The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABERDEEN GLOBAL DYNAMIC DIVI | COM | 00302M106 | 3,497 | 373,263 | SH | SOLE | 372,215 | 0 | 1,048 | ||
ABERDEEN TOTAL DYNAMIC DIVD | COM SH BEN INT | 00326L100 | 1,234 | 152,709 | SH | SOLE | 151,525 | 0 | 1,184 | ||
ABRDN ASIA PACIFIC INCOME FU | COM | 003009107 | 234 | 80,304 | SH | SOLE | 70,806 | 0 | 9,498 | ||
ABRDN AUSTRALIA EQUITY FD IN | COM | 003011103 | 130 | 28,173 | SH | SOLE | 28,173 | 0 | 0 | ||
ABRDN EMRG MKTS EQTY INCM FD | COM | 00301W105 | 120 | 21,688 | SH | SOLE | 21,688 | 0 | 0 | ||
ABRDN JAPAN EQUITY FUND INC | COM | 00306J109 | 197 | 35,451 | SH | SOLE | 35,451 | 0 | 0 | ||
ADAMS DIVERSIFIED EQUITY FD | COM | 006212104 | 6,608 | 430,758 | SH | SOLE | 426,039 | 0 | 4,719 | ||
ALLSPRING GLOBAL DIVIDEND OP | COM | 94987C103 | 270 | 61,953 | SH | SOLE | 61,953 | 0 | 0 | ||
ALLSPRING INCOME OPPORTUNIT | INC OPPTY FD | 94987B105 | 1,401 | 215,932 | SH | SOLE | 215,932 | 0 | 0 | ||
ALLSPRING MULTI SECTOR INCOM | COM | 94987D101 | 842 | 87,969 | SH | SOLE | 87,969 | 0 | 0 | ||
APOLLO SR FLOATING RATE FD I | COM | 037636107 | 1,389 | 108,267 | SH | SOLE | 107,087 | 0 | 1,180 | ||
APOLLO TACTICAL INCOME FD IN | COM | 037638103 | 3,657 | 303,763 | SH | SOLE | 297,704 | 0 | 6,059 | ||
ARES DYNAMIC CR ALLOCATION F | COM | 04014F102 | 2,674 | 219,169 | SH | SOLE | 218,102 | 0 | 1,067 | ||
BANCROFT FD LTD | COM | 059695106 | 586 | 32,435 | SH | SOLE | 32,435 | 0 | 0 | ||
BARINGS GLOBAL SHORT DURATIO | COM | 06760L100 | 2,938 | 225,846 | SH | SOLE | 223,525 | 0 | 2,321 | ||
BLACKROCK DEBT STRATEGIES FD | COM NEW | 09255R202 | 3,550 | 388,409 | SH | SOLE | 380,922 | 0 | 7,487 | ||
BLACKROCK ENHANCD CAP & INM | COM | 09256A109 | 4,927 | 280,261 | SH | SOLE | 277,806 | 0 | 2,455 | ||
BLACKROCK ENHANCED INTL DIV | COM BENE INTER | 092524107 | 1,506 | 297,576 | SH | SOLE | 297,576 | 0 | 0 | ||
BLACKROCK ESG CAP ALLC TR | SHS BEN INT | 09262F100 | 680 | 47,522 | SH | SOLE | 46,990 | 0 | 532 | ||
BLACKROCK FLOATING RATE INC | COM | 091941104 | 1,272 | 115,392 | SH | SOLE | 115,392 | 0 | 0 | ||
BLACKROCK FLOATING RATE INCO | COM | 09255X100 | 1,155 | 101,381 | SH | SOLE | 100,396 | 0 | 985 | ||
BLACKROCK LTD DURATION INCOM | COM SHS | 09249W101 | 336 | 26,528 | SH | SOLE | 25,866 | 0 | 662 | ||
BLACKROCK MULTI SECTOR INC T | COM | 09258A107 | 1,130 | 79,512 | SH | SOLE | 78,329 | 0 | 1,183 | ||
BLACKSTONE LONG SHORT CR INC | COM SHS BN INT | 09257D102 | 2,019 | 175,554 | SH | SOLE | 172,142 | 0 | 3,412 | ||
BLACKSTONE SENIOR FLOATNG RA | COM | 09256U105 | 706 | 53,062 | SH | SOLE | 50,785 | 0 | 2,277 | ||
