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GATO Gatos Silver

Filed: 2 Jun 21, 4:03pm

 

 

 

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

 

Washington, D.C. 20549

 

 

 

FORM 8-K

 

CURRENT REPORT

 

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported): May 26, 2021

 

GATOS SILVER, INC.
(Exact name of registrant as specified in its charter)

 

 

 

Delaware
(State or other jurisdiction of
incorporation)
001-39649
(Commission File Number)
27-2654848
(I.R.S. Employer
Identification No.)
 

8400 E. Crescent Parkway, Suite 600

Greenwood Village, CO
(Address of principal executive offices)

80111
(Zip Code)
    

Registrant’s telephone number, including area code: (303) 784-5350

 

N/A

(Former name or former address, if changed since last report)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class Trading Symbol(s) Name of each exchange on which registered
Common Stock, par value $0.001 per share GATO New York Stock Exchange

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company x

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. x

 

 

 

 

 

 

Item 5.07.   Submission of Matters to a Vote of Security Holders.

 

On May 26, 2021, Gatos Silver, Inc. (the “Company”) held its 2021 Annual Meeting of Stockholders (the “Annual Meeting”). At the Annual Meeting, the Company’s stockholders (i) elected nine directors, each to hold office for a term to expire at the 2022 Annual Meeting of Stockholders or until their successors are duly elected and qualified, subject to their earlier death, resignation or removal and (ii) ratified the appointment of KPMG LLP as the Company’s independent registered public accounting firm for the year ending December 31, 2021.

 

The voting results of each of these proposals, which were described in more detail in the Company’s proxy statement filed with the U.S. Securities and Exchange Commission on April 12, 2021, are set forth below.

 

Proposal No. 1 – Election of Directors

 

Director Nominee

 

Votes For

 

Votes Withheld

 

Broker Non-Votes

Ali Erfan 43,877,394 4,019,722 401,913
Igor Gonzales 45,412,411 2,482,705 401,913
Karl Hanneman 42,632,845 5,263,271 401,913
Charles Hansard 47,883,412 12,704 401,913
Igor Levental 47,877,190 18,926 401,913
David Peat 47,875,404 20,712 401,913
Stephen Orr 47,877,443 18,673 401,913
Janice Stairs 47,769,197 126,919 401,913
Daniel Muñiz Quintanilla 47,883,438 12,678 401,913

 

Proposal No. 2 – Ratification of Independent Registered Public Accounting Firm

 

Votes For Votes Against Abstentions Broker Non-Votes
48,293,526 4,503 0 0

 

 

 

 

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 GATOS SILVER, INC.
   
Date: June 2, 2021By:

/s/ Roger Johnson

  Roger Johnson
  Chief Financial Officer