UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-22525
Managed Portfolio Series
(Exact name of registrant as specified in charter)
(Exact name of registrant as specified in charter)
615 East Michigan Street
Milwaukee, Wisconsin 53202
(Address of principal executive offices) (Zip code)
Brian R. Wiedmeyer, President
Managed Portfolio Series
c/o U.S. Bancorp Fund Services, LLC
777 East Wisconsin Avenue, 5th Floor
Milwaukee, Wisconsin 53202
(Name and address of agent for service)
(Name and address of agent for service)
Registrant's telephone number, including area code: (414) 765-6844
Date of fiscal year end: September 30
Date of reporting period: July 1, 2020 – June 30, 2021
Item 1. Proxy Voting Record.
Meeting DateRange: 01-Jul-2020 To 30-Jun-2021 | ||||||||||||
Selected Accounts | ||||||||||||
YELP INC. | ||||||||||||
Security: | 985817105 | Meeting Type: | Annual | |||||||||
Ticker: | YELP | Meeting Date: | 01-Jul-2020 | |||||||||
ISIN | US9858171054 | Vote Deadline Date: | 30-Jun-2020 | |||||||||
Agenda | 935218835 | Management | Total Ballot Shares: | 312501 | ||||||||
Last Vote Date: | 29-May-2020 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | DIRECTOR | For | None | |||||||||
1 | Diane M. Irvine | 90000 | 0 | 0 | 0 | |||||||
2 | Christine Barone | 90000 | 0 | 0 | 0 | |||||||
2 | To ratify the selection of Deloitte & Touche LLP as Yelp's independent registered public accounting firm for the year ending December 31, 2020. | For | None | 90000 | 0 | 0 | 0 | |||||
3 | To approve, on an advisory basis, the compensation of Yelp's named executive officers, as disclosed in the accompanying proxy statement. | For | None | 90000 | 0 | 0 | 0 | |||||
4 | To approve the amendment of Yelp's Amended and Restated Certificate of Incorporation to declassify our Board of Directors and to provide for the annual election of directors beginning with the 2021 Annual Meeting of Stockholders. | For | None | 90000 | 0 | 0 | 0 | |||||
SPECTRUM BRANDS HOLDINGS, INC. | ||||||||||||
Security: | 84790A105 | Meeting Type: | Annual | |||||||||
Ticker: | SPB | Meeting Date: | 28-Jul-2020 | |||||||||
ISIN | US84790A1051 | Vote Deadline Date: | 27-Jul-2020 | |||||||||
Agenda | 935242494 | Management | Total Ballot Shares: | 214559 | ||||||||
Last Vote Date: | 29-Jun-2020 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | Election of Class II Director: Kenneth C. Ambrecht | For | None | 0 | 58600 | 0 | 0 | |||||
2 | Election of Class II Director: Hugh R. Rovit | For | None | 0 | 58600 | 0 | 0 | |||||
3 | Ratify the appointment of KPMG LLP as the Company's independent registered public accounting firm for the fiscal year ending September 30, 2020. | For | None | 58600 | 0 | 0 | 0 | |||||
4 | To approve, on an advisory basis, the compensation of the Company's named executive officers. | For | None | 0 | 58600 | 0 | 0 | |||||
5 | To approve the Spectrum Brands Holdings, Inc. 2020 Omnibus Equity Plan. | For | None | 0 | 58600 | 0 | 0 | |||||
COMMVAULT SYSTEMS, INC. | ||||||||||||
Security: | 204166102 | Meeting Type: | Annual | |||||||||
Ticker: | CVLT | Meeting Date: | 27-Aug-2020 | |||||||||
ISIN | US2041661024 | Vote Deadline Date: | 26-Aug-2020 | |||||||||
Agenda | 935247848 | Management | Total Ballot Shares: | 262600 | ||||||||
Last Vote Date: | 30-Jul-2020 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | Election of Director: R. Todd Bradley | For | None | 50000 | 0 | 0 | 0 | |||||
2 | Election of Director: Charles Moran | For | None | 50000 | 0 | 0 | 0 | |||||
3 | Election of Director: Allison Pickens | For | None | 50000 | 0 | 0 | 0 | |||||
4 | Election of Director: Arlen Shenkman | For | None | 50000 | 0 | 0 | 0 | |||||
5 | Approve amendments to the Company's articles of incorporation to de-classify the Board of Directors. | For | None | 50000 | 0 | 0 | 0 | |||||
6 | Ratify the appointment of Ernst & Young as independent public accountants for the fiscal year ending March 31, 2021. | For | None | 50000 | 0 | 0 | 0 | |||||
7 | Approve amendment providing additional shares for grant under Company's Omnibus Incentive Plan. | For | None | 50000 | 0 | 0 | 0 | |||||
8 | Approve, by non-binding vote, the Company's executive compensation. | For | None | 50000 | 0 | 0 | 0 | |||||
APEX GLOBAL BRANDS INC | ||||||||||||
Security: | 03755M201 | Meeting Type: | Special | |||||||||
Ticker: | APEX | Meeting Date: | 31-Aug-2020 | |||||||||
ISIN | US03755M2017 | Vote Deadline Date: | 28-Aug-2020 | |||||||||
Agenda | 935258144 | Management | Total Ballot Shares: | 764472 | ||||||||
Last Vote Date: | 20-Aug-2020 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | To approve an amendment to Apex's Amended and Restated Certificate of Incorporation to increase the number of authorized shares of common stock of Apex from 10,000,000 to 25,000,000. | For | None | 237143 | 0 | 0 | 0 | |||||
2 | To approve an amendment to Apex's Amended and Restated Certificate of Incorporation to effect, on or before December 31, 2020, a reverse split of Apex's issued and outstanding common stock and the number of shares of our common stock reserved for issuance upon exercise or conversion of any outstanding securities, including options, warrants, restricted stock units and our Amended and Restated 2013 Plan, at a ratio of between 1-for-5 and 1-for-15 if and when and at such ratio as may be determined by Apex's Board of Directors. | For | None | 237143 | 0 | 0 | 0 | |||||
GP STRATEGIES CORPORATION | ||||||||||||
Security: | 36225V104 | Meeting Type: | Annual | |||||||||
Ticker: | GPX | Meeting Date: | 01-Sep-2020 | |||||||||
ISIN | US36225V1044 | Vote Deadline Date: | 31-Aug-2020 | |||||||||
Agenda | 935250768 | Management | Total Ballot Shares: | 2032633 | ||||||||
Last Vote Date: | 30-Jul-2020 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | Election of Director: Tamar Elkeles | For | None | 541500 | 0 | 0 | 0 | |||||
2 | Election of Director: Marshall S. Geller | For | None | 541500 | 0 | 0 | 0 | |||||
3 | Election of Director: Scott N. Greenberg | For | None | 541500 | 0 | 0 | 0 | |||||
