UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: 811-22545
CENTRE FUNDS
(Exact name of registrant as specified in charter)
48 Wall Street, Suite 1100, New York, New York 10005
(Address of principal executive offices) (Zip code)
James Abate
48 Wall Street, Suite 1100
New York, New York 10005
(Name and address of agent for service)
Registrant’s telephone number, including area code: (855) 298.4236
Date of fiscal year end: September 30
Date of reporting period: July 1, 2013- June 30, 2014
Item 1 – Proxy Voting Record.
CENTRE GLOBAL SELECT EQUITY FUND
Vote Summary
(Centre Global Select Equity Fund)
INDUSTRIA DE DISENO TEXTIL S.A., ARTEIXO, LA COROG
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Security | E6282J109 | Meeting Type | Annual General Meeting | |||||
Ticker Symbol | Meeting Date | 16-Jul-2013 | ||||||
ISIN | ES0148396015 | Agenda | 704613783 - Management | |||||
City | ARTEIXO | Holding Recon Date | 09-Jul-2013 | |||||
Country | Spain | Vote Deadline Date | 08-Jul-2013 | |||||
SEDOL(s) | 7111314 - B02TMV9 - B108WP9 - B1BK287 | Quick Code |
Item | Proposal | Type | Vote | For/Against Management
| ||||||
CMMT | PLEASE NOTE IN THE EVENT THE MEETING DOES NOT REACH QUORUM, THERE WILL BE A-SECOND CALL ON 17 JUL 2013. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL-REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. THANK YOU. | Non-Voting | ||||||||
1 | Approve individual financial statements | Management | For | For | ||||||
2 | Approve consolidated financial statements, and discharge of board | Management | For | For | ||||||
3 | Approve updated balance sheets to benefit from new tax regulation | Management | For | For | ||||||
4 | Approve allocation of income and dividends | Management | For | For | ||||||
5 | Approve long term incentive plan | Management | For | For | ||||||
6 | Authorize share repurchase program | Management | For | For | ||||||
7 | Advisory vote on remuneration policy report | Management | For | For | ||||||
8 | Authorize board to ratify and execute approved resolutions | Management | For | For | ||||||
CMMT | PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN RECORD DATE FROM 11 JUL 2-013 TO 09 JUL 2013. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETU-RN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting |
SANDS CHINA LTD
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Security | G7800X107 | Meeting Type | ExtraOrdinary General Meeting | |||||
Ticker Symbol | Meeting Date | 26-Jul-2013 | ||||||
ISIN | KYG7800X1079 | Agenda | 704628885 - Management | |||||
City | MACAO | Holding Recon Date | 15-Jul-2013 | |||||
Country | Cayman Islands | Vote Deadline Date | 19-Jul-2013 | |||||
SEDOL(s) | B4Z67Z4 - B5B23W2 - B7YJHL1 | Quick Code |
Item | Proposal | Type | Vote | For/Against Management
| ||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘AGAINST’-ONLY FOR ALL RESOLUTIONS. THANK YOU. | Non-Voting | ||||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEHK/2013/0627/LT N20130627408.pdf-AND- http://www.hkexnews.hk/listedco/listconews/SEHK/2013/0627/LT N20130627430.pdf | Non-Voting | ||||||||
1 | To appoint Deloitte Touche Tohmatsu as auditor and to authorize the board of directors to fix their remuneration | Management | For | For | ||||||
CMMT | PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF ACTUAL RECORD DATE. IF Y-OU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLES-S YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting |
CIA DE BEBIDAS DAS AMERICAS-AMBEV, SAO PAULO
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Security | P0273S135 | Meeting Type | ExtraOrdinary General Meeting | |||||
Ticker Symbol | Meeting Date | 30-Jul-2013 | ||||||
ISIN | BRAMBVACNOR4 | Agenda | 704631147 - Management | |||||
City | SAO PAULO | Holding Recon Date | 26-Jul-2013 | |||||
Country | Brazil | Vote Deadline Date | 22-Jul-2013 | |||||
SEDOL(s) | 2361932 - B3BGV26 | Quick Code |
Item | Proposal | Type | Vote | For/Against Management
| ||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE-REPRESENTATIVE | Non-Voting | ||||||||
I | To examine, discuss and approve the protocol and justification, having as its purpose the merger of the shares issued by the company into Ambev S.A., with corporate taxpayer id number, CNPJ.MF, 07.526.557.0001.00, from here onwards referred to as the share merger, and to authorize the executive committee of the company to subscribe for, on the account of the shareholders of the company, the consequent increase in the share capital of Ambev S.A. and to do all the other acts necessary for the implementation of the share merger | Management | For | For | ||||||
II | To amend the main part of article 5 of the corporate bylaws of the company to reflect any capital increases approved within the limit of the authorized capital and ratified by the board of directors to the date that the extraordinary general meeting is held | Management | For | For | ||||||
III | If the share merger is approved, to cancel all of the shares issued by the company that are held in treasury on the date that the extraordinary general meeting is held, without a reduction of the share capital, providing new wording for the main part of article 5 of the corporate bylaws of the company | Management | For | For | ||||||
IV | As a result of the resolutions referred to in items II and III above, to carry out a restatement of the corporate bylaws of the company, in accordance with the proposal from the management | Management | For | For | ||||||
CMMT | PLEASE NOTE THAT VOTES ‘IN FAVOR’ AND ‘AGAINST’ IN THE SAME AGENDA ITEM ARE NO-T ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN ARE A-LLOWED. THANK YOU | Non-Voting | ||||||||
CMMT | PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF ADDITIONAL COMMENT. IF Y-OU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLES-S YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting |
COSAN SA INDUSTRIA E COMERCIO, PIRACICABA, SP
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Security | P31573101 | Meeting Type | Annual General Meeting | |||||
Ticker Symbol | Meeting Date | 31-Jul-2013 | ||||||
ISIN | BRCSANACNOR6 | Agenda | 704660871 - Management | |||||
City | SAO PAULO | Holding Recon Date | 29-Jul-2013 | |||||
Country | Brazil | Vote Deadline Date | 24-Jul-2013 | |||||
SEDOL(s) | B0P72G5 - B23ZH37 | Quick Code |
Item | Proposal | Type | Vote | For/Against Management
| ||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE-REPRESENTATIVE | Non-Voting | ||||||||
CMMT | PLEASE NOTE THAT VOTES ‘IN FAVOR’ AND ‘AGAINST’ IN THE SAME AGENDA ITEM ARE-NOT ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN- ARE ALLOWED. THANK YOU | Non-Voting | ||||||||
1 | To examine, discuss and approve the financial statements relating to the fiscal year that ended on March 31, 2013 | Management | For | For | ||||||
2 | To approve the distribution of net profits related to fiscal year ending on March 31, 2013 | Management | For | For | ||||||
3 | To ratify the amounts paid for the aggregate compensation attributed to the managers of the company for the fiscal year that ended on March 31, 2013, and to establish the aggregate compensation of the managers for the fiscal year that began on April 1, 2013 | Management | For | For | ||||||
4 | To decide on the newspapers in which company notices will be published | Management | For | For |
COSAN SA INDUSTRIA E COMERCIO, PIRACICABA, SP
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Security | P31573101 | Meeting Type | ExtraOrdinary General Meeting | |||||
Ticker Symbol | Meeting Date | 31-Jul-2013 | ||||||
ISIN | BRCSANACNOR6 | Agenda | 704661140 - Management | |||||
City | SAO PAULO | Holding Recon Date | 29-Jul-2013 | |||||
Country | Brazil | Vote Deadline Date | 24-Jul-2013 | |||||
SEDOL(s) | B0P72G5 - B23ZH37 | Quick Code |
Item | Proposal | Type | Vote | For/Against Management
| ||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE-REPRESENTATIVE | Non-Voting | ||||||||
CMMT | PLEASE NOTE THAT VOTES ‘IN FAVOR’ AND ‘AGAINST’ IN THE SAME AGENDA ITEM ARE-NOT ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN- ARE ALLOWED. THANK YOU | Non-Voting | ||||||||
1 | To increase the authorized capital amount of the company independent of a bylaws amendment | Management | For | For | ||||||
2 | To extinguish the position of vice president officer for food and to create the position of vice president officer for infrastructure | Management | For | For | ||||||
3 | To amend the period of the fiscal year of the company, which will run from January 1 to December 31 of each year | Management | For | For | ||||||
4 | To restate the corporate bylaws of the company | Management | For | For |
CIE FINANCIERE RICHEMONT SA, BELLEVUE
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Security | H25662158 | Meeting Type | Annual General Meeting | |||||
Ticker Symbol | Meeting Date | 12-Sep-2013 | ||||||
ISIN | CH0045039655 | Agenda | 704671519 - Management | |||||
City | GENEVA | Holding Recon Date | 10-Sep-2013 | |||||
Country | Switzerland Blocking | Vote Deadline Date | 04-Sep-2013 | |||||
SEDOL(s) | B3DCZF3 - B3DXTW1 - B3F1L94 - B3F8WR0 | Quick Code |
Item | Proposal | Type | Vote | For/Against Management
| ||||||
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 151735 DUE TO ADDITION OF-RESOLUTION. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND-YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | Non-Voting | ||||||||
1.1 | The Board of Directors proposes that the General Meeting, having taken note of the reports of the auditor, approve the consolidated financial statements of the Group, the financial statements of the Company and the directors’ report for the business year ended 31 March 2013 | Management | For | For | ||||||
1.2 | The Board of Directors proposes that the 2013 compensation report as per pages 53 to 60 of the Annual Report and Accounts 2013 be ratified | Management | For | For | ||||||
2 | Appropriation of profits: At 31 March 2013, the retained earnings available for distribution amounted to CHF 2 366 505 209. The Board of Directors proposes that a dividend of CHF 1.00 be paid per Richemont share. This is equivalent to CHF 1.00 per ‘A’ bearer share in the Company and CHF 0.10 per ‘B’ registered share in the Company. This represents a total dividend payable of CHF 574 200 000, subject to a waiver by Richemont Employee Benefits Limited, a wholly owned subsidiary, of its entitlement to receive dividends on an estimated 21 million Richemont ‘A’ shares held in treasury. The Board of Directors proposes that the remaining available retained earnings of the Company at 31 March 2013 after payment of the dividend be carried forward to the following business year. The dividend will be paid on or about 19 September 2013 | Management | For | For | ||||||
3 | Discharge of the Board of Directors | Management | For | For | ||||||
4.1 | Re-election of Johann Rupert to the Board of Directors to serve for a further term of one year | Management | For | For | ||||||
4.2 | Re-election of Dr Franco Cologni to the Board of Directors to serve for a further term of one year | Management | For | For | ||||||
4.3 | Re-election of Lord Douro to the Board of Directors to serve for a further term of one year | Management | For | For | ||||||
4.4 | Re-election of Yves-Andre Istel to the Board of Directors to serve for a further term of one year | Management | For | For | ||||||
4.5 | Re-election of Richard Lepeu to the Board of Directors to serve for a further term of one year | Management | For | For | ||||||
4.6 | Re-election of Ruggero Magnoni to the Board of Directors to serve for a further term of one year | Management | For | For | ||||||
4.7 | Re-election of Josua Malherbe to the Board of Directors to serve for a further term of one year | Management | For | For | ||||||
4.8 | Re-election of Dr Frederick Mostert to the Board of Directors to serve for a further term of one year | Management | For | For | ||||||
4.9 | Re-election of Simon Murray to the Board of Directors to serve for a further term of one year | Management | For | For | ||||||
4.10 | Re-election of Alain Dominique Perrin to the Board of Directors to serve for a further term of one year | Management | For | For | ||||||
4.11 | Re-election of Guillaume Pictet to the Board of Directors to serve for a further term of one year | Management | For | For | ||||||
4.12 | Re-election of Norbert Platt to the Board of Directors to serve for a further term of one year | Management | For | For | ||||||
4.13 | Re-election of Alan Quasha to the Board of Directors to serve for a further term of one year | Management | For | For |
4.14 | Re-election of Maria Ramos to the Board of Directors to serve for a further term of one year | Management | For | For | ||||||
4.15 | Re-election of Lord Renwick of Clifton to the Board of Directors to serve for a further term of one year | Management | For | For | ||||||
4.16 | Re-election of Jan Rupert to the Board of Directors to serve for a further term of one year | Management | For | For | ||||||
4.17 | Re-election of Gary Saage to the Board of Directors to serve for a further term of one year | Management | For | For | ||||||
4.18 | Re-election of Jurgen Schrempp to the Board of Directors to serve for a further term of one year | Management | For | For | ||||||
4.19 | Election of Bernard Fornas to the Board of Directors to serve for a further term of one year | Management | For | For | ||||||
4.20 | Election of Jean-Blaise Eckert to the Board of Directors to serve for a further term of one year | Management | For | For | ||||||
5 | Re-appoint of the auditor PricewaterhouseCoopers Ltd, Geneva | Management | For | For | ||||||
6 | Revisions to the Articles of Association: Articles 6, 8, 9, 15, 17, 18, 21, and 35 | Management | For | For | ||||||
7 | In the case of ad-hoc/Miscellaneous shareholder motions proposed during the general meeting, I authorize my proxy to act as follows in accordance with the board of directors. | Management | For | For | ||||||
PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN TEXT OF RESOLUTION 5 | Non-Voting |
DIAGEO PLC, LONDON
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Security | G42089113 | Meeting Type | Annual General Meeting | |||||
Ticker Symbol | Meeting Date | 19-Sep-2013 | ||||||
ISIN | GB0002374006 | Agenda | 704697070 - Management | |||||
City | LONDON | Holding Recon Date | 17-Sep-2013 | |||||
Country | United Kingdom | Vote Deadline Date | 13-Sep-2013 | |||||
SEDOL(s) | 0237400 - 5399736 - 5409345 - 5460494 - B01DFS0 | Quick Code |
Item | Proposal | Type | Vote | For/Against Management
| ||||||
1 | Report and accounts 2013 | Management | For | For | ||||||
2 | Directors’ remuneration report 2013 | Management | For | For | ||||||
3 | Declaration of final dividend. That a final dividend be declared on the ordinary shares of 28101/108 pence each (‘Ordinary Share(s)’) of 29.30 pence per share for the year ended 30 June 2013 | Management | For | For | ||||||
4 | That PB Bruzelius be re-elected as a director | Management | For | For | ||||||
5 | That LM Danon be re-elected as a director | Management | For | For | ||||||
6 | That Lord Davies be re-elected as a director | Management | For | For | ||||||
7 | That Ho KwonPing be re-elected as a director | Management | For | For | ||||||
8 | That BD Holden be re-elected as a director | Management | For | For | ||||||
9 | That Dr FB Humer be re-elected as a director | Management | For | For | ||||||
10 | That D Mahlan be re-elected as a director | Management | For | For | ||||||
11 | That IM Menezes be re-elected as a director | Management | For | For | ||||||
12 | That PG Scott be re-elected as a director | Management | For | For | ||||||
13 | Appointment of auditor: That KPMG LLP be appointed as auditor of the company to hold office from the conclusion of this AGM until the conclusion of the next general meeting at which accounts are laid before the company | Management | For | For | ||||||
14 | Remuneration of auditor | Management | For | For | ||||||
15 | Authority to allot shares | Management | For | For | ||||||
16 | Disapplication of pre-emption rights | Management | For | For | ||||||
17 | Authority to purchase own Ordinary Shares | Management | For | For | ||||||
18 | Authority to make political donations and/or to incur political expenditure in the European Union (‘EU’): That, in accordance with sections 366 and 367 of the Act, the company and all companies that are at any time during the period for which this resolution has effect subsidiaries of the company be authorised to: a) make political donations (as defined in section 364 of the Act) to political parties (as defined in section 363 of the Act) or independent election candidates (as defined in section 363 of the Act), not exceeding GBP 200,000 in total; and b) make political donations (as defined in section 364 of the Act) to political organisations other than political parties (as defined in section 363 of the Act) not exceeding GBP 200,000 in total; and c) incur political expenditure (as defined in section 365 of the Act) CONTD | Management | For | For | ||||||
CONT | CONTD not exceeding GBP 200,000 in total; in each case during the period-beginning with the date of passing this resolution and ending at the end of-next year’s AGM or on 18 December 2014, whichever is the sooner, and provided-that the aggregate amount of political donations and political expenditure so-made and incurred by the company and its subsidiaries pursuant to this- resolution shall not exceed GBP 200,000 | Non-Voting | ||||||||
19 | Reduced notice of a general meeting other than an annual general meeting | Management | For | For |
TELSTRA CORPORATION LTD, MELBOURNE VIC
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Security | Q8975N105 | Meeting Type | Annual General Meeting | |||||
Ticker Symbol | Meeting Date | 15-Oct-2013 | ||||||
ISIN | AU000000TLS2 | Agenda | 704706603 - Management | |||||
City | SYDNEY | Holding Recon Date | 11-Oct-2013 | |||||
Country | Australia | Vote Deadline Date | 09-Oct-2013 | |||||
SEDOL(s) | 5564534 - 6087289 - 6087999 - B02Q4Z8 | Quick Code | 503620000 |
Item | Proposal | Type | Vote | For/Against Management
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CMMT | VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSALS 4 AND 5 AND VOTES CAST-BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE-PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED-BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE-“ABSTAIN”) ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU ACKNOWLEDGE THAT-YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE-RELEVANT PROPOSALS. BY VOTING (FOR OR AGAINST) ON PROPOSALS (4 AND 5), YOU- ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT NEITHER EXPECT TO OBTAIN-BENEFIT BY THE PASSING OF THE RELEVANT PROPOSALS AND YOU COMPLY WITH THE- VOTING EXCLUSION. | Non-Voting | ||||||||
3.a | Election of Director: Mr Chin Hu Lim | Management | For | For | ||||||
3.b | Re-election of Director: Dr Nora Scheinkestel | Management | For | For | ||||||
4 | Grant of Performance Rights | Management | For | For | ||||||
5 | Remuneration Report | Management | For | For | ||||||
CMMT | 09 OCT 13: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN THE RECORD DAT-E FROM 13 OCT 13 TO 11 OCT 13. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE-DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUC-TIONS. THANK YOU | Non-Voting |
BHP BILLITON LTD, MELBOURNE VIC
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Security | Q1498M100 | Meeting Type | Annual General Meeting | |||||
Ticker Symbol | Meeting Date | 21-Nov-2013 | ||||||
ISIN | AU000000BHP4 | Agenda | 704745756 - Management | |||||
City | PERTH | Holding Recon Date | 19-Nov-2013 | |||||
Country | Australia | Vote Deadline Date | 14-Nov-2013 | |||||
SEDOL(s) | 0144403 - 0144414 - 5709506 - 6144690 - 6144764 - 6146760 - B02KCV2 | Quick Code | 503607000 |
Item | Proposal | Type | Vote | For/Against Management
| ||||||
CMMT | VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSALS 7, 8 AND 9 AND VOTES CAS-T BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE PROPO-SAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED BENEFIT- OR EXPECT TO OBTAIN FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE “ABSTAIN”) ON-THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE OBTAIN-ED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL-/S. BY VOTING (FOR OR AGAINST) ON PROPOSALS (7, 8 AND 9), YOU ACKNOWLEDGE THAT-YOU HAVE NOT OBTAINED BENEFIT NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING-OF THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE VOTING EXCLUSION. | Non-Voting | ||||||||
1 | To receive the 2013 Financial Statements and Reports for BHP Billiton | Management | For | For | ||||||
2 | To appoint KPMG LLP as the auditor of BHP Billiton Plc | Management | For | For | ||||||
3 | To authorise the Risk and Audit Committee to agree the remuneration of the auditor of BHP Billiton Plc | Management | For | For | ||||||
4 | To renew the general authority to issue shares in BHP Billiton Plc | Management | For | For | ||||||
5 | To approve the authority to issue shares in BHP Billiton Plc for cash | Management | For | For | ||||||
6 | To approve the repurchase of shares in BHP Billiton Plc | Management | For | For | ||||||
7 | To approve the 2013 Remuneration Report | Management | For | For | ||||||
8 | To adopt new Long Term Incentive Plan Rules | Management | For | For | ||||||
9 | To approve grants to Andrew Mackenzie | Management | For | For | ||||||
10 | To elect Andrew Mackenzie as a Director of BHP Billiton | Management | For | For | ||||||
11 | To re-elect Malcolm Broomhead as a Director of BHP Billiton | Management | For | For | ||||||
12 | To re-elect Sir John Buchanan as a Director of BHP Billiton | Management | For | For | ||||||
13 | To re-elect Carlos Cordeiro as a Director of BHP Billiton | Management | For | For | ||||||
14 | To re-elect David Crawford as a Director of BHP Billiton | Management | For | For |
15 | To re-elect Pat Davies as a Director of BHP Billiton | Management | For | For | ||||||
16 | To re-elect Carolyn Hewson as a Director of BHP Billiton | Management | For | For | ||||||
17 | To re-elect Lindsay Maxsted as a Director of BHP Billiton | Management | For | For | ||||||
18 | To re-elect Wayne Murdy as a Director of BHP Billiton | Management | For | For | ||||||
19 | To re-elect Keith Rumble as a Director of BHP Billiton | Management | For | For | ||||||
20 | To re-elect John Schubert as a Director of BHP Billiton | Management | For | For | ||||||
21 | To re-elect Shriti Vadera as a Director of BHP Billiton | Management | For | For | ||||||
22 | To re-elect Jac Nasser as a Director of BHP Billiton | Management | For | For | ||||||
23 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: To elect Ian Dunlop as a Director of BHP Billiton | Shareholder | Against | For |
CNOOC LTD, HONG KONG
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Security | Y1662W117 | Meeting Type | ExtraOrdinary General Meeting | |||||
Ticker Symbol | Meeting Date | 27-Nov-2013 | ||||||
ISIN | HK0883013259 | Agenda | 704838513 - Management | |||||
City | HONG KONG | Holding Recon Date | 21-Nov-2013 | |||||
Country | Hong Kong | Vote Deadline Date | 22-Nov-2013 | |||||
SEDOL(s) | B00G0S5 - B016D18 - B05QZJ6 - B16TB15 | Quick Code |
Item | Proposal | Type | Vote | For/Against Management
| ||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEHK/2013/1107/LT N20131107226.pdf-AND- http://www.hkexnews.hk/listedco/listconews/SEHK/2013/1107/LT N20131107190.pdf | Non-Voting | ||||||||
CMMT | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF “ABSTAIN” WILL BE TREATED-THE SAME AS A “TAKE NO ACTION” VOTE. | Non-Voting | ||||||||
1 | To approve the Non-exempt Continuing Connected Transactions | Management | For | For | ||||||
2 | To approve the Proposed Caps for each category of the Non- exempt Continuing Connected Transactions | Management | For | For |
WESTPAC BANKING CORP, SYDNEY NSW
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Security | Q97417101 | Meeting Type | Annual General Meeting | |||||
Ticker Symbol | Meeting Date | 13-Dec-2013 | ||||||
ISIN | AU000000WBC1 | Agenda | 704845176 - Management | |||||
City | MELBOURNE | Holding Recon Date | 11-Dec-2013 | |||||
Country | Australia | Vote Deadline Date | 06-Dec-2013 | |||||
SEDOL(s) | 0957258 - 5412183 - 6076146 - 6956527 - 6957393 - B01D654 | Quick Code | 503604000 |
Item | Proposal | Type | Vote | For/Against Management
| ||||||
CMMT | VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSALS 2, 3, 4A AND 4B AND-VOTES CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF-THE PROPOSALS WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED-BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE-“ABSTAIN”) ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU ACKNOWLEDGE THAT-YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE-RELEVANT PROPOSALS. BY VOTING (FOR OR AGAINST) ON THE ABOVE MENTIONED-PROPOSALS, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT NEITHER EXPECT-TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSALS AND YOU COMPLY-WITH THE VOTING EXCLUSION. | Non-Voting | ||||||||
2 | Remuneration Report | Management | For | For | ||||||
3 | Grant of equity to the Chief Executive Officer | Management | For | For | ||||||
4.a | Selective buy-back of Westpac Stapled Preferred Securities II: Buy-back on Mandatory Conversion Date | Management | For | For | ||||||
4.b | Selective buy-back of Westpac Stapled Preferred Securities II: Buy-back before Mandatory Conversion Date | Management | For | For | ||||||
5.a | Re-election of Elizabeth Bryan as a Director | Management | For | For | ||||||
5.b | Re-election of Peter Hawkins as a Director | Management | For | For | ||||||
5.c | Election of Ewen Crouch as a Director | Management | For | For | ||||||
5.d | Election of Peter Marriott as a Director | Management | For | For | ||||||
6 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: Election of David Barrow as a Director | Shareholder | Against | For | ||||||
CMMT | 06 DEC 13: DELETION OF COMMENT | Non-Voting | ||||||||
CMMT | 06 DEC 13: PLEASE NOTE THAT THIS IS A REVISION DUE TO DELETION OF COMMENT. IF-YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLE-SS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting |
SIEMENS AG, MUENCHEN
| ||||||||
Security | D69671218 | Meeting Type | Annual General Meeting | |||||
Ticker Symbol | Meeting Date | 28-Jan-2014 | ||||||
ISIN | DE0007236101 | Agenda | 704888859 - Management | |||||
City | MUENCHEN | Holding Recon Date | 21-Jan-2014 | |||||
Country | Germany Blocking | Vote Deadline Date | 14-Jan-2014 | |||||
SEDOL(s) | 0798725 - 4617008 - 5727973 - 5735222 - 5735233 - 5735288 - 5750399 - 5751615 - B0395G4 - B19GK05 - B87F0H0 - B92MV03 | Quick Code |
Item | Proposal | Type | Vote | For/Against Management
| ||||||
Please note that by judgement of OLG Cologne rendered on June 6, 2013, any sha-reholder who holds an aggregate total of 3 percent or more of the outstanding-share capital must register under their beneficial owner details before the ap-propriate deadline to be able to vote. Failure to comply with the declaration- requirements as stipulated in section 21 of the Securities Trade Act (WpHG) ma-y prevent the shareholder from voting at the general meetings. Therefore, your-custodian may request that we register beneficial owner data for all voted ac-counts with the respective sub custodian. If you require further information w- hether or not such BO registration will be conducted for your custodians accou-nts, please contact your CSR. | Non-Voting | |||||||||
The sub-custodian banks optimized their processes and established solutions, w-hich do not require any flagging or blocking. These optimized processes avoid-any settlement conflicts. The sub custodians have advised that voted shares ar-e not blocked for trading purposes i.e. they are only unavailable for settleme-nt. Registered shares will be deregistered at the deregistration date by the-sub custodians. In order to deliver/settle a voted position before the deregis-tration date a voting instruction cancellation and de-registration request ne-eds to be sent. Please contact your CSR for further information. | Non-Voting | |||||||||
The Vote/Registration Deadline as displayed on ProxyEdge is subject to change-and will be updated as soon as Broadridge receives confirmation from the sub c-ustodians regarding their instruction deadline. For any queries please contac-t your Client Services Representative. | Non-Voting | |||||||||
ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN CONNECTI-ON WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTIT-LED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE EXCLUD-ED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS AND YOU HAV-E NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS NOTIFICATIONS PURSUANT-TO THE GERMAN SECURITIES TRADING ACT (WHPG). FOR QUESTIONS IN THIS REGARD PLE-ASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE FOR CLARIFICATION. IF YOU DO NO-T HAVE ANY INDICATION REGARDING SUCH CONFLICT OF INTEREST, OR ANOTHER EXCLUSIO-N FROM VOTING, PLEASE SUBMIT YOUR VOTE AS USUAL. THANK YOU. | Non-Voting | |||||||||
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 13.01.2014. FURTHER INFORMATION ON CO-UNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER’S WEBSITE (PLEASE REFER TO-THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE ITE- MS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT-THE COMPANY’S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED IN THE BALLOT ON-PROXYEDGE. | Non-Voting | |||||||||
1. | To receive and consider the adopted Annual Financial Statements of Siemens AG-and the approved Consolidated Financial Statements, together with the Combined-Management Report of Siemens AG and the Siemens Group, including the Explanat-ory Report on the information required pursuant to Section 289 (4) and (5) and-Section 315 (4) of the German Commercial Code (HGB) as of September 30, 2013,-as well as the Report of the Supervisory Board, the Corporate Governance Repo-rt, the Compensation Report and the Compliance Report for fiscal year 2013 | Non-Voting | ||||||||
2. | Resolution on the Appropriation of the Distributable Profit The distributable profit of EUR 2,643,000,000.00 as follows: Payment of a dividend of EUR 3.00 per no-par share for the 2012/2014 financial year. EUR 109,961,760.00 shall be carried forward. Ex- dividend and payable date: January 29, 2014 | Management | For | For | ||||||
3. | To ratify the acts of the members of the Managing Board | Management | For | For | ||||||
4. | To ratify the acts of the members of the Supervisory Board | Management | For | For | ||||||
5. | To resolve on the approval of the system of Managing Board compensation | Management | For | For | ||||||
6. | To resolve on the appointment of independent auditors for the audit of the Annual Financial Statements and the Consolidated Financial Statements and for the review of the Interim Financial Statements: Ernst & Young GmbH | Management | For | For | ||||||
7. | To resolve on a by-election to the Supervisory Board: Jim Hagemann Snabe | Management | For | For |
8. | To resolve on the creation of an Authorized Capital 2014 against contributions in cash and / or contributions in kind with the option of excluding subscription rights, and related amendments to the Articles of Association | Management | For | For | ||||||
9. | To resolve on the cancelation of the authorization to issue convertible bonds and / or warrant bonds dated January 25, 2011 and of the Conditional Capital 2011 as well as on the creation of a new authorization of the Managing Board to issue convertible bonds and / or warrant bonds and to exclude shareholders subscription rights, and on the creation of a Conditional Capital 2014 and related amendments to the Articles of Association | Management | For | For | ||||||
10. | To resolve on the cancelation of Conditional Capital no longer required and related amendments to the Articles of Association | Management | For | For | ||||||
11. | To resolve on the adjustment of Supervisory Board compensation and related amendments to the Articles of Association | Management | For | For |
VODAFONE GROUP PLC, NEWBURY BERKSHIRE
| ||||||||
Security | G93882135 | Meeting Type | Ordinary General Meeting | |||||
Ticker Symbol | Meeting Date | 28-Jan-2014 | ||||||
ISIN | GB00B16GWD56 | Agenda | 704896541 - Management | |||||
City | LONDON | Holding Recon Date | 24-Jan-2014 | |||||
Country | United Kingdom | Vote Deadline Date | 22-Jan-2014 | |||||
SEDOL(s) | B16GWD5 - B17SDS2 - B197P81 | Quick Code |
Item | Proposal | Type | Vote | For/Against Management
| ||||||
1 | To approve the Verizon Wireless Transaction and the Vodafone Italy Transaction | Management | For | For | ||||||
2 | To approve the New Articles of Association, the Capital Reductions, the Return of Value and the Share Consolidation and certain related matters pursuant to the Scheme | Management | For | For | ||||||
3 | To authorise the Company to purchase Its own shares | Management | For | For | ||||||
4 | To authorise the Directors to take all necessary and appropriate actions in relation to Resolutions 1-3 | Management | For | For |
VODAFONE GROUP PLC, NEWBURY BERKSHIRE
| ||||||||
Security | G93882135 | Meeting Type | Court Meeting | |||||
Ticker Symbol | Meeting Date | 28-Jan-2014 | ||||||
ISIN | GB00B16GWD56 | Agenda | 704896565 - Management | |||||
City | LONDON | Holding Recon Date | 24-Jan-2014 | |||||
Country | United Kingdom | Vote Deadline Date | 22-Jan-2014 | |||||
SEDOL(s) | B16GWD5 - B17SDS2 - B197P81 | Quick Code |
Item | Proposal | Type | Vote | For/Against Management
| ||||||
CMMT | PLEASE NOTE THAT ABSTAIN IS NOT A VALID VOTE OPTION FOR THIS MEETING TYPE.-PLEASE CHOOSE BETWEEN “FOR” AND “AGAINST” ONLY. SHOULD YOU CHOOSE TO VOTE-ABSTAIN FOR THIS MEETING THEN YOUR VOTE WILL BE DISREGARDED BY THE ISSUER OR-ISSUERS AGENT. | Non-Voting | ||||||||
1 | To approve the proposed Scheme referred to in the Circular dated on or about 10 December 2013 | Management | For | For |
NOVARTIS AG, BASEL
| ||||||||
Security | H5820Q150 | Meeting Type | Annual General Meeting | |||||
Ticker Symbol | Meeting Date | 25-Feb-2014 | ||||||
ISIN | CH0012005267 | Agenda | 704953238 - Management | |||||
City | BASEL | Holding Recon Date | 20-Feb-2014 | |||||
Country | Switzerland | Vote Deadline Date | 19-Feb-2014 | |||||
SEDOL(s) | 7103065 - 7105083 - B01DMY5 - B10S3M3 | Quick Code |
Item | Proposal | Type | Vote | For/Against Management
| ||||||
CMMT | PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE REQUESTS-ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE REGISTRATION O-F SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT FOR MEETINGS OF-THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A REGISTERED LOCATION AT-THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL SUB-CUSTODIANS MAY VARY. UPO-N RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A MARKER MAY BE PLACED-ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND RE- REGISTRATION FOLLOWING A TRA-DE. THEREFORE WHILST THIS DOES NOT PREVENT THE TRADING OF SHARES, ANY THAT ARE-REGISTERED MUST BE FIRST DEREGISTERED IF REQUIRED FOR SETTLEMENT. DEREGISTRAT-ION CAN AFFECT THE VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE CONCERNS REGARDI-NG YOUR ACCOUNTS, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE | Non-Voting | ||||||||
1 | Approval of the Annual Report, the Financial Statements of Novartis AG and the Group Consolidated Financial Statements for the Business Year 2013 | Management | For | For | ||||||
2 | Discharge from Liability of the Members of the Board of Directors and the Executive Committee | Management | For | For | ||||||
3 | Appropriation of Available Earnings of Novartis AG and Declaration of Dividend: CHF 2.45 per share | Management | For | For | ||||||
4.1 | Advisory Vote on Total Compensation for Members of the Board of Directors from the Annual General Meeting 2014 to the Annual General Meeting 2015 | Management | For | For | ||||||
4.2 | Advisory Vote on Total Compensation for Members of the Executive Committee for the Performance Cycle Ending in 2013 | Management | For | For | ||||||
5.1 | Re-election of Joerg Reinhardt, Ph.D., and election as Chairman of the Board of Directors | Management | For | For | ||||||
5.2 | Re-election of Dimitri Azar, M.D., MBA | Management | For | For | ||||||
5.3 | Re-election of Verena A. Briner, M.D. | Management | For | For | ||||||
5.4 | Re-election of Srikant Datar, Ph.D. | Management | For | For | ||||||
5.5 | Re-election of Ann Fudge | Management | For | For | ||||||
5.6 | Re-election of Pierre Landolt, Ph.D. | Management | For | For | ||||||
5.7 | Re-election of Ulrich Lehner, Ph.D. | Management | For | For | ||||||
5.8 | Re-election of Andreas von Planta, Ph.D. | Management | For | For | ||||||
5.9 | Re-election of Charles L. Sawyers, M.D. | Management | For | For | ||||||
5.10 | Re-election of Enrico Vanni, Ph.D. | Management | For | For | ||||||
5.11 | Re-election of William T. Winters | Management | For | For | ||||||
6.1 | Election of Srikant Datar, Ph.D., as member of the Compensation Committee | Management | For | For | ||||||
6.2 | Election of Ann Fudge as member of the Compensation Committee | Management | For | For | ||||||
6.3 | Election of Ulrich Lehner, Ph.D., as member of the Compensation Committee | Management | For | For | ||||||
6.4 | Election of Enrico Vanni, Ph.D., as member of the Compensation Committee | Management | For | For | ||||||
7 | Re-election of the Auditor: PricewaterhouseCoopers AG | Management | For | For | ||||||
8 | Election of lic. iur. Peter Andreas Zahn, Advokat, Basel, as the Independent Proxy | Management | For | For | ||||||
9 | In the case of ad-hoc/Miscellaneous shareholder motions proposed during the general meeting, I authorize my proxy to act as follows in accordance with the board of directors | Management | For | For |
BANCO BILBAO VIZCAYA ARGENTARIA SA, BILBAO
| ||||||||
Security | E11805103 | Meeting Type | Annual General Meeting | |||||
Ticker Symbol | Meeting Date | 13-Mar-2014 | ||||||
ISIN | ES0113211835 | Agenda | 704966641 - Management | |||||
City | BILBAO | Holding Recon Date | 06-Mar-2014 | |||||
Country | Spain | Vote Deadline Date | 07-Mar-2014 | |||||
SEDOL(s) | 0443694 - 2882712 - 5501906 - 5503742 - 5505157 - 5766727 - 5777570 - B0372X4 - B0HW473 - B0HYCD1 - BHZL9Q5 | Quick Code |
Item | Proposal | Type | Vote | For/Against Management
| ||||||
CMMT | PLEASE NOTE IN THE EVENT THE MEETING DOES NOT REACH QUORUM, THERE WILL BE A-SECOND CALL ON 14 MARCH 2014. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL-REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. THANK YOU. | Non-Voting | ||||||||
1 | Examination and approval of the Annual Financial Statements (balance sheet, income statement, statement of changes in net equity, cash flow statement and annual report) and the Management Reports for Banco Bilbao Vizcaya Argentaria, S.A. and its consolidated Group. Allocation of profits or losses. Approval of corporate management. All these refer to the year ending 31st December 2013 | Management | For | For |
2.1 | Re-election of Mr. Tomas Alfaro Drake, Pursuant to paragraph 2 of article 34 of the Company Bylaws, determination of the number of directors at the number resulting from the resolutions adopted under this agenda item, which will be reported to the General Meeting for all due effects | Management | For | For | ||||||
2.2 | Re-election of Mr. Carlos Loring Martinez de Irujo, Pursuant to paragraph 2 of article 34 of the Company Bylaws, determination of the number of directors at the number resulting from the resolutions adopted under this agenda item, which will be reported to the General Meeting for all due effects | Management | For | For | ||||||
2.3 | Re-election of Mr. Jose Luis Palao Garcia-Suelto, Pursuant to paragraph 2 of article 34 of the Company Bylaws, determination of the number of directors at the number resulting from the resolutions adopted under this agenda item, which will be reported to the General Meeting for all due effects | Management | For | For | ||||||
2.4 | Re-election of Ms. Susana Rodriguez Vidarte, Pursuant to paragraph 2 of article 34 of the Company Bylaws, determination of the number of directors at the number resulting from the resolutions adopted under this agenda item, which will be reported to the General Meeting for all due effects | Management | For | For | ||||||
2.5 | Ratification and appointment of Mr. Jose Manuel Gonzalez- Paramo Martinez-Murillo, Pursuant to paragraph 2 of article 34 of the Company Bylaws, determination of the number of directors at the number resulting from the resolutions adopted under this agenda item, which will be reported to the General Meeting for all due effects | Management | For | For | ||||||
2.6 | Appointment of Ms. Lourdes Maiz Carro, Pursuant to paragraph 2 of article 34 of the Company Bylaws, determination of the number of directors at the number resulting from the resolutions adopted under this agenda item, which will be reported to the General Meeting for all due effects | Management | For | For | ||||||
3 | Authorisation for the Company to acquire treasury stock directly or through Group companies, establishing the limits or requirements for such acquisition, and conferring the powers to the Board of Directors necessary for its execution, repealing, insofar as not executed, the authorisation granted by the General Meeting held 12th March 2010 | Management | For | For | ||||||
4.1 | Increase the share capital by issuance of new ordinary shares each with a nominal value of EUR 0.49, without an issue premium and of the same class and series as the shares currently outstanding, to be charged to voluntary reserves. Possibility of under subscription. Commitment to purchase shareholders free allocation rights at a guaranteed price. Request for listing. Conferral of powers | Management | For | For | ||||||
4.2 | Increase the share capital by issuance of new ordinary shares each with a nominal value of EUR 0.49, without an issue premium and of the same class and series as the shares currently outstanding, to be charged to voluntary reserves. Possibility of under subscription. Commitment to purchase shareholders free allocation rights at a guaranteed price. Request for listing. Conferral of powers | Management | For | For | ||||||
4.3 | Increase the share capital by issuance of new ordinary shares each with a nominal value of EUR 0.49, without an issue premium and of the same class and series as the shares currently outstanding, to be charged to voluntary reserves. Possibility of under subscription. Commitment to purchase shareholders free allocation rights at a guaranteed price. Request for listing. Conferral of powers | Management | For | For | ||||||
4.4 | Increase the share capital by issuance of new ordinary shares each with a nominal value of EUR 0.49, without an issue premium and of the same class and series as the shares currently outstanding, to be charged to voluntary reserves. Possibility of under subscription. Commitment to purchase shareholders free allocation rights at a guaranteed price. Request for listing. Conferral of powers | Management | For | For | ||||||
5 | Approve the conditions of the system of variable remuneration in shares of Banco Bilbao Vizcaya Argentaria, S.A. for 2014, targeted at its management team, including the executive directors and members of the senior management | Management | For | For | ||||||
6 | Approve the maximum variable component of the remuneration of the executive directors, senior managers and certain employees whose professional activities have a significant impact on the Company’s risk profile or who perform control functions | Management | For | For | ||||||
7 | Re-election of the firm to audit the accounts of Banco Bilbao Vizcaya Argentaria, S.A. and its consolidated Group in 2014: Deloitte | Management | For | For | ||||||
8 | Conferral of authority on the Board of Directors, which may in turn delegate such authority, to formalise, correct, interpret and implement the resolutions adopted by the General Meeting | Management | For | For | ||||||
9 | Consultative vote on the Annual Report on Directors’ Remuneration of Banco Bilbao Vizcaya Argentaria, S.A | Management | For | For | ||||||
CMMT | 19 FEB 2014: PLEASE NOTE THAT SHAREHOLDERS NEED TO HOLD MINIMUM OF 500 SHARES-TO VOTE. THANK YOU. | Non-Voting | ||||||||
CMMT | 19 FEB 2014: PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF ADDITIONAL-COMMENT. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PRO-XY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting |
SAMSUNG ELECTRONICS CO LTD, SUWON
| ||||||||
Security | Y74718100 | Meeting Type | Annual General Meeting | |||||
Ticker Symbol | Meeting Date | 14-Mar-2014 | ||||||
ISIN | KR7005930003 | Agenda | 704970450 - Management | |||||
City | SEOUL | Holding Recon Date | 31-Dec-2013 | |||||
Country | Korea, Republic Of | Vote Deadline Date | 04-Mar-2014 | |||||
SEDOL(s) | 6771720 - B19VC15 | Quick Code |
Item | Proposal | Type | Vote | For/Against Management
| ||||||
1 | Approve financial statements, allocation of income, and dividend | Management | For | For | ||||||
2 | Approve total remuneration of inside directors and outside directors | Management | For | For |
NOVO NORDISK A/S, BAGSVAERD
| ||||||||
Security | K72807132 | Meeting Type | Annual General Meeting | |||||
Ticker Symbol | Meeting Date | 20-Mar-2014 | ||||||
ISIN | DK0060534915 | Agenda | 704974939 - Management | |||||
City | COPENHAGEN | Holding Recon Date | 13-Mar-2014 | |||||
Country | Denmark | Vote Deadline Date | 11-Mar-2014 | |||||
SEDOL(s) | BHC8X90 - BHK3FW4 - BHWQM42 - BHWQMV9 - BHY3360 | Quick Code |
Item | Proposal | Type | Vote | For/Against Management
| ||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE-REPRESENTATIVE | Non-Voting | ||||||||
CMMT | IN THE MAJORITY OF MEETINGS THE VOTES ARE CAST WITH THE REGISTRAR WHO WILL-FOLLOW CLIENT INSTRUCTIONS. IN A SMALL PERCENTAGE OF MEETINGS THERE IS NO-REGISTRAR AND CLIENTS VOTES MAY BE CAST BY THE CHAIRMAN OF THE BOARD OR A-BOARD MEMBER AS PROXY. CLIENTS CAN ONLY EXPECT THEM TO ACCEPT PRO-MANAGEMENT-VOTES. THE ONLY WAY TO GUARANTEE THAT ABSTAIN AND/OR AGAINST VOTES ARE- REPRESENTED AT THE MEETING IS TO SEND YOUR OWN REPRESENTATIVE OR ATTEND THE-MEETING IN PERSON. THE SUB CUSTODIAN BANKS OFFER REPRESENTATION SERVICES FOR-AN ADDED FEE IF REQUESTED. THANK YOU | Non-Voting | ||||||||
CMMT | PLEASE BE ADVISED THAT SPLIT AND PARTIAL VOTING IS NOT AUTHORISED FOR A-BENEFICIAL OWNER IN THE DANISH MARKET. PLEASE CONTACT YOUR GLOBAL CUSTODIAN-FOR FURTHER INFORMATION. | Non-Voting | ||||||||
2 | Adoption of the audited annual report 2013 | Management | For | For | ||||||
3.1 | Approval of actual remuneration of the Board of Directors for 2013 | Management | For | For | ||||||
3.2 | Approval of remuneration level of the Board of Directors for 2014 | Management | For | For | ||||||
4 | A resolution to distribute the profit: The Board of Directors proposes that the dividend for 2013 is DKK 4.5 for each Novo Nordisk A or B share of DKK 0.20 | Management | For | For | ||||||
5.1 | Election of Goran Ando as Chairman | Management | For | For | ||||||
5.2 | Election of Jeppe Christiansen as Vice Chairman | Management | For | For | ||||||
5.3a | Election of other member to the Board of Directors: Bruno Angelici | Management | For | For | ||||||
5.3b | Election of other member to the Board of Directors: Liz Hewitt | Management | For | For | ||||||
5.3c | Election of other member to the Board of Directors: Thomas Paul Koestler | Management | For | For | ||||||
5.3d | Election of other member to the Board of Directors: Helge Lund | Management | For | For | ||||||
5.3e | Election of other member to the Board of Directors: Hannu Ryopponen | Management | For | For | ||||||
6 | Re-appointment of PricewaterhouseCoopers as Auditor | Management | For | For | ||||||
7.1 | Reduction of the Company’s B share capital From DKK 442,512,800 to DKK 422,512,800 | Management | For | For | ||||||
7.2 | Authorisation of the Board of Directors to allow the Company to repurchase own shares | Management | For | For | ||||||
7.3 | Donation to the World Diabetes Foundation (WDF) | Management | For | For | ||||||
7.4.1 | Amendments to the Articles of Association: Language of Annual Reports. Article number 17.3 | Management | For | For | ||||||
7.4.2 | Amendments to the Articles of Association: Language of General Meetings. Article numbers 7.5 and 17.3 | Management | For | For | ||||||
7.5 | Adoption of revised Remuneration Principles | Management | For | For | ||||||
8.1 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL, Kjeld Beyer: Financial information in notice to convene Annual General Meetings | Shareholder | Against | For | ||||||
8.2 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL, Kjeld Beyer: Period for presentation of and language of certain financial information and company announcements | Shareholder | Against | For | ||||||
8.3 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL, Kjeld Beyer: Access to quarterly and annual financial information on the Company’s website and in Danish | Shareholder | Against | For | ||||||
8.4 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL, Kjeld Beyer: Refreshments at Annual General Meetings | Shareholder | Against | For |
HYUNDAI HEAVY INDUSTRIES CO LTD, ULSAN
| ||||||||
Security | Y3838M106 | Meeting Type | Annual General Meeting | |||||
Ticker Symbol | Meeting Date | 21-Mar-2014 | ||||||
ISIN | KR7009540006 | Agenda | 704994296 - Management | |||||
City | ULSAN | Holding Recon Date | 31-Dec-2013 | |||||
Country | Korea, Republic Of | Vote Deadline Date | 11-Mar-2014 | |||||
SEDOL(s) | 6446620 - B3BHNV2 | Quick Code |
Item | Proposal | Type | Vote | For/Against Management
| ||||||
1 | Approval of financial statements | Management | For | For | ||||||
2 | Election of directors: I Jae Seong, Gim Jeong Rae, I Jang Yeong, Gim Jong Seok | Management | For | For | ||||||
3 | Election of audit committee member: I Jang Yeong | Management | For | For | ||||||
4 | Approval of remuneration for director | Management | For | For |
BANK OF CHINA LTD, BEIJING
| ||||||||
Security | Y0698A107 | Meeting Type | ExtraOrdinary General Meeting | |||||
Ticker Symbol | Meeting Date | 25-Mar-2014 | ||||||
ISIN | CNE1000001Z5 | Agenda | 704957832 - Management | |||||
City | BEIJING | Holding Recon Date | 21-Feb-2014 | |||||
Country | China | Vote Deadline Date | 19-Mar-2014 | |||||
SEDOL(s) | B154564 - B15ZP90 - B15ZV58 | Quick Code |
Item | Proposal | Type | Vote | For/Against Management
| ||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEHK/2014/0207/LT N20140207760.pdf-AND- http://www.hkexnews.hk/listedco/listconews/SEHK/2014/0207/LT N20140207747.pdf | Non-Voting | ||||||||
1 | To consider and approve the proposal on the election of Mr. Chen Siqing as executive director of the bank | Management | For | For |
INDUSTRIAL AND COMMERCIAL BANK OF CHINA LTD, BEIJI
| ||||||||
Security | Y3990B112 | Meeting Type | ExtraOrdinary General Meeting | |||||
Ticker Symbol | Meeting Date | 15-Apr-2014 | ||||||
ISIN | CNE1000003G1 | Agenda | 704980754 - Management | |||||
City | BEIJING | Holding Recon Date | 14-Mar-2014 | |||||
Country | China | Vote Deadline Date | 09-Apr-2014 | |||||
SEDOL(s) | B1G1QD8 - B1GD009 - B1GT900 | Quick Code |
Item | Proposal | Type | Vote | For/Against Management
