The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
BROOKFIELD PROPERTY PARTNERS LP | UNIT LTD PTN | g16249107 | 2,176 | 98,188 | SH | DFND | 1 | 0 | 0 | 98,188 | |
EATON CORP PLC | COM | g29183103 | 2,803 | 35,477 | SH | DFND | 1 | 0 | 0 | 35,477 | |
LYONDELLBASELL INDUSTRIES | SHS A | n53745100 | 3,346 | 30,329 | SH | DFND | 1 | 0 | 0 | 30,329 | |
AT&T INC | COM | 00206r102 | 3,325 | 85,508 | SH | DFND | 1 | 0 | 0 | 85,508 | |
ABBVIE INC | COM | 00287y109 | 4,158 | 42,999 | SH | DFND | 1 | 0 | 0 | 42,999 | |
ALPHABET INC CAP STOCK CL C | CAP STK CL C | 02079k107 | 292 | 279 | SH | DFND | 1 | 0 | 0 | 279 | |
AMAZON COM INC | COM | 023135106 | 415 | 355 | SH | DFND | 1 | 0 | 0 | 355 | |
AMERICAN TOWER CORP NEW | COM | 03027x100 | 212 | 1,485 | SH | DFND | 1 | 0 | 0 | 1,485 | |
AMGEN INC | COM | 031162100 | 238 | 1,370 | SH | DFND | 1 | 0 | 0 | 1,370 | |
APPLE INC | COM | 037833100 | 714 | 4,218 | SH | DFND | 1 | 0 | 0 | 4,218 | |
AUTOMATIC DATA PROCESSING INC | COM | 053015103 | 304 | 2,591 | SH | DFND | 1 | 0 | 0 | 2,591 | |
BLACKSTONE GROUP LP | COM UNIT LTD | 09253u108 | 2,776 | 86,707 | SH | DFND | 1 | 0 | 0 | 86,707 | |
CISCO SYSTEMS INC | COM | 17275r102 | 3,094 | 80,771 | SH | DFND | 1 | 0 | 0 | 80,771 | |
COCA-COLA CO | COM | 191216100 | 281 | 6,127 | SH | DFND | 1 | 0 | 0 | 6,127 | |
COMCAST CORP | CL A | 20030n101 | 425 | 10,600 | SH | DFND | 1 | 0 | 0 | 10,600 | |
CONSOLIDATED EDISON INC | COM | 209115104 | 1,910 | 22,482 | SH | DFND | 1 | 0 | 0 | 22,482 | |
COSTCO WHOLESALE CORP | COM | 22160k105 | 209 | 1,125 | SH | DFND | 1 | 0 | 0 | 1,125 | |
DOWDUPONT INC | COM | 26078j100 | 1,494 | 20,979 | SH | DFND | 1 | 0 | 0 | 20,979 | |
DUKE ENERGY CORP | COM | 26441c204 | 2,295 | 27,285 | SH | DFND | 1 | 0 | 0 | 27,285 | |
EMERSON ELECTRIC CO | COM | 291011104 | 2,725 | 39,105 | SH | DFND | 1 | 0 | 0 | 39,105 | |
ENTERGY CORP | COM | 29364g103 | 2,324 | 28,548 | SH | DFND | 1 | 0 | 0 | 28,548 | |
EXELON CORP | COM | 30161n101 | 2,984 | 75,729 | SH | DFND | 1 | 0 | 0 | 75,729 | |
EXXON MOBIL CORP | COM | 30231g102 | 3,039 | 36,330 | SH | DFND | 1 | 0 | 0 | 36,330 | |
FACEBOOK INC | CL A | 30303m102 | 328 | 1,856 | SH | DFND | 1 | 0 | 0 | 1,856 | |
FIRSTENERGY CORP | COM | 337932107 | 2,154 | 70,358 | SH | DFND | 1 | 0 | 0 | 70,358 | |
FORD MOTOR CO | COM | 345370860 | 2,909 | 232,916 | SH | DFND | 1 | 0 | 0 | 232,916 | |
GENERAL ELECTRIC CO | COM | 369604103 | 2,421 | 138,721 | SH | DFND | 1 | 0 | 0 | 138,721 | |
GENERAL MOTORS CO | COM | 37045v100 | 3,077 | 75,071 | SH | DFND | 1 | 0 | 0 | 75,071 | |
GILEAD SCIENCES INC | COM | 375558103 | 2,409 | 33,625 | SH | DFND | 1 | 0 | 0 | 33,625 | |
HCP INC | COM | 40414l109 | 2,363 | 90,602 | SH | DFND | 1 | 0 | 0 | 90,602 | |
