UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 14A
(Rule 14a−101)
INFORMATION REQUIRED IN PROXY STATEMENT
SCHEDULE 14A INFORMATION
Proxy Statement Pursuant to Section 14(a) of
the Securities Exchange Act of 1934
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| Definitive proxy statement. | ||
þ | Definitive additional materials. | ||
◻ | Soliciting material under Rule 14a-12. |
Northern Lights Fund Trust II
(Name of Registrant as Specified in Its Charter)
(Names of Person(s) Filing Proxy Statement, if other than the Registrant)
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FormulaFolios US Equity Fund
Institutional Class (Symbol: FFILX)
Investor Class (Symbol: FFIOX)
a series of Northern Lights Fund Trust II
4221 North 203rd Street, Suite 100
Elkhorn, NE, 68022
SUPPLEMENT DATED SEPTEMBER 24, 2020
TO THE
NOTICE OF SPECIAL MEETING OF SHAREHOLDERS
AND PROXY STATEMENT DATED JULY 22, 2020
Dear Shareholder:
The information contained in this supplement amends, supplements, and, to the extent inconsistent, supersedes the corresponding information, as applicable, in the Notice of Special Meeting of Shareholders and Proxy Statement dated July 22, 2020, which were previously mailed to shareholders of the FormulaFolios US Equity Fund (the “Fund”) on July 27, 2020.
This supplement will be mailed on or about September 28, 2020 and should be read in conjunction with the Notice and Proxy Statement. Except as specifically amended or supplemented by the information contained in this supplement, all information set forth in the Notice and Proxy Statement remains accurate and should be considered in casting your vote by proxy or in person at the Special Meeting of Shareholders to be held at the offices of FormulaFolio Investments LLC, the Fund’s adviser, at 89 Ionia SW Suite 600, Grand Rapids, MI 49503 on October 9, 2020 at 100 p.m., Eastern Time.
· | Effective October 2, 2020, Derek Prusa will no longer serve as a portfolio manager for the Fund. Jason Wenk will continue to serve as a portfolio manager for the Fund. Mr. Wenk has served the Fund as its portfolio manager since it commenced operations. |
· | Effective October 2, 2020, Mark DiOrio will serve as a portfolio manager for the Fund. Mark DiOrio joined Brookstone Capital Management LLC (“BCM”) as the Chief Investment Officer in 2015 and led the Investment Committee of BCM. Following the merger of BCM and FormulaFolio Investments, LLC, Mark DiOrio serves as Chief Investment Officer of the Adviser and has served as the Fund’s portfolio manager since September 2020.Prior to joining BCM, he was responsible for launching and managing a boutique investment subsidiary of a publicly traded regional bank holding company. While there, Mr. DiOrio ran a global tactical asset allocation strategy and accumulated an 8 year GIPS® compliant track record. Mr. DiOrio has nearly 20 years of investment industry experience, including 10 years of multi-asset class portfolio management. Mr. DiOrio received his MBA from Benedictine University, his BA from Eastern Illinois University and is a Chartered Financial Analyst (CFA). He is a member of the CFA Institute and CFA Society of Chicago. |
· | No other changes are expected to occur. |
·
PLEASE RETAIN THIS SUPPLEMENT FOR FUTURE REFERENCE