The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
Abbott Laboratories | COM | 002824100 | 118 | 1,500 | SH | SOLE | 1,500 | 0 | 0 | ||
AbbVie Inc | COM | 00287y109 | 114 | 1,500 | SH | SOLE | 1,500 | 0 | 0 | ||
Acuity Brands Inc | COM | 00508y102 | 11,310 | 132,034 | SH | SOLE | 132,034 | 0 | 0 | ||
Acuity Brands Inc | COM | 00508y102 | 3,024 | 35,300 | SH | DFND | 0 | 0 | 35,300 | ||
AGNC Investment Corp | PFD | 00123q500 | 861 | 43,800 | SH | SOLE | 43,800 | 0 | 0 | ||
ALJ Regional Holdings Inc | COM | 001627108 | 305 | 507,893 | SH | SOLE | 507,893 | 0 | 0 | ||
Alleghany Corporation | COM | 017175100 | 5,948 | 10,768 | SH | SOLE | 10,768 | 0 | 0 | ||
A-Mark Precious Metals Inc | COM | 00181T107 | 453 | 36,904 | SH | SOLE | 36,904 | 0 | 0 | ||
American Vanguard Corporation | COM | 030371108 | 5,220 | 360,965 | SH | SOLE | 360,965 | 0 | 0 | ||
American Vanguard Corporation | COM | 030371108 | 1,921 | 132,854 | SH | DFND | 0 | 0 | 132,854 | ||
Anika Therapeutics Inc | COM | 035255108 | 578 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
Apex Global Brands Inc | COM | 03755M201 | 465 | 1,118,632 | SH | SOLE | 1,118,632 | 0 | 0 | ||
Apex Global Brands Inc | COM | 03755M201 | 51 | 122,594 | SH | DFND | 0 | 0 | 122,594 | ||
Avanos Medical, Inc | COM | 05350v106 | 16,264 | 603,936 | SH | SOLE | 603,936 | 0 | 0 | ||
Avanos Medical, Inc | COM | 05350v106 | 5,588 | 207,500 | SH | DFND | 0 | 0 | 207,500 | ||
Avid Technology Inc | COM | 05367p100 | 9,035 | 1,342,504 | SH | SOLE | 1,342,504 | 0 | 0 | ||
Avid Technology Inc | COM | 05367p100 | 3,425 | 508,929 | SH | DFND | 0 | 0 | 508,929 | ||
Axalta Coating Systems Ltd | COM | g0750c108 | 14,235 | 824,262 | SH | SOLE | 824,262 | 0 | 0 | ||
Axalta Coating Systems Ltd | COM | g0750c108 | 3,901 | 225,900 | SH | DFND | 0 | 0 | 225,900 | ||
Berkshire Hathaway Inc CL B | COM | 084670702 | 3,913 | 21,400 | SH | SOLE | 21,400 | 0 | 0 | ||
Big 5 Sporting Goods Corporation | COM | 08915P101 | 278 | 260,000 | SH | SOLE | 260,000 | 0 | 0 | ||
Capital Senior Living Corporation | COM | 140475104 | 1,557 | 2,684,759 | SH | SOLE | 2,684,759 | 0 | 0 | ||
Capital Senior Living Corporation | COM | 140475104 | 605 | 1,043,700 | SH | DFND | 0 | 0 | 1,043,700 | ||
Carbon Energy Corporation | COM | 14110q100 | 859 | 260,330 | SH | SOLE | 260,330 | 0 | 0 | ||
Cars.com Inc | COM | 14575e105 | 215 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
CenturyLink Inc | COM | 156700106 | 6,436 | 680,308 | SH | SOLE | 680,308 | 0 | 0 | ||
Chevron Corporation | COM | 166764100 | 72 | 1,000 | SH | SOLE | 1,000 | 0 | 0 | ||
Cinemark Holdings Inc | COM | 17243V102 | 4,034 | 395,858 | SH | SOLE | 395,858 | 0 | 0 | ||
Cinemark Holdings Inc | COM | 17243V102 | 1,792 | 175,900 | SH | DFND | 0 | 0 | 175,900 | ||
Clean Harbors Inc | COM | 184496107 | 2,410 | 46,944 | SH | SOLE | 46,944 | 0 | 0 | ||
Colfax Corporation | COM | 194014106 | 16,339 | 825,204 | SH | SOLE | 825,204 | 0 | 0 | ||
Colfax Corporation | COM | 194014106 | 5,651 | 285,400 | SH | DFND | 0 | 0 | 285,400 | ||
CommVault Systems Inc | COM | 204166102 | 10,735 | 265,200 | SH | SOLE | 265,200 | 0 | 0 | ||
