The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
Qurate Retail Inc Preferred 03 | PFD | 74915M308 | 176 | 1,700 | SH | SOLE | 1,700 | 0 | 0 | ||
AGNC Investment Corp | PFD | 00123q500 | 357 | 14,000 | SH | SOLE | 14,000 | 0 | 0 | ||
Blueknight Energy Partners 11 | PFD | 09625u208 | 471 | 57,000 | SH | SOLE | 57,000 | 0 | 0 | ||
Wells Fargo & Company FPP 7.5 | PFD | 949746804 | 328 | 220 | SH | SOLE | 220 | 0 | 0 | ||
Abbott Laboratories | COM | 002824100 | 183 | 1,300 | SH | SOLE | 1,300 | 0 | 0 | ||
AbbVie Inc | COM | 00287y109 | 176 | 1,300 | SH | SOLE | 1,300 | 0 | 0 | ||
Agent Information Software | COM | 00847D108 | 1 | 585 | SH | SOLE | 585 | 0 | 0 | ||
Alleghany Corporation | COM | 017175100 | 6,695 | 10,029 | SH | SOLE | 10,029 | 0 | 0 | ||
Apex Escrow Note | COM | 8amcsg732 | 0 | 14,870 | SH | SOLE | 14,870 | 0 | 0 | ||
Astronics Corporation | COM | 046433108 | 2,208 | 183,999 | SH | SOLE | 183,999 | 0 | 0 | ||
Astronics Corporation | COM | 046433108 | 1,644 | 136,981 | SH | DFND | 0 | 0 | 136,981 | ||
Axalta Coating Systems Ltd | COM | g0750c108 | 5,343 | 161,323 | SH | SOLE | 161,323 | 0 | 0 | ||
AZZ Inc | COM | 002474104 | 11,212 | 202,780 | SH | SOLE | 202,780 | 0 | 0 | ||
AZZ Inc | COM | 002474104 | 4,339 | 78,475 | SH | DFND | 0 | 0 | 78,475 | ||
Berkshire Hathaway Inc CL B | COM | 084670702 | 4,096 | 13,700 | SH | SOLE | 13,700 | 0 | 0 | ||
BlackRock TCP Capital Corporation | COM | 09259E108 | 88 | 6,500 | SH | SOLE | 6,500 | 0 | 0 | ||
Blueknight Energy Partners L.P | COM | 09625U109 | 2,729 | 826,854 | SH | SOLE | 826,854 | 0 | 0 | ||
Chase Corporation | COM | 16150r104 | 3,826 | 38,429 | SH | SOLE | 38,429 | 0 | 0 | ||
Chase Corporation | COM | 16150r104 | 1,444 | 14,500 | SH | DFND | 0 | 0 | 14,500 | ||
Chevron Corporation | COM | 166764100 | 117 | 1,000 | SH | SOLE | 1,000 | 0 | 0 | ||
Clean Harbors Inc | COM | 184496107 | 2,455 | 24,610 | SH | SOLE | 24,610 | 0 | 0 | ||
CNX Resources Corporation | COM | 12653C108 | 4,444 | 323,200 | SH | SOLE | 323,200 | 0 | 0 | ||
CNX Resources Corporation | COM | 12653C108 | 2,914 | 211,900 | SH | DFND | 0 | 0 | 211,900 | ||
Colfax Corporation | COM | 194014106 | 19,901 | 432,914 | SH | SOLE | 432,914 | 0 | 0 | ||
Colfax Corporation | COM | 194014106 | 6,513 | 141,685 | SH | DFND | 0 | 0 | 141,685 | ||
Commvault Systems Inc | COM | 204166102 | 8,994 | 130,500 | SH | SOLE | 130,500 | 0 | 0 | ||
Commvault Systems Inc | COM | 204166102 | 3,010 | 43,668 | SH | DFND | 0 | 0 | 43,668 | ||
Compass Minerals International | COM | 20451n101 | 21,920 | 429,129 | SH | SOLE | 429,129 | 0 | 0 | ||
Compass Minerals International | COM | 20451n101 | 8,096 | 158,489 | SH | DFND | 0 | 0 | 158,489 | ||
CTO Realty Growth Inc | COM | 22948Q101 | 417 | 6,783 | SH | SOLE | 6,783 | 0 | 0 | ||
Devon Energy Corporation | COM | 25179M103 | 1,406 | 31,929 | SH | SOLE | 31,929 | 0 | 0 | ||
Discovery Inc CL A | COM | 25470F104 | 647 | 27,500 | SH | SOLE | 27,500 | 0 | 0 | ||
