The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ASTRAZENECA PLC | SPONSORED ADR | 046353108 | 5,704 | 114,400 | SH | SOLE | 114,400 | 0 | 0 | ||
ABBVIE INC | COM | 00287Y109 | 1,771 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
ADT INC | COM | 00090Q103 | 2,268 | 286,000 | SH | SOLE | 286,000 | 0 | 0 | ||
APPLE INC | COM | 037833100 | 4,552 | 15,500 | SH | SOLE | 15,500 | 0 | 0 | ||
AT&T INC | COM | 00206R102 | 7,614 | 194,825 | SH | SOLE | 194,825 | 0 | 0 | ||
BP PLC | SPONSORED ADR | 055622104 | 1,242 | 32,900 | SH | SOLE | 32,900 | 0 | 0 | ||
B G C PARTNERS INC | CL A | 05541T101 | 790 | 133,000 | SH | SOLE | 133,000 | 0 | 0 | ||
BANK AMER CORP | COM | 060505104 | 35 | 1,000 | SH | SOLE | 1,000 | 0 | 0 | ||
BANK AMER CORP | 7.25% CNV PFD L | 060505682 | 3,623 | 2,500 | SH | SOLE | 2,500 | 0 | 0 | ||
BLACKSTONE GROUP LP | COM UNIT LTD | 09253U108 | 559 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
BROOKS AUTOMATION INC | COM | 114340102 | 126 | 3,000 | SH | SOLE | 3,000 | 0 | 0 | ||
CDN IMPERIAL BNK COMM TORONTO | COM | 136069101 | 8,516 | 102,350 | SH | SOLE | 102,350 | 0 | 0 | ||
CATCHMARK TIMBER TR INC | CLA | 14912Y202 | 1,158 | 101,000 | SH | SOLE | 101,000 | 0 | 0 | ||
CENTURYLINK INC | COM | 156700106 | 2,008 | 152,000 | SH | SOLE | 152,000 | 0 | 0 | ||
CISCO SYS INC | COM | 17275R102 | 2,662 | 55,500 | SH | SOLE | 55,500 | 0 | 0 | ||
CITIGROUP INC | COM NEW | 017296742 | 832 | 10,418 | SH | SOLE | 10,418 | 0 | 0 | ||
CITIZENS & NORTHN CORP | COM | 172922106 | 1,130 | 40,000 | SH | SOLE | 40,000 | 0 | 0 | ||
COCA COLA CO | COM | 191216100 | 1,301 | 23,500 | SH | SOLE | 23,500 | 0 | 0 | ||
COSTAMARE INC | SHS | Y1771G102 | 953 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
DELTA AIR LINES INC DEL | COM NEW | 247361702 | 585 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
ENBRIDGE INC | COM | 29250N105 | 533 | 13,400 | SH | SOLE | 13,400 | 0 | 0 | ||
ENVISTA HLDGS CORP | COM | 29415F104 | 297 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
GASLOG LTD | SHS | G37585109 | 490 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
GENERAL MLS INC | COM | 370334104 | 2,041 | 38,100 | SH | SOLE | 38,100 | 0 | 0 | ||
GENERAL MOTORS CO | COM | 37045V100 | 3,627 | 99,100 | SH | SOLE | 99,100 | 0 | 0 | ||
GLAXOSMITHKLINE PLC | SPONSORED ADR | 37733W105 | 1,344 | 28,600 | SH | SOLE | 28,600 | 0 | 0 | ||
GOLDMAN SACHS GROUP | COM | 38141G104 | 3,380 | 14,700 | SH | SOLE | 14,700 | 0 | 0 | ||