4 | Election of Director: Steven E. Koonin | For | None | 541500 | 0 | 0 | 0 | |||||
5 | Election of Director: Jacques Manardo | For | None | 541500 | 0 | 0 | 0 | |||||
6 | Election of Director: Richard C. Pfenniger | For | None | 541500 | 0 | 0 | 0 | |||||
7 | Election of Director: Samuel D. Robinson | For | None | 541500 | 0 | 0 | 0 | |||||
8 | Election of Director: Adam H. Stedham | For | None | 541500 | 0 | 0 | 0 | |||||
9 | To ratify the appointment of KPMG LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2020. | For | None | 541500 | 0 | 0 | 0 | |||||
10 | Advisory vote to approve the compensation of our named executive officers. | For | None | 541500 | 0 | 0 | 0 | |||||
11 | To approve an amendment to the 2011 Stock Incentive Plan to increase the authorized number of shares available for future issuance under the plan, to prohibit stock awards under the plan from receiving dividends prior to vesting and to extend the life of the plan to 2024. | For | None | 541500 | 0 | 0 | 0 | |||||
VIASAT, INC. | ||||||||||||
Security: | 92552V100 | Meeting Type: | Annual | |||||||||
Ticker: | VSAT | Meeting Date: | 03-Sep-2020 | |||||||||
ISIN | US92552V1008 | Vote Deadline Date: | 02-Sep-2020 | |||||||||
Agenda | 935253219 | Management | Total Ballot Shares: | 659666 | ||||||||
Last Vote Date: | 30-Jul-2020 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | Election of Director: Mark Dankberg | For | None | 146100 | 0 | 0 | 0 | |||||
2 | Election of Director: Varsha Rao | For | None | 146100 | 0 | 0 | 0 | |||||
3 | Ratification of Appointment of PricewaterhouseCoopers LLP as Viasat's Independent Registered Public Accounting Firm for fiscal year 2021. | For | None | 146100 | 0 | 0 | 0 | |||||
4 | Advisory Vote on Executive Compensation. | For | None | 146100 | 0 | 0 | 0 | |||||
5 | Amendment and Restatement of the 1996 Equity Participation Plan. | For | None | 146100 | 0 | 0 | 0 | |||||
TRANSCAT, INC. | ||||||||||||
Security: | 893529107 | Meeting Type: | Annual | |||||||||
Ticker: | TRNS | Meeting Date: | 09-Sep-2020 | |||||||||
ISIN | US8935291075 | Vote Deadline Date: | 08-Sep-2020 | |||||||||
Agenda | 935252229 | Management | Total Ballot Shares: | 56699 | ||||||||
Last Vote Date: | 30-Jul-2020 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | DIRECTOR | For | None | |||||||||
1 | Richard J. Harrison | 15450 | 0 | 0 | 0 | |||||||
2 | Gary J. Haseley | 15450 | 0 | 0 | 0 | |||||||
3 | John T. Smith | 15450 | 0 | 0 | 0 | |||||||
2 | To approve, on an advisory basis, the compensation of our named executive officers. | For | None | 15450 | 0 | 0 | 0 | |||||
3 | To ratify the selection of Freed Maxick CPAs, P.C. as our independent registered public accounting firm for the fiscal year ending March 27, 2021. | For | None | 15450 | 0 | 0 | 0 | |||||
PATTERSON COMPANIES, INC. | ||||||||||||
Security: | 703395103 | Meeting Type: | Annual | |||||||||
Ticker: | PDCO | Meeting Date: | 14-Sep-2020 | |||||||||
ISIN | US7033951036 | Vote Deadline Date: | 11-Sep-2020 | |||||||||
Agenda | 935253384 | Management | Total Ballot Shares: | 359440 | ||||||||
Last Vote Date: | 31-Aug-2020 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | Election of Director: John D. Buck | For | None | 123900 | 0 | 0 | 0 | |||||
2 | Election of Director: Alex N. Blanco | For | None | 123900 | 0 | 0 | 0 | |||||
3 | Election of Director: Jody H. Feragen | For | None | 123900 | 0 | 0 | 0 | |||||
4 | Election of Director: Robert C. Frenzel | For | None | 123900 | 0 | 0 | 0 | |||||
5 | Election of Director: Francis J. Malecha | For | None | 0 | 123900 | 0 | 0 | |||||
6 | Election of Director: Ellen A. Rudnick | For | None | 123900 | 0 | 0 | 0 | |||||
7 | Election of Director: Neil A. Schrimsher | For | None | 123900 | 0 | 0 | 0 | |||||
8 | Election of Director: Mark S. Walchirk | For | None | 123900 | 0 | 0 | 0 | |||||
9 | Advisory approval of executive compensation. | For | None | 123900 | 0 | 0 | 0 | |||||
10 | To ratify the selection of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending April 24, 2021. | For | None | 123900 | 0 | 0 | 0 | |||||
LANDEC CORPORATION | ||||||||||||
Security: | 514766104 | Meeting Type: | Annual | |||||||||
Ticker: | LNDC | Meeting Date: | 14-Oct-2020 | |||||||||
ISIN | US5147661046 | Vote Deadline Date: | 13-Oct-2020 | |||||||||
Agenda | 935270291 | Management | Total Ballot Shares: | 350340 | ||||||||
Last Vote Date: | 14-Sep-2020 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | DIRECTOR | For | None | |||||||||
1 | Katrina L. Houde | 91700 | 0 | 0 | 0 | |||||||
2 | Nelson Obus | 91700 | 0 | 0 | 0 | |||||||
3 | Andrew Powell | 91700 | 0 | 0 | 0 | |||||||
4 | Catherine A. Sohn | 0 | 0 | 91700 | 0 | |||||||
5 | Jeffrey Edwards | 91700 | 0 | 0 | 0 | |||||||
6 | Patrick Walsh* | 91700 | 0 | 0 | 0 | |||||||
7 | Joshua E. Schechter* | 91700 | 0 | 0 | 0 | |||||||
2 | APPROVAL OF AMENDMENT TO THE BYLAWS TO INCREASE THE MAXIMUM SIZE OF THE COMPANY'S BOARD OF DIRECTORS TO 12 DIRECTORS (THE "BYLAWS AMENDMENT PROPOSAL"). | For | None | 0 | 91700 | 0 | 0 | |||||
3 | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING MAY 30, 2021. | For | None | 91700 | 0 | 0 | 0 | |||||
4 | APPROVAL OF THE ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION. | For | None | 91700 | 0 | 0 | 0 | |||||
STANDEX INTERNATIONAL CORPORATION | ||||||||||||
Security: | 854231107 | Meeting Type: | Annual | |||||||||
Ticker: | SXI | Meeting Date: | 20-Oct-2020 | |||||||||
ISIN | US8542311076 | Vote Deadline Date: | 19-Oct-2020 | |||||||||
Agenda | 935269387 | Management | Total Ballot Shares: | 152384 | ||||||||
Last Vote Date: | 09-Sep-2020 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | Election of Director for three year term expiring in 2023: David Dunbar | For | None | 40000 | 0 | 0 | 0 | |||||
2 | Election of Director for three year term expiring in 2023: Michael A. Hickey | For | None | 40000 | 0 | 0 | 0 | |||||
3 | To conduct an advisory vote on the total compensation paid to the executives of the Company. | For | None | 40000 | 0 | 0 | 0 | |||||