| ||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEHK/2014/0226/LT N20140226318.pdf-AND- http://www.hkexnews.hk/listedco/listconews/SEHK/2014/0226/LT N20140226289.pdf | Non-Voting | ||||||||
1 | To consider and approve the election of Mr. Zhang Hongli as an executive director of the Bank | Management | For | For | ||||||
2 | To consider and approve the fixed assets investment budget for 2014 of the Bank | Management | For | For | ||||||
cmmt | 27 FEB 2014: PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF ACTUAL RECO-RD DATE. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PRO-XY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting |
L’OREAL S.A., PARIS
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Security | F58149133 | Meeting Type | MIX | |||||
Ticker Symbol | Meeting Date | 17-Apr-2014 | ||||||
ISIN | FR0000120321 | Agenda | 705078625 - Management | |||||
City | PARIS | Holding Recon Date | 11-Apr-2014 | |||||
Country | France | Vote Deadline Date | 08-Apr-2014 | |||||
SEDOL(s) | 4057808 - 4067089 - 4084282 - 4534787 - 7164619 - B033469 - B10LP48 - B23V2F2 - B6ZFS07 - B92MW00 - BH7KD13 | Quick Code |
Item | Proposal | Type | Vote | For/Against Management
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CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 284293 DUE TO ADDITION OF-RESOLUTION “14”. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDE-D AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | Non-Voting | ||||||||
CMMT | PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE OPTIONS ARE “FOR” AN-D “AGAINST” A VOTE OF “ABSTAIN” WILL BE TREATED AS AN “AGAINST” VOTE. | Non-Voting | ||||||||
CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A-FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE GL-OBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED INTERMEDI-ARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD THEM TO THE L-OCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT YOUR CLIENT RE-PRESENTATIVE. | Non-Voting | ||||||||
CMMT | PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY CLIC-KING ON THE MATERIAL URL LINK: https://balo.journal- officiel.gouv.fr/pdf/2014/-0328/201403281400825.pdf AND https://balo.journal-officiel.gouv.fr/pdf/2014/03- 12/201403121400516.pdf | Non-Voting | ||||||||
O.1 | Approval of the annual corporate financial statements for the 2013 financial year | Management | For | For | ||||||
O.2 | Approval of the consolidated financial statements for the 2013 financial year | Management | For | For | ||||||
O.3 | Allocation of income for the 2013 financial year and setting the dividend | Management | For | For | ||||||
O.4 | Appointment of Mrs. Belen Garijo as Board member | Management | For | For | ||||||
O.5 | Renewal of term of Mr. Jean-Paul Agon as Board member | Management | For | For | ||||||
O.6 | Renewal of term of Mr. Xavier Fontanet as Board member | Management | For | For | ||||||
O.7 | Setting the amount of attendance allowances to be allocated to the Board of Directors | Management | For | For | ||||||
O.8 | Review of the compensation owed or paid to Mr. Jean-Paul Agon, CEO for the 2013 financial year | Management | For | For | ||||||
O.9 | Authorization to be granted to the Board of Directors to allow the Company to purchase its own shares | Management | For | For | ||||||
O.10 | Approval of the purchase agreement on the acquisition by L’Oreal of 48,500,000 L’Oreal shares from Nestle representing 8% of capital within the regulated agreements procedure | Management | For | For | ||||||
E.11 | Capital reduction by cancellation of shares acquired by the Company pursuant to Articles L.225+209 and L.225-208 of the Commercial Code | Management | For | For | ||||||
E.12 | Amendment to the bylaws to specify the conditions under which the directors representing employees will be appointed | Management | For | For | ||||||
E.13 | Powers to carry out all legal formalities | Management | For | For | ||||||
O.14 | Approve transaction re: sale by l’Oreal of its entire stake in Galderma group companies to nestle | Management | For | For |
ITAU UNIBANCO HOLDING SA, SAO PAULO
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Security | P5968U113 | Meeting Type | Annual General Meeting | |||||
Ticker Symbol | Meeting Date | 23-Apr-2014 | ||||||
ISIN | BRITUBACNPR1 | Agenda | 705109064 - Management | |||||
City | SAO PAULO | Holding Recon Date | 21-Apr-2014 | |||||
Country | Brazil | Vote Deadline Date | 14-Apr-2014 | |||||
SEDOL(s) | B037HR3 - B3BGLF9 | Quick Code |
Item | Proposal | Type | Vote | For/Against Management
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CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 299876 DUE TO DELETION OF-RESOLUTIONS. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AN-D YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | Non-Voting | ||||||||
CMMT | PLEASE NOTE THAT THE PREFERRED SHAREHOLDERS CAN VOTE ON ITEM 3 ONLY. THANK YOU-. | Non-Voting | ||||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF AT-TORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTION-S IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED-. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE | Non-Voting | ||||||||
CMMT | PLEASE NOTE THAT PREFERENCE SHAREHOLDERS CAN SUBMIT A MEMBER FROM THE CANDIDAT-ES LIST OR ALTERNATIVELY A CANDIDATE OUTSIDE OF THIS LIST, HOWEVER WE CANNOT D-O THIS THROUGH THE PROXYEDGE PLATFORM. IN ORDER TO SUBMIT A VOTE TO ELECT A CA-NDIDATE OUTSIDE THE LIST, CLIENTS MUST CONTACT THEIR CSR TO INCLUDE THE NAME O-F THE CANDIDATE TO BE ELECTED. IF INSTRUCTIONS TO VOTE ON THIS ITEM ARE RECEIV-ED WITHOUT A CANDIDATE’S NAME, YOUR VOTE WILL BE PROCESSED IN FAVOR OR AGAINST-OF THE DEFAULT COMPANY’S CANDIDATE. THANK YOU | Non-Voting |
CMMT | PLEASE NOTE THAT VOTES ‘IN FAVOR’ AND ‘AGAINST’ IN THE SAME AGENDA ITEM ARE NO-T ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN ARE A-LLOWED. THANK YOU | Non-Voting | ||||||||
3 | TO ESTABLISH THE NUMBER OF MEMBERS WHO WILL MAKE UP THE BOARD OF DIRECTORS AND TO ELECT THE MEMBERS OF THE BOARD OF DIRECTORS AND THE FISCAL COUNCIL FOR THE NEXT ANNUAL TERM IN OFFICE. BEARING IN MIND THE DETERMINATION IN SECURITIES COMMISSION INSTRUCTIONS 165.91 AND 282.98, NOTICE IS HEREBY GIVEN THAT, TO REQUEST THE ADOPTION OF CUMULATIVE VOTING IN THE ELECTION OF MEMBERS OF THE BOARD OF DIRECTORS, THE REQUESTING PARTIES MUST REPRESENT AT LEAST FIVE PERCENT OF THE | Management | For | For | ||||||
VOTING CAPITAL. VOTES IN INDIVIDUAL NAMES ALLOWED: CANDIDATES NOMINATED BY THE PREFERRED SHAREHOLDER CAIXA DE PREVIDENCIA DOS FUNCIONARIOS DO BANCO DO BRASIL - PREVI - FOR THE FISCAL COUNCIL: LUIZ ALBERTO DE CASTRO FALLEIROS, TITULAR, ERNESTO RUBENS GELBCKE, SUBSTITUTE. ONLY TO PREFERRED SHAREHOLDERS | ||||||||||
CMMT | 08 APR 2014: PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF FISCAL COUN-CIL MEMBERS’ NAMES. IF YOU HAVE ALREADY SENT IN YOUR VOTES FOR MID: 308327, PL-EASE DO NOT REVOTE ON THIS MEETING UNLESS YOU DECIDE TO AMEND YOUR INSTRUCTION-S. | Non-Voting |
BARCLAYS PLC, LONDON
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Security | G08036124 | Meeting Type | Annual General Meeting | |||||
Ticker Symbol | Meeting Date | 24-Apr-2014 | ||||||
ISIN | GB0031348658 | Agenda | 705056491 - Management | |||||
City | TBD | Holding Recon Date | 22-Apr-2014 | |||||
Country | United Kingdom | Vote Deadline Date | 16-Apr-2014 | |||||
SEDOL(s) | 3134865 - 6507312 - B021PQ1 - B02S681 | Quick Code | 582603000 |
Item | Proposal | Type | Vote | For/Against Management
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1 | To receive the Reports of the Directors and Auditors and the audited accounts for the year ended 31 December 2013 | Management | For | For | ||||||
2 | To approve the Directors Remuneration Report other than the part containing the Directors Remuneration Policy for the year ended 31 December 2013 | Management | For | For | ||||||
3 | To approve the Directors Remuneration Policy | Management | For | For | ||||||
4 | To approve a fixed to variable remuneration ratio of 1:2 for Remuneration Code Staff | Management | For | For | ||||||
5 | To appoint Mike Ashley as a Director of the Company | Management | For | For | ||||||
6 | To appoint Wendy Lucas-Bull as a Director of the Company | Management | For | For | ||||||
7 | To appoint Tushar Morzaria as a Director of the Company | Management | For | For | ||||||
8 | To appoint Frits van Paasschen as a Director of the Company | Management | For | For | ||||||
9 | To appoint Steve Thieke as a Director of the Company | Management | For | For | ||||||
10 | To reappoint Tim Breedon as a Director of the Company | Management | For | For | ||||||
11 | To reappoint Reuben Jeffery III as a Director of the Company | Management | For | For | ||||||
12 | To reappoint Antony Jenkins as a Director of the Company | Management | For | For | ||||||
13 | To reappoint Dambisa Moyo as a Director of the Company | Management | For | For | ||||||
14 | To reappoint Sir Michael Rake as a Director of the Company | Management | For | For | ||||||
15 | To reappoint Diane de Saint Victor as a Director of the Company | Management | For | For | ||||||
16 | To reappoint Sir John Sunderland as a Director of the Company | Management | For | For | ||||||
17 | To reappoint Sir David Walker as a Director of the Company | Management | For | For | ||||||
18 | To reappoint PricewaterhouseCoopers LLP as Auditors of the Company | Management | For | For | ||||||
19 | To authorise the Directors to set the remuneration of the Auditors | Management | For | For | ||||||
20 | To authorise the Company and its subsidiaries to make political donations and incur political expenditure | Management | For | For | ||||||
21 | To authorise the Directors to allot securities | Management | For | For | ||||||
22 | To authorise the Directors to allot equity securities for cash or to sell treasury shares other than on a pro rata basis to shareholders | Management | For | For | ||||||
23 | To authorise the Directors to allot equity securities in relation to the issuance of contingent Equity Conversion Notes | Management | For | For | ||||||
24 | To authorise the Directors to allot equity securities for cash other than on a pro rata basis to shareholders in relation to the issuance of contingent ECNs | Management | For | For | ||||||
25 | To authorise the Company to purchase its own shares | Management | For | For | ||||||
26 | To authorise the Directors to call general meetings other than an AGM on not less than 14 clear days notice | Management | For | For |
AMBEV SA
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Security | P0273U106 | Meeting Type | Annual General Meeting | |||||
Ticker Symbol | Meeting Date | 28-Apr-2014 | ||||||
ISIN | BRABEVACNOR1 | Agenda | 705087321 - Management | |||||
City | SAO PAULO | Holding Recon Date | 25-Apr-2014 | |||||
Country | Brazil | Vote Deadline Date | 21-Apr-2014 | |||||
SEDOL(s) | BG7ZWY7 - BG7ZWZ8 | Quick Code |
Item | Proposal | Type | Vote | For/Against Management
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CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE-REPRESENTATIVE | Non-Voting | ||||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS SUBMITTING A VOTE TO ELECT A MEMBER MUST-INCLUDE THE NAME OF THE CANDIDATE TO BE ELECTED. IF INSTRUCTIONS TO VOTE ON-THIS ITEM IS RECEIVED WITHOUT A CANDIDATE’S NAME, YOUR VOTE WILL BE PROCESSED-IN FAVOR OR AGAINST OF THE DEFAULT COMPANY’S CANDIDATE. THANK YOU. | Non-Voting | ||||||||
CMMT | PLEASE NOTE THAT VOTES ‘IN FAVOR’ AND ‘AGAINST’ IN THE SAME AGENDA ITEM ARE-NOT ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN- ARE ALLOWED. THANK YOU | Non-Voting | ||||||||
I | Analysis of the management accounts, with examination, discussion and voting on the financial statements related to the fiscal year ended December 31, 2013 | Management | For | For | ||||||
II | Allocation of the net profits for the fiscal year ended December 31, 2013 and ratification of the payment of interest on own capital and distribution of dividends, related to the fiscal year ended on December 31, 2013, approved by the board of directors at meetings held on August 30, 2013, January 6, 2014, and March 25, 2014 | Management | For | For | ||||||
III | Election of the members of the company’s fiscal council and their respective alternates for a term in office until the ordinary general meeting to be held in 2015 : 3A Candidates nominated by the controller: James Terence Coulter Wright, Titular, Ary Waddington, Substitute, Celso Clemente Giacometti, Titular, Emanuel Sotelino Schifferle, Substitute. Candidates nominated by the minority ordinary shareholder Caixa de Previdencia dos Funcionarios do Banco do Brasil Previ: 3b Merio Fernando Engelke, titular, Jose Elias Neto, substitute. | Management | For | For | ||||||
IV | Ratification of the amounts paid out as compensation to the management and to the members of the fiscal council of the company during the fiscal year ended December 31, 2013 and establishing the overall compensation of the management and of the members of the fiscal council for the fiscal year to be ended December 31, 2014 | Management | For | For | ||||||
CMMT | 04 APR 2014: PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF NAMES IN RE-SOLUTION 3 AND CHANGE IN MEETING TYPE FROM EGM TO AGM. IF YOU HAVE ALREADY SEN-T IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AME-ND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting |
AMBEV SA
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Security | P0273U106 | Meeting Type | ExtraOrdinary General Meeting | |||||
Ticker Symbol | Meeting Date | 28-Apr-2014 | ||||||
ISIN | BRABEVACNOR1 | Agenda | 705092017 - Management | |||||
City | SAO PAULO | Holding Recon Date | 25-Apr-2014 | |||||
Country | Brazil | Vote Deadline Date | 21-Apr-2014 | |||||
SEDOL(s) | BG7ZWY7 - BG7ZWZ8 | Quick Code |
Item | Proposal | Type | Vote | For/Against Management
| ||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE-REPRESENTATIVE | Non-Voting | ||||||||
I | With the purpose of carrying out the partial capitalization of the tax benefit earned by the company with the partial amortization of the special premium reserve in 319.99 for the 2013 fiscal year, pursuant to the article 7 of CVM ruling N. 319.99, a capital increase in the minimum amount of BRL 218.277.229,62, upon issuance of 13.566.018 shares and the maximum amount of BRL 352.684.594,10, upon issuance of up to 21.919.490 shares, at the issuance price of BRL 16.09 per share, which correspond to the closing price at the Sao Paulo Stock Exchange BMF Bovespa S.A. Bolsa de Valores, Mercadorias e Futuros on January 31, 2014, when the abovementioned tax benefit was earned. Of the shares to be issued. A. 13.566.018 shares shall be fully subscribed and paid in by Interbrew international B.V. And Ambrew SA, both subsidiaries CONTD | Management | For | For |
CONT | CONTD of Anheuser Busch Inbev N.V.S.A. controlling shareholder of the company-upon the capitalization of 70 percent of the abovementioned tax benefit in-the amount of BRL 218.277.229,62 b. Up to 8.353.472 shares upon the exercise-of their preemptive rights by the remaining shareholders in this capital-increase in a proportion of 0.139940902 percent of their respective stakes in-the company held on the date of the extraordinary general meeting at the same-price mentioned above for payment in cash on subscription thereto pursuant to-the management proposal | Non-Voting | ||||||||
II | New capital increase in the amount of BRL 93.547.390,11 corresponding to the capitalization of 30 percent of the tax benefit earned with the partial amortization of the special premium reserve in the fiscal year of 2013, pursuant to article 7 of the CVM ruling N. 319.99, without the issuance of new shares | Management | For | For | ||||||
III | By virtue of the resolution mentioned in II. Above, as well as the capital increases approved by the company’s board of directors within the limit of the authorized capital, and ratified until the date of the ordinary and extraordinary general meetings, to amend caput of article 5 of the company’s by laws and to restate such by laws | Management | For | For | ||||||
CMMT | PLEASE NOTE THAT VOTES ‘IN FAVOR’ AND ‘AGAINST’ IN THE SAME AGENDA ITEM ARE-NOT ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN- ARE ALLOWED. THANK YOU | Non-Voting |
AMERICA MOVIL SAB DE CV, MEXICO
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Security | P0280A101 | Meeting Type | Special General Meeting | |||||
Ticker Symbol | Meeting Date | 28-Apr-2014 | ||||||
ISIN | MXP001691213 | Agenda | 705103454 - Management | |||||
City | ZURICH | Holding Recon Date | 16-Apr-2014 | |||||
Country | Mexico | Vote Deadline Date | 21-Apr-2014 | |||||
SEDOL(s) | 2667470 - 2723930 - 7055809 - B1BQGN8 - BHZL8J1 | Quick Code |
Item | Proposal | Type | Vote | For/Against Management
| ||||||
I | ELECTION AND OR RATIFICATION, IF DEEMED APPROPRIATE, OF THE MEMBERS OF THE BOARD OF DIRECTORS OF THE COMPANY WHOM THE SERIES L SHAREHOLDERS HAVE THE RIGHT TO DESIGNATE. RESOLUTIONS IN THIS REGARD | Management | For | For | ||||||
II | DESIGNATION OF DELEGATES WHO WILL CARRY OUT THE RESOLUTIONS THAT ARE PASSED BY THIS GENERAL MEETING AND, IF DEEMED APPROPRIATE, FORMALIZE THEM AS IS CORRECT RESOLUTIONS IN THIS REGARD | Management | For | For |
BAYER AG, LEVERKUSEN
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Security | D0712D163 | Meeting Type | Annual General Meeting | |||||
Ticker Symbol | Meeting Date | 29-Apr-2014 | ||||||
ISIN | DE000BAY0017 | Agenda | 704996668 - Management | |||||
City | KOELN | Holding Recon Date | 22-Apr-2014 | |||||
Country | Germany Blocking | Vote Deadline Date | 14-Apr-2014 | |||||
SEDOL(s) | 0070520 - 5069192 - 5069211 - 5069459 - 5069493 - 5073461 - 5073472 - 5074497- 5077894 - 6093877 - BH7KCS3 | Quick Code |
Item | Proposal | Type | Vote | For/Against Management
| ||||||
Please note that by judgement of OLG Cologne rendered on June 6, 2013, any sha-reholder who holds an aggregate total of 3 percent or more of the outstanding-share capital must register under their beneficial owner details before the ap-propriate deadline to be able to vote. Failure to comply with the declaration- requirements as stipulated in section 21 of the Securities Trade Act (WpHG) ma-y prevent the shareholder from voting at the general meetings. Therefore, your-custodian may request that we register beneficial owner data for all voted ac-counts with the respective sub custodian. If you require further information w- hether or not such BO registration will be conducted for your custodians accou-nts, please contact your CSR. | Non-Voting | |||||||||
The sub-custodian banks optimized their processes and established solutions, w-hich do not require share blocking. Registered shares will be deregistered acc-ording to trading activities or at the deregistration date by the sub custodia-ns. In order to deliver/settle a voted position before the deregistration date-a voting instruction cancellation and de-registration request needs to be se-nt. Please contact your CSR for further information. | Non-Voting | |||||||||
The Vote/Registration Deadline as displayed on ProxyEdge is subject to change-and will be updated as soon as Broadridge receives confirmation from the sub c-ustodians regarding their instruction deadline. For any queries please contac-t your Client Services Representative. | Non-Voting |
ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN CONNECTI-ON WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTIT-LED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE EXCLUD-ED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS AND YOU HAV-E NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS NOTIFICATIONS PURSUANT-TO THE GERMAN SECURITIES TRADING ACT (WHPG). FOR QUESTIONS IN THIS REGARD PLE-ASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE FOR CLARIFICATION. IF YOU DO NO-T HAVE ANY INDICATION REGARDING SUCH CONFLICT OF INTEREST, OR ANOTHER EXCLUSIO-N FROM VOTING, PLEASE SUBMIT YOUR VOTE AS USUAL. THANK YOU. | Non-Voting | |||||||||
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 14.04.2014. FURTHER INFORMATION ON CO-UNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER’S WEBSITE (PLEASE REFER TO-THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE ITE- MS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT-THE COMPANY’S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED IN THE BALLOT ON-PROXYEDGE. | Non-Voting | |||||||||
1. | Presentation of the adopted annual financial statements and the approved consolidated financial statements, the Combined Management Report, the report of the Supervisory Board, the explanatory report by the Board of Management on takeover- related information,and the proposal by the Board of Management on the use of the distributable profit for the fiscal year 2013, and resolution on the use of the distributable profit | Management | For | For | ||||||
2. | Ratification of the actions of the members of the Board of Management | Management | For | For | ||||||
3. | Ratification of the actions of the members of the Supervisory Board | Management | For | For | ||||||
4.1 | Supervisory Board elections: Dr. rer. nat. Simone Bagel-Trah | Management | For | For | ||||||
4.2 | Supervisory Board elections: Prof. Dr. Dr. h. c. mult. Ernst-Ludwig Winnacker | Management | For | For | ||||||
5. | Cancellation of the existing Authorized Capital I, creation of new Authorized Capital I with the option to disapply subscription rights and amendment of Article 4(2) of the Articles of Incorporation | Management | For | For | ||||||
6. | Cancellation of the existing Authorized Capital II, creation of new Authorized Capital II with the option to disapply subscription rights and amendment of Article 4(3) of the Articles of Incorporation | Management | For | For | ||||||
7. | Authorization to issue bonds with warrants or convertible bonds, profit participation certificates or income bonds (or a combination of these instruments) and to disapply subscription rights, creation of new conditional capital while canceling the existing conditional capital and amendment of Article 4(4) of the Articles of Incorporation | Management | For | For | ||||||
8.1 | Authorization to acquire and use own shares with the potential disapplication of subscription and other tender rights; use of derivatives in the course of the acquisition: Acquisition of own Shares | Management | For | For | ||||||
8.2 | Authorization to acquire and use own shares with the potential disapplication of subscription and other tender rights; use of derivatives in the course of the acquisition: Use of Derivatives | Management | For | For | ||||||
9.1 | Approval of the control and profit and loss transfer agreements between the Company and eight group companies (limited liability companies): Control and Profit and Loss Transfer Agreement between Bayer AG and Bayer Business Services GmbH | Management | For | For | ||||||
9.2 | Approval of the control and profit and loss transfer agreements between the Company and eight group companies (limited liability companies): Control and Profit and Loss Transfer Agreement between Bayer AG and Bayer Technology Services GmbH | Management | For | For | ||||||
9.3 | Approval of the control and profit and loss transfer agreements between the Company and eight group companies (limited liability companies): Control and Profit and Loss Transfer Agreement between Bayer AG and Bayer US IP GmbH | Management | For | For | ||||||
9.4 | Approval of the control and profit and loss transfer agreements between the Company and eight group companies (limited liability companies): Control and Profit and Loss Transfer Agreement between Bayer AG and Bayer Bitterfeld GmbH | Management | For | For | ||||||
9.5 | Approval of the control and profit and loss transfer agreements between the Company and eight group companies (limited liability companies): Control and Profit and Loss Transfer Agreement between Bayer AG and Bayer Innovation GmbH | Management | For | For | ||||||
9.6 | Approval of the control and profit and loss transfer agreements between the Company and eight group companies (limited liability companies): Control and Profit and Loss Transfer Agreement between Bayer AG and Bayer Real Estate GmbH | Management | For | For | ||||||
9.7 | Approval of the control and profit and loss transfer agreements between the Company and eight group companies (limited liability companies): Control and Profit and Loss Transfer Agreement between Bayer AG and Erste K-W-A Beteiligungsgesellschaft mbH | Management | For | For | ||||||
9.8 | Approval of the control and profit and loss transfer agreements between the Company and eight group companies (limited liability companies): Control and Profit and Loss Transfer Agreement between Bayer AG and Zweite K-W-A Beteiligungsgesellschaft mbH | Management | For | For | ||||||
10. | Election of the auditor of the financial statements and for the review of the half-yearly financial report: PricewaterhouseCoopers Aktiengesellschaft | Management | For | For |
ACCOR SA, COURCOURONNES
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Security | F00189120 | Meeting Type | MIX | |||||
Ticker Symbol | Meeting Date | 29-Apr-2014 | ||||||
ISIN | FR0000120404 | Agenda | 705057823 - Management | |||||
City | PARIS | Holding Recon Date | 23-Apr-2014 | |||||
Country | France | Vote Deadline Date | 17-Apr-2014 | |||||
SEDOL(s) | 4024363 - 4112321 - 5852842 - 5853726 - 7163713 - B02PR67 - B03QY79 - B0YBKW0 | Quick Code |
Item | Proposal | Type | Vote | For/Against Management
| ||||||
CMMT | PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE OPTIONS ARE “FOR”-AND “AGAINST” A VOTE OF “ABSTAIN” WILL BE TREATED AS AN “AGAINST” VOTE. | Non-Voting | ||||||||
CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A-FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE-GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED- INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE. | Non-Voting | ||||||||
CMMT | 09 APR 2014: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAI-LABLE BY CLICKING ON THE MATERIAL URL LINK:-https://balo.journal- officiel.gouv.fr/pdf/2014/0324/2014032414007-62.pdf. PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF ADDITIONAL URL:-http://www.journal- officiel.gouv.fr//pdf/2014/0409/201404091401005.pdf. IF YO-U HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS-YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||
1 | Approval of the annual corporate financial statements for the financial year ended on December 31, 2013 | Management | For | For | ||||||
2 | Approval of the consolidated financial statements for the financial year ended on December 31, 2013 | Management | For | For | ||||||
3 | Allocation of income and dividend distribution EUR 0.80 per Share | Management | For | For | ||||||
4 | Option for payment of the dividend in shares | Management | For | For | ||||||
5 | Approval of regulated commitments benefiting Mr. Sebastien Bazin | Management | For | For | ||||||
6 | Approval of regulated agreements and commitments benefiting Mr. Sven Boinet | Management | For | For | ||||||
7 | Approval of a regulated commitment benefiting Mr. Denis Hennequin | Management | For | For | ||||||
8 | Approval of a regulated agreement benefiting Mr. Yann Caillere | Management | For | For | ||||||
9 | Approval of a regulated agreement benefiting Institut Paul Bocuse | Management | For | For | ||||||
10 | Renewal of term of Mr. Sebastien Bazin as Board member | Management | For | For | ||||||
11 | Renewal of term of Mrs. Iris Knobloch as Board member | Management | For | For | ||||||
12 | Renewal of term of Mrs. Virginie Morgon as Board member | Management | For | For | ||||||
13 | Appointment of Mr. Jonathan Grunzweig as Board member | Management | For | For | ||||||
14 | Authorization to be granted to the Board of Directors to trade in Company’s shares | Management | For | For | ||||||
15 | Authorization to the Board of Directors to reduce share capital by cancellation of shares | Management | For | For | ||||||
16 | Amendment to Article 12 of the bylaws to determine the terms of appointment of Board members representing employees and to increase the minimum number of shares to be held by the Board members | Management | For | For | ||||||
17 | Notice on the compensation owed or paid to Mr. Denis Hennequin for the financial year ended on December 31, 2013 | Management | For | For | ||||||
18 | Notice on the compensation owed or paid to Mr. Yann Caillere for the financial year ended on December 31, 2013 | Management | For | For | ||||||
19 | Notice on the compensation owed or paid to Mr. Sebastien Bazin for the financial year ended on December 31, 2013 | Management | For | For | ||||||
20 | Notice on the compensation owed or paid to Mr. Sven Boinet for the financial year ended on December 31, 2013 | Management | For | For | ||||||
21 | Powers to carry out all legal formalities | Management | For | For |
ANHEUSER-BUSCH INBEV SA, BRUXELLES
| ||||||||
Security | B6399C107 | Meeting Type | MIX | |||||
Ticker Symbol | Meeting Date | 30-Apr-2014 | ||||||
ISIN | BE0003793107 | Agenda | 705080947 - Management | |||||
City | BRUSSEL | Holding Recon Date | 16-Apr-2014 | |||||
Country | Belgium | Vote Deadline Date | 22-Apr-2014 | |||||
SEDOL(s) | 4755317 - B02PQW6 - B0R75K8 - B28JGR1 - B5V2ZD7 - BHK3BY8 - BHZL794 | Quick Code |
Item | Proposal | Type | Vote | For/Against Management
| ||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) MAY BE REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE-REPRESENTATIVE | Non-Voting | ||||||||
CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting | ||||||||
A.1 | Deciding that all outstanding subscription rights granted to Directors (including former Directors) of the Company and certain executives (including former executives) will be automatically converted into stock options, so that, upon exercise, existing shares instead of new shares will be delivered, with effect on 1 May 2014; accordingly, acknowledging that all subscription rights outstanding on 1 May 2014 will become without object, with effect on the same date; confirming that the terms and conditions of such replacement stock options will be identical to those of such subscription rights, including regarding the exercise price and the exercise conditions and periods, except to the extent strictly needed to take into account that existing shares instead of new shares will be delivered; deciding that such replacement CONTD | Management | For | For | ||||||
CONT | CONTD stock options will continue to grant their holders a right of early-exercise in the event contemplated by Article 501, second indent, of the-Companies Code (i.e., in relation to certain capital increases), in the same-manner as the subscription rights did | Non-Voting | ||||||||
A.2.a | Special report by the Board of Directors on the authorised capital, drawn up-in accordance with Article 604 of the Companies Code | Non-Voting | ||||||||
A.2.b | Cancelling the unused portion of the existing authorised capital, granting a renewed authorisation to the Board of Directors to increase the capital in accordance with Article 6 of the articles of association, in one or more transactions, by the issuance of a number of shares, or financial instruments giving right to a number of shares, which will represent not more than 3% of the shares issued as at 30 April 2014, and modifying Article 6 of the articles of association accordingly. Such authorisation is granted for a period of five years as from the date of publication of this modification to the articles of association in the Belgian State Gazette (Moniteur Belge /Belgisch Staatsblad) | Management | For | For | ||||||
B.1.a | Renewing, for a period of five years as from 30 April 2014, the authorisation to the Board of Directors to purchase the Company’s own shares up to maximum 20 per cent of the issued shares for a unitary price which will not be lower than one euro (EUR 1,-) and not higher than 20 % above the highest closing price in the last twenty trading days of the shares on Euronext Brussels preceding the acquisition. The previous authorization expired on 28 April 2014 | Management | For | For | ||||||
B.1.b | Replacing Article 10 of the articles of association by the following text: “Article 10.-ACQUISITION AND DISPOSAL OF OWN SHARES The company may, without any prior authorisation of the Shareholders’ Meeting, in accordance with article 620 of the Companies Code and under the conditions provided for by law, acquire, on or outside the stock exchange, its own shares up to a maximum of 20% of the issued shares of the company for a unitary price which will not be lower than one euro (EUR 1,-) and not higher than 20 % above the highest closing price on Euronext Brussels in the last twenty trading days preceding the acquisition. The company may, without any prior authorisation of the Shareholders’ Meeting, in accordance with article 622, section 2, 1 of the Companies Code, dispose, on or outside the stock exchange, of the shares CONTD | Management | For | For | ||||||
CONT | CONTD of the company which were acquired by the company under the conditions-determined by the Board of Directors. The authorisations set forth in the-preceding paragraphs also extend to acquisitions and disposals of shares of-the company by direct subsidiaries of the company made in accordance with-article 627 of the Companies Code. The authorisations set forth in this-article were granted for a period of five (5) years as from the extraordinary-shareholders’ meeting of thirty April two thousand and fourteen | Non-Voting | ||||||||
C.1 | Management report by the Board of Directors on the accounting year ended on-31 December 2013 | Non-Voting | ||||||||
C.2 | Report by the statutory auditor on the accounting year ended on 31 December-2013 | Non-Voting | ||||||||
C.3 | Communication of the consolidated annual accounts relating to the accounting-year ended on 31 December 2013, as well as the management report by the Board-of Directors and the report by the statutory auditor on the consolidated-annual accounts | Non-Voting |
C.4 | Approving the statutory annual accounts relating to the accounting year ended on 31 December 2013, including the following allocation of the result: (as specified) On a per share basis, this represents a gross dividend for 2013 of EUR 2.05 giving right to a dividend net of Belgian withholding tax of EUR 1.5375 per share (in case of 25% Belgian withholding tax) and of EUR 2.05 per share (in case of exemption from Belgian withholding tax). Taking into account the gross interim dividend of EUR 0.60 per share paid in November 2013, a balance gross amount of EUR 1.45 will be payable as from 8 May 2014, i.e. a balance dividend net of Belgian withholding tax of EUR 1.0875 per share (in case of 25% Belgian withholding tax) and of EUR 1.45 per share (in case of exemption from Belgian withholding tax). The actual gross CONTD | Management | For | For | ||||||
CONT | CONTD dividend amount (and, subsequently, the balance amount) may fluctuate-depending on possible changes in the number of own shares held by the Company-on the dividend payment date | Non-Voting | ||||||||
C.5 | Granting discharge to the Directors for the performance of their duties during the accounting year ended on 31 December 2013 | Management | For | For | ||||||
C.6 | Granting discharge to the statutory auditor for the performance of his duties during the accounting year ended on 31 December 2013 | Management | For | For | ||||||
C.7.a | Renewing the appointment as independent director of Mr. Kees Storm, for a period of one year ending after the shareholders’ meeting which will be asked to approve the accounts for the year 2014. The Company’s Corporate Governance Charter provides that the term of office of directors shall end immediately after the annual shareholders’ meeting following their 70th birthday, except as provided by the Board of Directors in special cases. The Board considers that an exception to such age limit is justified for Mr. Storm considering the key role that he has played and continues to play as independent director. Mr. Storm complies with the functional, family and financial criteria of independence as provided for in Article 526ter of the Companies Code and in the Company’s Corporate Governance Charter, except for the requirement CONTD | Management | For | For | ||||||
CONT | CONTD not to have been a non-executive director of the company for more than-three successive terms (Article 526ter, par. 1, 2). Except when legally-required to apply the definition of Article 526ter, par. 1, 2, the Board-proposes to consider that Mr. Storm continues to qualify as independent-director. The Board is of the opinion that the quality and independence of-the contribution of Mr. Storm to the functioning of the Board has not been-influenced by the length of his tenure. Mr. Storm has acquired a superior- understanding of the Company’s business, its underlying strategy and specific-culture, in particular in his capacity of chairman of the Board, and in light-of his particular experience, reputation and background it is in the-Company’s best interests to renew him as an independent director for an-additional term CONTD | Non-Voting | ||||||||
CONT | CONTD of one year. Moreover, Mr. Storm expressly stated and the Board is of-the opinion that he does not have any relationship with any company which-could compromise his independence | Non-Voting | ||||||||
C.7.b | Renewing the appointment as independent director of Mr. Mark Winkelman, for a period of 1 year ending after the shareholders’ meeting which will be asked to approve the accounts for the year 2014. Mr. Winkelman complies with the functional, family and financial criteria of independence as provided for in Article 526ter of the Companies Code and in the Company’s Corporate Governance Charter, except for the requirement not to have been a non-executive director of the company for more than three successive terms (Article 526ter, par. 1, 2). Except when legally required to apply the definition of Article 526ter, par. 1, 2, the Board proposes to consider that Mr. Winkelman continues to qualify as independent director. The Board is of the opinion that the quality and independence of the contribution of Mr. Winkelman to the CONTD | Management | For | For | ||||||
CONT | CONTD functioning of the Board has not been influenced by the length of his-tenure. Mr. Winkelman has acquired a superior understanding of the Company’s-business, its underlying strategy and specific culture, and in light of his-particular experience, reputation and background it is in the Company’s best-interests to renew him as an independent director for an additional term of- one year. Moreover, Mr. Winkelman expressly stated and the Board is of the-opinion that he does not have any relationship with any company which could-compromise his independence | Non-Voting | ||||||||
C.7.c | Renewing the appointment as director of Mr. Alexandre Van Damme, for a period of four years ending after the shareholders’ meeting which will be asked to approve the accounts for the year 2017 | Management | For | For | ||||||
C.7.d | Renewing the appointment as director of Mr. Gregoire de Spoelberch, for a period of four years ending after the shareholders’ meeting which will be asked to approve the accounts for the year 2017 | Management | For | For | ||||||
C.7.e | Renewing the appointment as director of Mr. Carlos Alberto da Veiga Sicupira, for a period of four years ending after the shareholders’ meeting which will be asked to approve the accounts for the year 2017 | Management | For | For | ||||||
C.7.f | Renewing the appointment as director of Mr. Marcel Herrmann Telles, for a period of four years ending after the shareholders’ meeting which will be asked to approve the accounts for the year 2017 | Management | For | For |
C.7.g | Acknowledging the end of mandate as director of Mr. Jorge Paulo Lemann and appointing as director Mr. Paulo Lemann as his successor, for a period of four years ending after the shareholders meeting which will be asked to approve the accounts for the year 2017. Mr. Paulo Lemann, a Brazilian citizen, graduated from Faculdade Candido Mendes in Rio de Janeiro, Brazil with a B.A. in Economics. Mr. Lemann interned at PriceWaterhouse in 1989 and was employed as an Analyst at Andersen Consulting from 1990 to 1991. From 1992 to 1995, he performed equity analysis while at Banco Marka (Rio de Janeiro). Mr. Lemann performed equity analysis for Dynamo Asset Management (Rio de Janeiro) from 1995 to 1996. From 1997 to 2004, he started the hedge fund investment effort at Tinicum Inc., a New York based investment office that advised the CONTD | Management | For | For | ||||||
CONT | CONTD Synergy Fund of Funds where he served as Portfolio Manager. In May-2005, Mr. Lemann founded Pollux Capital and is currently the Portfolio-Manager. Mr. Lemann is a board member of Lojas Americanas, the Lemann-Foundation and Ambev | Non-Voting | ||||||||
C.7.h | Acknowledging the end of mandate as director of Mr. Roberto Moses Thompson Motta and appointing as director Mr. Alexandre Behring as his successor, for a period of four years ending after the shareholders meeting which will be asked to approve the accounts for the year 2017. Mr. Behring, a Brazilian citizen, received a BS in Electric Engineering from Pontificia Universidade Catolica in Rio de Janeiro and an MBA from Harvard Graduate School of Business, having graduated as a Baker Scholar and a Loeb Scholar. He is a co-founder and the Managing Partner of 3G Capital, a global investment firm with offices in New York and Rio de Janeiro, since 2004. Mr. Behring serves on Burger King’s Board as Chairman since October 2010, following Burger King’s acquisition by 3G Capital, and has become Chairman of H.J. Heinz, following the CONTD | Management | For | For | ||||||
CONT | CONTD closing of such company’s acquisition by Berkshire Hathaway and 3G-Capital in June 2013. Additionally, Mr. Behring served as a Director, and-member of the Compensation and Operations Committees of the Board of CSX-Corporation, a leading U.S. rail-based transportation company, from 2008 to- 2011. Previously, Mr. Behring spent approximately 10 years at GP Investments,-one of Latin America’s premier private-equity firms, including eight years as-a partner and member of the firm’s Investment Committee. He served for seven-years, from 1998 through 2004, as a Director and CEO of Latin America’s-largest railroad, ALL (America Latina Logistica). Mr. Behring was a-co- founder and partner in Modus OSI Technologies, a technology firm with-offices in Florida and Sao Paulo, from 1989 to 1993 | Non-Voting | ||||||||
C.7.i | Appointing as independent director Mr. Elio Leoni Sceti, for a period of four years ending after the shareholders’ meeting which will be asked to approve the accounts for the year 2017. Mr Leoni Sceti is an Italian citizen, living in the UK. He graduated Magma Cum Laude in Economics from LUISS in Rome, where he passed the Dottore Commercialista post graduate bar exam. Mr. Sceti is currently CEO of Iglo Group, a European food business whose brands are Birds Eye, Findus (in Italy) and Iglo. He has over 20 years’ experience in the FMCG and media sectors. He served as CEO of EMI Music from 2008 to 2010. Prior to EMI, Mr. Sceti had an international career in marketing and held senior leadership roles at Procter & Gamble and Reckitt Benckiser. Mr. Sceti is also a private investor in technology start-ups, and is currently CONTD | Management | For | For | ||||||
CONT | CONTD Chairman of Zeebox Ltd, Chairman of LSG holdings, and a Counsellor at-One Young World. Mr. Elio Leoni Sceti complies with the functional, family-and financial criteria of independence as provided for in Article 526ter of-the Companies Code and in the Company’s Corporate Governance Charter.-Moreover, Mr. Elio Leoni Sceti expressly stated and the Board is of the-opinion that he does not have any relationship with any company which could- compromise his independence | Non-Voting | ||||||||
C.7.j | Appointing as director Mrs. Maria Asuncion Aramburuzabala Larregui, for a period of four years ending after the shareholders’ meeting which will be asked to approve the accounts for the year 2017. Mrs. Aramburuzabala was proposed for appointment as director in accordance with the terms of the combination of ABI with Grupo Modelo. Mrs. Aramburuzabala is a citizen of Mexico and holds a degree in Accounting from ITAM (Instituto Tecnologico Autonomo de Mexico). She has served as CEO of Tresalia Capital since 1996. She is also on the Boards of KIO Networks, Abilia, Red Universalia, Grupo Modelo, Grupo Financiero Banamex, Banco Nacional de Mexico, non-executive Director of Fresnillo plc, Medica Sur, Latin America Conservation Council, Calidad de Vida, Progreso y Desarrollo para la Ciudad de Mexico and an Advisory Board member CONTD | Management | For | For | ||||||
CONT | CONTD of the Instituto Tecnologico Autonomo de Mexico, School of Business | Non-Voting |
C.7.k | Appointing as director Mr. Valentin Diez Morodo, for a period of four years ending after the shareholders’ meeting which will be asked to approve the accounts for the year 2017. Mr. Diez was proposed for appointment as director in accordance with the terms of the combination of ABI with Grupo Modelo. Born in 1940, Mr. Valentin Diez has exceeded the age limit of 70 years for directors as set forth in the Company’s Corporate Governance Charter. The Board considers however that an exception to this age limit is justified for Mr. Diez considering the key role that he has played and continues to play within Grupo Modelo as well as his exceptional business experience and reputation, amongst others in the beer sector and industry at large. Mr. Diez is a citizen of Mexico and holds a degree in Business Administration from the CONTD | Management | For | For | ||||||
CONT | CONTD Universidad Iberoamericana and participated in postgraduate courses at-the University of Michigan. He is currently President of Grupo Nevadi-International, Chairman of the Consejo Empresarial Mexicano de Comercio-Exterior, Inversion y Tecnologia, AC (COMCE) and Chairman of that-organization’s Mexico-Spain Bilateral Committee. He is a member of the Board- of Directors of Grupo Modelo, Vice President of Kimberly Clark de | Non-Voting | ||||||||
Mexico and-Grupo Aeromexico. He is member of the Board of Grupo Financiero Banamex,-Acciones y Valores Banamex, Grupo Dine, Mexichem, OHL Mexico, Zara Mexico,-Telefonica Moviles Mexico, Banco Nacional de Comercio Exterior, S.N.C.- (Bancomext), ProMexico and the Instituto de Empresa, Madrid. He is member of-the Consejo Mexicano de Hombres de Negocios and Chairman of the Instituto-Mexicano para la CONTD | ||||||||||
CONT | CONTD Competitividad, IMCO. He is Chairman of the Assembly of Associates of-the Universidad Iberoamericana, and Founder and Chairman of the Diez Morodo-Foundation, which encourages social, sporting, educational and philanthropic-causes. Mr. Diez is also a member of the Board of the Museo Nacional de las-Artes, MUNAL in Mexico and member of the International Trustees of the Museo-del Prado in Madrid, Spain | Non-Voting | ||||||||
C.8.a | Approving the remuneration report for the financial year 2013 as set out in the 2013 annual report, including the executive remuneration policy. The 2013 annual report and remuneration report containing the executive remuneration policy can be reviewed as indicated at the end of this notice | Management | For | For | ||||||
C.8.b | Deciding to grant and, pursuant to Article 554, indent 7, of the Companies Code, to expressly approve the grant of 15,000 stock options to each of the current Directors of the Company, being all non-executive Directors, for the performance of their mandate during the financial year 2013. However, the number of stock options amounts to 20,000 for the Chairman of the Audit Committee and to 30,000 for the Chairman of the Board of Directors. The main features of these stock options can be summarised as follows: each stock option confers the right to purchase one existing ordinary share of the Company, with the same rights (including dividend rights) as the other existing shares. Each stock option is granted for no consideration. Its exercise price equals the closing price of the Company share on Euronext Brussels on 29 April CONTD | Management | For | For | ||||||
CONT | CONTD 2014. All stock options have a term of ten years as from their granting-and become exercisable five years after their granting. At the end of the ten-year term, the stock options that have not been exercised will automatically-become null and void | Non-Voting | ||||||||
D.1 | Granting powers to Mr. Benoit Loore, VP Corporate Governance, with power to substitute and without prejudice to other delegations of powers to the extent applicable, for (i) the implementation of resolution A.1 regarding the change in relation to outstanding subscription rights, (ii) the restatements of the articles of association as a result of all changes referred to above, the signing of the restated articles of association and their filings with the clerk’s office of the Commercial Court of Brussels, and (iii) any other filings and publication formalities in relation to the above resolutions | Management | For | For |
HELLENIC TELECOMMUNICATIONS ORGANIZATIONS S.A., AT
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Security | X3258B102 | Meeting Type | ExtraOrdinary General Meeting | |||||
Ticker Symbol | Meeting Date | 30-Apr-2014 | ||||||
ISIN | GRS260333000 | Agenda | 705138611 - Management | |||||
City | ATHENS | Holding Recon Date | 24-Apr-2014 | |||||
Country | Greece | Vote Deadline Date | 23-Apr-2014 | |||||
SEDOL(s) | 5051605 - 5437506 - B02NXN0 - B28J8S6 | Quick Code |
Item | Proposal | Type | Vote | For/Against Management
| ||||||
CMMT | PLEASE NOTE IN THE EVENT THE MEETING DOES NOT REACH QUORUM, THERE WILL BE AN-A REPETITIVE MEETING ON 15 MAY 2014 AND B REPETITIVE MEETING ON 27 MAY 2014,-ALSO, YOUR VOTING INSTRUCTIONS WILL NOT BE CARRIED OVER TO THE SECOND CALL.-ALL VOTES RECEIVED ON THIS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO-REINSTRUCT ON THE REPETITIVE MEETING. THANK YOU | Non-Voting | ||||||||
1. | APPROVAL OF THE AMENDMENT OF ARTICLE 2 (OBJECT) OF THE COMPANY’S ARTICLES OF INCORPORATION | Management | For | For |
2. | GRANTING OF A SPECIAL PERMISSION, PURSUANT TO ARTICLE 23A OF C.L.2190/1920, ON THE CONCLUSION OF A BRAND LICENSE AGREEMENT(S) BETWEEN AFFILIATED COMPANIES OF OTE S.A., NAMELY ROMTELECOM AND COSMOTE ROMANIA (LICENSEES) AND DEUTSCHE TELEKOM AG (LICENSOR) AND APPROVAL OF THE BASIC TERMS OF THE AGREEMENT(S) | Management | For | For | ||||||
3. | PROPORTIONAL REDUCE OF THE REMUNERATION OF THE DIRECTORS AND THE EXECUTIVES OF OTE, AS LONG AS THE MEDIUM TERM FRAMEWORK OF FISCAL STRATEGY 2012-2015 IS IN EFFECT, ACCORDING TO PARAGRAPH 2, ARTICLE 6 OF LAW 4092/2012 | Management | For | For | ||||||
4. | MISCELLANEOUS ANNOUNCEMENTS | Management | For | For | ||||||
CMMT | 16 APR 2014: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN RECORD DATE-FROM 25 APR 2014 TO 24 APR 2014. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEAS-E DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THA-NK YOU. | Non-Voting |
VERIZON COMMUNICATIONS INC, NEW YORK, NY
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Security | 92343V104 | Meeting Type | Annual General Meeting | |||||
Ticker Symbol | Meeting Date | 01-May-2014 | ||||||
ISIN | US92343V1044 | Agenda | 705041971 - Management | |||||