CommVault Systems Inc | COM | 204166102 | 3,886 | 96,000 | SH | DFND | 0 | 0 | 96,000 | ||
Compass Minerals International | COM | 20451n101 | 23,328 | 606,385 | SH | SOLE | 606,385 | 0 | 0 | ||
Compass Minerals International | COM | 20451n101 | 7,221 | 187,700 | SH | DFND | 0 | 0 | 187,700 | ||
Contango ORE Inc | COM | 21077f100 | 121 | 15,169 | SH | SOLE | 15,169 | 0 | 0 | ||
CSW Industrials Inc | COM | 126402106 | 3,165 | 48,800 | SH | SOLE | 48,800 | 0 | 0 | ||
CSW Industrials Inc | COM | 126402106 | 1,498 | 23,100 | SH | DFND | 0 | 0 | 23,100 | ||
DLH Holdings Corporation | COM | 23335q100 | 1,545 | 366,868 | SH | SOLE | 366,868 | 0 | 0 | ||
Donaldson Company Inc | COM | 257651109 | 3,451 | 89,327 | SH | SOLE | 89,327 | 0 | 0 | ||
Donaldson Company Inc | COM | 257651109 | 1,514 | 39,200 | SH | DFND | 0 | 0 | 39,200 | ||
E.W. Scripps Company | COM | 811054402 | 13,901 | 1,843,636 | SH | SOLE | 1,843,636 | 0 | 0 | ||
E.W. Scripps Company | COM | 811054402 | 4,681 | 620,800 | SH | DFND | 0 | 0 | 620,800 | ||
Emerald Holding Inc | COM | 29103W104 | 1,235 | 476,713 | SH | SOLE | 476,713 | 0 | 0 | ||
Emerald Holding Inc | COM | 29103W104 | 749 | 289,114 | SH | DFND | 0 | 0 | 289,114 | ||
Enerpac Tool Group Corporation | COM | 292765104 | 4,323 | 261,195 | SH | SOLE | 261,195 | 0 | 0 | ||
Enerpac Tool Group Corporation | COM | 292765104 | 2,411 | 145,700 | SH | DFND | 0 | 0 | 145,700 | ||
Expedia Group Inc | COM | 30212p303 | 193 | 3,431 | SH | SOLE | 3,431 | 0 | 0 | ||
FMC Corporation | COM | 302491303 | 4,850 | 59,372 | SH | SOLE | 59,372 | 0 | 0 | ||
FRMO Corporation | COM | 30262f205 | 356 | 73,400 | SH | SOLE | 73,400 | 0 | 0 | ||
FRP Holdings Inc | COM | 30292l107 | 468 | 10,893 | SH | SOLE | 10,893 | 0 | 0 | ||
GCP Applied Technologies Inc | COM | 36164Y101 | 5,338 | 299,900 | SH | SOLE | 299,900 | 0 | 0 | ||
GCP Applied Technologies Inc | COM | 36164Y101 | 2,802 | 157,400 | SH | DFND | 0 | 0 | 157,400 | ||
General Electric Company | COM | 369604103 | 2,180 | 274,500 | SH | SOLE | 274,500 | 0 | 0 | ||
Global Indemnity Limited | COM | G3933F105 | 1,114 | 43,681 | SH | SOLE | 43,681 | 0 | 0 | ||
GP Strategies Corporation | COM | 36225v104 | 12,079 | 1,855,395 | SH | SOLE | 1,855,395 | 0 | 0 | ||
GP Strategies Corporation | COM | 36225v104 | 4,018 | 617,133 | SH | DFND | 0 | 0 | 617,133 | ||
Great Elm Capital Corporation | COM | 390320109 | 28 | 9,900 | SH | SOLE | 9,900 | 0 | 0 | ||
Great Elm Capital Group Inc | COM | 39036p209 | 3,188 | 1,714,098 | SH | SOLE | 1,714,098 | 0 | 0 | ||
Gulf Island Fabrication Inc | COM | 402307102 | 375 | 125,000 | SH | SOLE | 125,000 | 0 | 0 | ||
Hallador Energy Company | COM | 40609P105 | 285 | 300,000 | SH | SOLE | 300,000 | 0 | 0 | ||
Hallmark Financial Services Inc | COM | 40624q203 | 1,252 | 309,781 | SH | SOLE | 309,781 | 0 | 0 | ||
Hallmark Financial Services Inc | COM | 40624q203 | 1,095 | 271,070 | SH | DFND | 0 | 0 | 271,070 | ||
Henry Schein Inc | COM | 806407102 | 5,045 | 99,858 | SH | SOLE | 99,858 | 0 | 0 | ||
Heritage-Crystal Clean Inc | COM | 42726m106 | 7,178 | 442,003 | SH | SOLE | 442,003 | 0 | 0 | ||
Heritage-Crystal Clean Inc | COM | 42726m106 | 2,410 | 148,428 | SH | DFND | 0 | 0 | 148,428 | ||
