The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
Qurate Retail Inc Preferred 03 | PFD | 74915M308 | 357 | 3,300 | SH | SOLE | 3,300 | 0 | 0 | ||
AGNC Investment Corp 7 | PFD | 00123q500 | 409 | 15,700 | SH | SOLE | 15,700 | 0 | 0 | ||
Blueknight Energy Partners 11 | PFD | 09625u208 | 2,510 | 308,000 | SH | SOLE | 308,000 | 0 | 0 | ||
Wells Fargo & Company FPP 7.5 | PFD | 949746804 | 376 | 254 | SH | SOLE | 254 | 0 | 0 | ||
Abbott Laboratories | COM | 002824100 | 154 | 1,300 | SH | SOLE | 1,300 | 0 | 0 | ||
AbbVie Inc | COM | 00287y109 | 140 | 1,300 | SH | SOLE | 1,300 | 0 | 0 | ||
Alleghany Corporation | COM | 017175100 | 6,375 | 10,209 | SH | SOLE | 10,209 | 0 | 0 | ||
Apex Escrow Note | COM | 8amcsg732 | 413 | 14,870 | SH | SOLE | 14,870 | 0 | 0 | ||
Astronics Corporation | COM | 046433108 | 4,561 | 324,384 | SH | SOLE | 324,384 | 0 | 0 | ||
Astronics Corporation | COM | 046433108 | 2,936 | 208,808 | SH | DFND | 0 | 0 | 208,808 | ||
Avanos Medical Inc | COM | 05350v106 | 207 | 6,648 | SH | SOLE | 6,648 | 0 | 0 | ||
Axalta Coating Systems Ltd | COM | g0750c108 | 5,222 | 178,897 | SH | SOLE | 178,897 | 0 | 0 | ||
AZZ Inc | COM | 002474104 | 12,544 | 235,796 | SH | SOLE | 235,796 | 0 | 0 | ||
AZZ Inc | COM | 002474104 | 5,271 | 99,075 | SH | DFND | 0 | 0 | 99,075 | ||
Berkshire Hathaway Inc CL B | COM | 084670702 | 4,408 | 16,150 | SH | SOLE | 16,150 | 0 | 0 | ||
BlackRock TCP Capital Corporation | COM | 09259E108 | 190 | 14,000 | SH | SOLE | 14,000 | 0 | 0 | ||
Blueknight Energy Partners L.P | COM | 09625U109 | 2,326 | 762,672 | SH | SOLE | 762,672 | 0 | 0 | ||
Chase Corporation | COM | 16150r104 | 4,169 | 40,816 | SH | SOLE | 40,816 | 0 | 0 | ||
Chase Corporation | COM | 16150r104 | 1,941 | 19,000 | SH | DFND | 0 | 0 | 19,000 | ||
Chevron Corporation | COM | 166764100 | 101 | 1,000 | SH | SOLE | 1,000 | 0 | 0 | ||
Clean Harbors Inc | COM | 184496107 | 2,737 | 26,350 | SH | SOLE | 26,350 | 0 | 0 | ||
CNX Resources Corporation | COM | 12653C108 | 5,196 | 411,700 | SH | SOLE | 411,700 | 0 | 0 | ||
CNX Resources Corporation | COM | 12653C108 | 3,988 | 316,000 | SH | DFND | 0 | 0 | 316,000 | ||
Colfax Corporation | COM | 194014106 | 22,837 | 497,532 | SH | SOLE | 497,532 | 0 | 0 | ||
Colfax Corporation | COM | 194014106 | 8,789 | 191,485 | SH | DFND | 0 | 0 | 191,485 | ||
Commvault Systems Inc | COM | 204166102 | 10,685 | 141,875 | SH | SOLE | 141,875 | 0 | 0 | ||
Commvault Systems Inc | COM | 204166102 | 4,305 | 57,168 | SH | DFND | 0 | 0 | 57,168 | ||
Compass Minerals International | COM | 20451n101 | 25,413 | 394,605 | SH | SOLE | 394,605 | 0 | 0 | ||
Compass Minerals International | COM | 20451n101 | 10,223 | 158,749 | SH | DFND | 0 | 0 | 158,749 | ||
Contango ORE Inc | COM | 21077f100 | 153 | 7,661 | SH | SOLE | 7,661 | 0 | 0 | ||
CTO Realty Growth Inc | COM | 22948Q101 | 301 | 5,603 | SH | SOLE | 5,603 | 0 | 0 | ||
