UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: 811-22545
CENTRE FUNDS
(Exact name of registrant as specified in charter)
48 Wall Street, Suite 1100, New York, New York 10005
(Address of principal executive offices) (Zip code)
James A. Abate
48 Wall Street, Suite 1100
New York, New York 10005
(Name and address of agent for service)
Registrant’s telephone number, including area code: (212) 918-4705
Date of fiscal year end: September 30
Date of reporting period: July 1, 2016 - June 30, 2017
Item 1 – Proxy Voting Record.
CENTRE AMERICAN SELECT EQUITY FUND
Vote Summary | ||||||||||
NIKE, INC. | ||||||||||
Security | 654106103 | Meeting Type | Annual | |||||||
Ticker Symbol | NKE | Meeting Date | 22-Sep-2016 | |||||||
ISIN | US6541061031 | Agenda | 934466687 - Management | |||||||
Record Date | 22-Jul-2016 | Holding Recon Date | 22-Jul-2016 | |||||||
City / | Country | / | United States | Vote Deadline Date | 21-Sep-2016 | |||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
1. | DIRECTOR | Management | ||||||||
1 | ALAN B. GRAF, JR. | For | For | |||||||
2 | MICHELLE A. PELUSO | For | For | |||||||
3 | PHYLLIS M. WISE | For | For | |||||||
2. | TO APPROVE EXECUTIVE COMPENSATION BY AN ADVISORY VOTE. | Management | For | For | ||||||
3. | TO APPROVE AN AMENDMENT TO THE NIKE, INC. EMPLOYEE STOCK PURCHASE PLAN. | Management | For | For | ||||||
4. | TO CONSIDER A SHAREHOLDER PROPOSAL REGARDING POLITICAL CONTRIBUTIONS DISCLOSURE. | Shareholder | Against | For | ||||||
5. | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | ||||||
GENERAL MILLS, INC. | ||||||||||
Security | 370334104 | Meeting Type | Annual | |||||||
Ticker Symbol | GIS | Meeting Date | 27-Sep-2016 | |||||||
ISIN | US3703341046 | Agenda | 934468186 - Management | |||||||
Record Date | 29-Jul-2016 | Holding Recon Date | 29-Jul-2016 | |||||||
City / | Country | / | United States | Vote Deadline Date | 26-Sep-2016 | |||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
1A) | ELECTION OF DIRECTOR: BRADBURY H. ANDERSON | Management | For | For | ||||||
1B) | ELECTION OF DIRECTOR: R. KERRY CLARK | Management | For | For | ||||||
1C) | ELECTION OF DIRECTOR: DAVID M. CORDANI | Management | For | For | ||||||
1D) | ELECTION OF DIRECTOR: ROGER W. FERGUSON JR. | Management | For | For | ||||||
1E) | ELECTION OF DIRECTOR: HENRIETTA H. FORE | Management | For | For | ||||||
1F) | ELECTION OF DIRECTOR: MARIA G. HENRY | Management | For | For | ||||||
1G) | ELECTION OF DIRECTOR: HEIDI G. MILLER | Management | For | For | ||||||
1H) | ELECTION OF DIRECTOR: STEVE ODLAND | Management | For | For | ||||||
1I) | ELECTION OF DIRECTOR: KENDALL J. POWELL | Management | For | For | ||||||
1J) | ELECTION OF DIRECTOR: ROBERT L. RYAN | Management | For | For | ||||||
1K) | ELECTION OF DIRECTOR: ERIC D. SPRUNK | Management | For | For | ||||||
1L) | ELECTION OF DIRECTOR: DOROTHY A. TERRELL | Management | For | For | ||||||
1M) | ELECTION OF DIRECTOR: JORGE A. URIBE | Management | For | For | ||||||
2. | ADOPT THE 2016 COMPENSATION PLAN FOR NON- EMPLOYEE DIRECTORS. | Management | For | For | ||||||
3. | CAST AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | For | For | ||||||
4. | RATIFY THE APPOINTMENT OF KPMG LLP AS GENERAL MILLS' INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | ||||||
THE PROCTER & GAMBLE COMPANY | ||||||||||
Security | 742718109 | Meeting Type | Annual | |||||||
Ticker Symbol | PG | Meeting Date | 11-Oct-2016 | |||||||
ISIN | US7427181091 | Agenda | 934472616 - Management | |||||||
Record Date | 12-Aug-2016 | Holding Recon Date | 12-Aug-2016 | |||||||
City / | Country | / | United States | Vote Deadline Date | 10-Oct-2016 | |||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
1A. | ELECTION OF DIRECTOR: FRANCIS S. BLAKE | Management | For | For | ||||||
1B. | ELECTION OF DIRECTOR: ANGELA F. BRALY | Management | For | For | ||||||
1C. | ELECTION OF DIRECTOR: KENNETH I. CHENAULT | Management | For | For | ||||||
1D. | ELECTION OF DIRECTOR: SCOTT D. COOK | Management | For | For | ||||||
1E. | ELECTION OF DIRECTOR: TERRY J. LUNDGREN | Management | For | For | ||||||
1F. | ELECTION OF DIRECTOR: W. JAMES MCNERNEY, JR. | Management | For | For | ||||||
1G. | ELECTION OF DIRECTOR: DAVID S. TAYLOR | Management | For | For | ||||||
1H. | ELECTION OF DIRECTOR: MARGARET C. WHITMAN | Management | For | For | ||||||
1I. | ELECTION OF DIRECTOR: PATRICIA A. WOERTZ | Management | For | For | ||||||
1J. | ELECTION OF DIRECTOR: ERNESTO ZEDILLO | Management | For | For | ||||||
2. | RATIFY APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Management | For | For | ||||||
3. | ADVISORY VOTE ON THE COMPANY'S EXECUTIVE COMPENSATION (THE "SAY ON PAY" VOTE) | Management | For | For | ||||||
4. | SHAREHOLDER PROPOSAL - REPORT ON LOBBYING POLICIES OF THIRD PARTY ORGANIZATIONS | Shareholder | Against | For | ||||||
5. | SHAREHOLDER PROPOSAL - REPORT ON APPLICATION OF COMPANY NON-DISCRIMINATION POLICIES IN STATES WITH PRO-DISCRIMINATION LAWS | Shareholder | Against | For | ||||||
COACH, INC. | ||||||||||
Security | 189754104 | Meeting Type | Annual | |||||||
Ticker Symbol | COH | Meeting Date | 10-Nov-2016 | |||||||
ISIN | US1897541041 | Agenda | 934485120 - Management | |||||||
Record Date | 12-Sep-2016 | Holding Recon Date | 12-Sep-2016 | |||||||
City / | Country | / | United States | Vote Deadline Date | 09-Nov-2016 | |||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
1A. | ELECTION OF DIRECTOR: DAVID DENTON | Management | For | For | ||||||
1B. | ELECTION OF DIRECTOR: ANDREA GUERRA | Management | For | For | ||||||
1C. | ELECTION OF DIRECTOR: SUSAN KROPF | Management | For | For | ||||||
1D. | ELECTION OF DIRECTOR: ANNABELLE YU LONG | Management | For | For | ||||||
1E. | ELECTION OF DIRECTOR: VICTOR LUIS | Management | For | For | ||||||
1F. | ELECTION OF DIRECTOR: IVAN MENEZES | Management | For | For | ||||||
1G. | ELECTION OF DIRECTOR: WILLIAM NUTI | Management | For | For | ||||||
1H. | ELECTION OF DIRECTOR: STEPHANIE TILENIUS | Management | For | For | ||||||
1I. | ELECTION OF DIRECTOR: JIDE ZEITLIN | Management | For | For | ||||||
2. | THE RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JULY 1, 2017. | Management | For | For | ||||||
3. | THE APPROVAL OF THE COMPANY'S EXECUTIVE COMPENSATION ..(DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL). | Management | For | For | ||||||
4. | THE APPROVAL OF THE AMENDED AND RESTATED COACH, INC. 2010 STOCK INCENTIVE PLAN (AMENDED AND RESTATED AS OF SEPTEMBER 23, 2016). | Management | For | For | ||||||
5. | THE APPROVAL OF THE AMENDED AND RESTATED COACH, INC. EMPLOYEE STOCK PURCHASE PLAN. | Management | For | For | ||||||
6. | A STOCKHOLDER PROPOSAL ENTITLED "NET-ZERO GREENHOUSE GAS EMISSIONS BY 2030" IF PROPERLY PRESENTED AT THE ANNUAL MEETING. | Shareholder | Against | For | ||||||
THE WILLIAMS COMPANIES, INC. | ||||||||||
Security | 969457100 | Meeting Type | Annual | |||||||
Ticker Symbol | WMB | Meeting Date | 23-Nov-2016 | |||||||
ISIN | US9694571004 | Agenda | 934492579 - Management | |||||||
Record Date | 07-Oct-2016 | Holding Recon Date | 07-Oct-2016 | |||||||
City / | Country | / | United States | Vote Deadline Date | 22-Nov-2016 | |||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
1A. | ELECTION OF DIRECTOR: ALAN S. ARMSTRONG | Management | For | For | ||||||
1B. | ELECTION OF DIRECTOR: STEPHEN W. BERGSTROM | Management | For | For | ||||||
1C. | ELECTION OF DIRECTOR: STEPHEN I. CHAZEN | Management | For | For | ||||||
1D. | ELECTION OF DIRECTOR: KATHLEEN B. COOPER | Management | For | For | ||||||
1E. | ELECTION OF DIRECTOR: PETER A. RAGAUSS | Management | For | For | ||||||
1F. | ELECTION OF DIRECTOR: SCOTT D. SHEFFIELD | Management | For | For | ||||||
1G. | ELECTION OF DIRECTOR: MURRAY D. SMITH | Management | For | For | ||||||
1H. | ELECTION OF DIRECTOR: WILLIAM H. SPENCE | Management | For | For | ||||||
1I. | ELECTION OF DIRECTOR: JANICE D. STONEY | Management | For | For | ||||||
2. | RATIFICATION OF ERNST & YOUNG LLP AS AUDITORS FOR 2016. | Management | For | For | ||||||
3. | APPROVAL, BY NONBINDING ADVISORY VOTE, OF THE COMPANY'S EXECUTIVE COMPENSATION. | Management | For | For | ||||||
MICROSOFT CORPORATION | ||||||||||
Security | 594918104 | Meeting Type | Annual | |||||||
Ticker Symbol | MSFT | Meeting Date | 30-Nov-2016 | |||||||
ISIN | US5949181045 | Agenda | 934491224 - Management | |||||||
Record Date | 30-Sep-2016 | Holding Recon Date | 30-Sep-2016 | |||||||
City / | Country | / | United States | Vote Deadline Date | 29-Nov-2016 | |||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
1A. | ELECTION OF DIRECTOR: WILLIAM H. GATES III | Management | For | For | ||||||
1B. | ELECTION OF DIRECTOR: TERI L. LIST-STOLL | Management | For | For | ||||||
1C. | ELECTION OF DIRECTOR: G. MASON MORFIT | Management | For | For | ||||||
1D. | ELECTION OF DIRECTOR: SATYA NADELLA | Management | For | For | ||||||
1E. | ELECTION OF DIRECTOR: CHARLES H. NOSKI | Management | For | For | ||||||
1F. | ELECTION OF DIRECTOR: HELMUT PANKE | Management | For | For | ||||||
1G. | ELECTION OF DIRECTOR: SANDRA E. PETERSON | Management | For | For | ||||||
1H. | ELECTION OF DIRECTOR: CHARLES W. SCHARF | Management | For | For | ||||||
1I. | ELECTION OF DIRECTOR: JOHN W. STANTON | Management | For | For | ||||||
1J. | ELECTION OF DIRECTOR: JOHN W. THOMPSON | Management | For | For | ||||||
1K. | ELECTION OF DIRECTOR: PADMASREE WARRIOR | Management | For | For | ||||||
2. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION | Management | For | For | ||||||
3. | RATIFICATION OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT AUDITOR FOR FISCAL YEAR 2017 | Management | For | For | ||||||
4. | APPROVAL OF AMENDMENT TO OUR AMENDED AND RESTATED ARTICLES OF INCORPORATION | Management | For | For | ||||||
5. | APPROVAL OF FRENCH SUB PLAN UNDER THE 2001 STOCK PLAN | Management | For | For | ||||||
6. | SHAREHOLDER PROPOSAL - REQUESTING CERTAIN PROXY ACCESS BYLAW AMENDMENTS | Shareholder | Against | For | ||||||
BECTON, DICKINSON AND COMPANY | ||||||||||
Security | 075887109 | Meeting Type | Annual | |||||||
Ticker Symbol | BDX | Meeting Date | 24-Jan-2017 | |||||||
ISIN | US0758871091 | Agenda | 934513727 - Management | |||||||
Record Date | 02-Dec-2016 | Holding Recon Date | 02-Dec-2016 | |||||||
City / | Country | / | United States | Vote Deadline Date | 23-Jan-2017 | |||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
1A. | ELECTION OF DIRECTOR: BASIL L. ANDERSON | Management | For | For | ||||||
1B. | ELECTION OF DIRECTOR: CATHERINE M. BURZIK | Management | For | For | ||||||
1C. | ELECTION OF DIRECTOR: R. ANDREW ECKERT | Management | For | For | ||||||
1D. | ELECTION OF DIRECTOR: VINCENT A. FORLENZA | Management | For | For | ||||||
1E. | ELECTION OF DIRECTOR: CLAIRE M. FRASER | Management | For | For | ||||||
1F. | ELECTION OF DIRECTOR: CHRISTOPHER JONES | Management | For | For | ||||||
1G. | ELECTION OF DIRECTOR: MARSHALL O. LARSEN | Management | For | For | ||||||
1H. | ELECTION OF DIRECTOR: GARY A. MECKLENBURG | Management | For | For | ||||||
1I. | ELECTION OF DIRECTOR: JAMES F. ORR | Management | For | For | ||||||
