The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
|
COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABERDEEN AUSTRALIA EQUITY FD | COM | 003011103 | 428 | 81,272 | SH | SOLE | 78,271 | 0 | 3,001 | ||
ABERDEEN GLOBAL DYNAMIC DIVI | COM | 00302M106 | 624 | 59,765 | SH | SOLE | 59,765 | 0 | 0 | ||
ABERDEEN JAPAN EQUITY FD INC | COM | 00306J109 | 139 | 14,700 | SH | SOLE | 14,700 | 0 | 0 | ||
ABERDEEN TOTAL DYNAMIC DIVD | COM SH BEN INT | 00326L100 | 1,860 | 210,192 | SH | SOLE | 206,170 | 0 | 4,022 | ||
ADAMS DIVERSIFIED EQUITY FD | COM | 006212104 | 1,263 | 73,023 | SH | SOLE | 71,499 | 0 | 1,524 | ||
ADOBE SYSTEMS INCORPORATED | COM | 00724F101 | 200 | 400 | SH | SOLE | 400 | 0 | 0 | ||
ADVENT CONVERTIBLE & INCOME | COM | 00764C109 | 324 | 19,624 | SH | SOLE | 19,624 | 0 | 0 | ||
ALLIANCEBERNSTEIN GLOBAL HIG | COM | 01879R106 | 469 | 39,849 | SH | SOLE | 39,849 | 0 | 0 | ||
ALLIANZGI ARTIFICIAL INTELLI | COM | 01883M101 | 1,129 | 42,798 | SH | SOLE | 42,309 | 0 | 489 | ||
ALLIANZGI CONV & INCM 2024 T | COM | 01883H102 | 1,025 | 102,651 | SH | SOLE | 101,243 | 0 | 1,408 | ||
ALLIANZGI CONV & INCOME FD | COM | 018828103 | 269 | 46,834 | SH | SOLE | 46,834 | 0 | 0 | ||
ALLIANZGI CONV & INCOME FD I | COM | 018825109 | 248 | 48,772 | SH | SOLE | 47,959 | 0 | 813 | ||
ALLIANZGI DIVIDEND INT & PRM | COM | 01883A107 | 2,474 | 183,813 | SH | SOLE | 178,828 | 0 | 4,985 | ||
ALLIANZGI EQUITY & CONV INCO | COM | 018829101 | 310 | 10,953 | SH | SOLE | 10,953 | 0 | 0 | ||
ANGEL OAK FINL STRATEGIES IN | COM BEN INT | 03464A100 | 3,057 | 181,551 | SH | SOLE | 173,179 | 0 | 8,372 | ||
APOLLO SR FLOATING RATE FD I | COM | 037636107 | 405 | 28,094 | SH | SOLE | 27,647 | 0 | 447 | ||
APOLLO TACTICAL INCOME FD IN | COM | 037638103 | 3,169 | 218,872 | SH | SOLE | 217,001 | 0 | 1,871 | ||
ARES DYNAMIC CR ALLOCATION F | COM | 04014F102 | 257 | 18,012 | SH | SOLE | 18,012 | 0 | 0 | ||
BARINGS GLOBAL SHORT DURATIO | COM | 06760L100 | 1,853 | 122,812 | SH | SOLE | 118,927 | 0 | 3,885 | ||
BLACKROCK 2022 GBL INCM OPP | COM | 09258P104 | 961 | 106,281 | SH | SOLE | 103,981 | 0 | 2,300 | ||
BLACKROCK CR ALLOCATION INCO | COM | 092508100 | 151 | 10,263 | SH | SOLE | 10,207 | 0 | 56 | ||
BLACKROCK DEBT STRATEGIES FD | COM NEW | 09255R202 | 2,686 | 257,078 | SH | SOLE | 251,168 | 0 | 5,910 | ||
BLACKROCK ENHANCD CAP & INM | COM | 09256A109 | 3,640 | 209,202 | SH | SOLE | 207,048 | 0 | 2,154 | ||