Inspired Entertainment Inc | COM | 45782n108 | 266 | 78,571 | SH | SOLE | 78,571 | 0 | 0 | ||
INTL FCStone Inc | COM | 46116v105 | 11,440 | 315,506 | SH | SOLE | 315,506 | 0 | 0 | ||
INTL FCStone Inc | COM | 46116v105 | 3,922 | 108,163 | SH | DFND | 0 | 0 | 108,163 | ||
Issuer Direct Corporation | COM | 46520m204 | 1,019 | 114,488 | SH | SOLE | 114,488 | 0 | 0 | ||
Ituran Location and Control Ltd | COM | m6158m104 | 283 | 19,894 | SH | SOLE | 19,894 | 0 | 0 | ||
JPMorgan Chase & Company | COM | 46625h100 | 2,080 | 23,105 | SH | SOLE | 23,105 | 0 | 0 | ||
Landec Corporation | COM | 514766104 | 348 | 40,000 | SH | SOLE | 40,000 | 0 | 0 | ||
Liberty SiriusXM Group - A | COM | 531229409 | 5,854 | 184,732 | SH | SOLE | 184,732 | 0 | 0 | ||
Liberty TripAdvisor Holdings | COM | 531465102 | 2,954 | 1,641,200 | SH | SOLE | 1,641,200 | 0 | 0 | ||
Liberty TripAdvisor Holdings | COM | 531465102 | 1,364 | 758,000 | SH | DFND | 0 | 0 | 758,000 | ||
LSI Industries Inc | COM | 50216C108 | 529 | 140,000 | SH | SOLE | 140,000 | 0 | 0 | ||
Macquarie Infrastructure Corporation | COM | 55608b105 | 17,795 | 704,745 | SH | SOLE | 704,745 | 0 | 0 | ||
Macquarie Infrastructure Corporation | COM | 55608b105 | 5,099 | 201,958 | SH | DFND | 0 | 0 | 201,958 | ||
Millicom International Cellular | COM | l6388f110 | 18,667 | 657,304 | SH | SOLE | 657,304 | 0 | 0 | ||
Millicom International Cellular | COM | l6388f110 | 5,344 | 188,174 | SH | DFND | 0 | 0 | 188,174 | ||
MSC Industrial Direct Co Inc | COM | 553530106 | 1,011 | 18,389 | SH | SOLE | 18,389 | 0 | 0 | ||
Mueller Water Products Inc A | COM | 624758108 | 5,132 | 640,648 | SH | SOLE | 640,648 | 0 | 0 | ||
Mueller Water Products Inc A | COM | 624758108 | 1,540 | 192,300 | SH | DFND | 0 | 0 | 192,300 | ||
Northern Technologies International | COM | 665809109 | 1,048 | 141,667 | SH | SOLE | 141,667 | 0 | 0 | ||
NOW Inc | COM | 67011p100 | 466 | 90,316 | SH | SOLE | 90,316 | 0 | 0 | ||
NOW Inc | COM | 67011p100 | 198 | 38,300 | SH | DFND | 0 | 0 | 38,300 | ||
ONEOK Inc | COM | 682680103 | 157 | 7,200 | SH | SOLE | 7,200 | 0 | 0 | ||
Par Pacific Holdings Inc | COM | 69888T207 | 248 | 35,000 | SH | SOLE | 35,000 | 0 | 0 | ||
Park Aerospace Corporation | COM | 70014A104 | 1,008 | 80,000 | SH | SOLE | 80,000 | 0 | 0 | ||
Patriot Transportation Holding | COM | 70338w105 | 213 | 22,978 | SH | SOLE | 22,978 | 0 | 0 | ||
Patterson Companies Inc | COM | 703395103 | 5,493 | 359,239 | SH | SOLE | 359,239 | 0 | 0 | ||
Patterson Companies Inc | COM | 703395103 | 2,495 | 163,200 | SH | DFND | 0 | 0 | 163,200 | ||
Phibro Animal Health Corporation | COM | 71742q106 | 10,450 | 432,365 | SH | SOLE | 432,365 | 0 | 0 | ||
Phibro Animal Health Corporation | COM | 71742q106 | 4,018 | 166,225 | SH | DFND | 0 | 0 | 166,225 | ||
Philip Morris Intl Inc | COM | 718172109 | 795 | 10,900 | SH | SOLE | 10,900 | 0 | 0 | ||
Reading International Inc | COM | 755408101 | 415 | 106,765 | SH | SOLE | 106,765 | 0 | 0 | ||
Rexnord Corporation | COM | 76169B102 | 878 | 38,728 | SH | SOLE | 38,728 | 0 | 0 | ||
Seacor Holdings Inc | COM | 811904101 | 270 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
SEACOR Marine Holdings Inc | COM | 78413P101 | 278 | 63,533 | SH | SOLE | 63,533 | 0 | 0 | ||