1J. | ELECTION OF DIRECTOR: WILLARD J. OVERLOCK, JR. | Management | For | For | ||||||
1K. | ELECTION OF DIRECTOR: CLAIRE POMEROY | Management | For | For | ||||||
1L. | ELECTION OF DIRECTOR: REBECCA W. RIMEL | Management | For | For | ||||||
1M. | ELECTION OF DIRECTOR: BERTRAM L. SCOTT | Management | For | For | ||||||
2. | RATIFICATION OF SELECTION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | ||||||
3. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | Management | For | For | ||||||
4. | ADVISORY VOTE TO APPROVE THE FREQUENCY OF NAMED EXECUTIVE OFFICER COMPENSATION ADVISORY VOTES. | Management | No Action | |||||||
5. | SHAREHOLDER PROPOSAL REGARDING AN INDEPENDENT BOARD CHAIR. | Shareholder | Against | For | ||||||
VISA INC. | ||||||||||
Security | 92826C839 | Meeting Type | Annual | |||||||
Ticker Symbol | V | Meeting Date | 31-Jan-2017 | |||||||
ISIN | US92826C8394 | Agenda | 934512890 - Management | |||||||
Record Date | 02-Dec-2016 | Holding Recon Date | 02-Dec-2016 | |||||||
City / | Country | / | United States | Vote Deadline Date | 30-Jan-2017 | |||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
1A. | ELECTION OF DIRECTOR: LLOYD A. CARNEY | Management | For | For | ||||||
1B. | ELECTION OF DIRECTOR: MARY B. CRANSTON | Management | For | For | ||||||
1C. | ELECTION OF DIRECTOR: FRANCISCO JAVIER FERNANDEZ-CARBAJAL | Management | For | For | ||||||
1D. | ELECTION OF DIRECTOR: GARY A. HOFFMAN | Management | For | For | ||||||
1E. | ELECTION OF DIRECTOR: ALFRED F. KELLY, JR. | Management | For | For | ||||||
1F. | ELECTION OF DIRECTOR: ROBERT W. MATSCHULLAT | Management | For | For | ||||||
1G. | ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON | Management | For | For | ||||||
1H. | ELECTION OF DIRECTOR: JOHN A.C. SWAINSON | Management | For | For | ||||||
1I. | ELECTION OF DIRECTOR: MAYNARD G. WEBB, JR. | Management | For | For | ||||||
2. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | For | For | ||||||
3. | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Management | 1 Year | For | ||||||
4. | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2017 FISCAL YEAR. | Management | For | For | ||||||
APPLE INC. | ||||||||||
Security | 037833100 | Meeting Type | Annual | |||||||
Ticker Symbol | AAPL | Meeting Date | 28-Feb-2017 | |||||||
ISIN | US0378331005 | Agenda | 934520556 - Management | |||||||
Record Date | 30-Dec-2016 | Holding Recon Date | 30-Dec-2016 | |||||||
City / | Country | / | United States | Vote Deadline Date | 27-Feb-2017 | |||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
1A. | ELECTION OF DIRECTOR: JAMES BELL | Management | For | For | ||||||
1B. | ELECTION OF DIRECTOR: TIM COOK | Management | For | For | ||||||
1C. | ELECTION OF DIRECTOR: AL GORE | Management | For | For | ||||||
1D. | ELECTION OF DIRECTOR: BOB IGER | Management | For | For | ||||||
1E. | ELECTION OF DIRECTOR: ANDREA JUNG | Management | For | For | ||||||
1F. | ELECTION OF DIRECTOR: ART LEVINSON | Management | For | For | ||||||
1G. | ELECTION OF DIRECTOR: RON SUGAR | Management | For | For | ||||||
1H. | ELECTION OF DIRECTOR: SUE WAGNER | Management | For | For | ||||||
2. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS APPLE'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017 | Management | For | For | ||||||
3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION | Management | For | For | ||||||
4. | ADVISORY VOTE ON THE FREQUENCY OF SHAREHOLDER VOTES ON EXECUTIVE COMPENSATION | Management | 1 Year | For | ||||||
5. | A SHAREHOLDER PROPOSAL ENTITLED "CHARITABLE GIVING - RECIPIENTS, INTENTS AND BENEFITS" | Shareholder | Against | For | ||||||
6. | A SHAREHOLDER PROPOSAL REGARDING DIVERSITY AMONG OUR SENIOR MANAGEMENT AND BOARD OF DIRECTORS | Shareholder | Against | For | ||||||
7. | A SHAREHOLDER PROPOSAL ENTITLED "SHAREHOLDER PROXY ACCESS AMENDMENTS" | Shareholder | Against | For | ||||||
8. | A SHAREHOLDER PROPOSAL ENTITLED "EXECUTIVE COMPENSATION REFORM" | Shareholder | Against | For | ||||||
9. | A SHAREHOLDER PROPOSAL ENTITLED "EXECUTIVES TO RETAIN SIGNIFICANT STOCK" | Shareholder | Against | For | ||||||
QUALCOMM INCORPORATED | ||||||||||
Security | 747525103 | Meeting Type | Annual | |||||||
Ticker Symbol | QCOM | Meeting Date | 07-Mar-2017 | |||||||
ISIN | US7475251036 | Agenda | 934522435 - Management | |||||||
Record Date | 09-Jan-2017 | Holding Recon Date | 09-Jan-2017 | |||||||
City / | Country | / | United States | Vote Deadline Date | 06-Mar-2017 | |||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
1A. | ELECTION OF DIRECTOR: BARBARA T. ALEXANDER | Management | For | For | ||||||
1B. | ELECTION OF DIRECTOR: JEFFREY W. HENDERSON | Management | For | For | ||||||
1C. | ELECTION OF DIRECTOR: THOMAS W. HORTON | Management | For | For | ||||||
1D. | ELECTION OF DIRECTOR: PAUL E. JACOBS | Management | For | For | ||||||
1E. | ELECTION OF DIRECTOR: ANN M. LIVERMORE | Management | For | For | ||||||
1F. | ELECTION OF DIRECTOR: HARISH MANWANI | Management | For | For | ||||||
1G. | ELECTION OF DIRECTOR: MARK D. MCLAUGHLIN | Management | For | For | ||||||
1H. | ELECTION OF DIRECTOR: STEVE MOLLENKOPF | Management | For | For | ||||||
1I. | ELECTION OF DIRECTOR: CLARK T. RANDT, JR. | Management | For | For | ||||||
1J. | ELECTION OF DIRECTOR: FRANCISCO ROS | Management | For | For | ||||||
1K. | ELECTION OF DIRECTOR: ANTHONY J. VINCIQUERRA | Management | For | For | ||||||
2. | RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT PUBLIC ACCOUNTANTS FOR OUR FISCAL YEAR ENDING SEPTEMBER 24, 2017. | Management | For | For | ||||||
3. | APPROVAL, ON AN ADVISORY BASIS, OF OUR EXECUTIVE COMPENSATION. | Management | For | For | ||||||
4. | STOCKHOLDER PROPOSAL TO AMEND THE PROXY ACCESS PROVISION OF OUR AMENDED AND RESTATED BYLAWS, IF PROPERLY PRESENTED AT THE ANNUAL MEETING. | Shareholder | Against | For | ||||||
THE WALT DISNEY COMPANY | ||||||||||
Security | 254687106 | Meeting Type | Annual | |||||||
Ticker Symbol | DIS | Meeting Date | 08-Mar-2017 | |||||||
ISIN | US2546871060 | Agenda | 934523437 - Management | |||||||
Record Date | 09-Jan-2017 | Holding Recon Date | 09-Jan-2017 | |||||||
City / | Country | / | United States | Vote Deadline Date | 07-Mar-2017 | |||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
1A. | ELECTION OF DIRECTOR: SUSAN E. ARNOLD | Management | For | For | ||||||
1B. | ELECTION OF DIRECTOR: JOHN S. CHEN | Management | For | For | ||||||
1C. | ELECTION OF DIRECTOR: JACK DORSEY | Management | For | For | ||||||
1D. | ELECTION OF DIRECTOR: ROBERT A. IGER | Management | For | For | ||||||
1E. | ELECTION OF DIRECTOR: MARIA ELENA LAGOMASINO | Management | For | For | ||||||
1F. | ELECTION OF DIRECTOR: FRED H. LANGHAMMER | Management | For | For | ||||||
1G. | ELECTION OF DIRECTOR: AYLWIN B. LEWIS | Management | For | For | ||||||
1H. | ELECTION OF DIRECTOR: ROBERT W. MATSCHULLAT | Management | For | For | ||||||
1I. | ELECTION OF DIRECTOR: MARK G. PARKER | Management | For | For | ||||||
1J. | ELECTION OF DIRECTOR: SHERYL K. SANDBERG | Management | For | For | ||||||
1K. | ELECTION OF DIRECTOR: ORIN C. SMITH | Management | For | For | ||||||
2. | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S REGISTERED PUBLIC ACCOUNTANTS FOR 2017. | Management | For | For | ||||||
3. | TO APPROVE THE ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION. | Management | For | For | ||||||
4. | TO APPROVE HOLDING AN ADVISORY VOTE ON EXECUTIVE COMPENSATION EVERY ONE, TWO OR THREE YEARS, AS INDICATED. | Management | 1 Year | For | ||||||
5. | TO APPROVE THE SHAREHOLDER PROPOSAL REQUESTING AN ANNUAL REPORT DISCLOSING INFORMATION REGARDING THE COMPANY'S LOBBYING POLICIES AND ACTIVITIES. | Shareholder | Against | For | ||||||
6. | TO APPROVE THE SHAREHOLDER PROPOSAL REQUESTING THE BOARD TO AMEND THE COMPANY'S BYLAWS RELATING TO PROXY ACCESS TO INCREASE THE NUMBER OF PERMITTED NOMINEES, REMOVE THE LIMIT ON AGGREGATING SHARES TO MEET THE SHAREHOLDING REQUIREMENT, AND REMOVE THE LIMITATION ON RENOMINATION OF PERSONS BASED ON VOTES IN A PRIOR ELECTION. | Shareholder | Against | For | ||||||
STARBUCKS CORPORATION | ||||||||||
Security | 855244109 | Meeting Type | Annual | |||||||
Ticker Symbol | SBUX | Meeting Date | 22-Mar-2017 | |||||||
ISIN | US8552441094 | Agenda | 934524996 - Management | |||||||
Record Date | 12-Jan-2017 | Holding Recon Date | 12-Jan-2017 | |||||||
City / | Country | / | United States | Vote Deadline Date | 21-Mar-2017 | |||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
1A. | ELECTION OF DIRECTOR: HOWARD SCHULTZ | Management | For | For | ||||||
1B. | ELECTION OF DIRECTOR: WILLIAM W. BRADLEY | Management | For | For | ||||||
1C. | ELECTION OF DIRECTOR: ROSALIND BREWER | Management | For | For | ||||||
1D. | ELECTION OF DIRECTOR: MARY N. DILLON | Management | For | For | ||||||
1E. | ELECTION OF DIRECTOR: ROBERT M. GATES | Management | For | For | ||||||
1F. | ELECTION OF DIRECTOR: MELLODY HOBSON | Management | For | For | ||||||
1G. | ELECTION OF DIRECTOR: KEVIN R. JOHNSON | Management | For | For | ||||||
1H. | ELECTION OF DIRECTOR: JORGEN VIG KNUDSTORP | Management | For | For | ||||||
1I. | ELECTION OF DIRECTOR: SATYA NADELLA | Management | For | For | ||||||
1J. | ELECTION OF DIRECTOR: JOSHUA COOPER RAMO | Management | For | For | ||||||
1K. | ELECTION OF DIRECTOR: CLARA SHIH | Management | For | For | ||||||
1L. | ELECTION OF DIRECTOR: JAVIER G. TERUEL | Management | For | For | ||||||
1M. | ELECTION OF DIRECTOR: MYRON E. ULLMAN, III | Management | For | For | ||||||
1N. | ELECTION OF DIRECTOR: CRAIG E. WEATHERUP | Management | For | For | ||||||
2. | ADVISORY RESOLUTION TO APPROVE OUR EXECUTIVE COMPENSATION. | Management | For | For | ||||||
3. | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Management | 1 Year | For | ||||||
4. | RATIFICATION OF SELECTION OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2017. | Management | For | For | ||||||
5. | AMEND PROXY ACCESS BYLAW. | Shareholder | Against | For | ||||||
CARNIVAL CORPORATION | ||||||||||
Security | 143658300 | Meeting Type | Annual | |||||||
Ticker Symbol | CCL | Meeting Date | 05-Apr-2017 | |||||||
ISIN | PA1436583006 | Agenda | 934529922 - Management | |||||||
Record Date | 06-Feb-2017 | Holding Recon Date | 06-Feb-2017 | |||||||
City / | Country | / | United States | Vote Deadline Date | 04-Apr-2017 | |||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
1. | TO RE-ELECT MICKY ARISON AS A DIRECTOR OF CARNIVAL CORPORATION AND AS A DIRECTOR OF CARNIVAL PLC. | Management | For | For | ||||||
2. | TO RE-ELECT SIR JONATHON BAND AS A DIRECTOR OF CARNIVAL CORPORATION AND AS A DIRECTOR OF CARNIVAL PLC. | Management | For | For | ||||||
3. | TO ELECT HELEN DEEBLE AS A DIRECTOR OF CARNIVAL CORPORATION AND AS A DIRECTOR OF CARNIVAL PLC. | Management | For | For | ||||||
4. | TO RE-ELECT ARNOLD W. DONALD AS A DIRECTOR OF CARNIVAL CORPORATION AND AS A DIRECTOR OF CARNIVAL PLC. | Management | For | For | ||||||
5. | TO RE-ELECT RICHARD J. GLASIER AS A DIRECTOR OF CARNIVAL CORPORATION AND AS A DIRECTOR OF CARNIVAL PLC. | Management | For | For | ||||||
