The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 11,865 | 68,701 | SH | DFND | 3,4 | 68,701 | 0 | 0 | |
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 36,030 | 208,616 | SH | DFND | 4,5 | 208,616 | 0 | 0 | |
AVIANCA HLDGS SA | SPON ADR REP PFD | 05367G100 | 758 | 97,623 | SH | DFND | 1,2,4 | 0 | 0 | 97,623 | |
BANCO MACRO SA | SPON ADR B | 05961W105 | 3,575 | 30,466 | SH | DFND | 3,4 | 30,466 | 0 | 0 | |
BANCO MACRO SA | SPON ADR B | 05961W105 | 5,047 | 43,005 | SH | DFND | 4,5 | 43,005 | 0 | 0 | |
BBVA BANCO FRANCES S A | SPONSORED ADR | 07329M100 | 3,303 | 162,000 | SH | DFND | 3,4 | 162,000 | 0 | 0 | |
BBVA BANCO FRANCES S A | SPONSORED ADR | 07329M100 | 4,934 | 242,000 | SH | DFND | 4,5 | 242,000 | 0 | 0 | |
BITAUTO HLDGS LTD | SPONSORED ADS | 091727107 | 4,250 | 95,129 | SH | DFND | 1,2,4 | 0 | 0 | 95,129 | |
BITAUTO HLDGS LTD | SPONSORED ADS | 091727107 | 1,420 | 31,777 | SH | DFND | 3,4 | 31,777 | 0 | 0 | |
BITAUTO HLDGS LTD | SPONSORED ADS | 091727107 | 625 | 13,990 | SH | DFND | 4,5 | 13,990 | 0 | 0 | |
CEMEX SAB DE CV | SPON ADR NEW | 151290889 | 274 | 30,145 | SH | DFND | 3,4 | 30,145 | 0 | 0 | |
CHINA RAPID FIN LTD | SPONSORED ADR | 16953Q105 | 2,288 | 347,181 | SH | DFND | 1,2,4 | 0 | 0 | 347,181 | |
CHINA RAPID FIN LTD | SPONSORED ADR | 16953Q105 | 947 | 143,707 | SH | DFND | 3,4 | 143,707 | 0 | 0 | |
CHINA RAPID FIN LTD | SPONSORED ADR | 16953Q105 | 640 | 97,138 | SH | DFND | 4,5 | 97,138 | 0 | 0 | |
CNOOC LTD | SPONSORED ADR | 126132109 | 1,771 | 13,651 | SH | DFND | 3,4 | 13,651 | 0 | 0 | |
CNOOC LTD | SPONSORED ADR | 126132109 | 4,335 | 33,427 | SH | DFND | 4,5 | 33,427 | 0 | 0 | |
EMBRAER S A | SP ADR REP 4 COM | 29082A107 | 2,829 | 125,122 | SH | DFND | 1,2,4 | 0 | 0 | 125,122 | |
EMBRAER S A | SP ADR REP 4 COM | 29082A107 | 236 | 10,418 | SH | DFND | 3,4 | 10,418 | 0 | 0 | |
EMBRAER S A | SP ADR REP 4 COM | 29082A107 | 1,070 | 47,317 | SH | DFND | 4,5 | 47,317 | 0 | 0 | |
FOMENTO ECONOMICO MEXICANO S | SPON ADR UNITS | 344419106 | 3,173 | 33,210 | SH | DFND | 3,4 | 33,210 | 0 | 0 | |
FOMENTO ECONOMICO MEXICANO S | SPON ADR UNITS | 344419106 | 9,215 | 96,458 | SH | DFND | 4,5 | 96,458 | 0 | 0 | |
GERDAU S A | SPON ADR REP PFD | 373737105 | 2,070 | 603,517 | SH | DFND | 1,2,4 | 0 | 0 | 603,517 | |
GRAN TIERRA ENERGY INC | COM | 38500T101 | 5,095 | 2,234,541 | SH | DFND | 1,2,4 | 0 | 0 | 2,234,541 | |
GRAN TIERRA ENERGY INC | COM | 38500T101 | 1,139 | 499,400 | SH | DFND | 3,4 | 499,400 | 0 | 0 | |
GRAN TIERRA ENERGY INC | COM | 38500T101 | 2,126 | 932,277 | SH | DFND | 4,5 | 932,277 | 0 | 0 | |
