UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: 811-22545
CENTRE FUNDS
(Exact name of registrant as specified in charter)
48 Wall Street, Suite 1100, New York, New York 10005
(Address of principal executive offices) (Zip code)
James A. Abate
48 Wall Street, Suite 1100
New York, New York 10005
(Name and address of agent for service)
Registrant’s telephone number, including area code: (212) 918-4707
Date of fiscal year end: September 30
Date of reporting period: July 1, 2019 - June 30, 2020
Item 1 – Proxy Voting Record.
CENTRE AMERICAN SELECT EQUITY FUND
Vote Summary
RALPH LAUREN CORPORATION | |||||||||||
Security | 751212101 | Meeting Type | Annual | ||||||||
Ticker Symbol | RL | Meeting Date | 01-Aug-2019 | ||||||||
ISIN | US7512121010 | Agenda | 935054382 - Management | ||||||||
Record Date | 03-Jun-2019 | Holding Recon Date | 03-Jun-2019 | ||||||||
City / | Country | / | United States | Vote Deadline Date | 31-Jul-2019 | ||||||
SEDOL(s) | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | For/Against Preferred Provider Recommendation | ||||||
1. | Election of Directors | Management | |||||||||
1 | Frank A. Bennack, Jr. | For | For | None | |||||||
2 | Joel L. Fleishman | For | For | None | |||||||
3 | Michael A. George | For | For | None | |||||||
4 | Hubert Joly | For | For | None | |||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | None | ||||||
3. | 14A Executive Compensation | Management | For | For | None | ||||||
4. | Approve Stock Compensation Plan | Management | For | For | None | ||||||
THE KRAFT HEINZ COMPANY | |||||||||||
Security | 500754106 | Meeting Type | Annual | ||||||||
Ticker Symbol | KHC | Meeting Date | 12-Sep-2019 | ||||||||
ISIN | US5007541064 | Agenda | 935064903 - Management | ||||||||
Record Date | 15-Jul-2019 | Holding Recon Date | 15-Jul-2019 | ||||||||
City / | Country | / | United States | Vote Deadline Date | 11-Sep-2019 | ||||||
SEDOL(s) | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | For/Against Preferred Provider Recommendation | ||||||
1a. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1b. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1c. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1d. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1e. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1f. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1g. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1h. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1i. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1j. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1k. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
2. | 14A Executive Compensation | Management | For | For | None | ||||||
3. | Ratify Appointment of Independent Auditors | Management | For | For | None | ||||||
4. | S/H Proposal - Health Issues | Shareholder | For | Against | None | ||||||
5. | S/H Proposal - Environmental | Shareholder | For | Against | None | ||||||
THE PROCTER & GAMBLE COMPANY | |||||||||||
Security | 742718109 | Meeting Type | Annual | ||||||||
Ticker Symbol | PG | Meeting Date | 08-Oct-2019 | ||||||||
ISIN | US7427181091 | Agenda | 935072998 - Management | ||||||||
Record Date | 09-Aug-2019 | Holding Recon Date | 09-Aug-2019 | ||||||||
City / | Country | / | United States | Vote Deadline Date | 07-Oct-2019 | ||||||
SEDOL(s) | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | For/Against Preferred Provider Recommendation | ||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1D. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1E. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1F. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1G. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1H. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1I. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1J. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1K. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1L. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | None | ||||||
3. | 14A Executive Compensation | Management | For | For | None | ||||||
4. | Approve Stock Compensation Plan | Management | For | For | None | ||||||
RAYTHEON COMPANY | |||||||||||
Security | 755111507 | Meeting Type | Special | ||||||||
Ticker Symbol | RTN | Meeting Date | 11-Oct-2019 | ||||||||
ISIN | US7551115071 | Agenda | 935079144 - Management | ||||||||
Record Date | 04-Sep-2019 | Holding Recon Date | 04-Sep-2019 | ||||||||
City / | Country | / | United States | Vote Deadline Date | 10-Oct-2019 | ||||||
SEDOL(s) | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | For/Against Preferred Provider Recommendation | ||||||
1. | Approve Merger Agreement | Management | For | For | None | ||||||
2. | 14A Extraordinary Transaction Executive Compensation | Management | For | For | None | ||||||
3. | Approve Motion to Adjourn Meeting | Management | For | For | None | ||||||
RAYTHEON COMPANY | |||||||||||
Security | 755111507 | Meeting Type | Special | ||||||||
Ticker Symbol | RTN | Meeting Date | 11-Oct-2019 | ||||||||
ISIN | US7551115071 | Agenda | 935080616 - Management | ||||||||
Record Date | 10-Sep-2019 | Holding Recon Date | 10-Sep-2019 | ||||||||
City / | Country | / | United States | Vote Deadline Date | 10-Oct-2019 | ||||||
SEDOL(s) | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | For/Against Preferred Provider Recommendation | ||||||
1. | Approve Merger Agreement | Management | For | For | None | ||||||
2. | 14A Extraordinary Transaction Executive Compensation | Management | For | For | None | ||||||
3. | Approve Motion to Adjourn Meeting | Management | For | For | None | ||||||
MICROSOFT CORPORATION | |||||||||||
Security | 594918104 | Meeting Type | Annual | ||||||||
Ticker Symbol | MSFT | Meeting Date | 04-Dec-2019 | ||||||||
ISIN | US5949181045 | Agenda | 935092849 - Management | ||||||||
Record Date | 08-Oct-2019 | Holding Recon Date | 08-Oct-2019 | ||||||||
City / | Country | / | United States | Vote Deadline Date | 03-Dec-2019 | ||||||
SEDOL(s) | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | For/Against Preferred Provider Recommendation | ||||||
1A. | Election of Directors (Majority Voting) | Management | None | ||||||||
1B. | Election of Directors (Majority Voting) | Management | None | ||||||||
1C. | Election of Directors (Majority Voting) | Management | None | ||||||||
1D. | Election of Directors (Majority Voting) | Management | None | ||||||||
1E. | Election of Directors (Majority Voting) | Management | None | ||||||||
1F. | Election of Directors (Majority Voting) | Management | None | ||||||||
1G. | Election of Directors (Majority Voting) | Management | None | ||||||||
1H. | Election of Directors (Majority Voting) | Management | None | ||||||||
1I. | Election of Directors (Majority Voting) | Management | None | ||||||||
1J. | Election of Directors (Majority Voting) | Management | None | ||||||||
1K. | Election of Directors (Majority Voting) | Management | None | ||||||||
1L. | Election of Directors (Majority Voting) | Management | None | ||||||||
1M. | Election of Directors (Majority Voting) | Management | None | ||||||||
2. | 14A Executive Compensation | Management | None | ||||||||
3. | Ratify Appointment of Independent Auditors | Management | None | ||||||||
4. | S/H Proposal - Corporate Governance | Shareholder | None | ||||||||
5. | S/H Proposal - Gender Pay Equality | Shareholder | None | ||||||||
MEDTRONIC PLC | |||||||||||
Security | G5960L103 | Meeting Type | Annual | ||||||||
Ticker Symbol | MDT | Meeting Date | 06-Dec-2019 | ||||||||
ISIN | IE00BTN1Y115 | Agenda | 935094336 - Management | ||||||||
Record Date | 10-Oct-2019 | Holding Recon Date | 10-Oct-2019 | ||||||||
City / | Country | / | United States | Vote Deadline Date | 05-Dec-2019 | ||||||
SEDOL(s) | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | For/Against Preferred Provider Recommendation | ||||||
1A. | Election of Directors (Majority Voting) | Management | None | ||||||||
1B. | Election of Directors (Majority Voting) | Management | None | ||||||||
1C. | Election of Directors (Majority Voting) | Management | None | ||||||||
1D. | Election of Directors (Majority Voting) | Management | None | ||||||||
1E. | Election of Directors (Majority Voting) | Management | None | ||||||||
1F. | Election of Directors (Majority Voting) | Management | None | ||||||||
1G. | Election of Directors (Majority Voting) | Management | None | ||||||||
1H. | Election of Directors (Majority Voting) | Management | None | ||||||||
1I. | Election of Directors (Majority Voting) | Management | None | ||||||||
1J. | Election of Directors (Majority Voting) | Management | None | ||||||||
1K. | Election of Directors (Majority Voting) | Management | None | ||||||||
1L. | Election of Directors (Majority Voting) | Management | None | ||||||||
2. | Ratify Appointment of Independent Auditors | Management | None | ||||||||
3. | 14A Executive Compensation | Management | None | ||||||||
4. | Stock Issuance | Management | None | ||||||||
5. | Eliminate Pre-Emptive Rights | Management | None | ||||||||
6. | Authorize Directors to Repurchase Shares | Management | None | ||||||||
CISCO SYSTEMS, INC. | |||||||||||
Security | 17275R102 | Meeting Type | Annual | ||||||||
Ticker Symbol | CSCO | Meeting Date | 10-Dec-2019 | ||||||||
ISIN | US17275R1023 | Agenda | 935094920 - Management | ||||||||
Record Date | 11-Oct-2019 | Holding Recon Date | 11-Oct-2019 | ||||||||
City / | Country | / | United States | Vote Deadline Date | 09-Dec-2019 | ||||||
SEDOL(s) | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | For/Against Preferred Provider Recommendation | ||||||
1A. | Election of Directors (Majority Voting) | Management | None | ||||||||
1B. | Election of Directors (Majority Voting) | Management | None | ||||||||
1C. | Election of Directors (Majority Voting) | Management | None | ||||||||
1D. | Election of Directors (Majority Voting) | Management | None | ||||||||
1E. | Election of Directors (Majority Voting) | Management | None | ||||||||
1F. | Election of Directors (Majority Voting) | Management | None | ||||||||
1G. | Election of Directors (Majority Voting) | Management | None | ||||||||
1H. | Election of Directors (Majority Voting) | Management | None | ||||||||
1I. | Election of Directors (Majority Voting) | Management | None | ||||||||
1J. | Election of Directors (Majority Voting) | Management | None | ||||||||
2. | 14A Executive Compensation | Management | None | ||||||||
3. | Ratify Appointment of Independent Auditors | Management | None | ||||||||
4. | S/H Proposal - Establish Independent Chairman | Shareholder | None | ||||||||
VISA INC. | |||||||||||
Security | 92826C839 | Meeting Type | Annual | ||||||||
Ticker Symbol | V | Meeting Date | 28-Jan-2020 | ||||||||
ISIN | US92826C8394 | Agenda | 935113807 - Management | ||||||||
Record Date | 29-Nov-2019 | Holding Recon Date | 29-Nov-2019 | ||||||||
City / | Country | / | United States | Vote Deadline Date | 27-Jan-2020 | ||||||
SEDOL(s) | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | For/Against Preferred Provider Recommendation | ||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1D. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1E. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1F. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1G. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1H. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1I. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1J. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1K. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
2. | 14A Executive Compensation | Management | For | For | None | ||||||
3. | Ratify Appointment of Independent Auditors | Management | For | For | None | ||||||
APPLE INC. | |||||||||||
Security | 037833100 | Meeting Type | Annual | ||||||||
Ticker Symbol | AAPL | Meeting Date | 26-Feb-2020 | ||||||||
ISIN | US0378331005 | Agenda | 935121563 - Management | ||||||||
Record Date | 02-Jan-2020 | Holding Recon Date | 02-Jan-2020 | ||||||||
City / | Country | / | United States | Vote Deadline Date | 25-Feb-2020 | ||||||
SEDOL(s) | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | For/Against Preferred Provider Recommendation | ||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1D. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1E. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1F. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1G. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | None | ||||||
3. | 14A Executive Compensation | Management | For | For | None | ||||||
4. | S/H Proposal - Shareholders be Given Access to Proxy | Shareholder | For | Against | None | ||||||
5. | S/H Proposal - Executive Compensation | Shareholder | For | Against | None | ||||||
6. | S/H Proposal - Political/Government | Shareholder | For | Against | None | ||||||
THE WALT DISNEY COMPANY | |||||||||||
Security | 254687106 | Meeting Type | Annual | ||||||||
Ticker Symbol | DIS | Meeting Date | 11-Mar-2020 | ||||||||
ISIN | US2546871060 | Agenda | 935125648 - Management | ||||||||
Record Date | 13-Jan-2020 | Holding Recon Date | 13-Jan-2020 | ||||||||
City / | Country | / | United States | Vote Deadline Date | 10-Mar-2020 | ||||||