4 | To ratify the appointment by the Audit Committee of Deloitte & Touche LLP as independent auditors. | For | None | 40000 | 0 | 0 | 0 | |||||
PHIBRO ANIMAL HEALTH CORPORATION | ||||||||||||
Security: | 71742Q106 | Meeting Type: | Annual | |||||||||
Ticker: | PAHC | Meeting Date: | 02-Nov-2020 | |||||||||
ISIN | US71742Q1067 | Vote Deadline Date: | 30-Oct-2020 | |||||||||
Agenda | 935272839 | Management | Total Ballot Shares: | 462134 | ||||||||
Last Vote Date: | 15-Oct-2020 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | DIRECTOR | For | None | |||||||||
1 | Daniel M. Bendheim | 0 | 0 | 106300 | 0 | |||||||
2 | Jonathan Bendheim | 0 | 0 | 106300 | 0 | |||||||
3 | Sam Gejdenson | 0 | 0 | 106300 | 0 | |||||||
2 | Ratification of the selection of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending June 30, 2021. | For | None | 106300 | 0 | 0 | 0 | |||||
TAPESTRY, INC. | ||||||||||||
Security: | 876030107 | Meeting Type: | Annual | |||||||||
Ticker: | TPR | Meeting Date: | 05-Nov-2020 | |||||||||
ISIN | US8760301072 | Vote Deadline Date: | 04-Nov-2020 | |||||||||
Agenda | 935274542 | Management | Total Ballot Shares: | 666671 | ||||||||
Last Vote Date: | 15-Oct-2020 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | Election of Director: John P. Bilbrey | For | None | 0 | 100000 | 0 | 0 | |||||
2 | Election of Director: Darrell Cavens | For | None | 0 | 100000 | 0 | 0 | |||||
3 | Election of Director: David Denton | For | None | 0 | 100000 | 0 | 0 | |||||
4 | Election of Director: Anne Gates | For | None | 0 | 100000 | 0 | 0 | |||||
5 | Election of Director: Susan Kropf | For | None | 0 | 100000 | 0 | 0 | |||||
6 | Election of Director: Annabelle Yu Long | For | None | 0 | 100000 | 0 | 0 | |||||
7 | Election of Director: Ivan Menezes | For | None | 0 | 100000 | 0 | 0 | |||||
8 | Ratification of the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the fiscal year ending July 3, 2021. | For | None | 100000 | 0 | 0 | 0 | |||||
9 | Advisory vote to approve the Company's executive compensation as discussed and described in the proxy statement. | For | None | 0 | 100000 | 0 | 0 | |||||
10 | Approval of the Second Amended and Restated Tapestry, Inc. 2018 Stock Incentive Plan. | For | None | 0 | 100000 | 0 | 0 | |||||
CAPITAL SENIOR LIVING CORPORATION | ||||||||||||
Security: | 140475104 | Meeting Type: | Annual | |||||||||
Ticker: | CSU | Meeting Date: | 09-Dec-2020 | |||||||||
ISIN | US1404751042 | Vote Deadline Date: | 08-Dec-2020 | |||||||||
Agenda | 935294556 | Management | Total Ballot Shares: | 1554743 | ||||||||
Last Vote Date: | 05-Nov-2020 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | DIRECTOR | For | None | |||||||||
1 | Kimberly S. Lody | 498155 | 0 | 0 | 0 | |||||||
2 | E. Rodney Hornbake | 0 | 0 | 498155 | 0 | |||||||
3 | Ross B. Levin | 0 | 0 | 498155 | 0 | |||||||
2 | Proposal to ratify the Audit Committee's appointment of Ernst & Young LLP, independent accountants, as the Company's independent auditors for the fiscal year ending December 31, 2020. | For | None | 498155 | 0 | 0 | 0 | |||||
3 | Proposal to approve the Company's executive compensation. | For | None | 498155 | 0 | 0 | 0 | |||||
4 | Proposal to approve amendments to the Company's Certificate of Incorporation to declassify the Company's Board of Directors. | For | None | 498155 | 0 | 0 | 0 | |||||
5 | Proposal to approve amendments to the Company's Certificate of Incorporation to effect, at the discretion of the Company's Board of Directors, (i) a reverse stock split of the Company's common stock at one of the following ratios: 1-for- 10, 1-for- 15 or 1-for-20, with the ultimate ratio to be determined by the Company's Board of Directors in its sole discretion; and (ii) a reduction of the number of authorized shares of the Company's common stock in a corresponding proportion, subject to rounding up to the next whole number of shares. | For | None | 498155 | 0 | 0 | 0 | |||||
6 | In their discretion, the proxies are authorized to vote upon such other business as may properly come before the meeting. | For | None | 498155 | 0 | 0 | 0 | |||||
STONEX GROUP INC. | ||||||||||||
Security: | 861896108 | Meeting Type: | Annual | |||||||||
Ticker: | SNEX | Meeting Date: | 25-Feb-2021 | |||||||||
ISIN | US8618961085 | Vote Deadline Date: | 24-Feb-2021 | |||||||||
Agenda | 935325452 | Management | Total Ballot Shares: | 171085 | ||||||||
Last Vote Date: | 21-Jan-2021 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | DIRECTOR | For | None | |||||||||
1 | Annabelle G. Bexiga | 50000 | 0 | 0 | 0 | |||||||
2 | Scott J. Branch | 50000 | 0 | 0 | 0 | |||||||
3 | Diane L. Cooper | 50000 | 0 | 0 | 0 | |||||||
4 | John Fowler | 50000 | 0 | 0 | 0 | |||||||
5 | Steven Kass | 50000 | 0 | 0 | 0 | |||||||
6 | Bruce W. Krehbiel | 50000 | 0 | 0 | 0 | |||||||
7 | Sean M. O'Connor | 50000 | 0 | 0 | 0 | |||||||
8 | Eric Parthemore | 50000 | 0 | 0 | 0 | |||||||
9 | John Radziwill | 50000 | 0 | 0 | 0 | |||||||
2 | To ratify the appointment of KPMG LLP as the Company's independent registered public accounting firm for the 2021 fiscal year. | For | None | 50000 | 0 | 0 | 0 | |||||
3 | To approve the advisory (non-binding) resolution relating to executive compensation. | For | None | 50000 | 0 | 0 | 0 | |||||
4 | To approve an amendment to the 2013 Stock Option Plan to increase the total number of shares authorized for issuance under the Plan from 2,000,000 shares to 3,000,000 shares. | For | None | 50000 | 0 | 0 | 0 | |||||
DLH HOLDINGS CORP. | ||||||||||||
Security: | 23335Q100 | Meeting Type: | Annual | |||||||||
Ticker: | DLHC | Meeting Date: | 18-Mar-2021 | |||||||||
ISIN | US23335Q1004 | Vote Deadline Date: | 17-Mar-2021 | |||||||||
Agenda | 935330770 | Management | Total Ballot Shares: | 314644 | ||||||||
Last Vote Date: | 05-Mar-2021 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | DIRECTOR | For | None | |||||||||
1 | James P. Allen | 117266 | 0 | 0 | 0 | |||||||
