The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
|
COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ISHARES TR | CORE S&P SCP ETF | 464287804 | 345 | 3,175 | SH | SOLE | 0 | 0 | 0 | 3,175 | |
ISHARES TR | CORE S&P500 ETF | 464287200 | 1,165 | 2,929 | SH | SOLE | 0 | 0 | 0 | 2,929 | |
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 689 | 3,120 | SH | SOLE | 0 | 0 | 0 | 3,120 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 479 | 1,208 | SH | SOLE | 0 | 0 | 0 | 1,208 | |
AMAZON COM INC | COM | 023135106 | 4,295 | 1,388 | SH | SOLE | 0 | 0 | 0 | 1,388 | |
BOEING CO | COM | 097023105 | 293 | 1,150 | SH | SOLE | 0 | 0 | 0 | 1,150 | |
NUVEEN CALIFORNIA MUNI VLU F | COM STK | 67062C107 | 414 | 40,483 | SH | SOLE | 0 | 0 | 0 | 40,483 | |
ABBOTT LABS | COM | 002824100 | 3,626 | 30,260 | SH | SOLE | 0 | 0 | 0 | 30,260 | |
JOHNSON & JOHNSON | COM | 478160104 | 205 | 1,249 | SH | SOLE | 0 | 0 | 0 | 1,249 | |
KROGER CO | COM | 501044101 | 1,465 | 40,699 | SH | SOLE | 0 | 0 | 0 | 40,699 | |
MICROSOFT CORP | COM | 594918104 | 654 | 2,773 | SH | SOLE | 0 | 0 | 0 | 2,773 | |
CISCO SYS INC | COM | 17275R102 | 220 | 4,261 | SH | SOLE | 0 | 0 | 0 | 4,261 | |
VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 921908844 | 712 | 4,840 | SH | SOLE | 0 | 0 | 0 | 4,840 | |
TEXAS INSTRS INC | COM | 882508104 | 235 | 1,241 | SH | SOLE | 0 | 0 | 0 | 1,241 | |
TARGET CORP | COM | 87612E106 | 2,512 | 12,680 | SH | SOLE | 0 | 0 | 0 | 12,680 | |
COSTCO WHSL CORP NEW | COM | 22160K105 | 1,879 | 5,331 | SH | SOLE | 0 | 0 | 0 | 5,331 | |
MERCK & CO. INC | COM | 58933Y105 | 1,671 | 21,675 | SH | SOLE | 0 | 0 | 0 | 21,675 | |
GENERAL ELECTRIC CO | COM | 369604103 | 164 | 12,500 | SH | SOLE | 0 | 0 | 0 | 12,500 | |
HOME DEPOT INC | COM | 437076102 | 218 | 713 | SH | SOLE | 0 | 0 | 0 | 713 | |
JPMORGAN CHASE & CO | COM | 46625H100 | 3,513 | 23,079 | SH | SOLE | 0 | 0 | 0 | 23,079 | |
SIRIUS XM HOLDINGS INC | COM | 82968B103 | 152 | 25,000 | SH | SOLE | 0 | 0 | 0 | 25,000 | |
TJX COS INC NEW | COM | 872540109 | 2,251 | 34,033 | SH | SOLE | 0 | 0 | 0 | 34,033 | |
FORD MTR CO DEL | COM | 345370860 | 245 | 20,000 | SH | SOLE | 0 | 0 | 0 | 20,000 | |
UNITEDHEALTH GROUP INC | COM | 91324P102 | 2,457 | 6,602 | SH | SOLE | 0 | 0 | 0 | 6,602 | |
CROWN CASTLE INTL CORP NEW | COM | 22822V101 | 1,831 | 10,640 | SH | SOLE | 0 | 0 | 0 | 10,640 | |
ZIMMER BIOMET HOLDINGS INC | COM | 98956P102 | 501 | 3,132 | SH | SOLE | 0 | 0 | 0 | 3,132 | |
VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 | 1,434 | 6,940 | SH | SOLE | 0 | 0 | 0 | 6,940 | |
APPLE INC | COM | 037833100 | 2,949 | 24,144 | SH | SOLE | 0 | 0 | 0 | 24,144 | |
