The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ACTAVIS PLC | SHS | G0083B108 | 11 | 36 | SH | SOLE | 36 | 0 | 0 | ||
ADVANCED MICRO DEVICES INC | COM | 7903107 | 2 | 1,000 | SH | SOLE | 1,000 | 0 | 0 | ||
AIR PRODS & CHEMS INC | COM | 9158106 | 14 | 92 | SH | SOLE | 92 | 0 | 0 | ||
ALEXCO RESOURCE CORP | COM | 01535P106 | 285 | 761,299 | SH | SOLE | 761,299 | 0 | 0 | ||
ALUMINUM CORP CHINA LTD | SPON ADR H SHS | 22276109 | 12 | 1,000 | SH | SOLE | 1,000 | 0 | 0 | ||
AMAZON COM INC | COM | 23135106 | 4 | 12 | SH | SOLE | 12 | 0 | 0 | ||
ANADARKO PETE CORP | COM | 32511107 | 9 | 106 | SH | SOLE | 106 | 0 | 0 | ||
ANHEUSER BUSCH INBEV SA/NV | SPONSORED ADR | 03524A108 | 10 | 80 | SH | SOLE | 80 | 0 | 0 | ||
APPLE INC | COM | 37833100 | 2,299 | 18,466 | SH | SOLE | 18,466 | 0 | 0 | ||
APPLE INC | COM | 37833100 | 1,774 | 14,300 | SH | Put | SOLE | 14,300 | 0 | 0 | |
ARES CAP CORP | COM | 04010L103 | 60 | 3,469 | SH | SOLE | 3,469 | 0 | 0 | ||
ATLAS RESOURCE PARTNERS LP | COM UNT LTD PR | 04941A101 | 1 | 91 | SH | SOLE | 91 | 0 | 0 | ||
AVAGO TECHNOLOGIES LTD | SHS | Y0486S104 | 3 | 25 | SH | SOLE | 25 | 0 | 0 | ||
BANK AMER CORP | COM | 60505104 | 266 | 17,255 | SH | SOLE | 17,255 | 0 | 0 | ||
BARCLAYS BK PLC | DJUBS CMDT ETN36 | 06738c778 | 23 | 815 | SH | SOLE | 815 | 0 | 0 | ||
BECTON DICKINSON & CO | COM | 75887109 | 188 | 1,311 | SH | SOLE | 1,311 | 0 | 0 | ||
BLACKHAWK NETWORK HLDGS INC | CL B | 09238E104 | 2 | 50 | SH | SOLE | 50 | 0 | 0 | ||
BLACKROCK MUNIASSETS FD INC | COM | 09254J102 | 60 | 4,288 | SH | SOLE | 4,288 | 0 | 0 | ||
BOEING CO | COM | 97023105 | 340 | 2,268 | SH | SOLE | 2,268 | 0 | 0 | ||
BROADWIND ENERGY INC | COM NEW | 11161T207 | 1 | 100 | SH | SOLE | 100 | 0 | 0 | ||
CARDICA INC | COM | 14141r101 | 36 | 56,465 | SH | SOLE | 56,465 | 0 | 0 | ||
CHIMERIX INC | COM | 16934w106 | 60 | 1,600 | SH | SOLE | 1,600 | 0 | 0 | ||
CISCO SYS INC | COM | 17275r102 | 726 | 26,394 | SH | SOLE | 26,394 | 0 | 0 | ||
CLIFFS NAT RES INC | COM | 18683K101 | 5 | 1,004 | SH | SOLE | 1,004 | 0 | 0 | ||
COMCAST CORP NEW | CL A SPL | 20030N200 | 96 | 1,721 | SH | SOLE | 1,721 | 0 | 0 | ||
COMSCORE INC | COM | 20564W105 | 465 | 9,083 | SH | SOLE | 9,083 | 0 | 0 | ||
CROSS CTRY HEALTHCARE INC | COM | 227483104 | 2 | 200 | SH | SOLE | 200 | 0 | 0 | ||
DANAHER CORP DEL | COM | 235851102 | 38 | 450 | SH | SOLE | 450 | 0 | 0 | ||
DARDEN RESTAURANTS INC | COM | 237194105 | 23 | 331 | SH | SOLE | 331 | 0 | 0 | ||
DELTA AIR LINES INC DEL | COM NEW | 247361702 | 4 | 100 | SH | SOLE | 100 | 0 | 0 | ||