Sensata Technologies Holding | COM | G8060N102 | 6,267 | 216,630 | SH | SOLE | 216,630 | 0 | 0 | ||
Sensata Technologies Holding | COM | G8060N102 | 3,584 | 123,900 | SH | DFND | 0 | 0 | 123,900 | ||
SIFCO Industries Inc | COM | 826546103 | 483 | 227,601 | SH | SOLE | 227,601 | 0 | 0 | ||
Sirius XM Holdings Inc | COM | 82968b103 | 7 | 1,440 | SH | SOLE | 1,440 | 0 | 0 | ||
Six Flags Entertainment Corporation | COM | 83001a102 | 6,155 | 490,800 | SH | SOLE | 490,800 | 0 | 0 | ||
Six Flags Entertainment Corporation | COM | 83001a102 | 2,321 | 185,100 | SH | DFND | 0 | 0 | 185,100 | ||
Skechers U.S.A., Inc CL A | COM | 830566105 | 2,782 | 117,200 | SH | SOLE | 117,200 | 0 | 0 | ||
Skechers U.S.A., Inc CL A | COM | 830566105 | 1,154 | 48,600 | SH | DFND | 0 | 0 | 48,600 | ||
Southern Natl Bancorp Of VA Inc | COM | 843395104 | 255 | 25,888 | SH | SOLE | 25,888 | 0 | 0 | ||
Spectrum Brands Holdings Inc | COM | 84790a105 | 8,508 | 233,935 | SH | SOLE | 233,935 | 0 | 0 | ||
Spectrum Brands Holdings Inc | COM | 84790a105 | 3,533 | 97,151 | SH | DFND | 0 | 0 | 97,151 | ||
Standex International Corporation | COM | 854231107 | 6,525 | 133,114 | SH | SOLE | 133,114 | 0 | 0 | ||
Standex International Corporation | COM | 854231107 | 2,828 | 57,700 | SH | DFND | 0 | 0 | 57,700 | ||
Star Group L.P. | COM | 85512c105 | 769 | 99,900 | SH | SOLE | 99,900 | 0 | 0 | ||
Tapestry Inc | COM | 876030107 | 929 | 71,743 | SH | SOLE | 71,743 | 0 | 0 | ||
TEGNA Inc | COM | 87901j105 | 3,588 | 330,432 | SH | SOLE | 330,432 | 0 | 0 | ||
TEGNA Inc | COM | 87901j105 | 1,263 | 116,300 | SH | DFND | 0 | 0 | 116,300 | ||
The Bank of New York Mellon Co | COM | 064058100 | 2,377 | 70,565 | SH | SOLE | 70,565 | 0 | 0 | ||
The Monarch Cement Company | COM | 609031307 | 1,058 | 21,582 | SH | SOLE | 21,582 | 0 | 0 | ||
The Williams Companies Inc | COM | 969457100 | 197 | 13,900 | SH | SOLE | 13,900 | 0 | 0 | ||
Transcat Inc | COM | 893529107 | 1,113 | 42,000 | SH | SOLE | 42,000 | 0 | 0 | ||
Trinity Place Holdings Inc | COM | 89656d101 | 164 | 90,000 | SH | SOLE | 90,000 | 0 | 0 | ||
Tripadvisor Inc | COM | 896945201 | 515 | 29,600 | SH | SOLE | 29,600 | 0 | 0 | ||
UFP Technologies Inc | COM | 902673102 | 9,286 | 243,799 | SH | SOLE | 243,799 | 0 | 0 | ||
UFP Technologies Inc | COM | 902673102 | 3,775 | 99,100 | SH | DFND | 0 | 0 | 99,100 | ||
United States Lime & Minerals | COM | 911922102 | 369 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
ViaSat Inc | COM | 92552v100 | 23,275 | 647,978 | SH | SOLE | 647,978 | 0 | 0 | ||
ViaSat Inc | COM | 92552v100 | 6,480 | 180,400 | SH | DFND | 0 | 0 | 180,400 | ||
Viemed Healthcare, Inc | COM | 92663r105 | 714 | 150,000 | SH | SOLE | 150,000 | 0 | 0 | ||
Wells Fargo & Company | COM | 949746101 | 1,145 | 39,900 | SH | SOLE | 39,900 | 0 | 0 | ||
Wells Fargo & Company FPP 7.5 | PFD | 949746804 | 496 | 389 | SH | SOLE | 389 | 0 | 0 | ||
White Mountains Insurance Group | COM | g9618e107 | 66 | 73 | SH | SOLE | 73 | 0 | 0 | ||
Yelp Inc | COM | 985817105 | 5,737 | 318,200 | SH | SOLE | 318,200 | 0 | 0 | ||
Yelp Inc | COM | 985817105 | 2,262 | 125,464 | SH | DFND | 0 | 0 | 125,464 |