The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
1847 GOEDEKER INC | COM | 28252C109 | 110 | 28,603 | SH | DFND | 1 | 0 | 28,603 | 0 | |
1847 GOEDEKER INC | COM | 28252C959 | 502 | 1,305 | SH | Put | DFND | 1 | 0 | 1,305 | 0 |
1847 GOEDEKER INC | *W | 28252C117 | 385 | 180,000 | SH | DFND | 1 | 0 | 180,000 | 0 | |
9 METERS BIOPHARMA INC | COM | 654405909 | 95 | 862 | SH | Call | DFND | 1 | 0 | 862 | 0 |
9 METERS BIOPHARMA INC | COM | 654405959 | 1,994 | 18,128 | SH | Put | DFND | 1 | 0 | 18,128 | 0 |
ACUTUS MEDICAL INC | COM | 005111109 | 1,751 | 103,100 | SH | DFND | 1 | 0 | 103,100 | 0 | |
ADAMIS PHARMACEUTICALS CORP | COM | 00548A906 | 61 | 553 | SH | Call | DFND | 1 | 0 | 553 | 0 |
ADAMIS PHARMACEUTICALS CORP | COM | 00548A956 | 568 | 5,168 | SH | Put | DFND | 1 | 0 | 5,168 | 0 |
ADITX THERAPEUTICS INC | COM | 007025109 | 480 | 185,299 | SH | DFND | 1 | 0 | 185,299 | 0 | |
ADITX THERAPEUTICS INC | COM | 007025959 | 1,402 | 5,414 | SH | Put | DFND | 1 | 0 | 5,414 | 0 |
ADOMANI INC | COM | 00726A100 | 1,821 | 6,166,711 | SH | DFND | 1 | 0 | 6,166,711 | 0 | |
AETERNA ZENTARIS INC | COM | 007975952 | 81 | 920 | SH | Put | DFND | 1 | 0 | 920 | 0 |
AETERNA ZENTARIS INC | COM | 007975402 | 214 | 244,240 | SH | DFND | 1 | 0 | 244,240 | 0 | |
AMARIN CORP PLC | ADR | 023111206 | 1,432 | 326,975 | SH | DFND | 1 | 0 | 326,975 | 0 | |
AMARIN CORP PLC | ADR | 023111956 | 1,482 | 3,384 | SH | Put | DFND | 1 | 0 | 3,384 | 0 |
AMARIN CORP PLC | ADR | 023111906 | 2,745 | 6,268 | SH | Call | DFND | 1 | 0 | 6,268 | 0 |
AMPLITECH GROUP INC | *W | 03211Q119 | 554 | 337,599 | SH | DFND | 1 | 0 | 337,599 | 0 | |
AMPLITECH GROUP INC | COM | 03211Q200 | 1,061 | 229,102 | SH | DFND | 1 | 0 | 229,102 | 0 | |
APPLIED GENETIC TECHNOLOGIES | COM | 03820J950 | 604 | 1,545 | SH | Put | DFND | 1 | 0 | 1,545 | 0 |
ARCADIA BIOSCIENCES INC | COM | 039014954 | 2,477 | 8,340 | SH | Put | DFND | 1 | 0 | 8,340 | 0 |
ASENSUS SURGICAL INC | COM | 04367G953 | 1,773 | 5,594 | SH | Put | DFND | 1 | 0 | 5,594 | 0 |
ASENSUS SURGICAL INC | COM | 04367G103 | 2,953 | 931,414 | SH | DFND | 1 | 0 | 931,414 | 0 | |
ASLAN PHARMACEUTICALS LTD | ADS | 04522R101 | 2,525 | 765,276 | SH | DFND | 1 | 0 | 765,276 | 0 | |
ATERIAN INC. | COM | 02156U101 | 6,329 | 433,000 | SH | DFND | 1 | 0 | 433,000 | 0 | |
ATERIAN INC | COM | 02156U951 | 2,800 | 1,914 | SH | Put | DFND | 1 | 0 | 1,914 | 0 |
ATHERSYS INC NEW | COM | 04744L106 | 497 | 345,400 | SH | DFND | 1 | 0 | 345,400 | 0 | |
