The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
CF CORP CLASS A | SHS CL A | G20307107 | 414 | 36,800 | SH | DFND | 0 | 36,800 | 0 | ||
CF CORP CLASS A | SHS CL A | G20307107 | 4,199 | 373,200 | SH | SOLE | 373,200 | 0 | 0 | ||
CF CORP | UNIT 99/99/9999E | G20307123 | 17 | 1,400 | SH | DFND | 0 | 1,400 | 0 | ||
CF CORP | UNIT 99/99/9999E | G20307123 | 167 | 13,600 | SH | SOLE | 13,600 | 0 | 0 | ||
SENSATA TECHNOLOGIES HLDG NV | SHS | N7902X106 | 273 | 6,400 | SH | DFND | 0 | 6,400 | 0 | ||
SENSATA TECHNOLOGIES HLDG NV | SHS | N7902X106 | 1,863 | 43,600 | SH | SOLE | 43,600 | 0 | 0 | ||
AV HOMES INC | COM | 00234P102 | 1,006 | 50,199 | SH | DFND | 0 | 50,199 | 0 | ||
AV HOMES INC | COM | 00234P102 | 9,976 | 497,554 | SH | SOLE | 497,554 | 0 | 0 | ||
ADOBE SYSTEMS INC | COM | 00724F101 | 85 | 600 | SH | DFND | 0 | 600 | 0 | ||
ADOBE SYSTEMS INC | COM | 00724F101 | 622 | 4,400 | SH | SOLE | 4,400 | 0 | 0 | ||
ANHEUSER BUSCH INBEV SA/NV | SPONSORED ADR | 03524A108 | 1,552 | 14,065 | SH | DFND | 0 | 14,065 | 0 | ||
ANHEUSER BUSCH INBEV SA/NV | SPONSORED ADR | 03524A108 | 14,468 | 131,100 | SH | SOLE | 131,100 | 0 | 0 | ||
APPLE INC | COM | 037833100 | 446 | 3,100 | SH | Call | DFND | 0 | 3,100 | 0 | |
APPLE INC | COM | 037833100 | 4,594 | 31,900 | SH | Call | SOLE | 31,900 | 0 | 0 | |
ATLANTIC CAPITAL BANCSHARES INC | COM | 048269203 | 2,588 | 136,208 | SH | DFND | 0 | 136,208 | 0 | ||
ATLANTIC CAPITAL BANCSHARES INC | COM | 048269203 | 15,260 | 803,159 | SH | SOLE | 803,159 | 0 | 0 | ||
AUTOZONE INC | COM | 053332102 | 114 | 200 | SH | DFND | 0 | 200 | 0 | ||
AUTOZONE INC | COM | 053332102 | 1,027 | 1,800 | SH | SOLE | 1,800 | 0 | 0 | ||
BOFI HLDG INC | COM | 05566U108 | 213 | 9,000 | SH | Put | DFND | 0 | 9,000 | 0 | |
BOFI HLDG INC | COM | 05566U108 | 2,159 | 91,000 | SH | Put | SOLE | 91,000 | 0 | 0 | |
BANK OF CALIFORNIA INC | COM | 05990K106 | 725 | 33,700 | SH | DFND | 0 | 33,700 | 0 | ||
BANK OF CALIFORNIA INC | COM | 05990K106 | 7,230 | 336,300 | SH | SOLE | 336,300 | 0 | 0 | ||
BLACKHAWK NETWORK HLDGS INC | COM | 09238E104 | 1,373 | 31,500 | SH | DFND | 0 | 31,500 | 0 | ||
BLACKHAWK NETWORK HLDGS INC | COM | 09238E104 | 11,013 | 252,600 | SH | SOLE | 252,600 | 0 | 0 | ||
CISCO SYS INC | COM | 17275R102 | 141 | 4,500 | SH | Call | DFND | 0 | 4,500 | 0 | |
CISCO SYS INC | COM | 17275R102 | 1,424 | 45,500 | SH | Call | SOLE | 45,500 | 0 | 0 | |
COMCAST CORP. CL A | CL A | 20030N101 | 374 | 9,600 | SH | DFND | 0 | 9,600 | 0 | ||
COMCAST CORP. CL A | CL A | 20030N101 | 2,740 | 70,400 | SH | SOLE | 70,400 | 0 | 0 | ||
