UNITED STATES |
SECURITIES AND EXCHANGE COMMISSION |
Washington, DC 20549 |
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FORM N-PX |
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ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY |
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Investment Company Act file number811-22641 |
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Franklin Alternative Strategies Funds |
(Exact name of registrant as specified in charter) |
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One Franklin Parkway, San Mateo, CA 94403-1906 |
(Address of principal executive offices) (Zip code) |
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Craig S. Tyle, One Franklin Parkway, San Mateo, CA 94403-1906 |
(Name and address of agent for service) |
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Registrant's telephone number, including area code:(650) 312-2000 |
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Date of fiscal year end: 5/31 |
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Date of reporting period: 6/30/19 |
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Item 1. Proxy Voting Records. |
Franklin K2 Alternative Strategies Fund-Master
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ABBOTT LABORATORIES | ||||
Ticker: ABT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.001 | Elect Robert J. Alpern | Management | For | For |
1.002 | Elect Roxanne S. Austin | Management | For | For |
1.003 | Elect Sally E. Blount | Management | For | For |
1.004 | Elect Michelle A. Kumbier | Management | For | For |
1.005 | Elect Edward M. Liddy | Management | For | For |
1.006 | Elect Nancy McKinstry | Management | For | For |
1.007 | Elect Phebe N. Novakovic | Management | For | For |
1.008 | Elect William A. Osborn | Management | For | For |
1.009 | Elect Samuel C. Scott III | Management | For | For |
1.010 | Elect Daniel J. Starks | Management | For | For |
1.011 | Elect John G. Stratton | Management | For | For |
1.012 | Elect Glenn F. Tilton | Management | For | For |
1.013 | Elect Miles D. White | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Advisory Vote on Executive Compensation | Management | For | For |
4 | Shareholder Proposal Regarding Independent Board Chair | Shareholder | Against | Against |
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ABBVIE INC. | ||||
Ticker: ABBV | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William H.L. Burnside | Management | For | For |
1.2 | Elect Director Brett J. Hart | Management | For | For |
1.3 | Elect Director Edward J. Rapp | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Eliminate Supermajority Vote Requirement for Amendments to the By-Law and Certificate of Incorporation | Management | For | For |
5 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
6 | Report on Integrating Risks Related to Drug Pricing into Senior Executive Compensation | Shareholder | Against | Against |
7 | Require Independent Board Chairman | Shareholder | Against | For |
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ACCENTURE PLC | ||||
Ticker: | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Jaime Ardila Gomez | Management | For | For |
2 | Elect Herbert Hainer | Management | For | For |
3 | Elect Marjorie Magner | Management | For | For |
4 | Elect Nancy McKinstry | Management | For | For |
5 | Elect David P. Rowland (substitute nominee for Pierre Nanterme) | Management | For | For |
6 | Elect Gilles Pelisson | Management | For | For |
7 | Elect Paula A. Price | Management | For | For |
8 | Elect Venkata Renduchintala | Management | For | For |
9 | Elect Arun Sarin | Management | For | For |
10 | Elect Frank Kui Tang | Management | For | For |
11 | Elect Tracey T. Travis | Management | For | For |
12 | Advisory Vote on Executive Compensation | Management | For | For |
13 | Ratification of Auditor | Management | For | For |
14 | Authority to Issue Shares w/ Preemptive Rights | Management | For | For |
15 | Authority to Issue Shares w/o Preemptive Rights | Management | For | For |
16 | Issuance of Treasury Shares | Management | For | For |
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ACCENTURE PLC | ||||
Ticker: ACN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Jaime Ardila | Management | For | For |
1b | Elect Director Herbert Hainer | Management | For | For |
1c | Elect Director Marjorie Magner | Management | For | For |
1d | Elect Director Nancy McKinstry | Management | For | For |
1e | Elect Director David P. Rowland | Management | For | For |
1f | Elect Director Gilles C. Pelisson | Management | For | For |
1g | Elect Director Paula A. Price | Management | For | For |
1h | Elect Director Venkata (Murthy) Renduchintala | Management | For | For |
1i | Elect Director Arun Sarin | Management | For | For |
1j | Elect Director Frank K. Tang | Management | For | For |
1k | Elect Director Tracey T. Travis | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights | Management | For | For |
5 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
6 | Determine the Price Range at which Accenture Plc can Re-issue Shares that it Acquires as Treasury Stock | Management | For | For |
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ADOBE INC. | ||||
Ticker: | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Amy L. Banse | Management | For | For |
2 | Elect Frank A. Calderoni | Management | For | For |
3 | Elect James E. Daley | Management | For | For |
4 | Elect Laura B. Desmond | Management | For | For |
5 | Elect Charles M. Geschke | Management | For | For |
6 | Elect Shantanu Narayen | Management | For | For |
7 | Elect Kathleen Oberg | Management | For | For |
8 | Elect Dheeraj Pandey | Management | For | For |
9 | Elect David A. Ricks | Management | For | For |
10 | Elect Daniel Rosensweig | Management | For | For |
11 | Elect John E. Warnock | Management | For | For |
12 | 2019 Equity Incentive Plan | Management | For | For |
13 | Ratification of Auditor | Management | For | For |
14 | Advisory Vote on Executive Compensation | Management | For | For |
15 | Shareholder Proposal Regarding Median Gender Pay Equity Report | Shareholder | Against | Against |
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ADVANCED DISPOSAL SERVICES INC. | ||||
Ticker: ADSW | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | To adopt the Agreement and Plan of Merger (as may be amended from time to time, the merger agreement), dated as of April 14, 2019, by and among Advanced Disposal Services, Inc. (Advanced Disposal), Waste Management, Inc. and Everglades Merger Sub Inc. (Me | Management | For | For |
2 | To approve, on a non-binding advisory basis, specified compensation that may be paid or become payable to Advanced Disposal's named executive officers in connection with the merger and contemplated by the merger agreement. | Management | For | For |
3 | To approve one or more adjournments of the special meeting, if necessary or appropriate, to solicit additional proxies if there are insufficient votes at the time of the special meeting to approve the proposal to adopt the merger agreement. | Management | For | For |
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ADVANCED MICRO DEVICES, INC. | ||||
Ticker: | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect John E. Caldwell | Management | For | For |
2 | Elect Nora M. Denzel | Management | For | For |
3 | Elect D. Mark Durcan | Management | For | For |
4 | Elect Joseph A. Householder | Management | For | For |
5 | Elect John W. Marren | Management | For | For |
6 | Elect Lisa T. Su | Management | For | For |
7 | Elect Abhijit Y. Talwalkar | Management | For | For |
8 | Ratification of Auditor | Management | For | For |
9 | Approval of Amendment to the 2004 Equity Incentive Plan | Management | For | For |
10 | Advisory Vote on Executive Compensation | Management | For | For |
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AEGLEA BIOTHERAPEUTICS INC | ||||
Ticker: AGLE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amendment to the 2016 Equity Incentive Plan | Management | For | Against |
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AERIE PHARMACEUTICALS INC | ||||
Ticker: AERI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.001 | Elect Gerald D. Cagle | Management | For | For |
1.002 | Elect Richard Croarkin | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Advisory Vote on Executive Compensation | Management | For | For |
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AFLAC INCORPORATED | ||||
Ticker: AFL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Daniel P. Amos | Management | For | For |
1b | Elect Director W. Paul Bowers | Management | For | For |
1c | Elect Director Toshihiko Fukuzawa | Management | For | For |
1d | Elect Director Robert B. Johnson | Management | For | For |
1e | Elect Director Thomas J. Kenny | Management | For | For |
1f | Elect Director Georgette D. Kiser | Management | For | For |
1g | Elect Director Karole F. Lloyd | Management | For | For |
1h | Elect Director Joseph L. Moskowitz | Management | For | For |
1i | Elect Director Barbara K. Rimer | Management | For | For |
1j | Elect Director Katherine T. Rohrer | Management | For | For |
1k | Elect Director Melvin T. Stith | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify KPMG LLP as Auditor | Management | For | For |
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AGIOS PHARMACEUTICALS INC | ||||
Ticker: AGIO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.001 | Elect Jacqualyn A. Fouse | Management | For | Withhold |
1.002 | Elect David Scadden | Management | For | For |
1.003 | Elect David P. Schenkein | Management | For | For |
2 | Advisory Vote on Executive Compensation | Management | For | For |
3 | Ratification of Auditor | Management | For | For |
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AILERON THERAPEUTICS INC | ||||
Ticker: ALRN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.001 | Elect Nolan Sigal | Management | For | Withhold |
2 | Ratification of Auditor | Management | For | For |
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ALEXION PHARMACEUTICALS INC. | ||||
Ticker: ALXN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.001 | Elect Felix J. Baker | Management | For | For |
1.002 | Elect David R. Brennan | Management | For | For |
1.003 | Elect Christopher J. Coughlin | Management | For | For |
1.004 | Elect Deborah Dunsire | Management | For | For |
1.005 | Elect Paul A. Friedman | Management | For | Withhold |
1.006 | Elect Ludwig N. Hantson | Management | For | For |
1.007 | Elect John T. Mollen | Management | For | For |
1.008 | Elect Francois Nader | Management | For | For |
1.009 | Elect Judith A. Reinsdorf | Management | For | For |
1.010 | Elect Andreas Rummelt | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Advisory Vote on Executive Compensation | Management | For | Against |
4 | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | Shareholder | Against | Against |
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ALIBABA GROUP HOLDING LIMITED | ||||
Ticker: | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Joseph Chung Tsai | Management | For | Against |
2 | Elect J. Michael Evans | Management | For | For |
3 | Elect Eric Xiandong Jing | Management | For | For |
4 | Elect Borje E. Ekholm | Management | For | For |
5 | Appointment of Auditor | Management | For | For |
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ALIBABA GROUP HOLDING LIMITED | ||||
Ticker: BABA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Election of Director to serve for a three year term: JOSEPH C. TSAI | Management | FOR | FOR |
2 | Election of Director to serve for a three year term: J. MICHAEL EVANS | Management | FOR | FOR |
3 | Election of Director to serve for a three year term: ERIC XIANDONG JING | Management | FOR | FOR |
4 | Election of Director to serve for a three year term: BORJE E. EKHOLM | Management | FOR | FOR |
5 | Ratify the appointment of PricewaterhouseCoopers as the independent registered public accounting firm of the Company. | Management | FOR | FOR |
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ALIGN TECHNOLOGY, INC. | ||||
Ticker: ALGN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Kevin J. Dallas | Management | For | For |
2 | Elect Joseph M. Hogan | Management | For | For |
3 | Elect Joseph Lacob | Management | For | For |
4 | Elect C. Raymond Larkin, Jr. | Management | For | For |
5 | Elect George J. Morrow | Management | For | For |
6 | Elect Thomas M. Prescott | Management | For | For |
7 | Elect Andrea L. Saia | Management | For | For |
8 | Elect Greg J. Santora | Management | For | For |
9 | Elect Susan E. Siegel | Management | For | For |
10 | Elect Warren S. Thaler | Management | For | For |
11 | Ratification of Auditor | Management | For | For |
12 | Advisory Vote on Executive Compensation | Management | For | Against |
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ALLERGAN PLC | ||||
Ticker: AGN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Nesli Basgoz | Management | For | For |
1b | Elect Director Joseph H. Boccuzi | Management | For | For |
1c | Elect Director Christopher W. Bodine | Management | For | For |
1d | Elect Director Adriane M. Brown | Management | For | For |
1e | Elect Director Christopher J. Coughlin | Management | For | For |
1f | Elect Director Carol Anthony (John) Davidson | Management | For | For |
1g | Elect Director Thomas C. Freyman | Management | For | For |
1h | Elect Director Michael E. Greenberg | Management | For | For |
1i | Elect Director Robert J. Hugin | Management | For | For |
1j | Elect Director Peter J. McDonnell | Management | For | For |
1k | Elect Director Brenton L. Saunders | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Authorize Issue of Equity | Management | For | For |
5a | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
5b | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
6 | Require Independent Board Chairman | Shareholder | Against | For |
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ALLERGAN PLC | ||||
Ticker: AGN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Nesli Basgoz | Management | For | For |
1b | Elect Director Joseph H. Boccuzi | Management | For | For |
1c | Elect Director Christopher W. Bodine | Management | For | For |
1d | Elect Director Adriane M. Brown | Management | For | For |
1e | Elect Director Christopher J. Coughlin | Management | For | For |
1f | Elect Director Carol Anthony (John) Davidson | Management | For | For |
1g | Elect Director Thomas C. Freyman | Management | For | For |
1h | Elect Director Michael E. Greenberg | Management | For | For |
1i | Elect Director Robert J. Hugin | Management | For | For |
1j | Elect Director Peter J. McDonnell | Management | For | For |
1k | Elect Director Brenton L. Saunders | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Authorize Issue of Equity | Management | For | For |
5a | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
5b | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
6 | Require Independent Board Chairman | Shareholder | Against | Against |
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ALLOGENE THERAPEUTICS INC | ||||
Ticker: ALLO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Arie S. Belldegrun | Management | For | For |
2 | Elect David Bonderman | Management | For | For |
3 | Elect David Chang | Management | For | For |
4 | Ratification of Auditor | Management | For | For |
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ALPHABET INC. | ||||
Ticker: | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Larry Page | Management | For | For |
1.2 | Elect Sergey Brin | Management | For | For |
1.3 | Elect John L. Hennessy | Management | For | For |
1.4 | Elect L. John Doerr | Management | For | For |
1.5 | Elect Roger W. Ferguson, Jr. | Management | For | For |
1.6 | Elect Ann Mather | Management | For | For |
1.7 | Elect Alan R. Mulally | Management | For | For |
1.8 | Elect Sundar Pichai | Management | For | For |
1.9 | Elect K. Ram Shriram | Management | For | For |
1.10 | Elect Robin L. Washington | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Amendment to the 2012 Stock Plan | Management | For | For |
4 | Shareholder Proposal Regarding Recapitalization | Shareholder | Against | For |
5 | Shareholder Proposal Regarding Policy on Inequitable Employment Practices | Shareholder | Against | Against |
6 | Shareholder Proposal Regarding Formation of a Societal Risk Oversight Committee | Shareholder | Against | Against |
7 | Shareholder Proposal Regarding Preparation of Sexual Harassment Report | Shareholder | Against | Against |
8 | Shareholder Proposal Regarding Majority Vote for Election of Directors | Shareholder | Against | For |
9 | Shareholder Proposal Regarding Median Gender Pay Equity Report | Shareholder | Against | Against |
10 | Shareholder Proposal Regarding Strategic Alternatives Committee | Shareholder | Against | Against |
11 | Shareholder Proposal Regarding Employee Representative Director | Shareholder | Against | Against |
12 | Shareholder Proposal Regarding Simple Majority Vote | Shareholder | Against | Against |
13 | Shareholder Proposal Regarding Linking Executive Pay to Sustainability | Shareholder | Against | Against |
14 | Shareholder Proposal Regarding Human Rights Assessment on Impacts of Censored Google Search in China | Shareholder | Against | Against |
15 | Shareholder Proposal Regarding Clawback Policy | Shareholder | Against | For |
16 | Shareholder Proposal Regarding a Report on the Efficacy of Enforcement of Content Policies | Shareholder | Against | Against |
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ALPHABET INC. | ||||
Ticker: GOOGL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Election of Directors: Larry Page | Management | FOR | FOR |
1 | Election of Directors: Sergey Brin | Management | FOR | FOR |
1 | Election of Directors: John L. Hennessy | Management | FOR | FOR |
1 | Election of Directors: L. John Doerr | Management | FOR | FOR |
1 | Election of Directors: Roger W. Ferguson, Jr. | Management | FOR | FOR |
1 | Election of Directors: Ann Mather | Management | FOR | FOR |
1 | Election of Directors: Alan R. Mulally | Management | FOR | FOR |
1 | Election of Directors: Sundar Pichai | Management | FOR | FOR |
1 | Election of Directors: K. Ram Shriram | Management | FOR | FOR |
1 | Election of Directors: Robin L. Washington | Management | FOR | FOR |
2 | Ratification of the appointment of Ernst & Young LLP as Alphabet's independent registered public accounting firm for the fiscal year ending December 31, 2019. | Management | FOR | FOR |
3 | The amendment and restatement of Alphabet's 2012 Stock Plan to increase the share reserve by 3,000,000 shares of Class C capital stock. | Management | FOR | FOR |
4 | A stockholder proposal regarding equal shareholder voting, if properly presented at the meeting. | Shareholder | AGAINST | AGAINST |
5 | A stockholder proposal regarding inequitable employment practices, if properly presented at the meeting. | Shareholder | AGAINST | AGAINST |
6 | A stockholder proposal regarding the establishment of a societal risk oversight committee, if properly presented at the meeting. | Shareholder | AGAINST | AGAINST |
7 | A stockholder proposal regarding a report on sexual harassment risk management, if properly presented at the meeting. | Shareholder | AGAINST | AGAINST |
8 | A stockholder proposal regarding majority vote for the election of directors, if properly presented at the meeting. | Shareholder | AGAINST | AGAINST |
9 | A stockholder proposal regarding a report on gender pay, if properly presented at the meeting. | Shareholder | AGAINST | AGAINST |
10 | A stockholder proposal regarding strategic alternatives, if properly presented at the meeting. | Shareholder | AGAINST | AGAINST |
11 | A stockholder proposal regarding the nomination of an employee representative director, if properly presented at the meeting. | Shareholder | AGAINST | AGAINST |
12 | A stockholder proposal regarding simple majority vote, if properly presented at the meeting. | Shareholder | AGAINST | AGAINST |
13 | A stockholder proposal regarding a sustainability metrics report, if properly presented at the meeting. | Shareholder | AGAINST | AGAINST |
14 | A stockholder proposal regarding Google Search in China, if properly presented at the meeting. | Shareholder | AGAINST | AGAINST |
15 | A stockholder proposal regarding a clawback policy, if properly presented at the meeting. | Shareholder | AGAINST | AGAINST |
16 | A stockholder proposal regarding a report on content governance, if properly presented at the meeting. | Shareholder | AGAINST | AGAINST |
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ALTABA INC. | ||||
Ticker: AABA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Plan of Liquidation | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
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ALTRIA GROUP, INC. | ||||
Ticker: MO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John T. Casteen, III | Management | For | For |
1.2 | Elect Director Dinyar S. Devitre | Management | For | For |
1.3 | Elect Director Thomas F. Farrell, II | Management | For | For |
1.4 | Elect Director Debra J. Kelly-Ennis | Management | For | For |
1.5 | Elect Director W. Leo Kiely, III | Management | For | For |
1.6 | Elect Director Kathryn B. McQuade | Management | For | For |
1.7 | Elect Director George Munoz | Management | For | For |
1.8 | Elect Director Mark E. Newman | Management | For | For |
1.9 | Elect Director Nabil Y. Sakkab | Management | For | For |
1.10 | Elect Director Virginia E. Shanks | Management | For | For |
1.11 | Elect Director Howard A. Willard, III | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Reduce Nicotine Levels in Tobacco Products | Shareholder | Against | Against |
5 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
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AMAZON.COM, INC. | ||||
Ticker: | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Jeffrey P. Bezos | Management | For | For |
2 | Elect Rosalind G. Brewer | Management | For | For |
3 | Elect Jamie S. Gorelick | Management | For | For |
4 | Elect Daniel P. Huttenlocher | Management | For | For |
5 | Elect Judith A. McGrath | Management | For | For |
6 | Elect Indra K. Nooyi | Management | For | For |
7 | Elect Jonathan J. Rubinstein | Management | For | For |
8 | Elect Thomas O. Ryder | Management | For | For |
9 | Elect Patricia Q. Stonesifer | Management | For | For |
10 | Elect Wendell P. Weeks | Management | For | Against |
11 | Ratification of Auditor | Management | For | For |
12 | Advisory Vote on Executive Compensation | Management | For | For |
13 | Shareholder Proposal Regarding Report on Food Waste | Shareholder | Against | Against |
14 | Shareholder Proposal Regarding Right to Call Special Meetings | Shareholder | Against | For |
15 | Shareholder Proposal Regarding Ban on Government Use of Facial Recognition Technology | Shareholder | Against | Against |
16 | Shareholder Proposal Regarding the Human Rights Impacts of Facial Recognition Technology | Shareholder | Against | Against |
17 | Shareholder Proposal Regarding Report on Hate Speech and Sale of Offensive Products | Shareholder | Against | Against |
18 | Shareholder Proposal Regarding Independent Chair | Shareholder | Against | Against |
19 | Shareholder Proposal Regarding Preparation of Sexual Harassment Report | Shareholder | Against | Against |
20 | Shareholder Proposal Regarding Climate Change Report | Shareholder | Against | Against |
21 | Shareholder Proposal Regarding Disclosure of Board Qualifications | Shareholder | Against | Against |
22 | Shareholder Proposal Regarding Median Gender Pay Equity Report | Shareholder | Against | Against |
23 | Shareholder Proposal Regarding Linking Executive Pay to Sustainability and Diversity | Shareholder | Against | Against |
24 | Shareholder Proposal Regarding Counting Abstentions | Shareholder | Against | Against |
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AMER SPORTS CORPORATION | ||||
Ticker: | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE R | Management | None | DNV |
CMMT | A POA IS NEEDED TO APPOINT OWN REPRESENTATIVE BUT IS NOT NEEDED IF A FINNISH-SUB/BANK IS APPOINTED EXCEPT IF THE SHAREHOLDER IS FINNISH THEN A POA WOULD-STILL BE REQUIRED. | Management | None | DNV |
1 | OPENING OF THE MEETING | Management | None | DNV |
2 | CALLING THE MEETING TO ORDER | Management | None | DNV |
3 | ELECTION OF PERSONS TO SCRUTINIZE THE MINUTES AND TO SUPERVISE THE COUNTING-OF VOTES | Management | None | DNV |
4 | RECORDING THE LEGALITY OF THE MEETING | Management | None | DNV |
5 | RECORDING THE ATTENDANCE AT THE MEETING AND THE LIST OF VOTES | Management | None | DNV |
6 | RESOLUTION ON THE AMENDMENT OF THE ARTICLES OF ASSOCIATION OF THE COMPANY: ARTICLE 11 | Management | For | For |
7 | RESOLUTION ON THE RIGHT OF THE CURRENT MEMBERS OF THE BOARD OF DIRECTORS TO ACCEPT THE TENDER OFFER FOR THEIR SHARES | Management | For | For |
8 | CLOSING OF THE MEETING | Management | None | DNV |
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AMGEN, INC. | ||||
Ticker: AMGN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Wanda M. Austin | Management | For | For |
1.2 | Elect Director Robert A. Bradway | Management | For | For |
1.3 | Elect Director Brian J. Druker | Management | For | For |
1.4 | Elect Director Robert A. Eckert | Management | For | For |
1.5 | Elect Director Greg C. Garland | Management | For | For |
1.6 | Elect Director Fred Hassan | Management | For | For |
1.7 | Elect Director Rebecca M. Henderson | Management | For | For |
1.8 | Elect Director Charles M. Holley, Jr. | Management | For | For |
1.9 | Elect Director Tyler Jacks | Management | For | For |
1.10 | Elect Director Ellen J. Kullman | Management | For | For |
1.11 | Elect Director Ronald D. Sugar | Management | For | For |
1.12 | Elect Director R. Sanders Williams | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
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AMICUS THERAPEUTICS INC | ||||
Ticker: FOLD | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.001 | Elect John F. Crowley | Management | For | For |
1.002 | Elect Margaret G. McGlynn | Management | For | For |
1.003 | Elect Michael Raab | Management | For | For |
1.004 | Elect Glenn Sblendorio | Management | For | For |
2 | Amendment to the 2007 Equity Incentive Plan | Management | For | For |
3 | Ratification of Auditor | Management | For | For |
4 | Advisory Vote on Executive Compensation | Management | For | For |
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AMUNDI SA | ||||
Ticker: AMUN FP | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE OPTIONS ARE "FOR" AND "AGAINST" A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST" VOTE. | Management | TNA | TNA |
2 | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED INTERMEDIARY, THE GLOBAL CUSTO | Management | TNA | TNA |
3 | IN CASE AMENDMENTS OR NEW RESOLUTIONS ARE PRESENTED DURING THE MEETING, YOUR VOTE WILL DEFAULT TO 'ABSTAIN'. SHARES CAN ALTERNATIVELY BE PASSED TO THE CHAIRMAN OR A NAMED THIRD PARTY TO VOTE ON ANY SUCH ITEM RAISED. SHOULD YOU WISH TO PASS CONTROL OF YOUR | Management | TNA | TNA |
4 | 29 APR 2019: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY CLICKING ON THE MATERIAL URL LINK: https://www.journal-officiel.gouv.fr/publications/balo/pdf/2019/0408/201904081900912.pdf AND https://www.journal-officiel.gouv.fr/pub | Management | TNA | TNA |
5 | APPROVAL OF THE CORPORATE FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR 2018 | Management | FOR | FOR |
6 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR 2018 | Management | FOR | FOR |
7 | ALLOCATION OF INCOME FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2018 AND PAYMENT OF THE DIVIDEND | Management | FOR | FOR |
8 | APPROVAL OF THE AGREEMENTS AND COMMITMENTS SUBJECT TO THE PROVISIONS OF ARTICLES L. 225-38 AND FOLLOWING OF THE FRENCH COMMERCIAL CODE | Management | FOR | FOR |
9 | APPROVAL OF THE FIXED, VARIABLE AND EXCEPTIONAL COMPONENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ALL KINDS PAID OR AWARDED TO MR. YVES PERRIER, CHIEF EXECUTIVE OFFICER, FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2018 | Management | FOR | FOR |
10 | APPROVAL OF THE PRINCIPLES AND CRITERIA FOR DETERMINING, DISTRIBUTING AND ALLOCATING THE FIXED, VARIABLE AND EXCEPTIONAL COMPONENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ALL KINDS, ATTRIBUTABLE TO THE CHIEF EXECUTIVE OFFICER, FOR THE FINANCIAL | Management | FOR | FOR |
11 | APPROVAL OF THE PRINCIPLES AND CRITERIA FOR DETERMINING, DISTRIBUTING AND ALLOCATING THE FIXED, VARIABLE AND EXCEPTIONAL COMPONENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ALL KINDS, ATTRIBUTABLE TO THE CHAIRMAN OF THE BOARD OF DIRECTORS, FOR THE | Management | FOR | FOR |
12 | VIEW OF THE OVERALL COMPENSATIONS PAID DURING THE PAST FINANCIAL YEAR TO THE EXECUTIVE OFFICERS WITHIN THE MEANING OF ARTICLE L.511-13 OF THE FRENCH MONETARY AND FINANCIAL CODE AND TO THE CATEGORIES OF PERSONNEL IDENTIFIED WITHIN THE MEANING OF ARTICLE L. | Management | FOR | FOR |
13 | RATIFICATION OF THE CO-OPTATION OF MR. WILLIAM KADOUCH-CHASSAING AS DIRECTOR | Management | FOR | FOR |
14 | RENEWAL OF THE TERM OF OFFICE OF MRS. VIRGINIE CAYATTE AS DIRECTOR | Management | FOR | FOR |
15 | RENEWAL OF THE TERM OF OFFICE OF MR. ROBERT LEBLANC AS DIRECTOR | Management | FOR | FOR |
16 | RENEWAL OF THE TERM OF OFFICE OF MR. XAVIER MUSCA AS DIRECTOR | Management | FOR | FOR |
17 | RENEWAL OF THE TERM OF OFFICE OF MR. YVES PERRIER AS DIRECTOR | Management | FOR | FOR |
18 | RENEWAL OF THE TERM OF OFFICE OF PRICEWATERHOUSECOOPERS AUDIT FIRM AS PRINCIPAL STATUTORY AUDITOR | Management | FOR | FOR |
19 | NON-RENEWAL OF THE TERM OF OFFICE OF MR. ETIENNE BORIS AS DEPUTY STATUTORY AUDITOR | Management | FOR | FOR |
20 | AUTHORIZATION TO BE GRANTED TO THE BOARD OF DIRECTORS TO TRADE IN THE COMPANY'S SHARES | Management | FOR | FOR |
21 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO DECIDE TO INCREASE THE CAPITAL OF THE COMPANY OR OF ANOTHER COMPANY BY ISSUING SHARES AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL IMMEDIATELY OR IN THE FUTURE, WITH RETEN | Management | FOR | FOR |
22 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO DECIDE TO INCREASE THE CAPITAL OF THE COMPANY OR OF ANOTHER COMPANY BY ISSUING SHARES AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL IMMEDIATELY OR IN THE FUTURE, WITH CANCE | Management | FOR | FOR |
23 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO DECIDE TO INCREASE THE CAPITAL OF THE COMPANY OR OF ANOTHER COMPANY BY ISSUING SHARES AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL IMMEDIATELY OR IN THE FUTURE, WITH CANCE | Management | FOR | FOR |
24 | POSSIBILITY OF ISSUING SHARES AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS IMMEDIATELY OR IN THE FUTURE TO SHARES TO BE ISSUED BY THE COMPANY IN CONSIDERATION FOR CONTRIBUTIONS IN KIND CONSISTING OF EQUITY SECURITIES OR TRANSFERABLE SECURITIES GRANTING | Management | FOR | FOR |
25 | DETERMINATION OF THE ISSUE PRICE, WITHIN THE LIMIT OF 10% OF THE CAPITAL PER YEAR, IN THE CONTEXT OF AN INCREASE OF THE SHARE CAPITAL BY ISSUING EQUITY SECURITIES WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT | Management | FOR | FOR |
26 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO DECIDE TO INCREASE THE SHARE CAPITAL BY CAPITALIZING PREMIUMS, RESERVES, PROFITS OR ANY OTHER AMOUNTS | Management | FOR | FOR |
27 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO INCREASE THE NUMBER OF SECURITIES TO BE ISSUED IN THE EVENT OF A CAPITAL INCREASE WITH RETENTION OR CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT | Management | FOR | FOR |
28 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO PROCEED WITH CAPITAL INCREASES RESERVED FOR MEMBERS OF A SAVINGS PLAN WITH CANCELLATION OF THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHT | Management | FOR | FOR |
29 | AUTHORIZATION TO BE GRANTED TO THE BOARD OF DIRECTORS TO PROCEED WITH ALLOTMENTS OF EXISTING OR TO BE ISSUED PERFORMANCE SHARES FOR THE BENEFIT OF SALARIED EMPLOYEES AND CORPORATE OFFICERS OF THE GROUP OR SOME OF THEM | Management | FOR | FOR |
30 | AUTHORIZATION TO BE GRANTED TO THE BOARD OF DIRECTORS TO REDUCE THE SHARE CAPITAL BY CANCELLING TREASURY SHARES | Management | FOR | FOR |
31 | POWERS TO CARRY OUT FORMALITIES | Management | FOR | FOR |
| ||||
ANAPTYSBIO INC | ||||
Ticker: ANAB | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.001 | Elect Hamza Suria | Management | For | For |
1.002 | Elect J. Anthony Ware | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Advisory Vote on Executive Compensation | Management | For | For |
4 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
| ||||
ANDEAVOR | ||||
Ticker: ANDV | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1. | To adopt the Agreement and Plan of Merger, dated as of April 29, 2018, among Andeavor, Marathon Petroleum Corporation, Mahi Inc. and Mahi LLC, as such agreement may be amended from time to time, which is referred to as the merger agreement. | Management | For | For |
2. | To approve, by a non-binding advisory vote, certain compensation that may be paid or become payable to Andeavor's named executive officers that is based on or otherwise relates to the merger contemplated by the merger agreement. | Management | For | For |
3. | To adjourn the special meeting, if reasonably necessary to provide stockholders with any required supplement or amendment to the joint proxy statement/prospectus or to solicit additional proxies in the event there are not sufficient votes at the time of t | Management | For | For |
| ||||
ANDEAVOR | ||||
Ticker: ANDV | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Advisory Vote on Golden Parachutes | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
| ||||
ANIMA HOLDING S.P.A. | ||||
Ticker: ANIM IM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | TO AUTHORIZE THE PURCHASE AND DISPOSAL OF OWN SHARES AS PER ART. 2357 AND 2357-TER OF THE ITALIAN CIVIL CODE AND ART.132 OF THE CONSOLIDATED FINANCE ACT (TUF). RESOLUTIONS RELATED THERETO | Management | FOR | FOR |
2 | TO APPOINT ONE DIRECTOR: VLADIMIRO CECI | Management | FOR | FOR |
3 | PLEASE NOTE THAT THE ITALIAN LANGUAGE AGENDA IS AVAILABLE BY CLICKING ON THE URL LINK: HTTPS://MATERIALS.PROXYVOTE.COM/APPROVED/99999Z/19840101/NPS_376619.PDF | Management | TNA | TNA |
4 | 04 DEC 2018: PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF DIRECTOR NAME FOR RESOLUTION 2. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Management | TNA | TNA |
5 | 04 DEC 2018: PLEASE NOTE THAT THE BOARD DOES NOT MAKE ANY RECOMMENDATION ON RESOLUTION 2. THANK YOU | Management | TNA | TNA |
| ||||
ANIMA HOLDING S.P.A. | ||||
Ticker: ANIM IM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | PLEASE NOTE THAT THE ITALIAN LANGUAGE AGENDA IS AVAILABLE BY CLICKING ON THE URL LINK: HTTPS://MATERIALS.PROXYVOTE.COM/APPROVED/99999Z/19840101/NPS_383473.PDF | Management | TNA | TNA |
2 | BALANCE SHEET AS OF 31 DECEMBER 2018, BOARD OF DIRECTORS' REPORT, INTERNAL AND EXTERNAL AUDITORS' REPORTS. ALLOCATION OF THE NET YEAR PROFIT AND DIVIDEND DISTRIBUTION. RESOLUTIONS RELATED THERETO | Management | FOR | FOR |
3 | REWARDING REPORT AS PER ART. 123-TER OF LEGISLATIVE DECREE NO. 58/1998 ("TUF"). RESOLUTIONS RELATED THERETO | Management | FOR | FOR |
4 | TO AMEND ART. 13,14 AND 20 (BOARD OF DIRECTORS) OF THE BY-LAWS. RESOLUTIONS RELATED THERETO | Management | FOR | FOR |
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ANTHEM INC | ||||
Ticker: ANTM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Bahija Jallal | Management | For | For |
2 | Elect Elizabeth E. Tallett | Management | For | For |
3 | Ratification of Auditor | Management | For | For |
4 | Advisory Vote on Executive Compensation | Management | For | For |
5 | Repeal of Classified Board | Management | For | For |
6 | Shareholder Proposal Regarding Declassification of the Board | Shareholder | None | For |
| ||||
APELLIS PHARMACEUTICALS INC | ||||
Ticker: APLS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.001 | Elect A. Sinclair Dunlop | Management | For | For |
1.002 | Elect Alec Machiels | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Advisory Vote on Executive Compensation | Management | For | For |
4 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
| ||||
APPLE INC. | ||||
Ticker: AAPL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a. | Election of director: James Bell | Management | For | DNV |
1b. | Election of director: Tim Cook | Management | For | DNV |
1c. | Election of director: Al Gore | Management | For | DNV |
1d. | Election of director: Bob Iger | Management | For | DNV |
1e. | Election of director: Andrea Jung | Management | For | DNV |
1f. | Election of director: Art Levinson | Management | For | DNV |
1g. | Election of director: Ron Sugar | Management | For | DNV |
1h. | Election of director: Sue Wagner | Management | For | DNV |
2. | Ratification of the appointment of Ernst & Young LLP as Apple's independent registered public accounting firm for 2019 | Management | For | DNV |
3. | Advisory vote to approve executive compensation | Management | For | DNV |
4. | A shareholder proposal entitled "Shareholder Proxy Access Amendments" | Shareholder | Against | DNV |
5. | A shareholder proposal entitled "True Diversity Board Policy" | Shareholder | Against | DNV |
| ||||
APPLE, INC. | ||||
Ticker: AAPL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director James Bell | Management | For | For |
1b | Elect Director Tim Cook | Management | For | For |
1c | Elect Director Al Gore | Management | For | For |
1d | Elect Director Bob Iger | Management | For | For |
1e | Elect Director Andrea Jung | Management | For | For |
1f | Elect Director Art Levinson | Management | For | For |
1g | Elect Director Ron Sugar | Management | For | For |
1h | Elect Director Sue Wagner | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Proxy Access Amendments | Shareholder | Against | For |
5 | Disclose Board Diversity and Qualifications | Shareholder | Against | Against |
| ||||
ARGEN X SE | ||||
Ticker: ARGX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accounts and Reports | Management | For | For |
2 | Allocation of Losses | Management | For | For |
3 | Ratification of Board Acts | Management | For | For |
4 | Elect Joseph deBethizy to the Board of Directors | Management | For | For |
5 | Amendments to Stock Option Plan | Management | For | Against |
6 | Authority to Issue Stock Options | Management | For | Against |
7 | Authority to Issue Shares w/ Preemptive Rights | Management | For | For |
8 | Authority to Suppress Preemptive Rights | Management | For | For |
9 | Appointment of Auditor | Management | For | For |
| ||||
ARRIS INTERNATIONAL PLC | ||||
Ticker: ARRS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
C1. | Approve (with or without modification) a scheme of arrangement (the "Scheme") to be made between ARRIS International plc ("ARRIS") and the holders of the Scheme Shares (as defined in the Scheme). | Management | For | For |
G1. | Authorize, for the purpose of giving effect to the scheme of arrangement (the "Scheme") between ARRIS International plc ("ARRIS") and the holders of the Scheme Shares (as defined in the Scheme), the directors of ARRIS to take all such action as they may c | Management | For | For |
G2. | Approve, on an advisory, non-binding basis, the compensation to be paid or become payable to ARRIS's named executive officers in connection with the proposed acquisition by CommScope Holding Company, Inc. of all of the issued and to be issued ordinary sha | Management | For | For |
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ARRIS INTERNATIONAL PLC | ||||
Ticker: ARRS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Scheme of Arrangement | Management | For | For |
2 | Approve Matters Relating to the Offer | Management | For | For |
3 | Advisory Vote on Golden Parachutes | Management | For | For |
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ASCLETIS PHARMA INC | ||||
Ticker: 1672 HK | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
3 | Adoption of Share Option Scheme | Management | For | For |
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ASCLETIS PHARMA INC | ||||
Ticker: 1672 HK | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
3 | Accounts and Reports | Management | For | For |
4 | Elect Jason WU Jinzi | Management | For | For |
5 | Elect Judy WU Hejingdao | Management | For | For |
6 | Directors' Fees | Management | For | For |
7 | Appointment of Auditor and Authority to Set Fees | Management | For | For |
8 | Authority to Issue Shares w/o Preemptive Rights | Management | For | For |
9 | Authority to Repurchase Shares | Management | For | For |
10 | Authority to Issue Repurchased Shares | Management | For | For |
| ||||
ASML HOLDING N.V. | ||||
Ticker: | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accounts and Reports | Management | For | For |
2 | Allocation of Profits/Dividends | Management | For | For |
3 | Ratification of Management Board Acts | Management | For | For |
4 | Ratification of Supervisory Board Acts | Management | For | For |
5 | Amendments to Remuneration Policy | Management | For | For |
6 | Long Term Incentive Plan; Authority to Issue Shares | Management | For | For |
7 | Elect Gerard Kleisterlee to the Supervisory Board | Management | For | For |
8 | Elect Annet P. Aris to the Supervisory Board | Management | For | For |
9 | Elect Rolf-Dieter Schwalb to the Supervisory Board | Management | For | For |
10 | Elect W. Ziebart to the Supervisory Board | Management | For | For |
11 | Supervisory Board Fees | Management | For | For |
12 | Appointment of Auditor | Management | For | For |
13 | Authority to Issue Shares w/ Preemptive Rights | Management | For | For |
14 | Authority to Suppress Preemptive Rights | Management | For | For |
15 | Authority to Issue Shares w/ Preemptive Rights in connection with mergers, acquisitions and alliances | Management | For | For |
16 | Authority to Suppress Preemptive Rights in connection with mergers, acquisitions and alliances | Management | For | For |
17 | Authority to Repurchase Ordinary Shares | Management | For | For |
18 | Authority to Repurchase Additional Ordinary Shares | Management | For | For |
19 | Authority to Cancel Repurchased Shares | Management | For | For |
| ||||
ASPEN INSURANCE HOLDINGS LIMITED | ||||
Ticker: AHL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1. | To approve an amendment to Aspen's bye- laws to reduce the shareholder vote required to approve a merger with any third party from the affirmative vote of at least 66% of the voting power of the shares entitled to vote at a meeting of the shareholders to | Management | For | For |
2. | To approve the merger agreement, the statutory merger agreement required in accordance with Section 105 of the Bermuda Companies Act 1981, as amended, and the merger. | Management | For | For |
3. | To approve, on an advisory (non-binding) basis, the compensation that may be paid or become payable to Aspen's named executive officers in connection with the merger, as described in the proxy statement. | Management | For | For |
4. | To approve an adjournment of the special general meeting, if necessary or appropriate, to solicit additional proxies, in the event that there are insufficient votes to approve Proposals 1 or 2 at the special general meeting. | Management | For | For |
| ||||
ASPEN INSURANCE HOLDINGS LTD. | ||||
Ticker: AHL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Reduce Supermajority Vote Requirement to Approve a Merger | Management | For | For |
2 | Approve Merger Agreement | Management | For | For |
3 | Advisory Vote on Golden Parachutes | Management | For | For |
4 | Adjourn Meeting | Management | For | For |
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ASSEMBLY BIOSCIENCES INC | ||||
Ticker: ASMB | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.001 | Elect Anthony E. Altig | Management | For | For |
1.002 | Elect Mark Auerbach | Management | For | For |
1.003 | Elect Richard DiMarchi | Management | For | For |
1.004 | Elect Myron Z. Holubiak | Management | For | For |
1.005 | Elect Helen S. Kim | Management | For | For |
1.006 | Elect Alan J. Lewis | Management | For | For |
1.007 | Elect Susan Mahony | Management | For | For |
1.008 | Elect William Ringo | Management | For | For |
1.009 | Elect Derek Small | Management | For | For |
2 | Advisory Vote on Executive Compensation | Management | For | For |
3 | Ratification of Auditor | Management | For | For |
4 | Amendment to the 2018 Stock Incentive Plan | Management | For | For |
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ASTRAZENECA PLC | ||||
Ticker: AZN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accounts and Reports | Management | For | For |
2 | Allocation of Profits/Dividends | Management | For | For |
3 | Appointment of Auditor | Management | For | For |
4 | Authority to Set Auditor's Fees | Management | For | For |
5 | Elect Leif Johansson | Management | For | For |
6 | Elect Pascal Soriot | Management | For | For |
7 | Elect Marc Dunoyer | Management | For | For |
8 | Elect Genevieve B. Berger | Management | For | For |
9 | Elect Philip Broadley | Management | For | For |
10 | Elect Graham Chipchase | Management | For | For |
11 | Elect Deborah DiSanzo | Management | For | For |
12 | Elect Sheri McCoy | Management | For | For |
13 | Elect Tony SK MOK | Management | For | For |
14 | Elect Nazneen Rahman | Management | For | For |
15 | Elect Marcus Wallenberg | Management | For | For |
16 | Remuneration Report (Advisory) | Management | For | For |
17 | Authorisation of Political Donations | Management | For | For |
18 | Authority to Issue Shares w/ Preemptive Rights | Management | For | For |
19 | Authority to Issue Shares w/o Preemptive Rights | Management | For | For |
20 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Management | For | For |
21 | Authority to Repurchase Shares | Management | For | For |
22 | Authority to Set General Meeting Notice Period at 14 Days | Management | For | For |
| ||||
ATENTO S.A. | ||||
Ticker: | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Management's Report of Company Accounts | Management | For | For |
2 | Approval of Auditor's Report of Company Accounts | Management | For | For |
3 | Accounts and Reports | Management | For | For |
4 | Approval of Allocation of Annual Results | Management | For | For |
5 | Election of Directors | Management | For | For |
6 | Resignation of Director | Management | For | For |
7 | Resignation of Director | Management | For | For |
8 | Resignation of Director | Management | For | For |
9 | Resignation of Director | Management | For | For |
10 | Discharge of Directors for Performance | Management | For | For |
11 | Appointment of Auditor | Management | For | For |
12 | Directors' Fees | Management | For | For |
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ATLASSIAN CORPORATION PLC | ||||
Ticker: | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accounts and Reports | Management | For | For |
2 | Remuneration Report (Advisory) | Management | For | For |
3 | Appointment of Auditor | Management | For | For |
4 | Authority to Set Auditor's Fees | Management | For | For |
5 | Elect Shona L. Brown | Management | For | For |
6 | Elect Michael Cannon-Brookes | Management | For | For |
7 | Elect Scott Farquhar | Management | For | For |
8 | Elect Heather M. Fernandez | Management | For | For |
9 | Elect Sasan Goodarzi | Management | For | For |
10 | Elect Jay Parikh | Management | For | For |
11 | Elect Enrique T. Salem | Management | For | For |
12 | Elect Steven J. Sordello | Management | For | For |
13 | Elect Richard Wong | Management | For | For |
| ||||
AUDENTES THERAPEUTICS INC | ||||
Ticker: BOLD | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.001 | Elect Scott W. Morrison | Management | For | For |
1.002 | Elect Matthew R. Patterson | Management | For | For |
1.003 | Elect Julie Anne Smith | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Advisory Vote on Executive Compensation | Management | For | For |
4 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
| ||||
AURUBIS AG | ||||
Ticker: | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 153652 DUE TO SPLITTING-OF RESOLUTION 5. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE- DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU | Management | None | Did not vote |
CMMT | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN-CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE-NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE EXCLUDED WHEN YOUR SHARE IN | Management | None | Did not vote |
CMMT | PLEASE NOTE THAT THE TRUE RECORD DATE FOR THIS MEETING IS 07 FEB 19, WHEREAS-THE MEETING HAS BEEN SETUP USING THE ACTUAL RECORD DATE - 1 BUSINESS DAY.-THIS IS DONE TO ENSURE THAT ALL POSITIONS REPORTED ARE IN CONCURRENCE WITH-THE GERMAN LAW. THANK YOU | Management | None | Did not vote |
CMMT | COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 13.02.2019. FURTHER INFORMATION ON-COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE REFER-TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE-ITEMS, YOU WILL NEED TO | Management | None | Did not vote |
1 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL 2017/18 | Management | None | Did not vote |
2 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF EUR 1.55 PER SHARE | Management | For | DNV |
3 | APPROVE DISCHARGE OF MANAGEMENT BOARD FOR FISCAL 2017/18 | Management | For | DNV |
4 | APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FISCAL 2017/18 | Management | For | DNV |
5.1 | RATIFY DELOITTE GMBH AS AUDITORS FOR FISCAL 2018/19 | Management | For | DNV |
5.2 | RATIFY DELOITTE GMBH AS AUDITORS FOR INTERIM FINANCIAL REPORTS FOR FISCAL 2018/19 | Management | For | DNV |
5.3 | RATIFY DELOITTE GMBH AS AUDITORS FOR INTERIM FINANCIAL REPORTS FOR FISCAL 2019/20 | Management | For | DNV |
6 | ELECT ANDREA BAUER TO THE SUPERVISORY BOARD | Management | For | DNV |
| ||||
AUTOMATIC DATA PROCESSING, INC. | ||||
Ticker: | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Peter Bisson | Management | For | For |
2 | Elect Richard T. Clark | Management | For | For |
3 | Elect Eric C. Fast | Management | For | For |
4 | Elect Linda R. Gooden | Management | For | For |
5 | Elect Michael P. Gregoire | Management | For | For |
6 | Elect R. Glenn Hubbard | Management | For | For |
7 | Elect John P. Jones | Management | For | For |
8 | Elect Thomas J. Lynch | Management | For | For |
9 | Elect Scott F. Powers | Management | For | For |
10 | Elect William J. Ready | Management | For | For |
11 | Elect Carlos A. Rodriguez | Management | For | For |
12 | Elect Sandra S. Wijnberg | Management | For | For |
13 | Advisory Vote on Executive Compensation | Management | For | For |
14 | 2018 Omnibus Award Plan | Management | For | For |
15 | Ratification of Auditor | Management | For | For |
| ||||
AUTOMATIC DATA PROCESSING, INC. | ||||
Ticker: ADP | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Peter Bisson | Management | For | For |
1b | Elect Director Richard T. Clark | Management | For | For |
1c | Elect Director Eric C. Fast | Management | For | For |
1d | Elect Director Linda R. Gooden | Management | For | For |
1e | Elect Director Michael P. Gregoire | Management | For | For |
1f | Elect Director R. Glenn Hubbard | Management | For | For |
1g | Elect Director John P. Jones | Management | For | For |
1h | Elect Director Thomas J. Lynch | Management | For | For |
1i | Elect Director Scott F. Powers | Management | For | For |
1j | Elect Director William J. Ready | Management | For | For |
1k | Elect Director Carlos A. Rodriguez | Management | For | For |
1l | Elect Director Sandra S. Wijnberg | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| ||||
B2GOLD CORP | ||||
Ticker: | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST'-ONLY FOR RESOLUTIONS 1, 4 AND 5 AND 'IN FAVOR' OR 'ABSTAIN' ONLY FOR-RESOLUTION NUMBERS 2.1 TO 2.8 AND 3. THANK YOU | Management | None | Did not vote |
1 | TO SET THE NUMBER OF DIRECTORS AT EIGHT (8) | Management | For | DNV |
2.1 | ELECTION OF DIRECTOR: MR. KEVIN BULLOCK | Management | For | DNV |
2.2 | ELECTION OF DIRECTOR: MR. ROBERT CROSS | Management | For | DNV |
2.3 | ELECTION OF DIRECTOR: MR. ROBERT GAYTON | Management | For | DNV |
2.4 | ELECTION OF DIRECTOR: MR. CLIVE JOHNSON | Management | For | DNV |
2.5 | ELECTION OF DIRECTOR: MR. GEORGE JOHNSON | Management | For | DNV |
2.6 | ELECTION OF DIRECTOR: MR. JERRY KORPAN | Management | For | DNV |
2.7 | ELECTION OF DIRECTOR: MR. BONGANI MTSHISI | Management | For | DNV |
2.8 | ELECTION OF DIRECTOR: MS. ROBIN WEISMAN | Management | For | DNV |
3 | APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS AUDITORS OF THE CORPORATION FOR THE ENSUING YEAR AND AUTHORIZING THE DIRECTORS TO FIX THEIR REMUNERATION | Management | For | DNV |
4 | TO RATIFY AND APPROVE THE PSU PLAN RESOLUTION RELATING TO THE ADOPTION OF THE PERFORMANCE SHARE UNIT PLAN, AS DESCRIBED IN THE MANAGEMENT INFORMATION CIRCULAR OF B2GOLD CORP. FOR THE ANNUAL GENERAL AND SPECIAL MEETING OF THE SHAREHOLDERS TO BE HELD ON JUN | Management | For | DNV |