SEDOL(s) | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | For/Against Preferred Provider Recommendation | ||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1D. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1E. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1F. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1G. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1H. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1I. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | None | ||||||
3. | 14A Executive Compensation | Management | For | For | None | ||||||
4. | Amend Stock Compensation Plan | Management | For | For | None | ||||||
5. | S/H Proposal - Political/Government | Shareholder | For | Against | None | ||||||
SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) | |||||||||||
Security | 806857108 | Meeting Type | Annual | ||||||||
Ticker Symbol | SLB | Meeting Date | 01-Apr-2020 | ||||||||
ISIN | AN8068571086 | Agenda | 935131021 - Management | ||||||||
Record Date | 12-Feb-2020 | Holding Recon Date | 12-Feb-2020 | ||||||||
City / | Country | / | United States | Vote Deadline Date | 31-Mar-2020 | ||||||
SEDOL(s) | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | For/Against Preferred Provider Recommendation | ||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1D. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1E. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1F. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1G. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1H. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1I. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
2. | 14A Executive Compensation | Management | For | For | None | ||||||
3. | Receive Consolidated Financial Statements | Management | For | For | None | ||||||
4. | Ratify Appointment of Independent Auditors | Management | For | For | None | ||||||
ADOBE INC | |||||||||||
Security | 00724F101 | Meeting Type | Annual | ||||||||
Ticker Symbol | ADBE | Meeting Date | 09-Apr-2020 | ||||||||
ISIN | US00724F1012 | Agenda | 935132580 - Management | ||||||||
Record Date | 12-Feb-2020 | Holding Recon Date | 12-Feb-2020 | ||||||||
City / | Country | / | United States | Vote Deadline Date | 08-Apr-2020 | ||||||
SEDOL(s) | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | For/Against Preferred Provider Recommendation | ||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1D. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1E. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1F. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1G. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1H. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1I. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1J. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1K. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
2. | Amend Employee Stock Purchase Plan | Management | For | For | None | ||||||
3. | Ratify Appointment of Independent Auditors | Management | For | For | None | ||||||
4. | 14A Executive Compensation | Management | For | For | None | ||||||
5. | S/H Proposal - Corporate Governance | Shareholder | For | Against | None | ||||||
JOHNSON & JOHNSON | |||||||||||
Security | 478160104 | Meeting Type | Annual | ||||||||
Ticker Symbol | JNJ | Meeting Date | 23-Apr-2020 | ||||||||
ISIN | US4781601046 | Agenda | 935137934 - Management | ||||||||
Record Date | 25-Feb-2020 | Holding Recon Date | 25-Feb-2020 | ||||||||
City / | Country | / | United States | Vote Deadline Date | 22-Apr-2020 | ||||||
SEDOL(s) | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | For/Against Preferred Provider Recommendation | ||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1D. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1E. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1F. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1G. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1H. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1I. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1J. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1K. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1L. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1M. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
2. | 14A Executive Compensation | Management | For | For | None | ||||||
3. | Ratify Appointment of Independent Auditors | Management | For | For | None | ||||||
4. | Director Removal Without Cause | Management | For | For | None | ||||||
5. | S/H Proposal - Establish Independent Chairman | Shareholder | For | Against | None | ||||||
6. | S/H Proposal - Corporate Governance | Shareholder | For | Against | None | ||||||
AT&T INC. | |||||||||||
Security | 00206R102 | Meeting Type | Annual | ||||||||
Ticker Symbol | T | Meeting Date | 24-Apr-2020 | ||||||||
ISIN | US00206R1023 | Agenda | 935138140 - Management | ||||||||
Record Date | 26-Feb-2020 | Holding Recon Date | 26-Feb-2020 | ||||||||
City / | Country | / | United States | Vote Deadline Date | 23-Apr-2020 | ||||||
SEDOL(s) | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | For/Against Preferred Provider Recommendation | ||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1D. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1E. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1F. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1G. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1H. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1I. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1J. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1K. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1L. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1M. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | None | ||||||
3. | 14A Executive Compensation | Management | For | For | None | ||||||
4. | S/H Proposal - Establish Independent Chairman | Shareholder | For | Against | None | ||||||
5. | S/H Proposal - Corporate Governance | Shareholder | For | Against | None | ||||||
6. | S/H Proposal - Corporate Governance | Shareholder | For | Against | None | ||||||
ABBOTT LABORATORIES | |||||||||||
Security | 002824100 | Meeting Type | Annual | ||||||||
Ticker Symbol | ABT | Meeting Date | 24-Apr-2020 | ||||||||
ISIN | US0028241000 | Agenda | 935138570 - Management | ||||||||
Record Date | 26-Feb-2020 | Holding Recon Date | 26-Feb-2020 | ||||||||
City / | Country | / | United States | Vote Deadline Date | 23-Apr-2020 | ||||||
SEDOL(s) | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | For/Against Preferred Provider Recommendation | ||||||
1. | Election of Directors | Management | |||||||||
1 | R.J. Alpern | For | For | None | |||||||
2 | R.S. Austin | For | For | None | |||||||
3 | S.E. Blount | For | For | None | |||||||
4 | R.B. Ford | For | For | None | |||||||
5 | M.A. Kumbier | For | For | None | |||||||
6 | E.M. Liddy | For | For | None | |||||||
7 | D.W. McDew | For | For | None | |||||||
8 | N. McKinstry | For | For | None | |||||||
9 | P.N. Novakovic | For | For | None | |||||||
10 | W.A. Osborn | For | For | None | |||||||
11 | D.J. Starks | For | For | None | |||||||
12 | J.G. Stratton | For | For | None | |||||||
13 | G.F. Tilton | For | For | None | |||||||
14 | M.D. White | For | For | None | |||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | None | ||||||
3. | 14A Executive Compensation | Management | For | For | None | ||||||
4. | S/H Proposal - Political/Government | Shareholder | For | Against | None | ||||||
5. | S/H Proposal - Corporate Governance | Shareholder | For | Against | None | ||||||
6. | S/H Proposal - Corporate Governance | Shareholder | For | Against | None | ||||||
7. | S/H Proposal - Corporate Governance | Shareholder | For | Against | None | ||||||
THE WILLIAMS COMPANIES, INC. | |||||||||||
Security | 969457100 | Meeting Type | Annual | ||||||||
Ticker Symbol | WMB | Meeting Date | 28-Apr-2020 | ||||||||
ISIN | US9694571004 | Agenda | 935140094 - Management | ||||||||
Record Date | 28-Feb-2020 | Holding Recon Date | 28-Feb-2020 | ||||||||
City / | Country | / | United States | Vote Deadline Date | 27-Apr-2020 | ||||||
SEDOL(s) | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | For/Against Preferred Provider Recommendation | ||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1D. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1E. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1F. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1G. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1H. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1I. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1J. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1K. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
2. | Amend Stock Compensation Plan | Management | For | For | None | ||||||
3. | Amend Employee Stock Purchase Plan | Management | For | For | None | ||||||
4. | 14A Executive Compensation | Management | For | For | None | ||||||
5. | Ratify Appointment of Independent Auditors | Management | For | For | None | ||||||
ELI LILLY AND COMPANY | |||||||||||
Security | 532457108 | Meeting Type | Annual | ||||||||
Ticker Symbol | LLY | Meeting Date | 04-May-2020 | ||||||||
ISIN | US5324571083 | Agenda | 935148937 - Management | ||||||||
Record Date | 09-Mar-2020 | Holding Recon Date | 09-Mar-2020 | ||||||||
City / | Country | / | United States | Vote Deadline Date | 01-May-2020 | ||||||
SEDOL(s) | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | For/Against Preferred Provider Recommendation | ||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1D. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1E. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
2. | 14A Executive Compensation | Management | For | For | None | ||||||
3. | Ratify Appointment of Independent Auditors | Management | For | For | None | ||||||
4. | Declassify Board | Management | For | For | None | ||||||
5. | Eliminate Supermajority Requirements | Management | For | For | None | ||||||
6. | S/H Proposal - Political/Government | Shareholder | For | Against | None | ||||||
7. | S/H Proposal - Corporate Governance | Shareholder | For | Against | None | ||||||
8. | S/H Proposal - Establish Independent Chairman | Shareholder | For | Against | None | ||||||
9. | S/H Proposal - Corporate Governance | Shareholder | For | Against | None | ||||||
10. | S/H Proposal - Corporate Governance | Shareholder | For | Against | None | ||||||
11. | S/H Proposal - Corporate Governance | Shareholder | For | Against | None | ||||||
12. | S/H Proposal - Corporate Governance | Shareholder | For | Against | None | ||||||
BARRICK GOLD CORPORATION | |||||||||||
Security | 067901108 | Meeting Type | Annual | ||||||||
Ticker Symbol | GOLD | Meeting Date | 05-May-2020 | ||||||||
ISIN | CA0679011084 | Agenda | 935171897 - Management | ||||||||
Record Date | 06-Mar-2020 | Holding Recon Date | 06-Mar-2020 | ||||||||
City / | Country | / | Canada | Vote Deadline Date | 30-Apr-2020 | ||||||
SEDOL(s) | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | For/Against Preferred Provider Recommendation | ||||||
1 | Election of Directors (Majority Voting) | Management | |||||||||
1 | D. M. Bristow | For | For | None | |||||||
2 | G. A. Cisneros | For | For | None | |||||||
3 | C. L. Coleman | For | For | None | |||||||
4 | J. M. Evans | For | For | None | |||||||
5 | B. L. Greenspun | For | For | None | |||||||
6 | J. B. Harvey | For | For | None | |||||||
7 | A. J. Quinn | For | For | None | |||||||
8 | M. L. Silva | For | For | None | |||||||
9 | J. L. Thornton | For | For | None | |||||||
2 | Ratify Appointment of Independent Auditors | Management | For | For | None | ||||||
3 | 14A Executive Compensation | Management | For | For | None | ||||||
PHILIP MORRIS INTERNATIONAL INC. | |||||||||||
Security | 718172109 | Meeting Type | Annual | ||||||||
Ticker Symbol | PM | Meeting Date | 06-May-2020 | ||||||||
ISIN | US7181721090 | Agenda | 935152594 - Management | ||||||||
Record Date | 13-Mar-2020 | Holding Recon Date | 13-Mar-2020 | ||||||||
City / | Country | / | United States | Vote Deadline Date | 05-May-2020 | ||||||
SEDOL(s) | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | For/Against Preferred Provider Recommendation | ||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1D. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1E. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1F. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1G. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1H. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1I. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1J. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
2. | 14A Executive Compensation | Management | For | For | None | ||||||
3. | Ratify Appointment of Independent Auditors | Management | For | For | None | ||||||
VERIZON COMMUNICATIONS INC. | |||||||||||
Security | 92343V104 | Meeting Type | Annual | ||||||||
Ticker Symbol | VZ | Meeting Date | 07-May-2020 | ||||||||
ISIN | US92343V1044 | Agenda | 935148406 - Management | ||||||||
Record Date | 09-Mar-2020 | Holding Recon Date | 09-Mar-2020 | ||||||||
City / | Country | / | United States | Vote Deadline Date | 06-May-2020 | ||||||
SEDOL(s) | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | For/Against Preferred Provider Recommendation | ||||||
