The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
SINA CORP | ORD | G81477104 | 602 | 13,958 | SH | SOLE | 13,958 | 0 | 0 | ||
FRANKS INTL N V | COM | N33462107 | 683 | 125,000 | SH | DFND | 2 | 125,000 | 0 | 0 | |
ALPS | ETF TR ALERIAN MLP | 00162Q866 | 2,216 | 225,000 | SH | DFND | 2 | 225,000 | 0 | 0 | |
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 218,813 | 1,291,311 | SH | SOLE | 1,291,311 | 0 | 0 | ||
ALNYLAM PHARMACEUTICALS INC | COM | 02043Q107 | 7,111 | 98,000 | SH | DFND | 2 | 98,000 | 0 | 0 | |
ALTICE USA INC | CL A | 02156K103 | 2,435 | 100,000 | SH | DFND | 2 | 100,000 | 0 | 0 | |
AURORA MOBILE LTD | ADS | 051857100 | 18 | 3,794 | SH | SOLE | 3,794 | 0 | 0 | ||
AUTOHOME INC SP | ADR RP CL A | 05278C107 | 957 | 11,172 | SH | SOLE | 11,172 | 0 | 0 | ||
AVALARA INC | COM | 05338G106 | 7,798 | 108,000 | SH | DFND | 2 | 108,000 | 0 | 0 | |
AXA EQUITABLE HLDGS INC | COM | 054561105 | 4,180 | 200,000 | SH | DFND | 2 | 200,000 | 0 | 0 | |
BJS WHSL CLUB HLDGS INC | COM | 05550J101 | 4,290 | 162,500 | SH | DFND | 2 | 162,500 | 0 | 0 | |
BAIDU INC | SPON ADR REP A | 056752108 | 1,543 | 13,146 | SH | SOLE | 13,146 | 0 | 0 | ||
BAKER HUGHES A GE CO | CL A | 05722G100 | 419 | 17,000 | SH | DFND | 2 | 17,000 | 0 | 0 | |
BAOZUN INC | SPONSORED ADR | 06684L103 | 376 | 7,546 | SH | SOLE | 7,546 | 0 | 0 | ||
BHP GROUP LTD | SPONSORED ADS | 088606108 | 73,633 | 1,276,459 | SH | SOLE | 1,276,459 | 0 | 0 | ||
BILIBILI INC | SPONS ADS REP Z | 090040106 | 551 | 33,838 | SH | SOLE | 33,838 | 0 | 0 | ||
BITAUTO HLDGS LTD | SPONSORED ADS | 091727107 | 71 | 6,776 | SH | SOLE | 6,776 | 0 | 0 | ||
CHANGYOU | COM LTD ADS REP CL A | 15911M107 | 40 | 4,200 | SH | SOLE | 4,200 | 0 | 0 | ||
CHEETAH MOBILE INC | ADR | 163075104 | 29 | 8,176 | SH | SOLE | 8,176 | 0 | 0 | ||
CHINA LIFE INS CO LTD | SPON ADR REP H | 16939P106 | 3,401 | 276,047 | SH | SOLE | 276,047 | 0 | 0 | ||
CHINA INDEX HLDGS LTD SPNSRD | ADS A ADDED | 16954W101 | 34 | 9,520 | SH | SOLE | 9,520 | 0 | 0 | ||
CTRIP | COM INTL LTD SPONSORED ADS | 22943F100 | 23,341 | 632,366 | SH | SOLE | 632,366 | 0 | 0 | ||
DISCOVERY INC | COM SER C | 25470F302 | 1,423 | 50,000 | SH | DFND | 2 | 50,000 | 0 | 0 | |
DISH NETWORK CORP | CL A | 25470M109 | 1,349 | 35,125 | SH | DFND | 2 | 35,125 | 0 | 0 | |
ENABLE MIDSTREAM PARTNERS LP | COM UNIT RP IN | 292480100 | 2,605 | 190,000 | SH | DFND | 2 | 190,000 | 0 | 0 | |
EVOLUS INC | COM | 30052C107 | 1,097 | 75,000 | SH | DFND | 2 | 75,000 | 0 | 0 | |
FANG HLDGS LTD | ADR | 30711Y102 | 30 | 47,600 | SH | SOLE | 47,600 | 0 | 0 | ||
FANHUA INC | SPONSORED ADR | 30712A103 | 299 | 8,932 | SH | SOLE | 8,932 | 0 | 0 | ||
FARFETCH LTD | ORD SH CL A | 30744W107 | 5,460 | 262,500 | SH | DFND | 2 | 262,500 | 0 | 0 | |
58 | COM INC SPON ADR REP A | 31680Q104 | 1,223 | 19,670 | SH | SOLE | 19,670 | 0 | 0 | ||