5 | TO APPROVE A NON-BINDING ADVISORY RESOLUTION ACCEPTING THE CORPORATION'S APPROACH TO EXECUTIVE COMPENSATION, AS DESCRIBED IN THE MANAGEMENT INFORMATION CIRCULAR OF B2GOLD CORP. FOR THE ANNUAL GENERAL AND SPECIAL MEETING OF THE SHAREHOLDERS TO BE HELD ON J | Management | For | DNV |
| ||||
BALL CORPORATION | ||||
Ticker: BLL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Daniel J. Heinrich | Management | For | Withhold |
1.2 | Elect Director Georgia R. Nelson | Management | For | Withhold |
1.3 | Elect Director Cynthia A. Niekamp | Management | For | Withhold |
2 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
BANDWIDTH INC. | ||||
Ticker: | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect John C. Murdock | Management | For | For |
1.2 | Elect Douglas Suriano | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
| ||||
BANK OF AMERICA CORPORATION | ||||
Ticker: BAC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Sharon L. Allen | Management | For | For |
1b | Elect Director Susan S. Bies | Management | For | For |
1c | Elect Director Jack O. Bovender, Jr. | Management | For | For |
1d | Elect Director Frank P. Bramble, Sr. | Management | For | For |
1e | Elect Director Pierre J.P. de Weck | Management | For | For |
1f | Elect Director Arnold W. Donald | Management | For | For |
1g | Elect Director Linda P. Hudson | Management | For | For |
1h | Elect Director Monica C. Lozano | Management | For | For |
1i | Elect Director Thomas J. May | Management | For | For |
1j | Elect Director Brian T. Moynihan | Management | For | For |
1k | Elect Director Lionel L. Nowell, III | Management | For | For |
1l | Elect Director Clayton S. Rose | Management | For | For |
1m | Elect Director Michael D. White | Management | For | For |
1n | Elect Director Thomas D. Woods | Management | For | For |
1o | Elect Director R. David Yost | Management | For | For |
1p | Elect Director Maria T. Zuber | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Report on Gender Pay Gap | Shareholder | Against | For |
6 | Provide Right to Act by Written Consent | Shareholder | Against | For |
7 | Amend Proxy Access Right | Shareholder | Against | For |
| ||||
BARCLAYS PLC | ||||
Ticker: BARC LN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | TO RECEIVE THE REPORTS OF THE DIRECTORS AND AUDITORS AND THE AUDITED ACCOUNTS OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2018 | Management | FOR | FOR |
2 | TO APPROVE THE DIRECTORS REMUNERATION REPORT FOR THE YEAR ENDED 31 DECEMBER 2018 | Management | FOR | FOR |
3 | TO APPOINT MARY ANNE CITRINO AS A DIRECTOR OF THE COMPANY | Management | FOR | FOR |
4 | TO APPOINT NIGEL HIGGINS AS A DIRECTOR OF THE COMPANY | Management | FOR | FOR |
5 | TO REAPPOINT MIKE ASHLEY AS A DIRECTOR OF THE COMPANY | Management | FOR | FOR |
6 | TO REAPPOINT TIM BREEDON AS A DIRECTOR OF THE COMPANY | Management | FOR | FOR |
7 | TO REAPPOINT SIR IAN CHESHIRE AS A DIRECTOR OF THE COMPANY | Management | FOR | FOR |
8 | TO REAPPOINT MARY FRANCIS AS A DIRECTOR OF THE COMPANY | Management | FOR | FOR |
9 | TO REAPPOINT CRAWFORD GILLIES AS A DIRECTOR OF THE COMPANY | Management | FOR | FOR |
10 | TO REAPPOINT MATTHEW LESTER AS A DIRECTOR OF THE COMPANY | Management | FOR | FOR |
11 | TO REAPPOINT TUSHAR MORZARIA AS A DIRECTOR OF THE COMPANY | Management | FOR | FOR |
12 | TO REAPPOINT DIANE SCHUENEMAN AS A DIRECTOR OF THE COMPANY | Management | FOR | FOR |
13 | TO REAPPOINT JAMES STALEY AS A DIRECTOR OF THE COMPANY | Management | FOR | FOR |
14 | TO REAPPOINT KPMG LLP AS AUDITORS OF THE COMPANY | Management | FOR | FOR |
15 | TO AUTHORISE THE BOARD AUDIT COMMITTEE TO SET THE REMUNERATION OF THE AUDITORS | Management | FOR | FOR |
16 | TO AUTHORISE THE COMPANY AND ITS SUBSIDIARIES TO MAKE POLITICAL DONATIONS AND INCUR POLITICAL EXPENDITURE | Management | FOR | FOR |
17 | TO AUTHORISE THE DIRECTORS TO ALLOT SHARES AND EQUITY SECURITIES | Management | FOR | FOR |
18 | TO AUTHORISE THE DIRECTORS TO ALLOT EQUITY SECURITIES FOR CASH AND OR TO SELL TREASURY SHARES OTHER THAN ON A PRO RATA BASIS TO SHAREHOLDERS OF NO MORE THAN 5 PER CENT OF ISC | Management | FOR | FOR |
19 | TO AUTHORISE THE DIRECTORS TO ALLOT EQUITY SECURITIES FOR CASH AND OR TO SELL TREASURY SHARES OTHER THAN ON A PRO RATA BASIS TO SHAREHOLDERS - ADDITIONAL 5 PER CENT | Management | FOR | FOR |
20 | TO AUTHORISE THE DIRECTORS TO ALLOT EQUITY SECURITIES IN RELATION TO THE ISSUANCE OF CONTINGENT EQUITY CONVERSION NOTES | Management | FOR | FOR |
21 | TO AUTHORISE THE DIRECTORS TO ALLOT EQUITY SECURITIES FOR CASH OTHER THAN ON A PRO RATA BASIS TO SHAREHOLDERS IN RELATION TO THE ISSUANCE OF CONTINGENT ECNS | Management | FOR | FOR |
22 | TO AUTHORISE THE COMPANY TO PURCHASE ITS OWN SHARES | Management | FOR | FOR |
23 | TO AUTHORISE THE DIRECTORS TO CALL GENERAL MEETINGS OTHER THAN AN AGM ON NOT LESS THAN 14 CLEAR DAYS' NOTICE | Management | FOR | FOR |
24 | PLEASE NOTE THAT THIS IS A SHAREHOLDER PROPOSAL: THAT MR. EDWARD BRAMSON BE AND IS HEREBY APPOINTED AS A DIRECTOR OF THE COMPANY | Shareholder | AGAINST | AGAINST |
| ||||
BELMOND LTD. | ||||
Ticker: BEL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1. | To approve the Agreement and Plan of Merger, dated as of December 13, 2018, by and among Belmond Ltd., LVMH Moet Hennessy Louis Vuitton SE, Palladio Overseas Holding Limited and Fenice Ltd., including the statutory merger agreement attached thereto, and t | Management | For | DNV |
2. | To approve an adjournment of the special general meeting of shareholders of Belmond Ltd. (the "special general meeting"), if necessary or appropriate, to solicit additional proxies, in the event that there are insufficient votes to approve the merger prop | Management | For | DNV |
| ||||
BERKSHIRE HATHAWAY INC. | ||||
Ticker: BRK.B | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Warren E. Buffet | Management | For | For |
1.2 | Elect Director Charles T. Munger | Management | For | For |
1.3 | Elect Director Gregory E. Abel | Management | For | For |
1.4 | Elect Director Howard G. Buffett | Management | For | For |
1.5 | Elect Director Stephen B. Burke | Management | For | For |
1.6 | Elect Director Susan L. Decker | Management | For | For |
1.7 | Elect Director William H. Gates, III | Management | For | For |
1.8 | Elect Director David S. Gottesman | Management | For | For |
1.9 | Elect Director Charlotte Guyman | Management | For | For |
1.10 | Elect Director Ajit Jain | Management | For | For |
1.11 | Elect Director Thomas S. Murphy | Management | For | For |
1.12 | Elect Director Ronald L. Olson | Management | For | For |
1.13 | Elect Director Walter Scott, Jr. | Management | For | Withhold |
1.14 | Elect Director Meryl B. Witmer | Management | For | For |
| ||||
BEST BUY CO., INC. | ||||
Ticker: BBY | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Corie S. Barry | Management | For | For |
1b | Elect Director Lisa M. Caputo | Management | For | For |
1c | Elect Director J. Patrick Doyle | Management | For | For |
1d | Elect Director Russell P. Fradin | Management | For | For |
1e | Elect Director Kathy J. Higgins Victor | Management | For | For |
1f | Elect Director Hubert Joly | Management | For | For |
1g | Elect Director David W. Kenny | Management | For | For |
1h | Elect Director Cindy R. Kent | Management | For | For |
1i | Elect Director Karen A. McLoughlin | Management | For | For |
1j | Elect Director Thomas L. "Tommy" Millner | Management | For | For |
1k | Elect Director Claudia F. Munce | Management | For | For |
1l | Elect Director Richelle P. Parham | Management | For | For |
1m | Elect Director Eugene A. Woods | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
BIOCRYST PHARMACEUTICALS INC. | ||||
Ticker: BCRX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Merger | Management | For | Against |
2 | Advisory Vote on Golden Parachutes | Management | For | Against |
3 | Right to Adjourn Meeting | Management | For | Against |
| ||||
BIOCRYST PHARMACEUTICALS INC. | ||||
Ticker: BCRX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amendment to the Stock Incentive Plan | Management | For | Against |
| ||||
BIOCRYST PHARMACEUTICALS INC. | ||||
Ticker: BCRX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.001 | Elect Stephen Aselage | Management | For | For |
1.002 | Elect Kenneth B. Lee, Jr. | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Advisory Vote on Executive Compensation | Management | For | For |
4 | Amendment to the Stock Incentive Plan | Management | For | For |
| ||||
BIOMARIN PHARMACEUTICAL INC. | ||||
Ticker: | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Jean-Jacques Bienaime | Management | For | For |
1.2 | Elect Willard H. Dere | Management | For | For |
1.3 | Elect Michael Grey | Management | For | For |
1.4 | Elect Elaine J. Heron | Management | For | For |
1.5 | Elect Robert J. Hombach | Management | For | For |
1.6 | Elect V. Bryan Lawlis, Jr. | Management | For | Withhold |
1.7 | Elect Alan J. Lewis | Management | For | For |
1.8 | Elect Richard A. Meier | Management | For | For |
1.9 | Elect David E.I. Pyott | Management | For | For |
1.10 | Elect Dennis J. Slamon | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Advisory Vote on Executive Compensation | Management | For | For |
4 | Amendment to the 2017 Equity Incentive Plan | Management | For | For |
5 | Amendment to the 2006 Employee Stock Purchase Plan | Management | For | For |
| ||||
BIOMARIN PHARMACEUTICAL INC. | ||||
Ticker: BMRN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.001 | Elect Jean-Jacques Bienaime | Management | For | For |
1.002 | Elect Willard H. Dere | Management | For | For |
1.003 | Elect Michael Grey | Management | For | For |
1.004 | Elect Elaine J. Heron | Management | For | For |
1.005 | Elect Robert J. Hombach | Management | For | For |
1.006 | Elect V. Bryan Lawlis, Jr. | Management | For | For |
1.007 | Elect Alan J. Lewis | Management | For | For |
1.008 | Elect Richard A. Meier | Management | For | For |
1.009 | Elect David E.I. Pyott | Management | For | For |
1.010 | Elect Dennis J. Slamon | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Advisory Vote on Executive Compensation | Management | For | For |
4 | Amendment to the 2017 Equity Incentive Plan | Management | For | For |
5 | Amendment to the 2006 Employee Stock Purchase Plan | Management | For | For |
| ||||
BLACKBAUD, INC. | ||||
Ticker: | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Thomas R. Ertel | Management | For | For |
2 | Elect Michael P. Gianoni | Management | For | For |
3 | Elect Sarah E. Nash | Management | For | For |
4 | Advisory Vote on Executive Compensation | Management | For | For |
5 | Amendment to the 2016 Equity and Incentive Compensation Plan | Management | For | For |
6 | Ratification of Auditor | Management | For | For |
| ||||
BLUEBIRD BIO INC | ||||
Ticker: BLUE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Wendy L. Dixon | Management | For | For |
2 | Elect David P. Schenkein | Management | For | For |
3 | Advisory Vote on Executive Compensation | Management | For | Against |
4 | Ratification of Auditor | Management | For | For |
| ||||
BLUEPRINT MEDICINES CORP | ||||
Ticker: BPMC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.001 | Elect Jeffrey W. Albers | Management | For | For |
1.002 | Elect Mark A. Goldberg | Management | For | For |
1.003 | Elect Nicholas Lydon | Management | For | For |
2 | Advisory Vote on Executive Compensation | Management | For | Against |
3 | Ratification of Auditor | Management | For | For |
| ||||
BOOKING HOLDINGS INC. | ||||
Ticker: | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Timothy M. Armstrong | Management | For | For |
1.2 | Elect Jeffrey H. Boyd | Management | For | For |
1.3 | Elect Glenn D. Fogel | Management | For | For |
1.4 | Elect Mirian M. Graddick-Weir | Management | For | For |
1.5 | Elect James M. Guyette | Management | For | For |
1.6 | Elect Wei Hopeman | Management | For | For |
1.7 | Elect Robert J. Mylod, Jr. | Management | For | For |
1.8 | Elect Charles H. Noski | Management | For | For |
1.9 | Elect Nancy B. Peretsman | Management | For | For |
1.10 | Elect Nicholas J. Read | Management | For | For |
1.11 | Elect Thomas E. Rothman | Management | For | For |
1.12 | Elect Lynn M. Vojvodich | Management | For | For |
1.13 | Elect Vanessa A. Wittman | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Advisory Vote on Executive Compensation | Management | For | For |
4 | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | Shareholder | Against | Against |
| ||||
BOSTON SCIENTIFIC CORP. | ||||
Ticker: BSX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Nelda J. Connors | Management | For | For |
2 | Elect Charles J. Dockendorff | Management | For | For |
3 | Elect Yoshiaki Fujimori | Management | For | For |
4 | Elect Donna A. James | Management | For | For |
5 | Elect Edward J. Ludwig | Management | For | For |
6 | Elect Stephen P. MacMillan | Management | For | For |
7 | Elect Michael F. Mahoney | Management | For | For |
8 | Elect David J. Roux | Management | For | For |
9 | Elect John E. Sununu | Management | For | For |
10 | Elect Ellen M. Zane | Management | For | For |
11 | Advisory Vote on Executive Compensation | Management | For | For |
12 | Adoption of Majority Vote for Uncontested Elections of Directors | Management | For | For |
13 | Ratification of Auditor | Management | For | For |
| ||||
BREMBO SPA | ||||
Ticker: | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 196081 DUE TO RESOLUTION-3 AND 4 ARE NON-VOTING ITEMS. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL-BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK-YOU | Management | None | Did not vote |
CMMT | PLEASE NOTE THAT THE ITALIAN LANGUAGE AGENDA IS AVAILABLE BY CLICKING ON THE-URL LINK:- HTTPS://MATERIALS.PROXYVOTE.COM/ APPROVED/99999Z/19840101/NPS_3865 42.PDF | Management | None | Did not vote |
O.1 | PRESENTATION OF THE FINANCIAL STATEMENTS OF BREMBO S.P.A. FOR THE YEAR ENDED 31 DECEMBER 2018, WITH THE DIRECTORS' REPORT ON OPERATIONS, THE STATUTORY AUDITORS' REPORT, THE INDEPENDENT AUDITORS' REPORT AND THE ATTESTATION OF THE MANAGER IN CHARGE OF THE C | Management | For | DNV |
O.2 | ALLOCATION OF PROFIT FOR THE YEAR. RELATED AND ENSUING RESOLUTIONS | Management | For | DNV |
O.3 | PRESENTATION OF THE CONSOLIDATED FINANCIAL STATEMENTS OF THE BREMBO GROUP FOR-THE YEAR ENDED 31 DECEMBER 2018, WITH THE DIRECTORS' REPORT ON OPERATIONS,-THE STATUTORY AUDITORS' REPORT, THE INDEPENDENT AUDITORS' REPORT AND THE-ATTESTATION OF THE MANAGER IN | Management | None | Did not vote |
O.4 | PRESENTATION OF THE CONSOLIDATED STATEMENT ON NON- FINANCIAL INFORMATION OF-THE BREMBO GROUP FOR THE YEAR ENDED IN 31 DECEMBER 2018, ACCORDING TO THE-D.LGS. N.254/2016 | Management | None | Did not vote |
O.5 | PRESENTATION OF THE REMUNERATION REPORT OF BREMBO S.P.A. RESOLUTIONS PURSUANT TO ARTICLE 123-TER OF TUF | Management | For | DNV |
O.6 | AUTHORIZATION FOR THE BUY-BACK AND DISPOSAL OF OWN SHARES. RELEVANT AND ENSUING RESOLUTIONS | Management | For | DNV |
E.1 | RENEWAL OF THE GRANTING TO THE BOARD OF DIRECTORS OF THE POWER TO INCREASE SHARE CAPITAL, EXCLUDING OPTION RIGHTS, PURSUANT TO ARTICLES 2443 AND 2441, PARAGRAPH 4, SENTENCE 2, OF THE ITALIAN CIVIL CODE. AMENDMENT OF ARTICLE 5 OF THE BY-LAWS. RELEVANT AND | Management | For | DNV |
E.2 | PROPOSAL OF AMENDMENT TO ARTICLE 6 OF THE BY-LAWS IN ORDER TO INTRODUCE THE INCREASED VOTING RIGHTS MECHANISM. RELEVANT AND ENSUING RESOLUTIONS | Management | For | DNV |
| ||||
BRENNTAG AG | ||||
Ticker: BNR GR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO PARAGRAPH 21 OF THE SECURITIES TRADE ACT ON 9TH JULY 2015 AND THE OVER-RULING OF THE DISTRICT COURT IN COLOGNE JUDGMENT FROM 6TH JUNE 2012 THE VOTING PROCESS HAS NOW CHANGED WITH REGARD TO THE GERMAN REGISTERED | Management | TNA | TNA |
2 | THE VOTE/REGISTRATION DEADLINE AS DISPLAYED ON PROXYEDGE IS SUBJECT TO CHANGE AND WILL BE UPDATED AS SOON AS BROADRIDGE RECEIVES CONFIRMATION FROM THE SUB CUSTODIANS REGARDING THEIR INSTRUCTION DEADLINE. FOR ANY QUERIES PLEASE CONTACT YOUR CLIENT SERVICES | Management | TNA | TNA |
3 | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE EXCLUDED WHEN YOUR SHARE IN | Management | TNA | TNA |
4 | COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 29/05/2019. FURTHER INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO | Management | TNA | TNA |
5 | PRESENTATION OF THE ADOPTED ANNUAL FINANCIAL STATEMENTS, THEAPPROVED CONSOLIDATED FINANCIAL STATEMENTS AS WELL AS THE COMBINED GROUP MANAGEMENT REPORT, THE EXPLANATORY REPORT ON THE INFORMATION PURSUANT TO SECTION 289A PARA. 1 GERMANCOMMERCIAL CODE (HANDE | Management | TNA | TNA |
6 | APPROPRIATION OF DISTRIBUTABLE PROFIT FOR THE 2018 FINANCIAL YEAR | Management | FOR | FOR |
7 | RATIFICATION OF THE ACTS OF THE MEMBERS OF THE BOARD OF MANAGEMENT FOR THE 2018 FINANCIAL YEAR | Management | FOR | FOR |
8 | RATIFICATION OF THE ACTS OF THE MEMBERS OF THE SUPERVISORY BOARD FOR THE 2018 FINANCIAL YEAR | Management | FOR | FOR |
9 | APPOINTMENT OF THE AUDITORS AND CONSOLIDATED GROUP AUDITORS FOR THE 2019 FINANCIAL YEAR AS WELL AS THE AUDITORS FOR THE AUDIT REVIEWS OF INTERIM FINANCIAL REPORTS: PRICEWATERHOUSECOOPERS GMBH WIRTSCHAFTSPRUEFUNGSGESELLSCHAFT | Management | FOR | FOR |
| ||||
BRISTOL-MYERS SQUIBB CO. | ||||
Ticker: BMY | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Celgene Transaction | Management | For | For |
2 | Right to Adjourn Meeting | Management | For | For |
| ||||
BRISTOL-MYERS SQUIBB CO. | ||||
Ticker: BMY | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Peter J. Arduini | Management | For | For |
2 | Elect Robert J. Bertolini | Management | For | For |
3 | Elect Giovanni Caforio | Management | For | For |
4 | Elect Matthew W. Emmens | Management | For | For |
5 | Elect Michael Grobstein | Management | For | For |
6 | Elect Alan J. Lacy | Management | For | For |
7 | Elect Dinesh C. Paliwal | Management | For | For |
8 | Elect Theodore R. Samuels | Management | For | For |
9 | Elect Vicki L. Sato | Management | For | For |
10 | Elect Gerald Storch | Management | For | For |
11 | Elect Karen H. Vousden | Management | For | For |
12 | Advisory Vote on Executive Compensation | Management | For | For |
13 | Ratification of Auditor | Management | For | For |
14 | Shareholder Proposal Regarding Right to Act by Written Consent | Shareholder | Against | For |
| ||||
BRISTOL-MYERS SQUIBB COMPANY | ||||
Ticker: BMY | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
Management Proxy | ||||
1 | Issue Shares in Connection with Merger | Management | For | Against |
2 | Adjourn Meeting | Management | For | Against |
Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
Dissident Proxy (Blue Proxy Card) | ||||
1 | Issue Shares in Connection with Merger | Management | Against | Did Not Vote |
2 | Adjourn Meeting | Management | Against | Did Not Vote |
| ||||
BRISTOL-MYERS SQUIBB COMPANY | ||||
Ticker: BMY | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A | Elect Director Peter J. Arduini | Management | For | For |
1B | Elect Director Robert J. Bertolini | Management | For | For |
1C | Elect Director Giovanni Caforio | Management | For | For |
1D | Elect Director Matthew W. Emmens | Management | For | For |
1E | Elect Director Michael Grobstein | Management | For | For |
1F | Elect Director Alan J. Lacy | Management | For | For |
1G | Elect Director Dinesh C. Paliwal | Management | For | For |
1H | Elect Director Theodore R. Samuels | Management | For | For |
1I | Elect Director Vicki L. Sato | Management | For | For |
1J | Elect Director Gerald L. Storch | Management | For | For |
1K | Elect Director Karen H. Vousden | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
4 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| ||||
BRISTOL-MYERS SQUIBB COMPANY | ||||
Ticker: BMY | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A | Elect Director Peter J. Arduini | Management | For | Against |
1B | Elect Director Robert J. Bertolini | Management | For | Against |
1C | Elect Director Giovanni Caforio | Management | For | For |
1D | Elect Director Matthew W. Emmens | Management | For | For |
1E | Elect Director Michael Grobstein | Management | For | Against |
1F | Elect Director Alan J. Lacy | Management | For | Against |
1G | Elect Director Dinesh C. Paliwal | Management | For | For |
1H | Elect Director Theodore R. Samuels | Management | For | Against |
1I | Elect Director Vicki L. Sato | Management | For | For |
1J | Elect Director Gerald L. Storch | Management | For | Against |
1K | Elect Director Karen H. Vousden | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Against |
4 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| ||||
BROADCOM INC. | ||||
Ticker: AVGO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Hock E. Tan | Management | For | For |
1b | Elect Director Henry Samueli | Management | For | For |
1c | Elect Director Eddy W. Hartenstein | Management | For | Against |
1d | Elect Director Diane M. Bryant | Management | For | Against |
1e | Elect Director Gayla J. Delly | Management | For | For |
1f | Elect Director Check Kian Low | Management | For | Against |
1g | Elect Director Peter J. Marks | Management | For | For |
1h | Elect Director Harry L. You | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
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BRUNSWICK CORPORATION | ||||
Ticker: BC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a. | Election of Director: David C. Everitt | Management | For | DNV |
1b. | Election of Director: Lauren Patricia Flaherty | Management | For | DNV |
1c. | Election of Director: Joseph W. McClanathan | Management | For | DNV |
1d. | Election of Director: Roger J. Wood | Management | For | DNV |
2. | The approval of the compensation of our Named Executive Officers on an advisory basis. | Management | For | DNV |
3. | The ratification of the Audit Committee's appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2019. | Management | For | DNV |
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CA, INC. | ||||
Ticker: CA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1. | To adopt the Agreement and Plan of Merger, dated as of July 11, 2018, as it may be amended from time to time, by and among CA, Inc., Broadcom Inc. and Collie Acquisition Corp. (the "merger agreement"). | Management | For | For |
2. | To approve any proposal to adjourn the special meeting to a later date or dates, if necessary or appropriate, to solicit additional proxies if there are insufficient votes at the time of the special meeting to approve the proposal to adopt the merger agre | Management | For | For |
3. | To approve, on an advisory (non-binding) basis, specified compensation that will or may become payable to the named executive officers of CA, Inc. in connection with the merger. | Management | For | For |
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CA, INC. | ||||
Ticker: CA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
3 | Advisory Vote on Golden Parachutes | Management | For | For |
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CADENCE BANCORPORATION | ||||
Ticker: CADE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director J. Richard Fredericks | Management | For | For |
1.2 | Elect Director Virginia A. Hepner | Management | For | For |
1.3 | Elect Director Kathy Waller | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
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CANSINO BIOLOGICS INC | ||||
Ticker: 6185 HK | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
3 | Elect XIAO Zhi as Non-executive Director | Management | For | For |
4 | Appointment of Auditor and Authority to Set Fees | Management | For | For |
5 | Approval of Line of Credit | Management | For | For |
6 | General Mandate to the Board to Issue Shares | Management | For | For |
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CAPITAL ONE FINANCIAL CORPORATION | ||||
Ticker: COF | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A | Elect Director Richard D. Fairbank | Management | For | For |
1B | Elect Director Aparna Chennapragada | Management | For | For |
1C | Elect Director Ann Fritz Hackett | Management | For | For |
1D | Elect Director Peter Thomas Killalea | Management | For | For |
1E | Elect Director Cornelis Petrus Adrianus Joseph "Eli" Leenaars | Management | For | For |
1F | Elect Director Pierre E. Leroy | Management | For | For |
1G | Elect Director Francois Locoh-Donou | Management | For | For |
1H | Elect Director Peter E. Raskind | Management | For | For |
1I | Elect Director Mayo A. Shattuck, III | Management | For | For |
1J | Elect Director Bradford H. Warner | Management | For | For |
1K | Elect Director Catherine G. West | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Provide Right to Act by Written Consent | Shareholder | Against | For |
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CARMAX, INC. | ||||
Ticker: KMX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Peter J. Bensen | Management | For | For |
1.2 | Elect Director Ronald E. Blaylock | Management | For | For |
1.3 | Elect Director Sona Chawla | Management | For | For |
1.4 | Elect Director Thomas J. Folliard | Management | For | For |
1.5 | Elect Director Shira Goodman | Management | For | For |
1.6 | Elect Director Robert J. Hombach | Management | For | For |
1.7 | Elect Director David W. McCreight | Management | For | For |
1.8 | Elect Director William D. Nash | Management | For | For |
1.9 | Elect Director Pietro Satriano | Management | For | For |
1.10 | Elect Director Marcella Shinder | Management | For | For |
1.11 | Elect Director Mitchell D. Steenrod | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Report on Political Contributions | Shareholder | Against | For |
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CARNIVAL CORPORATION | ||||
Ticker: CCL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Re-elect Micky Arison as a Director of Carnival Corporation and as a Director of Carnival plc. | Management | For | For |
2 | Re-elect Jonathon Band as a Director of Carnival Corporation and as a Director of Carnival plc. | Management | For | For |
3 | Re-elect Jason Glen Cahilly as a Director of Carnival Corporation and as a Director of Carnival plc. | Management | For | For |
4 | Re-elect Helen Deeble as a Director of Carnival Corporation and as a Director of Carnival plc. | Management | For | For |
5 | Re-elect Arnold W. Donald as a Director of Carnival Corporation and as a Director of Carnival plc. | Management | For | For |
6 | Re-elect Richard J. Glasier as a Director of Carnival Corporation and as a Director of Carnival plc. | Management | For | For |
7 | Re-elect Debra Kelly-Ennis as a Director of Carnival Corporation and as a Director of Carnival plc. | Management | For | For |
8 | Elect Director Katie Lahey as a Director of Carnival Corporation and as a Director of Carnival plc. | Management | For | For |
9 | Re-elect John Parker as a Director of Carnival Corporation and as a Director of Carnival plc. | Management | For | For |
10 | Re-elect Stuart Subotnick as a Director of Carnival Corporation and as a Director of Carnival plc. | Management | For | For |
11 | Re-elect Laura Weil as a Director of Carnival Corporation and as a Director of Carnival plc. | Management | For | For |
12 | Re-elect Randall J. Weisenburger as a Director of Carnival Corporation and as a Director of Carnival plc. | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Approve Directors' Remuneration Report (in accordance with legal requirements applicable to UK companies) | Management | For | For |
15 | Reappoint PricewaterhouseCoopers LLP as Independent Auditors of Carnival plc; Ratify the Selection of the U.S. Firm of PricewaterhouseCoopers LLP as the Independent Registered Certified Public Accounting Firm of Carnival Corporation | Management | For | For |
16 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
17 | Receive the UK Accounts and Reports of the Directors and Auditors of Carnival plc for the year ended November 30, 2018 (in accordance with legal requirements applicable to UK companies). | Management | For | For |
18 | Authorize Issue of Equity | Management | For | For |
19 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
20 | Authorize Share Repurchase Program | Management | For | For |
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CDW CORPORATION | ||||
Ticker: CDW | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Lynda M. Clarizio | Management | For | For |
1b | Elect Director Christine A. Leahy | Management | For | For |
1c | Elect Director Thomas E. Richards | Management | For | For |
1d | Elect Director Joseph R. Swedish | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
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CELANESE CORP. | ||||
Ticker: CE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Certificate of Incorporation to Eliminate Series B Common Stock and to Redesignate Series A as Common Stock | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
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CELGENE CORPORATION | ||||
Ticker: CELG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1. | Adoption of the Agreement and Plan of Merger, dated as of January 2, 2019, as it may be amended from time to time (the merger agreement), among Bristol-Myers Squibb Company, a Delaware corporation (Bristol-Myers Squibb), Burgundy Merger Sub, Inc., a Delaw | Management | For | For |
2. | Approval of the adjournment from time to time of the special meeting of the stockholders of Celgene (the Celgene special meeting) if necessary to solicit additional proxies if there are not sufficient votes to adopt the merger agreement at the time of the | Management | For | For |
3. | Approval, on an advisory (non-binding) basis, of the compensation that will or may be paid or provided by Celgene to its named executive officers in connection with the merger. | Management | For | For |
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CELGENE CORPORATION | ||||
Ticker: CELG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Adoption of the Agreement and Plan of Merger, dated as of January 2, 2019, as it may be amended from time to time (the merger agreement), among Bristol-Myers Squibb Company, a Delaware corporation (Bristol-Myers Squibb), Burgundy Merger Sub, Inc., a Delaw | Management | For | For |
2 | Approval of the adjournment from time to time of the special meeting of the stockholders of Celgene (the Celgene special meeting) if necessary to solicit additional proxies if there are not sufficient votes to adopt the merger agreement at the time of the | Management | For | For |
3 | Approval, on an advisory (non-binding) basis, of the compensation that will or may be paid or provided by Celgene to its named executive officers in connection with the merger. | Management | For | For |
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CELGENE CORPORATION | ||||
Ticker: CELG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
3 | Advisory Vote on Golden Parachutes | Management | For | Against |
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CEMEX SAB DE CV | ||||
Ticker: CEMEXCPO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Allocation of Income and Cash Dividends | Management | For | For |
3 | Set Maximum Amount of Share Repurchase Reserve; Present Share Repurchase Report | Management | For | For |
4 | Approve Reduction in Share Capital via Cancellation of Treasury Shares; Approve Reduction in Variable Portion of Capital via Cancellation of Repurchased Shares; Authorize Increase in Variable Portion of Capital via Issuance of Treasury Shares | Management | For | For |
5 | Elect Directors, Chairman and Secretary of Board, Members and Chairmen of Audit, Corporate Practices and Finance Committees | Management | For | Against |
6 | Approve Remuneration of Directors and Members of Audit, Corporate Practices and Finance Committees | Management | For | For |
7 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
1 | Approve Company's Reorganization Re: Absorption of Subsidiaries | Management | For | Abstain |
2 | Amend Article 2 Re: Corporate Purpose; Amend Article 28; Approve Certification of Company's Bylaws | Management | For | For |
3 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
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CENTENE CORP. | ||||
Ticker: CNC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Increase of Authorized Common Stock | Management | For | For |
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CENTENE CORP. | ||||
Ticker: CNC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Orlando Ayala | Management | For | For |
2 | Elect John R. Roberts | Management | For | For |
3 | Elect Thomas G. Thompson | Management | For | For |
4 | Advisory Vote on Executive Compensation | Management | For | Against |
5 | Ratification of Auditor | Management | For | For |
6 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | Shareholder | Against | Against |
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CENTENE CORP. | ||||
Ticker: CNC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Stock Issuance for Merger | Management | For | For |
2 | Right to Adjourn Meeting | Management | For | For |
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CENTENE CORPORATION | ||||
Ticker: | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Increase of Authorized Common Stock | Management | For | For |
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CERIDIAN HCM HOLDING INC. | ||||
Ticker: | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Brent B. Bickett | Management | For | For |
1.2 | Elect Ronald F. Clarke | Management | For | For |
1.3 | Elect Ganesh B. Rao | Management | For | For |
2 | Approval of the 2019 Global Employee Stock Purchase Plan | Management | For | For |
3 | Ratification of Auditor | Management | For | For |
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CEVA LOGISTICS AG | ||||
Ticker: | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
CMMT | PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE-REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE- REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT-FOR MEETINGS OF THIS TYPE THAT THE S | Management | None | DNV |
1 | APPROVAL OF THE ANNUAL REPORT, THE STAND-ALONE FINANCIAL STATEMENTS OF CEVA LOGISTICS AG AND THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR 2018 | Management | For | DNV |
2 | APPROPRIATION OF AVAILABLE EARNINGS OF CEVA LOGISTICS AG | Management | For | DNV |
3 | DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS AND THE EXECUTIVE MANAGEMENT | Management | For | DNV |
4.1 | CONSULTATIVE VOTE ON THE 2018 COMPENSATION REPORT | Management | For | DNV |
4.2 | APPROVAL OF THE MAXIMUM AGGREGATE AMOUNT OF COMPENSATION OF THE BOARD OF DIRECTORS FOR THE PERIOD FROM THE 2019 ANNUAL GENERAL MEETING UNTIL THE 2020 ANNUAL GENERAL MEETING | Management | For | DNV |
4.3 | APPROVAL OF THE MAXIMUM AGGREGATE AMOUNT OF COMPENSATION OF THE EXECUTIVE MANAGEMENT FOR THE FINANCIAL YEAR 2020 | Management | For | DNV |
5.1.1 | RE-ELECTION OF MEMBER OF THE BOARD OF DIRECTORS: DANIEL HURSTEL | Management | For | DNV |
5.1.2 | RE-ELECTION OF MEMBER OF THE BOARD OF DIRECTORS: EMANUEL R. PEARLMAN | Management | For | DNV |
5.1.3 | RE-ELECTION OF MEMBER OF THE BOARD OF DIRECTORS: RODOLPHE SAADE | Management | For | DNV |
5.1.4 | RE-ELECTION OF MEMBER OF THE BOARD OF DIRECTORS: ROLF WATTER | Management | For | DNV |
5.2.1 | ELECTION OF NEW MEMBER OF THE BOARD OF DIRECTORS: BEATRICE DE CLERMONT TONNERRE | Management | For | DNV |
5.2.2 | ELECTION OF NEW MEMBER OF THE BOARD OF DIRECTORS: FARID SALEM | Management | For | DNV |
5.2.3 | ELECTION OF NEW MEMBER OF THE BOARD OF DIRECTORS: MICHEL SIRAT | Management | For | DNV |
5.3 | ELECTION OF THE CHAIRMAN OF THE BOARD OF DIRECTORS: RODOLPHE SAADE | Management | For | DNV |
5.4.1 | ELECTION OF THE MEMBER OF THE COMPENSATION COMMITTEE: RODOLPHE SAADE | Management | For | DNV |
5.4.2 | ELECTION OF THE MEMBER OF THE COMPENSATION COMMITTEE: ROLF WATTER | Management | For | DNV |
5.5 | RE-ELECTION OF THE INDEPENDENT PROXY: JOST WINDLIN | Management | For | DNV |
5.6 | ELECTION OF THE AUDITORS | Management | For | DNV |
CMMT | 16 APR 2019: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN NUMBERING-OF RESOLUTION 5. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE-AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Management | None | DNV |
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CF INDUSTRIES HOLDINGS, INC. | ||||
Ticker: CF | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Javed Ahmed | Management | For | For |
1b | Elect Director Robert C. Arzbaecher | Management | For | For |
1c | Elect Director William Davisson | Management | For | For |
1d | Elect Director John W. Eaves | Management | For | For |
1e | Elect Director Stephen A. Furbacher | Management | For | For |
1f | Elect Director Stephen J. Hagge | Management | For | For |
1g | Elect Director John D. Johnson | Management | For | For |
1h | Elect Director Anne P. Noonan | Management | For | For |
1i | Elect Director Michael J. Toelle | Management | For | For |
1j | Elect Director Theresa E. Wagler | Management | For | For |
1k | Elect Director Celso L. White | Management | For | For |
1l | Elect Director W. Anthony Will | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
4 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| ||||
CHINA TOWER CORPORATION LIMITED | ||||
Ticker: | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Non-Voting Meeting Note | Management | N/A | N/A |
2 | Non-Voting Meeting Note | Management | N/A | N/A |
3 | Accounts and Reports | Management | For | For |
4 | Allocation of Profits/Dividends | Management | For | For |
5 | Appointment of Auditor and Authority to Set Fees | Management | For | For |
6 | Adoption of Restricted Share Incentive Scheme and Administrative Measures | Management | For | For |
7 | Authority to Issue Debt Instruments | Management | For | For |
8 | Approval of Dividend Policies | Management | For | For |
9 | Authority to Issue Domestic and/or H Shares w/o Preemptive Rights | Management | For | Against |
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CHINA UNICOM (HONG KONG) LIMITED | ||||
Ticker: | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accounts and Reports | Management | For | For |
2 | Allocation of Profits/Dividends | Management | For | For |
3 | Elect WANG Xiaochu | Management | For | For |
4 | Elect LI Guohua | Management | For | For |
5 | Elect ZHU Kebing | Management | For | For |
6 | Elect Linus CHEUNG Wing Lam | Management | For | For |
7 | Elect WONG Wai Ming | Management | For | For |
8 | Directors' Fees | Management | For | For |
9 | Appointment of Auditor and Authority to Set Fees | Management | For | For |
10 | Authority to Repurchase Shares | Management | For | For |
11 | Authority to Issue Shares w/o Preemptive Rights | Management | For | Against |
12 | Authority to Issue Repurchased Shares | Management | For | For |
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CHOCOLADEFABRIKEN LINDT & SPRUENGLI AG | ||||
Ticker: LISN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Discharge of Board and Senior Management | Management | For | For |
4.1 | Approve Allocation of Income and Dividends of CHF 640 per Registered Share and CHF 64 per Participation Certificate | Management | For | For |
4.2 | Approve Dividends of CHF 360 per Registered Share and CHF 36 per Participation Certificate from Capital Contribution Reserves | Management | For | For |
5 | Approve CHF 10,000 Reduction in Share Capital and CHF 181,560 Reduction in Participation Capital via Cancellation of Repurchased Shares | Management | For | For |
6.1.1 | Reelect Ernst Tanner as Director and Board Chairman | Management | For | For |
6.1.2 | Reelect Antonio Bulgheroni as Director | Management | For | For |
6.1.3 | Reelect Rudolf Spruengli as Director | Management | For | For |
6.1.4 | Reelect Elisabeth Guertler as Director | Management | For | For |
6.1.5 | Reelect Thomas Rinderknecht as Director | Management | For | For |
6.1.6 | Reelect Silvio Denz as Director | Management | For | For |
6.2.1 | Reappoint Rudolf Spruengli as Member of the Compensation Committee | Management | For | Against |
6.2.2 | Reappoint Antonio Bulgheroni as Member of the Compensation Committee | Management | For | Against |
6.2.3 | Appoint Silvio Denz as Member of the Compensation Committee | Management | For | For |
6.3 | Designate Patrick Schleiffer as Independent Proxy | Management | For | For |
6.4 | Ratify PricewaterhouseCoopers AG as Auditors | Management | For | For |
7.1 | Approve Remuneration of Directors in the Amount of CHF 5.3 Million | Management | For | For |
7.2 | Approve Remuneration of Executive Committee in the Amount of CHF 18 Million | Management | For | For |
8 | Approve Increase in Conditional Participation Capital Reserved for Stock Option Plan | Management | For | For |
9 | Transact Other Business (Voting) | Management | For | Against |
| ||||
CIGNA CORP. | ||||
Ticker: CI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Express Scripts Merger | Management | For | For |
2 | Right to Adjourn Meeting | Management | For | For |
| ||||
CIGNA CORP. | ||||
Ticker: CI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect David M. Cordani | Management | For | For |
2 | Elect William J. DeLaney | Management | For | For |
3 | Elect Eric J. Foss | Management | For | For |
4 | Elect Elder Granger | Management | For | For |
5 | Elect Isaiah Harris, Jr. | Management | For | For |
6 | Elect Roman Martinez IV | Management | For | For |
7 | Elect Kathleen M. Mazzarella | Management | For | For |
8 | Elect Mark B. McClellan | Management | For | For |
9 | Elect John M. Partridge | Management | For | For |
10 | Elect William L. Roper | Management | For | For |
11 | Elect Eric C. Wiseman | Management | For | For |
12 | Elect Donna F. Zarcone | Management | For | For |
13 | Elect William D. Zollars | Management | For | For |
14 | Advisory Vote on Executive Compensation | Management | For | For |
15 | Ratification of Auditor | Management | For | For |
16 | Shareholder Proposal Regarding Right to Act by Written Consent | Shareholder | Against | For |
17 | Shareholder Proposal Regarding Cyber Risk Report | Shareholder | Against | Against |
18 | Shareholder Proposal Regarding Gender Pay Equity Report | Shareholder | Against | Against |
| ||||
CIGNA CORPORATION | ||||
Ticker: CI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David M. Cordani | Management | For | For |
1.2 | Elect Director William J. DeLaney | Management | For | For |
1.3 | Elect Director Eric J. Foss | Management | For | For |
1.4 | Elect Director Elder Granger | Management | For | For |
1.5 | Elect Director Isaiah Harris, Jr. | Management | For | For |
1.6 | Elect Director Roman Martinez, IV | Management | For | For |
1.7 | Elect Director Kathleen M. Mazzarella | Management | For | For |
1.8 | Elect Director Mark B. McClellan | Management | For | For |
1.9 | Elect Director John M. Partridge | Management | For | For |
1.10 | Elect Director William L. Roper | Management | For | For |
1.11 | Elect Director Eric C. Wiseman | Management | For | For |
1.12 | Elect Director Donna F. Zarcone | Management | For | For |
1.13 | Elect Director William D. Zollars | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Provide Right to Act by Written Consent | Shareholder | Against | For |
5 | Report on Cyber Risk *Withdrawn Resolution* | Shareholder | None | None |
6 | Report on Gender Pay Gap | Shareholder | Against | Against |
| ||||
CINTAS CORP. | ||||
Ticker: CTAS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Gerald S. Adolph | Management | For | For |
1b | Elect Director John F. Barrett | Management | For | For |
1c | Elect Director Melanie W. Barstad | Management | For | For |
1d | Elect Director Robert E. Coletti | Management | For | For |
1e | Elect Director Scott D. Farmer | Management | For | For |
1f | Elect Director James J. Johnson | Management | For | For |
1g | Elect Director Joseph Scaminace | Management | For | For |
1h | Elect Director Ronald W. Tysoe | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ||||
CITIGROUP INC. | ||||
Ticker: C | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Michael L. Corbat | Management | For | For |
1b | Elect Director Ellen M. Costello | Management | For | For |
1c | Elect Director Barbara J. Desoer | Management | For | For |
1d | Elect Director John C. Dugan | Management | For | For |
1e | Elect Director Duncan P. Hennes | Management | For | For |
1f | Elect Director Peter B. Henry | Management | For | For |
1g | Elect Director S. Leslie Ireland | Management | For | For |
1h | Elect Director Lew W. (Jay) Jacobs, IV | Management | For | For |
1i | Elect Director Renee J. James | Management | For | For |
1j | Elect Director Eugene M. McQuade | Management | For | Against |
1k | Elect Director Gary M. Reiner | Management | For | For |
1l | Elect Director Diana L. Taylor | Management | For | For |
1m | Elect Director James S. Turley | Management | For | For |
1n | Elect Director Deborah C. Wright | Management | For | For |
1o | Elect Director Ernesto Zedillo Ponce de Leon | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Amend Proxy Access Right | Shareholder | Against | Against |
6 | Prohibit Accelerated Vesting of Awards to Pursue Government Service | Shareholder | Against | Against |
7 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | For |
| ||||
CLEVELAND-CLIFFS INC. | ||||
Ticker: CLF | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1..1 | DIRECTOR-J.T. Baldwin | Management | For | DNV |
1..2 | DIRECTOR-R.P. Fisher, Jr. | Management | For | DNV |
1..3 | DIRECTOR-L. Goncalves | Management | For | DNV |
1..4 | DIRECTOR-S.M. Green | Management | For | DNV |
1..5 | DIRECTOR-M.A. Harlan | Management | For | DNV |
1..6 | DIRECTOR-J.L. Miller | Management | For | DNV |
1..7 | DIRECTOR-J.A. Rutkowski, Jr. | Management | For | DNV |
1..8 | DIRECTOR-E.M. Rychel | Management | For | DNV |
1..9 | DIRECTOR-M.D. Siegal | Management | For | DNV |
1..10 | DIRECTOR-G. Stoliar | Management | For | DNV |
1..11 | DIRECTOR-D.C. Taylor | Management | For | DNV |
2. | Approval, on an advisory basis, of our named executive officers' compensation. | Management | For | DNV |
3. | The ratification of the appointment of Deloitte & Touche LLP as the independent registered public accounting firm of Cleveland- Cliffs Inc. to serve for the 2019 fiscal year. | Management | For | DNV |
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COMCAST CORPORATION | ||||
Ticker: CMCSA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kenneth J. Bacon | Management | For | For |
1.2 | Elect Director Madeline S. Bell | Management | For | For |
1.3 | Elect Director Sheldon M. Bonovitz | Management | For | For |
1.4 | Elect Director Edward D. Breen | Management | For | For |
1.5 | Elect Director Gerald L. Hassell | Management | For | For |
1.6 | Elect Director Jeffrey A. Honickman | Management | For | For |
1.7 | Elect Director Maritza G. Montiel | Management | For | For |
1.8 | Elect Director Asuka Nakahara | Management | For | For |
1.9 | Elect Director David C. Novak | Management | For | For |
1.10 | Elect Director Brian L. Roberts | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
3 | Approve Nonqualified Employee Stock Purchase Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Require Independent Board Chairman | Shareholder | Against | For |
6 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
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COMMSCOPE HOLDING COMPANY, INC. | ||||
Ticker: | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Marvin S. Edwards, Jr. | Management | For | For |
2 | Elect Claudius E. Watts, IV | Management | For | For |
3 | Elect Timothy T. Yates | Management | For | For |
4 | Ratification of Auditor | Management | For | For |
5 | Advisory Vote on Executive Compensation | Management | For | For |
6 | Approval of the 2019 Long-Term Incentive Plan | Management | For | For |
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CONSTELLATION BRANDS, INC. | ||||
Ticker: STZ | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1..1 | DIRECTOR-Jerry Fowden | Management | For | DNV |
1..2 | DIRECTOR-Barry A. Fromberg | Management | For | DNV |
1..3 | DIRECTOR-Robert L. Hanson | Management | For | DNV |
1..4 | DIRECTOR-Ernesto M. Hernandez | Management | For | DNV |
1..5 | DIRECTOR-Susan S. Johnson | Management | For | DNV |
1..6 | DIRECTOR-James A. Locke III | Management | For | DNV |
1..7 | DIRECTOR-Daniel J. McCarthy | Management | For | DNV |
1..8 | DIRECTOR-Richard Sands | Management | For | DNV |
1..9 | DIRECTOR-Robert Sands | Management | For | DNV |
1..10 | DIRECTOR-Judy A. Schmeling | Management | For | DNV |
1..11 | DIRECTOR-Keith E. Wandell | Management | For | DNV |
2. | To ratify the selection of KPMG LLP as the Company's independent registered public accounting firm for the fiscal year ending February 28, 2019 | Management | For | DNV |
3. | To approve, by an advisory vote, the compensation of the Company's named executive officers as disclosed in the Proxy Statement | Management | For | DNV |
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CONVERGYS CORPORATION | ||||
Ticker: CVG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1. | To adopt the Agreement and Plan of Merger, as amended, by and among Convergys, SYNNEX, Delta Merger Sub I, Inc. and Concentrix CVG Corp. | Management | For | For |
2. | To approve the adjournment of the Convergys special meeting, if necessary, to solicit additional proxies if there are not sufficient votes to adopt the merger agreement at the time of the Convergys special meeting or any adjournment or postponement thereo | Management | For | For |
3. | To approve, on an advisory (non-binding) basis, compensation that will or may be paid or provided by Convergys to its named executive officers in connection with the mergers. | Management | For | For |
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COSTAR GROUP, INC. | ||||
Ticker: | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Michael R. Klein | Management | For | For |
2 | Elect Andrew C. Florance | Management | For | For |
3 | Elect Laura Cox Kaplan | Management | For | For |
4 | Elect Michael J. Glosserman | Management | For | For |
5 | Elect John W. Hill | Management | For | For |
6 | Elect Christopher J. Nassetta | Management | For | For |
7 | Elect David J. Steinberg | Management | For | For |
8 | Ratification of Auditor | Management | For | For |
9 | Advisory Vote on Executive Compensation | Management | For | For |
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COSTCO WHOLESALE CORP. | ||||
Ticker: COST | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Hamilton E. James | Management | For | For |
1.2 | Elect Director John W. Stanton | Management | For | For |
1.3 | Elect Director Mary Agnes (Maggie) Wilderotter | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | Against |
5 | Declassify the Board of Directors | Management | For | For |
6 | Reduce Supermajority Vote Requirement | Management | For | For |
7 | Report on Human Rights Risk Assessment Process | Shareholder | Against | For |
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CRAY INC. | ||||
Ticker: | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Prithviraj Banerjee | Management | For | For |
2 | Elect Catriona M. Fallon | Management | For | For |
3 | Elect Stephen E. Gold | Management | For | For |
4 | Elect Stephen C. Kiely | Management | For | For |
5 | Elect Sally G. Narodick | Management | For | For |
6 | Elect Daniel C. Regis | Management | For | For |
7 | Elect Max L. Schireson | Management | For | For |
8 | Elect Brian V. Turner | Management | For | For |
9 | Elect Peter J. Ungaro | Management | For | For |
10 | Advisory Vote on Executive Compensation | Management | For | For |
11 | Amendment to the 2013 Equity Incentive Plan | Management | For | For |
12 | Ratification of Auditor | Management | For | For |
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CSTONE PHARMACEUTICALS | ||||
Ticker: 2616 HK | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
8 | Directors' Fees | Management | For | For |
9 | Appointment of Auditor and Authority to Set Fees | Management | For | For |
10 | Authority to Issue Shares w/o Preemptive Rights | Management | For | For |
11 | Authority to Repurchase Shares | Management | For | For |
12 | Authority to Issue Repurchased Shares | Management | For | For |
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CSTONE PHARMACEUTICALS | ||||
Ticker: 2616 HK | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
3 | Accounts and Reports | Management | For | For |
4 | Elect Frank JIANG Ningjun | Management | For | For |
5 | Elect LI Wei | Management | For | For |
6 | Elect ZHAO Qun | Management | For | For |
7 | Elect Yanling Cao | Management | For | For |
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CSX CORPORATION | ||||
Ticker: CSX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Donna M. Alvarado | Management | For | For |
