The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
|
COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ALLERGAN PLC | SHS | G0177J108 | 58,698 | 331,439 | SH | SOLE | 331,439 | 0 | 0 | ||
AXALTA COATING SYS LTD | COM | G0750C108 | 10,543 | 610,459 | SH | DFND | 2 | 610,459 | 0 | 0 | |
SEAGATE TECHNOLOGY PLC | SHS | G7945M107 | 4,880 | 100,000 | SH | DFND | 2 | 100,000 | 0 | 0 | |
MELLANOX TECHNOLOGIES LTD | SHS | M51363113 | 42,682 | 351,812 | SH | DFND | 2 | 351,812 | 0 | 0 | |
FIAT CHRYSLER AUTOMOBILES N | SHS | N31738102 | 41,164 | 5,708,423 | SH | DFND | 2 | 5,708,423 | 0 | 0 | |
FIAT CHRYSLER AUTOMOBILES N | SHS | N31738102 | 22,576 | 3,130,652 | SH | SOLE | 3,130,652 | 0 | 0 | ||
WRIGHT MED GROUP N V | ORD SHS | N96617118 | 45,838 | 1,599,920 | SH | DFND | 2 | 1,599,920 | 0 | 0 | |
WRIGHT MED GROUP N V | ORD SHS | N96617118 | 23,870 | 833,148 | SH | SOLE | 833,148 | 0 | 0 | ||
ALLAKOS INC | COM | 01671P100 | 1,219 | 27,406 | SH | DFND | 2 | 27,406 | 0 | 0 | |
AVROBIO INC | COM | 05455M100 | 1,634 | 105,000 | SH | DFND | 2 | 105,000 | 0 | 0 | |
BORGWARNER INC | COM | 099724106 | 3,912 | 160,516 | SH | DFND | 2 | 160,516 | 0 | 0 | |
CARLYLE GROUP INC | COM ADDED | 14316J108 | 671 | 31,000 | SH | SOLE | 31,000 | 0 | 0 | ||
CISCO SYS INC | COM | 17275R102 | 7,469 | 190,000 | SH | DFND | 2 | 190,000 | 0 | 0 | |
CLEAR CHANNEL OUTDOOR HLDGS | COM | 18453H106 | 291 | 455,000 | SH | DFND | 2 | 455,000 | 0 | 0 | |
CYPRESS SEMICONDUCTOR CORP | COM | 232806109 | 46,999 | 2,015,381 | SH | DFND | 2 | 2,015,381 | 0 | 0 | |
CYPRESS SEMICONDUCTOR CORP | COM | 232806109 | 35,563 | 1,525,000 | SH | SOLE | 1,525,000 | 0 | 0 | ||
DYNATRACE INC | COM | 268150109 | 2,980 | 125,000 | SH | DFND | 2 | 125,000 | 0 | 0 | |
EVOQUA WATER TECHNOLOGIES CO | COM | 30057T105 | 963 | 85,864 | SH | DFND | 2 | 85,864 | 0 | 0 | |
EXXON MOBIL CORP | COM | 30231G102 | 9,208 | 242,500 | SH | DFND | 2 | 242,500 | 0 | 0 | |
FARFETCH LTD | ORD SH CL A | 30744W107 | 593 | 75,000 | SH | DFND | 2 | 75,000 | 0 | 0 | |
GODADDY INC | CL A | 380237107 | 2,856 | 50,000 | SH | DFND | 2 | 50,000 | 0 | 0 | |
HSBC HLDGS PLC | SPON ADR NEW | 404280406 | 35,635 | 1,251,626 | SH | SOLE | 1,251,626 | 0 | 0 | ||
INFOSYS LTD | SPONSORED ADR | 456788108 | 14,750 | 1,707,144 | SH | SOLE | 1,707,144 | 0 | 0 | ||
INVESCO | QQQ TR UNIT SER 1 | 46090E103 | 2,856 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
IQIYI INC | SPONSORED ADS | 46267X108 | 954 | 53,600 | SH | SOLE | 53,600 | 0 | 0 | ||
KEURIG DR PEPPER INC | COM | 49271V100 | 17,232 | 710,000 | SH | DFND | 2 | 710,000 | 0 | 0 | |
LIBERTY BROADBAND CORP | COM SER C | 530307305 | 19,617 | 177,174 | SH | DFND | 2 | 177,174 | 0 | 0 | |
NCR CORP NEW | COM | 62886E108 | 1,593 | 90,000 | SH | DFND | 2 | 90,000 | 0 | 0 | |
POSCO | SPONSORED ADR | 693483109 | 1,982 | 60,002 | SH | SOLE | 60,002 | 0 | 0 | ||
PACIFIC BIOSCIENCES CALIF IN | COM | 69404D108 | 1,947 | 636,121 | SH | DFND | 2 | 636,121 | 0 | 0 | |
INVESCO QQQ TR | UNIT SER 1 | 709102107 | 237 | 260,000 | SH | DFND | 2 | 260,000 | 0 | 0 | |
PETROCHINA CO LTD | SPONSORED ADR | 71646E100 | 0 | 6 | SH | SOLE | 6 | 0 | 0 | ||
PETROLEO BRASILEIRO SA PETRO | SPONSORED ADR | 71654V408 | 28,048 | 5,151,779 | SH | DFND | 2 | 5,151,779 | 0 | 0 | |
PROVENTION BIO INC | COM | 74374N102 | 2,622 | 285,000 | SH | SOLE | 285,000 | 0 | 0 | ||
SPDR SER TR | S&P OILGAS EXP | 78468R556 | 1,686 | 51,250 | SH | DFND | 2 | 51,250 | 0 | 0 | |
