The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
|
COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ACCENTURE PLC IRELAND | SHS CLASS A | G1151C101 | 37 | 400 | SH | SOLE | 400 | 0 | 0 | ||
ACTIVISION BLIZZARD | COM | 00507V109 | 68 | 3,000 | SH | SOLE | 3,000 | 0 | 0 | ||
ADAMS EXPRESS CO | COM | 006212104 | 1,415 | 101,395 | SH | SOLE | 101,395 | 0 | 0 | ||
AFLAC INC | COM | 001055102 | 1,523 | 23,800 | SH | SOLE | 23,800 | 0 | 0 | ||
ALERE INC | PREP PFD CONV SE | 01449J204 | 314 | 922 | SH | SOLE | 922 | 0 | 0 | ||
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 17 | 200 | SH | SOLE | 200 | 0 | 0 | ||
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W952 | 25 | 300 | SH | Put | SOLE | 300 | 0 | 0 | |
AMERICAN EXPRESS CO | COM | 025816109 | 16 | 200 | SH | SOLE | 200 | 0 | 0 | ||
ANGIES LIST INC | COM | 034754101 | 235 | 40,000 | SH | SOLE | 40,000 | 0 | 0 | ||
APPLE INC | COM | 037833100 | 1,244 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
APPLE INC | COM | 037833900 | 871 | 7,000 | SH | Call | SOLE | 7,000 | 0 | 0 | |
ARES CAP CORP | COM | 04010L103 | 26 | 1,500 | SH | SOLE | 1,500 | 0 | 0 | ||
ASTRAZENECA PLC | SPONSORED ADR | 046353108 | 3,914 | 57,200 | SH | SOLE | 57,200 | 0 | 0 | ||
AT&T INC | COM | 00206R102 | 2,027 | 62,075 | SH | SOLE | 62,075 | 0 | 0 | ||
AVON PRODS INC | COM | 054303102 | 559 | 70,000 | SH | SOLE | 70,000 | 0 | 0 | ||
AVON PRODS INC | COM | 054303902 | 80 | 10,000 | SH | Call | SOLE | 10,000 | 0 | 0 | |
BANCO SANTANDER SA | ADR | 05964H105 | 5,244 | 703,847 | SH | SOLE | 703,847 | 0 | 0 | ||
BANCO SANTANDER SA | ADR | 05964H905 | 149 | 20,000 | SH | Call | SOLE | 20,000 | 0 | 0 | |
BANK AMER CORP | 7.25% CNV PFD L | 060505682 | 1,620 | 1,400 | SH | SOLE | 1,400 | 0 | 0 | ||
BANK N S HALIFAX | COM | 064149107 | 331 | 6,600 | SH | SOLE | 6,600 | 0 | 0 | ||
BUILD A BEAR WORKSHOP | COM | 120076104 | 786 | 40,000 | SH | SOLE | 40,000 | 0 | 0 | ||
CAPSTEAD MTG CORP | COM NO PAR | 14067E506 | 471 | 40,000 | SH | SOLE | 40,000 | 0 | 0 | ||
CARMAX INC | COM | 143130102 | 3,228 | 46,776 | SH | SOLE | 46,776 | 0 | 0 | ||
CARMAX INC | COM | 143130902 | 1,194 | 17,300 | SH | Call | SOLE | 17,300 | 0 | 0 | |
CBS CORP NEW | CL B | 124857202 | 9,199 | 151,725 | SH | SOLE | 151,725 | 0 | 0 | ||
CDN IMPERIAL BK COMM TORONTO | COM | 136069101 | 326 | 4,500 | SH | SOLE | 4,500 | 0 | 0 | ||
CHEROKEE INC DEL NEW | COM | 16444H102 | 6,478 | 332,531 | SH | SOLE | 332,531 | 0 | 0 | ||
CHUBB CORP | COM | 171232101 | 4,651 | 46,000 | SH | SOLE | 46,000 | 0 | 0 | ||
CITIGROUP INC | COM NEW | 172967424 | 22 | 418 | SH | SOLE | 418 | 0 | 0 | ||
COACH INC | COM | 189754904 | 21 | 500 | SH | Call | SOLE | 500 | 0 | 0 | |