ATHERSYS INC NEW | COM | 04744L906 | 622 | 4,321 | SH | Call | DFND | 1 | 0 | 4,321 | 0 |
ATHERSYS INC NEW | COM | 04744L956 | 29 | 204 | SH | Put | DFND | 1 | 0 | 204 | 0 |
ATOSSA THERAPEUTICS INC | COM | 04962H906 | 959 | 1,517 | SH | Call | DFND | 1 | 0 | 1,517 | 0 |
ATOSSA THERAPEUTICS INC | COM | 04962H506 | 6,611 | 1,045,987 | SH | DFND | 1 | 0 | 1,045,987 | 0 | |
ATOSSA THERAPEUTICS INC | COM | 04962H956 | 16,082 | 25,446 | SH | Put | DFND | 1 | 0 | 25,446 | 0 |
AURINIA PHARMACEUTICALS INC | COM | 05156V902 | 608 | 469 | SH | Call | DFND | 1 | 0 | 469 | 0 |
AUTOLUS THERAPEUTICS LTD | ADS | 05280R100 | 2,656 | 400,050 | SH | DFND | 1 | 0 | 400,050 | 0 | |
BARCLAYS BANK PLC | IPTH | 06747R477 | 5,615 | 190,600 | SH | DFND | 1 | 0 | 190,600 | 0 | |
BARCLAYS BANK PLC | IPTH | 06747R907 | 2,578 | 875 | SH | Call | DFND | 1 | 0 | 875 | 0 |
BIOCEPT INC | COM | 09072V501 | 322 | 76,892 | SH | DFND | 1 | 0 | 76,892 | 0 | |
BIOCEPT INC | COM | 09072V951 | 486 | 1,160 | SH | Put | DFND | 1 | 0 | 1,160 | 0 |
BIOGEN INC | COM | 09062X103 | 1,385 | 4,000 | SH | DFND | 1 | 0 | 4,000 | 0 | |
BIO-KEY INTL INC | COM | 09060C408 | 65 | 16,995 | SH | DFND | 1 | 0 | 16,995 | 0 | |
BIO-KEY INTL INC | COM | 09060C958 | 603 | 1,587 | SH | Put | DFND | 1 | 0 | 1,587 | 0 |
BIOPHYTIS SA | ADS | 09076G104 | 964 | 91,018 | SH | DFND | 1 | 0 | 91,018 | 0 | |
BIT BROTHER LTD | SHS | G1144D109 | 2,287 | 1,039,458 | SH | DFND | 1 | 0 | 1,039,458 | 0 | |
BRAINSTORM CELL | COM | 10501E201 | 923 | 242,850 | SH | DFND | 1 | 0 | 242,850 | 0 | |
BRAINSTORM CELL | COM | 10501E951 | 1,791 | 4,713 | SH | Put | DFND | 1 | 0 | 4,713 | 0 |
BRIACELL THERAPEUTICS | COM | 10778Y302 | 1,045 | 196,033 | SH | DFND | 1 | 0 | 196,033 | 0 | |
BUTTERFLY NETWORK INC | COM | 124155902 | 3,490 | 2,410 | SH | Call | DFND | 1 | 0 | 2,410 | 0 |
CALADRIUS BIOSCIENCES INC | COM | 128058953 | 1,677 | 10,414 | SH | Put | DFND | 1 | 0 | 10,414 | 0 |
CANAAN INC | ADS | 134748952 | 3,050 | 3,742 | SH | Put | DFND | 1 | 0 | 3,742 | 0 |
CARDIFF ONCOLOGY INC | COM | 14147L958 | 111 | 167 | SH | Put | DFND | 1 | 0 | 167 | 0 |
CASTOR MARITIME INC | SHS | Y1146L125 | 244 | 93,525 | SH | DFND | 1 | 0 | 93,525 | 0 | |
CASTOR MARITIME INC | SHS | Y1146L955 | 189 | 726 | SH | Put | DFND | 1 | 0 | 726 | 0 |
CBAK ENERGY TECH INC | COM | 14986C102 | 825 | 175,097 | SH | DFND | 1 | 0 | 175,097 | 0 | |
CBAK ENERGY TECH INC | COM | 14986C952 | 5,223 | 11,089 | SH | Put | DFND | 1 | 0 | 11,089 | 0 |
CELLECTAR BIOSCIENCES | COM | 15117F500 | 508 | 426,561 | SH | DFND | 1 | 0 | 426,561 | 0 | |
