The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AT&T INC | COM | 00206r102 | 919 | 23,457 | SH | DFND | 1 | 0 | 0 | 23,457 | |
ABBVIE INC | COM | 00287y109 | 942 | 16,478 | SH | DFND | 1 | 0 | 0 | 16,478 | |
APPLE INC | COM | 037833100 | 245 | 2,247 | SH | DFND | 1 | 0 | 0 | 2,247 | |
AUTOMATIC DATA PROCESSING INC | COM | 053015103 | 355 | 3,962 | SH | DFND | 1 | 0 | 0 | 3,962 | |
BANCO SANTANDER SA | ADR | 05964h105 | 758 | 174,003 | SH | DFND | 1 | 0 | 0 | 174,003 | |
BLACKSTONE GROUP LP | COM UNIT LTD | 09253u108 | 778 | 27,737 | SH | DFND | 1 | 0 | 0 | 27,737 | |
BLACKROCK ENHAN CAP & INC FD | COM | 09256a109 | 1,575 | 116,335 | SH | DFND | 1 | 0 | 0 | 116,335 | |
CVS HEALTH CORPORATION | COM | 126650100 | 387 | 3,735 | SH | DFND | 1 | 0 | 0 | 3,735 | |
CISCO SYSTEMS INC | COM | 17275r102 | 728 | 25,572 | SH | DFND | 1 | 0 | 0 | 25,572 | |
CLOROX CO | COM | 189054109 | 532 | 4,218 | SH | DFND | 1 | 0 | 0 | 4,218 | |
COCA-COLA CO | COM | 191216100 | 905 | 19,510 | SH | DFND | 1 | 0 | 0 | 19,510 | |
CONOCOPHILLIPS | COM | 20825c104 | 963 | 23,912 | SH | DFND | 1 | 0 | 0 | 23,912 | |
CONSOLIDATED EDISON INC | COM | 209115104 | 576 | 7,526 | SH | DFND | 1 | 0 | 0 | 7,526 | |
DU PONT E I DE NEMOURS & CO | COM | 263534109 | 817 | 12,897 | SH | DFND | 1 | 0 | 0 | 12,897 | |
DUKE ENERGY CORP | COM | 26441c204 | 687 | 8,505 | SH | DFND | 1 | 0 | 0 | 8,505 | |
EMERSON ELECTRIC CO | COM | 291011104 | 662 | 12,180 | SH | DFND | 1 | 0 | 0 | 12,180 | |
ENTERGY CORP | COM | 29364g103 | 702 | 8,844 | SH | DFND | 1 | 0 | 0 | 8,844 | |
EXELON CORP | COM | 30161n101 | 889 | 24,795 | SH | DFND | 1 | 0 | 0 | 24,795 | |
GENERAL ELECTRIC CO | COM | 369604103 | 517 | 16,262 | SH | DFND | 1 | 0 | 0 | 16,262 | |
GRAMERCY PROPERTY TRUST | COM | 385002100 | 84 | 10,000 | SH | DFND | 1 | 0 | 0 | 10,000 | |
HCP INC | COM | 40414l109 | 760 | 23,336 | SH | DFND | 1 | 0 | 0 | 23,336 | |
HP INC | COM | 40434l105 | 832 | 67,545 | SH | DFND | 1 | 0 | 0 | 67,545 | |
HONEYWELL INTL INC | COM | 438516106 | 295 | 2,634 | SH | DFND | 1 | 0 | 0 | 2,634 | |
INTERNATIONAL BUSINESS MACHINE | COM | 459200101 | 821 | 5,422 | SH | DFND | 1 | 0 | 0 | 5,422 | |
ISHARES | CNTRY MIN VOL ETF | 464286525 | 4,612 | 62,769 | SH | DFND | 1 | 0 | 0 | 62,769 | |
ISHARES TR | CORE US AGGBD ETF | 464287226 | 44,760 | 403,878 | SH | DFND | 1 | 0 | 0 | 403,878 | |
ISHARES TR | MSCI EAFE ETF | 464287465 | 377 | 6,589 | SH | DFND | 1 | 0 | 0 | 6,589 | |
ISHARES TR | CORE S&P MCP ETF | 464287507 | 40,127 | 278,292 | SH | DFND | 1 | 0 | 0 | 278,292 | |
ISHARES TR | COHEN & STEER REIT | 464287564 | 18,076 | 175,219 | SH | DFND | 1 | 0 | 0 | 175,219 | |
ISHARES TR | RUS 1000 ETF | 464287622 | 9,909 | 86,873 | SH | DFND | 1 | 0 | 0 | 86,873 | |
ISHARES TR | CORE S&P SCP ETF | 464287804 | 15,413 | 136,921 | SH | DFND | 1 | 0 | 0 | 136,921 | |
ISHARES TR | EUROPE ETF | 464287861 | 11,451 | 292,806 | SH | DFND | 1 | 0 | 0 | 292,806 | |
ISHARES TR | MBS ETF | 464288588 | 14,733 | 134,571 | SH | DFND | 1 | 0 | 0 | 134,571 | |
ISHARES TR | INTERM CR BD ETF | 464288638 | 10,015 | 91,309 | SH | DFND | 1 | 0 | 0 | 91,309 | |
