The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AGNC Investment Corp 7 | PFD | 00123q500 | 2,162 | 83,200 | SH | SOLE | 83,200 | 0 | 0 | ||
Wells Fargo & Company FPP 7.5 | PFD | 949746804 | 1,769 | 1,375 | SH | SOLE | 1,375 | 0 | 0 | ||
A-Mark Precious Metals Inc | COM | 00181T107 | 1,042 | 80,000 | SH | SOLE | 80,000 | 0 | 0 | ||
Abbott Laboratories | COM | 002824100 | 110 | 1,500 | SH | SOLE | 1,500 | 0 | 0 | ||
AbbVie Inc | COM | 00287Y109 | 142 | 1,500 | SH | SOLE | 1,500 | 0 | 0 | ||
Actuant Corp Cl A | COM | 00508X203 | 10,282 | 368,515 | SH | SOLE | 368,515 | 0 | 0 | ||
Actuant Corp Cl A | COM | 00508X203 | 1,803 | 64,625 | SH | DFND | 0 | 0 | 64,625 | ||
Acuity Brands Inc | COM | 00508Y102 | 8,567 | 54,497 | SH | SOLE | 54,497 | 0 | 0 | ||
ALJ Regional Holdings Inc | COM | 001627108 | 1,303 | 761,829 | SH | SOLE | 761,829 | 0 | 0 | ||
Alleghany Corp | COM | 017175100 | 11,836 | 18,139 | SH | SOLE | 18,139 | 0 | 0 | ||
American Vanguard Corp | COM | 030371108 | 15,731 | 873,964 | SH | SOLE | 873,964 | 0 | 0 | ||
American Vanguard Corp | COM | 030371108 | 1,575 | 87,483 | SH | DFND | 0 | 0 | 87,483 | ||
Avid Technology Inc | COM | 05367P100 | 33,488 | 5,647,156 | SH | SOLE | 5,647,156 | 0 | 0 | ||
Avid Technology Inc | COM | 05367P100 | 3,752 | 632,665 | SH | DFND | 0 | 0 | 632,665 | ||
Axalta Coating Systems Ltd | COM | g0750c108 | 11,121 | 381,367 | SH | SOLE | 381,367 | 0 | 0 | ||
Belmond Ltd | COM | G1154H107 | 18,362 | 1,006,149 | SH | SOLE | 1,006,149 | 0 | 0 | ||
Belmond Ltd | COM | G1154H107 | 2,555 | 140,000 | SH | DFND | 0 | 0 | 140,000 | ||
Big 5 Sporting Goods Corp | COM | 08915P101 | 1,020 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
Capital One Financial Corp | COM | 14040H105 | 19 | 200 | SH | SOLE | 200 | 0 | 0 | ||
Capital Senior Living Corp | COM | 140475104 | 22,997 | 2,436,087 | SH | SOLE | 2,436,087 | 0 | 0 | ||
Capital Senior Living Corp | COM | 140475104 | 2,153 | 228,100 | SH | DFND | 0 | 0 | 228,100 | ||
Capital Southwest Corp | COM | 140501107 | 323 | 17,000 | SH | SOLE | 17,000 | 0 | 0 | ||
Carbon Energy Corporation | COM | 14110Q100 | 2,770 | 267,330 | SH | SOLE | 267,330 | 0 | 0 | ||
Carrols Restaurant Group Inc | COM | 14574X104 | 12,139 | 831,455 | SH | SOLE | 831,455 | 0 | 0 | ||
Carrols Restaurant Group Inc | COM | 14574X104 | 1,428 | 97,808 | SH | DFND | 0 | 0 | 97,808 | ||
Catchmark Timber Trust Inc | COM | 14912y202 | 27 | 2,400 | SH | SOLE | 2,400 | 0 | 0 | ||
CenturyLink Inc | COM | 156700106 | 10,680 | 503,788 | SH | SOLE | 503,788 | 0 | 0 | ||
Cherokee Inc | COM | 16444H102 | 1,676 | 2,264,307 | SH | SOLE | 2,501,274 | 0 | 0 | ||
Cherokee Inc | COM | 16444H102 | 198 | 268,050 | SH | DFND | 0 | 0 | 268,050 | ||
Chevron Corp | COM | 166764100 | 122 | 1,000 | SH | SOLE | 1,000 | 0 | 0 | ||
Clean Harbors Inc | COM | 184496107 | 1,426 | 19,919 | SH | SOLE | 19,919 | 0 | 0 | ||
Colfax Corp | COM | 194014106 | 20,988 | 582,039 | SH | SOLE | 582,039 | 0 | 0 | ||
Colfax Corp | COM | 194014106 | 2,072 | 57,455 | SH | DFND | 0 | 0 | 57,455 | ||