DEVON ENERGY CORP NEW | COM | 25179M103 | 8 | 125 | SH | SOLE | 125 | 0 | 0 | ||
DISH NETWORK CORP | CL A | 25470M109 | 14 | 200 | SH | SOLE | 200 | 0 | 0 | ||
DOVER CORP | COM | 260003108 | 56 | 806 | SH | SOLE | 806 | 0 | 0 | ||
EATON VANCE NATL MUN OPPORT | COM SHS | 27829L105 | 59 | 2,776 | SH | SOLE | 2,776 | 0 | 0 | ||
EBAY INC | COM | 278642103 | 156 | 2,712 | SH | SOLE | 2,712 | 0 | 0 | ||
EMERSON ELEC CO | COM | 291011104 | 25 | 440 | SH | SOLE | 440 | 0 | 0 | ||
ENERGY XXI LTD | USD UNRS SHS | G10082140 | 58 | 16,165 | SH | SOLE | 16,165 | 0 | 0 | ||
ETF SER SOLUTIONS | DEEP VALUE ETF | 26922A701 | 52 | 2,019 | SH | SOLE | 2,019 | 0 | 0 | ||
EXPRESS SCRIPTS HLDG CO | COM | 30219G108 | 107 | 1,238 | SH | SOLE | 1,238 | 0 | 0 | ||
EXXON MOBIL CORP | COM | 30231g102 | 228 | 2,685 | SH | SOLE | 2,685 | 0 | 0 | ||
FACEBOOK INC | CL A | 30303M102 | 12 | 145 | SH | SOLE | 145 | 0 | 0 | ||
FAMILY DLR STORES INC | COM | 307000109 | 21 | 263 | SH | SOLE | 263 | 0 | 0 | ||
FISERV INC | COM | 337738108 | 97 | 1,223 | SH | SOLE | 1,223 | 0 | 0 | ||
GANNETT INC | COM | 364730101 | 17 | 470 | SH | SOLE | 470 | 0 | 0 | ||
GENERAL ELECTRIC CO | COM | 369604103 | 4 | 156 | SH | SOLE | 156 | 0 | 0 | ||
GENERAL MTRS CO | COM | 37045v100 | 386 | 10,282 | SH | SOLE | 10,282 | 0 | 0 | ||
GILEAD SCIENCES INC | COM | 375558103 | 5,844 | 59,550 | SH | SOLE | 59,550 | 0 | 0 | ||
GLAXOSMITHKLINE PLC | SPONSORED ADR | 37733W105 | 7 | 160 | SH | SOLE | 160 | 0 | 0 | ||
GOLAR LNG LTD BERMUDA | SHS | G9456A100 | 17 | 507 | SH | SOLE | 507 | 0 | 0 | ||
GOLUB CAP BDC INC | COM | 38173m102 | 5 | 258 | SH | SOLE | 258 | 0 | 0 | ||
GOOGLE INC | CL A | 38259p508 | 97 | 176 | SH | SOLE | 176 | 0 | 0 | ||
GOOGLE INC | CL C | 38259P706 | 97 | 176 | SH | SOLE | 176 | 0 | 0 | ||
HALLIBURTON CO | COM | 406216101 | 8 | 190 | SH | SOLE | 190 | 0 | 0 | ||
HASBRO INC | COM | 418056107 | 0 | 5 | SH | SOLE | 5 | 0 | 0 | ||
INTEL CORP | COM | 458140100 | 3 | 100 | SH | SOLE | 100 | 0 | 0 | ||
INTERPUBLIC GROUP COS INC | COM | 460690100 | 17 | 763 | SH | SOLE | 763 | 0 | 0 | ||
ISHARES | MSCI JAPAN ETF | 464286848 | 50 | 3,973 | SH | SOLE | 3,973 | 0 | 0 | ||
ISHARES TR | CORE S&P500 ETF | 464287200 | 861 | 4,142 | SH | SOLE | 4,142 | 0 | 0 | ||
ISHARES TR | CORE US AGGBD ET | 464287226 | 6 | 53 | SH | SOLE | 53 | 0 | 0 | ||
ISHARES TR | MSCI EAFE ETF | 464287465 | 578 | 9,037 | SH | SOLE | 9,037 | 0 | 0 | ||
ISHARES TR | MSCI EMG MKT ETF | 464287234 | 10 | 250 | SH | SOLE | 250 | 0 | 0 | ||
ISHARES TR | RUS 1000 ETF | 464287622 | 894 | 7,720 | SH | SOLE | 7,720 | 0 | 0 | ||