DISH Network Corporation | COM | 25470M109 | 2,138 | 65,900 | SH | SOLE | 65,900 | 0 | 0 | ||
DLH Holdings Corporation | COM | 23335q100 | 9,574 | 462,053 | SH | SOLE | 462,053 | 0 | 0 | ||
DLH Holdings Corporation | COM | 23335q100 | 4,600 | 221,989 | SH | DFND | 0 | 0 | 221,989 | ||
Ducommun Inc | COM | 264147109 | 6,472 | 138,379 | SH | SOLE | 138,379 | 0 | 0 | ||
Ducommun Inc | COM | 264147109 | 2,092 | 44,735 | SH | DFND | 0 | 0 | 44,735 | ||
E.W. Scripps Company | COM | 811054402 | 12,654 | 653,957 | SH | SOLE | 653,957 | 0 | 0 | ||
E.W. Scripps Company | COM | 811054402 | 4,885 | 252,469 | SH | DFND | 0 | 0 | 252,469 | ||
Ecovyst Inc | COM | 27923Q109 | 21,697 | 2,118,813 | SH | SOLE | 2,118,813 | 0 | 0 | ||
Ecovyst Inc | COM | 27923Q109 | 8,930 | 872,100 | SH | DFND | 0 | 0 | 872,100 | ||
FMC Corporation | COM | 302491303 | 6,416 | 58,386 | SH | SOLE | 58,386 | 0 | 0 | ||
Franco-Nevada Corporation | COM | 351858105 | 3,803 | 27,500 | SH | SOLE | 27,500 | 0 | 0 | ||
GCP Applied Technologies Inc | COM | 36164y101 | 1,165 | 36,800 | SH | SOLE | 36,800 | 0 | 0 | ||
Global Indemnity Group LLC | COM | 37959r103 | 3,606 | 143,493 | SH | SOLE | 143,493 | 0 | 0 | ||
Great Elm Capital Corporation | COM | 390320109 | 130 | 42,200 | SH | SOLE | 42,200 | 0 | 0 | ||
Great Elm Group Inc | COM | 39037G109 | 2,243 | 1,073,229 | SH | SOLE | 1,073,229 | 0 | 0 | ||
Great Elm Group Inc | COM | 39037G109 | 1,080 | 516,700 | SH | DFND | 0 | 0 | 516,700 | ||
Hallador Energy Company | COM | 40609P105 | 3 | 1,227 | SH | SOLE | 1,227 | 0 | 0 | ||
Hallmark Financial Services In | COM | 40624q203 | 26 | 6,000 | SH | SOLE | 6,000 | 0 | 0 | ||
Hamilton Thorne Ltd | COM | 407891100 | 6 | 3,564 | SH | SOLE | 3,564 | 0 | 0 | ||
Henry Schein Inc | COM | 806407102 | 1,703 | 21,969 | SH | SOLE | 21,969 | 0 | 0 | ||
Heritage-Crystal Clean Inc | COM | 42726m106 | 9,289 | 290,099 | SH | SOLE | 290,099 | 0 | 0 | ||
Heritage-Crystal Clean Inc | COM | 42726m106 | 4,093 | 127,840 | SH | DFND | 0 | 0 | 127,840 | ||
Howmet Aerospace Inc | COM | 443201108 | 1,396 | 43,847 | SH | SOLE | 43,847 | 0 | 0 | ||
IEH Corporation | COM | 44949K107 | 1,080 | 90,000 | SH | SOLE | 90,000 | 0 | 0 | ||
Issuer Direct Corporation | COM | 46520m204 | 6 | 198 | SH | SOLE | 198 | 0 | 0 | ||
KBR Inc | COM | 48242W106 | 14,440 | 303,241 | SH | SOLE | 303,241 | 0 | 0 | ||
KBR Inc | COM | 48242W106 | 4,610 | 96,800 | SH | DFND | 0 | 0 | 96,800 | ||
Landec Corporation | COM | 514766104 | 14,472 | 1,303,750 | SH | SOLE | 1,303,750 | 0 | 0 | ||
Landec Corporation | COM | 514766104 | 5,468 | 492,614 | SH | DFND | 0 | 0 | 492,614 | ||
Liberty Media Acquisition Corp | COM | 53073L104 | 4,082 | 397,063 | SH | SOLE | 397,063 | 0 | 0 | ||
Liberty Media Acquisition Corp | COM | 53073L104 | 3,273 | 318,400 | SH | DFND | 0 | 0 | 318,400 | ||
Liberty SiriusXM Group - A | COM | 531229409 | 9,128 | 179,518 | SH | SOLE | 179,518 | 0 | 0 | ||
