The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
58 COM INC | SPON ADR REP A | 31680Q104 | 315 | 3,939 | SH | DFND | 3,4 | 3,939 | 0 | 0 | |
58 COM INC | SPON ADR REP A | 31680Q104 | 111 | 1,392 | SH | DFND | 4,5 | 1,392 | 0 | 0 | |
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 8,473 | 46,166 | SH | DFND | 3,4 | 46,166 | 0 | 0 | |
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 30,671 | 167,110 | SH | DFND | 4,5 | 167,110 | 0 | 0 | |
BANCO MACRO SA | SPON ADR B | 05961W105 | 1,976 | 18,300 | SH | DFND | 3,4 | 18,300 | 0 | 0 | |
BANCO MACRO SA | SPON ADR B | 05961W105 | 2,365 | 21,900 | SH | DFND | 4,5 | 21,900 | 0 | 0 | |
BBVA BANCO FRANCES S A | SPONSORED ADR | 07329M100 | 2,969 | 130,176 | SH | DFND | 3,4 | 130,176 | 0 | 0 | |
BBVA BANCO FRANCES S A | SPONSORED ADR | 07329M100 | 3,461 | 151,734 | SH | DFND | 4,5 | 151,734 | 0 | 0 | |
CEMEX SAB DE CV | SPON ADR NEW | 151290889 | 1,101 | 166,378 | SH | DFND | 3,4 | 166,378 | 0 | 0 | |
CEMEX SAB DE CV | SPON ADR NEW | 151290889 | 2,286 | 345,322 | SH | DFND | 4,5 | 345,322 | 0 | 0 | |
CNOOC LTD | SPONSORED ADR | 126132109 | 537 | 3,634 | SH | DFND | 3,4 | 3,634 | 0 | 0 | |
CNOOC LTD | SPONSORED ADR | 126132109 | 2,516 | 17,016 | SH | DFND | 4,5 | 17,016 | 0 | 0 | |
FOMENTO ECONOMICO MEXICANO S | SPON ADR UNITS | 344419106 | 1,259 | 13,770 | SH | DFND | 3,4 | 13,770 | 0 | 0 | |
FORMENTO ECONOMICO MEXICANO S | SPON ADR UNITS | 344419106 | 2,416 | 26,423 | SH | DFND | 4,5 | 26,423 | 0 | 0 | |
GRAN TIERRA ENERGY INC | COM | 38500T101 | 798 | 286,100 | SH | DFND | 4,5 | 286,100 | 0 | 0 | |
GRUPO AEROPORTUARIO CTR NORT | SPON ADR | 400501102 | 828 | 21,000 | SH | DFND | 3,4 | 21,000 | 0 | 0 | |
GRUPO AEROPORTUARIO CTR NORT | SPON ADR | 400501102 | 1,170 | 29,700 | SH | DFND | 4,5 | 29,700 | 0 | 0 | |
GRUPO AEROPORTUARIO DEL SURE | SPON ADR SER B | 40051E202 | 322 | 1,888 | SH | DFND | 3,4 | 1,888 | 0 | 0 | |
GRUPO AEROPORTUARIO DEL SURE | SPON ADR SER B | 40051E202 | 112 | 657 | SH | DFND | 4,5 | 657 | 0 | 0 | |
GRUPO FINANCIERO GALICIA S A | SP ADR 10 SH B | 399909100 | 2,479 | 37,694 | SH | DFND | 3,4 | 37,694 | 0 | 0 | |
GRUPO FINANCIERO GALICIA S A | SP ADR 10 SH B | 399909100 | 2,716 | 41,300 | SH | DFND | 4,5 | 41,300 | 0 | 0 | |
GRUPO SUPERVIELLE S A | SPONSORED ADR | 40054A108 | 5,845 | 192,656 | SH | DFND | 3,4 | 192,656 | 0 | 0 | |
GRUPO SUPERVIELLE S A | SPONSORED ADR | 40054A108 | 6,185 | 203,846 | SH | DFND | 4,5 | 203,846 | 0 | 0 | |
HDFC BANK LTD | ADR REPS 3 SHS | 40415F101 | 1,997 | 20,214 | SH | DFND | 3,4 | 20,214 | 0 | 0 | |
HDFC BANK LTD | ADR REPS 3 SHS | 40415F101 | 7,717 | 78,134 | SH | DFND | 4,5 | 78,134 | 0 | 0 | |
ICICI BK LTD | ADR | 45104G104 | 4,155 | 469,506 | SH | DFND | 3,4 | 469,506 | 0 | 0 | |
