The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
Qurate Retail Inc Preferred 03 | PFD | 74915M308 | 357 | 3,300 | SH | SOLE | 3,300 | 0 | 0 | ||
AGNC Investment Corp 7 | PFD | 00123q500 | 416 | 15,700 | SH | SOLE | 15,700 | 0 | 0 | ||
Blueknight Energy Partners 11 | PFD | 09625u208 | 2,652 | 324,657 | SH | SOLE | 324,657 | 0 | 0 | ||
Wells Fargo & Company FPP 7.5 | PFD | 949746804 | 387 | 254 | SH | SOLE | 254 | 0 | 0 | ||
Abbott Laboratories | COM | 002824100 | 151 | 1,300 | SH | SOLE | 1,300 | 0 | 0 | ||
AbbVie Inc | COM | 00287y109 | 146 | 1,300 | SH | SOLE | 1,300 | 0 | 0 | ||
Acuity Brands Inc | COM | 00508y102 | 1,282 | 6,855 | SH | SOLE | 6,855 | 0 | 0 | ||
Alleghany Corporation | COM | 017175100 | 6,860 | 10,284 | SH | SOLE | 10,284 | 0 | 0 | ||
Apex Escrow Note | COM | 8amcsg732 | 743 | 14,870 | SH | SOLE | 14,870 | 0 | 0 | ||
Astronics Corporation | COM | 046433108 | 7,813 | 446,184 | SH | SOLE | 446,184 | 0 | 0 | ||
Astronics Corporation | COM | 046433108 | 3,686 | 210,527 | SH | DFND | 0 | 0 | 210,527 | ||
Axalta Coating Systems Ltd | COM | g0750c108 | 5,499 | 180,344 | SH | SOLE | 180,344 | 0 | 0 | ||
AZZ Inc | COM | 002474104 | 12,644 | 244,196 | SH | SOLE | 244,196 | 0 | 0 | ||
AZZ Inc | COM | 002474104 | 5,130 | 99,075 | SH | DFND | 0 | 0 | 99,075 | ||
Berkshire Hathaway Inc CL B | COM | 084670702 | 4,488 | 16,150 | SH | SOLE | 16,150 | 0 | 0 | ||
BlackRock TCP Capital Corporat | COM | 09259E108 | 193 | 14,000 | SH | SOLE | 14,000 | 0 | 0 | ||
Blueknight Energy Partners L.P | COM | 09625U109 | 2,646 | 700,000 | SH | SOLE | 700,000 | 0 | 0 | ||
Chase Corporation | COM | 16150r104 | 4,147 | 40,416 | SH | SOLE | 40,416 | 0 | 0 | ||
Chase Corporation | COM | 16150r104 | 1,950 | 19,000 | SH | DFND | 0 | 0 | 19,000 | ||
Chevron Corporation | COM | 166764100 | 105 | 1,000 | SH | SOLE | 1,000 | 0 | 0 | ||
Clean Harbors Inc | COM | 184496107 | 2,773 | 29,773 | SH | SOLE | 29,773 | 0 | 0 | ||
CNX Resources Corporation | COM | 12653C108 | 5,792 | 424,000 | SH | SOLE | 424,000 | 0 | 0 | ||
CNX Resources Corporation | COM | 12653C108 | 3,869 | 283,200 | SH | DFND | 0 | 0 | 283,200 | ||
Colfax Corporation | COM | 194014106 | 23,129 | 504,882 | SH | SOLE | 504,882 | 0 | 0 | ||
Colfax Corporation | COM | 194014106 | 9,381 | 204,785 | SH | DFND | 0 | 0 | 204,785 | ||
Commvault Systems Inc | COM | 204166102 | 11,270 | 144,175 | SH | SOLE | 144,175 | 0 | 0 | ||
Commvault Systems Inc | COM | 204166102 | 4,469 | 57,168 | SH | DFND | 0 | 0 | 57,168 | ||
Compass Minerals International | COM | 20451n101 | 25,431 | 429,137 | SH | SOLE | 429,137 | 0 | 0 | ||
Compass Minerals International | COM | 20451n101 | 10,320 | 174,149 | SH | DFND | 0 | 0 | 174,149 | ||
Contango ORE Inc | COM | 21077f100 | 163 | 8,000 | SH | SOLE | 8,000 | 0 | 0 | ||
CTO Realty Growth Inc | COM | 22948Q101 | 300 | 5,603 | SH | SOLE | 5,603 | 0 | 0 | ||