BLACKROCK ENHANCED EQUITY DI | COM | 09251A104 | 1,525 | 180,096 | SH | SOLE | 180,096 | 0 | 0 | ||
BLACKROCK ENHANCED GLOBAL DI | COM | 092501105 | 136 | 12,508 | SH | SOLE | 12,508 | 0 | 0 | ||
BLACKROCK ENHANCED GOVT FD I | COM | 09255K108 | 232 | 17,211 | SH | SOLE | 17,211 | 0 | 0 | ||
BLACKROCK ENHANCED INTL DIV | COM BENE INTER | 092524107 | 170 | 29,045 | SH | SOLE | 29,045 | 0 | 0 | ||
BLACKROCK FLOATING RATE INCO | COM | 09255X100 | 1,992 | 164,484 | SH | SOLE | 160,763 | 0 | 3,721 | ||
BLACKROCK LTD DURATION INC T | COM SHS | 09249W101 | 943 | 59,215 | SH | SOLE | 59,202 | 0 | 13 | ||
BLACKROCK MULTI-SECTOR INC T | COM | 09258A107 | 416 | 23,722 | SH | SOLE | 23,035 | 0 | 687 | ||
BLACKSTONE LONG-SHORT CREDIT | COM SHS BN INT | 09257D102 | 664 | 49,510 | SH | SOLE | 47,372 | 0 | 2,138 | ||
BLACKSTONE SENIOR FLOATNG RA | COM | 09256U105 | 773 | 54,383 | SH | SOLE | 54,383 | 0 | 0 | ||
BLACKSTONE STRATEGIC CREDIT | COM SHS BEN IN | 09257R101 | 2,679 | 214,673 | SH | SOLE | 206,723 | 0 | 7,950 | ||
BNY MELLON ALCENTRA GLOBAL C | COM | 05588N108 | 3,174 | 373,872 | SH | SOLE | 365,914 | 0 | 7,958 | ||
BNY MELLON HIGH YIELD STRATE | SH BEN INT | 09660L105 | 611 | 203,659 | SH | SOLE | 199,289 | 0 | 4,370 | ||
BOULDER GROWTH & INCOME FD I | COM | 101507101 | 4,240 | 380,645 | SH | SOLE | 372,259 | 0 | 8,386 | ||
CALAMOS CONV & HIGH INCOME F | COM SHS | 12811P108 | 2,779 | 194,614 | SH | SOLE | 189,392 | 0 | 5,222 | ||
CALAMOS CONV OPPORTUNITIES & | SH BEN INT | 128117108 | 942 | 69,595 | SH | SOLE | 68,441 | 0 | 1,154 | ||
CALAMOS DYNAMIC CONV & INCOM | COM | 12811V105 | 968 | 34,348 | SH | SOLE | 34,348 | 0 | 0 | ||
CALAMOS LNG SHR EQT DYNAMIC | COM | 12812C106 | 3,518 | 201,818 | SH | SOLE | 199,497 | 0 | 2,321 | ||
CBRE CLARION GLOBAL REAL EST | COM | 12504G100 | 741 | 107,718 | SH | SOLE | 107,718 | 0 | 0 | ||
CENTRAL SECS CORP | COM | 155123102 | 6,018 | 184,363 | SH | SOLE | 183,261 | 0 | 1,102 | ||
CHINA FD INC | COM | 169373107 | 2,079 | 72,780 | SH | SOLE | 72,104 | 0 | 676 | ||
CLOUGH GLOBAL EQUITY FD | COM | 18914C100 | 2,410 | 175,665 | SH | SOLE | 174,401 | 0 | 1,264 | ||
CLOUGH GLOBAL OPPORTUNITIES | SH BEN INT | 18914E106 | 1,221 | 109,908 | SH | SOLE | 109,908 | 0 | 0 | ||
COHEN & STEERS CLOSED END OP | COM | 19248P106 | 1,213 | 97,701 | SH | SOLE | 97,701 | 0 | 0 | ||