UNITED STATES STL CORP NEW | COM | 912909108 | 523 | 20,000 | SH | SOLE | 0 | 0 | 0 | 20,000 | |
ELECTRONIC ARTS INC | COM | 285512109 | 343 | 2,531 | SH | SOLE | 0 | 0 | 0 | 2,531 | |
1 800 FLOWERS COM INC | CL A | 68243Q106 | 539 | 19,511 | SH | SOLE | 0 | 0 | 0 | 19,511 | |
SKYWORKS SOLUTIONS INC | COM | 83088M102 | 872 | 4,750 | SH | SOLE | 0 | 0 | 0 | 4,750 | |
EOG RES INC | COM | 26875P101 | 928 | 12,800 | SH | SOLE | 0 | 0 | 0 | 12,800 | |
VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 | 274 | 5,260 | SH | SOLE | 0 | 0 | 0 | 5,260 | |
CME GROUP INC | COM | 12572Q105 | 2,936 | 14,374 | SH | SOLE | 0 | 0 | 0 | 14,374 | |
FREEPORT-MCMORAN INC | CL B | 35671D857 | 231 | 7,000 | SH | SOLE | 0 | 0 | 0 | 7,000 | |
CACI INTL INC | CL A | 127190304 | 672 | 2,724 | SH | SOLE | 0 | 0 | 0 | 2,724 | |
HUB GROUP INC | CL A | 443320106 | 531 | 7,890 | SH | SOLE | 0 | 0 | 0 | 7,890 | |
BRUNSWICK CORP | COM | 117043109 | 1,823 | 19,113 | SH | SOLE | 0 | 0 | 0 | 19,113 | |
AMN HEALTHCARE SVCS INC | COM | 001744101 | 771 | 10,457 | SH | SOLE | 0 | 0 | 0 | 10,457 | |
EURONET WORLDWIDE INC | COM | 298736109 | 791 | 5,716 | SH | SOLE | 0 | 0 | 0 | 5,716 | |
VANGUARD INDEX FDS | VALUE ETF | 922908744 | 511 | 3,890 | SH | SOLE | 0 | 0 | 0 | 3,890 | |
VANGUARD INDEX FDS | SM CP VAL ETF | 922908611 | 230 | 1,388 | SH | SOLE | 0 | 0 | 0 | 1,388 | |
UGI CORP NEW | COM | 902681105 | 484 | 11,814 | SH | SOLE | 0 | 0 | 0 | 11,814 | |
VANGUARD INDEX FDS | SMALL CP ETF | 922908751 | 436 | 2,035 | SH | SOLE | 0 | 0 | 0 | 2,035 | |
VANGUARD INDEX FDS | GROWTH ETF | 922908736 | 1,029 | 4,005 | SH | SOLE | 0 | 0 | 0 | 4,005 | |
VULCAN MATLS CO | COM | 929160109 | 2,307 | 13,670 | SH | SOLE | 0 | 0 | 0 | 13,670 | |
ABIOMED INC | COM | 003654100 | 817 | 2,564 | SH | SOLE | 0 | 0 | 0 | 2,564 | |
CORECIVIC INC | COM | 21871N101 | 113 | 12,500 | SH | SOLE | 0 | 0 | 0 | 12,500 | |
VANGUARD INDEX FDS | SML CP GRW ETF | 922908595 | 280 | 1,020 | SH | SOLE | 0 | 0 | 0 | 1,020 | |
CHURCHILL DOWNS INC | COM | 171484108 | 550 | 2,420 | SH | SOLE | 0 | 0 | 0 | 2,420 | |
BROOKFIELD ASSET MGMT INC | CL A LTD VT SH | 112585104 | 412 | 9,262 | SH | SOLE | 0 | 0 | 0 | 9,262 | |
FIDELITY NATL INFORMATION SV | COM | 31620M106 | 1,778 | 12,644 | SH | SOLE | 0 | 0 | 0 | 12,644 | |
MASTEC INC | COM | 576323109 | 3,663 | 39,096 | SH | SOLE | 0 | 0 | 0 | 39,096 | |
GEO GROUP INC NEW | COM | 36162J106 | 120 | 15,500 | SH | SOLE | 0 | 0 | 0 | 15,500 | |
COGENT COMMUNICATIONS HLDGS | COM NEW | 19239V302 | 565 | 8,210 | SH | SOLE | 0 | 0 | 0 | 8,210 | |
VANGUARD INDEX FDS | LARGE CAP ETF | 922908637 | 317 | 1,712 | SH | SOLE | 0 | 0 | 0 | 1,712 | |