BLACKSTONE STRATEGIC CREDIT | COM SHS BEN IN | 09257R101 | 2,890 | 258,731 | SH | SOLE | 256,376 | 0 | 2,355 | ||
BNY MELLON HIGH YIELD STRATE | SH BEN INT | 09660L105 | 1,641 | 722,786 | SH | SOLE | 719,851 | 0 | 2,935 | ||
CALAMOS LNG SHR EQT DYNAMIC | COM | 12812C106 | 3,466 | 210,034 | SH | SOLE | 207,994 | 0 | 2,040 | ||
CALAMOS STRATEGIC TOTAL RETU | COM SH BEN INT | 128125101 | 5,650 | 430,977 | SH | SOLE | 426,954 | 0 | 4,023 | ||
CENTRAL & EASTERN EUROPE FD | COM | 153436100 | 151 | 15,117 | SH | SOLE | 15,117 | 0 | 0 | ||
CENTRAL SECS CORP | COM | 155123102 | 2,052 | 58,289 | SH | SOLE | 57,769 | 0 | 520 | ||
CHINA FD INC | COM | 169373107 | 584 | 37,586 | SH | SOLE | 37,586 | 0 | 0 | ||
CLOUGH GLOBAL DIVID & INCOME | COM | 18913Y103 | 522 | 64,157 | SH | SOLE | 61,913 | 0 | 2,244 | ||
COHEN & STEERS LTD DURATION | COM | 19248C105 | 322 | 16,264 | SH | SOLE | 16,264 | 0 | 0 | ||
COLUMBIA SELIGM PREM TECH GR | COM | 19842X109 | 308 | 12,271 | SH | SOLE | 11,991 | 0 | 280 | ||
CREDIT SUISSE ASSET MGMT INC | COM | 224916106 | 143 | 52,477 | SH | SOLE | 52,477 | 0 | 0 | ||
CREDIT SUISSE HIGH YIELD BD | SH BEN INT | 22544F103 | 789 | 417,721 | SH | SOLE | 404,037 | 0 | 13,684 | ||
DELAWARE INVTS DIVID & INCOM | COM | 245915103 | 426 | 50,189 | SH | SOLE | 50,189 | 0 | 0 | ||
DOUBLELINE INCOME SOLUTIONS | COM | 258622109 | 1,432 | 118,031 | SH | SOLE | 115,491 | 0 | 2,540 | ||
DOUBLELINE OPPORTUNISTIC CR | COM | 258623107 | 168 | 10,761 | SH | SOLE | 10,761 | 0 | 0 | ||
DOUBLELINE YIELD OPPORTUNITI | COM | 25862D105 | 734 | 51,177 | SH | SOLE | 50,320 | 0 | 857 | ||
EATON VANCE ENHANCED EQUITY | COM | 278274105 | 1,210 | 81,948 | SH | SOLE | 79,086 | 0 | 2,862 | ||
EATON VANCE ENHANCED EQUITY | COM | 278277108 | 1,441 | 89,004 | SH | SOLE | 88,942 | 0 | 62 | ||
EATON VANCE FLTING RATE INC | COM | 278279104 | 1,966 | 166,876 | SH | SOLE | 162,217 | 0 | 4,659 | ||
EATON VANCE SR FLTNG RTE TR | COM | 27828Q105 | 1,677 | 136,683 | SH | SOLE | 132,515 | 0 | 4,168 | ||
EATON VANCE SR INCOME TR | SH BEN INT | 27826S103 | 1,283 | 235,047 | SH | SOLE | 226,571 | 0 | 8,476 | ||
EATON VANCE TAX-ADVANTAGED G | COM | 27828U106 | 437 | 19,768 | SH | SOLE | 19,639 | 0 | 129 | ||
EATON VANCE TAX-MANAGED DIVE | COM | 27828N102 | 712 | 62,802 | SH | SOLE | 62,802 | 0 | 0 | ||
EATON VANCE TAX-MANAGED GLOB | COM | 27829F108 | 4,032 | 523,008 | SH | SOLE | 516,765 | 0 | 6,243 | ||
EATON VANCE TAX-MANAGED GLOB | COM | 27829C105 | 2,464 | 296,560 | SH | SOLE | 292,335 | 0 | 4,225 | ||
EATON VANCE TX ADV GLBL DIV | COM | 27828S101 | 5,080 | 315,325 | SH | SOLE | 313,397 | 0 | 1,928 | ||
ELLSWORTH GROWTH & INCOME FD | COM | 289074106 | 266 | 31,210 | SH | SOLE | 30,006 | 0 | 1,204 | ||
