The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AT&T INC | COM | 00206r102 | 1,175 | 28,933 | SH | DFND | 1 | 0 | 0 | 28,933 | |
ABBVIE INC | COM | 00287y109 | 1,271 | 20,145 | SH | DFND | 1 | 0 | 0 | 20,145 | |
APPLE INC | COM | 037833100 | 218 | 1,926 | SH | DFND | 1 | 0 | 0 | 1,926 | |
AUTOMATIC DATA PROCESSING INC | COM | 053015103 | 323 | 3,658 | SH | DFND | 1 | 0 | 0 | 3,658 | |
BEST BUY INC | COM | 086516101 | 1,156 | 30,286 | SH | DFND | 1 | 0 | 0 | 30,286 | |
BLACKSTONE GROUP LP | COM UNIT LTD | 09253u108 | 955 | 37,411 | SH | DFND | 1 | 0 | 0 | 37,411 | |
CVS HEALTH CORPORATION | COM | 126650100 | 332 | 3,735 | SH | DFND | 1 | 0 | 0 | 3,735 | |
CISCO SYSTEMS INC | COM | 17275r102 | 973 | 30,693 | SH | DFND | 1 | 0 | 0 | 30,693 | |
COCA-COLA CO | COM | 191216100 | 1,011 | 23,882 | SH | DFND | 1 | 0 | 0 | 23,882 | |
CONSOLIDATED EDISON INC | COM | 209115104 | 681 | 9,041 | SH | DFND | 1 | 0 | 0 | 9,041 | |
DU PONT E I DE NEMOURS & CO | COM | 263534109 | 864 | 12,897 | SH | DFND | 1 | 0 | 0 | 12,897 | |
DUKE ENERGY CORP | COM | 26441c204 | 863 | 10,793 | SH | DFND | 1 | 0 | 0 | 10,793 | |
EMERSON ELECTRIC CO | COM | 291011104 | 843 | 15,469 | SH | DFND | 1 | 0 | 0 | 15,469 | |
ENTERGY CORP | COM | 29364g103 | 847 | 11,032 | SH | DFND | 1 | 0 | 0 | 11,032 | |
EXELON CORP | COM | 30161n101 | 1,034 | 31,074 | SH | DFND | 1 | 0 | 0 | 31,074 | |
EXXON MOBIL CORP | COM | 30231g102 | 204 | 2,342 | SH | DFND | 1 | 0 | 0 | 2,342 | |
FIRSTENERGY CORP | COM | 337932107 | 802 | 24,227 | SH | DFND | 1 | 0 | 0 | 24,227 | |
FORD MOTOR CO | COM | 345370860 | 1,049 | 86,900 | SH | DFND | 1 | 0 | 0 | 86,900 | |
GENERAL ELECTRIC CO | COM | 369604103 | 444 | 15,010 | SH | DFND | 1 | 0 | 0 | 15,010 | |
GENERAL MOTORS CO | COM | 37045v100 | 1,018 | 32,018 | SH | DFND | 1 | 0 | 0 | 32,018 | |
GRAMERCY PROPERTY TRUST | COM | 385002100 | 96 | 10,000 | SH | DFND | 1 | 0 | 0 | 10,000 | |
HCP INC | COM | 40414l109 | 1,121 | 29,538 | SH | DFND | 1 | 0 | 0 | 29,538 | |
HP INC | COM | 40434l105 | 1,321 | 85,066 | SH | DFND | 1 | 0 | 0 | 85,066 | |
HONEYWELL INTL INC | COM | 438516106 | 315 | 2,698 | SH | DFND | 1 | 0 | 0 | 2,698 | |
INTERNATIONAL BUSINESS MACHINE | COM | 459200101 | 1,140 | 7,180 | SH | DFND | 1 | 0 | 0 | 7,180 | |
ISHARES | MIN VOL GBL ETF | 464286525 | 5,006 | 65,703 | SH | DFND | 1 | 0 | 0 | 65,703 | |
ISHARES TR | CORE US AGGBD ETF | 464287226 | 48,868 | 434,696 | SH | DFND | 1 | 0 | 0 | 434,696 | |
ISHARES TR | MSCI EAFE ETF | 464287465 | 390 | 6,589 | SH | DFND | 1 | 0 | 0 | 6,589 | |
ISHARES TR | CORE S&P MCP ETF | 464287507 | 45,497 | 294,080 | SH | DFND | 1 | 0 | 0 | 294,080 | |
ISHARES TR | COHEN & STEER REIT | 464287564 | 19,601 | 186,857 | SH | DFND | 1 | 0 | 0 | 186,857 | |
ISHARES TR | RUSS 1000 ETF | 464287622 | 10,622 | 88,186 | SH | DFND | 1 | 0 | 0 | 88,186 | |
ISHARES TR | CORE S&P SCP ETF | 464287804 | 17,760 | 143,058 | SH | DFND | 1 | 0 | 0 | 143,058 | |
ISHARES TR | EUROPE ETF | 464287861 | 401 | 10,171 | SH | DFND | 1 | 0 | 0 | 10,171 | |
ISHARES TR | MBS ETF | 464288588 | 16,243 | 147,548 | SH | DFND | 1 | 0 | 0 | 147,548 | |
ISHARES TR | INTERM CR BD ETF | 464288638 | 11,585 | 104,040 | SH | DFND | 1 | 0 | 0 | 104,040 | |
ISHARES TR | 1-3 YR CR BD ETF | 464288646 | 6,128 | 57,942 | SH | DFND | 1 | 0 | 0 | 57,942 | |
