The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
58.COM INC-ADR | ADR | 31680Q104 | 499 | 7,595 | SH | DFND | 1 | 7,595 | 0 | 0 | |
58.COM INC-ADR | ADR | 31680Q104 | 151 | 2,300 | SH | DFND | 2 | 2,300 | 0 | 0 | |
ALIBABA GROUP HOLDING-SP ADR | ADR | 01609W102 | 7,037 | 38,571 | SH | DFND | 1 | 38,571 | 0 | 0 | |
ALIBABA GROUP HOLDING-SP ADR | ADR | 01609W102 | 31,179 | 170,893 | SH | DFND | 2 | 170,893 | 0 | 0 | |
AVIANCA HOLDINGS SA-SPON ADR | ADR | 05367G100 | 6,798 | 1,659,106 | SH | DFND | 2 | 0 | 0 | 1,659,106 | |
AZUL SA-ADR | ADR | 05501U106 | 762 | 26,100 | SH | DFND | 1 | 26,100 | 0 | 0 | |
AZUL SA-ADR | ADR | 05501U106 | 631 | 21,600 | SH | DFND | 2 | 21,600 | 0 | 0 | |
BAIDU INC - SPON ADR | ADR | 056752108 | 1,437 | 8,720 | SH | DFND | 1 | 8,720 | 0 | 0 | |
BAIDU INC - SPON ADR | ADR | 056752108 | 8,213 | 49,824 | SH | DFND | 2 | 49,824 | 0 | 0 | |
BANCO BRADESCO-ADR | ADR | 059460303 | 821 | 75,260 | SH | DFND | 1 | 75,260 | 0 | 0 | |
BANCO BRADESCO-ADR | ADR | 059460303 | 243 | 22,281 | SH | DFND | 2 | 22,281 | 0 | 0 | |
BANCOLOMBIA S.A.-SPONS ADR | ADR | 05968L102 | 24,254 | 475,000 | SH | DFND | 2 | 0 | 0 | 475,000 | |
FOMENTO ECONOMICO MEX-SP ADR | ADR | 344419106 | 984 | 10,659 | SH | DFND | 1 | 10,659 | 0 | 0 | |
FOMENTO ECONOMICO MEX-SP ADR | ADR | 344419106 | 292 | 3,167 | SH | DFND | 2 | 3,167 | 0 | 0 | |
GRAN TIERRA ENERGY INC | EQUITY | 38500T101 | 306 | 135,000 | SH | DFND | 2 | 135,000 | 0 | 0 | |
GRUPO AEROPORTUARIO CEN-ADR | ADR | 400501102 | 762 | 16,900 | SH | DFND | 1 | 16,900 | 0 | 0 | |
GRUPO AEROPORTUARIO CEN-ADR | ADR | 400501102 | 906 | 20,100 | SH | DFND | 2 | 20,100 | 0 | 0 | |
GRUPO AEROPORTUARIO SUR-ADR | ADR | 40051E202 | 331 | 2,044 | SH | DFND | 1 | 2,044 | 0 | 0 | |
GRUPO AEROPORTUARIO SUR-ADR | ADR | 40051E202 | 99 | 612 | SH | DFND | 2 | 612 | 0 | 0 | |
GRUPO FINANCIERO GALICIA-ADR | ADR | 399909100 | 2,749 | 107,733 | SH | DFND | 1 | 107,733 | 0 | 0 | |
GRUPO FINANCIERO GALICIA-ADR | ADR | 399909100 | 4,474 | 175,323 | SH | DFND | 2 | 175,323 | 0 | 0 | |
HDFC BANK LTD-ADR | ADR | 40415F101 | 5,286 | 45,606 | SH | DFND | 1 | 45,606 | 0 | 0 | |
HDFC BANK LTD-ADR | ADR | 40415F101 | 22,256 | 192,009 | SH | DFND | 2 | 192,009 | 0 | 0 | |
ICICI BANK LTD-SPON ADR | ADR | 45104G104 | 5,568 | 485,857 | SH | DFND | 1 | 485,857 | 0 | 0 | |
ICICI BANK LTD-SPON ADR | ADR | 45104G104 | 20,375 | 1,777,892 | SH | DFND | 2 | 1,777,892 | 0 | 0 | |
NEW ORIENTAL EDUCATIO-SP ADR | ADR | 647581107 | 829 | 9,198 | SH | DFND | 1 | 9,198 | 0 | 0 | |
NEW ORIENTAL EDUCATIO-SP ADR | ADR | 647581107 | 251 | 2,785 | SH | DFND | 2 | 2,785 | 0 | 0 | |
NOAH HOLDINGS LTD-SPON ADS | ADR | 65487X102 | 509 | 10,500 | SH | DFND | 1 | 10,500 | 0 | 0 | |
NOAH HOLDINGS LTD-SPON ADS | ADR | 65487X102 | 320 | 6,600 | SH | DFND | 2 | 6,600 | 0 | 0 | |
PAMPA ENERGIA SA-SPON ADR | ADR | 697660207 | 484 | 17,543 | SH | DFND | 1 | 17,543 | 0 | 0 | |
PAMPA ENERGIA SA-SPON ADR | ADR | 697660207 | 761 | 27,588 | SH | DFND | 2 | 27,588 | 0 | 0 | |
PETROLEO BRASIL-SP PREF ADR | ADR | 71654V101 | 4,108 | 287,242 | SH | DFND | 1 | 287,242 | 0 | 0 | |
PETROLEO BRASIL-SP PREF ADR | ADR | 71654V101 | 10,074 | 704,456 | SH | DFND | 2 | 704,456 | 0 | 0 | |
PETROLEO BRASILEIRO-SPON ADR | ADR | 71654V408 | 5,040 | 316,582 | SH | DFND | 2 | 116,582 | 0 | 200,000 | |
TAIWAN SEMICONDUCTOR-SP ADR | ADR | 874039100 | 4,164 | 101,667 | SH | DFND | 1 | 101,667 | 0 | 0 | |
TAIWAN SEMICONDUCTOR-SP ADR | ADR | 874039100 | 16,407 | 400,567 | SH | DFND | 2 | 400,567 | 0 | 0 | |
TRANSPORTADOR GAS SUR-SP B | ADR | 893870204 | 1,208 | 91,772 | SH | DFND | 1 | 91,772 | 0 | 0 | |
TRANSPORTADOR GAS SUR-SP B | ADR | 893870204 | 1,891 | 143,681 | SH | DFND | 2 | 143,681 | 0 | 0 | |
VALE SA-SP ADR | ADR | 91912E105 | 9,238 | 707,378 | SH | DFND | 1 | 707,378 | 0 | 0 | |
VALE SA-SP ADR | ADR | 91912E105 | 16,076 | 1,230,942 | SH | DFND | 2 | 1,230,942 | 0 | 0 | |
WEIBO CORP-SPON ADR | ADR | 948596101 | 458 | 7,391 | SH | DFND | 1 | 7,391 | 0 | 0 | |
WEIBO CORP-SPON ADR | ADR | 948596101 | 139 | 2,237 | SH | DFND | 2 | 2,237 | 0 | 0 | |
YPF S.A.-SPONSORED ADR | ADR | 984245100 | 1,708 | 121,881 | SH | DFND | 1 | 121,881 | 0 | 0 | |
YPF S.A.-SPONSORED ADR | ADR | 984245100 | 2,629 | 187,653 | SH | DFND | 2 | 187,653 | 0 | 0 |