ISHARES TR | 1-3 YR CR BD ETF | 464288646 | 5,394 | 51,168 | SH | DFND | 1 | 0 | 0 | 51,168 | |
ISHARES TR | US PFD STK ETF | 464288687 | 10,055 | 257,629 | SH | DFND | 1 | 0 | 0 | 257,629 | |
ISHARES | USA MIN VOL ETF | 46429b697 | 3,635 | 82,752 | SH | DFND | 1 | 0 | 0 | 82,752 | |
KKR & CO LP DEL | COM UNITS | 48248m102 | 836 | 56,947 | SH | DFND | 1 | 0 | 0 | 56,947 | |
KIMBERLY CLARK CORP | COM | 494368103 | 1,008 | 7,494 | SH | DFND | 1 | 0 | 0 | 7,494 | |
LEGGETT & PLATT INC | COM | 524660107 | 516 | 10,658 | SH | DFND | 1 | 0 | 0 | 10,658 | |
ELI LILLY & CO | COM | 532457108 | 752 | 10,449 | SH | DFND | 1 | 0 | 0 | 10,449 | |
MATTEL INC | COM | 577081102 | 683 | 20,306 | SH | DFND | 1 | 0 | 0 | 20,306 | |
MICROSOFT CORP | COM | 594918104 | 877 | 15,877 | SH | DFND | 1 | 0 | 0 | 15,877 | |
NUCOR CORP | COM | 670346105 | 846 | 17,874 | SH | DFND | 1 | 0 | 0 | 17,874 | |
PFIZER INC | COM | 717081103 | 738 | 24,900 | SH | DFND | 1 | 0 | 0 | 24,900 | |
PIMCO ETF TR | 0-5 HIGH YIELD | 72201r783 | 495 | 5,330 | SH | DFND | 1 | 0 | 0 | 5,330 | |
POTASH CORP SASKATCHEWAN INC | COM | 73755l107 | 679 | 39,898 | SH | DFND | 1 | 0 | 0 | 39,898 | |
POWERSHARES QQQ TR | UNIT SER 1 | 73935a104 | 343 | 3,141 | SH | DFND | 1 | 0 | 0 | 3,141 | |
POWERSHARES ETF TRUST | FIN PFD PTFL | 73935x229 | 1,051 | 55,883 | SH | DFND | 1 | 0 | 0 | 55,883 | |
PRINCIPAL FINANCIAL GROUP INC | COM | 74251v102 | 760 | 19,261 | SH | DFND | 1 | 0 | 0 | 19,261 | |
PROCTER & GAMBLE CO | COM | 742718109 | 625 | 7,597 | SH | DFND | 1 | 0 | 0 | 7,597 | |
RYDEX ETF TR | GUG S&P 500 EQ WGT | 78355w106 | 334 | 4,258 | SH | DFND | 1 | 0 | 0 | 4,258 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462f103 | 68,653 | 334,045 | SH | DFND | 1 | 0 | 0 | 334,045 | |
SPDR SERIES TRUST | BRC HIGH YLD BD | 78464a417 | 31,131 | 908,927 | SH | DFND | 1 | 0 | 0 | 908,927 | |
SSGA ACTIVE ETF TR | SPDR TR TACTIC | 78467v848 | 234 | 4,733 | SH | DFND | 1 | 0 | 0 | 4,733 | |
SELECT SECTOR SPDR TR | SSBI HEALTH CARE | 81369y209 | 6,239 | 92,047 | SH | DFND | 1 | 0 | 0 | 92,047 | |
SELECT SECTOR SPDR TR | SSBI CONS STAPLES | 81369y308 | 5,979 | 112,680 | SH | DFND | 1 | 0 | 0 | 112,680 | |
SELECT SECTOR SPDR TR | SBI INT ENERGY | 81369y506 | 367 | 5,937 | SH | DFND | 1 | 0 | 0 | 5,937 | |
SELECT SECTOR SPDR TR | SBI INT UTILS | 81369y886 | 360 | 7,252 | SH | DFND | 1 | 0 | 0 | 7,252 | |
SOUTHERN CO | COM | 842587107 | 809 | 15,638 | SH | DFND | 1 | 0 | 0 | 15,638 | |
SYSCO CORP | COM | 871829107 | 1,189 | 25,439 | SH | DFND | 1 | 0 | 0 | 25,439 | |
VANGUARD BOND INDEX FUND | TOTAL BD MKT | 921937835 | 202 | 2,434 | SH | DFND | 1 | 0 | 0 | 2,434 | |
VANGUARD TAX MGD INTL FD | FTSE DEV MKT ETF | 921943858 | 10,226 | 285,012 | SH | DFND | 1 | 0 | 0 | 285,012 | |
VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 | 9,896 | 286,176 | SH | DFND | 1 | 0 | 0 | 286,176 | |
VENTAS INC | COM | 92276f100 | 662 | 10,511 | SH | DFND | 1 | 0 | 0 | 10,511 | |
VANGUARD INDEX FUNDS | LARGE CAP ETF | 922908637 | 222 | 2,358 | SH | DFND | 1 | 0 | 0 | 2,358 | |
VERIZON COMMUNICATIONS INC | COM | 92343v104 | 1,146 | 21,194 | SH | DFND | 1 | 0 | 0 | 21,194 |