HSBC HLDGS PLC | SPON ADR NEW | 404280406 | 631 | 16,130 | SH | SOLE | 16,130 | 0 | 0 | ||
HOEGH LNG PARTNERS LP | COM UNIT LTD | 00Y326R10 | 1,563 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
JPMORGAN CHASE & CO | COM | 46625H100 | 543 | 3,900 | SH | SOLE | 3,900 | 0 | 0 | ||
LEGG MASON INC | COM | 524901105 | 20,576 | 573,000 | SH | SOLE | 573,000 | 0 | 0 | ||
MCCORMICK & CO INC | COM NON VTG | 579780206 | 7,553 | 44,500 | SH | SOLE | 44,500 | 0 | 0 | ||
MOELIS & CO | CL A | 60786M105 | 842 | 26,376 | SH | SOLE | 26,376 | 0 | 0 | ||
NEWMARK GROUP INC | CL A | 65158N102 | 763 | 56,697 | SH | SOLE | 56,697 | 0 | 0 | ||
PARK NATL CORP | COM | 700658107 | 2,156 | 21,000 | SH | SOLE | 21,000 | 0 | 0 | ||
PELOTON INTERACTIVE INC | COM | 70614W100 | 568 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
PEOPLES UNITED FINANCIAL INC | COM | 712704105 | 845 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
PHILIP MORRIS INTL INC | COM | 718172109 | 2,723 | 32,000 | SH | SOLE | 32,000 | 0 | 0 | ||
PRICE T ROWE GROUP INC | COM | 74144T108 | 3,076 | 25,250 | SH | SOLE | 25,250 | 0 | 0 | ||
RITE AID CORP | COM | 767754104 | 387 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
ROYAL BK CDA MONTREAL QUE | COM | 780087102 | 436 | 5,500 | SH | SOLE | 5,500 | 0 | 0 | ||
ROYAL DUTCH SHELL PLC | SPON ADR B | 780259107 | 3,367 | 56,150 | SH | SOLE | 56,150 | 0 | 0 | ||
RYDER SYS INC | COM | 783549108 | 1,629 | 30,000 | SH | SOLE | 30,000 | 0 | 0 | ||
SCHLUMBERGER LTD | COM | 806857108 | 2,038 | 50,700 | SH | SOLE | 50,700 | 0 | 0 | ||
SHIP FINANCE INTERNATIONAL L | SHS | G81075106 | 582 | 40,000 | SH | SOLE | 40,000 | 0 | 0 | ||
STARBUCKS CORP | COM | 855244109 | 14,982 | 170,400 | SH | SOLE | 170,400 | 0 | 0 | ||
STORE CAP CORP | COM | 862121100 | 186 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
TFS FINL CORP | COM | 87240R107 | 1,082 | 55,000 | SH | SOLE | 55,000 | 0 | 0 | ||
TPG SPECIALITY LENDING INC | COM | 87265K102 | 513 | 23,875 | SH | SOLE | 23,875 | 0 | 0 | ||
TELUS CORP | COM | 87971M103 | 775 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
TRANSUNION | COM | 89400J107 | 1,027 | 12,000 | SH | SOLE | 12,000 | 0 | 0 | ||
TRITON INTL LTD | CL A | G9078F107 | 4,582 | 113,980 | SH | SOLE | 113,980 | 0 | 0 | ||
TORONTO DOMINION BK ONT | COM NEW | 891160509 | 337 | 6,000 | SH | SOLE | 6,000 | 0 | 0 | ||
TOTAL S A | SPONSORED ADR | 89151E109 | 5,607 | 101,400 | SH | SOLE | 101,400 | 0 | 0 | ||
TRAVELERS COMPANIES INC | COM | 89417E109 | 6,389 | 46,650 | SH | SOLE | 46,650 | 0 | 0 | ||