1b | Elect Director Pamela L. Carter | Management | For | For |
1c | Elect Director James M. Foote | Management | For | For |
1d | Elect Director Steven T. Halverson | Management | For | For |
1e | Elect Director Paul C. Hilal | Management | For | For |
1f | Elect Director John D. McPherson | Management | For | For |
1g | Elect Director David M. Moffett | Management | For | For |
1h | Elect Director Linda H. Riefler | Management | For | For |
1i | Elect Director J. Steven Whisler | Management | For | For |
1j | Elect Director John J. Zillmer | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
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CUMMINS INC. | ||||
Ticker: CMI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director N. Thomas Linebarger | Management | For | For |
2 | Elect Director Richard J. Freeland | Management | For | For |
3 | Elect Director Robert J. Bernhard | Management | For | For |
4 | Elect Director Franklin R. Chang Diaz | Management | For | For |
5 | Elect Director Bruno V. Di Leo Allen | Management | For | For |
6 | Elect Director Stephen B. Dobbs | Management | For | For |
7 | Elect Director Robert K. Herdman | Management | For | For |
8 | Elect Director Alexis M. Herman | Management | For | For |
9 | Elect Director Thomas J. Lynch | Management | For | For |
10 | Elect Director William I. Miller | Management | For | For |
11 | Elect Director Georgia R. Nelson | Management | For | For |
12 | Elect Director Karen H. Quintos | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
15 | Amend Nonqualified Employee Stock Purchase Plan | Management | For | Against |
16 | Require Independent Board Chairman | Shareholder | Against | For |
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CVR ENERGY, INC. | ||||
Ticker: CVI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Patricia A. Agnello | Management | For | Withhold |
1.2 | Elect Director Bob G. Alexander | Management | For | For |
1.3 | Elect Director SungHwan Cho | Management | For | Withhold |
1.4 | Elect Director Jonathan Frates | Management | For | Withhold |
1.5 | Elect Director Hunter C. Gary | Management | For | Withhold |
1.6 | Elect Director David L. Lamp | Management | For | Withhold |
1.7 | Elect Director Stephen Mongillo | Management | For | For |
1.8 | Elect Director James M. Strock | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
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DANAHER CORP. | ||||
Ticker: DHR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Donald J. Ehrlich | Management | For | For |
2 | Elect Linda P. Hefner Filler | Management | For | For |
3 | Elect Thomas P. Joyce, Jr. | Management | For | For |
4 | Elect Teri List-Stoll | Management | For | For |
5 | Elect Walter G. Lohr, Jr. | Management | For | For |
6 | Elect Mitchell P. Rales | Management | For | For |
7 | Elect Steven M. Rales | Management | For | For |
8 | Elect John T. Schwieters | Management | For | For |
9 | Elect Alan G. Spoon | Management | For | For |
10 | Elect Raymond C. Stevens | Management | For | For |
11 | Elect Elias A. Zerhouni | Management | For | For |
12 | Ratification of Auditor | Management | For | For |
13 | Advisory Vote on Executive Compensation | Management | For | For |
14 | Shareholder Proposal Regarding Independent Board Chair | Shareholder | Against | Against |
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DAVIDE CAMPARI-MILANO SPA | ||||
Ticker: CPR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements, Statutory Reports, and Allocation of Income | Management | For | For |
2.1.1 | Slate 1 Submitted by Lagfin SCA | Shareholder | None | Did Not Vote |
2.1.2 | Slate 2 Submitted by Institutional Investors (Assogestioni) | Shareholder | None | For |
2.2 | Elect Luca Garavoglia as Board Chair | Shareholder | None | For |
2.3 | Approve Remuneration of Directors | Shareholder | None | For |
3.1.1 | Slate 1 Submitted by Lagfin SCA | Shareholder | None | Against |
3.1.2 | Slate 2 Submitted by Institutional Investors (Assogestioni) | Shareholder | None | For |
3.2 | Approve Internal Statutory Auditors' Remuneration | Shareholder | None | For |
4 | Approve Remuneration Policy | Management | For | Against |
5 | Approve Stock Option Plan | Management | For | Against |
6 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | Against |
A | Deliberations on Possible Legal Action Against Directors if Presented by Shareholders | Management | None | Against |
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DBV TECHNOLOGIES | ||||
Ticker: DBVT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
27 | Authority to Issue Restricted Shares | Management | For | For |
28 | Authority to Grant Stock Options | Management | For | For |
29 | Amendment to Remove the Presence Condition for the Exercise of Stock Options | Management | For | For |
30 | Authorisation of Legal Formalities | Management | For | For |
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DBV TECHNOLOGIES | ||||
Ticker: DBVT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
25 | Authority to Grant Warrants | Management | For | For |
26 | Employee Stock Purchase Plan | Management | For | For |
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DBV TECHNOLOGIES | ||||
Ticker: DBVT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
20 | Authority to Issue Shares Through Private Placement | Management | For | For |
21 | Authority to Set Offering Price of Shares | Management | For | For |
22 | Authority to Issue Shares w/o Preemptive Rights Through Private Placement (Investment Funds) | Management | For | For |
23 | Greenshoe | Management | For | For |
24 | Global Ceiling on Capital Increases | Management | For | For |
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DBV TECHNOLOGIES | ||||
Ticker: DBVT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
17 | Authority to Cancel Shares and Reduce Capital | Management | For | For |
18 | Authority to Issue Shares and/or Convertible Debt w/ Preemptive Rights | Management | For | For |
19 | Authority to Issue Shares and/or Convertible Debt w/o Preemptive Rights | Management | For | For |
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DBV TECHNOLOGIES | ||||
Ticker: DBVT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accounts and Reports | Management | For | For |
2 | Consolidated Accounts and Reports | Management | For | For |
3 | Allocation of Losses | Management | For | For |
4 | Special Auditors Report on Regulated Agreements | Management | For | Against |
5 | Severance Agreement (Daniel Tasse, CEO) | Management | For | For |
6 | Elect Julie O'Neill | Management | For | For |
7 | Elect Daniel Tasse | Management | For | For |
8 | Elect Viviane Monges | Management | For | For |
9 | Remuneration of Pierre-Henri Benhamou, Chair and CEO (until November 29, 2018) and Chair (from November 29, 2018 until March 4, 2019) | Management | For | For |
10 | Remuneration of Daniel Tasse, CEO (from November 29, 2018) | Management | For | For |
11 | Remuneration of David Schilansky, Deputy CEO | Management | For | For |
12 | Remuneration of Laurent Martin, Deputy CEO | Management | For | For |
13 | Remuneration Policy (Chair) | Management | For | For |
14 | Remuneration Policy (CEO and Executives) | Management | For | For |
15 | Remuneration Policy (Deputy CEOs) | Management | For | For |
16 | Authority to Repurchase and Reissue Shares | Management | For | For |
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DBV TECHNOLOGIES | ||||
Ticker: DBVT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accounts and Reports | Management | For | For |
2 | Consolidated Accounts and Reports | Management | For | For |
3 | Allocation of Losses | Management | For | For |
4 | Special Auditors Report on Regulated Agreements | Management | For | Against |
5 | Severance Agreement (Daniel Tasse, CEO) | Management | For | For |
6 | Elect Julie O'Neill | Management | For | For |
7 | Elect Daniel Tasse | Management | For | For |
8 | Elect Viviane Monges | Management | For | For |
9 | Remuneration of Pierre-Henri Benhamou, Chair and CEO (until November 29, 2018) and Chair (from November 29, 2018 until March 4, 2019) | Management | For | For |
10 | Remuneration of Daniel Tasse, CEO (from November 29, 2018) | Management | For | For |
11 | Remuneration of David Schilansky, Deputy CEO | Management | For | For |
12 | Remuneration of Laurent Martin, Deputy CEO | Management | For | For |
13 | Remuneration Policy (Chair) | Management | For | For |
14 | Remuneration Policy (CEO and Executives) | Management | For | For |
15 | Remuneration Policy (Deputy CEOs) | Management | For | For |
16 | Authority to Repurchase and Reissue Shares | Management | For | For |
17 | Authority to Cancel Shares and Reduce Capital | Management | For | For |
18 | Authority to Issue Shares and/or Convertible Debt w/ Preemptive Rights | Management | For | For |
19 | Authority to Issue Shares and/or Convertible Debt w/o Preemptive Rights | Management | For | For |
20 | Authority to Issue Shares Through Private Placement | Management | For | For |
21 | Authority to Set Offering Price of Shares | Management | For | For |
22 | Authority to Issue Shares w/o Preemptive Rights Through Private Placement (Investment Funds) | Management | For | For |
23 | Greenshoe | Management | For | For |
24 | Global Ceiling on Capital Increases | Management | For | For |
25 | Authority to Grant Warrants | Management | For | For |
26 | Employee Stock Purchase Plan | Management | For | For |
27 | Authority to Issue Restricted Shares | Management | For | For |
28 | Authority to Grant Stock Options | Management | For | For |
29 | Amendment to Remove the Presence Condition for the Exercise of Stock Options | Management | For | For |
30 | Authorisation of Legal Formalities | Management | For | For |
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DEERE & CO. | ||||
Ticker: DE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Samuel R. Allen | Management | For | For |
1b | Elect Director Vance D. Coffman | Management | For | For |
1c | Elect Director Alan C. Heuberger | Management | For | For |
1d | Elect Director Charles O. Holliday, Jr. | Management | For | For |
1e | Elect Director Dipak C. Jain | Management | For | For |
1f | Elect Director Michael O. Johanns | Management | For | For |
1g | Elect Director Clayton M. Jones | Management | For | For |
1h | Elect Director Gregory R. Page | Management | For | For |
1i | Elect Director Sherry M. Smith | Management | For | For |
1j | Elect Director Dmitri L. Stockton | Management | For | For |
1k | Elect Director Sheila G. Talton | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
4 | Provide Right to Act by Written Consent | Shareholder | Against | For |
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DELIVERY HERO SE | ||||
Ticker: | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Non-Voting Meeting Note | Management | N/A | N/A |
2 | Non-Voting Meeting Note | Management | N/A | N/A |
3 | Non-Voting Meeting Note | Management | N/A | N/A |
4 | Non-Voting Meeting Note | Management | N/A | N/A |
5 | Non-Voting Agenda Item | Management | N/A | N/A |
6 | Ratification of Management Board Acts | Management | For | For |
7 | Ratify Martin Enderle | Management | For | For |
8 | Ratify Hilary Kay Gosher | Management | For | For |
9 | Ratify Bjorn Olof Ljungberg | Management | For | For |
10 | Ratify Patrick Kolek | Management | For | For |
11 | Ratify Vera Stachowiak | Management | For | For |
12 | Ratify Semih Yalcin | Management | For | For |
13 | Ratify Jonathan Green | Management | For | For |
14 | Ratify Jeffrey Lieberman | Management | For | For |
15 | Ratify Georg Graf von Waldersee | Management | For | For |
16 | Ratify Janis Zech | Management | For | For |
17 | Appointment of Auditor | Management | For | For |
18 | Authorised Capital VII | Management | For | For |
19 | Authority to Issue Convertible Debt Instruments; Increase in Conditional Capital | Management | For | For |
20 | Amendments to Articles Regarding Convocation of General Meetings | Management | For | For |
21 | Supervisory Board Members' Fees | Management | For | For |
22 | Amendments to Articles Regarding Supervisory Board Composition | Management | For | For |
23 | Amendments to Articles Regarding Supervisory Board Approval of Institution or Termination of Court Cases or Arbitration Proceedings | Management | For | For |
24 | Stock Option Plan; Increase in Conditional Capital | Management | For | For |
25 | Amendment to Stock Option Plan 2017 | Management | For | For |
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DELL TECHNOLOGIES INC. | ||||
Ticker: DVMT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1. | Adoption of the Agreement and Plan of Merger, between Dell Technologies Inc. and Teton Merger Sub Inc., dated as of July 1, 2018, as it may be amended from time to time (the "merger agreement"), pursuant to which Teton Merger Sub Inc. will be merged with | Management | For | For |
2. | Adoption of the Fifth Amended and Restated Certificate of Incorporation of Dell Technologies Inc. in the form attached as Exhibit A to the merger agreement. | Management | For | For |
3. | Approval, on a non-binding, advisory basis, of compensation arrangements with respect to the named executive officers of Dell Technologies Inc. related to the Class V transaction described in the accompanying proxy statement/prospectus. | Management | For | For |
4. | Approval of the adjournment of the special meeting, if necessary or appropriate, to solicit additional proxies if there are not sufficient votes at the time of the special meeting to adopt the merger agreement or adopt the Fifth Amended and Restated Certi | Management | For | For |
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DELL TECHNOLOGIES INC. | ||||
Ticker: DVMT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1. | To adopt the Agreement and Plan of Merger, between Dell Technologies and Teton Merger Sub Inc., dated as of July 1, 2018, as it may be amended from time to time, pursuant to which Teton Merger Sub Inc. will be merged with and into Dell Technologies, and D | Management | Against | DNV |
2. | To adopt the Fifth Amended and Restated Certificate of Incorporation of Dell Technologies. | Management | Against | DNV |
3. | To approve, on a non-binding, advisory basis, compensation arrangements with respect to the named executive officers of Dell Technologies related to the Class V transaction. | Management | Against | DNV |
4. | To approve, the adjournment of the special meeting, if necessary or appropriate, to solicit additional proxies if there are not sufficient votes at the time of the special meeting to adopt the merger agreement or adopt the amended and restated Company cer | Management | Against | DNV |
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DELL TECHNOLOGIES INC. | ||||
Ticker: DVMT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1. | Adoption of the Agreement and Plan of Merger, between Dell Technologies Inc. and Teton Merger Sub Inc., dated as of July 1, 2018, as it may be amended from time to time (the "merger agreement"), pursuant to which Teton Merger Sub Inc. will be merged with | Management | For | For |
2. | Adoption of the Fifth Amended and Restated Certificate of Incorporation of Dell Technologies Inc. in the form attached as Exhibit A to the merger agreement. | Management | For | For |
3. | Approval, on a non-binding, advisory basis, of compensation arrangements with respect to the named executive officers of Dell Technologies Inc. related to the Class V transaction described in the accompanying proxy statement/prospectus. | Management | For | For |
4. | Approval of the adjournment of the special meeting, if necessary or appropriate, to solicit additional proxies if there are not sufficient votes at the time of the special meeting to adopt the merger agreement or adopt the Fifth Amended and Restated Certi | Management | For | For |
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DELL TECHNOLOGIES, INC. | ||||
Ticker: DVMT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Amend Certificate of Incorporation | Management | For | For |
3 | Advisory Vote on Golden Parachutes | Management | For | Against |
4 | Adjourn Meeting | Management | For | For |
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DELTA AIR LINES, INC. | ||||
Ticker: DAL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Edward H. Bastian | Management | For | For |
1b | Elect Director Francis S. Blake | Management | For | For |
1c | Elect Director Daniel A. Carp | Management | For | For |
1d | Elect Director Ashton B. Carter | Management | For | For |
1e | Elect Director David G. DeWalt | Management | For | For |
1f | Elect Director William H. Easter, III | Management | For | For |
1g | Elect Director Christopher A. Hazleton | Management | For | For |
1h | Elect Director Michael P. Huerta | Management | For | For |
1i | Elect Director Jeanne P. Jackson | Management | For | For |
1j | Elect Director George N. Mattson | Management | For | For |
1k | Elect Director Sergio A. L. Rial | Management | For | For |
1l | Elect Director Kathy N. Waller | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
4 | Provide Right to Act by Written Consent | Shareholder | Against | For |
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DEXCOM INC | ||||
Ticker: DXCM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Steven R. Altman | Management | For | For |
2 | Elect Barbara E. Kahn | Management | For | For |
3 | Elect Jay S. Skyler | Management | For | For |
4 | Ratification of Auditor | Management | For | For |
5 | Advisory Vote on Executive Compensation | Management | For | For |
6 | Amendment to the 2015 Equity Incentive Plan | Management | For | For |
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DIAMONDBACK ENERGY, INC. | ||||
Ticker: FANG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Merger | Management | For | For |
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DICK'S SPORTING GOODS, INC. | ||||
Ticker: DKS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Mark J. Barrenchea | Management | For | Withhold |
1b | Elect Director Emanuel Chirico | Management | For | For |
1c | Elect Director Allen R. Weiss | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
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DOMINION ENERGY, INC. | ||||
Ticker: D | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James A. Bennett | Management | For | For |
1.2 | Elect Director Helen E. Dragas | Management | For | For |
1.3 | Elect Director James O. Ellis, Jr. | Management | For | For |
1.4 | Elect Director Thomas F. Farrell, II | Management | For | For |
1.5 | Elect Director D. Maybank Hagood | Management | For | For |
1.6 | Elect Director John W. Harris | Management | For | For |
1.7 | Elect Director Ronald W. Jibson | Management | For | Against |
1.8 | Elect Director Mark J. Kington | Management | For | For |
1.9 | Elect Director Joseph M. Rigby | Management | For | For |
1.10 | Elect Director Pamela J. Royal | Management | For | For |
1.11 | Elect Director Robert H. Spilman, Jr. | Management | For | For |
1.12 | Elect Director Susan N. Story | Management | For | Against |
1.13 | Elect Director Michael E. Szymanczyk | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Increase Authorized Common Stock | Management | For | For |
5 | Require Independent Board Chairman | Shareholder | Against | For |
| ||||
DOMINO'S PIZZA, INC. | ||||
Ticker: DPZ | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David A. Brandon | Management | For | For |
1.2 | Elect Director Richard E. Allison, Jr. | Management | For | For |
1.3 | Elect Director C. Andrew Ballard | Management | For | For |
1.4 | Elect Director Andrew B. Balson | Management | For | For |
1.5 | Elect Director Corie S. Barry | Management | For | For |
1.6 | Elect Director Diana F. Cantor | Management | For | For |
1.7 | Elect Director Richard L. Federico | Management | For | For |
1.8 | Elect Director James A. Goldman | Management | For | For |
1.9 | Elect Director Patricia E. Lopez | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
DOMTAR CORPORATION | ||||
Ticker: UFS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Giannella Alvarez | Management | For | For |
1.2 | Elect Director Robert E. Apple | Management | For | For |
1.3 | Elect Director David J. Illingworth | Management | For | For |
1.4 | Elect Director Brian M. Levitt | Management | For | For |
1.5 | Elect Director David G. Maffucci | Management | For | For |
1.6 | Elect Director Pamela B. Strobel | Management | For | For |
1.7 | Elect Director Denis Turcotte | Management | For | For |
1.8 | Elect Director John D. Williams | Management | For | For |
1.9 | Elect Director Mary A. Winston | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| ||||
DOWDUPONT INC. | ||||
Ticker: DWDP | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Reverse Stock Split | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
| ||||
DSV A/S | ||||
Ticker: | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
CMMT | IN THE MAJORITY OF MEETINGS THE VOTES ARE CAST WITH THE REGISTRAR WHO WILL-FOLLOW CLIENT INSTRUCTIONS. IN A SMALL PERCENTAGE OF MEETINGS THERE IS NO-REGISTRAR AND CLIENTS VOTES MAY BE CAST BY THE CHAIRMAN OF THE BOARD OR A-BOARD MEMBER AS PROXY. CLIENTS C | Management | None | Did not vote |
CMMT | PLEASE BE ADVISED THAT SPLIT AND PARTIAL VOTING IS NOT AUTHORISED FOR A-BENEFICIAL OWNER IN THE DANISH MARKET. PLEASE CONTACT YOUR GLOBAL CUSTODIAN-FOR FURTHER INFORMATION. | Management | None | Did not vote |
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QU | Management | None | Did not vote |
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'ABSTAIN'-ONLY FOR RESOLUTION NUMBERS 5.1 TO 5.7 AND 6.1. THANK YOU | Management | None | Did not vote |
1 | THE REPORT OF THE BOARD OF DIRECTORS AND THE EXECUTIVE BOARD ON THE COMPANY'S- ACTIVITIES IN 2018 | Management | None | Did not vote |
2 | PRESENTATION AND ADOPTION OF THE 2018 ANNUAL REPORT WITH THE AUDIT REPORT | Management | For | For |
3 | APPROVAL OF THE PROPOSED REMUNERATION OF THE BOARD OF DIRECTORS FOR THE CURRENT FINANCIAL YEAR | Management | For | For |
4 | RESOLUTION ON THE APPROPRIATION OF PROFITS OR COVERING OF LOSSES AS PER THE APPROVED 2018 ANNUAL REPORT: DKK 2.25 PER SHARE | Management | For | For |
5.1 | RE-ELECTION OF KURT K. LARSEN MEMBER FOR THE BOARD OF DIRECTORS | Management | For | For |
5.2 | RE-ELECTION OF ANNETTE SADOLIN MEMBER FOR THE BOARD OF DIRECTORS | Management | For | For |
5.3 | RE-ELECTION OF BIRGIT W. NORGAARD MEMBER FOR THE BOARD OF DIRECTORS | Management | For | For |
5.4 | RE-ELECTION OF THOMAS PLENBORG MEMBER FOR THE BOARD OF DIRECTORS | Management | For | For |
5.5 | RE-ELECTION OF ROBERT STEEN KLEDAL MEMBER FOR THE BOARD OF DIRECTORS | Management | For | For |
5.6 | RE-ELECTION OF JORGEN MOLLER MEMBER FOR THE BOARD OF DIRECTORS | Management | For | For |
5.7 | ELECTION OF MALOU AAMUND MEMBER FOR THE BOARD OF DIRECTORS | Management | For | For |
6.1 | ELECTION OF PRICEWATERHOUSECOOPERS, STATSAUTORISERET REVISIONSPARTNERSELSKAB (ORG.NO. 33771231) AS AN AUDITOR | Management | For | For |
7.1 | PROPOSED REDUCTION OF THE SHARE CAPITAL AND AMENDMENT OF ARTICLE 3 OF THE ARTICLES OF ASSOCIATION | Management | For | For |
7.2 | PROPOSED AUTHORISATION TO ACQUIRE TREASURY SHARES | Management | For | For |
7.3 | PROPOSED AMENDMENT OF THE REMUNERATION POLICY AND ARTICLE 4B IN THE ARTICLES OF ASSOCIATION | Management | For | For |
8 | ANY OTHER BUSINESS | Management | None | Did not vote |
CMMT | 14 FEB 2019: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF THE-TEXT OF RESOLUTION 6.1. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT-VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Management | None | Did not vote |
| ||||
DSV A/S | ||||
Ticker: | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
CMMT | IN THE MAJORITY OF MEETINGS THE VOTES ARE CAST WITH THE REGISTRAR WHO WILL-FOLLOW CLIENT INSTRUCTIONS. IN A SMALL PERCENTAGE OF MEETINGS THERE IS NO-REGISTRAR AND CLIENTS VOTES MAY BE CAST BY THE CHAIRMAN OF THE BOARD OR A-BOARD MEMBER AS PROXY. CLIENTS C | Management | None | Did not vote |
CMMT | PLEASE BE ADVISED THAT SPLIT AND PARTIAL VOTING IS NOT AUTHORISED FOR A-BENEFICIAL OWNER IN THE DANISH MARKET. PLEASE CONTACT YOUR GLOBAL CUSTODIAN-FOR FURTHER INFORMATION. | Management | None | Did not vote |
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QU | Management | None | Did not vote |
1 | PROPOSED AUTHORISATION TO INCREASE THE SHARE CAPITAL, INCLUDING AMENDMENT OF THE ARTICLES OF ASSOCIATION | Management | For | DNV |
| ||||
DUPONT DE NEMOURS, INC. | ||||
Ticker: DD | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Edward D. Breen | Management | For | For |
1b | Elect Director Ruby R. Chandy | Management | For | For |
1c | Elect Director Franklin K. Clyburn, Jr. | Management | For | For |
1d | Elect Director Terrence R. Curtin | Management | For | For |
1e | Elect Director Alexander M. Cutler | Management | For | For |
1f | Elect Director C. Marc Doyle | Management | For | For |
1g | Elect Director Eleuthere I. du Pont | Management | For | For |
1h | Elect Director Rajiv L. Gupta | Management | For | For |
1i | Elect Director Luther C. Kissam | Management | For | For |
1j | Elect Director Frederick M. Lowery | Management | For | For |
1k | Elect Director Raymond J. Milchovich | Management | For | For |
1l | Elect Director Steven M. Sterin | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
4 | Provide Right to Act by Written Consent | Shareholder | Against | For |
5 | Report on Pay Disparity | Shareholder | Against | Against |
6 | Report on Public Health Risks of Petrochemical Operations in Flood Prone Areas | Shareholder | Against | Against |
7 | Report on Efforts to Reduce Plastic Pellet Pollution | Shareholder | Against | Against |
| ||||
EATON CORPORATION PLC | ||||
Ticker: ETN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Craig Arnold | Management | For | For |
1b | Elect Director Todd M. Bluedorn | Management | For | Against |
1c | Elect Director Christopher M. Connor | Management | For | For |
1d | Elect Director Michael J. Critelli | Management | For | For |
1e | Elect Director Richard H. Fearon | Management | For | Against |
1f | Elect Director Arthur E. Johnson | Management | For | For |
1g | Elect Director Olivier Leonetti | Management | For | For |
1h | Elect Director Deborah L. McCoy | Management | For | For |
1i | Elect Director Gregory R. Page | Management | For | For |
1j | Elect Director Sandra Pianalto | Management | For | For |
1k | Elect Director Gerald B. Smith | Management | For | For |
1l | Elect Director Dorothy C. Thompson | Management | For | For |
2 | Approve Ernst & Young LLP as Auditor and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Authorize Issue of Equity with Pre-emptive Rights | Management | For | For |
5 | Authorize Issue of Equity without Pre-emptive Rights | Management | For | For |
6 | Authorize Share Repurchase of Issued Share Capital | Management | For | For |
| ||||
EBAY INC. | ||||
Ticker: EBAY | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Election of Director: Fred D. Anderson Jr. | Management | FOR | FOR |
2 | Election of Director: Anthony J. Bates | Management | FOR | FOR |
3 | Election of Director: Adriane M. Brown | Management | FOR | FOR |
4 | Election of Director: Jesse A. Cohn | Management | FOR | FOR |
5 | Election of Director: Diana Farrell | Management | FOR | FOR |
6 | Election of Director: Logan D. Green | Management | FOR | FOR |
7 | Election of Director: Bonnie S. Hammer | Management | FOR | FOR |
8 | Election of Director: Kathleen C. Mitic | Management | FOR | FOR |
9 | Election of Director: Matthew J. Murphy | Management | FOR | FOR |
10 | Election of Director: Pierre M. Omidyar | Management | FOR | FOR |
11 | Election of Director: Paul S. Pressler | Management | FOR | FOR |
12 | Election of Director: Robert H. Swan | Management | FOR | FOR |
13 | Election of Director: Thomas J. Tierney | Management | FOR | FOR |
14 | Election of Director: Perry M. Traquina | Management | FOR | FOR |
15 | Election of Director: Devin N. Wenig | Management | FOR | FOR |
16 | Advisory vote to approve named executive officer compensation. | Management | FOR | FOR |
17 | Ratification of appointment of independent auditors. | Management | FOR | FOR |
18 | Management proposal to amend special meeting provisions in the Company's charter and bylaws. | Management | FOR | FOR |
19 | Stockholder proposal requesting that the Board require an independent chair, if properly presented. | Shareholder | AGAINST | AGAINST |
| ||||
EDENRED | ||||
Ticker: | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Non-Voting Meeting Note | Management | N/A | N/A |
2 | Non-Voting Meeting Note | Management | N/A | N/A |
3 | Non-Voting Meeting Note | Management | N/A | N/A |
4 | Accounts and Reports; Non-Tax Deductible Expenses | Management | For | For |
5 | Consolidated Accounts and Reports | Management | For | For |
6 | Allocation of Profits/Dividends | Management | For | For |
7 | Scrip Dividend | Management | For | For |
8 | Remuneration Policy (Chair and CEO) | Management | For | For |
9 | Remuneration of Bertrand Dumazy, Chair and CEO | Management | For | For |
10 | Special Auditors' Report on Regulated Agreements | Management | For | For |
11 | Authority to Repurchase and Reissue Shares | Management | For | For |
12 | Authority to Cancel Shares and Reduce Capital | Management | For | For |
13 | Authority to Issue Shares and Convertible Debt w/o Preemptive Rights and to Increase Capital in Case of Exchange Offer | Management | For | For |
14 | Authority to Issue Shares Through Private Placement | Management | For | For |
15 | Employee Stock Purchase Plan | Management | For | For |
16 | Relocation of Corporate Headquarters | Management | For | For |
17 | Amend Article 4 Regarding Relocation of Corporate Headquarters | Management | For | For |
18 | Authorisation of Legal Formalities | Management | For | For |
19 | Non-Voting Meeting Note | Management | N/A | N/A |
| ||||
EDP-ENERGIAS DE PORTUGAL SA | ||||
Ticker: EDP | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Individual and Consolidated Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Allocation of Income | Management | For | For |
3.1 | Appraise Management of Company and Approve Vote of Confidence to Management Board | Management | For | For |
3.2 | Appraise Supervision of Company and Approve Vote of Confidence to Supervisory Board | Management | For | For |
3.3 | Appraise Work Performed by Statutory Auditor and Approve Vote of Confidence to Statutory Auditor | Management | For | For |
4 | Authorize Repurchase and Reissuance of Shares | Management | For | For |
5 | Authorize Repurchase and Reissuance of Debt Instruments | Management | For | For |
6 | Approve Statement on Remuneration Policy Applicable to Executive Board | Management | For | For |
7 | Approve Statement on Remuneration Policy Applicable to Other Corporate Bodies | Management | For | For |
8 | Elect General Meeting Board | Management | For | For |
9 | Amend Articles Re: Remove Voting Caps | Shareholder | None | Against |
| ||||
EDUCATION REALTY TRUST, INC. | ||||
Ticker: EDR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1. | To approve merger of Education Realty Trust, Inc. with & into GSHGIF REIT, an affiliate of Greystar Real Estate Partners, LLC ("REIT merger"), pursuant to Agreement & Plan of Merger ("merger agreement"), among Education Realty Trust, Inc., Education Realt | Management | For | For |
2. | To approve, on a non-binding, advisory basis, the compensation that may be paid or become payable to the named executive officers of Education Realty Trust, Inc. that is based on or otherwise relates to the mergers contemplated by the merger agreement (th | Management | For | For |
3. | To approve any adjournment of the special meeting to a later date or time, if necessary or appropriate, including for the purpose of soliciting additional proxies if there are not sufficient votes at the time of the special meeting to approve the REIT mer | Management | For | For |
| ||||
EDWARDS LIFESCIENCES CORP | ||||
Ticker: EW | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Michael A. Mussallem | Management | For | For |
2 | Elect Kieran T. Gallahue | Management | For | For |
3 | Elect Leslie Stone Heisz | Management | For | For |
4 | Elect William J. Link | Management | For | For |
5 | Elect Steven R. Loranger | Management | For | For |
6 | Elect Martha H. Marsh | Management | For | For |
7 | Elect Wesley W. von Schack | Management | For | For |
8 | Elect Nicholas J. Valeriani | Management | For | For |
9 | Advisory Vote on Executive Compensation | Management | For | For |
10 | Ratification of Auditor | Management | For | For |
11 | Shareholder Proposal Regarding Independent Chair | Shareholder | Against | Against |
| ||||
ENCANA CORP. | ||||
Ticker: ECA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Merger | Management | For | Against |
2 | Adjourn Meeting | Management | For | Against |
| ||||
ENCANA CORP. | ||||
Ticker: ECA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Peter A. Dea | Management | For | For |
1.2 | Elect Director Fred J. Fowler | Management | For | For |
1.3 | Elect Director Howard J. Mayson | Management | For | For |
1.4 | Elect Director Lee A. McIntire | Management | For | For |
1.5 | Elect Director Margaret A. McKenzie | Management | For | For |
1.6 | Elect Director Steven W. Nance | Management | For | For |
1.7 | Elect Director Suzanne P. Nimocks | Management | For | For |
1.8 | Elect Director Thomas G. Ricks | Management | For | For |
1.9 | Elect Director Brian G. Shaw | Management | For | For |
1.10 | Elect Director Douglas J. Suttles | Management | For | For |
1.11 | Elect Director Bruce G. Waterman | Management | For | For |
1.12 | Elect Director Clayton H. Woitas | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Amend Shareholder Rights Plan | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
ENERGEN CORPORATION | ||||
Ticker: EGN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1. | To approve the Agreement and Plan of Merger, dated August 14, 2018, by and among Diamondback Energy, Inc., Sidewinder Merger Sub Inc. and Energen Corporation (as it may be amended from time to time, the "Merger Agreement") | Management | For | For |
2. | To approve, by a non-binding advisory vote, certain compensation that may be paid or become payable to Energen Corporation's named executive officers that is based on or otherwise relates to the merger contemplated by the Merger Agreement | Management | For | For |
| ||||
ENTERTAINMENT ONE LTD. | ||||
Ticker: | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | FOR RECEIVING THE COMPANY'S ANNUAL REPORT AND ACCOUNTS FOR THE FINANCIAL YEAR ENDED 31 MARCH 2018 ("2018 ANNUAL REPORT") | Management | For | For |
2 | FOR APPROVING THE DIRECTORS' REMUNERATION REPORT FOR THE FINANCIAL YEAR ENDED 31 MARCH 2018 | Management | For | For |
3 | FOR THE ELECTION OF ALLAN LEIGHTON TO THE BOARD OF DIRECTORS OF THE COMPANY | Management | For | For |
4 | FOR THE ELECTION OF DARREN THROOP TO THE BOARD OF DIRECTORS OF THE COMPANY | Management | For | For |
5 | FOR THE ELECTION OF JOSEPH SPARACIO TO THE BOARD OF DIRECTORS OF THE COMPANY | Management | For | For |
6 | FOR THE ELECTION OF LINDA ROBINSON TO THE BOARD OF DIRECTORS OF THE COMPANY | Management | For | For |
7 | FOR THE ELECTION OF MARK OPZOOMER TO THE BOARD OF DIRECTORS OF THE COMPANY | Management | For | For |
8 | FOR THE ELECTION OF MICHAEL FRIISDAHL TO THE BOARD OF DIRECTORS OF THE COMPANY | Management | For | For |
9 | FOR THE ELECTION OF MITZI REAUGH TO THE BOARD OF DIRECTORS OF THE COMPANY | Management | For | For |
10 | FOR THE ELECTION OF ROBERT MCFARLANE TO THE BOARD OF DIRECTORS OF THE COMPANY | Management | For | For |
11 | FOR THE ELECTION OF SCOTT LAWRENCE TO THE BOARD OF DIRECTORS OF THE COMPANY | Management | For | For |
12 | FOR THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS AUDITORS | Management | For | For |
13 | FOR THE APPROVAL TO AUTHORISE THE BOARD TO AGREE THE REMUNERATION OF THE AUDITORS OF THE COMPANY | Management | For | For |
14 | FOR AUTHORISING THE BOARD GENERALLY AND UNCONDITIONALLY PURSUANT TO ARTICLE 2 OF PART 3 OF SCHEDULE I OF THE COMPANY'S ARTICLES OF INCORPORATION, AS AMENDED (THE "ARTICLES") TO ALLOT RELEVANT SECURITIES (AS DEFINED IN THE ARTICLES): A) UP TO A MAXIMUM AGG | Management | For | For |
15 | SUBJECT TO THE PASSING OF RESOLUTION 14, FOR AUTHORISING THE BOARD GENERALLY AND UNCONDITIONALLY PURSUANT TO ARTICLE 4.1 OF PART 3 OF SCHEDULE I OF THE ARTICLES TO ALLOT EQUITY SECURITIES (AS DEFINED IN THE ARTICLES) PURSUANT TO THE AUTHORITY CONFERRED BY | Management | For | For |
16 | SUBJECT TO THE PASSING OF RESOLUTION 14 AND IN ADDITION TO ANY AUTHORITY GRANTED UNDER RESOLUTION 15, FOR AUTHORISING THE BOARD GENERALLY AND UNCONDITIONALLY PURSUANT TO ARTICLE 4.1 OF PART 3 OF SCHEDULE I OF THE ARTICLES TO ALLOT EQUITY SECURITIES (AS DE | Management | For | For |
17 | FOR AUTHORISING THE COMPANY GENERALLY AND UNCONDITIONALLY TO MAKE MARKET PURCHASES OF ITS COMMON SHARES PROVIDED THAT: A) THE MAXIMUM AGGREGATE NUMBER OF COMMON SHARES AUTHORISED TO BE PURCHASED IS 46,283,666 (BEING APPROXIMATELY 10 PER CENT. OF THE ISSUE | Management | For | For |
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 984336 DUE TO CHANGE OF-RECORD DATE FROM 12 SEP 2018 TO 14 AUG 2018. ALL VOTES RECEIVED ON THE-PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS-MEETING NOTICE. THANK YOU | Management | None | DNV |
| ||||
ENVISION HEALTHCARE CORP. | ||||
Ticker: EVHC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Advisory Vote on Golden Parachutes | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
4a | Elect Director John T. Gawaluck | Management | For | For |
4b | Elect Director Joey A. Jacobs | Management | For | For |
4c | Elect Director Kevin P. Lavender | Management | For | For |
4d | Elect Director Leonard M. Riggs, Jr. | Management | For | For |
5 | Declassify the Board of Directors and Eliminate the Series A-1 Mandatory Convertible Preferred Stock | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
7 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| ||||
ENVISION HEALTHCARE CORPORATION | ||||
Ticker: EVHC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1. | To adopt the Agreement and Plan of Merger, dated as of June 10, 2018 (as it may be amended from time to time, the "merger agreement"), by and among Envision Healthcare Corporation, a Delaware corporation ("Envision" or the "Company"), Enterprise Parent Ho | Management | For | For |
2. | To approve, on an advisory (non-binding) basis, certain compensation that may be paid or become payable to Envision's named executive officers in connection with the merger. | Management | For | For |
3. | To approve the adjournment of the annual meeting, if necessary or appropriate, including to solicit additional proxies if there are insufficient votes at the time of the annual meeting to approve the proposal to adopt the merger agreement or in the absenc | Management | For | For |
4A. | Election of Class II Director: John T. Gawaluck | Management | For | For |
4B. | Election of Class II Director: Joey A. Jacobs | Management | For | For |
4C. | Election of Class II Director: Kevin P. Lavender | Management | For | For |
4D. | Election of Class II Director: Leonard M. Riggs, Jr., M.D. | Management | For | For |
5. | To amend Envision's Second Amended and Restated Certificate of Incorporation, dated December 1, 2016 to declassify the Board of Directors and to eliminate the Series A-1 Mandatory Convertible Preferred Stock. | Management | For | For |
6. | To approve, on an advisory (non-binding) basis, of the compensation of Envision's named executive officers. | Management | For | For |
7. | To ratify the appointment of Deloitte & Touche LLP as Envision Healthcare Corporation's independent registered public accounting firm for the year ending December 31, 2018. | Management | For | For |
| ||||
EPAM SYSTEMS, INC. | ||||
Ticker: | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Richard M. Mayoras | Management | For | For |
1.2 | Elect Karl Robb | Management | For | For |
1.3 | Elect Helen Shan | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Advisory Vote on Executive Compensation | Management | For | For |
| ||||
EPIZYME INC | ||||
Ticker: EPZM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.001 | Elect Michael F. Giordano | Management | For | For |
1.002 | Elect David Mott | Management | For | For |
1.003 | Elect Richard F. Pops | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Advisory Vote on Executive Compensation | Management | For | For |
4 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
| ||||
EQUIFAX, INC. | ||||
Ticker: | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Mark W. Begor | Management | For | For |
2 | Elect Mark L. Feidler | Management | For | For |
3 | Elect G. Thomas Hough | Management | For | For |
4 | Elect Robert D. Marcus | Management | For | For |
5 | Elect Siri S. Marshall | Management | For | For |
6 | Elect Scott A. McGregor | Management | For | For |
7 | Elect John A. McKinley | Management | For | For |
8 | Elect Robert W. Selander | Management | For | For |
9 | Elect Elane B. Stock | Management | For | For |
10 | Elect Heather H. Wilson | Management | For | For |
11 | Advisory Vote on Executive Compensation | Management | For | For |
12 | Ratification of Auditor | Management | For | For |
| ||||
EQUITRANS MIDSTREAM CORPORATION | ||||
Ticker: ETRN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Vicky A. Bailey | Management | For | For |
1.2 | Elect Director Kenneth M. Burke | Management | For | For |
1.3 | Elect Director Margaret K. Dorman | Management | For | For |
1.4 | Elect Director Thomas F. Karam | Management | For | For |
1.5 | Elect Director David L. Porges | Management | For | For |
1.6 | Elect Director Norman J. Szydlowski | Management | For | For |
1.7 | Elect Director Robert F. Vagt | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| ||||
ESTERLINE TECHNOLOGIES CORPORATION | ||||
Ticker: ESL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1. | To adopt the Agreement and Plan of Merger, as it may be amended from time to time, dated as of October 9, 2018 by and among Esterline Technologies Corporation, TransDigm Group Incorporated, and Thunderbird Merger Sub Inc. | Management | For | For |
2. | To approve, by non-binding, advisory vote, compensation that will or may become payable by Esterline Technologies Corporation to its named executive officers in connection with the merger contemplated by the merger agreement. | Management | For | For |
3. | To approve one or more adjournments of the Special Meeting to a later date or dates, if necessary or appropriate, to solicit additional proxies if there are insufficient votes to adopt the merger agreement at the time of the special meeting. | Management | For | For |
| ||||
ESTERLINE TECHNOLOGIES CORPORATION | ||||
Ticker: ESL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Election of Director: Delores M. Etter | Management | For | For |
1.2 | Election of Director: Paul V. Haack | Management | For | For |
1.3 | Election of Director: Mary L. Howell | Management | For | For |
1.4 | Election of Director: Scott E. Kuechle | Management | For | For |
1.5 | Election of Director: Curtis C. Reusser | Management | For | For |
2. | To approve, on an advisory basis, the compensation of the Company's named executive officers for the fiscal year ended September 28, 2018. | Management | For | For |
3. | To ratify the selection of Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending September 27, 2019. | Management | For | For |
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EUROFINS SCIENTIFIC SE | ||||
Ticker: ERF FP | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | 17 APR 2019: PLEASE NOTE THAT THIS IS A EUROPEAN COMPANY FOR WHICH ABSTAIN VOTES ARE ALLOWED | Management | TNA | TNA |
2 | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED INTERMEDIARY, THE GLOBAL CUSTO | Management | TNA | TNA |
3 | IN CASE AMENDMENTS OR NEW RESOLUTIONS ARE PRESENTED DURING THE MEETING, YOUR VOTE WILL DEFAULT TO 'ABSTAIN'. SHARES CAN ALTERNATIVELY BE PASSED TO THE CHAIRMAN OR A NAMED THIRD PARTY TO VOTE ON ANY SUCH ITEM RAISED. SHOULD YOU WISH TO PASS CONTROL OF YOUR | Management | TNA | TNA |
4 | ACKNOWLEDGE BOARD'S REPORTS | Management | FOR | FOR |
5 | ACKNOWLEDGE AUDITOR'S REPORTS | Management | FOR | FOR |
6 | APPROVE CONSOLIDATED FINANCIAL STATEMENTS | Management | FOR | FOR |
7 | APPROVE FINANCIAL STATEMENTS | Management | FOR | FOR |
8 | APPROVE ALLOCATION OF INCOME | Management | FOR | FOR |
9 | APPROVE DISCHARGE OF DIRECTORS | Management | FOR | FOR |
10 | APPROVE DISCHARGE OF AUDITORS | Management | FOR | FOR |
11 | RENEW APPOINTMENT OF AUDITOR | Management | FOR | FOR |
12 | APPROVE REMUNERATION OF DIRECTORS | Management | FOR | FOR |
13 | ACKNOWLEDGE INFORMATION ON REPURCHASE PROGRAM | Management | FOR | FOR |
14 | AUTHORIZE BOARD TO RATIFY AND EXECUTE APPROVED RESOLUTIONS | Management | FOR | FOR |
15 | APPROVE SHARE REPURCHASE PROGRAM AND AUTHORIZE CANCELLATION OF REPURCHASED SHARES | Management | FOR | FOR |
16 | AMEND ARTICLE 13 OF THE ARTICLES OF ASSOCIATION | Management | FOR | FOR |
17 | 17 APR 2019: PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF UPDATED AGENDA FOR RESOLUTIONS.12 AND MODIFICATION OF THE TEXT IN COMMENT. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUC | Management | TNA | TNA |
| ||||
EVOLENT HEALTH, INC. | ||||
Ticker: EVH | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Seth Blackley | Management | For | Against |
1b | Elect Director David Farner | Management | For | Against |
2 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
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EXACT SCIENCES CORP. | ||||
Ticker: EXAS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.001 | Elect Thomas D. Carey | Management | For | For |
1.002 | Elect Daniel J. Levangie | Management | For | For |
1.003 | Elect Michael S. Wyzga | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Advisory Vote on Executive Compensation | Management | For | For |
| ||||
EXLSERVICE HOLDINGS, INC. | ||||
Ticker: | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Repeal of Classified Board | Management | For | For |
2 | Elect Rohit Kapoor | Management | For | For |
3 | Elect Anne E. Minto | Management | For | For |
4 | Elect Jaynie M. Studenmund | Management | For | For |
5 | Ratification of Auditor | Management | For | For |
6 | Advisory Vote on Executive Compensation | Management | For | For |
| ||||
EXPERIAN PLC | ||||
Ticker: | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accounts and Reports | Management | For | For |
2 | Remuneration Report (Advisory) | Management | For | For |
3 | Elect Ruba Borno | Management | For | For |
4 | Elect Brian Cassin | Management | For | For |
5 | Elect Caroline F. Donahue | Management | For | For |
6 | Elect Luiz Fernando Vendramini Fleury | Management | For | For |
7 | Elect Deirdre Mahlan | Management | For | For |
8 | Elect Lloyd Pitchford | Management | For | For |
9 | Elect Don Robert | Management | For | For |
10 | Elect Mike Rogers | Management | For | For |
11 | Elect George Rose | Management | For | For |
12 | Elect Paul A. Walker | Management | For | For |
13 | Elect Kerry Williams | Management | For | For |
14 | Appointment of Auditor | Management | For | For |
15 | Authority to Set Auditor's Fees | Management | For | For |
16 | Authority to Issue Shares w/ Preemptive Rights | Management | For | For |
17 | Authority to Issue Shares w/o Preemptive Rights | Management | For | For |
18 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Management | For | For |
19 | Authority to Repurchase Shares | Management | For | For |
| ||||
EXPRESS SCRIPTS HOLDING COMPANY | ||||
Ticker: ESRX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1. | A proposal to adopt the Agreement and Plan of Merger, dated as of March 8, 2018, as amended by Amendment No. 1, dated as of June 27, 2018, and as it may be further amended from time to time (the "Merger Agreement"), by and among Cigna Corporation, Express | Management | For | For |
2. | A proposal to approve the adjournment of the Express Scripts special meeting, if necessary or appropriate, to solicit additional proxies if there are not sufficient votes to approve the proposal to adopt the Merger Agreement. | Management | For | For |
3. | A proposal to approve, by a non-binding advisory vote, certain compensation arrangements that may be paid or become payable to Express Scripts' named executive officers in connection with the mergers contemplated by the Merger Agreement. | Management | For | For |
| ||||
FABRINET | ||||
Ticker: | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Frank H. Levinson | Management | For | For |
1.2 | Elect David T. Mitchell | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Advisory Vote on Executive Compensation | Management | For | For |
| ||||
FACEBOOK, INC. | ||||
Ticker: | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Peggy Alford | Management | For | For |
1.2 | Elect Marc L. Andreessen | Management | For | For |
1.3 | Elect Kenneth I. Chenault | Management | For | For |
1.4 | Elect Susan D. Desmond-Hellmann | Management | For | For |
1.5 | Elect Sheryl K. Sandberg | Management | For | For |
1.6 | Elect Peter A. Thiel | Management | For | For |
1.7 | Elect Jeffrey D. Zients | Management | For | For |
1.8 | Elect Mark Zuckerberg | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Advisory Vote on Executive Compensation | Management | For | For |
4 | Frequency of Advisory Vote on Executive Compensation | Management | 3 Years | 1 Year |
5 | Shareholder Proposal Regarding Recapitalization | Shareholder | Against | For |
6 | Shareholder Proposal Regarding Independent Chair | Shareholder | Against | For |
7 | Shareholder Proposal Regarding Majority Vote for Election of Directors | Shareholder | Against | For |
8 | Shareholder Proposal Regarding Disclosure of Board Qualifications | Shareholder | Against | Against |
9 | Shareholder Proposal Regarding a Report on the Efficacy of Enforcement of Content Policies | Shareholder | Against | Against |
10 | Shareholder Proposal Regarding Median Gender Pay Equity Report | Shareholder | Against | Against |
11 | Shareholder Proposal Regarding Report on Political Ideology | Shareholder | Against | Against |
12 | Shareholder Proposal Regarding Strategic Alternatives | Shareholder | Against | Against |
| ||||
FACEBOOK, INC. | ||||
Ticker: FB | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | ERROR 23 | Management | FOR | FOR |
1 | Election of Directors: Marc L. Andreessen | Management | FOR | FOR |
1 | Election of Directors: Kenneth I. Chenault | Management | FOR | FOR |
1 | Election of Directors: S. D. Desmond-Hellmann | Management | FOR | FOR |
1 | Election of Directors: Sheryl K. Sandberg | Management | FOR | FOR |
1 | Election of Directors: Peter A. Thiel | Management | FOR | FOR |
1 | Election of Directors: Jeffrey D. Zients | Management | FOR | FOR |
1 | Election of Directors: Mark Zuckerberg | Management | FOR | FOR |
2 | To ratify the appointment of Ernst & Young LLP as Facebook, Inc.'s independent registered public accounting firm for the fiscal year ending December 31, 2019. | Management | FOR | FOR |
3 | To approve, on a non-binding advisory basis, the compensation program for Facebook, Inc.'s named executive officers as disclosed in Facebook, Inc.'s proxy statement. | Management | FOR | FOR |
4 | To vote, on a non-binding advisory basis, whether a non-binding advisory vote on the compensation program for Facebook, Inc.'s named executive officers should be held every one, two or three years. | Management | 3 YEARS | 3 YEARS |
5 | A stockholder proposal regarding change in stockholder voting. | Shareholder | AGAINST | AGAINST |
6 | A stockholder proposal regarding an independent chair. | Shareholder | AGAINST | AGAINST |
7 | A stockholder proposal regarding majority voting for directors. | Shareholder | AGAINST | AGAINST |
8 | A stockholder proposal regarding true diversity board policy. | Shareholder | AGAINST | AGAINST |
9 | A stockholder proposal regarding a content governance report. | Shareholder | AGAINST | AGAINST |
10 | A stockholder proposal regarding median gender pay gap. | Shareholder | AGAINST | AGAINST |
11 | A stockholder proposal regarding workforce diversity. | Shareholder | AGAINST | AGAINST |
12 | A stockholder proposal regarding strategic alternatives. | Shareholder | AGAINST | AGAINST |
| ||||
FATE THERAPEUTICS INC | ||||
Ticker: FATE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.001 | Elect Timothy P. Coughlin | Management | For | For |
1.002 | Elect J. Scott Wolchko | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Advisory Vote on Executive Compensation | Management | For | For |
4 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
| ||||
FEDEX CORP. | ||||
Ticker: FDX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John A. Edwardson | Management | For | For |
1.2 | Elect Director Marvin R. Ellison | Management | For | For |
