The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AGNC Investment Corp 7 | PFD | 00123q500 | 2,163 | 83,200 | SH | SOLE | 83,200 | 0 | 0 | ||
Wells Fargo & Company FPP 7.5 | PFD | 949746804 | 1,731 | 1,375 | SH | SOLE | 1,375 | 0 | 0 | ||
A-Mark Precious Metals Inc | COM | 00181T107 | 1,062 | 80,000 | SH | SOLE | 80,000 | 0 | 0 | ||
Abbott Laboratories | COM | 002824100 | 91 | 1,500 | SH | SOLE | 1,500 | 0 | 0 | ||
AbbVie Inc | COM | 00287Y109 | 139 | 1,500 | SH | SOLE | 1,500 | 0 | 0 | ||
Actuant Corp Cl A | COM | 00508X203 | 10,889 | 371,020 | SH | SOLE | 371,020 | 0 | 0 | ||
Actuant Corp Cl A | COM | 00508X203 | 1,549 | 52,785 | SH | DFND | 0 | 0 | 52,785 | ||
Acuity Brands Inc | COM | 00508Y102 | 6,709 | 57,904 | SH | SOLE | 57,904 | 0 | 0 | ||
ALJ Regional Holdings Inc | COM | 001627108 | 1,447 | 761,829 | SH | SOLE | 761,829 | 0 | 0 | ||
Alleghany Corp | COM | 017175100 | 10,766 | 18,724 | SH | SOLE | 18,724 | 0 | 0 | ||
American Vanguard Corp | COM | 030371108 | 19,630 | 855,351 | SH | SOLE | 855,351 | 0 | 0 | ||
American Vanguard Corp | COM | 030371108 | 1,886 | 82,183 | SH | DFND | 0 | 0 | 82,183 | ||
Avid Technology Inc | COM | 05367P100 | 29,577 | 5,687,926 | SH | SOLE | 5,687,926 | 0 | 0 | ||
Avid Technology Inc | COM | 05367P100 | 3,290 | 632,665 | SH | DFND | 0 | 0 | 632,665 | ||
Axalta Coating Systems Ltd | COM | g0750c108 | 10,894 | 359,429 | SH | SOLE | 359,429 | 0 | 0 | ||
Belmond Ltd | COM | G1154H107 | 11,837 | 1,061,624 | SH | SOLE | 1,061,624 | 0 | 0 | ||
Belmond Ltd | COM | G1154H107 | 1,719 | 154,144 | SH | DFND | 0 | 0 | 154,144 | ||
Big 5 Sporting Goods Corp | COM | 08915P101 | 1,520 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
Capital One Financial Corp | COM | 14040H105 | 18 | 200 | SH | SOLE | 200 | 0 | 0 | ||
Capital Senior Living Corp | COM | 140475104 | 21,156 | 1,982,790 | SH | SOLE | 1,982,790 | 0 | 0 | ||
Capital Senior Living Corp | COM | 140475104 | 2,434 | 228,100 | SH | DFND | 0 | 0 | 228,100 | ||
Capital Southwest Corp | COM | 140501107 | 308 | 17,000 | SH | SOLE | 17,000 | 0 | 0 | ||
Carbon Energy Corporation | COM | 14110Q100 | 3,208 | 267,330 | SH | SOLE | 267,330 | 0 | 0 | ||
Carrols Restaurant Group Inc | COM | 14574X104 | 16,474 | 1,109,385 | SH | SOLE | 1,109,385 | 0 | 0 | ||
Carrols Restaurant Group Inc | COM | 14574X104 | 1,920 | 129,308 | SH | DFND | 0 | 0 | 129,308 | ||
Catchmark Timber Trust Inc | COM | 14912y202 | 31 | 2,400 | SH | SOLE | 2,400 | 0 | 0 | ||
CenturyLink Inc | COM | 156700106 | 9,968 | 534,788 | SH | SOLE | 534,788 | 0 | 0 | ||