Devon Energy Corporation | COM | 25179M103 | 937 | 32,083 | SH | SOLE | 32,083 | 0 | 0 | ||
Discovery Inc CL A | COM | 25470F104 | 2,681 | 87,400 | SH | SOLE | 87,400 | 0 | 0 | ||
DISH Network Corporation | COM | 25470M109 | 2,888 | 69,100 | SH | SOLE | 69,100 | 0 | 0 | ||
DLH Holdings Corporation | COM | 23335q100 | 5,556 | 475,724 | SH | SOLE | 475,724 | 0 | 0 | ||
DLH Holdings Corporation | COM | 23335q100 | 3,274 | 280,309 | SH | DFND | 0 | 0 | 280,309 | ||
Ducommun Inc | COM | 264147109 | 38 | 700 | SH | SOLE | 700 | 0 | 0 | ||
E.W. Scripps Company | COM | 811054402 | 15,320 | 751,347 | SH | SOLE | 751,347 | 0 | 0 | ||
E.W. Scripps Company | COM | 811054402 | 6,418 | 314,769 | SH | DFND | 0 | 0 | 314,769 | ||
FMC Corporation | COM | 302491303 | 5,196 | 48,018 | SH | SOLE | 48,018 | 0 | 0 | ||
Franco-Nevada Corporation | COM | 351858105 | 4,352 | 30,000 | SH | SOLE | 30,000 | 0 | 0 | ||
FRP Holdings Inc | COM | 30292l107 | 33 | 600 | SH | SOLE | 600 | 0 | 0 | ||
GCP Applied Technologies Inc | COM | 36164y101 | 6,790 | 291,923 | SH | SOLE | 291,923 | 0 | 0 | ||
GCP Applied Technologies Inc | COM | 36164y101 | 4,383 | 188,440 | SH | DFND | 0 | 0 | 188,440 | ||
Global Indemnity Group LLC | COM | 37959r103 | 4,380 | 162,531 | SH | SOLE | 162,531 | 0 | 0 | ||
GP Strategies Corporation | COM | 36225v104 | 18,213 | 1,158,575 | SH | SOLE | 1,158,575 | 0 | 0 | ||
GP Strategies Corporation | COM | 36225v104 | 7,396 | 470,500 | SH | DFND | 0 | 0 | 470,500 | ||
Great Elm Capital Corporation | COM | 390320109 | 237 | 67,400 | SH | SOLE | 67,400 | 0 | 0 | ||
Great Elm Group Inc | COM | 39037G109 | 3,011 | 1,338,195 | SH | SOLE | 1,338,195 | 0 | 0 | ||
Great Elm Group Inc | COM | 39037G109 | 792 | 352,000 | SH | DFND | 0 | 0 | 352,000 | ||
Henry Schein Inc | COM | 806407102 | 6,055 | 81,611 | SH | SOLE | 81,611 | 0 | 0 | ||
Heritage-Crystal Clean Inc | COM | 42726m106 | 10,935 | 368,441 | SH | SOLE | 368,441 | 0 | 0 | ||
Heritage-Crystal Clean Inc | COM | 42726m106 | 5,159 | 173,819 | SH | DFND | 0 | 0 | 173,819 | ||
Howmet Aerospace Inc | COM | 443201108 | 1,523 | 44,196 | SH | SOLE | 44,196 | 0 | 0 | ||
IEH Corporation | COM | 44949K107 | 30 | 1,900 | SH | SOLE | 1,900 | 0 | 0 | ||
Issuer Direct Corporation | COM | 46520m204 | 35 | 1,300 | SH | SOLE | 1,300 | 0 | 0 | ||
Kar Auction Services Inc | COM | 48238T109 | 11,183 | 637,202 | SH | SOLE | 637,202 | 0 | 0 | ||
Kar Auction Services Inc | COM | 48238T109 | 5,021 | 286,100 | SH | DFND | 0 | 0 | 286,100 | ||
KBR Inc | COM | 48242W106 | 14,652 | 384,065 | SH | SOLE | 384,065 | 0 | 0 | ||
KBR Inc | COM | 48242W106 | 6,287 | 164,800 | SH | DFND | 0 | 0 | 164,800 | ||
Landec Corporation | COM | 514766104 | 13,646 | 1,213,008 | SH | SOLE | 1,213,008 | 0 | 0 | ||
Landec Corporation | COM | 514766104 | 6,520 | 579,536 | SH | DFND | 0 | 0 | 579,536 | ||