1a. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1b. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1c. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1d. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1e. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1f. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1g. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1h. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1i. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
2. | 14A Executive Compensation | Management | For | For | None | ||||||
3. | Ratify Appointment of Independent Auditors | Management | For | For | None | ||||||
4. | S/H Proposal - Corporate Governance | Shareholder | For | Against | None | ||||||
5. | S/H Proposal - Corporate Governance | Shareholder | For | Against | None | ||||||
6. | S/H Proposal - Political/Government | Shareholder | For | Against | None | ||||||
7. | S/H Proposal - Corporate Governance | Shareholder | For | Against | None | ||||||
8. | S/H Proposal - Corporate Governance | Shareholder | For | Against | None | ||||||
THE KRAFT HEINZ COMPANY | |||||||||||
Security | 500754106 | Meeting Type | Annual | ||||||||
Ticker Symbol | KHC | Meeting Date | 07-May-2020 | ||||||||
ISIN | US5007541064 | Agenda | 935151895 - Management | ||||||||
Record Date | 09-Mar-2020 | Holding Recon Date | 09-Mar-2020 | ||||||||
City / | Country | / | United States | Vote Deadline Date | 06-May-2020 | ||||||
SEDOL(s) | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | For/Against Preferred Provider Recommendation | ||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1D. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1E. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1F. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1G. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1H. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1I. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1J. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1K. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
2. | 14A Executive Compensation | Management | For | For | None | ||||||
3. | Adopt Omnibus Stock Option Plan | Management | For | For | None | ||||||
4. | Ratify Appointment of Independent Auditors | Management | For | For | None | ||||||
5. | S/H Proposal - Corporate Governance | Shareholder | For | Against | None | ||||||
INTEL CORPORATION | |||||||||||
Security | 458140100 | Meeting Type | Annual | ||||||||
Ticker Symbol | INTC | Meeting Date | 14-May-2020 | ||||||||
ISIN | US4581401001 | Agenda | 935158635 - Management | ||||||||
Record Date | 16-Mar-2020 | Holding Recon Date | 16-Mar-2020 | ||||||||
City / | Country | / | United States | Vote Deadline Date | 13-May-2020 | ||||||
SEDOL(s) | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | For/Against Preferred Provider Recommendation | ||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1D. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1E. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1F. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1G. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1H. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1I. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | None | ||||||
3. | 14A Executive Compensation | Management | For | For | None | ||||||
4. | Amend Employee Stock Purchase Plan | Management | For | For | None | ||||||
5. | S/H Proposal - Corporate Governance | Shareholder | For | Against | None | ||||||
6. | S/H Proposal - Create a Non-Discriminatory Sexual Orientation Policy | Shareholder | For | Against | None | ||||||
ALTRIA GROUP, INC. | |||||||||||
Security | 02209S103 | Meeting Type | Annual | ||||||||
Ticker Symbol | MO | Meeting Date | 14-May-2020 | ||||||||
ISIN | US02209S1033 | Agenda | 935162189 - Management | ||||||||
Record Date | 23-Mar-2020 | Holding Recon Date | 23-Mar-2020 | ||||||||
City / | Country | / | United States | Vote Deadline Date | 13-May-2020 | ||||||
SEDOL(s) | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | For/Against Preferred Provider Recommendation | ||||||
1a. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1b. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1c. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1d. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1e. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1f. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1g. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1h. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1i. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1j. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1k. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | None | ||||||
3. | 14A Executive Compensation | Management | For | For | None | ||||||
4. | Approve Stock Compensation Plan | Management | For | For | None | ||||||
5. | S/H Proposal - Political/Government | Shareholder | For | Against | None | ||||||
6. | S/H Proposal - Tobacco | Shareholder | For | Against | None | ||||||
AMERICAN TOWER CORPORATION | |||||||||||
Security | 03027X100 | Meeting Type | Annual | ||||||||
Ticker Symbol | AMT | Meeting Date | 18-May-2020 | ||||||||
ISIN | US03027X1000 | Agenda | 935169450 - Management | ||||||||
Record Date | 23-Mar-2020 | Holding Recon Date | 23-Mar-2020 | ||||||||
City / | Country | / | United States | Vote Deadline Date | 15-May-2020 | ||||||
SEDOL(s) | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | For/Against Preferred Provider Recommendation | ||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1D. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1E. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1F. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1G. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1H. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1I. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1J. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1K. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | None | ||||||
3. | 14A Executive Compensation | Management | For | For | None | ||||||
4. | S/H Proposal - Political/Government | Shareholder | For | Against | None | ||||||
5. | S/H Proposal - Corporate Governance | Shareholder | For | Against | None | ||||||
JPMORGAN CHASE & CO. | |||||||||||
Security | 46625H100 | Meeting Type | Annual | ||||||||
Ticker Symbol | JPM | Meeting Date | 19-May-2020 | ||||||||
ISIN | US46625H1005 | Agenda | 935170833 - Management | ||||||||
Record Date | 20-Mar-2020 | Holding Recon Date | 20-Mar-2020 | ||||||||
City / | Country | / | United States | Vote Deadline Date | 18-May-2020 | ||||||
SEDOL(s) | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | For/Against Preferred Provider Recommendation | ||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1D. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1E. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1F. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1G. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1H. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1I. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1J. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
2. | 14A Executive Compensation | Management | For | For | None | ||||||
3. | Ratify Appointment of Independent Auditors | Management | For | For | None | ||||||
4. | S/H Proposal - Establish Independent Chairman | Shareholder | For | Against | None | ||||||
5. | S/H Proposal - Corporate Governance | Shareholder | For | Against | None | ||||||
6. | S/H Proposal - Environmental | Shareholder | For | Against | None | ||||||
7. | S/H Proposal - Corporate Governance | Shareholder | For | Against | None | ||||||
8. | S/H Proposal - Corporate Governance | Shareholder | For | Against | None | ||||||
9. | S/H Proposal - Gender Pay Equality | Shareholder | For | Against | None | ||||||
MOLSON COORS BEVERAGE CO. | |||||||||||
Security | 60871R209 | Meeting Type | Annual | ||||||||
Ticker Symbol | TAP | Meeting Date | 20-May-2020 | ||||||||
ISIN | US60871R2094 | Agenda | 935168814 - Management | ||||||||
Record Date | 26-Mar-2020 | Holding Recon Date | 26-Mar-2020 | ||||||||
City / | Country | / | United States | Vote Deadline Date | 19-May-2020 | ||||||
SEDOL(s) | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | For/Against Preferred Provider Recommendation | ||||||
1. | Election of Directors | Management | |||||||||
1 | Roger G. Eaton | For | For | None | |||||||
2 | Charles M. Herington | For | For | None | |||||||
3 | H. Sanford Riley | For | For | None | |||||||
2. | 14A Executive Compensation | Management | For | For | None | ||||||
THERMO FISHER SCIENTIFIC INC. | |||||||||||
Security | 883556102 | Meeting Type | Annual | ||||||||
Ticker Symbol | TMO | Meeting Date | 20-May-2020 | ||||||||
ISIN | US8835561023 | Agenda | 935170136 - Management | ||||||||
Record Date | 27-Mar-2020 | Holding Recon Date | 27-Mar-2020 | ||||||||
City / | Country | / | United States | Vote Deadline Date | 19-May-2020 | ||||||
SEDOL(s) | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | For/Against Preferred Provider Recommendation | ||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1D. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1E. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1F. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1G. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1H. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1I. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1J. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1K. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1L. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
2. | 14A Executive Compensation | Management | For | For | None | ||||||
3. | Ratify Appointment of Independent Auditors | Management | For | For | None | ||||||
INGREDION INC | |||||||||||
Security | 457187102 | Meeting Type | Annual | ||||||||
Ticker Symbol | INGR | Meeting Date | 20-May-2020 | ||||||||
ISIN | US4571871023 | Agenda | 935176912 - Management | ||||||||
Record Date | 26-Mar-2020 | Holding Recon Date | 26-Mar-2020 | ||||||||
City / | Country | / | United States | Vote Deadline Date | 19-May-2020 | ||||||
SEDOL(s) | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | For/Against Preferred Provider Recommendation | ||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1D. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1E. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1F. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1G. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1H. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1I. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1J. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1K. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
2. | 14A Executive Compensation | Management | For | For | None | ||||||
3. | Ratify Appointment of Independent Auditors | Management | For | For | None | ||||||
PAYPAL HOLDINGS, INC. | |||||||||||
Security | 70450Y103 | Meeting Type | Annual | ||||||||
Ticker Symbol | PYPL | Meeting Date | 21-May-2020 | ||||||||
ISIN | US70450Y1038 | Agenda | 935170869 - Management | ||||||||
Record Date | 27-Mar-2020 | Holding Recon Date | 27-Mar-2020 | ||||||||
City / | Country | / | United States | Vote Deadline Date | 20-May-2020 | ||||||
SEDOL(s) | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | For/Against Preferred Provider Recommendation | ||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1D. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1E. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1F. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1G. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1H. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1I. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1J. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1K. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
2. | 14A Executive Compensation | Management | For | For | None | ||||||
3. | Ratify Appointment of Independent Auditors | Management | For | For | None | ||||||
4. | S/H Proposal - Corporate Governance | Shareholder | For | Against | None | ||||||
5. | S/H Proposal - Corporate Governance | Shareholder | For | Against | None | ||||||
BUNGE LIMITED | |||||||||||
Security | G16962105 | Meeting Type | Annual | ||||||||
Ticker Symbol | BG | Meeting Date | 21-May-2020 | ||||||||
ISIN | BMG169621056 | Agenda | 935170996 - Management | ||||||||
Record Date | 26-Mar-2020 | Holding Recon Date | 26-Mar-2020 | ||||||||
City / | Country | / | United States | Vote Deadline Date | 20-May-2020 | ||||||
SEDOL(s) | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | For/Against Preferred Provider Recommendation | ||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1D. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1E. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1F. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1G. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1H. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1I. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1J. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1K. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | None | ||||||
3. | 14A Executive Compensation | Management | For | For | None | ||||||
4. | Amend Stock Compensation Plan | Management | For | For | None | ||||||