Devon Energy Corporation | COM | 25179M103 | 1,139 | 32,083 | SH | SOLE | 32,083 | 0 | 0 | ||
Discovery Inc CL A | COM | 25470F104 | 1,903 | 75,000 | SH | SOLE | 75,000 | 0 | 0 | ||
DISH Network Corporation | COM | 25470M109 | 3,003 | 69,100 | SH | SOLE | 69,100 | 0 | 0 | ||
DLH Holdings Corporation | COM | 23335q100 | 6,238 | 507,154 | SH | SOLE | 507,154 | 0 | 0 | ||
DLH Holdings Corporation | COM | 23335q100 | 3,522 | 286,309 | SH | DFND | 0 | 0 | 286,309 | ||
Ducommun Inc | COM | 264147109 | 3,290 | 65,336 | SH | SOLE | 65,336 | 0 | 0 | ||
Ducommun Inc | COM | 264147109 | 2,161 | 42,914 | SH | DFND | 0 | 0 | 42,914 | ||
E.W. Scripps Company | COM | 811054402 | 13,698 | 758,447 | SH | SOLE | 758,447 | 0 | 0 | ||
E.W. Scripps Company | COM | 811054402 | 6,095 | 337,469 | SH | DFND | 0 | 0 | 337,469 | ||
Ecovyst Inc | COM | 27923Q109 | 24,474 | 2,098,931 | SH | SOLE | 2,098,931 | 0 | 0 | ||
Ecovyst Inc | COM | 27923Q109 | 9,235 | 792,040 | SH | DFND | 0 | 0 | 792,040 | ||
FMC Corporation | COM | 302491303 | 5,250 | 57,337 | SH | SOLE | 57,337 | 0 | 0 | ||
Franco-Nevada Corporation | COM | 351858105 | 3,897 | 30,000 | SH | SOLE | 30,000 | 0 | 0 | ||
FRP Holdings Inc | COM | 30292l107 | 34 | 600 | SH | SOLE | 600 | 0 | 0 | ||
GCP Applied Technologies Inc | COM | 36164y101 | 7,082 | 323,100 | SH | SOLE | 323,100 | 0 | 0 | ||
GCP Applied Technologies Inc | COM | 36164y101 | 4,376 | 199,640 | SH | DFND | 0 | 0 | 199,640 | ||
Global Indemnity Group LLC | COM | 37959r103 | 4,410 | 161,831 | SH | SOLE | 161,831 | 0 | 0 | ||
GP Strategies Corporation | COM | 36225v104 | 5,404 | 261,067 | SH | SOLE | 261,067 | 0 | 0 | ||
Great Elm Capital Corporation | COM | 390320109 | 235 | 67,400 | SH | SOLE | 67,400 | 0 | 0 | ||
Great Elm Group Inc | COM | 39037G109 | 2,253 | 1,005,585 | SH | SOLE | 1,005,585 | 0 | 0 | ||
Great Elm Group Inc | COM | 39037G109 | 1,516 | 676,700 | SH | DFND | 0 | 0 | 676,700 | ||
Hallador Energy Company | COM | 40609P105 | 61 | 20,700 | SH | SOLE | 20,700 | 0 | 0 | ||
Henry Schein Inc | COM | 806407102 | 5,850 | 76,807 | SH | SOLE | 76,807 | 0 | 0 | ||
Heritage-Crystal Clean Inc | COM | 42726m106 | 10,657 | 367,733 | SH | SOLE | 367,733 | 0 | 0 | ||
Heritage-Crystal Clean Inc | COM | 42726m106 | 5,238 | 180,740 | SH | DFND | 0 | 0 | 180,740 | ||
Howmet Aerospace Inc | COM | 443201108 | 1,359 | 43,572 | SH | SOLE | 43,572 | 0 | 0 | ||
IEH Corporation | COM | 44949K107 | 1,103 | 91,900 | SH | SOLE | 91,900 | 0 | 0 | ||
Issuer Direct Corporation | COM | 46520m204 | 34 | 1,300 | SH | SOLE | 1,300 | 0 | 0 | ||
KBR Inc | COM | 48242W106 | 14,676 | 372,485 | SH | SOLE | 372,485 | 0 | 0 | ||
KBR Inc | COM | 48242W106 | 6,060 | 153,800 | SH | DFND | 0 | 0 | 153,800 | ||
Landec Corporation | COM | 514766104 | 11,378 | 1,234,017 | SH | SOLE | 1,234,017 | 0 | 0 | ||
Landec Corporation | COM | 514766104 | 5,343 | 579,536 | SH | DFND | 0 | 0 | 579,536 | ||