City | ARIZONA | Holding Recon Date | 03-Mar-2014 | |||||
Country | United States | Vote Deadline Date | 24-Apr-2014 | |||||
SEDOL(s) | 0089560 - 2090571 - 4090115 - 4091668 - 4534754 - B00PHY7 - B8FR3N5 - B8N6163 | Quick Code |
Item | Proposal | Type | Vote | For/Against Management
| ||||||
1.1 | Elect Director Shellye L. Archambeau | Management | For | For | ||||||
1.2 | Elect Director Richard L. Carrion | Management | For | For | ||||||
1.3 | Elect Director Melanie L. Healey | Management | For | For | ||||||
1.4 | Elect Director M. Frances Keeth | Management | For | For | ||||||
1.5 | Elect Director Robert W. Lane | Management | For | For | ||||||
1.6 | Elect Director Lowell C. McAdam | Management | For | For | ||||||
1.7 | Elect Director Donald T. Nicolaisen | Management | For | For | ||||||
1.8 | Elect Director Clarence Otis, Jr. | Management | For | For | ||||||
1.9 | Elect Director Rodney E. Slater | Management | For | For | ||||||
1.10 | Elect Director Kathryn A. Tesija | Management | For | For | ||||||
1.11 | Elect Director Gregory D. Wasson | Management | For | For | ||||||
2 | Ratification of Appointment of Independent Registered Public Accounting Firm | Management | For | For | ||||||
3 | Advisory Vote to Approve Executive Compensation | Management | For | For | ||||||
4 | Proposal to Implement Proxy Access | Management | For | For | ||||||
5 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: Network Neutrally | Shareholder | Against | For | ||||||
6 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: Lobbying Activities | Shareholder | Against | For | ||||||
7 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: Severance Approval Policy | Shareholder | Against | For | ||||||
8 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: Shareholder Right to Call a Special Meeting | Shareholder | Against | For | ||||||
9 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: Shareholder Right to Act by Written Consent | Shareholder | Against | For | ||||||
10 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: Proxy Voting Authority | Shareholder | Against | For | ||||||
CMMT | 26 MAR 2014: PLEASE NOTE THAT THIS IS A REVISION DUE MODIFICATION OF TEXT OF R-ESOLUTION 6. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS-PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting |
BASF SE, LUDWIGSHAFEN/RHEIN
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Security | D06216317 | Meeting Type | Annual General Meeting | |||||
Ticker Symbol | Meeting Date | 02-May-2014 | ||||||
ISIN | DE000BASF111 | Agenda | 705064145 - Management | |||||
City | MANNHEIM | Holding Recon Date | 25-Apr-2014 | |||||
Country | Germany Blocking | Vote Deadline Date | 21-Apr-2014 | |||||
SEDOL(s) | 0083142 - 5086577 - 5086588 - 5086599 - B01DCN4 - B283BG7 - B5123J9 - BH4HMR6 | Quick Code |
Item | Proposal | Type | Vote | For/Against Management
| ||||||
Please note that by judgement of OLG Cologne rendered on June 6, 2013, any sha-reholder who holds an aggregate total of 3 percent or more of the outstanding-share capital must register under their beneficial owner details before the ap-propriate deadline to be able to vote. Failure to comply with the declaration- requirements as stipulated in section 21 of the Securities Trade Act (WpHG) ma-y prevent the shareholder from voting at the general meetings. Therefore, your-custodian may request that we register beneficial owner data for all voted ac-counts with the respective sub custodian. If you require further information w- hether or not such BO registration will be conducted for your custodians accou-nts, please contact your CSR. | Non-Voting | |||||||||
The sub-custodian banks optimized their processes and established solutions, w-hich do not require share blocking. Registered shares will be deregistered acc-ording to trading activities or at the deregistration date by the sub custodia-ns. In order to deliver/settle a voted position before the deregistration date-a voting instruction cancellation and de-registration request needs to be sen-t. Please contact your CSR for further information. | Non-Voting | |||||||||
The Vote/Registration Deadline as displayed on ProxyEdge is subject to change-and will be updated as soon as Broadridge receives confirmation from the sub c-ustodians regarding their instruction deadline. For any queries please contac-t your Client Services Representative. | Non-Voting | |||||||||
ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN CONNECTI-ON WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTIT-LED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE EXCLUD-ED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS AND YOU HAV-E NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS NOTIFICATIONS PURSUANT-TO THE GERMAN SECURITIES TRADING ACT (WHPG). FOR QUESTIONS IN THIS REGARD PLE-ASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE FOR CLARIFICATION. IF YOU DO NO-T HAVE ANY INDICATION REGARDING SUCH CONFLICT OF INTEREST, OR ANOTHER EXCLUSIO-N FROM VOTING, PLEASE SUBMIT YOUR VOTE AS USUAL. THANK YOU. | Non-Voting | |||||||||
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 17.04.2014. FURTHER INFORMATION ON CO-UNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER’S WEBSITE (PLEASE REFER TO-THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE ITE- MS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT-THE COMPANY’S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED IN THE BALLOT ON-PROXYEDGE. | Non-Voting | |||||||||
1. | Presentation of the approved Financial Statements of BASF SE and the approved-Consolidated Financial Statements of the BASF Group for the financial year 201-3; presentation of the Management’s Analyses of BASF SE and the BASF Group for-the financial year 2013 including the explanatory reports on the data accordi-ng to Section 289 (4) and Section 315 (4) of the German Commercial Code; prese-ntation of the Report of the Supervisory Board | Non-Voting | ||||||||
2. | Adoption of a resolution on the appropriation of profit | Management | For | For | ||||||
3. | Adoption of a resolution giving formal approval to the actions of the members of the Supervisory Board | Management | For | For | ||||||
4. | Adoption of a resolution giving formal approval to the actions of the members of the Board of Executive Directors | Management | For | For | ||||||
5. | Election of the auditor for the financial year 2014: KPMG AG | Management | For | For | ||||||
6.1 | Election of Supervisory Board members: Dame Alison J. Carnwath | Management | For | For | ||||||
6.2 | Election of Supervisory Board members: Prof. Dr. Francois Diederich | Management | For | �� | For | |||||
6.3 | Election of Supervisory Board members: Michael Diekmann | Management | For | For | ||||||
6.4 | Election of Supervisory Board members: Franz Fehrenbach | Management | For | For | ||||||
6.5 | Election of Supervisory Board members: Dr. Juergen Hambrecht | Management | For | For | ||||||
6.6 | Election of Supervisory Board members: Anke Schaeferkordt | Management | For | For | ||||||
7. | Resolution on the creation of new authorized capital and amendment of the Statutes | Management | For | For | ||||||
8.1 | Resolution on the approval of the conclusion of nine amendment agreements on existing control and profit transfer agreements: The amendment agreement on the control and profit transfer agreement that was concluded between BASF SE and BASF Plant Science Company GmbH on December 13, 2013, will be approved | Management | For | For | ||||||
8.2 | Resolution on the approval of the conclusion of nine amendment agreements on existing control and profit transfer agreements: The amendment agreement on the control and profit transfer agreement that was concluded between BASF SE and BASF Pigment GmbH on December 13, 2013, will be approved | Management | For | For | ||||||
8.3 | Resolution on the approval of the conclusion of nine amendment agreements on existing control and profit transfer agreements: The amendment agreement on the control and profit and loss transfer agreement that was concluded between BASF SE and BASF Immobilien-Gesellschaft mbH on December 13, 2013, will be approved | Management | For | For |
8.4 | Resolution on the approval of the conclusion of nine amendment agreements on existing control and profit transfer agreements: The amendment agreement on the control and profit and loss transfer agreement that was concluded between BASF SE and BASF Handels- und Exportgesellschaft mbH on December 13, 2013, will be approved | Management | For | For | ||||||
8.5 | Resolution on the approval of the conclusion of nine amendment agreements on existing control and profit transfer agreements: The amendment agreement on the control and profit and loss transfer agreement that was concluded between BASF SE and LUWOGE GmbH on December 6, 2013, will be approved | Management | For | For | ||||||
8.6 | Resolution on the approval of the conclusion of nine amendment agreements on existing control and profit transfer agreements: The amendment agreement on the control and profit and loss transfer agreement that was concluded between BASF SE and BASF Schwarzheide GmbH on November 28, 2013/December 13, 2013, will be approved | Management | For | For | ||||||
8.7 | Resolution on the approval of the conclusion of nine amendment agreements on existing control and profit transfer agreements: The amendment agreement on the control and profit transfer agreement that was concluded between BASF SE and BASF Coatings GmbH on October 24, 2013/ December 13, 2013, will be approved | Management | For | For | ||||||
8.8 | Resolution on the approval of the conclusion of nine amendment agreements on existing control and profit transfer agreements: The amendment agreement on the control and profit transfer agreement that was concluded between BASF SE and BASF Polyurethanes GmbH on October 29, 2013/ December 13, 2013, will be approved | Management | For | For | ||||||
8.9 | Resolution on the approval of the conclusion of nine amendment agreements on existing control and profit transfer agreements: The amendment agreement on the control and profit transfer agreement that was concluded between BASF SE and BASF New Business GmbH on December 13, 2013, will be approved | Management | For | For |
SANOFI SA, PARIS
| ||||||||
Security | F5548N101 | Meeting Type | Ordinary General Meeting | |||||
Ticker Symbol | Meeting Date | 05-May-2014 | ||||||
ISIN | FR0000120578 | Agenda | 705027654 - Management | |||||
City | PARIS | Holding Recon Date | 28-Apr-2014 | |||||
Country | France | Vote Deadline Date | 24-Apr-2014 | |||||
SEDOL(s) | 5671735 - 5696589 - 7166239 - B01DR51 - B043B67 - B0CRGJ9 - B114ZY6 - B19GKJ4 - B92MW11 | Quick Code |
Item | Proposal | Type | Vote | For/Against Management
| ||||||
CMMT | PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE OPTIONS ARE “FOR”-AND “AGAINST” A VOTE OF “ABSTAIN” WILL BE TREATED AS AN “AGAINST” VOTE. | Non-Voting | ||||||||
CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A-FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE-GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED- INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE. | Non-Voting | ||||||||
CMMT | 14 APR 2014: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAI-LABLE BY CLICKING ON THE MATERIAL URL LINK:-https://balo.journal- officiel.gouv.fr/pdf/2014/0312/2014031214006-21.pdf. PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF ADDITIONAL URL:-http://www.journal- officiel.gouv.fr//pdf/2014/0414/201404141401110.pdf. IF Y-OU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLES-S YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||
1 | Approval of the annual corporate financial statements for the 2013 financial year | Management | For | For | ||||||
2 | Approval of the consolidated financial statements for the 2013 financial year | Management | For | For | ||||||
3 | Allocation of income and setting the dividend | Management | For | For | ||||||
4 | Agreements and commitments pursuant to Articles L.225-38 et seq. of the Commercial Code | Management | For | For | ||||||
5 | Renewal of term of Mr. Christopher Viehbacher as Board member | Management | For | For | ||||||
6 | Renewal of term of Mr. Robert Castaigne as Board member | Management | For | For | ||||||
7 | Renewal of term of Mr. Christian Mulliez as Board member | Management | For | For | ||||||
8 | Appointment of Mr. Patrick Kron as Board member | Management | For | For | ||||||
9 | Review of the compensation owed or paid to Mr. Serge Weinberg, Chairman of the Board of Directors for the financial year ended on December 31st, 2013 | Management | For | For | ||||||
10 | Review of the compensation owed or paid to Mr. Christopher Viehbacher, CEO for the financial year ended on December 31st, 2013 | Management | For | For | ||||||
11 | Authorization to be granted to the Board of Directors to trade in Company’s shares | Management | For | For | ||||||
12 | Powers to carry out all legal formalities | Management | For | For |
ALLIANZ SE, MUENCHEN
| ||||||||
Security | D03080112 | Meeting Type | Annual General Meeting | |||||
Ticker Symbol | Meeting Date | 07-May-2014 | ||||||
ISIN | DE0008404005 | Agenda | 705077623 - Management | |||||
City | MUENCHEN | Holding Recon Date | 30-Apr-2014 | |||||
Country | Germany Blocking | Vote Deadline Date | 24-Apr-2014 | |||||
SEDOL(s) | 0018490 - 0048646 - 5231485 - 5242487 - 5479531 - 5766749 - 7158333 - B030T87 - B1FVBS9 - B8GJN07 - B92MVD6 - BH7KD35 | Quick Code |
Item | Proposal | Type | Vote | For/Against Management
| ||||||
Please note that by judgement of OLG Cologne rendered on June 6, 2013, any sha-reholder who holds an aggregate total of 3 percent or more of the outstanding-share capital must register under their beneficial owner details before the ap-propriate deadline to be able to vote. Failure to comply with the declaration- requirements as stipulated in section 21 of the Securities Trade Act (WpHG) ma-y prevent the shareholder from voting at the general meetings. Therefore, your-custodian may request that we register beneficial owner data for all voted ac-counts with the respective sub custodian. If you require further information w- hether or not such BO registration will be conducted for your custodians accou-nts, please contact your CSR. | Non-Voting | |||||||||
The sub-custodian banks optimized their processes and established solutions, w-hich do not require share blocking. Registered shares will be deregistered acc-ording to trading activities or at the deregistration date by the sub custodia-ns. In order to deliver/settle a voted position before the deregistration date-a voting instruction cancellation and de-registration request needs to be se-nt. Please contact your CSR for further information. | Non-Voting | |||||||||
The Vote/Registration Deadline as displayed on ProxyEdge is subject to change-and will be updated as soon as Broadridge receives confirmation from the sub c-ustodians regarding their instruction deadline. For any queries please contac-t your Client Services Representative. | Non-Voting | |||||||||
ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN CONNECTI-ON WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTIT-LED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE EXCLUD-ED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS AND YOU HAV-E NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS NOTIFICATIONS PURSUANT-TO THE GERMAN SECURITIES TRADING ACT (WHPG). FOR QUESTIONS IN THIS REGARD PLE-ASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE FOR CLARIFICATION. IF YOU DO NO-T HAVE ANY INDICATION REGARDING SUCH CONFLICT OF INTEREST, OR ANOTHER EXCLUSIO-N FROM VOTING, PLEASE SUBMIT YOUR VOTE AS USUAL. THANK YOU. | Non-Voting | |||||||||
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 22.04.2014. FURTHER INFORMATION ON CO-UNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER’S WEBSITE (PLEASE REFER TO-THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE ITE- MS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT-THE COMPANY’S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED IN THE BALLOT ON-PROXYEDGE. | Non-Voting | |||||||||
1. | Presentation of the approved Annual Financial Statements and the approved Cons-olidated Financial Statements as of December 31, 2013, and of the Management R-eports for Allianz SE and for the Group, the Explanatory Reports on the inform-ation pursuant to section 289 (4), 315 (4) and section 289 (5) of the German- Commercial Code (HGB), as well as the Report of the Supervisory Board for fisc-al year 2013 | Non-Voting | ||||||||
2. | Appropriation of net earnings | Management | For | For | ||||||
3. | Approval of the actions of the members of the Management Board | Management | For | For | ||||||
4. | Approval of the actions of the members of the Supervisory Board | Management | For | For | ||||||
5. | By- Election to the Supervisory Board: Jim Hagemann Snabe | Management | For | For | ||||||
6. | Creation of an Authorized Capital 2014/I, cancellation of the Authorized Capital 2010/I and corresponding amendment to the Statutes | Management | For | For | ||||||
7. | Creation of an Authorized Capital 2014/II for the issuance of shares to employees, cancellation of the Authorized Capital 2010/II and corresponding amendment to the Statutes | Management | For | For |
8. | Approval of a new authorization to issue bonds carrying conversion and/or option rights as well as convertible participation rights, cancellation of the current authorization to issue bonds carrying conversion and/or option rights, unless fully utilized, amendment of the existing Conditional Capital 2010 and corresponding amendment of the Statutes | Management | For | For | ||||||
9. | Authorization to acquire treasury shares for trading purposes | Management | For | For | ||||||
10. | Authorization to acquire and utilize treasury shares for other purposes | Management | For | For | ||||||
11. | Authorization to use derivatives in connection with the acquisition of treasury shares pursuant to Section 71 (1) no. 8 AktG | Management | For | For | ||||||
12. | Approval to amend existing company agreements | Management | For | For |
RECKITT BENCKISER GROUP PLC, SLOUGH
| ||||||||
Security | G74079107 | Meeting Type | Annual General Meeting | |||||
Ticker Symbol | Meeting Date | 07-May-2014 | ||||||
ISIN | GB00B24CGK77 | Agenda | 705110257 - Management | |||||
City | HAYES | Holding Recon Date | 05-May-2014 | |||||
Country | United Kingdom | Vote Deadline Date | 30-Apr-2014 | |||||
SEDOL(s) | B24CGK7 - B28STJ1 - B28THT0 | Quick Code |
Item | Proposal | Type | Vote | For/Against Management
| ||||||||
1 | THAT THE COMPANY’S ACCOUNTS AND THE REPORTS OF THE DIRECTORS AND THE AUDITORS FOR THE YEAR ENDED 31 DECEMBER 2013 BE RECEIVED | Management | For | For | ||||||||
2 | THAT THE DIRECTORS’ REMUNERATION POLICY AS SET OUT ON PAGES 35 TO 40 OF THE ANNUAL REPORT FOR THE YEAR ENDED 31 DECEMBER 2013 BE APPROVED | Management | For | For | ||||||||
3 | THAT THE DIRECTORS’ REMUNERATION REPORT (EXCLUDING THE DIRECTORS’ REMUNERATION POLICY) FOR THE YEAR ENDED 31 DECEMBER 2013 BE APPROVED | Management | For | For | ||||||||
4 | THAT THE FINAL DIVIDEND RECOMMENDED BY THE DIRECTORS OF 77P PER ORDINARY SHARE FOR THE YEAR ENDED 31 DECEMBER 2013 BE DECLARED PAYABLE AND PAID ON 29 MAY 2014 TO ALL SHAREHOLDERS ON THE REGISTER AT THE CLOSE OF BUSINESS ON 21 FEBRUARY 2014 | Management | For | For | ||||||||
5 | THAT ADRIAN BELLAMY (MEMBER OF THE NOMINATION AND REMUNERATION COMMITTEES) BE RE-ELECTED AS A DIRECTOR | Management | For | For | ||||||||
6 | THAT PETER HARF (MEMBER OF THE NOMINATION COMMITTEE) BE RE-ELECTED AS A DIRECTOR | Management | For | For | ||||||||
7 | THAT ADRIAN HENNAH BE RE-ELECTED AS A DIRECTOR | Management | For | For | ||||||||
8 | THAT KENNETH HYDON (MEMBER OF THE AUDIT AND NOMINATION COMMITTEES) BE RE-ELECTED AS A DIRECTOR | Management | For | For | ||||||||
9 | THAT RAKESH KAPOOR (MEMBER OF THE NOMINATION COMMITTEE) BE RE-ELECTED AS A DIRECTOR | Management | For | For | ||||||||
10 | THAT ANDRE LACROIX (MEMBER OF THE AUDIT AND NOMINATION COMMITTEES) BE RE-ELECTED AS A DIRECTOR | Management | For | For | ||||||||
11 | THAT JUDITH SPRIESER (MEMBER OF THE NOMINATION AND REMUNERATION COMMITTEES) BE RE-ELECTED AS A DIRECTOR | Management | For | For | ||||||||
12 | THAT WARREN TUCKER (MEMBER OF THE AUDIT AND NOMINATION COMMITTEES) BE RE-ELECTED AS A DIRECTOR | Management | For | For | ||||||||
13 | THAT NICANDRO DURANTE (MEMBER OF THE NOMINATION COMMITTEE), WHO WAS APPOINTED TO THE BOARD SINCE THE DATE OF THE LAST AGM, BE ELECTED AS A DIRECTOR | Management | For | For | ||||||||
14 | THAT PRICEWATERHOUSECOOPERS LLP BE RE- APPOINTED AUDITORS OF THE COMPANY TO HOLD OFFICE UNTIL THE CONCLUSION OF THE NEXT GENERAL MEETING AT WHICH ACCOUNTS ARE LAID BEFORE THE COMPANY | Management | For | For | ||||||||
15 | THAT THE DIRECTORS BE AUTHORISED TO FIX THE REMUNERATION OF THE AUDITORS | Management | For | For | ||||||||
16 | THAT IN ACCORDANCE WITH S366 AND S367 OF THE COMPANIES ACT 2006 (THE 2006 ACT) THE COMPANY AND ANY UK REGISTERED COMPANY WHICH IS OR BECOMES A SUBSIDIARY OF THE COMPANY DURING THE PERIOD TO WHICH THIS RESOLUTION RELATES BE AUTHORISED TO: A) MAKE POLITICAL DONATIONS TO POLITICAL PARTIES AND/OR INDEPENDENT ELECTION CANDIDATES UP TO A TOTAL AGGREGATE AMOUNT OF GBP 50,000; B) MAKE POLITICAL DONATIONS TO POLITICAL ORGANISATIONS OTHER THAN POLITICAL PARTIES UP TO A TOTAL AGGREGATE AMOUNT OF GBP 50,000; AND C) INCUR POLITICAL EXPENDITURE UP TO A TOTAL AGGREGATE AMOUNT OF GBP 50,000 DURING THE PERIOD FROM THE DATE OF THIS RESOLUTION UNTIL THE CONCLUSION OF THE NEXT AGM OF THE COMPANY IN 2015, PROVIDED THAT THE TOTAL AGGREGATE AMOUNT OF ALL SUCH DONATIONS AND EXPENDITURE INCURRED BY THE COMPANY AND ITS UK SUBSIDIARIES IN SUCH CONTD | Management | For | For |
CONT | CONTD PERIOD SHALL NOT EXCEED GBP 50,000. FOR THE PURPOSE OF THIS RESOLUTION,-THE TERMS ‘POLITICAL DONATIONS’, ‘POLITICAL PARTIES’, ‘INDEPENDENT ELECTION-CANDIDATES’, ‘POLITICAL ORGANISATIONS’ AND ‘POLITICAL EXPENDITURE’ HAVE THE-MEANINGS SET OUT IN S363 TO S365 OF THE 2006 ACT | Non-Voting | ||||||||||
17 | THAT THE DIRECTORS BE GENERALLY AND UNCONDITIONALLY AUTHORISED TO EXERCISE ALL THE POWERS OF THE COMPANY TO ALLOT SHARES OR GRANT RIGHTS TO SUBSCRIBE FOR OR CONVERT ANY SECURITY INTO SHARES OF THE COMPANY UP TO AN AGGREGATE NOMINAL AMOUNT OF GBP 20,800,000 AND SO THAT THE DIRECTORS MAY IMPOSE ANY LIMITS OR RESTRICTIONS AND MAKE ANY ARRANGEMENTS WHICH IT CONSIDERS NECESSARY OR APPROPRIATE TO DEAL WITH TREASURY SHARES, FRACTIONAL ENTITLEMENTS, RECORD DATES, LEGAL, REGULATORY OR PRACTICAL PROBLEMS IN, OR UNDER THE LAWS OF, ANY TERRITORY OR ANY OTHER MATTER, SUCH AUTHORITIES TO APPLY UNTIL THE END OF NEXT YEAR’S AGM (OR, IF EARLIER, UNTIL THE CLOSE OF BUSINESS ON 30 JUNE 2015), SAVE THAT UNDER SUCH AUTHORITY THE COMPANY MAY MAKE OFFERS AND ENTER INTO AGREEMENTS DURING THE RELEVANT PERIOD WHICH WOULD, OR MIGHT, REQUIRE SHARES CONTD | Management | For | For | ||||||||
CONT | CONTD TO BE ALLOTTED OR RIGHTS TO SUBSCRIBE FOR OR CONVERT SECURITIES INTO-SHARES TO BE GRANTED AFTER THE AUTHORITY ENDS AND THE DIRECTORS MAY ALLOT-SHARES OR GRANT RIGHTS TO SUBSCRIBE FOR OR CONVERT SECURITIES INTO SHARES-UNDER ANY SUCH OFFER OR AGREEMENT AS IF THE AUTHORITY HAD NOT ENDED | Non-Voting | ||||||||||
18 | THAT IF RESOLUTION 17 IS PASSED, THE DIRECTORS BE GIVEN POWER TO ALLOT EQUITY SECURITIES (AS DEFINED IN THE 2006 ACT) FOR CASH UNDER THE AUTHORITY GIVEN BY THAT RESOLUTION AND/OR TO SELL ORDINARY SHARES HELD BY THE COMPANY AS TREASURY SHARES FOR CASH AS IF S561 OF THE 2006 ACT DID NOT APPLY TO ANY SUCH ALLOTMENT OR SALE, SUCH POWER TO BE LIMITED: A) TO THE ALLOTMENT OF EQUITY SECURITIES AND SALE OF TREASURY SHARES FOR CASH IN CONNECTION WITH AN OFFER OF, OR INVITATION TO APPLY FOR, EQUITY SECURITIES TO SHAREHOLDERS IN
PROPORTION (AS NEARLY AS MAY BE PRACTICABLE) TO THEIR EXISTING HOLDINGS AND THAT THE DIRECTORS MAY IMPOSE ANY LIMITS OR RESTRICTIONS AND MAKE ANY ARRANGEMENTS WHICH THEY CONSIDER NECESSARY OR APPROPRIATE TO DEAL WITH TREASURY SHARES, FRACTIONAL ENTITLEMENTS, RECORD DATES, LEGAL, REGULATORY OR PRACTICAL CONTD | Management | For | For | None | |||||||
CONT | CONTD PROBLEMS IN, OR UNDER THE LAWS OF, ANY TERRITORY OR ANY OTHER MATTER;-AND B) IN THE CASE OF THE AUTHORITY GRANTED UNDER PARAGRAPH (A) OF THIS-RESOLUTION AND/OR IN THE CASE OF ANY TRANSFER OF TREASURY SHARES WHICH IS-TREATED AS AN ALLOTMENT OF EQUITY SECURITIES UNDER S560(3) OF THE 2006 ACT,-TO THE ALLOTMENT (OTHERWISE THAN UNDER PARAGRAPH (A) ABOVE) OF EQUITY-SECURITIES UP TO A NOMINAL AMOUNT OF GBP 3,500,000 SUCH POWER TO APPLY UNTIL-THE END OF NEXT YEAR’S AGM (OR, IF EARLIER, UNTIL THE CLOSE OF BUSINESS ON 30-JUNE 2015) BUT DURING THIS PERIOD THE COMPANY MAY MAKE OFFERS, AND ENTER INTO-AGREEMENTS, WHICH WOULD, OR MIGHT, REQUIRE EQUITY SECURITIES TO BE ALLOTTED-(AND TREASURY SHARES TO BE SOLD) AFTER THE POWER ENDS AND THE DIRECTORS MAY-ALLOT EQUITY SECURITIES UNDER ANY SUCH OFFER OR AGREEMENT AS IF THE POWER HAD-CONTD | Non-Voting | ||||||||||
CONT | CONTD NOT EXPIRED | Non-Voting | ||||||||||
19 | THAT THE COMPANY BE AND IT IS HEREBY GENERALLY AND UNCONDITIONALLY AUTHORISED FOR THE PURPOSES OF S701 OF THE 2006 ACT TO MAKE MARKET PURCHASES (WITHIN THE MEANING OF S693(4) OF THE 2006 ACT) OF ORDINARY SHARES OF 10P EACH IN THE CAPITAL OF THE COMPANY (ORDINARY SHARES) PROVIDED THAT: A) THE MAXIMUM NUMBER OF ORDINARY SHARES WHICH MAY BE PURCHASED IS 73,000,000 ORDINARY SHARES (REPRESENTING LESS THAN 10% OF THE COMPANY’S ISSUED ORDINARY SHARE CAPITAL AS AT 7 MARCH 2014); B) THE MAXIMUM PRICE AT WHICH ORDINARY SHARES MAY BE PURCHASED IS AN AMOUNT EQUAL TO THE HIGHER OF (I) 5% ABOVE THE AVERAGE OF THE MIDDLE MARKET QUOTATIONS FOR THE ORDINARY SHARES AS TAKEN FROM THE LONDON STOCK EXCHANGE DAILY OFFICIAL LIST FOR THE FIVE BUSINESS DAYS PRECEDING THE DATE OF PURCHASE; AND (II) THAT STIPULATED BY ARTICLE 5(1) OF THE EU CONTD | Management | For | For |
CONT | CONTD BUYBACK AND STABILISATION REGULATIONS 2003 (NO. 2273/2003); AND THE-MINIMUM PRICE IS 10P PER ORDINARY SHARE, IN BOTH CASES EXCLUSIVE OF EXPENSES;-C) THE AUTHORITY TO PURCHASE CONFERRED BY THIS RESOLUTION SHALL EXPIRE ON THE- EARLIER OF 30 JUNE 2015 OR ON THE DATE OF THE AGM OF THE COMPANY IN 2015 SAVE-THAT THE COMPANY MAY, BEFORE SUCH EXPIRY, ENTER INTO A CONTRACT TO PURCHASE-ORDINARY SHARES UNDER WHICH SUCH PURCHASE WILL OR MAY BE COMPLETED OR-EXECUTED WHOLLY OR PARTLY AFTER THE EXPIRATION OF THIS AUTHORITY AND MAY MAKE-A PURCHASE OF ORDINARY | Non-Voting | None | |||||||||
SHARES IN PURSUANCE OF ANY SUCH CONTRACT; AND D) ALL-ORDINARY SHARES PURCHASED PURSUANT TO THE SAID AUTHORITY SHALL BE EITHER: I)-CANCELLED IMMEDIATELY UPON COMPLETION OF THE PURCHASE; OR II) HELD, SOLD,-TRANSFERRED OR OTHERWISE DEALT WITH AS TREASURY SHARES IN ACCORDANCE WITH- CONTD | ||||||||||||
CONT | CONTD THE PROVISIONS OF THE 2006 ACT | Non-Voting | ||||||||||
20 | THAT A GENERAL MEETING OTHER THAN AN AGM MAY BE CALLED ON NOT LESS THAN 14 CLEAR DAYS’ NOTICE | Management | For | For |
INTESA SANPAOLO SPA, TORINO/MILANO
| ||||||||
Security | T55067101 | Meeting Type | MIX | |||||
Ticker Symbol | Meeting Date | 08-May-2014 | ||||||
ISIN | IT0000072618 | Agenda | 705131439 - Management | |||||
City | TORINO | Holding Recon Date | 28-Apr-2014 | |||||
Country | Italy | Vote Deadline Date | 29-Apr-2014 | |||||
SEDOL(s) | 2871787 - 4076836 - 5465949 - B108ZT4 - B92MWN3 - BGD0224 | Quick Code |
Item | Proposal | Type | Vote | For/Against Management
| ||||||
CMMT | PLEASE NOTE THAT THE ITALIAN LANGUAGE AGENDA IS AVAILABLE BY CLICKING ON THE-URL LINK:- https://materials.proxyvote.com/Approved/99999Z/19840101/NPS _201859.PDF | Non-Voting | ||||||||
O.1 | INTEGRATION OF THE LEGAL RESERVE; COVERAGE OF THE LOSS FOR 2013; DISTRIBUTION OF PART OF THE EXTRAORDINARY RESERVE TO THE SHAREHOLDERS | Management | For | For | ||||||
O.2.a | REMUNERATION, INVESTMENT PLAN AND OWN SHARES: REPORT ON REMUNERATION: RESOLUTION PURSUANT TO ART. 123-TER, PARAGRAPH 6 OF LEGISLATIVE DECREE NO. 58/1998 | Management | For | For | ||||||
O.2.b | REMUNERATION, INVESTMENT PLAN AND OWN SHARES: PROPOSAL FOR APPROVAL OF THE DISCLOSURE DOCUMENT DRAWN UP IN ACCORDANCE WITH ARTICLE 84- BIS OF CONSOB REGULATION NO. 11971 OF 14 MAY 1999, AS SUBSEQUENTLY AMENDED AND INTEGRATED, CONCERNING THE INVESTMENT PLAN BASED ON FINANCIAL INSTRUMENTS OF INTESA SANPAOLO S.P.A. | Management | For | For | ||||||
O.2.c | REMUNERATION, INVESTMENT PLAN AND OWN SHARES: PURCHASE AND DISPOSAL OF OWN SHARES | Management | For | For | ||||||
E.1 | PROPOSAL FOR AMENDMENT OF ARTICLE 5 (SHARE CAPITAL) OF THE ARTICLES OF ASSOCIATION, IN RELATION TO THE INVESTMENT PLAN BASED ON FINANCIAL INSTRUMENTS REFERRED TO UNDER ORDINARY PART 2 B) ABOVE | Management | For | For | ||||||
E.2 | PROPOSAL TO AUTHORISE THE MANAGEMENT BOARD TO INCREASE THE SHARE CAPITAL PURSUANT TO ART. 2349, PARAGRAPH 1, AND ART. 2441, PARAGRAPH 8, OF THE ITALIAN CIVIL CODE FOR THE PURPOSES OF IMPLEMENTING THE INVESTMENT PLAN BASED ON FINANCIAL INSTRUMENTS REFERRED TO UNDER ORDINARY PART 2 B) ABOVE, AND CONSEQUENT AMENDMENT OF ARTICLE 5 (SHARE CAPITAL) OF THE ARTICLES OF ASSOCIATION | Management | For | For |
CHINA PETROLEUM & CHEMICAL CORP SINOPEC, BEIJING
| ||||||||
Security | Y15010104 | Meeting Type | Annual General Meeting | |||||
Ticker Symbol | Meeting Date | 09-May-2014 | ||||||
ISIN | CNE1000002Q2 | Agenda | 705059182 - Management | |||||
City | BEIJING | Holding Recon Date | 08-Apr-2014 | |||||
Country | China | Vote Deadline Date | 01-May-2014 | |||||
SEDOL(s) | 6291819 - 7027756 - B01XKR4 | Quick Code |
Item | Proposal | Type | Vote | For/Against Management
| ||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEHK/2014/0323/LT N20140323103.pdf-AND- http://www.hkexnews.hk/listedco/listconews/SEHK/2014/0323/LT N20140323063.pdf | Non-Voting |
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘AGAINST’ FOR-ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Non-Voting | ||||||||
1 | To consider and approve the Report of the Board of Directors of Sinopec Corp. for the year 2013 | Management | For | For | ||||||
2 | To consider and approve the Report of the Board of Supervisors of Sinopec Corp. for the year 2013 | Management | For | For | ||||||
3 | To consider and approve the audited financial reports and audited consolidated financial reports of Sinopec Corp. for the year ended 31 December 2013 | Management | For | For | ||||||
4 | To consider and approve the profit distribution plan for the year ended 31 December 2013 | Management | For | For | ||||||
5 | To authorise the Board of Directors of Sinopec Corp. (the “Board”) to determine the interim profit distribution plan of Sinopec Corp. for the year 2014 | Management | For | For | ||||||
6 | To consider and approve the re-appointment of PricewaterhouseCoopers Zhong Tian LLP and PricewaterhouseCoopers as external auditors of Sinopec Corp. for the year 2014, respectively, and to authorise the Board to determine their remunerations | Management | For | For | ||||||
7 | To approve the proposed amendments to the articles of association of Sinopec Corp., and to authorise the secretary to the Board to, on behalf of Sinopec Corp., deal with all procedural requirements such as applications, approvals, registrations and filings in relation to the proposed amendments to the articles of association (including cosmetic amendments as requested by the regulatory authorities) | Management | For | For | ||||||
8 | To authorise the Board to determine the proposed plan for the issuance of debt financing instrument(s) | Management | For | For | ||||||
9 | To grant to the Board a general mandate to issue new domestic shares and/or overseas listed foreign shares of Sinopec Corp. | Management | For | For | ||||||
CMMT | 23 APR 2014: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN SPLIT VOTING-TAG FROM N TO Y. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE A-GAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting |
RED ELECTRICA CORPORACION, SA, ALCOBANDAS
| ||||||||
Security | E42807102 | Meeting Type | Annual General Meeting | |||||
Ticker Symbol | Meeting Date | 09-May-2014 | ||||||
ISIN | ES0173093115 | Agenda | 705119572 - Management | |||||
City | MADRID | Holding Recon Date | 02-May-2014 | |||||
Country | Spain | Vote Deadline Date | 02-May-2014 | |||||
SEDOL(s) | 5723777 - 5846685 - B02TMH5 - B114HQ2 - BHZLQS6 | Quick Code |
Item | Proposal | Type | Vote | For/Against Management
| ||||||
CMMT | 08 APR 2014: DELETION OF COMMENT | Non-Voting | ||||||||
1 | EXAMINATION AND APPROVAL, AS THE CASE MAY BE, OF THE FINANCIAL STATEMENTS (BALANCE SHEET, INCOME STATEMENT, STATEMENT OF CHANGES IN TOTAL EQUITY, STATEMENT OF RECOGNIZED INCOME AND EXPENSE, CASH FLOW STATEMENT, AND NOTES TO FINANCIAL STATEMENTS) AND THE MANAGEMENT REPORT FOR RED ELECTRICA CORPORACION, S.A. FOR THE YEAR ENDED DECEMBER 31, 2013 | Management | For | For | ||||||
2 | EXAMINATION AND APPROVAL, AS THE CASE MAY BE, OF THE CONSOLIDATED FINANCIAL STATEMENTS (CONSOLIDATED STATEMENT OF FINANCIAL POSITION, CONSOLIDATED INCOME STATEMENT, CONSOLIDATED OVERALL INCOME STATEMENT, CONSOLIDATED STATEMENT OF CHANGES IN EQUITY, CONSOLIDATED CASH FLOW STATEMENT, AND NOTES TO THE CONSOLIDATED FINANCIAL STATEMENT) AND THE CONSOLIDATED MANAGEMENT REPORT OF THE CONSOLIDATED GROUP OF RED ELECTRICA CORPORACION, S.A., AND SUBSIDIARY COMPANIES FOR THE YEAR ENDED DECEMBER 31, 2013 | Management | For | For | ||||||
3 | EXAMINATION AND APPROVAL, AS THE CASE MAY BE, OF THE APPLICATION OF THE RESULT OF RED ELECTRICA CORPORACION, S.A., FOR THE YEAR ENDED DECEMBER 31, 2013 | Management | For | For | ||||||
4 | EXAMINATION AND APPROVAL, AS THE CASE MAY BE, OF MANAGEMENT BY THE BOARD OF DIRECTORS OF RED ELECTRICA CORPORACION, S.A., IN 2013 | Management | For | For | ||||||
5.1 | RATIFICATION AND APPOINTMENT OF MR. JOSE ANGEL PARTEARROYO MARTIN AS PROPRIETARY DIRECTOR | Management | For | For | ||||||
5.2 | APPOINTMENT OF MS. SOCORRO FERNANDEZ LARREA AS INDEPENDENT DIRECTOR | Management | For | For | ||||||
5.3 | APPOINTMENT OF MR. ANTONIO GOMEZ CIRIA AS INDEPENDENT DIRECTOR | Management | For | For |
6.1 | AUTHORIZATION FOR THE DERIVATIVE ACQUISITION OF TREASURY STOCK BY THE COMPANY OR BY COMPANIES OF THE RED ELECTRICA GROUP, AND FOR THE DIRECT AWARD OF TREASURY STOCK TO EMPLOYEES AND EXECUTIVE DIRECTORS OF THE COMPANY AND OF THE COMPANIES OF THE RED ELECTRICA GROUP, AS COMPENSATION | Management | For | For | ||||||
6.2 | APPROVAL OF A COMPENSATION PLAN FOR MEMBERS OF MANAGEMENT AND THE EXECUTIVE DIRECTORS OF THE COMPANY AND OF THE COMPANIES OF THE RED ELECTRICA GROUP | Management | For | For | ||||||
6.3 | REVOCATION OF PREVIOUS AUTHORIZATIONS | Management | For | For | ||||||
7.1 | APPROVAL OF THE ANNUAL REPORT ON COMPENSATION AND COMPENSATION POLICY FOR THE BOARD OF DIRECTORS OF RED ELECTRICA CORPORACION, S.A | Management | For | For | ||||||
7.2 | APPROVAL OF THE COMPENSATION OF THE BOARD OF DIRECTORS OF RED ELECTRICA CORPORACION, S.A., FOR 2013 | Management | For | For | ||||||
7.3 | APPROVAL OF THE COMPENSATION OF THE BOARD OF DIRECTORS OF RED ELECTRICA CORPORACION, S.A., FOR 2014 | Management | For | For | ||||||
8 | DELEGATION OF AUTHORITY TO FULLY IMPLEMENT THE RESOLUTIONS ADOPTED AT THE GENERAL SHAREHOLDERS’ MEETING | Management | For | For | ||||||
9 | INFORMATION TO THE GENERAL SHAREHOLDERS’ MEETING ON THE 2013 ANNUAL CORPORATE- GOVERNANCE REPORT OF RED ELECTRICA CORPORACION, S.A | Non-Voting | ||||||||
CMMT | 21 APR 2014: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION TO THE TE-XT OF RESOLUTION 5.1 AND CHANGE IN RECORD DATE FROM 30 APRIL TO 02 MAY 2014. I-F YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UN-LESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting |
UNICREDIT SPA, ROMA
| ||||||||
Security | T960AS101 | Meeting Type | MIX | |||||
Ticker Symbol | Meeting Date | 13-May-2014 | ||||||
ISIN | IT0004781412 | Agenda | 705172308 - Management | |||||
City | ROME | Holding Recon Date | 02-May-2014 | |||||
Country | Italy | Vote Deadline Date | 06-May-2014 | |||||
SEDOL(s) | B5M1SM3 | Quick Code |
Item | Proposal | Type | Vote | For/Against Management
| ||||||
O.1 | APPROVAL OF THE UNICREDIT S.P.A. INDIVIDUAL FINANCIAL STATEMENTS AS AT DECEMBER 31, 2013, ACCOMPANIED BY THE REPORTS OF THE DIRECTORS AND OF THE AUDITING COMPANY; BOARD OF STATUTORY AUDITORS REPORT. PRESENTATION OF THE CONSOLIDATED FINANCIAL STATEMENTS | Management | For | For | ||||||
O.2.A | ALLOCATION OF THE UNICREDIT S.P.A. 2013 OPERATING RESULT OF THE YEAR | Management | For | For | ||||||
O.2.B | DISTRIBUTION OF A DIVIDEND FROM COMPANY PROFITS RESERVES IN THE FORM OF A SCRIP DIVIDEND | Management | For | For | ||||||
O.2.C | INCREASE OF THE LEGAL RESERVE BY USING THE SHARE PREMIUM RESERVE | Management | For | For | ||||||
O.3 | APPOINTMENT OF A SUBSTITUTE STATUTORY AUDITOR : PROF. PIERPAOLO SINGER | Management | For | For | ||||||
O.4 | UNICREDIT TAKING ON OF THE COST OF THE REMUNERATION DUE TO THE COMMON REPRESENTATIVE OF THE SAVINGS SHAREHOLDERS | Management | For | For | ||||||
O.5 | APPROVAL OF THE RATIO BETWEEN THE VARIABLE AND FIXED COMPONENTS OF THE PERSONNEL COMPENSATION | Management | For | For | ||||||
O.6 | 2014 GROUP COMPENSATION POLICY | Management | For | For | ||||||
O.7 | 2014 GROUP INCENTIVE SYSTEM | Management | For | For | ||||||
O.8 | UNICREDIT GROUP EMPLOYEE SHARE OWNERSHIP PLAN 2014 (PLAN “LET’S SHARE FOR 2015”) | Management | For | For | ||||||
E.1 | CAPITAL INCREASE FOR NO CONSIDERATION PURSUANT TO ARTICLE 2442 OF THE ITALIAN CIVIL CODE TO SERVICE THE PAYMENT OF A DIVIDEND FROM PROFIT RESERVES, WITH VALUE OF EURO 570,332,795.10, IN THE FORM OF A SCRIP DIVIDEND, TO BE IMPLEMENTED THROUGH THE ISSUE OF ORDINARY SHARES AND SAVINGS SHARES; CONSEQUENT AMENDMENTS TO THE ARTICLES OF ASSOCIATION | Management | For | For | ||||||
E.2 | AMENDMENTS TO CLAUSE 8 OF THE ARTICLES OF ASSOCIATION REGARDING THE COMPETENCE OF THE SHAREHOLDERS’ MEETING ON REMUNERATION AND INCENTIVE POLICIES AND PRACTICES | Management | For | For | ||||||
E.3 | DELEGATION TO THE BOARD OF DIRECTORS, UNDER THE PROVISIONS OF ARTICLE 2443 OF THE ITALIAN CIVIL CODE, OF THE AUTHORITY TO RESOLVE, ON ONE OR MORE OCCASIONS FOR A MAXIMUM PERIOD OF FIVE YEARS STARTING FROM THE DATE OF THE SHAREHOLDERS’ RESOLUTION, TO CARRY OUT A FREE CAPITAL INCREASE, AS ALLOWED BY ARTICLE 2349 OF THE ITALIAN CIVIL CODE, | Management | For | For |
FOR A MAXIMUM AMOUNT OF EURO 98,294,742.05 CORRESPONDING TO UP TO 28,964,197 UNICREDIT ORDINARY SHARES, TO BE GRANTED TO THE PERSONNEL OF THE HOLDING COMPANY AND OF GROUP BANKS AND COMPANIES IN CARRYING OUT THE 2014 GROUP INCENTIVE SYSTEM; CONSEQUENT AMENDMENTS TO THE ARTICLES OF ASSOCIATION | ||||||||||
CMMT | 18 APR 2014: PLEASE NOTE THAT THE ITALIAN LANGUAGE AGENDA IS AVAILABLE BY CLIC-KING ON THE URL LINK: https://materials.proxyvote.com/Approved/99999Z/1984010- 1/NPS_204241.PDF | Non-Voting |
BNP PARIBAS SA, PARIS
| ||||||||
Security | F1058Q238 | Meeting Type | MIX | |||||
Ticker Symbol | Meeting Date | 14-May-2014 | ||||||
ISIN | FR0000131104 | Agenda | 705027604 - Management | |||||
City | PARIS | Holding Recon Date | 08-May-2014 | |||||
Country | France | Vote Deadline Date | 05-May-2014 | |||||
SEDOL(s) | 4133667 - 4144681 - 4904357 - 6222187 - 6507000 - 7166057 - 7309681 - 7309692 - 7309766 - 7310070 - 7529757 - B01DCX4 - B0CRJ34 - B0Z5388 - B19GH59 - B92MW99 - BH7KCX8 | Quick Code | 525017000 |
Item | Proposal | Type | Vote | For/Against Management
| ||||||
CMMT | PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE OPTIONS ARE “FOR”-AND “AGAINST” A VOTE OF “ABSTAIN” WILL BE TREATED AS AN “AGAINST” VOTE. | Non-Voting | ||||||||
CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A-FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE-GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED- INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE. | Non-Voting | ||||||||
CMMT | 11 APR 2014: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAI-LABLE BY CLICKING ON THE MATERIAL URL LINK: https://balo.journal-officiel.gouv- .fr/pdf/2014/0312/201403121400612.pdf. PLEASE NOTE THAT THIS IS A REVISION DUE-TO RECEIPT OF ADDITIONAL URL: http://www.journal-officiel.gouv.fr//pdf/2014/0- 411/201404111401069.pdf, CHANGE IN RECORD DATE FROM 07 MAY TO 08 MAY 2014 AND-MODIFICATION TO THE TEXT OF RESOLUTION O.13. IF YOU HAVE ALREADY SENT IN YOUR-VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR OR-IGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||
O.1 | Approval of the annual corporate financial statements for the 2013 financial year | Management | For | For | ||||||
O.2 | Approval of the consolidated financial statements for the 2013 financial year | Management | For | For | ||||||
O.3 | Allocation of income for the financial year ended on December 31th, 2013 and dividend distribution | Management | For | For | ||||||
O.4 | Special report of the statutory auditors on the agreements and commitments pursuant to articles l.225-38 et seq. Of the commercial code | Management | For | For | ||||||
O.5 | Authorization granted to BNP Paribas to repurchase its own shares | Management | For | For | ||||||
O.6 | Renewal of term of Mr. Jean-Francois Lepetit as board member | Management | For | For | ||||||
O.7 | Renewal of term of Mr. Baudouin Prot as board member | Management | For | For | ||||||
O.8 | Renewal of term of Mrs. Fields Wicker-Miurin as board member | Management | For | For | ||||||
O.9 | Ratification of the cooptation of Mrs. Monique Cohen as board member and renewal of her term | Management | For | For | ||||||
O.10 | Appointment of Mrs. Daniela Schwarzer as board member | Management | For | For | ||||||
O.11 | Advisory vote on the compensation owed or paid to Mr. Baudouin Prot, chairman of the board of directors for the 2013 financial year - recommendation referred to in to paragraph 24.3 of the code AFEP-MEDEF | Management | For | For | ||||||
O.12 | Advisory vote on the compensation owed or paid to Mr. Jean- Laurent Bonnafe, CEO, for the 2013 financial year - recommendation referred to in to paragraph 24.3 of the code AFEP-MEDEF | Management | For | For | ||||||
O.13 | Advisory vote on the compensation owed or paid to Mr. Georges Chodron de Courcel, Mr. Philippe Bordenave and Mr. Francois Villeroy de Galhau, managing directors for the 2013 financial year - recommendation referred to in paragraph 24.3 of the code AFEP-MEDEF | Management | For | For | ||||||
O.14 | Advisory vote on the total amount of compensation of any kind paid to executive officers and certain categories of staff during the 2013 financial year-article l.511-73 of the monetary and financial code | Management | For | For | ||||||
O.15 | Setting the limitation on the variable part of the compensation of executive officers and certain categories of staff-article l.511-78 of the monetary and financial code | Management | For | For |
E.16 | Issuance of common shares and securities giving access to capital or entitling to debt securities while maintaining preferential subscription rights | Management | For | For | ||||||
E.17 | Issuance of common shares and securities giving access to capital or entitling to debt securities with the cancellation of preferential subscription rights | Management | For | For | ||||||
E.18 | Issuance of common shares and securities giving access to capital with the cancellation of preferential subscription rights, in consideration for stocks contributed within the framework of public exchange offers | Management | For | For | ||||||
E.19 | Issuance of common shares or securities giving access to capital with the cancellation of preferential subscription rights, in consideration for stock contribution up to 10% of capital | Management | For | For | ||||||
E.20 | Overall limitation on issuance authorizations with the cancellation of preferential subscription rights | Management | For | For | ||||||
E.21 | Capital increase by incorporation of reserves or profits, share or contribution premiums | Management | For | For | ||||||
E.22 | Overall limitation on issuance authorizations with or without preferential subscription rights | Management | For | For | ||||||
E.23 | Authorization to be granted to the board of directors to carry out transactions reserved for members of the company savings plan of BNP Paribas group which may take the form of capital increases and/or sales of reserved stocks | Management | For | For | ||||||
E.24 | Authorization to be granted to the board of directors to reduce capital by cancellation of shares | Management | For | For | ||||||
E.25 | Powers to carry out all legal formalities | Management | For | For |
UNILEVER NV, ROTTERDAM
| ||||||||
Security | N8981F271 | Meeting Type | Annual General Meeting | |||||
Ticker Symbol | Meeting Date | 14-May-2014 | ||||||
ISIN | NL0000009355 | Agenda | 705094390 - Management | |||||
City | ROTTERDAM | Holding Recon Date | 16-Apr-2014 | |||||
Country | Netherlands | Vote Deadline Date | 01-May-2014 | |||||
SEDOL(s) | B12T3J1 - B15CPS0 - B15G6S9 - B15RB98 - B1XH7K3 - B4MPSY0 - B92MX29 | Quick Code |
Item | Proposal | Type | Vote | For/Against Management
| ||||||
1 | RECEIVE REPORT OF MANAGEMENT BOARD | Non-Voting | ||||||||
2 | DISCUSS REMUNERATION REPORT CONTAINING REMUNERATION POLICY FOR MANAGEMENT-BOARD MEMBERS | Non-Voting | ||||||||
3 | APPROVE REMUNERATION POLICY | Management | For | For | ||||||
4 | APPROVE FINANCIAL STATEMENTS AND ALLOCATION OF INCOME | Management | For | For | ||||||
5 | APPROVE DISCHARGE OF EXECUTIVE BOARD MEMBERS | Management | For | For | ||||||
6 | APPROVE DISCHARGE OF NON-EXECUTIVE BOARD MEMBERS | Management | For | For | ||||||
7 | RE-ELECT P.G.J.M. POLMAN AS AN EXECUTIVE DIRECTOR | Management | For | For | ||||||
8 | RE-ELECT R.J-M.S. HUET AS AN EXECUTIVE DIRECTOR | Management | For | For | ||||||
9 | RE-ELECT L.M. CHA AS A NON-EXECUTIVE DIRECTOR | Management | For | For | ||||||
10 | RE-ELECT L.O. FRESCO AS A NON-EXECUTIVE DIRECTOR | Management | For | For | ||||||
11 | RE-ELECT A.M. FUDGE AS A NON-EXECUTIVE DIRECTOR | Management | For | For | ||||||
12 | RE-ELECT B.E. GROTE AS A NON-EXECUTIVE DIRECTOR | Management | For | For | ||||||
13 | RE-ELECT M.MA AS A NON-EXECUTIVE DIRECTOR | Management | For | For | ||||||
14 | RE-ELECT H. NYASULU AS A NON-EXECUTIVE DIRECTOR | Management | For | For | ||||||
15 | RE-ELECT M. RIFKIND AS A NON-EXECUTIVE DIRECTOR | Management | For | For | ||||||
16 | RE-ELECT J. RISHTON AS A NON-EXECUTIVE DIRECTOR | Management | For | For | ||||||
17 | RE-ELECT K.J. STORM AS A NON-EXECUTIVE DIRECTOR | Management | For | For | ||||||
18 | RE-ELECT M. TRESCHOW AS A NON-EXECUTIVE DIRECTOR | Management | For | For | ||||||
19 | RE-ELECT P.S. WALSH AS A NON-EXECUTIVE DIRECTOR | Management | For | For | ||||||
20 | ELECT F SIJBESMA AS A NON-EXECUTIVE DIRECTOR | Management | For | For | ||||||
21 | RATIFY KPMG AS AUDITORS | Management | For | For | ||||||
22 | GRANT BOARD AUTHORITY TO ISSUE SHARES UP TO 10 PERCENT OF ISSUED CAPITAL PLUS ADDITIONAL 10 PERCENT IN CASE OF TAKEOVER/MERGER AND RESTRICTING/EXCLUDING PREEMPTIVE RIGHTS | Management | For | For | ||||||
23 | AUTHORIZE REPURCHASE OF UP TO 10 PERCENT OF ISSUED SHARE CAPITAL | Management | For | For | ||||||
24 | APPROVE CANCELLATION OF REPURCHASED SHARES | Management | For | For | ||||||
25 | ALLOW QUESTIONS AND CLOSE MEETING | Non-Voting |
TENCENT HOLDINGS LTD, GEORGE TOWN
| ||||||||
Security | G87572148 | Meeting Type | Annual General Meeting | |||||
Ticker Symbol | Meeting Date | 14-May-2014 | ||||||
ISIN | KYG875721485 | Agenda | 705105636 - Management | |||||
City | HONG KONG | Holding Recon Date | 09-May-2014 | |||||
Country | Cayman Islands | Vote Deadline Date | 09-May-2014 | |||||
SEDOL(s) | B01CT30 - B01HP37 - B04SG67 | Quick Code |
Item | Proposal | Type | Vote | For/Against Management
| ||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEHK/2014/0402/LT N201404021681.pdf-AND- http://www.hkexnews.hk/listedco/listconews/SEHK/2014/0402/LT N201404021689.pdf | Non-Voting | ||||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘AGAINST’ FOR-ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Non-Voting | ||||||||
1 | TO RECEIVE AND CONSIDER THE AUDITED FINANCIAL STATEMENTS AND THE REPORTS OF THE DIRECTORS AND AUDITOR FOR THE YEAR ENDED 31 DECEMBER 2013 | Management | For | For | ||||||
2 | TO DECLARE A FINAL DIVIDEND | Management | For | For | ||||||
3.i.a | TO RE-ELECT MR LAU CHI PING MARTIN AS DIRECTOR | Management | For | For | ||||||
3.i.b | TO RE-ELECT MR CHARLES ST LEGER SEARLE AS DIRECTOR | Management | For | For | ||||||
3.ii | TO AUTHORISE THE BOARD OF DIRECTORS TO FIX THE DIRECTORS’ REMUNERATION | Management | For | For | ||||||
4 | TO RE-APPOINT AUDITOR AND TO AUTHORISE THE BOARD OF DIRECTORS TO FIX THEIR REMUNERATION | Management | For | For | ||||||
5 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO ISSUE NEW SHARES (ORDINARY RESOLUTION 5 AS SET OUT IN THE NOTICE OF THE AGM) | Management | For | For | ||||||
6 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO REPURCHASE SHARES (ORDINARY RESOLUTION 6 AS SET OUT IN THE NOTICE OF THE AGM) | Management | For | For | ||||||
7 | TO EXTEND THE GENERAL MANDATE TO ISSUE NEW SHARES BY ADDING THE NUMBER OF SHARES REPURCHASED (ORDINARY RESOLUTION 7 AS SET OUT IN THE NOTICE OF THE AGM) | Management | For | For | ||||||
8 | TO APPROVE THE SHARE SUBDIVISION (ORDINARY RESOLUTION 8 AS SET OUT IN THE NOTICE OF AGM) | Management | For | For | ||||||
9 | TO ADOPT THE OPTION SCHEME OF RIOT GAMES, INC. (ORDINARY RESOLUTION 9 AS SET OUT IN THE NOTICE OF AGM) | Management | For | For | ||||||
10 | TO AMEND THE EXISTING MEMORANDUM OF ASSOCIATION AND ARTICLES OF ASSOCIATION AND TO ADOPT THE AMENDED AND RESTATED MEMORANDUM OF ASSOCIATION AND ARTICLES OF ASSOCIATION (SPECIAL RESOLUTION 10 AS SET OUT IN THE NOTICE OF AGM) | Management | For | For |
NEXT PLC, LEICESTER
| ||||||||
Security | G6500M106 | Meeting Type | Annual General Meeting | |||||
Ticker Symbol | Meeting Date | 15-May-2014 | ||||||
ISIN | GB0032089863 | Agenda | 705156126 - Management | |||||
City | LEICESTER | Holding Recon Date | 13-May-2014 | |||||
Country | United Kingdom | Vote Deadline Date | 09-May-2014 | |||||
SEDOL(s) | 3208986 - B02SZZ1 - B1BQJ39 | Quick Code |
Item | Proposal | Type | Vote | For/Against Management
| ||||||
1 | TO RECEIVE AND ADOPT THE ACCOUNTS AND REPORTS | Management | For | For | ||||||
2 | TO APPROVE THE REMUNERATION POLICY | Management | For | For | ||||||
3 | TO APPROVE THE REMUNERATION REPORT | Management | For | For | ||||||
4 | TO DECLARE A FINAL DIVIDEND OF 93P PER SHARE | Management | For | For | ||||||
5 | TO RE-ELECT JOHN BARTON AS A DIRECTOR | Management | For | For | ||||||
6 | TO RE-ELECT CHRISTOS ANGELIDES AS A DIRECTOR | Management | For | For | ||||||
7 | TO RE-ELECT STEVE BARBER AS A DIRECTOR | Management | For | For | ||||||
8 | TO RE-ELECT JONATHAN DAWSON AS A DIRECTOR | Management | For | For | ||||||
9 | TO RE-ELECT CAROLINE GOODALL AS A DIRECTOR | Management | For | For | ||||||
10 | TO RE-ELECT DAVID KEENS AS A DIRECTOR | Management | For | For | ||||||
11 | TO ELECT MICHAEL LAW AS A DIRECTOR | Management | For | For | ||||||
12 | TO RE-ELECT FRANCIS SALWAY AS A DIRECTOR | Management | For | For | ||||||
13 | TO ELECT JANE SHIELDS AS A DIRECTOR | Management | For | For | ||||||
14 | TO RE-ELECT LORD WOLFSON AS A DIRECTOR | Management | For | For | ||||||
15 | TO REAPPOINT ERNST AND YOUNG LLP AS AUDITORS AND AUTHORISE THE DIRECTORS TO SET THEIR REMUNERATION | Management | For | For | ||||||
16 | DIRECTORS AUTHORITY TO ALLOT SHARES | Management | For | For | ||||||
