The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ASTRAZENECA PLC | SPONSORED ADR | 046353108 | 3,876 | 114,400 | SH | SOLE | 114,400 | 0 | 0 | ||
APPLE INC | COM | 037833900 | 7,706 | 50,000 | SH | Call | SOLE | 50,000 | 0 | 0 | |
AT&T INC | COM | 00206R102 | 3,859 | 98,525 | SH | SOLE | 98,525 | 0 | 0 | ||
BP PLC | SPONSORED ADR | 055622104 | 769 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
B G C PARTNERS INC | CL A | 05541T101 | 1,924 | 133,000 | SH | SOLE | 133,000 | 0 | 0 | ||
BANK AMER CORP | 7.25% CNV PFD L | 060505682 | 3,254 | 2,500 | SH | SOLE | 2,500 | 0 | 0 | ||
BLACKBERRY LTD | COM | 09228F903 | 1,677 | 150,000 | SH | Call | SOLE | 150,000 | 0 | 0 | |
CDN IMPERIAL BNK COMM TORONTO | COM | 136069101 | 10,555 | 120,600 | SH | SOLE | 120,600 | 0 | 0 | ||
CENTURYLINK INC | COM | 156700106 | 2,476 | 131,000 | SH | SOLE | 131,000 | 0 | 0 | ||
CENTURYLINK INC | COM | 156700906 | 1,890 | 100,000 | SH | Call | SOLE | 100,000 | 0 | 0 | |
CHEVRON CORP NEW | COM | 016676410 | 1,586 | 13,500 | SH | SOLE | 13,500 | 0 | 0 | ||
CHUBB LIMITED | COM | H1467J104 | 3,947 | 27,686 | SH | SOLE | 27,686 | 0 | 0 | ||
CISCO SYS INC | COM | 17275R102 | 673 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
CITIGROUP INC | COM NEW | 017296742 | 758 | 10,418 | SH | SOLE | 10,418 | 0 | 0 | ||
CITIZENS & NORTHN CORP | COM | 172922106 | 491 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
COLLECTORS UNIVERSE INC | COM NEW | 19421R200 | 503 | 21,000 | SH | SOLE | 21,000 | 0 | 0 | ||
COVANTA HLDG CORP | COM | 22282E102 | 483 | 32,500 | SH | SOLE | 32,500 | 0 | 0 | ||
ENBRIDGE ENERGY PARTNERS LP | COM | 29250R106 | 160 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
EURONAV NV ANTWERPEN | SHS | B38564108 | 81 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
FASTENAL CO | COM | 031190090 | 912 | 20,000 | SH | Call | SOLE | 20,000 | 0 | 0 | |
GENERAL ELECTRIC CO | COM | 369604103 | 8,320 | 344,050 | SH | SOLE | 344,050 | 0 | 0 | ||
GENERAL ELECTRIC CO | COM | 369604903 | 7,254 | 300,000 | SH | Call | SOLE | 300,000 | 0 | 0 | |
GENERAL MOTORS CO | COM | 37045V100 | 2,063 | 51,100 | SH | SOLE | 51,100 | 0 | 0 | ||
GLAXOSMITHKLINE PLC | SPONSORED ADR | 37733W105 | 1,835 | 45,200 | SH | SOLE | 45,200 | 0 | 0 | ||
GOLDMAN SACHS GROUP | COM | 38141G104 | 4,056 | 17,100 | SH | SOLE | 17,100 | 0 | 0 | ||
HSBC HLDGS PLC | SPON ADR NEW | 404280406 | 3,898 | 78,900 | SH | SOLE | 78,900 | 0 | 0 | ||
HOEGH LNG PARTNERS LP | COM UNIT LTD | 00Y326R10 | 742 | 40,000 | SH | SOLE | 40,000 | 0 | 0 | ||
