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Clear Harbor Asset Management

Filed: 21 Jan 22, 3:15pm

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE

OMB APPROVAL
OMB Number:3235-0006
Expires:Oct 31, 2018
Estimated average burden
hours per response:23.8

COLUMN 1COLUMN 2COLUMN 3COLUMN 4COLUMN 5COLUMN 6COLUMN 7COLUMN 8
VALUESHRS ORSH/PUT/INVESTMENTOTHERVOTING AUTHORITY
NAME OF ISSUERTITLE OF CLASSCUSIP(x$1000)PRN AMTPRNCALLDISCRETIONMANAGERSOLESHAREDNONE
3M COCOM88579Y1014,01922,624SH SOLE 22,62400
ABBOTT LABSCOM0028241002,44017,337SH SOLE 17,33700
ABBVIE INCCOM00287Y1092,13815,791SH SOLE 15,79100
ABERCROMBIE & FITCH COCL A00289620757016,375SH SOLE 16,37500
ACE CONVERGENCE ACQU CORPCL AG0083D12010810,800SH SOLE 10,80000
ADVANCED MICRO DEVICES INCCOM0079031072531,760SH SOLE 1,76000
AES CORPCOM00130H1052359,675SH SOLE 9,67500
AFRICAN GOLD ACQUISITION COR*W EXP 03/31/202G0112R12481164,531SH SOLE 164,53100
AFRICAN GOLD ACQUISITION CORSHS CL AG0112R1081,029106,292SH SOLE 106,29200
AIR PRODS & CHEMS INCCOM0091581065321,749SH SOLE 1,74900
ALASKA AIR GROUP INCCOM0116591092615,000SHCallSOLE 5,00000
ALASKA AIR GROUP INCCOM0116591092,06439,615SH SOLE 39,61500
ALIBABA GROUP HLDG LTDSPONSORED ADS01609W1021,0869,146SH SOLE 9,14600
ALLIANCE DATA SYSTEMS CORPCOM0185811082984,469SH SOLE 4,46900
ALLSTATE CORPCOM0200021012942,500SH SOLE 2,50000
ALPHABET INCCAP STK CL A02079K3056,9242,390SH SOLE 2,39000
ALPHABET INCCAP STK CL C02079K10713,4494,648SH SOLE 4,64800
ALPHABET INCCAP STK CL C02079K107289100SHPutSOLE 10000
ALTICE USA INCCL A02156K10316210,000SHCallSOLE 10,00000
ALTICE USA INCCL A02156K10374145,819SH SOLE 45,81900
AMAZON COM INCCOM0231351062,641792SH SOLE 79200
AMBAC FINL GROUP INC*W EXP 04/30/2020231391166415,296SH SOLE 15,29600
AMC ENTMT HLDGS INCCL A COM00165C1041,45553,500SHPutSOLE 53,50000
AMC NETWORKS INCCL A00164V1031,32438,455SH SOLE 38,45500
AMERICAN AXLE & MFG HLDGS INCOM02406110388995,330SH SOLE 95,33000
AMERICAN EQTY INVT LIFE HLDCOM02567620655114,160SH SOLE 14,16000
AMERICAN EXPRESS COCOM0258161093762,300SH SOLE 2,30000
AMERICAN WTR WKS CO INC NEWCOM03042010335,399187,434SH SOLE 187,43400
AMERISOURCEBERGEN CORPCOM03073E1051,42110,692SH SOLE 10,69200
AMGEN INCCOM0311621001,3405,958SH SOLE 5,95800
AMPLIFY ENERGY CORP NEWCOM03212B103358115,000SH SOLE 115,00000
AMRYT PHARMA PLCSPONSORED ADS03217L10637734,891SH SOLE 34,89100
ANTARES PHARMA INCCOM03664210613036,400SH SOLE 36,40000
ANTERO MIDSTREAM CORPCOM03676B10275377,750SH SOLE 77,75000
ANTERO RESOURCES CORPCOM03674X1062,598148,459SH SOLE 148,45900
APOLLO INVT CORPCOM NEW03761U5025,637440,755SH SOLE 440,75500
APOLLO STRATEGIC GRWT CPTL ISHS CL AG0412A10215115,435SH SOLE 15,43500
APPLE INCCOM03783310042,592239,862SH SOLE 239,86200
APPLE INCCOM0378331001,4218,000SHPutSOLE 8,00000
APPLIED MATLS INCCOM0382221051,5429,799SH SOLE 9,79900
ARCH CAP GROUP LTDORDG0450A1051,07624,200SH SOLE 24,20000
ARCHER DANIELS MIDLAND COCOM0394831022373,502SH SOLE 3,50200
ARCONIC CORPORATIONCOM03966V10739812,058SH SOLE 12,05800
ARDMORE SHIPPING CORPCOMY0207T1005014,900SH SOLE 14,90000
ARES ACQUISITION CORPORATIONCOM CL AG3303210633734,618SH SOLE 34,61800
