The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
|
COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
Abbott Laboratories | COM | 002824100 | 126 | 1,500 | SH | SOLE | 1,500 | 0 | 0 | ||
AbbVie Inc | COM | 00287y109 | 114 | 1,500 | SH | SOLE | 1,500 | 0 | 0 | ||
Actuant Corp Cl A | COM | 00508x203 | 8,772 | 399,815 | SH | SOLE | 399,815 | 0 | 0 | ||
Actuant Corp Cl A | COM | 00508x203 | 4,017 | 183,100 | SH | DFND | 0 | 0 | 183,100 | ||
Acuity Brands Inc | COM | 00508y102 | 8,279 | 61,420 | SH | SOLE | 61,420 | 0 | 0 | ||
AGNC Investment Corp | PFD | 00123q500 | 1,090 | 42,300 | SH | SOLE | 42,300 | 0 | 0 | ||
ALJ Regional Holdings Inc | COM | 001627108 | 732 | 526,800 | SH | SOLE | 526,800 | 0 | 0 | ||
Alleghany Corp | COM | 017175100 | 10,230 | 12,823 | SH | SOLE | 12,823 | 0 | 0 | ||
A-Mark Precious Metals Inc | COM | 00181T107 | 586 | 48,600 | SH | SOLE | 48,600 | 0 | 0 | ||
American Vanguard Corp | COM | 030371108 | 9,852 | 627,505 | SH | SOLE | 627,505 | 0 | 0 | ||
American Vanguard Corp | COM | 030371108 | 4,166 | 265,330 | SH | DFND | 0 | 0 | 265,330 | ||
Apex Global Brands Inc | COM | 03755M201 | 1,659 | 1,141,967 | SH | SOLE | 1,141,967 | 0 | 0 | ||
Apex Global Brands Inc | COM | 03755M201 | 180 | 122,593 | SH | DFND | 0 | 0 | 122,593 | ||
Avanos Medical, Inc | COM | 05350v106 | 1,813 | 48,398 | SH | SOLE | 48,398 | 0 | 0 | ||
Avanos Medical, Inc | COM | 05350v106 | 392 | 10,454 | SH | DFND | 0 | 0 | 10,454 | ||
Avid Technology Inc | COM | 05367p100 | 9,469 | 1,529,723 | SH | SOLE | 1,529,723 | 0 | 0 | ||
Avid Technology Inc | COM | 05367p100 | 3,508 | 566,729 | SH | DFND | 0 | 0 | 566,729 | ||
Axalta Coating Systems Ltd | COM | g0750c108 | 10,268 | 340,578 | SH | SOLE | 340,578 | 0 | 0 | ||
Big 5 Sporting Goods Corp | COM | 08915P101 | 624 | 300,000 | SH | SOLE | 300,000 | 0 | 0 | ||
Capital Senior Living Corp | COM | 140475104 | 11,530 | 2,632,309 | SH | SOLE | 2,632,309 | 0 | 0 | ||
Capital Senior Living Corp | COM | 140475104 | 4,571 | 1,043,700 | SH | DFND | 0 | 0 | 1,043,700 | ||
Carbon Energy Corporation | COM | 14110q100 | 1,069 | 267,330 | SH | SOLE | 267,330 | 0 | 0 | ||
Carrols Restaurant Group Inc | COM | 14574x104 | 4,892 | 590,145 | SH | SOLE | 590,145 | 0 | 0 | ||
Carrols Restaurant Group Inc | COM | 14574x104 | 1,828 | 220,555 | SH | DFND | 0 | 0 | 220,555 | ||
Cars.com Inc | COM | 14575e105 | 449 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
CenturyLink Inc | COM | 156700106 | 8,834 | 707,875 | SH | SOLE | 707,875 | 0 | 0 | ||
CenturyLink Inc | COM | 156700106 | 1,747 | 140,000 | SH | DFND | 0 | 0 | 140,000 | ||
Chevron Corp | COM | 166764100 | 119 | 1,000 | SH | SOLE | 1,000 | 0 | 0 | ||
Clean Harbors Inc | COM | 184496107 | 1,247 | 16,158 | SH | SOLE | 16,158 | 0 | 0 | ||
Colfax Corp | COM | 194014106 | 26,586 | 914,870 | SH | SOLE | 914,870 | 0 | 0 | ||
Colfax Corp | COM | 194014106 | 9,378 | 322,700 | SH | DFND | 0 | 0 | 322,700 | ||
CommVault Systems Inc | COM | 204166102 | 9,890 | 221,200 | SH | SOLE | 221,200 | 0 | 0 | ||
