The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AGNC Investment Corp 7 10/15/ | PFD | 00123q500 | 944 | 36,300 | SH | SOLE | 36,300 | 0 | 0 | ||
Wells Fargo & Company FPP 7.5 | PFD | 949746804 | 587 | 405 | SH | SOLE | 405 | 0 | 0 | ||
A-Mark Precious Metals Inc | COM | 00181T107 | 358 | 43,305 | SH | SOLE | 43,305 | 0 | 0 | ||
Abbott Laboratories | COM | 002824100 | 130 | 1,500 | SH | SOLE | 1,500 | 0 | 0 | ||
AbbVie Inc | COM | 00287y109 | 133 | 1,500 | SH | SOLE | 1,500 | 0 | 0 | ||
Actuant Corp Cl A | COM | 00508x203 | 8,325 | 319,842 | SH | SOLE | 319,842 | 0 | 0 | ||
Actuant Corp Cl A | COM | 00508x203 | 3,597 | 138,200 | SH | DFND | 0 | 0 | 138,200 | ||
Acuity Brands Inc | COM | 00508y102 | 8,458 | 61,293 | SH | SOLE | 61,293 | 0 | 0 | ||
ALJ Regional Holdings Inc | COM | 001627108 | 602 | 523,800 | SH | SOLE | 523,800 | 0 | 0 | ||
Alleghany Corp | COM | 017175100 | 8,802 | 11,008 | SH | SOLE | 11,008 | 0 | 0 | ||
American Vanguard Corp | COM | 030371108 | 9,157 | 470,313 | SH | SOLE | 470,313 | 0 | 0 | ||
American Vanguard Corp | COM | 030371108 | 3,769 | 193,562 | SH | DFND | 0 | 0 | 193,562 | ||
Apex Global Brands Inc | COM | 03755M201 | 880 | 1,141,964 | SH | SOLE | 1,141,964 | 0 | 0 | ||
Apex Global Brands Inc | COM | 03755M201 | 96 | 122,594 | SH | DFND | 0 | 0 | 122,594 | ||
Avanos Medical, Inc | COM | 05350v106 | 5,786 | 171,703 | SH | SOLE | 171,703 | 0 | 0 | ||
Avanos Medical, Inc | COM | 05350v106 | 2,824 | 83,800 | SH | DFND | 0 | 0 | 83,800 | ||
Avid Technology Inc | COM | 05367p100 | 13,080 | 1,524,423 | SH | SOLE | 1,524,423 | 0 | 0 | ||
Avid Technology Inc | COM | 05367p100 | 4,870 | 567,629 | SH | DFND | 0 | 0 | 567,629 | ||
Axalta Coating Systems Ltd | COM | g0750c108 | 10,068 | 331,173 | SH | SOLE | 331,173 | 0 | 0 | ||
Big 5 Sporting Goods Corp | COM | 08915P101 | 900 | 300,000 | SH | SOLE | 300,000 | 0 | 0 | ||
Capital Senior Living Corp | COM | 140475104 | 8,053 | 2,606,159 | SH | SOLE | 2,606,159 | 0 | 0 | ||
Capital Senior Living Corp | COM | 140475104 | 3,225 | 1,043,700 | SH | DFND | 0 | 0 | 1,043,700 | ||
Carbon Energy Corporation | COM | 14110q100 | 842 | 267,330 | SH | SOLE | 267,330 | 0 | 0 | ||
Carrols Restaurant Group Inc | COM | 14574x104 | 3,925 | 556,679 | SH | SOLE | 556,679 | 0 | 0 | ||
Carrols Restaurant Group Inc | COM | 14574x104 | 1,555 | 220,555 | SH | DFND | 0 | 0 | 220,555 | ||
Cars.com Inc | COM | 14575e105 | 611 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
CenturyLink Inc | COM | 156700106 | 8,285 | 627,176 | SH | SOLE | 627,176 | 0 | 0 | ||
CenturyLink Inc | COM | 156700106 | 1,849 | 140,000 | SH | DFND | 0 | 0 | 140,000 | ||
Chevron Corp | COM | 166764100 | 121 | 1,000 | SH | SOLE | 1,000 | 0 | 0 | ||
Clean Harbors Inc | COM | 184496107 | 1,140 | 13,298 | SH | SOLE | 13,298 | 0 | 0 | ||
Colfax Corp | COM | 194014106 | 29,318 | 805,870 | SH | SOLE | 805,870 | 0 | 0 | ||
Colfax Corp | COM | 194014106 | 9,881 | 271,600 | SH | DFND | 0 | 0 | 271,600 | ||
CommVault Systems Inc | COM | 204166102 | 12,254 | 274,500 | SH | SOLE | 274,500 | 0 | 0 | ||
CommVault Systems Inc | COM | 204166102 | 4,397 | 98,500 | SH | DFND | 0 | 0 | 98,500 | ||