ARGO GROUP INTL HLDGS LTDCOMG0464B10767111,540SH SOLE 11,54000
ARK ETF TRINNOVATION ETF00214Q1046256,612SH SOLE 6,61200
ARK ETF TRNEXT GNRTN INTER00214Q4012351,985SH SOLE 1,98500
ARROWROOT ACQUISITION CORPCL A COM04282M10224325,000SH SOLE 25,00000
ASML HOLDING N VN Y REGISTRY SHSN070592101,0641,337SH SOLE 1,33700
ASSURED GUARANTY LTDCOMG0585R10681016,142SH SOLE 16,14200
AT&T INCCOM00206R10224610,000SHCallSOLE 10,00000
AT&T INCCOM00206R10299840,567SH SOLE 40,56700
AUSTERLITZ ACQUISITION CORPSHS CL AG0633D10942243,500SH SOLE 43,50000
AUTODESK INCCOM0527691061,6916,015SH SOLE 6,01500
AXIS CAP HLDGS LTDSHSG0692U1092554,675SH SOLE 4,67500
BANCO BRADESCO S ASP ADR PFD NEW05946030311333,083SH SOLE 33,08300
BANK OF NT BUTTERFIELD&SON LSHS NEWG0772R2083509,180SH SOLE 9,18000
BARINGS GLOBAL SHORT DURATIOCOM06760L10037321,535SH SOLE 21,53500
BARNES & NOBLE ED INCCOM06777U101878129,000SH SOLE 129,00000
BED BATH & BEYOND INCCOM0758961002,258154,885SH SOLE 154,88500
BENESSERE CAPITAL ACQUSTN COCOM CL A08179B10398697,200SHPutSOLE 97,20000
BERKSHIRE HATHAWAY INC DELCL A0846701084461SH SOLE 100
BERKSHIRE HATHAWAY INC DELCL B NEW08467070212,69742,466SH SOLE 42,46600
BGC PARTNERS INCCL A05541T1018418,000SH SOLE 18,00000
BGSF INCCOM05601C1051,38896,753SH SOLE 96,75300
BK OF AMERICA CORPCOM0605051041,29629,131SH SOLE 29,13100
BLACK STONE MINERALS L PCOM UNIT09225M10158156,257SH SOLE 56,25700
BLACKROCK INCOME TR INCCOM09247F1007212,775SH SOLE 12,77500
BLACKSTONE INCCOM09260D1071,0408,035SH SOLE 8,03500
BOEING COCOM0970231051,1905,910SH SOLE 5,91000
BOOKING HOLDINGS INCCOM09857L1082,4811,034SH SOLE 1,03400
BRISTOL-MYERS SQUIBB COCOM1101221083,46055,491SH SOLE 55,49100
BROADCOM INCCOM11135F101663997SH SOLE 99700
BURFORD CAP LTDORD SHSG179771102,333223,445SH SOLE 223,44500
BUTTERFLY NETWORK INCCOM CL A12415510223735,447SH SOLE 35,44700
CALIFORNIA WTR SVC GROUPCOM1307881024,73365,864SH SOLE 65,86400
CANADIAN SOLAR INCCOM13663510935711,420SH SOLE 11,42000
CAPITAL PRODUCT PARTNERS L PPARTNERSHP UNITSY1108220623014,300SH SOLE 14,30000
CARMAX INCCOM1431301022031,557SH SOLE 1,55700
CARRIER GLOBAL CORPORATIONCOM14448C1043185,870SH SOLE 5,87000
CATERPILLAR INCCOM14912310110,24749,563SH SOLE 49,56300
CEMEX SAB DE CVSPON ADR NEW15129088911617,100SH SOLE 17,10000
CF INDS HLDGS INCCOM1252691001,96027,690SH SOLE 27,69000
CHANGE HEALTHCARE INCCOM15912K10085239,835SH SOLE 39,83500
CHEMOURS COCOM16385110865919,647SH SOLE 19,64700
CHESAPEAKE UTILS CORPCOM1653031088,95161,389SH SOLE 61,38900
CHEVRON CORP NEWCOM1667641002,29919,594SH SOLE 19,59400
CHIMERIX INCCOM16934W1067712,000SH SOLE 12,00000
CHUBB LIMITEDCOMH1467J1041,1455,925SH SOLE 5,92500
CI FINL CORPCOM12549110030614,610SH SOLE 14,61000
CIGNA CORP NEWCOM1255231001,0844,722SH SOLE 4,72200
CISCO SYS INCCOM17275R1024056,396SH SOLE 6,39600
CITIGROUP INCCOM NEW1729674243025,000SHCallSOLE 5,00000
CITIGROUP INCCOM NEW1729674245,52291,446SH SOLE 91,44600
CLOUDFLARE INCCL A COM18915M1072,73720,812SH SOLE 20,81200
COCA COLA COCOM19121610066211,182SH SOLE 11,18200
COLGATE PALMOLIVE COCOM1941621033614,234SH SOLE 4,23400
COLICITY INCCOM CL A19417010614014,400SH SOLE 14,40000