GOLDMAN SACHS GROUP INC | COM | 38141G104 | 111 | 500 | SH | DFND | 0 | 500 | 0 | ||
GOLDMAN SACHS GROUP INC | COM | 38141G104 | 999 | 4,500 | SH | SOLE | 4,500 | 0 | 0 | ||
BRIDGE BANCORP INC | COM | 108035106 | 12,614 | 378,805 | SH | SOLE | 378,805 | 0 | 0 | ||
CALGON CARBON CORP | COM | 129603106 | 41 | 2,700 | SH | DFND | 0 | 2,700 | 0 | ||
CALGON CARBON CORP | COM | 129603106 | 412 | 27,300 | SH | SOLE | 27,300 | 0 | 0 | ||
CITIGROUP INC | COM NEW | 172967424 | 3,558 | 53,200 | SH | DFND | 0 | 53,200 | 0 | ||
CITIGROUP INC | COM NEW | 172967424 | 1,565 | 23,400 | SH | Call | DFND | 0 | 23,400 | 0 | |
CITIGROUP INC | COM NEW | 172967424 | 21,850 | 326,700 | SH | SOLE | 326,700 | 0 | 0 | ||
CITIGROUP INC | COM NEW | 172967424 | 10,360 | 154,900 | SH | Call | SOLE | 154,900 | 0 | 0 | |
CONYERS PK ACQUISITION | CL A COM | 212894109 | 161 | 13,673 | SH | DFND | 0 | 13,673 | 0 | ||
CONYERS PK ACQUISITION | CL A COM | 212894109 | 1,630 | 138,400 | SH | SOLE | 138,400 | 0 | 0 | ||
DIEBOLD NXDF INC | COM | 253651103 | 151 | 5,400 | SH | DFND | 0 | 5,400 | 0 | ||
DIEBOLD NXDF INC | COM | 253651103 | 1,529 | 54,600 | SH | SOLE | 54,600 | 0 | 0 | ||
DIME COMMUNITY BANCSHARES | COM | 253922108 | 180 | 9,200 | SH | DFND | 0 | 9,200 | 0 | ||
DIME COMMUNITY BANCSHARES | COM | 253922108 | 1,780 | 90,800 | SH | SOLE | 90,800 | 0 | 0 | ||
DISCOVER FINANCIAL SERVICES | COM | 254709108 | 2,803 | 45,068 | SH | DFND | 0 | 45,068 | 0 | ||
DISCOVER FINANCIAL SERVICES | COM | 254709108 | 17,133 | 275,500 | SH | SOLE | 275,500 | 0 | 0 | ||
EBAY INC | COM | 278642103 | 1,760 | 50,400 | SH | DFND | 0 | 50,400 | 0 | ||
EBAY INC | COM | 278642103 | 12,906 | 369,600 | SH | SOLE | 369,600 | 0 | 0 | ||
ERICSSON | ADR B SEK 10 | 294821608 | 635 | 88,600 | SH | DFND | 0 | 88,600 | 0 | ||
ERICSSON | ADR B SEK 10 | 294821608 | 6,535 | 911,400 | SH | SOLE | 911,400 | 0 | 0 | ||
FOREST CITY RLTY TR INC | COM CL A | 345605109 | 544 | 22,500 | SH | DFND | 0 | 22,500 | 0 | ||
FOREST CITY RLTY TR INC | COM CL A | 345605109 | 4,169 | 172,500 | SH | SOLE | 172,500 | 0 | 0 | ||
GROUPON INC | COM | 399473107 | 518 | 135,000 | SH | DFND | 0 | 135,000 | 0 | ||
GROUPON INC | COM | 399473107 | 5,242 | 1,365,000 | SH | SOLE | 1,365,000 | 0 | 0 | ||
HD SUPPLY HLDGS INC | COM | 40416M105 | 221 | 7,200 | SH | DFND | 0 | 7,200 | 0 | ||
HD SUPPLY HLDGS INC | COM | 40416M105 | 2,230 | 72,800 | SH | SOLE | 72,800 | 0 | 0 | ||
IAC INTERACTIVECORP | COM | 44919P508 | 3,683 | 35,674 | SH | DFND | 0 | 35,674 | 0 | ||
