The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ACACIA COMMUNICATIONS INC | COM | 00401C108 | 21,267 | 316,527 | SH | DFND | 2 | 316,527 | 0 | 0 | |
ALEXION PHARMACEUTICALS INC | COM | 015351109 | 2,963 | 26,400 | SH | DFND | 2 | 26,400 | 0 | 0 | |
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 175,051 | 809,073 | SH | SOLE | 809,073 | 0 | 0 | ||
ALLY FINL INC | COM | 02005N100 | 5,324 | 268,460 | SH | DFND | 2 | 268,460 | 0 | 0 | |
BHP GROUP PLC | SPONSORED ADR | 05545E209 | 5,034 | 124,131 | SH | DFND | 2 | 124,131 | 0 | 0 | |
BAIDU INC | SPON ADR REP A | 056752108 | 12,845 | 107,142 | SH | SOLE | 107,142 | 0 | 0 | ||
BHP GROUP LTD | SPONSORED ADS | 088606108 | 83,299 | 1,699,294 | SH | SOLE | 1,699,294 | 0 | 0 | ||
CERIDIAN HCM HLDG INC | COM | 15677J108 | 9,441 | 119,100 | SH | DFND | 2 | 119,100 | 0 | 0 | |
EVERGY INC | COM | 30034W106 | 6,900 | 116,375 | SH | DFND | 2 | 116,375 | 0 | 0 | |
58 COM INC | ADR REP A | 31680Q104 | 20,352 | 377,300 | SH | SOLE | 377,300 | 0 | 0 | ||
58 COM INC | ADR REP A | 31680Q104 | 41,489 | 769,163 | SH | DFND | 2 | 769,163 | 0 | 0 | |
FISERV INC | COM | 337738108 | 26,357 | 270,000 | SH | DFND | 2 | 270,000 | 0 | 0 | |
FLOOR & DECOR HLDGS INC | CL A | 339750101 | 7,495 | 130,000 | SH | DFND | 2 | 130,000 | 0 | 0 | |
FORESCOUT TECHNOLOGIES INC | COM | 34553D101 | 16,678 | 786,717 | SH | DFND | 2 | 786,717 | 0 | 0 | |
GROCERY OUTLET HLDG CORP | COM | 39874R101 | 17,340 | 425,000 | SH | DFND | 2 | 425,000 | 0 | 0 | |
GRUBHUB INC | COM | 400110102 | 5,255 | 74,748 | SH | DFND | 2 | 74,748 | 0 | 0 | |
HDFC BANK LTD | SPONSORED ADS | 40415F101 | 23,084 | 499,775 | SH | SOLE | 499,775 | 0 | 0 | ||
HSBC HLDGS PLC | SPON ADR NEW | 404280406 | 8,787 | 376,220 | SH | SOLE | 376,220 | 0 | 0 | ||
ICLICK INTRACTVE ASIA GRP LT | SPONSORED ADR | 45113Y104 | 2,156 | 404,454 | SH | SOLE | 404,454 | 0 | 0 | ||
INFOSYS LTD | SPONSORED ADR | 456788108 | 7,875 | 806,921 | SH | SOLE | 806,921 | 0 | 0 | ||
IQVIA HLDGS INC | COM | 46266C105 | 13,574 | 95,675 | SH | DFND | 2 | 95,675 | 0 | 0 | |
IQIYI INC | IQIYI INC NOTE 2.000% 4/0 ADDED | 46267XAD0 | 40,021 | 40,000,000 | PRN | SOLE | 40,000,000 | 0 | 0 | ||
ISHARES TR CHINA LG-CAP | ETF | 464287184 | 27,057 | 678,620 | SH | SOLE | 678,620 | 0 | 0 | ||
JD.COM INC | SPON ADR CL A | 47215P106 | 20,502 | 342,740 | SH | SOLE | 342,740 | 0 | 0 | ||
LIBERTY BROADBAND CORP | UNIT SER 1 | 530307305 | 29,315 | 236,488 | SH | DFND | 2 | 236,488 | 0 | 0 | |
LIBERTY MEDIA CORP DEL | COM A SIRIUSXM | 531229409 | 7,227 | 209,346 | SH | DFND | 2 | 209,346 | 0 | 0 | |
LUMENTUM HLDGS INC | COM | 55024U109 | 212 | 2,600 | SH | SOLE | 2,600 | 0 | 0 | ||
MODERNA INC | COM | 60770K107 | 20,868 | 325,000 | SH | DFND | 2 | 325,000 | 0 | 0 | |
NIO INC | SPON ADS | 62914V106 | 43,352 | 5,615,516 | SH | SOLE | 5,615,516 | 0 | 0 | ||