CEL-SCI CORP | COM | 150837607 | 1,261 | 145,285 | SH | DFND | 1 | 0 | 145,285 | 0 | |
CEL-SCI CORP | COM | 150837957 | 1,663 | 1,916 | SH | Put | DFND | 1 | 0 | 1,916 | 0 |
CLEVELAND BIOLABS INC | COM | 185860202 | 2,188 | 400,080 | SH | DFND | 1 | 0 | 400,080 | 0 | |
COCRYSTAL PHARMA INC | COM | 19188J300 | 7,638 | 6,110,657 | SH | DFND | 1 | 0 | 6,110,657 | 0 | |
CONTRAFECT CORP | COM | 212326300 | 731 | 166,175 | SH | DFND | 1 | 0 | 166,175 | 0 | |
DAXOR CORP | COM | 239467103 | 1,033 | 97,487 | SH | DFND | 1 | 0 | 97,487 | 0 | |
DIGINEX LTD | SHS | Y2074E959 | 320 | 488 | SH | Put | DFND | 1 | 0 | 488 | 0 |
DIGITAL ALLY INC NEW | COM | 25382P208 | 598 | 332,375 | SH | DFND | 1 | 0 | 332,375 | 0 | |
DIGITAL ALLY INC NEW | COM | 25382P958 | 2,990 | 16,612 | SH | Put | DFND | 1 | 0 | 16,612 | 0 |
EKSO BIONICS HLDGS INC | COM | 282644301 | 2,216 | 402,873 | SH | DFND | 1 | 0 | 402,873 | 0 | |
ENOCHIAN BIOSCIENCES INC | COM | 29350E104 | 6,668 | 1,341,663 | SH | DFND | 1 | 0 | 1,341,663 | 0 | |
EVOFEM BIOSCIENCES INC | COM | 30048L954 | 107 | 945 | SH | Put | DFND | 1 | 0 | 945 | 0 |
EVOKE PHARMA INC | COM | 30049G104 | 65 | 47,431 | SH | DFND | 1 | 0 | 47,431 | 0 | |
GEE GROUP INC | COM | 36165A102 | 401 | 700,000 | SH | DFND | 1 | 0 | 700,000 | 0 | |
GLOBUS MARITIME LTD | COM | Y27265126 | 2,718 | 700,427 | SH | DFND | 1 | 0 | 700,427 | 0 | |
GLOBUS MARITIME LTD | COM | Y27265956 | 543 | 1,399 | SH | Put | DFND | 1 | 0 | 1,399 | 0 |
GROM SOCIAL ENTERPRISES INC | *W | 39878L118 | 29 | 29,471 | SH | DFND | 1 | 0 | 29,471 | 0 | |
HARBOR CUSTOM DEVELOPMENT IN | *W | 41150T116 | 171 | 272,103 | SH | DFND | 1 | 0 | 272,103 | 0 | |
HEPION PHARMS INC | COM | 426897904 | 220 | 1,110 | SH | Call | DFND | 1 | 0 | 1,110 | 0 |
HEPION PHARMS INC | COM | 426897954 | 194 | 980 | SH | Put | DFND | 1 | 0 | 980 | 0 |
HUMANCO ACQUISITION CORP | COM | 44487N109 | 3,945 | 404,185 | SH | DFND | 1 | 0 | 404,185 | 0 | |
HUMANCO ACQUISITION CORP | *W | 44487N117 | 238 | 200,314 | SH | DFND | 1 | 0 | 200,314 | 0 | |
INFINITY PHARMACEUTICALS | COM | 45665G303 | 1,320 | 441,473 | SH | DFND | 1 | 0 | 441,473 | 0 | |
INFINITY PHARMACEUTICALS | COM | 45665G903 | 723 | 2,418 | SH | Call | DFND | 1 | 0 | 2,418 | 0 |
INHIBIKASE THERAPEUTICS INC | COM | 45719W106 | 1,179 | 421,200 | SH | DFND | 1 | 0 | 421,200 | 0 | |
ION GEOPHYSICAL CORP | COM | 462044907 | 105 | 500 | SH | Call | DFND | 1 | 0 | 500 | 0 |
ION GEOPHYSICAL CORP | NOTE | 462044AJ7 | 319,845 | 3,150,000 | PRN | DFND | 1 | 0 | 3,150,000 | 0 | |