EUROPEAN EQUITY FD INC | COM | 298768102 | 1,850 | 259,156 | SH | SOLE | 259,156 | 0 | 0 | ||
FIRST TR ENERGY INFRASTRCTR | COM | 33738C103 | 513 | 35,853 | SH | SOLE | 33,187 | 0 | 2,666 | ||
FIRST TR ENHANCED EQUITY INC | COM | 337318109 | 4,015 | 245,717 | SH | SOLE | 244,514 | 0 | 1,203 | ||
FIRST TR HIGH INCOME LONG / | COM | 33738E109 | 1,596 | 139,989 | SH | SOLE | 134,888 | 0 | 5,101 | ||
FIRST TR HIGH YIELD OPPRT 20 | COM | 33741Q107 | 279 | 19,179 | SH | SOLE | 19,179 | 0 | 0 | ||
FIRST TR SPECIALTY FIN & FIN | COM BEN INTR | 33733G109 | 343 | 107,564 | SH | SOLE | 104,122 | 0 | 3,442 | ||
FIRST TR SR FLTG RATE INCOME | COM | 33733U108 | 256 | 25,642 | SH | SOLE | 25,642 | 0 | 0 | ||
FRANKLIN LTD DURATION INCOME | COM | 35472T101 | 277 | 41,000 | SH | SOLE | 39,183 | 0 | 1,817 | ||
GABELLI DIVID & INCOME TR | COM | 36242H104 | 9,325 | 455,968 | SH | SOLE | 453,931 | 0 | 2,037 | ||
GABELLI GLOBAL SMALL & MID C | COM | 36249W104 | 153 | 13,898 | SH | SOLE | 13,898 | 0 | 0 | ||
GENERAL AMERN INVS CO INC | COM | 368802104 | 5,383 | 152,248 | SH | SOLE | 151,206 | 0 | 1,042 | ||
HANCOCK JOHN INVT TR | TAX ADV GLB SH | 41013P749 | 112 | 20,803 | SH | SOLE | 20,803 | 0 | 0 | ||
HIGHLAND GLOBAL ALLOCATION F | COM | 43010T104 | 3,757 | 388,530 | SH | SOLE | 388,132 | 0 | 398 | ||
INVESCO HIGH INCOME TR II | COM | 46131F101 | 1,163 | 111,322 | SH | SOLE | 108,484 | 0 | 2,838 | ||
INVESCO SR INCOME TR | COM | 46131H107 | 111 | 28,435 | SH | SOLE | 28,435 | 0 | 0 | ||
JAPAN SMALLER CAPITALIZATION | COM | 47109U104 | 357 | 56,523 | SH | SOLE | 56,523 | 0 | 0 | ||
JOHN HANCOCK HEDGED EQUITY & | COM | 47804L102 | 611 | 51,927 | SH | SOLE | 51,535 | 0 | 392 | ||
KKR INCOME OPPORTUNITIES FD | COM | 48249T106 | 2,249 | 193,194 | SH | SOLE | 191,147 | 0 | 2,047 | ||
KOREA FD INC | COM NEW | 500634209 | 269 | 11,069 | SH | SOLE | 11,069 | 0 | 0 | ||
LMP CAP & INCOME FD INC | COM | 50208A102 | 418 | 33,928 | SH | SOLE | 33,928 | 0 | 0 | ||
MADISON COVERED CALL & EQUIT | COM | 557437100 | 466 | 68,708 | SH | SOLE | 68,708 | 0 | 0 | ||
MAINSTAY CBRE GBL INFRSTR ME | COM | 56064Q107 | 274 | 17,234 | SH | SOLE | 17,234 | 0 | 0 | ||
MEXICO EQUITY & INCOME FD | COM | 592834105 | 133 | 16,525 | SH | SOLE | 16,525 | 0 | 0 | ||
MFS CHARTER INCOME TR | SH BEN INT | 552727109 | 718 | 113,949 | SH | SOLE | 113,817 | 0 | 132 | ||
MFS MULTIMARKET INCOME TR | SH BEN INT | 552737108 | 771 | 169,090 | SH | SOLE | 169,090 | 0 | 0 | ||
MORGAN STANLEY CHINA A SH FD | COM | 617468103 | 692 | 40,884 | SH | SOLE | 40,884 | 0 | 0 | ||
NEUBERGER BERMAN HIGH YIELD | COM | 64128C106 | 442 | 52,782 | SH | SOLE | 52,782 | 0 | 0 | ||