SELECT SECTOR SPDR | TR ENERGY | 81369Y506 | 1,017 | 35,000 | SH | DFND | 2 | 35,000 | 0 | 0 | |
STARS GROUP INC | COM | 85570W100 | 38,250 | 1,873,179 | SH | DFND | 2 | 1,873,179 | 0 | 0 | |
TD AMERITRADE HLDG CORP | COM | 87236Y108 | 43,533 | 1,256,000 | SH | DFND | 2 | 1,256,000 | 0 | 0 | |
TESLA INC NOTE 2 5 1 | NOTE | 88160RAG6 | 266,891 | 144,500,000 | PRN | SOLE | 144,500,000 | 0 | 0 | ||
TIFFANY & CO NEW | COM | 886547108 | 73,129 | 374,700 | SH | DFND | 2 | 374,700 | 0 | 0 | |
TIFFANY & CO NEW | COM | 886547108 | 73,129 | 190,000 | SH | SOLE | 190,000 | 0 | 0 | ||
SPDR SERIES TRUST S&P BIOTECH | ETF | 90138A103 | 1,740 | 125,569 | SH | SOLE | 125,569 | 0 | 0 | ||
VALVOLINE INC | COM | 92047W101 | 1,309 | 100,000 | SH | DFND | 2 | 100,000 | 0 | 0 | |
SELECT SECTOR SPDR TR TECHNOLOGY | ETF | 922908553 | 2,096 | 30,000 | SH | DFND | 2 | 30,000 | 0 | 0 | |
VISA INC | COM CL A | 92826C839 | 6,848 | 42,500 | SH | DFND | 2 | 42,500 | 0 | 0 | |
VISTRA ENERGY CORP | COM | 92840M102 | 6,065 | 380,000 | SH | DFND | 2 | 380,000 | 0 | 0 | |
WABCO HLDGS INC | COM | 92927K102 | 57,537 | 426,039 | SH | DFND | 2 | 426,039 | 0 | 0 | |
WYNN RESORTS LTD | COM | 983134107 | 3,010 | 50,000 | SH | DFND | 2 | 50,000 | 0 | 0 | |
XEROX HOLDINGS CORP | COM NEW | 98421M106 | 10,747 | 567,416 | SH | DFND | 2 | 567,416 | 0 | 0 | |
ZAI LAB LTD | ADR | 98887Q104 | 93,548 | 1,817,165 | SH | SOLE | 1,817,165 | 0 | 0 | ||
ZION OIL & GAS INC | *W EXP 01/31/202 | 989696141 | 519 | 1,790 | SH | SOLE | 1,790 | 0 | 0 | ||
CITIC CAPITAL ACQUISITION CO | UNIT 99/99/9999 | G21513125 | 3,430 | 347,900 | SH | SOLE | 347,900 | 0 | 0 | ||
CISCO SYS INC CALL | C | 17275R902 | 1,585 | 50,000 | SH | Call | DFND | 2 | 50,000 | 0 | 0 |
DISH NETWORK CORPORATION CALL | C | 25470M909 | 2,337 | 145,000 | SH | Call | DFND | 2 | 145,000 | 0 | 0 |
EXXON MOBIL CORP CALL | C | 30231G902 | 3,062 | 100,000 | SH | Call | DFND | 2 | 100,000 | 0 | 0 |
FACEBOOK INC CALL | C | 30303M902 | 8,072 | 60,000 | SH | Call | DFND | 2 | 60,000 | 0 | 0 |
FARFETCH LTD CALL | C | 30744W907 | 2,030 | 318,700 | SH | Call | DFND | 2 | 318,700 | 0 | 0 |
FIREEYE INC CALL | C | 31816Q901 | 2,559 | 300,000 | SH | Call | DFND | 2 | 300,000 | 0 | 0 |
ISHARES TR PUT | P | 464288953 | 13,487 | 175,000 | SH | Put | SOLE | 175,000 | 0 | 0 | |
LIBERTY GLOBAL PLC CALL | C | G5480U900 | 3,168 | 250,000 | SH | Call | DFND | 2 | 250,000 | 0 | 0 |
MICROCHIP TECHNOLOGY INC CALL | C | 595017904 | 6,562 | 120,000 | SH | Call | DFND | 2 | 120,000 | 0 | 0 |
MPLX LP CALL | C | 55336V900 | 2,905 | 250,000 | SH | Call | DFND | 2 | 250,000 | 0 | 0 |
SNAP INC CALL | C | 83304A906 | 1,630 | 170,000 | SH | Call | DFND | 2 | 170,000 | 0 | 0 |
SPDR SER TR CALL ADDED | C | 78468R906 | 10,693 | 325,000 | SH | Call | DFND | 2 | 325,000 | 0 | 0 |
TENCENT MUSIC ENTMT GROUP CALL | C | 88034P909 | 8,048 | 800,000 | SH | Call | DFND | 2 | 800,000 | 0 | 0 |
UBER TECHNOLOGIES INC CALL | C | 90353T900 | 2,026 | 90,000 | SH | Call | DFND | 2 | 90,000 | 0 | 0 |
VISTRA ENERGY CORP CALL | C | 92840M902 | 1,287 | 100,000 | SH | Call | DFND | 2 | 100,000 | 0 | 0 |
WYNN RESORTS LTD CALL | C | 983134907 | 1,456 | 30,000 | SH | Call | DFND | 2 | 30,000 | 0 | 0 |
ZYNGA INC CALL | C | 98986T908 | 3,395 | 615,000 | SH | Call | DFND | 2 | 615,000 | 0 | 0 |
21VIANET GROUP INC PUT | P | 90138A953 | 2,633 | 190,000 | SH | Put | SOLE | 190,000 | 0 | 0 |