THE HOME DEPOT, INC. | |||||||||||
Security | 437076102 | Meeting Type | Annual | ||||||||
Ticker Symbol | HD | Meeting Date | 21-May-2020 | ||||||||
ISIN | US4370761029 | Agenda | 935172130 - Management | ||||||||
Record Date | 23-Mar-2020 | Holding Recon Date | 23-Mar-2020 | ||||||||
City / | Country | / | United States | Vote Deadline Date | 20-May-2020 | ||||||
SEDOL(s) | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | For/Against Preferred Provider Recommendation | ||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1D. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1E. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1F. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1G. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1H. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1I. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1J. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1K. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1L. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | None | ||||||
3. | 14A Executive Compensation | Management | For | For | None | ||||||
4. | S/H Proposal - Corporate Governance | Shareholder | For | Against | None | ||||||
5. | S/H Proposal - Corporate Governance | Shareholder | For | Against | None | ||||||
6. | S/H Proposal - Corporate Governance | Shareholder | For | Against | None | ||||||
7. | S/H Proposal - Corporate Governance | Shareholder | For | Against | None | ||||||
MERCK & CO., INC. | |||||||||||
Security | 58933Y105 | Meeting Type | Annual | ||||||||
Ticker Symbol | MRK | Meeting Date | 26-May-2020 | ||||||||
ISIN | US58933Y1055 | Agenda | 935176431 - Management | ||||||||
Record Date | 27-Mar-2020 | Holding Recon Date | 27-Mar-2020 | ||||||||
City / | Country | / | United States | Vote Deadline Date | 22-May-2020 | ||||||
SEDOL(s) | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | For/Against Preferred Provider Recommendation | ||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1D. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1E. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1F. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1G. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1H. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1I. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1J. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1K. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1L. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1M. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
2. | 14A Executive Compensation | Management | For | For | None | ||||||
3. | Ratify Appointment of Independent Auditors | Management | For | For | None | ||||||
4. | S/H Proposal - Corporate Governance | Shareholder | For | Against | None | ||||||
5. | S/H Proposal - Corporate Governance | Shareholder | For | Against | None | ||||||
FACEBOOK, INC. | |||||||||||
Security | 30303M102 | Meeting Type | Annual | ||||||||
Ticker Symbol | FB | Meeting Date | 27-May-2020 | ||||||||
ISIN | US30303M1027 | Agenda | 935178221 - Management | ||||||||
Record Date | 03-Apr-2020 | Holding Recon Date | 03-Apr-2020 | ||||||||
City / | Country | / | United States | Vote Deadline Date | 26-May-2020 | ||||||
SEDOL(s) | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | For/Against Preferred Provider Recommendation | ||||||
1. | Election of Directors | Management | |||||||||
1 | Peggy Alford | For | For | None | |||||||
2 | Marc L. Andreessen | For | For | None | |||||||
3 | Andrew W. Houston | For | For | None | |||||||
4 | Nancy Killefer | For | For | None | |||||||
5 | Robert M. Kimmitt | For | For | None | |||||||
6 | Sheryl K. Sandberg | For | For | None | |||||||
7 | Peter A. Thiel | For | For | None | |||||||
8 | Tracey T. Travis | For | For | None | |||||||
9 | Mark Zuckerberg | For | For | None | |||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | None | ||||||
3. | Miscellaneous Compensation Plans | Management | For | For | None | ||||||
4. | S/H Proposal - Corporate Governance | Shareholder | For | Against | None | ||||||
5. | S/H Proposal - Establish Independent Chairman | Shareholder | For | Against | None | ||||||
6. | S/H Proposal - Election of Directors By Majority Vote | Shareholder | For | Against | None | ||||||
7. | S/H Proposal - Political/Government | Shareholder | For | Against | None | ||||||
8. | S/H Proposal - Human Rights Related | Shareholder | For | Against | None | ||||||
9. | S/H Proposal - Human Rights Related | Shareholder | For | Against | None | ||||||
10. | S/H Proposal - Corporate Governance | Shareholder | For | Against | None | ||||||
11. | S/H Proposal - Corporate Governance | Shareholder | For | Against | None | ||||||
AMAZON.COM, INC. | |||||||||||
Security | 023135106 | Meeting Type | Annual | ||||||||
Ticker Symbol | AMZN | Meeting Date | 27-May-2020 | ||||||||
ISIN | US0231351067 | Agenda | 935186305 - Management | ||||||||
Record Date | 02-Apr-2020 | Holding Recon Date | 02-Apr-2020 | ||||||||
City / | Country | / | United States | Vote Deadline Date | 26-May-2020 | ||||||
SEDOL(s) | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | For/Against Preferred Provider Recommendation | ||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1D. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1E. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1F. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1G. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1H. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1I. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1J. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | None | ||||||
3. | 14A Executive Compensation | Management | For | For | None | ||||||
4. | Approve Charter Amendment | Management | For | For | None | ||||||
5. | S/H Proposal - Adopt Conservation Policy | Shareholder | For | Against | None | ||||||
6. | S/H Proposal - Corporate Governance | Shareholder | For | Against | None | ||||||
7. | S/H Proposal - Corporate Governance | Shareholder | For | Against | None | ||||||
8. | S/H Proposal - Corporate Governance | Shareholder | For | Against | None | ||||||
9. | S/H Proposal - Establish Independent Chairman | Shareholder | For | Against | None | ||||||
10. | S/H Proposal - Create a Non-Discriminatory Sexual Orientation Policy | Shareholder | For | Against | None | ||||||
11. | S/H Proposal - Corporate Governance | Shareholder | For | Against | None | ||||||
12. | S/H Proposal - Create a Non-Discriminatory Sexual Orientation Policy | Shareholder | For | Against | None | ||||||
13. | S/H Proposal - Corporate Governance | Shareholder | For | Against | None | ||||||
14. | S/H Proposal - Corporate Governance | Shareholder | For | Against | None | ||||||
15. | S/H Proposal - Corporate Governance | Shareholder | For | Against | None | ||||||
16. | S/H Proposal - Political/Government | Shareholder | For | Against | None | ||||||
LYONDELLBASELL INDUSTRIES N.V. | |||||||||||
Security | N53745100 | Meeting Type | Annual | ||||||||
Ticker Symbol | LYB | Meeting Date | 29-May-2020 | ||||||||
ISIN | NL0009434992 | Agenda | 935213746 - Management | ||||||||
Record Date | 01-May-2020 | Holding Recon Date | 01-May-2020 | ||||||||
City / | Country | / | United States | Vote Deadline Date | 27-May-2020 | ||||||
SEDOL(s) | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | For/Against Preferred Provider Recommendation | ||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1D. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1E. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1F. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1G. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1H. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1I. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1J. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1K. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
2. | Approve Director Liability Insurance | Management | For | For | None | ||||||
3. | Adopt Accounts for Past Year | Management | For | For | None | ||||||
4. | Ratify Appointment of Independent Auditors | Management | For | For | None | ||||||
5. | Ratify Appointment of Independent Auditors | Management | For | For | None | ||||||
6. | 14A Executive Compensation | Management | For | For | None | ||||||
7. | Dividends | Management | For | For | None | ||||||
8. | Stock Repurchase Plan | Management | For | For | None | ||||||
9. | Miscellaneous Corporate Actions | Management | For | For | None | ||||||
ALPHABET INC. | |||||||||||
Security | 02079K305 | Meeting Type | Annual | ||||||||
Ticker Symbol | GOOGL | Meeting Date | 03-Jun-2020 | ||||||||
ISIN | US02079K3059 | Agenda | 935196762 - Management | ||||||||
Record Date | 07-Apr-2020 | Holding Recon Date | 07-Apr-2020 | ||||||||
City / | Country | / | United States | Vote Deadline Date | 02-Jun-2020 | ||||||
SEDOL(s) | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | For/Against Preferred Provider Recommendation | ||||||
1. | Election of Directors | Management | |||||||||
1 | Larry Page | For | For | None | |||||||
2 | Sergey Brin | For | For | None | |||||||
3 | Sundar Pichai | For | For | None | |||||||
4 | John L. Hennessy | For | For | None | |||||||
5 | Frances H. Arnold | For | For | None | |||||||
6 | L. John Doerr | For | For | None | |||||||
7 | Roger W. Ferguson, Jr. | For | For | None | |||||||
8 | Ann Mather | For | For | None | |||||||
9 | Alan R. Mulally | For | For | None | |||||||
10 | K. Ram Shriram | For | For | None | |||||||
11 | Robin L. Washington | For | For | None | |||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | None | ||||||
3. | Amend Stock Compensation Plan | Management | For | For | None | ||||||
4. | 14A Executive Compensation | Management | For | For | None | ||||||
5. | S/H Proposal - Corporate Governance | Shareholder | For | Against | None | ||||||
6. | S/H Proposal - Corporate Governance | Shareholder | For | Against | None | ||||||
7. | S/H Proposal - Corporate Governance | Shareholder | For | Against | None | ||||||
8. | S/H Proposal - Corporate Governance | Shareholder | For | Against | None | ||||||
9. | S/H Proposal - Corporate Governance | Shareholder | For | Against | None | ||||||
10. | S/H Proposal - Corporate Governance | Shareholder | For | Against | None | ||||||
11. | Miscellaneous Shareholder Proposal | Shareholder | For | Against | None | ||||||
12. | Miscellaneous Shareholder Proposal | Shareholder | For | Against | None | ||||||
13. | Miscellaneous Shareholder Proposal | Shareholder | For | Against | None | ||||||
14. | Miscellaneous Shareholder Proposal | Shareholder | For | Against | None | ||||||
NETFLIX, INC. | |||||||||||
Security | 64110L106 | �� | Meeting Type | Annual | |||||||
Ticker Symbol | NFLX | Meeting Date | 04-Jun-2020 | ||||||||
ISIN | US64110L1061 | Agenda | 935188412 - Management | ||||||||
Record Date | 08-Apr-2020 | Holding Recon Date | 08-Apr-2020 | ||||||||
City / | Country | / | United States | Vote Deadline Date | 03-Jun-2020 | ||||||
SEDOL(s) | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | For/Against Preferred Provider Recommendation | ||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | None | ||||||
3. | 14A Executive Compensation | Management | For | For | None | ||||||
4. | Adopt Stock Option Plan | Management | For | For | None | ||||||
5. | S/H Proposal - Political/Government | Shareholder | For | Against | None | ||||||
6. | S/H Proposal - Election of Directors By Majority Vote | Shareholder | For | Against | None | ||||||
7. | S/H Proposal - Corporate Governance | Shareholder | For | Against | None | ||||||
NVIDIA CORPORATION | |||||||||||
Security | 67066G104 | Meeting Type | Annual | ||||||||
Ticker Symbol | NVDA | Meeting Date | 09-Jun-2020 | ||||||||
ISIN | US67066G1040 | Agenda | 935196445 - Management | ||||||||
Record Date | 13-Apr-2020 | Holding Recon Date | 13-Apr-2020 | ||||||||
City / | Country | / | United States | Vote Deadline Date | 08-Jun-2020 | ||||||
SEDOL(s) | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | For/Against Preferred Provider Recommendation | ||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1D. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1E. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1F. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1G. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1H. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1I. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1J. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1K. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
2. | 14A Executive Compensation | Management | For | For | None | ||||||
3. | Ratify Appointment of Independent Auditors | Management | For | For | None | ||||||
4. | Amend Stock Compensation Plan | Management | For | For | None | ||||||
5. | Amend Employee Stock Purchase Plan | Management | For | For | None | ||||||
SALESFORCE.COM, INC. | |||||||||||
Security | 79466L302 | Meeting Type | Annual | ||||||||
Ticker Symbol | CRM | Meeting Date | 11-Jun-2020 | ||||||||
ISIN | US79466L3024 | Agenda | 935202402 - Management | ||||||||
Record Date | 16-Apr-2020 | Holding Recon Date | 16-Apr-2020 | ||||||||
City / | Country | / | United States | Vote Deadline Date | 10-Jun-2020 | ||||||