17 | AUTHORITY TO DISAPPLY PRE-EMPTION RIGHTS | Management | For | For |
18 | AUTHORITY FOR ON-MARKET PURCHASE OF OWN SHARES | Management | For | For | ||||||
19 | AUTHORITY FOR OFF-MARKET PURCHASE OF OWN SHARES | Management | For | For | ||||||
20 | NOTICE PERIOD FOR GENERAL MEETINGS | Management | For | For |
TOTAL SA, COURBEVOIE
| ||||||||
Security | F92124100 | Meeting Type | MIX | |||||
Ticker Symbol | Meeting Date | 16-May-2014 | ||||||
ISIN | FR0000120271 | Agenda | 705121197 - Management | |||||
City | PARIS | Holding Recon Date | 12-May-2014 | |||||
Country | France | Vote Deadline Date | 09-May-2014 | |||||
SEDOL(s) | 0214663 - 4617462 - 4905413 - 5180628 - 5638279 - 5836976 - B030QX1 - B128WJ1 - B15C557 - B15C5P7 - B15C5S0 - B15C7G2 - B15CVJ3 - B19GK61 - B1YYWP3 - B92MVZ8 | Quick Code |
Item | Proposal | Type | Vote | For/Against Management
| ||||||
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 282282 DUE TO ADDITION OF-RESOLUTIONS A, B, C, D AND E. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL-BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK Y-OU. | Non-Voting | ||||||||
CMMT | PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY CLIC-KING ON THE MATERIAL URL LINK: http://www.journal- officiel.gouv.fr//pdf/2014/0-407/201404071400940.pdf | Non-Voting | ||||||||
CMMT | PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE OPTIONS ARE “FOR” AN-D “AGAINST” A VOTE OF “ABSTAIN” WILL BE TREATED AS AN “AGAINST” VOTE. | Non-Voting | ||||||||
CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A-FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE GL-OBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED INTERMEDI-ARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD THEM TO THE L-OCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT YOUR CLIENT RE-PRESENTATIVE. | Non-Voting | ||||||||
O.1 | APPROVAL OF THE CORPORATE FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED ON DECEMBER 31, 2013 | Management | For | For | ||||||
O.2 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED ON DECEMBER 31, 2013 | Management | For | For | ||||||
O.3 | ALLOCATION OF INCOME AND SETTING THE DIVIDEND | Management | For | For | ||||||
O.4 | AUTHORIZATION GRANTED TO THE BOARD OF DIRECTORS TO TRADE IN THE COMPANY’S SHARES | Management | For | For | ||||||
O.5 | RENEWAL OF TERM OF MRS. PATRICIA BARBIZET AS BOARD MEMBER | Management | For | For | ||||||
O.6 | RENEWAL OF TERM OF MRS. MARIE-CHRISTINE COISNE- ROQUETTE AS BOARD MEMBER | Management | For | For | ||||||
O.7 | RENEWAL OF TERM OF MR. PAUL DESMARAIS, JR. AS BOARD MEMBER | Management | For | For | ||||||
O.8 | RENEWAL OF TERM OF MRS. BARBARA KUX AS BOARD MEMBER | Management | For | For | ||||||
O.9 | REVIEWING THE ELEMENTS OF COMPENSATION OWED OR PAID TO MR. CHRISTOPHE DE MARGERIE, CEO, FOR THE FINANCIAL YEAR ENDED ON DECEMBER 31, 2013 | Management | For | For | ||||||
E.10 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO INCREASE CAPITAL WHILE MAINTAINING THE SHAREHOLDERS’ PREFERENTIAL SUBSCRIPTION RIGHTS EITHER BY ISSUING COMMON SHARES AND/OR ANY SECURITIES GIVING ACCESS TO CAPITAL OF THE COMPANY, OR BY INCORPORATING RESERVES, PROFITS, PREMIUMS OR OTHERWISE | Management | For | For | ||||||
E.11 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO INCREASE CAPITAL EITHER BY ISSUING COMMON SHARES OR ANY SECURITIES GIVING ACCESS TO CAPITAL WITH THE CANCELLATION OF PREFERENTIAL SUBSCRIPTION RIGHTS | Management | For | For | ||||||
E.12 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO INCREASE THE NUMBER OF SECURITIES TO BE ISSUED, IN CASE OF CAPITAL INCREASE WITHOUT SHAREHOLDERS’ PREFERENTIAL SUBSCRIPTION RIGHTS | Management | For | For | ||||||
E.13 | DELEGATION OF POWERS GRANTED TO THE BOARD OF DIRECTORS TO INCREASE CAPITAL EITHER BY ISSUING COMMON SHARES OR ANY SECURITIES GIVING ACCESS TO CAPITAL, IN CONSIDERATION FOR IN-KIND CONTRIBUTIONS GRANTED TO THE COMPANY, WITH THE WAIVER BY SHAREHOLDERS OF THEIR PREFERENTIAL SUBSCRIPTION RIGHT TO SHARES ISSUED AS CONSIDERATION FOR CONTRIBUTIONS IN KIND | Management | For | For |
E.14 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO INCREASE CAPITAL PURSUANT TO ARTICLES L.3332-18 ET SEQ. OF THE CODE OF LABOR, WITH THE WAIVER BY SHAREHOLDERS OF THEIR PREFERENTIAL SUBSCRIPTION RIGHT TO SHARES ISSUED DUE TO THE SUBSCRIPTION FOR SHARES BY EMPLOYEES OF THE GROUP | Management | For | For | ||||||
E.15 | DELEGATION OF POWERS GRANTED TO THE BOARD OF DIRECTORS TO CARRY OUT CAPITAL INCREASES RESERVED FOR CATEGORIES OF BENEFICIARIES AS PART OF A TRANSACTION RESERVED FOR EMPLOYEES WITH THE CANCELLATION OF PREFERENTIAL SUBSCRIPTION RIGHTS | Management | For | For | ||||||
E.16 | AUTHORIZATION TO ALLOCATE BONUS SHARES OF THE COMPANY TO EMPLOYEES OF THE GROUP AND CORPORATE OFFICERS OF THE COMPANY OR COMPANIES OF THE GROUP, WITH THE WAIVER BY SHAREHOLDERS OF THEIR PREFERENTIAL SUBSCRIPTION RIGHT TO SHARES ISSUED IN FAVOR OF BENEFICIARIES OF SHARE ALLOCATIONS | Management | For | For | ||||||
E.17 | AMENDMENT TO ARTICLE 11 OF THE BYLAWS FOR THE PURPOSE OF ESTABLISHING THE TERMS OF APPOINTMENT OF THE BOARD MEMBER(S)REPRESENTING EMPLOYEES UNDER THE ACT OF JUNE 14TH, 2013 ON SECURING EMPLOYMENT, AND INTEGRATING TECHNICAL AMENDMENTS ON SOME PROVISIONS RELATING TO BOARD MEMBERS REPRESENTING EMPLOYEE SHAREHOLDERS | Management | For | For | ||||||
E.18 | AMENDMENT TO ARTICLE 12 OF THE BYLAWS TO BRING THE AGE LIMIT OF THE CHAIRMAN OF THE BOARD OF DIRECTORS TO 70 | Management | For | For | ||||||
E.19 | AMENDMENT TO ARTICLE 15 OF THE BYLAWS TO BRING THE AGE LIMIT OF THE GENERAL MANAGER TO 67 | Management | For | For | ||||||
E.20 | AMENDMENT TO ARTICLE 17 OF THE BYLAWS TO COMPLY WITH THE ORDINANCE OF DECEMBER 9TH, 2010 TRANSPOSING THE EUROPEAN DIRECTIVE ON SHAREHOLDERS’ RIGHTS TO BE REPRESENTED BY ANY PERSON OF THEIR CHOICE AT GENERAL MEETINGS | Management | For | For | ||||||
A | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: DISTRIBUTION OF A QUARTERLY NEWSLETTER BY EMPLOYEES DIRECTORS AND DIRECTOR REPRESENTING EMPLOYEE SHAREHOLDERS | Shareholder | Against | For | ||||||
B | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: COMPONENTS OF REMUNERATION OF CORPORATE OFFICERS AND EMPLOYEES RELATED TO INDUSTRIAL SAFETY INDICATORS | Shareholder | Against | For | ||||||
C | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: ESTABLISHING INDIVIDUAL SHAREHOLDING | Shareholder | Against | For | ||||||
D | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: INCLUDING THE EMPLOYEE DIRECTOR OR EMPLOYEES DIRECTORS IN THE ORGANIZATION OF THE BOARD OF DIRECTORS | Shareholder | Against | For | ||||||
E | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: DISTRIBUTION OF ATTENDANCE ALLOWANCES | Shareholder | Against | For |
SAP AG, WALLDORF/BADEN
| ||||||||
Security | D66992104 | Meeting Type | Annual General Meeting | |||||
Ticker Symbol | Meeting Date | 21-May-2014 | ||||||
ISIN | DE0007164600 | Agenda | 705161103 - Management | |||||
City | MANNHEIM | Holding Recon Date | 29-Apr-2014 | |||||
Country | Germany | Vote Deadline Date | 12-May-2014 | |||||
SEDOL(s) | 4616889 - 4846288 - 4882185 - B02NV69 - B115107 - B23V638 - B92MTZ4 | Quick Code |
Item | Proposal | Type | Vote | For/Against Management
| ||||||
ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN CONNECTI-ON WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTIT-LED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE EXCLUD-ED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS AND YOU HAV-E NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS NOTIFICATIONS PURSUANT-TO THE GERMAN SECURITIES TRADING ACT (WHPG). FOR QUESTIONS IN THIS REGARD PLE-ASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE FOR CLARIFICATION. IF YOU DO NO-T HAVE ANY INDICATION REGARDING SUCH CONFLICT OF INTEREST, OR ANOTHER EXCLUSIO-N FROM VOTING, PLEASE SUBMIT YOUR VOTE AS USUAL. THANK YOU. | Non-Voting | |||||||||
PLEASE NOTE THAT THE TRUE RECORD DATE FOR THIS MEETING IS 30 APR 2014, WHEREAS-THE MEETING HAS BEEN SETUP USING THE ACTUAL RECORD DATE-1 BUSINESS DAY. THIS-IS DONE TO ENSURE THAT ALL POSITIONS REPORTED ARE IN CONCURRENCE WITH THE GERM-AN LAW. THANK YOU. | Non-Voting |
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 06 MAY 2014. FURTHER INFORMATION ON C-OUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER’S WEBSITE (PLEASE REFER T-O THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE IT-EMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY A-T THE COMPANY’S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED IN THE BALLOT O-N PROXYEDGE. | Non-Voting | |||||||||
1. | PRESENTATION OF THE ADOPTED ANNUAL FINANCIAL STATEMENTS AND THE APPROVED GROUP-ANNUAL FINANCIAL STATEMENTS, THE COMBINED MANAGEMENT REPORT AND GROUP MANAGEM-ENT REPORT OF SAP AG, INCLUDING THE EXECUTIVE BOARD’S EXPLANATORY NOTES RELATI-NG TO THE INFORMATION PROVIDED PURSUANT TO SECTIONS 289 (4) AND (5) AND 315 (4-) OF THE GERMAN COMMERCIAL CODE (HANDELSGESETZBUCH; “HGB”), AND THE SUPERVISOR-Y BOARD’S REPORT, EACH FOR FISCAL YEAR 2013 | Non-Voting | ||||||||
2. | RESOLUTION ON THE APPROPRIATION OF THE RETAINED EARNINGS OF FISCAL YEAR 2013: THE DISTRIBUTABLE PROFIT IN THE AMOUNT OF EUR 7,595,363,764.58 SHALL BE APPROPRIATED AS FOLLOWS: PAYMENT OF A DIVIDEND OF EUR 1 PER NO-PAR SHARE EUR 6,001,620,574.58 SHALL BE CARRIED FORWARD EUR 400,000,000 EX-DIVIDEND AND PAYABLE DATE: MAY 22, 2014 | Management | For | For | ||||||
3. | RESOLUTION ON THE FORMAL APPROVAL OF THE ACTS OF THE EXECUTIVE BOARD IN FISCAL YEAR 2013 | Management | For | For | ||||||
4. | RESOLUTION ON THE FORMAL APPROVAL OF THE ACTS OF THE SUPERVISORY BOARD IN FISCAL YEAR 2013 | Management | For | For | ||||||
5. | APPOINTMENT OF THE AUDITORS OF THE FINANCIAL STATEMENTS AND GROUP ANNUAL FINANCIAL STATEMENTS FOR FISCAL YEAR 2014: KPMG AG | Management | For | For | ||||||
6.1 | RESOLUTION ON THE APPROVAL OF TWO AMENDMENT AGREEMENTS TO EXISTING CONTROL AND PROFIT AND LOSS TRANSFER AGREEMENTS BETWEEN SAP AG AND TWO SUBSIDIARIES: THE AMENDMENT AGREEMENT TO THE CONTROL AND PROFIT AND LOSS TRANSFER AGREEMENT WITH SAP ERSTE BETEILIGUNGS-UND VERMOGENSVERWALTUNGS GMBH DATED MARCH 18, 2014 IS APPROVED | Management | For | For | ||||||
6.2 | RESOLUTION ON THE APPROVAL OF TWO AMENDMENT AGREEMENTS TO EXISTING CONTROL AND PROFIT AND LOSS TRANSFER AGREEMENTS BETWEEN SAP AG AND TWO SUBSIDIARIES: THE AMENDMENT AGREEMENT TO THE CONTROL AND PROFIT AND LOSS TRANSFER AGREEMENT WITH SAP ZWEITE BETEILIGUNGS-UND VERMOGENSVERWALTUNGS GMBH DATED MARCH 18, 2014 IS APPROVED | Management | For | For | ||||||
7. | RESOLUTION ON THE APPROVAL OF A CONTROL AND PROFIT AND LOSS TRANSFER AGREEMENT BETWEEN SAP AG AND A SUBSIDIARY | Management | For | For | ||||||
8.1 | CONVERSION WITH CHANGE OF LEGAL FORM OF THE COMPANY TO A EUROPEAN COMPANY (SE) AND ELECTIONS TO THE FIRST SUPERVISORY BOARD OF SAP SE: THE CONVERSION PLAN DATED MARCH 21, 2014 (DEEDS OF NOTARY PUBLIC DR HOFFMANN-REMY, WITH OFFICE IN HEIDELBERG, NOTARY’S OFFICE 5 OF HEIDELBERG, ROLL OF DEEDS NO. 5 UR 493/2014 AND 500/2014) CONCERNING THE CONVERSION OF SAP AG TO A EUROPEAN COMPANY (SOCIETAS EUROPAEA, SE) IS APPROVED; THE ARTICLES OF INCORPORATION OF SAP SE ATTACHED TO THE CONVERSION PLAN AS AN ANNEX ARE ADOPTED; WITH REGARD TO SECTION 4 (1) AND (5) THROUGH (8) OF THE ARTICLES OF INCORPORATION OF SAP SE, SECTION 3.5 OF THE CONVERSION PLAN SHALL APPLY | Management | For | For | ||||||
8.2.1 | CONVERSION WITH CHANGE OF LEGAL FORM OF THE COMPANY TO A EUROPEAN COMPANY (SE) AND ELECTIONS TO THE FIRST SUPERVISORY BOARD OF SAP SE: PROF. DR. H. C. MULT. HASSO PLATTNER | Management | For | For | ||||||
8.2.2 | CONVERSION WITH CHANGE OF LEGAL FORM OF THE COMPANY TO A EUROPEAN COMPANY (SE) AND ELECTIONS TO THE FIRST SUPERVISORY BOARD OF SAP SE: PEKKA ALA-PIETILAE | Management | For | For | ||||||
8.2.3 | CONVERSION WITH CHANGE OF LEGAL FORM OF THE COMPANY TO A EUROPEAN COMPANY (SE) AND ELECTIONS TO THE FIRST SUPERVISORY BOARD OF SAP SE: PROF. ANJA FELDMANN | Management | For | For | ||||||
8.2.4 | CONVERSION WITH CHANGE OF LEGAL FORM OF THE COMPANY TO A EUROPEAN COMPANY (SE) AND ELECTIONS TO THE FIRST SUPERVISORY BOARD OF SAP SE: PROF. DR. WILHELM HAARMANN | Management | For | For | ||||||
8.2.5 | CONVERSION WITH CHANGE OF LEGAL FORM OF THE COMPANY TO A EUROPEAN COMPANY (SE) AND ELECTIONS TO THE FIRST SUPERVISORY BOARD OF SAP SE: BERNARD LIAUTAUD | Management | For | For | ||||||
8.2.6 | CONVERSION WITH CHANGE OF LEGAL FORM OF THE COMPANY TO A EUROPEAN COMPANY (SE) AND ELECTIONS TO THE FIRST SUPERVISORY BOARD OF SAP SE: DR. H. C. HARTMUT MEHDORN | Management | For | For |
8.2.7 | CONVERSION WITH CHANGE OF LEGAL FORM OF THE COMPANY TO A EUROPEAN COMPANY (SE) AND ELECTIONS TO THE FIRST SUPERVISORY BOARD OF SAP SE: DR. ERHARD SCHIPPOREIT | Management | For | For | ||||||
8.2.8 | CONVERSION WITH CHANGE OF LEGAL FORM OF THE COMPANY TO A EUROPEAN COMPANY (SE) AND ELECTIONS TO THE FIRST SUPERVISORY BOARD OF SAP SE: JIM HAGEMANN SNABE | Management | For | For | ||||||
8.2.9 | CONVERSION WITH CHANGE OF LEGAL FORM OF THE COMPANY TO A EUROPEAN COMPANY (SE) AND ELECTIONS TO THE FIRST SUPERVISORY BOARD OF SAP SE: PROF. DR-ING. E. H. KLAUS WUCHERER | Management | For | For |
CHINA MOBILE LIMITED, HONG KONG
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Security | Y14965100 | Meeting Type | Annual General Meeting | |||||
Ticker Symbol | Meeting Date | 22-May-2014 | ||||||
ISIN | HK0941009539 | Agenda | 705134106 - Management | |||||
City | HONG KONG | Holding Recon Date | 16-May-2014 | |||||
Country | Hong Kong | Vote Deadline Date | 19-May-2014 | |||||
SEDOL(s) | 5563575 - 6073556 - B01DDV9 - B162JB0 | Quick Code |
Item | Proposal | Type | Vote | For/Against Management
| ||||||
CMMT | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF “ABSTAIN” WILL BE TREATED-THE SAME AS A “TAKE NO ACTION” VOTE. | Non-Voting | ||||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEHK/2014/0408/LT N20140408341.pdf-AND- http://www.hkexnews.hk/listedco/listconews/SEHK/2014/0408/LT N20140408313.pdf | Non-Voting | ||||||||
1 | TO RECEIVE AND CONSIDER THE AUDITED FINANCIAL STATEMENTS AND THE REPORTS OF THE DIRECTORS AND AUDITORS OF THE COMPANY AND ITS SUBSIDIARIES FOR THE YEAR ENDED 31 DECEMBER 2013 | Management | For | For | ||||||
2 | TO DECLARE A FINAL DIVIDEND FOR THE YEAR ENDED 31 DECEMBER 2013 | Management | For | For | ||||||
3.I | TO RE-ELECT THE FOLLOWING PERSON AS EXECUTIVE DIRECTOR OF THE COMPANY: MR. XI GUOHUA | Management | For | For | ||||||
3.II | TO RE-ELECT THE FOLLOWING PERSON AS EXECUTIVE DIRECTOR OF THE COMPANY: MR. SHA YUEJIA | Management | For | For | ||||||
3.III | TO RE-ELECT THE FOLLOWING PERSON AS EXECUTIVE DIRECTOR OF THE COMPANY: MR. LIU AILI | Management | For | For | ||||||
4.I | TO RE-ELECT THE FOLLOWING PERSON AS INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY: DR. LO KA SHUI | Management | For | For | ||||||
4.II | TO RE-ELECT THE FOLLOWING PERSON AS INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY: MR. PAUL CHOW MAN YIU | Management | For | For | ||||||
5 | TO RE-APPOINT PRICEWATERHOUSECOOPERS AND PRICEWATERHOUSECOOPERS ZHONG TIAN LLP AS THE AUDITORS OF THE GROUP FOR HONG KONG FINANCIAL REPORTING AND U.S. FINANCIAL REPORTING PURPOSES, RESPECTIVELY, AND TO AUTHORIZE THE DIRECTORS OF THE COMPANY TO FIX THEIR REMUNERATION | Management | For | For | ||||||
6 | TO GIVE A GENERAL MANDATE TO THE DIRECTORS OF THE COMPANY TO REPURCHASE SHARES IN THE COMPANY NOT EXCEEDING 10% OF THE EXISTING ISSUED SHARE CAPITAL IN ACCORDANCE WITH ORDINARY RESOLUTION NUMBER 6 AS SET OUT IN THE AGM NOTICE | Management | For | For | ||||||
7 | TO GIVE A GENERAL MANDATE TO THE DIRECTORS OF THE COMPANY TO ISSUE, ALLOT AND DEAL WITH ADDITIONAL SHARES IN THE COMPANY NOT EXCEEDING 20% OF THE EXISTING ISSUED SHARE CAPITAL IN ACCORDANCE WITH ORDINARY RESOLUTION NUMBER 7 AS SET OUT IN THE AGM NOTICE | Management | For | For | ||||||
8 | TO EXTEND THE GENERAL MANDATE GRANTED TO THE DIRECTORS OF THE COMPANY TO ISSUE, ALLOT AND DEAL WITH SHARES BY THE NUMBER OF SHARES REPURCHASED IN ACCORDANCE WITH ORDINARY RESOLUTION NUMBER 8 AS SET OUT IN THE AGM NOTICE | Management | For | For | ||||||
9 | TO AMEND THE EXISTING ARTICLES OF ASSOCIATION OF THE COMPANY IN THE MANNER SET OUT IN THE SECTION HEADED “PROPOSED ADOPTION OF NEW ARTICLES OF ASSOCIATION” IN THE CIRCULAR OF THE COMPANY DATED 8 APRIL 2014 | Management | For | For |
DEUTSCHE BANK AG, FRANKFURT AM MAIN
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Security | D18190898 | Meeting Type | Annual General Meeting | |||||
Ticker Symbol | Meeting Date | 22-May-2014 | ||||||
ISIN | DE0005140008 | Agenda | 705153005 - Management | |||||
City | FRANKFURT AM MAIN | Holding Recon Date | 16-May-2014 | |||||
Country | Germany Blocking | Vote Deadline Date | 12-May-2014 | |||||
SEDOL(s) | 0835871 - 2190846 - 2803025 - 5750355 - 5755554 - 5756405 - 5757936 - 5759471 - 5763041 - 5766998 - 6178774 - 7168310 - B19GHR1 - B8GKBS4 - B92MTN2 | Quick Code | 527603000 |
Item | Proposal | Type | Vote | For/Against Management
| ||||||
Please note that by judgement of OLG Cologne rendered on June 6, 2012, any sha-reholder who holds an aggregate total of 3 percent or more of the outstanding-share capital must register under their beneficial owner details before the ap-propriate deadline to be able to vote. Failure to comply with the declaration- requirements as stipulated in section 21 of the Securities Trade Act (WpHG) ma-y prevent the shareholder from voting at the general meetings. Therefore, your-custodian may request that we register beneficial owner data for all voted ac-counts with the respective sub custodian. If you require further information w- hether or not such BO registration will be conducted for your custodians accou-nts, please contact your CSR. | Non-Voting | |||||||||
The sub-custodian banks optimized their processes and established solutions, w-hich do not require share blocking. Registered shares will be deregistered acc-ording to trading activities or at the deregistration date by the sub custodia-ns. In order to deliver/settle a voted position before the deregistration date-a voting instruction cancellation and de-registration request needs to be se-nt. Please contact your CSR for further information. | Non-Voting | |||||||||
The Vote/Registration Deadline as displayed on ProxyEdge is subject to change-and will be updated as soon as Broadridge receives confirmation from the sub c-ustodians regarding their instruction deadline. For any queries please contac-t your Client Services Representative. | Non-Voting | |||||||||
ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN CONNECTI-ON WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTIT-LED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE EXCLUD-ED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS AND YOU HAV-E NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS NOTIFICATIONS PURSUANT-TO THE GERMAN SECURITIES TRADING ACT (WHPG). FOR QUESTIONS IN THIS REGARD PLE-ASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE FOR CLARIFICATION. IF YOU DO NO-T HAVE ANY INDICATION REGARDING SUCH CONFLICT OF INTEREST, OR ANOTHER EXCLUSIO-N FROM VOTING, PLEASE SUBMIT YOUR VOTE AS USUAL. THANK YOU. | Non-Voting | |||||||||
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 07.05.2014. FURTHER INFORMATION ON CO-UNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER’S WEBSITE (PLEASE REFER TO-THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE ITE- MS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT-THE COMPANY’S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED IN THE BALLOT ON-PROXYEDGE. | Non-Voting | |||||||||
1. | Presentation of the established Annual Financial Statements and Management Rep-ort (including the explanatory report on disclosures pursuant to Section 289 (-4) German Commercial Code) for the 2013 financial year, the approved Consolida-ted Financial Statements and Management Report (including the explanatory repo-rt on disclosures pursuant to Section 315 (4) German Commercial Code) for the-2013 financial year as well as the Report of the Supervisory Board | Non-Voting | ||||||||
2. | Appropriation of distributable profit | Management | For | For | ||||||
3. | Ratification of the acts of management of the members of the Management Board for the 2013 financial year | Management | For | For | ||||||
4. | Ratification of the acts of management of the members of the Supervisory Board for the 2013 financial year | Management | For | For | ||||||
5. | Election of the auditor for the 2014 financial year, interim accounts : KPMG AG | Management | For | For | ||||||
6. | Authorization to acquire own shares pursuant to Section 71 (1) No. 8 Stock Corporation Act as well as for their use with the possible exclusion of pre-emptive rights | Management | For | For | ||||||
7. | Authorization to use derivatives within the framework of the purchase of own shares pursuant to Section 71 (1) No. 8 Stock Corporation Act | Management | For | For | ||||||
8. | Increase in the limit for variable compensation components for the Management Board members | Management | For | For | ||||||
9. | Increase in the limit for variable compensation components for employees and for management body members of subsidiaries | Management | For | For | ||||||
10. | Amendment to the Articles of Association to adjust the provision on Supervisory Board compensation | Management | For | For | ||||||
11. | Creation of new authorized capital for capital increases in cash (with the possibility of excluding shareholders’ pre-emptive rights, also in accordance with Section 186 (3) sentence 4 Stock Corporation Act) and amendment to the Articles of Association | Management | For | For |
12. | Authorization to issue participatory notes with warrants and/or convertible participatory notes and other hybrid debt securities that fulfill the regulatory requirements to qualify as Additional Tier 1 Capital (AT1 Capital), bonds with warrants and convertible bonds (with the possibility of excluding pre-emptive rights), creation of conditional capital and amendment to the Articles of Association | Management | For | For | ||||||
13. | Authorization to issue participatory notes and other Hybrid Debt Securities that fulfill the regulatory requirements to qualify as Additional Tier 1 Capital (AT1 Capital) | Management | For | For | ||||||
14. | Approval to conclude a domination agreement between Deutsche Bank Aktiengesellschaft (as the parent company) and Deutsche Immobilien Leasing GmbH | Management | For | For | ||||||
15. | Approval to newly conclude a domination and profit and loss transfer agreement between Deutsche Bank Aktiengesellschaft (as the parent company) and Deutsche Bank (Europe) GmbH | Management | For | For |
PETROCHINA CO LTD, BEIJING
| ||||||||
Security | Y6883Q104 | Meeting Type | Annual General Meeting | |||||
Ticker Symbol | Meeting Date | 22-May-2014 | ||||||
ISIN | CNE1000003W8 | Agenda | 705233740 - Management | |||||
City | BEIJING | Holding Recon Date | 17-Apr-2014 | |||||
Country | China | Vote Deadline Date | 15-May-2014 | |||||
SEDOL(s) | 5939507 - 6226576 - B01DNL9 - B17H0R7 | Quick Code |
Item | Proposal | Type | Vote | For/Against Management
| ||||||
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 298258 DUE TO ADDITION OF-RESOLUTION 7.J. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED-AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | Non-Voting | ||||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING O-N THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/SEHK/2014/0404/LT N-20140404581.pdf, http://www.hkexnews.hk/listedco/listconews/SEHK/2014/0404/LT N-20140404423.pdf, http://www.hkexnews.hk/listedco/listconews/SEHK/2014/0429/LT N-20140429705.pdf AND http://www.hkexnews.hk/listedco/listconews/SEHK/2014/0429/- LTN20140429727.pdf | Non-Voting | ||||||||
CMMT | PLEASE NOTE THAT THE BOARD MAKES NO RECOMMENDATION FOR RESOLUTION 7.J | Non-Voting | ||||||||
1 | TO CONSIDER AND APPROVE THE REPORT OF THE BOARD OF DIRECTORS OF THE COMPANY FOR THE YEAR 2013 | Management | For | For | ||||||
2 | TO CONSIDER AND APPROVE THE REPORT OF THE SUPERVISORY COMMITTEE OF THE COMPANY FOR THE YEAR 2013 | Management | For | For | ||||||
3 | TO CONSIDER AND APPROVE THE AUDITED FINANCIAL STATEMENTS OF THE COMPANY FOR THE YEAR 2013 | Management | For | For | ||||||
4 | TO CONSIDER AND APPROVE THE DECLARATION AND PAYMENT OF THE FINAL DIVIDENDS FOR THE YEAR ENDED 31 DECEMBER 2013 IN THE AMOUNT AND IN THE MANNER RECOMMENDED BY THE BOARD OF DIRECTORS | Management | For | For | ||||||
5 | TO CONSIDER AND APPROVE THE AUTHORISATION OF THE BOARD OF DIRECTORS TO DETERMINE THE DISTRIBUTION OF INTERIM DIVIDENDS FOR THE YEAR 2014 | Management | For | For | ||||||
6 | TO CONSIDER AND APPROVE THE APPOINTMENT OF KPMG HUAZHEN AND KPMG AS THE DOMESTIC AND INTERNATIONAL AUDITORS OF THE COMPANY, RESPECTIVELY, FOR THE YEAR 2014 AND TO AUTHORISE THE BOARD OF DIRECTORS TO DETERMINE THEIR REMUNERATION | Management | For | For | ||||||
7.A | TO CONSIDER AND APPROVE THE ELECTION OF MR. ZHOU JIPING AS DIRECTOR OF THE COMPANY | Management | For | For | ||||||
7.B | TO CONSIDER AND APPROVE THE ELECTION OF MR. LIAO YONGYUAN AS DIRECTOR OF THE COMPANY | Management | For | For | ||||||
7.C | TO CONSIDER AND APPROVE THE ELECTION OF MR. WANG DONGJIN AS DIRECTOR OF THE COMPANY | Management | For | For | ||||||
7.D | TO CONSIDER AND APPROVE THE ELECTION OF MR. YU BAOCAI AS DIRECTOR OF THE COMPANY | Management | For | For | ||||||
7.E | TO CONSIDER AND APPROVE THE ELECTION OF MR. SHEN DIANCHENG AS DIRECTOR OF THE COMPANY | Management | For | For | ||||||
7.F | TO CONSIDER AND APPROVE THE ELECTION OF MR. LIU YUEZHEN AS DIRECTOR OF THE COMPANY | Management | For | For | ||||||
7.G | TO CONSIDER AND APPROVE THE ELECTION OF MR. LIU HONGBIN AS DIRECTOR OF THE COMPANY | Management | For | For | ||||||
7.H | TO CONSIDER AND APPROVE THE ELECTION OF MR. CHEN ZHIWU AS INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY | Management | For | For | ||||||
7.I | TO CONSIDER AND APPROVE THE ELECTION OF MR. RICHARD H. MATZKE AS INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY | Management | For | For |
7.J | TO CONSIDER AND APPROVE THE ELECTION OF MR. LIN BOQIANG AS INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY | Management | For | For | ||||||
8.A | TO CONSIDER AND APPROVE THE ELECTION OF MR. WANG LIXIN AS SUPERVISOR OF THE COMPANY | Management | For | For | ||||||
8.B | TO CONSIDER AND APPROVE THE ELECTION OF MR. GUO JINPING AS SUPERVISOR OF THE COMPANY | Management | For | For | ||||||
8.C | TO CONSIDER AND APPROVE THE ELECTION OF MR. LI QINGYI AS SUPERVISOR OF THE COMPANY | Management | For | For | ||||||
8.D | TO CONSIDER AND APPROVE THE ELECTION OF MR. JIA YIMIN AS SUPERVISOR OF THE COMPANY | Management | For | For | ||||||
8.E | TO CONSIDER AND APPROVE THE ELECTION OF MR. ZHANG FENGSHAN AS SUPERVISOR OF THE COMPANY | Management | For | For | ||||||
9 | TO CONSIDER AND APPROVE, BY WAY OF SPECIAL RESOLUTION, TO GRANT A GENERAL MANDATE TO THE BOARD OF DIRECTORS TO SEPARATELY OR CONCURRENTLY ISSUE AND DEAL WITH ADDITIONAL DOMESTIC SHARES AND OVERSEAS LISTED FOREIGN SHARES IN THE COMPANY NOT EXCEEDING 20% OF EACH OF ITS EXISTING DOMESTIC SHARES AND OVERSEAS LISTED FOREIGN SHARES OF THE COMPANY IN ISSUE | Management | For | For |
GREEK ORGANISATION OF FOOTBALL PROGNOSTICS SA OPAP
| ||||||||
Security | X3232T104 | Meeting Type | Ordinary General Meeting | |||||
Ticker Symbol | Meeting Date | 22-May-2014 | ||||||
ISIN | GRS419003009 | Agenda | 705236633 - Management | |||||
City | ATTICA | Holding Recon Date | 16-May-2014 | |||||
Country | Greece | Vote Deadline Date | 15-May-2014 | |||||
SEDOL(s) | 7107250 - B0CM8G5 - B28L406 - B2PVNQ8 | Quick Code |
Item | Proposal | Type | Vote | For/Against Management
| ||||||
CMMT | PLEASE NOTE IN THE EVENT THE MEETING DOES NOT REACH QUORUM, THERE WILL BE AN-A REPETITIVE MEETING ON 03 JUN 2014 AND B REPETITIVE MEETING ON 16 JUN 2014.-ALSO, YOUR VOTING INSTRUCTIONS WILL NOT BE CARRIED OVER TO THE SECOND CALL.-ALL VOTES RECEIVED ON THIS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO-REINSTRUCT ON THE REPETITIVE MEETING. THANK YOU | Non-Voting | ||||||||
1. | APPROVAL OF THE RESTATED SEPARATE AND CONSOLIDATED FINANCIAL STATEMENTS FOR THE THIRTEENTH (13RD) FISCAL YEAR (JANUARY 1ST, 2012 UNTIL DECEMBER 31ST, 2012) | Management | For | For | ||||||
2. | SUBMISSION AND APPROVAL OF BOTH THE BOARD OF DIRECTORS’ REPORT AND AUDITORS’ REPORT FOR THE ANNUAL FINANCIAL STATEMENTS FOR THE FOURTEENTH (14TH) FISCAL YEAR (1ST OF JANUARY 2013 TO THE 31ST OF DECEMBER 2013) | Management | For | For | ||||||
3. | SUBMISSION AND APPROVAL OF THE SEPARATE AND CONSOLIDATED FINANCIAL STATEMENTS FOR THE FOURTEENTH (14TH) FISCAL YEAR (JANUARY 1ST, 2013 UNTIL DECEMBER 31ST, 2013) | Management | For | For | ||||||
4. | APPROVAL OF EARNINGS DISTRIBUTION FOR THE FOURTEENTH (14TH) FISCAL YEAR (1ST OF JANUARY 2013 TO 31ST OF DECEMBER 2013) | Management | For | For | ||||||
5. | DISCHARGE OF THE MEMBERS OF BOARD OF DIRECTORS AND THE STATUTORY AUDITORS FROM ANY LIABILITY FOR COMPENSATION FOR THE REALIZED (MANAGEMENT) FOR THE FOURTEENTH (14TH) FISCAL YEAR (JANUARY 1ST, 2013 UNTIL DECEMBER 31ST, 2013), AND APPROVAL OF MANAGEMENT AND REPRESENTATION ACTIONS OF THE BOARD OF DIRECTORS OF THE COMPANY | Management | For | For | ||||||
6. | APPROVAL OF THE MEMBERS OF THE BOARD OF DIRECTORS’ COMPENSATION AND REMUNERATION FOR THEIR PARTICIPATION IN THE BOARD OF DIRECTORS FOR THE FOURTEENTH (14TH) FISCAL YEAR (JANUARY 1ST, 2013 UNTIL DECEMBER 31ST, 2013) | Management | For | For | ||||||
7. | APPROVAL OF COMPENSATION AND REMUNERATION TO THE EXECUTIVE MEMBERS OF THE BOARD OF DIRECTORS PURSUANT TO ARTICLE 24, PARAGRAPH 2 OF CODIFIED LAW 2190/1920 AS IN FORCE | Management | For | For | ||||||
8. | PRE-APPROVAL OF THE REMUNERATION AND COMPENSATION OF THE MEMBERS OF THE COMPANY’S BOARD OF DIRECTORS FOR THE CURRENT FIFTEENTH (15TH)FISCAL YEAR (COMMENCING ON JANUARY 1ST, 2014 UNTIL DECEMBER 31ST, 2014) | Management | For | For |
9. | APPOINTMENT OF STATUTORY AND SUBSTITUTE CERTIFIED AUDITORS FOR THE AUDIT OF THE FINANCIAL STATEMENTS FOR THE CURRENT FIFTEENTH (15TH) FISCAL YEAR (JANUARY 1ST, 2014 UNTIL DECEMBER 31ST, 2014), THE ISSUANCE OF THE ANNUAL TAX CERTIFICATE AND DETERMINATION OF THEIR FEES: THE BOARD OF DIRECTORS, UPON THE RECOMMENDATION OF THE COMPANY’S AUDIT COMMITTEE IN ACCORDANCE WITH THE SPECIFIC STIPULATIONS OF ARTICLE 37, PAR. 3 OF LAW 3693/2008, AS CURRENTLY IN FORCE, RECOMMENDS TO THE GENERAL MEETING OF SHAREHOLDERS THAT THE STATUTORY AUDIT OF THE SEPARATE AND CONSOLIDATED FINANCIAL STATEMENTS FOR THE FIFTEENTH (15TH) FISCAL YEAR (1ST OF JANUARY 2014 TO 31ST DECEMBER 2014) BE CARRIED OUT, ON THE BASIS OF THE MOST COMPETITIVE OFFER, BY MRS. CHRISOULA DOUKA (SOEL REG. NO. 37551) AND MR. MICHAEL KOKKINOS (SOEL REG. NO. 12701), ACTING AS STATUTORY AUDITORS AND MR. ANASTASIOS PANAGIDES (SOEL REG. NO. 37581) AND MR. FILIPPOS KASSOS (SOEL REG. NO. 26311 ), ACTING AS SUBSTITUTE AUDITORS, FROM THE CERTIFIED AUDITING ACCOUNTING COMPANY ‘‘KPMG’’, FOR AN ANNUAL FEE AMOUNTING TO EUR 115,000.00 PLUS VAT. THE REMUNERATION OF THE ABOVE AUDITING FIRM FOR THE ISSUANCE OF THE ANNUAL TAX CERTIFICATE AS PROVIDED FOR IN ARTICLE 82, PAR. 5 OF LAW 2238/2011, AMOUNTS TO EUR 95,000.00 PLUS VAT. NOTE THAT THE AUDITING COMPANY ‘PRICEWATERHOUSECOOPERS S.A. ‘ WAS PAID EUR 120,000.00 PLUS VAT FOR THE AUDIT FOR THE FISCAL YEAR 2013 AND A FURTHER EUR 120,000.00 PLUS VAT FOR THE ISSUANCE OF THE ANNUAL TAX CERTIFICATE | Management | For | For | ||||||
10. | ARTICLES OF ASSOCIATION ISSUES: (A) DELETION OF ARTICLES 9, 19, 21, 23, 28, 29, 36, 39, 40, 43, 48, 49 AND 50, AMENDMENT OF THE ARTICLES 1, 2, 3, 4, 5, 7, 12, 13, 15, 16, 17, 18, 20, 22, 24, 25, 27, 31, 35, 37, 38, 41 AND 44 AND RENUMBERING OF THE ARTICLES 10, 11, 12, 13, 14, 15, 16, 17, 18, 20, 22, 24, 25, 26, 27, 30, 31, 32, 33, 34, 35, 37, 38, 41, 42, 44, 45, 46 AND 47 AND (B) CONFIGURATION OF THE ARTICLES OF ASSOCIATION IN A SINGLE TEXT | Management | For | For | ||||||
11. | PROVISION OF PERMISSION PURSUANT TO ARTICLE 23, PARAGRAPH 1 OF CODIFIED LAW 2190/1920, TO THE BOD MEMBERS AND THE OFFICERS OF THE COMPANY’S GENERAL DIRECTORATES AND DIVISIONS FOR THEIR PARTICIPATION IN THE BOARDS OF DIRECTORS OR IN THE MANAGEMENT OF THE GROUP’S SUBSIDIARIES AND AFFILIATES, AS DEFINED IN ARTICLE 42, PARAGRAPH 5 OF CODIFIED LAW 2190/1920 | Management | For | For |
HSBC HOLDINGS PLC, LONDON
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Security | G4634U169 | Meeting Type | Annual General Meeting | |||||
Ticker Symbol | Meeting Date | 23-May-2014 | ||||||
ISIN | GB0005405286 | Agenda | 705077433 - Management | |||||
City | LONDON | Holding Recon Date | 22-May-2014 | |||||
Country | United Kingdom | Vote Deadline Date | 19-May-2014 | |||||
SEDOL(s) | 0540528 - 0560582 - 2367543 - 4097279 - 5722592 - 6153221 - 6158163 - 6165464 - B00JZT0 - B2NSSQ6 | Quick Code |
Item | Proposal | Type | Vote | For/Against Management
| ||||||
1 | To receive the Annual Report and Accounts 2013 | Management | For | For | ||||||
2 | To approve the Directors’ remuneration policy | Management | For | For | ||||||
3 | To approve the Directors’ Remuneration Report | Management | For | For | ||||||
4 | To approve the Variable pay cap (see section 4 of the Explanatory Notes in the Notice of AGM for voting threshold applicable to this resolution) | Management | For | For | ||||||
5.a | To elect Kathleen Casey as a Director | Management | For | For | ||||||
5.b | To elect Sir Jonathan Evans as a Director | Management | For | For | ||||||
5.c | To elect Marc Moses as a Director | Management | For | For | ||||||
5.d | To elect Jonathan Symonds as a Director | Management | For | For | ||||||
5.e | To re-elect Safra Catz as a Director | Management | For | For | ||||||
5.f | To re-elect Laura Cha as a Director | Management | For | For | ||||||
5.g | To re-elect Marvin Cheung as a Director | Management | For | For | ||||||
5.h | To re-elect Joachim Faber as a Director | Management | For | For | ||||||
5.i | To re-elect Rona Fairhead as a Director | Management | For | For | ||||||
5.j | To re-elect Renato Fassbind as a Director | Management | For | For | ||||||
5.k | To re-elect Douglas Flint as a Director | Management | For | For | ||||||
5.l | To re-elect Stuart Gulliver as a Director | Management | For | For | ||||||
5.m | To re-elect Sam Laidlaw as a Director | Management | For | For | ||||||
5.n | To re-elect John Lipsky as a Director | Management | For | For | ||||||
5.o | To re-elect Rachel Lomax as a Director | Management | For | For |
5.p | To re-elect Iain MacKay as a Director | Management | For | For | ||||||
5.q | To re-elect Sir Simon Robertson as a Director | Management | For | For | ||||||
6 | To re-appoint KPMG Audit Plc as auditor of the Company to hold office until completion of the audit of the consolidated accounts for the year ending 31 December 2014 | Management | For | For | ||||||
7 | To authorise the Group Audit Committee to determine the auditor’s remuneration | Management | For | For | ||||||
8 | To authorise the Directors to allot shares | Management | For | For | ||||||
9 | To disapply pre-emption rights | Management | For | For | ||||||
10 | To authorise the Directors to allot any repurchased shares | Management | For | For | ||||||
11 | To authorise the Company to purchase its own ordinary shares | Management | For | For | ||||||
12 | To authorise the Directors to allot equity securities in relation to Contingent Convertible Securities | Management | For | For | ||||||
13 | To disapply pre-emption rights in relation to the issue of Contingent Convertible Securities | Management | For | For | ||||||
14 | To approve general meetings (other than annual general meetings) being called on 14 clear days’ notice | Management | For | For |
CNOOC LTD, HONG KONG
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Security | Y1662W117 | Meeting Type | Annual General Meeting | |||||
Ticker Symbol | Meeting Date | 23-May-2014 | ||||||
ISIN | HK0883013259 | Agenda | 705141606 - Management | |||||
City | HONG KONG | Holding Recon Date | 16-May-2014 | |||||
Country | Hong Kong | Vote Deadline Date | 20-May-2014 | |||||
SEDOL(s) | B00G0S5 - B016D18 - B05QZJ6 - B16TB15 | Quick Code |
Item | Proposal | Type | Vote | For/Against Management
| ||||||
CMMT | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF “ABSTAIN” WILL BE TREATED-THE SAME AS A “TAKE NO ACTION” VOTE. | Non-Voting | ||||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEHK/2014/0409/LT N20140409027.pdf-AND- http://www.hkexnews.hk/listedco/listconews/SEHK/2014/0409/LT N20140409023.pdf | Non-Voting | ||||||||
A.1 | TO RECEIVE AND CONSIDER THE AUDITED STATEMENT OF ACCOUNTS TOGETHER WITH THE REPORT OF THE DIRECTORS AND INDEPENDENT AUDITORS’ REPORT THEREON FOR THE YEAR ENDED 31 DECEMBER 2013 | Management | For | For | ||||||
A.2 | TO DECLARE A FINAL DIVIDEND FOR THE YEAR ENDED 31 DECEMBER 2013 | Management | For | For | ||||||
A.3 | TO RE-ELECT MR. LI FANRONG AS AN EXECUTIVE DIRECTOR OF THE COMPANY | Management | For | For | ||||||
A.4 | TO RE-ELECT MR. WANG YILIN AS A NON-EXECUTIVE DIRECTOR OF THE COMPANY | Management | For | For | ||||||
A.5 | TO RE-ELECT MR. LV BO AS A NON-EXECUTIVE DIRECTOR OF THE COMPANY | Management | For | For | ||||||
A.6 | TO RE-ELECT MR. ZHANG JIANWEI AS A NON-EXECUTIVE DIRECTOR OF THE COMPANY | Management | For | For | ||||||
A.7 | TO RE-ELECT MR. WANG JIAXIANG AS A NON-EXECUTIVE DIRECTOR OF THE COMPANY | Management | For | For | ||||||
A.8 | TO RE-ELECT MR. LAWRENCE J. LAU AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY | Management | For | For | ||||||
A.9 | TO RE-ELECT MR. KEVIN G. LYNCH AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY | Management | For | For | ||||||
A.10 | TO AUTHORISE THE BOARD OF DIRECTORS TO FIX THE REMUNERATION OF EACH OF THE DIRECTORS | Management | For | For | ||||||
A.11 | TO RE-APPOINT DELOITTE TOUCHE TOHMATSU AS THE INDEPENDENT AUDITORS OF THE COMPANY AND ITS SUBSIDIARIES, AND TO AUTHORIZE THE BOARD OF DIRECTORS TO FIX THEIR REMUNERATION | Management | For | For | ||||||
B.1 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO REPURCHASE SHARES IN THE CAPITAL OF THE COMPANY NOT EXCEEDING 10% OF THE AGGREGATE NUMBER OF SHARES OF THE COMPANY IN ISSUE AS AT THE DATE OF PASSING OF THIS RESOLUTION | Management | For | For | ||||||
B.2 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO ISSUE, ALLOT AND DEAL WITH ADDITIONAL SHARES IN THE CAPITAL OF THE COMPANY AND TO MAKE OR GRANT OFFERS, AGREEMENTS, OPTIONS AND SIMILAR RIGHTS TO SUBSCRIBE FOR OR CONVERT ANY SECURITY INTO SHARES IN THE COMPANY WHICH WOULD OR MIGHT REQUIRE THE EXERCISE OF SUCH POWER, WHICH SHALL NOT EXCEEDING 20% OF THE AGGREGATE NUMBER OF SHARES OF THE COMPANY IN ISSUE AS AT THE DATE OF PASSING OF THIS RESOLUTION | Management | For | For |
B.3 | TO EXTEND THE GENERAL MANDATE GRANTED TO THE DIRECTORS TO ISSUE, ALLOT AND DEAL WITH ADDITIONAL SHARES OF THE COMPANY AND TO MAKE OR GRANT OFFERS, AGREEMENTS, OPTIONS AND SIMILAR RIGHTS TO SUBSCRIBE FOR OR CONVERT ANY SECURITY INTO SHARES IN THE COMPANY BY THE AGGREGATE NUMBER OF SHARES REPURCHASED, WHICH SHALL NOT EXCEED 10% OF THE AGGREGATE NUMBER OF SHARES OF THE COMPANY IN ISSUE AS AT THE DATE OF PASSING OF THIS RESOLUTION | Management | For | For |
CHINA LIFE INSURANCE CO LTD, BEIJING
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Security | Y1477R204 | Meeting Type | Annual General Meeting | |||||
Ticker Symbol | Meeting Date | 29-May-2014 | ||||||
ISIN | CNE1000002L3 | Agenda | 705283303 - Management | |||||
City | BEIJING | Holding Recon Date | 28-Apr-2014 | |||||
Country | China | Vote Deadline Date | 23-May-2014 | |||||
SEDOL(s) | 6718976 - B02W3K4 - B06KKF8 | Quick Code |
Item | Proposal | Type | Vote | For/Against Management
| ||||||
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO THE MID 301620 DUE TO ADDITION OF RES-OLUTIONS 13, 14 AND 15. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DIS-REGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | Non-Voting | ||||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING O-N THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/SEHK/2014/0409/LT N-20140409480.pdf, http://www.hkexnews.hk/listedco/listconews/SEHK/2014/0512/LT N-20140512307.pdf, http://www.hkexnews.hk/listedco/listconews/SEHK/2014/0409/LT N-20140409489.pdf AND http://www.hkexnews.hk/listedco/listconews/SEHK/2014/0512/- LTN20140512311.pdf | Non-Voting | ||||||||
1 | TO CONSIDER AND APPROVE THE REPORT OF THE BOARD OF DIRECTORS OF THE COMPANY FOR THE YEAR 2013 | Management | For | For | ||||||
2 | TO CONSIDER AND APPROVE THE REPORT OF THE SUPERVISORY COMMITTEE OF THE COMPANY FOR THE YEAR 2013 | Management | For | For | ||||||
3 | TO CONSIDER AND APPROVE THE FINANCIAL REPORT OF THE COMPANY FOR THE YEAR 2013 | Management | For | For | ||||||
4 | TO CONSIDER AND APPROVE THE PROFIT DISTRIBUTION PLAN OF THE COMPANY FOR THE YEAR 2013: THE BOARD OF DIRECTORS HAS RECOMMENDED A FINAL DIVIDEND OF RMB0.30 PER SHARE (INCLUSIVE OF TAX), AMOUNTING TO A TOTAL OF RMB8,479 MILLION | Management | For | For | ||||||
5 | TO CONSIDER AND APPROVE THE REMUNERATION OF THE DIRECTORS AND SUPERVISORS OF THE COMPANY | Management | For | For | ||||||
6 | TO CONSIDER AND APPROVE THE APPOINTMENT OF THE AUDITORS OF THE COMPANY FOR THE YEAR 2014 | Management | For | For | ||||||
7 | TO CONSIDER AND APPROVE THE ELECTION OF MR. SU HENGXUAN AS THE EXECUTIVE DIRECTOR OF THE FOURTH SESSION OF THE BOARD OF DIRECTORS OF THE COMPANY | Management | For | For | ||||||
8 | TO CONSIDER AND APPROVE THE ELECTION OF MR. MIAO PING AS THE EXECUTIVE DIRECTOR OF THE FOURTH SESSION OF THE BOARD OF DIRECTORS OF THE COMPANY | Management | For | For | ||||||
9 | TO CONSIDER AND APPROVE THE CAP AMOUNTS IN RESPECT OF THE FRAMEWORK AGREEMENT FOR DAILY CONNECTED TRANSACTIONS BETWEEN THE COMPANY AND CHINA GUANGFA BANK CO., LTD | Management | For | For | ||||||
10 | TO CONSIDER AND APPROVE THE CAPITAL INJECTION BY THE COMPANY TO CHINA LIFE PROPERTY AND CASUALTY INSURANCE COMPANY LIMITED | Management | For | For | ||||||
11 | TO GRANT A GENERAL MANDATE TO THE BOARD OF DIRECTORS OF THE COMPANY TO ALLOT, ISSUE AND DEAL WITH NEW H SHARES OF THE COMPANY OF AN AMOUNT OF NOT MORE THAN 20% OF THE H SHARES IN ISSUE AS AT THE DATE OF PASSING OF THIS SPECIAL RESOLUTION | Management | For | For | ||||||
12 | TO CONSIDER AND APPROVE THE EXTENSION OF THE VALIDITY PERIOD OF THE RESOLUTION ON THE ISSUE OF SUBORDINATED DEBT FINANCING INSTRUMENTS OUTSIDE THE PRC | Management | For | For | ||||||
13 | TO CONSIDER AND APPROVE THE COMPANY FRAMEWORK AGREEMENT AND THE PENSION COMPANY FRAMEWORK AGREEMENT, THE TRANSACTIONS CONTEMPLATED THEREUNDER AND THE ANNUAL CAPS FOR THE THREE YEARS ENDING 31 DECEMBER 2016 RELATING THERETO | Management | For | For | ||||||
14 | TO CONSIDER AND APPROVE THE CLIC FRAMEWORK AGREEMENT AND THE P&C COMPANY FRAMEWORK AGREEMENT, THE TRANSACTIONS CONTEMPLATED THEREUNDER AND THE ANNUAL CAPS FOR THE THREE YEARS ENDING 31 DECEMBER 2016 RELATING THERETO | Management | For | For | ||||||
15 | TO CONSIDER AND APPROVE THE PROPOSED AMENDMENTS TO THE ARTICLES OF ASSOCIATION OF THE COMPANY—ARTICLES 123, 11 | Management | For | For |
SANDS CHINA LTD
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Security | G7800X107 | Meeting Type | Annual General Meeting | |||||
Ticker Symbol | Meeting Date | 30-May-2014 | ||||||
ISIN | KYG7800X1079 | Agenda | 705070566 - Management | |||||
City | MACAO | Holding Recon Date | 19-May-2014 | |||||
Country | Cayman Islands | Vote Deadline Date | 23-May-2014 | |||||
SEDOL(s) | B4Z67Z4 - B5B23W2 - B7YJHL1 | Quick Code |
Item | Proposal | Type | Vote | For/Against Management
| ||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEHK/2014/0327/LT N20140327615.pdf-AND- http://www.hkexnews.hk/listedco/listconews/SEHK/2014/0327/LT N20140327504.pdf | Non-Voting | ||||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘AGAINST’ FOR-ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Non-Voting | ||||||||
1 | To receive the audited consolidated financial statements and the reports of the Directors And Auditors for the year ended December 31, 2013 | Management | For | For | ||||||
2 | To declare a final dividend of HKD 0.86 per share for the year ended December 31, 2013 Partly out of profits and partly out of the share premium account of the Company | Management | For | For | ||||||
3.a | To re-elect Ms. Chiang Yun as independent non-executive Director | Management | For | For | ||||||
3.b | To re-elect Mr. Iain Ferguson Bruce as independent non-executive Director | Management | For | For | ||||||
3.c | To elect Mr. Charles Daniel Forman as non-executive Director | Management | For | For | ||||||
3.d | To elect Mr. Robert Glen Goldstein as non-executive Director | Management | For | For | ||||||
3.e | To authorize the board of Directors to fix the respective Directors’ remuneration | Management | For | For | ||||||
4 | To re-appoint Deloitte Touche Tohmatsu as Auditors and to authorize the board of Directors to fix their remuneration | Management | For | For | ||||||
5 | To give a general mandate to the Directors to repurchase shares of the Company not Exceeding 10% of the issued share capital of the Company as at the date of passing of This resolution | Management | For | For | ||||||
6 | To give a general mandate to the Directors to issue additional shares of the Company not Exceeding 20% of the issued share capital of the Company as at the date of passing of This resolution | Management | For | For | ||||||
7 | To extend the general mandate granted to the Directors to issue additional shares Of the Company by the aggregate nominal amount of the shares repurchased by the Company | Management | For | For |
TELEFONICA SA, MADRID
| ||||||||
Security | 879382109 | Meeting Type | Ordinary General Meeting | |||||
Ticker Symbol | Meeting Date | 30-May-2014 | ||||||
ISIN | ES0178430E18 | Agenda | 705237039 - Management | |||||
City | MADRID | Holding Recon Date | 23-May-2014 | |||||
Country | Spain | Vote Deadline Date | 23-May-2014 | |||||
SEDOL(s) | 0798394 - 2608413 - 5720972 - 5732524 - 5736322 - 5786930 - 6167460 - B0389V4 - B19GM43 - BJ05546 | Quick Code |
Item | Proposal | Type | Vote | For/Against Management
| ||||||
I | EXAMINATION AND APPROVAL, IF APPLICABLE, OF THE INDIVIDUAL ANNUAL ACCOUNTS, THE CONSOLIDATED FINANCIAL STATEMENTS (CONSOLIDATED ANNUAL ACCOUNTS) AND THE MANAGEMENT REPORT OF TELEFONICA, S.A. AND OF ITS CONSOLIDATED GROUP OF COMPANIES, AS WELL AS OF THE PROPOSED ALLOCATION OF THE PROFITS/LOSSES OF TELEFONICA, S.A. AND THE MANAGEMENT OF ITS BOARD OF DIRECTORS, ALL WITH RESPECT TO FISCAL YEAR 2013 | Management | For | For | ||||||
II | RE-ELECTION OF THE AUDITOR FOR FISCAL YEAR 2014: ERNST YOUNG | Management | For | For |
III | SHAREHOLDER COMPENSATION BY MEANS OF A SCRIP DIVIDEND. INCREASE IN SHARE CAPITAL BY SUCH AMOUNT AS MAY BE DETERMINED PURSUANT TO THE TERMS AND CONDITIONS OF THE RESOLUTION, THROUGH THE ISSUANCE OF NEW COMMON SHARES HAVING A PAR VALUE OF ONE (1) EURO EACH, WITH NO SHARE PREMIUM, OF THE SAME CLASS AND SERIES AS THOSE THAT ARE CURRENTLY OUTSTANDING, WITH A CHARGE TO RESERVES. OFFER TO PURCHASE FREE-OF-CHARGE ALLOTMENT RIGHTS AT A GUARANTEED PRICE. EXPRESS PROVISION FOR THE POSSIBILITY OF LESS THAN FULL ALLOTMENT. DELEGATION OF POWERS TO THE BOARD OF DIRECTORS, WHICH MAY, IN TURN, DELEGATE SUCH POWERS TO THE EXECUTIVE COMMISSION, TO SET THE TERMS AND CONDITIONS OF THE INCREASE AS TO ALL MATTERS NOT PROVIDED FOR BY THE SHAREHOLDERS AT THIS GENERAL SHAREHOLDERS’ MEETING, TO TAKE SUCH ACTIONS AS MAY BE REQUIRED FOR THE IMPLEMENTATION THEREOF, TO AMEND THE TEXT OF SECTION 1 OF ARTICLE 5 OF THE BY-LAWS TO REFLECT THE NEW AMOUNT OF THE SHARE CAPITAL AND TO EXECUTE SUCH PUBLIC AND PRIVATE DOCUMENTS AS MAY BE NECESSARY FOR THE IMPLEMENTATION OF THE CAPITAL INCREASE. APPLICATION TO THE APPROPRIATE DOMESTIC AND FOREIGN AUTHORITIES FOR ADMISSION TO TRADING OF THE NEW SHARES ON THE MADRID, BARCELONA, BILBAO AND VALENCIA STOCK EXCHANGES | Management | For | For | ||||||
THROUGH THE AUTOMATED QUOTATION SYSTEM (SISTEMA DE INTERCONEXION BURSATIL) (CONTINUOUS MARKET) AND ON THE FOREIGN STOCK EXCHANGES ON WHICH THE SHARES OF TELEFONICA, S.A. ARE LISTED (CURRENTLY LONDON AND BUENOS AIRES AND, THROUGH ADSS, NEW YORK AND LIMA) IN THE MANNER REQUIRED BY EACH OF SUCH STOCK EXCHANGES | ||||||||||
IV | DELEGATION TO THE BOARD OF DIRECTORS OF THE POWER TO ISSUE DEBENTURES, BONDS, NOTES AND OTHER FIXED-INCOME SECURITIES AND HYBRID INSTRUMENTS, INCLUDING PREFERRED SHARES, BE THEY SIMPLE, EXCHANGEABLE AND/OR CONVERTIBLE, GRANTING THE BOARD, IN THE LAST CASE, THE POWER TO EXCLUDE THE PRE-EMPTIVE RIGHTS OF SHAREHOLDERS AND THE POWER TO GUARANTEE ISSUANCES BY COMPANIES OF THE GROUP | Management | For | For | ||||||
V | AUTHORIZATION FOR THE ACQUISITION OF THE COMPANY’S OWN SHARES DIRECTLY OR THROUGH COMPANIES OF THE GROUP | Management | For | For | ||||||
VI | APPROVAL OF A LONG-TERM INCENTIVE PLAN CONSISTING OF THE DELIVERY OF SHARES OF TELEFONICA, S.A. FOR THE EXECUTIVES OF THE TELEFONICA GROUP | Management | For | For | ||||||
VII | APPROVAL OF A GLOBAL INCENTIVE TELEFONICA, S.A. SHARES PURCHASE PLAN FOR THE EMPLOYEES OF THE TELEFONICA GROUP | Management | For | For | ||||||
VIII | DELEGATION OF POWERS TO FORMALIZE, INTERPRET, CORRECT AND IMPLEMENT THE RESOLUTIONS ADOPTED BY THE SHAREHOLDERS AT THE GENERAL SHAREHOLDERS’ MEETING | Management | For | For | ||||||
IX | CONSULTATIVE VOTE ON THE ANNUAL REPORT ON THE REMUNERATION OF DIRECTORS | Management | For | For |
INDUSTRIAL AND COMMERCIAL BANK OF CHINA LTD, BEIJI
| ||||||||
Security | Y3990B112 | Meeting Type | Annual General Meeting | |||||
Ticker Symbol | Meeting Date | 06-Jun-2014 | ||||||
ISIN | CNE1000003G1 | Agenda | 705172017 - Management | |||||
City | BEIJING | Holding Recon Date | 05-May-2014 | |||||
Country | China | Vote Deadline Date | 03-Jun-2014 | |||||
SEDOL(s) | B1G1QD8 - B1GD009 - B1GT900 | Quick Code |
Item | Proposal | Type | Vote | For/Against Management
| ||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEHK/2014/0415/LT N201404151065.pdf- http://www.hkexnews.hk/listedco/listconews/SEHK/2014/0415/LT N201404151101.pdf | Non-Voting | ||||||||
1 | TO CONSIDER AND APPROVE THE 2013 WORK REPORT OF THE BOARD OF DIRECTORS OF THE BANK | Management | For | For | ||||||
2 | TO CONSIDER AND APPROVE THE 2013 WORK REPORT OF THE BOARD OF SUPERVISORS OF THE BANK | Management | For | For | ||||||
3 | TO CONSIDER AND APPROVE THE ELECTION OF MR. ZHAO LIN AS A SHAREHOLDER SUPERVISOR OF THE BANK | Management | For | For | ||||||
4 | TO CONSIDER AND APPROVE THE BANK’S 2013 AUDITED ACCOUNTS | Management | For | For | ||||||
5 | TO CONSIDER AND APPROVE THE BANK’S 2013 PROFIT DISTRIBUTION PLAN | Management | For | For | ||||||
6 | TO CONSIDER AND APPROVE THE PROPOSAL ON THE ENGAGEMENT OF ACCOUNTING FIRM FOR 2014 | Management | For | For |
CMMT | 22 MAY 2014: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN SPLIT VOTING-CONDITIONS. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN-UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting |
SBERBANK OF RUSSIA OJSC, MOSCOW
| ||||||||
Security | 80585Y308 | Meeting Type | Annual General Meeting | |||||
Ticker Symbol | Meeting Date | 06-Jun-2014 | ||||||
ISIN | US80585Y3080 | Agenda | 705273631 - Management | |||||
City | MOSCOW | Holding Recon Date | 17-Apr-2014 | |||||
Country | Russian Federation | Vote Deadline Date | 19-May-2014 | |||||
SEDOL(s) | B3P7N29 - B4MQJN9 - B5SC091 | Quick Code |
Item | Proposal | Type | Vote | For/Against Management
| ||||||