NEUBERGER BERMAN NEXT GENERA | COMMON STOCK | 64133Q108 | 529 | 53,298 | SH | SOLE | 49,506 | 0 | 3,792 | ||
NEW GERMANY FD INC | COM | 644465106 | 1,659 | 196,628 | SH | SOLE | 195,912 | 0 | 716 | ||
NUVEEN CORE EQUITY ALPHA FD | COM | 67090X107 | 3,604 | 269,971 | SH | SOLE | 269,193 | 0 | 778 | ||
NUVEEN CR STRATEGIES INCOME | COM SHS | 67073D102 | 1,711 | 328,967 | SH | SOLE | 323,380 | 0 | 5,587 | ||
NUVEEN DOW 30 DYNMC OVERWRT | SHS | 67075F105 | 4,324 | 282,988 | SH | SOLE | 282,802 | 0 | 186 | ||
NUVEEN EMERGING MKTS DEBT 20 | COM | 67077P101 | 951 | 142,192 | SH | SOLE | 142,192 | 0 | 0 | ||
NUVEEN FLOATING RATE INCOME | COM | 67072T108 | 1,619 | 194,113 | SH | SOLE | 194,113 | 0 | 0 | ||
NUVEEN FLOATING RATE INCOME | COM SHS | 6706EN100 | 519 | 63,563 | SH | SOLE | 63,563 | 0 | 0 | ||
NUVEEN GLOBAL HIGH INCOME FD | SHS | 67075G103 | 119 | 10,251 | SH | SOLE | 10,251 | 0 | 0 | ||
NUVEEN MULTI ASSET INCOME FU | COM | 670750108 | 1,130 | 85,617 | SH | SOLE | 85,617 | 0 | 0 | ||
NUVEEN PFD & INCM SECURTIES | COM | 67072C105 | 1,508 | 207,686 | SH | SOLE | 205,657 | 0 | 2,029 | ||
NUVEEN PFD & INCOME OPPORTUN | COM | 67073B106 | 108 | 14,160 | SH | SOLE | 14,160 | 0 | 0 | ||
NUVEEN REAL ASSET INCOME & G | COM | 67074Y105 | 1,155 | 88,357 | SH | SOLE | 88,357 | 0 | 0 | ||
NUVEEN S&P 500 BUY-WRITE INC | COM | 6706ER101 | 3,115 | 251,782 | SH | SOLE | 246,335 | 0 | 5,447 | ||
NUVEEN SHORT DURATION CR OPP | COM | 67074X107 | 1,483 | 123,252 | SH | SOLE | 120,762 | 0 | 2,490 | ||
NUVEEN SR INCOME FD | COM | 67067Y104 | 2,471 | 515,853 | SH | SOLE | 505,391 | 0 | 10,462 | ||
PGIM GLOBAL HIGH YIELD FD FO | COM | 69346J106 | 241 | 21,040 | SH | SOLE | 21,040 | 0 | 0 | ||
PGIM SHORT DUR HIG YLD OPP F | COM | 69355J104 | 250 | 16,800 | SH | SOLE | 16,800 | 0 | 0 | ||
PIMCO DYNAMIC INCOME OPRNTS | COM BEN SHS | 69355M107 | 2,317 | 167,305 | SH | SOLE | 164,026 | 0 | 3,279 | ||
PIONEER DIVERSIFIED HIGH INC | COM | 723653101 | 1,391 | 128,296 | SH | SOLE | 127,140 | 0 | 1,156 | ||
PIONEER FLOATING RATE FUND I | COM | 72369J102 | 1,589 | 178,925 | SH | SOLE | 174,400 | 0 | 4,525 | ||
PIONEER HIGH INCOME FUND INC | COM | 72369H106 | 1,742 | 246,709 | SH | SOLE | 244,444 | 0 | 2,265 | ||
PUTNAM MASTER INTER INCOME T | SH BEN INT | 746909100 | 632 | 185,323 | SH | SOLE | 185,323 | 0 | 0 | ||
PUTNAM PREMIER INCOME TR | SH BEN INT | 746853100 | 243 | 64,028 | SH | SOLE | 64,028 | 0 | 0 | ||
RIVERNORTH DOUBLELINE STRATE | COM | 76882G107 | 187 | 17,175 | SH | SOLE | 17,175 | 0 | 0 | ||
ROYCE GLOBAL VALUE TR INC | COM | 78081T104 | 327 | 36,666 | SH | SOLE | 35,526 | 0 | 1,140 | ||
