UNITED STATES |
SECURITIES AND EXCHANGE COMMISSION |
Washington, DC 20549 |
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FORM N-PX |
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ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY |
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Investment Company Act file number 811-22641 |
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Franklin Alternative Strategies Funds |
(Exact name of registrant as specified in charter) |
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One Franklin Parkway, San Mateo, CA 94403-1906 |
(Address of principal executive offices) (Zip code) |
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Craig S. Tyle, One Franklin Parkway, San Mateo, CA 94403-1906 |
(Name and address of agent for service) |
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Registrant's telephone number, including area code: (650) 312-2000 |
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Date of fiscal year end: 5/31 |
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Date of reporting period: 6/30/18 |
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Item 1. Proxy Voting Records. |
Franklin K2 Alternative Strategies Fund-Master
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A.O. SMITH CORPORATION | ||||
Ticker: AOS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1..1 | DIRECTOR-William P. Greubel | Management | For | DNV |
1..2 | DIRECTOR-Dr. Ilham Kadri | Management | For | DNV |
1..3 | DIRECTOR-Idelle K. Wolf | Management | For | DNV |
1..4 | DIRECTOR-Gene C. Wulf | Management | For | DNV |
2. | Proposal to approve, by nonbinding advisory vote, the compensation of our named executive officers. | Management | For | DNV |
3. | Proposal to ratify the appointment of Ernst & Young as the independent registered public accounting firm of the corporation. | Management | For | DNV |
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ABBOTT LABORATORIES | ||||
Ticker: ABT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Robert J. Alpern | Management | For | For |
1.2 | Elect Roxanne S. Austin | Management | For | For |
1.3 | Elect Sally E. Blount | Management | For | For |
1.4 | Elect Edward M. Liddy | Management | For | For |
1.5 | Elect Nancy McKinstry | Management | For | For |
1.6 | Elect Phebe N. Novakovic | Management | For | For |
1.7 | Elect William A. Osborn | Management | For | For |
1.8 | Elect Samuel C. Scott III | Management | For | For |
1.9 | Elect Daniel J. Starks | Management | For | For |
1.10 | Elect John G. Stratton | Management | For | For |
1.11 | Elect Glenn F. Tilton | Management | For | For |
1.12 | Elect Miles D. White | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Advisory Vote on Executive Compensation | Management | For | For |
4 | Shareholder Proposal Regarding Independent Board Chair | Shareholder | Against | Against |
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ABBVIE INC | ||||
Ticker: ABBV | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Roxanne S. Austin | Management | For | For |
1.2 | Elect Richard A. Gonzalez | Management | For | For |
1.3 | Elect Rebecca B. Roberts | Management | For | For |
1.4 | Elect Glenn F. Tilton | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Advisory Vote on Executive Compensation | Management | For | For |
4 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
5 | Repeal of Classified Board | Management | For | For |
6 | Elimination of Supermajority Requirement | Management | For | For |
7 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against |
8 | Shareholder Proposal Regarding Independent Board Chair | Shareholder | Against | Against |
9 | Shareholder Proposal Regarding Report on Linking Executive Compensation to Drug Pricing | Shareholder | Against | Against |
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ABLYNX NV | ||||
Ticker: ABLX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Directors' Report (Non-Voting) | Management | None | None |
2 | Receive Auditors' Report (Non-Voting) | Management | None | None |
3 | Approve Financial Statements and Allocation of Income | Management | For | For |
4 | Approve Remuneration Report | Management | For | For |
5 | Approve Discharge of Directors | Management | For | For |
6 | Approve Discharge of Auditors | Management | For | For |
7 | Approve Auditors' Remuneration | Management | For | For |
8 | Approve Change-of-Control Clause Re: Collaboration Agreement with Sanofi | Management | For | For |
9 | Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry | Management | For | For |
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ACCENTURE PLC | ||||
Ticker: ACN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Jaime Ardila Gomez | Management | For | For |
2 | Elect Charles H. Giancarlo | Management | For | For |
3 | Elect Herbert Hainer | Management | For | For |
4 | Elect Marjorie Magner | Management | For | For |
5 | Elect Nancy McKinstry | Management | For | For |
6 | Elect Pierre Nanterme | Management | For | For |
7 | Elect Gilles Pelisson | Management | For | For |
8 | Elect Paula A. Price | Management | For | For |
9 | Elect Arun Sarin | Management | For | For |
10 | Elect Frank K. Tang | Management | For | For |
11 | Elect Tracey T. Travis | Management | For | For |
12 | Advisory Vote on Executive Compensation | Management | For | For |
13 | Amendment to the 2010 Share Incentive Plan | Management | For | For |
14 | Ratification of Auditor | Management | For | For |
15 | Authority to Issue Shares w/ Preemptive Rights | Management | For | For |
16 | Authority to Issue Shares w/o Preemptive Rights | Management | For | For |
17 | Issuance of Treasury Shares | Management | For | For |
18 | Internal Merger Transaction | Management | For | For |
19 | Amendment to Articles Regarding Shareholder Approval of Internal Transactions | Management | For | For |
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ADIENT PLC | ||||
Ticker: ADNT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director John M. Barth | Management | For | For |
1b | Elect Director Julie L. Bushman | Management | For | For |
1c | Elect Director Raymond L. Conner | Management | For | For |
1d | Elect Director Richard Goodman | Management | For | For |
1e | Elect Director Frederick A. Henderson | Management | For | For |
1f | Elect Director R. Bruce McDonald | Management | For | For |
1g | Elect Director Barb J. Samardzich | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
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ADOBE SYSTEMS INCORPORATED | ||||
Ticker: ADBE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Amy L. Banse | Management | For | For |
2 | Elect Edward W. Barnholt | Management | For | For |
3 | Elect Robert K. Burgess | Management | For | For |
4 | Elect Frank A. Calderoni | Management | For | For |
5 | Elect James E. Daley | Management | For | For |
6 | Elect Laura B. Desmond | Management | For | For |
7 | Elect Charles M. Geschke | Management | For | For |
8 | Elect Shantanu Narayen | Management | For | For |
9 | Elect Daniel Rosensweig | Management | For | For |
10 | Elect John E. Warnock | Management | For | For |
11 | Amendment to the 2003 Equity Incentive Plan | Management | For | For |
12 | Ratification of Auditor | Management | For | For |
13 | Advisory Vote on Executive Compensation | Management | For | For |
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ADVANCED MICRO DEVICES, INC. | ||||
Ticker: AMD | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect John E. Caldwell | Management | For | For |
2 | Elect Nora M. Denzel | Management | For | For |
3 | Elect D. Mark Durcan | Management | For | For |
4 | Elect Joseph A. Householder | Management | For | For |
5 | Elect Michael J. Inglis | Management | For | For |
6 | Elect John W. Marren | Management | For | For |
7 | Elect Lisa T. Su | Management | For | For |
8 | Elect Abhijit Y. Talwalkar | Management | For | For |
9 | Elect Ahmed Yahia | Management | For | For |
10 | Ratification of Auditor | Management | For | For |
11 | Increase of Authorized Common Stock | Management | For | For |
12 | Advisory Vote on Executive Compensation | Management | For | For |
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AEGLEA BIOTHERAPEUTICS INC | ||||
Ticker: AGLE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Russell J. Cox | Management | For | For |
1.2 | Elect Ivana Magovcevic-Liebisch | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Amendment to the 2016 Employee Stock Purchase Plan | Management | For | Against |
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AERIE PHARMACEUTICALS INC | ||||
Ticker: AERI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Michael M. du Toit | Management | For | For |
1.2 | Elect Murray A. Goldberg | Management | For | For |
2 | Amendment to the Omnibus Incentive Plan | Management | For | For |
3 | Ratification of Auditor | Management | For | For |
4 | Advisory Vote on Executive Compensation | Management | For | For |
5 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
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AETNA INC. | ||||
Ticker: AET | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Merger | Management | For | For |
2 | Right to Adjourn Meeting | Management | For | For |
3 | Advisory Vote on Golden Parachute Payments | Management | For | For |
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AETNA INC. | ||||
Ticker: AET | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1. | To approve and adopt the Agreement and Plan of Merger, dated as of December 3, 2017, as it may be amended from time to time, among CVS Health Corporation, Hudson Merger Sub Corp. and Aetna Inc. (the "merger agreement"). | Management | For | For |
2. | To approve the adjournment from time to time of the Special Meeting of Shareholders of Aetna Inc. if necessary to solicit additional proxies if there are not sufficient votes to approve and adopt the merger agreement at the time of the Special Meeting of | Management | For | For |
3. | To approve, on an advisory (non-binding) basis, the compensation that will or may be paid or provided by Aetna Inc. to its named executive officers in connection with the merger of Hudson Merger Sub Corp. with and into Aetna Inc. | Management | For | For |
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AETNA INC. | ||||
Ticker: AET | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Fernando Aguirre | Management | For | For |
2 | Elect Mark T. Bertolini | Management | For | For |
3 | Elect Frank M. Clark, Jr. | Management | For | For |
4 | Elect Molly J. Coye | Management | For | For |
5 | Elect Roger N. Farah | Management | For | For |
6 | Elect Jeffrey E. Garten | Management | For | For |
7 | Elect Ellen M. Hancock | Management | For | For |
8 | Elect Richard J. Harrington | Management | For | For |
9 | Elect Edward J. Ludwig | Management | For | For |
10 | Elect Olympia J. Snowe | Management | For | For |
11 | Ratification of Auditor | Management | For | For |
12 | Advisory Vote on Executive Compensation | Management | For | For |
13 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against |
14 | Shareholder Proposal Regarding Right to Call Special Meetings | Shareholder | Against | Against |
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AETNA INC. | ||||
Ticker: AET | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a. | Election of Director: Fernando Aguirre | Management | For | For |
1b. | Election of Director: Mark T. Bertolini | Management | For | For |
1c. | Election of Director: Frank M. Clark | Management | For | For |
1d. | Election of Director: Molly J. Coye, M.D. | Management | For | For |
1e. | Election of Director: Roger N. Farah | Management | For | For |
1f. | Election of Director: Jeffrey E. Garten | Management | For | For |
1g. | Election of Director: Ellen M. Hancock | Management | For | For |
1h. | Election of Director: Richard J. Harrington | Management | For | For |
1i. | Election of Director: Edward J. Ludwig | Management | For | For |
1j. | Election of Director: Olympia J. Snowe | Management | For | For |
2. | Company Proposal - Approval of the Appointment of the Independent Registered Public Accounting Firm for 2018 | Management | For | For |
3. | Company Proposal - Approval of the Company's Executive Compensation on a Non-Binding Advisory Basis | Management | For | For |
4A. | Shareholder Proposal - Annual Report on Direct and Indirect Lobbying | Shareholder | Against | Against |
4B. | Shareholder Proposal - Special Shareholder Meeting Vote Threshold | Shareholder | Against | Against |
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AGIOS PHARMACEUTICALS INC | ||||
Ticker: AGIO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Kaye Foster | Management | For | For |
1.2 | Elect Maykin Ho | Management | For | For |
1.3 | Elect John M. Maraganore | Management | For | For |
2 | Advisory Vote on Executive Compensation | Management | For | For |
3 | Ratification of Auditor | Management | For | For |
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AILERON THERAPEUTICS INC | ||||
Ticker: ALRN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Jeffrey A. Bailey | Management | For | For |
1.2 | Elect John H. McArthur | Management | For | For |
1.3 | Elect Jodie P. Morrison | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
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AIMMUNE THERAPEUTICS INC | ||||
Ticker: AIMT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Patrick G. Enright | Management | For | For |
1.2 | Elect Kathryn E. Falberg | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Advisory Vote on Executive Compensation | Management | For | For |
4 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
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AIRBUS SE | ||||
Ticker: AIR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2.1 | Discussion on Company's Corporate Governance Structure | Management | None | None |
2.2 | Receive Report on Business and Financial Statements | Management | None | None |
2.3 | Discuss Implementation of the Remuneration Policy | Management | None | None |
2.4 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
3 | Discussion of Agenda Items | Management | None | None |
4.1 | Adopt Financial Statements | Management | For | For |
4.2 | Approve Allocation of Income and Dividends of EUR of 1.50 per Share | Management | For | For |
4.3 | Approve Discharge of Non-Executive Members of the Board of Directors | Management | For | For |
4.4 | Approve Discharge of Executive Members of the Board of Directors | Management | For | For |
4.5 | Ratify Ernst & Young as Auditors | Management | For | For |
4.6 | Reelect Maria Amparo Moraleda Martinez as a Non-Executive Director | Management | For | For |
4.7 | Elect Victor Chu as a Non-Executive Director | Management | For | For |
4.8 | Elect Jean-Pierre Clamadieu as a Non-Executive Director | Management | For | For |
4.9 | Elect Rene Obermann as a Non-Executive Director | Management | For | For |
4.10 | Grant Board Authority to Issue Shares Up To 0.51 Percent of Issued Capital and Excluding Preemptive Rights Re: ESOP and LTIP Plans | Management | For | For |
4.11 | Grant Board Authority to Issue Shares Up To 1.15 Percent of Issued Capital and Excluding Preemptive Rights Re: Company Funding | Management | For | For |
4.12 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
4.13 | Approve Cancellation of Repurchased Shares | Management | For | For |
5 | Close Meeting | Management | None | None |
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AKAMAI TECHNOLOGIES, INC. | ||||
Ticker: AKAM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Jill Greenthal | Management | For | For |
2 | Elect Daniel Hesse | Management | For | For |
3 | Elect F. Thomson Leighton | Management | For | For |
4 | Elect William Wagner | Management | For | For |
5 | Repeal of Classified Board | Management | For | For |
6 | Advisory Vote on Executive Compensation | Management | For | For |
7 | Ratification of Auditor | Management | For | For |
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ALERE INC. | ||||
Ticker: ALR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1. | TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF JANUARY 30, 2016 (THE "ORIGINAL MERGER AGREEMENT"), AS AMENDED BY THE AMENDMENT TO AGREEMENT AND PLAN OF MERGER, DATED AS OF APRIL 13, 2017 (THE "MERGER AGREEMENT AMENDMENT") BY AND AMONG ABBOTT LABOR | Management | For | For |
2. | TO APPROVE, BY NON-BINDING ADVISORY VOTE, THE COMPENSATION THAT MAY BE PAID OR MAY BECOME PAYABLE TO ALERE INC.S NAMED EXECUTIVE OFFICERS IN CONNECTION WITH, OR FOLLOWING, THE CONSUMMATION OF THE MERGER CONTEMPLATED BY THE MERGER AGREEMENT. | Management | For | For |
3. | TO APPROVE THE ADJOURNMENT OF THE SPECIAL MEETING TO A LATER DATE OR TIME, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IN THE EVENT THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING OR ANY ADJOURNMENT OR POSTPONEMENT THEREOF T | Management | For | For |
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ALEXION PHARMACEUTICALS INC. | ||||
Ticker: ALXN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Felix J. Baker | Management | For | For |
1.2 | Elect David R. Brennan | Management | For | For |
1.3 | Elect Christopher J. Coughlin | Management | For | For |
1.4 | Elect Deborah Dunsire | Management | For | For |
1.5 | Elect Paul A. Friedman | Management | For | For |
1.6 | Elect Ludwig N. Hantson | Management | For | For |
1.7 | Elect John T. Mollen | Management | For | For |
1.8 | Elect Francois Nader | Management | For | For |
1.9 | Elect Judith A. Reinsdorf | Management | For | For |
1.10 | Elect Andreas Rummelt | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Advisory Vote on Executive Compensation | Management | For | For |
4 | Shareholder Proposal Regarding Independent Board Chair | Shareholder | Against | Against |
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ALIBABA GROUP HOLDING LIMITED | ||||
Ticker: BABA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Jack Yun Ma | Management | For | For |
2 | Elect Masayoshi Son | Management | For | Against |
3 | Elect Walter Teh Ming Kwauk | Management | For | For |
4 | Appointment of Auditor | Management | For | For |
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ALIGN TECHNOLOGY, INC. | ||||
Ticker: ALGN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Kevin J. Dallas | Management | For | For |
2 | Elect Joseph M. Hogan | Management | For | For |
3 | Elect Joseph Lacob | Management | For | For |
4 | Elect C. Raymond Larkin, Jr. | Management | For | For |
5 | Elect George J. Morrow | Management | For | For |
6 | Elect Thomas M. Prescott | Management | For | For |
7 | Elect Andrea L. Saia | Management | For | For |
8 | Elect Greg J. Santora | Management | For | For |
9 | Elect Susan E. Siegel | Management | For | For |
10 | Elect Warren S. Thaler | Management | For | For |
11 | Ratification of Auditor | Management | For | For |
12 | Advisory Vote on Executive Compensation | Management | For | For |
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ALLERGAN PLC | ||||
Ticker: AGN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Nesli Basgoz | Management | For | For |
2 | Elect Paul M. Bisaro | Management | For | For |
3 | Elect Joseph H. Boccuzi | Management | For | For |
4 | Elect Christopher W. Bodine | Management | For | For |
5 | Elect Adriane M. Brown | Management | For | For |
6 | Elect Christopher J. Coughlin | Management | For | For |
7 | Elect Carol Anthony Davidson | Management | For | For |
8 | Elect Catherine M. Klema | Management | For | For |
9 | Elect Peter J. McDonnell | Management | For | For |
10 | Elect Patrick J. O'Sullivan | Management | For | For |
11 | Elect Brenton L. Saunders | Management | For | For |
12 | Elect Fred G. Weiss | Management | For | For |
13 | Advisory Vote on Executive Compensation | Management | For | For |
14 | Appointment of Auditor and Authority to Set Fees | Management | For | For |
15 | Authority to Issue Shares w/ Preemptive Rights | Management | For | For |
16 | Authority to Issue Shares w/o Preemptive Rights | Management | For | Against |
17 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Management | For | Against |
18 | Shareholder Proposal Regarding Independent Board Chair | Shareholder | Against | Against |
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ALLERGAN PLC | ||||
Ticker: AGN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Nesli Basgoz | Management | For | For |
1b | Elect Director Paul M. Bisaro | Management | For | For |
1c | Elect Director Joseph H. Boccuzi | Management | For | For |
1d | Elect Director Christopher W. Bodine | Management | For | For |
1e | Elect Director Adriane M. Brown | Management | For | For |
1f | Elect Director Christopher J. Coughlin | Management | For | For |
1g | Elect Director Carol Anthony 'John' Davidson | Management | For | For |
1h | Elect Director Catherine M. Klema | Management | For | For |
1i | Elect Director Peter J. McDonnell | Management | For | For |
1j | Elect Director Patrick J. O'Sullivan | Management | For | For |
1k | Elect Director Brenton L. Saunders | Management | For | For |
1l | Elect Director Fred G. Weiss | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Authorize Issue of Equity with Pre-emptive Rights | Management | For | For |
5A | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
5B | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
6 | Require Independent Board Chairman | Shareholder | Against | For |
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ALLIANCE DATA SYSTEMS CORPORATION | ||||
Ticker: ADS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Bruce K. Anderson | Management | For | For |
2 | Elect Roger H. Ballou | Management | For | For |
3 | Elect Kelly J. Barlow | Management | For | For |
4 | Elect E. Linn Draper, Jr. | Management | For | For |
5 | Elect Edward J. Heffernan | Management | For | For |
6 | Elect Kenneth R. Jensen | Management | For | For |
7 | Elect Robert A. Minicucci | Management | For | For |
8 | Elect Timothy J. Theriault | Management | For | For |
9 | Elect Laurie A. Tucker | Management | For | For |
10 | Advisory Vote on Executive Compensation | Management | For | For |
11 | Ratification of Auditor | Management | For | For |
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ALPHABET INC. | ||||
Ticker: GOOGL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Larry Page | Management | For | For |
1.2 | Elect Sergey Brin | Management | For | For |
1.3 | Elect Eric E. Schmidt | Management | For | For |
1.4 | Elect L. John Doerr | Management | For | Withhold |
1.5 | Elect Roger W. Ferguson, Jr. | Management | For | For |
1.6 | Elect Diane Greene | Management | For | For |
1.7 | Elect John L. Hennessy | Management | For | For |
1.8 | Elect Ann Mather | Management | For | Withhold |
1.9 | Elect Alan R. Mulally | Management | For | For |
1.10 | Elect Sundar Pichai | Management | For | For |
1.11 | Elect K. Ram Shriram | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Amendment to the 2012 Stock Plan | Management | For | For |
4 | Shareholder Proposal Regarding Recapitalization | Shareholder | Against | For |
5 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against |
6 | Shareholder Proposal Regarding Gender Pay Gap Risk Report | Shareholder | Against | Against |
7 | Shareholder Proposal Regarding Simple Majority Vote | Shareholder | Against | For |
8 | Shareholder Proposal Regarding Linking Executive Pay to Sustainability | Shareholder | Against | Against |
9 | Shareholder Proposal Regarding Disclosure of Board Qualifications | Shareholder | Against | Against |
10 | Shareholder Proposal Regarding a Report on the Efficacy of Enforcement of Content Policies | Shareholder | Against | Against |
| ||||
ALPHABET INC. | ||||
Ticker: GOOGL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | DIRECTOR | Management | FOR | FOR |
1 | DIRECTOR | Management | FOR | FOR |
1 | DIRECTOR | Management | FOR | FOR |
1 | DIRECTOR | Management | FOR | FOR |
1 | DIRECTOR | Management | FOR | FOR |
1 | DIRECTOR | Management | FOR | FOR |
1 | DIRECTOR | Management | FOR | FOR |
1 | DIRECTOR | Management | FOR | FOR |
1 | DIRECTOR | Management | FOR | FOR |
1 | DIRECTOR | Management | FOR | FOR |
1 | DIRECTOR | Management | FOR | FOR |
2 | The ratification of the appointment of Ernst & Young LLP as Alphabet's independent registered public accounting firm for the fiscal year ending December 31, 2018. | Management | FOR | FOR |
3 | The approval of amendments to Alphabet's 2012 Stock Plan to increase the share reserve by 11,500,000 shares of Class C capital stock and to prohibit the repricing of stock options granted under the 2012 Stock Plan without stockholder approval. | Management | FOR | FOR |
4 | A stockholder proposal regarding equal shareholder voting, if properly presented at the meeting. | Shareholder | ABSTAIN | ABSTAIN |
5 | A stockholder proposal regarding a lobbying report, if properly presented at the meeting. | Shareholder | ABSTAIN | ABSTAIN |
6 | A stockholder proposal regarding a report on gender pay, if properly presented at the meeting. | Shareholder | ABSTAIN | ABSTAIN |
7 | A stockholder proposal regarding simple majority vote, if properly presented at the meeting. | Shareholder | ABSTAIN | ABSTAIN |
8 | A stockholder proposal regarding a sustainability metrics report, if properly presented at the meeting. | Shareholder | ABSTAIN | ABSTAIN |
9 | A stockholder proposal regarding board diversity and qualifications, if properly presented at the meeting. | Shareholder | ABSTAIN | ABSTAIN |
10 | A stockholder proposal regarding a report on content governance, if properly presented at the meeting. | Shareholder | ABSTAIN | ABSTAIN |
| ||||
ALTRIA GROUP, INC. | ||||
Ticker: MO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John T. Casteen, III | Management | For | For |
1.2 | Elect Director Dinyar S. Devitre | Management | For | For |
1.3 | Elect Director Thomas F. Farrell, II | Management | For | For |
1.4 | Elect Director Debra J. Kelly-Ennis | Management | For | For |
1.5 | Elect Director W. Leo Kiely, III | Management | For | For |
1.6 | Elect Director Kathryn B. McQuade | Management | For | For |
1.7 | Elect Director George Munoz | Management | For | For |
1.8 | Elect Director Mark E. Newman | Management | For | For |
1.9 | Elect Director Nabil Y. Sakkab | Management | For | For |
1.10 | Elect Director Virginia E. Shanks | Management | For | For |
1.11 | Elect Director Howard A. Willard, III | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Reduce Nicotine Levels in Tobacco Products | Shareholder | Against | Against |
| ||||
AMAZON.COM, INC. | ||||
Ticker: AMZN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Jeffrey P. Bezos | Management | For | For |
2 | Elect Tom A. Alberg | Management | For | For |
3 | Elect Jamie S. Gorelick | Management | For | For |
4 | Elect Daniel P. Huttenlocher | Management | For | For |
5 | Elect Judith A. McGrath | Management | For | For |
6 | Elect Jonathan J. Rubinstein | Management | For | For |
7 | Elect Thomas O. Ryder | Management | For | For |
8 | Elect Patricia Q. Stonesifer | Management | For | For |
9 | Elect Wendell P. Weeks | Management | For | For |
10 | Ratification of Auditor | Management | For | For |
11 | Advisory Vote on Executive Compensation | Management | For | For |
12 | Shareholder Proposal Regarding Board Diversity | Shareholder | Against | Abstain |
13 | Shareholder Proposal Regarding Independent Board Chair | Shareholder | Against | Against |
14 | Shareholder Proposal Regarding Counting Abstentions | Shareholder | Against | Against |
| ||||
AMERICAN AIRLINES GROUP INC. | ||||
Ticker: AAL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a. | Election of Director: James F. Albaugh | Management | For | DNV |
1b. | Election of Director: Jeffrey D. Benjamin | Management | For | DNV |
1c. | Election of Director: John T. Cahill | Management | For | DNV |
1d. | Election of Director: Michael J. Embler | Management | For | DNV |
1e. | Election of Director: Matthew J. Hart | Management | For | DNV |
1f. | Election of Director: Alberto Ibarguen | Management | For | DNV |
1g. | Election of Director: Richard C. Kraemer | Management | For | DNV |
1h. | Election of Director: Susan D. Kronick | Management | For | DNV |
1i. | Election of Director: Martin H. Nesbitt | Management | For | DNV |
1j. | Election of Director: Denise M. O'Leary | Management | For | DNV |
1k. | Election of Director: W. Douglas Parker | Management | For | DNV |
1l. | Election of Director: Ray M. Robinson | Management | For | DNV |
2. | A proposal to ratify the appointment of KPMG LLP as the independent registered public accounting firm of American Airlines Group Inc. for the fiscal year ending December 31, 2018. | Management | For | DNV |
3. | A proposal to consider and approve, on a non-binding, advisory basis, executive compensation of American Airlines Group Inc. as disclosed in the proxy statement. | Management | For | DNV |
4. | A proposal to amend the Restated Certificate of Incorporation to enable stockholders who hold at least 20% of the outstanding common stock of American Airlines Group Inc. to call special meetings. | Management | For | DNV |
5. | A shareholder proposal to enable stockholders who hold at least 10% of the outstanding common stock of American Airlines Group Inc. to call special meetings. | Shareholder | Against | DNV |
| ||||
AMERICAN ELECTRIC POWER COMPANY, INC. | ||||
Ticker: AEP | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Nicholas K. Akins | Management | For | For |
1.2 | Elect Director David J. Anderson | Management | For | For |
1.3 | Elect Director J. Barnie Beasley, Jr. | Management | For | For |
1.4 | Elect Director Ralph D. Crosby, Jr. | Management | For | For |
1.5 | Elect Director Linda A. Goodspeed | Management | For | For |
1.6 | Elect Director Thomas E. Hoaglin | Management | For | For |
1.7 | Elect Director Sandra Beach Lin | Management | For | For |
1.8 | Elect Director Richard C. Notebaert | Management | For | For |
1.9 | Elect Director Lionel L. Nowell, III | Management | For | For |
1.10 | Elect Director Stephen S. Rasmussen | Management | For | For |
1.11 | Elect Director Oliver G. Richard, III | Management | For | For |
1.12 | Elect Director Sara Martinez Tucker | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
AMICUS THERAPEUTICS INC | ||||
Ticker: FOLD | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Donald J. Hayden, Jr. | Management | For | For |
1.2 | Elect Craig A. Wheeler | Management | For | For |
2 | Increase of Authorized Common Stock | Management | For | For |
3 | Amendment to the 2007 Equity Incentive Plan | Management | For | For |
4 | Ratification of Auditor | Management | For | For |
5 | Advisory Vote on Executive Compensation | Management | For | For |
| ||||
AMS AG | ||||
Ticker: AMS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Non-Voting Meeting Note | Management | N/A | TNA |
2 | Non-Voting Agenda Item | Management | N/A | TNA |
3 | Allocation of Profits/Dividends | Management | For | TNA |
4 | Ratification of Management Board Acts | Management | For | TNA |
5 | Ratification of Supervisory Board Acts | Management | For | TNA |
6 | Supervisory Board Fees | Management | For | TNA |
7 | Appointment of Auditor | Management | For | TNA |
8 | Elect Hans Jorg Kaltenbrunner | Management | For | TNA |
9 | Elect Michael Grimm | Management | For | TNA |
10 | Elect Yen Yen Tan | Management | For | TNA |
11 | Elect Monika Henziger | Management | For | TNA |
12 | Increase in Authorised Capital | Management | For | TNA |
13 | Non-Voting Agenda Item | Management | N/A | TNA |
14 | Non-Voting Meeting Note | Management | N/A | TNA |
| ||||
ANADARKO PETROLEUM CORPORATION | ||||
Ticker: APC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Anthony R. Chase | Management | For | For |
1b | Elect Director David E. Constable | Management | For | For |
1c | Elect Director H. Paulett Eberhart | Management | For | For |
1d | Elect Director Claire S. Farley | Management | For | For |
1e | Elect Director Peter J. Fluor | Management | For | For |
1f | Elect Director Joseph W. Gorder | Management | For | For |
1g | Elect Director John R. Gordon | Management | For | For |
1h | Elect Director Sean Gourley | Management | For | For |
1i | Elect Director Mark C. McKinley | Management | For | For |
1j | Elect Director Eric D. Mullins | Management | For | For |
1k | Elect Director R. A. Walker | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Assess Portfolio Impacts of Policies to Meet 2 Degree Scenario | Shareholder | Against | For |
| ||||
APELLIS PHARMACEUTICALS INC | ||||
Ticker: APLS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Stephanie Monaghan O'Brien | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
| ||||
APPLE INC. | ||||
Ticker: AAPL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect James A. Bell | Management | For | For |
2 | Elect Timothy D. Cook | Management | For | For |
3 | Elect Albert A. Gore | Management | For | For |
4 | Elect Robert A. Iger | Management | For | For |
5 | Elect Andrea Jung | Management | For | For |
6 | Elect Arthur D. Levinson | Management | For | For |
7 | Elect Ronald D. Sugar | Management | For | For |
8 | Elect Susan L. Wagner | Management | For | For |
9 | Ratification of Auditor | Management | For | For |
10 | Advisory Vote on Executive Compensation | Management | For | For |
11 | Approve the Amended and Restated Apple Inc. Non-Employee Director Stock Plan | Management | For | For |
12 | Shareholder Proposal Regarding Amendments to Proxy Access Bylaw | Shareholder | Against | Against |
13 | Shareholder Proposal Regarding Formation of a Human Rights Committee | Shareholder | Against | Against |
| ||||
APPLE INC. | ||||
Ticker: AAPL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a. | Election of director: James Bell | Management | For | DNV |
1b. | Election of director: Tim Cook | Management | For | DNV |
1c. | Election of director: Al Gore | Management | For | DNV |
1d. | Election of director: Bob Iger | Management | For | DNV |
1e. | Election of director: Andrea Jung | Management | For | DNV |
1f. | Election of director: Art Levinson | Management | For | DNV |
1g. | Election of director: Ron Sugar | Management | For | DNV |
1h. | Election of director: Sue Wagner | Management | For | DNV |
2. | Ratification of the appointment of Ernst & Young LLP as Apple's independent registered public accounting firm for 2018 | Management | For | DNV |
3. | Advisory vote to approve executive compensation | Management | For | DNV |
4. | Approval of the amended and restated Apple Inc. Non-Employee Director Stock Plan | Management | For | DNV |
5. | A shareholder proposal entitled "Shareholder Proxy Access Amendments" | Shareholder | Against | DNV |
6. | A shareholder proposal entitled "Human Rights Committee" | Shareholder | Against | DNV |
| ||||
APPLE INC. | ||||
Ticker: | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.A | ELECTION OF DIRECTOR: JAMES BELL | Management | For | DNV |
1.B | ELECTION OF DIRECTOR: TIM COOK | Management | For | DNV |
1.C | ELECTION OF DIRECTOR: AL GORE | Management | For | DNV |
1.D | ELECTION OF DIRECTOR: BOB IGER | Management | For | DNV |
1.E | ELECTION OF DIRECTOR: ANDREA JUNG | Management | For | DNV |
1.F | ELECTION OF DIRECTOR: ART LEVINSON | Management | For | DNV |
1.G | ELECTION OF DIRECTOR: RON SUGAR | Management | For | DNV |
1.H | ELECTION OF DIRECTOR: SUE WAGNER | Management | For | DNV |
2 | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS APPLE'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2018 | Management | For | DNV |
3 | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION | Management | For | DNV |
4 | APPROVAL OF THE AMENDED AND RESTATED APPLE INC. NON-EMPLOYEE DIRECTOR STOCK PLAN | Management | For | DNV |
5 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: A SHAREHOLDER PROPOSAL ENTITLED "SHAREHOLDER PROXY ACCESS AMENDMENTS" | Shareholder | Against | DNV |
6 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: A SHAREHOLDER PROPOSAL ENTITLED "HUMAN RIGHTS COMMITTEE" | Shareholder | Against | DNV |
CMMT | 29 DEC 2017: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF TEXT-IN RESOLUTION 2. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE-AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Management | None | Did not vote |
| ||||
APPLE INC. | ||||
Ticker: AAPL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director James Bell | Management | For | For |
1b | Elect Director Tim Cook | Management | For | For |
1c | Elect Director Al Gore | Management | For | For |
1d | Elect Director Bob Iger | Management | For | For |
1e | Elect Director Andrea Jung | Management | For | For |
1f | Elect Director Art Levinson | Management | For | For |
1g | Elect Director Ron Sugar | Management | For | For |
1h | Elect Director Sue Wagner | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
5 | Proxy Access Amendments | Shareholder | Against | Against |
6 | Establish Human Rights Committee | Shareholder | Against | Against |
| ||||
APPLIED MATERIALS, INC. | ||||
Ticker: AMAT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Judy Bruner | Management | For | For |
2 | Elect Eric Chen | Management | For | For |
3 | Elect Aart J. de Geus | Management | For | For |
4 | Elect Gary E. Dickerson | Management | For | For |
5 | Elect Stephen R. Forrest | Management | For | For |
6 | Elect Thomas J. Iannotti | Management | For | For |
7 | Elect Alexander A. Karsner | Management | For | For |
8 | Elect Adrianna C. Ma | Management | For | For |
9 | Elect Scott A. McGregor | Management | For | For |
10 | Elect Dennis D. Powell | Management | For | For |
11 | Advisory Vote on Executive Compensation | Management | For | For |
12 | Ratification of Auditor | Management | For | For |
13 | Shareholder Proposal Regarding Right to Act by Written Consent | Shareholder | Against | Against |
14 | Shareholder Proposal Regarding Diversity Report | Shareholder | Against | Against |
| ||||
APTIV PLC | ||||
Ticker: APTV | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Kevin P. Clark | Management | For | For |
2 | Elect Director Nancy E. Cooper | Management | For | For |
3 | Elect Director Frank J. Dellaquila | Management | For | For |
4 | Elect Director Nicholas M. Donofrio | Management | For | For |
5 | Elect Director Mark P. Frissora | Management | For | For |
6 | Elect Director Rajiv L. Gupta | Management | For | For |
7 | Elect Director Sean O. Mahoney | Management | For | For |
8 | Elect Director Colin J. Parris | Management | For | For |
9 | Elect Director Ana G. Pinczuk | Management | For | For |
10 | Elect Director Thomas W. Sidlik | Management | For | For |
11 | Elect Director Lawrence A. Zimmerman | Management | For | For |
12 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ||||
ARCONIC INC. | ||||
Ticker: ARNC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Change State of Incorporation from Pennsylvania to Delaware | Management | For | For |
2 | Eliminate Supermajority Vote Requirement | Management | For | For |
3 | Declassify the Board of Directors | Management | For | For |
| ||||
ARGEN X SE | ||||
Ticker: ARGX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amendment to Remuneration Policy | Management | For | For |
2 | Authority to Issue Shares w/ Preemptive Rights | Management | For | For |
3 | Authority to Suppress Preemptive Rights | Management | For | Against |
| ||||
ARGEN X SE | ||||
Ticker: ARGX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accounts and Reports | Management | For | For |
2 | Allocation of Losses | Management | For | For |
3 | Ratification of Board Acts | Management | For | For |
4 | Elect Michael J. Daly | Management | For | For |
5 | Elect Tim Van Hauwermeiren | Management | For | For |
6 | Elect David Lacey | Management | For | For |
7 | Elect Peter Verhaeghe | Management | For | For |
8 | Elect Werner Lanthaler | Management | For | For |
9 | Equity Compensation Plan | Management | For | For |
10 | Authority to Issue Shares w/ Preemptive Rights | Management | For | For |
11 | Authority to Suppress Preemptive Rights | Management | For | For |
12 | Appointment of Auditor | Management | For | For |
| ||||
ASSEMBLY BIOSCIENCES, INC. | ||||
Ticker: ASMB | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Anthony E. Altig | Management | For | For |
1.2 | Elect Mark Auerbach | Management | For | For |
1.3 | Elect Richard DiMarchi | Management | For | For |
1.4 | Elect Myron Z. Holubiak | Management | For | For |
1.5 | Elect Helen S. Kim | Management | For | For |
1.6 | Elect Alan J. Lewis | Management | For | For |
1.7 | Elect Susan Mahony | Management | For | For |
1.8 | Elect William Ringo | Management | For | For |
1.9 | Elect Derek Small | Management | For | For |
2 | Advisory Vote on Executive Compensation | Management | For | For |
3 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
4 | Ratification of Auditor | Management | For | For |
5 | Increase of Authorized Common Stock | Management | For | Against |
6 | Approval of the 2018 Stock Incentive Plan | Management | For | For |
7 | Approval of 2018 Employee Stock Purchase Plan | Management | For | For |
| ||||
AT HOME GROUP INC. | ||||
Ticker: HOME | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1..1 | DIRECTOR-Wendy A. Beck | Management | For | DNV |
1..2 | DIRECTOR-Philip L. Francis | Management | For | DNV |
1..3 | DIRECTOR-Larry D. Stone | Management | For | DNV |
2. | Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending January 26, 2019. | Management | For | DNV |
3. | To amend our 2016 Equity Incentive Plan to increase the number of shares authorized to be granted by 3.5 million shares. | Management | For | DNV |
| ||||
AT&T INC. | ||||
Ticker: T | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Randall L. Stephenson | Management | For | For |
1.2 | Elect Director Samuel A. Di Piazza, Jr. | Management | For | For |
1.3 | Elect Director Richard W. Fisher | Management | For | For |
1.4 | Elect Director Scott T. Ford | Management | For | For |
1.5 | Elect Director Glenn H. Hutchins | Management | For | For |
1.6 | Elect Director William E. Kennard | Management | For | For |
1.7 | Elect Director Michael B. McCallister | Management | For | For |
1.8 | Elect Director Beth E. Mooney | Management | For | For |
1.9 | Elect Director Joyce M. Roche | Management | For | For |
1.10 | Elect Director Matthew K. Rose | Management | For | For |
1.11 | Elect Director Cynthia B. Taylor | Management | For | For |
1.12 | Elect Director Laura D'Andrea Tyson | Management | For | For |
1.13 | Elect Director Geoffrey Y. Yang | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Stock Purchase and Deferral Plan | Management | For | For |
5 | Approve Omnibus Stock Plan | Management | For | For |
6 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
7 | Amend Proxy Access Right | Shareholder | Against | Against |
8 | Require Independent Board Chairman | Shareholder | Against | For |
9 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| ||||
ATENTO S.A | ||||
Ticker: ATTO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Management Report of Company Accounts | Management | For | For |
2 | Approval of Auditor's Report of Company Accounts | Management | For | For |
3 | Accounts and Reports | Management | For | For |
4 | Approval of Allocation of Annual Results | Management | For | For |
5 | Allocation of Profits/Dividends | Management | For | For |
6 | Discharge to Directors for Performance | Management | For | For |
7 | Elect Thomas Ianotti | Management | For | For |
8 | Elect David Garner | Management | For | For |
9 | Appointment of Auditor | Management | For | For |
10 | Directors' Fees | Management | For | For |
| ||||
ATLASSIAN CORPORATION PLC | ||||
Ticker: TEAM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accounts and Reports | Management | For | For |
2 | Remuneration Report (Advisory) | Management | For | For |
3 | Appointment of Auditor | Management | For | For |
4 | Authority to Set Auditor's Fees | Management | For | For |
5 | Elect Shona L. Brown | Management | For | For |
6 | Elect Michael Cannon-Brookes | Management | For | For |
7 | Elect Scott Farquhar | Management | For | For |
8 | Elect Heather M. Fernandez | Management | For | For |
9 | Elect Jay Parikh | Management | For | For |
10 | Elect Enrique T. Salem | Management | For | For |
11 | Elect Steven J. Sordello | Management | For | For |
12 | Elect Richard Wong | Management | For | For |
13 | Approval of Off-Market Repurchase Shares | Management | For | For |
14 | Restricted Share Agreement | Management | For | For |
15 | Authority to Issue Shares w/ Preemptive Rights | Management | For | For |
16 | Authority to Issue Shares w/o Preemptive Rights | Management | For | For |
| ||||
AUDENTES THERAPEUTICS INC | ||||
Ticker: BOLD | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Louis G. Lange | Management | For | For |
1.2 | Elect Kush Parmar | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
| ||||
AUTOMATIC DATA PROCESSING INC. | ||||
Ticker: ADP | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect William A. Ackman | Management | N/A | TNA |
1.2 | Elect Veronica M. Hagen | Management | N/A | TNA |
1.3 | Elect V. Paul Unruh | Management | N/A | TNA |
1.4 | Elect Mgmt. Nominee Peter Bisson | Management | N/A | TNA |
1.5 | Elect Mgmt. Nominee Richard T. Clark | Management | N/A | TNA |
1.6 | Elect Mgmt. Nominee Linda R. Gooden | Management | N/A | TNA |
1.7 | Elect Mgmt. Nominee Michael P. Gregoire | Management | N/A | TNA |
1.8 | Elect Mgmt. Nominee William J. Ready | Management | N/A | TNA |
1.9 | Elect Mgmt. Nominee Carlos A. Rodriguez | Management | N/A | TNA |
1.10 | Elect Mgmt. Nominee Sandra S. Wijnberg | Management | N/A | TNA |
2 | Shareholder Proposal Regarding Repeal of Bylaw Amendments | Shareholder | N/A | TNA |
3 | Ratification of Auditor | Management | N/A | TNA |
4 | Frequency of Advisory Vote on Executive Compensation | Management | N/A | TNA |
5 | Advisory Vote on Executive Compensation | Management | N/A | TNA |
