The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
|
COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
BROOKFIELD PROPERTY PARTNERS LP | UNIT LTD PARTN | g16249107 | 2,113 | 110,132 | SH | DFND | 1 | 0 | 0 | 110,132 | |
EATON CORP PLC | SHS | g29183103 | 3,224 | 40,346 | SH | DFND | 1 | 0 | 0 | 40,346 | |
LYONDELLBASELL INDUSTRIES NV | SHS-A | n53745100 | 3,444 | 32,588 | SH | DFND | 1 | 0 | 0 | 32,588 | |
AT&T INC | COM | 00206r102 | 3,381 | 94,828 | SH | DFND | 1 | 0 | 0 | 94,828 | |
ABBVIE INC | COM | 00287y109 | 4,058 | 42,879 | SH | DFND | 1 | 0 | 0 | 42,879 | |
ALPHABET INC | CAP STOCK CL C | 02079k107 | 288 | 279 | SH | DFND | 1 | 0 | 0 | 279 | |
AMAZON.COM INC | COM | 023135106 | 514 | 355 | SH | DFND | 1 | 0 | 0 | 355 | |
AMERICAN TOWER REIT | COM | 03027x100 | 216 | 1,485 | SH | DFND | 1 | 0 | 0 | 1,485 | |
AMGEN INC | COM | 031162100 | 247 | 1,449 | SH | DFND | 1 | 0 | 0 | 1,449 | |
APPLE INC | COM | 037833100 | 1,122 | 6,687 | SH | DFND | 1 | 0 | 0 | 6,687 | |
BLACKSTONE GROUP LP | COM UNIT LTD | 09253u108 | 3,075 | 96,248 | SH | DFND | 1 | 0 | 0 | 96,248 | |
CISCO SYSTEMS INC | COM | 17275r102 | 3,596 | 83,846 | SH | DFND | 1 | 0 | 0 | 83,846 | |
COCA-COLA CO | COM | 191216100 | 300 | 6,897 | SH | DFND | 1 | 0 | 0 | 6,897 | |
COMCAST CORP | CL A | 20030n101 | 362 | 10,600 | SH | DFND | 1 | 0 | 0 | 10,600 | |
CONSOLIDATED EDISON INC | COM | 209115104 | 1,922 | 24,664 | SH | DFND | 1 | 0 | 0 | 24,664 | |
COSTCO WHOLESALE CORP | COM | 22160k105 | 212 | 1,125 | SH | DFND | 1 | 0 | 0 | 1,125 | |
DOWDUPONT INC | COM | 26078j100 | 909 | 14,267 | SH | DFND | 1 | 0 | 0 | 14,267 | |
DUKE ENERGY CORP | COM | 26441c204 | 2,341 | 30,217 | SH | DFND | 1 | 0 | 0 | 30,217 | |
EMERSON ELECTRIC CO | COM | 291011104 | 2,847 | 41,684 | SH | DFND | 1 | 0 | 0 | 41,684 | |
ENTERGY CORP | COM | 29364g103 | 2,463 | 31,262 | SH | DFND | 1 | 0 | 0 | 31,262 | |
EXELON CORP | COM | 30161n101 | 3,236 | 82,942 | SH | DFND | 1 | 0 | 0 | 82,942 | |
EXXON MOBIL CORP | COM | 30231g102 | 2,975 | 39,869 | SH | DFND | 1 | 0 | 0 | 39,869 | |
FACEBOOK INC | CL A | 30303m102 | 616 | 3,856 | SH | DFND | 1 | 0 | 0 | 3,856 | |
FIRSTENERGY CORP | COM | 337932107 | 2,607 | 76,655 | SH | DFND | 1 | 0 | 0 | 76,655 | |
FORD MOTOR CO | COM | 345370860 | 2,908 | 262,490 | SH | DFND | 1 | 0 | 0 | 262,490 | |
GENERAL ELECTRIC CO | COM | 369604103 | 2,547 | 188,963 | SH | DFND | 1 | 0 | 0 | 188,963 | |
GENERAL MOTORS CO | COM | 37045v100 | 2,969 | 81,713 | SH | DFND | 1 | 0 | 0 | 81,713 | |
