special Record Date: APR 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Absence of Dividend 4 Approve Auditors' Special Report on For Against Management Related-Party Transactions 5 Approve Remuneration Policy of For Against Management Corporate Officers 6 Approve Remuneration Policy of For For Management Directors 7 Approve Compensation Report of For For Management Corporate Officers 8 Approve Compensation of Martin Bouygues For Against Management 9 Approve Compensation of Olivier For Against Management Bouygues 10 Approve Compensation of Philippe Marien For Against Management 11 Approve Compensation of Olivier Roussat For Against Management 12 Reelect Alexandre de Rothschild as For For Management Director 13 Elect Benoit Maes as Director For For Management 14 Authorize Repurchase of Up to 10 For Against Management Percent of Issued Share Capital 15 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 16 Authorize Board to Issue Free Warrants For Against Management with Preemptive Rights During a Public Tender Offer 17 Amend Articles 4, 8, 13, 12, 14, 15 For For Management and 16 of Bylaws to Comply with Legal Changes 18 Delegate Power to the Board of For Against Management Directors to Amend the Bylaws to Comply with Legal Changes 19 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- BP PLC Ticker: BP Security ID: G12793108 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Remuneration Policy For For Management 4(a) Elect Bernard Looney as Director For For Management 4(b) Re-elect Brian Gilvary as Director For For Management 4(c) Re-elect Dame Alison Carnwath as For For Management Director 4(d) Re-elect Pamela Daley as Director For For Management 4(e) Re-elect Sir Ian Davis as Director For For Management 4(f) Re-elect Dame Ann Dowling as Director For For Management 4(g) Re-elect Helge Lund as Director For For Management 4(h) Re-elect Melody Meyer as Director For For Management 4(i) Re-elect Brendan Nelson as Director For For Management 4(j) Re-elect Paula Reynolds as Director For For Management 4(k) Re-elect Sir John Sawers as Director For For Management 5 Reappoint Deloitte LLP as Auditors For For Management 6 Authorise Audit Committee to Fix For For Management Remuneration of Auditors 7 Approve Executive Directors' Incentive For For Management Plan 8 Authorise EU Political Donations and For For Management Expenditure 9 Authorise Issue of Equity For For Management 10 Authorise Issue of Equity without For For Management Pre-emptive Rights 11 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 12 Authorise Market Purchase of Ordinary For For Management Shares 13 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- BRAMBLES LIMITED Ticker: BXB Security ID: Q6634U106 Meeting Date: OCT 10, 2019 Meeting Type: Annual Record Date: OCT 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 2 Approve Remuneration Report For For Management 3 Elect James Richard Miller as Director For For Management 4 Elect George El-Zoghbi as Director For For Management 5 Elect Anthony Grant Froggatt as For For Management Director 6 Approve Amendment of Brambles Limited For For Management Performance Share Plan 7 Approve Participation of Graham For For Management Chipchase in the Performance Share Plan or the Amended Performance Share Plan 8 Approve Participation of Nessa For For Management O'Sullivan in the Performance Share Plan or the Amended Performance Share Plan 9 Approve Participation of Graham For For Management Chipchase in the MyShare Plan 10 Approve the Capital Return to For For Management Shareholders 11 Approve Extension of On-Market Share For For Management Buy-Backs -------------------------------------------------------------------------------- BRASKEM SA Ticker: BRKM5 Security ID: P18533110 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 In Case Neither Class of Shares None For Management Reaches the Minimum Quorum Required by the Brazilian Corporate Law to Elect a Board Representative in Separate Elections, Would You Like to Use Your Votes to Elect the Candidate with More Votes to Represent Both Classes? 2 As a Preferred Shareholder, Would You None For Management like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 3 Elect Lirio Albino Parisotto as None Abstain Shareholder Director Appointed by Preferred Shareholder 4 In Case Neither Class of Shares None For Management Reaches the Minimum Quorum Required by the Brazilian Corporate Law to Elect a Board Representative in Separate Elections, Would You Like to Use Your Votes to Elect the Candidate with More Votes to Represent Both Classes? 5 As a Preferred Shareholder, Would You None For Management Like to Request a Separate Election of a Member of the Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? 6 Elect Heloisa Belotti Bedicks as None For Shareholder Fiscal Council Member and Reginaldo Ferreira Alexandre as Alternate Appointed by Preferred Shareholder -------------------------------------------------------------------------------- BRENNTAG AG Ticker: BNR Security ID: D12459117 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 1.25 per Share 3 Approve Discharge of Management Board For For Management for Fiscal 2019 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2019 5 Ratify PricewaterhouseCoopers GmbH as For Against Management Auditors for Fiscal 2020 6.1 Elect Stefanie Berlinger to the For For Management Supervisory Board 6.2 Elect Andreas Rittstieg to the For For Management Supervisory Board 6.3 Elect Doreen Nowotne to the For For Management Supervisory Board 6.4 Elect Richard Ridinger to the For For Management Supervisory Board 7 Change of Corporate Form to Societas For For Management Europaea (SE) -------------------------------------------------------------------------------- BRF SA Ticker: BRFS3 Security ID: P1905C100 Meeting Date: APR 27, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2019 and Approve Treatment of Net Loss 2 Fix Number of Directors at Ten For For Management 3 Do You Wish to Adopt Cumulative Voting None Abstain Management for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 4 Elect Directors For For Management 5 In Case There is Any Change to the None Against Management Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate? 6 In Case Cumulative Voting Is Adopted, None Abstain Management Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? 7.1 Percentage of Votes to Be Assigned - None Abstain Management Elect Augusto Marques da Cruz Filho as Independent Director 7.2 Percentage of Votes to Be Assigned - None Abstain Management Elect Dan loschpe as Independent Director 7.3 Percentage of Votes to Be Assigned - None Abstain Management Elect Flavia Buarque de Almeida as Independent Director 7.4 Percentage of Votes to Be Assigned - None Abstain Management Elect Flavia Maria Bittencourt as Independent Director 7.5 Percentage of Votes to Be Assigned - None Abstain Management Elect Jose Luiz Osorio as Independent Director 7.6 Percentage of Votes to Be Assigned - None Abstain Management Elect Luiz Fernando Furlan as Independent Director 7.7 Percentage of Votes to Be Assigned - None Abstain Management Elect Pedro Pullen Parente as Independent Director 7.8 Percentage of Votes to Be Assigned - None Abstain Management Elect Ivandre Motiel da Silva as Director 7.9 Percentage of Votes to Be Assigned - None Abstain Management Elect Roberto Rodrigues as Independent Director 7.10 Percentage of Votes to Be Assigned - None Abstain Management Elect Marcelo F. Bacci as Independent Director 8 Elect Pedro Pullen Parente as Board For For Management Chairman and Augusto Marques da Cruz Filho as Board Vice-Chairman 9 Approve Remuneration of Company's For For Management Management 10.1 Elect Attilio Guaspari as Fiscal For For Management Council Member and Susana Hanna Stiphan Jabra as Alternate 10.2 Elect Maria Paula Soares Aranha as For For Management Fiscal Council Member and Monica Hojaij Carvalho Molina as Alternate 10.3 Elect Andre Vicentini as Fiscal For For Management Council Member and Valdecyr Maciel Gomes as Alternate 11 Approve Remuneration of Fiscal Council For For Management Members -------------------------------------------------------------------------------- BRF SA Ticker: BRFS3 Security ID: P1905C100 Meeting Date: APR 27, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Article 21 For For Management 2 Approve Indemnification Agreement For For Management between the Company and New Elected Directors 3 Amend Stock Option Plan and Share For Against Management Matching Plan -------------------------------------------------------------------------------- BRIDGESTONE CORP. Ticker: 5108 Security ID: J04578126 Meeting Date: MAR 24, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 80 2.1 Elect Director Tsuya, Masaaki For For Management 2.2 Elect Director Ishibashi, Shuichi For For Management 2.3 Elect Director Eto, Akihiro For For Management 2.4 Elect Director Scott Trevor Davis For For Management 2.5 Elect Director Okina, Yuri For For Management 2.6 Elect Director Masuda, Kenichi For For Management 2.7 Elect Director Yamamoto, Kenzo For For Management 2.8 Elect Director Terui, Keiko For For Management 2.9 Elect Director Sasa, Seiichi For For Management 2.10 Elect Director Shiba, Yojiro For For Management 2.11 Elect Director Suzuki, Yoko For For Management 2.12 Elect Director Hara, Hideo For For Management 2.13 Elect Director Yoshimi, Tsuyoshi For For Management -------------------------------------------------------------------------------- BRILLIANCE CHINA AUTOMOTIVE HOLDINGS LIMITED Ticker: 1114 Security ID: G1368B102 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: JUN 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2A Elect Song Jian as Director For For Management 2B Elect Jiang Bo as Director For For Management 2C Authorize Board to Fix Remuneration of For For Management Directors 3 Approve Grant Thornton Hong Kong For For Management Limited as Auditors and Authorize Board to Fix Their Remuneration 4A Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 4B Authorize Repurchase of Issued Share For For Management Capital 4C Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- BRITANNIA INDUSTRIES LIMITED Ticker: 500825 Security ID: Y0969R151 Meeting Date: AUG 09, 2019 Meeting Type: Annual Record Date: AUG 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Accept Audited Standalone Financial For For Management Statements and Statutory Reports 1b Accept Audited Consolidated Financial For For Management Statements and Statutory Reports 2 Approve Dividend For For Management 3 Reelect Ness N. Wadia as Director For Against Management 4 Approve B S R & Co. LLP, Chartered For For Management Accountants as Auditors and Authorize Board to Fix Their Remuneration 5 Elect Tanya Arvind Dubash as Director For For Management 6 Reelect Avijit Deb as Director For For Management 7 Reelect Keki Dadiseth as Director For Against Management 8 Reelect Ajai Puri as Director For Against Management -------------------------------------------------------------------------------- BRITISH AMERICAN TOBACCO PLC Ticker: BATS Security ID: G1510J102 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: APR 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For Against Management 3 Reappoint KPMG LLP as Auditors For For Management 4 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 5 Re-elect Jack Bowles as Director For For Management 6 Re-elect Richard Burrows as Director For For Management 7 Re-elect Sue Farr as Director For For Management 8 Re-elect Dr Marion Helmes as Director For For Management 9 Re-elect Luc Jobin as Director For For Management 10 Re-elect Holly Koeppel as Director For For Management 11 Re-elect Savio Kwan as Director For For Management 12 Re-elect Dimitri Panayotopoulos as For For Management Director 13 Elect Jeremy Fowden as Director For For Management 14 Elect Tadeu Marroco as Director For For Management 15 Authorise Issue of Equity For For Management 16 Authorise Issue of Equity without For For Management Pre-emptive Rights 17 Authorise Market Purchase of Ordinary For For Management Shares 18 Approve Restricted Share Plan For For Management 19 Authorise EU Political Donations and For For Management Expenditure 20 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- BROOKFIELD ASSET MANAGEMENT INC. Ticker: BAM.A Security ID: 112585104 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: APR 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director M. Elyse Allan For For Management 1.2 Elect Director Angela F. Braly For For Management 1.3 Elect Director Murilo Ferreira For For Management 1.4 Elect Director Janice Fukakusa For For Management 1.5 Elect Director Frank J. McKenna For For Management 1.6 Elect Director Rafael Miranda For For Management 1.7 Elect Director Seek Ngee Huat For For Management 1.8 Elect Director Diana L. Taylor For For Management 2 Approve Deloitte LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 3 Advisory Vote on Executive For For Management Compensation Approach 4 SP 1: Assign an Oversight Against For Shareholder Responsibility for Human Capital Management to a Board Committee 5 SP 2: Amend Clawback Policy to Seek Against Against Shareholder Recoupment of Incentive or Equity-Based Compensation -------------------------------------------------------------------------------- BROTHER INDUSTRIES, LTD. Ticker: 6448 Security ID: 114813108 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Koike, Toshikazu For For Management 1.2 Elect Director Sasaki, Ichiro For For Management 1.3 Elect Director Ishiguro, Tadashi For For Management 1.4 Elect Director Kawanabe, Tasuku For For Management 1.5 Elect Director Kamiya, Jun For For Management 1.6 Elect Director Tada, Yuichi For For Management 1.7 Elect Director Fukaya, Koichi For For Management 1.8 Elect Director Takeuchi, Keisuke For For Management 1.9 Elect Director Shirai, Aya For For Management 1.10 Elect Director Uchida, Kazunari For For Management 1.11 Elect Director Hidaka, Naoki For For Management 2 Appoint Statutory Auditor Obayashi, For For Management Keizo 3 Approve Annual Bonus For For Management -------------------------------------------------------------------------------- BT GROUP PLC Ticker: BT.A Security ID: G16612106 Meeting Date: JUL 10, 2019 Meeting Type: Annual Record Date: JUL 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Final Dividend For For Management 4 Re-elect Jan du Plessis as Director For For Management 5 Re-elect Simon Lowth as Director For For Management 6 Re-elect Iain Conn as Director For For Management 7 Re-elect Tim Hottges as Director For For Management 8 Re-elect Isabel Hudson as Director For For Management 9 Re-elect Mike Inglis as Director For For Management 10 Re-elect Nick Rose as Director For For Management 11 Re-elect Jasmine Whitbread as Director For For Management 12 Elect Philip Jansen as Director For For Management 13 Elect Matthew Key as Director For For Management 14 Elect Allison Kirkby as Director For For Management 15 Reappoint KPMG LLP as Auditors For For Management 16 Authorise the Audit and Risk Committee For For Management to Fix Remuneration of Auditors 17 Authorise Issue of Equity For For Management 18 Authorise Issue of Equity without For For Management Pre-emptive Rights 19 Authorise Market Purchase of Ordinary For For Management Shares 20 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice 21 Authorise EU Political Donations and For For Management Expenditure -------------------------------------------------------------------------------- BUDWEISER BREWING COMPANY APAC LIMITED Ticker: 1876 Security ID: G1674K101 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Jan Craps as Director For For Management 3b Elect Carlos Brito as Director For For Management 3c Elect Mun Tak Marjorie Yang as Director For For Management 3d Authorize Board to Fix Remuneration of For For Management Directors 4 Approve PricewaterhouseCoopers as For For Management Auditors and Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Issued Share For For Management Capital 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For Against Management Shares 8 Amend Articles of Association For For Management -------------------------------------------------------------------------------- BUNZL PLC Ticker: BNZL Security ID: G16968110 Meeting Date: APR 15, 2020 Meeting Type: Annual Record Date: APR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For Abstain Management 3 Elect Peter Ventress as Director For For Management 4 Re-elect Frank van Zanten as Director For For Management 5 Elect Richard Howes as Director For For Management 6 Re-elect Vanda Murray as Director For For Management 7 Re-elect Lloyd Pitchford as Director For For Management 8 Re-elect Stephan Nanninga as Director For For Management 9 Reappoint PricewaterhouseCoopers LLP For For Management as Auditors 10 Authorise Board to Fix Remuneration of For For Management Auditors 11 Approve Remuneration Policy For For Management 12 Approve Remuneration Report For For Management 13 Authorise Issue of Equity For For Management 14 Authorise Issue of Equity without For For Management Pre-emptive Rights 15 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 16 Authorise Market Purchase of Ordinary For For Management Shares 17 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- BUPA ARABIA FOR COOPERATIVE INSURANCE CO. Ticker: 8210 Security ID: M20515116 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations for FY 2019 2 Approve Auditors' Report on Company For For Management Financial Statements for FY 2019 3 Accept Financial Statements and For For Management Statutory Reports for FY 2019 4 Ratify Auditors and Fix Their For For Management Remuneration for FY 2020 and Q1 of FY 2021 5 Approve Remuneration of Directors of For For Management SAR 3,098,000 for FY 2019 6 Approve Discharge of Directors for FY For For Management 2019 7 Approve Interim Dividends Semi For For Management Annually or Quarterly for FY 2020 8 Authorize Share Repurchase Program Up For For Management to SAR 14,275,322 to be Allocated to Employees' Long-Term Incentive Plan 9 Elect Joy Linton as Director For For Management 10.1 Elect Nadir Ashour as Director None Abstain Management 10.2 Elect Waleed Shukri as Director None Abstain Management 10.3 Elect Ali Al Bou Salih as Director None Abstain Management 10.4 Elect Salman Al Faris as Director None Abstain Management 11 Amend Committees Members Remuneration For For Management Policy 12 Amend Directors Remuneration Policy For For Management 13 Approve Related Party Transactions Re: For For Management Bupa Global 14 Approve Related Party Transactions Re: For For Management Nazer Clinics 15 Approve Related Party Transactions Re: For For Management Bupa Arabia for Cooperative Insurance Co. and Al Ahli Capital 16 Approve Related Party Transactions Re: For For Management Nazer Clinics 17 Approve Related Party Transactions Re: For For Management Bupa Investments Overseas Limited 18 Approve Related Party Transactions Re: For For Management Bupa Investments Overseas Limited 19 Approve Related Party Transactions Re: For For Management Bupa Insurance Ltd 20 Approve Related Party Transactions Re: For For Management Bupa Middle East Holding 21 Approve Related Party Transactions Re: For For Management Bupa Arabia for Cooperative Insurance Co. 22 Approve Related Party Transactions Re: For For Management Nazer Holding 23 Approve Related Party Transactions Re: For For Management Nazer Clinics 24 Approve Related Party Transactions Re: For For Management Nazer Medical Service 25 Approve Related Party Transactions Re: For For Management Nawah Healthcare 26 Approve Related Party Transactions Re: For For Management Nazer Clinics 27 Approve Related Party Transactions Re: For For Management Bupa Arabia for Cooperative Insurance Co. and National