1.1 | Elect Peter Bisson | Management | For | For |
1.2 | Elect Richard T. Clark | Management | For | For |
1.3 | Elect Eric C. Fast | Management | For | For |
1.4 | Elect Linda R. Gooden | Management | For | For |
1.5 | Elect Michael P. Gregoire | Management | For | For |
1.6 | Elect R. Glenn Hubbard | Management | For | For |
1.7 | Elect John P. Jones | Management | For | For |
1.8 | Elect William J. Ready | Management | For | For |
1.9 | Elect Carlos A. Rodriguez | Management | For | For |
1.10 | Elect Sandra S. Wijnberg | Management | For | For |
2 | Advisory Vote on Executive Compensation | Management | For | For |
3 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
4 | Ratification of Auditor | Management | For | For |
5 | Shareholder Proposal Regarding Repeal of Bylaw Amendments | Shareholder | Against | Against |
| ||||
AUTOMATIC DATA PROCESSING, INC. | ||||
Ticker: ADP | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
Management Proxy (White Proxy Card) | ||||
1.1 | Elect Director Peter Bisson | Management | For | For |
1.2 | Elect Director Richard T. Clark | Management | For | For |
1.3 | Elect Director Eric C. Fast | Management | For | For |
1.4 | Elect Director Linda R. Gooden | Management | For | For |
1.5 | Elect Director Michael P. Gregoire | Management | For | For |
1.6 | Elect Director R. Glenn Hubbard | Management | For | For |
1.7 | Elect Director John P. Jones | Management | For | For |
1.8 | Elect Director William J. Ready | Management | For | For |
1.9 | Elect Director Carlos A. Rodriguez | Management | For | For |
1.10 | Elect Director Sandra S. Wijnberg | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
5 | Repeal Amendments to the Company's By-Laws Adopted Without Stockholder Approval After August 2, 2016 | Shareholder | Against | Against |
Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
Dissident Proxy (Gold Proxy Card) | ||||
1.1 | Elect Director William A. Ackman | Shareholder | For | Did Not Vote |
1.2 | Elect Director Veronica M. Hagen | Shareholder | For | Did Not Vote |
1.3 | Elect Director V. Paul Unruh | Shareholder | For | Did Not Vote |
1.4 | Management Nominee Peter Bisson | Shareholder | For | Did Not Vote |
1.5 | Management Nominee Richard T. Clark | Shareholder | For | Did Not Vote |
1.6 | Management Nominee Linda R. Gooden | Shareholder | For | Did Not Vote |
1.7 | Management Nominee Michael P. Gregoire | Shareholder | For | Did Not Vote |
1.8 | Management Nominee William J. Ready | Shareholder | For | Did Not Vote |
1.9 | Management Nominee Carlos A. Rodriguez | Shareholder | For | Did Not Vote |
1.10 | Management Nominee Sandra S. Wijnberg | Shareholder | For | Did Not Vote |
2 | Repeal Amendments to the Company's By-Laws Adopted Without Stockholder Approval After August 2, 2016 | Shareholder | For | Did Not Vote |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Did Not Vote |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | Did Not Vote |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | None | Did Not Vote |
| ||||
AXCELIS TECHNOLOGIES, INC. | ||||
Ticker: ACLS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Tzu-Yin Chin | Management | For | For |
1.2 | Elect Richard J. Faubert | Management | For | For |
1.3 | Elect R. John Fletcher | Management | For | For |
1.4 | Elect Arthur L. George Jr. | Management | For | For |
1.5 | Elect Joseph P. Keithley | Management | For | For |
1.6 | Elect John Kurtzweil | Management | For | For |
1.7 | Elect Mary G. Puma | Management | For | For |
1.8 | Elect Thomas St. Dennis | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Advisory Vote on Executive Compensation | Management | For | For |
| ||||
BALL CORPORATION | ||||
Ticker: BLL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert W. Alspaugh | Management | For | For |
1.2 | Elect Director Michael J. Cave | Management | For | For |
1.3 | Elect Director Pedro Henrique Mariani | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
BARCLAYS PLC | ||||
Ticker: BCLYF | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | TO RECEIVE THE REPORTS OF THE DIRECTORS AND AUDITORS AND THE AUDITED ACCOUNTS OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2017 | Management | FOR | FOR |
2 | TO APPROVE THE DIRECTORS REMUNERATION REPORT FOR THE YEAR ENDED 31 DECEMBER 2017 | Management | FOR | FOR |
3 | TO APPOINT MATTHEW LESTER AS A DIRECTOR OF THE COMPANY | Management | FOR | FOR |
4 | TO APPOINT MIKE TURNER AS A DIRECTOR OF THE COMPANY | Management | FOR | FOR |
5 | TO REAPPOINT MIKE ASHLEY AS A DIRECTOR OF THE COMPANY | Management | FOR | FOR |
6 | TO REAPPOINT TIM BREEDON AS A DIRECTOR OF THE COMPANY | Management | FOR | FOR |
7 | TO REAPPOINT SIR IAN CHESHIRE AS A DIRECTOR OF THE COMPANY | Management | FOR | FOR |
8 | TO REAPPOINT MARY FRANCIS AS A DIRECTOR OF THE COMPANY | Management | FOR | FOR |
9 | TO REAPPOINT CRAWFORD GILLIES AS A DIRECTOR OF THE COMPANY | Management | FOR | FOR |
10 | TO REAPPOINT SIR GERRY GRIMSTONE AS A DIRECTOR OF THE COMPANY | Management | FOR | FOR |
11 | TO REAPPOINT REUBEN JEFFERY III AS A DIRECTOR OF THE COMPANY | Management | FOR | FOR |
12 | TO REAPPOINT JOHN MCFARLANE AS A DIRECTOR OF THE COMPANY | Management | FOR | FOR |
13 | TO REAPPOINT TUSHAR MORZARIA AS A DIRECTOR OF THE COMPANY | Management | FOR | FOR |
14 | TO REAPPOINT DAMBISA MOYO AS A DIRECTOR OF THE COMPANY | Management | FOR | FOR |
15 | TO REAPPOINT DIANE SCHUENEMAN AS A DIRECTOR OF THE COMPANY | Management | FOR | FOR |
16 | TO REAPPOINT JAMES STALEY AS A DIRECTOR OF THE COMPANY | Management | FOR | FOR |
17 | TO REAPPOINT KPMG LLP AS AUDITORS OF THE COMPANY | Management | FOR | FOR |
18 | TO AUTHORISE THE BOARD AUDIT COMMITTEE TO SET THE REMUNERATION OF THE AUDITORS | Management | FOR | FOR |
19 | TO AUTHORISE THE COMPANY AND ITS SUBSIDIARIES TO MAKE POLITICAL DONATIONS AND INCUR POLITICAL EXPENDITURE | Management | FOR | FOR |
20 | TO AUTHORISE THE DIRECTORS TO ALLOT SHARES AND EQUITY SECURITIES | Management | FOR | FOR |
21 | TO AUTHORISE THE DIRECTORS TO ALLOT EQUITY SECURITIES FOR CASH AND OR TO SELL TREASURY SHARES OTHER THAN ON A PRO RATA BASIS TO SHAREHOLDERS OF NO MORE THAN 5 PER CENT OF ISC | Management | FOR | FOR |
22 | ADDITIONAL 5 PER CENT OF ISSUED SHARE CAPITAL IN CONNECTION WITH AN ACQUISITION OR SPECIFIED CAPITAL INVESTMENT | Management | FOR | FOR |
23 | TO AUTHORISE THE DIRECTORS TO ALLOT EQUITY SECURITIES IN RELATION TO THE ISSUANCE OF CONTINGENT EQUITY CONVERSION NOTES | Management | FOR | FOR |
24 | TO AUTHORISE THE DIRECTORS TO ALLOT EQUITY SECURITIES FOR CASH OTHER THAN ON A PRO RATA BASIS TO SHAREHOLDERS IN RELATION TO THE ISSUANCE OF CONTINGENT ECNS | Management | FOR | FOR |
25 | TO AUTHORISE THE COMPANY TO PURCHASE ITS OWN SHARES | Management | FOR | FOR |
26 | TO AUTHORISE THE DIRECTORS TO CALL GENERAL MEETINGS OTHER THAN AN AGM ON NOT LESS THAN 14 CLEAR DAYS NOTICE | Management | FOR | FOR |
27 | TO AUTHORISE RENEWAL OF THE SCRIP DIVIDEND PROGRAMME | Management | FOR | FOR |
28 | TO APPROVE THAT THE WHOLE AMOUNT STANDING TO THE CREDIT OF THE COMPANY'S SHARE PREMIUM ACCOUNT BE CANCELLED | Management | FOR | FOR |
| ||||
BB&T CORPORATION | ||||
Ticker: BBT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jennifer S. Banner | Management | For | For |
1.2 | Elect Director K. David Boyer, Jr. | Management | For | For |
1.3 | Elect Director Anna R. Cablik | Management | For | For |
1.4 | Elect Director I. Patricia Henry | Management | For | For |
1.5 | Elect Director Eric C. Kendrick | Management | For | Against |
1.6 | Elect Director Kelly S. King | Management | For | Against |
1.7 | Elect Director Louis B. Lynn | Management | For | For |
1.8 | Elect Director Charles A. Patton | Management | For | For |
1.9 | Elect Director Nido R. Qubein | Management | For | Against |
1.10 | Elect Director William J. Reuter | Management | For | Against |
1.11 | Elect Director Tollie W. Rich, Jr. | Management | For | For |
1.12 | Elect Director Christine Sears | Management | For | For |
1.13 | Elect Director Thomas E. Skains | Management | For | For |
1.14 | Elect Director Thomas N. Thompson | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Eliminate Supermajority Vote Requirement | Management | For | For |
5 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | For |
| ||||
BBA AVIATION PLC | ||||
Ticker: BBA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3 | Elect Amee Chande as Director | Management | For | For |
4 | Elect David Crook as Director | Management | For | For |
5 | Elect Emma Gilthorpe as Director | Management | For | For |
6 | Elect Mark Johnstone as Director | Management | For | For |
7 | Re-elect Sir Nigel Rudd as Director | Management | For | Abstain |
8 | Re-elect Wayne Edmunds as Director | Management | For | For |
9 | Re-elect Peter Edwards as Director | Management | For | For |
10 | Re-elect Susan Kilsby as Director | Management | For | For |
11 | Re-elect Peter Ventress as Director | Management | For | For |
12 | Reappoint Deloitte LLP as Auditors | Management | For | For |
13 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
14 | Approve Remuneration Report | Management | For | For |
15 | Approve Remuneration Policy | Management | For | For |
16 | Amend Deferred Stock Plan | Management | For | For |
17 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
19 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
20 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
21 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| ||||
BELLE INTERNATIONAL HOLDINGS LTD | ||||
Ticker: 1880 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Capital Reduction to Give Effect to the Scheme | Management | For | For |
1 | Approve Increase in Authorized Share Capital in Relation to the Implementation of the Scheme and Withdrawal of the Listing of the Shares from The Stock Exchange of Hong Kong Limited | Management | For | For |
2 | Approve Management Participation | Management | For | For |
| ||||
BELLE INTERNATIONAL HOLDINGS LTD | ||||
Ticker: 1880 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Scheme of Arrangement | Management | For | For |
| ||||
BELLE INTERNATIONAL HOLDINGS LTD | ||||
Ticker: 1880 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3 | Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration | Management | For | For |
4a1 | Elect Sheng Fang as Director | Management | For | Against |
4a2 | Elect Hu Xiaoling as Director | Management | For | For |
4a3 | Elect Gao Yu as Director | Management | For | For |
4b | Authorize Board to Fix Remuneration of Directors | Management | For | For |
5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
6 | Authorize Repurchase of Issued Share Capital | Management | For | For |
7 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
| ||||
BERKSHIRE HATHAWAY INC. | ||||
Ticker: BRK.B | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Warren E. Buffett | Management | For | For |
1.2 | Elect Director Charles T. Munger | Management | For | For |
1.3 | Elect Director Gregory E. Abel | Management | For | For |
1.4 | Elect Director Howard G. Buffett | Management | For | For |
1.5 | Elect Director Stephen B. Burke | Management | For | For |
1.6 | Elect Director Susan L. Decker | Management | For | For |
1.7 | Elect Director William H. Gates, III | Management | For | For |
1.8 | Elect Director David S. Gottesman | Management | For | For |
1.9 | Elect Director Charlotte Guyman | Management | For | For |
1.10 | Elect Director Ajit Jain | Management | For | For |
1.11 | Elect Director Thomas S. Murphy | Management | For | For |
1.12 | Elect Director Ronald L. Olson | Management | For | For |
1.13 | Elect Director Walter Scott, Jr. | Management | For | For |
1.14 | Elect Director Meryl B. Witmer | Management | For | For |
2 | Report on Methane Emissions Management, Including Reduction Targets | Shareholder | Against | For |
3 | Report on Sustainability | Shareholder | Against | For |
| ||||
BIOCRYST PHARMACEUTICALS INC. | ||||
Ticker: BCRX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Nancy J. Hutson | Management | For | For |
1.2 | Elect Robert A. Ingram | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Advisory Vote on Executive Compensation | Management | For | Against |
| ||||
BIOGEN INC | ||||
Ticker: BIIB | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Alexander J. Denner | Management | For | For |
2 | Elect Caroline D. Dorsa | Management | For | For |
3 | Elect Nancy L. Leaming | Management | For | For |
4 | Elect Richard C. Mulligan | Management | For | For |
5 | Elect Robert W. Pangia | Management | For | For |
6 | Elect Stelios Papadopoulos | Management | For | For |
7 | Elect Brian S. Posner | Management | For | For |
8 | Elect Eric K. Rowinsky | Management | For | For |
9 | Elect Lynn Schenk | Management | For | For |
10 | Elect Stephen A. Sherwin | Management | For | For |
11 | Elect Michel Vounatsos | Management | For | For |
12 | Ratification of Auditor | Management | For | For |
13 | Advisory Vote on Executive Compensation | Management | For | For |
14 | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | Shareholder | Against | Against |
15 | Shareholder Proposal Regarding Report on Linking Executive Compensation to Drug Pricing | Shareholder | Against | Against |
| ||||
BIOGEN INC. | ||||
Ticker: BIIB | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Alexander J. Denner | Management | For | For |
1b | Elect Director Caroline D. Dorsa | Management | For | For |
1c | Elect Director Nancy L. Leaming | Management | For | For |
1d | Elect Director Richard C. Mulligan | Management | For | For |
1e | Elect Director Robert W. Pangia | Management | For | For |
1f | Elect Director Stelios Papadopoulos | Management | For | For |
1g | Elect Director Brian S. Posner | Management | For | For |
1h | Elect Director Eric K. Rowinsky | Management | For | For |
1i | Elect Director Lynn Schenk | Management | For | For |
1j | Elect Director Stephen A. Sherwin | Management | For | For |
1k | Elect Director Michel Vounatsos | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Proxy Access Right | Shareholder | Against | For |
5 | Report on Integrating Risks Related to Drug Pricing into Senior Executive Compensation | Shareholder | Against | For |
| ||||
BIOMARIN PHARMACEUTICAL INC. | ||||
Ticker: BMRN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Jean-Jacques Bienaime | Management | For | For |
1.2 | Elect Willard H. Dere | Management | For | For |
1.3 | Elect Michael Grey | Management | For | For |
1.4 | Elect Elaine J. Heron | Management | For | For |
1.5 | Elect Robert J. Hombach | Management | For | For |
1.6 | Elect V. Bryan Lawlis | Management | For | For |
1.7 | Elect Alan J. Lewis | Management | For | For |
1.8 | Elect Richard A. Meier | Management | For | For |
1.9 | Elect David E. I. Pyott | Management | For | For |
1.10 | Elect Dennis J. Slamon | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Advisory Vote on Executive Compensation | Management | For | For |
| ||||
BLACKBAUD, INC. | ||||
Ticker: BLKB | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect George H. Ellis | Management | For | For |
2 | Elect Andrew M. Leitch | Management | For | For |
3 | Advisory Vote on Executive Compensation | Management | For | For |
4 | Ratification of Auditor | Management | For | For |
| ||||
BLUEBIRD BIO INC | ||||
Ticker: BLUE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect John O. Agwunobi | Management | For | For |
2 | Elect Mary Lynne Hedley | Management | For | For |
3 | Elect Daniel S. Lynch | Management | For | For |
4 | Advisory Vote on Executive Compensation | Management | For | For |
5 | Ratification of Auditor | Management | For | For |
| ||||
BLUEPRINT MEDICINES CORP | ||||
Ticker: BPMC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Daniel S. Lynch | Management | For | For |
1.2 | Elect George D. Demetri | Management | For | For |
1.3 | Elect Lynn Seely | Management | For | For |
2 | Advisory Vote on Executive Compensation | Management | For | For |
3 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
4 | Ratification of Auditor | Management | For | For |
| ||||
BOOKING HOLDINGS INC. | ||||
Ticker: BKNG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Timothy M. Armstrong | Management | For | For |
1.2 | Elect Jeffrey H. Boyd | Management | For | For |
1.3 | Elect Jeffrey E. Epstein | Management | For | For |
1.4 | Elect Glenn D. Fogel | Management | For | For |
1.5 | Elect Mirian M. Graddick-Weir | Management | For | For |
1.6 | Elect James M. Guyette | Management | For | For |
1.7 | Elect Robert J. Mylod, Jr. | Management | For | For |
1.8 | Elect Charles H. Noski | Management | For | For |
1.9 | Elect Nancy B. Peretsman | Management | For | For |
1.10 | Elect Nicholas J. Read | Management | For | For |
1.11 | Elect Thomas E. Rothman | Management | For | For |
1.12 | Elect Craig W. Rydin | Management | For | For |
1.13 | Elect Lynn M. Vojvodich | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Advisory Vote on Executive Compensation | Management | For | For |
4 | Amendment to the 1999 Omnibus Plan | Management | For | For |
5 | Shareholder Proposal Regarding Independent Board Chair | Shareholder | Against | Against |
| ||||
BOOKING HOLDINGS INC. | ||||
Ticker: BKNG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1..1 | DIRECTOR-Timothy M. Armstrong | Management | For | DNV |
1..2 | DIRECTOR-Jeffery H. Boyd | Management | For | DNV |
1..3 | DIRECTOR-Jeffrey E. Epstein | Management | For | DNV |
1..4 | DIRECTOR-Glenn D. Fogel | Management | For | DNV |
1..5 | DIRECTOR-Mirian Graddick-Weir | Management | For | DNV |
1..6 | DIRECTOR-James M. Guyette | Management | For | DNV |
1..7 | DIRECTOR-Robert J. Mylod, Jr. | Management | For | DNV |
1..8 | DIRECTOR-Charles H. Noski | Management | For | DNV |
1..9 | DIRECTOR-Nancy B. Peretsman | Management | For | DNV |
1..10 | DIRECTOR-Nicholas J. Read | Management | For | DNV |
1..11 | DIRECTOR-Thomas E. Rothman | Management | For | DNV |
1..12 | DIRECTOR-Craig W. Rydin | Management | For | DNV |
1..13 | DIRECTOR-Lynn M. Vojvodich | Management | For | DNV |
2. | Ratification of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2018. | Management | For | DNV |
3. | Advisory Vote to Approve 2017 Executive Compensation. | Management | For | DNV |
4. | Vote to Approve Amendments to the Company's 1999 Omnibus Plan. | Management | For | DNV |
5. | Stockholder Proposal requesting that the Company adopt a policy that the Chairperson of the Board must be an independent director. | Shareholder | Against | DNV |
| ||||
BOSTON SCIENTIFIC CORP. | ||||
Ticker: BSX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Nelda J. Connors | Management | For | For |
2 | Elect Charles J. Dockendorff | Management | For | For |
3 | Elect Yoshiaki Fujimori | Management | For | For |
4 | Elect Donna A. James | Management | For | For |
5 | Elect Edward J. Ludwig | Management | For | For |
6 | Elect Stephen P. MacMillan | Management | For | For |
7 | Elect Michael F. Mahoney | Management | For | For |
8 | Elect David J. Roux | Management | For | For |
9 | Elect John E. Sununu | Management | For | For |
10 | Elect Ellen M. Zane | Management | For | For |
11 | Advisory Vote on Executive Compensation | Management | For | For |
12 | Ratification of Auditor | Management | For | For |
| ||||
BRENNTAG AG, MUEHLHEIM/RUHR | ||||
Ticker: BNTGF | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
6 | APPROPRIATION OF DISTRIBUTABLE PROFIT FOR THE 2017 FINANCIAL YEAR | Management | FOR | FOR |
7 | RATIFICATION OF THE ACTS OF THE MEMBERS OF THE BOARD OF MANAGEMENT FOR THE 2017 FINANCIAL YEAR | Management | FOR | FOR |
8 | RATIFICATION OF THE ACTS OF THE MEMBERS OF THE SUPERVISORY BOARD FOR THE 2017 FINANCIAL YEAR | Management | FOR | FOR |
9 | APPOINTMENT OF THE AUDITORS AND CONSOLIDATED GROUP AUDITORS FOR THE 2018 FINANCIAL YEAR AS WELL AS THE AUDITORS FOR THE AUDIT REVIEWS OF INTERIM FINANCIAL REPORTS | Management | FOR | FOR |
10 | CREATION OF NEW AUTHORIZED CAPITAL WITH THE OPTION OF EXCLUDING SUBSCRIPTION RIGHTS AND CANCELLATION OF EXISTING AUTHORIZED CAPITAL INCLUDING THE RELATED AMENDMENT TO THE ARTICLES OF ASSOCIATION | Management | FOR | FOR |
11 | AUTHORIZATION TO ISSUE WARRANT-LINKED OR CONVERTIBLE BONDS AS WELL AS PROFIT-SHARING CERTIFICATES CONFERRING OPTION OR CONVERSION RIGHTS AND TO EXCLUDE SUBSCRIPTION RIGHTS AS WELL AS CREATING A CONDITIONAL CAPITAL AS WELL AS CANCELLING THE EXISTING AUTHOR | Management | FOR | FOR |
12 | AUTHORIZATION TO PURCHASE TREASURY SHARES PURSUANT TO SECTION 71 (1) NO. 8 OF THE GERMAN STOCK CORPORATION ACT AS WELL AS CANCELLATION OF THE EXISTING AUTHORIZATION | Management | FOR | FOR |
| ||||
BRIGHT HORIZONS FAMILY SOLUTIONS INC. | ||||
Ticker: BFAM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Julie Atkinson | Management | For | For |
1b | Elect Director E. Townes Duncan | Management | For | For |
1c | Elect Director Jordan Hitch | Management | For | For |
1d | Elect Director Linda Mason | Management | For | For |
1e | Elect Director Mary Ann Tocio | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| ||||
BRISTOL-MYERS SQUIBB CO. | ||||
Ticker: BMY | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Peter J. Arduini | Management | For | For |
2 | Elect Jose Baselga | Management | For | For |
3 | Elect Robert J. Bertolini | Management | For | For |
4 | Elect Giovanni Caforio | Management | For | For |
5 | Elect Matthew W. Emmens | Management | For | For |
6 | Elect Michael Grobstein | Management | For | For |
7 | Elect Alan J. Lacy | Management | For | For |
8 | Elect Dinesh C. Paliwal | Management | For | For |
9 | Elect Theodore R. Samuels | Management | For | For |
10 | Elect Gerald Storch | Management | For | For |
11 | Elect Vicki L. Sato | Management | For | For |
12 | Elect Karen H. Vousden | Management | For | For |
13 | Advisory Vote on Executive Compensation | Management | For | For |
14 | Ratification of Auditor | Management | For | For |
15 | Shareholder Proposal Regarding Report on Linking Executive Compensation to Drug Pricing | Shareholder | Against | Against |
16 | Shareholder Proposal Regarding Right to Call Special Meetings | Shareholder | Against | Against |
| ||||
BRISTOL-MYERS SQUIBB COMPANY | ||||
Ticker: BMY | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Peter J. Arduini | Management | For | For |
2 | Elect Jose Baselga | Management | For | For |
3 | Elect Robert J. Bertolini | Management | For | For |
4 | Elect Giovanni Caforio | Management | For | For |
5 | Elect Matthew W. Emmens | Management | For | For |
6 | Elect Michael Grobstein | Management | For | For |
7 | Elect Alan J. Lacy | Management | For | For |
8 | Elect Dinesh C. Paliwal | Management | For | For |
9 | Elect Theodore R. Samuels | Management | For | For |
10 | Elect Gerald Storch | Management | For | For |
11 | Elect Vicki L. Sato | Management | For | For |
12 | Elect Karen H. Vousden | Management | For | For |
13 | Advisory Vote on Executive Compensation | Management | For | For |
14 | Ratification of Auditor | Management | For | For |
15 | Shareholder Proposal Regarding Report on Linking Executive Compensation to Drug Pricing | Shareholder | Against | Against |
16 | Shareholder Proposal Regarding Right to Call Special Meetings | Shareholder | Against | Against |
| ||||
BRISTOL-MYERS SQUIBB COMPANY | ||||
Ticker: BMY | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A | Elect Director Peter J. Arduini | Management | For | Against |
1B | Elect Director Jose Baselga | Management | For | For |
1C | Elect Director Robert J. Bertolini | Management | For | Against |
1D | Elect Director Giovanni Caforio | Management | For | For |
1E | Elect Director Matthew W. Emmens | Management | For | For |
1F | Elect Director Michael Grobstein | Management | For | Against |
1G | Elect Director Alan J. Lacy | Management | For | Against |
1H | Elect Director Dinesh C. Paliwal | Management | For | For |
1I | Elect Director Theodore R. Samuels | Management | For | Against |
1J | Elect Director Gerald L. Storch | Management | For | Against |
1K | Elect Director Vicki L. Sato | Management | For | For |
1L | Elect Director Karen H. Vousden | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Against |
4 | Report on Integrating Risks Related to Drug Pricing into Senior Executive Compensation | Shareholder | Against | Against |
5 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | For |
| ||||
BROADCOM INC | ||||
Ticker: AVGO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Reincorporation/Change of Continuance | Management | For | For |
| ||||
BROADCOM LIMITED | ||||
Ticker: AVGO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Hock E. Tan | Management | For | For |
2 | Elect James V. Diller, Sr. | Management | For | For |
3 | Elect Gayla J. Delly | Management | For | For |
4 | Elect Lewis C. Eggebrecht | Management | For | For |
5 | Elect Kenneth Y. Hao | Management | For | For |
6 | Elect Eddy W. Hartenstein | Management | For | For |
7 | Elect Check Kian Low | Management | For | For |
8 | Elect Donald Macleod | Management | For | For |
9 | Elect Peter J. Marks | Management | For | For |
10 | Elect Dr. Henry S. Samueli | Management | For | For |
11 | Appointment of Auditor and Authority to Set Fees | Management | For | For |
12 | Authority to Issue Ordinary and Special Preference Shares | Management | For | For |
13 | Advisory Vote on Executive Compensation | Management | For | Against |
| ||||
BRUNSWICK CORPORATION | ||||
Ticker: BC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a. | Election of Director: Manuel A. Fernandez | Management | For | DNV |
1b. | Election of Director: Mark D. Schwabero | Management | For | DNV |
1c. | Election of Director: David V. Singer | Management | For | DNV |
1d. | Election of Director: J. Steven Whisler | Management | For | DNV |
2. | The approval of amendments to our Restated Certificate of Incorporation to declassify the Board of Directors. | Management | For | DNV |
3. | The approval of the compensation of our Named Executive Officers on an advisory basis. | Management | For | DNV |
4. | The ratification of the Audit Committee's appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2018. | Management | For | DNV |
| ||||
BUILDERS FIRSTSOURCE, INC. | ||||
Ticker: BLDR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1..1 | DIRECTOR-David A. Barr | Management | For | DNV |
1..2 | DIRECTOR-Robert C. Griffin | Management | For | DNV |
1..3 | DIRECTOR-Brett N. Milgrim | Management | For | DNV |
2. | Advisory vote on the compensation of the named executive officers. | Management | For | DNV |
3. | Ratification of the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the year 2018. | Management | For | DNV |
| ||||
BUZZI UNICEM SPA | ||||
Ticker: | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
CMMT | PLEASE NOTE IN THE EVENT THE MEETING DOES NOT REACH QUORUM, THERE WILL BE A-SECOND CALL ON 11 MAY 2018. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL-REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. THANK YOU | Management | None | Did not vote |
1 | FINANCIAL STATEMENTS AT DECEMBER 31, 2017 MANAGEMENT REPORT AND REPORT OF THE COLLEGE TRADE UNION ON THE 2017 FINANCIAL YEAR RELATED RESOLUTIONS | Management | For | DNV |
2 | DESTINATION OF THE RESULT FOR THE YEAR RELATED RESOLUTIONS | Management | For | DNV |
3 | RESOLUTIONS CONCERNING THE PURCHASE AND DISPOSAL OF TREASURY SHARES PURSUANT TO ARTICLES 2357 E 2357 TER OF THE CIVIL CODE | Management | For | DNV |
4 | COMPOSITION OF THE BOARD OF DIRECTORS APPOINTMENT OF A DIRECTOR RELATED RESOLUTIONS | Management | For | DNV |
5 | REPORT ON REMUNERATION PURSUANT TO ART. 123 TER OF LEGISLATIVE DECREE NO. 58/1998 | Management | For | DNV |
CMMT | 04 APR 2018: PLEASE NOTE THAT THE ITALIAN LANGUAGE AGENDA IS AVAILABLE BY-CLICKING ON THE URL LINK:- HTTPS://MATERIALS.PROXYVOTE.COM/ APPROVED/99999Z/19840101/NPS_3534 69.PDF | Management | None | Did not vote |
CMMT | 04 APR 2018: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Management | None | Did not vote |
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C. R. BARD, INC. | ||||
Ticker: BCR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1. | TO APPROVE THE AGREEMENT AND PLAN OF MERGER, DATED AS OF APRIL 23, 2017, AS IT MAY BE AMENDED FROM TIME TO TIME (THE "MERGER AGREEMENT"), BY AND AMONG C. R. BARD, INC., A NEW JERSEY CORPORATION (THE "COMPANY"), BECTON, DICKINSON AND COMPANY, A NEW JERSEY | Management | For | For |
2. | TO APPROVE BY ADVISORY (NON- BINDING) VOTE, CERTAIN COMPENSATION ARRANGEMENTS FOR THE COMPANY'S NAMED EXECUTIVE OFFICERS IN CONNECTION WITH THE MERGER CONTEMPLATED BY THE MERGER AGREEMENT. | Management | For | For |
3. | TO APPROVE THE ADJOURNMENT OF THE SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO APPROVE THE MERGER AGREEMENT. | Management | For | For |
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CABELA'S INCORPORATED | ||||
Ticker: CAB | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1. | THE PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF OCTOBER 3, 2016, BY AND AMONG CABELA'S INCORPORATED ("CABELA'S"), BASS PRO GROUP, LLC AND PRAIRIE MERGER SUB, INC. ("SUB"), AS AMENDED BY THE AMENDMENT TO AGREEMENT AND PLAN OF MERGER, DA | Management | For | For |
2. | THE PROPOSAL TO APPROVE, BY A NON-BINDING ADVISORY VOTE, THE COMPENSATION THAT MAY BE PAID OR BECOME PAYABLE TO CABELA'S' NAMED EXECUTIVE OFFICERS AND THAT IS BASED ON, OR OTHERWISE RELATES TO, THE MERGER OF SUB WITH AND INTO CABELA'S, AS CONTEMPLATED BY | Management | For | For |
3. | THE PROPOSAL TO ADJOURN THE SPECIAL MEETING TO A LATER DATE OR TIME IF NECESSARY OR APPROPRIATE, INCLUDING TO SOLICIT ADDITIONAL PROXIES IN FAVOR OF THE PROPOSAL TO ADOPT THE MERGER AGREEMENT IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEET | Management | For | For |
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CABELA'S INCORPORATED | ||||
Ticker: CAB | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Advisory Vote on Golden Parachutes | Management | For | Against |
3 | Adjourn Meeting | Management | For | For |
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CALATLANTIC GROUP, INC. | ||||
Ticker: CAA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1. | To adopt the Agreement and Plan of Merger, dated as of October 29, 2017, by and among CalAtlantic Group, Inc. ("CalAtlantic"), Lennar Corporation, a Delaware corporation ("Lennar"), and Cheetah Cub Group Corp., a newly formed Delaware corporation and a wh | Management | For | For |
2. | To approve, on an advisory (non-binding) basis, specified compensatory arrangements between CalAtlantic and its named executive officers relating to the proposed merger of CalAtlantic with and into Merger Sub. | Management | For | For |
3. | To approve one or more proposals to adjourn the CalAtlantic special meeting, if necessary or appropriate, including adjournments to solicit additional proxies if there are not sufficient votes to approve the foregoing proposals. | Management | For | For |
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CALPINE CORPORATION | ||||
Ticker: CPN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF AUGUST 17, 2017, AS IT MAY BE AMENDED FROM TIME TO TIME, BY AND AMONG CALPINE CORPORATION, VOLT PARENT, LP AND VOLT MERGER SUB, INC. | Management | For | For |
2 | TO APPROVE THE ADJOURNMENT OF THE SPECIAL MEETING, IF NECESSARY OR ADVISABLE, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO ADOPT THE AGREEMENT AND PLAN OF MERGER. | Management | For | For |
3 | TO APPROVE, ON AN ADVISORY (NON- BINDING) BASIS, THE "GOLDEN PARACHUTE" COMPENSATION THAT MAY BE PAYABLE TO CALPINE CORPORATION'S NAMED EXECUTIVE OFFICERS IN CONNECTION WITH THE CONSUMMATION OF THE MERGER. | Management | For | For |
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CALPINE CORPORATION | ||||
Ticker: CPN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | Abstain |
2 | Adjourn Meeting | Management | For | For |
3 | Advisory Vote on Golden Parachutes | Management | For | Against |
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CANADIAN NATURAL RESOURCES LIMITED | ||||
Ticker: CNQ | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Catherine M. Best | Management | For | For |
1.2 | Elect Director N. Murray Edwards | Management | For | For |
1.3 | Elect Director Timothy W. Faithfull | Management | For | For |
1.4 | Elect Director Christopher L. Fong | Management | For | For |
1.5 | Elect Director Gordon D. Giffin | Management | For | For |
1.6 | Elect Director Wilfred A. Gobert | Management | For | For |
1.7 | Elect Director Steve W. Laut | Management | For | Withhold |
1.8 | Elect Director Tim S. McKay | Management | For | For |
1.9 | Elect Director Frank J. McKenna | Management | For | For |
1.10 | Elect Director David A. Tuer | Management | For | For |
1.11 | Elect Director Annette M. Verschuren | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| ||||
CANADIAN REAL ESTATE INVESTMENT TRUST | ||||
Ticker: REF.UN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Acquisition by Choice Properties Real Estate Investment Trust | Management | For | For |
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CANFOR CORPORATION (NEW), VANCOUVER | ||||
Ticker: | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'ABSTAIN'-ONLY FOR RESOLUTION NUMBERS 1, 2.1 TO 2.10 AND 3. THANK YOU | Management | None | Did not vote |
1 | THE SETTING OF THE NUMBER OF DIRECTORS AT TEN | Management | For | For |
2.1 | THE ELECTION OF EACH OF THE FOLLOWING AS A DIRECTOR: PETER J.G. BENTLEY | Management | For | For |
2.2 | THE ELECTION OF EACH OF THE FOLLOWING AS A DIRECTOR: CONRAD A. PINETTE | Management | For | For |
2.3 | THE ELECTION OF EACH OF THE FOLLOWING AS A DIRECTOR: GLEN D. CLARK | Management | For | For |
2.4 | THE ELECTION OF EACH OF THE FOLLOWING AS A DIRECTOR: ROSS S. SMITH | Management | For | For |
2.5 | THE ELECTION OF EACH OF THE FOLLOWING AS A DIRECTOR: DONALD B. KAYNE | Management | For | For |
2.6 | THE ELECTION OF EACH OF THE FOLLOWING AS A DIRECTOR: WILLIAM W. STINSON | Management | For | For |
2.7 | THE ELECTION OF EACH OF THE FOLLOWING AS A DIRECTOR: J. MCNEILL (MACK) SINGLETON | Management | For | For |
2.8 | THE ELECTION OF EACH OF THE FOLLOWING AS A DIRECTOR: HON. JOHN R. BAIRD | Management | For | For |
2.9 | THE ELECTION OF EACH OF THE FOLLOWING AS A DIRECTOR: RYAN BARRINGTON-FOOTE | Management | For | For |
2.10 | THE ELECTION OF EACH OF THE FOLLOWING AS A DIRECTOR: M. DALLAS H. ROSS | Management | For | For |
3 | APPOINTMENT OF KPMG, LLP, CHARTERED ACCOUNTANTS, AS AUDITORS | Management | For | For |
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CARMAX, INC. | ||||
Ticker: KMX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Peter J. Bensen | Management | For | For |
1.2 | Elect Director Ronald E. Blaylock | Management | For | For |
1.3 | Elect Director Sona Chawla | Management | For | For |
1.4 | Elect Director Thomas J. Folliard | Management | For | For |
1.5 | Elect Director Shira Goodman | Management | For | For |
1.6 | Elect Director Robert J. Hombach | Management | For | For |
1.7 | Elect Director David W. McCreight | Management | For | For |
1.8 | Elect Director William D. Nash | Management | For | For |
1.9 | Elect Director Marcella Shinder | Management | For | For |
1.10 | Elect Director Mitchell D. Steenrod | Management | For | For |
1.11 | Elect Director William R. Tiefel | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Political Contributions | Shareholder | Against | For |
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CARNIVAL CORPORATION | ||||
Ticker: CCL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1. | To re-elect Micky Arison as a Director of Carnival Corporation and as a Director of Carnival plc. | Management | For | DNV |
2. | To re-elect Sir Jonathon Band as a Director of Carnival Corporation and as a Director of Carnival plc. | Management | For | DNV |
3. | To elect Jason Glen Cahilly as a Director of Carnival Corporation and as a Director of Carnival plc. | Management | For | DNV |
4. | To re-elect Helen Deeble as a Director of Carnival Corporation and as a Director of Carnival plc. | Management | For | DNV |
5. | To re-elect Arnold W. Donald as a Director of Carnival Corporation and as a Director of Carnival plc. | Management | For | DNV |
6. | To re-elect Richard J. Glasier as a Director of Carnival Corporation and as a Director of Carnival plc. | Management | For | DNV |
7. | To re-elect Debra Kelly-Ennis as a Director of Carnival Corporation and as a Director of Carnival plc. | Management | For | DNV |
8. | To re-elect Sir John Parker as a Director of Carnival Corporation and as a Director of Carnival plc. | Management | For | DNV |
9. | To re-elect Stuart Subotnick as a Director of Carnival Corporation and as a Director of Carnival plc. | Management | For | DNV |
10. | To re-elect Laura Weil as a Director of Carnival Corporation and as a Director of Carnival plc. | Management | For | DNV |
11. | To re-elect Randall J. Weisenburger as a Director of Carnival Corporation and as a Director of Carnival plc. | Management | For | DNV |
12. | To hold a (non-binding) advisory vote to approve executive compensation (in accordance with legal requirements applicable to U.S. companies). | Management | For | DNV |
13. | To approve the Carnival plc Directors' Remuneration Report (in accordance with legal requirements applicable to UK companies). | Management | For | DNV |
14. | To re-appoint the UK firm of PricewaterhouseCoopers LLP as independent auditors for Carnival plc and to ratify the selection of the U.S. firm of PricewaterhouseCoopers LLP as the independent registered certified public accounting firm of Carnival Corporat | Management | For | DNV |
15. | To authorize the Audit Committee of Carnival plc to determine the remuneration of the independent auditors of Carnival plc (in accordance with legal requirements applicable to UK companies). | Management | For | DNV |
16. | To receive the UK accounts and reports of the Directors and auditors of Carnival plc for the year ended November 30, 2017 (in accordance with legal requirements applicable to UK companies). | Management | For | DNV |
17. | To approve the giving of authority for the allotment of new shares by Carnival plc (in accordance with customary practice for UK companies). | Management | For | DNV |
18. | To approve the disapplication of pre- emption rights in relation to the allotment of new shares by Carnival plc (in accordance with customary practice for UK companies). | Management | For | DNV |
19. | To approve a general authority for Carnival plc to buy back Carnival plc ordinary shares in the open market (in accordance with legal requirements applicable to UK companies desiring to implement share buy back programs). | Management | For | DNV |
| ||||
CASEY'S GENERAL STORES, INC. | ||||
Ticker: CASY | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert J. Myers | Management | For | Withhold |
1.2 | Elect Director Diane C. Bridgewater | Management | For | Withhold |
1.3 | Elect Director Larree M. Renda | Management | For | Withhold |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ||||
CASSIOPEA S.P.A. | ||||
Ticker: SKIN SW | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accounts and Reports | Management | For | Take No Action |
4 | Election of Directors; Board Size, Board Term Length; Directors' Fees | Management | For | Take No Action |
5 | List Presented by Heinrich Herz AG/Logisticable SA Group | Management | Undetermined | Take No Action |
6 | Appointment of Auditor | Management | For | Take No Action |
7 | Authority to Issue Shares w/ Preemptive Rights | Management | For | Take No Action |
| ||||
CAVIUM, INC. | ||||
Ticker: CAVM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Merger/Acquisition | Management | For | For |
2 | Right to Adjourn Meeting | Management | For | For |
3 | Advisory Vote on Golden Parachutes | Management | For | For |
| ||||
CAVIUM, INC. | ||||
Ticker: CAVM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1. | The adoption of the Agreement and Plan of Merger (the Merger Agreement), by and among Marvell Technology Group Ltd., Kauai Acquisition Corp. (Merger Sub) and Cavium, the merger of Merger Sub with and into Cavium (the Merger) and the other transactions con | Management | For | Did Not Vote |
2. | To approve adjournments of the Cavium special meeting, if necessary or appropriate, to permit further solicitation of proxies if there are not sufficient votes at the Cavium special meeting to approve the Merger Proposal. | Management | For | Did Not Vote |
3. | To approve, by non-binding, advisory vote, compensation that will or may be paid or become payable by Cavium to its named executive officers in connection with the Merger | Management | For | Did Not Vote |
| ||||
CELANESE CORPORATION | ||||
Ticker: CE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Jean S. Blackwell | Management | For | For |
1b | Elect Director William M. Brown | Management | For | For |
1c | Elect Director Bennie W. Fowler | Management | For | For |
1d | Elect Director Edward G. Galante | Management | For | For |
1e | Elect Director Kathryn M. Hill | Management | For | For |
1f | Elect Director David F. Hoffmeister | Management | For | For |
1g | Elect Director John K. Wulff | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | Against |
| ||||
CELESIO AG | ||||
Ticker: CLS1 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2017 (Non-Voting) | Management | None | None |
2 | Approve Discharge of Management Board for Fiscal 2017 | Management | For | For |
3 | Approve Discharge of Supervisory Board for Fiscal 2017 | Management | For | For |
4 | Ratify Deloitte GmbH as Auditors for Fiscal 2018 and the Half Year Financial Statements for Fiscal 2018 and 2019 | Management | For | For |
5.1 | Elect Henning Rehder to the Supervisory Board | Management | For | For |
5.2 | Elect Pauline Lindwall to the Supervisory Board | Management | For | For |
6 | Change Company Name to McKesson Europe AG | Management | For | For |
| ||||
CELGENE CORP. | ||||
Ticker: CELG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Mark J. Alles | Management | For | For |
1.2 | Elect Richard W. Barker | Management | For | For |
1.3 | Elect Hans E. Bishop | Management | For | For |
1.4 | Elect Michael W. Bonney | Management | For | For |
1.5 | Elect Michael D. Casey | Management | For | For |
1.6 | Elect Carrie S. Cox | Management | For | For |
1.7 | Elect Michael A. Friedman | Management | For | For |
1.8 | Elect Julia A. Haller | Management | For | For |
1.9 | Elect Patricia Hemingway Hall | Management | For | For |
1.10 | Elect James J. Loughlin | Management | For | For |
1.11 | Elect Ernest Mario | Management | For | For |
1.12 | Elect John H. Weiland | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Advisory Vote on Executive Compensation | Management | For | For |
4 | Shareholder Proposal Regarding Amendment to Proxy Access Bylaw | Shareholder | Against | Against |
5 | Shareholder Proposal Regarding Independent Board Chair | Shareholder | Against | Against |
| ||||
CENTENE CORP. | ||||
Ticker: CNC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Jessica L. Blume | Management | For | For |
2 | Elect Frederick H. Eppinger | Management | For | For |
3 | Elect David L. Steward | Management | For | For |
4 | Advisory Vote on Executive Compensation | Management | For | For |
5 | Ratification of Auditor | Management | For | For |
| ||||
CENTURYLINK, INC. | ||||
Ticker: CTL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Martha H. Bejar | Management | For | Withhold |
1.2 | Elect Director Virginia Boulet | Management | For | Withhold |
1.3 | Elect Director Peter C. Brown | Management | For | Withhold |
1.4 | Elect Director Kevin P. Chilton | Management | For | Withhold |
1.5 | Elect Director Steven T. Clontz | Management | For | For |
1.6 | Elect Director T. Michael Glenn | Management | For | Withhold |
1.7 | Elect Director W. Bruce Hanks | Management | For | Withhold |
1.8 | Elect Director Mary L. Landrieu | Management | For | For |
1.9 | Elect Director Harvey P. Perry | Management | For | Withhold |
1.10 | Elect Director Glen F. Post, III | Management | For | For |
1.11 | Elect Director Michael J. Roberts | Management | For | Withhold |
1.12 | Elect Director Laurie A. Siegel | Management | For | Withhold |
1.13 | Elect Director Jeffrey K. Storey | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | Against |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
5a | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
5b | Report on Company's Billing Practices | Shareholder | Against | Against |
| ||||
CHEVRON CORPORATION | ||||
Ticker: CVX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Wanda M. Austin | Management | For | For |
1b | Elect Director John B. Frank | Management | For | For |
1c | Elect Director Alice P. Gast | Management | For | For |
1d | Elect Director Enrique Hernandez, Jr. | Management | For | For |
1e | Elect Director Charles W. Moorman, IV | Management | For | For |
1f | Elect Director Dambisa F. Moyo | Management | For | For |
1g | Elect Director Ronald D. Sugar | Management | For | For |
1h | Elect Director Inge G. Thulin | Management | For | For |
1i | Elect Director D. James Umpleby, III | Management | For | For |
1j | Elect Director Michael K. Wirth | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
5 | Report on Risks of Doing Business in Conflict-Affected Areas | Shareholder | Against | Against |
6 | Report on Transition to a Low Carbon Business Model | Shareholder | Against | Against |
7 | Report on Methane Emissions | Shareholder | Against | For |
8 | Require Independent Board Chairman | Shareholder | Against | For |
9 | Require Director Nominee with Environmental Experience | Shareholder | Against | Against |
10 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
| ||||
CHINA UNICOM (HONG KONG) LIMITED | ||||
Ticker: 0762 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accounts and Reports | Management | For | For |
2 | Allocation of Profits/Dividends | Management | For | For |
3 | Elect LI Fushen | Management | For | For |
4 | Elect Timpson CHUNG Shui Ming | Management | For | For |