2 | Martin J. Delaney | 117266 | 0 | 0 | 0 | |||||||
3 | Dr. Elder Granger | 117266 | 0 | 0 | 0 | |||||||
4 | Dr. Frances M. Murphy | 117266 | 0 | 0 | 0 | |||||||
5 | Zachary C. Parker | 117266 | 0 | 0 | 0 | |||||||
6 | Frederick G. Wasserman | 117266 | 0 | 0 | 0 | |||||||
7 | Austin J. Yerks III | 117266 | 0 | 0 | 0 | |||||||
8 | Stephen J. Zelkowicz | 117266 | 0 | 0 | 0 | |||||||
2 | An Advisory Vote regarding the approval of compensation paid to our named Executive Officers. | For | None | 117266 | 0 | 0 | 0 | |||||
3 | Approval of an Amendment to the 2016 Omnibus Equity Incentive Plan. | For | None | 117266 | 0 | 0 | 0 | |||||
4 | Ratification of Independent Registered Public Accounting Firm. | For | None | 117266 | 0 | 0 | 0 | |||||
APEX GLOBAL BRANDS INC | ||||||||||||
Security: | 03755M300 | Meeting Type: | Special | |||||||||
Ticker: | APEX | Meeting Date: | 31-Mar-2021 | |||||||||
ISIN | US03755M3007 | Vote Deadline Date: | 30-Mar-2021 | |||||||||
Agenda | 935343979 | Management | Total Ballot Shares: | 74131 | ||||||||
Last Vote Date: | 05-Mar-2021 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | To consider and vote on a proposal to adopt the Agreement and Plan of Merger, dated as of February 16, 2021, as it may be amended from time to time (the "merger agreement"), by and among the Company, Galaxy Universal LLC, a Delaware limited liability company ("Parent"), Galaxy Apex Merger Sub, Inc., a Delaware corporation and a wholly-owned subsidiary of Parent ("Merger Sub"), and Eugene Robin, solely in his capacity as a credit party representative. | For | None | 23714 | 0 | 0 | 0 | |||||
2 | To consider and vote on a proposal to approve, by non-binding, advisory vote, certain compensation that may be paid to the Company's named executive officers in connection with the merger. | For | None | 23714 | 0 | 0 | 0 | |||||
3 | To consider and vote on a proposal to adjourn or postpone the special meeting, if necessary or appropriate, to solicit additional proxies if there are not sufficient votes to approve the proposal to adopt the merger agreement. | For | None | 23714 | 0 | 0 | 0 | |||||
PQ GROUP HOLDINGS INC | ||||||||||||
Security: | 73943T103 | Meeting Type: | Annual | |||||||||
Ticker: | PQG | Meeting Date: | 29-Apr-2021 | |||||||||
ISIN | US73943T1034 | Vote Deadline Date: | 28-Apr-2021 | |||||||||
Agenda | 935367234 | Management | Total Ballot Shares: | 1344748 | ||||||||
Last Vote Date: | 20-Apr-2021 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | DIRECTOR | For | None | |||||||||
1 | Belgacem Chariag | 310000 | 0 | 0 | 0 | |||||||
2 | Greg Brenneman | 310000 | 0 | 0 | 0 | |||||||
3 | Johnny Ginns | 310000 | 0 | 0 | 0 | |||||||
4 | Kyle Vann | 310000 | 0 | 0 | 0 | |||||||
2 | To approve, on an advisory basis, the compensation paid by PQ to its named executive officers. | For | None | 310000 | 0 | 0 | 0 | |||||
3 | To ratify the appointment of PricewaterhouseCoopers LLP as PQ's independent registered public accounting firm for the fiscal year ending December 31, 2021. | For | None | 310000 | 0 | 0 | 0 | |||||
HERITAGE-CRYSTAL CLEAN, INC. | ||||||||||||
Security: | 42726M106 | Meeting Type: | Annual | |||||||||
Ticker: | HCCI | Meeting Date: | 03-May-2021 | |||||||||
ISIN | US42726M1062 | Vote Deadline Date: | 30-Apr-2021 | |||||||||
Agenda | 935356635 | Management | Total Ballot Shares: | 355233 | ||||||||
Last Vote Date: | 20-Apr-2021 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | DIRECTOR | For | None | |||||||||
1 | Fred Fehsenfeld, Jr. | 120000 | 0 | 0 | 0 | |||||||
2 | Jim Schumacher | 120000 | 0 | 0 | 0 | |||||||
2 | To ratify the appointment of Grant Thornton LLP as the Company's independent registered public accounting firm for the fiscal year 2021. | For | None | 120000 | 0 | 0 | 0 | |||||
3 | Advisory vote to approve the named executive officer compensation for fiscal 2020, as disclosed in the Proxy Statement for the annual meeting. | For | None | 120000 | 0 | 0 | 0 | |||||
4 | To consider and transact such other business as may properly come before the meeting or any adjournments or postponements thereof. | For | None | 120000 | 0 | 0 | 0 | |||||
THE E.W. SCRIPPS COMPANY | ||||||||||||
Security: | 811054402 | Meeting Type: | Annual | |||||||||
Ticker: | SSP | Meeting Date: | 03-May-2021 | |||||||||
ISIN | US8110544025 | Vote Deadline Date: | 30-Apr-2021 | |||||||||
Agenda | 935355607 | Management | Total Ballot Shares: | 986995 | ||||||||
Last Vote Date: | 23-Mar-2021 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | Election of Director: Lauren Rich Fine | For | None | 250000 | 0 | 0 | 0 | |||||
2 | Election of Director: Wonya Y. Lucas | For | None | 250000 | 0 | 0 | 0 | |||||
3 | Election of Director: Kim Williams | For | None | 250000 | 0 | 0 | 0 | |||||
MILLICOM INTERNATIONAL CELLULAR S.A. | ||||||||||||
Security: | L6388F110 | Meeting Type: | Annual | |||||||||
Ticker: | TIGO | Meeting Date: | 04-May-2021 | |||||||||
ISIN | LU0038705702 | Vote Deadline Date: | 03-May-2021 | |||||||||
Agenda | 935367195 | Management | Total Ballot Shares: | 625269 | ||||||||
Last Vote Date: | 05-Apr-2021 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | To elect the Chair of the AGM and to empower the Chair to appoint the other members of the bureau of the meeting. | For | None | 134200 | 0 | 0 | 0 | |||||
2 | To receive the management reports of the Board and the reports of the external auditor on the annual accounts and the consolidated accounts for the year ended December 31, 2020. | For | None | 134200 | 0 | 0 | 0 | |||||
3 | To approve the annual accounts and the consolidated accounts for the year ended December 31, 2020. | For | None | 134200 | 0 | 0 | 0 | |||||
4 | To allocate the results of the year ended December 31, 2020 to unappropriated net profits to be carried forward. | For | None | 134200 | 0 | 0 | 0 | |||||
5 | To discharge all the Directors of Millicom for the performance of their mandates during the year ended December 31, 2020. | For | None | 134200 | 0 | 0 | 0 | |||||