COHEN & STEERS QUALITY INCOM | COM | 19247L106 | 186 | 15,000 | SH | SOLE | 12,974 | 0 | 2,026 | ||
COLUMBIA SELIGM PREM TECH GR | COM | 19842X109 | 3,083 | 113,194 | SH | SOLE | 112,555 | 0 | 639 | ||
CREDIT SUISSE ASSET MGMT INC | COM | 224916106 | 84 | 26,557 | SH | SOLE | 26,557 | 0 | 0 | ||
CREDIT SUISSE HIGH YIELD BD | SH BEN INT | 22544F103 | 1,020 | 447,435 | SH | SOLE | 428,325 | 0 | 19,110 | ||
DELAWARE ENHANCED GBL DIV & | COM | 246060107 | 1,159 | 119,014 | SH | SOLE | 119,014 | 0 | 0 | ||
DELAWARE INVTS DIV & INCOME | COM | 245915103 | 1,197 | 129,367 | SH | SOLE | 129,012 | 0 | 355 | ||
DOUBLELINE INCOME SOLUTIONS | COM | 258622109 | 4,085 | 246,371 | SH | SOLE | 241,963 | 0 | 4,408 | ||
DOUBLELINE OPPORTUNISTIC CR | COM | 258623107 | 2,889 | 147,011 | SH | SOLE | 143,279 | 0 | 3,732 | ||
DUFF & PHELPS UTLITY AND INF | COM | 26433C105 | 127 | 10,414 | SH | SOLE | 10,414 | 0 | 0 | ||
EATON VANCE ENHANCED EQUITY | COM | 278274105 | 2,654 | 164,121 | SH | SOLE | 159,446 | 0 | 4,675 | ||
EATON VANCE FLOATING RATE 20 | COM | 27831H100 | 527 | 59,260 | SH | SOLE | 57,018 | 0 | 2,242 | ||
EATON VANCE HIGH INCOME 2021 | COM SH BEN INT | 27829W101 | 677 | 69,694 | SH | SOLE | 68,254 | 0 | 1,440 | ||
EATON VANCE LTD DURATION INC | COM | 27828H105 | 1,683 | 134,302 | SH | SOLE | 133,552 | 0 | 750 | ||
EATON VANCE SHORT DURATION D | COM | 27828V104 | 539 | 43,632 | SH | SOLE | 43,632 | 0 | 0 | ||
EATON VANCE SR FLTNG RTE TR | COM | 27828Q105 | 1,234 | 96,903 | SH | SOLE | 96,852 | 0 | 51 | ||
EATON VANCE TAX ADVT DIV INC | COM | 27828G107 | 316 | 13,356 | SH | SOLE | 13,164 | 0 | 192 | ||
EATON VANCE TAX MNGD BUY WRI | COM SH BEN INT | 27829M103 | 545 | 55,033 | SH | SOLE | 53,777 | 0 | 1,256 | ||
EATON VANCE TAX MNGED BUY WR | COM | 27828X100 | 908 | 60,559 | SH | SOLE | 59,929 | 0 | 630 | ||
EATON VANCE TAX-MANAGED DIVE | COM | 27828N102 | 639 | 52,161 | SH | SOLE | 51,191 | 0 | 970 | ||
EATON VANCE TAX-MANAGED GLOB | COM | 27829C105 | 1,937 | 200,100 | SH | SOLE | 196,615 | 0 | 3,485 | ||
EATON VANCE TAX-MANAGED GLOB | COM | 27829F108 | 1,166 | 132,926 | SH | SOLE | 132,780 | 0 | 146 | ||
EATON VANCE TX ADV GLBL DIV | COM | 27828S101 | 234 | 12,823 | SH | SOLE | 12,823 | 0 | 0 | ||
EUROPEAN EQUITY FD INC | COM | 298768102 | 1,608 | 154,600 | SH | SOLE | 154,600 | 0 | 0 | ||
FIRST EAGLE SENIOR LOAN FUND | COM NEW | 32010E100 | 1,115 | 79,828 | SH | SOLE | 79,828 | 0 | 0 | ||