CommVault Systems Inc | COM | 204166102 | 3,344 | 74,800 | SH | DFND | 0 | 0 | 74,800 | ||
Compass Minerals International | COM | 20451n101 | 31,355 | 555,053 | SH | SOLE | 555,053 | 0 | 0 | ||
Compass Minerals International | COM | 20451n101 | 9,191 | 162,700 | SH | DFND | 0 | 0 | 162,700 | ||
Computer Task Group Inc | COM | 205477102 | 167 | 33,400 | SH | SOLE | 33,400 | 0 | 0 | ||
Contango ORE Inc | COM | 21077f100 | 160 | 11,427 | SH | SOLE | 11,427 | 0 | 0 | ||
CSW Industrials Inc | COM | 126402106 | 6,599 | 95,594 | SH | SOLE | 95,594 | 0 | 0 | ||
CSW Industrials Inc | COM | 126402106 | 3,079 | 44,600 | SH | DFND | 0 | 0 | 44,600 | ||
DLH Holdings Corp | COM | 23335q100 | 671 | 150,497 | SH | SOLE | 150,497 | 0 | 0 | ||
E.W. Scripps Company | COM | 811054402 | 25,059 | 1,887,009 | SH | SOLE | 1,887,009 | 0 | 0 | ||
E.W. Scripps Company | COM | 811054402 | 7,821 | 588,900 | SH | DFND | 0 | 0 | 588,900 | ||
Equity Commonwealth | COM | 294628102 | 10,013 | 292,340 | SH | SOLE | 292,340 | 0 | 0 | ||
Equity Commonwealth | COM | 294628102 | 4,761 | 139,000 | SH | DFND | 0 | 0 | 139,000 | ||
Evoqua Water Technologies Corp | COM | 30057t105 | 851 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
FMC Corp | COM | 302491303 | 5,800 | 66,145 | SH | SOLE | 66,145 | 0 | 0 | ||
FRMO Corp | COM | 30262f205 | 505 | 73,400 | SH | SOLE | 73,400 | 0 | 0 | ||
FRP Holdings Inc | COM | 30292l107 | 451 | 9,393 | SH | SOLE | 9,393 | 0 | 0 | ||
GCP Applied Technologies Inc | COM | 36164Y101 | 5,388 | 279,900 | SH | SOLE | 279,900 | 0 | 0 | ||
GCP Applied Technologies Inc | COM | 36164Y101 | 2,822 | 146,600 | SH | DFND | 0 | 0 | 146,600 | ||
General Electric Company | COM | 369604103 | 2,705 | 302,525 | SH | SOLE | 302,525 | 0 | 0 | ||
Global Indemnity Limited | COM | G3933F105 | 684 | 27,400 | SH | SOLE | 27,400 | 0 | 0 | ||
GP Strategies Corp | COM | 36225v104 | 22,575 | 1,758,144 | SH | SOLE | 1,758,144 | 0 | 0 | ||
GP Strategies Corp | COM | 36225v104 | 7,633 | 594,435 | SH | DFND | 0 | 0 | 594,435 | ||
Great Elm Capital Corp | COM | 390320109 | 81 | 9,900 | SH | SOLE | 9,900 | 0 | 0 | ||
Great Elm Capital Group Inc | COM | 39036p209 | 6,384 | 1,739,398 | SH | SOLE | 1,739,398 | 0 | 0 | ||
Hallador Energy Company | COM | 40609P105 | 733 | 202,500 | SH | SOLE | 202,500 | 0 | 0 | ||
Hallmark Financial Services Inc | COM | 40624q203 | 14,824 | 774,911 | SH | SOLE | 774,911 | 0 | 0 | ||
Hallmark Financial Services Inc | COM | 40624q203 | 6,001 | 313,670 | SH | DFND | 0 | 0 | 313,670 | ||
Henry Schein Inc | COM | 806407102 | 7,138 | 112,413 | SH | SOLE | 112,413 | 0 | 0 | ||
Heritage-Crystal Clean Inc | COM | 42726m106 | 19,597 | 739,493 | SH | SOLE | 739,493 | 0 | 0 | ||
Heritage-Crystal Clean Inc | COM | 42726m106 | 6,660 | 251,338 | SH | DFND | 0 | 0 | 251,338 | ||
Inspired Entertainment Inc | COM | 45782n108 | 575 | 80,000 | SH | SOLE | 80,000 | 0 | 0 | ||
INTL FCStone Inc | COM | 46116v105 | 14,842 | 361,461 | SH | SOLE | 361,461 | 0 | 0 | ||
