Gatos Silver (GATO)

Filed: 17 Aug 21, 4:10pm




Washington, D.C. 20549







Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934


Date of Report (Date of earliest event reported): August 12, 2021


(Exact name of registrant as specified in its charter)



(State or other jurisdiction of(Commission File Number)(I.R.S. Employer
incorporation) Identification No.)


8400 E. Crescent Parkway, Suite 60080111
Greenwood Village, CO(Zip Code)
(Address of principal executive offices) 


Registrant’s telephone number, including area code: (303) 784-5350



(Former name or former address, if changed since last report)


Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

Title of each class Trading Symbol(s) Name of each exchange on which registered
Common Stock, par value $0.001 per share GATO New York Stock Exchange


Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company x


If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. x







Item 5.02Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.


On August 16, 2021, Gatos Silver, Inc. (the “Company”) announced the departure of John Kinyon, the Company’s Chief Operating Officer, effective as of August 16, 2021. Following Mr. Kinyon’s departure, the Company’s Los Gatos Joint Venture operations will report directly to Dale Andres, who serves as the Company’s President. On August 16, 2021, the Company issued a press release announcing the above, a copy of which is attached hereto as Exhibit 99.1.


Item 9.01Financial Statements and Exhibits.


(d) Exhibits.


Exhibit No.Description
99.1Press Release, dated August 16, 2021


104Cover Page Interactive Data File (formatted as Inline XBRL)







Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.


Date: August 17, 2021By:  

/s/ Roger Johnson 

  Roger Johnson
  Chief Financial Officer