LGL Group Inc | COM | 50186A108 | 24 | 2,300 | SH | SOLE | 2,300 | 0 | 0 | ||
Liberty Media Acquisition Corporation | COM | 53073L104 | 5,790 | 568,800 | SH | SOLE | 568,800 | 0 | 0 | ||
Liberty Media Acquisition Corporation | COM | 53073L104 | 3,787 | 372,000 | SH | DFND | 0 | 0 | 372,000 | ||
Liberty SiriusXM Group - A | COM | 531229409 | 9,143 | 196,281 | SH | SOLE | 196,281 | 0 | 0 | ||
Liberty SiriusXM Group - C | COM | 531229607 | 206 | 4,432 | SH | SOLE | 4,432 | 0 | 0 | ||
Liberty TripAdvisor Holdings Inc | COM | 531465102 | 3,033 | 745,100 | SH | SOLE | 745,100 | 0 | 0 | ||
Liberty TripAdvisor Holdings Inc | COM | 531465102 | 1,458 | 358,129 | SH | DFND | 0 | 0 | 358,129 | ||
Lumen Technologies Inc | COM | 550241103 | 13,901 | 1,022,885 | SH | SOLE | 1,022,885 | 0 | 0 | ||
Mcdermott International Ltd | COM | G5924V106 | 14 | 30,000 | SH | SOLE | 30,000 | 0 | 0 | ||
Meredith Corporation | COM | 589433101 | 243 | 5,600 | SH | SOLE | 5,600 | 0 | 0 | ||
Millicom International Cellular | COM | l6388f110 | 23,301 | 588,851 | SH | SOLE | 588,851 | 0 | 0 | ||
Millicom International Cellular | COM | l6388f110 | 8,442 | 213,355 | SH | DFND | 0 | 0 | 213,355 | ||
MSC Industrial Direct Co Inc | COM | 553530106 | 1,194 | 13,305 | SH | SOLE | 13,305 | 0 | 0 | ||
Mueller Water Products Inc A | COM | 624758108 | 1,317 | 91,345 | SH | SOLE | 91,345 | 0 | 0 | ||
Newmarket Corp | COM | 651587107 | 8,827 | 27,415 | SH | SOLE | 27,415 | 0 | 0 | ||
Newmarket Corp | COM | 651587107 | 4,701 | 14,600 | SH | DFND | 0 | 0 | 14,600 | ||
Northern Technologies International | COM | 665809109 | 28 | 1,600 | SH | SOLE | 1,600 | 0 | 0 | ||
Nuvera Communications Inc | COM | 67075V100 | 35 | 1,500 | SH | SOLE | 1,500 | 0 | 0 | ||
Overseas Shipholding Group Inc | COM | 69036R863 | 27 | 12,900 | SH | SOLE | 12,900 | 0 | 0 | ||
Phibro Animal Health Corporation | COM | 71742q106 | 2,962 | 102,552 | SH | SOLE | 102,552 | 0 | 0 | ||
Phibro Animal Health Corporation | COM | 71742q106 | 3,201 | 110,825 | SH | DFND | 0 | 0 | 110,825 | ||
Philip Morris International Inc | COM | 718172109 | 529 | 5,340 | SH | SOLE | 5,340 | 0 | 0 | ||
PQ Group Holdings Inc | COM | 73943t103 | 34,076 | 2,218,467 | SH | SOLE | 2,218,467 | 0 | 0 | ||
PQ Group Holdings Inc | COM | 73943t103 | 12,699 | 826,740 | SH | DFND | 0 | 0 | 826,740 | ||
Research Solutions Inc | COM | 761025105 | 3,707 | 1,296,110 | SH | SOLE | 1,296,110 | 0 | 0 | ||
Research Solutions Inc | COM | 761025105 | 2,287 | 799,504 | SH | DFND | 0 | 0 | 799,504 | ||
Rexnord Corporation | COM | 76169B102 | 1,223 | 24,440 | SH | SOLE | 24,440 | 0 | 0 | ||
Sandstorm Gold Ltd | COM | 80013R206 | 5,650 | 716,100 | SH | SOLE | 716,100 | 0 | 0 | ||
Sandstorm Gold Ltd | COM | 80013R206 | 3,019 | 382,600 | SH | DFND | 0 | 0 | 382,600 | ||
SecureWorks Corporation | COM | 81374A105 | 8,578 | 462,935 | SH | SOLE | 462,935 | 0 | 0 | ||