6. | TO RE-ELECT DEBRA KELLY-ENNIS AS A DIRECTOR OF CARNIVAL CORPORATION AND AS A DIRECTOR OF CARNIVAL PLC. | Management | For | For | ||||||
7. | TO RE-ELECT SIR JOHN PARKER AS A DIRECTOR OF CARNIVAL CORPORATION AND AS A DIRECTOR OF CARNIVAL PLC. | Management | For | For | ||||||
8. | TO RE-ELECT STUART SUBOTNICK AS A DIRECTOR OF CARNIVAL CORPORATION AND AS A DIRECTOR OF CARNIVAL PLC. | Management | For | For | ||||||
9. | TO RE-ELECT LAURA WEIL AS A DIRECTOR OF CARNIVAL CORPORATION AND AS A DIRECTOR OF CARNIVAL PLC. | Management | For | For | ||||||
10. | TO RE-ELECT RANDALL J. WEISENBURGER AS A DIRECTOR OF CARNIVAL CORPORATION AND AS A DIRECTOR OF CARNIVAL PLC. | Management | For | For | ||||||
11. | TO HOLD A (NON-BINDING) ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION (IN ACCORDANCE WITH LEGAL REQUIREMENTS APPLICABLE TO U.S. COMPANIES). | Management | For | For | ||||||
12. | TO HOLD A (NON-BINDING) ADVISORY VOTE TO DETERMINE HOW FREQUENTLY THE SHAREHOLDERS OF CARNIVAL CORPORATION & PLC SHOULD BE PROVIDED WITH A NON-BINDING ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION (IN ACCORDANCE WITH LEGAL REQUIREMENTS APPLICABLE TO U.S. COMPANIES). | Management | 1 Year | For | ||||||
13. | TO APPROVE THE CARNIVAL PLC DIRECTORS' REMUNERATION REPORT (OTHER THAN THE CARNIVAL PLC DIRECTORS' REMUNERATION POLICY SET OUT IN SECTION B OF PART II OF THE CARNIVAL PLC DIRECTORS' REMUNERATION REPORT) (IN ACCORDANCE WITH LEGAL REQUIREMENTS APPLICABLE TO UK COMPANIES). | Management | For | For | ||||||
14. | TO APPROVE THE CARNIVAL PLC DIRECTORS' REMUNERATION POLICY SET OUT IN SECTION B OF PART II OF THE CARNIVAL PLC DIRECTORS' REMUNERATION REPORT (IN ACCORDANCE WITH LEGAL REQUIREMENTS APPLICABLE TO UK COMPANIES). | Management | For | For | ||||||
15. | TO RE-APPOINT THE UK FIRM OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITORS FOR CARNIVAL PLC AND TO RATIFY THE SELECTION OF THE U.S. FIRM OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED CERTIFIED PUBLIC ACCOUNTING FIRM FOR CARNIVAL CORPORATION. | Management | For | For | ||||||
16. | TO AUTHORIZE THE AUDIT COMMITTEE OF CARNIVAL PLC TO AGREE THE REMUNERATION OF THE INDEPENDENT AUDITORS OF CARNIVAL PLC. | Management | For | For | ||||||
17. | TO RECEIVE THE UK ACCOUNTS AND REPORTS OF THE DIRECTORS AND AUDITORS OF CARNIVAL PLC FOR THE YEAR ENDED NOVEMBER 30, 2016 (IN ACCORDANCE WITH LEGAL REQUIREMENTS APPLICABLE TO UK COMPANIES). | Management | For | For | ||||||
18. | TO APPROVE THE GIVING OF AUTHORITY FOR THE ALLOTMENT OF NEW SHARES BY CARNIVAL PLC (IN ACCORDANCE WITH CUSTOMARY PRACTICE FOR UK COMPANIES). | Management | For | For | ||||||
19. | TO APPROVE THE DISAPPLICATION OF PRE- EMPTION RIGHTS IN RELATION TO THE ALLOTMENT OF NEW SHARES BY CARNIVAL PLC (IN ACCORDANCE WITH CUSTOMARY PRACTICE FOR UK COMPANIES). | Management | For | For | ||||||
20. | TO APPROVE A GENERAL AUTHORITY FOR CARNIVAL PLC TO BUY BACK CARNIVAL PLC ORDINARY SHARES IN THE OPEN MARKET (IN ACCORDANCE WITH LEGAL REQUIREMENTS APPLICABLE TO UK COMPANIES DESIRING TO IMPLEMENT SHARE BUY BACK PROGRAMS). | Management | For | For | ||||||
ADOBE SYSTEMS INCORPORATED | ||||||||||
Security | 00724F101 | Meeting Type | Annual | |||||||
Ticker Symbol | ADBE | Meeting Date | 12-Apr-2017 | |||||||
ISIN | US00724F1012 | Agenda | 934534581 - Management | |||||||
Record Date | 14-Feb-2017 | Holding Recon Date | 14-Feb-2017 | |||||||
City / | Country | / | United States | Vote Deadline Date | 11-Apr-2017 | |||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
1A. | ELECTION OF DIRECTOR: AMY BANSE | Management | For | For | ||||||
1B. | ELECTION OF DIRECTOR: EDWARD BARNHOLT | Management | For | For | ||||||
1C. | ELECTION OF DIRECTOR: ROBERT BURGESS | Management | For | For | ||||||
1D. | ELECTION OF DIRECTOR: FRANK CALDERONI | Management | For | For | ||||||
1E. | ELECTION OF DIRECTOR: JAMES DALEY | Management | For | For | ||||||
1F. | ELECTION OF DIRECTOR: LAURA DESMOND | Management | For | For | ||||||
1G. | ELECTION OF DIRECTOR: CHARLES GESCHKE | Management | For | For | ||||||
1H. | ELECTION OF DIRECTOR: SHANTANU NARAYEN | Management | For | For | ||||||
1I. | ELECTION OF DIRECTOR: DANIEL ROSENSWEIG | Management | For | For | ||||||
1J. | ELECTION OF DIRECTOR: JOHN WARNOCK | Management | For | For | ||||||
2. | APPROVAL OF THE 2003 EQUITY INCENTIVE PLAN AS AMENDED TO INCREASE THE AVAILABLE SHARE RESERVE BY 10 MILLION SHARES. | Management | For | For | ||||||
3. | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S ...(DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL). | Management | For | For | ||||||
4. | APPROVAL ON AN ADVISORY BASIS OF THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||||
5. | APPROVAL ON AN ADVISORY BASIS OF THE FREQUENCY OF THE ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | 1 Year | For | ||||||
C. R. BARD, INC. | ||||||||||
Security | 067383109 | Meeting Type | Annual | |||||||
Ticker Symbol | BCR | Meeting Date | 19-Apr-2017 | |||||||
ISIN | US0673831097 | Agenda | 934546271 - Management | |||||||
Record Date | 27-Feb-2017 | Holding Recon Date | 27-Feb-2017 | |||||||
City / | Country | / | United States | Vote Deadline Date | 18-Apr-2017 | |||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
1A. | ELECTION OF DIRECTOR: DAVID M. BARRETT | Management | For | For | ||||||
1B. | ELECTION OF DIRECTOR: ROBERT M. DAVIS | Management | For | For | ||||||
1C. | ELECTION OF DIRECTOR: HERBERT L. HENKEL | Management | For | For | ||||||
1D. | ELECTION OF DIRECTOR: JOHN C. KELLY | Management | For | For | ||||||
1E. | ELECTION OF DIRECTOR: DAVID F. MELCHER | Management | For | For | ||||||
1F. | ELECTION OF DIRECTOR: GAIL K. NAUGHTON | Management | For | For | ||||||
1G. | ELECTION OF DIRECTOR: TIMOTHY M. RING | Management | For | For | ||||||
1H. | ELECTION OF DIRECTOR: TOMMY G. THOMPSON | Management | For | For | ||||||
1I. | ELECTION OF DIRECTOR: JOHN H. WEILAND | Management | For | For | ||||||
1J. | ELECTION OF DIRECTOR: ANTHONY WELTERS | Management | For | For | ||||||
1K. | ELECTION OF DIRECTOR: TONY L. WHITE | Management | For | For | ||||||
2. | TO RATIFY THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2017. | Management | For | For | ||||||
3. | TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS ON AN ADVISORY BASIS. | Management | For | For | ||||||
4. | TO APPROVE "SAY - ON - PAY FREQUENCY" OF SHAREHOLDER VOTES ON COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS ON AN ADVISORY BASIS. | Management | 1 Year | For | ||||||
KIMBERLY-CLARK CORPORATION | ||||||||||
Security | 494368103 | Meeting Type | Annual | |||||||
Ticker Symbol | KMB | Meeting Date | 20-Apr-2017 | |||||||
ISIN | US4943681035 | Agenda | 934533832 - Management | |||||||
Record Date | 21-Feb-2017 | Holding Recon Date | 21-Feb-2017 | |||||||
City / | Country | / | United States | Vote Deadline Date | 19-Apr-2017 | |||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
1A. | ELECTION OF DIRECTOR: JOHN F. BERGSTROM | Management | For | For | ||||||
1B. | ELECTION OF DIRECTOR: ABELARDO E. BRU | Management | For | For | ||||||
1C. | ELECTION OF DIRECTOR: ROBERT W. DECHERD | Management | For | For | ||||||
1D. | ELECTION OF DIRECTOR: THOMAS J. FALK | Management | For | For | ||||||
1E. | ELECTION OF DIRECTOR: FABIAN T. GARCIA | Management | For | For | ||||||
1F. | ELECTION OF DIRECTOR: MICHAEL D. HSU | Management | For | For | ||||||
1G. | ELECTION OF DIRECTOR: MAE C. JEMISON, M.D. | Management | For | For | ||||||
1H. | ELECTION OF DIRECTOR: JAMES M. JENNESS | Management | For | For | ||||||
1I. | ELECTION OF DIRECTOR: NANCY J. KARCH | Management | For | For | ||||||
1J. | ELECTION OF DIRECTOR: CHRISTA S. QUARLES | Management | For | For | ||||||
1K. | ELECTION OF DIRECTOR: IAN C. READ | Management | For | For | ||||||
1L. | ELECTION OF DIRECTOR: MARC J. SHAPIRO | Management | For | For | ||||||
1M. | ELECTION OF DIRECTOR: MICHAEL D. WHITE | Management | For | For | ||||||
2. | RATIFICATION OF AUDITORS | Management | For | For | ||||||
3. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION | Management | For | For | ||||||
4. | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Management | 1 Year | For | ||||||
REGIONS FINANCIAL CORPORATION | ||||||||||
Security | 7591EP100 | Meeting Type | Annual | |||||||
Ticker Symbol | RF | Meeting Date | 20-Apr-2017 | |||||||
ISIN | US7591EP1005 | Agenda | 934537486 - Management | |||||||
Record Date | 21-Feb-2017 | Holding Recon Date | 21-Feb-2017 | |||||||
City / | Country | / | United States | Vote Deadline Date | 19-Apr-2017 | |||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
1A. | ELECTION OF DIRECTOR: CAROLYN H. BYRD | Management | For | For | ||||||
1B. | ELECTION OF DIRECTOR: DAVID J. COOPER, SR. | Management | For | For | ||||||
1C. | ELECTION OF DIRECTOR: DON DEFOSSET | Management | For | For | ||||||
1D. | ELECTION OF DIRECTOR: SAMUEL A. DI PIAZZA, JR. | Management | For | For | ||||||
1E. | ELECTION OF DIRECTOR: ERIC C. FAST | Management | For | For | ||||||
1F. | ELECTION OF DIRECTOR: O. B. GRAYSON HALL, JR. | Management | For | For | ||||||
1G. | ELECTION OF DIRECTOR: JOHN D. JOHNS | Management | For | For | ||||||
1H. | ELECTION OF DIRECTOR: RUTH ANN MARSHALL | Management | For | For | ||||||
1I. | ELECTION OF DIRECTOR: SUSAN W. MATLOCK | Management | For | For | ||||||
1J. | ELECTION OF DIRECTOR: JOHN E. MAUPIN, JR. | Management | For | For | ||||||
1K. | ELECTION OF DIRECTOR: CHARLES D. MCCRARY | Management | For | For | ||||||
1L. | ELECTION OF DIRECTOR: JAMES T. PROKOPANKO | Management | For | For | ||||||
1M. | ELECTION OF DIRECTOR: LEE J. STYSLINGER III | Management | For | For | ||||||
1N. | ELECTION OF DIRECTOR: JOSE S. SUQUET | Management | For | For | ||||||
2. | RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017. | Management | For | For | ||||||
3. | NONBINDING STOCKHOLDER APPROVAL OF EXECUTIVE COMPENSATION | Management | For | For | ||||||
INTERNATIONAL BUSINESS MACHINES CORP. | ||||||||||
Security | 459200101 | Meeting Type | Annual | |||||||
Ticker Symbol | IBM | Meeting Date | 25-Apr-2017 | |||||||
ISIN | US4592001014 | Agenda | 934539973 - Management | |||||||
Record Date | 24-Feb-2017 | Holding Recon Date | 24-Feb-2017 | |||||||
City / | Country | / | United States | Vote Deadline Date | 24-Apr-2017 | |||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
1A. | ELECTION OF DIRECTOR FOR A TERM OF ONE YEAR: K.I. CHENAULT | Management | For | For | ||||||
1B. | ELECTION OF DIRECTOR FOR A TERM OF ONE YEAR: M.L. ESKEW | Management | For | For | ||||||
1C. | ELECTION OF DIRECTOR FOR A TERM OF ONE YEAR: D.N. FARR | Management | For | For | ||||||
1D. | ELECTION OF DIRECTOR FOR A TERM OF ONE YEAR: M. FIELDS | Management | For | For | ||||||
1E. | ELECTION OF DIRECTOR FOR A TERM OF ONE YEAR: A. GORSKY | Management | For | For | ||||||
1F. | ELECTION OF DIRECTOR FOR A TERM OF ONE YEAR: S.A. JACKSON | Management | For | For | ||||||
1G. | ELECTION OF DIRECTOR FOR A TERM OF ONE YEAR: A.N. LIVERIS | Management | For | For | ||||||
1H. | ELECTION OF DIRECTOR FOR A TERM OF ONE YEAR: W.J. MCNERNEY, JR. | Management | For | For | ||||||
1I. | ELECTION OF DIRECTOR FOR A TERM OF ONE YEAR: H.S. OLAYAN | Management | For | For | ||||||