1.3 | Elect Director Susan Patricia Griffith | Management | For | For |
1.4 | Elect Director John C. (Chris) Inglis | Management | For | For |
1.5 | Elect Director Kimberly A. Jabal | Management | For | For |
1.6 | Elect Director Shirley Ann Jackson | Management | For | For |
1.7 | Elect Director R. Brad Martin | Management | For | For |
1.8 | Elect Director Joshua Cooper Ramo | Management | For | For |
1.9 | Elect Director Susan C. Schwab | Management | For | For |
1.10 | Elect Director Frederick W. Smith | Management | For | For |
1.11 | Elect Director David P. Steiner | Management | For | For |
1.12 | Elect Director Paul S. Walsh | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
5 | Provide Right to Act by Written Consent | Shareholder | Against | For |
6 | Bylaw Amendment Confirmation by Shareholders | Shareholder | Against | Against |
| ||||
FIBROGEN INC | ||||
Ticker: FGEN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Jeffrey L. Edwards | Management | For | For |
2 | Elect Rory B. Riggs | Management | For | For |
3 | Elect Roberto Pedro Rosenkranz | Management | For | For |
4 | Advisory Vote on Executive Compensation | Management | For | For |
5 | Ratification of Auditor | Management | For | For |
| ||||
FIRST DATA CORPORATION | ||||
Ticker: FDC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1..1 | DIRECTOR-Frank J. Bisignano | Management | For | For |
1..2 | DIRECTOR-Henry R. Kravis | Management | For | For |
1..3 | DIRECTOR-Heidi G. Miller | Management | For | For |
2. | Cast an advisory vote on the compensation of named executive officers. | Management | For | For |
3. | Ratify the appointment of Ernst & Young LLP as First Data's independent registered public accounting firm for our fiscal year ending December 31, 2019. | Management | For | For |
| ||||
FIRST QUANTUM MINERALS LTD | ||||
Ticker: | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST'-ONLY FOR RESOLUTIONS 1, 4 AND 'IN FAVOR' OR 'ABSTAIN' ONLY FOR RESOLUTION-NUMBERS 2.1 TO 2.9 AND 3. THANK YOU | Management | None | Did not vote |
1 | TO FIX THE NUMBER OF DIRECTORS AT 9 | Management | For | For |
2.1 | ELECTION OF DIRECTOR: PHILIP K.R. PASCALL | Management | For | For |
2.2 | ELECTION OF DIRECTOR: G. CLIVE NEWALL | Management | For | For |
2.3 | ELECTION OF DIRECTOR: KATHLEEN HOGENSON | Management | For | For |
2.4 | ELECTION OF DIRECTOR: PETER ST. GEORGE | Management | For | For |
2.5 | ELECTION OF DIRECTOR: ANDREW ADAMS | Management | For | For |
2.6 | ELECTION OF DIRECTOR: PAUL BRUNNER | Management | For | For |
2.7 | ELECTION OF DIRECTOR: ROBERT HARDING | Management | For | For |
2.8 | ELECTION OF DIRECTOR: SIMON SCOTT | Management | For | For |
2.9 | ELECTION OF DIRECTOR: JOANNE WARNER | Management | For | For |
3 | APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP (UK) AS AUDITORS OF THE COMPANY FOR THE ENSUING YEAR AND AUTHORIZING THE DIRECTORS TO FIX THEIR REMUNERATION | Management | For | For |
4 | TO ACCEPT THE APPROACH TO EXECUTIVE COMPENSATION DISCLOSED IN THE COMPANY'S MANAGEMENT INFORMATION CIRCULAR DELIVERED IN ADVANCE OF THE 2019 ANNUAL MEETING OF SHAREHOLDERS | Management | For | For |
| ||||
FIRST SOLAR, INC. | ||||
Ticker: | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Michael J. Ahearn | Management | For | For |
2 | Elect Sharon L. Allen | Management | For | For |
3 | Elect Richard D. Chapman | Management | For | For |
4 | Elect George A. Hambro | Management | For | For |
5 | Elect Molly E. Joseph | Management | For | For |
6 | Elect Craig Kennedy | Management | For | For |
7 | Elect William J. Post | Management | For | For |
8 | Elect Paul H. Stebbins | Management | For | For |
9 | Elect Michael T. Sweeney | Management | For | For |
10 | Elect Mark Widmar | Management | For | For |
11 | Ratification of Auditor | Management | For | For |
| ||||
FIRSTENERGY CORP. | ||||
Ticker: FE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael J. Anderson | Management | For | For |
1.2 | Elect Director Steven J. Demetriou | Management | For | For |
1.3 | Elect Director Julia L. Johnson | Management | For | For |
1.4 | Elect Director Charles E. Jones | Management | For | For |
1.5 | Elect Director Donald T. Misheff | Management | For | For |
1.6 | Elect Director Thomas N. Mitchell | Management | For | For |
1.7 | Elect Director James F. O'Neil, III | Management | For | For |
1.8 | Elect Director Christopher D. Pappas | Management | For | For |
1.9 | Elect Director Sandra Pianalto | Management | For | For |
1.10 | Elect Director Luis A. Reyes | Management | For | For |
1.11 | Elect Director Leslie M. Turner | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Eliminate Supermajority Vote Requirement | Management | For | For |
5 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
6 | Provide Proxy Access Right | Management | For | For |
7 | Adopt Simple Majority Vote | Shareholder | Against | Against |
| ||||
FLEETCOR TECHNOLOGIES INC | ||||
Ticker: | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Ronald F. Clarke | Management | For | For |
2 | Elect Joseph W. Farrelly | Management | For | For |
3 | Elect Richard Macchia | Management | For | For |
4 | Ratification of Auditor | Management | For | For |
5 | Advisory Vote on Executive Compensation | Management | For | For |
6 | Repeal of Classified Board | Management | For | For |
7 | Shareholder Proposal Regarding Clawback Policy | Shareholder | Against | For |
8 | Shareholder Proposal Regarding Excluding Share Repurchases in Executive Compensation | Shareholder | Against | Against |
| ||||
FLEX LTD. | ||||
Ticker: | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Lay Koon Tan | Management | For | For |
2 | Elect Jennifer Li | Management | For | For |
3 | Appointment of Auditor and Authority to Set Fees | Management | For | For |
4 | Authority to Issue Ordinary Shares | Management | For | For |
5 | Advisory Vote on Executive Compensation | Management | For | For |
6 | Renewal of Share Purchase Mandate | Management | For | For |
| ||||
FLUOR CORPORATION | ||||
Ticker: FLR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A. | Election of Director: Peter K. Barker | Management | For | DNV |
1B. | Election of Director: Alan M. Bennett | Management | For | DNV |
1C. | Election of Director: Rosemary T. Berkery | Management | For | DNV |
1D. | Election of Director: Alan L. Boeckmann | Management | For | DNV |
1E. | Election of Director: Peter J. Fluor | Management | For | DNV |
1F. | Election of Director: James T. Hackett | Management | For | DNV |
1G. | Election of Director: Samuel J. Locklear III | Management | For | DNV |
1H. | Election of Director: Deborah D. McWhinney | Management | For | DNV |
1I. | Election of Director: Armando J. Olivera | Management | For | DNV |
1J. | Election of Director: Matthew K. Rose | Management | For | DNV |
1K. | Election of Director: David T. Seaton | Management | For | DNV |
1L. | Election of Director: Nader H. Sultan | Management | For | DNV |
1M. | Election of Director: Lynn C. Swann | Management | For | DNV |
2. | An advisory vote to approve the company's executive compensation. | Management | For | DNV |
3. | The ratification of the appointment by our Audit Committee of Ernst & Young LLP as independent registered public accounting firm for the fiscal year ending December 31, 2019. | Management | For | DNV |
4. | Stockholder proposal requesting adoption of greenhouse gas emissions reduction goals. | Shareholder | Against | DNV |
| ||||
FOOT LOCKER, INC. | ||||
Ticker: FL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Maxine Clark | Management | For | For |
1b | Elect Director Alan D. Feldman | Management | For | For |
1c | Elect Director Richard A. Johnson | Management | For | Withhold |
1d | Elect Director Guillermo G. Marmol | Management | For | For |
1e | Elect Director Matthew M. McKenna | Management | For | For |
1f | Elect Director Steven Oakland | Management | For | For |
1g | Elect Director Ulice Payne, Jr. | Management | For | For |
1h | Elect Director Cheryl Nido Turpin | Management | For | For |
1i | Elect Director Kimberly Underhill | Management | For | For |
1j | Elect Director Dona D. Young | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify KPMG LLP as Auditor | Management | For | For |
| ||||
FORMFACTOR, INC. | ||||
Ticker: | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Lothar Maier | Management | For | For |
2 | Elect Kelly Steven-Waiss | Management | For | For |
3 | Elect Michael W. Zellner | Management | For | For |
4 | Advisory Vote on Executive Compensation | Management | For | For |
5 | Ratification of Auditor | Management | For | For |
6 | Amendment to the 2012 Equity Incentive Plan | Management | For | For |
| ||||
FRONTDOOR, INC. | ||||
Ticker: FTDR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Peter L. Cella | Management | For | For |
1.2 | Elect Director Liane J. Pelletier | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| ||||
FRUTAROM INDUSTRIES LTD. | ||||
Ticker: FRUT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement with International Flavors & Fragrances, Inc. | Management | For | For |
2 | Subject to Approval of Item 1: Approve Special Bonus to Ori Yehudai, President and Business Manager | Management | For | Against |
3 | Subject to Approval of Item 1: Approve Incentive Plan to Executives | Management | For | For |
A | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
| ||||
GENERAL MOTORS COMPANY | ||||
Ticker: GM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a. | Election of Director: Mary T. Barra | Management | For | DNV |
1b. | Election of Director: Wesley G. Bush | Management | For | DNV |
1c. | Election of Director: Linda R. Gooden | Management | For | DNV |
1d. | Election of Director: Joseph Jimenez | Management | For | DNV |
1e. | Election of Director: Jane L. Mendillo | Management | For | DNV |
1f. | Election of Director: Judith A. Miscik | Management | For | DNV |
1g. | Election of Director: Patricia F. Russo | Management | For | DNV |
1h. | Election of Director: Thomas M. Schoewe | Management | For | DNV |
1i. | Election of Director: Theodore M. Solso | Management | For | DNV |
1j. | Election of Director: Carol M. Stephenson | Management | For | DNV |
1k. | Election of Director: Devin N. Wenig | Management | For | DNV |
2. | Advisory Approval of the Company's Executive Compensation | Management | For | DNV |
3. | Ratification of the Selection of Ernst & Young LLP as GM's Independent Registered Public Accounting Firm for 2019 | Management | For | DNV |
4. | Shareholder Proposal Regarding Independent Board Chairman | Shareholder | Against | DNV |
5. | Shareholder Proposal Regarding Report on Lobbying Communications and Activities | Shareholder | Against | DNV |
| ||||
GENPACT LIMITED | ||||
Ticker: | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect N.V. Tyagarajan | Management | For | For |
2 | Elect Robert Scott | Management | For | For |
3 | Elect Ajay Agrawal | Management | For | For |
4 | Elect Laura Conigliaro | Management | For | For |
5 | Elect David Humphrey | Management | For | For |
6 | Elect Carol Lindstrom | Management | For | For |
7 | Elect James C. Madden | Management | For | For |
8 | Elect Cecelia Morken | Management | For | For |
9 | Elect Mark Nunnelly | Management | For | For |
10 | Elect Mark Verdi | Management | For | For |
11 | Advisory Vote on Executive Compensation | Management | For | For |
12 | Amendment to the 2017 Omnibus Incentive Plan | Management | For | For |
13 | Ratification of Auditor | Management | For | For |
| ||||
GERRESHEIMER AG | ||||
Ticker: GXI GY | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE EXCLUDED WHEN YOUR SHARE IN | Management | TNA | TNA |
2 | PLEASE NOTE THAT THE TRUE RECORD DATE FOR THIS MEETING IS 16.05.2019, WHEREAS THE MEETING HAS BEEN SETUP USING THE ACTUAL RECORD DATE - 1 BUSINESS DAY. THIS IS DONE TO ENSURE THAT ALL POSITIONS REPORTED ARE IN CONCURRENCE WITH THE GERMAN LAW. THANK YOU. | Management | TNA | TNA |
3 | COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 22.05.2019. FURTHER INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO | Management | TNA | TNA |
4 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL 2018 | Management | TNA | TNA |
5 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF EUR 1.15 PER SHARE | Management | FOR | FOR |
6 | APPROVE DISCHARGE OF MANAGEMENT BOARD FOR FISCAL 2018 | Management | FOR | FOR |
7 | APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FISCAL 2018 | Management | FOR | FOR |
8 | RATIFY DELOITTE GMBH AS AUDITORS FOR FISCAL 2019 | Management | FOR | FOR |
9 | APPROVE REMUNERATION OF SUPERVISORY BOARD | Management | FOR | FOR |
10 | APPROVE CREATION OF EUR 6.3 MILLION POOL OF CAPITAL WITH PARTIAL EXCLUSION OF PREEMPTIVE RIGHTS | Management | FOR | AGAINST |
11 | APPROVE ISSUANCE OF WARRANTS/BONDS WITH WARRANTS ATTACHED/CONVERTIBLE BONDS WITHOUT PREEMPTIVE RIGHTS UP TO AGGREGATE NOMINAL AMOUNT OF EUR 750 MILLION APPROVE CREATION OF EUR 6.3 MILLION POOL OF CAPITAL TO GUARANTEE CONVERSION RIGHTS | Management | FOR | AGAINST |
| ||||
GILEAD SCIENCES, INC. | ||||
Ticker: GILD | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Jacqueline K. Barton | Management | For | For |
1b | Elect Director John F. Cogan | Management | For | For |
1c | Elect Director Kelly A. Kramer | Management | For | For |
1d | Elect Director Kevin E. Lofton | Management | For | For |
1e | Elect Director Harish Manwani | Management | For | For |
1f | Elect Director Daniel P. O'Day | Management | For | For |
1g | Elect Director Richard J. Whitley | Management | For | For |
1h | Elect Director Gayle E. Wilson | Management | For | For |
1i | Elect Director Per Wold-Olsen | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Provide Right to Act by Written Consent | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Require Independent Board Chairman | Shareholder | Against | For |
6 | Report on Corporate Tax Savings Allocation | Shareholder | Against | Against |
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GLOBAL PAYMENTS, INC. | ||||
Ticker: | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Mitchell L. Hollin | Management | For | For |
2 | Elect Ruth Ann Marshall | Management | For | For |
3 | Advisory Vote on Executive Compensation | Management | For | For |
4 | Ratification of Auditor | Management | For | For |
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GLYCOMIMETICS INC | ||||
Ticker: GLYC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.001 | Elect Scott Jackson | Management | For | Withhold |
1.002 | Elect Scott Koenig | Management | For | Withhold |
2 | Ratification of Auditor | Management | For | For |
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GODADDY INC. | ||||
Ticker: | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Caroline F. Donahue | Management | For | For |
1.2 | Elect Charles J. Robel | Management | For | For |
1.3 | Elect Scott W. Wagner | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Advisory Vote on Executive Compensation | Management | For | For |
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GOSSAMER BIO INC | ||||
Ticker: GOSS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.001 | Elect Sheila Gujrathi | Management | For | For |
1.002 | Elect Kristina Burow | Management | For | Withhold |
1.003 | Elect Thomas O. Daniel | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
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GRAMERCY PROPERTY TRUST | ||||
Ticker: GPT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Advisory Vote on Golden Parachutes | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
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GUARDANT HEALTH INC | ||||
Ticker: GH | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Aaref Hilaly | Management | For | Against |
2 | Elect Stanley J. Meresman | Management | For | Against |
3 | Ratification of Auditor | Management | For | For |
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GUIDEWIRE SOFTWARE, INC. | ||||
Ticker: | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Peter Gassner | Management | For | For |
2 | Elect Paul Lavin | Management | For | For |
3 | Elect Marcus S. Ryu | Management | For | For |
4 | Ratification of Auditor | Management | For | For |
5 | Advisory Vote on Executive Compensation | Management | For | For |
6 | Shareholder Proposal Regarding Declassification of the Board | Shareholder | Against | For |
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GW PHARMACEUTICALS | ||||
Ticker: GWPH | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect James Noble | Management | For | For |
2 | Elect Thomas Lynch | Management | For | For |
3 | Remuneration Report (Advisory) | Management | For | For |
4 | Advisory Vote on Executive Compensation | Management | For | For |
5 | Remuneration Policy (Binding) | Management | For | For |
6 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
7 | Ratification of Auditor | Management | For | For |
8 | Appointment of Auditor | Management | For | For |
9 | Authority to Set Auditor's Fees | Management | For | For |
10 | Accounts and Reports | Management | For | Against |
11 | Authority to Issue Shares w/ Preemptive Rights | Management | For | For |
12 | Authority to Issue Shares w/o Preemptive Rights | Management | For | For |
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HAEMONETICS CORPORATION | ||||
Ticker: HAE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Catherine M. Burzik | Management | For | For |
1.2 | Elect Director Ronald G. Gelbman | Management | For | For |
1.3 | Elect Director Richard J. Meelia | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
4 | Eliminate Supermajority Vote Requirement | Management | For | For |
5 | Declassify the Board of Directors | Shareholder | Against | For |
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HARRIS CORPORATION | ||||
Ticker: | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect James F. Albaugh | Management | For | For |
2 | Elect Sallie B. Bailey | Management | For | For |
3 | Elect William M. Brown | Management | For | For |
4 | Elect Peter W. Chiarelli | Management | For | For |
5 | Elect Thomas A. Dattilo | Management | For | For |
6 | Elect Roger Fradin | Management | For | For |
7 | Elect Lewis Hay III | Management | For | For |
8 | Elect Vyomesh Joshi | Management | For | For |
9 | Elect Leslie F. Kenne | Management | For | For |
10 | Elect Gregory T. Swienton | Management | For | For |
11 | Elect Hansel E. Tookes II | Management | For | For |
12 | Advisory Vote on Executive Compensation | Management | For | For |
13 | Ratification of Auditor | Management | For | For |
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HARRIS CORPORATION | ||||
Ticker: | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issuance of Stock for Merger of Equals | Management | For | For |
2 | Amendments to Charter - Bundled | Management | For | For |
3 | Advisory Vote on Golden Parachutes | Management | For | For |
4 | Right to Adjourn Meeting | Management | For | For |
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HASBRO, INC. | ||||
Ticker: HAS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kenneth A. Bronfin | Management | For | For |
1.2 | Elect Director Michael R. Burns | Management | For | For |
1.3 | Elect Director Hope F. Cochran | Management | For | For |
1.4 | Elect Director Crispin H. Davis | Management | For | For |
1.5 | Elect Director John A. Frascotti | Management | For | For |
1.6 | Elect Director Lisa Gersh | Management | For | For |
1.7 | Elect Director Brian D. Goldner | Management | For | For |
1.8 | Elect Director Alan G. Hassenfeld | Management | For | For |
1.9 | Elect Director Tracy A. Leinbach | Management | For | For |
1.10 | Elect Director Edward M. Philip | Management | For | For |
1.11 | Elect Director Richard S. Stoddart | Management | For | For |
1.12 | Elect Director Mary Beth West | Management | For | For |
1.13 | Elect Director Linda K. Zecher | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify KPMG LLP as Auditor | Management | For | For |
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HEALTHEQUITY INC | ||||
Ticker: HQY | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
2 | Ratification of Auditor | Management | For | For |
3 | Advisory Vote on Executive Compensation | Management | For | For |
| ||||
HEALTHEQUITY INC | ||||
Ticker: HQY | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.006 | Elect Evelyn S. Dilsaver | Management | For | For |
1.007 | Elect Debra McCowan | Management | For | For |
1.008 | Elect Frank T. Medici | Management | For | For |
1.009 | Elect Ian Sacks | Management | For | For |
1.010 | Elect Gayle Wellborn | Management | For | For |
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HEALTHEQUITY INC | ||||
Ticker: HQY | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.005 | Elect Adrian T. Dillon | Management | For | For |
| ||||
HEALTHEQUITY INC | ||||
Ticker: HQY | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.004 | Elect Frank A. Corvino | Management | For | For |
| ||||
HEALTHEQUITY INC | ||||
Ticker: HQY | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.001 | Elect Robert W. Selander | Management | For | For |
1.002 | Elect Jon Kessler | Management | For | For |
1.003 | Elect Stephen D. Neeleman | Management | For | For |
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HEICO CORP. | ||||
Ticker: HEI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas M. Culligan | Management | For | For |
1.2 | Elect Director Adolfo Henriques | Management | For | For |
1.3 | Elect Director Mark H. Hildebrandt | Management | For | For |
1.4 | Elect Director Eric A. Mendelson | Management | For | For |
1.5 | Elect Director Laurans A. Mendelson | Management | For | For |
1.6 | Elect Director Victor H. Mendelson | Management | For | For |
1.7 | Elect Director Julie Neitzel | Management | For | For |
1.8 | Elect Director Alan Schriesheim | Management | For | For |
1.9 | Elect Director Frank J. Schwitter | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| ||||
HEIDELBERGCEMENT AG | ||||
Ticker: HEY GY | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE EXCLUDED WHEN YOUR SHARE IN | Management | TNA | TNA |
2 | PLEASE NOTE THAT THE TRUE RECORD DATE FOR THIS MEETING IS 18 APRIL 19, WHEREAS THE MEETING HAS BEEN SETUP USING THE ACTUAL RECORD DATE - 1 BUSINESS DAY. THIS IS DONE TO ENSURE THAT ALL POSITIONS REPORTED ARE IN CONCURRENCE WITH THE GERMAN LAW. THANK YOU. | Management | TNA | TNA |
3 | COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 24.04.2019. FURTHER INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO | Management | TNA | TNA |
4 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL 2018 | Management | TNA | TNA |
5 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF EUR 2.10 PER SHARE | Management | FOR | FOR |
6 | APPROVE DISCHARGE OF MANAGEMENT BOARD MEMBER BERND SCHEIFELE FOR FISCAL 2018 | Management | FOR | FOR |
7 | APPROVE DISCHARGE OF MANAGEMENT BOARD MEMBER DOMINIK VON ACHTEN FOR FISCAL 2018 | Management | FOR | FOR |
8 | APPROVE DISCHARGE OF MANAGEMENT BOARD MEMBER KEVIN GLUSKIE FOR FISCAL 2018 | Management | FOR | FOR |
9 | APPROVE DISCHARGE OF MANAGEMENT BOARD MEMBER HAKAN GURDAL FOR FISCAL 2018 | Management | FOR | FOR |
10 | APPROVE DISCHARGE OF MANAGEMENT BOARD MEMBER JON MORRISH FOR FISCAL 2018 | Management | FOR | FOR |
11 | APPROVE DISCHARGE OF MANAGEMENT BOARD MEMBER LORENZ NAEGER FOR FISCAL 2018 | Management | FOR | FOR |
12 | APPROVE DISCHARGE OF MANAGEMENT BOARD MEMBER ALBERT SCHEUER FOR FISCAL 2018 | Management | FOR | FOR |
13 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER FRITZ JUERGEN HECKMANN FOR FISCAL 2018 | Management | FOR | FOR |
14 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER HEINZ SCHMITT FOR FISCAL 2018 | Management | FOR | FOR |
15 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER BARBARA BREUNINGER FOR FISCAL 2018 | Management | FOR | FOR |
16 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER JOSEF HEUMANN FOR FISCAL 2018 | Management | FOR | FOR |
17 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER GABRIELE KAILING FOR FISCAL 2018 | Management | FOR | FOR |
18 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER LUDWIG MERCKLE FOR FISCAL 2018 | Management | FOR | FOR |
19 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER TOBIAS MERCKLE FOR FISCAL 2018 | Management | FOR | FOR |
20 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER JUERGEN SCHNEIDER FOR FISCAL 2018 | Management | FOR | FOR |
21 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER WERNER SCHRAEDER FOR FISCAL 2018 | Management | FOR | FOR |
22 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER FRANK-DIRK STEININGER FOR FISCAL 2018 | Management | FOR | FOR |
23 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER MARGRET SUCKALE FOR FISCAL 2018 | Management | FOR | FOR |
24 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER STEPHAN WEHNING FOR FISCAL 2018 | Management | FOR | FOR |
25 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER MARION WEISSENBERGER-EIBL FOR FISCAL 2018 | Management | FOR | FOR |
26 | RATIFY ERNST YOUNG GMBH AS AUDITORS FOR FISCAL 2019 | Management | FOR | FOR |
27 | REELECT FRITZ-JUERGEN HECKMANN TO THE SUPERVISORY BOARD | Management | FOR | FOR |
28 | REELECT LUDWIG MERCKLE TO THE SUPERVISORY BOARD | Management | FOR | FOR |
29 | REELECT TOBIAS MERCKLE TO THE SUPERVISORY BOARD | Management | FOR | FOR |
30 | REELECT MARGRET SUCKALE TO THE SUPERVISORY BOARD | Management | FOR | FOR |
31 | REELECT MARION WEISSENBERGER EIBL TO THE SUPERVISORY BOARD | Management | FOR | FOR |
32 | REELECT LUKA MUCIC TO THE SUPERVISORY BOARD | Management | FOR | FOR |
33 | APPROVE REMUNERATION SYSTEM FOR MANAGEMENT BOARD MEMBERS | Management | FOR | FOR |
34 | APPROVE REMUNERATION OF SUPERVISORY BOARD | Management | FOR | FOR |
| ||||
HERC HOLDINGS INC. | ||||
Ticker: HRI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a. | Election of Director: Herbert L. Henkel | Management | For | DNV |
1b. | Election of Director: Lawrence H. Silber | Management | For | DNV |
1c. | Election of Director: James H. Browning | Management | For | DNV |
1d. | Election of Director: Patrick D. Campbell | Management | For | DNV |
1e. | Election of Director: Nicholas F. Graziano | Management | For | DNV |
1f. | Election of Director: Jean K. Holley | Management | For | DNV |
1g. | Election of Director: Jacob M. Katz | Management | For | DNV |
1h. | Election of Director: Michael A. Kelly | Management | For | DNV |
1i. | Election of Director: Courtney Mather | Management | For | DNV |
1j. | Election of Director: Louis J. Pastor | Management | For | DNV |
1k. | Election of Director: Mary Pat Salomone | Management | For | DNV |
2. | Approval, by a non-binding advisory vote, of the named executive officers' compensation. | Management | For | DNV |
3. | Ratification of the selection of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for 2019. | Management | For | DNV |
| ||||
HESS CORPORATION | ||||
Ticker: HES | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
01. | Election of Director: R.F CHASE | Management | For | For |
02. | Election of Director: T.J. CHECKI | Management | For | For |
03. | Election of Director: L.S. COLEMAN, JR. | Management | For | For |
04. | Election of Director: J.B. HESS | Management | For | For |
05. | Election of Director: E.E. HOLIDAY | Management | For | For |
06. | Election of Director: R. LAVIZZO-MOUREY | Management | For | For |
07. | Election of Director: M.S. LIPSCHULTZ | Management | For | For |
08. | Election of Director: D. MCMANUS | Management | For | For |
09. | Election of Director: K.O. MEYERS | Management | For | For |
10. | Election of Director: J.H. QUIGLEY | Management | For | For |
11. | Election of Director: W.G. SCHRADER | Management | For | For |
2. | Advisory vote to approve the compensation of our named executive officers. | Management | For | For |
3. | Ratification of the selection of Ernst & Young LLP as our independent registered public accountants for the fiscal year ending December 31, 2019. | Management | For | For |
| ||||
HEWLETT PACKARD ENTERPRISE COMPANY | ||||
Ticker: HPE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Daniel Ammann | Management | For | For |
1b | Elect Director Michael J. Angelakis | Management | For | For |
1c | Elect Director Pamela L. Carter | Management | For | For |
1d | Elect Director Jean M. Hobby | Management | For | For |
1e | Elect Director Raymond J. Lane | Management | For | For |
1f | Elect Director Ann M. Livermore | Management | For | For |
1g | Elect Director Antonio F. Neri | Management | For | For |
1h | Elect Director Raymond E. Ozzie | Management | For | For |
1i | Elect Director Gary M. Reiner | Management | For | For |
1j | Elect Director Patricia F. Russo | Management | For | For |
1k | Elect Director Lip-Bu Tan | Management | For | For |
1l | Elect Director Mary Agnes Wilderotter | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| ||||
HONEYWELL INTERNATIONAL INC. | ||||
Ticker: HON | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A | Elect Director Darius Adamczyk | Management | For | For |
1B | Elect Director Duncan B. Angove | Management | For | For |
1C | Elect Director William S. Ayer | Management | For | For |
1D | Elect Director Kevin Burke | Management | For | For |
1E | Elect Director Jaime Chico Pardo | Management | For | For |
1F | Elect Director D. Scott Davis | Management | For | For |
1G | Elect Director Linnet F. Deily | Management | For | For |
1H | Elect Director Judd Gregg | Management | For | For |
1I | Elect Director Clive Hollick | Management | For | For |
1J | Elect Director Grace D. Lieblein | Management | For | For |
1K | Elect Director George Paz | Management | For | For |
1L | Elect Director Robin L. Washington | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
5 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
| ||||
HRG GROUP, INC. | ||||
Ticker: HRG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1. | To approve a proposal to amend HRG's certificate of incorporation to cause each outstanding share of HRG common stock to, by means of a reverse stock split, be combined into a fraction of a share of HRG common stock equal to the number of shares of Spectr | Management | For | For |
2. | To approve a proposal to amend HRG's certificate of incorporation to subject HRG to Section 203 of the General Corporation Law of the State of Delaware | Management | For | For |
3. | To approve a proposal to amend HRG's certificate of incorporation to decrease the number of authorized shares of HRG common stock from 500 million to 200 million | Management | For | For |
4. | To approve a proposal to amend HRG's certificate of incorporation to increase the number of authorized shares of HRG preferred stock from 10 million to 100 million | Management | For | For |
5. | To approve a proposal to amend HRG's certificate of incorporation to amend the Internal Revenue Code Section 382 transfer provisions | Management | For | For |
6. | To approve a proposal to amend HRG's certificate of incorporation to include, among others, changing HRG's corporate name from "HRG Group, Inc." to "Spectrum Brands Holdings, Inc." | Management | For | For |
7. | To approve a proposal to issue shares of HRG common stock in connection with the Agreement and Plan of Merger, dated as of February 24, 2018 (as amended, the "merger agreement"), by and among Spectrum, HRG, HRG SPV Sub I, Inc. and HRG SPV Sub II, LLC | Management | For | For |
8. | To approve a proposal to adjourn the HRG special meeting, if necessary or appropriate, to solicit additional proxies in the event there are not sufficient votes at the time of the HRG special meeting to approve the foregoing proposals | Management | For | For |
9. | To approve, by a non-binding advisory vote, certain compensation that may be paid or become payable to HRG's named executive officers that is based on or otherwise relates to the merger contemplated by the merger agreement | Management | For | For |
| ||||
HUA MEDICINE | ||||
Ticker: 2552 HK | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
3 | Accounts and Reports | Management | For | For |
4 | Elect LI Chen | Management | For | For |
5 | Elect George LIN Chien Cheng | Management | For | For |
6 | Elect Robert T. Nelsen | Management | For | For |
7 | Elect CHEN Lian Yong | Management | For | For |
8 | Elect Walter Teh Ming KWAUK | Management | For | For |
9 | Elect William Robert Keller | Management | For | For |
10 | Elect LIU Junling | Management | For | For |
11 | Elect Alec TSUI Yiu Wa | Management | For | For |
12 | Directors' Fees | Management | For | For |
13 | Appointment of Auditor and Authority to Set Fees | Management | For | Against |
14 | Authority to Repurchase Shares | Management | For | For |
15 | Authority to Issue Shares w/o Preemptive Rights | Management | For | For |
16 | Equity Grant to LI Chen | Management | For | For |
17 | Authority to Issue Repurchased Shares | Management | For | For |
| ||||
HUBSPOT, INC. | ||||
Ticker: | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Lorrie M. Norrington | Management | For | For |
2 | Elect Avanish Sahai | Management | For | For |
3 | Elect Dharmesh Shah | Management | For | For |
4 | Ratification of Auditor | Management | For | For |
5 | Advisory Vote on Executive Compensation | Management | For | For |
| ||||
HUMANA INC. | ||||
Ticker: | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Kurt J. Hilzinger | Management | For | For |
2 | Elect Frank J. Bisignano | Management | For | For |
3 | Elect Bruce D. Broussard | Management | For | For |
4 | Elect Frank A. D'Amelio | Management | For | For |
5 | Elect Karen B. DeSalvo | Management | For | For |
6 | Elect W. Roy Dunbar | Management | For | For |
7 | Elect David A. Jones Jr. | Management | For | For |
8 | Elect William J. McDonald | Management | For | For |
9 | Elect James J. O'Brien | Management | For | For |
10 | Elect Marissa T. Peterson | Management | For | For |
11 | Ratification of Auditor | Management | For | For |
12 | Advisory Vote on Executive Compensation | Management | For | For |
13 | Amendment to the 2011 Stock Incentive Plan | Management | For | For |
| ||||
HUMANA INC. | ||||
Ticker: HUM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Kurt J. Hilzinger | Management | For | For |
2 | Elect Frank J. Bisignano | Management | For | For |
3 | Elect Bruce D. Broussard | Management | For | For |
4 | Elect Frank A. D'Amelio | Management | For | For |
5 | Elect Karen B. DeSalvo | Management | For | For |
6 | Elect W. Roy Dunbar | Management | For | For |
7 | Elect David A. Jones Jr. | Management | For | For |
8 | Elect William J. McDonald | Management | For | For |
9 | Elect James J. O'Brien | Management | For | For |
10 | Elect Marissa T. Peterson | Management | For | For |
11 | Ratification of Auditor | Management | For | For |
12 | Advisory Vote on Executive Compensation | Management | For | For |
13 | Amendment to the 2011 Stock Incentive Plan | Management | For | For |
| ||||
HURON CONSULTING GROUP INC. | ||||
Ticker: | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect John F. McCartney | Management | For | For |
1.2 | Elect James H. Roth | Management | For | For |
1.3 | Elect Ekta Singh-Bushell | Management | For | For |
2 | Amendment to the 2012 Omnibus Incentive Plan | Management | For | For |
3 | Advisory Vote on Executive Compensation | Management | For | For |
4 | Ratification of Auditor | Management | For | For |
| ||||
IDEXX LABORATORIES, INC. | ||||
Ticker: IDXX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Jonathan W. Ayers | Management | For | For |
1b | Elect Director Stuart M. Essig | Management | For | For |
1c | Elect Director M. Anne Szostak | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
II-VI INCORPORATED | ||||
Ticker: | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Vincent D. Mattera, Jr. | Management | For | For |
2 | Elect Marc Y.E. Pelaez | Management | For | For |
3 | Elect Howard H. Xia | Management | For | For |
4 | Advisory Vote on Executive Compensation | Management | For | For |
5 | 2018 Employee Stock Purchase Plan | Management | For | For |
6 | 2018 Omnibus Incentive Plan | Management | For | For |
7 | Ratification of Auditor | Management | For | For |
| ||||
ILLINOIS TOOL WORKS INC. | ||||
Ticker: ITW | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Daniel J. Brutto | Management | For | For |
1b | Elect Director Susan Crown | Management | For | For |
1c | Elect Director James W. Griffith | Management | For | For |
1d | Elect Director Jay L. Henderson | Management | For | For |
1e | Elect Director Richard H. Lenny | Management | For | For |
1f | Elect Director E. Scott Santi | Management | For | For |
1g | Elect Director James A. Skinner | Management | For | For |
1h | Elect Director David B. Smith, Jr. | Management | For | For |
1i | Elect Director Pamela B. Strobel | Management | For | For |
1j | Elect Director Kevin M. Warren | Management | For | For |
1k | Elect Director Anre D. Williams | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Provide Right to Act by Written Consent | Shareholder | Against | For |
5 | Adopt Quantitative Company-wide GHG Goals | Shareholder | Against | Against |
| ||||
ILLUMINA INC | ||||
Ticker: ILMN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Frances Arnold | Management | For | For |
2 | Elect Francis deSouza | Management | For | For |
3 | Elect Susan E. Siegel | Management | For | For |
4 | Ratification of Auditor | Management | For | For |
5 | Advisory Vote on Executive Compensation | Management | For | For |
6 | Repeal of Classified Board | Management | For | For |
7 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | Shareholder | Against | Against |
| ||||
ILLUMINA, INC. | ||||
Ticker: | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Frances Arnold | Management | For | For |
2 | Elect Francis deSouza | Management | For | For |
3 | Elect Susan E. Siegel | Management | For | For |
4 | Ratification of Auditor | Management | For | For |
5 | Advisory Vote on Executive Compensation | Management | For | For |
6 | Repeal of Classified Board | Management | For | For |
7 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | Shareholder | Against | Against |
| ||||
IMMUNOGEN, INC. | ||||
Ticker: IMGN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Change in Board Size | Management | For | Against |
2.001 | Elect Stephen C. McCluski | Management | For | For |
2.002 | Elect Richard J. Wallace | Management | For | For |
2.003 | Elect Mark A. Goldberg | Management | For | For |
2.004 | Elect Dean J. Mitchell | Management | For | For |
2.005 | Elect Kristine Peterson | Management | For | For |
2.006 | Elect Mark J. Enyedy | Management | For | For |
2.007 | Elect Stuart A. Arbuckle | Management | For | For |
3 | Advisory Vote on Executive Compensation | Management | For | Against |
4 | Ratification of Auditor | Management | For | For |
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IMMUNOMEDICS, INC. | ||||
Ticker: IMMU | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Behzad Aghazadeh | Management | For | For |
2 | Elect Charles M. Baum | Management | For | For |
3 | Elect Scott A. Canute | Management | For | For |
4 | Elect Barbara G. Duncan | Management | For | For |
5 | Elect Peter Barton Hutt | Management | For | For |
6 | Elect Khalid Islam | Management | For | For |
7 | Advisory Vote on Executive Compensation | Management | For | Against |
8 | Ratification of Auditor | Management | For | For |
| ||||
INDUSTRIA DE DISENO TEXTIL S.A. | ||||
Ticker: | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | APPROVAL OF INDIVIDUAL ANNUAL ACCOUNTS AND MANAGEMENT REPORT | Management | For | DNV |
2 | APPROVAL OF CONSOLIDATED ANNUAL ACCOUNTS AND MANAGEMENT REPORT | Management | For | DNV |
3 | ALLOCATION OF RESULTS | Management | For | DNV |
4.A | RE-ELECTION OF MR RODRIGO ECHENIQUE GORDILLO AS DIRECTOR | Management | For | DNV |
4.B | APPOINTMENT OF MS PILAR LOPEZ ALVAREZ AS DIRECTOR | Management | For | DNV |
5 | APPROVAL OF THE REMUNERATION POLICY FOR DIRECTORS FOR YEARS 2019,2020 AND 2021 | Management | For | DNV |
6 | RE-ELECTION OF DELOITTE,S.L. AS AUDITOR | Management | For | DNV |
7 | CONSULTIVE VOTE REGARDING THE ANNUAL REMUNERATION REPORT OF THE BOARD OF DIRECTORS | Management | For | DNV |
8 | DELEGATION OF POWERS TO THE BOARD OF DIRECTORS TO IMPLEMENT AGREEMENTS | Management | For | DNV |
CMMT | PLEASE NOTE IN THE EVENT THE MEETING DOES NOT REACH QUORUM, THERE WILL BE A-SECOND CALL ON 18 JULY 2018 CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL-REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. THANK YOU | Management | None | Did not vote |
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INGEVITY CORP. | ||||
Ticker: NGVT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jean S. Blackwell | Management | For | For |
1.2 | Elect Director Luis Fernandez-Moreno | Management | For | For |
1.3 | Elect Director J. Michael Fitzpatrick | Management | For | For |
1.4 | Elect Director Diane H. Gulyas | Management | For | For |
1.5 | Elect Director Richard B. Kelson | Management | For | For |
1.6 | Elect Director Frederick J. Lynch | Management | For | For |
1.7 | Elect Director Karen G. Narwold | Management | For | For |
1.8 | Elect Director Daniel F. Sansone | Management | For | For |
1.9 | Elect Director D. Michael Wilson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Amend Certificate of Incorporation to Eliminate Supermajority Vote Requirements | Management | For | For |
| ||||
INMARSAT PLC | ||||
Ticker: | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | Management | For | For |
2 | APPROVE REMUNERATION REPORT | Management | For | For |
3 | APPROVE REMUNERATION POLICY | Management | For | For |
4 | AMEND EXECUTIVE SHARE PLAN | Management | For | For |
5 | APPROVE FINAL DIVIDEND | Management | For | For |
6 | ELECT TRACY CLARKE AS DIRECTOR | Management | For | For |
7 | RE-ELECT TONY BATES AS DIRECTOR | Management | For | For |
8 | RE-ELECT SIMON BAX AS DIRECTOR | Management | For | For |
9 | RE-ELECT SIR BRYAN CARSBERG AS DIRECTOR | Management | For | For |
10 | RE-ELECT WARREN FINEGOLD AS DIRECTOR | Management | For | For |
11 | RE-ELECT ROBERT KEHLER AS DIRECTOR | Management | For | For |
12 | RE-ELECT PHILLIPA MCCROSTIE AS DIRECTOR | Management | For | For |
13 | RE-ELECT JANICE OBUCHOWSKI AS DIRECTOR | Management | For | For |
14 | RE-ELECT RUPERT PEARCE AS DIRECTOR | Management | For | For |
15 | RE-ELECT DR ABE PELED AS DIRECTOR | Management | For | For |
16 | RE-ELECT ROBERT RUIJTER AS DIRECTOR | Management | For | For |
17 | RE-ELECT ANDREW SUKAWATY AS DIRECTOR | Management | For | For |
18 | RE-ELECT DR HAMADOUN TOURE AS DIRECTOR | Management | For | For |
19 | REAPPOINT DELOITTE LLP AS AUDITORS | Management | For | For |
20 | AUTHORISE THE AUDIT COMMITTEE TO FIX REMUNERATION OF AUDITORS | Management | For | For |
21 | AUTHORISE EU POLITICAL DONATIONS AND EXPENDITURE | Management | For | For |
22 | AUTHORISE ISSUE OF EQUITY | Management | For | For |
23 | AUTHORISE ISSUE OF EQUITY WITHOUT PRE-EMPTIVE RIGHTS | Management | For | For |
24 | AUTHORISE ISSUE OF EQUITY WITHOUT PRE-EMPTIVE RIGHTS IN CONNECTION WITH AN ACQUISITION OR OTHER CAPITAL INVESTMENT | Management | For | For |
25 | AUTHORISE MARKET PURCHASE OF ORDINARY SHARES | Management | For | For |
26 | AMEND ARTICLES OF ASSOCIATION | Management | For | For |
27 | AUTHORISE THE COMPANY TO CALL GENERAL MEETING WITH TWO WEEKS' NOTICE | Management | For | For |
| ||||
INMARSAT PLC | ||||
Ticker: | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | APPROVE SCHEME OF ARRANGEMENT | Management | For | For |
CMMT | PLEASE NOTE THAT ABSTAIN IS NOT A VALID VOTE OPTION FOR THIS MEETING TYPE.-PLEASE CHOOSE BETWEEN "FOR" AND "AGAINST" ONLY. SHOULD YOU CHOOSE TO VOTE- ABSTAIN FOR THIS MEETING THEN YOUR VOTE WILL BE DISREGARDED BY THE ISSUER OR-ISSUERS AGENT. | Management | None | Did not vote |
| ||||
INMARSAT PLC | ||||
Ticker: | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | TO GIVE EFFECT TO THE SCHEME, INCLUDING AUTHORISING THE DIRECTORS OF THE COMPANY (OR A DULY AUTHORISED COMMITTEE OF THE DIRECTORS) TO TAKE ALL SUCH ACTION AS THEY MAY CONSIDER NECESSARY OR APPROPRIATE FOR CARRYING THE SCHEME INTO EFFECT, AND AMENDMENTS TO | Management | For | DNV |
CMMT | 23 APR 2019: PLEASE NOTE THAT THE MEETING TYPE WAS CHANGED FROM EGM TO OGM-AND MODIFICATION OF TEXT OF RESOLUTION 1. IF YOU HAVE ALREADY SENT IN YOUR-VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL-INSTRUCTIONS. THANK YOU. | Management | None | DNV |
| ||||
INNOGY SE | ||||
Ticker: | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
CMMT | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN-CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE-NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE EXCLUDED WHEN YOUR SHARE IN | Management | None | DNV |
CMMT | PLEASE NOTE THAT THE TRUE RECORD DATE FOR THIS MEETING IS 09 APR 2019,-WHEREAS THE MEETING HAS BEEN SETUP USING THE ACTUAL RECORD DATE - 1 BUSINESS-DAY. THIS IS DONE TO ENSURE THAT ALL POSITIONS REPORTED ARE IN CONCURRENCE-WITH THE GERMAN LAW. THANK YOU | Management | None | DNV |
CMMT | COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 15.04.2019. FURTHER INFORMATION ON-COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE REFER-TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU | Management | None | DNV |
1 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL 2018 | Management | None | DNV |
2 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF EUR 1.40 PER SHARE | Management | For | For |
3 | APPROVE DISCHARGE OF MANAGEMENT BOARD FOR FISCAL 2018 | Management | For | For |
4 | APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FISCAL 2018 | Management | For | For |
5 | RATIFY PRICEWATERHOUSECOOPERSGMBH AS AUDITORS FOR FISCAL 2019 | Management | For | For |
6 | RATIFY PRICEWATERHOUSECOOPERSGMBH AS AUDITORS FOR HALF-YEAR AND QUARTERLY REPORTS 2019 | Management | For | For |
7 | ELECT STEFAN MAY TO THE SUPERVISORY BOARD | Management | For | For |
8 | AMEND AFFILIATION AGREEMENT WITH INNOGY NETZE DEUTSCHLAND GMBH | Management | For | For |
| ||||
INNOVENT BIOLOGICS INC | ||||
Ticker: 1801 HK | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
3 | Grant of Options to Michael YU De-Chao | Management | For | For |
4 | Board Authorization for Proposed Option Grant | Management | For | For |
5 | Grant of Restricted Shares to Michael YU De-Chao | Management | For | For |
6 | Board Authorization for Proposed Restricted Shares Grant | Management | For | For |
| ||||
INNOVENT BIOLOGICS INC | ||||
Ticker: 1801 HK | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
3 | Accounts and Reports | Management | For | For |
4 | Elect Michael YU De-Chao | Management | For | For |
5 | Elect Ronald EDE Hao Xi | Management | For | For |
6 | Elect CHEN Shuyun | Management | For | For |
7 | Elect Charles L. Cooney | Management | For | For |
8 | Elect Joyce I-Yin Hsu | Management | For | For |
9 | Elect CHEN Kaixian | Management | For | For |
10 | Directors' Fees | Management | For | For |
11 | Appointment of Auditor and Authority to Set Fees | Management | For | Against |
12 | Authority to Repurchase Shares | Management | For | For |
13 | Authority to Issue Shares w/o Preemptive Rights | Management | For | For |
14 | Authority to Issue Repurchased Shares | Management | For | For |
| ||||
INOGEN INC | ||||
Ticker: INGN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.001 | Elect Loren L. McFarland | Management | For | For |
1.002 | Elect Benjamin M. Anderson-Ray | Management | For | For |
1.003 | Elect Scott Wilkinson | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Advisory Vote on Executive Compensation | Management | For | For |
| ||||
INSULET CORPORATION | ||||
Ticker: PODD | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.001 | Elect Jessica Hopfield | Management | For | For |
1.002 | Elect David A. Lemoine | Management | For | For |
2 | Advisory Vote on Executive Compensation | Management | For | For |
3 | Amendment to the 2007 Employee Stock Purchase Plan | Management | For | For |
4 | Ratification of Auditor | Management | For | For |
| ||||
INTEGRATED DEVICE TECHNOLOGY, INC. | ||||
Ticker: | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Ken Kannappan | Management | For | For |
1.2 | Elect Umesh Padval | Management | For | For |
1.3 | Elect Gordon Parnell | Management | For | For |
1.4 | Elect Robert A. Rango | Management | For | For |
1.5 | Elect Norman Taffe | Management | For | For |
1.6 | Elect Selena LaCroix | Management | For | For |
1.7 | Elect Gregory L. Waters | Management | For | For |
2 | Advisory Vote on Executive Compensation | Management | For | For |
3 | Ratification of Auditor | Management | For | For |
| ||||
INTEGRATED DEVICE TECHNOLOGY, INC. | ||||
Ticker: IDTI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1. | To adopt the Agreement and Plan of Merger, by and between Renesas Electronics Corporation, a Japanese corporation ("Parent"), and Integrated Device Technology, Inc., a Delaware corporation (the "Company"), Chapter Two Company, which was formed following t | Management | For | For |
2. | To approve an adjournment of the Special Meeting to a later date or dates, if necessary or appropriate, to solicit additional proxies if there are insufficient votes to adopt the Merger Agreement at the time of the Special Meeting. | Management | For | For |
3. | To approve, on a non-binding, advisory basis, compensation that will or may become payable to the Company's named executive officers in connection with the Merger. | Management | For | For |
| ||||
INTEGRATED DEVICE TECHNOLOGY, INC. | ||||
Ticker: IDTI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
3 | Advisory Vote on Golden Parachutes | Management | For | For |
| ||||
INTEL CORPORATION | ||||
Ticker: | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Aneel Bhusri | Management | For | For |
2 | Elect Andy D. Bryant | Management | For | For |
3 | Elect Reed E. Hundt | Management | For | For |
4 | Elect Omar Ishrak | Management | For | For |
5 | Elect Risa Lavizzo-Mourey | Management | For | For |
6 | Elect Tsu-Jae King Liu | Management | For | For |
7 | Elect Gregory D. Smith | Management | For | For |
8 | Elect Robert H. Swan | Management | For | For |
9 | Elect Andrew Wilson | Management | For | For |
10 | Elect Frank D. Yeary | Management | For | For |
11 | Ratification of Auditor | Management | For | For |
12 | Advisory Vote on Executive Compensation | Management | For | For |
13 | Amendment to the 2006 Equity Incentive Plan | Management | For | For |
14 | Shareholder Proposal Regarding Right to Act by Written Consent | Shareholder | Against | Against |
15 | Shareholder Proposal Regarding Median Gender Pay Equity Report | Shareholder | Against | Against |
16 | Shareholder Proposal Regarding Advisory Vote on Political Contributions | Shareholder | Against | Against |
| ||||
INTERCEPT PHARMACEUTICALS INC | ||||
Ticker: ICPT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.001 | Elect Paolo Fundaro | Management | For | For |
1.002 | Elect Mark Pruzanski | Management | For | For |
1.003 | Elect Srinivas Akkaraju | Management | For | For |
1.004 | Elect Luca Benatti | Management | For | For |
1.005 | Elect Daniel M. Bradbury | Management | For | For |
1.006 | Elect Keith Gottesdiener | Management | For | For |
1.007 | Elect Nancy Miller-Rich | Management | For | For |
1.008 | Elect Gino Santini | Management | For | For |
1.009 | Elect Glenn Sblendorio | Management | For | For |
1.010 | Elect Daniel Welch | Management | For | For |
2 | Advisory Vote on Executive Compensation | Management | For | For |
3 | Ratification of Auditor | Management | For | For |
| ||||
INTERTRUST N.V. | ||||
Ticker: INTER NA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | OPENING | Management | TNA | TNA |
2 | PROPOSAL TO APPOINT MR. J. TURKESTEEN AS MEMBER OF THE MANAGEMENT BOARD | Management | FOR | FOR |
3 | CLOSING | Management | TNA | TNA |
| ||||
INTERTRUST N.V. | ||||
Ticker: INTER NA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | OPENING | Management | TNA | TNA |
2 | REPORT OF THE MANAGEMENT BOARD 2018 | Management | TNA | TNA |
3 | REMUNERATION: IMPLEMENTATION REMUNERATION POLICY DURING 2018 | Management | TNA | TNA |
4 | REMUNERATION: AMENDMENT REMUNERATION POLICY | Management | FOR | AGAINST |
5 | REMUNERATION: APPROVAL OF A NEW LONG TERM INCENTIVE PLAN FOR MEMBERS OF THE MANAGEMENT BOARD | Management | FOR | AGAINST |
6 | REMUNERATION: PROPOSAL TO AMEND THE REMUNERATION OF THE MEMBERS OF THE SUPERVISORY BOARD | Management | FOR | FOR |
7 | ANNUAL ACCOUNTS 2018: ADOPTION ANNUAL ACCOUNTS 2018 | Management | FOR | FOR |
8 | ANNUAL ACCOUNTS 2018: DIVIDEND POLICY | Management | TNA | TNA |
9 | ANNUAL ACCOUNTS 2018: DIVIDEND OVER FINANCIAL YEAR 2018: THE MANAGEMENT BOARD PROPOSES, WITH THE APPROVAL OF THE SUPERVISORY BOARD, TO RESOLVE TO PAY A FINAL DISTRIBUTION IN CASH OF EUR 0.32 PER ORDINARY SHARE OUT OF THE PROFITS. THE FINAL DIVIDEND WILL B | Management | FOR | FOR |
10 | DISCHARGE MEMBERS OF THE MANAGEMENT BOARD | Management | FOR | FOR |
11 | DISCHARGE MEMBERS OF THE SUPERVISORY BOARD | Management | FOR | FOR |
