The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
|
COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AMERIPRISE FINL INC | COM | 03076C106 | 14,889 | 96,615 | SH | SOLE | 0 | 96,615 | 0 | 0 | |
ATLANTIC POWER CORP | COM NEW | 04878Q863 | 5,820 | 2,969,505 | SH | SOLE | 0 | 2,969,505 | 0 | 0 | |
BANK OF NT BUTTERFIELD&SON L | SHS NEW | G0772R208 | 1,378 | 61,828 | SH | SOLE | 0 | 61,828 | 0 | 0 | |
BLUEBIRD BIO INC | COM | 09609G100 | 15,273 | 283,087 | SH | SOLE | 0 | 283,087 | 0 | 0 | |
BONANZA CREEK ENERGY INC | COM NEW | 097793400 | 38,741 | 2,060,700 | SH | SOLE | 0 | 2,060,700 | 0 | 0 | |
BRIGHTSPHERE INVT GROUP INC | COM | 10948W103 | 26,875 | 2,083,322 | SH | SOLE | 0 | 2,083,322 | 0 | 0 | |
BRISTOL-MYERS SQUIBB CO | RIGHT 99/99/9999 | 110122157 | 22,693 | 10,085,813 | SH | SOLE | 0 | 10,085,813 | 0 | 0 | |
CAI INTERNATIONAL INC | COM | 12477X106 | 23,277 | 845,512 | SH | SOLE | 0 | 845,512 | 0 | 0 | |
CATALYST PHARMACEUTICALS INC | COM | 14888U101 | 9,005 | 3,031,965 | SH | SOLE | 0 | 3,031,965 | 0 | 0 | |
CHEMOCENTRYX INC | COM | 16383L106 | 19,356 | 353,219 | SH | SOLE | 0 | 353,219 | 0 | 0 | |
CIGNA CORP NEW | COM | 125523100 | 15,096 | 89,108 | SH | SOLE | 0 | 89,108 | 0 | 0 | |
COLLEGIUM PHARMACEUTICAL INC | COM | 19459J104 | 12,362 | 593,741 | SH | SOLE | 0 | 593,741 | 0 | 0 | |
CONTURA ENERGY INC | COM | 21241B100 | 4,352 | 594,597 | SH | SOLE | 0 | 594,597 | 0 | 0 | |
CORBUS PHARMACEUTICALS HLDGS | COM | 21833P103 | 3,802 | 2,112,200 | SH | Put | SOLE | 0 | 2,112,200 | 0 | 0 |
CORBUS PHARMACEUTICALS HLDGS | COM | 21833P103 | 4,524 | 2,513,300 | SH | Call | SOLE | 0 | 2,513,300 | 0 | 0 |
DIAMOND S SHIPPING INC | COM | Y20676105 | 5,743 | 835,910 | SH | SOLE | 0 | 835,910 | 0 | 0 | |
ECHOSTAR CORP | CL A | 278768106 | 24,397 | 980,201 | SH | SOLE | 0 | 980,201 | 0 | 0 | |
EIGER BIOPHARMACEUTICALS INC | COM | 28249U105 | 8,892 | 1,092,394 | SH | SOLE | 0 | 1,092,394 | 0 | 0 | |
FIRST FNDTN INC | COM | 32026V104 | 661 | 50,547 | SH | SOLE | 0 | 50,547 | 0 | 0 | |
FLY LEASING LTD | SPONSORED ADR | 34407D109 | 5,157 | 710,380 | SH | SOLE | 0 | 710,380 | 0 | 0 | |
GENCO SHIPPING & TRADING LTD | SHS | Y2685T131 | 8,985 | 1,302,158 | SH | SOLE | 0 | 1,302,158 | 0 | 0 | |
GREEN PLAINS INC | COM | 393222104 | 32,779 | 2,117,489 | SH | SOLE | 0 | 2,117,489 | 0 | 0 | |
IMMUNOVANT INC | COM | 45258J102 | 8,105 | 230,307 | SH | SOLE | 0 | 230,307 | 0 | 0 | |
INTERNATIONAL SEAWAYS INC | COM | Y41053102 | 1,084 | 74,189 | SH | SOLE | 0 | 74,189 | 0 | 0 | |
IOVANCE BIOTHERAPEUTICS INC | COM | 462260100 | 12,483 | 379,188 | SH | SOLE | 0 | 379,188 | 0 | 0 | |