5 | Elect Fanny LAW Fan Chiu Fun | Management | For | For |
6 | Directors' Fees | Management | For | For |
7 | Appointment of Auditor and Authority to Set Fees | Management | For | For |
8 | Authority to Repurchase Shares | Management | For | For |
9 | Authority to Issue Shares w/o Preemptive Rights | Management | For | Against |
10 | Authority to Issue Repurchased Shares | Management | For | For |
| ||||
CHROMA ATE | ||||
Ticker: 2360 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accounts and Reports | Management | For | For |
2 | Allocation of Profits/Dividends | Management | For | For |
3 | Amendments to Articles | Management | For | For |
| ||||
CHUBB LIMITED | ||||
Ticker: CB | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2.1 | Allocate Disposable Profit | Management | For | For |
2.2 | Approve Dividend Distribution From Legal Reserves Through Capital Contributions Reserve Subaccount | Management | For | For |
3 | Approve Discharge of Board and Senior Management | Management | For | For |
4.1 | Ratify PricewaterhouseCoopers AG (Zurich) as Auditors | Management | For | For |
4.2 | Ratify PricewaterhouseCoopers LLP (United States) as Independent Registered Accounting Firm as Auditors | Management | For | For |
4.3 | Ratify BDO AG (Zurich) as Special Auditors | Management | For | For |
5.1 | Elect Director Evan G. Greenberg | Management | For | For |
5.2 | Elect Director Robert M. Hernandez | Management | For | For |
5.3 | Elect Director Michael G. Atieh | Management | For | For |
5.4 | Elect Director Sheila P. Burke | Management | For | For |
5.5 | Elect Director James I. Cash | Management | For | For |
5.6 | Elect Director Mary Cirillo | Management | For | For |
5.7 | Elect Director Michael P. Connors | Management | For | Against |
5.8 | Elect Director John A. Edwardson | Management | For | For |
5.9 | Elect Director Kimberly A. Ross | Management | For | For |
5.10 | Elect Director Robert W. Scully | Management | For | For |
5.11 | Elect Director Eugene B. Shanks, Jr. | Management | For | For |
5.12 | Elect Director Theodore E. Shasta | Management | For | For |
5.13 | Elect Director David H. Sidwell | Management | For | For |
5.14 | Elect Director Olivier Steimer | Management | For | For |
5.15 | Elect Director James M. Zimmerman | Management | For | For |
6 | Elect Evan G. Greenberg as Board Chairman | Management | For | For |
7.1 | Appoint Michael P. Connors as Member of the Compensation Committee | Management | For | Against |
7.2 | Appoint Mary Cirillo as Member of the Compensation Committee | Management | For | For |
7.3 | Appoint Robert M. Hernandez as Member of the Compensation Committee | Management | For | For |
7.4 | Appoint James M. Zimmerman as Member of the Compensation Committee | Management | For | For |
8 | Designate Homburger AG as Independent Proxy | Management | For | For |
9 | Issue Shares Without Preemptive Rights | Management | For | For |
10.1 | Approve the Maximum Aggregate Remuneration of Directors | Management | For | For |
10.2 | Approve Remuneration of Executive Management in the Amount of USD 43 Million for Fiscal 2019 | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
CIGNA CORPORATION | ||||
Ticker: CI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect David M. Cordani | Management | For | For |
2 | Elect Eric J. Foss | Management | For | For |
3 | Elect Isaiah Harris, Jr. | Management | For | For |
4 | Elect Roman Martinez IV | Management | For | For |
5 | Elect John M. Partridge | Management | For | For |
6 | Elect James E. Rogers | Management | For | For |
7 | Elect Eric C. Wiseman | Management | For | For |
8 | Elect Donna F. Zarcone | Management | For | For |
9 | Elect William D. Zollars | Management | For | For |
10 | Advisory Vote on Executive Compensation | Management | For | For |
11 | Ratification of Auditor | Management | For | For |
12 | Elimination of Supermajority Requirement | Management | For | For |
| ||||
CITIGROUP INC. | ||||
Ticker: C | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Michael L. Corbat | Management | For | For |
1b | Elect Director Ellen M. Costello | Management | For | For |
1c | Elect Director John C. Dugan | Management | For | For |
1d | Elect Director Duncan P. Hennes | Management | For | For |
1e | Elect Director Peter B. Henry | Management | For | For |
1f | Elect Director Franz B. Humer | Management | For | For |
1g | Elect Director S. Leslie Ireland | Management | For | For |
1h | Elect Director Renee J. James | Management | For | For |
1i | Elect Director Eugene M. McQuade | Management | For | For |
1j | Elect Director Michael E. O'Neill | Management | For | For |
1k | Elect Director Gary M. Reiner | Management | For | For |
1l | Elect Director Anthony M. Santomero | Management | For | For |
1m | Elect Director Diana L. Taylor | Management | For | For |
1n | Elect Director James S. Turley | Management | For | For |
1o | Elect Director Deborah C. Wright | Management | For | For |
1p | Elect Director Ernesto Zedillo Ponce De Leon | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Adopt Human and Indigenous People's Rights Policy | Shareholder | Against | Against |
6 | Provide for Cumulative Voting | Shareholder | Against | Against |
7 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
8 | Amend Proxy Access Right | Shareholder | Against | For |
9 | Prohibit Accelerated Vesting of Awards to Pursue Government Service | Shareholder | Against | For |
10 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | For |
| ||||
CLOUDERA, INC. | ||||
Ticker: CLDR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Martin I. Cole | Management | For | For |
1.2 | Elect Thomas J. Reilly | Management | For | For |
1.3 | Elect Michael Stankey | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
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CLOVIS ONCOLOGY INC | ||||
Ticker: CLVS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Patrick J. Mahaffy | Management | For | For |
1.2 | Elect M. James Barrett | Management | For | For |
1.3 | Elect Thorlef Spickschen | Management | For | For |
2 | Non-Employee Director Compensation Policy | Management | For | Against |
3 | Advisory Vote on Executive Compensation | Management | For | For |
4 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
5 | Ratification of Auditor | Management | For | For |
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COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION | ||||
Ticker: CTSH | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Zein Abdalla | Management | For | For |
2 | Elect Betsy Atkins | Management | For | For |
3 | Elect Maureen Breakiron-Evans | Management | For | For |
4 | Elect Jonathan Chadwick | Management | For | For |
5 | Elect John M. Dineen | Management | For | For |
6 | Elect Francisco D'Souza | Management | For | For |
7 | Elect John N. Fox, Jr. | Management | For | For |
8 | Elect John E. Klein | Management | For | For |
9 | Elect Leo S. Mackay, Jr. | Management | For | For |
10 | Elect Michael Patsalos-Fox | Management | For | For |
11 | Elect Joseph M. Velli | Management | For | For |
12 | Advisory Vote on Executive Compensation | Management | For | For |
13 | Ratification of Auditor | Management | For | For |
14 | Amendment to the 2004 Employee Stock Purchase Plan | Management | For | For |
15 | Elimination of Supermajority Requirement for Amendments to Bylaws | Management | For | For |
16 | Elimination of Supermajority Requirement for Removal of Directors | Management | For | For |
17 | Elimination of Supermajority Requirement to Amend Certain Provisions of Certificate of Incorporation | Management | For | For |
18 | Shareholder Proposal Regarding Right to Act by Written Consent | Shareholder | Against | Against |
19 | Shareholder Proposal Regarding Right to Call Special Meetings | Shareholder | Against | Against |
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COMCAST CORPORATION | ||||
Ticker: CMCSA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Kenneth J. Bacon | Management | For | For |
1.2 | Elect Madeline S. Bell | Management | For | For |
1.3 | Elect Sheldon M. Bonovitz | Management | For | For |
1.4 | Elect Edward D. Breen | Management | For | For |
1.5 | Elect Gerald L. Hassell | Management | For | For |
1.6 | Elect Jeffrey A. Honickman | Management | For | For |
1.7 | Elect Maritza Gomez Montiel | Management | For | For |
1.8 | Elect Asuka Nakahara | Management | For | For |
1.9 | Elect David C. Novak | Management | For | For |
1.10 | Elect Brian L. Roberts | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Advisory vote on executive compensation | Management | For | For |
4 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against |
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COMCAST CORPORATION | ||||
Ticker: CMCSA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kenneth J. Bacon | Management | For | For |
1.2 | Elect Director Madeline S. Bell | Management | For | Withhold |
1.3 | Elect Director Sheldon M. Bonovitz | Management | For | For |
1.4 | Elect Director Edward D. Breen | Management | For | Withhold |
1.5 | Elect Director Gerald L. Hassell | Management | For | Withhold |
1.6 | Elect Director Jeffrey A. Honickman | Management | For | For |
1.7 | Elect Director Maritza G. Montiel | Management | For | For |
1.8 | Elect Director Asuka Nakahara | Management | For | For |
1.9 | Elect Director David C. Novak | Management | For | Withhold |
1.10 | Elect Director Brian L. Roberts | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
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CONDUENT INCORPORATED | ||||
Ticker: CNDT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul S. Galant | Management | For | For |
1.2 | Elect Director Nicholas Graziano | Management | For | For |
1.3 | Elect Director Joie Gregor | Management | For | For |
1.4 | Elect Director Courtney Mather | Management | For | For |
1.5 | Elect Director Michael Nevin | Management | For | For |
1.6 | Elect Director Michael A. Nutter | Management | For | For |
1.7 | Elect Director William G. Parrett | Management | For | For |
1.8 | Elect Director Ashok Vemuri | Management | For | For |
1.9 | Elect Director Virginia M. Wilson | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
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CONSTELLATION BRANDS, INC. | ||||
Ticker: STZ | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1..1 | DIRECTOR-JERRY FOWDEN | Management | For | DNV |
1..2 | DIRECTOR-BARRY A. FROMBERG | Management | For | DNV |
1..3 | DIRECTOR-ROBERT L. HANSON | Management | For | DNV |
1..4 | DIRECTOR-ERNESTO M. HERNANDEZ | Management | For | DNV |
1..5 | DIRECTOR-JAMES A. LOCKE III | Management | For | DNV |
1..6 | DIRECTOR-DANIEL J. MCCARTHY | Management | For | DNV |
1..7 | DIRECTOR-RICHARD SANDS | Management | For | DNV |
1..8 | DIRECTOR-ROBERT SANDS | Management | For | DNV |
1..9 | DIRECTOR-JUDY A. SCHMELING | Management | For | DNV |
1..10 | DIRECTOR-KEITH E. WANDELL | Management | For | DNV |
2. | TO RATIFY THE SELECTION OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING FEBRUARY 28, 2018 | Management | For | DNV |
3. | TO APPROVE, BY AN ADVISORY VOTE, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE PROXY STATEMENT | Management | For | DNV |
4. | TO CONDUCT AN ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES REGARDING EXECUTIVE COMPENSATION | Management | For | DNV |
5. | TO APPROVE THE AMENDMENT AND RESTATEMENT OF THE COMPANY'S LONG-TERM STOCK INCENTIVE PLAN | Management | For | DNV |
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CONSTELLATION BRANDS, INC. | ||||
Ticker: STZ | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jerry Fowden | Management | For | For |
1.2 | Elect Director Barry A. Fromberg | Management | For | For |
1.3 | Elect Director Robert L. Hanson | Management | For | For |
1.4 | Elect Director Ernesto M. Hernandez | Management | For | For |
1.5 | Elect Director James A. Locke, III | Management | For | Withhold |
1.6 | Elect Director Daniel J. McCarthy | Management | For | For |
1.7 | Elect Director Richard Sands | Management | For | For |
1.8 | Elect Director Robert Sands | Management | For | For |
1.9 | Elect Director Judy A. Schmeling | Management | For | For |
1.10 | Elect Director Keith E. Wandell | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Amend Omnibus Stock Plan | Management | For | For |
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COSTAR GROUP, INC. | ||||
Ticker: CSGP | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Michael R. Klein | Management | For | For |
2 | Elect Andrew C. Florance | Management | For | For |
3 | Elect Laura Cox Kaplan | Management | For | For |
4 | Elect Michael J. Glosserman | Management | For | For |
5 | Elect Warren H. Haber | Management | For | For |
6 | Elect John W. Hill | Management | For | For |
7 | Elect Christopher J. Nassetta | Management | For | For |
8 | Elect David J. Steinberg | Management | For | For |
9 | Ratification of Auditor | Management | For | For |
10 | Advisory Vote on Executive Compensation | Management | For | For |
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COSTCO WHOLESALE CORPORATION | ||||
Ticker: COST | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kenneth D. Denman | Management | For | For |
1.2 | Elect Director W. Craig Jelinek | Management | For | For |
1.3 | Elect Director Jeffrey S. Raikes | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Adopt Simple Majority Vote | Shareholder | Against | For |
5 | Adopt Policy Regarding Prison Labor | Shareholder | Against | Against |
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CRAY INC. | ||||
Ticker: CRAY | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Prithviraj Banerjee | Management | For | For |
2 | Elect Catriona M. Fallon | Management | For | For |
3 | Elect Stephen C. Kiely | Management | For | For |
4 | Elect Sally G. Narodick | Management | For | For |
5 | Elect Daniel C. Regis | Management | For | For |
6 | Elect Max L. Schireson | Management | For | For |
7 | Elect Brian V. Turner | Management | For | For |
8 | Elect Peter J. Ungaro | Management | For | For |
9 | Advisory Vote on Executive Compensation | Management | For | For |
10 | Ratification of Auditor | Management | For | For |
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CRODA INTERNATIONAL PLC | ||||
Ticker: COIHF | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | TO RECEIVE FINANCIAL STATEMENTS AND THE REPORTS OF THE DIRECTORS AND AUDITORS | Management | FOR | FOR |
2 | TO APPROVE THE DIRECTORS' REMUNERATION REPORT | Management | FOR | FOR |
3 | TO DECLARE A FINAL DIVIDEND: 46.0 PENCE PER ORDINARY SHARE | Management | FOR | FOR |
4 | TO RE-ELECT A M FERGUSON AS A DIRECTOR | Management | FOR | FOR |
5 | TO RE-ELECT S E FOOTS AS A DIRECTOR | Management | FOR | FOR |
6 | TO RE-ELECT A M FREW AS A DIRECTOR | Management | FOR | FOR |
7 | TO RE-ELECT H L GANCZAKOWSKI AS A DIRECTOR | Management | FOR | FOR |
8 | TO RE-ELECT K LAYDEN AS A DIRECTOR | Management | FOR | FOR |
9 | TO RE-ELECT J K MAIDEN AS A DIRECTOR | Management | FOR | FOR |
10 | TO RE-ELECT S G WILLIAMS AS A DIRECTOR | Management | FOR | FOR |
11 | TO APPOINT THE AUDITOR: KPMG LLP | Management | FOR | FOR |
12 | TO DETERMINE THE AUDITORS' REMUNERATION | Management | FOR | FOR |
13 | POLITICAL DONATIONS | Management | FOR | FOR |
14 | AUTHORITY TO ALLOT SHARES | Management | FOR | FOR |
15 | DISAPPLICATION OF PRE-EMPTION RIGHTS | Management | FOR | FOR |
16 | DISAPPLICATION OF PRE-EMPTION RIGHTS - ADDITIONAL 5% | Management | FOR | FOR |
17 | AUTHORITY TO MAKE MARKET PURCHASES OF OWN SHARES | Management | FOR | FOR |
18 | NOTICE PERIOD FOR SHAREHOLDERS' MEETINGS | Management | FOR | FOR |
| ||||
CSX CORPORATION | ||||
Ticker: CSX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Donna M. Alvarado | Management | For | For |
1b | Elect Director John B. Breaux | Management | For | For |
1c | Elect Director Pamela L. Carter | Management | For | For |
1d | Elect Director James M. Foote | Management | For | For |
1e | Elect Director Steven T. Halverson | Management | For | For |
1f | Elect Director Paul C. Hilal | Management | For | For |
1g | Elect Director Edward J. Kelly, III | Management | For | For |
1h | Elect Director John D. McPherson | Management | For | For |
1i | Elect Director David M. Moffett | Management | For | For |
1j | Elect Director Dennis H. Reilley | Management | For | For |
1k | Elect Director Linda H. Riefler | Management | For | For |
1l | Elect Director J. Steven Whisler | Management | For | For |
1m | Elect Director John J. Zillmer | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| ||||
CSX CORPORATION | ||||
Ticker: CSX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Donna M. Alvarado | Management | For | For |
1b | Elect Director John B. Breaux | Management | For | For |
1c | Elect Director Pamela L. Carter | Management | For | For |
1d | Elect Director James M. Foote | Management | For | For |
1e | Elect Director Steven T. Halverson | Management | For | For |
1f | Elect Director Paul C. Hilal | Management | For | For |
1g | Elect Director Edward J. Kelly, III | Management | For | For |
1h | Elect Director John D. McPherson | Management | For | For |
1i | Elect Director David M. Moffett | Management | For | For |
1j | Elect Director Dennis H. Reilley | Management | For | For |
1k | Elect Director Linda H. Riefler | Management | For | For |
1l | Elect Director J. Steven Whisler | Management | For | For |
1m | Elect Director John J. Zillmer | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| ||||
CYPRESS SEMICONDUCTOR CORPORATION | ||||
Ticker: CY | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director W. Steve Albrecht | Management | For | For |
1b | Elect Director Hassane El-Khoury | Management | For | For |
1c | Elect Director Oh Chul Kwon | Management | For | For |
1d | Elect Director Catherine P. Lego | Management | For | For |
1e | Elect Director Camillo Martino | Management | For | For |
1f | Elect Director J. Daniel McCranie | Management | For | For |
1g | Elect Director Jeffrey J. Owens | Management | For | For |
1h | Elect Director Jeannine Sargent | Management | For | For |
1i | Elect Director Michael S. Wishart | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| ||||
D.R. HORTON, INC. | ||||
Ticker: DHI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A. | ELECTION OF DIRECTOR: DONALD R. HORTON | Management | For | DNV |
1B. | ELECTION OF DIRECTOR: BARBARA K. ALLEN | Management | For | DNV |
1C. | ELECTION OF DIRECTOR: BRAD S. ANDERSON | Management | For | DNV |
1D. | ELECTION OF DIRECTOR: MICHAEL R. BUCHANAN | Management | For | DNV |
1E. | ELECTION OF DIRECTOR: MICHAEL W. HEWATT | Management | For | DNV |
2. | APPROVAL OF THE ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION. | Management | For | DNV |
3. | APPROVAL OF THE ADVISORY VOTE AS TO THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Management | For | DNV |
4. | APPROVAL OF THE MATERIAL TERMS OF THE PERFORMANCE CRITERIA UNDER OUR 2017 INCENTIVE BONUS PLAN FOR SECTION 162(M) PURPOSES. | Management | For | DNV |
5. | RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | DNV |
| ||||
DAVIDE CAMPARI-MILANO S.P.A. | ||||
Ticker: CPR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | Did Not Vote |
| ||||
DAVIDE CAMPARI-MILANO S.P.A. | ||||
Ticker: ��CPR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements, Statutory Reports, and Allocation of Income | Management | For | For |
2 | Approve Remuneration Policy | Management | For | For |
3 | Approve Stock Option Plan | Management | For | Against |
4 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | Against |
| ||||
DBV TECHNOLOGIES | ||||
Ticker: DBVT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accounts and Reports | Management | For | For |
2 | Consolidated Accounts and Reports | Management | For | For |
3 | Allocation of Losses | Management | For | For |
4 | Approve Special Auditors Report on Regulated Agreements | Management | For | For |
5 | Elect Mailys Ferrere | Management | For | For |
6 | Elect Claire Giraut | Management | For | For |
7 | Elect Pierre Henri Benhamou | Management | For | For |
8 | Elect Michael Goller | Management | For | For |
9 | Elect Torbjorn Bjerke | Management | For | For |
10 | Elect Daniel Soland | Management | For | For |
11 | Ratification of Co-Option of Michel de Rosen | Management | For | For |
12 | Elect Michel de Rosen | Management | For | For |
13 | Remuneration of Pierre-Henri Benhamou, Chair and CEO | Management | For | For |
14 | Remuneration of David Schilansky, Deputy CEO | Management | For | For |
15 | Remuneration of Laurent Martin, Deputy CEO | Management | For | For |
16 | Remuneration Policy for Chair and CEO | Management | For | For |
17 | Remuneration Policy for Deputy CEO and CFO | Management | For | For |
18 | Remuneration Policy for Deputy CEO and Head Pharmacist | Management | For | For |
19 | Authority to Repurchase and Reissue Shares | Management | For | For |
20 | Authority to Increase Capital Through Capitalisations | Management | For | For |
21 | Authority to Issue Shares and Convertible Debt w/ Preemptive Rights | Management | For | For |
22 | Authority to Issue Shares and Convertible Debt w/o Preemptive Rights | Management | For | For |
23 | Authority to Issue Shares and Convertible Debt w/o Preemptive Rights Through Private Placement | Management | For | For |
24 | Authority to Set Offering Price of Shares | Management | For | For |
25 | Authority to Issue Shares w/o Preemptive Rights Through Private Placement (Investment Funds) | Management | For | For |
26 | Greenshoe | Management | For | For |
27 | Authority to Increase Capital in Consideration for Contributions in Kind | Management | For | For |
28 | Global Ceiling on Capital Increases | Management | For | For |
29 | Authority to Grant Warrants | Management | For | For |
30 | Authority to Issue Performance Shares | Management | For | For |
31 | Authority to Grant Stock Options | Management | For | For |
32 | Employee Stock Purchase Plan | Management | For | For |
33 | Amendments to Articles Regarding Compensation of Corporate Officers | Management | For | For |
34 | Amendments to Articles Regarding Casting Vote for Chair | Management | For | For |
35 | Authorisation of Legal Formalities | Management | For | For |
| ||||
DEERE & COMPANY | ||||
Ticker: DE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A. | Election of Director: Samuel R. Allen | Management | For | DNV |
1B. | Election of Director: Vance D. Coffman | Management | For | DNV |
1C. | Election of Director: Alan C. Heuberger | Management | For | DNV |
1D. | Election of Director: Charles O. Holliday, Jr. | Management | For | DNV |
1E. | Election of Director: Dipak C. Jain | Management | For | DNV |
1F. | Election of Director: Michael O. Johanns | Management | For | DNV |
1G. | Election of Director: Clayton M. Jones | Management | For | DNV |
1H. | Election of Director: Brian M. Krzanich | Management | For | DNV |
1I. | Election of Director: Gregory R. Page | Management | For | DNV |
1J. | Election of Director: Sherry M. Smith | Management | For | DNV |
1K. | Election of Director: Dmitri L. Stockton | Management | For | DNV |
1L. | Election of Director: Sheila G. Talton | Management | For | DNV |
2. | Advisory vote on executive compensation | Management | For | DNV |
3. | Re-approve the John Deere Long-Term Incentive Cash Plan | Management | For | DNV |
4. | Ratification of the appointment of Deloitte & Touche LLP as Deere's independent registered public accounting firm for fiscal 2018 | Management | For | DNV |
5. | Stockholder Proposal - Special Shareowner Meetings | Shareholder | Against | DNV |
| ||||
DELIVERY HERO AG | ||||
Ticker: DHER | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Non-Voting Meeting Note | Management | N/A | TNA |
2 | Non-Voting Meeting Note | Management | N/A | TNA |
3 | Non-Voting Meeting Note | Management | N/A | TNA |
4 | Non-Voting Meeting Note | Management | N/A | TNA |
5 | Non-Voting Agenda Item | Management | N/A | TNA |
6 | Ratification of Management Board Acts | Management | For | TNA |
7 | Ratify Martin Enderle | Management | For | TNA |
8 | Ratify Georg Graf von Waldersee | Management | For | TNA |
9 | Ratify Jonathan Green | Management | For | TNA |
10 | Ratify Jeffrey Liebermann | Management | For | TNA |
11 | Ratify Lukasz Gadowski | Management | For | TNA |
12 | Ratify Kolja Hebenstreit | Management | For | TNA |
13 | Ratify Patrik Kolek | Management | For | TNA |
14 | Appointment of Auditor | Management | For | TNA |
15 | Elect Janis Zech as Supervisory Board Member | Management | For | TNA |
16 | Increase in Authorised Capital | Management | For | TNA |
17 | Supervisory Board Members' Fees | Management | For | TNA |
| ||||
DELL TECHNOLOGIES INC. | ||||
Ticker: DVMT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David W. Dorman | Management | For | Withhold |
1.2 | Elect Director William D. Green | Management | For | Withhold |
1.3 | Elect Director Ellen J. Kullman | Management | For | Withhold |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| ||||
DELPHI AUTOMOTIVE PLC | ||||
Ticker: DLPH | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Change Company Name to Aptiv PLC | Management | For | For |
| ||||
DELTA AIR LINES, INC. | ||||
Ticker: DAL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Edward H. Bastian | Management | For | For |
1b | Elect Director Francis S. Blake | Management | For | For |
1c | Elect Director Daniel A. Carp | Management | For | For |
1d | Elect Director Ashton B. Carter | Management | For | For |
1e | Elect Director David G. DeWalt | Management | For | For |
1f | Elect Director William H. Easter, III | Management | For | For |
1g | Elect Director Michael P. Huerta | Management | For | For |
1h | Elect Director Jeanne P. Jackson | Management | For | For |
1i | Elect Director George N. Mattson | Management | For | For |
1j | Elect Director Douglas R. Ralph | Management | For | For |
1k | Elect Director Sergio A. L. Rial | Management | For | For |
1l | Elect Director Kathy N. Waller | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ||||
DEXCOM INC | ||||
Ticker: DXCM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Terrance H. Gregg | Management | For | For |
2 | Elect Kevin Sayer | Management | For | For |
3 | Elect Nicholas Augustinos | Management | For | For |
4 | Ratification of Auditor | Management | For | For |
5 | Advisory Vote on Executive Compensation | Management | For | For |
| ||||
DIGITALGLOBE, INC. | ||||
Ticker: DGI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1. | APPROVE AND ADOPT THE AGREEMENT AND PLAN OF MERGER DATED AS OF FEBRUARY 24, 2017, BY AND AMONG DIGITALGLOBE, INC., MACDONALD, DETTWILER AND ASSOCIATES LTD., SSL MDA HOLDINGS, INC., AND MERLIN MERGER SUB, INC. | Management | For | For |
2. | APPROVE, ON AN ADVISORY (NON- BINDING) BASIS, CERTAIN SPECIFIED COMPENSATION THAT WILL OR MAY BE PAID BY DIGITALGLOBE, INC. TO ITS NAMED EXECUTIVE OFFICERS THAT IS BASED ON OR OTHERWISE RELATES TO THE MERGER. | Management | For | For |
3. | APPROVE ADJOURNMENT OF THE SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE NOT SUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO APPROVE AND ADOPT THE MERGER AGREEMENT. | Management | For | For |
| ||||
DOMINION DIAMOND CORPORATION | ||||
Ticker: DDC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
01 | IN RESPECT OF A SPECIAL RESOLUTION (WITH OR WITHOUT AMENDMENT OR VARIATION), THE FULL TEXT OF WHICH IS SET FORTH IN APPENDIX B TO THE MANAGEMENT INFORMATION CIRCULAR OF THE COMPANY DATED AUGUST 15, 2017 (THE "INFORMATION CIRCULAR"), APPROVING AN ARRANGEME | Management | For | For |
| ||||
DOMINO'S PIZZA, INC. | ||||
Ticker: DPZ | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David A. Brandon | Management | For | For |
1.2 | Elect Director C. Andrew Ballard | Management | For | For |
1.3 | Elect Director Andrew B. Balson | Management | For | For |
1.4 | Elect Director Diana F. Cantor | Management | For | For |
1.5 | Elect Director J. Patrick Doyle | Management | For | For |
1.6 | Elect Director Richard L. Federico | Management | For | For |
1.7 | Elect Director James A. Goldman | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Adopt Policy and Plan to Eliminate Deforestation in Supply Chain | Shareholder | Against | For |
| ||||
DOWDUPONT INC. | ||||
Ticker: DWDP | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a. | Election of Director: Lamberto Andreotti | Management | For | DNV |
1b. | Election of Director: James A. Bell | Management | For | DNV |
1c. | Election of Director: Edward D. Breen | Management | For | DNV |
1d. | Election of Director: Robert A. Brown | Management | For | DNV |
1e. | Election of Director: Alexander M. Cutler | Management | For | DNV |
1f. | Election of Director: Jeff M. Fettig | Management | For | DNV |
1g. | Election of Director: Marillyn A. Hewson | Management | For | DNV |
1h. | Election of Director: Lois D. Juliber | Management | For | DNV |
1i. | Election of Director: Andrew N. Liveris | Management | For | DNV |
1j. | Election of Director: Raymond J. Milchovich | Management | For | DNV |
1k. | Election of Director: Paul Polman | Management | For | DNV |
1l. | Election of Director: Dennis H. Reilley | Management | For | DNV |
1m. | Election of Director: James M. Ringler | Management | For | DNV |
1n. | Election of Director: Ruth G. Shaw | Management | For | DNV |
1o. | Election of Director: Lee M. Thomas | Management | For | DNV |
1p. | Election of Director: Patrick J. Ward | Management | For | DNV |
2. | Advisory Resolution to Approve Executive Compensation | Management | For | DNV |
3. | Advisory Resolution on the Frequency of Future Advisory Votes to Approve Executive Compensation | Management | For | DNV |
4. | Ratification of the Appointment of the Independent Registered Public Accounting Firm | Management | For | DNV |
5. | Elimination of Supermajority Voting Thresholds | Shareholder | Against | DNV |
6. | Preparation of an Executive Compensation Report | Shareholder | Against | DNV |
7. | Preparation of a Report on Sustainability Metrics in Performance-based Pay | Shareholder | Against | DNV |
8. | Preparation of a Report on Investment in India | Shareholder | Against | DNV |
9. | Modification of Threshold for Calling Special Stockholder Meetings | Shareholder | Against | DNV |
| ||||
DOWDUPONT INC. | ||||
Ticker: DWDP | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Lamberto Andreotti | Management | For | For |
1b | Elect Director James A. Bell | Management | For | Against |
1c | Elect Director Edward D. Breen | Management | For | Against |
1d | Elect Director Robert A. Brown | Management | For | Against |
1e | Elect Director Alexander M. Cutler | Management | For | For |
1f | Elect Director Jeff M. Fettig | Management | For | For |
1g | Elect Director Marillyn A. Hewson | Management | For | For |
1h | Elect Director Lois D. Juliber | Management | For | For |
1i | Elect Director Andrew N. Liveris | Management | For | Against |
1j | Elect Director Raymond J. Milchovich | Management | For | For |
1k | Elect Director Paul Polman | Management | For | For |
1l | Elect Director Dennis H. Reilley | Management | For | For |
1m | Elect Director James M. Ringler | Management | For | Against |
1n | Elect Director Ruth G. Shaw | Management | For | For |
1o | Elect Director Lee M. Thomas | Management | For | For |
1p | Elect Director Patrick J. Ward | Management | For | Against |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Against |
5 | Eliminate Supermajority Vote Requirement | Shareholder | Against | For |
6 | Report on Pay Disparity | Shareholder | Against | Against |
7 | Assess Feasibility of Including Sustainability as a Performance Measure for Senior Executive Compensation | Shareholder | Against | Against |
8 | Report on Impact of the Bhopal Chemical Explosion | Shareholder | Against | Against |
9 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | For |
| ||||
DST SYSTEMS, INC. | ||||
Ticker: DST | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1. | Adopt the Agreement and Plan of Merger, dated as of January 11, 2018 (the "Merger Agreement") among DST Systems, Inc. ("DST"), SS&C Technologies Holdings, Inc. and Diamond Merger Sub, Inc., thereby approving the transactions contemplated by the Merger Agr | Management | For | For |
2. | Approve, by a non-binding, advisory vote, compensation that will or may become payable by DST to its named executive officers in connection with the merger. | Management | For | For |
3. | Approve one or more adjournments of the special meeting, if necessary or appropriate, to solicit additional proxies if there are insufficient votes to adopt the Merger Agreement at the time of the special meeting. | Management | For | For |
| ||||
EBAY INC. | ||||
Ticker: EBAY | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Fred D. Anderson Jr. | Management | For | For |
2 | Elect Anthony J. Bates | Management | For | For |
3 | Elect Adriane M. Brown | Management | For | For |
4 | Elect Diana Farrell | Management | For | For |
5 | Elect Logan D. Green | Management | For | For |
6 | Elect Bonnie S. Hammer | Management | For | For |
7 | Elect Kathleen C. Mitic | Management | For | For |
8 | Elect Pierre M. Omidyar | Management | For | For |
9 | Elect Paul S. Pressler | Management | For | For |
10 | Elect Robert H. Swan | Management | For | For |
11 | Elect Thomas J. Tierney | Management | For | For |
12 | Elect Perry M. Traquina | Management | For | For |
13 | Elect Devin N. Wenig | Management | For | For |
14 | Advisory Vote on Executive Compensation | Management | For | For |
15 | Ratification of Auditor | Management | For | For |
16 | Ratification of Special Meeting Provisions | Management | For | For |
| ||||
EDENRED SA | ||||
Ticker: EDEN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Non-Voting Meeting Note | Management | N/A | N/A |
2 | Non-Voting Meeting Note | Management | N/A | N/A |
3 | Non-Voting Meeting Note | Management | N/A | N/A |
4 | Non-Voting Meeting Note | Management | N/A | N/A |
5 | Accounts and Reports; Non-tax deductible expenses | Management | For | For |
6 | Consolidated Accounts and Reports | Management | For | For |
7 | Allocation of Profits/Dividends | Management | For | For |
8 | Scrip Dividend | Management | For | For |
9 | Ratification of the Co-Option of Dominique D'Hinnin | Management | For | For |
10 | Elect Bertrand Dumazy | Management | For | For |
11 | Elect Gabriele Galateri di Genola | Management | For | For |
12 | Elect Maelle Gavet | Management | For | For |
13 | Elect Jean-Romain Lhomme | Management | For | For |
14 | Remuneration Policy for Chair and CEO | Management | For | For |
15 | Remuneration of Bertrand Dumazy, Chair and CEO | Management | For | For |
16 | Severance Agreement of Bertrand Dumazy, Chair and CEO | Management | For | For |
17 | Private Unemployment Insurance for Bertrand Dumazy, Chair and CEO | Management | For | For |
18 | Health Insurance Plan for Bertrand Dumazy, Chair and CEO | Management | For | For |
19 | Retirement Benefits of Bertrand Dumazy, Chair and CEO | Management | For | For |
20 | Related Party Transactions | Management | For | For |
21 | Appointment of Auditor | Management | For | For |
22 | Non-Renewal of Alternate Auditor | Management | For | For |
23 | Authority to Repurchase and Reissue Shares | Management | For | For |
24 | Authority to Cancel Shares and Reduce Capital | Management | For | For |
25 | Authority to Issue Shares and Convertible Debt w/ Preemptive Rights | Management | For | For |
26 | Authority to Issue Shares and Convertible Debt w/o Preemptive Rights | Management | For | For |
27 | Authority to Issue Shares w/o Preemptive Rights | Management | For | For |
28 | Greenshoe | Management | For | For |
29 | Increase in Authorised Capital in Consideration for Contributions in Kind | Management | For | For |
30 | Increase in Authorised Capital through Capitalisations | Management | For | For |
31 | Employee Stock Purchase Plan | Management | For | For |
32 | Authority to Issue Performance Shares | Management | For | For |
33 | Amendments to Articles Regarding Employee Representatives | Management | For | For |
34 | Authorisation of Legal Formalities | Management | For | For |
| ||||
EDWARDS LIFESCIENCES CORP | ||||
Ticker: EW | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Michael A. Mussallem | Management | For | For |
2 | Elect Kieran T. Gallahue | Management | For | For |
3 | Elect Leslie Stone Heisz | Management | For | For |
4 | Elect William J. Link | Management | For | For |
5 | Elect Steven R. Loranger | Management | For | For |
6 | Elect Martha H. Marsh | Management | For | For |
7 | Elect Wesley W. von Schack | Management | For | For |
8 | Elect Nicholas J. Valeriani | Management | For | For |
9 | Advisory Vote on Executive Compensation | Management | For | For |
10 | Ratification of Auditor | Management | For | For |
11 | Shareholder Proposal Regarding Right to Act by Written Consent | Shareholder | Against | For |
| ||||
EIGER BIOPHARMACEUTICALS INC | ||||
Ticker: EIGR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Thomas J. Dietz | Management | For | For |
1.2 | Elect Eldon Mayer | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
| ||||
ELECTRONIC ARTS INC. | ||||
Ticker: EA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Leonard S. Coleman, Jr. | Management | For | For |
2 | Elect Jay C. Hoag | Management | For | For |
3 | Elect Jeffrey T. Huber | Management | For | For |
4 | Elect Vivek Paul | Management | For | For |
5 | Elect Lawrence F. Probst III | Management | For | For |
6 | Elect Talbott Roche | Management | For | For |
7 | Elect Richard A. Simonson | Management | For | For |
8 | Elect Luis A. Ubinas | Management | For | For |
9 | Elect Denise F. Warren | Management | For | For |
10 | Elect Andrew Wilson | Management | For | For |
11 | Advisory Vote on Executive Compensation | Management | For | For |
12 | Frequency of Advisory Vote on Executive Compensation | Management | For | 1 Year |
13 | Ratification of Auditor | Management | For | For |
| ||||
ELI LILLY AND COMPANY | ||||
Ticker: LLY | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Katherine Baicker | Management | For | For |
1b | Elect Director J. Erik Fyrwald | Management | For | For |
1c | Elect Director Jamere Jackson | Management | For | For |
1d | Elect Director Ellen R. Marram | Management | For | For |
1e | Elect Director Jackson P. Tai | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
4 | Declassify the Board of Directors | Management | For | For |
5 | Eliminate Supermajority Vote Requirement | Management | For | For |
6 | Amend Omnibus Stock Plan | Management | For | For |
7 | Support the Descheduling of Cannabis | Shareholder | Against | Against |
8 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
9 | Report on Policies and Practices Regarding Contract Animal Laboratories | Shareholder | Against | Against |
10 | Report on Integrating Drug Pricing Risks into Incentive Compensation Plans | Shareholder | Against | Against |
| ||||
ENCANA CORPORATION | ||||
Ticker: ECA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Peter A. Dea | Management | For | For |
1.2 | Elect Director Fred J. Fowler | Management | For | For |
1.3 | Elect Director Howard J. Mayson | Management | For | For |
1.4 | Elect Director Lee A. McIntire | Management | For | For |
1.5 | Elect Director Margaret A. McKenzie | Management | For | For |
1.6 | Elect Director Suzanne P. Nimocks | Management | For | For |
1.7 | Elect Director Brian G. Shaw | Management | For | For |
1.8 | Elect Director Douglas J. Suttles | Management | For | For |
1.9 | Elect Director Bruce G. Waterman | Management | For | For |
1.10 | Elect Director Clayton H. Woitas | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
EPAM SYSTEMS INC. | ||||
Ticker: EPAM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Arkadiy Dobkin | Management | For | For |
1.2 | Elect Robert E. Segert | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Advisory Vote on Executive Compensation | Management | For | For |
| ||||
EPIZYME INC | ||||
Ticker: EPZM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Kevin T. Conroy | Management | For | For |
1.2 | Elect Carl Goldfischer | Management | For | For |
1.3 | Elect Beth Seidenberg | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
| ||||
EQT CORPORATION | ||||
Ticker: EQT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
Management Proxy (White Proxy Card) | ||||
1 | Issue Shares in Connection with Merger | Management | For | For |
2 | Establish Range For Board Size | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
Dissident Proxy (Gold Proxy Card) | ||||
1 | Issue Shares in Connection with Merger | Management | Against | Did Not Vote |
2 | Establish Range For Board Size | Management | Against | Did Not Vote |
3 | Adjourn Meeting | Management | Against | Did Not Vote |
| ||||
EQT CORPORATION | ||||
Ticker: EQT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Vicky A. Bailey | Management | For | For |
1.2 | Elect Director Philip G. Behrman | Management | For | For |
1.3 | Elect Director Kenneth M. Burke | Management | For | For |
1.4 | Elect Director A. Bray Cary, Jr. | Management | For | For |
1.5 | Elect Director Margaret K. Dorman | Management | For | For |
1.6 | Elect Director Thomas F. Karam | Management | For | For |
1.7 | Elect Director David L. Porges | Management | For | Against |
1.8 | Elect Director Daniel J. Rice, IV | Management | For | Against |
1.9 | Elect Director James E. Rohr | Management | For | For |
1.10 | Elect Director Norman J. Szydlowski | Management | For | For |
1.11 | Elect Director Stephen A. Thorington | Management | For | For |
1.12 | Elect Director Lee T. Todd, Jr. | Management | For | For |
1.13 | Elect Director Christine J. Toretti | Management | For | For |
1.14 | Elect Director Robert F. Vagt | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ||||
EQUIFAX INC. | ||||
Ticker: EFX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Mark W. Begor | Management | For | For |
2 | Elect Mark L. Feidler | Management | For | For |
3 | Elect G. Thomas Hough | Management | For | For |
4 | Elect Robert D. Marcus | Management | For | For |
5 | Elect Siri S. Marshall | Management | For | For |
6 | Elect Scott A. McGregor | Management | For | For |
7 | Elect John A. McKinley | Management | For | For |
8 | Elect Robert W. Selander | Management | For | For |
9 | Elect Elane B. Stock | Management | For | For |
10 | Elect Mark B. Templeton | Management | For | For |
11 | Advisory Vote on Executive Compensation | Management | For | For |
12 | Ratification of Auditor | Management | For | For |
13 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | Shareholder | Against | Against |
| ||||
EXELIXIS INC | ||||
Ticker: EXEL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Charles Cohen | Management | For | For |
2 | Elect George H. Poste | Management | For | For |
3 | Elect Jack L. Wyszomierski | Management | For | For |
4 | Ratification of Auditor | Management | For | For |
5 | Advisory Vote on Executive Compensation | Management | For | For |
| ||||
EXELON CORPORATION | ||||
Ticker: EXC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Anthony K. Anderson | Management | For | For |
1b | Elect Director Ann C. Berzin | Management | For | For |
1c | Elect Director Christopher M. Crane | Management | For | Against |
1d | Elect Director Yves C. de Balmann | Management | For | For |
1e | Elect Director Nicholas DeBenedictis | Management | For | For |
1f | Elect Director Linda P. Jojo | Management | For | For |
1g | Elect Director Paul L. Joskow | Management | For | For |
1h | Elect Director Robert J. Lawless | Management | For | For |
1i | Elect Director Richard W. Mies | Management | For | For |
1j | Elect Director John W. Rogers, Jr. | Management | For | For |
1k | Elect Director Mayo A. Shattuck, III | Management | For | For |
1l | Elect Director Stephen D. Steinour | Management | For | Against |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
EXLSERVICE HOLDINGS, INC. | ||||
Ticker: EXLS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Deborah L. Kerr | Management | For | For |
2 | Elect Nitin Sahney | Management | For | For |
3 | Elect Garen K. Staglin | Management | For | For |
4 | Ratification of Auditor | Management | For | For |
5 | Advisory Vote on Executive Compensation | Management | For | For |
6 | Approval of the 2018 Omnibus Incentive Plan | Management | For | For |
| ||||
EXPEDIA GROUP, INC. | ||||
Ticker: EXPE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Susan C. Athey | Management | For | For |
2 | Elect A. George Battle | Management | For | For |
3 | Elect Courtnee Chun | Management | For | For |
4 | Elect Chelsea Clinton | Management | For | For |
5 | Elect Pamela L. Coe | Management | For | For |
6 | Elect Barry Diller | Management | For | For |
7 | Elect Jonathan L. Dolgen | Management | For | For |
8 | Elect Craig A. Jacobson | Management | For | For |
9 | Elect Victor A. Kaufman | Management | For | Abstain |
10 | Elect Peter M. Kern | Management | For | For |
11 | Elect Dara Khosrowshahi | Management | For | For |
12 | Elect Mark Okerstrom | Management | For | For |
13 | Elect Scott Rudin | Management | For | For |
14 | Elect Christopher W. Shean | Management | For | For |
15 | Elect Alexander von Furstenberg | Management | For | For |
16 | Ratification of Auditor | Management | For | For |
| ||||
EXPERIAN PLC | ||||
Ticker: EXPN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accounts and Reports | Management | For | For |
2 | Remuneration Report (Advisory) | Management | For | For |
3 | Remuneration Policy (Binding) | Management | For | For |
4 | Elect Caroline F. Donahue | Management | For | For |
5 | Elect Mike Rogers | Management | For | For |
6 | Elect Brian Cassin | Management | For | For |
7 | Elect Roger Davis | Management | For | For |
8 | Elect Luiz Fernando Vendramini Fleury | Management | For | For |
9 | Elect Deirdre Mahlan | Management | For | For |
10 | Elect Lloyd Pitchford | Management | For | For |
11 | Elect Don Robert | Management | For | For |