ROYCE MICRO-CAP TR INC | COM | 780915104 | 4,557 | 545,147 | SH | SOLE | 538,144 | 0 | 7,003 | ||
SOURCE CAP INC | COM | 836144105 | 3,392 | 90,864 | SH | SOLE | 90,657 | 0 | 207 | ||
SPROTT FOCUS TR INC | COM | 85208J109 | 3,435 | 454,316 | SH | SOLE | 450,506 | 0 | 3,810 | ||
SRH TOTAL RETURN FUND INC | COM | 101507101 | 2,723 | 227,881 | SH | SOLE | 224,793 | 0 | 3,088 | ||
SWISS HELVETIA FD INC | COM | 870875101 | 1,042 | 132,548 | SH | SOLE | 129,680 | 0 | 2,868 | ||
TAIWAN FD INC | COM | 874036106 | 852 | 33,921 | SH | SOLE | 33,543 | 0 | 378 | ||
TEKLA HEALTHCARE OPPORTUNITI | SHS | 879105104 | 695 | 34,868 | SH | SOLE | 34,868 | 0 | 0 | ||
TEKLA LIFE SCIENCES INVS | SH BEN INT | 87911K100 | 809 | 56,867 | SH | SOLE | 55,250 | 0 | 1,617 | ||
TEMPLETON DRAGON FD INC | COM | 88018T101 | 758 | 53,186 | SH | SOLE | 53,186 | 0 | 0 | ||
TEMPLETON EMERGING MKTS FD | COM | 880191101 | 218 | 18,212 | SH | SOLE | 18,212 | 0 | 0 | ||
TEMPLETON EMERGING MKTS INCO | COM | 880192109 | 407 | 75,434 | SH | SOLE | 75,434 | 0 | 0 | ||
TEMPLETON GLOBAL INCOME FD | COM | 880198106 | 1,177 | 266,975 | SH | SOLE | 259,358 | 0 | 7,617 | ||
THORNBURG INCM BUILDER OPP T | COM | 885213108 | 372 | 25,618 | SH | SOLE | 25,618 | 0 | 0 | ||
TRI CONTL CORP | COM | 895436103 | 6,457 | 246,752 | SH | SOLE | 245,921 | 0 | 831 | ||
VIRTUS ARTIFICIAL INTELLIGEN | COM | 92838Y100 | 523 | 32,315 | SH | SOLE | 32,315 | 0 | 0 | ||
VIRTUS CONVERTIBLE & INC FD | COM | 92838U108 | 1,187 | 375,667 | SH | SOLE | 375,344 | 0 | 323 | ||
VIRTUS DIVIDEND INTEREST & P | COM | 92840R101 | 6,846 | 593,273 | SH | SOLE | 591,185 | 0 | 2,088 | ||
VIRTUS EQUITY & CONV INCM FD | COM | 92841M101 | 2,901 | 139,813 | SH | SOLE | 137,879 | 0 | 1,934 | ||
VIRTUS GLOBAL MULTI-SECTOR I | COM | 92829B101 | 3,055 | 369,867 | SH | SOLE | 361,473 | 0 | 8,394 | ||
VOYA ASIA PAC HIGH DIV EQT I | COM | 92912J102 | 1,215 | 174,635 | SH | SOLE | 170,070 | 0 | 4,565 | ||
VOYA EMERGING MKTS HIGH DIVI | COM | 92912P108 | 397 | 68,904 | SH | SOLE | 68,904 | 0 | 0 | ||
VOYA GLBL ADV & PREM OPP FD | COM | 92912R104 | 2,175 | 238,778 | SH | SOLE | 238,364 | 0 | 414 | ||
VOYA GLBL EQTY DIV & PREM OP | COM | 92912T100 | 203 | 36,822 | SH | SOLE | 36,822 | 0 | 0 | ||
VOYA INFRASTRUCTURE INDLS & | COM | 92912X101 | 276 | 28,286 | SH | SOLE | 28,286 | 0 | 0 | ||
WESTERN ASSET GBL HIGH INC F | COM | 95766B109 | 1,928 | 273,446 | SH | SOLE | 272,268 | 0 | 1,178 | ||
WESTERN ASSET HIGH INCOME OP | COM | 95766K109 | 1,467 | 370,372 | SH | SOLE | 369,931 | 0 | 441 | ||
WESTERN ASST INFLTN LKD INM | COM SH BEN INT | 95766Q106 | 157 | 16,100 | SH | SOLE | 16,100 | 0 | 0 |