UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549
FORM 12b-25
NOTIFICATION OF LATE FILING | ||
SEC FILE NUMBER | ||
814-00908 | ||
CUSIP NUMBER | ||
89678V 105 |
(Check one): | o Form 10-K o Form 20-F o Form 11-K T Form 10-Q o Form 10-D o Form N-SAR o Form N-CSR | ||
For Period Ended: | March 31, 2019 | ||
o Transition Report on Form 10-K | |||
o Transition Report on Form 20-F | |||
o Transition Report on Form 11-K | |||
o Transition Report on Form 10-Q | |||
o Transition Report on Form N-SAR | |||
For the Transition Period Ended: |
Nothing in this form shall be construed to imply that the Commission has verified any information contained herein. |
If the notification relates to a portion of the filing checked above, identify the Item(s) to which the notification relates: N/A
PART I — REGISTRANT INFORMATION
TP Flexible Income Fund, Inc. |
Full Name of Registrant |
Triton Pacific Investment Corporation, Inc. |
Former Name, if Applicable |
10 East 40th Street, 42nd Floor |
Address of Principal Executive Office (Street and Number) |
New York, NY 10016 |
City, State and Zip Code |
PART II — RULES 12b-25(b) AND (c)
If the subject report could not be filed without unreasonable effort or expense and the registrant seeks relief pursuant to Rule 12b-25(b), the following should be completed. (Check box if appropriate)
T | (a) | The reasons described in reasonable detail in Part III of this form could not be eliminated without unreasonable effort or expense; |
T | (b) | The subject annual report, semi-annual report, transition report on Form 10-K, Form 20-F,11-K, Form N-SAR, or N-CSR, or portion thereof, will be filed on or before the fifteenth calendar day following the prescribed due date; or the subject quarterly report of transition report on Form 10-Q, or subject distribution report on Form 10-D, or portion thereof, will be filed on or before the fifth calendar day following the prescribed date; and |
¨ | (c) | The accountant's statement or other exhibit required by Rule 12b-25(c) has been attached if applicable. |
PART III — NARRATIVE
State below in reasonable detail the reasons why Forms 10-K, 20-F, 11-K, 10-Q, 10-D, N-SAR, N-CSR, or the transition report portion thereof, could not be filed within the prescribed time period.
TP Flexible Income Fund, Inc. (the “Company”) is unable to timely file its Quarterly Report on Form 10-Q for the fiscal quarter ended March 31, 2019 (the “Form 10-Q”) because additional time, resources, and effort are required to complete procedures and other work relating to finalizing and filing the Form 10-Q as a result of the Company’s merger completed on March 31, 2019. This delay could not be eliminated by the Company without unreasonable effort and expense. In accordance with Rule 12b-25 of the Securities Exchange Act of 1934, as amended, the Company intends to file its Form 10-Q no later than the fifth calendar day following the prescribed due date for filing of the Form 10-Q.
PART IV — OTHER INFORMATION
(1) | Name and telephone number of person to contact in regard to this notification | |||||
M. Grier Eliasek | 212 | 448-0702 | ||||
(Name) | (Area Code) | (Telephone Number) | ||||
(2) | Have all other periodic reports required under Section 13 or 15(d) of the Securities Exchange Act of 1934 or Section 30 of the Investment Company Act of 1940 during the preceding 12 months or for such shorter period that the registrant was required to file such report(s) been filed? If answer is no, identify report(s). | |
Yes T No o | ||
(3) | Is it anticipated that any significant change in results of operations from the corresponding period for the last fiscal year will be reflected by the earnings statements to be included in the subject report or portion thereof? | |
Yes o No T | ||
If so, attach an explanation of the anticipated change, both narratively and quantitatively, and, if appropriate, state the reasons why a reasonable estimate of the results cannot be made. | ||
___________________TP Flexible Income Fund, Inc.______________________
(Name of Registrant as Specified in Charter)
has caused this notification to be signed on its behalf by the undersigned hereunto duly authorized.
Date: | May 16, 2019 | By: | /s/ M. Grier Eliasek |
Name: M. Grier Eliasek | |||
Title: Chief Executive Officer |