12 | Elect George Rose | Management | For | For |
13 | Elect Paul A. Walker | Management | For | For |
14 | Elect Kerry Williams | Management | For | For |
15 | Appointment of Auditor | Management | For | For |
16 | Authority to Set Auditor's Fees | Management | For | For |
17 | Authority to Issue Shares w/ Preemptive Rights | Management | For | For |
18 | Authority to Issue Shares w/o Preemptive Rights | Management | For | For |
19 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Management | For | For |
20 | Authority to Repurchase Shares | Management | For | For |
| ||||
EXXON MOBIL CORPORATION | ||||
Ticker: XOM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Susan K. Avery | Management | For | For |
1.2 | Elect Director Angela F. Braly | Management | For | For |
1.3 | Elect Director Ursula M. Burns | Management | For | For |
1.4 | Elect Director Kenneth C. Frazier | Management | For | For |
1.5 | Elect Director Steven A. Kandarian | Management | For | For |
1.6 | Elect Director Douglas R. Oberhelman | Management | For | For |
1.7 | Elect Director Samuel J. Palmisano | Management | For | For |
1.8 | Elect Director Steven S Reinemund | Management | For | For |
1.9 | Elect Director William C. Weldon | Management | For | For |
1.10 | Elect Director Darren W. Woods | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | For |
5 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | For |
6 | Disclose a Board Diversity and Qualifications Matrix | Shareholder | Against | For |
7 | Report on lobbying Payments and Policy | Shareholder | Against | Against |
| ||||
FABRINET | ||||
Ticker: FN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Seamus Grady | Management | For | For |
1.2 | Elect Thomas F. Kelly | Management | For | For |
1.3 | Elect Frank H. Levinson | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Amendment to the 2010 Performance Incentive Plan | Management | For | For |
4 | Advisory Vote on Executive Compensation | Management | For | For |
5 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
| ||||
FACEBOOK, INC. | ||||
Ticker: FB | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Marc L. Andreessen | Management | For | For |
1.2 | Elect Erskine B. Bowles | Management | For | For |
1.3 | Elect Kenneth I. Chenault | Management | For | For |
1.4 | Elect Susan D. Desmond-Hellmann | Management | For | For |
1.5 | Elect Reed Hastings | Management | For | For |
1.6 | Elect Jan Koum | Management | For | Withhold |
1.7 | Elect Sheryl K. Sandberg | Management | For | For |
1.8 | Elect Peter A. Thiel | Management | For | For |
1.9 | Elect Mark Zuckerberg | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Shareholder Proposal Regarding Recapitalization | Shareholder | Against | For |
4 | Shareholder Proposal Regarding Formation of a Risk Oversight Committee | Shareholder | Against | For |
5 | Shareholder Proposal Regarding Simple Majority Vote | Shareholder | Against | For |
6 | Shareholder Proposal Regarding a Report on the Efficacy of Enforcement of Content Policies | Shareholder | Against | Against |
7 | Shareholder Proposal Regarding Gender Pay Equity Report | Shareholder | Against | Against |
8 | Shareholder Proposal Regarding Tax Policy Principles | Shareholder | Against | Against |
| ||||
FACEBOOK, INC. | ||||
Ticker: FB | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | DIRECTOR | Management | FOR | FOR |
1 | DIRECTOR | Management | FOR | FOR |
1 | DIRECTOR | Management | FOR | FOR |
1 | DIRECTOR | Management | FOR | FOR |
1 | DIRECTOR | Management | FOR | FOR |
1 | DIRECTOR | Management | FOR | FOR |
1 | DIRECTOR | Management | FOR | FOR |
1 | DIRECTOR | Management | FOR | FOR |
1 | DIRECTOR | Management | FOR | FOR |
2 | To ratify the appointment of Ernst & Young LLP as Facebook, Inc.'s independent registered public accounting firm for the fiscal year ending December 31, 2018. | Management | FOR | FOR |
3 | A stockholder proposal regarding change in stockholder voting. | Shareholder | ABSTAIN | ABSTAIN |
4 | A stockholder proposal regarding a risk oversight committee. | Shareholder | ABSTAIN | ABSTAIN |
5 | A stockholder proposal regarding simple majority vote. | Shareholder | ABSTAIN | ABSTAIN |
6 | A stockholder proposal regarding a content governance report. | Shareholder | ABSTAIN | ABSTAIN |
7 | A stockholder proposal regarding median pay by gender. | Shareholder | ABSTAIN | ABSTAIN |
8 | A stockholder proposal regarding tax principles. | Shareholder | ABSTAIN | ABSTAIN |
| ||||
FACEBOOK, INC. | ||||
Ticker: FB | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Marc L. Andreessen | Management | For | For |
1.2 | Elect Director Erskine B. Bowles | Management | For | For |
1.3 | Elect Director Kenneth I. Chenault | Management | For | For |
1.4 | Elect Director Susan D. Desmond-Hellmann | Management | For | Withhold |
1.5 | Elect Director Reed Hastings | Management | For | Withhold |
1.6 | Elect Director Jan Koum - Withdrawn Resolution | Management | None | None |
1.7 | Elect Director Sheryl K. Sandberg | Management | For | Withhold |
1.8 | Elect Director Peter A. Thiel | Management | For | Withhold |
1.9 | Elect Director Mark Zuckerberg | Management | For | Withhold |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
4 | Establish Board Committee on Risk Management | Shareholder | Against | For |
5 | Adopt Simple Majority Vote | Shareholder | Against | For |
6 | Report on Major Global Content Management Controversies (Fake News) | Shareholder | Against | For |
7 | Report on Gender Pay Gap | Shareholder | Against | For |
8 | Report on Responsible Tax Principles | Shareholder | Against | Against |
| ||||
FANUC CORPORATION | ||||
Ticker: 6954 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Non-Voting Meeting Note | Management | N/A | N/A |
2 | Allocation of Profits/Dividends | Management | For | For |
3 | Elect Yoshiharu Inaba | Management | For | For |
4 | Elect Kenji Yamaguchi | Management | For | For |
5 | Elect Hiroyuki Uchida | Management | For | For |
6 | Elect Yoshihiro Gonda | Management | For | For |
7 | Elect Kiyonori Inaba | Management | For | For |
8 | Elect Hiroshi Noda | Management | For | For |
9 | Elect Katsuo Kohari | Management | For | For |
10 | Elect Shunsuke Matsubara | Management | For | For |
11 | Elect Toshiya Okada | Management | For | For |
12 | Elect Richard E. Schneider | Management | For | For |
13 | Elect Kazuo Tsukuda | Management | For | For |
14 | Elect Yasuo Imai | Management | For | For |
15 | Elect Masato Ono | Management | For | For |
16 | Elect Masaharu Sumikawa as Statutory Auditor | Management | For | For |
| ||||
FEDEX CORPORATION | ||||
Ticker: FDX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A. | ELECTION OF DIRECTOR: JAMES L. BARKSDALE | Management | For | DNV |
1B. | ELECTION OF DIRECTOR: JOHN A. EDWARDSON | Management | For | DNV |
1C. | ELECTION OF DIRECTOR: MARVIN R. ELLISON | Management | For | DNV |
1D. | ELECTION OF DIRECTOR: JOHN C. ("CHRIS") INGLIS | Management | For | DNV |
1E. | ELECTION OF DIRECTOR: KIMBERLY A. JABAL | Management | For | DNV |
1F. | ELECTION OF DIRECTOR: SHIRLEY ANN JACKSON | Management | For | DNV |
1G. | ELECTION OF DIRECTOR: R. BRAD MARTIN | Management | For | DNV |
1H. | ELECTION OF DIRECTOR: JOSHUA COOPER RAMO | Management | For | DNV |
1I. | ELECTION OF DIRECTOR: SUSAN C. SCHWAB | Management | For | DNV |
1J. | ELECTION OF DIRECTOR: FREDERICK W. SMITH | Management | For | DNV |
1K. | ELECTION OF DIRECTOR: DAVID P. STEINER | Management | For | DNV |
1L. | ELECTION OF DIRECTOR: PAUL S. WALSH | Management | For | DNV |
2. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | Management | For | DNV |
3. | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Management | For | DNV |
4. | APPROVAL OF AMENDMENT TO 2010 OMNIBUS STOCK INCENTIVE PLAN TO INCREASE THE NUMBER OF AUTHORIZED SHARES. | Management | For | DNV |
5. | RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | DNV |
6. | STOCKHOLDER PROPOSAL REGARDING SHAREHOLDER PROXY ACCESS REVISIONS. | Shareholder | Against | DNV |
7. | STOCKHOLDER PROPOSAL REGARDING LOBBYING ACTIVITY AND EXPENDITURE REPORT. | Shareholder | Against | DNV |
8. | STOCKHOLDER PROPOSAL REGARDING EXECUTIVE PAY CONFIDENTIAL VOTING. | Shareholder | Against | DNV |
9. | STOCKHOLDER PROPOSAL REGARDING APPLICATION OF COMPANY NON-DISCRIMINATION POLICIES IN STATES WITH PRO- DISCRIMINATION LAWS. | Shareholder | Against | DNV |
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FEDEX CORPORATION | ||||
Ticker: FDX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James L. Barksdale | Management | For | For |
1.2 | Elect Director John A. Edwardson | Management | For | For |
1.3 | Elect Director Marvin R. Ellison | Management | For | For |
1.4 | Elect Director John C. ("Chris") Inglis | Management | For | For |
1.5 | Elect Director Kimberly A. Jabal | Management | For | For |
1.6 | Elect Director Shirley Ann Jackson | Management | For | For |
1.7 | Elect Director R. Brad Martin | Management | For | For |
1.8 | Elect Director Joshua Cooper Ramo | Management | For | For |
1.9 | Elect Director Susan C. Schwab | Management | For | For |
1.10 | Elect Director Frederick W. Smith | Management | For | For |
1.11 | Elect Director David P. Steiner | Management | For | For |
1.12 | Elect Director Paul S. Walsh | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
6 | Amend Proxy Access Right | Shareholder | Against | Against |
7 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
8 | Provide For Confidential Running Vote Tallies On Executive Pay Matters | Shareholder | Against | Against |
9 | Report on Company Non-Discrimination Policies in States with Pro-Discrimination Laws | Shareholder | Against | Against |
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FEDEX CORPORATION | ||||
Ticker: FDX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James L. Barksdale | Management | For | For |
1.2 | Elect Director John A. Edwardson | Management | For | For |
1.3 | Elect Director Marvin R. Ellison | Management | For | For |
1.4 | Elect Director John C. ("Chris") Inglis | Management | For | For |
1.5 | Elect Director Kimberly A. Jabal | Management | For | For |
1.6 | Elect Director Shirley Ann Jackson | Management | For | For |
1.7 | Elect Director R. Brad Martin | Management | For | For |
1.8 | Elect Director Joshua Cooper Ramo | Management | For | For |
1.9 | Elect Director Susan C. Schwab | Management | For | For |
1.10 | Elect Director Frederick W. Smith | Management | For | For |
1.11 | Elect Director David P. Steiner | Management | For | For |
1.12 | Elect Director Paul S. Walsh | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
6 | Amend Proxy Access Right | Shareholder | Against | For |
7 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
8 | Provide For Confidential Running Vote Tallies On Executive Pay Matters | Shareholder | Against | Against |
9 | Report on Company Non-Discrimination Policies in States with Pro-Discrimination Laws | Shareholder | Against | Against |
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FIBROGEN INC | ||||
Ticker: FGEN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Thomas B. Neff | Management | For | For |
2 | Elect Jeffrey W. Henderson | Management | For | For |
3 | Elect James A. Schoeneck | Management | For | For |
4 | Advisory Vote on Executive Compensation | Management | For | For |
5 | Ratification of Auditor | Management | For | For |
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FIDELITY NATIONAL FINANCIAL, INC. | ||||
Ticker: FNF | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Raymond R. Quirk | Management | For | For |
1.2 | Elect Director Heather H. Murren | Management | For | For |
1.3 | Elect Director John D. Rood | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
4 | Amend Articles | Management | For | For |
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FIRST QUANTUM MINERALS LTD. | ||||
Ticker: | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST'-ONLY FOR RESOLUTIONS 1 AND 4 AND 'IN FAVOR' OR 'ABSTAIN' ONLY FOR RESOLUTION-NUMBERS 2.1 TO 2.8 AND 3. THANK YOU | Management | None | Did not vote |
1 | TO SET THE NUMBER OF DIRECTORS AT EIGHT | Management | For | For |
2.1 | ELECTION OF DIRECTOR: PHILIP K.R. PASCALL | Management | For | For |
2.2 | ELECTION OF DIRECTOR: G. CLIVE NEWALL | Management | For | For |
2.3 | ELECTION OF DIRECTOR: KATHLEEN HOGENSON | Management | For | For |
2.4 | ELECTION OF DIRECTOR: PETER ST. GEORGE | Management | For | For |
2.5 | ELECTION OF DIRECTOR: ANDREW ADAMS | Management | For | For |
2.6 | ELECTION OF DIRECTOR: PAUL BRUNNER | Management | For | For |
2.7 | ELECTION OF DIRECTOR: ROBERT HARDING | Management | For | For |
2.8 | ELECTION OF DIRECTOR: SIMON SCOTT | Management | For | For |
3 | APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP (UK) AS AUDITORS OF THE COMPANY TO HOLD OFFICE UNTIL THE CONCLUSION OF THE NEXT AGM AUTHORIZING THE DIRECTORS TO FIX THEIR REMUNERATION | Management | For | For |
4 | TO ACCEPT THE APPROACH TO EXECUTIVE COMPENSATION DISCLOSED IN THE COMPANY'S MANAGEMENT INFORMATION CIRCULAR DELIVERED IN ADVANCE OF THE 2018 ANNUAL MEETING OF SHAREHOLDERS | Management | For | For |
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FLEETCOR TECHNOLOGIES, INC. | ||||
Ticker: FLT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amendment to the 2010 Equity Compensation Plan | Management | For | For |
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FLEETCOR TECHNOLOGIES, INC. | ||||
Ticker: FLT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Mark A. Johnson | Management | For | For |
1.2 | Elect Hala G. Moddelmog | Management | For | For |
1.3 | Elect Jeffrey S. Sloan | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Advisory Vote on Executive Compensation | Management | For | Against |
4 | Elimination of Supermajority Requirement | Management | For | For |
5 | Shareholder Proposal Regarding Declassification of the Board | Shareholder | Against | For |
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FLEX LTD. | ||||
Ticker: FLEX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Michael D. Capellas | Management | For | For |
2 | Elect Marc A. Onetto | Management | For | For |
3 | Appointment of Auditor and Authority to Set Fees | Management | For | For |
4 | Authority to Issue Ordinary Shares | Management | For | For |
5 | Advisory Vote on Executive Compensation | Management | For | For |
6 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
7 | Approve 2017 Equity Incentive Plan | Management | For | For |
8 | Share Purchase Mandate | Management | For | For |
9 | Amendment of Changes to Director Compensation | Management | For | For |
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FORMFACTOR, INC. | ||||
Ticker: FORM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Richard DeLateur | Management | For | For |
2 | Elect Edward Rogas, Jr. | Management | For | For |
3 | Advisory Vote on Executive Compensation | Management | For | For |
4 | Ratification of Auditor | Management | For | For |
5 | Amendment to the Employee Stock Purchase Plan | Management | For | For |
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FORTIVE CORPORATION | ||||
Ticker: FTV | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A | Elect Director Feroz Dewan | Management | For | For |
1B | Elect Director James A. Lico | Management | For | Against |
2 | Ratify Ernst and Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
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FORTUNE BRANDS HOME & SECURITY, INC. | ||||
Ticker: FBHS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Ann F. Hackett | Management | For | For |
1b | Elect Director John G. Morikis | Management | For | For |
1c | Elect Director Ronald V. Waters, III | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
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FOUNDATION MEDICINE INC | ||||
Ticker: FMI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Alexis Borisy | Management | For | For |
1.2 | Elect Troy Cox | Management | For | For |
1.3 | Elect Michael R. Dougherty | Management | For | For |
1.4 | Elect Sandra Horning | Management | For | For |
1.5 | Elect Evan Jones | Management | For | For |
1.6 | Elect Daniel O'Day | Management | For | For |
1.7 | Elect Michael J. Pellini | Management | For | For |
1.8 | Elect Michael Varney | Management | For | Withhold |
1.9 | Elect Krishna Yeshwant | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
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FRONTERA ENERGY CORPORATION | ||||
Ticker: FEC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Fix Number of Directors at Six | Management | For | For |
2.1 | Elect Director Luis Fernando Alarcon | Management | For | For |
2.2 | Elect Director W. Ellis Armstrong | Management | For | For |
2.3 | Elect Director Gabriel de Alba | Management | For | Withhold |
2.4 | Elect Director Raymond Bromark | Management | For | For |
2.5 | Elect Director Russell Ford | Management | For | For |
2.6 | Elect Director Camilo Marulanda | Management | For | For |
3 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Approve Stock Split | Management | For | For |
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GCI LIBERTY, INC. | ||||
Ticker: GLIBP | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1. | Approve the Agreement and Plan of Merger by and between GCI Liberty, Inc. and GCI Merger Sub, Inc., pursuant to which GCI Liberty, Inc. will merge with and into GCI Merger Sub, Inc., with GCI Merger Sub, Inc. (which shall be renamed GCI Liberty, Inc.) con | Management | For | For |
2. | A proposal to authorize the adjournment of the special meeting by GCI liberty, inc. to permit further solicitation of proxies, if necessary or appropriate, if sufficient votes are not represented at the special meeting to approve the other proposal to be | Management | For | For |
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GENERAL COMMUNICATION, INC. | ||||
Ticker: GNCMA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1) | REORGANIZATION AGREEMENT PROPOSAL: TO APPROVE THE ADOPTION OF THE AGREEMENT AND PLAN OF REORGANIZATION, DATED AS OF APRIL 4, 2017 (AS MAY BE AMENDED FROM TIME TO TIME, THE REORGANIZATION AGREEMENT) AMONG GENERAL COMMUNICATION, INC. (GCI), LIBERTY INTERACT | Management | For | For |
2) | RESTATED GCI LIBERTY ARTICLES PROPOSAL: TO APPROVE THE ADOPTION OF THE RESTATED ARTICLES OF INCORPORATION OF GCI TO, AMONG OTHER THINGS, CHANGE THE NAME OF GCI TO "GCI LIBERTY, INC. "(GCI LIBERTY), EFFECT THE RECLASSIFICATION OF GCI'S CAPITAL STOCK AND PR | Management | For | For |
3) | Share Issuance Proposal: To approve the issuance of shares of GCI Liberty Class A common stock, no par value, and shares of GCI Liberty Class B common stock, no par value, to Liberty LLC in connection with the contribution (as such term is defined in the | Management | For | For |
4) | GCI COMPENSATION PROPOSAL: TO APPROVE, BY ADVISORY (NONBINDING) VOTE, THE COMPENSATION THAT MAY BE PAID OR BECOME PAYABLE TO THE NAMED EXECUTIVE OFFICERS OF GCI IN CONNECTION WITH THE TRANSACTIONS CONTEMPLATED BY THE REORGANIZATION AGREEMENT. | Management | For | For |
5) | GCI ADJOURNMENT PROPOSAL: TO AUTHORIZE THE ADJOURNMENT OF THE SPECIAL MEETING BY GCI TO PERMIT FURTHER SOLICITATION OF PROXIES, IF NECESSARY OR APPROPRIATE, IF SUFFICIENT VOTES ARE NOT REPRESENTED AT THE GCI SPECIAL MEETING TO APPROVE THE OTHER PROPOSALS | Management | For | For |
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GENERAL MOTORS COMPANY | ||||
Ticker: GM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Mary T. Barra | Management | For | For |
1b | Elect Director Linda R. Gooden | Management | For | For |
1c | Elect Director Joseph Jimenez | Management | For | For |
1d | Elect Director Jane L. Mendillo | Management | For | For |
1e | Elect Director Michael G. Mullen | Management | For | For |
1f | Elect Director James J. Mulva | Management | For | For |
1g | Elect Director Patricia F. Russo | Management | For | For |
1h | Elect Director Thomas M. Schoewe | Management | For | For |
1i | Elect Director Theodore M. Solso | Management | For | For |
1j | Elect Director Carol M. Stephenson | Management | For | For |
1k | Elect Director Devin N. Wenig | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | For |
5 | Provide Right to Act by Written Consent | Shareholder | Against | For |
6 | Report on Fleet GHG Emissions in Relation to CAFE Standards | Shareholder | Against | Against |
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GENPACT LIMITED | ||||
Ticker: G | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect N.V. Tyagarajan | Management | For | For |
2 | Elect Robert Scott | Management | For | For |
3 | Elect Amit Chandra | Management | For | For |
4 | Elect Laura Conigliaro | Management | For | For |
5 | Elect David Humphrey | Management | For | For |
6 | Elect Carol Lindstrom | Management | For | For |
7 | Elect James C. Madden | Management | For | For |
8 | Elect Alex J. Mandl | Management | For | For |
9 | Elect Cecelia Morken | Management | For | For |
10 | Elect Mark Nunnelly | Management | For | For |
11 | Elect Mark Verdi | Management | For | For |
12 | Advisory Vote on Executive Compensation | Management | For | For |
13 | Approval of the Amendment to the Employee Stock Purchase Plan | Management | For | For |
14 | Ratification of Auditor | Management | For | For |
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GERRESHEIMER AG, DUESSELDORF | ||||
Ticker: GRRMF | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
5 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF EUR 1.10 PER SHARE | Management | FOR | FOR |
6 | APPROVE DISCHARGE OF MANAGEMENT BOARD FOR FISCAL 2017 | Management | FOR | FOR |
7 | APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FISCAL 2017 | Management | FOR | FOR |
8 | RATIFY DELOITTE GMBH AS AUDITORS FOR FISCAL 2018 | Management | FOR | FOR |
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GLOBAL LOGISTIC PROPERTIES LIMITED | ||||
Ticker: MC0 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Adopt Financial Statements and Directors' and Auditors' Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3a | Elect Dipak Chand Jain as Director | Management | For | For |
3b | Elect Lim Swe Guan as Director | Management | For | For |
3c | Elect Ming Z. Mei as Director | Management | For | For |
3d | Elect Tham Kui Seng as Director | Management | For | For |
4 | Approve Directors' Fees | Management | For | For |
5 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
6 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Management | For | For |
7 | Approve Grant of Awards and Issuance of Shares Under the GLP Performance Share Plan and the GLP Restricted Share Plan | Management | For | For |
8 | Authorize Share Repurchase Program | Management | For | For |
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GLOBAL PAYMENTS INC. | ||||
Ticker: GPN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect William I. Jacobs | Management | For | For |
2 | Elect Robert H.B. Baldwin, Jr. | Management | For | For |
3 | Elect Alan M. Silberstein | Management | For | For |
4 | Advisory Vote on Executive Compensation | Management | For | For |
5 | Ratification of Auditor | Management | For | For |
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GLYCOMIMETICS INC | ||||
Ticker: GLYC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Daniel M. Junius | Management | For | For |
1.2 | Elect Rachel K. King | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
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GODADDY INC. | ||||
Ticker: GDDY | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Herald Y. Chen | Management | For | For |
1.2 | Elect Gregory K. Mondre | Management | For | For |
1.3 | Elect Bob Parsons | Management | For | For |
1.4 | Elect Brian H. Sharples | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Advisory Vote on Executive Compensation | Management | For | For |
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GOLAR LNG LIMITED | ||||
Ticker: GLNG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Reelect Tor Olav Troim as Director | Management | For | Against |
2 | Reelect Daniel Rabun as Director | Management | For | For |
3 | Reelect Fredrik Halvorsen as Director | Management | For | For |
4 | Reelect Carl E. Steen as Director | Management | For | For |
5 | Reelect Michael B. Ashford as Director | Management | For | Against |
6 | Elect Niels G. Stolt-Nielsen as Director | Management | For | Against |
7 | Elect Lori Wheeler Naess as Director | Management | For | For |
8 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
9 | Approve Remuneration of Directors | Management | For | For |
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GRUPO TELEVISA S.A.B. | ||||
Ticker: TLEVISA CPO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect or Ratify Directors Representing Series L Shareholders | Management | For | Against |
2 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | Against |
1 | Elect or Ratify Directors Representing Series D Shareholders | Management | For | Against |
2 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | Against |
1 | Approve Financial Statements and Statutory Reports as Required by Article 28 of Mexican Securities Law, Approve Financial Statements; Approve Discharge of Directors, CEO and Board Committees | Management | For | Against |
2 | Present Report on Compliance with Fiscal Obligations | Management | For | For |
3 | Approve Allocation of Income | Management | For | Against |
4 | Set Aggregate Nominal Amount of Share Repurchase Reserve; Receive Report on Policies and Board's Decisions on Share Repurchase and Sale of Treasury Shares | Management | For | Against |
5 | Elect or Ratify Members of Board, Secretary and Other Officers | Management | For | Against |
6 | Elect or Ratify Members of Executive Committee | Management | For | Against |
7 | Elect or Ratify Chairman of Audit Committee | Management | For | Against |
8 | Elect or Ratify Chairman of Corporate Practices Committee | Management | For | Against |
9 | Approve Remuneration of Board Members, Executive, Audit and Corporate Practices Committees, and Secretary | Management | For | For |
10 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
1 | Approve Cancellation of Shares and Consequently Reduction in Share Capital; Amend Article 6 | Management | For | Against |
2 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | Against |
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GUIDEWIRE SOFTWARE, INC. | ||||
Ticker: GWRE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Andrew William Fraser Brown | Management | For | For |
1.2 | Elect Clifton T. Weatherford | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Advisory Vote on Executive Compensation | Management | For | For |
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GW PHARMACEUTICALS | ||||
Ticker: GWPH | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accounts and Reports | Management | For | For |
2 | Remuneration Report (Advisory) | Management | For | For |
3 | Remuneration Policy (Binding) | Management | For | For |
4 | Elect Justin Gover | Management | For | For |
5 | Elect Catherine J. Mackey | Management | For | For |
6 | Elect Alicia Secor | Management | For | For |
7 | Elect William Waldegrave | Management | For | For |
8 | Appointment of Auditor | Management | For | For |
9 | Authority to Set Auditor's Fees | Management | For | For |
10 | Authority to Issue Shares w/ Preemptive Rights | Management | For | For |
11 | Authority to Issue Shares w/o Preemptive Rights | Management | For | For |
12 | Amendments to Articles | Management | For | For |
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HANESBRANDS INC. | ||||
Ticker: HBI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Gerald W. Evans, Jr. | Management | For | For |
1b | Elect Director Bobby J. Griffin | Management | For | For |
1c | Elect Director James C. Johnson | Management | For | For |
1d | Elect Director Jessica T. Mathews | Management | For | For |
1e | Elect Director Franck J. Moison | Management | For | For |
1f | Elect Director Robert F. Moran | Management | For | For |
1g | Elect Director Ronald L. Nelson | Management | For | For |
1h | Elect Director Richard A. Noll | Management | For | For |
1i | Elect Director David V. Singer | Management | For | For |
1j | Elect Director Ann E. Ziegler | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
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HARLEY-DAVIDSON, INC. | ||||
Ticker: HOG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1..1 | DIRECTOR-Troy Alstead | Management | For | DNV |
1..2 | DIRECTOR-R. John Anderson | Management | For | DNV |
1..3 | DIRECTOR-Michael J. Cave | Management | For | DNV |
1..4 | DIRECTOR-Allan Golston | Management | For | DNV |
1..5 | DIRECTOR-Matthew S. Levatich | Management | For | DNV |
1..6 | DIRECTOR-Sara L. Levinson | Management | For | DNV |
1..7 | DIRECTOR-N. Thomas Linebarger | Management | For | DNV |
1..8 | DIRECTOR-Brian R. Niccol | Management | For | DNV |
1..9 | DIRECTOR-Maryrose T. Sylvester | Management | For | DNV |
1..10 | DIRECTOR-Jochen Zeitz | Management | For | DNV |
2. | To approve, by advisory vote, the compensation of our Named Executive Officers. | Management | For | DNV |
3. | To approve the Amended and Restated Harley-Davidson, Inc. Director Stock Plan. | Management | For | DNV |
4. | To ratify the selection of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2018. | Management | For | DNV |
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HASBRO, INC. | ||||
Ticker: HAS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kenneth A. Bronfin | Management | For | For |
1.2 | Elect Director Michael R. Burns | Management | For | For |
1.3 | Elect Director Hope F. Cochran | Management | For | For |
1.4 | Elect Director Crispin H. Davis | Management | For | For |
1.5 | Elect Director Lisa Gersh | Management | For | For |
1.6 | Elect Director Brian D. Goldner | Management | For | For |
1.7 | Elect Director Alan G. Hassenfeld | Management | For | For |
1.8 | Elect Director Tracy A. Leinbach | Management | For | For |
1.9 | Elect Director Edward M. Philip | Management | For | For |
1.10 | Elect Director Richard S. Stoddart | Management | For | For |
1.11 | Elect Director Mary Beth West | Management | For | For |
1.12 | Elect Director Linda K. Zecher | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
4 | Clawback of Incentive Payments | Shareholder | Against | For |
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HEICO CORPORATION | ||||
Ticker: HEI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas M. Culligan | Management | For | For |
1.2 | Elect Director Adolfo Henriques | Management | For | For |
1.3 | Elect Director Mark H. Hildebrandt | Management | For | For |
1.4 | Elect Director Wolfgang Mayrhuber | Management | For | For |
1.5 | Elect Director Eric A. Mendelson | Management | For | For |
1.6 | Elect Director Laurans A. Mendelson | Management | For | For |
1.7 | Elect Director Victor H. Mendelson | Management | For | For |
1.8 | Elect Director Julie Neitzel | Management | For | For |
1.9 | Elect Director Alan Schriesheim | Management | For | For |
1.10 | Elect Director Frank J. Schwitter | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Increase Authorized Common Stock | Management | For | Against |
5 | Increase Authorized Class A Common Stock | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
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HEIDELBERGCEMENT AG, HEIDELBERG | ||||
Ticker: HLBZF | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
5 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF EUR 1.90 PER SHARE | Management | FOR | FOR |
6 | APPROVE DISCHARGE OF MANAGEMENT BOARD MEMBER BERND SCHEIFELE FOR FISCAL 2017 | Management | FOR | FOR |
7 | APPROVE DISCHARGE OF MANAGEMENT BOARD MEMBER DOMINIK VON ACHTEN FOR FISCAL 2017 | Management | FOR | FOR |
8 | APPROVE DISCHARGE OF MANAGEMENT BOARD MEMBER KEVIN GLUSKIE FOR FISCAL 2017 | Management | FOR | FOR |
9 | APPROVE DISCHARGE OF MANAGEMENT BOARD MEMBER HAKAN GURDAL FOR FISCAL 2017 | Management | FOR | FOR |
10 | APPROVE DISCHARGE OF MANAGEMENT BOARD MEMBER JON MORRISH FOR FISCAL 2017 | Management | FOR | FOR |
11 | APPROVE DISCHARGE OF MANAGEMENT BOARD MEMBER LORENZ NAEGER FOR FISCAL 2017 | Management | FOR | FOR |
12 | APPROVE DISCHARGE OF MANAGEMENT BOARD MEMBER ALBERT SCHEUER FOR FISCAL 2017 | Management | FOR | FOR |
13 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER FRITZ-JUERGEN HECKMANN FOR FISCAL 2017 | Management | FOR | FOR |
14 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER HEINZ SCHMITT FOR FISCAL 2017 | Management | FOR | FOR |
15 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER JOSEF HEUMANN FOR FISCAL 2017 | Management | FOR | FOR |
16 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER GABRIELE KAILING FOR FISCAL 2017 | Management | FOR | FOR |
17 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER LUDWIG MERCKLE FOR FISCAL 2017 | Management | FOR | FOR |
18 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER TOBIAS MERCKLE FOR FISCAL 2017 | Management | FOR | FOR |
19 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER ALAN MURRAY FOR FISCAL 2017 | Management | FOR | FOR |
20 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER JUERGEN SCHNEIDER FOR FISCAL 2017 | Management | FOR | FOR |
21 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER WERNER SCHRAEDER FOR FISCAL 2017 | Management | FOR | FOR |
22 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER FRANK-DIRK STEININGER FOR FISCAL 2017 | Management | FOR | FOR |
23 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER MARGRET SUCKALE FOR FISCAL 2017 | Management | FOR | FOR |
24 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER STEPHAN WEHNING FOR FISCAL 2017 | Management | FOR | FOR |
25 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER MARION WEISSENBERGER-EIBL FOR FISCAL 2017 | Management | FOR | FOR |
26 | RATIFY ERNST YOUNG GMBH AS AUDITORS FOR FISCAL 2018 | Management | FOR | FOR |
27 | ELECT MARGRET SUCKALE TO THE SUPERVISORY BOARD | Management | FOR | FOR |
28 | APPROVE ISSUANCE OF WARRANTS/BONDS WITH WARRANTS ATTACHED/CONVERTIBLE BONDS WITHOUT PREEMPTIVE RIGHTS UP TO AGGREGATE NOMINAL AMOUNT OF EUR 4 BILLION APPROVE CREATION OF EUR 118.8 MILLION POOL OF CAPITAL TO GUARANTEE CONVERSION RIGHTS | Management | FOR | FOR |
| ||||
HESS CORPORATION | ||||
Ticker: HES | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a. | ELECTION OF DIRECTOR: R.F. CHASE | Management | For | For |
1b. | ELECTION OF DIRECTOR: T.J. CHECKI | Management | For | For |
1c. | ELECTION OF DIRECTOR: L.S. COLEMAN, JR. | Management | For | For |
1d. | ELECTION OF DIRECTOR: J.B. HESS | Management | For | For |
1e. | ELECTION OF DIRECTOR: E.E. HOLIDAY | Management | For | For |
1f. | ELECTION OF DIRECTOR: R. LAVIZZO- MOUREY | Management | For | For |
1g. | ELECTION OF DIRECTOR: M.S. LIPSCHULTZ | Management | For | For |
1h. | ELECTION OF DIRECTOR: D. MCMANUS | Management | For | For |
1i. | ELECTION OF DIRECTOR: K.O. MEYERS | Management | For | For |
1j. | ELECTION OF DIRECTOR: J.H. QUIGLEY | Management | For | For |
1k. | ELECTION OF DIRECTOR: F.G. REYNOLDS | Management | For | For |
1l. | ELECTION OF DIRECTOR: W.G. SCHRADER | Management | For | For |
2. | Advisory vote to approve the compensation of our named executive officers. | Management | For | For |
3. | Ratification of the selection of Ernst & Young LLP as our independent registered public accountants for the fiscal year ending December 31, 2018. | Management | For | For |
| ||||
HIKMA PHARMACEUTICALS PLC | ||||
Ticker: HKMPF | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | TO RECEIVE THE ANNUAL REPORT AND ACCOUNTS FOR THE YEAR ENDED 31 DECEMBER 2017 | Management | FOR | FOR |
2 | TO DECLARE A FINAL DIVIDEND OF 23 CENTS PER ORDINARY SHARE IN RESPECT OF THE YEAR ENDED 31 DECEMBER 2017 | Management | FOR | FOR |
3 | TO RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS AUDITORS OF THE COMPANY | Management | FOR | FOR |
4 | TO AUTHORISE THE AUDIT COMMITTEE TO DETERMINE THE AUDITORS' REMUNERATION | Management | FOR | FOR |
5 | TO ELECT SIGGI OLAFSSON AS A DIRECTOR OF THE COMPANY | Management | FOR | FOR |
6 | TO RE-ELECT SAID DARWAZAH AS A DIRECTOR OF THE COMPANY | Management | FOR | FOR |
7 | TO RE-ELECT MAZEN DARWAZAH AS A DIRECTOR OF THE COMPANY | Management | FOR | FOR |
8 | TO RE-ELECT ROBERT PICKERING AS A DIRECTOR OF THE COMPANY | Management | FOR | FOR |
9 | TO RE-ELECT ALI AL-HUSRY AS A DIRECTOR OF THE COMPANY | Management | FOR | FOR |
10 | TO RE-ELECT PATRICK BUTLER AS A DIRECTOR OF THE COMPANY | Management | FOR | FOR |
11 | TO RE-ELECT DR. JOCHEN GANN AS A DIRECTOR OF THE COMPANY | Management | FOR | FOR |
12 | TO RE-ELECT JOHN CASTELLANI AS A DIRECTOR OF THE COMPANY | Management | FOR | FOR |
13 | TO RE-ELECT DR. PAMELA KIRBY AS A DIRECTOR OF THE COMPANY | Management | FOR | FOR |
14 | TO RE-ELECT NINA HENDERSON AS A DIRECTOR OF THE COMPANY | Management | FOR | FOR |
15 | TO APPROVE THE REMUNERATION REPORT FOR THE YEAR ENDED 31 DECEMBER 2017 | Management | FOR | FOR |
16 | TO APPROVE AND ADOPT THE COMPANY'S MANAGEMENT INCENTIVE PLAN | Management | FOR | FOR |
17 | AUTHORITY TO ALLOT SHARES UP TO AN AGGREGATE NOMINAL AMOUNT OF 8,022,630 GBP | Management | FOR | FOR |
18 | THAT SUBJECT TO THE PASSING ON RESOLUTION 17 ABOVE, THE DIRECTORS BE EMPOWERED TO ALLOT EQUITY SECURITIES FOR CASH ON A NON PRE-EMPTIVE BASIS | Management | FOR | FOR |
19 | THAT THE AUTHORITY UNDER RESOLUTION 18 BE FURTHER EXTENDED TO AN AGGREGATE NOMINAL AMOUNT OF 1,203,394 GBP | Management | FOR | FOR |
20 | AUTHORITY TO MAKE MARKET PURCHASES OF OWN SHARES UP TO 2,406,789 GBP REPRESENTING 10 PERCENT OF THE ISSUED SHARE CAPITAL OF THE COMPANY | Management | FOR | FOR |
21 | THAT A GENERAL MEETING OF SHAREHOLDERS OF THE COMPANY OTHER THAN AN AGM, MAY BE CALLED ON 14 CLEAR DAYS' NOTICE | Management | FOR | FOR |
| ||||
HILTON WORLDWIDE HOLDINGS INC. | ||||
Ticker: HLT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Christopher J. Nassetta | Management | For | For |
1b | Elect Director Jonathan D. Gray | Management | For | For |
1c | Elect Director Charlene T. Begley | Management | For | For |
1d | Elect Director Melanie L. Healey | Management | For | For |
1e | Elect Director Raymond E. Mabus, Jr. | Management | For | For |
1f | Elect Director Judith A. McHale | Management | For | For |
1g | Elect Director John G. Schreiber | Management | For | For |
1h | Elect Director Elizabeth A. Smith | Management | For | For |
1i | Elect Director Douglas M. Steenland | Management | For | For |
1j | Elect Director Zhang Ling - Resigned Director | Management | None | None |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
HONEYWELL INTERNATIONAL INC. | ||||
Ticker: HON | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A | Elect Director Darius Adamczyk | Management | For | For |
1B | Elect Director Duncan B. Angove | Management | For | For |
1C | Elect Director William S. Ayer | Management | For | For |
1D | Elect Director Kevin Burke | Management | For | For |
1E | Elect Director Jaime Chico Pardo | Management | For | For |
1F | Elect Director D. Scott Davis | Management | For | For |
1G | Elect Director Linnet F. Deily | Management | For | For |
1H | Elect Director Judd Gregg | Management | For | For |
1I | Elect Director Clive Hollick | Management | For | For |
1J | Elect Director Grace D. Lieblein | Management | For | For |
1K | Elect Director George Paz | Management | For | For |
1L | Elect Director Robin L. Washington | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Management | For | For |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
6 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
| ||||
HRG GROUP, INC. | ||||
Ticker: HRG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1..1 | DIRECTOR-Curtis A. Glovier | Management | For | For |
1..2 | DIRECTOR-Joseph S. Steinberg | Management | For | For |
2. | To ratify the appointment of KPMG LLP as the Company's independent registered public accounting firm for our fiscal year ending September 30, 2018. | Management | For | For |
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HUBSPOT, INC. | ||||
Ticker: HUBS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Brian Halligan | Management | For | For |
2 | Elect Ron Gill | Management | For | For |
3 | Elect Jill Ward | Management | For | For |
4 | Ratification of Auditor | Management | For | For |
5 | Advisory Vote on Executive Compensation | Management | For | For |
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HUDSON LTD. | ||||
Ticker: HUD | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1. | To elect Juan Carlos Torres Carretero as a Class III Director for a 3-year term. | Management | For | DNV |
2. | To elect Julian Diaz Gonzalez as a Class III Director for a 3-year term. | Management | For | DNV |
3. | To elect Joseph DiDomizio as a Class III Director for a 3-year term. | Management | For | DNV |
4. | To appoint Ernst & Young AG as our independent registered public accounting firm for the fiscal year ending 31 December 2018. | Management | For | DNV |
5. | To authorize the Audit Committee to fix the remuneration of Ernst & Young AG. | Management | For | DNV |
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HUMANA INC. | ||||
Ticker: HUM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Kurt J. Hilzinger | Management | For | For |
2 | Elect Frank J. Bisignano | Management | For | For |
3 | Elect Bruce D. Broussard | Management | For | For |
4 | Elect Frank A. D'Amelio | Management | For | For |
5 | Elect Karen B. DeSalvo | Management | For | For |
6 | Elect W. Roy Dunbar | Management | For | For |
7 | Elect David A. Jones Jr. | Management | For | For |
8 | Elect William J. McDonald | Management | For | For |
9 | Elect William E. Mitchell | Management | For | For |
10 | Elect David B. Nash | Management | For | For |
11 | Elect James J. O'Brien | Management | For | For |
12 | Elect Marissa T. Peterson | Management | For | For |
13 | Ratification of Auditor | Management | For | For |
14 | Advisory Vote on Executive Compensation | Management | For | For |
| ||||
HUNTSMAN CORPORATION | ||||
Ticker: HUN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Peter R. Huntsman | Management | For | For |
1.2 | Elect Director Nolan D. Archibald | Management | For | For |
1.3 | Elect Director Mary C. Beckerle | Management | For | Withhold |
1.4 | Elect Director M. Anthony Burns | Management | For | Withhold |
1.5 | Elect Director Daniele Ferrari | Management | For | Withhold |
1.6 | Elect Director Robert J. Margetts | Management | For | Withhold |
1.7 | Elect Director Wayne A. Reaud | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Against |
4 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| ||||
HURON CONSULTING GROUP INC. | ||||
Ticker: HURN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect John S. Moody | Management | For | For |
1.2 | Elect Hugh E. Sawyer | Management | For | For |
1.3 | Elect Debra L. Zumwalt | Management | For | For |
2 | Advisory Vote on Executive Compensation | Management | For | For |
3 | Ratification of Auditor | Management | For | For |
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IDEXX LABORATORIES, INC. | ||||
Ticker: IDXX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Bruce L. Claflin | Management | For | For |
2 | Elect Daniel M. Junius | Management | For | For |
3 | Ratification of Auditor | Management | For | For |
4 | Approval of the 2018 Stock Incentive Plan | Management | For | For |
5 | Advisory Vote on Executive Compensation | Management | For | For |
| ||||
IDEXX LABORATORIES, INC. | ||||
Ticker: IDXX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Bruce L. Claflin | Management | For | For |
1b | Elect Director Daniel M. Junius | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
ILLUMINA INC | ||||
Ticker: ILMN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Jay T. Flatley | Management | For | For |
2 | Elect John W. Thompson | Management | For | For |
3 | Elect Gary S. Guthart | Management | For | For |
4 | Ratification of Auditor | Management | For | For |
5 | Advisory Vote on Executive Compensation | Management | For | For |
6 | Shareholder Proposal Regarding Declassification of the Board | Shareholder | Against | For |
| ||||
IMMUNOMEDICS, INC. | ||||
Ticker: IMMU | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Behzad Aghazadeh | Management | For | For |
2 | Elect Scott A. Canute | Management | For | For |
3 | Elect Peter Barton Hutt | Management | For | For |
4 | Elect Khalid Islam | Management | For | For |
5 | Elect Michael Pehl | Management | For | For |
6 | Advisory Vote on Executive Compensation | Management | For | Against |
7 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
8 | Ratification of Auditor | Management | For | For |
| ||||
INCYTE CORPORATION | ||||
Ticker: INCY | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Julian C. Baker | Management | For | For |
2 | Elect Jean-Jacques Bienaime | Management | For | For |
3 | Elect Paul A. Brooke | Management | For | For |
4 | Elect Paul J. Clancy | Management | For | For |
5 | Elect Wendy L. Dixon | Management | For | For |
6 | Elect Jacqualyn A. Fouse | Management | For | For |
7 | Elect Paul A. Friedman | Management | For | For |
8 | Elect Herve Hoppenot | Management | For | For |
9 | Advisory Vote on Executive Compensation | Management | For | For |
10 | Amendment to the 2010 Stock Incentive Plan | Management | For | For |
11 | Ratification of Auditor | Management | For | For |
| ||||
INFINERA CORPORATION | ||||
Ticker: INFN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Paul J. Milbury | Management | For | For |
2 | Elect David F. Welch | Management | For | For |
3 | Amendment to the 2016 Equity Incentive Plan | Management | For | For |
4 | Amendment to the 2007 Employee Stock Purchase Plan | Management | For | For |
5 | Advisory Vote on Executive Compensation | Management | For | For |
6 | Ratification of Auditor | Management | For | For |
| ||||
INFLARX N.V. | ||||
