The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
INGERSOLL-RAND PLD | SHS | g47791101 | 338 | 6,000 | SH | DFND | 1 | 0 | 0 | 6,000 | |
ALPS ETF TR | ALERIAN MLP | 00162q866 | 11,995 | 625,731 | SH | DFND | 1 | 0 | 0 | 625,731 | |
AT&T INC | COM | 00206r102 | 696 | 19,751 | SH | DFND | 1 | 0 | 0 | 19,751 | |
ABBVIE INC | COM | 00287y109 | 318 | 5,508 | SH | DFND | 1 | 0 | 0 | 5,508 | |
AETNA INC NEW | COM | 00817y108 | 445 | 5,500 | SH | DFND | 1 | 0 | 0 | 5,500 | |
APPLE INC | COM | 037833100 | 184 | 1,829 | SH | DFND | 1 | 0 | 0 | 1,829 | |
AUTOMATIC DATA PROCESSING INC | COM | 053015103 | 415 | 5,000 | SH | DFND | 1 | 0 | 0 | 5,000 | |
BLACKSTONE GROUP LP | COM UNIT LTD | 09253u108 | 609 | 19,340 | SH | DFND | 1 | 0 | 0 | 19,340 | |
BLACKROCK EN CAP & INC | COM | 09256a109 | 1,343 | 90,424 | SH | DFND | 1 | 0 | 0 | 90,424 | |
BRISTOL MYERS SQUIBB CO | COM | 110122108 | 695 | 13,578 | SH | DFND | 1 | 0 | 0 | 13,578 | |
CHAMBERS STREET PROPERTIES | COM | 157842105 | 113 | 15,000 | SH | DFND | 1 | 0 | 0 | 15,000 | |
CHEVRON CORP | COM | 166764100 | 1,086 | 9,105 | SH | DFND | 1 | 0 | 0 | 9,105 | |
CISCO SYSTEMS INC | COM | 17275r102 | 568 | 22,556 | SH | DFND | 1 | 0 | 0 | 22,556 | |
CLOROX CO | COM | 189054109 | 407 | 4,239 | SH | DFND | 1 | 0 | 0 | 4,239 | |
CONOCOPHILLIPS | COM | 20825c104 | 980 | 12,801 | SH | DFND | 1 | 0 | 0 | 12,801 | |
CONSOLIDATED EDISON INC | COM | 209115104 | 374 | 6,606 | SH | DFND | 1 | 0 | 0 | 6,606 | |
DISNEY, WALT CO. | COM | 254687106 | 452 | 5,072 | SH | DFND | 1 | 0 | 0 | 5,072 | |
DU PONT E I DE NEMOURS & CO | COM | 263534109 | 1,224 | 17,059 | SH | DFND | 1 | 0 | 0 | 17,059 | |
ENTERGY CORP NEW | COM | 29364g103 | 568 | 7,344 | SH | DFND | 1 | 0 | 0 | 7,344 | |
EXELON CORP | COM | 30161n101 | 689 | 20,203 | SH | DFND | 1 | 0 | 0 | 20,203 | |
EXXON MOBIL CORP | COM | 30231g102 | 732 | 7,778 | SH | DFND | 1 | 0 | 0 | 7,778 | |
GENERAL ELECTRIC CO | COM | 369604103 | 1,046 | 40,812 | SH | DFND | 1 | 0 | 0 | 40,812 | |
GENERAL MILLS INC | COM | 370334104 | 323 | 6,400 | SH | DFND | 1 | 0 | 0 | 6,400 | |
HALLIBURTON CO | COM | 406216101 | 548 | 8,500 | SH | DFND | 1 | 0 | 0 | 8,500 | |
HARLEY-DAVIDSON INC | COM | 412822108 | 349 | 6,000 | SH | DFND | 1 | 0 | 0 | 6,000 | |
HARTFORD FINANCIAL SERVICES GP INC | COM | 416515104 | 291 | 7,800 | SH | DFND | 1 | 0 | 0 | 7,800 | |
INTEL CORP | COM | 458140100 | 359 | 10,300 | SH | DFND | 1 | 0 | 0 | 10,300 | |
INTERNATIONAL BUSINESS MACHINE | COM | 459200101 | 276 | 1,456 | SH | DFND | 1 | 0 | 0 | 1,456 | |
ISHARES | MSCI JAPAN | 464286848 | 3,487 | 296,276 | SH | DFND | 1 | 0 | 0 | 296,276 | |