Compass Minerals International | COM | 20451n101 | 38,132 | 625,530 | SH | SOLE | 625,530 | 0 | 0 | ||
Compass Minerals International | COM | 20451n101 | 11,692 | 191,800 | SH | DFND | 0 | 0 | 191,800 | ||
Contango ORE Inc | COM | 21077f100 | 161 | 11,133 | SH | SOLE | 11,133 | 0 | 0 | ||
CSW Industrials Inc | COM | 126402106 | 4,195 | 54,480 | SH | SOLE | 54,480 | 0 | 0 | ||
CSW Industrials Inc | COM | 126402106 | 1,779 | 23,100 | SH | DFND | 0 | 0 | 23,100 | ||
DLH Holdings Corp | COM | 23335q100 | 892 | 212,831 | SH | SOLE | 212,831 | 0 | 0 | ||
E.W. Scripps Company | COM | 811054402 | 29,587 | 1,883,309 | SH | SOLE | 1,883,309 | 0 | 0 | ||
E.W. Scripps Company | COM | 811054402 | 9,252 | 588,900 | SH | DFND | 0 | 0 | 588,900 | ||
Emerald Expositions Events Inc | COM | 29103b100 | 1,830 | 173,417 | SH | SOLE | 173,417 | 0 | 0 | ||
Emerald Expositions Events Inc | COM | 29103b100 | 885 | 83,900 | SH | DFND | 0 | 0 | 83,900 | ||
Equity Commonwealth | COM | 294628102 | 9,926 | 302,340 | SH | SOLE | 302,340 | 0 | 0 | ||
Equity Commonwealth | COM | 294628102 | 4,888 | 148,900 | SH | DFND | 0 | 0 | 148,900 | ||
Expedia Group Inc | COM | 30212p303 | 1,249 | 11,547 | SH | SOLE | 11,547 | 0 | 0 | ||
FMC Corp | COM | 302491303 | 6,164 | 61,749 | SH | SOLE | 61,749 | 0 | 0 | ||
FRMO Corp | COM | 30262f205 | 421 | 73,400 | SH | SOLE | 73,400 | 0 | 0 | ||
FRP Holdings Inc | COM | 30292l107 | 468 | 9,393 | SH | SOLE | 9,393 | 0 | 0 | ||
GCP Applied Technologies Inc | COM | 36164Y101 | 6,384 | 281,100 | SH | SOLE | 281,100 | 0 | 0 | ||
GCP Applied Technologies Inc | COM | 36164Y101 | 3,329 | 146,600 | SH | DFND | 0 | 0 | 146,600 | ||
General Electric Company | COM | 369604103 | 3,319 | 297,400 | SH | SOLE | 297,400 | 0 | 0 | ||
Global Indemnity Limited | COM | G3933F105 | 1,037 | 35,000 | SH | SOLE | 35,000 | 0 | 0 | ||
GP Strategies Corp | COM | 36225v104 | 23,920 | 1,807,975 | SH | SOLE | 1,807,975 | 0 | 0 | ||
GP Strategies Corp | COM | 36225v104 | 7,923 | 598,835 | SH | DFND | 0 | 0 | 598,835 | ||
Great Elm Capital Corp | COM | 390320109 | 77 | 9,900 | SH | SOLE | 9,900 | 0 | 0 | ||
Great Elm Capital Group Inc | COM | 39036p209 | 5,810 | 1,739,398 | SH | SOLE | 1,739,398 | 0 | 0 | ||
Gulf Island Fabrication Inc | COM | 402307102 | 634 | 125,000 | SH | SOLE | 125,000 | 0 | 0 | ||
Hallador Energy Company | COM | 40609P105 | 891 | 300,000 | SH | SOLE | 300,000 | 0 | 0 | ||
Hallmark Financial Services Inc | COM | 40624q203 | 13,021 | 741,111 | SH | SOLE | 741,111 | 0 | 0 | ||
Hallmark Financial Services Inc | COM | 40624q203 | 5,501 | 313,070 | SH | DFND | 0 | 0 | 313,070 | ||
Henry Schein Inc | COM | 806407102 | 7,357 | 110,270 | SH | SOLE | 110,270 | 0 | 0 | ||
Heritage-Crystal Clean Inc | COM | 42726m106 | 13,962 | 445,063 | SH | SOLE | 445,063 | 0 | 0 | ||
Heritage-Crystal Clean Inc | COM | 42726m106 | 5,472 | 174,438 | SH | DFND | 0 | 0 | 174,438 | ||
Inspired Entertainment Inc | COM | 45782n108 | 540 | 80,000 | SH | SOLE | 80,000 | 0 | 0 | ||
INTL FCStone Inc | COM | 46116v105 | 16,927 | 346,661 | SH | SOLE | 346,661 | 0 | 0 | ||
INTL FCStone Inc | COM | 46116v105 | 6,086 | 124,627 | SH | DFND | 0 | 0 | 124,627 | ||