LGL Group Inc | COM | 50186A108 | 32 | 2,300 | SH | SOLE | 2,300 | 0 | 0 | ||
Liberty Media Acquisition Corp | COM | 53073L104 | 6,258 | 620,834 | SH | SOLE | 620,834 | 0 | 0 | ||
Liberty Media Acquisition Corp | COM | 53073L104 | 4,198 | 416,500 | SH | DFND | 0 | 0 | 416,500 | ||
Liberty SiriusXM Group - A | COM | 531229409 | 9,180 | 194,623 | SH | SOLE | 194,623 | 0 | 0 | ||
Liberty TripAdvisor Holdings Inc | COM | 531465102 | 3,420 | 1,106,700 | SH | SOLE | 1,106,700 | 0 | 0 | ||
Liberty TripAdvisor Holdings Inc | COM | 531465102 | 2,304 | 745,557 | SH | DFND | 0 | 0 | 745,557 | ||
Lions Gate Entertainment Corporation | COM | 535919500 | 27,012 | 2,077,823 | SH | SOLE | 2,077,823 | 0 | 0 | ||
Lions Gate Entertainment Corporation | COM | 535919500 | 9,924 | 763,400 | SH | DFND | 0 | 0 | 763,400 | ||
Lumen Technologies Inc | COM | 550241103 | 13,375 | 1,079,466 | SH | SOLE | 1,079,466 | 0 | 0 | ||
McDermott International Ltd | COM | G5924V106 | 15 | 30,000 | SH | SOLE | 30,000 | 0 | 0 | ||
Millicom International Cellular | COM | l6388f110 | 19,282 | 533,395 | SH | SOLE | 533,395 | 0 | 0 | ||
Millicom International Cellular | COM | l6388f110 | 7,713 | 213,355 | SH | DFND | 0 | 0 | 213,355 | ||
MSC Industrial Direct Co Inc | COM | 553530106 | 1,059 | 13,208 | SH | SOLE | 13,208 | 0 | 0 | ||
Mueller Water Products Inc A | COM | 624758108 | 1,133 | 74,418 | SH | SOLE | 74,418 | 0 | 0 | ||
NewMarket Corporation | COM | 651587107 | 14,500 | 42,803 | SH | SOLE | 42,803 | 0 | 0 | ||
NewMarket Corporation | COM | 651587107 | 7,235 | 21,357 | SH | DFND | 0 | 0 | 21,357 | ||
Northern Technologies International | COM | 665809109 | 24 | 1,600 | SH | SOLE | 1,600 | 0 | 0 | ||
Nuvera Communications Inc | COM | 67075V100 | 33 | 1,500 | SH | SOLE | 1,500 | 0 | 0 | ||
Overseas Shipholding Group Inc | COM | 69036R863 | 27 | 12,900 | SH | SOLE | 12,900 | 0 | 0 | ||
Phibro Animal Health Corporation | COM | 71742q106 | 696 | 32,300 | SH | SOLE | 32,300 | 0 | 0 | ||
Phibro Animal Health Corporation | COM | 71742q106 | 1,281 | 59,461 | SH | DFND | 0 | 0 | 59,461 | ||
Philip Morris International Inc | COM | 718172109 | 506 | 5,340 | SH | SOLE | 5,340 | 0 | 0 | ||
Research Solutions Inc | COM | 761025105 | 3,684 | 1,406,010 | SH | SOLE | 1,406,010 | 0 | 0 | ||
Research Solutions Inc | COM | 761025105 | 2,500 | 954,353 | SH | DFND | 0 | 0 | 954,353 | ||
Rexnord Corporation | COM | 76169B102 | 1,530 | 23,797 | SH | SOLE | 23,797 | 0 | 0 | ||
Sandstorm Gold Ltd | COM | 80013R206 | 2,990 | 519,100 | SH | SOLE | 519,100 | 0 | 0 | ||
Sandstorm Gold Ltd | COM | 80013R206 | 2,204 | 382,600 | SH | DFND | 0 | 0 | 382,600 | ||
SecureWorks Corporation | COM | 81374A105 | 9,750 | 490,435 | SH | SOLE | 490,435 | 0 | 0 | ||
SecureWorks Corporation | COM | 81374A105 | 4,780 | 240,422 | SH | DFND | 0 | 0 | 240,422 | ||
Sensata Technologies Holding | COM | G8060N102 | 1,880 | 34,350 | SH | SOLE | 34,350 | 0 | 0 | ||