6 | To set the number of Directors at nine (9). | For | None | 134200 | 0 | 0 | 0 | |||||
7 | To re-elect Mr. José Antonio Ríos García as a Director for a term ending at the annual general meeting to be held in 2022 (the "2022 AGM"). | For | None | 134200 | 0 | 0 | 0 | |||||
8 | To re-elect Ms. Pernille Erenbjerg as a Director for a term ending at the 2022 AGM. | For | None | 0 | 134200 | 0 | 0 | |||||
9 | To re-elect Mr. Odilon Almeida as a Director for a term ending at the 2022 AGM. | For | None | 134200 | 0 | 0 | 0 | |||||
10 | To re-elect Mr. Mauricio Ramos as a Director for a term ending at the 2022 AGM. | For | None | 134200 | 0 | 0 | 0 | |||||
11 | To re-elect Mr. James Thompson as a Director for a term ending at the 2022 AGM. | For | None | 134200 | 0 | 0 | 0 | |||||
12 | To re-elect Ms. Mercedes Johnson as a Director for a term ending at the 2022 AGM. | For | None | 134200 | 0 | 0 | 0 | |||||
13 | To elect Ms. Sonia Dulá as a Director for a term ending at the 2022 AGM. | For | None | 134200 | 0 | 0 | 0 | |||||
14 | To elect Mr. Lars-Johan Jarnheimer as a Director for a term ending at the 2022 AGM. | For | None | 134200 | 0 | 0 | 0 | |||||
15 | To elect Mr. Bruce Churchill as a Director for a term ending at the 2022 AGM. | For | None | 134200 | 0 | 0 | 0 | |||||
16 | To re-elect Mr. José Antonio Ríos García as Chairman of the Board for a term ending at the 2022 AGM. | For | None | 134200 | 0 | 0 | 0 | |||||
17 | To approve the Directors' remuneration for the period from the AGM to the 2022 AGM. | For | None | 134200 | 0 | 0 | 0 | |||||
18 | To re-elect Ernst & Young S.A., Luxembourg as the external auditor for a term ending on the date of 2022 AGM and to approve the external auditor remuneration to be paid against approved account. | For | None | 134200 | 0 | 0 | 0 | |||||
19 | To approve an instruction to the Nomination Committee. | For | None | 134200 | 0 | 0 | 0 | |||||
20 | To approve the Share Repurchase Plan. | For | None | 134200 | 0 | 0 | 0 | |||||
21 | To vote on the 2020 Remuneration Report. | For | None | 134200 | 0 | 0 | 0 | |||||
22 | To approve the Senior Management Remuneration Policy. | For | None | 0 | 134200 | 0 | 0 | |||||
23 | To approve the share-based incentive plans for Millicom employees. | For | None | 134200 | 0 | 0 | 0 | |||||
SIX FLAGS ENTERTAINMENT CORPORATION | ||||||||||||
Security: | 83001A102 | Meeting Type: | Annual | |||||||||
Ticker: | SIX | Meeting Date: | 05-May-2021 | |||||||||
ISIN | US83001A1025 | Vote Deadline Date: | 04-May-2021 | |||||||||
Agenda | 935357372 | Management | Total Ballot Shares: | 237704 | ||||||||
Last Vote Date: | 05-Apr-2021 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | DIRECTOR | For | None | |||||||||
1 | Ben Baldanza | 61800 | 0 | 0 | 0 | |||||||
2 | Selim Bassoul | 61800 | 0 | 0 | 0 | |||||||
3 | Esi Eggleston Bracey | 61800 | 0 | 0 | 0 | |||||||
4 | Denise M. Clark | 61800 | 0 | 0 | 0 | |||||||
5 | Enrique Ramirez | 61800 | 0 | 0 | 0 | |||||||
6 | Arik Ruchim | 61800 | 0 | 0 | 0 | |||||||
7 | Michael Spanos | 61800 | 0 | 0 | 0 | |||||||
2 | Advisory vote to approve executive compensation. | For | None | 61800 | 0 | 0 | 0 | |||||
3 | Approve amendments to Restated Certificate of Incorporation to eliminate supermajority voting provision. | For | None | 61800 | 0 | 0 | 0 | |||||
4 | Approve amendments to Restated Certificate of Incorporation to allow stockholder action by written consent. | For | None | 61800 | 0 | 0 | 0 | |||||
5 | Advisory vote to ratify the appointment of KPMG LLP as independent registered public accounting firm for the fiscal year ending January 2, 2022. | For | None | 61800 | 0 | 0 | 0 | |||||
CNX RESOURCES CORPORATION | ||||||||||||
Security: | 12653C108 | Meeting Type: | Annual | |||||||||
Ticker: | CNX | Meeting Date: | 06-May-2021 | |||||||||
ISIN | US12653C1080 | Vote Deadline Date: | 05-May-2021 | |||||||||
Agenda | 935359566 | Management | Total Ballot Shares: | 268800 | ||||||||
Last Vote Date: | 05-Apr-2021 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | Election of Director: J. Palmer Clarkson | For | None | 79900 | 0 | 0 | 0 | |||||
2 | Election of Director: Nicholas J. DeIuliis | For | None | 79900 | 0 | 0 | 0 | |||||
3 | Election of Director: Maureen E. Lally-Green | For | None | 79900 | 0 | 0 | 0 | |||||
4 | Election of Director: Bernard Lanigan, Jr. | For | None | 79900 | 0 | 0 | 0 | |||||
5 | Election of Director: Ian McGuire | For | None | 79900 | 0 | 0 | 0 | |||||
6 | Election of Director: William N. Thorndike, Jr. | For | None | 79900 | 0 | 0 | 0 | |||||
7 | Ratification of Anticipated Appointment of Ernst & Young LLP as CNX's Independent Auditor for the Fiscal Year Ending December 31, 2021. | For | None | 79900 | 0 | 0 | 0 | |||||
8 | Advisory Approval of CNX's 2020 Named Executive Compensation. | For | None | 79900 | 0 | 0 | 0 | |||||
GCP APPLIED TECHNOLOGIES INC | ||||||||||||
Security: | 36164Y101 | Meeting Type: | Annual | |||||||||
Ticker: | GCP | Meeting Date: | 06-May-2021 | |||||||||
ISIN | US36164Y1010 | Vote Deadline Date: | 05-May-2021 | |||||||||
Agenda | 935362169 | Management | Total Ballot Shares: | 269700 | ||||||||
Last Vote Date: | 05-Apr-2021 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | Election of Director: Simon M. Bates | For | None | 80000 | 0 | 0 | 0 | |||||
2 | Election of Director: Peter A. Feld | For | None | 80000 | 0 | 0 | 0 | |||||
3 | Election of Director: Janet Plaut Giesselman | For | None | 80000 | 0 | 0 | 0 | |||||
4 | Election of Director: Clay H. Kiefaber | For | None | 80000 | 0 | 0 | 0 | |||||
5 | Election of Director: Armand F. Lauzon | For | None | 80000 | 0 | 0 | 0 | |||||
6 | Election of Director: Marran H. Ogilvie | For | None | 80000 | 0 | 0 | 0 | |||||
7 | Election of Director: Andrew M. Ross | For | None | 80000 | 0 | 0 | 0 | |||||
8 | Election of Director: Linda J. Welty | For | None | 80000 | 0 | 0 | 0 | |||||
9 | Election of Director: Robert H. Yanker | For | None | 80000 | 0 | 0 | 0 | |||||
