The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AT&T INC | COM | 00206r102 | 1,206 | 27,901 | SH | DFND | 1 | 0 | 0 | 27,901 | |
ABBVIE INC | COM | 00287y109 | 1,195 | 19,296 | SH | DFND | 1 | 0 | 0 | 19,296 | |
AUTOMATIC DATA PROCESSING INC | COM | 053015103 | 336 | 3,658 | SH | DFND | 1 | 0 | 0 | 3,658 | |
BANCO SANTANDER SA | ADR | 05964h105 | 839 | 213,924 | SH | DFND | 1 | 0 | 0 | 213,924 | |
BLACKSTONE GROUP LP | COM UNIT LTD | 09253u108 | 870 | 35,444 | SH | DFND | 1 | 0 | 0 | 35,444 | |
CVS HEALTH CORPORATION | COM | 126650100 | 358 | 3,735 | SH | DFND | 1 | 0 | 0 | 3,735 | |
CISCO SYSTEMS INC | COM | 17275r102 | 844 | 29,402 | SH | DFND | 1 | 0 | 0 | 29,402 | |
CLOROX CO | COM | 189054109 | 682 | 4,923 | SH | DFND | 1 | 0 | 0 | 4,923 | |
COCA-COLA CO | COM | 191216100 | 1,017 | 22,431 | SH | DFND | 1 | 0 | 0 | 22,431 | |
CONSOLIDATED EDISON INC | COM | 209115104 | 702 | 8,730 | SH | DFND | 1 | 0 | 0 | 8,730 | |
DU PONT E I DE NEMOURS & CO | COM | 263534109 | 836 | 12,897 | SH | DFND | 1 | 0 | 0 | 12,897 | |
DUKE ENERGY CORP | COM | 26441c204 | 882 | 10,289 | SH | DFND | 1 | 0 | 0 | 10,289 | |
EMERSON ELECTRIC CO | COM | 291011104 | 758 | 14,537 | SH | DFND | 1 | 0 | 0 | 14,537 | |
ENTERGY CORP | COM | 29364g103 | 852 | 10,478 | SH | DFND | 1 | 0 | 0 | 10,478 | |
EXELON CORP | COM | 30161n101 | 1,083 | 29,796 | SH | DFND | 1 | 0 | 0 | 29,796 | |
EXXON MOBIL CORP | COM | 30231g102 | 211 | 2,249 | SH | DFND | 1 | 0 | 0 | 2,249 | |
FIRSTENERGY CORP | COM | 337932107 | 799 | 22,876 | SH | DFND | 1 | 0 | 0 | 22,876 | |
GENERAL ELECTRIC CO | COM | 369604103 | 473 | 15,010 | SH | DFND | 1 | 0 | 0 | 15,010 | |
GRAMERCY PROPERTY TRUST | COM | 385002100 | 92 | 10,000 | SH | DFND | 1 | 0 | 0 | 10,000 | |
HCP INC | COM | 40414l109 | 1,002 | 28,307 | SH | DFND | 1 | 0 | 0 | 28,307 | |
HP INC | COM | 40434l105 | 1,031 | 82,105 | SH | DFND | 1 | 0 | 0 | 82,105 | |
HONEYWELL INTL INC | COM | 438516106 | 306 | 2,634 | SH | DFND | 1 | 0 | 0 | 2,634 | |
INTERNATIONAL BUSINESS MACHINE | COM | 459200101 | 1,039 | 6,849 | SH | DFND | 1 | 0 | 0 | 6,849 | |
ISHARES | MIN VOL GLOBAL ETF | 464286525 | 4,978 | 65,182 | SH | DFND | 1 | 0 | 0 | 65,182 | |
ISHARES TR | CORE US AGG BD ETF | 464287226 | 46,810 | 415,666 | SH | DFND | 1 | 0 | 0 | 415,666 | |
ISHARES TR | MSCI EAFE ETF | 464287465 | 482 | 8,628 | SH | DFND | 1 | 0 | 0 | 8,628 | |
ISHARES TR | CORE S&P MCP ETF | 464287507 | 43,556 | 291,553 | SH | DFND | 1 | 0 | 0 | 291,553 | |
ISHARES TR | COHEN & STEER REIT | 464287564 | 19,936 | 184,248 | SH | DFND | 1 | 0 | 0 | 184,248 | |
ISHARES TR | RUSS 1000 GRW ETF | 464287622 | 10,121 | 86,590 | SH | DFND | 1 | 0 | 0 | 86,590 | |
ISHARES TR | CORE S&P SCP ETF | 464287804 | 16,473 | 141,751 | SH | DFND | 1 | 0 | 0 | 141,751 | |
ISHARES TR | EUROPE ETF | 464287861 | 451 | 11,930 | SH | DFND | 1 | 0 | 0 | 11,930 | |
ISHARES TR | MBS ETF | 464288588 | 15,521 | 141,137 | SH | DFND | 1 | 0 | 0 | 141,137 | |
ISHARES TR | INTERM CR BD ETF | 464288638 | 10,612 | 95,381 | SH | DFND | 1 | 0 | 0 | 95,381 | |
ISHARES TR | 1-3 YR CR BD ETF | 464288646 | 5,736 | 54,064 | SH | DFND | 1 | 0 | 0 | 54,064 | |
ISHARES TR | US PFD STK ETF | 464288687 | 10,755 | 269,604 | SH | DFND | 1 | 0 | 0 | 269,604 | |