LEGG MASON INC | COM | 524901105 | 22,525 | 573,000 | SH | SOLE | 573,000 | 0 | 0 | ||
MCCORMICK & CO INC | COM NON VTG | 579780206 | 4,567 | 44,500 | SH | SOLE | 44,500 | 0 | 0 | ||
MOELIS & CO | CL A | 60786M105 | 1,092 | 25,376 | SH | SOLE | 25,376 | 0 | 0 | ||
NORDIC AMERN OFFSHORE LTD | SHS | G65772108 | 1 | 409 | SH | SOLE | 409 | 0 | 0 | ||
NORDIC AMERICAN TANKERS LIMI | COM | G65773106 | 53 | 10,000 | SH | �� | SOLE | 10,000 | 0 | 0 | |
OAK TREE CAP GROUP LLC | UNIT CL A | 65249B109 | 471 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
PARK NATL CORP | COM | 700658107 | 649 | 6,000 | SH | SOLE | 6,000 | 0 | 0 | ||
PEOPLES UNITED FINANCIAL INC | COM | 712704105 | 907 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
PRICE T ROWE GROUP INC | COM | 74144T108 | 2,289 | 25,250 | SH | SOLE | 25,250 | 0 | 0 | ||
QUALCOMM INC | COM | 747525103 | 565 | 10,900 | SH | SOLE | 10,900 | 0 | 0 | ||
RITE AID CORP | COM | 767754104 | 588 | 300,000 | SH | SOLE | 300,000 | 0 | 0 | ||
ROYAL BK CDA MONTREAL QUE | COM | 780087102 | 425 | 5,500 | SH | SOLE | 5,500 | 0 | 0 | ||
ROYAL DUTCH SHELL PLC | SPON ADR B | 780259107 | 3,018 | 48,250 | SH | SOLE | 48,250 | 0 | 0 | ||
SCHLUMBERGER LTD | COM | 806857108 | 2,400 | 34,400 | SH | SOLE | 34,400 | 0 | 0 | ||
SHIP FINANCE INTERNATIONAL L | SHS | G81075106 | 435 | 30,000 | SH | SOLE | 30,000 | 0 | 0 | ||
STANLEY BLACK & DECKER | COM | 854502101 | 4,812 | 31,875 | SH | SOLE | 31,875 | 0 | 0 | ||
STARBUCKS CORP | COM | 855244109 | 10,559 | 196,600 | SH | SOLE | 196,600 | 0 | 0 | ||
STARBUCKS CORP | COM | 855244909 | 2,686 | 50,000 | SH | Call | SOLE | 50,000 | 0 | 0 | |
STUDENT TRANSN INC | COM | 86388A108 | 4,020 | 672,200 | SH | SOLE | 672,200 | 0 | 0 | ||
TRITON INTL LTD | CL A | G9078F107 | 2,795 | 83,980 | SH | SOLE | 83,980 | 0 | 0 | ||
TORONTO DOMINION BK ONT | COM NEW | 891160509 | 338 | 6,000 | SH | SOLE | 6,000 | 0 | 0 | ||
TOTAL S A | SPONSORED ADR | 89151E109 | 3,746 | 70,000 | SH | SOLE | 70,000 | 0 | 0 | ||
TRAVELERS COMPANIES INC | COM | 89417E109 | 8,576 | 70,000 | SH | SOLE | 70,000 | 0 | 0 | ||
VECTOR GROUP LTD | COM | 92240M108 | 5,989 | 292,585 | SH | SOLE | 292,585 | 0 | 0 | ||
VISA INC | COM CL A | 92826C839 | 6,314 | 60,000 | SH | SOLE | 60,000 | 0 | 0 | ||
VISA INC | COM | 92826C909 | 5,262 | 50,000 | SH | Call | SOLE | 50,000 | 0 | 0 | |
VODAFONE GROUP PLC NEW | SPNSR ADR | 92857W308 | 712 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
WAL-MART STORES INC | COM | 931142103 | 1,250 | 16,000 | SH | SOLE | 16,000 | 0 | 0 | ||