10 | To ratify the appointment of PricewaterhouseCoopers LLP as GCP's independent registered public accounting firm for 2021. | For | None | 80000 | 0 | 0 | 0 | |||||
11 | To approve, on an advisory, non-binding basis, the compensation of GCP's named executive officers, as described in the accompanying proxy statement. | For | None | 80000 | 0 | 0 | 0 | |||||
TEGNA INC. | ||||||||||||
Security: | 87901J105 | Meeting Type: | Contested-Annual | |||||||||
Ticker: | TGNA | Meeting Date: | 07-May-2021 | |||||||||
ISIN | US87901J1051 | Vote Deadline Date: | 06-May-2021 | |||||||||
Agenda | 935375724 | Management | Total Ballot Shares: | 426814 | ||||||||
Last Vote Date: | 20-Apr-2021 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | DIRECTOR | For | None | |||||||||
1 | Gina L. Bianchini | 100000 | 0 | 0 | 0 | |||||||
2 | Howard D. Elias | 100000 | 0 | 0 | 0 | |||||||
3 | Stuart J. Epstein | 100000 | 0 | 0 | 0 | |||||||
4 | Lidia Fonseca | 100000 | 0 | 0 | 0 | |||||||
5 | Karen H. Grimes | 100000 | 0 | 0 | 0 | |||||||
6 | David T. Lougee | 100000 | 0 | 0 | 0 | |||||||
7 | Scott K. McCune | 100000 | 0 | 0 | 0 | |||||||
8 | Henry W. McGee | 100000 | 0 | 0 | 0 | |||||||
9 | Susan Ness | 100000 | 0 | 0 | 0 | |||||||
10 | Bruce P. Nolop | 100000 | 0 | 0 | 0 | |||||||
11 | Neal Shapiro | 100000 | 0 | 0 | 0 | |||||||
12 | Melinda C. Witmer | 100000 | 0 | 0 | 0 | |||||||
2 | PROPOSAL TO RATIFY the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the 2021 fiscal year. | For | None | 100000 | 0 | 0 | 0 | |||||
3 | PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, the compensation of the Company's named executive officers. | For | None | 100000 | 0 | 0 | 0 | |||||
4 | COMPANY PROPOSAL TO APPROVE the Elimination of Supermajority Voting Provisions. | For | None | 100000 | 0 | 0 | 0 | |||||
COLFAX CORPORATION | ||||||||||||
Security: | 194014106 | Meeting Type: | Annual | |||||||||
Ticker: | CFX | Meeting Date: | 12-May-2021 | |||||||||
ISIN | US1940141062 | Vote Deadline Date: | 11-May-2021 | |||||||||
Agenda | 935371144 | Management | Total Ballot Shares: | 516157 | ||||||||
Last Vote Date: | 20-Apr-2021 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | Election of Director: Mitchell P. Rales | For | None | 130000 | 0 | 0 | 0 | |||||
2 | Election of Director: Matthew L. Trerotola | For | None | 130000 | 0 | 0 | 0 | |||||
3 | Election of Director: Patrick W. Allender | For | None | 130000 | 0 | 0 | 0 | |||||
4 | Election of Director: Thomas S. Gayner | For | None | 130000 | 0 | 0 | 0 | |||||
5 | Election of Director: Rhonda L. Jordan | For | None | 0 | 130000 | 0 | 0 | |||||
6 | Election of Director: Liam J. Kelly | For | None | 130000 | 0 | 0 | 0 | |||||
7 | Election of Director: Philip A. Okala | For | None | 130000 | 0 | 0 | 0 | |||||
8 | Election of Director: A. Clayton Perfall | For | None | 130000 | 0 | 0 | 0 | |||||
9 | Election of Director: Didier Teirlinck | For | None | 130000 | 0 | 0 | 0 | |||||
10 | Election of Director: Rajiv Vinnakota | For | None | 0 | 130000 | 0 | 0 | |||||
11 | Election of Director: Sharon Wienbar | For | None | 130000 | 0 | 0 | 0 | |||||
12 | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021. | For | None | 130000 | 0 | 0 | 0 | |||||
13 | To approve on an advisory basis the compensation of our named executive officers. | For | None | 130000 | 0 | 0 | 0 | |||||
COMPASS MINERALS INTERNATIONAL, INC. | ||||||||||||
Security: | 20451N101 | Meeting Type: | Annual | |||||||||
Ticker: | CMP | Meeting Date: | 18-May-2021 | |||||||||
ISIN | US20451N1019 | Vote Deadline Date: | 17-May-2021 | |||||||||
Agenda | 935373287 | Management | Total Ballot Shares: | 366545 | ||||||||
Last Vote Date: | 20-Apr-2021 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | Election of Director: Kevin S. Crutchfield | For | None | 80000 | 0 | 0 | 0 | |||||
2 | Election of Director: Eric Ford | For | None | 80000 | 0 | 0 | 0 | |||||
3 | Election of Director: Richard S. Grant | For | None | 0 | 80000 | 0 | 0 | |||||
4 | Election of Director: Joseph E. Reece | For | None | 80000 | 0 | 0 | 0 | |||||
5 | Election of Director: Allan R. Rothwell | For | None | 0 | 80000 | 0 | 0 | |||||
6 | Election of Director: Lori A. Walker | For | None | 80000 | 0 | 0 | 0 | |||||
7 | Election of Director: Paul S. Williams | For | None | 0 | 80000 | 0 | 0 | |||||
8 | Election of Director: Amy J. Yoder | For | None | 80000 | 0 | 0 | 0 | |||||
9 | Approve, on an advisory basis, the compensation of Compass Minerals' named executive officers, as set forth in the proxy statement. | For | None | 80000 | 0 | 0 | 0 | |||||
10 | Ratify the appointment of Ernst & Young LLP as Compass Minerals' independent registered accounting firm for 2021. | For | None | 80000 | 0 | 0 | 0 | |||||
KBR, INC. | ||||||||||||
Security: | 48242W106 | Meeting Type: | Annual | |||||||||
Ticker: | KBR | Meeting Date: | 19-May-2021 | |||||||||
ISIN | US48242W1062 | Vote Deadline Date: | 18-May-2021 | |||||||||
Agenda | 935383036 | Management | Total Ballot Shares: | 516805 | ||||||||
Last Vote Date: | 20-Apr-2021 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | Election of Director: Mark E. Baldwin | For | None | 106500 | 0 | 0 | 0 | |||||
2 | Election of Director: Stuart J. B. Bradie | For | None | 106500 | 0 | 0 | 0 | |||||
3 | Election of Director: Lynn A. Dugle | For | None | 106500 | 0 | 0 | 0 | |||||
4 | Election of Director: Lester L. Lyles | For | None | 106500 | 0 | 0 | 0 | |||||
5 | Election of Director: Wendy M. Masiello | For | None | 106500 | 0 | 0 | 0 | |||||
6 | Election of Director: Jack B. Moore | For | None | 106500 | 0 | 0 | 0 | |||||
7 | Election of Director: Ann D. Pickard | For | None | 106500 | 0 | 0 | 0 | |||||
8 | Election of Director: Umberto della Sala | For | None | 106500 | 0 | 0 | 0 | |||||
9 | Advisory vote to approve KBR's named executive officer compensation. | For | None | 106500 | 0 | 0 | 0 | |||||
10 | Ratify the appointment of KPMG LLP as the independent registered public accounting firm to audit the consolidated financial statements for KBR, Inc. as of and for the year ending December 31, 2021. | For | None | 106500 | 0 | 0 | 0 | |||||