Commercial Bank 28 Approve Related Party Transactions Re: For For Management Bupa Arabia for Cooperative Insurance Co. and Gulf International Bank 29 Approve Related Party Transactions Re: For For Management Bupa Arabia for Cooperative Insurance Co. and Rajhi Steel 30 Approve Related Party Transactions Re: For For Management Mobily 31 Approve Related Party Transactions Re: For For Management Saudi Arabian Mining Company 32 Approve Related Party Transactions Re: For For Management Saudi Industrial Investment Group 33 Approve Related Party Transactions Re: For For Management Bawan Wood Factory 34 Approve Related Party Transactions Re: For For Management Bawan Metal Industries 35 Approve Related Party Transactions Re: For For Management Al Rajhi Bank 36 Approve Related Party Transactions Re: For For Management Riyadh Cables Company 37 Approve Related Party Transactions Re: For For Management Careem 38 Approve Related Party Transactions Re: For For Management Bupa Arabia for Cooperative Insurance Co. and Al Ahli Capital 39 Approve Related Party Transactions Re: For For Management Bupa Arabia for Cooperative Insurance Co. and Sedco Holding Group 40 Approve Related Party Transactions Re: For For Management Fitaihi Holding Group 41 Approve Related Party Transactions Re: For For Management Abdulhadi Shayif 42 Approve Related Party Transactions Re: For For Management Health Water Bottling Co. Ltd. 43 Approve Related Party Transactions Re: For For Management Bupa Arabia for Cooperative Insurance Co., National Commercial Bank and Al Ahli Capital 44 Approve Related Party Transactions Re: For For Management Bupa Arabia for Cooperative Insurance Co. and Saudi Steel Pipe Company 45 Approve Related Party Transactions Re: For For Management Bupa Arabia for Cooperative Insurance Co. and Ahmed Mohamed Saleh Baeshen & Co 46 Approve Related Party Transactions Re: For For Management Bupa Arabia for Cooperative Insurance Co. and Al-Ittihad Club 47 Approve Related Party Transactions Re: For For Management Bupa Arabia for Cooperative Insurance Co. and Al-Hilal FC 48 Amend Article 1 of Bylaws Re: For For Management Incorporation 49 Amend Article 3 of Bylaws Re: For For Management Corporate Purpose 50 Amend Article 4 of Bylaws Re: For For Management Participation and Ownership in Companies 51 Amend Article 11 of Bylaws Re: Shares For For Management Issuance 52 Amend Article 12 of Bylaws Re: Shares For For Management Trading 53 Amend Article 13 of Bylaws Re: For For Management Increase of Capital 54 Amend Article 14 of Bylaws Re: For For Management Reduction of Capital 55 Amend Article 15 of Bylaws Re: Company For Against Management Management 56 Amend Article 16 of Bylaws Re: For For Management Expiration of Board Membership 57 Amend Article 17 of Bylaws Re: Board For For Management Vacancy 58 Amend Article 18 of Bylaws Re: Board For For Management Powers 59 Amend Article 19 of Bylaws Re: For For Management Chairman, Vice Chairman, and Managing Director Remuneration 60 Amend Article 20 of Bylaws Re: For For Management Chairman, Vice Chairman, Managing Director and Secretary Powers 61 Amend Article 21 of Bylaws Re: Board For For Management Meetings 62 Amend Article 22 of Bylaws Re: Board For For Management Meeting Quorum 63 Amend Article 24 of Bylaws Re: For For Management Agreements and Contracts 64 Amend Article 25 of Bylaws Re: General For For Management Meetings Attendance 65 Amend Article 26 of Bylaws Re: For For Management Constitutional Assembly 66 Amend Article 27 of Bylaws Re: For For Management Constitutional Assembly Competences 67 Amend Article 28 of Bylaws Re: For Against Management Ordinary General Meeting Competences 68 Amend Article 30 of Bylaws Re: General For For Management Meeting Invitation 69 Amend Article 33 of Bylaws Re: For Against Management Extraordinary General Meeting Quorum 70 Amend Article 39 of Bylaws Re: For For Management Appointment of Auditor 71 Amend Article 41 of Bylaws Re: For For Management Auditor's Liabilities 72 Amend Article 45 of Bylaws Re: Zakkat For For Management and Reserve 73 Amend Article 46 of Bylaws Re: Accrual For For Management of profits 74 Amend Article 49 of Bylaws Re: Board For For Management Members Responsibility 75 Amend Article 50 of Bylaws Re: For For Management Company's Termination 76 Amend Article 51 of Bylaws Re: For For Management Company's Bylaw -------------------------------------------------------------------------------- BURBERRY GROUP PLC Ticker: BRBY Security ID: G1700D105 Meeting Date: JUL 17, 2019 Meeting Type: Annual Record Date: JUL 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Final Dividend For For Management 4 Re-elect Dr Gerry Murphy as Director For For Management 5 Re-elect Fabiola Arredondo as Director For For Management 6 Re-elect Jeremy Darroch as Director For For Management 7 Re-elect Ron Frasch as Director For For Management 8 Re-elect Matthew Key as Director For For Management 9 Re-elect Dame Carolyn McCall as For For Management Director 10 Re-elect Orna NiChionna as Director For For Management 11 Re-elect Marco Gobbetti as Director For For Management 12 Re-elect Julie Brown as Director For For Management 13 Reappoint PricewaterhouseCoopers LLP For For Management as Auditors 14 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 15 Authorise EU Political Donations and For For Management Expenditure 16 Authorise Issue of Equity For For Management 17 Authorise Issue of Equity without For For Management Pre-emptive Rights 18 Authorise Market Purchase of Ordinary For For Management Shares 19 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- BUREAU VERITAS SA Ticker: BVI Security ID: F96888114 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: JUN 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Absence of Dividends 4 Approve Auditors' Special Report on For For Management Related-Party Transactions Mentioning the Absence of New Transactions 5 Ratify Appointment of Jerome Michiels For Against Management as Director 6 Reelect Sian Herbert-Jones as Director For For Management 7 Reelect Stephanie Besnier as Director For For Management 8 Reelect Claude Ehlingeras Director For Against Management 9 Approve Remuneration Policy of For For Management Directors 10 Approve Remuneration Policy of For For Management Chairman of the Board 11 Approve Remuneration Policy of CEO For Against Management 12 Approve Compensation Report of For For Management Corporate Officers 13 Approve Compensation of Aldo Cardoso, For For Management Chairman of the board 14 Approve Compensation of Didier For Against Management Michaud-Daniel, CEO 15 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 16 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- BYD COMPANY LIMITED Ticker: 1211 Security ID: Y1023R104 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: MAY 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Supervisory For For Management Committee 3 Approve 2019 Audited Financial For For Management Statements 4 Approve 2019 Annual Reports and Its For For Management Summary 5 Approve 2019 Profit Distribution Plan For For Management 6 Approve Ernst & Young Hua Ming LLP as For For Management PRC Auditor and Internal Control Audit Institution and Ernst & Young as Auditor Outside the PRC and Authorize Board to Fix Their Remuneration 7 Approve Provision of Guarantee by the For Against Management Group 8 Approve Provision of Repurchase or For For Management Guarantee by the Company and Its Subsidiaries for External Parties 9 Approve Estimated Cap of Ordinary For For Management Connected Transactions for the Year 2020 10 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights for H Shares 11 Approve Issuance by BYD Electronic For Against Management (International) Company Limited of Equity or Equity-Linked Securities without Preemptive Rights 12 Approve Use of Internal Short-Term For For Management Intermittent Funds for Entrusted Wealth Management and Related Transactions 13 Approve Use of Internal Funds of the For Against Management Company and Its Subsidiaries for Risk-Related Investments and Related Transactions 14 Approve Provision of Phased Guarantee For For Management for Mortgage-Backed Car Buyers to BYD Auto Finance Company Limited 15 Amend Articles of Association For For Management 16 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 17 Approve Authorization to the Board to For Against Management Determine the Proposed Plan for the Issuance of Debt Financing Instruments -------------------------------------------------------------------------------- BYD COMPANY LIMITED Ticker: 1211 Security ID: Y1045E107 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: JUN 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Supervisory For For Management Committee 3 Approve 2019 Audited Financial For For Management Statements 4 Approve 2019 Annual Reports and Its For For Management Summary 5 Approve 2019 Profit Distribution Plan For For Management 6 Approve Ernst & Young Hua Ming LLP as For For Management PRC Auditor and Internal Control Audit Institution and Ernst & Young as Auditor Outside the PRC and Authorize Board to Fix Their Remuneration 7 Approve Provision of Guarantee by the For Against Management Group 8 Approve Provision of Repurchase or For For Management Guarantee by the Company and Its Subsidiaries for External Parties 9 Approve Estimated Cap of Ordinary For For Management Connected Transactions for the Year 2020 10 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights for H Shares 11 Approve Issuance by BYD Electronic For Against Management (International) Company Limited of Equity or Equity-Linked Securities without Preemptive Rights 12 Approve Use of Internal Short-Term For For Management Intermittent Funds for Entrusted Wealth Management and Related Transactions 13 Approve Use of Internal Funds of the For Against Management Company and Its Subsidiaries for Risk-Related Investments and Related Transactions 14 Approve Provision of Phased Guarantee For For Management for Mortgage-Backed Car Buyers to BYD Auto Finance Company Limited 15 Amend Articles of Association For For Management 16 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 17 Approve Authorization to the Board to For Against Management Determine the Proposed Plan for the Issuance of Debt Financing Instruments -------------------------------------------------------------------------------- BYD ELECTRONIC (INTERNATIONAL) CO., LTD. Ticker: 285 Security ID: Y1045N107 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: JUN 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Approve Ernst & Young as Auditor and For For Management Authorize Board to Fix Their Remuneration 4 Elect Wang Chuan-fu as Director For For Management 5 Elect Jiang Xiang-rong as Director For For Management 6 Elect Chung Kwok Mo John as Director For For Management 7 Authorize Board to Fix Remuneration of For For Management Directors 8 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 9 Authorize Repurchase of Issued Share For For Management Capital 10 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- BYD ELECTRONIC (INTERNATIONAL) CO., LTD. Ticker: 285 Security ID: Y1045N107 Meeting Date: JUN 29, 2020 Meeting Type: Special Record Date: JUN 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Supplemental Agreement, For For Management Proposed Annual Cap and Related Transactions -------------------------------------------------------------------------------- CAE INC. Ticker: CAE Security ID: 124765108 Meeting Date: AUG 14, 2019 Meeting Type: Annual Record Date: JUN 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Margaret S. (Peg) For For Management Billson 1.2 Elect Director Michael M. Fortier For For Management 1.3 Elect Director Marianne Harrison For For Management 1.4 Elect Director Alan N. MacGibbon For For Management 1.5 Elect Director John P. Manley For For Management 1.6 Elect Director Francois Olivier For For Management 1.7 Elect Director Marc Parent For For Management 1.8 Elect Director Michael E. Roach For For Management 1.9 Elect Director Norton A. Schwartz For For Management 1.10 Elect Director Andrew J. Stevens For For Management 2 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 3 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- CAIXABANK SA Ticker: CABK Security ID: E2427M123 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Consolidated and Standalone For For Management Financial Statements 2 Approve Non-Financial Information For For Management Statement 3 Approve Discharge of Board For For Management 4 Approve Allocation of Income and For For Management Dividends 5 Renew Appointment of For For Management PricewaterhouseCoopers as Auditor 6.1 Reelect Maria Veronica Fisas Verges as For Against Management Director 6.2 Elect Francisco Javier Garcia Sanz as For Against Management Director 6.3 Fix Number of Directors at 15 For For Management 7 Authorize Increase in Capital up to 50 For For Management Percent via Issuance of Equity or Equity-Linked Securities, Excluding Preemptive Rights of up to 20 Percent 8 Authorize Share Repurchase Program For For Management 9 Approve Remuneration Policy For For Management 10 Amend Articles Re: Remote Attendance For For Management to the General Shareholders Meetings 11 Amend Articles of General Meeting For For Management Regulations Re: Remote Attendance 12 Authorize Board to Ratify and Execute For For Management Approved Resolutions 13 Advisory Vote on Remuneration Report For For Management -------------------------------------------------------------------------------- CALBEE, INC. Ticker: 2229 Security ID: J05190103 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 50 2.1 Elect Director Ito, Shuji For For Management 2.2 Elect Director Ehara, Makoto For For Management 2.3 Elect Director Kikuchi, Koichi For For Management 2.4 Elect Director Mogi, Yuzaburo For For Management 2.5 Elect Director Takahara, Takahisa For For Management 2.6 Elect Director Fukushima, Atsuko For For Management 2.7 Elect Director Miyauchi, Yoshihiko For For Management 2.8 Elect Director Sylvia Dong For For Management 3 Appoint Statutory Auditor Oe, Nagako For For Management 4 Appoint Alternate Statutory Auditor For For Management Mataichi, Yoshio 5 Approve Annual Bonus For For Management 6 Approve Trust-Type Equity Compensation For For Management Plan -------------------------------------------------------------------------------- CALTEX AUSTRALIA LTD. Ticker: CTX Security ID: Q19884107 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Melinda Conrad as Director For For Management 2 Approve Remuneration Report For For Management 3 Approve the Change of Company Name to For For Management Ampol Limited -------------------------------------------------------------------------------- CAMECO CORPORATION Ticker: CCO Security ID: 13321L108 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor A.1 Elect Director Ian Bruce For Did Not Vote Management A.2 Elect Director Daniel Camus For Did Not Vote Management A.3 Elect Director Donald Deranger For Did Not Vote Management A.4 Elect Director Catherine Gignac For Did Not Vote Management A.5 Elect Director Tim Gitzel For Did Not Vote Management A.6 Elect Director Jim Gowans For Did Not Vote Management A.7 Elect Director Kathryn (Kate) Jackson For Did Not Vote Management A.8 Elect Director Don Kayne For Did Not Vote Management A.9 Elect Director Anne McLellan For Did Not Vote Management B Ratify KPMG LLP as Auditors For Did Not Vote Management C Advisory Vote on Executive For Did Not Vote Management Compensation Approach D The Undersigned Hereby Certifies that None Did Not Vote Management the Shares Represented by this Proxy are Owned and Controlled by a Canadian. Vote FOR = Yes and ABSTAIN = No. A Vote Against will be treated as not voted. -------------------------------------------------------------------------------- CANADIAN APARTMENT PROPERTIES REAL ESTATE INVESTMENT TRUST Ticker: CAR.UN Security ID: 134921105 Meeting Date: JUN 01, 2020 Meeting Type: Annual/Special Record Date: APR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Trustees Harold Burke For For Management 1.2 Elect Trustees Gina Parvaneh Cody For For Management 1.3 Elect Trustees Mark Kenney For For Management 1.4 Elect Trustees Poonam Puri For For Management 1.5 Elect Trustees Jamie Schwartz For For Management 1.6 Elect Trustees Michael Stein For For Management 1.7 Elect Trustees Elaine Todres For For Management 1.8 Elect Trustees Rene Tremblay For For Management 2 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Trustees to Fix Their Remuneration 3 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- CANADIAN IMPERIAL BANK OF COMMERCE Ticker: CM Security ID: 136069101 Meeting Date: APR 08, 2020 Meeting Type: Annual Record Date: FEB 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Brent S. Belzberg For For Management 1.2 Elect Director Charles J. G. Brindamour For For Management 1.3 Elect Director Nanci E. Caldwell For For Management 1.4 Elect Director Michelle L. Collins For For Management 1.5 Elect Director Patrick D. Daniel For For Management 1.6 Elect Director Luc Desjardins For For Management 1.7 Elect Director Victor G. Dodig For For Management 1.8 Elect Director Kevin J. Kelly For For Management 1.9 Elect Director Christine E. Larsen For For Management 1.10 Elect Director Nicholas D. Le Pan For For Management 1.11 Elect Director John P. Manley For For Management 1.12 Elect Director Jane L. Peverett For For Management 1.13 Elect Director Katharine B. Stevenson For For Management 1.14 Elect Director Martine Turcotte For For Management 1.15 Elect Director Barry L. Zubrow For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote on Executive For For Management Compensation Approach 4 SP 1: Approve Disclosure of Against Against Shareholder Compensation Ratio 5 SP 2: Adopt a Diversity Target Higher Against For Shareholder than 40% for the Composition of the Board of Directors for the Next Five Years 6 SP 3: Update Computer Systems to Against Against Shareholder Increase Competitiveness while Enhancing Privacy Protection -------------------------------------------------------------------------------- CANADIAN NATIONAL RAILWAY COMPANY Ticker: CNR Security ID: 136375102 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Shauneen Bruder For For Management 1.2 Elect Director Donald J. Carty For For Management 1.3 Elect Director Gordon D. Giffin For For Management 1.4 Elect Director Julie Godin For For Management 1.5 Elect Director Edith E. Holiday For For Management 1.6 Elect Director V. Maureen Kempston For For Management Darkes 1.7 Elect Director Denis Losier For For Management 1.8 Elect Director Kevin G. Lynch For For Management 1.9 Elect Director James E. O'Connor For For Management 1.10 Elect Director Robert Pace For For Management 1.11 Elect Director Robert L. Phillips For For Management 1.12 Elect Director Jean-Jacques Ruest For For Management 1.13 Elect Director Laura Stein For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- CANADIAN NATURAL RESOURCES LIMITED Ticker: CNQ Security ID: 136385101 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Catherine M. Best For For Management 1.2 Elect Director M. Elizabeth Cannon For For Management 1.3 Elect Director N. Murray Edwards For For Management 1.4 Elect Director Christopher L. Fong For For Management 1.5 Elect Director Gordon D. Giffin For For Management 1.6 Elect Director Wilfred A. Gobert For For Management 1.7 Elect Director Steve W. Laut For For Management 1.8 Elect Director Tim S. McKay For For Management 1.9 Elect Director Frank J. McKenna For For Management 1.10 Elect Director David A. Tuer For For Management 1.11 Elect Director Annette M. Verschuren For For Management 2 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 3 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- CANADIAN