The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
|
COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
3M CO | COM | 88579y101 | 5 | 35 | SH | SOLE | 35 | 0 | 0 | ||
ABRAXAS PETE CORP | COM | 003830106 | 13 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
ADOBE SYS INC | COM | 00724F101 | 21 | 286 | SH | SOLE | 286 | 0 | 0 | ||
ADVANCED MICRO DEVICES INC | COM | 007903107 | 4 | 1,000 | SH | SOLE | 1,000 | 0 | 0 | ||
AIR PRODS & CHEMS INC | COM | 009158106 | 18 | 143 | SH | SOLE | 143 | 0 | 0 | ||
ALEXCO RESOURCE CORP | COM | 01535P106 | 959 | 761,299 | SH | SOLE | 761,299 | 0 | 0 | ||
ALLEGION PUB LTD CO | ORD SHS | G0176J109 | 4 | 77 | SH | SOLE | 77 | 0 | 0 | ||
ALUMINUM CORP CHINA LTD | SPON ADR H SHS | 022276109 | 9 | 1,000 | SH | SOLE | 1,000 | 0 | 0 | ||
AMAZON COM INC | COM | 023135106 | 52 | 162 | SH | SOLE | 162 | 0 | 0 | ||
AMBEV SA | SPONSORED ADR | 02319V103 | 14 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
AMERICAN INTL GROUP INC | COM NEW | 026874784 | 27 | 500 | SH | SOLE | 500 | 0 | 0 | ||
ANADARKO PETE CORP | COM | 032511107 | 11 | 105 | SH | SOLE | 105 | 0 | 0 | ||
ANHEUSER BUSCH INBEV SA/NV | SPONSORED ADR | 03524A108 | 9 | 80 | SH | SOLE | 80 | 0 | 0 | ||
APPLE INC | COM | 037833100 | 513 | 5,516 | SH | SOLE | 5,516 | 0 | 0 | ||
AVAGO TECHNOLOGIES LTD | SHS | Y0486S104 | 2 | 25 | SH | SOLE | 25 | 0 | 0 | ||
AVENUE INCOME CR STRATEGIES | COM | 05358E106 | 60 | 3,314 | SH | SOLE | 3,314 | 0 | 0 | ||
BANCO SANTANDER SA | ADR | 05964H105 | 33 | 3,136 | SH | SOLE | 3,136 | 0 | 0 | ||
BARRICK GOLD CORP | COM | 067901108 | 18 | 1,000 | SH | SOLE | 1,000 | 0 | 0 | ||
BAZAARVOICE INC | COM | 073271108 | 10 | 1,250 | SH | SOLE | 1,250 | 0 | 0 | ||
BECTON DICKINSON & CO | COM | 075887109 | 8,388 | 70,909 | SH | SOLE | 70,909 | 0 | 0 | ||
BLACKHAWK NETWORK HLDGS INC | CL B | 09238E203 | 2 | 77 | SH | SOLE | 77 | 0 | 0 | ||
BLACKROCK MUNIASSETS FD INC | COM | 09254J102 | 95 | 7,386 | SH | SOLE | 7,386 | 0 | 0 | ||
BOEING CO | COM | 097023105 | 288 | 2,268 | SH | SOLE | 2,268 | 0 | 0 | ||
BPZ RESOURCES INC | COM | 055639108 | 2 | 500 | SH | SOLE | 500 | 0 | 0 | ||
BROADWIND ENERGY INC | COM NEW | 11161T207 | 1 | 100 | SH | SOLE | 100 | 0 | 0 | ||
CAMERON INTERNATIONAL CORP | COM | 13342b105 | 68 | 1,000 | SH | SOLE | 1,000 | 0 | 0 | ||