Liberty TripAdvisor Holdings Inc | COM | 531465102 | 4,326 | 1,993,390 | SH | SOLE | 1,993,390 | 0 | 0 | ||
Liberty TripAdvisor Holdings Inc | COM | 531465102 | 1,739 | 801,329 | SH | DFND | 0 | 0 | 801,329 | ||
Lions Gate Entertainment Corporation | COM | 535919500 | 26,243 | 1,705,197 | SH | SOLE | 1,705,197 | 0 | 0 | ||
Lions Gate Entertainment Corporation | COM | 535919500 | 8,284 | 538,300 | SH | DFND | 0 | 0 | 538,300 | ||
Lumen Technologies Inc | COM | 550241103 | 12,403 | 988,309 | SH | SOLE | 988,309 | 0 | 0 | ||
Midwest Holdings Inc | COM | 59833J206 | 3 | 195 | SH | SOLE | 195 | 0 | 0 | ||
Millicom International Cellular | COM | l6388f110 | 11,323 | 397,991 | SH | SOLE | 397,991 | 0 | 0 | ||
Millicom International Cellular | COM | l6388f110 | 4,155 | 146,055 | SH | DFND | 0 | 0 | 146,055 | ||
MSC Industrial Direct Co Inc | COM | 553530106 | 1,126 | 13,399 | SH | SOLE | 13,399 | 0 | 0 | ||
Mueller Water Products Inc A | COM | 624758108 | 1,085 | 75,318 | SH | SOLE | 75,318 | 0 | 0 | ||
N-able Inc | COM | 62878D100 | 3,168 | 285,409 | SH | SOLE | 285,409 | 0 | 0 | ||
N-able Inc | COM | 62878D100 | 2,009 | 181,005 | SH | DFND | 0 | 0 | 181,005 | ||
Nature's Sunshine Products Inc | COM | 639027101 | 2,772 | 149,838 | SH | SOLE | 149,838 | 0 | 0 | ||
Nature's Sunshine Products Inc | COM | 639027101 | 239 | 12,900 | SH | DFND | 0 | 0 | 12,900 | ||
NewMarket Corporation | COM | 651587107 | 10,767 | 31,417 | SH | SOLE | 31,417 | 0 | 0 | ||
NewMarket Corporation | COM | 651587107 | 5,596 | 16,328 | SH | DFND | 0 | 0 | 16,328 | ||
Northern Technologies International | COM | 665809109 | 3 | 200 | SH | SOLE | 200 | 0 | 0 | ||
Omni-Lite Industries Canada | COM | 681976106 | 8 | 11,671 | SH | SOLE | 11,671 | 0 | 0 | ||
Overseas Shipholding Group Inc | COM | 69036R863 | 47 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
Phibro Animal Health Corporation | COM | 71742q106 | 817 | 40,000 | SH | DFND | 0 | 0 | 40,000 | ||
Philip Morris International Inc | COM | 718172109 | 190 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
Quipt Home Medical Corporation | COM | 74880P104 | 3 | 508 | SH | SOLE | 508 | 0 | 0 | ||
Quorum Information Technologies | COM | 749093100 | 5 | 6,651 | SH | SOLE | 6,651 | 0 | 0 | ||
Regal Rexnord Corporation | COM | 758750103 | 1,588 | 9,332 | SH | SOLE | 9,332 | 0 | 0 | ||
Research Solutions Inc | COM | 761025105 | 3,689 | 1,499,729 | SH | SOLE | 1,499,729 | 0 | 0 | ||
Research Solutions Inc | COM | 761025105 | 2,008 | 816,353 | SH | DFND | 0 | 0 | 816,353 | ||
Sandstorm Gold Ltd | COM | 80013R206 | 2,822 | 455,200 | SH | SOLE | 455,200 | 0 | 0 | ||
Sandstorm Gold Ltd | COM | 80013R206 | 1,601 | 258,200 | SH | DFND | 0 | 0 | 258,200 | ||
SecureWorks Corporation | COM | 81374A105 | 7,376 | 461,882 | SH | SOLE | 461,882 | 0 | 0 | ||
SecureWorks Corporation | COM | 81374A105 | 2,881 | 180,422 | SH | DFND | 0 | 0 | 180,422 | ||