51JOB INC | SPONSORED ADS | 316827104 | 452 | 5,992 | SH | SOLE | 5,992 | 0 | 0 | ||
GLOBAL BLOOD THERAPEUTICS IN | COM | 37890U108 | 2,630 | 50,000 | SH | DFND | 2 | 50,000 | 0 | 0 | |
HSBC HLDGS PLC | SPON ADR NEW | 404280406 | 132,315 | 3,188,906 | SH | SOLE | 3,188,906 | 0 | 0 | ||
HUTCHISON CHINA MEDITECH LTD | SPONSORED ADR | 44842L103 | 19,806 | 900,263 | SH | SOLE | 900,263 | 0 | 0 | ||
HUYA INC | ADS REP SHS A | 44852D108 | 299 | 12,082 | SH | SOLE | 12,082 | 0 | 0 | ||
INFOSYS LTD | SPONSORED ADR | 456788108 | 38,440 | 3,624,653 | SH | SOLE | 3,624,653 | 0 | 0 | ||
IQIYI INC | SPONSORED ADS | 46267X108 | 1,175 | 56,896 | SH | SOLE | 56,896 | 0 | 0 | ||
ISHARES TR CHINA LG-CAP | ETF | 464287184 | 206 | 4,825 | SH | SOLE | 4,825 | 0 | 0 | ||
ISHARES TR NASDAQ BIOTECH | ETF | 464287556 | 1,407 | 12,900 | SH | SOLE | 12,900 | 0 | 0 | ||
JD | COM INC SPON ADR CL A | 47215P106 | 1,483 | 48,958 | SH | SOLE | 48,958 | 0 | 0 | ||
KT CORP | SPONSORED ADR | 48268K101 | 52,137 | 4,208,766 | SH | SOLE | 4,208,766 | 0 | 0 | ||
KOSMOS ENERGY LTD | COM | 500688106 | 1,411 | 225,000 | SH | DFND | 2 | 225,000 | 0 | 0 | |
LEXINFINTECH HLDGS LTD | ADR | 528877103 | 179 | 16,030 | SH | SOLE | 16,030 | 0 | 0 | ||
LULULEMON ATHLETICA INC | COM | 550021109 | 11,714 | 65,000 | SH | DFND | 2 | 65,000 | 0 | 0 | |
MARATHON PETE CORP | COM | 56585A102 | 1,956 | 35,000 | SH | DFND | 2 | 35,000 | 0 | 0 | |
MOMO INC | ADR | 60879B107 | 1,093 | 30,534 | SH | SOLE | 30,534 | 0 | 0 | ||
MONGODB INC | CL A | 60937P106 | 3,042 | 20,000 | SH | DFND | 2 | 20,000 | 0 | 0 | |
NIO INC | SPON ADS | 62914V106 | 7,268 | 2,850,000 | SH | SOLE | 2,850,000 | 0 | 0 | ||
NETEASE INC | SPONSORED ADR | 64110W102 | 1,654 | 6,468 | SH | SOLE | 6,468 | 0 | 0 | ||
PPDAI GROUP INC | SPONSORED ADR | 69354V108 | 80 | 18,354 | SH | SOLE | 18,354 | 0 | 0 | ||
PETROLEO BRASILEIRO SA PETRO | SPONSORED ADR | 71654V408 | 1,168 | 75,000 | SH | DFND | 2 | 75,000 | 0 | 0 | |
PINDUODUO INC | SPONSORED ADS | 722304102 | 1,001 | 48,510 | SH | SOLE | 48,510 | 0 | 0 | ||
PLAINS ALL AMERN PIPELINE | L UNIT LTD PARTN | 726503105 | 1,826 | 75,000 | SH | DFND | 2 | 75,000 | 0 | 0 | |
QUDIAN INC | ADR | 747798106 | 210 | 28,028 | SH | SOLE | 28,028 | 0 | 0 | ||
RESTORBIO INC | COM | 76133L103 | 7,284 | 714,133 | SH | SOLE | 714,133 | 0 | 0 | ||
RYANAIR HLDGS PLC | SPONSORED ADS | 783513203 | 12,156 | 190,000 | SH | DFND | 2 | 190,000 | 0 | 0 | |
SPDR GOLD TRUST GOLD | SHS | 78463V107 | 6,660 | 50,000 | SH | DFND | 2 | 50,000 | 0 | 0 | |
SECOO HLDG LTD | ADR | 81367P101 | 53 | 6,944 | SH | SOLE | 6,944 | 0 | 0 | ||
SELECT SECTOR SPDR TR SBI MATERIALS | ETF | 81369Y100 | 7,281 | 124,459 | SH | DFND | 2 | 124,459 | 0 | 0 | |
SELECT SECTOR SPDR TR SBI INT-FINL | ETF | 81369Y605 | 4,140 | 150,000 | SH | DFND | 2 | 150,000 | 0 | 0 | |