KBR INC | COM | 48242W106 | 14,592 | 652,615 | SH | SOLE | 0 | 652,615 | 0 | 0 | |
LARIMAR THERAPEUTICS INC | COM | 517125100 | 2,217 | 146,142 | SH | SOLE | 0 | 146,142 | 0 | 0 | |
LPL FINL HLDGS INC | COM | 50212V100 | 5,128 | 66,881 | SH | SOLE | 0 | 66,881 | 0 | 0 | |
MAGNACHIP SEMICONDUCTOR CORP | COM | 55933J203 | 8,764 | 639,722 | SH | SOLE | 0 | 639,722 | 0 | 0 | |
MESOBLAST LTD | SPONS ADR | 590717104 | 12,554 | 675,300 | SH | Put | SOLE | 0 | 675,300 | 0 | 0 |
NAVIOS MARITIME CONTAINERS L | COM UNIT RP LP | Y62151108 | 3,430 | 3,307,750 | SH | SOLE | 0 | 3,307,750 | 0 | 0 | |
PENN VA CORP | COM | 70788V102 | 3,310 | 336,084 | SH | SOLE | 0 | 336,084 | 0 | 0 | |
PERSHING SQUARE TONTINE HLDG | COM CL A | 71531R109 | 583 | 25,700 | SH | SOLE | 0 | 25,700 | 0 | 0 | |
PG&E CORP | COM | 69331C108 | 43,241 | 4,604,967 | SH | SOLE | 0 | 4,604,967 | 0 | 0 | |
PROGRESSIVE CORP | COM | 743315103 | 17,627 | 186,197 | SH | SOLE | 0 | 186,197 | 0 | 0 | |
QUANTA SVCS INC | COM | 74762E102 | 12,302 | 232,725 | SH | SOLE | 0 | 232,725 | 0 | 0 | |
RAMACO RES INC | COM | 75134P303 | 2,332 | 666,384 | SH | SOLE | 0 | 666,384 | 0 | 0 | |
SELECTA BIOSCIENCES INC | COM | 816212104 | 9,489 | 5,786,580 | SH | SOLE | 0 | 5,786,580 | 0 | 0 | |
SERVISFIRST BANCSHARES INC | COM | 81768T108 | 1,496 | 43,973 | SH | SOLE | 0 | 43,973 | 0 | 0 | |
SIERRA ONCOLOGY INC | COM NEW | 82640U404 | 4,415 | 413,809 | SH | SOLE | 0 | 413,809 | 0 | 0 | |
SIGNATURE BK NEW YORK N Y | COM | 82669G104 | 3,037 | 36,597 | SH | SOLE | 0 | 36,597 | 0 | 0 | |
STOCK YDS BANCORP INC | COM | 861025104 | 480 | 14,103 | SH | SOLE | 0 | 14,103 | 0 | 0 | |
STONEMOR INC | COM | 86184W106 | 8,625 | 8,937,513 | SH | SOLE | 0 | 8,937,513 | 0 | 0 | |
SUNCOKE ENERGY INC | COM | 86722A103 | 17,321 | 5,064,763 | SH | SOLE | 0 | 5,064,763 | 0 | 0 | |
SUPER MICRO COMPUTER INC | COM | 86800U104 | 25,810 | 977,645 | SH | SOLE | 0 | 977,645 | 0 | 0 | |
TEEKAY TANKERS LTD | CL A | Y8565N300 | 3,252 | 300,000 | SH | SOLE | 0 | 300,000 | 0 | 0 | |
TG THERAPEUTICS INC | COM | 88322Q108 | 18,417 | 688,224 | SH | SOLE | 0 | 688,224 | 0 | 0 | |
TIFFANY & CO NEW | COM | 886547108 | 11,585 | 100,000 | SH | SOLE | 0 | 100,000 | 0 | 0 | |
TESLA INC | NOTE 2.000% 5/1 | 88160RAG6 | 111,288 | 16,093,000 | PRN | SOLE | 0 | 16,093,000 | 0 | 0 | |
TESLA INC | NOTE 2.375% 3/1 | 88160RAD3 | 114,479 | 17,500,000 | PRN | SOLE | 0 | 17,500,000 | 0 | 0 | |
VIRNETX HLDG CORP | COM | 92823T108 | 8,840 | 1,677,351 | SH | SOLE | 0 | 1,677,351 | 0 | 0 | |
WESTERN ALLIANCE BANCORP | COM | 957638109 | 713 | 22,545 | SH | SOLE | 0 | 22,545 | 0 | 0 |