TRONOX HOLDINGS PLC | SHS | G9087Q102 | 86 | 7,500 | SH | SOLE | 7,500 | 0 | 0 | ||
WAL-MART STORES INC | COM | 931142103 | 1,783 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
ACCENTURE PLC IRELAND | COM | G1151C101 | 42 | 200 | SH | SOLE | 200 | 0 | 0 | ||
ACTIVISION BLIZZARD | COM | 00507V109 | 178 | 3,000 | SH | SOLE | 3,000 | 0 | 0 | ||
BLACKBERRY LTD | COM | 09228F103 | 19 | 3,000 | SH | SOLE | 3,000 | 0 | 0 | ||
VIACOMCBS INC | CL B | 92556H206 | 46 | 1,096 | SH | SOLE | 1,096 | 0 | 0 | ||
COVANTA HLDG CORP | COM | 22282E102 | 37 | 2,500 | SH | SOLE | 2,500 | 0 | 0 | ||
CVS HEALTH CORP | COM | 126650100 | 52 | 700 | SH | SOLE | 700 | 0 | 0 | ||
DINEEQUITY INC | COM | 254423106 | 33 | 400 | SH | SOLE | 400 | 0 | 0 | ||
ETSY INC | COM | 29786A106 | 133 | 3,000 | SH | SOLE | 3,000 | 0 | 0 | ||
ETSY INC | COM | 29786A956 | 133 | 3,000 | SH | Put | SOLE | 3,000 | 0 | 0 | |
FARFETCH LTD | ORD SH CL A | 30744W107 | 16 | 1,500 | SH | SOLE | 1,500 | 0 | 0 | ||
GOODYEAR TIRE & RUBR CO | COM | 382550101 | 19 | 1,200 | SH | SOLE | 1,200 | 0 | 0 | ||
HP INC | COM | 40434L105 | 31 | 1,500 | SH | SOLE | 1,500 | 0 | 0 | ||
HP INC | COM | 40434L955 | 41 | 2,000 | SH | Put | SOLE | 2,000 | 0 | 0 | |
INTEL CORP | COM | 458140100 | 54 | 900 | SH | SOLE | 900 | 0 | 0 | ||
KINDRED BIOSCIENCES INC | COM | 494577109 | 36 | 4,300 | SH | SOLE | 4,300 | 0 | 0 | ||
KINDER MORGAN INC DEL | COM | 49456B101 | 38 | 1,800 | SH | SOLE | 1,800 | 0 | 0 | ||
LLOYDS BANKING GROUP PLC | SPONSORED ADR | 539439109 | 103 | 31,000 | SH | SOLE | 31,000 | 0 | 0 | ||
MORGAN STANLEY | COM NEW | 617446448 | 41 | 800 | SH | SOLE | 800 | 0 | 0 | ||
NIKE INC | CL B | 654106103 | 81 | 800 | SH | SOLE | 800 | 0 | 0 | ||
NVIDIA CORP | COM | 67066G104 | 165 | 700 | SH | SOLE | 700 | 0 | 0 | ||
NVIDIA CORP | COM | 67066G954 | 165 | 700 | SH | Put | SOLE | 700 | 0 | 0 | |
ONEOK INC NEW | COM | 682680103 | 45 | 600 | SH | SOLE | 600 | 0 | 0 | ||
QUALCOMM INC | COM | 747525103 | 79 | 900 | SH | SOLE | 900 | 0 | 0 | ||
SLACK TECHNOLOGIES INC | COM CL A | 83088V102 | 11 | 500 | SH | SOLE | 500 | 0 | 0 | ||
EXXON MOBIL CORP | COM | 30231G102 | 28 | 400 | SH | SOLE | 400 | 0 | 0 | ||
MERCURY GENL CORP NEW | COM | 589400100 | 24 | 500 | SH | SOLE | 500 | 0 | 0 | ||
PROCTER AND GAMBLE CO | COM | 742718109 | 50 | 400 | SH | SOLE | 400 | 0 | 0 | ||
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 49 | 800 | SH | SOLE | 800 | 0 | 0 | ||
WALGREENS BOOTS ALLIANCE INC | COM | 931427108 | 18 | 300 | SH | SOLE | 300 | 0 | 0 |