The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
1847 Goedeker, Inc. | common | 28252C109 | 1,781 | 462,550 | SH | SOLE | 462,550 | 0 | 0 | ||
Aehr Test Systems | common | 00760J108 | 5,240 | 1,898,534 | SH | SOLE | 1,898,534 | 0 | 0 | ||
Alpha Teknova, Inc. | common | 02080L102 | 2,373 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
American Public Education, Inc | common | 02913V103 | 7,194 | 253,840 | SH | SOLE | 253,840 | 0 | 0 | ||
American Superconductor Corp | common | 030111207 | 14,860 | 854,534 | SH | SOLE | 854,534 | 0 | 0 | ||
Aqua Metals, Inc. | common | 03837J101 | 166 | 55,474 | SH | SOLE | 55,474 | 0 | 0 | ||
Atomera Incorporated | common | 04965B100 | 3,924 | 183,000 | SH | SOLE | 183,000 | 0 | 0 | ||
Avid Bioservices, Inc. | common | 05368M106 | 31,626 | 1,233,000 | SH | SOLE | 1,233,000 | 0 | 0 | ||
Aziyo Biologics, Inc. | common | 05479K106 | 1,688 | 175,650 | SH | SOLE | 175,650 | 0 | 0 | ||
Bellus Health, Inc. | common | 07987C204 | 1,244 | 400,000 | SH | SOLE | 400,000 | 0 | 0 | ||
Bitfarms, Ltd. of Canada | common | 09173B107 | 197 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
Bitfarms, Ltd. of Canada(Can) | common | 09173B107 | 1,611 | 410,000 | SH | SOLE | 410,000 | 0 | 0 | ||
Blue Apron Holdings, Inc. | common | 09523Q200 | 2,675 | 625,000 | SH | SOLE | 625,000 | 0 | 0 | ||
Bridgeline Digital, Inc. | common | 10807Q700 | 2,580 | 600,000 | SH | SOLE | 600,000 | 0 | 0 | ||
Burcon NutraScience Corp. (Can | common | 120831102 | 10,893 | 3,902,823 | SH | SOLE | 3,902,823 | 0 | 0 | ||
CEVA, Inc. | common | 157210105 | 17,408 | 368,037 | SH | SOLE | 368,037 | 0 | 0 | ||
CareDx, Inc. | common | 14167L103 | 5,217 | 57,000 | SH | SOLE | 57,000 | 0 | 0 | ||
Celsius Holdings, Inc. | common | 15118V207 | 1,902 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
Century Casinos, Inc. | common | 156492100 | 19,915 | 1,482,888 | SH | SOLE | 1,482,888 | 0 | 0 | ||
Citi Trends, Inc. | common | 17306X102 | 7,587 | 87,208 | SH | SOLE | 87,208 | 0 | 0 | ||
CleanSpark, Inc. | common | 18452B209 | 2,230 | 134,000 | SH | SOLE | 134,000 | 0 | 0 | ||
Compass Pathways PLC (Great B | common | 20451W101 | 3,815 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
Cryoport, Inc. | common | 229050307 | 1,893 | 30,000 | SH | SOLE | 30,000 | 0 | 0 | ||
DHI Group, Inc. | common | 23331S100 | 2,031 | 601,000 | SH | SOLE | 601,000 | 0 | 0 | ||
DZS, Inc. | common | 268211109 | 8,821 | 425,110 | SH | SOLE | 425,110 | 0 | 0 | ||
DermTech, Inc. | common | 24984K105 | 1,663 | 40,000 | SH | SOLE | 40,000 | 0 | 0 | ||
EMCORE Corp. | common | 290846203 | 18,094 | 1,962,446 | SH | SOLE | 1,962,446 | 0 | 0 | ||
ElectroCore, Inc. | common | 28531P103 | 5,950 | 5,000,000 | SH | SOLE | 5,000,000 | 0 | 0 | ||
Enthusiast Gaming Holdings | common | 29385B109 | 5,326 | 897,100 | SH | SOLE | 897,100 | 0 | 0 | ||
Eton Pharmaceuticals, Inc. | common | 29772L108 | 3,080 | 500,000 | SH | SOLE | 500,000 | 0 | 0 | ||
Everspin Technology, Inc. | common | 30041T104 | 12,079 | 1,878,597 | SH | SOLE | 1,878,597 | 0 | 0 | ||
Franchise Group, Inc. | common | 35180X105 | 4,653 | 131,912 | SH | SOLE | 131,912 | 0 | 0 | ||