Ticker: IFRX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Tony Gibney to the Board of Directors | Management | For | For |
| ||||
INGEVITY CORPORATION | ||||
Ticker: NGVT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director J. Michael Fitzpatrick | Management | For | For |
1b | Elect Director Frederick J. Lynch | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ||||
INPHI CORP. | ||||
Ticker: IPHI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Diosdado P. Banatao | Management | For | For |
1.2 | Elect Ford Tamer | Management | For | For |
1.3 | Elect William J. Ruehle | Management | For | For |
2 | Advisory Vote on Executive Compensation | Management | For | For |
3 | Amendment to the Employee Stock Purchase Plan | Management | For | For |
4 | Ratification of Auditor | Management | For | For |
| ||||
INTEGRATED DEVICE TECHNOLOGY, INC. | ||||
Ticker: IDTI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Ken Kannappan | Management | For | For |
1.2 | Elect Umesh Padval | Management | For | For |
1.3 | Elect Gordon Parnell | Management | For | For |
1.4 | Elect Robert A. Rango | Management | For | For |
1.5 | Elect Norman Taffe | Management | For | For |
1.6 | Elect Selena LaCroix | Management | For | For |
1.7 | Elect Gregory L. Waters | Management | For | For |
2 | Advisory Vote on Executive Compensation | Management | For | For |
3 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
4 | Amendment to the 2004 Equity Plan | Management | For | For |
5 | Ratification of Auditor | Management | For | For |
| ||||
INTUIT INC. | ||||
Ticker: INTU | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Eve Burton | Management | For | For |
2 | Elect Scott D. Cook | Management | For | For |
3 | Elect Richard Dalzell | Management | For | For |
4 | Elect Deborah Liu | Management | For | For |
5 | Elect Suzanne Nora Johnson | Management | For | For |
6 | Elect Dennis D. Powell | Management | For | For |
7 | Elect Brad D. Smith | Management | For | For |
8 | Elect Thomas J. Szkutak | Management | For | For |
9 | Elect Raul Vazquez | Management | For | For |
10 | Elect Jeff Weiner | Management | For | For |
11 | Advisory Vote on Executive Compensation | Management | For | For |
12 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
13 | Approval of Material Terms of Performance Goals Under Senior Executive Incentive Plan | Management | For | For |
14 | Ratification of Auditor | Management | For | For |
| ||||
IPG PHOTONICS CORPORATION | ||||
Ticker: IPGP | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Valentin P. Gapontsev | Management | For | For |
1.2 | Elect Eugene Shcherbakov | Management | For | For |
1.3 | Elect Igor Samartsev | Management | For | For |
1.4 | Elect Michael C. Child | Management | For | For |
1.5 | Elect Henry E. Gauthier | Management | For | For |
1.6 | Elect Catherine P. Lego | Management | For | For |
1.7 | Elect Eric Meurice | Management | For | For |
1.8 | Elect John R. Peeler | Management | For | For |
1.9 | Elect Thomas J. Seifert | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
| ||||
IQVIA HOLDINGS, INC. | ||||
Ticker: IQV | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ari Bousbib | Management | For | For |
1.2 | Elect Director Colleen A. Goggins | Management | For | For |
1.3 | Elect Director John M. Leonard | Management | For | For |
1.4 | Elect Director Todd B. Sisitsky | Management | For | Withhold |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ||||
IRHYTHM TECHNOLOGIES INC | ||||
Ticker: IRTC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect C. Noel Bairey Merz | Management | For | For |
1.2 | Elect Mark J. Rubash | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Frequency of Advisory Vote on Executive Compensation | Management | 3 Years | 1 Year |
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IRISH CONTINENTAL GROUP PLC | ||||
Ticker: IR5B | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accounts and Reports | Management | For | For |
2 | Allocation of Profits/Dividends | Management | For | For |
3 | Elect John B. McGuckian | Management | For | For |
4 | Elect Eamonn Rothwell | Management | For | For |
5 | Elect David Ledwidge | Management | For | For |
6 | Elect Catherine Duffy | Management | For | For |
7 | Elect Brian O' Kelly | Management | For | For |
8 | Elect John Sheehan | Management | For | For |
9 | Authority to Set Auditor's Fees | Management | For | For |
10 | Remuneration Report (Advisory) | Management | For | For |
11 | Authority to Issue Shares w/ Preemptive Rights | Management | For | For |
12 | Authority to Issue Shares w/o Preemptive Rights | Management | For | For |
13 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Management | For | For |
14 | Authority to Repurchase Shares | Management | For | For |
15 | Authority to Set Price Range for Reissue Treasury Shares | Management | For | For |
16 | Authority to Set General Meeting Notice Period at 14 Days | Management | For | Against |
| ||||
ISRAEL DISCOUNT BANK LTD. | ||||
Ticker: DSCT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Discuss Financial Statements and the Report of the Board | Management | Did Not Vote | |
2 | Approve Dividend Distribution | Management | For | For |
3 | Reappoint Somekh Chaikin and Ziv Haft as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4.1 | Elect Iris Avner as External Director as defined in Directive 301 of the Proper Conduct of Banking Business Regulations for a Three Year Period | Management | For | For |
4.2 | Reelect Arie Orlev as External Director as defined in Directive 301 of the Proper Conduct of Banking Business Regulations for a Three Year Period | Management | For | Do Not Vote |
4.3 | Elect Yaacov Lifshitz as External Director as defined in Directive 301 of the Proper Conduct of Banking Business Regulations for a Three Year Period | Management | For | For |
4.4 | Reelect Shaul Kobrinsky as External Director as defined in Directive 301 of the Proper Conduct of Banking Business Regulations for a Three Year Period | Management | For | For |
5.1 | Elect Aharon Avramovich as External Director for a Three Year Period | Management | For | For |
5.2 | Reelect Baruch Lederman as External Director for a Three Year Period | Management | For | For |
5.3 | Reelect Yehuda Levi as External Director for a Three Year Period | Management | For | Against |
5.4 | Elect Dan Efroni as External Director for a Three Year Period | Management | For | For |
6 | Increase Authorized Common Stock and Amend Articles Accordingly | Management | For | For |
7 | Amend Articles of Association | Management | For | Against |
A | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
B1 | If you are an Interest Holder as defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. | Management | None | Against |
B2 | If you are a Senior Officer as defined in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. | Management | None | Against |
B3 | If you are an Institutional Investor as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. | Management | None | Against |
| ||||
ITRON, INC. | ||||
Ticker: ITRI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Philip C. Mezey | Management | For | For |
2 | Elect Daniel S. Pelino | Management | For | For |
3 | Elect Timothy Leyden | Management | For | For |
4 | Advisory Vote on Executive Compensation | Management | For | For |
5 | Ratification of Auditor | Management | For | For |
| ||||
ITV PLC | ||||
Ticker: ITVPF | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | TO RECEIVE AND ADOPT THE ANNUAL REPORT AND ACCOUNTS | Management | FOR | FOR |
2 | TO RECEIVE AND ADOPT THE ANNUAL REPORT ON REMUNERATION | Management | FOR | FOR |
3 | TO DECLARE A FINAL DIVIDEND : TO DECLARE A FINAL DIVIDEND OF 5.28 PENCE PER ORDINARY SHARE FOR THE YEAR ENDED 31 DECEMBER 2017 | Management | FOR | FOR |
4 | TO RE-ELECT SALMAN AMIN | Management | FOR | FOR |
5 | TO RE-ELECT SIR PETER BAZALGETTE | Management | FOR | FOR |
6 | TO ELECT MARGARET EWING | Management | FOR | FOR |
7 | TO RE-ELECT ROGER FAXON | Management | FOR | FOR |
8 | TO RE-ELECT IAN GRIFFITHS | Management | FOR | FOR |
9 | TO RE-ELECT MARY HARRIS | Management | FOR | FOR |
10 | TO RE-ELECT ANNA MANZ | Management | FOR | FOR |
11 | TO ELECT DAME CAROLYN MCCALL | Management | FOR | FOR |
12 | TO APPOINT KPMG LLP AS AUDITORS | Management | FOR | FOR |
13 | TO AUTHORISE THE DIRECTORS TO DETERMINE THE AUDITORS' REMUNERATION | Management | FOR | FOR |
14 | AUTHORITY TO ALLOT SHARES | Management | FOR | FOR |
15 | DISAPPLICATION OF PRE-EMPTION RIGHTS | Management | FOR | FOR |
16 | ADDITIONAL DISAPPLICATION OF PRE-EMPTION RIGHTS | Management | FOR | FOR |
17 | POLITICAL DONATIONS | Management | FOR | FOR |
18 | PURCHASE OF OWN SHARES | Management | FOR | FOR |
19 | LENGTH OF NOTICE PERIOD FOR GENERAL MEETINGS | Management | FOR | FOR |
| ||||
IXYS CORPORATION | ||||
Ticker: IXYS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1. | TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF AUGUST 25, 2017, BY AND AMONG IXYS CORPORATION, LITTELFUSE, INC. AND IRON MERGER CO., INC., AS AMENDED (REFERRED TO AS THE MERGER PROPOSAL). | Management | For | For |
2. | TO APPROVE ON AN ADVISORY (NON- BINDING) BASIS THE COMPENSATION THAT MAY BE PAID OR BECOME PAYABLE TO THE NAMED EXECUTIVE OFFICERS OF IXYS CORPORATION THAT IS BASED ON OR OTHERWISE RELATES TO THE MERGER (AS SUCH TERM IS REFERRED TO IN THE PROXY STATEMENT | Management | For | For |
3. | TO APPROVE THE ADJOURNMENT OF THE SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE NOT SUFFICIENT VOTES TO APPROVE THE MERGER PROPOSAL. | Management | For | For |
| ||||
JAGGED PEAK ENERGY INC. | ||||
Ticker: JAG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles D. Davidson | Management | For | Withhold |
1.2 | Elect Director Roger L. Jarvis | Management | For | For |
1.3 | Elect Director Blake A. Webster | Management | For | Withhold |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
| ||||
JOHNSON & JOHNSON | ||||
Ticker: JNJ | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Mary C. Beckerle | Management | For | For |
1b | Elect Director D. Scott Davis | Management | For | For |
1c | Elect Director Ian E. L. Davis | Management | For | For |
1d | Elect Director Jennifer A. Doudna | Management | For | For |
1e | Elect Director Alex Gorsky | Management | For | For |
1f | Elect Director Mark B. McClellan | Management | For | For |
1g | Elect Director Anne M. Mulcahy | Management | For | For |
1h | Elect Director William D. Perez | Management | For | For |
1i | Elect Director Charles Prince | Management | For | For |
1j | Elect Director A. Eugene Washington | Management | For | For |
1k | Elect Director Ronald A. Williams | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Prohibit Adjusting Compensation Metrics for Legal or Compliance Costs | Shareholder | Against | For |
5 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | For |
| ||||
JPMORGAN CHASE & CO. | ||||
Ticker: JPM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Linda B. Bammann | Management | For | For |
1b | Elect Director James A. Bell | Management | For | For |
1c | Elect Director Stephen B. Burke | Management | For | Against |
1d | Elect Director Todd A. Combs | Management | For | For |
1e | Elect Director James S. Crown | Management | For | For |
1f | Elect Director James Dimon | Management | For | For |
1g | Elect Director Timothy P. Flynn | Management | For | For |
1h | Elect Director Mellody Hobson | Management | For | For |
1i | Elect Director Laban P. Jackson, Jr. | Management | For | For |
1j | Elect Director Michael A. Neal | Management | For | For |
1k | Elect Director Lee R. Raymond | Management | For | Against |
1l | Elect Director William C. Weldon | Management | For | Against |
2 | Ratify Existing Ownership Threshold for Shareholders to Call Special Meeting | Management | For | Against |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
6 | Require Independent Board Chairman | Shareholder | Against | For |
7 | Prohibit Accelerated Vesting of Awards to Pursue Government Service | Shareholder | Against | Against |
8 | Institute Procedures to Prevent Investments in Companies that Contribute to Genocide or Crimes Against Humanity | Shareholder | Against | Against |
9 | Restore or Provide for Cumulative Voting | Shareholder | Against | Against |
| ||||
JUST EAT PLC | ||||
Ticker: JE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accounts and Reports | Management | For | For |
2 | Remuneration Policy (Binding) | Management | For | For |
3 | Remuneration Report (Advisory) | Management | For | For |
4 | Elect Andrew Griffith | Management | For | For |
5 | Elect Paul Harrison | Management | For | For |
6 | Elect Gwyn Burr | Management | For | For |
7 | Elect Frederic Coorevits | Management | For | For |
8 | Elect Rosin Donnelly | Management | For | For |
9 | Elect Diego Oliva | Management | For | For |
10 | Elect Alistair Cox | Management | For | For |
11 | Elect Peter Plumb | Management | For | For |
12 | Elect Michael Evans | Management | For | For |
13 | Appointment of Auditor | Management | For | For |
14 | Authority to Set Auditor's Fees | Management | For | For |
15 | Authority to Issue Shares w/ Preemptive Rights | Management | For | For |
16 | Authority to Issue Shares w/o Preemptive Rights | Management | For | For |
17 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Management | For | For |
18 | Authority to Repurchase Shares | Management | For | For |
19 | Authorisation of Political Donations | Management | For | For |
20 | Deferred Share Bonus Plan | Management | For | For |
21 | Authority to Set General Meeting Notice Period at 14 Days | Management | For | Against |
| ||||
KANSAS CITY SOUTHERN | ||||
Ticker: KSU | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a. | Election of Director: Lydia I. Beebe | Management | For | DNV |
1b. | Election of Director: Lu M. Cordova | Management | For | DNV |
1c. | Election of Director: Robert J. Druten | Management | For | DNV |
1d. | Election of Director: Terrence P. Dunn | Management | For | DNV |
1e. | Election of Director: Antonio O. Garza, Jr. | Management | For | DNV |
1f. | Election of Director: David Garza-Santos | Management | For | DNV |
1g. | Election of Director: Janet H. Kennedy | Management | For | DNV |
1h. | Election of Director: Mitchell J. Krebs | Management | For | DNV |
1i. | Election of Director: Henry J. Maier | Management | For | DNV |
1j. | Election of Director: Thomas A. McDonnell | Management | For | DNV |
1k. | Election of Director: Patrick J. Ottensmeyer | Management | For | DNV |
1l. | Election of Director: Rodney E. Slater | Management | For | DNV |
2. | Ratification of the selection of PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2018. | Management | For | DNV |
3. | Advisory (non-binding) vote approving the 2017 compensation of our named executive officers. | Management | For | DNV |
4. | Approval of a stockholder proposal to allow stockholder action by written consent. | Shareholder | Against | DNV |
| ||||
KAPSTONE PAPER AND PACKAGING CORPORATION | ||||
Ticker: KS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jonathan R. Furer | Management | For | For |
1.2 | Elect Director Matthew H. Paull | Management | For | For |
1.3 | Elect Director Maurice S. Reznik | Management | For | For |
1.4 | Elect Director Roger W. Stone | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
LA JOLLA PHARMACEUTICAL CO. | ||||
Ticker: LJPC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect George Tidmarsh | Management | For | For |
1.2 | Elect Kevin C. Tang | Management | For | For |
1.3 | Elect Laura Douglass | Management | For | For |
1.4 | Elect Craig A. Johnson | Management | For | For |
1.5 | Elect Robert H. Rosen | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Amendment to the 2013 Equity Incentive Plan | Management | For | For |
| ||||
LAREDO PETROLEUM, INC. | ||||
Ticker: LPI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1..1 | DIRECTOR-James R. Levy | Management | For | DNV |
1..2 | DIRECTOR-Dr. Myles W. Scoggins | Management | For | DNV |
1..3 | DIRECTOR-Donald D. Wolf | Management | For | DNV |
2. | The ratification of Grant Thornton LLP as the independent registered public accounting firm for the fiscal year ending December 31, 2018. | Management | For | DNV |
3. | Advisory vote to approve the compensation of the named executive officers. | Management | For | DNV |
4. | Advisory vote on the frequency of future advisory votes on the compensation of named executive officers. | Management | For | DNV |
| ||||
LIBERTY LATIN AMERICA LTD. | ||||
Ticker: LILAK | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles H.R. Bracken | Management | For | For |
1.2 | Elect Director Balan Nair | Management | For | For |
1.3 | Elect Director Eric L. Zinterhofer | Management | For | For |
2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| ||||
LIBERTY MEDIA CORPORATION | ||||
Ticker: BATRK | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Brian M. Deevy | Management | For | Withhold |
1.2 | Elect Director Gregory B. Maffei | Management | For | For |
1.3 | Elect Director Andrea L. Wong | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| ||||
LILLY(ELI) & CO | ||||
Ticker: LLY | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Katherine Baicker | Management | For | For |
2 | Elect J. Erik Fyrwald | Management | For | For |
3 | Elect Jamere Jackson | Management | For | For |
4 | Elect Ellen R. Marram | Management | For | For |
5 | Elect Jackson P. Tai | Management | For | For |
6 | Advisory Vote on Executive Compensation | Management | For | For |
7 | Ratification of Auditor | Management | For | For |
8 | Repeal of Classified Board | Management | For | For |
9 | Elimination of Supermajority Requirement | Management | For | For |
10 | Amendment to the 2002 Stock Plan | Management | For | For |
11 | Shareholder Proposal Regarding Cannabis Policy Advocacy | Shareholder | Against | Against |
12 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against |
13 | Shareholder Proposal Regarding Animal Welfare | Shareholder | Against | Against |
14 | Shareholder Proposal Regarding Report on Linking Executive Compensation to Drug Pricing | Shareholder | Against | Against |
| ||||
LINDT & SPRUENGLI AG | ||||
Ticker: LISN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report (Non-Binding) | Management | For | For |
3 | Approve Discharge of Board and Senior Management | Management | For | For |
4.1 | Approve Allocation of Income and Dividends of CHF 510 per Registered Share and CHF 51 per Participation Certificate | Management | For | For |
4.2 | Approve Dividends from Capital Contribution Reserves of CHF 420 per Registered Share and CHF 42 per Participation Certificate | Management | For | For |
5.1 | Reelect Ernst Tanner as Director and Board Chairman | Management | For | For |
5.2 | Reelect Antonio Bulgheroni as Director | Management | For | For |
5.3 | Reelect Rudolf Spruengli as Director | Management | For | For |
5.4 | Reelect Elisabeth Guertler as Director | Management | For | For |
5.5 | Reelect Thomas Rinderknecht as Director | Management | For | For |
5.6 | Elect Silvio Denz as Director | Management | For | For |
6.1 | Reappoint Rudolf Spruengli as Member of the Compensation Committee | Management | For | Against |
6.2 | Reappoint Antonio Bulgheroni as Member of the Compensation Committee | Management | For | Against |
6.3 | Reappoint Elisabeth Guertler as Member of the Compensation Committee | Management | For | For |
7 | Designate Patrick Schleiffer as Independent Proxy | Management | For | For |
8 | Ratify PricewaterhouseCoopers AG as Auditors | Management | For | For |
9.1 | Approve Remuneration of Directors in the Amount of CHF 5.3 Million | Management | For | For |
9.2 | Approve Remuneration of Executive Committee in the Amount of CHF 18 Million | Management | For | For |
10 | Transact Other Business (Voting) | Management | For | Against |
| ||||
LOCKHEED MARTIN CORPORATION | ||||
Ticker: LMT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Daniel F. Akerson | Management | For | For |
1.2 | Elect Director Nolan D. Archibald | Management | For | For |
1.3 | Elect Director David B. Burritt | Management | For | For |
1.4 | Elect Director Bruce A. Carlson | Management | For | For |
1.5 | Elect Director James O. Ellis, Jr. | Management | For | For |
1.6 | Elect Director Thomas J. Falk | Management | For | For |
1.7 | Elect Director Ilene S. Gordon | Management | For | For |
1.8 | Elect Director Marillyn A. Hewson | Management | For | For |
1.9 | Elect Director Jeh C. Johnson | Management | For | For |
1.10 | Elect Director Joseph W. Ralston | Management | For | For |
1.11 | Elect Director James D. Taiclet, Jr. | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| ||||
LUMENTUM HOLDINGS INC. | ||||
Ticker: LITE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Martin A. Kaplan | Management | For | For |
2 | Elect Harold L. Covert | Management | For | For |
3 | Elect Penelope Herscher | Management | For | For |
4 | Elect Samuel F. Thomas | Management | For | For |
5 | Elect Brian J. Lillie | Management | For | For |
6 | Elect Alan S. Lowe | Management | For | For |
7 | Advisory Vote on Executive Compensation | Management | For | For |
8 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
9 | Ratification of Auditor | Management | For | For |
| ||||
MADRIGAL PHARMACEUTICALS INC | ||||
Ticker: MDGL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Rebecca Taub | Management | For | For |
1.2 | Elect Fred B. Craves | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Advisory Vote on Executive Compensation | Management | For | Against |
| ||||
MARATHON OIL CORPORATION | ||||
Ticker: MRO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Gregory H. Boyce | Management | For | For |
1b | Elect Director Chadwick C. Deaton | Management | For | For |
1c | Elect Director Marcela E. Donadio | Management | For | For |
1d | Elect Director Douglas L. Foshee | Management | For | For |
1e | Elect Director M. Elise Hyland | Management | For | For |
1f | Elect Director Michael E. J. Phelps - Withdrawn Resolution | Management | None | None |
1g | Elect Director Dennis H. Reilley | Management | For | For |
1h | Elect Director Lee M. Tillman | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Increase Authorized Common Stock | Management | For | For |
| ||||
MARINEMAX, INC. | ||||
Ticker: HZO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A. | Election of Director: William H. McGill, Jr. | Management | For | DNV |
1B. | Election of Director: Charles R. Oglesby | Management | For | DNV |
2. | To approve (on an advisory basis) our executive compensation ("say-on-pay"). | Management | For | DNV |
3. | To approve (on an advisory basis) the frequency of future non-binding advisory votes on the Company's executive compensation. | Management | For | DNV |
4. | To ratify the appointment of KPMG LLP, an independent registered public accounting firm, as the independent auditor of our Company for the fiscal year ending September 30, 2018. | Management | For | DNV |
| ||||
MARINUS PHARMACEUTICALS INC | ||||
Ticker: MRNS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Christopher M. Cashman | Management | For | For |
1.2 | Elect Michael R. Dougherty | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
| ||||
MARRIOTT INTERNATIONAL, INC. | ||||
Ticker: MAR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a. | Election of Director: J.W. Marriott, Jr. | Management | For | DNV |
1b. | Election of Director: Mary K. Bush | Management | For | DNV |
1c. | Election of Director: Bruce W. Duncan | Management | For | DNV |
1d. | Election of Director: Deborah M. Harrison | Management | For | DNV |
1e. | Election of Director: Frederick A. Henderson | Management | For | DNV |
1f. | Election of Director: Eric Hippeau | Management | For | DNV |
1g. | Election of Director: Lawrence W. Kellner | Management | For | DNV |
1h. | Election of Director: Debra L. Lee | Management | For | DNV |
1i. | Election of Director: Aylwin B. Lewis | Management | For | DNV |
1j. | Election of Director: George Munoz | Management | For | DNV |
1k. | Election of Director: Steven S Reinemund | Management | For | DNV |
1l. | Election of Director: W. Mitt Romney | Management | For | DNV |
1m. | Election of Director: Susan C. Schwab | Management | For | DNV |
1n. | Election of Director: Arne M. Sorenson | Management | For | DNV |
2. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2018. | Management | For | DNV |
3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | For | DNV |
4. | AMEND THE COMPANY'S CERTIFICATE OF INCORPORATION TO PROVIDE HOLDERS OF 25% OF COMPANY STOCK THE RIGHT TO CALL SPECIAL MEETINGS. | Management | For | DNV |
5. | STOCKHOLDER RESOLUTION TO ALLOW HOLDERS OF 15% OF COMPANY STOCK TO CALL SPECIAL MEETINGS IF PROPERLY PRESENTED AT THE MEETING. | Shareholder | Against | DNV |
6. | STOCKHOLDER RESOLUTION TO IMPLEMENT SIMPLE MAJORITY VOTING IN THE COMPANY'S GOVERNANCE DOCUMENTS IF PROPERLY PRESENTED AT THE MEETING. | Shareholder | Against | DNV |
| ||||
MARTIN MARIETTA MATERIALS, INC. | ||||
Ticker: MLM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Sue W. Cole | Management | For | For |
1.2 | Elect Director Smith W. Davis | Management | For | For |
1.3 | Elect Director John J. Koraleski | Management | For | For |
1.4 | Elect Director David G. Maffucci | Management | For | For |
1.5 | Elect Director Michael J. Quillen | Management | For | For |
1.6 | Elect Director Donald W. Slager | Management | For | For |
1.7 | Elect Director Stephen P. Zelnak, Jr. | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| ||||
MARVELL TECHNOLOGY GROUP LTD. | ||||
Ticker: MRVL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Merger | Management | For | For |
2 | Right to Adjourn Meeting | Management | For | For |
| ||||
MARVELL TECHNOLOGY GROUP LTD. | ||||
Ticker: MRVL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Tudor Brown | Management | For | For |
2 | Elect Richard S. Hill | Management | For | For |
3 | Elect Oleg Khaykin | Management | For | For |
4 | Elect Bethany Mayer | Management | For | For |
5 | Elect Donna Morris | Management | For | For |
6 | Elect Matthew J. Murphy | Management | For | For |
7 | Elect Michael G. Strachan | Management | For | For |
8 | Elect Robert E. Switz | Management | For | For |
9 | Advisory Vote on Executive Compensation | Management | For | For |
10 | Ratification of Auditor | Management | For | For |
| ||||
MASTERCARD INCORPORATED | ||||
Ticker: MA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Richard Haythornthwaite | Management | For | For |
2 | Elect Ajay Banga | Management | For | For |
3 | Elect Silvio Barzi | Management | For | For |
4 | Elect David R. Carlucci | Management | For | For |
5 | Elect Richard K. Davis | Management | For | For |
6 | Elect Steven J. Freiberg | Management | For | For |
7 | Elect Julius Genachowski | Management | For | For |
8 | Elect Goh Choon Phong | Management | For | For |
9 | Elect Merit E. Janow | Management | For | For |
10 | Elect Nancy J. Karch | Management | For | For |
11 | Elect Oki Matsumoto | Management | For | For |
12 | Elect Rima Qureshi | Management | For | For |
13 | Elect Jose Octavio Reyes Lagunes | Management | For | For |
14 | Elect Jackson P. Tai | Management | For | For |
15 | Advisory Vote on Executive Compensation | Management | For | For |
16 | Ratification of Auditor | Management | For | For |
| ||||
MASTERCARD INCORPORATED | ||||
Ticker: MA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Richard Haythornthwaite | Management | For | For |
1b | Elect Director Ajay Banga | Management | For | For |
1c | Elect Director Silvio Barzi | Management | For | For |
1d | Elect Director David R. Carlucci | Management | For | For |
1e | Elect Director Richard K. Davis | Management | For | For |
1f | Elect Director Steven J. Freiberg | Management | For | For |
1g | Elect Director Julius Genachowski | Management | For | For |
1h | Elect Director Choon Phong Goh | Management | For | For |
1i | Elect Director Merit E. Janow | Management | For | For |
1j | Elect Director Nancy Karch | Management | For | For |
1k | Elect Director Oki Matsumoto | Management | For | For |
1l | Elect Director Rima Qureshi | Management | For | For |
1m | Elect Director Jose Octavio Reyes Lagunes | Management | For | For |
1n | Elect Director Jackson Tai | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ||||
MAXLINEAR, INC. | ||||
Ticker: MXL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Thomas E. Pardun | Management | For | For |
2 | Elect Kishore Seendripu, PhD | Management | For | For |
3 | Advisory Vote on Executive Compensation | Management | For | For |
4 | Ratification of Auditor | Management | For | For |
| ||||
MCDONALD'S CORPORATION | ||||
Ticker: MCD | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Lloyd Dean | Management | For | For |
1b | Elect Director Stephen Easterbrook | Management | For | For |
1c | Elect Director Robert Eckert | Management | For | For |
1d | Elect Director Margaret (Margo) Georgiadis | Management | For | For |
1e | Elect Director Enrique Hernandez, Jr. | Management | For | For |
1f | Elect Director Jeanne Jackson | Management | For | For |
1g | Elect Director Richard Lenny | Management | For | For |
1h | Elect Director John Mulligan | Management | For | For |
1i | Elect Director Sheila Penrose | Management | For | For |
1j | Elect Director John Rogers, Jr. | Management | For | For |
1k | Elect Director Miles White | Management | For | Against |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
4 | Provide Right to Act by Written Consent | Shareholder | Against | For |
5 | Report on Plastic Straws | Shareholder | Against | Against |
6 | Report on Charitable Contributions | Shareholder | Against | Against |
| ||||
MEDTRONIC PLC | ||||
Ticker: MDT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Richard H. Anderson | Management | For | For |
1b | Elect Director Craig Arnold | Management | For | For |
1c | Elect Director Scott C. Donnelly | Management | For | For |
1d | Elect Director Randall J. Hogan, III | Management | For | For |
1e | Elect Director Omar Ishrak | Management | For | For |
1f | Elect Director Shirley Ann Jackson | Management | For | For |
1g | Elect Director Michael O. Leavitt | Management | For | For |
1h | Elect Director James T. Lenehan | Management | For | For |
1i | Elect Director Elizabeth G. Nabel | Management | For | For |
1j | Elect Director Denise M. O'Leary | Management | For | For |
1k | Elect Director Kendall J. Powell | Management | For | Against |
1l | Elect Director Robert C. Pozen | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Audit Committee to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
| ||||
METLIFE, INC. | ||||
Ticker: MET | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Certificate of Incorporation to Modify the Dividend Payment Tests for the Series A Preferred Stock and the Series C Preferred Stock | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
| ||||
METTLER-TOLEDO INTERNATIONAL INC. | ||||
Ticker: MTD | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert F. Spoerry | Management | For | For |
1.2 | Elect Director Wah-Hui Chu | Management | For | For |
1.3 | Elect Director Olivier A. Filliol | Management | For | For |
1.4 | Elect Director Elisha W. Finney | Management | For | For |
1.5 | Elect Director Richard Francis | Management | For | For |
1.6 | Elect Director Constance L. Harvey | Management | For | For |
1.7 | Elect Director Michael A. Kelly | Management | For | For |
1.8 | Elect Director Hans Ulrich Maerki | Management | For | For |
1.9 | Elect Director Thomas P. Salice | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
MICHAEL KORS HOLDINGS LIMITED | ||||
Ticker: KORS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | ELECTION OF DIRECTOR: JOHN D. IDOL | Management | FOR | FOR |
2 | ELECTION OF DIRECTOR: ROBIN FREESTONE | Management | FOR | FOR |
3 | ELECTION OF DIRECTOR: ANN KOROLOGOS | Management | FOR | FOR |
4 | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING MARCH 31, 2018. | Management | FOR | FOR |
5 | TO APPROVE, ON A NON-BINDING ADVISORY BASIS, EXECUTIVE COMPENSATION. | Management | FOR | FOR |
6 | A SHAREHOLDER PROPOSAL ENTITLED "CLEAN ENERGY RESOLUTION" IF PROPERLY PRESENTED AT THE ANNUAL MEETING. | Shareholder | ABSTAIN | ABSTAIN |
| ||||
MICHAEL KORS HOLDINGS LTD | ||||
Ticker: KORS US | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A. | Election of director: John D. Idol | Management | FOR | FOR |
1B. | Election of director: Robin Freestone | Management | FOR | FOR |
1C. | Election of director: Ann Korologos | Management | FOR | FOR |
2 | To ratify the appointment of Enrst & Young LLP as the company's independent registered public accounting firm for the fiscal year ending March 31, 2018 | Management | FOR | FOR |
3 | To approve on a non-binding advisory basis, executive compensation | Management | FOR | FOR |
4 | A shareholder proposal entitled "Clean Energy Resolution" if properly presented at the annual meeting | Shareholder | AGAINST | AGAINST |
| ||||
MICROCHIP TECHNOLOGY INCORPORATED | ||||
Ticker: MCHP | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Steve Sanghi | Management | For | For |
2 | Elect Matthew W. Chapman | Management | For | For |
3 | Elect L. B. Day | Management | For | For |
4 | Elect Esther L. Johnson | Management | For | For |
5 | Elect Wade F. Meyercord | Management | For | For |
6 | Amendment to the 2004 Equity Incentive Plan | Management | For | For |
7 | Ratification of Auditor | Management | For | For |
8 | Advisory Vote on Executive Compensation | Management | For | For |
9 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
| ||||
MICRON TECHNOLOGY, INC. | ||||
Ticker: MU | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Robert L. Bailey | Management | For | For |
2 | Elect Richard M. Beyer | Management | For | For |
3 | Elect Patrick J. Byrne | Management | For | For |
4 | Elect Mercedes Johnson | Management | For | For |
5 | Elect Sanjay Mehrotra | Management | For | For |
6 | Elect Lawrence N. Mondry | Management | For | For |
7 | Elect Robert E. Switz | Management | For | For |
8 | Employee Stock Purchase Plan | Management | For | For |
9 | Approval of Performance Goals Under Executive Officer Performance Incentive Plan | Management | For | For |
10 | Ratification of Auditor | Management | For | For |
11 | Advisory Vote on Executive Compensation | Management | For | For |
12 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
| ||||
MICRON TECHNOLOGY, INC. | ||||
Ticker: MU | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECTION OF DIRECTOR: ROBERT L. BAILEY | Management | For | DNV |
1.2 | ELECTION OF DIRECTOR: RICHARD M. BEYER | Management | For | DNV |
1.3 | ELECTION OF DIRECTOR: PATRICK J. BYRNE | Management | For | DNV |
1.4 | ELECTION OF DIRECTOR: MERCEDES JOHNSON | Management | For | DNV |
1.5 | ELECTION OF DIRECTOR: SANJAY MEHROTRA | Management | For | DNV |
1.6 | ELECTION OF DIRECTOR: LAWRENCE N. MONDRY | Management | For | DNV |
1.7 | ELECTION OF DIRECTOR: ROBERT E. SWITZ | Management | For | DNV |
2. | TO APPROVE OUR EMPLOYEE STOCK PURCHASE PLAN WITH 33 MILLION SHARES RESERVED FOR ISSUANCE THEREUNDER. | Management | For | DNV |
3. | TO APPROVE THE MATERIAL TERMS OF THE PERFORMANCE GOALS UNDER OUR EXECUTIVE OFFICER PERFORMANCE INCENTIVE PLAN. | Management | For | DNV |
4. | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING AUGUST 30, 2018. | Management | For | DNV |
5. | TO APPROVE A NON-BINDING RESOLUTION TO APPROVE EXEC COMPENSATION ...(DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL). | Management | For | DNV |
6. | TO APPROVE, IN A NON-BINDING VOTE, THE FREQUENCY (EVERY ONE, TWO OR THREE YEARS) WITH WHICH OUR SHAREHOLDERS WILL BE ENTITLED TO HAVE AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | For | DNV |
| ||||
MICROSEMI CORPORATION | ||||
Ticker: MSCC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect James J. Peterson | Management | For | For |
2 | Elect Dennis R. Leibel | Management | For | For |
3 | Elect Kimberly Alexy | Management | For | For |
4 | Elect Thomas R. Anderson | Management | For | For |
5 | Elect William E. Bendush | Management | For | For |
6 | Elect Richard M. Beyer | Management | For | For |
7 | Elect Paul F. Folino | Management | For | For |
8 | Elect William L. Healey | Management | For | For |
9 | Elect Matthew E. Massengill | Management | For | For |
10 | Advisory Vote on Executive Compensation | Management | For | For |
11 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
12 | Amendment to the 2008 Performance Incentive Plan | Management | For | For |
13 | Ratification of Auditor | Management | For | For |
| ||||
MICROSEMI CORPORATION | ||||
Ticker: MSCC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1. | To adopt the Agreement and Plan of Merger, dated March 1, 2018, as it may be amended from time to time (the "Merger Agreement"), by and among Microsemi Corporation ("Microsemi"), Microchip Technology Incorporated and Maple Acquisition Corporation. | Management | For | Did Not Vote |
2. | To approve, by non-binding, advisory vote, certain compensation arrangements for Microsemi's named executive officers in connection with the merger. | Management | For | Did Not Vote |
3. | To approve the adjournment of the Special Meeting from time to time, if necessary or appropriate, including to solicit additional proxies if there are insufficient votes at the time of the Special Meeting or any adjournment or postponement thereof to appr | Management | For | Did Not Vote |
| ||||
MICROSEMI CORPORATION | ||||
Ticker: MSCC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Advisory Vote on Golden Parachutes | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
| ||||
MICROSOFT CORPORATION | ||||
Ticker: MSFT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect William H. Gates III | Management | For | For |
2 | Elect Reid G. Hoffman | Management | For | For |
3 | Elect Hugh F. Johnston | Management | For | For |
4 | Elect Teri L. List-Stoll | Management | For | For |
5 | Elect Satya Nadella | Management | For | For |
6 | Elect Charles H. Noski | Management | For | For |
7 | Elect Helmut G. W. Panke | Management | For | For |
8 | Elect Sandra E. Peterson | Management | For | For |
9 | Elect Penny S. Pritzker | Management | For | For |
10 | Elect Charles W. Scharf | Management | For | For |
11 | Elect Arne M. Sorenson | Management | For | For |
12 | Elect John W. Stanton | Management | For | For |
13 | Elect John W. Thompson | Management | For | For |
14 | Elect Padmasree Warrior | Management | For | For |
15 | Advisory Vote on Executive Compensation | Management | For | For |
16 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
17 | Ratification of Auditor | Management | For | For |
18 | Approval of Material Terms of Performance Goals Under Executive Incentive Plan | Management | For | For |
19 | Approval of the 2017 Stock Plan | Management | For | For |
| ||||
MICROSOFT CORPORATION | ||||
Ticker: MSFT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A. | ELECTION OF DIRECTOR: WILLIAM H. GATES III | Management | For | DNV |
1B. | ELECTION OF DIRECTOR: REID G. HOFFMAN | Management | For | DNV |
1C. | ELECTION OF DIRECTOR: HUGH F. JOHNSTON | Management | For | DNV |
1D. | ELECTION OF DIRECTOR: TERI L. LIST- STOLL | Management | For | DNV |
1E. | ELECTION OF DIRECTOR: SATYA NADELLA | Management | For | DNV |
1F. | ELECTION OF DIRECTOR: CHARLES H. NOSKI | Management | For | DNV |
1G. | ELECTION OF DIRECTOR: HELMUT PANKE | Management | For | DNV |
1H. | ELECTION OF DIRECTOR: SANDRA E. PETERSON | Management | For | DNV |
1I. | ELECTION OF DIRECTOR: PENNY S. PRITZKER | Management | For | DNV |
1J. | ELECTION OF DIRECTOR: CHARLES W. SCHARF | Management | For | DNV |
1K. | ELECTION OF DIRECTOR: ARNE M. SORENSON | Management | For | DNV |
1L. | ELECTION OF DIRECTOR: JOHN W. STANTON | Management | For | DNV |
1M. | ELECTION OF DIRECTOR: JOHN W. THOMPSON | Management | For | DNV |
1N. | ELECTION OF DIRECTOR: PADMASREE WARRIOR | Management | For | DNV |
2. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION | Management | For | DNV |
3. | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES TO APPROVE EXECUTIVE COMPENSATION | Management | For | DNV |
4. | RATIFICATION OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT AUDITOR FOR FISCAL YEAR 2018 | Management | For | DNV |
5. | APPROVAL OF MATERIAL TERMS OF THE PERFORMANCE GOALS UNDER THE EXECUTIVE INCENTIVE PLAN | Management | For | DNV |
6. | APPROVAL OF THE MICROSOFT CORPORATION 2017 STOCK PLAN | Management | For | DNV |
| ||||
MICROSOFT CORPORATION | ||||
Ticker: MSFT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William H. Gates, III | Management | For | For |
1.2 | Elect Director Reid G. Hoffman | Management | For | For |
1.3 | Elect Director Hugh F. Johnston | Management | For | For |
1.4 | Elect Director Teri L. List-Stoll | Management | For | For |
1.5 | Elect Director Satya Nadella | Management | For | For |
1.6 | Elect Director Charles H. Noski | Management | For | For |
1.7 | Elect Director Helmut Panke | Management | For | For |
1.8 | Elect Director Sandra E. Peterson | Management | For | For |
1.9 | Elect Director Penny S. Pritzker | Management | For | For |
1.10 | Elect Director Charles W. Scharf | Management | For | For |
1.11 | Elect Director Arne M. Sorenson | Management | For | For |
1.12 | Elect Director John W. Stanton | Management | For | For |
1.13 | Elect Director John W. Thompson | Management | For | For |
1.14 | Elect Director Padmasree Warrior | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
5 | Amend Executive Incentive Bonus Plan | Management | For | For |
6 | Approve Omnibus Stock Plan | Management | For | For |
| ||||
MIRATI THERAPEUTICS INC | ||||
Ticker: MRTX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Charles M. Baum | Management | For | For |
1.2 | Elect Bruce L.A. Carter | Management | For | For |
1.3 | Elect Henry J. Fuchs | Management | For | For |
1.4 | Elect Michael Grey | Management | For | For |
1.5 | Elect Craig Johnson | Management | For | For |
1.6 | Elect Rodney W. Lappe | Management | For | For |
1.7 | Elect Neil Reisman | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
| ||||
MONCLER S.P.A. | ||||
Ticker: | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
O.1 | APPROVAL OF THE FINANCIAL STATEMENTS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017 ACCOMPANIED BY THE MANAGEMENT REPORT OF THE BOARD OF DIRECTORS, THE REPORT OF THE BOARD OF STATUTORY AUDITORS AND THE REPORT OF THE AUDITING FIRM. ALLOCATION OF THE FISCAL Y | Management | For | DNV |
O.2 | REPORT ON REMUNERATION PURSUANT TO ARTICLE 123 TER OF LEGISLATIVE DECREE OF 24 FEBRUARY 1998, NO. 58 AND ARTICLE 84 TER OF THE CONSOB REGULATION NO. 11971 1999. RESOLUTIONS ON THE REMUNERATION POLICY OF THE COMPANY REFERRED TO IN THE FIRST SECTION OF THE | Management | For | DNV |
O.3 | INCENTIVE PLAN ON ORDINARY SHARES OF MONCLER S.P.A., NAMED (2018 2020 PERFORMANCE SHARES PLAN), RESERVED TO EXECUTIVE DIRECTORS, EMPLOYEES, COLLABORATORS AND CONSULTANTS OF MONCLER S.P.A. AND OF ITS SUBSIDIARIES, INHERENT AND SUBSEQUENT RESOLUTIONS | Management | For | DNV |
O.4 | AUTHORIZATION TO THE PURCHASE AND DISPOSAL OF TREASURY SHARES PURSUANT TO THE ARTICLES 2357, 2357 TER OF THE ITALIAN CIVIL CODE, ARTICLE 132 OF THE LEGISLATIVE DECREE OF FEBRUARY 24, 1998, NO. 58 AND RELEVANT IMPLEMENTING PROVISIONS, RELATED RESOLUTIONS | Management | For | DNV |
E.1 | PROPOSAL OF DELEGATION OF POWERS TO THE BOARD OF DIRECTORS, PURSUANT TO ARTICLE 2443 OF THE ITALIAN CIVIL CODE, HAVING A DURATION OF FIVE YEARS AS FROM THE RELEVANT RESOLUTION, TO PERFORM A CAPITAL INCREASE, FREE OF CHARGE AND DIVISIBLE, IN ONE OR MORE TR | Management | For | DNV |
CMMT | PLEASE NOTE THAT THE ITALIAN LANGUAGE AGENDA IS AVAILABLE BY CLICKING ON THE-URL LINK:- https://materials.proxyvote.com/Approved/9 9999Z/19840101/NPS_349581.PDF | Management | None | Did not vote |
CMMT | 16 MAR 2018: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF THE-TEXT OF RESOLUTIONS. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT-VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Management | None | Did not vote |
| ||||
MONDELEZ INTERNATIONAL, INC. | ||||
Ticker: MDLZ | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Lewis W.K. Booth | Management | For | Against |
1b | Elect Director Charles E. Bunch | Management | For | Against |
1c | Elect Director Debra A. Crew | Management | For | For |
1d | Elect Director Lois D. Juliber | Management | For | Against |
1e | Elect Director Mark D. Ketchum | Management | For | Against |
1f | Elect Director Peter W. May | Management | For | For |
1g | Elect Director Jorge S. Mesquita | Management | For | For |
1h | Elect Director Joseph Neubauer | Management | For | For |
1i | Elect Director Fredric G. Reynolds | Management | For | For |
1j | Elect Director Christiana S. Shi | Management | For | For |
1k | Elect Director Patrick T. Siewert | Management | For | For |
1l | Elect Director Jean-Francois M. L. van Boxmeer | Management | For | Against |
1m | Elect Director Dirk Van de Put | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Assess Environmental Impact of Non-Recyclable Packaging | Shareholder | Against | Against |
5 | Create a Committee to Prepare a Report Regarding the Impact of Plant Closures on Communities | Shareholder | Against | Against |
| ||||
MONSANTO COMPANY | ||||
Ticker: MON | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A. | Election of Director: Dwight M. "Mitch" Barns | Management | For | For |
1B. | Election of Director: Gregory H. Boyce | Management | For | For |
1C. | Election of Director: David L. Chicoine, Ph.D. | Management | For | For |
1D. | Election of Director: Janice L. Fields | Management | For | For |
1E. | Election of Director: Hugh Grant | Management | For | For |
1F. | Election of Director: Laura K. Ipsen | Management | For | For |
1G. | Election of Director: Marcos M. Lutz | Management | For | For |
1H. | Election of Director: C. Steven McMillan | Management | For | For |