Compass Minerals International | COM | 20451n101 | 23,038 | 342,830 | SH | SOLE | 342,830 | 0 | 0 | ||
Compass Minerals International | COM | 20451n101 | 3,360 | 50,000 | SH | DFND | 0 | 0 | 50,000 | ||
Computer Task Group Inc | COM | 205477102 | 887 | 170,000 | SH | SOLE | 170,000 | 0 | 0 | ||
CSW Industrials Inc | COM | 126402106 | 16,087 | 299,580 | SH | SOLE | 299,580 | 0 | 0 | ||
CSW Industrials Inc | COM | 126402106 | 2,120 | 39,470 | SH | DFND | 0 | 0 | 39,470 | ||
DLH Holdings Corp | COM | 23335q100 | 1,177 | 204,363 | SH | SOLE | 204,363 | 0 | 0 | ||
DowDuPont Inc | COM | 26078j100 | 4,392 | 68,300 | SH | SOLE | 68,300 | 0 | 0 | ||
Dundee Corp CL A | COM | 264901109 | 1,509 | 1,134,860 | SH | SOLE | 1,134,860 | 0 | 0 | ||
Dundee Corp CL A | COM | 264901109 | 586 | 440,300 | SH | DFND | 0 | 0 | 440,300 | ||
E.W. Scripps Company | COM | 811054402 | 47,374 | 2,871,139 | SH | SOLE | 2,871,139 | 0 | 0 | ||
E.W. Scripps Company | COM | 811054402 | 4,046 | 245,200 | SH | DFND | 0 | 0 | 245,200 | ||
Equity Commonwealth | COM | 294628102 | 9,884 | 308,000 | SH | SOLE | 308,000 | 0 | 0 | ||
Equity Commonwealth | COM | 294628102 | 1,925 | 60,000 | SH | DFND | 0 | 0 | 60,000 | ||
Esterline Technologies Corp | COM | 297425100 | 11,888 | 130,705 | SH | SOLE | 130,705 | 0 | 0 | ||
Esterline Technologies Corp | COM | 297425100 | 1,614 | 17,742 | SH | DFND | 0 | 0 | 17,742 | ||
EVINE Live Inc | COM | 300487105 | 5,520 | 4,799,973 | SH | SOLE | 4,799,973 | 0 | 0 | ||
EVINE Live Inc | COM | 300487105 | 854 | 742,511 | SH | DFND | 0 | 0 | 742,511 | ||
FMC Corp | COM | 302491303 | 7,187 | 82,443 | SH | SOLE | 82,443 | 0 | 0 | ||
FRMO Corp | COM | 30262f205 | 591 | 75,134 | SH | SOLE | 75,134 | 0 | 0 | ||
FRP Holdings Inc | COM | 30292l107 | 1,242 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
General Electric Company | COM | 369604103 | 6,033 | 534,400 | SH | SOLE | 534,400 | 0 | 0 | ||
Global Indemnity Limited | COM | G3933F105 | 1,261 | 33,459 | SH | SOLE | 33,459 | 0 | 0 | ||
GP Strategies Corp | COM | 36225V104 | 26,511 | 1,573,338 | SH | SOLE | 1,573,338 | 0 | 0 | ||
GP Strategies Corp | COM | 36225V104 | 3,031 | 179,909 | SH | DFND | 0 | 0 | 179,909 | ||
Great Elm Capital Group Inc | COM | 39036P209 | 3,362 | 1,034,502 | SH | SOLE | 1,034,502 | 0 | 0 | ||
Great Elm Capital Group Inc | COM | 39036P209 | 1,592 | 489,999 | SH | DFND | 0 | 0 | 489,999 | ||
GSE Systems Inc | COM | 36227K106 | 1,033 | 287,046 | SH | SOLE | 287,046 | 0 | 0 | ||
GTT Communications Inc | COM | 362393100 | 31,619 | 728,537 | SH | SOLE | 728,537 | 0 | 0 | ||
GTT Communications Inc | COM | 362393100 | 3,068 | 70,700 | SH | DFND | 0 | 0 | 70,700 | ||
Hallador Energy Company | COM | 40609P105 | 1,244 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
Hallmark Financial Services In | COM | 40624Q203 | 16,419 | 1,492,608 | SH | SOLE | 1,492,608 | 0 | 0 | ||
Hallmark Financial Services In | COM | 40624Q203 | 2,058 | 187,105 | SH | DFND | 0 | 0 | 187,105 | ||
Henry Schein Inc | COM | 806407102 | 10,637 | 125,102 | SH | SOLE | 125,102 | 0 | 0 | ||
Heritage-Crystal Clean Inc | COM | 42726M106 | 24,924 | 1,167,400 | SH | SOLE | 1,167,400 | 0 | 0 | ||