HP INC | COM | 40434l105 | 3,304 | 157,272 | SH | DFND | 1 | 0 | 0 | 157,272 | |
HOME DEPOT INC | COM | 437076102 | 462 | 2,438 | SH | DFND | 1 | 0 | 0 | 2,438 | |
HONEYWELL INTL INC | COM | 438516106 | 492 | 3,205 | SH | DFND | 1 | 0 | 0 | 3,205 | |
INTEL CORP | COM | 458140100 | 3,737 | 80,963 | SH | DFND | 1 | 0 | 0 | 80,963 | |
INTERNATIONAL BUSINESS MACHINE | COM | 459200101 | 2,664 | 17,362 | SH | DFND | 1 | 0 | 0 | 17,362 | |
ISHARES INC | MIN VOL GBL ETF | 464286525 | 3,932 | 46,636 | SH | DFND | 1 | 0 | 0 | 46,636 | |
ISHARES TR | CORE US AGG BD ETF | 464287226 | 50,593 | 462,754 | SH | DFND | 1 | 0 | 0 | 462,754 | |
ISHARES TR | MSCI EAFE TR | 464287465 | 463 | 6,589 | SH | DFND | 1 | 0 | 0 | 6,589 | |
ISHARES TR | CORE S&P MCP ETF | 464287507 | 45,094 | 236,781 | SH | DFND | 1 | 0 | 0 | 236,781 | |
ISHARES TR | COHEN STEER RETI | 464287564 | 18,661 | 184,178 | SH | DFND | 1 | 0 | 0 | 184,178 | |
ISHARES TR | RUS 1000 ETF | 464287622 | 15,293 | 102,904 | SH | DFND | 1 | 0 | 0 | 102,904 | |
ISHARES TR | CORE S&P SCP ETF | 464287804 | 29,601 | 385,377 | SH | DFND | 1 | 0 | 0 | 385,377 | |
ISHARES TR | EUROPE ETF | 464287861 | 480 | 10,164 | SH | DFND | 1 | 0 | 0 | 10,164 | |
ISHARES TR | MBS ETF | 464288588 | 18,520 | 173,752 | SH | DFND | 1 | 0 | 0 | 173,752 | |
ISHARES TR | INTERM CR BD ETF | 464288638 | 19,714 | 180,508 | SH | DFND | 1 | 0 | 0 | 180,508 | |
ISHARES TR | 1-3 YR CR BD ETF | 464288646 | 8,274 | 79,151 | SH | DFND | 1 | 0 | 0 | 79,151 | |
ISHARES TR | S&P US PFD STK | 464288687 | 5,098 | 133,913 | SH | DFND | 1 | 0 | 0 | 133,913 | |
ISHARES TR | MIN VOL USA ETF | 46429b697 | 3,473 | 65,814 | SH | DFND | 1 | 0 | 0 | 65,814 | |
JPMORGAN CHASE & CO | COM | 46625h100 | 469 | 4,381 | SH | DFND | 1 | 0 | 0 | 4,381 | |
JOHNSON & JOHNSON | COM | 478160104 | 266 | 1,902 | SH | DFND | 1 | 0 | 0 | 1,902 | |
KKR & CO LP UNITS | COM UNITS | 48248m102 | 3,397 | 161,278 | SH | DFND | 1 | 0 | 0 | 161,278 | |
KIMBERLY CLARK CORP | COM | 494368103 | 3,440 | 28,508 | SH | DFND | 1 | 0 | 0 | 28,508 | |
LEGGETT & PLATT INC | COM | 524660107 | 1,715 | 35,941 | SH | DFND | 1 | 0 | 0 | 35,941 | |
LOCKHEED MARTIN CORP | COM | 539830109 | 521 | 1,624 | SH | DFND | 1 | 0 | 0 | 1,624 | |
MCDONALDS CORP | COM | 580135101 | 204 | 1,185 | SH | DFND | 1 | 0 | 0 | 1,185 | |
MICROSOFT CORP | COM | 594918104 | 405 | 4,736 | SH | DFND | 1 | 0 | 0 | 4,736 | |
PEPSICO INC | COM | 713448108 | 212 | 1,768 | SH | DFND | 1 | 0 | 0 | 1,768 | |
PFIZER INC | COM | 717081103 | 3,067 | 84,685 | SH | DFND | 1 | 0 | 0 | 84,685 | |
PIMCO ETF TR | 0-5 HIGH YIELD | 72201r783 | 321 | 3,194 | SH | DFND | 1 | 0 | 0 | 3,194 | |
POWERSHARES QQQ TRUST | UNIT SER 1 | 73935a104 | 494 | 3,171 | SH | DFND | 1 | 0 | 0 | 3,171 | |