ISHARES TR | RUS 1000 GRW ETF | 464287614 | 97 | 980 | SH | SOLE | 980 | 0 | 0 | ||
JOHNSON & JOHNSON | COM | 478160104 | 65 | 644 | SH | SOLE | 644 | 0 | 0 | ||
JUNIPER NETWORKS INC | COM | 48203R104 | 17 | 768 | SH | SOLE | 768 | 0 | 0 | ||
LEGG MASON INC | COM | 524901105 | 9 | 161 | SH | SOLE | 161 | 0 | 0 | ||
LENNAR CORP | CL A | 526057104 | 15 | 282 | SH | SOLE | 282 | 0 | 0 | ||
LIBERTY ALL STAR EQUITY FD | SH BEN INT | 530158104 | 0 | 23 | SH | SOLE | 23 | 0 | 0 | ||
LINNCO LLC | COMSHS LTD INT | 535782106 | 49 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
MARRIOTT INTL INC NEW | CL A | 571903202 | 80 | 1,000 | SH | SOLE | 1,000 | 0 | 0 | ||
MCGRAW HILL FINL INC | COM | 580645109 | 47 | 454 | SH | SOLE | 454 | 0 | 0 | ||
MEADWESTVACO CORP | COM | 583334107 | 19 | 388 | SH | SOLE | 388 | 0 | 0 | ||
MONSANTO CO NEW | COM | 61166w101 | 103 | 917 | SH | SOLE | 917 | 0 | 0 | ||
NABORS INDUSTRIES LTD | SHS | g6359f103 | 5 | 343 | SH | SOLE | 343 | 0 | 0 | ||
NATIONAL BK GREECE S A | SPN ADR REP 1 SH | 633643705 | 93 | 72,500 | SH | SOLE | 72,500 | 0 | 0 | ||
NATURAL GROCERS BY VITAMIN C | COM | 63888u108 | 10 | 350 | SH | SOLE | 350 | 0 | 0 | ||
NEW MTN FIN CORP | COM | 647551100 | 5 | 315 | SH | SOLE | 315 | 0 | 0 | ||
NOBLE CORP PLC | SHS USD | G65431101 | 9 | 636 | SH | SOLE | 636 | 0 | 0 | ||
NUANCE COMMUNICATIONS INC | COM | 67020Y100 | 251 | 17,500 | SH | SOLE | 17,500 | 0 | 0 | ||
ON ASSIGNMENT INC | COM | 682159108 | 17,857 | 465,375 | SH | SOLE | 465,375 | 0 | 0 | ||
ORACLE CORP | COM | 68389x105 | 124 | 2,881 | SH | SOLE | 2,881 | 0 | 0 | ||
OVASCIENCE INC | COM | 69014q101 | 12 | 350 | SH | SOLE | 350 | 0 | 0 | ||
OWENS ILL INC | COM NEW | 690768403 | 12 | 497 | SH | SOLE | 497 | 0 | 0 | ||
PENNEY J C INC | COM | 708160106 | 12 | 1,377 | SH | SOLE | 1,377 | 0 | 0 | ||
PFIZER INC | COM | 717081103 | 4 | 107 | SH | SOLE | 107 | 0 | 0 | ||
POWERSHARES GLOBAL ETF TRUST | EMER MRKT PORT | 73936T763 | 17 | 931 | SH | SOLE | 931 | 0 | 0 | ||
PRESTIGE BRANDS HLDGS INC | COM | 74112d101 | 50 | 1,158 | SH | SOLE | 1,158 | 0 | 0 | ||
PRICELINE GRP INC | COM NEW | 741503403 | 35 | 30 | SH | SOLE | 30 | 0 | 0 | ||
QEP RES INC | COM | 74733V100 | 10 | 492 | SH | SOLE | 492 | 0 | 0 | ||
QUALCOMM INC | COM | 747525103 | 57 | 822 | SH | SOLE | 822 | 0 | 0 | ||
REED ELSEVIER P L C | SPONS ADR NEW | 758205207 | 10 | 145 | SH | SOLE | 145 | 0 | 0 | ||
REGIONS FINL CORP NEW | COM | 7591ep100 | 197 | 20,862 | SH | SOLE | 20,862 | 0 | 0 | ||
SCHLUMBERGER LTD | COM | 806857108 | 19 | 223 | SH | SOLE | 223 | 0 | 0 | ||