Heritage-Crystal Clean Inc | COM | 42726M106 | 2,557 | 119,785 | SH | DFND | 0 | 0 | 119,785 | ||
Inspired Entertainment Inc | COM | 45782n108 | 383 | 62,780 | SH | SOLE | 62,780 | 0 | 0 | ||
INTL FCStone Inc | COM | 46116V105 | 22,374 | 463,030 | SH | SOLE | 463,030 | 0 | 0 | ||
INTL FCStone Inc | COM | 46116V105 | 2,992 | 61,912 | SH | DFND | 0 | 0 | 61,912 | ||
Issuer Direct Corporation | COM | 46520m204 | 1,831 | 119,700 | SH | SOLE | 119,700 | 0 | 0 | ||
Ituran Location and Control Lt | COM | m6158m104 | 1,281 | 37,226 | SH | SOLE | 37,226 | 0 | 0 | ||
Jefferies Financial Group Inc | COM | 47233W109 | 9,644 | 439,146 | SH | SOLE | 439,146 | 0 | 0 | ||
JG Boswell Company | COM | 101205102 | 651 | 1,000 | SH | SOLE | 1,000 | 0 | 0 | ||
Johnson Controls International | COM | G51502105 | 4,038 | 115,360 | SH | SOLE | 115,360 | 0 | 0 | ||
JPMorgan Chase & Company | COM | 46625H100 | 8,757 | 77,606 | SH | SOLE | 77,606 | 0 | 0 | ||
Liberty Formula One A | COM | 531229870 | 1,271 | 35,730 | SH | SOLE | 35,730 | 0 | 0 | ||
Liberty Global Plc A | COM | g5480u104 | 8,025 | 277,390 | SH | SOLE | 277,390 | 0 | 0 | ||
Liberty Latin America CL A | COM | G9001E102 | 4,663 | 223,740 | SH | SOLE | 223,740 | 0 | 0 | ||
Liberty Latin America CL A | COM | G9001E102 | 834 | 40,000 | SH | DFND | 0 | 0 | 40,000 | ||
Liberty Latin America CL C | COM | G9001E128 | 23 | 1,123 | SH | SOLE | 1,123 | 0 | 0 | ||
Liberty SiriusXM Group - A | COM | 531229409 | 10,991 | 253,008 | SH | SOLE | 253,008 | 0 | 0 | ||
LSI Industries Inc | COM | 50216C108 | 1,610 | 350,000 | SH | SOLE | 350,000 | 0 | 0 | ||
Macquarie Infrastructure Corp | COM | 55608B105 | 18,322 | 397,180 | SH | SOLE | 397,180 | 0 | 0 | ||
Macquarie Infrastructure Corp | COM | 55608B105 | 2,237 | 48,500 | SH | DFND | 0 | 0 | 48,500 | ||
MAM Software Group Inc | COM | 55277Q201 | 7,079 | 919,335 | SH | SOLE | 919,335 | 0 | 0 | ||
Mattel Inc | COM | 577081102 | 4,457 | 283,900 | SH | SOLE | 283,900 | 0 | 0 | ||
Millicom International Cellula | COM | l6388f110 | 38,367 | 671,107 | SH | SOLE | 671,107 | 0 | 0 | ||
Millicom International Cellula | COM | l6388f110 | 3,311 | 57,915 | SH | DFND | 0 | 0 | 57,915 | ||
MSC Industrial Direct Co Inc | COM | 553530106 | 1,091 | 12,387 | SH | SOLE | 12,387 | 0 | 0 | ||
Northern Technologies Internat | COM | 665809109 | 1,388 | 40,000 | SH | SOLE | 40,000 | 0 | 0 | ||
NOW Inc | COM | 67011p100 | 18,427 | 1,113,385 | SH | SOLE | 1,113,385 | 0 | 0 | ||
NOW Inc | COM | 67011p100 | 2,241 | 135,400 | SH | DFND | 0 | 0 | 135,400 | ||
Oppenheimer Holdings CL A | COM | 683797104 | 1,264 | 40,000 | SH | SOLE | 40,000 | 0 | 0 | ||
Outfront Media Inc | COM | 69007J106 | 138 | 6,900 | SH | SOLE | 6,900 | 0 | 0 | ||
Pandora Media Inc | COM | 698354107 | 19,178 | 2,016,635 | SH | SOLE | 2,016,635 | 0 | 0 | ||
Pandora Media Inc | COM | 698354107 | 1,939 | 203,900 | SH | DFND | 0 | 0 | 203,900 | ||
Par Pacific Holdings Inc | COM | 69888T207 | 1,289 | 63,200 | SH | SOLE | 63,200 | 0 | 0 | ||
Patriot Transportation Holding | COM | 70338w105 | 652 | 33,882 | SH | SOLE | 33,882 | 0 | 0 | ||