FIRST TR / ABERDEEN EMERGING | COM | 33731K102 | 567 | 39,596 | SH | SOLE | 39,596 | 0 | 0 | ||
FIRST TR ABERDEEN GLBL OPP F | COM SHS | 337319107 | 2,273 | 215,496 | SH | SOLE | 212,885 | 0 | 2,611 | ||
FIRST TR DYNAMIC EUROPE EQUI | COM SHS | 33740d107 | 616 | 52,165 | SH | SOLE | 52,165 | 0 | 0 | ||
FIRST TR ENHANCED EQTY INC F | COM | 337318109 | 4,239 | 240,556 | SH | SOLE | 236,356 | 0 | 4,200 | ||
FIRST TR HIGH INCOME L/S FD | COM | 33738E109 | 785 | 53,115 | SH | SOLE | 51,380 | 0 | 1,735 | ||
FIRST TR SR FLOATING RATE 20 | COM SHS | 33740K101 | 1,804 | 200,682 | SH | SOLE | 195,969 | 0 | 4,713 | ||
FRANKLIN LTD DURATION INCOME | COM | 35472T101 | 622 | 66,061 | SH | SOLE | 64,235 | 0 | 1,826 | ||
FRANKLIN UNVL TR | SH BEN INT | 355145103 | 3,457 | 461,483 | SH | SOLE | 458,245 | 0 | 3,238 | ||
GABELLI CONV & INC SECS FD I | COM | 36240B109 | 713 | 114,037 | SH | SOLE | 106,725 | 0 | 7,312 | ||
GABELLI DIVID & INCOME TR | COM | 36242H104 | 6,821 | 317,850 | SH | SOLE | 314,735 | 0 | 3,115 | ||
GAMCO NAT RES GOLD & INCOME | SH BEN INT | 36465E101 | 163 | 31,870 | SH | SOLE | 30,625 | 0 | 1,245 | ||
GENERAL AMERN INVS CO INC | COM | 368802104 | 358 | 9,630 | SH | SOLE | 9,630 | 0 | 0 | ||
GUGGENHEIM ENHANCED EQUITY I | COM | 40167B100 | 1,968 | 300,489 | SH | SOLE | 297,873 | 0 | 2,616 | ||
HANCOCK JOHN INVS TR | COM | 410142103 | 700 | 40,556 | SH | SOLE | 40,088 | 0 | 468 | ||
HANCOCK JOHN INVT TR | TAX ADV GLB SH | 41013P749 | 531 | 95,953 | SH | SOLE | 95,953 | 0 | 0 | ||
HANCOCK JOHN PFD INCOME FD | SH BEN INT | 41013W108 | 1,312 | 66,675 | SH | SOLE | 66,675 | 0 | 0 | ||
HANCOCK JOHN PFD INCOME FD I | COM | 41013X106 | 1,757 | 92,451 | SH | SOLE | 92,144 | 0 | 307 | ||
HANCOCK JOHN PFD INCOME FD I | COM | 41021P103 | 827 | 47,838 | SH | SOLE | 42,872 | 0 | 4,966 | ||
HANCOCK JOHN TAX-ADVANTAGED | COM | 41013V100 | 247 | 11,759 | SH | SOLE | 11,759 | 0 | 0 | ||
HERZFELD CARIBBEAN BASIN FD | COM | 42804T106 | 616 | 120,509 | SH | SOLE | 120,509 | 0 | 0 | ||
HIGHLAND GLOBAL ALLOCATION F | COM | 43010T104 | 910 | 139,293 | SH | SOLE | 137,502 | 0 | 1,791 | ||
INVESCO HIGH INCOME 2023 TAR | COM | 46135X108 | 2,640 | 313,172 | SH | SOLE | 305,416 | 0 | 7,756 | ||
INVESCO SR INCOME TR | COM | 46131H107 | 501 | 125,905 | SH | SOLE | 122,944 | 0 | 2,961 | ||