12 | APPOINTMENT OF EXTERNAL AUDITOR: KPMG | Management | FOR | FOR |
13 | COMPOSITION OF THE SUPERVISORY BOARD: PROPOSAL TO REAPPOINT MRS. H.M. VLETTER-VAN DORT AS MEMBER OF THE SUPERVISORY BOARD | Management | FOR | FOR |
14 | COMPOSITION OF THE SUPERVISORY BOARD: PROPOSAL TO REAPPOINT MR. A. RUYS AS MEMBER OF THE SUPERVISORY BOARD | Management | FOR | FOR |
15 | COMPOSITION OF THE SUPERVISORY BOARD: PROPOSAL TO APPOINT MR. S.R. BENNETT AS MEMBER OF THE SUPERVISORY BOARD | Management | FOR | FOR |
16 | DESIGNATION OF THE MANAGEMENT BOARD: TO ISSUE SHARES AND TO GRANT RIGHTS TO SUBSCRIBE FOR SHARES | Management | FOR | AGAINST |
17 | DESIGNATION OF THE MANAGEMENT BOARD: TO LIMIT OR EXCLUDE THE PRE-EMPTIVE RIGHTS | Management | FOR | FOR |
18 | AUTHORISATION OF THE MANAGEMENT BOARD TO REPURCHASE SHARES | Management | FOR | FOR |
19 | Non-Voting Proposal Note | Management | TNA | TNA |
20 | CLOSING | Management | TNA | TNA |
| ||||
INTUIT INC. | ||||
Ticker: | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Eve Burton | Management | For | For |
2 | Elect Scott D. Cook | Management | For | For |
3 | Elect Richard Dalzell | Management | For | For |
4 | Elect Sasan Goodarzi | Management | For | For |
5 | Elect Deborah Liu | Management | For | For |
6 | Elect Suzanne Nora Johnson | Management | For | For |
7 | Elect Dennis D. Powell | Management | For | For |
8 | Elect Brad D. Smith | Management | For | For |
9 | Elect Thomas J. Szkutak | Management | For | For |
10 | Elect Raul Vazquez | Management | For | For |
11 | Elect Jeff Weiner | Management | For | For |
12 | Advisory Vote on Executive Compensation | Management | For | For |
13 | Ratification of Auditor | Management | For | For |
| ||||
INTUIT, INC. | ||||
Ticker: INTU | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Eve Burton | Management | For | For |
1b | Elect Director Scott D. Cook | Management | For | For |
1c | Elect Director Richard L. Dalzell | Management | For | For |
1d | Elect Director Sasan Goodarzi | Management | For | For |
1e | Elect Director Deborah Liu | Management | For | For |
1f | Elect Director Suzanne Nora Johnson | Management | For | For |
1g | Elect Director Dennis D. Powell | Management | For | For |
1h | Elect Director Brad D. Smith | Management | For | For |
1i | Elect Director Thomas Szkutak | Management | For | For |
1j | Elect Director Raul Vazquez | Management | For | For |
1k | Elect Director Jeff Weiner | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ||||
INTUITIVE SURGICAL INC | ||||
Ticker: ISRG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Craig H. Barratt | Management | For | For |
2 | Elect Gary S. Guthart | Management | For | For |
3 | Elect Amal M. Johnson | Management | For | For |
4 | Elect Don R. Kania | Management | For | For |
5 | Elect Keith R. Leonard, Jr. | Management | For | Against |
6 | Elect Alan J. Levy | Management | For | For |
7 | Elect Jami Dover Nachtsheim | Management | For | For |
8 | Elect Mark J. Rubash | Management | For | For |
9 | Elect Lonnie M. Smith | Management | For | For |
10 | Advisory Vote on Executive Compensation | Management | For | For |
11 | Ratification of Auditor | Management | For | For |
12 | Amendment to the 2010 Incentive Award Plan | Management | For | For |
13 | Shareholder Proposal Regarding Simple Majority Vote | Shareholder | Against | For |
| ||||
IQVIA HOLDINGS INC | ||||
Ticker: IQV | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.001 | Elect Carol J. Burt | Management | For | For |
1.002 | Elect John P. Connaughton | Management | For | For |
1.003 | Elect John G. Danhakl | Management | For | For |
1.004 | Elect James A. Fasano | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
| ||||
IQVIA HOLDINGS, INC. | ||||
Ticker: IQV | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Carol J. Burt | Management | For | For |
1.2 | Elect Director John P. Connaughton | Management | For | Withhold |
1.3 | Elect Director John G. Danhakl | Management | For | Withhold |
1.4 | Elect Director James A. Fasano | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ||||
IRHYTHM TECHNOLOGIES INC | ||||
Ticker: IRTC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.001 | Elect Bruce G. Bodaken | Management | For | For |
1.002 | Elect Ralph Snyderman | Management | For | For |
1.003 | Elect Abhijit Y. Talwalkar | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Advisory Vote on Executive Compensation | Management | For | For |
| ||||
ITRON, INC. | ||||
Ticker: | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Lynda L. Ziegler | Management | For | For |
2 | Elect Thomas S. Glanville | Management | For | For |
3 | Elect Diana D. Tremblay | Management | For | For |
4 | Advisory Vote on Executive Compensation | Management | For | For |
5 | Ratification of Auditor | Management | For | For |
| ||||
ITV PLC | ||||
Ticker: ITV LN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | Management | FOR | FOR |
2 | APPROVE REMUNERATION REPORT | Management | FOR | FOR |
3 | APPROVE FINAL DIVIDEND: 5.4 PENCE PER ORDINARY SHARE | Management | FOR | FOR |
4 | RE-ELECT SALMAN AMIN AS DIRECTOR | Management | FOR | FOR |
5 | RE-ELECT PETER BAZALGETTE AS DIRECTOR | Management | FOR | FOR |
6 | ELECT EDWARD BONHAM CARTER AS DIRECTOR | Management | FOR | FOR |
7 | RE-ELECT MARGARET EWING AS DIRECTOR | Management | FOR | FOR |
8 | RE-ELECT ROGER FAXON AS DIRECTOR | Management | FOR | FOR |
9 | RE-ELECT MARY HARRIS AS DIRECTOR | Management | FOR | FOR |
10 | ELECT CHRIS KENNEDY AS DIRECTOR | Management | FOR | FOR |
11 | RE-ELECT ANNA MANZ AS DIRECTOR | Management | FOR | FOR |
12 | RE-ELECT CAROLYN MCCALL AS DIRECTOR | Management | FOR | FOR |
13 | ELECT DUNCAN PAINTER AS DIRECTOR | Management | FOR | FOR |
14 | REAPPOINT KPMG LLP AS AUDITORS | Management | FOR | FOR |
15 | AUTHORISE BOARD TO FIX REMUNERATION OF AUDITORS | Management | FOR | FOR |
16 | AUTHORISE ISSUE OF EQUITY | Management | FOR | FOR |
17 | AUTHORISE ISSUE OF EQUITY WITHOUT PRE-EMPTIVE RIGHTS | Management | FOR | FOR |
18 | AUTHORISE ISSUE OF EQUITY WITHOUT PRE-EMPTIVE RIGHTS IN CONNECTION WITH AN ACQUISITION OR OTHER CAPITAL INVESTMENT | Management | FOR | FOR |
19 | AUTHORISE EU POLITICAL DONATIONS AND EXPENDITURE | Management | FOR | FOR |
20 | AUTHORISE MARKET PURCHASE OF ORDINARY SHARES | Management | FOR | FOR |
21 | AUTHORISE THE COMPANY TO CALL GENERAL MEETING WITH TWO WEEKS' NOTICE | Management | FOR | FOR |
22 | 21 MAR 2019:PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF DIVIDEND AMOUNT. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Management | TNA | TNA |
| ||||
JOHNSON & JOHNSON | ||||
Ticker: JNJ | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Mary C. Beckerle | Management | For | For |
1b | Elect Director D. Scott Davis | Management | For | For |
1c | Elect Director Ian E. L. Davis | Management | For | For |
1d | Elect Director Jennifer A. Doudna | Management | For | For |
1e | Elect Director Alex Gorsky | Management | For | For |
1f | Elect Director Marillyn A. Hewson | Management | For | For |
1g | Elect Director Mark B. McClellan | Management | For | For |
1h | Elect Director Anne M. Mulcahy | Management | For | For |
1i | Elect Director William D. Perez | Management | For | For |
1j | Elect Director Charles Prince | Management | For | Against |
1k | Elect Director A. Eugene Washington | Management | For | For |
1l | Elect Director Ronald A. Williams | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
4 | Clawback Disclosure of Recoupment Activity from Senior Officers | Shareholder | Against | For |
5 | Report on Integrating Risks Related to Drug Pricing into Senior Executive Compensation | Shareholder | Against | Against |
| ||||
JPMORGAN CHASE & CO. | ||||
Ticker: JPM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Linda B. Bammann | Management | For | For |
1b | Elect Director James A. Bell | Management | For | For |
1c | Elect Director Stephen B. Burke | Management | For | For |
1d | Elect Director Todd A. Combs | Management | For | For |
1e | Elect Director James S. Crown | Management | For | For |
1f | Elect Director James Dimon | Management | For | For |
1g | Elect Director Timothy P. Flynn | Management | For | For |
1h | Elect Director Mellody Hobson | Management | For | For |
1i | Elect Director Laban P. Jackson, Jr. | Management | For | For |
1j | Elect Director Michael A. Neal | Management | For | For |
1k | Elect Director Lee R. Raymond | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
4 | Report on Gender Pay Gap | Shareholder | Against | Against |
5 | Amend Proxy Access Right | Shareholder | Against | Against |
6 | Provide for Cumulative Voting | Shareholder | Against | Against |
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JPMORGAN CHASE & CO. | ||||
Ticker: JPM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Linda B. Bammann | Management | For | For |
1b | Elect Director James A. Bell | Management | For | For |
1c | Elect Director Stephen B. Burke | Management | For | For |
1d | Elect Director Todd A. Combs | Management | For | For |
1e | Elect Director James S. Crown | Management | For | For |
1f | Elect Director James Dimon | Management | For | For |
1g | Elect Director Timothy P. Flynn | Management | For | For |
1h | Elect Director Mellody Hobson | Management | For | For |
1i | Elect Director Laban P. Jackson, Jr. | Management | For | For |
1j | Elect Director Michael A. Neal | Management | For | For |
1k | Elect Director Lee R. Raymond | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
4 | Report on Gender Pay Gap | Shareholder | Against | For |
5 | Amend Proxy Access Right | Shareholder | Against | For |
6 | Provide for Cumulative Voting | Shareholder | Against | Against |
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JUST EAT PLC | ||||
Ticker: | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accounts and Reports | Management | For | For |
2 | Remuneration Report (Advisory) | Management | For | For |
3 | Elect Michael Evans | Management | For | For |
4 | Elect Paul Harrison | Management | For | For |
5 | Elect Gwyn Burr | Management | For | For |
6 | Elect Frederic Coorevits | Management | For | For |
7 | Elect Alistair Cox | Management | For | For |
8 | Elect Roisin Donnelly | Management | For | For |
9 | Elect Andrew Griffith | Management | For | For |
10 | Elect Diego Oliva | Management | For | For |
11 | Elect Helen A. Weir | Management | For | For |
12 | Elect Peter Duffy | Management | For | For |
13 | Appointment of Auditor | Management | For | For |
14 | Authority to Set Auditor's Fees | Management | For | For |
15 | Authority to Issue Shares w/ Preemptive Rights | Management | For | For |
16 | Authority to Issue Shares w/o Preemptive Rights | Management | For | For |
17 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Management | For | For |
18 | Authority to Repurchase Shares | Management | For | For |
19 | Authorisation of Political Donations | Management | For | For |
20 | Authority to Set General Meeting Notice Period at 14 Days | Management | For | Against |
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KAPSTONE PAPER & PACKAGING CORP. | ||||
Ticker: KS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
3 | Advisory Vote on Golden Parachutes | Management | For | For |
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KEMPER CORP. | ||||
Ticker: KMPR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Teresa A. Canida | Management | For | For |
1b | Elect Director George N. Cochran | Management | For | For |
1c | Elect Director Kathleen M. Cronin | Management | For | For |
1d | Elect Director Lacy M. Johnson | Management | For | For |
1e | Elect Director Robert J. Joyce | Management | For | For |
1f | Elect Director Joseph P. Lacher, Jr. | Management | For | For |
1g | Elect Director Christopher B. Sarofim | Management | For | For |
1h | Elect Director David P. Storch | Management | For | For |
1i | Elect Director Susan D. Whiting | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
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KLA-TENCOR CORPORATION | ||||
Ticker: | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Edward W. Barnholt | Management | For | For |
2 | Elect Robert M. Calderoni | Management | For | For |
3 | Elect John T. Dickson | Management | For | For |
4 | Elect Emiko Higashi | Management | For | For |
5 | Elect Kevin J. Kennedy | Management | For | For |
6 | Elect Gary B. Moore | Management | For | For |
7 | Elect Kiran M. Patel | Management | For | For |
8 | Elect Ana G. Pinczuk | Management | For | For |
9 | Elect Robert A. Rango | Management | For | For |
10 | Elect Richard P. Wallace | Management | For | For |
11 | Ratification of Auditor | Management | For | For |
12 | Advisory Vote on Executive Compensation | Management | For | For |
13 | Amendment to the 2004 Equity Incentive Plan | Management | For | For |
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KOHL'S CORPORATION | ||||
Ticker: KSS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Peter Boneparth | Management | For | For |
1b | Elect Director Steven A. Burd | Management | For | For |
1c | Elect Director H. Charles Floyd | Management | For | For |
1d | Elect Director Michelle Gass | Management | For | For |
1e | Elect Director Jonas Prising | Management | For | For |
1f | Elect Director John E. Schlifske | Management | For | For |
1g | Elect Director Adrianne Shapira | Management | For | For |
1h | Elect Director Frank V. Sica | Management | For | For |
1i | Elect Director Stephanie A. Streeter | Management | For | For |
1j | Elect Director Stephen E. Watson | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Political Contributions | Shareholder | Against | For |
5 | Adopt Vendor Policy Regarding Oversight on Preventing Cruelty to Animals Throughout the Supply Chain | Shareholder | Against | Against |
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KONINKLIJKE KPN N.V. | ||||
Ticker: | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Non-Voting Agenda Item | Management | N/A | N/A |
2 | Non-Voting Agenda Item | Management | N/A | N/A |
3 | Non-Voting Agenda Item | Management | N/A | N/A |
4 | Amendments to Remuneration Policy | Management | For | For |
5 | Accounts and Reports | Management | For | For |
6 | Non-Voting Agenda Item | Management | N/A | N/A |
7 | Allocation of Profits/Dividends | Management | For | For |
8 | Ratification of Management Board Acts | Management | For | For |
9 | Ratification of Supervisory Board Acts | Management | For | For |
10 | Appointment of Auditor | Management | For | For |
11 | Non-Voting Agenda Item | Management | N/A | N/A |
12 | Elect J.C.M. Sap to the Supervisory Board | Management | For | For |
13 | Elect P.F. Hartman to the Supervisory Board | Management | For | For |
14 | Non-Voting Agenda Item | Management | N/A | N/A |
15 | Authority to Repurchase Shares | Management | For | For |
16 | Cancellation of Shares | Management | For | For |
17 | Authority to Issue Shares w/ Preemptive Rights | Management | For | For |
18 | Authority to Suppress Preemptive Rights | Management | For | For |
19 | Non-Voting Agenda Item | Management | N/A | N/A |
20 | Non-Voting Agenda Item | Management | N/A | N/A |
21 | Non-Voting Meeting Note | Management | N/A | N/A |
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KRATOS DEFENSE & SEC SOLUTIONS, INC. | ||||
Ticker: KTOS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1..1 | DIRECTOR-Scott Anderson | Management | For | DNV |
1..2 | DIRECTOR-Bandel Carano | Management | For | DNV |
1..3 | DIRECTOR-Eric DeMarco | Management | For | DNV |
1..4 | DIRECTOR-William Hoglund | Management | For | DNV |
1..5 | DIRECTOR-Scot Jarvis | Management | For | DNV |
1..6 | DIRECTOR-Jane Judd | Management | For | DNV |
1..7 | DIRECTOR-Samuel Liberatore | Management | For | DNV |
1..8 | DIRECTOR-Amy Zegart | Management | For | DNV |
2. | To ratify the selection of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the fiscal year ending December 29, 2019. | Management | For | DNV |
3. | An advisory vote to approve the compensation of the Company's named executive officers, as presented in the proxy statement. | Management | For | DNV |
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L3 TECHNOLOGIES, INC. | ||||
Ticker: LLL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1. | To consider and vote on a proposal (the "L3 merger agreement proposal") to adopt the Agreement and Plan of Merger, dated as of October 12, 2018 (as it may be amended from time to time), by and among Harris Corporation, L3 Technologies, Inc. and Leopard Me | Management | For | For |
2. | To consider and vote on an advisory (non- binding) proposal (the "L3 compensation proposal") to approve the executive officer compensation that may be paid or become payable to L3 Technologies, Inc.'s named executive officers in connection with the merger | Management | For | For |
3. | To consider and vote on a proposal (the "L3 adjournment proposal") to approve the adjournment of the Special Meeting of L3 stockholders, if necessary or appropriate, including to solicit additional proxies if there are not sufficient votes at the time of | Management | For | For |
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LA JOLLA PHARMACEUTICAL CO. | ||||
Ticker: LJPC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.001 | Elect George F. Tidmarsh | Management | For | For |
1.002 | Elect Kevin C. Tang | Management | For | For |
1.003 | Elect Laura Douglass | Management | For | For |
1.004 | Elect Craig A. Johnson | Management | For | For |
1.005 | Elect Robert H. Rosen | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Approval of the 2018 Employee Stock Purchase Plan | Management | For | For |
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LAMAR ADVERTISING COMPANY | ||||
Ticker: LAMR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John E. Koerner, III | Management | For | For |
1.2 | Elect Director Marshall A. Loeb | Management | For | For |
1.3 | Elect Director Stephen P. Mumblow | Management | For | For |
1.4 | Elect Director Thomas V. Reifenheiser | Management | For | For |
1.5 | Elect Director Anna Reilly | Management | For | Withhold |
1.6 | Elect Director Kevin P. Reilly, Jr. | Management | For | Withhold |
1.7 | Elect Director Wendell Reilly | Management | For | Withhold |
1.8 | Elect Director Elizabeth Thompson | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Approve Qualified Employee Stock Purchase Plan | Management | For | Against |
4 | Ratify KPMG LLP as Auditors | Management | For | For |
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LANDSTAR SYSTEM, INC. | ||||
Ticker: LSTR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a. | Election of Director: Homaira Akbari | Management | For | DNV |
1b. | Election of Director: Diana M. Murphy | Management | For | DNV |
1c. | Election of Director: Larry J. Thoele | Management | For | DNV |
2. | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2019. | Management | For | DNV |
3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | For | DNV |
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LASALLE HOTEL PROPERTIES | ||||
Ticker: LHO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1. | To approve the merger of LaSalle Hotel Properties with and into BRE Landmark L.P. and the other transactions contemplated by the Agreement and Plan of Merger, dated as of May 20, 2018 and as may be amended from time to time, among LaSalle Hotel Properties | Management | Against | Against |
2. | To approve, on a non-binding, advisory basis, The compensation that may be paid or become payable to LaSalle's named executive officers that is based on or otherwise relates to the merger. | Management | Against | Against |
3. | To approve any adjournment of the Special Meeting for the purpose of soliciting additional proxies if there are not sufficient votes at the Special Meeting to approve the merger and the other transactions contemplated by the merger agreement. | Management | Against | Against |
| ||||
LASALLE HOTEL PROPERTIES | ||||
Ticker: LHO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1. | To approve the merger of LaSalle Hotel Properties with and into BRE Landmark L.P. and the other transactions contemplated by the Agreement and Plan of Merger, dated as of May 20, 2018 and as it may be amended from time to time, among LaSalle Hotel Propert | Management | For | DNV |
2. | To approve, on a non-binding, advisory basis, the compensation that may be paid or become payable to LaSalle Hotel Properties' named executive officers that is based on or otherwise relates to the merger, as more particularly described in the Proxy Statem | Management | For | DNV |
3. | To approve any adjournment of the special meeting for the purpose of soliciting additional proxies if there are not sufficient votes at the special meeting to approve the merger and the other transactions contemplated by the merger agreement. | Management | For | DNV |
| ||||
LASALLE HOTEL PROPERTIES | ||||
Ticker: LHO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1. | To approve the merger of LaSalle Hotel Properties with and into Ping Merger Sub, LLC, which we refer to as the company merger, and other transactions contemplated by Agreement and Plan of Merger, dated as of September 6, 2018, as amended on September 18, | Management | For | For |
2. | To approve, on a non-binding, advisory basis, the compensation that may be paid or become payable to LaSalle Hotel Properties' named executive officers that is based on or otherwise relates to the company merger, which we refer to as the LaSalle advisory | Management | For | For |
3. | To approve any adjournment of the LaSalle Hotel Properties special meeting for the purpose of soliciting additional proxies if there are not sufficient votes at the LaSalle Hotel Properties special meeting to approve the merger proposal, which we refer to | Management | For | For |
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LATTICE SEMICONDUCTOR CORPORATION | ||||
Ticker: | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect James R. Anderson | Management | For | For |
1.2 | Elect Robin A. Abrams | Management | For | For |
1.3 | Elect Brian M. Beattie | Management | For | For |
1.4 | Elect John E. Bourgoin | Management | For | For |
1.5 | Elect Mark E. Jensen | Management | For | For |
1.6 | Elect James P. Lederer | Management | For | For |
1.7 | Elect John E. Major | Management | For | For |
1.8 | Elect Krishna Rangasayee | Management | For | For |
1.9 | Elect D. Jeffrey Richardson | Management | For | For |
2 | Advisory Vote on Executive Compensation | Management | For | For |
3 | Amendment to the 2013 Incentive Plan | Management | For | For |
4 | Amendment to the 2011 Non-Employee Director Incentive Plan | Management | For | For |
5 | Ratification of Auditor | Management | For | For |
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LEAR CORPORATION | ||||
Ticker: LEA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a. | Election of Director: Thomas P. Capo | Management | For | DNV |
1b. | Election of Director: Mei-Wei Cheng | Management | For | DNV |
1c. | Election of Director: Jonathan F. Foster | Management | For | DNV |
1d. | Election of Director: Mary Lou Jepsen | Management | For | DNV |
1e. | Election of Director: Kathleen A. Ligocki | Management | For | DNV |
1f. | Election of Director: Conrad L. Mallett, Jr. | Management | For | DNV |
1g. | Election of Director: Raymond E. Scott | Management | For | DNV |
1h. | Election of Director: Gregory C. Smith | Management | For | DNV |
1i. | Election of Director: Henry D.G. Wallace | Management | For | DNV |
2. | Ratification of the retention of Ernst & Young LLP as our independent registered public accounting firm for 2019. | Management | For | DNV |
3. | Advisory vote to approve Lear Corporation's executive compensation. | Management | For | DNV |
4. | Vote to approve Lear Corporation's 2019 Long-Term Stock Incentive Plan. | Management | For | DNV |
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LILLY(ELI) & CO | ||||
Ticker: LLY | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Ralph Alvarez | Management | For | For |
2 | Elect Carolyn R. Bertozzi | Management | For | For |
3 | Elect Juan R. Luciano | Management | For | For |
4 | Elect Kathi P. Seifert | Management | For | For |
5 | Advisory Vote on Executive Compensation | Management | For | For |
6 | Ratification of Auditor | Management | For | For |
7 | Repeal of Classified Board | Management | For | For |
8 | Elimination of Supermajority Requirement | Management | For | For |
9 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against |
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LPL FINANCIAL HOLDINGS INC. | ||||
Ticker: LPLA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dan H. Arnold | Management | For | For |
1.2 | Elect Director H. Paulett Eberhart | Management | For | For |
1.3 | Elect Director William F. Glavin, Jr. | Management | For | For |
1.4 | Elect Director Allison H. Mnookin | Management | For | For |
1.5 | Elect Director Anne M. Mulcahy | Management | For | For |
1.6 | Elect Director James S. Putnam | Management | For | For |
1.7 | Elect Director James S. Riepe | Management | For | For |
1.8 | Elect Director Richard P. Schifter | Management | For | For |
1.9 | Elect Director Corey E. Thomas | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
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MADRIGAL PHARMACEUTICALS INC | ||||
Ticker: MDGL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
5 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
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MADRIGAL PHARMACEUTICALS INC | ||||
Ticker: MDGL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.001 | Elect Keith R. Gollust | Management | For | Withhold |
1.002 | Elect Richard S. Levy | Management | For | Withhold |
1.003 | Elect David Milligan | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Amendment to the 2015 Stock Plan | Management | For | For |
4 | Advisory Vote on Executive Compensation | Management | For | Against |
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MARATHON PETROLEUM CORP. | ||||
Ticker: MPC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Merger | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Approve Increase in Size of Board | Management | For | For |
4 | Adjourn Meeting | Management | For | For |
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MARATHON PETROLEUM CORPORATION | ||||
Ticker: MPC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Evan Bayh | Management | For | For |
1b | Elect Director Charles E. Bunch | Management | For | For |
1c | Elect Director Edward G. Galante | Management | For | For |
1d | Elect Director Kim K.W. Rucker | Management | For | Against |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Provide Right to Act by Written Consent | Shareholder | Against | For |
5 | Require Independent Board Chairman | Shareholder | Against | For |
| ||||
MARINEMAX, INC. | ||||
Ticker: HZO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a. | Election of Director: George E. Borst | Management | For | DNV |
1b. | Election of Director: Hilliard M. Eure III | Management | For | DNV |
1c. | Election of Director: Joseph A. Watters | Management | For | DNV |
2. | To approve (on an advisory basis) our executive compensation ("say-on-pay"). | Management | For | DNV |
3. | To approve an amendment to our 2008 Employee Stock Purchase Plan to increase the number of shares available for issuance under that plan by 500,000 shares. | Management | For | DNV |
4. | To ratify the appointment of KPMG LLP, an independent registered public accounting firm, as the independent auditor of our Company for the fiscal year ending September 30, 2019. | Management | For | DNV |
| ||||
MARINUS PHARMACEUTICALS INC | ||||
Ticker: MRNS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.001 | Elect Scott Braunstein | Management | For | For |
1.002 | Elect Seth H. Z. Fischer | Management | For | For |
1.003 | Elect Nicole Vitullo | Management | For | For |
2 | Amendment to the 2014 Equity Incentive Plan | Management | For | For |
3 | Ratification of Auditor | Management | For | For |
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MARVELL TECHNOLOGY GROUP LTD. | ||||
Ticker: | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect William Tudor Brown | Management | For | For |
2 | Elect Brad W. Buss | Management | For | For |
3 | Elect Edward H. Frank | Management | For | For |
4 | Elect Richard S. Hill | Management | For | For |
5 | Elect Oleg Khaykin | Management | For | For |
6 | Elect Bethany Mayer | Management | For | For |
7 | Elect Donna Morris | Management | For | For |
8 | Elect Matthew J. Murphy | Management | For | For |
9 | Elect Michael G. Strachan | Management | For | For |
10 | Elect Robert E. Switz | Management | For | For |
11 | Advisory Vote on Executive Compensation | Management | For | For |
12 | Ratification of Auditor | Management | For | For |
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MASTERCARD INCORPORATED | ||||
Ticker: | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Richard Haythornthwaite | Management | For | For |
2 | Elect Ajay Banga | Management | For | For |
3 | Elect David R. Carlucci | Management | For | For |
4 | Elect Richard K. Davis | Management | For | For |
5 | Elect Steven J. Freiberg | Management | For | For |
6 | Elect Julius Genachowski | Management | For | For |
7 | Elect Choon Phong Goh | Management | For | For |
8 | Elect Merit E. Janow | Management | For | For |
9 | Elect Oki Matsumoto | Management | For | Against |
10 | Elect Youngme E. Moon | Management | For | For |
11 | Elect Rima Qureshi | Management | For | For |
12 | Elect Jose Octavio Reyes Lagunes | Management | For | For |
13 | Elect Gabrielle Sulzberger | Management | For | For |
14 | Elect Jackson P. Tai | Management | For | For |
15 | Elect Lance Uggla | Management | For | For |
16 | Advisory Vote on Executive Compensation | Management | For | For |
17 | Ratification of Auditor | Management | For | For |
18 | Shareholder Proposal Regarding Median Gender Pay Equity Report | Shareholder | Against | Against |
19 | Shareholder Proposal Regarding Formation of a Human Rights Committee | Shareholder | Against | Against |
| ||||
MASTERCARD INCORPORATED | ||||
Ticker: MA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Richard Haythornthwaite | Management | For | For |
1b | Elect Director Ajay Banga | Management | For | For |
1c | Elect Director David R. Carlucci | Management | For | For |
1d | Elect Director Richard K. Davis | Management | For | For |
1e | Elect Director Steven J. Freiberg | Management | For | For |
1f | Elect Director Julius Genachowski | Management | For | For |
1g | Elect Director Choon Phong Goh | Management | For | For |
1h | Elect Director Merit E. Janow | Management | For | For |
1i | Elect Director Oki Matsumoto | Management | For | Against |
1j | Elect Director Youngme Moon | Management | For | For |
1k | Elect Director Rima Qureshi | Management | For | For |
1l | Elect Director Jose Octavio Reyes Lagunes | Management | For | For |
1m | Elect Director Gabrielle Sulzberger | Management | For | For |
1n | Elect Director Jackson Tai | Management | For | For |
1o | Elect Director Lance Uggla | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Report on Gender Pay Gap | Shareholder | Against | Against |
5 | Establish Human Rights Board Committee | Shareholder | Against | Against |
| ||||
MASTERCARD INCORPORATED | ||||
Ticker: MA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Richard Haythornthwaite | Management | For | For |
1b | Elect Director Ajay Banga | Management | For | For |
1c | Elect Director David R. Carlucci | Management | For | For |
1d | Elect Director Richard K. Davis | Management | For | For |
1e | Elect Director Steven J. Freiberg | Management | For | For |
1f | Elect Director Julius Genachowski | Management | For | For |
1g | Elect Director Choon Phong Goh | Management | For | For |
1h | Elect Director Merit E. Janow | Management | For | For |
1i | Elect Director Oki Matsumoto | Management | For | For |
1j | Elect Director Youngme Moon | Management | For | For |
1k | Elect Director Rima Qureshi | Management | For | For |
1l | Elect Director Jose Octavio Reyes Lagunes | Management | For | For |
1m | Elect Director Gabrielle Sulzberger | Management | For | For |
1n | Elect Director Jackson Tai | Management | For | For |
1o | Elect Director Lance Uggla | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Report on Gender Pay Gap | Shareholder | Against | For |
5 | Establish Human Rights Board Committee | Shareholder | Against | Against |
| ||||
MEDIATEK INC. | ||||
Ticker: | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accounts and Reports | Management | For | For |
2 | Allocation of Profits/Dividends | Management | For | For |
3 | Allocation of Dividends from Capital Reserve | Management | For | For |
4 | Amendments to Articles | Management | For | For |
5 | Amendments to Procedural Rules: Acquisition and Disposal of Assets | Management | For | For |
6 | Amendments to Procedural Rules: Endorsements and Guarantees | Management | For | For |
7 | Amendments to Procedural Rules: Capital Loans | Management | For | For |
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MEDTRONIC PLC | ||||
Ticker: MDT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Richard H. Anderson | Management | For | For |
1b | Elect Director Craig Arnold | Management | For | For |
1c | Elect Director Scott C. Donnelly | Management | For | For |
1d | Elect Director Randall J. Hogan, III | Management | For | For |
1e | Elect Director Omar Ishrak | Management | For | For |
1f | Elect Director Michael O. Leavitt | Management | For | For |
1g | Elect Director James T. Lenehan | Management | For | For |
1h | Elect Director Elizabeth G. Nabel | Management | For | For |
1i | Elect Director Denise M. O'Leary | Management | For | For |
1j | Elect Director Kendall J. Powell | Management | For | Against |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
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MELLANOX TECHNOLOGIES LTD. | ||||
Ticker: MLNX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a. | Are you a Parent Affiliate (as defined in the Proxy Statement)? By selecting FOR I confirm that I AM NOT a Parent Affiliate and by selecting AGAINST I confirm that I AM a Parent Affiliate. | Management | For | DNV |
1b. | The Merger Proposal: To approve the acquisition of the Company by NVIDIA International Holdings Inc., a Delaware corporation ("Parent"), including the approval of (a) the Agreement and Plan of Merger (as it may be amended from time to time, the "Merger Ag | Management | For | For |
2. | The Adjournment Proposal: To approve the adjournment of the Extraordinary General Meeting to a later date or dates if necessary to solicit additional proxies if there are insufficient votes to approve the Merger Proposal at the time of the Extraordinary G | Management | For | For |
3. | The Merger-Related Executive Compensation Proposal: To approve on a nonbinding, advisory basis, any "golden parachute compensation" that will or may become payable to the Company's named executive officers in connection with the Merger. | Management | For | For |
4a. | Do you have a Personal Interest (as defined in the Proxy Statement) with regards to Proposal 4b? By selecting FOR I confirm that I DO NOT HAVE a Personal Interest and by selecting AGAINST I confirm I DO HAVE a Personal Interest in voting this proposal. | Management | For | DNV |
4b. | The CEO Base Salary Proposal: To approve the increase in annual base cash compensation for Eyal Waldman, our chief executive officer, from $610,000 to $650,000. | Management | For | For |
5a. | Do you have a Personal Interest with regards to Proposal 5b? By selecting FOR I confirm that I DO NOT HAVE a Personal Interest and by selecting AGAINST I confirm I DO HAVE a Personal Interest in voting this proposal. | Management | For | DNV |
5b. | The CEO Cash Incentive Proposal: To approve the grant to Mr. Waldman of a 2019 performance-based cash incentive award, which will be tied to the Company's achievement of pre-established revenue and adjusted operating income objectives for fiscal 2019 and | Management | For | For |
6a. | Do you have a Personal Interest with regards to Proposal 6b? By selecting FOR I confirm that I DO NOT HAVE a Personal Interest and by selecting AGAINST I confirm I DO HAVE a Personal Interest in voting this proposal. | Management | For | DNV |
6b. | The CEO Severance Proposal: To approve the amendment and restatement of Mr. Waldman's executive severance benefits agreement, in accordance with the Amended Severance Agreement attached as Annex D to the Proxy Statement, to (i) amend the benefits thereund | Management | For | For |
7a. | Do you have a Personal Interest (as defined in the Proxy Statement) with regards to Proposal 7b? By selecting FOR I confirm that I DO NOT HAVE a Personal Interest and by selecting AGAINST I confirm I DO HAVE a Personal Interest in voting this proposal. | Management | For | DNV |
7b. | The CEO Equity Award Proposal: To approve the grant to Mr.Waldman of a 2019 equity incentive award of 55,696 restricted share units. | Management | For | For |
8a. | Do you have a Personal Interest (as defined in the Proxy Statement) with regards to Proposal 8b? By selecting FOR I confirm that I DO NOT HAVE a Personal Interest and by selecting AGAINST I confirm I DO HAVE a Personal Interest in voting this proposal. | Management | For | DNV |
8b. | The CEO Tax Equalization Proposal: To approve certain tax equalization payments to Mr. Waldman to reimburse Mr. Waldman for additional personal income tax liability incurred as the result of him allocating his time between Israel and the United States in | Management | For | For |
9. | The Waters Bonus Proposal: To approve payment of a cash bonus of $25,000 to Greg Waters, an independent member of the Company's board of directors, in recognition of his services with respect to the Merger. | Management | For | For |
| ||||
MELLANOX TECHNOLOGIES LTD. | ||||
Ticker: MLNX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a. | Are you a Parent Affiliate (as defined in the Proxy Statement)? By selecting FOR I confirm that I AM NOT a Parent Affiliate and by selecting AGAINST I confirm that I AM a Parent Affiliate. | Management | For | DNV |
1b. | The Merger Proposal: To approve the acquisition of the Company by NVIDIA International Holdings Inc., a Delaware corporation ("Parent"), including the approval of (a) the Agreement and Plan of Merger (as it may be amended from time to time, the "Merger Ag | Management | For | For |
2. | The Adjournment Proposal: To approve the adjournment of the Extraordinary General Meeting to a later date or dates if necessary to solicit additional proxies if there are insufficient votes to approve the Merger Proposal at the time of the Extraordinary G | Management | For | For |
3. | The Merger-Related Executive Compensation Proposal: To approve on a nonbinding, advisory basis, any "golden parachute compensation" that will or may become payable to the Company's named executive officers in connection with the Merger. | Management | For | For |
4a. | Do you have a Personal Interest (as defined in the Proxy Statement) with regards to Proposal 4b? By selecting FOR I confirm that I DO NOT HAVE a Personal Interest and by selecting AGAINST I confirm I DO HAVE a Personal Interest in voting this proposal. | Management | For | DNV |
4b. | The CEO Base Salary Proposal: To approve the increase in annual base cash compensation for Eyal Waldman, our chief executive officer, from $610,000 to $650,000. | Management | For | For |
5a. | Do you have a Personal Interest with regards to Proposal 5b? By selecting FOR I confirm that I DO NOT HAVE a Personal Interest and by selecting AGAINST I confirm I DO HAVE a Personal Interest in voting this proposal. | Management | For | DNV |
5b. | The CEO Cash Incentive Proposal: To approve the grant to Mr. Waldman of a 2019 performance-based cash incentive award, which will be tied to the Company's achievement of pre-established revenue and adjusted operating income objectives for fiscal 2019 and | Management | For | For |
6a. | Do you have a Personal Interest with regards to Proposal 6b? By selecting FOR I confirm that I DO NOT HAVE a Personal Interest and by selecting AGAINST I confirm I DO HAVE a Personal Interest in voting this proposal. | Management | For | DNV |
6b. | The CEO Severance Proposal: To approve the amendment and restatement of Mr. Waldman's executive severance benefits agreement, in accordance with the Amended Severance Agreement attached as Annex D to the Proxy Statement, to (i) amend the benefits thereund | Management | For | For |
7a. | Do you have a Personal Interest (as defined in the Proxy Statement) with regards to Proposal 7b? By selecting FOR I confirm that I DO NOT HAVE a Personal Interest and by selecting AGAINST I confirm I DO HAVE a Personal Interest in voting this proposal. | Management | For | No Action |
7b. | The CEO Equity Award Proposal: To approve the grant to Mr.Waldman of a 2019 equity incentive award of 55,696 restricted share units. | Management | For | For |
8a. | Do you have a Personal Interest (as defined in the Proxy Statement) with regards to Proposal 8b? By selecting FOR I confirm that I DO NOT HAVE a Personal Interest and by selecting AGAINST I confirm I DO HAVE a Personal Interest in voting this proposal. | Management | For | DNV |
8b. | The CEO Tax Equalization Proposal: To approve certain tax equalization payments to Mr. Waldman to reimburse Mr. Waldman for additional personal income tax liability incurred as the result of him allocating his time between Israel and the United States in | Management | For | For |
9. | The Waters Bonus Proposal: To approve payment of a cash bonus of $25,000 to Greg Waters, an independent member of the Company's board of directors, in recognition of his services with respect to the Merger. | Management | For | For |
| ||||
MERCK & CO INC | ||||
Ticker: MRK | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Leslie A. Brun | Management | For | For |
2 | Elect Thomas R. Cech | Management | For | For |
3 | Elect Mary Ellen Coe | Management | For | For |
4 | Elect Pamela J. Craig | Management | For | For |
5 | Elect Kenneth C. Frazier | Management | For | For |
6 | Elect Thomas H. Glocer | Management | For | For |
7 | Elect Rochelle B. Lazarus | Management | For | For |
8 | Elect Paul B. Rothman | Management | For | For |
9 | Elect Patricia F. Russo | Management | For | For |
10 | Elect Inge G. Thulin | Management | For | For |
11 | Elect Wendell P. Weeks | Management | For | Against |
12 | Elect Peter C. Wendell | Management | For | For |
13 | Advisory Vote on Executive Compensation | Management | For | For |
14 | Approval of the 2019 Stock Incentive Plan | Management | For | For |
15 | Ratification of Auditor | Management | For | For |
16 | Shareholder Proposal Regarding Independent Chair | Shareholder | Against | Against |
17 | Shareholder Proposal Regarding Disclosure of Executive Stock Buybacks | Shareholder | Against | Against |
18 | Shareholder Proposal Regarding Report on Linking Executive Compensation to Drug Pricing | Shareholder | Against | Against |
| ||||
MERCK & CO., INC. | ||||
Ticker: MRK | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Leslie A. Brun | Management | For | For |
1b | Elect Director Thomas R. Cech | Management | For | For |
1c | Elect Director Mary Ellen Coe | Management | For | For |
1d | Elect Director Pamela J. Craig | Management | For | For |
1e | Elect Director Kenneth C. Frazier | Management | For | For |
1f | Elect Director Thomas H. Glocer | Management | For | For |
1g | Elect Director Rochelle B. Lazarus | Management | For | For |
1h | Elect Director Paul B. Rothman | Management | For | For |
1i | Elect Director Patricia F. Russo | Management | For | For |
1j | Elect Director Inge G. Thulin | Management | For | For |
1k | Elect Director Wendell P. Weeks | Management | For | Against |
1l | Elect Director Peter C. Wendell | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
5 | Require Independent Board Chairman | Shareholder | Against | For |
6 | Adopt Policy Disclosing Rationale Behind Approval of Sale of Compensation Shares by a Senior Executive During a Buyback | Shareholder | Against | Against |
7 | Report on Integrating Risks Related to Drug Pricing into Senior Executive Compensation | Shareholder | Against | Against |
| ||||
MERCURY SYSTEMS, INC. | ||||
Ticker: | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect George K. Muellner | Management | For | For |
1.2 | Elect Vincent Vitto | Management | For | For |
2 | Advisory Vote on Executive Compensation | Management | For | For |
3 | 2018 Stock Incentive Plan | Management | For | For |
4 | Ratification of Auditor | Management | For | For |
| ||||
METLIFE, INC. | ||||
Ticker: MET | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Cheryl W. Grise | Management | For | For |
1b | Elect Director Carlos M. Gutierrez | Management | For | For |
1c | Elect Director Gerald L. Hassell | Management | For | For |
1d | Elect Director David L. Herzog | Management | For | For |
1e | Elect Director R. Glenn Hubbard | Management | For | For |
1f | Elect Director Edward J. Kelly, III | Management | For | For |
1g | Elect Director William E. Kennard | Management | For | For |
1h | Elect Director Michel A. Khalaf | Management | For | For |
1i | Elect Director James M. Kilts | Management | For | For |
1j | Elect Director Catherine R. Kinney | Management | For | For |
1k | Elect Director Diana L. McKenzie | Management | For | For |
1l | Elect Director Denise M. Morrison | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
METTLER-TOLEDO INTERNATIONAL INC. | ||||
Ticker: MTD | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert F. Spoerry | Management | For | For |
1.2 | Elect Director Wah-Hui Chu | Management | For | For |
1.3 | Elect Director Olivier A. Filliol | Management | For | For |
1.4 | Elect Director Elisha W. Finney | Management | For | For |
1.5 | Elect Director Richard Francis | Management | For | For |
1.6 | Elect Director Marco Gadola | Management | For | For |
1.7 | Elect Director Michael A. Kelly | Management | For | For |
1.8 | Elect Director Thomas P. Salice | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
MICHAEL KORS HOLDINGS LIMITED | ||||
Ticker: KORS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Election of Director: M. William Benedetto | Management | FOR | FOR |
2 | Election of Director: Stephen F. Reitman | Management | FOR | FOR |
3 | Election of Director: Jean Tomlin | Management | FOR | FOR |
4 | To ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending March 30, 2019. | Management | FOR | FOR |
5 | To approve, on a non-binding advisory basis, executive compensation. | Management | FOR | FOR |
6 | A shareholder proposal entitled "Renewable Energy Resolution" if properly presented at the Annual Meeting. | Shareholder | AGAINST | AGAINST |
| ||||
MICROCHIP TECHNOLOGY INCORPORATED | ||||
Ticker: | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Steve Sanghi | Management | For | For |
2 | Elect Matthew W. Chapman | Management | For | For |
3 | Elect L. B. Day | Management | For | For |
4 | Elect Esther L. Johnson | Management | For | For |
5 | Elect Wade F. Meyercord | Management | For | For |
6 | Ratification of Auditor | Management | For | For |
7 | Advisory Vote on Executive Compensation | Management | For | For |
| ||||
MICROSOFT CORP. | ||||
Ticker: MSFT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William H. Gates, III | Management | For | For |
1.2 | Elect Director Reid G. Hoffman | Management | For | For |
1.3 | Elect Director Hugh F. Johnston | Management | For | For |
1.4 | Elect Director Teri L. List-Stoll | Management | For | For |
1.5 | Elect Director Satya Nadella | Management | For | For |
1.6 | Elect Director Charles H. Noski | Management | For | For |
1.7 | Elect Director Helmut Panke | Management | For | For |
1.8 | Elect Director Sandra E. Peterson | Management | For | For |
1.9 | Elect Director Penny S. Pritzker | Management | For | For |
1.10 | Elect Director Charles W. Scharf | Management | For | For |
1.11 | Elect Director Arne M. Sorenson | Management | For | For |
1.12 | Elect Director John W. Stanton | Management | For | For |
1.13 | Elect Director John W. Thompson | Management | For | For |
1.14 | Elect Director Padmasree Warrior | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| ||||
MICROSOFT CORPORATION | ||||
Ticker: | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect William H. Gates III | Management | For | For |
2 | Elect Reid G. Hoffman | Management | For | For |
3 | Elect Hugh F. Johnston | Management | For | For |
4 | Elect Teri L. List-Stoll | Management | For | For |
5 | Elect Satya Nadella | Management | For | For |
6 | Elect Charles H. Noski | Management | For | For |
7 | Elect Helmut G. W. Panke | Management | For | For |
8 | Elect Sandra E. Peterson | Management | For | For |
9 | Elect Penny S. Pritzker | Management | For | For |
10 | Elect Charles W. Scharf | Management | For | For |
11 | Elect Arne M. Sorenson | Management | For | For |
12 | Elect John W. Stanton | Management | For | For |
13 | Elect John W. Thompson | Management | For | For |
14 | Elect Padmasree Warrior | Management | For | For |
15 | Advisory Vote on Executive Compensation | Management | For | For |
16 | Ratification of Auditor | Management | For | For |
| ||||
MICROSOFT CORPORATION | ||||
Ticker: MSFT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a. | Election of Director: William H. Gates lll | Management | For | DNV |
1b. | Election of Director: Reid G. Hoffman | Management | For | DNV |
1c. | Election of Director: Hugh F. Johnston | Management | For | DNV |
1d. | Election of Director: Teri L. List-Stoll | Management | For | DNV |
1e. | Election of Director: Satya Nadella | Management | For | DNV |
1f. | Election of Director: Charles H. Noski | Management | For | DNV |
1g. | Election of Director: Helmut Panke | Management | For | DNV |
1h. | Election of Director: Sandra E. Peterson | Management | For | DNV |
1i. | Election of Director: Penny S. Pritzker | Management | For | DNV |
1j. | Election of Director: Charles W. Scharf | Management | For | DNV |
1k. | Election of Director: Arne M. Sorenson | Management | For | DNV |
1l. | Election of Director: John W. Stanton | Management | For | DNV |
1m. | Election of Director: John W. Thompson | Management | For | DNV |
1n. | Election of Director: Padmasree Warrior | Management | For | DNV |
2. | Advisory vote to approve named executive officer compensation | Management | For | DNV |
3. | Ratification of Deloitte & Touche LLP as our independent auditor for fiscal year 2019 | Management | For | DNV |
| ||||
MILLICOM INTERNATIONAL CELLULAR SA | ||||
Ticker: | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Election of Presiding Chair | Management | For | TNA |
2 | Resignation of Tom Boardman as Director | Management | For | TNA |
3 | Resignation of Anders Jensen as Director | Management | For | TNA |
4 | Elect Pernille Erenbjerg | Management | For | TNA |
5 | Elect James Thompson | Management | For | TNA |
6 | Elect Jose Antonio Rios Garcia as Chair | Management | For | TNA |
7 | Directors' Fees | Management | For | TNA |
8 | Directors' Fees | Management | For | TNA |
9 | Amendments to Articles Regarding Nomination Committee | Management | For | TNA |
10 | Non-Voting Meeting Note | Management | N/A | TNA |
11 | Non-Voting Meeting Note | Management | N/A | TNA |
12 | Non-Voting Meeting Note | Management | N/A | TNA |
13 | Non-Voting Meeting Note | Management | N/A | TNA |
| ||||
MILLICOM INTERNATIONAL CELLULAR SA | ||||
Ticker: | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Non-Voting Meeting Note | Management | N/A | N/A |
2 | Non-Voting Meeting Note | Management | N/A | N/A |
3 | Non-Voting Meeting Note | Management | N/A | N/A |
4 | Non-Voting Meeting Note | Management | N/A | N/A |
5 | Non-Voting Meeting Note | Management | N/A | N/A |
6 | Election of Presiding Chair | Management | For | For |
7 | Presentation of Accounts and Reports; Report of the Board of Directors; Report of the Auditor | Management | For | For |
8 | Accounts and Reports | Management | For | For |
9 | Allocation of Profits | Management | For | For |
10 | Allocation of Dividends | Management | For | For |
11 | Ratification of Board Acts | Management | For | For |
12 | Board Size | Management | For | For |
13 | Elect Jose Antonio Rios Garcia | Management | For | For |
14 | Elect Pernille Erenbjerg | Management | For | For |
15 | Elect Janet G. Davidson | Management | For | For |
16 | Elect Tomas Eliasson | Management | For | For |
17 | Elect Odilon Almeida | Management | For | For |
18 | Elect Lars-Ake Norling | Management | For | For |
19 | Elect James Thompson | Management | For | For |
20 | Elect Mercedes Johnson | Management | For | For |
21 | Elect Jose Antonio Rios Garcia as chair | Management | For | For |
22 | Directors' Fees | Management | For | For |
23 | Appointment of Auditor and Authority to Set Fees | Management | For | For |