ACCENTURE PLC IRELAND | COM | G1151C101 | 27 | 200 | SH | SOLE | 200 | 0 | 0 | ||
AMC ENTMT HLDGS INC | CL A COM | 00165C104 | 44 | 3,000 | SH | SOLE | 3,000 | 0 | 0 | ||
ACTIVISION BLIZZARD | COM | 00507V109 | 194 | 3,000 | SH | SOLE | 3,000 | 0 | 0 | ||
BANK AMER CORP | COM | 060505104 | 25 | 1,000 | SH | SOLE | 1,000 | 0 | 0 | ||
BLACKBERRY LTD | COM | 09228F103 | 34 | 3,000 | SH | SOLE | 3,000 | 0 | 0 | ||
CBS CORP NEW | CL A | 124857103 | 29 | 500 | SH | SOLE | 500 | 0 | 0 | ||
DINEEQUITY INC | COM | 254423106 | 17 | 400 | SH | SOLE | 400 | 0 | 0 | ||
EDGE THERAPEUTICS INC | COM | 279870109 | 13 | 1,200 | SH | SOLE | 1,200 | 0 | 0 | ||
ETSY INC | COM | 29786A106 | 68 | 4,000 | SH | SOLE | 4,000 | 0 | 0 | ||
FORD MTR CO DEL | COM PAR $0.01 | 345370860 | 22 | 1,800 | SH | SOLE | 1,800 | 0 | 0 | ||
HEWLETT PACKARD ENTERPRISE C | COM | 42824C109 | 30 | 1,500 | SH | SOLE | 1,500 | 0 | 0 | ||
IAC INTERACTIVE CORP | COM | 44919P508 | 59 | 500 | SH | SOLE | 500 | 0 | 0 | ||
IAC INTERACTIVE CORP | COM | 44919P908 | 59 | 500 | SH | Call | SOLE | 500 | 0 | 0 | |
IAC INTERACTIVE CORP | COM | 44919P958 | 59 | 500 | SH | Put | SOLE | 500 | 0 | 0 | |
INTEL CORP | COM | 458140100 | 34 | 900 | SH | SOLE | 900 | 0 | 0 | ||
JPMORGAN CHASE & CO | COM | 46625H100 | 124 | 1,300 | SH | SOLE | 1,300 | 0 | 0 | ||
LLOYDS BANKING GROUP PLC | SPONSORED ADR | 539439109 | 73 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
MORGAN STANLEY | COM NEW | 617446448 | 39 | 800 | SH | SOLE | 800 | 0 | 0 | ||
NAVIENT CORPORATION | COM | 63938C108 | 18 | 1,200 | SH | SOLE | 1,200 | 0 | 0 | ||
NIKE INC | CL B | 654106103 | 41 | 800 | SH | SOLE | 800 | 0 | 0 | ||
NVIDIA CORP | COM | 67066G104 | 143 | 800 | SH | SOLE | 800 | 0 | 0 | ||
NVIDIA CORP | COM | 67066G904 | 89 | 500 | SH | Call | SOLE | 500 | 0 | 0 | |
NVIDIA CORP | COM | 67066G954 | 89 | 500 | SH | Put | SOLE | 500 | 0 | 0 | |
ONEOK INC NEW | COM | 682680103 | 22 | 400 | SH | SOLE | 400 | 0 | 0 | ||
PAYPAL HLDGS INC | COM | 70450Y103 | 64 | 1,000 | SH | SOLE | 1,000 | 0 | 0 | ||
SNAP INC | CL A | 83304A106 | 15 | 1,000 | SH | SOLE | 1,000 | 0 | 0 | ||
SUNOPTA INC | COM | 0867EP108 | 9 | 1,000 | SH | SOLE | 1,000 | 0 | 0 | ||
APPLE INC | COM | 037833100 | 92 | 600 | SH | SOLE | 600 | 0 | 0 | ||
BRISTOL MYERS SQUIBB CO | COM | 110122108 | 45 | 800 | SH | SOLE | 800 | 0 | 0 | ||
EXXON MOBIL CORP | COM | 30231G102 | 16 | 200 | SH | SOLE | 200 | 0 | 0 | ||
WALGREENS BOOTS ALLIANCE INC | COM | 931427108 | 23 | 300 | SH | SOLE | 300 | 0 | 0 |