IAC INTERACTIVECORP | COM | 44919P508 | 25,056 | 242,700 | SH | SOLE | 242,700 | 0 | 0 | ||
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 8,878 | 63,000 | SH | Put | DFND | 0 | 63,000 | 0 | |
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 89,766 | 637,000 | SH | Put | SOLE | 637,000 | 0 | 0 | |
LAMAR ADVERTISING CO.CLASS A | CL A | 512816109 | 353 | 4,800 | SH | DFND | 0 | 4,800 | 0 | ||
LAMAR ADVERTISING CO.CLASS A | CL A | 512816109 | 2,590 | 35,200 | SH | SOLE | 35,200 | 0 | 0 | ||
LIBERTY INTERACTIVE CORP | QVC GP COM SER A | 53071M104 | 1,004 | 40,900 | SH | DFND | 0 | 40,900 | 0 | ||
LIBERTY INTERACTIVE CORP | QVC GP COM SER A | 53071M104 | 7,939 | 323,500 | SH | SOLE | 323,500 | 0 | 0 | ||
MACERICH CO | COM | 554382101 | 952 | 16,400 | SH | DFND | 0 | 16,400 | 0 | ||
MACERICH CO | COM | 554382101 | 523 | 9,000 | SH | Call | DFND | 0 | 9,000 | 0 | |
MACERICH CO | COM | 554382101 | 9,499 | 163,600 | SH | SOLE | 163,600 | 0 | 0 | ||
MACERICH CO | COM | 554382101 | 5,283 | 91,000 | SH | Call | SOLE | 91,000 | 0 | 0 | |
MACYS INC | COM | 55616P104 | 84 | 3,600 | SH | Call | DFND | 0 | 3,600 | 0 | |
MACYS INC | COM | 55616P104 | 846 | 36,400 | SH | Call | SOLE | 36,400 | 0 | 0 | |
MATCH GROUP INC | COM | 57665R106 | 936 | 53,882 | SH | DFND | 0 | 53,882 | 0 | ||
MATCH GROUP INC | COM | 57665R106 | 5,311 | 305,600 | SH | SOLE | 305,600 | 0 | 0 | ||
MICROSOFT CORP | COM | 594918104 | 1,834 | 26,600 | SH | DFND | 0 | 26,600 | 0 | ||
MICROSOFT CORP | COM | 594918104 | 15,916 | 230,900 | SH | SOLE | 230,900 | 0 | 0 | ||
MIDSOUTH BANCORP INC | COM | 598039105 | 212 | 18,000 | SH | DFND | 0 | 18,000 | 0 | ||
MIDSOUTH BANCORP INC | COM | 598039105 | 2,139 | 182,000 | SH | SOLE | 182,000 | 0 | 0 | ||
NEXSTAR MEDIA GROUP INC | CL A | 65336K103 | 245 | 4,100 | SH | DFND | 0 | 4,100 | 0 | ||
NEXSTAR MEDIA GROUP INC | CL A | 65336K103 | 2,446 | 40,900 | SH | SOLE | 40,900 | 0 | 0 | ||
ON DECK CAP INC | COM | 682163100 | 108 | 23,246 | SH | DFND | 0 | 23,246 | 0 | ||
ON DECK CAP INC | COM | 682163100 | 1,096 | 235,100 | SH | SOLE | 235,100 | 0 | 0 | ||
ONEMAIN HOLDINGS INC | COM | 68268W103 | 241 | 9,800 | SH | DFND | 0 | 9,800 | 0 | ||
ONEMAIN HOLDINGS INC | COM | 68268W103 | 1,603 | 65,200 | SH | SOLE | 65,200 | 0 | 0 | ||
OPUS BK IRVINE CALIF | COM | 684000102 | 215 | 8,900 | SH | DFND | 0 | 8,900 | 0 | ||
OPUS BK IRVINE CALIF | COM | 684000102 | 2,205 | 91,100 | SH | SOLE | 91,100 | 0 | 0 | ||
PJT PARTNERS INC | COM CL A | 69343T107 | 1,309 | 32,548 | SH | DFND | 0 | 32,548 | 0 | ||
PJT PARTNERS INC | COM CL A | 69343T107 | 10,682 | 265,600 | SH | SOLE | 265,600 | 0 | 0 | ||