ISHARES TR | CORE US AGGBD FD | 464287226 | 33,386 | 305,983 | SH | DFND | 1 | 0 | 0 | 305,983 | |
ISHARES TR | IBOXX INV CP ETF | 464287242 | 102 | 864 | SH | DFND | 1 | 0 | 0 | 864 | |
ISHARES TR | MSCI EAFE ETF | 464287465 | 123 | 1,913 | SH | DFND | 1 | 0 | 0 | 1,913 | |
ISHARES TR | CORE S&P MCP ETF | 464287507 | 38,468 | 281,319 | SH | DFND | 1 | 0 | 0 | 281,319 | |
ISHARES TR | COHEN & STEER REIT | 464287564 | 1,090 | 12,908 | SH | DFND | 1 | 0 | 0 | 12,908 | |
ISHARES TR | RUS 1000 ETF | 464287622 | 9,724 | 88,503 | SH | DFND | 1 | 0 | 0 | 88,503 | |
ISHARES TR | CORE S&P SCP ETF | 464287804 | 16,700 | 160,119 | SH | DFND | 1 | 0 | 0 | 160,119 | |
ISHARES TR | EUROPE ETF | 464287861 | 7,308 | 162,106 | SH | DFND | 1 | 0 | 0 | 162,106 | |
ISHARES | NAT AMT FREE BD | 464288414 | 202 | 1,843 | SH | DFND | 1 | 0 | 0 | 1,843 | |
ISHARES | MBS ETF | 464288588 | 14,432 | 133,490 | SH | DFND | 1 | 0 | 0 | 133,490 | |
ISHARES | INTERM CR BD ETF | 464288638 | 9,048 | 82,777 | SH | DFND | 1 | 0 | 0 | 82,777 | |
ISHARES | 1-3 YR CR BD ETF | 464288646 | 4,525 | 42,978 | SH | DFND | 1 | 0 | 0 | 42,978 | |
ISHARES | 3-7 YR TR BD ETF | 464288661 | 19 | 157 | SH | DFND | 1 | 0 | 0 | 157 | |
ISHARES | US PFD STK ETF | 464288687 | 705 | 17,833 | SH | DFND | 1 | 0 | 0 | 17,833 | |
ISHARES TR | USA MIN VOL ETF | 46429b697 | 2,777 | 73,702 | SH | DFND | 1 | 0 | 0 | 73,702 | |
JP MORGAN CHASE & CO | COM | 46625h100 | 245 | 4,069 | SH | DFND | 1 | 0 | 0 | 4,069 | |
JOHNSON & JOHNSON | COM | 478160104 | 344 | 3,228 | SH | DFND | 1 | 0 | 0 | 3,228 | |
KIMBERLY CLARK CORP | COM | 494368103 | 935 | 8,693 | SH | DFND | 1 | 0 | 0 | 8,693 | |
KINDER MORGAN ENERGY PARTNERS | UT LTD PARTNER | 494550106 | 826 | 8,856 | SH | DFND | 1 | 0 | 0 | 8,856 | |
LEGGETT & PLATT INC | COM | 524660107 | 437 | 12,515 | SH | DFND | 1 | 0 | 0 | 12,515 | |
LILLY, ELI AND CO | COM | 532457108 | 718 | 11,073 | SH | DFND | 1 | 0 | 0 | 11,073 | |
MATTEL INC | COM | 577081102 | 441 | 14,392 | SH | DFND | 1 | 0 | 0 | 14,392 | |
MCDONALDS CORP | COM | 580135101 | 491 | 5,184 | SH | DFND | 1 | 0 | 0 | 5,184 | |
MERCK & CO | COM | 58933y105 | 663 | 11,181 | SH | DFND | 1 | 0 | 0 | 11,181 | |
MICROSOFT CORP | COM | 594918104 | 761 | 16,414 | SH | DFND | 1 | 0 | 0 | 16,414 | |
MONDELEZ INT INC | CLA | 609207105 | 274 | 8,000 | SH | DFND | 1 | 0 | 0 | 8,000 | |
NORFOLK SOUTHERN CORP | COM | 655844108 | 446 | 4,000 | SH | DFND | 1 | 0 | 0 | 4,000 | |
NUCOR CORP | COM | 670346105 | 672 | 12,376 | SH | DFND | 1 | 0 | 0 | 12,376 | |
PPG INDUSTRIES INC | COM | 693506107 | 551 | 2,800 | SH | DFND | 1 | 0 | 0 | 2,800 | |