CARDICA INC | COM | 14141r101 | 64 | 56,465 | SH | SOLE | 56,465 | 0 | 0 | ||
CBRE GROUP INC | CL A | 12504l109 | 23 | 704 | SH | SOLE | 704 | 0 | 0 | ||
CHENIERE ENERGY INC | COM NEW | 16411r208 | 14 | 200 | SH | SOLE | 200 | 0 | 0 | ||
CHESAPEAKE ENERGY CORP | COM | 165167107 | 19 | 606 | SH | SOLE | 606 | 0 | 0 | ||
CHINA GERUI ADV MAT GR LTD | SHS | G21101103 | 1 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
CHINA HOUSING & LAND DEV INC | COM | 16939V103 | 4 | 2,264 | SH | SOLE | 2,264 | 0 | 0 | ||
CHINA PHARMA HLDGS INC | COM | 16941t104 | 3 | 8,720 | SH | SOLE | 8,720 | 0 | 0 | ||
CLIFFS NAT RES INC | COM | 18683K101 | 12 | 818 | SH | SOLE | 818 | 0 | 0 | ||
COMCAST CORP NEW | CL A SPL | 20030N200 | 73 | 1,378 | SH | SOLE | 1,378 | 0 | 0 | ||
COMSCORE INC | COM | 20564W105 | 8,718 | 245,711 | SH | SOLE | 245,711 | 0 | 0 | ||
CONTINENTAL RESOURCES INC | COM | 212015101 | 13 | 85 | SH | SOLE | 85 | 0 | 0 | ||
CROSS CTRY HEALTHCARE INC | COM | 227483104 | 1 | 200 | SH | SOLE | 200 | 0 | 0 | ||
CTI BIOPHARMA CORP | COM | 12648L106 | 8 | 2,782 | SH | SOLE | 2,782 | 0 | 0 | ||
CVS CAREMARK CORPORATION | COM | 126650100 | 31 | 406 | SH | SOLE | 406 | 0 | 0 | ||
DARDEN RESTAURANTS INC | COM | 237194105 | 15 | 321 | SH | SOLE | 321 | 0 | 0 | ||
DAVITA HEALTHCARE PARTNERS I | COM | 23918K108 | 9 | 125 | SH | SOLE | 125 | 0 | 0 | ||
DELTA AIR LINES INC DEL | COM NEW | 247361702 | 4 | 100 | SH | SOLE | 100 | 0 | 0 | ||
DENDREON CORP | COM | 24823Q107 | 4 | 1,700 | SH | SOLE | 1,700 | 0 | 0 | ||
DISCOVERY COMMUNICATNS NEW | COM SER C | 25470F302 | 74 | 1,013 | SH | SOLE | 1,013 | 0 | 0 | ||
DOVER CORP | COM | 260003108 | 73 | 806 | SH | SOLE | 806 | 0 | 0 | ||
EATON VANCE NATL MUN OPPORT | COM SHS | 27829L105 | 108 | 5,355 | SH | SOLE | 5,355 | 0 | 0 | ||
ECOPETROL S A | SPONSORED ADS | 279158109 | 36 | 1,000 | SH | SOLE | 1,000 | 0 | 0 | ||
EMERSON ELEC CO | COM | 291011104 | 29 | 440 | SH | SOLE | 440 | 0 | 0 | ||
ENERGEN CORP | COM | 29265N108 | 89 | 1,000 | SH | SOLE | 1,000 | 0 | 0 | ||
ENERGY XXI BERMUDA LTD | USD UNRS SHS | G10082140 | 12 | 503 | SH | SOLE | 503 | 0 | 0 | ||
ENTEROMEDICS INC | COM NEW | 29365M208 | 4 | 2,600 | SH | SOLE | 2,600 | 0 | 0 | ||
ENTERPRISE PRODS PARTNERS L | COM | 293792107 | 78 | 1,000 | SH | SOLE | 1,000 | 0 | 0 | ||