Issuer Direct Corporation | COM | 46520m204 | 1,378 | 117,888 | SH | SOLE | 117,888 | 0 | 0 | ||
Ituran Location and Control Ltd | COM | m6158m104 | 1,759 | 69,994 | SH | SOLE | 69,994 | 0 | 0 | ||
JPMorgan Chase & Company | COM | 46625h100 | 6,050 | 43,402 | SH | SOLE | 43,402 | 0 | 0 | ||
Liberty Formula One A | COM | 531229870 | 31 | 700 | SH | SOLE | 700 | 0 | 0 | ||
Liberty Global Plc A | COM | g5480u104 | 2,196 | 96,565 | SH | SOLE | 96,565 | 0 | 0 | ||
Liberty SiriusXM Group - A | COM | 531229409 | 11,675 | 241,509 | SH | SOLE | 241,509 | 0 | 0 | ||
Liberty TripAdvisor Holdings Inc | COM | 531465102 | 11,390 | 1,549,600 | SH | SOLE | 1,549,600 | 0 | 0 | ||
Liberty TripAdvisor Holdings Inc | COM | 531465102 | 4,800 | 653,100 | SH | DFND | 0 | 0 | 653,100 | ||
LogMeIn Inc | COM | 54142L109 | 11,283 | 131,600 | SH | SOLE | 131,600 | 0 | 0 | ||
LogMeIn Inc | COM | 54142L109 | 2,898 | 33,800 | SH | DFND | 0 | 0 | 33,800 | ||
LSI Industries Inc | COM | 50216C108 | 1,253 | 207,186 | SH | SOLE | 207,186 | 0 | 0 | ||
Macquarie Infrastructure Corp | COM | 55608b105 | 17,214 | 401,815 | SH | SOLE | 401,815 | 0 | 0 | ||
Macquarie Infrastructure Corp | COM | 55608b105 | 6,263 | 146,200 | SH | DFND | 0 | 0 | 146,200 | ||
Mattel Inc | COM | 577081102 | 3,539 | 261,200 | SH | SOLE | 261,200 | 0 | 0 | ||
Millicom International Cellular | COM | l6388f110 | 32,501 | 673,883 | SH | SOLE | 673,883 | 0 | 0 | ||
Millicom International Cellular | COM | l6388f110 | 9,076 | 188,174 | SH | DFND | 0 | 0 | 188,174 | ||
MSC Industrial Direct Co Inc | COM | 553530106 | 1,259 | 16,046 | SH | SOLE | 16,046 | 0 | 0 | ||
Mueller Water Products Inc A | COM | 624758108 | 6,221 | 519,262 | SH | SOLE | 519,262 | 0 | 0 | ||
Mueller Water Products Inc A | COM | 624758108 | 2,516 | 210,055 | SH | DFND | 0 | 0 | 210,055 | ||
Northern Technologies International | COM | 665809109 | 1,992 | 141,667 | SH | SOLE | 141,667 | 0 | 0 | ||
NOW Inc | COM | 67011p100 | 7,777 | 691,885 | SH | SOLE | 691,885 | 0 | 0 | ||
NOW Inc | COM | 67011p100 | 3,512 | 312,500 | SH | DFND | 0 | 0 | 312,500 | ||
Par Pacific Holdings Inc | COM | 69888T207 | 813 | 35,000 | SH | SOLE | 35,000 | 0 | 0 | ||
Park Aerospace Corp | COM | 70014A104 | 1,302 | 80,000 | SH | SOLE | 80,000 | 0 | 0 | ||
Patriot Transportation Holding | COM | 70338w105 | 660 | 33,882 | SH | SOLE | 33,882 | 0 | 0 | ||
Patterson Companies Inc | COM | 703395103 | 11,673 | 569,978 | SH | SOLE | 569,978 | 0 | 0 | ||
Patterson Companies Inc | COM | 703395103 | 4,702 | 229,600 | SH | DFND | 0 | 0 | 229,600 | ||
Phibro Animal Health Corp A | COM | 71742q106 | 10,654 | 429,072 | SH | SOLE | 429,072 | 0 | 0 | ||
Phibro Animal Health Corp A | COM | 71742q106 | 4,127 | 166,225 | SH | DFND | 0 | 0 | 166,225 | ||
Philip Morris Intl Inc | COM | 718172109 | 927 | 10,900 | SH | SOLE | 10,900 | 0 | 0 | ||
Qurate Retail Inc | COM | 74915m100 | 12,457 | 1,477,722 | SH | SOLE | 1,477,722 | 0 | 0 | ||
Qurate Retail Inc | COM | 74915m100 | 4,733 | 561,400 | SH | DFND | 0 | 0 | 561,400 | ||
Reading International Inc | COM | 755408101 | 559 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