24 | Nomination Committee Guidelines | Management | For | For |
25 | Authority to Repurchase Shares | Management | For | For |
26 | Remuneration Guidelines | Management | For | For |
27 | Share-Based Incentive Plans 2019 | Management | For | For |
| ||||
MIRATI THERAPEUTICS INC | ||||
Ticker: MRTX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.001 | Elect Charles M. Baum | Management | For | For |
1.002 | Elect Bruce L.A. Carter | Management | For | For |
1.003 | Elect Aaron I. Davis | Management | For | For |
1.004 | Elect Henry J. Fuchs | Management | For | Withhold |
1.005 | Elect Michael Grey | Management | For | Withhold |
1.006 | Elect Faheem Hasnain | Management | For | For |
1.007 | Elect Craig A. Johnson | Management | For | For |
1.008 | Elect Maya Martinez-Davis | Management | For | For |
2 | Advisory Vote on Executive Compensation | Management | For | For |
3 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
4 | Ratification of Auditor | Management | For | For |
5 | Amendment to the 2013 Equity Incentive Plan | Management | For | For |
| ||||
MOHAWK INDUSTRIES, INC. | ||||
Ticker: MHK | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A | Election of Director for a term of three years: Joseph A. Onorato | Management | For | For |
1B | Election of Director for a term of three years: William H. Runge, III | Management | For | For |
1C | Election of Director for a term of three years: W. Christopher Wellborn | Management | For | For |
2. | The ratification of the selection of KPMG LLP as the Company's independent registered public accounting firm | Management | For | For |
3. | Advisory vote to approve executive compensation, as disclosed in the Company's Proxy Statement for the 2019 Annual Meeting of Stockholders | Management | For | For |
| ||||
MOLSON COORS BREWING COMPANY | ||||
Ticker: TAP | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Roger G. Eaton | Management | For | Withhold |
1.2 | Elect Director Charles M. Herington | Management | For | Withhold |
1.3 | Elect Director H. Sanford Riley | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
MOODY'S CORPORATION | ||||
Ticker: MCO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Basil L. Anderson | Management | For | For |
1.2 | Elect Director Jorge A. Bermudez | Management | For | For |
1.3 | Elect Director Therese Esperdy | Management | For | For |
1.4 | Elect Director Vincent A. Forlenza | Management | For | For |
1.5 | Elect Director Kathryn M. Hill | Management | For | For |
1.6 | Elect Director Raymond W. McDaniel, Jr. | Management | For | For |
1.7 | Elect Director Henry A. McKinnell, Jr. | Management | For | For |
1.8 | Elect Director Leslie F. Seidman | Management | For | For |
1.9 | Elect Director Bruce Van Saun | Management | For | For |
1.10 | Elect Director Gerrit Zalm | Management | For | For |
2 | Ratify KPMG LLP as Auditor | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
MORGAN STANLEY | ||||
Ticker: MS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Elizabeth Corley | Management | For | For |
1b | Elect Director Alistair M. Darling | Management | For | For |
1c | Elect Director Thomas H. Glocer | Management | For | For |
1d | Elect Director James P. Gorman | Management | For | For |
1e | Elect Director Robert H. Herz | Management | For | For |
1f | Elect Director Nobuyuki Hirano | Management | For | Against |
1g | Elect Director Jami Miscik | Management | For | For |
1h | Elect Director Dennis M. Nally | Management | For | For |
1i | Elect Director Takeshi Ogasawara | Management | For | For |
1j | Elect Director Hutham S. Olayan | Management | For | For |
1k | Elect Director Mary L. Schapiro | Management | For | For |
1l | Elect Director Perry M. Traquina | Management | For | For |
1m | Elect Director Rayford Wilkins, Jr. | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| ||||
MYLAN N.V. | ||||
Ticker: MYL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
3 | Elect Robert J. Coury | Management | For | For |
4 | Elect JoEllen Lyons Dillon | Management | For | For |
5 | Elect Neil F. Dimick | Management | For | For |
6 | Elect Melina Higgins | Management | For | For |
7 | Elect Harry A. Korman | Management | For | For |
8 | Elect Rajiv Malik | Management | For | For |
9 | Elect Richard A. Mark | Management | For | For |
10 | Elect Mark W. Parrish | Management | For | For |
11 | Elect Pauline van der Meer Mohr | Management | For | For |
12 | Elect Randall L. Vanderveen | Management | For | For |
13 | Elect Sjoerd S. Vollebregt | Management | For | For |
14 | Advisory Vote on Executive Compensation | Management | For | For |
15 | Adoption of Dutch Annual Accounts | Management | For | For |
16 | Ratification of Auditor | Management | For | For |
17 | Appointment of Auditor for Dutch Annual Accounts | Management | For | For |
18 | Authority to Repurchase and Reissue Shares | Management | For | For |
19 | Authority to Issue Shares w/ or w/o Preemptive Rights | Management | For | For |
20 | Shareholder Proposal Regarding Clawback Policy (Discussion Item) | Shareholder | Against | For |
| ||||
MYLAN N.V. | ||||
Ticker: MYL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Heather Bresch | Management | For | For |
2 | Elect Robert J. Cindrich | Management | For | For |
| ||||
NATERA INC | ||||
Ticker: NTRA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.001 | Elect Roy D. Baynes | Management | For | Withhold |
1.002 | Elect James I. Healy | Management | For | Withhold |
1.003 | Elect Gail B. Marcus | Management | For | Withhold |
2 | Ratification of Auditor | Management | For | For |
| ||||
NETAPP, INC | ||||
Ticker: NTAP | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a. | Election of Director: T. Michael Nevens | Management | For | DNV |
1b. | Election of Director: Gerald Held | Management | For | DNV |
1c. | Election of Director: Kathryn M. Hill | Management | For | DNV |
1d. | Election of Director: Deborah L. Kerr | Management | For | DNV |
1e. | Election of Director: George Kurian | Management | For | DNV |
1f. | Election of Director: Scott F. Schenkel | Management | For | DNV |
1g. | Election of Director: George T. Shaheen | Management | For | DNV |
1h. | Election of Director: Richard P. Wallace | Management | For | DNV |
2. | To approve an amendment to NetApp's Amended and Restated 1999 Stock Option Plan to increase the share reserve by an additional 9,000,000 shares of common stock. | Management | For | DNV |
3. | To approve an amendment to NetApp's Employee Stock Purchase Plan to increase the share reserve by an additional 2,000,000 shares of common stock. | Management | For | DNV |
4. | To hold an advisory vote to approve Named Executive Officer compensation. | Management | For | DNV |
5. | To ratify the appointment of Deloitte & Touche LLP as NetApp's independent registered public accounting firm for the fiscal year ending April 26, 2019. | Management | For | DNV |
6. | To ratify the stockholder special meeting provisions in NetApp's bylaws. | Management | For | DNV |
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NETAPP, INC. | ||||
Ticker: | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect T. Michael Nevens | Management | For | For |
2 | Elect Gerald D. Held | Management | For | For |
3 | Elect Kathryn M. Hill | Management | For | For |
4 | Elect Deborah L. Kerr | Management | For | For |
5 | Elect George Kurian | Management | For | For |
6 | Elect Scott F. Schenkel | Management | For | For |
7 | Elect George T. Shaheen | Management | For | For |
8 | Elect Richard P. Wallace | Management | For | For |
9 | Amendment to the 1999 Stock Option Plan | Management | For | For |
10 | Amendment to the Employee Stock Purchase Plan | Management | For | For |
11 | Advisory Vote on Executive Compensation | Management | For | For |
12 | Ratification of Auditor | Management | For | For |
13 | Ratification of Special Meeting Provisions | Management | For | For |
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NETFLIX, INC. | ||||
Ticker: | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Timothy M. Haley | Management | For | For |
2 | Elect Leslie Kilgore | Management | For | For |
3 | Elect Ann Mather | Management | For | Abstain |
4 | Elect Susan Rice | Management | For | For |
5 | Ratification of Auditor | Management | For | For |
6 | Advisory Vote on Executive Compensation | Management | For | For |
7 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | Shareholder | Against | For |
8 | Shareholder Proposal Regarding Simple Majority Vote | Shareholder | Against | For |
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NEUROCRINE BIOSCIENCES, INC. | ||||
Ticker: NBIX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.001 | Elect Richard F. Pops | Management | For | For |
1.002 | Elect Stephen A. Sherwin | Management | For | For |
2 | Advisory Vote on Executive Compensation | Management | For | For |
3 | Amendment to the 2011 Equity Incentive Plan | Management | For | For |
4 | Ratification of Auditor | Management | For | For |
| ||||
NEUROCRINE BIOSCIENCES, INC. | ||||
Ticker: NBIX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard F. Pops | Management | For | For |
1.2 | Elect Director Stephen A. Sherwin | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ||||
NEXON COMPANY LIMITED | ||||
Ticker: | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Owen Mahoney | Management | For | For |
2 | Elect Shiroh Uemura | Management | For | For |
3 | Elect PARK Jiwon | Management | For | For |
4 | Elect Patrick Soderlund | Management | For | For |
5 | Equity Compensation Plan | Management | For | For |
| ||||
NEXSTAR MEDIA GROUP, INC. | ||||
Ticker: NXST | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dennis J. FitzSimons | Management | For | Withhold |
1.2 | Elect Director C. Thomas McMillen | Management | For | For |
1.3 | Elect Director Lisbeth McNabb | Management | For | Withhold |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Against |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Approve Omnibus Stock Plan | Management | For | For |
| ||||
NORFOLK SOUTHERN CORPORATION | ||||
Ticker: NSC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a. | Election of Director: Thomas D. Bell, Jr. | Management | For | For |
1b. | Election of Director: Daniel A. Carp | Management | For | For |
1c. | Election of Director: Mitchell E. Daniels, Jr. | Management | For | For |
1d. | Election of Director: Marcela E. Donadio | Management | For | For |
1e. | Election of Director: Thomas C. Kelleher | Management | For | For |
1f. | Election of Director: Steven F. Leer | Management | For | For |
1g. | Election of Director: Michael D. Lockhart | Management | For | For |
1h. | Election of Director: Amy E. Miles | Management | For | For |
1i. | Election of Director: Jennifer F. Scanlon | Management | For | For |
1j. | Election of Director: James A. Squires | Management | For | For |
1k. | Election of Director: John R. Thompson | Management | For | For |
2. | Ratification of the appointment of KPMG LLP, independent registered public accounting firm, as Norfolk Southern's independent auditors for the year ending December 31, 2019. | Management | For | For |
3. | Approval of advisory resolution on executive compensation, as disclosed in the proxy statement for the 2019 Annual Meeting of Shareholders. | Management | For | For |
4. | If properly presented at the meeting, a shareholder proposal regarding simple majority vote. | Shareholder | Against | Against |
| ||||
NVR, INC. | ||||
Ticker: NVR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a. | Election of Director: C. E. Andrews | Management | For | For |
1b. | Election of Director: Thomas D. Eckert | Management | For | For |
1c. | Election of Director: Alfred E. Festa | Management | For | For |
1d. | Election of Director: Ed Grier | Management | For | For |
1e. | Election of Director: Manuel H. Johnson | Management | For | For |
1f. | Election of Director: Alexandra A. Jung | Management | For | For |
1g. | Election of Director: Mel Martinez | Management | For | For |
1h. | Election of Director: William A. Moran | Management | For | For |
1i. | Election of Director: David A. Preiser | Management | For | For |
1j. | Election of Director: W. Grady Rosier | Management | For | For |
1k. | Election of Director: Susan Williamson Ross | Management | For | For |
1l. | Election of Director: Dwight C. Schar | Management | For | For |
2. | Ratification of appointment of KPMG LLP as independent auditor for the year ending December 31, 2019. | Management | For | For |
3. | Advisory vote to approve executive compensation. | Management | For | For |
| ||||
OCEAN RIG UDW INC | ||||
Ticker: ORIG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1. | Approval of a special resolution pursuant to the Cayman Islands Companies Law (2018 Revision) of the laws of the Cayman Islands and the Second Amended and Restated Memorandum and Articles of Association (the "Articles") of Ocean Rig UDW Inc. ("Ocean rig") | Management | For | For |
2. | Approval of adjournments of the Ocean Rig Extraordinary General Meeting, if necessary, to permit further solicitation of proxies if there are not sufficient votes at the time of the meeting to approve the Merger Agreement. | Management | For | For |
1a. | Election to be a Drag-Along Seller (as defined in the Articles) and to authorize the officers of Transocean to take all such actions to effect the transactions contemplated by the Merger Agreement as a Drag-Along Sale (as defined in the Articles) in accor | Management | For | DNV |
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OLD DOMINION FREIGHT LINE, INC. | ||||
Ticker: ODFL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Earl E. Congdon | Management | For | For |
1.2 | Elect Director David S. Congdon | Management | For | For |
1.3 | Elect Director Sherry A. Aaholm | Management | For | For |
1.4 | Elect Director John R. Congdon, Jr. | Management | For | For |
1.5 | Elect Director Bradley R. Gabosch | Management | For | For |
1.6 | Elect Director Greg C. Gantt | Management | For | For |
1.7 | Elect Director Patrick D. Hanley | Management | For | For |
1.8 | Elect Director John D. Kasarda | Management | For | For |
1.9 | Elect Director Leo H. Suggs | Management | For | For |
1.10 | Elect Director D. Michael Wray | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| ||||
OMNICOM GROUP INC. | ||||
Ticker: OMC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John D. Wren | Management | For | For |
1.2 | Elect Director Alan R. Batkin | Management | For | For |
1.3 | Elect Director Mary C. Choksi | Management | For | For |
1.4 | Elect Director Robert Charles Clark | Management | For | For |
1.5 | Elect Director Leonard S. Coleman, Jr. | Management | For | For |
1.6 | Elect Director Susan S. Denison | Management | For | For |
1.7 | Elect Director Ronnie S. Hawkins | Management | For | For |
1.8 | Elect Director Deborah J. Kissire | Management | For | For |
1.9 | Elect Director Gracia C. Martore | Management | For | For |
1.10 | Elect Director Linda Johnson Rice | Management | For | For |
1.11 | Elect Director Valerie M. Williams | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | For |
| ||||
ORACLE CORP. | ||||
Ticker: ORCL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey S. Berg | Management | For | For |
1.2 | Elect Director Michael J. Boskin | Management | For | For |
1.3 | Elect Director Safra A. Catz | Management | For | For |
1.4 | Elect Director Bruce R. Chizen | Management | For | For |
1.5 | Elect Director George H. Conrades | Management | For | For |
1.6 | Elect Director Lawrence J. Ellison | Management | For | For |
1.7 | Elect Director Hector Garcia-Molina | Management | For | For |
1.8 | Elect Director Jeffrey O. Henley | Management | For | For |
1.9 | Elect Director Mark V. Hurd | Management | For | For |
1.10 | Elect Director Renee J. James | Management | For | For |
1.11 | Elect Director Charles W. Moorman, IV | Management | For | For |
1.12 | Elect Director Leon E. Panetta | Management | For | For |
1.13 | Elect Director William G. Parrett | Management | For | For |
1.14 | Elect Director Naomi O. Seligman | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
4 | Report on Gender Pay Gap | Shareholder | Against | For |
5 | Report on Political Contributions | Shareholder | Against | Against |
6 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
7 | Require Independent Board Chairman | Shareholder | Against | Against |
| ||||
ORBCOMM INC | ||||
Ticker: | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Denise Waund Gibson | Management | For | For |
1.2 | Elect Karen Gould | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Advisory Vote on Executive Compensation | Management | For | For |
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PACCAR INC | ||||
Ticker: PCAR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a. | Election of Director: Mark C. Pigott | Management | For | DNV |
1b. | Election of Director: Ronald E. Armstrong | Management | For | DNV |
1c. | Election of Director: Dame Alison J. Carnwath | Management | For | DNV |
1d. | Election of Director: Franklin L. Feder | Management | For | DNV |
1e. | Election of Director: Beth E. Ford | Management | For | DNV |
1f. | Election of Director: Kirk S. Hachigian | Management | For | DNV |
1g. | Election of Director: Roderick C. McGeary | Management | For | DNV |
1h. | Election of Director: John M. Pigott | Management | For | DNV |
1i. | Election of Director: Mark A. Schulz | Management | For | DNV |
1j. | Election of Director: Gregory M. E. Spierkel | Management | For | DNV |
1k. | Election of Director: Charles R. Williamson | Management | For | DNV |
2. | Stockholder proposal to allow stockholders to act by written consent | Shareholder | Against | DNV |
| ||||
PACCAR INC | ||||
Ticker: PCAR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark C. Pigott | Management | For | For |
1.2 | Elect Director Ronald E. Armstrong | Management | For | For |
1.3 | Elect Director Dame Alison J. Carnwath | Management | For | Against |
1.4 | Elect Director Franklin L. Feder | Management | For | Against |
1.5 | Elect Director Beth E. Ford | Management | For | For |
1.6 | Elect Director Kirk S. Hachigian | Management | For | For |
1.7 | Elect Director Roderick C. McGeary | Management | For | Against |
1.8 | Elect Director John M. Pigott | Management | For | For |
1.9 | Elect Director Mark A. Schulz | Management | For | For |
1.10 | Elect Director Gregory M. E. Spierkel | Management | For | Against |
1.11 | Elect Director Charles R. Williamson | Management | For | For |
2 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| ||||
PACIFIC BIOSCIENCES OF CALIFORNIA INC | ||||
Ticker: PACB | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1. | To adopt the Agreement and Plan of Merger, dated as of November 1, 2018, as it may be amended from time to time, by and among Pacific Biosciences of California, Inc., Illumina, Inc., and FC Ops Corp. | Management | For | For |
2. | To approve any proposal to adjourn the special meeting to a later date or dates, if necessary or appropriate, to solicit additional proxies if there are insufficient votes at the time of the special meeting. | Management | For | For |
3. | To approve, on a non-binding, advisory basis, the compensation that will or may become payable by Pacific Biosciences of California, Inc. to its named executive officers in connection with the merger. | Management | For | For |
| ||||
PACIFIC BIOSCIENCES OF CALIFORNIA INC | ||||
Ticker: PACB | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Election of Class III Director: David Botstein | Management | For | For |
1.2 | Election of Class III Director: William Ericson | Management | For | For |
1.3 | Election of Class III Director: Kathy Ordonez | Management | For | For |
2. | Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm. | Management | For | For |
| ||||
PAYPAL HOLDINGS, INC. | ||||
Ticker: | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Rodney C. Adkins | Management | For | For |
2 | Elect Wences Casares | Management | For | For |
3 | Elect Jonathan Christodoro | Management | For | For |
4 | Elect John J. Donahoe II | Management | For | For |
5 | Elect David W. Dorman | Management | For | For |
6 | Elect Belinda J. Johnson | Management | For | For |
7 | Elect Gail J. McGovern | Management | For | For |
8 | Elect Deborah M. Messemer | Management | For | For |
9 | Elect David M. Moffett | Management | For | For |
10 | Elect Ann M. Sarnoff | Management | For | For |
11 | Elect Daniel H. Schulman | Management | For | For |
12 | Elect Frank D. Yeary | Management | For | For |
13 | Advisory Vote on Executive Compensation | Management | For | For |
14 | Ratification of Auditor | Management | For | For |
15 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | Shareholder | Against | Against |
16 | Shareholder Proposal Regarding Integration of Human and Indigenous Peoples' Rights Policy in Corporate Documents | Shareholder | Against | Against |
| ||||
PAYPAL HOLDINGS, INC. | ||||
Ticker: PYPL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Election of Director: Rodney C. Adkins | Management | FOR | FOR |
2 | Election of Director: Wences Casares | Management | FOR | FOR |
3 | Election of Director: Jonathan Christodoro | Management | FOR | FOR |
4 | Election of Director: John J. Donahoe | Management | FOR | FOR |
5 | Election of Director: David W. Dorman | Management | FOR | FOR |
6 | Election of Director: Belinda J. Johnson | Management | FOR | FOR |
7 | Election of Director: Gail J. McGovern | Management | FOR | FOR |
8 | Election of Director: Deborah M. Messemer | Management | FOR | FOR |
9 | Election of Director: David M. Moffett | Management | FOR | FOR |
10 | Election of Director: Ann M. Sarnoff | Management | FOR | FOR |
11 | Election of Director: Daniel H. Schulman | Management | FOR | FOR |
12 | Election of Director: Frank D. Yeary | Management | FOR | FOR |
13 | Advisory vote to approve named executive officer compensation. | Management | FOR | FOR |
14 | Ratification of the appointment of PricewaterhouseCoopers LLP as our independent auditor for 2019. | Management | FOR | FOR |
15 | Stockholder proposal regarding political disclosure. | Shareholder | AGAINST | AGAINST |
16 | Stockholder proposal regarding human and indigenous peoples' rights. | Shareholder | AGAINST | AGAINST |
| ||||
PAYPAL HOLDINGS, INC. | ||||
Ticker: PYPL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Rodney C. Adkins | Management | For | For |
1b | Elect Director Wences Casares | Management | For | For |
1c | Elect Director Jonathan Christodoro | Management | For | For |
1d | Elect Director John J. Donahoe | Management | For | For |
1e | Elect Director David W. Dorman | Management | For | For |
1f | Elect Director Belinda J. Johnson | Management | For | For |
1g | Elect Director Gail J. McGovern | Management | For | For |
1h | Elect Director Deborah M. Messemer | Management | For | For |
1i | Elect Director David M. Moffett | Management | For | For |
1j | Elect Director Ann M. Sarnoff | Management | For | For |
1k | Elect Director Daniel H. Schulman | Management | For | For |
1l | Elect Director Frank D. Yeary | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Report on Political Contributions | Shareholder | Against | Against |
5 | Amend Board Governance Documents to Define Human Rights Responsibilities | Shareholder | Against | Against |
| ||||
PETS AT HOME GROUP PLC | ||||
Ticker: PETS LN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | TO RECEIVE THE COMPANY'S AUDITED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 29 MARCH 2018, TOGETHER WITH THE DIRECTORS' REPORTS AND THE AUDITORS' REPORTS SET OUT IN THE ANNUAL REPORT FOR THE YEAR ENDED 29 MARCH 2018 ('2018 ANNUAL REPORT') | Management | FOR | FOR |
2 | TO APPROVE THE DIRECTORS' REMUNERATION REPORT FOR THE YEAR ENDED 29 MARCH 2018 AS SET OUT IN PAGES 95 TO 101 OF THE 2018 ANNUAL REPORT | Management | FOR | FOR |
3 | TO DECLARE A FINAL DIVIDEND RECOMMENDED BY THE DIRECTORS OF 5 PENCE PER ORDINARY SHARE FOR THE YEAR ENDED 29 MARCH 2018 | Management | FOR | FOR |
4 | TO RE-ELECT TONY DENUNZIO AS A DIRECTOR OF THE COMPANY | Management | FOR | FOR |
5 | TO RE-ELECT PAUL MOODY AS A DIRECTOR OF THE COMPANY | Management | FOR | FOR |
6 | TO RE-ELECT DENNIS MILLARD AS A DIRECTOR OF THE COMPANY | Management | FOR | FOR |
7 | TO RE-ELECT SHARON FLOOD AS A DIRECTOR OF THE COMPANY | Management | FOR | FOR |
8 | TO RE-ELECT STANISLAS LAURENT AS A DIRECTOR OF THE COMPANY | Management | FOR | FOR |
9 | TO RE-ELECT MIKE IDDON AS A DIRECTOR OF THE COMPANY | Management | FOR | FOR |
10 | TO ELECT PETER PRITCHARD AS A DIRECTOR OF THE COMPANY | Management | FOR | FOR |
11 | TO ELECT PROFESSOR SUSAN DAWSON AS A DIRECTOR OF THE COMPANY | Management | FOR | FOR |
12 | TO RE-APPOINT KPMG LLP AS AUDITOR OF THE COMPANY TO HOLD OFFICE FROM THE CONCLUSION OF THIS MEETING UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY AT WHICH THE ACCOUNTS ARE LAID | Management | FOR | FOR |
13 | TO AUTHORISE THE DIRECTORS TO SET THE FEES PAID TO THE AUDITOR OF THE COMPANY | Management | FOR | FOR |
14 | AUTHORITY TO ALLOT SHARES | Management | FOR | FOR |
15 | AUTHORITY TO MAKE POLITICAL DONATIONS AND EXPENDITURE | Management | FOR | FOR |
16 | PARTIAL DISAPPLICATION OF PRE-EMPTION RIGHTS | Management | FOR | AGAINST |
17 | ADDITIONAL PARTIAL DISAPPLICATION OF PRE-EMPTION RIGHTS | Management | FOR | AGAINST |
18 | AUTHORITY TO PURCHASE OWN SHARES | Management | FOR | FOR |
19 | THAT A GENERAL MEETING, OTHER THAN AN ANNUAL GENERAL MEETING MAY BE CALLED ON NOT LESS THAN 14 CLEAR DAYS' NOTICE | Management | FOR | FOR |
| ||||
PFIZER INC. | ||||
Ticker: PFE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Ronald E. Blaylock | Management | For | For |
2 | Elect Albert Bourla | Management | For | For |
3 | Elect W. Don Cornwell | Management | For | For |
4 | Elect Joseph J. Echevarria | Management | For | For |
5 | Elect Helen H. Hobbs | Management | For | For |
6 | Elect James M. Kilts | Management | For | For |
7 | Elect Dan R. Littman | Management | For | For |
8 | Elect Shantanu Narayen | Management | For | For |
9 | Elect Suzanne Nora Johnson | Management | For | For |
10 | Elect Ian C. Read | Management | For | For |
11 | Elect James C. Smith | Management | For | For |
12 | Ratification of Auditor | Management | For | For |
13 | Advisory Vote on Executive Compensation | Management | For | For |
14 | Approve the 2019 Stock Plan | Management | For | For |
15 | Shareholder Proposal Regarding Right To Act By Written Consent | Shareholder | Against | For |
16 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against |
17 | Shareholder Proposal Regarding Independent Chair | Shareholder | Against | Against |
18 | Shareholder Proposal Regarding Report on Linking Executive Compensation to Drug Pricing | Shareholder | Against | Against |
| ||||
PG&E CORPORATION | ||||
Ticker: PCG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard R. Barrera | Management | For | For |
1.2 | Elect Director Jeffrey L. Bleich | Management | For | For |
1.3 | Elect Director Nora Mead Brownell | Management | For | For |
1.4 | Elect Director Frederick W. Buckman | Management | For | For |
1.5 | Elect Director Cheryl F. Campbell | Management | For | For |
1.6 | Elect Director Fred J. Fowler | Management | For | For |
1.7 | Elect Director William "Bill" D. Johnson | Management | For | For |
1.8 | Elect Director Michael J. Leffell | Management | For | For |
1.9 | Elect Director Kenneth Liang | Management | For | For |
1.10 | Elect Director Dominique Mielle | Management | For | For |
1.11 | Elect Director Meridee A. Moore | Management | For | For |
1.12 | Elect Director Eric D. Mullins | Management | For | For |
1.13 | Elect Director Kristine M. Schmidt | Management | For | For |
1.14 | Elect Director Alejandro D. Wolff | Management | For | For |
2 | Approve Increase in Size of Board | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Approve Corporation Structure Reform | Shareholder | Against | Against |
6 | Amend Proxy Access Right | Shareholder | Against | For |
| ||||
PHILIP MORRIS INTERNATIONAL INC. | ||||
Ticker: PM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Andre Calantzopoulos | Management | For | For |
1.2 | Elect Director Louis C. Camilleri | Management | For | For |
1.3 | Elect Director Massimo Ferragamo | Management | For | For |
1.4 | Elect Director Werner Geissler | Management | For | For |
1.5 | Elect Director Lisa A. Hook | Management | For | For |
1.6 | Elect Director Jennifer Li | Management | For | For |
1.7 | Elect Director Jun Makihara | Management | For | For |
1.8 | Elect Director Kalpana Morparia | Management | For | For |
1.9 | Elect Director Lucio A. Noto | Management | For | For |
1.10 | Elect Director Frederik Paulsen | Management | For | For |
1.11 | Elect Director Robert B. Polet | Management | For | For |
1.12 | Elect Director Stephen M. Wolf | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers SA as Auditor | Management | For | For |
| ||||
PINNACLE FOODS INC. | ||||
Ticker: PF | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1. | Adopt the Agreement and Plan of Merger, dated as of June 26, 2018, as it may be amended from time to time (the "merger agreement"), by and among Pinnacle Foods Inc., a Delaware corporation, Conagra Brands Inc., a Delaware corporation, and Patriot Merger S | Management | For | For |
2. | Approve, on a non-binding, advisory basis, the compensation that may be paid or may become payable to Pinnacle Foods Inc.'s named executive officers in connection with, or following, the closing of the merger contemplated by the merger agreement. | Management | For | For |
3. | Approve adjournments of the Special Meeting, if necessary or appropriate, to solicit additional proxies in favor of the proposal to adopt the merger agreement at the time of the Special Meeting. | Management | For | For |
| ||||
PLAINS GP HOLDINGS, L.P. | ||||
Ticker: PAGP | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Victor Burk | Management | For | For |
1.2 | Elect Director Gary R. Petersen | Management | For | Withhold |
2 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| ||||
POOL CORPORATION | ||||
Ticker: POOL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Andrew W. Code | Management | For | For |
1b | Elect Director Timothy M. Graven | Management | For | For |
1c | Elect Director Debra S. Oler | Management | For | For |
1d | Elect Director Manuel J. Perez de la Mesa | Management | For | For |
1e | Elect Director Harlan F. Seymour | Management | For | For |
1f | Elect Director Robert C. Sledd | Management | For | For |
1g | Elect Director John E. Stokely | Management | For | For |
1h | Elect Director David G. Whalen | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
POSTMEDIA NETWORK CANADA CORP. | ||||
Ticker: PCDAF | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Election of Directors (Majority Voting)Paul Godfrey | Management | For | For |
1 | Election of Directors (Majority Voting)John Bode | Management | For | For |
1 | Election of Directors (Majority Voting)Janet Ecker | Management | For | For |
1 | Election of Directors (Majority Voting)Wendy Henkelman | Management | For | For |
1 | Election of Directors (Majority Voting)Mary Junck | Management | For | For |
1 | Election of Directors (Majority Voting)Daniel Rotstein | Management | For | For |
1 | Election of Directors (Majority Voting)Graham Savage | Management | For | For |
1 | Election of Directors (Majority Voting)Peter Sharpe | Management | For | For |
2 | Ratify Appointment of Independent Auditors | Management | For | For |
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PPL CORPORATION | ||||
Ticker: PPL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John W. Conway | Management | For | For |
1.2 | Elect Director Steven G. Elliott | Management | For | For |
1.3 | Elect Director Raja Rajamannar | Management | For | For |
1.4 | Elect Director Craig A. Rogerson | Management | For | For |
1.5 | Elect Director William H. Spence | Management | For | For |
1.6 | Elect Director Natica von Althann | Management | For | For |
1.7 | Elect Director Keith H. Williamson | Management | For | For |
1.8 | Elect Director Phoebe A. Wood | Management | For | For |
1.9 | Elect Director Armando Zagalo de Lima | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
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PRA HEALTH SCIENCES INC | ||||
Ticker: PRAH | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.001 | Elect Jeffrey T. Barber | Management | For | For |
1.002 | Elect Linda S. Grais | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Advisory Vote on Executive Compensation | Management | For | For |
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PROCTER & GAMBLE CO. | ||||
Ticker: PG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Francis S. Blake | Management | For | Against |
1b | Elect Director Angela F. Braly | Management | For | For |
1c | Elect Director Amy L. Chang | Management | For | For |
1d | Elect Director Kenneth I. Chenault | Management | For | For |
1e | Elect Director Scott D. Cook | Management | For | For |
1f | Elect Director Joseph Jimenez | Management | For | For |
1g | Elect Director Terry J. Lundgren | Management | For | For |
1h | Elect Director W. James McNerney, Jr. | Management | For | For |
1i | Elect Director Nelson Peltz | Management | For | For |
1j | Elect Director David S. Taylor | Management | For | For |
1k | Elect Director Margaret C. Whitman | Management | For | For |
1l | Elect Director Patricia A. Woertz | Management | For | For |
1m | Elect Director Ernesto Zedillo | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
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PROQR THERAPEUTICS N.V | ||||
Ticker: PRQR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accounts and Reports | Management | For | For |
2 | Ratification of Management Acts | Management | For | For |
3 | Ratification of Supervisory Board Acts | Management | For | For |
4 | Elect Theresa M. Heggie | Management | For | For |
5 | Elect Bart Filius | Management | For | For |
6 | Amendment to Remuneration Policy | Management | For | For |
7 | Supervisory Board Fees | Management | For | For |
8 | Appointment of Auditor | Management | For | For |
9 | Authority to Repurchase Shares | Management | For | For |
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PRUDENTIAL FINANCIAL, INC. | ||||
Ticker: PRU | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas J. Baltimore, Jr. | Management | For | Against |
1.2 | Elect Director Gilbert F. Casellas | Management | For | For |
1.3 | Elect Director Robert M. Falzon | Management | For | For |
1.4 | Elect Director Mark B. Grier | Management | For | Against |
1.5 | Elect Director Martina Hund-Mejean | Management | For | For |
1.6 | Elect Director Karl J. Krapek | Management | For | For |
1.7 | Elect Director Peter R. Lighte | Management | For | For |
1.8 | Elect Director Charles F. Lowrey | Management | For | For |
1.9 | Elect Director George Paz | Management | For | For |
1.10 | Elect Director Sandra Pianalto | Management | For | For |
1.11 | Elect Director Christine A. Poon | Management | For | For |
1.12 | Elect Director Douglas A. Scovanner | Management | For | For |
1.13 | Elect Director Michael A. Todman | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
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PURE STORAGE INC | ||||
Ticker: | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Charles H. Giancarlo | Management | For | For |
1.2 | Elect Scott Dietzen | Management | For | For |
1.3 | Elect John Colgrove | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Amendment to the 2015 Employee Stock Purchase Plan | Management | For | Against |
4 | Advisory Vote on Executive Compensation | Management | For | For |
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QUALCOMM, INC. | ||||
Ticker: | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Barbara T. Alexander | Management | For | For |
2 | Elect Mark Fields | Management | For | For |
3 | Elect Jeffrey W. Henderson | Management | For | For |
4 | Elect Ann M. Livermore | Management | For | For |
5 | Elect Harish M. Manwani | Management | For | For |
6 | Elect Mark D. McLaughlin | Management | For | For |
7 | Elect Steven M. Mollenkopf | Management | For | For |
8 | Elect Clark T. Randt, Jr. | Management | For | For |
9 | Elect Francisco Ros | Management | For | For |
10 | Elect Irene B. Rosenfeld | Management | For | For |
11 | Elect Neil Smit | Management | For | For |
12 | Elect Anthony J. Vinciquerra | Management | For | For |
13 | Ratification of Auditor | Management | For | For |
14 | Advisory Vote on Executive Compensation | Management | For | For |
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RED HAT, INC. | ||||
Ticker: RHT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1. | To adopt the Agreement and Plan of Merger (as it may be amended from time to time), dated as of October 28, 2018, which we refer to as the merger agreement, by and among Red Hat, Inc., International Business Machines Corporation and Socrates Acquisition C | Management | For | For |
2. | To approve, by means of a non-binding, advisory vote, compensation that will or may become payable to the named executive officers of Red Hat, Inc. in connection with the merger. | Management | For | For |
3. | To approve one or more adjournments of the special meeting to a later date or dates, if necessary or appropriate, to solicit additional proxies if there are insufficient votes to adopt the merger agreement at the then-scheduled date and time of the specia | Management | For | For |
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RED HAT, INC. | ||||
Ticker: RHT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Advisory Vote on Golden Parachutes | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
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REPLIGEN CORP. | ||||
Ticker: RGEN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Nicolas M. Barthelemy | Management | For | For |
2 | Elect Glenn L. Cooper | Management | For | For |
3 | Elect John G. Cox | Management | For | For |
4 | Elect Karen A. Dawes | Management | For | For |
5 | Elect Tony J. Hunt | Management | For | For |
6 | Elect Glenn P. Muir | Management | For | For |
7 | Elect Thomas F. Ryan, Jr. | Management | For | For |
8 | Ratification of Auditor | Management | For | For |
9 | Advisory Vote on Executive Compensation | Management | For | For |
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REPUBLIC SERVICES, INC. | ||||
Ticker: RSG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Manuel Kadre | Management | For | For |
1b | Elect Director Tomago Collins | Management | For | For |
1c | Elect Director Thomas W. Handley | Management | For | For |
1d | Elect Director Jennifer M. Kirk | Management | For | For |
1e | Elect Director Michael Larson | Management | For | For |
1f | Elect Director Kim S. Pegula | Management | For | For |
1g | Elect Director Ramon A. Rodriguez | Management | For | For |
1h | Elect Director Donald W. Slager | Management | For | For |
1i | Elect Director James P. Snee | Management | For | For |
1j | Elect Director John M. Trani | Management | For | For |
1k | Elect Director Sandra M. Volpe | Management | For | For |
1l | Elect Director Katharine B. Weymouth | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
4 | Report on Political Contributions | Shareholder | Against | For |
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RESTORBIO INC | ||||
Ticker: TORC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.001 | Elect Jonathan Silverstein | Management | For | Withhold |
1.002 | Elect David Steinberg | Management | For | Withhold |
2 | Ratification of Auditor | Management | For | For |
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RETROPHIN INC | ||||
Ticker: RTRX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.001 | Elect Stephen Aselage | Management | For | For |
1.002 | Elect Roy D. Baynes | Management | For | For |
1.003 | Elect Tim Coughlin | Management | For | For |
1.004 | Elect Eric Dube | Management | For | For |
1.005 | Elect John Kozarich | Management | For | For |
1.006 | Elect Gary A. Lyons | Management | For | For |
1.007 | Elect Jeffrey Meckler | Management | For | For |
1.008 | Elect John A. Orwin | Management | For | For |
1.009 | Elect Ron Squarer | Management | For | For |
2 | Amendment to the 2018 Equity Incentive Plan | Management | For | For |
3 | Advisory Vote on Executive Compensation | Management | For | For |
4 | Ratification of Auditor | Management | For | For |
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RINGCENTRAL, INC | ||||
Ticker: | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Vladimir Shmunis | Management | For | For |
1.2 | Elect Neil Williams | Management | For | For |
1.3 | Elect Robert Theis | Management | For | For |
1.4 | Elect Michelle R. McKenna-Doyle | Management | For | For |
1.5 | Elect Allan Thygesen | Management | For | For |
1.6 | Elect Kenneth A. Goldman | Management | For | Withhold |
1.7 | Elect Godfrey R. Sullivan | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Advisory Vote on Executive Compensation | Management | For | For |
4 | Amendment to the 2013 Equity Incentive Plan | Management | For | Against |
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RIO TINTO PLC | ||||
Ticker: RIO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1. | Receipt of the 2018 Annual report | Management | For | For |
2. | Approval of the Directors' Remuneration Report: Implementation Report | Management | For | For |
3. | Approval of the Directors' Remuneration Report | Management | For | For |
4. | To elect Dame Moya Greene as a director | Management | For | For |
5. | To elect Simon McKeon AO as a director | Management | For | For |
6. | To elect Jakob Stausholm as a director | Management | For | For |
7. | To re-elect Megan Clark AC as a director | Management | For | For |
8. | To re-elect David Constable as a director | Management | For | For |
9. | To re-elect Simon Henry as a director | Management | For | For |
10. | To re-elect Jean-Sebastien Jacques as a director | Management | For | For |
11. | To re-elect Sam Laidlaw as a director | Management | For | For |
12. | To re-elect Michael L'Estrange AO as a director | Management | For | For |
13. | To re-elect Simon Thompson as a director | Management | For | For |
14. | Re-appointment of auditors | Management | For | For |
15. | Remuneration of auditors | Management | For | For |
16. | Authority to make political donations | Management | For | For |
17. | General authority to allot shares | Management | For | For |
18. | Disapplication of pre-emption rights | Management | For | For |
19. | Authority to purchase Rio Tinto plc shares | Management | For | For |
20. | Notice period for general meetings other than annual general meetings | Management | For | For |
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ROBERT HALF INTERNATIONAL INC. | ||||
Ticker: RHI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Julia L. Coronado | Management | For | For |
1.2 | Elect Director Dirk A. Kempthorne | Management | For | For |
1.3 | Elect Director Harold M. Messmer, Jr. | Management | For | For |
1.4 | Elect Director Marc H. Morial | Management | For | For |
1.5 | Elect Director Barbara J. Novogradac | Management | For | For |
1.6 | Elect Director Robert J. Pace | Management | For | For |
1.7 | Elect Director Frederick A. Richman | Management | For | For |
1.8 | Elect Director M. Keith Waddell | Management | For | Against |
2 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
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RSA INSURANCE GROUP PLC | ||||
Ticker: RSA LN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | TO RECEIVE THE COMPANY'S ANNUAL REPORT AND ACCOUNTS FOR THE YEAR ENDED 31 DECEMBER 2018 | Management | FOR | FOR |
2 | TO APPROVE THE DIRECTORS REMUNERATION REPORT OTHER THAN THE PART CONTAINING THE SUMMARY OF THE DIRECTORS REMUNERATION POLICY | Management | FOR | FOR |
3 | TO APPROVE THE FINAL DIVIDEND: 13.7 PENCE PER ORDINARY SHARE | Management | FOR | FOR |
4 | TO RE-ELECT MARTIN SCICLUNA AS A DIRECTOR | Management | FOR | FOR |
5 | TO RE-ELECT STEPHEN HESTER AS A DIRECTOR | Management | FOR | FOR |
6 | TO RE-ELECT SCOTT EGAN AS A DIRECTOR | Management | FOR | FOR |
7 | TO RE-ELECT ALASTAIR BARBOUR AS A DIRECTOR | Management | FOR | FOR |
8 | TO ELECT SONIA BAXENDALE AS A DIRECTOR | Management | FOR | FOR |
9 | TO RE-ELECT KATH CATES AS A DIRECTOR | Management | FOR | FOR |
10 | TO RE-ELECT ENRICO CUCCHIANI AS A DIRECTOR | Management | FOR | FOR |
11 | TO RE-ELECT ISABEL HUDSON AS A DIRECTOR | Management | FOR | FOR |
12 | TO RE-ELECT CHARLOTTE JONES AS A DIRECTOR | Management | FOR | FOR |
13 | TO RE-ELECT MARTIN STROBEL AS A DIRECTOR | Management | FOR | FOR |
14 | TO RE-APPOINT KPMG LLP AS THE COMPANY'S AUDITOR UNTIL THE CONCLUSION OF THE NEXT AGM OF THE COMPANY | Management | FOR | FOR |
15 | TO AUTHORISE THE DIRECTORS TO DETERMINE THE AUDITORS REMUNERATION | Management | FOR | FOR |
16 | TO GIVE AUTHORITY FOR THE GROUP TO MAKE DONATIONS TO POLITICAL PARTIES INDEPENDENT ELECTION CANDIDATES AND POLITICAL ORGANISATIONS AND TO INCUR POLITICAL EXPENDITURE | Management | FOR | FOR |
17 | TO PERMIT THE DIRECTORS TO ALLOT FURTHER SHARES AND TO GRANT RIGHTS TO SUBSCRIBE FOR OR CONVERT ANY SECURITY INTO SHARES IN THE COMPANY | Management | FOR | FOR |
18 | TO GIVE GENERAL AUTHORITY TO DISAPPLY PRE-EMPTION RIGHTS | Management | FOR | FOR |
19 | TO GIVE ADDITIONAL AUTHORITY TO DISAPPLY PRE-EMPTION RIGHTS FOR PURPOSES OF ACQUISITIONS OR CAPITAL INVESTMENTS | Management | FOR | FOR |
20 | TO GIVE AUTHORITY TO ALLOT NEW ORDINARY SHARES IN RELATION TO AN ISSUE OF MANDATORY CONVERTIBLE SECURITIES | Management | FOR | FOR |
21 | TO GIVE AUTHORITY TO ALLOT EQUITY SECURITIES FOR CASH UNDER THE AUTHORITY GIVEN UNDER RESOLUTION 20 | Management | FOR | FOR |
22 | TO GIVE AUTHORITY FOR THE COMPANY TO BUY BACK UP TO 10 PERCENT OF ISSUED ORDINARY SHARES | Management | FOR | FOR |
23 | TO RENEW THE SHARE SAVE PLAN AND GIVE AUTHORITY TO ESTABLISH OR RENEW FURTHER PLANS FOR THE BENEFIT OF EMPLOYEES OUTSIDE THE UK | Management | FOR | FOR |
24 | TO RENEW THE SIP AND GIVE AUTHORITY TO ESTABLISH FURTHER PLANS FOR THE BENEFIT OF EMPLOYEES OUTSIDE THE UK | Management | FOR | FOR |
25 | TO AUTHORISE THE DIRECTORS TO CONTINUE THE SCRIP DIVIDEND SCHEME | Management | FOR | FOR |
26 | TO APPROVE THE NOTICE PERIOD FOR GENERAL MEETINGS | Management | FOR | FOR |
27 | 29 MAR 2019: PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF DIVINED AMOUNT FOR RESOLUTION 3. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Management | TNA | TNA |
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RSP PERMIAN INC | ||||
Ticker: RSPP | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1. | To adopt the Agreement and Plan of Merger, dated March 27, 2018, among RSP Permian, Inc., Concho Resources Inc. and Green Merger Sub Inc. (as it may be amended from time to time, the "Merger Agreement"). | Management | For | For |
2. | To approve, by a non-binding advisory vote, certain compensation that may be paid or become payable to RSP Permian, Inc.'s named executive officers that is based on or otherwise relates to the Merger Agreement. | Management | For | For |
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RUBIUS THERAPEUTICS INC | ||||
Ticker: RUBY | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.001 | Elect David R. Epstein | Management | For | Withhold |
1.002 | Elect Natalie Holles | Management | For | For |
1.003 | Elect Robert Langer | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
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SAGE THERAPEUTICS INC | ||||
Ticker: SAGE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.001 | Elect Kevin P. Starr | Management | For | For |
1.002 | Elect James M. Frates | Management | For | For |
1.003 | Elect George Golumbeski | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Advisory Vote on Executive Compensation | Management | For | For |
| ||||
SALESFORCE.COM, INC. | ||||
Ticker: | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Marc R. Benioff | Management | For | For |
2 | Elect Keith G. Block | Management | For | For |
3 | Elect Parker Harris | Management | For | For |
4 | Elect Craig A. Conway | Management | For | For |
5 | Elect Alan G. Hassenfeld | Management | For | For |
6 | Elect Neelie Kroes | Management | For | For |
7 | Elect Colin L. Powell | Management | For | For |
8 | Elect Sanford R. Robertson | Management | For | For |
9 | Elect John V. Roos | Management | For | For |
10 | Elect Bernard Tyson | Management | For | For |
11 | Elect Robin L. Washington | Management | For | Against |
12 | Elect Maynard G. Webb | Management | For | For |
13 | Elect Susan D. Wojcicki | Management | For | For |
14 | Elimination of Supermajority Requirement to Amend the Certificate of Incorporation and Bylaws | Management | For | For |
15 | Elimination of Supermajority Requirement for Removal of Directors | Management | For | For |
16 | Amendment to the 2013 Equity Incentive Plan | Management | For | For |
17 | Ratification of Auditor | Management | For | For |
18 | Advisory Vote on Executive Compensation | Management | For | For |
19 | Shareholder Proposal Regarding Disclosure of Board Qualifications | Shareholder | Against | Against |
| ||||
SAREPTA THERAPEUTICS INC | ||||
Ticker: SRPT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Richard J. Barry | Management | For | For |
2 | Elect M. Kathleen Behrens | Management | For | For |
3 | Elect Claude Nicaise | Management | For | For |
4 | Advisory Vote on Executive Compensation | Management | For | Against |
5 | Amendment to the 2013 Employee Stock Purchase Plan | Management | For | For |
6 | Ratification of Auditor | Management | For | For |
| ||||
SAREPTA THERAPEUTICS, INC. | ||||
Ticker: | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Richard J. Barry | Management | For | For |
2 | Elect M. Kathleen Behrens | Management | For | For |
3 | Elect Claude Nicaise | Management | For | For |
4 | Advisory Vote on Executive Compensation | Management | For | Against |
5 | Amendment to the 2013 Employee Stock Purchase Plan | Management | For | For |
6 | Ratification of Auditor | Management | For | For |
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SAVILLS PLC | ||||
Ticker: SVS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Final Dividend | Management | For | For |
4 | Re-elect Nicholas Ferguson as Director | Management | For | For |
5 | Re-elect Mark Ridley as Director | Management | For | For |
6 | Re-elect Tim Freshwater as Director | Management | For | For |
7 | Re-elect Rupert Robson as Director | Management | For | For |
8 | Re-elect Simon Shaw as Director | Management | For | For |
9 | Elect Stacey Cartwright as Director | Management | For | For |
10 | Elect Florence Tondu-Melique as Director | Management | For | For |
11 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
12 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
13 | Authorise Issue of Equity | Management | For | For |
14 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
15 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
16 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
17 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| ||||
SERVICENOW, INC. | ||||
Ticker: | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Teresa Briggs | Management | For | For |
2 | Elect Paul E. Chamberlain | Management | For | For |
3 | Elect Tamar Yehoshua | Management | For | For |
4 | Advisory Vote on Executive Compensation | Management | For | For |
5 | Ratification of Auditor | Management | For | For |
| ||||
SHANGHAI JUNSHI BIOSCIENCES CO LTD | ||||
Ticker: 1877 HK | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
3 | Annual Report | Management | For | For |
4 | Directors' Report | Management | For | For |
5 | Supervisors' Report | Management | For | For |
6 | Accounts and Reports | Management | For | For |
7 | 2019 Financial Budget | Management | For | For |
8 | Allocation of Profits/Dividends | Management | For | For |
9 | Appointment of Auditor and Authority to Set Fees | Management | For | Against |
10 | 2018 Connected Transactions | Management | For | For |
11 | 2019 Connected Transactions | Management | For | For |
12 | Change in Accounting Policies | Management | For | For |
13 | Approval of Banking Line of Credit | Management | For | For |
14 | Adjustment to Remuneration of Directors and Management | Management | For | For |
15 | Increase in Capital of a Subsidiary | Management | For | For |
16 | Amendments to Articles | Management | For | For |
17 | Authority to Give Guarantees | Management | For | For |
18 | Initial Public Offering and Listing of A Shares | Management | For | For |
19 | Class of new shares | Management | For | For |
20 | Nominal value of new shares | Management | For | For |
21 | Issue size | Management | For | For |
22 | Method of issuance | Management | For | For |
23 | Target subscribers | Management | For | For |
24 | Pricing methodology | Management | For | For |