PACIFIC RAILWAY LIMITED Ticker: CP Security ID: 13645T100 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Ratify Deloitte LLP as Auditors For For Management 2 Advisory Vote on Executive For For Management Compensation Approach 3.1 Elect Director John Baird For For Management 3.2 Elect Director Isabelle Courville For For Management 3.3 Elect Director Keith E. Creel For For Management 3.4 Elect Director Gillian (Jill) H. Denham For For Management 3.5 Elect Director Edward R. Hamberger For For Management 3.6 Elect Director Rebecca MacDonald For For Management 3.7 Elect Director Edward L. Monser For For Management 3.8 Elect Director Matthew H. Paull For For Management 3.9 Elect Director Jane L. Peverett For For Management 3.10 Elect Director Andrea Robertson For For Management 3.11 Elect Director Gordon T. Trafton For For Management -------------------------------------------------------------------------------- CANADIAN TIRE CORPORATION LIMITED Ticker: CTC.A Security ID: 136681202 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Diana Chant For For Management 1.2 Elect Director Norman Jaskolka For For Management 1.3 Elect Director Cynthia Trudell For For Management -------------------------------------------------------------------------------- CANON, INC. Ticker: 7751 Security ID: J05124144 Meeting Date: MAR 27, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 80 2.1 Elect Director Mitarai, Fujio For Against Management 2.2 Elect Director Maeda, Masaya For Against Management 2.3 Elect Director Tanaka, Toshizo For Against Management 2.4 Elect Director Homma, Toshio For Against Management 2.5 Elect Director Saida, Kunitaro For Against Management 2.6 Elect Director Kato, Haruhiko For Against Management 3 Appoint Statutory Auditor Ebinuma, For Abstain Management Ryuichi 4 Appoint Deloitte Touche Tohmatsu LLC For For Management as New External Audit Firm 5 Approve Annual Bonus For For Management -------------------------------------------------------------------------------- CANOPY GROWTH CORPORATION Ticker: WEED Security ID: 138035100 Meeting Date: SEP 17, 2019 Meeting Type: Annual Record Date: AUG 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John K. Bell For For Management 1.2 Elect Director Robert Hanson For For Management 1.3 Elect Director David Klein For For Management 1.4 Elect Director William Newlands For For Management 1.5 Elect Director Judy A. Schmeling For For Management 1.6 Elect Director Peter E. Stringham For For Management 1.7 Elect Director Mark Zekulin For For Management 2 Approve KPMG LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- CAPGEMINI SE Ticker: CAP Security ID: F4973Q101 Meeting Date: MAY 20, 2020 Meeting Type: Annual/Special Record Date: MAY 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 1.35 per Share 4 Approve Auditors' Special Report on For For Management Related-Party Transactions 5 Approve Compensation of Paul Hermelin, For Against Management Chairman and CEO 6 Approve Compensation of Thierry For Against Management Delaporte, Vice-CEO 7 Approve Compensation of Aiman Ezzat, For Against Management Vice-CEO 8 Approve Compensation Report of For Against Management Corporate Officers 9 Approve Remuneration Policy of For Against Management Chairman and CEO 10 Approve Remuneration Policy of For Against Management Vice-CEOs 11 Approve Remuneration Policy of For For Management Chairman of the Board 12 Approve Remuneration Policy of CEO For Against Management 13 Approve Remuneration Policy of For For Management Directors 14 Reelect Sian Herbert-Jones as Director For For Management 15 Elect Belen Moscoso del Prado For For Management Lopez-Doriga as Director 16 Elect Aiman Ezzat as Director For For Management 17 Elect Lucia Sinapi-Thomas as Director For For Management Shareholder Representative 17A Elect Claire Sauvanaud as Director Against Against Management Shareholder Representative 18 Renew Appointment of For Against Management PricewaterhouseCoopers Audit as Auditor 19 Appoint Mazars as Auditor For For Management 20 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 21 Amend Articles 7 and 17 of Bylaws to For For Management Comply with Legal Changes 22 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 23 Authorize Capitalization of Reserves For For Management of Up to EUR 1.5 Billion for Bonus Issue or Increase in Par Value 24 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 540 Million 25 Authorize Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 135 Million 26 Approve Issuance of Equity or For For Management Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 135 Million 27 Authorize Board to Set Issue Price for For For Management 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights Under Items 25 and 26 28 Authorize Board to Increase Capital in For For Management the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above 29 Authorize Capital Increase of up to 10 For For Management Percent of Issued Capital for Contributions in Kind 30 Authorize up to 1.2 Percent of Issued For For Management Capital for Use in Restricted Stock Plans Under Performance Conditions Reserved for Employees and Executive Officers 31 Authorize Capital Issuances for Use in For Against Management Employee Stock Purchase Plans 32 Authorize Capital Issuances for Use in For Against Management Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries 33 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- CAPITALAND COMMERCIAL TRUST Ticker: C61U Security ID: Y1091N100 Meeting Date: SEP 06, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acquisition of 94.9 Percent For For Management Shares in Target Companies -------------------------------------------------------------------------------- CAPITALAND COMMERCIAL TRUST Ticker: C61U Security ID: Y1091N100 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Report of the Trustee, Statement For For Management by the Manager, and Audited Financial Statements and Auditors' Report 2 Approve KPMG LLP as Auditors and For For Management Authorize Manager to Fix Their Remuneration 3 Approve Issuance of Equity or For For Management Equity-Linked Securities with or without Preemptive Rights 4 Authorize Unit Repurchase Program For For Management -------------------------------------------------------------------------------- CAPITALAND LTD. Ticker: C31 Security ID: Y10923103 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and For For Management Directors' and Auditors' Reports 2 Approve First and Final Dividend For For Management 3 Approve Directors' Remuneration For For Management 4a Elect Chaly Mah Chee Kheong as Director For For Management 4b Elect Amirsham Bin A Aziz as Director For For Management 4c Elect Kee Teck Koon as Director For For Management 4d Elect Gabriel Lim Meng Liang as For For Management Director 5 Elect Miguel Ko as Director For For Management 6 Approve KPMG LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 7 Approve Issuance of Equity or For For Management Equity-Linked Securities with or without Preemptive Rights 8 Approve Grant of Awards and Issuance For For Management of Shares Under the CapitaLand Performance Share Plan 2020 and CapitaLand Restricted Share Plan 2020 9 Authorize Share Repurchase Program For For Management 10 Approve Issuance of Shares Pursuant to For For Management the CapitaLand Scrip Dividend Scheme 11 Amend Constitution For For Management -------------------------------------------------------------------------------- CAPITALAND MALL TRUST Ticker: C38U Security ID: Y1100L160 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Report of the Trustee, Statement For For Management by the Manager, and Audited Financial Statements and Auditors' Report 2 Approve KPMG LLP as Auditors and For For Management Authorize Manager to Fix Their Remuneration 3 Approve Issuance of Equity or For For Management Equity-Linked Securities with or without Preemptive Rights 4 Authorize Unit Repurchase Program For For Management -------------------------------------------------------------------------------- CAPITEC BANK HOLDINGS LTD. Ticker: CPI Security ID: S15445109 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Re-elect Michiel du Pre le Roux as For For Management Director 2 Re-elect Kabelo Makwane as Director For For Management 3 Re-elect Chris Otto as Director For For Management 4 Elect Santie Botha as Director For For Management 5 Elect Emma Mashilwane as Director For For Management 6 Reappoint PricewaterhouseCoopers Inc For For Management as Auditors of the Company 7 Appoint Deloitte & Touche as Auditors For For Management of the Company 8 Authorise Specific Issue of Loss For For Management Absorbent Convertible Capital Securities for Cash 9 Authorise Board to Issue Shares for For For Management Cash 10 Approve Remuneration Policy For For Management 11 Approve Implementation Report of For For Management Remuneration Policy 1 Approve Non-executive Directors' For For Management Remuneration 2 Authorise Repurchase of Issued Share For For Management Capital 3 Approve Financial Assistance in Terms For For Management of Section 45 of the Companies Act 4 Approve Financial Assistance in For For Management Respect of the Restricted Share Plan -------------------------------------------------------------------------------- CARLSBERG A/S Ticker: CARL.B Security ID: K36628137 Meeting Date: MAR 16, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Report of Board None None Management 2 Accept Financial Statements and For For Management Statutory Reports; Approve Discharge of Management and Board 3 Approve Allocation of Income and For For Management Dividends of DKK 21 Per Share 4a Approve Guidelines for Incentive-Based For Against Management Compensation for Executive Management and Board 4b Approve Remuneration of Directors For For Management 4c Approve DKK 88 Million Reduction in For For Management Share Capital via Share Cancellation 4d Amend Articles Re: Voting on the For For Management Company's Remuneration Report 4e Amend Articles Re: Change of Name and For For Management CVR Number of the Provider of Share Registration Services 5a Reelect Flemming Besenbacher as For For Management Director 5b Reelect Lars Fruergaard Jorgensen as For For Management Director 5c Reelect Carl Bache as Director For For Management 5d Reelect Magdi Batato as Director For For Management 5e Reelect Domitille Doat-Le Bigot as For For Management Director 5f Reelect Lilian Fossum Biner as Director For For Management 5g Reelect Richard Burrows as Director For For Management 5h Reelect Soren-Peter Fuchs Olesen as For Abstain Management Director 5i Reelect Majken Schultz as Director For For Management 5j Reelect Lars Stemmerik as Director For For Management 6 Ratify PricewaterhouseCoopers as For For Management Auditors -------------------------------------------------------------------------------- CARNIVAL PLC Ticker: CCL Security ID: G19081101 Meeting Date: APR 06, 2020 Meeting Type: Annual Record Date: APR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Re-elect Micky Arison as Director of For For Management Carnival Corporation and as a Director of Carnival plc 2 Re-elect Sir Jonathon Band as Director For For Management of Carnival Corporation and as a Director of Carnival plc 3 Re-elect Jason Cahilly as Director of For For Management Carnival Corporation and as a Director of Carnival plc 4 Re-elect Helen Deeble as Director of For For Management Carnival Corporation and as a Director of Carnival plc 5 Re-elect Arnold Donald as Director of For For Management Carnival Corporation and as a Director of Carnival plc 6 Re-elect Richard Glasier as Director For Against Management of Carnival Corporation and as a Director of Carnival plc 7 Re-elect Katie Lahey as Director of For For Management Carnival Corporation and as a Director of Carnival plc 8 Re-elect Sir John Parker as Director For For Management of Carnival Corporation and as a Director of Carnival plc 9 Re-elect Stuart Subotnick as Director For Against Management of Carnival Corporation and as a Director of Carnival plc 10 Re-elect Laura Weil as Director of For Against Management Carnival Corporation and as a Director of Carnival plc 11 Re-elect Randall Weisenburger as For Against Management Director of Carnival Corporation and as a Director of Carnival plc 12 Advisory Vote to Approve Executive For For Management Compensation 13 Approve Remuneration Report For For Management 14 Approve Remuneration Policy For For Management 15 Reappoint PricewaterhouseCoopers LLP For For Management as Independent Auditors of Carnival plc; Ratify the Selection of the U.S. Firm of PricewaterhouseCoopers LLP as the Independent Registered Public Accounting Firm of Carnival Corporation 16 Authorise the Audit Committee of For For Management Carnival plc to Fix Remuneration of Auditors 17 Accept Financial Statements and For For Management Statutory Reports 18 Authorise Issue of Equity For For Management 19 Authorise Issue of Equity without For For Management Pre-emptive Rights 20 Authorise Market Purchase of Ordinary For For Management Shares 21 Approve Stock Plan For For Management 22 Approve UK Employee Share Purchase Plan For For Management -------------------------------------------------------------------------------- CARREFOUR SA Ticker: CA Security ID: F13923119 Meeting Date: MAY 29, 2020 Meeting Type: Annual/Special Record Date: MAY 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 0.23 per Share 4 Approve Auditors' Special Report on For For Management Related-Party Transactions 5 Reelect Alexandre Arnault as Director For For Management 6 Reelect Marie-Laure Sauty de Chalon as For For Management Director 7 Approve Compensation Report of For For Management Corporate Officers 8 Approve Compensation of Alexandre For Against Management Bompard, Chairman and CEO 9 Approve Remuneration Policy of For Against Management Chairman and CEO 10 Approve Remuneration Policy of For For Management Directors 11 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 12 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 13 Amend Article 11 of Bylaws Re: Quorum For For Management 14 Amend Article 13 of Bylaws Re: Board For For Management Members Deliberation via Written Consultation 15 Amend Article 17 of Bylaws Re: Board For For Management Remuneration 16 Amend Article 19 of Bylaws Re: Auditors For For Management 17 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- CASIO COMPUTER CO., LTD. Ticker: 6952 Security ID: J05250139 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 22.5 2.1 Elect Director Kashio, Kazuhiro For For Management 2.2 Elect Director Yamagishi, Toshiyuki For For Management 2.3 Elect Director Takano, Shin For For Management 2.4 Elect Director Kashio, Tetsuo For For Management 2.5 Elect Director Ozaki, Motoki For For Management -------------------------------------------------------------------------------- CATCHER TECHNOLOGY CO., LTD. Ticker: 2474 Security ID: Y1148A101 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: APR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Profit Distribution For For Management 3 Approve to Raise Funds through Issuing For For Management New Shares or GDR 4.1 Elect HUNG SHUI-SUNG, a Representative For For Management of YUNG YU INVESTMENT CO. LTD. with SHAREHOLDER NO.281516, as Non-Independent Director -------------------------------------------------------------------------------- CATHAY FINANCIAL HOLDINGS CO. LTD. Ticker: 2882 Security ID: Y11654103 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association 4 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting 5 Approve Long-term Capital Raising Plan For For Management 6 Approve Release of Restrictions of For For Management Competitive Activities of Directors -------------------------------------------------------------------------------- CCC SA Ticker: CCC Security ID: X5818P109 Meeting Date: SEP 26, 2019 Meeting Type: Special Record Date: SEP 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Meeting Chairman For For Management 3 Acknowledge Proper Convening of Meeting None None Management 4 Approve Agenda of Meeting For For Management 5 Amend Statute Re: Change Fiscal Year For For Management 6 Close Meeting None None Management -------------------------------------------------------------------------------- CCC SA Ticker: CCC Security ID: X5818P109 Meeting Date: APR 17, 2020 Meeting Type: Special Record Date: APR 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Meeting Chairman For For Management 3 Acknowledge Proper Convening of Meeting None None Management 4 Approve Agenda of Meeting For For Management 5 Approve Increase in Share Capital via For For Management Issuance of Series I and Series J Shares for Private Placement without Preemptive Rights; Approve Dematerialization and Listing of New Shares; Amend Statute Accordingly 6 Close Meeting None None Management -------------------------------------------------------------------------------- CCR SA Ticker: CCRO3 Security ID: P2170M104 Meeting Date: JAN 10, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles For Against Management -------------------------------------------------------------------------------- CCR SA Ticker: CCRO3 Security ID: P2170M104 Meeting Date: APR 09, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For Against Management Statutory Reports for Fiscal Year Ended Dec. 31, 2019 2 Approve Allocation of Income and For For Management Dividends 3 Fix Number of Directors at 13 For For Management 4 Do You Wish to Adopt Cumulative Voting None Abstain Management for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 5 Elect Directors For Against Management 6 In Case There is Any Change to the None Against Management Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate? 7 In Case Cumulative Voting Is Adopted, None For Management Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? 8.1 Percentage of Votes to Be Assigned - None Abstain Management Elect Ana Maria Marcondes Penido Sant'Anna as Director and Eduarda Penido Dalla Vecchia as Alternate 8.2 Percentage of Votes to Be Assigned - None Abstain Management Elect Fernando Luiz Aguiar Filho as Director and Leonardo de Almeida Massa as Alternate 8.3 Percentage of Votes to Be Assigned - None Abstain Management Elect Ricardo Coutinho de Sena as Director and Jose Henrique Braga Polido Lopes as Alternate 8.4 Percentage of Votes to Be Assigned - None Abstain Management Elect Flavio Mendes Aidar as Director and Livio Hagime Kuze as Alternate 8.5 Percentage of Votes to Be Assigned - None Abstain Management Elect Paulo Roberto Reckziegel Guedes as Director and Fernando Santos Salles as Alternate 8.6 Percentage of Votes to Be Assigned - None Abstain Management Elect Luis Claudio Rapparini Soares as Director and Eduardo Penido Sant'Anna as Alternate 8.7 Percentage of Votes to Be Assigned - None Abstain Management Elect Renato Torres de Faria as Director and Paulo Marcio de Oliveira Monteiro as Alternate 8.8 Percentage of Votes to Be Assigned - None Abstain Management Elect Henrique Sutton de Sousa Neves as Director and Rosa Evangelina Penido Dalla Vecchia as Alternate 8.9 Percentage of Votes to Be Assigned - None Abstain Management Elect Luiz Carlos Cavalcanti Dutra Junior as Director and Nelson Tambelini Junior as Alternate 8.10 Percentage of Votes to Be Assigned - None For Management Elect Luiz Alberto Colonna Rosman as Independent Director 8.11 Percentage of Votes to Be Assigned - None For Management Elect Leonardo Porciuncula Gomes Pereira as Independent Director 8.12 Percentage of Votes to Be Assigned - None For Management Elect Eduardo Bunker Gentil as Independent Director 8.13 Percentage of Votes to Be Assigned - None For Management Elect Eliane Aleixo Lustosa de Andrade as Independent Director 9 As an Ordinary Shareholder, Would You None For Management like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 10 Elect Ana Maria Marcondes Penido For Against Management Sant'Anna as Board Chairman and Ricardo Coutinho de Sena as Board Vice-Chairman 11 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? 