SNAP INC | CL A | 83304A106 | 2,538 | 177,500 | SH | DFND | 2 | 177,500 | 0 | 0 | |
SOGOU INC | ADR REPSTG A | 83409V104 | 61 | 14,840 | SH | SOLE | 14,840 | 0 | 0 | ||
SOHU | COM LTD SPONSORED ADS | 83410S108 | 87 | 6,230 | SH | SOLE | 6,230 | 0 | 0 | ||
TAL EDUCATION GROUP | SPONSORED ADS | 874080104 | 1,540 | 40,432 | SH | SOLE | 40,432 | 0 | 0 | ||
TENCENT MUSIC ENTMT GROUP | SPON ADS | 88034P109 | 56,057 | 3,739,635 | SH | SOLE | 3,739,635 | 0 | 0 | ||
TUNIU CORP | SPONSORED ADS A | 89977P106 | 31 | 9,548 | SH | SOLE | 9,548 | 0 | 0 | ||
21VIANET GROUP INC | SPONSORED ADS A | 90138A103 | 125 | 16,072 | SH | SOLE | 16,072 | 0 | 0 | ||
UBER TECHNOLOGIES INC | COM ADDED | 90353T100 | 73,918 | 1,593,747 | SH | SOLE | 1,593,747 | 0 | 0 | ||
UBER TECHNOLOGIES INC | COM ADDED | 90353T100 | 6,493 | 140,000 | SH | DFND | 2 | 140,000 | 0 | 0 | |
UNDER ARMOUR INC | CL C | 904311206 | 10,060 | 453,137 | SH | DFND | 2 | 453,137 | 0 | 0 | |
US FOODS HLDG CORP | COM | 912008109 | 3,218 | 90,000 | SH | DFND | 2 | 90,000 | 0 | 0 | |
VICI PPTYS INC | COM | 925652109 | 5,510 | 250,000 | SH | DFND | 2 | 250,000 | 0 | 0 | |
VIPSHOP HLDGS LTD | SPONSORED ADS A | 92763W103 | 737 | 85,372 | SH | SOLE | 85,372 | 0 | 0 | ||
WEIBO CORP | SPONSORED ADR | 948596101 | 535 | 12,278 | SH | SOLE | 12,278 | 0 | 0 | ||
WIPRO LTD | SPON ADR 1 SH | 97651M109 | 34,239 | 7,996,749 | SH | SOLE | 7,996,749 | 0 | 0 | ||
XUNLEI LTD | SPONSORED ADR | 98419E108 | 23 | 8,708 | SH | SOLE | 8,708 | 0 | 0 | ||
YY INC | SPONSORED ADS A | 98426T106 | 669 | 9,604 | SH | SOLE | 9,604 | 0 | 0 | ||
YIRENDAI LTD | SPONSORED ADR | 98585L100 | 38 | 2,744 | SH | SOLE | 2,744 | 0 | 0 | ||
ZAI LAB LTD | ADR | 98887Q104 | 114,684 | 3,288,888 | SH | SOLE | 3,288,888 | 0 | 0 | ||
CONSTELLIUM NV | CL A | N22035104 | 502 | 50,000 | SH | DFND | 2 | 50,000 | 0 | 0 | |
APPLE INC | PUT | 037833950 | 791 | 40,000 | SH | Put | DFND | 2 | 40,000 | 0 | 0 |
ADVANCED MICRO DEVICES INC | CALL | 007903907 | 6,074 | 200,000 | SH | Call | DFND | 2 | 200,000 | 0 | 0 |
ALIBABA GROUP HLDG LTD | CALL | 01609W902 | 19,063 | 112,500 | SH | Call | SOLE | 112,500 | 0 | 0 | |
SALESFORCE COM INC | CALL | 79466L902 | 13,276 | 87,500 | SH | Call | DFND | 2 | 87,500 | 0 | 0 |
DISH NETWORK CORP | CALL | 25470M909 | 1,920 | 50,000 | SH | Call | DFND | 2 | 50,000 | 0 | 0 |
ISHARES TR | PUT | 464287956 | 52,968 | 485,500 | SH | Put | SOLE | 485,500 | 0 | 0 | |
MICRON TECHNOLOGY INC | CALL | 595112903 | 4,534 | 117,500 | SH | Call | DFND | 2 | 117,500 | 0 | 0 |
VANECK VECTORS ETF TR | PUT | 92189F956 | 8,814 | 80,000 | SH | Put | DFND | 2 | 80,000 | 0 | 0 |
SPDR S&P 500 ETF TR | PUT | 78462F953 | 13,185 | 45,000 | SH | Put | DFND | 2 | 45,000 | 0 | 0 |
SELECT SECTOR SPDR TR | PUT | 81369Y953 | 13,267 | 170,000 | SH | Put | DFND | 2 | 170,000 | 0 | 0 |