The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ARK ETF TR | NEXT GNRTN INTER | 00214Q401 | 1,154 | 13,230 | SH | SOLE | 0 | 0 | 0 | 13,230 | |
ARK ETF TR | INNOVATION ETF | 00214Q104 | 870 | 13,128 | SH | SOLE | 0 | 0 | 0 | 13,128 | |
ARK ETF TR | GENOMIC REV ETF | 00214Q302 | 1,542 | 33,566 | SH | SOLE | 0 | 0 | 0 | 33,566 | |
DBX ETF TR | XTRCKR MSCI US | 233051150 | 280 | 6,718 | SH | SOLE | 0 | 0 | 0 | 6,718 | |
ENERGY TRANSFER L P | COM UT LTD PTN | 29273V100 | 140 | 12,500 | SH | SOLE | 0 | 0 | 0 | 12,500 | |
ETF MANAGERS TR | ETFMG ALTR HRVST | 26924G508 | 196 | 18,941 | SH | SOLE | 0 | 0 | 0 | 18,941 | |
EXCHANGE TRADED CONCEPTS TR | EMQQ EM INTERN | 301505889 | 1,368 | 41,728 | SH | SOLE | 0 | 0 | 0 | 41,728 | |
FIRST TR EXCH TRD ALPHDX FD | BRAZIL ALPHADEX | 33737J133 | 1,137 | 81,562 | SH | SOLE | 0 | 0 | 0 | 81,562 | |
FIRST TR EXCHANGE TRADED FD | CLOUD COMPUTING | 33734X192 | 1,880 | 20,769 | SH | SOLE | 0 | 0 | 0 | 20,769 | |
FIRST TR EXCHANGE TRADED FD | CONSUMR STAPLE | 33734X119 | 2,996 | 47,015 | SH | SOLE | 0 | 0 | 0 | 47,015 | |
FIRST TR EXCHANGE-TRADED FD | DJ INTERNT IDX | 33733E302 | 1,581 | 8,416 | SH | SOLE | 0 | 0 | 0 | 8,416 | |
FIRST TR EXCHANGE-TRADED FD | FIRST TR ENH NEW | 33739Q408 | 735 | 12,346 | SH | SOLE | 0 | 0 | 0 | 12,346 | |
FIRST TR EXCHANGE-TRADED FD | SMID RISNG ETF | 33741X102 | 1,120 | 40,196 | SH | SOLE | 0 | 0 | 0 | 40,196 | |
FIRST TR STOXX EUROPEAN SELE | COMMON SHS | 33735T109 | 2,367 | 178,164 | SH | SOLE | 0 | 0 | 0 | 178,164 | |
FRANKLIN LTD DURATION INCOME | COM | 35472T101 | 91 | 12,001 | SH | SOLE | 0 | 0 | 0 | 12,001 | |
GLOBAL X FDS | RENEWABLE ENERGY | 37954Y707 | 661 | 41,124 | SH | SOLE | 0 | 0 | 0 | 41,124 | |
GLOBAL X FDS | CONSCIOUS COS | 37954Y731 | 280 | 8,630 | SH | SOLE | 0 | 0 | 0 | 8,630 | |
INVESCO EXCH TRADED FD TR II | S&P500 HDL VOL | 46138E362 | 607 | 12,850 | SH | SOLE | 0 | 0 | 0 | 12,850 | |
INVESCO EXCH TRADED FD TR II | S&P 500 REVENUE | 46138G698 | 358 | 4,438 | SH | SOLE | 0 | 0 | 0 | 4,438 | |
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 2,020 | 5,571 | SH | SOLE | 0 | 0 | 0 | 5,571 | |
ISHARES INC | ESG AWR MSCI EM | 46434G863 | 474 | 12,905 | SH | SOLE | 0 | 0 | 0 | 12,905 | |
ISHARES TR | ESG AW MSCI EAFE | 46435G516 | 252 | 3,421 | SH | SOLE | 0 | 0 | 0 | 3,421 | |
ISHARES TR | US TELECOM ETF | 464287713 | 273 | 9,145 | SH | SOLE | 0 | 0 | 0 | 9,145 | |
ISHARES TR | SP SMCP600VL ETF | 464287879 | 278 | 2,720 | SH | SOLE | 0 | 0 | 0 | 2,720 | |
ISHARES TR | CORE S&P500 ETF | 464287200 | 1,418 | 3,125 | SH | SOLE | 0 | 0 | 0 | 3,125 | |