PACIFIC BIOSCIENCES OF CALIF INC | COM | 69404D108 | 918 | 257,910 | SH | SOLE | 257,910 | 0 | 0 | ||
POWERSHARES QQQ TRUST | UNIT SER 1 | 73935A104 | 372 | 2,700 | SH | Put | DFND | 0 | 2,700 | 0 | |
POWERSHARES QQQ TRUST | UNIT SER 1 | 73935A104 | 3,758 | 27,300 | SH | Put | SOLE | 27,300 | 0 | 0 | |
REPUBLIC FIRST BANCORP INC | COM | 760416107 | 1,049 | 113,459 | SH | DFND | 0 | 113,459 | 0 | ||
REPUBLIC FIRST BANCORP INC | COM | 760416107 | 3,576 | 386,541 | SH | SOLE | 386,541 | 0 | 0 | ||
SBA COMMUNICATIONS CORP NEW | CL A | 78410G104 | 351 | 2,600 | SH | DFND | 0 | 2,600 | 0 | ||
SBA COMMUNICATIONS CORP NEW | CL A | 78410G104 | 3,022 | 22,400 | SH | SOLE | 22,400 | 0 | 0 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 30,370 | 125,600 | SH | Put | DFND | 0 | 125,600 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 306,941 | 1,269,400 | SH | Put | SOLE | 1,269,400 | 0 | 0 | |
SPDR SERIES TRUST | S&P BIOTECH | 78464A870 | 69 | 900 | SH | DFND | 0 | 900 | 0 | ||
SPDR SERIES TRUST | S&P BIOTECH | 78464A870 | 702 | 9,100 | SH | SOLE | 9,100 | 0 | 0 | ||
CHARLES SCHWAB CORP NEW | COM | 808513105 | 60 | 1,400 | SH | DFND | 0 | 1,400 | 0 | ||
CHARLES SCHWAB CORP NEW | COM | 808513105 | 584 | 13,600 | SH | SOLE | 13,600 | 0 | 0 | ||
SELECT SECTOR SPDR TR | SBI INT-FINL | 81369Y605 | 111 | 4,500 | SH | Call | DFND | 0 | 4,500 | 0 | |
SELECT SECTOR SPDR TR | SBI INT-FINL | 81369Y605 | 1,122 | 45,500 | SH | Call | SOLE | 45,500 | 0 | 0 | |
SHUTTERFLY INC | COM | 82568P304 | 3,656 | 76,974 | SH | DFND | 0 | 76,974 | 0 | ||
SHUTTERFLY INC | COM | 82568P304 | 27,494 | 578,814 | SH | SOLE | 578,814 | 0 | 0 | ||
SHORETEL INC | COM | 825211105 | 152 | 26,200 | SH | DFND | 0 | 26,200 | 0 | ||
SHORETEL INC | COM | 825211105 | 1,540 | 265,600 | SH | SOLE | 265,600 | 0 | 0 | ||
SYNCHRONOSS TECHNOLOGIES INC | COM | 87157B103 | 148 | 9,000 | SH | Put | DFND | 0 | 9,000 | 0 | |
SYNCHRONOSS TECHNOLOGIES INC | COM | 87157B103 | 1,497 | 91,000 | SH | Put | SOLE | 91,000 | 0 | 0 | |
TRIUMPH BANCORP INC | COM | 89679E300 | 640 | 26,073 | SH | DFND | 0 | 26,073 | 0 | ||
TRIUMPH BANCORP INC | COM | 89679E300 | 4,206 | 171,327 | SH | SOLE | 171,327 | 0 | 0 | ||
TWITTER INC | COM | 90184L102 | 161 | 9,000 | SH | Call | DFND | 0 | 9,000 | 0 | |
TWITTER INC | COM | 90184L102 | 1,626 | 91,000 | SH | Call | SOLE | 91,000 | 0 | 0 | |
XO GROUP INC | COM | 983772104 | 378 | 21,459 | SH | DFND | 0 | 21,459 | 0 | ||
XO GROUP INC | COM | 983772104 | 3,739 | 212,200 | SH | SOLE | 212,200 | 0 | 0 |