1J. | ELECTION OF DIRECTOR FOR A TERM OF ONE YEAR: J.W. OWENS | Management | For | For | ||||||
1K. | ELECTION OF DIRECTOR FOR A TERM OF ONE YEAR: V.M. ROMETTY | Management | For | For | ||||||
1L. | ELECTION OF DIRECTOR FOR A TERM OF ONE YEAR: S. TAUREL | Management | For | For | ||||||
1M. | ELECTION OF DIRECTOR FOR A TERM OF ONE YEAR: P.R. VOSER | Management | For | For | ||||||
2. | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Management | For | For | ||||||
3. | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Management | For | For | ||||||
4. | ADVISORY VOTE REGARDING FREQUENCY OF ADVISORY VOTE ON EXECUTIVE COMPENSATION | Management | 1 Year | For | ||||||
5. | STOCKHOLDER PROPOSAL ON LOBBYING DISCLOSURE | Shareholder | Against | For | ||||||
6. | STOCKHOLDER PROPOSAL ON SPECIAL SHAREOWNER MEETINGS | Shareholder | Against | For | ||||||
7. | STOCKHOLDER PROPOSAL TO ADOPT A PROXY ACCESS BY-LAW | Shareholder | Against | For | ||||||
EXELON CORPORATION | ||||||||||
Security | 30161N101 | Meeting Type | Annual | |||||||
Ticker Symbol | EXC | Meeting Date | 25-Apr-2017 | |||||||
ISIN | US30161N1019 | Agenda | 934542095 - Management | |||||||
Record Date | 03-Mar-2017 | Holding Recon Date | 03-Mar-2017 | |||||||
City / | Country | / | United States | Vote Deadline Date | 24-Apr-2017 | |||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
1A. | ELECTION OF DIRECTOR: ANTHONY K. ANDERSON | Management | For | For | ||||||
1B. | ELECTION OF DIRECTOR: ANN C. BERZIN | Management | For | For | ||||||
1C. | ELECTION OF DIRECTOR: CHRISTOPHER M. CRANE | Management | For | For | ||||||
1D. | ELECTION OF DIRECTOR: YVES C. DE BALMANN | Management | For | For | ||||||
1E. | ELECTION OF DIRECTOR: NICHOLAS DEBENEDICTIS | Management | For | For | ||||||
1F. | ELECTION OF DIRECTOR: NANCY L. GIOIA | Management | For | For | ||||||
1G. | ELECTION OF DIRECTOR: LINDA P. JOJO | Management | For | For | ||||||
1H. | ELECTION OF DIRECTOR: PAUL L. JOSKOW | Management | For | For | ||||||
1I. | ELECTION OF DIRECTOR: ROBERT J. LAWLESS | Management | For | For | ||||||
1J. | ELECTION OF DIRECTOR: RICHARD W. MIES | Management | For | For | ||||||
1K. | ELECTION OF DIRECTOR: JOHN W. ROGERS, JR. | Management | For | For | ||||||
1L. | ELECTION OF DIRECTOR: MAYO A. SHATTUCK III | Management | For | For | ||||||
1M. | ELECTION OF DIRECTOR: STEPHEN D. STEINOUR | Management | For | For | ||||||
2. | RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS EXELON'S INDEPENDENT AUDITOR FOR 2017. | Management | For | For | ||||||
3. | ADVISORY APPROVAL OF EXECUTIVE COMPENSATION. | Management | For | For | ||||||
4. | ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | 1 Year | For | ||||||
GENERAL ELECTRIC COMPANY | ||||||||||
Security | 369604103 | Meeting Type | Annual | |||||||
Ticker Symbol | GE | Meeting Date | 26-Apr-2017 | |||||||
ISIN | US3696041033 | Agenda | 934541916 - Management | |||||||
Record Date | 27-Feb-2017 | Holding Recon Date | 27-Feb-2017 | |||||||
City / | Country | / | United States | Vote Deadline Date | 25-Apr-2017 | |||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
A1 | ELECTION OF DIRECTOR: SEBASTIEN M. BAZIN | Management | For | For | ||||||
A2 | ELECTION OF DIRECTOR: W. GEOFFREY BEATTIE | Management | For | For | ||||||
A3 | ELECTION OF DIRECTOR: JOHN J. BRENNAN | Management | For | For | ||||||
A4 | ELECTION OF DIRECTOR: FRANCISCO D'SOUZA | Management | For | For | ||||||
A5 | ELECTION OF DIRECTOR: MARIJN E. DEKKERS | Management | For | For | ||||||
A6 | ELECTION OF DIRECTOR: PETER B. HENRY | Management | For | For | ||||||
A7 | ELECTION OF DIRECTOR: SUSAN J. HOCKFIELD | Management | For | For | ||||||
A8 | ELECTION OF DIRECTOR: JEFFREY R. IMMELT | Management | For | For | ||||||
A9 | ELECTION OF DIRECTOR: ANDREA JUNG | Management | For | For | ||||||
A10 | ELECTION OF DIRECTOR: ROBERT W. LANE | Management | For | For | ||||||
A11 | ELECTION OF DIRECTOR: RISA LAVIZZO-MOUREY | Management | For | For | ||||||
A12 | ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS | Management | For | For | ||||||
A13 | ELECTION OF DIRECTOR: LOWELL C. MCADAM | Management | For | For | ||||||
A14 | ELECTION OF DIRECTOR: STEVEN M. MOLLENKOPF | Management | For | For | ||||||
A15 | ELECTION OF DIRECTOR: JAMES J. MULVA | Management | For | For | ||||||
A16 | ELECTION OF DIRECTOR: JAMES E. ROHR | Management | For | For | ||||||
A17 | ELECTION OF DIRECTOR: MARY L. SCHAPIRO | Management | For | For | ||||||
A18 | ELECTION OF DIRECTOR: JAMES S. TISCH | Management | For | For | ||||||
B1 | ADVISORY APPROVAL OF OUR NAMED EXECUTIVES' COMPENSATION | Management | For | For | ||||||
B2 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION | Management | 1 Year | For | ||||||
B3 | APPROVAL OF GE'S 2007 LONG-TERM INCENTIVE PLAN AS AMENDED | Management | For | For | ||||||
B4 | APPROVAL OF THE MATERIAL TERMS OF SENIOR OFFICER PERFORMANCE GOALS | Management | For | For | ||||||
B5 | RATIFICATION OF KPMG AS INDEPENDENT AUDITOR FOR 2017 | Management | For | For | ||||||
C1 | REPORT ON LOBBYING ACTIVITIES | Shareholder | Against | For | ||||||
C2 | REQUIRE THE CHAIRMAN OF THE BOARD TO BE INDEPENDENT | Shareholder | Against | For | ||||||
C3 | ADOPT CUMULATIVE VOTING FOR DIRECTOR ELECTIONS | Shareholder | Against | For | ||||||
C4 | REPORT ON CHARITABLE CONTRIBUTIONS | Shareholder | Against | For | ||||||
BANK OF AMERICA CORPORATION | ||||||||||
Security | 060505104 | Meeting Type | Annual | |||||||
Ticker Symbol | BAC | Meeting Date | 26-Apr-2017 | |||||||
ISIN | US0605051046 | Agenda | 934543453 - Management | |||||||
Record Date | 02-Mar-2017 | Holding Recon Date | 02-Mar-2017 | |||||||
City / | Country | / | United States | Vote Deadline Date | 25-Apr-2017 | |||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
1A. | ELECTION OF DIRECTOR: SHARON L. ALLEN | Management | For | For | ||||||
1B. | ELECTION OF DIRECTOR: SUSAN S. BIES | Management | For | For | ||||||
1C. | ELECTION OF DIRECTOR: JACK O. BOVENDER, JR. | Management | For | For | ||||||
1D. | ELECTION OF DIRECTOR: FRANK P. BRAMBLE, SR. | Management | For | For | ||||||
1E. | ELECTION OF DIRECTOR: PIERRE J.P. DE WECK | Management | For | For | ||||||
1F. | ELECTION OF DIRECTOR: ARNOLD W. DONALD | Management | For | For | ||||||
1G. | ELECTION OF DIRECTOR: LINDA P. HUDSON | Management | For | For | ||||||
1H. | ELECTION OF DIRECTOR: MONICA C. LOZANO | Management | For | For | ||||||
1I. | ELECTION OF DIRECTOR: THOMAS J. MAY | Management | For | For | ||||||
1J. | ELECTION OF DIRECTOR: BRIAN T. MOYNIHAN | Management | For | For | ||||||
1K. | ELECTION OF DIRECTOR: LIONEL L. NOWELL, III | Management | For | For | ||||||
1L. | ELECTION OF DIRECTOR: MICHAEL D. WHITE | Management | For | For | ||||||
1M. | ELECTION OF DIRECTOR: THOMAS D. WOODS | Management | For | For | ||||||
1N. | ELECTION OF DIRECTOR: R. DAVID YOST | Management | For | For | ||||||
2. | APPROVING OUR EXECUTIVE COMPENSATION (AN ADVISORY, NON-BINDING "SAY ON PAY" RESOLUTION) | Management | For | For | ||||||
3. | A VOTE ON THE FREQUENCY OF FUTURE ADVISORY "SAY ON PAY" RESOLUTIONS (AN ADVISORY, NON-BINDING "SAY ON FREQUENCY" RESOLUTION) | Management | 1 Year | For | ||||||
4. | RATIFYING THE APPOINTMENT OF OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017 | Management | For | For | ||||||
5. | STOCKHOLDER PROPOSAL - CLAWBACK AMENDMENT | Shareholder | Against | For | ||||||
6. | STOCKHOLDER PROPOSAL - DIVESTITURE & DIVISION STUDY SESSIONS | Shareholder | Against | For | ||||||
7. | STOCKHOLDER PROPOSAL - INDEPENDENT BOARD CHAIRMAN | Shareholder | Against | For | ||||||
8. | STOCKHOLDER PROPOSAL - REPORT CONCERNING GENDER PAY EQUITY | Shareholder | Against | For | ||||||
JOHNSON & JOHNSON | ||||||||||
Security | 478160104 | Meeting Type | Annual | |||||||
Ticker Symbol | JNJ | Meeting Date | 27-Apr-2017 | |||||||
ISIN | US4781601046 | Agenda | 934537284 - Management | |||||||
Record Date | 28-Feb-2017 | Holding Recon Date | 28-Feb-2017 | |||||||
City / | Country | / | United States | Vote Deadline Date | 26-Apr-2017 | |||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
1A. | ELECTION OF DIRECTOR: MARY C. BECKERLE | Management | For | For | ||||||
1B. | ELECTION OF DIRECTOR: D. SCOTT DAVIS | Management | For | For | ||||||
1C. | ELECTION OF DIRECTOR: IAN E. L. DAVIS | Management | For | For | ||||||
1D. | ELECTION OF DIRECTOR: ALEX GORSKY | Management | For | For | ||||||
1E. | ELECTION OF DIRECTOR: MARK B. MCCLELLAN | Management | For | For | ||||||
1F. | ELECTION OF DIRECTOR: ANNE M. MULCAHY | Management | For | For | ||||||
1G. | ELECTION OF DIRECTOR: WILLIAM D. PEREZ | Management | For | For | ||||||
1H. | ELECTION OF DIRECTOR: CHARLES PRINCE | Management | For | For | ||||||
1I. | ELECTION OF DIRECTOR: A. EUGENE WASHINGTON | Management | For | For | ||||||
1J. | ELECTION OF DIRECTOR: RONALD A. WILLIAMS | Management | For | For | ||||||
2. | ADVISORY VOTE ON FREQUENCY OF VOTING TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION | Management | 1 Year | For | ||||||
3. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION | Management | For | For | ||||||
4. | RE-APPROVAL OF THE MATERIAL TERMS OF PERFORMANCE GOALS UNDER THE 2012 LONG- TERM INCENTIVE PLAN | Management | For | For | ||||||
5. | RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017 | Management | For | For | ||||||
6. | SHAREHOLDER PROPOSAL - INDEPENDENT BOARD CHAIRMAN | Shareholder | Against | For | ||||||
CORNING INCORPORATED | ||||||||||
Security | 219350105 | Meeting Type | Annual | |||||||
Ticker Symbol | GLW | Meeting Date | 27-Apr-2017 | |||||||
ISIN | US2193501051 | Agenda | 934539733 - Management | |||||||
Record Date | 27-Feb-2017 | Holding Recon Date | 27-Feb-2017 | |||||||
City / | Country | / | United States | Vote Deadline Date | 26-Apr-2017 | |||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
1A. | ELECTION OF DIRECTOR: DONALD W. BLAIR | Management | For | For | ||||||
1B. | ELECTION OF DIRECTOR: STEPHANIE A. BURNS | Management | For | For | ||||||
1C. | ELECTION OF DIRECTOR: JOHN A. CANNING, JR. | Management | For | For | ||||||
1D. | ELECTION OF DIRECTOR: RICHARD T. CLARK | Management | For | For | ||||||
1E. | ELECTION OF DIRECTOR: ROBERT F. CUMMINGS, JR. | Management | For | For | ||||||
1F. | ELECTION OF DIRECTOR: DEBORAH A. HENRETTA | Management | For | For | ||||||
1G. | ELECTION OF DIRECTOR: DANIEL P. HUTTENLOCHER | Management | For | For | ||||||
1H. | ELECTION OF DIRECTOR: KURT M. LANDGRAF | Management | For | For | ||||||
1I. | ELECTION OF DIRECTOR: KEVIN J. MARTIN | Management | For | For | ||||||
1J. | ELECTION OF DIRECTOR: DEBORAH D. RIEMAN | Management | For | For | ||||||
1K. | ELECTION OF DIRECTOR: HANSEL E. TOOKES II | Management | For | For | ||||||
1L. | ELECTION OF DIRECTOR: WENDELL P. WEEKS | Management | For | For | ||||||
1M. | ELECTION OF DIRECTOR: MARK S. WRIGHTON | Management | For | For | ||||||
2. | ADVISORY VOTE TO APPROVE THE COMPANY'S EXECUTIVE COMPENSATION. | Management | For | For | ||||||
3. | ADVISORY VOTE ON THE FREQUENCY WITH WHICH WE HOLD ADVISORY VOTES ON OUR EXECUTIVE COMPENSATION. | Management | 1 Year | For | ||||||
4. | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017. | Management | For | For | ||||||
5. | RE-APPROVAL OF THE MATERIAL TERMS OF THE PERFORMANCE GOALS UNDER OUR 2012 LONG- TERM INCENTIVE PLAN, AS REQUIRED BY SECTION 162(M) OF THE U.S. INTERNAL REVENUE CODE. | Management | For | For | ||||||
PFIZER INC. | ||||||||||
Security | 717081103 | Meeting Type | Annual | |||||||
Ticker Symbol | PFE | Meeting Date | 27-Apr-2017 | |||||||
ISIN | US7170811035 | Agenda | 934540798 - Management | |||||||
Record Date | 28-Feb-2017 | Holding Recon Date | 28-Feb-2017 | |||||||
City / | Country | / | United States | Vote Deadline Date | 26-Apr-2017 | |||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
1A. | ELECTION OF DIRECTOR: DENNIS A. AUSIELLO | Management | For | For | ||||||
1B. | ELECTION OF DIRECTOR: RONALD E. BLAYLOCK | Management | For | For | ||||||
1C. | ELECTION OF DIRECTOR: W. DON CORNWELL | Management | For | For | ||||||
1D. | ELECTION OF DIRECTOR: JOSEPH J. ECHEVARRIA | Management | For | For | ||||||
1E. | ELECTION OF DIRECTOR: FRANCES D. FERGUSSON | Management | For | For | ||||||
1F. | ELECTION OF DIRECTOR: HELEN H. HOBBS | Management | For | For | ||||||
1G. | ELECTION OF DIRECTOR: JAMES M. KILTS | Management | For | For | ||||||
1H. | ELECTION OF DIRECTOR: SHANTANU NARAYEN | Management | For | For | ||||||
1I. | ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON | Management | For | For | ||||||
1J. | ELECTION OF DIRECTOR: IAN C. READ | Management | For | For | ||||||
1K. | ELECTION OF DIRECTOR: STEPHEN W. SANGER | Management | For | For | ||||||
1L. | ELECTION OF DIRECTOR: JAMES C. SMITH | Management | For | For | ||||||
2. | RATIFY THE SELECTION OF KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017 | Management | For | For | ||||||
3. | ADVISORY APPROVAL OF EXECUTIVE COMPENSATION | Management | For | For | ||||||
4. | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION | Management | 1 Year | For | ||||||
5. | SHAREHOLDER PROPOSAL REGARDING THE HOLY LAND PRINCIPLES | Shareholder | Against | For | ||||||
6. | SHAREHOLDER PROPOSAL REGARDING SPECIAL SHAREOWNER MEETINGS | Shareholder | Against | For | ||||||
7. | SHAREHOLDER PROPOSAL REGARDING INDEPENDENT CHAIR POLICY | Shareholder | Against | For | ||||||
PEPSICO, INC. | ||||||||||
Security | 713448108 | Meeting Type | Annual | |||||||
Ticker Symbol | PEP | Meeting Date | 03-May-2017 | |||||||
ISIN | US7134481081 | Agenda | 934545419 - Management | |||||||
Record Date | 01-Mar-2017 | Holding Recon Date | 01-Mar-2017 | |||||||
City / | Country | / | United States | Vote Deadline Date | 02-May-2017 | |||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
1A. | ELECTION OF DIRECTOR: SHONA L. BROWN | Management | For | For | ||||||
1B. | ELECTION OF DIRECTOR: GEORGE W. BUCKLEY | Management | For | For | ||||||
1C. | ELECTION OF DIRECTOR: CESAR CONDE | Management | For | For | ||||||
1D. | ELECTION OF DIRECTOR: IAN M. COOK | Management | For | For | ||||||
1E. | ELECTION OF DIRECTOR: DINA DUBLON | Management | For | For | ||||||
1F. | ELECTION OF DIRECTOR: RONA A. FAIRHEAD | Management | For | For | ||||||
1G. | ELECTION OF DIRECTOR: RICHARD W. FISHER | Management | For | For | ||||||
1H. | ELECTION OF DIRECTOR: WILLIAM R. JOHNSON | Management | For | For | ||||||
1I. | ELECTION OF DIRECTOR: INDRA K. NOOYI | Management | For | For | ||||||
1J. | ELECTION OF DIRECTOR: DAVID C. PAGE | Management | For | For | ||||||
1K. | ELECTION OF DIRECTOR: ROBERT C. POHLAD | Management | For | For | ||||||
1L. | ELECTION OF DIRECTOR: DANIEL VASELLA | Management | For | For | ||||||
1M. | ELECTION OF DIRECTOR: DARREN WALKER | Management | For | For | ||||||
1N. | ELECTION OF DIRECTOR: ALBERTO WEISSER | Management | For | For | ||||||
2. | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2017. | Management | For | For | ||||||
3. | ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE COMPENSATION. | Management | For | For | ||||||
4. | ADVISORY VOTE ON FREQUENCY OF FUTURE SHAREHOLDER ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE COMPENSATION. | Management | 1 Year | For | ||||||
5. | REPORT REGARDING PESTICIDE POLLUTION. | Shareholder | Against | For | ||||||
6. | IMPLEMENTATION OF HOLY LAND PRINCIPLES. | Shareholder | Against | For | ||||||
GENERAL DYNAMICS CORPORATION | ||||||||||
Security | 369550108 | Meeting Type | Annual | |||||||
Ticker Symbol | GD | Meeting Date | 03-May-2017 | |||||||
ISIN | US3695501086 | Agenda | 934551866 - Management | |||||||
Record Date | 06-Mar-2017 | Holding Recon Date | 06-Mar-2017 | |||||||
City / | Country | / | United States | Vote Deadline Date | 02-May-2017 | |||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
1A. | ELECTION OF DIRECTOR: NICHOLAS D. CHABRAJA | Management | For | For | ||||||
1B. | ELECTION OF DIRECTOR: JAMES S. CROWN | Management | For | For | ||||||
1C. | ELECTION OF DIRECTOR: RUDY F. DELEON | Management | For | For | ||||||
1D. | ELECTION OF DIRECTOR: JOHN M. KEANE | Management | For | For | ||||||
1E. | ELECTION OF DIRECTOR: LESTER L. LYLES | Management | For | For | ||||||
1F. | ELECTION OF DIRECTOR: MARK M. MALCOLM | Management | For | For | ||||||
1G. | ELECTION OF DIRECTOR: PHEBE N. NOVAKOVIC | Management | For | For | ||||||
1H. | ELECTION OF DIRECTOR: WILLIAM A. OSBORN | Management | For | For | ||||||
1I. | ELECTION OF DIRECTOR: CATHERINE B. REYNOLDS | Management | For | For | ||||||
1J. | ELECTION OF DIRECTOR: LAURA J. SCHUMACHER | Management | For | For | ||||||
1K. | ELECTION OF DIRECTOR: PETER A. WALL | Management | For | For | ||||||
2. | ADVISORY VOTE ON THE SELECTION OF INDEPENDENT AUDITORS | Management | For | For | ||||||
3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION | Management | For | For | ||||||
4. | ADVISORY VOTE ON THE FREQUENCY OF FUTURE EXECUTIVE COMPENSATION ADVISORY VOTES | Management | 1 Year | For | ||||||
5. | APPROVAL OF THE GENERAL DYNAMICS CORPORATION AMENDED AND RESTATED 2012 EQUITY COMPENSATION PLAN | Management | For | For | ||||||
VERIZON COMMUNICATIONS INC. | ||||||||||
Security | 92343V104 | Meeting Type | Annual | |||||||
Ticker Symbol | VZ | Meeting Date | 04-May-2017 | |||||||
ISIN | US92343V1044 | Agenda | 934546461 - Management | |||||||
Record Date | 06-Mar-2017 | Holding Recon Date | 06-Mar-2017 | |||||||
City / | Country | / | United States | Vote Deadline Date | 03-May-2017 | |||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
1A. | ELECTION OF DIRECTOR: SHELLYE L. ARCHAMBEAU | Management | For | For | ||||||
1B. | ELECTION OF DIRECTOR: MARK T. BERTOLINI | Management | For | For | ||||||
1C. | ELECTION OF DIRECTOR: RICHARD L. CARRION | Management | For | For | ||||||
1D. | ELECTION OF DIRECTOR: MELANIE L. HEALEY | Management | For | For | ||||||
1E. | ELECTION OF DIRECTOR: M. FRANCES KEETH | Management | For | For | ||||||
1F. | ELECTION OF DIRECTOR: KARL-LUDWIG KLEY | Management | For | For | ||||||
1G. | ELECTION OF DIRECTOR: LOWELL C. MCADAM | Management | For | For | ||||||
1H. | ELECTION OF DIRECTOR: CLARENCE OTIS, JR. | Management | For | For | ||||||
1I. | ELECTION OF DIRECTOR: RODNEY E. SLATER | Management | For | For | ||||||
1J. | ELECTION OF DIRECTOR: KATHRYN A. TESIJA | Management | For | For | ||||||
1K. | ELECTION OF DIRECTOR: GREGORY D. WASSON | Management | For | For | ||||||
1L. | ELECTION OF DIRECTOR: GREGORY G. WEAVER | Management | For | For | ||||||
2. | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Management | For | For | ||||||
3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION | Management | For | For | ||||||
4. | ADVISORY VOTE RELATED TO FUTURE VOTES ON EXECUTIVE COMPENSATION | Management | 1 Year | For | ||||||
5. | APPROVAL OF 2017 LONG-TERM INCENTIVE PLAN | Management | For | For | ||||||
6. | HUMAN RIGHTS COMMITTEE | Shareholder | Against | For | ||||||
7. | REPORT ON GREENHOUSE GAS REDUCTION TARGETS | Shareholder | Against | For | ||||||
8. | SPECIAL SHAREOWNER MEETINGS | Shareholder | Against | For | ||||||
9. | EXECUTIVE COMPENSATION CLAWBACK POLICY | Shareholder | Against | For | ||||||
10. | STOCK RETENTION POLICY | Shareholder | Against | For | ||||||
11. | LIMIT MATCHING CONTRIBUTIONS FOR EXECUTIVES | Shareholder | Against | For | ||||||
ABBVIE INC. | ||||||||||
Security | 00287Y109 | Meeting Type | Annual | |||||||
Ticker Symbol | ABBV | Meeting Date | 05-May-2017 | |||||||
ISIN | US00287Y1091 | Agenda | 934548821 - Management | |||||||
Record Date | 08-Mar-2017 | Holding Recon Date | 08-Mar-2017 | |||||||
City / | Country | / | United States | Vote Deadline Date | 04-May-2017 | |||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
1. | DIRECTOR | Management | ||||||||
1 | ROBERT J. ALPERN | For | For | |||||||
2 | EDWARD M. LIDDY | For | For | |||||||
3 | MELODY B. MEYER | For | For | |||||||
4 | FREDERICK H. WADDELL | For | For | |||||||
2. | RATIFICATION OF ERNST & YOUNG LLP AS ABBVIE'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017 | Management | For | For | ||||||
3. | SAY ON PAY - AN ADVISORY VOTE ON THE APPROVAL OF EXECUTIVE COMPENSATION | Management | For | For | ||||||
4. | APPROVAL OF A MANAGEMENT PROPOSAL REGARDING AMENDMENT OF THE CERTIFICATE OF INCORPORATION FOR THE ANNUAL ELECTION OF DIRECTORS | Management | For | For | ||||||
5. | STOCKHOLDER PROPOSAL - TO ISSUE A REPORT ON LOBBYING | Shareholder | Against | For | ||||||
6. | STOCKHOLDER PROPOSAL - TO SEPARATE CHAIR AND CEO | Shareholder | Against | For | ||||||
BERKSHIRE HATHAWAY INC. | ||||||||||
Security | 084670702 | Meeting Type | Annual | |||||||
Ticker Symbol | BRKB | Meeting Date | 06-May-2017 | |||||||
ISIN | US0846707026 | Agenda | 934542196 - Management | |||||||
Record Date | 08-Mar-2017 | Holding Recon Date | 08-Mar-2017 | |||||||
City / | Country | / | United States | Vote Deadline Date | 05-May-2017 | |||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
1. | DIRECTOR | Management | ||||||||
1 | WARREN E. BUFFETT | For | For | |||||||
2 | CHARLES T. MUNGER | For | For | |||||||
3 | HOWARD G. BUFFETT | For | For | |||||||
4 | STEPHEN B. BURKE | For | For | |||||||
5 | SUSAN L. DECKER | For | For | |||||||
6 | WILLIAM H. GATES III | For | For | |||||||
7 | DAVID S. GOTTESMAN | For | For | |||||||
8 | CHARLOTTE GUYMAN | For | For | |||||||
9 | THOMAS S. MURPHY | For | For | |||||||
10 | RONALD L. OLSON | For | For | |||||||
11 | WALTER SCOTT, JR. | For | For | |||||||
12 | MERYL B. WITMER | For | For | |||||||
2. | NON-BINDING RESOLUTION TO APPROVE THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS, AS DESCRIBED IN THE 2017 PROXY STATEMENT. | Management | For | For | ||||||
3. | NON-BINDING RESOLUTION TO DETERMINE THE FREQUENCY (WHETHER ANNUAL, BIENNIAL OR TRIENNIAL) WITH WHICH SHAREHOLDERS OF THE COMPANY SHALL BE ENTITLED TO HAVE AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | 3 Years | For | ||||||
4. | SHAREHOLDER PROPOSAL REGARDING POLITICAL CONTRIBUTIONS. | Shareholder | Against | For | ||||||
5. | SHAREHOLDER PROPOSAL REGARDING METHANE GAS EMISSIONS. | Shareholder | Against | For | ||||||
6. | SHAREHOLDER PROPOSAL REGARDING DIVESTING OF INVESTMENTS IN COMPANIES INVOLVED WITH FOSSIL FUELS. | Shareholder | Against | For | ||||||
