UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM8-A
FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES
PURSUANT TO SECTION 12(b) OR 12(g) OF THE
SECURITIES EXCHANGE ACT OF 1934
DBX ETF TRUST
(Exact Name of Registrant as Specified in Its Charter)
Delaware | (See Below) | |
(State of Incorporation or Organization) | (I.R.S. Employer Identification No.) | |
345 Park Avenue, New York, New York | 10154 | |
(Address of Principal Executive Offices) | (Zip Code) |
Securities to be registered pursuant to Section 12(b) of the Act:
Title of Each Class to be so Registered: | Name of the Exchange on Which Each Class is to be so Registered | I.R.S. Employer Identification Number | ||
Shares of beneficial interest, no par value per share of: | ||||
Xtrackers MSCI USA ESG Leaders Equity ETF | NYSE Arca, Inc. | 36-4919436 |
If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c), please check the following box. ☒
If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d), please check the following box. ☐
Securities Act registration statement file number to which this form relates:333-170122;811-22487
Securities to be registered pursuant to Section 12(g) of the Act:
NONE
Item 1. | Description of Registrant’s Securities to be Registered. |
A description of the shares of beneficial interest, no par value per share, of Xtrackers MSCI USA ESG Leaders Equity ETF, a series of DBX ETF Trust (the “Trust”), to be registered hereunder is set forth in Post-Effective Amendment No. 447 to the Trust’s Registration Statement on FormN-1A (Commission File Nos.333-170122;811-22487) filed on March 5, 2019, which description is incorporated herein by reference as filed with the Securities and Exchange Commission.
Item 2. | Exhibits |
1. The Trust’s Agreement and Declaration of Trust is included as Exhibit (a)(2) toPre-Effective Amendment No. 1 to the Trust’s Registration Statement on FormN-1A (File Nos.333-170122;811-22487), as filed with the Securities and Exchange Commission on February 9, 2011.
2. The Trust’sBy-Laws are included as Exhibit (b) to Post-Effective Amendment No. 397 to the Trust’s Registration Statement on FormN-1A (File Nos.333-170122;811-22487), as filed with the Securities and Exchange Commission on December 21, 2017.
SIGNATURE
Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereto duly authorized.
DBX ETF TRUST | ||||
Date: March 5, 2019 | By: | /s/ Freddi Klassen | ||
Freddi Klassen | ||||
President and Chief Executive Officer |