1 | APPROVE THE ANNUAL REPORT OF SBERBANK OF RUSSIA FOR 2013 | Management | For | For | ||||||
2 | APPROVE THE ANNUAL ACCOUNTING (FINANCIAL) STATEMENTS OF SBERBANK OF RUSSIA FOR 2013 | Management | For | For | ||||||
3 | 3.1. APPROVE DISTRIBUTION OF PROFITS FOR 2013. THE PROFITS NOT DIRECTED TO THE PAYMENT OF DIVIDENDS FOR 2013 WILL BE HELD AS RETAINED EARNINGS OF SBERBANK OF RUSSIA. 3.2. PAY DIVIDENDS FOR 2013 ON THE ORDINARY SHARES IN THE AMOUNT OF RUB 3.20 PER ONE SHARE, AND ON THE PREFERRED SHARES IN THE AMOUNT OF RUB 3.20 PER ONE SHARE. 3.3. ESTABLISH THAT THE RECORD DATE FOR PERSONS ENTITLED TO RECEIVE DIVIDENDS IS THE END OF THE BANKING DAY ON JUNE 17, 2014 | Management | For | For | ||||||
4 | APPROVE ERNST & YOUNG VNESHAUDIT CJSC AS THE AUDITOR FOR 2014 AND Q1 2015 | Management | For | For | ||||||
CMMT | PLEASE NOTE CUMULATIVE VOTING APPLIES TO THIS RESOLUTION REGARDING THE-ELECTION OF SUPERVISORY BOARD. OUT OF THE 18 CANDIDATES PRESENTED FOR-ELECTION, YOU CAN ONLY VOTE FOR 17 CANDIDATES. THE LOCAL AGENT IN THE MARKET-WILL APPLY CUMULATIVE VOTING EVENLY AMONG ONLY DIRECTORS FOR WHOM YOU VOTE-“FOR”. CUMULATIVE VOTES CANNOT BE APPLIED UNEVENLY AMONG DIRECTORS VIA-PROXYEDGE. STANDING INSTRUCTIONS HAVE BEEN REMOVED FOR THIS MEETING. PLEASE- CONTACT YOUR CLIENT SERVICE REPRESENTATIVE WITH ANY QUESTIONS. | Non-Voting | ||||||||
5.1 | ELECTION OF SUPERVISORY BOARD : MARTIN GRANT GILMAN | Management | For | For | ||||||
5.2 | ELECTION OF SUPERVISORY BOARD : VALERY P. GOREGLYAD | Management | For | For | ||||||
5.3 | ELECTION OF SUPERVISORY BOARD : HERMAN O. GREF | Management | For | For | ||||||
5.4 | ELECTION OF SUPERVISORY BOARD : EVSEY T. GURVICH | Management | For | For | ||||||
5.5 | ELECTION OF SUPERVISORY BOARD : BELLA I. ZLATKIS | Management | For | For | ||||||
5.6 | ELECTION OF SUPERVISORY BOARD : NADEZHDA YU. IVANOVA | Management | For | For | ||||||
5.7 | ELECTION OF SUPERVISORY BOARD : SERGEI M. IGNATIEV | Management | For | For | ||||||
5.8 | ELECTION OF SUPERVISORY BOARD : PETER KRALICH | Management | For | For | ||||||
5.9 | ELECTION OF SUPERVISORY BOARD : ALEXEI L. KUDRIN | Management | For | For | ||||||
5.10 | ELECTION OF SUPERVISORY BOARD : GEORGY I. LUNTOVSKY | Management | For | For | ||||||
5.11 | ELECTION OF SUPERVISORY BOARD : VLADIMIR A. MAU | Management | For | For | ||||||
5.12 | ELECTION OF SUPERVISORY BOARD : GENNADIY G. MELIKYAN | Management | For | For | ||||||
5.13 | ELECTION OF SUPERVISORY BOARD : LEIF PAGROTSKY | Management | For | For | ||||||
5.14 | ELECTION OF SUPERVISORY BOARD : ALESSANDRO PROFUMO | Management | For | For | ||||||
5.15 | ELECTION OF SUPERVISORY BOARD : SERGEI G. SINELNIKOV-MURYLEV | Management | For | For | ||||||
5.16 | ELECTION OF SUPERVISORY BOARD : DMITRY V. TULIN | Management | For | For | ||||||
5.17 | ELECTION OF SUPERVISORY BOARD : NADYA WELLS | Management | For | For | ||||||
5.18 | ELECTION OF SUPERVISORY BOARD : SERGEI A. SHVETSOV | Management | For | For | ||||||
6.1 | ELECTION OF MEMBER OF THE AUDITING COMMITTEE: NATALYA P. BORODINA | Management | For | For | ||||||
6.2 | ELECTION OF MEMBER OF THE AUDITING COMMITTEE: VLADIMIR M. VOLKOV | Management | For | For | ||||||
6.3 | ELECTION OF MEMBER OF THE AUDITING COMMITTEE: TATYANA A. DOMANSKAYA | Management | For | For | ||||||
6.4 | ELECTION OF MEMBER OF THE AUDITING COMMITTEE: YULIA YU. ISAKHANOVA | Management | For | For | ||||||
6.5 | ELECTION OF MEMBER OF THE AUDITING COMMITTEE: ALEXEY Y. MINENKO | Management | For | For |
6.6 | ELECTION OF MEMBER OF THE AUDITING COMMITTEE: OLGA V. POLYAKOVA | Management | For | For | ||||||
6.7 | ELECTION OF MEMBER OF THE AUDITING COMMITTEE: NATALYA V. REVINA | Management | For | For | ||||||
7 | APPROVE A REVISED VERSION OF THE CHARTER OF SBERBANK OF RUSSIA. INSTRUCT CEO, CHAIRMAN OF THE EXECUTIVE BOARD OF SBERBANK OF RUSSIA TO SIGN THE DOCUMENTS REQUIRED FOR STATE REGISTRATION OF THE NEW VERSION OF THE CHARTER OF SBERBANK OF RUSSIA | Management | For | For | ||||||
8 | APPROVE THE NEW VERSION OF THE REGULATIONS ON THE GENERAL SHAREHOLDERS’ MEETING OF SBERBANK OF RUSSIA | Management | For | For | ||||||
9 | APPROVE THE NEW VERSION OF THE REGULATIONS ON THE SUPERVISORY BOARD OF SBERBANK OF RUSSIA | Management | For | For | ||||||
10 | APPROVE THE NEW VERSION OF THE REGULATIONS ON THE AUDIT COMMISSION OF SBERBANK OF RUSSIA | Management | For | For | ||||||
11 | APPROVE THE NEW VERSION OF THE REGULATIONS ON THE EXECUTIVE BOARD OF SBERBANK OF RUSSIA | Management | For | For | ||||||
12 | PAY REMUNERATION TO THE CHAIRMAN OF THE AUDIT COMMISSION OF SBERBANK OF RUSSIA IN THE AMOUNT OF RUB 1 MILLION, AND TO MEMBERS OF THE AUDIT COMMISSION OF SBERBANK OF RUSSIA IN THE AMOUNT OF RUB 750,000, SUBJECT TO THEIR CONSENT IN ACCORDANCE WITH THE REQUIREMENTS OF LAWS OF THE RUSSIAN FEDERATION | Management | For | For |
DELTA ELECTRONICS INC
| ||||||||
Security | Y20263102 | Meeting Type | Annual General Meeting | |||||
Ticker Symbol | Meeting Date | 10-Jun-2014 | ||||||
ISIN | TW0002308004 | Agenda | 705298493 - Management | |||||
City | TAOYUAN | Holding Recon Date | 11-Apr-2014 | |||||
Country | Taiwan, Province of China | Vote Deadline Date | 02-Jun-2014 | |||||
SEDOL(s) | 6260734 - B4568G2 | Quick Code |
Item | Proposal | Type | Vote | For/Against Management
| ||||||
CMMT | PLEASE NOTE THAT IN CASES WHERE THE CLIENT INSTRUCTS US TO VOTE AGAINST ANY-PROPOSAL TO BE DISCUSSED AT A SHAREHOLDERS MEETING AND THE VOTING WITH-RESPECT TO SUCH PROPOSAL IS DONE BY BALLOT, WE OR OUR DESIGNEE WILL FILL OUT-THE BALLOT IN RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH THE CLIENTS-INSTRUCTIONS. HOWEVER, IF THE VOTING AT THE SHAREHOLDERS MEETING IS DONE BY- ACCLAMATION, WE/OUR DESIGNEE WILL NOT TAKE ANY ACTION IN RESPECT OF THE-RELEVANT PROPOSAL. THANK YOU. | Non-Voting | ||||||||
A.1 | THE 2013 BUSINESS OPERATIONS | Non-Voting | ||||||||
A.2 | THE 2013 FINANCIAL STATEMENTS | Non-Voting | ||||||||
A.3 | THE 2013 AUDITED REPORTS | Non-Voting | ||||||||
A.4 | THE PROPOSAL OF MERGER | Non-Voting | ||||||||
B.1 | THE 2013 FINANCIAL STATEMENTS | Management | For | For | ||||||
B.2 | THE 2013 PROFIT DISTRIBUTION. PROPOSED CASH DIVIDEND: TWD 5.8 PER SHARE | Management | For | For | ||||||
B.3 | THE REVISION TO THE ARTICLES OF INCORPORATION | Management | For | For | ||||||
B.4 | THE REVISION TO THE PROCEDURES OF ASSET ACQUISITION OR DISPOSAL | Management | For | For | ||||||
B.5 | THE PROPOSAL TO RELEASE NON-COMPETITION RESTRICTION ON THE DIRECTORS | Management | For | For |
PING AN INSURANCE (GROUP) COMPANY OF CHINA LTD
| ||||||||
Security | Y69790106 | Meeting Type | Annual General Meeting | |||||
Ticker Symbol | Meeting Date | 12-Jun-2014 | ||||||
ISIN | CNE1000003X6 | Agenda | 705078891 - Management | |||||
City | SHENZHEN | Holding Recon Date | 12-May-2014 | |||||
Country | China | Vote Deadline Date | 06-Jun-2014 | |||||
SEDOL(s) | B01FLR7 - B01NLS2 - B03NP99 | Quick Code |
Item | Proposal | Type | Vote | For/Against Management
| ||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEHK/2014/0327/LT N201403271193.pdf-AND- http://www.hkexnews.hk/listedco/listconews/SEHK/2014/0327/LT N201403271177.pdf | Non-Voting | ||||||||
1 | To consider and approve the report of the board of directors of the Company (the “Board”) for the year ended December 31, 2013 | Management | For | For | ||||||
2 | To consider and approve the report of the supervisory committee of the Company (the “Supervisory Committee”) for the year ended December 31, 2013 | Management | For | For |
3 | To consider and approve the annual report and its summary of the Company for the year ended December 31, 2013 | Management | For | For | ||||||
4 | To consider and approve the report of the auditors and the audited financial statements of the Company for the year ended December 31, 2013 | Management | For | For | ||||||
5 | To consider and approve the profit distribution plan for the year ended December 31, 2013 and the proposed distribution of final dividends | Management | For | For | ||||||
6 | To consider and approve the re-appointment of PricewaterhouseCoopers Zhong Tian LLP as the PRC auditor and PricewaterhouseCoopers as the international auditor of the Company to hold office until the conclusion of the next annual general meeting and to authorize the Board to fix their remuneration | Management | For | For | ||||||
7 | To consider and approve the appointment of Ms. Cai Fangfang as an Executive Director of the Company to hold office until the expiry of the term of the 9th Session of the Board | Management | For | For | ||||||
8 | To consider and approve the adjustment of basic remuneration of the Independent Supervisors of the Company | Management | For | For | ||||||
9 | To consider and approve the grant of a general mandate to the Board to issue, allot and deal with additional H shares not exceeding 20% of the H shares of the Company in issue and authorize the Board to make corresponding amendments to the Articles of Association of the Company as it thinks fit so as to reflect the new capital structure upon the allotment or issuance of H shares | Management | For | For |
MEDIATEK INCORPORATION
| ||||||||
Security | Y5945U103 | Meeting Type | Annual General Meeting | |||||
Ticker Symbol | Meeting Date | 12-Jun-2014 | ||||||
ISIN | TW0002454006 | Agenda | 705302519 - Management | |||||
City | HSINCHU | Holding Recon Date | 11-Apr-2014 | |||||
Country | Taiwan, Province of China | Vote Deadline Date | 04-Jun-2014 | |||||
SEDOL(s) | 6372480 - B06P6Z5 | Quick Code |
Item | Proposal | Type | Vote | For/Against Management
| ||||||
CMMT | PLEASE NOTE THAT IN CASES WHERE THE CLIENT INSTRUCTS US TO VOTE AGAINST ANY-PROPOSAL TO BE DISCUSSED AT A SHAREHOLDERS MEETING AND THE VOTING WITH-RESPECT TO SUCH PROPOSAL IS DONE BY BALLOT, WE OR OUR DESIGNEE WILL FILL OUT-THE BALLOT IN RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH THE CLIENTS-INSTRUCTIONS. HOWEVER, IF THE VOTING AT THE SHAREHOLDERS MEETING IS DONE BY- ACCLAMATION, WE/OUR DESIGNEE WILL NOT TAKE ANY ACTION IN RESPECT OF THE-RELEVANT PROPOSAL. THANK YOU | Non-Voting | ||||||||
A.1 | THE 2013 BUSINESS OPERATIONS | Non-Voting | ||||||||
A.2 | THE 2013 AUDITED REPORTS | Non-Voting | ||||||||
A.3 | THE STATUS OF MERGER WITH MSTAR SEMICONDUCTOR | Non-Voting | ||||||||
A.4 | THE STATUS OF MERGER WITH RALINK TECHNOLOGY | Non-Voting | ||||||||
B.1 | THE 2013 BUSINESS REPORTS AND FINANCIAL STATEMENTS | Management | For | For | ||||||
B.2 | THE 2013 PROFIT DISTRIBUTION. PROPOSED CASH DIVIDEND:TWD 15 PER SHARE | Management | For | For | ||||||
B.3 | THE REVISION TO THE PROCEDURES OF ASSET ACQUISITION OR DISPOSAL | Management | For | For | ||||||
B.4 | THE REVISION TO THE PROCEDURES OF MONETARY LOANS | Management | For | For |
BANK OF CHINA LTD, BEIJING
| ||||||||
Security | Y0698A107 | Meeting Type | Annual General Meeting | |||||
Ticker Symbol | Meeting Date | 12-Jun-2014 | ||||||
ISIN | CNE1000001Z5 | Agenda | 705321836 - Management | |||||
City | BEIJING | Holding Recon Date | 12-May-2014 | |||||
Country | China | Vote Deadline Date | 09-Jun-2014 | |||||
SEDOL(s) | B154564 - B15ZP90 - B15ZV58 | Quick Code |
Item | Proposal | Type | Vote | For/Against Management
| ||||||
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 303120 DUE TO ADDITION OF-RESOLUTIONS. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AN-D YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | Non-Voting |
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING O-N THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/SEHK/2014/0425/LT N-20140425742.pdf, http://www.hkexnews.hk/listedco/listconews/SEHK/2014/0425/LT N-20140425816.pdf, http://www.hkexnews.hk/listedco/listconews/SEHK/2014/0522/LT N-20140522283.pdf, http://www.hkexnews.hk/listedco/listconews/SEHK/2014/0522/LT N-20140522267.pdf | Non-Voting | ||||||||
1 | TO CONSIDER AND APPROVE THE PROPOSAL REGARDING THE 2013 WORK REPORT OF THE BOARD OF DIRECTORS | Management | For | For | ||||||
2 | TO CONSIDER AND APPROVE THE PROPOSAL REGARDING THE 2013 WORK REPORT OF THE BOARD OF SUPERVISORS | Management | For | For | ||||||
3 | TO CONSIDER AND APPROVE THE PROPOSAL REGARDING THE 2013 ANNUAL FINANCIAL STATEMENTS | Management | For | For | ||||||
4 | TO CONSIDER AND APPROVE THE PROPOSAL REGARDING THE 2013 PROFIT DISTRIBUTION PLAN | Management | For | For | ||||||
5 | TO CONSIDER AND APPROVE THE PROPOSAL REGARDING THE 2014 ANNUAL BUDGET FOR FIXED ASSETS INVESTMENT | Management | For | For | ||||||
6 | TO CONSIDER AND APPROVE THE PROPOSAL REGARDING THE APPOINTMENT OF ERNST & YOUNG HUA MING AS THE BANK’S EXTERNAL AUDITOR FOR 2014 | Management | For | For | ||||||
7 | TO CONSIDER AND APPROVE THE PROPOSAL REGARDING THE CAPITAL MANAGEMENT PLAN OF BANK OF CHINA FOR 2013-2016 | Management | For | For | ||||||
8.1 | TO CONSIDER AND APPROVE THE RE-ELECTION OF MR. ZHANG XIANGDONG AS NON-EXECUTIVE DIRECTOR OF THE BANK | Management | For | For | ||||||
8.2 | TO CONSIDER AND APPROVE THE RE-ELECTION OF MR. ZHANG QI AS NON-EXECUTIVE DIRECTOR OF THE BANK | Management | For | For | ||||||
8.3 | TO CONSIDER AND APPROVE THE RE-ELECTION OF MR. JACKSON TAI AS INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE BANK | Management | For | For | ||||||
8.4 | TO CONSIDER AND APPROVE THE ELECTION OF MR. LIU XIANGHUI AS NON-EXECUTIVE DIRECTOR OF THE BANK | Management | For | For | ||||||
9.1 | TO CONSIDER AND APPROVE THE RE-ELECTION OF MR. MEI XINGBAO AS EXTERNAL SUPERVISOR OF THE BANK | Management | For | For | ||||||
9.2 | TO CONSIDER AND APPROVE THE RE-ELECTION OF MS. BAO GUOMING AS EXTERNAL SUPERVISOR OF THE BANK | Management | For | For | ||||||
10 | TO CONSIDER AND APPROVE THE REMUNERATION PLAN FOR THE CHAIRMAN, EXECUTIVE DIRECTORS, CHAIRMAN OF BOARD OF SUPERVISORS AND SHAREHOLDER REPRESENTATIVE SUPERVISORS OF 2012 | Management | For | For | ||||||
11 | TO CONSIDER AND APPROVE THE PROPOSAL REGARDING THE AMENDMENTS TO THE ARTICLES OF ASSOCIATION | Management | For | For | ||||||
12 | TO CONSIDER AND APPROVE THE PROPOSAL REGARDING THE GENERAL MANDATE TO ISSUE NEW SHARES IN THE TERMS AS FOLLOWS: 12.1 SUBJECT TO THE CONDITIONS IN PARAGRAPHS (I), (II) AND (III) BELOW, THE BOARD BE AND IS HEREBY UNCONDITIONALLY AUTHORIZED, AND BE APPROVED TO DELEGATE THE AUTHORITY TO THE CHAIRMAN OR THE PRESIDENT OF THE BANK, TO EXERCISE, DURING THE RELEVANT PERIOD (AS DEFINED BELOW), ALL POWERS OF THE BANK TO ALLOT, ISSUE AND/OR DEAL IN SEPARATELY OR CONCURRENTLY ADDITIONAL A SHARES AND/OR H SHARES (INCLUDING THOSE ADDITIONAL A SHARES AND/OR H SHARES CONVERTED FROM PREFERENCE SHARES WITH PROVISIONS FOR CONVERSION) AND/OR PREFERENCE SHARES AND TO MAKE, GRANT OR ENTER INTO OFFERS, AGREEMENTS, OPTIONS, CONVERSION RIGHTS OR OTHER RIGHTS (INCLUDING RIGHTS TO RECOVER VOTING RIGHTS) FOR SUCH A SHARES, H SHARES AND/OR PREFERENCE SHARES; (I) SUCH APPROVAL SHALL NOT EXTEND BEYOND THE RELEVANT PERIOD SAVE THAT THE BOARD BE AND IS HEREBY AUTHORIZED, DURING THE RELEVANT PERIOD, TO MAKE, GRANT OR ENTER INTO OFFERS, AGREEMENTS, OPTIONS, CONVERSION RIGHTS OR OTHER RIGHTS (INCLUDING, BUT NOT LIMITED TO, THE RIGHTS TO RECOVER VOTING RIGHTS) FOR SUCH A SHARES, H SHARES AND/OR PREFERENCE SHARES, WHICH REQUIRE OR MAY REQUIRE THE EXERCISE OF SUCH POWERS AFTER THE END OF THE RELEVANT PERIOD; (II) THE NUMBER OF (A) A SHARES AND/OR H SHARES, AND/OR (B) PREFERENCE SHARES (BASED ON THE A SHARES AND/OR H SHARES TO BE FULLY CONVERTED FROM PREFERENCE SHARES AT THE INITIAL COMPULSORY CONVERSION PRICE, OR THE EQUIVALENT NUMBER OF A SHARES AND/OR H SHARES WHICH WOULD RESULT FROM THE SIMULATED CONVERSION OF THE RECOVERED VOTING RIGHTS OF PREFERENCE SHARES AT THE INITIAL SIMULATED CONVERSION PRICE), TO BE ALLOTTED, ISSUED AND/OR DEALT IN OR AGREED CONDITIONALLY OR UNCONDITIONALLY TO BE ALLOTTED, ISSUED AND/OR DEALT IN BY THE BOARD SHALL NOT EXCEED 20% OF THE AGGREGATE NUMBER OF EACH OF THE EXISTING A SHARES AND/OR H SHARES AS AT THE DATE OF THE PASSING OF THIS SPECIAL RESOLUTION; AND (III) THE BOARD SHALL ONLY EXERCISE ITS POWERS GIVEN TO IT BY THIS SPECIAL RESOLUTION IN ACCORDANCE WITH THE COMPANY LAW OF THE PRC AND THE LISTING RULES OF THE PLACES WHERE THE BANK’S SECURITIES ARE LISTED (AS AMENDED FROM TIME TO TIME) AND APPLICABLE LAWS, RULES AND REGULATIONS OF GOVERNMENTAL OR REGULATORY BODIES AND ONLY IF ALL NECESSARY APPROVALS FROM THE CSRC AND OTHER RELEVANT PRC GOVERNMENTAL AUTHORITIES ARE OBTAINED 12.2 FOR THE PURPOSE OF THIS SPECIAL RESOLUTION, “RELEVANT | Management | For | For |
PERIOD” MEANS THE PERIOD FROM THE DATE OF PASSING OF THIS SPECIAL RESOLUTION UNTIL THE EARLIEST OF: (I) THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF THE BANK FOLLOWING THE PASSING OF THIS SPECIAL RESOLUTION; (II) THE EXPIRATION OF THE 12- MONTH PERIOD FOLLOWING THE PASSING OF THIS SPECIAL RESOLUTION; AND (III) THE DATE ON WHICH THE AUTHORITY GRANTED TO THE BOARD SET OUT IN THIS SPECIAL RESOLUTION IS REVOKED OR VARIED BY A SPECIAL RESOLUTION OF THE SHAREHOLDERS IN A SHAREHOLDERS’ MEETING 12.3 BASED ON THE ACTUAL CONDITIONS SUCH AS THE METHOD, CLASS AND NUMBER OF SHARES ISSUED AND THE BANK’S CAPITAL STRUCTURE AFTER SUCH ISSUANCE, THE BOARD SHALL BE AUTHORIZED TO DELEGATE THE AUTHORITY TO THE BOARD SECRETARY TO MAKE, AT THE APPROPRIATE TIME, SUCH AMENDMENTS TO THE ARTICLES OF ASSOCIATION AS APPROPRIATE AND NECESSARY TO REFLECT THE NEW CAPITAL STRUCTURE AND THE REGISTERED CAPITAL (IF APPLICABLE) OF THE BANK, AND TO TAKE ANY OTHER ACTION AND COMPLETE ANY FORMALITY REQUIRED (INCLUDING BUT NOT LIMITED TO THE OBTAINING OF APPROVALS FROM THE RELEVANT REGULATORY AUTHORITIES AND THE HANDLING OF INDUSTRIAL AND COMMERCIAL REGISTRATION AND FILING PROCEDURES) TO GIVE EFFECT TO THE ISSUANCE OF SHARES PURSUANT TO THIS SPECIAL RESOLUTION | ||||||||||
13.1 | TO CONSIDER AND APPROVE THE PROPOSAL REGARDING THE NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES OF THE BANK: TYPE OF SECURITIES TO BE ISSUED AND ISSUE SIZE | Management | For | For | ||||||
13.2 | TO CONSIDER AND APPROVE THE PROPOSAL REGARDING THE NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES OF THE BANK: PAR VALUE AND ISSUE PRICE | Management | For | For | ||||||
13.3 | TO CONSIDER AND APPROVE THE PROPOSAL REGARDING THE NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES OF THE BANK: TERM | Management | For | For | ||||||
13.4 | TO CONSIDER AND APPROVE THE PROPOSAL REGARDING THE NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES OF THE BANK: METHOD OF ISSUANCE AND TARGET INVESTORS | Management | For | For | ||||||
13.5 | TO CONSIDER AND APPROVE THE PROPOSAL REGARDING THE NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES OF THE BANK: MECHANISM OF PARTICIPATION BY HOLDERS OF PREFERENCE SHARES IN DIVIDEND DISTRIBUTION | Management | For | For | ||||||
13.6 | TO CONSIDER AND APPROVE THE PROPOSAL REGARDING THE NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES OF THE BANK: COMPULSORY CONVERSION | Management | For | For | ||||||
13.7 | TO CONSIDER AND APPROVE THE PROPOSAL REGARDING THE NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES OF THE BANK: TERMS OF CONDITIONAL REDEMPTION | Management | For | For | ||||||
13.8 | TO CONSIDER AND APPROVE THE PROPOSAL REGARDING THE NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES OF THE BANK: RESTRICTIONS ON VOTING RIGHTS OF HOLDERS OF PREFERENCE SHARES AND RECOVERY OF VOTING RIGHTS | Management | For | For | ||||||
13.9 | TO CONSIDER AND APPROVE THE PROPOSAL REGARDING THE NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES OF THE BANK: ORDER OF PRIORITY AND METHOD OF LIQUIDATION | Management | For | For | ||||||
13.10 | TO CONSIDER AND APPROVE THE PROPOSAL REGARDING THE NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES OF THE BANK: RATING ARRANGEMENT | Management | For | For | ||||||
13.11 | TO CONSIDER AND APPROVE THE PROPOSAL REGARDING THE NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES OF THE BANK: SECURITY FOR THE ISSUANCE OF PREFERENCE SHARES | Management | For | For | ||||||
13.12 | TO CONSIDER AND APPROVE THE PROPOSAL REGARDING THE NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES OF THE BANK: TERM OF RESTRICTIONS ON TRADE AND TRANSFER OF PREFERENCE SHARES | Management | For | For | ||||||
13.13 | TO CONSIDER AND APPROVE THE PROPOSAL REGARDING THE NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES OF THE BANK: VALIDITY PERIOD OF THE RESOLUTION IN RESPECT OF THE ISSUANCE OF PREFERENCE SHARES | Management | For | For | ||||||
13.14 | TO CONSIDER AND APPROVE THE PROPOSAL REGARDING THE NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES OF THE BANK: TRADING ARRANGEMENT | Management | For | For | ||||||
13.15 | TO CONSIDER AND APPROVE THE PROPOSAL REGARDING THE NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES OF THE BANK: USE OF PROCEEDS FROM THE ISSUANCE OF PREFERENCE SHARES | Management | For | For | ||||||
13.16 | TO CONSIDER AND APPROVE THE PROPOSAL REGARDING THE NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES OF THE BANK: MATTERS RELATING TO AUTHORIZATION OF THE ISSUANCE OF PREFERENCE SHARES | Management | For | For |
14.1 | TO CONSIDER AND APPROVE THE PROPOSAL REGARDING THE NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES OF THE BANK: TYPE OF SECURITIES TO BE ISSUED AND ISSUE SIZE | Management | For | For | ||||||
14.2 | TO CONSIDER AND APPROVE THE PROPOSAL REGARDING THE NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES OF THE BANK: PAR VALUE AND ISSUE PRICE | Management | For | For | ||||||
14.3 | TO CONSIDER AND APPROVE THE PROPOSAL REGARDING THE NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES OF THE BANK: TERM | Management | For | For | ||||||
14.4 | TO CONSIDER AND APPROVE THE PROPOSAL REGARDING THE NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES OF THE BANK: METHOD OF ISSUANCE AND TARGET INVESTORS | Management | For | For | ||||||
14.5 | TO CONSIDER AND APPROVE THE PROPOSAL REGARDING THE NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES OF THE BANK: MECHANISM OF PARTICIPATION BY HOLDERS OF PREFERENCE SHARES IN DIVIDEND DISTRIBUTION | Management | For | For | ||||||
14.6 | TO CONSIDER AND APPROVE THE PROPOSAL REGARDING THE NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES OF THE BANK: COMPULSORY CONVERSION | Management | For | For | ||||||
14.7 | TO CONSIDER AND APPROVE THE PROPOSAL REGARDING THE NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES OF THE BANK: TERMS OF CONDITIONAL REDEMPTION | Management | For | For | ||||||
14.8 | TO CONSIDER AND APPROVE THE PROPOSAL REGARDING THE NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES OF THE BANK: RESTRICTIONS ON VOTING RIGHTS OF HOLDERS OF PREFERENCE SHARES AND RECOVERY OF VOTING RIGHTS | Management | For | For | ||||||
14.9 | TO CONSIDER AND APPROVE THE PROPOSAL REGARDING THE NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES OF THE BANK: ORDER OF PRIORITY AND METHOD OF LIQUIDATION | Management | For | For | ||||||
14.10 | TO CONSIDER AND APPROVE THE PROPOSAL REGARDING THE NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES OF THE BANK: RATING ARRANGEMENT | Management | For | For | ||||||
14.11 | TO CONSIDER AND APPROVE THE PROPOSAL REGARDING THE NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES OF THE BANK: SECURITY FOR THE ISSUANCE OF PREFERENCE SHARES | Management | For | For | ||||||
14.12 | TO CONSIDER AND APPROVE THE PROPOSAL REGARDING THE NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES OF THE BANK: LOCK-UP PERIOD | Management | For | For | ||||||
14.13 | TO CONSIDER AND APPROVE THE PROPOSAL REGARDING THE NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES OF THE BANK: VALIDITY PERIOD OF THE RESOLUTION IN RESPECT OF THE ISSUANCE OF PREFERENCE SHARES | Management | For | For | ||||||
14.14 | TO CONSIDER AND APPROVE THE PROPOSAL REGARDING THE NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES OF THE BANK: TRADING/LISTING ARRANGEMENT | Management | For | For | ||||||
14.15 | TO CONSIDER AND APPROVE THE PROPOSAL REGARDING THE NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES OF THE BANK: USE OF PROCEEDS FROM THE ISSUANCE OF PREFERENCE SHARES | Management | For | For | ||||||
14.16 | TO CONSIDER AND APPROVE THE PROPOSAL REGARDING THE NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES OF THE BANK: MATTERS RELATING TO AUTHORIZATION OF THE ISSUANCE OF PREFERENCE SHARES | Management | For | For | ||||||
15 | TO CONSIDER AND APPROVE THE PROPOSAL REGARDING THE FORMULATING OF THE BANK OF CHINA LIMITED SHAREHOLDER RETURN PLAN FOR 2014 TO 2016 | Management | For | For | ||||||
16 | TO CONSIDER AND APPROVE THE PROPOSAL REGARDING DILUTION OF CURRENT RETURNS AND REMEDIAL MEASURES UPON THE ISSUANCE OF PREFERENCE SHARES | Management | For | For |
KEYENCE CORPORATION
| ||||||||
Security | J32491102 | Meeting Type | Annual General Meeting | |||||
Ticker Symbol | Meeting Date | 12-Jun-2014 | ||||||
ISIN | JP3236200006 | Agenda | 705336445 - Management | |||||
City | OSAKA | Holding Recon Date | 20-Mar-2014 | |||||
Country | Japan | Vote Deadline Date | 02-Jun-2014 | |||||
SEDOL(s) | 5998735 - 6490995 - B02HPZ8 | Quick Code | 68610 |
Item | Proposal | Type | Vote | For/Against Management
| ||||||
1 | Approve Appropriation of Surplus | Management | For | For | ||||||
2 | Amend Articles to: Adopt Reduction of Liability System for Directors, Outside Directors, Corporate Auditors and Outside Corporate Auditors | Management | For | For | ||||||
3.1 | Appoint a Director | Management | For | For | ||||||
3.2 | Appoint a Director | Management | For | For | ||||||
3.3 | Appoint a Director | Management | For | For |
3.4 | Appoint a Director | Management | For | For | ||||||
3.5 | Appoint a Director | Management | For | For | ||||||
3.6 | Appoint a Director | Management | For | For | ||||||
3.7 | Appoint a Director | Management | For | For | ||||||
3.8 | Appoint a Director | Management | For | For | ||||||
3.9 | Appoint a Director | Management | For | For | ||||||
4 | Appoint a Corporate Auditor | Management | For | For | ||||||
5 | Amend the Compensation to be received by Directors | Management | For | For |
TOYOTA MOTOR CORPORATION
| ||||||||
Security | J92676113 | Meeting Type | Annual General Meeting | |||||
Ticker Symbol | Meeting Date | 17-Jun-2014 | ||||||
ISIN | JP3633400001 | Agenda | 705323880 - Management | |||||
City | AICHI | Holding Recon Date | 31-Mar-2014 | |||||
Country | Japan | Vote Deadline Date | 15-Jun-2014 | |||||
SEDOL(s) | 0851435 - 2205870 - 4871503 - 6900643 - B1YYWK8 | Quick Code | 72030 |
Item | Proposal | Type | Vote | For/Against Management
| ||||||
Please reference meeting materials. | Non-Voting | |||||||||
1 | Approve Appropriation of Surplus | Management | For | For | ||||||
2.1 | Appoint a Director | Management | For | For | ||||||
2.2 | Appoint a Director | Management | For | For | ||||||
2.3 | Appoint a Director | Management | For | For | ||||||
2.4 | Appoint a Director | Management | For | For | ||||||
2.5 | Appoint a Director | Management | For | For | ||||||
2.6 | Appoint a Director | Management | For | For | ||||||
2.7 | Appoint a Director | Management | For | For | ||||||
2.8 | Appoint a Director | Management | For | For | ||||||
2.9 | Appoint a Director | Management | For | For | ||||||
2.10 | Appoint a Director | Management | For | For | ||||||
2.11 | Appoint a Director | Management | For | For | ||||||
2.12 | Appoint a Director | Management | For | For | ||||||
2.13 | Appoint a Director | Management | For | For | ||||||
2.14 | Appoint a Director | Management | For | For | ||||||
2.15 | Appoint a Director | Management | For | For | ||||||
3.1 | Appoint a Corporate Auditor | Management | For | For | ||||||
3.2 | Appoint a Corporate Auditor | Management | For | For | ||||||
4 | Appoint a Substitute Corporate Auditor | Management | For | For | ||||||
5 | Approve Payment of Bonuses to Directors | Management | For | For | ||||||
6 | Approve Delegation of Authority to the Board of Directors to Determine Details of Disposition of Own Shares through a Third Party Allotment | Management | For | For |
YAHOO JAPAN CORPORATION
| ||||||||
Security | J95402103 | Meeting Type | Annual General Meeting | |||||
Ticker Symbol | Meeting Date | 19-Jun-2014 | ||||||
ISIN | JP3933800009 | Agenda | 705347070 - Management | |||||
City | TOKYO | Holding Recon Date | 31-Mar-2014 | |||||
Country | Japan | Vote Deadline Date | 17-Jun-2014 | |||||
SEDOL(s) | 5808942 - 6084848 - B0506Z1 - B1CGSF3 - BHZL2K0 | Quick Code | 46890 |
Item | Proposal | Type | Vote | For/Against Management
| ||||||
Please reference meeting materials. | Non-Voting | |||||||||
1.1 | Appoint a Director | Management | For | For | ||||||
1.2 | Appoint a Director | Management | For | For | ||||||
1.3 | Appoint a Director | Management | For | For | ||||||
1.4 | Appoint a Director | Management | For | For | ||||||
1.5 | Appoint a Director | Management | For | For | ||||||
1.6 | Appoint a Director | Management | For | For | ||||||
1.7 | Appoint a Director | Management | For | For |
TAIWAN SEMICONDUCTOR MANUFACTURING CO LTD, HSINCHU
| ||||||||
Security | Y84629107 | Meeting Type | Annual General Meeting | |||||
Ticker Symbol | Meeting Date | 24-Jun-2014 | ||||||
ISIN | TW0002330008 | Agenda | 705337271 - Management | |||||
City | HSINCHU | Holding Recon Date | 25-Apr-2014 | |||||
Country | Taiwan, Province of China | Vote Deadline Date | 16-Jun-2014 | |||||
SEDOL(s) | 6889106 - B16TKV8 | Quick Code |
Item | Proposal | Type | Vote | For/Against Management
| ||||||
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 284064 DUE TO DELETION OF-RESOLUTION. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND-YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | Non-Voting | ||||||||
CMMT | PLEASE NOTE THAT IN CASES WHERE THE CLIENT INSTRUCTS US TO VOTE AGAINST ANY PR-OPOSAL TO BE DISCUSSED AT A SHAREHOLDERS MEETING AND THE VOTING WITH RESPECT T-O SUCH PROPOSAL IS DONE BY BALLOT, WE OR OUR DESIGNEE WILL FILL OUT THE BALLOT-IN RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH THE CLIENTS INSTRUCTIONS. HOWE-VER, IF THE VOTING AT THE SHAREHOLDERS MEETING IS DONE BY ACCLAMATION, WE/OUR-DESIGNEE WILL NOT TAKE ANY ACTION IN RESPECT OF THE RELEVANT PROPOSAL. THANK Y-OU | Non-Voting | ||||||||
A.1 | THE BUSINESS OF 2013 | Non-Voting | ||||||||
A.2 | AUDIT COMMITTEES REVIEW REPORT | Non-Voting | ||||||||
A.3 | TO REPORT THE ISSUANCE OF UNSECURED STRAIGHT CORPORATE BOND | Non-Voting | ||||||||
B.1 | TO ACCEPT 2013 BUSINESS REPORT AND FINANCIAL STATEMENTS | Management | For | For | ||||||
B.2 | TO APPROVE THE PROPOSAL FOR DISTRIBUTION OF 2013 PROFITS. (CASH DIVIDEND NT3.0 PER SHARE) | Management | For | For | ||||||
B.3 | TO REVISE THE FOLLOWING INTERNAL RULES: 1. PROCEDURES FOR ACQUISITION OR DISPOSAL OF ASSETS. 2. PROCEDURES FOR FINANCIAL DERIVATIVES TRANSACTIONS. | Management | For | For |
NOMURA HOLDINGS, INC.
| ||||||||
Security | J59009159 | Meeting Type | Annual General Meeting | |||||
Ticker Symbol | Meeting Date | 25-Jun-2014 | ||||||
ISIN | JP3762600009 | Agenda | 705335847 - Management | |||||
City | TOKYO | Holding Recon Date | 31-Mar-2014 | |||||
Country | Japan | Vote Deadline Date | 23-Jun-2014 | |||||
SEDOL(s) | 4601045 - 4644879 - 6643108 - 6650487 - B02JR69 - B0CRGP5 - B17H033 | Quick Code | 86040 |
Item | Proposal | Type | Vote | For/Against Management
| ||||||
Please reference meeting materials. | Non-Voting | |||||||||
1.1 | Appoint a Director | Management | For | For | ||||||
1.2 | Appoint a Director | Management | For | For | ||||||
1.3 | Appoint a Director | Management | For | For | ||||||
1.4 | Appoint a Director | Management | For | For | ||||||
1.5 | Appoint a Director | Management | For | For | ||||||
1.6 | Appoint a Director | Management | For | For | ||||||
1.7 | Appoint a Director | Management | For | For | ||||||
1.8 | Appoint a Director | Management | For | For | ||||||
1.9 | Appoint a Director | Management | For | For | ||||||
1.10 | Appoint a Director | Management | For | For | ||||||
1.11 | Appoint a Director | Management | For | For |
COCA-COLA HBC AG, STEINHAUSEN
| ||||||||
Security | H1512E100 | Meeting Type | Annual General Meeting | |||||
Ticker Symbol | Meeting Date | 25-Jun-2014 | ||||||
ISIN | CH0198251305 | Agenda | 705409767 - Management | |||||
City | ZUG | Holding Recon Date | 23-Jun-2014 | |||||
Country | Switzerland | Vote Deadline Date | 13-Jun-2014 | |||||
SEDOL(s) | B7VQST0 - B976NB5 - B9895B7 - B9F8Y32 | Quick Code |
Item | Proposal | Type | Vote | For/Against Management
| ||||||
CMMT | PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE REQUESTS-ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE REGISTRATION O-F SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT FOR MEETINGS OF-THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A REGISTERED LOCATION AT-THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL SUB-CUSTODIANS MAY VARY. UPO-N RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A MARKER MAY BE PLACED-ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND RE- REGISTRATION FOLLOWING A TRA-DE. THEREFORE WHILST THIS DOES NOT PREVENT THE TRADING OF SHARES, ANY THAT ARE-REGISTERED MUST BE FIRST DEREGISTERED IF REQUIRED FOR SETTLEMENT. DEREGISTRAT-ION CAN AFFECT THE VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE CONCERNS REGARDI-NG YOUR ACCOUNTS, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE | Non-Voting | ||||||||
1 | RECEIPT OF THE 2013 UK ANNUAL REPORT AND THE 2012/2013 REPORT ON FINANCIAL STATEMENTS AND OTHER INFORMATION REQUIRED UNDER SWISS LAW, AS WELL AS APPROVAL OF THE ANNUAL MANAGEMENT REPORT, THE STAND-ALONE FINANCIAL STATEMENTS AND THE CONSOLIDATED FINANCIAL STATEMENTS | Management | For | For | ||||||
2 | ADVISORY VOTE ON THE REMUNERATION REPORT | Management | For | For | ||||||
3 | ADVISORY VOTE ON THE REMUNERATION POLICY | Management | For | For | ||||||
4 | TO DECLARE A DIVIDEND OF EUR 0.354 ON EACH ORDINARY REGISTERED SHARE OF COCA-COLA HBC AG WITH A PAR VALUE OF CHF 6.70 OUT OF THE GENERAL CAPITAL CONTRIBUTION RESERVE, AS SHOWN IN THE STAND-ALONE FINANCIAL STATEMENTS (CAPPED AT AN AMOUNT OF CHF 200,000,000) | Management | For | For | ||||||
5 | DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS AND THE MEMBERS OF THE OPERATING COMMITTEE | Management | For | For | ||||||
6 | TO AMEND ARTICLES 11 NO. 2, 5 AND 6, 16 PARA. 2 AND 5, 18, 23 PARA. 1, 24 PARA. 1 AND 3, 25 PARA. 3 NO. 7, 27, 30, 32 THROUGH 39 OF THE ARTICLES OF ASSOCIATION OF COCA-COLA HBC AG (PLUS CERTAIN EDITORIAL CHANGES). THIS IS MADE IN ORDER TO ADDRESS THE REQUIREMENTS OF THE SWISS ORDINANCE AGAINST EXCESSIVE COMPENSATION IN LISTED COMPANIES, WHICH ENTERED INTO FORCE ON 1 JANUARY 2014 | Management | For | For | ||||||
7.1.1 | RE-ELECTION OF GEORGE A. DAVID AS A MEMBER OF THE BOARD OF DIRECTORS AND ELECTION AS THE CHAIRMAN OF THE BOARD OF DIRECTORS | Management | For | For | ||||||
7.1.2 | RE-ELECTION OF ANTONIO D AMATO AS A MEMBER OF THE BOARD OF DIRECTORS AND ELECTION AS A MEMBER OF THE REMUNERATION COMMITTEE | Management | For | For | ||||||
7.1.3 | RE-ELECTION OF SIR MICHAEL LLEWELLYN-SMITH AS A MEMBER OF THE BOARD OF DIRECTORS AND ELECTION AS A MEMBER OF THE REMUNERATION COMMITTEE | Management | For | For | ||||||
7.1.4 | RE-ELECTION OF SUSAN KILSBY AS A MEMBER OF THE BOARD OF DIRECTORS AND ELECTION AS A MEMBER OF THE REMUNERATION COMMITTEE | Management | For | For | ||||||
7.1.5 | RE-ELECTION OF DIMITRIS LOIS AS A MEMBER OF THE BOARD OF DIRECTORS | Management | For | For | ||||||
7.1.6 | RE-ELECTION OF ANASTASSIS G. DAVID AS A MEMBER OF THE BOARD OF DIRECTORS | Management | For | For | ||||||
7.1.7 | RE-ELECTION OF IRIAL FINAN AS A MEMBER OF THE BOARD OF DIRECTORS | Management | For | For | ||||||
7.1.8 | RE-ELECTION OF CHRISTOS IOANNOU AS A MEMBER OF THE BOARD OF DIRECTORS | Management | For | For | ||||||
7.1.9 | RE-ELECTION OF NIGEL MACDONALD AS A MEMBER OF THE BOARD OF DIRECTORS | Management | For | For | ||||||
7.2.1 | ELECTION OF CHRISTO LEVENTIS AS A MEMBER OF THE BOARD OF DIRECTORS | Management | For | For | ||||||
7.2.2 | ELECTION OF ANASTASIOS I. LEVENTIS AS A MEMBER OF THE BOARD OF DIRECTORS | Management | For | For | ||||||
7.2.3 | ELECTION OF JOSE OCTAVIO REYES AS A MEMBER OF THE BOARD OF DIRECTORS | Management | For | For | ||||||
7.2.4 | ELECTION OF JOHN P. SECHI AS A MEMBER OF THE BOARD OF DIRECTORS | Management | For | For | ||||||
8 | TO ELECT MS. INES POESCHEL, KELLERHALS ATTORNEYS AT LAW, ZURICH, SWITZERLAND, AS THE INDEPENDENT PROXY OF COCA-COLA HBC AG | Management | For | For | ||||||
9.1 | RE-ELECT PRICEWATERHOUSECOOPERS AG, SWITZERLAND, AS THE STATUTORY AUDITOR OF COCA- COLA HBC AG | Management | For | For | ||||||
9.2 | APPROVE, BY WAY OF AN ADVISORY VOTE, THE RE- APPOINTMENT OF PRICEWATERHOUSECOOPERS S.A., GREECE, AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF COCA-COLA HBC AG FOR THE PURPOSES OF REPORTING UNDER THE APPLICABLE RULES OF THE UK S FINANCIAL CONDUCT AUTHORITY AND UNITED STATES SECURITIES LAWS | Management | For | For | ||||||
9.3 | RE-ELECT ERNST & YOUNG AG, SWITZERLAND, AS AUDIT EXPERT FOR AUDITS OF CAPITAL INCREASES | Management | For | For | ||||||
CMMT | PLEASE NOTE THAT IF YOU HOLD CDI SHARES AND PARTICIPATE IN THIS MEETING, YOUR-SHARES WILL BE TRANSFERRED TO AN ESCROW ACCOUNT BY YOUR CUSTODIAN. SHARES MAY-BE BLOCKED DURING THIS TIME | Non-Voting |
CHINA CONSTRUCTION BANK CORPORATION, BEIJING
| ||||||||
Security | Y1397N101 | Meeting Type | Annual General Meeting | |||||
Ticker Symbol | Meeting Date | 26-Jun-2014 | ||||||
ISIN | CNE1000002H1 | Agenda | 705227026 - Management | |||||
City | HONG KONG | Holding Recon Date | 26-May-2014 | |||||
Country | China | Vote Deadline Date | 23-Jun-2014 | |||||
SEDOL(s) | B0LMTQ3 - B0N9XH1 - B0YK577 | Quick Code |
Item | Proposal | Type | Vote | For/Against Management
| ||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEHK/2014/0427/LT N20140427043.pdf-AND- http://www.hkexnews.hk/listedco/listconews/SEHK/2014/0427/LT N20140427031.pdf | Non-Voting | ||||||||
1 | THE 2013 REPORT OF BOARD OF DIRECTORS | Management | For | For | ||||||
2 | THE 2013 REPORT OF BOARD OF SUPERVISORS | Management | For | For | ||||||
3 | THE 2013 FINAL FINANCIAL ACCOUNTS | Management | For | For | ||||||
4 | THE 2013 PROFIT DISTRIBUTION PLAN | Management | For | For | ||||||
5 | BUDGET OF 2014 FIXED ASSETS INVESTMENT | Management | For | For | ||||||
6 | THE APPOINTMENT OF ACCOUNTING FIRM FOR 2014 | Management | For | For | ||||||
7 | THE RE-ELECTION OF MR. DONG SHI AS A NON-EXECUTIVE DIRECTOR OF THE BANK | Management | For | For | ||||||
8 | THE ELECTION OF MR. GUO YOU AS A SHAREHOLDER REPRESENTATIVE SUPERVISOR OF THE BANK | Management | For | For | ||||||
9 | THE PLAN ON AUTHORISATION TO THE BOARD OF DIRECTORS GRANTED BY SHAREHOLDERS’ GENERAL MEETING | Management | For | For |
OIL COMPANY LUKOIL OJSC, MOSCOW
| ||||||||
Security | 677862104 | Meeting Type | Annual General Meeting | |||||
Ticker Symbol | Meeting Date | 26-Jun-2014 | ||||||
ISIN | US6778621044 | Agenda | 705285787 - Management | |||||
City | MOSCOW | Holding Recon Date | 12-May-2014 | |||||
Country | Russian Federation | Vote Deadline Date | 12-Jun-2014 | |||||
SEDOL(s) | 2537432 - 2538822 - 3189876 - 5060388 - B0330Z0 - B442LL7 - B9DK6C3 - BGHVTJ9 - BHZLLP8 | Quick Code |
Item | Proposal | Type | Vote | For/Against Management
| ||||||
1 | TO APPROVE THE ANNUAL REPORT OF OAO “LUKOIL” FOR 2013 AND THE ANNUAL FINANCIAL STATEMENTS, INCLUDING THE INCOME STATEMENT OF THE COMPANY, AND ALSO THE DISTRIBUTION OF PROFITS FOR THE 2013 FINANCIAL YEAR AS FOLLOWS: THE NET PROFIT OF OAO “LUKOIL” BASED ON THE RESULTS OF THE 2013 FINANCIAL YEAR WAS 209,870,651,000 ROUBLES. THE NET PROFIT IN THE AMOUNT OF 51,033,795,300 ROUBLES BASED ON THE RESULTS OF THE 2013 FINANCIAL YEAR (EXCLUDING THE PROFIT DISTRIBUTED AS DIVIDENDS OF 42,528,162,750 ROUBLES FOR THE FIRST SIX MONTHS OF 2013) BE DISTRIBUTED FOR THE PAYMENT OF DIVIDENDS. THE REST OF THE NET PROFIT SHALL BE LEFT UNDISTRIBUTED. TO PAY DIVIDENDS ON ORDINARY SHARES OF OAO“LUKOIL” BASED ON THE RESULTS FOR 2013 FINANCIAL YEAR IN THE AMOUNT OF 60 ROUBLES PER ORDINARY SHARE (EXCLUDING THE INTERIM DIVIDENDS OF 50 ROUBLES PER CONTD | Management | For | For | ||||||
CONT | CONTD ORDINARY SHARE PAID FOR THE FIRST SIX MONTHS OF 2013). THE TOTAL AMOUNT-OF DIVIDENDS PAYABLE FOR THE 2013 FINANCIAL YEAR INCLUDING THE EARLIER PAID-INTERIM DIVIDENDS WILL BE 110 ROUBLES PER ORDINARY SHARE. THE DIVIDENDS OF 60-ROUBLES PER ORDINARY SHARE BE PAID USING MONETARY FUNDS FROM THE ACCOUNT OF-OAO “LUKOIL”:-DIVIDEND PAYMENTS TO NOMINEE SHAREHOLDERS AND TRUST MANAGERS-WHO ARE PROFESSIONAL MARKET PARTICIPANTS REGISTERED IN THE SHAREHOLDER- REGISTER OF OAO “LUKOIL” TO BE MADE WITHIN 10 BUSINESS DAYS AFTER THE DATE ON-WHICH PERSONS ENTITLED TO RECEIVE DIVIDENDS ARE DETERMINED,- DIVIDEND PAYMENTS-TO OTHER PERSONS REGISTERED IN THE SHAREHOLDER REGISTER OF OAO “LUKOIL” TO BE- MADE WITHIN 25 BUSINESS DAYS AFTER THE DATE ON WHICH PERSONS TO RECEIVE-DIVIDENDS ARE DETERMINED. THE COSTS ON THE TRANSFER OF DIVIDENDS, CONTD | Non-Voting |
CONT | CONTD REGARDLESS OF THE MEANS, WILL BE PAID BY OAO “LUKOIL”. TO SET 15 JULY-2014 AS THE DATE ON WHICH PERSONS ENTITLED TO RECEIVE DIVIDENDS BASED ON THE-RESULTS OF THE 2013 FINANCIAL YEAR WILL BE DETERMINED | Non-Voting | ||||||||
CMMT | PLEASE NOTE CUMULATIVE VOTING APPLIES TO THIS RESOLUTION REGARDING THE-ELECTION OF DIRECTORS. OUT OF THE 12 DIRECTORS PRESENTED FOR ELECTION, YOU-CAN ONLY VOTE FOR 11 DIRECTORS. THE LOCAL AGENT IN THE MARKET WILL APPLY-CUMULATIVE VOTING EVENLY AMONG ONLY DIRECTORS FOR WHOM YOU VOTE “FOR”.-CUMULATIVE VOTES CANNOT BE APPLIED UNEVENLY AMONG DIRECTORS VIA PROXYEDGE.- STANDING INSTRUCTIONS HAVE BEEN REMOVED FOR THIS MEETING. PLEASE CONTACT YOUR-CLIENT SERVICE REPRESENTATIVE WITH ANY QUESTIONS. | Non-Voting | ||||||||
2.1 | TO ELECT MEMBER OF THE BOARD OF DIRECTORS: ALEKPEROV, VAGIT YUSUFOVICH | Management | For | For | ||||||
2.2 | TO ELECT MEMBER OF THE BOARD OF DIRECTORS: BLAZHEEV, VICTOR VLADIMIROVICH | Management | For | For | ||||||
2.3 | TO ELECT MEMBER OF THE BOARD OF DIRECTORS: GRAYFER, VALERY ISAAKOVICH | Management | For | For | ||||||
2.4 | TO ELECT MEMBER OF THE BOARD OF DIRECTORS: IVANOV, IGOR SERGEEVICH | Management | For | For | ||||||
2.5 | TO ELECT MEMBER OF THE BOARD OF DIRECTORS: KOCHKUROV, SERGEI ALEKSEEVICH | Management | For | For | ||||||
2.6 | TO ELECT MEMBER OF THE BOARD OF DIRECTORS: MAGANOV, RAVIL ULFATOVICH | Management | For | For | ||||||
2.7 | TO ELECT MEMBER OF THE BOARD OF DIRECTORS: MATZKE, RICHARD | Management | For | For | ||||||
2.8 | TO ELECT MEMBER OF THE BOARD OF DIRECTORS: MIKHAILOV, SERGEI ANATOLIEVICH | Management | For | For | ||||||
2.9 | TO ELECT MEMBER OF THE BOARD OF DIRECTORS: MOBIUS, MARK | Management | For | For | ||||||
2.10 | TO ELECT MEMBER OF THE BOARD OF DIRECTORS: MOSCATO, GUGLIELMO ANTONIO CLAUDIO | Management | For | For | ||||||
2.11 | TO ELECT MEMBER OF THE BOARD OF DIRECTORS: PICTET, IVAN | Management | For | For | ||||||
2.12 | TO ELECT MEMBER OF THE BOARD OF DIRECTORS: FEDUN, LEONID ARNOLDOVICH | Management | For | For | ||||||
3.1 | TO ELECT THE AUDIT COMMISSION: MAKSIMOV, MIKHAIL BORISOVICH | Management | For | For | ||||||
3.2 | TO ELECT THE AUDIT COMMISSION: SULOEV, PAVEL ALEKSANDROVICH | Management | For | For | ||||||
3.3 | TO ELECT THE AUDIT COMMISSION: SURKOV, ALEKSANDR VIKTOROVICH | Management | For | For | ||||||
4.1 | TO PAY REMUNERATION AND REIMBURSE EXPENSES TO MEMBERS OF THE BOARD OF DIRECTORS OF OAO “LUKOIL” PURSUANT TO APPENDIX NO. 1 HERETO | Management | For | For | ||||||
4.2 | TO ESTABLISH REMUNERATION FOR THE NEWLY ELECTED MEMBERS OF THE BOARD OF DIRECTORS OF OAO “LUKOIL” PURSUANT TO APPENDIX NO. 2 HERETO | Management | For | For | ||||||
5.1 | TO PAY REMUNERATION TO EACH OF THE MEMBERS OF THE AUDIT COMMISSION OF OAO “LUKOIL” IN THE FOLLOWING AMOUNTS: M.B.MAKSIMOV-2,730,000 ROUBLES; V.N.NIKITENKO-2,730,000 ROUBLES; A.V.SURKOV-2,730,000 ROUBLES | Management | For | For | ||||||
5.2 | TO ESTABLISH THE FOLLOWING AMOUNT OF REMUNERATION FOR THE NEWLY ELECTED MEMBERS OF THE AUDIT COMMISSION OF OAO “LUKOIL”-3,000,000 ROUBLES | Management | For | For | ||||||
6 | TO APPROVE THE INDEPENDENT AUDITOR OF OAO “LUKOIL”-CLOSED JOINT STOCK COMPANY KPMG | Management | For | For | ||||||
7 | TO APPROVE AMENDMENTS AND ADDENDA TO THE CHARTER OF OPEN JOINT STOCK COMPANY “OIL COMPANY “LUKOIL”, PURSUANT TO THE APPENDIX HERETO | Management | For | For | ||||||
8 | TO APPROVE AMENDMENTS AND ADDENDA TO THE REGULATIONS ON THE PROCEDURE FOR PREPARING AND HOLDING THE GENERAL SHAREHOLDERS MEETING OF “LUKOIL”, PURSUANT TO THE APPENDIX HERETO | Management | For | For | ||||||
9.1 | POLICY (CONTRACT) ON INSURING THE LIABILITY OF DIRECTORS, OFFICERS AND CORPORATIONS BETWEEN OAO “LUKOIL” (POLICYHOLDER) AND JOINT STOCK COMPANY (KAPITAL INSURANCE) (INSURER) | Management | For | For | ||||||
9.2 | SUPPLEMENTAL AGREEMENT TO LOAN AGREEMENT NO. 0810843 OF OCTOBER 13, 2008 BETWEEN OAO “LUKOIL” (BORROWER) AND OAO RITEK (LENDER) EFFECTIVE NOVEMBER 6, 2013, HOLDERS OF RUSSIAN SECURITIES ARE REQUIRED TO DISCLOSE THEIR NAME, ADDRESS AND NUMBER OF SHARES AS A CONDITION TO VOTING | Management | For | For | ||||||
CMMT | 27 MAY 2014: PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF TIME AND LO-CATION. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLES-S YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting |
DAIWA SECURITIES GROUP INC.
| ||||||||
Security | J11718111 | Meeting Type | Annual General Meeting | |||||
Ticker Symbol | Meeting Date | 26-Jun-2014 | ||||||
ISIN | JP3502200003 | Agenda | 705335859 - Management | |||||
City | TOKYO | Holding Recon Date | 31-Mar-2014 | |||||
Country | Japan | Vote Deadline Date | 24-Jun-2014 | |||||
SEDOL(s) | 0250797 - 4253145 - 4263467 - 4276830 - 4743088 - 6251448 - B021NV2 - B0K3NN2 - BJ05267 | Quick Code | 86010 |
Item | Proposal | Type | Vote | For/Against Management
| ||||||
Please reference meeting materials. | Non-Voting | |||||||||
1 | Amend Articles to: Approve Revisions Related to the New Capital Adequacy Requirements - Basel III | Management | For | For | ||||||
2.1 | Appoint a Director | Management | For | For | ||||||
2.2 | Appoint a Director | Management | For | For | ||||||
2.3 | Appoint a Director | Management | For | For | ||||||
2.4 | Appoint a Director | Management | For | For | ||||||
2.5 | Appoint a Director | Management | For | For | ||||||
2.6 | Appoint a Director | Management | For | For | ||||||
2.7 | Appoint a Director | Management | For | For | ||||||
2.8 | Appoint a Director | Management | For | For | ||||||
2.9 | Appoint a Director | Management | For | For | ||||||
2.10 | Appoint a Director | Management | For | For | ||||||
2.11 | Appoint a Director | Management | For | For | ||||||
2.12 | Appoint a Director | Management | For | For | ||||||
2.13 | Appoint a Director | Management | For | For | ||||||
3 | Approve Issuance of Share Acquisition Rights as Stock Options for Corporate Officers and Employees of the Company and Affiliated Companies | Management | For | For |
TESCO PLC, CHESHUNT
| ||||||||
Security | G87621101 | Meeting Type | Annual General Meeting | |||||
Ticker Symbol | Meeting Date | 27-Jun-2014 | ||||||
ISIN | GB0008847096 | Agenda | 705321634 - Management | |||||
City | LONDON | Holding Recon Date | 25-Jun-2014 | |||||
Country | United Kingdom | Vote Deadline Date | 23-Jun-2014 | |||||
SEDOL(s) | 0884709 - 5469491 - 5474860 - B02S3J1 - BH7JXZ4 | Quick Code |
Item | Proposal | Type | Vote | For/Against Management
| ||||||
1 | TO RECEIVE THE REPORTS AND ACCOUNTS | Management | For | For | ||||||
2 | TO APPROVE THE DIRECTORS’ REMUNERATION REPORT | Management | For | For | ||||||
3 | TO APPROVE THE DIRECTORS’ REMUNERATION POLICY | Management | For | For | ||||||
4 | TO DECLARE A FINAL DIVIDEND: 10.13 PENCE PER ORDINARY SHARE | Management | For | For | ||||||
5 | TO ELECT MARK ARMOUR AS A DIRECTOR | Management | For | For | ||||||
6 | TO RE-ELECT SIR RICHARD BROADBENT AS A DIRECTOR | Management | For | For | ||||||
7 | TO RE-ELECT PHILIP CLARKE AS A DIRECTOR | Management | For | For | ||||||
8 | TO RE-ELECT GARETH BULLOCK AS A DIRECTOR | Management | For | For | ||||||
9 | TO RE-ELECT PATRICK CESCAU AS A DIRECTOR | Management | For | For | ||||||
10 | TO RE-ELECT STUART CHAMBERS AS A DIRECTOR | Management | For | For | ||||||
11 | TO RE-ELECT OLIVIA GARFIELD AS A DIRECTOR | Management | For | For | ||||||
12 | TO RE-ELECT KEN HANNA AS A DIRECTOR | Management | For | For | ||||||
13 | TO RE-ELECT DEANNA OPPENHEIMER AS A DIRECTOR | Management | For | For | ||||||
14 | TO RE-ELECT JACQUELINE TAMMENOMS BAKKER AS A DIRECTOR | Management | For | For | ||||||
15 | TO RE-APPOINT THE AUDITORS: PRICEWATERHOUSECOOPERS LLP | Management | For | For | ||||||
16 | TO AUTHORISE THE DIRECTORS TO DETERMINE THE AUDITORS’ REMUNERATION | Management | For | For | ||||||
17 | TO AUTHORISE THE DIRECTORS TO ALLOT SHARES | Management | For | For | ||||||
18 | TO DISAPPLY PRE-EMPTION RIGHTS | Management | For | For | ||||||
19 | TO AUTHORISE THE COMPANY TO PURCHASE ITS OWN SHARES | Management | For | For | ||||||
20 | TO AUTHORISE POLITICAL DONATIONS BY THE COMPANY AND ITS SUBSIDIARIES | Management | For | For | ||||||
21 | TO AUTHORISE SHORT NOTICE GENERAL MEETINGS | Management | For | For |
GAZPROM OAO, MOSCOW
| ||||||||
Security | 368287207 | Meeting Type | Annual General Meeting | |||||
Ticker Symbol | Meeting Date | 27-Jun-2014 | ||||||
ISIN | US3682872078 | Agenda | 705335114 - Management | |||||
City | TBD | Holding Recon Date | 08-May-2014 | |||||
Country | Russian Federation | Vote Deadline Date | 16-Jun-2014 | |||||
SEDOL(s) | 2016629 - 5140989 - 5259528 - B54DNZ5 - BJ04DJ4 | Quick Code |
Item | Proposal | Type | Vote | For/Against Management
| ||||||
CMMT | PLEASE NOTE THAT BECAUSE OF THE SIZE OF THE AGENDA [122 RESOLUTIONS] FOR THE G-AZPROM OF RUSSIA MEETING. THE AGENDA HAS BEEN BROKEN UP AMONG TWO INDIVIDUAL M-EETINGS. THE MEETING IDS AND HOW THE RESOLUTIONS HAVE BEEN BROKEN OUT ARE AS F-OLLOWS: MEETING ID 343638 [RESOLUTIONS 1 THROUGH 11.80] AND MID 343717 [RESOLU-TIONS 12.1 THROUGH 13.18]. IN ORDER TO VOTE ON THE COMPLETE AGENDA OF THIS MEE-TING YOU MUST VOTE ON BOTH THE MEETINGS. | Non-Voting | ||||||||
1 | APPROVE THE ANNUAL REPORT OF JSC GAZPROM FOR 2013 | Management | For | For | ||||||
2 | APPROVE THE ANNUAL ACCOUNTING STATEMENTS OF JSC GAZPROM FOR 2013 | Management | For | For | ||||||
3 | APPROVE THE DISTRIBUTION OF COMPANY PROFITS AS OF THE END OF 2013 | Management | For | For | ||||||
4 | APPROVE THE AMOUNT, TIMELINE AND FORM OF PAYMENT FOR YEAR-END DIVIDENDS ON COMPANY SHARES AS PROPOSED BY THE BOARD OF DIRECTORS OF THE COMPANY, AND THE DATE AS OF WHICH PERSONS ENTITLED TO DIVIDENDS ARE IDENTIFIED: PAY OUT ANNUAL DIVIDENDS BASED ON PERFORMANCE OF THE COMPANY IN 2013 IN CASH FORM IN AN AMOUNT OF 7 RUBLES 20 KOPECKS ON A COMMON SHARE OF JSC GAZPROM WITH A PAR VALUE OF 5 RUBLES; SET 17 JULY 2014 AS THE DATE AS OF WHICH PERSONS ENTITLED TO DIVIDENDS ARE IDENTIFIED; SET 31 JULY 2014 AS THE DATE BY WHICH DIVIDENDS SHALL BE PAID TO NOMINEE HOLDERS AND TRUSTEES WHO ARE SECURITY MARKET PROFESSIONALS RECORDED IN THE REGISTER OF SHAREHOLDERS OF JSC GAZPROM; SET 21 AUGUST 2014 AS THE DATE BY WHICH DIVIDENDS SHALL BE PAID TO OTHER PERSONS RECORDED IN THE REGISTER OF SHAREHOLDERS OF JSC GAZPROM | Management | For | For | ||||||
5 | APPROVE CLOSED JOINT STOCK COMPANY PRICEWATERHOUSECOOPERS AUDIT AS THE COMPANY’S EXTERNAL AUDITOR | Management | For | For | ||||||
6 | PAY OUT REMUNERATIONS TO MEMBERS OF THE BOARD OF DIRECTORS IN THE AMOUNTS SUGGESTED BY THE BOARD OF DIRECTORS | Management | For | For | ||||||
7 | PAY OUT REMUNERATIONS TO MEMBERS OF THE AUDIT COMMISSION IN THE AMOUNTS SUGGESTED BY THE COMPANY BOARD OF DIRECTORS | Management | For | For | ||||||