IONIS PHARMACEUTICALS | COM | 462222100 | 3,111 | 78,000 | SH | DFND | 1 | 0 | 78,000 | 0 | |
IONIS PHARMACEUTICALS | COM | 462222950 | 3,355 | 841 | SH | Put | DFND | 1 | 0 | 841 | 0 |
ISHARES RUSSELL 2000 | ETF | 464287955 | 29,680 | 1,294 | SH | Put | DFND | 1 | 0 | 1,294 | 0 |
IT TECH PACKAGING | COM | 46527C950 | 58 | 1,228 | SH | Put | DFND | 1 | 0 | 1,228 | 0 |
KANDI TECHNOLOGIES GROUP INC | COM | 483709951 | 5,542 | 9,267 | SH | Put | DFND | 1 | 0 | 9,267 | 0 |
KEMPHARM INC | COM | 488445206 | 2,207 | 172,163 | SH | DFND | 1 | 0 | 172,163 | 0 | |
KEMPHARM INC | COM | 488445906 | 2,224 | 1,735 | SH | Call | DFND | 1 | 0 | 1,735 | 0 |
KEMPHARM INC | COM | 488445956 | 9,124 | 7,117 | SH | Put | DFND | 1 | 0 | 7,117 | 0 |
KIROMIC BIOPHARMA INC | COM | 497634105 | 2,407 | 500,508 | SH | DFND | 1 | 0 | 500,508 | 0 | |
LEXARIA BIOSCIENCE CORP. | *W | 52886N117 | 1,007 | 401,246 | SH | DFND | 1 | 0 | 401,246 | 0 | |
LIXTE BIOTECHNOLOGY INC | *W | 539319111 | 107 | 140,089 | SH | DFND | 1 | 0 | 140,089 | 0 | |
LIXTE BIOTECHNOLOGY INC | COM | 539319202 | 199 | 65,511 | SH | DFND | 1 | 0 | 65,511 | 0 | |
MACROGENICS INC | COM | 556099909 | 247 | 92 | SH | Call | DFND | 1 | 0 | 92 | 0 |
MACROGENICS INC | COM | 556099959 | 489 | 182 | SH | Put | DFND | 1 | 0 | 182 | 0 |
MARATHON DIGITAL | COM | 565788106 | 866 | 27,590 | SH | DFND | 1 | 0 | 27,590 | 0 | |
MARATHON DIGITAL | COM | 565788956 | 2,861 | 912 | SH | Put | DFND | 1 | 0 | 912 | 0 |
MEATECH 3D LTD | ADS | 583435102 | 429 | 64,003 | SH | DFND | 1 | 0 | 64,003 | 0 | |
META MATERIALS INC | COM | 59134N954 | 136 | 182 | SH | Put | DFND | 1 | 0 | 182 | 0 |
METEN EDTECHX EDUCATION LTD | ORD | G6055H114 | 712 | 733,840 | SH | DFND | 1 | 0 | 733,840 | 0 | |
MIRATI THERAPEUTICS INC | COM | 60468T105 | 969 | 6,000 | SH | DFND | 1 | 0 | 6,000 | 0 | |
MIRATI THERAPEUTICS INC | COM | 60468T905 | 3,118 | 193 | SH | Call | DFND | 1 | 0 | 193 | 0 |
MMTEC INC | SHS | G6181K106 | 2,087 | 1,003,477 | SH | DFND | 1 | 0 | 1,003,477 | 0 | |
MOGO INC | COM | 60800C109 | 3,613 | 460,270 | SH | DFND | 1 | 0 | 460,270 | 0 | |
MOGO INC | COM | 60800C959 | 6,424 | 8,183 | SH | Put | DFND | 1 | 0 | 8,183 | 0 |
NABRIVA THERAPEUTICS PLC | COM | G63637113 | 78 | 57,766 | SH | DFND | 1 | 0 | 57,766 | 0 | |
NABRIVA THERAPEUTICS PLC | COM | G63637953 | 165 | 1,225 | SH | Put | DFND | 1 | 0 | 1,225 | 0 |
NEMAURA MEDICAL INC | COM | 640442958 | 2,075 | 2,005 | SH | Put | DFND | 1 | 0 | 2,005 | 0 |