Cherokee Inc | COM | 16444H102 | 1,373 | 2,501,274 | SH | SOLE | 2,501,274 | 0 | 0 | ||
Cherokee Inc | COM | 16444H102 | 149 | 268,050 | SH | DFND | 0 | 0 | 268,050 | ||
Chevron Corp | COM | 166764100 | 126 | 1,000 | SH | SOLE | 1,000 | 0 | 0 | ||
Clean Harbors Inc | COM | 184496107 | 993 | 17,875 | SH | SOLE | 17,875 | 0 | 0 | ||
Colfax Corp | COM | 194014106 | 18,074 | 589,688 | SH | SOLE | 589,688 | 0 | 0 | ||
Colfax Corp | COM | 194014106 | 1,761 | 57,455 | SH | DFND | 0 | 0 | 57,455 | ||
Compass Minerals International | COM | 20451n101 | 19,628 | 298,530 | SH | SOLE | 298,530 | 0 | 0 | ||
Compass Minerals International | COM | 20451n101 | 1,972 | 30,000 | SH | DFND | 0 | 0 | 30,000 | ||
Computer Task Group Inc | COM | 205477102 | 604 | 77,993 | SH | SOLE | 77,993 | 0 | 0 | ||
CSW Industrials Inc | COM | 126402106 | 15,975 | 302,280 | SH | SOLE | 302,280 | 0 | 0 | ||
CSW Industrials Inc | COM | 126402106 | 2,097 | 39,670 | SH | DFND | 0 | 0 | 39,670 | ||
DLH Holdings Corp | COM | 23335q100 | 1,120 | 204,363 | SH | SOLE | 204,363 | 0 | 0 | ||
DowDuPont Inc | COM | 26078j100 | 1,945 | 29,500 | SH | SOLE | 29,500 | 0 | 0 | ||
Dundee Corp CL A | COM | 264901109 | 2,898 | 2,364,365 | SH | SOLE | 2,364,365 | 0 | 0 | ||
Dundee Corp CL A | COM | 264901109 | 540 | 440,300 | SH | DFND | 0 | 0 | 440,300 | ||
E.W. Scripps Company | COM | 811054402 | 49,671 | 3,709,531 | SH | SOLE | 3,709,531 | 0 | 0 | ||
E.W. Scripps Company | COM | 811054402 | 4,230 | 315,900 | SH | DFND | 0 | 0 | 315,900 | ||
Equity Commonwealth | COM | 294628102 | 13,377 | 424,675 | SH | SOLE | 424,675 | 0 | 0 | ||
Equity Commonwealth | COM | 294628102 | 1,732 | 55,000 | SH | DFND | 0 | 0 | 55,000 | ||
Esterline Technologies Corp | COM | 297425100 | 13,683 | 185,405 | SH | SOLE | 185,405 | 0 | 0 | ||
Esterline Technologies Corp | COM | 297425100 | 1,978 | 26,800 | SH | DFND | 0 | 0 | 26,800 | ||
EVINE Live Inc | COM | 300487105 | 6,107 | 4,964,883 | SH | SOLE | 4,964,883 | 0 | 0 | ||
EVINE Live Inc | COM | 300487105 | 1,078 | 876,380 | SH | DFND | 0 | 0 | 876,380 | ||
FMC Corp | COM | 302491303 | 7,411 | 83,073 | SH | SOLE | 83,073 | 0 | 0 | ||
FRMO Corp | COM | 30262f205 | 571 | 75,134 | SH | SOLE | 75,134 | 0 | 0 | ||
FRP Holdings Inc | COM | 30292l107 | 1,295 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
General Electric Company | COM | 369604103 | 9,414 | 691,700 | SH | SOLE | 691,700 | 0 | 0 | ||
Gentex Corp | COM | 371901109 | 737 | 32,006 | SH | SOLE | 32,006 | 0 | 0 | ||