SEDOL(s) | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | For/Against Preferred Provider Recommendation | ||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1D. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1E. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1F. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1G. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1H. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1I. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1J. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1K. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
2. | Amend Stock Compensation Plan | Management | For | For | None | ||||||
3. | Amend Stock Compensation Plan | Management | For | For | None | ||||||
4. | Ratify Appointment of Independent Auditors | Management | For | For | None | ||||||
5. | 14A Executive Compensation | Management | For | For | None | ||||||
6. | S/H Proposal - Corporate Governance | Shareholder | For | Against | None | ||||||
MASTERCARD INCORPORATED | |||||||||||
Security | 57636Q104 | Meeting Type | Annual | ||||||||
Ticker Symbol | MA | Meeting Date | 16-Jun-2020 | ||||||||
ISIN | US57636Q1040 | Agenda | 935196332 - Management | ||||||||
Record Date | 20-Apr-2020 | Holding Recon Date | 20-Apr-2020 | ||||||||
City / | Country | / | United States | Vote Deadline Date | 15-Jun-2020 | ||||||
SEDOL(s) | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | For/Against Preferred Provider Recommendation | ||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1D. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1E. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1F. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1G. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1H. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1I. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1J. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1K. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1L. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1M. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
1N. | Election of Directors (Majority Voting) | Management | For | For | None | ||||||
2. | 14A Executive Compensation | Management | For | For | None | ||||||
3. | Ratify Appointment of Independent Auditors | Management | For | For | None | ||||||
CENTRE GLOBAL INFRASTRUCTURE FUND
Vote Summary
BT GROUP PLC | |||||||||||
Security | G16612106 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 10-Jul-2019 | |||||||||
ISIN | GB0030913577 | Agenda | 711238483 - Management | ||||||||
Record Date | Holding Recon Date | 08-Jul-2019 | |||||||||
City / | Country | LONDON | / | United Kingdom | Vote Deadline Date | 04-Jul-2019 | |||||
SEDOL(s) | 3091357 - B014679 | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | For/Against Preferred Provider Recommendation | ||||||
1 | Management Proposal | Management | For | For | None | ||||||
2 | Management Proposal | Management | For | For | None | ||||||
3 | Management Proposal | Management | For | For | None | ||||||
4 | Management Proposal | Management | For | For | None | ||||||
5 | Management Proposal | Management | For | For | None | ||||||
6 | Management Proposal | Management | For | For | None | ||||||
7 | Management Proposal | Management | For | For | None | ||||||
8 | Management Proposal | Management | For | For | None | ||||||
9 | Management Proposal | Management | For | For | None | ||||||
10 | Management Proposal | Management | For | For | None | ||||||
11 | Management Proposal | Management | For | For | None | ||||||
12 | Management Proposal | Management | For | For | None | ||||||
13 | Management Proposal | Management | For | For | None | ||||||
14 | Management Proposal | Management | For | For | None | ||||||
15 | Management Proposal | Management | For | For | None | ||||||
16 | Management Proposal | Management | For | For | None | ||||||
17 | Management Proposal | Management | For | For | None | ||||||
18 | Management Proposal | Management | For | For | None | ||||||
19 | Management Proposal | Management | For | For | None | ||||||
20 | Management Proposal | Management | For | For | None | ||||||
21 | Management Proposal | Management | For | For | None | ||||||
VODAFONE GROUP PLC | |||||||||||
Security | G93882192 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 23-Jul-2019 | |||||||||
ISIN | GB00BH4HKS39 | Agenda | 711320464 - Management | ||||||||
Record Date | Holding Recon Date | 19-Jul-2019 | |||||||||
City / | Country | LONDON | / | United Kingdom | Vote Deadline Date | 17-Jul-2019 | |||||
SEDOL(s) | BH4HKS3 - BJ38YH8 - BRTM7Z9 | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | For/Against Preferred Provider Recommendation | ||||||
1 | Management Proposal | Management | For | For | None | ||||||
2 | Management Proposal | Management | For | For | None | ||||||
3 | Management Proposal | Management | For | For | None | ||||||
4 | Management Proposal | Management | For | For | None | ||||||
5 | Management Proposal | Management | For | For | None | ||||||
6 | Management Proposal | Management | For | For | None | ||||||
7 | Management Proposal | Management | For | For | None | ||||||
8 | Management Proposal | Management | For | For | None | ||||||
9 | Management Proposal | Management | For | For | None | ||||||
10 | Management Proposal | Management | For | For | None | ||||||
11 | Management Proposal | Management | For | For | None | ||||||
12 | Management Proposal | Management | For | For | None | ||||||
13 | Management Proposal | Management | For | For | None | ||||||
14 | Management Proposal | Management | For | For | None | ||||||
15 | Management Proposal | Management | For | For | None | ||||||
16 | Management Proposal | Management | For | For | None | ||||||
17 | Management Proposal | Management | For | For | None | ||||||
18 | Management Proposal | Management | For | For | None | ||||||
19 | Management Proposal | Management | For | For | None | ||||||
20 | Management Proposal | Management | For | For | None | ||||||
21 | Management Proposal | Management | For | For | None | ||||||
22 | Management Proposal | Management | For | For | None | ||||||
23 | Management Proposal | Management | For | For | None | ||||||
SINGAPORE TELECOMMUNICATIONS LTD | |||||||||||
Security | Y79985209 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 23-Jul-2019 | |||||||||
ISIN | SG1T75931496 | Agenda | 711341280 - Management | ||||||||
Record Date | Holding Recon Date | 19-Jul-2019 | |||||||||
City / | Country | SINGAP ORE | / | Singapore | Vote Deadline Date | 16-Jul-2019 | |||||
SEDOL(s) | B02PY22 - B02QGD0 - B02VD01 | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | For/Against Preferred Provider Recommendation | ||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR-ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Non-Voting | |||||||||
1 | Management Proposal | Management | For | For | None | ||||||
2 | Management Proposal | Management | For | For | None | ||||||
3 | Management Proposal | Management | For | For | None | ||||||
4 | Management Proposal | Management | For | For | None | ||||||
5 | Management Proposal | Management | For | For | None | ||||||
6 | Management Proposal | Management | For | For | None | ||||||
7 | Management Proposal | Management | For | For | None | ||||||
8 | Management Proposal | Management | For | For | None | ||||||
9 | Management Proposal | Management | For | For | None | ||||||
10 | Management Proposal | Management | For | For | None | ||||||
11 | Management Proposal | Management | For | For | None | ||||||
12 | Management Proposal | Management | For | For | None | ||||||
NATIONAL GRID PLC | |||||||||||
Security | G6S9A7120 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 29-Jul-2019 | |||||||||
ISIN | GB00BDR05C01 | Agenda | 711286799 - Management | ||||||||
Record Date | Holding Recon Date | 25-Jul-2019 | |||||||||
City / | Country | BIRMING HAM | / | United Kingdom | Vote Deadline Date | 23-Jul-2019 | |||||
SEDOL(s) | BD8Z665 - BDR05C0 - BYWMYN2 | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | For/Against Preferred Provider Recommendation | ||||||
1 | Management Proposal | Management | For | For | None | ||||||
2 | Management Proposal | Management | For | For | None | ||||||
3 | Management Proposal | Management | For | For | None | ||||||
4 | Management Proposal | Management | For | For | None | ||||||
5 | Management Proposal | Management | For | For | None | ||||||
6 | Management Proposal | Management | For | For | None | ||||||
7 | Management Proposal | Management | For | For | None | ||||||
8 | Management Proposal | Management | For | For | None | ||||||
9 | Management Proposal | Management | For | For | None | ||||||
10 | Management Proposal | Management | For | For | None | ||||||
11 | Management Proposal | Management | For | For | None | ||||||
12 | Management Proposal | Management | For | For | None | ||||||
13 | Management Proposal | Management | For | For | None | ||||||
14 | Management Proposal | Management | For | For | None | ||||||
15 | Management Proposal | Management | For | For | None | ||||||
16 | Management Proposal | Management | For | For | None | ||||||
17 | Management Proposal | Management | For | For | None | ||||||
18 | Management Proposal | Management | For | For | None | ||||||
19 | Management Proposal | Management | For | For | None | ||||||
20 | Management Proposal | Management | For | For | None | ||||||
21 | Management Proposal | Management | For | For | None | ||||||
CMMT | PLEASE NOTE THAT RESOLUTION 22 IS CONDITIONAL UPON SUBJECT TO THE PASSING OF-RESOLUTION 21. THANK YOU | Non-Voting | |||||||||
22 | Management Proposal | Management | For | For | None | ||||||
CMMT | PLEASE NOTE THAT RESOLUTIONS 23 AND 24 ARE CONDITIONAL UPON SUBJECT TO THE-PASSING OF RESOLUTION 20. THANK YOU | Non-Voting | |||||||||
23 | Management Proposal | Management | For | For | None | ||||||
24 | Management Proposal | Management | For | For | None | ||||||
25 | Management Proposal | Management | For | For | None | ||||||
26 | Management Proposal | Management | For | For | None | ||||||
AGL ENERGY LTD | |||||||||||
Security | Q01630195 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 19-Sep-2019 | |||||||||
ISIN | AU000000AGL7 | Agenda | 711492176 - Management | ||||||||
Record Date | 17-Sep-2019 | Holding Recon Date | 17-Sep-2019 | ||||||||
City / | Country | SYDNEY | / | Australia | Vote Deadline Date | 13-Sep-2019 | |||||
SEDOL(s) | BSBMKV1 - BSBMMX7 - BSS7GP5 - BSTLKF4 | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | For/Against Preferred Provider Recommendation | ||||||
CMMT | VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSALS 2, 4 AND VOTES CAST BY-ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE-PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED-BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE COMPANY- ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU-ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE- PASSING OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON THE ABOVE-MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT-NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S-AND YOU COMPLY WITH THE VOTING EXCLUSION | Non-Voting | |||||||||
2 | Management Proposal | Management | For | For | None | ||||||
3.A | Management Proposal | Management | For | For | None | ||||||
3.B | Management Proposal | Management | For | For | None | ||||||
3.C | Management Proposal | Management | For | For | None | ||||||
4 | Management Proposal | Management | For | For | None | ||||||
5.A | Shareholder Proposal | Shareholder | For | Against | None | ||||||
5.B | Shareholder Proposal | Shareholder | For | Against | None | ||||||
6 | Shareholder Proposal | Shareholder | For | Against | None | ||||||
TRANSURBAN GROUP | |||||||||||
Security | Q9194A106 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 10-Oct-2019 | |||||||||
ISIN | AU000000TCL6 | Agenda | 711558037 - Management | ||||||||
Record Date | 08-Oct-2019 | Holding Recon Date | 08-Oct-2019 | ||||||||
City / | Country | SOUTH WHARF | / | Australia | Vote Deadline Date | 04-Oct-2019 | |||||
SEDOL(s) | 6200882 - B1FKZJ5 - B1HJ6J7 - BJ05513 | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | For/Against Preferred Provider Recommendation | ||||||
CMMT | VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSALS 3 AND 4 AND VOTES CAST-BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE- PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED-BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE COMPANY- ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU-ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE- PASSING OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON THE ABOVE-MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT-NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S-AND YOU COMPLY WITH THE VOTING EXCLUSION | Non-Voting | |||||||||
CMMT | PLEASE NOTE THAT BELOW RESOLUTIONS 2.A, 2.B AND 3 ARE FOR THE COMPANIES (THL-AND TIL) | Non-Voting | |||||||||
2.A | Management Proposal | Management | For | For | None | ||||||
2.B | Management Proposal | Management | For | For | None | ||||||
2.C | Management Proposal | Management | For | For | None | ||||||
3 | Management Proposal | Management | For | For | None | ||||||
CMMT | PLEASE NOTE THAT BELOW RESOLUTION 4 IS FOR THE COMPANIES (THL AND TIL) AND-FOR THE TRUST (THT) | Non-Voting | |||||||||