ISHARES TR | 1 3 YR TREAS BD | 464287457 | 698 | 8,374 | SH | SOLE | 0 | 0 | 0 | 8,374 | |
ISHARES TR | SELECT DIVID ETF | 464287168 | 916 | 7,152 | SH | SOLE | 0 | 0 | 0 | 7,152 | |
ISHARES TR | MSCI USA MIN VOL | 46429B697 | 209 | 2,698 | SH | SOLE | 0 | 0 | 0 | 2,698 | |
ISHARES TR | MSCI USA ESG SLC | 464288802 | 788 | 8,142 | SH | SOLE | 0 | 0 | 0 | 8,142 | |
J P MORGAN EXCHANGE-TRADED F | ULTRA SHRT INC | 46641Q837 | 8,841 | 175,863 | SH | SOLE | 0 | 0 | 0 | 175,863 | |
J P MORGAN EXCHANGE-TRADED F | SHORT DURA CORE | 46641Q274 | 3,830 | 80,116 | SH | SOLE | 0 | 0 | 0 | 80,116 | |
LATTICE STRATEGIES TR | HARTFORD MLT ETF | 518416102 | 964 | 33,098 | SH | SOLE | 0 | 0 | 0 | 33,098 | |
PIMCO ETF TR | 1-5 US TIP IDX | 72201R205 | 2,438 | 44,755 | SH | SOLE | 0 | 0 | 0 | 44,755 | |
PIMCO ETF TR | ENHAN SHRT MA AC | 72201R833 | 695 | 6,941 | SH | SOLE | 0 | 0 | 0 | 6,941 | |
PIMCO ETF TR | ENHNCD LW DUR AC | 72201R718 | 2,626 | 26,924 | SH | SOLE | 0 | 0 | 0 | 26,924 | |
PROSHARES TR | ONLINE RTL ETF | 74347B169 | 921 | 20,073 | SH | SOLE | 0 | 0 | 0 | 20,073 | |
SELECT SECTOR SPDR TR | COMMUNICATION | 81369Y852 | 1,218 | 17,708 | SH | SOLE | 0 | 0 | 0 | 17,708 | |
SELECT SECTOR SPDR TR | SBI INT-UTILS | 81369Y886 | 622 | 8,350 | SH | SOLE | 0 | 0 | 0 | 8,350 | |
SELECT SECTOR SPDR TR | SBI MATERIALS | 81369Y100 | 1,613 | 18,294 | SH | SOLE | 0 | 0 | 0 | 18,294 | |
SELECT SECTOR SPDR TR | FINANCIAL | 81369Y605 | 379 | 9,878 | SH | SOLE | 0 | 0 | 0 | 9,878 | |
SELECT SECTOR SPDR TR | SBI INT-INDS | 81369Y704 | 390 | 3,783 | SH | SOLE | 0 | 0 | 0 | 3,783 | |
SELECT SECTOR SPDR TR | SBI HEALTHCARE | 81369Y209 | 265 | 1,935 | SH | SOLE | 0 | 0 | 0 | 1,935 | |
SPDR GOLD TR | GOLD SHS | 78463V107 | 2,631 | 14,563 | SH | SOLE | 0 | 0 | 0 | 14,563 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 550 | 1,218 | SH | SOLE | 0 | 0 | 0 | 1,218 | |
SPDR S&P MIDCAP 400 ETF TR | UTSER1 S&PDCRP | 78467Y107 | 1,358 | 2,768 | SH | SOLE | 0 | 0 | 0 | 2,768 | |
SPDR SER TR | S&P BIOTECH | 78464A870 | 925 | 10,290 | SH | SOLE | 0 | 0 | 0 | 10,290 | |
SPDR SER TR | FACTST INV ETF | 78464A110 | 879 | 5,733 | SH | SOLE | 0 | 0 | 0 | 5,733 | |
SSGA ACTIVE ETF TR | SPDR TR TACTIC | 78467V848 | 364 | 8,128 | SH | SOLE | 0 | 0 | 0 | 8,128 | |
SURO CAPITAL CORP | COM NEW | 86887Q109 | 112 | 12,950 | SH | SOLE | 0 | 0 | 0 | 12,950 | |
TRIMTABS ETF TR | FCF US QLTY ETF | 89628W302 | 589 | 11,310 | SH | SOLE | 0 | 0 | 0 | 11,310 | |
VANGUARD INTL EQUITY INDEX F | FTSE EUROPE ETF | 922042874 | 362 | 5,808 | SH | SOLE | 0 | 0 | 0 | 5,808 | |
VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 | 3,901 | 84,561 | SH | SOLE | 0 | 0 | 0 | 84,561 |