COLOMBIER ACQUISITION CORP*W EXP 99/99/99919533H1162139,727SH SOLE 39,72700
COLOMBIER ACQUISITION CORPCL A19533H1081,230127,579SH SOLE 127,57900
COLOMBIER ACQUISITION CORPUNIT 99/99/999919533H20710811,000SH SOLE 11,00000
COMCAST CORP NEWCL A20030N1012,16943,100SH SOLE 43,10000
COMMSCOPE HLDG CO INCCOM20337X1093,113281,951SH SOLE 281,95100
COMPASS INCCL A20464U10086995,545SH SOLE 95,54500
CONNECTONE BANCORP INCCOM20786W1072297,000SH SOLE 7,00000
CONSOLIDATED EDISON INCCOM2091151047548,835SH SOLE 8,83500
CONX CORPCOM CL A21287310310410,626SH SOLE 10,62600
COPART INCCOM2172041062,12814,036SH SOLE 14,03600
CORE & MAIN INCCL A21874C10254918,110SH SOLE 18,11000
CORECIVIC INCCOM21871N1011,035103,850SH SOLE 103,85000
COVA ACQUISITION CORPCL A SHSG2554Y10412012,300SH SOLE 12,30000
CROWN CASTLE INTL CORP NEWCOM22822V1012611,250SH SOLE 1,25000
CSX CORPCOM12640810368518,210SH SOLE 18,21000
CVS HEALTH CORPCOM1266501001,30612,662SH SOLE 12,66200
CYMABAY THERAPEUTICS INCCOM23257D1033610,600SH SOLE 10,60000
CYTOMX THERAPEUTICS INCCOM23284F1055011,440SH SOLE 11,44000
DANAHER CORPORATIONCOM2358511023,73311,345SH SOLE 11,34500
DEERE & COCOM2441991057992,329SH SOLE 2,32900
DELL TECHNOLOGIES INCCL C24703L20262911,207SH SOLE 11,20700
DELTA AIR LINES INC DELCOM NEW2473617022837,245SH SOLE 7,24500
DIAGEO PLCSPON ADR NEW25243Q2053,12014,174SH SOLE 14,17400
DIAMONDBACK ENERGY INCCOM25278X1093,02128,010SH SOLE 28,01000
DIGITALBRIDGE GROUP INCCL A COM25401T10816119,270SH SOLE 19,27000
DIME CMNTY BANCSHARES INCCOM25432X1023319,419SH SOLE 9,41900
DIREXION SHS ETF TRDLY SEMICNDTR BR25460G6908224,000SH SOLE 24,00000
DIREXION SHS ETF TRDRX S&P500BULL25459W8624303,000SH SOLE 3,00000
DISCOVER FINL SVCSCOM2547091082,07817,985SH SOLE 17,98500
DISCOVERY INCCOM SER A25470F10428111,920SH SOLE 11,92000
DISCOVERY INCCOM SER C25470F3022,473107,990SH SOLE 107,99000
DISNEY WALT COCOM2546871063,32821,486SH SOLE 21,48600
ECOLAB INCCOM2788651004,10517,499SH SOLE 17,49900
EMERSON ELEC COCOM2910111045616,033SH SOLE 6,03300
ENOVA INTL INCCOM29357K1034049,875SH SOLE 9,87500
ENPHASE ENERGY INCCOM29355A10732,739178,959SH SOLE 178,95900
EQUITY DISTR ACQUISITION CORCOM CL A29465E10630731,231SH SOLE 31,23100
ESSENTIAL UTILS INCCOM29670G1024,66586,896SH SOLE 86,89600
EVEREST RE GROUP LTDCOMG3223R1082741,000SHCallSOLE 1,00000
EVEREST RE GROUP LTDCOMG3223R1084,82817,625SH SOLE 17,62500
EXXON MOBIL CORPCOM30231G1021,70527,859SH SOLE 27,85900
FEDEX CORPCOM31428X1065172,000SHCallSOLE 2,00000
FEDEX CORPCOM31428X1062,2178,573SH SOLE 8,57300
FERROGLOBE PLCSHSG338561088714,000SH SOLE 14,00000
FIDELITY NATL INFORMATION SVCOM31620M1061,11910,253SH SOLE 10,25300
FIFTH THIRD BANCORPCOM3167731003748,584SH SOLE 8,58400
FIRST SOLAR INCCOM3364331072923,355SH SOLE 3,35500
FIRST TR EXCHANGE-TRADED FDNY ARCA BIOTECH33733E2032,16213,347SH SOLE 13,34700
FIRSTENERGY CORPCOM33793210753412,831SH SOLE 12,83100
FLEX LTDORDY2573F10216,182882,817SH SOLE 882,81700
FORD MTR CO DELCOM34537086024411,750SH SOLE 11,75000
FORTRESS TRANS INFRST INVS LCOM REP LTD LIAB34960P1011,03435,770SH SOLE 35,77000
FRANCO NEV CORPCOM3518581051,3549,789SH SOLE 9,78900
FRONTLINE LTDSHS NEWG3682E19216122,705SH SOLE 22,70500