INTL FCStone Inc | COM | 46116v105 | 5,464 | 133,065 | SH | DFND | 0 | 0 | 133,065 | ||
Issuer Direct Corporation | COM | 46520m204 | 1,219 | 117,888 | SH | SOLE | 117,888 | 0 | 0 | ||
Ituran Location and Control Ltd | COM | m6158m104 | 1,363 | 55,000 | SH | SOLE | 55,000 | 0 | 0 | ||
JPMorgan Chase & Company | COM | 46625h100 | 6,290 | 53,448 | SH | SOLE | 53,448 | 0 | 0 | ||
Liberty Formula One A | COM | 531229870 | 28 | 700 | SH | SOLE | 700 | 0 | 0 | ||
Liberty Global Plc A | COM | g5480u104 | 3,062 | 123,725 | SH | SOLE | 123,725 | 0 | 0 | ||
Liberty SiriusXM Group A | COM | 531229409 | 10,615 | 255,358 | SH | SOLE | 255,358 | 0 | 0 | ||
LogMeIn Inc | COM | 54142L109 | 14,121 | 199,000 | SH | SOLE | 199,000 | 0 | 0 | ||
LogMeIn Inc | COM | 54142L109 | 4,116 | 58,000 | SH | DFND | 0 | 0 | 58,000 | ||
LSI Industries Inc | COM | 50216C108 | 1,305 | 250,000 | SH | SOLE | 250,000 | 0 | 0 | ||
Macquarie Infrastructure Corp | COM | 55608b105 | 10,830 | 274,380 | SH | SOLE | 274,380 | 0 | 0 | ||
Macquarie Infrastructure Corp | COM | 55608b105 | 4,543 | 115,100 | SH | DFND | 0 | 0 | 115,100 | ||
Mattel Inc | COM | 577081102 | 3,071 | 269,600 | SH | SOLE | 269,600 | 0 | 0 | ||
Millicom International Cellular | COM | l6388f110 | 31,092 | 638,825 | SH | SOLE | 638,825 | 0 | 0 | ||
Millicom International Cellular | COM | l6388f110 | 8,375 | 172,074 | SH | DFND | 0 | 0 | 172,074 | ||
MSC Industrial Direct Co Inc | COM | 553530106 | 1,165 | 16,066 | SH | SOLE | 16,066 | 0 | 0 | ||
Mueller Water Products Inc A | COM | 624758108 | 5,838 | 519,401 | SH | SOLE | 519,401 | 0 | 0 | ||
Mueller Water Products Inc A | COM | 624758108 | 2,361 | 210,055 | SH | DFND | 0 | 0 | 210,055 | ||
Northern Technologies International | COM | 665809109 | 1,738 | 141,667 | SH | SOLE | 141,667 | 0 | 0 | ||
NOW Inc | COM | 67011p100 | 7,936 | 691,885 | SH | SOLE | 691,885 | 0 | 0 | ||
NOW Inc | COM | 67011p100 | 3,584 | 312,500 | SH | DFND | 0 | 0 | 312,500 | ||
Par Pacific Holdings Inc | COM | 69888T207 | 800 | 35,000 | SH | SOLE | 35,000 | 0 | 0 | ||
Park Aerospace Corp | COM | 70014A104 | 878 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
Patriot Transportation Holding | COM | 70338w105 | 606 | 33,882 | SH | SOLE | 33,882 | 0 | 0 | ||
Patterson Companies Inc | COM | 703395103 | 11,440 | 641,978 | SH | SOLE | 641,978 | 0 | 0 | ||
Patterson Companies Inc | COM | 703395103 | 5,175 | 290,400 | SH | DFND | 0 | 0 | 290,400 | ||
Phibro Animal Health Corp A | COM | 71742q106 | 8,955 | 419,831 | SH | SOLE | 419,831 | 0 | 0 | ||
Phibro Animal Health Corp A | COM | 71742q106 | 3,546 | 166,225 | SH | DFND | 0 | 0 | 166,225 | ||
Qurate Retail Inc | COM | 74915m100 | 3,426 | 332,145 | SH | SOLE | 332,145 | 0 | 0 | ||
Reading International Inc | COM | 755408101 | 598 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
Seacor Holdings Inc | COM | 811904101 | 471 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