COACH INC | COM | 189754954 | 21 | 500 | SH | Put | SOLE | 500 | 0 | 0 | |
COLLECTORS UNIVERSE INC | COM NEW | 19421R200 | 478 | 21,200 | SH | SOLE | 21,200 | 0 | 0 | ||
DENBURY RES INC | COM NEW | 247916208 | 26 | 3,500 | SH | SOLE | 3,500 | 0 | 0 | ||
DSW INC | CL A | 23334L102 | 18 | 500 | SH | SOLE | 500 | 0 | 0 | ||
EBAY INC | COM | 278642103 | 46 | 800 | SH | SOLE | 800 | 0 | 0 | ||
ENSCO PLC | SHS CLASS A | G3157S106 | 211 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
FINANCIAL ENGINES INC | COM | 317485100 | 1,046 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
FIREEYE INC | COM | 31816Q101 | 20 | 500 | SH | SOLE | 500 | 0 | 0 | ||
FORD MTR CO DEL | COM PAR $0.01 | 345370860 | 16 | 1,000 | SH | SOLE | 1,000 | 0 | 0 | ||
GENERAL ELECTRIC CO | COM | 369604103 | 8,127 | 327,550 | SH | SOLE | 327,550 | 0 | 0 | ||
GENERAL MTRS CO | COM | 37045V100 | 1,013 | 27,000 | SH | SOLE | 27,000 | 0 | 0 | ||
GLAXOSMITHKLINE PLC | SPONSORED ADR | 37733W105 | 3,128 | 67,780 | SH | SOLE | 67,780 | 0 | 0 | ||
GOLDMAN SACHS GROUP INC | COM | 38141G104 | 3,383 | 18,000 | SH | SOLE | 18,000 | 0 | 0 | ||
HOSPIRA INC | COM | 441060100 | 35 | 400 | SH | SOLE | 400 | 0 | 0 | ||
HSBC HLDGS PLC | SPON ADR NEW | 404280406 | 845 | 19,850 | SH | SOLE | 19,850 | 0 | 0 | ||
IAC INTERACTIVECORP | COM PAR $.001 | 44919P508 | 34 | 500 | SH | SOLE | 500 | 0 | 0 | ||
IMAX CORP | COM | 45245E109 | 1,348 | 40,000 | SH | SOLE | 40,000 | 0 | 0 | ||
INTEL CORP | COM | 458140100 | 28 | 900 | SH | SOLE | 900 | 0 | 0 | ||
INTUITIVE SURGICAL INC | COM NEW | 46120E602 | 1,263 | 2,500 | SH | SOLE | 2,500 | 0 | 0 | ||
JPMORGAN CHASE & CO | COM | 46625H100 | 79 | 1,300 | SH | SOLE | 1,300 | 0 | 0 | ||
JOHNSON & JOHNSON | COM | 478160104 | 1,181 | 11,740 | SH | SOLE | 11,740 | 0 | 0 | ||
KT CORP | SPONSORED ADR | 48268K101 | 8 | 600 | SH | SOLE | 600 | 0 | 0 | ||
LEGG MASON INC | COM | 524901105 | 32,458 | 588,000 | SH | SOLE | 588,000 | 0 | 0 | ||
LLOYDS BANKING GROUP PLC | SPONSORED ADR | 539439109 | 12 | 2,500 | SH | SOLE | 2,500 | 0 | 0 | ||
MCCORMICK & CO INC | COM NON VTG | 579780206 | 3,432 | 44,500 | SH | SOLE | 44,500 | 0 | 0 | ||
MORGAN STANLEY | COM NEW | 617446448 | 29 | 800 | SH | SOLE | 800 | 0 | 0 | ||
NEW YORK CMNTY BANCORP INC | COM | 649445103 | 1,924 | 115,000 | SH | SOLE | 115,000 | 0 | 0 | ||
NEWMONT MINING CORP | COM | 651639106 | 17 | 800 | SH | SOLE | 800 | 0 | 0 | ||
NIKE INC | CL B | 654106103 | 40 | 400 | SH | SOLE | 400 | 0 | 0 | ||
NORTHRIM BANCORP INC | COM | 666762109 | 245 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
NVIDIA CORP | COM | 67066G104 | 17 | 800 | SH | SOLE | 800 | 0 | 0 | ||
OFFICE DEPOT INC | COM | 676220956 | 92 | 10,000 | SH | Put | SOLE | 10,000 | 0 | 0 | |