ICICI BK LTD | ADR | 45104G104 | 13,205 | 1,492,044 | SH | DFND | 4,5 | 1,492,044 | 0 | 0 | |
IRSA INVERSIOINES Y REP S A | GLOBL DEP RCPT | 450047204 | 406 | 17,175 | SH | DFND | 4,5 | 17,175 | 0 | 0 | |
LOMA NEGRA CORP | SPONSORED ADS | 54150E104 | 2,396 | 112,406 | SH | DFND | 3,4 | 112,406 | 0 | 0 | |
LOMA NEGRA CORP | SPONSORED ADS | 54150E104 | 2,807 | 131,637 | SH | DFND | 4,5 | 131,637 | 0 | 0 | |
NEW ORIENTAL ED & TECH GRP I | SPON ADR | 647581107 | 341 | 3,891 | SH | DFND | 3,4 | 3,891 | 0 | 0 | |
NEW ORIENTAL ED & TECH GRP I | SPON ADR | 647581107 | 112 | 1,275 | SH | DFND | 4,5 | 1,275 | 0 | 0 | |
NOAH HLDGS LTD | SPON ADS CL A | 65487X102 | 845 | 17,900 | SH | DFND | 3,4 | 17,900 | 0 | 0 | |
NOAH HLDGS LTD | SPON ADS CL A | 65487X102 | 19 | 400 | SH | DFND | 4,5 | 400 | 0 | 0 | |
PAMPA ENERGIA S A | SPONS ADR LVL I | 697660207 | 2,476 | 41,543 | SH | DFND | 3,4 | 41,543 | 0 | 0 | |
PAMPA ENERGIA S A | SPONS ADR LVL I | 697660207 | 2,787 | 46,756 | SH | DFND | 4,5 | 46,756 | 0 | 0 | |
PETROLEO BRASILEIRO SA PETRO | SP ADR NON VTG | 71654V101 | 11,007 | 847,335 | SH | DFND | 3,4 | 847,335 | 0 | 0 | |
PETROLEO BRASILEIRO SA PETRO | SP ADR NON VTG | 71654V101 | 22,288 | 1,715,777 | SH | DFND | 4,5 | 1,715,777 | 0 | 0 | |
SILICON MOTION TECHNOLOGY CO | SPONSORED ADR | 82706C108 | 1,256 | 26,106 | SH | DFND | 3,4 | 26,106 | 0 | 0 | |
SILICON MOTION TECHNOLOGY CO | SPONSORED ADR | 82706C108 | 203 | 4,229 | SH | DFND | 4,5 | 4,229 | 0 | 0 | |
TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADR | 874039100 | 4,072 | 93,061 | SH | DFND | 3,4 | 93,061 | 0 | 0 | |
TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADR | 874039100 | 12,732 | 290,940 | SH | DFND | 4,5 | 290,940 | 0 | 0 | |
TARENA INTL INC | ADR | 876108101 | 645 | 57,513 | SH | DFND | 3,4 | 57,513 | 0 | 0 | |
TARENA INTL INC | ADR | 876108101 | 358 | 31,873 | SH | DFND | 4,5 | 31,873 | 0 | 0 | |
TERNIUM SA | SPON ADR | 880890108 | 390 | 11,991 | SH | DFND | 3,4 | 11,991 | 0 | 0 | |
TERNIUM SA | SPON ADR | 880890108 | 138 | 4,251 | SH | DFND | 4,5 | 4,251 | 0 | 0 | |
VALE S A | ADR | 91912E105 | 6,622 | 520,620 | SH | DFND | 3,4 | 520,620 | 0 | 0 | |
VALE S A | ADR | 91912E105 | 12,807 | 1,006,833 | SH | DFND | 4,5 | 1,006,833 | 0 | 0 | |
YPF SOCIEDAD ANONIMA | SPON ADR CL D | 984245100 | 1,177 | 54,457 | SH | DFND | 3,4 | 54,457 | 0 | 0 | |
YPF SOCIEDAD ANONIMA | SPON ADR CL D | 984245100 | 1,361 | 62,955 | SH | DFND | 4,5 | 62,955 | 0 | 0 | |
YUM CHINA HLDGS IN | COM | 98850P109 | 1,336 | 32,200 | SH | DFND | 3,4 | 32,200 | 0 | 0 | |
YUM CHINA HLDGS IN | COM | 98850P109 | 5,119 | 123,345 | SH | DFND | 4,5 | 123,345 | 0 | 0 | |
YY INC | ADS REPCOM CLA | 98426T106 | 277 | 2,629 | SH | DFND | 3,4 | 2,629 | 0 | 0 | |
YY INC | ADS REPCOM CLA | 98426T106 | 96 | 911 | SH | DFND | 4,5 | 911 | 0 | 0 |