Gentherm Inc | COM | 37253a103 | 845 | 21,493 | SH | SOLE | 21,493 | 0 | 0 | ||
Global Indemnity Limited | COM | G3933F105 | 1,304 | 33,459 | SH | SOLE | 33,459 | 0 | 0 | ||
GP Strategies Corp | COM | 36225V104 | 25,397 | 1,442,991 | SH | SOLE | 1,442,991 | 0 | 0 | ||
GP Strategies Corp | COM | 36225V104 | 3,003 | 170,646 | SH | DFND | 0 | 0 | 170,646 | ||
Great Elm Capital Group Inc | COM | 39036P209 | 5,337 | 1,482,484 | SH | SOLE | 1,482,484 | 0 | 0 | ||
Great Elm Capital Group Inc | COM | 39036P209 | 1,764 | 489,999 | SH | DFND | 0 | 0 | 489,999 | ||
GSE Systems Inc | COM | 36227K106 | 933 | 287,046 | SH | SOLE | 287,046 | 0 | 0 | ||
GTT Communications Inc | COM | 362393100 | 20,691 | 459,806 | SH | SOLE | 459,806 | 0 | 0 | ||
GTT Communications Inc | COM | 362393100 | 1,687 | 37,500 | SH | DFND | 0 | 0 | 37,500 | ||
Hallador Energy Company | COM | 40609P105 | 1,300 | 182,114 | SH | SOLE | 182,114 | 0 | 0 | ||
Hallmark Financial Services In | COM | 40624Q203 | 15,014 | 1,504,428 | SH | SOLE | 1,504,428 | 0 | 0 | ||
Hallmark Financial Services In | COM | 40624Q203 | 1,867 | 187,105 | SH | DFND | 0 | 0 | 187,105 | ||
Henry Schein Inc | COM | 806407102 | 8,596 | 118,331 | SH | SOLE | 118,331 | 0 | 0 | ||
Heritage-Crystal Clean Inc | COM | 42726M106 | 24,040 | 1,196,031 | SH | SOLE | 1,196,031 | 0 | 0 | ||
Heritage-Crystal Clean Inc | COM | 42726M106 | 2,408 | 119,785 | SH | DFND | 0 | 0 | 119,785 | ||
HRG Group Inc | COM | 40434j100 | 16,048 | 1,225,975 | SH | SOLE | 1,225,975 | 0 | 0 | ||
HRG Group Inc | COM | 40434j100 | 2,156 | 164,700 | SH | DFND | 0 | 0 | 164,700 | ||
INTL FCStone Inc | COM | 46116V105 | 24,163 | 467,285 | SH | SOLE | 467,285 | 0 | 0 | ||
INTL FCStone Inc | COM | 46116V105 | 3,201 | 61,912 | SH | DFND | 0 | 0 | 61,912 | ||
Issuer Direct Corporation | COM | 46520m204 | 1,427 | 71,735 | SH | SOLE | 71,735 | 0 | 0 | ||
Ituran Location and Control Lt | COM | m6158m104 | 1,130 | 37,226 | SH | SOLE | 37,226 | 0 | 0 | ||
Jefferies Financial Group Inc | COM | 47233W109 | 10,044 | 441,681 | SH | SOLE | 441,681 | 0 | 0 | ||
JG Boswell Company | COM | 101205102 | 672 | 1,000 | SH | SOLE | 1,000 | 0 | 0 | ||
Johnson Controls International | COM | G51502105 | 4,093 | 122,360 | SH | SOLE | 122,360 | 0 | 0 | ||
JPMorgan Chase & Company | COM | 46625H100 | 8,643 | 82,951 | SH | SOLE | 82,951 | 0 | 0 | ||
Liberty Formula One A | COM | 531229870 | 1,162 | 32,915 | SH | SOLE | 32,915 | 0 | 0 | ||
Liberty Global Plc A | COM | g5480u104 | 8,052 | 292,390 | SH | SOLE | 292,390 | 0 | 0 | ||