GENERAL MTRS COCOM37045V10077113,145SH SOLE 13,14500
GLOBAL SHIP LEASE INC NEWCOM CL AY2718360040017,451SH SOLE 17,45100
GLOBAL WTR RES INCCOM37946310237121,667SH SOLE 21,66700
GRAFTECH INTL LTDCOM3843135081,539130,078SH SOLE 130,07800
GRAPHIC PACKAGING HLDG COCOM38868910140120,587SH SOLE 20,58700
GREEN PLAINS INCCOM39322210453715,462SH SOLE 15,46200
GROUPON INCCOM NEW39947320667629,205SH SOLE 29,20500
GRUPO TELEVISA S A BSPON ADR REP ORD40049J20629331,285SH SOLE 31,28500
HARTFORD FINL SVCS GROUP INCCOM4165151048,941129,500SH SOLE 129,50000
HCA HEALTHCARE INCCOM40412C1011,6506,423SH SOLE 6,42300
HEALTHCARE SERVICES ACQU CORCOM CL A42227K10418619,101SH SOLE 19,10100
HERSHEY COCOM4278661083351,732SH SOLE 1,73200
HEXCEL CORP NEWCOM4282911082,01938,985SH SOLE 38,98500
HILL INTL INCCOM4314661015126,265SH SOLE 26,26500
HIMAX TECHNOLOGIES INCSPONSORED ADR43289P10616010,000SHCallSOLE 10,00000
HIMAX TECHNOLOGIES INCSPONSORED ADR43289P1061,05465,890SH SOLE 65,89000
HOME DEPOT INCCOM4370761022,7496,625SH SOLE 6,62500
HONEYWELL INTL INCCOM43851610611,80956,634SH SOLE 56,63400
HORIZON ACQUISITION CORPORATSHS CL AG4604410616616,890SH SOLE 16,89000
IAC INTERACTIVECORP NEWCOM NEW44891N2083472,655SH SOLE 2,65500
IHEARTMEDIA INCCOM CL A45174J5091,46469,559SH SOLE 69,55900
ILLINOIS TOOL WKS INCCOM4523081096412,599SH SOLE 2,59900
ILLUMINA INCCOM4523271096,11616,076SH SOLE 16,07600
INDUSTRIAL LOGISTICS PPTYS TCOM SHS BEN INT45623710641716,630SH SOLE 16,63000
INFORMATION SVCS GROUP INCCOM45675Y10417923,500SH SOLE 23,50000
INFOSYS LTDSPONSORED ADR4567881082027,966SH SOLE 7,96600
INGERSOLL RAND INCCOM45687V1062213,572SH SOLE 3,57200
INSPIRED ENTMT INCCOM45782N10846936,200SH SOLE 36,20000
INTEL CORPCOM4581401001,29725,186SH SOLE 25,18600
INTELLICHECK INCCOM NEW45817G2016,8401,480,469SH SOLE 1,480,46900
INTUITCOM461202103311483SH SOLE 48300
INVESCO EXCH TRADED FD TR IIS&P500 LOW VOL46138E3541,23718,029SH SOLE 18,02900
INVESCO EXCH TRADED FD TR IISR LN ETF46138G50854424,625SH SOLE 24,62500
INVESCO EXCH TRADED FD TR IITAXABLE MUN BD46138G80574122,495SH SOLE 22,49500
INVESCO EXCH TRADED FD TR IIVAR RATE PFD46138G8701,01739,255SH SOLE 39,25500
INVESCO EXCHANGE TRADED FD TFTSE RAFI 100046137V61310,10758,864SH SOLE 58,86400
INVESCO EXCHANGE TRADED FD TS&P500 EQL WGT46137V3571,2597,739SH SOLE 7,73900
IRSA INVERSIONES Y REP S AGLOBL DEP RCPT4500472048118,899SH SOLE 18,89900
ISHARES GOLD TRISHARES NEW4642852045,935170,485SH SOLE 170,48500
ISHARES INCCORE MSCI EMKT46434G1033696,165SH SOLE 6,16500
ISHARES INCEM MKT SM-CP ETF4642864755268,740SH SOLE 8,74000
ISHARES INCMSCI EMRG CHN46434G76472311,925SH SOLE 11,92500
ISHARES INCMSCI GBL ETF NEW46434G8481,95245,790SH SOLE 45,79000
ISHARES SILVER TRISHARES46428Q10926112,150SH SOLE 12,15000
ISHARES TR3 7 YR TREAS BD4642886611,99515,505SH SOLE 15,50500
ISHARES TRBARCLAYS 7 10 YR4642874402,96625,792SH SOLE 25,79200
ISHARES TRCORE S&P MCP ETF4642875073111,099SH SOLE 1,09900
ISHARES TRCORE S&P500 ETF464287200340713SH SOLE 71300
ISHARES TRIBONDS DEC22 ETF46434VBA71,79571,393SH SOLE 71,39300
ISHARES TRIBONDS DEC23 ETF46434VAX876029,591SH SOLE 29,59100
ISHARES TRIBOXX INV CP ETF4642872422,01115,173SH SOLE 15,17300