GAN, Ltd. (London) | common | G3728V109 | 7,758 | 471,870 | SH | SOLE | 471,870 | 0 | 0 | ||
Gaia, Inc. | common | 36269P104 | 8,487 | 772,282 | SH | SOLE | 772,282 | 0 | 0 | ||
Gee Group, Inc. | common | 36165A102 | 1,481 | 2,585,192 | SH | SOLE | 2,585,192 | 0 | 0 | ||
Genasys, Inc. | common | 36872P103 | 23,836 | 4,349,544 | SH | SOLE | 4,349,544 | 0 | 0 | ||
Generation Bio Co. | common | 37148k100 | 6,069 | 225,599 | SH | SOLE | 225,599 | 0 | 0 | ||
Greenbrook TMS, Inc. (Canada) | common | 393704309 | 7,412 | 612,147 | SH | SOLE | 612,147 | 0 | 0 | ||
INVO Bioscience, Inc. | common | 44984F302 | 5,390 | 1,159,075 | SH | SOLE | 1,159,075 | 0 | 0 | ||
Ideal Power, Inc. | common | 451622203 | 2,990 | 235,271 | SH | SOLE | 235,271 | 0 | 0 | ||
ImmunoPrecise Antibodies, Ltd. | common | 45257F200 | 2,397 | 398,145 | SH | SOLE | 398,145 | 0 | 0 | ||
Impinj, Inc. | common | 453204109 | 25,407 | 492,477 | SH | SOLE | 492,477 | 0 | 0 | ||
Infusystem Holdings, Inc. | common | 45685K102 | 41,580 | 2,000,000 | SH | SOLE | 2,000,000 | 0 | 0 | ||
Intellicheck, Inc. | common | 45817G201 | 2,093 | 250,010 | SH | SOLE | 250,010 | 0 | 0 | ||
Iteris, Inc. | common | 46564T107 | 2,363 | 355,359 | SH | SOLE | 355,359 | 0 | 0 | ||
Karat Packaging, Inc. | common | 48563L101 | 8,148 | 400,000 | SH | SOLE | 400,000 | 0 | 0 | ||
Kopin Corporation | common | 500600101 | 11,834 | 1,446,746 | SH | SOLE | 1,446,746 | 0 | 0 | ||
LeMaitre Vascular, Inc. | common | 525558201 | 14,035 | 230,000 | SH | SOLE | 230,000 | 0 | 0 | ||
Limelight Networks, Inc. | common | 53261M104 | 1,747 | 554,604 | SH | SOLE | 554,604 | 0 | 0 | ||
LiqTech International, Inc. | common | 53632A102 | 14,848 | 2,028,444 | SH | SOLE | 2,028,444 | 0 | 0 | ||
LivePerson, Inc. | common | 538146101 | 22,128 | 349,900 | SH | SOLE | 349,900 | 0 | 0 | ||
Lovesac Company, The | common | 54738L109 | 27,136 | 340,091 | SH | SOLE | 340,091 | 0 | 0 | ||
Magal Security System, Ltd (Is | common | M6786D104 | 1,096 | 231,618 | SH | SOLE | 231,618 | 0 | 0 | ||
Medicenna Therapeutics Corp. | common | 58490H107 | 3,017 | 1,000,000 | SH | SOLE | 1,000,000 | 0 | 0 | ||
Miromatrix Medical, Inc. | common | 60471P108 | 1,340 | 115,000 | SH | SOLE | 115,000 | 0 | 0 | ||
Misonix, Inc. | common | 604871103 | 5,528 | 249,239 | SH | SOLE | 249,239 | 0 | 0 | ||
Motorsports Games, Inc. | common | 62011B102 | 3,071 | 219,341 | SH | SOLE | 219,341 | 0 | 0 | ||
Movano, Inc. | common | 62459M107 | 4,581 | 900,000 | SH | SOLE | 900,000 | 0 | 0 | ||
Mudrick Capital Acquisition Co | common | 62477L107 | 5,611 | 450,301 | SH | SOLE | 450,301 | 0 | 0 | ||
Natural Gas Services Group | common | 63886Q109 | 6,079 | 591,340 | SH | SOLE | 591,340 | 0 | 0 | ||
NeoGames S.A. (Luxembourg) | common | L6673X107 | 13,923 | 226,500 | SH | SOLE | 226,500 | 0 | 0 | ||
NeoPhotonics Corporation | common | 64051T100 | 19,611 | 1,920,722 | SH | SOLE | 1,920,722 | 0 | 0 | ||
Neonode, Inc. | common | 64051M709 | 2,814 | 456,120 | SH | SOLE | 456,120 | 0 | 0 | ||
NeuroOne Medical Technologies | common | 64130M100 | 6,630 | 1,000,001 | SH | SOLE | 1,000,001 | 0 | 0 | ||
Noodles & Co. | common | 65540B105 | 5,995 | 480,403 | SH | SOLE | 480,403 | 0 | 0 | ||
Nuvation Bio, Inc. | common | 67080N101 | 4,152 | 446,024 | SH | SOLE | 446,024 | 0 | 0 | ||