11 | Approve the Amended and Restated KBR, Inc. 2006 Stock and Incentive Plan. | For | None | 106500 | 0 | 0 | 0 | |||||
SKECHERS U.S.A., INC. | ||||||||||||
Security: | 830566105 | Meeting Type: | Annual | |||||||||
Ticker: | SKX | Meeting Date: | 26-May-2021 | |||||||||
ISIN | US8305661055 | Vote Deadline Date: | 25-May-2021 | |||||||||
Agenda | 935378225 | Management | Total Ballot Shares: | 318513 | ||||||||
Last Vote Date: | 26-Apr-2021 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | DIRECTOR | For | None | |||||||||
1 | Robert Greenberg | 0 | 0 | 85000 | 0 | |||||||
2 | Morton Erlich | 0 | 0 | 85000 | 0 | |||||||
3 | Thomas Walsh | 0 | 0 | 85000 | 0 | |||||||
HALLMARK FINANCIAL SERVICES, INC. | ||||||||||||
Security: | 40624Q203 | Meeting Type: | Annual | |||||||||
Ticker: | HALL | Meeting Date: | 27-May-2021 | |||||||||
ISIN | US40624Q2030 | Vote Deadline Date: | 26-May-2021 | |||||||||
Agenda | 935435734 | Management | Total Ballot Shares: | 160000 | ||||||||
Last Vote Date: | 24-May-2021 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | DIRECTOR | For | None | |||||||||
1 | Mark E. Schwarz | 0 | 0 | 150000 | 0 | |||||||
2 | Scott T. Berlin | 0 | 0 | 150000 | 0 | |||||||
3 | James H. Graves | 0 | 0 | 150000 | 0 | |||||||
4 | Mark E. Pape | 0 | 0 | 150000 | 0 | |||||||
2 | ADVISORY VOTE ON RESOLUTION TO APPROVE EXECUTIVE COMPENSATION (Item 2). | For | None | 150000 | 0 | 0 | 0 | |||||
WHITE MOUNTAINS INSURANCE GROUP, LTD. | ||||||||||||
Security: | G9618E107 | Meeting Type: | Annual | |||||||||
Ticker: | WTM | Meeting Date: | 27-May-2021 | |||||||||
ISIN | BMG9618E1075 | Vote Deadline Date: | 26-May-2021 | |||||||||
Agenda | 935418928 | Management | Total Ballot Shares: | 15548 | ||||||||
Last Vote Date: | 24-May-2021 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | DIRECTOR | For | None | |||||||||
1 | Margaret Dillon | 3198 | 0 | 0 | 0 | |||||||
2 | Philip A. Gelston | 3198 | 0 | 0 | 0 | |||||||
2 | Approval of the advisory resolution on executive compensation. | For | None | 3198 | 0 | 0 | 0 | |||||
3 | Approval of the appointment of PricewaterhouseCooopers LLP ("PwC") as the Company's Independent Registered Public Accounting Firm for 2021. | For | None | 3198 | 0 | 0 | 0 | |||||
GREAT ELM GROUP, INC. | ||||||||||||
Security: | 39037G109 | Meeting Type: | Annual | |||||||||
Ticker: | GEG | Meeting Date: | 28-May-2021 | |||||||||
ISIN | US39037G1094 | Vote Deadline Date: | 27-May-2021 | |||||||||
Agenda | 935399217 | Management | Total Ballot Shares: | 1397355 | ||||||||
Last Vote Date: | 22-Apr-2021 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | Election of Director: Thomas S. Harbin, III | For | None | 0 | 766610 | 0 | 0 | |||||
2 | Election of Director: James H. Hugar | For | None | 0 | 766610 | 0 | 0 | |||||
3 | Election of Director: Peter A. Reed | For | None | 0 | 766610 | 0 | 0 | |||||
4 | Election of Director: Jason W. Reese | For | None | 0 | 766610 | 0 | 0 | |||||
5 | Election of Director: Eric J. Scheyer | For | None | 0 | 766610 | 0 | 0 | |||||
6 | Election of Director: Jeffrey S. Serota | For | None | 766610 | 0 | 0 | 0 | |||||
7 | Election of Director: Matthew A. Drapkin | For | None | 0 | 766610 | 0 | 0 | |||||
8 | Election of Director: James P. Parmelee | For | None | 0 | 766610 | 0 | 0 | |||||
9 | Ratification of the selection of Grant Thornton LLP to serve as the Corporation's independent registered public accounting firm for the fiscal year ending June 30, 2021. | For | None | 766610 | 0 | 0 | 0 | |||||
10 | Approval, on an advisory basis, of the compensation of the Corporation's named executive officers. | For | None | 0 | 766610 | 0 | 0 | |||||
KAR AUCTION SERVICES, INC. | ||||||||||||
Security: | 48238T109 | Meeting Type: | Annual | |||||||||
Ticker: | KAR | Meeting Date: | 04-Jun-2021 | |||||||||
ISIN | US48238T1097 | Vote Deadline Date: | 03-Jun-2021 | |||||||||
Agenda | 935410869 | Management | Total Ballot Shares: | 757003 | ||||||||
Last Vote Date: | 27-Apr-2021 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | Election of Director: Carmel Galvin | For | None | 0 | 175000 | 0 | 0 | |||||
2 | Election of Director: James P. Hallett | For | None | 0 | 175000 | 0 | 0 | |||||
3 | Election of Director: Mark E. Hill | For | None | 0 | 175000 | 0 | 0 | |||||
4 | Election of Director: J. Mark Howell | For | None | 0 | 175000 | 0 | 0 | |||||
5 | Election of Director: Stefan Jacoby | For | None | 0 | 175000 | 0 | 0 | |||||
6 | Election of Director: Peter Kelly | For | None | 0 | 175000 | 0 | 0 | |||||
7 | Election of Director: Michael T. Kestner | For | None | 0 | 175000 | 0 | 0 | |||||
8 | Election of Director: Mary Ellen Smith | For | None | 0 | 175000 | 0 | 0 | |||||
9 | To approve, on an advisory basis, executive compensation. | For | None | 0 | 175000 | 0 | 0 | |||||
10 | To approve an amendment and restatement of the KAR Auction Services, Inc. 2009 Omnibus Stock and Incentive Plan, as amended. | For | None | 175000 | 0 | 0 | 0 | |||||
11 | To ratify the appointment of KPMG LLP as the Company's independent registered public accounting firm for 2021. | For | None | 175000 | 0 | 0 | 0 | |||||
WAYSIDE TECHNOLOGY GROUP, INC. | ||||||||||||
Security: | 946760105 | Meeting Type: | Annual | |||||||||
Ticker: | WSTG | Meeting Date: | 08-Jun-2021 | |||||||||
ISIN | US9467601053 | Vote Deadline Date: | 07-Jun-2021 | |||||||||
Agenda | 935411520 | Management | Total Ballot Shares: | 118539 | ||||||||
Last Vote Date: | 26-Apr-2021 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | DIRECTOR | For | None | |||||||||
1 | Jeff Geygan | 51939 | 0 | 0 | 0 | |||||||
2 | Dale Foster | 51939 | 0 | 0 | 0 | |||||||
3 | Ross Crane | 51939 | 0 | 0 | 0 | |||||||
4 | Andy Bryant | 51939 | 0 | 0 | 0 | |||||||
5 | John McCarthy | 51939 | 0 | 0 | 0 | |||||||
6 | Carol DiBattiste | 51939 | 0 | 0 | 0 | |||||||
7 | Gerri Gold | 51939 | 0 | 0 | 0 | |||||||