1I. | Election of Director: Jon R. Moeller | Management | For | For |
1J. | Election of Director: George H. Poste, Ph.D., D.V.M. | Management | For | For |
1K. | Election of Director: Robert J. Stevens | Management | For | For |
1L. | Election of Director: Patricia Verduin, Ph.D. | Management | For | For |
2. | Ratify the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for fiscal 2018. | Management | For | For |
3. | Advisory (Non-Binding) vote to approve executive compensation. | Management | For | For |
4. | Shareowner proposal: Bylaw amendment to create Board Human Rights Committee. | Shareholder | Against | For |
| ||||
MONSANTO COMPANY | ||||
Ticker: MON | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Dwight M. 'Mitch' Barns | Management | For | For |
1b | Elect Director Gregory H. Boyce | Management | For | Against |
1c | Elect Director David L. Chicoine | Management | For | For |
1d | Elect Director Janice L. Fields | Management | For | For |
1e | Elect Director Hugh Grant | Management | For | For |
1f | Elect Director Laura K. Ipsen | Management | For | For |
1g | Elect Director Marcos M. Lutz | Management | For | For |
1h | Elect Director C. Steven McMillan | Management | For | Against |
1i | Elect Director Jon R. Moeller | Management | For | Against |
1j | Elect Director George H. Poste | Management | For | For |
1k | Elect Director Robert J. Stevens | Management | For | Against |
1l | Elect Director Patricia Verduin | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Against |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Bylaws to Create Board Human Rights Committee | Shareholder | Against | Against |
| ||||
MONSANTO COMPANY | ||||
Ticker: MON | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Dwight M. 'Mitch' Barns | Management | For | For |
1b | Elect Director Gregory H. Boyce | Management | For | For |
1c | Elect Director David L. Chicoine | Management | For | For |
1d | Elect Director Janice L. Fields | Management | For | For |
1e | Elect Director Hugh Grant | Management | For | For |
1f | Elect Director Laura K. Ipsen | Management | For | For |
1g | Elect Director Marcos M. Lutz | Management | For | For |
1h | Elect Director C. Steven McMillan | Management | For | For |
1i | Elect Director Jon R. Moeller | Management | For | For |
1j | Elect Director George H. Poste | Management | For | For |
1k | Elect Director Robert J. Stevens | Management | For | For |
1l | Elect Director Patricia Verduin | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Bylaws to Create Board Human Rights Committee | Shareholder | Against | Against |
| ||||
MOODY'S CORPORATION | ||||
Ticker: MCO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Basil L. Anderson | Management | For | For |
1.2 | Elect Director Jorge A. Bermudez | Management | For | For |
1.3 | Elect Director Vincent A. Forlenza | Management | For | For |
1.4 | Elect Director Kathryn M. Hill | Management | For | For |
1.5 | Elect Director Raymond W. McDaniel, Jr. | Management | For | For |
1.6 | Elect Director Henry A. McKinnell, Jr. | Management | For | For |
1.7 | Elect Director Leslie F. Seidman | Management | For | For |
1.8 | Elect Director Bruce Van Saun | Management | For | For |
1.9 | Elect Director Gerrit Zalm | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Compensation Clawback Policy | Shareholder | Against | For |
| ||||
MYLAN N.V. | ||||
Ticker: MYL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Heather Bresch | Management | For | For |
2 | Elect Robert J. Cindrich | Management | For | For |
3 | Elect Robert J. Coury | Management | For | For |
4 | Elect JoEllen Lyons Dillon | Management | For | For |
5 | Elect Neil F. Dimick | Management | For | For |
6 | Elect Melina Higgins | Management | For | For |
7 | Elect Harry A. Korman | Management | For | For |
8 | Elect Rajiv Malik | Management | For | For |
9 | Elect Mark Parrish | Management | For | For |
10 | Elect Pauline van der Meer Mohr | Management | For | For |
11 | Elect Randall L. Vanderveen | Management | For | For |
12 | Elect Sjoerd S. Vollebregt | Management | For | For |
13 | Advisory Vote on Executive Compensation | Management | For | For |
14 | Adoption of Dutch Annual Accounts | Management | For | For |
15 | Ratification of Auditor | Management | For | For |
16 | Appointment of Auditor for the Dutch Annual Accounts | Management | For | For |
17 | Authority to Repurchase Shares | Management | For | For |
| ||||
NATERA INC | ||||
Ticker: NTRA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Roelof F. Botha | Management | For | For |
1.2 | Elect Todd Cozzens | Management | For | For |
1.3 | Elect Matthew Rabinowitz | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
| ||||
NAVISTAR INTERNATIONAL CORPORATION | ||||
Ticker: NAV | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1..1 | DIRECTOR-TROY A. CLARKE | Management | For | DNV |
1..2 | DIRECTOR-JOSE MARIA ALAPONT | Management | For | DNV |
1..3 | DIRECTOR-STEPHEN R. D'ARCY | Management | For | DNV |
1..4 | DIRECTOR-MATTHIAS GRUNDLER | Management | For | DNV |
1..5 | DIRECTOR-VINCENT J. INTRIERI | Management | For | DNV |
1..6 | DIRECTOR-DANIEL A. NINIVAGGI | Management | For | DNV |
1..7 | DIRECTOR-MARK H. RACHESKY, M.D. | Management | For | DNV |
1..8 | DIRECTOR-ANDREAS H. RENSCHLER | Management | For | DNV |
1..9 | DIRECTOR-MICHAEL F. SIRIGNANO | Management | For | DNV |
1..10 | DIRECTOR-DENNIS A. SUSKIND | Management | For | DNV |
2. | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | For | DNV |
3. | VOTE TO APPROVE THE MATERIAL TERMS OF THE PERFORMANCE MEASURES AND GOALS SET FORTH IN OUR 2013 PERFORMANCE INCENTIVE PLAN. | Management | For | DNV |
4. | VOTE TO RATIFY THE SELECTION OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | DNV |
| ||||
NAVISTAR INTERNATIONAL CORPORATION | ||||
Ticker: | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'ABSTAIN'-ONLY FOR RESOLUTION NUMBERS 1.1 TO 1.10. THANK YOU | Management | None | Did not vote |
1.1 | ELECT DIRECTOR TROY A. CLARKE | Management | For | DNV |
1.2 | ELECT DIRECTOR JOSE MARIA ALAPONT | Management | For | DNV |
1.3 | ELECT DIRECTOR STEPHEN R. D'ARCY | Management | For | DNV |
1.4 | ELECT DIRECTOR MATTHIAS GRUNDLER | Management | For | DNV |
1.5 | ELECT DIRECTOR VINCENT J. INTRIERI | Management | For | DNV |
1.6 | ELECT DIRECTOR DANIEL A. NINIVAGGI | Management | For | DNV |
1.7 | ELECT DIRECTOR MARK H. RACHESKY | Management | For | DNV |
1.8 | ELECT DIRECTOR ANDREAS H. RENSCHLER | Management | For | DNV |
1.9 | ELECT DIRECTOR MICHAEL F. SIRIGNANO | Management | For | DNV |
1.10 | ELECT DIRECTOR DENNIS A. SUSKIND | Management | For | DNV |
2 | ADVISORY VOTE TO RATIFY NAMED EXECUTIVE OFFICERS' COMPENSATION | Management | For | DNV |
3 | AMEND OMNIBUS STOCK PLAN | Management | For | DNV |
4 | RATIFY KPMG LLP AS AUDITORS | Management | For | DNV |
| ||||
NEKTAR THERAPEUTICS | ||||
Ticker: NKTR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Jeff Ajer | Management | For | For |
2 | Elect Robert B. Chess | Management | For | For |
3 | Elect Roy A. Whitfield | Management | For | For |
4 | Amendment to the 2017 Performance incentive Plan | Management | For | Against |
5 | Ratification of Auditor | Management | For | For |
6 | Advisory Vote on Executive Compensation | Management | For | Against |
| ||||
NETAPP, INC. | ||||
Ticker: NTAP | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect T. Michael Nevens | Management | For | For |
2 | Elect Alan L. Earhart | Management | For | For |
3 | Elect Gerald D. Held | Management | For | For |
4 | Elect Kathryn M. Hill | Management | For | For |
5 | Elect George Kurian | Management | For | For |
6 | Elect George T. Shaheen | Management | For | For |
7 | Elect Stephen M. Smith | Management | For | For |
8 | Elect Richard P. Wallace | Management | For | For |
9 | Amendment to the 1999 Stock Option Plan | Management | For | For |
10 | Amendment to the Employee Stock Purchase Plan | Management | For | For |
11 | Advisory Vote on Executive Compensation | Management | For | For |
12 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
13 | Ratification of Auditor | Management | For | For |
14 | Shareholder Proposal Regarding Employment Diversity Report | Shareholder | Against | Against |
15 | Shareholder Proposal Regarding Proxy Access | Shareholder | N/A | For |
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NEUROCRINE BIOSCIENCES, INC. | ||||
Ticker: NBIX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect William H. Rastetter | Management | For | For |
1.2 | Elect George J. Morrow | Management | For | For |
2 | Advisory Vote on Executive Compensation | Management | For | For |
3 | Amendment to the 2011 Equity Incentive Plan | Management | For | For |
4 | Approval of 2018 Employee Stock Purchase Plan | Management | For | For |
5 | Ratification of Auditor | Management | For | For |
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NEVRO CORP | ||||
Ticker: NVRO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Brad Vale | Management | For | For |
1.2 | Elect Michael DeMane | Management | For | For |
1.3 | Elect Lisa D. Earnhardt | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Advisory Vote on Executive Compensation | Management | For | Against |
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NEWFIELD EXPLORATION COMPANY | ||||
Ticker: NFX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a. | Election of Director: Lee K. Boothby | Management | For | DNV |
1b. | Election of Director: Pamela J. Gardner | Management | For | DNV |
1c. | Election of Director: Edgar R. Giesinger, Jr. | Management | For | DNV |
1d. | Election of Director: Steven W. Nance | Management | For | DNV |
1e. | Election of Director: Roger B. Plank | Management | For | DNV |
1f. | Election of Director: Thomas G. Ricks | Management | For | DNV |
1g. | Election of Director: Juanita M. Romans | Management | For | DNV |
1h. | Election of Director: John W. Schanck | Management | For | DNV |
1i. | Election of Director: J. Terry Strange | Management | For | DNV |
1j. | Election of Director: J. Kent Wells | Management | For | DNV |
2. | Non-binding advisory vote to approve named executive officer compensation. | Management | For | DNV |
3. | Ratification of appointment of PricewaterhouseCoopers LLP as independent auditor for fiscal 2018. | Management | For | DNV |
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NEXON COMPANY LIMITED | ||||
Ticker: 3659 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amendments to Articles | Management | For | For |
2 | Elect Owen Mahoney | Management | For | For |
3 | Elect Shiroh Uemura | Management | For | For |
4 | Elect PARK Jiwon | Management | For | For |
5 | Elect LEE Dohwa | Management | For | For |
6 | Elect Satoshi Honda | Management | For | For |
7 | Elect Shiroh Kuniya | Management | For | For |
8 | Non-Audit Committee Directors' Fee | Management | For | For |
9 | Audit Committee Directors' Fee | Management | For | For |
10 | Issuance of Equity-based Stock Options | Management | For | Against |
11 | Issuance of Stock Options | Management | For | Against |
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NEXTERA ENERGY, INC. | ||||
Ticker: NEE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Sherry S. Barrat | Management | For | For |
1b | Elect Director James L. Camaren | Management | For | For |
1c | Elect Director Kenneth B. Dunn | Management | For | For |
1d | Elect Director Naren K. Gursahaney | Management | For | For |
1e | Elect Director Kirk S. Hachigian | Management | For | For |
1f | Elect Director Toni Jennings | Management | For | For |
1g | Elect Director Amy B. Lane | Management | For | For |
1h | Elect Director James L. Robo | Management | For | For |
1i | Elect Director Rudy E. Schupp | Management | For | For |
1j | Elect Director John L. Skolds | Management | For | For |
1k | Elect Director William H. Swanson | Management | For | For |
1l | Elect Director Hansel E. Tookes, II | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Provide Right to Act by Written Consent | Shareholder | Against | For |
5 | Report on Political Contributions | Shareholder | Against | For |
| ||||
NIKE, INC. | ||||
Ticker: NKE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | DIRECTOR | Management | FOR | FOR |
1 | DIRECTOR | Management | FOR | FOR |
1 | DIRECTOR | Management | FOR | FOR |
2 | TO APPROVE EXECUTIVE COMPENSATION BY AN ADVISORY VOTE. | Management | FOR | FOR |
3 | TO APPROVE THE FREQUENCY OF ADVISORY VOTES ON EXECUTIVE COMPENSATION BY AN ADVISORY VOTE. | Management | 1 YEAR | 1 YEAR |
4 | TO APPROVE THE NIKE, INC. LONG-TERM INCENTIVE PLAN, AS AMENDED. | Management | FOR | FOR |
5 | TO CONSIDER A SHAREHOLDER PROPOSAL REGARDING POLITICAL CONTRIBUTIONS DISCLOSURE. | Shareholder | ABSTAIN | ABSTAIN |
6 | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | FOR | FOR |
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NINTENDO CO.,LTD. | ||||
Ticker: | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Appropriation of Surplus | Management | For | DNV |
2.1 | Appoint a Director except as Supervisory Committee Members Miyamoto, Shigeru | Management | For | DNV |
2.2 | Appoint a Director except as Supervisory Committee Members Takahashi, Shinya | Management | For | DNV |
2.3 | Appoint a Director except as Supervisory Committee Members Furukawa, Shuntaro | Management | For | DNV |
2.4 | Appoint a Director except as Supervisory Committee Members Shiota, Ko | Management | For | DNV |
2.5 | Appoint a Director except as Supervisory Committee Members Shibata, Satoru | Management | For | DNV |
3.1 | Appoint a Director as Supervisory Committee Members Noguchi, Naoki | Management | For | DNV |
3.2 | Appoint a Director as Supervisory Committee Members Mizutani, Naoki | Management | For | DNV |
3.3 | Appoint a Director as Supervisory Committee Members Umeyama, Katsuhiro | Management | For | DNV |
3.4 | Appoint a Director as Supervisory Committee Members Yamazaki, Masao | Management | For | DNV |
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NORWEGIAN CRUISE LINE HOLDINGS LTD | ||||
Ticker: NCLH | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a. | Election of Class II Director: Adam M. Aron | Management | For | DNV |
1b. | Election of Class II Director: Stella David | Management | For | DNV |
1c. | Election of Class II Director: Mary E. Landry | Management | For | DNV |
2. | Approval, on a non-binding, advisory basis, of the compensation of our named executive officers | Management | For | DNV |
3. | Ratification of the appointment of PricewaterhouseCoopers LLP ("PwC") as our independent registered certified public accounting firm for the year ending December 31, 2018 and the determination of PwC's remuneration by the Audit Committee of the Board of D | Management | For | DNV |
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NVIDIA CORPORATION | ||||
Ticker: NVDA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Robert K. Burgess | Management | For | For |
2 | Elect Tench Coxe | Management | For | For |
3 | Elect Persis S. Drell | Management | For | For |
4 | Elect James C. Gaither | Management | For | For |
5 | Elect Jen-Hsun Huang | Management | For | For |
6 | Elect Dawn Hudson | Management | For | For |
7 | Elect Harvey C. Jones | Management | For | For |
8 | Elect Michael G. McCaffery | Management | For | For |
9 | Elect Mark L. Perry | Management | For | For |
10 | Elect A. Brooke Seawell | Management | For | For |
11 | Elect Mark A. Stevens | Management | For | For |
12 | Advisory Vote on Executive Compensation | Management | For | For |
13 | Ratification of Auditor | Management | For | For |
14 | Amendment to the NVIDIA Corporation Amended and Restated 2007 Equity Incentive Plan | Management | For | For |
15 | Amendment to the NVIDIA Corporation Amended and Restated 2012 Employee Stock Purchase Plan | Management | For | For |
| ||||
NXP SEMICONDUCTORS NV | ||||
Ticker: NXPI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2.a | Discussion of the Implementation of the Remuneration Policy | Management | None | None |
2.b | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
2.c | Adopt Financial Statements and Statutory Reports | Management | For | For |
2.d | Approve Discharge of Board Members | Management | For | For |
3.a | Reelect Richard L. Clemmer as Executive Director | Management | For | For |
3.b | Reelect Peter Bonfield as Non-Executive Director | Management | For | For |
3.c | Reelect Johannes P. Huth as Non-Executive Director | Management | For | For |
3.d | Reelect Kenneth A. Goldman as Non-Executive Director | Management | For | For |
3.e | Reelect Josef Kaeser as Non-Executive Director | Management | For | For |
3.f | Reelect Eric Meurice as Non-Executive Director | Management | For | For |
3.g | Reelect Peter Smitham as Non-Executive Director | Management | For | For |
3.h | Reelect Julie Southern as Non-Executive Director | Management | For | For |
3.i | Reelect Gregory Summe as Non-Executive Director | Management | For | For |
4.a | Approve Conditional Appointment of Steve Mollenkopf as Executive Director | Management | For | For |
4.b | Approve Conditional Appointment of George S. Davis as Non-Executive Director | Management | For | For |
4.c | Approve Conditional Appointment of Donald J. Rosenberg as Non-Executive Director | Management | For | For |
4.d | Approve Conditional Appointment of Brian Modoff as Non-Executive Director | Management | For | For |
4.e | Approve Conditional Appointment of Rob ter Haar as Non-Executive Director | Management | For | For |
4.f | Approve Conditional Appointment of Steven Perrick as Non-Executive Director | Management | For | For |
5.a | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger | Management | For | For |
5.b | Authorize Board to Exclude Preemptive Rights from Share Issuances | Management | For | For |
6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
7 | Approve Cancellation of Ordinary Shares | Management | For | For |
8 | Ratify KPMG as Auditors | Management | For | For |
| ||||
NXP SEMICONDUCTORS NV. | ||||
Ticker: NXPI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
2-C | Adoption of the 2017 statutory annual accounts | Management | For | For |
2-D | Granting discharge to the executive member and non-executive members of the Board of Directors for their responsibilities in the financial year 2017 | Management | For | For |
3-A | Proposal to re-appoint Mr. Richard L. Clemmer as executive director | Management | For | For |
3-B | Proposal to re-appoint Sir Peter Bonfield as non-executive director | Management | For | For |
3-C | Proposal to re-appoint Mr. Johannes P. Huth as non-executive director | Management | For | For |
3-D | Proposal to re-appoint Mr. Kenneth A. Goldman as non-executive director | Management | For | For |
3-E | Proposal to re-appoint Mr. Josef Kaeser as non-executive director | Management | For | For |
3-F | Proposal to re-appoint Mr. Eric Meurice as non-executive director | Management | For | For |
3-G | Proposal to re-appoint Mr. Peter Smitham as non-executive director | Management | For | For |
3-H | Proposal to re-appoint Ms. Julie Southern as non-executive director | Management | For | For |
3-I | Proposal to re-appoint Mr. Gregory Summe as non-executive director | Management | For | For |
4-A | Conditional appointment as per Closing of Mr. Steve Mollenkopf as executive director | Management | For | For |
4-B | Conditional appointment as per Closing of Mr. George S. Davis as non-executive director | Management | For | For |
4-C | Conditional appointment as per Closing of Mr. Donald J. Rosenberg as non-executive director | Management | For | For |
4-D | Conditional appointment as per Closing of Mr. Brian Modoff as non-executive director | Management | For | For |
4-E | Conditional appointment as per Closing of Mr. Rob ter Haar as non-executive director | Management | For | For |
4-F | Conditional appointment as per Closing of Prof. Dr. Steven Perrick as non-executive director | Management | For | For |
5-A | Authorization of the Board of Directors to issue shares or grant rights to acquire shares | Management | For | For |
5-B | Authorization of the Board of Directors to restrict or exclude pre-emption rights | Management | For | For |
6. | Authorization of the Board of Directors to repurchase shares in the Company's capital | Management | For | For |
7. | Authorization to cancel ordinary shares in the Company's capital | Management | For | For |
8. | Proposal to re-appoint KPMG Accountants N.V. as the Company's external auditor for fiscal year 2018 | Management | For | For |
| ||||
OCLARO, INC. | ||||
Ticker: OCLR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Edward B. Collins | Management | For | For |
1.2 | Elect Denise Haylor | Management | For | For |
1.3 | Elect William L. Smith | Management | For | For |
2 | Amendment to the 2001 Long-Term Stock Incentive Plan | Management | For | For |
3 | Advisory Vote on Executive Compensation | Management | For | For |
4 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
5 | Ratification of Auditor | Management | For | For |
| ||||
OCULAR THERAPEUTIX INC | ||||
Ticker: OCUL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Antony Mattessich | Management | For | For |
1.2 | Elect W. James O'Shea | Management | For | For |
1.3 | Elect Charles Warden | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
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OLD DOMINION FREIGHT LINE, INC. | ||||
Ticker: ODFL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Earl E. Congdon | Management | For | For |
1.2 | Elect Director David S. Congdon | Management | For | For |
1.3 | Elect Director Sherry A. Aaholm | Management | For | For |
1.4 | Elect Director John R. Congdon, Jr. | Management | For | For |
1.5 | Elect Director Robert G. Culp, III | Management | For | For |
1.6 | Elect Director Bradley R. Gabosch | Management | For | For |
1.7 | Elect Director Greg C. Gantt | Management | For | For |
1.8 | Elect Director Patrick D. Hanley | Management | For | For |
1.9 | Elect Director John D. Kasarda | Management | For | For |
1.10 | Elect Director Leo H. Suggs | Management | For | For |
1.11 | Elect Director D. Michael Wray | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ||||
ORACLE CORPORATION | ||||
Ticker: ORCL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey S. Berg | Management | For | For |
1.2 | Elect Director Michael J. Boskin | Management | For | Withhold |
1.3 | Elect Director Safra A. Catz | Management | For | For |
1.4 | Elect Director Bruce R. Chizen | Management | For | Withhold |
1.5 | Elect Director George H. Conrades | Management | For | Withhold |
1.6 | Elect Director Lawrence J. Ellison | Management | For | For |
1.7 | Elect Director Hector Garcia-Molina | Management | For | For |
1.8 | Elect Director Jeffrey O. Henley | Management | For | For |
1.9 | Elect Director Mark V. Hurd | Management | For | For |
1.10 | Elect Director Renee J. James | Management | For | Withhold |
1.11 | Elect Director Leon E. Panetta | Management | For | For |
1.12 | Elect Director Naomi O. Seligman | Management | For | Withhold |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
6 | Political Contributions Disclosure | Shareholder | Against | Against |
7 | Gender Pay Gap | Shareholder | Against | For |
8 | Amend Proxy Access Right | Shareholder | Against | Against |
| ||||
ORBCOMM INC. | ||||
Ticker: ORBC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Jerome B. Eisenberg | Management | For | For |
1.2 | Elect Marco Fuchs | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Advisory Vote on Executive Compensation | Management | For | For |
| ||||
ORBITAL ATK, INC. | ||||
Ticker: OA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Advisory Vote on Golden Parachutes | Management | For | Against |
3 | Adjourn Meeting | Management | For | For |
| ||||
OVID THERAPEUTICS INC | ||||
Ticker: OVID | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Douglas Williams | Management | For | For |
1.2 | Elect Barbara G. Duncan | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
| ||||
PACKAGING CORPORATION OF AMERICA | ||||
Ticker: PKG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Cheryl K. Beebe | Management | For | For |
1.2 | Elect Director Duane C. Farrington | Management | For | For |
1.3 | Elect Director Hasan Jameel | Management | For | For |
1.4 | Elect Director Mark W. Kowlzan | Management | For | For |
1.5 | Elect Director Robert C. Lyons | Management | For | For |
1.6 | Elect Director Thomas P. Maurer | Management | For | For |
1.7 | Elect Director Samuel M. Mencoff | Management | For | For |
1.8 | Elect Director Roger B. Porter | Management | For | For |
1.9 | Elect Director Thomas S. Souleles | Management | For | For |
1.10 | Elect Director Paul T. Stecko | Management | For | For |
1.11 | Elect Director James D. Woodrum | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
PACWEST BANCORP | ||||
Ticker: PACW | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Tanya M. Acker | Management | For | Withhold |
1.2 | Elect Director Paul R. Burke | Management | For | For |
1.3 | Elect Director Craig A. Carlson | Management | For | For |
1.4 | Elect Director John M. Eggemeyer, III | Management | For | For |
1.5 | Elect Director C. William Hosler | Management | For | For |
1.6 | Elect Director Susan E. Lester | Management | For | For |
1.7 | Elect Director Roger H. Molvar | Management | For | For |
1.8 | Elect Director James J. Pieczynski | Management | For | For |
1.9 | Elect Director Daniel B. Platt | Management | For | For |
1.10 | Elect Director Robert A. Stine | Management | For | For |
1.11 | Elect Director Matthew P. Wagner | Management | For | For |
1.12 | Elect Director Mark T. Yung | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
4 | Adjourn Meeting | Management | For | For |
5 | Other Business | Management | For | Against |
| ||||
PANERA BREAD COMPANY | ||||
Ticker: PNRA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Advisory Vote on Golden Parachutes | Management | For | Against |
| ||||
PAREXEL INTERNATIONAL CORPORATION | ||||
Ticker: PRXL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1. | TO APPROVE THE AGREEMENT AND PLAN OF MERGER, DATED AS OF JUNE 19, 2017, BY AND AMONG WEST STREET PARENT, LLC, WEST STREET MERGER SUB, INC. AND PAREXEL INTERNATIONAL CORPORATION, AS IT MAY BE AMENDED FROM TIME TO TIME (THE "MERGER AGREEMENT"). | Management | For | For |
2. | TO APPROVE, BY NON-BINDING, ADVISORY VOTE, COMPENSATION THAT WILL OR MAY BECOME PAYABLE BY PAREXEL INTERNATIONAL CORPORATION TO ITS NAMED EXECUTIVE OFFICERS IN CONNECTION WITH THE MERGER. | Management | For | For |
3. | TO APPROVE ONE OR MORE ADJOURNMENTS OF THE SHAREHOLDER MEETING, IF NECESSARY AND TO THE EXTENT PERMITTED BY THE MERGER AGREEMENT, TO SOLICIT ADDITIONAL PROXIES IF PAREXEL INTERNATIONAL CORPORATION HAS NOT OBTAINED SUFFICIENT AFFIRMATIVE SHAREHOLDER VOTES | Management | For | For |
| ||||
PARSLEY ENERGY, INC. | ||||
Ticker: PE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Ronald Brokmeyer | Management | For | For |
1b | Elect Director Hemang Desai | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
PATTERSON-UTI ENERGY, INC. | ||||
Ticker: PTEN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark S. Siegel | Management | For | For |
1.2 | Elect Director Charles O. Buckner | Management | For | Withhold |
1.3 | Elect Director Tiffany 'TJ' Thom Cepak | Management | For | For |
1.4 | Elect Director Michael W. Conlon | Management | For | Withhold |
1.5 | Elect Director William A. Hendricks, Jr. | Management | For | For |
1.6 | Elect Director Curtis W. Huff | Management | For | Withhold |
1.7 | Elect Director Terry H. Hunt | Management | For | Withhold |
1.8 | Elect Director Janeen S. Judah | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| ||||
PAYPAL HOLDINGS, INC. | ||||
Ticker: PYPL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Rodney C. Adkins | Management | For | For |
2 | Elect Wences Casares | Management | For | For |
3 | Elect Jonathan Christodoro | Management | For | For |
4 | Elect John J. Donahoe II | Management | For | For |
5 | Elect David W. Dorman | Management | For | For |
6 | Elect Belinda J. Johnson | Management | For | For |
7 | Elect Gail J. McGovern | Management | For | For |
8 | Elect David M. Moffett | Management | For | For |
9 | Elect Ann Sarnoff | Management | For | For |
10 | Elect Daniel H. Schulman | Management | For | For |
11 | Elect Frank D. Yeary | Management | For | For |
12 | Advisory Vote on Executive Compensation | Management | For | For |
13 | Amendment to the 2015 Equity Incentive Award Plan | Management | For | For |
14 | Amendment to the Employee Stock Purchase Plan | Management | For | For |
15 | Ratification of Auditor | Management | For | For |
16 | Shareholder Proposal Regarding Amendment to Proxy Access Bylaw | Shareholder | Against | Against |
17 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | Shareholder | Against | Against |
18 | Shareholder Proposal Regarding Integration of Human and Indigenous Peoples' Rights Policy in Corporate Documents | Shareholder | Against | Against |
| ||||
PDC ENERGY, INC. | ||||
Ticker: PDCE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Anthony J. Crisafio | Management | For | For |
1.2 | Elect Director Christina M. Ibrahim | Management | For | For |
1.3 | Elect Director Randy S. Nickerson | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
| ||||
PEPSICO, INC. | ||||
Ticker: PEP | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Shona L. Brown | Management | For | For |
1b | Elect Director George W. Buckley | Management | For | For |
1c | Elect Director Cesar Conde | Management | For | For |
1d | Elect Director Ian M. Cook | Management | For | For |
1e | Elect Director Dina Dublon | Management | For | For |
1f | Elect Director Richard W. Fisher | Management | For | For |
1g | Elect Director William R. Johnson | Management | For | For |
1h | Elect Director Indra K. Nooyi | Management | For | For |
1i | Elect Director David C. Page | Management | For | For |
1j | Elect Director Robert C. Pohlad | Management | For | For |
1k | Elect Director Daniel Vasella | Management | For | For |
1l | Elect Director Darren Walker | Management | For | For |
1m | Elect Director Alberto Weisser | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | For |
| ||||
POSTMEDIA NETWORK CANADA CORP. | ||||
Ticker: PCDAF | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director 1 - Paul Godfrey | Management | For | For |
1 | Elect Director 2 - Janet Ecker | Management | For | For |
1 | Elect Director 3 - Wendy Henkelman | Management | For | For |
1 | Elect Director 4- Mary Junck | Management | For | For |
1 | Elect Director 5 - David Pecker | Management | For | For |
1 | Elect Director 6 - Daniel Rotstein | Management | For | For |
1 | Elect Director 7 - Graham Savage | Management | For | For |
1 | Elect Director 8 - Peter Sharpe | Management | For | For |
2 | Ratify Appointment of Independent Auditors | Management | For | For |
| ||||
PPG INDUSTRIES, INC. | ||||
Ticker: PPG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A. | ELECTION OF DIRECTOR: VICTORIA F. HAYNES | Management | For | DNV |
1B. | ELECTION OF DIRECTOR: MICHAEL W. LAMACH | Management | For | DNV |
1C. | ELECTION OF DIRECTOR: MARTIN H. RICHENHAGEN | Management | For | DNV |
2. | APPROVE THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS ON AN ADVISORY BASIS | Management | For | DNV |
3. | PROPOSAL TO APPROVE AN AMENDMENT OF THE COMPANY'S ARTICLES OF INCORPORATION TO PROVIDE FOR THE ANNUAL ELECTION OF DIRECTORS | Management | For | DNV |
4. | RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2018 | Management | For | DNV |
| ||||
PRAXAIR, INC. | ||||
Ticker: PX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Approve the Creation of Distributable Reserves | Management | For | For |
3 | Advisory Vote on Golden Parachutes | Management | For | For |
4 | Adjourn Meeting | Management | For | For |
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PROQR THERAPEUTICS N.V | ||||
Ticker: PRQR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Authority to Issue Shares w or w/o Preemptive Rights | Management | For | Against |
2 | Increase in Authorized Capital | Management | For | For |
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PROQR THERAPEUTICS N.V | ||||
Ticker: PRQR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accounts and Reports | Management | For | For |
2 | Ratification of Management Board Acts | Management | For | For |
3 | Ratification of Supervisory Board Acts | Management | For | For |
4 | Elect Alison Lawton to the Supervisory Board | Management | For | For |
5 | Elect Daniel de Boer | Management | For | For |
6 | Elect Rene Beukema | Management | For | For |
7 | Appointment of Auditor | Management | For | For |
8 | Authority to Issue Shares w/ or w/o Preemptive Rights | Management | For | For |
9 | Authority to Repurchase Shares | Management | For | For |
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PROTEOSTASIS THERAPEUTICS INC | ||||
Ticker: PTI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Meenu Chhabra | Management | For | For |
1.2 | Elect Helen M. Boudreau | Management | For | For |
1.3 | Elect Jeffrey W. Kelly | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
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PROTEOSTASIS THERAPEUTICS INC | ||||
Ticker: PTI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Eric Rabinowitz | Management | For | For |
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PROTHENA CORPORATION PLC | ||||
Ticker: PRTA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Richard T. Collier | Management | For | For |
2 | Elect Shane Cooke | Management | For | For |
3 | Appointment of Auditor and Authority to Set Fees | Management | For | For |
4 | Advisory Vote on Executive Compensation | Management | For | For |
5 | Approval of the 2018 Long Term Incentive Plan | Management | For | Against |
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PUMA BIOTECHNOLOGY INC | ||||
Ticker: PBYI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Alan H. Auerbach | Management | For | For |
1.2 | Elect Michael P. Miller | Management | For | For |
1.3 | Elect Jay M. Moyes | Management | For | For |
1.4 | Elect Adrian M. Senderowicz | Management | For | For |
1.5 | Elect Troy E. Wilson | Management | For | For |
1.6 | Elect Frank E. Zavrl | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Advisory Vote on Executive Compensation | Management | For | Against |
4 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
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QUALCOMM INCORPORATED | ||||
Ticker: QCOM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Barbara T. Alexander | Management | For | Withhold |
1.2 | Elect Jeffry W. Henderson | Management | For | For |
1.3 | Elect Thomas W. Horton | Management | For | Withhold |
1.4 | Elect Paul E. Jacobs | Management | For | Withhold |
1.5 | Elect Ann M. Livermore | Management | For | For |
1.6 | Elect Harish M. Manwani | Management | For | For |
1.7 | Elect Mark D. McLaughlin | Management | For | For |
1.8 | Elect Steven M. Mollenkopf | Management | For | For |
1.9 | Elect Clark T. Randt, Jr. | Management | For | For |
1.10 | Elect Francisco Ros | Management | For | Withhold |
1.11 | Elect Anthony J. Vinciquerra | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Advisory Vote on Executive Compensation | Management | For | For |
4 | Amendment to the 2001 Employee Stock Purchase Plan | Management | For | For |
5 | Elimination of Supermajority Requirements Relating to Removal of Directors | Management | For | For |
6 | Elimination of Supermajority Requirements Relating to Amendments and Obsolete Provisions | Management | For | For |
7 | Elimination of Supermajority Requirements Relating to Certain Transactions with Interested Stockholders | Management | For | For |
8 | Shareholder Proposal Regarding Repeal of Bylaw Amendments | Shareholder | Against | Against |
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QUALCOMM INCORPORATED | ||||
Ticker: QCOM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | DIRECTOR-Samih Elhage | Management | For | Did Not Vote |
1.2 | DIRECTOR-David G. Golden | Management | For | Did Not Vote |
1.3 | DIRECTOR-Veronica M. Hagen | Management | For | Did Not Vote |
1.4 | DIRECTOR-Julie A. Hill | Management | For | Did Not Vote |
1.5 | DIRECTOR-John H. Kispert | Management | For | Did Not Vote |
1.6 | DIRECTOR-Harry L. You | Management | For | Did Not Vote |
2 | To approve Broadcom's proposal to amend Qualcomm's Bylaws to undo any amendment to the Bylaws adopted without stockholder approval up to and including the date of the Annual Meeting that changes the Bylaws in any way from the version that was publicly fil | Management | For | Did Not Vote |
3 | To ratify the selection of PricewaterhouseCoopers LLP as Qualcomm's independent public accountants for the fiscal year ending September 30, 2018 | Management | For | Did Not Vote |
4 | To approve, on a advisory basis, compensation paid to Qualcomm's named executive officers. | Management | For | Did Not Vote |
5 | To approve an amendment to Qualcomm's 2001 Employee Stock Purchase Plan. | Management | For | Did Not Vote |
6 | To approve an amendment to Qualcomm's Restated Certificate of Incorporation, as amended (the "Certificate of Incorporation") to eliminate certain supermajority provisions relating to removal of directors | Management | For | Did Not Vote |
7 | To approve an amendment to the Certificate of Incorporation to eliminate certain Supermajority provisions relating to amendments and obsolete provisions. | Management | For | Did Not Vote |
8 | To approve an amendment to the Certificate of Incorporation to eliminate provisions requiring a supermajority vote for certain transactions with interested stockholders. | Management | For | Did Not Vote |
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QUALCOMM INCORPORATED | ||||
Ticker: QCOM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | DIRECTOR-Samih Elhage | Management | For | Did Not Vote |
1.2 | DIRECTOR-Raul J. Fernandez | Management | For | Did Not Vote |
1.3 | DIRECTOR-Michael S. Geltzeiler | Management | For | Did Not Vote |
1.4 | DIRECTOR-Stephen J. Girsky | Management | For | Did Not Vote |
1.5 | DIRECTOR-David G. Golden | Management | For | Did Not Vote |
1.6 | DIRECTOR-Veronica M. Hagen | Management | For | Did Not Vote |
1.7 | DIRECTOR-Julie A. Hill | Management | For | Did Not Vote |
1.8 | DIRECTOR-John H. Kispert | Management | For | Did Not Vote |
1.9 | DIRECTOR-Gregorio Reyes | Management | For | Did Not Vote |
1.10 | DIRECTOR-Thomas S. Volpe | Management | For | Did Not Vote |
1.11 | DIRECTOR-Harry L. You | Management | For | Did Not Vote |
2 | To approve Broadcom's proposal to amend Qualcomm's Bylaws to undo any amendment to the Bylaws adopted without stockholder approval up to and including the date of the Annual Meeting that changes the Bylaws in any way from the version that was publicly fil | Management | For | Did Not Vote |
3 | To ratify the selection of PricewaterhouseCoopers LLP as Qualcomm's independent public accountants for the fiscal year ending September 30, 2018 | Management | For | Did Not Vote |
4 | To approve, on a advisory basis, compensation paid to Qualcomm's named executive officers. | Management | For | Did Not Vote |
5 | To approve an amendment to Qualcomm's 2001 Employee Stock Purchase Plan. | Management | For | Did Not Vote |
6 | To approve an amendment to Qualcomm's Restated Certificate of Incorporation, as amended (the "Certificate of Incorporation") to eliminate certain supermajority provisions relating to removal of directors | Management | For | Did Not Vote |
7 | To approve an amendment to the Certificate of Incorporation to eliminate certain Supermajority provisions relating to amendments and obsolete provisions. | Management | For | Did Not Vote |
8 | To approve an amendment to the certificate of incorporation to eliminate provisions requiring a supermajority vote for certain transactions with interested stockholders. | Management | For | Did Not Vote |
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QUALCOMM INCORPORATED | ||||
Ticker: QCOM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | DIRECTOR-Barbara T. Alexander | Management | For | For |
1.2 | DIRECTOR-Jeffrey W. Henderson | Management | For | For |
1.3 | DIRECTOR-Thomas W. Horton | Management | For | For |
1.4 | DIRECTOR-Paul E. Jacobs | Management | For | For |
1.5 | DIRECTOR-Ann M. Livermore | Management | For | For |
1.6 | DIRECTOR-Harish Manwani | Management | For | For |
1.7 | DIRECTOR-Mark D. McLaughlin | Management | For | For |
1.8 | DIRECTOR-Steve Mollenkopf | Management | For | For |
1.9 | DIRECTOR-Clark T. Randt, Jr. | Management | For | For |
1.10 | DIRECTOR-Francisco Ros | Management | For | For |
1.11 | DIRECTOR-Anthony J. Vinciquerra | Management | For | For |
2 | To ratify the selection of PricewaterhouseCoopers LLP as our independent public accountants. | Management | For | For |
3 | To approve, on an advisory basis, our executive compensation. | Management | For | For |
4 | To approve an amendment to the Amended and Restated QUALCOMM Incorporated 2001 Employee Stock Purchase Plan, as amended, to increase the share reserve by 30,000,000 shares. | Management | For | For |
5 | To approve an amendment to the Company's Restated Certificate of Incorporation, as amended, to eliminate certain supermajority voting provisions relating to removal of directors. | Management | For | For |
6 | To approve an amendment to the Company's Restated Certificate of Incorporation, as amended, to eliminate certain supermajority voting provisions relating to amendments and obsolete provisions. | Management | For | For |
7 | To approve an amendment to the Company's Restated Certificate of Incorporation, as amended, to eliminate provisions requiring a supermajority vote for certain transactions with interested stockholders. | Management | For | For |
8 | To vote on a stockholder proposal to undo amendments to the Company's Amended and Restated Bylaws adopted without stockholder approval. | Shareholder | Against | For |
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QUALCOMM INCORPORATED | ||||
Ticker: QCOM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1..1 | DIRECTOR-Samih Elhage | Management | For | Did Not Vote |
1..2 | DIRECTOR-Raul J. Fernandez | Management | For | Did Not Vote |
1..3 | DIRECTOR-Michael S. Geltzeiler | Management | For | Did Not Vote |
1..4 | DIRECTOR-Stephen J. Girsky | Management | For | Did Not Vote |
1..5 | DIRECTOR-David G. Golden | Management | For | Did Not Vote |
1..6 | DIRECTOR-Veronica M. Hagen | Management | For | Did Not Vote |
1..7 | DIRECTOR-Julie A. Hill | Management | For | Did Not Vote |
1..8 | DIRECTOR-John H. Kispert | Management | For | Did Not Vote |
1..9 | DIRECTOR-Gregorio Reyes | Management | For | Did Not Vote |
1..10 | DIRECTOR-Thomas S. Volpe | Management | For | Did Not Vote |
1..11 | DIRECTOR-Harry L. You | Management | For | Did Not Vote |
2. | To approve Broadcom's proposal to amend Qualcomm's Bylaws to undo any amendment to the Bylaws adopted without stockholder approval up to and including the date of the Annual Meeting that changes the Bylaws in any way from the version that was publicly fil | Management | For | Did Not Vote |
3. | To ratify the selection of PricewaterhouseCoopers LLP as Qualcomm's independent public accountants for the fiscal year ending September 30, 2018 | Management | For | Did Not Vote |
4. | To approve, on a advisory basis, compensation paid to Qualcomm's named executive officers. | Management | For | Did Not Vote |
5. | To approve an amendment to Qualcomm's 2001 Employee Stock Purchase Plan. | Management | For | Did Not Vote |
6. | To approve an amendment to Qualcomm's Restated Certificate of Incorporation, as amended (the "Certificate of Incorporation") to eliminate certain supermajority provisions relating to removal of directors | Management | For | Did Not Vote |
7. | To approve an amendment to the Certificate of Incorporation to eliminate certain Supermajority provisions relating to amendments and obsolete provisions. | Management | For | Did Not Vote |
8. | To approve an amendment to the certificate of incorporation to eliminate provisions requiring a supermajority vote for certain transactions with interested stockholders. | Management | For | Did Not Vote |
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QUALCOMM INCORPORATED | ||||
Ticker: QCOM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
Management Proxy (White Proxy Card) | ||||
1.1 | Elect Director Barbara T. Alexander | Management | For | For |
1.2 | Elect Director Jeffrey W. Henderson | Management | For | For |
1.3 | Elect Director Thomas W. Horton | Management | For | For |
1.4 | Elect Director Paul E. Jacobs | Management | For | For |
1.5 | Elect Director Ann M. Livermore | Management | For | For |
1.6 | Elect Director Harish Manwani | Management | For | For |
1.7 | Elect Director Mark D. McLaughlin | Management | For | For |
1.8 | Elect Director Steve Mollenkopf | Management | For | For |
1.9 | Elect Director Clark T. "Sandy" Randt, Jr. | Management | For | For |
1.10 | Elect Director Francisco Ros | Management | For | For |
1.11 | Elect Director Anthony J. Vinciquerra | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Eliminate Supermajority Vote Requirement to Remove Directors | Management | For | For |
6 | Eliminate Supermajority Vote Requirement Relating to Amendments and Obsolete Provisions | Management | For | For |
7 | Eliminate Supermajority Vote Requirement for Business Combinations with Interested Stockholders | Management | For | For |
8 | Repeal Amendments to the Company's Bylaws Adopted Without Stockholder Approval After July 15, 2016 | Shareholder | Against | Against |
Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
Dissident Proxy (Blue Proxy Card) | ||||
1.1 | Elect Director Samih Elhage | Shareholder | For | Did Not Vote |
1.2 | Elect Director David G. Golden | Shareholder | For | Did Not Vote |
1.3 | Elect Director Veronica M. Hagen | Shareholder | For | Did Not Vote |