ISHARES TR | MIN VOL USA ETF | 46429b697 | 3,897 | 84,328 | SH | DFND | 1 | 0 | 0 | 84,328 | |
KKR & CO LP DEL | COM UNITS | 48248m102 | 883 | 71,600 | SH | DFND | 1 | 0 | 0 | 71,600 | |
KIMBERLY CLARK CORP | COM | 494368103 | 1,277 | 9,290 | SH | DFND | 1 | 0 | 0 | 9,290 | |
LEGGETT & PLATT INC | COM | 524660107 | 635 | 12,427 | SH | DFND | 1 | 0 | 0 | 12,427 | |
ELI LILLY & CO | COM | 532457108 | 1,002 | 12,720 | SH | DFND | 1 | 0 | 0 | 12,720 | |
MATTEL INC | COM | 577081102 | 758 | 24,219 | SH | DFND | 1 | 0 | 0 | 24,219 | |
MICROSOFT CORP | COM | 594918104 | 961 | 18,787 | SH | DFND | 1 | 0 | 0 | 18,787 | |
NUCOR CORP | COM | 670346105 | 1,045 | 21,148 | SH | DFND | 1 | 0 | 0 | 21,148 | |
PFIZER INC | COM | 717081103 | 1,044 | 29,663 | SH | DFND | 1 | 0 | 0 | 29,663 | |
PIMCO ETF TR | 0-5 HIGH YLD | 72201r783 | 470 | 4,851 | SH | DFND | 1 | 0 | 0 | 4,851 | |
POTASH CORP SASKATCHEWAN INC | COM | 73755l107 | 825 | 50,810 | SH | DFND | 1 | 0 | 0 | 50,810 | |
POWERSHARES QQQ TRUST | UNIT SER 1 | 73935a104 | 338 | 3,141 | SH | DFND | 1 | 0 | 0 | 3,141 | |
POWERSHARES ETF TRUST | FINL PFD PTFL | 73935x229 | 1,324 | 69,017 | SH | DFND | 1 | 0 | 0 | 69,017 | |
PRINCIPAL FINANCIAL GROUP INC | COM | 74251v102 | 971 | 23,608 | SH | DFND | 1 | 0 | 0 | 23,608 | |
PROCTER & GAMBLE CO | COM | 742718109 | 823 | 9,714 | SH | DFND | 1 | 0 | 0 | 9,714 | |
PUBLIC SERVICE ENTERPRISE GROUP | COM | 744573106 | 801 | 17,193 | SH | DFND | 1 | 0 | 0 | 17,193 | |
RYDEX ETF TRUST | GUG S&P 500 EQ WT | 78355w106 | 342 | 4,258 | SH | DFND | 1 | 0 | 0 | 4,258 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462f103 | 72,977 | 348,382 | SH | DFND | 1 | 0 | 0 | 348,382 | |
SPDR SERIES TRUST | BRC HIGH YLD BD | 78464a417 | 33,196 | 930,137 | SH | DFND | 1 | 0 | 0 | 930,137 | |
SSGA ACTIVE ETF TR | SPDR TR TACTIC | 78467v848 | 210 | 4,203 | SH | DFND | 1 | 0 | 0 | 4,203 | |
SELECT SECTOR SPDR TR | SBI HEALTHCARE | 81369y209 | 6,732 | 93,880 | SH | DFND | 1 | 0 | 0 | 93,880 | |
SELECT SECTOR SPDR TR | SBI CONS STAPLES | 81369y308 | 6,200 | 112,420 | SH | DFND | 1 | 0 | 0 | 112,420 | |
SELECT SECTOR SPDR TR | SBI INT-ENERGY | 81369y506 | 405 | 5,937 | SH | DFND | 1 | 0 | 0 | 5,937 | |
SELECT SECTOR SPDR TR | SBI INT-UTILS | 81369y886 | 406 | 7,741 | SH | DFND | 1 | 0 | 0 | 7,741 | |
SOUTHERN CO | COM | 842587107 | 1,050 | 19,583 | SH | DFND | 1 | 0 | 0 | 19,583 | |
SYSCO CORP | COM | 871829107 | 1,511 | 29,783 | SH | DFND | 1 | 0 | 0 | 29,783 | |
TELUS CORP | COM | 87971m103 | 788 | 24,475 | SH | DFND | 1 | 0 | 0 | 24,475 | |
VANGUARD BOND INDEX FUND INC | TOTAL BD MKT | 921937835 | 236 | 2,804 | SH | DFND | 1 | 0 | 0 | 2,804 | |
VANGUARD TAX MGD INTL FD | FTSE DEV MKT ETF | 921943858 | 10,331 | 292,162 | SH | DFND | 1 | 0 | 0 | 292,162 | |
VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 | 10,617 | 301,363 | SH | DFND | 1 | 0 | 0 | 301,363 | |
VENTAS INC | COM | 92276f100 | 912 | 12,528 | SH | DFND | 1 | 0 | 0 | 12,528 | |
VANGUARD INDEX FUNDS | LARGE CAP ETF | 922908637 | 251 | 2,618 | SH | DFND | 1 | 0 | 0 | 2,618 | |
VERIZON COMMUNICATIONS INC | COM | 92343v104 | 1,397 | 25,009 | SH | DFND | 1 | 0 | 0 | 25,009 | |
WAL MART STORES INC | COM | 931142103 | 837 | 11,468 | SH | DFND | 1 | 0 | 0 | 11,468 |