ISHARES TR | US PFD STK ETF | 464288687 | 11,024 | 279,102 | SH | DFND | 1 | 0 | 0 | 279,102 | |
ISHARES TR | MIN VOL USA ETF | 46429b697 | 3,775 | 83,088 | SH | DFND | 1 | 0 | 0 | 83,088 | |
JOHNSON & JOHNSON | COM | 478160104 | 268 | 2,269 | SH | DFND | 1 | 0 | 0 | 2,269 | |
KKR & CO LP DEL UNITS | COM UNITS | 48248m102 | 1,059 | 74,253 | SH | DFND | 1 | 0 | 0 | 74,253 | |
KIMBERLY CLARK CORP | COM | 494368103 | 1,246 | 9,878 | SH | DFND | 1 | 0 | 0 | 9,878 | |
LEGGETT & PLATT INC | COM | 524660107 | 596 | 13,065 | SH | DFND | 1 | 0 | 0 | 13,065 | |
ELI LILLY & CO | COM | 532457108 | 1,074 | 13,387 | SH | DFND | 1 | 0 | 0 | 13,387 | |
MATTEL INC | COM | 577081102 | 768 | 25,378 | SH | DFND | 1 | 0 | 0 | 25,378 | |
MICROSOFT CORP | COM | 594918104 | 1,142 | 19,824 | SH | DFND | 1 | 0 | 0 | 19,824 | |
NUCOR CORP | COM | 670346105 | 1,091 | 22,079 | SH | DFND | 1 | 0 | 0 | 22,079 | |
PFIZER INC | COM | 717081103 | 1,046 | 30,895 | SH | DFND | 1 | 0 | 0 | 30,895 | |
PIMCO ETF TRUST | 0-5 HIGH YIELD | 72201r783 | 483 | 4,851 | SH | DFND | 1 | 0 | 0 | 4,851 | |
POWERSHARES QQQ TR | UNIT SER 1 | 73935a104 | 373 | 3,141 | SH | DFND | 1 | 0 | 0 | 3,141 | |
POWERSHARES ETF TRUST | FINL PFD PTFL | 73935x229 | 1,397 | 73,310 | SH | DFND | 1 | 0 | 0 | 73,310 | |
PRINCIPAL FINANCIAL GROUP INC | COM | 74251v102 | 1,272 | 24,698 | SH | DFND | 1 | 0 | 0 | 24,698 | |
PROCTER & GAMBLE CO | COM | 742718109 | 922 | 10,275 | SH | DFND | 1 | 0 | 0 | 10,275 | |
PUBLIC SER ENTERPRISE GROUP | COM | 744573106 | 764 | 18,232 | SH | DFND | 1 | 0 | 0 | 18,232 | |
RYDEX ETF TRUST | GUG S&P 500 EQ WT | 78355w106 | 356 | 4,258 | SH | DFND | 1 | 0 | 0 | 4,258 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462f103 | 76,303 | 352,762 | SH | DFND | 1 | 0 | 0 | 352,762 | |
SPDR SERIES TRUST | BRC HIGH YLD BD | 78464a417 | 35,184 | 958,178 | SH | DFND | 1 | 0 | 0 | 958,178 | |
SSGA ACTIVE ETF TR | SPDR TR TACTIC | 78467v848 | 300 | 5,973 | SH | DFND | 1 | 0 | 0 | 5,973 | |
SELECT SECTOR SPDR TR | SBI HEALTHCARE | 81369y209 | 432 | 5,989 | SH | DFND | 1 | 0 | 0 | 5,989 | |
SELECT SECTOR SPDR TR | SBI CONS STPLS | 81369y308 | 573 | 10,778 | SH | DFND | 1 | 0 | 0 | 10,778 | |
SELECT SECTOR SPDR TR | SBI INT ENERGY | 81369y506 | 7,144 | 101,166 | SH | DFND | 1 | 0 | 0 | 101,166 | |
SELECT SECTOR SPDR TR | SBI INT UTILS | 81369y886 | 331 | 6,763 | SH | DFND | 1 | 0 | 0 | 6,763 | |
SOUTHERN CO | COM | 842587107 | 1,061 | 20,681 | SH | DFND | 1 | 0 | 0 | 20,681 | |
TELUS CORP | COM | 87971m103 | 852 | 25,828 | SH | DFND | 1 | 0 | 0 | 25,828 | |
VALERO ENERGY CORP | COM | 91913y100 | 1,053 | 19,877 | SH | DFND | 1 | 0 | 0 | 19,877 | |
VANGUARD BOND INDEX FUND INC | TOTAL BD MKT | 921937835 | 236 | 2,804 | SH | DFND | 1 | 0 | 0 | 2,804 | |
VANGUARD TAX MGD INSTL FD | FTSE DEV MKT ETF | 921943858 | 20,517 | 548,446 | SH | DFND | 1 | 0 | 0 | 548,446 | |
VANGUARD INTL EQUITY INDEX FD | FTSE EMR MKT ETF | 922042858 | 11,603 | 308,332 | SH | DFND | 1 | 0 | 0 | 308,332 | |
VENTAS INC | COM | 92276f100 | 920 | 13,026 | SH | DFND | 1 | 0 | 0 | 13,026 | |
VANGUARD INDEX FUNDS | LARGE CAP ETF | 922908637 | 260 | 2,618 | SH | DFND | 1 | 0 | 0 | 2,618 | |
VERIZON COMMUNICATIONS INC | COM | 92343v104 | 1,365 | 26,256 | SH | DFND | 1 | 0 | 0 | 26,256 | |
WAL MART STORES INC | COM | 931142103 | 867 | 12,022 | SH | DFND | 1 | 0 | 0 | 12,022 |