OPKO Health, Inc. | common | 68375N103 | 3,240 | 800,000 | SH | SOLE | 800,000 | 0 | 0 | ||
Oncocyte Corp. | common | 68235C107 | 3,829 | 667,000 | SH | SOLE | 667,000 | 0 | 0 | ||
Ondas Holding, Inc. | common | 68236H204 | 5,558 | 700,000 | SH | SOLE | 700,000 | 0 | 0 | ||
OneWater Marine, Inc. - CL A | common | 68280L101 | 3,277 | 77,970 | SH | SOLE | 77,970 | 0 | 0 | ||
Ooma, Inc. | common | 683416101 | 20,862 | 1,106,165 | SH | SOLE | 1,106,165 | 0 | 0 | ||
OptimizeRx Corporation | common | 68401U204 | 30,323 | 489,876 | SH | SOLE | 489,876 | 0 | 0 | ||
OrthoPediatrics Corporation | common | 68752L100 | 18,842 | 298,221 | SH | SOLE | 298,221 | 0 | 0 | ||
PLBY Group,Inc. | common | 72814P109 | 9,334 | 240,000 | SH | SOLE | 240,000 | 0 | 0 | ||
Pfsweb, Inc. | common | 717098206 | 14,282 | 1,935,179 | SH | SOLE | 1,935,179 | 0 | 0 | ||
PowerFleet, Inc. | common | 73931J109 | 9,791 | 1,359,825 | SH | SOLE | 1,359,825 | 0 | 0 | ||
Profound Medical Corp. (U.S.) | common | 74319B502 | 5,709 | 348,939 | SH | SOLE | 348,939 | 0 | 0 | ||
Progyny, Inc. | common | 74340E103 | 2,950 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
PureTech Health PLC-ADR (Brita | common | 746237106 | 1,470 | 30,000 | SH | SOLE | 30,000 | 0 | 0 | ||
Quantum Corp. | common | 747906501 | 805 | 116,850 | SH | SOLE | 116,850 | 0 | 0 | ||
QuickLogic Corporation | common | 74837P405 | 3,002 | 415,230 | SH | SOLE | 415,230 | 0 | 0 | ||
RADA Electronic Industries Ltd | common | M81863124 | 11,327 | 930,000 | SH | SOLE | 930,000 | 0 | 0 | ||
RADCOM, Ltd. (Israel) | common | M81865111 | 6,477 | 578,312 | SH | SOLE | 578,312 | 0 | 0 | ||
Reata Pharmaceuticals, Inc. | common | 75615P103 | 2,831 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
Recro Pharma, Inc. | common | 75629F109 | 9,862 | 4,269,081 | SH | SOLE | 4,269,081 | 0 | 0 | ||
Repligen Corporation | common | 759916109 | 19,962 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
Resonant, Inc. | common | 76118L102 | 8,625 | 2,686,785 | SH | SOLE | 2,686,785 | 0 | 0 | ||
Roth CH Acquisition III Co. | common | 77867Q102 | 1,974 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
Roth Ch Acquisition II Co. | common | 778673103 | 3,111 | 313,322 | SH | SOLE | 313,322 | 0 | 0 | ||
Roth Ch Acquisition II Co. (Re | common | 778673103 | 4,000 | 400,000 | SH | SOLE | 400,000 | 0 | 0 | ||
SeaSpine Holdings Corp. | common | 81255T108 | 11,107 | 541,547 | SH | SOLE | 541,547 | 0 | 0 | ||
Sema4 Holdings Corp. | common | 236985920 | 1,401 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
Sequans Communications S.A. AD | common | 817323207 | 19,352 | 3,214,540 | SH | SOLE | 3,214,540 | 0 | 0 | ||
SharpSpring, Inc. | common | 820054104 | 16,355 | 968,353 | SH | SOLE | 968,353 | 0 | 0 | ||
Sientra, Inc. | common | 82621J105 | 4,200 | 527,674 | SH | SOLE | 527,674 | 0 | 0 | ||
Sigma Labs, Inc. | common | 826598500 | 2,721 | 697,785 | SH | SOLE | 697,785 | 0 | 0 | ||
Soc Telemed, Inc. | common | 78472F101 | 142 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
Spero Therapeutics, Inc. | common | 84833T103 | 5,204 | 372,755 | SH | SOLE | 372,755 | 0 | 0 | ||