ISHARES TRISHARES BIOTECH4642875562741,798SH SOLE 1,79800
ISHARES TRISHS 1-5YR INVS46428864654410,094SH SOLE 10,09400
ISHARES TRMSCI EAFE ETF4642874652122,697SH SOLE 2,69700
ISHARES TRMSCI EMG MKT ETF4642872343637,431SH SOLE 7,43100
ISHARES TRMSCI INDIA ETF46429B5983627,890SH SOLE 7,89000
ISHARES TRMSCI INDIA SM CP46429B6142604,308SH SOLE 4,30800
ISHARES TRMSCI KLD400 SOC4642885706296,766SH SOLE 6,76600
ISHARES TRNATIONAL MUN ETF4642884146485,571SH SOLE 5,57100
ISHARES TRRUS 1000 GRW ETF46428761410,29533,690SH SOLE 33,69000
ISHARES TRRUS MD CP GR ETF4642874812,04417,742SH SOLE 17,74200
ISHARES TRRUS MID CAP ETF4642874995276,347SH SOLE 6,34700
ISHARES TRUS TREAS BD ETF46429B26775528,315SH SOLE 28,31500
ISLEWORTH HEALTHCARE ACQU COCOM46468P10225626,000SH SOLE 26,00000
JACKSON FINANCIAL INCCOM CL A46817M1073748,951SH SOLE 8,95100
JAKKS PAC INCCOM NEW47012E40318317,969SH SOLE 17,96900
JOHNSON & JOHNSONCOM4781601046,90540,361SH SOLE 40,36100
JPMORGAN CHASE & COCOM46625H1007,57347,825SH SOLE 47,82500
KELLOGG COCOM48783610880312,472SH SOLE 12,47200
KIMBERLY-CLARK CORPCOM4943681032041,425SH SOLE 1,42500
KIRKLANDS INCCOM4974981051,688113,072SH SOLE 113,07200
KKR & CO INCCOM48251W10475410,125SH SOLE 10,12500
KROGER COCOM5010441011,46832,430SH SOLE 32,43000
KYNDRYL HLDGS INCCOMMON STOCK50155Q10092551,078SH SOLE 51,07800
L3HARRIS TECHNOLOGIES INCCOM5024311093,75017,585SH SOLE 17,58500
LABORATORY CORP AMER HLDGSCOM NEW50540R4099753,103SH SOLE 3,10300
LAM RESEARCH CORPCOM5128071081,1511,600SH SOLE 1,60000
LAUREATE EDUCATION INCCOMMON STOCK51861320353843,948SH SOLE 43,94800
LEIDOS HOLDINGS INCCOM5253271022,90532,676SH SOLE 32,67600
LENNAR CORPCL A5260571042,64822,800SH SOLE 22,80000
LIBERTY GLOBAL PLCSHS CL CG5480U1201,42950,861SH SOLE 50,86100
LIBERTY LATIN AMERICA LTDCOM CL CG9001E12822419,610SH SOLE 19,61000
LIQTECH INTL INCCOM53632A2018,9781,569,501SH SOLE 1,569,50100
LOWES COS INCCOM5486611072,65810,285SH SOLE 10,28500
LUMENT FINANCE TRUST INCCOM55025L108579150,698SH SOLE 150,69800
MACONDRAY CAP ACQUISITN CORP*W EXP 05/31/202G5853A115712,532SH SOLE 12,53200
MACONDRAY CAP ACQUISITN CORPCLASS A ORD SHSG5853A10739439,996SH SOLE 39,99600
MACQUARIE INFRASTR HOLD LLCCOMMON UNITS55608B1054713,000SH SOLE 13,00000
MACYS INCCOM55616P1042007,650SH SOLE 7,65000
MAGELLAN MIDSTREAM PRTNRS LPCOM UNIT RP LP5590801064098,798SH SOLE 8,79800
MAGNACHIP SEMICONDUCTOR CORPCOM55933J20327513,100SH SOLE 13,10000
MARRONE BIO INNOVATIONS INCCOM57165B1065575,677SH SOLE 75,67700
MASON INDUSTRIAL TECHNOLGY ICOM CL A57520Y10612412,677SH SOLE 12,67700
MATADOR RES COCOM5764852051,24133,609SH SOLE 33,60900
MATCH GROUP INC NEWCOM57667L1076855,181SH SOLE 5,18100
MBIA INCCOM55262C10022914,500SH SOLE 14,50000
MCKESSON CORPCOM58155Q1031,5766,342SH SOLE 6,34200
MERCK & CO INCCOM58933Y1052,59633,877SH SOLE 33,87700
MEREO BIOPHARMA GROUP PLCADS5894921072717,000SH SOLE 17,00000
META FINL GROUP INCCOM59100U10879113,251SH SOLE 13,25100
META PLATFORMS INCCL A30303M1022,6067,749SH SOLE 7,74900
METHANEX CORPCOM59151K1084,367110,415SH SOLE 110,41500
METROPOLITAN BK HLDG CORPCOM5917741043853,613SH SOLE 3,61300
MFS HIGH YIELD MUN TRSH BEN INT59318E1025211,555SH SOLE 11,55500