NEWAGE INC | COM | 650194103 | 3,858 | 1,729,931 | SH | DFND | 1 | 0 | 1,729,931 | 0 | |
NEWAGE INC | COM | 650194903 | 2,255 | 10,113 | SH | Call | DFND | 1 | 0 | 10,113 | 0 |
NOVAN INC | COM | 66988N205 | 192 | 19,132 | SH | DFND | 1 | 0 | 19,132 | 0 | |
NUZEE INC | COM | 67073S208 | 2,079 | 660,044 | SH | DFND | 1 | 0 | 660,044 | 0 | |
OCEAN POWER TECHS | COM | 674870956 | 1,496 | 4,180 | SH | Put | DFND | 1 | 0 | 4,180 | 0 |
OCULAR THERAPEUTIX INC | COM | 67576A100 | 273 | 19,217 | SH | DFND | 1 | 0 | 19,217 | 0 | |
OCULAR THERAPEUTIX INC | COM | 67576A900 | 2,365 | 1,668 | SH | Call | DFND | 1 | 0 | 1,668 | 0 |
OCULAR THERAPEUTIX INC | COM | 67576A950 | 2,209 | 1,558 | SH | Put | DFND | 1 | 0 | 1,558 | 0 |
ODONATE THERAPEUTICS INC | COM | 676079106 | 52 | 14,979 | SH | DFND | 1 | 0 | 14,979 | 0 | |
ORAMED PHARMACEUTICALS INC | COM | 68403P953 | 1,897 | 1,418 | SH | Put | DFND | 1 | 0 | 1,418 | 0 |
PAINREFORM LTD | SHS | M77798102 | 980 | 347,468 | SH | DFND | 1 | 0 | 347,468 | 0 | |
PALISADE BIO INC | COM | 696389105 | 214 | 52,500 | SH | DFND | 1 | 0 | 52,500 | 0 | |
PHIO PHARMACEUTICALS CORP | COM | 71880W303 | 117 | 51,756 | SH | DFND | 1 | 0 | 51,756 | 0 | |
PHIO PHARMACEUTICALS CORP | COM | 71880W953 | 366 | 1,621 | SH | Put | DFND | 1 | 0 | 1,621 | 0 |
PLURISTEM THERAPEUTICS INC | COM | 72940R950 | 210 | 531 | SH | Put | DFND | 1 | 0 | 531 | 0 |
PURPLE BIOTECH LTD | ADS | 74638P109 | 247 | 50,590 | SH | DFND | 1 | 0 | 50,590 | 0 | |
PURPLE BIOTECH LTD | ADS | 74638P959 | 1,007 | 2,063 | SH | Put | DFND | 1 | 0 | 2,063 | 0 |
RECON TECHNOLOGY LTD | SHS | G7415M124 | 4,027 | 930,000 | SH | DFND | 1 | 0 | 930,000 | 0 | |
REDHILL BIOPHARMA LTD | ADS | 757468903 | 117 | 170 | SH | Call | DFND | 1 | 0 | 170 | 0 |
REDHILL BIOPHARMA LTD | ADS | 757468103 | 2,342 | 340,440 | SH | DFND | 1 | 0 | 340,440 | 0 | |
REWALK ROBOTICS LTD | SHS | M8216Q950 | 677 | 4,003 | SH | Put | DFND | 1 | 0 | 4,003 | 0 |
REWALK ROBOTICS LTD | SHS | M8216Q200 | 2,313 | 1,368,658 | SH | DFND | 1 | 0 | 1,368,658 | 0 | |
RIOT BLOCKCHAIN INC | COM | 767292105 | 2,373 | 63,000 | SH | DFND | 1 | 0 | 63,000 | 0 | |
RIOT BLOCKCHAIN INC | COM | 767292955 | 3,839 | 1,019 | SH | Put | DFND | 1 | 0 | 1,019 | 0 |
SALARIUS PHARMACEUTICALS | COM | 79400X107 | 264 | 249,033 | SH | DFND | 1 | 0 | 249,033 | 0 | |
SEANERGY MARITIME HLDGS CORP | SHS | Y73760194 | 728 | 650,000 | SH | DFND | 1 | 0 | 650,000 | 0 | |
SECOND SIGHT MEDICAL PRODS INC | COM | 81362J209 | 864 | 174,900 | SH | DFND | 1 | 0 | 174,900 | 0 | |