IVY HIGH INCOME OPPORTUNITIE | COM | 465893105 | 761 | 57,331 | SH | SOLE | 57,331 | 0 | 0 | ||
JAPAN SMALLER CAPITALIZATION | COM | 47109U104 | 303 | 33,543 | SH | SOLE | 33,543 | 0 | 0 | ||
JOHN HANCOCK HEDGED EQUITY & | COM | 47804L102 | 2,584 | 225,866 | SH | SOLE | 225,866 | 0 | 0 | ||
KKR INCOME OPPORTUNITIES FD | COM | 48249T106 | 2,365 | 163,899 | SH | SOLE | 160,745 | 0 | 3,154 | ||
LIBERTY ALL STAR EQUITY FD | SH BEN INT | 530158104 | 2,184 | 316,586 | SH | SOLE | 314,762 | 0 | 1,824 | ||
LMP CAP & INCOME FD INC | COM | 50208A102 | 959 | 82,288 | SH | SOLE | 82,288 | 0 | 0 | ||
MACQUARIE / FIRST TR GLOBAL | COM | 55607W100 | 455 | 54,330 | SH | SOLE | 51,980 | 0 | 2,350 | ||
MACQUARIE GLOBAL INFRASTRUCT | COM | 55608D101 | 418 | 20,589 | SH | SOLE | 18,905 | 0 | 1,684 | ||
MFS CHARTER INCOME TR | SH BEN INT | 552727109 | 761 | 86,747 | SH | SOLE | 84,830 | 0 | 1,917 | ||
MFS INTER INCOME TR | SH BEN INT | 55273C107 | 812 | 213,019 | SH | SOLE | 211,150 | 0 | 1,869 | ||
MFS MULTIMARKET INCOME TR | SH BEN INT | 552737108 | 313 | 51,234 | SH | SOLE | 51,234 | 0 | 0 | ||
MORGAN STANLEY CHINA A SH FD | COM | 617468103 | 1,149 | 51,856 | SH | SOLE | 50,884 | 0 | 972 | ||
MORGAN STANLEY EMERGING MKTS | COM | 617477104 | 303 | 48,134 | SH | SOLE | 45,940 | 0 | 2,194 | ||
NEUBERGER BERMAN HIGH YIELD | COM | 64128C106 | 1,179 | 100,865 | SH | SOLE | 96,383 | 0 | 4,482 | ||
NEW GERMANY FD INC | COM | 644465106 | 4,357 | 228,932 | SH | SOLE | 224,244 | 0 | 4,688 | ||
NEW IRELAND FD INC | COM | 645673104 | 1,717 | 165,444 | SH | SOLE | 162,139 | 0 | 3,305 | ||
NUVEEN CORE EQUITY ALPHA FD | COM | 67090X107 | 4,987 | 354,467 | SH | SOLE | 349,980 | 0 | 4,487 | ||
NUVEEN CORPORATE INCM NOVEME | COM | 67077N106 | 1,274 | 138,510 | SH | SOLE | 133,415 | 0 | 5,095 | ||
NUVEEN CR OPPORTUNITIES 2022 | COM | 67075U102 | 1,733 | 215,591 | SH | SOLE | 213,797 | 0 | 1,794 | ||
NUVEEN CR STRATEGIES INCOME | COM SHS | 67073D102 | 1,858 | 293,500 | SH | SOLE | 287,992 | 0 | 5,508 | ||
NUVEEN DIVERSIFIED DIVID & I | COM | 6706EP105 | 195 | 22,256 | SH | SOLE | 22,256 | 0 | 0 | ||
NUVEEN DOW 30 DYNAMIC OVERWR | SHS | 67075F105 | 4,188 | 275,529 | SH | SOLE | 270,014 | 0 | 5,515 | ||
NUVEEN EMERGING MKTS DEBT 20 | COM | 67077P101 | 1,153 | 154,194 | SH | SOLE | 150,384 | 0 | 3,810 | ||
NUVEEN FLOATING RATE INCOME | COM | 67072T108 | 1,162 | 132,942 | SH | SOLE | 130,931 | 0 | 2,011 | ||