MICRON TECHNOLOGY INCCOM5951121032,62728,201SH SOLE 28,20100
MICROSOFT CORPCOM59491810414,41942,872SH SOLE 42,87200
MODERNA INCCOM60770K1073011,185SH SOLE 1,18500
MONDELEZ INTL INCCL A6092071054186,305SH SOLE 6,30500
MONUMENT CIRCLE ACQUISITN CO*W EXP 01/14/20261531M119510,000SH SOLE 10,00000
MORGAN STANLEYCOM NEW6174464485165,256SH SOLE 5,25600
MORGAN STANLEY EMERGING MKTSCOM61747710415528,270SH SOLE 28,27000
MOSAIC CO NEWCOM61945C1032736,940SH SOLE 6,94000
MUDRICK CAPITAL ACQU CORP II*W EXP 09/10/20262477L1151722,000SH SOLE 22,00000
MUDRICK CAPITAL ACQU CORP IICOM CL A62477L10742242,500SH SOLE 42,50000
MULTIPLAN CORPORATIONCOM62548M1001,574355,300SH SOLE 355,30000
NEW JERSEY RES CORPCOM6460251064,380106,678SH SOLE 106,67800
NEW YORK MTG TR INCCOM PAR $.026496045015,6121,508,590SH SOLE 1,508,59000
NEWMONT CORPCOM6516391064347,000SHCallSOLE 7,00000
NEWMONT CORPCOM65163910681513,147SH SOLE 13,14700
NEXTERA ENERGY INCCOM65339F1012672,857SH SOLE 2,85700
NEXTNAV INC*W EXP 10/28/20265345N1145331,500SH SOLE 31,50000
NGL ENERGY PARTNERS LPCOM UNIT REPST62913M1074625,000SH SOLE 25,00000
NORFOLK SOUTHN CORPCOM6558441085992,011SH SOLE 2,01100
NORTH AMERN CONSTR GROUP LTDCOM65681110638925,594SH SOLE 25,59400
NUVEEN INT DUR QUAL MUN TRMCOM67067710353035,931SH SOLE 35,93100
NVIDIA CORPORATIONCOM67066G1041,4544,944SH SOLE 4,94400
OAKTREE SPECIALTY LENDING COCOM67401P108819109,800SH SOLE 109,80000
OCWEN FINL CORPCOM NEW6757466061,24131,039SH SOLE 31,03900
ORACLE CORPCOM68389X1052,73431,355SH SOLE 31,35500
ORBITAL ENERGY GROUP INCCOM68559A109341155,850SH SOLE 155,85000
ORGANON & COCOMMON STOCK68622V1061,16738,336SH SOLE 38,33600
OTIS WORLDWIDE CORPCOM68902V1072082,387SH SOLE 2,38700
OVERSEAS SHIPHOLDING GROUP ICL A NEW69036R8633820,146SH SOLE 20,14600
PAR PAC HOLDINGS INCCOM NEW69888T20721412,959SH SOLE 12,95900
PARKER-HANNIFIN CORPCOM70109410419,28260,611SH SOLE 60,61100
PATTERSON-UTI ENERGY INCCOM70348110159370,150SH SOLE 70,15000
PAYPAL HLDGS INCCOM70450Y1032141,137SH SOLE 1,13700
PEPSICO INCCOM7134481084162,396SH SOLE 2,39600
PERKINELMER INCCOM7140461097043,500SH SOLE 3,50000
PERMA-FIX ENVIRONMENTAL SVCSCOM NEW71415720311017,400SH SOLE 17,40000
PFIZER INCCOM7170811032,19737,213SH SOLE 37,21300
PG&E CORPCOM69331C10882868,241SH SOLE 68,24100
PHILIP MORRIS INTL INCCOM7181721092522,651SH SOLE 2,65100
PIMCO MUN INCOME FD IICOM72200W10636525,000SH SOLE 25,00000
PIONEER MUNICIPAL HIGH INCOMCOM SHS72376310836730,000SH SOLE 30,00000
PIONEER NAT RES COCOM72378710711,22261,700SH SOLE 61,70000
PLAYA HOTELS & RESORTS NVSHSN7054410633942,500SH SOLE 42,50000
PLAYAGS INCCOM72814N10423634,750SH SOLE 34,75000
PNC FINL SVCS GROUP INCCOM6934751053481,737SH SOLE 1,73700
PORTMAN RIDGE FIN CORPCOM NEW73688F20171829,009SH SOLE 29,00900
PPG INDS INCCOM6935061072781,611SH SOLE 1,61100
PROCTER AND GAMBLE COCOM7427181094,19725,658SH SOLE 25,65800
PROLOGIS INC.COM74340W1032301,364SH SOLE 1,36400
PROVENTION BIO INCCOM74374N1029416,700SH SOLE 16,70000
PURE CYCLE CORPCOM NEW7462283031,27387,171SH SOLE 87,17100
PUTNAM PREMIER INCOME TRSH BEN INT74685310014533,980SH SOLE 33,98000
QORVO INCCOM74736K1017,01044,822SH SOLE 44,82200