PACWEST BANCORP INC | COM | 695263103 | 141 | 3,000 | SH | SOLE | 3,000 | 0 | 0 | ||
PANERA BREAD CO | CL A | 69840W108 | 80 | 500 | SH | SOLE | 500 | 0 | 0 | ||
PANERA BREAD CO | CL A | 69840W958 | 16 | 100 | SH | Put | SOLE | 100 | 0 | 0 | |
PETMED EXPRESS INC | COM | 716382106 | 496 | 30,000 | SH | SOLE | 30,000 | 0 | 0 | ||
PROSPECT CAPITAL CORPORATION | COM | 74348T102 | 592 | 70,000 | SH | SOLE | 70,000 | 0 | 0 | ||
PULTE GROUP INC | COM | 745867101 | 222 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
RALPH LAUREN CORP | CL A | 751212901 | 13 | 100 | SH | Call | SOLE | 100 | 0 | 0 | |
RALPH LAUREN CORP | CL A | 751212951 | 13 | 100 | SH | Put | SOLE | 100 | 0 | 0 | |
REGAL ENTMT GROUP | CL A | 758766109 | 571 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
ROYAL BK CDA MONTREAL QUE | COM | 780087102 | 332 | 5,500 | SH | SOLE | 5,500 | 0 | 0 | ||
SK TELECOM LTD | SPONSORED ADR | 78440P108 | 14 | 500 | SH | SOLE | 500 | 0 | 0 | ||
SAFE BULKERS INC | COM | Y7388L103 | 36 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
SANOFI | SPONSORED ADR | 80105N105 | 371 | 7,500 | SH | SOLE | 7,500 | 0 | 0 | ||
SEADRILL LIMITED | SHS | G7945E905 | 94 | 10,000 | SH | Call | SOLE | 10,000 | 0 | 0 | |
STANLEY BLACK & DECKER INC | COM | 854502101 | 3,040 | 31,875 | SH | SOLE | 31,875 | 0 | 0 | ||
STAPLES INC | COM | 855030102 | 883 | 54,200 | SH | SOLE | 54,200 | 0 | 0 | ||
STARBUCKS CORP | COM | 855244109 | 9,309 | 98,300 | SH | SOLE | 98,300 | 0 | 0 | ||
STUDENT TRANSN INC | COM | 86388A108 | 821 | 152,100 | SH | SOLE | 152,100 | 0 | 0 | ||
TAL INTL GROUP INC | COM | 874083108 | 1,711 | 42,000 | SH | SOLE | 42,000 | 0 | 0 | ||
TARGET CORP | COM | 87612E106 | 410 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
TESLA MTRS INC | COM | 88160R951 | 9,439 | 50,000 | SH | Put | SOLE | 50,000 | 0 | 0 | |
TOTAL S A | SPONSORED ADR | 89151E109 | 3,482 | 70,100 | SH | SOLE | 70,100 | 0 | 0 | ||
TOTAL S A | SPONSORED ADR | 89151E909 | 497 | 10,000 | SH | Call | SOLE | 10,000 | 0 | 0 | |
TRAVELERS COMPANIES INC | COM | 89417E109 | 7,570 | 70,000 | SH | SOLE | 70,000 | 0 | 0 | ||
TWITTER INC | COM | 90184L102 | 25 | 500 | SH | SOLE | 500 | 0 | 0 | ||
VECTOR GROUP LTD | COM | 92240M108 | 3,849 | 175,105 | SH | SOLE | 175,105 | 0 | 0 | ||
VODAFONE GROUP PLC NEW | SPNSR ADR NO PAR | 92857W308 | 1,193 | 36,500 | SH | SOLE | 36,500 | 0 | 0 | ||
WHOLE FOODS MKT INC | COM | 966837106 | 104 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
WOLVERINE WORLD WIDE INC | COM | 978097103 | 33 | 1,000 | SH | SOLE | 1,000 | 0 | 0 | ||
YUME INC | COM | 98872B104 | 29 | 5,600 | SH | SOLE | 5,600 | 0 | 0 | ||
ZOETIS INC | CL A | 98978V103 | 1,690 | 36,500 | SH | SOLE | 36,500 | 0 | 0 |