Six Flags Entertainment Corporation | COM | 83001a102 | 9,910 | 233,170 | SH | SOLE | 233,170 | 0 | 0 | ||
Six Flags Entertainment Corporation | COM | 83001a102 | 4,407 | 103,699 | SH | DFND | 0 | 0 | 103,699 | ||
Skechers U.S.A. Inc CL A | COM | 830566105 | 7,308 | 173,514 | SH | SOLE | 173,514 | 0 | 0 | ||
Skechers U.S.A. Inc CL A | COM | 830566105 | 4,002 | 95,003 | SH | DFND | 0 | 0 | 95,003 | ||
Spectrum Brands Holdings Inc | COM | 84790a105 | 1,494 | 15,621 | SH | SOLE | 15,621 | 0 | 0 | ||
Spok Holdings Inc | COM | 84863T106 | 90 | 8,800 | SH | SOLE | 8,800 | 0 | 0 | ||
Standex International Corporation | COM | 854231107 | 9,043 | 91,430 | SH | SOLE | 91,430 | 0 | 0 | ||
Standex International Corporation | COM | 854231107 | 4,410 | 44,589 | SH | DFND | 0 | 0 | 44,589 | ||
Star Group L.P. | COM | 85512c105 | 690 | 67,700 | SH | SOLE | 67,700 | 0 | 0 | ||
StoneX Group Inc | COM | 861896108 | 13,054 | 198,086 | SH | SOLE | 198,086 | 0 | 0 | ||
StoneX Group Inc | COM | 861896108 | 6,906 | 104,793 | SH | DFND | 0 | 0 | 104,793 | ||
Table Trac Inc | COM | 87336P106 | 27 | 8,000 | SH | SOLE | 8,000 | 0 | 0 | ||
Tapestry Inc | COM | 876030107 | 1,377 | 37,183 | SH | SOLE | 37,183 | 0 | 0 | ||
TEGNA Inc | COM | 87901j105 | 10,077 | 510,995 | SH | SOLE | 510,995 | 0 | 0 | ||
TEGNA Inc | COM | 87901j105 | 5,009 | 254,000 | SH | DFND | 0 | 0 | 254,000 | ||
The Bank of New York Mellon Co | COM | 064058100 | 1,955 | 37,715 | SH | SOLE | 37,715 | 0 | 0 | ||
The Eastern Company | COM | 276317104 | 65 | 2,600 | SH | SOLE | 2,600 | 0 | 0 | ||
The Monarch Cement Company | COM | 609031307 | 44 | 400 | SH | SOLE | 400 | 0 | 0 | ||
Tiptree Inc | COM | 88822Q103 | 3,261 | 325,478 | SH | SOLE | 325,478 | 0 | 0 | ||
Tiptree Inc | COM | 88822Q103 | 1,258 | 125,504 | SH | DFND | 0 | 0 | 125,504 | ||
UFP Technologies Inc | COM | 902673102 | 7,363 | 119,555 | SH | SOLE | 119,555 | 0 | 0 | ||
UFP Technologies Inc | COM | 902673102 | 3,851 | 62,527 | SH | DFND | 0 | 0 | 62,527 | ||
Viasat Inc | COM | 92552v100 | 37,218 | 675,827 | SH | SOLE | 675,827 | 0 | 0 | ||
Viasat Inc | COM | 92552v100 | 14,849 | 269,636 | SH | DFND | 0 | 0 | 269,636 | ||
Viemed Healthcare Inc | COM | 92663r105 | 5,811 | 1,046,946 | SH | SOLE | 1,046,946 | 0 | 0 | ||
Viemed Healthcare Inc | COM | 92663r105 | 3,346 | 602,812 | SH | DFND | 0 | 0 | 602,812 | ||
Wayside Technology Group Inc | COM | 946760105 | 6,796 | 252,549 | SH | SOLE | 252,549 | 0 | 0 | ||
Wayside Technology Group Inc | COM | 946760105 | 3,578 | 132,976 | SH | DFND | 0 | 0 | 132,976 | ||
Wells Fargo & Company | COM | 949746101 | 3,764 | 81,100 | SH | SOLE | 81,100 | 0 | 0 | ||
Western Union Company | COM | 959802109 | 1,283 | 63,448 | SH | SOLE | 63,448 | 0 | 0 | ||
White Mountains Insurance Group | COM | g9618e107 | 15,577 | 14,563 | SH | SOLE | 14,563 | 0 | 0 | ||
White Mountains Insurance Group | COM | g9618e107 | 7,352 | 6,874 | SH | DFND | 0 | 0 | 6,874 |