GILEAD SCIENCES INC | COM | 375558103 | 2,736 | 36,297 | SH | DFND | 1 | 0 | 0 | 36,297 | |
HCP INC | COM | 40414l109 | 2,707 | 116,538 | SH | DFND | 1 | 0 | 0 | 116,538 | |
HP INC | COM | 40434l105 | 3,651 | 166,577 | SH | DFND | 1 | 0 | 0 | 166,577 | |
HOME DEPOT INC | COM | 437076102 | 605 | 3,393 | SH | DFND | 1 | 0 | 0 | 3,393 | |
HONEYWELL INTL INC | COM | 438516106 | 463 | 3,205 | SH | DFND | 1 | 0 | 0 | 3,205 | |
INTEL CORP | COM | 458140100 | 4,427 | 85,000 | SH | DFND | 1 | 0 | 0 | 85,000 | |
INTERNATIONAL BUSINESS MACHINE | COM | 459200101 | 3,014 | 19,644 | SH | DFND | 1 | 0 | 0 | 19,644 | |
ISHARES INC | MIN VOL GLBL ETF | 464286525 | 4,415 | 52,679 | SH | DFND | 1 | 0 | 0 | 52,679 | |
ISHARES TR | CORE US AGGBD ETF | 464287226 | 50,379 | 469,730 | SH | DFND | 1 | 0 | 0 | 469,730 | |
ISHARES TR | MSCI EAFE ETF | 464287465 | 522 | 7,494 | SH | DFND | 1 | 0 | 0 | 7,494 | |
ISHARES TR | CORE S&P MCP ETF | 464287507 | 45,479 | 242,464 | SH | DFND | 1 | 0 | 0 | 242,464 | |
ISHARES TR | COHEN STEER REIT | 464287564 | 17,529 | 187,887 | SH | DFND | 1 | 0 | 0 | 187,887 | |
ISHARES TR | RUS 1000 ETF | 464287622 | 16,286 | 110,895 | SH | DFND | 1 | 0 | 0 | 110,895 | |
ISHARES TR | CORE S&p SCP ETF | 464287804 | 28,734 | 373,114 | SH | DFND | 1 | 0 | 0 | 373,114 | |
ISHARES TR | EUROPE ETF | 464287861 | 290 | 6,229 | SH | DFND | 1 | 0 | 0 | 6,229 | |
ISHARES TR | MBS ETF | 464288588 | 18,598 | 177,736 | SH | DFND | 1 | 0 | 0 | 177,736 | |
ISHARES TR | INTERM CR BD ETF | 464288638 | 20,158 | 187,964 | SH | DFND | 1 | 0 | 0 | 187,964 | |
ISHARES TR | 1-3 YR CR BD ETF | 464288646 | 8,379 | 80,728 | SH | DFND | 1 | 0 | 0 | 80,728 | |
ISHARES TR | S&P US PFD STK | 464288687 | 5,903 | 157,149 | SH | DFND | 1 | 0 | 0 | 157,149 | |
ISHARES TR | MIN VOL USA ETF | 46429b697 | 3,681 | 70,886 | SH | DFND | 1 | 0 | 0 | 70,886 | |
JPMORGAN CHASE & CO | COM | 46625h100 | 493 | 4,487 | SH | DFND | 1 | 0 | 0 | 4,487 | |
JOHNSON & JOHNSON | COM | 478160104 | 356 | 2,779 | SH | DFND | 1 | 0 | 0 | 2,779 | |
KKR & CO LP DEL UNITS | COM UNITS | 48248m102 | 3,438 | 169,358 | SH | DFND | 1 | 0 | 0 | 169,358 | |
KIMBERLY CLARK CORP | COM | 494368103 | 3,469 | 31,499 | SH | DFND | 1 | 0 | 0 | 31,499 | |
LEGGETT & PLATT INC | COM | 524660107 | 1,757 | 39,601 | SH | DFND | 1 | 0 | 0 | 39,601 | |
LOCKHEED MARTIN CORP | COM | 539830109 | 549 | 1,624 | SH | DFND | 1 | 0 | 0 | 1,624 | |
MERCK & CO INC | COM | 58933y105 | 238 | 4,376 | SH | DFND | 1 | 0 | 0 | 4,376 | |
MICROSOFT CORP | COM | 594918104 | 587 | 6,435 | SH | DFND | 1 | 0 | 0 | 6,435 | |