PEPSICO INC | COM | 713448108 | 470 | 5,045 | SH | DFND | 1 | 0 | 0 | 5,045 | |
PFIZER INC | COM | 717081103 | 771 | 26,084 | SH | DFND | 1 | 0 | 0 | 26,084 | |
PHILIP MORRIS INTL INC | COM | 718172109 | 259 | 3,100 | SH | DFND | 1 | 0 | 0 | 3,100 | |
PIMCO ETF TR | 0-5 HIGH YLD | 72201r783 | 643 | 6,205 | SH | DFND | 1 | 0 | 0 | 6,205 | |
POWERSHARES GLOBAL ETF TRUST | SOVEREIGN DEBT | 73936t573 | 1,589 | 55,821 | SH | DFND | 1 | 0 | 0 | 55,821 | |
QUALCOMM INC | COM | 747525103 | 291 | 3,896 | SH | DFND | 1 | 0 | 0 | 3,896 | |
RAYTHEON CO | COM NEW | 755111507 | 666 | 6,550 | SH | DFND | 1 | 0 | 0 | 6,550 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462f103 | 60,307 | 306,096 | SH | DFND | 1 | 0 | 0 | 306,096 | |
SPDR SERIES TRUST | BRC HGH YLD BD | 78464a417 | 23,942 | 595,862 | SH | DFND | 1 | 0 | 0 | 595,862 | |
SPDR SERIES TRUST | DJ REIT ETF | 78464a607 | 298 | 3,733 | SH | DFND | 1 | 0 | 0 | 3,733 | |
SPDR SERIES TRUST | S&P REGL BKG | 78464a698 | 227 | 6,000 | SH | DFND | 1 | 0 | 0 | 6,000 | |
SPDR SERIES TRUST | S&P CAP MKTS | 78464a771 | 360 | 7,500 | SH | DFND | 1 | 0 | 0 | 7,500 | |
SELECT SECTOR SPDR TR | SBI HEALTH CARE | 81369y209 | 5,881 | 92,021 | SH | DFND | 1 | 0 | 0 | 92,021 | |
SELECT SECTOR SPDR TR | SBI CONS STAPLES | 81369y308 | 4,607 | 102,138 | SH | DFND | 1 | 0 | 0 | 102,138 | |
SELECT SECTOR SPDR TR | SBI INT-ENERGY | 81369y506 | 3,688 | 40,693 | SH | DFND | 1 | 0 | 0 | 40,693 | |
SPECTRA ENERGY CORP | COM | 847560109 | 868 | 22,108 | SH | DFND | 1 | 0 | 0 | 22,108 | |
STRYKER CORP | COM | 863667101 | 323 | 4,000 | SH | DFND | 1 | 0 | 0 | 4,000 | |
SYSCO CORP | COM | 871829107 | 1,312 | 34,569 | SH | DFND | 1 | 0 | 0 | 34,569 | |
TEXAS INSTRUMENTS INC | COM | 882508104 | 372 | 7,800 | SH | DFND | 1 | 0 | 0 | 7,800 | |
TORTOISE ENERGY INFRASTRUCTURE | COM | 89147l100 | 1,284 | 26,685 | SH | DFND | 1 | 0 | 0 | 26,685 | |
VANGUARD TAX MANAGED INTL FD | FTSE DEV MKT ETF | 921943858 | 6,422 | 161,548 | SH | DFND | 1 | 0 | 0 | 161,548 | |
VANGUARD INTL EQUITY INDEX FD | FTSE EMR MKT ETF | 922042858 | 13,428 | 321,935 | SH | DFND | 1 | 0 | 0 | 321,935 | |
VANGUARD INTL EQUITY INDEX FD | FTSE EUROPE ETF | 922042874 | 27 | 484 | SH | DFND | 1 | 0 | 0 | 484 | |
VANGUARD INDEX FUNDS | REIT ETF | 922908553 | 647 | 9,001 | SH | DFND | 1 | 0 | 0 | 9,001 | |
VANGUARD INDEX FUNDS | LARGE CAP ETF | 922908637 | 236 | 2,611 | SH | DFND | 1 | 0 | 0 | 2,611 | |
VERIZON COMMUNICATIONS | COM | 92343v104 | 868 | 17,359 | SH | DFND | 1 | 0 | 0 | 17,359 | |
WILLIAMS COS INC DE | COM | 969457100 | 982 | 17,745 | SH | DFND | 1 | 0 | 0 | 17,745 |