NETEASE INC | SPONSORED ADS | 64110W102 | 57,975 | 134,523 | SH | SOLE | 134,523 | 0 | 0 | ||
PACIFIC BIOSCIENCES CALIF IN | COM | 69404D108 | 2,195 | 636,121 | SH | DFND | 2 | 636,121 | 0 | 0 | |
PETROLEO BRASILEIRO SA PETRO | SPONSORED ADR | 71654V408 | 7,097 | 858,471 | SH | DFND | 2 | 858,471 | 0 | 0 | |
SERVICEMASTER GLOBAL HLDGS I | COM | 81761R109 | 4,997 | 140,000 | SH | DFND | 2 | 140,000 | 0 | 0 | |
SOUTHWEST AIRLS | SOUTHWEST AIRLS CO NOTE 1.250% 5/0 ADDED | 844741BG2 | 60,050 | 50,000,000 | PRN | SOLE | 50,000,000 | 0 | 0 | ||
T-MOBILE US INC | ETF | 872590104 | 180,431 | 1,732,415 | SH | DFND | 2 | 1,732,415 | 0 | 0 | |
T-MOBILE US INC | T-MOBILE US INC RIGHT 07/27/2020 ADDED | 872590112 | 252 | 1,500,000 | SH | DFND | 2 | 1,500,000 | 0 | 0 | |
TEGNA INC | ETF | 87901J105 | 2,930 | 263,000 | SH | DFND | 2 | 263,000 | 0 | 0 | |
10X GENOMICS INC | ETF | 88025U109 | 5,805 | 65,000 | SH | DFND | 2 | 65,000 | 0 | 0 | |
TENCENT MUSIC ENTMT GROUP | SPON ADS | 88034P109 | 5,384 | 400,000 | SH | SOLE | 400,000 | 0 | 0 | ||
TESLA INC | TESLA INC NOTE 2.000% 5/1 | 88160RAG6 | 145,779 | 41,500,000 | PRN | SOLE | 41,500,000 | 0 | 0 | ||
TIFFANY & CO NEW | COM | 886547108 | 38,053 | 312,065 | SH | DFND | 2 | 312,065 | 0 | 0 | |
TRIP COM GROUP LTD | ADS | 89677Q107 | 4,938 | 190,502 | SH | SOLE | 190,502 | 0 | 0 | ||
UNDER ARMOUR INC | CL C | 904311206 | 6,397 | 723,611 | SH | DFND | 2 | 723,611 | 0 | 0 | |
ZAI LAB LTD | ADR | 98887Q104 | 79,091 | 962,998 | SH | SOLE | 962,998 | 0 | 0 | ||
AXALTA COATING SYS LTD | COM | G0750C108 | 8,447 | 374,599 | SH | DFND | 2 | 374,599 | 0 | 0 | |
CNH INDL N V | SHS | N20944109 | 191 | 27,350 | SH | SOLE | 27,350 | 0 | 0 | ||
FIAT CHRYSLER AUTOMOBILES N | SHS | N31738102 | 288 | 28,767 | SH | SOLE | 28,767 | 0 | 0 | ||
WRIGHT MED GROUP N V | ORD SHS | N96617118 | 54,115 | 1,820,815 | SH | DFND | 2 | 1,820,815 | 0 | 0 | |
YANDEX N V | SHS CLASS A | N97284108 | 1,318 | 26,342 | SH | SOLE | 26,342 | 0 | 0 | ||
ZION OIL & GAS INC | *W EXP 01/31/202 | 989696141 | 1 | 1,790 | SH | SOLE | 1,790 | 0 | 0 | ||
CITIC CAPITAL ACQUISITION CO | UNIT 99/99/9999 | G21513125 | 3,496 | 347,900 | SH | SOLE | 347,900 | 0 | 0 | ||
ELDORADO RESORTS INC CALL | CALL | 28470R902 | 4,006 | 100,000 | SH | Call | DFND | 2 | 100,000 | 0 | 0 |
FORESCOUT TECHNOLOGIES INC CALL | CALL | 34553D901 | 977 | 46,100 | SH | Call | DFND | 2 | 46,100 | 0 | 0 |
QIAGEN NV CALL | CALL | N72482903 | 8,562 | 200,000 | SH | Call | DFND | 2 | 200,000 | 0 | 0 |
TAUBMAN CTRS INC PUT | PUT | 876664953 | 5,664 | 150,000 | SH | Put | DFND | 2 | 150,000 | 0 | 0 |
TIFFANY & CO NEW PUT | PUT | 886547958 | 24,388 | 200,000 | SH | Put | DFND | 2 | 200,000 | 0 | 0 |
ZIMMER BIOMET HOLDINGS INC PUT | PUT | 98956P952 | 8,952 | 75,000 | SH | Put | DFND | 2 | 75,000 | 0 | 0 |