12.1 Elect Adalgiso Fragoso de Faria as For For Management Fiscal Council Member and Marcelo de Andrade as Alternate 12.2 Elect Bruno Goncalves Siqueira as For For Management Fiscal Council Member and Daniel da Silva Alves as Alternate 12.3 Elect Piedade Mota da Fonseca as For For Management Fiscal Council Member and Ronaldo Pires da Silva as Alternate 13 Approve Remuneration of Company's For Against Management Management 14 Approve Remuneration of Fiscal Council For For Management Members -------------------------------------------------------------------------------- CELLTRION HEALTHCARE CO., LTD. Ticker: 091990 Security ID: Y6S3BE101 Meeting Date: MAR 27, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2.1 Elect Kim Hyeong-gi as Inside Director For For Management 2.2 Elect Choi Eung-yeol as Outside For For Management Director 2.3 Elect Jeong Woon-gap as Outside For For Management Director 2.4 Elect Ra Hyeon-ju as Outside Director For For Management 2.5 Elect David Han as Outside Director For Against Management 3.1 Elect Choi Eung-yeol as a Member of For For Management Audit Committee 3.2 Elect Jeong Woon-gap as a Member of For For Management Audit Committee 3.3 Elect Ra Hyeon-ju as a Member of Audit For For Management Committee 4 Approve Terms of Retirement Pay For For Management 5 Approve Total Remuneration of Inside For Against Management Directors and Outside Directors 6 Approve Appropriation of Income For For Management 7 Approve Stock Option Grants For For Management -------------------------------------------------------------------------------- CELLTRION, INC. Ticker: 068270 Security ID: Y1242A106 Meeting Date: MAR 27, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Gi Woo-seong as Inside Director For For Management 2.2 Elect Shin Min-cheol as Inside Director For For Management 2.3 Elect Lee Hyeok-jae as Inside Director For For Management 2.4 Elect Kim Geun-young as Outside For For Management Director 2.5 Elect Kim Won-seok as Outside Director For For Management 2.6 Elect Yoo Dae-hyeon as Outside Director For For Management 2.7 Elect Lee Soon-woo as Outside Director For For Management 2.8 Elect Lee Jae-sik as Outside Director For For Management 3.1 Elect Kim Geun-young as a Member of For For Management Audit Committee 3.2 Elect Kim Won-seok as a Member of For For Management Audit Committee 3.3 Elect Yoo Dae-hyeon as a Member of For For Management Audit Committee 3.4 Elect Lee Soon-woo as a Member of For For Management Audit Committee 3.5 Elect Lee Jae-sik as a Member of Audit For For Management Committee 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 5 Approve Terms of Retirement Pay For For Management 6 Approve Stock Option Grants For For Management -------------------------------------------------------------------------------- CEMEX SAB DE CV Ticker: CEMEXCPO Security ID: P2253T133 Meeting Date: MAR 26, 2020 Meeting Type: Annual Record Date: MAR 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income For For Management 3 Present Share Repurchase Report For For Management 4 Set Maximum Amount of Share Repurchase For For Management Reserve 5.a Approve Reduction in Variable Portion For For Management of Capital via Cancellation of Repurchased Shares Which were Acquired Through Repurchase Program in 2019 5.b Approve Reduction in Variable Portion For For Management of Capital via Cancellation of Treasury Shares Which Supported Convertible Bonds Issued in December 2009 and Matured in Nov. 2019 5.c Approve Reduction in Variable Portion For For Management of Capital via Cancellation of Treasury Shares Which Supported Convertible Bonds Issued in May 2015 and Due in March 2020 6 Elect Directors, Chairman and For For Management Secretary of Board, Members and Chairmen of Audit, Corporate Practices and Finance, and Sustainability Committees 7 Approve Remuneration of Directors and For For Management Members of Audit, Corporate Practices and Finance, and Sustainability Committees 8 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- CENCOSUD SA Ticker: CENCOSUD Security ID: P2205J100 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor a Approve Financial Statements and For For Management Statutory Reports b Approve Allocation of Income and For For Management Dividends of CLP 32 Per Share c Approve Remuneration of Directors For For Management d Approve Remuneration and Budget of For For Management Directors' Committee e Receive Report on Expenses of For For Management Directors and Directors' Committee f Appoint Auditors For For Management g Designate Risk Assessment Companies For For Management h Receive Report of Directors' For For Management Committee; Receive Report Regarding Related-Party Transactions i Receive Report on Oppositions Recorded For For Management on Minutes of Board Meetings j Designate Newspaper to Publish For For Management Announcements k Other Business For Against Management -------------------------------------------------------------------------------- CENOVUS ENERGY INC. Ticker: CVE Security ID: 15135U109 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 2.1 Elect Director Keith M. Casey For For Management 2.2 Elect Director Susan F. Dabarno For For Management 2.3 Elect Director Jane E. Kinney For For Management 2.4 Elect Director Harold N. Kvisle For For Management 2.5 Elect Director Steven F. Leer For For Management 2.6 Elect Director M. George Lewis For For Management 2.7 Elect Director Keith A. MacPhail For For Management 2.8 Elect Director Richard J. Marcogliese For For Management 2.9 Elect Director Claude Mongeau For For Management 2.10 Elect Director Alexander J. Pourbaix For For Management 2.11 Elect Director Rhonda I. Zygocki For For Management 3 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- CENTRAIS ELETRICAS BRASILEIRAS SA Ticker: ELET6 Security ID: P22854122 Meeting Date: NOV 14, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Capital Increase of Ordinary For For Management Shares and Preferred Class B Shares Through Capitalization of Credits of the Federal Government -------------------------------------------------------------------------------- CENTRAIS ELETRICAS BRASILEIRAS SA Ticker: ELET6 Security ID: P22854106 Meeting Date: NOV 14, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Capital Increase of Ordinary For For Management Shares and Preferred Class B Shares Through Capitalization of Credits of the Federal Government -------------------------------------------------------------------------------- CENTRAIS ELETRICAS BRASILEIRAS SA Ticker: ELET6 Security ID: P22854122 Meeting Date: JAN 31, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Transfer of All Shares of For For Management Amazonas Geracao e Transmissao de Energia SA to Centrais Eletricas do Norte do Brasil SA (Eletronorte) -------------------------------------------------------------------------------- CENTRAIS ELETRICAS BRASILEIRAS SA Ticker: ELET6 Security ID: P22854106 Meeting Date: JAN 31, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Transfer of All Shares of For For Management Amazonas Geracao e Transmissao de Energia SA to Centrais Eletricas do Norte do Brasil SA (Eletronorte) -------------------------------------------------------------------------------- CENTRAIS ELETRICAS BRASILEIRAS SA Ticker: ELET6 Security ID: P22854122 Meeting Date: FEB 17, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Ratify Capital Increase of Ordinary For For Management Shares and Preferred Class B Shares Through Capitalization of Credits of the Federal Government Approved Last EGM Held on Nov. 14, 2019 2 Amend Article 7 to Reflect Changes in For For Management Capital -------------------------------------------------------------------------------- CENTRAL JAPAN RAILWAY CO. Ticker: 9022 Security ID: J05523105 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 75 2.1 Elect Director Tsuge, Koei For Against Management 2.2 Elect Director Kaneko, Shin For Against Management 2.3 Elect Director Suyama, Yoshiki For Against Management 2.4 Elect Director Kosuge, Shunichi For Against Management 2.5 Elect Director Uno, Mamoru For Against Management 2.6 Elect Director Tanaka, Mamoru For Against Management 2.7 Elect Director Mizuno, Takanori For Against Management 2.8 Elect Director Mori, Atsuhito For Against Management 2.9 Elect Director Niwa, Shunsuke For Against Management 2.10 Elect Director Suzuki, Hiroshi For Against Management 2.11 Elect Director Oyama, Takayuki For Against Management 2.12 Elect Director Kobayashi, Hajime For Against Management 2.13 Elect Director Torkel Patterson For Against Management 2.14 Elect Director Saeki, Takashi For Against Management 2.15 Elect Director Kasama, Haruo For For Management 2.16 Elect Director Oshima, Taku For For Management 3 Appoint Statutory Auditor Yamada, For For Management Tatsuhiko -------------------------------------------------------------------------------- CENTRICA PLC Ticker: CNA Security ID: G2018Z143 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAY 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Elect Heidi Mottram as Director For For Management 4 Re-elect Joan Gillman as Director For For Management 5 Re-elect Stephen Hester as Director For For Management 6 Re-elect Richard Hookway as Director For For Management 7 Re-elect Pam Kaur as Director For For Management 8 Re-elect Kevin O'Byrne as Director For For Management 9 Re-elect Chris O'Shea as Director For For Management 10 Re-elect Sarwjit Sambhi as Director For For Management 11 Re-elect Scott Wheway as Director For For Management 12 Reappoint Deloitte LLP as Auditors For For Management 13 Authorise Board to Fix Remuneration of For For Management Auditors 14 Authorise EU Political Donations and For For Management Expenditure 15 Authorise Issue of Equity For For Management 16 Authorise Issue of Equity without For For Management Pre-emptive Rights 17 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 18 Authorise Market Purchase of Ordinary For For Management Shares 19 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- CEZ AS Ticker: CEZ Security ID: X2337V121 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: JUN 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Board of Directors Report on None None Management Company's Operations and State of Its Assets 2 Receive Supervisory Board Report None None Management 3 Receive Audit Committee Report None None Management 4.1 Approve Financial Statements For For Management 4.2 Approve Consolidated Financial For For Management Statements 5 Approve Allocation of Income and For For Management Dividends of CZK 34 per Share 6 Ratify Ernst & Young Audit s.r.o. as For Against Management Auditor 7.1 Approve Volume of Charitable Donations For For Management 7.2 Approve Increase in Volume of For For Management Charitable Donations 7.3 Approve Charitable Donations For For Management 8.1 Amend Articles of Association For For Management 8.2 Approve New Version of Articles of For For Management Association 9 Approve Transfer of Part of Melnik For For Management Power Plant to Energotrans, a.s 10 Approve Remuneration Policy For Against Management 11 Receive Information on Preparation of None None Management Dukovany Nuclear Plant 12 Recall and Elect Supervisory Board For Against Management Members 13 Recall and Elect Members of Audit For Against Management Committee 14 Amend Business Strategy None Against Shareholder -------------------------------------------------------------------------------- CGI INC. Ticker: GIB.A Security ID: 12532H104 Meeting Date: JAN 29, 2020 Meeting Type: Annual Record Date: DEC 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Alain Bouchard For For Management 1.2 Elect Director Sophie Brochu For For Management 1.3 Elect Director George A. Cope For For Management 1.4 Elect Director Paule Dore For For Management 1.5 Elect Director Richard B. Evans For For Management 1.6 Elect Director Julie Godin For For Management 1.7 Elect Director Serge Godin For For Management 1.8 Elect Director Timothy J. Hearn For For Management 1.9 Elect Director Andre Imbeau For For Management 1.10 Elect Director Gilles Labbe For For Management 1.11 Elect Director Michael B. Pedersen For For Management 1.12 Elect Director Alison Reed For For Management 1.13 Elect Director Michael E. Roach For For Management 1.14 Elect Director George D. Schindler For For Management 1.15 Elect Director Kathy N. Waller For For Management 1.16 Elect Director Joakim Westh For For Management 2 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 3 SP1: Disclosure of Voting Results by Against For Shareholder Class of Shares -------------------------------------------------------------------------------- CGN POWER CO., LTD. Ticker: 1816 Security ID: Y1300C101 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Supervisory For For Management Committee 3 Approve 2019 Annual Report For For Management 4 Approve 2019 Audited Financial Report For For Management 5 Approve 2019 Profit Distribution Plan For For Management 6 Approve 2020 Investment Plan and For For Management Capital Expenditure Budget 7 Approve KPMG Huazhen (Special General For For Management Partnership) as Financial and Internal Control Auditor and Authorize Board to Fix their Remuneration 8 Approve Change in the Use of Certain For For Management Funds Raised from H Shares 9.1 Elect Yang Changli as Director For For Shareholder 9.2 Elect Wang Wei as Director For For Shareholder 10.1 Approve Remuneration of Zhang Shanming For For Management 10.2 Approve Remuneration of Yang Changli For For Management 10.3 Approve Remuneration of Gao Ligang For For Management 10.4 Approve Remuneration of Tan Jiansheng For For Management 10.5 Approve Remuneration of Shi Bing For For Management 10.6 Approve Remuneration of Wang Wei For For Management 10.7 Approve Remuneration of Zhang Yong For For Management 10.8 Approve Remuneration of Na Xizhi For For Management 10.9 Approve Remuneration of Hu Yiguang For For Management 10.10 Approve Remuneration of Francis Siu For For Management Wai Keung 10.11 Approve Remuneration of Chen Sui For For Management 10.12 Approve Remuneration of Chen Rongzhen For For Management 10.13 Approve Remuneration of Yang Lanhe For For Management 10.14 Approve Remuneration of Zhu Hui For For Management 10.15 Approve Remuneration of Wang Hongxin For For Management 11 Approve Donation of Epidemic For For Management Prevention and Control Funds 12 Amend Articles of Association For For Management 13 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights for Additional A and/or H Shares 14 Approve Grant of General Mandate to For For Management the Board to Repurchase A Shares and/or H Shares -------------------------------------------------------------------------------- CGN POWER CO., LTD. Ticker: 1816 Security ID: Y1300C101 Meeting Date: MAY 20, 2020 Meeting Type: Special Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Grant of General Mandate to For For Management the Board to Repurchase A Shares and/or H Shares -------------------------------------------------------------------------------- CHAILEASE HOLDING CO., LTD. Ticker: 5871 Security ID: G20288109 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Profit Distribution For For Management 3 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 4 Amend Articles of Association For For Management 5 Approve the Company's Plan to Raise For For Management Long Term Capital 6 Approve the Issuance of New Shares Via For For Management Capitalization of Retained Earnings 7.1 Elect JOHN-LEE KOO, a Representative For For Management of CHUN AN INVESTMENT CO., LTD. with Shareholder No. 93771, as Non-Independent Director 7.2 Elect FONG-LONG CHEN, a Representative For For Management of CHUN AN INVESTMENT CO., LTD. with Shareholder No. 93771, as Non-Independent Director 7.3 Elect CHEE WEE GOH, with ID No. For For Management 1946102XXX, as Non-Independent Director 7.4 Elect HSIU-TZE CHENG, a Representative For For Management of CHUN AN TECHNOLOGY CO., LTD. with Shareholder No. 100317, as Non-Independent Director 7.5 Elect KING WAI ALFRED WONG, a For For Management Representative of CHUN AN TECHNOLOGY CO., LTD. with Shareholder No. 100317, as Non-Independent Director 7.6 Elect CHIH-YANG, CHEN, a For For Management Representative of LI CHENG INVESTMENT CO., LTD. with Shareholder No. 104095, as Non-Independent Director 7.7 Elect STEVEN JEREMY GOODMAN with ID No. For For Management 1959121XXX as Independent Director 7.8 Elect CHING-SHUI TSOU with ID No. For For Management J101182XXX as Independent Director 7.9 Elect CASEY K. TUNG with ID No. For For Management 1951121XXX as Independent Director 8 Approve Release of Restrictions of For For Management Competitive Activities of Director JOHN-LEE KOO, a Representative of CHUN AN INVESTMENT CO., LTD. 9 Approve Release of Restrictions of For For Management Competitive Activities of Director FONG-LONG CHEN, a Representative of CHUN AN INVESTMENT CO., LTD. 10 Approve Release of Restrictions of For For Management Competitive Activities of Director HSIU-TZE CHENG, a Representative of CHUN AN TECHNOLOGY CO., LTD. -------------------------------------------------------------------------------- CHALLENGER LIMITED Ticker: CGF Security ID: Q22685103 Meeting Date: OCT 31, 2019 Meeting Type: Annual Record Date: OCT 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 2a Elect Peter Polson as Director For For Management 2b Elect Masahiko Kobayashi as Director For For Management 3 Approve Remuneration Report For For Management 4 Approve Grant of Performance Share For For Management Rights to Richard Howes -------------------------------------------------------------------------------- CHANG HWA COMMERCIAL BANK LTD. Ticker: 2801 Security ID: Y1293J105 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Approve the Issuance of New Shares by For For Management Capitalization of Profit 4 Amend Articles of Association For For Management 5.1 Elect Ling, Jong-Yuan, a For For Management Representative of Ministry of Finance with SHAREHOLDER NO.0000940001, as Non-Independent Director 5.2 Elect Huang, Jui-Mu, a Representative For For Management of Ministry of Finance with SHAREHOLDER NO.0000940001, as Non-Independent Director 5.3 Elect Lee Wen Siung with SHAREHOLDER For Against Management NO.S120374XXX as Non-Independent Director 5.4 Elect Hsiao Chia Chi, a Representative For Against Management of Chunghwa Post Co., Ltd. with SHAREHOLDER NO.0002283562, as Non-Independent Director 5.5 Elect Chang Chien Yi, a Representative For For Management of National Development Fund with SHAREHOLDER NO.0000071695, as Non-Independent Director 5.6 Elect Tsai Yun Cheng, a Representative For Against Management of First Commercial Bank Co., Ltd. with SHAREHOLDER NO.0000930001, as Non-Independent Director 5.7 Elect Wu, Cheng-Ching, a For For Management Representative of Taishin Financial Holding Co.,Ltd. with SHAREHOLDER NO. 0002837094, as Non-Independent Director 5.8 Elect Lin, Cheng-Hsien, a For For Management Representative of Taishin Financial Holding Co.,Ltd. with SHAREHOLDER NO. 0002837094, as Non-Independent Director 5.9 Elect Cheng, Chia-Chung, a For Against Management Representative of Taishin Financial Holding Co.,Ltd. with SHAREHOLDER NO. 0002837094, as Non-Independent Director 5.10 Elect Tsai, Hung-Hsiang, a For Against Management Representative of Taishin Financial Holding Co.,Ltd. with SHAREHOLDER NO. 0002837094, as Non-Independent Director 5.11 Elect Lin, Shih-Mei, a Representative For Against Management of Taishin Financial Holding Co.,Ltd. with SHAREHOLDER NO.0002837094, as