SecureWorks Corporation | COM | 81374A105 | 4,092 | 220,805 | SH | DFND | 0 | 0 | 220,805 | ||
Sensata Technologies Holding | COM | G8060N102 | 1,915 | 33,035 | SH | SOLE | 33,035 | 0 | 0 | ||
Six Flags Entertainment Corporation | COM | 83001a102 | 9,893 | 228,570 | SH | SOLE | 228,570 | 0 | 0 | ||
Six Flags Entertainment Corporation | COM | 83001a102 | 4,488 | 103,699 | SH | DFND | 0 | 0 | 103,699 | ||
Skechers U.S.A. Inc CL A | COM | 830566105 | 9,650 | 193,653 | SH | SOLE | 193,653 | 0 | 0 | ||
Skechers U.S.A. Inc CL A | COM | 830566105 | 4,839 | 97,103 | SH | DFND | 0 | 0 | 97,103 | ||
Spectrum Brands Holdings Inc | COM | 84790a105 | 1,469 | 17,274 | SH | SOLE | 17,274 | 0 | 0 | ||
Standex International Corporation | COM | 854231107 | 8,829 | 93,030 | SH | SOLE | 93,030 | 0 | 0 | ||
Standex International Corporation | COM | 854231107 | 4,232 | 44,589 | SH | DFND | 0 | 0 | 44,589 | ||
Star Group L.P. | COM | 85512c105 | 758 | 67,700 | SH | SOLE | 67,700 | 0 | 0 | ||
StoneX Group Inc | COM | 861896108 | 12,297 | 202,686 | SH | SOLE | 202,686 | 0 | 0 | ||
StoneX Group Inc | COM | 861896108 | 6,449 | 106,293 | SH | DFND | 0 | 0 | 106,293 | ||
Tapestry Inc | COM | 876030107 | 1,641 | 37,738 | SH | SOLE | 37,738 | 0 | 0 | ||
TEGNA Inc | COM | 87901j105 | 11,417 | 608,601 | SH | SOLE | 608,601 | 0 | 0 | ||
TEGNA Inc | COM | 87901j105 | 4,045 | 215,600 | SH | DFND | 0 | 0 | 215,600 | ||
The Bank of New York Mellon Co | COM | 064058100 | 1,932 | 37,715 | SH | SOLE | 37,715 | 0 | 0 | ||
The Monarch Cement Company | COM | 609031307 | 56 | 500 | SH | SOLE | 500 | 0 | 0 | ||
Tiptree Inc | COM | 88822Q103 | 1,505 | 161,778 | SH | SOLE | 161,778 | 0 | 0 | ||
Tiptree Inc | COM | 88822Q103 | 661 | 71,100 | SH | DFND | 0 | 0 | 71,100 | ||
UFP Technologies Inc | COM | 902673102 | 7,333 | 127,710 | SH | SOLE | 127,710 | 0 | 0 | ||
UFP Technologies Inc | COM | 902673102 | 3,998 | 69,627 | SH | DFND | 0 | 0 | 69,627 | ||
Viasat Inc | COM | 92552v100 | 37,962 | 761,673 | SH | SOLE | 761,673 | 0 | 0 | ||
Viasat Inc | COM | 92552v100 | 13,439 | 269,636 | SH | DFND | 0 | 0 | 269,636 | ||
Viemed Healthcare Inc | COM | 92663r105 | 8,268 | 1,156,420 | SH | SOLE | 1,156,420 | 0 | 0 | ||
Viemed Healthcare Inc | COM | 92663r105 | 4,310 | 602,812 | SH | DFND | 0 | 0 | 602,812 | ||
Wayside Technology Group Inc | COM | 946760105 | 3,661 | 146,199 | SH | SOLE | 146,199 | 0 | 0 | ||
Wayside Technology Group Inc | COM | 946760105 | 1,725 | 68,876 | SH | DFND | 0 | 0 | 68,876 | ||
Wells Fargo & Company | COM | 949746101 | 3,673 | 81,100 | SH | SOLE | 81,100 | 0 | 0 | ||
Western Union Company | COM | 959802109 | 1,398 | 60,870 | SH | SOLE | 60,870 | 0 | 0 | ||
White Mountains Insurance Group | COM | g9618e107 | 12,351 | 10,758 | SH | SOLE | 10,758 | 0 | 0 | ||
White Mountains Insurance Group | COM | g9618e107 | 8,037 | 7,001 | SH | DFND | 0 | 0 | 7,001 |