1.4 | Elect Director Julie A. Hill | Shareholder | For | Did Not Vote |
1.5 | Elect Director John H. Kispert | Shareholder | For | Did Not Vote |
1.6 | Elect Director Harry L. You | Shareholder | For | Did Not Vote |
2 | Repeal Amendments to the Company's Bylaws Adopted Without Stockholder Approval After July 15, 2016 | Shareholder | For | Did Not Vote |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Did Not Vote |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | None | Did Not Vote |
5 | Amend Qualified Employee Stock Purchase Plan | Management | None | Did Not Vote |
6 | Eliminate Supermajority Vote Requirement to Remove Directors | Management | For | Did Not Vote |
7 | Eliminate Supermajority Vote Requirement Relating to Amendments and Obsolete Provisions | Management | For | Did Not Vote |
8 | Eliminate Supermajority Vote Requirement for Business Combinations with Interested Stockholders | Management | For | Did Not Vote |
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QUANTENNA COMMUNICATIONS, INC. | ||||
Ticker: QTNA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Glenda M Dorchak | Management | For | For |
1.2 | Elect Edwin B. Hooper III | Management | For | For |
1.3 | Elect John Scull | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
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QUANTERIX CORP | ||||
Ticker: QTRX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect John M. Connolly | Management | For | For |
1.2 | Elect Martin D. Madaus | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
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QURATE RETAIL, INC. | ||||
Ticker: QRTEA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard N. Barton | Management | For | Withhold |
1.2 | Elect Director Michael A. George | Management | For | Withhold |
1.3 | Elect Director Gregory B. Maffei | Management | For | Withhold |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Approve Reclassification of Common Stock | Management | For | For |
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RAYTHEON COMPANY | ||||
Ticker: RTN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Tracy A. Atkinson | Management | For | For |
1b | Elect Director Robert E. Beauchamp | Management | For | For |
1c | Elect Director Adriane M. Brown | Management | For | For |
1d | Elect Director Vernon E. Clark | Management | For | For |
1e | Elect Director Stephen J. Hadley | Management | For | For |
1f | Elect Director Thomas A. Kennedy | Management | For | For |
1g | Elect Director Letitia A. Long | Management | For | For |
1h | Elect Director George R. Oliver | Management | For | For |
1i | Elect Director Dinesh C. Paliwal | Management | For | For |
1j | Elect Director William R. Spivey | Management | For | For |
1k | Elect Director James A. Winnefeld, Jr. | Management | For | For |
1l | Elect Director Robert O. Work | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Amend Proxy Access Right | Shareholder | Against | Against |
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REGENERON PHARMACEUTICALS, INC. | ||||
Ticker: REGN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Arthur F. Ryan | Management | For | For |
2 | Elect George L. Sing | Management | For | For |
3 | Elect Marc Tessier-Lavigne | Management | For | For |
4 | Ratification of Auditor | Management | For | For |
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REPUBLIC SERVICES, INC. | ||||
Ticker: RSG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Manuel Kadre | Management | For | For |
1b | Elect Director Tomago Collins | Management | For | For |
1c | Elect Director Thomas W. Handley | Management | For | For |
1d | Elect Director Jennifer M. Kirk | Management | For | For |
1e | Elect Director Michael Larson | Management | For | For |
1f | Elect Director Kim S. Pegula | Management | For | For |
1g | Elect Director Ramon A. Rodriguez | Management | For | For |
1h | Elect Director Donald W. Slager | Management | For | For |
1i | Elect Director John M. Trani | Management | For | For |
1j | Elect Director Sandra M. Volpe | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Report on Political Contributions | Shareholder | Against | For |
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RESTAURANT BRANDS INTERNATIONAL INC. | ||||
Ticker: QSR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alexandre Behring | Management | For | For |
1.2 | Elect Director Marc Caira | Management | For | For |
1.3 | Elect Director Joao M. Castro-Neves | Management | For | For |
1.4 | Elect Director Martin E. Franklin | Management | For | For |
1.5 | Elect Director Paul J. Fribourg | Management | For | For |
1.6 | Elect Director Neil Golden | Management | For | For |
1.7 | Elect Director Ali G. Hedayat | Management | For | For |
1.8 | Elect Director Golnar Khosrowshahi | Management | For | For |
1.9 | Elect Director Daniel S. Schwartz | Management | For | For |
1.10 | Elect Director Carlos Alberto Sicupira | Management | For | For |
1.11 | Elect Director Roberto Moses Thompson Motta | Management | For | For |
1.12 | Elect Director Alexandre Van Damme | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Report on Policy to Reduce Deforestation in Supply Chain | Shareholder | Against | For |
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RETROPHIN INC | ||||
Ticker: RTRX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Stephen Aselage | Management | For | For |
1.2 | Elect Roy D. Baynes | Management | For | For |
1.3 | Elect Tim Coughlin | Management | For | For |
1.4 | Elect John Kozarich | Management | For | For |
1.5 | Elect Gary A. Lyons | Management | For | For |
1.6 | Elect Jeffrey Meckler | Management | For | For |
1.7 | Elect John A. Orwin | Management | For | For |
1.8 | Elect Ron Squarer | Management | For | For |
2 | Approval of the 2018 Equity Incentive Plan | Management | For | For |
3 | Advisory Vote on Executive Compensation | Management | For | For |
4 | Ratification of Auditor | Management | For | For |
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REVANCE THERAPEUTICS INC | ||||
Ticker: RVNC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Angus C. Russell | Management | For | For |
2 | Elect Phyllis Gardner | Management | For | For |
3 | Elect Julian S. Gangolli | Management | For | For |
4 | Ratification of Auditor | Management | For | For |
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REYNOLDS AMERICAN INC. | ||||
Ticker: RAI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1. | APPROVAL OF THE AGREEMENT AND PLAN OF MERGER, DATED AS OF JANUARY 16, 2017, AS IT AND THE PLAN OF MERGER CONTAINED THEREIN WERE AMENDED AS OF JUNE 8, 2017, AND AS IT AND THE PLAN OF MERGER CONTAINED THEREIN MAY BE FURTHER AMENDED FROM TIME TO TIME, REFERR | Management | For | For |
2. | APPROVAL ON A NON-BINDING, ADVISORY BASIS, OF THE COMPENSATION PAYMENTS THAT WILL OR MAY BE PAID BY RAI OR BAT TO RAI'S NAMED EXECUTIVE OFFICERS AND THAT ARE BASED ON OR OTHERWISE RELATE TO THE MERGER AND THE AGREEMENTS AND UNDERSTANDINGS PURSUANT TO WHIC | Management | For | For |
3. | APPROVAL OF THE ADJOURNMENT OF THE SPECIAL MEETING OF RAI SHAREHOLDERS, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE NOT SUFFICIENT VOTES TO APPROVE THE MERGER AGREEMENT. | Management | For | For |
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REYNOLDS AMERICAN INC. | ||||
Ticker: RAI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Advisory Vote on Golden Parachutes | Management | For | Against |
3 | Adjourn Meeting | Management | For | For |
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RICE ENERGY INC. | ||||
Ticker: RICE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF JUNE 19, 2017, AMONG RICE ENERGY INC., EQT CORPORATION, AND EAGLE MERGER SUB I, INC. (AS IT MAY BE AMENDED FROM TIME TO TIME, THE "MERGER AGREEMENT"). | Management | For | For |
2 | APPROVE, ON AN ADVISORY (NON- BINDING) BASIS, THE COMPENSATION THAT MAY BE PAID OR BECOME PAYABLE TO RICE ENERGY INC.'S NAMED EXECUTIVE OFFICERS IN CONNECTION WITH THE MERGER. | Management | For | For |
3 | APPROVE THE ADJOURNMENT OF THE SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE NOT SUFFICIENT VOTES TO ADOPT THE MERGER AGREEMENT. | Management | For | For |
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ROCKWELL COLLINS, INC. | ||||
Ticker: COL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1. | ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF SEPTEMBER 4, 2017, BY AND AMONG UNITED TECHNOLOGIES CORPORATION, RIVETER MERGER SUB CORP. AND ROCKWELL COLLINS, INC. AND APPROVE THE MERGER CONTEMPLATED THEREBY (THE "MERGER PROPOSAL"). | Management | For | For |
2. | APPROVE ON AN ADVISORY (NON- BINDING) BASIS, THE COMPENSATION THAT MAY BE PAID OR BECOME PAYABLE TO ROCKWELL COLLINS, INC.'S NAMED EXECUTIVE OFFICERS IN CONNECTION WITH THE MERGER CONTEMPLATED BY THE MERGER AGREEMENT (THE "MERGER-RELATED COMPENSATION PROP | Management | For | For |
3. | APPROVE ANY PROPOSAL TO ADJOURN THE SPECIAL MEETING TO A LATER DATE OR DATES, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IN THE EVENT THERE ARE NOT SUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO APPROVE THE MERGER PROPOSAL (THE "AD | Management | For | For |
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ROCKWELL COLLINS, INC. | ||||
Ticker: COL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1..1 | DIRECTOR-A. J. CARBONE | Management | For | For |
1..2 | DIRECTOR-R.K. ORTBERG | Management | For | For |
1..3 | DIRECTOR-C.L. SHAVERS | Management | For | For |
2. | ADVISORY VOTE ON EXECUTIVE COMPENSATION: FOR A NON-BINDING RESOLUTION TO APPROVE THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | Management | For | For |
3. | SELECTION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM: FOR THE SELECTION OF DELOITTE & TOUCHE LLP FOR FISCAL YEAR 2018. | Management | For | For |
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ROKU INC | ||||
Ticker: ROKU | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Mai Fyfield | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
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RPC, INC. | ||||
Ticker: RES | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1..1 | DIRECTOR-GARY W. ROLLINS | Management | For | DNV |
1..2 | DIRECTOR-RICHARD A. HUBBELL | Management | For | DNV |
1..3 | DIRECTOR-LARRY L. PRINCE | Management | For | DNV |
2. | To ratify the appointment of Grant Thornton LLP as independent registered public accounting firm of the Company for the fiscal year ending December 31, 2018. | Management | For | DNV |
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RSA INSURANCE GROUP PLC | ||||
Ticker: RSAIF | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | Management | FOR | FOR |
2 | APPROVE REMUNERATION REPORT | Management | FOR | FOR |
3 | APPROVE FINAL DIVIDEND | Management | FOR | FOR |
4 | RE-ELECT MARTIN SCICLUNA AS DIRECTOR | Management | FOR | FOR |
5 | RE-ELECT STEPHEN HESTER AS DIRECTOR | Management | FOR | FOR |
6 | RE-ELECT SCOTT EGAN AS DIRECTOR | Management | FOR | FOR |
7 | RE-ELECT ALASTAIR BARBOUR AS DIRECTOR | Management | FOR | FOR |
8 | RE-ELECT KATH CATES AS DIRECTOR | Management | FOR | FOR |
9 | RE-ELECT ENRICO CUCCHIANI AS DIRECTOR | Management | FOR | FOR |
10 | RE-ELECT ISABEL HUDSON AS DIRECTOR | Management | FOR | FOR |
11 | ELECT CHARLOTTE JONES AS DIRECTOR | Management | FOR | FOR |
12 | RE-ELECT JOSEPH STREPPEL AS DIRECTOR | Management | FOR | FOR |
13 | RE-ELECT MARTIN STROBEL AS DIRECTOR | Management | FOR | FOR |
14 | REAPPOINT KPMG LLP AS AUDITORS | Management | FOR | FOR |
15 | AUTHORISE BOARD TO FIX REMUNERATION OF AUDITORS | Management | FOR | FOR |
16 | AUTHORISE EU POLITICAL DONATIONS AND EXPENDITURE | Management | FOR | FOR |
17 | AUTHORISE ISSUE OF EQUITY WITH PRE-EMPTIVE RIGHTS | Management | FOR | FOR |
18 | AUTHORISE ISSUE OF EQUITY WITHOUT PRE-EMPTIVE RIGHTS | Management | FOR | FOR |
19 | AUTHORISE ISSUE OF EQUITY WITHOUT PRE-EMPTIVE RIGHTS IN CONNECTION WITH AN ACQUISITION OR OTHER CAPITAL INVESTMENT | Management | FOR | FOR |
20 | AUTHORISE ISSUE OF EQUITY IN CONNECTION WITH THE ISSUE OF MANDATORY CONVERTIBLE SECURITIES | Management | FOR | FOR |
21 | AUTHORISE ISSUE OF EQUITY WITHOUT PRE-EMPTIVE RIGHTS IN CONNECTION WITH THE ISSUE OF MANDATORY CONVERTIBLE SECURITIES | Management | FOR | FOR |
22 | AUTHORISE MARKET PURCHASE OF ORDINARY SHARES | Management | FOR | FOR |
23 | ADOPT NEW ARTICLES OF ASSOCIATION | Management | FOR | FOR |
24 | AUTHORISE THE COMPANY TO CALL GENERAL MEETING WITH TWO WEEKS' NOTICE | Management | FOR | FOR |
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SAGE THERAPEUTICS INC | ||||
Ticker: SAGE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Geno Germano | Management | For | For |
1.2 | Elect Steven M. Paul | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Advisory Vote on Executive Compensation | Management | For | For |
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SALESFORCE.COM, INC. | ||||
Ticker: CRM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Marc R. Benioff | Management | For | For |
2 | Elect Keith G. Block | Management | For | For |
3 | Elect Craig A. Conway | Management | For | For |
4 | Elect Alan G. Hassenfeld | Management | For | For |
5 | Elect Neelie Kroes | Management | For | For |
6 | Elect Colin L. Powell | Management | For | For |
7 | Elect Sanford R. Robertson | Management | For | For |
8 | Elect John V. Roos | Management | For | For |
9 | Elect Bernard Tyson | Management | For | For |
10 | Elect Robin L. Washington | Management | For | For |
11 | Elect Maynard G. Webb | Management | For | For |
12 | Elect Susan D. Wojcicki | Management | For | For |
13 | Adoption of Right to Call a Special Meeting | Management | For | For |
14 | Amendment to the 2013 Equity Incentive Plan | Management | For | For |
15 | Ratification of Auditor | Management | For | For |
16 | Advisory Vote on Executive Compensation | Management | For | For |
17 | Shareholder Proposal Regarding Simple Majority Vote | Shareholder | Against | For |
18 | Shareholder Proposal Regarding Country Selection Guidelines | Shareholder | Against | Against |
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SAMSUNG ELECTRONICS | ||||
Ticker: 005930 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accounts and Allocation of Profits/Dividends | Management | For | For |
2.1 | Elect KIM Jeong Hoon | Management | For | For |
2.2 | Elect KIM Sun Uk | Management | For | For |
2.3 | Elect PARK Byung Gook | Management | For | For |
2.4 | Elect LEE Sang Hoon | Management | For | For |
2.5 | Elect KIM Ki Nam | Management | For | For |
2.6 | Elect KIM Hyun Suk | Management | For | For |
2.7 | Elect KOH Dong Jin | Management | For | For |
2.8 | Election of Audit Committee Member: KIM Sun Uk | Management | For | For |
3 | Directors' Fees | Management | For | For |
4 | Stock Split and Amendments to Articles | Management | For | For |
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SAREPTA THERAPEUTICS INC | ||||
Ticker: SRPT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Michael W. Bonney | Management | For | For |
2 | Elect Douglas S. Ingram | Management | For | For |
3 | Elect Hans Wigzell | Management | For | For |
4 | Advisory Vote on Executive Compensation | Management | For | For |
5 | Approval of 2018 Equity Incentive Plan | Management | For | For |
6 | Ratification of Auditor | Management | For | For |
| ||||
SAVARA INC | ||||
Ticker: SVRA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Robert Neville | Management | For | For |
2 | Elect Nevan Elam | Management | For | For |
3 | Elect Richard J. Hawkins | Management | For | For |
4 | Elect Joseph McCracken | Management | For | For |
5 | Elect Matthew Pauls | Management | For | For |
6 | Elect Yuri Pikover | Management | For | For |
7 | Elect David A. Ramsay | Management | For | For |
8 | Decrease of Authorized Common Stock | Management | For | For |
9 | Amendment to the Omnibus Incentive Plan | Management | For | Against |
10 | Ratification of Auditor | Management | For | For |
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SCRIPPS NETWORKS INTERACTIVE, INC. | ||||
Ticker: SNI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Advisory Vote on Golden Parachutes | Management | For | Against |
3 | Adjourn Meeting | Management | For | For |
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SEAWORLD ENTERTAINMENT, INC. | ||||
Ticker: SEAS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a. | Election of Director: Ronald Bension | Management | For | DNV |
1b. | Election of Director: William Gray | Management | For | DNV |
1c. | Election of Director: Thomas E. Moloney | Management | For | DNV |
1d. | Election of Director: Yoshikazu Maruyama | Management | For | DNV |
1e. | Election of Director: Scott I. Ross | Management | For | DNV |
2. | Ratification of the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for 2018. | Management | For | DNV |
3. | Approval, in a non-binding advisory vote, of the compensation paid to the named executive officers. | Management | For | DNV |
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SERVICENOW, INC. | ||||
Ticker: NOW | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Susan L. Bostrom | Management | For | For |
2 | Elect Jonathan C. Chadwick | Management | For | For |
3 | Elect Frederic B. Luddy | Management | For | For |
4 | Elect Jeffrey A. Miller | Management | For | For |
5 | Advisory Vote on Executive Compensation | Management | For | For |
6 | Ratification of Auditor | Management | For | For |
7 | Amendment to the 2012 Equity Incentive Plan | Management | For | Against |
| ||||
SILICON LABORATORIES INC. | ||||
Ticker: SLAB | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect G. Tyson Tuttle | Management | For | For |
2 | Elect Sumit Sadana | Management | For | For |
3 | Elect Gregg A. Lowe | Management | For | For |
4 | Ratification of Auditor | Management | For | For |
5 | Advisory Vote on Executive Compensation | Management | For | For |
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SILICON LABORATORIES INC. | ||||
Ticker: SLAB | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A | Elect Director G. Tyson Tuttle | Management | For | For |
1B | Elect Director Sumit Sadana | Management | For | For |
1C | Elect Director Gregg Lowe | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
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SINO-AMERICAN SILICON PRODUCTS INC. | ||||
Ticker: 5483 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accounts and Reports | Management | For | For |
2 | Loss Disposition | Management | For | For |
3 | Allocation of Dividends from Capital Reserve | Management | For | For |
4 | Authority to Issue Shares | Management | For | Against |
5 | Amendments to Procedural Rules for Shareholder Meetings | Management | For | For |
6 | Amendments to Procedural Rules: Derivatives Trading | Management | For | For |
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SMITH & NEPHEW PLC | ||||
Ticker: SNNUF | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | TO RECEIVE THE AUDITED ACCOUNTS | Management | FOR | FOR |
2 | TO APPROVE THE DIRECTORS' REMUNERATION REPORT (EXCLUDING POLICY) | Management | FOR | FOR |
3 | TO DECLARE A FINAL DIVIDEND: 22.7 US CENTS PER ORDINARY SHARE | Management | FOR | FOR |
4 | ELECTION AND RE-ELECTION OF DIRECTOR: GRAHAM BAKER | Management | FOR | FOR |
5 | ELECTION AND RE-ELECTION OF DIRECTOR: VINITA BALI | Management | FOR | FOR |
6 | ELECTION AND RE-ELECTION OF DIRECTOR: IAN BARLOW | Management | FOR | FOR |
7 | ELECTION AND RE-ELECTION OF DIRECTOR: OLIVIER BOHUON | Management | FOR | FOR |
8 | ELECTION AND RE-ELECTION OF DIRECTOR: THE RT. HON BARONESS VIRGINIA BOTTOMLEY | Management | FOR | FOR |
9 | ELECTION AND RE-ELECTION OF DIRECTOR: ERIK ENGSTROM | Management | FOR | FOR |
10 | ELECTION AND RE-ELECTION OF DIRECTOR: ROLAND DIGGELMANN | Management | FOR | FOR |
11 | ELECTION AND RE-ELECTION OF DIRECTOR: ROBIN FREESTONE | Management | FOR | FOR |
12 | ELECTION AND RE-ELECTION OF DIRECTOR: MICHAEL FRIEDMAN | Management | FOR | FOR |
13 | ELECTION AND RE-ELECTION OF DIRECTOR: MARC OWEN | Management | FOR | FOR |
14 | ELECTION AND RE-ELECTION OF DIRECTOR: ANGIE RISLEY | Management | FOR | FOR |
15 | ELECTION AND RE-ELECTION OF DIRECTOR: ROBERTO QUARTA | Management | FOR | FOR |
16 | TO RE-APPOINT THE AUDITOR: KPMG LLP | Management | FOR | FOR |
17 | TO AUTHORISE THE DIRECTORS TO DETERMINE THE REMUNERATION OF THE AUDITOR | Management | FOR | FOR |
18 | TO RENEW THE DIRECTORS' AUTHORITY TO ALLOT SHARES | Management | FOR | FOR |
19 | TO RENEW THE DIRECTORS' AUTHORITY FOR THE DISAPPLICATION OF THE PRE-EMPTION RIGHTS | Management | FOR | FOR |
20 | TO RENEW THE DIRECTORS' LIMITED AUTHORITY TO MAKE MARKET PURCHASES OF THE COMPANY'S OWN SHARES | Management | FOR | FOR |
21 | TO AUTHORISE GENERAL MEETINGS TO BE HELD ON 14 CLEAR DAYS' NOTICE | Management | FOR | FOR |
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SMITHS GROUP PLC | ||||
Ticker: SMGKF | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | Management | FOR | FOR |
2 | APPROVE REMUNERATION REPORT | Management | FOR | FOR |
3 | APPROVE FINAL DIVIDEND | Management | FOR | FOR |
4 | RE-ELECT BRUNO ANGELICI AS DIRECTOR | Management | FOR | FOR |
5 | RE-ELECT SIR GEORGE BUCKLEY AS DIRECTOR | Management | FOR | FOR |
6 | RE-ELECT TANYA FRATTO AS DIRECTOR | Management | FOR | FOR |
7 | RE-ELECT ANNE QUINN AS DIRECTOR | Management | FOR | FOR |
8 | RE-ELECT WILLIAM SEEGER AS DIRECTOR | Management | FOR | FOR |
9 | RE-ELECT MARK SELIGMAN AS DIRECTOR | Management | FOR | FOR |
10 | RE-ELECT ANDREW REYNOLDS SMITH AS DIRECTOR | Management | FOR | FOR |
11 | RE-ELECT SIR KEVIN TEBBIT AS DIRECTOR | Management | FOR | FOR |
12 | ELECT NOEL TATA AS DIRECTOR | Management | FOR | FOR |
13 | REAPPOINT PRICEWATERHOUSECOOPERS LLP AS AUDITORS | Management | FOR | FOR |
14 | AUTHORISE BOARD TO FIX REMUNERATION OF AUDITORS | Management | FOR | FOR |
15 | AUTHORITY TO ISSUE SHARES PURSUANT TO SECTION 551 OF COMPANIES ACT 2006 | Management | FOR | FOR |
16 | AUTHORISE ISSUE OF EQUITY WITHOUT PRE-EMPTIVE RIGHTS | Management | FOR | FOR |
17 | AUTHORISE ISSUE OF EQUITY WITHOUT PRE-EMPTIVE RIGHTS IN CONNECTION WITH AN ACQUISITION OR OTHER CAPITAL INVESTMENT | Management | FOR | FOR |
18 | AUTHORISE MARKET PURCHASE OF ORDINARY SHARES | Management | FOR | FOR |
19 | AUTHORISE THE COMPANY TO CALL GENERAL MEETING WITH TWO WEEKS' NOTICE | Management | FOR | FOR |
20 | AUTHORISE EU POLITICAL DONATIONS AND EXPENDITURE | Management | FOR | FOR |
21 | ADOPT NEW ARTICLES OF ASSOCIATION | Management | FOR | FOR |
| ||||
SOUTHWEST AIRLINES CO. | ||||
Ticker: LUV | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a. | Election of Director: David W. Biegler | Management | For | DNV |
1b. | Election of Director: J. Veronica Biggins | Management | For | DNV |
1c. | Election of Director: Douglas H. Brooks | Management | For | DNV |
1d. | Election of Director: William H. Cunningham | Management | For | DNV |
1e. | Election of Director: John G. Denison | Management | For | DNV |
1f. | Election of Director: Thomas W. Gilligan | Management | For | DNV |
1g. | Election of Director: Gary C. Kelly | Management | For | DNV |
1h. | Election of Director: Grace D. Lieblein | Management | For | DNV |
1i. | Election of Director: Nancy B. Loeffler | Management | For | DNV |
1j. | Election of Director: John T. Montford | Management | For | DNV |
1k. | Election of Director: Ron Ricks | Management | For | DNV |
2. | Advisory vote to approve named executive officer compensation. | Management | For | DNV |
3. | Ratification of selection of Ernst & Young LLP as Company's independent auditors for fiscal year ending December 31, 2018. | Management | For | DNV |
4. | Advisory vote on shareholder proposal to require an independent board chairman. | Shareholder | Against | DNV |
5. | Advisory vote on shareholder proposal to permit shareholder action by written consent. | Shareholder | Against | DNV |
| ||||
SPIRIT AEROSYSTEMS HOLDINGS INC | ||||
Ticker: SPR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a. | Election of Director: Charles Chadwell | Management | For | DNV |
1b. | Election of Director: Irene M. Esteves | Management | For | DNV |
1c. | Election of Director: Paul Fulchino | Management | For | DNV |
1d. | Election of Director: Thomas C. Gentile, III | Management | For | DNV |
1e. | Election of Director: Richard Gephardt | Management | For | DNV |
1f. | Election of Director: Robert Johnson | Management | For | DNV |
1g. | Election of Director: Ronald T. Kadish | Management | For | DNV |
1h. | Election of Director: John Plueger | Management | For | DNV |
1i. | Election of Director: Laura Wright | Management | For | DNV |
2. | Advisory vote to approve the compensation of the Company's named executive officers. | Management | For | DNV |
3. | Ratification of the selection of Ernst & Young LLP as the Company's independent registered public accounting firm for 2018. | Management | For | DNV |
4. | The Board's proposal to lower the threshold of stockholders required to call a special meeting to 25%. | Management | For | DNV |
5. | The stockholder proposal to lower the threshold of stockholders required to call a special meeting to 10%. | Shareholder | Against | DNV |
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SPORTS DIRECT INTERNATIONAL PLC | ||||
Ticker: SDIPF | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | TO RECEIVE THE ANNUAL REPORT AND ACCOUNTS FOR 2016-17 | Management | FOR | FOR |
2 | TO APPROVE THE DIRECTORS' REMUNERATION REPORT | Management | FOR | FOR |
3 | THAT KEITH HELLAWELL BE RE-ELECTED AS A DIRECTOR | Management | FOR | FOR |
4 | THAT MIKE ASHLEY BE RE-ELECTED AS A DIRECTOR | Management | FOR | FOR |
5 | THAT SIMON BENTLEY BE RE-ELECTED AS A DIRECTOR | Management | FOR | FOR |
6 | THAT DAVID BRAYSHAW BE ELECTED AS A DIRECTOR | Management | FOR | FOR |
7 | TO REAPPOINT THE AUDITORS: GRANT THORNTON UK LLP | Management | FOR | FOR |
8 | TO AUTHORISE THE DIRECTORS TO DETERMINE THE REMUNERATION OF THE AUDITORS | Management | FOR | FOR |
9 | TO GRANT AUTHORITY FOR THE DIRECTORS TO ALLOT SHARES | Management | FOR | FOR |
10 | TO GRANT ADDITIONAL AUTHORITY FOR THE DIRECTORS TO ALLOT SHARES IN CONNECTION WITH A RIGHTS ISSUE | Management | FOR | FOR |
11 | THAT THE BOARD BE AND HEREBY IS EMPOWERED PURSUANT TO SECTION 570 AND 573 OF THE ACT TO ALLOT EQUITY SECURITIES (WITHIN THE MEANING OF SECTION 560 OF THE ACT) FOR CASH PURSUANT TO THE AUTHORITY GIVEN BY RESOLUTIONS 9 AND 10 (AS APPLICABLE) AND/OR WHERE TH | Management | FOR | FOR |
12 | THAT SUBJECT TO THE PASSING OF RESOLUTIONS 9 ,10, AND 11 (AS APPLICABLE), AND IN ADDITION TO THE POWER GIVEN TO IT PURSUANT TO RESOLUTION 11, THE BOARD BE GENERALLY EMPOWERED PURSUANT TO SECTION 570 AND SECTION 573 OF THE ACT TO ALLOT EQUITY SECURITIES (W | Management | FOR | FOR |
13 | TO AUTHORISE THE COMPANY TO PURCHASE ITS OWN SHARES | Management | FOR | FOR |
14 | TO REDUCE THE NOTICE PERIOD FOR ALL GENERAL MEETINGS OTHER THAN ANNUAL GENERAL MEETINGS | Management | FOR | FOR |
15 | TO AUTHORISE THE MAKING OF POLITICAL DONATIONS | Management | FOR | FOR |
| ||||
SPORTS DIRECT INTERNATIONAL PLC | ||||
Ticker: SDIPF | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | TO APPROVE THE EXTENSION OF THE GUARANTEED MINIMUM VALUE FOR ELIGIBLE EMPLOYEES PARTICIPATING IN THE COMPANY'S SHARE SCHEMES TO KAREN BYERS AND SEAN NEVITT | Management | FOR | FOR |
2 | TO APPROVE A PROPOSED PAYMENT TO JOHN ASHLEY | Management | FOR | FOR |
| ||||
STRAIGHT PATH COMMUNICATIONS, INC | ||||
Ticker: STRP | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1. | ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF MAY 11, 2017, AS IT MAY BE AMENDED FROM TIME TO TIME (THE "MERGER AGREEMENT"), BY AND AMONG STRAIGHT PATH COMMUNICATIONS INC., VERIZON COMMUNICATIONS INC. AND WAVES MERGER SUB I, INC. | Management | For | For |
2. | APPROVE, ON A NON-BINDING, ADVISORY BASIS, CERTAIN COMPENSATION THAT MAY BE PAID OR BECOME PAYABLE TO STRAIGHT PATH COMMUNICATIONS INC.'S NAMED EXECUTIVE OFFICERS IN CONNECTION WITH THE MERGER AND THE AGREEMENTS AND UNDERSTANDINGS PURSUANT TO WHICH SUCH C | Management | For | For |
3. | APPROVE ADJOURNMENTS OF THE SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO ADOPT THE MERGER AGREEMENT OR IF A QUORUM IS NOT PRESENT AT THE SPECIAL MEETING. | Management | For | For |
| ||||
STRAIGHT PATH COMMUNICATIONS, INC | ||||
Ticker: STRP | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Election of Director: Davidi Jonas | Management | For | For |
1.2 | Election of Director: K. Chris Todd | Management | For | For |
1.3 | Election of Director: William F. Weld | Management | For | For |
1.4 | Election of Director: Fred S. Zeidman | Management | For | For |
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STRAUMANN HOLDING AG | ||||
Ticker: STMN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Accept Financial Statements and Statutory Reports | Management | For | For |
1.2 | Approve Remuneration Report | Management | For | Against |
2 | Approve Allocation of Income and Dividends of CHF 4.75 per Share | Management | For | For |
3 | Approve Discharge of Board and Senior Management | Management | For | For |
4 | Approve Remuneration of Directors in the Amount of CHF 2.4 Million | Management | For | For |
5.1 | Approve Fixed Remuneration of Executive Committee in the Amount of CHF 6.9 | Management | For | For |
5.2 | Approve Long-Term Variable Remuneration of Executive Committee in the Amount of CHF 3 Million | Management | For | For |
5.3 | Approve Short-Term Variable Remuneration of Executive Committee in the Amount of CHF 6.4 Million | Management | For | For |
6.1 | Reelect Gilbert Achermann as Director and Board Chairman | Management | For | For |
6.2 | Reelect Monique Bourquin as Director | Management | For | For |
6.3 | Reelect Sebastian Burckhardt as Director | Management | For | For |
6.4 | Reelect Ulrich Looser as Director | Management | For | For |
6.5 | Reelect Beat Luethi as Director | Management | For | For |
6.6 | Reelect Thomas Straumann as Director | Management | For | For |
6.7 | Reelect Regula Wallimann as Director | Management | For | For |
7.1 | Reappoint Monique Bourquin as Member of the Compensation Committee | Management | For | For |
7.2 | Reappoint Ulrich Looser as Member of the Compensation Committee | Management | For | For |
7.3 | Reappoint Thomas Straumann as Member of the Compensation Committee | Management | For | For |
8 | Designate NEOVIUS AG as Independent Proxy | Management | For | For |
9 | Ratify Ernst & Young AG as Auditors | Management | For | For |
10 | Transact Other Business (Voting) | Management | For | Against |
| ||||
STROEER SE & CO. KGAA, KOELN | ||||
Ticker: SOTDF | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
4 | SUBMISSION OF THE ANNUAL FINANCIAL STATEMENTS AND THE CONSOLIDATED FINANCIAL STATEMENTS, EACH APPROVED BY THE SUPERVISORY BOARD, THE COMBINED MANAGEMENT'S REPORT FOR THE COMPANY AND THE GROUP, INCLUDING THE EXPLANATIONS ON THE INFORMATION PURSUANT TO SECT | Management | FOR | FOR |
5 | RESOLUTION ON THE APPROPRIATION OF NET PROFIT: EUR 1.30 PER NO-PAR VALUE SHARE | Management | FOR | FOR |
6 | RESOLUTION ON THE DISCHARGE OF THE GENERAL PARTNER FOR THE FISCAL YEAR 2017 | Management | FOR | FOR |
7 | RESOLUTION ON THE DISCHARGE OF THE SUPERVISORY BOARD MEMBERS OFFICIATING IN THE FISCAL YEAR 2017 | Management | FOR | FOR |
8 | RESOLUTION ON THE ELECTION OF THE AUDITORS: ERNST & YOUNG GMBH WIRTSCHAFTSPRUFUNGSGESELLSCHAFT, COLOGNE | Management | FOR | FOR |
9 | PASSING OF RESOLUTION ON THE AMENDMENT OF ARTICLE 10 OF THE ARTICLES OF ASSOCIATION | Management | FOR | FOR |
10 | ELECTION OF A NEW SUPERVISORY BOARD: MR CHRISTOPH VILANEK, HAMBURG, CEO OF FREENET AG, BUDELSDORF | Management | FOR | FOR |
11 | ELECTION OF A NEW SUPERVISORY BOARD: MR DIRK STROER, COLOGNE, ENTREPRENEUR, MANAGING SHAREHOLDER OF STROER AUBENWERBUNG GMBH & CO. KG; COLOGNE | Management | FOR | FOR |
12 | ELECTION OF A NEW SUPERVISORY BOARD: MR ULRICH VOIGT, BERGISCH GLADBACH, BOARD MEMBER OF THE SPARKASSE KOLNBONN, COLOGNE | Management | FOR | FOR |
13 | ELECTION OF A NEW SUPERVISORY BOARD: MS JULIA FLEMMERER, COLOGNE, MANAGING DIRECTOR OF FAMOSA REAL ESTATE S.L., IBIZA, SPAIN | Management | FOR | FOR |
14 | ELECTION OF A NEW SUPERVISORY BOARD: MS ANETTE BRONDER, STUTTGART, MEMBER OF MANAGEMENT OF T-SYSTEMS INTERNATIONAL GMBH, FRANKFURT AM MAIN | Management | FOR | FOR |
15 | ELECTION OF A NEW SUPERVISORY BOARD: MR VICENTE VENTO BOSCH, HAMBURG, MANAGING DIRECTOR AND CEO DEUTSCHE TELEKOM CAPITAL PARTNERS MANAGEMENT GMBH, HAMBURG | Management | FOR | FOR |
16 | ELECTION OF A NEW SUPERVISORY BOARD: MR MARTIN DIEDERICHS, BONN, LAWYER AND PARTNER OF THE LAW FIRM HEIDLAND, WERRES, DIEDERICHS, COLOGNE | Management | FOR | FOR |
17 | ELECTION OF A NEW SUPERVISORY BOARD: MS PETRA SONTHEIMER, COLOGNE, MANAGEMENT COACH AND ORGANIZATION CONSULTANT OF CIDPARTNERS GMBH, BONN | Management | FOR | FOR |
18 | PASSING OF RESOLUTION ON THE AMENDMENT OF ARTICLE 2 OF THE ARTICLES OF ASSOCIATION | Management | FOR | FOR |
19 | RESOLUTION ON APPROVAL OF THE PROFIT AND LOSS TRANSFER AGREEMENT WITH STROER PERFORMANCE GROUP GMBH | Management | FOR | FOR |
| ||||
SUMMIT MATERIALS, INC. | ||||
Ticker: SUM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1..1 | DIRECTOR-Howard L. Lance | Management | For | DNV |
1..2 | DIRECTOR-Anne K. Wade | Management | For | DNV |
2. | Ratification of the appointment of KPMG LLP as our independent auditors for 2018. | Management | For | DNV |
3. | Nonbinding advisory vote on the compensation of our named executive officers for 2017. | Management | For | DNV |
| ||||
SUNNY OPTICAL TECHNOLOGY GROUP CO LTD | ||||
Ticker: 2382 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Non-Voting Meeting Note | Management | N/A | N/A |
2 | Non-Voting Meeting Note | Management | N/A | N/A |
3 | Accounts and Reports | Management | For | For |
4 | Allocation of Profits/Dividends | Management | For | For |
5 | Elect YE Liaoning | Management | For | For |
6 | Elect WANG Wenjie | Management | For | For |
7 | Elect Feng Hua Jun | Management | For | For |
8 | Directors' Fees | Management | For | For |
9 | Appointment of Auditor and Authority to Set Fees | Management | For | For |
10 | Authority to Issue Shares w/o Preemptive Rights | Management | For | Against |
11 | Authority to Repurchase Shares | Management | For | For |
12 | Authority to Issue Repurchased Shares | Management | For | For |
| ||||
TABULA RASA HEALTHCARE INC | ||||
Ticker: TRHC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Samira Beckwith | Management | For | For |
1.2 | Elect Dennis Helling | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
| ||||
TDC A/S | ||||
Ticker: TDC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Report of Board | Management | None | None |
2 | Accept Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Discharge of Management and Board | Management | For | For |
4 | Approve Allocation of Income and Omission of Dividends | Management | For | For |
5a | Reelect Pierre Danon as Director | Management | For | Abstain |
5b | Reelect Lene Skole as Director | Management | For | For |
5c | Reelect Stine Bosse as Director | Management | For | For |
5d | Reelect Angus Porter as Director | Management | For | For |
5e | Reelect Marianne Rorslev Bock as Director | Management | For | For |
5f | Reelect Peter Knook as Director | Management | For | For |
5g | Reelect Benoit Scheen as Director | Management | For | For |
6 | Ratify PricewaterhouseCoopers as Auditor | Management | For | For |
7a | Approve Guidelines for Incentive-Based Compensation for Executive Management and Board | Management | For | Against |
7b | Approve Remuneration of Directors in the Amount of DKK 1.1 Million for Chairman, DKK 700,000 for Vice Chairman, and DKK 400,000 for Other Directors; Approve Remuneration for Committee Work | Management | For | For |
7c | Amend Articles Re: Remove Age Limit For Directors | Management | For | For |
7d | Amend Articles Re: Update Company's Website to Actual Website Address | Management | For | For |
8 | Other Business | Management | None | None |
| ||||
TECK RESOURCES LIMITED | ||||
Ticker: TECK | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | DIRECTOR-M.M. Ashar | Management | For | For |
1.2 | DIRECTOR-Q. Chong | Management | For | For |
1.3 | DIRECTOR-L.L. Dottori-Attanasio | Management | For | For |
1.4 | DIRECTOR-E.C. Dowling | Management | For | For |
1.5 | DIRECTOR-E. Fukuda | Management | For | For |
1.6 | DIRECTOR-N. B. Keevil | Management | For | For |
1.7 | DIRECTOR-N. B. Keevil III | Management | For | For |
1.8 | DIRECTOR-T. Kubota | Management | For | For |
1.9 | DIRECTOR-D. R. Lindsay | Management | For | For |
1.10 | DIRECTOR-S. A. Murray | Management | For | For |
1.11 | DIRECTOR-T. L. McVicar | Management | For | For |
1.12 | DIRECTOR-K. W. Pickering | Management | For | For |
1.13 | DIRECTOR-U. M. Power | Management | For | For |
1.14 | DIRECTOR-W.S.R. Seyffert | Management | For | For |
1.15 | DIRECTOR-T. R. Snider | Management | For | For |
2 | To appoint PricewaterhouseCoopers LLP as Auditors and to authorize the directors to fix the Auditors' remuneration. | Management | For | For |
3 | To approve the advisory resolution on the Corporation's approach to executive compensation. | Management | For | For |
| ||||
TELADOC INC | ||||
Ticker: TDOC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Increase of Authorized Common Stock | Management | For | For |
2.1 | Elect Helen Darling | Management | For | For |
2.2 | Elect William H. Frist | Management | For | For |
2.3 | Elect Michael Goldstein | Management | For | For |
2.4 | Elect Jason Gorevic | Management | For | For |
2.5 | Elect Brian P. McAndrews | Management | For | For |
2.6 | Elect Thomas G. McKinley | Management | For | For |
2.7 | Elect Arneek Multani | Management | For | For |
2.8 | Elect Kenneth H. Paulus | Management | For | For |
2.9 | Elect David L. Shedlarz | Management | For | For |
2.10 | Elect David B. Snow, Jr. | Management | For | For |
3 | Advisory Vote on Executive Compensation | Management | For | For |
4 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
5 | Ratification of Auditor | Management | For | For |
| ||||
TELECOM ITALIA SPA | ||||
Ticker: TIT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Revoke Six Directors from the Current Board of Directors | Shareholder | None | For |
2 | Elect Six Directors (Bundled) | Shareholder | None | For |
3 | Elect Director | Management | For | For |
4 | Approve Financial Statements, Statutory Reports, and Allocation of Income | Management | For | For |
5 | Approve Remuneration Policy | Management | For | Against |
6 | Approve Incentive Plan Reserved to the Chief Executive Officer of TIM SpA | Management | For | Against |
7 | Approve Incentive Plan Reserved to Members of the Management of TIM SpA and Its Subsidiaries | Management | For | For |
8 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
9.1 | Slate Submitted by Vivendi SA | Shareholder | None | For |
9.2 | Slate Submitted by Institutional Investors (Assogestioni) | Shareholder | None | Did Not Vote |
10 | Appoint Chairman of Internal Statutory Auditors | Shareholder | None | For |
11 | Approve Internal Auditors' Remuneration | Management | For | For |
| ||||
TELECOM ITALIA SPA | ||||
Ticker: TIT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Fix Number of Directors | Shareholder | None | For |
2 | Fix Board Terms for Directors | Shareholder | None | For |
3.1 | Slate Submitted by Vivendi SA | Shareholder | None | Did Not Vote |
3.2 | Slate Submitted by Elliott lnternational LP, Elliott Associates LP, and The Liverpool Limited Partnership | Shareholder | None | For |
4 | Approve Remuneration of Directors | Shareholder | None | For |
| ||||
TENCENT HOLDINGS LIMITED | ||||
Ticker: 700 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Non-Voting Meeting Note | Management | N/A | N/A |
2 | Non-Voting Meeting Note | Management | N/A | N/A |
3 | Accounts and Reports | Management | For | For |
4 | Allocation of Profits/Dividends | Management | For | For |
5 | Elect LI Dong Sheng | Management | For | Against |
6 | Elect Iain Ferguson Bruce | Management | For | For |
7 | Directors' Fees | Management | For | For |
8 | Appointment of Auditor and Authority to Set Fees | Management | For | For |
9 | Authority to Issue Shares w/o Preemptive Rights | Management | For | Against |
10 | Authority to Repurchase Shares | Management | For | For |
11 | Non-Voting Agenda Item | Management | N/A | N/A |
12 | Authority to Issue Repurchased Shares | Management | For | For |
13 | Non-Voting Meeting Note | Management | N/A | N/A |
| ||||
TENCENT HOLDINGS LIMITED | ||||
Ticker: TCTZF | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
3 | TO RECEIVE AND CONSIDER THE AUDITED FINANCIAL STATEMENTS, THE DIRECTORS' REPORT AND THE INDEPENDENT AUDITOR'S REPORT FOR THE YEAR ENDED 31 DECEMBER 2017 | Management | FOR | FOR |
4 | TO DECLARE A FINAL DIVIDEND | Management | FOR | FOR |
5 | TO RE-ELECT MR LI DONG SHENG AS DIRECTOR | Management | FOR | FOR |
6 | TO RE-ELECT MR IAIN FERGUSON BRUCE AS DIRECTOR | Management | FOR | FOR |
7 | TO AUTHORISE THE BOARD OF DIRECTORS TO FIX THE DIRECTORS' REMUNERATION | Management | FOR | FOR |
8 | APPROVE PRICEWATERHOUSECOOPERS AS AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION | Management | FOR | FOR |
9 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO ISSUE NEW SHARES | Management | FOR | FOR |
10 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO REPURCHASE SHARES | Management | FOR | FOR |
12 | TO EXTEND THE GENERAL MANDATE TO ISSUE NEW SHARES BY ADDING THE NUMBER OF SHARES REPURCHASED | Management | FOR | FOR |
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TERADYNE, INC. | ||||
Ticker: TER | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Michael A. Bradley | Management | For | For |
2 | Elect Edwin J. Gillis | Management | For | For |
3 | Elect Timothy E. Guertin | Management | For | For |
4 | Elect Mark E. Jagiela | Management | For | For |
5 | Elect Mercedes Johnson | Management | For | For |
6 | Elect Marilyn Matz | Management | For | For |
7 | Elect Paul J. Tufano | Management | For | For |
8 | Elect Roy A. Vallee | Management | For | For |
9 | Advisory Vote on Executive Compensation | Management | For | For |
10 | Ratification of Auditor | Management | For | For |
| ||||
TERADYNE, INC. | ||||
Ticker: TER | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A | Elect Director Michael A. Bradley | Management | For | For |
1B | Elect Director Edwin J. Gillis | Management | For | For |
1C | Elect Director Timothy E. Guertin | Management | For | For |
1D | Elect Director Mark E. Jagiela | Management | For | For |
1E | Elect Director Mercedes Johnson | Management | For | For |
1F | Elect Director Marilyn Matz | Management | For | For |
1G | Elect Director Paul J. Tufano | Management | For | Against |
1H | Elect Director Roy A. Vallee | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ||||
TESARO INC | ||||
Ticker: TSRO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Leon O. Moulder, Jr. | Management | For | For |
1.2 | Elect Mary Lynne Hedley | Management | For | For |
1.3 | Elect David Mott | Management | For | For |
1.4 | Elect Lawrence M. Alleva | Management | For | For |
1.5 | Elect James O. Armitage | Management | For | For |
1.6 | Elect Earl M. Collier, Jr. | Management | For | For |
1.7 | Elect Gary A. Nicholson | Management | For | For |
1.8 | Elect Kavita Patel | Management | For | For |
1.9 | Elect Beth Seidenberg | Management | For | For |
1.10 | Elect Pascale Witz | Management | For | For |
2 | Approval of the Non-Employee Director Compensation Policy | Management | For | Against |
3 | Advisory Vote on Executive Compensation | Management | For | For |
4 | Amendment to the 2012 Employee Stock Purchase Plan | Management | For | For |
5 | Ratification of Auditor | Management | For | For |
| ||||
TESLA, INC. | ||||
Ticker: TSLA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Stock Option Grant to Elon Musk | Management | For | Against |
| ||||
TESLA, INC. | ||||
Ticker: TSLA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Antonio Gracias | Management | For | Against |
1.2 | Elect Director James Murdoch | Management | For | For |
1.3 | Elect Director Kimbal Musk | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Require Independent Board Chairman | Shareholder | Against | For |
4 | Adopt Proxy Access Right | Shareholder | Against | For |
| ||||
THE BOEING COMPANY | ||||
Ticker: BA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Robert A. Bradway | Management | For | For |
1b | Elect Director David L. Calhoun | Management | For | For |
1c | Elect Director Arthur D. Collins, Jr. | Management | For | For |
1d | Elect Director Kenneth M. Duberstein | Management | For | For |
1e | Elect Director Edmund P. Giambastiani, Jr. | Management | For | For |
1f | Elect Director Lynn J. Good | Management | For | For |
1g | Elect Director Lawrence W. Kellner | Management | For | For |
1h | Elect Director Caroline B. Kennedy | Management | For | For |
1i | Elect Director Edward M. Liddy | Management | For | For |
1j | Elect Director Dennis A. Muilenburg | Management | For | For |
1k | Elect Director Susan C. Schwab | Management | For | For |
1l | Elect Director Ronald A. Williams | Management | For | For |
1m | Elect Director Mike S. Zafirovski | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
5 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | For |
6 | Require Independent Board Chairman | Shareholder | Against | For |
7 | Require Shareholder Approval to Increase Board Size to More Than 14 | Shareholder | Against | Against |
| ||||
THE BOEING COMPANY | ||||
Ticker: BA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Robert A. Bradway | Management | For | For |
1b | Elect Director David L. Calhoun | Management | For | For |
1c | Elect Director Arthur D. Collins, Jr. | Management | For | For |
1d | Elect Director Kenneth M. Duberstein | Management | For | For |
