As filed with the Securities and Exchange Commission on February 5, 2020
RegistrationNo. 333-
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORMS-8
REGISTRATION STATEMENT
UNDER
THE SECURITIES ACT OF 1933
TYME TECHNOLOGIES, INC.
(Exact name of registrant as specified in its charter)
Delaware | 45-3864597 | |
(State or other jurisdiction of incorporation or organization) | (I.R.S. Employer Identification No.) | |
17 State Street, 7th Floor New York, NY | 10004 | |
(Address of Principal Executive Offices) | (Zip Code) |
Tyme Technologies, Inc.
2015 Equity Incentive Plan
(Full title of the plan)
Steve Hoffman
Chief Executive Officer
TYME TECHNOLOGIES, INC.
17 STATE STREET, 7th FLOOR
NEW YORK, NY 10004
(Name and address of agent for service)
(212)461-2315
(Telephone number, including area code, of agent for service)
Copies to:
Elizabeth A. Diffley, Esq.
Faegre Drinker Biddle & Reath LLP
One Logan Square, Suite 2000
Philadelphia, PA 19103
(215)988-2700
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, anon-accelerated filer, a smaller reporting company or an emerging growth company. See the definitions of “large accelerated filer,” “accelerated filer,” “smaller reporting company,” and “emerging growth company” in Rule12b-2 of the Exchange Act.
Large accelerated filer | ☐ | Accelerated filer | ☒ | |||
Non-accelerated filer | ☐ | Smaller reporting company | ☒ | |||
Emerging growth company | ☐ |
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 7(a)(2)(B) of the Securities Act. ☐
CALCULATION OF REGISTRATION FEE
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Title of securities to be registered | Amount to be registered(1) | Proposed maximum offering price per share | Proposed maximum aggregate offering price | Amount of registration fee | ||||
Common stock, par value $0.0001 per share (“Common Stock”), to be issued under the 2015 Equity Incentive Plan (the “2015 Plan”) | 2,686,651 | $1.42(2) | $3,815,044.42 | $495.20 | ||||
TOTAL | 2,686,651 | $1.42(2) | $3,815,044.42 | $495.20 | ||||
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(1) | Pursuant to Rule 416 under the Securities Act of 1933, as amended (the “Securities Act”), this Registration Statement shall also cover any additional shares of Common Stock of Tyme Technologies, Inc., a Delaware corporation (the “Company” or the “Registrant”), that may be hereinafter offered or issued to prevent dilution resulting from stock splits, stock dividends or similar transactions. |
(2) | Estimated in accordance with Rule 457(c) and (h) under the Securities Act solely for the purpose of calculating the registration fee on the basis of $1.42 per share, based upon the average of the high and low trading price as of February 3, 2020. |
EXPLANATORY NOTE
This Registration Statement (this “Registration Statement”) is filed pursuant to General Instruction E to FormS-8 and consists of only those items required by General Instruction E. This Registration Statement is being filed by the Registrant to register the issuance of an additional 2,686,651 shares of Common Stock of the Registrant, which may be awarded under the 2015 Plan. The contents of the Registrant’s previous Registration Statements on FormS-8 filed on August 10, 2017 (FileNo. 333-219856) and August 28, 2018 (FileNo. 333-227077) relating to the 2015 Plan are incorporated herein by reference and made a part hereof.
PART II
INFORMATION REQUIRED IN THE REGISTRATION STATEMENT
Item 8. | Exhibits. |
The following documents are filed or incorporated by reference as part of this Registration Statement.
* | Filed with this Registration Statement. |
Pursuant to the requirements of the Securities Act of 1933, the Registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on FormS-8 and has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of New York, State of New York, on February 5, 2020.
TYME TECHNOLOGIES, INC. | ||
By: | /s/ Steve Hoffman | |
Steve Hoffman, Chief Executive Officer |
POWER OF ATTORNEY
KNOW ALL PERSONS BY THESE PRESENTS, that the undersigned officers and directors of the Registrant do hereby constitute and appoint Steve Hoffman and Ben R. Taylor, and each of them, the lawfulattorneys-in-fact and agents with full power of substitution and resubstitution and authority to do any and all acts and things and to execute any and all instruments which said attorneys and agents, and any one of them, determine may be necessary or advisable or required to enable said corporation to comply with the Securities Act and any rules or regulations or requirements of the Commission in connection with this Registration Statement. Without limiting the generality of the foregoing power and authority, the powers granted include the power and authority to sign the names of the undersigned officers and directors in the capacities indicated below to any and all amendments, bothpre-effective and post-effective, and supplements to this Registration Statement, and to any and all instruments or documents filed as part of or in conjunction with this Registration Statement or amendments or supplements thereof, and each of the undersigned hereby ratifies and confirms that all said attorneys and agents, or any one of them, shall do or cause to be done by virtue hereof.
Pursuant to the requirements of the Securities Act of 1933, this Registration Statement has been signed by the following persons in the capacities and on February 5, 2020.
Signature | Title | |||
/s/ Steve Hoffman Steve Hoffman | Chief Executive Officer and Director (Principal Executive Officer) | |||
/s/ Ben R. Taylor Ben R. Taylor | President and Chief Financial Officer (Principal Financial Officer) | |||
/s/ Barbara C. Galaini Barbara C. Galaini | Corporate Controller (Principal Accounting Officer) | |||
/s/ Gerald Sokol Gerald Sokol | Director | |||
/s/ Paul L. Sturman Paul L. Sturman | Director | |||
/s/ David Carberry David Carberry | Director | |||
/s/ Timothy C. Tyson Timothy C. Tyson | Director | |||
/s/ Douglas A. Michels Douglas A. Michels | Director | |||
/s/ Tommy G. Thompson Tommy G. Thompson | Director | |||
/s/ Donald W. DeGolyer Donald W. DeGolyer | Director |