8 | APPROVE AMENDMENTS TO THE JSC GAZPROM CHARTER | Management | For | For | ||||||
9 | APPROVE AMENDMENTS TO THE REGULATION ON THE JSC GAZPROM BOARD OF DIRECTORS | Management | For | For | ||||||
10 | APPROVE, AS A RELATED-PARTY TRANSACTION, THE CONCLUSION OF A SURETY AGREEMENT BETWEEN JSC GAZPROM AND SOUTH STREAM TRANSPORT B.V., WHICH IS ALSO A MAJOR TRANSACTION SUBJECT TO ENGLISH LAW, PURSUANT TO WHICH JSC GAZPROM GRATUITOUSLY UNDERTAKES TO SOUTH STREAM TRANSPORT B.V. TO ENSURE THE PERFORMANCE OF ALL OBLIGATIONS OF LLC GAZPROM EXPORT (THE BENEFICIARY) UNDER THE GAS TRANSMISSION AGREEMENT VIA THE SOUTH STREAM PIPELINE ENTERED INTO BY AND BETWEEN SOUTH STREAM TRANSPORT B.V. AND LLC GAZPROM EXPORT | Management | For | For | ||||||
11.1 | APPROVE, IN ACCORDANCE WITH THE CHAPTER XI OF THE FEDERAL LAW ON JOINT STOCK COMPANIES AND CHAPTER IX OF THE JSC GAZPROM CHARTER, THE SPECIFIED RELATED-PARTY TRANSACTIONS THAT MAY BE ENTERED INTO BY THE JSC GAZPROM IN FUTURE IN THE ORDINARY COURSE OF BUSINESS | Management | For | For | ||||||
11.2 | APPROVE, IN ACCORDANCE WITH THE CHAPTER XI OF THE FEDERAL LAW ON JOINT STOCK COMPANIES AND CHAPTER IX OF THE JSC GAZPROM CHARTER, THE SPECIFIED RELATED-PARTY TRANSACTIONS THAT MAY BE ENTERED INTO BY THE JSC GAZPROM IN FUTURE IN THE ORDINARY COURSE OF BUSINESS | Management | For | For | ||||||
11.3 | APPROVE, IN ACCORDANCE WITH THE CHAPTER XI OF THE FEDERAL LAW ON JOINT STOCK COMPANIES AND CHAPTER IX OF THE JSC GAZPROM CHARTER, THE SPECIFIED RELATED-PARTY TRANSACTIONS THAT MAY BE ENTERED INTO BY THE JSC GAZPROM IN FUTURE IN THE ORDINARY COURSE OF BUSINESS | Management | For | For | ||||||
11.4 | APPROVE, IN ACCORDANCE WITH THE CHAPTER XI OF THE FEDERAL LAW ON JOINT STOCK COMPANIES AND CHAPTER IX OF THE JSC GAZPROM CHARTER, THE SPECIFIED RELATED-PARTY TRANSACTIONS THAT MAY BE ENTERED INTO BY THE JSC GAZPROM IN FUTURE IN THE ORDINARY COURSE OF BUSINESS | Management | For | For |
11.5 | APPROVE, IN ACCORDANCE WITH THE CHAPTER XI OF THE FEDERAL LAW ON JOINT STOCK COMPANIES AND CHAPTER IX OF THE JSC GAZPROM CHARTER, THE SPECIFIED RELATED-PARTY TRANSACTIONS THAT MAY BE ENTERED INTO BY THE JSC GAZPROM IN FUTURE IN THE ORDINARY COURSE OF BUSINESS | Management | For | For | ||||||
11.6 | APPROVE, IN ACCORDANCE WITH THE CHAPTER XI OF THE FEDERAL LAW ON JOINT STOCK COMPANIES AND CHAPTER IX OF THE JSC GAZPROM CHARTER, THE SPECIFIED RELATED-PARTY TRANSACTIONS THAT MAY BE ENTERED INTO BY THE JSC GAZPROM IN FUTURE IN THE ORDINARY COURSE OF BUSINESS | Management | For | For | ||||||
11.7 | APPROVE, IN ACCORDANCE WITH THE CHAPTER XI OF THE FEDERAL LAW ON JOINT STOCK COMPANIES AND CHAPTER IX OF THE JSC GAZPROM CHARTER, THE SPECIFIED RELATED-PARTY TRANSACTIONS THAT MAY BE ENTERED INTO BY THE JSC GAZPROM IN FUTURE IN THE ORDINARY COURSE OF BUSINESS | Management | For | For | ||||||
11.8 | APPROVE, IN ACCORDANCE WITH THE CHAPTER XI OF THE FEDERAL LAW ON JOINT STOCK COMPANIES AND CHAPTER IX OF THE JSC GAZPROM CHARTER, THE SPECIFIED RELATED-PARTY TRANSACTIONS THAT MAY BE ENTERED INTO BY THE JSC GAZPROM IN FUTURE IN THE ORDINARY COURSE OF BUSINESS | Management | For | For | ||||||
11.9 | APPROVE, IN ACCORDANCE WITH THE CHAPTER XI OF THE FEDERAL LAW ON JOINT STOCK COMPANIES AND CHAPTER IX OF THE JSC GAZPROM CHARTER, THE SPECIFIED RELATED-PARTY TRANSACTIONS THAT MAY BE ENTERED INTO BY THE JSC GAZPROM IN FUTURE IN THE ORDINARY COURSE OF BUSINESS | Management | For | For | ||||||
11.10 | APPROVE, IN ACCORDANCE WITH THE CHAPTER XI OF THE FEDERAL LAW ON JOINT STOCK COMPANIES AND CHAPTER IX OF THE JSC GAZPROM CHARTER, THE SPECIFIED RELATED-PARTY TRANSACTIONS THAT MAY BE ENTERED INTO BY THE JSC GAZPROM IN FUTURE IN THE ORDINARY COURSE OF BUSINESS | Management | For | For | ||||||
11.11 | APPROVE, IN ACCORDANCE WITH THE CHAPTER XI OF THE FEDERAL LAW ON JOINT STOCK COMPANIES AND CHAPTER IX OF THE JSC GAZPROM CHARTER, THE SPECIFIED RELATED-PARTY TRANSACTIONS THAT MAY BE ENTERED INTO BY THE JSC GAZPROM IN FUTURE IN THE ORDINARY COURSE OF BUSINESS | Management | For | For | ||||||
11.12 | APPROVE, IN ACCORDANCE WITH THE CHAPTER XI OF THE FEDERAL LAW ON JOINT STOCK COMPANIES AND CHAPTER IX OF THE JSC GAZPROM CHARTER, THE SPECIFIED RELATED-PARTY TRANSACTIONS THAT MAY BE ENTERED INTO BY THE JSC GAZPROM IN FUTURE IN THE ORDINARY COURSE OF BUSINESS | Management | For | For | ||||||
11.13 | APPROVE, IN ACCORDANCE WITH THE CHAPTER XI OF THE FEDERAL LAW ON JOINT STOCK COMPANIES AND CHAPTER IX OF THE JSC GAZPROM CHARTER, THE SPECIFIED RELATED-PARTY TRANSACTIONS THAT MAY BE ENTERED INTO BY THE JSC GAZPROM IN FUTURE IN THE ORDINARY COURSE OF BUSINESS | Management | For | For | ||||||
11.14 | APPROVE, IN ACCORDANCE WITH THE CHAPTER XI OF THE FEDERAL LAW ON JOINT STOCK COMPANIES AND CHAPTER IX OF THE JSC GAZPROM CHARTER, THE SPECIFIED RELATED-PARTY TRANSACTIONS THAT MAY BE ENTERED INTO BY THE JSC GAZPROM IN FUTURE IN THE ORDINARY COURSE OF BUSINESS | Management | For | For | ||||||
11.15 | APPROVE, IN ACCORDANCE WITH THE CHAPTER XI OF THE FEDERAL LAW ON JOINT STOCK COMPANIES AND CHAPTER IX OF THE JSC GAZPROM CHARTER, THE SPECIFIED RELATED-PARTY TRANSACTIONS THAT MAY BE ENTERED INTO BY THE JSC GAZPROM IN FUTURE IN THE ORDINARY COURSE OF BUSINESS | Management | For | For | ||||||
11.16 | APPROVE, IN ACCORDANCE WITH THE CHAPTER XI OF THE FEDERAL LAW ON JOINT STOCK COMPANIES AND CHAPTER IX OF THE JSC GAZPROM CHARTER, THE SPECIFIED RELATED-PARTY TRANSACTIONS THAT MAY BE ENTERED INTO BY THE JSC GAZPROM IN FUTURE IN THE ORDINARY COURSE OF BUSINESS | Management | For | For | ||||||
11.17 | APPROVE, IN ACCORDANCE WITH THE CHAPTER XI OF THE FEDERAL LAW ON JOINT STOCK COMPANIES AND CHAPTER IX OF THE JSC GAZPROM CHARTER, THE SPECIFIED RELATED-PARTY TRANSACTIONS THAT MAY BE ENTERED INTO BY THE JSC GAZPROM IN FUTURE IN THE ORDINARY COURSE OF BUSINESS | Management | For | For | ||||||
11.18 | APPROVE, IN ACCORDANCE WITH THE CHAPTER XI OF THE FEDERAL LAW ON JOINT STOCK COMPANIES AND CHAPTER IX OF THE JSC GAZPROM CHARTER, THE SPECIFIED RELATED-PARTY TRANSACTIONS THAT MAY BE ENTERED INTO BY THE JSC GAZPROM IN FUTURE IN THE ORDINARY COURSE OF BUSINESS | Management | For | For | ||||||
11.19 | APPROVE, IN ACCORDANCE WITH THE CHAPTER XI OF THE FEDERAL LAW ON JOINT STOCK COMPANIES AND CHAPTER IX OF THE JSC GAZPROM CHARTER, THE SPECIFIED RELATED-PARTY TRANSACTIONS THAT MAY BE ENTERED INTO BY THE JSC GAZPROM IN FUTURE IN THE ORDINARY COURSE OF BUSINESS | Management | For | For |
11.20 | APPROVE, IN ACCORDANCE WITH THE CHAPTER XI OF THE FEDERAL LAW ON JOINT STOCK COMPANIES AND CHAPTER IX OF THE JSC GAZPROM CHARTER, THE SPECIFIED RELATED-PARTY TRANSACTIONS THAT MAY BE ENTERED INTO BY THE JSC GAZPROM IN FUTURE IN THE ORDINARY COURSE OF BUSINESS | Management | For | For | ||||||
11.21 | APPROVE, IN ACCORDANCE WITH THE CHAPTER XI OF THE FEDERAL LAW ON JOINT STOCK COMPANIES AND CHAPTER IX OF THE JSC GAZPROM CHARTER, THE SPECIFIED RELATED-PARTY TRANSACTIONS THAT MAY BE ENTERED INTO BY THE JSC GAZPROM IN FUTURE IN THE ORDINARY COURSE OF BUSINESS | Management | For | For | ||||||
11.22 | APPROVE, IN ACCORDANCE WITH THE CHAPTER XI OF THE FEDERAL LAW ON JOINT STOCK COMPANIES AND CHAPTER IX OF THE JSC GAZPROM CHARTER, THE SPECIFIED RELATED-PARTY TRANSACTIONS THAT MAY BE ENTERED INTO BY THE JSC GAZPROM IN FUTURE IN THE ORDINARY COURSE OF BUSINESS | Management | For | For | ||||||
11.23 | APPROVE, IN ACCORDANCE WITH THE CHAPTER XI OF THE FEDERAL LAW ON JOINT STOCK COMPANIES AND CHAPTER IX OF THE JSC GAZPROM CHARTER, THE SPECIFIED RELATED-PARTY TRANSACTIONS THAT MAY BE ENTERED INTO BY THE JSC GAZPROM IN FUTURE IN THE ORDINARY COURSE OF BUSINESS | Management | For | For | ||||||
11.24 | APPROVE, IN ACCORDANCE WITH THE CHAPTER XI OF THE FEDERAL LAW ON JOINT STOCK COMPANIES AND CHAPTER IX OF THE JSC GAZPROM CHARTER, THE SPECIFIED RELATED-PARTY TRANSACTIONS THAT MAY BE ENTERED INTO BY THE JSC GAZPROM IN FUTURE IN THE ORDINARY COURSE OF BUSINESS | Management | For | For | ||||||
11.25 | APPROVE, IN ACCORDANCE WITH THE CHAPTER XI OF THE FEDERAL LAW ON JOINT STOCK COMPANIES AND CHAPTER IX OF THE JSC GAZPROM CHARTER, THE SPECIFIED RELATED-PARTY TRANSACTIONS THAT MAY BE ENTERED INTO BY THE JSC GAZPROM IN FUTURE IN THE ORDINARY COURSE OF BUSINESS | Management | For | For | ||||||
11.26 | APPROVE, IN ACCORDANCE WITH THE CHAPTER XI OF THE FEDERAL LAW ON JOINT STOCK COMPANIES AND CHAPTER IX OF THE JSC GAZPROM CHARTER, THE SPECIFIED RELATED-PARTY TRANSACTIONS THAT MAY BE ENTERED INTO BY THE JSC GAZPROM IN FUTURE IN THE ORDINARY COURSE OF BUSINESS | Management | For | For | ||||||
11.27 | APPROVE, IN ACCORDANCE WITH THE CHAPTER XI OF THE FEDERAL LAW ON JOINT STOCK COMPANIES AND CHAPTER IX OF THE JSC GAZPROM CHARTER, THE SPECIFIED RELATED-PARTY TRANSACTIONS THAT MAY BE ENTERED INTO BY THE JSC GAZPROM IN FUTURE IN THE ORDINARY COURSE OF BUSINESS | Management | For | For | ||||||
11.28 | APPROVE, IN ACCORDANCE WITH THE CHAPTER XI OF THE FEDERAL LAW ON JOINT STOCK COMPANIES AND CHAPTER IX OF THE JSC GAZPROM CHARTER, THE SPECIFIED RELATED-PARTY TRANSACTIONS THAT MAY BE ENTERED INTO BY THE JSC GAZPROM IN FUTURE IN THE ORDINARY COURSE OF BUSINESS | Management | For | For | ||||||
11.29 | APPROVE, IN ACCORDANCE WITH THE CHAPTER XI OF THE FEDERAL LAW ON JOINT STOCK COMPANIES AND CHAPTER IX OF THE JSC GAZPROM CHARTER, THE SPECIFIED RELATED-PARTY TRANSACTIONS THAT MAY BE ENTERED INTO BY THE JSC GAZPROM IN FUTURE IN THE ORDINARY COURSE OF BUSINESS | Management | For | For | ||||||
11.30 | APPROVE, IN ACCORDANCE WITH THE CHAPTER XI OF THE FEDERAL LAW ON JOINT STOCK COMPANIES AND CHAPTER IX OF THE JSC GAZPROM CHARTER, THE SPECIFIED RELATED-PARTY TRANSACTIONS THAT MAY BE ENTERED INTO BY THE JSC GAZPROM IN FUTURE IN THE ORDINARY COURSE OF BUSINESS | Management | For | For | ||||||
11.31 | APPROVE, IN ACCORDANCE WITH THE CHAPTER XI OF THE FEDERAL LAW ON JOINT STOCK COMPANIES AND CHAPTER IX OF THE JSC GAZPROM CHARTER, THE SPECIFIED RELATED-PARTY TRANSACTIONS THAT MAY BE ENTERED INTO BY THE JSC GAZPROM IN FUTURE IN THE ORDINARY COURSE OF BUSINESS | Management | For | For | ||||||
11.32 | APPROVE, IN ACCORDANCE WITH THE CHAPTER XI OF THE FEDERAL LAW ON JOINT STOCK COMPANIES AND CHAPTER IX OF THE JSC GAZPROM CHARTER, THE SPECIFIED RELATED-PARTY TRANSACTIONS THAT MAY BE ENTERED INTO BY THE JSC GAZPROM IN FUTURE IN THE ORDINARY COURSE OF BUSINESS | Management | For | For | ||||||
11.33 | APPROVE, IN ACCORDANCE WITH THE CHAPTER XI OF THE FEDERAL LAW ON JOINT STOCK COMPANIES AND CHAPTER IX OF THE JSC GAZPROM CHARTER, THE SPECIFIED RELATED-PARTY TRANSACTIONS THAT MAY BE ENTERED INTO BY THE JSC GAZPROM IN FUTURE IN THE ORDINARY COURSE OF BUSINESS | Management | For | For | ||||||
11.34 | APPROVE, IN ACCORDANCE WITH THE CHAPTER XI OF THE FEDERAL LAW ON JOINT STOCK COMPANIES AND CHAPTER IX OF THE JSC GAZPROM CHARTER, THE SPECIFIED RELATED-PARTY TRANSACTIONS THAT MAY BE ENTERED INTO BY THE JSC GAZPROM IN FUTURE IN THE ORDINARY COURSE OF BUSINESS | Management | For | For |
11.35 | APPROVE, IN ACCORDANCE WITH THE CHAPTER XI OF THE FEDERAL LAW ON JOINT STOCK COMPANIES AND CHAPTER IX OF THE JSC GAZPROM CHARTER, THE SPECIFIED RELATED-PARTY TRANSACTIONS THAT MAY BE ENTERED INTO BY THE JSC GAZPROM IN FUTURE IN THE ORDINARY COURSE OF BUSINESS | Management | For | For | ||||||
11.36 | APPROVE, IN ACCORDANCE WITH THE CHAPTER XI OF THE FEDERAL LAW ON JOINT STOCK COMPANIES AND CHAPTER IX OF THE JSC GAZPROM CHARTER, THE SPECIFIED RELATED-PARTY TRANSACTIONS THAT MAY BE ENTERED INTO BY THE JSC GAZPROM IN FUTURE IN THE ORDINARY COURSE OF BUSINESS | Management | For | For | ||||||
11.37 | APPROVE, IN ACCORDANCE WITH THE CHAPTER XI OF THE FEDERAL LAW ON JOINT STOCK COMPANIES AND CHAPTER IX OF THE JSC GAZPROM CHARTER, THE SPECIFIED RELATED-PARTY TRANSACTIONS THAT MAY BE ENTERED INTO BY THE JSC GAZPROM IN FUTURE IN THE ORDINARY COURSE OF BUSINESS | Management | For | For | ||||||
11.38 | APPROVE, IN ACCORDANCE WITH THE CHAPTER XI OF THE FEDERAL LAW ON JOINT STOCK COMPANIES AND CHAPTER IX OF THE JSC GAZPROM CHARTER, THE SPECIFIED RELATED-PARTY TRANSACTIONS THAT MAY BE ENTERED INTO BY THE JSC GAZPROM IN FUTURE IN THE ORDINARY COURSE OF BUSINESS | Management | For | For | ||||||
11.39 | APPROVE, IN ACCORDANCE WITH THE CHAPTER XI OF THE FEDERAL LAW ON JOINT STOCK COMPANIES AND CHAPTER IX OF THE JSC GAZPROM CHARTER, THE SPECIFIED RELATED-PARTY TRANSACTIONS THAT MAY BE ENTERED INTO BY THE JSC GAZPROM IN FUTURE IN THE ORDINARY COURSE OF BUSINESS | Management | For | For | ||||||
11.40 | APPROVE, IN ACCORDANCE WITH THE CHAPTER XI OF THE FEDERAL LAW ON JOINT STOCK COMPANIES AND CHAPTER IX OF THE JSC GAZPROM CHARTER, THE SPECIFIED RELATED-PARTY TRANSACTIONS THAT MAY BE ENTERED INTO BY THE JSC GAZPROM IN FUTURE IN THE ORDINARY COURSE OF BUSINESS | Management | For | For | ||||||
11.41 | APPROVE, IN ACCORDANCE WITH THE CHAPTER XI OF THE FEDERAL LAW ON JOINT STOCK COMPANIES AND CHAPTER IX OF THE JSC GAZPROM CHARTER, THE SPECIFIED RELATED-PARTY TRANSACTIONS THAT MAY BE ENTERED INTO BY THE JSC GAZPROM IN FUTURE IN THE ORDINARY COURSE OF BUSINESS | Management | For | For | ||||||
11.42 | APPROVE, IN ACCORDANCE WITH THE CHAPTER XI OF THE FEDERAL LAW ON JOINT STOCK COMPANIES AND CHAPTER IX OF THE JSC GAZPROM CHARTER, THE SPECIFIED RELATED-PARTY TRANSACTIONS THAT MAY BE ENTERED INTO BY THE JSC GAZPROM IN FUTURE IN THE ORDINARY COURSE OF BUSINESS | Management | For | For | ||||||
11.43 | APPROVE, IN ACCORDANCE WITH THE CHAPTER XI OF THE FEDERAL LAW ON JOINT STOCK COMPANIES AND CHAPTER IX OF THE JSC GAZPROM CHARTER, THE SPECIFIED RELATED-PARTY TRANSACTIONS THAT MAY BE ENTERED INTO BY THE JSC GAZPROM IN FUTURE IN THE ORDINARY COURSE OF BUSINESS | Management | For | For | ||||||
11.44 | APPROVE, IN ACCORDANCE WITH THE CHAPTER XI OF THE FEDERAL LAW ON JOINT STOCK COMPANIES AND CHAPTER IX OF THE JSC GAZPROM CHARTER, THE SPECIFIED RELATED-PARTY TRANSACTIONS THAT MAY BE ENTERED INTO BY THE JSC GAZPROM IN FUTURE IN THE ORDINARY COURSE OF BUSINESS | Management | For | For | ||||||
11.45 | APPROVE, IN ACCORDANCE WITH THE CHAPTER XI OF THE FEDERAL LAW ON JOINT STOCK COMPANIES AND CHAPTER IX OF THE JSC GAZPROM CHARTER, THE SPECIFIED RELATED-PARTY TRANSACTIONS THAT MAY BE ENTERED INTO BY THE JSC GAZPROM IN FUTURE IN THE ORDINARY COURSE OF BUSINESS | Management | For | For | ||||||
11.46 | APPROVE, IN ACCORDANCE WITH THE CHAPTER XI OF THE FEDERAL LAW ON JOINT STOCK COMPANIES AND CHAPTER IX OF THE JSC GAZPROM CHARTER, THE SPECIFIED RELATED-PARTY TRANSACTIONS THAT MAY BE ENTERED INTO BY THE JSC GAZPROM IN FUTURE IN THE ORDINARY COURSE OF BUSINESS | Management | For | For | ||||||
11.47 | APPROVE, IN ACCORDANCE WITH THE CHAPTER XI OF THE FEDERAL LAW ON JOINT STOCK COMPANIES AND CHAPTER IX OF THE JSC GAZPROM CHARTER, THE SPECIFIED RELATED-PARTY TRANSACTIONS THAT MAY BE ENTERED INTO BY THE JSC GAZPROM IN FUTURE IN THE ORDINARY COURSE OF BUSINESS | Management | For | For | ||||||
11.48 | APPROVE, IN ACCORDANCE WITH THE CHAPTER XI OF THE FEDERAL LAW ON JOINT STOCK COMPANIES AND CHAPTER IX OF THE JSC GAZPROM CHARTER, THE SPECIFIED RELATED-PARTY TRANSACTIONS THAT MAY BE ENTERED INTO BY THE JSC GAZPROM IN FUTURE IN THE ORDINARY COURSE OF BUSINESS | Management | For | For | ||||||
11.49 | APPROVE, IN ACCORDANCE WITH THE CHAPTER XI OF THE FEDERAL LAW ON JOINT STOCK COMPANIES AND CHAPTER IX OF THE JSC GAZPROM CHARTER, THE SPECIFIED RELATED-PARTY TRANSACTIONS THAT MAY BE ENTERED INTO BY THE JSC GAZPROM IN FUTURE IN THE ORDINARY COURSE OF BUSINESS | Management | For | For |
11.50 | APPROVE, IN ACCORDANCE WITH THE CHAPTER XI OF THE FEDERAL LAW ON JOINT STOCK COMPANIES AND CHAPTER IX OF THE JSC GAZPROM CHARTER, THE SPECIFIED RELATED-PARTY TRANSACTIONS THAT MAY BE ENTERED INTO BY THE JSC GAZPROM IN FUTURE IN THE ORDINARY COURSE OF BUSINESS | Management | For | For | ||||||
11.51 | APPROVE, IN ACCORDANCE WITH THE CHAPTER XI OF THE FEDERAL LAW ON JOINT STOCK COMPANIES AND CHAPTER IX OF THE JSC GAZPROM CHARTER, THE SPECIFIED RELATED-PARTY TRANSACTIONS THAT MAY BE ENTERED INTO BY THE JSC GAZPROM IN FUTURE IN THE ORDINARY COURSE OF BUSINESS | Management | For | For | ||||||
11.52 | APPROVE, IN ACCORDANCE WITH THE CHAPTER XI OF THE FEDERAL LAW ON JOINT STOCK COMPANIES AND CHAPTER IX OF THE JSC GAZPROM CHARTER, THE SPECIFIED RELATED-PARTY TRANSACTIONS THAT MAY BE ENTERED INTO BY THE JSC GAZPROM IN FUTURE IN THE ORDINARY COURSE OF BUSINESS | Management | For | For | ||||||
11.53 | APPROVE, IN ACCORDANCE WITH THE CHAPTER XI OF THE FEDERAL LAW ON JOINT STOCK COMPANIES AND CHAPTER IX OF THE JSC GAZPROM CHARTER, THE SPECIFIED RELATED-PARTY TRANSACTIONS THAT MAY BE ENTERED INTO BY THE JSC GAZPROM IN FUTURE IN THE ORDINARY COURSE OF BUSINESS | Management | For | For | ||||||
11.54 | APPROVE, IN ACCORDANCE WITH THE CHAPTER XI OF THE FEDERAL LAW ON JOINT STOCK COMPANIES AND CHAPTER IX OF THE JSC GAZPROM CHARTER, THE SPECIFIED RELATED-PARTY TRANSACTIONS THAT MAY BE ENTERED INTO BY THE JSC GAZPROM IN FUTURE IN THE ORDINARY COURSE OF BUSINESS | Management | For | For | ||||||
11.55 | APPROVE, IN ACCORDANCE WITH THE CHAPTER XI OF THE FEDERAL LAW ON JOINT STOCK COMPANIES AND CHAPTER IX OF THE JSC GAZPROM CHARTER, THE SPECIFIED RELATED-PARTY TRANSACTIONS THAT MAY BE ENTERED INTO BY THE JSC GAZPROM IN FUTURE IN THE ORDINARY COURSE OF BUSINESS | Management | For | For | ||||||
11.56 | APPROVE, IN ACCORDANCE WITH THE CHAPTER XI OF THE FEDERAL LAW ON JOINT STOCK COMPANIES AND CHAPTER IX OF THE JSC GAZPROM CHARTER, THE SPECIFIED RELATED-PARTY TRANSACTIONS THAT MAY BE ENTERED INTO BY THE JSC GAZPROM IN FUTURE IN THE ORDINARY COURSE OF BUSINESS | Management | For | For | ||||||
11.57 | APPROVE, IN ACCORDANCE WITH THE CHAPTER XI OF THE FEDERAL LAW ON JOINT STOCK COMPANIES AND CHAPTER IX OF THE JSC GAZPROM CHARTER, THE SPECIFIED RELATED-PARTY TRANSACTIONS THAT MAY BE ENTERED INTO BY THE JSC GAZPROM IN FUTURE IN THE ORDINARY COURSE OF BUSINESS | Management | For | For | ||||||
11.58 | APPROVE, IN ACCORDANCE WITH THE CHAPTER XI OF THE FEDERAL LAW ON JOINT STOCK COMPANIES AND CHAPTER IX OF THE JSC GAZPROM CHARTER, THE SPECIFIED RELATED-PARTY TRANSACTIONS THAT MAY BE ENTERED INTO BY THE JSC GAZPROM IN FUTURE IN THE ORDINARY COURSE OF BUSINESS | Management | For | For | ||||||
11.59 | APPROVE, IN ACCORDANCE WITH THE CHAPTER XI OF THE FEDERAL LAW ON JOINT STOCK COMPANIES AND CHAPTER IX OF THE JSC GAZPROM CHARTER, THE SPECIFIED RELATED-PARTY TRANSACTIONS THAT MAY BE ENTERED INTO BY THE JSC GAZPROM IN FUTURE IN THE ORDINARY COURSE OF BUSINESS | Management | For | For | ||||||
11.60 | APPROVE, IN ACCORDANCE WITH THE CHAPTER XI OF THE FEDERAL LAW ON JOINT STOCK COMPANIES AND CHAPTER IX OF THE JSC GAZPROM CHARTER, THE SPECIFIED RELATED-PARTY TRANSACTIONS THAT MAY BE ENTERED INTO BY THE JSC GAZPROM IN FUTURE IN THE ORDINARY COURSE OF BUSINESS | Management | For | For | ||||||
11.61 | APPROVE, IN ACCORDANCE WITH THE CHAPTER XI OF THE FEDERAL LAW ON JOINT STOCK COMPANIES AND CHAPTER IX OF THE JSC GAZPROM CHARTER, THE SPECIFIED RELATED-PARTY TRANSACTIONS THAT MAY BE ENTERED INTO BY THE JSC GAZPROM IN FUTURE IN THE ORDINARY COURSE OF BUSINESS | Management | For | For | ||||||
11.62 | APPROVE, IN ACCORDANCE WITH THE CHAPTER XI OF THE FEDERAL LAW ON JOINT STOCK COMPANIES AND CHAPTER IX OF THE JSC GAZPROM CHARTER, THE SPECIFIED RELATED-PARTY TRANSACTIONS THAT MAY BE ENTERED INTO BY THE JSC GAZPROM IN FUTURE IN THE ORDINARY COURSE OF BUSINESS | Management | For | For | ||||||
11.63 | APPROVE, IN ACCORDANCE WITH THE CHAPTER XI OF THE FEDERAL LAW ON JOINT STOCK COMPANIES AND CHAPTER IX OF THE JSC GAZPROM CHARTER, THE SPECIFIED RELATED-PARTY TRANSACTIONS THAT MAY BE ENTERED INTO BY THE JSC GAZPROM IN FUTURE IN THE ORDINARY COURSE OF BUSINESS | Management | For | For | ||||||
11.64 | APPROVE, IN ACCORDANCE WITH THE CHAPTER XI OF THE FEDERAL LAW ON JOINT STOCK COMPANIES AND CHAPTER IX OF THE JSC GAZPROM CHARTER, THE SPECIFIED RELATED-PARTY TRANSACTIONS THAT MAY BE ENTERED INTO BY THE JSC GAZPROM IN FUTURE IN THE ORDINARY COURSE OF BUSINESS | Management | For | For |
11.65 | APPROVE, IN ACCORDANCE WITH THE CHAPTER XI OF THE FEDERAL LAW ON JOINT STOCK COMPANIES AND CHAPTER IX OF THE JSC GAZPROM CHARTER, THE SPECIFIED RELATED-PARTY TRANSACTIONS THAT MAY BE ENTERED INTO BY THE JSC GAZPROM IN FUTURE IN THE ORDINARY COURSE OF BUSINESS | Management | For | For | ||||||
11.66 | APPROVE, IN ACCORDANCE WITH THE CHAPTER XI OF THE FEDERAL LAW ON JOINT STOCK COMPANIES AND CHAPTER IX OF THE JSC GAZPROM CHARTER, THE SPECIFIED RELATED-PARTY TRANSACTIONS THAT MAY BE ENTERED INTO BY THE JSC GAZPROM IN FUTURE IN THE ORDINARY COURSE OF BUSINESS | Management | For | For | ||||||
11.67 | APPROVE, IN ACCORDANCE WITH THE CHAPTER XI OF THE FEDERAL LAW ON JOINT STOCK COMPANIES AND CHAPTER IX OF THE JSC GAZPROM CHARTER, THE SPECIFIED RELATED-PARTY TRANSACTIONS THAT MAY BE ENTERED INTO BY THE JSC GAZPROM IN FUTURE IN THE ORDINARY COURSE OF BUSINESS | Management | For | For | ||||||
11.68 | APPROVE, IN ACCORDANCE WITH THE CHAPTER XI OF THE FEDERAL LAW ON JOINT STOCK COMPANIES AND CHAPTER IX OF THE JSC GAZPROM CHARTER, THE SPECIFIED RELATED-PARTY TRANSACTIONS THAT MAY BE ENTERED INTO BY THE JSC GAZPROM IN FUTURE IN THE ORDINARY COURSE OF BUSINESS | Management | For | For | ||||||
11.69 | APPROVE, IN ACCORDANCE WITH THE CHAPTER XI OF THE FEDERAL LAW ON JOINT STOCK COMPANIES AND CHAPTER IX OF THE JSC GAZPROM CHARTER, THE SPECIFIED RELATED-PARTY TRANSACTIONS THAT MAY BE ENTERED INTO BY THE JSC GAZPROM IN FUTURE IN THE ORDINARY COURSE OF BUSINESS | Management | For | For | ||||||
11.70 | APPROVE, IN ACCORDANCE WITH THE CHAPTER XI OF THE FEDERAL LAW ON JOINT STOCK COMPANIES AND CHAPTER IX OF THE JSC GAZPROM CHARTER, THE SPECIFIED RELATED-PARTY TRANSACTIONS THAT MAY BE ENTERED INTO BY THE JSC GAZPROM IN FUTURE IN THE ORDINARY COURSE OF BUSINESS | Management | For | For | ||||||
11.71 | APPROVE, IN ACCORDANCE WITH THE CHAPTER XI OF THE FEDERAL LAW ON JOINT STOCK COMPANIES AND CHAPTER IX OF THE JSC GAZPROM CHARTER, THE SPECIFIED RELATED-PARTY TRANSACTIONS THAT MAY BE ENTERED INTO BY THE JSC GAZPROM IN FUTURE IN THE ORDINARY COURSE OF BUSINESS | Management | For | For | ||||||
11.72 | APPROVE, IN ACCORDANCE WITH THE CHAPTER XI OF THE FEDERAL LAW ON JOINT STOCK COMPANIES AND CHAPTER IX OF THE JSC GAZPROM CHARTER, THE SPECIFIED RELATED-PARTY TRANSACTIONS THAT MAY BE ENTERED INTO BY THE JSC GAZPROM IN FUTURE IN THE ORDINARY COURSE OF BUSINESS | Management | For | For | ||||||
11.73 | APPROVE, IN ACCORDANCE WITH THE CHAPTER XI OF THE FEDERAL LAW ON JOINT STOCK COMPANIES AND CHAPTER IX OF THE JSC GAZPROM CHARTER, THE SPECIFIED RELATED-PARTY TRANSACTIONS THAT MAY BE ENTERED INTO BY THE JSC GAZPROM IN FUTURE IN THE ORDINARY COURSE OF BUSINESS | Management | For | For | ||||||
11.74 | APPROVE, IN ACCORDANCE WITH THE CHAPTER XI OF THE FEDERAL LAW ON JOINT STOCK COMPANIES AND CHAPTER IX OF THE JSC GAZPROM CHARTER, THE SPECIFIED RELATED-PARTY TRANSACTIONS THAT MAY BE ENTERED INTO BY THE JSC GAZPROM IN FUTURE IN THE ORDINARY COURSE OF BUSINESS | Management | For | For | ||||||
11.75 | APPROVE, IN ACCORDANCE WITH THE CHAPTER XI OF THE FEDERAL LAW ON JOINT STOCK COMPANIES AND CHAPTER IX OF THE JSC GAZPROM CHARTER, THE SPECIFIED RELATED-PARTY TRANSACTIONS THAT MAY BE ENTERED INTO BY THE JSC GAZPROM IN FUTURE IN THE ORDINARY COURSE OF BUSINESS | Management | For | For | ||||||
11.76 | APPROVE, IN ACCORDANCE WITH THE CHAPTER XI OF THE FEDERAL LAW ON JOINT STOCK COMPANIES AND CHAPTER IX OF THE JSC GAZPROM CHARTER, THE SPECIFIED RELATED-PARTY TRANSACTIONS THAT MAY BE ENTERED INTO BY THE JSC GAZPROM IN FUTURE IN THE ORDINARY COURSE OF BUSINESS | Management | For | For | ||||||
11.77 | APPROVE, IN ACCORDANCE WITH THE CHAPTER XI OF THE FEDERAL LAW ON JOINT STOCK COMPANIES AND CHAPTER IX OF THE JSC GAZPROM CHARTER, THE SPECIFIED RELATED-PARTY TRANSACTIONS THAT MAY BE ENTERED INTO BY THE JSC GAZPROM IN FUTURE IN THE ORDINARY COURSE OF BUSINESS | Management | For | For | ||||||
11.78 | APPROVE, IN ACCORDANCE WITH THE CHAPTER XI OF THE FEDERAL LAW ON JOINT STOCK COMPANIES AND CHAPTER IX OF THE JSC GAZPROM CHARTER, THE SPECIFIED RELATED-PARTY TRANSACTIONS THAT MAY BE ENTERED INTO BY THE JSC GAZPROM IN FUTURE IN THE ORDINARY COURSE OF BUSINESS | Management | For | For | ||||||
11.79 | APPROVE, IN ACCORDANCE WITH THE CHAPTER XI OF THE FEDERAL LAW ON JOINT STOCK COMPANIES AND CHAPTER IX OF THE JSC GAZPROM CHARTER, THE SPECIFIED RELATED-PARTY TRANSACTIONS THAT MAY BE ENTERED INTO BY THE JSC GAZPROM IN FUTURE IN THE ORDINARY COURSE OF BUSINESS | Management | For | For |
11.80 | APPROVE, IN ACCORDANCE WITH THE CHAPTER XI OF THE FEDERAL LAW ON JOINT STOCK COMPANIES AND CHAPTER IX OF THE JSC GAZPROM CHARTER, THE SPECIFIED RELATED-PARTY TRANSACTIONS THAT MAY BE ENTERED INTO BY THE JSC GAZPROM IN FUTURE IN THE ORDINARY COURSE OF BUSINESS | Management | For | For | ||||||
CMMT | 29 MAY 2014: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION TO TEXT O-F RESOLUTION 10. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AG-AIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting |
GAZPROM OAO, MOSCOW
| ||||||||
Security | 368287207 | Meeting Type | Annual General Meeting | |||||
Ticker Symbol | Meeting Date | 27-Jun-2014 | ||||||
ISIN | US3682872078 | Agenda | 705335291 - Management | |||||
City | TBD | Holding Recon Date | 08-May-2014 | |||||
Country | Russian Federation | Vote Deadline Date | 16-Jun-2014 | |||||
SEDOL(s) | 2016629 - 5140989 - 5259528 - B54DNZ5 - BJ04DJ4 | Quick Code |
Item | Proposal | Type | Vote | For/Against Management
| ||||||
CMMT | PLEASE NOTE THAT BECAUSE OF THE SIZE OF THE AGENDA [122 RESOLUTIONS] FOR THE G-AZPROM OF RUSSIA MEETING. THE AGENDA HAS BEEN BROKEN UP AMONG TWO INDIVIDUAL M-EETINGS. THE MEETING IDS AND HOW THE RESOLUTIONS HAVE BEEN BROKEN OUT ARE AS F-OLLOWS: MEETING ID 343638 [RESOLUTIONS 1 THROUGH 11.80] AND MID 343717 [RESOLU-TIONS 12.1 THROUGH 13.18]. IN ORDER TO VOTE ON THE COMPLETE AGENDA OF THIS MEE-TING YOU MUST VOTE ON BOTH THE MEETINGS. | Non-Voting | ||||||||
CMMT | PLEASE NOTE CUMULATIVE VOTING APPLIES TO THIS RESOLUTION REGARDING THE ELECTIO-N OF DIRECTORS. OUT OF THE 14 DIRECTORS PRESENTED FOR ELECTION, YOU CAN ONLY V-OTE FOR 11 DIRECTORS. THE LOCAL AGENT IN THE MARKET WILL APPLY CUMULATIVE VOTI-NG EVENLY AMONG ONLY DIRECTORS FOR WHOM YOU VOTE “FOR”. CUMULATIVE VOTES CANNO-T BE APPLIED UNEVENLY AMONG DIRECTORS VIA PROXYEDGE. STANDING INSTRUCTIONS HAV-E BEEN REMOVED FOR THIS MEETING. PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTA-TIVE WITH ANY QUESTIONS. | Non-Voting | ||||||||
12.1 | ELECTION OF MEMBER TO THE COMPANY’S BOARD OF DIRECTORS (SUPERVISORY COUNCIL): AKIMOV ANDREY IGOREVICH | Management | For | For | ||||||
12.2 | ELECTION OF MEMBER TO THE COMPANY’S BOARD OF DIRECTORS (SUPERVISORY COUNCIL): GAZIZULLIN FARIT RAFIKOVICH | Management | For | For | ||||||
12.3 | ELECTION OF MEMBER TO THE COMPANY’S BOARD OF DIRECTORS (SUPERVISORY COUNCIL): ZUBKOV VIKTOR ALEKSEEVICH | Management | For | For | ||||||
12.4 | ELECTION OF MEMBER TO THE COMPANY’S BOARD OF DIRECTORS (SUPERVISORY COUNCIL): KARPEL ELENA EVGENIEVNA | Management | For | For | ||||||
12.5 | ELECTION OF MEMBER TO THE COMPANY’S BOARD OF DIRECTORS (SUPERVISORY COUNCIL): KOULIBAEV TIMUR ASKAROVICH | Management | For | For | ||||||
12.6 | ELECTION OF MEMBER TO THE COMPANY’S BOARD OF DIRECTORS (SUPERVISORY COUNCIL): MARKELOV VITALY ANATOLIEVICH | Management | For | For | ||||||
12.7 | ELECTION OF MEMBER TO THE COMPANY’S BOARD OF DIRECTORS (SUPERVISORY COUNCIL): MARTYNOV VIKTOR GEORGIEVICH | Management | For | For | ||||||
12.8 | ELECTION OF MEMBER TO THE COMPANY’S BOARD OF DIRECTORS (SUPERVISORY COUNCIL): MAU VLADIMIR ALEKSANDROVICH | Management | For | For | ||||||
12.9 | ELECTION OF MEMBER TO THE COMPANY’S BOARD OF DIRECTORS (SUPERVISORY COUNCIL): MILLER ALEXEY BORISOVICH | Management | For | For | ||||||
12.10 | ELECTION OF MEMBER TO THE COMPANY’S BOARD OF DIRECTORS (SUPERVISORY COUNCIL): MUSIN VALERY ABRAMOVICH | Management | For | For | ||||||
12.11 | ELECTION OF MEMBER TO THE COMPANY’S BOARD OF DIRECTORS (SUPERVISORY COUNCIL): REMES SEPPO JUHA | Management | For | For | ||||||
12.12 | ELECTION OF MEMBER TO THE COMPANY’S BOARD OF DIRECTORS (SUPERVISORY COUNCIL): SAVELIEV OLEG GENRIKHOVICH | Management | For | For | ||||||
12.13 | ELECTION OF MEMBER TO THE COMPANY’S BOARD OF DIRECTORS (SUPERVISORY COUNCIL): SAPELIN ANDREY YURIEVICH | Management | For | For | ||||||
12.14 | ELECTION OF MEMBER TO THE COMPANY’S BOARD OF DIRECTORS (SUPERVISORY COUNCIL): SEREDA MIKHAIL LEONIDOVICH | Management | For | For |
CMMT | PLEASE NOTE THAT ALTHOUGH THERE ARE 18 CANDIDATES TO BE ELECTED AS AUDIT COMMI-SSION MEMBERS, THERE ARE ONLY 9 VACANCIES AVAILABLE TO BE FILLED AT THE MEETIN-G. THE STANDING INSTRUCTIONS FOR THIS MEETING WILL BE DISABLED AND, IF YOU CHO-OSE, YOU ARE REQUIRED TO VOTE FOR ONLY 9 OF THE 18 AUDIT COMMISSION MEMBERS. T-HANK YOU. | Non-Voting | ||||||||
13.1 | ELECT THE FOLLOWING PERSON TO THE AUDIT COMMISSION OF JSC GAZPROM: ALISOV VLADIMIR IVANOVICH | Management | For | For | ||||||
13.2 | ELECT THE FOLLOWING PERSON TO THE AUDIT COMMISSION OF JSC GAZPROM: ARKHIPOV DMITRY ALEKSANDROVICH | Management | For | For | ||||||
13.3 | ELECT THE FOLLOWING PERSON TO THE AUDIT COMMISSION OF JSC GAZPROM: AFONYASHIN ALEKSEY ANATOLYEVICH | Management | For | For | ||||||
13.4 | ELECT THE FOLLOWING PERSON TO THE AUDIT COMMISSION OF JSC GAZPROM: BABENKOVA IRINA MIKHAILOVNA | Management | For | For | ||||||
13.5 | ELECT THE FOLLOWING PERSON TO THE AUDIT COMMISSION OF JSC GAZPROM: BELOBROV ANDREY VIKTOROVICH | Management | For | For | ||||||
13.6 | ELECT THE FOLLOWING PERSON TO THE AUDIT COMMISSION OF JSC GAZPROM: BIKULOV VADIM KASYMOVICH | Management | For | For | ||||||
13.7 | ELECT THE FOLLOWING PERSON TO THE AUDIT COMMISSION OF JSC GAZPROM: VITJ LARISA VLADIMIROVNA | Management | For | For | ||||||
13.8 | ELECT THE FOLLOWING PERSON TO THE AUDIT COMMISSION OF JSC GAZPROM: IVANNIKOV ALEKSANDER SERGEYEVICH | Management | For | For | ||||||
13.9 | ELECT THE FOLLOWING PERSON TO THE AUDIT COMMISSION OF JSC GAZPROM: MIKHINA MARINA VITALYEVNA | Management | For | For | ||||||
13.10 | ELECT THE FOLLOWING PERSON TO THE AUDIT COMMISSION OF JSC GAZPROM: NOSOV YURI STANISLAVOVICH | Management | ||||||||
13.11 | ELECT THE FOLLOWING PERSON TO THE AUDIT COMMISSION OF JSC GAZPROM: OGANYAN KAREN IOSIFOVICH | Management | ||||||||
13.12 | ELECT THE FOLLOWING PERSON TO THE AUDIT COMMISSION OF JSC GAZPROM: OSIPENKO OLEG VALENTINOVICH | Management | ||||||||
13.13 | ELECT THE FOLLOWING PERSON TO THE AUDIT COMMISSION OF JSC GAZPROM: PLATONOV SERGEY REVAZOVICH | Management | ||||||||
13.14 | ELECT THE FOLLOWING PERSON TO THE AUDIT COMMISSION OF JSC GAZPROM: RAY SVETLANA PETROVNA | Management | ||||||||
13.15 | ELECT THE FOLLOWING PERSON TO THE AUDIT COMMISSION OF JSC GAZPROM: ROSSEYEV MIKHAIL NIKOLAYEVICH | Management | ||||||||
13.16 | ELECT THE FOLLOWING PERSON TO THE AUDIT COMMISSION OF JSC GAZPROM: FISENKO TATYANA VLADIMIROVNA | Management | ||||||||
13.17 | ELECT THE FOLLOWING PERSON TO THE AUDIT COMMISSION OF JSC GAZPROM: KHADZIEV ALAN FEDOROVICH | Management | ||||||||
13.18 | ELECT THE FOLLOWING PERSON TO THE AUDIT COMMISSION OF JSC GAZPROM: SHEVCHUK ALEXANDER VIKTOROVICH | Management | ||||||||
CMMT | 29 MAY 2014: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION TO TEXT O-F RESOLUTIONS 12.6, 12.13. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO N-OT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU-. | Non-Voting |
MURATA MANUFACTURING COMPANY, LTD.
| ||||||||
Security | J46840104 | Meeting Type | Annual General Meeting | |||||
Ticker Symbol | Meeting Date | 27-Jun-2014 | ||||||
ISIN | JP3914400001 | Agenda | 705343680 - Management | |||||
City | KYOTO | Holding Recon Date | 31-Mar-2014 | |||||
Country | Japan | Vote Deadline Date | 25-Jun-2014 | |||||
SEDOL(s) | 5736474 - 6610362 - 6610403 - B02JDT4 | Quick Code | 69810 |
Item | Proposal | Type | Vote | For/Against Management
| ||||||
Please reference meeting materials. | Non-Voting | |||||||||
1 | Approve Appropriation of Surplus | Management | For | For | ||||||
2.1 | Appoint a Director | Management | For | For | ||||||
2.2 | Appoint a Director | Management | For | For | ||||||
3 | Appoint a Corporate Auditor | Management | For | For |
MITSUBISHI UFJ FINANCIAL GROUP, INC.
| ||||||||
Security | �� | J44497105 | Meeting Type | Annual General Meeting | ||||
Ticker Symbol | Meeting Date | 27-Jun-2014 | ||||||
ISIN | JP3902900004 | Agenda | 705378304 - Management | |||||
City | TOKYO | Holding Recon Date | 31-Mar-2014 | |||||
Country | Japan | Vote Deadline Date | 25-Jun-2014 | |||||
SEDOL(s) | 3198902 - 6335171 - B02JD72 - B0P9948 - BHZL5M3 | Quick Code | 83060 |
Item | Proposal | Type | Vote | For/Against Management
| ||||||
Please reference meeting materials. | Non-Voting | |||||||||
1 | Approve Appropriation of Surplus | Management | For | For | ||||||
2.1 | Appoint a Director | Management | For | For | ||||||
2.2 | Appoint a Director | Management | For | For | ||||||
2.3 | Appoint a Director | Management | For | For | ||||||
2.4 | Appoint a Director | Management | For | For | ||||||
2.5 | Appoint a Director | Management | For | For | ||||||
2.6 | Appoint a Director | Management | For | For | ||||||
2.7 | Appoint a Director | Management | For | For | ||||||
2.8 | Appoint a Director | Management | For | For | ||||||
2.9 | Appoint a Director | Management | For | For | ||||||
2.10 | Appoint a Director | Management | For | For | ||||||
2.11 | Appoint a Director | Management | For | For | ||||||
2.12 | Appoint a Director | Management | For | For | ||||||
2.13 | Appoint a Director | Management | For | For | ||||||
2.14 | Appoint a Director | Management | For | For | ||||||
2.15 | Appoint a Director | Management | For | For | ||||||
3 | Appoint a Corporate Auditor | Management | For | For | ||||||
4 | Amend the Compensation to be received by Directors | Management | For | For |
INDUSTRIA DE DISENO TEXTIL S.A., ARTEIXO, LA COROG
| ||||||||
Security | E6282J109 | Meeting Type | Annual General Meeting | |||||
Ticker Symbol | Meeting Date | 15-Jul-2014 | ||||||
ISIN | ES0148396015 | Agenda | 705415316 - Management | |||||
City | ARTEIXO | Holding Recon Date | 08-Jul-2014 | |||||
Country | Spain | Vote Deadline Date | 09-Jul-2014 | |||||
SEDOL(s) | 7111314 - B02TMV9 - B108WP9 - B1BK287 - BHZLK95 | Quick Code |
Item | Proposal | Type | Vote | For/Against Management
| ||||||
CMMT | PLEASE NOTE IN THE EVENT THE MEETING DOES NOT REACH QUORUM, THERE WILL BE A-SECOND CALL ON 16 JUL 2014 AT 12:00 O’CLOCK. CONSEQUENTLY, YOUR VOTING-INSTRUCTIONS WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED.-THANK YOU. | Non-Voting | ||||||||
1 | REVIEW AND APPROVAL, WHERE APPROPRIATE, OF THE ANNUAL ACCOUNTS (BALANCE SHEET, PROFIT AND LOSS ACCOUNT, SHAREHOLDERS’ EQUITY STATEMENT, CASH FLOW STATEMENT AND ANNUAL REPORT) AND MANAGEMENT REPORT OF INDUSTRIA DE DISENO TEXTIL, SOCIEDAD ANONIMA, (INDITEX, S.A.) FOR FISCAL YEAR 2013, ENDED 31ST JANUARY 2014 | Management | For | For | ||||||
2 | REVIEW AND APPROVAL, WHERE APPROPRIATE, OF THE ANNUAL ACCOUNTS (BALANCE SHEET, PROFIT AND LOSS ACCOUNT, STATEMENT OF COMPREHENSIVE INCOME, SHAREHOLDERS’ EQUITY STATEMENT, CASH FLOW STATEMENT AND ANNUAL REPORT) AND MANAGEMENT REPORT OF THE CONSOLIDATED GROUP (“INDITEX GROUP”) FOR FISCAL YEAR 2013, ENDED 31ST JANUARY 2014, AND OF THE MANAGEMENT OF THE COMPANY | Management | For | For | ||||||
3 | DISTRIBUTION OF THE INCOME OR LOSS OF THE FISCAL YEAR AND DISTRIBUTION OF DIVIDEND | Management | For | For | ||||||
4 | STOCK SPLIT INCREASING THE NUMBER OF SHARES IN THE COMPANY BY REDUCING THE NOMINAL VALUE OF SHARES FROM FIFTEEN CENTS OF A EURO (EUR 0.15) TO THREE CENTS OF A EURO (EUR 0.03) PER SHARE, ACCORDING TO THE RATIO OF FIVE NEW SHARES PER EACH EXISTING SHARE, WITHOUT ANY CHANGE IN THE SHARE CAPITAL; SUBSEQUENT AMENDMENT OF ARTICLE 5 OF THE ARTICLES OF ASSOCIATION (REGARDING THE NUMBER AND NOMINAL VALUE OF THE SHARES WHICH MAKE UP THE SHARE CAPITAL) AND DELEGATION TO THE BOARD OF DIRECTORS, WITH EXPRESS POWER OF SUBSTITUTION, OF ANY AND ALL POWERS AS MAY BE REQUIRED TO IMPLEMENT THIS RESOLUTION | Management | For | For |
5.a | AMENDMENT OF THE ARTICLES OF ASSOCIATION: AMENDMENT OF ARTICLE 17.1 (“NOTICE. UNIVERSAL GENERAL MEETINGS”) | Management | For | For | ||||||
5.b | AMENDMENT OF THE ARTICLES OF ASSOCIATION: AMENDMENT OF ARTICLE 27.1 (“APPOINTMENT AND DURATION OF THE OFFICE OF DIRECTOR”) | Management | For | For | ||||||
6 | AMENDMENT OF SECTION 8.1 (“NOTICE”) OF THE REGULATIONS OF THE GENERAL MEETING OF SHAREHOLDERS | Management | For | For | ||||||
7 | RE-ELECTION OF MR CARLOS ESPINOSA DE LOS MONTEROS BERNALDO DE QUIROS TO THE BOARD OF DIRECTORS AS AFFILIATE DIRECTOR | Management | For | For | ||||||
8 | APPOINTMENT OF MR RODRIGO ECHENIQUE GORDILLO TO THE BOARD OF DIRECTORS AS NON-EXECUTIVE INDEPENDENT DIRECTOR | Management | For | For | ||||||
9 | ADVISORY SAY-ON-PAY VOTE ON THE ANNUAL REPORT ON THE REMUNERATION OF DIRECTORS | Management | For | For | ||||||
10 | GRANTING OF POWERS FOR THE IMPLEMENTATION OF RESOLUTIONS | Management | For | For |
BANK OF CHINA LTD, BEIJING
| ||||||||
Security | Y0698A107 | Meeting Type | ExtraOrdinary General Meeting | |||||
Ticker Symbol | Meeting Date | 04-Aug-2014 | ||||||
ISIN | CNE1000001Z5 | Agenda | 705411635 - Management | |||||
City | BEIJING | Holding Recon Date | 04-Jul-2014 | |||||
Country | China | Vote Deadline Date | 29-Jul-2014 | |||||
SEDOL(s) | B154564 - B15ZP90 - B15ZV58 | Quick Code |
Item | Proposal | Type | Vote | For/Against Management
| ||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING O-N THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/SEHK/2014/0616/LT N-20140616273.pdf AND http://www.hkexnews.hk/listedco/listconews/SEHK/2014/0616/- LTN20140616281.pdf | Non-Voting | ||||||||
1 | TO CONSIDER AND APPROVE THE PROPOSAL ON THE ELECTION OF MR. WANG WEI AS NON-EXECUTIVE DIRECTOR OF THE BANK | Management | For | For | ||||||
2 | TO CONSIDER AND APPROVE THE REMUNERATION DISTRIBUTION PLAN FOR THE CHAIRMAN OF THE BOARD OF DIRECTORS, EXECUTIVE DIRECTORS, THE CHAIRMAN OF THE BOARD OF SUPERVISORS AND SHAREHOLDER REPRESENTATIVE SUPERVISORS IN 2013 | Management | For | For |
CENTRE AMERICAN SELECT EQUITY FUND
Vote Summary
(Center American Select Equity Fund)
MEDTRONIC, INC.
| ||||||||
Security | 585055106 | Meeting Type | Annual | |||||
Ticker Symbol | MDT | Meeting Date | 22-Aug-2013 | |||||
ISIN | US5850551061 | Agenda | 933856291 - Management | |||||
City | Holding Recon Date | 01-Jul-2013 | ||||||
Country | United States | Vote Deadline Date | 21-Aug-2013 | |||||
SEDOL(s) | Quick Code |
Item | Proposal | Type | Vote | For/Against Management
| ||||||||
1. | DIRECTOR | Management | ||||||||||
1 | RICHARD H. ANDERSON | For | For | |||||||||
2 | SCOTT C. DONNELLY | For | For | |||||||||
3 | VICTOR J. DZAU, M.D. | For | For | |||||||||
4 | OMAR ISHRAK | For | For | |||||||||
5 | SHIRLEY ANN JACKSON PHD | For | For | |||||||||
6 | MICHAEL O. LEAVITT | For | For | |||||||||
7 | JAMES T. LENEHAN | For | For | |||||||||
8 | DENISE M. O’LEARY | For | For | |||||||||
9 | KENDALL J. POWELL | For | For | |||||||||
10 | ROBERT C. POZEN | For | For | |||||||||
11 | PREETHA REDDY | For | For | |||||||||
2. | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS MEDTRONIC’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | ||||||||
3. | TO APPROVE, IN A NON-BINDING ADVISORY VOTE, NAMED EXECUTIVE COMPENSATION (A “SAY-ON-PAY” VOTE). | Management | For | For | ||||||||
4. | TO APPROVE THE MEDTRONIC, INC. 2013 STOCK AWARD AND INCENTIVE PLAN. | Management | For | For | ||||||||
5. | TO AMEND AND RESTATE THE COMPANY’S ARTICLES OF INCORPORATION TO PROVIDE THAT DIRECTORS WILL BE ELECTED BY A MAJORITY VOTE IN UNCONTESTED ELECTIONS. | Management | For | For | ||||||||
6. | TO AMEND AND RESTATE THE COMPANY’S ARTICLES OF INCORPORATION TO ALLOW CHANGES TO THE SIZE OF THE BOARD OF DIRECTORS UPON THE AFFIRMATIVE VOTE OF A SIMPLE MAJORITY OF SHARES. | Management | For | For | ||||||||
7. | TO AMEND AND RESTATE THE COMPANY’S ARTICLES OF INCORPORATION TO ALLOW REMOVAL OF A DIRECTOR UPON THE AFFIRMATIVE VOTE OF A SIMPLE MAJORITY OF SHARES. | Management | For | For | ||||||||
8. | TO AMEND AND RESTATE THE COMPANY’S ARTICLES OF INCORPORATION TO ALLOW AMENDMENTS TO SECTION 5.3 OF ARTICLE 5 UPON THE AFFIRMATIVE VOTE OF A SIMPLE MAJORITY OF SHARES. | Management | For | For | ||||||||
9. | TO AMEND AND RESTATE THE COMPANY’S ARTICLES OF INCORPORATION TO ELIMINATE THE “FAIR PRICE PROVISION. | Management | For | For |
NIKE, INC.
| ||||||||
Security | 654106103 | Meeting Type | Annual | |||||
Ticker Symbol | NKE | Meeting Date | 19-Sep-2013 | |||||
ISIN | US6541061031 | Agenda | 933862078 - Management | |||||
City | Holding Recon Date | 19-Jul-2013 | ||||||
Country | United States | Vote Deadline Date | 18-Sep-2013 | |||||
SEDOL(s) | Quick Code |
Item | Proposal | Type | Vote | For/Against Management
| ||||||||
1 | DIRECTOR | Management | ||||||||||
1 | ALAN B. GRAF, JR. | For | For | |||||||||
2 | JOHN C. LECHLEITER | For | For | |||||||||
3 | PHYLLIS M. WISE | For | For | |||||||||
2. | TO HOLD AN ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | For | For |
3. | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | ||||||||
4. | TO CONSIDER A SHAREHOLDER PROPOSAL REGARDING POLITICAL CONTRIBUTIONS DISCLOSURE. | Shareholder | Against | For |
THE PROCTER & GAMBLE COMPANY
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Security | 742718109 | Meeting Type | Annual | |||||
Ticker Symbol | PG | Meeting Date | 08-Oct-2013 | |||||
ISIN | US7427181091 | Agenda | 933868525 - Management | |||||
City | Holding Recon Date | 09-Aug-2013 | ||||||
Country | United States | Vote Deadline Date | 07-Oct-2013 | |||||
SEDOL(s) | Quick Code |
Item | Proposal | Type | Vote | For/Against Management
| ||||||
1A. | ELECTION OF DIRECTOR: ANGELA F. BRALY | Management | For | For | ||||||
1B. | ELECTION OF DIRECTOR: KENNETH I. CHENAULT | Management | For | For | ||||||
1C. | ELECTION OF DIRECTOR: SCOTT D. COOK | Management | For | For | ||||||
1D. | ELECTION OF DIRECTOR: SUSAN DESMOND-HELLMANN | Management | For | For | ||||||
1E. | ELECTION OF DIRECTOR: A.G. LAFLEY | Management | For | For | ||||||
1F. | ELECTION OF DIRECTOR: TERRY J. LUNDGREN | Management | For | For | ||||||
1G. | ELECTION OF DIRECTOR: W. JAMES MCNERNEY, JR. | Management | For | For | ||||||
1H. | ELECTION OF DIRECTOR: MARGARET C. WHITMAN | Management | For | For | ||||||
1I. | ELECTION OF DIRECTOR: MARY AGNES WILDEROTTER | Management | For | For | ||||||
1J. | ELECTION OF DIRECTOR: PATRICIA A. WOERTZ | Management | For | For | ||||||
1K. | ELECTION OF DIRECTOR: ERNESTO ZEDILLO | Management | For | For | ||||||
2. | RATIFY APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Management | For | For | ||||||
3. | AMEND THE COMPANY’S CODE OF REGULATIONS TO REDUCE CERTAIN SUPERMAJORITY VOTING REQUIREMENTS | Management | For | For | ||||||
4. | APPROVE THE 2013 NON-EMPLOYEE DIRECTORS’ STOCK PLAN | Management | For | For | ||||||
5. | ADVISORY VOTE ON EXECUTIVE COMPENSATION (THE SAY ON PAY VOTE) | Management | For | For |
NOBLE CORPORATION (DO NOT USE)
| ||||||||
Security | H5833N103 | Meeting Type | Special | |||||
Ticker Symbol | NE | Meeting Date | 11-Oct-2013 | |||||
ISIN | CH0033347318 | Agenda | 933881864 - Management | |||||
City | Holding Recon Date | 23-Sep-2013 | ||||||
Country | Switzerland | Vote Deadline Date | 10-Oct-2013 | |||||
SEDOL(s) | Quick Code |
Item | Proposal | Type | Vote | For/Against Management
| ||||||
01 | APPROVAL OF THE MERGER AGREEMENT, A COPY OF WHICH IS ATTACHED TO THE ACCOMPANYING PROXY STATEMENT/PROSPECTUS AS ANNEX A. | Management | For | For |
ORACLE CORPORATION
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Security | 68389X105 | Meeting Type | Annual | |||||
Ticker Symbol | ORCL | Meeting Date | 31-Oct-2013 | |||||
ISIN | US68389X1054 | Agenda | 933878300 - Management | |||||
City | Holding Recon Date | 03-Sep-2013 | ||||||
Country | United States | Vote Deadline Date | 30-Oct-2013 | |||||
SEDOL(s) | Quick Code |
Item | Proposal | Type | Vote | For/Against Management
| ||||||||
1 | DIRECTOR | Management | ||||||||||
1 | JEFFREY S. BERG | For | For | |||||||||
2 | H. RAYMOND BINGHAM | For | For | |||||||||
3 | MICHAEL J. BOSKIN | For | For | |||||||||
4 | SAFRA A. CATZ | For | For | |||||||||
5 | BRUCE R. CHIZEN | For | For | |||||||||
6 | GEORGE H. CONRADES | For | For | |||||||||
7 | LAWRENCE J. ELLISON | For | For |
8 | HECTOR GARCIA-MOLINA | For | For | |||||||||
9 | JEFFREY O. HENLEY | For | For | |||||||||
10 | MARK V. HURD | For | For | |||||||||
11 | NAOMI O. SELIGMAN | For | For | |||||||||
2 | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. ` | Management | For | For | ||||||||
3 | APPROVAL OF AMENDMENT TO THE LONG-TERM EQUITY INCENTIVE PLAN. | Management | For | For | ||||||||
4 | RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2014. | Management | For | For | ||||||||
5 | STOCKHOLDER PROPOSAL REGARDING ESTABLISHING A BOARD COMMITTEE ON HUMAN RIGHTS. | Shareholder | Against | For | ||||||||
6 | STOCKHOLDER PROPOSAL REGARDING INDEPENDENT BOARD CHAIRMAN. | Shareholder | Against | For | ||||||||
7 | STOCKHOLDER PROPOSAL REGARDING VOTE TABULATION. | Shareholder | Against | For | ||||||||
8 | STOCKHOLDER PROPOSAL REGARDING MULTIPLE PERFORMANCE METRICS. | Shareholder | Against | For | ||||||||
9 | STOCKHOLDER PROPOSAL REGARDING QUANTIFIABLE PERFORMANCE METRICS. | Shareholder | Against | For |
CISCO SYSTEMS, INC.
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Security | 17275R102 | Meeting Type | Annual | |||||
Ticker Symbol | CSCO | Meeting Date | 19-Nov-2013 | |||||
ISIN | US17275R1023 | Agenda | 933882157 - Management | |||||
City | Holding Recon Date | 20-Sep-2013 | ||||||
Country | United States | Vote Deadline Date | 18-Nov-2013 | |||||
SEDOL(s) | Quick Code |
Item | Proposal | Type | Vote | For/Against Management
| ||||||
1A. | ELECTION OF DIRECTOR: CAROL A. BARTZ | Management | For | For | ||||||
1B. | ELECTION OF DIRECTOR: MARC BENIOFF | Management | For | For | ||||||
1C. | ELECTION OF DIRECTOR: GREGORY Q. BROWN | Management | For | For | ||||||
1D. | ELECTION OF DIRECTOR: M. MICHELE BURNS | Management | For | For | ||||||
1E. | ELECTION OF DIRECTOR: MICHAEL D. CAPELLAS | Management | For | For | ||||||
1F. | ELECTION OF DIRECTOR: JOHN T. CHAMBERS | Management | For | For | ||||||
1G. | ELECTION OF DIRECTOR: BRIAN L. HALLA | Management | For | For | ||||||
1H. | ELECTION OF DIRECTOR: DR. JOHN L. HENNESSY | Management | For | For | ||||||
1I. | ELECTION OF DIRECTOR: DR. KRISTINA M. JOHNSON | Management | For | For | ||||||
1J. | ELECTION OF DIRECTOR: RODERICK C. MCGEARY | Management | For | For | ||||||
1K. | ELECTION OF DIRECTOR: ARUN SARIN | Management | For | For | ||||||
1L. | ELECTION OF DIRECTOR: STEVEN M. WEST | Management | For | For | ||||||
2. | APPROVAL OF AMENDMENT AND RESTATEMENT OF THE 2005 STOCK INCENTIVE PLAN. | Management | For | For | ||||||
3. | APPROVAL, ON AN ADVISORY BASIS, OF EXECUTIVE COMPENSATION. | Management | For | For | ||||||
4. | RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS CISCO’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2014. | Management | For | For | ||||||
5. | APPROVAL TO HAVE CISCO HOLD A COMPETITION FOR GIVING PUBLIC ADVICE ON THE VOTING ITEMS IN THE PROXY FILING FOR CISCO’S 2014 ANNUAL SHAREOWNERS MEETING. | Shareholder | Against | For |
MICROSOFT CORPORATION
| ||||||||
Security | 594918104 | Meeting Type | Annual | |||||
Ticker Symbol | MSFT | Meeting Date | 19-Nov-2013 | |||||
ISIN | US5949181045 | Agenda | 933883185 - Management | |||||
City | Holding Recon Date | 13-Sep-2013 | ||||||
Country | United States | Vote Deadline Date | 18-Nov-2013 | |||||
SEDOL(s) | Quick Code |
Item | Proposal | Type | Vote | For/Against Management
| ||||||
1. | ELECTION OF DIRECTOR: STEVEN A. BALLMER | Management | For | For | ||||||
2. | ELECTION OF DIRECTOR: DINA DUBLON | Management | For | For | ||||||
3. | ELECTION OF DIRECTOR: WILLIAM H. GATES III | Management | For | For | ||||||
4. | ELECTION OF DIRECTOR: MARIA M. KLAWE | Management | For | For | ||||||
5. | ELECTION OF DIRECTOR: STEPHEN J. LUCZO | Management | For | For | ||||||
6. | ELECTION OF DIRECTOR: DAVID F. MARQUARDT | Management | For | For |
7. | ELECTION OF DIRECTOR: CHARLES H. NOSKI | Management | For | For | ||||||
8. | ELECTION OF DIRECTOR: HELMUT PANKE | Management | For | For | ||||||
9. | ELECTION OF DIRECTOR: JOHN W. THOMPSON | Management | For | For | ||||||
10. | APPROVE MATERIAL TERMS OF THE PERFORMANCE CRITERIA UNDER THE EXECUTIVE OFFICER INCENTIVE PLAN | Management | For | For | ||||||
11. | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Management | For | For | ||||||
12. | RATIFICATION OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT AUDITOR FOR FISCAL YEAR 2014 | Management | For | For |
MICRON TECHNOLOGY, INC.
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Security | 595112103 | Meeting Type | Annual | |||||
Ticker Symbol | MU | Meeting Date | 23-Jan-2014 | |||||
ISIN | US5951121038 | Agenda | 933907252 - Management | |||||
City | Holding Recon Date | 25-Nov-2013 | ||||||
Country | United States | Vote Deadline Date | 22-Jan-2014 | |||||
SEDOL(s) | Quick Code |
Item | Proposal | Type | Vote | For/Against Management
| ||||||
1.1 | ELECTION OF DIRECTOR: ROBERT L. BAILEY | Management | For | For | ||||||
1.2 | ELECTION OF DIRECTOR: RICHARD M. BEYER | Management | For | For | ||||||
1.3 | ELECTION OF DIRECTOR: PATRICK J. BYRNE | Management | For | For | ||||||
1.4 | ELECTION OF DIRECTOR: D. MARK DURCAN | Management | For | For | ||||||
1.5 | ELECTION OF DIRECTOR: WARREN EAST | Management | For | For | ||||||
1.6 | ELECTION OF DIRECTOR: MERCEDES JOHNSON | Management | For | For | ||||||
1.7 | ELECTION OF DIRECTOR: LAWRENCE N. MONDRY | Management | For | For | ||||||
1.8 | ELECTION OF DIRECTOR: ROBERT E. SWITZ | Management | For | For | ||||||
02 | TO APPROVE THE AMENDED AND RESTATED 2007 EQUITY INCENTIVE PLAN AND INCREASE THE SHARES RESERVED FOR ISSUANCE BY 45,000,000. | Management | For | For | ||||||
03 | TO APPROVE THE AMENDED AND RESTATED 2004 EQUITY INCENTIVE PLAN TO PROVIDE THAT FUTURE STOCK OPTIONS AND STOCK APPRECIATION RIGHTS GRANTED UNDER THE PLAN MAY HAVE A MAXIMUM TERM OF 8 YEARS (INSTEAD OF 6 YEARS). | Management | For | For | ||||||
04 | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING AUGUST 28, 2014. | Management | For | For | ||||||
05 | TO APPROVE A NON-BINDING RESOLUTION TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS AS DESCRIBED IN THE STATEMENT. | Management | For | For |
VERIZON COMMUNICATIONS INC.
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Security | 92343V104 | Meeting Type | Special | |||||
Ticker Symbol | VZ | Meeting Date | 28-Jan-2014 | |||||
ISIN | US92343V1044 | �� | Agenda | 933908735 - Management | ||||
City | Holding Recon Date | 09-Dec-2013 | ||||||
Country | United States | Vote Deadline Date | 27-Jan-2014 | |||||
SEDOL(s) | Quick Code |
Item | Proposal | Type | Vote | For/Against Management
| ||||||
1. | APPROVE THE ISSUANCE OF UP TO APPROXIMATELY 1.28 BILLION SHARES OF VERIZON COMMON STOCK TO VODAFONE ORDINARY SHAREHOLDERS IN CONNECTION WITH VERIZON’S ACQUISITION OF VODAFONE’S INDIRECT 45% INTEREST IN VERIZON WIRELESS | Management | For | For | ||||||
2. | APPROVE AN AMENDMENT TO ARTICLE 4(A) OF VERIZON’S RESTATED CERTIFICATE OF INCORPORATION TO INCREASE VERIZON’S AUTHORIZED SHARES OF COMMON STOCK BY 2 BILLION SHARES TO AN AGGREGATE OF 6.25 BILLION AUTHORIZED SHARES OF COMMON STOCK | Management | For | For | ||||||
3. | APPROVE THE ADJOURNMENT OF THE SPECIAL MEETING TO SOLICIT ADDITIONAL VOTES AND PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO APPROVE THE ABOVE PROPOSALS | Management | For | For |
VISA INC.