NUVEEN NASDAQ 100 DYNAMIC OV | COM SHS | 670699107 | 3,504 | 134,712 | SH | SOLE | 133,634 | 0 | 1,078 | ||
NUVEEN PFD & INCM SECURTIES | COM | 67072C105 | 233 | 23,900 | SH | SOLE | 23,900 | 0 | 0 | ||
NUVEEN PFD & INCOME OPPORTUN | COM | 67073B106 | 671 | 70,618 | SH | SOLE | 70,618 | 0 | 0 | ||
NUVEEN PFD & INCOME TERM FD | COM | 67075A106 | 203 | 8,236 | SH | SOLE | 8,236 | 0 | 0 | ||
NUVEEN REAL ASSET INCOME & G | COM | 67074Y105 | 209 | 15,500 | SH | SOLE | 15,500 | 0 | 0 | ||
NUVEEN REAL ESTATE INCOME FD | COM | 67071B108 | 247 | 29,209 | SH | SOLE | 29,209 | 0 | 0 | ||
NUVEEN S&P 500 BUY-WRITE INC | COM | 6706ER101 | 2,881 | 223,697 | SH | SOLE | 221,347 | 0 | 2,350 | ||
NUVEEN S&P 500 DYNAMIC OVERW | COM | 6706EW100 | 3,210 | 210,659 | SH | SOLE | 207,839 | 0 | 2,820 | ||
NUVEEN SR INCOME FD | COM | 67067Y104 | 430 | 82,900 | SH | SOLE | 82,900 | 0 | 0 | ||
NUVEEN TAX-ADVANTAGED DIVID | COM | 67073G105 | 4,727 | 332,395 | SH | SOLE | 329,453 | 0 | 2,942 | ||
NUVEEN TX ADV TOTAL RET STRG | COM | 67090H102 | 2,983 | 316,621 | SH | SOLE | 310,534 | 0 | 6,087 | ||
PGIM GLOBAL HIGH YIELD FD FO | COM | 69346J106 | 1,037 | 71,376 | SH | SOLE | 69,101 | 0 | 2,275 | ||
PGIM HIGH YIELD BOND FUND IN | COM | 69346H100 | 565 | 37,659 | SH | SOLE | 37,659 | 0 | 0 | ||
PIONEER FLOATING RATE TR | COM | 72369J102 | 107 | 10,509 | SH | SOLE | 10,387 | 0 | 122 | ||
PUTNAM MASTER INTER INCOME T | SH BEN INT | 746909100 | 2,188 | 517,250 | SH | SOLE | 499,384 | 0 | 17,866 | ||
PUTNAM PREMIER INCOME TR | SH BEN INT | 746853100 | 3,459 | 743,881 | SH | SOLE | 724,883 | 0 | 18,998 | ||
RIVERNORTH DOUBLELINE STRATE | COM | 76882G107 | 1,187 | 82,909 | SH | SOLE | 80,892 | 0 | 2,017 | ||
ROYCE MICRO-CAP TR INC | COM | 780915104 | 2,580 | 254,984 | SH | SOLE | 249,428 | 0 | 5,556 | ||
ROYCE VALUE TR INC | COM | 780910105 | 1,918 | 118,851 | SH | SOLE | 116,739 | 0 | 2,112 | ||
SOURCE CAP INC | COM | 836144105 | 3,692 | 92,511 | SH | SOLE | 91,407 | 0 | 1,104 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 2,932 | 7,842 | SH | SOLE | 7,821 | 0 | 21 | ||
SPECIAL OPPORTUNITIES FD INC | COM | 84741T104 | 3,222 | 228,816 | SH | SOLE | 226,672 | 0 | 2,144 | ||
SPROTT FOCUS TR INC | COM | 85208J109 | 5,748 | 833,073 | SH | SOLE | 824,926 | 0 | 8,147 | ||
SWISS HELVETIA FD INC | COM | 870875101 | 497 | 55,537 | SH | SOLE | 55,537 | 0 | 0 | ||