Non-Independent Director 5.12 Elect Chen Hwai Chou with SHAREHOLDER For For Management NO.0002855197 as Non-Independent Director 5.13 Elect Yu Chi Chang with SHAREHOLDER NO. For Against Management B100920XXX as Independent Director 5.14 Elect LIU KE YI with SHAREHOLDER NO. For For Management A220237XXX as Independent Director 5.15 Elect LIN, Chih-Chieh (Carol Lin), a For For Management Representative of LIN Chih Chieh with SHAREHOLDER NO.F221131XXX, as Independent Director 5.16 Elect Pan Jung Chun with SHAREHOLDER For For Management NO.T102205XXX as Independent Director 5.17 Elect Lin Jong Horng with SHAREHOLDER For Against Management NO.K120207XXX as Independent Director 5.18 Elect Suen Chih Jong with SHAREHOLDER For Against Management NO.A103317XXX as Independent Director 6 Approve Release of Restrictions of For For Management Competitive Activities of Directors -------------------------------------------------------------------------------- CHANGCHUN HIGH & NEW TECHNOLOGY INDUSTRIES (GROUP), INC. Ticker: 000661 Security ID: Y1293Q109 Meeting Date: JUN 15, 2020 Meeting Type: Special Record Date: JUN 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Matters Related to the For For Management Adjustment of Conversion Price -------------------------------------------------------------------------------- CHANGCHUN HIGH & NEW TECHNOLOGY INDUSTRIES (GROUP), INC. Ticker: 000661 Security ID: Y1293Q109 Meeting Date: JUN 29, 2020 Meeting Type: Special Record Date: JUN 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Spin-off of Subsidiary on SSE For For Management STAR Market in Accordance with Relevant Laws and Regulations 2.1 Approve Type For For Management 2.2 Approve Par Value For For Management 2.3 Approve Issue Amount For For Management 2.4 Approve Issue Manner For For Management 2.5 Approve Target Subscribers For For Management 2.6 Approve Manner of Pricing For For Management 2.7 Approve Use of Proceeds For For Management 2.8 Approve Underwriting Manner For For Management 2.9 Approve Listing Exchange and Section For For Management 2.10 Approve Issue and Listing Time For For Management 2.11 Approve Increase of Registered Capital For For Management 2.12 Approve Issuance Expense For For Management 2.13 Approve Resolution Validity Period For For Management 3 Approve Spin-off of Subsidiary on SSE For For Management STAR Market (Revised Draft) 4 Approve Compliance with Provisions on For For Management Pilot Domestic Listing of Subsidiaries of Listed Companies 5 Approve Listing to Safeguard the For For Management Legitimate Rights and Interests of Shareholders and Creditors 6 Approve Company's Maintaining For For Management Independence and Continuous Operation Ability 7 Approve Corresponding Standard For For Management Operation Ability 8 Approve Completeness and Compliance of For For Management Implementation of Legal Proceedings of the Transactions and Validity of the Submitted Legal Documents Regarding this Transaction 9 Approve Purpose, Commercial For For Management Rationality, Necessity and Feasibility Analysis of this Transaction 10 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- CHEIL WORLDWIDE, INC. Ticker: 030000 Security ID: Y1296G108 Meeting Date: MAR 19, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Amend Articles of Incorporation For For Management (Business Objectives) 2.2 Amend Articles of Incorporation For For Management (Electronic Registration of Certificates) 3 Elect Jeong Hong-gu as Inside Director For For Management 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 5 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- CHENG SHIN RUBBER IND. CO., LTD. Ticker: 2105 Security ID: Y1306X109 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association 4.1 Elect HSU EN DE, with ID No. For For Management Q121432XXX, as Independent Director 4.2 Elect CHEN SHUEI JIN, with ID No. For For Management P120616XXX, as Independent Director 4.3 Elect CHEN TZU CHEN, with Shareholder For For Management No. 30, as Independent Director 4.4 Elect Non-Independent Director No. 1 None Against Shareholder 4.5 Elect Non-Independent Director No. 2 None Against Shareholder 4.6 Elect Non-Independent Director No. 3 None Against Shareholder 4.7 Elect Non-Independent Director No. 4 None Against Shareholder 4.8 Elect Non-Independent Director No. 5 None Against Shareholder 4.9 Elect Non-Independent Director No. 6 None Against Shareholder 4.10 Elect Non-Independent Director No. 7 None Against Shareholder 4.11 Elect Non-Independent Director No. 8 None Against Shareholder 5 Approve Release of Restrictions of For Against Management Competitive Activities of Directors -------------------------------------------------------------------------------- CHICONY ELECTRONICS CO., LTD. Ticker: 2385 Security ID: Y1364B106 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: APR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and For For Management Consolidated Financial Statements and Individual Financial Statements 2 Approve Profit Distribution For For Management 3 Amend Procedures for Loaning of Funds For For Management -------------------------------------------------------------------------------- CHINA AOYUAN GROUP LIMITED Ticker: 3883 Security ID: G2119Z109 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAY 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Guo Zi Wen as Director For For Management 3b Elect Ma Jun as Director For For Management 3c Elect Cheung Kwok Keung as Director For For Management 3d Elect Zhang Jun as Director For For Management 3e Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Deloitte Touche Tohmatsu as For Against Management Auditors and Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Issued Share For For Management Capital 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- CHINA CINDA ASSET MANAGEMENT CO., LTD. Ticker: 1359 Security ID: Y1R34V103 Meeting Date: DEC 12, 2019 Meeting Type: Special Record Date: NOV 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance Plan of Tier-2 For For Management Capital Bonds and Relevant Authorization 2 Elect Zhang Weidong as Director For For Management -------------------------------------------------------------------------------- CHINA CINDA ASSET MANAGEMENT CO., LTD. Ticker: 1359 Security ID: Y1R34V103 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: MAY 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights for H Shares 3 Approve 2020 External Donation Plan For For Management 4 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 5 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 6 Amend Rules and Procedures Regarding For For Management Meetings of Supervisors 7 Approve 2018 Remuneration Settlement For For Management Scheme for the Directors 8 Approve 2018 Remuneration Settlement For For Management Scheme for the Supervisors 9 Approve 2019 Final Financial Account For For Management Plan 10 Approve 2019 Profit Distribution Plan For For Management 11 Approve 2020 Budget of Investment in For For Management Capital Expenditure 12 Approve Ernst & Young Hua Ming LLP and For For Management Ernst & Young as the Onshore and Offshore Accounting Firms for 2020 and Fix Their Remuneration 13 Approve 2019 Work Report of the Board For For Management 14 Approve 2019 Report of the Board of For For Management Supervisors 15 Elect Zhang Yuxiang as Director For For Shareholder -------------------------------------------------------------------------------- CHINA CINDA ASSET MANAGEMENT CO., LTD. Ticker: 1359 Security ID: Y1R34V103 Meeting Date: JUN 30, 2020 Meeting Type: Special Record Date: MAY 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders -------------------------------------------------------------------------------- CHINA CITIC BANK CORPORATION LIMITED Ticker: 998 Security ID: Y1434M116 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Annual Report For For Management 2 Approve 2019 Financial Report For For Management 3 Approve 2019 Profit Distribution Plan For For Management 4 Approve 2020 Financial Budget Plan For For Management 5 Approve 2020 Engagement of Accounting For For Management Firms and Their Fees 6 Approve 2019 Special Report of Related For For Management Party Transactions 7 Approve 2019 Report of the Board of For For Management Directors 8 Approve 2019 Report of the Board of For For Management Supervisors 9 Approve Wei Guobin as an External For For Management Supervisor 10 Approve Improvement of Management on For For Management the Remuneration of Independent Directors 11 Approve Improvement of Management on For For Management the Remuneration of External Directors 12 Amend Articles of Association For Against Management 13 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 14 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 15 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 16 Approve Change of Office and Residence For For Management and Amendments to the Related Terms of the Articles of Association 17 Approve Extension of the Authorization For For Management Period to the Board of Directors for Handling Matters in Relation to the Non-public Offering of Preference Shares by the General Meeting -------------------------------------------------------------------------------- CHINA CITIC BANK CORPORATION LIMITED Ticker: 998 Security ID: Y1434M116 Meeting Date: MAY 20, 2020 Meeting Type: Special Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extension of the Authorization For For Management Period to the Board of Directors for Handling Matters in Relation to the Non-public Offering of Preference Shares by the General Meeting -------------------------------------------------------------------------------- CHINA COMMUNICATIONS CONSTRUCTION COMPANY LIMITED Ticker: 1800 Security ID: Y1R36J108 Meeting Date: AUG 05, 2019 Meeting Type: Special Record Date: JUL 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Share Transfer, Capital For For Management Increase Agreement and Related Transactions -------------------------------------------------------------------------------- CHINA COMMUNICATIONS CONSTRUCTION COMPANY LIMITED Ticker: 1800 Security ID: Y1R36J108 Meeting Date: NOV 15, 2019 Meeting Type: Special Record Date: OCT 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Grant of General Mandate to For For Management Repurchase H Shares -------------------------------------------------------------------------------- CHINA COMMUNICATIONS CONSTRUCTION COMPANY LIMITED Ticker: 1800 Security ID: Y1R36J108 Meeting Date: NOV 15, 2019 Meeting Type: Special Record Date: OCT 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Grant of General Mandate to For For Management Repurchase H Shares -------------------------------------------------------------------------------- CHINA COMMUNICATIONS CONSTRUCTION COMPANY LIMITED Ticker: 1800 Security ID: Y1R36J108 Meeting Date: JUN 09, 2020 Meeting Type: Annual Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Audited Consolidated For For Management Financial Statements 2 Approve 2019 Profit Distribution Plan For For Management and Final Dividend 3 Approve Ernst & Young as International For For Management Auditor and Ernst & Young Hua Ming LLP as Domestic Auditor and Authorize Board to Fix Their Remuneration 4 Approve 2019 Report of the Board For For Management 5 Approve 2019 Report of the Supervisory For For Management Committee 6 Approve Launch of Asset-Backed For For Management Securitization by the Group and Authorize Liu Qitao, Song Hailiang, Zhu Hongbiao to Deal with All Relevant Matters in Relation to Deal With Matters in Relation to the Asset-Backed Securitization 7 Approve 2020 Estimated Cap for For Against Management Internal Guarantees of the Group 8 Approve Issuance of Debt Financing For Against Management Instruments and Authorize Liu Qitao, Song Hailiang, Zhu Hongbiao to Deal with All Relevant Matters in Relation to the Issuance of Debt Financing Instruments 9 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights for A Shares and/or H Shares and/or Preference Shares 10 Approve Proposed Issuance of Medium For For Management and Long-Term Bonds by the Company and Authorize Liu Qitao, Song Hailiang, Zhu Hongbiao to Deal with All Relevant Matters in Relation to the Issuance of Medium and Long-Term Bonds 11 Approve Report on the Use of the For For Management Previously Raised Proceeds 12 Approve Grant of General Mandate to For For Management the Board to Repurchase H Shares 13 Approve Project Contracting Services For For Management Under the Mutual Project Contracting Framework Agreement and the Revised Annual Cap 14 Approve Extension of the Validity For For Management Period of the General Meeting Resolution in Relation to the A Share Convertible Bonds and Extension of the Validity Period of the Corresponding Board Authorization 15 Approve Connected Transaction in For For Management Relation to the Possible Subscription for A Share Convertible Bonds by China Communications Construction Group (Limited) 16 Amend Articles of Association For For Shareholder 17 Amend Rules and Procedures Regarding For Against Shareholder General Meetings of Shareholders and Amend Rules and Procedures Regarding Meetings of Board of Directors and Supervisory Committee -------------------------------------------------------------------------------- CHINA COMMUNICATIONS CONSTRUCTION COMPANY LIMITED Ticker: 1800 Security ID: Y1R36J108 Meeting Date: JUN 09, 2020 Meeting Type: Special Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Grant of General Mandate to For For Management the Board to Repurchase H Shares -------------------------------------------------------------------------------- CHINA COMMUNICATIONS SERVICES CORPORATION LIMITED Ticker: 552 Security ID: Y1436A102 Meeting Date: JUN 15, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve 2019 Profit Distribution Plan For For Management and Payment of Final Dividend 3 Appoint Deloitte Touche Tohmatsu and For For Management Deloitte Touche Tohmatsu Certified Public Accountants LLP as International Auditors and Domestic Auditors, Respectively, and Authorize Board to Fix Their Remuneration 4 Elect Gao Tongqing as Director and For For Management Authorize Board to Sign on Behalf of the Company the Director's Service Contract with Gao Tongqing 5 Elect Mai Yanzhou as Director and For For Management Authorize Board to Sign on Behalf of the Company the Director's Service Contract with Mai Yanzhou 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Authorize Board to Increase Registered For Against Management Capital of the Company and Amend Articles of Association to Reflect Such Increase 8 Amend Articles of Association For For Management -------------------------------------------------------------------------------- CHINA CONCH VENTURE HOLDINGS LIMITED Ticker: 586 Security ID: G2116J108 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: JUN 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Li Jian as Director For For Management 3b Elect Chan Chi On as Director For For Management 3c Elect Lau Chi Wah, Alex as Director For For Management 3d Authorize Board to Fix Remuneration of For For Management Directors 4 Approve KPMG as Auditors and Authorize For Against Management Board to Fix Their Remuneration 5 Authorize Repurchase of Issued Share For For Management Capital 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- CHINA CONSTRUCTION BANK CORPORATION Ticker: 939 Security ID: Y1397N101 Meeting Date: OCT 30, 2019 Meeting Type: Special Record Date: SEP 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Wang Yongqing as Supervisor For For Management 2 Elect Michel Madelain as Director For For Management 3 Approve Remuneration Distribution and For For Management Settlement Plan for Directors of the Bank in 2018 4 Approve Remuneration Distribution and For For Management Settlement Plan for Supervisors of the Bank in 2018 5 Approve Authorization for Additional For For Management Temporary Limit on Poverty Alleviation Donations -------------------------------------------------------------------------------- CHINA CONSTRUCTION BANK CORPORATION Ticker: 939 Security ID: Y1397N101 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: MAY 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Board of For For Management Supervisors 3 Approve 2019 Final Financial Accounts For For Management 4 Approve 2019 Profit Distribution Plan For For Management 5 Approve 2020 Budget for Fixed Assets For For Management Investment 6 Elect Tian Guoli as Director For For Management 7 Elect Feng Bing as Director For For Management 8 Elect Zhang Qi as Director For For Management 9 Elect Xu Jiandong as Director For For Management 10 Elect Malcolm Christopher McCarthy as For For Management Director 11 Elect Yang Fenglai as Supervisor For For Management 12 Elect Liu Huan as Supervisor For For Management 13 Elect Ben Shenglin as Supervisor For For Management 14 Approve Ernst & Young Hua Ming LLP as For Against Management Domestic Auditor and Ernst & Young as International Auditor and Authorize Board to Fix Their Remuneration 15 Approve Authorization for Temporary For For Management Limit on Charitable Donations for 2020 16 Approve Capital Plan of China For For Management Construction Bank for 2021 to 2023 -------------------------------------------------------------------------------- CHINA DEVELOPMENT FINANCIAL HOLDING CORP. Ticker: 2883 Security ID: Y1460P108 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report, For For Management Financial Statements and Consolidated Financial Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association 4 Approve Release of Restrictions of For For Management Competitive Activities of Newly Appointed Directors and Representatives -------------------------------------------------------------------------------- CHINA DING YI FENG HOLDINGS LIMITED Ticker: 612 Security ID: G2120F100 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a Elect Luk Hong Man Hammond as Director For For Management 2b Elect Zhang Xi as Director For For Management 2c Elect Ma Xiaoqiu as Director For For Management 2d Authorize Board to Fix Remuneration of For For Management Directors 3 Approve Confucius International CPA For For Management Limited as Auditors and Authorize Board to Fix Their Remuneration 4 Authorize Repurchase of Issued Share For For Management Capital 5 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- CHINA EAST EDUCATION HOLDINGS LTD. Ticker: 667 Security ID: G2120T100 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: MAY 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a1 Elect Xiao Guoqing as Director For For Management 3a2 Elect Lu Zhen as Director For For Management 3a3 Elect Zhu Guobin as Director For Against Management 3b Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Deloitte Touche Tohmatsu as For Against Management Auditors and Authorize Board to Fix Their Remuneration 5A Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 5B Authorize Repurchase of Issued Share For For Management Capital 5C Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- CHINA EASTERN AIRLINES CORPORATION LIMITED Ticker: 670 Security ID: Y1406M102 Meeting Date: DEC 31, 2019 Meeting Type: Special Record Date: NOV 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 3 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisory Committee 4.01 Approve Daily Connected Transactions For Against Management on Financial Services of the Company 4.02 Approve Daily Connected Transactions For For Management on Import and Export Services of the Company 4.03 Approve Daily Connected Transactions For For Management on Flight Complementary Services of the Company 4.04 Approve Daily Connected Transactions For For Management on Catering Supply Services of the Company 4.05 Approve Daily Connected Transactions For For Management