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Security | 92826C839 | Meeting Type | Annual | |||||
Ticker Symbol | V | Meeting Date | 29-Jan-2014 | |||||
ISIN | US92826C8394 | Agenda | 933909066 - Management | |||||
City | Holding Recon Date | 03-Dec-2013 | ||||||
Country | United States | Vote Deadline Date | 28-Jan-2014 | |||||
SEDOL(s) | Quick Code |
Item | Proposal | Type | Vote | For/Against Management
| ||||||
1A. | ELECTION OF DIRECTOR: MARY B. CRANSTON | Management | For | For | ||||||
1B. | ELECTION OF DIRECTOR: FRANCISCO JAVIER FERNANDEZ- CARBAJAL | Management | For | For | ||||||
1C. | ELECTION OF DIRECTOR: ALFRED F. KELLY, JR. | Management | For | For | ||||||
1D. | ELECTION OF DIRECTOR: ROBERT W. MATSCHULLAT | Management | For | For | ||||||
1E. | ELECTION OF DIRECTOR: CATHY E. MINEHAN | Management | For | For | ||||||
1F. | ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON | Management | For | For | ||||||
1G. | ELECTION OF DIRECTOR: DAVID J. PANG | Management | For | For | ||||||
1H. | ELECTION OF DIRECTOR: CHARLES W. SCHARF | Management | For | For | ||||||
1I. | ELECTION OF DIRECTOR: WILLIAM S. SHANAHAN | Management | For | For | ||||||
1J. | ELECTION OF DIRECTOR: JOHN A.C. SWAINSON | Management | For | For | ||||||
1K. | ELECTION OF DIRECTOR: MAYNARD G. WEBB, JR. | Management | For | For | ||||||
2. | APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||||
3. | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2014. | Management | For | For |
APPLE INC.
| ||||||||
Security | 037833100 | Meeting Type | Annual | |||||
Ticker Symbol | AAPL | Meeting Date | 28-Feb-2014 | |||||
ISIN | US0378331005 | Agenda | 933915564 - Management | |||||
City | Holding Recon Date | 30-Dec-2013 | ||||||
Country | United States | Vote Deadline Date | 27-Feb-2014 | |||||
SEDOL(s) | Quick Code |
Item | Proposal | Type | Vote | For/Against Management
| ||||||||
1. | DIRECTOR | Management | ||||||||||
1 | WILLIAM CAMPBELL | For | For | |||||||||
2 | TIMOTHY COOK | For | For | |||||||||
3 | MILLARD DREXLER | For | For | |||||||||
4 | AL GORE | For | For | |||||||||
5 | ROBERT IGER | For | For | |||||||||
6 | ANDREA JUNG | For | For | |||||||||
7 | ARTHUR LEVINSON | For | For | |||||||||
8 | RONALD SUGAR | For | For | |||||||||
2. | THE AMENDMENT OF THE COMPANY’S RESTATED ARTICLES OF INCORPORATION (THE “ARTICLES”) TO FACILITATE THE IMPLEMENTATION OF MAJORITY VOTING FOR THE ELECTION OF DIRECTORS IN AN UNCONTESTED ELECTION BY ELIMINATING ARTICLE VII, WHICH RELATES TO THE TERM OF DIRECTORS AND THE TRANSITION FROM A CLASSIFIED BOARD OF DIRECTORS TO A DECLASSIFIED STRUCTURE | Management | For | For | ||||||||
3. | THE AMENDMENT OF THE ARTICLES TO ELIMINATE THE “BLANK CHECK” AUTHORITY OF THE BOARD TO ISSUE PREFERRED STOCK | Management | For | For | ||||||||
4. | THE AMENDMENT OF THE ARTICLES TO ESTABLISH A PAR VALUE FOR THE COMPANY’S COMMON STOCK OF $0.00001 PER SHARE | Management | For | For | ||||||||
5. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014 | Management | For | For | ||||||||
6. | A NON-BINDING ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION | Management | For | For | ||||||||
7. | THE APPROVAL OF THE APPLE INC. 2014 EMPLOYEE STOCK PLAN | Management | For | For | ||||||||
8. | A SHAREHOLDER PROPOSAL BY JOHN HARRINGTON AND NORTHSTAR ASSET MANAGEMENT INC. ENTITLED “BOARD COMMITTEE ON HUMAN RIGHTS” TO AMEND THE COMPANY’S BYLAWS | Shareholder | Against | For | ||||||||
9. | A SHAREHOLDER PROPOSAL BY THE NATIONAL CENTER FOR PUBLIC POLICY RESEARCH OF A NON-BINDING ADVISORY RESOLUTION ENTITLED “REPORT ON COMPANY MEMBERSHIP AND INVOLVEMENT WITH CERTAIN TRADE ASSOCIATIONS AND BUSINESS ORGANIZATIONS” | Shareholder | Against | For | ||||||||
10. | A SHAREHOLDER PROPOSAL BY CARL ICAHN OF A NON- BINDING ADVISORY RESOLUTION THAT THE COMPANY COMMIT TO COMPLETING NOT LESS THAN $50 BILLION OF SHARE REPURCHASES DURING ITS 2014 FISCAL YEAR (AND INCREASE THE AUTHORIZATION UNDER ITS CAPITAL RETURN PROGRAM ACCORDINGLY) | Shareholder | Against | For | ||||||||
11. | A SHAREHOLDER PROPOSAL BY JAMES MCRITCHIE OF A NON-BINDING ADVISORY RESOLUTION ENTITLED “PROXY ACCESS FOR SHAREHOLDERS” | Shareholder | Against | For |
QUALCOMM INCORPORATED
| ||||||||
Security | 747525103 | Meeting Type | Annual | |||||
Ticker Symbol | QCOM | Meeting Date | 04-Mar-2014 | |||||
ISIN | US7475251036 | Agenda | 933916150 - Management | |||||
City | Holding Recon Date | 06-Jan-2014 | ||||||
Country | United States | Vote Deadline Date | 03-Mar-2014 | |||||
SEDOL(s) | Quick Code |
Item | Proposal | Type | Vote | For/Against Management
| ||||||
1A. | ELECTION OF DIRECTOR: BARBARA T. ALEXANDER | Management | For | For | ||||||
1B. | ELECTION OF DIRECTOR: DONALD G. CRUICKSHANK | Management | For | For | ||||||
1C. | ELECTION OF DIRECTOR: RAYMOND V. DITTAMORE | Management | For | For | ||||||
1D. | ELECTION OF DIRECTOR: SUSAN HOCKFIELD | Management | For | For | ||||||
1E. | ELECTION OF DIRECTOR: THOMAS W. HORTON | Management | For | For | ||||||
1F. | ELECTION OF DIRECTOR: PAUL E. JACOBS | Management | For | For | ||||||
1G. | ELECTION OF DIRECTOR: SHERRY LANSING | Management | For | For | ||||||
1H. | ELECTION OF DIRECTOR: STEVEN M. MOLLENKOPF | Management | For | For | ||||||
1I. | ELECTION OF DIRECTOR: DUANE A. NELLES | Management | For | For | ||||||
1J. | ELECTION OF DIRECTOR: CLARK T. RANDT, JR. | Management | For | For | ||||||
1K. | ELECTION OF DIRECTOR: FRANCISCO ROS | Management | For | For | ||||||
1L. | ELECTION OF DIRECTOR: JONATHAN J. RUBINSTEIN | Management | For | For | ||||||
1M. | ELECTION OF DIRECTOR: BRENT SCOWCROFT | Management | For | For | ||||||
1N. | ELECTION OF DIRECTOR: MARC I. STERN | Management | For | For | ||||||
2. | TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT PUBLIC ACCOUNTANTS FOR OUR FISCAL YEAR ENDING SEPTEMBER 28, 2014. | Management | For | For | ||||||
3. | ADVISORY VOTE TO APPROVE OUR EXECUTIVE COMPENSATION. | Management | For | For | ||||||
4. | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Management | 1 Year | For |
TYCO INTERNATIONAL LTD.
| ||||||||
Security | H89128104 | Meeting Type | Annual | |||||
Ticker Symbol | TYC | Meeting Date | 05-Mar-2014 | |||||
ISIN | CH0100383485 | Agenda | 933916491 - Management | |||||
City | Holding Recon Date | 06-Jan-2014 | ||||||
Country | Switzerland | Vote Deadline Date | 04-Mar-2014 | |||||
SEDOL(s) | Quick Code |
Item | Proposal | Type | Vote | For/Against Management
| ||||||
1. | TO APPROVE THE ANNUAL REPORT, THE PARENT COMPANY FINANCIAL STATEMENTS OF TYCO INTERNATIONAL LTD AND THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FISCAL YEAR ENDED SEPTEMBER 27, 2013 | Management | For | For | ||||||
2. | TO DISCHARGE THE BOARD OF DIRECTORS FROM LIABILITY FOR THE FINANCIAL YEAR ENDED SEPTEMBER 27, 2013 | Management | For | For | ||||||
3A. | ELECTION OF DIRECTOR: EDWARD D. BREEN | Management | For | For | ||||||
3B. | ELECTION OF DIRECTOR: HERMAN E. BULLS | Management | For | For | ||||||
3C. | ELECTION OF DIRECTOR: MICHAEL E. DANIELS | Management | For | For | ||||||
3D. | ELECTION OF DIRECTOR: FRANK M. DRENDEL | Management | For | For | ||||||
3E. | ELECTION OF DIRECTOR: BRIAN DUPERREAULT | Management | For | For | ||||||
3F. | ELECTION OF DIRECTOR: RAJIV L. GUPTA | Management | For | For | ||||||
3G. | ELECTION OF DIRECTOR: GEORGE OLIVER | Management | For | For | ||||||
3H. | ELECTION OF DIRECTOR: BRENDAN R. O’NEILL | Management | For | For | ||||||
3I. | ELECTION OF DIRECTOR: JURGEN TINGGREN | Management | For | For | ||||||
3J. | ELECTION OF DIRECTOR: SANDRA S. WIJNBERG | Management | For | For | ||||||
3K. | ELECTION OF DIRECTOR: R. DAVID YOST | Management | For | For | ||||||
4. | TO ELECT EDWARD D. BREEN AS CHAIR OF THE BOARD OF DIRECTORS | Management | For | For | ||||||
5A. | TO ELECT RAJIV L. GUPTA AS MEMBER OF THE COMPENSATION AND HUMAN RESOURCES COMMITTEE | Management | For | For | ||||||
5B. | TO ELECT SANDRA S. WIJNBERG AS MEMBER OF THE COMPENSATION AND HUMAN RESOURCES COMMITTEE | Management | For | For | ||||||
5C. | TO ELECT R. DAVID YOST AS MEMBER OF THE COMPENSATION AND HUMAN RESOURCES COMMITTEE | Management | For | For |
6A. | TO ELECT DELOITTE AG (ZURICH) AS STATUTORY AUDITORS UNTIL THE NEXT ANNUAL GENERAL MEETING | Management | For | For | ||||||
6B. | TO RATIFY APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR PURPOSES OF UNITED STATES SECURITIES LAW REPORTING FOR THE YEAR ENDING SEPTEMBER 26, 2014 | Management | For | For | ||||||
6C. | TO ELECT PRICEWATERHOUSECOOPERS AG (ZURICH) AS SPECIAL AUDITORS UNTIL THE NEXT ANNUAL GENERAL MEETING | Management | For | For | ||||||
7. | TO ELECT BRATSCHI, WIEDERKEHR & BUOB AS THE INDEPENDENT PROXY | Management | For | For | ||||||
8. | TO APPROVE THE ALLOCATION OF FISCAL YEAR 2013 RESULTS | Management | For | For | ||||||
9. | TO APPROVE THE PAYMENT OF AN ORDINARY CASH DIVIDEND IN AN AMOUNT OF UP TO $0.72 PER SHARE OUT OF TYCO’S CAPITAL CONTRIBUTION RESERVE IN ITS STATUTORY ACCOUNTS | Management | For | For | ||||||
10. | TO CAST A NON-BINDING ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION | Management | For | For |
THE WALT DISNEY COMPANY
| ||||||||
Security | 254687106 | Meeting Type | Annual | |||||
Ticker Symbol | DIS | Meeting Date | 18-Mar-2014 | |||||
ISIN | US2546871060 | Agenda | 933918736 - Management | |||||
City | Holding Recon Date | 17-Jan-2014 | ||||||
Country | United States | Vote Deadline Date | 17-Mar-2014 | |||||
SEDOL(s) | Quick Code |
Item | Proposal | Type | Vote | For/Against Management
| ||||||
1A. | ELECTION OF DIRECTOR: SUSAN E. ARNOLD | Management | For | For | ||||||
1B. | ELECTION OF DIRECTOR: JOHN S. CHEN | Management | For | For | ||||||
1C. | ELECTION OF DIRECTOR: JACK DORSEY | Management | For | For | ||||||
1D. | ELECTION OF DIRECTOR: ROBERT A. IGER | Management | For | For | ||||||
1E. | ELECTION OF DIRECTOR: FRED H. LANGHAMMER | Management | For | For | ||||||
1F. | ELECTION OF DIRECTOR: AYLWIN B. LEWIS | Management | For | For | ||||||
1G. | ELECTION OF DIRECTOR: MONICA C. LOZANO | Management | For | For | ||||||
1H. | ELECTION OF DIRECTOR: ROBERT W. MATSCHULLAT | Management | For | For | ||||||
1I. | ELECTION OF DIRECTOR: SHERYL K. SANDBERG | Management | For | For | ||||||
1J. | ELECTION OF DIRECTOR: ORIN C. SMITH | Management | For | For | ||||||
2. | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY’S REGISTERED PUBLIC ACCOUNTANTS FOR 2014. | Management | For | For | ||||||
3. | TO APPROVE THE ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION. | Management | For | For | ||||||
4. | TO APPROVE AN AMENDMENT TO THE COMPANY’S RESTATED CERTIFICATE OF INCORPORATION. | Management | For | For | ||||||
5. | TO APPROVE THE SHAREHOLDER PROPOSAL RELATING TO PROXY ACCESS. | Shareholder | Against | For | ||||||
6. | TO APPROVE THE SHAREHOLDER PROPOSAL RELATING TO ACCELERATION OF EQUITY AWARDS. | Shareholder | Against | For |
STARBUCKS CORPORATION
| ||||||||
Security | 855244109 | Meeting Type | Annual | |||||
Ticker Symbol | SBUX | Meeting Date | 19-Mar-2014 | |||||
ISIN | US8552441094 | Agenda | 933917619 - Management | |||||
City | Holding Recon Date | 09-Jan-2014 | ||||||
Country | United States | Vote Deadline Date | 18-Mar-2014 | |||||
SEDOL(s) | Quick Code |
Item | Proposal | Type | Vote | For/Against Management
| ||||||
1A. | ELECTION OF DIRECTOR: HOWARD SCHULTZ | Management | For | For | ||||||
1B. | ELECTION OF DIRECTOR: WILLIAM W. BRADLEY | Management | For | For | ||||||
1C. | ELECTION OF DIRECTOR: ROBERT M. GATES | Management | For | For | ||||||
1D. | ELECTION OF DIRECTOR: MELLODY HOBSON | Management | For | For | ||||||
1E. | ELECTION OF DIRECTOR: KEVIN R. JOHNSON | Management | For | For | ||||||
1F. | ELECTION OF DIRECTOR: OLDEN LEE | Management | For | For | ||||||
1G. | ELECTION OF DIRECTOR: JOSHUA COOPER RAMO | Management | For | For | ||||||
1H. | ELECTION OF DIRECTOR: JAMES G. SHENNAN, JR. | Management | For | For | ||||||
1I. | ELECTION OF DIRECTOR: CLARA SHIH | Management | For | For | ||||||
1J. | ELECTION OF DIRECTOR: JAVIER G. TERUEL | Management | For | For | ||||||
1K. | ELECTION OF DIRECTOR: MYRON E. ULLMAN, III | Management | For | For | ||||||
1L. | ELECTION OF DIRECTOR: CRAIG E. WEATHERUP | Management | For | For |
2. | ADVISORY RESOLUTION TO APPROVE OUR EXECUTIVE COMPENSATION. | Management | For | For | ||||||
3. | RATIFICATION OF SELECTION OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2014. | Management | For | For | ||||||
4. | PROHIBIT POLITICAL SPENDING. | Shareholder | Against | For | ||||||
5. | INDEPENDENT BOARD CHAIRMAN. | Shareholder | Against | For |
SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.)
| ||||||||
Security | 806857108 | Meeting Type | Annual | |||||
Ticker Symbol | SLB | Meeting Date | 09-Apr-2014 | |||||
ISIN | AN8068571086 | Agenda | 933927040 - Management | |||||
City | Holding Recon Date | 19-Feb-2014 | ||||||
Country | United States | Vote Deadline Date | 08-Apr-2014 | |||||
SEDOL(s) | Quick Code |
Item | Proposal | Type | Vote | For/Against Management
| ||||||
1A. | ELECTION OF DIRECTOR: PETER L.S. CURRIE | Management | For | For | ||||||
1B. | ELECTION OF DIRECTOR: TONY ISAAC | Management | For | For | ||||||
1C. | ELECTION OF DIRECTOR: K. VAMAN KAMATH | Management | For | For | ||||||
1D. | ELECTION OF DIRECTOR: MAUREEN KEMPSTON DARKES | Management | For | For | ||||||
1E. | ELECTION OF DIRECTOR: PAAL KIBSGAARD | Management | For | For | ||||||
1F. | ELECTION OF DIRECTOR: NIKOLAY KUDRYAVTSEV | Management | For | For | ||||||
1G. | ELECTION OF DIRECTOR: MICHAEL E. MARKS | Management | For | For | ||||||
1H. | ELECTION OF DIRECTOR: LUBNA S. OLAYAN | Management | For | For | ||||||
1I. | ELECTION OF DIRECTOR: LEO RAFAEL REIF | Management | For | For | ||||||
1J. | ELECTION OF DIRECTOR: TORE I. SANDVOLD | Management | For | For | ||||||
1K. | ELECTION OF DIRECTOR: HENRI SEYDOUX | Management | For | For | ||||||
2. | TO APPROVE, ON AN ADVISORY BASIS, THE COMPANY’S EXECUTIVE COMPENSATION. | Management | For | For | ||||||
3. | TO APPROVE THE COMPANY’S 2013 FINANCIAL STATEMENTS AND DECLARATIONS OF DIVIDENDS. | Management | For | For | ||||||
4. | TO APPROVE THE APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For |
TEXAS INSTRUMENTS INCORPORATED
| ||||||||
Security | 882508104 | Meeting Type | Annual | |||||
Ticker Symbol | TXN | Meeting Date | 17-Apr-2014 | |||||
ISIN | US8825081040 | Agenda | 933927103 - Management | |||||
City | Holding Recon Date | 18-Feb-2014 | ||||||
Country | United States | Vote Deadline Date | 16-Apr-2014 | |||||
SEDOL(s) | Quick Code |
Item | Proposal | Type | Vote | For/Against Management
| ||||||
1A. | ELECTION OF DIRECTOR: R.W. BABB, JR. | Management | For | For | ||||||
1B. | ELECTION OF DIRECTOR: M.A. BLINN | Management | For | For | ||||||
1C. | ELECTION OF DIRECTOR: D.A. CARP | Management | For | For | ||||||
1D. | ELECTION OF DIRECTOR: C.S. COX | Management | For | For | ||||||
1E. | ELECTION OF DIRECTOR: R. KIRK | Management | For | For | ||||||
1F. | ELECTION OF DIRECTOR: P.H. PATSLEY | Management | For | For | ||||||
1G. | ELECTION OF DIRECTOR: R.E. SANCHEZ | Management | For | For | ||||||
1H. | ELECTION OF DIRECTOR: W.R. SANDERS | Management | For | For | ||||||
1I. | ELECTION OF DIRECTOR: R.J. SIMMONS | Management | For | For | ||||||
1J. | ELECTION OF DIRECTOR: R.K. TEMPLETON | Management | For | For | ||||||
1K. | ELECTION OF DIRECTOR: C.T. WHITMAN | Management | For | For | ||||||
2. | BOARD PROPOSAL REGARDING ADVISORY APPROVAL OF THE COMPANY’S EXECUTIVE COMPENSATION. | Management | For | For | ||||||
3. | BOARD PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | For | ||||||
4. | BOARD PROPOSAL TO APPROVE THE TI EMPLOYEES 2014 STOCK PURCHASE PLAN. | Management | For | For | ||||||
5. | BOARD PROPOSAL TO REAPPROVE THE MATERIAL TERMS OF THE PERFORMANCE GOALS UNDER THE TEXAS INSTRUMENTS 2009 LONG-TERM INCENTIVE PLAN. | Management | For | For |
CITIGROUP INC.
| ||||||||
Security | 172967424 | Meeting Type | Annual | |||||
Ticker Symbol | C | Meeting Date | 22-Apr-2014 | |||||
ISIN | US1729674242 | Agenda | 933933637 - Management | |||||
City | Holding Recon Date | 24-Feb-2014 | ||||||
Country | United States | Vote Deadline Date | 21-Apr-2014 | |||||
SEDOL(s) | Quick Code |
Item | Proposal | Type | Vote | For/Against Management
| ||||||
1A. | ELECTION OF DIRECTOR: MICHAEL L. CORBAT | Management | For | For | ||||||
1B. | ELECTION OF DIRECTOR: DUNCAN P. HENNES | Management | For | For | ||||||
1C. | ELECTION OF DIRECTOR: FRANZ B. HUMER | Management | For | For | ||||||
1D. | ELECTION OF DIRECTOR: EUGENE M. MCQUADE | Management | For | For | ||||||
1E. | ELECTION OF DIRECTOR: MICHAEL E. O’NEILL | Management | For | For | ||||||
1F. | ELECTION OF DIRECTOR: GARY M. REINER | Management | For | For | ||||||
1G. | ELECTION OF DIRECTOR: JUDITH RODIN | Management | For | For | ||||||
1H. | ELECTION OF DIRECTOR: ROBERT L. RYAN | Management | For | For | ||||||
1I. | ELECTION OF DIRECTOR: ANTHONY M. SANTOMERO | Management | For | For | ||||||
1J. | ELECTION OF DIRECTOR: JOAN E. SPERO | Management | For | For | ||||||
1K. | ELECTION OF DIRECTOR: DIANA L. TAYLOR | Management | For | For | ||||||
1L. | ELECTION OF DIRECTOR: WILLIAM S. THOMPSON, JR. | Management | For | For | ||||||
1M. | ELECTION OF DIRECTOR: JAMES S. TURLEY | Management | For | For | ||||||
1N. | ELECTION OF DIRECTOR: ERNESTO ZEDILLO PONCE DE LEON | Management | For | For | ||||||
2. | PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP AS CITI’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | For | ||||||
3. | ADVISORY APPROVAL OF CITI’S 2013 EXECUTIVE COMPENSATION. | Management | For | For | ||||||
4. | APPROVAL OF THE CITIGROUP 2014 STOCK INCENTIVE PLAN. | Management | For | For | ||||||
5. | STOCKHOLDER PROPOSAL REQUESTING THAT EXECUTIVES RETAIN A SIGNIFICANT PORTION OF THEIR STOCK UNTIL REACHING NORMAL RETIREMENT AGE. | Shareholder | Against | For | ||||||
6. | STOCKHOLDER PROPOSAL REQUESTING A REPORT ON LOBBYING AND GRASSROOTS LOBBYING CONTRIBUTIONS. | Shareholder | Against | For | ||||||
7. | STOCKHOLDER PROPOSAL REQUESTING THAT THE BOARD INSTITUTE A POLICY TO MAKE IT MORE PRACTICAL TO DENY INDEMNIFICATION FOR DIRECTORS. | Shareholder | Against | For | ||||||
8. | STOCKHOLDER PROPOSAL REQUESTING PROXY ACCESS FOR SHAREHOLDERS. | Shareholder | Against | For |
THE COCA-COLA COMPANY
| ||||||||
Security | 191216100 | Meeting Type | Annual | |||||
Ticker Symbol | KO | Meeting Date | 23-Apr-2014 | |||||
ISIN | US1912161007 | Agenda | 933928256 - Management | |||||
City | Holding Recon Date | 24-Feb-2014 | ||||||
Country | United States | Vote Deadline Date | 22-Apr-2014 | |||||
SEDOL(s) | Quick Code |
Item | Proposal | Type | Vote | For/Against Management
| ||||||
1A. | ELECTION OF DIRECTOR: HERBERT A. ALLEN | Management | For | For | ||||||
1B. | ELECTION OF DIRECTOR: RONALD W. ALLEN | Management | For | For | ||||||
1C. | ELECTION OF DIRECTOR: ANA BOTIN | Management | For | For | ||||||
1D. | ELECTION OF DIRECTOR: HOWARD G. BUFFETT | Management | For | For | ||||||
1E. | ELECTION OF DIRECTOR: RICHARD M. DALEY | Management | For | For | ||||||
1F. | ELECTION OF DIRECTOR: BARRY DILLER | Management | For | For | ||||||
1G. | ELECTION OF DIRECTOR: HELENE D. GAYLE | Management | For | For | ||||||
1H. | ELECTION OF DIRECTOR: EVAN G. GREENBERG | Management | For | For | ||||||
1I. | ELECTION OF DIRECTOR: ALEXIS M. HERMAN | Management | For | For | ||||||
1J. | ELECTION OF DIRECTOR: MUHTAR KENT | Management | For | For | ||||||
1K. | ELECTION OF DIRECTOR: ROBERT A. KOTICK | Management | For | For | ||||||
1L. | ELECTION OF DIRECTOR: MARIA ELENA LAGOMASINO | Management | For | For | ||||||
1M. | ELECTION OF DIRECTOR: SAM NUNN | Management | For | For | ||||||
1N. | ELECTION OF DIRECTOR: JAMES D. ROBINSON III | Management | For | For | ||||||
1O. | ELECTION OF DIRECTOR: PETER V. UEBERROTH | Management | For | For | ||||||
2. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION | Management | For | For | ||||||
3. | APPROVAL OF THE COCA-COLA COMPANY 2014 EQUITY PLAN | Management | For | For | ||||||
4. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS | Management | For | For | ||||||
5. | SHAREOWNER PROPOSAL REGARDING AN INDEPENDENT BOARD CHAIRMAN | Shareholder | Against | For |
HCA HOLDINGS, INC
| ||||||||
Security | 40412C101 | Meeting Type | Annual | |||||
Ticker Symbol | HCA | Meeting Date | 23-Apr-2014 | |||||
ISIN | US40412C1018 | Agenda | 933935201 - Management | |||||
City | Holding Recon Date | 28-Feb-2014 | ||||||
Country | United States | Vote Deadline Date | 22-Apr-2014 | |||||
SEDOL(s) | Quick Code |
Item | Proposal | Type | Vote | For/Against Management
| ||||||||
1. | DIRECTOR | Management | ||||||||||
1 | RICHARD M. BRACKEN | For | For | |||||||||
2 | R. MILTON JOHNSON | For | For | |||||||||
3 | ROBERT J. DENNIS | For | For | |||||||||
4 | NANCY-ANN DEPARLE | For | For | |||||||||
5 | THOMAS F. FRIST III | For | For | |||||||||
6 | WILLIAM R. FRIST | For | For | |||||||||
7 | ANN H. LAMONT | For | For | |||||||||
8 | JAY O. LIGHT | For | For | |||||||||
9 | GEOFFREY G. MEYERS | For | For | |||||||||
10 | MICHAEL W. MICHELSON | For | For | |||||||||
11 | STEPHEN G. PAGLIUCA | For | For | |||||||||
12 | WAYNE J. RILEY, M.D. | For | For | |||||||||
13 | JOHN W. ROWE, M.D. | For | For | |||||||||
2. | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2014 | Management | For | For | ||||||||
3. | TO APPROVE THE HCA HOLDINGS, INC. EMPLOYEE STOCK PURCHASE PLAN | Management | For | For | ||||||||
4. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION | Management | For | For |
JOHNSON & JOHNSON
| ||||||||
Security | 478160104 | Meeting Type | Annual | |||||
Ticker Symbol | JNJ | Meeting Date | 24-Apr-2014 | |||||
ISIN | US4781601046 | Agenda | 933933548 - Management | |||||
City | Holding Recon Date | 25-Feb-2014 | ||||||
Country | United States | Vote Deadline Date | 23-Apr-2014 | |||||
SEDOL(s) | Quick Code |
Item | Proposal | Type | Vote | For/Against Management
| ||||||
1A. | ELECTION OF DIRECTOR: MARY SUE COLEMAN | Management | For | For | ||||||
1B. | ELECTION OF DIRECTOR: JAMES G. CULLEN | Management | For | For | ||||||
1C. | ELECTION OF DIRECTOR: IAN E.L. DAVIS | Management | For | For | ||||||
1D. | ELECTION OF DIRECTOR: ALEX GORSKY | Management | For | For | ||||||
1E. | ELECTION OF DIRECTOR: SUSAN L. LINDQUIST | Management | For | For | ||||||
1F. | ELECTION OF DIRECTOR: MARK B. MCCLELLAN | Management | For | For | ||||||
1G. | ELECTION OF DIRECTOR: ANNE M. MULCAHY | Management | For | For | ||||||
1H. | ELECTION OF DIRECTOR: LEO F. MULLIN | Management | For | For | ||||||
1I. | ELECTION OF DIRECTOR: WILLIAM D. PEREZ | Management | For | For | ||||||
1J. | ELECTION OF DIRECTOR: CHARLES PRINCE | Management | For | For | ||||||
1K. | ELECTION OF DIRECTOR: A. EUGENE WASHINGTON | Management | For | For | ||||||
1L. | ELECTION OF DIRECTOR: RONALD A. WILLIAMS | Management | For | For | ||||||
2. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION | Management | For | For | ||||||
3. | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014 | Management | For | For | ||||||
4. | SHAREHOLDER PROPOSAL - EXECUTIVES TO RETAIN SIGNIFICANT STOCK | Shareholder | Against | For |
PFIZER INC.
| ||||||||
Security | 717081103 | Meeting Type | Annual | |||||
Ticker Symbol | PFE | Meeting Date | 24-Apr-2014 | |||||
ISIN | US7170811035 | Agenda | 933933738 - Management | |||||
City | Holding Recon Date | 26-Feb-2014 | ||||||
Country | United States | Vote Deadline Date | 23-Apr-2014 | |||||
SEDOL(s) | Quick Code |
Item | Proposal | Type | Vote | For/Against Management
| ||||||
1A. | ELECTION OF DIRECTOR: DENNIS A. AUSIELLO | Management | For | For | ||||||
1B. | ELECTION OF DIRECTOR: W. DON CORNWELL | Management | For | For | ||||||
1C. | ELECTION OF DIRECTOR: FRANCES D. FERGUSSON | Management | For | For | ||||||
1D. | ELECTION OF DIRECTOR: HELEN H. HOBBS | Management | For | For | ||||||
1E. | ELECTION OF DIRECTOR: CONSTANCE J. HORNER | Management | For | For | ||||||
1F. | ELECTION OF DIRECTOR: JAMES M. KILTS | Management | For | For | ||||||
1G. | ELECTION OF DIRECTOR: GEORGE A. LORCH | Management | For | For | ||||||
1H. | ELECTION OF DIRECTOR: SHANTANU NARAYEN | Management | For | For | ||||||
1I. | ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON | Management | For | For | ||||||
1J. | ELECTION OF DIRECTOR: IAN C. READ | Management | For | For | ||||||
1K. | ELECTION OF DIRECTOR: STEPHEN W. SANGER | Management | For | For | ||||||
1L. | ELECTION OF DIRECTOR: MARC TESSIER-LAVIGNE | Management | For | For | ||||||
2. | RATIFY THE SELECTION OF KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014 | Management | For | For | ||||||
3. | ADVISORY APPROVAL OF EXECUTIVE COMPENSATION | Management | For | For | ||||||
4. | APPROVAL OF PFIZER INC. 2014 STOCK PLAN | Management | For | For | ||||||
5. | SHAREHOLDER PROPOSAL REGARDING APPROVAL OF POLITICAL CONTRIBUTIONS POLICY | Shareholder | Against | For | ||||||
6. | SHAREHOLDER PROPOSAL REGARDING LOBBYING ACTIVITIES | Shareholder | Against | For | ||||||
7. | SHAREHOLDER PROPOSAL REGARDING ACTION BY WRITTEN CONSENT | Shareholder | Against | For |
THE BOEING COMPANY
| ||||||||
Security | 097023105 | Meeting Type | Annual | |||||
Ticker Symbol | BA | Meeting Date | 28-Apr-2014 | |||||
ISIN | US0970231058 | Agenda | 933932368 - Management | |||||
City | Holding Recon Date | 27-Feb-2014 | ||||||
Country | United States | Vote Deadline Date | 25-Apr-2014 | |||||
SEDOL(s) | Quick Code |
Item | Proposal | Type | Vote | For/Against Management
| ||||||
1A. | ELECTION OF DIRECTOR: DAVID L. CALHOUN | Management | For | For | ||||||
1B. | ELECTION OF DIRECTOR: ARTHUR D. COLLINS, JR. | Management | For | For | ||||||
1C. | ELECTION OF DIRECTOR: LINDA Z. COOK | Management | For | For | ||||||
1D. | ELECTION OF DIRECTOR: KENNETH M. DUBERSTEIN | Management | For | For | ||||||
1E. | ELECTION OF DIRECTOR: EDMUND P. GIAMBASTIANI, JR. | Management | For | For | ||||||
1F. | ELECTION OF DIRECTOR: LAWRENCE W. KELLNER | Management | For | For | ||||||
1G. | ELECTION OF DIRECTOR: EDWARD M. LIDDY | Management | For | For | ||||||
1H. | ELECTION OF DIRECTOR: W. JAMES MCNERNEY, JR. | Management | For | For | ||||||
1I. | ELECTION OF DIRECTOR: SUSAN C. SCHWAB | Management | For | For | ||||||
1J. | ELECTION OF DIRECTOR: RONALD A. WILLIAMS | Management | For | For | ||||||
1K. | ELECTION OF DIRECTOR: MIKE S. ZAFIROVSKI | Management | For | For | ||||||
2. | APPROVE, ON AN ADVISORY BASIS, NAMED EXECUTIVE OFFICER COMPENSATION. | Management | For | For | ||||||
3. | APPROVE THE AMENDMENT AND RESTATEMENT OF THE BOEING COMPANY 2003 INCENTIVE STOCK PLAN. | Management | For | For | ||||||
4. | RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITOR FOR 2014. | Management | For | For | ||||||
5. | REPORT TO DISCLOSE LOBBYING. | Shareholder | Against | For | ||||||
6. | RIGHT TO ACT BY WRITTEN CONSENT. | Shareholder | Against | For | ||||||
7. | INDEPENDENT BOARD CHAIRMAN. | Shareholder | Against | For |
HONEYWELL INTERNATIONAL INC.
| ||||||||
Security | 438516106 | Meeting Type | Annual | |||||
Ticker Symbol | HON | Meeting Date | 28-Apr-2014 | |||||
ISIN | US4385161066 | Agenda | 933934526 - Management | |||||
City | Holding Recon Date | 28-Feb-2014 | ||||||
Country | United States | Vote Deadline Date | 25-Apr-2014 | |||||
SEDOL(s) | Quick Code |
Item | Proposal | Type | Vote | For/Against Management
| ||||||
1A. | ELECTION OF DIRECTOR: GORDON M. BETHUNE | Management | For | For | ||||||
1B. | ELECTION OF DIRECTOR: KEVIN BURKE | Management | For | For | ||||||
1C. | ELECTION OF DIRECTOR: JAIME CHICO PARDO | Management | For | For | ||||||
1D. | ELECTION OF DIRECTOR: DAVID M. COTE | Management | For | For | ||||||
1E. | ELECTION OF DIRECTOR: D. SCOTT DAVIS | Management | For | For | ||||||
1F. | ELECTION OF DIRECTOR: LINNET F. DEILY | Management | For | For | ||||||
1G. | ELECTION OF DIRECTOR: JUDD GREGG | Management | For | For | ||||||
1H. | ELECTION OF DIRECTOR: CLIVE HOLLICK | Management | For | For | ||||||
1I. | ELECTION OF DIRECTOR: GRACE D. LIEBLEIN | Management | For | For | ||||||
1J. | ELECTION OF DIRECTOR: GEORGE PAZ | Management | For | For | ||||||
1K. | ELECTION OF DIRECTOR: BRADLEY T. SHEARES | Management | For | For | ||||||
1L. | ELECTION OF DIRECTOR: ROBIN L. WASHINGTON | Management | For | For | ||||||
2. | APPROVAL OF INDEPENDENT ACCOUNTANTS. | Management | For | For | ||||||
3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | For | For | ||||||
4. | INDEPENDENT BOARD CHAIRMAN. | Shareholder | Against | For | ||||||
5. | RIGHT TO ACT BY WRITTEN CONSENT. | Shareholder | Against | For | ||||||
6. | ELIMINATE ACCELERATED VESTING IN A CHANGE IN CONTROL. | Shareholder | Against | For | ||||||
7. | POLITICAL LOBBYING AND CONTRIBUTIONS. | Shareholder | Against | For |
INTERNATIONAL BUSINESS MACHINES CORP.
| ||||||||
Security | 459200101 | Meeting Type | Annual | |||||
Ticker Symbol | IBM | Meeting Date | 29-Apr-2014 | |||||
ISIN | US4592001014 | Agenda | 933935237 - Management | |||||
City | Holding Recon Date | 28-Feb-2014 | ||||||
Country | United States | Vote Deadline Date | 28-Apr-2014 | |||||
SEDOL(s) | Quick Code |
Item | Proposal | Type | Vote | For/Against Management
| ||||||
1A. | ELECTION OF DIRECTOR: A.J.P. BELDA | Management | For | For | ||||||
1B. | ELECTION OF DIRECTOR: W.R. BRODY | Management | For | For | ||||||
1C. | ELECTION OF DIRECTOR: K.I. CHENAULT | Management | For | For | ||||||
1D. | ELECTION OF DIRECTOR: M.L. ESKEW | Management | For | For | ||||||
1E. | ELECTION OF DIRECTOR: D.N. FARR | Management | For | For | ||||||
1F. | ELECTION OF DIRECTOR: S.A. JACKSON | Management | For | For | ||||||
1G. | ELECTION OF DIRECTOR: A.N. LIVERIS | Management | For | For | ||||||
1H. | ELECTION OF DIRECTOR: W.J. MCNERNEY, JR. | Management | For | For | ||||||
1I. | ELECTION OF DIRECTOR: J.W. OWENS | Management | For | For | ||||||
1J. | ELECTION OF DIRECTOR: V.M. ROMETTY | Management | For | For | ||||||
1K. | ELECTION OF DIRECTOR: J.E. SPERO | Management | For | For | ||||||
1L. | ELECTION OF DIRECTOR: S. TAUREL | Management | For | For | ||||||
1M. | ELECTION OF DIRECTOR: L.H. ZAMBRANO | Management | For | For | ||||||
2. | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM (PAGE 71) | Management | For | For | ||||||
3. | ADVISORY VOTE ON EXECUTIVE COMPENSATION (PAGE 72) | Management | For | For | ||||||
4. | APPROVAL OF LONG-TERM INCENTIVE PERFORMANCE TERMS FOR CERTAIN EXECUTIVES PURSUANT TO SECTION 162(M) OF THE INTERNAL REVENUE CODE (PAGE 73) | Management | For | For | ||||||
5. | ADOPTION OF THE IBM 2014 EMPLOYEES STOCK PURCHASE PLAN (PAGE 76) | Management | For | For | ||||||
6. | STOCKHOLDER PROPOSAL FOR DISCLOSURE OF LOBBYING POLICIES AND PRACTICES (PAGE 78) | Shareholder | Against | For | ||||||
7. | STOCKHOLDER PROPOSAL ON THE RIGHT TO ACT BY WRITTEN CONSENT (PAGE 79) | Shareholder | Against | For | ||||||
8. | STOCKHOLDER PROPOSAL TO LIMIT ACCELERATED EXECUTIVE PAY (PAGE 80) | Shareholder | Against | For |
PACCAR INC
| ||||||||
Security | 693718108 | Meeting Type | Annual | |||||
Ticker Symbol | PCAR | Meeting Date | 29-Apr-2014 | |||||
ISIN | US6937181088 | Agenda | 933936328 - Management | |||||
City | Holding Recon Date | 04-Mar-2014 | ||||||
Country | United States | Vote Deadline Date | 28-Apr-2014 | |||||
SEDOL(s) | Quick Code |
Item | Proposal | Type | Vote | For/Against Management
| ||||||
1.1 | ELECTION OF DIRECTOR: JOHN M. FLUKE, JR. | Management | For | For | ||||||
1.2 | ELECTION OF DIRECTOR: KIRK S. HACHIGIAN | Management | For | For | ||||||
1.3 | ELECTION OF DIRECTOR: RODERICK C. MCGEARY | Management | For | For |
1.4 | ELECTION OF DIRECTOR: MARK A. SCHULZ | Management | For | For | ||||||
2. | RESTRICTED STOCK AND DEFERRED COMPENSATION PLAN FOR NON-EMPLOYEE DIRECTORS | Management | For | For | ||||||
3. | ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION | Management | For | For | ||||||
4. | STOCKHOLDER PROPOSAL REGARDING THE SUPERMAJORITY VOTE PROVISIONS | Shareholder | Against | For |
VERIZON COMMUNICATIONS INC.
| ||||||||
Security | 92343V104 | Meeting Type | Annual | |||||
Ticker Symbol | VZ | Meeting Date | 01-May-2014 | |||||
ISIN | US92343V1044 | Agenda | 933936607 - Management | |||||
City | Holding Recon Date | 03-Mar-2014 | ||||||
Country | United States | Vote Deadline Date | 30-Apr-2014 | |||||
SEDOL(s) | Quick Code |
Item | Proposal | Type | Vote | For/Against Management
| ||||||
1A. | ELECTION OF DIRECTOR: SHELLYE L. ARCHAMBEAU | Management | For | For | ||||||
1B. | ELECTION OF DIRECTOR: RICHARD L. CARRION | Management | For | For | ||||||
1C. | ELECTION OF DIRECTOR: MELANIE L. HEALEY | Management | For | For | ||||||
1D. | ELECTION OF DIRECTOR: M. FRANCES KEETH | Management | For | For | ||||||
1E. | ELECTION OF DIRECTOR: ROBERT W. LANE | Management | For | For | ||||||
1F. | ELECTION OF DIRECTOR: LOWELL C. MCADAM | Management | For | For | ||||||
1G. | ELECTION OF DIRECTOR: DONALD T. NICOLAISEN | Management | For | For | ||||||
1H. | ELECTION OF DIRECTOR: CLARENCE OTIS, JR. | Management | For | For | ||||||
1I. | ELECTION OF DIRECTOR: RODNEY E. SLATER | Management | For | For | ||||||
1J. | ELECTION OF DIRECTOR: KATHRYN A. TESIJA | Management | For | For | ||||||
1K. | ELECTION OF DIRECTOR: GREGORY D. WASSON | Management | For | For | ||||||
2. | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Management | For | For | ||||||
3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION | Management | For | For | ||||||
4. | PROPOSAL TO IMPLEMENT PROXY ACCESS | Management | For | For | ||||||
5. | NETWORK NEUTRALITY | Shareholder | Against | For | ||||||
6. | LOBBYING ACTIVITIES | Shareholder | Against | For | ||||||
7. | SEVERANCE APPROVAL POLICY | Shareholder | Against | For | ||||||
8. | SHAREHOLDER RIGHT TO CALL A SPECIAL MEETING | Shareholder | Against | For | ||||||
9. | SHAREHOLDER RIGHT TO ACT BY WRITTEN CONSENT | Shareholder | Against | For | ||||||
10. | PROXY VOTING AUTHORITY | Shareholder | Against | For |
BEMIS COMPANY, INC.
| ||||||||
Security | 081437105 | Meeting Type | Annual | |||||
Ticker Symbol | BMS | Meeting Date | 01-May-2014 | |||||
ISIN | US0814371052 | Agenda | 933941696 - Management | |||||
City | Holding Recon Date | 06-Mar-2014 | ||||||
Country | United States | Vote Deadline Date | 30-Apr-2014 | |||||
SEDOL(s) | Quick Code |
Item | Proposal | Type | Vote | For/Against Management
| ||||||||
1. | DIRECTOR | Management | ||||||||||
1 | EDWARD N. PERRY | For | For | |||||||||
2 | TIMOTHY M. MANGANELLO | For | For | |||||||||
3 | PHILIP G. WEAVER | For | For | |||||||||
4 | HENRY J. THEISEN | For | For | |||||||||
2. | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | ||||||||
3. | TO APPROVE OUR EXECUTIVE COMPENSATION (SAY-ON- PAY VOTE). | Management | For | For | ||||||||
4. | TO REAPPROVE THE BEMIS EXECUTIVE OFFICER PERFORMANCE PLAN, AS AMENDED. | Management | For | For | ||||||||
5. | TO APPROVE THE BEMIS COMPANY, INC. 2014 STOCK INCENTIVE PLAN. | Management | For | For |
ARCHER-DANIELS-MIDLAND COMPANY
| ||||||||
Security | 039483102 | Meeting Type | Annual | |||||
Ticker Symbol | ADM | Meeting Date | 01-May-2014 | |||||
ISIN | US0394831020 | Agenda | 933952295 - Management | |||||
City | Holding Recon Date | 10-Mar-2014 | ||||||
Country | United States | Vote Deadline Date | 30-Apr-2014 | |||||
SEDOL(s) | Quick Code |
Item | Proposal | Type | Vote | For/Against Management
| ||||||
1A. | ELECTION OF DIRECTOR: A.L. BOECKMANN | Management | For | For | ||||||
1B. | ELECTION OF DIRECTOR: M.H. CARTER | Management | For | For | ||||||
1C. | ELECTION OF DIRECTOR: T.K. CREWS | Management | For | For | ||||||
1D. | ELECTION OF DIRECTOR: P. DUFOUR | Management | For | For | ||||||
1E. | ELECTION OF DIRECTOR: D.E. FELSINGER | Management | For | For | ||||||
1F. | ELECTION OF DIRECTOR: A. MACIEL | Management | For | For | ||||||
1G. | ELECTION OF DIRECTOR: P.J. MOORE | Management | For | For | ||||||
1H. | ELECTION OF DIRECTOR: T.F. O’NEILL | Management | For | For | ||||||
1I. | ELECTION OF DIRECTOR: F. SANCHEZ | Management | For | For | ||||||
1J. | ELECTION OF DIRECTOR: D. SHIH | Management | For | For | ||||||
1K. | ELECTION OF DIRECTOR: K.R. WESTBROOK | Management | For | For | ||||||
1L. | ELECTION OF DIRECTOR: P.A. WOERTZ | Management | For | For | ||||||
2. | RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2014. | Management | For | For | ||||||
3. | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | For | For | ||||||
4. | INDEPENDENT BOARD CHAIRMAN. | Shareholder | Against | For |
EOG RESOURCES, INC.
| ||||||||
Security | 26875P101 | Meeting Type | Annual | |||||
Ticker Symbol | EOG | Meeting Date | 01-May-2014 | |||||
ISIN | US26875P1012 | Agenda | 933953792 - Management | |||||
City | Holding Recon Date | 07-Mar-2014 | ||||||
Country | United States | Vote Deadline Date | 30-Apr-2014 | |||||
SEDOL(s) | Quick Code |
Item | Proposal | Type | Vote | For/Against Management
| ||||||
1A. | ELECTION OF DIRECTOR: JANET F. CLARK | Management | For | For | ||||||
1B. | ELECTION OF DIRECTOR: CHARLES R. CRISP | Management | For | For | ||||||
1C. | ELECTION OF DIRECTOR: JAMES C. DAY | Management | For | For | ||||||
1D. | ELECTION OF DIRECTOR: MARK G. PAPA | Management | For | For | ||||||
1E. | ELECTION OF DIRECTOR: H. LEIGHTON STEWARD | Management | For | For | ||||||
1F. | ELECTION OF DIRECTOR: DONALD F. TEXTOR | Management | For | For | ||||||
1G. | ELECTION OF DIRECTOR: WILLIAM R. THOMAS | Management | For | For | ||||||
1H. | ELECTION OF DIRECTOR: FRANK G. WISNER | Management | For | For | ||||||
2. | TO RATIFY THE APPOINTMENT BY THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS OF DELOITTE & TOUCHE LLP, INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM, AS AUDITORS FOR THE COMPANY FOR THE YEAR ENDING DECEMBER 31, 2014. | Management | For | For | ||||||
3. | TO APPROVE, BY NON-BINDING VOTE, THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||||
4. | STOCKHOLDER PROPOSAL CONCERNING QUANTITATIVE RISK MANAGEMENT REPORTING FOR HYDRAULIC FRACTURING OPERATIONS, IF PROPERLY PRESENTED. | Shareholder | Against | For | ||||||
5. | STOCKHOLDER PROPOSAL CONCERNING A METHANE EMISSIONS REPORT, IF PROPERLY PRESENTED. | Shareholder | Against | For |
AVON PRODUCTS, INC.
| ||||||||
Security | 054303102 | Meeting Type | Annual | |||||
Ticker Symbol | AVP | Meeting Date | 06-May-2014 | |||||
ISIN | US0543031027 | Agenda | 933945884 - Management | |||||
City | Holding Recon Date | 18-Mar-2014 | ||||||
Country | United States | Vote Deadline Date | 05-May-2014 | |||||
SEDOL(s) | Quick Code |
Item | Proposal | Type | Vote | For/Against Management
| ||||||||
1. | DIRECTOR | Management | ||||||||||
1 | DOUGLAS R. CONANT | For | For | |||||||||
2 | W. DON CORNWELL | For | For | |||||||||
3 | V. ANN HAILEY | For | For | |||||||||
4 | NANCY KILLEFER | For | For | |||||||||
5 | MARIA ELENA LAGOMASINO | For | For |
6 | SARA MATHEW | For | For | |||||||||
7 | SHERI MCCOY | For | For | |||||||||
8 | CHARLES H. NOSKI | For | For | |||||||||
9 | GARY M. RODKIN | For | For | |||||||||
10 | PAULA STERN | For | For | |||||||||
2. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | For | For | ||||||||
3. | RATIFICATION OF THE APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | ||||||||
4. | SHAREHOLDER PROPOSAL REGARDING PROHIBITION OF ACCELERATED VESTING OF EQUITY AWARDS UPON A CHANGE OF CONTROL. | Shareholder | Against | For | ||||||||
5. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON SUBSTITUTING SAFER ALTERNATIVES IN PERSONAL CARE PRODUCTS. | Shareholder | Against | For |
BOSTON SCIENTIFIC CORPORATION
| ||||||||
Security | 101137107 | Meeting Type | Annual | |||||
Ticker Symbol | BSX | Meeting Date | 06-May-2014 | |||||
ISIN | US1011371077 | Agenda | 933950277 - Management | |||||
City | Holding Recon Date | 14-Mar-2014 | ||||||
Country | United States | Vote Deadline Date | 05-May-2014 | |||||
SEDOL(s) | Quick Code |
Item | Proposal | Type | Vote | For/Against Management
| ||||||
1A. | ELECTION OF DIRECTOR: BRUCE L. BYRNES | Management | For | For | ||||||
1B. | ELECTION OF DIRECTOR: NELDA J. CONNORS | Management | For | For | ||||||
1C. | ELECTION OF DIRECTOR: KRISTINA M. JOHNSON | Management | For | For | ||||||
1D. | ELECTION OF DIRECTOR: EDWARD J. LUDWIG | Management | For | For | ||||||
1E. | ELECTION OF DIRECTOR: MICHAEL F. MAHONEY | Management | For | For | ||||||
1F. | ELECTION OF DIRECTOR: ERNEST MARIO | Management | For | For | ||||||
1G. | ELECTION OF DIRECTOR: N.J. NICHOLAS, JR. | Management | For | For | ||||||
1H. | ELECTION OF DIRECTOR: PETE M. NICHOLAS | Management | For | For | ||||||
1I. | ELECTION OF DIRECTOR: UWE E. REINHARDT | Management | For | For | ||||||
1J. | ELECTION OF DIRECTOR: DAVID J. ROUX | Management | For | For | ||||||
1K. | ELECTION OF DIRECTOR: JOHN E. SUNUNU | Management | For | For | ||||||
2. | TO CONSIDER AND VOTE UPON AN ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | Management | For | For | ||||||
3. | TO APPROVE AN AMENDMENT AND RESTATEMENT OF OUR 2006 GLOBAL EMPLOYEE STOCK OWNERSHIP PLAN. | Management | For | For | ||||||
4. | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2014 FISCAL YEAR. | Management | For | For | ||||||
5. | TO CONSIDER AND VOTE UPON A STOCKHOLDER PROPOSAL SUBMITTED BY THE PEOPLE FOR THE ETHICAL TREATMENT OF ANIMALS CONCERNING ACCOUNTABILITY IN ANIMAL EXPERIMENTATION. | Shareholder | Against | For |
GENERAL DYNAMICS CORPORATION
| ||||||||
Security | 369550108 | Meeting Type | Annual | |||||
Ticker Symbol | GD | Meeting Date | 07-May-2014 | |||||
ISIN | US3695501086 | Agenda | 933937623 - Management | |||||
City | Holding Recon Date | 06-Mar-2014 | ||||||
Country | United States | Vote Deadline Date | 06-May-2014 | |||||
SEDOL(s) | Quick Code |
Item | Proposal | Type | Vote | For/Against Management
| ||||||
1A | ELECTION OF DIRECTOR: MARY T. BARRA | Management | For | For | ||||||
1B | ELECTION OF DIRECTOR: NICHOLAS D. CHABRAJA | Management | For | For | ||||||
1C | ELECTION OF DIRECTOR: JAMES S. CROWN | Management | For | For | ||||||
1D | ELECTION OF DIRECTOR: WILLIAM P. FRICKS | Management | For | For | ||||||
1E | ELECTION OF DIRECTOR: PAUL G. KAMINSKI | Management | For | For | ||||||
1F | ELECTION OF DIRECTOR: JOHN M. KEANE | Management | For | For | ||||||
1G | ELECTION OF DIRECTOR: LESTER L. LYLES | Management | For | For | ||||||
1H | ELECTION OF DIRECTOR: JAMES N. MATTIS | Management | For | For | ||||||
1I | ELECTION OF DIRECTOR: PHEBE N. NOVAKOVIC | Management | For | For | ||||||
1J | ELECTION OF DIRECTOR: WILLIAM A. OSBORN | Management | For | For | ||||||
1K | ELECTION OF DIRECTOR: LAURA J. SCHUMACHER | Management | For | For | ||||||
1L | ELECTION OF DIRECTOR: ROBERT WALMSLEY | Management | For | For |
2. | SELECTION OF INDEPENDENT AUDITORS. | Management | For | For | ||||||
3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | For | For | ||||||
4. | SHAREHOLDER PROPOSAL WITH REGARD TO AN INDEPENDENT BOARD CHAIRMAN. | Shareholder | Against | For | ||||||
5. | SHAREHOLDER PROPOSAL WITH REGARD TO LOBBYING DISCLOSURE. | Shareholder | Against | For |
EXPRESS SCRIPTS HOLDING COMPANY
| ||||||||
Security | 30219G108 | Meeting Type | Annual | |||||
Ticker Symbol | ESRX | Meeting Date | 07-May-2014 | |||||
ISIN | US30219G1085 | Agenda | 933941139 - Management | |||||
City | Holding Recon Date | 10-Mar-2014 | ||||||
Country | United States | Vote Deadline Date | 06-May-2014 | |||||
SEDOL(s) | Quick Code |
Item | Proposal | Type | Vote | For/Against Management
| ||||||
1A. | ELECTION OF DIRECTOR: GARY G. BENANAV | Management | For | For | ||||||
1B. | ELECTION OF DIRECTOR: MAURA C. BREEN | Management | For | For | ||||||
1C. | ELECTION OF DIRECTOR: WILLIAM J. DELANEY | Management | For | For | ||||||
1D. | ELECTION OF DIRECTOR: NICHOLAS J. LAHOWCHIC | Management | For | For | ||||||
1E. | ELECTION OF DIRECTOR: THOMAS P. MAC MAHON | Management | For | For | ||||||
1F. | ELECTION OF DIRECTOR: FRANK MERGENTHALER | Management | For | For | ||||||
1G. | ELECTION OF DIRECTOR: WOODROW A. MYERS, JR., MD | Management | For | For | ||||||
1H. | ELECTION OF DIRECTOR: JOHN O. PARKER, JR. | Management | For | For | ||||||
1I. | ELECTION OF DIRECTOR: GEORGE PAZ | Management | For | For | ||||||
1J. | ELECTION OF DIRECTOR: WILLIAM L. ROPER, MD, MPH | Management | For | For | ||||||
1K. | ELECTION OF DIRECTOR: SEYMOUR STERNBERG | Management | For | For | ||||||
2. | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR 2014. | Management | For | For | ||||||
3. | TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION. | Management | For | For |
GILEAD SCIENCES, INC.
| ||||||||
Security | 375558103 | Meeting Type | Annual | |||||
Ticker Symbol | GILD | Meeting Date | 07-May-2014 | |||||
ISIN | US3755581036 | Agenda | 933943006 - Management | |||||
City | Holding Recon Date | 12-Mar-2014 | ||||||
Country | United States | Vote Deadline Date | 06-May-2014 | |||||
SEDOL(s) | Quick Code |
Item | Proposal | Type | Vote | For/Against Management
| ||||||
1A. | ELECTION OF DIRECTOR: JOHN F. COGAN | Management | For | For | ||||||
1B. | ELECTION OF DIRECTOR: ETIENNE F. DAVIGNON | Management | For | For | ||||||
1C. | ELECTION OF DIRECTOR: CARLA A. HILLS | Management | For | For | ||||||
1D. | ELECTION OF DIRECTOR: KEVIN E. LOFTON | Management | For | For | ||||||
1E. | ELECTION OF DIRECTOR: JOHN W. MADIGAN | Management | For | For | ||||||
1F. | ELECTION OF DIRECTOR: JOHN C. MARTIN | Management | For | For | ||||||
1G. | ELECTION OF DIRECTOR: NICHOLAS G. MOORE | Management | For | For | ||||||
1H. | ELECTION OF DIRECTOR: RICHARD J. WHITLEY | Management | For | For | ||||||
1I. | ELECTION OF DIRECTOR: GAYLE E. WILSON | Management | For | For | ||||||
1J. | ELECTION OF DIRECTOR: PER WOLD-OLSEN | Management | For | For | ||||||
2. | TO RATIFY THE SELECTION OF ERNST & YOUNG LLP BY THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF GILEAD FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | For | For | ||||||
3. | TO VOTE ON A PROPOSED AMENDMENT TO GILEAD’S RESTATED CERTIFICATE OF INCORPORATION TO DESIGNATE DELAWARE CHANCERY COURT AS THE EXCLUSIVE FORUM FOR CERTAIN LEGAL ACTIONS. | Management | For | For | ||||||
4. | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS AS PRESENTED IN THE PROXY STATEMENT. | Management | For | For | ||||||
5. | TO VOTE ON A STOCKHOLDER PROPOSAL, IF PROPERLY PRESENTED AT THE MEETING, REQUESTING THAT THE BOARD ADOPT A POLICY THAT THE CHAIRMAN OF THE BOARD OF DIRECTORS BE AN INDEPENDENT DIRECTOR. | Shareholder | Against | For |
6. | TO VOTE ON A STOCKHOLDER PROPOSAL, IF PROPERLY PRESENTED AT THE MEETING, REQUESTING THAT THE BOARD TAKE STEPS TO PERMIT STOCKHOLDER ACTION BY WRITTEN CONSENT. | Shareholder | Against | For | ||||||
7. | TO VOTE ON A STOCKHOLDER PROPOSAL, IF PROPERLY PRESENTED AT THE MEETING, REQUESTING THAT THE BOARD ADOPT A POLICY THAT INCENTIVE COMPENSATION FOR THE CHIEF EXECUTIVE OFFICER INCLUDE NON- FINANCIAL MEASURES BASED ON PATIENT ACCESS TO GILEAD’S MEDICINES. | Shareholder | Against | For |
PEPSICO, INC.
