Docoh
Loading...

PETV PetVivo

Filed: 9 Dec 20, 7:00pm

 

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

 

December 9, 2020

Date of Report (Date of earliest event reported)

 

PETVIVO HOLDINGS, INC.

(Exact name of registrant as specified in its charter)

 

Nevada 000-55167 99-0363559
(State or other jurisdiction
of incorporation)
 (Commission
File Number)
 (IRS Employer
Identification No.)

 

5251 Edina Industrial Blvd.

Edina, Minnesota

 55439
(Address of principal executive offices) (Zip Code)

 

(952) 405-6216

Registrant’s telephone number, including area code

 

Check the appropriate box below if the Form 8-K is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

[  ]Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
  
[  ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
  
[  ]Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
  
[  ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class Trading Symbol(s) Name of each exchange on which registered
Common Stock PETV OTCQB

 

 

 

   

 

 

Item 8.01 Other Events

 

On December 7, 2020, PetVivo Holdings Inc. (the “Company”) completed the exercise of warrants for the issuance of 637,059 shares of restricted common stock of the Company, wherein the Company received proceeds of $353,922 as a result of the exercise.

 

The warrants were issued in connection with the Company’s private placement offering of units completed in December 2017 and wherein the warrants were set to expire on December 7, 2020. The exercise price of the warrants was $0.55 per share. As of the expiration date approximately 97% of the warrants had been exercised.

 

   

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 PETVIVO HOLDINGS, INC.
   
Date: December 9, 2020By:/s/ John Lai
 Name:John Lai
 Title:Chief Executive Officer