EVERI HLDGS INC | COM | 30034T103 | 141 | 10,000 | SH | SOLE | 0 | 0 | 0 | 10,000 | |
CASSAVA SCIENCES INC | COM | 14817C107 | 225 | 5,000 | SH | SOLE | 0 | 0 | 0 | 5,000 | |
ISHARES TR | ISHS 1-5YR INVS | 464288646 | 2,035 | 37,216 | SH | SOLE | 0 | 0 | 0 | 37,216 | |
VANGUARD BD INDEX FDS | SHORT TRM BOND | 921937827 | 3,197 | 38,896 | SH | SOLE | 0 | 0 | 0 | 38,896 | |
VANGUARD BD INDEX FDS | INTERMED TERM | 921937819 | 1,125 | 12,677 | SH | SOLE | 0 | 0 | 0 | 12,677 | |
DELTA AIR LINES INC DEL | COM NEW | 247361702 | 1,397 | 28,933 | SH | SOLE | 0 | 0 | 0 | 28,933 | |
VANGUARD BD INDEX FDS | TOTAL BND MRKT | 921937835 | 934 | 11,024 | SH | SOLE | 0 | 0 | 0 | 11,024 | |
BLACKSTONE GROUP INC | COM | 09260D107 | 1,048 | 14,068 | SH | SOLE | 0 | 0 | 0 | 14,068 | |
VANGUARD TAX-MANAGED INTL FD | FTSE DEV MKT ETF | 921943858 | 619 | 12,599 | SH | SOLE | 0 | 0 | 0 | 12,599 | |
DENISON MINES CORP | COM | 248356107 | 33 | 30,000 | SH | SOLE | 0 | 0 | 0 | 30,000 | |
CLEAN ENERGY FUELS CORP | COM | 184499101 | 412 | 30,000 | SH | SOLE | 0 | 0 | 0 | 30,000 | |
CHART INDS INC | COM | 16115Q308 | 214 | 1,500 | SH | SOLE | 0 | 0 | 0 | 1,500 | |
ISHARES TR | ISHS 5-10YR INVT | 464288638 | 2,063 | 34,829 | SH | SOLE | 0 | 0 | 0 | 34,829 | |
TOP SHIPS INC | COM | Y8897Y180 | 33 | 17,500 | SH | SOLE | 0 | 0 | 0 | 17,500 | |
OPKO HEALTH INC | COM | 68375N103 | 215 | 50,000 | SH | SOLE | 0 | 0 | 0 | 50,000 | |
PROSHARES TR | PSHS ULTSH 20YRS | 74347B201 | 217 | 10,000 | SH | SOLE | 0 | 0 | 0 | 10,000 | |
GRAND CANYON ED INC | COM | 38526M106 | 622 | 5,812 | SH | SOLE | 0 | 0 | 0 | 5,812 | |
WASTE CONNECTIONS INC | COM | 94106B101 | 2,631 | 24,368 | SH | SOLE | 0 | 0 | 0 | 24,368 | |
SLR INVESTMENT CORP | COM | 83413U100 | 683 | 38,484 | SH | SOLE | 0 | 0 | 0 | 38,484 | |
VUZIX CORP | COM NEW | 92921W300 | 267 | 10,500 | SH | SOLE | 0 | 0 | 0 | 10,500 | |
GOLUB CAP BDC INC | COM | 38173M102 | 447 | 30,598 | SH | SOLE | 0 | 0 | 0 | 30,598 | |
FIRST AMERN FINL CORP | COM | 31847R102 | 382 | 6,738 | SH | SOLE | 0 | 0 | 0 | 6,738 | |
TESLA INC | COM | 88160R101 | 1,403 | 2,100 | SH | SOLE | 0 | 0 | 0 | 2,100 | |
NXP SEMICONDUCTORS N V | COM | N6596X109 | 302 | 1,500 | SH | SOLE | 0 | 0 | 0 | 1,500 | |
HOWARD HUGHES CORP | COM | 44267D107 | 783 | 8,234 | SH | SOLE | 0 | 0 | 0 | 8,234 | |
MASONITE INTL CORP | COM | 575385109 | 485 | 4,207 | SH | SOLE | 0 | 0 | 0 | 4,207 | |
ZILLOW GROUP INC | CL A | 98954M101 | 2,786 | 21,204 | SH | SOLE | 0 | 0 | 0 | 21,204 | |
FACEBOOK INC | CL A | 30303M102 | 2,230 | 7,572 | SH | SOLE | 0 | 0 | 0 | 7,572 | |
ABBVIE INC | COM | 00287Y109 | 2,675 | 24,715 | SH | SOLE | 0 | 0 | 0 | 24,715 | |