QUALCOMM INCCOM7475251032,47713,547SH SOLE 13,54700
QUALTRICS INTL INCCOM CL A7476012011,30936,990SH SOLE 36,99000
QUANTUMSCAPE CORPCOM CL A74767V10958526,375SH SOLE 26,37500
RAYTHEON TECHNOLOGIES CORPCOM75513E1014,14448,154SH SOLE 48,15400
RECRO PHARMA INCCOM75629F109521304,533SH SOLE 304,53300
REGENERON PHARMACEUTICALSCOM75886F1071,2261,941SH SOLE 1,94100
RENREN INCSPONSORED ADS75989230034223,275SH SOLE 23,27500
ROCKLEY PHOTONICS HOLDINGS LORDINARY SHARESG7614L10913932,000SH SOLE 32,00000
ROPER TECHNOLOGIES INCCOM776696106109,539222,703SH SOLE 222,70300
ROSECLIFF ACQUISITION CORP I*W EXP 02/11/20277732R1113139,700SH SOLE 39,70000
ROSECLIFF ACQUISITION CORP ICOM CL A77732R10352053,031SH SOLE 53,03100
S&P GLOBAL INCCOM78409V1047,01814,870SH SOLE 14,87000
SALESFORCE COM INCCOM79466L3021,5906,258SH SOLE 6,25800
SAP SESPON ADR8030542042601,857SH SOLE 1,85700
SCHLUMBERGER LTDCOM STK80685710856518,855SH SOLE 18,85500
SCORPIO TANKERS INCSHSY7542C1301,959152,896SH SOLE 152,89600
SCVX CORPCOMG7944820815015,000SH SOLE 15,00000
SEA LTDSPONSORD ADS81141R1007243,235SH SOLE 3,23500
SELECT SECTOR SPDR TRTECHNOLOGY81369Y8032861,645SH SOLE 1,64500
SERVICESOURCE INTL INCCOM81763U100192194,000SH SOLE 194,00000
SHERWIN WILLIAMS COCOM824348106229651SH SOLE 65100
SIRIUSPOINT LTDCOMG8192H10610412,840SH SOLE 12,84000
SJW GROUPCOM7843051042,16629,587SH SOLE 29,58700
SLR INVESTMENT CORPCOM83413U1002,641143,313SH SOLE 143,31300
SNAP INCCL A83304A10661913,156SH SOLE 13,15600
SOUTHWEST AIRLS COCOM84474110867115,660SH SOLE 15,66000
SPDR GOLD TRGOLD SHS78463V1071,3287,765SH SOLE 7,76500
SPDR S&P 500 ETF TRTR UNIT78462F10330,01563,195SH SOLE 63,19500
SPDR S&P MIDCAP 400 ETF TRUTSER1 S&PDCRP78467Y1071,0522,032SH SOLE 2,03200
SPDR SER TRBLOOMBERG 1-3 MO78468R6631,34114,666SH SOLE 14,66600
SPDR SER TRS&P BIOTECH78464A8702802,500SHCallSOLE 2,50000
SPDR SER TRPORTFOLI S&P150078464A8053225,512SH SOLE 5,51200
SPDR SER TRSPDR S&P 500 ETF78468R7962652,253SH SOLE 2,25300
SPOTIFY TECHNOLOGY S ASHSL8681T1029364,000SH SOLE 4,00000
SPRING VY ACQUISITION CORPCL AG8377A10810310,250SH SOLE 10,25000
STAGWELL INCCOM CL A85256A109946109,067SH SOLE 109,06700
STAR GROUP L PUNIT LTD PARTNR85512C10514013,000SH SOLE 13,00000
STARBUCKS CORPCOM8552441092101,791SH SOLE 1,79100
STERIS PLCSHS USDG8473T1003161,300SH SOLE 1,30000
STITCH FIX INCCOM CL A8608971071,49378,900SH SOLE 78,90000
STONECASTLE FINL CORPCOM86178010430313,814SH SOLE 13,81400
STRYKER CORPORATIONCOM8636671011,1304,225SH SOLE 4,22500
SUNOPTA INCCOM8676EP10814020,100SH SOLE 20,10000
SYSCO CORPCOM87182910796212,250SH SOLE 12,25000
TAILWIND ACQUISITION CORP*W EXP 09/07/20287403Q1103362,750SH SOLE 62,75000
TAILWIND ACQUISITION CORPCOM CL A87403Q10238739,360SH SOLE 39,36000
TAIWAN SEMICONDUCTOR MFG LTDSPONSORED ADS87403910019,903165,429SH SOLE 165,42900
TCG BDC INCCOM8722801022,146156,305SH SOLE 156,30500
TELESAT CORPCL A & CL B SHS87951230949417,239SH SOLE 17,23900
THE ODP CORPCOM88337F10548212,266SH SOLE 12,26600
TILRAY INCCOM CL 288688T1001,067151,766SH SOLE 151,76600
TITAN INTL INC ILLCOM88830M1022,717247,900SH SOLE 247,90000
TOLL BROTHERS INCCOM8894781031,84425,475SH SOLE 25,47500
TOYOTA MOTOR CORPADS8923313073712,000SH SOLE 2,00000