SEACOR Marine Holdings Inc | COM | 78413P101 | 799 | 63,533 | SH | SOLE | 63,533 | 0 | 0 | ||
Sensata Technologies Holding | COM | G8060N102 | 1,174 | 23,448 | SH | SOLE | 23,448 | 0 | 0 | ||
SIFCO Industries Inc | COM | 826546103 | 656 | 242,000 | SH | SOLE | 242,000 | 0 | 0 | ||
Sirius XM Holdings Inc | COM | 82968b103 | 1,148 | 183,520 | SH | SOLE | 183,520 | 0 | 0 | ||
Southern Natl Bancorp Of VA Inc | COM | 843395104 | 769 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
Spectrum Brands Holdings Inc | COM | 84790a105 | 13,041 | 247,371 | SH | SOLE | 247,371 | 0 | 0 | ||
Spectrum Brands Holdings Inc | COM | 84790a105 | 4,278 | 81,151 | SH | DFND | 0 | 0 | 81,151 | ||
Standex International Corp | COM | 854231107 | 8,053 | 110,402 | SH | SOLE | 110,402 | 0 | 0 | ||
Standex International Corp | COM | 854231107 | 3,924 | 53,800 | SH | DFND | 0 | 0 | 53,800 | ||
Star Group L.P. | COM | 85512c105 | 1,079 | 113,900 | SH | SOLE | 113,900 | 0 | 0 | ||
Tapestry Inc | COM | 876030107 | 5,582 | 214,269 | SH | SOLE | 214,269 | 0 | 0 | ||
TE Connectivity Ltd | COM | h84989104 | 3,294 | 35,350 | SH | SOLE | 35,350 | 0 | 0 | ||
TEGNA Inc | COM | 87901j105 | 13,735 | 884,408 | SH | SOLE | 884,408 | 0 | 0 | ||
TEGNA Inc | COM | 87901j105 | 4,355 | 280,400 | SH | DFND | 0 | 0 | 280,400 | ||
The Bank of New York Mellon Co | COM | 064058100 | 4,002 | 88,515 | SH | SOLE | 88,515 | 0 | 0 | ||
The Monarch Cement Company | COM | 609031307 | 1,346 | 21,882 | SH | SOLE | 21,882 | 0 | 0 | ||
Transcat Inc | COM | 893529107 | 1,024 | 40,000 | SH | SOLE | 40,000 | 0 | 0 | ||
Trinity Place Holdings Inc | COM | 89656d101 | 400 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
UFP Technologies Inc | COM | 902673102 | 15,595 | 404,027 | SH | SOLE | 404,027 | 0 | 0 | ||
UFP Technologies Inc | COM | 902673102 | 5,879 | 152,300 | SH | DFND | 0 | 0 | 152,300 | ||
United States Lime & Mineral | COM | 911922102 | 1,193 | 15,592 | SH | SOLE | 15,592 | 0 | 0 | ||
Verso Corp | COM | 92531l207 | 309 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
Viacom Inc New CL B | COM | 92553p201 | 6,133 | 255,226 | SH | SOLE | 255,226 | 0 | 0 | ||
ViaSat Inc | COM | 92552v100 | 26,542 | 352,393 | SH | SOLE | 352,393 | 0 | 0 | ||
ViaSat Inc | COM | 92552v100 | 8,104 | 107,600 | SH | DFND | 0 | 0 | 107,600 | ||
Viemed Healthcare, Inc | COM | 92663r105 | 623 | 90,000 | SH | SOLE | 90,000 | 0 | 0 | ||
Wells Fargo & Company FPP | PFD | 949746804 | 857 | 565 | SH | SOLE | 565 | 0 | 0 | ||
Wesco Aircraft Holdings Inc | COM | 950814103 | 9,037 | 820,825 | SH | SOLE | 820,825 | 0 | 0 | ||
Wesco Aircraft Holdings Inc | COM | 950814103 | 4,547 | 413,017 | SH | DFND | 0 | 0 | 413,017 | ||
White Mountains Insurance Group | COM | g9618e107 | 90 | 83 | SH | SOLE | 83 | 0 | 0 | ||
Williams-Sonoma Inc | COM | 969904101 | 956 | 14,066 | SH | SOLE | 14,066 | 0 | 0 | ||
Yelp Inc | COM | 985817105 | 11,770 | 338,700 | SH | SOLE | 338,700 | 0 | 0 | ||
Yelp Inc | COM | 985817105 | 4,360 | 125,464 | SH | DFND | 0 | 0 | 125,464 |