EXPRESS SCRIPTS HLDG CO | COM | 30219G108 | 86 | 1,238 | SH | SOLE | 1,238 | 0 | 0 | ||
EXXON MOBIL CORP | COM | 30231g102 | 10 | 103 | SH | SOLE | 103 | 0 | 0 | ||
FACEBOOK INC | CL A | 30303M102 | 9 | 135 | SH | SOLE | 135 | 0 | 0 | ||
FISERV INC | COM | 337738108 | 74 | 1,223 | SH | SOLE | 1,223 | 0 | 0 | ||
FUSION-IO INC | COM | 36112J107 | 5 | 400 | SH | SOLE | 400 | 0 | 0 | ||
GILEAD SCIENCES INC | COM | 375558103 | 8 | 100 | SH | SOLE | 100 | 0 | 0 | ||
GLAXOSMITHKLINE PLC | SPONSORED ADR | 37733W105 | 9 | 160 | SH | SOLE | 160 | 0 | 0 | ||
GOLAR LNG LTD BERMUDA | SHS | G9456A100 | 12 | 201 | SH | SOLE | 201 | 0 | 0 | ||
GOOGLE INC | CL A | 38259p508 | 44 | 76 | SH | SOLE | 76 | 0 | 0 | ||
GOOGLE INC | CL C | 38259P706 | 44 | 76 | SH | SOLE | 76 | 0 | 0 | ||
HALLIBURTON CO | COM | 406216101 | 13 | 190 | SH | SOLE | 190 | 0 | 0 | ||
HASBRO INC | COM | 418056107 | 0 | 5 | SH | SOLE | 5 | 0 | 0 | ||
HOME DEPOT INC | COM | 437076102 | 24 | 300 | SH | SOLE | 300 | 0 | 0 | ||
INGERSOLL-RAND PLC | SHS | G47791101 | 14 | 231 | SH | SOLE | 231 | 0 | 0 | ||
INTEL CORP | COM | 458140100 | 3 | 100 | SH | SOLE | 100 | 0 | 0 | ||
INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 22 | 124 | SH | SOLE | 124 | 0 | 0 | ||
ISHARES | CORE S&P500 ETF | 464287200 | 975 | 4,943 | SH | SOLE | 4,943 | 0 | 0 | ||
ISHARES | MSCI EAFE ETF | 464287465 | 97 | 1,415 | SH | SOLE | 1,415 | 0 | 0 | ||
ISHARES | MSCI EMG MKT ETF | 464287234 | 10 | 250 | SH | SOLE | 250 | 0 | 0 | ||
ISHARES | RUS 1000 ETF | 464287622 | 287 | 2,610 | SH | SOLE | 2,610 | 0 | 0 | ||
JOHNSON & JOHNSON | COM | 478160104 | 119 | 1,144 | SH | SOLE | 1,144 | 0 | 0 | ||
JUNIPER NETWORKS INC | COM | 48203R104 | 16 | 635 | SH | SOLE | 635 | 0 | 0 | ||
LEGG MASON INC | COM | 524901105 | 20 | 396 | SH | SOLE | 396 | 0 | 0 | ||
LENNAR CORP | CL A | 526057104 | 20 | 473 | SH | SOLE | 473 | 0 | 0 | ||
LOWES COS INC | COM | 548661107 | 19 | 400 | SH | SOLE | 400 | 0 | 0 | ||
MARKET VECTORS ETF TR | GOLD MINER ETF | 57060u100 | 8 | 320 | SH | SOLE | 320 | 0 | 0 | ||
MARRIOTT INTL INC NEW | CL A | 571903202 | 64 | 1,000 | SH | SOLE | 1,000 | 0 | 0 | ||
MCGRAW HILL FINL INC | COM | 580645109 | 38 | 454 | SH | SOLE | 454 | 0 | 0 | ||