25 | Use of proceeds | Management | For | For |
26 | Method of underwriting | Management | For | For |
27 | Place of listing | Management | For | For |
28 | Validity period of resolutions | Management | For | For |
29 | Feasibility Analysis Report on Use of Proceeds | Management | For | For |
30 | Board Authorization to Implement of A Shares | Management | For | For |
31 | Approval of accumulated profit | Management | For | For |
32 | Three-Year Dividend Plan | Management | For | For |
33 | Price Stabilization of A Shares | Management | For | For |
34 | Undertakings | Management | For | For |
35 | Dilution of Immediate Returns | Management | For | For |
36 | Amendments to Articles - Issuance of Class A Shares | Management | For | For |
37 | Approval of Internal Management Policies | Management | For | For |
38 | Engagement of Intermediaries | Management | For | For |
39 | Related Party Transactions | Management | For | For |
40 | Use of Proceeds | Management | For | For |
41 | Amendments to Share Incentive Scheme | Management | For | Against |
42 | Board Authorization to Share Incentives | Management | For | For |
43 | Elect LIU Jun as Supervisor | Management | For | For |
| ||||
SHANGHAI JUNSHI BIOSCIENCES CO LTD | ||||
Ticker: 1877 HK | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
3 | Initial Public Offering and Listing of A Shares | Management | For | For |
4 | Class of new shares | Management | For | For |
5 | Nominal value of new shares | Management | For | For |
6 | Issue size | Management | For | For |
7 | Method of issuance | Management | For | For |
8 | Target subscribers | Management | For | For |
9 | Pricing methodology | Management | For | For |
10 | Use of proceeds | Management | For | For |
11 | Method of underwriting | Management | For | For |
12 | Place of listing | Management | For | For |
13 | Validity period of resolutions | Management | For | For |
14 | Feasibility Analysis Report on Use of Proceeds | Management | For | For |
15 | Board Authorization to Implement of A Shares | Management | For | For |
16 | Approval of accumulated profit | Management | For | For |
17 | Three-Year Dividend Plan | Management | For | For |
18 | Price Stabilization of A Shares | Management | For | For |
19 | Undertakings | Management | For | For |
20 | Dilution of Immediate Returns | Management | For | For |
21 | Amendments to Articles - Issuance of Class A Shares | Management | For | For |
22 | Approval of Internal Management Policies | Management | For | For |
23 | Engagement of Intermediaries | Management | For | For |
24 | Related Party Transactions | Management | For | For |
25 | Use of Proceeds | Management | For | For |
26 | Amendments to Share Incentive Scheme | Management | For | Against |
27 | Board Authorization to Share Incentives | Management | For | For |
| ||||
SHIRE PLC | ||||
Ticker: SHPG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1. | To approve the Scheme of Arrangement. | Management | For | For |
2. | Special Resolution: THAT for the purpose of giving effect to the Scheme of Arrangement: (1) the Board of Directors of the Company (the "Board") be authorized to take all such action as they may consider necessary or appropriate for carrying the Scheme of | Management | For | For |
| ||||
SHIRE PLC | ||||
Ticker: | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
CMMT | PLEASE NOTE THAT ABSTAIN IS NOT A VALID VOTE OPTION FOR THIS MEETING TYPE.-PLEASE CHOOSE BETWEEN "FOR" AND "AGAINST" ONLY. SHOULD YOU CHOOSE TO VOTE- ABSTAIN FOR THIS MEETING THEN YOUR VOTE WILL BE DISREGARDED BY THE ISSUER OR-ISSUERS AGENT | Management | None | Did not vote |
1 | FOR THE PURPOSE OF CONSIDERING AND, IF THOUGHT FIT, APPROVING (WITH OR WITHOUT MODIFICATION) A SCHEME OF ARRANGEMENT PURSUANT TO ARTICLE 125 OF THE COMPANIES (JERSEY) LAW 1991 (AS AMENDED) (THE "SCHEME") BETWEEN THE COMPANY AND THE SCHEME SHAREHOLDERS | Management | For | For |
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SHIRE PLC | ||||
Ticker: | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | THAT FOR THE PURPOSE OF GIVING EFFECT TO THE SCHEME: (A) THE DIRECTORS OF THE COMPANY BE AUTHORISED TO TAKE ALL SUCH ACTION AS THEY MAY CONSIDER NECESSARY OR APPROPRIATE FOR CARRYING THE SCHEME INTO EFFECT; (B) THE ARTICLES OF ASSOCIATION OF THE COMPANY B | Management | For | For |
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SINCLAIR BROADCAST GROUP, INC. | ||||
Ticker: SBGI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David D. Smith | Management | For | Withhold |
1.2 | Elect Director Frederick G. Smith | Management | For | Withhold |
1.3 | Elect Director J. Duncan Smith | Management | For | Withhold |
1.4 | Elect Director Robert E. Smith | Management | For | Withhold |
1.5 | Elect Director Howard E. Friedman | Management | For | For |
1.6 | Elect Director Lawrence E. McCanna | Management | For | Withhold |
1.7 | Elect Director Daniel C. Keith | Management | For | For |
1.8 | Elect Director Martin R. Leader | Management | For | For |
1.9 | Elect Director Benson E. Legg | Management | For | For |
2 | Ratify PricewaterhouseCoopers, LLP as Auditors | Management | For | For |
3 | Adopt a Policy on Board Diversity | Shareholder | Against | For |
4 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
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SIRIUS XM HOLDINGS INC. | ||||
Ticker: SIRI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joan L. Amble | Management | For | For |
1.2 | Elect Director George W. Bodenheimer | Management | For | For |
1.3 | Elect Director Mark D. Carleton | Management | For | Withhold |
1.4 | Elect Director Eddy W. Hartenstein | Management | For | For |
1.5 | Elect Director James P. Holden | Management | For | For |
1.6 | Elect Director Gregory B. Maffei | Management | For | Withhold |
1.7 | Elect Director Evan D. Malone | Management | For | For |
1.8 | Elect Director James E. Meyer | Management | For | For |
1.9 | Elect Director James F. Mooney | Management | For | For |
1.10 | Elect Director Michael Rapino | Management | For | For |
1.11 | Elect Director Kristina M. Salen | Management | For | For |
1.12 | Elect Director Carl E. Vogel | Management | For | For |
1.13 | Elect Director David M. Zaslav | Management | For | Withhold |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
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SMITHS GROUP PLC | ||||
Ticker: SMIN LN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | ADOPTION OF REPORTS AND ACCOUNTS | Management | FOR | FOR |
2 | APPROVAL OF DIRECTORS REMUNERATION POLICY | Management | FOR | FOR |
3 | APPROVAL OF DIRECTORS REMUNERATION REPORT | Management | FOR | FOR |
4 | DECLARATION OF A FINAL DIVIDEND: 30.75 PENCE PER ORDINARY SHARE | Management | FOR | FOR |
5 | RE-ELECTION OF BRUNO ANGELICI AS A DIRECTOR | Management | FOR | FOR |
6 | RE-ELECTION OF SIR GEORGE BUCKLEY AS A DIRECTOR | Management | FOR | FOR |
7 | RE-ELECTION OF TANYA FRATTO AS A DIRECTOR | Management | FOR | FOR |
8 | RE-ELECTION OF WILLIAM SEEGER AS A DIRECTOR | Management | FOR | FOR |
9 | RE-ELECTION OF MARK SELIGMAN AS A DIRECTOR | Management | FOR | FOR |
10 | RE-ELECTION OF ANDREW REYNOLDS SMITH AS A DIRECTOR | Management | FOR | FOR |
11 | RE-ELECTION OF NOEL TATA AS A DIRECTOR | Management | FOR | FOR |
12 | ELECTION OF OLIVIER BOHUON AS A DIRECTOR | Management | FOR | FOR |
13 | ELECTION OF DAME ANN DOWLING AS A DIRECTOR | Management | FOR | FOR |
14 | ELECTION OF JOHN SHIPSEY AS A DIRECTOR | Management | FOR | FOR |
15 | REAPPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS AUDITORS | Management | FOR | FOR |
16 | AUDITORS REMUNERATION | Management | FOR | FOR |
17 | AUTHORITY TO ISSUE SHARES | Management | FOR | FOR |
18 | PLEASE NOTE THAT RESOLUTIONS 18 AND 19 ARE CONDITIONAL UPON PASSING OF RESOLUTION NUMBER 17. THANK YOU | Management | TNA | TNA |
19 | AUTHORITY TO DISAPPLY PRE-EMPTION RIGHTS | Management | FOR | FOR |
20 | ADDITIONAL AUTHORITY TO DISAPPLY PRE-EMPTION RIGHTS | Management | FOR | FOR |
21 | AUTHORITY TO MAKE MARKET PURCHASES OF SHARES | Management | FOR | FOR |
22 | AUTHORITY TO CALL GENERAL MEETINGS OTHER THAN ANNUAL GENERAL MEETINGS ON NOT LESS THAN 14 CLEAR DAYS NOTICE | Management | FOR | FOR |
23 | AUTHORITY TO MAKE POLITICAL DONATIONS AND EXPENDITURE | Management | FOR | FOR |
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SOUTHWEST AIRLINES CO. | ||||
Ticker: LUV | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director David W. Biegler | Management | For | For |
1b | Elect Director J. Veronica Biggins | Management | For | For |
1c | Elect Director Douglas H. Brooks | Management | For | For |
1d | Elect Director William H. Cunningham | Management | For | For |
1e | Elect Director John G. Denison | Management | For | For |
1f | Elect Director Thomas W. Gilligan | Management | For | For |
1g | Elect Director Gary C. Kelly | Management | For | For |
1h | Elect Director Grace D. Lieblein | Management | For | For |
1i | Elect Director Nancy B. Loeffler | Management | For | For |
1j | Elect Director John T. Montford | Management | For | For |
1k | Elect Director Ron Ricks | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | For |
5 | Amend Proxy Access Right | Shareholder | Against | Against |
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SPIRIT AEROSYSTEMS HOLDINGS INC | ||||
Ticker: SPR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a. | Election of Director: Charles L. Chadwell | Management | For | DNV |
1b. | Election of Director: Irene M. Esteves | Management | For | DNV |
1c. | Election of Director: Paul E. Fulchino | Management | For | DNV |
1d. | Election of Director: Thomas C. Gentile III | Management | For | DNV |
1e. | Election of Director: Richard A. Gephardt | Management | For | DNV |
1f. | Election of Director: Robert D. Johnson | Management | For | DNV |
1g. | Election of Director: Ronald T. Kadish | Management | For | DNV |
1h. | Election of Director: John L. Plueger | Management | For | DNV |
1i. | Election of Director: Laura H. Wright | Management | For | DNV |
2. | Advisory vote to approve the compensation of the Company's named executive officers. | Management | For | DNV |
3. | Ratification of the selection of Ernst & Young LLP as the Company's independent registered public accounting firm for 2019. | Management | For | DNV |
4. | The stockholder proposal to amend the Company's proxy access bylaw provisions and associated documents to eliminate minimum level of support requirement for proxy access director candidate re- nomination. | Shareholder | Against | DNV |
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SPLUNK INC. | ||||
Ticker: | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Mark Carges | Management | For | For |
2 | Elect Elisa A. Steele | Management | For | For |
3 | Elect Sri Viswanath | Management | For | For |
4 | Ratification of Auditor | Management | For | For |
5 | Advisory Vote on Executive Compensation | Management | For | For |
6 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
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SPORTS DIRECT INTERNATIONAL PLC | ||||
Ticker: SPD LN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | Management | FOR | FOR |
2 | APPROVE REMUNERATION REPORT | Management | FOR | FOR |
3 | APPROVE REMUNERATION POLICY | Management | FOR | FOR |
4 | RE-ELECT KEITH HELLAWELL AS DIRECTOR | Management | FOR | FOR |
5 | RE-ELECT MIKE ASHLEY AS DIRECTOR | Management | FOR | FOR |
6 | RE-ELECT SIMON BENTLEY AS DIRECTOR | Management | FOR | FOR |
7 | RE-ELECT DAVID BRAYSHAW AS DIRECTOR | Management | FOR | FOR |
8 | ELECT JON KEMPSTER AS DIRECTOR | Management | FOR | FOR |
9 | ELECT DAVID DALY AS DIRECTOR | Management | FOR | FOR |
10 | REAPPOINT GRANT THORNTON UK LLP AS AUDITORS | Management | FOR | FOR |
11 | AUTHORISE BOARD TO FIX REMUNERATION OF AUDITORS | Management | FOR | FOR |
12 | AUTHORISE ISSUE OF EQUITY WITH PRE-EMPTIVE RIGHTS | Management | FOR | FOR |
13 | AUTHORISE ISSUE OF EQUITY WITH PRE-EMPTIVE RIGHTS IN CONNECTION WITH A RIGHTS ISSUE | Management | FOR | FOR |
14 | AUTHORISE ISSUE OF EQUITY WITHOUT PRE-EMPTIVE RIGHTS | Management | FOR | FOR |
15 | AUTHORISE ISSUE OF EQUITY WITHOUT PRE-EMPTIVE RIGHTS IN CONNECTION WITH AN ACQUISITION OR OTHER CAPITAL INVESTMENT | Management | FOR | FOR |
16 | AUTHORISE MARKET PURCHASE OF ORDINARY SHARES | Management | FOR | FOR |
17 | AUTHORISE THE COMPANY TO CALL GENERAL MEETING WITH TWO WEEKS' NOTICE | Management | FOR | FOR |
18 | AUTHORISE EU POLITICAL DONATIONS AND EXPENDITURE | Management | FOR | FOR |
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SPOTIFY TECHNOLOGY S.A. | ||||
Ticker: | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accounts and Reports | Management | For | For |
2 | Allocation of Profits/Dividends | Management | For | For |
3 | Ratification of Board Acts | Management | For | For |
4 | Elect Daniel Ek | Management | For | For |
5 | Elect Martin Lorentzon | Management | For | For |
6 | Elect Shishir S. Mehrotra | Management | For | For |
7 | Elect Christopher P. Marshall | Management | For | For |
8 | Elect Heidi O'Neill | Management | For | For |
9 | Elect Theodore A. Sarandos | Management | For | For |
10 | Elect Thomas O. Staggs | Management | For | For |
11 | Elect Cristina Stenbeck | Management | For | For |
12 | Elect Padmasree Warrior | Management | For | For |
13 | Appointment of Auditor | Management | For | For |
14 | Directors' Fees | Management | For | For |
15 | Authorization of Legal Formalities | Management | For | For |
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STANLEY BLACK & DECKER, INC. | ||||
Ticker: SWK | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a. | Election of Director: Andrea J. Ayers | Management | For | DNV |
1b. | Election of Director: George W. Buckley | Management | For | DNV |
1c. | Election of Director: Patrick D. Campbell | Management | For | DNV |
1d. | Election of Director: Carlos M. Cardoso | Management | For | DNV |
1e. | Election of Director: Robert B. Coutts | Management | For | DNV |
1f. | Election of Director: Debra A. Crew | Management | For | DNV |
1g. | Election of Director: Michael D. Hankin | Management | For | DNV |
1h. | Election of Director: James M. Loree | Management | For | DNV |
1i. | Election of Director: James H. Scholefield | Management | For | DNV |
1j. | Election of Director: Dmitri L. Stockton | Management | For | DNV |
2. | Approve, on an advisory basis, the compensation of the Company's named executive officers. | Management | For | DNV |
3. | Approve the selection of Ernst & Young LLP as the Company's independent auditors for the Company's 2019 fiscal year. | Management | For | DNV |
4. | Approve Global Omnibus Employee Stock Purchase Plan. | Management | For | DNV |
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STAR BULK CARRIERS CORP. | ||||
Ticker: SBLK | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1..1 | DIRECTOR-Jennifer Box | Management | For | DNV |
1..2 | DIRECTOR-Koert Erhardt | Management | For | DNV |
1..3 | DIRECTOR-Roger Schmitz | Management | For | DNV |
2. | To approve the appointment of Deloitte Certified Public Accountants S.A. as the Company's independent auditors for the fiscal year ending December 31, 2018. | Management | For | DNV |
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STARBUCKS CORP. | ||||
Ticker: SBUX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Rosalind G. Brewer | Management | For | For |
1b | Elect Director Mary N. Dillon | Management | For | Against |
1c | Elect Director Mellody Hobson | Management | For | For |
1d | Elect Director Kevin R. Johnson | Management | For | For |
1e | Elect Director Jorgen Vig Knudstorp | Management | For | For |
1f | Elect Director Satya Nadella | Management | For | For |
1g | Elect Director Joshua Cooper Ramo | Management | For | For |
1h | Elect Director Clara Shih | Management | For | For |
1i | Elect Director Javier G. Teruel | Management | For | For |
1j | Elect Director Myron E. Ullman, III | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
4 | Adopt a Policy on Board Diversity | Shareholder | Against | Against |
5 | Report on Sustainable Packaging | Shareholder | Against | Against |
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STROEER SE & CO. KGAA | ||||
Ticker: SAX GY | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE EXCLUDED WHEN YOUR SHARE IN | Management | TNA | TNA |
2 | PLEASE NOTE THAT THE TRUE RECORD DATE FOR THIS MEETING IS 29 MAY 19, WHEREAS THE MEETING HAS BEEN SETUP USING THE ACTUAL RECORD DATE - 1 BUSINESS DAY. THIS IS DONE TO ENSURE THAT ALL POSITIONS REPORTED ARE IN CONCURRENCE WITH THE GERMAN LAW. THANK YOU | Management | TNA | TNA |
3 | COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 04.06.2019. FURTHER INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO | Management | TNA | TNA |
4 | SUBMISSION OF THE ANNUAL FINANCIAL STATEMENTS AND THE CONSOLIDATED FINANCIAL STATEMENTS, EACH APPROVED BY THE SUPERVISORY BOARD, THE COMBINED MANAGEMENT'S REPORT FOR THE COMPANY AND THE GROUP, INCLUDING THE EXPLANATIONS ON THE INFORMATION PURSUANT TO SECT | Management | FOR | FOR |
5 | RESOLUTION ON THE APPROPRIATION OF NET PROFIT: EUR 2.00 PER NO-PAR VALUE SHARE | Management | FOR | FOR |
6 | RESOLUTION ON THE DISCHARGE OF THE GENERAL PARTNER FOR THE FISCAL YEAR 2018 | Management | FOR | FOR |
7 | RESOLUTION ON THE DISCHARGE OF THE SUPERVISORY BOARD MEMBERS FOR THE FISCAL YEAR 2018 | Management | FOR | FOR |
8 | RESOLUTION ON THE ELECTION OF THE AUDITORS: THE AUDITING FIRM ERNST & YOUNG GMBH WIRTSCHAFTSPRUFUNGSGESELLSCHAFT, COLOGNE, BE APPOINTED TO AUDIT THE ANNUAL FINANCIAL STATEMENTS AND THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FISCAL YEAR ENDING DECEMBER | Management | FOR | FOR |
9 | RESOLUTION ON THE ELECTION OF SUPERVISORY BOARD MEMBERS: MR CHRISTOPH VILANEK, HAMBURG, CEO OF FREENET AG, BUDELSDORF | Management | FOR | FOR |
10 | RESOLUTION ON THE ELECTION OF SUPERVISORY BOARD MEMBERS: MR DIRK STROER, COLOGNE, ENTREPRENEUR, MANAGING SHAREHOLDER OF STROER AUBENWERBUNG GMBH & CO. KG; COLOGNE | Management | FOR | FOR |
11 | RESOLUTION ON THE ELECTION OF SUPERVISORY BOARD MEMBERS: MR ULRICH VOIGT, BERGISCH GLADBACH, BOARD MEMBER OF THE SPARKASSE KOLNBONN, COLOGNE | Management | FOR | FOR |
12 | RESOLUTION ON THE ELECTION OF SUPERVISORY BOARD MEMBERS: MS ANGELA BARZEN, OBERSCHLEIBHEIM, INDEPENDENT BUSINESS COACH AND TRAINER FOR MANAGERS AND COMPANIES AS WELL AS | Management | FOR | FOR |
13 | RESOLUTION ON THE ELECTION OF SUPERVISORY BOARD MEMBERS: MS SIMONE THIANER, BRUHL, MANAGING DIRECTOR OF TELEKOM DEUTSCHLAND GMBH, BONN | Management | FOR | FOR |
14 | RESOLUTION ON THE ADJUSTMENT OF SUPERVISORY BOARD REMUNERATION | Management | FOR | FOR |
15 | RESOLUTION ON THE CREATION OF A NEW AUTHORISED CAPITAL AND AMENDMENT OF ARTICLE 5 OF THE ARTICLES OF ASSOCIATION | Management | FOR | AGAINST |
16 | RESOLUTION ON THE AUTHORISATION TO ISSUE SHARE OPTION RIGHTS (SHARE OPTION PROGRAMME 2019) AND ON THE CREATION OF NEW CONTINGENT CAPITAL 2019 AND CORRESPONDING AMENDMENT TO THE ARTICLES OF ASSOCIATION | Management | FOR | FOR |
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SUPERVALU INC. | ||||
Ticker: SVU | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Adopt the Agreement and Plan of Merger, (as it may be amended from time to time, the "merger agreement"), by and among SUPERVALU INC., a Delaware corp. ("SUPERVALU," or "Company"), SUPERVALU Enterprises, Inc., a Delaware corp. and a wholly owned subsidiar | Management | For | DNV |
2 | A proposal to approve, on an advisory (non- binding) basis, certain compensation that may be paid or become payable to the Company's named executive officers in connection with the merger. | Management | For | DNV |
3 | A proposal to approve the adjournment of the special meeting, if necessary or appropriate, including to solicit additional proxies if there are insufficient votes at the time of the special meeting to approve the proposal to adopt the merger agreement or | Management | For | DNV |
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SUTRO BIOPHARMA INC | ||||
Ticker: STRO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.001 | Elect Michael Dybbs | Management | For | For |
1.002 | Elect John G. Freund | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
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T-MOBILE US, INC. | ||||
Ticker: TMUS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1..1 | DIRECTOR-Srikant M. Datar | Management | For | DNV |
1..2 | DIRECTOR-Srini Gopalan | Management | For | DNV |
1..3 | DIRECTOR-Lawrence H. Guffey | Management | For | DNV |
1..4 | DIRECTOR-Timotheus Hottges | Management | For | DNV |
1..5 | DIRECTOR-Christian P. Illek | Management | For | DNV |
1..6 | DIRECTOR-Bruno Jacobfeuerborn | Management | For | DNV |
1..7 | DIRECTOR-Raphael Kubler | Management | For | DNV |
1..8 | DIRECTOR-Thorsten Langheim | Management | For | DNV |
1..9 | DIRECTOR-John J. Legere | Management | For | DNV |
1..10 | DIRECTOR-G. Michael Sievert | Management | For | DNV |
1..11 | DIRECTOR-Teresa A. Taylor | Management | For | DNV |
1..12 | DIRECTOR-Kelvin R. Westbrook | Management | For | DNV |
2. | Ratification of the Appointment of PricewaterhouseCoopers LLP as the Company's Independent Registered Public Accounting Firm for Fiscal Year 2019. | Management | For | DNV |
3. | Stockholder Proposal for Limitations on Accelerated Vesting of Equity Awards in the Event of a Change of Control. | Shareholder | Against | DNV |
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TABULA RASA HEALTHCARE INC | ||||
Ticker: TRHC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.001 | Elect Calvin H. Knowlton | Management | For | For |
1.002 | Elect Orsula V. Knowlton | Management | For | For |
1.003 | Elect A. Gordon Tunstall | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Advisory Vote on Executive Compensation | Management | For | For |
4 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
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TAKEDA PHARMACEUTICAL COMPANY LIMITED | ||||
Ticker: | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Appropriation of Surplus | Management | For | For |
2.1 | Appoint a Director who is not Audit and Supervisory Committee Member Christophe Weber | Management | For | For |
2.2 | Appoint a Director who is not Audit and Supervisory Committee Member Iwasaki, Masato | Management | For | For |
2.3 | Appoint a Director who is not Audit and Supervisory Committee Member Andrew Plump | Management | For | For |
2.4 | Appoint a Director who is not Audit and Supervisory Committee Member Constantine Saroukos | Management | For | For |
2.5 | Appoint a Director who is not Audit and Supervisory Committee Member Sakane, Masahiro | Management | For | For |
2.6 | Appoint a Director who is not Audit and Supervisory Committee Member Olivier Bohuon | Management | For | For |
2.7 | Appoint a Director who is not Audit and Supervisory Committee Member Ian Clark | Management | For | For |
2.8 | Appoint a Director who is not Audit and Supervisory Committee Member Fujimori, Yoshiaki | Management | For | For |
2.9 | Appoint a Director who is not Audit and Supervisory Committee Member Steven Gillis | Management | For | For |
2.10 | Appoint a Director who is not Audit and Supervisory Committee Member Shiga, Toshiyuki | Management | For | For |
2.11 | Appoint a Director who is not Audit and Supervisory Committee Member Jean-Luc Butel | Management | For | For |
2.12 | Appoint a Director who is not Audit and Supervisory Committee Member Kuniya, Shiro | Management | For | For |
3.1 | Appoint a Director who is Audit and Supervisory Committee Member Higashi, Emiko | Management | For | For |
3.2 | Appoint a Director who is Audit and Supervisory Committee Member Michel Orsinger | Management | For | For |
4 | Approve Details of the Stock Compensation to be received by Directors (Excluding Directors who are Audit and Supervisory Committee Members) | Management | For | For |
5 | Approve Details of the Stock Compensation to be received by Directors who are Audit and Supervisory Committee Members | Management | For | For |
6 | Approve Payment of Bonuses to Directors (Excluding Directors who are Audit and Supervisory Committee Members) | Management | For | For |
7 | Shareholder Proposal: Amend Articles of Incorporation (Individual disclosure of the directors' compensation) | Shareholder | Against | Against |
8 | Shareholder Proposal: Amend Articles of Incorporation (Adoption of a clawback clause) | Shareholder | Against | Against |
| ||||
TAPESTRY, INC. | ||||
Ticker: TPR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Election of Director: Darrell Cavens | Management | FOR | FOR |
2 | Election of Director: David Denton | Management | FOR | FOR |
3 | Election of Director: Anne Gates | Management | FOR | FOR |
4 | Election of Director: Andrea Guerra | Management | FOR | FOR |
5 | Election of Director: Susan Kropf | Management | FOR | FOR |
6 | Election of Director: Annabelle Yu Long | Management | FOR | FOR |
7 | Election of Director: Victor Luis | Management | FOR | FOR |
8 | Election of Director: Ivan Menezes | Management | FOR | FOR |
9 | Election of Director: William Nuti | Management | FOR | FOR |
10 | Election of Director: Jide Zeitlin | Management | FOR | FOR |
11 | To consider and vote upon the ratification of the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the fiscal year ending June 29, 2019. | Management | FOR | FOR |
12 | To consider and vote upon the approval, on a non-binding advisory basis, of the Company's executive compensation as described in the proxy statement. | Management | FOR | FOR |
13 | To consider and vote upon the approval of the Tapestry, Inc. 2018 Stock Incentive Plan. | Management | FOR | FOR |
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TECK RESOURCES LIMITED | ||||
Ticker: TECK | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | DIRECTOR-M. M. Ashar | Management | For | For |
1.2 | DIRECTOR-D. S. Barton | Management | For | For |
1.3 | DIRECTOR-Q. Chong | Management | For | For |
1.4 | DIRECTOR-L. L. Dottori-Attanasio | Management | For | For |
1.5 | DIRECTOR-E. C. Dowling | Management | For | For |
1.6 | DIRECTOR-E. Fukuda | Management | For | For |
1.7 | DIRECTOR-N. B. Keevil, III | Management | For | For |
1.8 | DIRECTOR-T. Kubota | Management | For | For |
1.9 | DIRECTOR-D. R. Lindsay | Management | For | For |
1.10 | DIRECTOR-S. A. Murray | Management | For | For |
1.11 | DIRECTOR-T. L. McVicar | Management | For | For |
1.12 | DIRECTOR-K. W. Pickering | Management | For | For |
1.13 | DIRECTOR-U. M. Power | Management | For | For |
1.14 | DIRECTOR-T. R. Snider | Management | For | For |
2 | To appoint PricewaterhouseCoopers LLP as Auditor of the Corporation and to authorize the directors to fix the Auditor's remuneration. | Management | For | For |
3 | To approve the advisory resolution on the Corporation's approach to executive compensation. | Management | For | For |
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TELADOC HEALTH INC | ||||
Ticker: TDOC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.001 | Elect Helen Darling | Management | For | For |
1.002 | Elect William H. Frist | Management | For | For |
1.003 | Elect Michael Goldstein | Management | For | For |
1.004 | Elect Jason Gorevic | Management | For | For |
1.005 | Elect Brian McAndrews | Management | For | For |
1.006 | Elect Thomas G. McKinley | Management | For | For |
1.007 | Elect Arneek Multani | Management | For | For |
1.008 | Elect Kenneth H. Paulus | Management | For | For |
1.009 | Elect David L. Shedlarz | Management | For | For |
1.010 | Elect David B. Snow, Jr. | Management | For | For |
1.011 | Elect Mark Douglas Smith | Management | For | For |
2 | Advisory Vote on Executive Compensation | Management | For | For |
3 | Ratification of Auditor | Management | For | For |
| ||||
TELEFLEX INCORPORATED | ||||
Ticker: TFX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect John C. Heinmiller | Management | For | For |
2 | Elect Andrew A. Krakauer | Management | For | For |
3 | Elect Richard A. Packer | Management | For | For |
4 | Advisory Vote on Executive Compensation | Management | For | For |
5 | Ratification of Auditor | Management | For | For |
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TENCENT HOLDINGS LIMITED | ||||
Ticker: | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Non-Voting Meeting Note | Management | N/A | N/A |
2 | Non-Voting Meeting Note | Management | N/A | N/A |
3 | Refreshment of Share Option Scheme of Tencent Music Entertainment Group | Management | For | Against |
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TENCENT HOLDINGS LIMITED | ||||
Ticker: | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Non-Voting Meeting Note | Management | N/A | N/A |
2 | Non-Voting Meeting Note | Management | N/A | N/A |
3 | Accounts and Reports | Management | For | For |
4 | Allocation of Profits/Dividends | Management | For | For |
5 | Elect Jacobus Petrus Bekker | Management | For | For |
6 | Elect Ian C. Stone | Management | For | For |
7 | Directors' Fees | Management | For | For |
8 | Appointment of Auditor and Authority to Set Fees | Management | For | For |
9 | Authority to Issue Shares w/o Preemptive Rights | Management | For | For |
10 | Authority to Repurchase Shares | Management | For | For |
11 | Authority to Issue Repurchased Shares | Management | For | For |
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TENCENT HOLDINGS LTD | ||||
Ticker: 700 HK | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONEWS/SEHK/2019/0425/LTN201904252117.PDF AND HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONEWS/SEHK/2019/0425/LTN201904252125.PD | Management | TNA | TNA |
2 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR RESOLUTION 1, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Management | TNA | TNA |
3 | TO APPROVE THE REFRESHMENT OF SCHEME MANDATE LIMIT UNDER THE SHARE OPTION PLAN OF TENCENT MUSIC ENTERTAINMENT GROUP | Management | FOR | FOR |
| ||||
TENCENT HOLDINGS LTD | ||||
Ticker: 700 HK | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONEWS/SEHK/2019/0401/LTN201904012222.PDF AND HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONEWS/SEHK/2019/0401/LTN201904012246.PD | Management | TNA | TNA |
2 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Management | TNA | TNA |
3 | TO RECEIVE AND CONSIDER THE AUDITED FINANCIAL STATEMENTS, THE DIRECTORS' REPORT AND THE INDEPENDENT AUDITOR'S REPORT FOR THE YEAR ENDED 31 DECEMBER 2018 | Management | FOR | FOR |
4 | TO DECLARE A FINAL DIVIDEND: HKD1.00 PER SHARE | Management | FOR | FOR |
5 | TO RE-ELECT MR JACOBUS PETRUS (KOOS) BEKKER AS DIRECTOR | Management | FOR | FOR |
6 | TO RE-ELECT MR IAN CHARLES STONE AS DIRECTOR | Management | FOR | FOR |
7 | TO AUTHORISE THE BOARD OF DIRECTORS TO FIX THE DIRECTORS' REMUNERATION | Management | FOR | FOR |
8 | TO RE-APPOINT AUDITOR AND AUTHORISE THE BOARD OF DIRECTORS TO FIX THEIR REMUNERATION | Management | FOR | FOR |
9 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO ISSUE NEW SHARES (ORDINARY RESOLUTION 5 AS SET OUT IN THE NOTICE OF THE AGM) | Management | FOR | FOR |
10 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO REPURCHASE SHARES (ORDINARY RESOLUTION 6 AS SET OUT IN THE NOTICE OF THE AGM) | Management | FOR | FOR |
11 | TO EXTEND THE GENERAL MANDATE TO ISSUE NEW SHARES BY ADDING THE NUMBER OF SHARES REPURCHASED (ORDINARY RESOLUTION 7 AS SET OUT IN THE NOTICE OF THE AGM) | Management | FOR | FOR |
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TEXAS INSTRUMENTS INCORPORATED | ||||
Ticker: TXN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Mark A. Blinn | Management | For | For |
1b | Elect Director Todd M. Bluedorn | Management | For | Against |
1c | Elect Director Janet F. Clark | Management | For | For |
1d | Elect Director Carrie S. Cox | Management | For | For |
1e | Elect Director Martin S. Craighead | Management | For | For |
1f | Elect Director Jean M. Hobby | Management | For | For |
1g | Elect Director Ronald Kirk | Management | For | For |
1h | Elect Director Pamela H. Patsley | Management | For | For |
1i | Elect Director Robert E. Sanchez | Management | For | For |
1j | Elect Director Richard K. Templeton | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
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THE BOEING COMPANY | ||||
Ticker: BA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a. | Election of Director: Robert A. Bradway | Management | For | DNV |
1b. | Election of Director: David L. Calhoun | Management | For | DNV |
1c. | Election of Director: Arthur D. Collins Jr. | Management | For | DNV |
1d. | Election of Director: Edmund P. Giambastiani Jr. | Management | For | DNV |
1e. | Election of Director: Lynn J. Good | Management | For | DNV |
1f. | Election of Director: Nikki R. Haley | Management | For | DNV |
1g. | Election of Director: Lawrence W. Kellner | Management | For | DNV |
1h. | Election of Director: Caroline B. Kennedy | Management | For | DNV |
1i. | Election of Director: Edward M. Liddy | Management | For | DNV |
1j. | Election of Director: Dennis A. Muilenburg | Management | For | DNV |
1k. | Election of Director: Susan C. Schwab | Management | For | DNV |
1l. | Election of Director: Ronald A. Williams | Management | For | DNV |
1m. | Election of Director: Mike S. Zafirovski | Management | For | DNV |
2. | Approve, on an Advisory Basis, Named Executive Officer Compensation. | Management | For | DNV |
3. | Ratify the Appointment of Deloitte & Touche LLP as Independent Auditor for 2019. | Management | For | DNV |
4. | Additional Report on Lobbying Activities. | Shareholder | Against | DNV |
5. | Impact of Share Repurchases on Performance Metrics. | Shareholder | Against | DNV |
6. | Independent Board Chairman. | Shareholder | Against | DNV |
7. | Remove Size Limit on Proxy Access Group. | Shareholder | Against | DNV |
8. | Mandatory Retention of Significant Stock by Executives | Shareholder | Against | DNV |
| ||||
THE BOEING COMPANY | ||||
Ticker: BA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Robert A. Bradway | Management | For | For |
1b | Elect Director David L. Calhoun | Management | For | For |
1c | Elect Director Arthur D. Collins, Jr. | Management | For | For |
1d | Elect Director Edmund P. Giambastiani, Jr. | Management | For | For |
1e | Elect Director Lynn J. Good | Management | For | For |
1f | Elect Director Nikki R. Haley | Management | For | For |
1g | Elect Director Lawrence W. Kellner | Management | For | For |
1h | Elect Director Caroline B. Kennedy | Management | For | For |
1i | Elect Director Edward M. Liddy | Management | For | For |
1j | Elect Director Dennis A. Muilenburg | Management | For | For |
1k | Elect Director Susan C. Schwab | Management | For | For |
1l | Elect Director Ronald A. Williams | Management | For | For |
1m | Elect Director Mike S. Zafirovski | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
5 | Adjust Executive Compensation Metrics for Share Buybacks | Shareholder | Against | Against |
6 | Require Independent Board Chairman | Shareholder | Against | For |
7 | Amend Proxy Access Right | Shareholder | Against | For |
8 | Adopt Share Retention Policy For Senior Executives | Shareholder | Against | For |
| ||||
THE ESTEE LAUDER COMPANIES, INC. | ||||
Ticker: EL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Rose Marie Bravo | Management | For | Withhold |
1.2 | Elect Director Paul J. Fribourg | Management | For | Withhold |
1.3 | Elect Director Irvine O. Hockaday, Jr. | Management | For | For |
1.4 | Elect Director Jennifer Hyman | Management | For | For |
1.5 | Elect Director Barry S. Sternlicht | Management | For | Withhold |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
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THE HOME DEPOT, INC. | ||||
Ticker: HD | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a. | Election of Director: Gerard J. Arpey | Management | For | DNV |
1b. | Election of Director: Ari Bousbib | Management | For | DNV |
1c. | Election of Director: Jeffery H. Boyd | Management | For | DNV |
1d. | Election of Director: Gregory D. Brenneman | Management | For | DNV |
1e. | Election of Director: J. Frank Brown | Management | For | DNV |
1f. | Election of Director: Albert P. Carey | Management | For | DNV |
1g. | Election of Director: Helena B. Foulkes | Management | For | DNV |
1h. | Election of Director: Linda R. Gooden | Management | For | DNV |
1i. | Election of Director: Wayne M. Hewett | Management | For | DNV |
1j. | Election of Director: Manuel Kadre | Management | For | DNV |
1k. | Election of Director: Stephanie C. Linnartz | Management | For | DNV |
1l. | Election of Director: Craig A. Menear | Management | For | DNV |
2. | Ratification of the Appointment of KPMG LLP | Management | For | DNV |
3. | Advisory Vote to Approve Executive Compensation ("Say-on-Pay") | Management | For | DNV |
4. | Shareholder Proposal Regarding EEO-1 Disclosure | Shareholder | Against | DNV |
5. | Shareholder Proposal to Reduce the Threshold to Call Special Shareholder Meetings to 10% of Outstanding Shares | Shareholder | Against | DNV |
6. | Shareholder Proposal Regarding Report on Prison Labor in the Supply Chain | Shareholder | Against | DNV |
| ||||
THE HOME DEPOT, INC. | ||||
Ticker: HD | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Gerard J. Arpey | Management | For | For |
1b | Elect Director Ari Bousbib | Management | For | For |
1c | Elect Director Jeffery H. Boyd | Management | For | For |
1d | Elect Director Gregory D. Brenneman | Management | For | For |
1e | Elect Director J. Frank Brown | Management | For | For |
1f | Elect Director Albert P. Carey | Management | For | For |
1g | Elect Director Helena B. Foulkes | Management | For | For |
1h | Elect Director Linda R. Gooden | Management | For | For |
1i | Elect Director Wayne M. Hewett | Management | For | For |
1j | Elect Director Manuel Kadre | Management | For | For |
1k | Elect Director Stephanie C. Linnartz | Management | For | For |
1l | Elect Director Craig A. Menear | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Prepare Employment Diversity Report and Report on Diversity Policies | Shareholder | Against | Against |
5 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | For |
6 | Report on Prison Labor in the Supply Chain | Shareholder | Against | Against |
| ||||
THE HOME DEPOT, INC. | ||||
Ticker: HD | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Gerard J. Arpey | Management | For | For |
1b | Elect Director Ari Bousbib | Management | For | For |
1c | Elect Director Jeffery H. Boyd | Management | For | For |
1d | Elect Director Gregory D. Brenneman | Management | For | For |
1e | Elect Director J. Frank Brown | Management | For | For |
1f | Elect Director Albert P. Carey | Management | For | For |
1g | Elect Director Helena B. Foulkes | Management | For | For |
1h | Elect Director Linda R. Gooden | Management | For | For |
1i | Elect Director Wayne M. Hewett | Management | For | For |
1j | Elect Director Manuel Kadre | Management | For | For |
1k | Elect Director Stephanie C. Linnartz | Management | For | For |
1l | Elect Director Craig A. Menear | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Prepare Employment Diversity Report and Report on Diversity Policies | Shareholder | Against | For |
5 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | For |
6 | Report on Prison Labor in the Supply Chain | Shareholder | Against | For |
| ||||
THE SHERWIN-WILLIAMS COMPANY | ||||
Ticker: SHW | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kerrii B. Anderson | Management | For | For |
1.2 | Elect Director Arthur F. Anton | Management | For | For |
1.3 | Elect Director Jeff M. Fettig | Management | For | For |
1.4 | Elect Director David F. Hodnik | Management | For | For |
1.5 | Elect Director Richard J. Kramer | Management | For | For |
1.6 | Elect Director Susan J. Kropf | Management | For | For |
1.7 | Elect Director John G. Morikis | Management | For | For |
1.8 | Elect Director Christine A. Poon | Management | For | For |
1.9 | Elect Director John M. Stropki | Management | For | For |
1.10 | Elect Director Michael H. Thaman | Management | For | For |
1.11 | Elect Director Matthew Thornton, III | Management | For | For |
1.12 | Elect Director Steven H. Wunning | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
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THE ULTIMATE SOFTWARE GROUP, INC. | ||||
Ticker: ULTI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1. | To adopt the Agreement and Plan of Merger, dated as of February 3, 2019 (as it may be amended from time to time, the merger agreement), by and among The Ultimate Software Group, Inc., a Delaware corporation (the Company), Unite Parent Corp., a Delaware co | Management | For | For |
2. | To approve, on an advisory (non-binding) basis, certain compensation that may be paid or become payable to the Companys named executive officers in connection with the merger. | Management | For | For |
3. | To approve the adjournment of the special meeting, if necessary or appropriate, including to solicit additional proxies if there are insufficient votes at the time of the special meeting to approve the proposal to adopt the merger agreement. | Management | For | For |
| ||||
THE ULTIMATE SOFTWARE GROUP, INC. | ||||
Ticker: ULTI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1. | To adopt the Agreement and Plan of Merger, dated as of February 3, 2019 (as it may be amended from time to time, the merger agreement), by and among The Ultimate Software Group, Inc., a Delaware corporation (the Company), Unite Parent Corp., a Delaware co | Management | For | For |
2. | To approve, on an advisory (non-binding) basis, certain compensation that may be paid or become payable to the Companys named executive officers in connection with the merger. | Management | For | For |
3. | To approve the adjournment of the special meeting, if necessary or appropriate, including to solicit additional proxies if there are insufficient votes at the time of the special meeting to approve the proposal to adopt the merger agreement. | Management | For | For |
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THE WALT DISNEY CO. | ||||
Ticker: DIS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Susan E. Arnold | Management | For | For |
1b | Elect Director Mary T. Barra | Management | For | For |
1c | Elect Director Safra A. Catz | Management | For | For |
1d | Elect Director Francis A. deSouza | Management | For | For |
1e | Elect Director Michael Froman | Management | For | For |
1f | Elect Director Robert A. Iger | Management | For | For |
1g | Elect Director Maria Elena Lagomasino | Management | For | For |
1h | Elect Director Mark G. Parker | Management | For | For |
1i | Elect Director Derica W. Rice | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
5 | Assess Feasibility of Cyber Security and Data Privacy as a Performance Measure for Senior Executive Compensation | Shareholder | Against | For |
| ||||
THE WALT DISNEY COMPANY | ||||
Ticker: DIS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
| ||||
THE WILLIAMS COMPANIES, INC. | ||||
Ticker: WMB | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Increase Authorized Common Stock | Management | For | For |
2 | Issue Shares in Connection with Acquisition | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
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THERMO FISHER SCIENTIFIC INC. | ||||
Ticker: TMO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Marc N. Casper | Management | For | For |
1b | Elect Director Nelson J. Chai | Management | For | For |
1c | Elect Director C. Martin Harris | Management | For | For |
1d | Elect Director Tyler Jacks | Management | For | For |
1e | Elect Director Judy C. Lewent | Management | For | For |
1f | Elect Director Thomas J. Lynch | Management | For | Against |
1g | Elect Director Jim P. Manzi | Management | For | For |
1h | Elect Director James C. Mullen | Management | For | For |
1i | Elect Director Lars R. Sorensen | Management | For | For |
1j | Elect Director Scott M. Sperling | Management | For | Against |
1k | Elect Director Elaine S. Ullian | Management | For | Against |
1l | Elect Director Dion J. Weisler | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| ||||
THERMO FISHER SCIENTIFIC INC. | ||||
Ticker: TMO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Marc N. Casper | Management | For | For |
1b | Elect Director Nelson J. Chai | Management | For | For |
1c | Elect Director C. Martin Harris | Management | For | For |
1d | Elect Director Tyler Jacks | Management | For | For |
1e | Elect Director Judy C. Lewent | Management | For | For |
1f | Elect Director Thomas J. Lynch | Management | For | For |
1g | Elect Director Jim P. Manzi | Management | For | For |
1h | Elect Director James C. Mullen | Management | For | For |
1i | Elect Director Lars R. Sorensen | Management | For | For |
1j | Elect Director Scott M. Sperling | Management | For | For |
1k | Elect Director Elaine S. Ullian | Management | For | For |
1l | Elect Director Dion J. Weisler | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| ||||
THOR INDUSTRIES, INC. | ||||
Ticker: THO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1..1 | DIRECTOR-Andrew Graves | Management | For | DNV |
1..2 | DIRECTOR-Amelia A. Huntington | Management | For | DNV |
1..3 | DIRECTOR-Christopher Klein | Management | For | DNV |
2. | Ratification of appointment of Deloitte & Touche LLP as our independent registered public accounting firm for our Fiscal Year 2019. | Management | For | DNV |
3. | Non-binding advisory vote to approve the compensation of our named executive officers (NEOs). | Management | For | DNV |
4. | Vote to declassify the Board of Directors. | Management | For | DNV |
| ||||
THOR INDUSTRIES, INC. | ||||
Ticker: THO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Andrew E. Graves | Management | For | For |
1.2 | Elect Director Amelia A. Huntington | Management | For | For |
1.3 | Elect Director Christopher Klein | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Declassify the Board of Directors | Management | For | For |
| ||||
TILRAY, INC. | ||||
Ticker: TLRY | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael Auerbach | Management | For | Withhold |
1.2 | Elect Director Rebekah Dopp | Management | For | Withhold |
2 | Ratify Deloitte LLP as Auditors | Management | For | For |
| ||||
TOTAL SYSTEM SERVICES, INC. | ||||
Ticker: | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect F. Thaddeus Arroyo | Management | For | For |
2 | Elect Kriss Cloninger III | Management | For | For |
3 | Elect Walter W. Driver, Jr. | Management | For | For |
4 | Elect Sidney E. Harris | Management | For | For |
5 | Elect Joia M. Johnson | Management | For | For |
6 | Elect Connie D. McDaniel | Management | For | For |
7 | Elect Richard A. Smith | Management | For | For |
8 | Elect John T. Turner | Management | For | For |
9 | Elect M. Troy Woods | Management | For | For |
10 | Ratification of Auditor | Management | For | For |
11 | Advisory Vote on Executive Compensation | Management | For | For |
12 | Elimination of Supermajority Requirement | Management | For | For |
| ||||
TOWER SEMICONDUCTOR LTD. | ||||
Ticker: | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Amir Elstein | Management | For | For |
2 | Elect Kalman Kaufman | Management | For | For |
3 | Elect Dana Gross | Management | For | For |
4 | Elect Rami Guzman | Management | For | For |
5 | Elect Yoav Chelouche | Management | For | For |
6 | Elect Alex Kornhauser | Management | For | For |
7 | Elect Ilan Flato | Management | For | For |
8 | Elect Iris Avner | Management | For | For |
9 | Elect Russell C Ellwanger | Management | For | For |
10 | Elect Jerry D. Neal | Management | For | For |
11 | Appoint Amir Elstein as Board Chair | Management | For | For |
12 | Base Salary Increase of CEO | Management | For | For |
13 | Declaration of Material Interest | Management | N/A | Against |
14 | Equity Grant of CEO | Management | For | For |
15 | Declaration of Material Interest | Management | N/A | Against |
16 | Equity Grant of Directors | Management | For | For |
17 | Appointment of Auditor and Authority to Set Fees | Management | For | For |
| ||||
TRACTOR SUPPLY COMPANY | ||||
Ticker: TSCO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Cynthia T. Jamison | Management | For | For |
1.2 | Elect Director Ricardo Cardenas | Management | For | For |
1.3 | Elect Director Denise L. Jackson | Management | For | For |
1.4 | Elect Director Thomas A. Kingsbury | Management | For | For |
1.5 | Elect Director Ramkumar Krishnan | Management | For | For |
1.6 | Elect Director George MacKenzie | Management | For | For |
1.7 | Elect Director Edna K. Morris | Management | For | For |
1.8 | Elect Director Mark J. Weikel | Management | For | For |
1.9 | Elect Director Gregory A. Sandfort | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
TRANSUNION | ||||
Ticker: | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect George M. Awad | Management | For | For |
1.2 | Elect Christopher A. Cartwright | Management | For | For |
1.3 | Elect Siddharth N. Mehta | Management | For | For |
1.4 | Elect Andrew Prozes | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Advisory Vote on Executive Compensation | Management | For | For |
| ||||
TRIBUNE MEDIA CO. | ||||
Ticker: TRCO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Advisory Vote on Golden Parachutes | Management | For | Against |
3 | Adjourn Meeting | Management | For | For |
| ||||
TRIBUNE MEDIA CO. | ||||
Ticker: TRCO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Ross Levinsohn | Management | For | Withhold |
1b | Elect Director Peter E. Murphy | Management | For | Withhold |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ||||
TRIBUNE MEDIA COMPANY | ||||
Ticker: TRCO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1. | Adoption of the Merger Agreement: To consider and vote on a proposal to adopt the agreement and plan of merger, dated as of November 30, 2018 (as amended from time to time, the "Merger Agreement"), by and among Tribune Media Company ("Tribune"), Nexstar M | Management | For | For |
2. | Advisory Vote Regarding Merger Related Named Executive Officer Compensation: To consider and vote on a non-binding, advisory proposal to approve the compensation that may become payable to Tribune's named executive officers in connection with the consumma | Management | For | For |
3. | Approval of Special Meeting: To consider and vote on a proposal to adjourn the Tribune special meeting, if necessary or appropriate, including adjournments to permit further solicitation of proxies in favor of the proposal to adopt the Merger Agreement. | Management | For | For |
| ||||
TRIBUNE MEDIA COMPANY | ||||
Ticker: TRCO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a. | Election of Director: Ross Levinsohn | Management | For | For |
1b. | Election of Director: Peter E. Murphy | Management | For | For |
2. | Advisory vote approving executive compensation. | Management | For | For |
3. | The ratification of the appointment of PricewaterhouseCoopers LLP as independent registered public accounting firm for the 2019 fiscal year. | Management | For | For |
| ||||
TRIMBLE INC. | ||||
Ticker: | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Steven W. Berglund | Management | For | For |
1.2 | Elect Kaigham Gabriel | Management | For | For |
1.3 | Elect Merit E. Janow | Management | For | For |
1.4 | Elect Ulf J. Johansson | Management | For | For |
1.5 | Elect Meaghan Lloyd | Management | For | For |
1.6 | Elect Sandra MacQuillan | Management | For | For |
1.7 | Elect Ronald S. Nersesian | Management | For | For |
1.8 | Elect Mark S. Peek | Management | For | For |
1.9 | Elect Johan Wibergh | Management | For | For |
2 | Advisory Vote on Executive Compensation | Management | For | For |
3 | Ratification of Auditor | Management | For | For |
| ||||
TRINET GROUP, INC. | ||||
Ticker: | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Martin Babinec | Management | For | For |
1.2 | Elect Paul E. Chamberlain | Management | For | For |
1.3 | Elect Wayne B. Lowell | Management | For | For |
2 | Advisory Vote on Executive Compensation | Management | For | For |
3 | Ratification of Auditor | Management | For | For |
4 | Approval of the 2019 Equity Incentive Plan | Management | For | For |
5 | Amendment to the 2017 Non-Employee Director Compensation Plan | Management | For | For |
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TRINITY INDUSTRIES, INC. | ||||
Ticker: TRN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John L. Adams | Management | For | For |
1.2 | Elect Director Brandon B. Boze | Management | For | For |
1.3 | Elect Director John J. Diez | Management | For | For |
1.4 | Elect Director Leldon E. Echols | Management | For | For |
1.5 | Elect Director Charles W. Matthews | Management | For | For |
1.6 | Elect Director E. Jean Savage | Management | For | For |
1.7 | Elect Director Dunia A. Shive | Management | For | For |
1.8 | Elect Director Timothy R. Wallace | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
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TRUPANION, INC. | ||||