SEADRILL LIMITED | SHS | G7945E105 | 46 | 4,910 | SH | SOLE | 4,910 | 0 | 0 | ||
SEANERGY MARITIME HLDGS CORP | SHS | Y73760129 | 3 | 3,332 | SH | SOLE | 3,332 | 0 | 0 | ||
SEAWORLD ENTMT INC | COM | 81282v100 | 20 | 1,024 | SH | SOLE | 1,024 | 0 | 0 | ||
SILVER BULL RES INC | COM | 827458100 | 30 | 277,000 | SH | SOLE | 277,000 | 0 | 0 | ||
SOUTHERN CO | COM | 842587107 | 143 | 3,229 | SH | SOLE | 3,229 | 0 | 0 | ||
SPDR GOLD TRUST | GOLD SHS | 78463V107 | 17 | 150 | SH | SOLE | 150 | 0 | 0 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 24,570 | 119,000 | SH | Put | SOLE | 119,000 | 0 | 0 | |
SPDR SERIES TRUST | S&P 500 GROWTH | 78464A409 | 10 | 100 | SH | SOLE | 100 | 0 | 0 | ||
SPIRIT AEROSYSTEMS HLDGS INC | COM CL A | 848574109 | 773 | 14,800 | SH | SOLE | 14,800 | 0 | 0 | ||
STAPLES INC | COM | 855030102 | 12 | 760 | SH | SOLE | 760 | 0 | 0 | ||
SYMANTEC CORP | COM | 871503108 | 118 | 5,032 | SH | SOLE | 5,032 | 0 | 0 | ||
TASER INTL INC | COM | 87651B104 | 4 | 185 | SH | SOLE | 185 | 0 | 0 | ||
TCP CAP CORP | COM | 87238q103 | 9 | 572 | SH | SOLE | 572 | 0 | 0 | ||
TEXAS INSTRS INC | COM | 882508104 | 1 | 25 | SH | SOLE | 25 | 0 | 0 | ||
TPG SPECIALTY LENDING INC | COM | 87265k102 | 9 | 541 | SH | SOLE | 541 | 0 | 0 | ||
TRAVELERS COMPANIES INC | COM | 89417E109 | 45 | 415 | SH | SOLE | 415 | 0 | 0 | ||
TRIANGLE CAP CORP | COM | 895848109 | 10 | 447 | SH | SOLE | 447 | 0 | 0 | ||
TUMI HLDGS INC | COM | 89969q104 | 5 | 200 | SH | SOLE | 200 | 0 | 0 | ||
TWENTY FIRST CENTY FOX INC | CL A | 90130a101 | 38 | 1,134 | SH | SOLE | 1,134 | 0 | 0 | ||
UNITED PARCEL SERVICE INC | CL B | 911312106 | 98 | 1,008 | SH | SOLE | 1,008 | 0 | 0 | ||
UNITEDHEALTH GROUP INC | COM | 91324p102 | 69 | 583 | SH | SOLE | 583 | 0 | 0 | ||
VANGUARD INDEX FDS | LARGE CAP ETF | 922908637 | 12 | 126 | SH | SOLE | 126 | 0 | 0 | ||
VIACOM INC NEW | CL B | 92553P201 | 54 | 795 | SH | SOLE | 795 | 0 | 0 | ||
VIPSHOP HLDGS LTD | SPONSORED ADR | 92763w103 | 21 | 700 | SH | SOLE | 700 | 0 | 0 | ||
WALGREENS BOOTS ALLIANCE INC | COM | 931427108 | 40 | 477 | SH | SOLE | 477 | 0 | 0 | ||
WILLIAMS COS INC DEL | COM | 969457100 | 22 | 430 | SH | SOLE | 430 | 0 | 0 | ||
WPX ENERGY INC | COM | 98212B103 | 3 | 272 | SH | SOLE | 272 | 0 | 0 | ||
YAHOO INC | COM | 984332106 | 0 | 10 | SH | SOLE | 10 | 0 | 0 | ||
YPF SOCIEDAD ANONIMA | SPON ADR CL D | 984245100 | 14 | 500 | SH | SOLE | 500 | 0 | 0 | ||
ZOES KITCHEN INC | COM | 98979j109 | 16 | 483 | SH | SOLE | 483 | 0 | 0 | ||
ZOETIS INC | CL A | 98978v103 | 14 | 303 | SH | SOLE | 303 | 0 | 0 |