PFIZER INC | COM | 717081103 | 3,456 | 97,393 | SH | DFND | 1 | 0 | 0 | 97,393 | |
PIMCO ETF TRUST | 0-5 HIGH YLD | 72201r783 | 318 | 3,194 | SH | DFND | 1 | 0 | 0 | 3,194 | |
POWERSHARES QQQ TR | UNIT SER 1 | 73935a104 | 503 | 3,141 | SH | DFND | 1 | 0 | 0 | 3,141 | |
POWERSHARES ETF TRUST FINANCIA | FIN PFD PTFL | 73935x229 | 4,117 | 221,916 | SH | DFND | 1 | 0 | 0 | 221,916 | |
PRINCIPAL FINANCIAL GROUP INC | COM | 74251v102 | 3,185 | 52,290 | SH | DFND | 1 | 0 | 0 | 52,290 | |
PROCTER & GAMBLE CO | COM | 742718109 | 2,999 | 37,832 | SH | DFND | 1 | 0 | 0 | 37,832 | |
PUBLIC SERVICE ENTERPRISE GROUP | COM | 744573106 | 2,677 | 53,289 | SH | DFND | 1 | 0 | 0 | 53,289 | |
ROYAL DUTCH SHELL PLC | SPONS ADR A | 780259206 | 3,143 | 49,249 | SH | DFND | 1 | 0 | 0 | 49,249 | |
RYDEX ETF TR | GUGGENHEIM S&P 500 | 78355w106 | 424 | 4,258 | SH | DFND | 1 | 0 | 0 | 4,258 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462f103 | 120,325 | 457,250 | SH | DFND | 1 | 0 | 0 | 457,250 | |
SPDR SERIES TRUST | BLOOMBERG BRCLYS | 78464a417 | 29,854 | 832,741 | SH | DFND | 1 | 0 | 0 | 832,741 | |
SSGA ACTIVE ETF TR | SPDR TR TACTIC | 78467v848 | 53,833 | 1,122,215 | SH | DFND | 1 | 0 | 0 | 1,122,215 | |
SOUTHERN CO | COM | 842587107 | 2,872 | 64,300 | SH | DFND | 1 | 0 | 0 | 64,300 | |
TARGET CORP | COM | 87612e106 | 3,707 | 53,393 | SH | DFND | 1 | 0 | 0 | 53,393 | |
TELUS CORP | COM | 87971m103 | 2,510 | 71,400 | SH | DFND | 1 | 0 | 0 | 71,400 | |
THERMO FISHER SCIENTIFIC INC | COM | 883556102 | 220 | 1,065 | SH | DFND | 1 | 0 | 0 | 1,065 | |
TORONTO DOMINION BANK ONT | COM NET | 891160509 | 2,810 | 49,424 | SH | DFND | 1 | 0 | 0 | 49,424 | |
VALERO ENERGY CORP | COM | 91913y100 | 4,126 | 44,478 | SH | DFND | 1 | 0 | 0 | 44,478 | |
VANGUARD BOND INDEX FUND INC | TOTAL BND MKT | 921937835 | 606 | 7,586 | SH | DFND | 1 | 0 | 0 | 7,586 | |
VANGUARD TAX MANAGED INTL FD | FTSE DEV MKT ETF | 921943858 | 69,344 | 1,567,091 | SH | DFND | 1 | 0 | 0 | 1,567,091 | |
VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 | 22,390 | 476,575 | SH | DFND | 1 | 0 | 0 | 476,575 | |
VANGUARD SCOTTSDALE FDS | MORT BACK SEC | 92206c771 | 232 | 4,497 | SH | DFND | 1 | 0 | 0 | 4,497 | |
VANGUARD INDEX FUNDS | LARGE CAP ETF | 922908637 | 421 | 3,472 | SH | DFND | 1 | 0 | 0 | 3,472 | |
VERIZON COMMUNICATIONS INC | COM | 92343v104 | 3,806 | 79,585 | SH | DFND | 1 | 0 | 0 | 79,585 | |
VISA INC | COM CL A | 92826c839 | 386 | 3,227 | SH | DFND | 1 | 0 | 0 | 3,227 | |
WAL MART STORES INC | COM | 931142103 | 2,780 | 31,245 | SH | DFND | 1 | 0 | 0 | 31,245 |