GRUPO SUPERVIELLE S A | SPONSORED ADR | 40054A108 | 3,968 | 160,700 | SH | DFND | 1,2,4 | 0 | 0 | 160,700 | |
GRUPO SUPERVIELLE S A | SPONSORED ADR | 40054A108 | 5,484 | 222,100 | SH | DFND | 3,4 | 222,100 | 0 | 0 | |
GRUPO SUPERVIELLE S A | SPONSORED ADR | 40054A108 | 7,178 | 290,745 | SH | DFND | 4,5 | 290,745 | 0 | 0 | |
HDFC BANK LTD | ADR REPS 3 SHS | 40415F101 | 2,005 | 20,809 | SH | DFND | 3,4 | 20,809 | 0 | 0 | |
HDFC BANK LTD | ADR REPS 3 SHS | 40415F101 | 6,162 | 63,937 | SH | �� | DFND | 4,5 | 63,937 | 0 | 0 |
IRSA INVERSIONES Y REP S A | GLOBL DEP RCPT | 450047204 | 2,615 | 106,532 | SH | DFND | 1,2,4 | 0 | 0 | 106,532 | |
IRSA INVERSIONES Y REP S A | GLOBL DEP RCPT | 450047204 | 972 | 39,579 | SH | DFND | 3,4 | 39,579 | 0 | 0 | |
IRSA INVERSIONES Y REP S A | GLOBL DEP RCPT | 450047204 | 1,376 | 56,045 | SH | DFND | 4,5 | 56,045 | 0 | 0 | |
NOAH HLDGS LTD | SPON ADS CL A | 65487X102 | 1,622 | 50,511 | SH | DFND | 1,2,4 | 0 | 0 | 50,511 | |
NOAH HLDGS LTD | SPON ADS CL A | 65487X102 | 883 | 27,500 | SH | DFND | 3,4 | 27,500 | 0 | 0 | |
PAMPA ENERGIA S A | SPONS ADR LVL I | 697660207 | 2,420 | 37,167 | SH | DFND | 1,2,4 | 0 | 0 | 37,167 | |
PAMPA ENERGIA S A | SPONS ADR LVL I | 697660207 | 3,905 | 59,992 | SH | DFND | 3,4 | 59,992 | 0 | 0 | |
PAMPA ENERGIA S A | SPONS ADR LVL I | 697660207 | 5,337 | 81,979 | SH | DFND | 4,5 | 81,979 | 0 | 0 | |
PETROLEO BRASILEIRO SA PETRO | SP ADR NON VTG | 71654V101 | 7,962 | 824,185 | SH | DFND | 3,4 | 824,185 | 0 | 0 | |
PETROLEO BRASILEIRO SA PETRO | SP ADR NON VTG | 71654V101 | 25,208 | 2,609,565 | SH | DFND | 4,5 | 2,609,565 | 0 | 0 | |
TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADR | 874039100 | 1,381 | 36,772 | SH | DFND | 3,4 | 36,772 | 0 | 0 | |
TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADR | 874039100 | 5,542 | 147,581 | SH | DFND | 4,5 | 147,581 | 0 | 0 | |
TARENA INTL INC | ADR | 876108101 | 2,381 | 163,659 | SH | DFND | 1,2,4 | 0 | 0 | 163,659 | |
TARENA INTL INC | ADR | 876108101 | 409 | 28,122 | SH | DFND | 3,4 | 28,122 | 0 | 0 | |
VALE S A | ADR | 91912E105 | 2,639 | 262,052 | SH | DFND | 3,4 | 262,052 | 0 | 0 | |
VALE S A | ADR | 91912E105 | 8,400 | 834,138 | SH | DFND | 4,5 | 834,138 | 0 | 0 | |
YPF SOCIEDAD ANONIMA | SPON ADR CL D | 984245100 | 2,030 | 91,113 | SH | DFND | 3,4 | 91,113 | 0 | 0 | |
YPF SOCIEDAD ANONIMA | SPON ADR CL D | 984245100 | 2,593 | 116,381 | SH | DFND | 4,5 | 116,381 | 0 | 0 | |
YUM CHINA HLDGS INC | COM | 98850P109 | 2,974 | 74,400 | SH | DFND | 3,4 | 74,400 | 0 | 0 | |
YUM CHINA HLDGS INC | COM | 98850P109 | 2,190 | 54,800 | SH | DFND | 4,5 | 54,800 | 0 | 0 |