4 | Management Proposal | Management | For | For | None | ||||||
BEZEQ THE ISRAELI TELECOMMUNICATION CORP. LTD. | |||||||||||
Security | M2012Q100 | Meeting Type | Special General Meeting | ||||||||
Ticker Symbol | Meeting Date | 06-Feb-2020 | |||||||||
ISIN | IL0002300114 | Agenda | 711959950 - Management | ||||||||
Record Date | 07-Jan-2020 | Holding Recon Date | 07-Jan-2020 | ||||||||
City / | Country | TEL AVIV | / | Israel | Vote Deadline Date | 29-Jan-2020 | |||||
SEDOL(s) | 6098032 - B01ZLB1 - BFMFL37 | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | For/Against Preferred Provider Recommendation | ||||||
CMMT | AS A CONDITION OF VOTING, ISRAELI MARKET REGULATIONS REQUIRE THAT YOU-DISCLOSE WHETHER YOU HAVE A) A PERSONAL INTEREST IN THIS COMPANY B) ARE A-CONTROLLING SHAREHOLDER IN THIS COMPANY C) ARE A SENIOR OFFICER OF THIS- COMPANY D) THAT YOU ARE AN INSTITUTIONAL CLIENT, JOINT INVESTMENT FUND-MANAGER OR TRUST FUND. BY VOTING THROUGH THE PROXY EDGE PLATFORM YOU ARE-CONFIRMING THE ANSWER FOR A, B AND C TO BE NO AND THE ANSWER FOR D TO BE YES.-SHOULD THIS NOT BE THE CASE PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE-SO THAT WE MAY LODGE YOUR VOTE INSTRUCTIONS ACCORDINGLY | Non-Voting | |||||||||
1 | Management Proposal | Management | For | For | None | ||||||
2 | Management Proposal | Management | For | For | None | ||||||
3 | Management Proposal | Management | For | For | None | ||||||
4 | Management Proposal | Management | For | For | None | ||||||
5 | Management Proposal | Management | For | For | None | ||||||
6 | Management Proposal | Management | For | For | None | ||||||
7.1 | Management Proposal | Management | For | For | None | ||||||
7.2 | Management Proposal | Management | For | For | None | ||||||
8 | Management Proposal | Management | For | For | None | ||||||
9 | Management Proposal | Management | For | For | None | ||||||
CMMT | 09 JAN 2020: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN NUMBERING-OF RESOLUTIONS 7.1 TO 9. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO-NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK-YOU. | Non-Voting | |||||||||
HELLENIC TELECOMMUNICATIONS ORGANIZATIONS S.A. | |||||||||||
Security | X3258B102 | Meeting Type | ExtraOrdinary General Meeting | ||||||||
Ticker Symbol | Meeting Date | 20-Feb-2020 | |||||||||
ISIN | GRS260333000 | Agenda | 712068394 - Management | ||||||||
Record Date | 14-Feb-2020 | Holding Recon Date | 14-Feb-2020 | ||||||||
City / | Country | MAROUS I | / | Greece | Vote Deadline Date | 14-Feb-2020 | |||||
SEDOL(s) | 5051605 - 5437506 - B28J8S6 | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | For/Against Preferred Provider Recommendation | ||||||
1. | Management Proposal | Management | For | For | None | ||||||
2. | Management Proposal | Management | For | For | None | ||||||
3. | Management Proposal | Management | For | For | None | ||||||
CMMT | PLEASE NOTE IN THE EVENT THE MEETING DOES NOT REACH QUORUM, THERE WILL BE AN-A REPETITIVE MEETING ON 04 MAR 2020. ALSO, YOUR VOTING INSTRUCTIONS WILL NOT-BE CARRIED OVER TO THE SECOND CALL. ALL VOTES RECEIVED ON THIS MEETING WILL-BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THE REPETITIVE MEETING.-THANK YOU | Non-Voting | |||||||||
IBERDROLA SA | |||||||||||
Security | E6165F166 | Meeting Type | Ordinary General Meeting | ||||||||
Ticker Symbol | Meeting Date | 02-Apr-2020 | |||||||||
ISIN | ES0144580Y14 | Agenda | 712221542 - Management | ||||||||
Record Date | 27-Mar-2020 | Holding Recon Date | 27-Mar-2020 | ||||||||
City / | Country | BILBAO | / | Spain | Vote Deadline Date | 26-Mar-2020 | |||||
SEDOL(s) | B1S7LF1 - B288C92 - B28C614 - BF44659 - BHZLJK9 | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | For/Against Preferred Provider Recommendation | ||||||
CMMT | PLEASE NOTE IN THE EVENT THE MEETING DOES NOT REACH QUORUM, THERE WILL BE A-SECOND CALL ON 03 APR 2020. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL-REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. THANK YOU' | Non-Voting | |||||||||
1 | Management Proposal | Management | For | For | None | ||||||
2 | Management Proposal | Management | For | For | None | ||||||
3 | Management Proposal | Management | For | For | None | ||||||
4 | Management Proposal | Management | For | For | None | ||||||
5 | Management Proposal | Management | For | For | None | ||||||
6 | Management Proposal | Management | For | For | None | ||||||
7 | Management Proposal | Management | For | For | None | ||||||
8 | Management Proposal | Management | For | For | None | ||||||
9 | Management Proposal | Management | For | For | None | ||||||
10 | Management Proposal | Management | For | For | None | ||||||
11 | Management Proposal | Management | For | For | None | ||||||
12 | Management Proposal | Management | For | For | None | ||||||
13 | Management Proposal | Management | For | For | None | ||||||
14 | Management Proposal | Management | For | For | None | ||||||
15 | Management Proposal | Management | For | For | None | ||||||
16 | Management Proposal | Management | For | For | None | ||||||
17 | Management Proposal | Management | For | For | None | ||||||
18 | Management Proposal | Management | For | For | None | ||||||
19 | Management Proposal | Management | For | For | None | ||||||
20 | Management Proposal | Management | For | For | None | ||||||
21 | Management Proposal | Management | For | For | None | ||||||
22 | Management Proposal | Management | For | For | None | ||||||
23 | Management Proposal | Management | For | For | None | ||||||
24 | Management Proposal | Management | For | For | None | ||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS PARTICIPATING IN THE GENERAL MEETING, WHETHER-DIRECTLY, BY PROXY, OR BY LONG-DISTANCE VOTING, SHALL BE ENTITLED TO RECEIVE-AN ATTENDANCE PREMIUM OF 0.005 EUROS GROSS PER SHARE. THANK YOU | Non-Voting | |||||||||
ABERTIS INFRAESTRUCTURAS SA | |||||||||||
Security | E0003D111 | Meeting Type | Ordinary General Meeting | ||||||||
Ticker Symbol | Meeting Date | 21-Apr-2020 | |||||||||
ISIN | ES0111845014 | Agenda | 712239703 - Management | ||||||||
Record Date | 16-Apr-2020 | Holding Recon Date | 16-Apr-2020 | ||||||||
City / | Country | MADRID | / | Spain | Vote Deadline Date | 15-Apr-2020 | |||||
SEDOL(s) | 5440612 - B0372W3 - BF44499 | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | For/Against Preferred Provider Recommendation | ||||||
CMMT | SHAREHOLDERS HOLDING LESS THAN "1000" SHARES (MINIMUM AMOUNT TO ATTEND THE-MEETING) MAY GRANT A PROXY TO ANOTHER SHAREHOLDER ENTITLED TO LEGAL-ASSISTANCE OR GROUP THEM TO REACH AT LEAST THAT NUMBER, GIVING REPRESENTATION-TO A SHAREHOLDER OF THE GROUPED OR OTHER PERSONAL SHAREHOLDER ENTITLED TO-ATTEND THE MEETING | Non-Voting | |||||||||
1 | Management Proposal | Management | For | For | None | ||||||
2.1 | Management Proposal | Management | For | For | None | ||||||
2.2 | Management Proposal | Management | For | For | None | ||||||
3 | Management Proposal | Management | For | For | None | ||||||
4 | Management Proposal | Management | For | For | None | ||||||
5 | Management Proposal | Management | For | For | None | ||||||
6 | Management Proposal | Management | For | For | None | ||||||
7 | Management Proposal | Management | For | For | None | ||||||
8 | Management Proposal | Management | For | For | None | ||||||
9 | Management Proposal | Management | For | For | None | ||||||
10 | Management Proposal | Management | For | For | None | ||||||
TELECOM ITALIA SPA | |||||||||||
Security | T92778108 | Meeting Type | MIX | ||||||||
Ticker Symbol | Meeting Date | 23-Apr-2020 | |||||||||
ISIN | IT0003497168 | Agenda | 712300158 - Management | ||||||||
Record Date | 14-Apr-2020 | Holding Recon Date | 14-Apr-2020 | ||||||||
City / | Country | MILANO | / | Italy | Vote Deadline Date | 15-Apr-2020 | |||||
SEDOL(s) | 7634394 - 7649882 - B11RZ67 - BF44820 - BFNKR77 | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | For/Against Preferred Provider Recommendation | ||||||
CMMT | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS IS REQUIRED FOR THIS MEETING. IF NO-BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK-YOU. | Non-Voting | |||||||||
O.1.1 | Management Proposal | Management | For | For | None | ||||||
O.1.2 | Management Proposal | Management | For | For | None | ||||||
O.2.1 | Management Proposal | Management | For | For | None | ||||||
O.2.2 | Management Proposal | Management | For | For | None | ||||||
O.3.1 | Management Proposal | Management | For | For | None | ||||||
O.3.2 | Management Proposal | Management | For | For | None | ||||||
O.4 | Management Proposal | Management | For | For | None | ||||||
E.5 | Management Proposal | Management | For | For | None | ||||||
E.6 | Management Proposal | Management | For | For | None | ||||||
E.7 | Management Proposal | Management | For | For | None | ||||||
DATANG INTERNATIONAL POWER GENERATION CO LTD | |||||||||||
Security | Y20020106 | Meeting Type | ExtraOrdinary General Meeting | ||||||||
Ticker Symbol | Meeting Date | 29-Apr-2020 | |||||||||
ISIN | CNE1000002Z3 | Agenda | 712406619 - Management | ||||||||
Record Date | 30-Mar-2020 | Holding Recon Date | 30-Mar-2020 | ||||||||
City / | Country | BEIJING | / | China | Vote Deadline Date | 23-Apr-2020 | |||||
SEDOL(s) | 0571476 - 5896475 - 6080716 - B01DCR8 - BD8NHC2 - BP3RTL6 | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | For/Against Preferred Provider Recommendation | ||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listcone ws/sehk/2020/0414/2020041401355.pdf, | Non-Voting | |||||||||
1 | Management Proposal | Management | For | For | None | ||||||
2 | Management Proposal | Management | For | For | None | ||||||
3.1 | Shareholder Proposal | Shareholder | For | None | |||||||
3.2 | Shareholder Proposal | Shareholder | For | None | |||||||
3.3 | Shareholder Proposal | Shareholder | For | None | |||||||
3.4 | Shareholder Proposal | Shareholder | For | None | |||||||
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 372024 DUE TO ADDITION OF-RESOLUTION 3. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED-AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU | Non-Voting | |||||||||
CMMT | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF 'ABSTAIN' WILL BE TREATED-THE SAME AS A 'TAKE NO ACTION' VOTE. | Non-Voting | |||||||||
TC ENERGY CORPORATION | |||||||||||
Security | 87807B107 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 01-May-2020 | |||||||||
ISIN | CA87807B1076 | Agenda | 712266368 - Management | ||||||||
Record Date | 16-Mar-2020 | Holding Recon Date | 16-Mar-2020 | ||||||||
City / | Country | TBD | / | Canada | Vote Deadline Date | 27-Apr-2020 | |||||
SEDOL(s) | BJ9S1R1 - BJMY6F9 - BJMY6G0 | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | For/Against Preferred Provider Recommendation | ||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST'-ONLY FOR RESOLUTION 3 AND 'IN FAVOR' OR 'ABSTAIN' ONLY FOR RESOLUTION NUMBERS-1.1 TO 1.14 AND 2. THANK YOU | Non-Voting | |||||||||
1.1 | Management Proposal | Management | For | For | None | ||||||
1.2 | Management Proposal | Management | For | For | None | ||||||
1.3 | Management Proposal | Management | For | For | None | ||||||
1.4 | Management Proposal | Management | For | For | None | ||||||
1.5 | Management Proposal | Management | For | For | None | ||||||
1.6 | Management Proposal | Management | For | For | None | ||||||
1.7 | Management Proposal | Management | For | For | None | ||||||
1.8 | Management Proposal | Management | For | For | None | ||||||
1.9 | Management Proposal | Management | For | For | None | ||||||
1.10 | Management Proposal | Management | For | For | None | ||||||
1.11 | Management Proposal | Management | For | For | None | ||||||
1.12 | Management Proposal | Management | For | For | None | ||||||
1.13 | Management Proposal | Management | For | For | None | ||||||
1.14 | Management Proposal | Management | For | For | None | ||||||
2 | Management Proposal | Management | For | For | None | ||||||
3 | Management Proposal | Management | For | For | None | ||||||
ENBRIDGE INC | |||||||||||
Security | 29250N105 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 05-May-2020 | |||||||||
ISIN | CA29250N1050 | Agenda | 712245162 - Management | ||||||||
Record Date | 09-Mar-2020 | Holding Recon Date | 09-Mar-2020 | ||||||||
City / | Country | TORONT O | / | Canada | Vote Deadline Date | 29-Apr-2020 | |||||
SEDOL(s) | 2466149 - 2478906 - 5783867 - BFZ4S96 | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | For/Against Preferred Provider Recommendation | ||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'ABSTAIN'-ONLY FOR RESOLUTION NUMBERS 1.1 TO 1.11 AND 2. THANK YOU | Non-Voting | |||||||||
1.1 | Management Proposal | Management | For | For | None | ||||||
1.2 | Management Proposal | Management | For | For | None | ||||||
1.3 | Management Proposal | Management | For | For | None | ||||||
1.4 | Management Proposal | Management | For | For | None | ||||||
1.5 | Management Proposal | Management | For | For | None | ||||||
1.6 | Management Proposal | Management | For | For | None | ||||||
1.7 | Management Proposal | Management | For | For | None | ||||||
1.8 | Management Proposal | Management | For | For | None | ||||||
1.9 | Management Proposal | Management | For | For | None | ||||||
1.10 | Management Proposal | Management | For | For | None | ||||||