1e | Elect Director Edmund P. Giambastiani, Jr. | Management | For | For |
1f | Elect Director Lynn J. Good | Management | For | For |
1g | Elect Director Lawrence W. Kellner | Management | For | For |
1h | Elect Director Caroline B. Kennedy | Management | For | For |
1i | Elect Director Edward M. Liddy | Management | For | For |
1j | Elect Director Dennis A. Muilenburg | Management | For | For |
1k | Elect Director Susan C. Schwab | Management | For | For |
1l | Elect Director Ronald A. Williams | Management | For | For |
1m | Elect Director Mike S. Zafirovski | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
5 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | For |
6 | Require Independent Board Chairman | Shareholder | Against | Against |
7 | Require Shareholder Approval to Increase Board Size to More Than 14 | Shareholder | Against | Against |
| ||||
THE HOME DEPOT, INC. | ||||
Ticker: HD | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Gerard J. Arpey | Management | For | For |
1b | Elect Director Ari Bousbib | Management | For | For |
1c | Elect Director Jeffery H. Boyd | Management | For | For |
1d | Elect Director Gregory D. Brenneman | Management | For | For |
1e | Elect Director J. Frank Brown | Management | For | For |
1f | Elect Director Albert P. Carey | Management | For | For |
1g | Elect Director Armando Codina | Management | For | For |
1h | Elect Director Helena B. Foulkes | Management | For | For |
1i | Elect Director Linda R. Gooden | Management | For | For |
1j | Elect Director Wayne M. Hewett | Management | For | For |
1k | Elect Director Stephanie C. Linnartz | Management | For | For |
1l | Elect Director Craig A. Menear | Management | For | For |
1m | Elect Director Mark Vadon | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Political Contributions | Shareholder | Against | Against |
5 | Prepare Employment Diversity Report and Report on Diversity Policies | Shareholder | Against | For |
6 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | For |
7 | Clawback of Incentive Payments | Shareholder | Against | For |
| ||||
THE HOME DEPOT, INC. | ||||
Ticker: HD | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Gerard J. Arpey | Management | For | For |
1b | Elect Director Ari Bousbib | Management | For | For |
1c | Elect Director Jeffery H. Boyd | Management | For | For |
1d | Elect Director Gregory D. Brenneman | Management | For | For |
1e | Elect Director J. Frank Brown | Management | For | For |
1f | Elect Director Albert P. Carey | Management | For | For |
1g | Elect Director Armando Codina | Management | For | For |
1h | Elect Director Helena B. Foulkes | Management | For | For |
1i | Elect Director Linda R. Gooden | Management | For | For |
1j | Elect Director Wayne M. Hewett | Management | For | For |
1k | Elect Director Stephanie C. Linnartz | Management | For | For |
1l | Elect Director Craig A. Menear | Management | For | For |
1m | Elect Director Mark Vadon | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Political Contributions | Shareholder | Against | For |
5 | Prepare Employment Diversity Report and Report on Diversity Policies | Shareholder | Against | For |
6 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | For |
7 | Clawback of Incentive Payments | Shareholder | Against | For |
| ||||
THE MOSAIC COMPANY | ||||
Ticker: MOS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a. | Election of Director: Oscar Bernardes | Management | For | DNV |
1b. | Election of Director: Nancy E. Cooper | Management | For | DNV |
1c. | Election of Director: Gregory L. Ebel | Management | For | DNV |
1d. | Election of Director: Timothy S. Gitzel | Management | For | DNV |
1e. | Election of Director: Denise C. Johnson | Management | For | DNV |
1f. | Election of Director: Emery N. Koenig | Management | For | DNV |
1g. | Election of Director: Robert L. Lumpkins | Management | For | DNV |
1h. | Election of Director: William T. Monahan | Management | For | DNV |
1i. | Election of Director: James ("Joc") C. O'Rourke | Management | For | DNV |
1j. | Election of Director: David T. Seaton | Management | For | DNV |
1k. | Election of Director: Steven M. Seibert | Management | For | DNV |
1l. | Election of Director: Luciano Siani Pires | Management | For | DNV |
1m. | Election of Director: Kelvin R. Westbrook | Management | For | DNV |
2. | Ratification of the appointment of KPMG LLP as Mosaic's independent registered public accounting firm. | Management | For | DNV |
3. | An advisory vote to approve the compensation of our named executive officers. | Management | For | DNV |
| ||||
THE PNC FINANCIAL SERVICES GROUP, INC. | ||||
Ticker: PNC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles E. Bunch | Management | For | Against |
1.2 | Elect Director Debra A. Cafaro | Management | For | For |
1.3 | Elect Director Marjorie Rodgers Cheshire | Management | For | For |
1.4 | Elect Director William S. Demchak | Management | For | Against |
1.5 | Elect Director Andrew T. Feldstein | Management | For | For |
1.6 | Elect Director Daniel R. Hesse | Management | For | For |
1.7 | Elect Director Richard B. Kelson | Management | For | For |
1.8 | Elect Director Linda R. Medler | Management | For | For |
1.9 | Elect Director Martin Pfinsgraff | Management | For | For |
1.10 | Elect Director Donald J. Shepard | Management | For | For |
1.11 | Elect Director Michael J. Ward | Management | For | For |
1.12 | Elect Director Gregory D. Wasson | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
THE PROCTER & GAMBLE COMPANY | ||||
Ticker: PG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
Management Proxy (Blue Proxy Card) | ||||
1.1 | Elect Director Francis S. Blake | Management | For | Did Not Vote |
1.2 | Elect Director Angela F. Braly | Management | For | Did Not Vote |
1.3 | Elect Director Amy L. Chang | Management | For | Did Not Vote |
1.4 | Elect Director Kenneth I. Chenault | Management | For | Did Not Vote |
1.5 | Elect Director Scott D. Cook | Management | For | Did Not Vote |
1.6 | Elect Director Terry J. Lundgren | Management | For | Did Not Vote |
1.7 | Elect Director W. James McNerney, Jr. | Management | For | Did Not Vote |
1.8 | Elect Director David S. Taylor | Management | For | Did Not Vote |
1.9 | Elect Director Margaret C. Whitman | Management | For | Did Not Vote |
1.10 | Elect Director Patricia A. Woertz | Management | For | Did Not Vote |
1.11 | Elect Director Ernesto Zedillo | Management | For | Did Not Vote |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Did Not Vote |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Did Not Vote |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | Did Not Vote |
5 | Adopt Holy Land Principles | Shareholder | Against | Did Not Vote |
6 | Report on Company Non-Discrimination Policies in States with Pro-Discrimination Laws | Shareholder | Against | Did Not Vote |
7 | Report on Risks of Doing Business in Conflict-Affected Areas | Shareholder | Against | Did Not Vote |
8 | Repeal Any Amendments to Code of Regulations Adopted After April 8, 2016 | Shareholder | Against | Did Not Vote |
Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
Dissident Proxy (White Proxy Card) | ||||
1.1 | Elect Director Nelson Peltz | Shareholder | For | For |
1.2 | Management Nominee Francis S. Blake | Shareholder | For | For |
1.3 | Management Nominee Angela F. Braly | Shareholder | For | For |
1.4 | Management Nominee Amy L. Chang | Shareholder | For | For |
1.5 | Management Nominee Kenneth I. Chenault | Shareholder | For | For |
1.6 | Management Nominee Scott D. Cook | Shareholder | For | For |
1.7 | Management Nominee Terry J. Lundgren | Shareholder | For | For |
1.8 | Management Nominee W. James McNerney, Jr. | Shareholder | For | For |
1.9 | Management Nominee David S. Taylor | Shareholder | For | For |
1.10 | Management Nominee Margaret C. Whitman | Shareholder | For | For |
1.11 | Management Nominee Patricia A. Woertz | Shareholder | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | None | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | None | For |
4 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
5 | Adopt Holy Land Principles | Shareholder | None | Against |
6 | Report on Company Non-Discrimination Policies in States with Pro-Discrimination Laws | Shareholder | None | Against |
7 | Report on Risks of Doing Business in Conflict-Affected Areas | Shareholder | None | Against |
8 | Repeal Any Amendments to Code of Regulations Adopted After April 8, 2016 | Shareholder | For | For |
| ||||
THE SHERWIN-WILLIAMS COMPANY | ||||
Ticker: SHW | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A. | Election of Director: A.F. Anton | Management | For | DNV |
1B. | Election of Director: D.F. Hodnik | Management | For | DNV |
1C. | Election of Director: R.J. Kramer | Management | For | DNV |
1D. | Election of Director: S.J. Kropf | Management | For | DNV |
1E. | Election of Director: J.G. Morikis | Management | For | DNV |
1F. | Election of Director: C.A. Poon | Management | For | DNV |
1G. | Election of Director: J.M. Stropki | Management | For | DNV |
1H. | Election of Director: M.H. Thaman | Management | For | DNV |
1I. | Election of Director: M. Thornton III | Management | For | DNV |
1J. | Election of Director: S.H. Wunning | Management | For | DNV |
2. | Advisory approval of the compensation of the named executives. | Management | For | DNV |
3. | Ratification of Ernst & Young LLP as our independent registered public accounting firm for 2018. | Management | For | DNV |
| ||||
THE SHERWIN-WILLIAMS COMPANY | ||||
Ticker: SHW | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Arthur F. Anton | Management | For | For |
1.2 | Elect Director David F. Hodnik | Management | For | For |
1.3 | Elect Director Richard J. Kramer | Management | For | For |
1.4 | Elect Director Susan J. Kropf | Management | For | For |
1.5 | Elect Director John G. Morikis | Management | For | For |
1.6 | Elect Director Christine A. Poon | Management | For | For |
1.7 | Elect Director John M. Stropki | Management | For | For |
1.8 | Elect Director Michael H. Thaman | Management | For | For |
1.9 | Elect Director Matthew Thornton, III | Management | For | For |
1.10 | Elect Director Steven H. Wunning | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ||||
THE SWATCH GROUP AG, NEUCHATEL | ||||
Ticker: | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 870533 DUE TO RESOLUTION-1 IS A SINGLE ITEM. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE- DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE GRANTED. THEREFORE PLEASE-REINSTRUCT ON THIS MEETING NOTICE ON | Management | None | Did not vote |
1 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | Management | For | DNV |
2 | APPROVE DISCHARGE OF BOARD AND SENIOR MANAGEMENT | Management | For | DNV |
3 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF CHF 1.50 PER REGISTERED SHARE AND CHF 7.50 PER BEARER SHARE | Management | For | DNV |
4.1.1 | APPROVE FIXED REMUNERATION OF NON-EXECUTIVE DIRECTORS IN THE AMOUNT OF CHF 1 MILLION | Management | For | DNV |
4.1.2 | APPROVE FIXED REMUNERATION OF EXECUTIVE DIRECTORS IN THE AMOUNT OF CHF 2.6 MILLION | Management | For | DNV |
4.2 | APPROVE FIXED REMUNERATION OF EXECUTIVE COMMITTEE IN THE AMOUNT OF CHF 5.5 MILLION | Management | For | DNV |
4.3 | APPROVE VARIABLE REMUNERATION OF EXECUTIVE DIRECTORS IN THE AMOUNT OF CHF 7.6 MILLION | Management | For | DNV |
4.4 | APPROVE VARIABLE REMUNERATION OF EXECUTIVE COMMITTEE IN THE AMOUNT OF CHF 18.7 MILLION | Management | For | DNV |
5.1 | REELECT NAYLA HAYEK AS DIRECTOR | Management | For | DNV |
5.2 | REELECT ERNST TANNER AS DIRECTOR | Management | For | DNV |
5.3 | REELECT DANIELA AESCHLIMANN AS DIRECTOR | Management | For | DNV |
5.4 | REELECT GEORGES HAYEK AS DIRECTOR | Management | For | DNV |
5.5 | REELECT CLAUDE NICOLLIER AS DIRECTOR | Management | For | DNV |
5.6 | REELECT JEAN-PIERRE ROTH AS DIRECTOR | Management | For | DNV |
5.7 | REELECT NAYLA HAYEK AS BOARD CHAIRMAN | Management | For | DNV |
6.1 | REAPPOINT NAYLA HAYEK AS MEMBER OF THE COMPENSATION COMMITTEE | Management | For | DNV |
6.2 | REAPPOINT ERNST TANNER AS MEMBER OF THE COMPENSATION COMMITTEE | Management | For | DNV |
6.3 | REAPPOINT DANIELA AESCHLIMANN AS MEMBER OF THE COMPENSATION COMMITTEE | Management | For | DNV |
6.4 | REAPPOINT GEORGES HAYEK AS MEMBER OF THE COMPENSATION COMMITTEE | Management | For | DNV |
6.5 | REAPPOINT CLAUDE NICOLLIER AS MEMBER.OF THE COMPENSATION COMMITTEE | Management | For | DNV |
6.6 | REAPPOINT JEAN-PIERRE ROTH AS MEMBER OF THE COMPENSATION COMMITTEE | Management | For | DNV |
7 | DESIGNATE BERNHARD LEHMANN AS INDEPENDENT PROXY | Management | For | DNV |
8 | RATIFY PRICEWATERHOUSECOOPERS AG AS AUDITORS | Management | For | DNV |
| ||||
THE WALT DISNEY COMPANY | ||||
Ticker: DIS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Susan E. Arnold | Management | For | Against |
1b | Elect Director Mary T. Barra | Management | For | Against |
1c | Elect Director Safra A. Catz | Management | For | For |
1d | Elect Director John S. Chen | Management | For | Against |
1e | Elect Director Francis A. deSouza | Management | For | For |
1f | Elect Director Robert A. Iger | Management | For | For |
1g | Elect Director Maria Elena Lagomasino | Management | For | Against |
1h | Elect Director Fred H. Langhammer | Management | For | For |
1i | Elect Director Aylwin B. Lewis | Management | For | Against |
1j | Elect Director Mark G. Parker | Management | For | Against |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
5 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
6 | Proxy Access Bylaw Amendment | Shareholder | Against | Against |
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THE WALT DISNEY COMPANY | ||||
Ticker: DIS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Susan E. Arnold | Management | For | For |
1b | Elect Director Mary T. Barra | Management | For | For |
1c | Elect Director Safra A. Catz | Management | For | For |
1d | Elect Director John S. Chen | Management | For | For |
1e | Elect Director Francis A. deSouza | Management | For | For |
1f | Elect Director Robert A. Iger | Management | For | For |
1g | Elect Director Maria Elena Lagomasino | Management | For | For |
1h | Elect Director Fred H. Langhammer | Management | For | For |
1i | Elect Director Aylwin B. Lewis | Management | For | For |
1j | Elect Director Mark G. Parker | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
5 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
6 | Proxy Access Bylaw Amendment | Shareholder | Against | For |
| ||||
THE WILLIAMS COMPANIES, INC. | ||||
Ticker: WMB | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alan S. Armstrong | Management | For | For |
1.2 | Elect Director Stephen W. Bergstrom | Management | For | For |
1.3 | Elect Director Stephen I. Chazen | Management | For | For |
1.4 | Elect Director Charles I. Cogut | Management | For | For |
1.5 | Elect Director Kathleen B. Cooper | Management | For | For |
1.6 | Elect Director Michael A. Creel | Management | For | For |
1.7 | Elect Director Peter A. Ragauss | Management | For | For |
1.8 | Elect Director Scott D. Sheffield | Management | For | For |
1.9 | Elect Director Murray D. Smith | Management | For | For |
1.10 | Elect Director William H. Spence | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
THOR INDUSTRIES, INC. | ||||
Ticker: THO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jan H. Suwinski | Management | For | For |
1.2 | Elect Director J. Allen Kosowsky | Management | For | For |
1.3 | Elect Director Wilson Jones | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ||||
TOTAL SYSTEM SERVICES, INC. | ||||
Ticker: TSS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect F. Thaddeus Arroyo | Management | For | For |
2 | Elect Kriss Cloninger III | Management | For | For |
3 | Elect Walter W. Driver, Jr. | Management | For | For |
4 | Elect Sidney E. Harris | Management | For | For |
5 | Elect William M. Isaac | Management | For | For |
6 | Elect Mason H. Lampton | Management | For | For |
7 | Elect Connie D. McDaniel | Management | For | For |
8 | Elect Richard A. Smith | Management | For | For |
9 | Elect Philip W. Tomlinson | Management | For | For |
10 | Elect John T. Turner | Management | For | For |
11 | Elect Richard W. Ussery | Management | For | For |
12 | Elect M. Troy Woods | Management | For | For |
13 | Ratification of Auditor | Management | For | For |
14 | Advisory Vote on Executive Compensation | Management | For | For |
| ||||
TRANSUNION | ||||
Ticker: TRU | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Pamela A. Joseph | Management | For | For |
1.2 | Elect James M. Peck | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
| ||||
TRIBUNE MEDIA COMPANY | ||||
Ticker: TRCO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1. | APPROVAL OF THE MERGER AGREEMENT: TO CONSIDER AND VOTE ON A PROPOSAL TO APPROVE AND ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF MAY 8, 2017 (THE "MERGER AGREEMENT"), BY AND AMONG TRIBUNE MEDIA COMPANY ("TRIBUNE") AND SINCLAIR BROADCAST GROUP, INC. | Management | For | For |
2. | ADVISORY VOTE REGARDING MERGER RELATED NAMED EXECUTIVE OFFICER COMPENSATION: TO CONSIDER AND VOTE ON A NON-BINDING, ADVISORY PROPOSAL TO APPROVE THE COMPENSATION THAT MAY BECOME PAYABLE TO TRIBUNE'S NAMED EXECUTIVE OFFICERS IN CONNECTION WITH THE CONSUMMA | Management | For | For |
3. | APPROVAL OF SPECIAL MEETING: TO CONSIDER AND VOTE ON A PROPOSAL TO ADJOURN THE TRIBUNE SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, INCLUDING ADJOURNMENTS TO PERMIT FURTHER SOLICITATION OF PROXIES IN FAVOR OF THE PROPOSAL TO APPROVE THE MERGER AGREEMENT. | Management | For | For |
| ||||
TRIBUNE MEDIA COMPANY | ||||
Ticker: TRCO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1. | Election of Director: Peter M. Kern | Management | For | For |
2. | Advisory vote approving executive compensation. | Management | For | For |
3. | The ratification of the appointment of PricewaterhouseCoopers LLP as independent registered public accounting firm for the 2018 fiscal year. | Management | For | For |
| ||||
TRINET GROUP INC | ||||
Ticker: TNET | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Katherine August-deWilde | Management | For | For |
1.2 | Elect H. Raymond Bingham | Management | For | For |
1.3 | Elect Kenneth A. Goldman | Management | For | For |
2 | Advisory Vote on Executive Compensation | Management | For | For |
3 | Ratification of Auditor | Management | For | For |
| ||||
TRINITY INDUSTRIES, INC. | ||||
Ticker: TRN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John L. Adams | Management | For | For |
1.2 | Elect Director Rhys J. Best | Management | For | For |
1.3 | Elect Director David W. Biegler | Management | For | For |
1.4 | Elect Director Antonio Carrillo | Management | For | For |
1.5 | Elect Director Leldon E. Echols | Management | For | For |
1.6 | Elect Director Ronald J. Gafford | Management | For | For |
1.7 | Elect Director Charles W. Matthews | Management | For | For |
1.8 | Elect Director Douglas L. Rock | Management | For | For |
1.9 | Elect Director Dunia A. Shive | Management | For | For |
1.10 | Elect Director Timothy R. Wallace | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ||||
TRINSEO S.A. | ||||
Ticker: TSE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A | ELECTION OF CLASS III DIRECTOR: HENRI STEINMETZ | Management | For | DNV |
| ||||
TRUPANION INC | ||||
Ticker: TRUP | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Robin Ferracone | Management | For | For |
1.2 | Elect H. Hays Lindsley | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
| ||||
ULTA BEAUTY, INC. | ||||
Ticker: ULTA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert F. DiRomualdo | Management | For | For |
1.2 | Elect Director Catherine A. Halligan | Management | For | For |
1.3 | Elect Director George R. Mrkonic | Management | For | For |
1.4 | Elect Director Lorna E. Nagler | Management | For | For |
1.5 | Elect Director Sally E. Blount | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
UNION PACIFIC CORPORATION | ||||
Ticker: UNP | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Andrew H. Card, Jr. | Management | For | For |
1b | Elect Director Erroll B. Davis, Jr. | Management | For | For |
1c | Elect Director David B. Dillon | Management | For | For |
1d | Elect Director Lance M. Fritz | Management | For | For |
1e | Elect Director Deborah C. Hopkins | Management | For | For |
1f | Elect Director Jane H. Lute | Management | For | For |
1g | Elect Director Michael R. McCarthy | Management | For | For |
1h | Elect Director Thomas F. McLarty, III | Management | For | For |
1i | Elect Director Bhavesh V. Patel | Management | For | For |
1j | Elect Director Jose H. Villarreal | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
| ||||
UNITED TECHNOLOGIES CORPORATION | ||||
Ticker: UTX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a. | Election of Director: Lloyd J. Austin III | Management | For | DNV |
1b. | Election of Director: Diane M. Bryant | Management | For | DNV |
1c. | Election of Director: John V. Faraci | Management | For | DNV |
1d. | Election of Director: Jean-Pierre Garnier | Management | For | DNV |
1e. | Election of Director: Gregory J. Hayes | Management | For | DNV |
1f. | Election of Director: Ellen J. Kullman | Management | For | DNV |
1g. | Election of Director: Marshall O. Larsen | Management | For | DNV |
1h. | Election of Director: Harold W. McGraw III | Management | For | DNV |
1i. | Election of Director: Margaret L. O'Sullivan | Management | For | DNV |
1j. | Election of Director: Fredric G. Reynolds | Management | For | DNV |
1k. | Election of Director: Brian C. Rogers | Management | For | DNV |
1l. | Election of Director: Christine Todd Whitman | Management | For | DNV |
2. | Advisory Vote to Approve Executive Compensation. | Management | For | DNV |
3. | Approve the UTC 2018 Long-Term Incentive Plan. | Management | For | DNV |
4. | Appoint PricewaterhouseCoopers LLP to Serve as Independent Auditor for 2018. | Management | For | DNV |
5. | Approve an Amendment to the Restated Certificate of Incorporation to Eliminate Supermajority Voting for Certain Business Combinations. | Management | For | DNV |
6. | Shareowner Proposal: Reduce Threshold to Call Special Meetings from 25% to 10%. | Shareholder | Against | DNV |
| ||||
UNITED TECHNOLOGIES CORPORATION | ||||
Ticker: UTX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Lloyd J. Austin, III | Management | For | For |
1b | Elect Director Diane M. Bryant | Management | For | For |
1c | Elect Director John V. Faraci | Management | For | For |
1d | Elect Director Jean-Pierre Garnier | Management | For | For |
1e | Elect Director Gregory J. Hayes | Management | For | For |
1f | Elect Director Ellen J. Kullman | Management | For | For |
1g | Elect Director Marshall O. Larsen | Management | For | For |
1h | Elect Director Harold W. McGraw, III | Management | For | For |
1i | Elect Director Margaret L. O'Sullivan | Management | For | For |
1j | Elect Director Fredric G. Reynolds | Management | For | For |
1k | Elect Director Brian C. Rogers | Management | For | For |
1l | Elect Director Christine Todd Whitman | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
5 | Eliminate Supermajority Vote Requirement to Approve Certain Business Combinations | Management | For | For |
6 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | For |
| ||||
UNITEDHEALTH GROUP INCORPORATED | ||||
Ticker: UNH | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect William C. Ballard, Jr. | Management | For | For |
2 | Elect Richard T. Burke | Management | For | For |
3 | Elect Timothy P. Flynn | Management | For | For |
4 | Elect Stephen J. Hemsley | Management | For | For |
5 | Elect Michele J. Hooper | Management | For | For |
6 | Elect F. William Mcabb, III | Management | For | For |
7 | Elect Valerie C. Montgomery Rice | Management | For | For |
8 | Elect Glenn M. Renwick | Management | For | For |
9 | Elect Kenneth I. Shine | Management | For | For |
10 | Elect David S. Wichmann | Management | For | For |
11 | Elect Gail R. Wilensky | Management | For | For |
12 | Advisory Vote on Executive Compensation | Management | For | For |
13 | Ratification of Auditor | Management | For | For |
| ||||
UNITEDHEALTH GROUP INCORPORATED | ||||
Ticker: UNH | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director William C. Ballard, Jr. | Management | For | For |
1b | Elect Director Richard T. Burke | Management | For | For |
1c | Elect Director Timothy P. Flynn | Management | For | For |
1d | Elect Director Stephen J. Hemsley | Management | For | For |
1e | Elect Director Michele J. Hooper | Management | For | For |
1f | Elect Director F. William McNabb, III | Management | For | For |
1g | Elect Director Valerie C. Montgomery Rice | Management | For | For |
1h | Elect Director Glenn M. Renwick | Management | For | For |
1i | Elect Director Kenneth I. Shine | Management | For | For |
1j | Elect Director David S. Wichmann | Management | For | For |
1k | Elect Director Gail R. Wilensky | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| ||||
VALERO ENERGY CORPORATION | ||||
Ticker: VLO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A | Elect Director H. Paulett Eberhart | Management | For | For |
1B | Elect Director Joseph W. Gorder | Management | For | For |
1C | Elect Director Kimberly S. Greene | Management | For | For |
1D | Elect Director Deborah P. Majoras | Management | For | For |
1E | Elect Director Donald L. Nickles | Management | For | For |
1F | Elect Director Philip J. Pfeiffer | Management | For | For |
1G | Elect Director Robert A. Profusek | Management | For | For |
1H | Elect Director Stephen M. Waters | Management | For | For |
1I | Elect Director Randall J. Weisenburger | Management | For | For |
1J | Elect Director Rayford Wilkins, Jr. | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Remove Supermajority Vote Requirement | Management | For | For |
5 | Provide Right to Act by Written Consent | Management | For | For |
| ||||
VALIDUS HOLDINGS, LTD. | ||||
Ticker: VR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Reduce Supermajority Vote Requirement to Approve Merger | Management | For | For |
2 | Approve Merger Agreement | Management | For | For |
3 | Advisory Vote on Golden Parachutes | Management | For | Against |
4 | Adjourn Meeting | Management | For | For |
| ||||
VERISIGN, INC. | ||||
Ticker: VRSN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect D. James Bidzos | Management | For | For |
2 | Elect Kathleen A. Cote | Management | For | For |
3 | Elect Thomas F. Frist, III | Management | For | For |
4 | Elect Jamie S. Gorelick | Management | For | For |
5 | Elect Roger H. Moore | Management | For | For |
6 | Elect Louis A. Simpson | Management | For | For |
7 | Elect Timothy Tomlinson | Management | For | For |
8 | Advisory Vote on Executive Compensation | Management | For | For |
9 | Ratification of Auditor | Management | For | For |
10 | Shareholder Proposal Regarding Right to Call Special Meetings | Shareholder | Against | Against |
| ||||
VERIZON COMMUNICATIONS INC. | ||||
Ticker: VZ | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Shellye L. Archambeau | Management | For | For |
2 | Elect Mark T. Bertolini | Management | For | For |
3 | Elect Richard L. Carrion | Management | For | For |
4 | Elect Melanie L. Healey | Management | For | For |
5 | Elect M. Frances Keeth | Management | For | For |
6 | Elect Lowell C. McAdam | Management | For | For |
7 | Elect Clarence Otis, Jr. | Management | For | For |
8 | Elect Rodney E. Slater | Management | For | For |
9 | Elect Kathryn A. Tesija | Management | For | For |
10 | Elect Gregory D. Wasson | Management | For | For |
11 | Elect Gregory G. Weaver | Management | For | For |
12 | Ratification of Auditor | Management | For | For |
13 | Advisory Vote on Executive Compensation | Management | For | For |
14 | Shareholder Proposal Regarding Right to Call Special Meetings | Shareholder | Against | Against |
15 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against |
16 | Shareholder Proposal Regarding Independent Board Chair | Shareholder | Against | For |
17 | Shareholder Proposal Regarding Linking Executive Pay to Cybersecurity | Shareholder | Against | Against |
18 | Shareholder Proposal Regarding Amendment to Clawback Policy | Shareholder | Against | Against |
19 | Shareholder Proposal Regarding Executive Deferral Plan | Shareholder | Against | Against |
| ||||
VERTEX PHARMACEUTICALS, INC. | ||||
Ticker: VRTX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Sangeeta N. Bhatia | Management | For | For |
2 | Elect Jeffrey M. Leiden | Management | For | For |
3 | Elect Bruce I. Sachs | Management | For | For |
4 | Elimination of Supermajority Requirement | Management | For | For |
5 | Amendment to the 2013 Stock and Option Plan | Management | For | For |
6 | Ratification of Auditor | Management | For | For |
7 | Advisory Vote on Executive Compensation | Management | For | For |
8 | Shareholder Proposal Regarding Report on Drug Pricing Risks | Shareholder | Against | Against |
9 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against |
| ||||
VISA INC. | ||||
Ticker: V | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Lloyd A. Carney | Management | For | For |
2 | Elect Mary B. Cranston | Management | For | For |
3 | Elect Francisco Javier Fernandez-Carbajal | Management | For | For |
4 | Elect Gary A. Hoffman | Management | For | For |
5 | Elect Alfred F. Kelly, Jr. | Management | For | For |
6 | Elect John F. Lundgren | Management | For | For |
7 | Elect Robert W. Matschullat | Management | For | For |
8 | Elect Suzanne Nora Johnson | Management | For | For |
9 | Elect John A.C. Swainson | Management | For | For |
10 | Elect Maynard G. Webb, Jr. | Management | For | For |
11 | Advisory Vote on Executive Compensation | Management | For | For |
12 | Ratification of Auditor | Management | For | For |
| ||||
VIVENDI | ||||
Ticker: VIV | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | Against |
4 | Approve Allocation of Income and Dividends of EUR 0.45 per Share | Management | For | For |
5 | Approve Compensation of Vincent Bollore, Chairman of the Supervisory Board | Management | For | For |
6 | Approve Compensation of Arnaud de Puyfontaine, Chairman of the Management Board | Management | For | Against |
7 | Approve Compensation of Gilles Alix, Management Board Member | Management | For | Against |
8 | Approve Compensation of Cedric de Bailliencourt, Management Board Member | Management | For | Against |
9 | Approve Compensation of Frederic Crepin, Management Board Member | Management | For | For |
10 | Approve Compensation of Simon Gillham, Management Board Member | Management | For | For |
11 | Approve Compensation of Herve Philippe, Management Board Member | Management | For | For |
12 | Approve Compensation of Stephane Roussel, Management Board Member | Management | For | For |
13 | Approve Remuneration Policy for Supervisory Board Members and Chairman | Management | For | For |
14 | Approve Remuneration Policy for Chairman of the Management Board | Management | For | For |
15 | Approve Remuneration Policy for Management Board Members | Management | For | Against |
16 | Approve Additional Pension Scheme Agreement with Gilles Alix | Management | For | For |
17 | Approve Additional Pension Scheme Agreement with Cedric de Bailliencourt | Management | For | For |
18 | Reelect Philippe Benacin as Supervisory Board Member | Management | For | For |
19 | Reelect Aliza Jabes as Supervisory Board Member | Management | For | For |
20 | Reelect Cathia Lawson-Hall as Supervisory Board Member | Management | For | For |
21 | Reelect Katie Stanton as Supervisory Board Member | Management | For | For |
22 | Elect Michele Reiser as Supervisory Board Member | Management | For | For |
23 | Renew Appointment of Ernst and Young as Auditor | Management | For | For |
24 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
25 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
26 | Authorize Capital Increase of up to 5 Percent of Issued Capital for Contributions in Kind | Management | For | For |
27 | Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plans | Management | For | Against |
28 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
29 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans for Employees of International Subsidiaries | Management | For | For |
30 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| ||||
VOESTALPINE AG, LINZ | ||||
Ticker: | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | PRESENTATION OF ANNUAL REPORTS | Management | None | Did not vote |
2 | ALLOCATION OF NET PROFITS | Management | For | DNV |
3 | DISCHARGE OF MANAGEMENT BOARD | Management | For | DNV |
4 | DISCHARGE OF SUPERVISORY BOARD | Management | For | DNV |
5 | ELECTION OF EXTERNAL AUDITOR | Management | For | DNV |
6 | BUYBACK AND USAGE OF OWN SHARES | Management | For | DNV |
CMMT | 06 JUNE 2017: PLEASE NOTE THAT THE MEETING TYPE HAS CHANGED FROM OGM TO AGM-AND RECEIPT OF ADDITIONAL COMMENT. IF YOU HAVE ALREADY SENT IN YOUR VOTES,- PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL-INSTRUCTIONS. THANK YOU. | Management | None | Did not vote |
CMMT | 06 JUN 2017: PLEASE NOTE THAT THE MEETING HAS BEEN SET UP USING THE RECORD-DATE 25 JUN 2017 WHICH AT THIS TIME WE ARE UNABLE TO SYSTEMATICALLY UPDATE.-THE TRUE RECORD DATE FOR THIS MEETING IS 23 JUN 2017. THANK YOU | Management | None | Did not vote |
| ||||
WALMART, INC. | ||||
Ticker: WMT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Stephen J. Easterbrook | Management | For | For |
1b | Elect Director Timothy P. Flynn | Management | For | For |
1c | Elect Director Sarah J. Friar | Management | For | For |
1d | Elect Director Carla A. Harris | Management | For | Against |
1e | Elect Director Thomas W. Horton | Management | For | For |
1f | Elect Director Marissa A. Mayer | Management | For | Against |
1g | Elect Director C. Douglas McMillon | Management | For | Against |
1h | Elect Director Gregory B. Penner | Management | For | Against |
1i | Elect Director Steven S Reinemund | Management | For | Against |
1j | Elect Director S. Robson Walton | Management | For | Against |
1k | Elect Director Steuart L. Walton | Management | For | Against |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
5 | Report on Race or Ethnicity Pay Gap | Shareholder | Against | For |
| ||||
WASTE MANAGEMENT, INC. | ||||
Ticker: WM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Bradbury H. Anderson - Withdrawn Resolution | Management | None | None |
1b | Elect Director Frank M. Clark, Jr. | Management | For | For |
1c | Elect Director James C. Fish, Jr. | Management | For | For |
1d | Elect Director Andres R. Gluski | Management | For | For |
1e | Elect Director Patrick W. Gross | Management | For | For |
1f | Elect Director Victoria M. Holt | Management | For | For |
1g | Elect Director Kathleen M. Mazzarella | Management | For | For |
1h | Elect Director John C. Pope | Management | For | For |
1i | Elect Director Thomas H. Weidemeyer | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Pro-rata Vesting of Equity Awards | Shareholder | Against | For |
| ||||
WELLS FARGO & COMPANY | ||||
Ticker: WFC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director John D. Baker, II | Management | For | Against |
1b | Elect Director Celeste A. Clark | Management | For | For |
1c | Elect Director Theodore F. Craver, Jr. | Management | For | For |
1d | Elect Director Elizabeth A. "Betsy" Duke | Management | For | For |
1e | Elect Director Donald M. James | Management | For | For |
1f | Elect Director Maria R. Morris | Management | For | For |
1g | Elect Director Karen B. Peetz | Management | For | For |
1h | Elect Director Juan A. Pujadas | Management | For | For |
1i | Elect Director James H. Quigley | Management | For | For |
1j | Elect Director Ronald L. Sargent | Management | For | For |
1k | Elect Director Timothy J. Sloan | Management | For | For |
1l | Elect Director Suzanne M. Vautrinot | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify KPMG LLP as Auditors | Management | For | Against |
4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | For |
5 | Reform Executive Compensation Policy with Social Responsibility | Shareholder | Against | Against |
6 | Report on Incentive-Based Compensation and Risks of Material Losses | Shareholder | Against | Against |
| ||||
WEST FRASER TIMBER CO.LTD, VANCOUVER | ||||
Ticker: | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST'-ONLY FOR RESOLUTION 3 AND 'IN FAVOR' OR 'ABSTAIN' ONLY FOR RESOLUTION NUMBERS-1.1 TO 1.10 AND 2. THANK YOU | Management | None | Did not vote |
1.1 | ELECTION OF DIRECTOR: HANK KETCHAM | Management | For | DNV |
1.2 | ELECTION OF DIRECTOR: REID E. CARTER | Management | For | DNV |
1.3 | ELECTION OF DIRECTOR: JOHN N. FLOREN | Management | For | DNV |
1.4 | ELECTION OF DIRECTOR: BRIAN G. KENNING | Management | For | DNV |
1.5 | ELECTION OF DIRECTOR: JOHN K. KETCHAM | Management | For | DNV |
1.6 | ELECTION OF DIRECTOR: GERALD J. MILLER | Management | For | DNV |
1.7 | ELECTION OF DIRECTOR: ROBERT L. PHILLIPS | Management | For | DNV |
1.8 | ELECTION OF DIRECTOR: JANICE G. RENNIE | Management | For | DNV |
1.9 | ELECTION OF DIRECTOR: TED SERAPHIM | Management | For | DNV |
1.10 | ELECTION OF DIRECTOR: GILLIAN D. WINCKLER | Management | For | DNV |
2 | TO APPOINT PRICEWATERHOUSECOOPERS LLP, CHARTERED PROFESSIONAL ACCOUNTANTS, AS AUDITOR OF THE COMPANY FOR THE ENSUING YEAR AT THE REMUNERATION TO BE FIXED BY THE BOARD OF DIRECTORS OF THE COMPANY | Management | For | DNV |
3 | ADVISORY RESOLUTION ON THE COMPANY'S APPROACH TO EXECUTIVE COMPENSATION (SAY ON PAY) | Management | For | DNV |
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WESTROCK COMPANY | ||||
Ticker: WRK | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Timothy J. Bernlohr | Management | For | For |
1b | Elect Director J. Powell Brown | Management | For | For |
1c | Elect Director Michael E. Campbell | Management | For | For |
1d | Elect Director Terrell K. Crews | Management | For | For |
1e | Elect Director Russell M. Currey | Management | For | For |
1f | Elect Director John A. Luke, Jr. | Management | For | For |
1g | Elect Director Gracia C. Martore | Management | For | For |
1h | Elect Director James E. Nevels | Management | For | For |
1i | Elect Director Timothy H. Powers | Management | For | For |
1j | Elect Director Steven C. Voorhees | Management | For | For |
1k | Elect Director Bettina M. Whyte | Management | For | For |
1l | Elect Director Alan D. Wilson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
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WEX INC. | ||||
Ticker: WEX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect John E. Bachman | Management | For | For |
2 | Elect Regina Sommer | Management | For | For |
3 | Elect Jack VanWoerkom | Management | For | For |
4 | Advisory Vote on Executive Compensation | Management | For | For |
5 | Ratification of Auditor | Management | For | For |
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WHITING PETROLEUM CORPORATION | ||||
Ticker: WLL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Reverse Stock Split and Reduce Shares Authorized | Management | For | For |
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WHITING PETROLEUM CORPORATION | ||||
Ticker: WLL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William N. Hahne | Management | For | For |
1.2 | Elect Director Bradley J. Holly | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
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WORKDAY, INC. | ||||
Ticker: WDAY | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Aneel Bhusri | Management | For | For |
1.2 | Elect David A. Duffield | Management | For | For |
1.3 | Elect Lee J. Styslinger III | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Advisory Vote on Executive Compensation | Management | For | For |
4 | Approval of Limits on Awards to Non-Employee Directors under the 2012 Equity Incentive Plan | Management | For | Against |
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XL GROUP LTD | ||||
Ticker: XL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1. | To approve the Agreement and Plan of Merger, by and among XL Group Ltd, AXA SA and Camelot Holdings Ltd., the statutory merger agreement required in accordance with Section 105 of the Bermuda Companies Act 1981, as amended, and the merger of Camelot Holdi | Management | For | For |
2. | On an advisory (non-binding) basis, to approve the compensation that may be paid or become payable to XL's named executive officers in connection with the merger. | Management | For | For |
3. | To approve an adjournment of the special general meeting, if necessary or appropriate, to solicit additional proxies, in the event that there are insufficient votes to approve Proposal 1 at the special general meeting. | Management | For | For |
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XL GROUP LTD | ||||
Ticker: XL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Advisory Vote on Golden Parachutes | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
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XYLEM INC. | ||||
Ticker: XYL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Jeanne Beliveau-Dunn | Management | For | For |
1b | Elect Director Curtis J. Crawford | Management | For | For |
1c | Elect Director Patrick K. Decker | Management | For | For |
1d | Elect Director Robert F. Friel | Management | For | For |
1e | Elect Director Victoria D. Harker | Management | For | For |
1f | Elect Director Sten E. Jakobsson | Management | For | For |
1g | Elect Director Steven R. Loranger | Management | For | For |
1h | Elect Director Surya N. Mohapatra | Management | For | For |
1i | Elect Director Jerome A. Peribere | Management | For | For |
1j | Elect Director Markos I. Tambakeras | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | For |
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YANDEX N.V. | ||||
Ticker: YNDX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Extension of Term of Preparation of the 2017 Statutory Annual Accounts | Management | For | For |
2 | Accounts and Reports | Management | For | For |
3 | Ratification of Board Acts | Management | For | For |
4 | Elect John Boynton | Management | For | For |
5 | Elect Esther Dyson | Management | For | For |
6 | Elect Ilya A. Strebulaev | Management | For | For |
7 | Authority to Cancel Shares | Management | For | For |
8 | Appointment of Auditor | Management | For | For |
9 | Authority to Issue Shares w/ Preemptive Rights | Management | For | For |
10 | Authority to Exclude Preemptive Rights | Management | For | For |
11 | Authority to Repurchase Shares | Management | For | For |
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ZEBRA TECHNOLOGIES CORPORATION | ||||
Ticker: ZBRA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Chirantan J. Desai | Management | For | For |
1.2 | Elect Richard L. Keyser | Management | For | For |
1.3 | Elect Ross W. Manire | Management | For | For |
2 | Advisory Vote on Executive Compensation | Management | For | For |
3 | Approval of the 2018 Long-Term Incentive Plan | Management | For | For |
4 | Ratification of Auditor | Management | For | For |
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ZILLOW GROUP, INC. | ||||
Ticker: ZG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Erik Blachford | Management | For | Withhold |
1.2 | Elect Spencer M. Rascoff | Management | For | For |
1.3 | Elect Gordon Stephenson | Management | For | For |
2 | Advisory Vote on Executive Compensation | Management | For | For |
3 | Ratification of Auditor | Management | For | For |
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ZOETIS INC. | ||||
Ticker: ZTS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Sanjay Khosla | Management | For | For |
1.2 | Elect Director Willie M. Reed | Management | For | For |
1.3 | Elect Director Linda Rhodes | Management | For | For |
1.4 | Elect Director William C. Steere, Jr. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
Franklin K2 Global Macro Opportunities Fund
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
Franklin K2 Long Short Credit Fund-Master
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DELL TECHNOLOGIES INC. | ||||
Ticker: DVMT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director: David W. Dorman | Management | FOR | FOR |
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DELL TECHNOLOGIES INC. | ||||
Ticker: DVMT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.2 | Elect Director: William D. Green | Management | FOR | FOR |
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DELL TECHNOLOGIES INC. | ||||
Ticker: DVMT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.3 | Elect Director: Ellen J. Kullman | Management | FOR | FOR |
2 | Ratification of Auditor (Pricewaterhouse Coopers LLP) | Management | FOR | FOR |
3 | Advisory Vote on Executive Compensation | Management | FOR | FOR |
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POSTMEDIA NETWORK CANADA CORP. | ||||
Ticker: PCDAF | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director 1 - Paul Godfrey | Management | For | For |
1 | Elect Director 2 - Janet Ecker | Management | For | For |
1 | Elect Director 3 - Wendy Henkelman | Management | For | For |
1 | Elect Director 4- Mary Junck | Management | For | For |
1 | Elect Director 5 - David Pecker | Management | For | For |
1 | Elect Director 6 - Daniel Rotstein | Management | For | For |
1 | Elect Director 7 - Graham Savage | Management | For | For |
1 | Elect Director 8 - Peter Sharpe | Management | For | For |
2 | Ratify Appointment of Independent Auditors | Management | For | For |
Franklin Pelagos Commodities Strategy Fund
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant) Franklin Alternative Strategies Funds
By (Signature and Title)* /s/ Matthew T. Hinkle _____
Matthew T. Hinkle,
Chief Executive Officer – Finance and Administration
Date August 28, 2018
* Print the name and title of each signing officer under his or her signature.