2 | A non-binding advisory resolution to approve the compensation of the Company's named executive officers, as described in the Company's proxy statement. | For | None | 51939 | 0 | 0 | 0 | |||||
3 | The ratification of the appointment of BDO USA, LLP (BDO) as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2021. | For | None | 51939 | 0 | 0 | 0 | |||||
4 | To vote upon the approval of the Wayside Technology Group, Inc. 2021 Omnibus Incentive Plan, as described in the accompanying proxy statement. | For | None | 51939 | 0 | 0 | 0 | |||||
UFP TECHNOLOGIES, INC. | ||||||||||||
Security: | 902673102 | Meeting Type: | Annual | |||||||||
Ticker: | UFPT | Meeting Date: | 09-Jun-2021 | |||||||||
ISIN | US9026731029 | Vote Deadline Date: | 08-Jun-2021 | |||||||||
Agenda | 935431596 | Management | Total Ballot Shares: | 138275 | ||||||||
Last Vote Date: | 26-May-2021 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | DIRECTOR | For | None | |||||||||
1 | R. Jeffrey Bailly | 39000 | 0 | 0 | 0 | |||||||
2 | Marc Kozin | 39000 | 0 | 0 | 0 | |||||||
3 | Robert W. Pierce, Jr. | 39000 | 0 | 0 | 0 | |||||||
4 | Daniel C. Croteau | 39000 | 0 | 0 | 0 | |||||||
5 | Cynthia L. Feldmann | 39000 | 0 | 0 | 0 | |||||||
2 | To vote on a non-binding advisory resolution to approve the compensation of our named executive officers. | For | None | 39000 | 0 | 0 | 0 | |||||
3 | To amend and restate our 2003 Equity Incentive Plan to ratify the continued issuance of incentive stock options under the plan and conform the plan to certain changes in the U.S. Tax Code. | For | None | 39000 | 0 | 0 | 0 | |||||
4 | To ratify the appointment of Grant Thornton LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021. | For | None | 39000 | 0 | 0 | 0 | |||||
VIEMED HEALTHCARE, INC. | ||||||||||||
Security: | 92663R105 | Meeting Type: | Annual and Special Meeting | |||||||||
Ticker: | VMD | Meeting Date: | 10-Jun-2021 | |||||||||
ISIN | CA92663R1055 | Vote Deadline Date: | 07-Jun-2021 | |||||||||
Agenda | 935421634 | Management | Total Ballot Shares: | 1275986 | ||||||||
Last Vote Date: | 24-May-2021 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | DIRECTOR | For | None | |||||||||
1 | Casey Hoyt | 296300 | 0 | 0 | 0 | |||||||
2 | W. Todd Zehnder | 296300 | 0 | 0 | 0 | |||||||
3 | William Frazier | 296300 | 0 | 0 | 0 | |||||||
4 | Randy Dobbs | 296300 | 0 | 0 | 0 | |||||||
5 | Nitin Kaushal | 296300 | 0 | 0 | 0 | |||||||
6 | Timothy Smokoff | 296300 | 0 | 0 | 0 | |||||||
7 | Bruce Greenstein | 296300 | 0 | 0 | 0 | |||||||
8 | Sabrina Heltz | 296300 | 0 | 0 | 0 | |||||||
2 | Re-appointment of Ernst & Young LLP, as Auditors of the Corporation for the fiscal year ending December 31, 2021 and authorizing the Directors to fix their remuneration. | For | None | 296300 | 0 | 0 | 0 | |||||
3 | To consider and, if deemed appropriate, to approve an ordinary resolution (the text of which is disclosed in Section 10(iv) of the Management Information and Proxy Circular) approving certain amendments to the Articles of the Corporation with respect to the quorum requirement for meetings of shareholders, as more particularly described in the Management Information and Proxy Circular. | For | None | 296300 | 0 | 0 | 0 | |||||
SANDSTORM GOLD LTD. | ||||||||||||
Security: | 80013R206 | Meeting Type: | Annual | |||||||||
Ticker: | SAND | Meeting Date: | 11-Jun-2021 | |||||||||
ISIN | CA80013R2063 | Vote Deadline Date: | 08-Jun-2021 | |||||||||
Agenda | 935431914 | Management | Total Ballot Shares: | 772824 | ||||||||
Last Vote Date: | 24-May-2021 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | To set the number of Directors at seven (7). | For | None | 215424 | 0 | 0 | 0 | |||||
2 | DIRECTOR | For | None | |||||||||
1 | Nolan Watson | 215424 | 0 | 0 | 0 | |||||||
2 | David Awram | 215424 | 0 | 0 | 0 | |||||||
3 | David E. De Witt | 215424 | 0 | 0 | 0 | |||||||
4 | Andrew T. Swarthout | 215424 | 0 | 0 | 0 | |||||||
5 | John P.A. Budreski | 215424 | 0 | 0 | 0 | |||||||
6 | Mary L. Little | 215424 | 0 | 0 | 0 | |||||||
7 | Vera Kobalia | 215424 | 0 | 0 | 0 | |||||||
3 | Appointment of PricewaterhouseCoopers LLP as Auditors of the Company for the ensuing year and authorizing the Directors to fix their remuneration. | For | None | 215424 | 0 | 0 | 0 | |||||
GLOBAL INDEMNITY GROUP, LLC | ||||||||||||
Security: | 37959R103 | Meeting Type: | Annual | |||||||||
Ticker: | GBLI | Meeting Date: | 16-Jun-2021 | |||||||||
ISIN | US37959R1032 | Vote Deadline Date: | 15-Jun-2021 | |||||||||
Agenda | 935429109 | Management | Total Ballot Shares: | 107160 | ||||||||
Last Vote Date: | 07-Jun-2021 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | Election of Director: Seth J. Gersch | For | None | 89260 | 0 | 0 | 0 | |||||
2 | To ratify the appointment of Global Indemnity Group, LLC's independent auditor and to authorize our Board of Directors acting through its Audit Committee to determine its fees | For | None | 89260 | 0 | 0 | 0 | |||||
SECUREWORKS CORP | ||||||||||||
Security: | 81374A105 | Meeting Type: | Annual | |||||||||
Ticker: | SCWX | Meeting Date: | 21-Jun-2021 | |||||||||
ISIN | US81374A1051 | Vote Deadline Date: | 18-Jun-2021 | |||||||||
Agenda | 935430316 | Management | Total Ballot Shares: | 388852 | ||||||||
Last Vote Date: | 07-Jun-2021 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | DIRECTOR | For | None | |||||||||
1 | Pamela Daley | 104300 | 0 | 0 | 0 | |||||||
2 | Kyle Paster | 104300 | 0 | 0 | 0 | |||||||
2 | Ratification of the appointment of PricewaterhouseCoopers LLP as SecureWorks Corp.'s independent registered public accounting firm for fiscal year ending January 28, 2022. | For | None | 104300 | 0 | 0 | 0 | |||||
3 | Approval of amendment to SecureWorks Corp. 2016 Long-Term Incentive Plan to increase the number of shares of Class A common stock issuable under the plan. | For | None | 104300 | 0 | 0 | 0 | |||||
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant) Managed Portfolio Series
By (Signature and Title) /s/ Brian R. Wiedmeyer
Brian R. Wiedmeyer, President
(Principal Executive Officer)
Date August 30, 2021