TAIWAN FD INC | COM | 874036106 | 461 | 17,973 | SH | SOLE | 17,973 | 0 | 0 | ||
TEKLA HEALTHCARE INVS | SH BEN INT | 87911J103 | 996 | 41,780 | SH | SOLE | 40,728 | 0 | 1,052 | ||
TEKLA LIFE SCIENCES INVS | SH BEN INT | 87911K100 | 369 | 18,696 | SH | SOLE | 18,696 | 0 | 0 | ||
TEMPLETON DRAGON FD INC | COM | 88018T101 | 1,561 | 66,836 | SH | SOLE | 65,018 | 0 | 1,818 | ||
TEMPLETON EMERGING MKTS INCO | COM | 880192109 | 1,089 | 140,127 | SH | SOLE | 140,127 | 0 | 0 | ||
TEMPLETON GLOBAL INCOME FD | COM | 880198106 | 593 | 107,883 | SH | SOLE | 107,744 | 0 | 139 | ||
TORTOISE ESSENTIAL ASSETS IN | COM SH BEN INT | 89148A103 | 2,309 | 176,780 | SH | SOLE | 176,780 | 0 | 0 | ||
TRI CONTL CORP | COM | 895436103 | 957 | 32,487 | SH | SOLE | 32,487 | 0 | 0 | ||
VIRTUS GLOBAL MULTI-SECTOR I | COM | 92829B101 | 2,639 | 217,954 | SH | SOLE | 215,290 | 0 | 2,664 | ||
VOYA ASIA PAC HIGH DIV EQT I | COM | 92912J102 | 1,006 | 116,626 | SH | SOLE | 115,810 | 0 | 816 | ||
VOYA EMERGING MKTS HIGH DIVI | COM | 92912P108 | 545 | 75,075 | SH | SOLE | 73,653 | 0 | 1,422 | ||
VOYA GLBL ADV & PREM OPP FD | COM | 92912R104 | 898 | 102,608 | SH | SOLE | 102,608 | 0 | 0 | ||
VOYA GLBL EQTY DIV & PREM OP | COM | 92912T100 | 615 | 117,861 | SH | SOLE | 117,861 | 0 | 0 | ||
VOYA INTL HIGH DIV EQTY INM | COM | 92912Y109 | 172 | 37,521 | SH | SOLE | 35,966 | 0 | 1,555 | ||
VOYA PRIME RATE TR | SH BEN INT | 92913A100 | 1,643 | 367,521 | SH | SOLE | 347,154 | 0 | 20,367 | ||
WELLS FARGO ADV MULTI SCTR I | COM | 94987D101 | 2,377 | 195,803 | SH | SOLE | 187,680 | 0 | 8,123 | ||
WELLS FARGO ADVANTAGE INCOME | WF INC OPPTY FD | 94987B105 | 2,770 | 339,442 | SH | SOLE | 328,592 | 0 | 10,850 | ||
WELLS FARGO GLOBAL DIVIDEND | COM | 94987C103 | 1,018 | 209,876 | SH | SOLE | 209,876 | 0 | 0 | ||
WESTERN ASSET GLOBAL CP DEFI | COM | 95790C107 | 474 | 26,213 | SH | SOLE | 24,231 | 0 | 1,982 | ||
WESTERN ASSET HIGH INCOME OP | COM | 95766K109 | 388 | 78,438 | SH | SOLE | 78,438 | 0 | 0 | ||
WESTERN ASSET HIGH YIELD DEF | COM | 95768B107 | 253 | 16,439 | SH | SOLE | 16,439 | 0 | 0 | ||
WESTERN ASSET INVESTMENT GRA | COM | 95766T100 | 293 | 18,430 | SH | SOLE | 18,430 | 0 | 0 | ||
WESTERN ASSET INVT GRADE DEF | COM | 95790A101 | 215 | 9,635 | SH | SOLE | 9,635 | 0 | 0 | ||
WESTERN ASSET PREMIER BD FD | SHS BEN INT | 957664105 | 166 | 11,713 | SH | SOLE | 11,713 | 0 | 0 |