Ticker: | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Michael Doak | Management | For | For |
1.2 | Elect Darryl Rawlings | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Advisory Vote on Executive Compensation | Management | For | For |
4 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
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TWENTY-FIRST CENTURY FOX, INC. | ||||
Ticker: FOX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1. | IMPORTANT: The special meeting of stockholders scheduled for July 10, 2018 has been postponed and voting will no longer be processed. A new proxy with a July 27, 2018 meeting date will be sent to stockholders as soon as it is available and a NEW VOTE wil | Management | For | DNV |
2. | IMPORTANT: The special meeting of stockholders scheduled for July 10, 2018 has been postponed and voting will no longer be processed. A new proxy with a July 27, 2018 meeting date will be sent to stockholders as soon as it is available and a NEW VOTE wil | Management | For | DNV |
3. | IMPORTANT: The special meeting of stockholders scheduled for July 10, 2018 has been postponed and voting will no longer be processed. A new proxy with a July 27, 2018 meeting date will be sent to stockholders as soon as it is available and a NEW VOTE wil | Management | For | DNV |
4. | IMPORTANT: The special meeting of stockholders scheduled for July 10, 2018 has been postponed and voting will no longer be processed. A new proxy with a July 27, 2018 meeting date will be sent to stockholders as soon as it is available and a NEW VOTE wil | Management | For | DNV |
5. | IMPORTANT: The special meeting of stockholders scheduled for July 10, 2018 has been postponed and voting will no longer be processed. A new proxy with a July 27, 2018 meeting date will be sent to stockholders as soon as it is available and a NEW VOTE wil | Management | For | DNV |
6. | IMPORTANT: The special meeting of stockholders scheduled for July 10, 2018 has been postponed and voting will no longer be processed. A new proxy with a July 27, 2018 meeting date will be sent to stockholders as soon as it is available and a NEW VOTE wil | Management | For | DNV |
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TWENTY-FIRST CENTURY FOX, INC. | ||||
Ticker: FOX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1. | A proposal to adopt the Amended and Restated Agreement and Plan of Merger, dated as of June 20, 2018, as it may be amended from time to time, by and among Twenty-First Century Fox, Inc. ("21CF"), a Delaware corporation, The Walt Disney Company ("Disney"), | Management | For | For |
2. | A proposal to adopt the Amended and Restated Distribution Agreement and Plan of Merger, dated as of June 20, 2018, as it may be amended from time to time, by and between 21CF and 21CF Distribution Merger Sub, Inc., a Delaware corporation, a copy of which | Management | For | For |
3. | A proposal to approve an amendment to the Restated Certificate of Incorporation of 21CF (referred to as the "21CF charter") with respect to the hook stock shares as described in the accompanying joint proxy statement/prospectus and the certificate of amen | Management | For | For |
4. | A proposal to approve adjournments of the 21CF special meeting, if necessary or appropriate, to solicit additional proxies if there are insufficient votes at the time of the 21CF special meeting to approve the combination merger proposal, the distribution | Management | For | For |
5. | A proposal to approve, by non-binding, advisory vote, certain compensation that may be paid or become payable to 21CF's named executive officers in connection with the transactions and the agreements and understandings pursuant to which such compensation | Management | For | For |
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TWENTY-FIRST CENTURY FOX, INC. | ||||
Ticker: FOXA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Approve Distribution Agreement | Management | For | For |
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TWENTY-FIRST CENTURY FOX, INC. | ||||
Ticker: FOX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a. | Election of Director: K. Rupert Murdoch AC | Management | For | For |
1b. | Election of Director: Lachlan K. Murdoch | Management | For | For |
1c. | Election of Director: Delphine Arnault | Management | For | For |
1d. | Election of Director: James W. Breyer | Management | For | For |
1e. | Election of Director: Chase Carey | Management | For | For |
1f. | Election of Director: David F. DeVoe | Management | For | For |
1g. | Election of Director: Sir Roderick I. Eddington | Management | For | For |
1h. | Election of Director: James R. Murdoch | Management | For | For |
1i. | Election of Director: Jacques Nasser AC | Management | For | For |
1j. | Election of Director: Robert S. Silberman | Management | For | For |
1k. | Election of Director: Tidjane Thiam | Management | For | For |
2. | Proposal to ratify the selection of Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending June 30, 2019. | Management | For | For |
3. | Advisory Vote on Executive Compensation. | Management | For | For |
4. | Stockholder Proposal regarding Elimination of the Company's Dual Class Capital Structure. | Shareholder | Against | Against |
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UNION PACIFIC CORPORATION | ||||
Ticker: UNP | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a. | Election of Director: Andrew H. Card Jr. | Management | For | DNV |
1b. | Election of Director: Erroll B. Davis Jr. | Management | For | DNV |
1c. | Election of Director: William J. DeLaney | Management | For | DNV |
1d. | Election of Director: David B. Dillon | Management | For | DNV |
1e. | Election of Director: Lance M. Fritz | Management | For | DNV |
1f. | Election of Director: Deborah C. Hopkins | Management | For | DNV |
1g. | Election of Director: Jane H. Lute | Management | For | DNV |
1h. | Election of Director: Michael R. McCarthy | Management | For | DNV |
1i. | Election of Director: Thomas F. McLarty III | Management | For | DNV |
1j. | Election of Director: Bhavesh V. Patel | Management | For | DNV |
1k. | Election of Director: Jose H. Villarreal | Management | For | DNV |
2. | Ratification of the appointment of Deloitte & Touche LLP as the independent registered public accounting firm of the Company for 2019. | Management | For | DNV |
3. | An advisory vote to approve executive compensation ("Say on Pay"). | Management | For | DNV |
4. | Shareholder proposal regarding Independent Chairman if properly presented at the Annual Meeting. | Shareholder | Against | DNV |
| ||||
UNION PACIFIC CORPORATION | ||||
Ticker: UNP | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Andrew H. Card, Jr. | Management | For | For |
1b | Elect Director Erroll B. Davis, Jr. | Management | For | For |
1c | Elect Director William J. DeLaney | Management | For | For |
1d | Elect Director David B. Dillon | Management | For | For |
1e | Elect Director Lance M. Fritz | Management | For | For |
1f | Elect Director Deborah C. Hopkins | Management | For | For |
1g | Elect Director Jane H. Lute | Management | For | For |
1h | Elect Director Michael R. McCarthy | Management | For | For |
1i | Elect Director Thomas F. McLarty, III | Management | For | For |
1j | Elect Director Bhavesh V. Patel | Management | For | For |
1k | Elect Director Jose H. Villarreal | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
| ||||
UNIPER SE | ||||
Ticker: | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
CMMT | PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO PARAGRAPH 21 OF THE SECURITIES-TRADE ACT ON 9TH JULY 2015 AND THE OVER-RULING OF THE DISTRICT COURT IN-COLOGNE JUDGMENT FROM 6TH JUNE 2012 THE VOTING PROCESS HAS NOW CHANGED WITH-REGARD TO THE GERMAN REGISTERED | Management | None | DNV |
CMMT | THE VOTE/REGISTRATION DEADLINE AS DISPLAYED ON PROXYEDGE IS SUBJECT TO CHANGE-AND WILL BE UPDATED AS SOON AS BROADRIDGE RECEIVES CONFIRMATION FROM THE SUB-CUSTODIANS REGARDING THEIR INSTRUCTION DEADLINE. FOR ANY QUERIES PLEASE-CONTACT YOUR CLIENT SERVICES | Management | None | DNV |
CMMT | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN-CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE-NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE EXCLUDED WHEN YOUR SHARE IN | Management | None | DNV |
CMMT | COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 07.05.2019. FURTHER INFORMATION ON-COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE REFER-TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE-ITEMS, YOU WILL NEED TO | Management | None | DNV |
1 | PRESENTATION OF THE FINANCIAL STATEMENTS AND ANNUAL REPORTS: PRESENTATION OF-THE FINANCIAL STATEMENTS AND ANNUAL REPORT FOR THE 2018 FINANCIAL YEAR WITH- THE REPORT OF THE SUPERVISORY BOARD, THE GROUP FINANCIAL STATEMENTS AND GROUP-ANNUAL REPORT | Management | None | DNV |
2 | RESOLUTION ON APPROPRIATION OF DISTRIBUTABLE PROFIT: EUR 0.90 PER DIVIDEND-ENTITLED NO-PAR SHARE | Management | For | Abstain |
3 | RESOLUTION ON THE DISCHARGE OF THE MEMBERS OF UNIPER SE'S MANAGEMENT BOARD FOR FINANCIAL YEAR 2017 | Management | For | Abstain |
4 | RESOLUTION ON THE DISCHARGE OF THE MEMBERS OF UNIPER SE'S MANAGEMENT BOARD FOR FINANCIAL YEAR 2018 | Management | For | Abstain |
5 | RESOLUTION ON THE DISCHARGE OF THE MEMBERS OF UNIPER SE'S SUPERVISORY BOARD FOR FINANCIAL YEAR 2018 | Management | For | Abstain |
6 | RESOLUTION ON THE APPOINTMENT OF THE AUDITOR FOR THE ANNUAL FINANCIAL STATEMENTS AND THE CONSOLIDATED FINANCIAL STATEMENTS, RESPECTIVELY, APPOINTMENT OF THE AUDITOR FOR A POTENTIAL AUDITOR'S REVIEW OF ABBREVIATED FINANCIAL STATEMENTS AND INTERIM MANAGEMEN | Management | For | Abstain |
7 | RESOLUTION ON ELECTIONS TO THE SUPERVISORY BOARD: MR MARKUS RAURAMO, HELSINKI | Management | For | Abstain |
8 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: RESOLUTION ON THE APPOINTMENT OF A SPECIAL AUDITOR: JOCHEN JAHN | Shareholder | Against | Abstain |
9 | AUTHORISATION TO ACQUIRE AND USE TREASURY SHARES IN ACCORDANCE WITH SECTION 71 PARA. 1 NO. 8 AKTG | Management | For | Abstain |
10 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: RESOLUTION ON INSTRUCTING THE MANAGEMENT BOARD TO PREPARE THE CONCLUSION OF A LAWFUL CONTROL AGREEMENT BETWEEN UNIPER SE AS CONTROLLED COMPANY AND FORTUM OYJ OR ONE OF ITS SUBSIDIARIES AS CONTROL | Shareholder | Against | For |
11.1 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: RESOLUTION ON INSTRUCTING THE MANAGEMENT BOARD TO PREPARE A SPIN-OFF OF THE INTERNATIONAL POWER BUSINESS SEGMENT | Shareholder | Against | For |
11.2 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: RESOLUTION ON INSTRUCTING THE MANAGEMENT BOARD TO PREPARE A SPIN-OFF OF THE EUROPEAN GENERATION BUSINESS SEGMENT IN SWEDEN | Shareholder | Against | For |
| ||||
UNITED RENTALS, INC. | ||||
Ticker: URI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a. | Election of Director: Jose B. Alvarez | Management | For | DNV |
1b. | Election of Director: Marc A. Bruno | Management | For | DNV |
1c. | Election of Director: Matthew J. Flannery | Management | For | DNV |
1d. | Election of Director: Bobby J. Griffin | Management | For | DNV |
1e. | Election of Director: Kim Harris Jones | Management | For | DNV |
1f. | Election of Director: Terri L. Kelly | Management | For | DNV |
1g. | Election of Director: Michael J. Kneeland | Management | For | DNV |
1h. | Election of Director: Gracia C. Martore | Management | For | DNV |
1i. | Election of Director: Jason D. Papastavrou | Management | For | DNV |
1j. | Election of Director: Filippo Passerini | Management | For | DNV |
1k. | Election of Director: Donald C. Roof | Management | For | DNV |
1l. | Election of Director: Shiv Singh | Management | For | DNV |
2. | Ratification of Appointment of Public Accounting Firm. | Management | For | DNV |
3. | Advisory Approval of Executive Compensation. | Management | For | DNV |
4. | Approval of 2019 Long Term Incentive Plan. | Management | For | DNV |
5. | Stockholder Proposal on Right to Act by Written Consent. | Shareholder | Against | DNV |
| ||||
UNITEDHEALTH GROUP INC | ||||
Ticker: UNH | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect William C. Ballard, Jr. | Management | For | For |
2 | Elect Richard T. Burke | Management | For | For |
3 | Elect Timothy P. Flynn | Management | For | For |
4 | Elect Stephen J. Hemsley | Management | For | For |
5 | Elect Michele J. Hooper | Management | For | For |
6 | Elect F. William McNabb, III | Management | For | For |
7 | Elect Valerie C. Montgomery Rice | Management | For | For |
8 | Elect John H. Noseworthy | Management | For | For |
9 | Elect Glenn M. Renwick | Management | For | For |
10 | Elect David S. Wichmann | Management | For | For |
11 | Elect Gail R. Wilensky | Management | For | For |
12 | Advisory Vote on Executive Compensation | Management | For | For |
13 | Ratification of Auditor | Management | For | For |
14 | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | Shareholder | Against | Against |
| ||||
UNITEDHEALTH GROUP INCORPORATED | ||||
Ticker: | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect William C. Ballard, Jr. | Management | For | For |
2 | Elect Richard T. Burke | Management | For | For |
3 | Elect Timothy P. Flynn | Management | For | For |
4 | Elect Stephen J. Hemsley | Management | For | For |
5 | Elect Michele J. Hooper | Management | For | For |
6 | Elect F. William McNabb, III | Management | For | For |
7 | Elect Valerie C. Montgomery Rice | Management | For | For |
8 | Elect John H. Noseworthy | Management | For | For |
9 | Elect Glenn M. Renwick | Management | For | For |
10 | Elect David S. Wichmann | Management | For | For |
11 | Elect Gail R. Wilensky | Management | For | For |
12 | Advisory Vote on Executive Compensation | Management | For | For |
13 | Ratification of Auditor | Management | For | For |
14 | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | Shareholder | Against | Against |
| ||||
UNITEDHEALTH GROUP INCORPORATED | ||||
Ticker: UNH | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director William C. Ballard, Jr. | Management | For | For |
1b | Elect Director Richard T. Burke | Management | For | For |
1c | Elect Director Timothy P. Flynn | Management | For | For |
1d | Elect Director Stephen J. Hemsley | Management | For | For |
1e | Elect Director Michele J. Hooper | Management | For | For |
1f | Elect Director F. William McNabb, III | Management | For | For |
1g | Elect Director Valerie C. Montgomery Rice | Management | For | For |
1h | Elect Director John H. Noseworthy | Management | For | For |
1i | Elect Director Glenn M. Renwick | Management | For | For |
1j | Elect Director David S. Wichmann | Management | For | For |
1k | Elect Director Gail R. Wilensky | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
4 | Amend Proxy Access Right | Shareholder | Against | Against |
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URBAN OUTFITTERS, INC. | ||||
Ticker: URBN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a. | Election of Director: Edward N. Antoian | Management | For | DNV |
1b. | Election of Director: Sukhinder Singh Cassidy | Management | For | DNV |
1c. | Election of Director: Harry S. Cherken, Jr. | Management | For | DNV |
1d. | Election of Director: Scott Galloway | Management | For | DNV |
1e. | Election of Director: Robert L. Hanson | Management | For | DNV |
1f. | Election of Director: Margaret A. Hayne | Management | For | DNV |
1g. | Election of Director: Richard A. Hayne | Management | For | DNV |
1h. | Election of Director: Elizabeth Ann Lambert | Management | For | DNV |
1i. | Election of Director: Joel S. Lawson III | Management | For | DNV |
1j. | Election of Director: Wesley McDonald | Management | For | DNV |
1k. | Election of Director: Todd R. Morgenfeld | Management | For | DNV |
2. | To ratify the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for Fiscal Year 2020. | Management | For | DNV |
3. | Advisory vote to approve executive compensation. | Management | For | DNV |
4. | Shareholder proposal regarding supply chain transparency. | Shareholder | Against | DNV |
| ||||
VERISIGN, INC. | ||||
Ticker: | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect D. James Bidzos | Management | For | For |
2 | Elect Kathleen A. Cote | Management | For | For |
3 | Elect Thomas F. Frist, III | Management | For | For |
4 | Elect Jamie S. Gorelick | Management | For | For |
5 | Elect Roger H. Moore | Management | For | For |
6 | Elect Louis A. Simpson | Management | For | For |
7 | Elect Timothy Tomlinson | Management | For | For |
8 | Advisory Vote on Executive Compensation | Management | For | For |
9 | Ratification of Auditor | Management | For | For |
10 | Shareholder Proposal Regarding Independent Chair | Shareholder | Against | Against |
| ||||
VERSUM MATERIALS, INC. | ||||
Ticker: VSM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1. | Adoption of the Agreement and Plan of Merger, dated as of January 27, 2019 (as it may be amended from time to time) (the "merger agreement"), by and between Versum Materials, Inc. ("Versum") and Entegris, Inc. ("Entegris"), pursuant to which Versum will m | Management | Against | DNV |
2. | Approval, on a non-binding, advisory basis, of certain compensation that will or may be paid to Versum's named executive officers in connection with the transactions contemplated by the merger agreement. | Management | Against | DNV |
3. | Approval of the adjournment of the Special meeting of Versum stockholders to solicit additional proxies if there are not sufficient votes at the time of the special meeting of Versum stockholders to approve the Versum merger agreement proposal or to ensur | Management | Against | DNV |
| ||||
VERSUM MATERIALS, INC. | ||||
Ticker: VSM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1. | Adoption of the Agreement and Plan of Merger, dated as of January 27, 2019 (as it may be amended from time to time) (the "merger agreement"), by and between Versum Materials, Inc. ("Versum") and Entegris, Inc. ("Entegris"), pursuant to which Versum will m | Management | For | DNV |
2. | Approval, on a non-binding, advisory basis, of certain compensation that will or may be paid to Versum's named executive officers in connection with the transactions contemplated by the merger agreement (the "Versum compensation proposal"). | Management | For | DNV |
3. | Approval of the adjournment of the Special meeting of Versum stockholders to solicit additional proxies if there are not sufficient votes at the time of the special meeting of Versum stockholders to approve the Versum merger agreement proposal or to ensur | Management | For | DNV |
| ||||
VERSUM MATERIALS, INC. | ||||
Ticker: VSM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1. | Adoption of the Agreement and Plan of Merger, dated as of April 12, 2019 (as it may be amended from time to time) (the "merger agreement"), by and among Versum Materials, Inc. ("Versum"), Merck KGaA, Darmstadt, Germany ("Parent"), and EMD Performance Mate | Management | For | For |
2. | Approval, on a non-binding, advisory basis, of the compensation that will or may be paid to Versum's named executive officers in connection with the transactions contemplated by the merger agreement ("the compensation proposal"). | Management | For | For |
3. | Approval of the adjournment of the special meeting to solicit additional proxies if there are not sufficient votes at the time of the special meeting to approve the merger agreement proposal or to ensure that any supplement or amendment to the accompanyin | Management | For | For |
| ||||
VERSUM MATERIALS, INC. | ||||
Ticker: VSM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Advisory Vote on Golden Parachutes | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
| ||||
VERTEX PHARMACEUTICALS, INC. | ||||
Ticker: VRTX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Sangeeta N. Bhatia | Management | For | For |
2 | Elect Lloyd A. Carney | Management | For | For |
3 | Elect Terrence C. Kearney | Management | For | For |
4 | Elect Yuchun Lee | Management | For | For |
5 | Elect Jeffrey M. Leiden | Management | For | For |
6 | Elect Bruce I. Sachs | Management | For | For |
7 | Amendment to the 2013 Stock and Option Plan | Management | For | For |
8 | Amendment to the Employee Stock Purchase Plan | Management | For | For |
9 | Ratification of Auditor | Management | For | For |
10 | Advisory Vote on Executive Compensation | Management | For | For |
11 | Shareholder Proposal Regarding Linking Executive Compensation to Drug Pricing | Shareholder | Against | Against |
12 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against |
| ||||
VIKING THERAPEUTICS INC | ||||
Ticker: VKTX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.001 | Elect Matthew W. Foehr | Management | For | For |
1.002 | Elect Charles A. Rowland, Jr. | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
| ||||
VISA INC. | ||||
Ticker: | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Lloyd A. Carney | Management | For | For |
2 | Elect Mary B. Cranston | Management | For | For |
3 | Elect Francisco Javier Fernandez-Carbajal | Management | For | For |
4 | Elect Alfred F. Kelly, Jr. | Management | For | For |
5 | Elect John F. Lundgren | Management | For | For |
6 | Elect Robert W. Matschullat | Management | For | For |
7 | Elect Denise M. Morrison | Management | For | For |
8 | Elect Suzanne Nora Johnson | Management | For | For |
9 | Elect John A.C. Swainson | Management | For | For |
10 | Elect Maynard G. Webb, Jr. | Management | For | For |
11 | Advisory Vote on Executive Compensation | Management | For | For |
12 | Ratification of Auditor | Management | For | For |
| ||||
VISA, INC. | ||||
Ticker: V | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Lloyd A. Carney | Management | For | For |
1b | Elect Director Mary B. Cranston | Management | For | For |
1c | Elect Director Francisco Javier Fernandez-Carbajal | Management | For | For |
1d | Elect Director Alfred F. Kelly, Jr. | Management | For | For |
1e | Elect Director John F. Lundgren | Management | For | For |
1f | Elect Director Robert W. Matschullat | Management | For | For |
1g | Elect Director Denise M. Morrison | Management | For | For |
1h | Elect Director Suzanne Nora Johnson | Management | For | For |
1i | Elect Director John A.C. Swainson | Management | For | For |
1j | Elect Director Maynard G. Webb, Jr. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
| ||||
VIVENDI SA | ||||
Ticker: VIV | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Auditors' Special Report on Related-Party Transactions Mentioning the Absence of New Transactions | Management | For | Against |
4 | Approve Allocation of Income and Dividends of EUR 0.50 per Share | Management | For | For |
5 | Approve Compensation of Vincent Bollore, Chairman of the Supervisory Board Until April 19, 2018 | Management | For | For |
6 | Approve Compensation of Yannick Bollore, Chairman of the Supervisory Board Since April 19, 2018 | Management | For | Against |
7 | Approve Compensation of Arnaud de Puyfontaine, Chairman of the Management Board | Management | For | Against |
8 | Approve Compensation of Gilles Alix, Management Board Member | Management | For | Against |
9 | Approve Compensation of Cedric de Bailliencourt, Management Board Member | Management | For | Against |
10 | Approve Compensation of Frederic Crepin, Management Board Member | Management | For | Against |
11 | Approve Compensation of Simon Gillham, Management Board Member | Management | For | Against |
12 | Approve Compensation of Herve Philippe, Management Board Member | Management | For | Against |
13 | Approve Compensation of Stephane Roussel, Management Board Member | Management | For | Against |
14 | Approve Remuneration Policy for Supervisory Board Members and Chairman | Management | For | Against |
15 | Approve Remuneration Policy for Chairman of the Management Board | Management | For | Against |
16 | Approve Remuneration Policy for Management Board Members | Management | For | Against |
17 | Approve Conditional Agreement with Arnaud de Puyfontaine, Chairman of the Management Board | Management | For | For |
18 | Approve Additional Pension Scheme Agreement with Arnaud de Puyfontaine, Chairman of the Management Board | Management | For | For |
19 | Approve Additional Pension Scheme Agreement with Gilles Alix, Management Board Member | Management | For | For |
20 | Approve Additional Pension Scheme Agreement with Cedric de Bailliencourt, Management Board Member | Management | For | For |
21 | Approve Additional Pension Scheme Agreement with Frederic Crepin, Management Board Member | Management | For | For |
22 | Approve Additional Pension Scheme Agreement with Simon Gillham, Management Board Member | Management | For | For |
23 | Approve Additional Pension Scheme Agreement with Herve Philippe, Management Board Member | Management | For | For |
24 | Approve Additional Pension Scheme Agreement with Stephane Roussel, Management Board Member | Management | For | For |
25 | Elect Cyrille Bollore as Supervisory Board Member | Management | For | For |
26 | Reelect Dominique Delport as Supervisory Board Member | Management | For | For |
27 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
28 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
29 | Authorize Specific Buyback Program and Cancellation of Repurchased Share | Management | For | Against |
30 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 750 Million | Management | For | For |
31 | Authorize Capitalization of Reserves of Up to EUR 375 Million for Bonus Issue or Increase in Par Value | Management | For | For |
32 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
33 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans for Employees of International Subsidiaries | Management | For | For |
34 | Approve Change of Corporate Form to Societe Europeenne (SE) | Management | For | For |
35 | Change Company Name to Vivendi SE and Amend Bylaws Accordingly | Management | For | For |
36 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| ||||
VULCAN MATERIALS COMPANY | ||||
Ticker: VMC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a. | Election of Director: Kathleen L. Quirk | Management | For | DNV |
1b. | Election of Director: David P. Steiner | Management | For | DNV |
1c. | Election of Director: Lee J. Styslinger, III | Management | For | DNV |
2. | Approval, on an advisory basis, of the compensation of our named executive officers. | Management | For | DNV |
3. | Ratification of the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for 2019. | Management | For | DNV |
| ||||
WABCO HOLDINGS INC. | ||||
Ticker: WBC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jacques Esculier | Management | For | For |
1.2 | Elect Director Thomas S. Gross | Management | For | For |
1.3 | Elect Director Henry R. Keizer | Management | For | For |
2 | Ratify Ernst & Young Bedrijfsrevisoren BCVBA/Reviseurs d'Entreprises SCCRL as Auditor | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
WABCO HOLDINGS INC. | ||||
Ticker: WBC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Advisory Vote on Golden Parachutes | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
| ||||
WALGREENS BOOTS ALLIANCE, INC. | ||||
Ticker: WBA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Jose E. Almeida | Management | For | For |
1b | Elect Director Janice M. Babiak | Management | For | Against |
1c | Elect Director David J. Brailer | Management | For | Against |
1d | Elect Director William C. Foote | Management | For | For |
1e | Elect Director Ginger L. Graham | Management | For | Against |
1f | Elect Director John A. Lederer | Management | For | For |
1g | Elect Director Dominic P. Murphy | Management | For | For |
1h | Elect Director Stefano Pessina | Management | For | For |
1i | Elect Director Leonard D. Schaeffer | Management | For | For |
1j | Elect Director Nancy M. Schlichting | Management | For | Against |
1k | Elect Director James A. Skinner | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Against |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Require Independent Board Chairman | Shareholder | Against | For |
6 | Use GAAP for Executive Compensation Metrics | Shareholder | Against | Against |
7 | Report on Governance Measures Implemented Related to Opioids | Shareholder | Against | For |
8 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | For |
| ||||
WARRIOR MET COAL, INC. | ||||
Ticker: HCC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1..1 | DIRECTOR-Stephen D. Williams | Management | For | For |
1..2 | DIRECTOR-Ana B. Amicarella | Management | For | For |
1..3 | DIRECTOR-J. Brett Harvey | Management | For | For |
1..4 | DIRECTOR-Trevor Mills | Management | For | For |
1..5 | DIRECTOR-Walter J. Scheller, III | Management | For | For |
1..6 | DIRECTOR-Alan H. Schumacher | Management | For | For |
1..7 | DIRECTOR-Gareth N. Turner | Management | For | For |
2. | To approve, on an advisory basis, the compensation of the Company's named executive officers. | Management | For | For |
3. | To approve the amendment to the Company's Certificate of Incorporation to effect a three-year extension to the 382 Transfer Restriction Provisions. | Management | For | For |
4. | To ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for 2019. | Management | For | For |
| ||||
WASTE MANAGEMENT, INC. | ||||
Ticker: WM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Frank M. Clark, Jr. | Management | For | For |
1b | Elect Director James C. Fish, Jr. | Management | For | For |
1c | Elect Director Andres R. Gluski | Management | For | For |
1d | Elect Director Patrick W. Gross | Management | For | For |
1e | Elect Director Victoria M. Holt | Management | For | For |
1f | Elect Director Kathleen M. Mazzarella | Management | For | For |
1g | Elect Director John C. Pope | Management | For | For |
1h | Elect Director Thomas H. Weidemeyer | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Limit Accelerated Vesting of Equity Awards Upon a Change in Control | Shareholder | Against | Against |
| ||||
WEB.COM GROUP, INC. | ||||
Ticker: WEB | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1. | To vote for the adoption of the Amended and Restated Agreement and Plan of Merger, dated as of August 5, 2018, by and among Parker Private Holdings II, LLC (Parent), Parker Private Merger Sub, Inc. and Web.com Group, Inc., and approve the transactions con | Management | For | For |
2. | Approve, on an advisory basis, compensation that may be paid or become payable to Web.com's named executive officers, in connection with the Merger. | Management | For | For |
3. | Approve the adjournment or postponement of the Special Meeting, if necessary or appropriate, including to solicit additional proxies if there are insufficient votes to approve the Merger Proposal. | Management | For | For |
| ||||
WELLCARE HEALTH PLANS INC. | ||||
Ticker: WCG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Richard C. Breon | Management | For | For |
2 | Elect Kenneth A. Burdick | Management | For | For |
3 | Elect Amy Compton-Phillips | Management | For | For |
4 | Elect H. James Dallas | Management | For | For |
5 | Elect Kevin F. Hickey | Management | For | For |
6 | Elect Christian P. Michalik | Management | For | For |
7 | Elect Bobby Jindal | Management | For | For |
8 | Elect William L. Trubeck | Management | For | For |
9 | Elect Kathleen E. Walsh | Management | For | For |
10 | Approval of the 2019 Incentive Compensation Plan | Management | For | For |
11 | Ratification of Auditor | Management | For | For |
12 | Advisory Vote on Executive Compensation | Management | For | For |
| ||||
WEX INC. | ||||
Ticker: | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Shikhar Ghosh | Management | For | For |
2 | Elect James Neary | Management | For | For |
3 | Elect Melissa D. Smith | Management | For | For |
4 | Elect Daniel Callahan | Management | For | For |
5 | Advisory Vote on Executive Compensation | Management | For | For |
6 | Approval of the 2019 Equity and Incentive Plan | Management | For | For |
7 | Ratification of Auditor | Management | For | For |
| ||||
WHITING PETROLEUM CORP. | ||||
Ticker: WLL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas L. Aller | Management | For | For |
1.2 | Elect Director James E. Catlin | Management | For | For |
1.3 | Elect Director Michael B. Walen | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
| ||||
WIRECARD AG | ||||
Ticker: WDI GR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE EXCLUDED WHEN YOUR SHARE IN | Management | TNA | TNA |
2 | PLEASE NOTE THAT THE TRUE RECORD DATE FOR THIS MEETING IS 28 MAY 19, WHEREAS THE MEETING HAS BEEN SETUP USING THE ACTUAL RECORD DATE - 1 BUSINESS DAY. THIS IS DONE TO ENSURE THAT ALL POSITIONS REPORTED ARE IN CONCURRENCE WITH THE GERMAN LAW. THANK YOU | Management | TNA | TNA |
3 | COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 03.06.2019. FURTHER INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO | Management | TNA | TNA |
4 | PRESENTATION OF THE FINANCIAL STATEMENTS AND ANNUAL REPORT FOR THE 2018 FINANCIAL YEAR WITH THE REPORT OF THE SUPERVISORY BOARD, THE GROUP FINANCIAL STATEMENTS AND GROUP ANNUAL REPORT AS WELL AS THE REPORT BY THE BOARD OF MDS PURSUANT TO SECTIONS 289A(1) | Management | TNA | TNA |
5 | RESOLUTION ON THE APPROPRIATION OF THE DISTRIBUTABLE PROFIT IN THE AMOUNT OF EUR 167,833,280.20 SHALL BE APPROPRIATED AS FOLLOWS: PAYMENT OF A DIVIDEND OF EUR 0.20 PER DIVIDEND- ENTITLED NO-PAR SHARE EUR 143,120,163 SHALL BE CARRIED FORWARD. EX-DIVIDEND D | Management | FOR | FOR |
6 | RATIFICATION OF THE ACTS OF THE BOARD OF MD: MARKUS BRAUN | Management | FOR | FOR |
7 | RATIFICATION OF THE ACTS OF THE BOARD OF MD: ALEXANDER VON KNOOP | Management | FOR | FOR |
8 | RATIFICATION OF THE ACTS OF THE BOARD OF MD: JAN MARSALEK | Management | FOR | FOR |
9 | RATIFICATION OF THE ACTS OF THE BOARD OF MD: SUSANNE STEIDL | Management | FOR | FOR |
10 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: WULF MATTHIAS | Management | FOR | FOR |
11 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: ALFONS HENSELER | Management | FOR | FOR |
12 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: STEFAN KLESTIL | Management | FOR | FOR |
13 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: VUYISWA MCWABENI | Management | FOR | FOR |
14 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: ANASTASSIA LAUTERBACH | Management | FOR | FOR |
15 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: SUSANNA QUINTANA-PLAZA | Management | FOR | FOR |
16 | APPOINTMENT OF AUDITORS THE FOLLOWING ACCOUNTANTS SHALL BE APPOINTED AS AUDITORS AND GROUP AUDITORS FOR THE 2019 FINANCIAL YEAR AND FOR THE REVIEW OF THE INTERIM HALF-YEAR FINANCIAL STATEMENTS: ERNST & YOUNG GMBH, MUNICH | Management | FOR | FOR |
17 | ELECTIONS TO THE SUPERVISORY BOARD THOMAS EICHELMANN | Management | FOR | FOR |
18 | RESOLUTION ON THE ADJUSTMENT OF THE SUPERVISORY BOARD REMUNERATION, AND THE CORRESPONDING AMENDMENTS TO THE ARTICLES OF ASSOCIATION EACH MEMBER OF THE AUDIT OR RISK & COMPLIANCE COMMITTEE RECEIVES AN ANNUAL REMUNERATION OF EUR 30,000, THE CHAIRMAN RECEIVE | Management | FOR | FOR |
19 | RESOLUTION ON THE AUTHORIZATION TO ISSUE CONVERTIBLE AND/OR WARRANT BONDS, THE CREATION OF CONTINGENT CAPITAL, AND THE CORRESPONDING AMENDMENT TO THE ARTICLES OF ASSOCIATION THE BOARD OF MDS SHALL BE AUTHORIZED, WITH THE CONSENT OF THE SUPERVISORY BOARD, | Management | FOR | FOR |
| ||||
WORKDAY, INC. | ||||
Ticker: | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Carl Eschenbach | Management | For | For |
1.2 | Elect Michael M. McNamara | Management | For | For |
1.3 | Elect Jerry YANG Chih-Yuan | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Advisory Vote on Executive Compensation | Management | For | For |
| ||||
WORLD WRESTLING ENTERTAINMENT, INC. | ||||
Ticker: WWE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Vincent K. McMahon | Management | For | Withhold |
1.2 | Elect Director George A. Barrios | Management | For | Withhold |
1.3 | Elect Director Michelle D. Wilson | Management | For | Withhold |
1.4 | Elect Director Stephanie McMahon Levesque | Management | For | Withhold |
1.5 | Elect Director Paul "Triple H" Levesque | Management | For | Withhold |
1.6 | Elect Director Stuart U. Goldfarb | Management | For | For |
1.7 | Elect Director Patricia A. Gottesman | Management | For | For |
1.8 | Elect Director Laureen Ong | Management | For | For |
1.9 | Elect Director Robyn W. Peterson | Management | For | For |
1.10 | Elect Director Frank A. Riddick, III | Management | For | For |
1.11 | Elect Director Man Jit Singh | Management | For | For |
1.12 | Elect Director Jeffrey R. Speed | Management | For | For |
1.13 | Elect Director Alan M. Wexler | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
WORLDPAY INC. | ||||
Ticker: WP | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1..1 | DIRECTOR-Lee Adrean | Management | For | For |
1..2 | DIRECTOR-Mark Heimbouch | Management | For | For |
1..3 | DIRECTOR-Gary Lauer | Management | For | For |
2. | To approve, on an advisory basis, the compensation of the Company's named executive officers. | Management | For | For |
3. | To approve, on an advisory basis, the preferred frequency of stockholder advisory votes on executive compensation. | Management | For | 1 Year |
4. | To ratify the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2019. | Management | For | For |
| ||||
WUXI BIOLOGICS (CAYMAN) INC. | ||||
Ticker: 2269 HK | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
3 | Accounts and Reports | Management | For | For |
4 | Elect Weichang Zhou | Management | For | For |
5 | Elect Yibing Wu | Management | For | For |
6 | Elect Yanling Cao | Management | For | For |
7 | Directors' Fees | Management | For | For |
8 | Appointment of Auditor and Authority to Set Fees | Management | For | For |
9 | Authority to Issue Shares w/o Preemptive Rights | Management | For | For |
10 | Authority to Repurchase Shares | Management | For | For |
11 | Authority to Issue Repurchased Shares | Management | For | For |
12 | Specific Mandate to Issue Connected Awarded Shares | Management | For | For |
13 | Grant of 986,500 Connected Rewarded Shares to Zhisheng Chen | Management | For | For |
14 | Grant of 157,840 Connected Restricted Shares to Weichang Zhou | Management | For | For |
15 | Grant of 5,655 Connected Restricted Shares to Edward Hu | Management | For | For |
16 | Grant of 2,828 Connected Restricted Shares to William Robert Keller | Management | For | For |
17 | Grant of 5,655 Connected Restricted Shares to Wo Felix Fong. | Management | For | For |
| ||||
XYLEM INC. | ||||
Ticker: XYL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Jeanne Beliveau-Dunn | Management | For | For |
1b | Elect Director Curtis J. Crawford | Management | For | For |
1c | Elect Director Patrick K. Decker | Management | For | For |
1d | Elect Director Robert F. Friel | Management | For | For |
1e | Elect Director Jorge M. Gomez | Management | For | For |
1f | Elect Director Victoria D. Harker | Management | For | For |
1g | Elect Director Sten E. Jakobsson | Management | For | For |
1h | Elect Director Steven R. Loranger | Management | For | For |
1i | Elect Director Surya N. Mohapatra | Management | For | For |
1j | Elect Director Jerome A. Peribere | Management | For | For |
1k | Elect Director Markos I. Tambakeras | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | For |
| ||||
YANDEX NV | ||||
Ticker: | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Extension of Term of Preparation of the 2018 Statutory Annual Accounts | Management | For | For |
2 | Accounts and Reports | Management | For | For |
3 | Ratification of Board Acts | Management | For | For |
4 | Elect Rogier Rijnja | Management | For | For |
5 | Elect Charles Ryan | Management | For | For |
6 | Elect Alexander S. Voloshin | Management | For | For |
7 | Elect Mikhail Parakhin | Management | For | For |
8 | Elect Tigran Khudaverdyan | Management | For | For |
9 | Authority to Cancel Shares | Management | For | For |
10 | Appointment of Auditor | Management | For | For |
11 | Amendment to the 2016 Equity Incentive Plan | Management | For | Against |
12 | Authority to Issue Shares w/ Preemptive Rights | Management | For | Against |
13 | Authority to Exclude Preemptive Rights | Management | For | Against |
14 | Authority to Repurchase Shares | Management | For | For |
| ||||
YUM! BRANDS, INC. | ||||
Ticker: YUM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Paget L. Alves | Management | For | For |
1b | Elect Director Michael J. Cavanagh | Management | For | For |
1c | Elect Director Christopher M. Connor | Management | For | For |
1d | Elect Director Brian C. Cornell | Management | For | For |
1e | Elect Director Greg Creed | Management | For | For |
1f | Elect Director Tanya L. Domier | Management | For | For |
1g | Elect Director Mirian M. Graddick-Weir | Management | For | For |
1h | Elect Director Thomas C. Nelson | Management | For | For |
1i | Elect Director P. Justin Skala | Management | For | For |
1j | Elect Director Elane B. Stock | Management | For | For |
1k | Elect Director Robert D. Walter | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Use of Renewable Energy *Withdrawn Resolution* | Shareholder | None | None |
5 | Report on Supply Chain Impact on Deforestation | Shareholder | Against | Against |
6 | Report on Sustainable Packaging | Shareholder | Against | Against |
| ||||
ZEBRA TECHNOLOGIES CORPORATION | ||||
Ticker: | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Frank B. Modruson | Management | For | For |
1.2 | Elect Michael A. Smith | Management | For | For |
2 | Advisory Vote on Executive Compensation | Management | For | For |
3 | Ratification of Auditor | Management | For | For |
| ||||
ZOETIS INC | ||||
Ticker: ZTS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Juan Ramon Alaix | Management | For | For |
2 | Elect Paul M. Bisaro | Management | For | For |
3 | Elect Frank A. D'Amelio | Management | For | For |
4 | Elect Michael B. McCallister | Management | For | For |
5 | Advisory Vote on Executive Compensation | Management | For | For |
6 | Ratification of Auditor | Management | For | For |
| ||||
ZSCALER, INC. | ||||
Ticker: | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Karen Blasing | Management | For | For |
1.2 | Elect Charles H. Giancarlo | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
Franklin K2 Global Macro Opportunities Fund
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
Franklin K2 Long Short Credit Fund-Master
| ||||
ALTICE EUROPE N.V. | ||||
Ticker: | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | OPENING | Management | None | Did not vote |
2.A | PROPOSAL TO APPOINT MR. ALAIN WEILL AS EXECUTIVE DIRECTOR OF THE BOARD | Management | For | DNV |
2.B | PROPOSAL TO APPOINT MS. NATACHA MARTY AS EXECUTIVE DIRECTOR OF THE BOARD | Management | For | DNV |
2.C | PROPOSAL TO APPOINT MR. THIERRY SAUVAIRE AS NON-EXECUTIVE DIRECTOR OF THE BOARD | Management | For | DNV |
3.A | REMUNERATION OF BOARD MEMBERS: PROPOSAL TO AMEND THE REMUNERATION POLICY OF THE BOARD | Management | For | DNV |
3.B | REMUNERATION OF BOARD MEMBERS: PROPOSAL TO AMEND THE REMUNERATION OF MR. DENNIS OKHUIJSEN | Management | For | DNV |
3.C | REMUNERATION OF BOARD MEMBERS: PROPOSAL TO DETERMINE THE REMUNERATION OF MR. ALAIN WEILL | Management | For | DNV |
3.D | REMUNERATION OF BOARD MEMBERS: PROPOSAL TO DETERMINE THE REMUNERATION OF MS. NATACHA MARTY | Management | For | DNV |
3.E | REMUNERATION OF BOARD MEMBERS: PROPOSAL TO DETERMINE THE REMUNERATION OF MR. THIERRY SAUVAIRE | Management | For | DNV |
3.F | REMUNERATION OF BOARD MEMBERS: PROPOSAL TO AMEND THE REMUNERATION OF THE (CURRENT) NON-EXECUTIVE DIRECTORS OF THE BOARD | Management | For | DNV |
4 | ANY OTHER BUSINESS | Management | None | Did not vote |
5 | CLOSING | Management | None | Did not vote |
| ||||
ALTICE EUROPE N.V. | ||||
Ticker: | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | OPENING | Management | None | Did not vote |
2.A | PROPOSAL TO APPOINT MR. PHILIPPE BESNIER AS NON-EXECUTIVE DIRECTOR OF THE BOARD | Management | For | DNV |
2.B | PROPOSAL TO APPOINT MR. NICOLAS PAULMIER AS NON-EXECUTIVE DIRECTOR OF THE BOARD | Management | For | DNV |
CMMT | PLEASE NOTE THAT AGENDA ITEM 3. (A) WILL ONLY BE PUT TO A VOTE IF AGENDA ITEM-2 (A) IS ADOPTED. THANK YOU | Management | None | Did not vote |
3.A | PROPOSAL TO DETERMINE THE REMUNERATION OF MR. PHILIPPE BESNIER | Management | For | DNV |
CMMT | PLEASE NOTE THAT AGENDA ITEM 3. (B) WILL ONLY BE PUT TO A VOTE IF AGENDA ITEM-2 (B) IS ADOPTED. THANK YOU | Management | None | Did not vote |
3.B | PROPOSAL TO DETERMINE THE REMUNERATION OF MR. NICOLAS PAULMIER | Management | For | DNV |
4 | PROPOSAL TO AMEND THE ARTICLES OF ASSOCIATION AND TO AUTHORIZE EACH LAWYER AND PARALEGAL EMPLOYED BY DE BRAUW TO EXECUTE THE DEED OF AMENDMENT OF THE ARTICLES OF ASSOCIATION | Management | For | DNV |
5 | ANY OTHER BUSINESS | Management | None | Did not vote |
6 | CLOSING | Management | None | Did not vote |
| ||||
ALTICE EUROPE N.V. | ||||
Ticker: | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | OPEN MEETING | Management | None | Did not vote |
2.A | RECEIVE REPORT OF MANAGEMENT BOARD | Management | None | Did not vote |
2.B | RECEIVE EXPLANATION ON COMPANY'S RESERVES AND DIVIDEND POLICY | Management | None | Did not vote |
2.C | DISCUSS IMPLEMENTATION OF REMUNERATION POLICY | Management | None | Did not vote |
3 | ADOPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | Management | For | DNV |
4 | APPROVE DISCHARGE OF EXECUTIVE BOARD MEMBERS | Management | For | DNV |
5 | APPROVE DISCHARGE OF NON- EXECUTIVE BOARD MEMBERS | Management | For | DNV |
6.A | REELECT A4 S.A. AS DIRECTOR | Management | For | DNV |
6.B | REELECT J. VAN BREUKELEN AS DIRECTOR | Management | For | DNV |
7.A | APPROVE EXECUTIVE ANNUAL CASH BONUS PLAN FOR N. MARTY FOR FY 2018 | Management | For | DNV |
7.B | AMEND REMUNERATION OF A. WEILL | Management | For | DNV |
7.C | AMEND REMUNERATION OF N. MARTY | Management | For | DNV |
7.D | AMEND REMUNERATION POLICY | Management | For | DNV |
7.E | APPROVE DISCRETIONARY CASH COMPENSATION TO J. VAN BREUKELEN AND S. MATLOCK AND J.L. ALLAVENA | Management | For | DNV |
8 | AUTHORIZE REPURCHASE OF SHARES | Management | For | DNV |
9 | APPROVE CANCELLATION OF REPURCHASED SHARES | Management | For | DNV |
10 | OTHER BUSINESS | Management | None | Did not vote |
11 | CLOSE MEETING | Management | None | Did not vote |
| ||||
ATLANTICA YIELD PLC | ||||
Ticker: AY | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1. | To receive the accounts and reports of the directors and the auditors for the year ended 31 December 2018 | Management | For | For |
2. | To approve the directors' remuneration report, excluding the directors' remuneration policy, for the year ended 31 December 2018 | Management | For | For |
3. | To approve the directors' remuneration policy | Management | For | For |
4. | To elect Santiago Seage as director of the Company | Management | For | For |
5. | Redemption of share premium account | Management | For | For |
6. | To authorise the Company to purchase its own shares | Management | For | For |
| ||||
CLEARWAY ENERGY, INC. | ||||
Ticker: CWENA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1..1 | DIRECTOR-Christopher S. Sotos* | Management | For | For |
1..2 | DIRECTOR-Nathaniel Anschuetz* | Management | For | For |
1..3 | DIRECTOR-Scott Stanley* | Management | For | For |
1..4 | DIRECTOR-Ferrell P. McClean* | Management | For | For |
1..5 | DIRECTOR-Daniel B. More* | Management | For | For |
1..6 | DIRECTOR-Jonathan Bram* | Management | For | For |
1..7 | DIRECTOR-Bruce MacLennan* | Management | For | For |
1..8 | DIRECTOR-E. Stanley O'Neal* | Management | For | For |
1..9 | DIRECTOR-Brian R. Ford* | Management | For | For |
2. | To approve the amendment and restatement of Clearway Energy, Inc.'s restated certificate of incorporation to classify the Board of Directors into two classes with staggered terms, allow stockholders to remove a director only for cause, and make other tech | Management | For | For |
3. | To approve, on a non-binding advisory basis, Clearway Energy, Inc.'s executive compensation. | Management | For | For |
| ||||
CLEARWAY ENERGY, INC. | ||||
Ticker: CWEN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1..1 | DIRECTOR-Christopher S. Sotos* | Management | For | For |
1..2 | DIRECTOR-Nathaniel Anschuetz* | Management | For | For |
1..3 | DIRECTOR-Scott Stanley* | Management | For | For |
1..4 | DIRECTOR-Ferrell P. McClean* | Management | For | For |
1..5 | DIRECTOR-Daniel B. More* | Management | For | For |
1..6 | DIRECTOR-Jonathan Bram* | Management | For | For |
1..7 | DIRECTOR-Bruce MacLennan* | Management | For | For |
1..8 | DIRECTOR-E. Stanley O'Neal* | Management | For | For |
1..9 | DIRECTOR-Brian R. Ford* | Management | For | For |
2. | To approve the amendment and restatement of Clearway Energy, Inc.'s restated certificate of incorporation to classify the Board of Directors into two classes with staggered terms, allow stockholders to remove a director only for cause, and make other tech | Management | For | For |
3. | To approve, on a non-binding advisory basis, Clearway Energy, Inc.'s executive compensation. | Management | For | For |
| ||||
ENTRAVISION COMMUNICATIONS CORPORATION | ||||
Ticker: EVC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1..1 | DIRECTOR-Walter F. Ulloa | Management | For | For |
1..2 | DIRECTOR-Paul A. Zevnik | Management | For | For |
1..3 | DIRECTOR-Gilbert R. Vasquez | Management | For | For |
1..4 | DIRECTOR-Patricia Diaz Dennis | Management | For | For |
1..5 | DIRECTOR-Juan S. von Wuthenau | Management | For | For |
1..6 | DIRECTOR-Martha Elena Diaz | Management | For | For |
1..7 | DIRECTOR-Arnoldo Avalos | Management | For | For |
1..8 | DIRECTOR-Fehmi Zeko | Management | For | For |
| ||||
NORTHSTAR REALTY EUROPE CORP. | ||||
Ticker: NRE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1..1 | DIRECTOR-Richard B. Saltzman | Management | For | For |
1..2 | DIRECTOR-Mahbod Nia | Management | For | For |
1..3 | DIRECTOR-Mario Chisholm | Management | For | For |
1..4 | DIRECTOR-Judith A. Hannaway | Management | For | For |
1..5 | DIRECTOR-Dianne Hurley | Management | For | For |
1..6 | DIRECTOR-Oscar Junquera | Management | For | For |
1..7 | DIRECTOR-Wesley D. Minami | Management | For | For |
2. | Ratification of the appointment of PricewaterhouseCoopers, Societe cooperative as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2018. | Management | For | Abstain |
3. | Amendment to the Company's charter that will permit the Company's Board of Directors to provide stockholders with the right to alter, amend or repeal the Company's bylaws and adopt new bylaws to the extent permitted in the Company's bylaws. | Management | For | Abstain |
4. | Issuance of up to 5,000,000 shares of the Company's common stock, $0.01 par value per share, for potential issuance to the Company's asset manager, CNI NRE Advisors, LLC, (i) as payment in lieu of cash incentive fees, under the terms of amended and restat | Management | For | Abstain |
| ||||
POSTMEDIA NETWORK CANADA CORP. | ||||
Ticker: PCDAF | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Election of Directors (Majority Voting)Paul Godfrey | Management | For | For |
1 | Election of Directors (Majority Voting)John Bode | Management | For | For |
1 | Election of Directors (Majority Voting)Janet Ecker | Management | For | For |
1 | Election of Directors (Majority Voting)Wendy Henkelman | Management | For | For |
1 | Election of Directors (Majority Voting)Mary Junck | Management | For | For |
1 | Election of Directors (Majority Voting)Daniel Rotstein | Management | For | For |
1 | Election of Directors (Majority Voting)Graham Savage | Management | For | For |
1 | Election of Directors (Majority Voting)Peter Sharpe | Management | For | For |
2 | Ratify Appointment of Independent Auditors | Management | For | For |
| ||||
VICI PROPERTIES INC. | ||||
Ticker: VICI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a. | Election of Director: James R. Abrahamson | Management | For | For |
1b. | Election of Director: Diana F. Cantor | Management | For | For |
1c. | Election of Director: Eric L. Hausler | Management | For | For |
1d. | Election of Director: Elizabeth I. Holland | Management | For | For |
1e. | Election of Director: Craig Macnab | Management | For | For |
1f. | Election of Director: Edward B. Pitoniak | Management | For | For |
1g. | Election of Director: Michael D. Rumbolz | Management | For | For |
2. | To ratify the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2019. | Management | For | For |
3. | To approve (on a non-binding, advisory basis) the compensation of our named executive officers. | Management | For | For |
Franklin Pelagos Commodities Strategy Fund
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant)FranklinAlternative Strategies Funds
By (Signature and Title)* /s/ Matthew T. Hinkle
Matthew T. Hinkle,
Chief Executive Officer – Finance and Administration
DateAugust 28, 2019
* Print the name and title of each signing officer under his or her signature.