The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
180 LIFE SCIENCES CORP | *W EXP 11/07/202 | 68236V112 | 185 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
AMAZON COM INC | COM | 023135106 | 46,931 | 13,642 | SH | SOLE | 13,642 | 0 | 0 | ||
AMERICAN CAMPUS CMNTYS INC | COM | 024835100 | 44,150 | 945,000 | SH | SOLE | 945,000 | 0 | 0 | ||
B RILEY PRINCIPAL 150 MERGER | UNIT 99/99/9999 | 05601V202 | 4,052 | 400,000 | SH | SOLE | 400,000 | 0 | 0 | ||
BECTON DICKINSON & CO | COM | 075887109 | 48,982 | 201,416 | SH | SOLE | 201,416 | 0 | 0 | ||
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | 44,066 | 158,557 | SH | SOLE | 158,557 | 0 | 0 | ||
BERRY GLOBAL GROUP INC | COM | 08579W103 | 4,239 | 65,000 | SH | SOLE | 65,000 | 0 | 0 | ||
BK OF AMERICA CORP | COM | 060505104 | 2,549 | 61,830 | SH | SOLE | 61,830 | 0 | 0 | ||
BLUE OWL CAPITAL INC | COM CL A | 09581B103 | 45,080 | 3,500,000 | SH | SOLE | 3,500,000 | 0 | 0 | ||
BOWX ACQUISITION CORP | *W EXP 08/03/202 | 103085114 | 167 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
BRIDGETOWN 2 HOLDINGS LTD | CL A | G1355V103 | 3,570 | 350,000 | SH | SOLE | 350,000 | 0 | 0 | ||
BRIDGETOWN HOLDINGS LTD | *W EXP 09/30/202 | G1355U121 | 700 | 350,000 | SH | SOLE | 350,000 | 0 | 0 | ||
BRIDGETOWN HOLDINGS LTD | COM CL A | G1355U113 | 10,626 | 1,050,000 | SH | SOLE | 1,050,000 | 0 | 0 | ||
BRIGHTVIEW HLDGS INC | COM | 10948C107 | 190,440 | 11,813,908 | SH | SOLE | 11,813,908 | 0 | 0 | ||
BUTTERFLY NETWORK INC | *W EXP 02/12/202 | 124155110 | 121 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
CADENCE BANCORPORATION | CL A | 12739A100 | 993 | 47,570 | SH | SOLE | 47,570 | 0 | 0 | ||
CANO HEALTH INC | *W EXP 06/03/202 | 13781Y111 | 92 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
CANOO INC | *W EXP 12/21/202 | 13803R110 | 373 | 125,000 | SH | SOLE | 125,000 | 0 | 0 | ||
CAPITAL ONE FINL CORP | COM | 14040H105 | 3,848 | 24,876 | SH | SOLE | 24,876 | 0 | 0 | ||
CHURCHILL CAPITAL CORP VI | UNIT 99/99/9999 | 17143W200 | 5,060 | 500,000 | SH | SOLE | 500,000 | 0 | 0 | ||
CIT GROUP INC | COM NEW | 125581801 | 1,038 | 20,111 | SH | SOLE | 20,111 | 0 | 0 | ||
CITIGROUP INC | COM NEW | 172967424 | 7,360 | 104,022 | SH | SOLE | 104,022 | 0 | 0 | ||
CITIZENS FINL GROUP INC | COM | 174610105 | 5,480 | 119,472 | SH | SOLE | 119,472 | 0 | 0 | ||
CLEAR CHANNEL OUTDOOR HLDGS | COM | 18453H106 | 3,604 | 1,365,129 | SH | SOLE | 1,365,129 | 0 | 0 | ||
CLOVER HEALTH INVESTMENTS CO | *W EXP 04/21/202 | 18914F111 | 3,193 | 626,155 | SH | SOLE | 626,155 | 0 | 0 | ||
CME GROUP INC | COM | 12572Q105 | 33,168 | 155,954 | SH | SOLE | 155,954 | 0 | 0 | ||