| ||||||||
Security | 713448108 | Meeting Type | Annual | |||||
Ticker Symbol | PEP | Meeting Date | 07-May-2014 | |||||
ISIN | US7134481081 | Agenda | 933945860 - Management | |||||
City | Holding Recon Date | 28-Feb-2014 | ||||||
Country | United States | Vote Deadline Date | 06-May-2014 | |||||
SEDOL(s) | Quick Code |
Item | Proposal | Type | Vote | For/Against Management
| ||||||
1A. | ELECTION OF DIRECTOR: SHONA L. BROWN | Management | For | For | ||||||
1B. | ELECTION OF DIRECTOR: GEORGE W. BUCKLEY | Management | For | For | ||||||
1C. | ELECTION OF DIRECTOR: IAN M. COOK | Management | For | For | ||||||
1D. | ELECTION OF DIRECTOR: DINA DUBLON | Management | For | For | ||||||
1E. | ELECTION OF DIRECTOR: RONA A. FAIRHEAD | Management | For | For | ||||||
1F. | ELECTION OF DIRECTOR: RAY L. HUNT | Management | For | For | ||||||
1G. | ELECTION OF DIRECTOR: ALBERTO IBARGUEN | Management | For | For | ||||||
1H. | ELECTION OF DIRECTOR: INDRA K. NOOYI | Management | For | For | ||||||
1I. | ELECTION OF DIRECTOR: SHARON PERCY ROCKEFELLER | Management | For | For | ||||||
1J. | ELECTION OF DIRECTOR: JAMES J. SCHIRO | Management | For | For | ||||||
1K. | ELECTION OF DIRECTOR: LLOYD G. TROTTER | Management | For | For | ||||||
1L. | ELECTION OF DIRECTOR: DANIEL VASELLA | Management | For | For | ||||||
1M. | ELECTION OF DIRECTOR: ALBERTO WEISSER | Management | For | For | ||||||
2. | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR FISCAL YEAR 2014. | Management | For | For | ||||||
3. | ADVISORY APPROVAL OF THE COMPANY’S EXECUTIVE COMPENSATION. | Management | For | For | ||||||
4. | APPROVAL OF THE MATERIAL TERMS OF THE PERFORMANCE GOALS OF THE PEPSICO, INC. EXECUTIVE INCENTIVE COMPENSATION PLAN. | Management | For | For | ||||||
5. | POLICY REGARDING APPROVAL OF POLITICAL CONTRIBUTIONS. | Shareholder | Against | For | ||||||
6. | POLICY REGARDING EXECUTIVE RETENTION OF STOCK. | Shareholder | Against | For |
PHILIP MORRIS INTERNATIONAL INC.
| ||||||||
Security | 718172109 | Meeting Type | Annual | |||||
Ticker Symbol | PM | Meeting Date | 07-May-2014 | |||||
ISIN | US7181721090 | Agenda | 933946444 - Management | |||||
City | Holding Recon Date | 14-Mar-2014 | ||||||
Country | United States | Vote Deadline Date | 06-May-2014 | |||||
SEDOL(s) | Quick Code |
Item | Proposal | Type | Vote | For/Against Management
| ||||||
1A. | ELECTION OF DIRECTOR: HAROLD BROWN | Management | For | For | ||||||
1B. | ELECTION OF DIRECTOR: ANDRE CALANTZOPOULOS | Management | For | For | ||||||
1C. | ELECTION OF DIRECTOR: LOUIS C. CAMILLERI | Management | For | For | ||||||
1D. | ELECTION OF DIRECTOR: JENNIFER LI | Management | For | For | ||||||
1E. | ELECTION OF DIRECTOR: SERGIO MARCHIONNE | Management | For | For | ||||||
1F. | ELECTION OF DIRECTOR: KALPANA MORPARIA | Management | For | For | ||||||
1G. | ELECTION OF DIRECTOR: LUCIO A. NOTO | Management | For | For | ||||||
1H. | ELECTION OF DIRECTOR: ROBERT B. POLET | Management | For | For | ||||||
1I. | ELECTION OF DIRECTOR: CARLOS SLIM HELU | Management | For | For | ||||||
1J. | ELECTION OF DIRECTOR: STEPHEN M. WOLF | Management | For | For | ||||||
2. | RATIFICATION OF THE SELECTION OF INDEPENDENT AUDITORS | Management | For | For | ||||||
3. | ADVISORY VOTE APPROVING EXECUTIVE COMPENSATION | Management | For | For | ||||||
4. | SHAREHOLDER PROPOSAL 1 - LOBBYING | Shareholder | Against | For | ||||||
5. | SHAREHOLDER PROPOSAL 2 - ANIMAL TESTING | Shareholder | Against | For |
BANK OF AMERICA CORPORATION
| ||||||||
Security | 060505104 | Meeting Type | Annual | |||||
Ticker Symbol | BAC | Meeting Date | 07-May-2014 | |||||
ISIN | US0605051046 | Agenda | 933948070 - Management | |||||
City | Holding Recon Date | 12-Mar-2014 | ||||||
Country | United States | Vote Deadline Date | 06-May-2014 | |||||
SEDOL(s) | Quick Code |
Item | Proposal | Type | Vote | For/Against Management
| ||||||
1A. | ELECTION OF DIRECTOR: SHARON L. ALLEN | Management | For | For | ||||||
1B. | ELECTION OF DIRECTOR: SUSAN S. BIES | Management | For | For | ||||||
1C. | ELECTION OF DIRECTOR: JACK O. BOVENDER, JR. | Management | For | For | ||||||
1D. | ELECTION OF DIRECTOR: FRANK P. BRAMBLE, SR. | Management | For | For | ||||||
1E. | ELECTION OF DIRECTOR: PIERRE J.P. DE WECK | Management | For | For | ||||||
1F. | ELECTION OF DIRECTOR: ARNOLD W. DONALD | Management | For | For | ||||||
1G. | ELECTION OF DIRECTOR: CHARLES K. GIFFORD | Management | For | For | ||||||
1H. | ELECTION OF DIRECTOR: CHARLES O. HOLLIDAY, JR. | Management | For | For | ||||||
1I. | ELECTION OF DIRECTOR: LINDA P. HUDSON | Management | For | For | ||||||
1J. | ELECTION OF DIRECTOR: MONICA C. LOZANO | Management | For | For | ||||||
1K. | ELECTION OF DIRECTOR: THOMAS J. MAY | Management | For | For | ||||||
1L. | ELECTION OF DIRECTOR: BRIAN T. MOYNIHAN | Management | For | For | ||||||
1M. | ELECTION OF DIRECTOR: LIONEL L. NOWELL, III | Management | For | For | ||||||
1N. | ELECTION OF DIRECTOR: CLAYTON S. ROSE | Management | For | For | ||||||
1O. | ELECTION OF DIRECTOR: R. DAVID YOST | Management | For | For | ||||||
2. | AN ADVISORY (NON-BINDING) RESOLUTION TO APPROVE EXECUTIVE COMPENSATION (SAY ON PAY). | Management | For | For | ||||||
3. | RATIFICATION OF THE APPOINTMENT OF OUR REGISTERED INDEPENDENT PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | For | ||||||
4. | APPROVAL OF AMENDMENT TO THE SERIES T PREFERRED STOCK. | Management | For | For | ||||||
5. | STOCKHOLDER PROPOSAL - CUMULATIVE VOTING IN DIRECTOR ELECTIONS. | Shareholder | Against | For | ||||||
6. | STOCKHOLDER PROPOSAL - PROXY ACCESS. | Shareholder | Against | For | ||||||
7. | STOCKHOLDER PROPOSAL - CLIMATE CHANGE REPORT. | Shareholder | Against | For | ||||||
8. | STOCKHOLDER PROPOSAL - LOBBYING REPORT. | Shareholder | Against | For |
UNITED PARCEL SERVICE, INC.
| ||||||||
Security | 911312106 | Meeting Type | Annual | |||||
Ticker Symbol | UPS | Meeting Date | 08-May-2014 | |||||
ISIN | US9113121068 | Agenda | 933940024 - Management | |||||
City | Holding Recon Date | 10-Mar-2014 | ||||||
Country | United States | Vote Deadline Date | 07-May-2014 | |||||
SEDOL(s) | Quick Code |
Item | Proposal | Type | Vote | For/Against Management
| ||||||
1A) | ELECTION OF DIRECTOR: F. DUANE ACKERMAN | Management | For | For | ||||||
1B) | ELECTION OF DIRECTOR: RODNEY C. ADKINS | Management | For | For | ||||||
1C) | ELECTION OF DIRECTOR: MICHAEL J. BURNS | Management | For | For | ||||||
1D) | ELECTION OF DIRECTOR: D. SCOTT DAVIS | Management | For | For | ||||||
1E) | ELECTION OF DIRECTOR: STUART E. EIZENSTAT | Management | For | For | ||||||
1F) | ELECTION OF DIRECTOR: MICHAEL L. ESKEW | Management | For | For | ||||||
1G) | ELECTION OF DIRECTOR: WILLIAM R. JOHNSON | Management | For | For | ||||||
1H) | ELECTION OF DIRECTOR: CANDACE KENDLE | Management | For | For | ||||||
1I) | ELECTION OF DIRECTOR: ANN M. LIVERMORE | Management | For | For | ||||||
1J) | ELECTION OF DIRECTOR: RUDY H.P. MARKHAM | Management | For | For | ||||||
1K) | ELECTION OF DIRECTOR: CLARK T. RANDT, JR. | Management | For | For | ||||||
1L) | ELECTION OF DIRECTOR: CAROL B. TOME | Management | For | For | ||||||
1M) | ELECTION OF DIRECTOR: KEVIN M. WARSH | Management | For | For | ||||||
2. | TO APPROVE, ON AN ADVISORY BASIS, EXECUTIVE COMPENSATION. | Management | For | For | ||||||
3. | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS UPS’S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE YEAR ENDING DECEMBER 31, 2014. | Management | For | For | ||||||
4. | SHAREOWNER PROPOSAL ON LOBBYING DISCLOSURE. | Shareholder | Against | For | ||||||
5. | SHAREOWNER PROPOSAL TO REDUCE THE VOTING POWER OF CLASS A STOCK FROM 10 VOTES PER SHARE TO ONE VOTE PER SHARE. | Shareholder | Against | For |
ABBVIE INC.
| ||||||||
Security | 00287Y109 | Meeting Type | Annual | |||||
Ticker Symbol | ABBV | Meeting Date | 09-May-2014 | |||||
ISIN | US00287Y1091 | Agenda | 933942725 - Management | |||||
City | Holding Recon Date | 12-Mar-2014 | ||||||
Country | United States | Vote Deadline Date | 08-May-2014 | |||||
SEDOL(s) | Quick Code |
Item | Proposal | Type | Vote | For/Against Management
| ||||||||
1. | DIRECTOR | Management | ||||||||||
1 | ROBERT J. ALPERN | For | For | |||||||||
2 | EDWARD M. LIDDY | For | For | |||||||||
3 | FREDERICK H. WADDELL | For | For | |||||||||
2. | RATIFICATION OF ERNST & YOUNG LLP AS ABBVIE’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | For | ||||||||
3. | SAY ON PAY - AN ADVISORY VOTE ON THE APPROVAL OF EXECUTIVE COMPENSATION. | Management | For | For |
AMERICAN EXPRESS COMPANY
| ||||||||
Security | 025816109 | Meeting Type | Annual | |||||
Ticker Symbol | AXP | Meeting Date | 12-May-2014 | |||||
ISIN | US0258161092 | Agenda | 933945872 - Management | |||||
City | Holding Recon Date | 14-Mar-2014 | ||||||
Country | United States | Vote Deadline Date | 09-May-2014 | |||||
SEDOL(s) | Quick Code |
Item | Proposal | Type | Vote | For/Against Management
| ||||||
1A. | ELECTION OF DIRECTOR: CHARLENE BARSHEFSKY | Management | For | For | ||||||
1B. | ELECTION OF DIRECTOR: URSULA BURNS | Management | For | For | ||||||
1C. | ELECTION OF DIRECTOR: KENNETH CHENAULT | Management | For | For | ||||||
1D. | ELECTION OF DIRECTOR: PETER CHERNIN | Management | For | For | ||||||
1E. | ELECTION OF DIRECTOR: ANNE LAUVERGEON | Management | For | For | ||||||
1F. | ELECTION OF DIRECTOR: THEODORE LEONSIS | Management | For | For | ||||||
1G. | ELECTION OF DIRECTOR: RICHARD LEVIN | Management | For | For | ||||||
1H. | ELECTION OF DIRECTOR: RICHARD MCGINN | Management | For | For | ||||||
1I. | ELECTION OF DIRECTOR: SAMUEL PALMISANO | Management | For | For | ||||||
1J. | ELECTION OF DIRECTOR: STEVEN REINEMUND | Management | For | For | ||||||
1K. | ELECTION OF DIRECTOR: DANIEL VASELLA | Management | For | For | ||||||
1L. | ELECTION OF DIRECTOR: ROBERT WALTER | Management | For | For | ||||||
1M. | ELECTION OF DIRECTOR: RONALD WILLIAMS | Management | For | For | ||||||
2. | RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | For | ||||||
3. | ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION. | Management | For | For | ||||||
4. | SHAREHOLDER PROPOSAL RELATING TO ANNUAL DISCLOSURE OF EEO-1 DATA. | Shareholder | Against | For | ||||||
5. | SHAREHOLDER PROPOSAL RELATING TO REPORT ON PRIVACY, DATA SECURITY AND GOVERNMENT REQUESTS. | Shareholder | Against | For | ||||||
6. | SHAREHOLDER PROPOSAL RELATING TO ACTION BY WRITTEN CONSENT. | Shareholder | Against | For | ||||||
7. | SHAREHOLDER PROPOSAL FOR EXECUTIVES TO RETAIN SIGNIFICANT STOCK. | Shareholder | Against | For |
3M COMPANY
| ||||||||
Security | 88579Y101 | Meeting Type | Annual | |||||
Ticker Symbol | MMM | Meeting Date | 13-May-2014 | |||||
ISIN | US88579Y1010 | Agenda | 933944008 - Management | |||||
City | Holding Recon Date | 14-Mar-2014 | ||||||
Country | United States | Vote Deadline Date | 12-May-2014 | |||||
SEDOL(s) | Quick Code |
Item | Proposal | Type | Vote | For/Against Management
| ||||||
1A. | ELECTION OF DIRECTOR: LINDA G. ALVARADO | Management | For | For | ||||||
1B. | ELECTION OF DIRECTOR: THOMAS “TONY” K. BROWN | Management | For | For | ||||||
1C. | ELECTION OF DIRECTOR: VANCE D. COFFMAN | Management | For | For |
1D. | ELECTION OF DIRECTOR: MICHAEL L. ESKEW | Management | For | For | ||||||
1E. | ELECTION OF DIRECTOR: HERBERT L. HENKEL | Management | For | For | ||||||
1F. | ELECTION OF DIRECTOR: MUHTAR KENT | Management | For | For | ||||||
1G. | ELECTION OF DIRECTOR: EDWARD M. LIDDY | Management | For | For | ||||||
1H. | ELECTION OF DIRECTOR: INGE G. THULIN | Management | For | For | ||||||
1I. | ELECTION OF DIRECTOR: ROBERT J. ULRICH | Management | For | For | ||||||
2. | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS 3M’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | ||||||
3. | ADVISORY APPROVAL OF EXECUTIVE COMPENSATION. | Management | For | For | ||||||
4. | STOCKHOLDER PROPOSAL ON RIGHT TO ACT BY WRITTEN CONSENT. | Shareholder | Against | For |
GOOGLE INC.
| ||||||||
Security | 38259P508 | Meeting Type | Annual | |||||
Ticker Symbol | GOOG | Meeting Date | 14-May-2014 | |||||
ISIN | US38259P5089 | Agenda | 933948359 - Management | |||||
City | Holding Recon Date | 17-Mar-2014 | ||||||
Country | United States | Vote Deadline Date | 13-May-2014 | |||||
SEDOL(s) | Quick Code |
Item | Proposal | Type | Vote | For/Against Management
| ||||||||
1. | DIRECTOR | Management | ||||||||||
1 | LARRY PAGE | For | For | |||||||||
2 | SERGEY BRIN | For | For | |||||||||
3 | ERIC E. SCHMIDT | For | For | |||||||||
4 | L. JOHN DOERR | For | For | |||||||||
5 | DIANE B. GREENE | For | For | |||||||||
6 | JOHN L. HENNESSY | For | For | |||||||||
7 | ANN MATHER | For | For | |||||||||
8 | PAUL S. OTELLINI | For | For | |||||||||
9 | K. RAM SHRIRAM | For | For | |||||||||
10 | SHIRLEY M. TILGHMAN | For | For | |||||||||
2. | THE RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS GOOGLE’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | For | For | ||||||||
3. | THE APPROVAL OF 2013 COMPENSATION AWARDED TO NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||||||
4. | A STOCKHOLDER PROPOSAL REGARDING EQUAL SHAREHOLDER VOTING, IF PROPERLY PRESENTED AT THE MEETING. | Shareholder | Against | For | ||||||||
5. | A STOCKHOLDER PROPOSAL REGARDING A LOBBYING REPORT, IF PROPERLY PRESENTED AT THE MEETING. | Shareholder | Against | For | ||||||||
6. | A STOCKHOLDER PROPOSAL REGARDING THE ADOPTION OF A MAJORITY VOTE STANDARD FOR THE ELECTION OF DIRECTORS, IF PROPERLY PRESENTED AT THE MEETING. | Shareholder | Against | For | ||||||||
7. | A STOCKHOLDER PROPOSAL REGARDING TAX POLICY PRINCIPLES, IF PROPERLY PRESENTED AT THE MEETING. | Shareholder | Against | For | ||||||||
8. | A STOCKHOLDER PROPOSAL REGARDING AN INDEPENDENT CHAIRMAN OF THE BOARD POLICY, IF PROPERLY PRESENTED AT THE MEETING. | Shareholder | Against | For |
CALPINE CORPORATION
| ||||||||
Security | 131347304 | Meeting Type | Annual | |||||
Ticker Symbol | CPN | Meeting Date | 14-May-2014 | |||||
ISIN | US1313473043 | Agenda | 933954819 - Management | |||||
City | Holding Recon Date | 18-Mar-2014 | ||||||
Country | United States | Vote Deadline Date | 13-May-2014 | |||||
SEDOL(s) | Quick Code |
Item | Proposal | Type | Vote | For/Against Management
| ||||||||
1. | DIRECTOR | Management | ||||||||||
1 | FRANK CASSIDY | For | For | |||||||||
2 | JACK A. FUSCO | For | For | |||||||||
3 | JOHN B. (THAD) HILL | For | For | |||||||||
4 | ROBERT C. HINCKLEY | For | For | |||||||||
5 | MICHAEL W. HOFMANN | For | For | |||||||||
6 | DAVID C. MERRITT | For | For |
7 | W. BENJAMIN MORELAND | For | For | |||||||||
8 | ROBERT A. MOSBACHER, JR | For | For | |||||||||
9 | DENISE M. O’LEARY | For | For | |||||||||
2. | TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2014. | Management | For | For | ||||||||
3. | TO APPROVE, ON AN ADVISORY BASIS, NAMED EXECUTIVE OFFICER COMPENSATION. | Management | For | For |
AMGEN INC.
| ||||||||
Security | 031162100 | Meeting Type | Annual | |||||
Ticker Symbol | AMGN | Meeting Date | 15-May-2014 | |||||
ISIN | US0311621009 | Agenda | 933956306 - Management | |||||
City | Holding Recon Date | 17-Mar-2014 | ||||||
Country | United States | Vote Deadline Date | 14-May-2014 | |||||
SEDOL(s) | Quick Code |
Item | Proposal | Type | Vote | For/Against Management
| ||||||
1A | ELECTION OF DIRECTOR: DR. DAVID BALTIMORE | Management | For | For | ||||||
1B | ELECTION OF DIRECTOR: MR. FRANK J. BIONDI, JR. | Management | For | For | ||||||
1C | ELECTION OF DIRECTOR: MR. ROBERT A. BRADWAY | Management | For | For | ||||||
1D | ELECTION OF DIRECTOR: MR. FRANCOIS DE CARBONNEL | Management | For | For | ||||||
1E | ELECTION OF DIRECTOR: DR. VANCE D. COFFMAN | Management | For | For | ||||||
1F | ELECTION OF DIRECTOR: MR. ROBERT A. ECKERT | Management | For | For | ||||||
1G | ELECTION OF DIRECTOR: MR. GREG C. GARLAND | Management | For | For | ||||||
1H | ELECTION OF DIRECTOR: DR. REBECCA M. HENDERSON | Management | For | For | ||||||
1I | ELECTION OF DIRECTOR: MR. FRANK C. HERRINGER | Management | For | For | ||||||
1J | ELECTION OF DIRECTOR: DR. TYLER JACKS | Management | For | For | ||||||
1K | ELECTION OF DIRECTOR: MS. JUDTIH C. PELHAM | Management | For | For | ||||||
1L | ELECTION OF DIRECTOR: DR. RONALD D. SUGAR | Management | For | For | ||||||
2 | TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | For | For | ||||||
3 | ADVISORY VOTE TO APPROVE OUR EXECUTIVE COMPENSATION. | Management | For | For | ||||||
4 | STOCKHOLDER PROPOSAL #1 (VOTE TABULATION) | Shareholder | Against | For |
UNION PACIFIC CORPORATION
| ||||||||
Security | 907818108 | Meeting Type | Annual | |||||
Ticker Symbol | UNP | Meeting Date | 15-May-2014 | |||||
ISIN | US9078181081 | Agenda | 933969012 - Management | |||||
City | Holding Recon Date | 24-Mar-2014 | ||||||
Country | United States | Vote Deadline Date | 14-May-2014 | |||||
SEDOL(s) | Quick Code |
Item | Proposal | Type | Vote | For/Against Management
| ||||||
1A. | ELECTION OF DIRECTOR: A.H. CARD, JR. | Management | For | For | ||||||
1B. | ELECTION OF DIRECTOR: E.B. DAVIS, JR. | Management | For | For | ||||||
1C. | ELECTION OF DIRECTOR: D.B. DILLON | Management | For | For | ||||||
1D. | ELECTION OF DIRECTOR: J.R. HOPE | Management | For | For | ||||||
1E. | ELECTION OF DIRECTOR: J.J. KORALESKI | Management | For | For | ||||||
1F. | ELECTION OF DIRECTOR: C.C. KRULAK | Management | For | For | ||||||
1G. | ELECTION OF DIRECTOR: M.R. MCCARTHY | Management | For | For | ||||||
1H. | ELECTION OF DIRECTOR: M.W. MCCONNELL | Management | For | For | ||||||
1I. | ELECTION OF DIRECTOR: T.F. MCLARTY III | Management | For | For | ||||||
1J. | ELECTION OF DIRECTOR: S.R. ROGEL | Management | For | For | ||||||
1K. | ELECTION OF DIRECTOR: J.H. VILLARREAL | Management | For | For | ||||||
2. | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | ||||||
3. | AN ADVISORY VOTE ON EXECUTIVE COMPENSATION (“SAY ON PAY”). | Management | For | For | ||||||
4. | AMENDMENT TO THE RESTATED ARTICLES OF INCORPORATION TO INCREASE THE AUTHORIZED NUMBER OF SHARES OF COMMON STOCK. | Management | For | For | ||||||
5. | SHAREHOLDER PROPOSAL REGARDING EXECUTIVES TO RETAIN SIGNIFICANT STOCK IF PROPERLY PRESENTED AT THE ANNUAL MEETING. | Shareholder | Against | For |
COMCAST CORPORATION
| ||||||||
Security | 20030N101 | Meeting Type | Annual | |||||
Ticker Symbol | CMCSA | Meeting Date | 21-May-2014 | |||||
ISIN | US20030N1019 | Agenda | 933967563 - Management | |||||
City | Holding Recon Date | 21-Mar-2014 | ||||||
Country | United States | Vote Deadline Date | 20-May-2014 | |||||
SEDOL(s) | Quick Code |
Item | Proposal | Type | Vote | For/Against Management
| ||||||||
1. | DIRECTOR | Management | ||||||||||
1 | KENNETH J. BACON | For | For | |||||||||
2 | SHELDON M. BONOVITZ | For | For | |||||||||
3 | EDWARD D. BREEN | For | For | |||||||||
4 | JOSEPH J. COLLINS | For | For | |||||||||
5 | J. MICHAEL COOK | For | For | |||||||||
6 | GERALD L. HASSELL | For | For | |||||||||
7 | JEFFREY A. HONICKMAN | For | For | |||||||||
8 | EDUARDO G. MESTRE | For | For | |||||||||
9 | BRIAN L. ROBERTS | For | For | |||||||||
10 | RALPH J. ROBERTS | For | For | |||||||||
11 | JOHNATHAN A. RODGERS | For | For | |||||||||
12 | DR. JUDITH RODIN | For | For | |||||||||
2. | RATIFICATION OF THE APPOINTMENT OF OUR INDEPENDENT AUDITORS | Management | For | For | ||||||||
3. | APPROVAL, ON AN ADVISORY BASIS, OF OUR EXECUTIVE COMPENSATION | Management | For | For | ||||||||
4. | TO PREPARE AN ANNUAL REPORT ON LOBBYING ACTIVITIES | Shareholder | Against | For | ||||||||
5. | TO PROHIBIT ACCELERATED VESTING UPON A CHANGE IN CONTROL | Shareholder | Against | For |
AMAZON.COM, INC.
| ||||||||
Security | 023135106 | Meeting Type | Annual | |||||
Ticker Symbol | AMZN | Meeting Date | 21-May-2014 | |||||
ISIN | US0231351067 | Agenda | 933970510 - Management | |||||
City | Holding Recon Date | 31-Mar-2014 | ||||||
Country | United States | Vote Deadline Date | 20-May-2014 | |||||
SEDOL(s) | Quick Code |
Item | Proposal | Type | Vote | For/Against Management
| ||||||
1A. | ELECTION OF DIRECTOR: JEFFREY P. BEZOS | Management | For | For | ||||||
1B. | ELECTION OF DIRECTOR: TOM A. ALBERG | Management | For | For | ||||||
1C. | ELECTION OF DIRECTOR: JOHN SEELY BROWN | Management | For | For | ||||||
1D. | ELECTION OF DIRECTOR: WILLIAM B. GORDON | Management | For | For | ||||||
1E. | ELECTION OF DIRECTOR: JAMIE S. GORELICK | Management | For | For | ||||||
1F. | ELECTION OF DIRECTOR: ALAIN MONIE | Management | For | For | ||||||
1G. | ELECTION OF DIRECTOR: JONATHAN J. RUBINSTEIN | Management | For | For | ||||||
1H. | ELECTION OF DIRECTOR: THOMAS O. RYDER | Management | For | For | ||||||
1I. | ELECTION OF DIRECTOR: PATRICIA Q. STONESIFER | Management | For | For | ||||||
2. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS | Management | For | For | ||||||
3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION | Management | For | For | ||||||
4. | SHAREHOLDER PROPOSAL REGARDING A REPORT CONCERNING CORPORATE POLITICAL CONTRIBUTIONS | Shareholder | Against | For |
JUNIPER NETWORKS, INC.
| ||||||||
Security | 48203R104 | Meeting Type | Annual | |||||
Ticker Symbol | JNPR | Meeting Date | 21-May-2014 | |||||
ISIN | US48203R1041 | Agenda | 933970697 - Management | |||||
City | Holding Recon Date | 28-Mar-2014 | ||||||
Country | United States | Vote Deadline Date | 20-May-2014 | |||||
SEDOL(s) | Quick Code |
Item | Proposal | Type | Vote | For/Against Management
| ||||||
1.1 | ELECTION OF DIRECTOR: PRADEEP SINDHU | Management | For | For | ||||||
1.2 | ELECTION OF DIRECTOR: ROBERT M. CALDERONI | Management | For | For |
1.3 | ELECTION OF DIRECTOR: MARY B. CRANSTON | Management | For | For | ||||||
1.4 | ELECTION OF DIRECTOR: J. MICHAEL LAWRIE | Management | For | For | ||||||
1.5 | ELECTION OF DIRECTOR: DAVID SCHLOTTERBECK | Management | For | For | ||||||
1.6 | ELECTION OF DIRECTOR: SHAYGAN KHERADPIR | Management | For | For | ||||||
1.7 | ELECTION OF DIRECTOR: KEVIN DENUCCIO | Management | For | For | ||||||
1.8 | ELECTION OF DIRECTOR: GARY DAICHENDT | Management | For | For | ||||||
2. | RATIFICATION OF ERNST & YOUNG LLP, AN INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM, AS AUDITORS. | Management | For | For | ||||||
3. | APPROVAL OF A NON-BINDING ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION. | Management | For | For |
HALLIBURTON COMPANY
| ||||||||
Security | 406216101 | Meeting Type | Annual | |||||
Ticker Symbol | HAL | Meeting Date | 21-May-2014 | |||||
ISIN | US4062161017 | Agenda | 933970786 - Management | |||||
City | Holding Recon Date | 24-Mar-2014 | ||||||
Country | United States | Vote Deadline Date | 20-May-2014 | |||||
SEDOL(s) | Quick Code |
Item | Proposal | Type | Vote | For/Against Management
| ||||||
1A | ELECTION OF DIRECTOR: A.M. BENNETT | Management | For | For | ||||||
1B | ELECTION OF DIRECTOR: J.R. BOYD | Management | For | For | ||||||
1C | ELECTION OF DIRECTOR: M. CARROLL | Management | For | For | ||||||
1D | ELECTION OF DIRECTOR: N.K. DICCIANI | Management | For | For | ||||||
1E | ELECTION OF DIRECTOR: M.S. GERBER | Management | For | For | ||||||
1F | ELECTION OF DIRECTOR: J.C. GRUBISICH | Management | For | For | ||||||
1G | ELECTION OF DIRECTOR: A.S. JUM’AH | Management | For | For | ||||||
1H | ELECTION OF DIRECTOR: D.J. LESAR | Management | For | For | ||||||
1I | ELECTION OF DIRECTOR: R.A. MALONE | Management | For | For | ||||||
1J | ELECTION OF DIRECTOR: J.L. MARTIN | Management | For | For | ||||||
1K | ELECTION OF DIRECTOR: D.L. REED | Management | For | For | ||||||
2 | PROPOSAL FOR RATIFICATION OF THE SELECTION OF AUDITORS. | Management | For | For | ||||||
3 | ADVISORY APPROVAL OF THE COMPANY’S EXECUTIVE COMPENSATION. | Management | For | For | ||||||
4 | PROPOSAL ON HUMAN RIGHTS POLICY. | Shareholder | Against | For |
FIRST SOLAR, INC.
| ||||||||
Security | 336433107 | Meeting Type | Annual | |||||
Ticker Symbol | FSLR | Meeting Date | 21-May-2014 | |||||
ISIN | US3364331070 | Agenda | 933971118 - Management | |||||
City | Holding Recon Date | 01-Apr-2014 | ||||||
Country | United States | Vote Deadline Date | 20-May-2014 | |||||
SEDOL(s) | Quick Code |
Item | Proposal | Type | Vote | For/Against Management
| ||||||||
1. | DIRECTOR | Management | ||||||||||
1 | MICHAEL J. AHEARN | For | For | |||||||||
2 | SHARON L. ALLEN | For | For | |||||||||
3 | RICHARD D. CHAPMAN | For | For | |||||||||
4 | GEORGE A. HAMBRO | For | For | |||||||||
5 | JAMES A. HUGHES | For | For | |||||||||
6 | CRAIG KENNEDY | For | For | |||||||||
7 | JAMES F. NOLAN | For | For | |||||||||
8 | WILLIAM J. POST | For | For | |||||||||
9 | J. THOMAS PRESBY | For | For | |||||||||
10 | PAUL H. STEBBINS | For | For | |||||||||
11 | MICHAEL SWEENEY | For | For | |||||||||
2. | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | For | For | ||||||||
3. | APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||||||
4. | STOCKHOLDER PROPOSAL REGARDING ACCELERATED VESTING OF EQUITY AWARDS UPON CHANGE IN CONTROL. | Shareholder | Against | For | ||||||||
5. | STOCKHOLDER PROPOSAL REGARDING MAJORITY VOTING STANDARD IN UNCONTESTED DIRECTOR ELECTIONS. | Shareholder | Against | For |
FACEBOOK INC.
| ||||||||
Security | 30303M102 | Meeting Type | Annual | |||||
Ticker Symbol | FB | Meeting Date | 22-May-2014 | |||||
ISIN | US30303M1027 | Agenda | 933958324 - Management | |||||
City | Holding Recon Date | 24-Mar-2014 | ||||||
Country | United States | Vote Deadline Date | 21-May-2014 | |||||
SEDOL(s) | Quick Code |
Item | Proposal | Type | Vote | For/Against Management
| ||||||||
1. | DIRECTOR | Management | ||||||||||
1 | MARC L. ANDREESSEN | For | For | |||||||||
2 | ERSKINE B. BOWLES | For | For | |||||||||
3 | S.D. DESMOND-HELLMANN | For | For | |||||||||
4 | DONALD E. GRAHAM | For | For | |||||||||
5 | REED HASTINGS | For | For | |||||||||
6 | SHERYL K. SANDBERG | For | For | |||||||||
7 | PETER A. THIEL | For | For | |||||||||
8 | MARK ZUCKERBERG | For | For | |||||||||
2. | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS FACEBOOK, INC.’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | For | For | ||||||||
3. | A STOCKHOLDER PROPOSAL REGARDING CHANGE IN STOCKHOLDER VOTING. | Shareholder | Against | For | ||||||||
4. | A STOCKHOLDER PROPOSAL REGARDING LOBBYING EXPENDITURES. | Shareholder | Against | For | ||||||||
5. | A STOCKHOLDER PROPOSAL REGARDING POLITICAL CONTRIBUTIONS. | Shareholder | Against | For | ||||||||
6. | A STOCKHOLDER PROPOSAL REGARDING CHILDHOOD OBESITY AND FOOD MARKETING TO YOUTH. | Shareholder | Against | For | ||||||||
7. | A STOCKHOLDER PROPOSAL REGARDING AN ANNUAL SUSTAINABILITY REPORT. | Shareholder | Against | For |
QUANTA SERVICES, INC.
| ||||||||
Security | 74762E102 | Meeting Type | Annual | |||||
Ticker Symbol | PWR | Meeting Date | 22-May-2014 | |||||
ISIN | US74762E1029 | Agenda | 933962791 - Management | |||||
City | Holding Recon Date | 24-Mar-2014 | ||||||
Country | United States | Vote Deadline Date | 21-May-2014 | |||||
SEDOL(s) | Quick Code |
Item | Proposal | Type | Vote | For/Against Management
| ||||||
1A. | ELECTION OF DIRECTOR: JAMES R. BALL | Management | For | For | ||||||
1B. | ELECTION OF DIRECTOR: J. MICHAL CONAWAY | Management | For | For | ||||||
1C. | ELECTION OF DIRECTOR: VINCENT D. FOSTER | Management | For | For | ||||||
1D. | ELECTION OF DIRECTOR: BERNARD FRIED | Management | For | For | ||||||
1E. | ELECTION OF DIRECTOR: LOUIS C. GOLM | Management | For | For | ||||||
1F. | ELECTION OF DIRECTOR: WORTHING F. JACKMAN | Management | For | For | ||||||
1G. | ELECTION OF DIRECTOR: JAMES F. O’NEIL III | Management | For | For | ||||||
1H. | ELECTION OF DIRECTOR: BRUCE RANCK | Management | For | For | ||||||
1I. | ELECTION OF DIRECTOR: MARGARET B. SHANNON | Management | For | For | ||||||
1J. | ELECTION OF DIRECTOR: PAT WOOD, III | Management | For | For | ||||||
2. | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Management | For | For | ||||||
3. | TO APPROVE, BY NON-BINDING ADVISORY VOTE, QUANTA’S EXECUTIVE COMPENSATION | Management | For | For |
SEALED AIR CORPORATION
| ||||||||
Security | 81211K100 | Meeting Type | Annual | |||||
Ticker Symbol | SEE | Meeting Date | 22-May-2014 | |||||
ISIN | US81211K1007 | Agenda | 933965886 - Management | |||||
City | Holding Recon Date | 24-Mar-2014 | ||||||
Country | United States | Vote Deadline Date | 21-May-2014 | |||||
SEDOL(s) | Quick Code |
Item | Proposal | Type | Vote | For/Against Management
| ||||||
1 | ELECTION OF HANK BROWN AS A DIRECTOR. | Management | For | For | ||||||
2 | ELECTION OF MICHAEL CHU AS A DIRECTOR. | Management | For | For | ||||||
3 | ELECTION OF LAWRENCE R. CODEY AS A DIRECTOR. | Management | For | For | ||||||
4 | ELECTION OF PATRICK DUFF AS A DIRECTOR. | Management | For | For | ||||||
5 | ELECTION OF JACQUELINE B. KOSECOFF AS A DIRECTOR. | Management | For | For | ||||||
6 | ELECTION OF KENNETH P. MANNING AS A DIRECTOR. | Management | For | For | ||||||
7 | ELECTION OF WILLIAM J. MARINO AS A DIRECTOR. | Management | For | For | ||||||
8 | ELECTION OF JEROME A. PERIBERE AS A DIRECTOR. | Management | For | For | ||||||
9 | ELECTION OF RICHARD L. WAMBOLD AS A DIRECTOR. | Management | For | For | ||||||
10 | ELECTION OF JERRY R. WHITAKER AS A DIRECTOR. | Management | For | For | ||||||
11 | APPROVAL OF THE 2014 OMNIBUS INCENTIVE PLAN. | Management | For | For | ||||||
12 | ADVISORY VOTE TO APPROVE OUR EXECUTIVE COMPENSATION. | Management | For | For | ||||||
13 | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2014. | Management | For | For |
TIFFANY & CO.
| ||||||||
Security | 886547108 | Meeting Type | Annual | |||||
Ticker Symbol | TIF | Meeting Date | 22-May-2014 | |||||
ISIN | US8865471085 | Agenda | 933967587 - Management | |||||
City | Holding Recon Date | 24-Mar-2014 | ||||||
Country | United States | Vote Deadline Date | 21-May-2014 | |||||
SEDOL(s) | Quick Code |
Item | Proposal | Type | Vote | For/Against Management
| ||||||
1A. | ELECTION OF DIRECTOR: MICHAEL J. KOWALSKI | Management | For | For | ||||||
1B. | ELECTION OF DIRECTOR: ROSE MARIE BRAVO | Management | For | For | ||||||
1C. | ELECTION OF DIRECTOR: GARY E. COSTLEY | Management | For | For | ||||||
1D. | ELECTION OF DIRECTOR: FREDERIC P. CUMENAL | Management | For | For | ||||||
1E. | ELECTION OF DIRECTOR: LAWRENCE K. FISH | Management | For | For | ||||||
1F. | ELECTION OF DIRECTOR: ABBY F. KOHNSTAMM | Management | For | For | ||||||
1G. | ELECTION OF DIRECTOR: CHARLES K. MARQUIS | Management | For | For | ||||||
1H. | ELECTION OF DIRECTOR: PETER W. MAY | Management | For | For | ||||||
1I. | ELECTION OF DIRECTOR: WILLIAM A. SHUTZER | Management | For | For | ||||||
1J. | ELECTION OF DIRECTOR: ROBERT S. SINGER | Management | For | For | ||||||
2. | APPROVAL OF THE APPOINTMENT BY THE BOARD OF DIRECTORS OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JANUARY 31, 2015. | Management | For | For | ||||||
3. | APPROVAL OF THE COMPENSATION PAID TO THE COMPANY’S NAMED EXECUTIVE OFFICERS IN FISCAL 2013. | Management | For | For | ||||||
4. | APPROVAL OF THE 2014 TIFFANY & CO. EMPLOYEE INCENTIVE PLAN. | Management | For | For |
THE HOME DEPOT, INC.
| ||||||||
Security | 437076102 | Meeting Type | Annual | |||||
Ticker Symbol | HD | Meeting Date | 22-May-2014 | |||||
ISIN | US4370761029 | Agenda | 933970382 - Management | |||||
City | Holding Recon Date | 24-Mar-2014 | ||||||
Country | United States | Vote Deadline Date | 21-May-2014 | |||||
SEDOL(s) | Quick Code |
Item | Proposal | Type | Vote | For/Against Management
| ||||||
1A. | ELECTION OF DIRECTOR: F. DUANE ACKERMAN | Management | For | For | ||||||
1B. | ELECTION OF DIRECTOR: FRANCIS S. BLAKE | Management | For | For | ||||||
1C. | ELECTION OF DIRECTOR: ARI BOUSBIB | Management | For | For | ||||||
1D. | ELECTION OF DIRECTOR: GREGORY D. BRENNEMAN | Management | For | For | ||||||
1E. | ELECTION OF DIRECTOR: J. FRANK BROWN | Management | For | For | ||||||
1F. | ELECTION OF DIRECTOR: ALBERT P. CAREY | Management | For | For | ||||||
1G. | ELECTION OF DIRECTOR: ARMANDO CODINA | Management | For | For | ||||||
1H. | ELECTION OF DIRECTOR: HELENA B. FOULKES | Management | For | For | ||||||
1I. | ELECTION OF DIRECTOR: WAYNE M. HEWETT | Management | For | For | ||||||
1J. | ELECTION OF DIRECTOR: KAREN L. KATEN | Management | For | For | ||||||
1K. | ELECTION OF DIRECTOR: MARK VADON | Management | For | For |
2. | RATIFICATION OF THE APPOINTMENT OF KPMG LLP | Management | For | For | ||||||
3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION | Management | For | For | ||||||
4. | SHAREHOLDER PROPOSAL REGARDING SPECIAL SHAREHOLDER MEETINGS | Shareholder | Against | For | ||||||
5. | SHAREHOLDER PROPOSAL REGARDING EMPLOYMENT DIVERSITY REPORT | Shareholder | Against | For |
NVIDIA CORPORATION
| ||||||||
Security | 67066G104 | Meeting Type | Annual | |||||
Ticker Symbol | NVDA | Meeting Date | 23-May-2014 | |||||
ISIN | US67066G1040 | Agenda | 933970217 - Management | |||||
City | Holding Recon Date | 25-Mar-2014 | ||||||
Country | United States | Vote Deadline Date | 22-May-2014 | |||||
SEDOL(s) | Quick Code |
Item | Proposal | Type | Vote | For/Against Management
| ||||||
1A. | ELECTION OF DIRECTOR: ROBERT K. BURGESS | Management | For | For | ||||||
1B. | ELECTION OF DIRECTOR: TENCH COXE | Management | For | For | ||||||
1C. | ELECTION OF DIRECTOR: JAMES C. GAITHER | Management | For | For | ||||||
1D. | ELECTION OF DIRECTOR: JEN-HSUN HUANG | Management | For | For | ||||||
1E. | ELECTION OF DIRECTOR: DAWN HUDSON | Management | For | For | ||||||
1F. | ELECTION OF DIRECTOR: HARVEY C. JONES | Management | For | For | ||||||
1G. | ELECTION OF DIRECTOR: WILLIAM J. MILLER | Management | For | For | ||||||
1H. | ELECTION OF DIRECTOR: MARK L. PERRY | Management | For | For | ||||||
1I. | ELECTION OF DIRECTOR: A. BROOKE SEAWELL | Management | For | For | ||||||
1J. | ELECTION OF DIRECTOR: MARK A. STEVENS | Management | For | For | ||||||
2. | TO APPROVE OUR EXECUTIVE COMPENSATION. | Management | For | For | ||||||
3. | TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | ||||||
4. | TO APPROVE AN AMENDMENT AND RESTATEMENT OF OUR AMENDED AND RESTATED 2007 EQUITY INCENTIVE PLAN. | Management | For | For | ||||||
5. | TO APPROVE AN AMENDMENT AND RESTATEMENT OF OUR 2012 EMPLOYEE STOCK PURCHASE PLAN. | Management | For | For |
URBAN OUTFITTERS, INC.
| ||||||||
Security | 917047102 | Meeting Type | Annual | |||||
Ticker Symbol | URBN | Meeting Date | 27-May-2014 | |||||
ISIN | US9170471026 | Agenda | 933956192 - Management | |||||
City | Holding Recon Date | 12-Mar-2014 | ||||||
Country | United States | Vote Deadline Date | 23-May-2014 | |||||
SEDOL(s) | Quick Code |
Item | Proposal | Type | Vote | For/Against Management
| ||||||
1.1 | ELECTION OF DIRECTOR: EDWARD N. ANTOIAN | Management | For | For | ||||||
1.2 | ELECTION OF DIRECTOR: SCOTT A. BELAIR | Management | For | For | ||||||
1.3 | ELECTION OF DIRECTOR: MARGARET A. HAYNE | Management | For | For | ||||||
1.4 | ELECTION OF DIRECTOR: JOEL S. LAWSON III | Management | For | For | ||||||
1.5 | ELECTION OF DIRECTOR: ROBERT H. STROUSE | Management | For | For | ||||||
02 | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2015. | Management | For | For | ||||||
03 | TO APPROVE A NON-BINDING ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION. | Management | For | For | ||||||
04 | SHAREHOLDER PROPOSAL REGARDING BOARD NOMINEE REQUIREMENTS. | Shareholder | Against | For | ||||||
05 | SHAREHOLDER PROPOSAL REGARDING HUMAN RIGHTS REPORT. | Shareholder | Against | For | ||||||
06 | SHAREHOLDER PROPOSAL REGARDING INDEPENDENT BOARD CHAIR. | Shareholder | Against | For |
MERCK & CO., INC.
| ||||||||
Security | 58933Y105 | Meeting Type | Annual | |||||
Ticker Symbol | MRK | Meeting Date | 27-May-2014 | |||||
ISIN | US58933Y1055 | Agenda | 933975180 - Management | |||||
City | Holding Recon Date | 31-Mar-2014 | ||||||
Country | United States | Vote Deadline Date | 23-May-2014 | |||||
SEDOL(s) | Quick Code |
Item | Proposal | Type | Vote | For/Against Management
| ||||||
1A. | ELECTION OF DIRECTOR: LESLIE A. BRUN | Management | For | For | ||||||
1B. | ELECTION OF DIRECTOR: THOMAS R. CECH | Management | For | For | ||||||
1C. | ELECTION OF DIRECTOR: KENNETH C. FRAZIER | Management | For | For | ||||||
1D. | ELECTION OF DIRECTOR: THOMAS H. GLOCER | Management | For | For | ||||||
1E. | ELECTION OF DIRECTOR: WILLIAM B. HARRISON JR. | Management | For | For | ||||||
1F. | ELECTION OF DIRECTOR: C. ROBERT KIDDER | Management | For | For | ||||||
1G. | ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS | Management | For | For | ||||||
1H. | ELECTION OF DIRECTOR: CARLOS E. REPRESAS | Management | For | For | ||||||
1I. | ELECTION OF DIRECTOR: PATRICIA F. RUSSO | Management | For | For | ||||||
1J. | ELECTION OF DIRECTOR: CRAIG B. THOMPSON | Management | For | For | ||||||
1K. | ELECTION OF DIRECTOR: WENDELL P. WEEKS | Management | For | For | ||||||
1L. | ELECTION OF DIRECTOR: PETER C. WENDELL | Management | For | For | ||||||
2. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | For | For | ||||||
3. | RATIFICATION OF THE APPOINTMENT OF THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | For | ||||||
4. | SHAREHOLDER PROPOSAL CONCERNING SHAREHOLDERS’ RIGHT TO ACT BY WRITTEN CONSENT. | Shareholder | Against | For | ||||||
5. | SHAREHOLDER PROPOSAL CONCERNING SPECIAL SHAREOWNER MEETINGS. | Shareholder | Against | For |
BLACKROCK, INC.
| ||||||||
Security | 09247X101 | Meeting Type | Annual | |||||
Ticker Symbol | BLK | Meeting Date | 29-May-2014 | |||||
ISIN | US09247X1019 | Agenda | 933980193 - Management | |||||
City | Holding Recon Date | 03-Apr-2014 | ||||||
Country | United States | Vote Deadline Date | 28-May-2014 | |||||
SEDOL(s) | Quick Code |
Item | Proposal | Type | Vote | For/Against Management
| ||||||
1A. | ELECTION OF DIRECTOR: ABDLATIF YOUSEF AL-HAMAD | Management | For | For | ||||||
1B. | ELECTION OF DIRECTOR: MATHIS CABIALLAVETTA | Management | For | For | ||||||
1C. | ELECTION OF DIRECTOR: PAMELA DALEY | Management | For | For | ||||||
1D. | ELECTION OF DIRECTOR: JESSICA P. EINHORN | Management | For | For | ||||||
1E. | ELECTION OF DIRECTOR: FABRIZIO FREDA | Management | For | For | ||||||
1F. | ELECTION OF DIRECTOR: MURRAY S. GERBER | Management | For | For | ||||||
1G. | ELECTION OF DIRECTOR: JAMES GROSFELD | Management | For | For | ||||||
1H. | ELECTION OF DIRECTOR: DAVID H. KOMANSKY | Management | For | For | ||||||
1I. | ELECTION OF DIRECTOR: SIR DERYCK MAUGHAN | Management | For | For | ||||||
1J. | ELECTION OF DIRECTOR: CHERYL D. MILLS | Management | For | For | ||||||
1K. | ELECTION OF DIRECTOR: MARCO ANTONIO SLIM DOMIT | Management | For | For | ||||||
1L. | ELECTION OF DIRECTOR: JOHN S. VARLEY | Management | For | For | ||||||
1M. | ELECTION OF DIRECTOR: SUSAN L. WAGNER | Management | For | For | ||||||
2. | APPROVAL OF THE AMENDMENT TO THE AMENDED AND RESTATED BLACKROCK, INC. 1999 STOCK AWARD AND INCENTIVE PLAN (THE “STOCK PLAN”) AND RE-APPROVAL OF THE PERFORMANCE GOALS UNDER THE STOCK PLAN. | Management | For | For | ||||||
3. | RE-APPROVAL OF THE PERFORMANCE GOALS SET FORTH IN THE AMENDED BLACKROCK, INC. 1999 ANNUAL INCENTIVE PERFORMANCE PLAN. | Management | For | For | ||||||
4. | APPROVAL, IN A NON-BINDING ADVISORY VOTE, OF THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS, AS DISCLOSED AND DISCUSSED IN THE PROXY STATEMENT. | Management | For | For | ||||||
5. | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS BLACKROCK’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2014. | Management | For | For |
MASTERCARD INCORPORATED
| ||||||||
Security | 57636Q104 | Meeting Type | Annual | |||||
Ticker Symbol | MA | Meeting Date | 03-Jun-2014 | |||||
ISIN | US57636Q1040 | Agenda | 933987351 - Management | |||||
City | Holding Recon Date | 09-Apr-2014 | ||||||
Country | United States | Vote Deadline Date | 02-Jun-2014 | |||||
SEDOL(s) | Quick Code |
Item | Proposal | Type | Vote | For/Against Management
| ||||||
1A. | ELECTION OF DIRECTOR: RICHARD HAYTHORNTHWAITE | Management | For | For | ||||||
1B. | ELECTION OF DIRECTOR: AJAY BANGA | Management | For | For |
1C. | ELECTION OF DIRECTOR: SILVIO BARZI | Management | For | For | ||||||
1D. | ELECTION OF DIRECTOR: DAVID R. CARLUCCI | Management | For | For | ||||||
1E. | ELECTION OF DIRECTOR: STEVEN J. FREIBERG | Management | For | For | ||||||
1F. | ELECTION OF DIRECTOR: JULIUS GENACHOWSKI | Management | For | For | ||||||
1G. | ELECTION OF DIRECTOR: MERIT E. JANOW | Management | For | For | ||||||
1H. | ELECTION OF DIRECTOR: NANCY J. KARCH | Management | For | For | ||||||
1I. | ELECTION OF DIRECTOR: MARC OLIVIE | Management | For | For | ||||||
1J. | ELECTION OF DIRECTOR: RIMA QURESHI | Management | For | For | ||||||
1K. | ELECTION OF DIRECTOR: JOSE OCTAVIO REYES LAGUNES | Management | For | For | ||||||
1L. | ELECTION OF DIRECTOR: JACKSON P. TAI | Management | For | For | ||||||
1M. | ELECTION OF DIRECTOR: EDWARD SUNING TIAN | Management | For | For | ||||||
2. | ADVISORY APPROVAL OF THE COMPANY’S EXECUTIVE COMPENSATION | Management | For | For | ||||||
3. | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | For |
THE PRICELINE GROUP INC.
| ||||||||
Security | 741503403 | Meeting Type | Annual | |||||
Ticker Symbol | PCLN | Meeting Date | 05-Jun-2014 | |||||
ISIN | US7415034039 | Agenda | 933997097 - Management | |||||
City | Holding Recon Date | 10-Apr-2014 | ||||||
Country | United States | Vote Deadline Date | 04-Jun-2014 | |||||
SEDOL(s) | Quick Code |
Item | Proposal | Type | Vote | For/Against Management
| ||||||||
1. | DIRECTOR | Management | ||||||||||
1 | TIMOTHY M. ARMSTRONG | For | For | |||||||||
2 | HOWARD W. BARKER, JR. | For | For | |||||||||
3 | JEFFERY H. BOYD | For | For | |||||||||
4 | JAN L. DOCTER | For | For | |||||||||
5 | JEFFREY E. EPSTEIN | For | For | |||||||||
6 | JAMES M. GUYETTE | For | For | |||||||||
7 | DARREN R. HUSTON | For | For | |||||||||
8 | NANCY B. PERETSMAN | For | For | |||||||||
9 | THOMAS E. ROTHMAN | For | For | |||||||||
10 | CRAIG W. RYDIN | For | For | |||||||||
2. | TO RATIFY THE SELECTION OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | For | For | ||||||||
3. | TO APPROVE ON AN ADVISORY BASIS THE COMPENSATION PAID BY THE COMPANY TO ITS NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||||||
4. | TO CONSIDER AND VOTE UPON A NON-BINDING STOCKHOLDER PROPOSAL CONCERNING STOCKHOLDER ACTION BY WRITTEN CONSENT. | Shareholder | Against | For |
BIOGEN IDEC INC.
| ||||||||
Security | 09062X103 | Meeting Type | Annual | |||||
Ticker Symbol | BIIB | Meeting Date | 12-Jun-2014 | |||||
ISIN | US09062X1037 | Agenda | 933996247 - Management | |||||
City | Holding Recon Date | 15-Apr-2014 | ||||||
Country | United States | Vote Deadline Date | 11-Jun-2014 | |||||
SEDOL(s) | Quick Code |
Item | Proposal | Type | Vote | For/Against Management
| ||||||
1A. | ELECTION OF DIRECTOR: CAROLINE D. DORSA | Management | For | For | ||||||
1B. | ELECTION OF DIRECTOR: STELIOS PAPADOPOULOS | Management | For | For | ||||||
1C. | ELECTION OF DIRECTOR: GEORGE A. SCANGOS | Management | For | For | ||||||
1D. | ELECTION OF DIRECTOR: LYNN SCHENK | Management | For | For | ||||||
1E. | ELECTION OF DIRECTOR: ALEXANDER J. DENNER | Management | For | For | ||||||
1F. | ELECTION OF DIRECTOR: NANCY L. LEAMING | Management | For | For | ||||||
1G. | ELECTION OF DIRECTOR: RICHARD C. MULLIGAN | Management | For | For | ||||||
1H. | ELECTION OF DIRECTOR: ROBERT W. PANGIA | Management | For | For | ||||||
1I. | ELECTION OF DIRECTOR: BRIAN S. POSNER | Management | For | For | ||||||
1J. | ELECTION OF DIRECTOR: ERIC K. ROWINSKY | Management | For | For |
1K. | ELECTION OF DIRECTOR: STEPHEN A. SHERWIN | Management | For | For | ||||||
2. | TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS BIOGEN IDEC INC.’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | For | For | ||||||
3. | SAY ON PAY - AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | For | For |
SANDISK CORPORATION
| ||||||||
Security | 80004C101 | Meeting Type | Annual | |||||
Ticker Symbol | SNDK | Meeting Date | 19-Jun-2014 | |||||
ISIN | US80004C1018 | Agenda | 934011848 - Management | |||||
City | Holding Recon Date | 21-Apr-2014 | ||||||
Country | United States | Vote Deadline Date | 18-Jun-2014 | |||||
SEDOL(s) | Quick Code |
Item | Proposal | Type | Vote | For/Against Management
| ||||||
1A. | ELECTION OF DIRECTOR: MICHAEL E. MARKS | Management | For | For | ||||||
1B. | ELECTION OF DIRECTOR: IRWIN FEDERMAN | Management | For | For | ||||||
1C. | ELECTION OF DIRECTOR: STEVEN J. GOMO | Management | For | For | ||||||
1D. | ELECTION OF DIRECTOR: EDDY W. HARTENSTEIN | Management | For | For | ||||||
1E. | ELECTION OF DIRECTOR: DR. CHENMING HU | Management | For | For | ||||||
1F. | ELECTION OF DIRECTOR: CATHERINE P. LEGO | Management | For | For | ||||||
1G. | ELECTION OF DIRECTOR: SANJAY MEHROTRA | Management | For | For | ||||||
1H. | ELECTION OF DIRECTOR: D. SCOTT MERCER | Management | For | For | ||||||
2. | TO APPROVE AN AMENDMENT TO THE SANDISK CORPORATION 2005 EMPLOYEE STOCK PURCHASE PLANS. | Management | For | For | ||||||
3. | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 28, 2014. | Management | For | For | ||||||
4. | TO PASS AN ADVISORY RESOLUTION TO APPROVE THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS. | Management | For | For |
DELTA AIR LINES, INC.
| ||||||||
Security | 247361702 | Meeting Type | Annual | |||||
Ticker Symbol | DAL | Meeting Date | 27-Jun-2014 | |||||
ISIN | US2473617023 | Agenda | 934020809 - Management | |||||
City | Holding Recon Date | 02-May-2014 | ||||||
Country | United States | Vote Deadline Date | 26-Jun-2014 | |||||
SEDOL(s) | Quick Code |
Item | Proposal | Type | Vote | For/Against Management
| ||||||
1A. | ELECTION OF DIRECTOR: RICHARD H. ANDERSON | Management | For | For | ||||||
1B. | ELECTION OF DIRECTOR: EDWARD H. BASTIAN | Management | For | For | ||||||
1C. | ELECTION OF DIRECTOR: ROY J. BOSTOCK | Management | For | For | ||||||
1D. | ELECTION OF DIRECTOR: JOHN S. BRINZO | Management | For | For | ||||||
1E. | ELECTION OF DIRECTOR: DANIEL A. CARP | Management | For | For | ||||||
1F. | ELECTION OF DIRECTOR: DAVID G. DEWALT | Management | For | For | ||||||
1G. | ELECTION OF DIRECTOR: WILLIAM H. EASTER III | Management | For | For | ||||||
1H. | ELECTION OF DIRECTOR: MICKEY P. FORET | Management | For | For | ||||||
1I. | ELECTION OF DIRECTOR: SHIRLEY C. FRANKLIN | Management | For | For | ||||||
1J. | ELECTION OF DIRECTOR: DAVID R. GOODE | Management | For | For | ||||||
1K. | ELECTION OF DIRECTOR: GEORGE N. MATTSON | Management | For | For | ||||||
1L. | ELECTION OF DIRECTOR: PAULA ROSPUT REYNOLDS | Management | For | For | ||||||
1M. | ELECTION OF DIRECTOR: KENNETH C. ROGERS | Management | For | For | ||||||
1N. | ELECTION OF DIRECTOR: KENNETH B. WOODROW | Management | For | For | ||||||
2. | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF DELTA’S NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||||
3. | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS DELTA’S INDEPENDENT AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2014. | Management | For | For | ||||||
4. | TO APPROVE AN INCREASE IN THE MAXIMUM NUMBER OF DIRECTORS. | Management | For | For | ||||||
5. | A STOCKHOLDER PROPOSAL REQUESTING THE BOARD OF DIRECTORS ADOPT A STOCK RETENTION POLICY FOR SENIOR EXECUTIVES. | Shareholder | Against | For |
CENTRE MULTI-ASSET REAL RETURN FUND
There were no matters relating to a portfolio security considered at any shareholder meeting held during the period covered by this report on Form N-PX with respect to which the Fund was entitled to vote.
CENTRE ACTIVE U.S. TREAURY FUND
There were no matters relating to a portfolio security considered at any shareholder meeting held during the period covered by this report on Form N-PX with respect to which the Fund was entitled to vote.
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Centre Funds | ||
By: /s/ James Abate | ||
James Abate | ||
President | ||
Date: July 29, 2014 |