Stryve Foods, Inc. | common | 863685103 | 1,031 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
Sunrun, Inc. | common | 86771W105 | 2,231 | 40,000 | SH | SOLE | 40,000 | 0 | 0 | ||
Synchronoss Technologies, Inc. | common | 87157B103 | 2,154 | 600,000 | SH | SOLE | 600,000 | 0 | 0 | ||
Telos Corp. | common | 87969B101 | 9,801 | 288,181 | SH | SOLE | 288,181 | 0 | 0 | ||
The Cooper Companies, Inc. | common | 216648402 | 1,783 | 4,500 | SH | SOLE | 4,500 | 0 | 0 | ||
The Joint Corp. | common | 47973J102 | 1,241 | 14,788 | SH | SOLE | 14,788 | 0 | 0 | ||
TravelCenters of America LLC | common | 89421B109 | 19,731 | 674,800 | SH | SOLE | 674,800 | 0 | 0 | ||
Turtle Beach Corporation | common | 900450206 | 17,414 | 545,543 | SH | SOLE | 545,543 | 0 | 0 | ||
Ultra Clean Holdings, Inc. | common | 90385V107 | 11,550 | 215,000 | SH | SOLE | 215,000 | 0 | 0 | ||
Universal Technical Institute | common | 913915104 | 8,402 | 1,294,575 | SH | SOLE | 1,294,575 | 0 | 0 | ||
Verb Technology Company, Inc. | common | 923370U10 | 584 | 285,050 | SH | SOLE | 285,050 | 0 | 0 | ||
Veru, Inc. | common | 92536C103 | 9,099 | 1,127,509 | SH | SOLE | 1,127,509 | 0 | 0 | ||
Vicor Corporation | common | 925815102 | 8,353 | 79,000 | SH | SOLE | 79,000 | 0 | 0 | ||
Viemed Healthcare, Inc. (Canad | common | 92663R105 | 7,772 | 1,085,000 | SH | SOLE | 1,085,000 | 0 | 0 | ||
Westport Fuel Systems, Inc. | common | 960908309 | 20,348 | 3,832,047 | SH | SOLE | 3,832,047 | 0 | 0 | ||
Zealand Pharma A/S (Denmark) | common | 999999999 | 8,779 | 297,226 | SH | SOLE | 297,226 | 0 | 0 | ||
Zealand Pharma A/S ADR (Denmar | common | 98920Y304 | 590 | 19,981 | SH | SOLE | 19,981 | 0 | 0 | ||
argenx SE - ADR (Netherlands) | common | 04016X101 | 24,086 | 80,000 | SH | SOLE | 80,000 | 0 | 0 | ||
eMagin Corporation | common | 29076N206 | 3,901 | 1,120,887 | SH | SOLE | 1,120,887 | 0 | 0 | ||
nLight, Inc. | common | 65487K100 | 9,433 | 260,000 | SH | SOLE | 260,000 | 0 | 0 | ||
urban-gro, Inc. | common | 91704K202 | 2,310 | 251,889 | SH | SOLE | 251,889 | 0 | 0 | ||
voxeljet AG, ADR (Germany) | common | 92912L106 | 8,377 | 654,978 | SH | SOLE | 654,978 | 0 | 0 | ||
1847 Goedeker, Inc 5/26/22-12/ | warrants | 28252C117 | 2,853 | 1,333,000 | SH | SOLE | 1,333,000 | 0 | 0 | ||
Ideal Power @.001 (pre-funded) | warrants | 999999999 | 3,226 | 253,830 | SH | SOLE | 253,830 | 0 | 0 | ||
Ideal Power @2.32 11/13/24 9.9 | warrants | 999999999 | 4,748 | 439,180 | SH | SOLE | 439,180 | 0 | 0 | ||
Ideal Power @8.90 8/5/25 9.99 | warrants | 999999999 | 266 | 39,366 | SH | SOLE | 39,366 | 0 | 0 | ||
Ocean Power Technologies @3.85 | warrants | 674870118 | 269 | 464,280 | SH | SOLE | 464,280 | 0 | 0 | ||
Roth CH Acquisition III Co @11 | warrants | 77867Q110 | 82 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
Turtle Beach Corp. @0 pre-fund | warrants | 999999999 | 17,556 | 550,000 | SH | SOLE | 550,000 | 0 | 0 | ||
eMagin Corp @.78 10/9/19-10/9/ | warrants | 999999999 | 8,700 | 3,000,000 | SH | SOLE | 3,000,000 | 0 | 0 | ||
eMagin Corporation @1.55 1/29/ | warrants | 999999999 | 1,976 | 890,000 | SH | SOLE | 890,000 | 0 | 0 | ||
eMagin Corporation @2.45 5/24/ | warrants | 999999999 | 2,356 | 1,625,000 | SH | SOLE | 1,625,000 | 0 | 0 |