MERCK & CO INC NEW | COM | 58933Y105 | 116 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
METHANEX CORP | COM | 59151k108 | 11 | 170 | SH | SOLE | 170 | 0 | 0 | ||
MONSANTO CO NEW | COM | 61166w101 | 74 | 590 | SH | SOLE | 590 | 0 | 0 | ||
MOSAIC CO NEW | COM | 61945c103 | 20 | 400 | SH | SOLE | 400 | 0 | 0 | ||
MV OIL TR | TR UNITS | 553859109 | 29 | 1,000 | SH | SOLE | 1,000 | 0 | 0 | ||
NABORS INDUSTRIES LTD | SHS | g6359f103 | 26 | 877 | SH | SOLE | 877 | 0 | 0 | ||
NATURAL GROCERS BY VITAMIN C | COM | 63888u108 | 17 | 800 | SH | SOLE | 800 | 0 | 0 | ||
ON ASSIGNMENT INC | COM | 682159108 | 10,382 | 291,874 | SH | SOLE | 291,874 | 0 | 0 | ||
ORACLE CORP | COM | 68389x105 | 95 | 2,339 | SH | SOLE | 2,339 | 0 | 0 | ||
PENNEY J C INC | COM | 708160106 | 17 | 1,896 | SH | SOLE | 1,896 | 0 | 0 | ||
PETROLEO BRASILEIRO SA PETRO | SPONSORED ADR | 71654V408 | 21 | 1,437 | SH | SOLE | 1,437 | 0 | 0 | ||
PFIZER INC | COM | 717081103 | 3 | 104 | SH | SOLE | 104 | 0 | 0 | ||
PIONEER NAT RES CO | COM | 723787107 | 12 | 52 | SH | SOLE | 52 | 0 | 0 | ||
POWERSHARES GLOBAL ETF TRUST | EMER MRKT PORT | 73936T763 | 19 | 914 | SH | SOLE | 914 | 0 | 0 | ||
PRESTIGE BRANDS HLDGS INC | COM | 74112d101 | 79 | 2,318 | SH | SOLE | 2,318 | 0 | 0 | ||
PUTNAM MUN OPPORTUNITIES TR | SH BEN INT | 746922103 | 31 | 2,646 | SH | SOLE | 2,646 | 0 | 0 | ||
QEP RES INC | COM | 74733V100 | 17 | 484 | SH | SOLE | 484 | 0 | 0 | ||
QLIK TECHNOLOGIES INC | COM | 74733t105 | 9 | 400 | SH | SOLE | 400 | 0 | 0 | ||
QUALCOMM INC | COM | 747525103 | 65 | 822 | SH | SOLE | 822 | 0 | 0 | ||
REED ELSEVIER P L C | SPONS ADR NEW | 758205207 | 9 | 145 | SH | SOLE | 145 | 0 | 0 | ||
REGIONS FINL CORP NEW | COM | 7591ep100 | 223 | 20,967 | SH | SOLE | 20,967 | 0 | 0 | ||
RENREN INC | SPONSORED ADR | 759892102 | 0 | 70 | SH | SOLE | 70 | 0 | 0 | ||
SAFEWAY INC | COM NEW | 786514208 | 16 | 472 | SH | SOLE | 472 | 0 | 0 | ||
SCHWAB STRATEGIC TR | US LRG CAP ETF | 808524201 | 16 | 344 | SH | SOLE | 344 | 0 | 0 | ||
SEANERGY MARITIME HLDGS CORP | SHS | Y73760129 | 5 | 3,332 | SH | SOLE | 3,332 | 0 | 0 | ||
SENOMYX INC | COM | 81724q107 | 9 | 1,000 | SH | SOLE | 1,000 | 0 | 0 | ||
SILVER BULL RES INC | COM | 827458100 | 85 | 277,000 | SH | SOLE | 277,000 | 0 | 0 | ||
SOLAR SR CAP LTD | COM | 83416m105 | 53 | 3,141 | SH | SOLE | 3,141 | 0 | 0 | ||