1.11 | Management Proposal | Management | For | For | None | ||||||
2 | Management Proposal | Management | For | For | None | ||||||
3 | Management Proposal | Management | For | For | None | ||||||
4 | Management Proposal | Management | For | For | None | ||||||
5 | Management Proposal | Management | For | For | None | ||||||
PEMBINA PIPELINE CORP | |||||||||||
Security | 706327103 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 08-May-2020 | |||||||||
ISIN | CA7063271034 | Agenda | 712343160 - Management | ||||||||
Record Date | 19-Mar-2020 | Holding Recon Date | 19-Mar-2020 | ||||||||
City / | Country | TBD | / | Canada | Vote Deadline Date | 04-May-2020 | |||||
SEDOL(s) | B4PPQG5 - B4PT2P8 - B5TVCB3 | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | For/Against Preferred Provider Recommendation | ||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST'-ONLY FOR RESOLUTIONS 3 TO 5 AND 'IN FAVOR' OR 'ABSTAIN' ONLY FOR RESOLUTION-NUMBERS 1.1 TO 1.10 AND 2. THANK YOU | Non-Voting | |||||||||
1.1 | Management Proposal | Management | For | For | None | ||||||
1.2 | Management Proposal | Management | For | For | None | ||||||
1.3 | Management Proposal | Management | For | For | None | ||||||
1.4 | Management Proposal | Management | For | For | None | ||||||
1.5 | Management Proposal | Management | For | For | None | ||||||
1.6 | Management Proposal | Management | For | For | None | ||||||
1.7 | Management Proposal | Management | For | For | None | ||||||
1.8 | Management Proposal | Management | For | For | None | ||||||
1.9 | Management Proposal | Management | For | For | None | ||||||
1.10 | Management Proposal | Management | For | For | None | ||||||
2 | Management Proposal | Management | For | For | None | ||||||
3 | Management Proposal | Management | For | For | None | ||||||
4 | Management Proposal | Management | For | For | None | ||||||
5 | Management Proposal | Management | For | For | None | ||||||
BEZEQ THE ISRAELI TELECOMMUNICATION CORP. LTD. | |||||||||||
Security | M2012Q100 | Meeting Type | Ordinary General Meeting | ||||||||
Ticker Symbol | Meeting Date | 14-May-2020 | |||||||||
ISIN | IL0002300114 | Agenda | 712398850 - Management | ||||||||
Record Date | 07-Apr-2020 | Holding Recon Date | 07-Apr-2020 | ||||||||
City / | Country | TEL AVIV | / | Israel | Vote Deadline Date | 06-May-2020 | |||||
SEDOL(s) | 6098032 - B01ZLB1 - BFMFL37 | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | For/Against Preferred Provider Recommendation | ||||||
CMMT | AS A CONDITION OF VOTING, ISRAELI MARKET REGULATIONS REQUIRE THAT YOU-DISCLOSE WHETHER YOU HAVE A) A PERSONAL INTEREST IN THIS COMPANY B) ARE A-CONTROLLING SHAREHOLDER IN THIS COMPANY C) ARE A SENIOR OFFICER OF THIS- COMPANY D) THAT YOU ARE AN INSTITUTIONAL CLIENT, JOINT INVESTMENT FUND-MANAGER OR TRUST FUND. BY VOTING THROUGH THE PROXY EDGE PLATFORM YOU ARE-CONFIRMING THE ANSWER FOR A, B AND C TO BE NO AND THE ANSWER FOR D TO BE YES.-SHOULD THIS NOT BE THE CASE, IN ADDITION TO SUBMITTING YOUR VOTE- INSTRUCTION(S) VIA PROXYEDGE, PLEASE CONTACT YOUR CLIENT SERVICE-REPRESENTATIVE PROVIDING THEM WITH THE SPECIFIC DISCLOSURE DETAILS INDICATING- YOUR ACCOUNT INFORMATION AND WHERE YOUR PERSONAL INTEREST LIES. | Non-Voting | |||||||||
1 | DEBATE OF COMPANY FINANCIAL STATEMENTS AND BOARD REPORT FOR THE YEAR ENDED-DECEMBER 31ST 2019 | Non-Voting | |||||||||
2 | Management Proposal | Management | For | For | None | ||||||
3.1 | Management Proposal | Management | For | For | None | ||||||
3.2 | Management Proposal | Management | For | For | None | ||||||
3.3 | Management Proposal | Management | For | For | None | ||||||
3.4 | Management Proposal | Management | For | For | None | ||||||
3.5 | Management Proposal | Management | For | For | None | ||||||
4 | Management Proposal | Management | For | For | None | ||||||
5 | Management Proposal | Management | For | For | None | ||||||
6 | Management Proposal | Management | For | For | None | ||||||
7 | Management Proposal | Management | For | For | None | ||||||
ORANGE SA | |||||||||||
Security | F6866T100 | Meeting Type | MIX | ||||||||
Ticker Symbol | Meeting Date | 19-May-2020 | |||||||||
ISIN | FR0000133308 | Agenda | 712492482 - Management | ||||||||
Record Date | 14-May-2020 | Holding Recon Date | 14-May-2020 | ||||||||
City / | Country | PARIS | / | France | Vote Deadline Date | 06-May-2020 | |||||
SEDOL(s) | 5176177 - 5356399 - B0ZSJ34 - BF446W6 | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | For/Against Preferred Provider Recommendation | ||||||
CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A-FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE-GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED-INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE. | Non-Voting | |||||||||
CMMT | FOLLOWING CHANGES IN THE FORMAT OF PROXY CARDS FOR FRENCH MEETINGS, ABSTAIN-IS NOW A VALID VOTING OPTION. FOR ANY ADDITIONAL ITEMS RAISED AT THE MEETING-THE VOTING OPTION WILL DEFAULT TO 'AGAINST', OR FOR POSITIONS WHERE THE PROXY-CARD IS NOT COMPLETED BY BROADRIDGE, TO THE PREFERENCE OF YOUR CUSTODIAN. | Non-Voting | |||||||||
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 362590 DUE TO RECEIPT OF-UPDATED AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE- DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU | Non-Voting | |||||||||
CMMT | PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY-CLICKING ON THE MATERIAL URL LINK:-https://www.journal- officiel.gouv.fr/balo/document/20200424200 1102-50 | Non-Voting | |||||||||
O.1 | Management Proposal | Management | For | For | None | ||||||
O.2 | Management Proposal | Management | For | For | None | ||||||
O.3 | Management Proposal | Management | For | For | None | ||||||
O.4 | Management Proposal | Management | For | For | None | ||||||
O.5 | Management Proposal | Management | For | For | None | ||||||
O.6 | Management Proposal | Management | For | For | None | ||||||
O.7 | Management Proposal | Management | For | For | None | ||||||
O.8 | Management Proposal | Management | For | For | None | ||||||
O.9 | Management Proposal | Management | For | For | None | ||||||
O.10 | Management Proposal | Management | For | For | None | ||||||
O.11 | Management Proposal | Management | For | For | None | ||||||
O.12 | Management Proposal | Management | For | For | None | ||||||
O.13 | Management Proposal | Management | For | For | None | ||||||
O.14 | Management Proposal | Management | For | For | None | ||||||
O.15 | Management Proposal | Management | For | For | None | ||||||
O.16 | Management Proposal | Management | For | For | None | ||||||
E.17 | Management Proposal | Management | For | For | None | ||||||
E.18 | Management Proposal | Management | For | For | None | ||||||
E.19 | Management Proposal | Management | For | For | None | ||||||
E.20 | Management Proposal | Management | For | For | None | ||||||
E.21 | Management Proposal | Management | For | For | None | ||||||
E.22 | Management Proposal | Management | For | For | None | ||||||
O.23 | Management Proposal | Management | For | For | None | ||||||
O.24 | Management Proposal | Management | For | For | None | ||||||
A | Shareholder Proposal | Shareholder | For | Against | None | ||||||
B | Shareholder Proposal | Shareholder | For | Against | None | ||||||
C | Shareholder Proposal | Shareholder | For | Against | None | ||||||
D | Shareholder Proposal | Shareholder | For | Against | None | ||||||
CHINA RESOURCES GAS GROUP LTD | |||||||||||
Security | G2113B108 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 22-May-2020 | |||||||||
ISIN | BMG2113B1081 | Agenda | 712476248 - Management | ||||||||
Record Date | 15-May-2020 | Holding Recon Date | 15-May-2020 | ||||||||
City / | Country | HONG KONG | / | Bermuda | Vote Deadline Date | 15-May-2020 | |||||
SEDOL(s) | 5919383 - 6535517 - B01JGR4 - BD8NJD7 - BP3RSR5 | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | For/Against Preferred Provider Recommendation | ||||||
1 | Management Proposal | Management | For | For | None | ||||||
2 | Management Proposal | Management | For | For | None | ||||||
3.1 | Management Proposal | Management | For | For | None | ||||||
3.2 | Management Proposal | Management | For | For | None | ||||||
3.3 | Management Proposal | Management | For | For | None | ||||||
3.4 | Management Proposal | Management | For | For | None | ||||||
3.5 | Management Proposal | Management | For | For | None | ||||||
4 | Management Proposal | Management | For | For | None | ||||||
5.A | Management Proposal | Management | For | For | None | ||||||
5.B | Management Proposal | Management | For | For | None | ||||||
5.C | Management Proposal | Management | For | For | None | ||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL- LINKS:https://www1.hkexnews.hk/listedco/li stconews/sehk/2020/0420/202004200051- 1.pdf AND- https://www1.hkexnews.hk/listedco/listcone ws/sehk/2020/0420/2020042000429.pdf | Non-Voting | |||||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR-ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Non-Voting | |||||||||
ATLANTIA S.P.A. | |||||||||||
Security | T05404107 | Meeting Type | Ordinary General Meeting | ||||||||
Ticker Symbol | Meeting Date | 29-May-2020 | |||||||||
ISIN | IT0003506190 | Agenda | 712522273 - Management | ||||||||
Record Date | 20-May-2020 | Holding Recon Date | 20-May-2020 | ||||||||
City / | Country | ROMA | / | Italy | Vote Deadline Date | 21-May-2020 | |||||
SEDOL(s) | 7667163 - B06LKR3 - B0YV9W3 - BF444S8 | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | For/Against Preferred Provider Recommendation | ||||||
CMMT | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS IS REQUIRED FOR THIS MEETING. IF NO-BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK-YOU. | Non-Voting | |||||||||
1 | Management Proposal | Management | For | For | None | ||||||
2 | Management Proposal | Management | For | For | None | ||||||
3 | Management Proposal | Management | For | For | None | ||||||
4 | Management Proposal | Management | For | For | None | ||||||
5 | Management Proposal | Management | For | For | None | ||||||
6.1 | Management Proposal | Management | For | For | None | ||||||
6.2 | Management Proposal | Management | For | For | None | ||||||
BEIJING ENTERPRISES WATER GROUP LTD | |||||||||||
Security | G0957L109 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 09-Jun-2020 | |||||||||
ISIN | BMG0957L1090 | Agenda | 712516686 - Management | ||||||||
Record Date | 03-Jun-2020 | Holding Recon Date | 03-Jun-2020 | ||||||||
City / | Country | HONG KONG | / | Bermuda | Vote Deadline Date | 03-Jun-2020 | |||||
SEDOL(s) | B01YCG0 - B020H51 - B3Y7PV3 - BD8NDT1 - BP3RRJ0 | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | For/Against Preferred Provider Recommendation | ||||||
1 | Management Proposal | Management | For | For | None | ||||||
2 | Management Proposal | Management | For | For | None | ||||||
3.AI | Management Proposal | Management | For | For | None | ||||||
3.AII | Management Proposal | Management | For | For | None | ||||||
3AIII | Management Proposal | Management | For | For | None | ||||||
3.AIV | Management Proposal | Management | For | For | None | ||||||
3.AV | Management Proposal | Management | For | For | None | ||||||
3.AVI | Management Proposal | Management | For | For | None | ||||||
3.B | Management Proposal | Management | For | For | None | ||||||
4 | Management Proposal | Management | For | For | None | ||||||
5 | Management Proposal | Management | For | For | None | ||||||
6 | Management Proposal | Management | For | For | None | ||||||
7 | Management Proposal | Management | For | For | None | ||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listcone ws/sehk/2020/0428/2020042800918.pdf- AND- https://www1.hkexnews.hk/listedco/listcone ws/sehk/2020/0428/2020042800800.pdf | Non-Voting | |||||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR-ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Non-Voting | |||||||||
TELEFONICA SA | |||||||||||
Security | 879382109 | Meeting Type | Ordinary General Meeting | ||||||||
Ticker Symbol | Meeting Date | 11-Jun-2020 | |||||||||
ISIN | ES0178430E18 | Agenda | 712613606 - Management | ||||||||
Record Date | 05-Jun-2020 | Holding Recon Date | 05-Jun-2020 | ||||||||
City / | Country | MADRID | / | Spain | Vote Deadline Date | 04-Jun-2020 | |||||
SEDOL(s) | 0798394 - 5732524 - 5736322 - B7F4CY3 - BF447Z6 - BFNKR44 | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | For/Against Preferred Provider Recommendation | ||||||
CMMT | PLEASE NOTE IN THE EVENT THE MEETING DOES NOT REACH QUORUM, THERE WILL BE A-SECOND CALL ON 12 JUN 2020 CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL REMAIN- VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. THANK YOU | Non-Voting | |||||||||
I.1 | Management Proposal | Management | For | For | None | ||||||
I.2 | Management Proposal | Management | For | For | None | ||||||
I.3 | Management Proposal | Management | For | For | None | ||||||
II | Management Proposal | Management | For | For | None | ||||||
III | Management Proposal | Management | For | For | None | ||||||
IV.1 | Management Proposal | Management | For | For | None | ||||||
IV.2 | Management Proposal | Management | For | For | None | ||||||
IV.3 | Management Proposal | Management | For | For | None | ||||||
IV.4 | Management Proposal | Management | For | For | None | ||||||