COMERICA INC | COM | 200340107 | 8,703 | 122,000 | SH | SOLE | 122,000 | 0 | 0 | ||
COOPER STD HLDGS INC | COM | 21676P103 | 576 | 19,879 | SH | SOLE | 19,879 | 0 | 0 | ||
CROWN CASTLE INTL CORP NEW | COM | 22822V101 | 11,706 | 60,000 | SH | SOLE | 60,000 | 0 | 0 | ||
CURIOSITYSTREAM INC | *W EXP 10/14/202 | 23130Q115 | 63 | 13,700 | SH | SOLE | 13,700 | 0 | 0 | ||
DANAHER CORPORATION | COM | 235851102 | 17,653 | 65,781 | SH | SOLE | 65,781 | 0 | 0 | ||
DANIMER SCIENTIFIC INC | COM CL A | 236272100 | 3,758 | 150,000 | SH | SOLE | 150,000 | 0 | 0 | ||
DISH NETWORK CORPORATION | NOTE 3.375% 8/1 | 25470MAB5 | 2,064 | 2,000,000 | SH | SOLE | 2,000,000 | 0 | 0 | ||
DMY TECHNOLOGY GROUP INC IV | UNIT 99/99/9999 | 23344K201 | 6,012 | 600,000 | SH | SOLE | 600,000 | 0 | 0 | ||
E MERGE TECHNOLOGY ACQUISITI | *W EXP 07/30/202 | 26873Y112 | 808 | 833,333 | SH | SOLE | 833,333 | 0 | 0 | ||
ELECTRIC LAST MILE SOLUTNS I | *W EXP 08/24/202 | 28489L112 | 226 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
EOS ENERGY ENTERPRISES INC | *W EXP 05/06/202 | 29415C119 | 2,520 | 350,000 | SH | SOLE | 350,000 | 0 | 0 | ||
FALCON MINERALS CORP | CL A COM | 30607B109 | 1,829 | 360,037 | SH | SOLE | 360,037 | 0 | 0 | ||
FASTLY INC | CL A | 31188V100 | 1,573 | 26,400 | SH | SOLE | 26,400 | 0 | 0 | ||
FIFTH THIRD BANCORP | COM | 316773100 | 2,152 | 56,287 | SH | SOLE | 56,287 | 0 | 0 | ||
FINCH THERAPEUTICS GROUP INC | COM | 31773D101 | 3,311 | 235,294 | SH | SOLE | 235,294 | 0 | 0 | ||
FINTECH ACQUISITION CORP V | *W EXP 12/31/202 | 31810Q115 | 159 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
FIRST CTZNS BANCSHARES INC N | CL A | 31946M103 | 5,103 | 6,128 | SH | SOLE | 6,128 | 0 | 0 | ||
FLY LEASING LTD | SPONSORED ADR | 34407D109 | 883 | 52,141 | SH | SOLE | 52,141 | 0 | 0 | ||
FUSION ACQUISITION CORP | *W EXP 06/01/202 | 36118H113 | 140 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
GENERAL DYNAMICS CORP | COM | 369550108 | 14,416 | 76,577 | SH | SOLE | 76,577 | 0 | 0 | ||
GOLDMAN SACHS GROUP INC | COM | 38141G104 | 8,053 | 21,218 | SH | SOLE | 21,218 | 0 | 0 | ||
GRID DYNAMICS HLDGS INC | *W EXP 03/05/202 | 39813G117 | 2,573 | 490,000 | SH | SOLE | 490,000 | 0 | 0 | ||
GRID DYNAMICS HLDGS INC | CL A | 39813G109 | 14,729 | 980,000 | SH | SOLE | 980,000 | 0 | 0 | ||
HIMS & HERS HEALTH INC | *W EXP 01/20/202 | 433000114 | 90 | 26,900 | SH | SOLE | 26,900 | 0 | 0 | ||
HUMANA INC | COM | 444859102 | 63,070 | 142,461 | SH | SOLE | 142,461 | 0 | 0 | ||
HUNTINGTON BANCSHARES INC | COM | 446150104 | 2,871 | 201,177 | SH | SOLE | 201,177 | 0 | 0 | ||