SORRENTO THERAPEUTICS | COM | 83587F202 | 11,608 | 1,197,976 | SH | DFND | 1 | 0 | 1,197,976 | 0 | |
SORRENTO THERAPEUTICS | COM | 83587F952 | 19,615 | 20,242 | SH | Put | DFND | 1 | 0 | 20,242 | 0 |
SPDR S&P 500 ETF TR | ETF | 78462F953 | 18,578 | 434 | SH | Put | DFND | 1 | 0 | 434 | 0 |
SPDR SERIES TRUST | ETF | 78464A950 | 17,385 | 1,284 | SH | Put | DFND | 1 | 0 | 1,284 | 0 |
SPI ENERGY CO LTD | SHS | G8651P950 | 40,532 | 3,714 | SH | Put | DFND | 1 | 0 | 3,714 | 0 |
SPLASH BEVERAGE GROUP INC | *W | 84862C112 | 947 | 860,609 | SH | DFND | 1 | 0 | 860,609 | 0 | |
TANZANIAN GOLD CORP | COM | 87601A957 | 80 | 1,568 | SH | Put | DFND | 1 | 0 | 1,568 | 0 |
THE9 LTD | ADS | 88337K302 | 526 | 36,900 | SH | DFND | 1 | 0 | 36,900 | 0 | |
THE9 LTD | ADS | 88337K902 | 602 | 422 | SH | Call | DFND | 1 | 0 | 422 | 0 |
THE9 LTD | ADS | 88337K952 | 2,409 | 1,689 | SH | Put | DFND | 1 | 0 | 1,689 | 0 |
THERAPEUTICSMD INC | COM | 88338N107 | 744 | 625,000 | SH | DFND | 1 | 0 | 625,000 | 0 | |
TITAN PHARMACEUTICALS INC | COM | 888314956 | 331 | 1,274 | SH | Put | DFND | 1 | 0 | 1,274 | 0 |
TRAVERE THERAPEUTICS INC | COM | 89422G107 | 147 | 10,042 | SH | DFND | 1 | 0 | 10,042 | 0 | |
TRICIDA INC | COM | 89610F101 | 63 | 146 | SH | Call | DFND | 1 | 0 | 146 | 0 |
TRICIDA INC | COM | 89610F101 | 1,886 | 436,500 | SH | DFND | 1 | 0 | 436,500 | 0 | |
TRILLIUM THERAPEUTICS INC | COM | 89620X506 | 1,392 | 143,496 | SH | DFND | 1 | 0 | 143,496 | 0 | |
TRILLIUM THERAPEUTICS INC | COM | 89620X906 | 117 | 121 | SH | Call | DFND | 1 | 0 | 121 | 0 |
TRILLIUM THERAPEUTICS INC | COM | 89620X956 | 914 | 942 | SH | Put | DFND | 1 | 0 | 942 | 0 |
UCOMMUNE INTL LTD | COM | G9449A100 | 223 | 100,650 | SH | DFND | 1 | 0 | 100,650 | 0 | |
VASCULAR BIOGENICS LTD | COM | M96883909 | 47 | 198 | SH | Call | DFND | 1 | 0 | 198 | 0 |
VASCULAR BIOGENICS LTD | COM | M96883959 | 117 | 492 | SH | Put | DFND | 1 | 0 | 492 | 0 |
VAXCYTE INC | COM | 92243G108 | 2,656 | 117,994 | SH | DFND | 1 | 0 | 117,994 | 0 | |
VINCERX PHARMA INC | COM | 92731L106 | 3,521 | 271,063 | SH | DFND | 1 | 0 | 271,063 | 0 | |
VIRPAX PHARMACEUTICALS INC | COM | 928251107 | 704 | 154,737 | SH | DFND | 1 | 0 | 154,737 | 0 | |
WIMI HOLOGRAM CLOUD INC | ADS | 97264L100 | 3,437 | 626,095 | SH | DFND | 1 | 0 | 626,095 | 0 | |
WIMI HOLOGRAM CLOUD INC | ADS | 97264L950 | 1,615 | 2,941 | SH | Put | DFND | 1 | 0 | 2,941 | 0 |
XPRESSPA GROUP INC | COM | 98420U953 | 1,706 | 11,077 | SH | Put | DFND | 1 | 0 | 11,077 | 0 |