TRACTOR SUPPLY COCOM8923561062391,000SH SOLE 1,00000
TRANE TECHNOLOGIES PLCSHSG8994E1037783,850SH SOLE 3,85000
TRAVELERS COMPANIES INCCOM89417E1094572,921SH SOLE 2,92100
TREX CO INCCOM89531P1059727,200SH SOLE 7,20000
TRIMBLE INCCOM89623910024,868285,211SH SOLE 285,21100
TUESDAY MORNING CORPCOM89904V1017030,800SH SOLE 30,80000
TWITTER INCCOM90184L10285719,828SH SOLE 19,82800
UBER TECHNOLOGIES INCCOM90353T1003568,485SH SOLE 8,48500
UNION PAC CORPCOM9078181085,10520,262SH SOLE 20,26200
UNITED INS HLDGS CORPCOM91071010223554,210SH SOLE 54,21000
UNITEDHEALTH GROUP INCCOM91324P1023,7927,552SH SOLE 7,55200
UPHEALTH INCCOM91532B101258115,000SH SOLE 115,00000
VANECK ETF TRUSTGOLD MINERS ETF92189F10680125,000SHCallSOLE 25,00000
VANECK ETF TRUSTGOLD MINERS ETF92189F1062868,931SH SOLE 8,93100
VANECK MERK GOLD TRGOLD TRUST92107810190150,700SH SOLE 50,70000
VANGUARD BD INDEX FDSTOTAL BND MRKT9219378359,556112,760SH SOLE 112,76000
VANGUARD INDEX FDSMCAP GR IDXVIP9229085386992,744SH SOLE 2,74400
VANGUARD INDEX FDSMCAP VL IDXVIP9229085122,21614,744SH SOLE 14,74400
VANGUARD INDEX FDSMID CAP ETF9229086291,7676,934SH SOLE 6,93400
VANGUARD INDEX FDSTOTAL STK MKT92290876916,66769,030SH SOLE 69,03000
VANGUARD INTL EQUITY INDEX FALLWRLD EX US92204277511,871193,710SH SOLE 193,71000
VANGUARD INTL EQUITY INDEX FFTSE EMR MKT ETF9220428581,25425,359SH SOLE 25,35900
VANGUARD INTL EQUITY INDEX FTT WRLD ST ETF9220427425765,363SH SOLE 5,36300
VANGUARD SCOTTSDALE FDSLONG TERM TREAS92206C8476947,763SH SOLE 7,76300
VANGUARD SCOTTSDALE FDSMTG-BKD SECS ETF92206C7711,63330,900SH SOLE 30,90000
VANGUARD TAX-MANAGED INTL FDFTSE DEV MKT ETF92194385865012,738SH SOLE 12,73800
VANGUARD WHITEHALL FDSHIGH DIV YLD9219464065,04745,015SH SOLE 45,01500
VANGUARD WORLD FDSCONSUM DIS ETF92204A108216635SH SOLE 63500
VELOCITY ACQUISITION CORPCOM CL A92259E10412412,778SH SOLE 12,77800
VERISK ANALYTICS INCCOM92345Y1065562,432SH SOLE 2,43200
VERIZON COMMUNICATIONS INCCOM92343V10452310,064SH SOLE 10,06400
VERMILION ENERGY INCCOM92372510529923,759SH SOLE 23,75900
VIACOMCBS INCCL B92556H20645315,000SHCallSOLE 15,00000
VIACOMCBS INCCL B92556H2062,86995,072SH SOLE 95,07200
VIRNETX HLDG CORPCOM92823T108611235,120SH SOLE 235,12000
VIRTU FINL INCCL A9282541011,24843,293SH SOLE 43,29300
VISA INCCOM CL A92826C8392601,200SH SOLE 1,20000
VMWARE INCCL A COM9285634025805,007SH SOLE 5,00700
VODAFONE GROUP PLC NEWSPONSORED ADR92857W3082,279152,631SH SOLE 152,63100
WALMART INCCOM9311421032011,390SH SOLE 1,39000
WELLS FARGO CO NEWCOM9497461014,960103,368SH SOLE 103,36800
WESTERN ASSET EMERGING MKTSCOM95766A10134526,932SH SOLE 26,93200
WESTERN ASSET GLOBAL CORP DECOM95790C10735120,050SH SOLE 20,05000
WESTERN ASSET HIGH YIELD DEFCOM95768B10731520,001SH SOLE 20,00100
WESTERN DIGITAL CORP.COM9581021051,35020,695SH SOLE 20,69500
WESTROCK COCOM96145D1051,03423,310SH SOLE 23,31000
WISDOMTREE TREUROPE HEDGED EQ97717X7014705,868SH SOLE 5,86800
WISDOMTREE TRJAPN HEDGE EQT97717W8512714,329SH SOLE 4,32900
YORK WTR COCOM9871841081,47129,550SH SOLE 29,55000
ZEBRA TECHNOLOGIES CORPORATICL A9892071059711,632SH SOLE 1,63200
ZILLOW GROUP INCCL A98954M1012383,830SH SOLE 3,83000