IHEARTMEDIA INC | COM CL A | 45174J509 | 15,612 | 579,732 | SH | SOLE | 579,732 | 0 | 0 | ||
INDEPENDENCE CONTRACT DRILLI | COM | 453415606 | 1,640 | 382,199 | SH | SOLE | 382,199 | 0 | 0 | ||
INDIE SEMICONDUCTOR INC | *W EXP 06/15/202 | 45569U119 | 158 | 75,000 | SH | SOLE | 75,000 | 0 | 0 | ||
INNOVIZ TECHNOLOGIES LTD | *W EXP 04/05/202 | M5R635116 | 165 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
INTERNATIONAL BANCSHARES COR | COM | 459044103 | 1,951 | 45,438 | SH | SOLE | 45,438 | 0 | 0 | ||
INTERNATIONAL FLAVORS&FRAGRA | COM | 459506101 | 33,780 | 226,106 | SH | SOLE | 226,106 | 0 | 0 | ||
INTREXON CORP | NOTE 3.500% 7/0 | 46122TAA0 | 8,258 | 9,575,000 | SH | SOLE | 9,575,000 | 0 | 0 | ||
JPMORGAN CHASE & CO | COM | 46625H100 | 11,666 | 75,000 | SH | SOLE | 75,000 | 0 | 0 | ||
KALEYRA INC | COM | 483379103 | 2,575 | 210,336 | SH | SOLE | 210,336 | 0 | 0 | ||
KATAPULT HOLDINGS INC | *W EXP 06/09/202 | 485859110 | 80 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
KEYCORP | COM | 493267108 | 4,270 | 206,785 | SH | SOLE | 206,785 | 0 | 0 | ||
LINCOLN NATL CORP IND | COM | 534187109 | 1,035 | 16,478 | SH | SOLE | 16,478 | 0 | 0 | ||
LOCKHEED MARTIN CORP | COM | 539830109 | 49,453 | 130,708 | SH | SOLE | 130,708 | 0 | 0 | ||
M & T BK CORP | COM | 55261F104 | 6,350 | 43,700 | SH | SOLE | 43,700 | 0 | 0 | ||
MARSH & MCLENNAN COS INC | COM | 571748102 | 33,833 | 240,499 | SH | SOLE | 240,499 | 0 | 0 | ||
MEDTECH ACQUISITION CORP | UNIT 12/18/2025 | 58507N204 | 4,008 | 400,000 | SH | SOLE | 400,000 | 0 | 0 | ||
MESA AIR GROUP INC | COM NEW | 590479135 | 3,086 | 330,785 | SH | SOLE | 330,785 | 0 | 0 | ||
MUDRICK CAPITAL ACQU CORP II | *W EXP 09/10/202 | 62477L115 | 314 | 75,000 | SH | SOLE | 75,000 | 0 | 0 | ||
NATIONAL RETAIL PROPERTIES I | COM | 637417106 | 3,478 | 74,200 | SH | SOLE | 74,200 | 0 | 0 | ||
OUSTER INC | *W EXP 03/11/202 | 68989M111 | 639 | 175,000 | SH | SOLE | 175,000 | 0 | 0 | ||
PAYSAFE LIMITED | *W EXP 03/30/202 | G6964L115 | 179 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
PLX PHARMA INC | COM | 72942A107 | 25,875 | 1,875,000 | SH | SOLE | 1,875,000 | 0 | 0 | ||
PNC FINL SVCS GROUP INC | COM | 693475105 | 6,283 | 32,936 | SH | SOLE | 32,936 | 0 | 0 | ||
PRECIGEN INC | COM | 74017N105 | 6,259 | 960,000 | SH | SOLE | 960,000 | 0 | 0 | ||
PROTERRA INC | *W EXP 09/22/202 | 74374T117 | 309 | 55,000 | SH | SOLE | 55,000 | 0 | 0 | ||
QUANTUM SI INC | *W EXP 06/10/202 | 74765K113 | 225 | 59,800 | SH | SOLE | 59,800 | 0 | 0 | ||
REGIONS FINANCIAL CORP NEW | COM | 7591EP100 | 2,053 | 101,753 | SH | SOLE | 101,753 | 0 | 0 | ||
RICE ACQUISITION CORP | *W EXP 10/26/202 | 762594117 | 428 | 75,000 | SH | SOLE | 75,000 | 0 | 0 | ||
