The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ISHARES TR | SP SMCP600VL ETF | 464287879 | 241 | 2,396 | SH | SOLE | 0 | 0 | 0 | 2,396 | |
ISHARES TR | CORE S&P500 ETF | 464287200 | 1,315 | 3,051 | SH | SOLE | 0 | 0 | 0 | 3,051 | |
SPDR S&P MIDCAP 400 ETF TR | UTSER1 S&PDCRP | 78467Y107 | 380 | 791 | SH | SOLE | 0 | 0 | 0 | 791 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 523 | 1,218 | SH | SOLE | 0 | 0 | 0 | 1,218 | |
SELECT SECTOR SPDR TR | SBI INT-UTILS | 81369Y886 | 210 | 3,280 | SH | SOLE | 0 | 0 | 0 | 3,280 | |
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 4,820 | 13,466 | SH | DFND | 0 | 0 | 0 | 13,466 | |
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 2,875 | 8,031 | SH | SOLE | 0 | 0 | 0 | 8,031 | |
QUALCOMM INC | COM | 747525103 | 232 | 1,795 | SH | SOLE | 0 | 0 | 0 | 1,795 | |
CISCO SYS INC | COM | 17275R102 | 457 | 8,400 | SH | SOLE | 0 | 0 | 0 | 8,400 | |
ISHARES TR | RUS MD CP GR ETF | 464287481 | 2,456 | 21,915 | SH | DFND | 0 | 0 | 0 | 21,915 | |
ISHARES TR | RUS MD CP GR ETF | 464287481 | 392 | 3,494 | SH | SOLE | 0 | 0 | 0 | 3,494 | |
SELECT SECTOR SPDR TR | SBI CONS STPLS | 81369Y308 | 3,266 | 47,446 | SH | DFND | 0 | 0 | 0 | 47,446 | |
SELECT SECTOR SPDR TR | SBI HEALTHCARE | 81369Y209 | 3,279 | 25,760 | SH | DFND | 0 | 0 | 0 | 25,760 | |
SELECT SECTOR SPDR TR | SBI HEALTHCARE | 81369Y209 | 246 | 1,935 | SH | SOLE | 0 | 0 | 0 | 1,935 | |
SELECT SECTOR SPDR TR | SBI CONS DISCR | 81369Y407 | 3,326 | 18,534 | SH | DFND | 0 | 0 | 0 | 18,534 | |
SELECT SECTOR SPDR TR | SBI CONS DISCR | 81369Y407 | 2,206 | 12,291 | SH | SOLE | 0 | 0 | 0 | 12,291 | |
ISHARES TR | 1 3 YR TREAS BD | 464287457 | 721 | 8,374 | SH | SOLE | 0 | 0 | 0 | 8,374 | |
VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 | 3,135 | 62,682 | SH | SOLE | 0 | 0 | 0 | 62,682 | |
ISHARES TR | SELECT DIVID ETF | 464287168 | 3,276 | 28,560 | SH | DFND | 0 | 0 | 0 | 28,560 | |
ISHARES TR | SELECT DIVID ETF | 464287168 | 944 | 8,233 | SH | SOLE | 0 | 0 | 0 | 8,233 | |
SPDR GOLD TR | GOLD SHS | 78463V107 | 3,284 | 19,997 | SH | DFND | 0 | 0 | 0 | 19,997 | |
SPDR GOLD TR | GOLD SHS | 78463V107 | 2,372 | 14,446 | SH | SOLE | 0 | 0 | 0 | 14,446 | |
VANGUARD INDEX FDS | SM CP VAL ETF | 922908611 | 269 | 1,589 | SH | SOLE | 0 | 0 | 0 | 1,589 | |
FIRST TR STOXX EUROPEAN SELE | COMMON SHS | 33735T109 | 1,565 | 112,587 | SH | SOLE | 0 | 0 | 0 | 112,587 | |
VANGUARD INDEX FDS | SML CP GRW ETF | 922908595 | 282 | 1,005 | SH | SOLE | 0 | 0 | 0 | 1,005 | |
SPDR SER TR | S&P BIOTECH | 78464A870 | 4,108 | 32,680 | SH | DFND | 0 | 0 | 0 | 32,680 | |
SPDR SER TR | S&P BIOTECH | 78464A870 | 649 | 5,161 | SH | SOLE | 0 | 0 | 0 | 5,161 | |
VANGUARD INTL EQUITY INDEX F | FTSE EUROPE ETF | 922042874 | 1,008 | 15,362 | SH | SOLE | 0 | 0 | 0 | 15,362 | |
ISHARES TR | MSCI USA ESG SLC | 464288802 | 765 | 7,970 | SH | SOLE | 0 | 0 | 0 | 7,970 | |
FIRST TR EXCHANGE-TRADED FD | DJ INTERNT IDX | 33733E302 | 3,266 | 13,845 | SH | DFND | 0 | 0 | 0 | 13,845 | |
FIRST TR EXCHANGE-TRADED FD | DJ INTERNT IDX | 33733E302 | 1,381 | 5,856 | SH | SOLE | 0 | 0 | 0 | 5,856 | |