Liberty Latin America CL A | COM | G9001E102 | 5,568 | 291,191 | SH | SOLE | 291,191 | 0 | 0 | ||
Liberty Latin America CL A | COM | G9001E102 | 1,025 | 53,618 | SH | DFND | 0 | 0 | 53,618 | ||
Liberty Latin America CL C | COM | G9001E128 | 22 | 1,123 | SH | SOLE | 1,123 | 0 | 0 | ||
Liberty SiriusXM Group - A | COM | 531229409 | 10,993 | 244,019 | SH | SOLE | 244,019 | 0 | 0 | ||
LSI Industries Inc | COM | 50216C108 | 1,869 | 350,000 | SH | SOLE | 350,000 | 0 | 0 | ||
Macquarie Infrastructure Corp | COM | 55608B105 | 17,732 | 420,180 | SH | SOLE | 420,180 | 0 | 0 | ||
Macquarie Infrastructure Corp | COM | 55608B105 | 2,047 | 48,500 | SH | DFND | 0 | 0 | 48,500 | ||
MAM Software Group Inc | COM | 55277Q201 | 6,944 | 805,537 | SH | SOLE | 805,537 | 0 | 0 | ||
Mattel Inc | COM | 577081102 | 4,974 | 302,900 | SH | SOLE | 302,900 | 0 | 0 | ||
Millicom International Cellula | COM | l6388f110 | 39,057 | 664,806 | SH | SOLE | 664,806 | 0 | 0 | ||
Millicom International Cellula | COM | l6388f110 | 3,403 | 57,915 | SH | DFND | 0 | 0 | 57,915 | ||
MSC Industrial Direct Co Inc | COM | 553530106 | 688 | 8,114 | SH | SOLE | 8,114 | 0 | 0 | ||
Northern Technologies Internat | COM | 665809109 | 1,790 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
NOW Inc | COM | 67011p100 | 20,732 | 1,555,285 | SH | SOLE | 1,555,285 | 0 | 0 | ||
NOW Inc | COM | 67011p100 | 2,435 | 182,700 | SH | DFND | 0 | 0 | 182,700 | ||
Oppenheimer Holdings CL A | COM | 683797104 | 1,120 | 40,000 | SH | SOLE | 40,000 | 0 | 0 | ||
Outfront Media Inc | COM | 69007J106 | 134 | 6,900 | SH | SOLE | 6,900 | 0 | 0 | ||
Pandora Media Inc | COM | 698354107 | 20,112 | 2,552,285 | SH | SOLE | 2,552,285 | 0 | 0 | ||
Pandora Media Inc | COM | 698354107 | 1,895 | 240,500 | SH | DFND | 0 | 0 | 240,500 | ||
Par Pacific Holdings Inc | COM | 69888T207 | 1,098 | 63,200 | SH | SOLE | 63,200 | 0 | 0 | ||
Patriot Transportation Holding | COM | 70338w105 | 712 | 33,882 | SH | SOLE | 33,882 | 0 | 0 | ||
Patterson Companies Inc | COM | 703395103 | 14,139 | 623,690 | SH | SOLE | 623,690 | 0 | 0 | ||
Patterson Companies Inc | COM | 703395103 | 1,997 | 88,100 | SH | DFND | 0 | 0 | 88,100 | ||
Qurate Retail Inc | COM | 74915M100 | 8,557 | 403,258 | SH | SOLE | 403,258 | 0 | 0 | ||
Reading International Inc | COM | 755408101 | 1,595 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
Seacor Holdings Inc | COM | 811904101 | 1,145 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
SEACOR Marine Holdings Inc | COM | 78413P101 | 1,175 | 50,900 | SH | SOLE | 50,900 | 0 | 0 | ||