Seacor Holdings Inc | COM | 811904101 | 431 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
SEACOR Marine Holdings Inc | COM | 78413P101 | 876 | 63,533 | SH | SOLE | 63,533 | 0 | 0 | ||
Sensata Technologies Holding | COM | G8060N102 | 1,262 | 23,418 | SH | SOLE | 23,418 | 0 | 0 | ||
Sierra Wireless Inc | COM | 826516106 | 627 | 65,700 | SH | SOLE | 65,700 | 0 | 0 | ||
SIFCO Industries Inc | COM | 826546103 | 956 | 242,000 | SH | SOLE | 242,000 | 0 | 0 | ||
Sirius XM Holdings Inc | COM | 82968b103 | 1,312 | 183,520 | SH | SOLE | 183,520 | 0 | 0 | ||
Southern Natl Bancorp Of VA Inc | COM | 843395104 | 817 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
Spectrum Brands Holdings Inc | COM | 84790a105 | 9,418 | 146,496 | SH | SOLE | 146,496 | 0 | 0 | ||
Spectrum Brands Holdings Inc | COM | 84790a105 | 3,604 | 56,051 | SH | DFND | 0 | 0 | 56,051 | ||
Standex International Corp | COM | 854231107 | 8,036 | 101,272 | SH | SOLE | 101,272 | 0 | 0 | ||
Standex International Corp | COM | 854231107 | 4,269 | 53,800 | SH | DFND | 0 | 0 | 53,800 | ||
Star Group L.P. | COM | 85512c105 | 945 | 99,900 | SH | SOLE | 99,900 | 0 | 0 | ||
Tapestry Inc | COM | 876030107 | 4,927 | 182,679 | SH | SOLE | 182,679 | 0 | 0 | ||
TE Connectivity Ltd | COM | h84989104 | 3,001 | 31,315 | SH | SOLE | 31,315 | 0 | 0 | ||
TEGNA Inc | COM | 87901j105 | 12,252 | 734,119 | SH | SOLE | 734,119 | 0 | 0 | ||
TEGNA Inc | COM | 87901j105 | 3,633 | 217,700 | SH | DFND | 0 | 0 | 217,700 | ||
The Bank of New York Mellon Co | COM | 064058100 | 4,296 | 85,365 | SH | SOLE | 85,365 | 0 | 0 | ||
The Monarch Cement Company | COM | 609031307 | 1,322 | 21,882 | SH | SOLE | 21,882 | 0 | 0 | ||
Transcat Inc | COM | 893529107 | 1,115 | 35,000 | SH | SOLE | 35,000 | 0 | 0 | ||
Trinity Place Holdings Inc | COM | 89656d101 | 301 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
Tripadvisor Inc | COM | 896945201 | 1,340 | 44,100 | SH | SOLE | 44,100 | 0 | 0 | ||
UFP Technologies Inc | COM | 902673102 | 13,066 | 263,370 | SH | SOLE | 263,370 | 0 | 0 | ||
UFP Technologies Inc | COM | 902673102 | 5,239 | 105,600 | SH | DFND | 0 | 0 | 105,600 | ||
United States Lime & Mineral Itd | COM | 911922102 | 451 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
Verso Corp | COM | 92531l207 | 451 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
ViacomCBS Inc | COM | 92556h206 | 5,240 | 124,854 | SH | SOLE | 124,854 | 0 | 0 | ||
ViaSat Inc | COM | 92552v100 | 26,234 | 358,407 | SH | SOLE | 358,407 | 0 | 0 | ||
ViaSat Inc | COM | 92552v100 | 7,876 | 107,600 | SH | DFND | 0 | 0 | 107,600 | ||
Viemed Healthcare, Inc | COM | 92663r105 | 930 | 150,000 | SH | SOLE | 150,000 | 0 | 0 | ||
Wesco Aircraft Holdings Inc | COM | 950814103 | 3,185 | 288,988 | SH | SOLE | 288,988 | 0 | 0 | ||
White Mountains Insurance Group | COM | g9618e107 | 81 | 73 | SH | SOLE | 73 | 0 | 0 | ||
Williams-Sonoma Inc | COM | 969904101 | 1,031 | 14,044 | SH | SOLE | 14,044 | 0 | 0 | ||
Yelp Inc | COM | 985817105 | 11,724 | 336,600 | SH | SOLE | 336,600 | 0 | 0 | ||
Yelp Inc | COM | 985817105 | 4,370 | 125,464 | SH | DFND | 0 | 0 | 125,464 |