L3 TECHNOLOGIES, INC. | ||||||||||
Security | 502413107 | Meeting Type | Annual | |||||||
Ticker Symbol | LLL | Meeting Date | 09-May-2017 | |||||||
ISIN | US5024131071 | Agenda | 934551210 - Management | |||||||
Record Date | 13-Mar-2017 | Holding Recon Date | 13-Mar-2017 | |||||||
City / | Country | / | United States | Vote Deadline Date | 08-May-2017 | |||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
1A. | ELECTION OF DIRECTOR: CLAUDE R. CANIZARES | Management | For | For | ||||||
1B. | ELECTION OF DIRECTOR: THOMAS A. CORCORAN | Management | For | For | ||||||
1C. | ELECTION OF DIRECTOR: ANN E. DUNWOODY | Management | For | For | ||||||
1D. | ELECTION OF DIRECTOR: LEWIS KRAMER | Management | For | For | ||||||
1E. | ELECTION OF DIRECTOR: ROBERT B. MILLARD | Management | For | For | ||||||
1F. | ELECTION OF DIRECTOR: LLOYD W. NEWTON | Management | For | For | ||||||
1G. | ELECTION OF DIRECTOR: VINCENT PAGANO, JR. | Management | For | For | ||||||
1H. | ELECTION OF DIRECTOR: H. HUGH SHELTON | Management | For | For | ||||||
1I. | ELECTION OF DIRECTOR: ARTHUR L. SIMON | Management | For | For | ||||||
1J. | ELECTION OF DIRECTOR: MICHAEL T. STRIANESE | Management | For | For | ||||||
2. | RATIFY THE APPOINTMENT OF OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017. | Management | For | For | ||||||
3. | APPROVE THE AMENDMENT AND RESTATEMENT OF THE COMPANY'S RESTATED CERTIFICATE OF INCORPORATION TO ELIMINATE ALL PROVISIONS THAT REQUIRE MORE THAN A SIMPLE MAJORITY VOTE. | Management | For | For | ||||||
4. | APPROVE THE L3 TECHNOLOGIES INC. AMENDED AND RESTATED 2012 CASH INCENTIVE PLAN. | Management | For | For | ||||||
5. | APPROVE, IN A NON-BINDING, ADVISORY VOTE, THE COMPENSATION PAID TO OUR NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||||
6. | DETERMINE, IN A NON-BINDING, ADVISORY VOTE, WHETHER A SHAREHOLDER VOTE TO APPROVE THE COMPENSATION PAID TO OUR NAMED EXECUTIVE OFFICERS SHOULD OCCUR EVERY ONE, TWO OR THREE YEARS. | Management | 1 Year | For | ||||||
COLGATE-PALMOLIVE COMPANY | ||||||||||
Security | 194162103 | Meeting Type | Annual | |||||||
Ticker Symbol | CL | Meeting Date | 12-May-2017 | |||||||
ISIN | US1941621039 | Agenda | 934556587 - Management | |||||||
Record Date | 13-Mar-2017 | Holding Recon Date | 13-Mar-2017 | |||||||
City / | Country | / | United States | Vote Deadline Date | 11-May-2017 | |||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
1A. | ELECTION OF DIRECTOR: CHARLES A. BANCROFT | Management | For | For | ||||||
1B. | ELECTION OF DIRECTOR: JOHN P. BILBREY | Management | For | For | ||||||
1C. | ELECTION OF DIRECTOR: JOHN T. CAHILL | Management | For | For | ||||||
1D. | ELECTION OF DIRECTOR: IAN COOK | Management | For | For | ||||||
1E. | ELECTION OF DIRECTOR: HELENE D. GAYLE | Management | For | For | ||||||
1F. | ELECTION OF DIRECTOR: ELLEN M. HANCOCK | Management | For | For | ||||||
1G. | ELECTION OF DIRECTOR: C. MARTIN HARRIS | Management | For | For | ||||||
1H. | ELECTION OF DIRECTOR: LORRIE M. NORRINGTON | Management | For | For | ||||||
1I. | ELECTION OF DIRECTOR: MICHAEL B. POLK | Management | For | For | ||||||
1J. | ELECTION OF DIRECTOR: STEPHEN I. SADOVE | Management | For | For | ||||||
2. | RATIFY SELECTION OF PRICEWATERHOUSECOOPERS LLP AS COLGATE'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | ||||||
3. | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | For | For | ||||||
4. | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Management | 1 Year | For | ||||||
5. | STOCKHOLDER PROPOSAL ON 15% THRESHOLD TO CALL SPECIAL SHAREOWNER MEETINGS, IF PROPERLY PRESENTED AT THE MEETING. | Shareholder | Against | For | ||||||
THE HOME DEPOT, INC. | ||||||||||
Security | 437076102 | Meeting Type | Annual | |||||||
Ticker Symbol | HD | Meeting Date | 18-May-2017 | |||||||
ISIN | US4370761029 | Agenda | 934559204 - Management | |||||||
Record Date | 20-Mar-2017 | Holding Recon Date | 20-Mar-2017 | |||||||
City / | Country | / | United States | Vote Deadline Date | 17-May-2017 | |||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
1A. | ELECTION OF DIRECTOR: GERARD J. ARPEY | Management | For | For | ||||||
1B. | ELECTION OF DIRECTOR: ARI BOUSBIB | Management | For | For | ||||||
1C. | ELECTION OF DIRECTOR: JEFFERY H. BOYD | Management | For | For | ||||||
1D. | ELECTION OF DIRECTOR: GREGORY D. BRENNEMAN | Management | For | For | ||||||
1E. | ELECTION OF DIRECTOR: J. FRANK BROWN | Management | For | For | ||||||
1F. | ELECTION OF DIRECTOR: ALBERT P. CAREY | Management | For | For | ||||||
1G. | ELECTION OF DIRECTOR: ARMANDO CODINA | Management | For | For | ||||||
1H. | ELECTION OF DIRECTOR: HELENA B. FOULKES | Management | For | For | ||||||
1I. | ELECTION OF DIRECTOR: LINDA R. GOODEN | Management | For | For | ||||||
1J. | ELECTION OF DIRECTOR: WAYNE M. HEWETT | Management | For | For | ||||||
1K. | ELECTION OF DIRECTOR: KAREN L. KATEN | Management | For | For | ||||||
1L. | ELECTION OF DIRECTOR: CRAIG A. MENEAR | Management | For | For | ||||||
1M. | ELECTION OF DIRECTOR: MARK VADON | Management | For | For | ||||||
2. | RATIFICATION OF THE APPOINTMENT OF KPMG LLP. | Management | For | For | ||||||
3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION ("SAY-ON-PAY"). | Management | For | For | ||||||
4. | ADVISORY VOTE ON THE FREQUENCY OF FUTURE SAY-ON-PAY VOTES. | Management | 1 Year | For | ||||||
5. | SHAREHOLDER PROPOSAL REGARDING PREPARATION OF AN EMPLOYMENT DIVERSITY REPORT. | Shareholder | Against | For | ||||||
6. | SHAREHOLDER PROPOSAL REGARDING ADVISORY VOTE ON POLITICAL CONTRIBUTIONS. | Shareholder | Against | For | ||||||
7. | SHAREHOLDER PROPOSAL TO REDUCE THE THRESHOLD TO CALL SPECIAL SHAREHOLDER MEETINGS TO 15% OF OUTSTANDING SHARES. | Shareholder | Against | For | ||||||
ALTRIA GROUP, INC. | ||||||||||
Security | 02209S103 | Meeting Type | Annual | |||||||
Ticker Symbol | MO | Meeting Date | 18-May-2017 | |||||||
ISIN | US02209S1033 | Agenda | 934567097 - Management | |||||||
Record Date | 27-Mar-2017 | Holding Recon Date | 27-Mar-2017 | |||||||
City / | Country | / | United States | Vote Deadline Date | 17-May-2017 | |||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
1A. | ELECTION OF DIRECTOR: GERALD L. BALILES | Management | For | For | ||||||
1B. | ELECTION OF DIRECTOR: MARTIN J. BARRINGTON | Management | For | For | ||||||
1C. | ELECTION OF DIRECTOR: JOHN T. CASTEEN III | Management | For | For | ||||||
1D. | ELECTION OF DIRECTOR: DINYAR S. DEVITRE | Management | For | For | ||||||
1E. | ELECTION OF DIRECTOR: THOMAS F. FARRELL II | Management | For | For | ||||||
1F. | ELECTION OF DIRECTOR: DEBRA J. KELLY-ENNIS | Management | For | For | ||||||
1G. | ELECTION OF DIRECTOR: W. LEO KIELY III | Management | For | For | ||||||
1H. | ELECTION OF DIRECTOR: KATHRYN B. MCQUADE | Management | For | For | ||||||
1I. | ELECTION OF DIRECTOR: GEORGE MUNOZ | Management | For | For | ||||||
1J. | ELECTION OF DIRECTOR: NABIL Y. SAKKAB | Management | For | For | ||||||
1K. | ELECTION OF DIRECTOR: VIRGINIA E. SHANKS | Management | For | For | ||||||
2. | RATIFICATION OF THE SELECTION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Management | For | For | ||||||
3. | NON-BINDING ADVISORY VOTE TO APPROVE THE COMPENSATION OF ALTRIA'S NAMED EXECUTIVE OFFICERS | Management | For | For | ||||||
4. | NON-BINDING ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES TO APPROVE THE COMPENSATION OF ALTRIA'S NAMED EXECUTIVE OFFICERS | Management | 1 Year | For | ||||||
5. | SHAREHOLDER PROPOSAL - ADVERTISING IN MINORITY/ LOW INCOME NEIGHBORHOODS | Shareholder | Against | For | ||||||
THE WILLIAMS COMPANIES, INC. | ||||||||||
Security | 969457100 | Meeting Type | Annual | |||||||
Ticker Symbol | WMB | Meeting Date | 18-May-2017 | |||||||
ISIN | US9694571004 | Agenda | 934580259 - Management | |||||||
Record Date | 28-Mar-2017 | Holding Recon Date | 28-Mar-2017 | |||||||
City / | Country | / | United States | Vote Deadline Date | 17-May-2017 | |||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
1A. | ELECTION OF DIRECTOR: ALAN S. ARMSTRONG | Management | For | For | ||||||
1B. | ELECTION OF DIRECTOR: STEPHEN W. BERGSTROM | Management | For | For | ||||||
1C. | ELECTION OF DIRECTOR: STEPHEN I. CHAZEN | Management | For | For | ||||||
1D. | ELECTION OF DIRECTOR: CHARLES I. COGUT | Management | For | For | ||||||
1E. | ELECTION OF DIRECTOR: KATHLEEN B. COOPER | Management | For | For | ||||||
1F. | ELECTION OF DIRECTOR: MICHAEL A. CREEL | Management | For | For | ||||||
1G. | ELECTION OF DIRECTOR: PETER A. RAGAUSS | Management | For | For | ||||||
1H. | ELECTION OF DIRECTOR: SCOTT D. SHEFFIELD | Management | For | For | ||||||
1I. | ELECTION OF DIRECTOR: MURRAY D. SMITH | Management | For | For | ||||||
1J. | ELECTION OF DIRECTOR: WILLIAM H. SPENCE | Management | For | For | ||||||
1K. | ELECTION OF DIRECTOR: JANICE D. STONEY | Management | For | For | ||||||
2. | RATIFICATION OF ERNST & YOUNG LLP AS AUDITORS FOR 2017. | Management | For | For | ||||||
3. | APPROVAL, BY NONBINDING ADVISORY VOTE, OF THE COMPANY'S EXECUTIVE COMPENSATION | Management | For | For | ||||||
4. | AN ADVISORY VOTE ON THE FREQUENCY OF HOLDING AN ADVISORY VOTE ON EXECUTIVE COMPENSATION | Management | 1 Year | For | ||||||
MERCK & CO., INC. | ||||||||||
Security | 58933Y105 | Meeting Type | Annual | |||||||
Ticker Symbol | MRK | Meeting Date | 23-May-2017 | |||||||
ISIN | US58933Y1055 | Agenda | 934581439 - Management | |||||||
Record Date | 27-Mar-2017 | Holding Recon Date | 27-Mar-2017 | |||||||
City / | Country | / | United States | Vote Deadline Date | 22-May-2017 | |||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
1A. | ELECTION OF DIRECTOR: LESLIE A. BRUN | Management | For | For | ||||||
1B. | ELECTION OF DIRECTOR: THOMAS R. CECH | Management | For | For | ||||||
1C. | ELECTION OF DIRECTOR: PAMELA J. CRAIG | Management | For | For | ||||||
1D. | ELECTION OF DIRECTOR: KENNETH C. FRAZIER | Management | For | For | ||||||
1E. | ELECTION OF DIRECTOR: THOMAS H. GLOCER | Management | For | For | ||||||
1F. | ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS | Management | For | For | ||||||
1G. | ELECTION OF DIRECTOR: JOHN H. NOSEWORTHY | Management | For | For | ||||||
1H. | ELECTION OF DIRECTOR: CARLOS E. REPRESAS | Management | For | For | ||||||
1I. | ELECTION OF DIRECTOR: PAUL B. ROTHMAN | Management | For | For | ||||||
1J. | ELECTION OF DIRECTOR: PATRICIA F. RUSSO | Management | For | For | ||||||
1K. | ELECTION OF DIRECTOR: CRAIG B. THOMPSON | Management | For | For | ||||||
1L. | ELECTION OF DIRECTOR: WENDELL P. WEEKS | Management | For | For | ||||||
1M. | ELECTION OF DIRECTOR: PETER C. WENDELL | Management | For | For | ||||||
2. | NON-BINDING ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||||
3. | NON-BINDING ADVISORY VOTE ON THE FREQUENCY OF FUTURE VOTES TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | 1 Year | For | ||||||
4. | RATIFICATION OF THE APPOINTMENT OF THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017. | Management | For | For | ||||||
5. | SHAREHOLDER PROPOSAL REQUESTING AN INDEPENDENT BOARD CHAIRMAN. | Shareholder | Against | For | ||||||