Sensata Technologies Holding | COM | G8060N102 | 1,601 | 25,956 | SH | SOLE | 25,956 | 0 | 0 | ||
Six Flags Entertainment Corporation | COM | 83001a102 | 10,952 | 257,200 | SH | SOLE | 257,200 | 0 | 0 | ||
Six Flags Entertainment Corporation | COM | 83001a102 | 3,585 | 84,199 | SH | DFND | 0 | 0 | 84,199 | ||
Skechers U.S.A. Inc CL A | COM | 830566105 | 8,662 | 199,582 | SH | SOLE | 199,582 | 0 | 0 | ||
Skechers U.S.A. Inc CL A | COM | 830566105 | 3,160 | 72,808 | SH | DFND | 0 | 0 | 72,808 | ||
Spectrum Brands Holdings Inc | COM | 84790a105 | 1,584 | 15,568 | SH | SOLE | 15,568 | 0 | 0 | ||
Standex International Corporation | COM | 854231107 | 6,991 | 63,180 | SH | SOLE | 63,180 | 0 | 0 | ||
Standex International Corporation | COM | 854231107 | 3,639 | 32,889 | SH | DFND | 0 | 0 | 32,889 | ||
Star Group L.P. | COM | 85512c105 | 551 | 51,200 | SH | SOLE | 51,200 | 0 | 0 | ||
StoneX Group Inc | COM | 861896108 | 11,273 | 184,043 | SH | SOLE | 184,043 | 0 | 0 | ||
StoneX Group Inc | COM | 861896108 | 4,753 | 77,593 | SH | DFND | 0 | 0 | 77,593 | ||
Table Trac Inc | COM | 87336P106 | 1 | 332 | SH | SOLE | 332 | 0 | 0 | ||
Tapestry Inc | COM | 876030107 | 1,631 | 40,162 | SH | SOLE | 40,162 | 0 | 0 | ||
TEGNA Inc | COM | 87901j105 | 7,884 | 424,781 | SH | SOLE | 424,781 | 0 | 0 | ||
TEGNA Inc | COM | 87901j105 | 3,565 | 192,100 | SH | DFND | 0 | 0 | 192,100 | ||
The Bank of New York Mellon Co | COM | 064058100 | 2,057 | 35,415 | SH | SOLE | 35,415 | 0 | 0 | ||
The Eastern Company | COM | 276317104 | 3 | 121 | SH | SOLE | 121 | 0 | 0 | ||
The Monarch Cement Company | COM | 609031307 | 1 | 10 | SH | SOLE | 10 | 0 | 0 | ||
Tiptree Inc | COM | 88822Q103 | 1,622 | 117,311 | SH | SOLE | 117,311 | 0 | 0 | ||
Tiptree Inc | COM | 88822Q103 | 715 | 51,709 | SH | DFND | 0 | 0 | 51,709 | ||
UFP Technologies Inc | COM | 902673102 | 6,333 | 90,143 | SH | SOLE | 90,143 | 0 | 0 | ||
UFP Technologies Inc | COM | 902673102 | 2,953 | 42,027 | SH | DFND | 0 | 0 | 42,027 | ||
Viasat Inc | COM | 92552v100 | 27,572 | 619,049 | SH | SOLE | 619,049 | 0 | 0 | ||
Viasat Inc | COM | 92552v100 | 8,633 | 193,836 | SH | DFND | 0 | 0 | 193,836 | ||
Viemed Healthcare Inc | COM | 92663r105 | 6,237 | 1,194,833 | SH | SOLE | 1,194,833 | 0 | 0 | ||
Viemed Healthcare Inc | COM | 92663r105 | 3,240 | 620,712 | SH | DFND | 0 | 0 | 620,712 | ||
Wayside Technology Group Inc | COM | 946760105 | 8,476 | 241,487 | SH | SOLE | 241,487 | 0 | 0 | ||
Wayside Technology Group Inc | COM | 946760105 | 3,902 | 111,163 | SH | DFND | 0 | 0 | 111,163 | ||
Wells Fargo & Company | COM | 949746101 | 3,402 | 70,900 | SH | SOLE | 70,900 | 0 | 0 | ||
Western Union Company | COM | 959802109 | 294 | 16,484 | SH | SOLE | 16,484 | 0 | 0 | ||
White Mountains Insurance Group | COM | g9618e107 | 10,475 | 10,331 | SH | SOLE | 10,331 | 0 | 0 | ||
White Mountains Insurance Group | COM | g9618e107 | 5,956 | 5,874 | SH | DFND | 0 | 0 | 5,874 |