IV.5 | Management Proposal | Management | For | For | None | ||||||
IV.6 | Management Proposal | Management | For | For | None | ||||||
IV.7 | Management Proposal | Management | For | For | None | ||||||
IV.8 | Management Proposal | Management | For | For | None | ||||||
V.1 | Management Proposal | Management | For | For | None | ||||||
V.2 | Management Proposal | Management | For | For | None | ||||||
VI | Management Proposal | Management | For | For | None | ||||||
VII | Management Proposal | Management | For | For | None | ||||||
VIII | Management Proposal | Management | For | For | None | ||||||
IX | Management Proposal | Management | For | For | None | ||||||
CMMT | 08 MAY 2020: SHAREHOLDERS HOLDING LESS THAN 300 SHARES (MINIMUM AMOUNT TO-ATTEND THE MEETING) MAY GRANT A PROXY TO ANOTHER SHAREHOLDER ENTITLED TO-LEGAL ASSISTANCE OR GROUP THEM TO REACH AT LEAST THAT NUMBER, GIVING-REPRESENTATION TO A SHAREHOLDER OF THE GROUPED OR OTHER PERSONAL SHAREHOLDER- ENTITLED TO ATTEND THE MEETING. | Non-Voting | |||||||||
CMMT | 08 MAY 2020: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF TEXT-IN RESOLUTION III & ADDITION OF COMMENT. IF YOU HAVE ALREADY SENT IN YOUR-VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL- INSTRUCTIONS. THANK YOU. | Non-Voting | |||||||||
NTT DOCOMO,INC. | |||||||||||
Security | J59399121 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 16-Jun-2020 | |||||||||
ISIN | JP3165650007 | Agenda | 712712404 - Management | ||||||||
Record Date | 31-Mar-2020 | Holding Recon Date | 31-Mar-2020 | ||||||||
City / | Country | TOKYO | / | Japan | Vote Deadline Date | 14-Jun-2020 | |||||
SEDOL(s) | 5559079 - 6129277 - B3BJ9B0 | Quick Code | 94370 | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | For/Against Preferred Provider Recommendation | ||||||
Please reference meeting materials. | Non-Voting | ||||||||||
1 | Approve Appropriation of Surplus | Management | For | For | None | ||||||
2 | Amend the Articles of Incorporation | Management | For | For | None | ||||||
3.1 | Appoint a Director | Management | For | For | None | ||||||
3.2 | Appoint a Director | Management | For | For | None | ||||||
3.3 | Appoint a Director | Management | For | For | None | ||||||
3.4 | Appoint a Director | Management | For | For | None | ||||||
3.5 | Appoint a Director | Management | For | For | None | ||||||
3.6 | Appoint a Director | Management | For | For | None | ||||||
3.7 | Appoint a Director | Management | For | For | None | ||||||
3.8 | Appoint a Director | Management | For | For | None | ||||||
3.9 | Appoint a Director | Management | For | For | None | ||||||
3.10 | Appoint a Director | Management | For | For | None | ||||||
4.1 | Appoint a Director | Management | For | For | None | ||||||
4.2 | Appoint a Director | Management | For | For | None | ||||||
4.3 | Appoint a Director | Management | For | For | None | ||||||
4.4 | Appoint a Director | Management | For | For | None | ||||||
4.5 | Appoint a Director | Management | For | For | None | ||||||
5 | Amend the Compensation to be received by Corporate Officers | Management | For | For | None | ||||||
6 | Amend the Compensation to be received by Corporate Officers | Management | For | For | None | ||||||
KDDI CORPORATION | |||||||||||
Security | J31843105 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 17-Jun-2020 | |||||||||
ISIN | JP3496400007 | Agenda | 712663384 - Management | ||||||||
Record Date | 31-Mar-2020 | Holding Recon Date | 31-Mar-2020 | ||||||||
City / | Country | TOKYO | / | Japan | Vote Deadline Date | 15-Jun-2020 | |||||
SEDOL(s) | 5674444 - 6248990 - B06NQV5 | Quick Code | 94330 | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | For/Against Preferred Provider Recommendation | ||||||
Please reference meeting materials. | Non-Voting | ||||||||||
1 | Approve Appropriation of Surplus | Management | For | For | None | ||||||
2.1 | Appoint a Director | Management | For | For | None | ||||||
2.2 | Appoint a Director | Management | For | For | None | ||||||
2.3 | Appoint a Director | Management | For | For | None | ||||||
2.4 | Appoint a Director | Management | For | For | None | ||||||
2.5 | Appoint a Director | Management | For | For | None | ||||||
2.6 | Appoint a Director | Management | For | For | None | ||||||
2.7 | Appoint a Director | Management | For | For | None | ||||||
2.8 | Appoint a Director | Management | For | For | None | ||||||
2.9 | Appoint a Director | Management | For | For | None | ||||||
2.10 | Appoint a Director | Management | For | For | None | ||||||
2.11 | Appoint a Director | Management | For | For | None | ||||||
2.12 | Appoint a Director | Management | For | For | None | ||||||
2.13 | Appoint a Director | Management | For | For | None | ||||||
2.14 | Appoint a Director | Management | For | For | None | ||||||
3.1 | Appoint a Corporate Auditor | Management | For | For | None | ||||||
3.2 | Appoint a Corporate Auditor | Management | For | For | None | ||||||
3.3 | Appoint a Corporate Auditor | Management | For | For | None | ||||||
3.4 | Appoint a Corporate Auditor | Management | For | For | None | ||||||
DEUTSCHE TELEKOM AG | |||||||||||
Security | D2035M136 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 19-Jun-2020 | |||||||||
ISIN | DE0005557508 | Agenda | 712654006 - Management | ||||||||
Record Date | 16-Jun-2020 | Holding Recon Date | 16-Jun-2020 | ||||||||
City / | Country | BONN | / | Germany | Vote Deadline Date | 11-Jun-2020 | |||||
SEDOL(s) | 5842359 - B07G5Q1 - B0ZKVH8 - B7M5XW4 - BF0Z6Y5 - BFNKQY7 - BZ9NRX6 | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | For/Against Preferred Provider Recommendation | ||||||
CMMT | FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN-ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE- AVAILABLE AS A LINK UNDER THE 'MATERIAL URL' DROPDOWN AT THE TOP OF THE-BALLOT. THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN-PLACE. FOR FURTHER INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | |||||||||
CMMT | PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO PARAGRAPH 21 OF THE SECURITIES-TRADE ACT ON 9TH JULY 2015 AND THE OVER-RULING OF THE DISTRICT COURT IN-COLOGNE JUDGMENT FROM 6TH JUNE 2012 THE VOTING PROCESS HAS NOW CHANGED WITH-REGARD TO THE GERMAN REGISTERED SHARES. AS A RESULT, IT IS NOW THE-RESPONSIBILITY OF THE END-INVESTOR (I.E. FINAL BENEFICIARY) AND NOT THE- INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL BENEFICIARY VOTING RIGHTS THEREFORE-THE CUSTODIAN BANK / AGENT IN THE MARKET WILL BE SENDING THE VOTING DIRECTLY-TO MARKET AND IT IS THE END INVESTORS RESPONSIBILITY TO ENSURE THE- REGISTRATION ELEMENT IS COMPLETE WITH THE ISSUER DIRECTLY, SHOULD THEY HOLD-MORE THAN 3 % OF THE TOTAL SHARE CAPITAL | Non-Voting | |||||||||
CMMT | THE VOTE/REGISTRATION DEADLINE AS DISPLAYED ON PROXYEDGE IS SUBJECT TO CHANGE-AND WILL BE UPDATED AS SOON AS BROADRIDGE RECEIVES CONFIRMATION FROM THE SUB-CUSTODIANS REGARDING THEIR INSTRUCTION DEADLINE. FOR ANY QUERIES PLEASE-CONTACT YOUR CLIENT SERVICES REPRESENTATIVE | Non-Voting | |||||||||
CMMT | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN-CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE-NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS-AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS-NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR-QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE- FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS-USUAL | Non-Voting | |||||||||
CMMT | FURTHER INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE-ISSUER'S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE-APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A- MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S MEETING.-COUNTER PROPOSALS CANNOT BE REFLECTED IN THE BALLOT ON PROXYEDGE | Non-Voting | |||||||||
1 | SUBMISSIONS TO THE SHAREHOLDERS' MEETING PURSUANT TO SECTION 176 (1) SENTENCE-1 OF THE GERMAN STOCK CORPORATION ACT (AKTIENGESETZ - AKTG) | Non-Voting | |||||||||
2 | Management Proposal | Management | For | For | None | ||||||
3 | Management Proposal | Management | For | For | None | ||||||
4 | Management Proposal | Management | For | For | None | ||||||
5 | Management Proposal | Management | For | For | None | ||||||
6 | Management Proposal | Management | For | For | None | ||||||
7 | Management Proposal | Management | For | For | None | ||||||
8 | Management Proposal | Management | For | For | None | ||||||
CMMT | 18 MAY 2020: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE OF RECORD DATE-FROM 12 JUN 2020 TO 16 JUN 2020. IF YOU HAVE ALREADY SENT IN YOUR VOTES,-PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL- INSTRUCTIONS. THANK YOU | Non-Voting | |||||||||
NIPPON TELEGRAPH AND TELEPHONE CORPORATION | |||||||||||
Security | J59396101 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 23-Jun-2020 | |||||||||
ISIN | JP3735400008 | Agenda | 712659107 - Management | ||||||||
Record Date | 31-Mar-2020 | Holding Recon Date | 31-Mar-2020 | ||||||||
City / | Country | TOKYO | / | Japan | Vote Deadline Date | 21-Jun-2020 | |||||
SEDOL(s) | 5168602 - 6641373 - B1570S0 - BDSCVV6 | Quick Code | 94320 | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | For/Against Preferred Provider Recommendation | ||||||
Please reference meeting materials. | Non-Voting | ||||||||||
1 | Approve Appropriation of Surplus | Management | For | For | None | ||||||
2.1 | Appoint a Director | Management | For | For | None | ||||||
2.2 | Appoint a Director | Management | For | For | None | ||||||
2.3 | Appoint a Director | Management | For | For | None | ||||||
2.4 | Appoint a Director | Management | For | For | None | ||||||
2.5 | Appoint a Director | Management | For | For | None | ||||||
2.6 | Appoint a Director | Management | For | For | None | ||||||
2.7 | Appoint a Director | Management | For | For | None | ||||||
2.8 | Appoint a Director | Management | For | For | None | ||||||
3 | Appoint a Corporate Auditor | Management | For | For | None | ||||||
SOFTBANK CORP. | |||||||||||
Security | J75963132 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 24-Jun-2020 | |||||||||
ISIN | JP3732000009 | Agenda | 712768209 - Management | ||||||||
Record Date | 31-Mar-2020 | Holding Recon Date | 31-Mar-2020 | ||||||||
City / | Country | TOKYO | / | Japan | Vote Deadline Date | 22-Jun-2020 | |||||
SEDOL(s) | BF5M0K5 - BG1VK14 - BHM1QJ0 | Quick Code | 94340 | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | For/Against Preferred Provider Recommendation | ||||||
Please reference meeting materials. | Non-Voting | ||||||||||
1.1 | Appoint a Director | Management | For | For | None | ||||||
1.2 | Appoint a Director | Management | For | For | None | ||||||
1.3 | Appoint a Director | Management | For | For | None | ||||||
1.4 | Appoint a Director | Management | For | For | None | ||||||
1.5 | Appoint a Director | Management | For | For | None | ||||||
1.6 | Appoint a Director | Management | For | For | None | ||||||
1.7 | Appoint a Director | Management | For | For | None | ||||||
1.8 | Appoint a Director | Management | For | For | None | ||||||
1.9 | Appoint a Director | Management | For | For | None | ||||||
1.10 | Appoint a Director | Management | For | For | None | ||||||
1.11 | Appoint a Director | Management | For | For | None | ||||||
2 | Amend the Compensation to be received by Corporate Officers | Management | For | For | None | ||||||
SOFTBANK GROUP CORP. | |||||||||||
Security | J75963108 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 25-Jun-2020 | |||||||||
ISIN | JP3436100006 | Agenda | 712759375 - Management | ||||||||
Record Date | 31-Mar-2020 | Holding Recon Date | 31-Mar-2020 | ||||||||
City / | Country | TOKYO | / | Japan | Vote Deadline Date | 23-Jun-2020 | |||||
SEDOL(s) | 5603136 - 6770620 - B17MJ08 - BYW3ZQ5 | Quick Code | 99840 | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | For/Against Preferred Provider Recommendation | ||||||
Please reference meeting materials. | Non-Voting | ||||||||||
1 | Approve Appropriation of Surplus | Management | For | For | None | ||||||
2.1 | Appoint a Director | Management | For | For | None | ||||||
2.2 | Appoint a Director | Management | For | For | None | ||||||
2.3 | Appoint a Director | Management | For | For | None | ||||||
2.4 | Appoint a Director | Management | For | For | None | ||||||
2.5 | Appoint a Director | Management | For | For | None | ||||||
2.6 | Appoint a Director | Management | For | For | None | ||||||
2.7 | Appoint a Director | Management | For | For | None | ||||||
2.8 | Appoint a Director | Management | For | For | None | ||||||
2.9 | Appoint a Director | Management | For | For | None | ||||||
2.10 | Appoint a Director | Management | For | For | None | ||||||
2.11 | Appoint a Director | Management | For | For | None | ||||||
2.12 | Appoint a Director | Management | For | For | None | ||||||
2.13 | Appoint a Director | Management | For | For | None |
CENTRE ACTIVE U.S. TREASURY FUND
There were no matters relating to a portfolio security considered at any shareholder meeting held during the period covered by this report on Form N-PX with respect to which the Fund was entitled to vote.
SIGNATURE
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Centre Funds | |||
By: | /s/James A. Abate | ||
James A. Abate | |||
President | |||
(Principal Executive Officer) | |||
Date: | August 3, 2020 |