6. | SHAREHOLDER PROPOSAL REQUESTING IMPLEMENTATION OF A SET OF EMPLOYEE PRACTICES IN ISRAEL/PALESTINE. | Shareholder | Against | For | ||||||
7. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CONDUCTING BUSINESS IN CONFLICT- AFFECTED AREAS. | Shareholder | Against | For | ||||||
8. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON BOARD OVERSIGHT OF PRODUCT SAFETY AND QUALITY. | Shareholder | Against | For | ||||||
AMAZON.COM, INC. | ||||||||||
Security | 023135106 | Meeting Type | Annual | |||||||
Ticker Symbol | AMZN | Meeting Date | 23-May-2017 | |||||||
ISIN | US0231351067 | Agenda | 934583596 - Management | |||||||
Record Date | 29-Mar-2017 | Holding Recon Date | 29-Mar-2017 | |||||||
City / | Country | / | United States | Vote Deadline Date | 22-May-2017 | |||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
1A. | ELECTION OF DIRECTOR: JEFFREY P. BEZOS | Management | For | For | ||||||
1B. | ELECTION OF DIRECTOR: TOM A. ALBERG | Management | For | For | ||||||
1C. | ELECTION OF DIRECTOR: JOHN SEELY BROWN | Management | For | For | ||||||
1D. | ELECTION OF DIRECTOR: JAMIE S. GORELICK | Management | For | For | ||||||
1E. | ELECTION OF DIRECTOR: DANIEL P. HUTTENLOCHER | Management | For | For | ||||||
1F. | ELECTION OF DIRECTOR: JUDITH A. MCGRATH | Management | For | For | ||||||
1G. | ELECTION OF DIRECTOR: JONATHAN J. RUBINSTEIN | Management | For | For | ||||||
1H. | ELECTION OF DIRECTOR: THOMAS O. RYDER | Management | For | For | ||||||
1I. | ELECTION OF DIRECTOR: PATRICIA Q. STONESIFER | Management | For | For | ||||||
1J. | ELECTION OF DIRECTOR: WENDELL P. WEEKS | Management | For | For | ||||||
2. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS | Management | For | For | ||||||
3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION | Management | For | For | ||||||
4. | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION | Management | 3 Years | For | ||||||
5. | APPROVAL OF THE COMPANY'S 1997 STOCK INCENTIVE PLAN, AS AMENDED AND RESTATED | Management | For | For | ||||||
6. | SHAREHOLDER PROPOSAL REGARDING A REPORT ON USE OF CRIMINAL BACKGROUND CHECKS IN HIRING DECISIONS | Shareholder | Against | For | ||||||
7. | SHAREHOLDER PROPOSAL REGARDING SUSTAINABILITY AS AN EXECUTIVE COMPENSATION PERFORMANCE MEASURE | Shareholder | Against | For | ||||||
8. | SHAREHOLDER PROPOSAL REGARDING VOTE- COUNTING PRACTICES FOR SHAREHOLDER PROPOSALS | Shareholder | Against | For | ||||||
NVIDIA CORPORATION | ||||||||||
Security | 67066G104 | Meeting Type | Annual | |||||||
Ticker Symbol | NVDA | Meeting Date | 23-May-2017 | |||||||
ISIN | US67066G1040 | Agenda | 934585540 - Management | |||||||
Record Date | 24-Mar-2017 | Holding Recon Date | 24-Mar-2017 | |||||||
City / | Country | / | United States | Vote Deadline Date | 22-May-2017 | |||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
1A. | ELECTION OF DIRECTOR: ROBERT K. BURGESS | Management | For | For | ||||||
1B. | ELECTION OF DIRECTOR: TENCH COXE | Management | For | For | ||||||
1C. | ELECTION OF DIRECTOR: PERSIS S. DRELL | Management | For | For | ||||||
1D. | ELECTION OF DIRECTOR: JAMES C. GAITHER | Management | For | For | ||||||
1E. | ELECTION OF DIRECTOR: JEN-HSUN HUANG | Management | For | For | ||||||
1F. | ELECTION OF DIRECTOR: DAWN HUDSON | Management | For | For | ||||||
1G. | ELECTION OF DIRECTOR: HARVEY C. JONES | Management | For | For | ||||||
1H. | ELECTION OF DIRECTOR: MICHAEL G. MCCAFFERY | Management | For | For | ||||||
1I. | ELECTION OF DIRECTOR: WILLIAM J. MILLER | Management | For | For | ||||||
1J. | ELECTION OF DIRECTOR: MARK L. PERRY | Management | For | For | ||||||
1K. | ELECTION OF DIRECTOR: A. BROOKE SEAWELL | Management | For | For | ||||||
1L. | ELECTION OF DIRECTOR: MARK A. STEVENS | Management | For | For | ||||||
2. | APPROVAL OF OUR EXECUTIVE COMPENSATION. | Management | For | For | ||||||
3. | APPROVAL OF THE FREQUENCY OF HOLDING A VOTE ON EXECUTIVE COMPENSATION. | Management | 1 Year | For | ||||||
4. | RATIFICATION OF SELECTION OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2018. | Management | For | For | ||||||
QUANTA SERVICES, INC. | ||||||||||
Security | 74762E102 | Meeting Type | Annual | |||||||
Ticker Symbol | PWR | Meeting Date | 24-May-2017 | |||||||
ISIN | US74762E1029 | Agenda | 934583863 - Management | |||||||
Record Date | 27-Mar-2017 | Holding Recon Date | 27-Mar-2017 | |||||||
City / | Country | / | United States | Vote Deadline Date | 23-May-2017 | |||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
1A. | ELECTION OF DIRECTOR: EARL C. AUSTIN, JR. | Management | For | For | ||||||
1B. | ELECTION OF DIRECTOR: DOYLE N. BENEBY | Management | For | For | ||||||
1C. | ELECTION OF DIRECTOR: J. MICHAL CONAWAY | Management | For | For | ||||||
1D. | ELECTION OF DIRECTOR: VINCENT D. FOSTER | Management | For | For | ||||||
1E. | ELECTION OF DIRECTOR: BERNARD FRIED | Management | For | For | ||||||
1F. | ELECTION OF DIRECTOR: WORTHING F. JACKMAN | Management | For | For | ||||||
1G. | ELECTION OF DIRECTOR: DAVID M. MCCLANAHAN | Management | For | For | ||||||
1H. | ELECTION OF DIRECTOR: MARGARET B. SHANNON | Management | For | For | ||||||
1I. | ELECTION OF DIRECTOR: PAT WOOD, III | Management | For | For | ||||||
2. | TO APPROVE, BY NON-BINDING ADVISORY VOTE, QUANTA'S EXECUTIVE COMPENSATION | Management | For | For | ||||||
3. | TO RECOMMEND, BY NON-BINDING ADVISORY VOTE, THE FREQUENCY OF STOCKHOLDER ADVISORY VOTES ON QUANTA'S EXECUTIVE COMPENSATION | Management | 1 Year | For | ||||||
4. | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS QUANTA'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2017 | Management | For | For | ||||||
RAYTHEON COMPANY | ||||||||||
Security | 755111507 | Meeting Type | Annual | |||||||
Ticker Symbol | RTN | Meeting Date | 25-May-2017 | |||||||
ISIN | US7551115071 | Agenda | 934602029 - Management | |||||||
Record Date | 04-Apr-2017 | Holding Recon Date | 04-Apr-2017 | |||||||
City / | Country | / | United States | Vote Deadline Date | 24-May-2017 | |||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
1A. | ELECTION OF DIRECTOR: TRACY A. ATKINSON | Management | For | For | ||||||
1B. | ELECTION OF DIRECTOR: ROBERT E. BEAUCHAMP | Management | For | For | ||||||
1C. | ELECTION OF DIRECTOR: VERNON E. CLARK | Management | For | For | ||||||
1D. | ELECTION OF DIRECTOR: STEPHEN J. HADLEY | Management | For | For | ||||||
1E. | ELECTION OF DIRECTOR: THOMAS A. KENNEDY | Management | For | For | ||||||
1F. | ELECTION OF DIRECTOR: LETITIA A. LONG | Management | For | For | ||||||
1G. | ELECTION OF DIRECTOR: GEORGE R. OLIVER | Management | For | For | ||||||
1H. | ELECTION OF DIRECTOR: DINESH C. PALIWAL | Management | For | For | ||||||
1I. | ELECTION OF DIRECTOR: WILLIAM R. SPIVEY | Management | For | For | ||||||
1J. | ELECTION OF DIRECTOR: JAMES A. WINNEFELD, JR. | Management | For | For | ||||||
2. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION | Management | For | For | ||||||
3. | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION | Management | 1 Year | For | ||||||
4. | APPROVAL OF THE RAYTHEON 2017 INCENTIVE PLAN FOR SECTION 162(M) PURPOSES | Management | For | For | ||||||
5. | RATIFICATION OF INDEPENDENT AUDITORS | Management | For | For | ||||||
FACEBOOK INC. | ||||||||||
Security | 30303M102 | Meeting Type | Annual | |||||||
Ticker Symbol | FB | Meeting Date | 01-Jun-2017 | |||||||
ISIN | US30303M1027 | Agenda | 934590870 - Management | |||||||
Record Date | 07-Apr-2017 | Holding Recon Date | 07-Apr-2017 | |||||||
City / | Country | / | United States | Vote Deadline Date | 31-May-2017 | |||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
1. | DIRECTOR | Management | ||||||||
1 | MARC L. ANDREESSEN | For | For | |||||||
2 | ERSKINE B. BOWLES | For | For | |||||||
3 | S.D.DESMOND-HELLMANN | For | For | |||||||
4 | REED HASTINGS | For | For | |||||||
5 | JAN KOUM | For | For | |||||||
6 | SHERYL K. SANDBERG | For | For | |||||||
7 | PETER A. THIEL | For | For | |||||||
8 | MARK ZUCKERBERG | For | For | |||||||
2. | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS FACEBOOK, INC.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017. | Management | For | For | ||||||
3. | A STOCKHOLDER PROPOSAL REGARDING CHANGE IN STOCKHOLDER VOTING. | Shareholder | Against | For | ||||||
4. | A STOCKHOLDER PROPOSAL REGARDING A LOBBYING REPORT. | Shareholder | Against | For | ||||||
5. | A STOCKHOLDER PROPOSAL REGARDING FALSE NEWS. | Shareholder | Against | For | ||||||
6. | A STOCKHOLDER PROPOSAL REGARDING A GENDER PAY EQUITY REPORT. | Shareholder | Against | For | ||||||
7. | A STOCKHOLDER PROPOSAL REGARDING AN INDEPENDENT CHAIR. | Shareholder | Against | For | ||||||
ACTIVISION BLIZZARD, INC. | ||||||||||
Security | 00507V109 | Meeting Type | Annual | |||||||
Ticker Symbol | ATVI | Meeting Date | 01-Jun-2017 | |||||||
ISIN | US00507V1098 | Agenda | 934596353 - Management | |||||||
Record Date | 07-Apr-2017 | Holding Recon Date | 07-Apr-2017 | |||||||
City / | Country | / | United States | Vote Deadline Date | 31-May-2017 | |||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
1.1 | ELECTION OF DIRECTOR: ROBERT CORTI | Management | For | For | ||||||
1.2 | ELECTION OF DIRECTOR: HENDRIK HARTONG III | Management | For | For | ||||||
1.3 | ELECTION OF DIRECTOR: BRIAN G. KELLY | Management | For | For | ||||||
1.4 | ELECTION OF DIRECTOR: ROBERT A. KOTICK | Management | For | For | ||||||
1.5 | ELECTION OF DIRECTOR: BARRY MEYER | Management | For | For | ||||||
1.6 | ELECTION OF DIRECTOR: ROBERT MORGADO | Management | For | For | ||||||
1.7 | ELECTION OF DIRECTOR: PETER NOLAN | Management | For | For | ||||||
1.8 | ELECTION OF DIRECTOR: CASEY WASSERMAN | Management | For | For | ||||||
1.9 | ELECTION OF DIRECTOR: ELAINE WYNN | Management | For | For | ||||||
2. | ADVISORY APPROVAL OF OUR EXECUTIVE COMPENSATION. | Management | For | For | ||||||
3. | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Management | 1 Year | For | ||||||
4. | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017. | Management | For | For | ||||||
ZIONS BANCORPORATION | ||||||||||
Security | 989701107 | Meeting Type | Annual | |||||||
Ticker Symbol | ZION | Meeting Date | 02-Jun-2017 | |||||||
ISIN | US9897011071 | Agenda | 934597595 - Management | |||||||
Record Date | 30-Mar-2017 | Holding Recon Date | 30-Mar-2017 | |||||||
City / | Country | / | United States | Vote Deadline Date | 01-Jun-2017 | |||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
1A. | ELECTION OF DIRECTOR: JERRY C. ATKIN | Management | For | For | ||||||
1B. | ELECTION OF DIRECTOR: GARY L. CRITTENDEN | Management | For | For | ||||||
1C. | ELECTION OF DIRECTOR: SUREN K. GUPTA | Management | For | For | ||||||
1D. | ELECTION OF DIRECTOR: J. DAVID HEANEY | Management | For | For | ||||||
1E. | ELECTION OF DIRECTOR: VIVIAN S. LEE | Management | For | For | ||||||
1F. | ELECTION OF DIRECTOR: EDWARD F. MURPHY | Management | For | For | ||||||
1G. | ELECTION OF DIRECTOR: ROGER B. PORTER | Management | For | For | ||||||
1H. | ELECTION OF DIRECTOR: STEPHEN D. QUINN | Management | For | For | ||||||