RMG ACQUISITION CORP II | CL A SHS | G76083107 | 29,850 | 3,000,000 | SH | SOLE | 3,000,000 | 0 | 0 | ||
SARISSA CAPITAL ACQUISITN CO | UNIT 10/23/2027 | G7823W128 | 5,469 | 524,900 | SH | SOLE | 524,900 | 0 | 0 | ||
SOFI TECHNOLOGIES INC | *W EXP 05/28/202 | 83406F110 | 213 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
STABLE RD ACQUISITION CORP | *W EXP 05/15/202 | 85236Q117 | 210 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
STEALTHGAS INC | SHS | Y81669106 | 9,882 | 3,516,652 | SH | SOLE | 3,516,652 | 0 | 0 | ||
STERIS PLC | SHS USD | G8473T100 | 41,519 | 201,255 | SH | SOLE | 201,255 | 0 | 0 | ||
SVB FINANCIAL GROUP | COM | 78486Q101 | 4,938 | 8,874 | SH | SOLE | 8,874 | 0 | 0 | ||
SYNTHETIC BIOLOGICS INC | COM NEW | 87164U201 | 70 | 116,430 | SH | SOLE | 116,430 | 0 | 0 | ||
T-MOBILE US INC | COM | 872590104 | 25,301 | 174,695 | SH | SOLE | 174,695 | 0 | 0 | ||
THE LION ELECTRIC COMPANY | *W EXP 05/06/202 | 536221112 | 602 | 92,500 | SH | SOLE | 92,500 | 0 | 0 | ||
THE ORIGINAL BARK COMPANY | *W EXP 05/01/202 | 68622E112 | 87 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
TPG PACE BEN FIN CORP | *W EXP 10/09/202 | G8990D117 | 331 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
UNITEDHEALTH GROUP INC | COM | 91324P102 | 22,523 | 56,246 | SH | SOLE | 56,246 | 0 | 0 | ||
UWM HOLDINGS CORPORATION | *W EXP 01/21/202 | 91823B117 | 89 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
VAIL RESORTS INC | COM | 91879Q109 | 31,795 | 100,451 | SH | SOLE | 100,451 | 0 | 0 | ||
VIPER ENERGY PARTNERS LP | COM UNT RP INT | 92763M105 | 3,629 | 192,700 | SH | SOLE | 192,700 | 0 | 0 | ||
VISA INC | COM CL A | 92826C839 | 50,318 | 215,198 | SH | SOLE | 215,198 | 0 | 0 | ||
VPC IMPACT ACQUISITION HLDNG | *W EXP 10/22/202 | G9441E118 | 86 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
WABTEC | COM | 929740108 | 20,478 | 248,827 | SH | SOLE | 248,827 | 0 | 0 | ||
WEBSTER FINL CORP CONN | COM | 947890109 | 2,091 | 39,197 | SH | SOLE | 39,197 | 0 | 0 | ||
WELLS FARGO CO NEW | COM | 949746101 | 10,174 | 224,647 | SH | SOLE | 224,647 | 0 | 0 | ||
WM TECHNOLOGY INC | *W EXP 06/16/202 | 92971A117 | 159 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
ZIONS BANCORPORATION N A | COM | 989701107 | 5,089 | 96,266 | SH | SOLE | 96,266 | 0 | 0 | ||
ZIOPHARM ONCOLOGY INC | COM | 98973P101 | 40,000 | 15,151,516 | SH | SOLE | 15,151,516 | 0 | 0 | ||
ISHARES TR | IBOXX HI YD ETF | 464288513 | 228,904 | 2,600,000 | SH | Put | SOLE | 2,600,000 | 0 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 517,952 | 1,210,000 | SH | Put | SOLE | 1,210,000 | 0 | 0 |