FIRST TR EXCHANGE TRADED FD | CONSUMR STAPLE | 33734X119 | 5,062 | 89,927 | SH | DFND | 0 | 0 | 0 | 89,927 | |
FIRST TR EXCHANGE TRADED FD | CONSUMR STAPLE | 33734X119 | 3,062 | 54,397 | SH | SOLE | 0 | 0 | 0 | 54,397 | |
INVESCO EXCH TRADED FD TR II | S&P 500 REVENUE | 46138G698 | 417 | 5,726 | SH | SOLE | 0 | 0 | 0 | 5,726 | |
PIMCO ETF TR | 1-5 US TIP IDX | 72201R205 | 2,585 | 47,115 | SH | SOLE | 0 | 0 | 0 | 47,115 | |
PROSHARES TR | SHRT 20+YR TRE | 74347X849 | 753 | 45,140 | SH | SOLE | 0 | 0 | 0 | 45,140 | |
PIMCO ETF TR | ENHAN SHRT MA AC | 72201R833 | 644 | 6,314 | SH | SOLE | 0 | 0 | 0 | 6,314 | |
SCHWAB STRATEGIC TR | SHT TM US TRES | 808524862 | 6,681 | 130,518 | SH | DFND | 0 | 0 | 0 | 130,518 | |
FIRST TR EXCH TRD ALPHDX FD | BRAZIL ALPHADEX | 33737J133 | 809 | 63,881 | SH | SOLE | 0 | 0 | 0 | 63,881 | |
FIRST TR EXCHANGE TRADED FD | CLOUD COMPUTING | 33734X192 | 1,119 | 10,624 | SH | SOLE | 0 | 0 | 0 | 10,624 | |
PIMCO ETF TR | ENHNCD LW DUR AC | 72201R718 | 2,910 | 28,579 | SH | SOLE | 0 | 0 | 0 | 28,579 | |
FIRST TR EXCHANGE-TRADED FD | FIRST TR ENH NEW | 33739Q408 | 10,117 | 168,770 | SH | DFND | 0 | 0 | 0 | 168,770 | |
FIRST TR EXCHANGE-TRADED FD | FIRST TR ENH NEW | 33739Q408 | 746 | 12,450 | SH | SOLE | 0 | 0 | 0 | 12,450 | |
ARK ETF TR | NEXT GNRTN INTER | 00214Q401 | 1,117 | 8,041 | SH | SOLE | 0 | 0 | 0 | 8,041 | |
ARK ETF TR | INNOVATION ETF | 00214Q104 | 2,048 | 18,530 | SH | SOLE | 0 | 0 | 0 | 18,530 | |
ARK ETF TR | GENOMIC REV ETF | 00214Q302 | 1,671 | 22,358 | SH | SOLE | 0 | 0 | 0 | 22,358 | |
EXCHANGE TRADED CONCEPTS TR | EMQQ EM INTERN | 301505889 | 6,313 | 127,302 | SH | DFND | 0 | 0 | 0 | 127,302 | |
EXCHANGE TRADED CONCEPTS TR | EMQQ EM INTERN | 301505889 | 1,901 | 38,333 | SH | SOLE | 0 | 0 | 0 | 38,333 | |
SSGA ACTIVE ETF TR | SPDR TR TACTIC | 78467V848 | 389 | 8,051 | SH | SOLE | 0 | 0 | 0 | 8,051 | |
GLOBAL X FDS | RENEWABLE ENERGY | 37954Y707 | 571 | 36,578 | SH | SOLE | 0 | 0 | 0 | 36,578 | |
AMPLIFY ETF TR | ONLIN RETL ETF | 032108102 | 796 | 7,284 | SH | SOLE | 0 | 0 | 0 | 7,284 | |
SPDR SER TR | FACTST INV ETF | 78464A110 | 780 | 3,614 | SH | SOLE | 0 | 0 | 0 | 3,614 | |
ISHARES INC | ESG AWR MSCI EM | 46434G863 | 483 | 11,648 | SH | SOLE | 0 | 0 | 0 | 11,648 | |
ISHARES TR | ESG AW MSCI EAFE | 46435G516 | 250 | 3,188 | SH | SOLE | 0 | 0 | 0 | 3,188 | |
GLOBAL X FDS | CONSCIOUS COS | 37954Y731 | 253 | 8,058 | SH | SOLE | 0 | 0 | 0 | 8,058 | |
TRIMTABS ETF TR | US FREE CASH FLW | 89628W302 | 319 | 5,898 | SH | SOLE | 0 | 0 | 0 | 5,898 | |
J P MORGAN EXCHANGE-TRADED F | ULTRA SHRT INC | 46641Q837 | 13,508 | 266,333 | SH | SOLE | 0 | 0 | 0 | 266,333 | |
J P MORGAN EXCHANGE-TRADED F | US AGGREGATE ETF | 46641Q241 | 2,511 | 46,267 | SH | DFND | 0 | 0 | 0 | 46,267 | |
DBX ETF TR | XTRCKR MSCI US | 233051150 | 255 | 6,412 | SH | SOLE | 0 | 0 | 0 | 6,412 | |
BLACKROCK SCIENCE & TECHNOLO | SHS BEN INT | 09260K101 | 242 | 6,276 | SH | SOLE | 0 | 0 | 0 | 6,276 | |
J P MORGAN EXCHANGE-TRADED F | SHORT DURA CORE | 46641Q274 | 3,882 | 77,358 | SH | SOLE | 0 | 0 | 0 | 77,358 |