ServiceMaster Global Holdings | COM | 81761R109 | 3 | 50 | SH | SOLE | 50 | 0 | 0 | ||
SIFCO Industries Inc | COM | 826546103 | 1,022 | 192,841 | SH | SOLE | 192,841 | 0 | 0 | ||
Simulations Plus Inc | COM | 829214105 | 1,557 | 70,000 | SH | SOLE | 70,000 | 0 | 0 | ||
Smart & Final Stores Inc | COM | 83190b101 | 5,115 | 921,682 | SH | SOLE | 921,682 | 0 | 0 | ||
Smart & Final Stores Inc | COM | 83190b101 | 142 | 25,500 | SH | DFND | 0 | 0 | 25,500 | ||
Southern Natl Bancorp Of VA In | COM | 843395104 | 1,249 | 70,000 | SH | SOLE | 70,000 | 0 | 0 | ||
Spectrum Brands Holdings Inc | COM | 84790a105 | 994 | 12,179 | SH | SOLE | 12,179 | 0 | 0 | ||
Star Group L.P. | COM | 85512C105 | 2,311 | 235,850 | SH | SOLE | 235,850 | 0 | 0 | ||
State Street Corp | COM | 857477103 | 140 | 1,500 | SH | SOLE | 1,500 | 0 | 0 | ||
TE Connectivity Ltd | COM | H84989104 | 4,257 | 47,266 | SH | SOLE | 47,266 | 0 | 0 | ||
TEGNA Inc | COM | 87901j105 | 33,641 | 3,100,523 | SH | SOLE | 3,100,523 | 0 | 0 | ||
TEGNA Inc | COM | 87901j105 | 3,452 | 318,152 | SH | DFND | 0 | 0 | 318,152 | ||
The Bank of New York Mellon Co | COM | 064058100 | 8,851 | 164,115 | SH | SOLE | 164,115 | 0 | 0 | ||
The Monarch Cement Company | COM | 609031307 | 1,157 | 15,449 | SH | SOLE | 15,449 | 0 | 0 | ||
Transcat Inc | COM | 893529107 | 1,909 | 101,000 | SH | SOLE | 101,000 | 0 | 0 | ||
Tupperware Brands Corp | COM | 899896104 | 19,690 | 477,461 | SH | SOLE | 477,461 | 0 | 0 | ||
Tupperware Brands Corp | COM | 899896104 | 3,608 | 87,500 | SH | DFND | 0 | 0 | 87,500 | ||
UFP Technologies Inc | COM | 902673102 | 19,604 | 635,472 | SH | SOLE | 635,472 | 0 | 0 | ||
UFP Technologies Inc | COM | 902673102 | 2,332 | 75,600 | SH | DFND | 0 | 0 | 75,600 | ||
United States Lime & Mineral I | COM | 911922102 | 1,308 | 15,592 | SH | SOLE | 15,592 | 0 | 0 | ||
Viacom Inc New CL B | COM | 92553P201 | 5,554 | 184,151 | SH | SOLE | 184,151 | 0 | 0 | ||
ViaSat Inc | COM | 92552V100 | 45,866 | 697,905 | SH | SOLE | 697,905 | 0 | 0 | ||
ViaSat Inc | COM | 92552V100 | 3,891 | 59,200 | SH | DFND | 0 | 0 | 59,200 | ||
Wesco Aircraft Holdings Inc | COM | 950814103 | 26,786 | 2,380,958 | SH | SOLE | 2,380,958 | 0 | 0 | ||
Wesco Aircraft Holdings Inc | COM | 950814103 | 2,559 | 227,436 | SH | DFND | 0 | 0 | 227,436 | ||
White Mountains Insurance Grou | COM | G9618E107 | 75 | 83 | SH | SOLE | 83 | 0 | 0 | ||
Williams-Sonoma Inc | COM | 969904101 | 840 | 13,688 | SH | SOLE | 13,688 | 0 | 0 | ||
WPX Energy Inc | COM | 98212b103 | 7 | 375 | SH | SOLE | 375 | 0 | 0 |