SONDE RES CORP | COM NEW | 835426206 | 1 | 2,700 | SH | SOLE | 2,700 | 0 | 0 | ||
SOUTHERN CO | COM | 842587107 | 18 | 400 | SH | SOLE | 400 | 0 | 0 | ||
SPDR GOLD TRUST | GOLD SHS | 78463V107 | 19 | 150 | SH | SOLE | 150 | 0 | 0 | ||
SPDR SERIES TRUST | S&P 500 GROWTH | 78464A409 | 9 | 100 | SH | SOLE | 100 | 0 | 0 | ||
SPIRIT AEROSYSTEMS HLDGS INC | COM CL A | 848574109 | 516 | 15,292 | SH | SOLE | 15,292 | 0 | 0 | ||
TABLEAU SOFTWARE INC | CL A | 87336u105 | 14 | 191 | SH | SOLE | 191 | 0 | 0 | ||
TEJON RANCH CO | COM | 879080109 | 24 | 750 | SH | SOLE | 750 | 0 | 0 | ||
TEXAS INSTRS INC | COM | 882508104 | 1 | 25 | SH | SOLE | 25 | 0 | 0 | ||
THE ADT CORPORATION | COM | 00101J106 | 13 | 368 | SH | SOLE | 368 | 0 | 0 | ||
TRIANGLE PETE CORP | COM NEW | 89600b201 | 18 | 1,500 | SH | SOLE | 1,500 | 0 | 0 | ||
TRUSTMARK CORP | COM | 898402102 | 5 | 210 | SH | SOLE | 210 | 0 | 0 | ||
TUMI HLDGS INC | COM | 89969q104 | 4 | 200 | SH | SOLE | 200 | 0 | 0 | ||
UNITED PARCEL SERVICE INC | CL B | 911312106 | 103 | 1,008 | SH | SOLE | 1,008 | 0 | 0 | ||
VANGUARD BD INDEX FD INC | INTERMED TERM | 921937819 | 8 | 100 | SH | SOLE | 100 | 0 | 0 | ||
VANGUARD BD INDEX FD INC | TOTAL BND MRKT | 921937835 | 536 | 6,513 | SH | SOLE | 6,513 | 0 | 0 | ||
VANGUARD INDEX FDS | LARGE CAP ETF | 922908637 | 25 | 274 | SH | SOLE | 274 | 0 | 0 | ||
VANGUARD INDEX FDS | MID CAP ETF | 922908629 | 7 | 60 | SH | SOLE | 60 | 0 | 0 | ||
VANGUARD INDEX FDS | SMALL CP ETF | 922908751 | 7 | 60 | SH | SOLE | 60 | 0 | 0 | ||
VANGUARD SCOTTSDALE FDS | SHRT TRM CORP BD | 92206C409 | 2 | 30 | SH | SOLE | 30 | 0 | 0 | ||
VANGUARD SPECIALIZED PORTFOL | DIV APP ETF | 921908844 | 18 | 237 | SH | SOLE | 237 | 0 | 0 | ||
VANGUARD WHITEHALL FDS INC | HIGH DIV YLD | 921946406 | 7 | 100 | SH | SOLE | 100 | 0 | 0 | ||
VIACOM INC NEW | CL B | 92553P201 | 69 | 795 | SH | SOLE | 795 | 0 | 0 | ||
VIPSHOP HLDGS LTD | SPONSORED ADR | 92763w103 | 27 | 142 | SH | SOLE | 142 | 0 | 0 | ||
VMWARE INC | CL A COM | 928563402 | 15 | 150 | SH | SOLE | 150 | 0 | 0 | ||
WALGREEN CO | COM | 931422109 | 35 | 477 | SH | SOLE | 477 | 0 | 0 | ||
WILLIAMS COS INC DEL | COM | 969457100 | 24 | 412 | SH | SOLE | 412 | 0 | 0 | ||
WPX ENERGY INC | COM | 98212B103 | 20 | 840 | SH | SOLE | 840 | 0 | 0 |