on Property Leasing Services of the Company 4.06 Approve Daily Connected Transactions For For Management on Advertising Agency Services of the Company 4.07 Approve Daily Connected Transactions For For Management on Aircraft Finance Lease Services of the Company 4.08 Approve Daily Connected Transactions For For Management on Aircraft and Aircraft Engine Operating Lease Services of the Company 4.09 Approve Daily Connected Transactions For For Management on Freight Logistics Support Services and Cargo Terminal Business Support Services of the Company 4.10 Approve Daily Connected Transactions For For Management on Bellyhold Space Services of the Company 5.01 Elect Liu Shaoyong as Director For For Shareholder 5.02 Elect Li Yangmin as Director For For Shareholder 5.03 Elect Tang Bing as Director For For Shareholder 5.04 Elect Wang Junjin as Director For For Shareholder 6.01 Elect Lin Wanli as Director For For Shareholder 6.02 Elect Shao Ruiqing as Director For For Shareholder 6.03 Elect Cai Hongping as Director For For Shareholder 6.04 Elect Dong Xuebo as Director For For Shareholder 7.01 Elect Xi Sheng as Supervisor For For Shareholder 7.02 Elect Fang Zhaoya as Supervisor For For Management -------------------------------------------------------------------------------- CHINA EASTERN AIRLINES CORPORATION LIMITED Ticker: 670 Security ID: Y1406M102 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Supervisory For For Management Committee 3 Approve 2019 Financial Reports For For Management 4 Approve 2019 Profit Distribution For For Management Proposal 5 Approve Appointment of PRC Domestic For For Management Auditors, International Auditors for Financial Reporting and Auditors for Internal Control 6 Approve Grant of General Mandate to For Against Management Issue Bonds 7 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights for A Shares and H Shares -------------------------------------------------------------------------------- CHINA EVERBRIGHT BANK COMPANY LIMITED Ticker: 6818 Security ID: Y1477U124 Meeting Date: JUL 30, 2019 Meeting Type: Special Record Date: JUN 28, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Li Xiaopeng as Director For For Shareholder 1.2 Elect Ge Haijiao as Director For For Shareholder 1.3 Elect Cai Yunge as Director For Against Shareholder 1.4 Elect Lu Hong as Director For For Shareholder 1.5 Elect Fu Dong as Director For For Shareholder 1.6 Elect Shi Yongyan as Director For For Shareholder 1.7 Elect Wang Xiaolin as Director For For Shareholder 1.8 Elect Dou Hongquan as Director For For Shareholder 1.9 Elect He Haibin as Director For For Shareholder 1.10 Elect Liu Chong as Director For For Shareholder 1.11 Elect Yu Chunling as Director For For Shareholder 1.12 Elect Fok Oi Ling Catherine as Director For For Management 1.13 Elect Xu Hongcai as Director For For Management 1.14 Elect Wang Liguo as Director For For Management 1.15 Elect Hong Yongmiao as Director For For Management 1.16 Elect Shao Ruiqing as Director For For Management 1.17 Elect Lu Zhengfei as Director For For Management 2.1 Elect Li Xin as Supervisor For For Management 2.2 Elect Yin Lianchen as Supervisor For For Management 2.3 Elect Wu Junhao as Supervisor For For Management 2.4 Elect Wu Gaolian as Supervisor For For Management 2.5 Elect Wang Zhe as Supervisor For For Management 2.6 Elect Qiao Zhimin as Supervisor For For Management 3 Approve Resolution on Formulating the For For Management Provisional Measures on Administration of Equities of China Everbright Bank Company Limited -------------------------------------------------------------------------------- CHINA EVERBRIGHT BANK COMPANY LIMITED Ticker: 6818 Security ID: Y1477U116 Meeting Date: JUL 30, 2019 Meeting Type: Special Record Date: JUN 28, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Li Xiaopeng as Director For For Shareholder 1.2 Elect Ge Haijiao as Director For For Shareholder 1.3 Elect Cai Yunge as Director For Against Shareholder 1.4 Elect Lu Hong as Director For For Shareholder 1.5 Elect Fu Dong as Director For For Shareholder 1.6 Elect Shi Yongyan as Director For For Shareholder 1.7 Elect Wang Xiaolin as Director For For Shareholder 1.8 Elect Dou Hongquan as Director For For Shareholder 1.9 Elect He Haibin as Director For For Shareholder 1.10 Elect Liu Chong as Director For For Shareholder 1.11 Elect Yu Chunling as Director For For Shareholder 1.12 Elect Fok Oi Ling Catherine as Director For For Management 1.13 Elect Xu Hongcai as Director For For Management 1.14 Elect Wang Liguo as Director For For Management 1.15 Elect Hong Yongmiao as Director For For Management 1.16 Elect Shao Ruiqing as Director For For Management 1.17 Elect Lu Zhengfei as Director For For Management 2.1 Elect Li Xin as Supervisor For For Management 2.2 Elect Yin Lianchen as Supervisor For For Management 2.3 Elect Wu Junhao as Supervisor For For Management 2.4 Elect Wu Gaolian as Supervisor For For Management 2.5 Elect Wang Zhe as Supervisor For For Management 2.6 Elect Qiao Zhimin as Supervisor For For Management 3 Approve Resolution on Formulating the For For Management Provisional Measures on Administration of Equities -------------------------------------------------------------------------------- CHINA EVERBRIGHT BANK COMPANY LIMITED Ticker: 6818 Security ID: Y1477U116 Meeting Date: DEC 20, 2019 Meeting Type: Special Record Date: NOV 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Wu Lijun as Director For For Shareholder 2 Approve Remuneration of the Chairman For For Management of the Board of Supervisors for 2018 3 Elect Liu Jin as Director For For Shareholder -------------------------------------------------------------------------------- CHINA EVERBRIGHT BANK COMPANY LIMITED Ticker: 6818 Security ID: Y1477U124 Meeting Date: DEC 20, 2019 Meeting Type: Special Record Date: NOV 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Wu Lijun as Director For For Shareholder 2 Approve Remuneration of the Chairman For For Management of the Board of Supervisors for 2018 3 Elect Liu Jin as Director For For Shareholder -------------------------------------------------------------------------------- CHINA EVERBRIGHT BANK COMPANY LIMITED Ticker: 6818 Security ID: Y1477U116 Meeting Date: MAR 26, 2020 Meeting Type: Special Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Amend Articles of Association For For Management 1.2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 1.3 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 1.4 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 2 Elect Li Yinquan as Director For For Management 3 Approve Adjustment to the Remuneration For For Management Standard of Independent Non-Executive Directors 4 Approve Adjustment to the Remuneration For For Management Standard of External Supervisors -------------------------------------------------------------------------------- CHINA EVERBRIGHT BANK COMPANY LIMITED Ticker: 6818 Security ID: Y1477U124 Meeting Date: MAR 26, 2020 Meeting Type: Special Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Li Yinquan as Director For For Management 2 Approve Adjustment to the Remuneration For For Management Standard of Independent Non-Executive Directors 3 Approve Adjustment to the Remuneration For For Management Standard of External Supervisors 1.1 Amend Articles of Association For For Management 1.2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 1.3 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 1.4 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors -------------------------------------------------------------------------------- CHINA EVERBRIGHT BANK COMPANY LIMITED Ticker: 6818 Security ID: Y1477U116 Meeting Date: JUN 05, 2020 Meeting Type: Annual Record Date: APR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Work Report of the Board For For Management of Directors 2 Approve 2019 Work Report of the Board For For Management of Supervisors 3 Approve 2020 Budget Plan of Fixed For For Management Asset Investment 4 Approve 2019 Audited Accounts Report For For Management 5 Approve 2019 Profit Distribution Plan For For Management 6 Approve Appointment of Accounting Firm For For Management in 2020 7 Approve Remuneration of Directors For For Management 8 Approve Remuneration of Supervisors For For Management 9 Approve Issuance of Financial Bonds For For Management 10 Approve 2020 Poverty Alleviation in For For Management Designated Areas and External Donation Quota for Unexpected Emergencies -------------------------------------------------------------------------------- CHINA EVERBRIGHT BANK COMPANY LIMITED Ticker: 6818 Security ID: Y1477U124 Meeting Date: JUN 05, 2020 Meeting Type: Annual Record Date: MAY 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Work Report of the Board For For Management of Directors 2 Approve 2019 Work Report of the Board For For Management of Supervisors 3 Approve 2020 Budget Plan of Fixed For For Management Asset Investment 4 Approve 2019 Audited Accounts Report For For Management 5 Approve 2019 Profit Distribution Plan For For Management 6 Approve Appointment of Accounting Firm For For Management in 2020 7 Approve Remuneration of Directors For For Management 8 Approve Remuneration of Supervisors For For Management 9 Approve 2020 Poverty Alleviation in For For Management Designated Areas and External Donation Quota for Unexpected Emergencies 1 Approve Issuance of Financial Bonds For For Management -------------------------------------------------------------------------------- CHINA EVERBRIGHT INTERNATIONAL LIMITED Ticker: 257 Security ID: Y14226107 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3.1 Elect Wong Kam Chung, Raymond as For For Management Director 3.2 Elect Fan Yan Hok, Philip as Director For For Management 3.3 Elect Mar Selwyn as Director For For Management 3.4 Authorize Board to Fix the For For Management Remuneration of the Directors 4 Approve Ernst & Young as Auditor and For Against Management Authorize Board to Fix Their Remuneration 5.1 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 5.2 Authorize Repurchase of Issued Share For For Management Capital 5.3 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- CHINA EVERBRIGHT LIMITED Ticker: 165 Security ID: Y1421G106 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Zhang Mingao as Director For For Management 3b Elect Yin Lianchen as Director For For Management 3c Elect Chung Shui Ming, Timpson as For Against Management Director 3d Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Ernst & Young as Auditors and For For Management Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- CHINA EVERGRANDE GROUP Ticker: 3333 Security ID: G2119W106 Meeting Date: JAN 15, 2020 Meeting Type: Special Record Date: JAN 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Final Dividend and Related For For Management Transactions -------------------------------------------------------------------------------- CHINA FEIHE LTD. Ticker: 6186 Security ID: G2121Q105 Meeting Date: JUN 22, 2020 Meeting Type: Annual Record Date: JUN 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Leng Youbin as Director For For Management 3b Elect Liu Hua as Director For For Management 3c Elect Cai Fangliang as Director For For Management 3d Elect Liu Shenghui as Director For For Management 3e Elect Judy Fong-Yee Tu as Director For For Management 3f Elect Cheung Kwok Wah as Director For For Management 3g Elect Gao Yu as Director For For Management 3h Elect Kingsley Kwok King Chan as For For Management Director 3i Elect Liu Jinping as Director For For Management 3j Elect Song Jianwu as Director For For Management 3k Elect Fan Yonghong as Director For For Management 3l Elect Jacques Maurice Laforge as For For Management Director 3m Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Ernst & Young as Auditor and For For Management Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Issued Share For For Management Capital 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For Against Management Shares 8 Adopt 2020 Share Option Scheme For Against Management -------------------------------------------------------------------------------- CHINA GALAXY SECURITIES CO., LTD. Ticker: 6881 Security ID: Y1R92J109 Meeting Date: DEC 20, 2019 Meeting Type: Special Record Date: NOV 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Chen Liang as Director For For Management -------------------------------------------------------------------------------- CHINA GALAXY SECURITIES CO., LTD. Ticker: 6881 Security ID: Y1R92J109 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: MAY 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Supervisory For For Management Committee 3 Approve 2019 Annual Report For For Management 4 Approve 2019 Final Accounts Report For For Management 5 Approve 2019 Profit Distribution Plan For For Management 6 Approve 2020 Capital Expenditure Budget For Against Management 7 Approve Ernst & Young Hua Ming LLP and For For Management Ernst & Young as External Auditors 8 Approve Remuneration Plan of Chen For For Management Gongyan for 2018 9 Approve Remuneration Plan of Chen Jing For For Management for 2018 10 Approve Remuneration Plan of Zhong For For Management Cheng for the First Half of 2018 11 Elect Law Cheuk Kin Stephen as Director For For Management 12 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 13 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 14 Amend Rules and Procedures Regarding For For Management Meetings of Supervisory Committee 15 Approve Amendments to the Working For For Management Rules for Independent Directors 16 Approve Amendments to the For For Management Administrative Measures for Connected Transactions 17 Approve Amendments to the For For Management Administrative Measures for External Investment 18 Approve Amendments to the For For Management Administrative Measures for Provision of Guarantees to Third Parties 19 Amend Articles of Association For Against Management 20 Approve Issuance of Perpetual For For Management Subordinated Bonds 21 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- CHINA GALAXY SECURITIES CO., LTD. Ticker: 6881 Security ID: Y1R92J109 Meeting Date: JUN 29, 2020 Meeting Type: Special Record Date: MAY 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 2 Amend Articles of Association For For Management -------------------------------------------------------------------------------- CHINA GAS HOLDINGS LIMITED Ticker: 384 Security ID: G2109G103 Meeting Date: AUG 21, 2019 Meeting Type: Annual Record Date: AUG 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a1 Elect Ma Jinlong as Director For For Management 3a2 Elect Li Ching as Director For For Management 3a3 Elect Jiang Xinhao as Director For For Management 3a4 Elect Mao Erwan as Director For For Management 3b Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Deloitte Touche Tohmatsu as For Against Management Auditors and Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Issued Share For For Management Capital 6 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For For Management Shares 8 Approve Refreshment of Scheme Mandate For Against Management Limit Under the Share Option Scheme -------------------------------------------------------------------------------- CHINA HONGQIAO GROUP LIMITED Ticker: 1378 Security ID: G21150100 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2.1 Elect Zhang Bo as Director For For Management 2.2 Elect Zheng Shuliang as Director For Against Management 2.3 Elect Zhang Ruilian as Director For For Management 2.4 Elect Yang Congsen as Director For Against Management 2.5 Elect Zhang Jinglei as Director For Against Management 2.6 Elect Chen Yisong as Director For Against Management 2.7 Elect Xing Jian as Director For For Management 2.8 Elect Han Benwen as Director For For Management 2.9 Elect Dong Xinyi as Director For For Management 2.10 Authorize Board to Fix Remuneration of For For Management Directors 3 Approve Shinewing (HK) CPA Limited as For For Management Auditors and Authorize Board to Fix Their Remuneration 4 Approve Final Dividend For For Management 5 Authorize Repurchase of Issued Share For For Management Capital 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- CHINA HUARONG ASSET MANAGEMENT CO., LTD. Ticker: 2799 Security ID: Y149A8109 Meeting Date: SEP 25, 2019 Meeting Type: Special Record Date: AUG 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extension of the Authorization For For Management Granted by the General Meeting of Shareholders Relating to the Non-Public Issuance of Offshore Preference Shares -------------------------------------------------------------------------------- CHINA HUARONG ASSET MANAGEMENT CO., LTD. Ticker: 2799 Security ID: Y149A8109 Meeting Date: SEP 25, 2019 Meeting Type: Special Record Date: AUG 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extension of the Authorization For For Management Granted by the General Meeting of Shareholders Relating to the Non-Public Issuance of Offshore Preference Shares -------------------------------------------------------------------------------- CHINA HUARONG ASSET MANAGEMENT CO., LTD. Ticker: 2799 Security ID: Y149A8109 Meeting Date: MAR 25, 2020 Meeting Type: Special Record Date: JAN 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Zhao Jiangping as Director For For Management 2 Elect Hu Jianzhong as Supervisor For For Management 3 Approve Remuneration Package for the For For Management Year of 2017 and Settlement Plan for Tenure Incentive Income for 2015-2017 for Directors 4 Approve Remuneration Package for the For For Management Year of 2017 and Settlement Plan for Tenure Incentive Income for 2015-2017 for Supervisors 5 Elect Zheng Jiangping as Director For For Shareholder -------------------------------------------------------------------------------- CHINA HUARONG ASSET MANAGEMENT CO., LTD. Ticker: 2799 Security ID: Y149A8109 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: MAY 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extension of the Validity For For Management Period of Tier II Capital Bonds Resolution 1 Approve 2019 Final Financial Account For For Management Plan 2 Approve 2019 Profit Distribution Plan For For Management 3 Approve 2019 Work Report of the Board For For Management 4 Approve 2019 Work Report of the Board For For Management of Supervisors 5 Approve Ernst & Young Hua Ming LLP and For For Management Ernst & Young as Domestic and Overseas Auditors and Authorize Board to Fix Their Remuneration 6 Approve 2020 Fixed Asset Budget For For Management 7 Approve Remuneration Settlement Plan For For Management for 2018 of the Directors 8 Approve Remuneration Settlement Plan For For Management for 2018 of the Supervisors 9.1 Elect Wang Zhanfeng as Director For For Management 9.2 Elect Li Xin as Director For For Management 9.3 Elect Zhao Jiangping as Director For For Management 9.4 Elect Zheng Jiangping as Director For For Management 9.5 Elect Zhou Langlang as Director For For Management 9.6 Elect Tse Hau Yin as Director For For Management 9.7 Elect Shao Jingchun as Director For For Management 9.8 Elect Zhu Ning as Director For For Management 9.9 Elect Chen Yuanling as Director For For Management 10.1 Elect Hu Jianzhong as Supervisor For For Management 10.2 Elect Cheng Fengchao as Supervisor For For Management 10.3 Elect Han Xiangrong as Supervisor For For Management -------------------------------------------------------------------------------- CHINA INTERNATIONAL CAPITAL CORPORATION LIMITED Ticker: 3908 Security ID: Y1R99Y109 Meeting Date: AUG 22, 2019 Meeting Type: Special Record Date: JUL 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Shen Rujun as Director For For Management -------------------------------------------------------------------------------- CHINA INTERNATIONAL CAPITAL CORPORATION LIMITED Ticker: 3908 