Patterson Companies Inc | COM | 703395103 | 15,842 | 647,937 | SH | SOLE | 647,937 | 0 | 0 | ||
Patterson Companies Inc | COM | 703395103 | 2,445 | 100,000 | SH | DFND | 0 | 0 | 100,000 | ||
Qurate Retail Inc | COM | 74915M100 | 10,179 | 458,287 | SH | SOLE | 458,287 | 0 | 0 | ||
Reading International Inc | COM | 755408101 | 1,580 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
Seacor Holdings Inc | COM | 811904101 | 988 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
SEACOR Marine Holdings Inc | COM | 78413P101 | 1,152 | 50,900 | SH | SOLE | 50,900 | 0 | 0 | ||
SIFCO Industries Inc | COM | 826546103 | 984 | 194,814 | SH | SOLE | 194,814 | 0 | 0 | ||
Smart & Final Stores Inc | COM | 83190b101 | 11,153 | 1,956,682 | SH | SOLE | 1,956,682 | 0 | 0 | ||
Smart & Final Stores Inc | COM | 83190b101 | 991 | 173,800 | SH | DFND | 0 | 0 | 173,800 | ||
Southern Natl Bancorp Of VA In | COM | 843395104 | 1,134 | 70,000 | SH | SOLE | 70,000 | 0 | 0 | ||
Spectrum Brands Holdings Inc | COM | 84790a105 | 15,477 | 207,133 | SH | SOLE | 207,133 | 0 | 0 | ||
Spectrum Brands Holdings Inc | COM | 84790a105 | 2,615 | 35,000 | SH | DFND | 0 | 0 | 35,000 | ||
Star Group L.P. | COM | 85512C105 | 2,438 | 249,550 | SH | SOLE | 249,550 | 0 | 0 | ||
State Street Corp | COM | 857477103 | 126 | 1,500 | SH | SOLE | 1,500 | 0 | 0 | ||
TE Connectivity Ltd | COM | H84989104 | 4,015 | 45,666 | SH | SOLE | 45,666 | 0 | 0 | ||
TEGNA Inc | COM | 87901j105 | 41,129 | 3,438,849 | SH | SOLE | 3,438,849 | 0 | 0 | ||
TEGNA Inc | COM | 87901j105 | 3,947 | 330,000 | SH | DFND | 0 | 0 | 330,000 | ||
The Bank of New York Mellon Co | COM | 064058100 | 7,986 | 156,615 | SH | SOLE | 156,615 | 0 | 0 | ||
The Monarch Cement Company | COM | 609031307 | 1,316 | 17,900 | SH | SOLE | 17,900 | 0 | 0 | ||
Transcat Inc | COM | 893529107 | 1,599 | 70,000 | SH | SOLE | 70,000 | 0 | 0 | ||
Tupperware Brands Corp | COM | 899896104 | 24,304 | 726,584 | SH | SOLE | 726,584 | 0 | 0 | ||
Tupperware Brands Corp | COM | 899896104 | 3,161 | 94,500 | SH | DFND | 0 | 0 | 94,500 | ||
UFP Technologies Inc | COM | 902673102 | 23,424 | 637,382 | SH | SOLE | 637,382 | 0 | 0 | ||
UFP Technologies Inc | COM | 902673102 | 2,778 | 75,600 | SH | DFND | 0 | 0 | 75,600 | ||
United States Lime & Mineral I | COM | 911922102 | 1,231 | 15,592 | SH | SOLE | 15,592 | 0 | 0 | ||
Viacom Inc New CL B | COM | 92553P201 | 6,732 | 199,413 | SH | SOLE | 199,413 | 0 | 0 | ||
ViaSat Inc | COM | 92552V100 | 48,375 | 756,452 | SH | SOLE | 756,452 | 0 | 0 | ||
ViaSat Inc | COM | 92552V100 | 4,796 | 75,000 | SH | DFND | 0 | 0 | 75,000 | ||
Wesco Aircraft Holdings Inc | COM | 950814103 | 16,664 | 1,481,215 | SH | SOLE | 1,481,215 | 0 | 0 | ||
Wesco Aircraft Holdings Inc | COM | 950814103 | 1,526 | 135,636 | SH | DFND | 0 | 0 | 135,636 | ||
White Mountains Insurance Grou | COM | G9618E107 | 78 | 83 | SH | SOLE | 83 | 0 | 0 | ||
Williams-Sonoma Inc | COM | 969904101 | 1,033 | 15,723 | SH | SOLE | 15,723 | 0 | 0 | ||
WPX Energy Inc | COM | 98212b103 | 8 | 375 | SH | SOLE | 375 | 0 | 0 |