POWERSHARES ETF TRUST | FINL PFD PTEL | 73935x229 | 3,699 | 196,015 | SH | DFND | 1 | 0 | 0 | 196,015 | |
PRINCIPAL FINANCIAL GROUP INC | COM | 74251v102 | 3,424 | 48,524 | SH | DFND | 1 | 0 | 0 | 48,524 | |
PROCTER & GAMBLE CO | COM | 742718109 | 3,154 | 34,332 | SH | DFND | 1 | 0 | 0 | 34,332 | |
PUBLIC SERVICE ENTERPRISE GROU | COM | 744573106 | 2,462 | 47,808 | SH | DFND | 1 | 0 | 0 | 47,808 | |
QUALCOMM INC | COM | 747525103 | 224 | 3,505 | SH | DFND | 1 | 0 | 0 | 3,505 | |
ROYAL DUTCH SHELL | SPON ADR A | 780259206 | 2,832 | 42,458 | SH | DFND | 1 | 0 | 0 | 42,458 | |
RYDER ETF TRUST | GUG S&P 500 EQ WT | 78355w106 | 430 | 4,258 | SH | DFND | 1 | 0 | 0 | 4,258 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462f103 | 118,956 | 445,761 | SH | DFND | 1 | 0 | 0 | 445,761 | |
SPDR SERIES TRUST | BLOOMBERG BARCLAYS | 78464a417 | 28,543 | 777,322 | SH | DFND | 1 | 0 | 0 | 777,322 | |
SSGA ACTIVE ETF TR | SPDR TR TACTIC | 78467v848 | 53,180 | 1,093,334 | SH | DFND | 1 | 0 | 0 | 1,093,334 | |
SELECT SECTOR SPDR TR | SBI HEALTHCARE | 81369y209 | 500 | 6,049 | SH | DFND | 1 | 0 | 0 | 6,049 | |
SELECT SECTOR SPDR TR | SBI CONS STPLS | 81369y308 | 618 | 10,863 | SH | DFND | 1 | 0 | 0 | 10,863 | |
SELECT SECTOR SPDR TR | SBI INTL-FIN | 81369y605 | 517 | 18,538 | SH | DFND | 1 | 0 | 0 | 18,538 | |
SELECT SECTOR SPDR TR | SBI INT-UTILS | 81369y886 | 356 | 6,763 | SH | DFND | 1 | 0 | 0 | 6,763 | |
SOUTHERN CO | COM | 842587107 | 2,688 | 55,885 | SH | DFND | 1 | 0 | 0 | 55,885 | |
TARGET CORP | COM | 87612e106 | 3,294 | 50,485 | SH | DFND | 1 | 0 | 0 | 50,485 | |
TELUS CORP | COM | 87971m103 | 2,488 | 65,701 | SH | DFND | 1 | 0 | 0 | 65,701 | |
THERMO FISHER SCIENTIFIC INC | COM | 883556102 | 202 | 1,065 | SH | DFND | 1 | 0 | 0 | 1,065 | |
TORONTO DOMINION BANK ONT | COM NEW | 891160509 | 2,684 | 45,817 | SH | DFND | 1 | 0 | 0 | 45,817 | |
VALERO ENERGY CORP | COM | 91913y100 | 3,988 | 43,392 | SH | DFND | 1 | 0 | 0 | 43,392 | |
VANGUARD BOND INDEX FUND INC | TOTAL BND MKT | 921937835 | 322 | 3,948 | SH | DFND | 1 | 0 | 0 | 3,948 | |
VANGUARD TAX MGD INTL FD | FTSE DEV MKT ETF | 921943858 | 65,878 | 1,468,524 | SH | DFND | 1 | 0 | 0 | 1,468,524 | |
VANGUARD INTL EQUITY INDEX F | FTSE EMERG MKT ETF | 922042858 | 21,481 | 467,894 | SH | DFND | 1 | 0 | 0 | 467,894 | |
VANGUARD SCOTTSDALE FDS | MTG BACKED SEC | 92206c771 | 241 | 4,597 | SH | DFND | 1 | 0 | 0 | 4,597 | |
VANGUARD INDEX FUNDS | LARGE CAP ETF | 922908637 | 441 | 3,597 | SH | DFND | 1 | 0 | 0 | 3,597 | |
VERIZON COMMUNICATIONS INC | COM | 92343v104 | 3,853 | 72,798 | SH | DFND | 1 | 0 | 0 | 72,798 | |
VISA INC CL A | COM CL A | 92826c839 | 368 | 3,227 | SH | DFND | 1 | 0 | 0 | 3,227 | |
WAL MART STORES INC | COM | 931142103 | 2,912 | 29,490 | SH | DFND | 1 | 0 | 0 | 29,490 |