Security ID: Y1R99Y109 Meeting Date: DEC 30, 2019 Meeting Type: Special Record Date: NOV 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2 Approve Further Amendment to the For Against Shareholder Articles of Association -------------------------------------------------------------------------------- CHINA INTERNATIONAL CAPITAL CORPORATION LIMITED Ticker: 3908 Security ID: Y1R99Y109 Meeting Date: FEB 28, 2020 Meeting Type: Special Record Date: JAN 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2.1 Elect Shen Rujun as Director For For Management 2.2 Elect Huang Hao as Director For For Management 2.3 Elect Xiong Lianhua as Director For For Management 2.4 Elect Tan Lixia as Director For For Management 2.5 Elect Duan Wenwu as Director For For Management 2.6 Elect Huang Zhaohui as Director For For Management 2.7 Elect Liu Li as Director For For Management 2.8 Elect Siu Wai Keung as Director For For Management 2.9 Elect Ben Shenglin as Director For For Management 2.10 Elect Peter Hugh Nolan as Director For For Management 3.1 Elect Jin Lizuo as Supervisor For For Management 3.2 Elect Cui Zheng as Supervisor For For Management 4 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders -------------------------------------------------------------------------------- CHINA INTERNATIONAL CAPITAL CORPORATION LIMITED Ticker: 3908 Security ID: Y1R99Y109 Meeting Date: APR 14, 2020 Meeting Type: Special Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Plan on the Initial Public For For Management Offering and Listing of RMB Ordinary Shares (A Shares) 2 Authorize Board to Deal with All For For Management Matters in Relation to the Initial Public Offering and Listing of RMB Ordinary Shares (A Shares) 3 Approve Use of Proceeds from the For For Management Initial Public Offering and Listing of RMB Ordinary Shares (A Shares) 4 Amend Articles of Association For For Management 5 Approve Dilution of Immediate Returns For For Management Resulting from the Initial Public Offering of RMB Ordinary Shares (A Shares) and the Remedial Measures 6 Approve Price Stabilization Plan of A For For Management Shares within Three Years Following the Initial Public Offering and Listing of RMB Ordinary Shares (A Shares) 7 Approve Undertakings on the For For Management Information Disclosure in the Prospectus in Connection with the Initial Public Offering and Listing of RMB Ordinary Shares (A Shares) 8 Approve Plan for Shareholders' Return For For Management within Three Years Following the Initial Public Offering and Listing of RMB Ordinary Shares (A Shares) 9 Approve Report on the Use of For For Management Previously Raised Proceeds 10 Approve Directors' Remuneration Package For For Management 11 Approve Supervisors' Remuneration For For Management Package 12 Approve Purchase of Liability For For Management Insurance for the A Shares Prospectus 13 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 14 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 15 Amend Rules and Procedures Regarding For For Management Meetings of Supervisory Committee -------------------------------------------------------------------------------- CHINA INTERNATIONAL CAPITAL CORPORATION LIMITED Ticker: 3908 Security ID: Y1R99Y109 Meeting Date: APR 14, 2020 Meeting Type: Special Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Plan on the Initial Public For For Management Offering and Listing of RMB Ordinary Shares (A Shares) 2 Authorize Board to Deal with All For For Management Matters in Relation to the Initial Public Offering and Listing of RMB Ordinary Shares (A Shares) 3 Approve Use of Proceeds from the For For Management Initial Public Offering and Listing of RMB Ordinary Shares (A Shares) 4 Approve Dilution of Immediate Returns For For Management Resulting from the Initial Public Offering of RMB Ordinary Shares (A Shares) and the Remedial Measures 5 Approve Price Stabilization Plan of A For For Management Shares within Three Years Following the Initial Public Offering and Listing of RMB Ordinary Shares (A Shares) 6 Approve Undertakings on the For For Management Information Disclosure in the Prospectus in Connection with the Initial Public Offering and Listing of RMB Ordinary Shares (A Shares) 7 Approve Report on the Use of For For Management Previously Raised Proceeds -------------------------------------------------------------------------------- CHINA INTERNATIONAL CAPITAL CORPORATION LIMITED Ticker: 3908 Security ID: Y1R99Y109 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Work Report of the Board For For Management of Directors 2 Approve 2019 Work Report of the For For Management Supervisory Committee 3 Approve 2019 Annual Report For For Management 4 Approve 2019 Profit Distribution Plan For For Management 5 Approve Deloitte Touche Tohmatsu For For Management Certified Public Accountants LLP as Domestic Accounting Firm and Deloitte Touche Tohmatsu as International Accounting Firm and Authorize Board to Fix Their Remuneration 6 Approve Plan on Authorization of the For For Management Shareholders' General Meeting to the Board of Directors -------------------------------------------------------------------------------- CHINA INTERNATIONAL TRAVEL SERVICE CORP. LTD. Ticker: 601888 Security ID: Y149A3100 Meeting Date: SEP 18, 2019 Meeting Type: Special Record Date: SEP 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Chen Guoqiang as Non-Independent For For Shareholder Director 1.2 Elect Xue Jun as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- CHINA INTERNATIONAL TRAVEL SERVICE CORP. LTD. Ticker: 601888 Security ID: Y149A3100 Meeting Date: FEB 18, 2020 Meeting Type: Special Record Date: FEB 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management 2 Approve to Appoint Internal Auditor For For Management 3 Elect Zhang Yin as Non-independent For For Shareholder Director 4 Elect Liu Defu as Supervisor For For Shareholder -------------------------------------------------------------------------------- CHINA INTERNATIONAL TRAVEL SERVICE CORP. LTD. Ticker: 601888 Security ID: Y149A3100 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAY 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report of the Independent For For Management Directors 4 Approve Financial Statements For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Profit Distribution For For Management 7 Elect Liu Defu as Supervisor For For Shareholder 8 Approve Equity Acquisition For For Shareholder 9.1 Elect Peng Hui as Non-Independent For For Shareholder Director 9.2 Elect Chen Guoqiang as Non-Independent For For Shareholder Director 9.3 Elect Xue Jun as Non-Independent For For Shareholder Director 9.4 Elect Zhang Yin as Non-Independent For For Shareholder Director 10.1 Elect Zhang Rungang as Independent For For Shareholder Director 10.2 Elect Wang Bin as Independent Director For For Shareholder 10.3 Elect Liu Yan as Independent Director For For Shareholder -------------------------------------------------------------------------------- CHINA INTERNATIONAL TRAVEL SERVICE CORP. LTD. Ticker: 601888 Security ID: Y149A3100 Meeting Date: JUN 09, 2020 Meeting Type: Special Record Date: JUN 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change in Company Name For For Management 2 Approve Amendments to Articles of For Against Management Association 3 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 4 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 5 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 6 Amend Working System for Independent For For Management Directors 7 Approve Adjustment of Allowance of For For Management Independent Directors 8 Amend Measures for Management of For For Management Remuneration of Independent Directors 9 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- CHINA JINMAO HOLDINGS GROUP LIMITED Ticker: 817 Security ID: Y1500V107 Meeting Date: MAY 08, 2020 Meeting Type: Special Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Equity Transfer Agreement and For For Management Related Transactions 2 Approve Deposit Services, Loan For Against Management Services, Financing Factoring Services Under the Financial Services Framework Agreement and Related Transactions -------------------------------------------------------------------------------- CHINA JINMAO HOLDINGS GROUP LIMITED Ticker: 817 Security ID: Y1500V107 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: JUN 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3A Elect Li Congrui as Director For For Management 3B Elect Yang Lin as Director For Against Management 3C Elect Su Xijia as Director For For Management 4 Authorize Board to Fix Remuneration of For For Management Directors 5 Approve Ernst & Young as Auditors and For For Management Authorize Board to Fix Their Remuneration 6 Authorize Repurchase of Issued Share For For Management Capital 7 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 8 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- CHINA LESSO GROUP HOLDINGS LIMITED Ticker: 2128 Security ID: G2157Q102 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAY 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Zuo Manlun as Director For For Management 3b Elect Zuo Xiaoping as Director For For Management 3c Elect Lai Zhiqiang as Director For For Management 3d Elect Chen Guonan as Director For For Management 3e Elect Huang Guirong as Director For For Management 4 Authorize Board to Fix Remuneration of For For Management Directors 5 Approve Ernst & Young as Auditor and For For Management Authorize Board to Fix Their Remuneration 6a Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6b Authorize Repurchase of Issued Share For For Management Capital 6c Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- CHINA LIFE INSURANCE CO. LTD. (TAIWAN) Ticker: 2823 Security ID: Y1478C107 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Approve the Issuance of New Shares by For For Management Capitalization of Profit 4 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting 5.1 Elect Yu Ling Kuo, Representative of For For Management China Development Financial Holding Corporation, with Shareholder No. 461419, as Non-Independent Director 5.2 Elect Hui Chi Shih, Representative of For For Management China Development Financial Holding Corporation, with Shareholder No. 461419, as Non-Independent Director 5.3 Elect Shan Jung Yu, Representative of For For Management China Development Financial Holding Corporation, with Shareholder No. 461419, as Non-Independent Director 5.4 Elect Stephanie Hwang, Representative For For Management of Tai Li Investment Co Ltd, with Shareholder No. 213450, as Non-Independent Director 5.5 Elect Tony T.M. Hsu, Representative of For For Management Tai Li Investment Co Ltd, with Shareholder No. 213450, as Non-Independent Director 5.6 Elect Johnson F.H.Huang, with ID No. For For Management A121695XXX, as Independent Director 5.7 Elect Cheng Hsien Tsai, with ID No. For For Management D120899XXX, as Independent Director 5.8 Elect Da Bai Shen, with ID No. For For Management A122103XXX, as Independent Director 5.9 Elect Ming Rong Lai, with ID No. For For Management A121224XXX, as Independent Director 6 Approve Release of Restrictions on For For Management Competitive Activities of Newly Appointed Directors and Representatives -------------------------------------------------------------------------------- CHINA LIFE INSURANCE COMPANY LIMITED Ticker: 2628 Security ID: Y1477R204 Meeting Date: DEC 19, 2019 Meeting Type: Special Record Date: NOV 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Zhao Peng as Director For For Shareholder 2 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 3.1 Approve Company Framework Agreement, For For Management Pension Company Framework Agreement, Annual Caps and Related Transactions 3.2 Approve CLIC Framework Agreement, For For Management CLP&C Framework Agreement, CLI Framework Agreement, Annual Caps and Related Transactions 4 Approve Renewal of the Framework For For Management Agreement for Daily Connected Transactions between the Company and China Guangfa Bank Co., Ltd. 5 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- CHINA LIFE INSURANCE COMPANY LIMITED Ticker: 2628 Security ID: Y1477R220 Meeting Date: DEC 19, 2019 Meeting Type: Special Record Date: DEC 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Zhao Peng as Director For For Shareholder 2 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 3.1 Approve Company Framework Agreement, For For Management Pension Company Framework Agreement, Annual Caps and Related Transactions 3.2 Approve CLIC Framework Agreement, For For Management CLP&C Framework Agreement, CLI Framework Agreement, Annual Caps and Related Transactions 4 Approve Renewal of the Framework For For Management Agreement for Daily Connected Transactions between the Company and China Guangfa Bank Co., Ltd. 5 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- CHINA LIFE INSURANCE COMPANY LIMITED Ticker: 2628 Security ID: Y1477R204 Meeting Date: FEB 20, 2020 Meeting Type: Special Record Date: JAN 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Investment by the Company in For For Management China Life Aged-care Industry Investment Fund -------------------------------------------------------------------------------- CHINA LIFE INSURANCE COMPANY LIMITED Ticker: 2628 Security ID: Y1477R220 Meeting Date: FEB 20, 2020 Meeting Type: Special Record Date: FEB 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Investment by the Company in For For Management China Life Aged-care Industry Investment Fund -------------------------------------------------------------------------------- CHINA LIFE INSURANCE COMPANY LIMITED Ticker: 2628 Security ID: Y1477R204 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: MAY 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Board of For For Management Supervisors 3 Approve 2019 Financial Report For For Management 4 Approve 2019 Profit Distribution Plan For For Management 5 Approve Remuneration of Directors and For For Management Supervisors 6 Elect Lam Chi Kuen as Director For For Management 7 Approve Ernst & Young Hua Ming LLP as For For Management the PRC Auditor and the Auditor for US Form 20-F and Ernst & Young as the Hong Kong Auditor and Authorize Board to Fix Their Remuneration 8 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights for H Shares -------------------------------------------------------------------------------- CHINA LIFE INSURANCE COMPANY LIMITED Ticker: 2628 Security ID: Y1477R220 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: JUN 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Board of For For Management Supervisors 3 Approve 2019 Financial Report For For Management 4 Approve 2019 Profit Distribution Plan For For Management 5 Approve Remuneration of Directors and For For Management Supervisors 6 Elect Lam Chi Kuen as Director For For Management 7 Approve Ernst & Young Hua Ming LLP as For For Management the PRC Auditor and the Auditor for US Form 20-F and Ernst & Young as the Hong Kong Auditor and Authorize Board to Fix Their Remuneration 8 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights for H Shares -------------------------------------------------------------------------------- CHINA LITERATURE LIMITED Ticker: 772 Security ID: G2121R103 Meeting Date: NOV 22, 2019 Meeting Type: Special Record Date: NOV 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Proposed Revision of Annual For For Management Caps Under 2019 IP Cooperation Framework Agreement -------------------------------------------------------------------------------- CHINA LITERATURE LIMITED Ticker: 772 Security ID: G2121R103 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: JUN 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a Elect Cheng Wu as Director For For Management 2b Elect Hou Xiaonan as Director For For Management 2c Elect James Gordon Mitchell as Director For For Management 2d Elect Wu Wenhui as Director For For Management 2e Elect Cheng Yun Ming Matthew as For For Management Director 2f Elect Yu Chor Woon Carol as Director For For Management 2g Elect Leung Sau Ting Miranda as For For Management Director 2h Authorize Board to Fix Remuneration of For For Management Directors 3 Approve PricewaterhouseCoopers as For For Management Auditors and Authorize Board to Fix Their Remuneration 4A Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 4B Authorize Repurchase of Issued Share For For Management Capital 4C Authorize Reissuance of Repurchased For Against Management Shares 5 Approve Grant of Mandate to Issue For Against Management Shares Under the Restricted Share Unit Scheme 6 Amend Memorandum and Articles of For For Management Association and Adopt Amended and Restated Memorandum of Association and Articles of Association -------------------------------------------------------------------------------- CHINA LONGYUAN POWER GROUP CORPORATION LIMITED Ticker: 916 Security ID: Y1501T101 Meeting Date: NOV 15, 2019 Meeting Type: Special Record Date: OCT 14, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Sun Jinbiao as Director For For Management -------------------------------------------------------------------------------- CHINA LONGYUAN POWER GROUP CORPORATION LIMITED Ticker: 916 Security ID: Y1501T101 Meeting Date: FEB 28, 2020 Meeting Type: Special Record Date: JAN 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Zhang Xiaoliang as Director For For Management 2 Elect Hao Jingru as Supervisor For For Management -------------------------------------------------------------------------------- CHINA LONGYUAN POWER GROUP CORPORATION LIMITED Ticker: 916 Security ID: Y1501T101 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: APR 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Supervisory For For Management Board 3 Approve 2019 Independent Auditor's For For Management Report and Audited Financial Statements 4 Approve 2019 Final Financial Accounts For For Management Report 5 Approve 2019 Profit Distribution Plan For For Management 6 Approve 2020 Financial Budget Plan For Against Management 7 Approve Remuneration Plan of Directors For For Management and Supervisors 8 Approve Baker Tilly China Certified For For Management Public Accountants LLP as PRC Auditor and Authorize the Audit Committee of the Board to Fix Their Remuneration 9 Approve Ernst & Young as International For For Management Auditor and Authorize the Audit Committee of the Board to Fix Their Remuneration 10 Amend Articles of Association For For Management 11 Approve General Mandate to Apply for For For Management Registration and Issuance of Debt Financing Instruments in the PRC 12 Approve Application for Registration For For Management and Issuance of Debt Financing Instruments of Non-Financial Enterprises in the PRC 13 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- CHINA LONGYUAN POWER GROUP CORPORATION LIMITED Ticker: 916 Security ID: Y1501T101 Meeting Date: MAY 29, 2020 Meeting Type: Special Record Date: APR 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management -------------------------------------------------------------------------------- CHINA MEDICAL SYSTEM HOLDINGS LTD. Ticker: 867 Security ID: G21108124 Meeting Date: JUN 04, 2020 Meeting Type: Annual Record Date: MAY 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Lam Kong as Director For For Management 3b Elect Chen Hongbing as Director For For Management 3c Elect Wu Chi Keung as Director For For Management 3d Elect Luo, Laura Ying as Director For For Management 3e Authorize Board to Fix Remuneration of For For Management Directors 4 Appoint Deloitte Touche Tohmatsu as For For Management Auditors and Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- CHINA MENGNIU DAIRY COMPANY LIMITED Ticker: 2319 Security ID: G21096105 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: MAY 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Jeffrey, Minfang Lu as Director For For Management and Authorize Board to Fix His Remuneration 3b Elect Jiao Shuge (alias Jiao Zhen) as For Against Management Director and Authorize Board to Fix His Remuneration 3c Elect Julian Juul Wolhardt as Director For Against Management and Authorize Board to Fix His Remuneration 3d Elect Meng Fanjie as Director and For For Management Authorize Board to Fix His Remuneration 4 Approve Ernst & Young as Auditors and For Against Management Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Issued Share For For Management Capital 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Approve the Amendment to the Terms of For For Management the Options Granted Under the Share Option Scheme -------------------------------------------------------------------------------- CHINA MERCHANTS BANK CO., LTD. Ticker: 3968 Security ID: Y14896115 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: JUN 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Work Report of the Board For For Management of Directors 2 Approve 2019 Work Report of the Board For For Management of Supervisors 3 Approve 2019 Annual Report For For Management 4 Approve 2019 Audited Financial For For Management Statements 5 Approve 2019 Profit Appropriation Plan For For Management 6 Approve 2020 Engagement of Accounting For For Management Firms 7 Approve 2019 Related Party Transaction For For Management Report 8 Approve the 2020-2022 Mid-term Capital For For Management Management Plan 9 Approve Extension of the General For For Management Mandate to Issue Financial Bonds and Certificates of Deposit (CD) 10 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- CHINA MERCHANTS BANK CO., LTD. Ticker: 3968 Security ID: Y14896107 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: JUN 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Work Report of the Board For For Management of Directors 2 Approve 2019 Work Report of the Board For For Management of Supervisors 3 Approve 2019 Annual Report For For Management 4 Approve 2019 Audited Financial For For Management Statements 5 Approve 2019 Profit Appropriation Plan For For Management 6 Approve 2020 Engagement of Accounting For For Management Firms 7 Approve 2019 Related Party Transaction For For Management Report 8 Approve the 2020-2022 Mid-term Capital For For Management Management Plan 9 Approve Extension of the General For For Management Mandate to Issue Financial Bonds and Certificates of Deposit (CD) 10 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- CHINA MERCHANTS PORT HOLDINGS COMPANY LIMITED Ticker: 144 Security ID: Y1489Q103 Meeting Date: OCT 28, 2019 Meeting Type: Special Record Date: OCT 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Non-Acceptance of the For For Management Mandatory Unconditional Cash Offer to Acquire All the Issued H Shares in Dalian Port (PDA) Company Limited and Related Transactions 2 Elect Ge Lefu as Director For For Management -------------------------------------------------------------------------------- CHINA MERCHANTS PORT HOLDINGS COMPANY LIMITED Ticker: 144 Security ID: Y1489Q103 Meeting Date: JUN 15, 2020 Meeting Type: Annual Record Date: JUN 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3Aa Elect Deng Renjie as Director For For Management 3Ab Elect Su Jian as Director For For Management 3Ac Elect Bai Jingtao as Director For For Management 3Ad Elect Kut Ying Hay as Director For Against Management 3Ae Elect Li Ka Fai David as Director For Against Management 3B Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Deloitte Touche Tohmatsu as For Against Management Auditor and Authorize Board to Fix Their Remuneration 5A Approve Grant of Options Under the For Against Management Share Option Scheme 5B Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 5C Authorize Repurchase of Issued Share For For Management Capital 5D Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- CHINA MERCHANTS SHEKOU INDUSTRIAL ZONE HOLDINGS CO., LTD. Ticker: 001979 Security ID: Y14907102 Meeting Date: NOV 11, 2019 Meeting Type: Special Record Date: NOV 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For Against Management Association 2 Approve Adjustment to Company's For For Management Initial Stock Option Granted 3.1 Elect Jiang Tiefeng as Non-Independent For Against Management Director 3.2 Elect Zhu Wenkai as Non-Independent For Against Management Director -------------------------------------------------------------------------------- CHINA MERCHANTS SHEKOU INDUSTRIAL ZONE HOLDINGS CO., LTD. Ticker: 001979 Security ID: Y14907102 Meeting Date: DEC 17, 2019 Meeting Type: Special Record Date: DEC 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acceptance of Financial For For Management Assistance and Financial Assistance Provision as well as Related Party Transactions -------------------------------------------------------------------------------- CHINA MERCHANTS SHEKOU INDUSTRIAL ZONE HOLDINGS CO., LTD. Ticker: 001979 Security ID: Y14907102 Meeting Date: DEC 30, 2019 Meeting Type: Special Record Date: DEC 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction in For For Management Connection to Donate Charity Funds to China Merchants Charitable Foundation 2.1 Approve Target Assets For For Shareholder 2.2 Approve Transaction Parties For For Shareholder 2.3 Approve Transaction Manners For For Shareholder 2.4 Approve Price Situation of Target For For Shareholder Assets 2.5 Approve Joint Venture Company, For For Shareholder Registered Capital and Organizational Form 2.6 Approve Profit and Loss During the For For Shareholder Transition Period 2.7 Approve Contractual Obligations and For For Shareholder Liability for Breach of the Transfer of the Underlying Asset Ownership 2.8 Approve Resolution Validity Period For For Shareholder 3 Approve Major Asset Restructuring is For For Shareholder in Accordance with the Relevant Laws and Regulations 4 Approve Transaction Complies with For For Shareholder Article IV of Provisions on Several Issues Regulating the Major Asset Restructuring of Listed Companies 5 Approve Completeness and Compliance of For For Shareholder Implementation of Legal Proceedings of the Transactions and Validity of the Submitted Legal Documents Regarding this Transaction 6 Approve Relevant Entities Does Not For For Shareholder Participate in Major Asset Restructure of Listed Companies and Does Not Have Article 13 of Strengthening the Supervision over Abnormal Stock Trading Related to the Material Asset Reorganizations of Listed Companies 7 Approve Transaction Complies with For For Shareholder Article 11 of the Management Approach Regarding Major Asset Restructuring of Listed Companies 8 Approve Transaction Constitute as For For Shareholder Major Asset Restructuring 9 Approve Transaction Does Not For For Shareholder Constitute as Related-party Transaction 10 Approve Transaction Does Not For For Shareholder Constitute as Restructure for Listing 11 Approve Signing of Capital Injection For For Shareholder Agreement, and Supplemental Agreement of Capital Injection Agreement I 12 Approve Report (Draft) and Summary on For For Shareholder Company's Major Assets Restructuring 13 Approve Relevant Audit Report, Review For For Shareholder Report and Evaluation Report of the Transaction 14 Approve Independence of Appraiser, the For For Shareholder Validity of Hypothesis, the Relevance of Valuation Purpose and Approach as Well as the Fairness of Pricing 15 Approve Pricing Basis of the For For Shareholder Transaction and Its Fairness 16 Approve Self-inspection Report on For For Shareholder Company's Real Estate Business 17 Approve Change in the Usage of Raised For For Shareholder Funds for Capital Injection 18 Approve Stock Price Volatility Does For For Shareholder Not Achieve the Standard of Article 5 Notice on Regulating the Information Disclosure of Listed Companies and the Behavior of Related Parties 19 Approve Authorization of Board to For For Shareholder Handle All Related Matters Regarding to Major Asset Restructure Plan -------------------------------------------------------------------------------- CHINA MERCHANTS SHEKOU INDUSTRIAL ZONE HOLDINGS CO., LTD. Ticker: 001979 Security ID: Y14907102 Meeting Date: MAR 05, 2020 Meeting Type: Special Record Date: FEB 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Kong Ying as Independent Director For For Shareholder -------------------------------------------------------------------------------- CHINA MERCHANTS SHEKOU INDUSTRIAL ZONE HOLDINGS CO., LTD. Ticker: 001979 Security ID: Y14907102 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: JUN 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Report For For Management 4 Approve Allocation of Income and For For Management Dividends 5 Approve Annual Report and Summary For For Management 6 Approve Appointment of External Auditor For Against Management 7 Approve Daily Related-Party For For Management Transactions 8 Approve General Authorization on For For Management Issuance of Bond Products 9 Approve Deposits and Loans from China For For Management Merchants Bank 10 Approve Guarantee Provision to For For Management Controlled Subsidiary 11 Approve Guarantee Provision Limit to For Against Management Controlled Subsidiary 12 Approve Guarantee Provision to Joint For For Management Venture Company 13 Approve Provision of Financial For For Management Assistance for Associate Company 14 Approve Provision of Authorized For For Management Financial Assistance 15 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members -------------------------------------------------------------------------------- CHINA MINSHENG BANKING CORP., LTD. Ticker: 1988 Security ID: Y1495M112 Meeting Date: APR 20, 2020 Meeting Type: Special Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Postponement of the Change of For For Management Session of the Board of Directors 2 Approve Postponement of the Change of For For Management Session of the Supervisory Board -------------------------------------------------------------------------------- CHINA MINSHENG BANKING CORP., LTD. Ticker: 1988 Security ID: Y1495M104 Meeting Date: APR 20, 2020 Meeting Type: Special Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Postponement of the Change of For For Management Session of the Board of Directors 2 Approve Postponement of the Change of For For Management Session of the Supervisory Board -------------------------------------------------------------------------------- CHINA MINSHENG BANKING CORP., LTD. Ticker: 1988 Security ID: Y1495M104 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: MAY 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Annual Report For For Management 2 Approve 2019 Final Financial Report For For Management 3 Approve 2019 Profit Distribution Plan For For Management 4 Approve 2020 Annual Budgets For For Management 5 Approve 2019 Work Report of the Board For For Management 6 Approve 2019 Work Report of the Board For For Management of Supervisors 7 Approve 2019 Report of Remuneration of For For Management Directors 8 Approve 2019 Report of Remuneration of For For Management Supervisors 9 Approve PricewaterhouseCoopers Zhong For Against Management Tian LLP and PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration 10 Approve Issuance of Undated Capital For For Management Bonds in the Next Three Years 11 Approve Extension of the Validity For For Management Period of the Resolutions on the Public Issuance of A Share Convertible Corporate Bonds and Related Transactions 12 Approve Report on Utilization of For For Management Proceeds from the Previous Issuance 13 Approve Shareholder Return Plan for For For Management 2019 to 2021 14 Approve Impacts on Dilution of Current For For Management Returns of the Public Issuance of A Share Convertible Corporate Bonds and the Remedial Measures 15 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 16 Approve Issuance of Financial Bonds For Against Management and Tier-2 Capital Bonds in the Next Three Years 17 Approve Change of Registered Capital For For Management 18 Amend Articles of Association For For Management 19 Elect Gao Yingxin as Director For For Shareholder -------------------------------------------------------------------------------- CHINA MINSHENG BANKING CORP., LTD. Ticker: 1988 Security ID: Y1495M112 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: MAY 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Annual Report For For Management 2 Approve 2019 Final Financial Report For For Management 3 Approve 2019 Profit Distribution Plan For For Management 4 Approve 2020 Annual Budgets For For Management 5 Approve 2019 Work Report of the Board For For Management 6 Approve 2019 Work Report of the Board For For Management of Supervisors 7 Approve 2019 Report of Remuneration of For For Management Directors 8 Approve 2019 Report of Remuneration of For For Management Supervisors 9 Approve PricewaterhouseCoopers Zhong For Against Management Tian LLP and PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration 10 Approve Issuance of Undated Capital For For Management Bonds in the Next Three Years 11 Approve Extension of the Validity For For Management Period of the Resolutions on the Public Issuance of A Share Convertible Corporate Bonds and Related Transactions 12 Approve Report on Utilization of For For Management Proceeds from the Previous Issuance 13 Approve Shareholder Return Plan for For For Management 2019 to 2021 14 Approve Impacts on Dilution of Current For For Management Returns of the Public Issuance of A Share Convertible Corporate Bonds and the Remedial Measures 15 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 16 Approve Issuance of Financial Bonds For Against Management and Tier-2 Capital Bonds in the Next Three Years 17 Approve Change of Registered Capital For For Management 18 Amend Articles of Association For For Management 19 Elect Gao Yingxin as Director For For Shareholder -------------------------------------------------------------------------------- CHINA MINSHENG BANKING CORP., LTD. Ticker: 1988 Security ID: Y1495M104 Meeting Date: JUN 29, 2020 Meeting Type: Special Record Date: MAY 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extension of the Validity For For Management Period of the Resolutions on the Public Issuance of A Share Convertible Corporate Bonds and Related Transactions -------------------------------------------------------------------------------- CHINA MINSHENG BANKING CORP., LTD. Ticker: 1988 Security ID: Y1495M112 Meeting Date: JUN 29, 2020 Meeting Type: Special Record Date: MAY 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extension of the Validity For For Management Period of the Resolutions on the Public Issuance of A Share Convertible Corporate Bonds and Related Transactions -------------------------------------------------------------------------------- CHINA MOBILE LIMITED Ticker: 941 Security ID: Y14965100 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Elect Wang Yuhang as Director For For Management 4.1 Elect Paul Chow Man Yiu as Director For For Management 4.2 Elect Stephen Yiu Kin Wah as Director For For Management 5 Approve PricewaterhouseCoopers and For Against Management PricewaterhouseCoopers Zhong Tian LLP as Auditors and Authorize Board to Fix Their Remuneration 6 Authorize Repurchase of Issued Share For For Management Capital 7 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 8 Authorize Reissuance of Repurchased For Against Management Shares 9 Adopt Share Option Scheme and Related For Against Management Transactions -------------------------------------------------------------------------------- CHINA MOLYBDENUM CO., LTD. Ticker: 3993 Security ID: Y1503Z105 Meeting Date: DEC 27, 2019 Meeting Type: Special Record Date: NOV 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee by the For For Management Company to Its Joint-Stock Company Huayue Nickel Cobalt 2 Approve Provision of Financing For For Shareholder Guarantee Among Direct or Indirect Wholly-Owned Subsidiaries of the Company 3 Approve Provision of Supply Chain For For Shareholder Financing Guarantee by by IXM, an Indirect Wholly-Owned Subsidiary of the Company, to Its Suppliers -------------------------------------------------------------------------------- CHINA MOLYBDENUM CO., LTD. Ticker: 3993 Security ID: Y1503Z105 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Financial Report and For For Management Financial Statements 2 Approve 2020 Budget Report For Against Management 3 Approve 2019 Profit Distribution Plan For For Management 4 Approve 2019 Report of the Board of For For Management Directors 5 Approve 2019 Report of the Supervisory For For Management Committee 6 Approve 2019 Annual Report For For Management 7 Approve Appointment of 2020 External For Against Management Auditor 8 Approve Purchase of Structured Deposit For Against Management with Internal Idle Fund 9 Approve Purchase of Wealth Management For For Management or Entrusted Wealth Management Products with Internal Idle Funds 10 Approve Provision of Guarantee to For For Management Wholly-owned Subsidiaries 11 Approve Extension for the Provision of For For Management Financing Guarantee to a Joint Venture of the Company 12 Approve and Authorize the Board of For Against Management Directors to Decide on the Issuance of Debt Financing Instruments 13 Approve Forfeiture of Uncollected For For Management Dividend of H Shareholders for the Year 2012 14 Approve Amendments to Articles of For For Management Association 15 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 16 Authorize Board to Deal with All For For Management Matters in Relation to the Distribution of 2020 Interim and Quarterly Dividend 17 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights for A Shares and/or H Shares 18 Authorize Repurchase of Issued H Share For For Management Capital -------------------------------------------------------------------------------- CHINA MOLYBDENUM CO., LTD. Ticker: 3993 Security ID: Y1503Z105 Meeting Date: JUN 12, 2020 Meeting Type: Special Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 3 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights for A Shares and/or H Shares 4 Authorize Repurchase of Issued H Share For For Management Capital -------------------------------------------------------------------------------- CHINA NATIONAL BUILDING MATERIAL COMPANY LIMITED Ticker: 3323 Security ID: Y15045100 Meeting Date: DEC 09, 2019 Meeting Type: Special Record Date: NOV 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Zhan Yanjing as Director and For For Shareholder Authorize Board to Fix Her Remuneration 2 Approve Financial Services Framework For Against Management Agreement, Provision of Deposit Services, the Caps of the Deposit Services and Related Transactions -------------------------------------------------------------------------------- CHINA NATIONAL BUILDING MATERIAL COMPANY LIMITED Ticker: 3323 Security ID: Y15045100 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: APR 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Supervisory For For Management Committee 3 Approve 2019 Auditors' Report and For For Management Audited Financial Statements 4 Approve 2019 Profit Distribution Plan For For Management and Final Dividend Distribution Plan 5 Authorize Board to Deal With All For For Management Matters in Relation to the Company's Distribution of Interim Dividend 6 Approve Baker Tilly China Certified For For Management Public Accountants as Domestic Auditor and Baker Tilly Hong Kong Limited as International Auditor and Authorize Board to Fix Their Remuneration 7 Elect Li Jun as Director and Authorize For For Management Board to Fix His Remuneration 8 Elect Wang Yumeng as Supervisor and For For