PHYSICIANS RLTY TR | COM | 71943U104 | 212 | 12,011 | SH | SOLE | 0 | 0 | 0 | 12,011 | |
VARONIS SYS INC | COM | 922280102 | 477 | 9,294 | SH | SOLE | 0 | 0 | 0 | 9,294 | |
TANDEM DIABETES CARE INC | COM NEW | 875372203 | 367 | 4,164 | SH | SOLE | 0 | 0 | 0 | 4,164 | |
ALPHABET INC | CAP STK CL C | 02079K107 | 3,370 | 1,629 | SH | SOLE | 0 | 0 | 0 | 1,629 | |
FIVE9 INC | COM | 338307101 | 1,091 | 6,977 | SH | SOLE | 0 | 0 | 0 | 6,977 | |
T2 BIOSYSTEMS INC | COM | 89853L104 | 49 | 30,500 | SH | SOLE | 0 | 0 | 0 | 30,500 | |
GOLDMAN SACHS ETF TR | ACTIVEBETA US LG | 381430503 | 413 | 5,218 | SH | SOLE | 0 | 0 | 0 | 5,218 | |
SENSEONICS HLDGS INC | COM | 81727U105 | 40 | 15,000 | SH | SOLE | 0 | 0 | 0 | 15,000 | |
SG BLOCKS INC | COM NEW | 78418A505 | 58 | 12,500 | SH | SOLE | 0 | 0 | 0 | 12,500 | |
REDFIN CORP | COM | 75737F108 | 628 | 9,426 | SH | SOLE | 0 | 0 | 0 | 9,426 | |
AVAYA HLDGS CORP | COM | 05351X101 | 343 | 12,220 | SH | SOLE | 0 | 0 | 0 | 12,220 | |
NIO INC | SPON ADS | 62914V106 | 370 | 9,500 | SH | SOLE | 0 | 0 | 0 | 9,500 | |
HALL OF FAME RESORT & ENTMT | COM | 40619L102 | 123 | 24,529 | SH | SOLE | 0 | 0 | 0 | 24,529 | |
CROWN PROPTECH ACQUISITIONS | UNIT 99/99/9999 | G25741128 | 20 | 2,000 | SH | OTR | 1,844,495 | 0 | 0 | 2,000 | |
CROWN PROPTECH ACQUISITIONS | UNIT 99/99/9999 | G25741128 | 99 | 10,000 | SH | SOLE | 0 | 0 | 0 | 10,000 | |
KISMET ACQUISITION TWO CORP | UNIT 99/99/9999 | G52807123 | 10 | 1,050 | SH | OTR | 1,844,495 | 0 | 0 | 1,050 | |
KISMET ACQUISITION TWO CORP | UNIT 99/99/9999 | G52807123 | 92 | 9,270 | SH | SOLE | 0 | 0 | 0 | 9,270 | |
EJF ACQUISITION CORP | UNIT 03/10/2026 | G2955B117 | 8 | 818 | SH | OTR | 1,844,495 | 0 | 0 | 818 | |
EJF ACQUISITION CORP | UNIT 03/10/2026 | G2955B117 | 108 | 10,805 | SH | SOLE | 0 | 0 | 0 | 10,805 | |
FUSION ACQUISITION CORP II | UNIT 02/29/2028 | 36118N201 | 199 | 20,000 | SH | SOLE | 0 | 0 | 0 | 20,000 | |
ARROWROOT ACQUISITION CORP | UNIT 01/29/2026 | 04282M201 | 5 | 520 | SH | OTR | 1,844,495 | 0 | 0 | 520 | |
ARROWROOT ACQUISITION CORP | UNIT 01/29/2026 | 04282M201 | 113 | 11,390 | SH | SOLE | 0 | 0 | 0 | 11,390 | |
SENSEONICS HLDGS INC | COM | 81727U105 | 1 | 10,000 | SH | Call | SOLE | 0 | 0 | 0 | 10,000 |
KHOSLA VENTURES ACQUSTN CO I | COM CL A | 482505104 | 106 | 10,560 | SH | SOLE | 0 | 0 | 0 | 10,560 | |
KHOSLA VENTURES ACQUT CO III | COM CL A | 482506102 | 135 | 13,520 | SH | SOLE | 0 | 0 | 0 | 13,520 | |
ISLEWORTH HEALTHCARE ACQU CO | COM | 46468P102 | 5 | 550 | SH | OTR | 1,844,495 | 0 | 0 | 550 | |
ISLEWORTH HEALTHCARE ACQU CO | COM | 46468P102 | 128 | 13,196 | SH | SOLE | 0 | 0 | 0 | 13,196 |