1I. | ELECTION OF DIRECTOR: HARRIS H. SIMMONS | Management | For | For | ||||||
1J. | ELECTION OF DIRECTOR: BARBARA A. YASTINE | Management | For | For | ||||||
2. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM TO AUDIT THE COMPANY'S FINANCIAL STATEMENTS FOR THE CURRENT FISCAL YEAR. | Management | For | For | ||||||
3. | APPROVAL, ON A NONBINDING ADVISORY BASIS, OF THE COMPENSATION PAID TO THE COMPANY'S NAMED EXECUTIVE OFFICERS WITH RESPECT TO FISCAL YEAR ENDED DECEMBER 31, 2016. | Management | For | For | ||||||
4. | THAT THE SHAREHOLDERS REQUEST THE BOARD OF DIRECTORS TO ESTABLISH A POLICY REQUIRING THAT THE BOARD'S CHAIRMAN BE AN "INDEPENDENT" DIRECTOR. | Shareholder | Against | For | ||||||
UNITEDHEALTH GROUP INCORPORATED | ||||||||||
Security | 91324P102 | Meeting Type | Annual | |||||||
Ticker Symbol | UNH | Meeting Date | 05-Jun-2017 | |||||||
ISIN | US91324P1021 | Agenda | 934600013 - Management | |||||||
Record Date | 11-Apr-2017 | Holding Recon Date | 11-Apr-2017 | |||||||
City / | Country | / | United States | Vote Deadline Date | 02-Jun-2017 | |||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
1A. | ELECTION OF DIRECTOR: WILLIAM C. BALLARD, JR. | Management | For | For | ||||||
1B. | ELECTION OF DIRECTOR: RICHARD T. BURKE | Management | For | For | ||||||
1C. | ELECTION OF DIRECTOR: TIMOTHY P. FLYNN | Management | For | For | ||||||
1D. | ELECTION OF DIRECTOR: STEPHEN J. HEMSLEY | Management | For | For | ||||||
1E. | ELECTION OF DIRECTOR: MICHELE J. HOOPER | Management | For | For | ||||||
1F. | ELECTION OF DIRECTOR: RODGER A. LAWSON | Management | For | For | ||||||
1G. | ELECTION OF DIRECTOR: GLENN M. RENWICK | Management | For | For | ||||||
1H. | ELECTION OF DIRECTOR: KENNETH I. SHINE, M.D. | Management | For | For | ||||||
1I. | ELECTION OF DIRECTOR: GAIL R. WILENSKY, PH.D. | Management | For | For | ||||||
2. | ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE COMPENSATION. | Management | For | For | ||||||
3. | ADVISORY APPROVAL OF THE FREQUENCY OF HOLDING FUTURE SAY-ON-PAY VOTES. | Management | 1 Year | For | ||||||
4. | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR THE YEAR ENDING DECEMBER 31, 2017. | Management | For | For | ||||||
5. | THE SHAREHOLDER PROPOSAL SET FORTH IN THE PROXY STATEMENT REQUESTING ADDITIONAL LOBBYING DISCLOSURE, IF PROPERLY PRESENTED AT THE 2017 ANNUAL MEETING OF SHAREHOLDERS. | Shareholder | Against | For | ||||||
NETFLIX, INC. | ||||||||||
Security | 64110L106 | Meeting Type | Annual | |||||||
Ticker Symbol | NFLX | Meeting Date | 06-Jun-2017 | |||||||
ISIN | US64110L1061 | Agenda | 934599830 - Management | |||||||
Record Date | 10-Apr-2017 | Holding Recon Date | 10-Apr-2017 | |||||||
City / | Country | / | United States | Vote Deadline Date | 05-Jun-2017 | |||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
1. | DIRECTOR | Management | ||||||||
1 | REED HASTINGS | For | For | |||||||
2 | JAY HOAG | For | For | |||||||
3 | A. GEORGE (SKIP) BATTLE | For | For | |||||||
2. | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2017. | Management | For | For | ||||||
3. | ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE OFFICER COMPENSATION. | Management | For | For | ||||||
4. | ADVISORY APPROVAL OF THE FREQUENCY OF VOTES ON THE COMPANY'S EXECUTIVE OFFICER COMPENSATION. | Management | 1 Year | For | ||||||
5. | STOCKHOLDER PROPOSAL REGARDING PROXY ACCESS, IF PROPERLY PRESENTED AT THE MEETING. | Shareholder | Against | For | ||||||
6. | STOCKHOLDER PROPOSAL REGARDING AN ANNUAL SUSTAINABILITY REPORT, IF PROPERLY PRESENTED AT THE MEETING. | Shareholder | Against | For | ||||||
7. | STOCKHOLDER PROPOSAL REGARDING AN EMISSIONS REPORT, IF PROPERLY PRESENTED AT THE MEETING. | Shareholder | Against | For | ||||||
8. | STOCKHOLDER PROPOSAL REGARDING ELECTING EACH DIRECTOR ANNUALLY, IF PROPERLY PRESENTED AT THE MEETING. | Shareholder | Against | For | ||||||
9. | STOCKHOLDER PROPOSAL REGARDING SIMPLE MAJORITY VOTING, IF PROPERLY PRESENTED AT THE MEETING. | Shareholder | Against | For | ||||||
10. | STOCKHOLDER PROPOSAL TO AMEND SECTION 3.3 OF THE BYLAWS TO MAJORITY VOTE, IF PROPERLY PRESENTED AT THE MEETING. | Shareholder | Against | For | ||||||
ALPHABET INC | ||||||||||
Security | 02079K305 | Meeting Type | Annual | |||||||
Ticker Symbol | GOOGL | Meeting Date | 07-Jun-2017 | |||||||
ISIN | US02079K3059 | Agenda | 934604946 - Management | |||||||
Record Date | 19-Apr-2017 | Holding Recon Date | 19-Apr-2017 | |||||||
City / | Country | / | United States | Vote Deadline Date | 06-Jun-2017 | |||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
1. | DIRECTOR | Management | ||||||||
1 | LARRY PAGE | For | For | |||||||
2 | SERGEY BRIN | For | For | |||||||
3 | ERIC E. SCHMIDT | For | For | |||||||
4 | L. JOHN DOERR | For | For | |||||||
5 | ROGER W. FERGUSON, JR. | For | For | |||||||
6 | DIANE B. GREENE | For | For | |||||||
7 | JOHN L. HENNESSY | For | For | |||||||
8 | ANN MATHER | For | For | |||||||
9 | ALAN R. MULALLY | For | For | |||||||
10 | PAUL S. OTELLINI | For | For | |||||||
11 | K. RAM SHRIRAM | For | For | |||||||
12 | SHIRLEY M. TILGHMAN | For | For | |||||||
2. | THE RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS ALPHABET'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017. | Management | For | For | ||||||
3. | THE APPROVAL OF AN AMENDMENT TO ALPHABET'S 2012 STOCK PLAN TO INCREASE THE SHARE RESERVE BY 15,000,000 SHARES OF CLASS C CAPITAL STOCK. | Management | For | For | ||||||
4. | THE APPROVAL OF THE 2016 COMPENSATION AWARDED TO NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||||
5. | THE FREQUENCY OF FUTURE STOCKHOLDER ADVISORY VOTES REGARDING COMPENSATION AWARDED TO NAMED EXECUTIVE OFFICERS. | Management | 3 Years | For | ||||||
6. | A STOCKHOLDER PROPOSAL REGARDING EQUAL SHAREHOLDER VOTING, IF PROPERLY PRESENTED AT THE MEETING. | Shareholder | Against | For | ||||||
7. | A STOCKHOLDER PROPOSAL REGARDING A LOBBYING REPORT, IF PROPERLY PRESENTED AT THE MEETING. | Shareholder | Against | For | ||||||
8. | A STOCKHOLDER PROPOSAL REGARDING A POLITICAL CONTRIBUTIONS REPORT, IF PROPERLY PRESENTED AT THE MEETING. | Shareholder | Against | For | ||||||
9. | A STOCKHOLDER PROPOSAL REGARDING A REPORT ON GENDER PAY, IF PROPERLY PRESENTED AT THE MEETING. | Shareholder | Against | For | ||||||
10. | A STOCKHOLDER PROPOSAL REGARDING A CHARITABLE CONTRIBUTIONS REPORT, IF PROPERLY PRESENTED AT THE MEETING. | Shareholder | Against | For | ||||||
11. | A STOCKHOLDER PROPOSAL REGARDING THE IMPLEMENTATION OF "HOLY LAND PRINCIPLES," IF PROPERLY PRESENTED AT THE MEETING. | Shareholder | Against | For | ||||||
12. | A STOCKHOLDER PROPOSAL REGARDING A REPORT ON "FAKE NEWS," IF PROPERLY PRESENTED AT THE MEETING. | Shareholder | Against | For | ||||||
COMCAST CORPORATION | ||||||||||
Security | 20030N101 | Meeting Type | Annual | |||||||
Ticker Symbol | CMCSA | Meeting Date | 08-Jun-2017 | |||||||
ISIN | US20030N1019 | Agenda | 934601572 - Management | |||||||
Record Date | 16-Mar-2017 | Holding Recon Date | 16-Mar-2017 | |||||||
City / | Country | / | United States | Vote Deadline Date | 07-Jun-2017 | |||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
1. | DIRECTOR | Management | ||||||||
1 | KENNETH J. BACON | For | For | |||||||
2 | MADELINE S. BELL | For | For | |||||||
3 | SHELDON M. BONOVITZ | For | For | |||||||
4 | EDWARD D. BREEN | For | For | |||||||
5 | GERALD L. HASSELL | For | For | |||||||
6 | JEFFREY A. HONICKMAN | For | For | |||||||
7 | ASUKA NAKAHARA | For | For | |||||||
8 | DAVID C. NOVAK | For | For | |||||||
9 | BRIAN L. ROBERTS | For | For | |||||||
10 | JOHNATHAN A. RODGERS | For | For | |||||||
2. | RATIFICATION OF THE APPOINTMENT OF OUR INDEPENDENT AUDITORS | Management | For | For | ||||||
3. | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Management | For | For | ||||||
4. | ADVISORY VOTE ON THE FREQUENCY OF THE VOTE ON EXECUTIVE COMPENSATION | Management | 1 Year | For | ||||||
5. | TO PROVIDE A LOBBYING REPORT | Shareholder | Against | For | ||||||
6. | TO STOP 100-TO-ONE VOTING POWER | Shareholder | Against | For | ||||||
DOLLAR TREE, INC. | ||||||||||
Security | 256746108 | Meeting Type | Annual | |||||||
Ticker Symbol | DLTR | Meeting Date | 15-Jun-2017 | |||||||
ISIN | US2567461080 | Agenda | 934615595 - Management | |||||||
Record Date | 13-Apr-2017 | Holding Recon Date | 13-Apr-2017 | |||||||
City / | Country | / | United States | Vote Deadline Date | 14-Jun-2017 | |||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
1A. | ELECTION OF DIRECTOR: ARNOLD S. BARRON | Management | For | For | ||||||
1B. | ELECTION OF DIRECTOR: GREGORY M. BRIDGEFORD | Management | For | For | ||||||
1C. | ELECTION OF DIRECTOR: MACON F. BROCK, JR. | Management | For | For | ||||||
1D. | ELECTION OF DIRECTOR: MARY ANNE CITRINO | Management | For | For | ||||||
1E. | ELECTION OF DIRECTOR: H. RAY COMPTON | Management | For | For | ||||||
1F. | ELECTION OF DIRECTOR: CONRAD M. HALL | Management | For | For | ||||||
1G. | ELECTION OF DIRECTOR: LEMUEL E. LEWIS | Management | For | For | ||||||
1H. | ELECTION OF DIRECTOR: BOB SASSER | Management | For | For | ||||||
1I. | ELECTION OF DIRECTOR: THOMAS A. SAUNDERS III | Management | For | For | ||||||
1J. | ELECTION OF DIRECTOR: THOMAS E. WHIDDON | Management | For | For | ||||||
1K. | ELECTION OF DIRECTOR: CARL P. ZEITHAML | Management | For | For | ||||||
2. | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS | Management | For | For | ||||||
3. | TO RECOMMEND, ON AN ADVISORY BASIS, THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION | Management | 1 Year | For | ||||||
4. | TO RATIFY THE SELECTION OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Management | For | For |
CENTRE ACTIVE U.S. TREAURY FUND
There were no matters relating to a portfolio security considered at any shareholder meeting held during the period covered by this report on Form N-PX with respect to which the Fund was entitled to vote.
CENTRE ACTIVE U.S. TAX EXEMPT FUND
There were no matters relating to a portfolio security considered at any shareholder meeting held during the period covered by this report on Form N-PX with respect to which the Fund was entitled to vote.
CENTRE GLOBAL EX-U.S. SELECT EQUITY FUND
There were no matters relating to a portfolio security considered at any shareholder meeting held during the period covered by this report on Form N-PX with respect to which the Fund was entitled to vote. 1
CENTRE MULTI-ASSET REAL RETURN FUND
There were no matters relating to a portfolio security considered at any shareholder meeting held during the period covered by this report on Form N-PX with respect to which the Fund was entitled to vote. 2
1 | Voting Information is from July 1, 2016 through October 7, 2016 (liquidation date of the Centre Global Ex-U.S. Select Equity Fund). |
2 | Voting Information is from July 1, 2016 through December 12, 2016 (liquidation date of the Centre Multi-Asset Real Return Fund). |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Centre Funds | |||
By: | /s/ James A. Abate | ||
James A. Abate | |||
President | |||
(Principal Executive Officer) | |||
Date: | August 9, 2017 |